A|AGILENT TECH INC|ABLE|NATIXIS Securities Americas LLC|692735
A|AGILENT TECH INC|AGIS|Aegis Capital Corp.|200
A|AGILENT TECH INC|ALTX|Alternet Securities Inc.|47838
A|AGILENT TECH INC|APCC|Apex Clearing Corporation|1128
A|AGILENT TECH INC|BANK|Primevest Financial Services, Inc.|287
A|AGILENT TECH INC|BARD|Robert W. Baird & Co. Incorporated|2130
A|AGILENT TECH INC|BATM|CBOE TRADING, INC.|38059
A|AGILENT TECH INC|BAYC|BAY CREST PARTNERS, LLC|8174
A|AGILENT TECH INC|BAYT|BTIG, LLC|800
A|AGILENT TECH INC|BBNT|BB&T SECURITIES, LLC|100
A|AGILENT TECH INC|BERN|Sanford C. Bernstein & Co., LLC|311250
A|AGILENT TECH INC|BIDS|BIDS TRADING L.P.|88151
A|AGILENT TECH INC|BIMI|Banca IMI Securities Corp.|1335
A|AGILENT TECH INC|BKCM|BNY Mellon Capital Markets LLC|200
A|AGILENT TECH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4082
A|AGILENT TECH INC|BLKX|INSTINET, LLC|274269
A|AGILENT TECH INC|BMOC|BMO Capital Markets Corp.|858
A|AGILENT TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|529546
A|AGILENT TECH INC|BTIG|BTIG, LLC|5131
A|AGILENT TECH INC|BYXM|CBOE TRADING, INC.|1724
A|AGILENT TECH INC|BZYD|GOLDMAN SACHS & CO. LLC|277
A|AGILENT TECH INC|CANT|Cantor Fitzgerald & Co.|860
A|AGILENT TECH INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|23800
A|AGILENT TECH INC|CHAS|Charles Schwab & Co., Inc.|3052
A|AGILENT TECH INC|CIBP|CIBC World Markets Corp.|17816
A|AGILENT TECH INC|CIOI|CITIGROUP GLOBAL MARKETS INC|16000
A|AGILENT TECH INC|CIST|Capital Institutional Services, Inc.|7472
A|AGILENT TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|128930
A|AGILENT TECH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3261
A|AGILENT TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1106676
A|AGILENT TECH INC|CTDL|Citadel Derivatives Group Llc|9569
A|AGILENT TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|124160
A|AGILENT TECH INC|DADA|D.A. Davidson & Co.|6
A|AGILENT TECH INC|DBAB|Deutsche Bank Securities Inc.|943283
A|AGILENT TECH INC|DBAX|Deutsche Bank Securities Inc.|784900
A|AGILENT TECH INC|DBUL|Deutsche Bank Securities Inc.|7388
A|AGILENT TECH INC|DCHF|Dart Executions, LLC|2494
A|AGILENT TECH INC|DEAN|MORGAN STANLEY|16874
A|AGILENT TECH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15440
A|AGILENT TECH INC|EBXL|EBX LLC|681500
A|AGILENT TECH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|69112
A|AGILENT TECH INC|EDJO|Edward D. Jones & Co., L.P.|3357
A|AGILENT TECH INC|EGAM|CBOE TRADING, INC.|39979
A|AGILENT TECH INC|EGAW|CBOE TRADING, INC.|327
A|AGILENT TECH INC|EGMT|EG MARKET TECHNOLOGIES LLC|1400
A|AGILENT TECH INC|EGXM|CBOE TRADING, INC.|7312
A|AGILENT TECH INC|ETBE|Electronic Transaction Clearing, Inc.|52275
A|AGILENT TECH INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
A|AGILENT TECH INC|ETCC|Electronic Transaction Clearing, Inc.|1047
A|AGILENT TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18279
A|AGILENT TECH INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
A|AGILENT TECH INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1997
A|AGILENT TECH INC|ETRS|E*Trade Securities LLC|127610
A|AGILENT TECH INC|FBSB|U.S. Bancorp Investments, Inc.|91
A|AGILENT TECH INC|FFSI|Firstrade Securities Inc.|10
A|AGILENT TECH INC|FIDT|Fidelity Clearing Canada ULC./ CDS|45
A|AGILENT TECH INC|FILL|Tradestation Securities, Inc.|5577
A|AGILENT TECH INC|FMAF|NBCN Inc./ CDS|9884
A|AGILENT TECH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|54851
A|AGILENT TECH INC|FQLS|Quantlab Securities LP|857361
A|AGILENT TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95322
A|AGILENT TECH INC|FTBR|Foliofn Investments, Inc.|7603
A|AGILENT TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|27317
A|AGILENT TECH INC|GLIS|TD Securities Inc|200
A|AGILENT TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|60106
A|AGILENT TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|7249653
A|AGILENT TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|24212
A|AGILENT TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|26754
A|AGILENT TECH INC|GTSZ|GTS SECURITIES LLC|290507
A|AGILENT TECH INC|GUGS|Guggenheim Securities, LLC|51
A|AGILENT TECH INC|HAPX|HAP Trading, LLC|300
A|AGILENT TECH INC|HRBF|American Enterprise Investment Services Inc.|7063
A|AGILENT TECH INC|HSBC|HSBC Securities, Inc.|14468
A|AGILENT TECH INC|IATS|INTERACTIVE BROKERS LLC|14783
A|AGILENT TECH INC|IBKR|Interactive Brokers Llc|41241
A|AGILENT TECH INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6494
A|AGILENT TECH INC|ICBX|INSTINET, LLC|199836
A|AGILENT TECH INC|IEQY|CITADEL SECURITIES LLC|229435
A|AGILENT TECH INC|IMPC|Imperial Capital, LLC|600
A|AGILENT TECH INC|INCA|INSTINET, LLC|818455
A|AGILENT TECH INC|INJX|INSTINET, LLC|16451
A|AGILENT TECH INC|INTL|INTL FCSTONE FINANCIAL INC.|6
A|AGILENT TECH INC|ITGI|ITG Inc.|161848
A|AGILENT TECH INC|ITGP|ITG INC.|1589200
A|AGILENT TECH INC|JANY|Janney Montgomery Scott Inc.|1465
A|AGILENT TECH INC|JEFF|JEFFERIES LLC|321056
A|AGILENT TECH INC|JMPT|JUMP TRADING, LLC|256736
A|AGILENT TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|471678
A|AGILENT TECH INC|JPMX|J.P. Morgan Securities LLC|1768436
A|AGILENT TECH INC|JSJX|JANE STREET CAPITAL LLC|13790
A|AGILENT TECH INC|KCGM|VIRTU Americas LLC|153879
A|AGILENT TECH INC|KEYB|KEYBANC CAPITAL MARKETS INC.|10200
A|AGILENT TECH INC|LEER|LEERINK PARTNERS LLC|232974
A|AGILENT TECH INC|LEHM|Barclays Capital Inc./Le|3058345
A|AGILENT TECH INC|LIME|Lime Brokerage LLC|57704
A|AGILENT TECH INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|58200
A|AGILENT TECH INC|LOOP|Loop Capital Markets LLC|100
A|AGILENT TECH INC|LQNA|LIQUIDNET, INC.|154100
A|AGILENT TECH INC|LQNB|LIQUIDNET, INC.|11800
A|AGILENT TECH INC|LSCI|Lek Securities Corporation|155751
A|AGILENT TECH INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
A|AGILENT TECH INC|MACC|Mid Atlantic Capital Corporation|116
A|AGILENT TECH INC|MACQ|Macquarie Capital (USA) Inc.|100
A|AGILENT TECH INC|MAXM|Maxim Group LLC|8367
A|AGILENT TECH INC|MCMF|Raymond James Ltd. Cds|211
A|AGILENT TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|630361
A|AGILENT TECH INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6826
A|AGILENT TECH INC|MNDX|TJM Investments, LLC|37170
A|AGILENT TECH INC|MOTF|MOTIF INVESTING, INC.|26
A|AGILENT TECH INC|MSCO|MORGAN STANLEY & CO. LLC|5698568
A|AGILENT TECH INC|MSPL|MORGAN STANLEY & CO. LLC|912400
A|AGILENT TECH INC|MSTX|MORGAN STANLEY & CO. LLC|517000
A|AGILENT TECH INC|NFSC|National Financial Services LLC|442029
A|AGILENT TECH INC|NITE|VIRTU Americas LLC|859978
A|AGILENT TECH INC|NITP|VIRTU Americas LLC|2357
A|AGILENT TECH INC|NQRB|Brut, LLC|108353
A|AGILENT TECH INC|NTBF|BMO Nesbitt Burns Inc./CDS|215
A|AGILENT TECH INC|NTRC|Northern Trust Securities, Inc.|2800
A|AGILENT TECH INC|OHOS|TWO SIGMA SECURITIES, LLC|147314
A|AGILENT TECH INC|OPCO|Oppenheimer & Co. Inc.|1260
A|AGILENT TECH INC|PCPT|PHILLIP CAPITAL INC.|2
A|AGILENT TECH INC|PDQM|CODA MARKETS, INC.|174230
A|AGILENT TECH INC|PHLY|NASDAQ Execution Services, LLC|1000
A|AGILENT TECH INC|PICT|Pictet Overseas Inc.|89
A|AGILENT TECH INC|PIPR|Piper Jaffray & Co.|946
A|AGILENT TECH INC|PWJC|UBS Financial Services, Inc.|4301
A|AGILENT TECH INC|QMSR|QUATTRO M SECURITIES INC.|2161
A|AGILENT TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|4793
A|AGILENT TECH INC|RHCO|Suntrust Robinson Humphrey, Inc.|9331
A|AGILENT TECH INC|SAGL|SAGETRADER, LLC|107339
A|AGILENT TECH INC|SAGW|SAGETRADER, LLC|6447
A|AGILENT TECH INC|SALI|INTL FCSTONE FINANCIAL INC.|346
A|AGILENT TECH INC|SBRX|MURIEL SIEBERT & CO INC|100
A|AGILENT TECH INC|SBSH|Citigroup Global Markets Inc.|381072
A|AGILENT TECH INC|SEIC|SEI Investments Distribution Co.|31038
A|AGILENT TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|453864
A|AGILENT TECH INC|SIBO|Prime Executions, Inc.|17754
A|AGILENT TECH INC|SPDR|SPEEDROUTE LLC|27344
A|AGILENT TECH INC|SPHN|Stephens Inc.|1150
A|AGILENT TECH INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
A|AGILENT TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|65369
A|AGILENT TECH INC|STKP|STOCKPILE INVESTMENTS, INC.|18
A|AGILENT TECH INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13594
A|AGILENT TECH INC|SWIM|TD Ameritrade, Inc.|89788
A|AGILENT TECH INC|SWST|Hilltop Securities Inc.|16490
A|AGILENT TECH INC|TDSI|TD Securities (USA) LLC|700
A|AGILENT TECH INC|TKNG|ALLY INVEST SECURITIES LLC|565
A|AGILENT TECH INC|TRBT|Tradebot Systems, Inc.|431100
A|AGILENT TECH INC|TRCM|TRC MARKETS LLC|405015
A|AGILENT TECH INC|TWTT|TASTYWORKS, INC.|800
A|AGILENT TECH INC|UBSA|UBS SECURITIES LLC|1504853
A|AGILENT TECH INC|UBSS|UBS Securities LLC|2547117
A|AGILENT TECH INC|VALX|VIRTU AMERICAS LLC|10692
A|AGILENT TECH INC|VGRD|Vanguard Marketing Corporation|10177
A|AGILENT TECH INC|WBLR|WILLIAM BLAIR|45
A|AGILENT TECH INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6642
A|AGILENT TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|588866
A|AGILENT TECH INC|WDNX|WEEDEN & CO.L.P.|6978
A|AGILENT TECH INC|WEDB|WEDBUSH SECURITIES INC.|9611
A|AGILENT TECH INC|WEED|Weeden & Co.L.P.|4030
A|AGILENT TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37948
A|AGILENT TECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61861
A|AGILENT TECH INC|WGIF|CIBC World Markets Inc.|5151
A|AGILENT TECH INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|660
A|AGILENT TECH INC|WSAG|WALL STREET ACCESS|35
A|AGILENT TECH INC|WSEA|WOLVERINE SECURITIES, LLC|8311
A|AGILENT TECH INC|XIST|INSTINET, LLC|36474
A|AGILENT TECH INC|XPQR|Jump Trading|4148
A|AGILENT TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|131972
A|AGILENT TECH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|7413
A|AGILENT TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8293
AA|ALCOA CORP|ABLE|NATIXIS Securities Americas LLC|366000
AA|ALCOA CORP|ADAM|CANACCORD GENUITY INC.|11104
AA|ALCOA CORP|ALTX|Alternet Securities Inc.|31600
AA|ALCOA CORP|APCC|Apex Clearing Corporation|9225
AA|ALCOA CORP|BANK|Primevest Financial Services, Inc.|657
AA|ALCOA CORP|BARD|Robert W. Baird & Co. Incorporated|2541
AA|ALCOA CORP|BATM|CBOE TRADING, INC.|38435
AA|ALCOA CORP|BAYC|BAY CREST PARTNERS, LLC|7437
AA|ALCOA CORP|BAYT|BTIG, LLC|22991
AA|ALCOA CORP|BBNT|BB&T SECURITIES, LLC|3175
AA|ALCOA CORP|BERN|Sanford C. Bernstein & Co., LLC|366820
AA|ALCOA CORP|BIAD|SAGETRADER, LLC|1441
AA|ALCOA CORP|BIDS|BIDS TRADING L.P.|500
AA|ALCOA CORP|BIMI|Banca IMI Securities Corp.|600
AA|ALCOA CORP|BKCM|BNY Mellon Capital Markets LLC|386
AA|ALCOA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48466
AA|ALCOA CORP|BLKX|INSTINET, LLC|28000
AA|ALCOA CORP|BMOC|BMO Capital Markets Corp.|68005
AA|ALCOA CORP|BNPX|BNP PARIBAS SECURITIES CORP.|187408
AA|ALCOA CORP|BTIG|BTIG, LLC|12859
AA|ALCOA CORP|BYXM|CBOE TRADING, INC.|6369
AA|ALCOA CORP|BZYD|GOLDMAN SACHS & CO. LLC|300
AA|ALCOA CORP|CANT|Cantor Fitzgerald & Co.|12899
AA|ALCOA CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|168856
AA|ALCOA CORP|CHAS|Charles Schwab & Co., Inc.|42630
AA|ALCOA CORP|CICF|Canaccord Genuity Corp.|1704
AA|ALCOA CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
AA|ALCOA CORP|CIST|Capital Institutional Services, Inc.|11066
AA|ALCOA CORP|CLSA|CLSA AMERICAS, LLC|25000
AA|ALCOA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|311533
AA|ALCOA CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7603
AA|ALCOA CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3585
AA|ALCOA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|960588
AA|ALCOA CORP|CTDL|Citadel Derivatives Group Llc|25348
AA|ALCOA CORP|CTLR|CUTLER GROUP, LP|2839
AA|ALCOA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|192622
AA|ALCOA CORP|DADA|D.A. Davidson & Co.|301
AA|ALCOA CORP|DAVA|Davenport & Company LLC|121
AA|ALCOA CORP|DBAB|Deutsche Bank Securities Inc.|525646
AA|ALCOA CORP|DBAX|Deutsche Bank Securities Inc.|718300
AA|ALCOA CORP|DBUL|Deutsche Bank Securities Inc.|7148
AA|ALCOA CORP|DCHF|Dart Executions, LLC|4165
AA|ALCOA CORP|DEAN|MORGAN STANLEY|32849
AA|ALCOA CORP|DEGS|RONIN PROFESSIONAL LLC|2500
AA|ALCOA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9154
AA|ALCOA CORP|EBXL|EBX LLC|612300
AA|ALCOA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|26725
AA|ALCOA CORP|EDJO|Edward D. Jones & Co., L.P.|4965
AA|ALCOA CORP|EGAM|CBOE TRADING, INC.|57039
AA|ALCOA CORP|EGAW|CBOE TRADING, INC.|560
AA|ALCOA CORP|EGMT|EG MARKET TECHNOLOGIES LLC|3201
AA|ALCOA CORP|EGXM|CBOE TRADING, INC.|16033
AA|ALCOA CORP|EGXW|CBOE TRADING, INC.|200
AA|ALCOA CORP|ELEV|ELEVATION, LLC|13687
AA|ALCOA CORP|ETBE|Electronic Transaction Clearing, Inc.|47840
AA|ALCOA CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
AA|ALCOA CORP|ETCB|ETC BROKERAGE SERVICES, LLC|361
AA|ALCOA CORP|ETCC|Electronic Transaction Clearing, Inc.|1182
AA|ALCOA CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|76
AA|ALCOA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|120528
AA|ALCOA CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|10
AA|ALCOA CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2324
AA|ALCOA CORP|ETRS|E*Trade Securities LLC|709656
AA|ALCOA CORP|FBRC|B. RILEY FBR, INC.|2299
AA|ALCOA CORP|FILL|Tradestation Securities, Inc.|42338
AA|ALCOA CORP|FINX|FINTECH SECURITIES|370
AA|ALCOA CORP|FMAF|NBCN Inc./ CDS|14973
AA|ALCOA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3921
AA|ALCOA CORP|FQLS|Quantlab Securities LP|797245
AA|ALCOA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138680
AA|ALCOA CORP|FTBR|Foliofn Investments, Inc.|1544
AA|ALCOA CORP|GBMT|GBM International, Inc.|5346
AA|ALCOA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|11930
AA|ALCOA CORP|GLIS|TD Securities Inc|14338
AA|ALCOA CORP|GLPX|ACS EXECUTION SERVICES, LLC|152778
AA|ALCOA CORP|GSCO|GOLDMAN SACHS & CO. LLC|6658409
AA|ALCOA CORP|GSCS|GOLDMAN SACHS & CO. LLC|20190
AA|ALCOA CORP|GSLT|GOLDMAN SACHS & CO. LLC|19102
AA|ALCOA CORP|GTSY|GTS SECURITIES LLC|100
AA|ALCOA CORP|GTSZ|GTS SECURITIES LLC|216617
AA|ALCOA CORP|HAPX|HAP Trading, LLC|976
AA|ALCOA CORP|HRBF|American Enterprise Investment Services Inc.|34837
AA|ALCOA CORP|HSBC|HSBC Securities, Inc.|2333
AA|ALCOA CORP|IATS|INTERACTIVE BROKERS LLC|37128
AA|ALCOA CORP|IBKR|Interactive Brokers Llc|145277
AA|ALCOA CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2727
AA|ALCOA CORP|ICBX|INSTINET, LLC|152739
AA|ALCOA CORP|IEQY|CITADEL SECURITIES LLC|108129
AA|ALCOA CORP|INCA|INSTINET, LLC|861500
AA|ALCOA CORP|INJX|INSTINET, LLC|54769
AA|ALCOA CORP|ITGI|ITG Inc.|53649
AA|ALCOA CORP|ITGP|ITG INC.|470200
AA|ALCOA CORP|JANY|Janney Montgomery Scott Inc.|3811
AA|ALCOA CORP|JEFF|JEFFERIES LLC|366417
AA|ALCOA CORP|JMPT|JUMP TRADING, LLC|177386
AA|ALCOA CORP|JONE|JonesTrading|658
AA|ALCOA CORP|JPBX|J.P. MORGAN SECURITIES LLC|645010
AA|ALCOA CORP|JPMX|J.P. Morgan Securities LLC|2171751
AA|ALCOA CORP|JSJX|JANE STREET CAPITAL LLC|13530
AA|ALCOA CORP|KCGM|VIRTU Americas LLC|114079
AA|ALCOA CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|29409
AA|ALCOA CORP|LEHM|Barclays Capital Inc./Le|1489011
AA|ALCOA CORP|LGNT|COR CLEARING LLC|49
AA|ALCOA CORP|LIME|Lime Brokerage LLC|101348
AA|ALCOA CORP|LIWD|LIME BROKERAGE LLC|100
AA|ALCOA CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
AA|ALCOA CORP|LQNA|LIQUIDNET, INC.|145000
AA|ALCOA CORP|LSCI|Lek Securities Corporation|25287
AA|ALCOA CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
AA|ALCOA CORP|MACC|Mid Atlantic Capital Corporation|27
AA|ALCOA CORP|MACQ|Macquarie Capital (USA) Inc.|1600
AA|ALCOA CORP|MAXM|Maxim Group LLC|1873
AA|ALCOA CORP|MBTS|ALLY INVEST SECURITIES LLC|5102
AA|ALCOA CORP|MCBT|Moors & Cabot, Inc.|627
AA|ALCOA CORP|MCMF|Raymond James Ltd. Cds|980
AA|ALCOA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|377318
AA|ALCOA CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
AA|ALCOA CORP|MNDX|TJM Investments, LLC|3519
AA|ALCOA CORP|MOTF|MOTIF INVESTING, INC.|23
AA|ALCOA CORP|MPSG|E D & F Man Capital Markets Inc.|18325
AA|ALCOA CORP|MSCO|MORGAN STANLEY & CO. LLC|3941070
AA|ALCOA CORP|MSPL|MORGAN STANLEY & CO. LLC|630800
AA|ALCOA CORP|MSTX|MORGAN STANLEY & CO. LLC|578300
AA|ALCOA CORP|MZHO|Mizuho Securities USA LLC|61000
AA|ALCOA CORP|NATL|National Securities Corporation|2416
AA|ALCOA CORP|NFSC|National Financial Services LLC|1112600
AA|ALCOA CORP|NITE|VIRTU Americas LLC|2148976
AA|ALCOA CORP|NITP|VIRTU Americas LLC|1353
AA|ALCOA CORP|NMRA|Nomura Securities International, Inc.|400
AA|ALCOA CORP|NQRB|Brut, LLC|40922
AA|ALCOA CORP|NTBF|BMO Nesbitt Burns Inc./CDS|11869
AA|ALCOA CORP|NTRC|Northern Trust Securities, Inc.|109
AA|ALCOA CORP|OHOS|TWO SIGMA SECURITIES, LLC|206366
AA|ALCOA CORP|OPCO|Oppenheimer & Co. Inc.|18091
AA|ALCOA CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1150
AA|ALCOA CORP|PCFF|Pacific International Securities Inc./CDS|1450
AA|ALCOA CORP|PCPT|PHILLIP CAPITAL INC.|4330
AA|ALCOA CORP|PDQM|CODA MARKETS, INC.|168669
AA|ALCOA CORP|PHLY|NASDAQ Execution Services, LLC|36800
AA|ALCOA CORP|PWJC|UBS Financial Services, Inc.|6064
AA|ALCOA CORP|RBCM|RBC CAPITAL MARKETS, LLC|9254
AA|ALCOA CORP|RGLD|Regal Securities, Inc|1373
AA|ALCOA CORP|SAGL|SAGETRADER, LLC|33842
AA|ALCOA CORP|SAGW|SAGETRADER, LLC|4600
AA|ALCOA CORP|SALI|INTL FCSTONE FINANCIAL INC.|3750
AA|ALCOA CORP|SBRX|MURIEL SIEBERT & CO INC|100
AA|ALCOA CORP|SBSH|Citigroup Global Markets Inc.|834453
AA|ALCOA CORP|SEIC|SEI Investments Distribution Co.|300
AA|ALCOA CORP|SGMT|GOLDMAN SACHS & CO. LLC|251537
AA|ALCOA CORP|SJLS|TRADE INFORMATICS LLC|1500
AA|ALCOA CORP|SOCO|Capital One Southcoast, Inc|1000
AA|ALCOA CORP|SPDR|SPEEDROUTE LLC|46527
AA|ALCOA CORP|STFC|Stuart Frankel & Co., Incorporated|17620
AA|ALCOA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|27984
AA|ALCOA CORP|STKP|STOCKPILE INVESTMENTS, INC.|212
AA|ALCOA CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11434
AA|ALCOA CORP|SWIM|TD Ameritrade, Inc.|582132
AA|ALCOA CORP|SWST|Hilltop Securities Inc.|18445
AA|ALCOA CORP|TKNG|ALLY INVEST SECURITIES LLC|12711
AA|ALCOA CORP|TRBT|Tradebot Systems, Inc.|506240
AA|ALCOA CORP|TRCM|TRC MARKETS LLC|458966
AA|ALCOA CORP|TWTT|TASTYWORKS, INC.|500
AA|ALCOA CORP|UBSA|UBS SECURITIES LLC|1459257
AA|ALCOA CORP|UBSS|UBS Securities LLC|2082701
AA|ALCOA CORP|USCA|USCA Securities LLC|5700
AA|ALCOA CORP|VALX|VIRTU AMERICAS LLC|11175
AA|ALCOA CORP|VERT|The Vertical Trading Group, LLC|2432
AA|ALCOA CORP|VGRD|Vanguard Marketing Corporation|39427
AA|ALCOA CORP|VSIN|Vision Financial Markets Llc|1100
AA|ALCOA CORP|WBLR|WILLIAM BLAIR|222
AA|ALCOA CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2127
AA|ALCOA CORP|WCHV|WELLS FARGO SECURITIES, LLC|468184
AA|ALCOA CORP|WEDB|WEDBUSH SECURITIES INC.|15028
AA|ALCOA CORP|WEED|Weeden & Co.L.P.|1125
AA|ALCOA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|204266
AA|ALCOA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85842
AA|ALCOA CORP|WGIF|CIBC World Markets Inc.|2171
AA|ALCOA CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|43
AA|ALCOA CORP|WSAG|WALL STREET ACCESS|256
AA|ALCOA CORP|WSEA|WOLVERINE SECURITIES, LLC|49889
AA|ALCOA CORP|XIST|INSTINET, LLC|34032
AA|ALCOA CORP|XPQR|Jump Trading|2704
AA|ALCOA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|212248
AA|ALCOA CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|6959
AA|ALCOA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14265
AABA|ALTABA INC.|ADAM|CANACCORD GENUITY INC.|289394
AABA|ALTABA INC.|AGIS|Aegis Capital Corp.|250
AABA|ALTABA INC.|ALTX|Alternet Securities Inc.|17061
AABA|ALTABA INC.|ANOS|ABEL/NOSER, L.L.C.|32
AABA|ALTABA INC.|APCC|Apex Clearing Corporation|10670
AABA|ALTABA INC.|BANK|Primevest Financial Services, Inc.|120
AABA|ALTABA INC.|BARD|Robert W. Baird & Co. Incorporated|93458
AABA|ALTABA INC.|BATM|CBOE TRADING, INC.|31935
AABA|ALTABA INC.|BAYC|BAY CREST PARTNERS, LLC|30
AABA|ALTABA INC.|BAYT|BTIG, LLC|22500
AABA|ALTABA INC.|BBNT|BB&T SECURITIES, LLC|151
AABA|ALTABA INC.|BERN|Sanford C. Bernstein & Co., LLC|317837
AABA|ALTABA INC.|BIAD|SAGETRADER, LLC|599
AABA|ALTABA INC.|BIDS|BIDS TRADING L.P.|1800
AABA|ALTABA INC.|BIMI|Banca IMI Securities Corp.|383
AABA|ALTABA INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22597
AABA|ALTABA INC.|BLKX|INSTINET, LLC|103854
AABA|ALTABA INC.|BMOC|BMO Capital Markets Corp.|9241068
AABA|ALTABA INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1806
AABA|ALTABA INC.|BRGE|Newbridge Securities Corp.|100
AABA|ALTABA INC.|BTIG|BTIG, LLC|2605
AABA|ALTABA INC.|BYXM|CBOE TRADING, INC.|5142
AABA|ALTABA INC.|CANT|Cantor Fitzgerald & Co.|100616
AABA|ALTABA INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|50150
AABA|ALTABA INC.|CBRA|Cobra Trading, Inc.|150
AABA|ALTABA INC.|CHAS|Charles Schwab & Co., Inc.|5904
AABA|ALTABA INC.|CIBP|CIBC World Markets Corp.|2000100
AABA|ALTABA INC.|CICF|Canaccord Genuity Corp.|25
AABA|ALTABA INC.|CIST|Capital Institutional Services, Inc.|14916
AABA|ALTABA INC.|CLSA|CLSA AMERICAS, LLC|2500
AABA|ALTABA INC.|CLVU|Clearview Trading Advisors, Inc.|363200
AABA|ALTABA INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3557815
AABA|ALTABA INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|309
AABA|ALTABA INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|163954
AABA|ALTABA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1852749
AABA|ALTABA INC.|CTDL|Citadel Derivatives Group Llc|25168
AABA|ALTABA INC.|CTLR|CUTLER GROUP, LP|300
AABA|ALTABA INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|202262
AABA|ALTABA INC.|DADA|D.A. Davidson & Co.|1796
AABA|ALTABA INC.|DAVA|Davenport & Company LLC|3490
AABA|ALTABA INC.|DAWA|Daiwa Capital Markets America Inc.|293
AABA|ALTABA INC.|DBAB|Deutsche Bank Securities Inc.|3103450
AABA|ALTABA INC.|DBAX|Deutsche Bank Securities Inc.|631100
AABA|ALTABA INC.|DCHF|Dart Executions, LLC|279074
AABA|ALTABA INC.|DEAN|MORGAN STANLEY|128167
AABA|ALTABA INC.|DEGS|RONIN PROFESSIONAL LLC|26264
AABA|ALTABA INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|39294
AABA|ALTABA INC.|DRWK|DRW SECURITIES, L.L.C.|84751
AABA|ALTABA INC.|EBXL|EBX LLC|2267500
AABA|ALTABA INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|93909
AABA|ALTABA INC.|EDJC|Edward Jones / CDS|215
AABA|ALTABA INC.|EDJO|Edward D. Jones & Co., L.P.|6290
AABA|ALTABA INC.|EGAM|CBOE TRADING, INC.|26982
AABA|ALTABA INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2583
AABA|ALTABA INC.|EGXM|CBOE TRADING, INC.|16362
AABA|ALTABA INC.|EGXW|CBOE TRADING, INC.|240
AABA|ALTABA INC.|EROP|Eroom Securities L.L.C.|7107
AABA|ALTABA INC.|ESPO|ESPOSITO SECURITIES, LLC|81
AABA|ALTABA INC.|ETBE|Electronic Transaction Clearing, Inc.|242782
AABA|ALTABA INC.|ETCB|ETC BROKERAGE SERVICES, LLC|36
AABA|ALTABA INC.|ETCC|Electronic Transaction Clearing, Inc.|5824
AABA|ALTABA INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13462
AABA|ALTABA INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|71162
AABA|ALTABA INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1251
AABA|ALTABA INC.|ETRS|E*Trade Securities LLC|741400
AABA|ALTABA INC.|FBCO|Credit Suisse Securities (USA) LLC|6033927
AABA|ALTABA INC.|FBSB|U.S. Bancorp Investments, Inc.|190
AABA|ALTABA INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|30
AABA|ALTABA INC.|FILL|Tradestation Securities, Inc.|10570
AABA|ALTABA INC.|FINX|FINTECH SECURITIES|615
AABA|ALTABA INC.|FMAF|NBCN Inc./ CDS|36581
AABA|ALTABA INC.|FOGS|FOG EQUITIES LLC|200000
AABA|ALTABA INC.|FOMA|TD AMERITRADE CLEARING, INC.|678682
AABA|ALTABA INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|53810
AABA|ALTABA INC.|FQLS|Quantlab Securities LP|2187748
AABA|ALTABA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|241532
AABA|ALTABA INC.|FTBR|Foliofn Investments, Inc.|738
AABA|ALTABA INC.|GARC|ICAP Corporates LLC|59721
AABA|ALTABA INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|249908
AABA|ALTABA INC.|GFRY|JUMP TRADING, LLC|630817
AABA|ALTABA INC.|GLIS|TD Securities Inc|7
AABA|ALTABA INC.|GLPX|ACS EXECUTION SERVICES, LLC|36218
AABA|ALTABA INC.|GSCO|GOLDMAN SACHS & CO. LLC|18989824
AABA|ALTABA INC.|GSCS|GOLDMAN SACHS & CO. LLC|613709
AABA|ALTABA INC.|GSLT|GOLDMAN SACHS & CO. LLC|51028
AABA|ALTABA INC.|GTSZ|GTS SECURITIES LLC|2140446
AABA|ALTABA INC.|HAPX|HAP Trading, LLC|32673
AABA|ALTABA INC.|HRBF|American Enterprise Investment Services Inc.|5875
AABA|ALTABA INC.|HSBC|HSBC Securities, Inc.|1230
AABA|ALTABA INC.|IATS|INTERACTIVE BROKERS LLC|137206
AABA|ALTABA INC.|IBKR|Interactive Brokers Llc|1884248
AABA|ALTABA INC.|ICBX|INSTINET, LLC|539091
AABA|ALTABA INC.|IEQY|CITADEL SECURITIES LLC|135272
AABA|ALTABA INC.|INCA|INSTINET, LLC|4304509
AABA|ALTABA INC.|INJX|INSTINET, LLC|282695
AABA|ALTABA INC.|ITGI|ITG Inc.|111493
AABA|ALTABA INC.|ITGP|ITG INC.|146600
AABA|ALTABA INC.|JANY|Janney Montgomery Scott Inc.|3930
AABA|ALTABA INC.|JEFF|JEFFERIES LLC|4032188
AABA|ALTABA INC.|JMPT|JUMP TRADING, LLC|889989
AABA|ALTABA INC.|JONE|JonesTrading|1076
AABA|ALTABA INC.|JPBX|J.P. MORGAN SECURITIES LLC|113427
AABA|ALTABA INC.|JPMX|J.P. Morgan Securities LLC|3011213
AABA|ALTABA INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|10088
AABA|ALTABA INC.|JSJX|JANE STREET CAPITAL LLC|52584
AABA|ALTABA INC.|JUTA|JUMP TRADING, LLC|9823
AABA|ALTABA INC.|KCGM|VIRTU Americas LLC|697700
AABA|ALTABA INC.|LBKI|Libucki & Co., LLC|1700000
AABA|ALTABA INC.|LEHM|Barclays Capital Inc./Le|15698413
AABA|ALTABA INC.|LIME|Lime Brokerage LLC|799178
AABA|ALTABA INC.|LMGP|LIME BROKERAGE LLC|28832
AABA|ALTABA INC.|LQNA|LIQUIDNET, INC.|230600
AABA|ALTABA INC.|LSCI|Lek Securities Corporation|910175
AABA|ALTABA INC.|LVMR|LIVERMORE TRADING GROUP, INC.|3500
AABA|ALTABA INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AABA|ALTABA INC.|MACC|Mid Atlantic Capital Corporation|590
AABA|ALTABA INC.|MAXM|Maxim Group LLC|558
AABA|ALTABA INC.|MBTS|ALLY INVEST SECURITIES LLC|6868
AABA|ALTABA INC.|MCMF|Raymond James Ltd. Cds|1350
AABA|ALTABA INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|550896
AABA|ALTABA INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
AABA|ALTABA INC.|MOTF|MOTIF INVESTING, INC.|25
AABA|ALTABA INC.|MSCO|MORGAN STANLEY & CO. LLC|22242748
AABA|ALTABA INC.|MSPL|MORGAN STANLEY & CO. LLC|1405700
AABA|ALTABA INC.|MSTX|MORGAN STANLEY & CO. LLC|488200
AABA|ALTABA INC.|MUFG|MUFG SECURITIES AMERICAS INC.|184600
AABA|ALTABA INC.|MZHO|Mizuho Securities USA LLC|529400
AABA|ALTABA INC.|NATL|National Securities Corporation|1600
AABA|ALTABA INC.|NBCS|NBC Securities, INC.|175
AABA|ALTABA INC.|NEED|Needham & Company, LLC|1375
AABA|ALTABA INC.|NFSC|National Financial Services LLC|454613
AABA|ALTABA INC.|NITE|VIRTU Americas LLC|3240272
AABA|ALTABA INC.|NITP|VIRTU Americas LLC|14930
AABA|ALTABA INC.|NMRA|Nomura Securities International, Inc.|56249
AABA|ALTABA INC.|NQRB|Brut, LLC|457118
AABA|ALTABA INC.|OHOS|TWO SIGMA SECURITIES, LLC|21022
AABA|ALTABA INC.|OPCO|Oppenheimer & Co. Inc.|414755
AABA|ALTABA INC.|OTAA|OTA LLC|101700
AABA|ALTABA INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9959
AABA|ALTABA INC.|PDQM|CODA MARKETS, INC.|55478
AABA|ALTABA INC.|PHLY|NASDAQ Execution Services, LLC|87000
AABA|ALTABA INC.|PWJC|UBS Financial Services, Inc.|17717
AABA|ALTABA INC.|RAJA|Raymond James & Associates, Inc.|27235
AABA|ALTABA INC.|RBCM|RBC CAPITAL MARKETS, LLC|41556
AABA|ALTABA INC.|RGLD|Regal Securities, Inc|1
AABA|ALTABA INC.|RHCO|Suntrust Robinson Humphrey, Inc.|16036
AABA|ALTABA INC.|SAGL|SAGETRADER, LLC|1999
AABA|ALTABA INC.|SALI|INTL FCSTONE FINANCIAL INC.|8931
AABA|ALTABA INC.|SBSH|Citigroup Global Markets Inc.|7829655
AABA|ALTABA INC.|SCMC|Scotia Capital Markets (USA) Inc.|48010
AABA|ALTABA INC.|SEIC|SEI Investments Distribution Co.|50
AABA|ALTABA INC.|SGMT|GOLDMAN SACHS & CO. LLC|1652996
AABA|ALTABA INC.|SPDR|SPEEDROUTE LLC|22209
AABA|ALTABA INC.|SPHN|Stephens Inc.|1000
AABA|ALTABA INC.|STFL|Stifel, Nicolaus & Company, Incorporated|7809
AABA|ALTABA INC.|STKP|STOCKPILE INVESTMENTS, INC.|48
AABA|ALTABA INC.|STXG|Stockcross Financial Services, Inc.|99
AABA|ALTABA INC.|SWIM|TD Ameritrade, Inc.|215776
AABA|ALTABA INC.|SWST|Hilltop Securities Inc.|5437
AABA|ALTABA INC.|TAGC|TELSEY ADVISORY GROUP LLC|1038
AABA|ALTABA INC.|TDFS|TRADERFIELD SECURITIES INC.|400
AABA|ALTABA INC.|TKNG|ALLY INVEST SECURITIES LLC|2865
AABA|ALTABA INC.|TRBT|Tradebot Systems, Inc.|804818
AABA|ALTABA INC.|TRCM|TRC MARKETS LLC|187425
AABA|ALTABA INC.|TWTT|TASTYWORKS, INC.|50
AABA|ALTABA INC.|UBSA|UBS SECURITIES LLC|5774499
AABA|ALTABA INC.|UBSS|UBS Securities LLC|3192373
AABA|ALTABA INC.|VALX|VIRTU AMERICAS LLC|39596
AABA|ALTABA INC.|VERT|The Vertical Trading Group, LLC|250
AABA|ALTABA INC.|VGRD|Vanguard Marketing Corporation|37484
AABA|ALTABA INC.|VSIN|Vision Financial Markets Llc|7
AABA|ALTABA INC.|WABR|Wall Street Access|1274
AABA|ALTABA INC.|WBET|Wallachbeth Capital LLC|150000
AABA|ALTABA INC.|WBLR|WILLIAM BLAIR|3575
AABA|ALTABA INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
AABA|ALTABA INC.|WCHV|WELLS FARGO SECURITIES, LLC|3699408
AABA|ALTABA INC.|WEDB|WEDBUSH SECURITIES INC.|4000
AABA|ALTABA INC.|WEED|Weeden & Co.L.P.|18077
AABA|ALTABA INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|830070
AABA|ALTABA INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|282089
AABA|ALTABA INC.|WGIF|CIBC World Markets Inc.|1782
AABA|ALTABA INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|107
AABA|ALTABA INC.|WSEA|WOLVERINE SECURITIES, LLC|44144
AABA|ALTABA INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|725
AABA|ALTABA INC.|WTCO|Williams Trading LLC|7700
AABA|ALTABA INC.|XIST|INSTINET, LLC|2400
AABA|ALTABA INC.|XPQR|Jump Trading|5516
AABA|ALTABA INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|169514
AABA|ALTABA INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2981
AABA|ALTABA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14173
AAC|AAC HOLDINGS, INC.|ALTX|Alternet Securities Inc.|10430
AAC|AAC HOLDINGS, INC.|APCC|Apex Clearing Corporation|77
AAC|AAC HOLDINGS, INC.|BATM|CBOE TRADING, INC.|3853
AAC|AAC HOLDINGS, INC.|BIDS|BIDS TRADING L.P.|11055
AAC|AAC HOLDINGS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
AAC|AAC HOLDINGS, INC.|BLKX|INSTINET, LLC|16500
AAC|AAC HOLDINGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|937
AAC|AAC HOLDINGS, INC.|BYXM|CBOE TRADING, INC.|100
AAC|AAC HOLDINGS, INC.|CANT|Cantor Fitzgerald & Co.|2898
AAC|AAC HOLDINGS, INC.|CHAS|Charles Schwab & Co., Inc.|2900
AAC|AAC HOLDINGS, INC.|CIST|Capital Institutional Services, Inc.|509
AAC|AAC HOLDINGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96935
AAC|AAC HOLDINGS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9788
AAC|AAC HOLDINGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40924
AAC|AAC HOLDINGS, INC.|CTDL|Citadel Derivatives Group Llc|2278
AAC|AAC HOLDINGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|5698
AAC|AAC HOLDINGS, INC.|DADA|D.A. Davidson & Co.|200
AAC|AAC HOLDINGS, INC.|DBAB|Deutsche Bank Securities Inc.|43745
AAC|AAC HOLDINGS, INC.|DBAX|Deutsche Bank Securities Inc.|43300
AAC|AAC HOLDINGS, INC.|DEAN|MORGAN STANLEY|153
AAC|AAC HOLDINGS, INC.|DEGS|RONIN PROFESSIONAL LLC|5683
AAC|AAC HOLDINGS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
AAC|AAC HOLDINGS, INC.|EBXL|EBX LLC|41300
AAC|AAC HOLDINGS, INC.|EDJO|Edward D. Jones & Co., L.P.|112
AAC|AAC HOLDINGS, INC.|EGAM|CBOE TRADING, INC.|2076
AAC|AAC HOLDINGS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|600
AAC|AAC HOLDINGS, INC.|EGXM|CBOE TRADING, INC.|1031
AAC|AAC HOLDINGS, INC.|ETBE|Electronic Transaction Clearing, Inc.|2012
AAC|AAC HOLDINGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5707
AAC|AAC HOLDINGS, INC.|ETRS|E*Trade Securities LLC|47919
AAC|AAC HOLDINGS, INC.|FILL|Tradestation Securities, Inc.|18075
AAC|AAC HOLDINGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33072
AAC|AAC HOLDINGS, INC.|FTBR|Foliofn Investments, Inc.|1438
AAC|AAC HOLDINGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|15662
AAC|AAC HOLDINGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|64047
AAC|AAC HOLDINGS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1390
AAC|AAC HOLDINGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|402
AAC|AAC HOLDINGS, INC.|GTSZ|GTS SECURITIES LLC|3311
AAC|AAC HOLDINGS, INC.|HRBF|American Enterprise Investment Services Inc.|300
AAC|AAC HOLDINGS, INC.|IATS|INTERACTIVE BROKERS LLC|400
AAC|AAC HOLDINGS, INC.|IBKR|Interactive Brokers Llc|1467
AAC|AAC HOLDINGS, INC.|ICBX|INSTINET, LLC|7700
AAC|AAC HOLDINGS, INC.|IEQY|CITADEL SECURITIES LLC|10806
AAC|AAC HOLDINGS, INC.|INCA|INSTINET, LLC|42937
AAC|AAC HOLDINGS, INC.|INJX|INSTINET, LLC|9935
AAC|AAC HOLDINGS, INC.|ITGI|ITG Inc.|29160
AAC|AAC HOLDINGS, INC.|ITGP|ITG INC.|65800
AAC|AAC HOLDINGS, INC.|JEFF|JEFFERIES LLC|7326
AAC|AAC HOLDINGS, INC.|JMPT|JUMP TRADING, LLC|7870
AAC|AAC HOLDINGS, INC.|JPMX|J.P. Morgan Securities LLC|79486
AAC|AAC HOLDINGS, INC.|JSJX|JANE STREET CAPITAL LLC|5986
AAC|AAC HOLDINGS, INC.|KCGM|VIRTU Americas LLC|10531
AAC|AAC HOLDINGS, INC.|LEHM|Barclays Capital Inc./Le|114813
AAC|AAC HOLDINGS, INC.|LIME|Lime Brokerage LLC|3004
AAC|AAC HOLDINGS, INC.|LQNA|LIQUIDNET, INC.|17800
AAC|AAC HOLDINGS, INC.|LSCI|Lek Securities Corporation|40
AAC|AAC HOLDINGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33700
AAC|AAC HOLDINGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|1603050
AAC|AAC HOLDINGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|55500
AAC|AAC HOLDINGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|9700
AAC|AAC HOLDINGS, INC.|NFSC|National Financial Services LLC|87434
AAC|AAC HOLDINGS, INC.|NITE|VIRTU Americas LLC|214929
AAC|AAC HOLDINGS, INC.|NQRB|Brut, LLC|7233
AAC|AAC HOLDINGS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1596
AAC|AAC HOLDINGS, INC.|PDQM|CODA MARKETS, INC.|11701
AAC|AAC HOLDINGS, INC.|PHLY|NASDAQ Execution Services, LLC|4200
AAC|AAC HOLDINGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|227
AAC|AAC HOLDINGS, INC.|SAGL|SAGETRADER, LLC|3009
AAC|AAC HOLDINGS, INC.|SBSH|Citigroup Global Markets Inc.|20853
AAC|AAC HOLDINGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|43286
AAC|AAC HOLDINGS, INC.|SPDR|SPEEDROUTE LLC|2879
AAC|AAC HOLDINGS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|12602
AAC|AAC HOLDINGS, INC.|SWIM|TD Ameritrade, Inc.|3466
AAC|AAC HOLDINGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|200
AAC|AAC HOLDINGS, INC.|TRBT|Tradebot Systems, Inc.|22786
AAC|AAC HOLDINGS, INC.|TRCM|TRC MARKETS LLC|14277
AAC|AAC HOLDINGS, INC.|UBSA|UBS SECURITIES LLC|148422
AAC|AAC HOLDINGS, INC.|UBSS|UBS Securities LLC|264622
AAC|AAC HOLDINGS, INC.|VALX|VIRTU AMERICAS LLC|1069
AAC|AAC HOLDINGS, INC.|VGRD|Vanguard Marketing Corporation|1300
AAC|AAC HOLDINGS, INC.|VNDM|Wall Street Access|6300
AAC|AAC HOLDINGS, INC.|VSIN|Vision Financial Markets Llc|132
AAC|AAC HOLDINGS, INC.|WBLR|WILLIAM BLAIR|25237
AAC|AAC HOLDINGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|53699
AAC|AAC HOLDINGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|70
AAC|AAC HOLDINGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4914
AAC|AAC HOLDINGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|589
AAC|AAC HOLDINGS, INC.|XIST|INSTINET, LLC|400
AAC|AAC HOLDINGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
AAC|AAC HOLDINGS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1110
AAC|AAC HOLDINGS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|755
AADR|ADVISORSHARES DORSEY|APCC|Apex Clearing Corporation|38
AADR|ADVISORSHARES DORSEY|BARD|Robert W. Baird & Co. Incorporated|1501
AADR|ADVISORSHARES DORSEY|BBNT|BB&T SECURITIES, LLC|13291
AADR|ADVISORSHARES DORSEY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1103
AADR|ADVISORSHARES DORSEY|CHAS|Charles Schwab & Co., Inc.|1767
AADR|ADVISORSHARES DORSEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4124
AADR|ADVISORSHARES DORSEY|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
AADR|ADVISORSHARES DORSEY|DAVA|Davenport & Company LLC|65
AADR|ADVISORSHARES DORSEY|DBAX|Deutsche Bank Securities Inc.|3700
AADR|ADVISORSHARES DORSEY|DEAN|MORGAN STANLEY|4128
AADR|ADVISORSHARES DORSEY|EBXL|EBX LLC|4400
AADR|ADVISORSHARES DORSEY|ETRS|E*Trade Securities LLC|1552
AADR|ADVISORSHARES DORSEY|FBSB|U.S. Bancorp Investments, Inc.|291
AADR|ADVISORSHARES DORSEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|192
AADR|ADVISORSHARES DORSEY|FTBR|Foliofn Investments, Inc.|2623
AADR|ADVISORSHARES DORSEY|GEBB|GLOBAL EXECUTION BROKERS, LP|100
AADR|ADVISORSHARES DORSEY|GTSZ|GTS SECURITIES LLC|1907
AADR|ADVISORSHARES DORSEY|HRBF|American Enterprise Investment Services Inc.|117
AADR|ADVISORSHARES DORSEY|IBKR|Interactive Brokers Llc|399
AADR|ADVISORSHARES DORSEY|ICBX|INSTINET, LLC|1200
AADR|ADVISORSHARES DORSEY|ITGI|ITG Inc.|160
AADR|ADVISORSHARES DORSEY|JANY|Janney Montgomery Scott Inc.|3152
AADR|ADVISORSHARES DORSEY|JPMX|J.P. Morgan Securities LLC|600
AADR|ADVISORSHARES DORSEY|JSEB|JANE STREET EXECUTION SERVICES, LLC|23909
AADR|ADVISORSHARES DORSEY|JSJX|JANE STREET CAPITAL LLC|70418
AADR|ADVISORSHARES DORSEY|KCGM|VIRTU Americas LLC|11327
AADR|ADVISORSHARES DORSEY|LEHM|Barclays Capital Inc./Le|11000
AADR|ADVISORSHARES DORSEY|LIME|Lime Brokerage LLC|1637
AADR|ADVISORSHARES DORSEY|MACC|Mid Atlantic Capital Corporation|21
AADR|ADVISORSHARES DORSEY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12500
AADR|ADVISORSHARES DORSEY|MOTF|MOTIF INVESTING, INC.|3
AADR|ADVISORSHARES DORSEY|MSCO|MORGAN STANLEY & CO. LLC|37500
AADR|ADVISORSHARES DORSEY|MSPL|MORGAN STANLEY & CO. LLC|200
AADR|ADVISORSHARES DORSEY|NBCS|NBC Securities, INC.|200
AADR|ADVISORSHARES DORSEY|NFSC|National Financial Services LLC|46117
AADR|ADVISORSHARES DORSEY|NITE|VIRTU Americas LLC|136949
AADR|ADVISORSHARES DORSEY|NITP|VIRTU Americas LLC|9511
AADR|ADVISORSHARES DORSEY|PWJC|UBS Financial Services, Inc.|6195
AADR|ADVISORSHARES DORSEY|RBCM|RBC CAPITAL MARKETS, LLC|9870
AADR|ADVISORSHARES DORSEY|SBSH|Citigroup Global Markets Inc.|500
AADR|ADVISORSHARES DORSEY|SGMT|GOLDMAN SACHS & CO. LLC|1683
AADR|ADVISORSHARES DORSEY|STFL|Stifel, Nicolaus & Company, Incorporated|7379
AADR|ADVISORSHARES DORSEY|SWIM|TD Ameritrade, Inc.|716
AADR|ADVISORSHARES DORSEY|SWST|Hilltop Securities Inc.|2371
AADR|ADVISORSHARES DORSEY|TKNG|ALLY INVEST SECURITIES LLC|9
AADR|ADVISORSHARES DORSEY|UBSA|UBS SECURITIES LLC|19715
AADR|ADVISORSHARES DORSEY|UBSS|UBS Securities LLC|20794
AADR|ADVISORSHARES DORSEY|VGRD|Vanguard Marketing Corporation|1163
AADR|ADVISORSHARES DORSEY|WCHV|WELLS FARGO SECURITIES, LLC|61387
AADR|ADVISORSHARES DORSEY|WEDB|WEDBUSH SECURITIES INC.|100
AADR|ADVISORSHARES DORSEY|WGIF|CIBC World Markets Inc.|325
AADR|ADVISORSHARES DORSEY|XSTM|NATIONAL FINANCIAL SERVICES LLC|714
AADR|ADVISORSHARES DORSEY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52800
AAL|AMERICAN AIRLINES GP|ABLE|NATIXIS Securities Americas LLC|532123
AAL|AMERICAN AIRLINES GP|ACCP|AEGIS CAPITAL CORP|600
AAL|AMERICAN AIRLINES GP|AGIS|Aegis Capital Corp.|413
AAL|AMERICAN AIRLINES GP|ALTX|Alternet Securities Inc.|36449
AAL|AMERICAN AIRLINES GP|ANOS|ABEL/NOSER, L.L.C.|700
AAL|AMERICAN AIRLINES GP|APCC|Apex Clearing Corporation|29267
AAL|AMERICAN AIRLINES GP|BALE|M&T SECURITIES, INC.|200
AAL|AMERICAN AIRLINES GP|BANK|Primevest Financial Services, Inc.|51
AAL|AMERICAN AIRLINES GP|BARD|Robert W. Baird & Co. Incorporated|22577
AAL|AMERICAN AIRLINES GP|BATM|CBOE TRADING, INC.|26345
AAL|AMERICAN AIRLINES GP|BAYC|BAY CREST PARTNERS, LLC|40657
AAL|AMERICAN AIRLINES GP|BAYT|BTIG, LLC|1300
AAL|AMERICAN AIRLINES GP|BBNT|BB&T SECURITIES, LLC|897
AAL|AMERICAN AIRLINES GP|BERN|Sanford C. Bernstein & Co., LLC|190254
AAL|AMERICAN AIRLINES GP|BIMI|Banca IMI Securities Corp.|732
AAL|AMERICAN AIRLINES GP|BKCM|BNY Mellon Capital Markets LLC|107
AAL|AMERICAN AIRLINES GP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|71307
AAL|AMERICAN AIRLINES GP|BLKX|INSTINET, LLC|321475
AAL|AMERICAN AIRLINES GP|BMOC|BMO Capital Markets Corp.|465072
AAL|AMERICAN AIRLINES GP|BNPX|BNP PARIBAS SECURITIES CORP.|1210465
AAL|AMERICAN AIRLINES GP|BRGE|Newbridge Securities Corp.|300
AAL|AMERICAN AIRLINES GP|BTIG|BTIG, LLC|81801
AAL|AMERICAN AIRLINES GP|BYXM|CBOE TRADING, INC.|29088
AAL|AMERICAN AIRLINES GP|CABR|Cabrera Capital Markets, Inc.|50
AAL|AMERICAN AIRLINES GP|CANT|Cantor Fitzgerald & Co.|20567
AAL|AMERICAN AIRLINES GP|CBLC|CITIGROUP GLOBAL MARKETS INC.|28200
AAL|AMERICAN AIRLINES GP|CHAS|Charles Schwab & Co., Inc.|56113
AAL|AMERICAN AIRLINES GP|CHBC|PENSERRA SECURITIES, LLC|72000
AAL|AMERICAN AIRLINES GP|CIBP|CIBC World Markets Corp.|59111
AAL|AMERICAN AIRLINES GP|CICF|Canaccord Genuity Corp.|2944
AAL|AMERICAN AIRLINES GP|CIOI|CITIGROUP GLOBAL MARKETS INC|240000
AAL|AMERICAN AIRLINES GP|CIST|Capital Institutional Services, Inc.|20895
AAL|AMERICAN AIRLINES GP|CLSA|CLSA AMERICAS, LLC|827478
AAL|AMERICAN AIRLINES GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|603512
AAL|AMERICAN AIRLINES GP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
AAL|AMERICAN AIRLINES GP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11883
AAL|AMERICAN AIRLINES GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2053239
AAL|AMERICAN AIRLINES GP|CTDL|Citadel Derivatives Group Llc|104257
AAL|AMERICAN AIRLINES GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|276480
AAL|AMERICAN AIRLINES GP|DADA|D.A. Davidson & Co.|1980
AAL|AMERICAN AIRLINES GP|DAVA|Davenport & Company LLC|3150
AAL|AMERICAN AIRLINES GP|DBAB|Deutsche Bank Securities Inc.|2773114
AAL|AMERICAN AIRLINES GP|DBAX|Deutsche Bank Securities Inc.|1752500
AAL|AMERICAN AIRLINES GP|DBUL|Deutsche Bank Securities Inc.|84762
AAL|AMERICAN AIRLINES GP|DCHF|Dart Executions, LLC|179358
AAL|AMERICAN AIRLINES GP|DEAN|MORGAN STANLEY|52590
AAL|AMERICAN AIRLINES GP|DEGS|RONIN PROFESSIONAL LLC|8418
AAL|AMERICAN AIRLINES GP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|84691
AAL|AMERICAN AIRLINES GP|DRWK|DRW SECURITIES, L.L.C.|172184
AAL|AMERICAN AIRLINES GP|EBXL|EBX LLC|663300
AAL|AMERICAN AIRLINES GP|ECUT|CONVERGEX EXECUTION SOLUTIONS|75590
AAL|AMERICAN AIRLINES GP|EDJO|Edward D. Jones & Co., L.P.|23572
AAL|AMERICAN AIRLINES GP|EGAM|CBOE TRADING, INC.|69061
AAL|AMERICAN AIRLINES GP|EGAW|CBOE TRADING, INC.|2014
AAL|AMERICAN AIRLINES GP|EGMT|EG MARKET TECHNOLOGIES LLC|1020
AAL|AMERICAN AIRLINES GP|EGXM|CBOE TRADING, INC.|41097
AAL|AMERICAN AIRLINES GP|EGXW|CBOE TRADING, INC.|1266
AAL|AMERICAN AIRLINES GP|ETBE|Electronic Transaction Clearing, Inc.|198328
AAL|AMERICAN AIRLINES GP|ETCC|Electronic Transaction Clearing, Inc.|9508
AAL|AMERICAN AIRLINES GP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15372
AAL|AMERICAN AIRLINES GP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|99241
AAL|AMERICAN AIRLINES GP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|395
AAL|AMERICAN AIRLINES GP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|369210
AAL|AMERICAN AIRLINES GP|ETRS|E*Trade Securities LLC|2671702
AAL|AMERICAN AIRLINES GP|FBCO|Credit Suisse Securities (USA) LLC|4696064
AAL|AMERICAN AIRLINES GP|FBSB|U.S. Bancorp Investments, Inc.|64
AAL|AMERICAN AIRLINES GP|FILL|Tradestation Securities, Inc.|274854
AAL|AMERICAN AIRLINES GP|FMAF|NBCN Inc./ CDS|17390
AAL|AMERICAN AIRLINES GP|FNXS|FENIX SECURITIES, LLC|1400
AAL|AMERICAN AIRLINES GP|FOMA|TD AMERITRADE CLEARING, INC.|5972973
AAL|AMERICAN AIRLINES GP|FORD|Fordham Financial Management, Inc.|820
AAL|AMERICAN AIRLINES GP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|21866
AAL|AMERICAN AIRLINES GP|FQLS|Quantlab Securities LP|1723460
AAL|AMERICAN AIRLINES GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|394947
AAL|AMERICAN AIRLINES GP|FTBR|Foliofn Investments, Inc.|1696
AAL|AMERICAN AIRLINES GP|GARC|ICAP Corporates LLC|8900
AAL|AMERICAN AIRLINES GP|GBMT|GBM International, Inc.|8582
AAL|AMERICAN AIRLINES GP|GEBB|GLOBAL EXECUTION BROKERS, LP|251931
AAL|AMERICAN AIRLINES GP|GELP|RBC CAPITAL MARKETS, LLC|5234
AAL|AMERICAN AIRLINES GP|GLPX|ACS EXECUTION SERVICES, LLC|145069
AAL|AMERICAN AIRLINES GP|GSCO|GOLDMAN SACHS & CO. LLC|6060731
AAL|AMERICAN AIRLINES GP|GSCS|GOLDMAN SACHS & CO. LLC|253645
AAL|AMERICAN AIRLINES GP|GSLT|GOLDMAN SACHS & CO. LLC|99873
AAL|AMERICAN AIRLINES GP|GTSZ|GTS SECURITIES LLC|688583
AAL|AMERICAN AIRLINES GP|HAPX|HAP Trading, LLC|18477
AAL|AMERICAN AIRLINES GP|HCTA|Hardcastle Trading USA LLC|254145
AAL|AMERICAN AIRLINES GP|HEIK|HEIKKINEN ENERGY SECURITIES, LLC|1000
AAL|AMERICAN AIRLINES GP|HPPX|POTAMUS TRADING, LLC|404
AAL|AMERICAN AIRLINES GP|HRBF|American Enterprise Investment Services Inc.|46795
AAL|AMERICAN AIRLINES GP|HSBC|HSBC Securities, Inc.|127445
AAL|AMERICAN AIRLINES GP|IATS|INTERACTIVE BROKERS LLC|103955
AAL|AMERICAN AIRLINES GP|IBKR|Interactive Brokers Llc|719038
AAL|AMERICAN AIRLINES GP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5243
AAL|AMERICAN AIRLINES GP|ICBX|INSTINET, LLC|183071
AAL|AMERICAN AIRLINES GP|IEQY|CITADEL SECURITIES LLC|1055252
AAL|AMERICAN AIRLINES GP|INCA|INSTINET, LLC|2837331
AAL|AMERICAN AIRLINES GP|INJX|INSTINET, LLC|172266
AAL|AMERICAN AIRLINES GP|INTL|INTL FCSTONE FINANCIAL INC.|138
AAL|AMERICAN AIRLINES GP|ITGI|ITG Inc.|159740
AAL|AMERICAN AIRLINES GP|ITGP|ITG INC.|324600
AAL|AMERICAN AIRLINES GP|JANY|Janney Montgomery Scott Inc.|5361
AAL|AMERICAN AIRLINES GP|JEFF|JEFFERIES LLC|1432192
AAL|AMERICAN AIRLINES GP|JHDR|J.H. Darbie & Co., Inc.|50
AAL|AMERICAN AIRLINES GP|JMPT|JUMP TRADING, LLC|464136
AAL|AMERICAN AIRLINES GP|JPBX|J.P. MORGAN SECURITIES LLC|397522
AAL|AMERICAN AIRLINES GP|JPMX|J.P. Morgan Securities LLC|2955749
AAL|AMERICAN AIRLINES GP|JSEB|JANE STREET EXECUTION SERVICES, LLC|2292
AAL|AMERICAN AIRLINES GP|JSJX|JANE STREET CAPITAL LLC|399042
AAL|AMERICAN AIRLINES GP|JUTA|JUMP TRADING, LLC|980
AAL|AMERICAN AIRLINES GP|KCGM|VIRTU Americas LLC|329016
AAL|AMERICAN AIRLINES GP|LEER|LEERINK PARTNERS LLC|10000
AAL|AMERICAN AIRLINES GP|LEHM|Barclays Capital Inc./Le|5805360
AAL|AMERICAN AIRLINES GP|LIME|Lime Brokerage LLC|866170
AAL|AMERICAN AIRLINES GP|LMGP|LIME BROKERAGE LLC|6800
AAL|AMERICAN AIRLINES GP|LMNX|LUMINEX TRADING & ANALYTICS LLC|1734470
AAL|AMERICAN AIRLINES GP|LOOP|Loop Capital Markets LLC|978
AAL|AMERICAN AIRLINES GP|LPCM|Lampert Capital Markets Inc.|5000
AAL|AMERICAN AIRLINES GP|LQNA|LIQUIDNET, INC.|55300
AAL|AMERICAN AIRLINES GP|LSCI|Lek Securities Corporation|56886
AAL|AMERICAN AIRLINES GP|LVMR|LIVERMORE TRADING GROUP, INC.|6611
AAL|AMERICAN AIRLINES GP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
AAL|AMERICAN AIRLINES GP|MACC|Mid Atlantic Capital Corporation|201
AAL|AMERICAN AIRLINES GP|MACQ|Macquarie Capital (USA) Inc.|33332
AAL|AMERICAN AIRLINES GP|MAXM|Maxim Group LLC|13080
AAL|AMERICAN AIRLINES GP|MBTS|ALLY INVEST SECURITIES LLC|900
AAL|AMERICAN AIRLINES GP|MCMF|Raymond James Ltd. Cds|1000
AAL|AMERICAN AIRLINES GP|MKMP|MKM Partners LLC|31000
AAL|AMERICAN AIRLINES GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|604894
AAL|AMERICAN AIRLINES GP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1600
AAL|AMERICAN AIRLINES GP|MOTF|MOTIF INVESTING, INC.|41
AAL|AMERICAN AIRLINES GP|MPSG|E D & F Man Capital Markets Inc.|1117
AAL|AMERICAN AIRLINES GP|MSCO|MORGAN STANLEY & CO. LLC|11200120
AAL|AMERICAN AIRLINES GP|MSPL|MORGAN STANLEY & CO. LLC|1154600
AAL|AMERICAN AIRLINES GP|MSTX|MORGAN STANLEY & CO. LLC|935700
AAL|AMERICAN AIRLINES GP|MULL|MARK J. MULLER EQUITIES, INC.|20454
AAL|AMERICAN AIRLINES GP|NATL|National Securities Corporation|2200
AAL|AMERICAN AIRLINES GP|NEUB|NEUBERGER BERMAN BD LLC|97192
AAL|AMERICAN AIRLINES GP|NFSC|National Financial Services LLC|3625454
AAL|AMERICAN AIRLINES GP|NITE|VIRTU Americas LLC|6604470
AAL|AMERICAN AIRLINES GP|NITP|VIRTU Americas LLC|21932
AAL|AMERICAN AIRLINES GP|NMRA|Nomura Securities International, Inc.|1700
AAL|AMERICAN AIRLINES GP|NQRB|Brut, LLC|98478
AAL|AMERICAN AIRLINES GP|NTRC|Northern Trust Securities, Inc.|15477
AAL|AMERICAN AIRLINES GP|OHOS|TWO SIGMA SECURITIES, LLC|452960
AAL|AMERICAN AIRLINES GP|OLDM|OLD MISSION CAPITAL, LLC|18816
AAL|AMERICAN AIRLINES GP|OPCO|Oppenheimer & Co. Inc.|16242
AAL|AMERICAN AIRLINES GP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1976
AAL|AMERICAN AIRLINES GP|PCPT|PHILLIP CAPITAL INC.|636
AAL|AMERICAN AIRLINES GP|PDQM|CODA MARKETS, INC.|196058
AAL|AMERICAN AIRLINES GP|PHLY|NASDAQ Execution Services, LLC|115000
AAL|AMERICAN AIRLINES GP|PICT|Pictet Overseas Inc.|1100
AAL|AMERICAN AIRLINES GP|PWJC|UBS Financial Services, Inc.|13913
AAL|AMERICAN AIRLINES GP|QBSI|CFT SECURITIES, LLC|20000
AAL|AMERICAN AIRLINES GP|RAJA|Raymond James & Associates, Inc.|151985
AAL|AMERICAN AIRLINES GP|RBCM|RBC CAPITAL MARKETS, LLC|17377
AAL|AMERICAN AIRLINES GP|RGLD|Regal Securities, Inc|108
AAL|AMERICAN AIRLINES GP|RHCO|Suntrust Robinson Humphrey, Inc.|21000
AAL|AMERICAN AIRLINES GP|SAGL|SAGETRADER, LLC|41247
AAL|AMERICAN AIRLINES GP|SAGW|SAGETRADER, LLC|2399
AAL|AMERICAN AIRLINES GP|SALI|INTL FCSTONE FINANCIAL INC.|4414
AAL|AMERICAN AIRLINES GP|SBSH|Citigroup Global Markets Inc.|4091765
AAL|AMERICAN AIRLINES GP|SEIC|SEI Investments Distribution Co.|100
AAL|AMERICAN AIRLINES GP|SGMT|GOLDMAN SACHS & CO. LLC|676948
AAL|AMERICAN AIRLINES GP|SJLS|TRADE INFORMATICS LLC|100
AAL|AMERICAN AIRLINES GP|SOCO|Capital One Southcoast, Inc|3100
AAL|AMERICAN AIRLINES GP|SOGO|Wang Investment Associates, Inc.|72
AAL|AMERICAN AIRLINES GP|SPDR|SPEEDROUTE LLC|117998
AAL|AMERICAN AIRLINES GP|SPHN|Stephens Inc.|102
AAL|AMERICAN AIRLINES GP|STFL|Stifel, Nicolaus & Company, Incorporated|919452
AAL|AMERICAN AIRLINES GP|STKP|STOCKPILE INVESTMENTS, INC.|284
AAL|AMERICAN AIRLINES GP|STTT|STATETRUST INVESTMENTS INC.|195
AAL|AMERICAN AIRLINES GP|STXG|Stockcross Financial Services, Inc.|4
AAL|AMERICAN AIRLINES GP|SWIM|TD Ameritrade, Inc.|926148
AAL|AMERICAN AIRLINES GP|SWST|Hilltop Securities Inc.|7189
AAL|AMERICAN AIRLINES GP|TAGC|TELSEY ADVISORY GROUP LLC|503
AAL|AMERICAN AIRLINES GP|TKNG|ALLY INVEST SECURITIES LLC|36325
AAL|AMERICAN AIRLINES GP|TRBT|Tradebot Systems, Inc.|1561397
AAL|AMERICAN AIRLINES GP|TRCM|TRC MARKETS LLC|1587441
AAL|AMERICAN AIRLINES GP|TTUC|CUTTONE & CO., INC.|23739
AAL|AMERICAN AIRLINES GP|TWTT|TASTYWORKS, INC.|511
AAL|AMERICAN AIRLINES GP|UBSA|UBS SECURITIES LLC|2827901
AAL|AMERICAN AIRLINES GP|UBSS|UBS Securities LLC|3831019
AAL|AMERICAN AIRLINES GP|VALX|VIRTU AMERICAS LLC|26179
AAL|AMERICAN AIRLINES GP|VERT|The Vertical Trading Group, LLC|500
AAL|AMERICAN AIRLINES GP|VGRD|Vanguard Marketing Corporation|131947
AAL|AMERICAN AIRLINES GP|VNDM|Wall Street Access|4300
AAL|AMERICAN AIRLINES GP|VSIN|Vision Financial Markets Llc|532
AAL|AMERICAN AIRLINES GP|WABR|Wall Street Access|129
AAL|AMERICAN AIRLINES GP|WBLR|WILLIAM BLAIR|2782
AAL|AMERICAN AIRLINES GP|WBPX|SUMMIT SECURITIES GROUP, LLC|11803
AAL|AMERICAN AIRLINES GP|WCHV|WELLS FARGO SECURITIES, LLC|784904
AAL|AMERICAN AIRLINES GP|WDNX|WEEDEN & CO.L.P.|2394
AAL|AMERICAN AIRLINES GP|WEDB|WEDBUSH SECURITIES INC.|7304
AAL|AMERICAN AIRLINES GP|WEED|Weeden & Co.L.P.|608
AAL|AMERICAN AIRLINES GP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109760
AAL|AMERICAN AIRLINES GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|273642
AAL|AMERICAN AIRLINES GP|WGIF|CIBC World Markets Inc.|27527
AAL|AMERICAN AIRLINES GP|WHOT|JUST2TRADE, INC.|2300
AAL|AMERICAN AIRLINES GP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3587
AAL|AMERICAN AIRLINES GP|WSEA|WOLVERINE SECURITIES, LLC|101717
AAL|AMERICAN AIRLINES GP|XIST|INSTINET, LLC|120306
AAL|AMERICAN AIRLINES GP|XPUS|XP SECURITIES, LLC|44
AAL|AMERICAN AIRLINES GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|779822
AAL|AMERICAN AIRLINES GP|YKNA|COMHAR CAPITAL MARKETS, LLC|19451
AAL|AMERICAN AIRLINES GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8357
AAMC|ALTISOURCE ASSET|APCC|Apex Clearing Corporation|8
AAMC|ALTISOURCE ASSET|CPET|CLEARPOOL EXECUTION SERVICES, LLC|526
AAMC|ALTISOURCE ASSET|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|519
AAMC|ALTISOURCE ASSET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|202
AAMC|ALTISOURCE ASSET|CTDL|Citadel Derivatives Group Llc|5
AAMC|ALTISOURCE ASSET|DBAB|Deutsche Bank Securities Inc.|710
AAMC|ALTISOURCE ASSET|DBAX|Deutsche Bank Securities Inc.|200
AAMC|ALTISOURCE ASSET|EBXL|EBX LLC|1000
AAMC|ALTISOURCE ASSET|ETRS|E*Trade Securities LLC|345
AAMC|ALTISOURCE ASSET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25
AAMC|ALTISOURCE ASSET|GSCO|GOLDMAN SACHS & CO. LLC|300
AAMC|ALTISOURCE ASSET|GSCS|GOLDMAN SACHS & CO. LLC|92
AAMC|ALTISOURCE ASSET|GTSZ|GTS SECURITIES LLC|115
AAMC|ALTISOURCE ASSET|IBKR|Interactive Brokers Llc|706
AAMC|ALTISOURCE ASSET|ICBX|INSTINET, LLC|200
AAMC|ALTISOURCE ASSET|INCA|INSTINET, LLC|113
AAMC|ALTISOURCE ASSET|INJX|INSTINET, LLC|100
AAMC|ALTISOURCE ASSET|JPMX|J.P. Morgan Securities LLC|630
AAMC|ALTISOURCE ASSET|KCGM|VIRTU Americas LLC|407
AAMC|ALTISOURCE ASSET|LIME|Lime Brokerage LLC|173
AAMC|ALTISOURCE ASSET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
AAMC|ALTISOURCE ASSET|MSCO|MORGAN STANLEY & CO. LLC|507
AAMC|ALTISOURCE ASSET|NFSC|National Financial Services LLC|897
AAMC|ALTISOURCE ASSET|NITE|VIRTU Americas LLC|6806
AAMC|ALTISOURCE ASSET|PWJC|UBS Financial Services, Inc.|118
AAMC|ALTISOURCE ASSET|SGMT|GOLDMAN SACHS & CO. LLC|200
AAMC|ALTISOURCE ASSET|SPDR|SPEEDROUTE LLC|549
AAMC|ALTISOURCE ASSET|SPTD|MINT GLOBAL MARKETS, INC.|1000
AAMC|ALTISOURCE ASSET|SWIM|TD Ameritrade, Inc.|248
AAMC|ALTISOURCE ASSET|UBSA|UBS SECURITIES LLC|4340
AAMC|ALTISOURCE ASSET|UBSS|UBS Securities LLC|735
AAMC|ALTISOURCE ASSET|WCHV|WELLS FARGO SECURITIES, LLC|946
AAME|ATLANTIC AMER CP  ##|BATM|CBOE TRADING, INC.|100
AAME|ATLANTIC AMER CP  ##|CHAS|Charles Schwab & Co., Inc.|1
AAME|ATLANTIC AMER CP  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1200
AAME|ATLANTIC AMER CP  ##|CTDL|Citadel Derivatives Group Llc|116
AAME|ATLANTIC AMER CP  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1244
AAME|ATLANTIC AMER CP  ##|DBAB|Deutsche Bank Securities Inc.|78
AAME|ATLANTIC AMER CP  ##|DBAX|Deutsche Bank Securities Inc.|300
AAME|ATLANTIC AMER CP  ##|DEAN|MORGAN STANLEY|2830
AAME|ATLANTIC AMER CP  ##|EBXL|EBX LLC|100
AAME|ATLANTIC AMER CP  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
AAME|ATLANTIC AMER CP  ##|ETRS|E*Trade Securities LLC|660
AAME|ATLANTIC AMER CP  ##|FBCO|Credit Suisse Securities (USA) LLC|1170
AAME|ATLANTIC AMER CP  ##|FOMA|TD AMERITRADE CLEARING, INC.|1300
AAME|ATLANTIC AMER CP  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
AAME|ATLANTIC AMER CP  ##|FTBR|Foliofn Investments, Inc.|27
AAME|ATLANTIC AMER CP  ##|GSCO|GOLDMAN SACHS & CO. LLC|284
AAME|ATLANTIC AMER CP  ##|GSLT|GOLDMAN SACHS & CO. LLC|600
AAME|ATLANTIC AMER CP  ##|GTSZ|GTS SECURITIES LLC|300
AAME|ATLANTIC AMER CP  ##|IBKR|Interactive Brokers Llc|5656
AAME|ATLANTIC AMER CP  ##|ICBX|INSTINET, LLC|900
AAME|ATLANTIC AMER CP  ##|INCA|INSTINET, LLC|797
AAME|ATLANTIC AMER CP  ##|JEFF|JEFFERIES LLC|300
AAME|ATLANTIC AMER CP  ##|JPMX|J.P. Morgan Securities LLC|2200
AAME|ATLANTIC AMER CP  ##|LEHM|Barclays Capital Inc./Le|836
AAME|ATLANTIC AMER CP  ##|LIME|Lime Brokerage LLC|6369
AAME|ATLANTIC AMER CP  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
AAME|ATLANTIC AMER CP  ##|MSCO|MORGAN STANLEY & CO. LLC|10438
AAME|ATLANTIC AMER CP  ##|MSPL|MORGAN STANLEY & CO. LLC|400
AAME|ATLANTIC AMER CP  ##|NFSC|National Financial Services LLC|2068
AAME|ATLANTIC AMER CP  ##|NITE|VIRTU Americas LLC|7889
AAME|ATLANTIC AMER CP  ##|RAJA|Raymond James & Associates, Inc.|154
AAME|ATLANTIC AMER CP  ##|SPDR|SPEEDROUTE LLC|400
AAME|ATLANTIC AMER CP  ##|SWIM|TD Ameritrade, Inc.|357
AAME|ATLANTIC AMER CP  ##|TKNG|ALLY INVEST SECURITIES LLC|301
AAME|ATLANTIC AMER CP  ##|TRCM|TRC MARKETS LLC|478
AAME|ATLANTIC AMER CP  ##|UBSA|UBS SECURITIES LLC|979
AAME|ATLANTIC AMER CP  ##|UBSS|UBS Securities LLC|4372
AAME|ATLANTIC AMER CP  ##|VALX|VIRTU AMERICAS LLC|137
AAME|ATLANTIC AMER CP  ##|VGRD|Vanguard Marketing Corporation|760
AAME|ATLANTIC AMER CP  ##|WCHV|WELLS FARGO SECURITIES, LLC|218
AAME|ATLANTIC AMER CP  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|267
AAME|ATLANTIC AMER CP  ##|WSEA|WOLVERINE SECURITIES, LLC|218
AAN|AARON'S INC|ABLE|NATIXIS Securities Americas LLC|4938
AAN|AARON'S INC|ALTX|Alternet Securities Inc.|5029
AAN|AARON'S INC|APCC|Apex Clearing Corporation|21
AAN|AARON'S INC|BALE|M&T SECURITIES, INC.|190
AAN|AARON'S INC|BARD|Robert W. Baird & Co. Incorporated|5583
AAN|AARON'S INC|BATM|CBOE TRADING, INC.|4107
AAN|AARON'S INC|BERN|Sanford C. Bernstein & Co., LLC|33412
AAN|AARON'S INC|BIDS|BIDS TRADING L.P.|200
AAN|AARON'S INC|BKCM|BNY Mellon Capital Markets LLC|14373
AAN|AARON'S INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4571
AAN|AARON'S INC|BNPX|BNP PARIBAS SECURITIES CORP.|11374
AAN|AARON'S INC|BRVL|BLAYLOCK VAN, LLC|700
AAN|AARON'S INC|BTIG|BTIG, LLC|1431
AAN|AARON'S INC|BYXM|CBOE TRADING, INC.|700
AAN|AARON'S INC|BZYD|GOLDMAN SACHS & CO. LLC|609
AAN|AARON'S INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|16400
AAN|AARON'S INC|CHAS|Charles Schwab & Co., Inc.|1465
AAN|AARON'S INC|CIST|Capital Institutional Services, Inc.|110
AAN|AARON'S INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65840
AAN|AARON'S INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
AAN|AARON'S INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181668
AAN|AARON'S INC|CTDL|Citadel Derivatives Group Llc|26962
AAN|AARON'S INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|54776
AAN|AARON'S INC|DBAB|Deutsche Bank Securities Inc.|201696
AAN|AARON'S INC|DBAX|Deutsche Bank Securities Inc.|198800
AAN|AARON'S INC|DBUL|Deutsche Bank Securities Inc.|1200
AAN|AARON'S INC|DEAN|MORGAN STANLEY|2190
AAN|AARON'S INC|DEGS|RONIN PROFESSIONAL LLC|99
AAN|AARON'S INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3649
AAN|AARON'S INC|EBXL|EBX LLC|66000
AAN|AARON'S INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|18274
AAN|AARON'S INC|EGAM|CBOE TRADING, INC.|5296
AAN|AARON'S INC|EGMT|EG MARKET TECHNOLOGIES LLC|1037
AAN|AARON'S INC|EGXM|CBOE TRADING, INC.|1651
AAN|AARON'S INC|ELEV|ELEVATION, LLC|4840
AAN|AARON'S INC|ETBE|Electronic Transaction Clearing, Inc.|8423
AAN|AARON'S INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15480
AAN|AARON'S INC|ETRS|E*Trade Securities LLC|6811
AAN|AARON'S INC|FILL|Tradestation Securities, Inc.|100
AAN|AARON'S INC|FMAF|NBCN Inc./ CDS|300
AAN|AARON'S INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16529
AAN|AARON'S INC|FQLS|Quantlab Securities LP|184775
AAN|AARON'S INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96375
AAN|AARON'S INC|FTBR|Foliofn Investments, Inc.|1905
AAN|AARON'S INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
AAN|AARON'S INC|GLPX|ACS EXECUTION SERVICES, LLC|25357
AAN|AARON'S INC|GSCO|GOLDMAN SACHS & CO. LLC|444428
AAN|AARON'S INC|GSCS|GOLDMAN SACHS & CO. LLC|1598
AAN|AARON'S INC|GSLT|GOLDMAN SACHS & CO. LLC|2904
AAN|AARON'S INC|GTSZ|GTS SECURITIES LLC|50297
AAN|AARON'S INC|HRBF|American Enterprise Investment Services Inc.|376
AAN|AARON'S INC|IATS|INTERACTIVE BROKERS LLC|3394
AAN|AARON'S INC|IBKR|Interactive Brokers Llc|6885
AAN|AARON'S INC|ICBX|INSTINET, LLC|36142
AAN|AARON'S INC|IEQY|CITADEL SECURITIES LLC|84904
AAN|AARON'S INC|INCA|INSTINET, LLC|181923
AAN|AARON'S INC|INJX|INSTINET, LLC|4742
AAN|AARON'S INC|ITGI|ITG Inc.|33554
AAN|AARON'S INC|ITGP|ITG INC.|71600
AAN|AARON'S INC|JANY|Janney Montgomery Scott Inc.|918
AAN|AARON'S INC|JEFF|JEFFERIES LLC|95644
AAN|AARON'S INC|JMPT|JUMP TRADING, LLC|31674
AAN|AARON'S INC|JONE|JonesTrading|200
AAN|AARON'S INC|JPBX|J.P. MORGAN SECURITIES LLC|68841
AAN|AARON'S INC|JPMX|J.P. Morgan Securities LLC|269223
AAN|AARON'S INC|JSJX|JANE STREET CAPITAL LLC|23502
AAN|AARON'S INC|KCGM|VIRTU Americas LLC|26557
AAN|AARON'S INC|LEHM|Barclays Capital Inc./Le|315892
AAN|AARON'S INC|LIME|Lime Brokerage LLC|12542
AAN|AARON'S INC|LQNA|LIQUIDNET, INC.|273000
AAN|AARON'S INC|LSCI|Lek Securities Corporation|27
AAN|AARON'S INC|MAXM|Maxim Group LLC|200
AAN|AARON'S INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109131
AAN|AARON'S INC|MOTF|MOTIF INVESTING, INC.|12
AAN|AARON'S INC|MSCO|MORGAN STANLEY & CO. LLC|1010883
AAN|AARON'S INC|MSPL|MORGAN STANLEY & CO. LLC|314700
AAN|AARON'S INC|MSTX|MORGAN STANLEY & CO. LLC|104700
AAN|AARON'S INC|MTON|MILLINGTON SECURITIES, INC.|105630
AAN|AARON'S INC|NFSC|National Financial Services LLC|352418
AAN|AARON'S INC|NITE|VIRTU Americas LLC|145564
AAN|AARON'S INC|NITP|VIRTU Americas LLC|100
AAN|AARON'S INC|NQRB|Brut, LLC|5416
AAN|AARON'S INC|NTRC|Northern Trust Securities, Inc.|1467
AAN|AARON'S INC|PDQM|CODA MARKETS, INC.|29355
AAN|AARON'S INC|PHLY|NASDAQ Execution Services, LLC|1200
AAN|AARON'S INC|RBCM|RBC CAPITAL MARKETS, LLC|1315
AAN|AARON'S INC|RHCO|Suntrust Robinson Humphrey, Inc.|123679
AAN|AARON'S INC|RHOX|XR Securities LLC|16396
AAN|AARON'S INC|RILY|B. RILEY FBR, INC.|1400
AAN|AARON'S INC|SAGL|SAGETRADER, LLC|3005
AAN|AARON'S INC|SBSH|Citigroup Global Markets Inc.|58093
AAN|AARON'S INC|SGMT|GOLDMAN SACHS & CO. LLC|51168
AAN|AARON'S INC|SPDR|SPEEDROUTE LLC|3500
AAN|AARON'S INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2618
AAN|AARON'S INC|STFL|Stifel, Nicolaus & Company, Incorporated|4417
AAN|AARON'S INC|STKP|STOCKPILE INVESTMENTS, INC.|2
AAN|AARON'S INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2530
AAN|AARON'S INC|SWIM|TD Ameritrade, Inc.|12120
AAN|AARON'S INC|TAGC|TELSEY ADVISORY GROUP LLC|23406
AAN|AARON'S INC|TKNG|ALLY INVEST SECURITIES LLC|470
AAN|AARON'S INC|TRBT|Tradebot Systems, Inc.|144896
AAN|AARON'S INC|TRCM|TRC MARKETS LLC|64388
AAN|AARON'S INC|UBSA|UBS SECURITIES LLC|278075
AAN|AARON'S INC|UBSS|UBS Securities LLC|509843
AAN|AARON'S INC|VALX|VIRTU AMERICAS LLC|12387
AAN|AARON'S INC|VGRD|Vanguard Marketing Corporation|1040
AAN|AARON'S INC|VSIN|Vision Financial Markets Llc|20
AAN|AARON'S INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1742
AAN|AARON'S INC|WCHV|WELLS FARGO SECURITIES, LLC|57618
AAN|AARON'S INC|WDNX|WEEDEN & CO.L.P.|6898
AAN|AARON'S INC|WEED|Weeden & Co.L.P.|900
AAN|AARON'S INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|411
AAN|AARON'S INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3300
AAN|AARON'S INC|WGIF|CIBC World Markets Inc.|400
AAN|AARON'S INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|96
AAN|AARON'S INC|WSEA|WOLVERINE SECURITIES, LLC|1467
AAN|AARON'S INC|XIST|INSTINET, LLC|115000
AAN|AARON'S INC|XPQR|Jump Trading|2900
AAN|AARON'S INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|35868
AAN|AARON'S INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2140
AAN|AARON'S INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3277
AAOI|APPLIED OPTOELECT CM|AGIS|Aegis Capital Corp.|1390
AAOI|APPLIED OPTOELECT CM|ALTX|Alternet Securities Inc.|6821
AAOI|APPLIED OPTOELECT CM|APCC|Apex Clearing Corporation|103854
AAOI|APPLIED OPTOELECT CM|BANK|Primevest Financial Services, Inc.|584
AAOI|APPLIED OPTOELECT CM|BARD|Robert W. Baird & Co. Incorporated|450
AAOI|APPLIED OPTOELECT CM|BATM|CBOE TRADING, INC.|8786
AAOI|APPLIED OPTOELECT CM|BAYT|BTIG, LLC|3003
AAOI|APPLIED OPTOELECT CM|BERN|Sanford C. Bernstein & Co., LLC|20176
AAOI|APPLIED OPTOELECT CM|BIMI|Banca IMI Securities Corp.|3021
AAOI|APPLIED OPTOELECT CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|84626
AAOI|APPLIED OPTOELECT CM|BLKX|INSTINET, LLC|26600
AAOI|APPLIED OPTOELECT CM|BMOC|BMO Capital Markets Corp.|2994
AAOI|APPLIED OPTOELECT CM|BNPX|BNP PARIBAS SECURITIES CORP.|105207
AAOI|APPLIED OPTOELECT CM|BRGE|Newbridge Securities Corp.|1550
AAOI|APPLIED OPTOELECT CM|BTIG|BTIG, LLC|90295
AAOI|APPLIED OPTOELECT CM|BYXM|CBOE TRADING, INC.|1640
AAOI|APPLIED OPTOELECT CM|BZYD|GOLDMAN SACHS & CO. LLC|2250
AAOI|APPLIED OPTOELECT CM|CANT|Cantor Fitzgerald & Co.|849
AAOI|APPLIED OPTOELECT CM|CHAS|Charles Schwab & Co., Inc.|16548
AAOI|APPLIED OPTOELECT CM|CHLM|Craig-Hallum Capital Group LLC|360
AAOI|APPLIED OPTOELECT CM|CICF|Canaccord Genuity Corp.|738
AAOI|APPLIED OPTOELECT CM|CIST|Capital Institutional Services, Inc.|4315
AAOI|APPLIED OPTOELECT CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81623
AAOI|APPLIED OPTOELECT CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
AAOI|APPLIED OPTOELECT CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6847
AAOI|APPLIED OPTOELECT CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203177
AAOI|APPLIED OPTOELECT CM|CTDL|Citadel Derivatives Group Llc|18279
AAOI|APPLIED OPTOELECT CM|CTLR|CUTLER GROUP, LP|15849
AAOI|APPLIED OPTOELECT CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|22652
AAOI|APPLIED OPTOELECT CM|DADA|D.A. Davidson & Co.|3493
AAOI|APPLIED OPTOELECT CM|DBAB|Deutsche Bank Securities Inc.|502227
AAOI|APPLIED OPTOELECT CM|DBAX|Deutsche Bank Securities Inc.|157900
AAOI|APPLIED OPTOELECT CM|DEAN|MORGAN STANLEY|9155
AAOI|APPLIED OPTOELECT CM|DEGS|RONIN PROFESSIONAL LLC|61831
AAOI|APPLIED OPTOELECT CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35120
AAOI|APPLIED OPTOELECT CM|EBXL|EBX LLC|107500
AAOI|APPLIED OPTOELECT CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4910
AAOI|APPLIED OPTOELECT CM|EDJO|Edward D. Jones & Co., L.P.|908
AAOI|APPLIED OPTOELECT CM|EGAM|CBOE TRADING, INC.|9766
AAOI|APPLIED OPTOELECT CM|EGMT|EG MARKET TECHNOLOGIES LLC|1500
AAOI|APPLIED OPTOELECT CM|EGXM|CBOE TRADING, INC.|18162
AAOI|APPLIED OPTOELECT CM|EGXW|CBOE TRADING, INC.|100
AAOI|APPLIED OPTOELECT CM|ETBE|Electronic Transaction Clearing, Inc.|54446
AAOI|APPLIED OPTOELECT CM|ETCB|ETC BROKERAGE SERVICES, LLC|343
AAOI|APPLIED OPTOELECT CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|86382
AAOI|APPLIED OPTOELECT CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1400
AAOI|APPLIED OPTOELECT CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
AAOI|APPLIED OPTOELECT CM|ETRS|E*Trade Securities LLC|1195091
AAOI|APPLIED OPTOELECT CM|FBCO|Credit Suisse Securities (USA) LLC|953765
AAOI|APPLIED OPTOELECT CM|FBSB|U.S. Bancorp Investments, Inc.|1128
AAOI|APPLIED OPTOELECT CM|FFSI|Firstrade Securities Inc.|100
AAOI|APPLIED OPTOELECT CM|FILL|Tradestation Securities, Inc.|71357
AAOI|APPLIED OPTOELECT CM|FMAF|NBCN Inc./ CDS|4160
AAOI|APPLIED OPTOELECT CM|FOMA|TD AMERITRADE CLEARING, INC.|2036296
AAOI|APPLIED OPTOELECT CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13704
AAOI|APPLIED OPTOELECT CM|FQLS|Quantlab Securities LP|534139
AAOI|APPLIED OPTOELECT CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170547
AAOI|APPLIED OPTOELECT CM|FTBR|Foliofn Investments, Inc.|6873
AAOI|APPLIED OPTOELECT CM|GEBB|GLOBAL EXECUTION BROKERS, LP|89385
AAOI|APPLIED OPTOELECT CM|GLIS|TD Securities Inc|1330
AAOI|APPLIED OPTOELECT CM|GLPX|ACS EXECUTION SERVICES, LLC|34836
AAOI|APPLIED OPTOELECT CM|GSCO|GOLDMAN SACHS & CO. LLC|420780
AAOI|APPLIED OPTOELECT CM|GSCS|GOLDMAN SACHS & CO. LLC|47003
AAOI|APPLIED OPTOELECT CM|GSLT|GOLDMAN SACHS & CO. LLC|8279
AAOI|APPLIED OPTOELECT CM|GTSZ|GTS SECURITIES LLC|396050
AAOI|APPLIED OPTOELECT CM|HRBF|American Enterprise Investment Services Inc.|6246
AAOI|APPLIED OPTOELECT CM|HSBC|HSBC Securities, Inc.|313
AAOI|APPLIED OPTOELECT CM|IATS|INTERACTIVE BROKERS LLC|203368
AAOI|APPLIED OPTOELECT CM|IBKR|Interactive Brokers Llc|1137238
AAOI|APPLIED OPTOELECT CM|ICBX|INSTINET, LLC|24200
AAOI|APPLIED OPTOELECT CM|IEQY|CITADEL SECURITIES LLC|71983
AAOI|APPLIED OPTOELECT CM|INCA|INSTINET, LLC|428298
AAOI|APPLIED OPTOELECT CM|INJX|INSTINET, LLC|31849
AAOI|APPLIED OPTOELECT CM|ITGI|ITG Inc.|21003
AAOI|APPLIED OPTOELECT CM|ITGP|ITG INC.|30000
AAOI|APPLIED OPTOELECT CM|JANY|Janney Montgomery Scott Inc.|18366
AAOI|APPLIED OPTOELECT CM|JEFF|JEFFERIES LLC|251357
AAOI|APPLIED OPTOELECT CM|JMPT|JUMP TRADING, LLC|37232
AAOI|APPLIED OPTOELECT CM|JONE|JonesTrading|1200
AAOI|APPLIED OPTOELECT CM|JPBX|J.P. MORGAN SECURITIES LLC|16512
AAOI|APPLIED OPTOELECT CM|JPMX|J.P. Morgan Securities LLC|350661
AAOI|APPLIED OPTOELECT CM|JRCO|Johnson Rice & Company L.L.C.|540
AAOI|APPLIED OPTOELECT CM|JSCL|JOSEPH STONE CAPITAL L.L.C.|1100
AAOI|APPLIED OPTOELECT CM|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
AAOI|APPLIED OPTOELECT CM|JSJX|JANE STREET CAPITAL LLC|22535
AAOI|APPLIED OPTOELECT CM|KCGM|VIRTU Americas LLC|36312
AAOI|APPLIED OPTOELECT CM|KING|C. L. King & Associates, Inc.|700
AAOI|APPLIED OPTOELECT CM|LEER|LEERINK PARTNERS LLC|450
AAOI|APPLIED OPTOELECT CM|LEHM|Barclays Capital Inc./Le|706998
AAOI|APPLIED OPTOELECT CM|LIME|Lime Brokerage LLC|258481
AAOI|APPLIED OPTOELECT CM|LQNA|LIQUIDNET, INC.|32000
AAOI|APPLIED OPTOELECT CM|LSCI|Lek Securities Corporation|84607
AAOI|APPLIED OPTOELECT CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
AAOI|APPLIED OPTOELECT CM|MAXM|Maxim Group LLC|15732
AAOI|APPLIED OPTOELECT CM|MBTS|ALLY INVEST SECURITIES LLC|180
AAOI|APPLIED OPTOELECT CM|MCMF|Raymond James Ltd. Cds|5864
AAOI|APPLIED OPTOELECT CM|MKMP|MKM Partners LLC|7246
AAOI|APPLIED OPTOELECT CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126134
AAOI|APPLIED OPTOELECT CM|MOTF|MOTIF INVESTING, INC.|9
AAOI|APPLIED OPTOELECT CM|MSCO|MORGAN STANLEY & CO. LLC|3060290
AAOI|APPLIED OPTOELECT CM|MSPL|MORGAN STANLEY & CO. LLC|196900
AAOI|APPLIED OPTOELECT CM|MSTX|MORGAN STANLEY & CO. LLC|80000
AAOI|APPLIED OPTOELECT CM|NATL|National Securities Corporation|3140
AAOI|APPLIED OPTOELECT CM|NFSC|National Financial Services LLC|1667962
AAOI|APPLIED OPTOELECT CM|NITE|VIRTU Americas LLC|2588067
AAOI|APPLIED OPTOELECT CM|NITP|VIRTU Americas LLC|1026
AAOI|APPLIED OPTOELECT CM|NORT|Northland Securities, Inc.|1270
AAOI|APPLIED OPTOELECT CM|NQRB|Brut, LLC|17559
AAOI|APPLIED OPTOELECT CM|NTRC|Northern Trust Securities, Inc.|95
AAOI|APPLIED OPTOELECT CM|OPCO|Oppenheimer & Co. Inc.|9918
AAOI|APPLIED OPTOELECT CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|13898
AAOI|APPLIED OPTOELECT CM|PCFF|Pacific International Securities Inc./CDS|300
AAOI|APPLIED OPTOELECT CM|PCPT|PHILLIP CAPITAL INC.|4942
AAOI|APPLIED OPTOELECT CM|PDQM|CODA MARKETS, INC.|66586
AAOI|APPLIED OPTOELECT CM|PHLY|NASDAQ Execution Services, LLC|36000
AAOI|APPLIED OPTOELECT CM|PWJC|UBS Financial Services, Inc.|550
AAOI|APPLIED OPTOELECT CM|RAJA|Raymond James & Associates, Inc.|120402
AAOI|APPLIED OPTOELECT CM|RBCM|RBC CAPITAL MARKETS, LLC|30223
AAOI|APPLIED OPTOELECT CM|RGLD|Regal Securities, Inc|600
AAOI|APPLIED OPTOELECT CM|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|100
AAOI|APPLIED OPTOELECT CM|SAGL|SAGETRADER, LLC|1100
AAOI|APPLIED OPTOELECT CM|SALI|INTL FCSTONE FINANCIAL INC.|180935
AAOI|APPLIED OPTOELECT CM|SALW|SW FINANCIAL|1030
AAOI|APPLIED OPTOELECT CM|SBSH|Citigroup Global Markets Inc.|172869
AAOI|APPLIED OPTOELECT CM|SGMT|GOLDMAN SACHS & CO. LLC|76604
AAOI|APPLIED OPTOELECT CM|SOGO|Wang Investment Associates, Inc.|50
AAOI|APPLIED OPTOELECT CM|SPDR|SPEEDROUTE LLC|16844
AAOI|APPLIED OPTOELECT CM|SPTD|MINT GLOBAL MARKETS, INC.|100
AAOI|APPLIED OPTOELECT CM|STFL|Stifel, Nicolaus & Company, Incorporated|12175
AAOI|APPLIED OPTOELECT CM|STKP|STOCKPILE INVESTMENTS, INC.|592
AAOI|APPLIED OPTOELECT CM|STXG|Stockcross Financial Services, Inc.|100
AAOI|APPLIED OPTOELECT CM|SWIM|TD Ameritrade, Inc.|1182122
AAOI|APPLIED OPTOELECT CM|SWST|Hilltop Securities Inc.|10887
AAOI|APPLIED OPTOELECT CM|TKNG|ALLY INVEST SECURITIES LLC|21612
AAOI|APPLIED OPTOELECT CM|TRBT|Tradebot Systems, Inc.|128752
AAOI|APPLIED OPTOELECT CM|TRCM|TRC MARKETS LLC|57104
AAOI|APPLIED OPTOELECT CM|TWTT|TASTYWORKS, INC.|311
AAOI|APPLIED OPTOELECT CM|UBSA|UBS SECURITIES LLC|485501
AAOI|APPLIED OPTOELECT CM|UBSS|UBS Securities LLC|1504417
AAOI|APPLIED OPTOELECT CM|VALX|VIRTU AMERICAS LLC|16259
AAOI|APPLIED OPTOELECT CM|VGRD|Vanguard Marketing Corporation|58951
AAOI|APPLIED OPTOELECT CM|VNDS|VANDHAM SECURITIES CORP|820
AAOI|APPLIED OPTOELECT CM|VSIN|Vision Financial Markets Llc|2654
AAOI|APPLIED OPTOELECT CM|WBPX|SUMMIT SECURITIES GROUP, LLC|3510
AAOI|APPLIED OPTOELECT CM|WCHV|WELLS FARGO SECURITIES, LLC|171297
AAOI|APPLIED OPTOELECT CM|WEDB|WEDBUSH SECURITIES INC.|13495
AAOI|APPLIED OPTOELECT CM|WEED|Weeden & Co.L.P.|10
AAOI|APPLIED OPTOELECT CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33489
AAOI|APPLIED OPTOELECT CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56621
AAOI|APPLIED OPTOELECT CM|WGIF|CIBC World Markets Inc.|11774
AAOI|APPLIED OPTOELECT CM|WORD|Worden Capital Management LLC|5120
AAOI|APPLIED OPTOELECT CM|WSEA|WOLVERINE SECURITIES, LLC|63479
AAOI|APPLIED OPTOELECT CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
AAOI|APPLIED OPTOELECT CM|XIST|INSTINET, LLC|1940
AAOI|APPLIED OPTOELECT CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|101404
AAOI|APPLIED OPTOELECT CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2673
AAOI|APPLIED OPTOELECT CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20641
AAON|AAON INC|ALTX|Alternet Securities Inc.|1259
AAON|AAON INC|APCC|Apex Clearing Corporation|240
AAON|AAON INC|BALE|M&T SECURITIES, INC.|1413
AAON|AAON INC|BARD|Robert W. Baird & Co. Incorporated|1342
AAON|AAON INC|BATM|CBOE TRADING, INC.|281
AAON|AAON INC|BERN|Sanford C. Bernstein & Co., LLC|37040
AAON|AAON INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3296
AAON|AAON INC|BLKX|INSTINET, LLC|18664
AAON|AAON INC|BMOC|BMO Capital Markets Corp.|7127
AAON|AAON INC|BNCH|The Benchmark Company, LLC|8411
AAON|AAON INC|BNPX|BNP PARIBAS SECURITIES CORP.|7003
AAON|AAON INC|BRVL|BLAYLOCK VAN, LLC|3000
AAON|AAON INC|BTIG|BTIG, LLC|3661
AAON|AAON INC|BYXM|CBOE TRADING, INC.|231
AAON|AAON INC|BZYD|GOLDMAN SACHS & CO. LLC|1500
AAON|AAON INC|CANT|Cantor Fitzgerald & Co.|388
AAON|AAON INC|CHAS|Charles Schwab & Co., Inc.|3
AAON|AAON INC|CHLM|Craig-Hallum Capital Group LLC|3456
AAON|AAON INC|CIST|Capital Institutional Services, Inc.|18084
AAON|AAON INC|CLSA|CLSA AMERICAS, LLC|20
AAON|AAON INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7146
AAON|AAON INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|576
AAON|AAON INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|87382
AAON|AAON INC|CTDL|Citadel Derivatives Group Llc|13427
AAON|AAON INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8820
AAON|AAON INC|DBAB|Deutsche Bank Securities Inc.|169860
AAON|AAON INC|DBAX|Deutsche Bank Securities Inc.|67000
AAON|AAON INC|DBUL|Deutsche Bank Securities Inc.|491
AAON|AAON INC|DEAN|MORGAN STANLEY|2778
AAON|AAON INC|DEGS|RONIN PROFESSIONAL LLC|1286
AAON|AAON INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|51
AAON|AAON INC|EBXL|EBX LLC|43300
AAON|AAON INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1237
AAON|AAON INC|EDJC|Edward Jones / CDS|20
AAON|AAON INC|EDJO|Edward D. Jones & Co., L.P.|766
AAON|AAON INC|EGAM|CBOE TRADING, INC.|4266
AAON|AAON INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
AAON|AAON INC|EGXM|CBOE TRADING, INC.|786
AAON|AAON INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
AAON|AAON INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12424
AAON|AAON INC|ETRS|E*Trade Securities LLC|17153
AAON|AAON INC|FBCO|Credit Suisse Securities (USA) LLC|161846
AAON|AAON INC|FILL|Tradestation Securities, Inc.|60
AAON|AAON INC|FMAF|NBCN Inc./ CDS|100
AAON|AAON INC|FOMA|TD AMERITRADE CLEARING, INC.|27544
AAON|AAON INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1816
AAON|AAON INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34364
AAON|AAON INC|FTBR|Foliofn Investments, Inc.|6807
AAON|AAON INC|GEBB|GLOBAL EXECUTION BROKERS, LP|37293
AAON|AAON INC|GLPX|ACS EXECUTION SERVICES, LLC|1014
AAON|AAON INC|GSCO|GOLDMAN SACHS & CO. LLC|208466
AAON|AAON INC|GSCS|GOLDMAN SACHS & CO. LLC|14030
AAON|AAON INC|GSLT|GOLDMAN SACHS & CO. LLC|56
AAON|AAON INC|GTSZ|GTS SECURITIES LLC|20379
AAON|AAON INC|HAPX|HAP Trading, LLC|1525
AAON|AAON INC|HPPX|POTAMUS TRADING, LLC|529
AAON|AAON INC|HRBF|American Enterprise Investment Services Inc.|15603
AAON|AAON INC|IATS|INTERACTIVE BROKERS LLC|3408
AAON|AAON INC|IBKR|Interactive Brokers Llc|65934
AAON|AAON INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|737
AAON|AAON INC|ICBX|INSTINET, LLC|18011
AAON|AAON INC|IEQY|CITADEL SECURITIES LLC|15893
AAON|AAON INC|INCA|INSTINET, LLC|174218
AAON|AAON INC|INJX|INSTINET, LLC|2384
AAON|AAON INC|ITGI|ITG Inc.|6174
AAON|AAON INC|ITGP|ITG INC.|81400
AAON|AAON INC|JANY|Janney Montgomery Scott Inc.|295
AAON|AAON INC|JEFF|JEFFERIES LLC|14681
AAON|AAON INC|JMPT|JUMP TRADING, LLC|5027
AAON|AAON INC|JPBX|J.P. MORGAN SECURITIES LLC|6441
AAON|AAON INC|JPMX|J.P. Morgan Securities LLC|87655
AAON|AAON INC|JSJX|JANE STREET CAPITAL LLC|2932
AAON|AAON INC|KCGM|VIRTU Americas LLC|5979
AAON|AAON INC|LEHM|Barclays Capital Inc./Le|235356
AAON|AAON INC|LIME|Lime Brokerage LLC|97056
AAON|AAON INC|LOOP|Loop Capital Markets LLC|100
AAON|AAON INC|LSCI|Lek Securities Corporation|6
AAON|AAON INC|MACC|Mid Atlantic Capital Corporation|1000
AAON|AAON INC|MACQ|Macquarie Capital (USA) Inc.|300
AAON|AAON INC|MAXM|Maxim Group LLC|3865
AAON|AAON INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102402
AAON|AAON INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
AAON|AAON INC|MSCO|MORGAN STANLEY & CO. LLC|488660
AAON|AAON INC|MSPL|MORGAN STANLEY & CO. LLC|143400
AAON|AAON INC|MSTX|MORGAN STANLEY & CO. LLC|17400
AAON|AAON INC|NFSC|National Financial Services LLC|46605
AAON|AAON INC|NITE|VIRTU Americas LLC|133308
AAON|AAON INC|NITP|VIRTU Americas LLC|1000
AAON|AAON INC|NQRB|Brut, LLC|1116
AAON|AAON INC|NTRC|Northern Trust Securities, Inc.|1
AAON|AAON INC|OPCO|Oppenheimer & Co. Inc.|124
AAON|AAON INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1120
AAON|AAON INC|PDQM|CODA MARKETS, INC.|3954
AAON|AAON INC|RAJA|Raymond James & Associates, Inc.|1502
AAON|AAON INC|RBCM|RBC CAPITAL MARKETS, LLC|2240
AAON|AAON INC|SAGL|SAGETRADER, LLC|2188
AAON|AAON INC|SALI|INTL FCSTONE FINANCIAL INC.|59
AAON|AAON INC|SBSH|Citigroup Global Markets Inc.|84583
AAON|AAON INC|SGMT|GOLDMAN SACHS & CO. LLC|40954
AAON|AAON INC|SIDC|Sidoti & Company, LLC|5500
AAON|AAON INC|SOGO|Wang Investment Associates, Inc.|50
AAON|AAON INC|SPDR|SPEEDROUTE LLC|5400
AAON|AAON INC|SPTD|MINT GLOBAL MARKETS, INC.|298
AAON|AAON INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|37756
AAON|AAON INC|STFL|Stifel, Nicolaus & Company, Incorporated|2242
AAON|AAON INC|STRS|STRATEGAS RESEARCH PARTNERS|300
AAON|AAON INC|SWIM|TD Ameritrade, Inc.|4917
AAON|AAON INC|SWST|Hilltop Securities Inc.|2035
AAON|AAON INC|TONC|CUTTONE & CO., LLC|3809
AAON|AAON INC|TRBT|Tradebot Systems, Inc.|11884
AAON|AAON INC|TRCM|TRC MARKETS LLC|69405
AAON|AAON INC|UBSA|UBS SECURITIES LLC|212139
AAON|AAON INC|UBSS|UBS Securities LLC|284499
AAON|AAON INC|VALX|VIRTU AMERICAS LLC|9303
AAON|AAON INC|VGRD|Vanguard Marketing Corporation|791
AAON|AAON INC|WCHV|WELLS FARGO SECURITIES, LLC|71536
AAON|AAON INC|WEED|Weeden & Co.L.P.|5420
AAON|AAON INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|657
AAON|AAON INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
AAON|AAON INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|56
AAON|AAON INC|WSEA|WOLVERINE SECURITIES, LLC|1836
AAON|AAON INC|XIST|INSTINET, LLC|12826
AAON|AAON INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7348
AAON|AAON INC|YKNA|COMHAR CAPITAL MARKETS, LLC|42
AAON|AAON INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1440
AAP|ADVANCE AUTO PARTS|ABLE|NATIXIS Securities Americas LLC|361850
AAP|ADVANCE AUTO PARTS|ALTX|Alternet Securities Inc.|7500
AAP|ADVANCE AUTO PARTS|ANOS|ABEL/NOSER, L.L.C.|450
AAP|ADVANCE AUTO PARTS|APCC|Apex Clearing Corporation|66
AAP|ADVANCE AUTO PARTS|BANK|Primevest Financial Services, Inc.|34
AAP|ADVANCE AUTO PARTS|BARD|Robert W. Baird & Co. Incorporated|974
AAP|ADVANCE AUTO PARTS|BATM|CBOE TRADING, INC.|11826
AAP|ADVANCE AUTO PARTS|BAYC|BAY CREST PARTNERS, LLC|11
AAP|ADVANCE AUTO PARTS|BAYT|BTIG, LLC|25400
AAP|ADVANCE AUTO PARTS|BBNT|BB&T SECURITIES, LLC|100
AAP|ADVANCE AUTO PARTS|BERN|Sanford C. Bernstein & Co., LLC|79430
AAP|ADVANCE AUTO PARTS|BIDS|BIDS TRADING L.P.|10300
AAP|ADVANCE AUTO PARTS|BIMI|Banca IMI Securities Corp.|114
AAP|ADVANCE AUTO PARTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13521
AAP|ADVANCE AUTO PARTS|BLKX|INSTINET, LLC|13300
AAP|ADVANCE AUTO PARTS|BMOC|BMO Capital Markets Corp.|5
AAP|ADVANCE AUTO PARTS|BNPX|BNP PARIBAS SECURITIES CORP.|44627
AAP|ADVANCE AUTO PARTS|BTIG|BTIG, LLC|1261
AAP|ADVANCE AUTO PARTS|BYXM|CBOE TRADING, INC.|2021
AAP|ADVANCE AUTO PARTS|BZYD|GOLDMAN SACHS & CO. LLC|400
AAP|ADVANCE AUTO PARTS|CABR|Cabrera Capital Markets, Inc.|24
AAP|ADVANCE AUTO PARTS|CANT|Cantor Fitzgerald & Co.|59
AAP|ADVANCE AUTO PARTS|CHAS|Charles Schwab & Co., Inc.|1557
AAP|ADVANCE AUTO PARTS|CIBP|CIBC World Markets Corp.|3146
AAP|ADVANCE AUTO PARTS|CICF|Canaccord Genuity Corp.|142
AAP|ADVANCE AUTO PARTS|CIST|Capital Institutional Services, Inc.|6444
AAP|ADVANCE AUTO PARTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47591
AAP|ADVANCE AUTO PARTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
AAP|ADVANCE AUTO PARTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
AAP|ADVANCE AUTO PARTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|407025
AAP|ADVANCE AUTO PARTS|CTDL|Citadel Derivatives Group Llc|14718
AAP|ADVANCE AUTO PARTS|CTLR|CUTLER GROUP, LP|2527
AAP|ADVANCE AUTO PARTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|34340
AAP|ADVANCE AUTO PARTS|DBAB|Deutsche Bank Securities Inc.|412415
AAP|ADVANCE AUTO PARTS|DBAX|Deutsche Bank Securities Inc.|327100
AAP|ADVANCE AUTO PARTS|DBUL|Deutsche Bank Securities Inc.|20294
AAP|ADVANCE AUTO PARTS|DCHF|Dart Executions, LLC|1099
AAP|ADVANCE AUTO PARTS|DEAN|MORGAN STANLEY|12005
AAP|ADVANCE AUTO PARTS|DEGS|RONIN PROFESSIONAL LLC|900
AAP|ADVANCE AUTO PARTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22
AAP|ADVANCE AUTO PARTS|EBXL|EBX LLC|202300
AAP|ADVANCE AUTO PARTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|44807
AAP|ADVANCE AUTO PARTS|EDJO|Edward D. Jones & Co., L.P.|4104
AAP|ADVANCE AUTO PARTS|EGAM|CBOE TRADING, INC.|20763
AAP|ADVANCE AUTO PARTS|EGAW|CBOE TRADING, INC.|201
AAP|ADVANCE AUTO PARTS|EGMT|EG MARKET TECHNOLOGIES LLC|1636
AAP|ADVANCE AUTO PARTS|EGXM|CBOE TRADING, INC.|2337
AAP|ADVANCE AUTO PARTS|ETBE|Electronic Transaction Clearing, Inc.|41007
AAP|ADVANCE AUTO PARTS|ETCC|Electronic Transaction Clearing, Inc.|419
AAP|ADVANCE AUTO PARTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|73042
AAP|ADVANCE AUTO PARTS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|384
AAP|ADVANCE AUTO PARTS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|148
AAP|ADVANCE AUTO PARTS|ETRS|E*Trade Securities LLC|39746
AAP|ADVANCE AUTO PARTS|FBSB|U.S. Bancorp Investments, Inc.|200
AAP|ADVANCE AUTO PARTS|FILL|Tradestation Securities, Inc.|6854
AAP|ADVANCE AUTO PARTS|FINX|FINTECH SECURITIES|130
AAP|ADVANCE AUTO PARTS|FMAF|NBCN Inc./ CDS|605
AAP|ADVANCE AUTO PARTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|44140
AAP|ADVANCE AUTO PARTS|FQLS|Quantlab Securities LP|275729
AAP|ADVANCE AUTO PARTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102550
AAP|ADVANCE AUTO PARTS|FTBR|Foliofn Investments, Inc.|1745
AAP|ADVANCE AUTO PARTS|GEBB|GLOBAL EXECUTION BROKERS, LP|5471
AAP|ADVANCE AUTO PARTS|GLIS|TD Securities Inc|225
AAP|ADVANCE AUTO PARTS|GLPX|ACS EXECUTION SERVICES, LLC|81894
AAP|ADVANCE AUTO PARTS|GPSS|Great Pacific Securities|300
AAP|ADVANCE AUTO PARTS|GSCO|GOLDMAN SACHS & CO. LLC|1095043
AAP|ADVANCE AUTO PARTS|GSCS|GOLDMAN SACHS & CO. LLC|5160
AAP|ADVANCE AUTO PARTS|GSLT|GOLDMAN SACHS & CO. LLC|15494
AAP|ADVANCE AUTO PARTS|GTSZ|GTS SECURITIES LLC|122699
AAP|ADVANCE AUTO PARTS|HAPX|HAP Trading, LLC|2917
AAP|ADVANCE AUTO PARTS|HRBF|American Enterprise Investment Services Inc.|20863
AAP|ADVANCE AUTO PARTS|HSBC|HSBC Securities, Inc.|9090
AAP|ADVANCE AUTO PARTS|IATS|INTERACTIVE BROKERS LLC|5132
AAP|ADVANCE AUTO PARTS|IBKR|Interactive Brokers Llc|5648
AAP|ADVANCE AUTO PARTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|371
AAP|ADVANCE AUTO PARTS|ICBX|INSTINET, LLC|61382
AAP|ADVANCE AUTO PARTS|IEQY|CITADEL SECURITIES LLC|201369
AAP|ADVANCE AUTO PARTS|INCA|INSTINET, LLC|511445
AAP|ADVANCE AUTO PARTS|INJX|INSTINET, LLC|7992
AAP|ADVANCE AUTO PARTS|INTL|INTL FCSTONE FINANCIAL INC.|115
AAP|ADVANCE AUTO PARTS|ITGI|ITG Inc.|64972
AAP|ADVANCE AUTO PARTS|ITGP|ITG INC.|144200
AAP|ADVANCE AUTO PARTS|JANY|Janney Montgomery Scott Inc.|6082
AAP|ADVANCE AUTO PARTS|JEFF|JEFFERIES LLC|206737
AAP|ADVANCE AUTO PARTS|JMPT|JUMP TRADING, LLC|51177
AAP|ADVANCE AUTO PARTS|JONE|JonesTrading|28
AAP|ADVANCE AUTO PARTS|JPBX|J.P. MORGAN SECURITIES LLC|230712
AAP|ADVANCE AUTO PARTS|JPMX|J.P. Morgan Securities LLC|559310
AAP|ADVANCE AUTO PARTS|JSJX|JANE STREET CAPITAL LLC|9322
AAP|ADVANCE AUTO PARTS|KCGM|VIRTU Americas LLC|39141
AAP|ADVANCE AUTO PARTS|LEHM|Barclays Capital Inc./Le|873605
AAP|ADVANCE AUTO PARTS|LIME|Lime Brokerage LLC|23939
AAP|ADVANCE AUTO PARTS|LQNA|LIQUIDNET, INC.|97600
AAP|ADVANCE AUTO PARTS|LSCI|Lek Securities Corporation|114
AAP|ADVANCE AUTO PARTS|MACC|Mid Atlantic Capital Corporation|13
AAP|ADVANCE AUTO PARTS|MACQ|Macquarie Capital (USA) Inc.|2100
AAP|ADVANCE AUTO PARTS|MAXM|Maxim Group LLC|38791
AAP|ADVANCE AUTO PARTS|MBTS|ALLY INVEST SECURITIES LLC|108
AAP|ADVANCE AUTO PARTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|110460
AAP|ADVANCE AUTO PARTS|MOTF|MOTIF INVESTING, INC.|4
AAP|ADVANCE AUTO PARTS|MSCO|MORGAN STANLEY & CO. LLC|1651672
AAP|ADVANCE AUTO PARTS|MSPL|MORGAN STANLEY & CO. LLC|336300
AAP|ADVANCE AUTO PARTS|MSTX|MORGAN STANLEY & CO. LLC|157200
AAP|ADVANCE AUTO PARTS|NEED|Needham & Company, LLC|730
AAP|ADVANCE AUTO PARTS|NEUB|NEUBERGER BERMAN BD LLC|424
AAP|ADVANCE AUTO PARTS|NFSC|National Financial Services LLC|90957
AAP|ADVANCE AUTO PARTS|NITE|VIRTU Americas LLC|429798
AAP|ADVANCE AUTO PARTS|NITP|VIRTU Americas LLC|128
AAP|ADVANCE AUTO PARTS|NQRB|Brut, LLC|9112
AAP|ADVANCE AUTO PARTS|NTBF|BMO Nesbitt Burns Inc./CDS|227
AAP|ADVANCE AUTO PARTS|NTRC|Northern Trust Securities, Inc.|102
AAP|ADVANCE AUTO PARTS|OHOS|TWO SIGMA SECURITIES, LLC|29834
AAP|ADVANCE AUTO PARTS|OPCO|Oppenheimer & Co. Inc.|17876
AAP|ADVANCE AUTO PARTS|OTAA|OTA LLC|300
AAP|ADVANCE AUTO PARTS|PDQM|CODA MARKETS, INC.|186605
AAP|ADVANCE AUTO PARTS|PHLY|NASDAQ Execution Services, LLC|38600
AAP|ADVANCE AUTO PARTS|PWJC|UBS Financial Services, Inc.|7535
AAP|ADVANCE AUTO PARTS|QMSR|QUATTRO M SECURITIES INC.|3661
AAP|ADVANCE AUTO PARTS|RBCM|RBC CAPITAL MARKETS, LLC|7661
AAP|ADVANCE AUTO PARTS|SAGL|SAGETRADER, LLC|151535
AAP|ADVANCE AUTO PARTS|SAGW|SAGETRADER, LLC|215
AAP|ADVANCE AUTO PARTS|SALI|INTL FCSTONE FINANCIAL INC.|243
AAP|ADVANCE AUTO PARTS|SBSH|Citigroup Global Markets Inc.|159471
AAP|ADVANCE AUTO PARTS|SEIC|SEI Investments Distribution Co.|100
AAP|ADVANCE AUTO PARTS|SGMT|GOLDMAN SACHS & CO. LLC|133937
AAP|ADVANCE AUTO PARTS|SPDR|SPEEDROUTE LLC|10700
AAP|ADVANCE AUTO PARTS|SPHN|Stephens Inc.|18
AAP|ADVANCE AUTO PARTS|STFL|Stifel, Nicolaus & Company, Incorporated|13388
AAP|ADVANCE AUTO PARTS|STKP|STOCKPILE INVESTMENTS, INC.|18
AAP|ADVANCE AUTO PARTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2732
AAP|ADVANCE AUTO PARTS|SWIM|TD Ameritrade, Inc.|32659
AAP|ADVANCE AUTO PARTS|SWST|Hilltop Securities Inc.|151
AAP|ADVANCE AUTO PARTS|TKNG|ALLY INVEST SECURITIES LLC|395
AAP|ADVANCE AUTO PARTS|TRBT|Tradebot Systems, Inc.|138940
AAP|ADVANCE AUTO PARTS|TRCM|TRC MARKETS LLC|148320
AAP|ADVANCE AUTO PARTS|TWTT|TASTYWORKS, INC.|92
AAP|ADVANCE AUTO PARTS|UBSA|UBS SECURITIES LLC|585434
AAP|ADVANCE AUTO PARTS|UBSS|UBS Securities LLC|977615
AAP|ADVANCE AUTO PARTS|VALX|VIRTU AMERICAS LLC|11259
AAP|ADVANCE AUTO PARTS|VGRD|Vanguard Marketing Corporation|1530
AAP|ADVANCE AUTO PARTS|VNDM|Wall Street Access|7401
AAP|ADVANCE AUTO PARTS|WBPX|SUMMIT SECURITIES GROUP, LLC|3111
AAP|ADVANCE AUTO PARTS|WCHV|WELLS FARGO SECURITIES, LLC|86005
AAP|ADVANCE AUTO PARTS|WDNX|WEEDEN & CO.L.P.|3510
AAP|ADVANCE AUTO PARTS|WEDB|WEDBUSH SECURITIES INC.|6577
AAP|ADVANCE AUTO PARTS|WEED|Weeden & Co.L.P.|772
AAP|ADVANCE AUTO PARTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11322
AAP|ADVANCE AUTO PARTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24078
AAP|ADVANCE AUTO PARTS|WGIF|CIBC World Markets Inc.|476
AAP|ADVANCE AUTO PARTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|578
AAP|ADVANCE AUTO PARTS|WSAG|WALL STREET ACCESS|20
AAP|ADVANCE AUTO PARTS|WSEA|WOLVERINE SECURITIES, LLC|3970
AAP|ADVANCE AUTO PARTS|WTFS|JUST2TRADE, INC.|20
AAP|ADVANCE AUTO PARTS|XIST|INSTINET, LLC|23530
AAP|ADVANCE AUTO PARTS|XPQR|Jump Trading|2100
AAP|ADVANCE AUTO PARTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|24052
AAP|ADVANCE AUTO PARTS|YKNA|COMHAR CAPITAL MARKETS, LLC|16139
AAP|ADVANCE AUTO PARTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6809
AAPL|APPLE INC.|ABLE|NATIXIS Securities Americas LLC|1096106
AAPL|APPLE INC.|ADAM|CANACCORD GENUITY INC.|1770
AAPL|APPLE INC.|AGCP|AEGIS CAPITAL CORP.|915
AAPL|APPLE INC.|AGIS|Aegis Capital Corp.|16201
AAPL|APPLE INC.|ALTX|Alternet Securities Inc.|202401
AAPL|APPLE INC.|ANOS|ABEL/NOSER, L.L.C.|6825
AAPL|APPLE INC.|APCC|Apex Clearing Corporation|419228
AAPL|APPLE INC.|AVON|Avondale Partners, LLC|53
AAPL|APPLE INC.|BALE|M&T SECURITIES, INC.|1556
AAPL|APPLE INC.|BANK|Primevest Financial Services, Inc.|8003
AAPL|APPLE INC.|BARD|Robert W. Baird & Co. Incorporated|51277
AAPL|APPLE INC.|BATM|CBOE TRADING, INC.|215230
AAPL|APPLE INC.|BAUM|George K. Baum & Company|200
AAPL|APPLE INC.|BAYC|BAY CREST PARTNERS, LLC|300293
AAPL|APPLE INC.|BAYT|BTIG, LLC|20401
AAPL|APPLE INC.|BBNT|BB&T SECURITIES, LLC|14827
AAPL|APPLE INC.|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AAPL|APPLE INC.|BERN|Sanford C. Bernstein & Co., LLC|3898047
AAPL|APPLE INC.|BGCE|BGC Financial Inc.|4317
AAPL|APPLE INC.|BIAD|SAGETRADER, LLC|475
AAPL|APPLE INC.|BIDS|BIDS TRADING L.P.|7100
AAPL|APPLE INC.|BIMI|Banca IMI Securities Corp.|89575
AAPL|APPLE INC.|BKCM|BNY Mellon Capital Markets LLC|6680
AAPL|APPLE INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|369851
AAPL|APPLE INC.|BLKX|INSTINET, LLC|140354
AAPL|APPLE INC.|BLTK|Bulltick, Llc|3000
AAPL|APPLE INC.|BMOC|BMO Capital Markets Corp.|2285408
AAPL|APPLE INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6777946
AAPL|APPLE INC.|BOSC|Boenning & Scattergood, Inc.|17
AAPL|APPLE INC.|BRGE|Newbridge Securities Corp.|1046
AAPL|APPLE INC.|BTIG|BTIG, LLC|1794654
AAPL|APPLE INC.|BYXM|CBOE TRADING, INC.|53082
AAPL|APPLE INC.|BZXL|VOLANT LIQUIDITY, LLC|226246
AAPL|APPLE INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
AAPL|APPLE INC.|CABR|Cabrera Capital Markets, Inc.|3400
AAPL|APPLE INC.|CANT|Cantor Fitzgerald & Co.|58408
AAPL|APPLE INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|40000
AAPL|APPLE INC.|CHAS|Charles Schwab & Co., Inc.|363273
AAPL|APPLE INC.|CHDN|CHARDAN CAPITAL MARKETS LLC|727
AAPL|APPLE INC.|CIBP|CIBC World Markets Corp.|482192
AAPL|APPLE INC.|CICF|Canaccord Genuity Corp.|3768
AAPL|APPLE INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|30000
AAPL|APPLE INC.|CIST|Capital Institutional Services, Inc.|49928
AAPL|APPLE INC.|CLSA|CLSA AMERICAS, LLC|1300
AAPL|APPLE INC.|CNFR|Cowen Prime Services LLC|200
AAPL|APPLE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1592792
AAPL|APPLE INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|112040
AAPL|APPLE INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|707251
AAPL|APPLE INC.|CRFN|ROBINHOOD FINANCIAL, LLC|2
AAPL|APPLE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5086414
AAPL|APPLE INC.|CTDE|CHOICETRADE|1
AAPL|APPLE INC.|CTDL|Citadel Derivatives Group Llc|392613
AAPL|APPLE INC.|CTLR|CUTLER GROUP, LP|4429
AAPL|APPLE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|519530
AAPL|APPLE INC.|DADA|D.A. Davidson & Co.|18929
AAPL|APPLE INC.|DAVA|Davenport & Company LLC|6827
AAPL|APPLE INC.|DAWA|Daiwa Capital Markets America Inc.|83510
AAPL|APPLE INC.|DBAB|Deutsche Bank Securities Inc.|16779395
AAPL|APPLE INC.|DBAX|Deutsche Bank Securities Inc.|1127900
AAPL|APPLE INC.|DBUL|Deutsche Bank Securities Inc.|8142
AAPL|APPLE INC.|DCHF|Dart Executions, LLC|278618
AAPL|APPLE INC.|DEAN|MORGAN STANLEY|295391
AAPL|APPLE INC.|DEGS|RONIN PROFESSIONAL LLC|539102
AAPL|APPLE INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3922315
AAPL|APPLE INC.|DIVA|Divine Capital Markets LLC|3046
AAPL|APPLE INC.|DRWK|DRW SECURITIES, L.L.C.|616557
AAPL|APPLE INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|300
AAPL|APPLE INC.|EBXL|EBX LLC|1610800
AAPL|APPLE INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|138800
AAPL|APPLE INC.|EDJC|Edward Jones / CDS|8787
AAPL|APPLE INC.|EDJO|Edward D. Jones & Co., L.P.|268614
AAPL|APPLE INC.|EGAM|CBOE TRADING, INC.|366645
AAPL|APPLE INC.|EGAW|CBOE TRADING, INC.|9635
AAPL|APPLE INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2393
AAPL|APPLE INC.|EGXM|CBOE TRADING, INC.|125861
AAPL|APPLE INC.|EGXW|CBOE TRADING, INC.|3712
AAPL|APPLE INC.|ELEV|ELEVATION, LLC|17922
AAPL|APPLE INC.|EROP|Eroom Securities L.L.C.|45104
AAPL|APPLE INC.|ESPO|ESPOSITO SECURITIES, LLC|3353
AAPL|APPLE INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1826
AAPL|APPLE INC.|ETBE|Electronic Transaction Clearing, Inc.|1521544
AAPL|APPLE INC.|ETCB|ETC BROKERAGE SERVICES, LLC|1334
AAPL|APPLE INC.|ETCC|Electronic Transaction Clearing, Inc.|15555
AAPL|APPLE INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|70354
AAPL|APPLE INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|4667
AAPL|APPLE INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|98237
AAPL|APPLE INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|2513440
AAPL|APPLE INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|900
AAPL|APPLE INC.|ETRS|E*Trade Securities LLC|12042497
AAPL|APPLE INC.|EVRS|E1 ASSET MANAGEMENT, INC.|62
AAPL|APPLE INC.|FBCO|Credit Suisse Securities (USA) LLC|13362602
AAPL|APPLE INC.|FBSB|U.S. Bancorp Investments, Inc.|6976
AAPL|APPLE INC.|FFSI|Firstrade Securities Inc.|624
AAPL|APPLE INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|488
AAPL|APPLE INC.|FILL|Tradestation Securities, Inc.|1562261
AAPL|APPLE INC.|FINX|FINTECH SECURITIES|13490
AAPL|APPLE INC.|FINZ|FINTECH SECURITIES|30
AAPL|APPLE INC.|FMAF|NBCN Inc./ CDS|111834
AAPL|APPLE INC.|FMCO|First Manhattan Co|4272
AAPL|APPLE INC.|FNXS|FENIX SECURITIES, LLC|8834
AAPL|APPLE INC.|FOMA|TD AMERITRADE CLEARING, INC.|20166909
AAPL|APPLE INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|55410
AAPL|APPLE INC.|FQLS|Quantlab Securities LP|3057138
AAPL|APPLE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|564320
AAPL|APPLE INC.|FTBR|Foliofn Investments, Inc.|38245
AAPL|APPLE INC.|GARC|ICAP Corporates LLC|2100
AAPL|APPLE INC.|GBMT|GBM International, Inc.|26774
AAPL|APPLE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3052746
AAPL|APPLE INC.|GELP|RBC CAPITAL MARKETS, LLC|51487
AAPL|APPLE INC.|GFRY|JUMP TRADING, LLC|714966
AAPL|APPLE INC.|GLIS|TD Securities Inc|17467
AAPL|APPLE INC.|GLPX|ACS EXECUTION SERVICES, LLC|987310
AAPL|APPLE INC.|GSCO|GOLDMAN SACHS & CO. LLC|39380683
AAPL|APPLE INC.|GSCS|GOLDMAN SACHS & CO. LLC|2796132
AAPL|APPLE INC.|GSIC|GLOBAL STRATEGIC INVESTMENTS|62
AAPL|APPLE INC.|GSLT|GOLDMAN SACHS & CO. LLC|214251
AAPL|APPLE INC.|GTSZ|GTS SECURITIES LLC|3787590
AAPL|APPLE INC.|HAPX|HAP Trading, LLC|92824
AAPL|APPLE INC.|HASF|Haywood Securities Inc./CDS|3242
AAPL|APPLE INC.|HCTA|Hardcastle Trading USA LLC|227539
AAPL|APPLE INC.|HRBF|American Enterprise Investment Services Inc.|292473
AAPL|APPLE INC.|HSBC|HSBC Securities, Inc.|731969
AAPL|APPLE INC.|IATS|INTERACTIVE BROKERS LLC|1105041
AAPL|APPLE INC.|IBKR|Interactive Brokers Llc|8290838
AAPL|APPLE INC.|IBSJ|Integrity Brokerage Services, Inc.|50
AAPL|APPLE INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13525
AAPL|APPLE INC.|ICBX|INSTINET, LLC|738466
AAPL|APPLE INC.|IEQY|CITADEL SECURITIES LLC|4567435
AAPL|APPLE INC.|INCA|INSTINET, LLC|11428045
AAPL|APPLE INC.|INJX|INSTINET, LLC|403150
AAPL|APPLE INC.|INTL|INTL FCSTONE FINANCIAL INC.|3
AAPL|APPLE INC.|ITGI|ITG Inc.|3946996
AAPL|APPLE INC.|ITGP|ITG INC.|679800
AAPL|APPLE INC.|JANY|Janney Montgomery Scott Inc.|44293
AAPL|APPLE INC.|JEFF|JEFFERIES LLC|1592567
AAPL|APPLE INC.|JMPT|JUMP TRADING, LLC|496816
AAPL|APPLE INC.|JONE|JonesTrading|6652
AAPL|APPLE INC.|JPBX|J.P. MORGAN SECURITIES LLC|1508332
AAPL|APPLE INC.|JPMX|J.P. Morgan Securities LLC|3082090
AAPL|APPLE INC.|JRCO|Johnson Rice & Company L.L.C.|30
AAPL|APPLE INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|1256
AAPL|APPLE INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|26100
AAPL|APPLE INC.|JSJX|JANE STREET CAPITAL LLC|69565
AAPL|APPLE INC.|JUTA|JUMP TRADING, LLC|433615
AAPL|APPLE INC.|KCGM|VIRTU Americas LLC|976498
AAPL|APPLE INC.|LBKI|Libucki & Co., LLC|56800
AAPL|APPLE INC.|LEHM|Barclays Capital Inc./Le|18881069
AAPL|APPLE INC.|LGNT|COR CLEARING LLC|4
AAPL|APPLE INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|690
AAPL|APPLE INC.|LIME|Lime Brokerage LLC|3916816
AAPL|APPLE INC.|LIWD|LIME BROKERAGE LLC|8060
AAPL|APPLE INC.|LIWE|LIME BROKERAGE LLC|11414
AAPL|APPLE INC.|LIWK|LIME BROKERAGE LLC|177
AAPL|APPLE INC.|LMGP|LIME BROKERAGE LLC|618121
AAPL|APPLE INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|29668
AAPL|APPLE INC.|LOOP|Loop Capital Markets LLC|19182
AAPL|APPLE INC.|LPCM|Lampert Capital Markets Inc.|1175
AAPL|APPLE INC.|LQNA|LIQUIDNET, INC.|266200
AAPL|APPLE INC.|LQNB|LIQUIDNET, INC.|6900
AAPL|APPLE INC.|LSCI|Lek Securities Corporation|1320665
AAPL|APPLE INC.|LVMR|LIVERMORE TRADING GROUP, INC.|687
AAPL|APPLE INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14076
AAPL|APPLE INC.|MACC|Mid Atlantic Capital Corporation|10310
AAPL|APPLE INC.|MACQ|Macquarie Capital (USA) Inc.|14780
AAPL|APPLE INC.|MAVB|Great Point Capital LLC|2050
AAPL|APPLE INC.|MAXM|Maxim Group LLC|43108
AAPL|APPLE INC.|MBTS|ALLY INVEST SECURITIES LLC|13688
AAPL|APPLE INC.|MCBT|Moors & Cabot, Inc.|3720
AAPL|APPLE INC.|MCMF|Raymond James Ltd. Cds|13096
AAPL|APPLE INC.|MICA|Spartan Securities Group, Ltd.|74300
AAPL|APPLE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1174202
AAPL|APPLE INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|12915
AAPL|APPLE INC.|MOTF|MOTIF INVESTING, INC.|1469
AAPL|APPLE INC.|MPSG|E D & F Man Capital Markets Inc.|31560
AAPL|APPLE INC.|MRBA|IBN FINANCIAL SERVICES, INC.|10
AAPL|APPLE INC.|MSCO|MORGAN STANLEY & CO. LLC|43062559
AAPL|APPLE INC.|MSPL|MORGAN STANLEY & CO. LLC|1603900
AAPL|APPLE INC.|MSTX|MORGAN STANLEY & CO. LLC|1872800
AAPL|APPLE INC.|MTON|MILLINGTON SECURITIES, INC.|14371
AAPL|APPLE INC.|MULL|MARK J. MULLER EQUITIES, INC.|2460
AAPL|APPLE INC.|MZHO|Mizuho Securities USA LLC|6000
AAPL|APPLE INC.|NATL|National Securities Corporation|7431
AAPL|APPLE INC.|NBCS|NBC Securities, INC.|1926
AAPL|APPLE INC.|NEED|Needham & Company, LLC|8664
AAPL|APPLE INC.|NEUB|NEUBERGER BERMAN BD LLC|3066
AAPL|APPLE INC.|NFSC|National Financial Services LLC|16051687
AAPL|APPLE INC.|NIAD|Ni Advisors|280
AAPL|APPLE INC.|NITE|VIRTU Americas LLC|34087578
AAPL|APPLE INC.|NITP|VIRTU Americas LLC|7459
AAPL|APPLE INC.|NMRA|Nomura Securities International, Inc.|400
AAPL|APPLE INC.|NORM|JUMP TRADING, LLC|264519
AAPL|APPLE INC.|NQRB|Brut, LLC|311498
AAPL|APPLE INC.|NTFN|Network 1 Financial Securities Inc.|8
AAPL|APPLE INC.|NTRC|Northern Trust Securities, Inc.|27126
AAPL|APPLE INC.|OCEA|OCEAN FINANCIAL SERVICES, LLC|350
AAPL|APPLE INC.|OHOS|TWO SIGMA SECURITIES, LLC|1256732
AAPL|APPLE INC.|OLDM|OLD MISSION CAPITAL, LLC|8003
AAPL|APPLE INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|8
AAPL|APPLE INC.|OPCO|Oppenheimer & Co. Inc.|84179
AAPL|APPLE INC.|PASL|Pershing Advisor Solutions LLC|1243
AAPL|APPLE INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|16191
AAPL|APPLE INC.|PCFF|Pacific International Securities Inc./CDS|859
AAPL|APPLE INC.|PCPT|PHILLIP CAPITAL INC.|21144
AAPL|APPLE INC.|PDQM|CODA MARKETS, INC.|837607
AAPL|APPLE INC.|PHLY|NASDAQ Execution Services, LLC|479004
AAPL|APPLE INC.|PICT|Pictet Overseas Inc.|18851
AAPL|APPLE INC.|PIPR|Piper Jaffray & Co.|29317
AAPL|APPLE INC.|PNSR|Penserra Securities, LLC|477417
AAPL|APPLE INC.|POIN|PRECISION SECURITIES, LLC (POIN)|5490
AAPL|APPLE INC.|PREC|PRECISION SECURITIES, LLC|4769
AAPL|APPLE INC.|PRJX|JUMP TRADING, LLC|1373126
AAPL|APPLE INC.|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|4968
AAPL|APPLE INC.|PWJC|UBS Financial Services, Inc.|380046
AAPL|APPLE INC.|QMSR|QUATTRO M SECURITIES INC.|451050
AAPL|APPLE INC.|RAJA|Raymond James & Associates, Inc.|292327
AAPL|APPLE INC.|RBCM|RBC CAPITAL MARKETS, LLC|164888
AAPL|APPLE INC.|RDBN|Redburn Partners (USA) LP|100
AAPL|APPLE INC.|RGLD|Regal Securities, Inc|15022
AAPL|APPLE INC.|RHCO|Suntrust Robinson Humphrey, Inc.|26952
AAPL|APPLE INC.|SAGL|SAGETRADER, LLC|546083
AAPL|APPLE INC.|SAGW|SAGETRADER, LLC|418
AAPL|APPLE INC.|SALI|INTL FCSTONE FINANCIAL INC.|13859
AAPL|APPLE INC.|SANT|Santander Investment Securities Inc.|131
AAPL|APPLE INC.|SBSH|Citigroup Global Markets Inc.|18662196
AAPL|APPLE INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|208
AAPL|APPLE INC.|SEIC|SEI Investments Distribution Co.|8544
AAPL|APPLE INC.|SGMT|GOLDMAN SACHS & CO. LLC|1094610
AAPL|APPLE INC.|SHMR|ABN Amro Clearing LLC|4447
AAPL|APPLE INC.|SJLS|TRADE INFORMATICS LLC|5500
AAPL|APPLE INC.|SOGO|Wang Investment Associates, Inc.|5013
AAPL|APPLE INC.|SPDR|SPEEDROUTE LLC|794568
AAPL|APPLE INC.|SPHN|Stephens Inc.|14100
AAPL|APPLE INC.|SPNT|SEVEN POINTS CAPITAL, LLC|2456
AAPL|APPLE INC.|SPTD|MINT GLOBAL MARKETS, INC.|7027
AAPL|APPLE INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
AAPL|APPLE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|141253
AAPL|APPLE INC.|STKP|STOCKPILE INVESTMENTS, INC.|11194
AAPL|APPLE INC.|STXG|Stockcross Financial Services, Inc.|51029
AAPL|APPLE INC.|SWIM|TD Ameritrade, Inc.|9571094
AAPL|APPLE INC.|SWST|Hilltop Securities Inc.|57279
AAPL|APPLE INC.|TAGC|TELSEY ADVISORY GROUP LLC|2126
AAPL|APPLE INC.|TDSI|TD Securities (USA) LLC|8219
AAPL|APPLE INC.|TITL|TITLEIST ASSET MANAGEMENT, LTD.|916
AAPL|APPLE INC.|TKNG|ALLY INVEST SECURITIES LLC|122761
AAPL|APPLE INC.|TONC|CUTTONE & CO., LLC|370
AAPL|APPLE INC.|TRBT|Tradebot Systems, Inc.|2750387
AAPL|APPLE INC.|TRCM|TRC MARKETS LLC|2512136
AAPL|APPLE INC.|TRIP|Trident Partners Ltd.|100
AAPL|APPLE INC.|TTUC|CUTTONE & CO., INC.|39854
AAPL|APPLE INC.|TWTT|TASTYWORKS, INC.|23129
AAPL|APPLE INC.|UBSA|UBS SECURITIES LLC|12097323
AAPL|APPLE INC.|UBSS|UBS Securities LLC|25637892
AAPL|APPLE INC.|UFPA|UNITED FIRST PARTNERS LLC|800
AAPL|APPLE INC.|VALX|VIRTU AMERICAS LLC|160342
AAPL|APPLE INC.|VERT|The Vertical Trading Group, LLC|4356
AAPL|APPLE INC.|VGRD|Vanguard Marketing Corporation|897572
AAPL|APPLE INC.|VIEW|VIEWTRADE SECURITIES LLC|73
AAPL|APPLE INC.|VSIN|Vision Financial Markets Llc|24575
AAPL|APPLE INC.|WABR|Wall Street Access|24864
AAPL|APPLE INC.|WBET|Wallachbeth Capital LLC|2929
AAPL|APPLE INC.|WBLR|WILLIAM BLAIR|18361
AAPL|APPLE INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|210768
AAPL|APPLE INC.|WCHV|WELLS FARGO SECURITIES, LLC|4452957
AAPL|APPLE INC.|WDNX|WEEDEN & CO.L.P.|71526
AAPL|APPLE INC.|WEDB|WEDBUSH SECURITIES INC.|658321
AAPL|APPLE INC.|WEED|Weeden & Co.L.P.|35724
AAPL|APPLE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|976541
AAPL|APPLE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2426785
AAPL|APPLE INC.|WGIF|CIBC World Markets Inc.|991123
AAPL|APPLE INC.|WHOT|JUST2TRADE, INC.|158
AAPL|APPLE INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20327
AAPL|APPLE INC.|WORD|Worden Capital Management LLC|1968
AAPL|APPLE INC.|WSAG|WALL STREET ACCESS|210
AAPL|APPLE INC.|WSEA|WOLVERINE SECURITIES, LLC|441268
AAPL|APPLE INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|630
AAPL|APPLE INC.|WTFS|JUST2TRADE, INC.|87
AAPL|APPLE INC.|XIST|INSTINET, LLC|506084
AAPL|APPLE INC.|XPQR|Jump Trading|1600
AAPL|APPLE INC.|XPUS|XP SECURITIES, LLC|59724
AAPL|APPLE INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2110206
AAPL|APPLE INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|30563
AAPL|APPLE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|145363
AAT|AMERICAN ASSETS TRST|ALTX|Alternet Securities Inc.|1620
AAT|AMERICAN ASSETS TRST|ANOS|ABEL/NOSER, L.L.C.|100
AAT|AMERICAN ASSETS TRST|APCC|Apex Clearing Corporation|31
AAT|AMERICAN ASSETS TRST|BANK|Primevest Financial Services, Inc.|2
AAT|AMERICAN ASSETS TRST|BARD|Robert W. Baird & Co. Incorporated|50
AAT|AMERICAN ASSETS TRST|BATM|CBOE TRADING, INC.|3194
AAT|AMERICAN ASSETS TRST|BBNT|BB&T SECURITIES, LLC|15
AAT|AMERICAN ASSETS TRST|BERN|Sanford C. Bernstein & Co., LLC|6676
AAT|AMERICAN ASSETS TRST|BIAD|SAGETRADER, LLC|99
AAT|AMERICAN ASSETS TRST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|307
AAT|AMERICAN ASSETS TRST|BMOC|BMO Capital Markets Corp.|125
AAT|AMERICAN ASSETS TRST|BNPX|BNP PARIBAS SECURITIES CORP.|14063
AAT|AMERICAN ASSETS TRST|BRVL|BLAYLOCK VAN, LLC|100
AAT|AMERICAN ASSETS TRST|BTIG|BTIG, LLC|6
AAT|AMERICAN ASSETS TRST|BYXM|CBOE TRADING, INC.|298
AAT|AMERICAN ASSETS TRST|BZYD|GOLDMAN SACHS & CO. LLC|2307
AAT|AMERICAN ASSETS TRST|CHAS|Charles Schwab & Co., Inc.|400
AAT|AMERICAN ASSETS TRST|CICF|Canaccord Genuity Corp.|590
AAT|AMERICAN ASSETS TRST|CIST|Capital Institutional Services, Inc.|877
AAT|AMERICAN ASSETS TRST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37975
AAT|AMERICAN ASSETS TRST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
AAT|AMERICAN ASSETS TRST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97707
AAT|AMERICAN ASSETS TRST|CTDL|Citadel Derivatives Group Llc|4074
AAT|AMERICAN ASSETS TRST|CXCX|CITIGROUP GLOBAL MARKETS INC.|42402
AAT|AMERICAN ASSETS TRST|DBAB|Deutsche Bank Securities Inc.|68523
AAT|AMERICAN ASSETS TRST|DBAX|Deutsche Bank Securities Inc.|37800
AAT|AMERICAN ASSETS TRST|DEAN|MORGAN STANLEY|109
AAT|AMERICAN ASSETS TRST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
AAT|AMERICAN ASSETS TRST|EBXL|EBX LLC|42000
AAT|AMERICAN ASSETS TRST|ECUT|CONVERGEX EXECUTION SOLUTIONS|117
AAT|AMERICAN ASSETS TRST|EDJO|Edward D. Jones & Co., L.P.|35
AAT|AMERICAN ASSETS TRST|EGAM|CBOE TRADING, INC.|2807
AAT|AMERICAN ASSETS TRST|EGAW|CBOE TRADING, INC.|50
AAT|AMERICAN ASSETS TRST|EGMT|EG MARKET TECHNOLOGIES LLC|200
AAT|AMERICAN ASSETS TRST|EGXM|CBOE TRADING, INC.|543
AAT|AMERICAN ASSETS TRST|ETBE|Electronic Transaction Clearing, Inc.|2690
AAT|AMERICAN ASSETS TRST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
AAT|AMERICAN ASSETS TRST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2681
AAT|AMERICAN ASSETS TRST|ETRS|E*Trade Securities LLC|9102
AAT|AMERICAN ASSETS TRST|FILL|Tradestation Securities, Inc.|910
AAT|AMERICAN ASSETS TRST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3618
AAT|AMERICAN ASSETS TRST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59854
AAT|AMERICAN ASSETS TRST|FTBR|Foliofn Investments, Inc.|708
AAT|AMERICAN ASSETS TRST|GEBB|GLOBAL EXECUTION BROKERS, LP|228
AAT|AMERICAN ASSETS TRST|GLIS|TD Securities Inc|450
AAT|AMERICAN ASSETS TRST|GLPX|ACS EXECUTION SERVICES, LLC|772
AAT|AMERICAN ASSETS TRST|GSCO|GOLDMAN SACHS & CO. LLC|190110
AAT|AMERICAN ASSETS TRST|GSCS|GOLDMAN SACHS & CO. LLC|3191
AAT|AMERICAN ASSETS TRST|GSLT|GOLDMAN SACHS & CO. LLC|1900
AAT|AMERICAN ASSETS TRST|GTSZ|GTS SECURITIES LLC|16657
AAT|AMERICAN ASSETS TRST|HRBF|American Enterprise Investment Services Inc.|82
AAT|AMERICAN ASSETS TRST|HSBC|HSBC Securities, Inc.|330
AAT|AMERICAN ASSETS TRST|IATS|INTERACTIVE BROKERS LLC|659
AAT|AMERICAN ASSETS TRST|IBKR|Interactive Brokers Llc|4115
AAT|AMERICAN ASSETS TRST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|68
AAT|AMERICAN ASSETS TRST|ICBX|INSTINET, LLC|6300
AAT|AMERICAN ASSETS TRST|IEQY|CITADEL SECURITIES LLC|25354
AAT|AMERICAN ASSETS TRST|INCA|INSTINET, LLC|61267
AAT|AMERICAN ASSETS TRST|INJX|INSTINET, LLC|1027
AAT|AMERICAN ASSETS TRST|ITGI|ITG Inc.|4614
AAT|AMERICAN ASSETS TRST|ITGP|ITG INC.|13600
AAT|AMERICAN ASSETS TRST|JEFF|JEFFERIES LLC|20610
AAT|AMERICAN ASSETS TRST|JMPT|JUMP TRADING, LLC|10329
AAT|AMERICAN ASSETS TRST|JPBX|J.P. MORGAN SECURITIES LLC|11801
AAT|AMERICAN ASSETS TRST|JPMX|J.P. Morgan Securities LLC|56744
AAT|AMERICAN ASSETS TRST|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
AAT|AMERICAN ASSETS TRST|JSJX|JANE STREET CAPITAL LLC|1584
AAT|AMERICAN ASSETS TRST|KCGM|VIRTU Americas LLC|5907
AAT|AMERICAN ASSETS TRST|LEHM|Barclays Capital Inc./Le|136017
AAT|AMERICAN ASSETS TRST|LIME|Lime Brokerage LLC|21961
AAT|AMERICAN ASSETS TRST|LSCI|Lek Securities Corporation|7
AAT|AMERICAN ASSETS TRST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13262
AAT|AMERICAN ASSETS TRST|MOTF|MOTIF INVESTING, INC.|3
AAT|AMERICAN ASSETS TRST|MSCO|MORGAN STANLEY & CO. LLC|257037
AAT|AMERICAN ASSETS TRST|MSPL|MORGAN STANLEY & CO. LLC|61900
AAT|AMERICAN ASSETS TRST|MSTX|MORGAN STANLEY & CO. LLC|3900
AAT|AMERICAN ASSETS TRST|NFSC|National Financial Services LLC|5032
AAT|AMERICAN ASSETS TRST|NITE|VIRTU Americas LLC|26448
AAT|AMERICAN ASSETS TRST|NQRB|Brut, LLC|2317
AAT|AMERICAN ASSETS TRST|NTRC|Northern Trust Securities, Inc.|1238
AAT|AMERICAN ASSETS TRST|PDQM|CODA MARKETS, INC.|1995
AAT|AMERICAN ASSETS TRST|RBCM|RBC CAPITAL MARKETS, LLC|5611
AAT|AMERICAN ASSETS TRST|RHCO|Suntrust Robinson Humphrey, Inc.|843
AAT|AMERICAN ASSETS TRST|SAGL|SAGETRADER, LLC|200
AAT|AMERICAN ASSETS TRST|SBSH|Citigroup Global Markets Inc.|73150
AAT|AMERICAN ASSETS TRST|SGMT|GOLDMAN SACHS & CO. LLC|25803
AAT|AMERICAN ASSETS TRST|SPDR|SPEEDROUTE LLC|200
AAT|AMERICAN ASSETS TRST|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
AAT|AMERICAN ASSETS TRST|STFL|Stifel, Nicolaus & Company, Incorporated|100
AAT|AMERICAN ASSETS TRST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4451
AAT|AMERICAN ASSETS TRST|SWIM|TD Ameritrade, Inc.|471
AAT|AMERICAN ASSETS TRST|SWST|Hilltop Securities Inc.|211
AAT|AMERICAN ASSETS TRST|TRBT|Tradebot Systems, Inc.|47442
AAT|AMERICAN ASSETS TRST|TRCM|TRC MARKETS LLC|30702
AAT|AMERICAN ASSETS TRST|UBSA|UBS SECURITIES LLC|86181
AAT|AMERICAN ASSETS TRST|UBSS|UBS Securities LLC|138285
AAT|AMERICAN ASSETS TRST|VALX|VIRTU AMERICAS LLC|4682
AAT|AMERICAN ASSETS TRST|VGRD|Vanguard Marketing Corporation|987
AAT|AMERICAN ASSETS TRST|WBPX|SUMMIT SECURITIES GROUP, LLC|545
AAT|AMERICAN ASSETS TRST|WCHV|WELLS FARGO SECURITIES, LLC|11275
AAT|AMERICAN ASSETS TRST|WDNX|WEEDEN & CO.L.P.|488
AAT|AMERICAN ASSETS TRST|WEED|Weeden & Co.L.P.|2526
AAT|AMERICAN ASSETS TRST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|959
AAT|AMERICAN ASSETS TRST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20444
AAT|AMERICAN ASSETS TRST|WSAG|WALL STREET ACCESS|280
AAT|AMERICAN ASSETS TRST|WSEA|WOLVERINE SECURITIES, LLC|1045
AAT|AMERICAN ASSETS TRST|XIST|INSTINET, LLC|46600
AAT|AMERICAN ASSETS TRST|XPQR|Jump Trading|2521
AAT|AMERICAN ASSETS TRST|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
AAT|AMERICAN ASSETS TRST|YKNA|COMHAR CAPITAL MARKETS, LLC|39
AAU|ALMADEN MINERALS LTD|APCC|Apex Clearing Corporation|5835
AAU|ALMADEN MINERALS LTD|BATM|CBOE TRADING, INC.|177
AAU|ALMADEN MINERALS LTD|BIMI|Banca IMI Securities Corp.|400
AAU|ALMADEN MINERALS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1632
AAU|ALMADEN MINERALS LTD|CANT|Cantor Fitzgerald & Co.|1139
AAU|ALMADEN MINERALS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
AAU|ALMADEN MINERALS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2250
AAU|ALMADEN MINERALS LTD|CTDE|CHOICETRADE|200
AAU|ALMADEN MINERALS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
AAU|ALMADEN MINERALS LTD|DBAB|Deutsche Bank Securities Inc.|1983
AAU|ALMADEN MINERALS LTD|DEAN|MORGAN STANLEY|5000
AAU|ALMADEN MINERALS LTD|DEGS|RONIN PROFESSIONAL LLC|7
AAU|ALMADEN MINERALS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22586
AAU|ALMADEN MINERALS LTD|EBXL|EBX LLC|300
AAU|ALMADEN MINERALS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|115
AAU|ALMADEN MINERALS LTD|EDJO|Edward D. Jones & Co., L.P.|300
AAU|ALMADEN MINERALS LTD|EGXM|CBOE TRADING, INC.|3100
AAU|ALMADEN MINERALS LTD|ETRS|E*Trade Securities LLC|87515
AAU|ALMADEN MINERALS LTD|FILL|Tradestation Securities, Inc.|1330
AAU|ALMADEN MINERALS LTD|FMAF|NBCN Inc./ CDS|2500
AAU|ALMADEN MINERALS LTD|FTBR|Foliofn Investments, Inc.|3314
AAU|ALMADEN MINERALS LTD|GBMT|GBM International, Inc.|1000
AAU|ALMADEN MINERALS LTD|GSCS|GOLDMAN SACHS & CO. LLC|3849
AAU|ALMADEN MINERALS LTD|HASF|Haywood Securities Inc./CDS|10000
AAU|ALMADEN MINERALS LTD|HRBF|American Enterprise Investment Services Inc.|2312
AAU|ALMADEN MINERALS LTD|IATS|INTERACTIVE BROKERS LLC|1400
AAU|ALMADEN MINERALS LTD|IBKR|Interactive Brokers Llc|5416
AAU|ALMADEN MINERALS LTD|ICBX|INSTINET, LLC|400
AAU|ALMADEN MINERALS LTD|INCA|INSTINET, LLC|9
AAU|ALMADEN MINERALS LTD|ITGI|ITG Inc.|5771
AAU|ALMADEN MINERALS LTD|ITGP|ITG INC.|200
AAU|ALMADEN MINERALS LTD|JANY|Janney Montgomery Scott Inc.|339
AAU|ALMADEN MINERALS LTD|JPMX|J.P. Morgan Securities LLC|1200
AAU|ALMADEN MINERALS LTD|KCGM|VIRTU Americas LLC|300
AAU|ALMADEN MINERALS LTD|LEHM|Barclays Capital Inc./Le|3800
AAU|ALMADEN MINERALS LTD|LIME|Lime Brokerage LLC|1476
AAU|ALMADEN MINERALS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
AAU|ALMADEN MINERALS LTD|MSCO|MORGAN STANLEY & CO. LLC|25300
AAU|ALMADEN MINERALS LTD|NFSC|National Financial Services LLC|325082
AAU|ALMADEN MINERALS LTD|NITE|VIRTU Americas LLC|330399
AAU|ALMADEN MINERALS LTD|RBCM|RBC CAPITAL MARKETS, LLC|35710
AAU|ALMADEN MINERALS LTD|SGMT|GOLDMAN SACHS & CO. LLC|1200
AAU|ALMADEN MINERALS LTD|SPDR|SPEEDROUTE LLC|3
AAU|ALMADEN MINERALS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|5100
AAU|ALMADEN MINERALS LTD|SWIM|TD Ameritrade, Inc.|62077
AAU|ALMADEN MINERALS LTD|TKNG|ALLY INVEST SECURITIES LLC|300
AAU|ALMADEN MINERALS LTD|TWTT|TASTYWORKS, INC.|5100
AAU|ALMADEN MINERALS LTD|UBSA|UBS SECURITIES LLC|13040
AAU|ALMADEN MINERALS LTD|UBSS|UBS Securities LLC|40688
AAU|ALMADEN MINERALS LTD|VALX|VIRTU AMERICAS LLC|100
AAU|ALMADEN MINERALS LTD|VGRD|Vanguard Marketing Corporation|16434
AAU|ALMADEN MINERALS LTD|VSIN|Vision Financial Markets Llc|1800
AAU|ALMADEN MINERALS LTD|WCHV|WELLS FARGO SECURITIES, LLC|34772
AAU|ALMADEN MINERALS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1402
AAU|ALMADEN MINERALS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|325
AAU|ALMADEN MINERALS LTD|WSEA|WOLVERINE SECURITIES, LLC|7618
AAU|ALMADEN MINERALS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5300
AAV|ADVANTAGE OIL & GAS|AGIS|Aegis Capital Corp.|10000
AAV|ADVANTAGE OIL & GAS|APCC|Apex Clearing Corporation|201
AAV|ADVANTAGE OIL & GAS|BERN|Sanford C. Bernstein & Co., LLC|2500
AAV|ADVANTAGE OIL & GAS|CHAS|Charles Schwab & Co., Inc.|6272
AAV|ADVANTAGE OIL & GAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|275
AAV|ADVANTAGE OIL & GAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6145
AAV|ADVANTAGE OIL & GAS|DBAB|Deutsche Bank Securities Inc.|1203
AAV|ADVANTAGE OIL & GAS|DBAX|Deutsche Bank Securities Inc.|4800
AAV|ADVANTAGE OIL & GAS|DEAN|MORGAN STANLEY|7300
AAV|ADVANTAGE OIL & GAS|DEGS|RONIN PROFESSIONAL LLC|4730
AAV|ADVANTAGE OIL & GAS|EBXL|EBX LLC|6100
AAV|ADVANTAGE OIL & GAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
AAV|ADVANTAGE OIL & GAS|EDJO|Edward D. Jones & Co., L.P.|413
AAV|ADVANTAGE OIL & GAS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
AAV|ADVANTAGE OIL & GAS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
AAV|ADVANTAGE OIL & GAS|ETRS|E*Trade Securities LLC|42920
AAV|ADVANTAGE OIL & GAS|FILL|Tradestation Securities, Inc.|3800
AAV|ADVANTAGE OIL & GAS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AAV|ADVANTAGE OIL & GAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2100
AAV|ADVANTAGE OIL & GAS|FTBR|Foliofn Investments, Inc.|87
AAV|ADVANTAGE OIL & GAS|GSCO|GOLDMAN SACHS & CO. LLC|12156
AAV|ADVANTAGE OIL & GAS|GSLT|GOLDMAN SACHS & CO. LLC|739
AAV|ADVANTAGE OIL & GAS|GTSZ|GTS SECURITIES LLC|2150
AAV|ADVANTAGE OIL & GAS|IBKR|Interactive Brokers Llc|29534
AAV|ADVANTAGE OIL & GAS|ICBX|INSTINET, LLC|15656
AAV|ADVANTAGE OIL & GAS|INCA|INSTINET, LLC|8457
AAV|ADVANTAGE OIL & GAS|ITGI|ITG Inc.|6984
AAV|ADVANTAGE OIL & GAS|ITGP|ITG INC.|2200
AAV|ADVANTAGE OIL & GAS|JANY|Janney Montgomery Scott Inc.|40453
AAV|ADVANTAGE OIL & GAS|JPMX|J.P. Morgan Securities LLC|1400
AAV|ADVANTAGE OIL & GAS|KCGM|VIRTU Americas LLC|3886
AAV|ADVANTAGE OIL & GAS|KRSH|Kershner Securities, LLC|181
AAV|ADVANTAGE OIL & GAS|LEHM|Barclays Capital Inc./Le|56000
AAV|ADVANTAGE OIL & GAS|LIME|Lime Brokerage LLC|520
AAV|ADVANTAGE OIL & GAS|LSCI|Lek Securities Corporation|1000
AAV|ADVANTAGE OIL & GAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15504
AAV|ADVANTAGE OIL & GAS|MSCO|MORGAN STANLEY & CO. LLC|4079
AAV|ADVANTAGE OIL & GAS|MSPL|MORGAN STANLEY & CO. LLC|3500
AAV|ADVANTAGE OIL & GAS|NFSC|National Financial Services LLC|101589
AAV|ADVANTAGE OIL & GAS|NITE|VIRTU Americas LLC|163605
AAV|ADVANTAGE OIL & GAS|NITP|VIRTU Americas LLC|1401
AAV|ADVANTAGE OIL & GAS|PDQM|CODA MARKETS, INC.|6711
AAV|ADVANTAGE OIL & GAS|PNSR|Penserra Securities, LLC|3356
AAV|ADVANTAGE OIL & GAS|RBCM|RBC CAPITAL MARKETS, LLC|8801
AAV|ADVANTAGE OIL & GAS|SGMT|GOLDMAN SACHS & CO. LLC|9650
AAV|ADVANTAGE OIL & GAS|SPDR|SPEEDROUTE LLC|600
AAV|ADVANTAGE OIL & GAS|STFL|Stifel, Nicolaus & Company, Incorporated|650
AAV|ADVANTAGE OIL & GAS|SWIM|TD Ameritrade, Inc.|18094
AAV|ADVANTAGE OIL & GAS|TKNG|ALLY INVEST SECURITIES LLC|1371
AAV|ADVANTAGE OIL & GAS|TRBT|Tradebot Systems, Inc.|1233
AAV|ADVANTAGE OIL & GAS|TRCM|TRC MARKETS LLC|12393
AAV|ADVANTAGE OIL & GAS|UBSA|UBS SECURITIES LLC|116302
AAV|ADVANTAGE OIL & GAS|UBSS|UBS Securities LLC|23829
AAV|ADVANTAGE OIL & GAS|VALX|VIRTU AMERICAS LLC|22458
AAV|ADVANTAGE OIL & GAS|VGRD|Vanguard Marketing Corporation|27255
AAV|ADVANTAGE OIL & GAS|WCHV|WELLS FARGO SECURITIES, LLC|8005
AAV|ADVANTAGE OIL & GAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|874
AAV|ADVANTAGE OIL & GAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|189
AAV|ADVANTAGE OIL & GAS|WSEA|WOLVERINE SECURITIES, LLC|1470
AAV|ADVANTAGE OIL & GAS|XSTM|NATIONAL FINANCIAL SERVICES LLC|8512
AAV|ADVANTAGE OIL & GAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4834
AAWW|ATLAS AIR WW|ANOS|ABEL/NOSER, L.L.C.|985
AAWW|ATLAS AIR WW|APCC|Apex Clearing Corporation|516
AAWW|ATLAS AIR WW|BARD|Robert W. Baird & Co. Incorporated|2119
AAWW|ATLAS AIR WW|BATM|CBOE TRADING, INC.|676
AAWW|ATLAS AIR WW|BBNT|BB&T SECURITIES, LLC|83
AAWW|ATLAS AIR WW|BERN|Sanford C. Bernstein & Co., LLC|12419
AAWW|ATLAS AIR WW|BIAD|SAGETRADER, LLC|159
AAWW|ATLAS AIR WW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|593
AAWW|ATLAS AIR WW|BMOC|BMO Capital Markets Corp.|3748
AAWW|ATLAS AIR WW|BNPX|BNP PARIBAS SECURITIES CORP.|45358
AAWW|ATLAS AIR WW|BTIG|BTIG, LLC|12554
AAWW|ATLAS AIR WW|BYXM|CBOE TRADING, INC.|393
AAWW|ATLAS AIR WW|BZYD|GOLDMAN SACHS & CO. LLC|1157
AAWW|ATLAS AIR WW|CANT|Cantor Fitzgerald & Co.|579
AAWW|ATLAS AIR WW|CHAS|Charles Schwab & Co., Inc.|400
AAWW|ATLAS AIR WW|CIST|Capital Institutional Services, Inc.|228
AAWW|ATLAS AIR WW|CLSA|CLSA AMERICAS, LLC|5695
AAWW|ATLAS AIR WW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27539
AAWW|ATLAS AIR WW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2434
AAWW|ATLAS AIR WW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|733
AAWW|ATLAS AIR WW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|107377
AAWW|ATLAS AIR WW|CTDL|Citadel Derivatives Group Llc|3543
AAWW|ATLAS AIR WW|CXCX|CITIGROUP GLOBAL MARKETS INC.|43116
AAWW|ATLAS AIR WW|DADA|D.A. Davidson & Co.|286
AAWW|ATLAS AIR WW|DBAB|Deutsche Bank Securities Inc.|189888
AAWW|ATLAS AIR WW|DBAX|Deutsche Bank Securities Inc.|86600
AAWW|ATLAS AIR WW|DBUL|Deutsche Bank Securities Inc.|200
AAWW|ATLAS AIR WW|DEAN|MORGAN STANLEY|1129
AAWW|ATLAS AIR WW|DEGS|RONIN PROFESSIONAL LLC|2668
AAWW|ATLAS AIR WW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8787
AAWW|ATLAS AIR WW|EBXL|EBX LLC|59800
AAWW|ATLAS AIR WW|ECUT|CONVERGEX EXECUTION SOLUTIONS|1968
AAWW|ATLAS AIR WW|EDJO|Edward D. Jones & Co., L.P.|345
AAWW|ATLAS AIR WW|EGAM|CBOE TRADING, INC.|2929
AAWW|ATLAS AIR WW|EGMT|EG MARKET TECHNOLOGIES LLC|740
AAWW|ATLAS AIR WW|EGXM|CBOE TRADING, INC.|452
AAWW|ATLAS AIR WW|EGXW|CBOE TRADING, INC.|80
AAWW|ATLAS AIR WW|ETBE|Electronic Transaction Clearing, Inc.|206
AAWW|ATLAS AIR WW|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|204
AAWW|ATLAS AIR WW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
AAWW|ATLAS AIR WW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18131
AAWW|ATLAS AIR WW|ETRS|E*Trade Securities LLC|12844
AAWW|ATLAS AIR WW|FBCO|Credit Suisse Securities (USA) LLC|182739
AAWW|ATLAS AIR WW|FILL|Tradestation Securities, Inc.|5965
AAWW|ATLAS AIR WW|FINX|FINTECH SECURITIES|105
AAWW|ATLAS AIR WW|FMAF|NBCN Inc./ CDS|275
AAWW|ATLAS AIR WW|FOMA|TD AMERITRADE CLEARING, INC.|103315
AAWW|ATLAS AIR WW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3064
AAWW|ATLAS AIR WW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24364
AAWW|ATLAS AIR WW|FTBR|Foliofn Investments, Inc.|1491
AAWW|ATLAS AIR WW|GEBB|GLOBAL EXECUTION BROKERS, LP|6555
AAWW|ATLAS AIR WW|GLPX|ACS EXECUTION SERVICES, LLC|2028
AAWW|ATLAS AIR WW|GSCO|GOLDMAN SACHS & CO. LLC|271258
AAWW|ATLAS AIR WW|GSCS|GOLDMAN SACHS & CO. LLC|11551
AAWW|ATLAS AIR WW|GSLT|GOLDMAN SACHS & CO. LLC|1763
AAWW|ATLAS AIR WW|GTSZ|GTS SECURITIES LLC|2803
AAWW|ATLAS AIR WW|HPPX|POTAMUS TRADING, LLC|495
AAWW|ATLAS AIR WW|HRBF|American Enterprise Investment Services Inc.|2110
AAWW|ATLAS AIR WW|IATS|INTERACTIVE BROKERS LLC|1187
AAWW|ATLAS AIR WW|IBKR|Interactive Brokers Llc|22572
AAWW|ATLAS AIR WW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6844
AAWW|ATLAS AIR WW|ICBX|INSTINET, LLC|18300
AAWW|ATLAS AIR WW|IEQY|CITADEL SECURITIES LLC|25428
AAWW|ATLAS AIR WW|INCA|INSTINET, LLC|147382
AAWW|ATLAS AIR WW|INJX|INSTINET, LLC|17257
AAWW|ATLAS AIR WW|ITGI|ITG Inc.|28086
AAWW|ATLAS AIR WW|ITGP|ITG INC.|33000
AAWW|ATLAS AIR WW|JANY|Janney Montgomery Scott Inc.|122
AAWW|ATLAS AIR WW|JEFF|JEFFERIES LLC|1659677
AAWW|ATLAS AIR WW|JMPT|JUMP TRADING, LLC|18286
AAWW|ATLAS AIR WW|JPBX|J.P. MORGAN SECURITIES LLC|6420
AAWW|ATLAS AIR WW|JPMX|J.P. Morgan Securities LLC|122308
AAWW|ATLAS AIR WW|JSEB|JANE STREET EXECUTION SERVICES, LLC|3500
AAWW|ATLAS AIR WW|JSJX|JANE STREET CAPITAL LLC|2504
AAWW|ATLAS AIR WW|KCGM|VIRTU Americas LLC|11605
AAWW|ATLAS AIR WW|LEHM|Barclays Capital Inc./Le|287901
AAWW|ATLAS AIR WW|LIME|Lime Brokerage LLC|49233
AAWW|ATLAS AIR WW|LSCI|Lek Securities Corporation|200
AAWW|ATLAS AIR WW|MAXM|Maxim Group LLC|2510
AAWW|ATLAS AIR WW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43176
AAWW|ATLAS AIR WW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|450
AAWW|ATLAS AIR WW|MSCO|MORGAN STANLEY & CO. LLC|557375
AAWW|ATLAS AIR WW|MSPL|MORGAN STANLEY & CO. LLC|146000
AAWW|ATLAS AIR WW|MSTX|MORGAN STANLEY & CO. LLC|12500
AAWW|ATLAS AIR WW|NFSC|National Financial Services LLC|52904
AAWW|ATLAS AIR WW|NITE|VIRTU Americas LLC|198275
AAWW|ATLAS AIR WW|NITP|VIRTU Americas LLC|940
AAWW|ATLAS AIR WW|NMRA|Nomura Securities International, Inc.|21000
AAWW|ATLAS AIR WW|NQRB|Brut, LLC|1744
AAWW|ATLAS AIR WW|OPCO|Oppenheimer & Co. Inc.|21745
AAWW|ATLAS AIR WW|PDQM|CODA MARKETS, INC.|21964
AAWW|ATLAS AIR WW|RAJA|Raymond James & Associates, Inc.|1539
AAWW|ATLAS AIR WW|RBCM|RBC CAPITAL MARKETS, LLC|3254
AAWW|ATLAS AIR WW|SAGL|SAGETRADER, LLC|200
AAWW|ATLAS AIR WW|SAGW|SAGETRADER, LLC|32
AAWW|ATLAS AIR WW|SALI|INTL FCSTONE FINANCIAL INC.|23
AAWW|ATLAS AIR WW|SBSH|Citigroup Global Markets Inc.|63692
AAWW|ATLAS AIR WW|SGMT|GOLDMAN SACHS & CO. LLC|31352
AAWW|ATLAS AIR WW|SPDR|SPEEDROUTE LLC|24175
AAWW|ATLAS AIR WW|SPTD|MINT GLOBAL MARKETS, INC.|18320
AAWW|ATLAS AIR WW|STFL|Stifel, Nicolaus & Company, Incorporated|17077
AAWW|ATLAS AIR WW|SWIM|TD Ameritrade, Inc.|10771
AAWW|ATLAS AIR WW|SWST|Hilltop Securities Inc.|211
AAWW|ATLAS AIR WW|TAGC|TELSEY ADVISORY GROUP LLC|3300
AAWW|ATLAS AIR WW|TKNG|ALLY INVEST SECURITIES LLC|3091
AAWW|ATLAS AIR WW|TRBT|Tradebot Systems, Inc.|13448
AAWW|ATLAS AIR WW|TRCM|TRC MARKETS LLC|54944
AAWW|ATLAS AIR WW|UBSA|UBS SECURITIES LLC|210594
AAWW|ATLAS AIR WW|UBSS|UBS Securities LLC|254289
AAWW|ATLAS AIR WW|VALX|VIRTU AMERICAS LLC|14632
AAWW|ATLAS AIR WW|VGRD|Vanguard Marketing Corporation|2448
AAWW|ATLAS AIR WW|WBPX|SUMMIT SECURITIES GROUP, LLC|400
AAWW|ATLAS AIR WW|WCHV|WELLS FARGO SECURITIES, LLC|86276
AAWW|ATLAS AIR WW|WEED|Weeden & Co.L.P.|455
AAWW|ATLAS AIR WW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|957
AAWW|ATLAS AIR WW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3139
AAWW|ATLAS AIR WW|WGIF|CIBC World Markets Inc.|55408
AAWW|ATLAS AIR WW|WOLF|Wolfe Trahan Securities|136
AAWW|ATLAS AIR WW|WSEA|WOLVERINE SECURITIES, LLC|4573
AAWW|ATLAS AIR WW|XIST|INSTINET, LLC|2750
AAWW|ATLAS AIR WW|XPQR|Jump Trading|938
AAWW|ATLAS AIR WW|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
AAWW|ATLAS AIR WW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|140
AAXJ|ISHRS MSCI ACA XJPN|ALTX|Alternet Securities Inc.|8500
AAXJ|ISHRS MSCI ACA XJPN|APCC|Apex Clearing Corporation|3288
AAXJ|ISHRS MSCI ACA XJPN|BARD|Robert W. Baird & Co. Incorporated|2193
AAXJ|ISHRS MSCI ACA XJPN|BATM|CBOE TRADING, INC.|44657
AAXJ|ISHRS MSCI ACA XJPN|BBNT|BB&T SECURITIES, LLC|651
AAXJ|ISHRS MSCI ACA XJPN|BERN|Sanford C. Bernstein & Co., LLC|18923
AAXJ|ISHRS MSCI ACA XJPN|BIAD|SAGETRADER, LLC|769
AAXJ|ISHRS MSCI ACA XJPN|BKCM|BNY Mellon Capital Markets LLC|243
AAXJ|ISHRS MSCI ACA XJPN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4570
AAXJ|ISHRS MSCI ACA XJPN|BLTK|Bulltick, Llc|29336
AAXJ|ISHRS MSCI ACA XJPN|BMOC|BMO Capital Markets Corp.|50000
AAXJ|ISHRS MSCI ACA XJPN|BNPX|BNP PARIBAS SECURITIES CORP.|5482
AAXJ|ISHRS MSCI ACA XJPN|BYXM|CBOE TRADING, INC.|2750
AAXJ|ISHRS MSCI ACA XJPN|CANT|Cantor Fitzgerald & Co.|86723
AAXJ|ISHRS MSCI ACA XJPN|CHAS|Charles Schwab & Co., Inc.|1475
AAXJ|ISHRS MSCI ACA XJPN|CICF|Canaccord Genuity Corp.|878
AAXJ|ISHRS MSCI ACA XJPN|CIST|Capital Institutional Services, Inc.|2341
AAXJ|ISHRS MSCI ACA XJPN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87071
AAXJ|ISHRS MSCI ACA XJPN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
AAXJ|ISHRS MSCI ACA XJPN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|263019
AAXJ|ISHRS MSCI ACA XJPN|CSIN|Citadel Securities Institutional LLC|597989
AAXJ|ISHRS MSCI ACA XJPN|CTDL|Citadel Derivatives Group Llc|715404
AAXJ|ISHRS MSCI ACA XJPN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7308
AAXJ|ISHRS MSCI ACA XJPN|DBAB|Deutsche Bank Securities Inc.|106224
AAXJ|ISHRS MSCI ACA XJPN|DBAX|Deutsche Bank Securities Inc.|114800
AAXJ|ISHRS MSCI ACA XJPN|DBUL|Deutsche Bank Securities Inc.|1400
AAXJ|ISHRS MSCI ACA XJPN|DCHF|Dart Executions, LLC|2935
AAXJ|ISHRS MSCI ACA XJPN|DEAN|MORGAN STANLEY|18440
AAXJ|ISHRS MSCI ACA XJPN|DEGS|RONIN PROFESSIONAL LLC|100
AAXJ|ISHRS MSCI ACA XJPN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|48887
AAXJ|ISHRS MSCI ACA XJPN|EBXL|EBX LLC|227800
AAXJ|ISHRS MSCI ACA XJPN|ECUT|CONVERGEX EXECUTION SOLUTIONS|8754
AAXJ|ISHRS MSCI ACA XJPN|EDJO|Edward D. Jones & Co., L.P.|160
AAXJ|ISHRS MSCI ACA XJPN|EGAM|CBOE TRADING, INC.|65012
AAXJ|ISHRS MSCI ACA XJPN|EGAW|CBOE TRADING, INC.|231
AAXJ|ISHRS MSCI ACA XJPN|EGMT|EG MARKET TECHNOLOGIES LLC|800
AAXJ|ISHRS MSCI ACA XJPN|EGXM|CBOE TRADING, INC.|7277
AAXJ|ISHRS MSCI ACA XJPN|ETBE|Electronic Transaction Clearing, Inc.|13076
AAXJ|ISHRS MSCI ACA XJPN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11736
AAXJ|ISHRS MSCI ACA XJPN|ETRS|E*Trade Securities LLC|22353
AAXJ|ISHRS MSCI ACA XJPN|FBCO|Credit Suisse Securities (USA) LLC|537821
AAXJ|ISHRS MSCI ACA XJPN|FCST|INTL FCSTONE FINANCIAL INC.|1400
AAXJ|ISHRS MSCI ACA XJPN|FILL|Tradestation Securities, Inc.|50
AAXJ|ISHRS MSCI ACA XJPN|FLTU|FLOW TRADERS US LLC|396555
AAXJ|ISHRS MSCI ACA XJPN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|309931
AAXJ|ISHRS MSCI ACA XJPN|FMAF|NBCN Inc./ CDS|791
AAXJ|ISHRS MSCI ACA XJPN|FOMA|TD AMERITRADE CLEARING, INC.|45342
AAXJ|ISHRS MSCI ACA XJPN|FQLS|Quantlab Securities LP|88747
AAXJ|ISHRS MSCI ACA XJPN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59753
AAXJ|ISHRS MSCI ACA XJPN|FTBR|Foliofn Investments, Inc.|2157
AAXJ|ISHRS MSCI ACA XJPN|GBMT|GBM International, Inc.|26642
AAXJ|ISHRS MSCI ACA XJPN|GEBB|GLOBAL EXECUTION BROKERS, LP|5730
AAXJ|ISHRS MSCI ACA XJPN|GLPX|ACS EXECUTION SERVICES, LLC|1600
AAXJ|ISHRS MSCI ACA XJPN|GSCO|GOLDMAN SACHS & CO. LLC|548462
AAXJ|ISHRS MSCI ACA XJPN|GSCS|GOLDMAN SACHS & CO. LLC|4518
AAXJ|ISHRS MSCI ACA XJPN|GSLT|GOLDMAN SACHS & CO. LLC|95416
AAXJ|ISHRS MSCI ACA XJPN|GTSZ|GTS SECURITIES LLC|211873
AAXJ|ISHRS MSCI ACA XJPN|HRBF|American Enterprise Investment Services Inc.|5080
AAXJ|ISHRS MSCI ACA XJPN|HSBC|HSBC Securities, Inc.|7808
AAXJ|ISHRS MSCI ACA XJPN|IATS|INTERACTIVE BROKERS LLC|2724
AAXJ|ISHRS MSCI ACA XJPN|IBKR|Interactive Brokers Llc|50019
AAXJ|ISHRS MSCI ACA XJPN|ICBX|INSTINET, LLC|260342
AAXJ|ISHRS MSCI ACA XJPN|INCA|INSTINET, LLC|92415
AAXJ|ISHRS MSCI ACA XJPN|INJX|INSTINET, LLC|5447
AAXJ|ISHRS MSCI ACA XJPN|ITGI|ITG Inc.|5818
AAXJ|ISHRS MSCI ACA XJPN|ITGP|ITG INC.|31400
AAXJ|ISHRS MSCI ACA XJPN|JANY|Janney Montgomery Scott Inc.|295
AAXJ|ISHRS MSCI ACA XJPN|JEFF|JEFFERIES LLC|8209
AAXJ|ISHRS MSCI ACA XJPN|JMPT|JUMP TRADING, LLC|95476
AAXJ|ISHRS MSCI ACA XJPN|JONE|JonesTrading|129750
AAXJ|ISHRS MSCI ACA XJPN|JPBX|J.P. MORGAN SECURITIES LLC|176
AAXJ|ISHRS MSCI ACA XJPN|JPMX|J.P. Morgan Securities LLC|85356
AAXJ|ISHRS MSCI ACA XJPN|JSEB|JANE STREET EXECUTION SERVICES, LLC|388963
AAXJ|ISHRS MSCI ACA XJPN|JSJX|JANE STREET CAPITAL LLC|323770
AAXJ|ISHRS MSCI ACA XJPN|KCGM|VIRTU Americas LLC|45442
AAXJ|ISHRS MSCI ACA XJPN|LEHM|Barclays Capital Inc./Le|2636600
AAXJ|ISHRS MSCI ACA XJPN|LIME|Lime Brokerage LLC|84822
AAXJ|ISHRS MSCI ACA XJPN|MACQ|Macquarie Capital (USA) Inc.|500
AAXJ|ISHRS MSCI ACA XJPN|MAXM|Maxim Group LLC|34465
AAXJ|ISHRS MSCI ACA XJPN|MCMF|Raymond James Ltd. Cds|28
AAXJ|ISHRS MSCI ACA XJPN|MIRA|MIRAE ASSET SECURITIES (USA) INC.|500
AAXJ|ISHRS MSCI ACA XJPN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122650
AAXJ|ISHRS MSCI ACA XJPN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1500
AAXJ|ISHRS MSCI ACA XJPN|MOTF|MOTIF INVESTING, INC.|1
AAXJ|ISHRS MSCI ACA XJPN|MSCO|MORGAN STANLEY & CO. LLC|636954
AAXJ|ISHRS MSCI ACA XJPN|MSPL|MORGAN STANLEY & CO. LLC|54300
AAXJ|ISHRS MSCI ACA XJPN|MSTX|MORGAN STANLEY & CO. LLC|1600
AAXJ|ISHRS MSCI ACA XJPN|MTON|MILLINGTON SECURITIES, INC.|5277
AAXJ|ISHRS MSCI ACA XJPN|NFSC|National Financial Services LLC|95781
AAXJ|ISHRS MSCI ACA XJPN|NITE|VIRTU Americas LLC|355250
AAXJ|ISHRS MSCI ACA XJPN|NITP|VIRTU Americas LLC|68504
AAXJ|ISHRS MSCI ACA XJPN|NQRB|Brut, LLC|19700
AAXJ|ISHRS MSCI ACA XJPN|NTRC|Northern Trust Securities, Inc.|304501
AAXJ|ISHRS MSCI ACA XJPN|OLDM|OLD MISSION CAPITAL, LLC|168070
AAXJ|ISHRS MSCI ACA XJPN|OPCO|Oppenheimer & Co. Inc.|734
AAXJ|ISHRS MSCI ACA XJPN|PCPT|PHILLIP CAPITAL INC.|120
AAXJ|ISHRS MSCI ACA XJPN|PDQM|CODA MARKETS, INC.|6167
AAXJ|ISHRS MSCI ACA XJPN|PICT|Pictet Overseas Inc.|66
AAXJ|ISHRS MSCI ACA XJPN|PWJC|UBS Financial Services, Inc.|73
AAXJ|ISHRS MSCI ACA XJPN|RAJA|Raymond James & Associates, Inc.|8827
AAXJ|ISHRS MSCI ACA XJPN|RBCM|RBC CAPITAL MARKETS, LLC|1428
AAXJ|ISHRS MSCI ACA XJPN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|13900
AAXJ|ISHRS MSCI ACA XJPN|SBSH|Citigroup Global Markets Inc.|120046
AAXJ|ISHRS MSCI ACA XJPN|SEIC|SEI Investments Distribution Co.|100
AAXJ|ISHRS MSCI ACA XJPN|SGMT|GOLDMAN SACHS & CO. LLC|106427
AAXJ|ISHRS MSCI ACA XJPN|SPDR|SPEEDROUTE LLC|100
AAXJ|ISHRS MSCI ACA XJPN|SPHN|Stephens Inc.|432
AAXJ|ISHRS MSCI ACA XJPN|STFL|Stifel, Nicolaus & Company, Incorporated|785
AAXJ|ISHRS MSCI ACA XJPN|SWIM|TD Ameritrade, Inc.|12263
AAXJ|ISHRS MSCI ACA XJPN|TKNG|ALLY INVEST SECURITIES LLC|50
AAXJ|ISHRS MSCI ACA XJPN|TRBT|Tradebot Systems, Inc.|639462
AAXJ|ISHRS MSCI ACA XJPN|TRCM|TRC MARKETS LLC|709878
AAXJ|ISHRS MSCI ACA XJPN|UBSA|UBS SECURITIES LLC|499311
AAXJ|ISHRS MSCI ACA XJPN|UBSS|UBS Securities LLC|472880
AAXJ|ISHRS MSCI ACA XJPN|VALX|VIRTU AMERICAS LLC|5255
AAXJ|ISHRS MSCI ACA XJPN|VGRD|Vanguard Marketing Corporation|11273
AAXJ|ISHRS MSCI ACA XJPN|WABR|Wall Street Access|11477
AAXJ|ISHRS MSCI ACA XJPN|WBET|Wallachbeth Capital LLC|57220
AAXJ|ISHRS MSCI ACA XJPN|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
AAXJ|ISHRS MSCI ACA XJPN|WCHV|WELLS FARGO SECURITIES, LLC|32271
AAXJ|ISHRS MSCI ACA XJPN|WEDB|WEDBUSH SECURITIES INC.|24
AAXJ|ISHRS MSCI ACA XJPN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2323
AAXJ|ISHRS MSCI ACA XJPN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4126
AAXJ|ISHRS MSCI ACA XJPN|WGIF|CIBC World Markets Inc.|1015
AAXJ|ISHRS MSCI ACA XJPN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|82
AAXJ|ISHRS MSCI ACA XJPN|WSAG|WALL STREET ACCESS|22399
AAXJ|ISHRS MSCI ACA XJPN|WSEA|WOLVERINE SECURITIES, LLC|1475
AAXJ|ISHRS MSCI ACA XJPN|XPUS|XP SECURITIES, LLC|2055831
AAXJ|ISHRS MSCI ACA XJPN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6096
AAXJ|ISHRS MSCI ACA XJPN|YKNA|COMHAR CAPITAL MARKETS, LLC|860
AAXJ|ISHRS MSCI ACA XJPN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1567
AAXN|AXON ENTERPRISE, INC|AGCP|AEGIS CAPITAL CORP.|650
AAXN|AXON ENTERPRISE, INC|AGIS|Aegis Capital Corp.|3171
AAXN|AXON ENTERPRISE, INC|ALTX|Alternet Securities Inc.|5378
AAXN|AXON ENTERPRISE, INC|ANOS|ABEL/NOSER, L.L.C.|550
AAXN|AXON ENTERPRISE, INC|APCC|Apex Clearing Corporation|3657
AAXN|AXON ENTERPRISE, INC|BANK|Primevest Financial Services, Inc.|184
AAXN|AXON ENTERPRISE, INC|BARD|Robert W. Baird & Co. Incorporated|5709
AAXN|AXON ENTERPRISE, INC|BATM|CBOE TRADING, INC.|5744
AAXN|AXON ENTERPRISE, INC|BAYT|BTIG, LLC|64300
AAXN|AXON ENTERPRISE, INC|BBNT|BB&T SECURITIES, LLC|850
AAXN|AXON ENTERPRISE, INC|BERN|Sanford C. Bernstein & Co., LLC|8870
AAXN|AXON ENTERPRISE, INC|BIMI|Banca IMI Securities Corp.|2706
AAXN|AXON ENTERPRISE, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37076
AAXN|AXON ENTERPRISE, INC|BLKX|INSTINET, LLC|20300
AAXN|AXON ENTERPRISE, INC|BMOC|BMO Capital Markets Corp.|8357
AAXN|AXON ENTERPRISE, INC|BNPX|BNP PARIBAS SECURITIES CORP.|22138
AAXN|AXON ENTERPRISE, INC|BRVL|BLAYLOCK VAN, LLC|100
AAXN|AXON ENTERPRISE, INC|BTIG|BTIG, LLC|30979
AAXN|AXON ENTERPRISE, INC|BYXM|CBOE TRADING, INC.|9511
AAXN|AXON ENTERPRISE, INC|BZYD|GOLDMAN SACHS & CO. LLC|600
AAXN|AXON ENTERPRISE, INC|CANT|Cantor Fitzgerald & Co.|1244
AAXN|AXON ENTERPRISE, INC|CHAS|Charles Schwab & Co., Inc.|61410
AAXN|AXON ENTERPRISE, INC|CHLM|Craig-Hallum Capital Group LLC|212
AAXN|AXON ENTERPRISE, INC|CIST|Capital Institutional Services, Inc.|333
AAXN|AXON ENTERPRISE, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118279
AAXN|AXON ENTERPRISE, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3099
AAXN|AXON ENTERPRISE, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5208
AAXN|AXON ENTERPRISE, INC|CRFN|ROBINHOOD FINANCIAL, LLC|20
AAXN|AXON ENTERPRISE, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|297170
AAXN|AXON ENTERPRISE, INC|CTDE|CHOICETRADE|1
AAXN|AXON ENTERPRISE, INC|CTDL|Citadel Derivatives Group Llc|77554
AAXN|AXON ENTERPRISE, INC|CTLR|CUTLER GROUP, LP|3617
AAXN|AXON ENTERPRISE, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|33356
AAXN|AXON ENTERPRISE, INC|DADA|D.A. Davidson & Co.|185
AAXN|AXON ENTERPRISE, INC|DBAB|Deutsche Bank Securities Inc.|866068
AAXN|AXON ENTERPRISE, INC|DBAX|Deutsche Bank Securities Inc.|323000
AAXN|AXON ENTERPRISE, INC|DBUL|Deutsche Bank Securities Inc.|300
AAXN|AXON ENTERPRISE, INC|DCHF|Dart Executions, LLC|8759
AAXN|AXON ENTERPRISE, INC|DEAN|MORGAN STANLEY|7185
AAXN|AXON ENTERPRISE, INC|DEGS|RONIN PROFESSIONAL LLC|19642
AAXN|AXON ENTERPRISE, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20299
AAXN|AXON ENTERPRISE, INC|DOTC|Dougherty & Company LLC|134131
AAXN|AXON ENTERPRISE, INC|DRWK|DRW SECURITIES, L.L.C.|53548
AAXN|AXON ENTERPRISE, INC|EBXL|EBX LLC|75700
AAXN|AXON ENTERPRISE, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|16582
AAXN|AXON ENTERPRISE, INC|EDJC|Edward Jones / CDS|204
AAXN|AXON ENTERPRISE, INC|EDJO|Edward D. Jones & Co., L.P.|9073
AAXN|AXON ENTERPRISE, INC|EGAM|CBOE TRADING, INC.|10652
AAXN|AXON ENTERPRISE, INC|EGAW|CBOE TRADING, INC.|36
AAXN|AXON ENTERPRISE, INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
AAXN|AXON ENTERPRISE, INC|EGXM|CBOE TRADING, INC.|5256
AAXN|AXON ENTERPRISE, INC|ETBE|Electronic Transaction Clearing, Inc.|90191
AAXN|AXON ENTERPRISE, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60112
AAXN|AXON ENTERPRISE, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|450
AAXN|AXON ENTERPRISE, INC|ETRS|E*Trade Securities LLC|383605
AAXN|AXON ENTERPRISE, INC|FBCO|Credit Suisse Securities (USA) LLC|622794
AAXN|AXON ENTERPRISE, INC|FBSB|U.S. Bancorp Investments, Inc.|985
AAXN|AXON ENTERPRISE, INC|FFSI|Firstrade Securities Inc.|10
AAXN|AXON ENTERPRISE, INC|FILL|Tradestation Securities, Inc.|29999
AAXN|AXON ENTERPRISE, INC|FMAF|NBCN Inc./ CDS|1864
AAXN|AXON ENTERPRISE, INC|FOMA|TD AMERITRADE CLEARING, INC.|943174
AAXN|AXON ENTERPRISE, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35140
AAXN|AXON ENTERPRISE, INC|FQLS|Quantlab Securities LP|531494
AAXN|AXON ENTERPRISE, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|135636
AAXN|AXON ENTERPRISE, INC|FTBR|Foliofn Investments, Inc.|12128
AAXN|AXON ENTERPRISE, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|105291
AAXN|AXON ENTERPRISE, INC|GLIS|TD Securities Inc|665
AAXN|AXON ENTERPRISE, INC|GLPX|ACS EXECUTION SERVICES, LLC|21214
AAXN|AXON ENTERPRISE, INC|GSCO|GOLDMAN SACHS & CO. LLC|1096070
AAXN|AXON ENTERPRISE, INC|GSCS|GOLDMAN SACHS & CO. LLC|32721
AAXN|AXON ENTERPRISE, INC|GSLT|GOLDMAN SACHS & CO. LLC|7089
AAXN|AXON ENTERPRISE, INC|GTSZ|GTS SECURITIES LLC|346533
AAXN|AXON ENTERPRISE, INC|HAPX|HAP Trading, LLC|5330
AAXN|AXON ENTERPRISE, INC|HPPX|POTAMUS TRADING, LLC|180
AAXN|AXON ENTERPRISE, INC|HRBF|American Enterprise Investment Services Inc.|13631
AAXN|AXON ENTERPRISE, INC|HSBC|HSBC Securities, Inc.|262
AAXN|AXON ENTERPRISE, INC|IATS|INTERACTIVE BROKERS LLC|59805
AAXN|AXON ENTERPRISE, INC|IBKR|Interactive Brokers Llc|273476
AAXN|AXON ENTERPRISE, INC|IBSJ|Integrity Brokerage Services, Inc.|2065
AAXN|AXON ENTERPRISE, INC|ICBX|INSTINET, LLC|24068
AAXN|AXON ENTERPRISE, INC|IEQY|CITADEL SECURITIES LLC|69823
AAXN|AXON ENTERPRISE, INC|INCA|INSTINET, LLC|453705
AAXN|AXON ENTERPRISE, INC|INJX|INSTINET, LLC|13841
AAXN|AXON ENTERPRISE, INC|ITGI|ITG Inc.|1008013
AAXN|AXON ENTERPRISE, INC|ITGP|ITG INC.|108600
AAXN|AXON ENTERPRISE, INC|JANY|Janney Montgomery Scott Inc.|435
AAXN|AXON ENTERPRISE, INC|JEFF|JEFFERIES LLC|50476
AAXN|AXON ENTERPRISE, INC|JMPT|JUMP TRADING, LLC|105954
AAXN|AXON ENTERPRISE, INC|JONE|JonesTrading|1739
AAXN|AXON ENTERPRISE, INC|JPBX|J.P. MORGAN SECURITIES LLC|23253
AAXN|AXON ENTERPRISE, INC|JPMX|J.P. Morgan Securities LLC|238838
AAXN|AXON ENTERPRISE, INC|JSJX|JANE STREET CAPITAL LLC|11428
AAXN|AXON ENTERPRISE, INC|JUTA|JUMP TRADING, LLC|100
AAXN|AXON ENTERPRISE, INC|KCGM|VIRTU Americas LLC|25746
AAXN|AXON ENTERPRISE, INC|KCRD|PHX FINANCIAL, INC.|2257
AAXN|AXON ENTERPRISE, INC|LEHM|Barclays Capital Inc./Le|1187878
AAXN|AXON ENTERPRISE, INC|LIME|Lime Brokerage LLC|258088
AAXN|AXON ENTERPRISE, INC|LMGP|LIME BROKERAGE LLC|1440
AAXN|AXON ENTERPRISE, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|73012
AAXN|AXON ENTERPRISE, INC|LOOP|Loop Capital Markets LLC|1534
AAXN|AXON ENTERPRISE, INC|LQNA|LIQUIDNET, INC.|44400
AAXN|AXON ENTERPRISE, INC|LQNB|LIQUIDNET, INC.|10300
AAXN|AXON ENTERPRISE, INC|LSCI|Lek Securities Corporation|100
AAXN|AXON ENTERPRISE, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AAXN|AXON ENTERPRISE, INC|MAXM|Maxim Group LLC|5657
AAXN|AXON ENTERPRISE, INC|MBTS|ALLY INVEST SECURITIES LLC|37
AAXN|AXON ENTERPRISE, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70192
AAXN|AXON ENTERPRISE, INC|MOTF|MOTIF INVESTING, INC.|53
AAXN|AXON ENTERPRISE, INC|MSCO|MORGAN STANLEY & CO. LLC|3473766
AAXN|AXON ENTERPRISE, INC|MSPL|MORGAN STANLEY & CO. LLC|326900
AAXN|AXON ENTERPRISE, INC|MSTX|MORGAN STANLEY & CO. LLC|226600
AAXN|AXON ENTERPRISE, INC|NATL|National Securities Corporation|4340
AAXN|AXON ENTERPRISE, INC|NFSC|National Financial Services LLC|684423
AAXN|AXON ENTERPRISE, INC|NITE|VIRTU Americas LLC|1162640
AAXN|AXON ENTERPRISE, INC|NITP|VIRTU Americas LLC|6127
AAXN|AXON ENTERPRISE, INC|NQRB|Brut, LLC|17836
AAXN|AXON ENTERPRISE, INC|OHOS|TWO SIGMA SECURITIES, LLC|32860
AAXN|AXON ENTERPRISE, INC|OPCO|Oppenheimer & Co. Inc.|10979
AAXN|AXON ENTERPRISE, INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|11298
AAXN|AXON ENTERPRISE, INC|PDQM|CODA MARKETS, INC.|40971
AAXN|AXON ENTERPRISE, INC|PHLY|NASDAQ Execution Services, LLC|3600
AAXN|AXON ENTERPRISE, INC|PIPR|Piper Jaffray & Co.|2500
AAXN|AXON ENTERPRISE, INC|PWJC|UBS Financial Services, Inc.|843
AAXN|AXON ENTERPRISE, INC|RAJA|Raymond James & Associates, Inc.|29471
AAXN|AXON ENTERPRISE, INC|RBCM|RBC CAPITAL MARKETS, LLC|9396
AAXN|AXON ENTERPRISE, INC|RGLD|Regal Securities, Inc|4
AAXN|AXON ENTERPRISE, INC|SAGL|SAGETRADER, LLC|73148
AAXN|AXON ENTERPRISE, INC|SAGW|SAGETRADER, LLC|661
AAXN|AXON ENTERPRISE, INC|SALI|INTL FCSTONE FINANCIAL INC.|330
AAXN|AXON ENTERPRISE, INC|SBSH|Citigroup Global Markets Inc.|349947
AAXN|AXON ENTERPRISE, INC|SEIC|SEI Investments Distribution Co.|1900
AAXN|AXON ENTERPRISE, INC|SGMT|GOLDMAN SACHS & CO. LLC|129254
AAXN|AXON ENTERPRISE, INC|SPDR|SPEEDROUTE LLC|5688
AAXN|AXON ENTERPRISE, INC|SPHN|Stephens Inc.|100
AAXN|AXON ENTERPRISE, INC|STFL|Stifel, Nicolaus & Company, Incorporated|31580
AAXN|AXON ENTERPRISE, INC|STKP|STOCKPILE INVESTMENTS, INC.|792
AAXN|AXON ENTERPRISE, INC|STXG|Stockcross Financial Services, Inc.|11786
AAXN|AXON ENTERPRISE, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|75
AAXN|AXON ENTERPRISE, INC|SWIM|TD Ameritrade, Inc.|188432
AAXN|AXON ENTERPRISE, INC|SWST|Hilltop Securities Inc.|365
AAXN|AXON ENTERPRISE, INC|TKNG|ALLY INVEST SECURITIES LLC|10984
AAXN|AXON ENTERPRISE, INC|TRBT|Tradebot Systems, Inc.|431902
AAXN|AXON ENTERPRISE, INC|TRCM|TRC MARKETS LLC|246416
AAXN|AXON ENTERPRISE, INC|TWTT|TASTYWORKS, INC.|256
AAXN|AXON ENTERPRISE, INC|UBSA|UBS SECURITIES LLC|384858
AAXN|AXON ENTERPRISE, INC|UBSS|UBS Securities LLC|1656703
AAXN|AXON ENTERPRISE, INC|VALX|VIRTU AMERICAS LLC|30793
AAXN|AXON ENTERPRISE, INC|VGRD|Vanguard Marketing Corporation|57093
AAXN|AXON ENTERPRISE, INC|WABR|Wall Street Access|1600
AAXN|AXON ENTERPRISE, INC|WBLR|WILLIAM BLAIR|1450
AAXN|AXON ENTERPRISE, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|800
AAXN|AXON ENTERPRISE, INC|WCHV|WELLS FARGO SECURITIES, LLC|112730
AAXN|AXON ENTERPRISE, INC|WEDB|WEDBUSH SECURITIES INC.|2242
AAXN|AXON ENTERPRISE, INC|WEED|Weeden & Co.L.P.|150
AAXN|AXON ENTERPRISE, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|124099
AAXN|AXON ENTERPRISE, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71
AAXN|AXON ENTERPRISE, INC|WGIF|CIBC World Markets Inc.|3729
AAXN|AXON ENTERPRISE, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|60
AAXN|AXON ENTERPRISE, INC|WSEA|WOLVERINE SECURITIES, LLC|54408
AAXN|AXON ENTERPRISE, INC|XIST|INSTINET, LLC|3980
AAXN|AXON ENTERPRISE, INC|XPQR|Jump Trading|600
AAXN|AXON ENTERPRISE, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|27552
AAXN|AXON ENTERPRISE, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4272
AAXN|AXON ENTERPRISE, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7320
AB|ALLIANCEBERNSTEIN|AGIS|Aegis Capital Corp.|15000
AB|ALLIANCEBERNSTEIN|ANOS|ABEL/NOSER, L.L.C.|214
AB|ALLIANCEBERNSTEIN|APCC|Apex Clearing Corporation|1050
AB|ALLIANCEBERNSTEIN|BANK|Primevest Financial Services, Inc.|1502
AB|ALLIANCEBERNSTEIN|BARD|Robert W. Baird & Co. Incorporated|9209
AB|ALLIANCEBERNSTEIN|BAYT|BTIG, LLC|300
AB|ALLIANCEBERNSTEIN|BBNT|BB&T SECURITIES, LLC|350
AB|ALLIANCEBERNSTEIN|BERN|Sanford C. Bernstein & Co., LLC|8820
AB|ALLIANCEBERNSTEIN|BIAD|SAGETRADER, LLC|976
AB|ALLIANCEBERNSTEIN|BIMI|Banca IMI Securities Corp.|1033
AB|ALLIANCEBERNSTEIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14289
AB|ALLIANCEBERNSTEIN|BTIG|BTIG, LLC|300
AB|ALLIANCEBERNSTEIN|BZYD|GOLDMAN SACHS & CO. LLC|800
AB|ALLIANCEBERNSTEIN|CHAS|Charles Schwab & Co., Inc.|7096
AB|ALLIANCEBERNSTEIN|CIST|Capital Institutional Services, Inc.|655
AB|ALLIANCEBERNSTEIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10562
AB|ALLIANCEBERNSTEIN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
AB|ALLIANCEBERNSTEIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|40
AB|ALLIANCEBERNSTEIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35487
AB|ALLIANCEBERNSTEIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5400
AB|ALLIANCEBERNSTEIN|DADA|D.A. Davidson & Co.|2119
AB|ALLIANCEBERNSTEIN|DAVA|Davenport & Company LLC|2733
AB|ALLIANCEBERNSTEIN|DBAB|Deutsche Bank Securities Inc.|12565
AB|ALLIANCEBERNSTEIN|DBAX|Deutsche Bank Securities Inc.|26600
AB|ALLIANCEBERNSTEIN|DEAN|MORGAN STANLEY|20413
AB|ALLIANCEBERNSTEIN|DEGS|RONIN PROFESSIONAL LLC|100
AB|ALLIANCEBERNSTEIN|EBXL|EBX LLC|25700
AB|ALLIANCEBERNSTEIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|4500
AB|ALLIANCEBERNSTEIN|EDJO|Edward D. Jones & Co., L.P.|9458
AB|ALLIANCEBERNSTEIN|EGAM|CBOE TRADING, INC.|3950
AB|ALLIANCEBERNSTEIN|EGXM|CBOE TRADING, INC.|390
AB|ALLIANCEBERNSTEIN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2282
AB|ALLIANCEBERNSTEIN|ETRS|E*Trade Securities LLC|128258
AB|ALLIANCEBERNSTEIN|FBSB|U.S. Bancorp Investments, Inc.|276
AB|ALLIANCEBERNSTEIN|FILL|Tradestation Securities, Inc.|1804
AB|ALLIANCEBERNSTEIN|FINX|FINTECH SECURITIES|500
AB|ALLIANCEBERNSTEIN|FMAF|NBCN Inc./ CDS|11217
AB|ALLIANCEBERNSTEIN|FQLS|Quantlab Securities LP|30880
AB|ALLIANCEBERNSTEIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
AB|ALLIANCEBERNSTEIN|FTBR|Foliofn Investments, Inc.|762
AB|ALLIANCEBERNSTEIN|GLIS|TD Securities Inc|1100
AB|ALLIANCEBERNSTEIN|GLPX|ACS EXECUTION SERVICES, LLC|26253
AB|ALLIANCEBERNSTEIN|GSCO|GOLDMAN SACHS & CO. LLC|58101
AB|ALLIANCEBERNSTEIN|GSCS|GOLDMAN SACHS & CO. LLC|400
AB|ALLIANCEBERNSTEIN|GSLT|GOLDMAN SACHS & CO. LLC|670
AB|ALLIANCEBERNSTEIN|GTSZ|GTS SECURITIES LLC|23981
AB|ALLIANCEBERNSTEIN|HRBF|American Enterprise Investment Services Inc.|35644
AB|ALLIANCEBERNSTEIN|HSBC|HSBC Securities, Inc.|21394
AB|ALLIANCEBERNSTEIN|IATS|INTERACTIVE BROKERS LLC|233
AB|ALLIANCEBERNSTEIN|IBKR|Interactive Brokers Llc|14711
AB|ALLIANCEBERNSTEIN|IBSJ|Integrity Brokerage Services, Inc.|3560
AB|ALLIANCEBERNSTEIN|ICBX|INSTINET, LLC|33990
AB|ALLIANCEBERNSTEIN|INCA|INSTINET, LLC|39245
AB|ALLIANCEBERNSTEIN|ITGI|ITG Inc.|20008
AB|ALLIANCEBERNSTEIN|ITGP|ITG INC.|40200
AB|ALLIANCEBERNSTEIN|JANY|Janney Montgomery Scott Inc.|4408
AB|ALLIANCEBERNSTEIN|JEFF|JEFFERIES LLC|9800
AB|ALLIANCEBERNSTEIN|JMPT|JUMP TRADING, LLC|1005
AB|ALLIANCEBERNSTEIN|JPMX|J.P. Morgan Securities LLC|43597
AB|ALLIANCEBERNSTEIN|JSJX|JANE STREET CAPITAL LLC|6299
AB|ALLIANCEBERNSTEIN|KCGM|VIRTU Americas LLC|21172
AB|ALLIANCEBERNSTEIN|LEHM|Barclays Capital Inc./Le|46746
AB|ALLIANCEBERNSTEIN|LIME|Lime Brokerage LLC|16697
AB|ALLIANCEBERNSTEIN|LSCI|Lek Securities Corporation|100
AB|ALLIANCEBERNSTEIN|MAXM|Maxim Group LLC|2100
AB|ALLIANCEBERNSTEIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86100
AB|ALLIANCEBERNSTEIN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1310
AB|ALLIANCEBERNSTEIN|MSCO|MORGAN STANLEY & CO. LLC|283612
AB|ALLIANCEBERNSTEIN|MSPL|MORGAN STANLEY & CO. LLC|33000
AB|ALLIANCEBERNSTEIN|MSTX|MORGAN STANLEY & CO. LLC|1900
AB|ALLIANCEBERNSTEIN|NATL|National Securities Corporation|1200
AB|ALLIANCEBERNSTEIN|NBCS|NBC Securities, INC.|1250
AB|ALLIANCEBERNSTEIN|NFSC|National Financial Services LLC|189445
AB|ALLIANCEBERNSTEIN|NITE|VIRTU Americas LLC|425066
AB|ALLIANCEBERNSTEIN|NITP|VIRTU Americas LLC|1205
AB|ALLIANCEBERNSTEIN|NQRB|Brut, LLC|300
AB|ALLIANCEBERNSTEIN|ONEL|O'NEIL SECURITIES, INCORPORATED|9730
AB|ALLIANCEBERNSTEIN|OPCO|Oppenheimer & Co. Inc.|12498
AB|ALLIANCEBERNSTEIN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|452
AB|ALLIANCEBERNSTEIN|PDQM|CODA MARKETS, INC.|9210
AB|ALLIANCEBERNSTEIN|PHLY|NASDAQ Execution Services, LLC|3000
AB|ALLIANCEBERNSTEIN|PWJC|UBS Financial Services, Inc.|8579
AB|ALLIANCEBERNSTEIN|RBCM|RBC CAPITAL MARKETS, LLC|8537
AB|ALLIANCEBERNSTEIN|SAGL|SAGETRADER, LLC|100
AB|ALLIANCEBERNSTEIN|SAGW|SAGETRADER, LLC|6
AB|ALLIANCEBERNSTEIN|SALI|INTL FCSTONE FINANCIAL INC.|6676
AB|ALLIANCEBERNSTEIN|SBSH|Citigroup Global Markets Inc.|12726
AB|ALLIANCEBERNSTEIN|SGMT|GOLDMAN SACHS & CO. LLC|31980
AB|ALLIANCEBERNSTEIN|SPDR|SPEEDROUTE LLC|920
AB|ALLIANCEBERNSTEIN|SPHN|Stephens Inc.|20
AB|ALLIANCEBERNSTEIN|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
AB|ALLIANCEBERNSTEIN|STFL|Stifel, Nicolaus & Company, Incorporated|25633
AB|ALLIANCEBERNSTEIN|SWIM|TD Ameritrade, Inc.|30896
AB|ALLIANCEBERNSTEIN|SWST|Hilltop Securities Inc.|5876
AB|ALLIANCEBERNSTEIN|TAGC|TELSEY ADVISORY GROUP LLC|500
AB|ALLIANCEBERNSTEIN|TKNG|ALLY INVEST SECURITIES LLC|2106
AB|ALLIANCEBERNSTEIN|TRBT|Tradebot Systems, Inc.|1791
AB|ALLIANCEBERNSTEIN|TRCM|TRC MARKETS LLC|5425
AB|ALLIANCEBERNSTEIN|UBSA|UBS SECURITIES LLC|238773
AB|ALLIANCEBERNSTEIN|UBSS|UBS Securities LLC|209603
AB|ALLIANCEBERNSTEIN|VALX|VIRTU AMERICAS LLC|9218
AB|ALLIANCEBERNSTEIN|VGRD|Vanguard Marketing Corporation|36768
AB|ALLIANCEBERNSTEIN|WABR|Wall Street Access|200
AB|ALLIANCEBERNSTEIN|WBPX|SUMMIT SECURITIES GROUP, LLC|200
AB|ALLIANCEBERNSTEIN|WCHV|WELLS FARGO SECURITIES, LLC|74086
AB|ALLIANCEBERNSTEIN|WEDB|WEDBUSH SECURITIES INC.|486
AB|ALLIANCEBERNSTEIN|WEED|Weeden & Co.L.P.|1100
AB|ALLIANCEBERNSTEIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1953
AB|ALLIANCEBERNSTEIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|956
AB|ALLIANCEBERNSTEIN|WSEA|WOLVERINE SECURITIES, LLC|1850
AB|ALLIANCEBERNSTEIN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|30
AB|ALLIANCEBERNSTEIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|21500
AB|ALLIANCEBERNSTEIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13750
ABAC|RENMIN TIANLI GRP|ALTX|Alternet Securities Inc.|1800
ABAC|RENMIN TIANLI GRP|APCC|Apex Clearing Corporation|23255
ABAC|RENMIN TIANLI GRP|BATM|CBOE TRADING, INC.|700
ABAC|RENMIN TIANLI GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8670
ABAC|RENMIN TIANLI GRP|BYXM|CBOE TRADING, INC.|657
ABAC|RENMIN TIANLI GRP|CHAS|Charles Schwab & Co., Inc.|1501
ABAC|RENMIN TIANLI GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2800
ABAC|RENMIN TIANLI GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6192
ABAC|RENMIN TIANLI GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3831
ABAC|RENMIN TIANLI GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5907
ABAC|RENMIN TIANLI GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
ABAC|RENMIN TIANLI GRP|DBAX|Deutsche Bank Securities Inc.|1300
ABAC|RENMIN TIANLI GRP|EBXL|EBX LLC|2000
ABAC|RENMIN TIANLI GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
ABAC|RENMIN TIANLI GRP|EGAM|CBOE TRADING, INC.|2410
ABAC|RENMIN TIANLI GRP|EGXM|CBOE TRADING, INC.|2514
ABAC|RENMIN TIANLI GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|482
ABAC|RENMIN TIANLI GRP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1320
ABAC|RENMIN TIANLI GRP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1200
ABAC|RENMIN TIANLI GRP|ETRS|E*Trade Securities LLC|197102
ABAC|RENMIN TIANLI GRP|FBCO|Credit Suisse Securities (USA) LLC|58418
ABAC|RENMIN TIANLI GRP|FILL|Tradestation Securities, Inc.|9701
ABAC|RENMIN TIANLI GRP|FOMA|TD AMERITRADE CLEARING, INC.|226406
ABAC|RENMIN TIANLI GRP|FTBR|Foliofn Investments, Inc.|20
ABAC|RENMIN TIANLI GRP|GLPX|ACS EXECUTION SERVICES, LLC|30226
ABAC|RENMIN TIANLI GRP|GSCO|GOLDMAN SACHS & CO. LLC|1154
ABAC|RENMIN TIANLI GRP|GSLT|GOLDMAN SACHS & CO. LLC|2463
ABAC|RENMIN TIANLI GRP|GTSZ|GTS SECURITIES LLC|5445
ABAC|RENMIN TIANLI GRP|HRBF|American Enterprise Investment Services Inc.|10591
ABAC|RENMIN TIANLI GRP|IATS|INTERACTIVE BROKERS LLC|13424
ABAC|RENMIN TIANLI GRP|IBKR|Interactive Brokers Llc|94692
ABAC|RENMIN TIANLI GRP|ICBX|INSTINET, LLC|300
ABAC|RENMIN TIANLI GRP|INCA|INSTINET, LLC|38693
ABAC|RENMIN TIANLI GRP|ITGI|ITG Inc.|17212
ABAC|RENMIN TIANLI GRP|ITGP|ITG INC.|7400
ABAC|RENMIN TIANLI GRP|KCGM|VIRTU Americas LLC|507
ABAC|RENMIN TIANLI GRP|LEHM|Barclays Capital Inc./Le|800
ABAC|RENMIN TIANLI GRP|LIME|Lime Brokerage LLC|13697
ABAC|RENMIN TIANLI GRP|LSCI|Lek Securities Corporation|415
ABAC|RENMIN TIANLI GRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|995
ABAC|RENMIN TIANLI GRP|MBTS|ALLY INVEST SECURITIES LLC|1000
ABAC|RENMIN TIANLI GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
ABAC|RENMIN TIANLI GRP|MSCO|MORGAN STANLEY & CO. LLC|102265
ABAC|RENMIN TIANLI GRP|MSPL|MORGAN STANLEY & CO. LLC|1400
ABAC|RENMIN TIANLI GRP|NFSC|National Financial Services LLC|112718
ABAC|RENMIN TIANLI GRP|NITE|VIRTU Americas LLC|327748
ABAC|RENMIN TIANLI GRP|NQRB|Brut, LLC|1100
ABAC|RENMIN TIANLI GRP|OPCO|Oppenheimer & Co. Inc.|4
ABAC|RENMIN TIANLI GRP|PCPT|PHILLIP CAPITAL INC.|3369
ABAC|RENMIN TIANLI GRP|PDQM|CODA MARKETS, INC.|36607
ABAC|RENMIN TIANLI GRP|RAJA|Raymond James & Associates, Inc.|5400
ABAC|RENMIN TIANLI GRP|RBCM|RBC CAPITAL MARKETS, LLC|4760
ABAC|RENMIN TIANLI GRP|SAGL|SAGETRADER, LLC|1748
ABAC|RENMIN TIANLI GRP|SBSH|Citigroup Global Markets Inc.|5109
ABAC|RENMIN TIANLI GRP|SGMT|GOLDMAN SACHS & CO. LLC|2749
ABAC|RENMIN TIANLI GRP|SPDR|SPEEDROUTE LLC|14104
ABAC|RENMIN TIANLI GRP|STFL|Stifel, Nicolaus & Company, Incorporated|125
ABAC|RENMIN TIANLI GRP|SWIM|TD Ameritrade, Inc.|199104
ABAC|RENMIN TIANLI GRP|TKNG|ALLY INVEST SECURITIES LLC|2300
ABAC|RENMIN TIANLI GRP|TRCM|TRC MARKETS LLC|521
ABAC|RENMIN TIANLI GRP|TWTT|TASTYWORKS, INC.|1120
ABAC|RENMIN TIANLI GRP|UBSA|UBS SECURITIES LLC|13572
ABAC|RENMIN TIANLI GRP|UBSS|UBS Securities LLC|9957
ABAC|RENMIN TIANLI GRP|VALX|VIRTU AMERICAS LLC|1913
ABAC|RENMIN TIANLI GRP|VGRD|Vanguard Marketing Corporation|5100
ABAC|RENMIN TIANLI GRP|VSIN|Vision Financial Markets Llc|400
ABAC|RENMIN TIANLI GRP|WCHV|WELLS FARGO SECURITIES, LLC|175
ABAC|RENMIN TIANLI GRP|WEDB|WEDBUSH SECURITIES INC.|4896
ABAC|RENMIN TIANLI GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
ABAC|RENMIN TIANLI GRP|WGIF|CIBC World Markets Inc.|400
ABAC|RENMIN TIANLI GRP|WSEA|WOLVERINE SECURITIES, LLC|24964
ABAC|RENMIN TIANLI GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|3223
ABAX|ABAXIS INC        ##|ABLE|NATIXIS Securities Americas LLC|47600
ABAX|ABAXIS INC        ##|ALTX|Alternet Securities Inc.|7122
ABAX|ABAXIS INC        ##|ANOS|ABEL/NOSER, L.L.C.|119
ABAX|ABAXIS INC        ##|APCC|Apex Clearing Corporation|26
ABAX|ABAXIS INC        ##|BARD|Robert W. Baird & Co. Incorporated|648
ABAX|ABAXIS INC        ##|BATM|CBOE TRADING, INC.|941
ABAX|ABAXIS INC        ##|BAYT|BTIG, LLC|100
ABAX|ABAXIS INC        ##|BBNT|BB&T SECURITIES, LLC|7
ABAX|ABAXIS INC        ##|BERN|Sanford C. Bernstein & Co., LLC|10159
ABAX|ABAXIS INC        ##|BIAD|SAGETRADER, LLC|238
ABAX|ABAXIS INC        ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53
ABAX|ABAXIS INC        ##|BLKX|INSTINET, LLC|7000
ABAX|ABAXIS INC        ##|BMOC|BMO Capital Markets Corp.|3502
ABAX|ABAXIS INC        ##|BNPX|BNP PARIBAS SECURITIES CORP.|3964
ABAX|ABAXIS INC        ##|BRVL|BLAYLOCK VAN, LLC|2100
ABAX|ABAXIS INC        ##|BTIG|BTIG, LLC|10252
ABAX|ABAXIS INC        ##|BYXM|CBOE TRADING, INC.|70
ABAX|ABAXIS INC        ##|CHAS|Charles Schwab & Co., Inc.|46
ABAX|ABAXIS INC        ##|CIST|Capital Institutional Services, Inc.|13
ABAX|ABAXIS INC        ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9548
ABAX|ABAXIS INC        ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|305
ABAX|ABAXIS INC        ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|75231
ABAX|ABAXIS INC        ##|CTDL|Citadel Derivatives Group Llc|9135
ABAX|ABAXIS INC        ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|7538
ABAX|ABAXIS INC        ##|DBAB|Deutsche Bank Securities Inc.|472187
ABAX|ABAXIS INC        ##|DBAX|Deutsche Bank Securities Inc.|53200
ABAX|ABAXIS INC        ##|DEAN|MORGAN STANLEY|821
ABAX|ABAXIS INC        ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1830
ABAX|ABAXIS INC        ##|EBXL|EBX LLC|76700
ABAX|ABAXIS INC        ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|6136
ABAX|ABAXIS INC        ##|EGAM|CBOE TRADING, INC.|5149
ABAX|ABAXIS INC        ##|EGXM|CBOE TRADING, INC.|61
ABAX|ABAXIS INC        ##|ETBE|Electronic Transaction Clearing, Inc.|3680
ABAX|ABAXIS INC        ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|219
ABAX|ABAXIS INC        ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1950
ABAX|ABAXIS INC        ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6400
ABAX|ABAXIS INC        ##|ETRS|E*Trade Securities LLC|3887
ABAX|ABAXIS INC        ##|FBCO|Credit Suisse Securities (USA) LLC|151327
ABAX|ABAXIS INC        ##|FILL|Tradestation Securities, Inc.|600
ABAX|ABAXIS INC        ##|FMAF|NBCN Inc./ CDS|84
ABAX|ABAXIS INC        ##|FOMA|TD AMERITRADE CLEARING, INC.|8381
ABAX|ABAXIS INC        ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1776
ABAX|ABAXIS INC        ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29827
ABAX|ABAXIS INC        ##|FTBR|Foliofn Investments, Inc.|13984
ABAX|ABAXIS INC        ##|GEBB|GLOBAL EXECUTION BROKERS, LP|6349
ABAX|ABAXIS INC        ##|GLPX|ACS EXECUTION SERVICES, LLC|13950
ABAX|ABAXIS INC        ##|GSCO|GOLDMAN SACHS & CO. LLC|651734
ABAX|ABAXIS INC        ##|GSCS|GOLDMAN SACHS & CO. LLC|14625
ABAX|ABAXIS INC        ##|GSLT|GOLDMAN SACHS & CO. LLC|1405
ABAX|ABAXIS INC        ##|GTSZ|GTS SECURITIES LLC|10571
ABAX|ABAXIS INC        ##|HRBF|American Enterprise Investment Services Inc.|3936
ABAX|ABAXIS INC        ##|IATS|INTERACTIVE BROKERS LLC|1300
ABAX|ABAXIS INC        ##|IBKR|Interactive Brokers Llc|17972
ABAX|ABAXIS INC        ##|ICBX|INSTINET, LLC|19066
ABAX|ABAXIS INC        ##|IEQY|CITADEL SECURITIES LLC|31890
ABAX|ABAXIS INC        ##|INCA|INSTINET, LLC|116438
ABAX|ABAXIS INC        ##|INJX|INSTINET, LLC|1855
ABAX|ABAXIS INC        ##|ITGI|ITG Inc.|9445
ABAX|ABAXIS INC        ##|ITGP|ITG INC.|59800
ABAX|ABAXIS INC        ##|JANY|Janney Montgomery Scott Inc.|263
ABAX|ABAXIS INC        ##|JEFF|JEFFERIES LLC|9258
ABAX|ABAXIS INC        ##|JMPT|JUMP TRADING, LLC|12663
ABAX|ABAXIS INC        ##|JONE|JonesTrading|1608
ABAX|ABAXIS INC        ##|JPBX|J.P. MORGAN SECURITIES LLC|1265
ABAX|ABAXIS INC        ##|JPMX|J.P. Morgan Securities LLC|162759
ABAX|ABAXIS INC        ##|JSJX|JANE STREET CAPITAL LLC|400
ABAX|ABAXIS INC        ##|KCGM|VIRTU Americas LLC|21700
ABAX|ABAXIS INC        ##|LEHM|Barclays Capital Inc./Le|145821
ABAX|ABAXIS INC        ##|LIME|Lime Brokerage LLC|133329
ABAX|ABAXIS INC        ##|LOOP|Loop Capital Markets LLC|100
ABAX|ABAXIS INC        ##|LSCI|Lek Securities Corporation|3
ABAX|ABAXIS INC        ##|MAXM|Maxim Group LLC|2031
ABAX|ABAXIS INC        ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72068
ABAX|ABAXIS INC        ##|MOTF|MOTIF INVESTING, INC.|16
ABAX|ABAXIS INC        ##|MSCO|MORGAN STANLEY & CO. LLC|660569
ABAX|ABAXIS INC        ##|MSPL|MORGAN STANLEY & CO. LLC|57500
ABAX|ABAXIS INC        ##|MSTX|MORGAN STANLEY & CO. LLC|7200
ABAX|ABAXIS INC        ##|NEUB|NEUBERGER BERMAN BD LLC|350
ABAX|ABAXIS INC        ##|NFSC|National Financial Services LLC|18421
ABAX|ABAXIS INC        ##|NITE|VIRTU Americas LLC|99305
ABAX|ABAXIS INC        ##|NITP|VIRTU Americas LLC|616
ABAX|ABAXIS INC        ##|NQRB|Brut, LLC|1803
ABAX|ABAXIS INC        ##|OPCO|Oppenheimer & Co. Inc.|61
ABAX|ABAXIS INC        ##|PDQM|CODA MARKETS, INC.|41745
ABAX|ABAXIS INC        ##|PWJC|UBS Financial Services, Inc.|250
ABAX|ABAXIS INC        ##|RAJA|Raymond James & Associates, Inc.|28098
ABAX|ABAXIS INC        ##|RBCM|RBC CAPITAL MARKETS, LLC|23
ABAX|ABAXIS INC        ##|SAGL|SAGETRADER, LLC|597
ABAX|ABAXIS INC        ##|SAGW|SAGETRADER, LLC|33
ABAX|ABAXIS INC        ##|SBSH|Citigroup Global Markets Inc.|264755
ABAX|ABAXIS INC        ##|SGMT|GOLDMAN SACHS & CO. LLC|43223
ABAX|ABAXIS INC        ##|SPDR|SPEEDROUTE LLC|14801
ABAX|ABAXIS INC        ##|STFL|Stifel, Nicolaus & Company, Incorporated|6299
ABAX|ABAXIS INC        ##|SWIM|TD Ameritrade, Inc.|28491
ABAX|ABAXIS INC        ##|SWST|Hilltop Securities Inc.|46
ABAX|ABAXIS INC        ##|TRBT|Tradebot Systems, Inc.|4218
ABAX|ABAXIS INC        ##|TRCM|TRC MARKETS LLC|43774
ABAX|ABAXIS INC        ##|UBSS|UBS Securities LLC|591443
ABAX|ABAXIS INC        ##|VALX|VIRTU AMERICAS LLC|7245
ABAX|ABAXIS INC        ##|VGRD|Vanguard Marketing Corporation|2659
ABAX|ABAXIS INC        ##|WBLR|WILLIAM BLAIR|250
ABAX|ABAXIS INC        ##|WCHV|WELLS FARGO SECURITIES, LLC|83760
ABAX|ABAXIS INC        ##|WEED|Weeden & Co.L.P.|8810
ABAX|ABAXIS INC        ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29
ABAX|ABAXIS INC        ##|WSAG|WALL STREET ACCESS|750
ABAX|ABAXIS INC        ##|WSEA|WOLVERINE SECURITIES, LLC|113
ABAX|ABAXIS INC        ##|XIST|INSTINET, LLC|9280
ABAX|ABAXIS INC        ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
ABAX|ABAXIS INC        ##|YKNA|COMHAR CAPITAL MARKETS, LLC|4814
ABAX|ABAXIS INC        ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3029
ABB|ABB LTD|ADAM|CANACCORD GENUITY INC.|33968
ABB|ABB LTD|AGIS|Aegis Capital Corp.|2000
ABB|ABB LTD|ALTX|Alternet Securities Inc.|44301
ABB|ABB LTD|ANOS|ABEL/NOSER, L.L.C.|170
ABB|ABB LTD|APCC|Apex Clearing Corporation|7348
ABB|ABB LTD|BALE|M&T SECURITIES, INC.|166
ABB|ABB LTD|BANK|Primevest Financial Services, Inc.|110
ABB|ABB LTD|BARD|Robert W. Baird & Co. Incorporated|158145
ABB|ABB LTD|BATM|CBOE TRADING, INC.|2165
ABB|ABB LTD|BAYT|BTIG, LLC|600
ABB|ABB LTD|BBNT|BB&T SECURITIES, LLC|556
ABB|ABB LTD|BERN|Sanford C. Bernstein & Co., LLC|8400
ABB|ABB LTD|BGCE|BGC Financial Inc.|44
ABB|ABB LTD|BIMI|Banca IMI Securities Corp.|340
ABB|ABB LTD|BKCM|BNY Mellon Capital Markets LLC|500
ABB|ABB LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|73571
ABB|ABB LTD|BRGE|Newbridge Securities Corp.|500
ABB|ABB LTD|BTIG|BTIG, LLC|193
ABB|ABB LTD|BYXM|CBOE TRADING, INC.|1504
ABB|ABB LTD|BZYD|GOLDMAN SACHS & CO. LLC|2028
ABB|ABB LTD|CANT|Cantor Fitzgerald & Co.|383
ABB|ABB LTD|CHAS|Charles Schwab & Co., Inc.|52837
ABB|ABB LTD|CIST|Capital Institutional Services, Inc.|4666
ABB|ABB LTD|CLSA|CLSA AMERICAS, LLC|100
ABB|ABB LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50870
ABB|ABB LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2110
ABB|ABB LTD|CRAG|KEPLER CAPITAL MARKETS, INC.|911976
ABB|ABB LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|292685
ABB|ABB LTD|CTDL|Citadel Derivatives Group Llc|38931
ABB|ABB LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|63068
ABB|ABB LTD|DADA|D.A. Davidson & Co.|3023
ABB|ABB LTD|DBAB|Deutsche Bank Securities Inc.|202790
ABB|ABB LTD|DBAX|Deutsche Bank Securities Inc.|407400
ABB|ABB LTD|DBUL|Deutsche Bank Securities Inc.|13226
ABB|ABB LTD|DCHF|Dart Executions, LLC|29073
ABB|ABB LTD|DEAN|MORGAN STANLEY|50982
ABB|ABB LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|960
ABB|ABB LTD|EBXL|EBX LLC|119600
ABB|ABB LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|29699
ABB|ABB LTD|EDJC|Edward Jones / CDS|641
ABB|ABB LTD|EDJO|Edward D. Jones & Co., L.P.|54670
ABB|ABB LTD|EGAM|CBOE TRADING, INC.|7984
ABB|ABB LTD|EGAW|CBOE TRADING, INC.|577
ABB|ABB LTD|EGMT|EG MARKET TECHNOLOGIES LLC|200
ABB|ABB LTD|EGXM|CBOE TRADING, INC.|3692
ABB|ABB LTD|ESPO|ESPOSITO SECURITIES, LLC|1030
ABB|ABB LTD|ETBE|Electronic Transaction Clearing, Inc.|15618
ABB|ABB LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
ABB|ABB LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1441
ABB|ABB LTD|ETRS|E*Trade Securities LLC|41750
ABB|ABB LTD|FBSB|U.S. Bancorp Investments, Inc.|614
ABB|ABB LTD|FIDT|Fidelity Clearing Canada ULC./ CDS|1508
ABB|ABB LTD|FILL|Tradestation Securities, Inc.|7415
ABB|ABB LTD|FMAF|NBCN Inc./ CDS|28704
ABB|ABB LTD|FQLS|Quantlab Securities LP|176399
ABB|ABB LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59031
ABB|ABB LTD|FTBR|Foliofn Investments, Inc.|26183
ABB|ABB LTD|GARC|ICAP Corporates LLC|100000
ABB|ABB LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|6900
ABB|ABB LTD|GLIS|TD Securities Inc|2615
ABB|ABB LTD|GLPX|ACS EXECUTION SERVICES, LLC|37916
ABB|ABB LTD|GSCO|GOLDMAN SACHS & CO. LLC|508086
ABB|ABB LTD|GSLT|GOLDMAN SACHS & CO. LLC|43860
ABB|ABB LTD|GTSZ|GTS SECURITIES LLC|54594
ABB|ABB LTD|HRBF|American Enterprise Investment Services Inc.|193313
ABB|ABB LTD|HSBC|HSBC Securities, Inc.|2053
ABB|ABB LTD|IATS|INTERACTIVE BROKERS LLC|48165
ABB|ABB LTD|IBKR|Interactive Brokers Llc|54745
ABB|ABB LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14869
ABB|ABB LTD|ICBX|INSTINET, LLC|220775
ABB|ABB LTD|INCA|INSTINET, LLC|356265
ABB|ABB LTD|INGS|Ingalls & Snyder, Llc|500
ABB|ABB LTD|INJX|INSTINET, LLC|587
ABB|ABB LTD|INTL|INTL FCSTONE FINANCIAL INC.|21041
ABB|ABB LTD|ITGI|ITG Inc.|42381
ABB|ABB LTD|ITGP|ITG INC.|180800
ABB|ABB LTD|JANY|Janney Montgomery Scott Inc.|27945
ABB|ABB LTD|JEFF|JEFFERIES LLC|91910
ABB|ABB LTD|JMPT|JUMP TRADING, LLC|107102
ABB|ABB LTD|JPBX|J.P. MORGAN SECURITIES LLC|5562
ABB|ABB LTD|JPMX|J.P. Morgan Securities LLC|414849
ABB|ABB LTD|JSJX|JANE STREET CAPITAL LLC|8955
ABB|ABB LTD|KBWI|Keefe, Bruyette & Woods, Inc.|2180
ABB|ABB LTD|KCGM|VIRTU Americas LLC|50891
ABB|ABB LTD|LEHM|Barclays Capital Inc./Le|1939879
ABB|ABB LTD|LIME|Lime Brokerage LLC|1132946
ABB|ABB LTD|LSCI|Lek Securities Corporation|6019
ABB|ABB LTD|MACC|Mid Atlantic Capital Corporation|2090
ABB|ABB LTD|MAXM|Maxim Group LLC|62326
ABB|ABB LTD|MBTS|ALLY INVEST SECURITIES LLC|10450
ABB|ABB LTD|MCMF|Raymond James Ltd. Cds|839
ABB|ABB LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|289288
ABB|ABB LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7240
ABB|ABB LTD|MOTF|MOTIF INVESTING, INC.|114
ABB|ABB LTD|MSCO|MORGAN STANLEY & CO. LLC|1634707
ABB|ABB LTD|MSPL|MORGAN STANLEY & CO. LLC|704000
ABB|ABB LTD|MSTX|MORGAN STANLEY & CO. LLC|168900
ABB|ABB LTD|NATL|National Securities Corporation|3067
ABB|ABB LTD|NFSC|National Financial Services LLC|383812
ABB|ABB LTD|NITE|VIRTU Americas LLC|1138246
ABB|ABB LTD|NITP|VIRTU Americas LLC|12384
ABB|ABB LTD|NQRB|Brut, LLC|7330
ABB|ABB LTD|NTBF|BMO Nesbitt Burns Inc./CDS|6409
ABB|ABB LTD|NTRC|Northern Trust Securities, Inc.|1061
ABB|ABB LTD|OHOS|TWO SIGMA SECURITIES, LLC|23081
ABB|ABB LTD|OLDM|OLD MISSION CAPITAL, LLC|71178
ABB|ABB LTD|OPCO|Oppenheimer & Co. Inc.|18238
ABB|ABB LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|343000
ABB|ABB LTD|PDQM|CODA MARKETS, INC.|18783
ABB|ABB LTD|PIPR|Piper Jaffray & Co.|380
ABB|ABB LTD|PWJC|UBS Financial Services, Inc.|12608
ABB|ABB LTD|QMSR|QUATTRO M SECURITIES INC.|1200
ABB|ABB LTD|RBCM|RBC CAPITAL MARKETS, LLC|195169
ABB|ABB LTD|RGLD|Regal Securities, Inc|300
ABB|ABB LTD|SAGL|SAGETRADER, LLC|200
ABB|ABB LTD|SALI|INTL FCSTONE FINANCIAL INC.|2645
ABB|ABB LTD|SBSH|Citigroup Global Markets Inc.|581157
ABB|ABB LTD|SEIC|SEI Investments Distribution Co.|7400
ABB|ABB LTD|SGMT|GOLDMAN SACHS & CO. LLC|206445
ABB|ABB LTD|SOGO|Wang Investment Associates, Inc.|100
ABB|ABB LTD|SPDR|SPEEDROUTE LLC|4500
ABB|ABB LTD|SPHN|Stephens Inc.|11669
ABB|ABB LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
ABB|ABB LTD|STFL|Stifel, Nicolaus & Company, Incorporated|47176
ABB|ABB LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5766
ABB|ABB LTD|SWIM|TD Ameritrade, Inc.|9125
ABB|ABB LTD|SWST|Hilltop Securities Inc.|5619
ABB|ABB LTD|TKNG|ALLY INVEST SECURITIES LLC|1210
ABB|ABB LTD|TMBR|Timber Hill LLC|336
ABB|ABB LTD|TRBT|Tradebot Systems, Inc.|196363
ABB|ABB LTD|TRCM|TRC MARKETS LLC|81244
ABB|ABB LTD|UBSA|UBS SECURITIES LLC|805084
ABB|ABB LTD|UBSS|UBS Securities LLC|879711
ABB|ABB LTD|VALX|VIRTU AMERICAS LLC|653302
ABB|ABB LTD|VGRD|Vanguard Marketing Corporation|30476
ABB|ABB LTD|VNDM|Wall Street Access|1980
ABB|ABB LTD|WABR|Wall Street Access|4500
ABB|ABB LTD|WBLR|WILLIAM BLAIR|8702
ABB|ABB LTD|WCHV|WELLS FARGO SECURITIES, LLC|185794
ABB|ABB LTD|WEDB|WEDBUSH SECURITIES INC.|1983
ABB|ABB LTD|WEED|Weeden & Co.L.P.|30
ABB|ABB LTD|WESC|Wellington Shields & Co., LLC|6700
ABB|ABB LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7997
ABB|ABB LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4217
ABB|ABB LTD|WGIF|CIBC World Markets Inc.|8464
ABB|ABB LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|7
ABB|ABB LTD|WSEA|WOLVERINE SECURITIES, LLC|8770
ABB|ABB LTD|XIST|INSTINET, LLC|125390
ABB|ABB LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|33700
ABB|ABB LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|433
ABB|ABB LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18612
ABBV|ABBVIE INC.|ABLE|NATIXIS Securities Americas LLC|490269
ABBV|ABBVIE INC.|ADAM|CANACCORD GENUITY INC.|138878
ABBV|ABBVIE INC.|AGIS|Aegis Capital Corp.|196
ABBV|ABBVIE INC.|ALTX|Alternet Securities Inc.|46768
ABBV|ABBVIE INC.|ANOS|ABEL/NOSER, L.L.C.|620
ABBV|ABBVIE INC.|APCC|Apex Clearing Corporation|18604
ABBV|ABBVIE INC.|BALE|M&T SECURITIES, INC.|710
ABBV|ABBVIE INC.|BANK|Primevest Financial Services, Inc.|1642
ABBV|ABBVIE INC.|BARD|Robert W. Baird & Co. Incorporated|34780
ABBV|ABBVIE INC.|BATM|CBOE TRADING, INC.|42443
ABBV|ABBVIE INC.|BAYC|BAY CREST PARTNERS, LLC|57900
ABBV|ABBVIE INC.|BAYT|BTIG, LLC|11500
ABBV|ABBVIE INC.|BBNT|BB&T SECURITIES, LLC|22395
ABBV|ABBVIE INC.|BERN|Sanford C. Bernstein & Co., LLC|731138
ABBV|ABBVIE INC.|BGCE|BGC Financial Inc.|22474
ABBV|ABBVIE INC.|BIAD|SAGETRADER, LLC|413
ABBV|ABBVIE INC.|BIDS|BIDS TRADING L.P.|900
ABBV|ABBVIE INC.|BIMI|Banca IMI Securities Corp.|1522
ABBV|ABBVIE INC.|BKCM|BNY Mellon Capital Markets LLC|4449
ABBV|ABBVIE INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79543
ABBV|ABBVIE INC.|BLKX|INSTINET, LLC|326863
ABBV|ABBVIE INC.|BMOC|BMO Capital Markets Corp.|1857
ABBV|ABBVIE INC.|BNPX|BNP PARIBAS SECURITIES CORP.|469189
ABBV|ABBVIE INC.|BRGE|Newbridge Securities Corp.|715
ABBV|ABBVIE INC.|BTIG|BTIG, LLC|159626
ABBV|ABBVIE INC.|BYXM|CBOE TRADING, INC.|11364
ABBV|ABBVIE INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
ABBV|ABBVIE INC.|CABR|Cabrera Capital Markets, Inc.|125
ABBV|ABBVIE INC.|CANT|Cantor Fitzgerald & Co.|33831
ABBV|ABBVIE INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|107510
ABBV|ABBVIE INC.|CHAS|Charles Schwab & Co., Inc.|31806
ABBV|ABBVIE INC.|CHBC|PENSERRA SECURITIES, LLC|26400
ABBV|ABBVIE INC.|CIBP|CIBC World Markets Corp.|946142
ABBV|ABBVIE INC.|CICF|Canaccord Genuity Corp.|41
ABBV|ABBVIE INC.|CIST|Capital Institutional Services, Inc.|35744
ABBV|ABBVIE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|474836
ABBV|ABBVIE INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3496
ABBV|ABBVIE INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18623
ABBV|ABBVIE INC.|CRFN|ROBINHOOD FINANCIAL, LLC|4
ABBV|ABBVIE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1490795
ABBV|ABBVIE INC.|CTDL|Citadel Derivatives Group Llc|91438
ABBV|ABBVIE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|345664
ABBV|ABBVIE INC.|DADA|D.A. Davidson & Co.|11035
ABBV|ABBVIE INC.|DAVA|Davenport & Company LLC|3479
ABBV|ABBVIE INC.|DBAB|Deutsche Bank Securities Inc.|1586670
ABBV|ABBVIE INC.|DBAX|Deutsche Bank Securities Inc.|1245500
ABBV|ABBVIE INC.|DBUL|Deutsche Bank Securities Inc.|4304
ABBV|ABBVIE INC.|DCHF|Dart Executions, LLC|14533
ABBV|ABBVIE INC.|DEAN|MORGAN STANLEY|99699
ABBV|ABBVIE INC.|DEGS|RONIN PROFESSIONAL LLC|400
ABBV|ABBVIE INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1382
ABBV|ABBVIE INC.|DRWK|DRW SECURITIES, L.L.C.|24170
ABBV|ABBVIE INC.|EBXL|EBX LLC|1132900
ABBV|ABBVIE INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|83355
ABBV|ABBVIE INC.|EDJC|Edward Jones / CDS|2108
ABBV|ABBVIE INC.|EDJO|Edward D. Jones & Co., L.P.|71387
ABBV|ABBVIE INC.|EGAM|CBOE TRADING, INC.|56082
ABBV|ABBVIE INC.|EGAW|CBOE TRADING, INC.|2807
ABBV|ABBVIE INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2600
ABBV|ABBVIE INC.|EGXM|CBOE TRADING, INC.|21266
ABBV|ABBVIE INC.|EGXW|CBOE TRADING, INC.|253
ABBV|ABBVIE INC.|ELEV|ELEVATION, LLC|4320
ABBV|ABBVIE INC.|EROP|Eroom Securities L.L.C.|63
ABBV|ABBVIE INC.|ESPO|ESPOSITO SECURITIES, LLC|36357
ABBV|ABBVIE INC.|ETBE|Electronic Transaction Clearing, Inc.|150349
ABBV|ABBVIE INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1986
ABBV|ABBVIE INC.|ETCB|ETC BROKERAGE SERVICES, LLC|155
ABBV|ABBVIE INC.|ETCC|Electronic Transaction Clearing, Inc.|464
ABBV|ABBVIE INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5594
ABBV|ABBVIE INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|103034
ABBV|ABBVIE INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4282
ABBV|ABBVIE INC.|ETRS|E*Trade Securities LLC|860536
ABBV|ABBVIE INC.|FBSB|U.S. Bancorp Investments, Inc.|1475
ABBV|ABBVIE INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|259
ABBV|ABBVIE INC.|FILL|Tradestation Securities, Inc.|51103
ABBV|ABBVIE INC.|FINX|FINTECH SECURITIES|11241
ABBV|ABBVIE INC.|FMAF|NBCN Inc./ CDS|21905
ABBV|ABBVIE INC.|FOGS|FOG EQUITIES LLC|219800
ABBV|ABBVIE INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|39992
ABBV|ABBVIE INC.|FQLS|Quantlab Securities LP|1356862
ABBV|ABBVIE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|308142
ABBV|ABBVIE INC.|FTBR|Foliofn Investments, Inc.|16331
ABBV|ABBVIE INC.|GBMT|GBM International, Inc.|3300
ABBV|ABBVIE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|99193
ABBV|ABBVIE INC.|GLIS|TD Securities Inc|4802
ABBV|ABBVIE INC.|GLPX|ACS EXECUTION SERVICES, LLC|322924
ABBV|ABBVIE INC.|GSCO|GOLDMAN SACHS & CO. LLC|10997535
ABBV|ABBVIE INC.|GSCS|GOLDMAN SACHS & CO. LLC|71428
ABBV|ABBVIE INC.|GSLT|GOLDMAN SACHS & CO. LLC|53735
ABBV|ABBVIE INC.|GTSZ|GTS SECURITIES LLC|934187
ABBV|ABBVIE INC.|HAPX|HAP Trading, LLC|1360
ABBV|ABBVIE INC.|HASF|Haywood Securities Inc./CDS|735
ABBV|ABBVIE INC.|HRBF|American Enterprise Investment Services Inc.|168835
ABBV|ABBVIE INC.|HSBC|HSBC Securities, Inc.|46710
ABBV|ABBVIE INC.|IATS|INTERACTIVE BROKERS LLC|61603
ABBV|ABBVIE INC.|IBKR|Interactive Brokers Llc|90822
ABBV|ABBVIE INC.|IBSJ|Integrity Brokerage Services, Inc.|150
ABBV|ABBVIE INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5635
ABBV|ABBVIE INC.|ICBX|INSTINET, LLC|326184
ABBV|ABBVIE INC.|IEQY|CITADEL SECURITIES LLC|755153
ABBV|ABBVIE INC.|INCA|INSTINET, LLC|1197675
ABBV|ABBVIE INC.|INJX|INSTINET, LLC|75145
ABBV|ABBVIE INC.|INTL|INTL FCSTONE FINANCIAL INC.|82
ABBV|ABBVIE INC.|ITGI|ITG Inc.|290050
ABBV|ABBVIE INC.|ITGP|ITG INC.|454800
ABBV|ABBVIE INC.|JANY|Janney Montgomery Scott Inc.|32917
ABBV|ABBVIE INC.|JEFF|JEFFERIES LLC|470312
ABBV|ABBVIE INC.|JMPT|JUMP TRADING, LLC|346883
ABBV|ABBVIE INC.|JONE|JonesTrading|2500
ABBV|ABBVIE INC.|JPBX|J.P. MORGAN SECURITIES LLC|414530
ABBV|ABBVIE INC.|JPMX|J.P. Morgan Securities LLC|2228834
ABBV|ABBVIE INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|65349
ABBV|ABBVIE INC.|JSJX|JANE STREET CAPITAL LLC|119569
ABBV|ABBVIE INC.|JUTA|JUMP TRADING, LLC|20
ABBV|ABBVIE INC.|KCGM|VIRTU Americas LLC|196086
ABBV|ABBVIE INC.|KCRD|PHX FINANCIAL, INC.|100
ABBV|ABBVIE INC.|LBKI|Libucki & Co., LLC|56000
ABBV|ABBVIE INC.|LEER|LEERINK PARTNERS LLC|38612
ABBV|ABBVIE INC.|LEHM|Barclays Capital Inc./Le|7053545
ABBV|ABBVIE INC.|LIME|Lime Brokerage LLC|80225
ABBV|ABBVIE INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|62200
ABBV|ABBVIE INC.|LOOP|Loop Capital Markets LLC|16218
ABBV|ABBVIE INC.|LQNA|LIQUIDNET, INC.|426900
ABBV|ABBVIE INC.|LSCI|Lek Securities Corporation|9578
ABBV|ABBVIE INC.|LVMR|LIVERMORE TRADING GROUP, INC.|8998
ABBV|ABBVIE INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5970
ABBV|ABBVIE INC.|MACC|Mid Atlantic Capital Corporation|9893
ABBV|ABBVIE INC.|MACQ|Macquarie Capital (USA) Inc.|1000
ABBV|ABBVIE INC.|MAXM|Maxim Group LLC|7920
ABBV|ABBVIE INC.|MBTS|ALLY INVEST SECURITIES LLC|20
ABBV|ABBVIE INC.|MCBT|Moors & Cabot, Inc.|1670
ABBV|ABBVIE INC.|MCMF|Raymond James Ltd. Cds|3084
ABBV|ABBVIE INC.|MKMP|MKM Partners LLC|2107
ABBV|ABBVIE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|514246
ABBV|ABBVIE INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|960
ABBV|ABBVIE INC.|MOTF|MOTIF INVESTING, INC.|134
ABBV|ABBVIE INC.|MPSG|E D & F Man Capital Markets Inc.|6846
ABBV|ABBVIE INC.|MSCO|MORGAN STANLEY & CO. LLC|8915978
ABBV|ABBVIE INC.|MSPL|MORGAN STANLEY & CO. LLC|776900
ABBV|ABBVIE INC.|MSTX|MORGAN STANLEY & CO. LLC|895800
ABBV|ABBVIE INC.|MTON|MILLINGTON SECURITIES, INC.|124553
ABBV|ABBVIE INC.|MZHO|Mizuho Securities USA LLC|20900
ABBV|ABBVIE INC.|NATL|National Securities Corporation|6640
ABBV|ABBVIE INC.|NBCS|NBC Securities, INC.|830
ABBV|ABBVIE INC.|NEED|Needham & Company, LLC|2931
ABBV|ABBVIE INC.|NEUB|NEUBERGER BERMAN BD LLC|2825
ABBV|ABBVIE INC.|NFSC|National Financial Services LLC|2038554
ABBV|ABBVIE INC.|NITE|VIRTU Americas LLC|3295665
ABBV|ABBVIE INC.|NITP|VIRTU Americas LLC|200
ABBV|ABBVIE INC.|NQRB|Brut, LLC|67275
ABBV|ABBVIE INC.|NTBF|BMO Nesbitt Burns Inc./CDS|6227
ABBV|ABBVIE INC.|NTRC|Northern Trust Securities, Inc.|13623
ABBV|ABBVIE INC.|OHOS|TWO SIGMA SECURITIES, LLC|556392
ABBV|ABBVIE INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|12
ABBV|ABBVIE INC.|OPCO|Oppenheimer & Co. Inc.|29020
ABBV|ABBVIE INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2600
ABBV|ABBVIE INC.|PDQM|CODA MARKETS, INC.|69474
ABBV|ABBVIE INC.|PHLY|NASDAQ Execution Services, LLC|85820
ABBV|ABBVIE INC.|PICT|Pictet Overseas Inc.|364
ABBV|ABBVIE INC.|PIPR|Piper Jaffray & Co.|1000
ABBV|ABBVIE INC.|PREC|PRECISION SECURITIES, LLC|3620
ABBV|ABBVIE INC.|PUMA|Puma Capital, Llc|124953
ABBV|ABBVIE INC.|PWJC|UBS Financial Services, Inc.|120076
ABBV|ABBVIE INC.|QMSR|QUATTRO M SECURITIES INC.|27453
ABBV|ABBVIE INC.|RBCM|RBC CAPITAL MARKETS, LLC|142551
ABBV|ABBVIE INC.|RGLD|Regal Securities, Inc|200
ABBV|ABBVIE INC.|RJLC|RJL CAPITAL GROUP, LLC|4800
ABBV|ABBVIE INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|14100
ABBV|ABBVIE INC.|SAGL|SAGETRADER, LLC|94893
ABBV|ABBVIE INC.|SALI|INTL FCSTONE FINANCIAL INC.|5451
ABBV|ABBVIE INC.|SBRX|MURIEL SIEBERT & CO INC|366
ABBV|ABBVIE INC.|SBSH|Citigroup Global Markets Inc.|1798558
ABBV|ABBVIE INC.|SEIC|SEI Investments Distribution Co.|11056
ABBV|ABBVIE INC.|SGMT|GOLDMAN SACHS & CO. LLC|528092
ABBV|ABBVIE INC.|SHMR|ABN Amro Clearing LLC|720
ABBV|ABBVIE INC.|SJLS|TRADE INFORMATICS LLC|4766
ABBV|ABBVIE INC.|SPDR|SPEEDROUTE LLC|195374
ABBV|ABBVIE INC.|SPHN|Stephens Inc.|7250
ABBV|ABBVIE INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|1583
ABBV|ABBVIE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|102781
ABBV|ABBVIE INC.|STKP|STOCKPILE INVESTMENTS, INC.|552
ABBV|ABBVIE INC.|STRS|STRATEGAS RESEARCH PARTNERS|3100
ABBV|ABBVIE INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11237
ABBV|ABBVIE INC.|SWIM|TD Ameritrade, Inc.|315569
ABBV|ABBVIE INC.|SWST|Hilltop Securities Inc.|27583
ABBV|ABBVIE INC.|TAGC|TELSEY ADVISORY GROUP LLC|200
ABBV|ABBVIE INC.|TKNG|ALLY INVEST SECURITIES LLC|8443
ABBV|ABBVIE INC.|TRBT|Tradebot Systems, Inc.|785234
ABBV|ABBVIE INC.|TRCM|TRC MARKETS LLC|660351
ABBV|ABBVIE INC.|TWTT|TASTYWORKS, INC.|1729
ABBV|ABBVIE INC.|UBSA|UBS SECURITIES LLC|2952317
ABBV|ABBVIE INC.|UBSS|UBS Securities LLC|3811367
ABBV|ABBVIE INC.|VALX|VIRTU AMERICAS LLC|55582
ABBV|ABBVIE INC.|VERT|The Vertical Trading Group, LLC|5122
ABBV|ABBVIE INC.|VGRD|Vanguard Marketing Corporation|151402
ABBV|ABBVIE INC.|VNDS|VANDHAM SECURITIES CORP|89000
ABBV|ABBVIE INC.|VSIN|Vision Financial Markets Llc|198
ABBV|ABBVIE INC.|WABR|Wall Street Access|1380
ABBV|ABBVIE INC.|WBLR|WILLIAM BLAIR|11960
ABBV|ABBVIE INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|61897
ABBV|ABBVIE INC.|WCHV|WELLS FARGO SECURITIES, LLC|695389
ABBV|ABBVIE INC.|WDNX|WEEDEN & CO.L.P.|37068
ABBV|ABBVIE INC.|WEDB|WEDBUSH SECURITIES INC.|24247
ABBV|ABBVIE INC.|WEED|Weeden & Co.L.P.|22919
ABBV|ABBVIE INC.|WESC|Wellington Shields & Co., LLC|1227
ABBV|ABBVIE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|774757
ABBV|ABBVIE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|232416
ABBV|ABBVIE INC.|WGIF|CIBC World Markets Inc.|27184
ABBV|ABBVIE INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|12301
ABBV|ABBVIE INC.|WSEA|WOLVERINE SECURITIES, LLC|28593
ABBV|ABBVIE INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|119
ABBV|ABBVIE INC.|XIST|INSTINET, LLC|403422
ABBV|ABBVIE INC.|XPUS|XP SECURITIES, LLC|15036
ABBV|ABBVIE INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|740800
ABBV|ABBVIE INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2557
ABBV|ABBVIE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|59049
ABC|AMERISOURCEBERGEN CP|ABLE|NATIXIS Securities Americas LLC|19643
ABC|AMERISOURCEBERGEN CP|ALTX|Alternet Securities Inc.|11102
ABC|AMERISOURCEBERGEN CP|ANOS|ABEL/NOSER, L.L.C.|670
ABC|AMERISOURCEBERGEN CP|APCC|Apex Clearing Corporation|2110
ABC|AMERISOURCEBERGEN CP|AQUA|AQUA SECURITIES L.P.|2500
ABC|AMERISOURCEBERGEN CP|BANK|Primevest Financial Services, Inc.|47
ABC|AMERISOURCEBERGEN CP|BARD|Robert W. Baird & Co. Incorporated|3645
ABC|AMERISOURCEBERGEN CP|BATM|CBOE TRADING, INC.|11527
ABC|AMERISOURCEBERGEN CP|BAYC|BAY CREST PARTNERS, LLC|641
ABC|AMERISOURCEBERGEN CP|BAYT|BTIG, LLC|1300
ABC|AMERISOURCEBERGEN CP|BBNT|BB&T SECURITIES, LLC|12575
ABC|AMERISOURCEBERGEN CP|BERN|Sanford C. Bernstein & Co., LLC|183981
ABC|AMERISOURCEBERGEN CP|BIDS|BIDS TRADING L.P.|300
ABC|AMERISOURCEBERGEN CP|BIMI|Banca IMI Securities Corp.|13
ABC|AMERISOURCEBERGEN CP|BKCM|BNY Mellon Capital Markets LLC|410
ABC|AMERISOURCEBERGEN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20663
ABC|AMERISOURCEBERGEN CP|BLKX|INSTINET, LLC|210290
ABC|AMERISOURCEBERGEN CP|BNPX|BNP PARIBAS SECURITIES CORP.|247908
ABC|AMERISOURCEBERGEN CP|BTIG|BTIG, LLC|12347
ABC|AMERISOURCEBERGEN CP|BYXM|CBOE TRADING, INC.|1035
ABC|AMERISOURCEBERGEN CP|BZYD|GOLDMAN SACHS & CO. LLC|500
ABC|AMERISOURCEBERGEN CP|CABR|Cabrera Capital Markets, Inc.|25
ABC|AMERISOURCEBERGEN CP|CANT|Cantor Fitzgerald & Co.|154
ABC|AMERISOURCEBERGEN CP|CHAS|Charles Schwab & Co., Inc.|963
ABC|AMERISOURCEBERGEN CP|CIBP|CIBC World Markets Corp.|8993
ABC|AMERISOURCEBERGEN CP|CICF|Canaccord Genuity Corp.|198
ABC|AMERISOURCEBERGEN CP|CIST|Capital Institutional Services, Inc.|561
ABC|AMERISOURCEBERGEN CP|CLSA|CLSA AMERICAS, LLC|100
ABC|AMERISOURCEBERGEN CP|CNFR|Cowen Prime Services LLC|900
ABC|AMERISOURCEBERGEN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|160559
ABC|AMERISOURCEBERGEN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1601
ABC|AMERISOURCEBERGEN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3140
ABC|AMERISOURCEBERGEN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|497570
ABC|AMERISOURCEBERGEN CP|CTDL|Citadel Derivatives Group Llc|13670
ABC|AMERISOURCEBERGEN CP|CTLR|CUTLER GROUP, LP|899
ABC|AMERISOURCEBERGEN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|68482
ABC|AMERISOURCEBERGEN CP|DADA|D.A. Davidson & Co.|48
ABC|AMERISOURCEBERGEN CP|DBAB|Deutsche Bank Securities Inc.|521487
ABC|AMERISOURCEBERGEN CP|DBAX|Deutsche Bank Securities Inc.|495400
ABC|AMERISOURCEBERGEN CP|DBUL|Deutsche Bank Securities Inc.|600
ABC|AMERISOURCEBERGEN CP|DCHF|Dart Executions, LLC|1690
ABC|AMERISOURCEBERGEN CP|DEAN|MORGAN STANLEY|5603
ABC|AMERISOURCEBERGEN CP|DEGS|RONIN PROFESSIONAL LLC|200
ABC|AMERISOURCEBERGEN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
ABC|AMERISOURCEBERGEN CP|DRWK|DRW SECURITIES, L.L.C.|1354
ABC|AMERISOURCEBERGEN CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|16400
ABC|AMERISOURCEBERGEN CP|EBXL|EBX LLC|227200
ABC|AMERISOURCEBERGEN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|22064
ABC|AMERISOURCEBERGEN CP|EDJO|Edward D. Jones & Co., L.P.|6255
ABC|AMERISOURCEBERGEN CP|EGAM|CBOE TRADING, INC.|21461
ABC|AMERISOURCEBERGEN CP|EGAW|CBOE TRADING, INC.|228
ABC|AMERISOURCEBERGEN CP|EGMT|EG MARKET TECHNOLOGIES LLC|2101
ABC|AMERISOURCEBERGEN CP|EGXM|CBOE TRADING, INC.|3758
ABC|AMERISOURCEBERGEN CP|EROM|Eroom Securities L.L.C.|1410
ABC|AMERISOURCEBERGEN CP|ETBE|Electronic Transaction Clearing, Inc.|51031
ABC|AMERISOURCEBERGEN CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
ABC|AMERISOURCEBERGEN CP|ETCC|Electronic Transaction Clearing, Inc.|417
ABC|AMERISOURCEBERGEN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45023
ABC|AMERISOURCEBERGEN CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|216
ABC|AMERISOURCEBERGEN CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2308
ABC|AMERISOURCEBERGEN CP|ETRS|E*Trade Securities LLC|63224
ABC|AMERISOURCEBERGEN CP|FBSB|U.S. Bancorp Investments, Inc.|281
ABC|AMERISOURCEBERGEN CP|FILL|Tradestation Securities, Inc.|3634
ABC|AMERISOURCEBERGEN CP|FINX|FINTECH SECURITIES|715
ABC|AMERISOURCEBERGEN CP|FMAF|NBCN Inc./ CDS|5132
ABC|AMERISOURCEBERGEN CP|FMCO|First Manhattan Co|45
ABC|AMERISOURCEBERGEN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9278
ABC|AMERISOURCEBERGEN CP|FQLS|Quantlab Securities LP|397771
ABC|AMERISOURCEBERGEN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84557
ABC|AMERISOURCEBERGEN CP|FTBR|Foliofn Investments, Inc.|7990
ABC|AMERISOURCEBERGEN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1428
ABC|AMERISOURCEBERGEN CP|GLIS|TD Securities Inc|7317
ABC|AMERISOURCEBERGEN CP|GLPX|ACS EXECUTION SERVICES, LLC|57717
ABC|AMERISOURCEBERGEN CP|GSCO|GOLDMAN SACHS & CO. LLC|1107268
ABC|AMERISOURCEBERGEN CP|GSCS|GOLDMAN SACHS & CO. LLC|5749
ABC|AMERISOURCEBERGEN CP|GSLT|GOLDMAN SACHS & CO. LLC|8071
ABC|AMERISOURCEBERGEN CP|GTSZ|GTS SECURITIES LLC|245725
ABC|AMERISOURCEBERGEN CP|HRBF|American Enterprise Investment Services Inc.|3273
ABC|AMERISOURCEBERGEN CP|HSBC|HSBC Securities, Inc.|23875
ABC|AMERISOURCEBERGEN CP|IATS|INTERACTIVE BROKERS LLC|13198
ABC|AMERISOURCEBERGEN CP|IBKR|Interactive Brokers Llc|14729
ABC|AMERISOURCEBERGEN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5319
ABC|AMERISOURCEBERGEN CP|ICBX|INSTINET, LLC|66278
ABC|AMERISOURCEBERGEN CP|IEQY|CITADEL SECURITIES LLC|166371
ABC|AMERISOURCEBERGEN CP|INCA|INSTINET, LLC|565588
ABC|AMERISOURCEBERGEN CP|INJX|INSTINET, LLC|100970
ABC|AMERISOURCEBERGEN CP|ITGI|ITG Inc.|42014
ABC|AMERISOURCEBERGEN CP|ITGP|ITG INC.|301600
ABC|AMERISOURCEBERGEN CP|JANY|Janney Montgomery Scott Inc.|743
ABC|AMERISOURCEBERGEN CP|JEFF|JEFFERIES LLC|548696
ABC|AMERISOURCEBERGEN CP|JMPT|JUMP TRADING, LLC|83849
ABC|AMERISOURCEBERGEN CP|JPBX|J.P. MORGAN SECURITIES LLC|98204
ABC|AMERISOURCEBERGEN CP|JPMX|J.P. Morgan Securities LLC|1107986
ABC|AMERISOURCEBERGEN CP|JSJX|JANE STREET CAPITAL LLC|7618
ABC|AMERISOURCEBERGEN CP|KCGM|VIRTU Americas LLC|56108
ABC|AMERISOURCEBERGEN CP|LEER|LEERINK PARTNERS LLC|21310
ABC|AMERISOURCEBERGEN CP|LEHM|Barclays Capital Inc./Le|977715
ABC|AMERISOURCEBERGEN CP|LIME|Lime Brokerage LLC|69110
ABC|AMERISOURCEBERGEN CP|LIWD|LIME BROKERAGE LLC|5964
ABC|AMERISOURCEBERGEN CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|26400
ABC|AMERISOURCEBERGEN CP|LOOP|Loop Capital Markets LLC|500
ABC|AMERISOURCEBERGEN CP|LQNA|LIQUIDNET, INC.|163200
ABC|AMERISOURCEBERGEN CP|LSCI|Lek Securities Corporation|107
ABC|AMERISOURCEBERGEN CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|390
ABC|AMERISOURCEBERGEN CP|MACC|Mid Atlantic Capital Corporation|87
ABC|AMERISOURCEBERGEN CP|MAXM|Maxim Group LLC|220
ABC|AMERISOURCEBERGEN CP|MCMF|Raymond James Ltd. Cds|137
ABC|AMERISOURCEBERGEN CP|MKMP|MKM Partners LLC|200
ABC|AMERISOURCEBERGEN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173697
ABC|AMERISOURCEBERGEN CP|MOTF|MOTIF INVESTING, INC.|10
ABC|AMERISOURCEBERGEN CP|MSCO|MORGAN STANLEY & CO. LLC|2730942
ABC|AMERISOURCEBERGEN CP|MSPL|MORGAN STANLEY & CO. LLC|613700
ABC|AMERISOURCEBERGEN CP|MSTX|MORGAN STANLEY & CO. LLC|203600
ABC|AMERISOURCEBERGEN CP|MZHO|Mizuho Securities USA LLC|14992
ABC|AMERISOURCEBERGEN CP|NEUB|NEUBERGER BERMAN BD LLC|36
ABC|AMERISOURCEBERGEN CP|NFSC|National Financial Services LLC|212343
ABC|AMERISOURCEBERGEN CP|NITE|VIRTU Americas LLC|415067
ABC|AMERISOURCEBERGEN CP|NITP|VIRTU Americas LLC|500
ABC|AMERISOURCEBERGEN CP|NQRB|Brut, LLC|19213
ABC|AMERISOURCEBERGEN CP|NTBF|BMO Nesbitt Burns Inc./CDS|1548
ABC|AMERISOURCEBERGEN CP|NTRC|Northern Trust Securities, Inc.|2121
ABC|AMERISOURCEBERGEN CP|OHOS|TWO SIGMA SECURITIES, LLC|184315
ABC|AMERISOURCEBERGEN CP|OPCO|Oppenheimer & Co. Inc.|2621
ABC|AMERISOURCEBERGEN CP|PCFF|Pacific International Securities Inc./CDS|2903
ABC|AMERISOURCEBERGEN CP|PDQM|CODA MARKETS, INC.|104005
ABC|AMERISOURCEBERGEN CP|PHLY|NASDAQ Execution Services, LLC|1800
ABC|AMERISOURCEBERGEN CP|PICT|Pictet Overseas Inc.|227
ABC|AMERISOURCEBERGEN CP|PIPR|Piper Jaffray & Co.|752
ABC|AMERISOURCEBERGEN CP|PWJC|UBS Financial Services, Inc.|4339
ABC|AMERISOURCEBERGEN CP|QMSR|QUATTRO M SECURITIES INC.|2385
ABC|AMERISOURCEBERGEN CP|RBCM|RBC CAPITAL MARKETS, LLC|5522
ABC|AMERISOURCEBERGEN CP|RDBN|Redburn Partners (USA) LP|700
ABC|AMERISOURCEBERGEN CP|RGLD|Regal Securities, Inc|50
ABC|AMERISOURCEBERGEN CP|RHCO|Suntrust Robinson Humphrey, Inc.|9800
ABC|AMERISOURCEBERGEN CP|SAGL|SAGETRADER, LLC|48582
ABC|AMERISOURCEBERGEN CP|SAGW|SAGETRADER, LLC|112
ABC|AMERISOURCEBERGEN CP|SALI|INTL FCSTONE FINANCIAL INC.|156
ABC|AMERISOURCEBERGEN CP|SBSH|Citigroup Global Markets Inc.|181249
ABC|AMERISOURCEBERGEN CP|SEIC|SEI Investments Distribution Co.|1000
ABC|AMERISOURCEBERGEN CP|SGMT|GOLDMAN SACHS & CO. LLC|197407
ABC|AMERISOURCEBERGEN CP|SHMR|ABN Amro Clearing LLC|59
ABC|AMERISOURCEBERGEN CP|SIBO|Prime Executions, Inc.|4640
ABC|AMERISOURCEBERGEN CP|SJLS|TRADE INFORMATICS LLC|8100
ABC|AMERISOURCEBERGEN CP|SPDR|SPEEDROUTE LLC|18966
ABC|AMERISOURCEBERGEN CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|596
ABC|AMERISOURCEBERGEN CP|STFL|Stifel, Nicolaus & Company, Incorporated|6827
ABC|AMERISOURCEBERGEN CP|STKP|STOCKPILE INVESTMENTS, INC.|14
ABC|AMERISOURCEBERGEN CP|STXG|Stockcross Financial Services, Inc.|2
ABC|AMERISOURCEBERGEN CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2391
ABC|AMERISOURCEBERGEN CP|SWIM|TD Ameritrade, Inc.|39183
ABC|AMERISOURCEBERGEN CP|SWST|Hilltop Securities Inc.|2410
ABC|AMERISOURCEBERGEN CP|TAGC|TELSEY ADVISORY GROUP LLC|572
ABC|AMERISOURCEBERGEN CP|TKNG|ALLY INVEST SECURITIES LLC|1079
ABC|AMERISOURCEBERGEN CP|TRBT|Tradebot Systems, Inc.|255724
ABC|AMERISOURCEBERGEN CP|TRCM|TRC MARKETS LLC|269572
ABC|AMERISOURCEBERGEN CP|UBSA|UBS SECURITIES LLC|747116
ABC|AMERISOURCEBERGEN CP|UBSS|UBS Securities LLC|1179483
ABC|AMERISOURCEBERGEN CP|VALX|VIRTU AMERICAS LLC|16293
ABC|AMERISOURCEBERGEN CP|VERT|The Vertical Trading Group, LLC|223
ABC|AMERISOURCEBERGEN CP|VGRD|Vanguard Marketing Corporation|5243
ABC|AMERISOURCEBERGEN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|5024
ABC|AMERISOURCEBERGEN CP|WCHV|WELLS FARGO SECURITIES, LLC|277973
ABC|AMERISOURCEBERGEN CP|WDNX|WEEDEN & CO.L.P.|9676
ABC|AMERISOURCEBERGEN CP|WEDB|WEDBUSH SECURITIES INC.|5890
ABC|AMERISOURCEBERGEN CP|WEED|Weeden & Co.L.P.|111305
ABC|AMERISOURCEBERGEN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15855
ABC|AMERISOURCEBERGEN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17479
ABC|AMERISOURCEBERGEN CP|WGIF|CIBC World Markets Inc.|3963
ABC|AMERISOURCEBERGEN CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1440
ABC|AMERISOURCEBERGEN CP|WSEA|WOLVERINE SECURITIES, LLC|6045
ABC|AMERISOURCEBERGEN CP|XIST|INSTINET, LLC|9648
ABC|AMERISOURCEBERGEN CP|XPQR|Jump Trading|6935
ABC|AMERISOURCEBERGEN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|64984
ABC|AMERISOURCEBERGEN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4388
ABC|AMERISOURCEBERGEN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5605
ABCB|AMERIS BANCORP|ALTX|Alternet Securities Inc.|800
ABCB|AMERIS BANCORP|ANOS|ABEL/NOSER, L.L.C.|195
ABCB|AMERIS BANCORP|APCC|Apex Clearing Corporation|341
ABCB|AMERIS BANCORP|BANK|Primevest Financial Services, Inc.|150
ABCB|AMERIS BANCORP|BARD|Robert W. Baird & Co. Incorporated|83
ABCB|AMERIS BANCORP|BATM|CBOE TRADING, INC.|2697
ABCB|AMERIS BANCORP|BAYC|BAY CREST PARTNERS, LLC|287
ABCB|AMERIS BANCORP|BAYT|BTIG, LLC|2829
ABCB|AMERIS BANCORP|BERN|Sanford C. Bernstein & Co., LLC|23360
ABCB|AMERIS BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|758
ABCB|AMERIS BANCORP|BMOC|BMO Capital Markets Corp.|6269
ABCB|AMERIS BANCORP|BNKS|Fig Partners, LLC|62321
ABCB|AMERIS BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|10175
ABCB|AMERIS BANCORP|BRVL|BLAYLOCK VAN, LLC|1200
ABCB|AMERIS BANCORP|BTIG|BTIG, LLC|664
ABCB|AMERIS BANCORP|BYXM|CBOE TRADING, INC.|600
ABCB|AMERIS BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|2253
ABCB|AMERIS BANCORP|CHAS|Charles Schwab & Co., Inc.|1
ABCB|AMERIS BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48949
ABCB|AMERIS BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|402
ABCB|AMERIS BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1202
ABCB|AMERIS BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86231
ABCB|AMERIS BANCORP|CTDL|Citadel Derivatives Group Llc|8141
ABCB|AMERIS BANCORP|CTLR|CUTLER GROUP, LP|2206
ABCB|AMERIS BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8884
ABCB|AMERIS BANCORP|DBAB|Deutsche Bank Securities Inc.|278544
ABCB|AMERIS BANCORP|DBAX|Deutsche Bank Securities Inc.|50200
ABCB|AMERIS BANCORP|DBUL|Deutsche Bank Securities Inc.|100
ABCB|AMERIS BANCORP|DEAN|MORGAN STANLEY|1667
ABCB|AMERIS BANCORP|DEGS|RONIN PROFESSIONAL LLC|2482
ABCB|AMERIS BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2125
ABCB|AMERIS BANCORP|EBXL|EBX LLC|30900
ABCB|AMERIS BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5239
ABCB|AMERIS BANCORP|EDJO|Edward D. Jones & Co., L.P.|1536
ABCB|AMERIS BANCORP|EGAM|CBOE TRADING, INC.|8117
ABCB|AMERIS BANCORP|EGAW|CBOE TRADING, INC.|100
ABCB|AMERIS BANCORP|EGMT|EG MARKET TECHNOLOGIES LLC|10
ABCB|AMERIS BANCORP|EGXM|CBOE TRADING, INC.|1125
ABCB|AMERIS BANCORP|EGXW|CBOE TRADING, INC.|11
ABCB|AMERIS BANCORP|ELEV|ELEVATION, LLC|740
ABCB|AMERIS BANCORP|ETBE|Electronic Transaction Clearing, Inc.|18663
ABCB|AMERIS BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ABCB|AMERIS BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10530
ABCB|AMERIS BANCORP|ETRS|E*Trade Securities LLC|6742
ABCB|AMERIS BANCORP|FBCO|Credit Suisse Securities (USA) LLC|378575
ABCB|AMERIS BANCORP|FILL|Tradestation Securities, Inc.|70
ABCB|AMERIS BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|7603
ABCB|AMERIS BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3460
ABCB|AMERIS BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40113
ABCB|AMERIS BANCORP|FTBR|Foliofn Investments, Inc.|72
ABCB|AMERIS BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|28009
ABCB|AMERIS BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|1123
ABCB|AMERIS BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|1240707
ABCB|AMERIS BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|10248
ABCB|AMERIS BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|1643
ABCB|AMERIS BANCORP|GTSZ|GTS SECURITIES LLC|5175
ABCB|AMERIS BANCORP|HAPX|HAP Trading, LLC|88
ABCB|AMERIS BANCORP|HOVD|HOVDE GROUP, LLC|4706
ABCB|AMERIS BANCORP|HRBF|American Enterprise Investment Services Inc.|902
ABCB|AMERIS BANCORP|IATS|INTERACTIVE BROKERS LLC|2197
ABCB|AMERIS BANCORP|IBKR|Interactive Brokers Llc|24359
ABCB|AMERIS BANCORP|ICBX|INSTINET, LLC|9200
ABCB|AMERIS BANCORP|IEQY|CITADEL SECURITIES LLC|48725
ABCB|AMERIS BANCORP|INCA|INSTINET, LLC|99815
ABCB|AMERIS BANCORP|INJX|INSTINET, LLC|16100
ABCB|AMERIS BANCORP|ITGI|ITG Inc.|15426
ABCB|AMERIS BANCORP|ITGP|ITG INC.|27400
ABCB|AMERIS BANCORP|JANY|Janney Montgomery Scott Inc.|199
ABCB|AMERIS BANCORP|JEFF|JEFFERIES LLC|47489
ABCB|AMERIS BANCORP|JMPT|JUMP TRADING, LLC|9554
ABCB|AMERIS BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|10459
ABCB|AMERIS BANCORP|JPMX|J.P. Morgan Securities LLC|46591
ABCB|AMERIS BANCORP|JSJX|JANE STREET CAPITAL LLC|11007
ABCB|AMERIS BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|3967
ABCB|AMERIS BANCORP|KCGM|VIRTU Americas LLC|6019
ABCB|AMERIS BANCORP|KING|C. L. King & Associates, Inc.|361
ABCB|AMERIS BANCORP|LEHM|Barclays Capital Inc./Le|265904
ABCB|AMERIS BANCORP|LIME|Lime Brokerage LLC|123616
ABCB|AMERIS BANCORP|LMGP|LIME BROKERAGE LLC|14636
ABCB|AMERIS BANCORP|LOOP|Loop Capital Markets LLC|500
ABCB|AMERIS BANCORP|MACC|Mid Atlantic Capital Corporation|7369
ABCB|AMERIS BANCORP|MAXM|Maxim Group LLC|3692
ABCB|AMERIS BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59977
ABCB|AMERIS BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|890
ABCB|AMERIS BANCORP|MPSG|E D & F Man Capital Markets Inc.|3099
ABCB|AMERIS BANCORP|MSCO|MORGAN STANLEY & CO. LLC|828217
ABCB|AMERIS BANCORP|MSPL|MORGAN STANLEY & CO. LLC|124900
ABCB|AMERIS BANCORP|MSTX|MORGAN STANLEY & CO. LLC|9300
ABCB|AMERIS BANCORP|NFSC|National Financial Services LLC|11068
ABCB|AMERIS BANCORP|NITE|VIRTU Americas LLC|54269
ABCB|AMERIS BANCORP|NITP|VIRTU Americas LLC|3358
ABCB|AMERIS BANCORP|NQRB|Brut, LLC|3869
ABCB|AMERIS BANCORP|NTRC|Northern Trust Securities, Inc.|1655
ABCB|AMERIS BANCORP|OPCO|Oppenheimer & Co. Inc.|89
ABCB|AMERIS BANCORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2489
ABCB|AMERIS BANCORP|PDQM|CODA MARKETS, INC.|34271
ABCB|AMERIS BANCORP|PWJC|UBS Financial Services, Inc.|175
ABCB|AMERIS BANCORP|RAJA|Raymond James & Associates, Inc.|2896
ABCB|AMERIS BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|429
ABCB|AMERIS BANCORP|SAGL|SAGETRADER, LLC|100
ABCB|AMERIS BANCORP|SAGW|SAGETRADER, LLC|700
ABCB|AMERIS BANCORP|SBSH|Citigroup Global Markets Inc.|88874
ABCB|AMERIS BANCORP|SDLR|Sandler, O'Neill & Partners, L.P.|13694
ABCB|AMERIS BANCORP|SEIC|SEI Investments Distribution Co.|200
ABCB|AMERIS BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|33634
ABCB|AMERIS BANCORP|SPDR|SPEEDROUTE LLC|499
ABCB|AMERIS BANCORP|SPHN|Stephens Inc.|74901
ABCB|AMERIS BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|1152
ABCB|AMERIS BANCORP|SWIM|TD Ameritrade, Inc.|14456
ABCB|AMERIS BANCORP|SWST|Hilltop Securities Inc.|7
ABCB|AMERIS BANCORP|TKNG|ALLY INVEST SECURITIES LLC|21
ABCB|AMERIS BANCORP|TRBT|Tradebot Systems, Inc.|19971
ABCB|AMERIS BANCORP|TRCM|TRC MARKETS LLC|87983
ABCB|AMERIS BANCORP|UBSA|UBS SECURITIES LLC|159946
ABCB|AMERIS BANCORP|UBSS|UBS Securities LLC|632391
ABCB|AMERIS BANCORP|VALX|VIRTU AMERICAS LLC|7253
ABCB|AMERIS BANCORP|VGRD|Vanguard Marketing Corporation|944
ABCB|AMERIS BANCORP|WBET|Wallachbeth Capital LLC|20913
ABCB|AMERIS BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|11133
ABCB|AMERIS BANCORP|WEED|Weeden & Co.L.P.|1030
ABCB|AMERIS BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1751
ABCB|AMERIS BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
ABCB|AMERIS BANCORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|171
ABCB|AMERIS BANCORP|WSEA|WOLVERINE SECURITIES, LLC|198
ABCB|AMERIS BANCORP|XIST|INSTINET, LLC|16930
ABCB|AMERIS BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2130
ABCB|AMERIS BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13
ABCD|CAMBIUM LEARNING GRP|ALTX|Alternet Securities Inc.|4400
ABCD|CAMBIUM LEARNING GRP|APCC|Apex Clearing Corporation|3702
ABCD|CAMBIUM LEARNING GRP|BARD|Robert W. Baird & Co. Incorporated|7
ABCD|CAMBIUM LEARNING GRP|BATM|CBOE TRADING, INC.|2650
ABCD|CAMBIUM LEARNING GRP|BAYC|BAY CREST PARTNERS, LLC|259
ABCD|CAMBIUM LEARNING GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1493
ABCD|CAMBIUM LEARNING GRP|BMOC|BMO Capital Markets Corp.|2257
ABCD|CAMBIUM LEARNING GRP|BNPX|BNP PARIBAS SECURITIES CORP.|1259
ABCD|CAMBIUM LEARNING GRP|BTIG|BTIG, LLC|98
ABCD|CAMBIUM LEARNING GRP|BYXM|CBOE TRADING, INC.|2040
ABCD|CAMBIUM LEARNING GRP|CANT|Cantor Fitzgerald & Co.|259
ABCD|CAMBIUM LEARNING GRP|CHAS|Charles Schwab & Co., Inc.|2191
ABCD|CAMBIUM LEARNING GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|709
ABCD|CAMBIUM LEARNING GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1603
ABCD|CAMBIUM LEARNING GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|36
ABCD|CAMBIUM LEARNING GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50845
ABCD|CAMBIUM LEARNING GRP|CTDL|Citadel Derivatives Group Llc|3897
ABCD|CAMBIUM LEARNING GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5312
ABCD|CAMBIUM LEARNING GRP|DBAB|Deutsche Bank Securities Inc.|82769
ABCD|CAMBIUM LEARNING GRP|DBAX|Deutsche Bank Securities Inc.|29600
ABCD|CAMBIUM LEARNING GRP|DBUL|Deutsche Bank Securities Inc.|100
ABCD|CAMBIUM LEARNING GRP|DEAN|MORGAN STANLEY|5000
ABCD|CAMBIUM LEARNING GRP|DEGS|RONIN PROFESSIONAL LLC|1400
ABCD|CAMBIUM LEARNING GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
ABCD|CAMBIUM LEARNING GRP|EBXL|EBX LLC|32200
ABCD|CAMBIUM LEARNING GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|292
ABCD|CAMBIUM LEARNING GRP|EDJO|Edward D. Jones & Co., L.P.|679
ABCD|CAMBIUM LEARNING GRP|EGAM|CBOE TRADING, INC.|11377
ABCD|CAMBIUM LEARNING GRP|EGMT|EG MARKET TECHNOLOGIES LLC|410
ABCD|CAMBIUM LEARNING GRP|EGXM|CBOE TRADING, INC.|5967
ABCD|CAMBIUM LEARNING GRP|ETBE|Electronic Transaction Clearing, Inc.|4330
ABCD|CAMBIUM LEARNING GRP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3538
ABCD|CAMBIUM LEARNING GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6626
ABCD|CAMBIUM LEARNING GRP|ETRS|E*Trade Securities LLC|26273
ABCD|CAMBIUM LEARNING GRP|FBCO|Credit Suisse Securities (USA) LLC|154974
ABCD|CAMBIUM LEARNING GRP|FILL|Tradestation Securities, Inc.|100
ABCD|CAMBIUM LEARNING GRP|FMAF|NBCN Inc./ CDS|599
ABCD|CAMBIUM LEARNING GRP|FOMA|TD AMERITRADE CLEARING, INC.|57341
ABCD|CAMBIUM LEARNING GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1393
ABCD|CAMBIUM LEARNING GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29487
ABCD|CAMBIUM LEARNING GRP|FTBR|Foliofn Investments, Inc.|26267
ABCD|CAMBIUM LEARNING GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|3600
ABCD|CAMBIUM LEARNING GRP|GLPX|ACS EXECUTION SERVICES, LLC|4262
ABCD|CAMBIUM LEARNING GRP|GSCO|GOLDMAN SACHS & CO. LLC|187718
ABCD|CAMBIUM LEARNING GRP|GSCS|GOLDMAN SACHS & CO. LLC|1418
ABCD|CAMBIUM LEARNING GRP|GSLT|GOLDMAN SACHS & CO. LLC|475
ABCD|CAMBIUM LEARNING GRP|GTSZ|GTS SECURITIES LLC|2352
ABCD|CAMBIUM LEARNING GRP|IATS|INTERACTIVE BROKERS LLC|8590
ABCD|CAMBIUM LEARNING GRP|IBKR|Interactive Brokers Llc|106382
ABCD|CAMBIUM LEARNING GRP|ICBX|INSTINET, LLC|7900
ABCD|CAMBIUM LEARNING GRP|IEQY|CITADEL SECURITIES LLC|24739
ABCD|CAMBIUM LEARNING GRP|IMPC|Imperial Capital, LLC|800
ABCD|CAMBIUM LEARNING GRP|INCA|INSTINET, LLC|41686
ABCD|CAMBIUM LEARNING GRP|INJX|INSTINET, LLC|4006
ABCD|CAMBIUM LEARNING GRP|ITGI|ITG Inc.|9692
ABCD|CAMBIUM LEARNING GRP|ITGP|ITG INC.|146000
ABCD|CAMBIUM LEARNING GRP|JEFF|JEFFERIES LLC|29870
ABCD|CAMBIUM LEARNING GRP|JMPT|JUMP TRADING, LLC|10015
ABCD|CAMBIUM LEARNING GRP|JONE|JonesTrading|6594
ABCD|CAMBIUM LEARNING GRP|JPBX|J.P. MORGAN SECURITIES LLC|2200
ABCD|CAMBIUM LEARNING GRP|JPMX|J.P. Morgan Securities LLC|42544
ABCD|CAMBIUM LEARNING GRP|JSJX|JANE STREET CAPITAL LLC|1397
ABCD|CAMBIUM LEARNING GRP|KCGM|VIRTU Americas LLC|10385
ABCD|CAMBIUM LEARNING GRP|LEHM|Barclays Capital Inc./Le|112400
ABCD|CAMBIUM LEARNING GRP|LIME|Lime Brokerage LLC|69680
ABCD|CAMBIUM LEARNING GRP|MAXM|Maxim Group LLC|1370
ABCD|CAMBIUM LEARNING GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26096
ABCD|CAMBIUM LEARNING GRP|MOTF|MOTIF INVESTING, INC.|1
ABCD|CAMBIUM LEARNING GRP|MSCO|MORGAN STANLEY & CO. LLC|364073
ABCD|CAMBIUM LEARNING GRP|MSPL|MORGAN STANLEY & CO. LLC|49800
ABCD|CAMBIUM LEARNING GRP|MSTX|MORGAN STANLEY & CO. LLC|14000
ABCD|CAMBIUM LEARNING GRP|NFSC|National Financial Services LLC|45412
ABCD|CAMBIUM LEARNING GRP|NITE|VIRTU Americas LLC|191680
ABCD|CAMBIUM LEARNING GRP|NITP|VIRTU Americas LLC|2400
ABCD|CAMBIUM LEARNING GRP|NQRB|Brut, LLC|10676
ABCD|CAMBIUM LEARNING GRP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2658
ABCD|CAMBIUM LEARNING GRP|PCPT|PHILLIP CAPITAL INC.|4571
ABCD|CAMBIUM LEARNING GRP|PDQM|CODA MARKETS, INC.|19686
ABCD|CAMBIUM LEARNING GRP|PWJC|UBS Financial Services, Inc.|100
ABCD|CAMBIUM LEARNING GRP|RAJA|Raymond James & Associates, Inc.|500
ABCD|CAMBIUM LEARNING GRP|SAGL|SAGETRADER, LLC|4603
ABCD|CAMBIUM LEARNING GRP|SBSH|Citigroup Global Markets Inc.|74092
ABCD|CAMBIUM LEARNING GRP|SGMT|GOLDMAN SACHS & CO. LLC|28682
ABCD|CAMBIUM LEARNING GRP|SPDR|SPEEDROUTE LLC|4397
ABCD|CAMBIUM LEARNING GRP|SWIM|TD Ameritrade, Inc.|12705
ABCD|CAMBIUM LEARNING GRP|TKNG|ALLY INVEST SECURITIES LLC|2957
ABCD|CAMBIUM LEARNING GRP|TRBT|Tradebot Systems, Inc.|36144
ABCD|CAMBIUM LEARNING GRP|TRCM|TRC MARKETS LLC|31726
ABCD|CAMBIUM LEARNING GRP|TWTT|TASTYWORKS, INC.|300
ABCD|CAMBIUM LEARNING GRP|UBSA|UBS SECURITIES LLC|140865
ABCD|CAMBIUM LEARNING GRP|UBSS|UBS Securities LLC|317905
ABCD|CAMBIUM LEARNING GRP|VALX|VIRTU AMERICAS LLC|1310
ABCD|CAMBIUM LEARNING GRP|VGRD|Vanguard Marketing Corporation|8630
ABCD|CAMBIUM LEARNING GRP|WCHV|WELLS FARGO SECURITIES, LLC|3207
ABCD|CAMBIUM LEARNING GRP|WEED|Weeden & Co.L.P.|1000
ABCD|CAMBIUM LEARNING GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1698
ABCD|CAMBIUM LEARNING GRP|WGIF|CIBC World Markets Inc.|1355
ABCD|CAMBIUM LEARNING GRP|WSEA|WOLVERINE SECURITIES, LLC|2809
ABCD|CAMBIUM LEARNING GRP|XIST|INSTINET, LLC|2800
ABCD|CAMBIUM LEARNING GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
ABCD|CAMBIUM LEARNING GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ABCD|CAMBIUM LEARNING GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
ABDC|ALCENTRA CAPITAL COM|APCC|Apex Clearing Corporation|43
ABDC|ALCENTRA CAPITAL COM|BARD|Robert W. Baird & Co. Incorporated|3000
ABDC|ALCENTRA CAPITAL COM|BATM|CBOE TRADING, INC.|40
ABDC|ALCENTRA CAPITAL COM|BERN|Sanford C. Bernstein & Co., LLC|60
ABDC|ALCENTRA CAPITAL COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3010
ABDC|ALCENTRA CAPITAL COM|BTIG|BTIG, LLC|695
ABDC|ALCENTRA CAPITAL COM|BZYD|GOLDMAN SACHS & CO. LLC|200
ABDC|ALCENTRA CAPITAL COM|CHAS|Charles Schwab & Co., Inc.|3
ABDC|ALCENTRA CAPITAL COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
ABDC|ALCENTRA CAPITAL COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
ABDC|ALCENTRA CAPITAL COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8939
ABDC|ALCENTRA CAPITAL COM|CTDL|Citadel Derivatives Group Llc|212
ABDC|ALCENTRA CAPITAL COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
ABDC|ALCENTRA CAPITAL COM|DADA|D.A. Davidson & Co.|3200
ABDC|ALCENTRA CAPITAL COM|DBAB|Deutsche Bank Securities Inc.|1780
ABDC|ALCENTRA CAPITAL COM|DBAX|Deutsche Bank Securities Inc.|5100
ABDC|ALCENTRA CAPITAL COM|DEAN|MORGAN STANLEY|16700
ABDC|ALCENTRA CAPITAL COM|DEGS|RONIN PROFESSIONAL LLC|8302
ABDC|ALCENTRA CAPITAL COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5953
ABDC|ALCENTRA CAPITAL COM|EBXL|EBX LLC|2200
ABDC|ALCENTRA CAPITAL COM|EDJO|Edward D. Jones & Co., L.P.|2750
ABDC|ALCENTRA CAPITAL COM|EGMT|EG MARKET TECHNOLOGIES LLC|257
ABDC|ALCENTRA CAPITAL COM|EGXM|CBOE TRADING, INC.|300
ABDC|ALCENTRA CAPITAL COM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
ABDC|ALCENTRA CAPITAL COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40
ABDC|ALCENTRA CAPITAL COM|ETRS|E*Trade Securities LLC|21920
ABDC|ALCENTRA CAPITAL COM|FBCO|Credit Suisse Securities (USA) LLC|7784
ABDC|ALCENTRA CAPITAL COM|FILL|Tradestation Securities, Inc.|15
ABDC|ALCENTRA CAPITAL COM|FOMA|TD AMERITRADE CLEARING, INC.|36044
ABDC|ALCENTRA CAPITAL COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|884
ABDC|ALCENTRA CAPITAL COM|FTBR|Foliofn Investments, Inc.|12
ABDC|ALCENTRA CAPITAL COM|GEBB|GLOBAL EXECUTION BROKERS, LP|209
ABDC|ALCENTRA CAPITAL COM|GLPX|ACS EXECUTION SERVICES, LLC|700
ABDC|ALCENTRA CAPITAL COM|GSCO|GOLDMAN SACHS & CO. LLC|6823
ABDC|ALCENTRA CAPITAL COM|GSCS|GOLDMAN SACHS & CO. LLC|680
ABDC|ALCENTRA CAPITAL COM|GTSZ|GTS SECURITIES LLC|4243
ABDC|ALCENTRA CAPITAL COM|HRBF|American Enterprise Investment Services Inc.|500
ABDC|ALCENTRA CAPITAL COM|IATS|INTERACTIVE BROKERS LLC|4150
ABDC|ALCENTRA CAPITAL COM|IBKR|Interactive Brokers Llc|22108
ABDC|ALCENTRA CAPITAL COM|ICBX|INSTINET, LLC|200
ABDC|ALCENTRA CAPITAL COM|INCA|INSTINET, LLC|12299
ABDC|ALCENTRA CAPITAL COM|INJX|INSTINET, LLC|151
ABDC|ALCENTRA CAPITAL COM|ITGI|ITG Inc.|1967
ABDC|ALCENTRA CAPITAL COM|ITGP|ITG INC.|1400
ABDC|ALCENTRA CAPITAL COM|JANY|Janney Montgomery Scott Inc.|3000
ABDC|ALCENTRA CAPITAL COM|JEFF|JEFFERIES LLC|300
ABDC|ALCENTRA CAPITAL COM|JPMX|J.P. Morgan Securities LLC|4430
ABDC|ALCENTRA CAPITAL COM|JSJX|JANE STREET CAPITAL LLC|120
ABDC|ALCENTRA CAPITAL COM|KBWI|Keefe, Bruyette & Woods, Inc.|40448
ABDC|ALCENTRA CAPITAL COM|KCGM|VIRTU Americas LLC|400
ABDC|ALCENTRA CAPITAL COM|LEHM|Barclays Capital Inc./Le|3032
ABDC|ALCENTRA CAPITAL COM|LIME|Lime Brokerage LLC|23049
ABDC|ALCENTRA CAPITAL COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
ABDC|ALCENTRA CAPITAL COM|MSCO|MORGAN STANLEY & CO. LLC|99266
ABDC|ALCENTRA CAPITAL COM|MSPL|MORGAN STANLEY & CO. LLC|22800
ABDC|ALCENTRA CAPITAL COM|MSTX|MORGAN STANLEY & CO. LLC|400
ABDC|ALCENTRA CAPITAL COM|NFSC|National Financial Services LLC|61198
ABDC|ALCENTRA CAPITAL COM|NITE|VIRTU Americas LLC|116946
ABDC|ALCENTRA CAPITAL COM|NQRB|Brut, LLC|100
ABDC|ALCENTRA CAPITAL COM|OPCO|Oppenheimer & Co. Inc.|6229
ABDC|ALCENTRA CAPITAL COM|PDQM|CODA MARKETS, INC.|1100
ABDC|ALCENTRA CAPITAL COM|PHLY|NASDAQ Execution Services, LLC|600
ABDC|ALCENTRA CAPITAL COM|PWJC|UBS Financial Services, Inc.|8300
ABDC|ALCENTRA CAPITAL COM|RAJA|Raymond James & Associates, Inc.|53776
ABDC|ALCENTRA CAPITAL COM|RBCM|RBC CAPITAL MARKETS, LLC|400
ABDC|ALCENTRA CAPITAL COM|SGMT|GOLDMAN SACHS & CO. LLC|401
ABDC|ALCENTRA CAPITAL COM|SPDR|SPEEDROUTE LLC|400
ABDC|ALCENTRA CAPITAL COM|SPHN|Stephens Inc.|2700
ABDC|ALCENTRA CAPITAL COM|STFL|Stifel, Nicolaus & Company, Incorporated|16035
ABDC|ALCENTRA CAPITAL COM|STKP|STOCKPILE INVESTMENTS, INC.|768
ABDC|ALCENTRA CAPITAL COM|SWIM|TD Ameritrade, Inc.|10308
ABDC|ALCENTRA CAPITAL COM|SWST|Hilltop Securities Inc.|1000
ABDC|ALCENTRA CAPITAL COM|TKNG|ALLY INVEST SECURITIES LLC|530
ABDC|ALCENTRA CAPITAL COM|TRBT|Tradebot Systems, Inc.|1301
ABDC|ALCENTRA CAPITAL COM|TRCM|TRC MARKETS LLC|4474
ABDC|ALCENTRA CAPITAL COM|UBSA|UBS SECURITIES LLC|21098
ABDC|ALCENTRA CAPITAL COM|UBSS|UBS Securities LLC|70869
ABDC|ALCENTRA CAPITAL COM|VALX|VIRTU AMERICAS LLC|802
ABDC|ALCENTRA CAPITAL COM|VGRD|Vanguard Marketing Corporation|3000
ABDC|ALCENTRA CAPITAL COM|WCHV|WELLS FARGO SECURITIES, LLC|7007
ABDC|ALCENTRA CAPITAL COM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|938
ABDC|ALCENTRA CAPITAL COM|WGIF|CIBC World Markets Inc.|200
ABDC|ALCENTRA CAPITAL COM|WSEA|WOLVERINE SECURITIES, LLC|681
ABDC|ALCENTRA CAPITAL COM|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ABDC|ALCENTRA CAPITAL COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10000
ABEO|ABEONA THERAPEUTICS|AGIS|Aegis Capital Corp.|4700
ABEO|ABEONA THERAPEUTICS|APCC|Apex Clearing Corporation|1688
ABEO|ABEONA THERAPEUTICS|BATM|CBOE TRADING, INC.|800
ABEO|ABEONA THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|50673
ABEO|ABEONA THERAPEUTICS|BIMI|Banca IMI Securities Corp.|25064
ABEO|ABEONA THERAPEUTICS|BKCM|BNY Mellon Capital Markets LLC|1142
ABEO|ABEONA THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4023
ABEO|ABEONA THERAPEUTICS|BMOC|BMO Capital Markets Corp.|454795
ABEO|ABEONA THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|44915
ABEO|ABEONA THERAPEUTICS|BTIG|BTIG, LLC|34512
ABEO|ABEONA THERAPEUTICS|BYXM|CBOE TRADING, INC.|300
ABEO|ABEONA THERAPEUTICS|CBRA|Cobra Trading, Inc.|200
ABEO|ABEONA THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|16175
ABEO|ABEONA THERAPEUTICS|CIST|Capital Institutional Services, Inc.|8059
ABEO|ABEONA THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|197846
ABEO|ABEONA THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1501
ABEO|ABEONA THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|172043
ABEO|ABEONA THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|4689
ABEO|ABEONA THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|48218
ABEO|ABEONA THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|914265
ABEO|ABEONA THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|277200
ABEO|ABEONA THERAPEUTICS|DEAN|MORGAN STANLEY|11142
ABEO|ABEONA THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|15641
ABEO|ABEONA THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
ABEO|ABEONA THERAPEUTICS|EBXL|EBX LLC|119700
ABEO|ABEONA THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3100
ABEO|ABEONA THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|589
ABEO|ABEONA THERAPEUTICS|EGAM|CBOE TRADING, INC.|29755
ABEO|ABEONA THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|300
ABEO|ABEONA THERAPEUTICS|EGXM|CBOE TRADING, INC.|1749
ABEO|ABEONA THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|12466
ABEO|ABEONA THERAPEUTICS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
ABEO|ABEONA THERAPEUTICS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
ABEO|ABEONA THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|212
ABEO|ABEONA THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47379
ABEO|ABEONA THERAPEUTICS|ETRS|E*Trade Securities LLC|290578
ABEO|ABEONA THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|833509
ABEO|ABEONA THERAPEUTICS|FFSI|Firstrade Securities Inc.|400
ABEO|ABEONA THERAPEUTICS|FILL|Tradestation Securities, Inc.|5489
ABEO|ABEONA THERAPEUTICS|FMAF|NBCN Inc./ CDS|1000
ABEO|ABEONA THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|653304
ABEO|ABEONA THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|427
ABEO|ABEONA THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23907
ABEO|ABEONA THERAPEUTICS|FTBR|Foliofn Investments, Inc.|34
ABEO|ABEONA THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|42694
ABEO|ABEONA THERAPEUTICS|GLIS|TD Securities Inc|360
ABEO|ABEONA THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|300
ABEO|ABEONA THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|1358061
ABEO|ABEONA THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|24450
ABEO|ABEONA THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|11575
ABEO|ABEONA THERAPEUTICS|GTSZ|GTS SECURITIES LLC|8693
ABEO|ABEONA THERAPEUTICS|HAPX|HAP Trading, LLC|990
ABEO|ABEONA THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|16971
ABEO|ABEONA THERAPEUTICS|HSBC|HSBC Securities, Inc.|359
ABEO|ABEONA THERAPEUTICS|IBKR|Interactive Brokers Llc|161711
ABEO|ABEONA THERAPEUTICS|ICBX|INSTINET, LLC|41688
ABEO|ABEONA THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|50110
ABEO|ABEONA THERAPEUTICS|INCA|INSTINET, LLC|150647
ABEO|ABEONA THERAPEUTICS|INJX|INSTINET, LLC|242079
ABEO|ABEONA THERAPEUTICS|ITGI|ITG Inc.|148085
ABEO|ABEONA THERAPEUTICS|ITGP|ITG INC.|45800
ABEO|ABEONA THERAPEUTICS|JEFF|JEFFERIES LLC|85181
ABEO|ABEONA THERAPEUTICS|JMPT|JUMP TRADING, LLC|13040
ABEO|ABEONA THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|102462
ABEO|ABEONA THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|258160
ABEO|ABEONA THERAPEUTICS|KCGM|VIRTU Americas LLC|42474
ABEO|ABEONA THERAPEUTICS|KEYB|KEYBANC CAPITAL MARKETS INC.|1299199
ABEO|ABEONA THERAPEUTICS|LEHM|Barclays Capital Inc./Le|622716
ABEO|ABEONA THERAPEUTICS|LIME|Lime Brokerage LLC|229678
ABEO|ABEONA THERAPEUTICS|LMGP|LIME BROKERAGE LLC|28800
ABEO|ABEONA THERAPEUTICS|LQNA|LIQUIDNET, INC.|230500
ABEO|ABEONA THERAPEUTICS|LSCI|Lek Securities Corporation|20080
ABEO|ABEONA THERAPEUTICS|LTCO|Ladenburg, Thalmann & Co., Inc.|26050
ABEO|ABEONA THERAPEUTICS|MACQ|Macquarie Capital (USA) Inc.|4649
ABEO|ABEONA THERAPEUTICS|MAXM|Maxim Group LLC|5402
ABEO|ABEONA THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|166818
ABEO|ABEONA THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|2919429
ABEO|ABEONA THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|40100
ABEO|ABEONA THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|91900
ABEO|ABEONA THERAPEUTICS|NFSC|National Financial Services LLC|814609
ABEO|ABEONA THERAPEUTICS|NITE|VIRTU Americas LLC|914962
ABEO|ABEONA THERAPEUTICS|NITP|VIRTU Americas LLC|14624
ABEO|ABEONA THERAPEUTICS|NQRB|Brut, LLC|3203
ABEO|ABEONA THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|7100
ABEO|ABEONA THERAPEUTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3200
ABEO|ABEONA THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|2000
ABEO|ABEONA THERAPEUTICS|PDQM|CODA MARKETS, INC.|123677
ABEO|ABEONA THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|1800
ABEO|ABEONA THERAPEUTICS|PWJC|UBS Financial Services, Inc.|2559
ABEO|ABEONA THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|9678
ABEO|ABEONA THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|3800
ABEO|ABEONA THERAPEUTICS|RGLD|Regal Securities, Inc|3025
ABEO|ABEONA THERAPEUTICS|SAGL|SAGETRADER, LLC|6613
ABEO|ABEONA THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|357
ABEO|ABEONA THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|300748
ABEO|ABEONA THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|155866
ABEO|ABEONA THERAPEUTICS|SPDR|SPEEDROUTE LLC|4678
ABEO|ABEONA THERAPEUTICS|SPNT|SEVEN POINTS CAPITAL, LLC|500
ABEO|ABEONA THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|879
ABEO|ABEONA THERAPEUTICS|SWIM|TD Ameritrade, Inc.|135586
ABEO|ABEONA THERAPEUTICS|SWST|Hilltop Securities Inc.|9350
ABEO|ABEONA THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|3586
ABEO|ABEONA THERAPEUTICS|TRBT|Tradebot Systems, Inc.|37945
ABEO|ABEONA THERAPEUTICS|TRCM|TRC MARKETS LLC|18562
ABEO|ABEONA THERAPEUTICS|TRWN|T.R. Winston & Company, LLC|16900
ABEO|ABEONA THERAPEUTICS|TWTT|TASTYWORKS, INC.|100
ABEO|ABEONA THERAPEUTICS|UBSA|UBS SECURITIES LLC|601867
ABEO|ABEONA THERAPEUTICS|UBSS|UBS Securities LLC|878874
ABEO|ABEONA THERAPEUTICS|VALX|VIRTU AMERICAS LLC|148863
ABEO|ABEONA THERAPEUTICS|VGRD|Vanguard Marketing Corporation|43995
ABEO|ABEONA THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
ABEO|ABEONA THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|44426
ABEO|ABEONA THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|5667
ABEO|ABEONA THERAPEUTICS|WEED|Weeden & Co.L.P.|13852
ABEO|ABEONA THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14345
ABEO|ABEONA THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5273
ABEO|ABEONA THERAPEUTICS|WGIF|CIBC World Markets Inc.|256
ABEO|ABEONA THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|6918
ABEO|ABEONA THERAPEUTICS|XIST|INSTINET, LLC|53620
ABEO|ABEONA THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|126558
ABEO|ABEONA THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5502
ABEOW|ABEONA THERA WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ABEOW|ABEONA THERA WTS|ETRS|E*Trade Securities LLC|150
ABEOW|ABEONA THERA WTS|FOMA|TD AMERITRADE CLEARING, INC.|725
ABEOW|ABEONA THERA WTS|GSCS|GOLDMAN SACHS & CO. LLC|1350
ABEOW|ABEONA THERA WTS|IBKR|Interactive Brokers Llc|100
ABEOW|ABEONA THERA WTS|LEHM|Barclays Capital Inc./Le|200
ABEOW|ABEONA THERA WTS|LIME|Lime Brokerage LLC|879
ABEOW|ABEONA THERA WTS|MSCO|MORGAN STANLEY & CO. LLC|100
ABEOW|ABEONA THERA WTS|NITE|VIRTU Americas LLC|235
ABEOW|ABEONA THERA WTS|TRWN|T.R. Winston & Company, LLC|300
ABEOW|ABEONA THERA WTS|UBSA|UBS SECURITIES LLC|100
ABEOW|ABEONA THERA WTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|960
ABEV|AMBEV S.A.|ALTX|Alternet Securities Inc.|36597
ABEV|AMBEV S.A.|ANOS|ABEL/NOSER, L.L.C.|13500
ABEV|AMBEV S.A.|APCC|Apex Clearing Corporation|35582
ABEV|AMBEV S.A.|BALE|M&T SECURITIES, INC.|2350
ABEV|AMBEV S.A.|BANK|Primevest Financial Services, Inc.|341
ABEV|AMBEV S.A.|BARD|Robert W. Baird & Co. Incorporated|12512
ABEV|AMBEV S.A.|BATM|CBOE TRADING, INC.|100
ABEV|AMBEV S.A.|BAYC|BAY CREST PARTNERS, LLC|257982
ABEV|AMBEV S.A.|BBNT|BB&T SECURITIES, LLC|11955
ABEV|AMBEV S.A.|BERN|Sanford C. Bernstein & Co., LLC|2028787
ABEV|AMBEV S.A.|BIDS|BIDS TRADING L.P.|5200
ABEV|AMBEV S.A.|BIMI|Banca IMI Securities Corp.|1675
ABEV|AMBEV S.A.|BKCM|BNY Mellon Capital Markets LLC|27401
ABEV|AMBEV S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|114769
ABEV|AMBEV S.A.|BLKX|INSTINET, LLC|18900
ABEV|AMBEV S.A.|BNPX|BNP PARIBAS SECURITIES CORP.|603
ABEV|AMBEV S.A.|BTIG|BTIG, LLC|28900
ABEV|AMBEV S.A.|BYXM|CBOE TRADING, INC.|1200
ABEV|AMBEV S.A.|BZYD|GOLDMAN SACHS & CO. LLC|2300
ABEV|AMBEV S.A.|CANT|Cantor Fitzgerald & Co.|890
ABEV|AMBEV S.A.|CBLC|CITIGROUP GLOBAL MARKETS INC.|29200
ABEV|AMBEV S.A.|CBRA|Cobra Trading, Inc.|5000
ABEV|AMBEV S.A.|CHAS|Charles Schwab & Co., Inc.|32732
ABEV|AMBEV S.A.|CICF|Canaccord Genuity Corp.|56671
ABEV|AMBEV S.A.|CIST|Capital Institutional Services, Inc.|37481
ABEV|AMBEV S.A.|CLSA|CLSA AMERICAS, LLC|176097
ABEV|AMBEV S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|288158
ABEV|AMBEV S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
ABEV|AMBEV S.A.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5460
ABEV|AMBEV S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10105228
ABEV|AMBEV S.A.|CTDL|Citadel Derivatives Group Llc|136326
ABEV|AMBEV S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2576892
ABEV|AMBEV S.A.|DADA|D.A. Davidson & Co.|2517
ABEV|AMBEV S.A.|DBAB|Deutsche Bank Securities Inc.|2113016
ABEV|AMBEV S.A.|DBAX|Deutsche Bank Securities Inc.|5136200
ABEV|AMBEV S.A.|DCHF|Dart Executions, LLC|42384
ABEV|AMBEV S.A.|DEAN|MORGAN STANLEY|155650
ABEV|AMBEV S.A.|DEGS|RONIN PROFESSIONAL LLC|3774
ABEV|AMBEV S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|928810
ABEV|AMBEV S.A.|EBXL|EBX LLC|5236500
ABEV|AMBEV S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|923991
ABEV|AMBEV S.A.|EDJC|Edward Jones / CDS|1000
ABEV|AMBEV S.A.|EDJO|Edward D. Jones & Co., L.P.|69804
ABEV|AMBEV S.A.|EGAM|CBOE TRADING, INC.|64932
ABEV|AMBEV S.A.|EGAW|CBOE TRADING, INC.|1500
ABEV|AMBEV S.A.|EGXM|CBOE TRADING, INC.|1000
ABEV|AMBEV S.A.|EGXW|CBOE TRADING, INC.|600
ABEV|AMBEV S.A.|ESPO|ESPOSITO SECURITIES, LLC|416
ABEV|AMBEV S.A.|ETBE|Electronic Transaction Clearing, Inc.|222242
ABEV|AMBEV S.A.|ETBF|ELECTRONIC TRANSACTION CLEARING, INC.|300
ABEV|AMBEV S.A.|ETCC|Electronic Transaction Clearing, Inc.|9600
ABEV|AMBEV S.A.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
ABEV|AMBEV S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
ABEV|AMBEV S.A.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1246
ABEV|AMBEV S.A.|ETRS|E*Trade Securities LLC|915611
ABEV|AMBEV S.A.|FBSB|U.S. Bancorp Investments, Inc.|389
ABEV|AMBEV S.A.|FFSI|Firstrade Securities Inc.|3200
ABEV|AMBEV S.A.|FILL|Tradestation Securities, Inc.|32400
ABEV|AMBEV S.A.|FINX|FINTECH SECURITIES|63473
ABEV|AMBEV S.A.|FMAF|NBCN Inc./ CDS|167025
ABEV|AMBEV S.A.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3900
ABEV|AMBEV S.A.|FQLS|Quantlab Securities LP|2354650
ABEV|AMBEV S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|295537
ABEV|AMBEV S.A.|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|7660
ABEV|AMBEV S.A.|FTBR|Foliofn Investments, Inc.|21589
ABEV|AMBEV S.A.|GARC|ICAP Corporates LLC|1642194
ABEV|AMBEV S.A.|GBMT|GBM International, Inc.|166
ABEV|AMBEV S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|21100
ABEV|AMBEV S.A.|GLIS|TD Securities Inc|3179
ABEV|AMBEV S.A.|GLPX|ACS EXECUTION SERVICES, LLC|333761
ABEV|AMBEV S.A.|GSCO|GOLDMAN SACHS & CO. LLC|12531816
ABEV|AMBEV S.A.|GSCS|GOLDMAN SACHS & CO. LLC|30225
ABEV|AMBEV S.A.|GSLT|GOLDMAN SACHS & CO. LLC|408595
ABEV|AMBEV S.A.|GTSY|GTS SECURITIES LLC|76500
ABEV|AMBEV S.A.|GTSZ|GTS SECURITIES LLC|334569
ABEV|AMBEV S.A.|HASF|Haywood Securities Inc./CDS|1000
ABEV|AMBEV S.A.|HRBF|American Enterprise Investment Services Inc.|12025
ABEV|AMBEV S.A.|HSBC|HSBC Securities, Inc.|7970477
ABEV|AMBEV S.A.|IATS|INTERACTIVE BROKERS LLC|75350
ABEV|AMBEV S.A.|IBKR|Interactive Brokers Llc|147634
ABEV|AMBEV S.A.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2625
ABEV|AMBEV S.A.|ICBX|INSTINET, LLC|4292872
ABEV|AMBEV S.A.|INCA|INSTINET, LLC|1140363
ABEV|AMBEV S.A.|INJX|INSTINET, LLC|5400
ABEV|AMBEV S.A.|INTL|INTL FCSTONE FINANCIAL INC.|97190
ABEV|AMBEV S.A.|ITGI|ITG Inc.|1767247
ABEV|AMBEV S.A.|ITGP|ITG INC.|5536600
ABEV|AMBEV S.A.|JANY|Janney Montgomery Scott Inc.|14526
ABEV|AMBEV S.A.|JEFF|JEFFERIES LLC|856105
ABEV|AMBEV S.A.|JMPT|JUMP TRADING, LLC|171439
ABEV|AMBEV S.A.|JPBX|J.P. MORGAN SECURITIES LLC|1475104
ABEV|AMBEV S.A.|JPMX|J.P. Morgan Securities LLC|11766534
ABEV|AMBEV S.A.|JSJX|JANE STREET CAPITAL LLC|127600
ABEV|AMBEV S.A.|KCGM|VIRTU Americas LLC|2457979
ABEV|AMBEV S.A.|KRSH|Kershner Securities, LLC|12185
ABEV|AMBEV S.A.|LEHM|Barclays Capital Inc./Le|14749448
ABEV|AMBEV S.A.|LIME|Lime Brokerage LLC|5049034
ABEV|AMBEV S.A.|LOOP|Loop Capital Markets LLC|4500
ABEV|AMBEV S.A.|LPCM|Lampert Capital Markets Inc.|100
ABEV|AMBEV S.A.|LQNA|LIQUIDNET, INC.|733900
ABEV|AMBEV S.A.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ABEV|AMBEV S.A.|MACQ|Macquarie Capital (USA) Inc.|67200
ABEV|AMBEV S.A.|MAXM|Maxim Group LLC|81513
ABEV|AMBEV S.A.|MBTS|ALLY INVEST SECURITIES LLC|3500
ABEV|AMBEV S.A.|MCMF|Raymond James Ltd. Cds|4280
ABEV|AMBEV S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6011615
ABEV|AMBEV S.A.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|580677
ABEV|AMBEV S.A.|MOTF|MOTIF INVESTING, INC.|63
ABEV|AMBEV S.A.|MSCO|MORGAN STANLEY & CO. LLC|11154497
ABEV|AMBEV S.A.|MSPL|MORGAN STANLEY & CO. LLC|19398100
ABEV|AMBEV S.A.|MSTX|MORGAN STANLEY & CO. LLC|741200
ABEV|AMBEV S.A.|NFSC|National Financial Services LLC|2228669
ABEV|AMBEV S.A.|NITE|VIRTU Americas LLC|27303251
ABEV|AMBEV S.A.|NITP|VIRTU Americas LLC|3004112
ABEV|AMBEV S.A.|NQRB|Brut, LLC|12833
ABEV|AMBEV S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|7533
ABEV|AMBEV S.A.|NTRC|Northern Trust Securities, Inc.|33553
ABEV|AMBEV S.A.|OPCO|Oppenheimer & Co. Inc.|28406
ABEV|AMBEV S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4150
ABEV|AMBEV S.A.|PDQM|CODA MARKETS, INC.|195122
ABEV|AMBEV S.A.|PICT|Pictet Overseas Inc.|2670
ABEV|AMBEV S.A.|PWJC|UBS Financial Services, Inc.|15103
ABEV|AMBEV S.A.|RBCM|RBC CAPITAL MARKETS, LLC|60612
ABEV|AMBEV S.A.|RGLD|Regal Securities, Inc|342558
ABEV|AMBEV S.A.|ROTH|Roth Capital Partners, LLC|100000
ABEV|AMBEV S.A.|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|900
ABEV|AMBEV S.A.|SAGL|SAGETRADER, LLC|356783
ABEV|AMBEV S.A.|SANT|Santander Investment Securities Inc.|22800
ABEV|AMBEV S.A.|SBSH|Citigroup Global Markets Inc.|1165887
ABEV|AMBEV S.A.|SEIC|SEI Investments Distribution Co.|23084
ABEV|AMBEV S.A.|SGMT|GOLDMAN SACHS & CO. LLC|3865289
ABEV|AMBEV S.A.|SIBO|Prime Executions, Inc.|180400
ABEV|AMBEV S.A.|SPDR|SPEEDROUTE LLC|24900
ABEV|AMBEV S.A.|SPHN|Stephens Inc.|668
ABEV|AMBEV S.A.|SPNT|SEVEN POINTS CAPITAL, LLC|328526
ABEV|AMBEV S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|16679
ABEV|AMBEV S.A.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22866
ABEV|AMBEV S.A.|SWIM|TD Ameritrade, Inc.|36002565
ABEV|AMBEV S.A.|SWST|Hilltop Securities Inc.|3608
ABEV|AMBEV S.A.|TKNG|ALLY INVEST SECURITIES LLC|10596
ABEV|AMBEV S.A.|TRBT|Tradebot Systems, Inc.|996211
ABEV|AMBEV S.A.|TRCM|TRC MARKETS LLC|3507822
ABEV|AMBEV S.A.|TWTT|TASTYWORKS, INC.|3000
ABEV|AMBEV S.A.|UBSA|UBS SECURITIES LLC|12878607
ABEV|AMBEV S.A.|UBSS|UBS Securities LLC|15614949
ABEV|AMBEV S.A.|VALX|VIRTU AMERICAS LLC|844766
ABEV|AMBEV S.A.|VGRD|Vanguard Marketing Corporation|127258
ABEV|AMBEV S.A.|VSIN|Vision Financial Markets Llc|1000
ABEV|AMBEV S.A.|WBLR|WILLIAM BLAIR|1000
ABEV|AMBEV S.A.|WBPX|SUMMIT SECURITIES GROUP, LLC|5000
ABEV|AMBEV S.A.|WCHV|WELLS FARGO SECURITIES, LLC|2111383
ABEV|AMBEV S.A.|WDNX|WEEDEN & CO.L.P.|430
ABEV|AMBEV S.A.|WEDB|WEDBUSH SECURITIES INC.|8066
ABEV|AMBEV S.A.|WEED|Weeden & Co.L.P.|377968
ABEV|AMBEV S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20788
ABEV|AMBEV S.A.|WGIF|CIBC World Markets Inc.|25005
ABEV|AMBEV S.A.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|491
ABEV|AMBEV S.A.|WSEA|WOLVERINE SECURITIES, LLC|15460
ABEV|AMBEV S.A.|XIST|INSTINET, LLC|622800
ABEV|AMBEV S.A.|XPUS|XP SECURITIES, LLC|1358329
ABEV|AMBEV S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|361322
ABEV|AMBEV S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|8433
ABEV|AMBEV S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19638
ABG|ASBURY AUTOMOTIVE GR|APCC|Apex Clearing Corporation|17
ABG|ASBURY AUTOMOTIVE GR|BATM|CBOE TRADING, INC.|1355
ABG|ASBURY AUTOMOTIVE GR|BERN|Sanford C. Bernstein & Co., LLC|2650
ABG|ASBURY AUTOMOTIVE GR|BIDS|BIDS TRADING L.P.|200
ABG|ASBURY AUTOMOTIVE GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1027
ABG|ASBURY AUTOMOTIVE GR|BLKX|INSTINET, LLC|5000
ABG|ASBURY AUTOMOTIVE GR|BMOC|BMO Capital Markets Corp.|199
ABG|ASBURY AUTOMOTIVE GR|BNPX|BNP PARIBAS SECURITIES CORP.|6659
ABG|ASBURY AUTOMOTIVE GR|BRVL|BLAYLOCK VAN, LLC|200
ABG|ASBURY AUTOMOTIVE GR|BTIG|BTIG, LLC|100
ABG|ASBURY AUTOMOTIVE GR|BYXM|CBOE TRADING, INC.|205
ABG|ASBURY AUTOMOTIVE GR|BZYD|GOLDMAN SACHS & CO. LLC|117
ABG|ASBURY AUTOMOTIVE GR|CHAS|Charles Schwab & Co., Inc.|27
ABG|ASBURY AUTOMOTIVE GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5271
ABG|ASBURY AUTOMOTIVE GR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|858
ABG|ASBURY AUTOMOTIVE GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27163
ABG|ASBURY AUTOMOTIVE GR|CTDL|Citadel Derivatives Group Llc|2844
ABG|ASBURY AUTOMOTIVE GR|CXCX|CITIGROUP GLOBAL MARKETS INC.|6412
ABG|ASBURY AUTOMOTIVE GR|DBAB|Deutsche Bank Securities Inc.|16519
ABG|ASBURY AUTOMOTIVE GR|DBAX|Deutsche Bank Securities Inc.|33700
ABG|ASBURY AUTOMOTIVE GR|DEAN|MORGAN STANLEY|4816
ABG|ASBURY AUTOMOTIVE GR|DEGS|RONIN PROFESSIONAL LLC|296
ABG|ASBURY AUTOMOTIVE GR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
ABG|ASBURY AUTOMOTIVE GR|EBXL|EBX LLC|13900
ABG|ASBURY AUTOMOTIVE GR|ECUT|CONVERGEX EXECUTION SOLUTIONS|124
ABG|ASBURY AUTOMOTIVE GR|EDJO|Edward D. Jones & Co., L.P.|140
ABG|ASBURY AUTOMOTIVE GR|EGAM|CBOE TRADING, INC.|1787
ABG|ASBURY AUTOMOTIVE GR|EGAW|CBOE TRADING, INC.|121
ABG|ASBURY AUTOMOTIVE GR|EGMT|EG MARKET TECHNOLOGIES LLC|109
ABG|ASBURY AUTOMOTIVE GR|EGXM|CBOE TRADING, INC.|206
ABG|ASBURY AUTOMOTIVE GR|ESPO|ESPOSITO SECURITIES, LLC|1285
ABG|ASBURY AUTOMOTIVE GR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
ABG|ASBURY AUTOMOTIVE GR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13389
ABG|ASBURY AUTOMOTIVE GR|ETRS|E*Trade Securities LLC|1415
ABG|ASBURY AUTOMOTIVE GR|FMCO|First Manhattan Co|145
ABG|ASBURY AUTOMOTIVE GR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|522
ABG|ASBURY AUTOMOTIVE GR|FQLS|Quantlab Securities LP|21174
ABG|ASBURY AUTOMOTIVE GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11467
ABG|ASBURY AUTOMOTIVE GR|FTBR|Foliofn Investments, Inc.|1817
ABG|ASBURY AUTOMOTIVE GR|GLPX|ACS EXECUTION SERVICES, LLC|3783
ABG|ASBURY AUTOMOTIVE GR|GSCO|GOLDMAN SACHS & CO. LLC|101821
ABG|ASBURY AUTOMOTIVE GR|GSCS|GOLDMAN SACHS & CO. LLC|319
ABG|ASBURY AUTOMOTIVE GR|GSLT|GOLDMAN SACHS & CO. LLC|443
ABG|ASBURY AUTOMOTIVE GR|GTSZ|GTS SECURITIES LLC|7607
ABG|ASBURY AUTOMOTIVE GR|HRBF|American Enterprise Investment Services Inc.|4
ABG|ASBURY AUTOMOTIVE GR|IATS|INTERACTIVE BROKERS LLC|100
ABG|ASBURY AUTOMOTIVE GR|IBKR|Interactive Brokers Llc|4559
ABG|ASBURY AUTOMOTIVE GR|ICBX|INSTINET, LLC|11159
ABG|ASBURY AUTOMOTIVE GR|IEQY|CITADEL SECURITIES LLC|10911
ABG|ASBURY AUTOMOTIVE GR|INCA|INSTINET, LLC|27342
ABG|ASBURY AUTOMOTIVE GR|INJX|INSTINET, LLC|290
ABG|ASBURY AUTOMOTIVE GR|ITGI|ITG Inc.|19387
ABG|ASBURY AUTOMOTIVE GR|ITGP|ITG INC.|37400
ABG|ASBURY AUTOMOTIVE GR|JANY|Janney Montgomery Scott Inc.|526
ABG|ASBURY AUTOMOTIVE GR|JEFF|JEFFERIES LLC|3099
ABG|ASBURY AUTOMOTIVE GR|JMPT|JUMP TRADING, LLC|6662
ABG|ASBURY AUTOMOTIVE GR|JPBX|J.P. MORGAN SECURITIES LLC|5272
ABG|ASBURY AUTOMOTIVE GR|JPMX|J.P. Morgan Securities LLC|57267
ABG|ASBURY AUTOMOTIVE GR|JSJX|JANE STREET CAPITAL LLC|2852
ABG|ASBURY AUTOMOTIVE GR|KCGM|VIRTU Americas LLC|5968
ABG|ASBURY AUTOMOTIVE GR|LEHM|Barclays Capital Inc./Le|101616
ABG|ASBURY AUTOMOTIVE GR|LIME|Lime Brokerage LLC|8050
ABG|ASBURY AUTOMOTIVE GR|LSCI|Lek Securities Corporation|41
ABG|ASBURY AUTOMOTIVE GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11866
ABG|ASBURY AUTOMOTIVE GR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|120
ABG|ASBURY AUTOMOTIVE GR|MSCO|MORGAN STANLEY & CO. LLC|276734
ABG|ASBURY AUTOMOTIVE GR|MSPL|MORGAN STANLEY & CO. LLC|35100
ABG|ASBURY AUTOMOTIVE GR|MSTX|MORGAN STANLEY & CO. LLC|1800
ABG|ASBURY AUTOMOTIVE GR|NFSC|National Financial Services LLC|25884
ABG|ASBURY AUTOMOTIVE GR|NITE|VIRTU Americas LLC|47296
ABG|ASBURY AUTOMOTIVE GR|NQRB|Brut, LLC|396
ABG|ASBURY AUTOMOTIVE GR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|480
ABG|ASBURY AUTOMOTIVE GR|PDQM|CODA MARKETS, INC.|13906
ABG|ASBURY AUTOMOTIVE GR|PHLY|NASDAQ Execution Services, LLC|400
ABG|ASBURY AUTOMOTIVE GR|PWJC|UBS Financial Services, Inc.|11
ABG|ASBURY AUTOMOTIVE GR|RBCM|RBC CAPITAL MARKETS, LLC|105
ABG|ASBURY AUTOMOTIVE GR|SAGL|SAGETRADER, LLC|418
ABG|ASBURY AUTOMOTIVE GR|SBSH|Citigroup Global Markets Inc.|11504
ABG|ASBURY AUTOMOTIVE GR|SGMT|GOLDMAN SACHS & CO. LLC|18279
ABG|ASBURY AUTOMOTIVE GR|SPDR|SPEEDROUTE LLC|2000
ABG|ASBURY AUTOMOTIVE GR|SPTD|MINT GLOBAL MARKETS, INC.|100
ABG|ASBURY AUTOMOTIVE GR|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
ABG|ASBURY AUTOMOTIVE GR|STKP|STOCKPILE INVESTMENTS, INC.|2
ABG|ASBURY AUTOMOTIVE GR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
ABG|ASBURY AUTOMOTIVE GR|SWIM|TD Ameritrade, Inc.|140
ABG|ASBURY AUTOMOTIVE GR|TRBT|Tradebot Systems, Inc.|1010
ABG|ASBURY AUTOMOTIVE GR|TRCM|TRC MARKETS LLC|11977
ABG|ASBURY AUTOMOTIVE GR|UBSA|UBS SECURITIES LLC|91796
ABG|ASBURY AUTOMOTIVE GR|UBSS|UBS Securities LLC|104447
ABG|ASBURY AUTOMOTIVE GR|VALX|VIRTU AMERICAS LLC|7474
ABG|ASBURY AUTOMOTIVE GR|WCHV|WELLS FARGO SECURITIES, LLC|3450
ABG|ASBURY AUTOMOTIVE GR|WEED|Weeden & Co.L.P.|7985
ABG|ASBURY AUTOMOTIVE GR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1800
ABG|ASBURY AUTOMOTIVE GR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
ABG|ASBURY AUTOMOTIVE GR|WSEA|WOLVERINE SECURITIES, LLC|408
ABG|ASBURY AUTOMOTIVE GR|XIST|INSTINET, LLC|16912
ABG|ASBURY AUTOMOTIVE GR|XPQR|Jump Trading|3
ABG|ASBURY AUTOMOTIVE GR|XSTM|NATIONAL FINANCIAL SERVICES LLC|5660
ABG|ASBURY AUTOMOTIVE GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21
ABIL|ABILITY INC.|ALTX|Alternet Securities Inc.|16134
ABIL|ABILITY INC.|APCC|Apex Clearing Corporation|315630
ABIL|ABILITY INC.|BANK|Primevest Financial Services, Inc.|45
ABIL|ABILITY INC.|BATM|CBOE TRADING, INC.|1756
ABIL|ABILITY INC.|BIMI|Banca IMI Securities Corp.|29334
ABIL|ABILITY INC.|BYXM|CBOE TRADING, INC.|5110
ABIL|ABILITY INC.|CHAS|Charles Schwab & Co., Inc.|9470
ABIL|ABILITY INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|10400
ABIL|ABILITY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48971
ABIL|ABILITY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|61337
ABIL|ABILITY INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|303966
ABIL|ABILITY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|340314
ABIL|ABILITY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7738
ABIL|ABILITY INC.|DBAB|Deutsche Bank Securities Inc.|600
ABIL|ABILITY INC.|DBAX|Deutsche Bank Securities Inc.|65100
ABIL|ABILITY INC.|DEAN|MORGAN STANLEY|50
ABIL|ABILITY INC.|DEGS|RONIN PROFESSIONAL LLC|17200
ABIL|ABILITY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|134
ABIL|ABILITY INC.|EBXL|EBX LLC|125100
ABIL|ABILITY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5639
ABIL|ABILITY INC.|EDJO|Edward D. Jones & Co., L.P.|355
ABIL|ABILITY INC.|EGAM|CBOE TRADING, INC.|26319
ABIL|ABILITY INC.|EGAW|CBOE TRADING, INC.|892
ABIL|ABILITY INC.|EGXM|CBOE TRADING, INC.|17839
ABIL|ABILITY INC.|EGXW|CBOE TRADING, INC.|1049
ABIL|ABILITY INC.|ETBE|Electronic Transaction Clearing, Inc.|14981
ABIL|ABILITY INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3414
ABIL|ABILITY INC.|ETCC|Electronic Transaction Clearing, Inc.|1100
ABIL|ABILITY INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|378371
ABIL|ABILITY INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|115281
ABIL|ABILITY INC.|ETRS|E*Trade Securities LLC|3373238
ABIL|ABILITY INC.|FBCO|Credit Suisse Securities (USA) LLC|605565
ABIL|ABILITY INC.|FILL|Tradestation Securities, Inc.|244654
ABIL|ABILITY INC.|FMAF|NBCN Inc./ CDS|18411
ABIL|ABILITY INC.|FOMA|TD AMERITRADE CLEARING, INC.|3110952
ABIL|ABILITY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8700
ABIL|ABILITY INC.|FTBR|Foliofn Investments, Inc.|1
ABIL|ABILITY INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|111638
ABIL|ABILITY INC.|GLIS|TD Securities Inc|4469
ABIL|ABILITY INC.|GLPX|ACS EXECUTION SERVICES, LLC|466992
ABIL|ABILITY INC.|GSCO|GOLDMAN SACHS & CO. LLC|24765
ABIL|ABILITY INC.|GSCS|GOLDMAN SACHS & CO. LLC|14546
ABIL|ABILITY INC.|GSLT|GOLDMAN SACHS & CO. LLC|118662
ABIL|ABILITY INC.|GTSZ|GTS SECURITIES LLC|197763
ABIL|ABILITY INC.|HRBF|American Enterprise Investment Services Inc.|10616
ABIL|ABILITY INC.|HSBC|HSBC Securities, Inc.|1048
ABIL|ABILITY INC.|IATS|INTERACTIVE BROKERS LLC|221890
ABIL|ABILITY INC.|IBKR|Interactive Brokers Llc|2258949
ABIL|ABILITY INC.|ICBX|INSTINET, LLC|20809
ABIL|ABILITY INC.|INCA|INSTINET, LLC|412916
ABIL|ABILITY INC.|INJX|INSTINET, LLC|1676
ABIL|ABILITY INC.|ITGI|ITG Inc.|114402
ABIL|ABILITY INC.|ITGP|ITG INC.|49000
ABIL|ABILITY INC.|JEFF|JEFFERIES LLC|1900
ABIL|ABILITY INC.|JMPT|JUMP TRADING, LLC|17966
ABIL|ABILITY INC.|JPMX|J.P. Morgan Securities LLC|44634
ABIL|ABILITY INC.|JSJX|JANE STREET CAPITAL LLC|660
ABIL|ABILITY INC.|KCGM|VIRTU Americas LLC|58482
ABIL|ABILITY INC.|LEHM|Barclays Capital Inc./Le|212983
ABIL|ABILITY INC.|LIME|Lime Brokerage LLC|126224
ABIL|ABILITY INC.|LSCI|Lek Securities Corporation|14277
ABIL|ABILITY INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9012
ABIL|ABILITY INC.|MAVB|Great Point Capital LLC|2680
ABIL|ABILITY INC.|MBTS|ALLY INVEST SECURITIES LLC|500
ABIL|ABILITY INC.|MICA|Spartan Securities Group, Ltd.|2374971
ABIL|ABILITY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31170
ABIL|ABILITY INC.|MOTF|MOTIF INVESTING, INC.|71
ABIL|ABILITY INC.|MSCO|MORGAN STANLEY & CO. LLC|1888820
ABIL|ABILITY INC.|MSPL|MORGAN STANLEY & CO. LLC|20500
ABIL|ABILITY INC.|NFSC|National Financial Services LLC|1209079
ABIL|ABILITY INC.|NITE|VIRTU Americas LLC|4549856
ABIL|ABILITY INC.|NQRB|Brut, LLC|7727
ABIL|ABILITY INC.|OPCO|Oppenheimer & Co. Inc.|6466
ABIL|ABILITY INC.|PCPT|PHILLIP CAPITAL INC.|4218
ABIL|ABILITY INC.|PDQM|CODA MARKETS, INC.|651342
ABIL|ABILITY INC.|POIN|PRECISION SECURITIES, LLC (POIN)|3374
ABIL|ABILITY INC.|PUMA|Puma Capital, Llc|6100
ABIL|ABILITY INC.|RAJA|Raymond James & Associates, Inc.|2036
ABIL|ABILITY INC.|RBCM|RBC CAPITAL MARKETS, LLC|900
ABIL|ABILITY INC.|RGLD|Regal Securities, Inc|4830
ABIL|ABILITY INC.|SAGL|SAGETRADER, LLC|12480
ABIL|ABILITY INC.|SALI|INTL FCSTONE FINANCIAL INC.|1353
ABIL|ABILITY INC.|SBSH|Citigroup Global Markets Inc.|67513
ABIL|ABILITY INC.|SGMT|GOLDMAN SACHS & CO. LLC|106644
ABIL|ABILITY INC.|SOGO|Wang Investment Associates, Inc.|644
ABIL|ABILITY INC.|SPDR|SPEEDROUTE LLC|129533
ABIL|ABILITY INC.|SPTD|MINT GLOBAL MARKETS, INC.|11703
ABIL|ABILITY INC.|STXG|Stockcross Financial Services, Inc.|164
ABIL|ABILITY INC.|SWIM|TD Ameritrade, Inc.|2304405
ABIL|ABILITY INC.|SWST|Hilltop Securities Inc.|8500
ABIL|ABILITY INC.|TKNG|ALLY INVEST SECURITIES LLC|47979
ABIL|ABILITY INC.|TRCM|TRC MARKETS LLC|848
ABIL|ABILITY INC.|TRLN|Tradelink Securities, LLC|255014
ABIL|ABILITY INC.|TWTT|TASTYWORKS, INC.|4750
ABIL|ABILITY INC.|UBSA|UBS SECURITIES LLC|514220
ABIL|ABILITY INC.|UBSS|UBS Securities LLC|368321
ABIL|ABILITY INC.|VALX|VIRTU AMERICAS LLC|59767
ABIL|ABILITY INC.|VERT|The Vertical Trading Group, LLC|971
ABIL|ABILITY INC.|VGRD|Vanguard Marketing Corporation|23827
ABIL|ABILITY INC.|VIEW|VIEWTRADE SECURITIES LLC|4870
ABIL|ABILITY INC.|VSIN|Vision Financial Markets Llc|10574
ABIL|ABILITY INC.|WCHV|WELLS FARGO SECURITIES, LLC|43367
ABIL|ABILITY INC.|WEDB|WEDBUSH SECURITIES INC.|286073
ABIL|ABILITY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13357
ABIL|ABILITY INC.|WGIF|CIBC World Markets Inc.|30713
ABIL|ABILITY INC.|WHOT|JUST2TRADE, INC.|180
ABIL|ABILITY INC.|WSEA|WOLVERINE SECURITIES, LLC|36995
ABIL|ABILITY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ABIL|ABILITY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|72063
ABIL|ABILITY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8516
ABIO|ARCA BIOPHARMA, INC.|APCC|Apex Clearing Corporation|55184
ABIO|ARCA BIOPHARMA, INC.|BATM|CBOE TRADING, INC.|5381
ABIO|ARCA BIOPHARMA, INC.|BERN|Sanford C. Bernstein & Co., LLC|400
ABIO|ARCA BIOPHARMA, INC.|BIMI|Banca IMI Securities Corp.|98709
ABIO|ARCA BIOPHARMA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2562
ABIO|ARCA BIOPHARMA, INC.|CANT|Cantor Fitzgerald & Co.|384
ABIO|ARCA BIOPHARMA, INC.|CHAS|Charles Schwab & Co., Inc.|4500
ABIO|ARCA BIOPHARMA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8000
ABIO|ARCA BIOPHARMA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15200
ABIO|ARCA BIOPHARMA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
ABIO|ARCA BIOPHARMA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3600
ABIO|ARCA BIOPHARMA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
ABIO|ARCA BIOPHARMA, INC.|DBAB|Deutsche Bank Securities Inc.|58874
ABIO|ARCA BIOPHARMA, INC.|DBAX|Deutsche Bank Securities Inc.|1500
ABIO|ARCA BIOPHARMA, INC.|EBXL|EBX LLC|6300
ABIO|ARCA BIOPHARMA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
ABIO|ARCA BIOPHARMA, INC.|EGAM|CBOE TRADING, INC.|6600
ABIO|ARCA BIOPHARMA, INC.|EGXM|CBOE TRADING, INC.|9204
ABIO|ARCA BIOPHARMA, INC.|ETRS|E*Trade Securities LLC|497518
ABIO|ARCA BIOPHARMA, INC.|FBCO|Credit Suisse Securities (USA) LLC|9958
ABIO|ARCA BIOPHARMA, INC.|FBSB|U.S. Bancorp Investments, Inc.|1500
ABIO|ARCA BIOPHARMA, INC.|FILL|Tradestation Securities, Inc.|47006
ABIO|ARCA BIOPHARMA, INC.|FMAF|NBCN Inc./ CDS|750
ABIO|ARCA BIOPHARMA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1330236
ABIO|ARCA BIOPHARMA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15
ABIO|ARCA BIOPHARMA, INC.|FTBR|Foliofn Investments, Inc.|9
ABIO|ARCA BIOPHARMA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|734
ABIO|ARCA BIOPHARMA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|540
ABIO|ARCA BIOPHARMA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|44185
ABIO|ARCA BIOPHARMA, INC.|IATS|INTERACTIVE BROKERS LLC|15888
ABIO|ARCA BIOPHARMA, INC.|IBKR|Interactive Brokers Llc|234169
ABIO|ARCA BIOPHARMA, INC.|ICBX|INSTINET, LLC|1767
ABIO|ARCA BIOPHARMA, INC.|INCA|INSTINET, LLC|122299
ABIO|ARCA BIOPHARMA, INC.|ITGI|ITG Inc.|4000
ABIO|ARCA BIOPHARMA, INC.|ITGP|ITG INC.|2200
ABIO|ARCA BIOPHARMA, INC.|JMPT|JUMP TRADING, LLC|3293
ABIO|ARCA BIOPHARMA, INC.|JPMX|J.P. Morgan Securities LLC|600
ABIO|ARCA BIOPHARMA, INC.|KCGM|VIRTU Americas LLC|200
ABIO|ARCA BIOPHARMA, INC.|LEHM|Barclays Capital Inc./Le|28442
ABIO|ARCA BIOPHARMA, INC.|LIME|Lime Brokerage LLC|10373
ABIO|ARCA BIOPHARMA, INC.|LSCI|Lek Securities Corporation|9
ABIO|ARCA BIOPHARMA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
ABIO|ARCA BIOPHARMA, INC.|MSCO|MORGAN STANLEY & CO. LLC|245232
ABIO|ARCA BIOPHARMA, INC.|NFSC|National Financial Services LLC|459250
ABIO|ARCA BIOPHARMA, INC.|NITE|VIRTU Americas LLC|1833285
ABIO|ARCA BIOPHARMA, INC.|NQRB|Brut, LLC|1724
ABIO|ARCA BIOPHARMA, INC.|OPCO|Oppenheimer & Co. Inc.|400
ABIO|ARCA BIOPHARMA, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3200
ABIO|ARCA BIOPHARMA, INC.|PDQM|CODA MARKETS, INC.|143165
ABIO|ARCA BIOPHARMA, INC.|RAJA|Raymond James & Associates, Inc.|1176
ABIO|ARCA BIOPHARMA, INC.|RGLD|Regal Securities, Inc|332
ABIO|ARCA BIOPHARMA, INC.|SAGL|SAGETRADER, LLC|1300
ABIO|ARCA BIOPHARMA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|149
ABIO|ARCA BIOPHARMA, INC.|SBSH|Citigroup Global Markets Inc.|41152
ABIO|ARCA BIOPHARMA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|6700
ABIO|ARCA BIOPHARMA, INC.|SOGO|Wang Investment Associates, Inc.|600
ABIO|ARCA BIOPHARMA, INC.|SPDR|SPEEDROUTE LLC|87098
ABIO|ARCA BIOPHARMA, INC.|SWIM|TD Ameritrade, Inc.|305004
ABIO|ARCA BIOPHARMA, INC.|TKNG|ALLY INVEST SECURITIES LLC|4494
ABIO|ARCA BIOPHARMA, INC.|TWTT|TASTYWORKS, INC.|200
ABIO|ARCA BIOPHARMA, INC.|UBSA|UBS SECURITIES LLC|46877
ABIO|ARCA BIOPHARMA, INC.|UBSS|UBS Securities LLC|117448
ABIO|ARCA BIOPHARMA, INC.|VGRD|Vanguard Marketing Corporation|12182
ABIO|ARCA BIOPHARMA, INC.|VIEW|VIEWTRADE SECURITIES LLC|2000
ABIO|ARCA BIOPHARMA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|52133
ABIO|ARCA BIOPHARMA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18613
ABIO|ARCA BIOPHARMA, INC.|WGIF|CIBC World Markets Inc.|3288
ABIO|ARCA BIOPHARMA, INC.|WSEA|WOLVERINE SECURITIES, LLC|117601
ABM|A B M INDUSTRIES INC|ABLE|NATIXIS Securities Americas LLC|279000
ABM|A B M INDUSTRIES INC|ALTX|Alternet Securities Inc.|5987
ABM|A B M INDUSTRIES INC|APCC|Apex Clearing Corporation|1921
ABM|A B M INDUSTRIES INC|AVON|Avondale Partners, LLC|350
ABM|A B M INDUSTRIES INC|BANK|Primevest Financial Services, Inc.|72
ABM|A B M INDUSTRIES INC|BARD|Robert W. Baird & Co. Incorporated|642
ABM|A B M INDUSTRIES INC|BATM|CBOE TRADING, INC.|9090
ABM|A B M INDUSTRIES INC|BBNT|BB&T SECURITIES, LLC|26
ABM|A B M INDUSTRIES INC|BERN|Sanford C. Bernstein & Co., LLC|24365
ABM|A B M INDUSTRIES INC|BIDS|BIDS TRADING L.P.|1400
ABM|A B M INDUSTRIES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5909
ABM|A B M INDUSTRIES INC|BLKX|INSTINET, LLC|46740
ABM|A B M INDUSTRIES INC|BNPX|BNP PARIBAS SECURITIES CORP.|505434
ABM|A B M INDUSTRIES INC|BRVL|BLAYLOCK VAN, LLC|100
ABM|A B M INDUSTRIES INC|BTIG|BTIG, LLC|701
ABM|A B M INDUSTRIES INC|BYXM|CBOE TRADING, INC.|369
ABM|A B M INDUSTRIES INC|CHAS|Charles Schwab & Co., Inc.|24
ABM|A B M INDUSTRIES INC|CIST|Capital Institutional Services, Inc.|40
ABM|A B M INDUSTRIES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36395
ABM|A B M INDUSTRIES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15885
ABM|A B M INDUSTRIES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ABM|A B M INDUSTRIES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|529703
ABM|A B M INDUSTRIES INC|CTDL|Citadel Derivatives Group Llc|17840
ABM|A B M INDUSTRIES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|34742
ABM|A B M INDUSTRIES INC|DBAB|Deutsche Bank Securities Inc.|193237
ABM|A B M INDUSTRIES INC|DBAX|Deutsche Bank Securities Inc.|381100
ABM|A B M INDUSTRIES INC|DBUL|Deutsche Bank Securities Inc.|100
ABM|A B M INDUSTRIES INC|DEAN|MORGAN STANLEY|3921
ABM|A B M INDUSTRIES INC|DEGS|RONIN PROFESSIONAL LLC|1246
ABM|A B M INDUSTRIES INC|EBXL|EBX LLC|137500
ABM|A B M INDUSTRIES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6241
ABM|A B M INDUSTRIES INC|EDJO|Edward D. Jones & Co., L.P.|1135
ABM|A B M INDUSTRIES INC|EGAM|CBOE TRADING, INC.|16585
ABM|A B M INDUSTRIES INC|EGAW|CBOE TRADING, INC.|600
ABM|A B M INDUSTRIES INC|EGXM|CBOE TRADING, INC.|3308
ABM|A B M INDUSTRIES INC|ETBE|Electronic Transaction Clearing, Inc.|10132
ABM|A B M INDUSTRIES INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2400
ABM|A B M INDUSTRIES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15572
ABM|A B M INDUSTRIES INC|ETRS|E*Trade Securities LLC|73423
ABM|A B M INDUSTRIES INC|FFSI|Firstrade Securities Inc.|100
ABM|A B M INDUSTRIES INC|FILL|Tradestation Securities, Inc.|2933
ABM|A B M INDUSTRIES INC|FMAF|NBCN Inc./ CDS|870
ABM|A B M INDUSTRIES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6127
ABM|A B M INDUSTRIES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98785
ABM|A B M INDUSTRIES INC|FTBR|Foliofn Investments, Inc.|2390
ABM|A B M INDUSTRIES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3319
ABM|A B M INDUSTRIES INC|GLPX|ACS EXECUTION SERVICES, LLC|76851
ABM|A B M INDUSTRIES INC|GSCO|GOLDMAN SACHS & CO. LLC|1474923
ABM|A B M INDUSTRIES INC|GSCS|GOLDMAN SACHS & CO. LLC|774
ABM|A B M INDUSTRIES INC|GSLT|GOLDMAN SACHS & CO. LLC|4718
ABM|A B M INDUSTRIES INC|GTSZ|GTS SECURITIES LLC|50352
ABM|A B M INDUSTRIES INC|HPPX|POTAMUS TRADING, LLC|2366
ABM|A B M INDUSTRIES INC|HRBF|American Enterprise Investment Services Inc.|924
ABM|A B M INDUSTRIES INC|HSBC|HSBC Securities, Inc.|601
ABM|A B M INDUSTRIES INC|IATS|INTERACTIVE BROKERS LLC|13160
ABM|A B M INDUSTRIES INC|IBKR|Interactive Brokers Llc|17320
ABM|A B M INDUSTRIES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
ABM|A B M INDUSTRIES INC|ICBX|INSTINET, LLC|41566
ABM|A B M INDUSTRIES INC|IEQY|CITADEL SECURITIES LLC|30083
ABM|A B M INDUSTRIES INC|INCA|INSTINET, LLC|201522
ABM|A B M INDUSTRIES INC|INJX|INSTINET, LLC|7646
ABM|A B M INDUSTRIES INC|ITGI|ITG Inc.|52089
ABM|A B M INDUSTRIES INC|ITGP|ITG INC.|62200
ABM|A B M INDUSTRIES INC|JEFF|JEFFERIES LLC|57992
ABM|A B M INDUSTRIES INC|JMPT|JUMP TRADING, LLC|40659
ABM|A B M INDUSTRIES INC|JONE|JonesTrading|527
ABM|A B M INDUSTRIES INC|JPBX|J.P. MORGAN SECURITIES LLC|110502
ABM|A B M INDUSTRIES INC|JPMX|J.P. Morgan Securities LLC|348838
ABM|A B M INDUSTRIES INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1200
ABM|A B M INDUSTRIES INC|JSJX|JANE STREET CAPITAL LLC|9727
ABM|A B M INDUSTRIES INC|KCGM|VIRTU Americas LLC|45829
ABM|A B M INDUSTRIES INC|LEHM|Barclays Capital Inc./Le|356811
ABM|A B M INDUSTRIES INC|LIME|Lime Brokerage LLC|14039
ABM|A B M INDUSTRIES INC|LOOP|Loop Capital Markets LLC|7572
ABM|A B M INDUSTRIES INC|LQNA|LIQUIDNET, INC.|37900
ABM|A B M INDUSTRIES INC|LSCI|Lek Securities Corporation|104
ABM|A B M INDUSTRIES INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ABM|A B M INDUSTRIES INC|MACQ|Macquarie Capital (USA) Inc.|5163
ABM|A B M INDUSTRIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121002
ABM|A B M INDUSTRIES INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ABM|A B M INDUSTRIES INC|MOTF|MOTIF INVESTING, INC.|4
ABM|A B M INDUSTRIES INC|MSCO|MORGAN STANLEY & CO. LLC|2242666
ABM|A B M INDUSTRIES INC|MSPL|MORGAN STANLEY & CO. LLC|452700
ABM|A B M INDUSTRIES INC|MSTX|MORGAN STANLEY & CO. LLC|265100
ABM|A B M INDUSTRIES INC|NFSC|National Financial Services LLC|60774
ABM|A B M INDUSTRIES INC|NITE|VIRTU Americas LLC|192554
ABM|A B M INDUSTRIES INC|NITP|VIRTU Americas LLC|2288
ABM|A B M INDUSTRIES INC|NQRB|Brut, LLC|1264
ABM|A B M INDUSTRIES INC|NTRC|Northern Trust Securities, Inc.|1366
ABM|A B M INDUSTRIES INC|OPCO|Oppenheimer & Co. Inc.|32642
ABM|A B M INDUSTRIES INC|PDQM|CODA MARKETS, INC.|18921
ABM|A B M INDUSTRIES INC|PWJC|UBS Financial Services, Inc.|1930
ABM|A B M INDUSTRIES INC|QMSR|QUATTRO M SECURITIES INC.|4562
ABM|A B M INDUSTRIES INC|RBCM|RBC CAPITAL MARKETS, LLC|3385
ABM|A B M INDUSTRIES INC|RGLD|Regal Securities, Inc|100
ABM|A B M INDUSTRIES INC|SAGL|SAGETRADER, LLC|30506
ABM|A B M INDUSTRIES INC|SAGW|SAGETRADER, LLC|200
ABM|A B M INDUSTRIES INC|SBSH|Citigroup Global Markets Inc.|33774
ABM|A B M INDUSTRIES INC|SEIC|SEI Investments Distribution Co.|100
ABM|A B M INDUSTRIES INC|SGMT|GOLDMAN SACHS & CO. LLC|129981
ABM|A B M INDUSTRIES INC|SIDC|Sidoti & Company, LLC|1706
ABM|A B M INDUSTRIES INC|SPDR|SPEEDROUTE LLC|5631
ABM|A B M INDUSTRIES INC|SPTD|MINT GLOBAL MARKETS, INC.|200
ABM|A B M INDUSTRIES INC|STFL|Stifel, Nicolaus & Company, Incorporated|177231
ABM|A B M INDUSTRIES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5620
ABM|A B M INDUSTRIES INC|SWIM|TD Ameritrade, Inc.|31027
ABM|A B M INDUSTRIES INC|SWST|Hilltop Securities Inc.|440
ABM|A B M INDUSTRIES INC|TKNG|ALLY INVEST SECURITIES LLC|1416
ABM|A B M INDUSTRIES INC|TRBT|Tradebot Systems, Inc.|245167
ABM|A B M INDUSTRIES INC|TRCM|TRC MARKETS LLC|61120
ABM|A B M INDUSTRIES INC|UBSA|UBS SECURITIES LLC|606230
ABM|A B M INDUSTRIES INC|UBSS|UBS Securities LLC|1076397
ABM|A B M INDUSTRIES INC|VALX|VIRTU AMERICAS LLC|10631
ABM|A B M INDUSTRIES INC|VGRD|Vanguard Marketing Corporation|9865
ABM|A B M INDUSTRIES INC|WBLR|WILLIAM BLAIR|107
ABM|A B M INDUSTRIES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|4235
ABM|A B M INDUSTRIES INC|WCHV|WELLS FARGO SECURITIES, LLC|31231
ABM|A B M INDUSTRIES INC|WEDB|WEDBUSH SECURITIES INC.|5171
ABM|A B M INDUSTRIES INC|WEED|Weeden & Co.L.P.|793275
ABM|A B M INDUSTRIES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11584
ABM|A B M INDUSTRIES INC|WGIF|CIBC World Markets Inc.|3000
ABM|A B M INDUSTRIES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|374
ABM|A B M INDUSTRIES INC|WSEA|WOLVERINE SECURITIES, LLC|4364
ABM|A B M INDUSTRIES INC|XIST|INSTINET, LLC|231200
ABM|A B M INDUSTRIES INC|XPQR|Jump Trading|1997
ABM|A B M INDUSTRIES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|16110
ABM|A B M INDUSTRIES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ABM|A B M INDUSTRIES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16159
ABMD|ABIOMED INC       ##|ABLE|NATIXIS Securities Americas LLC|12888
ABMD|ABIOMED INC       ##|ALTX|Alternet Securities Inc.|8408
ABMD|ABIOMED INC       ##|ANOS|ABEL/NOSER, L.L.C.|30
ABMD|ABIOMED INC       ##|APCC|Apex Clearing Corporation|796
ABMD|ABIOMED INC       ##|BANK|Primevest Financial Services, Inc.|48
ABMD|ABIOMED INC       ##|BARD|Robert W. Baird & Co. Incorporated|3169
ABMD|ABIOMED INC       ##|BATM|CBOE TRADING, INC.|43525
ABMD|ABIOMED INC       ##|BAYC|BAY CREST PARTNERS, LLC|5058
ABMD|ABIOMED INC       ##|BAYT|BTIG, LLC|1600
ABMD|ABIOMED INC       ##|BBNT|BB&T SECURITIES, LLC|110
ABMD|ABIOMED INC       ##|BERN|Sanford C. Bernstein & Co., LLC|50729
ABMD|ABIOMED INC       ##|BGCE|BGC Financial Inc.|2300
ABMD|ABIOMED INC       ##|BIMI|Banca IMI Securities Corp.|1067
ABMD|ABIOMED INC       ##|BKCM|BNY Mellon Capital Markets LLC|22
ABMD|ABIOMED INC       ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10402
ABMD|ABIOMED INC       ##|BLKX|INSTINET, LLC|5000
ABMD|ABIOMED INC       ##|BMOC|BMO Capital Markets Corp.|18063
ABMD|ABIOMED INC       ##|BNPX|BNP PARIBAS SECURITIES CORP.|21811
ABMD|ABIOMED INC       ##|BRVL|BLAYLOCK VAN, LLC|400
ABMD|ABIOMED INC       ##|BTIG|BTIG, LLC|45276
ABMD|ABIOMED INC       ##|BYXM|CBOE TRADING, INC.|5540
ABMD|ABIOMED INC       ##|BZYD|GOLDMAN SACHS & CO. LLC|400
ABMD|ABIOMED INC       ##|CANT|Cantor Fitzgerald & Co.|2501
ABMD|ABIOMED INC       ##|CHAS|Charles Schwab & Co., Inc.|5890
ABMD|ABIOMED INC       ##|CIBP|CIBC World Markets Corp.|26363
ABMD|ABIOMED INC       ##|CICF|Canaccord Genuity Corp.|22
ABMD|ABIOMED INC       ##|CIST|Capital Institutional Services, Inc.|129
ABMD|ABIOMED INC       ##|COWR|Cowen and Company, LLC|116
ABMD|ABIOMED INC       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111471
ABMD|ABIOMED INC       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6661
ABMD|ABIOMED INC       ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5399
ABMD|ABIOMED INC       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|262270
ABMD|ABIOMED INC       ##|CTDL|Citadel Derivatives Group Llc|45839
ABMD|ABIOMED INC       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|14266
ABMD|ABIOMED INC       ##|DADA|D.A. Davidson & Co.|520
ABMD|ABIOMED INC       ##|DAWA|Daiwa Capital Markets America Inc.|149
ABMD|ABIOMED INC       ##|DBAB|Deutsche Bank Securities Inc.|433662
ABMD|ABIOMED INC       ##|DBAX|Deutsche Bank Securities Inc.|199900
ABMD|ABIOMED INC       ##|DBUL|Deutsche Bank Securities Inc.|3745
ABMD|ABIOMED INC       ##|DCHF|Dart Executions, LLC|1460
ABMD|ABIOMED INC       ##|DEAN|MORGAN STANLEY|7856
ABMD|ABIOMED INC       ##|DEGS|RONIN PROFESSIONAL LLC|500
ABMD|ABIOMED INC       ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7172
ABMD|ABIOMED INC       ##|DRWK|DRW SECURITIES, L.L.C.|40822
ABMD|ABIOMED INC       ##|EBXL|EBX LLC|122200
ABMD|ABIOMED INC       ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|12823
ABMD|ABIOMED INC       ##|EDJO|Edward D. Jones & Co., L.P.|1735
ABMD|ABIOMED INC       ##|EGAM|CBOE TRADING, INC.|8926
ABMD|ABIOMED INC       ##|EGAW|CBOE TRADING, INC.|22
ABMD|ABIOMED INC       ##|EGMT|EG MARKET TECHNOLOGIES LLC|396
ABMD|ABIOMED INC       ##|EGXM|CBOE TRADING, INC.|1999
ABMD|ABIOMED INC       ##|EGXW|CBOE TRADING, INC.|9
ABMD|ABIOMED INC       ##|ESPO|ESPOSITO SECURITIES, LLC|14
ABMD|ABIOMED INC       ##|ETBE|Electronic Transaction Clearing, Inc.|57926
ABMD|ABIOMED INC       ##|ETCB|ETC BROKERAGE SERVICES, LLC|271
ABMD|ABIOMED INC       ##|ETCC|Electronic Transaction Clearing, Inc.|1243
ABMD|ABIOMED INC       ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4146
ABMD|ABIOMED INC       ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69838
ABMD|ABIOMED INC       ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1338
ABMD|ABIOMED INC       ##|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1300
ABMD|ABIOMED INC       ##|ETRS|E*Trade Securities LLC|70742
ABMD|ABIOMED INC       ##|FBCO|Credit Suisse Securities (USA) LLC|618752
ABMD|ABIOMED INC       ##|FBSB|U.S. Bancorp Investments, Inc.|33
ABMD|ABIOMED INC       ##|FFSI|Firstrade Securities Inc.|5
ABMD|ABIOMED INC       ##|FIDT|Fidelity Clearing Canada ULC./ CDS|192
ABMD|ABIOMED INC       ##|FILL|Tradestation Securities, Inc.|6108
ABMD|ABIOMED INC       ##|FINX|FINTECH SECURITIES|20
ABMD|ABIOMED INC       ##|FMAF|NBCN Inc./ CDS|1162
ABMD|ABIOMED INC       ##|FOMA|TD AMERITRADE CLEARING, INC.|321692
ABMD|ABIOMED INC       ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16903
ABMD|ABIOMED INC       ##|FQLS|Quantlab Securities LP|201212
ABMD|ABIOMED INC       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48367
ABMD|ABIOMED INC       ##|FTBR|Foliofn Investments, Inc.|13322
ABMD|ABIOMED INC       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|11606
ABMD|ABIOMED INC       ##|GELP|RBC CAPITAL MARKETS, LLC|299
ABMD|ABIOMED INC       ##|GHCC|Gordon, Haskett Capital Corporation|360
ABMD|ABIOMED INC       ##|GLIS|TD Securities Inc|157
ABMD|ABIOMED INC       ##|GLPX|ACS EXECUTION SERVICES, LLC|119967
ABMD|ABIOMED INC       ##|GSCO|GOLDMAN SACHS & CO. LLC|733013
ABMD|ABIOMED INC       ##|GSCS|GOLDMAN SACHS & CO. LLC|20606
ABMD|ABIOMED INC       ##|GSLT|GOLDMAN SACHS & CO. LLC|983
ABMD|ABIOMED INC       ##|GTSZ|GTS SECURITIES LLC|87362
ABMD|ABIOMED INC       ##|HAPX|HAP Trading, LLC|525
ABMD|ABIOMED INC       ##|HRBF|American Enterprise Investment Services Inc.|14965
ABMD|ABIOMED INC       ##|HSBC|HSBC Securities, Inc.|22023
ABMD|ABIOMED INC       ##|IATS|INTERACTIVE BROKERS LLC|20270
ABMD|ABIOMED INC       ##|IBKR|Interactive Brokers Llc|110705
ABMD|ABIOMED INC       ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|167
ABMD|ABIOMED INC       ##|ICBX|INSTINET, LLC|59404
ABMD|ABIOMED INC       ##|IEQY|CITADEL SECURITIES LLC|177494
ABMD|ABIOMED INC       ##|INCA|INSTINET, LLC|543976
ABMD|ABIOMED INC       ##|INJX|INSTINET, LLC|25902
ABMD|ABIOMED INC       ##|ITGI|ITG Inc.|803937
ABMD|ABIOMED INC       ##|ITGP|ITG INC.|77200
ABMD|ABIOMED INC       ##|JANY|Janney Montgomery Scott Inc.|569
ABMD|ABIOMED INC       ##|JEFF|JEFFERIES LLC|130336
ABMD|ABIOMED INC       ##|JMPT|JUMP TRADING, LLC|147870
ABMD|ABIOMED INC       ##|JONE|JonesTrading|500
ABMD|ABIOMED INC       ##|JPBX|J.P. MORGAN SECURITIES LLC|56614
ABMD|ABIOMED INC       ##|JPMX|J.P. Morgan Securities LLC|356212
ABMD|ABIOMED INC       ##|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
ABMD|ABIOMED INC       ##|JSJX|JANE STREET CAPITAL LLC|57459
ABMD|ABIOMED INC       ##|KCGM|VIRTU Americas LLC|23298
ABMD|ABIOMED INC       ##|LEHM|Barclays Capital Inc./Le|774849
ABMD|ABIOMED INC       ##|LIME|Lime Brokerage LLC|209150
ABMD|ABIOMED INC       ##|LMGP|LIME BROKERAGE LLC|8551
ABMD|ABIOMED INC       ##|LOOP|Loop Capital Markets LLC|552
ABMD|ABIOMED INC       ##|LSCI|Lek Securities Corporation|634
ABMD|ABIOMED INC       ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ABMD|ABIOMED INC       ##|MACQ|Macquarie Capital (USA) Inc.|3405
ABMD|ABIOMED INC       ##|MAXM|Maxim Group LLC|306
ABMD|ABIOMED INC       ##|MBTS|ALLY INVEST SECURITIES LLC|6520
ABMD|ABIOMED INC       ##|MKMP|MKM Partners LLC|100
ABMD|ABIOMED INC       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70320
ABMD|ABIOMED INC       ##|MOTF|MOTIF INVESTING, INC.|100
ABMD|ABIOMED INC       ##|MPSG|E D & F Man Capital Markets Inc.|301
ABMD|ABIOMED INC       ##|MSCO|MORGAN STANLEY & CO. LLC|1968312
ABMD|ABIOMED INC       ##|MSPL|MORGAN STANLEY & CO. LLC|229200
ABMD|ABIOMED INC       ##|MSTX|MORGAN STANLEY & CO. LLC|57300
ABMD|ABIOMED INC       ##|NATL|National Securities Corporation|64
ABMD|ABIOMED INC       ##|NFSC|National Financial Services LLC|340561
ABMD|ABIOMED INC       ##|NITE|VIRTU Americas LLC|705691
ABMD|ABIOMED INC       ##|NITP|VIRTU Americas LLC|7082
ABMD|ABIOMED INC       ##|NORT|Northland Securities, Inc.|1897
ABMD|ABIOMED INC       ##|NQRB|Brut, LLC|3427
ABMD|ABIOMED INC       ##|NTRC|Northern Trust Securities, Inc.|1646
ABMD|ABIOMED INC       ##|OPCO|Oppenheimer & Co. Inc.|3887
ABMD|ABIOMED INC       ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|423
ABMD|ABIOMED INC       ##|PCPT|PHILLIP CAPITAL INC.|502
ABMD|ABIOMED INC       ##|PDQM|CODA MARKETS, INC.|186861
ABMD|ABIOMED INC       ##|PHLY|NASDAQ Execution Services, LLC|2200
ABMD|ABIOMED INC       ##|PIPR|Piper Jaffray & Co.|4129
ABMD|ABIOMED INC       ##|PWJC|UBS Financial Services, Inc.|376
ABMD|ABIOMED INC       ##|QMSR|QUATTRO M SECURITIES INC.|5783
ABMD|ABIOMED INC       ##|RAJA|Raymond James & Associates, Inc.|6257
ABMD|ABIOMED INC       ##|RBCM|RBC CAPITAL MARKETS, LLC|3074
ABMD|ABIOMED INC       ##|SAGL|SAGETRADER, LLC|6306
ABMD|ABIOMED INC       ##|SAGW|SAGETRADER, LLC|470
ABMD|ABIOMED INC       ##|SBSH|Citigroup Global Markets Inc.|230587
ABMD|ABIOMED INC       ##|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
ABMD|ABIOMED INC       ##|SGMT|GOLDMAN SACHS & CO. LLC|87509
ABMD|ABIOMED INC       ##|SOGO|Wang Investment Associates, Inc.|400
ABMD|ABIOMED INC       ##|SPDR|SPEEDROUTE LLC|8230
ABMD|ABIOMED INC       ##|SPHN|Stephens Inc.|146153
ABMD|ABIOMED INC       ##|STFL|Stifel, Nicolaus & Company, Incorporated|15832
ABMD|ABIOMED INC       ##|STKP|STOCKPILE INVESTMENTS, INC.|262
ABMD|ABIOMED INC       ##|STXG|Stockcross Financial Services, Inc.|3000
ABMD|ABIOMED INC       ##|SWIM|TD Ameritrade, Inc.|103629
ABMD|ABIOMED INC       ##|SWST|Hilltop Securities Inc.|2640
ABMD|ABIOMED INC       ##|TKNG|ALLY INVEST SECURITIES LLC|5754
ABMD|ABIOMED INC       ##|TRBT|Tradebot Systems, Inc.|201670
ABMD|ABIOMED INC       ##|TRCM|TRC MARKETS LLC|125458
ABMD|ABIOMED INC       ##|TTUC|CUTTONE & CO., INC.|2349
ABMD|ABIOMED INC       ##|TWTT|TASTYWORKS, INC.|217
ABMD|ABIOMED INC       ##|UBSA|UBS SECURITIES LLC|415576
ABMD|ABIOMED INC       ##|UBSS|UBS Securities LLC|1100115
ABMD|ABIOMED INC       ##|VALX|VIRTU AMERICAS LLC|15889
ABMD|ABIOMED INC       ##|VERT|The Vertical Trading Group, LLC|257
ABMD|ABIOMED INC       ##|VGRD|Vanguard Marketing Corporation|18946
ABMD|ABIOMED INC       ##|VSIN|Vision Financial Markets Llc|159
ABMD|ABIOMED INC       ##|WABR|Wall Street Access|2150
ABMD|ABIOMED INC       ##|WBLR|WILLIAM BLAIR|3835
ABMD|ABIOMED INC       ##|WBPX|SUMMIT SECURITIES GROUP, LLC|34913
ABMD|ABIOMED INC       ##|WCHV|WELLS FARGO SECURITIES, LLC|84581
ABMD|ABIOMED INC       ##|WDNX|WEEDEN & CO.L.P.|1200
ABMD|ABIOMED INC       ##|WEDB|WEDBUSH SECURITIES INC.|770
ABMD|ABIOMED INC       ##|WEED|Weeden & Co.L.P.|808
ABMD|ABIOMED INC       ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14229
ABMD|ABIOMED INC       ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11755
ABMD|ABIOMED INC       ##|WGIF|CIBC World Markets Inc.|4069
ABMD|ABIOMED INC       ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|695
ABMD|ABIOMED INC       ##|WSEA|WOLVERINE SECURITIES, LLC|14330
ABMD|ABIOMED INC       ##|WTFS|JUST2TRADE, INC.|103
ABMD|ABIOMED INC       ##|XIST|INSTINET, LLC|10614
ABMD|ABIOMED INC       ##|XPQR|Jump Trading|200
ABMD|ABIOMED INC       ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|40294
ABMD|ABIOMED INC       ##|YKNA|COMHAR CAPITAL MARKETS, LLC|46304
ABMD|ABIOMED INC       ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2277
ABR|ARBOR REALTY TR|ABLE|NATIXIS Securities Americas LLC|7948
ABR|ARBOR REALTY TR|AGIS|Aegis Capital Corp.|300
ABR|ARBOR REALTY TR|ALTX|Alternet Securities Inc.|7140
ABR|ARBOR REALTY TR|APCC|Apex Clearing Corporation|2519
ABR|ARBOR REALTY TR|AQUA|AQUA SECURITIES L.P.|2500
ABR|ARBOR REALTY TR|BARD|Robert W. Baird & Co. Incorporated|5324
ABR|ARBOR REALTY TR|BATM|CBOE TRADING, INC.|8900
ABR|ARBOR REALTY TR|BAYC|BAY CREST PARTNERS, LLC|838
ABR|ARBOR REALTY TR|BBNT|BB&T SECURITIES, LLC|80
ABR|ARBOR REALTY TR|BERN|Sanford C. Bernstein & Co., LLC|28028
ABR|ARBOR REALTY TR|BIDS|BIDS TRADING L.P.|900
ABR|ARBOR REALTY TR|BIMI|Banca IMI Securities Corp.|492
ABR|ARBOR REALTY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36088
ABR|ARBOR REALTY TR|BLKX|INSTINET, LLC|12800
ABR|ARBOR REALTY TR|BNPX|BNP PARIBAS SECURITIES CORP.|8012
ABR|ARBOR REALTY TR|BRCY|BCP SECURITIES, LLC|432582
ABR|ARBOR REALTY TR|BTIG|BTIG, LLC|124953
ABR|ARBOR REALTY TR|BYXM|CBOE TRADING, INC.|3510
ABR|ARBOR REALTY TR|BZYD|GOLDMAN SACHS & CO. LLC|9000
ABR|ARBOR REALTY TR|CANT|Cantor Fitzgerald & Co.|5764
ABR|ARBOR REALTY TR|CHAS|Charles Schwab & Co., Inc.|10699
ABR|ARBOR REALTY TR|CLSA|CLSA AMERICAS, LLC|500
ABR|ARBOR REALTY TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|134506
ABR|ARBOR REALTY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2200
ABR|ARBOR REALTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|528139
ABR|ARBOR REALTY TR|CTDL|Citadel Derivatives Group Llc|4153
ABR|ARBOR REALTY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|110006
ABR|ARBOR REALTY TR|DADA|D.A. Davidson & Co.|1453
ABR|ARBOR REALTY TR|DBAB|Deutsche Bank Securities Inc.|214540
ABR|ARBOR REALTY TR|DBAX|Deutsche Bank Securities Inc.|757100
ABR|ARBOR REALTY TR|DBUL|Deutsche Bank Securities Inc.|200
ABR|ARBOR REALTY TR|DEAN|MORGAN STANLEY|14324
ABR|ARBOR REALTY TR|DEGS|RONIN PROFESSIONAL LLC|440
ABR|ARBOR REALTY TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4100
ABR|ARBOR REALTY TR|EBXL|EBX LLC|580200
ABR|ARBOR REALTY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|17644
ABR|ARBOR REALTY TR|EDJO|Edward D. Jones & Co., L.P.|9212
ABR|ARBOR REALTY TR|EGAM|CBOE TRADING, INC.|6816
ABR|ARBOR REALTY TR|EGXM|CBOE TRADING, INC.|11640
ABR|ARBOR REALTY TR|EGXW|CBOE TRADING, INC.|300
ABR|ARBOR REALTY TR|ELEV|ELEVATION, LLC|411
ABR|ARBOR REALTY TR|ETBE|Electronic Transaction Clearing, Inc.|4700
ABR|ARBOR REALTY TR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
ABR|ARBOR REALTY TR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5700
ABR|ARBOR REALTY TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
ABR|ARBOR REALTY TR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|96
ABR|ARBOR REALTY TR|ETRS|E*Trade Securities LLC|260283
ABR|ARBOR REALTY TR|FILL|Tradestation Securities, Inc.|4655
ABR|ARBOR REALTY TR|FMAF|NBCN Inc./ CDS|469
ABR|ARBOR REALTY TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3097
ABR|ARBOR REALTY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82942
ABR|ARBOR REALTY TR|FTBR|Foliofn Investments, Inc.|28916
ABR|ARBOR REALTY TR|GEBB|GLOBAL EXECUTION BROKERS, LP|3100
ABR|ARBOR REALTY TR|GLPX|ACS EXECUTION SERVICES, LLC|78535
ABR|ARBOR REALTY TR|GSCO|GOLDMAN SACHS & CO. LLC|1248543
ABR|ARBOR REALTY TR|GSCS|GOLDMAN SACHS & CO. LLC|4364
ABR|ARBOR REALTY TR|GSLT|GOLDMAN SACHS & CO. LLC|23875
ABR|ARBOR REALTY TR|GTSZ|GTS SECURITIES LLC|96741
ABR|ARBOR REALTY TR|HRBF|American Enterprise Investment Services Inc.|54063
ABR|ARBOR REALTY TR|HSBC|HSBC Securities, Inc.|25927
ABR|ARBOR REALTY TR|IATS|INTERACTIVE BROKERS LLC|25021
ABR|ARBOR REALTY TR|IBKR|Interactive Brokers Llc|43289
ABR|ARBOR REALTY TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1068
ABR|ARBOR REALTY TR|ICBX|INSTINET, LLC|155438
ABR|ARBOR REALTY TR|IEQY|CITADEL SECURITIES LLC|8374
ABR|ARBOR REALTY TR|INCA|INSTINET, LLC|107945
ABR|ARBOR REALTY TR|INJX|INSTINET, LLC|1110
ABR|ARBOR REALTY TR|ITGI|ITG Inc.|183588
ABR|ARBOR REALTY TR|ITGP|ITG INC.|426200
ABR|ARBOR REALTY TR|JANY|Janney Montgomery Scott Inc.|1050
ABR|ARBOR REALTY TR|JEFF|JEFFERIES LLC|31038
ABR|ARBOR REALTY TR|JMPT|JUMP TRADING, LLC|102051
ABR|ARBOR REALTY TR|JPBX|J.P. MORGAN SECURITIES LLC|82900
ABR|ARBOR REALTY TR|JPMX|J.P. Morgan Securities LLC|817812
ABR|ARBOR REALTY TR|JSJX|JANE STREET CAPITAL LLC|180070
ABR|ARBOR REALTY TR|KBWI|Keefe, Bruyette & Woods, Inc.|16358
ABR|ARBOR REALTY TR|KCGM|VIRTU Americas LLC|125038
ABR|ARBOR REALTY TR|KING|C. L. King & Associates, Inc.|5000
ABR|ARBOR REALTY TR|LEHM|Barclays Capital Inc./Le|1076319
ABR|ARBOR REALTY TR|LIME|Lime Brokerage LLC|7717
ABR|ARBOR REALTY TR|LOOP|Loop Capital Markets LLC|8082
ABR|ARBOR REALTY TR|LSCI|Lek Securities Corporation|47
ABR|ARBOR REALTY TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
ABR|ARBOR REALTY TR|MACQ|Macquarie Capital (USA) Inc.|5550
ABR|ARBOR REALTY TR|MBTS|ALLY INVEST SECURITIES LLC|100
ABR|ARBOR REALTY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|510843
ABR|ARBOR REALTY TR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
ABR|ARBOR REALTY TR|MNDX|TJM Investments, LLC|26438
ABR|ARBOR REALTY TR|MOTF|MOTIF INVESTING, INC.|2
ABR|ARBOR REALTY TR|MSCO|MORGAN STANLEY & CO. LLC|795038
ABR|ARBOR REALTY TR|MSPL|MORGAN STANLEY & CO. LLC|654000
ABR|ARBOR REALTY TR|MSTX|MORGAN STANLEY & CO. LLC|408100
ABR|ARBOR REALTY TR|NATL|National Securities Corporation|700
ABR|ARBOR REALTY TR|NFSC|National Financial Services LLC|988606
ABR|ARBOR REALTY TR|NITE|VIRTU Americas LLC|1717560
ABR|ARBOR REALTY TR|NITP|VIRTU Americas LLC|37398
ABR|ARBOR REALTY TR|NQRB|Brut, LLC|6383
ABR|ARBOR REALTY TR|NTBF|BMO Nesbitt Burns Inc./CDS|2300
ABR|ARBOR REALTY TR|ONEL|O'NEIL SECURITIES, INCORPORATED|28120
ABR|ARBOR REALTY TR|OPCO|Oppenheimer & Co. Inc.|12102
ABR|ARBOR REALTY TR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1060
ABR|ARBOR REALTY TR|PDQM|CODA MARKETS, INC.|12450
ABR|ARBOR REALTY TR|PHLY|NASDAQ Execution Services, LLC|200
ABR|ARBOR REALTY TR|PWJC|UBS Financial Services, Inc.|4249
ABR|ARBOR REALTY TR|RBCM|RBC CAPITAL MARKETS, LLC|84724
ABR|ARBOR REALTY TR|SAGL|SAGETRADER, LLC|5790
ABR|ARBOR REALTY TR|SAGW|SAGETRADER, LLC|1087
ABR|ARBOR REALTY TR|SBRX|MURIEL SIEBERT & CO INC|200
ABR|ARBOR REALTY TR|SBSH|Citigroup Global Markets Inc.|415069
ABR|ARBOR REALTY TR|SGMT|GOLDMAN SACHS & CO. LLC|242347
ABR|ARBOR REALTY TR|SPDR|SPEEDROUTE LLC|800
ABR|ARBOR REALTY TR|SPHN|Stephens Inc.|1000
ABR|ARBOR REALTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|29300
ABR|ARBOR REALTY TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5001
ABR|ARBOR REALTY TR|SWIM|TD Ameritrade, Inc.|89193
ABR|ARBOR REALTY TR|SWST|Hilltop Securities Inc.|2000
ABR|ARBOR REALTY TR|TKNG|ALLY INVEST SECURITIES LLC|9523
ABR|ARBOR REALTY TR|TRBT|Tradebot Systems, Inc.|142607
ABR|ARBOR REALTY TR|TRCM|TRC MARKETS LLC|37454
ABR|ARBOR REALTY TR|TRIP|Trident Partners Ltd.|4210
ABR|ARBOR REALTY TR|TWTT|TASTYWORKS, INC.|200
ABR|ARBOR REALTY TR|UBSA|UBS SECURITIES LLC|1332219
ABR|ARBOR REALTY TR|UBSS|UBS Securities LLC|919473
ABR|ARBOR REALTY TR|VALX|VIRTU AMERICAS LLC|84870
ABR|ARBOR REALTY TR|VGRD|Vanguard Marketing Corporation|44153
ABR|ARBOR REALTY TR|WBPX|SUMMIT SECURITIES GROUP, LLC|10157
ABR|ARBOR REALTY TR|WCHV|WELLS FARGO SECURITIES, LLC|377882
ABR|ARBOR REALTY TR|WEDB|WEDBUSH SECURITIES INC.|3467
ABR|ARBOR REALTY TR|WEED|Weeden & Co.L.P.|15189
ABR|ARBOR REALTY TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2261
ABR|ARBOR REALTY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|229588
ABR|ARBOR REALTY TR|WSEA|WOLVERINE SECURITIES, LLC|6649
ABR|ARBOR REALTY TR|XIST|INSTINET, LLC|11000
ABR|ARBOR REALTY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|91100
ABR|ARBOR REALTY TR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ABR|ARBOR REALTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4254
ABR$A|ARBOR REALTY|BATM|CBOE TRADING, INC.|445
ABR$A|ARBOR REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ABR$A|ARBOR REALTY|EBXL|EBX LLC|200
ABR$A|ARBOR REALTY|EDJO|Edward D. Jones & Co., L.P.|1400
ABR$A|ARBOR REALTY|ETRS|E*Trade Securities LLC|700
ABR$A|ARBOR REALTY|GTSZ|GTS SECURITIES LLC|245
ABR$A|ARBOR REALTY|HRBF|American Enterprise Investment Services Inc.|2725
ABR$A|ARBOR REALTY|IBKR|Interactive Brokers Llc|600
ABR$A|ARBOR REALTY|JLEO|Primary Capital, LLC|841
ABR$A|ARBOR REALTY|LIME|Lime Brokerage LLC|500
ABR$A|ARBOR REALTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ABR$A|ARBOR REALTY|NFSC|National Financial Services LLC|6322
ABR$A|ARBOR REALTY|NITE|VIRTU Americas LLC|13878
ABR$A|ARBOR REALTY|SGMT|GOLDMAN SACHS & CO. LLC|45
ABR$A|ARBOR REALTY|SWIM|TD Ameritrade, Inc.|3500
ABR$A|ARBOR REALTY|UBSA|UBS SECURITIES LLC|2200
ABR$A|ARBOR REALTY|UBSS|UBS Securities LLC|1076
ABR$A|ARBOR REALTY|VGRD|Vanguard Marketing Corporation|300
ABR$A|ARBOR REALTY|WCHV|WELLS FARGO SECURITIES, LLC|901
ABR$B|ARBOR REALTY|EGXM|CBOE TRADING, INC.|1
ABR$B|ARBOR REALTY|FTBR|Foliofn Investments, Inc.|1
ABR$B|ARBOR REALTY|HRBF|American Enterprise Investment Services Inc.|600
ABR$B|ARBOR REALTY|IBKR|Interactive Brokers Llc|200
ABR$B|ARBOR REALTY|INCA|INSTINET, LLC|100
ABR$B|ARBOR REALTY|LIME|Lime Brokerage LLC|83
ABR$B|ARBOR REALTY|NFSC|National Financial Services LLC|1226
ABR$B|ARBOR REALTY|NITE|VIRTU Americas LLC|1506
ABR$B|ARBOR REALTY|NQRB|Brut, LLC|100
ABR$B|ARBOR REALTY|UBSA|UBS SECURITIES LLC|100
ABR$B|ARBOR REALTY|WCHV|WELLS FARGO SECURITIES, LLC|500
ABR$C|ARBOR REALTY TRUST|BATM|CBOE TRADING, INC.|200
ABR$C|ARBOR REALTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140
ABR$C|ARBOR REALTY TRUST|ETRS|E*Trade Securities LLC|1400
ABR$C|ARBOR REALTY TRUST|GSCS|GOLDMAN SACHS & CO. LLC|200
ABR$C|ARBOR REALTY TRUST|LEHM|Barclays Capital Inc./Le|400
ABR$C|ARBOR REALTY TRUST|LIME|Lime Brokerage LLC|140
ABR$C|ARBOR REALTY TRUST|NFSC|National Financial Services LLC|6036
ABR$C|ARBOR REALTY TRUST|NITE|VIRTU Americas LLC|4756
ABR$C|ARBOR REALTY TRUST|SWIM|TD Ameritrade, Inc.|4350
ABR$C|ARBOR REALTY TRUST|UBSA|UBS SECURITIES LLC|100
ABR$C|ARBOR REALTY TRUST|UBSS|UBS Securities LLC|422
ABR$C|ARBOR REALTY TRUST|VGRD|Vanguard Marketing Corporation|3200
ABR$C|ARBOR REALTY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2862
ABT|ABBOTT LABORATORIES|ABLE|NATIXIS Securities Americas LLC|288420
ABT|ABBOTT LABORATORIES|ADAM|CANACCORD GENUITY INC.|30100
ABT|ABBOTT LABORATORIES|AGIS|Aegis Capital Corp.|540
ABT|ABBOTT LABORATORIES|ALTX|Alternet Securities Inc.|29986
ABT|ABBOTT LABORATORIES|ANOS|ABEL/NOSER, L.L.C.|600
ABT|ABBOTT LABORATORIES|APCC|Apex Clearing Corporation|5115
ABT|ABBOTT LABORATORIES|BALE|M&T SECURITIES, INC.|100
ABT|ABBOTT LABORATORIES|BANK|Primevest Financial Services, Inc.|429
ABT|ABBOTT LABORATORIES|BARD|Robert W. Baird & Co. Incorporated|24693
ABT|ABBOTT LABORATORIES|BATM|CBOE TRADING, INC.|25360
ABT|ABBOTT LABORATORIES|BAYC|BAY CREST PARTNERS, LLC|26432
ABT|ABBOTT LABORATORIES|BAYT|BTIG, LLC|117900
ABT|ABBOTT LABORATORIES|BBNT|BB&T SECURITIES, LLC|19983
ABT|ABBOTT LABORATORIES|BERN|Sanford C. Bernstein & Co., LLC|162945
ABT|ABBOTT LABORATORIES|BIDS|BIDS TRADING L.P.|1700
ABT|ABBOTT LABORATORIES|BIMI|Banca IMI Securities Corp.|522
ABT|ABBOTT LABORATORIES|BKCM|BNY Mellon Capital Markets LLC|1800
ABT|ABBOTT LABORATORIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33419
ABT|ABBOTT LABORATORIES|BLKX|INSTINET, LLC|141131
ABT|ABBOTT LABORATORIES|BMAK|BMA SECURITIES|200
ABT|ABBOTT LABORATORIES|BMOC|BMO Capital Markets Corp.|356840
ABT|ABBOTT LABORATORIES|BNPX|BNP PARIBAS SECURITIES CORP.|460883
ABT|ABBOTT LABORATORIES|BRGE|Newbridge Securities Corp.|50
ABT|ABBOTT LABORATORIES|BTIG|BTIG, LLC|70759
ABT|ABBOTT LABORATORIES|BYXM|CBOE TRADING, INC.|11091
ABT|ABBOTT LABORATORIES|BZYD|GOLDMAN SACHS & CO. LLC|1324
ABT|ABBOTT LABORATORIES|CABR|Cabrera Capital Markets, Inc.|200
ABT|ABBOTT LABORATORIES|CANT|Cantor Fitzgerald & Co.|459
ABT|ABBOTT LABORATORIES|CBLC|CITIGROUP GLOBAL MARKETS INC.|662414
ABT|ABBOTT LABORATORIES|CHAS|Charles Schwab & Co., Inc.|15460
ABT|ABBOTT LABORATORIES|CIBP|CIBC World Markets Corp.|147038
ABT|ABBOTT LABORATORIES|CICF|Canaccord Genuity Corp.|259
ABT|ABBOTT LABORATORIES|CIOI|CITIGROUP GLOBAL MARKETS INC|59000
ABT|ABBOTT LABORATORIES|CIST|Capital Institutional Services, Inc.|23684
ABT|ABBOTT LABORATORIES|CLSA|CLSA AMERICAS, LLC|2100
ABT|ABBOTT LABORATORIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|516942
ABT|ABBOTT LABORATORIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|402
ABT|ABBOTT LABORATORIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4122
ABT|ABBOTT LABORATORIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1235503
ABT|ABBOTT LABORATORIES|CTDL|Citadel Derivatives Group Llc|45404
ABT|ABBOTT LABORATORIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|507044
ABT|ABBOTT LABORATORIES|DADA|D.A. Davidson & Co.|7396
ABT|ABBOTT LABORATORIES|DAVA|Davenport & Company LLC|2778
ABT|ABBOTT LABORATORIES|DBAB|Deutsche Bank Securities Inc.|1268435
ABT|ABBOTT LABORATORIES|DBAX|Deutsche Bank Securities Inc.|945900
ABT|ABBOTT LABORATORIES|DCHF|Dart Executions, LLC|14685
ABT|ABBOTT LABORATORIES|DEAN|MORGAN STANLEY|68412
ABT|ABBOTT LABORATORIES|DEGS|RONIN PROFESSIONAL LLC|800
ABT|ABBOTT LABORATORIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7322
ABT|ABBOTT LABORATORIES|DRWK|DRW SECURITIES, L.L.C.|69749
ABT|ABBOTT LABORATORIES|EBXL|EBX LLC|1089800
ABT|ABBOTT LABORATORIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|69968
ABT|ABBOTT LABORATORIES|EDJC|Edward Jones / CDS|6284
ABT|ABBOTT LABORATORIES|EDJO|Edward D. Jones & Co., L.P.|117427
ABT|ABBOTT LABORATORIES|EGAM|CBOE TRADING, INC.|53813
ABT|ABBOTT LABORATORIES|EGAW|CBOE TRADING, INC.|1122
ABT|ABBOTT LABORATORIES|EGMT|EG MARKET TECHNOLOGIES LLC|135
ABT|ABBOTT LABORATORIES|EGXM|CBOE TRADING, INC.|7217
ABT|ABBOTT LABORATORIES|EGXW|CBOE TRADING, INC.|572
ABT|ABBOTT LABORATORIES|ESPO|ESPOSITO SECURITIES, LLC|284
ABT|ABBOTT LABORATORIES|ETBE|Electronic Transaction Clearing, Inc.|93601
ABT|ABBOTT LABORATORIES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ABT|ABBOTT LABORATORIES|ETCC|Electronic Transaction Clearing, Inc.|965
ABT|ABBOTT LABORATORIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12958
ABT|ABBOTT LABORATORIES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5680
ABT|ABBOTT LABORATORIES|ETRS|E*Trade Securities LLC|123301
ABT|ABBOTT LABORATORIES|FBSB|U.S. Bancorp Investments, Inc.|1000
ABT|ABBOTT LABORATORIES|FIDT|Fidelity Clearing Canada ULC./ CDS|52
ABT|ABBOTT LABORATORIES|FILL|Tradestation Securities, Inc.|8502
ABT|ABBOTT LABORATORIES|FINX|FINTECH SECURITIES|5551
ABT|ABBOTT LABORATORIES|FMAF|NBCN Inc./ CDS|14013
ABT|ABBOTT LABORATORIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16910
ABT|ABBOTT LABORATORIES|FQLS|Quantlab Securities LP|975429
ABT|ABBOTT LABORATORIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|241557
ABT|ABBOTT LABORATORIES|FTBR|Foliofn Investments, Inc.|5186
ABT|ABBOTT LABORATORIES|GBMT|GBM International, Inc.|7230
ABT|ABBOTT LABORATORIES|GEBB|GLOBAL EXECUTION BROKERS, LP|5000
ABT|ABBOTT LABORATORIES|GLIS|TD Securities Inc|1122
ABT|ABBOTT LABORATORIES|GLPX|ACS EXECUTION SERVICES, LLC|49401
ABT|ABBOTT LABORATORIES|GSCO|GOLDMAN SACHS & CO. LLC|5126260
ABT|ABBOTT LABORATORIES|GSCS|GOLDMAN SACHS & CO. LLC|40284
ABT|ABBOTT LABORATORIES|GSLT|GOLDMAN SACHS & CO. LLC|33182
ABT|ABBOTT LABORATORIES|GTSZ|GTS SECURITIES LLC|970242
ABT|ABBOTT LABORATORIES|GUGS|Guggenheim Securities, LLC|3173
ABT|ABBOTT LABORATORIES|HCTA|Hardcastle Trading USA LLC|199040
ABT|ABBOTT LABORATORIES|HRBF|American Enterprise Investment Services Inc.|51475
ABT|ABBOTT LABORATORIES|HSBC|HSBC Securities, Inc.|21990
ABT|ABBOTT LABORATORIES|IATS|INTERACTIVE BROKERS LLC|16608
ABT|ABBOTT LABORATORIES|IBKR|Interactive Brokers Llc|29988
ABT|ABBOTT LABORATORIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3423
ABT|ABBOTT LABORATORIES|ICBX|INSTINET, LLC|374433
ABT|ABBOTT LABORATORIES|IEQY|CITADEL SECURITIES LLC|320231
ABT|ABBOTT LABORATORIES|INCA|INSTINET, LLC|948184
ABT|ABBOTT LABORATORIES|INJX|INSTINET, LLC|254918
ABT|ABBOTT LABORATORIES|INTL|INTL FCSTONE FINANCIAL INC.|28979
ABT|ABBOTT LABORATORIES|ITGI|ITG Inc.|148764
ABT|ABBOTT LABORATORIES|ITGP|ITG INC.|1186400
ABT|ABBOTT LABORATORIES|JANY|Janney Montgomery Scott Inc.|5598
ABT|ABBOTT LABORATORIES|JEFF|JEFFERIES LLC|743365
ABT|ABBOTT LABORATORIES|JMPT|JUMP TRADING, LLC|355861
ABT|ABBOTT LABORATORIES|JPBX|J.P. MORGAN SECURITIES LLC|462689
ABT|ABBOTT LABORATORIES|JPMX|J.P. Morgan Securities LLC|1671616
ABT|ABBOTT LABORATORIES|JSEB|JANE STREET EXECUTION SERVICES, LLC|5524
ABT|ABBOTT LABORATORIES|JSJX|JANE STREET CAPITAL LLC|19441
ABT|ABBOTT LABORATORIES|KCGM|VIRTU Americas LLC|263059
ABT|ABBOTT LABORATORIES|KEYB|KEYBANC CAPITAL MARKETS INC.|132000
ABT|ABBOTT LABORATORIES|LEER|LEERINK PARTNERS LLC|3100
ABT|ABBOTT LABORATORIES|LEHM|Barclays Capital Inc./Le|2976155
ABT|ABBOTT LABORATORIES|LIME|Lime Brokerage LLC|121030
ABT|ABBOTT LABORATORIES|LIWD|LIME BROKERAGE LLC|3144
ABT|ABBOTT LABORATORIES|LMGP|LIME BROKERAGE LLC|9304
ABT|ABBOTT LABORATORIES|LMNX|LUMINEX TRADING & ANALYTICS LLC|43554
ABT|ABBOTT LABORATORIES|LOOP|Loop Capital Markets LLC|25512
ABT|ABBOTT LABORATORIES|LQNA|LIQUIDNET, INC.|65900
ABT|ABBOTT LABORATORIES|LSCI|Lek Securities Corporation|144978
ABT|ABBOTT LABORATORIES|LTCO|Ladenburg, Thalmann & Co., Inc.|6800
ABT|ABBOTT LABORATORIES|LVMR|LIVERMORE TRADING GROUP, INC.|5369
ABT|ABBOTT LABORATORIES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ABT|ABBOTT LABORATORIES|MACC|Mid Atlantic Capital Corporation|5728
ABT|ABBOTT LABORATORIES|MACQ|Macquarie Capital (USA) Inc.|5347
ABT|ABBOTT LABORATORIES|MAXM|Maxim Group LLC|55411
ABT|ABBOTT LABORATORIES|MBTS|ALLY INVEST SECURITIES LLC|1188
ABT|ABBOTT LABORATORIES|MCMF|Raymond James Ltd. Cds|684
ABT|ABBOTT LABORATORIES|MKMP|MKM Partners LLC|39300
ABT|ABBOTT LABORATORIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|551012
ABT|ABBOTT LABORATORIES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8271
ABT|ABBOTT LABORATORIES|MOTF|MOTIF INVESTING, INC.|81
ABT|ABBOTT LABORATORIES|MSCO|MORGAN STANLEY & CO. LLC|5280397
ABT|ABBOTT LABORATORIES|MSPL|MORGAN STANLEY & CO. LLC|1243600
ABT|ABBOTT LABORATORIES|MSTX|MORGAN STANLEY & CO. LLC|722700
ABT|ABBOTT LABORATORIES|MULL|MARK J. MULLER EQUITIES, INC.|26969
ABT|ABBOTT LABORATORIES|NATL|National Securities Corporation|1685
ABT|ABBOTT LABORATORIES|NEUB|NEUBERGER BERMAN BD LLC|1524
ABT|ABBOTT LABORATORIES|NFSC|National Financial Services LLC|579249
ABT|ABBOTT LABORATORIES|NITE|VIRTU Americas LLC|1570166
ABT|ABBOTT LABORATORIES|NITP|VIRTU Americas LLC|1956
ABT|ABBOTT LABORATORIES|NQRB|Brut, LLC|111667
ABT|ABBOTT LABORATORIES|NTBF|BMO Nesbitt Burns Inc./CDS|4309
ABT|ABBOTT LABORATORIES|NTRC|Northern Trust Securities, Inc.|10924
ABT|ABBOTT LABORATORIES|OHOS|TWO SIGMA SECURITIES, LLC|184791
ABT|ABBOTT LABORATORIES|ONEL|O'NEIL SECURITIES, INCORPORATED|18
ABT|ABBOTT LABORATORIES|OPCO|Oppenheimer & Co. Inc.|15455
ABT|ABBOTT LABORATORIES|PDQM|CODA MARKETS, INC.|139904
ABT|ABBOTT LABORATORIES|PHLY|NASDAQ Execution Services, LLC|9252
ABT|ABBOTT LABORATORIES|PICT|Pictet Overseas Inc.|339
ABT|ABBOTT LABORATORIES|PIPR|Piper Jaffray & Co.|859
ABT|ABBOTT LABORATORIES|PNSR|Penserra Securities, LLC|18600
ABT|ABBOTT LABORATORIES|PWJC|UBS Financial Services, Inc.|155011
ABT|ABBOTT LABORATORIES|QMSR|QUATTRO M SECURITIES INC.|13643
ABT|ABBOTT LABORATORIES|RBCM|RBC CAPITAL MARKETS, LLC|38084
ABT|ABBOTT LABORATORIES|SAGL|SAGETRADER, LLC|100199
ABT|ABBOTT LABORATORIES|SAGW|SAGETRADER, LLC|3118
ABT|ABBOTT LABORATORIES|SALI|INTL FCSTONE FINANCIAL INC.|1389
ABT|ABBOTT LABORATORIES|SBRX|MURIEL SIEBERT & CO INC|51
ABT|ABBOTT LABORATORIES|SBSH|Citigroup Global Markets Inc.|2815854
ABT|ABBOTT LABORATORIES|SCMC|Scotia Capital Markets (USA) Inc.|2000000
ABT|ABBOTT LABORATORIES|SEIC|SEI Investments Distribution Co.|9614
ABT|ABBOTT LABORATORIES|SGMT|GOLDMAN SACHS & CO. LLC|617335
ABT|ABBOTT LABORATORIES|SJLS|TRADE INFORMATICS LLC|300
ABT|ABBOTT LABORATORIES|SPDR|SPEEDROUTE LLC|75800
ABT|ABBOTT LABORATORIES|SPHN|Stephens Inc.|2428
ABT|ABBOTT LABORATORIES|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
ABT|ABBOTT LABORATORIES|STFL|Stifel, Nicolaus & Company, Incorporated|45937
ABT|ABBOTT LABORATORIES|STKP|STOCKPILE INVESTMENTS, INC.|228
ABT|ABBOTT LABORATORIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19893
ABT|ABBOTT LABORATORIES|SWIM|TD Ameritrade, Inc.|40983
ABT|ABBOTT LABORATORIES|SWST|Hilltop Securities Inc.|16546
ABT|ABBOTT LABORATORIES|TAGC|TELSEY ADVISORY GROUP LLC|757
ABT|ABBOTT LABORATORIES|TKNG|ALLY INVEST SECURITIES LLC|2040
ABT|ABBOTT LABORATORIES|TRBT|Tradebot Systems, Inc.|810861
ABT|ABBOTT LABORATORIES|TRCM|TRC MARKETS LLC|841714
ABT|ABBOTT LABORATORIES|TWTT|TASTYWORKS, INC.|200
ABT|ABBOTT LABORATORIES|UBSA|UBS SECURITIES LLC|2337749
ABT|ABBOTT LABORATORIES|UBSS|UBS Securities LLC|2884763
ABT|ABBOTT LABORATORIES|VALX|VIRTU AMERICAS LLC|78499
ABT|ABBOTT LABORATORIES|VGRD|Vanguard Marketing Corporation|36735
ABT|ABBOTT LABORATORIES|VSIN|Vision Financial Markets Llc|78
ABT|ABBOTT LABORATORIES|WAIN|H.C. Wainwright & Co., Inc.|6594
ABT|ABBOTT LABORATORIES|WBLR|WILLIAM BLAIR|7072
ABT|ABBOTT LABORATORIES|WBPX|SUMMIT SECURITIES GROUP, LLC|16338
ABT|ABBOTT LABORATORIES|WCHV|WELLS FARGO SECURITIES, LLC|507386
ABT|ABBOTT LABORATORIES|WDNX|WEEDEN & CO.L.P.|144556
ABT|ABBOTT LABORATORIES|WEDB|WEDBUSH SECURITIES INC.|17728
ABT|ABBOTT LABORATORIES|WEED|Weeden & Co.L.P.|2310
ABT|ABBOTT LABORATORIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|156417
ABT|ABBOTT LABORATORIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|91108
ABT|ABBOTT LABORATORIES|WGIF|CIBC World Markets Inc.|6297
ABT|ABBOTT LABORATORIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3757
ABT|ABBOTT LABORATORIES|WSAG|WALL STREET ACCESS|107
ABT|ABBOTT LABORATORIES|WSEA|WOLVERINE SECURITIES, LLC|27540
ABT|ABBOTT LABORATORIES|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|345
ABT|ABBOTT LABORATORIES|XIST|INSTINET, LLC|180154
ABT|ABBOTT LABORATORIES|XPQR|Jump Trading|2193
ABT|ABBOTT LABORATORIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|111240
ABT|ABBOTT LABORATORIES|YKNA|COMHAR CAPITAL MARKETS, LLC|4333
ABT|ABBOTT LABORATORIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21747
ABTX|ALLEGIANCE BANC CS|APCC|Apex Clearing Corporation|8
ABTX|ALLEGIANCE BANC CS|BATM|CBOE TRADING, INC.|717
ABTX|ALLEGIANCE BANC CS|BERN|Sanford C. Bernstein & Co., LLC|2777
ABTX|ALLEGIANCE BANC CS|BMOC|BMO Capital Markets Corp.|1852
ABTX|ALLEGIANCE BANC CS|BNPX|BNP PARIBAS SECURITIES CORP.|1346
ABTX|ALLEGIANCE BANC CS|BTIG|BTIG, LLC|7
ABTX|ALLEGIANCE BANC CS|BZYD|GOLDMAN SACHS & CO. LLC|1845
ABTX|ALLEGIANCE BANC CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8425
ABTX|ALLEGIANCE BANC CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8065
ABTX|ALLEGIANCE BANC CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3092
ABTX|ALLEGIANCE BANC CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13364
ABTX|ALLEGIANCE BANC CS|CTDL|Citadel Derivatives Group Llc|1094
ABTX|ALLEGIANCE BANC CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2828
ABTX|ALLEGIANCE BANC CS|DBAB|Deutsche Bank Securities Inc.|46675
ABTX|ALLEGIANCE BANC CS|DBAX|Deutsche Bank Securities Inc.|9700
ABTX|ALLEGIANCE BANC CS|DEAN|MORGAN STANLEY|3300
ABTX|ALLEGIANCE BANC CS|DEGS|RONIN PROFESSIONAL LLC|5125
ABTX|ALLEGIANCE BANC CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|529
ABTX|ALLEGIANCE BANC CS|EBXL|EBX LLC|3500
ABTX|ALLEGIANCE BANC CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2632
ABTX|ALLEGIANCE BANC CS|EGAM|CBOE TRADING, INC.|200
ABTX|ALLEGIANCE BANC CS|EGXM|CBOE TRADING, INC.|202
ABTX|ALLEGIANCE BANC CS|ETRS|E*Trade Securities LLC|190
ABTX|ALLEGIANCE BANC CS|FBCO|Credit Suisse Securities (USA) LLC|167489
ABTX|ALLEGIANCE BANC CS|FMAF|NBCN Inc./ CDS|900
ABTX|ALLEGIANCE BANC CS|FOMA|TD AMERITRADE CLEARING, INC.|22054
ABTX|ALLEGIANCE BANC CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2571
ABTX|ALLEGIANCE BANC CS|FTBR|Foliofn Investments, Inc.|4
ABTX|ALLEGIANCE BANC CS|GEBB|GLOBAL EXECUTION BROKERS, LP|3804
ABTX|ALLEGIANCE BANC CS|GLPX|ACS EXECUTION SERVICES, LLC|3176
ABTX|ALLEGIANCE BANC CS|GSCO|GOLDMAN SACHS & CO. LLC|160440
ABTX|ALLEGIANCE BANC CS|GSCS|GOLDMAN SACHS & CO. LLC|98
ABTX|ALLEGIANCE BANC CS|GTSZ|GTS SECURITIES LLC|2063
ABTX|ALLEGIANCE BANC CS|HRBF|American Enterprise Investment Services Inc.|20
ABTX|ALLEGIANCE BANC CS|IATS|INTERACTIVE BROKERS LLC|600
ABTX|ALLEGIANCE BANC CS|IBKR|Interactive Brokers Llc|5076
ABTX|ALLEGIANCE BANC CS|ICBX|INSTINET, LLC|19540
ABTX|ALLEGIANCE BANC CS|IEQY|CITADEL SECURITIES LLC|1724
ABTX|ALLEGIANCE BANC CS|INCA|INSTINET, LLC|45998
ABTX|ALLEGIANCE BANC CS|INJX|INSTINET, LLC|9430
ABTX|ALLEGIANCE BANC CS|ITGI|ITG Inc.|4394
ABTX|ALLEGIANCE BANC CS|ITGP|ITG INC.|2800
ABTX|ALLEGIANCE BANC CS|JEFF|JEFFERIES LLC|25410
ABTX|ALLEGIANCE BANC CS|JONE|JonesTrading|42120
ABTX|ALLEGIANCE BANC CS|JPBX|J.P. MORGAN SECURITIES LLC|400
ABTX|ALLEGIANCE BANC CS|JPMX|J.P. Morgan Securities LLC|46519
ABTX|ALLEGIANCE BANC CS|JSJX|JANE STREET CAPITAL LLC|130
ABTX|ALLEGIANCE BANC CS|KCGM|VIRTU Americas LLC|1567
ABTX|ALLEGIANCE BANC CS|LEHM|Barclays Capital Inc./Le|34769
ABTX|ALLEGIANCE BANC CS|LIME|Lime Brokerage LLC|28589
ABTX|ALLEGIANCE BANC CS|MAXM|Maxim Group LLC|1138
ABTX|ALLEGIANCE BANC CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13092
ABTX|ALLEGIANCE BANC CS|MSCO|MORGAN STANLEY & CO. LLC|81003
ABTX|ALLEGIANCE BANC CS|MSPL|MORGAN STANLEY & CO. LLC|28900
ABTX|ALLEGIANCE BANC CS|MSTX|MORGAN STANLEY & CO. LLC|200
ABTX|ALLEGIANCE BANC CS|NFSC|National Financial Services LLC|1066
ABTX|ALLEGIANCE BANC CS|NITE|VIRTU Americas LLC|23635
ABTX|ALLEGIANCE BANC CS|PDQM|CODA MARKETS, INC.|5229
ABTX|ALLEGIANCE BANC CS|PWJC|UBS Financial Services, Inc.|100
ABTX|ALLEGIANCE BANC CS|RBCM|RBC CAPITAL MARKETS, LLC|5
ABTX|ALLEGIANCE BANC CS|SAGW|SAGETRADER, LLC|230
ABTX|ALLEGIANCE BANC CS|SBSH|Citigroup Global Markets Inc.|12741
ABTX|ALLEGIANCE BANC CS|SGMT|GOLDMAN SACHS & CO. LLC|5424
ABTX|ALLEGIANCE BANC CS|SPDR|SPEEDROUTE LLC|300
ABTX|ALLEGIANCE BANC CS|SPTD|MINT GLOBAL MARKETS, INC.|5880
ABTX|ALLEGIANCE BANC CS|SSBS|STATE STREET GLOBAL MARKETS, LLC|240
ABTX|ALLEGIANCE BANC CS|STFL|Stifel, Nicolaus & Company, Incorporated|14
ABTX|ALLEGIANCE BANC CS|SWIM|TD Ameritrade, Inc.|1100
ABTX|ALLEGIANCE BANC CS|TRBT|Tradebot Systems, Inc.|1277
ABTX|ALLEGIANCE BANC CS|TRCM|TRC MARKETS LLC|14665
ABTX|ALLEGIANCE BANC CS|UBSA|UBS SECURITIES LLC|27222
ABTX|ALLEGIANCE BANC CS|UBSS|UBS Securities LLC|74479
ABTX|ALLEGIANCE BANC CS|VALX|VIRTU AMERICAS LLC|6970
ABTX|ALLEGIANCE BANC CS|VGRD|Vanguard Marketing Corporation|100
ABTX|ALLEGIANCE BANC CS|WCHV|WELLS FARGO SECURITIES, LLC|825
ABTX|ALLEGIANCE BANC CS|WEED|Weeden & Co.L.P.|100
ABTX|ALLEGIANCE BANC CS|XIST|INSTINET, LLC|4550
ABTX|ALLEGIANCE BANC CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
ABUS|ARBUTUS BIOPHARMA CP|APCC|Apex Clearing Corporation|4786
ABUS|ARBUTUS BIOPHARMA CP|BATM|CBOE TRADING, INC.|200
ABUS|ARBUTUS BIOPHARMA CP|BAYC|BAY CREST PARTNERS, LLC|742
ABUS|ARBUTUS BIOPHARMA CP|BERN|Sanford C. Bernstein & Co., LLC|400
ABUS|ARBUTUS BIOPHARMA CP|BIMI|Banca IMI Securities Corp.|100
ABUS|ARBUTUS BIOPHARMA CP|BMOC|BMO Capital Markets Corp.|2663
ABUS|ARBUTUS BIOPHARMA CP|BNPX|BNP PARIBAS SECURITIES CORP.|4496
ABUS|ARBUTUS BIOPHARMA CP|BTIG|BTIG, LLC|8577
ABUS|ARBUTUS BIOPHARMA CP|CHAS|Charles Schwab & Co., Inc.|1115
ABUS|ARBUTUS BIOPHARMA CP|CICF|Canaccord Genuity Corp.|388
ABUS|ARBUTUS BIOPHARMA CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|202
ABUS|ARBUTUS BIOPHARMA CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
ABUS|ARBUTUS BIOPHARMA CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56407
ABUS|ARBUTUS BIOPHARMA CP|CTDL|Citadel Derivatives Group Llc|7805
ABUS|ARBUTUS BIOPHARMA CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4792
ABUS|ARBUTUS BIOPHARMA CP|DBAB|Deutsche Bank Securities Inc.|343714
ABUS|ARBUTUS BIOPHARMA CP|DBAX|Deutsche Bank Securities Inc.|45600
ABUS|ARBUTUS BIOPHARMA CP|DEAN|MORGAN STANLEY|2000
ABUS|ARBUTUS BIOPHARMA CP|DEGS|RONIN PROFESSIONAL LLC|10761
ABUS|ARBUTUS BIOPHARMA CP|EBXL|EBX LLC|46200
ABUS|ARBUTUS BIOPHARMA CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
ABUS|ARBUTUS BIOPHARMA CP|EDJC|Edward Jones / CDS|2050
ABUS|ARBUTUS BIOPHARMA CP|EDJO|Edward D. Jones & Co., L.P.|1500
ABUS|ARBUTUS BIOPHARMA CP|EGAM|CBOE TRADING, INC.|4788
ABUS|ARBUTUS BIOPHARMA CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5499
ABUS|ARBUTUS BIOPHARMA CP|ETRS|E*Trade Securities LLC|128634
ABUS|ARBUTUS BIOPHARMA CP|FBCO|Credit Suisse Securities (USA) LLC|147271
ABUS|ARBUTUS BIOPHARMA CP|FILL|Tradestation Securities, Inc.|12590
ABUS|ARBUTUS BIOPHARMA CP|FMAF|NBCN Inc./ CDS|3700
ABUS|ARBUTUS BIOPHARMA CP|FOMA|TD AMERITRADE CLEARING, INC.|234175
ABUS|ARBUTUS BIOPHARMA CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3000
ABUS|ARBUTUS BIOPHARMA CP|FQLS|Quantlab Securities LP|30492
ABUS|ARBUTUS BIOPHARMA CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12595
ABUS|ARBUTUS BIOPHARMA CP|FTBR|Foliofn Investments, Inc.|8
ABUS|ARBUTUS BIOPHARMA CP|GEBB|GLOBAL EXECUTION BROKERS, LP|5356
ABUS|ARBUTUS BIOPHARMA CP|GLIS|TD Securities Inc|1248
ABUS|ARBUTUS BIOPHARMA CP|GLPX|ACS EXECUTION SERVICES, LLC|500
ABUS|ARBUTUS BIOPHARMA CP|GSCO|GOLDMAN SACHS & CO. LLC|1473935
ABUS|ARBUTUS BIOPHARMA CP|GSCS|GOLDMAN SACHS & CO. LLC|2400
ABUS|ARBUTUS BIOPHARMA CP|GSLT|GOLDMAN SACHS & CO. LLC|3534
ABUS|ARBUTUS BIOPHARMA CP|GTSZ|GTS SECURITIES LLC|12299
ABUS|ARBUTUS BIOPHARMA CP|HAPX|HAP Trading, LLC|103
ABUS|ARBUTUS BIOPHARMA CP|HASF|Haywood Securities Inc./CDS|250
ABUS|ARBUTUS BIOPHARMA CP|HRBF|American Enterprise Investment Services Inc.|565
ABUS|ARBUTUS BIOPHARMA CP|IBKR|Interactive Brokers Llc|44726
ABUS|ARBUTUS BIOPHARMA CP|ICBX|INSTINET, LLC|7686
ABUS|ARBUTUS BIOPHARMA CP|IEQY|CITADEL SECURITIES LLC|3894
ABUS|ARBUTUS BIOPHARMA CP|INCA|INSTINET, LLC|279009
ABUS|ARBUTUS BIOPHARMA CP|INJX|INSTINET, LLC|12966
ABUS|ARBUTUS BIOPHARMA CP|ITGI|ITG Inc.|10150
ABUS|ARBUTUS BIOPHARMA CP|ITGP|ITG INC.|7600
ABUS|ARBUTUS BIOPHARMA CP|JANY|Janney Montgomery Scott Inc.|2914
ABUS|ARBUTUS BIOPHARMA CP|JEFF|JEFFERIES LLC|252694
ABUS|ARBUTUS BIOPHARMA CP|JMPT|JUMP TRADING, LLC|1370
ABUS|ARBUTUS BIOPHARMA CP|JPBX|J.P. MORGAN SECURITIES LLC|345
ABUS|ARBUTUS BIOPHARMA CP|JPMX|J.P. Morgan Securities LLC|112696
ABUS|ARBUTUS BIOPHARMA CP|KCGM|VIRTU Americas LLC|12589
ABUS|ARBUTUS BIOPHARMA CP|LEHM|Barclays Capital Inc./Le|827592
ABUS|ARBUTUS BIOPHARMA CP|LIME|Lime Brokerage LLC|109695
ABUS|ARBUTUS BIOPHARMA CP|LMGP|LIME BROKERAGE LLC|199743
ABUS|ARBUTUS BIOPHARMA CP|LOOP|Loop Capital Markets LLC|500
ABUS|ARBUTUS BIOPHARMA CP|LSCI|Lek Securities Corporation|45000
ABUS|ARBUTUS BIOPHARMA CP|MAXM|Maxim Group LLC|1455
ABUS|ARBUTUS BIOPHARMA CP|MBTS|ALLY INVEST SECURITIES LLC|1555
ABUS|ARBUTUS BIOPHARMA CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67380
ABUS|ARBUTUS BIOPHARMA CP|MSCO|MORGAN STANLEY & CO. LLC|1642223
ABUS|ARBUTUS BIOPHARMA CP|MSPL|MORGAN STANLEY & CO. LLC|14900
ABUS|ARBUTUS BIOPHARMA CP|MSTX|MORGAN STANLEY & CO. LLC|79800
ABUS|ARBUTUS BIOPHARMA CP|NFSC|National Financial Services LLC|136646
ABUS|ARBUTUS BIOPHARMA CP|NITE|VIRTU Americas LLC|307575
ABUS|ARBUTUS BIOPHARMA CP|NITP|VIRTU Americas LLC|29900
ABUS|ARBUTUS BIOPHARMA CP|NQRB|Brut, LLC|200
ABUS|ARBUTUS BIOPHARMA CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4178
ABUS|ARBUTUS BIOPHARMA CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|200
ABUS|ARBUTUS BIOPHARMA CP|PDQM|CODA MARKETS, INC.|65486
ABUS|ARBUTUS BIOPHARMA CP|RBCM|RBC CAPITAL MARKETS, LLC|3770
ABUS|ARBUTUS BIOPHARMA CP|SAGL|SAGETRADER, LLC|656
ABUS|ARBUTUS BIOPHARMA CP|SBSH|Citigroup Global Markets Inc.|155561
ABUS|ARBUTUS BIOPHARMA CP|SGMT|GOLDMAN SACHS & CO. LLC|35052
ABUS|ARBUTUS BIOPHARMA CP|SPDR|SPEEDROUTE LLC|54639
ABUS|ARBUTUS BIOPHARMA CP|STFL|Stifel, Nicolaus & Company, Incorporated|2000
ABUS|ARBUTUS BIOPHARMA CP|SWIM|TD Ameritrade, Inc.|37154
ABUS|ARBUTUS BIOPHARMA CP|TKNG|ALLY INVEST SECURITIES LLC|1141
ABUS|ARBUTUS BIOPHARMA CP|TRBT|Tradebot Systems, Inc.|4110
ABUS|ARBUTUS BIOPHARMA CP|TRCM|TRC MARKETS LLC|53461
ABUS|ARBUTUS BIOPHARMA CP|TWTT|TASTYWORKS, INC.|400
ABUS|ARBUTUS BIOPHARMA CP|UBSA|UBS SECURITIES LLC|344455
ABUS|ARBUTUS BIOPHARMA CP|UBSS|UBS Securities LLC|1812768
ABUS|ARBUTUS BIOPHARMA CP|VALX|VIRTU AMERICAS LLC|10117
ABUS|ARBUTUS BIOPHARMA CP|VGRD|Vanguard Marketing Corporation|1300
ABUS|ARBUTUS BIOPHARMA CP|WCHV|WELLS FARGO SECURITIES, LLC|45264
ABUS|ARBUTUS BIOPHARMA CP|WDNX|WEEDEN & CO.L.P.|4362
ABUS|ARBUTUS BIOPHARMA CP|WEDB|WEDBUSH SECURITIES INC.|9862
ABUS|ARBUTUS BIOPHARMA CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1746
ABUS|ARBUTUS BIOPHARMA CP|WGIF|CIBC World Markets Inc.|1687
ABUS|ARBUTUS BIOPHARMA CP|WSEA|WOLVERINE SECURITIES, LLC|2286
ABUS|ARBUTUS BIOPHARMA CP|XIST|INSTINET, LLC|18400
ABUS|ARBUTUS BIOPHARMA CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|46304
ABUS|ARBUTUS BIOPHARMA CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|133
ABX|BARRICK GOLD CP|ADAM|CANACCORD GENUITY INC.|201158
ABX|BARRICK GOLD CP|AGIS|Aegis Capital Corp.|157194
ABX|BARRICK GOLD CP|ALFA|ALPHA TRADING L.P.|98567
ABX|BARRICK GOLD CP|ALTX|Alternet Securities Inc.|15709
ABX|BARRICK GOLD CP|APCC|Apex Clearing Corporation|61571
ABX|BARRICK GOLD CP|AVON|Avondale Partners, LLC|13700
ABX|BARRICK GOLD CP|BANK|Primevest Financial Services, Inc.|21
ABX|BARRICK GOLD CP|BARD|Robert W. Baird & Co. Incorporated|25409
ABX|BARRICK GOLD CP|BATM|CBOE TRADING, INC.|96771
ABX|BARRICK GOLD CP|BBNT|BB&T SECURITIES, LLC|3690
ABX|BARRICK GOLD CP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2213
ABX|BARRICK GOLD CP|BERN|Sanford C. Bernstein & Co., LLC|51056
ABX|BARRICK GOLD CP|BIAD|SAGETRADER, LLC|1200
ABX|BARRICK GOLD CP|BIDS|BIDS TRADING L.P.|38300
ABX|BARRICK GOLD CP|BIMI|Banca IMI Securities Corp.|1964
ABX|BARRICK GOLD CP|BKCM|BNY Mellon Capital Markets LLC|3537
ABX|BARRICK GOLD CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100137
ABX|BARRICK GOLD CP|BLKX|INSTINET, LLC|47278
ABX|BARRICK GOLD CP|BNPX|BNP PARIBAS SECURITIES CORP.|757918
ABX|BARRICK GOLD CP|BOSC|Boenning & Scattergood, Inc.|8450
ABX|BARRICK GOLD CP|BYXM|CBOE TRADING, INC.|245
ABX|BARRICK GOLD CP|BZYD|GOLDMAN SACHS & CO. LLC|3176
ABX|BARRICK GOLD CP|CANT|Cantor Fitzgerald & Co.|2356
ABX|BARRICK GOLD CP|CHAS|Charles Schwab & Co., Inc.|48273
ABX|BARRICK GOLD CP|CHBC|PENSERRA SECURITIES, LLC|762800
ABX|BARRICK GOLD CP|CICF|Canaccord Genuity Corp.|123894
ABX|BARRICK GOLD CP|CIOI|CITIGROUP GLOBAL MARKETS INC|160000
ABX|BARRICK GOLD CP|CIST|Capital Institutional Services, Inc.|1300
ABX|BARRICK GOLD CP|CLSA|CLSA AMERICAS, LLC|800
ABX|BARRICK GOLD CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|343933
ABX|BARRICK GOLD CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1841581
ABX|BARRICK GOLD CP|CTDL|Citadel Derivatives Group Llc|10772
ABX|BARRICK GOLD CP|CTLR|CUTLER GROUP, LP|700
ABX|BARRICK GOLD CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|999358
ABX|BARRICK GOLD CP|DADA|D.A. Davidson & Co.|220
ABX|BARRICK GOLD CP|DAVA|Davenport & Company LLC|8
ABX|BARRICK GOLD CP|DBAB|Deutsche Bank Securities Inc.|986154
ABX|BARRICK GOLD CP|DBAX|Deutsche Bank Securities Inc.|2033700
ABX|BARRICK GOLD CP|DBUL|Deutsche Bank Securities Inc.|3900
ABX|BARRICK GOLD CP|DCHF|Dart Executions, LLC|3865
ABX|BARRICK GOLD CP|DEAN|MORGAN STANLEY|26929
ABX|BARRICK GOLD CP|DEGS|RONIN PROFESSIONAL LLC|300
ABX|BARRICK GOLD CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9935
ABX|BARRICK GOLD CP|DRWC|DRW SECURITIES, L.L.C.|49000
ABX|BARRICK GOLD CP|EBXL|EBX LLC|1262100
ABX|BARRICK GOLD CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|67675
ABX|BARRICK GOLD CP|EDJO|Edward D. Jones & Co., L.P.|38778
ABX|BARRICK GOLD CP|EGAM|CBOE TRADING, INC.|33697
ABX|BARRICK GOLD CP|EGAW|CBOE TRADING, INC.|1400
ABX|BARRICK GOLD CP|EGXM|CBOE TRADING, INC.|9249
ABX|BARRICK GOLD CP|EGXW|CBOE TRADING, INC.|56
ABX|BARRICK GOLD CP|ELEV|ELEVATION, LLC|31145
ABX|BARRICK GOLD CP|ETBE|Electronic Transaction Clearing, Inc.|51588
ABX|BARRICK GOLD CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
ABX|BARRICK GOLD CP|ETCB|ETC BROKERAGE SERVICES, LLC|1080
ABX|BARRICK GOLD CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
ABX|BARRICK GOLD CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2200
ABX|BARRICK GOLD CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1125
ABX|BARRICK GOLD CP|ETRS|E*Trade Securities LLC|1202872
ABX|BARRICK GOLD CP|FILL|Tradestation Securities, Inc.|15784
ABX|BARRICK GOLD CP|FINX|FINTECH SECURITIES|1325
ABX|BARRICK GOLD CP|FMAF|NBCN Inc./ CDS|16436
ABX|BARRICK GOLD CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2900
ABX|BARRICK GOLD CP|FQLS|Quantlab Securities LP|986793
ABX|BARRICK GOLD CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|260595
ABX|BARRICK GOLD CP|FTBR|Foliofn Investments, Inc.|3293
ABX|BARRICK GOLD CP|GBMT|GBM International, Inc.|4415
ABX|BARRICK GOLD CP|GEBB|GLOBAL EXECUTION BROKERS, LP|48700
ABX|BARRICK GOLD CP|GFIS|GFI Securities LLC|5597
ABX|BARRICK GOLD CP|GLIS|TD Securities Inc|104225
ABX|BARRICK GOLD CP|GLPX|ACS EXECUTION SERVICES, LLC|234753
ABX|BARRICK GOLD CP|GSCO|GOLDMAN SACHS & CO. LLC|11403453
ABX|BARRICK GOLD CP|GSCS|GOLDMAN SACHS & CO. LLC|36796
ABX|BARRICK GOLD CP|GSLT|GOLDMAN SACHS & CO. LLC|56192
ABX|BARRICK GOLD CP|GTSY|GTS SECURITIES LLC|72200
ABX|BARRICK GOLD CP|GTSZ|GTS SECURITIES LLC|427421
ABX|BARRICK GOLD CP|HAPX|HAP Trading, LLC|1000
ABX|BARRICK GOLD CP|HASF|Haywood Securities Inc./CDS|3000
ABX|BARRICK GOLD CP|HCTA|Hardcastle Trading USA LLC|106692
ABX|BARRICK GOLD CP|HRBF|American Enterprise Investment Services Inc.|28306
ABX|BARRICK GOLD CP|HSBC|HSBC Securities, Inc.|146138
ABX|BARRICK GOLD CP|IATS|INTERACTIVE BROKERS LLC|304503
ABX|BARRICK GOLD CP|IBKR|Interactive Brokers Llc|339209
ABX|BARRICK GOLD CP|ICBX|INSTINET, LLC|966463
ABX|BARRICK GOLD CP|IMPC|Imperial Capital, LLC|1363
ABX|BARRICK GOLD CP|INCA|INSTINET, LLC|635419
ABX|BARRICK GOLD CP|INJX|INSTINET, LLC|16669
ABX|BARRICK GOLD CP|INTL|INTL FCSTONE FINANCIAL INC.|17
ABX|BARRICK GOLD CP|ITGI|ITG Inc.|196791
ABX|BARRICK GOLD CP|ITGP|ITG INC.|1116400
ABX|BARRICK GOLD CP|JANY|Janney Montgomery Scott Inc.|14270
ABX|BARRICK GOLD CP|JEFF|JEFFERIES LLC|380612
ABX|BARRICK GOLD CP|JMPT|JUMP TRADING, LLC|193749
ABX|BARRICK GOLD CP|JONE|JonesTrading|20162
ABX|BARRICK GOLD CP|JPBX|J.P. MORGAN SECURITIES LLC|361715
ABX|BARRICK GOLD CP|JPMX|J.P. Morgan Securities LLC|3661494
ABX|BARRICK GOLD CP|JSJX|JANE STREET CAPITAL LLC|18301
ABX|BARRICK GOLD CP|JUTA|JUMP TRADING, LLC|16566
ABX|BARRICK GOLD CP|KCGM|VIRTU Americas LLC|408086
ABX|BARRICK GOLD CP|KRSH|Kershner Securities, LLC|9427
ABX|BARRICK GOLD CP|LEHM|Barclays Capital Inc./Le|5233371
ABX|BARRICK GOLD CP|LGNT|COR CLEARING LLC|45
ABX|BARRICK GOLD CP|LIME|Lime Brokerage LLC|142912
ABX|BARRICK GOLD CP|LQNA|LIQUIDNET, INC.|47200
ABX|BARRICK GOLD CP|LQNB|LIQUIDNET, INC.|43078
ABX|BARRICK GOLD CP|LSCI|Lek Securities Corporation|32965
ABX|BARRICK GOLD CP|MACC|Mid Atlantic Capital Corporation|4000
ABX|BARRICK GOLD CP|MBTS|ALLY INVEST SECURITIES LLC|400
ABX|BARRICK GOLD CP|MCBT|Moors & Cabot, Inc.|4216
ABX|BARRICK GOLD CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1319783
ABX|BARRICK GOLD CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|29266
ABX|BARRICK GOLD CP|MNDX|TJM Investments, LLC|57100
ABX|BARRICK GOLD CP|MOTF|MOTIF INVESTING, INC.|14
ABX|BARRICK GOLD CP|MPSG|E D & F Man Capital Markets Inc.|54636
ABX|BARRICK GOLD CP|MSCO|MORGAN STANLEY & CO. LLC|2887577
ABX|BARRICK GOLD CP|MSPL|MORGAN STANLEY & CO. LLC|3512600
ABX|BARRICK GOLD CP|MSTX|MORGAN STANLEY & CO. LLC|991200
ABX|BARRICK GOLD CP|NATL|National Securities Corporation|1970
ABX|BARRICK GOLD CP|NFSC|National Financial Services LLC|1516832
ABX|BARRICK GOLD CP|NITE|VIRTU Americas LLC|4571078
ABX|BARRICK GOLD CP|NITP|VIRTU Americas LLC|322946
ABX|BARRICK GOLD CP|NQRB|Brut, LLC|80895
ABX|BARRICK GOLD CP|NTBF|BMO Nesbitt Burns Inc./CDS|26773
ABX|BARRICK GOLD CP|OHOS|TWO SIGMA SECURITIES, LLC|67905
ABX|BARRICK GOLD CP|OLDM|OLD MISSION CAPITAL, LLC|63615
ABX|BARRICK GOLD CP|OPCO|Oppenheimer & Co. Inc.|17588
ABX|BARRICK GOLD CP|OTAA|OTA LLC|700
ABX|BARRICK GOLD CP|PCPT|PHILLIP CAPITAL INC.|6800
ABX|BARRICK GOLD CP|PDQM|CODA MARKETS, INC.|46106
ABX|BARRICK GOLD CP|PHLY|NASDAQ Execution Services, LLC|18000
ABX|BARRICK GOLD CP|PNSR|Penserra Securities, LLC|44702
ABX|BARRICK GOLD CP|PWJC|UBS Financial Services, Inc.|151651
ABX|BARRICK GOLD CP|RBCM|RBC CAPITAL MARKETS, LLC|24296
ABX|BARRICK GOLD CP|RGLD|Regal Securities, Inc|5
ABX|BARRICK GOLD CP|RHOX|XR Securities LLC|7558
ABX|BARRICK GOLD CP|RJLC|RJL CAPITAL GROUP, LLC|3500
ABX|BARRICK GOLD CP|SAGL|SAGETRADER, LLC|66520
ABX|BARRICK GOLD CP|SAGW|SAGETRADER, LLC|600
ABX|BARRICK GOLD CP|SALI|INTL FCSTONE FINANCIAL INC.|154
ABX|BARRICK GOLD CP|SBRX|MURIEL SIEBERT & CO INC|2300
ABX|BARRICK GOLD CP|SBSH|Citigroup Global Markets Inc.|1569151
ABX|BARRICK GOLD CP|SEIC|SEI Investments Distribution Co.|200
ABX|BARRICK GOLD CP|SGMT|GOLDMAN SACHS & CO. LLC|916384
ABX|BARRICK GOLD CP|SIBO|Prime Executions, Inc.|143973
ABX|BARRICK GOLD CP|SOGO|Wang Investment Associates, Inc.|4768
ABX|BARRICK GOLD CP|SPDR|SPEEDROUTE LLC|95465
ABX|BARRICK GOLD CP|SPHN|Stephens Inc.|915
ABX|BARRICK GOLD CP|STFL|Stifel, Nicolaus & Company, Incorporated|163572
ABX|BARRICK GOLD CP|STKP|STOCKPILE INVESTMENTS, INC.|1128
ABX|BARRICK GOLD CP|STXG|Stockcross Financial Services, Inc.|907
ABX|BARRICK GOLD CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19151
ABX|BARRICK GOLD CP|SWIM|TD Ameritrade, Inc.|823718
ABX|BARRICK GOLD CP|SWST|Hilltop Securities Inc.|2558
ABX|BARRICK GOLD CP|TDSI|TD Securities (USA) LLC|1108859
ABX|BARRICK GOLD CP|TKNG|ALLY INVEST SECURITIES LLC|45298
ABX|BARRICK GOLD CP|TRBT|Tradebot Systems, Inc.|580391
ABX|BARRICK GOLD CP|TRCM|TRC MARKETS LLC|887495
ABX|BARRICK GOLD CP|TWTT|TASTYWORKS, INC.|450
ABX|BARRICK GOLD CP|UBSA|UBS SECURITIES LLC|3799297
ABX|BARRICK GOLD CP|UBSS|UBS Securities LLC|2406269
ABX|BARRICK GOLD CP|VALX|VIRTU AMERICAS LLC|266052
ABX|BARRICK GOLD CP|VGRD|Vanguard Marketing Corporation|222360
ABX|BARRICK GOLD CP|VNDM|Wall Street Access|1126
ABX|BARRICK GOLD CP|VSIN|Vision Financial Markets Llc|2
ABX|BARRICK GOLD CP|WBLR|WILLIAM BLAIR|9824
ABX|BARRICK GOLD CP|WBPX|SUMMIT SECURITIES GROUP, LLC|800
ABX|BARRICK GOLD CP|WCHV|WELLS FARGO SECURITIES, LLC|573357
ABX|BARRICK GOLD CP|WEDB|WEDBUSH SECURITIES INC.|7886
ABX|BARRICK GOLD CP|WEED|Weeden & Co.L.P.|3100
ABX|BARRICK GOLD CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|203211
ABX|BARRICK GOLD CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48752
ABX|BARRICK GOLD CP|WFPB|Wells Fargo Securities, LLC.|2500
ABX|BARRICK GOLD CP|WGIF|CIBC World Markets Inc.|10000
ABX|BARRICK GOLD CP|WSEA|WOLVERINE SECURITIES, LLC|39883
ABX|BARRICK GOLD CP|XIST|INSTINET, LLC|302800
ABX|BARRICK GOLD CP|XPUS|XP SECURITIES, LLC|615
ABX|BARRICK GOLD CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|489724
ABX|BARRICK GOLD CP|YKNA|COMHAR CAPITAL MARKETS, LLC|95
ABX|BARRICK GOLD CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|108373
AC|ASSOCIATED CAPL|ANOS|ABEL/NOSER, L.L.C.|144
AC|ASSOCIATED CAPL|APCC|Apex Clearing Corporation|7
AC|ASSOCIATED CAPL|BARD|Robert W. Baird & Co. Incorporated|40
AC|ASSOCIATED CAPL|BATM|CBOE TRADING, INC.|243
AC|ASSOCIATED CAPL|BAYC|BAY CREST PARTNERS, LLC|43
AC|ASSOCIATED CAPL|BERN|Sanford C. Bernstein & Co., LLC|706
AC|ASSOCIATED CAPL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
AC|ASSOCIATED CAPL|BNPX|BNP PARIBAS SECURITIES CORP.|858
AC|ASSOCIATED CAPL|BZYD|GOLDMAN SACHS & CO. LLC|88
AC|ASSOCIATED CAPL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|448
AC|ASSOCIATED CAPL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|160
AC|ASSOCIATED CAPL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7882
AC|ASSOCIATED CAPL|CTDL|Citadel Derivatives Group Llc|239
AC|ASSOCIATED CAPL|CXCX|CITIGROUP GLOBAL MARKETS INC.|604
AC|ASSOCIATED CAPL|DBAB|Deutsche Bank Securities Inc.|1600
AC|ASSOCIATED CAPL|DBAX|Deutsche Bank Securities Inc.|3200
AC|ASSOCIATED CAPL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7262
AC|ASSOCIATED CAPL|EBXL|EBX LLC|1600
AC|ASSOCIATED CAPL|EGAM|CBOE TRADING, INC.|150
AC|ASSOCIATED CAPL|ELEV|ELEVATION, LLC|65
AC|ASSOCIATED CAPL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
AC|ASSOCIATED CAPL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1546
AC|ASSOCIATED CAPL|FTBR|Foliofn Investments, Inc.|4
AC|ASSOCIATED CAPL|GLPX|ACS EXECUTION SERVICES, LLC|1135
AC|ASSOCIATED CAPL|GSCO|GOLDMAN SACHS & CO. LLC|14487
AC|ASSOCIATED CAPL|GSLT|GOLDMAN SACHS & CO. LLC|102
AC|ASSOCIATED CAPL|GTSZ|GTS SECURITIES LLC|918
AC|ASSOCIATED CAPL|HSBC|HSBC Securities, Inc.|100
AC|ASSOCIATED CAPL|IATS|INTERACTIVE BROKERS LLC|84520
AC|ASSOCIATED CAPL|IBKR|Interactive Brokers Llc|15421
AC|ASSOCIATED CAPL|ICBX|INSTINET, LLC|100
AC|ASSOCIATED CAPL|IEQY|CITADEL SECURITIES LLC|232
AC|ASSOCIATED CAPL|INCA|INSTINET, LLC|2451
AC|ASSOCIATED CAPL|INJX|INSTINET, LLC|300
AC|ASSOCIATED CAPL|ITGI|ITG Inc.|1801
AC|ASSOCIATED CAPL|ITGP|ITG INC.|1800
AC|ASSOCIATED CAPL|JEFF|JEFFERIES LLC|328
AC|ASSOCIATED CAPL|JPMX|J.P. Morgan Securities LLC|7022
AC|ASSOCIATED CAPL|KCGM|VIRTU Americas LLC|740
AC|ASSOCIATED CAPL|LEHM|Barclays Capital Inc./Le|4309
AC|ASSOCIATED CAPL|LIME|Lime Brokerage LLC|5127
AC|ASSOCIATED CAPL|LOOP|Loop Capital Markets LLC|119
AC|ASSOCIATED CAPL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2700
AC|ASSOCIATED CAPL|MSCO|MORGAN STANLEY & CO. LLC|11432
AC|ASSOCIATED CAPL|MSPL|MORGAN STANLEY & CO. LLC|5500
AC|ASSOCIATED CAPL|NEED|Needham & Company, LLC|119
AC|ASSOCIATED CAPL|NFSC|National Financial Services LLC|20385
AC|ASSOCIATED CAPL|NITE|VIRTU Americas LLC|23149
AC|ASSOCIATED CAPL|PDQM|CODA MARKETS, INC.|155
AC|ASSOCIATED CAPL|SBSH|Citigroup Global Markets Inc.|1421
AC|ASSOCIATED CAPL|SGMT|GOLDMAN SACHS & CO. LLC|791
AC|ASSOCIATED CAPL|SPDR|SPEEDROUTE LLC|390
AC|ASSOCIATED CAPL|STFL|Stifel, Nicolaus & Company, Incorporated|244
AC|ASSOCIATED CAPL|TKNG|ALLY INVEST SECURITIES LLC|100
AC|ASSOCIATED CAPL|TRBT|Tradebot Systems, Inc.|297
AC|ASSOCIATED CAPL|TRCM|TRC MARKETS LLC|743
AC|ASSOCIATED CAPL|UBSA|UBS SECURITIES LLC|18138
AC|ASSOCIATED CAPL|UBSS|UBS Securities LLC|22003
AC|ASSOCIATED CAPL|VALX|VIRTU AMERICAS LLC|3331
AC|ASSOCIATED CAPL|VGRD|Vanguard Marketing Corporation|1744
AC|ASSOCIATED CAPL|WCHV|WELLS FARGO SECURITIES, LLC|572
AC|ASSOCIATED CAPL|XPQR|Jump Trading|200
AC|ASSOCIATED CAPL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
AC|ASSOCIATED CAPL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2660
ACAD|ACADIA PHARMACEUTICA|ABLE|NATIXIS Securities Americas LLC|233800
ACAD|ACADIA PHARMACEUTICA|AGIS|Aegis Capital Corp.|2815
ACAD|ACADIA PHARMACEUTICA|ALTX|Alternet Securities Inc.|32962
ACAD|ACADIA PHARMACEUTICA|APCC|Apex Clearing Corporation|12578
ACAD|ACADIA PHARMACEUTICA|AQUA|AQUA SECURITIES L.P.|10000
ACAD|ACADIA PHARMACEUTICA|BARD|Robert W. Baird & Co. Incorporated|5819
ACAD|ACADIA PHARMACEUTICA|BATM|CBOE TRADING, INC.|18002
ACAD|ACADIA PHARMACEUTICA|BAYC|BAY CREST PARTNERS, LLC|1000
ACAD|ACADIA PHARMACEUTICA|BAYT|BTIG, LLC|43400
ACAD|ACADIA PHARMACEUTICA|BBNT|BB&T SECURITIES, LLC|4718
ACAD|ACADIA PHARMACEUTICA|BERN|Sanford C. Bernstein & Co., LLC|112989
ACAD|ACADIA PHARMACEUTICA|BIDS|BIDS TRADING L.P.|14600
ACAD|ACADIA PHARMACEUTICA|BIMI|Banca IMI Securities Corp.|5678
ACAD|ACADIA PHARMACEUTICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33751
ACAD|ACADIA PHARMACEUTICA|BLKX|INSTINET, LLC|166201
ACAD|ACADIA PHARMACEUTICA|BMOC|BMO Capital Markets Corp.|16569
ACAD|ACADIA PHARMACEUTICA|BNPX|BNP PARIBAS SECURITIES CORP.|79019
ACAD|ACADIA PHARMACEUTICA|BRGE|Newbridge Securities Corp.|530
ACAD|ACADIA PHARMACEUTICA|BTIG|BTIG, LLC|72971
ACAD|ACADIA PHARMACEUTICA|BYXM|CBOE TRADING, INC.|20865
ACAD|ACADIA PHARMACEUTICA|CANT|Cantor Fitzgerald & Co.|512
ACAD|ACADIA PHARMACEUTICA|CBLC|CITIGROUP GLOBAL MARKETS INC.|40254
ACAD|ACADIA PHARMACEUTICA|CHAS|Charles Schwab & Co., Inc.|22898
ACAD|ACADIA PHARMACEUTICA|CIST|Capital Institutional Services, Inc.|53
ACAD|ACADIA PHARMACEUTICA|CNFR|Cowen Prime Services LLC|66647
ACAD|ACADIA PHARMACEUTICA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92544
ACAD|ACADIA PHARMACEUTICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13417
ACAD|ACADIA PHARMACEUTICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24627
ACAD|ACADIA PHARMACEUTICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|952527
ACAD|ACADIA PHARMACEUTICA|CTDL|Citadel Derivatives Group Llc|41280
ACAD|ACADIA PHARMACEUTICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|76728
ACAD|ACADIA PHARMACEUTICA|DADA|D.A. Davidson & Co.|8446
ACAD|ACADIA PHARMACEUTICA|DBAB|Deutsche Bank Securities Inc.|1631291
ACAD|ACADIA PHARMACEUTICA|DBAX|Deutsche Bank Securities Inc.|661400
ACAD|ACADIA PHARMACEUTICA|DBUL|Deutsche Bank Securities Inc.|45280
ACAD|ACADIA PHARMACEUTICA|DCHF|Dart Executions, LLC|15056
ACAD|ACADIA PHARMACEUTICA|DEAN|MORGAN STANLEY|6149
ACAD|ACADIA PHARMACEUTICA|DEGS|RONIN PROFESSIONAL LLC|40197
ACAD|ACADIA PHARMACEUTICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1176
ACAD|ACADIA PHARMACEUTICA|DRWK|DRW SECURITIES, L.L.C.|44459
ACAD|ACADIA PHARMACEUTICA|EBXL|EBX LLC|443700
ACAD|ACADIA PHARMACEUTICA|ECUT|CONVERGEX EXECUTION SOLUTIONS|12239
ACAD|ACADIA PHARMACEUTICA|EDJO|Edward D. Jones & Co., L.P.|13668
ACAD|ACADIA PHARMACEUTICA|EGAM|CBOE TRADING, INC.|62472
ACAD|ACADIA PHARMACEUTICA|EGAW|CBOE TRADING, INC.|222
ACAD|ACADIA PHARMACEUTICA|EGMT|EG MARKET TECHNOLOGIES LLC|1600
ACAD|ACADIA PHARMACEUTICA|EGXM|CBOE TRADING, INC.|19737
ACAD|ACADIA PHARMACEUTICA|EGXW|CBOE TRADING, INC.|5
ACAD|ACADIA PHARMACEUTICA|ETBE|Electronic Transaction Clearing, Inc.|65251
ACAD|ACADIA PHARMACEUTICA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|22465
ACAD|ACADIA PHARMACEUTICA|ETCC|Electronic Transaction Clearing, Inc.|100
ACAD|ACADIA PHARMACEUTICA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18012
ACAD|ACADIA PHARMACEUTICA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|113666
ACAD|ACADIA PHARMACEUTICA|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
ACAD|ACADIA PHARMACEUTICA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|21200
ACAD|ACADIA PHARMACEUTICA|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|10322
ACAD|ACADIA PHARMACEUTICA|ETRS|E*Trade Securities LLC|781860
ACAD|ACADIA PHARMACEUTICA|FBCO|Credit Suisse Securities (USA) LLC|5687047
ACAD|ACADIA PHARMACEUTICA|FILL|Tradestation Securities, Inc.|74709
ACAD|ACADIA PHARMACEUTICA|FMAF|NBCN Inc./ CDS|75926
ACAD|ACADIA PHARMACEUTICA|FOMA|TD AMERITRADE CLEARING, INC.|2583431
ACAD|ACADIA PHARMACEUTICA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20
ACAD|ACADIA PHARMACEUTICA|FQLS|Quantlab Securities LP|1279204
ACAD|ACADIA PHARMACEUTICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|224033
ACAD|ACADIA PHARMACEUTICA|FTBR|Foliofn Investments, Inc.|686
ACAD|ACADIA PHARMACEUTICA|GEBB|GLOBAL EXECUTION BROKERS, LP|167465
ACAD|ACADIA PHARMACEUTICA|GLIS|TD Securities Inc|7750
ACAD|ACADIA PHARMACEUTICA|GLPX|ACS EXECUTION SERVICES, LLC|98277
ACAD|ACADIA PHARMACEUTICA|GSCO|GOLDMAN SACHS & CO. LLC|6308659
ACAD|ACADIA PHARMACEUTICA|GSCS|GOLDMAN SACHS & CO. LLC|110083
ACAD|ACADIA PHARMACEUTICA|GSLT|GOLDMAN SACHS & CO. LLC|41542
ACAD|ACADIA PHARMACEUTICA|GTSZ|GTS SECURITIES LLC|58622
ACAD|ACADIA PHARMACEUTICA|HAPX|HAP Trading, LLC|16049
ACAD|ACADIA PHARMACEUTICA|HRBF|American Enterprise Investment Services Inc.|7992
ACAD|ACADIA PHARMACEUTICA|HSBC|HSBC Securities, Inc.|1760
ACAD|ACADIA PHARMACEUTICA|IATS|INTERACTIVE BROKERS LLC|86422
ACAD|ACADIA PHARMACEUTICA|IBKR|Interactive Brokers Llc|607111
ACAD|ACADIA PHARMACEUTICA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2787
ACAD|ACADIA PHARMACEUTICA|ICBX|INSTINET, LLC|209184
ACAD|ACADIA PHARMACEUTICA|IEQY|CITADEL SECURITIES LLC|458626
ACAD|ACADIA PHARMACEUTICA|INCA|INSTINET, LLC|2183766
ACAD|ACADIA PHARMACEUTICA|INJX|INSTINET, LLC|748753
ACAD|ACADIA PHARMACEUTICA|ITGI|ITG Inc.|107634
ACAD|ACADIA PHARMACEUTICA|ITGP|ITG INC.|208800
ACAD|ACADIA PHARMACEUTICA|JANY|Janney Montgomery Scott Inc.|4660
ACAD|ACADIA PHARMACEUTICA|JEFF|JEFFERIES LLC|825600
ACAD|ACADIA PHARMACEUTICA|JMPT|JUMP TRADING, LLC|360744
ACAD|ACADIA PHARMACEUTICA|JPBX|J.P. MORGAN SECURITIES LLC|145713
ACAD|ACADIA PHARMACEUTICA|JPMX|J.P. Morgan Securities LLC|1061437
ACAD|ACADIA PHARMACEUTICA|JSCL|JOSEPH STONE CAPITAL L.L.C.|2000
ACAD|ACADIA PHARMACEUTICA|JSJX|JANE STREET CAPITAL LLC|18325
ACAD|ACADIA PHARMACEUTICA|KCGM|VIRTU Americas LLC|163225
ACAD|ACADIA PHARMACEUTICA|KCRD|PHX FINANCIAL, INC.|100
ACAD|ACADIA PHARMACEUTICA|LEER|LEERINK PARTNERS LLC|16000
ACAD|ACADIA PHARMACEUTICA|LEHM|Barclays Capital Inc./Le|4393021
ACAD|ACADIA PHARMACEUTICA|LIME|Lime Brokerage LLC|376872
ACAD|ACADIA PHARMACEUTICA|LMGP|LIME BROKERAGE LLC|7800
ACAD|ACADIA PHARMACEUTICA|LMNX|LUMINEX TRADING & ANALYTICS LLC|1116400
ACAD|ACADIA PHARMACEUTICA|LOOP|Loop Capital Markets LLC|16713
ACAD|ACADIA PHARMACEUTICA|LQNA|LIQUIDNET, INC.|287500
ACAD|ACADIA PHARMACEUTICA|LQNB|LIQUIDNET, INC.|24400
ACAD|ACADIA PHARMACEUTICA|LSCI|Lek Securities Corporation|502
ACAD|ACADIA PHARMACEUTICA|LVMR|LIVERMORE TRADING GROUP, INC.|6144
ACAD|ACADIA PHARMACEUTICA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
ACAD|ACADIA PHARMACEUTICA|MAXM|Maxim Group LLC|52754
ACAD|ACADIA PHARMACEUTICA|MBTS|ALLY INVEST SECURITIES LLC|12888
ACAD|ACADIA PHARMACEUTICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|341588
ACAD|ACADIA PHARMACEUTICA|MOTF|MOTIF INVESTING, INC.|8
ACAD|ACADIA PHARMACEUTICA|MSCO|MORGAN STANLEY & CO. LLC|11242265
ACAD|ACADIA PHARMACEUTICA|MSPL|MORGAN STANLEY & CO. LLC|1062200
ACAD|ACADIA PHARMACEUTICA|MSTX|MORGAN STANLEY & CO. LLC|728400
ACAD|ACADIA PHARMACEUTICA|NFSC|National Financial Services LLC|2089036
ACAD|ACADIA PHARMACEUTICA|NITE|VIRTU Americas LLC|4005578
ACAD|ACADIA PHARMACEUTICA|NITP|VIRTU Americas LLC|9493
ACAD|ACADIA PHARMACEUTICA|NQRB|Brut, LLC|137345
ACAD|ACADIA PHARMACEUTICA|ONEL|O'NEIL SECURITIES, INCORPORATED|1585
ACAD|ACADIA PHARMACEUTICA|OPCO|Oppenheimer & Co. Inc.|19106
ACAD|ACADIA PHARMACEUTICA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4700
ACAD|ACADIA PHARMACEUTICA|PDQM|CODA MARKETS, INC.|280641
ACAD|ACADIA PHARMACEUTICA|PHLY|NASDAQ Execution Services, LLC|2800
ACAD|ACADIA PHARMACEUTICA|PICT|Pictet Overseas Inc.|19835
ACAD|ACADIA PHARMACEUTICA|POIN|PRECISION SECURITIES, LLC (POIN)|1000
ACAD|ACADIA PHARMACEUTICA|PWJC|UBS Financial Services, Inc.|35908
ACAD|ACADIA PHARMACEUTICA|RAJA|Raymond James & Associates, Inc.|48776
ACAD|ACADIA PHARMACEUTICA|RBCM|RBC CAPITAL MARKETS, LLC|50752
ACAD|ACADIA PHARMACEUTICA|ROTH|Roth Capital Partners, LLC|200
ACAD|ACADIA PHARMACEUTICA|SAGL|SAGETRADER, LLC|171441
ACAD|ACADIA PHARMACEUTICA|SAGW|SAGETRADER, LLC|3138
ACAD|ACADIA PHARMACEUTICA|SALI|INTL FCSTONE FINANCIAL INC.|11575
ACAD|ACADIA PHARMACEUTICA|SBSH|Citigroup Global Markets Inc.|1129274
ACAD|ACADIA PHARMACEUTICA|SGMT|GOLDMAN SACHS & CO. LLC|438623
ACAD|ACADIA PHARMACEUTICA|SPDR|SPEEDROUTE LLC|14315
ACAD|ACADIA PHARMACEUTICA|SPHN|Stephens Inc.|100
ACAD|ACADIA PHARMACEUTICA|SPNT|SEVEN POINTS CAPITAL, LLC|2400
ACAD|ACADIA PHARMACEUTICA|SPTD|MINT GLOBAL MARKETS, INC.|450
ACAD|ACADIA PHARMACEUTICA|STFL|Stifel, Nicolaus & Company, Incorporated|21651
ACAD|ACADIA PHARMACEUTICA|STKP|STOCKPILE INVESTMENTS, INC.|1934
ACAD|ACADIA PHARMACEUTICA|STXG|Stockcross Financial Services, Inc.|500
ACAD|ACADIA PHARMACEUTICA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|295
ACAD|ACADIA PHARMACEUTICA|SWIM|TD Ameritrade, Inc.|883007
ACAD|ACADIA PHARMACEUTICA|SWST|Hilltop Securities Inc.|8740
ACAD|ACADIA PHARMACEUTICA|TKNG|ALLY INVEST SECURITIES LLC|11772
ACAD|ACADIA PHARMACEUTICA|TRBT|Tradebot Systems, Inc.|925465
ACAD|ACADIA PHARMACEUTICA|TRCM|TRC MARKETS LLC|588732
ACAD|ACADIA PHARMACEUTICA|TWTT|TASTYWORKS, INC.|3265
ACAD|ACADIA PHARMACEUTICA|UBSA|UBS SECURITIES LLC|1670574
ACAD|ACADIA PHARMACEUTICA|UBSS|UBS Securities LLC|4588413
ACAD|ACADIA PHARMACEUTICA|VALX|VIRTU AMERICAS LLC|104164
ACAD|ACADIA PHARMACEUTICA|VGRD|Vanguard Marketing Corporation|78657
ACAD|ACADIA PHARMACEUTICA|VSIN|Vision Financial Markets Llc|200
ACAD|ACADIA PHARMACEUTICA|WBPX|SUMMIT SECURITIES GROUP, LLC|700
ACAD|ACADIA PHARMACEUTICA|WCHV|WELLS FARGO SECURITIES, LLC|1764987
ACAD|ACADIA PHARMACEUTICA|WDNX|WEEDEN & CO.L.P.|630
ACAD|ACADIA PHARMACEUTICA|WEDB|WEDBUSH SECURITIES INC.|67416
ACAD|ACADIA PHARMACEUTICA|WEED|Weeden & Co.L.P.|489
ACAD|ACADIA PHARMACEUTICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|87278
ACAD|ACADIA PHARMACEUTICA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50698
ACAD|ACADIA PHARMACEUTICA|WGIF|CIBC World Markets Inc.|54834
ACAD|ACADIA PHARMACEUTICA|WHOT|JUST2TRADE, INC.|150
ACAD|ACADIA PHARMACEUTICA|WORD|Worden Capital Management LLC|3925
ACAD|ACADIA PHARMACEUTICA|WSEA|WOLVERINE SECURITIES, LLC|36386
ACAD|ACADIA PHARMACEUTICA|XIST|INSTINET, LLC|214624
ACAD|ACADIA PHARMACEUTICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|290318
ACAD|ACADIA PHARMACEUTICA|YKNA|COMHAR CAPITAL MARKETS, LLC|14388
ACAD|ACADIA PHARMACEUTICA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21036
ACBI|ATLANTIC CAPITAL CM|ALTX|Alternet Securities Inc.|2360
ACBI|ATLANTIC CAPITAL CM|APCC|Apex Clearing Corporation|14
ACBI|ATLANTIC CAPITAL CM|BATM|CBOE TRADING, INC.|1430
ACBI|ATLANTIC CAPITAL CM|BERN|Sanford C. Bernstein & Co., LLC|4092
ACBI|ATLANTIC CAPITAL CM|BLKX|INSTINET, LLC|16700
ACBI|ATLANTIC CAPITAL CM|BMOC|BMO Capital Markets Corp.|3683
ACBI|ATLANTIC CAPITAL CM|BNPX|BNP PARIBAS SECURITIES CORP.|1997
ACBI|ATLANTIC CAPITAL CM|BTIG|BTIG, LLC|3676
ACBI|ATLANTIC CAPITAL CM|BYXM|CBOE TRADING, INC.|100
ACBI|ATLANTIC CAPITAL CM|BZYD|GOLDMAN SACHS & CO. LLC|3810
ACBI|ATLANTIC CAPITAL CM|CANT|Cantor Fitzgerald & Co.|583700
ACBI|ATLANTIC CAPITAL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6797
ACBI|ATLANTIC CAPITAL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
ACBI|ATLANTIC CAPITAL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90641
ACBI|ATLANTIC CAPITAL CM|CTDL|Citadel Derivatives Group Llc|1868
ACBI|ATLANTIC CAPITAL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|18878
ACBI|ATLANTIC CAPITAL CM|DAVA|Davenport & Company LLC|237
ACBI|ATLANTIC CAPITAL CM|DBAB|Deutsche Bank Securities Inc.|136602
ACBI|ATLANTIC CAPITAL CM|DBAX|Deutsche Bank Securities Inc.|83800
ACBI|ATLANTIC CAPITAL CM|DBUL|Deutsche Bank Securities Inc.|300
ACBI|ATLANTIC CAPITAL CM|DEAN|MORGAN STANLEY|191
ACBI|ATLANTIC CAPITAL CM|DEGS|RONIN PROFESSIONAL LLC|3100
ACBI|ATLANTIC CAPITAL CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|520
ACBI|ATLANTIC CAPITAL CM|EBXL|EBX LLC|21600
ACBI|ATLANTIC CAPITAL CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
ACBI|ATLANTIC CAPITAL CM|EGAM|CBOE TRADING, INC.|5006
ACBI|ATLANTIC CAPITAL CM|EGXM|CBOE TRADING, INC.|200
ACBI|ATLANTIC CAPITAL CM|ETBE|Electronic Transaction Clearing, Inc.|4888
ACBI|ATLANTIC CAPITAL CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|302
ACBI|ATLANTIC CAPITAL CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
ACBI|ATLANTIC CAPITAL CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3160
ACBI|ATLANTIC CAPITAL CM|ETRS|E*Trade Securities LLC|586
ACBI|ATLANTIC CAPITAL CM|FBCO|Credit Suisse Securities (USA) LLC|191611
ACBI|ATLANTIC CAPITAL CM|FOMA|TD AMERITRADE CLEARING, INC.|1298
ACBI|ATLANTIC CAPITAL CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|51295
ACBI|ATLANTIC CAPITAL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28999
ACBI|ATLANTIC CAPITAL CM|FTBR|Foliofn Investments, Inc.|57
ACBI|ATLANTIC CAPITAL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|7841
ACBI|ATLANTIC CAPITAL CM|GLPX|ACS EXECUTION SERVICES, LLC|952
ACBI|ATLANTIC CAPITAL CM|GSCO|GOLDMAN SACHS & CO. LLC|381032
ACBI|ATLANTIC CAPITAL CM|GSCS|GOLDMAN SACHS & CO. LLC|7867
ACBI|ATLANTIC CAPITAL CM|GSLT|GOLDMAN SACHS & CO. LLC|2704
ACBI|ATLANTIC CAPITAL CM|GTSZ|GTS SECURITIES LLC|11619
ACBI|ATLANTIC CAPITAL CM|IATS|INTERACTIVE BROKERS LLC|1753
ACBI|ATLANTIC CAPITAL CM|IBKR|Interactive Brokers Llc|7960
ACBI|ATLANTIC CAPITAL CM|ICBX|INSTINET, LLC|8200
ACBI|ATLANTIC CAPITAL CM|IEQY|CITADEL SECURITIES LLC|1927
ACBI|ATLANTIC CAPITAL CM|INCA|INSTINET, LLC|43959
ACBI|ATLANTIC CAPITAL CM|INJX|INSTINET, LLC|6981
ACBI|ATLANTIC CAPITAL CM|ITGI|ITG Inc.|20983
ACBI|ATLANTIC CAPITAL CM|ITGP|ITG INC.|51600
ACBI|ATLANTIC CAPITAL CM|JEFF|JEFFERIES LLC|24457
ACBI|ATLANTIC CAPITAL CM|JMPT|JUMP TRADING, LLC|670
ACBI|ATLANTIC CAPITAL CM|JPBX|J.P. MORGAN SECURITIES LLC|2650
ACBI|ATLANTIC CAPITAL CM|JPMX|J.P. Morgan Securities LLC|193702
ACBI|ATLANTIC CAPITAL CM|JSJX|JANE STREET CAPITAL LLC|4031
ACBI|ATLANTIC CAPITAL CM|KBWI|Keefe, Bruyette & Woods, Inc.|69942
ACBI|ATLANTIC CAPITAL CM|KCGM|VIRTU Americas LLC|9531
ACBI|ATLANTIC CAPITAL CM|LEHM|Barclays Capital Inc./Le|198898
ACBI|ATLANTIC CAPITAL CM|LIME|Lime Brokerage LLC|53512
ACBI|ATLANTIC CAPITAL CM|LQNA|LIQUIDNET, INC.|8600
ACBI|ATLANTIC CAPITAL CM|MACC|Mid Atlantic Capital Corporation|500
ACBI|ATLANTIC CAPITAL CM|MAXM|Maxim Group LLC|6416
ACBI|ATLANTIC CAPITAL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36590
ACBI|ATLANTIC CAPITAL CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1600
ACBI|ATLANTIC CAPITAL CM|MSCO|MORGAN STANLEY & CO. LLC|471648
ACBI|ATLANTIC CAPITAL CM|MSPL|MORGAN STANLEY & CO. LLC|76300
ACBI|ATLANTIC CAPITAL CM|MSTX|MORGAN STANLEY & CO. LLC|25000
ACBI|ATLANTIC CAPITAL CM|NFSC|National Financial Services LLC|6271
ACBI|ATLANTIC CAPITAL CM|NITE|VIRTU Americas LLC|28126
ACBI|ATLANTIC CAPITAL CM|NITP|VIRTU Americas LLC|400
ACBI|ATLANTIC CAPITAL CM|NQRB|Brut, LLC|200
ACBI|ATLANTIC CAPITAL CM|ONEL|O'NEIL SECURITIES, INCORPORATED|693
ACBI|ATLANTIC CAPITAL CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11979
ACBI|ATLANTIC CAPITAL CM|PDQM|CODA MARKETS, INC.|5753
ACBI|ATLANTIC CAPITAL CM|PNSR|Penserra Securities, LLC|4785
ACBI|ATLANTIC CAPITAL CM|RAJA|Raymond James & Associates, Inc.|1844
ACBI|ATLANTIC CAPITAL CM|SBSH|Citigroup Global Markets Inc.|52772
ACBI|ATLANTIC CAPITAL CM|SDLR|Sandler, O'Neill & Partners, L.P.|52486
ACBI|ATLANTIC CAPITAL CM|SGMT|GOLDMAN SACHS & CO. LLC|32122
ACBI|ATLANTIC CAPITAL CM|SPDR|SPEEDROUTE LLC|4600
ACBI|ATLANTIC CAPITAL CM|SPTD|MINT GLOBAL MARKETS, INC.|1050
ACBI|ATLANTIC CAPITAL CM|STFL|Stifel, Nicolaus & Company, Incorporated|4629
ACBI|ATLANTIC CAPITAL CM|SWIM|TD Ameritrade, Inc.|425
ACBI|ATLANTIC CAPITAL CM|TRBT|Tradebot Systems, Inc.|3510
ACBI|ATLANTIC CAPITAL CM|TRCM|TRC MARKETS LLC|17408
ACBI|ATLANTIC CAPITAL CM|UBSS|UBS Securities LLC|238804
ACBI|ATLANTIC CAPITAL CM|VALX|VIRTU AMERICAS LLC|27859
ACBI|ATLANTIC CAPITAL CM|WCHV|WELLS FARGO SECURITIES, LLC|3386
ACBI|ATLANTIC CAPITAL CM|WEDB|WEDBUSH SECURITIES INC.|1000
ACBI|ATLANTIC CAPITAL CM|WEED|Weeden & Co.L.P.|1800
ACBI|ATLANTIC CAPITAL CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55
ACBI|ATLANTIC CAPITAL CM|WSEA|WOLVERINE SECURITIES, LLC|44
ACBI|ATLANTIC CAPITAL CM|XIST|INSTINET, LLC|10720
ACBI|ATLANTIC CAPITAL CM|XPQR|Jump Trading|200
ACBI|ATLANTIC CAPITAL CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|13200
ACBI|ATLANTIC CAPITAL CM|YKNA|COMHAR CAPITAL MARKETS, LLC|64
ACC|AMERICAN CAMPUS COMM|ALTX|Alternet Securities Inc.|7906
ACC|AMERICAN CAMPUS COMM|APCC|Apex Clearing Corporation|242
ACC|AMERICAN CAMPUS COMM|BARD|Robert W. Baird & Co. Incorporated|1086
ACC|AMERICAN CAMPUS COMM|BATM|CBOE TRADING, INC.|3274
ACC|AMERICAN CAMPUS COMM|BAYC|BAY CREST PARTNERS, LLC|96
ACC|AMERICAN CAMPUS COMM|BAYT|BTIG, LLC|7257
ACC|AMERICAN CAMPUS COMM|BBNT|BB&T SECURITIES, LLC|120
ACC|AMERICAN CAMPUS COMM|BERN|Sanford C. Bernstein & Co., LLC|101409
ACC|AMERICAN CAMPUS COMM|BIDS|BIDS TRADING L.P.|39048
ACC|AMERICAN CAMPUS COMM|BKCM|BNY Mellon Capital Markets LLC|27960
ACC|AMERICAN CAMPUS COMM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3206
ACC|AMERICAN CAMPUS COMM|BLKX|INSTINET, LLC|74300
ACC|AMERICAN CAMPUS COMM|BMOC|BMO Capital Markets Corp.|839
ACC|AMERICAN CAMPUS COMM|BNPX|BNP PARIBAS SECURITIES CORP.|48996
ACC|AMERICAN CAMPUS COMM|BRVL|BLAYLOCK VAN, LLC|3700
ACC|AMERICAN CAMPUS COMM|BTIG|BTIG, LLC|9087
ACC|AMERICAN CAMPUS COMM|BYXM|CBOE TRADING, INC.|3928
ACC|AMERICAN CAMPUS COMM|BZYD|GOLDMAN SACHS & CO. LLC|4526
ACC|AMERICAN CAMPUS COMM|CANT|Cantor Fitzgerald & Co.|4531
ACC|AMERICAN CAMPUS COMM|CBLC|CITIGROUP GLOBAL MARKETS INC.|177368
ACC|AMERICAN CAMPUS COMM|CHAS|Charles Schwab & Co., Inc.|5395
ACC|AMERICAN CAMPUS COMM|CIST|Capital Institutional Services, Inc.|393
ACC|AMERICAN CAMPUS COMM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|287289
ACC|AMERICAN CAMPUS COMM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6067
ACC|AMERICAN CAMPUS COMM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34576
ACC|AMERICAN CAMPUS COMM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|368175
ACC|AMERICAN CAMPUS COMM|CTDL|Citadel Derivatives Group Llc|6343
ACC|AMERICAN CAMPUS COMM|CTLR|CUTLER GROUP, LP|200
ACC|AMERICAN CAMPUS COMM|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|3500
ACC|AMERICAN CAMPUS COMM|CXCX|CITIGROUP GLOBAL MARKETS INC.|114854
ACC|AMERICAN CAMPUS COMM|DADA|D.A. Davidson & Co.|721
ACC|AMERICAN CAMPUS COMM|DBAB|Deutsche Bank Securities Inc.|318675
ACC|AMERICAN CAMPUS COMM|DBAX|Deutsche Bank Securities Inc.|273700
ACC|AMERICAN CAMPUS COMM|DEAN|MORGAN STANLEY|2743
ACC|AMERICAN CAMPUS COMM|DEGS|RONIN PROFESSIONAL LLC|200
ACC|AMERICAN CAMPUS COMM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33370
ACC|AMERICAN CAMPUS COMM|DREX|Drexel Hamilton, LLC|48
ACC|AMERICAN CAMPUS COMM|EBXL|EBX LLC|406000
ACC|AMERICAN CAMPUS COMM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3268
ACC|AMERICAN CAMPUS COMM|EDJO|Edward D. Jones & Co., L.P.|3694
ACC|AMERICAN CAMPUS COMM|EGAM|CBOE TRADING, INC.|20369
ACC|AMERICAN CAMPUS COMM|EGAW|CBOE TRADING, INC.|30
ACC|AMERICAN CAMPUS COMM|EGMT|EG MARKET TECHNOLOGIES LLC|1500
ACC|AMERICAN CAMPUS COMM|EGXM|CBOE TRADING, INC.|2603
ACC|AMERICAN CAMPUS COMM|ETBE|Electronic Transaction Clearing, Inc.|21047
ACC|AMERICAN CAMPUS COMM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
ACC|AMERICAN CAMPUS COMM|ETCC|Electronic Transaction Clearing, Inc.|587
ACC|AMERICAN CAMPUS COMM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11797
ACC|AMERICAN CAMPUS COMM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|70
ACC|AMERICAN CAMPUS COMM|ETRS|E*Trade Securities LLC|40535
ACC|AMERICAN CAMPUS COMM|FBSB|U.S. Bancorp Investments, Inc.|100
ACC|AMERICAN CAMPUS COMM|FILL|Tradestation Securities, Inc.|300
ACC|AMERICAN CAMPUS COMM|FMAF|NBCN Inc./ CDS|12143
ACC|AMERICAN CAMPUS COMM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19348
ACC|AMERICAN CAMPUS COMM|FQLS|Quantlab Securities LP|220803
ACC|AMERICAN CAMPUS COMM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117652
ACC|AMERICAN CAMPUS COMM|FTBR|Foliofn Investments, Inc.|313
ACC|AMERICAN CAMPUS COMM|GEBB|GLOBAL EXECUTION BROKERS, LP|2739
ACC|AMERICAN CAMPUS COMM|GLPX|ACS EXECUTION SERVICES, LLC|79303
ACC|AMERICAN CAMPUS COMM|GNAV|GREEN STREET TRADING, LLC|1050848
ACC|AMERICAN CAMPUS COMM|GSCO|GOLDMAN SACHS & CO. LLC|1069296
ACC|AMERICAN CAMPUS COMM|GSCS|GOLDMAN SACHS & CO. LLC|2754
ACC|AMERICAN CAMPUS COMM|GSLT|GOLDMAN SACHS & CO. LLC|5117
ACC|AMERICAN CAMPUS COMM|GTSZ|GTS SECURITIES LLC|146532
ACC|AMERICAN CAMPUS COMM|HRBF|American Enterprise Investment Services Inc.|1369
ACC|AMERICAN CAMPUS COMM|IATS|INTERACTIVE BROKERS LLC|3325
ACC|AMERICAN CAMPUS COMM|IBKR|Interactive Brokers Llc|12220
ACC|AMERICAN CAMPUS COMM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|999
ACC|AMERICAN CAMPUS COMM|ICBX|INSTINET, LLC|79358
ACC|AMERICAN CAMPUS COMM|IEQY|CITADEL SECURITIES LLC|122150
ACC|AMERICAN CAMPUS COMM|INCA|INSTINET, LLC|217817
ACC|AMERICAN CAMPUS COMM|INJX|INSTINET, LLC|489
ACC|AMERICAN CAMPUS COMM|ITGI|ITG Inc.|39362
ACC|AMERICAN CAMPUS COMM|ITGP|ITG INC.|100600
ACC|AMERICAN CAMPUS COMM|JANY|Janney Montgomery Scott Inc.|1923
ACC|AMERICAN CAMPUS COMM|JEFF|JEFFERIES LLC|158957
ACC|AMERICAN CAMPUS COMM|JMPT|JUMP TRADING, LLC|102153
ACC|AMERICAN CAMPUS COMM|JPBX|J.P. MORGAN SECURITIES LLC|103489
ACC|AMERICAN CAMPUS COMM|JPMX|J.P. Morgan Securities LLC|1114722
ACC|AMERICAN CAMPUS COMM|JSJX|JANE STREET CAPITAL LLC|7646
ACC|AMERICAN CAMPUS COMM|JSSF|JMP Securities LLC|101748
ACC|AMERICAN CAMPUS COMM|KCGM|VIRTU Americas LLC|123242
ACC|AMERICAN CAMPUS COMM|KEYB|KEYBANC CAPITAL MARKETS INC.|367651
ACC|AMERICAN CAMPUS COMM|LEHM|Barclays Capital Inc./Le|1678867
ACC|AMERICAN CAMPUS COMM|LIME|Lime Brokerage LLC|29711
ACC|AMERICAN CAMPUS COMM|LMNX|LUMINEX TRADING & ANALYTICS LLC|391992
ACC|AMERICAN CAMPUS COMM|LOOP|Loop Capital Markets LLC|7749
ACC|AMERICAN CAMPUS COMM|LQNA|LIQUIDNET, INC.|156000
ACC|AMERICAN CAMPUS COMM|LSCI|Lek Securities Corporation|116
ACC|AMERICAN CAMPUS COMM|MACC|Mid Atlantic Capital Corporation|300
ACC|AMERICAN CAMPUS COMM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|254556
ACC|AMERICAN CAMPUS COMM|MOTF|MOTIF INVESTING, INC.|13
ACC|AMERICAN CAMPUS COMM|MSCO|MORGAN STANLEY & CO. LLC|1316552
ACC|AMERICAN CAMPUS COMM|MSPL|MORGAN STANLEY & CO. LLC|393900
ACC|AMERICAN CAMPUS COMM|MSTX|MORGAN STANLEY & CO. LLC|137000
ACC|AMERICAN CAMPUS COMM|NFSC|National Financial Services LLC|41765
ACC|AMERICAN CAMPUS COMM|NITE|VIRTU Americas LLC|288420
ACC|AMERICAN CAMPUS COMM|NITP|VIRTU Americas LLC|1260
ACC|AMERICAN CAMPUS COMM|NQRB|Brut, LLC|6865
ACC|AMERICAN CAMPUS COMM|NTRC|Northern Trust Securities, Inc.|2684
ACC|AMERICAN CAMPUS COMM|OPCO|Oppenheimer & Co. Inc.|6925
ACC|AMERICAN CAMPUS COMM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
ACC|AMERICAN CAMPUS COMM|PDQM|CODA MARKETS, INC.|230377
ACC|AMERICAN CAMPUS COMM|RBCM|RBC CAPITAL MARKETS, LLC|6024
ACC|AMERICAN CAMPUS COMM|RHCO|Suntrust Robinson Humphrey, Inc.|149093
ACC|AMERICAN CAMPUS COMM|SAGL|SAGETRADER, LLC|36437
ACC|AMERICAN CAMPUS COMM|SALI|INTL FCSTONE FINANCIAL INC.|70
ACC|AMERICAN CAMPUS COMM|SBSH|Citigroup Global Markets Inc.|943238
ACC|AMERICAN CAMPUS COMM|SEIC|SEI Investments Distribution Co.|469
ACC|AMERICAN CAMPUS COMM|SGMT|GOLDMAN SACHS & CO. LLC|168879
ACC|AMERICAN CAMPUS COMM|SPDR|SPEEDROUTE LLC|22522
ACC|AMERICAN CAMPUS COMM|SPHN|Stephens Inc.|449
ACC|AMERICAN CAMPUS COMM|STFL|Stifel, Nicolaus & Company, Incorporated|12100
ACC|AMERICAN CAMPUS COMM|STXG|Stockcross Financial Services, Inc.|6000
ACC|AMERICAN CAMPUS COMM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4406
ACC|AMERICAN CAMPUS COMM|SWIM|TD Ameritrade, Inc.|5949
ACC|AMERICAN CAMPUS COMM|SWST|Hilltop Securities Inc.|2330
ACC|AMERICAN CAMPUS COMM|TKNG|ALLY INVEST SECURITIES LLC|105
ACC|AMERICAN CAMPUS COMM|TRBT|Tradebot Systems, Inc.|216906
ACC|AMERICAN CAMPUS COMM|TRCM|TRC MARKETS LLC|79451
ACC|AMERICAN CAMPUS COMM|UBSA|UBS SECURITIES LLC|808933
ACC|AMERICAN CAMPUS COMM|UBSS|UBS Securities LLC|705546
ACC|AMERICAN CAMPUS COMM|VALX|VIRTU AMERICAS LLC|9887
ACC|AMERICAN CAMPUS COMM|VGRD|Vanguard Marketing Corporation|4124
ACC|AMERICAN CAMPUS COMM|WBPX|SUMMIT SECURITIES GROUP, LLC|3274
ACC|AMERICAN CAMPUS COMM|WCHV|WELLS FARGO SECURITIES, LLC|114771
ACC|AMERICAN CAMPUS COMM|WDNX|WEEDEN & CO.L.P.|968
ACC|AMERICAN CAMPUS COMM|WEDB|WEDBUSH SECURITIES INC.|767
ACC|AMERICAN CAMPUS COMM|WEED|Weeden & Co.L.P.|36450
ACC|AMERICAN CAMPUS COMM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3120
ACC|AMERICAN CAMPUS COMM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23089
ACC|AMERICAN CAMPUS COMM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|51
ACC|AMERICAN CAMPUS COMM|WSEA|WOLVERINE SECURITIES, LLC|1027
ACC|AMERICAN CAMPUS COMM|XIST|INSTINET, LLC|43556
ACC|AMERICAN CAMPUS COMM|XPQR|Jump Trading|3025
ACC|AMERICAN CAMPUS COMM|XSTM|NATIONAL FINANCIAL SERVICES LLC|50398
ACC|AMERICAN CAMPUS COMM|YKNA|COMHAR CAPITAL MARKETS, LLC|2394
ACC|AMERICAN CAMPUS COMM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|809
ACCO|ACCO BRANDS CORP|ANOS|ABEL/NOSER, L.L.C.|4754
ACCO|ACCO BRANDS CORP|APCC|Apex Clearing Corporation|620
ACCO|ACCO BRANDS CORP|BANK|Primevest Financial Services, Inc.|6
ACCO|ACCO BRANDS CORP|BERN|Sanford C. Bernstein & Co., LLC|6505
ACCO|ACCO BRANDS CORP|BIDS|BIDS TRADING L.P.|100
ACCO|ACCO BRANDS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|10161
ACCO|ACCO BRANDS CORP|BZYD|GOLDMAN SACHS & CO. LLC|2556
ACCO|ACCO BRANDS CORP|CHAS|Charles Schwab & Co., Inc.|526
ACCO|ACCO BRANDS CORP|CIST|Capital Institutional Services, Inc.|455
ACCO|ACCO BRANDS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12879
ACCO|ACCO BRANDS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ACCO|ACCO BRANDS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52130
ACCO|ACCO BRANDS CORP|CTDL|Citadel Derivatives Group Llc|942
ACCO|ACCO BRANDS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|16516
ACCO|ACCO BRANDS CORP|DAVA|Davenport & Company LLC|65
ACCO|ACCO BRANDS CORP|DBAB|Deutsche Bank Securities Inc.|6059
ACCO|ACCO BRANDS CORP|DBAX|Deutsche Bank Securities Inc.|24200
ACCO|ACCO BRANDS CORP|DEAN|MORGAN STANLEY|4368
ACCO|ACCO BRANDS CORP|DEGS|RONIN PROFESSIONAL LLC|201
ACCO|ACCO BRANDS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8202
ACCO|ACCO BRANDS CORP|EBXL|EBX LLC|57600
ACCO|ACCO BRANDS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|701
ACCO|ACCO BRANDS CORP|EDJO|Edward D. Jones & Co., L.P.|431
ACCO|ACCO BRANDS CORP|EGAM|CBOE TRADING, INC.|1832
ACCO|ACCO BRANDS CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|13
ACCO|ACCO BRANDS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2400
ACCO|ACCO BRANDS CORP|ETRS|E*Trade Securities LLC|41574
ACCO|ACCO BRANDS CORP|FBSB|U.S. Bancorp Investments, Inc.|2
ACCO|ACCO BRANDS CORP|FILL|Tradestation Securities, Inc.|700
ACCO|ACCO BRANDS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
ACCO|ACCO BRANDS CORP|FQLS|Quantlab Securities LP|19724
ACCO|ACCO BRANDS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30989
ACCO|ACCO BRANDS CORP|FTBR|Foliofn Investments, Inc.|526
ACCO|ACCO BRANDS CORP|GLPX|ACS EXECUTION SERVICES, LLC|1413
ACCO|ACCO BRANDS CORP|GSCO|GOLDMAN SACHS & CO. LLC|115951
ACCO|ACCO BRANDS CORP|GSCS|GOLDMAN SACHS & CO. LLC|930
ACCO|ACCO BRANDS CORP|GSLT|GOLDMAN SACHS & CO. LLC|2778
ACCO|ACCO BRANDS CORP|GTSZ|GTS SECURITIES LLC|11776
ACCO|ACCO BRANDS CORP|HPPX|POTAMUS TRADING, LLC|3463
ACCO|ACCO BRANDS CORP|HRBF|American Enterprise Investment Services Inc.|1284
ACCO|ACCO BRANDS CORP|IBKR|Interactive Brokers Llc|582
ACCO|ACCO BRANDS CORP|ICBX|INSTINET, LLC|4930
ACCO|ACCO BRANDS CORP|IEQY|CITADEL SECURITIES LLC|5161
ACCO|ACCO BRANDS CORP|INCA|INSTINET, LLC|33673
ACCO|ACCO BRANDS CORP|INJX|INSTINET, LLC|2200
ACCO|ACCO BRANDS CORP|ITGI|ITG Inc.|52647
ACCO|ACCO BRANDS CORP|ITGP|ITG INC.|51000
ACCO|ACCO BRANDS CORP|JANY|Janney Montgomery Scott Inc.|608
ACCO|ACCO BRANDS CORP|JEFF|JEFFERIES LLC|5706
ACCO|ACCO BRANDS CORP|JMPT|JUMP TRADING, LLC|150
ACCO|ACCO BRANDS CORP|JPBX|J.P. MORGAN SECURITIES LLC|18022
ACCO|ACCO BRANDS CORP|JPMX|J.P. Morgan Securities LLC|107396
ACCO|ACCO BRANDS CORP|KCGM|VIRTU Americas LLC|11221
ACCO|ACCO BRANDS CORP|KING|C. L. King & Associates, Inc.|2057
ACCO|ACCO BRANDS CORP|LEHM|Barclays Capital Inc./Le|339865
ACCO|ACCO BRANDS CORP|LIME|Lime Brokerage LLC|9151
ACCO|ACCO BRANDS CORP|LQNA|LIQUIDNET, INC.|25100
ACCO|ACCO BRANDS CORP|LQNB|LIQUIDNET, INC.|6500
ACCO|ACCO BRANDS CORP|MAXM|Maxim Group LLC|6500
ACCO|ACCO BRANDS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|148383
ACCO|ACCO BRANDS CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
ACCO|ACCO BRANDS CORP|MSCO|MORGAN STANLEY & CO. LLC|409967
ACCO|ACCO BRANDS CORP|MSPL|MORGAN STANLEY & CO. LLC|35100
ACCO|ACCO BRANDS CORP|MSTX|MORGAN STANLEY & CO. LLC|108100
ACCO|ACCO BRANDS CORP|MULL|MARK J. MULLER EQUITIES, INC.|200
ACCO|ACCO BRANDS CORP|NFSC|National Financial Services LLC|83205
ACCO|ACCO BRANDS CORP|NITE|VIRTU Americas LLC|61791
ACCO|ACCO BRANDS CORP|NITP|VIRTU Americas LLC|2080
ACCO|ACCO BRANDS CORP|NORT|Northland Securities, Inc.|10100
ACCO|ACCO BRANDS CORP|NQRB|Brut, LLC|300
ACCO|ACCO BRANDS CORP|NTRC|Northern Trust Securities, Inc.|1277
ACCO|ACCO BRANDS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ACCO|ACCO BRANDS CORP|PDQM|CODA MARKETS, INC.|26239
ACCO|ACCO BRANDS CORP|PWJC|UBS Financial Services, Inc.|2937
ACCO|ACCO BRANDS CORP|RBCM|RBC CAPITAL MARKETS, LLC|627
ACCO|ACCO BRANDS CORP|SAGW|SAGETRADER, LLC|100
ACCO|ACCO BRANDS CORP|SBSH|Citigroup Global Markets Inc.|60436
ACCO|ACCO BRANDS CORP|SGMT|GOLDMAN SACHS & CO. LLC|57665
ACCO|ACCO BRANDS CORP|SPDR|SPEEDROUTE LLC|1200
ACCO|ACCO BRANDS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|87
ACCO|ACCO BRANDS CORP|STKP|STOCKPILE INVESTMENTS, INC.|42
ACCO|ACCO BRANDS CORP|SWIM|TD Ameritrade, Inc.|1651
ACCO|ACCO BRANDS CORP|SWST|Hilltop Securities Inc.|2000
ACCO|ACCO BRANDS CORP|TKNG|ALLY INVEST SECURITIES LLC|1003
ACCO|ACCO BRANDS CORP|TRBT|Tradebot Systems, Inc.|2849
ACCO|ACCO BRANDS CORP|TRCM|TRC MARKETS LLC|14252
ACCO|ACCO BRANDS CORP|TWTT|TASTYWORKS, INC.|8
ACCO|ACCO BRANDS CORP|UBSA|UBS SECURITIES LLC|317110
ACCO|ACCO BRANDS CORP|UBSS|UBS Securities LLC|96602
ACCO|ACCO BRANDS CORP|VALX|VIRTU AMERICAS LLC|31433
ACCO|ACCO BRANDS CORP|VGRD|Vanguard Marketing Corporation|2603
ACCO|ACCO BRANDS CORP|WCHV|WELLS FARGO SECURITIES, LLC|10140
ACCO|ACCO BRANDS CORP|WEDB|WEDBUSH SECURITIES INC.|90
ACCO|ACCO BRANDS CORP|WEED|Weeden & Co.L.P.|48100
ACCO|ACCO BRANDS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109
ACCO|ACCO BRANDS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|297
ACCO|ACCO BRANDS CORP|WSAG|WALL STREET ACCESS|800
ACCO|ACCO BRANDS CORP|WSEA|WOLVERINE SECURITIES, LLC|189
ACCO|ACCO BRANDS CORP|XIST|INSTINET, LLC|9666
ACCO|ACCO BRANDS CORP|XPQR|Jump Trading|100
ACCO|ACCO BRANDS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7660
ACCO|ACCO BRANDS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|747
ACER|ACER THERAPEUTICS IN|ALTX|Alternet Securities Inc.|628
ACER|ACER THERAPEUTICS IN|APCC|Apex Clearing Corporation|38
ACER|ACER THERAPEUTICS IN|BATM|CBOE TRADING, INC.|1116
ACER|ACER THERAPEUTICS IN|BAYC|BAY CREST PARTNERS, LLC|2807
ACER|ACER THERAPEUTICS IN|BYXM|CBOE TRADING, INC.|4
ACER|ACER THERAPEUTICS IN|CIST|Capital Institutional Services, Inc.|51
ACER|ACER THERAPEUTICS IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4484
ACER|ACER THERAPEUTICS IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5152
ACER|ACER THERAPEUTICS IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|288
ACER|ACER THERAPEUTICS IN|CTDL|Citadel Derivatives Group Llc|4
ACER|ACER THERAPEUTICS IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
ACER|ACER THERAPEUTICS IN|DBAB|Deutsche Bank Securities Inc.|2244
ACER|ACER THERAPEUTICS IN|DBAX|Deutsche Bank Securities Inc.|5900
ACER|ACER THERAPEUTICS IN|DEAN|MORGAN STANLEY|400
ACER|ACER THERAPEUTICS IN|DEGS|RONIN PROFESSIONAL LLC|2788
ACER|ACER THERAPEUTICS IN|EBXL|EBX LLC|2300
ACER|ACER THERAPEUTICS IN|ETRS|E*Trade Securities LLC|1023
ACER|ACER THERAPEUTICS IN|FBCO|Credit Suisse Securities (USA) LLC|4620
ACER|ACER THERAPEUTICS IN|FMAF|NBCN Inc./ CDS|60
ACER|ACER THERAPEUTICS IN|FOMA|TD AMERITRADE CLEARING, INC.|12743
ACER|ACER THERAPEUTICS IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1171
ACER|ACER THERAPEUTICS IN|FTBR|Foliofn Investments, Inc.|2
ACER|ACER THERAPEUTICS IN|GLPX|ACS EXECUTION SERVICES, LLC|5583
ACER|ACER THERAPEUTICS IN|GSCO|GOLDMAN SACHS & CO. LLC|10812
ACER|ACER THERAPEUTICS IN|GSCS|GOLDMAN SACHS & CO. LLC|14723
ACER|ACER THERAPEUTICS IN|GTSZ|GTS SECURITIES LLC|3753
ACER|ACER THERAPEUTICS IN|IATS|INTERACTIVE BROKERS LLC|3327
ACER|ACER THERAPEUTICS IN|IBKR|Interactive Brokers Llc|7588
ACER|ACER THERAPEUTICS IN|ICBX|INSTINET, LLC|2100
ACER|ACER THERAPEUTICS IN|INCA|INSTINET, LLC|3277
ACER|ACER THERAPEUTICS IN|INJX|INSTINET, LLC|5055
ACER|ACER THERAPEUTICS IN|ITGI|ITG Inc.|788
ACER|ACER THERAPEUTICS IN|ITGP|ITG INC.|14000
ACER|ACER THERAPEUTICS IN|JEFF|JEFFERIES LLC|3061
ACER|ACER THERAPEUTICS IN|JPMX|J.P. Morgan Securities LLC|6164
ACER|ACER THERAPEUTICS IN|KCGM|VIRTU Americas LLC|610
ACER|ACER THERAPEUTICS IN|LEHM|Barclays Capital Inc./Le|3145
ACER|ACER THERAPEUTICS IN|LIME|Lime Brokerage LLC|11120
ACER|ACER THERAPEUTICS IN|LSCI|Lek Securities Corporation|25
ACER|ACER THERAPEUTICS IN|MAXM|Maxim Group LLC|263
ACER|ACER THERAPEUTICS IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
ACER|ACER THERAPEUTICS IN|MOTF|MOTIF INVESTING, INC.|1
ACER|ACER THERAPEUTICS IN|MSCO|MORGAN STANLEY & CO. LLC|17451
ACER|ACER THERAPEUTICS IN|MSPL|MORGAN STANLEY & CO. LLC|4300
ACER|ACER THERAPEUTICS IN|NFSC|National Financial Services LLC|18862
ACER|ACER THERAPEUTICS IN|NITE|VIRTU Americas LLC|19319
ACER|ACER THERAPEUTICS IN|NQRB|Brut, LLC|201
ACER|ACER THERAPEUTICS IN|NTFN|Network 1 Financial Securities Inc.|346
ACER|ACER THERAPEUTICS IN|PDQM|CODA MARKETS, INC.|11335
ACER|ACER THERAPEUTICS IN|PWJC|UBS Financial Services, Inc.|300
ACER|ACER THERAPEUTICS IN|RBCM|RBC CAPITAL MARKETS, LLC|257
ACER|ACER THERAPEUTICS IN|SALW|SW FINANCIAL|1642
ACER|ACER THERAPEUTICS IN|SBSH|Citigroup Global Markets Inc.|8730
ACER|ACER THERAPEUTICS IN|SGMT|GOLDMAN SACHS & CO. LLC|7934
ACER|ACER THERAPEUTICS IN|SPDR|SPEEDROUTE LLC|1500
ACER|ACER THERAPEUTICS IN|SPTD|MINT GLOBAL MARKETS, INC.|1078
ACER|ACER THERAPEUTICS IN|SWIM|TD Ameritrade, Inc.|6387
ACER|ACER THERAPEUTICS IN|UBSA|UBS SECURITIES LLC|10235
ACER|ACER THERAPEUTICS IN|UBSS|UBS Securities LLC|5072
ACER|ACER THERAPEUTICS IN|VALX|VIRTU AMERICAS LLC|467
ACER|ACER THERAPEUTICS IN|VGRD|Vanguard Marketing Corporation|74
ACER|ACER THERAPEUTICS IN|WCHV|WELLS FARGO SECURITIES, LLC|248
ACER|ACER THERAPEUTICS IN|WEDB|WEDBUSH SECURITIES INC.|903
ACER|ACER THERAPEUTICS IN|WSEA|WOLVERINE SECURITIES, LLC|76
ACER|ACER THERAPEUTICS IN|YKNA|COMHAR CAPITAL MARKETS, LLC|85
ACER|ACER THERAPEUTICS IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
ACES|ALPS CLEAN ENERGY ET|CANT|Cantor Fitzgerald & Co.|153400
ACES|ALPS CLEAN ENERGY ET|CSIN|Citadel Securities Institutional LLC|141600
ACES|ALPS CLEAN ENERGY ET|CTDL|Citadel Derivatives Group Llc|141600
ACES|ALPS CLEAN ENERGY ET|NFSC|National Financial Services LLC|20800
ACES|ALPS CLEAN ENERGY ET|OPCO|Oppenheimer & Co. Inc.|4000
ACET|ACETO CP          ##|ALTX|Alternet Securities Inc.|2100
ACET|ACETO CP          ##|APCC|Apex Clearing Corporation|15798
ACET|ACETO CP          ##|BANK|Primevest Financial Services, Inc.|21829
ACET|ACETO CP          ##|BATM|CBOE TRADING, INC.|6072
ACET|ACETO CP          ##|BAYC|BAY CREST PARTNERS, LLC|1987
ACET|ACETO CP          ##|BERN|Sanford C. Bernstein & Co., LLC|964
ACET|ACETO CP          ##|BIMI|Banca IMI Securities Corp.|1900
ACET|ACETO CP          ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15860
ACET|ACETO CP          ##|BLKX|INSTINET, LLC|16200
ACET|ACETO CP          ##|BMOC|BMO Capital Markets Corp.|4525
ACET|ACETO CP          ##|BNPX|BNP PARIBAS SECURITIES CORP.|6114
ACET|ACETO CP          ##|BRVL|BLAYLOCK VAN, LLC|100
ACET|ACETO CP          ##|BTIG|BTIG, LLC|5702
ACET|ACETO CP          ##|BYXM|CBOE TRADING, INC.|700
ACET|ACETO CP          ##|CANT|Cantor Fitzgerald & Co.|182
ACET|ACETO CP          ##|CHAS|Charles Schwab & Co., Inc.|12705
ACET|ACETO CP          ##|CHLM|Craig-Hallum Capital Group LLC|4000
ACET|ACETO CP          ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15054
ACET|ACETO CP          ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4114
ACET|ACETO CP          ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|202903
ACET|ACETO CP          ##|CTDL|Citadel Derivatives Group Llc|14511
ACET|ACETO CP          ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|9810
ACET|ACETO CP          ##|DBAB|Deutsche Bank Securities Inc.|412587
ACET|ACETO CP          ##|DBAX|Deutsche Bank Securities Inc.|130700
ACET|ACETO CP          ##|DEAN|MORGAN STANLEY|9481
ACET|ACETO CP          ##|DEGS|RONIN PROFESSIONAL LLC|34777
ACET|ACETO CP          ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|302
ACET|ACETO CP          ##|EBXL|EBX LLC|43700
ACET|ACETO CP          ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|6300
ACET|ACETO CP          ##|EDJO|Edward D. Jones & Co., L.P.|2
ACET|ACETO CP          ##|EGAM|CBOE TRADING, INC.|10901
ACET|ACETO CP          ##|EGAW|CBOE TRADING, INC.|100
ACET|ACETO CP          ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
ACET|ACETO CP          ##|EGXM|CBOE TRADING, INC.|3006
ACET|ACETO CP          ##|ETBE|Electronic Transaction Clearing, Inc.|48122
ACET|ACETO CP          ##|ETCC|Electronic Transaction Clearing, Inc.|3100
ACET|ACETO CP          ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6200
ACET|ACETO CP          ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10518
ACET|ACETO CP          ##|ETRS|E*Trade Securities LLC|285295
ACET|ACETO CP          ##|FBCO|Credit Suisse Securities (USA) LLC|191179
ACET|ACETO CP          ##|FILL|Tradestation Securities, Inc.|11274
ACET|ACETO CP          ##|FMAF|NBCN Inc./ CDS|6719
ACET|ACETO CP          ##|FOMA|TD AMERITRADE CLEARING, INC.|557192
ACET|ACETO CP          ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33415
ACET|ACETO CP          ##|FTBR|Foliofn Investments, Inc.|808
ACET|ACETO CP          ##|GEBB|GLOBAL EXECUTION BROKERS, LP|25992
ACET|ACETO CP          ##|GLIS|TD Securities Inc|400
ACET|ACETO CP          ##|GLPX|ACS EXECUTION SERVICES, LLC|19960
ACET|ACETO CP          ##|GSCO|GOLDMAN SACHS & CO. LLC|1091234
ACET|ACETO CP          ##|GSCS|GOLDMAN SACHS & CO. LLC|19273
ACET|ACETO CP          ##|GSLT|GOLDMAN SACHS & CO. LLC|14830
ACET|ACETO CP          ##|GTSZ|GTS SECURITIES LLC|12163
ACET|ACETO CP          ##|HRBF|American Enterprise Investment Services Inc.|904
ACET|ACETO CP          ##|HSBC|HSBC Securities, Inc.|579
ACET|ACETO CP          ##|IATS|INTERACTIVE BROKERS LLC|44659
ACET|ACETO CP          ##|IBKR|Interactive Brokers Llc|176931
ACET|ACETO CP          ##|ICBX|INSTINET, LLC|25387
ACET|ACETO CP          ##|IEQY|CITADEL SECURITIES LLC|26379
ACET|ACETO CP          ##|INCA|INSTINET, LLC|218822
ACET|ACETO CP          ##|INJX|INSTINET, LLC|1878
ACET|ACETO CP          ##|ITGI|ITG Inc.|48460
ACET|ACETO CP          ##|ITGP|ITG INC.|51000
ACET|ACETO CP          ##|JANY|Janney Montgomery Scott Inc.|1701
ACET|ACETO CP          ##|JEFF|JEFFERIES LLC|5709
ACET|ACETO CP          ##|JMPT|JUMP TRADING, LLC|40631
ACET|ACETO CP          ##|JPBX|J.P. MORGAN SECURITIES LLC|37765
ACET|ACETO CP          ##|JPMX|J.P. Morgan Securities LLC|248406
ACET|ACETO CP          ##|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
ACET|ACETO CP          ##|JSJX|JANE STREET CAPITAL LLC|3174
ACET|ACETO CP          ##|KCGM|VIRTU Americas LLC|28793
ACET|ACETO CP          ##|LEHM|Barclays Capital Inc./Le|1092390
ACET|ACETO CP          ##|LIME|Lime Brokerage LLC|231584
ACET|ACETO CP          ##|LMGP|LIME BROKERAGE LLC|34770
ACET|ACETO CP          ##|LOOP|Loop Capital Markets LLC|10591
ACET|ACETO CP          ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
ACET|ACETO CP          ##|MACQ|Macquarie Capital (USA) Inc.|2410
ACET|ACETO CP          ##|MAVB|Great Point Capital LLC|200
ACET|ACETO CP          ##|MAXM|Maxim Group LLC|3140
ACET|ACETO CP          ##|MBTS|ALLY INVEST SECURITIES LLC|10805
ACET|ACETO CP          ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74064
ACET|ACETO CP          ##|MOTF|MOTIF INVESTING, INC.|2
ACET|ACETO CP          ##|MSCO|MORGAN STANLEY & CO. LLC|1997120
ACET|ACETO CP          ##|MSPL|MORGAN STANLEY & CO. LLC|197800
ACET|ACETO CP          ##|MSTX|MORGAN STANLEY & CO. LLC|297700
ACET|ACETO CP          ##|NFSC|National Financial Services LLC|514871
ACET|ACETO CP          ##|NITE|VIRTU Americas LLC|1018507
ACET|ACETO CP          ##|NITP|VIRTU Americas LLC|12623
ACET|ACETO CP          ##|NQRB|Brut, LLC|1400
ACET|ACETO CP          ##|OPCO|Oppenheimer & Co. Inc.|5206
ACET|ACETO CP          ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ACET|ACETO CP          ##|PCPT|PHILLIP CAPITAL INC.|1395
ACET|ACETO CP          ##|PDQM|CODA MARKETS, INC.|40586
ACET|ACETO CP          ##|PHLY|NASDAQ Execution Services, LLC|1600
ACET|ACETO CP          ##|PNSR|Penserra Securities, LLC|23750
ACET|ACETO CP          ##|RAJA|Raymond James & Associates, Inc.|101
ACET|ACETO CP          ##|RBCM|RBC CAPITAL MARKETS, LLC|65416
ACET|ACETO CP          ##|RGLD|Regal Securities, Inc|2000
ACET|ACETO CP          ##|SAGL|SAGETRADER, LLC|7024
ACET|ACETO CP          ##|SBSH|Citigroup Global Markets Inc.|169390
ACET|ACETO CP          ##|SGMT|GOLDMAN SACHS & CO. LLC|67760
ACET|ACETO CP          ##|SPDR|SPEEDROUTE LLC|4076
ACET|ACETO CP          ##|SPHN|Stephens Inc.|2766
ACET|ACETO CP          ##|STFL|Stifel, Nicolaus & Company, Incorporated|1012
ACET|ACETO CP          ##|SWIM|TD Ameritrade, Inc.|453529
ACET|ACETO CP          ##|SWST|Hilltop Securities Inc.|143
ACET|ACETO CP          ##|TKNG|ALLY INVEST SECURITIES LLC|13974
ACET|ACETO CP          ##|TRBT|Tradebot Systems, Inc.|146213
ACET|ACETO CP          ##|TRCM|TRC MARKETS LLC|99456
ACET|ACETO CP          ##|TWTT|TASTYWORKS, INC.|200
ACET|ACETO CP          ##|UBSA|UBS SECURITIES LLC|376575
ACET|ACETO CP          ##|UBSS|UBS Securities LLC|2070366
ACET|ACETO CP          ##|VALX|VIRTU AMERICAS LLC|3978
ACET|ACETO CP          ##|VGRD|Vanguard Marketing Corporation|92438
ACET|ACETO CP          ##|WCHV|WELLS FARGO SECURITIES, LLC|127767
ACET|ACETO CP          ##|WEED|Weeden & Co.L.P.|11500
ACET|ACETO CP          ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1721
ACET|ACETO CP          ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3103
ACET|ACETO CP          ##|WGIF|CIBC World Markets Inc.|1110
ACET|ACETO CP          ##|WSEA|WOLVERINE SECURITIES, LLC|10811
ACET|ACETO CP          ##|XIST|INSTINET, LLC|40362
ACET|ACETO CP          ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|25766
ACET|ACETO CP          ##|YKNA|COMHAR CAPITAL MARKETS, LLC|4672
ACET|ACETO CP          ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4598
ACGL|ARCH CAPITAL GRP LTD|ABLE|NATIXIS Securities Americas LLC|4810
ACGL|ARCH CAPITAL GRP LTD|AGIS|Aegis Capital Corp.|100
ACGL|ARCH CAPITAL GRP LTD|ALTX|Alternet Securities Inc.|13989
ACGL|ARCH CAPITAL GRP LTD|APCC|Apex Clearing Corporation|26
ACGL|ARCH CAPITAL GRP LTD|BARD|Robert W. Baird & Co. Incorporated|990
ACGL|ARCH CAPITAL GRP LTD|BATM|CBOE TRADING, INC.|7011
ACGL|ARCH CAPITAL GRP LTD|BAYT|BTIG, LLC|200
ACGL|ARCH CAPITAL GRP LTD|BBNT|BB&T SECURITIES, LLC|6626
ACGL|ARCH CAPITAL GRP LTD|BERN|Sanford C. Bernstein & Co., LLC|175486
ACGL|ARCH CAPITAL GRP LTD|BIDS|BIDS TRADING L.P.|10000
ACGL|ARCH CAPITAL GRP LTD|BIMI|Banca IMI Securities Corp.|200
ACGL|ARCH CAPITAL GRP LTD|BKCM|BNY Mellon Capital Markets LLC|3154
ACGL|ARCH CAPITAL GRP LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2329
ACGL|ARCH CAPITAL GRP LTD|BLKX|INSTINET, LLC|6800
ACGL|ARCH CAPITAL GRP LTD|BMOC|BMO Capital Markets Corp.|2891
ACGL|ARCH CAPITAL GRP LTD|BNPX|BNP PARIBAS SECURITIES CORP.|152914
ACGL|ARCH CAPITAL GRP LTD|BTIG|BTIG, LLC|44721
ACGL|ARCH CAPITAL GRP LTD|BYXM|CBOE TRADING, INC.|25583
ACGL|ARCH CAPITAL GRP LTD|BZYD|GOLDMAN SACHS & CO. LLC|594
ACGL|ARCH CAPITAL GRP LTD|CANT|Cantor Fitzgerald & Co.|18404
ACGL|ARCH CAPITAL GRP LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|14068
ACGL|ARCH CAPITAL GRP LTD|CHAS|Charles Schwab & Co., Inc.|3869
ACGL|ARCH CAPITAL GRP LTD|CIST|Capital Institutional Services, Inc.|297
ACGL|ARCH CAPITAL GRP LTD|CMPT|Compass Point Research & Trading, LLC|12500
ACGL|ARCH CAPITAL GRP LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|264095
ACGL|ARCH CAPITAL GRP LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13598
ACGL|ARCH CAPITAL GRP LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
ACGL|ARCH CAPITAL GRP LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|585158
ACGL|ARCH CAPITAL GRP LTD|CTDL|Citadel Derivatives Group Llc|77925
ACGL|ARCH CAPITAL GRP LTD|CTLR|CUTLER GROUP, LP|2591
ACGL|ARCH CAPITAL GRP LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|77168
ACGL|ARCH CAPITAL GRP LTD|DADA|D.A. Davidson & Co.|536
ACGL|ARCH CAPITAL GRP LTD|DBAB|Deutsche Bank Securities Inc.|853515
ACGL|ARCH CAPITAL GRP LTD|DBAX|Deutsche Bank Securities Inc.|567800
ACGL|ARCH CAPITAL GRP LTD|DBUL|Deutsche Bank Securities Inc.|1524
ACGL|ARCH CAPITAL GRP LTD|DEAN|MORGAN STANLEY|15846
ACGL|ARCH CAPITAL GRP LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40037
ACGL|ARCH CAPITAL GRP LTD|DOWL|Dowling & Partners Securities LLC|24286
ACGL|ARCH CAPITAL GRP LTD|EBXL|EBX LLC|317400
ACGL|ARCH CAPITAL GRP LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|36305
ACGL|ARCH CAPITAL GRP LTD|EDJO|Edward D. Jones & Co., L.P.|1054
ACGL|ARCH CAPITAL GRP LTD|EGAM|CBOE TRADING, INC.|50211
ACGL|ARCH CAPITAL GRP LTD|EGAW|CBOE TRADING, INC.|1409
ACGL|ARCH CAPITAL GRP LTD|EGMT|EG MARKET TECHNOLOGIES LLC|751
ACGL|ARCH CAPITAL GRP LTD|EGXM|CBOE TRADING, INC.|3677
ACGL|ARCH CAPITAL GRP LTD|EGXW|CBOE TRADING, INC.|102
ACGL|ARCH CAPITAL GRP LTD|ETBE|Electronic Transaction Clearing, Inc.|93389
ACGL|ARCH CAPITAL GRP LTD|ETCC|Electronic Transaction Clearing, Inc.|600
ACGL|ARCH CAPITAL GRP LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16220
ACGL|ARCH CAPITAL GRP LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26202
ACGL|ARCH CAPITAL GRP LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ACGL|ARCH CAPITAL GRP LTD|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|121122
ACGL|ARCH CAPITAL GRP LTD|ETRS|E*Trade Securities LLC|4110
ACGL|ARCH CAPITAL GRP LTD|FBCO|Credit Suisse Securities (USA) LLC|1075011
ACGL|ARCH CAPITAL GRP LTD|FBSB|U.S. Bancorp Investments, Inc.|10
ACGL|ARCH CAPITAL GRP LTD|FILL|Tradestation Securities, Inc.|2260
ACGL|ARCH CAPITAL GRP LTD|FMAF|NBCN Inc./ CDS|6077
ACGL|ARCH CAPITAL GRP LTD|FOMA|TD AMERITRADE CLEARING, INC.|24863
ACGL|ARCH CAPITAL GRP LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4850
ACGL|ARCH CAPITAL GRP LTD|FQLS|Quantlab Securities LP|345422
ACGL|ARCH CAPITAL GRP LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|171322
ACGL|ARCH CAPITAL GRP LTD|FTBR|Foliofn Investments, Inc.|357
ACGL|ARCH CAPITAL GRP LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|10258
ACGL|ARCH CAPITAL GRP LTD|GLPX|ACS EXECUTION SERVICES, LLC|63316
ACGL|ARCH CAPITAL GRP LTD|GSCO|GOLDMAN SACHS & CO. LLC|2186012
ACGL|ARCH CAPITAL GRP LTD|GSCS|GOLDMAN SACHS & CO. LLC|10804
ACGL|ARCH CAPITAL GRP LTD|GSLT|GOLDMAN SACHS & CO. LLC|4968
ACGL|ARCH CAPITAL GRP LTD|GTSZ|GTS SECURITIES LLC|110827
ACGL|ARCH CAPITAL GRP LTD|HRBF|American Enterprise Investment Services Inc.|1128
ACGL|ARCH CAPITAL GRP LTD|HSBC|HSBC Securities, Inc.|7670
ACGL|ARCH CAPITAL GRP LTD|IATS|INTERACTIVE BROKERS LLC|4792
ACGL|ARCH CAPITAL GRP LTD|IBKR|Interactive Brokers Llc|35044
ACGL|ARCH CAPITAL GRP LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5456
ACGL|ARCH CAPITAL GRP LTD|ICBX|INSTINET, LLC|67247
ACGL|ARCH CAPITAL GRP LTD|INCA|INSTINET, LLC|623517
ACGL|ARCH CAPITAL GRP LTD|INJX|INSTINET, LLC|19275
ACGL|ARCH CAPITAL GRP LTD|ITGI|ITG Inc.|24625
ACGL|ARCH CAPITAL GRP LTD|ITGP|ITG INC.|306200
ACGL|ARCH CAPITAL GRP LTD|JANY|Janney Montgomery Scott Inc.|206383
ACGL|ARCH CAPITAL GRP LTD|JEFF|JEFFERIES LLC|364411
ACGL|ARCH CAPITAL GRP LTD|JMPT|JUMP TRADING, LLC|89717
ACGL|ARCH CAPITAL GRP LTD|JPBX|J.P. MORGAN SECURITIES LLC|266640
ACGL|ARCH CAPITAL GRP LTD|JPMX|J.P. Morgan Securities LLC|530680
ACGL|ARCH CAPITAL GRP LTD|JSJX|JANE STREET CAPITAL LLC|43250
ACGL|ARCH CAPITAL GRP LTD|KBWI|Keefe, Bruyette & Woods, Inc.|21256
ACGL|ARCH CAPITAL GRP LTD|KCGM|VIRTU Americas LLC|57097
ACGL|ARCH CAPITAL GRP LTD|LEHM|Barclays Capital Inc./Le|1907933
ACGL|ARCH CAPITAL GRP LTD|LIME|Lime Brokerage LLC|290411
ACGL|ARCH CAPITAL GRP LTD|LMGP|LIME BROKERAGE LLC|65865
ACGL|ARCH CAPITAL GRP LTD|LOOP|Loop Capital Markets LLC|11180
ACGL|ARCH CAPITAL GRP LTD|LQNA|LIQUIDNET, INC.|8200
ACGL|ARCH CAPITAL GRP LTD|LQNB|LIQUIDNET, INC.|6600
ACGL|ARCH CAPITAL GRP LTD|LSCI|Lek Securities Corporation|292
ACGL|ARCH CAPITAL GRP LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ACGL|ARCH CAPITAL GRP LTD|MKMP|MKM Partners LLC|200
ACGL|ARCH CAPITAL GRP LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|157882
ACGL|ARCH CAPITAL GRP LTD|MOTF|MOTIF INVESTING, INC.|1
ACGL|ARCH CAPITAL GRP LTD|MSCO|MORGAN STANLEY & CO. LLC|3259321
ACGL|ARCH CAPITAL GRP LTD|MSPL|MORGAN STANLEY & CO. LLC|402900
ACGL|ARCH CAPITAL GRP LTD|MSTX|MORGAN STANLEY & CO. LLC|302400
ACGL|ARCH CAPITAL GRP LTD|NBCS|NBC Securities, INC.|20
ACGL|ARCH CAPITAL GRP LTD|NEUB|NEUBERGER BERMAN BD LLC|161
ACGL|ARCH CAPITAL GRP LTD|NFSC|National Financial Services LLC|111735
ACGL|ARCH CAPITAL GRP LTD|NITE|VIRTU Americas LLC|388582
ACGL|ARCH CAPITAL GRP LTD|NITP|VIRTU Americas LLC|14112
ACGL|ARCH CAPITAL GRP LTD|NQRB|Brut, LLC|30069
ACGL|ARCH CAPITAL GRP LTD|NTRC|Northern Trust Securities, Inc.|370
ACGL|ARCH CAPITAL GRP LTD|OPCO|Oppenheimer & Co. Inc.|990
ACGL|ARCH CAPITAL GRP LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2267
ACGL|ARCH CAPITAL GRP LTD|PDQM|CODA MARKETS, INC.|281291
ACGL|ARCH CAPITAL GRP LTD|PWJC|UBS Financial Services, Inc.|251
ACGL|ARCH CAPITAL GRP LTD|RAJA|Raymond James & Associates, Inc.|36341
ACGL|ARCH CAPITAL GRP LTD|RBCM|RBC CAPITAL MARKETS, LLC|42570
ACGL|ARCH CAPITAL GRP LTD|RHCO|Suntrust Robinson Humphrey, Inc.|2417
ACGL|ARCH CAPITAL GRP LTD|SAGL|SAGETRADER, LLC|16644
ACGL|ARCH CAPITAL GRP LTD|SAGW|SAGETRADER, LLC|3140
ACGL|ARCH CAPITAL GRP LTD|SBSH|Citigroup Global Markets Inc.|1128544
ACGL|ARCH CAPITAL GRP LTD|SDLR|Sandler, O'Neill & Partners, L.P.|11953
ACGL|ARCH CAPITAL GRP LTD|SGMT|GOLDMAN SACHS & CO. LLC|126025
ACGL|ARCH CAPITAL GRP LTD|SPDR|SPEEDROUTE LLC|45325
ACGL|ARCH CAPITAL GRP LTD|STFL|Stifel, Nicolaus & Company, Incorporated|11097
ACGL|ARCH CAPITAL GRP LTD|SWIM|TD Ameritrade, Inc.|9047
ACGL|ARCH CAPITAL GRP LTD|SWST|Hilltop Securities Inc.|1854
ACGL|ARCH CAPITAL GRP LTD|TAGC|TELSEY ADVISORY GROUP LLC|1278
ACGL|ARCH CAPITAL GRP LTD|TKNG|ALLY INVEST SECURITIES LLC|58
ACGL|ARCH CAPITAL GRP LTD|TONC|CUTTONE & CO., LLC|2900
ACGL|ARCH CAPITAL GRP LTD|TRBT|Tradebot Systems, Inc.|459498
ACGL|ARCH CAPITAL GRP LTD|TRCM|TRC MARKETS LLC|368702
ACGL|ARCH CAPITAL GRP LTD|TWTT|TASTYWORKS, INC.|30
ACGL|ARCH CAPITAL GRP LTD|UBSA|UBS SECURITIES LLC|779010
ACGL|ARCH CAPITAL GRP LTD|UBSS|UBS Securities LLC|1629756
ACGL|ARCH CAPITAL GRP LTD|VALX|VIRTU AMERICAS LLC|5816
ACGL|ARCH CAPITAL GRP LTD|VERT|The Vertical Trading Group, LLC|57391
ACGL|ARCH CAPITAL GRP LTD|VGRD|Vanguard Marketing Corporation|1433
ACGL|ARCH CAPITAL GRP LTD|VNDM|Wall Street Access|2533
ACGL|ARCH CAPITAL GRP LTD|WABR|Wall Street Access|28815
ACGL|ARCH CAPITAL GRP LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|800
ACGL|ARCH CAPITAL GRP LTD|WCHV|WELLS FARGO SECURITIES, LLC|136676
ACGL|ARCH CAPITAL GRP LTD|WEDB|WEDBUSH SECURITIES INC.|246
ACGL|ARCH CAPITAL GRP LTD|WEED|Weeden & Co.L.P.|5335
ACGL|ARCH CAPITAL GRP LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4278
ACGL|ARCH CAPITAL GRP LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13869
ACGL|ARCH CAPITAL GRP LTD|WSAG|WALL STREET ACCESS|144
ACGL|ARCH CAPITAL GRP LTD|WSEA|WOLVERINE SECURITIES, LLC|380
ACGL|ARCH CAPITAL GRP LTD|XIST|INSTINET, LLC|146880
ACGL|ARCH CAPITAL GRP LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|6800
ACGL|ARCH CAPITAL GRP LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|2142
ACGL|ARCH CAPITAL GRP LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1547
ACGLO|ARCH CAP GRP DP SH F|AGIS|Aegis Capital Corp.|5000
ACGLO|ARCH CAP GRP DP SH F|ALTX|Alternet Securities Inc.|825
ACGLO|ARCH CAP GRP DP SH F|BARD|Robert W. Baird & Co. Incorporated|138
ACGLO|ARCH CAP GRP DP SH F|BATM|CBOE TRADING, INC.|300
ACGLO|ARCH CAP GRP DP SH F|BERN|Sanford C. Bernstein & Co., LLC|88
ACGLO|ARCH CAP GRP DP SH F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17175
ACGLO|ARCH CAP GRP DP SH F|BTIG|BTIG, LLC|77
ACGLO|ARCH CAP GRP DP SH F|CANT|Cantor Fitzgerald & Co.|4
ACGLO|ARCH CAP GRP DP SH F|CHAS|Charles Schwab & Co., Inc.|110
ACGLO|ARCH CAP GRP DP SH F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2000
ACGLO|ARCH CAP GRP DP SH F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11902
ACGLO|ARCH CAP GRP DP SH F|CXCX|CITIGROUP GLOBAL MARKETS INC.|7880
ACGLO|ARCH CAP GRP DP SH F|DBAB|Deutsche Bank Securities Inc.|189
ACGLO|ARCH CAP GRP DP SH F|DBAX|Deutsche Bank Securities Inc.|8700
ACGLO|ARCH CAP GRP DP SH F|DEAN|MORGAN STANLEY|10054
ACGLO|ARCH CAP GRP DP SH F|DEGS|RONIN PROFESSIONAL LLC|2342
ACGLO|ARCH CAP GRP DP SH F|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|594
ACGLO|ARCH CAP GRP DP SH F|EBXL|EBX LLC|6700
ACGLO|ARCH CAP GRP DP SH F|ECUT|CONVERGEX EXECUTION SOLUTIONS|6826
ACGLO|ARCH CAP GRP DP SH F|EDJO|Edward D. Jones & Co., L.P.|17
ACGLO|ARCH CAP GRP DP SH F|EGAM|CBOE TRADING, INC.|200
ACGLO|ARCH CAP GRP DP SH F|EGXM|CBOE TRADING, INC.|200
ACGLO|ARCH CAP GRP DP SH F|ETRS|E*Trade Securities LLC|1330
ACGLO|ARCH CAP GRP DP SH F|FBCO|Credit Suisse Securities (USA) LLC|10373
ACGLO|ARCH CAP GRP DP SH F|FINX|FINTECH SECURITIES|194
ACGLO|ARCH CAP GRP DP SH F|FOMA|TD AMERITRADE CLEARING, INC.|3217
ACGLO|ARCH CAP GRP DP SH F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1772
ACGLO|ARCH CAP GRP DP SH F|GEBB|GLOBAL EXECUTION BROKERS, LP|4460
ACGLO|ARCH CAP GRP DP SH F|GLPX|ACS EXECUTION SERVICES, LLC|1144
ACGLO|ARCH CAP GRP DP SH F|GSCO|GOLDMAN SACHS & CO. LLC|45714
ACGLO|ARCH CAP GRP DP SH F|GSCS|GOLDMAN SACHS & CO. LLC|1694
ACGLO|ARCH CAP GRP DP SH F|GTSZ|GTS SECURITIES LLC|11967
ACGLO|ARCH CAP GRP DP SH F|HRBF|American Enterprise Investment Services Inc.|7352
ACGLO|ARCH CAP GRP DP SH F|IATS|INTERACTIVE BROKERS LLC|100
ACGLO|ARCH CAP GRP DP SH F|IBKR|Interactive Brokers Llc|9010
ACGLO|ARCH CAP GRP DP SH F|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1019
ACGLO|ARCH CAP GRP DP SH F|ICBX|INSTINET, LLC|2400
ACGLO|ARCH CAP GRP DP SH F|INCA|INSTINET, LLC|19177
ACGLO|ARCH CAP GRP DP SH F|INJX|INSTINET, LLC|10018
ACGLO|ARCH CAP GRP DP SH F|ITGI|ITG Inc.|554
ACGLO|ARCH CAP GRP DP SH F|ITGP|ITG INC.|400
ACGLO|ARCH CAP GRP DP SH F|JEFF|JEFFERIES LLC|25155
ACGLO|ARCH CAP GRP DP SH F|JPMX|J.P. Morgan Securities LLC|8892
ACGLO|ARCH CAP GRP DP SH F|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
ACGLO|ARCH CAP GRP DP SH F|KCGM|VIRTU Americas LLC|1189
ACGLO|ARCH CAP GRP DP SH F|LEHM|Barclays Capital Inc./Le|3200
ACGLO|ARCH CAP GRP DP SH F|LIME|Lime Brokerage LLC|23661
ACGLO|ARCH CAP GRP DP SH F|LMGP|LIME BROKERAGE LLC|3000
ACGLO|ARCH CAP GRP DP SH F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2196
ACGLO|ARCH CAP GRP DP SH F|MAXM|Maxim Group LLC|8000
ACGLO|ARCH CAP GRP DP SH F|MCBT|Moors & Cabot, Inc.|8500
ACGLO|ARCH CAP GRP DP SH F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10800
ACGLO|ARCH CAP GRP DP SH F|MSCO|MORGAN STANLEY & CO. LLC|62688
ACGLO|ARCH CAP GRP DP SH F|MSPL|MORGAN STANLEY & CO. LLC|5900
ACGLO|ARCH CAP GRP DP SH F|NFSC|National Financial Services LLC|96003
ACGLO|ARCH CAP GRP DP SH F|NITE|VIRTU Americas LLC|81981
ACGLO|ARCH CAP GRP DP SH F|NQRB|Brut, LLC|3445
ACGLO|ARCH CAP GRP DP SH F|OPCO|Oppenheimer & Co. Inc.|5230
ACGLO|ARCH CAP GRP DP SH F|PCPT|PHILLIP CAPITAL INC.|4038
ACGLO|ARCH CAP GRP DP SH F|PDQM|CODA MARKETS, INC.|1823
ACGLO|ARCH CAP GRP DP SH F|PWJC|UBS Financial Services, Inc.|139
ACGLO|ARCH CAP GRP DP SH F|RAJA|Raymond James & Associates, Inc.|600
ACGLO|ARCH CAP GRP DP SH F|RBCM|RBC CAPITAL MARKETS, LLC|8469
ACGLO|ARCH CAP GRP DP SH F|SALI|INTL FCSTONE FINANCIAL INC.|2
ACGLO|ARCH CAP GRP DP SH F|SBSH|Citigroup Global Markets Inc.|129061
ACGLO|ARCH CAP GRP DP SH F|SEIC|SEI Investments Distribution Co.|300
ACGLO|ARCH CAP GRP DP SH F|SGMT|GOLDMAN SACHS & CO. LLC|1700
ACGLO|ARCH CAP GRP DP SH F|SPDR|SPEEDROUTE LLC|9491
ACGLO|ARCH CAP GRP DP SH F|STFL|Stifel, Nicolaus & Company, Incorporated|207
ACGLO|ARCH CAP GRP DP SH F|SWST|Hilltop Securities Inc.|210
ACGLO|ARCH CAP GRP DP SH F|TRBT|Tradebot Systems, Inc.|3948
ACGLO|ARCH CAP GRP DP SH F|UBSA|UBS SECURITIES LLC|14838
ACGLO|ARCH CAP GRP DP SH F|UBSS|UBS Securities LLC|88824
ACGLO|ARCH CAP GRP DP SH F|WCHV|WELLS FARGO SECURITIES, LLC|36831
ACGLO|ARCH CAP GRP DP SH F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|654
ACGLO|ARCH CAP GRP DP SH F|XSTM|NATIONAL FINANCIAL SERVICES LLC|3366
ACGLO|ARCH CAP GRP DP SH F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3374
ACGLP|ARCH CAP E PFD|BARD|Robert W. Baird & Co. Incorporated|1303
ACGLP|ARCH CAP E PFD|BATM|CBOE TRADING, INC.|657
ACGLP|ARCH CAP E PFD|BBNT|BB&T SECURITIES, LLC|820
ACGLP|ARCH CAP E PFD|BERN|Sanford C. Bernstein & Co., LLC|5200
ACGLP|ARCH CAP E PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1339
ACGLP|ARCH CAP E PFD|BNCH|The Benchmark Company, LLC|2710
ACGLP|ARCH CAP E PFD|BYXM|CBOE TRADING, INC.|200
ACGLP|ARCH CAP E PFD|CANT|Cantor Fitzgerald & Co.|133025
ACGLP|ARCH CAP E PFD|CHAS|Charles Schwab & Co., Inc.|174
ACGLP|ARCH CAP E PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2430
ACGLP|ARCH CAP E PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7884
ACGLP|ARCH CAP E PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3804
ACGLP|ARCH CAP E PFD|DBAB|Deutsche Bank Securities Inc.|258
ACGLP|ARCH CAP E PFD|DBAX|Deutsche Bank Securities Inc.|26600
ACGLP|ARCH CAP E PFD|DEAN|MORGAN STANLEY|14740
ACGLP|ARCH CAP E PFD|DEGS|RONIN PROFESSIONAL LLC|3612
ACGLP|ARCH CAP E PFD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1568
ACGLP|ARCH CAP E PFD|EBXL|EBX LLC|4300
ACGLP|ARCH CAP E PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1950
ACGLP|ARCH CAP E PFD|EDJO|Edward D. Jones & Co., L.P.|1251
ACGLP|ARCH CAP E PFD|EGAM|CBOE TRADING, INC.|100
ACGLP|ARCH CAP E PFD|ETRS|E*Trade Securities LLC|300
ACGLP|ARCH CAP E PFD|FBCO|Credit Suisse Securities (USA) LLC|7571
ACGLP|ARCH CAP E PFD|FINX|FINTECH SECURITIES|359
ACGLP|ARCH CAP E PFD|FOMA|TD AMERITRADE CLEARING, INC.|7946
ACGLP|ARCH CAP E PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|736
ACGLP|ARCH CAP E PFD|GEBB|GLOBAL EXECUTION BROKERS, LP|250
ACGLP|ARCH CAP E PFD|GLPX|ACS EXECUTION SERVICES, LLC|2464
ACGLP|ARCH CAP E PFD|GSCO|GOLDMAN SACHS & CO. LLC|18934
ACGLP|ARCH CAP E PFD|GSCS|GOLDMAN SACHS & CO. LLC|1178
ACGLP|ARCH CAP E PFD|GSLT|GOLDMAN SACHS & CO. LLC|11693
ACGLP|ARCH CAP E PFD|GTSZ|GTS SECURITIES LLC|10653
ACGLP|ARCH CAP E PFD|HRBF|American Enterprise Investment Services Inc.|7642
ACGLP|ARCH CAP E PFD|IATS|INTERACTIVE BROKERS LLC|200
ACGLP|ARCH CAP E PFD|IBKR|Interactive Brokers Llc|15286
ACGLP|ARCH CAP E PFD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|873
ACGLP|ARCH CAP E PFD|ICBX|INSTINET, LLC|3500
ACGLP|ARCH CAP E PFD|INCA|INSTINET, LLC|105677
ACGLP|ARCH CAP E PFD|INJX|INSTINET, LLC|100
ACGLP|ARCH CAP E PFD|ITGI|ITG Inc.|486
ACGLP|ARCH CAP E PFD|ITGP|ITG INC.|200
ACGLP|ARCH CAP E PFD|JANY|Janney Montgomery Scott Inc.|557
ACGLP|ARCH CAP E PFD|JEFF|JEFFERIES LLC|35538
ACGLP|ARCH CAP E PFD|JPMX|J.P. Morgan Securities LLC|4096
ACGLP|ARCH CAP E PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|1136
ACGLP|ARCH CAP E PFD|JSJX|JANE STREET CAPITAL LLC|508
ACGLP|ARCH CAP E PFD|KCGM|VIRTU Americas LLC|931
ACGLP|ARCH CAP E PFD|LEHM|Barclays Capital Inc./Le|3000
ACGLP|ARCH CAP E PFD|LIME|Lime Brokerage LLC|23590
ACGLP|ARCH CAP E PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|507
ACGLP|ARCH CAP E PFD|MAXM|Maxim Group LLC|1250
ACGLP|ARCH CAP E PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
ACGLP|ARCH CAP E PFD|MSCO|MORGAN STANLEY & CO. LLC|100838
ACGLP|ARCH CAP E PFD|MSPL|MORGAN STANLEY & CO. LLC|3800
ACGLP|ARCH CAP E PFD|NFSC|National Financial Services LLC|48608
ACGLP|ARCH CAP E PFD|NITE|VIRTU Americas LLC|67908
ACGLP|ARCH CAP E PFD|NQRB|Brut, LLC|3034
ACGLP|ARCH CAP E PFD|OPCO|Oppenheimer & Co. Inc.|1999
ACGLP|ARCH CAP E PFD|PCPT|PHILLIP CAPITAL INC.|1561
ACGLP|ARCH CAP E PFD|PDQM|CODA MARKETS, INC.|2299
ACGLP|ARCH CAP E PFD|PWJC|UBS Financial Services, Inc.|54
ACGLP|ARCH CAP E PFD|RAJA|Raymond James & Associates, Inc.|1811
ACGLP|ARCH CAP E PFD|RBCM|RBC CAPITAL MARKETS, LLC|11455
ACGLP|ARCH CAP E PFD|SBSH|Citigroup Global Markets Inc.|266803
ACGLP|ARCH CAP E PFD|SGMT|GOLDMAN SACHS & CO. LLC|2100
ACGLP|ARCH CAP E PFD|SPDR|SPEEDROUTE LLC|11546
ACGLP|ARCH CAP E PFD|SPHN|Stephens Inc.|1400
ACGLP|ARCH CAP E PFD|STFL|Stifel, Nicolaus & Company, Incorporated|2925
ACGLP|ARCH CAP E PFD|SWIM|TD Ameritrade, Inc.|3647
ACGLP|ARCH CAP E PFD|SWST|Hilltop Securities Inc.|861
ACGLP|ARCH CAP E PFD|TRBT|Tradebot Systems, Inc.|4741
ACGLP|ARCH CAP E PFD|UBSA|UBS SECURITIES LLC|8301
ACGLP|ARCH CAP E PFD|UBSS|UBS Securities LLC|61371
ACGLP|ARCH CAP E PFD|VGRD|Vanguard Marketing Corporation|541
ACGLP|ARCH CAP E PFD|WABR|Wall Street Access|2564
ACGLP|ARCH CAP E PFD|WCHV|WELLS FARGO SECURITIES, LLC|36106
ACGLP|ARCH CAP E PFD|WEDB|WEDBUSH SECURITIES INC.|178
ACGLP|ARCH CAP E PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|482
ACGLP|ARCH CAP E PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
ACGLP|ARCH CAP E PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ACH|ALUMINUM CORP CHINA|ALTX|Alternet Securities Inc.|200
ACH|ALUMINUM CORP CHINA|APCC|Apex Clearing Corporation|761
ACH|ALUMINUM CORP CHINA|BATM|CBOE TRADING, INC.|703
ACH|ALUMINUM CORP CHINA|BERN|Sanford C. Bernstein & Co., LLC|6635
ACH|ALUMINUM CORP CHINA|BIMI|Banca IMI Securities Corp.|100
ACH|ALUMINUM CORP CHINA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52
ACH|ALUMINUM CORP CHINA|BTIG|BTIG, LLC|5707
ACH|ALUMINUM CORP CHINA|BZYD|GOLDMAN SACHS & CO. LLC|900
ACH|ALUMINUM CORP CHINA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|388
ACH|ALUMINUM CORP CHINA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2124
ACH|ALUMINUM CORP CHINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8544
ACH|ALUMINUM CORP CHINA|CTDL|Citadel Derivatives Group Llc|423
ACH|ALUMINUM CORP CHINA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1440
ACH|ALUMINUM CORP CHINA|DBAB|Deutsche Bank Securities Inc.|16758
ACH|ALUMINUM CORP CHINA|DBAX|Deutsche Bank Securities Inc.|6200
ACH|ALUMINUM CORP CHINA|DEAN|MORGAN STANLEY|644
ACH|ALUMINUM CORP CHINA|DEGS|RONIN PROFESSIONAL LLC|100
ACH|ALUMINUM CORP CHINA|EBXL|EBX LLC|6900
ACH|ALUMINUM CORP CHINA|EDJO|Edward D. Jones & Co., L.P.|200
ACH|ALUMINUM CORP CHINA|EGAM|CBOE TRADING, INC.|73
ACH|ALUMINUM CORP CHINA|ETBE|Electronic Transaction Clearing, Inc.|300
ACH|ALUMINUM CORP CHINA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|290
ACH|ALUMINUM CORP CHINA|ETRS|E*Trade Securities LLC|20771
ACH|ALUMINUM CORP CHINA|FMAF|NBCN Inc./ CDS|1460
ACH|ALUMINUM CORP CHINA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6186
ACH|ALUMINUM CORP CHINA|FTBR|Foliofn Investments, Inc.|755
ACH|ALUMINUM CORP CHINA|GLPX|ACS EXECUTION SERVICES, LLC|29
ACH|ALUMINUM CORP CHINA|GSCO|GOLDMAN SACHS & CO. LLC|37119
ACH|ALUMINUM CORP CHINA|GSCS|GOLDMAN SACHS & CO. LLC|891
ACH|ALUMINUM CORP CHINA|GSLT|GOLDMAN SACHS & CO. LLC|200
ACH|ALUMINUM CORP CHINA|GTSZ|GTS SECURITIES LLC|1732
ACH|ALUMINUM CORP CHINA|HRBF|American Enterprise Investment Services Inc.|2883
ACH|ALUMINUM CORP CHINA|IATS|INTERACTIVE BROKERS LLC|2492
ACH|ALUMINUM CORP CHINA|IBKR|Interactive Brokers Llc|13292
ACH|ALUMINUM CORP CHINA|ICBX|INSTINET, LLC|200
ACH|ALUMINUM CORP CHINA|INCA|INSTINET, LLC|3042
ACH|ALUMINUM CORP CHINA|INTL|INTL FCSTONE FINANCIAL INC.|387
ACH|ALUMINUM CORP CHINA|ITGI|ITG Inc.|1072
ACH|ALUMINUM CORP CHINA|ITGP|ITG INC.|1800
ACH|ALUMINUM CORP CHINA|JEFF|JEFFERIES LLC|10
ACH|ALUMINUM CORP CHINA|JMPT|JUMP TRADING, LLC|2
ACH|ALUMINUM CORP CHINA|JPBX|J.P. MORGAN SECURITIES LLC|390
ACH|ALUMINUM CORP CHINA|JPMX|J.P. Morgan Securities LLC|3500
ACH|ALUMINUM CORP CHINA|JSJX|JANE STREET CAPITAL LLC|1472
ACH|ALUMINUM CORP CHINA|KCGM|VIRTU Americas LLC|410
ACH|ALUMINUM CORP CHINA|LEHM|Barclays Capital Inc./Le|3543
ACH|ALUMINUM CORP CHINA|LIME|Lime Brokerage LLC|15035
ACH|ALUMINUM CORP CHINA|LSCI|Lek Securities Corporation|10007
ACH|ALUMINUM CORP CHINA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ACH|ALUMINUM CORP CHINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3520
ACH|ALUMINUM CORP CHINA|MOTF|MOTIF INVESTING, INC.|1
ACH|ALUMINUM CORP CHINA|MSCO|MORGAN STANLEY & CO. LLC|65659
ACH|ALUMINUM CORP CHINA|MSPL|MORGAN STANLEY & CO. LLC|4300
ACH|ALUMINUM CORP CHINA|MSTX|MORGAN STANLEY & CO. LLC|400
ACH|ALUMINUM CORP CHINA|NATL|National Securities Corporation|5290
ACH|ALUMINUM CORP CHINA|NFSC|National Financial Services LLC|38324
ACH|ALUMINUM CORP CHINA|NITE|VIRTU Americas LLC|122745
ACH|ALUMINUM CORP CHINA|OPCO|Oppenheimer & Co. Inc.|50
ACH|ALUMINUM CORP CHINA|PDQM|CODA MARKETS, INC.|839
ACH|ALUMINUM CORP CHINA|PHLY|NASDAQ Execution Services, LLC|600
ACH|ALUMINUM CORP CHINA|RBCM|RBC CAPITAL MARKETS, LLC|20
ACH|ALUMINUM CORP CHINA|SBSH|Citigroup Global Markets Inc.|1231
ACH|ALUMINUM CORP CHINA|SGMT|GOLDMAN SACHS & CO. LLC|1534
ACH|ALUMINUM CORP CHINA|SPDR|SPEEDROUTE LLC|1203
ACH|ALUMINUM CORP CHINA|SWIM|TD Ameritrade, Inc.|26352
ACH|ALUMINUM CORP CHINA|SWST|Hilltop Securities Inc.|100
ACH|ALUMINUM CORP CHINA|TKNG|ALLY INVEST SECURITIES LLC|595
ACH|ALUMINUM CORP CHINA|TRBT|Tradebot Systems, Inc.|4619
ACH|ALUMINUM CORP CHINA|TRCM|TRC MARKETS LLC|955
ACH|ALUMINUM CORP CHINA|UBSA|UBS SECURITIES LLC|33824
ACH|ALUMINUM CORP CHINA|UBSS|UBS Securities LLC|50020
ACH|ALUMINUM CORP CHINA|VALX|VIRTU AMERICAS LLC|1214
ACH|ALUMINUM CORP CHINA|VGRD|Vanguard Marketing Corporation|11370
ACH|ALUMINUM CORP CHINA|WCHV|WELLS FARGO SECURITIES, LLC|3386
ACH|ALUMINUM CORP CHINA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|459
ACH|ALUMINUM CORP CHINA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5404
ACH|ALUMINUM CORP CHINA|WGIF|CIBC World Markets Inc.|450
ACH|ALUMINUM CORP CHINA|WSEA|WOLVERINE SECURITIES, LLC|930
ACH|ALUMINUM CORP CHINA|XPUS|XP SECURITIES, LLC|1100
ACH|ALUMINUM CORP CHINA|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ACH|ALUMINUM CORP CHINA|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ACH|ALUMINUM CORP CHINA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|550
ACHC|ACADIA HEALTHCR CO|ALTX|Alternet Securities Inc.|25585
ACHC|ACADIA HEALTHCR CO|APCC|Apex Clearing Corporation|158
ACHC|ACADIA HEALTHCR CO|AQUA|AQUA SECURITIES L.P.|5000
ACHC|ACADIA HEALTHCR CO|BALE|M&T SECURITIES, INC.|229
ACHC|ACADIA HEALTHCR CO|BARD|Robert W. Baird & Co. Incorporated|246
ACHC|ACADIA HEALTHCR CO|BATM|CBOE TRADING, INC.|2708
ACHC|ACADIA HEALTHCR CO|BAYC|BAY CREST PARTNERS, LLC|95020
ACHC|ACADIA HEALTHCR CO|BERN|Sanford C. Bernstein & Co., LLC|52743
ACHC|ACADIA HEALTHCR CO|BKCM|BNY Mellon Capital Markets LLC|18510
ACHC|ACADIA HEALTHCR CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12081
ACHC|ACADIA HEALTHCR CO|BLKX|INSTINET, LLC|97700
ACHC|ACADIA HEALTHCR CO|BMOC|BMO Capital Markets Corp.|4264
ACHC|ACADIA HEALTHCR CO|BNPX|BNP PARIBAS SECURITIES CORP.|20855
ACHC|ACADIA HEALTHCR CO|BRVL|BLAYLOCK VAN, LLC|200
ACHC|ACADIA HEALTHCR CO|BTIG|BTIG, LLC|18562
ACHC|ACADIA HEALTHCR CO|BYXM|CBOE TRADING, INC.|4952
ACHC|ACADIA HEALTHCR CO|BZYD|GOLDMAN SACHS & CO. LLC|500
ACHC|ACADIA HEALTHCR CO|CANT|Cantor Fitzgerald & Co.|13383
ACHC|ACADIA HEALTHCR CO|CHAS|Charles Schwab & Co., Inc.|986
ACHC|ACADIA HEALTHCR CO|CIST|Capital Institutional Services, Inc.|115
ACHC|ACADIA HEALTHCR CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|302423
ACHC|ACADIA HEALTHCR CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45901
ACHC|ACADIA HEALTHCR CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1948
ACHC|ACADIA HEALTHCR CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|414815
ACHC|ACADIA HEALTHCR CO|CTDL|Citadel Derivatives Group Llc|22305
ACHC|ACADIA HEALTHCR CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|129712
ACHC|ACADIA HEALTHCR CO|DADA|D.A. Davidson & Co.|1166
ACHC|ACADIA HEALTHCR CO|DBAB|Deutsche Bank Securities Inc.|404472
ACHC|ACADIA HEALTHCR CO|DBAX|Deutsche Bank Securities Inc.|237500
ACHC|ACADIA HEALTHCR CO|DBUL|Deutsche Bank Securities Inc.|5520
ACHC|ACADIA HEALTHCR CO|DCHF|Dart Executions, LLC|945
ACHC|ACADIA HEALTHCR CO|DEAN|MORGAN STANLEY|10941
ACHC|ACADIA HEALTHCR CO|DEGS|RONIN PROFESSIONAL LLC|200
ACHC|ACADIA HEALTHCR CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14461
ACHC|ACADIA HEALTHCR CO|EBXL|EBX LLC|284100
ACHC|ACADIA HEALTHCR CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|10259
ACHC|ACADIA HEALTHCR CO|EDJO|Edward D. Jones & Co., L.P.|818
ACHC|ACADIA HEALTHCR CO|EGAM|CBOE TRADING, INC.|35957
ACHC|ACADIA HEALTHCR CO|EGAW|CBOE TRADING, INC.|140
ACHC|ACADIA HEALTHCR CO|EGMT|EG MARKET TECHNOLOGIES LLC|955
ACHC|ACADIA HEALTHCR CO|EGXM|CBOE TRADING, INC.|2035
ACHC|ACADIA HEALTHCR CO|EGXW|CBOE TRADING, INC.|112
ACHC|ACADIA HEALTHCR CO|ETBE|Electronic Transaction Clearing, Inc.|26228
ACHC|ACADIA HEALTHCR CO|ETCC|Electronic Transaction Clearing, Inc.|360
ACHC|ACADIA HEALTHCR CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3564
ACHC|ACADIA HEALTHCR CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22994
ACHC|ACADIA HEALTHCR CO|ETRS|E*Trade Securities LLC|8452
ACHC|ACADIA HEALTHCR CO|FBCO|Credit Suisse Securities (USA) LLC|662119
ACHC|ACADIA HEALTHCR CO|FFSI|Firstrade Securities Inc.|25
ACHC|ACADIA HEALTHCR CO|FILL|Tradestation Securities, Inc.|2358
ACHC|ACADIA HEALTHCR CO|FINX|FINTECH SECURITIES|744
ACHC|ACADIA HEALTHCR CO|FOMA|TD AMERITRADE CLEARING, INC.|35344
ACHC|ACADIA HEALTHCR CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8626
ACHC|ACADIA HEALTHCR CO|FQLS|Quantlab Securities LP|465885
ACHC|ACADIA HEALTHCR CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144178
ACHC|ACADIA HEALTHCR CO|FTBR|Foliofn Investments, Inc.|13383
ACHC|ACADIA HEALTHCR CO|GEBB|GLOBAL EXECUTION BROKERS, LP|11600
ACHC|ACADIA HEALTHCR CO|GLIS|TD Securities Inc|376
ACHC|ACADIA HEALTHCR CO|GLPX|ACS EXECUTION SERVICES, LLC|75662
ACHC|ACADIA HEALTHCR CO|GSCO|GOLDMAN SACHS & CO. LLC|956155
ACHC|ACADIA HEALTHCR CO|GSCS|GOLDMAN SACHS & CO. LLC|13676
ACHC|ACADIA HEALTHCR CO|GSLT|GOLDMAN SACHS & CO. LLC|7682
ACHC|ACADIA HEALTHCR CO|GTSZ|GTS SECURITIES LLC|23208
ACHC|ACADIA HEALTHCR CO|HRBF|American Enterprise Investment Services Inc.|4197
ACHC|ACADIA HEALTHCR CO|HSBC|HSBC Securities, Inc.|115
ACHC|ACADIA HEALTHCR CO|IATS|INTERACTIVE BROKERS LLC|5153
ACHC|ACADIA HEALTHCR CO|IBKR|Interactive Brokers Llc|96619
ACHC|ACADIA HEALTHCR CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|828
ACHC|ACADIA HEALTHCR CO|ICBX|INSTINET, LLC|44330
ACHC|ACADIA HEALTHCR CO|IEQY|CITADEL SECURITIES LLC|141796
ACHC|ACADIA HEALTHCR CO|INCA|INSTINET, LLC|1056235
ACHC|ACADIA HEALTHCR CO|INJX|INSTINET, LLC|703168
ACHC|ACADIA HEALTHCR CO|ITGI|ITG Inc.|187297
ACHC|ACADIA HEALTHCR CO|ITGP|ITG INC.|848200
ACHC|ACADIA HEALTHCR CO|JANY|Janney Montgomery Scott Inc.|4012
ACHC|ACADIA HEALTHCR CO|JEFF|JEFFERIES LLC|180428
ACHC|ACADIA HEALTHCR CO|JMPT|JUMP TRADING, LLC|143695
ACHC|ACADIA HEALTHCR CO|JONE|JonesTrading|4750
ACHC|ACADIA HEALTHCR CO|JPBX|J.P. MORGAN SECURITIES LLC|67706
ACHC|ACADIA HEALTHCR CO|JPMX|J.P. Morgan Securities LLC|581100
ACHC|ACADIA HEALTHCR CO|JSJX|JANE STREET CAPITAL LLC|10598
ACHC|ACADIA HEALTHCR CO|KCGM|VIRTU Americas LLC|47848
ACHC|ACADIA HEALTHCR CO|LEER|LEERINK PARTNERS LLC|10700
ACHC|ACADIA HEALTHCR CO|LEHM|Barclays Capital Inc./Le|731039
ACHC|ACADIA HEALTHCR CO|LIME|Lime Brokerage LLC|199816
ACHC|ACADIA HEALTHCR CO|LMGP|LIME BROKERAGE LLC|2100
ACHC|ACADIA HEALTHCR CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|65744
ACHC|ACADIA HEALTHCR CO|LOOP|Loop Capital Markets LLC|99
ACHC|ACADIA HEALTHCR CO|LQNA|LIQUIDNET, INC.|128700
ACHC|ACADIA HEALTHCR CO|LQNB|LIQUIDNET, INC.|1700
ACHC|ACADIA HEALTHCR CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
ACHC|ACADIA HEALTHCR CO|MAXM|Maxim Group LLC|144
ACHC|ACADIA HEALTHCR CO|MKMP|MKM Partners LLC|12000
ACHC|ACADIA HEALTHCR CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|145618
ACHC|ACADIA HEALTHCR CO|MSCO|MORGAN STANLEY & CO. LLC|2919276
ACHC|ACADIA HEALTHCR CO|MSPL|MORGAN STANLEY & CO. LLC|432100
ACHC|ACADIA HEALTHCR CO|MSTX|MORGAN STANLEY & CO. LLC|148300
ACHC|ACADIA HEALTHCR CO|MZHO|Mizuho Securities USA LLC|58844
ACHC|ACADIA HEALTHCR CO|NEUB|NEUBERGER BERMAN BD LLC|40
ACHC|ACADIA HEALTHCR CO|NFSC|National Financial Services LLC|162579
ACHC|ACADIA HEALTHCR CO|NITE|VIRTU Americas LLC|243058
ACHC|ACADIA HEALTHCR CO|NITP|VIRTU Americas LLC|2100
ACHC|ACADIA HEALTHCR CO|NMRA|Nomura Securities International, Inc.|76058
ACHC|ACADIA HEALTHCR CO|NQRB|Brut, LLC|14362
ACHC|ACADIA HEALTHCR CO|OPCO|Oppenheimer & Co. Inc.|663
ACHC|ACADIA HEALTHCR CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
ACHC|ACADIA HEALTHCR CO|PDQM|CODA MARKETS, INC.|122264
ACHC|ACADIA HEALTHCR CO|PIPR|Piper Jaffray & Co.|118
ACHC|ACADIA HEALTHCR CO|RAJA|Raymond James & Associates, Inc.|5020
ACHC|ACADIA HEALTHCR CO|RBCM|RBC CAPITAL MARKETS, LLC|5603
ACHC|ACADIA HEALTHCR CO|SAGL|SAGETRADER, LLC|37386
ACHC|ACADIA HEALTHCR CO|SAGW|SAGETRADER, LLC|360
ACHC|ACADIA HEALTHCR CO|SBSH|Citigroup Global Markets Inc.|665942
ACHC|ACADIA HEALTHCR CO|SEIC|SEI Investments Distribution Co.|300
ACHC|ACADIA HEALTHCR CO|SGMT|GOLDMAN SACHS & CO. LLC|115580
ACHC|ACADIA HEALTHCR CO|SPDR|SPEEDROUTE LLC|68195
ACHC|ACADIA HEALTHCR CO|SPHN|Stephens Inc.|78545
ACHC|ACADIA HEALTHCR CO|STFL|Stifel, Nicolaus & Company, Incorporated|24
ACHC|ACADIA HEALTHCR CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14
ACHC|ACADIA HEALTHCR CO|SWIM|TD Ameritrade, Inc.|4769
ACHC|ACADIA HEALTHCR CO|SWST|Hilltop Securities Inc.|438
ACHC|ACADIA HEALTHCR CO|TKNG|ALLY INVEST SECURITIES LLC|280
ACHC|ACADIA HEALTHCR CO|TOUR|TOURMALINE PARTNERS, LLC|92
ACHC|ACADIA HEALTHCR CO|TRBT|Tradebot Systems, Inc.|388009
ACHC|ACADIA HEALTHCR CO|TRCM|TRC MARKETS LLC|163586
ACHC|ACADIA HEALTHCR CO|TWTT|TASTYWORKS, INC.|118
ACHC|ACADIA HEALTHCR CO|UBSA|UBS SECURITIES LLC|501618
ACHC|ACADIA HEALTHCR CO|UBSS|UBS Securities LLC|919995
ACHC|ACADIA HEALTHCR CO|VALX|VIRTU AMERICAS LLC|6935
ACHC|ACADIA HEALTHCR CO|VGRD|Vanguard Marketing Corporation|1560
ACHC|ACADIA HEALTHCR CO|WABR|Wall Street Access|11668
ACHC|ACADIA HEALTHCR CO|WBPX|SUMMIT SECURITIES GROUP, LLC|300
ACHC|ACADIA HEALTHCR CO|WCHV|WELLS FARGO SECURITIES, LLC|121974
ACHC|ACADIA HEALTHCR CO|WDNX|WEEDEN & CO.L.P.|4314
ACHC|ACADIA HEALTHCR CO|WEDB|WEDBUSH SECURITIES INC.|122
ACHC|ACADIA HEALTHCR CO|WEED|Weeden & Co.L.P.|9548
ACHC|ACADIA HEALTHCR CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11899
ACHC|ACADIA HEALTHCR CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5065
ACHC|ACADIA HEALTHCR CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|97
ACHC|ACADIA HEALTHCR CO|WSAG|WALL STREET ACCESS|291
ACHC|ACADIA HEALTHCR CO|WSEA|WOLVERINE SECURITIES, LLC|481
ACHC|ACADIA HEALTHCR CO|XIST|INSTINET, LLC|41752
ACHC|ACADIA HEALTHCR CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|42680
ACHC|ACADIA HEALTHCR CO|YKNA|COMHAR CAPITAL MARKETS, LLC|4948
ACHC|ACADIA HEALTHCR CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|497
ACHN|ACHILLION PHARMACEUT|ALTX|Alternet Securities Inc.|5341
ACHN|ACHILLION PHARMACEUT|APCC|Apex Clearing Corporation|625
ACHN|ACHILLION PHARMACEUT|BANK|Primevest Financial Services, Inc.|1200
ACHN|ACHILLION PHARMACEUT|BARD|Robert W. Baird & Co. Incorporated|3550
ACHN|ACHILLION PHARMACEUT|BATM|CBOE TRADING, INC.|1467
ACHN|ACHILLION PHARMACEUT|BERN|Sanford C. Bernstein & Co., LLC|116295
ACHN|ACHILLION PHARMACEUT|BIMI|Banca IMI Securities Corp.|15450
ACHN|ACHILLION PHARMACEUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19242
ACHN|ACHILLION PHARMACEUT|BLKX|INSTINET, LLC|57400
ACHN|ACHILLION PHARMACEUT|BMOC|BMO Capital Markets Corp.|21676
ACHN|ACHILLION PHARMACEUT|BNPX|BNP PARIBAS SECURITIES CORP.|17446
ACHN|ACHILLION PHARMACEUT|BTIG|BTIG, LLC|46507
ACHN|ACHILLION PHARMACEUT|BYXM|CBOE TRADING, INC.|400
ACHN|ACHILLION PHARMACEUT|CANT|Cantor Fitzgerald & Co.|4411
ACHN|ACHILLION PHARMACEUT|CBLC|CITIGROUP GLOBAL MARKETS INC.|44200
ACHN|ACHILLION PHARMACEUT|CHAS|Charles Schwab & Co., Inc.|10500
ACHN|ACHILLION PHARMACEUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|203015
ACHN|ACHILLION PHARMACEUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|327
ACHN|ACHILLION PHARMACEUT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
ACHN|ACHILLION PHARMACEUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|332935
ACHN|ACHILLION PHARMACEUT|CTDL|Citadel Derivatives Group Llc|22900
ACHN|ACHILLION PHARMACEUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|64870
ACHN|ACHILLION PHARMACEUT|DBAB|Deutsche Bank Securities Inc.|796462
ACHN|ACHILLION PHARMACEUT|DBAX|Deutsche Bank Securities Inc.|362800
ACHN|ACHILLION PHARMACEUT|DEAN|MORGAN STANLEY|2435
ACHN|ACHILLION PHARMACEUT|DEGS|RONIN PROFESSIONAL LLC|3634
ACHN|ACHILLION PHARMACEUT|EBXL|EBX LLC|233300
ACHN|ACHILLION PHARMACEUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|413
ACHN|ACHILLION PHARMACEUT|EDJO|Edward D. Jones & Co., L.P.|17873
ACHN|ACHILLION PHARMACEUT|EGAM|CBOE TRADING, INC.|58518
ACHN|ACHILLION PHARMACEUT|EGAW|CBOE TRADING, INC.|100
ACHN|ACHILLION PHARMACEUT|EGXM|CBOE TRADING, INC.|1477
ACHN|ACHILLION PHARMACEUT|ETBE|Electronic Transaction Clearing, Inc.|3995
ACHN|ACHILLION PHARMACEUT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ACHN|ACHILLION PHARMACEUT|ETCB|ETC BROKERAGE SERVICES, LLC|3000
ACHN|ACHILLION PHARMACEUT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18956
ACHN|ACHILLION PHARMACEUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2198
ACHN|ACHILLION PHARMACEUT|ETRS|E*Trade Securities LLC|552411
ACHN|ACHILLION PHARMACEUT|FBCO|Credit Suisse Securities (USA) LLC|901872
ACHN|ACHILLION PHARMACEUT|FILL|Tradestation Securities, Inc.|40039
ACHN|ACHILLION PHARMACEUT|FMAF|NBCN Inc./ CDS|1545
ACHN|ACHILLION PHARMACEUT|FOMA|TD AMERITRADE CLEARING, INC.|722270
ACHN|ACHILLION PHARMACEUT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2050
ACHN|ACHILLION PHARMACEUT|FQLS|Quantlab Securities LP|79289
ACHN|ACHILLION PHARMACEUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3603
ACHN|ACHILLION PHARMACEUT|FTBR|Foliofn Investments, Inc.|251
ACHN|ACHILLION PHARMACEUT|GEBB|GLOBAL EXECUTION BROKERS, LP|78073
ACHN|ACHILLION PHARMACEUT|GLPX|ACS EXECUTION SERVICES, LLC|8517
ACHN|ACHILLION PHARMACEUT|GSCO|GOLDMAN SACHS & CO. LLC|4255918
ACHN|ACHILLION PHARMACEUT|GSCS|GOLDMAN SACHS & CO. LLC|93761
ACHN|ACHILLION PHARMACEUT|GSLT|GOLDMAN SACHS & CO. LLC|5405
ACHN|ACHILLION PHARMACEUT|GTSZ|GTS SECURITIES LLC|24564
ACHN|ACHILLION PHARMACEUT|HAPX|HAP Trading, LLC|800
ACHN|ACHILLION PHARMACEUT|HRBF|American Enterprise Investment Services Inc.|10000
ACHN|ACHILLION PHARMACEUT|IATS|INTERACTIVE BROKERS LLC|37798
ACHN|ACHILLION PHARMACEUT|IBKR|Interactive Brokers Llc|165681
ACHN|ACHILLION PHARMACEUT|ICBX|INSTINET, LLC|114109
ACHN|ACHILLION PHARMACEUT|IEQY|CITADEL SECURITIES LLC|72655
ACHN|ACHILLION PHARMACEUT|INCA|INSTINET, LLC|230704
ACHN|ACHILLION PHARMACEUT|INJX|INSTINET, LLC|14362
ACHN|ACHILLION PHARMACEUT|ITGI|ITG Inc.|54914
ACHN|ACHILLION PHARMACEUT|ITGP|ITG INC.|205600
ACHN|ACHILLION PHARMACEUT|JANY|Janney Montgomery Scott Inc.|10
ACHN|ACHILLION PHARMACEUT|JEFF|JEFFERIES LLC|21679
ACHN|ACHILLION PHARMACEUT|JMPT|JUMP TRADING, LLC|77528
ACHN|ACHILLION PHARMACEUT|JPBX|J.P. MORGAN SECURITIES LLC|57992
ACHN|ACHILLION PHARMACEUT|JPMX|J.P. Morgan Securities LLC|603656
ACHN|ACHILLION PHARMACEUT|JSJX|JANE STREET CAPITAL LLC|17149
ACHN|ACHILLION PHARMACEUT|KCGM|VIRTU Americas LLC|70741
ACHN|ACHILLION PHARMACEUT|LEHM|Barclays Capital Inc./Le|942696
ACHN|ACHILLION PHARMACEUT|LIME|Lime Brokerage LLC|529024
ACHN|ACHILLION PHARMACEUT|LQNA|LIQUIDNET, INC.|246400
ACHN|ACHILLION PHARMACEUT|LSCI|Lek Securities Corporation|300
ACHN|ACHILLION PHARMACEUT|MAXM|Maxim Group LLC|28120
ACHN|ACHILLION PHARMACEUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|169856
ACHN|ACHILLION PHARMACEUT|MOTF|MOTIF INVESTING, INC.|3
ACHN|ACHILLION PHARMACEUT|MSCO|MORGAN STANLEY & CO. LLC|3276628
ACHN|ACHILLION PHARMACEUT|MSPL|MORGAN STANLEY & CO. LLC|522200
ACHN|ACHILLION PHARMACEUT|MSTX|MORGAN STANLEY & CO. LLC|85600
ACHN|ACHILLION PHARMACEUT|NFSC|National Financial Services LLC|900118
ACHN|ACHILLION PHARMACEUT|NITE|VIRTU Americas LLC|1213317
ACHN|ACHILLION PHARMACEUT|NITP|VIRTU Americas LLC|46955
ACHN|ACHILLION PHARMACEUT|NQRB|Brut, LLC|400
ACHN|ACHILLION PHARMACEUT|PDQM|CODA MARKETS, INC.|20236
ACHN|ACHILLION PHARMACEUT|PWJC|UBS Financial Services, Inc.|21150
ACHN|ACHILLION PHARMACEUT|RAJA|Raymond James & Associates, Inc.|3586
ACHN|ACHILLION PHARMACEUT|RBCM|RBC CAPITAL MARKETS, LLC|2666
ACHN|ACHILLION PHARMACEUT|SAGW|SAGETRADER, LLC|20274
ACHN|ACHILLION PHARMACEUT|SBSH|Citigroup Global Markets Inc.|497090
ACHN|ACHILLION PHARMACEUT|SGMT|GOLDMAN SACHS & CO. LLC|283252
ACHN|ACHILLION PHARMACEUT|SOGO|Wang Investment Associates, Inc.|400
ACHN|ACHILLION PHARMACEUT|SPDR|SPEEDROUTE LLC|4129
ACHN|ACHILLION PHARMACEUT|STFL|Stifel, Nicolaus & Company, Incorporated|3000
ACHN|ACHILLION PHARMACEUT|STXG|Stockcross Financial Services, Inc.|8500
ACHN|ACHILLION PHARMACEUT|SWIM|TD Ameritrade, Inc.|481489
ACHN|ACHILLION PHARMACEUT|SWST|Hilltop Securities Inc.|100
ACHN|ACHILLION PHARMACEUT|TKNG|ALLY INVEST SECURITIES LLC|5292
ACHN|ACHILLION PHARMACEUT|TRBT|Tradebot Systems, Inc.|147693
ACHN|ACHILLION PHARMACEUT|TRCM|TRC MARKETS LLC|54421
ACHN|ACHILLION PHARMACEUT|TWTT|TASTYWORKS, INC.|700
ACHN|ACHILLION PHARMACEUT|UBSA|UBS SECURITIES LLC|706558
ACHN|ACHILLION PHARMACEUT|UBSS|UBS Securities LLC|1368226
ACHN|ACHILLION PHARMACEUT|VALX|VIRTU AMERICAS LLC|255635
ACHN|ACHILLION PHARMACEUT|VGRD|Vanguard Marketing Corporation|68802
ACHN|ACHILLION PHARMACEUT|VSIN|Vision Financial Markets Llc|5820
ACHN|ACHILLION PHARMACEUT|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ACHN|ACHILLION PHARMACEUT|WCHV|WELLS FARGO SECURITIES, LLC|198928
ACHN|ACHILLION PHARMACEUT|WDNX|WEEDEN & CO.L.P.|79702
ACHN|ACHILLION PHARMACEUT|WEED|Weeden & Co.L.P.|1600
ACHN|ACHILLION PHARMACEUT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1009
ACHN|ACHILLION PHARMACEUT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19577
ACHN|ACHILLION PHARMACEUT|WGIF|CIBC World Markets Inc.|3710
ACHN|ACHILLION PHARMACEUT|WSEA|WOLVERINE SECURITIES, LLC|13930
ACHN|ACHILLION PHARMACEUT|XIST|INSTINET, LLC|11880
ACHN|ACHILLION PHARMACEUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|59900
ACHN|ACHILLION PHARMACEUT|YKNA|COMHAR CAPITAL MARKETS, LLC|1687
ACHN|ACHILLION PHARMACEUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8200
ACHV|ACHIEVE LIFE SCIENCE|ADAM|CANACCORD GENUITY INC.|44468
ACHV|ACHIEVE LIFE SCIENCE|ALTX|Alternet Securities Inc.|20183
ACHV|ACHIEVE LIFE SCIENCE|APCC|Apex Clearing Corporation|337127
ACHV|ACHIEVE LIFE SCIENCE|BATM|CBOE TRADING, INC.|7065
ACHV|ACHIEVE LIFE SCIENCE|BAYT|BTIG, LLC|300
ACHV|ACHIEVE LIFE SCIENCE|BIMI|Banca IMI Securities Corp.|19569
ACHV|ACHIEVE LIFE SCIENCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3304
ACHV|ACHIEVE LIFE SCIENCE|BLKX|INSTINET, LLC|18000
ACHV|ACHIEVE LIFE SCIENCE|BTIG|BTIG, LLC|9129
ACHV|ACHIEVE LIFE SCIENCE|BYXM|CBOE TRADING, INC.|1700
ACHV|ACHIEVE LIFE SCIENCE|CANT|Cantor Fitzgerald & Co.|100
ACHV|ACHIEVE LIFE SCIENCE|CHAS|Charles Schwab & Co., Inc.|22105
ACHV|ACHIEVE LIFE SCIENCE|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1000
ACHV|ACHIEVE LIFE SCIENCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110865
ACHV|ACHIEVE LIFE SCIENCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|48349
ACHV|ACHIEVE LIFE SCIENCE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|830131
ACHV|ACHIEVE LIFE SCIENCE|CRFN|ROBINHOOD FINANCIAL, LLC|15
ACHV|ACHIEVE LIFE SCIENCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|333878
ACHV|ACHIEVE LIFE SCIENCE|CTDL|Citadel Derivatives Group Llc|1389
ACHV|ACHIEVE LIFE SCIENCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|28276
ACHV|ACHIEVE LIFE SCIENCE|DADA|D.A. Davidson & Co.|94
ACHV|ACHIEVE LIFE SCIENCE|DBAB|Deutsche Bank Securities Inc.|10501
ACHV|ACHIEVE LIFE SCIENCE|DBAX|Deutsche Bank Securities Inc.|167000
ACHV|ACHIEVE LIFE SCIENCE|DEAN|MORGAN STANLEY|231
ACHV|ACHIEVE LIFE SCIENCE|DEGS|RONIN PROFESSIONAL LLC|19800
ACHV|ACHIEVE LIFE SCIENCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19067
ACHV|ACHIEVE LIFE SCIENCE|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|6442
ACHV|ACHIEVE LIFE SCIENCE|EBXL|EBX LLC|258800
ACHV|ACHIEVE LIFE SCIENCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|8420
ACHV|ACHIEVE LIFE SCIENCE|EDJO|Edward D. Jones & Co., L.P.|1087
ACHV|ACHIEVE LIFE SCIENCE|EGAM|CBOE TRADING, INC.|23972
ACHV|ACHIEVE LIFE SCIENCE|EGAW|CBOE TRADING, INC.|3025
ACHV|ACHIEVE LIFE SCIENCE|EGMT|EG MARKET TECHNOLOGIES LLC|100
ACHV|ACHIEVE LIFE SCIENCE|EGXM|CBOE TRADING, INC.|22745
ACHV|ACHIEVE LIFE SCIENCE|EGXW|CBOE TRADING, INC.|450
ACHV|ACHIEVE LIFE SCIENCE|ETBE|Electronic Transaction Clearing, Inc.|7456
ACHV|ACHIEVE LIFE SCIENCE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|721762
ACHV|ACHIEVE LIFE SCIENCE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|115670
ACHV|ACHIEVE LIFE SCIENCE|ETRS|E*Trade Securities LLC|2511179
ACHV|ACHIEVE LIFE SCIENCE|FBCO|Credit Suisse Securities (USA) LLC|269984
ACHV|ACHIEVE LIFE SCIENCE|FBSB|U.S. Bancorp Investments, Inc.|300
ACHV|ACHIEVE LIFE SCIENCE|FILL|Tradestation Securities, Inc.|272541
ACHV|ACHIEVE LIFE SCIENCE|FMAF|NBCN Inc./ CDS|3687
ACHV|ACHIEVE LIFE SCIENCE|FOMA|TD AMERITRADE CLEARING, INC.|2777312
ACHV|ACHIEVE LIFE SCIENCE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|106
ACHV|ACHIEVE LIFE SCIENCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16326
ACHV|ACHIEVE LIFE SCIENCE|FTBR|Foliofn Investments, Inc.|675
ACHV|ACHIEVE LIFE SCIENCE|GEBB|GLOBAL EXECUTION BROKERS, LP|7993
ACHV|ACHIEVE LIFE SCIENCE|GLIS|TD Securities Inc|3527
ACHV|ACHIEVE LIFE SCIENCE|GLPX|ACS EXECUTION SERVICES, LLC|318252
ACHV|ACHIEVE LIFE SCIENCE|GSCO|GOLDMAN SACHS & CO. LLC|53205
ACHV|ACHIEVE LIFE SCIENCE|GSCS|GOLDMAN SACHS & CO. LLC|38187
ACHV|ACHIEVE LIFE SCIENCE|GSLT|GOLDMAN SACHS & CO. LLC|47942
ACHV|ACHIEVE LIFE SCIENCE|GTSZ|GTS SECURITIES LLC|46140
ACHV|ACHIEVE LIFE SCIENCE|HASF|Haywood Securities Inc./CDS|51763
ACHV|ACHIEVE LIFE SCIENCE|HSBC|HSBC Securities, Inc.|8600
ACHV|ACHIEVE LIFE SCIENCE|IATS|INTERACTIVE BROKERS LLC|174122
ACHV|ACHIEVE LIFE SCIENCE|IBKR|Interactive Brokers Llc|1755761
ACHV|ACHIEVE LIFE SCIENCE|ICBX|INSTINET, LLC|105162
ACHV|ACHIEVE LIFE SCIENCE|INCA|INSTINET, LLC|286817
ACHV|ACHIEVE LIFE SCIENCE|INJX|INSTINET, LLC|77390
ACHV|ACHIEVE LIFE SCIENCE|ITGI|ITG Inc.|118020
ACHV|ACHIEVE LIFE SCIENCE|ITGP|ITG INC.|78800
ACHV|ACHIEVE LIFE SCIENCE|JANY|Janney Montgomery Scott Inc.|404
ACHV|ACHIEVE LIFE SCIENCE|JEFF|JEFFERIES LLC|88336
ACHV|ACHIEVE LIFE SCIENCE|JMPT|JUMP TRADING, LLC|23810
ACHV|ACHIEVE LIFE SCIENCE|JONE|JonesTrading|25160
ACHV|ACHIEVE LIFE SCIENCE|JPMX|J.P. Morgan Securities LLC|84318
ACHV|ACHIEVE LIFE SCIENCE|JSJX|JANE STREET CAPITAL LLC|285
ACHV|ACHIEVE LIFE SCIENCE|KCGM|VIRTU Americas LLC|77755
ACHV|ACHIEVE LIFE SCIENCE|LEHM|Barclays Capital Inc./Le|430188
ACHV|ACHIEVE LIFE SCIENCE|LGNT|COR CLEARING LLC|2
ACHV|ACHIEVE LIFE SCIENCE|LIME|Lime Brokerage LLC|62884
ACHV|ACHIEVE LIFE SCIENCE|LSCI|Lek Securities Corporation|17945
ACHV|ACHIEVE LIFE SCIENCE|LTCO|Ladenburg, Thalmann & Co., Inc.|17500
ACHV|ACHIEVE LIFE SCIENCE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|13416
ACHV|ACHIEVE LIFE SCIENCE|MAXM|Maxim Group LLC|305451
ACHV|ACHIEVE LIFE SCIENCE|MBTS|ALLY INVEST SECURITIES LLC|224065
ACHV|ACHIEVE LIFE SCIENCE|MICA|Spartan Securities Group, Ltd.|2600
ACHV|ACHIEVE LIFE SCIENCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27516
ACHV|ACHIEVE LIFE SCIENCE|MOTF|MOTIF INVESTING, INC.|22
ACHV|ACHIEVE LIFE SCIENCE|MSCO|MORGAN STANLEY & CO. LLC|1170456
ACHV|ACHIEVE LIFE SCIENCE|MSPL|MORGAN STANLEY & CO. LLC|10900
ACHV|ACHIEVE LIFE SCIENCE|NFSC|National Financial Services LLC|1375017
ACHV|ACHIEVE LIFE SCIENCE|NITE|VIRTU Americas LLC|5838892
ACHV|ACHIEVE LIFE SCIENCE|NITP|VIRTU Americas LLC|14979
ACHV|ACHIEVE LIFE SCIENCE|NQRB|Brut, LLC|7614
ACHV|ACHIEVE LIFE SCIENCE|OPCO|Oppenheimer & Co. Inc.|1788
ACHV|ACHIEVE LIFE SCIENCE|PCPT|PHILLIP CAPITAL INC.|1067
ACHV|ACHIEVE LIFE SCIENCE|PDQM|CODA MARKETS, INC.|363082
ACHV|ACHIEVE LIFE SCIENCE|POIN|PRECISION SECURITIES, LLC (POIN)|3600
ACHV|ACHIEVE LIFE SCIENCE|PWJC|UBS Financial Services, Inc.|3
ACHV|ACHIEVE LIFE SCIENCE|RAJA|Raymond James & Associates, Inc.|13192
ACHV|ACHIEVE LIFE SCIENCE|RBCM|RBC CAPITAL MARKETS, LLC|12591
ACHV|ACHIEVE LIFE SCIENCE|RGLD|Regal Securities, Inc|40
ACHV|ACHIEVE LIFE SCIENCE|SAGL|SAGETRADER, LLC|15238
ACHV|ACHIEVE LIFE SCIENCE|SBSH|Citigroup Global Markets Inc.|55520
ACHV|ACHIEVE LIFE SCIENCE|SGMT|GOLDMAN SACHS & CO. LLC|138461
ACHV|ACHIEVE LIFE SCIENCE|SPDR|SPEEDROUTE LLC|198107
ACHV|ACHIEVE LIFE SCIENCE|SPNT|SEVEN POINTS CAPITAL, LLC|400
ACHV|ACHIEVE LIFE SCIENCE|SPTD|MINT GLOBAL MARKETS, INC.|18200
ACHV|ACHIEVE LIFE SCIENCE|STFL|Stifel, Nicolaus & Company, Incorporated|308
ACHV|ACHIEVE LIFE SCIENCE|SWIM|TD Ameritrade, Inc.|2488817
ACHV|ACHIEVE LIFE SCIENCE|SWST|Hilltop Securities Inc.|4200
ACHV|ACHIEVE LIFE SCIENCE|TKNG|ALLY INVEST SECURITIES LLC|61596
ACHV|ACHIEVE LIFE SCIENCE|TRCM|TRC MARKETS LLC|4892
ACHV|ACHIEVE LIFE SCIENCE|TTUC|CUTTONE & CO., INC.|12700
ACHV|ACHIEVE LIFE SCIENCE|TWTT|TASTYWORKS, INC.|600
ACHV|ACHIEVE LIFE SCIENCE|UBSA|UBS SECURITIES LLC|685834
ACHV|ACHIEVE LIFE SCIENCE|UBSS|UBS Securities LLC|471911
ACHV|ACHIEVE LIFE SCIENCE|VALX|VIRTU AMERICAS LLC|6277
ACHV|ACHIEVE LIFE SCIENCE|VGRD|Vanguard Marketing Corporation|48796
ACHV|ACHIEVE LIFE SCIENCE|VSIN|Vision Financial Markets Llc|24063
ACHV|ACHIEVE LIFE SCIENCE|WCHV|WELLS FARGO SECURITIES, LLC|18115
ACHV|ACHIEVE LIFE SCIENCE|WEDB|WEDBUSH SECURITIES INC.|28678
ACHV|ACHIEVE LIFE SCIENCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17990
ACHV|ACHIEVE LIFE SCIENCE|WGIF|CIBC World Markets Inc.|12755
ACHV|ACHIEVE LIFE SCIENCE|WHOT|JUST2TRADE, INC.|100
ACHV|ACHIEVE LIFE SCIENCE|WSEA|WOLVERINE SECURITIES, LLC|173764
ACHV|ACHIEVE LIFE SCIENCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|21000
ACHV|ACHIEVE LIFE SCIENCE|YKNA|COMHAR CAPITAL MARKETS, LLC|30181
ACHV|ACHIEVE LIFE SCIENCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25
ACIA|ACACIA COMMUNICA CM|AGIS|Aegis Capital Corp.|14944
ACIA|ACACIA COMMUNICA CM|ALTX|Alternet Securities Inc.|23338
ACIA|ACACIA COMMUNICA CM|APCC|Apex Clearing Corporation|6630
ACIA|ACACIA COMMUNICA CM|BARD|Robert W. Baird & Co. Incorporated|2
ACIA|ACACIA COMMUNICA CM|BATM|CBOE TRADING, INC.|22872
ACIA|ACACIA COMMUNICA CM|BBNT|BB&T SECURITIES, LLC|2664
ACIA|ACACIA COMMUNICA CM|BERN|Sanford C. Bernstein & Co., LLC|60202
ACIA|ACACIA COMMUNICA CM|BIDS|BIDS TRADING L.P.|158500
ACIA|ACACIA COMMUNICA CM|BIMI|Banca IMI Securities Corp.|1670
ACIA|ACACIA COMMUNICA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9684
ACIA|ACACIA COMMUNICA CM|BLKX|INSTINET, LLC|31676
ACIA|ACACIA COMMUNICA CM|BMOC|BMO Capital Markets Corp.|3650
ACIA|ACACIA COMMUNICA CM|BNPX|BNP PARIBAS SECURITIES CORP.|3782
ACIA|ACACIA COMMUNICA CM|BRGE|Newbridge Securities Corp.|900
ACIA|ACACIA COMMUNICA CM|BTIG|BTIG, LLC|10472
ACIA|ACACIA COMMUNICA CM|BYXM|CBOE TRADING, INC.|1243
ACIA|ACACIA COMMUNICA CM|CHAS|Charles Schwab & Co., Inc.|5672
ACIA|ACACIA COMMUNICA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68758
ACIA|ACACIA COMMUNICA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2600
ACIA|ACACIA COMMUNICA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13171
ACIA|ACACIA COMMUNICA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|266753
ACIA|ACACIA COMMUNICA CM|CTDL|Citadel Derivatives Group Llc|20892
ACIA|ACACIA COMMUNICA CM|CTLR|CUTLER GROUP, LP|1270
ACIA|ACACIA COMMUNICA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|26156
ACIA|ACACIA COMMUNICA CM|DBAB|Deutsche Bank Securities Inc.|412052
ACIA|ACACIA COMMUNICA CM|DBAX|Deutsche Bank Securities Inc.|170700
ACIA|ACACIA COMMUNICA CM|DBUL|Deutsche Bank Securities Inc.|2319
ACIA|ACACIA COMMUNICA CM|DEAN|MORGAN STANLEY|9477
ACIA|ACACIA COMMUNICA CM|DEGS|RONIN PROFESSIONAL LLC|12164
ACIA|ACACIA COMMUNICA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
ACIA|ACACIA COMMUNICA CM|EBXL|EBX LLC|93000
ACIA|ACACIA COMMUNICA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|163
ACIA|ACACIA COMMUNICA CM|EDJO|Edward D. Jones & Co., L.P.|256
ACIA|ACACIA COMMUNICA CM|EGAM|CBOE TRADING, INC.|14344
ACIA|ACACIA COMMUNICA CM|EGAW|CBOE TRADING, INC.|100
ACIA|ACACIA COMMUNICA CM|EGMT|EG MARKET TECHNOLOGIES LLC|981
ACIA|ACACIA COMMUNICA CM|EGXM|CBOE TRADING, INC.|11039
ACIA|ACACIA COMMUNICA CM|ETBE|Electronic Transaction Clearing, Inc.|28943
ACIA|ACACIA COMMUNICA CM|ETCB|ETC BROKERAGE SERVICES, LLC|100
ACIA|ACACIA COMMUNICA CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1872
ACIA|ACACIA COMMUNICA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|66004
ACIA|ACACIA COMMUNICA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
ACIA|ACACIA COMMUNICA CM|ETRS|E*Trade Securities LLC|282736
ACIA|ACACIA COMMUNICA CM|FBCO|Credit Suisse Securities (USA) LLC|701999
ACIA|ACACIA COMMUNICA CM|FILL|Tradestation Securities, Inc.|6935
ACIA|ACACIA COMMUNICA CM|FMAF|NBCN Inc./ CDS|300
ACIA|ACACIA COMMUNICA CM|FOMA|TD AMERITRADE CLEARING, INC.|632568
ACIA|ACACIA COMMUNICA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|508
ACIA|ACACIA COMMUNICA CM|FQLS|Quantlab Securities LP|307675
ACIA|ACACIA COMMUNICA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137702
ACIA|ACACIA COMMUNICA CM|FTBR|Foliofn Investments, Inc.|163
ACIA|ACACIA COMMUNICA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|23107
ACIA|ACACIA COMMUNICA CM|GLPX|ACS EXECUTION SERVICES, LLC|28647
ACIA|ACACIA COMMUNICA CM|GSCO|GOLDMAN SACHS & CO. LLC|1046028
ACIA|ACACIA COMMUNICA CM|GSCS|GOLDMAN SACHS & CO. LLC|43467
ACIA|ACACIA COMMUNICA CM|GSLT|GOLDMAN SACHS & CO. LLC|45592
ACIA|ACACIA COMMUNICA CM|GTSZ|GTS SECURITIES LLC|37597
ACIA|ACACIA COMMUNICA CM|HRBF|American Enterprise Investment Services Inc.|1
ACIA|ACACIA COMMUNICA CM|HSBC|HSBC Securities, Inc.|563
ACIA|ACACIA COMMUNICA CM|IATS|INTERACTIVE BROKERS LLC|32989
ACIA|ACACIA COMMUNICA CM|IBKR|Interactive Brokers Llc|360944
ACIA|ACACIA COMMUNICA CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
ACIA|ACACIA COMMUNICA CM|ICBX|INSTINET, LLC|78059
ACIA|ACACIA COMMUNICA CM|IEQY|CITADEL SECURITIES LLC|49303
ACIA|ACACIA COMMUNICA CM|INCA|INSTINET, LLC|515210
ACIA|ACACIA COMMUNICA CM|INJX|INSTINET, LLC|38535
ACIA|ACACIA COMMUNICA CM|ITGI|ITG Inc.|145715
ACIA|ACACIA COMMUNICA CM|ITGP|ITG INC.|133400
ACIA|ACACIA COMMUNICA CM|JANY|Janney Montgomery Scott Inc.|55
ACIA|ACACIA COMMUNICA CM|JEFF|JEFFERIES LLC|40724
ACIA|ACACIA COMMUNICA CM|JMPT|JUMP TRADING, LLC|75665
ACIA|ACACIA COMMUNICA CM|JPBX|J.P. MORGAN SECURITIES LLC|51725
ACIA|ACACIA COMMUNICA CM|JPMX|J.P. Morgan Securities LLC|209137
ACIA|ACACIA COMMUNICA CM|JSJX|JANE STREET CAPITAL LLC|8430
ACIA|ACACIA COMMUNICA CM|KCGM|VIRTU Americas LLC|41028
ACIA|ACACIA COMMUNICA CM|LEHM|Barclays Capital Inc./Le|911095
ACIA|ACACIA COMMUNICA CM|LIME|Lime Brokerage LLC|97662
ACIA|ACACIA COMMUNICA CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|142600
ACIA|ACACIA COMMUNICA CM|LQNA|LIQUIDNET, INC.|95800
ACIA|ACACIA COMMUNICA CM|LQNB|LIQUIDNET, INC.|158500
ACIA|ACACIA COMMUNICA CM|LSCI|Lek Securities Corporation|783
ACIA|ACACIA COMMUNICA CM|MACQ|Macquarie Capital (USA) Inc.|1668
ACIA|ACACIA COMMUNICA CM|MAXM|Maxim Group LLC|3509
ACIA|ACACIA COMMUNICA CM|MKMP|MKM Partners LLC|86700
ACIA|ACACIA COMMUNICA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|85928
ACIA|ACACIA COMMUNICA CM|MOTF|MOTIF INVESTING, INC.|43
ACIA|ACACIA COMMUNICA CM|MSCO|MORGAN STANLEY & CO. LLC|1827365
ACIA|ACACIA COMMUNICA CM|MSPL|MORGAN STANLEY & CO. LLC|258900
ACIA|ACACIA COMMUNICA CM|MSTX|MORGAN STANLEY & CO. LLC|115700
ACIA|ACACIA COMMUNICA CM|NATL|National Securities Corporation|2600
ACIA|ACACIA COMMUNICA CM|NEED|Needham & Company, LLC|3030
ACIA|ACACIA COMMUNICA CM|NFSC|National Financial Services LLC|374578
ACIA|ACACIA COMMUNICA CM|NITE|VIRTU Americas LLC|611354
ACIA|ACACIA COMMUNICA CM|NITP|VIRTU Americas LLC|5565
ACIA|ACACIA COMMUNICA CM|NORT|Northland Securities, Inc.|20124
ACIA|ACACIA COMMUNICA CM|NQRB|Brut, LLC|40163
ACIA|ACACIA COMMUNICA CM|OPCO|Oppenheimer & Co. Inc.|1350
ACIA|ACACIA COMMUNICA CM|PCPT|PHILLIP CAPITAL INC.|1000
ACIA|ACACIA COMMUNICA CM|PDQM|CODA MARKETS, INC.|32166
ACIA|ACACIA COMMUNICA CM|PHLY|NASDAQ Execution Services, LLC|26200
ACIA|ACACIA COMMUNICA CM|PWJC|UBS Financial Services, Inc.|3822
ACIA|ACACIA COMMUNICA CM|RAJA|Raymond James & Associates, Inc.|3104
ACIA|ACACIA COMMUNICA CM|RBCM|RBC CAPITAL MARKETS, LLC|2807
ACIA|ACACIA COMMUNICA CM|RGLD|Regal Securities, Inc|200
ACIA|ACACIA COMMUNICA CM|SAGL|SAGETRADER, LLC|13567
ACIA|ACACIA COMMUNICA CM|SBSH|Citigroup Global Markets Inc.|126156
ACIA|ACACIA COMMUNICA CM|SGMT|GOLDMAN SACHS & CO. LLC|106847
ACIA|ACACIA COMMUNICA CM|SPDR|SPEEDROUTE LLC|16957
ACIA|ACACIA COMMUNICA CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|900
ACIA|ACACIA COMMUNICA CM|STFL|Stifel, Nicolaus & Company, Incorporated|16800
ACIA|ACACIA COMMUNICA CM|STXG|Stockcross Financial Services, Inc.|654
ACIA|ACACIA COMMUNICA CM|SWIM|TD Ameritrade, Inc.|371046
ACIA|ACACIA COMMUNICA CM|SWST|Hilltop Securities Inc.|22
ACIA|ACACIA COMMUNICA CM|TDCO|Thompson Davis & Co., Inc.|1625
ACIA|ACACIA COMMUNICA CM|TKNG|ALLY INVEST SECURITIES LLC|6745
ACIA|ACACIA COMMUNICA CM|TONC|CUTTONE & CO., LLC|2307
ACIA|ACACIA COMMUNICA CM|TRBT|Tradebot Systems, Inc.|203227
ACIA|ACACIA COMMUNICA CM|TRCM|TRC MARKETS LLC|140754
ACIA|ACACIA COMMUNICA CM|UBSA|UBS SECURITIES LLC|391669
ACIA|ACACIA COMMUNICA CM|UBSS|UBS Securities LLC|864279
ACIA|ACACIA COMMUNICA CM|VALX|VIRTU AMERICAS LLC|11310
ACIA|ACACIA COMMUNICA CM|VGRD|Vanguard Marketing Corporation|12934
ACIA|ACACIA COMMUNICA CM|VSIN|Vision Financial Markets Llc|4380
ACIA|ACACIA COMMUNICA CM|WBLR|WILLIAM BLAIR|145
ACIA|ACACIA COMMUNICA CM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ACIA|ACACIA COMMUNICA CM|WCHV|WELLS FARGO SECURITIES, LLC|86759
ACIA|ACACIA COMMUNICA CM|WEDB|WEDBUSH SECURITIES INC.|37453
ACIA|ACACIA COMMUNICA CM|WEED|Weeden & Co.L.P.|402
ACIA|ACACIA COMMUNICA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9956
ACIA|ACACIA COMMUNICA CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39534
ACIA|ACACIA COMMUNICA CM|WFPB|Wells Fargo Securities, LLC.|1400
ACIA|ACACIA COMMUNICA CM|WGIF|CIBC World Markets Inc.|11714
ACIA|ACACIA COMMUNICA CM|WORD|Worden Capital Management LLC|22985
ACIA|ACACIA COMMUNICA CM|WSAG|WALL STREET ACCESS|206
ACIA|ACACIA COMMUNICA CM|WSEA|WOLVERINE SECURITIES, LLC|9653
ACIA|ACACIA COMMUNICA CM|XIST|INSTINET, LLC|58750
ACIA|ACACIA COMMUNICA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|62508
ACIA|ACACIA COMMUNICA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3415
ACIA|ACACIA COMMUNICA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5465
ACIM|SPDR MSCI ACWI IMI|APCC|Apex Clearing Corporation|52
ACIM|SPDR MSCI ACWI IMI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45
ACIM|SPDR MSCI ACWI IMI|CHAS|Charles Schwab & Co., Inc.|30
ACIM|SPDR MSCI ACWI IMI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|209
ACIM|SPDR MSCI ACWI IMI|CSIN|Citadel Securities Institutional LLC|2700
ACIM|SPDR MSCI ACWI IMI|CTDL|Citadel Derivatives Group Llc|5507
ACIM|SPDR MSCI ACWI IMI|DBAX|Deutsche Bank Securities Inc.|300
ACIM|SPDR MSCI ACWI IMI|DEAN|MORGAN STANLEY|1913
ACIM|SPDR MSCI ACWI IMI|EBXL|EBX LLC|1900
ACIM|SPDR MSCI ACWI IMI|ETRS|E*Trade Securities LLC|5
ACIM|SPDR MSCI ACWI IMI|FTBR|Foliofn Investments, Inc.|1
ACIM|SPDR MSCI ACWI IMI|IBKR|Interactive Brokers Llc|200
ACIM|SPDR MSCI ACWI IMI|ICBX|INSTINET, LLC|219
ACIM|SPDR MSCI ACWI IMI|JSEB|JANE STREET EXECUTION SERVICES, LLC|39260
ACIM|SPDR MSCI ACWI IMI|JSJX|JANE STREET CAPITAL LLC|3937
ACIM|SPDR MSCI ACWI IMI|KCGM|VIRTU Americas LLC|1057
ACIM|SPDR MSCI ACWI IMI|LEHM|Barclays Capital Inc./Le|1200
ACIM|SPDR MSCI ACWI IMI|LIME|Lime Brokerage LLC|100
ACIM|SPDR MSCI ACWI IMI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
ACIM|SPDR MSCI ACWI IMI|MOTF|MOTIF INVESTING, INC.|1
ACIM|SPDR MSCI ACWI IMI|MSCO|MORGAN STANLEY & CO. LLC|2608
ACIM|SPDR MSCI ACWI IMI|NFSC|National Financial Services LLC|1256
ACIM|SPDR MSCI ACWI IMI|NITE|VIRTU Americas LLC|1107
ACIM|SPDR MSCI ACWI IMI|RBCM|RBC CAPITAL MARKETS, LLC|165
ACIM|SPDR MSCI ACWI IMI|SBSH|Citigroup Global Markets Inc.|289
ACIM|SPDR MSCI ACWI IMI|SGMT|GOLDMAN SACHS & CO. LLC|100
ACIM|SPDR MSCI ACWI IMI|SPHN|Stephens Inc.|8
ACIM|SPDR MSCI ACWI IMI|SWIM|TD Ameritrade, Inc.|154
ACIM|SPDR MSCI ACWI IMI|TKNG|ALLY INVEST SECURITIES LLC|6
ACIM|SPDR MSCI ACWI IMI|UBSA|UBS SECURITIES LLC|12199
ACIM|SPDR MSCI ACWI IMI|UBSS|UBS Securities LLC|4029
ACIM|SPDR MSCI ACWI IMI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|416
ACIU|AC IMMUNE SA CM|ALTX|Alternet Securities Inc.|100
ACIU|AC IMMUNE SA CM|ANDG|Andrew Garrett Inc.|16232
ACIU|AC IMMUNE SA CM|APCC|Apex Clearing Corporation|7
ACIU|AC IMMUNE SA CM|BATM|CBOE TRADING, INC.|201
ACIU|AC IMMUNE SA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|342
ACIU|AC IMMUNE SA CM|BYXM|CBOE TRADING, INC.|36
ACIU|AC IMMUNE SA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
ACIU|AC IMMUNE SA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|333
ACIU|AC IMMUNE SA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800
ACIU|AC IMMUNE SA CM|DADA|D.A. Davidson & Co.|1000
ACIU|AC IMMUNE SA CM|DBAB|Deutsche Bank Securities Inc.|7498
ACIU|AC IMMUNE SA CM|DBAX|Deutsche Bank Securities Inc.|2400
ACIU|AC IMMUNE SA CM|DEAN|MORGAN STANLEY|600
ACIU|AC IMMUNE SA CM|DEGS|RONIN PROFESSIONAL LLC|6752
ACIU|AC IMMUNE SA CM|EBXL|EBX LLC|2200
ACIU|AC IMMUNE SA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|10254
ACIU|AC IMMUNE SA CM|ETRS|E*Trade Securities LLC|12576
ACIU|AC IMMUNE SA CM|FBCO|Credit Suisse Securities (USA) LLC|23606
ACIU|AC IMMUNE SA CM|FOMA|TD AMERITRADE CLEARING, INC.|5349
ACIU|AC IMMUNE SA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6033
ACIU|AC IMMUNE SA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|177
ACIU|AC IMMUNE SA CM|GSCO|GOLDMAN SACHS & CO. LLC|5701
ACIU|AC IMMUNE SA CM|GTSZ|GTS SECURITIES LLC|11443
ACIU|AC IMMUNE SA CM|HSBC|HSBC Securities, Inc.|16601
ACIU|AC IMMUNE SA CM|IATS|INTERACTIVE BROKERS LLC|6500
ACIU|AC IMMUNE SA CM|IBKR|Interactive Brokers Llc|27414
ACIU|AC IMMUNE SA CM|ICBX|INSTINET, LLC|1400
ACIU|AC IMMUNE SA CM|INCA|INSTINET, LLC|19732
ACIU|AC IMMUNE SA CM|INJX|INSTINET, LLC|200
ACIU|AC IMMUNE SA CM|ITGI|ITG Inc.|542
ACIU|AC IMMUNE SA CM|ITGP|ITG INC.|95200
ACIU|AC IMMUNE SA CM|JEFF|JEFFERIES LLC|1771
ACIU|AC IMMUNE SA CM|JPMX|J.P. Morgan Securities LLC|10113
ACIU|AC IMMUNE SA CM|KCGM|VIRTU Americas LLC|450
ACIU|AC IMMUNE SA CM|LEHM|Barclays Capital Inc./Le|2722
ACIU|AC IMMUNE SA CM|LIME|Lime Brokerage LLC|8657
ACIU|AC IMMUNE SA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2332
ACIU|AC IMMUNE SA CM|MSCO|MORGAN STANLEY & CO. LLC|45560
ACIU|AC IMMUNE SA CM|MSPL|MORGAN STANLEY & CO. LLC|9100
ACIU|AC IMMUNE SA CM|NATL|National Securities Corporation|15
ACIU|AC IMMUNE SA CM|NFSC|National Financial Services LLC|19768
ACIU|AC IMMUNE SA CM|NITE|VIRTU Americas LLC|54110
ACIU|AC IMMUNE SA CM|NQRB|Brut, LLC|100
ACIU|AC IMMUNE SA CM|PWJC|UBS Financial Services, Inc.|47
ACIU|AC IMMUNE SA CM|RBCM|RBC CAPITAL MARKETS, LLC|12541
ACIU|AC IMMUNE SA CM|SBSH|Citigroup Global Markets Inc.|5724
ACIU|AC IMMUNE SA CM|SGMT|GOLDMAN SACHS & CO. LLC|400
ACIU|AC IMMUNE SA CM|SPDR|SPEEDROUTE LLC|7840
ACIU|AC IMMUNE SA CM|TKNG|ALLY INVEST SECURITIES LLC|500
ACIU|AC IMMUNE SA CM|TRCM|TRC MARKETS LLC|400
ACIU|AC IMMUNE SA CM|UBSA|UBS SECURITIES LLC|11734
ACIU|AC IMMUNE SA CM|UBSS|UBS Securities LLC|63570
ACIU|AC IMMUNE SA CM|VALX|VIRTU AMERICAS LLC|1762
ACIU|AC IMMUNE SA CM|VGRD|Vanguard Marketing Corporation|80
ACIU|AC IMMUNE SA CM|WCHV|WELLS FARGO SECURITIES, LLC|1702
ACIU|AC IMMUNE SA CM|WSEA|WOLVERINE SECURITIES, LLC|3171
ACIU|AC IMMUNE SA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ACIU|AC IMMUNE SA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1250
ACIW|ACI WORLDWIDE, INC.|ABLE|NATIXIS Securities Americas LLC|20000
ACIW|ACI WORLDWIDE, INC.|ALTX|Alternet Securities Inc.|3590
ACIW|ACI WORLDWIDE, INC.|ANOS|ABEL/NOSER, L.L.C.|18637
ACIW|ACI WORLDWIDE, INC.|APCC|Apex Clearing Corporation|40
ACIW|ACI WORLDWIDE, INC.|AQUA|AQUA SECURITIES L.P.|10000
ACIW|ACI WORLDWIDE, INC.|BATM|CBOE TRADING, INC.|2346
ACIW|ACI WORLDWIDE, INC.|BAYC|BAY CREST PARTNERS, LLC|29151
ACIW|ACI WORLDWIDE, INC.|BERN|Sanford C. Bernstein & Co., LLC|620057
ACIW|ACI WORLDWIDE, INC.|BIMI|Banca IMI Securities Corp.|30
ACIW|ACI WORLDWIDE, INC.|BKCM|BNY Mellon Capital Markets LLC|27926
ACIW|ACI WORLDWIDE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1045
ACIW|ACI WORLDWIDE, INC.|BLKX|INSTINET, LLC|62540
ACIW|ACI WORLDWIDE, INC.|BMOC|BMO Capital Markets Corp.|22621
ACIW|ACI WORLDWIDE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|27487
ACIW|ACI WORLDWIDE, INC.|BRVL|BLAYLOCK VAN, LLC|200
ACIW|ACI WORLDWIDE, INC.|BTIG|BTIG, LLC|56938
ACIW|ACI WORLDWIDE, INC.|BYXM|CBOE TRADING, INC.|1169
ACIW|ACI WORLDWIDE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|692
ACIW|ACI WORLDWIDE, INC.|CANT|Cantor Fitzgerald & Co.|400
ACIW|ACI WORLDWIDE, INC.|CHAS|Charles Schwab & Co., Inc.|592
ACIW|ACI WORLDWIDE, INC.|CHLM|Craig-Hallum Capital Group LLC|400
ACIW|ACI WORLDWIDE, INC.|CIST|Capital Institutional Services, Inc.|1228
ACIW|ACI WORLDWIDE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|134221
ACIW|ACI WORLDWIDE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1312
ACIW|ACI WORLDWIDE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2440
ACIW|ACI WORLDWIDE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203776
ACIW|ACI WORLDWIDE, INC.|CTDL|Citadel Derivatives Group Llc|27756
ACIW|ACI WORLDWIDE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|48612
ACIW|ACI WORLDWIDE, INC.|DADA|D.A. Davidson & Co.|394122
ACIW|ACI WORLDWIDE, INC.|DBAB|Deutsche Bank Securities Inc.|707335
ACIW|ACI WORLDWIDE, INC.|DBAX|Deutsche Bank Securities Inc.|104100
ACIW|ACI WORLDWIDE, INC.|DBUL|Deutsche Bank Securities Inc.|7048
ACIW|ACI WORLDWIDE, INC.|DCHF|Dart Executions, LLC|832
ACIW|ACI WORLDWIDE, INC.|DEAN|MORGAN STANLEY|7022
ACIW|ACI WORLDWIDE, INC.|DEGS|RONIN PROFESSIONAL LLC|996
ACIW|ACI WORLDWIDE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1961
ACIW|ACI WORLDWIDE, INC.|DOTC|Dougherty & Company LLC|204
ACIW|ACI WORLDWIDE, INC.|EBXL|EBX LLC|103600
ACIW|ACI WORLDWIDE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5035
ACIW|ACI WORLDWIDE, INC.|EGAM|CBOE TRADING, INC.|4740
ACIW|ACI WORLDWIDE, INC.|EGAW|CBOE TRADING, INC.|300
ACIW|ACI WORLDWIDE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|210
ACIW|ACI WORLDWIDE, INC.|EGXM|CBOE TRADING, INC.|5410
ACIW|ACI WORLDWIDE, INC.|EGXW|CBOE TRADING, INC.|100
ACIW|ACI WORLDWIDE, INC.|ETBE|Electronic Transaction Clearing, Inc.|14647
ACIW|ACI WORLDWIDE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9430
ACIW|ACI WORLDWIDE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10496
ACIW|ACI WORLDWIDE, INC.|ETRS|E*Trade Securities LLC|91596
ACIW|ACI WORLDWIDE, INC.|FBCO|Credit Suisse Securities (USA) LLC|634263
ACIW|ACI WORLDWIDE, INC.|FILL|Tradestation Securities, Inc.|2280
ACIW|ACI WORLDWIDE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|4489
ACIW|ACI WORLDWIDE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3617
ACIW|ACI WORLDWIDE, INC.|FQLS|Quantlab Securities LP|154487
ACIW|ACI WORLDWIDE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131375
ACIW|ACI WORLDWIDE, INC.|FTBR|Foliofn Investments, Inc.|1025
ACIW|ACI WORLDWIDE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|44689
ACIW|ACI WORLDWIDE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|4187
ACIW|ACI WORLDWIDE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|799775
ACIW|ACI WORLDWIDE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|23260
ACIW|ACI WORLDWIDE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2403
ACIW|ACI WORLDWIDE, INC.|GTSZ|GTS SECURITIES LLC|16232
ACIW|ACI WORLDWIDE, INC.|HRBF|American Enterprise Investment Services Inc.|1712
ACIW|ACI WORLDWIDE, INC.|HSBC|HSBC Securities, Inc.|90
ACIW|ACI WORLDWIDE, INC.|IATS|INTERACTIVE BROKERS LLC|4056
ACIW|ACI WORLDWIDE, INC.|IBKR|Interactive Brokers Llc|23384
ACIW|ACI WORLDWIDE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2075
ACIW|ACI WORLDWIDE, INC.|ICBX|INSTINET, LLC|28300
ACIW|ACI WORLDWIDE, INC.|IEQY|CITADEL SECURITIES LLC|152105
ACIW|ACI WORLDWIDE, INC.|INCA|INSTINET, LLC|414999
ACIW|ACI WORLDWIDE, INC.|INJX|INSTINET, LLC|27617
ACIW|ACI WORLDWIDE, INC.|ITGI|ITG Inc.|391107
ACIW|ACI WORLDWIDE, INC.|ITGP|ITG INC.|113600
ACIW|ACI WORLDWIDE, INC.|JEFF|JEFFERIES LLC|130138
ACIW|ACI WORLDWIDE, INC.|JMPT|JUMP TRADING, LLC|43307
ACIW|ACI WORLDWIDE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|21190
ACIW|ACI WORLDWIDE, INC.|JPMX|J.P. Morgan Securities LLC|140091
ACIW|ACI WORLDWIDE, INC.|JSJX|JANE STREET CAPITAL LLC|7874
ACIW|ACI WORLDWIDE, INC.|KCGM|VIRTU Americas LLC|24265
ACIW|ACI WORLDWIDE, INC.|LEHM|Barclays Capital Inc./Le|505731
ACIW|ACI WORLDWIDE, INC.|LIME|Lime Brokerage LLC|230137
ACIW|ACI WORLDWIDE, INC.|LOOP|Loop Capital Markets LLC|816
ACIW|ACI WORLDWIDE, INC.|MAXM|Maxim Group LLC|10702
ACIW|ACI WORLDWIDE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98897
ACIW|ACI WORLDWIDE, INC.|MOTF|MOTIF INVESTING, INC.|145
ACIW|ACI WORLDWIDE, INC.|MSCO|MORGAN STANLEY & CO. LLC|1957602
ACIW|ACI WORLDWIDE, INC.|MSPL|MORGAN STANLEY & CO. LLC|258500
ACIW|ACI WORLDWIDE, INC.|MSTX|MORGAN STANLEY & CO. LLC|125600
ACIW|ACI WORLDWIDE, INC.|NFSC|National Financial Services LLC|21055
ACIW|ACI WORLDWIDE, INC.|NITE|VIRTU Americas LLC|144171
ACIW|ACI WORLDWIDE, INC.|NITP|VIRTU Americas LLC|3600
ACIW|ACI WORLDWIDE, INC.|NQRB|Brut, LLC|9374
ACIW|ACI WORLDWIDE, INC.|NTRC|Northern Trust Securities, Inc.|125852
ACIW|ACI WORLDWIDE, INC.|OPCO|Oppenheimer & Co. Inc.|566
ACIW|ACI WORLDWIDE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2367
ACIW|ACI WORLDWIDE, INC.|PDQM|CODA MARKETS, INC.|7016
ACIW|ACI WORLDWIDE, INC.|PIPR|Piper Jaffray & Co.|111
ACIW|ACI WORLDWIDE, INC.|RAJA|Raymond James & Associates, Inc.|7622
ACIW|ACI WORLDWIDE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4453
ACIW|ACI WORLDWIDE, INC.|SAGL|SAGETRADER, LLC|305
ACIW|ACI WORLDWIDE, INC.|SAGW|SAGETRADER, LLC|1624
ACIW|ACI WORLDWIDE, INC.|SBSH|Citigroup Global Markets Inc.|374496
ACIW|ACI WORLDWIDE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|72731
ACIW|ACI WORLDWIDE, INC.|SIBO|Prime Executions, Inc.|620
ACIW|ACI WORLDWIDE, INC.|SPDR|SPEEDROUTE LLC|4000
ACIW|ACI WORLDWIDE, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|2836
ACIW|ACI WORLDWIDE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|9084
ACIW|ACI WORLDWIDE, INC.|SWIM|TD Ameritrade, Inc.|1213
ACIW|ACI WORLDWIDE, INC.|SWST|Hilltop Securities Inc.|1031
ACIW|ACI WORLDWIDE, INC.|TKNG|ALLY INVEST SECURITIES LLC|41
ACIW|ACI WORLDWIDE, INC.|TONC|CUTTONE & CO., LLC|5837
ACIW|ACI WORLDWIDE, INC.|TRBT|Tradebot Systems, Inc.|196179
ACIW|ACI WORLDWIDE, INC.|TRCM|TRC MARKETS LLC|92967
ACIW|ACI WORLDWIDE, INC.|UBSA|UBS SECURITIES LLC|223085
ACIW|ACI WORLDWIDE, INC.|UBSS|UBS Securities LLC|655359
ACIW|ACI WORLDWIDE, INC.|VALX|VIRTU AMERICAS LLC|12008
ACIW|ACI WORLDWIDE, INC.|VGRD|Vanguard Marketing Corporation|2448
ACIW|ACI WORLDWIDE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|90044
ACIW|ACI WORLDWIDE, INC.|WDNX|WEEDEN & CO.L.P.|514
ACIW|ACI WORLDWIDE, INC.|WEED|Weeden & Co.L.P.|2316
ACIW|ACI WORLDWIDE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4632
ACIW|ACI WORLDWIDE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7632
ACIW|ACI WORLDWIDE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|171
ACIW|ACI WORLDWIDE, INC.|WSEA|WOLVERINE SECURITIES, LLC|933
ACIW|ACI WORLDWIDE, INC.|XIST|INSTINET, LLC|55154
ACIW|ACI WORLDWIDE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8402
ACIW|ACI WORLDWIDE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|450
ACLS|AXCELIS TECH INC.|ANDG|Andrew Garrett Inc.|88398
ACLS|AXCELIS TECH INC.|ANOS|ABEL/NOSER, L.L.C.|296
ACLS|AXCELIS TECH INC.|APCC|Apex Clearing Corporation|386
ACLS|AXCELIS TECH INC.|AQUA|AQUA SECURITIES L.P.|10000
ACLS|AXCELIS TECH INC.|AVON|Avondale Partners, LLC|750
ACLS|AXCELIS TECH INC.|BARD|Robert W. Baird & Co. Incorporated|20000
ACLS|AXCELIS TECH INC.|BATM|CBOE TRADING, INC.|345
ACLS|AXCELIS TECH INC.|BERN|Sanford C. Bernstein & Co., LLC|16045
ACLS|AXCELIS TECH INC.|BKCM|BNY Mellon Capital Markets LLC|100
ACLS|AXCELIS TECH INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1221
ACLS|AXCELIS TECH INC.|BLKX|INSTINET, LLC|13100
ACLS|AXCELIS TECH INC.|BMOC|BMO Capital Markets Corp.|4999
ACLS|AXCELIS TECH INC.|BNPX|BNP PARIBAS SECURITIES CORP.|7536
ACLS|AXCELIS TECH INC.|BRVL|BLAYLOCK VAN, LLC|200
ACLS|AXCELIS TECH INC.|BTIG|BTIG, LLC|5261
ACLS|AXCELIS TECH INC.|BYXM|CBOE TRADING, INC.|412
ACLS|AXCELIS TECH INC.|BZYD|GOLDMAN SACHS & CO. LLC|400
ACLS|AXCELIS TECH INC.|CANT|Cantor Fitzgerald & Co.|1093
ACLS|AXCELIS TECH INC.|CHAS|Charles Schwab & Co., Inc.|7188
ACLS|AXCELIS TECH INC.|CHLM|Craig-Hallum Capital Group LLC|9341
ACLS|AXCELIS TECH INC.|CIST|Capital Institutional Services, Inc.|9
ACLS|AXCELIS TECH INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27235
ACLS|AXCELIS TECH INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ACLS|AXCELIS TECH INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131103
ACLS|AXCELIS TECH INC.|CTDL|Citadel Derivatives Group Llc|29497
ACLS|AXCELIS TECH INC.|CTLR|CUTLER GROUP, LP|100
ACLS|AXCELIS TECH INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|22284
ACLS|AXCELIS TECH INC.|DADA|D.A. Davidson & Co.|700
ACLS|AXCELIS TECH INC.|DBAB|Deutsche Bank Securities Inc.|290838
ACLS|AXCELIS TECH INC.|DBAX|Deutsche Bank Securities Inc.|156700
ACLS|AXCELIS TECH INC.|DBUL|Deutsche Bank Securities Inc.|400
ACLS|AXCELIS TECH INC.|DEAN|MORGAN STANLEY|3448
ACLS|AXCELIS TECH INC.|DEGS|RONIN PROFESSIONAL LLC|11159
ACLS|AXCELIS TECH INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|123
ACLS|AXCELIS TECH INC.|DOTC|Dougherty & Company LLC|2630
ACLS|AXCELIS TECH INC.|EBXL|EBX LLC|68200
ACLS|AXCELIS TECH INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|804
ACLS|AXCELIS TECH INC.|EDJC|Edward Jones / CDS|105
ACLS|AXCELIS TECH INC.|EDJO|Edward D. Jones & Co., L.P.|366
ACLS|AXCELIS TECH INC.|EGAM|CBOE TRADING, INC.|5189
ACLS|AXCELIS TECH INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
ACLS|AXCELIS TECH INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|117
ACLS|AXCELIS TECH INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6066
ACLS|AXCELIS TECH INC.|ETRS|E*Trade Securities LLC|75462
ACLS|AXCELIS TECH INC.|FBCO|Credit Suisse Securities (USA) LLC|880201
ACLS|AXCELIS TECH INC.|FILL|Tradestation Securities, Inc.|247
ACLS|AXCELIS TECH INC.|FOMA|TD AMERITRADE CLEARING, INC.|103778
ACLS|AXCELIS TECH INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|553
ACLS|AXCELIS TECH INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17859
ACLS|AXCELIS TECH INC.|FTBR|Foliofn Investments, Inc.|5059
ACLS|AXCELIS TECH INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|9850
ACLS|AXCELIS TECH INC.|GLPX|ACS EXECUTION SERVICES, LLC|2369
ACLS|AXCELIS TECH INC.|GSCO|GOLDMAN SACHS & CO. LLC|602931
ACLS|AXCELIS TECH INC.|GSCS|GOLDMAN SACHS & CO. LLC|8217
ACLS|AXCELIS TECH INC.|GSLT|GOLDMAN SACHS & CO. LLC|2298
ACLS|AXCELIS TECH INC.|GTSZ|GTS SECURITIES LLC|42896
ACLS|AXCELIS TECH INC.|HASF|Haywood Securities Inc./CDS|13096
ACLS|AXCELIS TECH INC.|HRBF|American Enterprise Investment Services Inc.|3664
ACLS|AXCELIS TECH INC.|HSBC|HSBC Securities, Inc.|300
ACLS|AXCELIS TECH INC.|IATS|INTERACTIVE BROKERS LLC|932
ACLS|AXCELIS TECH INC.|IBKR|Interactive Brokers Llc|56041
ACLS|AXCELIS TECH INC.|ICBX|INSTINET, LLC|34755
ACLS|AXCELIS TECH INC.|IEQY|CITADEL SECURITIES LLC|17723
ACLS|AXCELIS TECH INC.|INCA|INSTINET, LLC|144700
ACLS|AXCELIS TECH INC.|INJX|INSTINET, LLC|11701
ACLS|AXCELIS TECH INC.|ITGI|ITG Inc.|18584
ACLS|AXCELIS TECH INC.|ITGP|ITG INC.|70000
ACLS|AXCELIS TECH INC.|JEFF|JEFFERIES LLC|35977
ACLS|AXCELIS TECH INC.|JMPT|JUMP TRADING, LLC|8081
ACLS|AXCELIS TECH INC.|JONE|JonesTrading|398
ACLS|AXCELIS TECH INC.|JPBX|J.P. MORGAN SECURITIES LLC|56510
ACLS|AXCELIS TECH INC.|JPMX|J.P. Morgan Securities LLC|448636
ACLS|AXCELIS TECH INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|1100
ACLS|AXCELIS TECH INC.|JSJX|JANE STREET CAPITAL LLC|3635
ACLS|AXCELIS TECH INC.|KCGM|VIRTU Americas LLC|27697
ACLS|AXCELIS TECH INC.|LEHM|Barclays Capital Inc./Le|345056
ACLS|AXCELIS TECH INC.|LIME|Lime Brokerage LLC|125230
ACLS|AXCELIS TECH INC.|LQNA|LIQUIDNET, INC.|19000
ACLS|AXCELIS TECH INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
ACLS|AXCELIS TECH INC.|MACQ|Macquarie Capital (USA) Inc.|4966
ACLS|AXCELIS TECH INC.|MAXM|Maxim Group LLC|3920
ACLS|AXCELIS TECH INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101551
ACLS|AXCELIS TECH INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4977
ACLS|AXCELIS TECH INC.|MSCO|MORGAN STANLEY & CO. LLC|1837938
ACLS|AXCELIS TECH INC.|MSPL|MORGAN STANLEY & CO. LLC|239300
ACLS|AXCELIS TECH INC.|MSTX|MORGAN STANLEY & CO. LLC|84900
ACLS|AXCELIS TECH INC.|NATL|National Securities Corporation|1100
ACLS|AXCELIS TECH INC.|NBCS|NBC Securities, INC.|1755
ACLS|AXCELIS TECH INC.|NFSC|National Financial Services LLC|176610
ACLS|AXCELIS TECH INC.|NITE|VIRTU Americas LLC|389863
ACLS|AXCELIS TECH INC.|NITP|VIRTU Americas LLC|1600
ACLS|AXCELIS TECH INC.|NORT|Northland Securities, Inc.|4831
ACLS|AXCELIS TECH INC.|NQRB|Brut, LLC|296
ACLS|AXCELIS TECH INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|1665
ACLS|AXCELIS TECH INC.|OPCO|Oppenheimer & Co. Inc.|383
ACLS|AXCELIS TECH INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1295
ACLS|AXCELIS TECH INC.|PDQM|CODA MARKETS, INC.|18989
ACLS|AXCELIS TECH INC.|PWJC|UBS Financial Services, Inc.|76
ACLS|AXCELIS TECH INC.|RAJA|Raymond James & Associates, Inc.|84062
ACLS|AXCELIS TECH INC.|RBCM|RBC CAPITAL MARKETS, LLC|46757
ACLS|AXCELIS TECH INC.|SAGW|SAGETRADER, LLC|594
ACLS|AXCELIS TECH INC.|SBSH|Citigroup Global Markets Inc.|76405
ACLS|AXCELIS TECH INC.|SGMT|GOLDMAN SACHS & CO. LLC|44158
ACLS|AXCELIS TECH INC.|SPDR|SPEEDROUTE LLC|5589
ACLS|AXCELIS TECH INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2305
ACLS|AXCELIS TECH INC.|STKP|STOCKPILE INVESTMENTS, INC.|16
ACLS|AXCELIS TECH INC.|SWIM|TD Ameritrade, Inc.|35499
ACLS|AXCELIS TECH INC.|SWST|Hilltop Securities Inc.|512
ACLS|AXCELIS TECH INC.|TAGC|TELSEY ADVISORY GROUP LLC|41800
ACLS|AXCELIS TECH INC.|TKNG|ALLY INVEST SECURITIES LLC|3124
ACLS|AXCELIS TECH INC.|TONC|CUTTONE & CO., LLC|2400
ACLS|AXCELIS TECH INC.|TRBT|Tradebot Systems, Inc.|17776
ACLS|AXCELIS TECH INC.|TRCM|TRC MARKETS LLC|36811
ACLS|AXCELIS TECH INC.|UBSA|UBS SECURITIES LLC|331340
ACLS|AXCELIS TECH INC.|UBSS|UBS Securities LLC|242464
ACLS|AXCELIS TECH INC.|VALX|VIRTU AMERICAS LLC|24537
ACLS|AXCELIS TECH INC.|VGRD|Vanguard Marketing Corporation|4566
ACLS|AXCELIS TECH INC.|VSIN|Vision Financial Markets Llc|3
ACLS|AXCELIS TECH INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
ACLS|AXCELIS TECH INC.|WCHV|WELLS FARGO SECURITIES, LLC|358506
ACLS|AXCELIS TECH INC.|WEDB|WEDBUSH SECURITIES INC.|4787
ACLS|AXCELIS TECH INC.|WEED|Weeden & Co.L.P.|2700
ACLS|AXCELIS TECH INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|796
ACLS|AXCELIS TECH INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6517
ACLS|AXCELIS TECH INC.|WFPB|Wells Fargo Securities, LLC.|464
ACLS|AXCELIS TECH INC.|WGIF|CIBC World Markets Inc.|4858
ACLS|AXCELIS TECH INC.|WSAG|WALL STREET ACCESS|10681
ACLS|AXCELIS TECH INC.|WSEA|WOLVERINE SECURITIES, LLC|3813
ACLS|AXCELIS TECH INC.|XIST|INSTINET, LLC|16200
ACLS|AXCELIS TECH INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|13958
ACLS|AXCELIS TECH INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7357
ACM|AECOM|ABLE|NATIXIS Securities Americas LLC|177800
ACM|AECOM|AGIS|Aegis Capital Corp.|2000
ACM|AECOM|ALTX|Alternet Securities Inc.|5654
ACM|AECOM|ANOS|ABEL/NOSER, L.L.C.|400
ACM|AECOM|APCC|Apex Clearing Corporation|146
ACM|AECOM|BARD|Robert W. Baird & Co. Incorporated|238
ACM|AECOM|BATM|CBOE TRADING, INC.|1668
ACM|AECOM|BBNT|BB&T SECURITIES, LLC|2246
ACM|AECOM|BERN|Sanford C. Bernstein & Co., LLC|119396
ACM|AECOM|BIAD|SAGETRADER, LLC|1
ACM|AECOM|BIDS|BIDS TRADING L.P.|48600
ACM|AECOM|BKCM|BNY Mellon Capital Markets LLC|43517
ACM|AECOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9488
ACM|AECOM|BLKX|INSTINET, LLC|77413
ACM|AECOM|BNPX|BNP PARIBAS SECURITIES CORP.|188329
ACM|AECOM|BRVL|BLAYLOCK VAN, LLC|1400
ACM|AECOM|BTIG|BTIG, LLC|10918
ACM|AECOM|BYXM|CBOE TRADING, INC.|842
ACM|AECOM|CANT|Cantor Fitzgerald & Co.|600
ACM|AECOM|CBLC|CITIGROUP GLOBAL MARKETS INC.|36600
ACM|AECOM|CHAS|Charles Schwab & Co., Inc.|325
ACM|AECOM|CICF|Canaccord Genuity Corp.|320
ACM|AECOM|CIST|Capital Institutional Services, Inc.|456
ACM|AECOM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105057
ACM|AECOM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|930
ACM|AECOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|271433
ACM|AECOM|CTDL|Citadel Derivatives Group Llc|4458
ACM|AECOM|CXCX|CITIGROUP GLOBAL MARKETS INC.|32708
ACM|AECOM|DADA|D.A. Davidson & Co.|46
ACM|AECOM|DBAB|Deutsche Bank Securities Inc.|208080
ACM|AECOM|DBAX|Deutsche Bank Securities Inc.|292500
ACM|AECOM|DEAN|MORGAN STANLEY|10073
ACM|AECOM|DEGS|RONIN PROFESSIONAL LLC|100
ACM|AECOM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|172
ACM|AECOM|EBXL|EBX LLC|132400
ACM|AECOM|ECUT|CONVERGEX EXECUTION SOLUTIONS|10913
ACM|AECOM|EDJO|Edward D. Jones & Co., L.P.|712
ACM|AECOM|EGAM|CBOE TRADING, INC.|10451
ACM|AECOM|EGAW|CBOE TRADING, INC.|103
ACM|AECOM|EGMT|EG MARKET TECHNOLOGIES LLC|600
ACM|AECOM|EGXM|CBOE TRADING, INC.|4662
ACM|AECOM|ETBE|Electronic Transaction Clearing, Inc.|5336
ACM|AECOM|ETCC|Electronic Transaction Clearing, Inc.|690
ACM|AECOM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3574
ACM|AECOM|ETRS|E*Trade Securities LLC|16107
ACM|AECOM|FBSB|U.S. Bancorp Investments, Inc.|1111
ACM|AECOM|FILL|Tradestation Securities, Inc.|2284
ACM|AECOM|FINX|FINTECH SECURITIES|255
ACM|AECOM|FMAF|NBCN Inc./ CDS|1029
ACM|AECOM|FMCO|First Manhattan Co|300
ACM|AECOM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2069
ACM|AECOM|FQLS|Quantlab Securities LP|247306
ACM|AECOM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70791
ACM|AECOM|FTBR|Foliofn Investments, Inc.|2557
ACM|AECOM|GEBB|GLOBAL EXECUTION BROKERS, LP|3712
ACM|AECOM|GLPX|ACS EXECUTION SERVICES, LLC|24207
ACM|AECOM|GSCO|GOLDMAN SACHS & CO. LLC|871671
ACM|AECOM|GSCS|GOLDMAN SACHS & CO. LLC|7921
ACM|AECOM|GSLT|GOLDMAN SACHS & CO. LLC|5566
ACM|AECOM|GTSZ|GTS SECURITIES LLC|105077
ACM|AECOM|HPPX|POTAMUS TRADING, LLC|2015
ACM|AECOM|HRBF|American Enterprise Investment Services Inc.|324
ACM|AECOM|HSBC|HSBC Securities, Inc.|400
ACM|AECOM|IATS|INTERACTIVE BROKERS LLC|2717
ACM|AECOM|IBKR|Interactive Brokers Llc|7005
ACM|AECOM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|713
ACM|AECOM|ICBX|INSTINET, LLC|25400
ACM|AECOM|IEQY|CITADEL SECURITIES LLC|55164
ACM|AECOM|INCA|INSTINET, LLC|168085
ACM|AECOM|INJX|INSTINET, LLC|2785
ACM|AECOM|ITGI|ITG Inc.|15926
ACM|AECOM|ITGP|ITG INC.|533000
ACM|AECOM|JANY|Janney Montgomery Scott Inc.|3087
ACM|AECOM|JEFF|JEFFERIES LLC|23347
ACM|AECOM|JMPT|JUMP TRADING, LLC|47491
ACM|AECOM|JONE|JonesTrading|10561
ACM|AECOM|JPBX|J.P. MORGAN SECURITIES LLC|97488
ACM|AECOM|JPMX|J.P. Morgan Securities LLC|496671
ACM|AECOM|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
ACM|AECOM|JSJX|JANE STREET CAPITAL LLC|32021
ACM|AECOM|KCGM|VIRTU Americas LLC|38386
ACM|AECOM|LEHM|Barclays Capital Inc./Le|499962
ACM|AECOM|LIME|Lime Brokerage LLC|9089
ACM|AECOM|LMNX|LUMINEX TRADING & ANALYTICS LLC|606950
ACM|AECOM|LOOP|Loop Capital Markets LLC|29950
ACM|AECOM|LQNA|LIQUIDNET, INC.|259400
ACM|AECOM|LQNB|LIQUIDNET, INC.|71100
ACM|AECOM|LSCI|Lek Securities Corporation|41
ACM|AECOM|MACC|Mid Atlantic Capital Corporation|2812
ACM|AECOM|MAXM|Maxim Group LLC|19581
ACM|AECOM|MBTS|ALLY INVEST SECURITIES LLC|500
ACM|AECOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103890
ACM|AECOM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ACM|AECOM|MNDX|TJM Investments, LLC|522
ACM|AECOM|MOTF|MOTIF INVESTING, INC.|46
ACM|AECOM|MSCO|MORGAN STANLEY & CO. LLC|948869
ACM|AECOM|MSPL|MORGAN STANLEY & CO. LLC|331300
ACM|AECOM|MSTX|MORGAN STANLEY & CO. LLC|223000
ACM|AECOM|MZHO|Mizuho Securities USA LLC|50000
ACM|AECOM|NFSC|National Financial Services LLC|166828
ACM|AECOM|NITE|VIRTU Americas LLC|190075
ACM|AECOM|NITP|VIRTU Americas LLC|697
ACM|AECOM|NQRB|Brut, LLC|3234
ACM|AECOM|NTBF|BMO Nesbitt Burns Inc./CDS|89
ACM|AECOM|NTRC|Northern Trust Securities, Inc.|44
ACM|AECOM|OHOS|TWO SIGMA SECURITIES, LLC|31059
ACM|AECOM|OPCO|Oppenheimer & Co. Inc.|5043
ACM|AECOM|PDQM|CODA MARKETS, INC.|53430
ACM|AECOM|PHLY|NASDAQ Execution Services, LLC|1000
ACM|AECOM|PWJC|UBS Financial Services, Inc.|3061
ACM|AECOM|RBCM|RBC CAPITAL MARKETS, LLC|10575
ACM|AECOM|SAGL|SAGETRADER, LLC|6714
ACM|AECOM|SAGW|SAGETRADER, LLC|7
ACM|AECOM|SALI|INTL FCSTONE FINANCIAL INC.|357
ACM|AECOM|SBRX|MURIEL SIEBERT & CO INC|1
ACM|AECOM|SBSH|Citigroup Global Markets Inc.|60962
ACM|AECOM|SEIC|SEI Investments Distribution Co.|200
ACM|AECOM|SGMT|GOLDMAN SACHS & CO. LLC|59384
ACM|AECOM|SJLS|TRADE INFORMATICS LLC|100
ACM|AECOM|SPDR|SPEEDROUTE LLC|6934
ACM|AECOM|SSBS|STATE STREET GLOBAL MARKETS, LLC|2300
ACM|AECOM|STFL|Stifel, Nicolaus & Company, Incorporated|2190
ACM|AECOM|STKP|STOCKPILE INVESTMENTS, INC.|16
ACM|AECOM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4547
ACM|AECOM|SWIM|TD Ameritrade, Inc.|7587
ACM|AECOM|SWST|Hilltop Securities Inc.|14433
ACM|AECOM|TKNG|ALLY INVEST SECURITIES LLC|145
ACM|AECOM|TRBT|Tradebot Systems, Inc.|136415
ACM|AECOM|TRCM|TRC MARKETS LLC|53277
ACM|AECOM|TWTT|TASTYWORKS, INC.|100
ACM|AECOM|UBSA|UBS SECURITIES LLC|497191
ACM|AECOM|UBSS|UBS Securities LLC|714235
ACM|AECOM|VALX|VIRTU AMERICAS LLC|7459
ACM|AECOM|VGRD|Vanguard Marketing Corporation|3946
ACM|AECOM|WBLR|WILLIAM BLAIR|100
ACM|AECOM|WBPX|SUMMIT SECURITIES GROUP, LLC|500
ACM|AECOM|WCHV|WELLS FARGO SECURITIES, LLC|67879
ACM|AECOM|WDNX|WEEDEN & CO.L.P.|2004
ACM|AECOM|WEDB|WEDBUSH SECURITIES INC.|3170
ACM|AECOM|WEED|Weeden & Co.L.P.|1100
ACM|AECOM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1300
ACM|AECOM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4144
ACM|AECOM|WGIF|CIBC World Markets Inc.|105
ACM|AECOM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|436
ACM|AECOM|WSEA|WOLVERINE SECURITIES, LLC|274
ACM|AECOM|XIST|INSTINET, LLC|22000
ACM|AECOM|XPQR|Jump Trading|2226
ACM|AECOM|XSTM|NATIONAL FINANCIAL SERVICES LLC|23238
ACM|AECOM|YKNA|COMHAR CAPITAL MARKETS, LLC|1652
ACM|AECOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1132
ACMR|ACM RESEARCH CL A CM|AGIS|Aegis Capital Corp.|670
ACMR|ACM RESEARCH CL A CM|ALTX|Alternet Securities Inc.|7929
ACMR|ACM RESEARCH CL A CM|APCC|Apex Clearing Corporation|64
ACMR|ACM RESEARCH CL A CM|BATM|CBOE TRADING, INC.|2165
ACMR|ACM RESEARCH CL A CM|BAYC|BAY CREST PARTNERS, LLC|983
ACMR|ACM RESEARCH CL A CM|BERN|Sanford C. Bernstein & Co., LLC|18519
ACMR|ACM RESEARCH CL A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10302
ACMR|ACM RESEARCH CL A CM|BMOC|BMO Capital Markets Corp.|611
ACMR|ACM RESEARCH CL A CM|BTIG|BTIG, LLC|18904
ACMR|ACM RESEARCH CL A CM|CHAS|Charles Schwab & Co., Inc.|1034
ACMR|ACM RESEARCH CL A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1914
ACMR|ACM RESEARCH CL A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6681
ACMR|ACM RESEARCH CL A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27631
ACMR|ACM RESEARCH CL A CM|CTDL|Citadel Derivatives Group Llc|7484
ACMR|ACM RESEARCH CL A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1076
ACMR|ACM RESEARCH CL A CM|DBAB|Deutsche Bank Securities Inc.|176133
ACMR|ACM RESEARCH CL A CM|DBAX|Deutsche Bank Securities Inc.|52800
ACMR|ACM RESEARCH CL A CM|DBUL|Deutsche Bank Securities Inc.|173
ACMR|ACM RESEARCH CL A CM|DEAN|MORGAN STANLEY|100
ACMR|ACM RESEARCH CL A CM|DEGS|RONIN PROFESSIONAL LLC|32593
ACMR|ACM RESEARCH CL A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
ACMR|ACM RESEARCH CL A CM|EBXL|EBX LLC|14200
ACMR|ACM RESEARCH CL A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|7456
ACMR|ACM RESEARCH CL A CM|EGAM|CBOE TRADING, INC.|4552
ACMR|ACM RESEARCH CL A CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
ACMR|ACM RESEARCH CL A CM|EGXM|CBOE TRADING, INC.|400
ACMR|ACM RESEARCH CL A CM|EGXW|CBOE TRADING, INC.|4
ACMR|ACM RESEARCH CL A CM|ETBE|Electronic Transaction Clearing, Inc.|1200
ACMR|ACM RESEARCH CL A CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
ACMR|ACM RESEARCH CL A CM|ETRS|E*Trade Securities LLC|34318
ACMR|ACM RESEARCH CL A CM|FBCO|Credit Suisse Securities (USA) LLC|43191
ACMR|ACM RESEARCH CL A CM|FILL|Tradestation Securities, Inc.|722
ACMR|ACM RESEARCH CL A CM|FMAF|NBCN Inc./ CDS|3068
ACMR|ACM RESEARCH CL A CM|FOMA|TD AMERITRADE CLEARING, INC.|99279
ACMR|ACM RESEARCH CL A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34594
ACMR|ACM RESEARCH CL A CM|FTBR|Foliofn Investments, Inc.|2
ACMR|ACM RESEARCH CL A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
ACMR|ACM RESEARCH CL A CM|GLPX|ACS EXECUTION SERVICES, LLC|23043
ACMR|ACM RESEARCH CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|437907
ACMR|ACM RESEARCH CL A CM|GSLT|GOLDMAN SACHS & CO. LLC|883
ACMR|ACM RESEARCH CL A CM|GTSZ|GTS SECURITIES LLC|33612
ACMR|ACM RESEARCH CL A CM|IATS|INTERACTIVE BROKERS LLC|15649
ACMR|ACM RESEARCH CL A CM|IBKR|Interactive Brokers Llc|75756
ACMR|ACM RESEARCH CL A CM|ICBX|INSTINET, LLC|1200
ACMR|ACM RESEARCH CL A CM|IEQY|CITADEL SECURITIES LLC|2346
ACMR|ACM RESEARCH CL A CM|INCA|INSTINET, LLC|67990
ACMR|ACM RESEARCH CL A CM|ITGI|ITG Inc.|16186
ACMR|ACM RESEARCH CL A CM|ITGP|ITG INC.|9800
ACMR|ACM RESEARCH CL A CM|JEFF|JEFFERIES LLC|806
ACMR|ACM RESEARCH CL A CM|JMPT|JUMP TRADING, LLC|1810
ACMR|ACM RESEARCH CL A CM|JPBX|J.P. MORGAN SECURITIES LLC|400
ACMR|ACM RESEARCH CL A CM|JPMX|J.P. Morgan Securities LLC|65447
ACMR|ACM RESEARCH CL A CM|JSJX|JANE STREET CAPITAL LLC|2525
ACMR|ACM RESEARCH CL A CM|KCGM|VIRTU Americas LLC|2403
ACMR|ACM RESEARCH CL A CM|LEHM|Barclays Capital Inc./Le|93330
ACMR|ACM RESEARCH CL A CM|LIME|Lime Brokerage LLC|115654
ACMR|ACM RESEARCH CL A CM|LMGP|LIME BROKERAGE LLC|30926
ACMR|ACM RESEARCH CL A CM|LSCI|Lek Securities Corporation|834
ACMR|ACM RESEARCH CL A CM|MAXM|Maxim Group LLC|568
ACMR|ACM RESEARCH CL A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11606
ACMR|ACM RESEARCH CL A CM|MSCO|MORGAN STANLEY & CO. LLC|436768
ACMR|ACM RESEARCH CL A CM|MSPL|MORGAN STANLEY & CO. LLC|11100
ACMR|ACM RESEARCH CL A CM|MSTX|MORGAN STANLEY & CO. LLC|3000
ACMR|ACM RESEARCH CL A CM|NFSC|National Financial Services LLC|72539
ACMR|ACM RESEARCH CL A CM|NITE|VIRTU Americas LLC|173031
ACMR|ACM RESEARCH CL A CM|NITP|VIRTU Americas LLC|1315
ACMR|ACM RESEARCH CL A CM|NQRB|Brut, LLC|1246
ACMR|ACM RESEARCH CL A CM|PCPT|PHILLIP CAPITAL INC.|260
ACMR|ACM RESEARCH CL A CM|PDQM|CODA MARKETS, INC.|49188
ACMR|ACM RESEARCH CL A CM|RGLD|Regal Securities, Inc|2090
ACMR|ACM RESEARCH CL A CM|SAGL|SAGETRADER, LLC|697
ACMR|ACM RESEARCH CL A CM|SBSH|Citigroup Global Markets Inc.|41697
ACMR|ACM RESEARCH CL A CM|SGMT|GOLDMAN SACHS & CO. LLC|10594
ACMR|ACM RESEARCH CL A CM|SPDR|SPEEDROUTE LLC|19825
ACMR|ACM RESEARCH CL A CM|SPTD|MINT GLOBAL MARKETS, INC.|16788
ACMR|ACM RESEARCH CL A CM|STFL|Stifel, Nicolaus & Company, Incorporated|7152
ACMR|ACM RESEARCH CL A CM|SWIM|TD Ameritrade, Inc.|37661
ACMR|ACM RESEARCH CL A CM|TKNG|ALLY INVEST SECURITIES LLC|81
ACMR|ACM RESEARCH CL A CM|TRBT|Tradebot Systems, Inc.|16754
ACMR|ACM RESEARCH CL A CM|TRCM|TRC MARKETS LLC|30966
ACMR|ACM RESEARCH CL A CM|TWTT|TASTYWORKS, INC.|400
ACMR|ACM RESEARCH CL A CM|UBSA|UBS SECURITIES LLC|71642
ACMR|ACM RESEARCH CL A CM|UBSS|UBS Securities LLC|447383
ACMR|ACM RESEARCH CL A CM|VALX|VIRTU AMERICAS LLC|5458
ACMR|ACM RESEARCH CL A CM|VGRD|Vanguard Marketing Corporation|2500
ACMR|ACM RESEARCH CL A CM|VSIN|Vision Financial Markets Llc|3600
ACMR|ACM RESEARCH CL A CM|WCHV|WELLS FARGO SECURITIES, LLC|12148
ACMR|ACM RESEARCH CL A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2184
ACMR|ACM RESEARCH CL A CM|WGIF|CIBC World Markets Inc.|150
ACMR|ACM RESEARCH CL A CM|WSEA|WOLVERINE SECURITIES, LLC|1666
ACMR|ACM RESEARCH CL A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
ACMR|ACM RESEARCH CL A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4869
ACN|ACCENTURE PLC|ABLE|NATIXIS Securities Americas LLC|18745
ACN|ACCENTURE PLC|ADAM|CANACCORD GENUITY INC.|60
ACN|ACCENTURE PLC|ALLN|Allen & Company LLC|6536
ACN|ACCENTURE PLC|ALTX|Alternet Securities Inc.|12062
ACN|ACCENTURE PLC|ANOS|ABEL/NOSER, L.L.C.|105
ACN|ACCENTURE PLC|APCC|Apex Clearing Corporation|2795
ACN|ACCENTURE PLC|BALE|M&T SECURITIES, INC.|2470
ACN|ACCENTURE PLC|BANK|Primevest Financial Services, Inc.|4072
ACN|ACCENTURE PLC|BARD|Robert W. Baird & Co. Incorporated|14553
ACN|ACCENTURE PLC|BATM|CBOE TRADING, INC.|27935
ACN|ACCENTURE PLC|BAYC|BAY CREST PARTNERS, LLC|2203
ACN|ACCENTURE PLC|BAYT|BTIG, LLC|2300
ACN|ACCENTURE PLC|BBNT|BB&T SECURITIES, LLC|3832
ACN|ACCENTURE PLC|BERN|Sanford C. Bernstein & Co., LLC|185623
ACN|ACCENTURE PLC|BGCE|BGC Financial Inc.|10937
ACN|ACCENTURE PLC|BIAD|SAGETRADER, LLC|303
ACN|ACCENTURE PLC|BIDS|BIDS TRADING L.P.|1500
ACN|ACCENTURE PLC|BIMI|Banca IMI Securities Corp.|4356
ACN|ACCENTURE PLC|BKCM|BNY Mellon Capital Markets LLC|256
ACN|ACCENTURE PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27464
ACN|ACCENTURE PLC|BLKX|INSTINET, LLC|135100
ACN|ACCENTURE PLC|BMOC|BMO Capital Markets Corp.|1066
ACN|ACCENTURE PLC|BNPX|BNP PARIBAS SECURITIES CORP.|268325
ACN|ACCENTURE PLC|BTIG|BTIG, LLC|70142
ACN|ACCENTURE PLC|BYXM|CBOE TRADING, INC.|4154
ACN|ACCENTURE PLC|BZYD|GOLDMAN SACHS & CO. LLC|600
ACN|ACCENTURE PLC|CABR|Cabrera Capital Markets, Inc.|9
ACN|ACCENTURE PLC|CANT|Cantor Fitzgerald & Co.|4444
ACN|ACCENTURE PLC|CHAS|Charles Schwab & Co., Inc.|5213
ACN|ACCENTURE PLC|CIBP|CIBC World Markets Corp.|64856
ACN|ACCENTURE PLC|CICF|Canaccord Genuity Corp.|625
ACN|ACCENTURE PLC|CIOI|CITIGROUP GLOBAL MARKETS INC|21000
ACN|ACCENTURE PLC|CIST|Capital Institutional Services, Inc.|12862
ACN|ACCENTURE PLC|CLSA|CLSA AMERICAS, LLC|400
ACN|ACCENTURE PLC|CNFR|Cowen Prime Services LLC|600
ACN|ACCENTURE PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|135038
ACN|ACCENTURE PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3349
ACN|ACCENTURE PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5938
ACN|ACCENTURE PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1237681
ACN|ACCENTURE PLC|CTDL|Citadel Derivatives Group Llc|76705
ACN|ACCENTURE PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|132596
ACN|ACCENTURE PLC|DADA|D.A. Davidson & Co.|1509
ACN|ACCENTURE PLC|DAVA|Davenport & Company LLC|4592
ACN|ACCENTURE PLC|DBAB|Deutsche Bank Securities Inc.|1440167
ACN|ACCENTURE PLC|DBAX|Deutsche Bank Securities Inc.|661000
ACN|ACCENTURE PLC|DBUL|Deutsche Bank Securities Inc.|3255
ACN|ACCENTURE PLC|DCHF|Dart Executions, LLC|9135
ACN|ACCENTURE PLC|DEAN|MORGAN STANLEY|52386
ACN|ACCENTURE PLC|DEGS|RONIN PROFESSIONAL LLC|725
ACN|ACCENTURE PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4299
ACN|ACCENTURE PLC|DRWK|DRW SECURITIES, L.L.C.|11128
ACN|ACCENTURE PLC|EBXL|EBX LLC|358700
ACN|ACCENTURE PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|26000
ACN|ACCENTURE PLC|EDJC|Edward Jones / CDS|467
ACN|ACCENTURE PLC|EDJO|Edward D. Jones & Co., L.P.|27994
ACN|ACCENTURE PLC|EGAM|CBOE TRADING, INC.|20494
ACN|ACCENTURE PLC|EGAW|CBOE TRADING, INC.|491
ACN|ACCENTURE PLC|EGMT|EG MARKET TECHNOLOGIES LLC|2572
ACN|ACCENTURE PLC|EGXM|CBOE TRADING, INC.|5922
ACN|ACCENTURE PLC|EGXW|CBOE TRADING, INC.|140
ACN|ACCENTURE PLC|ESPO|ESPOSITO SECURITIES, LLC|54
ACN|ACCENTURE PLC|ETBE|Electronic Transaction Clearing, Inc.|80809
ACN|ACCENTURE PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
ACN|ACCENTURE PLC|ETCC|Electronic Transaction Clearing, Inc.|561
ACN|ACCENTURE PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10
ACN|ACCENTURE PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|142032
ACN|ACCENTURE PLC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|900
ACN|ACCENTURE PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6257
ACN|ACCENTURE PLC|ETRS|E*Trade Securities LLC|164659
ACN|ACCENTURE PLC|FBSB|U.S. Bancorp Investments, Inc.|222
ACN|ACCENTURE PLC|FFSI|Firstrade Securities Inc.|60
ACN|ACCENTURE PLC|FIDT|Fidelity Clearing Canada ULC./ CDS|41
ACN|ACCENTURE PLC|FILL|Tradestation Securities, Inc.|32078
ACN|ACCENTURE PLC|FINX|FINTECH SECURITIES|4758
ACN|ACCENTURE PLC|FMAF|NBCN Inc./ CDS|35888
ACN|ACCENTURE PLC|FMCO|First Manhattan Co|9370
ACN|ACCENTURE PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28804
ACN|ACCENTURE PLC|FQLS|Quantlab Securities LP|607508
ACN|ACCENTURE PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|173526
ACN|ACCENTURE PLC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|9287
ACN|ACCENTURE PLC|FTBR|Foliofn Investments, Inc.|3955
ACN|ACCENTURE PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|2985
ACN|ACCENTURE PLC|GLIS|TD Securities Inc|195
ACN|ACCENTURE PLC|GLPX|ACS EXECUTION SERVICES, LLC|171170
ACN|ACCENTURE PLC|GSCO|GOLDMAN SACHS & CO. LLC|3298569
ACN|ACCENTURE PLC|GSCS|GOLDMAN SACHS & CO. LLC|7428
ACN|ACCENTURE PLC|GSLT|GOLDMAN SACHS & CO. LLC|16610
ACN|ACCENTURE PLC|GTSZ|GTS SECURITIES LLC|602675
ACN|ACCENTURE PLC|HAPX|HAP Trading, LLC|2
ACN|ACCENTURE PLC|HCTA|Hardcastle Trading USA LLC|27085
ACN|ACCENTURE PLC|HRBF|American Enterprise Investment Services Inc.|8807
ACN|ACCENTURE PLC|HSBC|HSBC Securities, Inc.|29836
ACN|ACCENTURE PLC|IATS|INTERACTIVE BROKERS LLC|33241
ACN|ACCENTURE PLC|IBKR|Interactive Brokers Llc|58194
ACN|ACCENTURE PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1485
ACN|ACCENTURE PLC|ICBX|INSTINET, LLC|121172
ACN|ACCENTURE PLC|IEQY|CITADEL SECURITIES LLC|121848
ACN|ACCENTURE PLC|INCA|INSTINET, LLC|737197
ACN|ACCENTURE PLC|INJX|INSTINET, LLC|13353
ACN|ACCENTURE PLC|ITGI|ITG Inc.|189037
ACN|ACCENTURE PLC|ITGP|ITG INC.|246600
ACN|ACCENTURE PLC|JANY|Janney Montgomery Scott Inc.|5285
ACN|ACCENTURE PLC|JEFF|JEFFERIES LLC|278700
ACN|ACCENTURE PLC|JMPT|JUMP TRADING, LLC|97887
ACN|ACCENTURE PLC|JONE|JonesTrading|6576
ACN|ACCENTURE PLC|JPBX|J.P. MORGAN SECURITIES LLC|232817
ACN|ACCENTURE PLC|JPMX|J.P. Morgan Securities LLC|1049570
ACN|ACCENTURE PLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|7265
ACN|ACCENTURE PLC|JSJX|JANE STREET CAPITAL LLC|13706
ACN|ACCENTURE PLC|KBWI|Keefe, Bruyette & Woods, Inc.|100
ACN|ACCENTURE PLC|KCGM|VIRTU Americas LLC|76672
ACN|ACCENTURE PLC|LEHM|Barclays Capital Inc./Le|1828158
ACN|ACCENTURE PLC|LIME|Lime Brokerage LLC|87748
ACN|ACCENTURE PLC|LIWD|LIME BROKERAGE LLC|2367
ACN|ACCENTURE PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|43200
ACN|ACCENTURE PLC|LOOP|Loop Capital Markets LLC|6967
ACN|ACCENTURE PLC|LQNA|LIQUIDNET, INC.|16400
ACN|ACCENTURE PLC|LSCI|Lek Securities Corporation|2619
ACN|ACCENTURE PLC|LVMR|LIVERMORE TRADING GROUP, INC.|300
ACN|ACCENTURE PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
ACN|ACCENTURE PLC|MACC|Mid Atlantic Capital Corporation|2552
ACN|ACCENTURE PLC|MAXM|Maxim Group LLC|5598
ACN|ACCENTURE PLC|MBTS|ALLY INVEST SECURITIES LLC|1154
ACN|ACCENTURE PLC|MCBT|Moors & Cabot, Inc.|225
ACN|ACCENTURE PLC|MCMF|Raymond James Ltd. Cds|2633
ACN|ACCENTURE PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|227978
ACN|ACCENTURE PLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
ACN|ACCENTURE PLC|MNDX|TJM Investments, LLC|11363
ACN|ACCENTURE PLC|MOTF|MOTIF INVESTING, INC.|63
ACN|ACCENTURE PLC|MPSG|E D & F Man Capital Markets Inc.|50
ACN|ACCENTURE PLC|MSCO|MORGAN STANLEY & CO. LLC|2841862
ACN|ACCENTURE PLC|MSPL|MORGAN STANLEY & CO. LLC|459000
ACN|ACCENTURE PLC|MSTX|MORGAN STANLEY & CO. LLC|675100
ACN|ACCENTURE PLC|MTON|MILLINGTON SECURITIES, INC.|455
ACN|ACCENTURE PLC|NBCS|NBC Securities, INC.|26
ACN|ACCENTURE PLC|NEUB|NEUBERGER BERMAN BD LLC|2563
ACN|ACCENTURE PLC|NFSC|National Financial Services LLC|319282
ACN|ACCENTURE PLC|NITE|VIRTU Americas LLC|874906
ACN|ACCENTURE PLC|NITP|VIRTU Americas LLC|265
ACN|ACCENTURE PLC|NQRB|Brut, LLC|10803
ACN|ACCENTURE PLC|NTBF|BMO Nesbitt Burns Inc./CDS|2547
ACN|ACCENTURE PLC|NTRC|Northern Trust Securities, Inc.|9196
ACN|ACCENTURE PLC|OHOS|TWO SIGMA SECURITIES, LLC|291555
ACN|ACCENTURE PLC|OPCO|Oppenheimer & Co. Inc.|4225
ACN|ACCENTURE PLC|PCPT|PHILLIP CAPITAL INC.|720
ACN|ACCENTURE PLC|PDQM|CODA MARKETS, INC.|84889
ACN|ACCENTURE PLC|PHLY|NASDAQ Execution Services, LLC|2600
ACN|ACCENTURE PLC|PICT|Pictet Overseas Inc.|2079
ACN|ACCENTURE PLC|PIPR|Piper Jaffray & Co.|508
ACN|ACCENTURE PLC|PNSR|Penserra Securities, LLC|5300
ACN|ACCENTURE PLC|PUMA|Puma Capital, Llc|409
ACN|ACCENTURE PLC|PWJC|UBS Financial Services, Inc.|62332
ACN|ACCENTURE PLC|QMSR|QUATTRO M SECURITIES INC.|13608
ACN|ACCENTURE PLC|RBCM|RBC CAPITAL MARKETS, LLC|38203
ACN|ACCENTURE PLC|RHCO|Suntrust Robinson Humphrey, Inc.|12298
ACN|ACCENTURE PLC|SAGL|SAGETRADER, LLC|37452
ACN|ACCENTURE PLC|SALI|INTL FCSTONE FINANCIAL INC.|1180
ACN|ACCENTURE PLC|SBSH|Citigroup Global Markets Inc.|672901
ACN|ACCENTURE PLC|SCMC|Scotia Capital Markets (USA) Inc.|600100
ACN|ACCENTURE PLC|SEIC|SEI Investments Distribution Co.|4905
ACN|ACCENTURE PLC|SGMT|GOLDMAN SACHS & CO. LLC|316655
ACN|ACCENTURE PLC|SHMR|ABN Amro Clearing LLC|80
ACN|ACCENTURE PLC|SIBO|Prime Executions, Inc.|4103
ACN|ACCENTURE PLC|SJLS|TRADE INFORMATICS LLC|33661
ACN|ACCENTURE PLC|SOGO|Wang Investment Associates, Inc.|10
ACN|ACCENTURE PLC|SPDR|SPEEDROUTE LLC|55198
ACN|ACCENTURE PLC|SPHN|Stephens Inc.|116
ACN|ACCENTURE PLC|SPNT|SEVEN POINTS CAPITAL, LLC|300
ACN|ACCENTURE PLC|STFC|Stuart Frankel & Co., Incorporated|5000
ACN|ACCENTURE PLC|STFL|Stifel, Nicolaus & Company, Incorporated|39706
ACN|ACCENTURE PLC|STKP|STOCKPILE INVESTMENTS, INC.|50
ACN|ACCENTURE PLC|STTT|STATETRUST INVESTMENTS INC.|45
ACN|ACCENTURE PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7195
ACN|ACCENTURE PLC|SWIM|TD Ameritrade, Inc.|34377
ACN|ACCENTURE PLC|SWST|Hilltop Securities Inc.|5005
ACN|ACCENTURE PLC|TKNG|ALLY INVEST SECURITIES LLC|3803
ACN|ACCENTURE PLC|TRBT|Tradebot Systems, Inc.|576590
ACN|ACCENTURE PLC|TRCM|TRC MARKETS LLC|415756
ACN|ACCENTURE PLC|TWTT|TASTYWORKS, INC.|123
ACN|ACCENTURE PLC|UBSA|UBS SECURITIES LLC|1587824
ACN|ACCENTURE PLC|UBSS|UBS Securities LLC|3050717
ACN|ACCENTURE PLC|UFPA|UNITED FIRST PARTNERS LLC|100
ACN|ACCENTURE PLC|USCA|USCA Securities LLC|900
ACN|ACCENTURE PLC|VALX|VIRTU AMERICAS LLC|37079
ACN|ACCENTURE PLC|VGRD|Vanguard Marketing Corporation|8867
ACN|ACCENTURE PLC|WABR|Wall Street Access|46
ACN|ACCENTURE PLC|WBLR|WILLIAM BLAIR|7815
ACN|ACCENTURE PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|4153
ACN|ACCENTURE PLC|WCHV|WELLS FARGO SECURITIES, LLC|226760
ACN|ACCENTURE PLC|WDNX|WEEDEN & CO.L.P.|9140
ACN|ACCENTURE PLC|WEDB|WEDBUSH SECURITIES INC.|7541
ACN|ACCENTURE PLC|WEED|Weeden & Co.L.P.|337915
ACN|ACCENTURE PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|64173
ACN|ACCENTURE PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43031
ACN|ACCENTURE PLC|WFPB|Wells Fargo Securities, LLC.|2800
ACN|ACCENTURE PLC|WGIF|CIBC World Markets Inc.|3672
ACN|ACCENTURE PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2406
ACN|ACCENTURE PLC|WSAG|WALL STREET ACCESS|40
ACN|ACCENTURE PLC|WSEA|WOLVERINE SECURITIES, LLC|18341
ACN|ACCENTURE PLC|XIST|INSTINET, LLC|48816
ACN|ACCENTURE PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|163272
ACN|ACCENTURE PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|6002
ACN|ACCENTURE PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9243
ACNB|ACNB CORP|APCC|Apex Clearing Corporation|715
ACNB|ACNB CORP|BANK|Primevest Financial Services, Inc.|1262
ACNB|ACNB CORP|BARD|Robert W. Baird & Co. Incorporated|2
ACNB|ACNB CORP|BATM|CBOE TRADING, INC.|304
ACNB|ACNB CORP|BERN|Sanford C. Bernstein & Co., LLC|1117
ACNB|ACNB CORP|BMOC|BMO Capital Markets Corp.|1095
ACNB|ACNB CORP|BNPX|BNP PARIBAS SECURITIES CORP.|741
ACNB|ACNB CORP|BTIG|BTIG, LLC|9
ACNB|ACNB CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|269
ACNB|ACNB CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8756
ACNB|ACNB CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8688
ACNB|ACNB CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1956
ACNB|ACNB CORP|CTDL|Citadel Derivatives Group Llc|233
ACNB|ACNB CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1506
ACNB|ACNB CORP|DBAB|Deutsche Bank Securities Inc.|8243
ACNB|ACNB CORP|DBAX|Deutsche Bank Securities Inc.|2500
ACNB|ACNB CORP|DEGS|RONIN PROFESSIONAL LLC|1148
ACNB|ACNB CORP|EBXL|EBX LLC|4300
ACNB|ACNB CORP|EDJO|Edward D. Jones & Co., L.P.|299
ACNB|ACNB CORP|EGAM|CBOE TRADING, INC.|300
ACNB|ACNB CORP|EGXM|CBOE TRADING, INC.|120
ACNB|ACNB CORP|EGXW|CBOE TRADING, INC.|1108
ACNB|ACNB CORP|ETRS|E*Trade Securities LLC|287
ACNB|ACNB CORP|FBCO|Credit Suisse Securities (USA) LLC|37373
ACNB|ACNB CORP|FOMA|TD AMERITRADE CLEARING, INC.|12865
ACNB|ACNB CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|465
ACNB|ACNB CORP|FTBR|Foliofn Investments, Inc.|93
ACNB|ACNB CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1824
ACNB|ACNB CORP|GLPX|ACS EXECUTION SERVICES, LLC|491
ACNB|ACNB CORP|GSCO|GOLDMAN SACHS & CO. LLC|23429
ACNB|ACNB CORP|GSLT|GOLDMAN SACHS & CO. LLC|322
ACNB|ACNB CORP|GTSZ|GTS SECURITIES LLC|2052
ACNB|ACNB CORP|HRBF|American Enterprise Investment Services Inc.|3
ACNB|ACNB CORP|IATS|INTERACTIVE BROKERS LLC|250
ACNB|ACNB CORP|IBKR|Interactive Brokers Llc|2113
ACNB|ACNB CORP|ICBX|INSTINET, LLC|1100
ACNB|ACNB CORP|IEQY|CITADEL SECURITIES LLC|289
ACNB|ACNB CORP|INCA|INSTINET, LLC|22980
ACNB|ACNB CORP|INJX|INSTINET, LLC|604
ACNB|ACNB CORP|ITGI|ITG Inc.|5593
ACNB|ACNB CORP|ITGP|ITG INC.|3000
ACNB|ACNB CORP|JANY|Janney Montgomery Scott Inc.|146
ACNB|ACNB CORP|JEFF|JEFFERIES LLC|1147
ACNB|ACNB CORP|JPMX|J.P. Morgan Securities LLC|2333
ACNB|ACNB CORP|KCGM|VIRTU Americas LLC|743
ACNB|ACNB CORP|LEHM|Barclays Capital Inc./Le|8197
ACNB|ACNB CORP|LIME|Lime Brokerage LLC|19950
ACNB|ACNB CORP|LMGP|LIME BROKERAGE LLC|8847
ACNB|ACNB CORP|LOOP|Loop Capital Markets LLC|200
ACNB|ACNB CORP|MAXM|Maxim Group LLC|664
ACNB|ACNB CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
ACNB|ACNB CORP|MSCO|MORGAN STANLEY & CO. LLC|24214
ACNB|ACNB CORP|MSPL|MORGAN STANLEY & CO. LLC|2700
ACNB|ACNB CORP|NFSC|National Financial Services LLC|3065
ACNB|ACNB CORP|NITE|VIRTU Americas LLC|17263
ACNB|ACNB CORP|OPCO|Oppenheimer & Co. Inc.|5
ACNB|ACNB CORP|PDQM|CODA MARKETS, INC.|2735
ACNB|ACNB CORP|RAJA|Raymond James & Associates, Inc.|112
ACNB|ACNB CORP|SBSH|Citigroup Global Markets Inc.|6983
ACNB|ACNB CORP|SGMT|GOLDMAN SACHS & CO. LLC|1474
ACNB|ACNB CORP|SPDR|SPEEDROUTE LLC|5804
ACNB|ACNB CORP|SPTD|MINT GLOBAL MARKETS, INC.|11250
ACNB|ACNB CORP|SWIM|TD Ameritrade, Inc.|4795
ACNB|ACNB CORP|SWST|Hilltop Securities Inc.|2
ACNB|ACNB CORP|TRCM|TRC MARKETS LLC|6152
ACNB|ACNB CORP|UBSA|UBS SECURITIES LLC|6110
ACNB|ACNB CORP|UBSS|UBS Securities LLC|11172
ACNB|ACNB CORP|VALX|VIRTU AMERICAS LLC|782
ACNB|ACNB CORP|VGRD|Vanguard Marketing Corporation|200
ACNB|ACNB CORP|WCHV|WELLS FARGO SECURITIES, LLC|483
ACNB|ACNB CORP|WEED|Weeden & Co.L.P.|120
ACNB|ACNB CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
ACNB|ACNB CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
ACOR|ACORDA THERAPEUTICS|ADAM|CANACCORD GENUITY INC.|5844
ACOR|ACORDA THERAPEUTICS|ALTX|Alternet Securities Inc.|11385
ACOR|ACORDA THERAPEUTICS|APCC|Apex Clearing Corporation|9873
ACOR|ACORDA THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|4000
ACOR|ACORDA THERAPEUTICS|BATM|CBOE TRADING, INC.|7338
ACOR|ACORDA THERAPEUTICS|BAYC|BAY CREST PARTNERS, LLC|13096
ACOR|ACORDA THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|169
ACOR|ACORDA THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|52794
ACOR|ACORDA THERAPEUTICS|BIMI|Banca IMI Securities Corp.|500
ACOR|ACORDA THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10933
ACOR|ACORDA THERAPEUTICS|BLKX|INSTINET, LLC|82700
ACOR|ACORDA THERAPEUTICS|BMAK|BMA SECURITIES|2000
ACOR|ACORDA THERAPEUTICS|BMOC|BMO Capital Markets Corp.|6937
ACOR|ACORDA THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|66217
ACOR|ACORDA THERAPEUTICS|BRGE|Newbridge Securities Corp.|670
ACOR|ACORDA THERAPEUTICS|BRVL|BLAYLOCK VAN, LLC|1700
ACOR|ACORDA THERAPEUTICS|BTIG|BTIG, LLC|43224
ACOR|ACORDA THERAPEUTICS|BYXM|CBOE TRADING, INC.|110
ACOR|ACORDA THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|200
ACOR|ACORDA THERAPEUTICS|CBLC|CITIGROUP GLOBAL MARKETS INC.|47200
ACOR|ACORDA THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|2300
ACOR|ACORDA THERAPEUTICS|CHLC|CHURCHILL CAPITAL USA, INC.|1500
ACOR|ACORDA THERAPEUTICS|CNTR|PRECISION SECURITIES, LLC|3300
ACOR|ACORDA THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|290651
ACOR|ACORDA THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11500
ACOR|ACORDA THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21262
ACOR|ACORDA THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|335782
ACOR|ACORDA THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|15520
ACOR|ACORDA THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|51432
ACOR|ACORDA THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|372223
ACOR|ACORDA THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|339600
ACOR|ACORDA THERAPEUTICS|DEAN|MORGAN STANLEY|39153
ACOR|ACORDA THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|22318
ACOR|ACORDA THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14472
ACOR|ACORDA THERAPEUTICS|DRWC|DRW SECURITIES, L.L.C.|600
ACOR|ACORDA THERAPEUTICS|EBXL|EBX LLC|171600
ACOR|ACORDA THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2167
ACOR|ACORDA THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|478
ACOR|ACORDA THERAPEUTICS|EGAM|CBOE TRADING, INC.|19255
ACOR|ACORDA THERAPEUTICS|EGAW|CBOE TRADING, INC.|300
ACOR|ACORDA THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|1001
ACOR|ACORDA THERAPEUTICS|EGXM|CBOE TRADING, INC.|5425
ACOR|ACORDA THERAPEUTICS|EGXW|CBOE TRADING, INC.|375
ACOR|ACORDA THERAPEUTICS|ELEV|ELEVATION, LLC|822
ACOR|ACORDA THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|1269
ACOR|ACORDA THERAPEUTICS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|18830
ACOR|ACORDA THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
ACOR|ACORDA THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31366
ACOR|ACORDA THERAPEUTICS|ETRS|E*Trade Securities LLC|309434
ACOR|ACORDA THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|616233
ACOR|ACORDA THERAPEUTICS|FILL|Tradestation Securities, Inc.|14873
ACOR|ACORDA THERAPEUTICS|FINX|FINTECH SECURITIES|500
ACOR|ACORDA THERAPEUTICS|FMAF|NBCN Inc./ CDS|700
ACOR|ACORDA THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|283861
ACOR|ACORDA THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|815
ACOR|ACORDA THERAPEUTICS|FQLS|Quantlab Securities LP|214745
ACOR|ACORDA THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35633
ACOR|ACORDA THERAPEUTICS|FTBR|Foliofn Investments, Inc.|4015
ACOR|ACORDA THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|72991
ACOR|ACORDA THERAPEUTICS|GLIS|TD Securities Inc|400
ACOR|ACORDA THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|35091
ACOR|ACORDA THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|1207438
ACOR|ACORDA THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|115758
ACOR|ACORDA THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|8336
ACOR|ACORDA THERAPEUTICS|GTSZ|GTS SECURITIES LLC|34840
ACOR|ACORDA THERAPEUTICS|HAPX|HAP Trading, LLC|902
ACOR|ACORDA THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|1072
ACOR|ACORDA THERAPEUTICS|HSBC|HSBC Securities, Inc.|4701
ACOR|ACORDA THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|24087
ACOR|ACORDA THERAPEUTICS|IBKR|Interactive Brokers Llc|242079
ACOR|ACORDA THERAPEUTICS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|284
ACOR|ACORDA THERAPEUTICS|ICBX|INSTINET, LLC|73707
ACOR|ACORDA THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|73801
ACOR|ACORDA THERAPEUTICS|INCA|INSTINET, LLC|304504
ACOR|ACORDA THERAPEUTICS|INJX|INSTINET, LLC|34469
ACOR|ACORDA THERAPEUTICS|ITGI|ITG Inc.|18560
ACOR|ACORDA THERAPEUTICS|ITGP|ITG INC.|66200
ACOR|ACORDA THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|200
ACOR|ACORDA THERAPEUTICS|JEFF|JEFFERIES LLC|258269
ACOR|ACORDA THERAPEUTICS|JMPT|JUMP TRADING, LLC|37491
ACOR|ACORDA THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|16537
ACOR|ACORDA THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|872562
ACOR|ACORDA THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|3413
ACOR|ACORDA THERAPEUTICS|KCGM|VIRTU Americas LLC|78139
ACOR|ACORDA THERAPEUTICS|LEER|LEERINK PARTNERS LLC|119800
ACOR|ACORDA THERAPEUTICS|LEHM|Barclays Capital Inc./Le|549858
ACOR|ACORDA THERAPEUTICS|LIME|Lime Brokerage LLC|177685
ACOR|ACORDA THERAPEUTICS|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
ACOR|ACORDA THERAPEUTICS|LOOP|Loop Capital Markets LLC|2948
ACOR|ACORDA THERAPEUTICS|LQNA|LIQUIDNET, INC.|79100
ACOR|ACORDA THERAPEUTICS|LSCI|Lek Securities Corporation|36370
ACOR|ACORDA THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6810
ACOR|ACORDA THERAPEUTICS|MAXM|Maxim Group LLC|4049
ACOR|ACORDA THERAPEUTICS|MBTS|ALLY INVEST SECURITIES LLC|1684
ACOR|ACORDA THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|112768
ACOR|ACORDA THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|2434694
ACOR|ACORDA THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|243500
ACOR|ACORDA THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|63000
ACOR|ACORDA THERAPEUTICS|NEED|Needham & Company, LLC|20363
ACOR|ACORDA THERAPEUTICS|NFSC|National Financial Services LLC|383693
ACOR|ACORDA THERAPEUTICS|NITE|VIRTU Americas LLC|693905
ACOR|ACORDA THERAPEUTICS|NITP|VIRTU Americas LLC|7949
ACOR|ACORDA THERAPEUTICS|NMRA|Nomura Securities International, Inc.|600
ACOR|ACORDA THERAPEUTICS|NQRB|Brut, LLC|4684
ACOR|ACORDA THERAPEUTICS|NTRC|Northern Trust Securities, Inc.|1706
ACOR|ACORDA THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|2048
ACOR|ACORDA THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|820
ACOR|ACORDA THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|2500
ACOR|ACORDA THERAPEUTICS|PDQM|CODA MARKETS, INC.|91926
ACOR|ACORDA THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|4800
ACOR|ACORDA THERAPEUTICS|PIPR|Piper Jaffray & Co.|5000
ACOR|ACORDA THERAPEUTICS|POIN|PRECISION SECURITIES, LLC (POIN)|1500
ACOR|ACORDA THERAPEUTICS|PWJC|UBS Financial Services, Inc.|1800
ACOR|ACORDA THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|9723
ACOR|ACORDA THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|30553
ACOR|ACORDA THERAPEUTICS|SAGL|SAGETRADER, LLC|4630
ACOR|ACORDA THERAPEUTICS|SAGW|SAGETRADER, LLC|1629
ACOR|ACORDA THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|1230
ACOR|ACORDA THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|443062
ACOR|ACORDA THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|92188
ACOR|ACORDA THERAPEUTICS|SPDR|SPEEDROUTE LLC|14045
ACOR|ACORDA THERAPEUTICS|SPTD|MINT GLOBAL MARKETS, INC.|2500
ACOR|ACORDA THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|7431
ACOR|ACORDA THERAPEUTICS|STKP|STOCKPILE INVESTMENTS, INC.|1176
ACOR|ACORDA THERAPEUTICS|STXG|Stockcross Financial Services, Inc.|50
ACOR|ACORDA THERAPEUTICS|SWIM|TD Ameritrade, Inc.|261898
ACOR|ACORDA THERAPEUTICS|SWST|Hilltop Securities Inc.|772
ACOR|ACORDA THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|6221
ACOR|ACORDA THERAPEUTICS|TRBT|Tradebot Systems, Inc.|33992
ACOR|ACORDA THERAPEUTICS|TRCM|TRC MARKETS LLC|32893
ACOR|ACORDA THERAPEUTICS|UBSA|UBS SECURITIES LLC|619064
ACOR|ACORDA THERAPEUTICS|UBSS|UBS Securities LLC|754911
ACOR|ACORDA THERAPEUTICS|VALX|VIRTU AMERICAS LLC|37543
ACOR|ACORDA THERAPEUTICS|VGRD|Vanguard Marketing Corporation|9900
ACOR|ACORDA THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|2637
ACOR|ACORDA THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|41391
ACOR|ACORDA THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|75282
ACOR|ACORDA THERAPEUTICS|WEED|Weeden & Co.L.P.|3064
ACOR|ACORDA THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17533
ACOR|ACORDA THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69485
ACOR|ACORDA THERAPEUTICS|WGIF|CIBC World Markets Inc.|1800
ACOR|ACORDA THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|8557
ACOR|ACORDA THERAPEUTICS|XIST|INSTINET, LLC|31650
ACOR|ACORDA THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|51650
ACOR|ACORDA THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|6150
ACOR|ACORDA THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3016
ACP|ABERDEEN INCOME CRED|ALTX|Alternet Securities Inc.|377
ACP|ABERDEEN INCOME CRED|APCC|Apex Clearing Corporation|111
ACP|ABERDEEN INCOME CRED|BARD|Robert W. Baird & Co. Incorporated|2586
ACP|ABERDEEN INCOME CRED|BATM|CBOE TRADING, INC.|37
ACP|ABERDEEN INCOME CRED|BERN|Sanford C. Bernstein & Co., LLC|225
ACP|ABERDEEN INCOME CRED|BTIG|BTIG, LLC|3439
ACP|ABERDEEN INCOME CRED|CANT|Cantor Fitzgerald & Co.|648
ACP|ABERDEEN INCOME CRED|CHAS|Charles Schwab & Co., Inc.|503
ACP|ABERDEEN INCOME CRED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3936
ACP|ABERDEEN INCOME CRED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|347
ACP|ABERDEEN INCOME CRED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|882
ACP|ABERDEEN INCOME CRED|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
ACP|ABERDEEN INCOME CRED|DBAX|Deutsche Bank Securities Inc.|1500
ACP|ABERDEEN INCOME CRED|DEAN|MORGAN STANLEY|10412
ACP|ABERDEEN INCOME CRED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2894
ACP|ABERDEEN INCOME CRED|EBXL|EBX LLC|900
ACP|ABERDEEN INCOME CRED|EGXM|CBOE TRADING, INC.|100
ACP|ABERDEEN INCOME CRED|ETRS|E*Trade Securities LLC|42677
ACP|ABERDEEN INCOME CRED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1928
ACP|ABERDEEN INCOME CRED|FTBR|Foliofn Investments, Inc.|2245
ACP|ABERDEEN INCOME CRED|GLPX|ACS EXECUTION SERVICES, LLC|757
ACP|ABERDEEN INCOME CRED|GSCO|GOLDMAN SACHS & CO. LLC|5478
ACP|ABERDEEN INCOME CRED|GSCS|GOLDMAN SACHS & CO. LLC|199
ACP|ABERDEEN INCOME CRED|GSLT|GOLDMAN SACHS & CO. LLC|266
ACP|ABERDEEN INCOME CRED|GTSZ|GTS SECURITIES LLC|23
ACP|ABERDEEN INCOME CRED|HRBF|American Enterprise Investment Services Inc.|1574
ACP|ABERDEEN INCOME CRED|IATS|INTERACTIVE BROKERS LLC|1931
ACP|ABERDEEN INCOME CRED|IBKR|Interactive Brokers Llc|4854
ACP|ABERDEEN INCOME CRED|ICBX|INSTINET, LLC|500
ACP|ABERDEEN INCOME CRED|INCA|INSTINET, LLC|201
ACP|ABERDEEN INCOME CRED|ITGI|ITG Inc.|477
ACP|ABERDEEN INCOME CRED|ITGP|ITG INC.|800
ACP|ABERDEEN INCOME CRED|JANY|Janney Montgomery Scott Inc.|300
ACP|ABERDEEN INCOME CRED|JPMX|J.P. Morgan Securities LLC|400
ACP|ABERDEEN INCOME CRED|JSCL|JOSEPH STONE CAPITAL L.L.C.|800
ACP|ABERDEEN INCOME CRED|JSJX|JANE STREET CAPITAL LLC|398
ACP|ABERDEEN INCOME CRED|KCGM|VIRTU Americas LLC|200
ACP|ABERDEEN INCOME CRED|LEHM|Barclays Capital Inc./Le|1200
ACP|ABERDEEN INCOME CRED|LIME|Lime Brokerage LLC|445
ACP|ABERDEEN INCOME CRED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
ACP|ABERDEEN INCOME CRED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
ACP|ABERDEEN INCOME CRED|MOTF|MOTIF INVESTING, INC.|1
ACP|ABERDEEN INCOME CRED|MSCO|MORGAN STANLEY & CO. LLC|42768
ACP|ABERDEEN INCOME CRED|MSPL|MORGAN STANLEY & CO. LLC|6700
ACP|ABERDEEN INCOME CRED|NFSC|National Financial Services LLC|165572
ACP|ABERDEEN INCOME CRED|NITE|VIRTU Americas LLC|190107
ACP|ABERDEEN INCOME CRED|NQRB|Brut, LLC|3590
ACP|ABERDEEN INCOME CRED|OPCO|Oppenheimer & Co. Inc.|673
ACP|ABERDEEN INCOME CRED|PDQM|CODA MARKETS, INC.|2346
ACP|ABERDEEN INCOME CRED|PWJC|UBS Financial Services, Inc.|1085
ACP|ABERDEEN INCOME CRED|RBCM|RBC CAPITAL MARKETS, LLC|570
ACP|ABERDEEN INCOME CRED|SBRX|MURIEL SIEBERT & CO INC|900
ACP|ABERDEEN INCOME CRED|SBSH|Citigroup Global Markets Inc.|1433
ACP|ABERDEEN INCOME CRED|SGMT|GOLDMAN SACHS & CO. LLC|2614
ACP|ABERDEEN INCOME CRED|STFL|Stifel, Nicolaus & Company, Incorporated|2
ACP|ABERDEEN INCOME CRED|SWIM|TD Ameritrade, Inc.|9296
ACP|ABERDEEN INCOME CRED|SWST|Hilltop Securities Inc.|7567
ACP|ABERDEEN INCOME CRED|TKNG|ALLY INVEST SECURITIES LLC|1192
ACP|ABERDEEN INCOME CRED|TRBT|Tradebot Systems, Inc.|1461
ACP|ABERDEEN INCOME CRED|UBSA|UBS SECURITIES LLC|20957
ACP|ABERDEEN INCOME CRED|UBSS|UBS Securities LLC|69785
ACP|ABERDEEN INCOME CRED|VGRD|Vanguard Marketing Corporation|25713
ACP|ABERDEEN INCOME CRED|WCHV|WELLS FARGO SECURITIES, LLC|35761
ACP|ABERDEEN INCOME CRED|WSEA|WOLVERINE SECURITIES, LLC|219
ACP|ABERDEEN INCOME CRED|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
ACP|ABERDEEN INCOME CRED|YKNA|COMHAR CAPITAL MARKETS, LLC|900
ACP|ABERDEEN INCOME CRED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5875
ACRE|ARES COMMERCIAL R E|ALTX|Alternet Securities Inc.|600
ACRE|ARES COMMERCIAL R E|ANOS|ABEL/NOSER, L.L.C.|10941
ACRE|ARES COMMERCIAL R E|APCC|Apex Clearing Corporation|49
ACRE|ARES COMMERCIAL R E|BARD|Robert W. Baird & Co. Incorporated|208
ACRE|ARES COMMERCIAL R E|BATM|CBOE TRADING, INC.|402
ACRE|ARES COMMERCIAL R E|BERN|Sanford C. Bernstein & Co., LLC|300
ACRE|ARES COMMERCIAL R E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2381
ACRE|ARES COMMERCIAL R E|BNKS|Fig Partners, LLC|5359
ACRE|ARES COMMERCIAL R E|BNPX|BNP PARIBAS SECURITIES CORP.|2784
ACRE|ARES COMMERCIAL R E|BYXM|CBOE TRADING, INC.|100
ACRE|ARES COMMERCIAL R E|BZYD|GOLDMAN SACHS & CO. LLC|600
ACRE|ARES COMMERCIAL R E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15454
ACRE|ARES COMMERCIAL R E|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
ACRE|ARES COMMERCIAL R E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12707
ACRE|ARES COMMERCIAL R E|CTDL|Citadel Derivatives Group Llc|1108
ACRE|ARES COMMERCIAL R E|CXCX|CITIGROUP GLOBAL MARKETS INC.|4570
ACRE|ARES COMMERCIAL R E|DBAB|Deutsche Bank Securities Inc.|12889
ACRE|ARES COMMERCIAL R E|DBAX|Deutsche Bank Securities Inc.|11300
ACRE|ARES COMMERCIAL R E|DEAN|MORGAN STANLEY|274
ACRE|ARES COMMERCIAL R E|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
ACRE|ARES COMMERCIAL R E|EBXL|EBX LLC|12300
ACRE|ARES COMMERCIAL R E|EGAM|CBOE TRADING, INC.|1651
ACRE|ARES COMMERCIAL R E|EGXM|CBOE TRADING, INC.|377
ACRE|ARES COMMERCIAL R E|ESPO|ESPOSITO SECURITIES, LLC|104
ACRE|ARES COMMERCIAL R E|ETBE|Electronic Transaction Clearing, Inc.|1090
ACRE|ARES COMMERCIAL R E|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
ACRE|ARES COMMERCIAL R E|ETRS|E*Trade Securities LLC|20729
ACRE|ARES COMMERCIAL R E|FILL|Tradestation Securities, Inc.|600
ACRE|ARES COMMERCIAL R E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12846
ACRE|ARES COMMERCIAL R E|FTBR|Foliofn Investments, Inc.|316
ACRE|ARES COMMERCIAL R E|GLIS|TD Securities Inc|1200
ACRE|ARES COMMERCIAL R E|GLPX|ACS EXECUTION SERVICES, LLC|95
ACRE|ARES COMMERCIAL R E|GSCO|GOLDMAN SACHS & CO. LLC|37153
ACRE|ARES COMMERCIAL R E|GSLT|GOLDMAN SACHS & CO. LLC|1281
ACRE|ARES COMMERCIAL R E|GTSZ|GTS SECURITIES LLC|2342
ACRE|ARES COMMERCIAL R E|HOVD|HOVDE GROUP, LLC|2017
ACRE|ARES COMMERCIAL R E|HRBF|American Enterprise Investment Services Inc.|888
ACRE|ARES COMMERCIAL R E|IATS|INTERACTIVE BROKERS LLC|1800
ACRE|ARES COMMERCIAL R E|IBKR|Interactive Brokers Llc|8094
ACRE|ARES COMMERCIAL R E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|585
ACRE|ARES COMMERCIAL R E|ICBX|INSTINET, LLC|3700
ACRE|ARES COMMERCIAL R E|IEQY|CITADEL SECURITIES LLC|3005
ACRE|ARES COMMERCIAL R E|INCA|INSTINET, LLC|9512
ACRE|ARES COMMERCIAL R E|INJX|INSTINET, LLC|50
ACRE|ARES COMMERCIAL R E|ITGI|ITG Inc.|6586
ACRE|ARES COMMERCIAL R E|ITGP|ITG INC.|21400
ACRE|ARES COMMERCIAL R E|JEFF|JEFFERIES LLC|1980
ACRE|ARES COMMERCIAL R E|JGUN|Joseph Gunnar & Co.  LLC|3000
ACRE|ARES COMMERCIAL R E|JMPT|JUMP TRADING, LLC|568
ACRE|ARES COMMERCIAL R E|JPBX|J.P. MORGAN SECURITIES LLC|400
ACRE|ARES COMMERCIAL R E|JPMX|J.P. Morgan Securities LLC|40695
ACRE|ARES COMMERCIAL R E|JSJX|JANE STREET CAPITAL LLC|1374
ACRE|ARES COMMERCIAL R E|KCGM|VIRTU Americas LLC|4765
ACRE|ARES COMMERCIAL R E|LEHM|Barclays Capital Inc./Le|33649
ACRE|ARES COMMERCIAL R E|LIME|Lime Brokerage LLC|5339
ACRE|ARES COMMERCIAL R E|LOOP|Loop Capital Markets LLC|2524
ACRE|ARES COMMERCIAL R E|LSCI|Lek Securities Corporation|7
ACRE|ARES COMMERCIAL R E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
ACRE|ARES COMMERCIAL R E|MOTF|MOTIF INVESTING, INC.|2
ACRE|ARES COMMERCIAL R E|MSCO|MORGAN STANLEY & CO. LLC|56507
ACRE|ARES COMMERCIAL R E|MSPL|MORGAN STANLEY & CO. LLC|22900
ACRE|ARES COMMERCIAL R E|MSTX|MORGAN STANLEY & CO. LLC|2800
ACRE|ARES COMMERCIAL R E|NFSC|National Financial Services LLC|55926
ACRE|ARES COMMERCIAL R E|NITE|VIRTU Americas LLC|115628
ACRE|ARES COMMERCIAL R E|NQRB|Brut, LLC|1868
ACRE|ARES COMMERCIAL R E|PDQM|CODA MARKETS, INC.|2594
ACRE|ARES COMMERCIAL R E|PHLY|NASDAQ Execution Services, LLC|1200
ACRE|ARES COMMERCIAL R E|RBCM|RBC CAPITAL MARKETS, LLC|500
ACRE|ARES COMMERCIAL R E|SBSH|Citigroup Global Markets Inc.|13426
ACRE|ARES COMMERCIAL R E|SGMT|GOLDMAN SACHS & CO. LLC|6197
ACRE|ARES COMMERCIAL R E|SPDR|SPEEDROUTE LLC|6700
ACRE|ARES COMMERCIAL R E|SWIM|TD Ameritrade, Inc.|6638
ACRE|ARES COMMERCIAL R E|SWST|Hilltop Securities Inc.|7
ACRE|ARES COMMERCIAL R E|TKNG|ALLY INVEST SECURITIES LLC|144
ACRE|ARES COMMERCIAL R E|TRBT|Tradebot Systems, Inc.|6151
ACRE|ARES COMMERCIAL R E|TRCM|TRC MARKETS LLC|1173
ACRE|ARES COMMERCIAL R E|UBSA|UBS SECURITIES LLC|50381
ACRE|ARES COMMERCIAL R E|UBSS|UBS Securities LLC|44656
ACRE|ARES COMMERCIAL R E|VALX|VIRTU AMERICAS LLC|1750
ACRE|ARES COMMERCIAL R E|VGRD|Vanguard Marketing Corporation|8951
ACRE|ARES COMMERCIAL R E|WCHV|WELLS FARGO SECURITIES, LLC|20359
ACRE|ARES COMMERCIAL R E|WEED|Weeden & Co.L.P.|10200
ACRE|ARES COMMERCIAL R E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|120
ACRE|ARES COMMERCIAL R E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29430
ACRE|ARES COMMERCIAL R E|WSEA|WOLVERINE SECURITIES, LLC|441
ACRE|ARES COMMERCIAL R E|XIST|INSTINET, LLC|800
ACRE|ARES COMMERCIAL R E|XPQR|Jump Trading|100
ACRE|ARES COMMERCIAL R E|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
ACRE|ARES COMMERCIAL R E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1410
ACRS|ACLARIS THERAPTS CMN|ALTX|Alternet Securities Inc.|4207
ACRS|ACLARIS THERAPTS CMN|ANOS|ABEL/NOSER, L.L.C.|196
ACRS|ACLARIS THERAPTS CMN|APCC|Apex Clearing Corporation|6
ACRS|ACLARIS THERAPTS CMN|BARD|Robert W. Baird & Co. Incorporated|500
ACRS|ACLARIS THERAPTS CMN|BATM|CBOE TRADING, INC.|3030
ACRS|ACLARIS THERAPTS CMN|BAYC|BAY CREST PARTNERS, LLC|2150
ACRS|ACLARIS THERAPTS CMN|BAYT|BTIG, LLC|1700
ACRS|ACLARIS THERAPTS CMN|BERN|Sanford C. Bernstein & Co., LLC|50749
ACRS|ACLARIS THERAPTS CMN|BIMI|Banca IMI Securities Corp.|200
ACRS|ACLARIS THERAPTS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|102
ACRS|ACLARIS THERAPTS CMN|BLKX|INSTINET, LLC|10857
ACRS|ACLARIS THERAPTS CMN|BMOC|BMO Capital Markets Corp.|3973
ACRS|ACLARIS THERAPTS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|3480
ACRS|ACLARIS THERAPTS CMN|BTIG|BTIG, LLC|29515
ACRS|ACLARIS THERAPTS CMN|BYXM|CBOE TRADING, INC.|280
ACRS|ACLARIS THERAPTS CMN|CANT|Cantor Fitzgerald & Co.|3000
ACRS|ACLARIS THERAPTS CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|33000
ACRS|ACLARIS THERAPTS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71527
ACRS|ACLARIS THERAPTS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8188
ACRS|ACLARIS THERAPTS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71712
ACRS|ACLARIS THERAPTS CMN|CTDL|Citadel Derivatives Group Llc|6211
ACRS|ACLARIS THERAPTS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|27558
ACRS|ACLARIS THERAPTS CMN|DBAB|Deutsche Bank Securities Inc.|207393
ACRS|ACLARIS THERAPTS CMN|DBAX|Deutsche Bank Securities Inc.|45200
ACRS|ACLARIS THERAPTS CMN|DBUL|Deutsche Bank Securities Inc.|1600
ACRS|ACLARIS THERAPTS CMN|DEAN|MORGAN STANLEY|8320
ACRS|ACLARIS THERAPTS CMN|DEGS|RONIN PROFESSIONAL LLC|6189
ACRS|ACLARIS THERAPTS CMN|EBXL|EBX LLC|62000
ACRS|ACLARIS THERAPTS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|8457
ACRS|ACLARIS THERAPTS CMN|EGAM|CBOE TRADING, INC.|8461
ACRS|ACLARIS THERAPTS CMN|EGAW|CBOE TRADING, INC.|200
ACRS|ACLARIS THERAPTS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|210
ACRS|ACLARIS THERAPTS CMN|EGXM|CBOE TRADING, INC.|1098
ACRS|ACLARIS THERAPTS CMN|ETBE|Electronic Transaction Clearing, Inc.|6762
ACRS|ACLARIS THERAPTS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6318
ACRS|ACLARIS THERAPTS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13473
ACRS|ACLARIS THERAPTS CMN|ETRS|E*Trade Securities LLC|12845
ACRS|ACLARIS THERAPTS CMN|FBCO|Credit Suisse Securities (USA) LLC|291359
ACRS|ACLARIS THERAPTS CMN|FOMA|TD AMERITRADE CLEARING, INC.|21117
ACRS|ACLARIS THERAPTS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1206
ACRS|ACLARIS THERAPTS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43454
ACRS|ACLARIS THERAPTS CMN|FTBR|Foliofn Investments, Inc.|65
ACRS|ACLARIS THERAPTS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|8258
ACRS|ACLARIS THERAPTS CMN|GLPX|ACS EXECUTION SERVICES, LLC|6488
ACRS|ACLARIS THERAPTS CMN|GSCO|GOLDMAN SACHS & CO. LLC|279843
ACRS|ACLARIS THERAPTS CMN|GSCS|GOLDMAN SACHS & CO. LLC|45339
ACRS|ACLARIS THERAPTS CMN|GSLT|GOLDMAN SACHS & CO. LLC|1138
ACRS|ACLARIS THERAPTS CMN|GTSZ|GTS SECURITIES LLC|14366
ACRS|ACLARIS THERAPTS CMN|HRBF|American Enterprise Investment Services Inc.|2400
ACRS|ACLARIS THERAPTS CMN|HSBC|HSBC Securities, Inc.|2127
ACRS|ACLARIS THERAPTS CMN|IATS|INTERACTIVE BROKERS LLC|5036
ACRS|ACLARIS THERAPTS CMN|IBKR|Interactive Brokers Llc|62195
ACRS|ACLARIS THERAPTS CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|59
ACRS|ACLARIS THERAPTS CMN|ICBX|INSTINET, LLC|10551
ACRS|ACLARIS THERAPTS CMN|IEQY|CITADEL SECURITIES LLC|64640
ACRS|ACLARIS THERAPTS CMN|INCA|INSTINET, LLC|125235
ACRS|ACLARIS THERAPTS CMN|INJX|INSTINET, LLC|277708
ACRS|ACLARIS THERAPTS CMN|ITGI|ITG Inc.|20033
ACRS|ACLARIS THERAPTS CMN|ITGP|ITG INC.|15600
ACRS|ACLARIS THERAPTS CMN|JEFF|JEFFERIES LLC|324484
ACRS|ACLARIS THERAPTS CMN|JMPT|JUMP TRADING, LLC|19958
ACRS|ACLARIS THERAPTS CMN|JPBX|J.P. MORGAN SECURITIES LLC|24685
ACRS|ACLARIS THERAPTS CMN|JPMX|J.P. Morgan Securities LLC|90600
ACRS|ACLARIS THERAPTS CMN|JSJX|JANE STREET CAPITAL LLC|4671
ACRS|ACLARIS THERAPTS CMN|KCGM|VIRTU Americas LLC|12977
ACRS|ACLARIS THERAPTS CMN|LEER|LEERINK PARTNERS LLC|287349
ACRS|ACLARIS THERAPTS CMN|LEHM|Barclays Capital Inc./Le|269815
ACRS|ACLARIS THERAPTS CMN|LIME|Lime Brokerage LLC|118604
ACRS|ACLARIS THERAPTS CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|48800
ACRS|ACLARIS THERAPTS CMN|LOOP|Loop Capital Markets LLC|2490
ACRS|ACLARIS THERAPTS CMN|LQNA|LIQUIDNET, INC.|489000
ACRS|ACLARIS THERAPTS CMN|MAXM|Maxim Group LLC|2433
ACRS|ACLARIS THERAPTS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13884
ACRS|ACLARIS THERAPTS CMN|MOTF|MOTIF INVESTING, INC.|1
ACRS|ACLARIS THERAPTS CMN|MSCO|MORGAN STANLEY & CO. LLC|844876
ACRS|ACLARIS THERAPTS CMN|MSPL|MORGAN STANLEY & CO. LLC|86600
ACRS|ACLARIS THERAPTS CMN|MSTX|MORGAN STANLEY & CO. LLC|37200
ACRS|ACLARIS THERAPTS CMN|NFSC|National Financial Services LLC|111261
ACRS|ACLARIS THERAPTS CMN|NITE|VIRTU Americas LLC|156787
ACRS|ACLARIS THERAPTS CMN|NITP|VIRTU Americas LLC|1000
ACRS|ACLARIS THERAPTS CMN|NQRB|Brut, LLC|10203
ACRS|ACLARIS THERAPTS CMN|OPCO|Oppenheimer & Co. Inc.|630
ACRS|ACLARIS THERAPTS CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|640
ACRS|ACLARIS THERAPTS CMN|PDQM|CODA MARKETS, INC.|16507
ACRS|ACLARIS THERAPTS CMN|RBCM|RBC CAPITAL MARKETS, LLC|493
ACRS|ACLARIS THERAPTS CMN|ROTH|Roth Capital Partners, LLC|800
ACRS|ACLARIS THERAPTS CMN|SAGL|SAGETRADER, LLC|19444
ACRS|ACLARIS THERAPTS CMN|SAGW|SAGETRADER, LLC|1008
ACRS|ACLARIS THERAPTS CMN|SBSH|Citigroup Global Markets Inc.|617243
ACRS|ACLARIS THERAPTS CMN|SGMT|GOLDMAN SACHS & CO. LLC|21313
ACRS|ACLARIS THERAPTS CMN|SPDR|SPEEDROUTE LLC|2920
ACRS|ACLARIS THERAPTS CMN|SPHN|Stephens Inc.|604
ACRS|ACLARIS THERAPTS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|8319
ACRS|ACLARIS THERAPTS CMN|SWIM|TD Ameritrade, Inc.|13426
ACRS|ACLARIS THERAPTS CMN|TKNG|ALLY INVEST SECURITIES LLC|200
ACRS|ACLARIS THERAPTS CMN|TRBT|Tradebot Systems, Inc.|69148
ACRS|ACLARIS THERAPTS CMN|TRCM|TRC MARKETS LLC|43734
ACRS|ACLARIS THERAPTS CMN|UBSA|UBS SECURITIES LLC|153202
ACRS|ACLARIS THERAPTS CMN|UBSS|UBS Securities LLC|432044
ACRS|ACLARIS THERAPTS CMN|VALX|VIRTU AMERICAS LLC|5438
ACRS|ACLARIS THERAPTS CMN|VGRD|Vanguard Marketing Corporation|1625
ACRS|ACLARIS THERAPTS CMN|VNDM|Wall Street Access|700
ACRS|ACLARIS THERAPTS CMN|WBLR|WILLIAM BLAIR|5184
ACRS|ACLARIS THERAPTS CMN|WCHV|WELLS FARGO SECURITIES, LLC|13685
ACRS|ACLARIS THERAPTS CMN|WEDB|WEDBUSH SECURITIES INC.|800
ACRS|ACLARIS THERAPTS CMN|WEED|Weeden & Co.L.P.|20
ACRS|ACLARIS THERAPTS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|164
ACRS|ACLARIS THERAPTS CMN|WSEA|WOLVERINE SECURITIES, LLC|919
ACRS|ACLARIS THERAPTS CMN|XIST|INSTINET, LLC|28600
ACRS|ACLARIS THERAPTS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|12666
ACRS|ACLARIS THERAPTS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1087
ACRS|ACLARIS THERAPTS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|176
ACRX|ACELRX PHARMACEUTICA|ACLP|ALEXANDER CAPITAL, L.P.|89000
ACRX|ACELRX PHARMACEUTICA|APCC|Apex Clearing Corporation|81448
ACRX|ACELRX PHARMACEUTICA|BARD|Robert W. Baird & Co. Incorporated|6081
ACRX|ACELRX PHARMACEUTICA|BAYT|BTIG, LLC|10968
ACRX|ACELRX PHARMACEUTICA|BIMI|Banca IMI Securities Corp.|23012
ACRX|ACELRX PHARMACEUTICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16441
ACRX|ACELRX PHARMACEUTICA|BLKX|INSTINET, LLC|5830
ACRX|ACELRX PHARMACEUTICA|BRGE|Newbridge Securities Corp.|6031
ACRX|ACELRX PHARMACEUTICA|BYXM|CBOE TRADING, INC.|300
ACRX|ACELRX PHARMACEUTICA|CANT|Cantor Fitzgerald & Co.|2628
ACRX|ACELRX PHARMACEUTICA|CHAS|Charles Schwab & Co., Inc.|24199
ACRX|ACELRX PHARMACEUTICA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|337254
ACRX|ACELRX PHARMACEUTICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22473
ACRX|ACELRX PHARMACEUTICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ACRX|ACELRX PHARMACEUTICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|368302
ACRX|ACELRX PHARMACEUTICA|CTDL|Citadel Derivatives Group Llc|252
ACRX|ACELRX PHARMACEUTICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|33188
ACRX|ACELRX PHARMACEUTICA|DADA|D.A. Davidson & Co.|1500
ACRX|ACELRX PHARMACEUTICA|DBAB|Deutsche Bank Securities Inc.|21304
ACRX|ACELRX PHARMACEUTICA|DBAX|Deutsche Bank Securities Inc.|223800
ACRX|ACELRX PHARMACEUTICA|DEAN|MORGAN STANLEY|3800
ACRX|ACELRX PHARMACEUTICA|DEGS|RONIN PROFESSIONAL LLC|82463
ACRX|ACELRX PHARMACEUTICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24653
ACRX|ACELRX PHARMACEUTICA|EBXL|EBX LLC|174500
ACRX|ACELRX PHARMACEUTICA|EDJO|Edward D. Jones & Co., L.P.|10124
ACRX|ACELRX PHARMACEUTICA|EGAM|CBOE TRADING, INC.|7367
ACRX|ACELRX PHARMACEUTICA|EGXM|CBOE TRADING, INC.|3974
ACRX|ACELRX PHARMACEUTICA|ETBE|Electronic Transaction Clearing, Inc.|2
ACRX|ACELRX PHARMACEUTICA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8352
ACRX|ACELRX PHARMACEUTICA|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|350
ACRX|ACELRX PHARMACEUTICA|ETRS|E*Trade Securities LLC|1092756
ACRX|ACELRX PHARMACEUTICA|FBCO|Credit Suisse Securities (USA) LLC|133601
ACRX|ACELRX PHARMACEUTICA|FBSB|U.S. Bancorp Investments, Inc.|1509
ACRX|ACELRX PHARMACEUTICA|FILL|Tradestation Securities, Inc.|4982
ACRX|ACELRX PHARMACEUTICA|FINX|FINTECH SECURITIES|890
ACRX|ACELRX PHARMACEUTICA|FMAF|NBCN Inc./ CDS|840
ACRX|ACELRX PHARMACEUTICA|FOMA|TD AMERITRADE CLEARING, INC.|1234633
ACRX|ACELRX PHARMACEUTICA|FQLS|Quantlab Securities LP|9447
ACRX|ACELRX PHARMACEUTICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61804
ACRX|ACELRX PHARMACEUTICA|FTBR|Foliofn Investments, Inc.|3308
ACRX|ACELRX PHARMACEUTICA|GEBB|GLOBAL EXECUTION BROKERS, LP|14091
ACRX|ACELRX PHARMACEUTICA|GLIS|TD Securities Inc|600
ACRX|ACELRX PHARMACEUTICA|GLPX|ACS EXECUTION SERVICES, LLC|2250
ACRX|ACELRX PHARMACEUTICA|GSCO|GOLDMAN SACHS & CO. LLC|283902
ACRX|ACELRX PHARMACEUTICA|GSCS|GOLDMAN SACHS & CO. LLC|17700
ACRX|ACELRX PHARMACEUTICA|GSLT|GOLDMAN SACHS & CO. LLC|852
ACRX|ACELRX PHARMACEUTICA|GTSZ|GTS SECURITIES LLC|18514
ACRX|ACELRX PHARMACEUTICA|HRBF|American Enterprise Investment Services Inc.|18100
ACRX|ACELRX PHARMACEUTICA|HSBC|HSBC Securities, Inc.|2511
ACRX|ACELRX PHARMACEUTICA|IATS|INTERACTIVE BROKERS LLC|29984
ACRX|ACELRX PHARMACEUTICA|IBKR|Interactive Brokers Llc|375324
ACRX|ACELRX PHARMACEUTICA|ICBX|INSTINET, LLC|125898
ACRX|ACELRX PHARMACEUTICA|INCA|INSTINET, LLC|178368
ACRX|ACELRX PHARMACEUTICA|INJX|INSTINET, LLC|136950
ACRX|ACELRX PHARMACEUTICA|ITGI|ITG Inc.|6247
ACRX|ACELRX PHARMACEUTICA|ITGP|ITG INC.|182600
ACRX|ACELRX PHARMACEUTICA|JANY|Janney Montgomery Scott Inc.|625
ACRX|ACELRX PHARMACEUTICA|JEFF|JEFFERIES LLC|41138
ACRX|ACELRX PHARMACEUTICA|JMPT|JUMP TRADING, LLC|5630
ACRX|ACELRX PHARMACEUTICA|JPMX|J.P. Morgan Securities LLC|177668
ACRX|ACELRX PHARMACEUTICA|JSJX|JANE STREET CAPITAL LLC|15601
ACRX|ACELRX PHARMACEUTICA|KCGM|VIRTU Americas LLC|68439
ACRX|ACELRX PHARMACEUTICA|LEHM|Barclays Capital Inc./Le|515412
ACRX|ACELRX PHARMACEUTICA|LIME|Lime Brokerage LLC|98662
ACRX|ACELRX PHARMACEUTICA|MBTS|ALLY INVEST SECURITIES LLC|40358
ACRX|ACELRX PHARMACEUTICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|507072
ACRX|ACELRX PHARMACEUTICA|MSCO|MORGAN STANLEY & CO. LLC|552878
ACRX|ACELRX PHARMACEUTICA|MSPL|MORGAN STANLEY & CO. LLC|208700
ACRX|ACELRX PHARMACEUTICA|MSTX|MORGAN STANLEY & CO. LLC|27700
ACRX|ACELRX PHARMACEUTICA|NATL|National Securities Corporation|2000
ACRX|ACELRX PHARMACEUTICA|NFSC|National Financial Services LLC|1053326
ACRX|ACELRX PHARMACEUTICA|NITE|VIRTU Americas LLC|1964045
ACRX|ACELRX PHARMACEUTICA|NITP|VIRTU Americas LLC|5229
ACRX|ACELRX PHARMACEUTICA|OPCO|Oppenheimer & Co. Inc.|1210
ACRX|ACELRX PHARMACEUTICA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|832
ACRX|ACELRX PHARMACEUTICA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4100
ACRX|ACELRX PHARMACEUTICA|PDQM|CODA MARKETS, INC.|102892
ACRX|ACELRX PHARMACEUTICA|PUMA|Puma Capital, Llc|89000
ACRX|ACELRX PHARMACEUTICA|PWJC|UBS Financial Services, Inc.|45384
ACRX|ACELRX PHARMACEUTICA|RAJA|Raymond James & Associates, Inc.|18200
ACRX|ACELRX PHARMACEUTICA|RBCM|RBC CAPITAL MARKETS, LLC|68592
ACRX|ACELRX PHARMACEUTICA|RGLD|Regal Securities, Inc|258750
ACRX|ACELRX PHARMACEUTICA|SAGL|SAGETRADER, LLC|1100
ACRX|ACELRX PHARMACEUTICA|SBSH|Citigroup Global Markets Inc.|20364
ACRX|ACELRX PHARMACEUTICA|SGMT|GOLDMAN SACHS & CO. LLC|117964
ACRX|ACELRX PHARMACEUTICA|SPDR|SPEEDROUTE LLC|17635
ACRX|ACELRX PHARMACEUTICA|SPHN|Stephens Inc.|2000
ACRX|ACELRX PHARMACEUTICA|STFL|Stifel, Nicolaus & Company, Incorporated|868
ACRX|ACELRX PHARMACEUTICA|SWIM|TD Ameritrade, Inc.|371447
ACRX|ACELRX PHARMACEUTICA|SWST|Hilltop Securities Inc.|27200
ACRX|ACELRX PHARMACEUTICA|TKNG|ALLY INVEST SECURITIES LLC|15215
ACRX|ACELRX PHARMACEUTICA|TRBT|Tradebot Systems, Inc.|3750
ACRX|ACELRX PHARMACEUTICA|TRCM|TRC MARKETS LLC|3801
ACRX|ACELRX PHARMACEUTICA|TWTT|TASTYWORKS, INC.|127
ACRX|ACELRX PHARMACEUTICA|UBSA|UBS SECURITIES LLC|711409
ACRX|ACELRX PHARMACEUTICA|UBSS|UBS Securities LLC|448722
ACRX|ACELRX PHARMACEUTICA|VALX|VIRTU AMERICAS LLC|80774
ACRX|ACELRX PHARMACEUTICA|VGRD|Vanguard Marketing Corporation|162461
ACRX|ACELRX PHARMACEUTICA|WBLR|WILLIAM BLAIR|92
ACRX|ACELRX PHARMACEUTICA|WCHV|WELLS FARGO SECURITIES, LLC|90586
ACRX|ACELRX PHARMACEUTICA|WEED|Weeden & Co.L.P.|200
ACRX|ACELRX PHARMACEUTICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7085
ACRX|ACELRX PHARMACEUTICA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13619
ACRX|ACELRX PHARMACEUTICA|WFPB|Wells Fargo Securities, LLC.|5000
ACRX|ACELRX PHARMACEUTICA|WGIF|CIBC World Markets Inc.|11285
ACRX|ACELRX PHARMACEUTICA|WSEA|WOLVERINE SECURITIES, LLC|33441
ACRX|ACELRX PHARMACEUTICA|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|570
ACRX|ACELRX PHARMACEUTICA|XIST|INSTINET, LLC|2200
ACRX|ACELRX PHARMACEUTICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|66790
ACRX|ACELRX PHARMACEUTICA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22376
ACSF|AMERICAN CAPITAL SEN|APCC|Apex Clearing Corporation|3029
ACSF|AMERICAN CAPITAL SEN|BANK|Primevest Financial Services, Inc.|100
ACSF|AMERICAN CAPITAL SEN|BAYT|BTIG, LLC|1100
ACSF|AMERICAN CAPITAL SEN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1705
ACSF|AMERICAN CAPITAL SEN|BRGE|Newbridge Securities Corp.|800
ACSF|AMERICAN CAPITAL SEN|BYXM|CBOE TRADING, INC.|260
ACSF|AMERICAN CAPITAL SEN|CHAS|Charles Schwab & Co., Inc.|106
ACSF|AMERICAN CAPITAL SEN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8609
ACSF|AMERICAN CAPITAL SEN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
ACSF|AMERICAN CAPITAL SEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27131
ACSF|AMERICAN CAPITAL SEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|360
ACSF|AMERICAN CAPITAL SEN|DBAB|Deutsche Bank Securities Inc.|100
ACSF|AMERICAN CAPITAL SEN|DBAX|Deutsche Bank Securities Inc.|14200
ACSF|AMERICAN CAPITAL SEN|DEAN|MORGAN STANLEY|1452
ACSF|AMERICAN CAPITAL SEN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27900
ACSF|AMERICAN CAPITAL SEN|EBXL|EBX LLC|14900
ACSF|AMERICAN CAPITAL SEN|ECUT|CONVERGEX EXECUTION SOLUTIONS|51
ACSF|AMERICAN CAPITAL SEN|EGXW|CBOE TRADING, INC.|7812
ACSF|AMERICAN CAPITAL SEN|ETRS|E*Trade Securities LLC|12016
ACSF|AMERICAN CAPITAL SEN|FBCO|Credit Suisse Securities (USA) LLC|14625
ACSF|AMERICAN CAPITAL SEN|FOMA|TD AMERITRADE CLEARING, INC.|31902
ACSF|AMERICAN CAPITAL SEN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2080
ACSF|AMERICAN CAPITAL SEN|FTBR|Foliofn Investments, Inc.|29
ACSF|AMERICAN CAPITAL SEN|GEBB|GLOBAL EXECUTION BROKERS, LP|985
ACSF|AMERICAN CAPITAL SEN|GSCO|GOLDMAN SACHS & CO. LLC|600
ACSF|AMERICAN CAPITAL SEN|GSCS|GOLDMAN SACHS & CO. LLC|496
ACSF|AMERICAN CAPITAL SEN|GSLT|GOLDMAN SACHS & CO. LLC|100
ACSF|AMERICAN CAPITAL SEN|GTSZ|GTS SECURITIES LLC|3924
ACSF|AMERICAN CAPITAL SEN|HRBF|American Enterprise Investment Services Inc.|2287
ACSF|AMERICAN CAPITAL SEN|IATS|INTERACTIVE BROKERS LLC|2800
ACSF|AMERICAN CAPITAL SEN|IBKR|Interactive Brokers Llc|18326
ACSF|AMERICAN CAPITAL SEN|ICBX|INSTINET, LLC|7966
ACSF|AMERICAN CAPITAL SEN|INCA|INSTINET, LLC|10063
ACSF|AMERICAN CAPITAL SEN|ITGI|ITG Inc.|2762
ACSF|AMERICAN CAPITAL SEN|ITGP|ITG INC.|23400
ACSF|AMERICAN CAPITAL SEN|JPMX|J.P. Morgan Securities LLC|31798
ACSF|AMERICAN CAPITAL SEN|KCGM|VIRTU Americas LLC|3072
ACSF|AMERICAN CAPITAL SEN|LEHM|Barclays Capital Inc./Le|27400
ACSF|AMERICAN CAPITAL SEN|LIME|Lime Brokerage LLC|4266
ACSF|AMERICAN CAPITAL SEN|LSCI|Lek Securities Corporation|38749
ACSF|AMERICAN CAPITAL SEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6820
ACSF|AMERICAN CAPITAL SEN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|437
ACSF|AMERICAN CAPITAL SEN|MSCO|MORGAN STANLEY & CO. LLC|56773
ACSF|AMERICAN CAPITAL SEN|MSPL|MORGAN STANLEY & CO. LLC|42400
ACSF|AMERICAN CAPITAL SEN|MSTX|MORGAN STANLEY & CO. LLC|400
ACSF|AMERICAN CAPITAL SEN|NFSC|National Financial Services LLC|248236
ACSF|AMERICAN CAPITAL SEN|NITE|VIRTU Americas LLC|278056
ACSF|AMERICAN CAPITAL SEN|OPCO|Oppenheimer & Co. Inc.|1775
ACSF|AMERICAN CAPITAL SEN|PDQM|CODA MARKETS, INC.|10643
ACSF|AMERICAN CAPITAL SEN|PWJC|UBS Financial Services, Inc.|1000
ACSF|AMERICAN CAPITAL SEN|RAJA|Raymond James & Associates, Inc.|735
ACSF|AMERICAN CAPITAL SEN|RBCM|RBC CAPITAL MARKETS, LLC|2597
ACSF|AMERICAN CAPITAL SEN|SGMT|GOLDMAN SACHS & CO. LLC|3100
ACSF|AMERICAN CAPITAL SEN|SPDR|SPEEDROUTE LLC|3271
ACSF|AMERICAN CAPITAL SEN|STFL|Stifel, Nicolaus & Company, Incorporated|50613
ACSF|AMERICAN CAPITAL SEN|SWIM|TD Ameritrade, Inc.|1405
ACSF|AMERICAN CAPITAL SEN|TRBT|Tradebot Systems, Inc.|1473
ACSF|AMERICAN CAPITAL SEN|TRCM|TRC MARKETS LLC|11742
ACSF|AMERICAN CAPITAL SEN|UBSA|UBS SECURITIES LLC|64366
ACSF|AMERICAN CAPITAL SEN|UBSS|UBS Securities LLC|36214
ACSF|AMERICAN CAPITAL SEN|VALX|VIRTU AMERICAS LLC|2501
ACSF|AMERICAN CAPITAL SEN|VGRD|Vanguard Marketing Corporation|6809
ACSF|AMERICAN CAPITAL SEN|WCHV|WELLS FARGO SECURITIES, LLC|22534
ACSF|AMERICAN CAPITAL SEN|WEDB|WEDBUSH SECURITIES INC.|1400
ACSF|AMERICAN CAPITAL SEN|WFPB|Wells Fargo Securities, LLC.|59504
ACSF|AMERICAN CAPITAL SEN|WGIF|CIBC World Markets Inc.|29
ACSF|AMERICAN CAPITAL SEN|WSEA|WOLVERINE SECURITIES, LLC|197
ACSF|AMERICAN CAPITAL SEN|XPQR|Jump Trading|300
ACSF|AMERICAN CAPITAL SEN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8132
ACSF|AMERICAN CAPITAL SEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4331
ACSI|AMERICAN CUSTOMER SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|192
ACSI|AMERICAN CUSTOMER SA|CTDL|Citadel Derivatives Group Llc|1657
ACSI|AMERICAN CUSTOMER SA|DBAX|Deutsche Bank Securities Inc.|300
ACSI|AMERICAN CUSTOMER SA|EBXL|EBX LLC|100
ACSI|AMERICAN CUSTOMER SA|EGXM|CBOE TRADING, INC.|600
ACSI|AMERICAN CUSTOMER SA|ETRS|E*Trade Securities LLC|2606
ACSI|AMERICAN CUSTOMER SA|ICBX|INSTINET, LLC|100
ACSI|AMERICAN CUSTOMER SA|ITGP|ITG INC.|200
ACSI|AMERICAN CUSTOMER SA|JSJX|JANE STREET CAPITAL LLC|1521
ACSI|AMERICAN CUSTOMER SA|KCGM|VIRTU Americas LLC|777
ACSI|AMERICAN CUSTOMER SA|LEHM|Barclays Capital Inc./Le|800
ACSI|AMERICAN CUSTOMER SA|NFSC|National Financial Services LLC|1000
ACSI|AMERICAN CUSTOMER SA|NITE|VIRTU Americas LLC|2307
ACSI|AMERICAN CUSTOMER SA|PDQM|CODA MARKETS, INC.|100
ACSI|AMERICAN CUSTOMER SA|SGMT|GOLDMAN SACHS & CO. LLC|100
ACSI|AMERICAN CUSTOMER SA|SWIM|TD Ameritrade, Inc.|205
ACSI|AMERICAN CUSTOMER SA|UBSA|UBS SECURITIES LLC|700
ACSI|AMERICAN CUSTOMER SA|UBSS|UBS Securities LLC|50
ACSI|AMERICAN CUSTOMER SA|WSEA|WOLVERINE SECURITIES, LLC|3
ACST|ACASTI PHARMA CMN A|APCC|Apex Clearing Corporation|124518
ACST|ACASTI PHARMA CMN A|BATM|CBOE TRADING, INC.|5000
ACST|ACASTI PHARMA CMN A|BIMI|Banca IMI Securities Corp.|1600
ACST|ACASTI PHARMA CMN A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
ACST|ACASTI PHARMA CMN A|BYXM|CBOE TRADING, INC.|100
ACST|ACASTI PHARMA CMN A|CHAS|Charles Schwab & Co., Inc.|2000
ACST|ACASTI PHARMA CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10200
ACST|ACASTI PHARMA CMN A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6149
ACST|ACASTI PHARMA CMN A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
ACST|ACASTI PHARMA CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43834
ACST|ACASTI PHARMA CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|5400
ACST|ACASTI PHARMA CMN A|DBAB|Deutsche Bank Securities Inc.|21582
ACST|ACASTI PHARMA CMN A|DBAX|Deutsche Bank Securities Inc.|31600
ACST|ACASTI PHARMA CMN A|DEGS|RONIN PROFESSIONAL LLC|8890
ACST|ACASTI PHARMA CMN A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|146068
ACST|ACASTI PHARMA CMN A|EBXL|EBX LLC|102300
ACST|ACASTI PHARMA CMN A|ECUT|CONVERGEX EXECUTION SOLUTIONS|12943
ACST|ACASTI PHARMA CMN A|EGAM|CBOE TRADING, INC.|1200
ACST|ACASTI PHARMA CMN A|EGXM|CBOE TRADING, INC.|16046
ACST|ACASTI PHARMA CMN A|ETRS|E*Trade Securities LLC|412914
ACST|ACASTI PHARMA CMN A|FBCO|Credit Suisse Securities (USA) LLC|75464
ACST|ACASTI PHARMA CMN A|FILL|Tradestation Securities, Inc.|10554
ACST|ACASTI PHARMA CMN A|FMAF|NBCN Inc./ CDS|2100
ACST|ACASTI PHARMA CMN A|FOMA|TD AMERITRADE CLEARING, INC.|538255
ACST|ACASTI PHARMA CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|2985
ACST|ACASTI PHARMA CMN A|GSCO|GOLDMAN SACHS & CO. LLC|800
ACST|ACASTI PHARMA CMN A|GSCS|GOLDMAN SACHS & CO. LLC|1006
ACST|ACASTI PHARMA CMN A|GSLT|GOLDMAN SACHS & CO. LLC|24200
ACST|ACASTI PHARMA CMN A|HASF|Haywood Securities Inc./CDS|17300
ACST|ACASTI PHARMA CMN A|IATS|INTERACTIVE BROKERS LLC|8800
ACST|ACASTI PHARMA CMN A|IBKR|Interactive Brokers Llc|83534
ACST|ACASTI PHARMA CMN A|ICBX|INSTINET, LLC|10900
ACST|ACASTI PHARMA CMN A|INCA|INSTINET, LLC|9101
ACST|ACASTI PHARMA CMN A|INJX|INSTINET, LLC|200
ACST|ACASTI PHARMA CMN A|ITGI|ITG Inc.|71296
ACST|ACASTI PHARMA CMN A|ITGP|ITG INC.|38200
ACST|ACASTI PHARMA CMN A|JPMX|J.P. Morgan Securities LLC|1000
ACST|ACASTI PHARMA CMN A|KCGM|VIRTU Americas LLC|1200
ACST|ACASTI PHARMA CMN A|LEHM|Barclays Capital Inc./Le|11000
ACST|ACASTI PHARMA CMN A|LIME|Lime Brokerage LLC|4783
ACST|ACASTI PHARMA CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14532
ACST|ACASTI PHARMA CMN A|MSCO|MORGAN STANLEY & CO. LLC|369742
ACST|ACASTI PHARMA CMN A|MSPL|MORGAN STANLEY & CO. LLC|4700
ACST|ACASTI PHARMA CMN A|NFSC|National Financial Services LLC|454058
ACST|ACASTI PHARMA CMN A|NITE|VIRTU Americas LLC|932565
ACST|ACASTI PHARMA CMN A|PDQM|CODA MARKETS, INC.|26921
ACST|ACASTI PHARMA CMN A|SAGL|SAGETRADER, LLC|600
ACST|ACASTI PHARMA CMN A|SBSH|Citigroup Global Markets Inc.|19000
ACST|ACASTI PHARMA CMN A|SGMT|GOLDMAN SACHS & CO. LLC|3800
ACST|ACASTI PHARMA CMN A|SPDR|SPEEDROUTE LLC|13078
ACST|ACASTI PHARMA CMN A|STFL|Stifel, Nicolaus & Company, Incorporated|6100
ACST|ACASTI PHARMA CMN A|SWIM|TD Ameritrade, Inc.|317762
ACST|ACASTI PHARMA CMN A|TKNG|ALLY INVEST SECURITIES LLC|8376
ACST|ACASTI PHARMA CMN A|TWTT|TASTYWORKS, INC.|4099
ACST|ACASTI PHARMA CMN A|UBSA|UBS SECURITIES LLC|116738
ACST|ACASTI PHARMA CMN A|UBSS|UBS Securities LLC|53525
ACST|ACASTI PHARMA CMN A|VALX|VIRTU AMERICAS LLC|28618
ACST|ACASTI PHARMA CMN A|VGRD|Vanguard Marketing Corporation|5145
ACST|ACASTI PHARMA CMN A|VSIN|Vision Financial Markets Llc|19441
ACST|ACASTI PHARMA CMN A|WBLR|WILLIAM BLAIR|729
ACST|ACASTI PHARMA CMN A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2992
ACST|ACASTI PHARMA CMN A|WSEA|WOLVERINE SECURITIES, LLC|30762
ACT|ADVISORSHRS VICE ETF|APCC|Apex Clearing Corporation|46
ACT|ADVISORSHRS VICE ETF|CHAS|Charles Schwab & Co., Inc.|1
ACT|ADVISORSHRS VICE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3049
ACT|ADVISORSHRS VICE ETF|DBAB|Deutsche Bank Securities Inc.|66
ACT|ADVISORSHRS VICE ETF|DBAX|Deutsche Bank Securities Inc.|3700
ACT|ADVISORSHRS VICE ETF|EBXL|EBX LLC|200
ACT|ADVISORSHRS VICE ETF|ETRS|E*Trade Securities LLC|4693
ACT|ADVISORSHRS VICE ETF|FBCO|Credit Suisse Securities (USA) LLC|1312
ACT|ADVISORSHRS VICE ETF|FOMA|TD AMERITRADE CLEARING, INC.|7810
ACT|ADVISORSHRS VICE ETF|FTBR|Foliofn Investments, Inc.|8
ACT|ADVISORSHRS VICE ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1343
ACT|ADVISORSHRS VICE ETF|GSLT|GOLDMAN SACHS & CO. LLC|2172
ACT|ADVISORSHRS VICE ETF|IATS|INTERACTIVE BROKERS LLC|300
ACT|ADVISORSHRS VICE ETF|IBKR|Interactive Brokers Llc|17696
ACT|ADVISORSHRS VICE ETF|INCA|INSTINET, LLC|2
ACT|ADVISORSHRS VICE ETF|JPMX|J.P. Morgan Securities LLC|200
ACT|ADVISORSHRS VICE ETF|JSJX|JANE STREET CAPITAL LLC|12827
ACT|ADVISORSHRS VICE ETF|KCGM|VIRTU Americas LLC|100
ACT|ADVISORSHRS VICE ETF|LEHM|Barclays Capital Inc./Le|1000
ACT|ADVISORSHRS VICE ETF|LIME|Lime Brokerage LLC|1573
ACT|ADVISORSHRS VICE ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
ACT|ADVISORSHRS VICE ETF|MSCO|MORGAN STANLEY & CO. LLC|8929
ACT|ADVISORSHRS VICE ETF|NATL|National Securities Corporation|250
ACT|ADVISORSHRS VICE ETF|NFSC|National Financial Services LLC|31890
ACT|ADVISORSHRS VICE ETF|NITE|VIRTU Americas LLC|22815
ACT|ADVISORSHRS VICE ETF|OPCO|Oppenheimer & Co. Inc.|1000
ACT|ADVISORSHRS VICE ETF|RAJA|Raymond James & Associates, Inc.|3102
ACT|ADVISORSHRS VICE ETF|RBCM|RBC CAPITAL MARKETS, LLC|200
ACT|ADVISORSHRS VICE ETF|SBSH|Citigroup Global Markets Inc.|100
ACT|ADVISORSHRS VICE ETF|SGMT|GOLDMAN SACHS & CO. LLC|200
ACT|ADVISORSHRS VICE ETF|STTT|STATETRUST INVESTMENTS INC.|39
ACT|ADVISORSHRS VICE ETF|SWIM|TD Ameritrade, Inc.|657
ACT|ADVISORSHRS VICE ETF|SWST|Hilltop Securities Inc.|75
ACT|ADVISORSHRS VICE ETF|TKNG|ALLY INVEST SECURITIES LLC|42
ACT|ADVISORSHRS VICE ETF|TWTT|TASTYWORKS, INC.|15
ACT|ADVISORSHRS VICE ETF|UBSA|UBS SECURITIES LLC|3508
ACT|ADVISORSHRS VICE ETF|UBSS|UBS Securities LLC|7260
ACT|ADVISORSHRS VICE ETF|VGRD|Vanguard Marketing Corporation|1810
ACT|ADVISORSHRS VICE ETF|WCHV|WELLS FARGO SECURITIES, LLC|37
ACT|ADVISORSHRS VICE ETF|WGIF|CIBC World Markets Inc.|220
ACT|ADVISORSHRS VICE ETF|WSEA|WOLVERINE SECURITIES, LLC|115
ACT|ADVISORSHRS VICE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
ACT|ADVISORSHRS VICE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2222
ACTG|ACACIA RES-ACACIA ##|ABLE|NATIXIS Securities Americas LLC|1580
ACTG|ACACIA RES-ACACIA ##|APCC|Apex Clearing Corporation|317
ACTG|ACACIA RES-ACACIA ##|BATM|CBOE TRADING, INC.|1800
ACTG|ACACIA RES-ACACIA ##|BERN|Sanford C. Bernstein & Co., LLC|9400
ACTG|ACACIA RES-ACACIA ##|BIMI|Banca IMI Securities Corp.|3600
ACTG|ACACIA RES-ACACIA ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11673
ACTG|ACACIA RES-ACACIA ##|BLKX|INSTINET, LLC|124700
ACTG|ACACIA RES-ACACIA ##|BMOC|BMO Capital Markets Corp.|9932
ACTG|ACACIA RES-ACACIA ##|BNPX|BNP PARIBAS SECURITIES CORP.|12268
ACTG|ACACIA RES-ACACIA ##|BTIG|BTIG, LLC|79597
ACTG|ACACIA RES-ACACIA ##|BYXM|CBOE TRADING, INC.|100
ACTG|ACACIA RES-ACACIA ##|CHAS|Charles Schwab & Co., Inc.|1776
ACTG|ACACIA RES-ACACIA ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|143883
ACTG|ACACIA RES-ACACIA ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5800
ACTG|ACACIA RES-ACACIA ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132946
ACTG|ACACIA RES-ACACIA ##|CTDL|Citadel Derivatives Group Llc|2818
ACTG|ACACIA RES-ACACIA ##|CTLR|CUTLER GROUP, LP|2070
ACTG|ACACIA RES-ACACIA ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|33648
ACTG|ACACIA RES-ACACIA ##|DAVA|Davenport & Company LLC|25308
ACTG|ACACIA RES-ACACIA ##|DBAB|Deutsche Bank Securities Inc.|61644
ACTG|ACACIA RES-ACACIA ##|DBAX|Deutsche Bank Securities Inc.|187300
ACTG|ACACIA RES-ACACIA ##|DEAN|MORGAN STANLEY|18800
ACTG|ACACIA RES-ACACIA ##|DEGS|RONIN PROFESSIONAL LLC|16214
ACTG|ACACIA RES-ACACIA ##|EBXL|EBX LLC|103500
ACTG|ACACIA RES-ACACIA ##|EDJO|Edward D. Jones & Co., L.P.|552
ACTG|ACACIA RES-ACACIA ##|EGAM|CBOE TRADING, INC.|300
ACTG|ACACIA RES-ACACIA ##|ELEV|ELEVATION, LLC|677
ACTG|ACACIA RES-ACACIA ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|15481
ACTG|ACACIA RES-ACACIA ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6814
ACTG|ACACIA RES-ACACIA ##|ETRS|E*Trade Securities LLC|35791
ACTG|ACACIA RES-ACACIA ##|FBCO|Credit Suisse Securities (USA) LLC|164878
ACTG|ACACIA RES-ACACIA ##|FBSB|U.S. Bancorp Investments, Inc.|1
ACTG|ACACIA RES-ACACIA ##|FOMA|TD AMERITRADE CLEARING, INC.|42057
ACTG|ACACIA RES-ACACIA ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
ACTG|ACACIA RES-ACACIA ##|FTBR|Foliofn Investments, Inc.|644
ACTG|ACACIA RES-ACACIA ##|GEBB|GLOBAL EXECUTION BROKERS, LP|37644
ACTG|ACACIA RES-ACACIA ##|GLPX|ACS EXECUTION SERVICES, LLC|126
ACTG|ACACIA RES-ACACIA ##|GSCO|GOLDMAN SACHS & CO. LLC|192578
ACTG|ACACIA RES-ACACIA ##|GSCS|GOLDMAN SACHS & CO. LLC|198858
ACTG|ACACIA RES-ACACIA ##|GSLT|GOLDMAN SACHS & CO. LLC|4229
ACTG|ACACIA RES-ACACIA ##|GTSZ|GTS SECURITIES LLC|15788
ACTG|ACACIA RES-ACACIA ##|HRBF|American Enterprise Investment Services Inc.|11095
ACTG|ACACIA RES-ACACIA ##|IATS|INTERACTIVE BROKERS LLC|24920
ACTG|ACACIA RES-ACACIA ##|IBKR|Interactive Brokers Llc|173000
ACTG|ACACIA RES-ACACIA ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
ACTG|ACACIA RES-ACACIA ##|ICBX|INSTINET, LLC|46816
ACTG|ACACIA RES-ACACIA ##|INCA|INSTINET, LLC|71705
ACTG|ACACIA RES-ACACIA ##|INJX|INSTINET, LLC|6162
ACTG|ACACIA RES-ACACIA ##|ITGI|ITG Inc.|26079
ACTG|ACACIA RES-ACACIA ##|ITGP|ITG INC.|197200
ACTG|ACACIA RES-ACACIA ##|JANY|Janney Montgomery Scott Inc.|6000
ACTG|ACACIA RES-ACACIA ##|JEFF|JEFFERIES LLC|89553
ACTG|ACACIA RES-ACACIA ##|JMPT|JUMP TRADING, LLC|390
ACTG|ACACIA RES-ACACIA ##|JPBX|J.P. MORGAN SECURITIES LLC|1800
ACTG|ACACIA RES-ACACIA ##|JPMX|J.P. Morgan Securities LLC|227292
ACTG|ACACIA RES-ACACIA ##|JSJX|JANE STREET CAPITAL LLC|14038
ACTG|ACACIA RES-ACACIA ##|KCGM|VIRTU Americas LLC|35285
ACTG|ACACIA RES-ACACIA ##|LEHM|Barclays Capital Inc./Le|239756
ACTG|ACACIA RES-ACACIA ##|LIME|Lime Brokerage LLC|28200
ACTG|ACACIA RES-ACACIA ##|LMGP|LIME BROKERAGE LLC|9200
ACTG|ACACIA RES-ACACIA ##|LQNA|LIQUIDNET, INC.|57000
ACTG|ACACIA RES-ACACIA ##|MAXM|Maxim Group LLC|8638
ACTG|ACACIA RES-ACACIA ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|431814
ACTG|ACACIA RES-ACACIA ##|MSCO|MORGAN STANLEY & CO. LLC|291544
ACTG|ACACIA RES-ACACIA ##|MSPL|MORGAN STANLEY & CO. LLC|187900
ACTG|ACACIA RES-ACACIA ##|MSTX|MORGAN STANLEY & CO. LLC|8200
ACTG|ACACIA RES-ACACIA ##|NATL|National Securities Corporation|100
ACTG|ACACIA RES-ACACIA ##|NFSC|National Financial Services LLC|252902
ACTG|ACACIA RES-ACACIA ##|NITE|VIRTU Americas LLC|321187
ACTG|ACACIA RES-ACACIA ##|NITP|VIRTU Americas LLC|13400
ACTG|ACACIA RES-ACACIA ##|NQRB|Brut, LLC|300
ACTG|ACACIA RES-ACACIA ##|OPCO|Oppenheimer & Co. Inc.|8810
ACTG|ACACIA RES-ACACIA ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ACTG|ACACIA RES-ACACIA ##|PDQM|CODA MARKETS, INC.|35749
ACTG|ACACIA RES-ACACIA ##|RAJA|Raymond James & Associates, Inc.|8500
ACTG|ACACIA RES-ACACIA ##|RBCM|RBC CAPITAL MARKETS, LLC|12000
ACTG|ACACIA RES-ACACIA ##|RILY|B. RILEY FBR, INC.|204100
ACTG|ACACIA RES-ACACIA ##|SBSH|Citigroup Global Markets Inc.|56663
ACTG|ACACIA RES-ACACIA ##|SGMT|GOLDMAN SACHS & CO. LLC|81604
ACTG|ACACIA RES-ACACIA ##|SPDR|SPEEDROUTE LLC|7308
ACTG|ACACIA RES-ACACIA ##|STFL|Stifel, Nicolaus & Company, Incorporated|10041
ACTG|ACACIA RES-ACACIA ##|SWIM|TD Ameritrade, Inc.|4887
ACTG|ACACIA RES-ACACIA ##|SWST|Hilltop Securities Inc.|565
ACTG|ACACIA RES-ACACIA ##|TKNG|ALLY INVEST SECURITIES LLC|101
ACTG|ACACIA RES-ACACIA ##|TRBT|Tradebot Systems, Inc.|7144
ACTG|ACACIA RES-ACACIA ##|TRCM|TRC MARKETS LLC|75626
ACTG|ACACIA RES-ACACIA ##|TWTT|TASTYWORKS, INC.|200
ACTG|ACACIA RES-ACACIA ##|UBSA|UBS SECURITIES LLC|80960
ACTG|ACACIA RES-ACACIA ##|UBSS|UBS Securities LLC|246900
ACTG|ACACIA RES-ACACIA ##|VALX|VIRTU AMERICAS LLC|21274
ACTG|ACACIA RES-ACACIA ##|VERT|The Vertical Trading Group, LLC|1787
ACTG|ACACIA RES-ACACIA ##|VGRD|Vanguard Marketing Corporation|9415
ACTG|ACACIA RES-ACACIA ##|WCHV|WELLS FARGO SECURITIES, LLC|35339
ACTG|ACACIA RES-ACACIA ##|WEED|Weeden & Co.L.P.|600
ACTG|ACACIA RES-ACACIA ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2676
ACTG|ACACIA RES-ACACIA ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4188
ACTG|ACACIA RES-ACACIA ##|WSEA|WOLVERINE SECURITIES, LLC|3179
ACTG|ACACIA RES-ACACIA ##|XIST|INSTINET, LLC|4000
ACTG|ACACIA RES-ACACIA ##|XPQR|Jump Trading|800
ACTG|ACACIA RES-ACACIA ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|156876
ACTG|ACACIA RES-ACACIA ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|376
ACU|ACME UNITED CP|APCC|Apex Clearing Corporation|13
ACU|ACME UNITED CP|CANT|Cantor Fitzgerald & Co.|276
ACU|ACME UNITED CP|CHAS|Charles Schwab & Co., Inc.|1
ACU|ACME UNITED CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
ACU|ACME UNITED CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1034
ACU|ACME UNITED CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
ACU|ACME UNITED CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ACU|ACME UNITED CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
ACU|ACME UNITED CP|DBAX|Deutsche Bank Securities Inc.|100
ACU|ACME UNITED CP|EBXL|EBX LLC|300
ACU|ACME UNITED CP|EDJO|Edward D. Jones & Co., L.P.|50
ACU|ACME UNITED CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
ACU|ACME UNITED CP|FTBR|Foliofn Investments, Inc.|1
ACU|ACME UNITED CP|GLPX|ACS EXECUTION SERVICES, LLC|241
ACU|ACME UNITED CP|GSCO|GOLDMAN SACHS & CO. LLC|101
ACU|ACME UNITED CP|GSLT|GOLDMAN SACHS & CO. LLC|104
ACU|ACME UNITED CP|HRBF|American Enterprise Investment Services Inc.|200
ACU|ACME UNITED CP|IATS|INTERACTIVE BROKERS LLC|800
ACU|ACME UNITED CP|IBKR|Interactive Brokers Llc|5191
ACU|ACME UNITED CP|ICBX|INSTINET, LLC|100
ACU|ACME UNITED CP|INCA|INSTINET, LLC|399
ACU|ACME UNITED CP|INJX|INSTINET, LLC|200
ACU|ACME UNITED CP|ITGI|ITG Inc.|281
ACU|ACME UNITED CP|ITGP|ITG INC.|8600
ACU|ACME UNITED CP|JEFF|JEFFERIES LLC|610
ACU|ACME UNITED CP|JPMX|J.P. Morgan Securities LLC|200
ACU|ACME UNITED CP|KCGM|VIRTU Americas LLC|100
ACU|ACME UNITED CP|LIME|Lime Brokerage LLC|470
ACU|ACME UNITED CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ACU|ACME UNITED CP|MOTF|MOTIF INVESTING, INC.|1
ACU|ACME UNITED CP|MSCO|MORGAN STANLEY & CO. LLC|903
ACU|ACME UNITED CP|MSPL|MORGAN STANLEY & CO. LLC|100
ACU|ACME UNITED CP|NFSC|National Financial Services LLC|5448
ACU|ACME UNITED CP|NITE|VIRTU Americas LLC|23387
ACU|ACME UNITED CP|PDQM|CODA MARKETS, INC.|441
ACU|ACME UNITED CP|SPDR|SPEEDROUTE LLC|713
ACU|ACME UNITED CP|SWIM|TD Ameritrade, Inc.|260
ACU|ACME UNITED CP|SWST|Hilltop Securities Inc.|9189
ACU|ACME UNITED CP|UBSA|UBS SECURITIES LLC|2767
ACU|ACME UNITED CP|UBSS|UBS Securities LLC|846
ACU|ACME UNITED CP|VGRD|Vanguard Marketing Corporation|500
ACU|ACME UNITED CP|WCHV|WELLS FARGO SECURITIES, LLC|1399
ACU|ACME UNITED CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3
ACU|ACME UNITED CP|WSEA|WOLVERINE SECURITIES, LLC|500
ACU|ACME UNITED CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ACV|ALLIANZGI DVRSFD SBI|ALTX|Alternet Securities Inc.|600
ACV|ALLIANZGI DVRSFD SBI|APCC|Apex Clearing Corporation|27
ACV|ALLIANZGI DVRSFD SBI|BATM|CBOE TRADING, INC.|100
ACV|ALLIANZGI DVRSFD SBI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
ACV|ALLIANZGI DVRSFD SBI|BTIG|BTIG, LLC|1029
ACV|ALLIANZGI DVRSFD SBI|BYXM|CBOE TRADING, INC.|500
ACV|ALLIANZGI DVRSFD SBI|CANT|Cantor Fitzgerald & Co.|380
ACV|ALLIANZGI DVRSFD SBI|CHAS|Charles Schwab & Co., Inc.|6
ACV|ALLIANZGI DVRSFD SBI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2481
ACV|ALLIANZGI DVRSFD SBI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
ACV|ALLIANZGI DVRSFD SBI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ACV|ALLIANZGI DVRSFD SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3660
ACV|ALLIANZGI DVRSFD SBI|CXCX|CITIGROUP GLOBAL MARKETS INC.|4200
ACV|ALLIANZGI DVRSFD SBI|DADA|D.A. Davidson & Co.|4
ACV|ALLIANZGI DVRSFD SBI|DBAX|Deutsche Bank Securities Inc.|5000
ACV|ALLIANZGI DVRSFD SBI|DEAN|MORGAN STANLEY|33795
ACV|ALLIANZGI DVRSFD SBI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1342
ACV|ALLIANZGI DVRSFD SBI|DJSA|Dawson James Securities, Inc|202
ACV|ALLIANZGI DVRSFD SBI|EBXL|EBX LLC|2600
ACV|ALLIANZGI DVRSFD SBI|ECUT|CONVERGEX EXECUTION SOLUTIONS|202
ACV|ALLIANZGI DVRSFD SBI|EGAM|CBOE TRADING, INC.|2124
ACV|ALLIANZGI DVRSFD SBI|EGXM|CBOE TRADING, INC.|668
ACV|ALLIANZGI DVRSFD SBI|ESPO|ESPOSITO SECURITIES, LLC|1820
ACV|ALLIANZGI DVRSFD SBI|ETRS|E*Trade Securities LLC|15489
ACV|ALLIANZGI DVRSFD SBI|FBSB|U.S. Bancorp Investments, Inc.|1000
ACV|ALLIANZGI DVRSFD SBI|FILL|Tradestation Securities, Inc.|1257
ACV|ALLIANZGI DVRSFD SBI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
ACV|ALLIANZGI DVRSFD SBI|FTBR|Foliofn Investments, Inc.|92
ACV|ALLIANZGI DVRSFD SBI|GLPX|ACS EXECUTION SERVICES, LLC|9493
ACV|ALLIANZGI DVRSFD SBI|GSCO|GOLDMAN SACHS & CO. LLC|161
ACV|ALLIANZGI DVRSFD SBI|GSLT|GOLDMAN SACHS & CO. LLC|200
ACV|ALLIANZGI DVRSFD SBI|GTSZ|GTS SECURITIES LLC|1900
ACV|ALLIANZGI DVRSFD SBI|HRBF|American Enterprise Investment Services Inc.|400
ACV|ALLIANZGI DVRSFD SBI|IATS|INTERACTIVE BROKERS LLC|11600
ACV|ALLIANZGI DVRSFD SBI|IBKR|Interactive Brokers Llc|48896
ACV|ALLIANZGI DVRSFD SBI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|235
ACV|ALLIANZGI DVRSFD SBI|ICBX|INSTINET, LLC|500
ACV|ALLIANZGI DVRSFD SBI|INCA|INSTINET, LLC|3275
ACV|ALLIANZGI DVRSFD SBI|INJX|INSTINET, LLC|50
ACV|ALLIANZGI DVRSFD SBI|ITGI|ITG Inc.|5704
ACV|ALLIANZGI DVRSFD SBI|ITGP|ITG INC.|10000
ACV|ALLIANZGI DVRSFD SBI|JANY|Janney Montgomery Scott Inc.|600
ACV|ALLIANZGI DVRSFD SBI|JEFF|JEFFERIES LLC|1500
ACV|ALLIANZGI DVRSFD SBI|JPMX|J.P. Morgan Securities LLC|6016
ACV|ALLIANZGI DVRSFD SBI|KCGM|VIRTU Americas LLC|500
ACV|ALLIANZGI DVRSFD SBI|LEHM|Barclays Capital Inc./Le|1600
ACV|ALLIANZGI DVRSFD SBI|LIME|Lime Brokerage LLC|2156
ACV|ALLIANZGI DVRSFD SBI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4716
ACV|ALLIANZGI DVRSFD SBI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3584
ACV|ALLIANZGI DVRSFD SBI|MOTF|MOTIF INVESTING, INC.|4
ACV|ALLIANZGI DVRSFD SBI|MSCO|MORGAN STANLEY & CO. LLC|15976
ACV|ALLIANZGI DVRSFD SBI|MSPL|MORGAN STANLEY & CO. LLC|1600
ACV|ALLIANZGI DVRSFD SBI|NATL|National Securities Corporation|800
ACV|ALLIANZGI DVRSFD SBI|NFSC|National Financial Services LLC|62300
ACV|ALLIANZGI DVRSFD SBI|NITE|VIRTU Americas LLC|124689
ACV|ALLIANZGI DVRSFD SBI|NITP|VIRTU Americas LLC|100
ACV|ALLIANZGI DVRSFD SBI|NQRB|Brut, LLC|400
ACV|ALLIANZGI DVRSFD SBI|OPCO|Oppenheimer & Co. Inc.|501
ACV|ALLIANZGI DVRSFD SBI|PDQM|CODA MARKETS, INC.|12717
ACV|ALLIANZGI DVRSFD SBI|PWJC|UBS Financial Services, Inc.|4150
ACV|ALLIANZGI DVRSFD SBI|RBCM|RBC CAPITAL MARKETS, LLC|9357
ACV|ALLIANZGI DVRSFD SBI|SAGL|SAGETRADER, LLC|9812
ACV|ALLIANZGI DVRSFD SBI|SALI|INTL FCSTONE FINANCIAL INC.|1383
ACV|ALLIANZGI DVRSFD SBI|SBSH|Citigroup Global Markets Inc.|29822
ACV|ALLIANZGI DVRSFD SBI|SGMT|GOLDMAN SACHS & CO. LLC|1533
ACV|ALLIANZGI DVRSFD SBI|SPDR|SPEEDROUTE LLC|300
ACV|ALLIANZGI DVRSFD SBI|SPHN|Stephens Inc.|675
ACV|ALLIANZGI DVRSFD SBI|SPTD|MINT GLOBAL MARKETS, INC.|61656
ACV|ALLIANZGI DVRSFD SBI|STFL|Stifel, Nicolaus & Company, Incorporated|3107
ACV|ALLIANZGI DVRSFD SBI|STXG|Stockcross Financial Services, Inc.|856
ACV|ALLIANZGI DVRSFD SBI|SWIM|TD Ameritrade, Inc.|2100
ACV|ALLIANZGI DVRSFD SBI|SWST|Hilltop Securities Inc.|12099
ACV|ALLIANZGI DVRSFD SBI|TRBT|Tradebot Systems, Inc.|926
ACV|ALLIANZGI DVRSFD SBI|TRCM|TRC MARKETS LLC|100
ACV|ALLIANZGI DVRSFD SBI|UBSA|UBS SECURITIES LLC|18457
ACV|ALLIANZGI DVRSFD SBI|UBSS|UBS Securities LLC|46406
ACV|ALLIANZGI DVRSFD SBI|VALX|VIRTU AMERICAS LLC|2799
ACV|ALLIANZGI DVRSFD SBI|VGRD|Vanguard Marketing Corporation|3433
ACV|ALLIANZGI DVRSFD SBI|WCHV|WELLS FARGO SECURITIES, LLC|66311
ACV|ALLIANZGI DVRSFD SBI|WEDB|WEDBUSH SECURITIES INC.|575
ACV|ALLIANZGI DVRSFD SBI|WEED|Weeden & Co.L.P.|1050
ACV|ALLIANZGI DVRSFD SBI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1501
ACV|ALLIANZGI DVRSFD SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18856
ACV|ALLIANZGI DVRSFD SBI|WSEA|WOLVERINE SECURITIES, LLC|2631
ACV|ALLIANZGI DVRSFD SBI|XPQR|Jump Trading|100
ACV|ALLIANZGI DVRSFD SBI|YKNA|COMHAR CAPITAL MARKETS, LLC|700
ACV|ALLIANZGI DVRSFD SBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7325
ACWF|ISHARES MSCI GLBL|APCC|Apex Clearing Corporation|30
ACWF|ISHARES MSCI GLBL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
ACWF|ISHARES MSCI GLBL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2913
ACWF|ISHARES MSCI GLBL|CSIN|Citadel Securities Institutional LLC|33000
ACWF|ISHARES MSCI GLBL|CTDL|Citadel Derivatives Group Llc|43813
ACWF|ISHARES MSCI GLBL|DBAX|Deutsche Bank Securities Inc.|1700
ACWF|ISHARES MSCI GLBL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1660
ACWF|ISHARES MSCI GLBL|EBXL|EBX LLC|1000
ACWF|ISHARES MSCI GLBL|ETRS|E*Trade Securities LLC|413
ACWF|ISHARES MSCI GLBL|IATS|INTERACTIVE BROKERS LLC|100
ACWF|ISHARES MSCI GLBL|IBKR|Interactive Brokers Llc|815
ACWF|ISHARES MSCI GLBL|ICBX|INSTINET, LLC|2519
ACWF|ISHARES MSCI GLBL|JPMX|J.P. Morgan Securities LLC|1000
ACWF|ISHARES MSCI GLBL|JSEB|JANE STREET EXECUTION SERVICES, LLC|12294
ACWF|ISHARES MSCI GLBL|JSJX|JANE STREET CAPITAL LLC|14568
ACWF|ISHARES MSCI GLBL|KCGM|VIRTU Americas LLC|8843
ACWF|ISHARES MSCI GLBL|LEHM|Barclays Capital Inc./Le|13200
ACWF|ISHARES MSCI GLBL|LIME|Lime Brokerage LLC|1059
ACWF|ISHARES MSCI GLBL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
ACWF|ISHARES MSCI GLBL|MOTF|MOTIF INVESTING, INC.|1
ACWF|ISHARES MSCI GLBL|MSCO|MORGAN STANLEY & CO. LLC|275
ACWF|ISHARES MSCI GLBL|MSPL|MORGAN STANLEY & CO. LLC|1800
ACWF|ISHARES MSCI GLBL|NFSC|National Financial Services LLC|14596
ACWF|ISHARES MSCI GLBL|NITE|VIRTU Americas LLC|17826
ACWF|ISHARES MSCI GLBL|OLDM|OLD MISSION CAPITAL, LLC|660
ACWF|ISHARES MSCI GLBL|SBSH|Citigroup Global Markets Inc.|328
ACWF|ISHARES MSCI GLBL|SGMT|GOLDMAN SACHS & CO. LLC|400
ACWF|ISHARES MSCI GLBL|SWIM|TD Ameritrade, Inc.|337
ACWF|ISHARES MSCI GLBL|UBSA|UBS SECURITIES LLC|13900
ACWF|ISHARES MSCI GLBL|UBSS|UBS Securities LLC|9440
ACWF|ISHARES MSCI GLBL|VGRD|Vanguard Marketing Corporation|889
ACWF|ISHARES MSCI GLBL|WCHV|WELLS FARGO SECURITIES, LLC|2171
ACWF|ISHARES MSCI GLBL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1815
ACWI|ISHARES MSCI ACWI|ADAM|CANACCORD GENUITY INC.|7385
ACWI|ISHARES MSCI ACWI|ALTX|Alternet Securities Inc.|30761
ACWI|ISHARES MSCI ACWI|APCC|Apex Clearing Corporation|484
ACWI|ISHARES MSCI ACWI|BANK|Primevest Financial Services, Inc.|25
ACWI|ISHARES MSCI ACWI|BARD|Robert W. Baird & Co. Incorporated|681
ACWI|ISHARES MSCI ACWI|BATM|CBOE TRADING, INC.|56391
ACWI|ISHARES MSCI ACWI|BAYC|BAY CREST PARTNERS, LLC|54395
ACWI|ISHARES MSCI ACWI|BAYT|BTIG, LLC|8000
ACWI|ISHARES MSCI ACWI|BBNT|BB&T SECURITIES, LLC|18939
ACWI|ISHARES MSCI ACWI|BERN|Sanford C. Bernstein & Co., LLC|45811
ACWI|ISHARES MSCI ACWI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62295
ACWI|ISHARES MSCI ACWI|BNPX|BNP PARIBAS SECURITIES CORP.|683877
ACWI|ISHARES MSCI ACWI|BYXM|CBOE TRADING, INC.|2388
ACWI|ISHARES MSCI ACWI|CANT|Cantor Fitzgerald & Co.|1404781
ACWI|ISHARES MSCI ACWI|CHAS|Charles Schwab & Co., Inc.|614
ACWI|ISHARES MSCI ACWI|CIST|Capital Institutional Services, Inc.|35
ACWI|ISHARES MSCI ACWI|CLSA|CLSA AMERICAS, LLC|21956
ACWI|ISHARES MSCI ACWI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118127
ACWI|ISHARES MSCI ACWI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1001
ACWI|ISHARES MSCI ACWI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|618387
ACWI|ISHARES MSCI ACWI|CSIN|Citadel Securities Institutional LLC|8837
ACWI|ISHARES MSCI ACWI|CTDL|Citadel Derivatives Group Llc|871256
ACWI|ISHARES MSCI ACWI|CXCX|CITIGROUP GLOBAL MARKETS INC.|172258
ACWI|ISHARES MSCI ACWI|DBAB|Deutsche Bank Securities Inc.|67717
ACWI|ISHARES MSCI ACWI|DBAX|Deutsche Bank Securities Inc.|250000
ACWI|ISHARES MSCI ACWI|DCHF|Dart Executions, LLC|155221
ACWI|ISHARES MSCI ACWI|DEAN|MORGAN STANLEY|614337
ACWI|ISHARES MSCI ACWI|DEGS|RONIN PROFESSIONAL LLC|9000
ACWI|ISHARES MSCI ACWI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|86479
ACWI|ISHARES MSCI ACWI|EBXL|EBX LLC|325300
ACWI|ISHARES MSCI ACWI|ECUT|CONVERGEX EXECUTION SOLUTIONS|63233
ACWI|ISHARES MSCI ACWI|EDJO|Edward D. Jones & Co., L.P.|20966
ACWI|ISHARES MSCI ACWI|EGAM|CBOE TRADING, INC.|67119
ACWI|ISHARES MSCI ACWI|EGAW|CBOE TRADING, INC.|310
ACWI|ISHARES MSCI ACWI|EGXM|CBOE TRADING, INC.|26026
ACWI|ISHARES MSCI ACWI|ETBE|Electronic Transaction Clearing, Inc.|78990
ACWI|ISHARES MSCI ACWI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|28636
ACWI|ISHARES MSCI ACWI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10174
ACWI|ISHARES MSCI ACWI|ETRS|E*Trade Securities LLC|7378
ACWI|ISHARES MSCI ACWI|FBCO|Credit Suisse Securities (USA) LLC|243654
ACWI|ISHARES MSCI ACWI|FCST|INTL FCSTONE FINANCIAL INC.|6392
ACWI|ISHARES MSCI ACWI|FILL|Tradestation Securities, Inc.|1273
ACWI|ISHARES MSCI ACWI|FLTU|FLOW TRADERS US LLC|2254586
ACWI|ISHARES MSCI ACWI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1409314
ACWI|ISHARES MSCI ACWI|FMAF|NBCN Inc./ CDS|72745
ACWI|ISHARES MSCI ACWI|FOMA|TD AMERITRADE CLEARING, INC.|133284
ACWI|ISHARES MSCI ACWI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26587
ACWI|ISHARES MSCI ACWI|FTBR|Foliofn Investments, Inc.|225
ACWI|ISHARES MSCI ACWI|GBMT|GBM International, Inc.|23794
ACWI|ISHARES MSCI ACWI|GEBB|GLOBAL EXECUTION BROKERS, LP|20864
ACWI|ISHARES MSCI ACWI|GLPX|ACS EXECUTION SERVICES, LLC|20068
ACWI|ISHARES MSCI ACWI|GSCO|GOLDMAN SACHS & CO. LLC|673680
ACWI|ISHARES MSCI ACWI|GSCS|GOLDMAN SACHS & CO. LLC|7236
ACWI|ISHARES MSCI ACWI|GSLT|GOLDMAN SACHS & CO. LLC|50659
ACWI|ISHARES MSCI ACWI|GTSZ|GTS SECURITIES LLC|174801
ACWI|ISHARES MSCI ACWI|HAPX|HAP Trading, LLC|249200
ACWI|ISHARES MSCI ACWI|HRBF|American Enterprise Investment Services Inc.|87503
ACWI|ISHARES MSCI ACWI|HSBC|HSBC Securities, Inc.|611612
ACWI|ISHARES MSCI ACWI|IATS|INTERACTIVE BROKERS LLC|58007
ACWI|ISHARES MSCI ACWI|IBKR|Interactive Brokers Llc|308240
ACWI|ISHARES MSCI ACWI|ICBX|INSTINET, LLC|387565
ACWI|ISHARES MSCI ACWI|INCA|INSTINET, LLC|292547
ACWI|ISHARES MSCI ACWI|INJX|INSTINET, LLC|38352
ACWI|ISHARES MSCI ACWI|ITGI|ITG Inc.|39631
ACWI|ISHARES MSCI ACWI|ITGP|ITG INC.|452400
ACWI|ISHARES MSCI ACWI|JANY|Janney Montgomery Scott Inc.|564
ACWI|ISHARES MSCI ACWI|JEFF|JEFFERIES LLC|83090
ACWI|ISHARES MSCI ACWI|JMPT|JUMP TRADING, LLC|124645
ACWI|ISHARES MSCI ACWI|JPMX|J.P. Morgan Securities LLC|150746
ACWI|ISHARES MSCI ACWI|JSEB|JANE STREET EXECUTION SERVICES, LLC|574399
ACWI|ISHARES MSCI ACWI|JSJX|JANE STREET CAPITAL LLC|962882
ACWI|ISHARES MSCI ACWI|KCGM|VIRTU Americas LLC|79563
ACWI|ISHARES MSCI ACWI|LAMP|Lampost Capital, L.C.|183
ACWI|ISHARES MSCI ACWI|LEHM|Barclays Capital Inc./Le|1529398
ACWI|ISHARES MSCI ACWI|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|45
ACWI|ISHARES MSCI ACWI|LIME|Lime Brokerage LLC|366823
ACWI|ISHARES MSCI ACWI|LMGP|LIME BROKERAGE LLC|11500
ACWI|ISHARES MSCI ACWI|LOOP|Loop Capital Markets LLC|1800
ACWI|ISHARES MSCI ACWI|LSCI|Lek Securities Corporation|13085
ACWI|ISHARES MSCI ACWI|MACC|Mid Atlantic Capital Corporation|128
ACWI|ISHARES MSCI ACWI|MACQ|Macquarie Capital (USA) Inc.|400
ACWI|ISHARES MSCI ACWI|MAXM|Maxim Group LLC|170
ACWI|ISHARES MSCI ACWI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|205622
ACWI|ISHARES MSCI ACWI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9100
ACWI|ISHARES MSCI ACWI|MOTF|MOTIF INVESTING, INC.|1
ACWI|ISHARES MSCI ACWI|MSCO|MORGAN STANLEY & CO. LLC|1476254
ACWI|ISHARES MSCI ACWI|MSPL|MORGAN STANLEY & CO. LLC|158000
ACWI|ISHARES MSCI ACWI|MSTX|MORGAN STANLEY & CO. LLC|26100
ACWI|ISHARES MSCI ACWI|NFSC|National Financial Services LLC|699350
ACWI|ISHARES MSCI ACWI|NITE|VIRTU Americas LLC|801730
ACWI|ISHARES MSCI ACWI|NITP|VIRTU Americas LLC|196907
ACWI|ISHARES MSCI ACWI|NQRB|Brut, LLC|71085
ACWI|ISHARES MSCI ACWI|NTRC|Northern Trust Securities, Inc.|621640
ACWI|ISHARES MSCI ACWI|OLDM|OLD MISSION CAPITAL, LLC|111056
ACWI|ISHARES MSCI ACWI|OPCO|Oppenheimer & Co. Inc.|1104
ACWI|ISHARES MSCI ACWI|PDQM|CODA MARKETS, INC.|64116
ACWI|ISHARES MSCI ACWI|PICT|Pictet Overseas Inc.|230
ACWI|ISHARES MSCI ACWI|PIPR|Piper Jaffray & Co.|7598
ACWI|ISHARES MSCI ACWI|PWJC|UBS Financial Services, Inc.|11
ACWI|ISHARES MSCI ACWI|RAJA|Raymond James & Associates, Inc.|1651
ACWI|ISHARES MSCI ACWI|RBCM|RBC CAPITAL MARKETS, LLC|3965
ACWI|ISHARES MSCI ACWI|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|64863
ACWI|ISHARES MSCI ACWI|SAGL|SAGETRADER, LLC|200
ACWI|ISHARES MSCI ACWI|SBSH|Citigroup Global Markets Inc.|1003846
ACWI|ISHARES MSCI ACWI|SCMC|Scotia Capital Markets (USA) Inc.|449200
ACWI|ISHARES MSCI ACWI|SEIC|SEI Investments Distribution Co.|2340
ACWI|ISHARES MSCI ACWI|SGMT|GOLDMAN SACHS & CO. LLC|180357
ACWI|ISHARES MSCI ACWI|SPDR|SPEEDROUTE LLC|500
ACWI|ISHARES MSCI ACWI|STFL|Stifel, Nicolaus & Company, Incorporated|169
ACWI|ISHARES MSCI ACWI|SWIM|TD Ameritrade, Inc.|6064
ACWI|ISHARES MSCI ACWI|SWST|Hilltop Securities Inc.|42
ACWI|ISHARES MSCI ACWI|TRBT|Tradebot Systems, Inc.|488274
ACWI|ISHARES MSCI ACWI|TRCM|TRC MARKETS LLC|1272238
ACWI|ISHARES MSCI ACWI|UBSA|UBS SECURITIES LLC|1715531
ACWI|ISHARES MSCI ACWI|UBSS|UBS Securities LLC|1361994
ACWI|ISHARES MSCI ACWI|VALX|VIRTU AMERICAS LLC|26142
ACWI|ISHARES MSCI ACWI|VGRD|Vanguard Marketing Corporation|966
ACWI|ISHARES MSCI ACWI|WBET|Wallachbeth Capital LLC|96577
ACWI|ISHARES MSCI ACWI|WCHV|WELLS FARGO SECURITIES, LLC|411953
ACWI|ISHARES MSCI ACWI|WEED|Weeden & Co.L.P.|1300
ACWI|ISHARES MSCI ACWI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3575
ACWI|ISHARES MSCI ACWI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32426
ACWI|ISHARES MSCI ACWI|WGIF|CIBC World Markets Inc.|1574
ACWI|ISHARES MSCI ACWI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
ACWI|ISHARES MSCI ACWI|WSAG|WALL STREET ACCESS|1500
ACWI|ISHARES MSCI ACWI|WSEA|WOLVERINE SECURITIES, LLC|7197
ACWI|ISHARES MSCI ACWI|XPUS|XP SECURITIES, LLC|109104
ACWI|ISHARES MSCI ACWI|XSTM|NATIONAL FINANCIAL SERVICES LLC|51644
ACWI|ISHARES MSCI ACWI|YKNA|COMHAR CAPITAL MARKETS, LLC|2262
ACWI|ISHARES MSCI ACWI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23530
ACWV|ISHARES EDGE MIN VOL|ALTX|Alternet Securities Inc.|200
ACWV|ISHARES EDGE MIN VOL|APCC|Apex Clearing Corporation|759
ACWV|ISHARES EDGE MIN VOL|BARD|Robert W. Baird & Co. Incorporated|1989
ACWV|ISHARES EDGE MIN VOL|BATM|CBOE TRADING, INC.|2035
ACWV|ISHARES EDGE MIN VOL|BBNT|BB&T SECURITIES, LLC|10562
ACWV|ISHARES EDGE MIN VOL|BERN|Sanford C. Bernstein & Co., LLC|44
ACWV|ISHARES EDGE MIN VOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|681
ACWV|ISHARES EDGE MIN VOL|BYXM|CBOE TRADING, INC.|133
ACWV|ISHARES EDGE MIN VOL|CANT|Cantor Fitzgerald & Co.|31539
ACWV|ISHARES EDGE MIN VOL|CHAS|Charles Schwab & Co., Inc.|8730
ACWV|ISHARES EDGE MIN VOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35548
ACWV|ISHARES EDGE MIN VOL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13
ACWV|ISHARES EDGE MIN VOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10775
ACWV|ISHARES EDGE MIN VOL|CSIN|Citadel Securities Institutional LLC|18721
ACWV|ISHARES EDGE MIN VOL|CTDL|Citadel Derivatives Group Llc|8485
ACWV|ISHARES EDGE MIN VOL|CXCX|CITIGROUP GLOBAL MARKETS INC.|2444
ACWV|ISHARES EDGE MIN VOL|DBAX|Deutsche Bank Securities Inc.|7200
ACWV|ISHARES EDGE MIN VOL|DEGS|RONIN PROFESSIONAL LLC|900
ACWV|ISHARES EDGE MIN VOL|EBXL|EBX LLC|12100
ACWV|ISHARES EDGE MIN VOL|ECUT|CONVERGEX EXECUTION SOLUTIONS|257
ACWV|ISHARES EDGE MIN VOL|EDJC|Edward Jones / CDS|35
ACWV|ISHARES EDGE MIN VOL|EDJO|Edward D. Jones & Co., L.P.|4959
ACWV|ISHARES EDGE MIN VOL|EGAM|CBOE TRADING, INC.|35
ACWV|ISHARES EDGE MIN VOL|EGXM|CBOE TRADING, INC.|82
ACWV|ISHARES EDGE MIN VOL|ETBE|Electronic Transaction Clearing, Inc.|100
ACWV|ISHARES EDGE MIN VOL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|387
ACWV|ISHARES EDGE MIN VOL|ETRS|E*Trade Securities LLC|993
ACWV|ISHARES EDGE MIN VOL|FBSB|U.S. Bancorp Investments, Inc.|211
ACWV|ISHARES EDGE MIN VOL|FILL|Tradestation Securities, Inc.|320
ACWV|ISHARES EDGE MIN VOL|FINX|FINTECH SECURITIES|200
ACWV|ISHARES EDGE MIN VOL|FMAF|NBCN Inc./ CDS|104195
ACWV|ISHARES EDGE MIN VOL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2170
ACWV|ISHARES EDGE MIN VOL|FTBR|Foliofn Investments, Inc.|166
ACWV|ISHARES EDGE MIN VOL|GBMT|GBM International, Inc.|761
ACWV|ISHARES EDGE MIN VOL|GEBB|GLOBAL EXECUTION BROKERS, LP|599
ACWV|ISHARES EDGE MIN VOL|GSCO|GOLDMAN SACHS & CO. LLC|5349
ACWV|ISHARES EDGE MIN VOL|GTSZ|GTS SECURITIES LLC|698
ACWV|ISHARES EDGE MIN VOL|HRBF|American Enterprise Investment Services Inc.|61883
ACWV|ISHARES EDGE MIN VOL|IATS|INTERACTIVE BROKERS LLC|46
ACWV|ISHARES EDGE MIN VOL|IBKR|Interactive Brokers Llc|26
ACWV|ISHARES EDGE MIN VOL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16201
ACWV|ISHARES EDGE MIN VOL|ICBX|INSTINET, LLC|5300
ACWV|ISHARES EDGE MIN VOL|INCA|INSTINET, LLC|3073
ACWV|ISHARES EDGE MIN VOL|ITGI|ITG Inc.|6017
ACWV|ISHARES EDGE MIN VOL|ITGP|ITG INC.|25200
ACWV|ISHARES EDGE MIN VOL|JANY|Janney Montgomery Scott Inc.|1556
ACWV|ISHARES EDGE MIN VOL|JPMX|J.P. Morgan Securities LLC|11340
ACWV|ISHARES EDGE MIN VOL|JSEB|JANE STREET EXECUTION SERVICES, LLC|391118
ACWV|ISHARES EDGE MIN VOL|JSJX|JANE STREET CAPITAL LLC|181449
ACWV|ISHARES EDGE MIN VOL|KCGM|VIRTU Americas LLC|14550
ACWV|ISHARES EDGE MIN VOL|LEHM|Barclays Capital Inc./Le|30752
ACWV|ISHARES EDGE MIN VOL|LIME|Lime Brokerage LLC|311
ACWV|ISHARES EDGE MIN VOL|MACC|Mid Atlantic Capital Corporation|429
ACWV|ISHARES EDGE MIN VOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8706
ACWV|ISHARES EDGE MIN VOL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|198
ACWV|ISHARES EDGE MIN VOL|MSCO|MORGAN STANLEY & CO. LLC|45865
ACWV|ISHARES EDGE MIN VOL|MSPL|MORGAN STANLEY & CO. LLC|3900
ACWV|ISHARES EDGE MIN VOL|NFSC|National Financial Services LLC|103501
ACWV|ISHARES EDGE MIN VOL|NITE|VIRTU Americas LLC|130077
ACWV|ISHARES EDGE MIN VOL|NQRB|Brut, LLC|200
ACWV|ISHARES EDGE MIN VOL|OLDM|OLD MISSION CAPITAL, LLC|748
ACWV|ISHARES EDGE MIN VOL|PDQM|CODA MARKETS, INC.|1300
ACWV|ISHARES EDGE MIN VOL|RBCM|RBC CAPITAL MARKETS, LLC|7727
ACWV|ISHARES EDGE MIN VOL|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2700
ACWV|ISHARES EDGE MIN VOL|SALI|INTL FCSTONE FINANCIAL INC.|179
ACWV|ISHARES EDGE MIN VOL|SBSH|Citigroup Global Markets Inc.|2716
ACWV|ISHARES EDGE MIN VOL|SGMT|GOLDMAN SACHS & CO. LLC|10287
ACWV|ISHARES EDGE MIN VOL|SPHN|Stephens Inc.|664
ACWV|ISHARES EDGE MIN VOL|STFL|Stifel, Nicolaus & Company, Incorporated|2221
ACWV|ISHARES EDGE MIN VOL|SWIM|TD Ameritrade, Inc.|95
ACWV|ISHARES EDGE MIN VOL|SWST|Hilltop Securities Inc.|2424
ACWV|ISHARES EDGE MIN VOL|TKNG|ALLY INVEST SECURITIES LLC|91
ACWV|ISHARES EDGE MIN VOL|TRBT|Tradebot Systems, Inc.|100
ACWV|ISHARES EDGE MIN VOL|UBSA|UBS SECURITIES LLC|51979
ACWV|ISHARES EDGE MIN VOL|UBSS|UBS Securities LLC|92303
ACWV|ISHARES EDGE MIN VOL|VALX|VIRTU AMERICAS LLC|415
ACWV|ISHARES EDGE MIN VOL|VGRD|Vanguard Marketing Corporation|1375
ACWV|ISHARES EDGE MIN VOL|WBLR|WILLIAM BLAIR|364
ACWV|ISHARES EDGE MIN VOL|WCHV|WELLS FARGO SECURITIES, LLC|30803
ACWV|ISHARES EDGE MIN VOL|WEDB|WEDBUSH SECURITIES INC.|2
ACWV|ISHARES EDGE MIN VOL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|343
ACWV|ISHARES EDGE MIN VOL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14
ACWV|ISHARES EDGE MIN VOL|WGIF|CIBC World Markets Inc.|31
ACWV|ISHARES EDGE MIN VOL|WSEA|WOLVERINE SECURITIES, LLC|985
ACWV|ISHARES EDGE MIN VOL|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ACWV|ISHARES EDGE MIN VOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23526
ACWX|ISHARES MSCI ACWI|ALTX|Alternet Securities Inc.|15507
ACWX|ISHARES MSCI ACWI|APCC|Apex Clearing Corporation|12
ACWX|ISHARES MSCI ACWI|BARD|Robert W. Baird & Co. Incorporated|3179
ACWX|ISHARES MSCI ACWI|BATM|CBOE TRADING, INC.|575
ACWX|ISHARES MSCI ACWI|BBNT|BB&T SECURITIES, LLC|2645
ACWX|ISHARES MSCI ACWI|BERN|Sanford C. Bernstein & Co., LLC|7700
ACWX|ISHARES MSCI ACWI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8199
ACWX|ISHARES MSCI ACWI|BNPX|BNP PARIBAS SECURITIES CORP.|1097
ACWX|ISHARES MSCI ACWI|BYXM|CBOE TRADING, INC.|300
ACWX|ISHARES MSCI ACWI|CANT|Cantor Fitzgerald & Co.|53299
ACWX|ISHARES MSCI ACWI|CHAS|Charles Schwab & Co., Inc.|7052
ACWX|ISHARES MSCI ACWI|CIST|Capital Institutional Services, Inc.|15065
ACWX|ISHARES MSCI ACWI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98000
ACWX|ISHARES MSCI ACWI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
ACWX|ISHARES MSCI ACWI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181450
ACWX|ISHARES MSCI ACWI|CSIN|Citadel Securities Institutional LLC|443258
ACWX|ISHARES MSCI ACWI|CTDL|Citadel Derivatives Group Llc|835451
ACWX|ISHARES MSCI ACWI|CXCX|CITIGROUP GLOBAL MARKETS INC.|21730
ACWX|ISHARES MSCI ACWI|DBAB|Deutsche Bank Securities Inc.|7960
ACWX|ISHARES MSCI ACWI|DBAX|Deutsche Bank Securities Inc.|46000
ACWX|ISHARES MSCI ACWI|DEAN|MORGAN STANLEY|699034
ACWX|ISHARES MSCI ACWI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|427
ACWX|ISHARES MSCI ACWI|EBXL|EBX LLC|92600
ACWX|ISHARES MSCI ACWI|ECUT|CONVERGEX EXECUTION SOLUTIONS|12214
ACWX|ISHARES MSCI ACWI|EDJO|Edward D. Jones & Co., L.P.|376
ACWX|ISHARES MSCI ACWI|EGAM|CBOE TRADING, INC.|4851
ACWX|ISHARES MSCI ACWI|EGXM|CBOE TRADING, INC.|12329
ACWX|ISHARES MSCI ACWI|ETBE|Electronic Transaction Clearing, Inc.|5400
ACWX|ISHARES MSCI ACWI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12428
ACWX|ISHARES MSCI ACWI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10440
ACWX|ISHARES MSCI ACWI|ETRS|E*Trade Securities LLC|4822
ACWX|ISHARES MSCI ACWI|FBCO|Credit Suisse Securities (USA) LLC|144768
ACWX|ISHARES MSCI ACWI|FBSB|U.S. Bancorp Investments, Inc.|535
ACWX|ISHARES MSCI ACWI|FCST|INTL FCSTONE FINANCIAL INC.|5563
ACWX|ISHARES MSCI ACWI|FINX|FINTECH SECURITIES|27744
ACWX|ISHARES MSCI ACWI|FLTU|FLOW TRADERS US LLC|122357
ACWX|ISHARES MSCI ACWI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|9389
ACWX|ISHARES MSCI ACWI|FMAF|NBCN Inc./ CDS|1730
ACWX|ISHARES MSCI ACWI|FOMA|TD AMERITRADE CLEARING, INC.|48053
ACWX|ISHARES MSCI ACWI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17101
ACWX|ISHARES MSCI ACWI|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|6149
ACWX|ISHARES MSCI ACWI|FTBR|Foliofn Investments, Inc.|2424
ACWX|ISHARES MSCI ACWI|GBMT|GBM International, Inc.|236
ACWX|ISHARES MSCI ACWI|GEBB|GLOBAL EXECUTION BROKERS, LP|31036
ACWX|ISHARES MSCI ACWI|GLPX|ACS EXECUTION SERVICES, LLC|3600
ACWX|ISHARES MSCI ACWI|GSCO|GOLDMAN SACHS & CO. LLC|156401
ACWX|ISHARES MSCI ACWI|GSCS|GOLDMAN SACHS & CO. LLC|1742
ACWX|ISHARES MSCI ACWI|GSLT|GOLDMAN SACHS & CO. LLC|11012
ACWX|ISHARES MSCI ACWI|GTSZ|GTS SECURITIES LLC|8300
ACWX|ISHARES MSCI ACWI|HRBF|American Enterprise Investment Services Inc.|16543
ACWX|ISHARES MSCI ACWI|HSBC|HSBC Securities, Inc.|2838
ACWX|ISHARES MSCI ACWI|IATS|INTERACTIVE BROKERS LLC|11849
ACWX|ISHARES MSCI ACWI|IBKR|Interactive Brokers Llc|76012
ACWX|ISHARES MSCI ACWI|ICBX|INSTINET, LLC|58733
ACWX|ISHARES MSCI ACWI|INCA|INSTINET, LLC|23249
ACWX|ISHARES MSCI ACWI|INJX|INSTINET, LLC|10000
ACWX|ISHARES MSCI ACWI|ITGI|ITG Inc.|84459
ACWX|ISHARES MSCI ACWI|ITGP|ITG INC.|19800
ACWX|ISHARES MSCI ACWI|JANY|Janney Montgomery Scott Inc.|4882
ACWX|ISHARES MSCI ACWI|JEFF|JEFFERIES LLC|25200
ACWX|ISHARES MSCI ACWI|JMPT|JUMP TRADING, LLC|3069
ACWX|ISHARES MSCI ACWI|JPMX|J.P. Morgan Securities LLC|30940
ACWX|ISHARES MSCI ACWI|JSEB|JANE STREET EXECUTION SERVICES, LLC|208935
ACWX|ISHARES MSCI ACWI|JSJX|JANE STREET CAPITAL LLC|258224
ACWX|ISHARES MSCI ACWI|KCGM|VIRTU Americas LLC|14463
ACWX|ISHARES MSCI ACWI|LEHM|Barclays Capital Inc./Le|323600
ACWX|ISHARES MSCI ACWI|LIME|Lime Brokerage LLC|24697
ACWX|ISHARES MSCI ACWI|LSCI|Lek Securities Corporation|4000
ACWX|ISHARES MSCI ACWI|MACC|Mid Atlantic Capital Corporation|4310
ACWX|ISHARES MSCI ACWI|MCMF|Raymond James Ltd. Cds|143
ACWX|ISHARES MSCI ACWI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45294
ACWX|ISHARES MSCI ACWI|MOTF|MOTIF INVESTING, INC.|1
ACWX|ISHARES MSCI ACWI|MSCO|MORGAN STANLEY & CO. LLC|285828
ACWX|ISHARES MSCI ACWI|MSPL|MORGAN STANLEY & CO. LLC|34700
ACWX|ISHARES MSCI ACWI|NEUB|NEUBERGER BERMAN BD LLC|50
ACWX|ISHARES MSCI ACWI|NFSC|National Financial Services LLC|319227
ACWX|ISHARES MSCI ACWI|NITE|VIRTU Americas LLC|739226
ACWX|ISHARES MSCI ACWI|NITP|VIRTU Americas LLC|200
ACWX|ISHARES MSCI ACWI|NQRB|Brut, LLC|4580
ACWX|ISHARES MSCI ACWI|OLDM|OLD MISSION CAPITAL, LLC|75062
ACWX|ISHARES MSCI ACWI|ONEL|O'NEIL SECURITIES, INCORPORATED|20260
ACWX|ISHARES MSCI ACWI|PDQM|CODA MARKETS, INC.|30700
ACWX|ISHARES MSCI ACWI|RAJA|Raymond James & Associates, Inc.|2037
ACWX|ISHARES MSCI ACWI|RBCM|RBC CAPITAL MARKETS, LLC|576
ACWX|ISHARES MSCI ACWI|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|300
ACWX|ISHARES MSCI ACWI|SAGL|SAGETRADER, LLC|3000
ACWX|ISHARES MSCI ACWI|SBSH|Citigroup Global Markets Inc.|860559
ACWX|ISHARES MSCI ACWI|SEIC|SEI Investments Distribution Co.|11307
ACWX|ISHARES MSCI ACWI|SGMT|GOLDMAN SACHS & CO. LLC|24372
ACWX|ISHARES MSCI ACWI|SIBO|Prime Executions, Inc.|5000
ACWX|ISHARES MSCI ACWI|SPDR|SPEEDROUTE LLC|900
ACWX|ISHARES MSCI ACWI|STFL|Stifel, Nicolaus & Company, Incorporated|10676
ACWX|ISHARES MSCI ACWI|SWIM|TD Ameritrade, Inc.|1746
ACWX|ISHARES MSCI ACWI|SWST|Hilltop Securities Inc.|5354
ACWX|ISHARES MSCI ACWI|TRBT|Tradebot Systems, Inc.|133445
ACWX|ISHARES MSCI ACWI|TRCM|TRC MARKETS LLC|5494
ACWX|ISHARES MSCI ACWI|UBSA|UBS SECURITIES LLC|195618
ACWX|ISHARES MSCI ACWI|UBSS|UBS Securities LLC|422240
ACWX|ISHARES MSCI ACWI|VALX|VIRTU AMERICAS LLC|4895
ACWX|ISHARES MSCI ACWI|VGRD|Vanguard Marketing Corporation|2378
ACWX|ISHARES MSCI ACWI|VSIN|Vision Financial Markets Llc|19
ACWX|ISHARES MSCI ACWI|WBLR|WILLIAM BLAIR|1166
ACWX|ISHARES MSCI ACWI|WCHV|WELLS FARGO SECURITIES, LLC|163806
ACWX|ISHARES MSCI ACWI|WEED|Weeden & Co.L.P.|300
ACWX|ISHARES MSCI ACWI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|891
ACWX|ISHARES MSCI ACWI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1416
ACWX|ISHARES MSCI ACWI|WGIF|CIBC World Markets Inc.|2973
ACWX|ISHARES MSCI ACWI|WSAG|WALL STREET ACCESS|3425
ACWX|ISHARES MSCI ACWI|WSEA|WOLVERINE SECURITIES, LLC|9425
ACWX|ISHARES MSCI ACWI|XSTM|NATIONAL FINANCIAL SERVICES LLC|7468
ACWX|ISHARES MSCI ACWI|YKNA|COMHAR CAPITAL MARKETS, LLC|1400
ACWX|ISHARES MSCI ACWI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17250
ACXM|ACXIOM CP         ##|ALTX|Alternet Securities Inc.|13122
ACXM|ACXIOM CP         ##|ANOS|ABEL/NOSER, L.L.C.|200
ACXM|ACXIOM CP         ##|APCC|Apex Clearing Corporation|451
ACXM|ACXIOM CP         ##|BARD|Robert W. Baird & Co. Incorporated|844
ACXM|ACXIOM CP         ##|BATM|CBOE TRADING, INC.|8027
ACXM|ACXIOM CP         ##|BAYT|BTIG, LLC|300
ACXM|ACXIOM CP         ##|BERN|Sanford C. Bernstein & Co., LLC|12189
ACXM|ACXIOM CP         ##|BIDS|BIDS TRADING L.P.|31800
ACXM|ACXIOM CP         ##|BKCM|BNY Mellon Capital Markets LLC|27003
ACXM|ACXIOM CP         ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4497
ACXM|ACXIOM CP         ##|BLKX|INSTINET, LLC|372937
ACXM|ACXIOM CP         ##|BMOC|BMO Capital Markets Corp.|16736
ACXM|ACXIOM CP         ##|BNPX|BNP PARIBAS SECURITIES CORP.|26454
ACXM|ACXIOM CP         ##|BRVL|BLAYLOCK VAN, LLC|800
ACXM|ACXIOM CP         ##|BTIG|BTIG, LLC|232805
ACXM|ACXIOM CP         ##|BYXM|CBOE TRADING, INC.|3180
ACXM|ACXIOM CP         ##|BZYD|GOLDMAN SACHS & CO. LLC|3213
ACXM|ACXIOM CP         ##|CANT|Cantor Fitzgerald & Co.|56
ACXM|ACXIOM CP         ##|CHAS|Charles Schwab & Co., Inc.|100
ACXM|ACXIOM CP         ##|CIST|Capital Institutional Services, Inc.|2300
ACXM|ACXIOM CP         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110490
ACXM|ACXIOM CP         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29722
ACXM|ACXIOM CP         ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
ACXM|ACXIOM CP         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|274952
ACXM|ACXIOM CP         ##|CTDL|Citadel Derivatives Group Llc|13815
ACXM|ACXIOM CP         ##|CTLR|CUTLER GROUP, LP|1000
ACXM|ACXIOM CP         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|24190
ACXM|ACXIOM CP         ##|DBAB|Deutsche Bank Securities Inc.|583074
ACXM|ACXIOM CP         ##|DBAX|Deutsche Bank Securities Inc.|267400
ACXM|ACXIOM CP         ##|DBUL|Deutsche Bank Securities Inc.|2503
ACXM|ACXIOM CP         ##|DEAN|MORGAN STANLEY|1651
ACXM|ACXIOM CP         ##|DEGS|RONIN PROFESSIONAL LLC|11738
ACXM|ACXIOM CP         ##|DRWC|DRW SECURITIES, L.L.C.|2817
ACXM|ACXIOM CP         ##|EBXL|EBX LLC|175100
ACXM|ACXIOM CP         ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
ACXM|ACXIOM CP         ##|EDJO|Edward D. Jones & Co., L.P.|2147
ACXM|ACXIOM CP         ##|EGAM|CBOE TRADING, INC.|7621
ACXM|ACXIOM CP         ##|EGAW|CBOE TRADING, INC.|50
ACXM|ACXIOM CP         ##|EGMT|EG MARKET TECHNOLOGIES LLC|620
ACXM|ACXIOM CP         ##|EGXM|CBOE TRADING, INC.|5226
ACXM|ACXIOM CP         ##|EGXW|CBOE TRADING, INC.|100
ACXM|ACXIOM CP         ##|ELEV|ELEVATION, LLC|9007
ACXM|ACXIOM CP         ##|ETBE|Electronic Transaction Clearing, Inc.|9152
ACXM|ACXIOM CP         ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6366
ACXM|ACXIOM CP         ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15275
ACXM|ACXIOM CP         ##|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1400
ACXM|ACXIOM CP         ##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|999
ACXM|ACXIOM CP         ##|ETRS|E*Trade Securities LLC|133369
ACXM|ACXIOM CP         ##|FBCO|Credit Suisse Securities (USA) LLC|698510
ACXM|ACXIOM CP         ##|FILL|Tradestation Securities, Inc.|300
ACXM|ACXIOM CP         ##|FOMA|TD AMERITRADE CLEARING, INC.|30737
ACXM|ACXIOM CP         ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4315
ACXM|ACXIOM CP         ##|FQLS|Quantlab Securities LP|216198
ACXM|ACXIOM CP         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68918
ACXM|ACXIOM CP         ##|FTBR|Foliofn Investments, Inc.|9
ACXM|ACXIOM CP         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|58263
ACXM|ACXIOM CP         ##|GLPX|ACS EXECUTION SERVICES, LLC|26816
ACXM|ACXIOM CP         ##|GSCO|GOLDMAN SACHS & CO. LLC|1279768
ACXM|ACXIOM CP         ##|GSCS|GOLDMAN SACHS & CO. LLC|35521
ACXM|ACXIOM CP         ##|GSLT|GOLDMAN SACHS & CO. LLC|7758
ACXM|ACXIOM CP         ##|GTSZ|GTS SECURITIES LLC|10279
ACXM|ACXIOM CP         ##|HRBF|American Enterprise Investment Services Inc.|927
ACXM|ACXIOM CP         ##|HSBC|HSBC Securities, Inc.|115130
ACXM|ACXIOM CP         ##|IATS|INTERACTIVE BROKERS LLC|2160
ACXM|ACXIOM CP         ##|IBKR|Interactive Brokers Llc|45951
ACXM|ACXIOM CP         ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|397
ACXM|ACXIOM CP         ##|ICBX|INSTINET, LLC|68125
ACXM|ACXIOM CP         ##|IEQY|CITADEL SECURITIES LLC|114956
ACXM|ACXIOM CP         ##|INCA|INSTINET, LLC|471001
ACXM|ACXIOM CP         ##|INJX|INSTINET, LLC|120761
ACXM|ACXIOM CP         ##|ITGI|ITG Inc.|114808
ACXM|ACXIOM CP         ##|ITGP|ITG INC.|72600
ACXM|ACXIOM CP         ##|JEFF|JEFFERIES LLC|233034
ACXM|ACXIOM CP         ##|JMPT|JUMP TRADING, LLC|92894
ACXM|ACXIOM CP         ##|JPBX|J.P. MORGAN SECURITIES LLC|21673
ACXM|ACXIOM CP         ##|JPMX|J.P. Morgan Securities LLC|381408
ACXM|ACXIOM CP         ##|JSJX|JANE STREET CAPITAL LLC|7293
ACXM|ACXIOM CP         ##|KCGM|VIRTU Americas LLC|26800
ACXM|ACXIOM CP         ##|LEHM|Barclays Capital Inc./Le|686245
ACXM|ACXIOM CP         ##|LIME|Lime Brokerage LLC|184259
ACXM|ACXIOM CP         ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
ACXM|ACXIOM CP         ##|LQNA|LIQUIDNET, INC.|116300
ACXM|ACXIOM CP         ##|LQNB|LIQUIDNET, INC.|38900
ACXM|ACXIOM CP         ##|LSCI|Lek Securities Corporation|100
ACXM|ACXIOM CP         ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ACXM|ACXIOM CP         ##|MAVB|Great Point Capital LLC|300
ACXM|ACXIOM CP         ##|MAXM|Maxim Group LLC|7508
ACXM|ACXIOM CP         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89986
ACXM|ACXIOM CP         ##|MSCO|MORGAN STANLEY & CO. LLC|3364404
ACXM|ACXIOM CP         ##|MSPL|MORGAN STANLEY & CO. LLC|243700
ACXM|ACXIOM CP         ##|MSTX|MORGAN STANLEY & CO. LLC|106000
ACXM|ACXIOM CP         ##|NEUB|NEUBERGER BERMAN BD LLC|95
ACXM|ACXIOM CP         ##|NFSC|National Financial Services LLC|83957
ACXM|ACXIOM CP         ##|NITE|VIRTU Americas LLC|170944
ACXM|ACXIOM CP         ##|NITP|VIRTU Americas LLC|2270
ACXM|ACXIOM CP         ##|NQRB|Brut, LLC|15430
ACXM|ACXIOM CP         ##|NTRC|Northern Trust Securities, Inc.|611
ACXM|ACXIOM CP         ##|OPCO|Oppenheimer & Co. Inc.|2700
ACXM|ACXIOM CP         ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ACXM|ACXIOM CP         ##|PDQM|CODA MARKETS, INC.|68629
ACXM|ACXIOM CP         ##|PHLY|NASDAQ Execution Services, LLC|2000
ACXM|ACXIOM CP         ##|PIPR|Piper Jaffray & Co.|50
ACXM|ACXIOM CP         ##|RAJA|Raymond James & Associates, Inc.|2624
ACXM|ACXIOM CP         ##|RBCM|RBC CAPITAL MARKETS, LLC|244
ACXM|ACXIOM CP         ##|SAGL|SAGETRADER, LLC|18132
ACXM|ACXIOM CP         ##|SAGW|SAGETRADER, LLC|691
ACXM|ACXIOM CP         ##|SBSH|Citigroup Global Markets Inc.|127762
ACXM|ACXIOM CP         ##|SGMT|GOLDMAN SACHS & CO. LLC|186960
ACXM|ACXIOM CP         ##|SPDR|SPEEDROUTE LLC|18712
ACXM|ACXIOM CP         ##|SPHN|Stephens Inc.|22787
ACXM|ACXIOM CP         ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|3200
ACXM|ACXIOM CP         ##|STFL|Stifel, Nicolaus & Company, Incorporated|17996
ACXM|ACXIOM CP         ##|SWIM|TD Ameritrade, Inc.|101702
ACXM|ACXIOM CP         ##|SWST|Hilltop Securities Inc.|52
ACXM|ACXIOM CP         ##|TRBT|Tradebot Systems, Inc.|224075
ACXM|ACXIOM CP         ##|TRCM|TRC MARKETS LLC|140578
ACXM|ACXIOM CP         ##|TWTT|TASTYWORKS, INC.|142
ACXM|ACXIOM CP         ##|UBSA|UBS SECURITIES LLC|466009
ACXM|ACXIOM CP         ##|UBSS|UBS Securities LLC|711983
ACXM|ACXIOM CP         ##|VALX|VIRTU AMERICAS LLC|3437
ACXM|ACXIOM CP         ##|VGRD|Vanguard Marketing Corporation|206
ACXM|ACXIOM CP         ##|VNDM|Wall Street Access|1393
ACXM|ACXIOM CP         ##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ACXM|ACXIOM CP         ##|WCHV|WELLS FARGO SECURITIES, LLC|978609
ACXM|ACXIOM CP         ##|WEED|Weeden & Co.L.P.|6617
ACXM|ACXIOM CP         ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6187
ACXM|ACXIOM CP         ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14104
ACXM|ACXIOM CP         ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|53
ACXM|ACXIOM CP         ##|WSEA|WOLVERINE SECURITIES, LLC|1617
ACXM|ACXIOM CP         ##|XIST|INSTINET, LLC|72260
ACXM|ACXIOM CP         ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|19562
ACXM|ACXIOM CP         ##|YKNA|COMHAR CAPITAL MARKETS, LLC|4130
ACXM|ACXIOM CP         ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|699
ACY|AEROCENTURY CP|BATM|CBOE TRADING, INC.|200
ACY|AEROCENTURY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|222
ACY|AEROCENTURY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151
ACY|AEROCENTURY CP|EBXL|EBX LLC|400
ACY|AEROCENTURY CP|ETRS|E*Trade Securities LLC|1510
ACY|AEROCENTURY CP|FTBR|Foliofn Investments, Inc.|1
ACY|AEROCENTURY CP|GSCO|GOLDMAN SACHS & CO. LLC|23
ACY|AEROCENTURY CP|GSLT|GOLDMAN SACHS & CO. LLC|100
ACY|AEROCENTURY CP|GTSZ|GTS SECURITIES LLC|451
ACY|AEROCENTURY CP|IATS|INTERACTIVE BROKERS LLC|2800
ACY|AEROCENTURY CP|IBKR|Interactive Brokers Llc|6327
ACY|AEROCENTURY CP|INCA|INSTINET, LLC|154
ACY|AEROCENTURY CP|INJX|INSTINET, LLC|100
ACY|AEROCENTURY CP|ITGI|ITG Inc.|334
ACY|AEROCENTURY CP|JEFF|JEFFERIES LLC|100
ACY|AEROCENTURY CP|LIME|Lime Brokerage LLC|524
ACY|AEROCENTURY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ACY|AEROCENTURY CP|MSCO|MORGAN STANLEY & CO. LLC|233
ACY|AEROCENTURY CP|NFSC|National Financial Services LLC|1095
ACY|AEROCENTURY CP|NITE|VIRTU Americas LLC|5973
ACY|AEROCENTURY CP|PDQM|CODA MARKETS, INC.|49
ACY|AEROCENTURY CP|SGMT|GOLDMAN SACHS & CO. LLC|2
ACY|AEROCENTURY CP|SPDR|SPEEDROUTE LLC|3137
ACY|AEROCENTURY CP|SWIM|TD Ameritrade, Inc.|602
ACY|AEROCENTURY CP|TKNG|ALLY INVEST SECURITIES LLC|20
ACY|AEROCENTURY CP|UBSA|UBS SECURITIES LLC|1372
ACY|AEROCENTURY CP|UBSS|UBS Securities LLC|1324
ACY|AEROCENTURY CP|VALX|VIRTU AMERICAS LLC|30
ACY|AEROCENTURY CP|VGRD|Vanguard Marketing Corporation|242
ACY|AEROCENTURY CP|WABR|Wall Street Access|46
ACY|AEROCENTURY CP|WCHV|WELLS FARGO SECURITIES, LLC|20
ACY|AEROCENTURY CP|WSEA|WOLVERINE SECURITIES, LLC|2
ACY|AEROCENTURY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|127
ADAP|ADAPTIMMUNE THER ADS|ACLN|ALEXANDER CAPITAL, L.P.|5000
ADAP|ADAPTIMMUNE THER ADS|AGIS|Aegis Capital Corp.|4700
ADAP|ADAPTIMMUNE THER ADS|ALTX|Alternet Securities Inc.|3600
ADAP|ADAPTIMMUNE THER ADS|APCC|Apex Clearing Corporation|14648
ADAP|ADAPTIMMUNE THER ADS|AQUA|AQUA SECURITIES L.P.|4700
ADAP|ADAPTIMMUNE THER ADS|BANK|Primevest Financial Services, Inc.|1167
ADAP|ADAPTIMMUNE THER ADS|BATM|CBOE TRADING, INC.|3381
ADAP|ADAPTIMMUNE THER ADS|BBNT|BB&T SECURITIES, LLC|761
ADAP|ADAPTIMMUNE THER ADS|BERN|Sanford C. Bernstein & Co., LLC|1400
ADAP|ADAPTIMMUNE THER ADS|BIDS|BIDS TRADING L.P.|100
ADAP|ADAPTIMMUNE THER ADS|BIMI|Banca IMI Securities Corp.|10600
ADAP|ADAPTIMMUNE THER ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10948
ADAP|ADAPTIMMUNE THER ADS|BLKX|INSTINET, LLC|66610
ADAP|ADAPTIMMUNE THER ADS|BNPX|BNP PARIBAS SECURITIES CORP.|10961
ADAP|ADAPTIMMUNE THER ADS|BTIG|BTIG, LLC|30985
ADAP|ADAPTIMMUNE THER ADS|BYXM|CBOE TRADING, INC.|2149
ADAP|ADAPTIMMUNE THER ADS|CANT|Cantor Fitzgerald & Co.|995
ADAP|ADAPTIMMUNE THER ADS|CHAS|Charles Schwab & Co., Inc.|4395
ADAP|ADAPTIMMUNE THER ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33103
ADAP|ADAPTIMMUNE THER ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1320
ADAP|ADAPTIMMUNE THER ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ADAP|ADAPTIMMUNE THER ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|96855
ADAP|ADAPTIMMUNE THER ADS|CTDL|Citadel Derivatives Group Llc|819
ADAP|ADAPTIMMUNE THER ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|22834
ADAP|ADAPTIMMUNE THER ADS|DADA|D.A. Davidson & Co.|1347
ADAP|ADAPTIMMUNE THER ADS|DBAB|Deutsche Bank Securities Inc.|160574
ADAP|ADAPTIMMUNE THER ADS|DBAX|Deutsche Bank Securities Inc.|61900
ADAP|ADAPTIMMUNE THER ADS|DBUL|Deutsche Bank Securities Inc.|180
ADAP|ADAPTIMMUNE THER ADS|DEAN|MORGAN STANLEY|1350
ADAP|ADAPTIMMUNE THER ADS|DEGS|RONIN PROFESSIONAL LLC|19530
ADAP|ADAPTIMMUNE THER ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
ADAP|ADAPTIMMUNE THER ADS|EBXL|EBX LLC|81000
ADAP|ADAPTIMMUNE THER ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|7511
ADAP|ADAPTIMMUNE THER ADS|EDJO|Edward D. Jones & Co., L.P.|1100
ADAP|ADAPTIMMUNE THER ADS|EGAM|CBOE TRADING, INC.|11031
ADAP|ADAPTIMMUNE THER ADS|EGMT|EG MARKET TECHNOLOGIES LLC|550
ADAP|ADAPTIMMUNE THER ADS|EGXM|CBOE TRADING, INC.|6529
ADAP|ADAPTIMMUNE THER ADS|EGXW|CBOE TRADING, INC.|100
ADAP|ADAPTIMMUNE THER ADS|ETBE|Electronic Transaction Clearing, Inc.|12522
ADAP|ADAPTIMMUNE THER ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7366
ADAP|ADAPTIMMUNE THER ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15789
ADAP|ADAPTIMMUNE THER ADS|ETRS|E*Trade Securities LLC|281303
ADAP|ADAPTIMMUNE THER ADS|FBCO|Credit Suisse Securities (USA) LLC|138208
ADAP|ADAPTIMMUNE THER ADS|FILL|Tradestation Securities, Inc.|6330
ADAP|ADAPTIMMUNE THER ADS|FMAF|NBCN Inc./ CDS|3507
ADAP|ADAPTIMMUNE THER ADS|FOMA|TD AMERITRADE CLEARING, INC.|758616
ADAP|ADAPTIMMUNE THER ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89241
ADAP|ADAPTIMMUNE THER ADS|FTBR|Foliofn Investments, Inc.|510
ADAP|ADAPTIMMUNE THER ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|7370
ADAP|ADAPTIMMUNE THER ADS|GLPX|ACS EXECUTION SERVICES, LLC|34373
ADAP|ADAPTIMMUNE THER ADS|GSCO|GOLDMAN SACHS & CO. LLC|206572
ADAP|ADAPTIMMUNE THER ADS|GSCS|GOLDMAN SACHS & CO. LLC|24951
ADAP|ADAPTIMMUNE THER ADS|GSLT|GOLDMAN SACHS & CO. LLC|21929
ADAP|ADAPTIMMUNE THER ADS|GTSZ|GTS SECURITIES LLC|13724
ADAP|ADAPTIMMUNE THER ADS|HAPX|HAP Trading, LLC|25
ADAP|ADAPTIMMUNE THER ADS|HRBF|American Enterprise Investment Services Inc.|12581
ADAP|ADAPTIMMUNE THER ADS|HSBC|HSBC Securities, Inc.|100
ADAP|ADAPTIMMUNE THER ADS|IATS|INTERACTIVE BROKERS LLC|13970
ADAP|ADAPTIMMUNE THER ADS|IBKR|Interactive Brokers Llc|124850
ADAP|ADAPTIMMUNE THER ADS|ICBX|INSTINET, LLC|19600
ADAP|ADAPTIMMUNE THER ADS|IEQY|CITADEL SECURITIES LLC|25181
ADAP|ADAPTIMMUNE THER ADS|INCA|INSTINET, LLC|196679
ADAP|ADAPTIMMUNE THER ADS|INJX|INSTINET, LLC|35164
ADAP|ADAPTIMMUNE THER ADS|ITGI|ITG Inc.|16146
ADAP|ADAPTIMMUNE THER ADS|ITGP|ITG INC.|68800
ADAP|ADAPTIMMUNE THER ADS|JANY|Janney Montgomery Scott Inc.|8853
ADAP|ADAPTIMMUNE THER ADS|JEFF|JEFFERIES LLC|165259
ADAP|ADAPTIMMUNE THER ADS|JMPT|JUMP TRADING, LLC|26243
ADAP|ADAPTIMMUNE THER ADS|JPBX|J.P. MORGAN SECURITIES LLC|23183
ADAP|ADAPTIMMUNE THER ADS|JPMX|J.P. Morgan Securities LLC|244840
ADAP|ADAPTIMMUNE THER ADS|KCGM|VIRTU Americas LLC|11769
ADAP|ADAPTIMMUNE THER ADS|LEHM|Barclays Capital Inc./Le|138080
ADAP|ADAPTIMMUNE THER ADS|LIME|Lime Brokerage LLC|117533
ADAP|ADAPTIMMUNE THER ADS|LMGP|LIME BROKERAGE LLC|837
ADAP|ADAPTIMMUNE THER ADS|LQNA|LIQUIDNET, INC.|180700
ADAP|ADAPTIMMUNE THER ADS|LSCI|Lek Securities Corporation|21
ADAP|ADAPTIMMUNE THER ADS|MBTS|ALLY INVEST SECURITIES LLC|1500
ADAP|ADAPTIMMUNE THER ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57300
ADAP|ADAPTIMMUNE THER ADS|MOTF|MOTIF INVESTING, INC.|2
ADAP|ADAPTIMMUNE THER ADS|MSCO|MORGAN STANLEY & CO. LLC|760756
ADAP|ADAPTIMMUNE THER ADS|MSPL|MORGAN STANLEY & CO. LLC|113300
ADAP|ADAPTIMMUNE THER ADS|MSTX|MORGAN STANLEY & CO. LLC|48800
ADAP|ADAPTIMMUNE THER ADS|NFSC|National Financial Services LLC|489643
ADAP|ADAPTIMMUNE THER ADS|NITE|VIRTU Americas LLC|729073
ADAP|ADAPTIMMUNE THER ADS|NITP|VIRTU Americas LLC|1100
ADAP|ADAPTIMMUNE THER ADS|NQRB|Brut, LLC|8724
ADAP|ADAPTIMMUNE THER ADS|OPCO|Oppenheimer & Co. Inc.|1196
ADAP|ADAPTIMMUNE THER ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2630
ADAP|ADAPTIMMUNE THER ADS|PCPT|PHILLIP CAPITAL INC.|450
ADAP|ADAPTIMMUNE THER ADS|PDQM|CODA MARKETS, INC.|33711
ADAP|ADAPTIMMUNE THER ADS|PHLY|NASDAQ Execution Services, LLC|6000
ADAP|ADAPTIMMUNE THER ADS|PWJC|UBS Financial Services, Inc.|2200
ADAP|ADAPTIMMUNE THER ADS|RAJA|Raymond James & Associates, Inc.|35525
ADAP|ADAPTIMMUNE THER ADS|RBCM|RBC CAPITAL MARKETS, LLC|61680
ADAP|ADAPTIMMUNE THER ADS|SAGL|SAGETRADER, LLC|6328
ADAP|ADAPTIMMUNE THER ADS|SBSH|Citigroup Global Markets Inc.|71623
ADAP|ADAPTIMMUNE THER ADS|SGMT|GOLDMAN SACHS & CO. LLC|42798
ADAP|ADAPTIMMUNE THER ADS|SPDR|SPEEDROUTE LLC|13019
ADAP|ADAPTIMMUNE THER ADS|SPGS|Sea Port Group Securities, LLC|25000
ADAP|ADAPTIMMUNE THER ADS|SPTD|MINT GLOBAL MARKETS, INC.|100
ADAP|ADAPTIMMUNE THER ADS|STFL|Stifel, Nicolaus & Company, Incorporated|50483
ADAP|ADAPTIMMUNE THER ADS|SWIM|TD Ameritrade, Inc.|67963
ADAP|ADAPTIMMUNE THER ADS|SWST|Hilltop Securities Inc.|1000
ADAP|ADAPTIMMUNE THER ADS|TKNG|ALLY INVEST SECURITIES LLC|349
ADAP|ADAPTIMMUNE THER ADS|TRBT|Tradebot Systems, Inc.|93727
ADAP|ADAPTIMMUNE THER ADS|TRCM|TRC MARKETS LLC|50028
ADAP|ADAPTIMMUNE THER ADS|UBSA|UBS SECURITIES LLC|288809
ADAP|ADAPTIMMUNE THER ADS|UBSS|UBS Securities LLC|530517
ADAP|ADAPTIMMUNE THER ADS|VALX|VIRTU AMERICAS LLC|9288
ADAP|ADAPTIMMUNE THER ADS|VGRD|Vanguard Marketing Corporation|43212
ADAP|ADAPTIMMUNE THER ADS|VNDM|Wall Street Access|13528
ADAP|ADAPTIMMUNE THER ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|400
ADAP|ADAPTIMMUNE THER ADS|WCHV|WELLS FARGO SECURITIES, LLC|33200
ADAP|ADAPTIMMUNE THER ADS|WEDB|WEDBUSH SECURITIES INC.|5207
ADAP|ADAPTIMMUNE THER ADS|WEED|Weeden & Co.L.P.|10
ADAP|ADAPTIMMUNE THER ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|85
ADAP|ADAPTIMMUNE THER ADS|WGIF|CIBC World Markets Inc.|11425
ADAP|ADAPTIMMUNE THER ADS|WSEA|WOLVERINE SECURITIES, LLC|2557
ADAP|ADAPTIMMUNE THER ADS|XIST|INSTINET, LLC|25200
ADAP|ADAPTIMMUNE THER ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|35860
ADAP|ADAPTIMMUNE THER ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|800
ADAP|ADAPTIMMUNE THER ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13364
ADBE|ADOBE SYSTEMS INC|ABLE|NATIXIS Securities Americas LLC|46013
ADBE|ADOBE SYSTEMS INC|ACAD|ACADEMY SECURITIES, INC.|347
ADBE|ADOBE SYSTEMS INC|ADAM|CANACCORD GENUITY INC.|835
ADBE|ADOBE SYSTEMS INC|AGIS|Aegis Capital Corp.|6228
ADBE|ADOBE SYSTEMS INC|ALLN|Allen & Company LLC|2609
ADBE|ADOBE SYSTEMS INC|ALTX|Alternet Securities Inc.|31427
ADBE|ADOBE SYSTEMS INC|ANOS|ABEL/NOSER, L.L.C.|300
ADBE|ADOBE SYSTEMS INC|APCC|Apex Clearing Corporation|15289
ADBE|ADOBE SYSTEMS INC|BANK|Primevest Financial Services, Inc.|719
ADBE|ADOBE SYSTEMS INC|BARD|Robert W. Baird & Co. Incorporated|7329
ADBE|ADOBE SYSTEMS INC|BATM|CBOE TRADING, INC.|23966
ADBE|ADOBE SYSTEMS INC|BAYC|BAY CREST PARTNERS, LLC|31088
ADBE|ADOBE SYSTEMS INC|BAYT|BTIG, LLC|5739
ADBE|ADOBE SYSTEMS INC|BBNT|BB&T SECURITIES, LLC|1135
ADBE|ADOBE SYSTEMS INC|BERN|Sanford C. Bernstein & Co., LLC|707013
ADBE|ADOBE SYSTEMS INC|BIAD|SAGETRADER, LLC|363
ADBE|ADOBE SYSTEMS INC|BIDS|BIDS TRADING L.P.|14000
ADBE|ADOBE SYSTEMS INC|BIMI|Banca IMI Securities Corp.|6673
ADBE|ADOBE SYSTEMS INC|BKCM|BNY Mellon Capital Markets LLC|912
ADBE|ADOBE SYSTEMS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|85843
ADBE|ADOBE SYSTEMS INC|BLKX|INSTINET, LLC|16200
ADBE|ADOBE SYSTEMS INC|BMOC|BMO Capital Markets Corp.|89402
ADBE|ADOBE SYSTEMS INC|BMSI|BULL MARKET SECURITIES, INC.|32
ADBE|ADOBE SYSTEMS INC|BNPX|BNP PARIBAS SECURITIES CORP.|637069
ADBE|ADOBE SYSTEMS INC|BOSC|Boenning & Scattergood, Inc.|195
ADBE|ADOBE SYSTEMS INC|BRGE|Newbridge Securities Corp.|57
ADBE|ADOBE SYSTEMS INC|BTIG|BTIG, LLC|155871
ADBE|ADOBE SYSTEMS INC|BYXM|CBOE TRADING, INC.|9974
ADBE|ADOBE SYSTEMS INC|BZYD|GOLDMAN SACHS & CO. LLC|572
ADBE|ADOBE SYSTEMS INC|CABR|Cabrera Capital Markets, Inc.|375
ADBE|ADOBE SYSTEMS INC|CANT|Cantor Fitzgerald & Co.|12371
ADBE|ADOBE SYSTEMS INC|CBRA|Cobra Trading, Inc.|300
ADBE|ADOBE SYSTEMS INC|CHAS|Charles Schwab & Co., Inc.|28428
ADBE|ADOBE SYSTEMS INC|CIBP|CIBC World Markets Corp.|27204
ADBE|ADOBE SYSTEMS INC|CICF|Canaccord Genuity Corp.|1315
ADBE|ADOBE SYSTEMS INC|CIST|Capital Institutional Services, Inc.|13152
ADBE|ADOBE SYSTEMS INC|CLSA|CLSA AMERICAS, LLC|10764
ADBE|ADOBE SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|419123
ADBE|ADOBE SYSTEMS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7145
ADBE|ADOBE SYSTEMS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|127770
ADBE|ADOBE SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1449130
ADBE|ADOBE SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|42470
ADBE|ADOBE SYSTEMS INC|CTLR|CUTLER GROUP, LP|1091
ADBE|ADOBE SYSTEMS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|71580
ADBE|ADOBE SYSTEMS INC|DADA|D.A. Davidson & Co.|2923
ADBE|ADOBE SYSTEMS INC|DAVA|Davenport & Company LLC|4939
ADBE|ADOBE SYSTEMS INC|DAWA|Daiwa Capital Markets America Inc.|106184
ADBE|ADOBE SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|2067064
ADBE|ADOBE SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|718600
ADBE|ADOBE SYSTEMS INC|DBUL|Deutsche Bank Securities Inc.|4904
ADBE|ADOBE SYSTEMS INC|DCHF|Dart Executions, LLC|30885
ADBE|ADOBE SYSTEMS INC|DEAN|MORGAN STANLEY|76450
ADBE|ADOBE SYSTEMS INC|DEGS|RONIN PROFESSIONAL LLC|2019
ADBE|ADOBE SYSTEMS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40356
ADBE|ADOBE SYSTEMS INC|DRWK|DRW SECURITIES, L.L.C.|73240
ADBE|ADOBE SYSTEMS INC|EBXL|EBX LLC|643200
ADBE|ADOBE SYSTEMS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|41973
ADBE|ADOBE SYSTEMS INC|EDJC|Edward Jones / CDS|474
ADBE|ADOBE SYSTEMS INC|EDJO|Edward D. Jones & Co., L.P.|14988
ADBE|ADOBE SYSTEMS INC|EGAM|CBOE TRADING, INC.|59942
ADBE|ADOBE SYSTEMS INC|EGAW|CBOE TRADING, INC.|776
ADBE|ADOBE SYSTEMS INC|EGMT|EG MARKET TECHNOLOGIES LLC|3308
ADBE|ADOBE SYSTEMS INC|EGXM|CBOE TRADING, INC.|15237
ADBE|ADOBE SYSTEMS INC|EGXW|CBOE TRADING, INC.|647
ADBE|ADOBE SYSTEMS INC|ESPO|ESPOSITO SECURITIES, LLC|884
ADBE|ADOBE SYSTEMS INC|ETBE|Electronic Transaction Clearing, Inc.|258648
ADBE|ADOBE SYSTEMS INC|ETCB|ETC BROKERAGE SERVICES, LLC|44
ADBE|ADOBE SYSTEMS INC|ETCC|Electronic Transaction Clearing, Inc.|1889
ADBE|ADOBE SYSTEMS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11478
ADBE|ADOBE SYSTEMS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|305949
ADBE|ADOBE SYSTEMS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|10732
ADBE|ADOBE SYSTEMS INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|238200
ADBE|ADOBE SYSTEMS INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|190
ADBE|ADOBE SYSTEMS INC|ETRS|E*Trade Securities LLC|1000514
ADBE|ADOBE SYSTEMS INC|EVRS|E1 ASSET MANAGEMENT, INC.|45
ADBE|ADOBE SYSTEMS INC|FBCO|Credit Suisse Securities (USA) LLC|2423022
ADBE|ADOBE SYSTEMS INC|FBSB|U.S. Bancorp Investments, Inc.|468
ADBE|ADOBE SYSTEMS INC|FFSI|Firstrade Securities Inc.|30
ADBE|ADOBE SYSTEMS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|37
ADBE|ADOBE SYSTEMS INC|FILL|Tradestation Securities, Inc.|88217
ADBE|ADOBE SYSTEMS INC|FINX|FINTECH SECURITIES|2594
ADBE|ADOBE SYSTEMS INC|FMAF|NBCN Inc./ CDS|26460
ADBE|ADOBE SYSTEMS INC|FOMA|TD AMERITRADE CLEARING, INC.|2238257
ADBE|ADOBE SYSTEMS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34813
ADBE|ADOBE SYSTEMS INC|FQLS|Quantlab Securities LP|1157969
ADBE|ADOBE SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|209263
ADBE|ADOBE SYSTEMS INC|FTBR|Foliofn Investments, Inc.|5502
ADBE|ADOBE SYSTEMS INC|GBMT|GBM International, Inc.|853
ADBE|ADOBE SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|361803
ADBE|ADOBE SYSTEMS INC|GELP|RBC CAPITAL MARKETS, LLC|6161
ADBE|ADOBE SYSTEMS INC|GLIS|TD Securities Inc|2101
ADBE|ADOBE SYSTEMS INC|GLPX|ACS EXECUTION SERVICES, LLC|409320
ADBE|ADOBE SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|4429910
ADBE|ADOBE SYSTEMS INC|GSCS|GOLDMAN SACHS & CO. LLC|195242
ADBE|ADOBE SYSTEMS INC|GSLT|GOLDMAN SACHS & CO. LLC|27338
ADBE|ADOBE SYSTEMS INC|GTSZ|GTS SECURITIES LLC|1134804
ADBE|ADOBE SYSTEMS INC|HAPX|HAP Trading, LLC|1890
ADBE|ADOBE SYSTEMS INC|HASF|Haywood Securities Inc./CDS|270
ADBE|ADOBE SYSTEMS INC|HCTA|Hardcastle Trading USA LLC|107349
ADBE|ADOBE SYSTEMS INC|HRBF|American Enterprise Investment Services Inc.|21181
ADBE|ADOBE SYSTEMS INC|HSBC|HSBC Securities, Inc.|89636
ADBE|ADOBE SYSTEMS INC|IATS|INTERACTIVE BROKERS LLC|108516
ADBE|ADOBE SYSTEMS INC|IBKR|Interactive Brokers Llc|1003440
ADBE|ADOBE SYSTEMS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2484
ADBE|ADOBE SYSTEMS INC|ICBX|INSTINET, LLC|202196
ADBE|ADOBE SYSTEMS INC|IEQY|CITADEL SECURITIES LLC|568555
ADBE|ADOBE SYSTEMS INC|INCA|INSTINET, LLC|2670356
ADBE|ADOBE SYSTEMS INC|INJX|INSTINET, LLC|179154
ADBE|ADOBE SYSTEMS INC|ITGI|ITG Inc.|140539
ADBE|ADOBE SYSTEMS INC|ITGP|ITG INC.|298800
ADBE|ADOBE SYSTEMS INC|JANY|Janney Montgomery Scott Inc.|2835
ADBE|ADOBE SYSTEMS INC|JEFF|JEFFERIES LLC|394006
ADBE|ADOBE SYSTEMS INC|JGUN|Joseph Gunnar & Co.  LLC|555
ADBE|ADOBE SYSTEMS INC|JMPT|JUMP TRADING, LLC|677962
ADBE|ADOBE SYSTEMS INC|JONE|JonesTrading|9115
ADBE|ADOBE SYSTEMS INC|JPBX|J.P. MORGAN SECURITIES LLC|234329
ADBE|ADOBE SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|1161618
ADBE|ADOBE SYSTEMS INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|549
ADBE|ADOBE SYSTEMS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|47406
ADBE|ADOBE SYSTEMS INC|JSJX|JANE STREET CAPITAL LLC|17869
ADBE|ADOBE SYSTEMS INC|JUTA|JUMP TRADING, LLC|1170
ADBE|ADOBE SYSTEMS INC|KCGM|VIRTU Americas LLC|102470
ADBE|ADOBE SYSTEMS INC|LEHM|Barclays Capital Inc./Le|3952281
ADBE|ADOBE SYSTEMS INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|355
ADBE|ADOBE SYSTEMS INC|LIME|Lime Brokerage LLC|558378
ADBE|ADOBE SYSTEMS INC|LMGP|LIME BROKERAGE LLC|40129
ADBE|ADOBE SYSTEMS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|47800
ADBE|ADOBE SYSTEMS INC|LOOP|Loop Capital Markets LLC|1918
ADBE|ADOBE SYSTEMS INC|LQNA|LIQUIDNET, INC.|132700
ADBE|ADOBE SYSTEMS INC|LSCI|Lek Securities Corporation|51171
ADBE|ADOBE SYSTEMS INC|LTCO|Ladenburg, Thalmann & Co., Inc.|71614
ADBE|ADOBE SYSTEMS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|733
ADBE|ADOBE SYSTEMS INC|MACC|Mid Atlantic Capital Corporation|5308
ADBE|ADOBE SYSTEMS INC|MACQ|Macquarie Capital (USA) Inc.|16641
ADBE|ADOBE SYSTEMS INC|MAXM|Maxim Group LLC|18688
ADBE|ADOBE SYSTEMS INC|MBTS|ALLY INVEST SECURITIES LLC|2778
ADBE|ADOBE SYSTEMS INC|MCMF|Raymond James Ltd. Cds|1727
ADBE|ADOBE SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|222727
ADBE|ADOBE SYSTEMS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|306
ADBE|ADOBE SYSTEMS INC|MOTF|MOTIF INVESTING, INC.|369
ADBE|ADOBE SYSTEMS INC|MPSG|E D & F Man Capital Markets Inc.|4107
ADBE|ADOBE SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|8341516
ADBE|ADOBE SYSTEMS INC|MSPL|MORGAN STANLEY & CO. LLC|731500
ADBE|ADOBE SYSTEMS INC|MSTX|MORGAN STANLEY & CO. LLC|613100
ADBE|ADOBE SYSTEMS INC|NATL|National Securities Corporation|3652
ADBE|ADOBE SYSTEMS INC|NBCS|NBC Securities, INC.|2166
ADBE|ADOBE SYSTEMS INC|NEED|Needham & Company, LLC|4093
ADBE|ADOBE SYSTEMS INC|NEUB|NEUBERGER BERMAN BD LLC|145
ADBE|ADOBE SYSTEMS INC|NFSC|National Financial Services LLC|2072009
ADBE|ADOBE SYSTEMS INC|NITE|VIRTU Americas LLC|3618290
ADBE|ADOBE SYSTEMS INC|NITP|VIRTU Americas LLC|4410
ADBE|ADOBE SYSTEMS INC|NMRA|Nomura Securities International, Inc.|558
ADBE|ADOBE SYSTEMS INC|NQRB|Brut, LLC|54279
ADBE|ADOBE SYSTEMS INC|NTRC|Northern Trust Securities, Inc.|8711
ADBE|ADOBE SYSTEMS INC|OHOS|TWO SIGMA SECURITIES, LLC|359477
ADBE|ADOBE SYSTEMS INC|OLDM|OLD MISSION CAPITAL, LLC|4318
ADBE|ADOBE SYSTEMS INC|ONEL|O'NEIL SECURITIES, INCORPORATED|23325
ADBE|ADOBE SYSTEMS INC|OPCO|Oppenheimer & Co. Inc.|57010
ADBE|ADOBE SYSTEMS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2758
ADBE|ADOBE SYSTEMS INC|PAUL|Paulson Investment Company, Inc.|9
ADBE|ADOBE SYSTEMS INC|PCFF|Pacific International Securities Inc./CDS|130
ADBE|ADOBE SYSTEMS INC|PCPT|PHILLIP CAPITAL INC.|1075
ADBE|ADOBE SYSTEMS INC|PDQM|CODA MARKETS, INC.|572976
ADBE|ADOBE SYSTEMS INC|PHLY|NASDAQ Execution Services, LLC|125600
ADBE|ADOBE SYSTEMS INC|PICT|Pictet Overseas Inc.|1365
ADBE|ADOBE SYSTEMS INC|PIPR|Piper Jaffray & Co.|8325
ADBE|ADOBE SYSTEMS INC|PREC|PRECISION SECURITIES, LLC|1300
ADBE|ADOBE SYSTEMS INC|PWJC|UBS Financial Services, Inc.|17564
ADBE|ADOBE SYSTEMS INC|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1572
ADBE|ADOBE SYSTEMS INC|RAJA|Raymond James & Associates, Inc.|78482
ADBE|ADOBE SYSTEMS INC|RBCM|RBC CAPITAL MARKETS, LLC|53545
ADBE|ADOBE SYSTEMS INC|RGLD|Regal Securities, Inc|8
ADBE|ADOBE SYSTEMS INC|RHCO|Suntrust Robinson Humphrey, Inc.|2826
ADBE|ADOBE SYSTEMS INC|SAGL|SAGETRADER, LLC|23143
ADBE|ADOBE SYSTEMS INC|SAGW|SAGETRADER, LLC|1334
ADBE|ADOBE SYSTEMS INC|SALI|INTL FCSTONE FINANCIAL INC.|3873
ADBE|ADOBE SYSTEMS INC|SBSH|Citigroup Global Markets Inc.|2195114
ADBE|ADOBE SYSTEMS INC|SEIC|SEI Investments Distribution Co.|2207
ADBE|ADOBE SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|422397
ADBE|ADOBE SYSTEMS INC|SHMR|ABN Amro Clearing LLC|202
ADBE|ADOBE SYSTEMS INC|SJLS|TRADE INFORMATICS LLC|2595
ADBE|ADOBE SYSTEMS INC|SOGO|Wang Investment Associates, Inc.|27
ADBE|ADOBE SYSTEMS INC|SPDR|SPEEDROUTE LLC|100716
ADBE|ADOBE SYSTEMS INC|SPHN|Stephens Inc.|4788
ADBE|ADOBE SYSTEMS INC|SPTD|MINT GLOBAL MARKETS, INC.|400
ADBE|ADOBE SYSTEMS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
ADBE|ADOBE SYSTEMS INC|STFL|Stifel, Nicolaus & Company, Incorporated|32176
ADBE|ADOBE SYSTEMS INC|STKP|STOCKPILE INVESTMENTS, INC.|506
ADBE|ADOBE SYSTEMS INC|STXG|Stockcross Financial Services, Inc.|446
ADBE|ADOBE SYSTEMS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|99
ADBE|ADOBE SYSTEMS INC|SWIM|TD Ameritrade, Inc.|724278
ADBE|ADOBE SYSTEMS INC|SWST|Hilltop Securities Inc.|13369
ADBE|ADOBE SYSTEMS INC|TAGC|TELSEY ADVISORY GROUP LLC|200
ADBE|ADOBE SYSTEMS INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|169
ADBE|ADOBE SYSTEMS INC|TKNG|ALLY INVEST SECURITIES LLC|23697
ADBE|ADOBE SYSTEMS INC|TONC|CUTTONE & CO., LLC|670
ADBE|ADOBE SYSTEMS INC|TRBT|Tradebot Systems, Inc.|538781
ADBE|ADOBE SYSTEMS INC|TRCM|TRC MARKETS LLC|596528
ADBE|ADOBE SYSTEMS INC|TTUC|CUTTONE & CO., INC.|20938
ADBE|ADOBE SYSTEMS INC|TWTT|TASTYWORKS, INC.|12230
ADBE|ADOBE SYSTEMS INC|UBSA|UBS SECURITIES LLC|1935536
ADBE|ADOBE SYSTEMS INC|UBSS|UBS Securities LLC|4140549
ADBE|ADOBE SYSTEMS INC|VALX|VIRTU AMERICAS LLC|50177
ADBE|ADOBE SYSTEMS INC|VERT|The Vertical Trading Group, LLC|2905
ADBE|ADOBE SYSTEMS INC|VGRD|Vanguard Marketing Corporation|183158
ADBE|ADOBE SYSTEMS INC|VIEW|VIEWTRADE SECURITIES LLC|150
ADBE|ADOBE SYSTEMS INC|VSIN|Vision Financial Markets Llc|322
ADBE|ADOBE SYSTEMS INC|WABR|Wall Street Access|6448
ADBE|ADOBE SYSTEMS INC|WBET|Wallachbeth Capital LLC|4732
ADBE|ADOBE SYSTEMS INC|WBLR|WILLIAM BLAIR|6387
ADBE|ADOBE SYSTEMS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|20748
ADBE|ADOBE SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|552815
ADBE|ADOBE SYSTEMS INC|WDNX|WEEDEN & CO.L.P.|12896
ADBE|ADOBE SYSTEMS INC|WEDB|WEDBUSH SECURITIES INC.|119048
ADBE|ADOBE SYSTEMS INC|WEED|Weeden & Co.L.P.|14130
ADBE|ADOBE SYSTEMS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|320379
ADBE|ADOBE SYSTEMS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|65180
ADBE|ADOBE SYSTEMS INC|WGIF|CIBC World Markets Inc.|21861
ADBE|ADOBE SYSTEMS INC|WHOT|JUST2TRADE, INC.|50
ADBE|ADOBE SYSTEMS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|658
ADBE|ADOBE SYSTEMS INC|WOLF|Wolfe Trahan Securities|2600
ADBE|ADOBE SYSTEMS INC|WORD|Worden Capital Management LLC|1927
ADBE|ADOBE SYSTEMS INC|WSAG|WALL STREET ACCESS|370
ADBE|ADOBE SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|51010
ADBE|ADOBE SYSTEMS INC|XIST|INSTINET, LLC|324334
ADBE|ADOBE SYSTEMS INC|XPQR|Jump Trading|600
ADBE|ADOBE SYSTEMS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|366104
ADBE|ADOBE SYSTEMS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|52229
ADBE|ADOBE SYSTEMS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21974
ADC|AGREE REALTY CP|ALTX|Alternet Securities Inc.|2534
ADC|AGREE REALTY CP|ANOS|ABEL/NOSER, L.L.C.|200
ADC|AGREE REALTY CP|APCC|Apex Clearing Corporation|35
ADC|AGREE REALTY CP|BARD|Robert W. Baird & Co. Incorporated|12200
ADC|AGREE REALTY CP|BATM|CBOE TRADING, INC.|634
ADC|AGREE REALTY CP|BAYC|BAY CREST PARTNERS, LLC|2
ADC|AGREE REALTY CP|BBNT|BB&T SECURITIES, LLC|11
ADC|AGREE REALTY CP|BERN|Sanford C. Bernstein & Co., LLC|19256
ADC|AGREE REALTY CP|BIDS|BIDS TRADING L.P.|200
ADC|AGREE REALTY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|909
ADC|AGREE REALTY CP|BNPX|BNP PARIBAS SECURITIES CORP.|8599
ADC|AGREE REALTY CP|BRVL|BLAYLOCK VAN, LLC|540
ADC|AGREE REALTY CP|BTIG|BTIG, LLC|254
ADC|AGREE REALTY CP|BYXM|CBOE TRADING, INC.|10
ADC|AGREE REALTY CP|BZYD|GOLDMAN SACHS & CO. LLC|714
ADC|AGREE REALTY CP|CHAS|Charles Schwab & Co., Inc.|1001
ADC|AGREE REALTY CP|CIST|Capital Institutional Services, Inc.|3595
ADC|AGREE REALTY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13740
ADC|AGREE REALTY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ADC|AGREE REALTY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|33436
ADC|AGREE REALTY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49653
ADC|AGREE REALTY CP|CTDL|Citadel Derivatives Group Llc|3062
ADC|AGREE REALTY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5380
ADC|AGREE REALTY CP|DBAB|Deutsche Bank Securities Inc.|55293
ADC|AGREE REALTY CP|DBAX|Deutsche Bank Securities Inc.|37400
ADC|AGREE REALTY CP|DEAN|MORGAN STANLEY|1712
ADC|AGREE REALTY CP|DEGS|RONIN PROFESSIONAL LLC|355
ADC|AGREE REALTY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
ADC|AGREE REALTY CP|EBXL|EBX LLC|60500
ADC|AGREE REALTY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|267
ADC|AGREE REALTY CP|EDJO|Edward D. Jones & Co., L.P.|831
ADC|AGREE REALTY CP|EGAM|CBOE TRADING, INC.|1773
ADC|AGREE REALTY CP|EGAW|CBOE TRADING, INC.|7
ADC|AGREE REALTY CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
ADC|AGREE REALTY CP|EGXM|CBOE TRADING, INC.|201
ADC|AGREE REALTY CP|ESPO|ESPOSITO SECURITIES, LLC|50
ADC|AGREE REALTY CP|ETBE|Electronic Transaction Clearing, Inc.|1708
ADC|AGREE REALTY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8855
ADC|AGREE REALTY CP|ETRS|E*Trade Securities LLC|419
ADC|AGREE REALTY CP|FILL|Tradestation Securities, Inc.|20
ADC|AGREE REALTY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|394
ADC|AGREE REALTY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47557
ADC|AGREE REALTY CP|FTBR|Foliofn Investments, Inc.|89
ADC|AGREE REALTY CP|GLPX|ACS EXECUTION SERVICES, LLC|1719
ADC|AGREE REALTY CP|GNAV|GREEN STREET TRADING, LLC|21700
ADC|AGREE REALTY CP|GSCO|GOLDMAN SACHS & CO. LLC|188314
ADC|AGREE REALTY CP|GSCS|GOLDMAN SACHS & CO. LLC|5077
ADC|AGREE REALTY CP|GSLT|GOLDMAN SACHS & CO. LLC|739
ADC|AGREE REALTY CP|GTSZ|GTS SECURITIES LLC|22630
ADC|AGREE REALTY CP|HRBF|American Enterprise Investment Services Inc.|1894
ADC|AGREE REALTY CP|HSBC|HSBC Securities, Inc.|600
ADC|AGREE REALTY CP|IATS|INTERACTIVE BROKERS LLC|892
ADC|AGREE REALTY CP|IBKR|Interactive Brokers Llc|1395
ADC|AGREE REALTY CP|ICBX|INSTINET, LLC|8340
ADC|AGREE REALTY CP|IEQY|CITADEL SECURITIES LLC|16518
ADC|AGREE REALTY CP|INCA|INSTINET, LLC|17991
ADC|AGREE REALTY CP|INJX|INSTINET, LLC|476
ADC|AGREE REALTY CP|ITGI|ITG Inc.|5069
ADC|AGREE REALTY CP|ITGP|ITG INC.|21200
ADC|AGREE REALTY CP|JANY|Janney Montgomery Scott Inc.|50
ADC|AGREE REALTY CP|JEFF|JEFFERIES LLC|5348
ADC|AGREE REALTY CP|JMPT|JUMP TRADING, LLC|13680
ADC|AGREE REALTY CP|JONE|JonesTrading|10018
ADC|AGREE REALTY CP|JPBX|J.P. MORGAN SECURITIES LLC|48837
ADC|AGREE REALTY CP|JPMX|J.P. Morgan Securities LLC|109347
ADC|AGREE REALTY CP|JSJX|JANE STREET CAPITAL LLC|4917
ADC|AGREE REALTY CP|KCGM|VIRTU Americas LLC|7309
ADC|AGREE REALTY CP|LEHM|Barclays Capital Inc./Le|59119
ADC|AGREE REALTY CP|LIME|Lime Brokerage LLC|7404
ADC|AGREE REALTY CP|LSCI|Lek Securities Corporation|5
ADC|AGREE REALTY CP|MCBT|Moors & Cabot, Inc.|60
ADC|AGREE REALTY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28704
ADC|AGREE REALTY CP|MOTF|MOTIF INVESTING, INC.|3
ADC|AGREE REALTY CP|MSCO|MORGAN STANLEY & CO. LLC|119568
ADC|AGREE REALTY CP|MSPL|MORGAN STANLEY & CO. LLC|78600
ADC|AGREE REALTY CP|MSTX|MORGAN STANLEY & CO. LLC|2800
ADC|AGREE REALTY CP|NFSC|National Financial Services LLC|9494
ADC|AGREE REALTY CP|NITE|VIRTU Americas LLC|46281
ADC|AGREE REALTY CP|NQRB|Brut, LLC|2200
ADC|AGREE REALTY CP|NTRC|Northern Trust Securities, Inc.|931
ADC|AGREE REALTY CP|OPCO|Oppenheimer & Co. Inc.|561
ADC|AGREE REALTY CP|PDQM|CODA MARKETS, INC.|3056
ADC|AGREE REALTY CP|PWJC|UBS Financial Services, Inc.|181
ADC|AGREE REALTY CP|RBCM|RBC CAPITAL MARKETS, LLC|1192
ADC|AGREE REALTY CP|SAGL|SAGETRADER, LLC|138
ADC|AGREE REALTY CP|SBSH|Citigroup Global Markets Inc.|20099
ADC|AGREE REALTY CP|SGMT|GOLDMAN SACHS & CO. LLC|15230
ADC|AGREE REALTY CP|SPDR|SPEEDROUTE LLC|900
ADC|AGREE REALTY CP|SPHN|Stephens Inc.|176
ADC|AGREE REALTY CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|15624
ADC|AGREE REALTY CP|STFL|Stifel, Nicolaus & Company, Incorporated|6039
ADC|AGREE REALTY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1250
ADC|AGREE REALTY CP|SWIM|TD Ameritrade, Inc.|33
ADC|AGREE REALTY CP|TKNG|ALLY INVEST SECURITIES LLC|300
ADC|AGREE REALTY CP|TRBT|Tradebot Systems, Inc.|30713
ADC|AGREE REALTY CP|TRCM|TRC MARKETS LLC|24295
ADC|AGREE REALTY CP|UBSA|UBS SECURITIES LLC|125329
ADC|AGREE REALTY CP|UBSS|UBS Securities LLC|268830
ADC|AGREE REALTY CP|VALX|VIRTU AMERICAS LLC|11239
ADC|AGREE REALTY CP|VGRD|Vanguard Marketing Corporation|573
ADC|AGREE REALTY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
ADC|AGREE REALTY CP|WCHV|WELLS FARGO SECURITIES, LLC|55274
ADC|AGREE REALTY CP|WDNX|WEEDEN & CO.L.P.|358
ADC|AGREE REALTY CP|WEDB|WEDBUSH SECURITIES INC.|30
ADC|AGREE REALTY CP|WEED|Weeden & Co.L.P.|2725
ADC|AGREE REALTY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|482
ADC|AGREE REALTY CP|WSEA|WOLVERINE SECURITIES, LLC|119
ADC|AGREE REALTY CP|XIST|INSTINET, LLC|2400
ADC|AGREE REALTY CP|XPQR|Jump Trading|400
ADC|AGREE REALTY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2824
ADC|AGREE REALTY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|312
ADES|ADVANCED EMISSIN CMN|ALTX|Alternet Securities Inc.|662
ADES|ADVANCED EMISSIN CMN|APCC|Apex Clearing Corporation|118
ADES|ADVANCED EMISSIN CMN|BARD|Robert W. Baird & Co. Incorporated|9
ADES|ADVANCED EMISSIN CMN|BATM|CBOE TRADING, INC.|104
ADES|ADVANCED EMISSIN CMN|BBNT|BB&T SECURITIES, LLC|3
ADES|ADVANCED EMISSIN CMN|BERN|Sanford C. Bernstein & Co., LLC|1700
ADES|ADVANCED EMISSIN CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3654
ADES|ADVANCED EMISSIN CMN|BMOC|BMO Capital Markets Corp.|3584
ADES|ADVANCED EMISSIN CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2784
ADES|ADVANCED EMISSIN CMN|BTIG|BTIG, LLC|242
ADES|ADVANCED EMISSIN CMN|BZYD|GOLDMAN SACHS & CO. LLC|200
ADES|ADVANCED EMISSIN CMN|CANT|Cantor Fitzgerald & Co.|1133
ADES|ADVANCED EMISSIN CMN|CHAS|Charles Schwab & Co., Inc.|3323
ADES|ADVANCED EMISSIN CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6630
ADES|ADVANCED EMISSIN CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4255
ADES|ADVANCED EMISSIN CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
ADES|ADVANCED EMISSIN CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24578
ADES|ADVANCED EMISSIN CMN|CTDL|Citadel Derivatives Group Llc|2842
ADES|ADVANCED EMISSIN CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
ADES|ADVANCED EMISSIN CMN|DBAB|Deutsche Bank Securities Inc.|50774
ADES|ADVANCED EMISSIN CMN|DBAX|Deutsche Bank Securities Inc.|14500
ADES|ADVANCED EMISSIN CMN|DEAN|MORGAN STANLEY|4000
ADES|ADVANCED EMISSIN CMN|DEGS|RONIN PROFESSIONAL LLC|3865
ADES|ADVANCED EMISSIN CMN|EBXL|EBX LLC|5300
ADES|ADVANCED EMISSIN CMN|EDJO|Edward D. Jones & Co., L.P.|1303
ADES|ADVANCED EMISSIN CMN|EGAM|CBOE TRADING, INC.|1677
ADES|ADVANCED EMISSIN CMN|EGAW|CBOE TRADING, INC.|169
ADES|ADVANCED EMISSIN CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
ADES|ADVANCED EMISSIN CMN|EGXM|CBOE TRADING, INC.|721
ADES|ADVANCED EMISSIN CMN|EGXW|CBOE TRADING, INC.|3473
ADES|ADVANCED EMISSIN CMN|ELEV|ELEVATION, LLC|153
ADES|ADVANCED EMISSIN CMN|ETBE|Electronic Transaction Clearing, Inc.|835
ADES|ADVANCED EMISSIN CMN|ETDJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ADES|ADVANCED EMISSIN CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|620
ADES|ADVANCED EMISSIN CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2186
ADES|ADVANCED EMISSIN CMN|ETRS|E*Trade Securities LLC|39213
ADES|ADVANCED EMISSIN CMN|FBCO|Credit Suisse Securities (USA) LLC|44075
ADES|ADVANCED EMISSIN CMN|FOMA|TD AMERITRADE CLEARING, INC.|47547
ADES|ADVANCED EMISSIN CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17878
ADES|ADVANCED EMISSIN CMN|FTBR|Foliofn Investments, Inc.|2226
ADES|ADVANCED EMISSIN CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|13162
ADES|ADVANCED EMISSIN CMN|GLPX|ACS EXECUTION SERVICES, LLC|1302
ADES|ADVANCED EMISSIN CMN|GSCO|GOLDMAN SACHS & CO. LLC|246833
ADES|ADVANCED EMISSIN CMN|GSCS|GOLDMAN SACHS & CO. LLC|6520
ADES|ADVANCED EMISSIN CMN|GTSZ|GTS SECURITIES LLC|1191
ADES|ADVANCED EMISSIN CMN|IATS|INTERACTIVE BROKERS LLC|6056
ADES|ADVANCED EMISSIN CMN|IBKR|Interactive Brokers Llc|73262
ADES|ADVANCED EMISSIN CMN|ICBX|INSTINET, LLC|1000
ADES|ADVANCED EMISSIN CMN|IEQY|CITADEL SECURITIES LLC|5790
ADES|ADVANCED EMISSIN CMN|INCA|INSTINET, LLC|56422
ADES|ADVANCED EMISSIN CMN|INJX|INSTINET, LLC|300
ADES|ADVANCED EMISSIN CMN|ITGI|ITG Inc.|4138
ADES|ADVANCED EMISSIN CMN|ITGP|ITG INC.|9600
ADES|ADVANCED EMISSIN CMN|JEFF|JEFFERIES LLC|580
ADES|ADVANCED EMISSIN CMN|JMPT|JUMP TRADING, LLC|2809
ADES|ADVANCED EMISSIN CMN|JPMX|J.P. Morgan Securities LLC|16579
ADES|ADVANCED EMISSIN CMN|JSJX|JANE STREET CAPITAL LLC|105
ADES|ADVANCED EMISSIN CMN|KCGM|VIRTU Americas LLC|375
ADES|ADVANCED EMISSIN CMN|LEHM|Barclays Capital Inc./Le|61498
ADES|ADVANCED EMISSIN CMN|LIME|Lime Brokerage LLC|51164
ADES|ADVANCED EMISSIN CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ADES|ADVANCED EMISSIN CMN|MAXM|Maxim Group LLC|2459
ADES|ADVANCED EMISSIN CMN|MBTS|ALLY INVEST SECURITIES LLC|400
ADES|ADVANCED EMISSIN CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12808
ADES|ADVANCED EMISSIN CMN|MOTF|MOTIF INVESTING, INC.|2
ADES|ADVANCED EMISSIN CMN|MSCO|MORGAN STANLEY & CO. LLC|153207
ADES|ADVANCED EMISSIN CMN|MSPL|MORGAN STANLEY & CO. LLC|22200
ADES|ADVANCED EMISSIN CMN|MSTX|MORGAN STANLEY & CO. LLC|2600
ADES|ADVANCED EMISSIN CMN|NFSC|National Financial Services LLC|83285
ADES|ADVANCED EMISSIN CMN|NITE|VIRTU Americas LLC|197225
ADES|ADVANCED EMISSIN CMN|NITP|VIRTU Americas LLC|700
ADES|ADVANCED EMISSIN CMN|NQRB|Brut, LLC|800
ADES|ADVANCED EMISSIN CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|431
ADES|ADVANCED EMISSIN CMN|PDQM|CODA MARKETS, INC.|4397
ADES|ADVANCED EMISSIN CMN|PWJC|UBS Financial Services, Inc.|575
ADES|ADVANCED EMISSIN CMN|RAJA|Raymond James & Associates, Inc.|5331
ADES|ADVANCED EMISSIN CMN|RBCM|RBC CAPITAL MARKETS, LLC|7576
ADES|ADVANCED EMISSIN CMN|SAGL|SAGETRADER, LLC|200
ADES|ADVANCED EMISSIN CMN|SBSH|Citigroup Global Markets Inc.|26914
ADES|ADVANCED EMISSIN CMN|SGMT|GOLDMAN SACHS & CO. LLC|11937
ADES|ADVANCED EMISSIN CMN|SPDR|SPEEDROUTE LLC|4600
ADES|ADVANCED EMISSIN CMN|SPTD|MINT GLOBAL MARKETS, INC.|29051
ADES|ADVANCED EMISSIN CMN|STFL|Stifel, Nicolaus & Company, Incorporated|155
ADES|ADVANCED EMISSIN CMN|SWIM|TD Ameritrade, Inc.|117583
ADES|ADVANCED EMISSIN CMN|SWST|Hilltop Securities Inc.|671
ADES|ADVANCED EMISSIN CMN|TKNG|ALLY INVEST SECURITIES LLC|3292
ADES|ADVANCED EMISSIN CMN|TRBT|Tradebot Systems, Inc.|9023
ADES|ADVANCED EMISSIN CMN|TRCM|TRC MARKETS LLC|19889
ADES|ADVANCED EMISSIN CMN|UBSA|UBS SECURITIES LLC|44199
ADES|ADVANCED EMISSIN CMN|UBSS|UBS Securities LLC|122676
ADES|ADVANCED EMISSIN CMN|VALX|VIRTU AMERICAS LLC|1783
ADES|ADVANCED EMISSIN CMN|VGRD|Vanguard Marketing Corporation|3438
ADES|ADVANCED EMISSIN CMN|WCHV|WELLS FARGO SECURITIES, LLC|10182
ADES|ADVANCED EMISSIN CMN|WEED|Weeden & Co.L.P.|11470
ADES|ADVANCED EMISSIN CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|665
ADES|ADVANCED EMISSIN CMN|WFPB|Wells Fargo Securities, LLC.|191
ADES|ADVANCED EMISSIN CMN|WGIF|CIBC World Markets Inc.|812
ADES|ADVANCED EMISSIN CMN|WSEA|WOLVERINE SECURITIES, LLC|564
ADES|ADVANCED EMISSIN CMN|XIST|INSTINET, LLC|11660
ADES|ADVANCED EMISSIN CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|7200
ADES|ADVANCED EMISSIN CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ADES|ADVANCED EMISSIN CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54
ADI|ANALOG DEVICES CMN|ABLE|NATIXIS Securities Americas LLC|274009
ADI|ANALOG DEVICES CMN|AGIS|Aegis Capital Corp.|430
ADI|ANALOG DEVICES CMN|ALLN|Allen & Company LLC|200
ADI|ANALOG DEVICES CMN|ALTX|Alternet Securities Inc.|32061
ADI|ANALOG DEVICES CMN|ANOS|ABEL/NOSER, L.L.C.|14639
ADI|ANALOG DEVICES CMN|APCC|Apex Clearing Corporation|1351
ADI|ANALOG DEVICES CMN|AQUA|AQUA SECURITIES L.P.|6500
ADI|ANALOG DEVICES CMN|BALE|M&T SECURITIES, INC.|295
ADI|ANALOG DEVICES CMN|BANK|Primevest Financial Services, Inc.|556
ADI|ANALOG DEVICES CMN|BARD|Robert W. Baird & Co. Incorporated|29902
ADI|ANALOG DEVICES CMN|BATM|CBOE TRADING, INC.|17736
ADI|ANALOG DEVICES CMN|BAYC|BAY CREST PARTNERS, LLC|38915
ADI|ANALOG DEVICES CMN|BAYT|BTIG, LLC|600
ADI|ANALOG DEVICES CMN|BBNT|BB&T SECURITIES, LLC|9458
ADI|ANALOG DEVICES CMN|BERN|Sanford C. Bernstein & Co., LLC|463279
ADI|ANALOG DEVICES CMN|BIAD|SAGETRADER, LLC|815
ADI|ANALOG DEVICES CMN|BIDS|BIDS TRADING L.P.|12600
ADI|ANALOG DEVICES CMN|BIMI|Banca IMI Securities Corp.|2942
ADI|ANALOG DEVICES CMN|BKCM|BNY Mellon Capital Markets LLC|162
ADI|ANALOG DEVICES CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40512
ADI|ANALOG DEVICES CMN|BLKX|INSTINET, LLC|57200
ADI|ANALOG DEVICES CMN|BMOC|BMO Capital Markets Corp.|234749
ADI|ANALOG DEVICES CMN|BNPX|BNP PARIBAS SECURITIES CORP.|655792
ADI|ANALOG DEVICES CMN|BTIG|BTIG, LLC|172720
ADI|ANALOG DEVICES CMN|BYXM|CBOE TRADING, INC.|11831
ADI|ANALOG DEVICES CMN|BZYD|GOLDMAN SACHS & CO. LLC|700
ADI|ANALOG DEVICES CMN|CANT|Cantor Fitzgerald & Co.|1083
ADI|ANALOG DEVICES CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|57600
ADI|ANALOG DEVICES CMN|CBRA|Cobra Trading, Inc.|5000
ADI|ANALOG DEVICES CMN|CHAS|Charles Schwab & Co., Inc.|3625
ADI|ANALOG DEVICES CMN|CIBP|CIBC World Markets Corp.|34470
ADI|ANALOG DEVICES CMN|CICF|Canaccord Genuity Corp.|2829
ADI|ANALOG DEVICES CMN|CIST|Capital Institutional Services, Inc.|3387
ADI|ANALOG DEVICES CMN|CLSA|CLSA AMERICAS, LLC|1200
ADI|ANALOG DEVICES CMN|CNFR|Cowen Prime Services LLC|400
ADI|ANALOG DEVICES CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|253943
ADI|ANALOG DEVICES CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|204
ADI|ANALOG DEVICES CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15459
ADI|ANALOG DEVICES CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1017237
ADI|ANALOG DEVICES CMN|CTDL|Citadel Derivatives Group Llc|105473
ADI|ANALOG DEVICES CMN|CTLR|CUTLER GROUP, LP|4756
ADI|ANALOG DEVICES CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|121370
ADI|ANALOG DEVICES CMN|DADA|D.A. Davidson & Co.|3389
ADI|ANALOG DEVICES CMN|DAVA|Davenport & Company LLC|481
ADI|ANALOG DEVICES CMN|DAWA|Daiwa Capital Markets America Inc.|2030
ADI|ANALOG DEVICES CMN|DBAB|Deutsche Bank Securities Inc.|2623441
ADI|ANALOG DEVICES CMN|DBAX|Deutsche Bank Securities Inc.|776800
ADI|ANALOG DEVICES CMN|DBUL|Deutsche Bank Securities Inc.|151396
ADI|ANALOG DEVICES CMN|DCHF|Dart Executions, LLC|4007
ADI|ANALOG DEVICES CMN|DEAN|MORGAN STANLEY|162371
ADI|ANALOG DEVICES CMN|DEGS|RONIN PROFESSIONAL LLC|7250
ADI|ANALOG DEVICES CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21840
ADI|ANALOG DEVICES CMN|DRWK|DRW SECURITIES, L.L.C.|131571
ADI|ANALOG DEVICES CMN|EBXL|EBX LLC|607100
ADI|ANALOG DEVICES CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|15942
ADI|ANALOG DEVICES CMN|EDJC|Edward Jones / CDS|4539
ADI|ANALOG DEVICES CMN|EDJO|Edward D. Jones & Co., L.P.|64155
ADI|ANALOG DEVICES CMN|EGAM|CBOE TRADING, INC.|63758
ADI|ANALOG DEVICES CMN|EGAW|CBOE TRADING, INC.|800
ADI|ANALOG DEVICES CMN|EGMT|EG MARKET TECHNOLOGIES LLC|6172
ADI|ANALOG DEVICES CMN|EGXM|CBOE TRADING, INC.|8912
ADI|ANALOG DEVICES CMN|EGXW|CBOE TRADING, INC.|43
ADI|ANALOG DEVICES CMN|ESPO|ESPOSITO SECURITIES, LLC|2366
ADI|ANALOG DEVICES CMN|ETBE|Electronic Transaction Clearing, Inc.|163615
ADI|ANALOG DEVICES CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ADI|ANALOG DEVICES CMN|ETCC|Electronic Transaction Clearing, Inc.|6964
ADI|ANALOG DEVICES CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5478
ADI|ANALOG DEVICES CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69755
ADI|ANALOG DEVICES CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
ADI|ANALOG DEVICES CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
ADI|ANALOG DEVICES CMN|ETRS|E*Trade Securities LLC|135438
ADI|ANALOG DEVICES CMN|FBCO|Credit Suisse Securities (USA) LLC|3126216
ADI|ANALOG DEVICES CMN|FBSB|U.S. Bancorp Investments, Inc.|54
ADI|ANALOG DEVICES CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|104
ADI|ANALOG DEVICES CMN|FILL|Tradestation Securities, Inc.|8355
ADI|ANALOG DEVICES CMN|FINX|FINTECH SECURITIES|16620
ADI|ANALOG DEVICES CMN|FMAF|NBCN Inc./ CDS|4436
ADI|ANALOG DEVICES CMN|FOMA|TD AMERITRADE CLEARING, INC.|115221
ADI|ANALOG DEVICES CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17357
ADI|ANALOG DEVICES CMN|FQLS|Quantlab Securities LP|832778
ADI|ANALOG DEVICES CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|134484
ADI|ANALOG DEVICES CMN|FTBR|Foliofn Investments, Inc.|2213
ADI|ANALOG DEVICES CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|176057
ADI|ANALOG DEVICES CMN|GELP|RBC CAPITAL MARKETS, LLC|2600
ADI|ANALOG DEVICES CMN|GLPX|ACS EXECUTION SERVICES, LLC|183146
ADI|ANALOG DEVICES CMN|GSCO|GOLDMAN SACHS & CO. LLC|4297936
ADI|ANALOG DEVICES CMN|GSCS|GOLDMAN SACHS & CO. LLC|136312
ADI|ANALOG DEVICES CMN|GSLT|GOLDMAN SACHS & CO. LLC|64714
ADI|ANALOG DEVICES CMN|GTSZ|GTS SECURITIES LLC|821248
ADI|ANALOG DEVICES CMN|HRBF|American Enterprise Investment Services Inc.|15086
ADI|ANALOG DEVICES CMN|HSBC|HSBC Securities, Inc.|19529
ADI|ANALOG DEVICES CMN|IATS|INTERACTIVE BROKERS LLC|15402
ADI|ANALOG DEVICES CMN|IBKR|Interactive Brokers Llc|141534
ADI|ANALOG DEVICES CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4291
ADI|ANALOG DEVICES CMN|ICBX|INSTINET, LLC|115838
ADI|ANALOG DEVICES CMN|IEQY|CITADEL SECURITIES LLC|485080
ADI|ANALOG DEVICES CMN|INCA|INSTINET, LLC|2356628
ADI|ANALOG DEVICES CMN|INJX|INSTINET, LLC|130260
ADI|ANALOG DEVICES CMN|ITGI|ITG Inc.|127720
ADI|ANALOG DEVICES CMN|ITGP|ITG INC.|296800
ADI|ANALOG DEVICES CMN|JANY|Janney Montgomery Scott Inc.|4287
ADI|ANALOG DEVICES CMN|JEFF|JEFFERIES LLC|419149
ADI|ANALOG DEVICES CMN|JMPT|JUMP TRADING, LLC|271656
ADI|ANALOG DEVICES CMN|JONE|JonesTrading|15302
ADI|ANALOG DEVICES CMN|JPBX|J.P. MORGAN SECURITIES LLC|340547
ADI|ANALOG DEVICES CMN|JPMX|J.P. Morgan Securities LLC|720312
ADI|ANALOG DEVICES CMN|JSJX|JANE STREET CAPITAL LLC|12601
ADI|ANALOG DEVICES CMN|JUTA|JUMP TRADING, LLC|100
ADI|ANALOG DEVICES CMN|KCGM|VIRTU Americas LLC|102001
ADI|ANALOG DEVICES CMN|KCRD|PHX FINANCIAL, INC.|100
ADI|ANALOG DEVICES CMN|LEHM|Barclays Capital Inc./Le|2528872
ADI|ANALOG DEVICES CMN|LGNT|COR CLEARING LLC|1
ADI|ANALOG DEVICES CMN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|708
ADI|ANALOG DEVICES CMN|LIME|Lime Brokerage LLC|546419
ADI|ANALOG DEVICES CMN|LIWD|LIME BROKERAGE LLC|2476
ADI|ANALOG DEVICES CMN|LMGP|LIME BROKERAGE LLC|32327
ADI|ANALOG DEVICES CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|74844
ADI|ANALOG DEVICES CMN|LQNA|LIQUIDNET, INC.|107800
ADI|ANALOG DEVICES CMN|LSCI|Lek Securities Corporation|7556
ADI|ANALOG DEVICES CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|950
ADI|ANALOG DEVICES CMN|MACC|Mid Atlantic Capital Corporation|5235
ADI|ANALOG DEVICES CMN|MAXM|Maxim Group LLC|2207
ADI|ANALOG DEVICES CMN|MBTS|ALLY INVEST SECURITIES LLC|1850
ADI|ANALOG DEVICES CMN|MCBT|Moors & Cabot, Inc.|310
ADI|ANALOG DEVICES CMN|MCMF|Raymond James Ltd. Cds|607
ADI|ANALOG DEVICES CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|262977
ADI|ANALOG DEVICES CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
ADI|ANALOG DEVICES CMN|MOTF|MOTIF INVESTING, INC.|74
ADI|ANALOG DEVICES CMN|MPSG|E D & F Man Capital Markets Inc.|224
ADI|ANALOG DEVICES CMN|MSCO|MORGAN STANLEY & CO. LLC|9985253
ADI|ANALOG DEVICES CMN|MSPL|MORGAN STANLEY & CO. LLC|491700
ADI|ANALOG DEVICES CMN|MSTX|MORGAN STANLEY & CO. LLC|293300
ADI|ANALOG DEVICES CMN|MWCC|Monness Crespi Hardt & Co., Inc.|900
ADI|ANALOG DEVICES CMN|NATL|National Securities Corporation|400
ADI|ANALOG DEVICES CMN|NEED|Needham & Company, LLC|36962
ADI|ANALOG DEVICES CMN|NEUB|NEUBERGER BERMAN BD LLC|7737
ADI|ANALOG DEVICES CMN|NFSC|National Financial Services LLC|736285
ADI|ANALOG DEVICES CMN|NITE|VIRTU Americas LLC|1157008
ADI|ANALOG DEVICES CMN|NITP|VIRTU Americas LLC|7100
ADI|ANALOG DEVICES CMN|NQRB|Brut, LLC|25312
ADI|ANALOG DEVICES CMN|NTRC|Northern Trust Securities, Inc.|1310
ADI|ANALOG DEVICES CMN|OHOS|TWO SIGMA SECURITIES, LLC|274722
ADI|ANALOG DEVICES CMN|OLDM|OLD MISSION CAPITAL, LLC|11155
ADI|ANALOG DEVICES CMN|OPCO|Oppenheimer & Co. Inc.|6313
ADI|ANALOG DEVICES CMN|OTAA|OTA LLC|400
ADI|ANALOG DEVICES CMN|PASL|Pershing Advisor Solutions LLC|2520
ADI|ANALOG DEVICES CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13022
ADI|ANALOG DEVICES CMN|PDQM|CODA MARKETS, INC.|965147
ADI|ANALOG DEVICES CMN|PHLY|NASDAQ Execution Services, LLC|5600
ADI|ANALOG DEVICES CMN|PICT|Pictet Overseas Inc.|877
ADI|ANALOG DEVICES CMN|PIPR|Piper Jaffray & Co.|2366
ADI|ANALOG DEVICES CMN|PWJC|UBS Financial Services, Inc.|16972
ADI|ANALOG DEVICES CMN|RAJA|Raymond James & Associates, Inc.|21469
ADI|ANALOG DEVICES CMN|RBCM|RBC CAPITAL MARKETS, LLC|21697
ADI|ANALOG DEVICES CMN|RHCO|Suntrust Robinson Humphrey, Inc.|16734
ADI|ANALOG DEVICES CMN|SAGL|SAGETRADER, LLC|242036
ADI|ANALOG DEVICES CMN|SAGW|SAGETRADER, LLC|629
ADI|ANALOG DEVICES CMN|SALI|INTL FCSTONE FINANCIAL INC.|1625
ADI|ANALOG DEVICES CMN|SBSH|Citigroup Global Markets Inc.|2027306
ADI|ANALOG DEVICES CMN|SEIC|SEI Investments Distribution Co.|200
ADI|ANALOG DEVICES CMN|SGMT|GOLDMAN SACHS & CO. LLC|440233
ADI|ANALOG DEVICES CMN|SHMR|ABN Amro Clearing LLC|210
ADI|ANALOG DEVICES CMN|SJLS|TRADE INFORMATICS LLC|7300
ADI|ANALOG DEVICES CMN|SPDR|SPEEDROUTE LLC|28278
ADI|ANALOG DEVICES CMN|SPHN|Stephens Inc.|530
ADI|ANALOG DEVICES CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ADI|ANALOG DEVICES CMN|STFL|Stifel, Nicolaus & Company, Incorporated|19622
ADI|ANALOG DEVICES CMN|STKP|STOCKPILE INVESTMENTS, INC.|14
ADI|ANALOG DEVICES CMN|STRS|STRATEGAS RESEARCH PARTNERS|2080
ADI|ANALOG DEVICES CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|510
ADI|ANALOG DEVICES CMN|SWIM|TD Ameritrade, Inc.|30682
ADI|ANALOG DEVICES CMN|SWST|Hilltop Securities Inc.|4947
ADI|ANALOG DEVICES CMN|TAGC|TELSEY ADVISORY GROUP LLC|175
ADI|ANALOG DEVICES CMN|TDSI|TD Securities (USA) LLC|100
ADI|ANALOG DEVICES CMN|TKNG|ALLY INVEST SECURITIES LLC|2580
ADI|ANALOG DEVICES CMN|TONC|CUTTONE & CO., LLC|674
ADI|ANALOG DEVICES CMN|TRBT|Tradebot Systems, Inc.|622189
ADI|ANALOG DEVICES CMN|TRCM|TRC MARKETS LLC|988912
ADI|ANALOG DEVICES CMN|TTUC|CUTTONE & CO., INC.|10338
ADI|ANALOG DEVICES CMN|UBSA|UBS SECURITIES LLC|1113718
ADI|ANALOG DEVICES CMN|UBSS|UBS Securities LLC|2857453
ADI|ANALOG DEVICES CMN|VALX|VIRTU AMERICAS LLC|30816
ADI|ANALOG DEVICES CMN|VGRD|Vanguard Marketing Corporation|12423
ADI|ANALOG DEVICES CMN|WBLR|WILLIAM BLAIR|1070
ADI|ANALOG DEVICES CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|16652
ADI|ANALOG DEVICES CMN|WCHV|WELLS FARGO SECURITIES, LLC|568069
ADI|ANALOG DEVICES CMN|WDNX|WEEDEN & CO.L.P.|6498
ADI|ANALOG DEVICES CMN|WEDB|WEDBUSH SECURITIES INC.|402
ADI|ANALOG DEVICES CMN|WEED|Weeden & Co.L.P.|1000
ADI|ANALOG DEVICES CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|60497
ADI|ANALOG DEVICES CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|77643
ADI|ANALOG DEVICES CMN|WGIF|CIBC World Markets Inc.|4381
ADI|ANALOG DEVICES CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|641
ADI|ANALOG DEVICES CMN|WSEA|WOLVERINE SECURITIES, LLC|20316
ADI|ANALOG DEVICES CMN|XIST|INSTINET, LLC|435414
ADI|ANALOG DEVICES CMN|XPQR|Jump Trading|603
ADI|ANALOG DEVICES CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|160992
ADI|ANALOG DEVICES CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|9167
ADI|ANALOG DEVICES CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8801
ADM|ARCHER DANIELS MDLND|ABLE|NATIXIS Securities Americas LLC|314306
ADM|ARCHER DANIELS MDLND|AGIS|Aegis Capital Corp.|152
ADM|ARCHER DANIELS MDLND|ALTX|Alternet Securities Inc.|19112
ADM|ARCHER DANIELS MDLND|ANOS|ABEL/NOSER, L.L.C.|400
ADM|ARCHER DANIELS MDLND|APCC|Apex Clearing Corporation|680
ADM|ARCHER DANIELS MDLND|BALE|M&T SECURITIES, INC.|169
ADM|ARCHER DANIELS MDLND|BANK|Primevest Financial Services, Inc.|1686
ADM|ARCHER DANIELS MDLND|BARD|Robert W. Baird & Co. Incorporated|1696
ADM|ARCHER DANIELS MDLND|BATM|CBOE TRADING, INC.|37024
ADM|ARCHER DANIELS MDLND|BAYC|BAY CREST PARTNERS, LLC|167699
ADM|ARCHER DANIELS MDLND|BAYT|BTIG, LLC|7295
ADM|ARCHER DANIELS MDLND|BBNT|BB&T SECURITIES, LLC|1966
ADM|ARCHER DANIELS MDLND|BERN|Sanford C. Bernstein & Co., LLC|107831
ADM|ARCHER DANIELS MDLND|BGCE|BGC Financial Inc.|577342
ADM|ARCHER DANIELS MDLND|BIAD|SAGETRADER, LLC|735
ADM|ARCHER DANIELS MDLND|BIDS|BIDS TRADING L.P.|1600
ADM|ARCHER DANIELS MDLND|BIMI|Banca IMI Securities Corp.|187
ADM|ARCHER DANIELS MDLND|BKCM|BNY Mellon Capital Markets LLC|167
ADM|ARCHER DANIELS MDLND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22532
ADM|ARCHER DANIELS MDLND|BLKX|INSTINET, LLC|160700
ADM|ARCHER DANIELS MDLND|BMOC|BMO Capital Markets Corp.|476940
ADM|ARCHER DANIELS MDLND|BNCH|The Benchmark Company, LLC|4079
ADM|ARCHER DANIELS MDLND|BNPX|BNP PARIBAS SECURITIES CORP.|483078
ADM|ARCHER DANIELS MDLND|BTIG|BTIG, LLC|49231
ADM|ARCHER DANIELS MDLND|BYXM|CBOE TRADING, INC.|4993
ADM|ARCHER DANIELS MDLND|BZYD|GOLDMAN SACHS & CO. LLC|400
ADM|ARCHER DANIELS MDLND|CABR|Cabrera Capital Markets, Inc.|2975
ADM|ARCHER DANIELS MDLND|CANT|Cantor Fitzgerald & Co.|72792
ADM|ARCHER DANIELS MDLND|CHAS|Charles Schwab & Co., Inc.|15288
ADM|ARCHER DANIELS MDLND|CIBP|CIBC World Markets Corp.|30934
ADM|ARCHER DANIELS MDLND|CICF|Canaccord Genuity Corp.|800
ADM|ARCHER DANIELS MDLND|CIOI|CITIGROUP GLOBAL MARKETS INC|28700
ADM|ARCHER DANIELS MDLND|CIST|Capital Institutional Services, Inc.|5691
ADM|ARCHER DANIELS MDLND|CLSA|CLSA AMERICAS, LLC|1000
ADM|ARCHER DANIELS MDLND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|297586
ADM|ARCHER DANIELS MDLND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2212
ADM|ARCHER DANIELS MDLND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1150
ADM|ARCHER DANIELS MDLND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1023598
ADM|ARCHER DANIELS MDLND|CTDL|Citadel Derivatives Group Llc|108295
ADM|ARCHER DANIELS MDLND|CTLR|CUTLER GROUP, LP|300
ADM|ARCHER DANIELS MDLND|CXCX|CITIGROUP GLOBAL MARKETS INC.|125172
ADM|ARCHER DANIELS MDLND|DADA|D.A. Davidson & Co.|978
ADM|ARCHER DANIELS MDLND|DAVA|Davenport & Company LLC|935
ADM|ARCHER DANIELS MDLND|DBAB|Deutsche Bank Securities Inc.|786287
ADM|ARCHER DANIELS MDLND|DBAX|Deutsche Bank Securities Inc.|901900
ADM|ARCHER DANIELS MDLND|DBUL|Deutsche Bank Securities Inc.|10992
ADM|ARCHER DANIELS MDLND|DCHF|Dart Executions, LLC|1777
ADM|ARCHER DANIELS MDLND|DEAN|MORGAN STANLEY|33721
ADM|ARCHER DANIELS MDLND|DEGS|RONIN PROFESSIONAL LLC|300
ADM|ARCHER DANIELS MDLND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|607
ADM|ARCHER DANIELS MDLND|EBXL|EBX LLC|813900
ADM|ARCHER DANIELS MDLND|ECUT|CONVERGEX EXECUTION SOLUTIONS|108901
ADM|ARCHER DANIELS MDLND|EDJO|Edward D. Jones & Co., L.P.|23103
ADM|ARCHER DANIELS MDLND|EGAM|CBOE TRADING, INC.|57238
ADM|ARCHER DANIELS MDLND|EGAW|CBOE TRADING, INC.|1536
ADM|ARCHER DANIELS MDLND|EGMT|EG MARKET TECHNOLOGIES LLC|300
ADM|ARCHER DANIELS MDLND|EGXM|CBOE TRADING, INC.|26952
ADM|ARCHER DANIELS MDLND|EGXW|CBOE TRADING, INC.|77
ADM|ARCHER DANIELS MDLND|ETBE|Electronic Transaction Clearing, Inc.|48633
ADM|ARCHER DANIELS MDLND|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2100
ADM|ARCHER DANIELS MDLND|ETCC|Electronic Transaction Clearing, Inc.|909
ADM|ARCHER DANIELS MDLND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10305
ADM|ARCHER DANIELS MDLND|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5284
ADM|ARCHER DANIELS MDLND|ETRS|E*Trade Securities LLC|56367
ADM|ARCHER DANIELS MDLND|FBSB|U.S. Bancorp Investments, Inc.|66
ADM|ARCHER DANIELS MDLND|FIDT|Fidelity Clearing Canada ULC./ CDS|70
ADM|ARCHER DANIELS MDLND|FILL|Tradestation Securities, Inc.|6500
ADM|ARCHER DANIELS MDLND|FINX|FINTECH SECURITIES|2856
ADM|ARCHER DANIELS MDLND|FMAF|NBCN Inc./ CDS|3557
ADM|ARCHER DANIELS MDLND|FMCO|First Manhattan Co|500
ADM|ARCHER DANIELS MDLND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6401
ADM|ARCHER DANIELS MDLND|FQLS|Quantlab Securities LP|884549
ADM|ARCHER DANIELS MDLND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108487
ADM|ARCHER DANIELS MDLND|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3150
ADM|ARCHER DANIELS MDLND|FTBR|Foliofn Investments, Inc.|21646
ADM|ARCHER DANIELS MDLND|GEBB|GLOBAL EXECUTION BROKERS, LP|23236
ADM|ARCHER DANIELS MDLND|GLIS|TD Securities Inc|401
ADM|ARCHER DANIELS MDLND|GLPX|ACS EXECUTION SERVICES, LLC|26268
ADM|ARCHER DANIELS MDLND|GSCO|GOLDMAN SACHS & CO. LLC|5486563
ADM|ARCHER DANIELS MDLND|GSCS|GOLDMAN SACHS & CO. LLC|18877
ADM|ARCHER DANIELS MDLND|GSLT|GOLDMAN SACHS & CO. LLC|74932
ADM|ARCHER DANIELS MDLND|GTSZ|GTS SECURITIES LLC|380130
ADM|ARCHER DANIELS MDLND|HAPX|HAP Trading, LLC|1803
ADM|ARCHER DANIELS MDLND|HCTA|Hardcastle Trading USA LLC|137096
ADM|ARCHER DANIELS MDLND|HRBF|American Enterprise Investment Services Inc.|68192
ADM|ARCHER DANIELS MDLND|HSBC|HSBC Securities, Inc.|1740
ADM|ARCHER DANIELS MDLND|IATS|INTERACTIVE BROKERS LLC|32208
ADM|ARCHER DANIELS MDLND|IBKR|Interactive Brokers Llc|186305
ADM|ARCHER DANIELS MDLND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4006
ADM|ARCHER DANIELS MDLND|ICBX|INSTINET, LLC|264519
ADM|ARCHER DANIELS MDLND|IEQY|CITADEL SECURITIES LLC|359668
ADM|ARCHER DANIELS MDLND|INCA|INSTINET, LLC|1137368
ADM|ARCHER DANIELS MDLND|INJX|INSTINET, LLC|30105
ADM|ARCHER DANIELS MDLND|INTL|INTL FCSTONE FINANCIAL INC.|43
ADM|ARCHER DANIELS MDLND|ITGI|ITG Inc.|390944
ADM|ARCHER DANIELS MDLND|ITGP|ITG INC.|906600
ADM|ARCHER DANIELS MDLND|JANY|Janney Montgomery Scott Inc.|3273
ADM|ARCHER DANIELS MDLND|JEFF|JEFFERIES LLC|700391
ADM|ARCHER DANIELS MDLND|JMPT|JUMP TRADING, LLC|193713
ADM|ARCHER DANIELS MDLND|JPBX|J.P. MORGAN SECURITIES LLC|885297
ADM|ARCHER DANIELS MDLND|JPMX|J.P. Morgan Securities LLC|1066573
ADM|ARCHER DANIELS MDLND|JSEB|JANE STREET EXECUTION SERVICES, LLC|2744
ADM|ARCHER DANIELS MDLND|JSJX|JANE STREET CAPITAL LLC|19925
ADM|ARCHER DANIELS MDLND|KCGM|VIRTU Americas LLC|110127
ADM|ARCHER DANIELS MDLND|LEHM|Barclays Capital Inc./Le|1857633
ADM|ARCHER DANIELS MDLND|LGNT|COR CLEARING LLC|1
ADM|ARCHER DANIELS MDLND|LIME|Lime Brokerage LLC|100272
ADM|ARCHER DANIELS MDLND|LOOP|Loop Capital Markets LLC|17222
ADM|ARCHER DANIELS MDLND|LSCI|Lek Securities Corporation|3245
ADM|ARCHER DANIELS MDLND|MACC|Mid Atlantic Capital Corporation|614
ADM|ARCHER DANIELS MDLND|MACQ|Macquarie Capital (USA) Inc.|2000
ADM|ARCHER DANIELS MDLND|MAXM|Maxim Group LLC|500
ADM|ARCHER DANIELS MDLND|MCMF|Raymond James Ltd. Cds|240
ADM|ARCHER DANIELS MDLND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|318974
ADM|ARCHER DANIELS MDLND|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2600
ADM|ARCHER DANIELS MDLND|MOTF|MOTIF INVESTING, INC.|32
ADM|ARCHER DANIELS MDLND|MSCO|MORGAN STANLEY & CO. LLC|4856559
ADM|ARCHER DANIELS MDLND|MSPL|MORGAN STANLEY & CO. LLC|773500
ADM|ARCHER DANIELS MDLND|MSTX|MORGAN STANLEY & CO. LLC|581100
ADM|ARCHER DANIELS MDLND|NATL|National Securities Corporation|250
ADM|ARCHER DANIELS MDLND|NEUB|NEUBERGER BERMAN BD LLC|48
ADM|ARCHER DANIELS MDLND|NFSC|National Financial Services LLC|458757
ADM|ARCHER DANIELS MDLND|NITE|VIRTU Americas LLC|1248752
ADM|ARCHER DANIELS MDLND|NITP|VIRTU Americas LLC|3315
ADM|ARCHER DANIELS MDLND|NQRB|Brut, LLC|30319
ADM|ARCHER DANIELS MDLND|NTBF|BMO Nesbitt Burns Inc./CDS|961
ADM|ARCHER DANIELS MDLND|NTRC|Northern Trust Securities, Inc.|1879
ADM|ARCHER DANIELS MDLND|OHOS|TWO SIGMA SECURITIES, LLC|198853
ADM|ARCHER DANIELS MDLND|ONEL|O'NEIL SECURITIES, INCORPORATED|89
ADM|ARCHER DANIELS MDLND|OPCO|Oppenheimer & Co. Inc.|7022
ADM|ARCHER DANIELS MDLND|PDQM|CODA MARKETS, INC.|156132
ADM|ARCHER DANIELS MDLND|PHLY|NASDAQ Execution Services, LLC|11000
ADM|ARCHER DANIELS MDLND|PICT|Pictet Overseas Inc.|400
ADM|ARCHER DANIELS MDLND|PWJC|UBS Financial Services, Inc.|17213
ADM|ARCHER DANIELS MDLND|QMSR|QUATTRO M SECURITIES INC.|4898
ADM|ARCHER DANIELS MDLND|RBCM|RBC CAPITAL MARKETS, LLC|33563
ADM|ARCHER DANIELS MDLND|SAGL|SAGETRADER, LLC|183227
ADM|ARCHER DANIELS MDLND|SAGW|SAGETRADER, LLC|4210
ADM|ARCHER DANIELS MDLND|SALI|INTL FCSTONE FINANCIAL INC.|877
ADM|ARCHER DANIELS MDLND|SBRX|MURIEL SIEBERT & CO INC|700
ADM|ARCHER DANIELS MDLND|SBSH|Citigroup Global Markets Inc.|215731
ADM|ARCHER DANIELS MDLND|SEIC|SEI Investments Distribution Co.|694
ADM|ARCHER DANIELS MDLND|SGMT|GOLDMAN SACHS & CO. LLC|594101
ADM|ARCHER DANIELS MDLND|SHMR|ABN Amro Clearing LLC|100
ADM|ARCHER DANIELS MDLND|SJLS|TRADE INFORMATICS LLC|400
ADM|ARCHER DANIELS MDLND|SPDR|SPEEDROUTE LLC|42600
ADM|ARCHER DANIELS MDLND|SPHN|Stephens Inc.|54886
ADM|ARCHER DANIELS MDLND|STFL|Stifel, Nicolaus & Company, Incorporated|23166
ADM|ARCHER DANIELS MDLND|STKP|STOCKPILE INVESTMENTS, INC.|64
ADM|ARCHER DANIELS MDLND|STXG|Stockcross Financial Services, Inc.|12
ADM|ARCHER DANIELS MDLND|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16334
ADM|ARCHER DANIELS MDLND|SWIM|TD Ameritrade, Inc.|391301
ADM|ARCHER DANIELS MDLND|SWST|Hilltop Securities Inc.|5439
ADM|ARCHER DANIELS MDLND|TAGC|TELSEY ADVISORY GROUP LLC|1030
ADM|ARCHER DANIELS MDLND|TKNG|ALLY INVEST SECURITIES LLC|606
ADM|ARCHER DANIELS MDLND|TRBT|Tradebot Systems, Inc.|558149
ADM|ARCHER DANIELS MDLND|TRCM|TRC MARKETS LLC|711654
ADM|ARCHER DANIELS MDLND|TWTT|TASTYWORKS, INC.|200
ADM|ARCHER DANIELS MDLND|UBSA|UBS SECURITIES LLC|1663538
ADM|ARCHER DANIELS MDLND|UBSS|UBS Securities LLC|1444036
ADM|ARCHER DANIELS MDLND|UFPA|UNITED FIRST PARTNERS LLC|2000
ADM|ARCHER DANIELS MDLND|VALX|VIRTU AMERICAS LLC|33737
ADM|ARCHER DANIELS MDLND|VGRD|Vanguard Marketing Corporation|34384
ADM|ARCHER DANIELS MDLND|WABR|Wall Street Access|1731
ADM|ARCHER DANIELS MDLND|WBET|Wallachbeth Capital LLC|120181
ADM|ARCHER DANIELS MDLND|WBLR|WILLIAM BLAIR|100
ADM|ARCHER DANIELS MDLND|WBPX|SUMMIT SECURITIES GROUP, LLC|10449
ADM|ARCHER DANIELS MDLND|WCHV|WELLS FARGO SECURITIES, LLC|301031
ADM|ARCHER DANIELS MDLND|WDNX|WEEDEN & CO.L.P.|3342
ADM|ARCHER DANIELS MDLND|WEDB|WEDBUSH SECURITIES INC.|21442
ADM|ARCHER DANIELS MDLND|WEED|Weeden & Co.L.P.|325748
ADM|ARCHER DANIELS MDLND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|57239
ADM|ARCHER DANIELS MDLND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117493
ADM|ARCHER DANIELS MDLND|WGIF|CIBC World Markets Inc.|3620
ADM|ARCHER DANIELS MDLND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1660
ADM|ARCHER DANIELS MDLND|WSEA|WOLVERINE SECURITIES, LLC|15970
ADM|ARCHER DANIELS MDLND|XIST|INSTINET, LLC|363248
ADM|ARCHER DANIELS MDLND|XPQR|Jump Trading|5758
ADM|ARCHER DANIELS MDLND|XSTM|NATIONAL FINANCIAL SERVICES LLC|90960
ADM|ARCHER DANIELS MDLND|YKNA|COMHAR CAPITAL MARKETS, LLC|205
ADM|ARCHER DANIELS MDLND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34133
ADMA|ADMA BIOLOGICS CMN|ALTX|Alternet Securities Inc.|6463
ADMA|ADMA BIOLOGICS CMN|APCC|Apex Clearing Corporation|887
ADMA|ADMA BIOLOGICS CMN|AVON|Avondale Partners, LLC|75
ADMA|ADMA BIOLOGICS CMN|BATM|CBOE TRADING, INC.|2751
ADMA|ADMA BIOLOGICS CMN|BAYC|BAY CREST PARTNERS, LLC|4513
ADMA|ADMA BIOLOGICS CMN|BAYT|BTIG, LLC|6069
ADMA|ADMA BIOLOGICS CMN|BERN|Sanford C. Bernstein & Co., LLC|21100
ADMA|ADMA BIOLOGICS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4712
ADMA|ADMA BIOLOGICS CMN|BMOC|BMO Capital Markets Corp.|1426
ADMA|ADMA BIOLOGICS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|864
ADMA|ADMA BIOLOGICS CMN|BRGE|Newbridge Securities Corp.|7320
ADMA|ADMA BIOLOGICS CMN|BTIG|BTIG, LLC|44177
ADMA|ADMA BIOLOGICS CMN|BYXM|CBOE TRADING, INC.|898
ADMA|ADMA BIOLOGICS CMN|CANT|Cantor Fitzgerald & Co.|100
ADMA|ADMA BIOLOGICS CMN|CHAS|Charles Schwab & Co., Inc.|6818
ADMA|ADMA BIOLOGICS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30988
ADMA|ADMA BIOLOGICS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12985
ADMA|ADMA BIOLOGICS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3990
ADMA|ADMA BIOLOGICS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184528
ADMA|ADMA BIOLOGICS CMN|CTDE|CHOICETRADE|85
ADMA|ADMA BIOLOGICS CMN|CTDL|Citadel Derivatives Group Llc|7104
ADMA|ADMA BIOLOGICS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|29060
ADMA|ADMA BIOLOGICS CMN|DADA|D.A. Davidson & Co.|5200
ADMA|ADMA BIOLOGICS CMN|DBAB|Deutsche Bank Securities Inc.|252942
ADMA|ADMA BIOLOGICS CMN|DBAX|Deutsche Bank Securities Inc.|45900
ADMA|ADMA BIOLOGICS CMN|DEAN|MORGAN STANLEY|18290
ADMA|ADMA BIOLOGICS CMN|DEGS|RONIN PROFESSIONAL LLC|77609
ADMA|ADMA BIOLOGICS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7800
ADMA|ADMA BIOLOGICS CMN|EBXL|EBX LLC|54800
ADMA|ADMA BIOLOGICS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5014
ADMA|ADMA BIOLOGICS CMN|EDJO|Edward D. Jones & Co., L.P.|200
ADMA|ADMA BIOLOGICS CMN|EGAM|CBOE TRADING, INC.|2859
ADMA|ADMA BIOLOGICS CMN|EGXM|CBOE TRADING, INC.|3119
ADMA|ADMA BIOLOGICS CMN|ETBE|Electronic Transaction Clearing, Inc.|8044
ADMA|ADMA BIOLOGICS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6720
ADMA|ADMA BIOLOGICS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3182
ADMA|ADMA BIOLOGICS CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|10
ADMA|ADMA BIOLOGICS CMN|ETRS|E*Trade Securities LLC|75508
ADMA|ADMA BIOLOGICS CMN|FBCO|Credit Suisse Securities (USA) LLC|96543
ADMA|ADMA BIOLOGICS CMN|FILL|Tradestation Securities, Inc.|81983
ADMA|ADMA BIOLOGICS CMN|FMAF|NBCN Inc./ CDS|2350
ADMA|ADMA BIOLOGICS CMN|FOMA|TD AMERITRADE CLEARING, INC.|269601
ADMA|ADMA BIOLOGICS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7561
ADMA|ADMA BIOLOGICS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33223
ADMA|ADMA BIOLOGICS CMN|FTBR|Foliofn Investments, Inc.|39
ADMA|ADMA BIOLOGICS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|15378
ADMA|ADMA BIOLOGICS CMN|GLPX|ACS EXECUTION SERVICES, LLC|7602
ADMA|ADMA BIOLOGICS CMN|GSCO|GOLDMAN SACHS & CO. LLC|984459
ADMA|ADMA BIOLOGICS CMN|GSCS|GOLDMAN SACHS & CO. LLC|5400
ADMA|ADMA BIOLOGICS CMN|GSLT|GOLDMAN SACHS & CO. LLC|5283
ADMA|ADMA BIOLOGICS CMN|GTSZ|GTS SECURITIES LLC|8575
ADMA|ADMA BIOLOGICS CMN|HRBF|American Enterprise Investment Services Inc.|4800
ADMA|ADMA BIOLOGICS CMN|IATS|INTERACTIVE BROKERS LLC|6922
ADMA|ADMA BIOLOGICS CMN|IBKR|Interactive Brokers Llc|222001
ADMA|ADMA BIOLOGICS CMN|ICBX|INSTINET, LLC|15184
ADMA|ADMA BIOLOGICS CMN|IEQY|CITADEL SECURITIES LLC|3613
ADMA|ADMA BIOLOGICS CMN|INCA|INSTINET, LLC|90801
ADMA|ADMA BIOLOGICS CMN|INJX|INSTINET, LLC|23478
ADMA|ADMA BIOLOGICS CMN|ITGI|ITG Inc.|6020
ADMA|ADMA BIOLOGICS CMN|ITGP|ITG INC.|21200
ADMA|ADMA BIOLOGICS CMN|JANY|Janney Montgomery Scott Inc.|1100
ADMA|ADMA BIOLOGICS CMN|JEFF|JEFFERIES LLC|248508
ADMA|ADMA BIOLOGICS CMN|JMPT|JUMP TRADING, LLC|14874
ADMA|ADMA BIOLOGICS CMN|JPBX|J.P. MORGAN SECURITIES LLC|3493
ADMA|ADMA BIOLOGICS CMN|JPMX|J.P. Morgan Securities LLC|135470
ADMA|ADMA BIOLOGICS CMN|JSJX|JANE STREET CAPITAL LLC|4330
ADMA|ADMA BIOLOGICS CMN|KCGM|VIRTU Americas LLC|6901
ADMA|ADMA BIOLOGICS CMN|LAFC|R. F. Lafferty & Co., Inc.|1500
ADMA|ADMA BIOLOGICS CMN|LEHM|Barclays Capital Inc./Le|455791
ADMA|ADMA BIOLOGICS CMN|LIME|Lime Brokerage LLC|118090
ADMA|ADMA BIOLOGICS CMN|LMGP|LIME BROKERAGE LLC|21121
ADMA|ADMA BIOLOGICS CMN|LOOP|Loop Capital Markets LLC|2811
ADMA|ADMA BIOLOGICS CMN|LQNA|LIQUIDNET, INC.|13400
ADMA|ADMA BIOLOGICS CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|1700
ADMA|ADMA BIOLOGICS CMN|MACQ|Macquarie Capital (USA) Inc.|1757
ADMA|ADMA BIOLOGICS CMN|MAXM|Maxim Group LLC|27578
ADMA|ADMA BIOLOGICS CMN|MCMF|Raymond James Ltd. Cds|1400
ADMA|ADMA BIOLOGICS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|131553
ADMA|ADMA BIOLOGICS CMN|MSCO|MORGAN STANLEY & CO. LLC|1286655
ADMA|ADMA BIOLOGICS CMN|MSPL|MORGAN STANLEY & CO. LLC|25400
ADMA|ADMA BIOLOGICS CMN|MSTX|MORGAN STANLEY & CO. LLC|38700
ADMA|ADMA BIOLOGICS CMN|NATL|National Securities Corporation|87040
ADMA|ADMA BIOLOGICS CMN|NFSC|National Financial Services LLC|144681
ADMA|ADMA BIOLOGICS CMN|NITE|VIRTU Americas LLC|524226
ADMA|ADMA BIOLOGICS CMN|NITP|VIRTU Americas LLC|9830
ADMA|ADMA BIOLOGICS CMN|NQRB|Brut, LLC|18901
ADMA|ADMA BIOLOGICS CMN|OPCO|Oppenheimer & Co. Inc.|2000
ADMA|ADMA BIOLOGICS CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6441
ADMA|ADMA BIOLOGICS CMN|PDQM|CODA MARKETS, INC.|23833
ADMA|ADMA BIOLOGICS CMN|PREC|PRECISION SECURITIES, LLC|900
ADMA|ADMA BIOLOGICS CMN|RAJA|Raymond James & Associates, Inc.|234661
ADMA|ADMA BIOLOGICS CMN|RGLD|Regal Securities, Inc|200
ADMA|ADMA BIOLOGICS CMN|RJLC|RJL CAPITAL GROUP, LLC|200
ADMA|ADMA BIOLOGICS CMN|SAGL|SAGETRADER, LLC|1830
ADMA|ADMA BIOLOGICS CMN|SBSH|Citigroup Global Markets Inc.|132099
ADMA|ADMA BIOLOGICS CMN|SGMT|GOLDMAN SACHS & CO. LLC|36945
ADMA|ADMA BIOLOGICS CMN|SPDR|SPEEDROUTE LLC|16120
ADMA|ADMA BIOLOGICS CMN|SWIM|TD Ameritrade, Inc.|67401
ADMA|ADMA BIOLOGICS CMN|SWST|Hilltop Securities Inc.|60867
ADMA|ADMA BIOLOGICS CMN|TKNG|ALLY INVEST SECURITIES LLC|6548
ADMA|ADMA BIOLOGICS CMN|TRBT|Tradebot Systems, Inc.|60918
ADMA|ADMA BIOLOGICS CMN|TRCM|TRC MARKETS LLC|59089
ADMA|ADMA BIOLOGICS CMN|TWTT|TASTYWORKS, INC.|200
ADMA|ADMA BIOLOGICS CMN|UBSA|UBS SECURITIES LLC|242618
ADMA|ADMA BIOLOGICS CMN|UBSS|UBS Securities LLC|1227281
ADMA|ADMA BIOLOGICS CMN|VALX|VIRTU AMERICAS LLC|1702
ADMA|ADMA BIOLOGICS CMN|VGRD|Vanguard Marketing Corporation|11604
ADMA|ADMA BIOLOGICS CMN|WABR|Wall Street Access|15445
ADMA|ADMA BIOLOGICS CMN|WCHV|WELLS FARGO SECURITIES, LLC|441723
ADMA|ADMA BIOLOGICS CMN|WEED|Weeden & Co.L.P.|1450
ADMA|ADMA BIOLOGICS CMN|WGIF|CIBC World Markets Inc.|15900
ADMA|ADMA BIOLOGICS CMN|WSEA|WOLVERINE SECURITIES, LLC|4653
ADMA|ADMA BIOLOGICS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|143900
ADMA|ADMA BIOLOGICS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|3790
ADMA|ADMA BIOLOGICS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16600
ADMP|ADAMIS PHARMACEUTICL|APCC|Apex Clearing Corporation|10899
ADMP|ADAMIS PHARMACEUTICL|BATM|CBOE TRADING, INC.|6
ADMP|ADAMIS PHARMACEUTICL|BERN|Sanford C. Bernstein & Co., LLC|13
ADMP|ADAMIS PHARMACEUTICL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
ADMP|ADAMIS PHARMACEUTICL|CHAS|Charles Schwab & Co., Inc.|2115
ADMP|ADAMIS PHARMACEUTICL|CIST|Capital Institutional Services, Inc.|3325
ADMP|ADAMIS PHARMACEUTICL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|113
ADMP|ADAMIS PHARMACEUTICL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13797
ADMP|ADAMIS PHARMACEUTICL|CTLR|CUTLER GROUP, LP|100
ADMP|ADAMIS PHARMACEUTICL|CXCX|CITIGROUP GLOBAL MARKETS INC.|2080
ADMP|ADAMIS PHARMACEUTICL|DBAB|Deutsche Bank Securities Inc.|325
ADMP|ADAMIS PHARMACEUTICL|DBAX|Deutsche Bank Securities Inc.|7100
ADMP|ADAMIS PHARMACEUTICL|DEAN|MORGAN STANLEY|3600
ADMP|ADAMIS PHARMACEUTICL|DEGS|RONIN PROFESSIONAL LLC|56007
ADMP|ADAMIS PHARMACEUTICL|EBXL|EBX LLC|21000
ADMP|ADAMIS PHARMACEUTICL|EDJO|Edward D. Jones & Co., L.P.|5883
ADMP|ADAMIS PHARMACEUTICL|EGAM|CBOE TRADING, INC.|729
ADMP|ADAMIS PHARMACEUTICL|EGXM|CBOE TRADING, INC.|500
ADMP|ADAMIS PHARMACEUTICL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3184
ADMP|ADAMIS PHARMACEUTICL|ETRS|E*Trade Securities LLC|636796
ADMP|ADAMIS PHARMACEUTICL|FBCO|Credit Suisse Securities (USA) LLC|49882
ADMP|ADAMIS PHARMACEUTICL|FILL|Tradestation Securities, Inc.|19961
ADMP|ADAMIS PHARMACEUTICL|FMAF|NBCN Inc./ CDS|265778
ADMP|ADAMIS PHARMACEUTICL|FOMA|TD AMERITRADE CLEARING, INC.|748415
ADMP|ADAMIS PHARMACEUTICL|FTBR|Foliofn Investments, Inc.|26819
ADMP|ADAMIS PHARMACEUTICL|GEBB|GLOBAL EXECUTION BROKERS, LP|8844
ADMP|ADAMIS PHARMACEUTICL|GSCO|GOLDMAN SACHS & CO. LLC|23881
ADMP|ADAMIS PHARMACEUTICL|GSLT|GOLDMAN SACHS & CO. LLC|3858
ADMP|ADAMIS PHARMACEUTICL|GTSZ|GTS SECURITIES LLC|1676
ADMP|ADAMIS PHARMACEUTICL|HAPX|HAP Trading, LLC|200
ADMP|ADAMIS PHARMACEUTICL|HRBF|American Enterprise Investment Services Inc.|31786
ADMP|ADAMIS PHARMACEUTICL|IBKR|Interactive Brokers Llc|54522
ADMP|ADAMIS PHARMACEUTICL|ICBX|INSTINET, LLC|6950
ADMP|ADAMIS PHARMACEUTICL|INCA|INSTINET, LLC|10366
ADMP|ADAMIS PHARMACEUTICL|INJX|INSTINET, LLC|183
ADMP|ADAMIS PHARMACEUTICL|ITGI|ITG Inc.|800
ADMP|ADAMIS PHARMACEUTICL|ITGP|ITG INC.|3400
ADMP|ADAMIS PHARMACEUTICL|JANY|Janney Montgomery Scott Inc.|500
ADMP|ADAMIS PHARMACEUTICL|JEFF|JEFFERIES LLC|200
ADMP|ADAMIS PHARMACEUTICL|JMPT|JUMP TRADING, LLC|70
ADMP|ADAMIS PHARMACEUTICL|JPMX|J.P. Morgan Securities LLC|7578
ADMP|ADAMIS PHARMACEUTICL|KCGM|VIRTU Americas LLC|1296
ADMP|ADAMIS PHARMACEUTICL|LEHM|Barclays Capital Inc./Le|214546
ADMP|ADAMIS PHARMACEUTICL|LGNT|COR CLEARING LLC|2377
ADMP|ADAMIS PHARMACEUTICL|LIME|Lime Brokerage LLC|52042
ADMP|ADAMIS PHARMACEUTICL|MBTS|ALLY INVEST SECURITIES LLC|878
ADMP|ADAMIS PHARMACEUTICL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22400
ADMP|ADAMIS PHARMACEUTICL|MSCO|MORGAN STANLEY & CO. LLC|640684
ADMP|ADAMIS PHARMACEUTICL|MSPL|MORGAN STANLEY & CO. LLC|8100
ADMP|ADAMIS PHARMACEUTICL|NATL|National Securities Corporation|47800
ADMP|ADAMIS PHARMACEUTICL|NFSC|National Financial Services LLC|505845
ADMP|ADAMIS PHARMACEUTICL|NITE|VIRTU Americas LLC|1176299
ADMP|ADAMIS PHARMACEUTICL|NITP|VIRTU Americas LLC|9552
ADMP|ADAMIS PHARMACEUTICL|OPCO|Oppenheimer & Co. Inc.|16939
ADMP|ADAMIS PHARMACEUTICL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|701
ADMP|ADAMIS PHARMACEUTICL|PDQM|CODA MARKETS, INC.|15924
ADMP|ADAMIS PHARMACEUTICL|PHLY|NASDAQ Execution Services, LLC|1200
ADMP|ADAMIS PHARMACEUTICL|RAJA|Raymond James & Associates, Inc.|9100
ADMP|ADAMIS PHARMACEUTICL|RBCM|RBC CAPITAL MARKETS, LLC|8200
ADMP|ADAMIS PHARMACEUTICL|RGLD|Regal Securities, Inc|79968
ADMP|ADAMIS PHARMACEUTICL|SAGL|SAGETRADER, LLC|1400
ADMP|ADAMIS PHARMACEUTICL|SBSH|Citigroup Global Markets Inc.|81884
ADMP|ADAMIS PHARMACEUTICL|SGMT|GOLDMAN SACHS & CO. LLC|15984
ADMP|ADAMIS PHARMACEUTICL|SPDR|SPEEDROUTE LLC|100
ADMP|ADAMIS PHARMACEUTICL|SPHN|Stephens Inc.|704
ADMP|ADAMIS PHARMACEUTICL|STFL|Stifel, Nicolaus & Company, Incorporated|14705
ADMP|ADAMIS PHARMACEUTICL|SWIM|TD Ameritrade, Inc.|144186
ADMP|ADAMIS PHARMACEUTICL|SWST|Hilltop Securities Inc.|49072
ADMP|ADAMIS PHARMACEUTICL|TKNG|ALLY INVEST SECURITIES LLC|8092
ADMP|ADAMIS PHARMACEUTICL|TRCM|TRC MARKETS LLC|200
ADMP|ADAMIS PHARMACEUTICL|UBSA|UBS SECURITIES LLC|149693
ADMP|ADAMIS PHARMACEUTICL|UBSS|UBS Securities LLC|194259
ADMP|ADAMIS PHARMACEUTICL|VALX|VIRTU AMERICAS LLC|3857
ADMP|ADAMIS PHARMACEUTICL|VGRD|Vanguard Marketing Corporation|74020
ADMP|ADAMIS PHARMACEUTICL|VSIN|Vision Financial Markets Llc|1
ADMP|ADAMIS PHARMACEUTICL|WBPX|SUMMIT SECURITIES GROUP, LLC|994
ADMP|ADAMIS PHARMACEUTICL|WCHV|WELLS FARGO SECURITIES, LLC|54478
ADMP|ADAMIS PHARMACEUTICL|WEDB|WEDBUSH SECURITIES INC.|4910
ADMP|ADAMIS PHARMACEUTICL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9677
ADMP|ADAMIS PHARMACEUTICL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4852
ADMP|ADAMIS PHARMACEUTICL|WGIF|CIBC World Markets Inc.|1000
ADMP|ADAMIS PHARMACEUTICL|WSEA|WOLVERINE SECURITIES, LLC|3419
ADMP|ADAMIS PHARMACEUTICL|XSTM|NATIONAL FINANCIAL SERVICES LLC|15400
ADMP|ADAMIS PHARMACEUTICL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2150
ADMS|ADAMAS PHARMA CMN|ACLP|ALEXANDER CAPITAL, L.P.|35000
ADMS|ADAMAS PHARMA CMN|ADAM|CANACCORD GENUITY INC.|20888
ADMS|ADAMAS PHARMA CMN|AGIS|Aegis Capital Corp.|10825
ADMS|ADAMAS PHARMA CMN|ALTX|Alternet Securities Inc.|6710
ADMS|ADAMAS PHARMA CMN|APCC|Apex Clearing Corporation|918
ADMS|ADAMAS PHARMA CMN|BATM|CBOE TRADING, INC.|3338
ADMS|ADAMAS PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|3660
ADMS|ADAMAS PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
ADMS|ADAMAS PHARMA CMN|BLKX|INSTINET, LLC|45500
ADMS|ADAMAS PHARMA CMN|BMOC|BMO Capital Markets Corp.|3104
ADMS|ADAMAS PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|54871
ADMS|ADAMAS PHARMA CMN|BTIG|BTIG, LLC|8729
ADMS|ADAMAS PHARMA CMN|BYXM|CBOE TRADING, INC.|1311
ADMS|ADAMAS PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|2697
ADMS|ADAMAS PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73348
ADMS|ADAMAS PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2560
ADMS|ADAMAS PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|232867
ADMS|ADAMAS PHARMA CMN|CTDL|Citadel Derivatives Group Llc|16230
ADMS|ADAMAS PHARMA CMN|CTLR|CUTLER GROUP, LP|236
ADMS|ADAMAS PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|47500
ADMS|ADAMAS PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|574819
ADMS|ADAMAS PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|181500
ADMS|ADAMAS PHARMA CMN|DBUL|Deutsche Bank Securities Inc.|9000
ADMS|ADAMAS PHARMA CMN|DCHF|Dart Executions, LLC|4465
ADMS|ADAMAS PHARMA CMN|DEAN|MORGAN STANLEY|906
ADMS|ADAMAS PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|25431
ADMS|ADAMAS PHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
ADMS|ADAMAS PHARMA CMN|EBXL|EBX LLC|77900
ADMS|ADAMAS PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|254
ADMS|ADAMAS PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|1858
ADMS|ADAMAS PHARMA CMN|EGAM|CBOE TRADING, INC.|9684
ADMS|ADAMAS PHARMA CMN|EGAW|CBOE TRADING, INC.|20
ADMS|ADAMAS PHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|884
ADMS|ADAMAS PHARMA CMN|EGXM|CBOE TRADING, INC.|4499
ADMS|ADAMAS PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|21596
ADMS|ADAMAS PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5274
ADMS|ADAMAS PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31610
ADMS|ADAMAS PHARMA CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
ADMS|ADAMAS PHARMA CMN|ETRS|E*Trade Securities LLC|49568
ADMS|ADAMAS PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|226381
ADMS|ADAMAS PHARMA CMN|FILL|Tradestation Securities, Inc.|1420
ADMS|ADAMAS PHARMA CMN|FMAF|NBCN Inc./ CDS|275
ADMS|ADAMAS PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|332067
ADMS|ADAMAS PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86094
ADMS|ADAMAS PHARMA CMN|FTBR|Foliofn Investments, Inc.|777
ADMS|ADAMAS PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|43613
ADMS|ADAMAS PHARMA CMN|GLIS|TD Securities Inc|990
ADMS|ADAMAS PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|24823
ADMS|ADAMAS PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|1007033
ADMS|ADAMAS PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|91502
ADMS|ADAMAS PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|1004
ADMS|ADAMAS PHARMA CMN|GTSZ|GTS SECURITIES LLC|30221
ADMS|ADAMAS PHARMA CMN|HAPX|HAP Trading, LLC|1075
ADMS|ADAMAS PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|500
ADMS|ADAMAS PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|17684
ADMS|ADAMAS PHARMA CMN|IBKR|Interactive Brokers Llc|40324
ADMS|ADAMAS PHARMA CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|765
ADMS|ADAMAS PHARMA CMN|ICBX|INSTINET, LLC|26920
ADMS|ADAMAS PHARMA CMN|IEQY|CITADEL SECURITIES LLC|152627
ADMS|ADAMAS PHARMA CMN|INCA|INSTINET, LLC|307817
ADMS|ADAMAS PHARMA CMN|INJX|INSTINET, LLC|25932
ADMS|ADAMAS PHARMA CMN|ITGI|ITG Inc.|18866
ADMS|ADAMAS PHARMA CMN|ITGP|ITG INC.|135800
ADMS|ADAMAS PHARMA CMN|JEFF|JEFFERIES LLC|91453
ADMS|ADAMAS PHARMA CMN|JMPT|JUMP TRADING, LLC|32616
ADMS|ADAMAS PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|43226
ADMS|ADAMAS PHARMA CMN|JPMX|J.P. Morgan Securities LLC|264131
ADMS|ADAMAS PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|9695
ADMS|ADAMAS PHARMA CMN|KCGM|VIRTU Americas LLC|50025
ADMS|ADAMAS PHARMA CMN|LEHM|Barclays Capital Inc./Le|444676
ADMS|ADAMAS PHARMA CMN|LIME|Lime Brokerage LLC|284439
ADMS|ADAMAS PHARMA CMN|LMGP|LIME BROKERAGE LLC|1535
ADMS|ADAMAS PHARMA CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|169800
ADMS|ADAMAS PHARMA CMN|LQNA|LIQUIDNET, INC.|13800
ADMS|ADAMAS PHARMA CMN|LSCI|Lek Securities Corporation|66
ADMS|ADAMAS PHARMA CMN|MAXM|Maxim Group LLC|13423
ADMS|ADAMAS PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59295
ADMS|ADAMAS PHARMA CMN|MOTF|MOTIF INVESTING, INC.|3
ADMS|ADAMAS PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|2459210
ADMS|ADAMAS PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|214500
ADMS|ADAMAS PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|58900
ADMS|ADAMAS PHARMA CMN|NATL|National Securities Corporation|9050
ADMS|ADAMAS PHARMA CMN|NFSC|National Financial Services LLC|138181
ADMS|ADAMAS PHARMA CMN|NITE|VIRTU Americas LLC|737408
ADMS|ADAMAS PHARMA CMN|NITP|VIRTU Americas LLC|4000
ADMS|ADAMAS PHARMA CMN|NQRB|Brut, LLC|17229
ADMS|ADAMAS PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|200
ADMS|ADAMAS PHARMA CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|500
ADMS|ADAMAS PHARMA CMN|PDQM|CODA MARKETS, INC.|69480
ADMS|ADAMAS PHARMA CMN|PHLY|NASDAQ Execution Services, LLC|200
ADMS|ADAMAS PHARMA CMN|PUMA|Puma Capital, Llc|40026
ADMS|ADAMAS PHARMA CMN|RAJA|Raymond James & Associates, Inc.|6511
ADMS|ADAMAS PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|10031
ADMS|ADAMAS PHARMA CMN|RILY|B. RILEY FBR, INC.|100
ADMS|ADAMAS PHARMA CMN|SAGL|SAGETRADER, LLC|22109
ADMS|ADAMAS PHARMA CMN|SALI|INTL FCSTONE FINANCIAL INC.|300
ADMS|ADAMAS PHARMA CMN|SBSH|Citigroup Global Markets Inc.|475798
ADMS|ADAMAS PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|99401
ADMS|ADAMAS PHARMA CMN|SPDR|SPEEDROUTE LLC|9399
ADMS|ADAMAS PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1590
ADMS|ADAMAS PHARMA CMN|STXG|Stockcross Financial Services, Inc.|49
ADMS|ADAMAS PHARMA CMN|SWIM|TD Ameritrade, Inc.|225340
ADMS|ADAMAS PHARMA CMN|SWST|Hilltop Securities Inc.|64019
ADMS|ADAMAS PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|4326
ADMS|ADAMAS PHARMA CMN|TRBT|Tradebot Systems, Inc.|127701
ADMS|ADAMAS PHARMA CMN|TRCM|TRC MARKETS LLC|86506
ADMS|ADAMAS PHARMA CMN|TWTT|TASTYWORKS, INC.|800
ADMS|ADAMAS PHARMA CMN|UBSA|UBS SECURITIES LLC|313539
ADMS|ADAMAS PHARMA CMN|UBSS|UBS Securities LLC|1328355
ADMS|ADAMAS PHARMA CMN|VALX|VIRTU AMERICAS LLC|104363
ADMS|ADAMAS PHARMA CMN|VGRD|Vanguard Marketing Corporation|2313
ADMS|ADAMAS PHARMA CMN|WBLR|WILLIAM BLAIR|1691
ADMS|ADAMAS PHARMA CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|100
ADMS|ADAMAS PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|12560
ADMS|ADAMAS PHARMA CMN|WEED|Weeden & Co.L.P.|1830
ADMS|ADAMAS PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|444
ADMS|ADAMAS PHARMA CMN|WGIF|CIBC World Markets Inc.|6418
ADMS|ADAMAS PHARMA CMN|WORD|Worden Capital Management LLC|753
ADMS|ADAMAS PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|2750
ADMS|ADAMAS PHARMA CMN|XIST|INSTINET, LLC|16200
ADMS|ADAMAS PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|24340
ADMS|ADAMAS PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|7351
ADMS|ADAMAS PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|965
ADNT|ADIENT PLC|ACAD|ACADEMY SECURITIES, INC.|4200
ADNT|ADIENT PLC|ALTX|Alternet Securities Inc.|31770
ADNT|ADIENT PLC|ANOS|ABEL/NOSER, L.L.C.|318501
ADNT|ADIENT PLC|APCC|Apex Clearing Corporation|7331
ADNT|ADIENT PLC|AQUA|AQUA SECURITIES L.P.|10000
ADNT|ADIENT PLC|BANK|Primevest Financial Services, Inc.|54
ADNT|ADIENT PLC|BARD|Robert W. Baird & Co. Incorporated|16994
ADNT|ADIENT PLC|BATM|CBOE TRADING, INC.|6495
ADNT|ADIENT PLC|BAYC|BAY CREST PARTNERS, LLC|9
ADNT|ADIENT PLC|BAYT|BTIG, LLC|1800
ADNT|ADIENT PLC|BBNT|BB&T SECURITIES, LLC|4193
ADNT|ADIENT PLC|BCHW|Birchwood Securities Corp.|22500
ADNT|ADIENT PLC|BERN|Sanford C. Bernstein & Co., LLC|348797
ADNT|ADIENT PLC|BIDS|BIDS TRADING L.P.|11500
ADNT|ADIENT PLC|BIMI|Banca IMI Securities Corp.|139
ADNT|ADIENT PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26263
ADNT|ADIENT PLC|BLKX|INSTINET, LLC|204700
ADNT|ADIENT PLC|BNPX|BNP PARIBAS SECURITIES CORP.|41604
ADNT|ADIENT PLC|BTIG|BTIG, LLC|1414
ADNT|ADIENT PLC|BYXM|CBOE TRADING, INC.|2816
ADNT|ADIENT PLC|BZYD|GOLDMAN SACHS & CO. LLC|600
ADNT|ADIENT PLC|CANT|Cantor Fitzgerald & Co.|381
ADNT|ADIENT PLC|CBLC|CITIGROUP GLOBAL MARKETS INC.|71530
ADNT|ADIENT PLC|CBRA|Cobra Trading, Inc.|1200
ADNT|ADIENT PLC|CHAS|Charles Schwab & Co., Inc.|4145
ADNT|ADIENT PLC|CIST|Capital Institutional Services, Inc.|1127
ADNT|ADIENT PLC|CLSA|CLSA AMERICAS, LLC|4466
ADNT|ADIENT PLC|COKE|Coker & Palmer|6056
ADNT|ADIENT PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|123963
ADNT|ADIENT PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|64009
ADNT|ADIENT PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|46230
ADNT|ADIENT PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|574772
ADNT|ADIENT PLC|CTDL|Citadel Derivatives Group Llc|4496
ADNT|ADIENT PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|109074
ADNT|ADIENT PLC|DADA|D.A. Davidson & Co.|2295
ADNT|ADIENT PLC|DAVA|Davenport & Company LLC|49
ADNT|ADIENT PLC|DBAB|Deutsche Bank Securities Inc.|268016
ADNT|ADIENT PLC|DBAX|Deutsche Bank Securities Inc.|433200
ADNT|ADIENT PLC|DBUL|Deutsche Bank Securities Inc.|5837
ADNT|ADIENT PLC|DCHF|Dart Executions, LLC|1068
ADNT|ADIENT PLC|DEAN|MORGAN STANLEY|53453
ADNT|ADIENT PLC|DEGS|RONIN PROFESSIONAL LLC|100
ADNT|ADIENT PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15901
ADNT|ADIENT PLC|EBXL|EBX LLC|269800
ADNT|ADIENT PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|71293
ADNT|ADIENT PLC|EDJC|Edward Jones / CDS|99
ADNT|ADIENT PLC|EDJO|Edward D. Jones & Co., L.P.|35852
ADNT|ADIENT PLC|EGAM|CBOE TRADING, INC.|53540
ADNT|ADIENT PLC|EGAW|CBOE TRADING, INC.|705
ADNT|ADIENT PLC|EGMT|EG MARKET TECHNOLOGIES LLC|1211
ADNT|ADIENT PLC|EGXM|CBOE TRADING, INC.|7575
ADNT|ADIENT PLC|EGXW|CBOE TRADING, INC.|300
ADNT|ADIENT PLC|ETBE|Electronic Transaction Clearing, Inc.|34053
ADNT|ADIENT PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|91777
ADNT|ADIENT PLC|ETCC|Electronic Transaction Clearing, Inc.|700
ADNT|ADIENT PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
ADNT|ADIENT PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35771
ADNT|ADIENT PLC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|82
ADNT|ADIENT PLC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|280
ADNT|ADIENT PLC|ETRS|E*Trade Securities LLC|352514
ADNT|ADIENT PLC|FBSB|U.S. Bancorp Investments, Inc.|37
ADNT|ADIENT PLC|FILL|Tradestation Securities, Inc.|27316
ADNT|ADIENT PLC|FINX|FINTECH SECURITIES|7048
ADNT|ADIENT PLC|FMAF|NBCN Inc./ CDS|152
ADNT|ADIENT PLC|FMCO|First Manhattan Co|1400
ADNT|ADIENT PLC|FQLS|Quantlab Securities LP|492209
ADNT|ADIENT PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161840
ADNT|ADIENT PLC|FTBR|Foliofn Investments, Inc.|655
ADNT|ADIENT PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|11972
ADNT|ADIENT PLC|GLIS|TD Securities Inc|697
ADNT|ADIENT PLC|GLPX|ACS EXECUTION SERVICES, LLC|155551
ADNT|ADIENT PLC|GSCO|GOLDMAN SACHS & CO. LLC|1080293
ADNT|ADIENT PLC|GSCS|GOLDMAN SACHS & CO. LLC|8976
ADNT|ADIENT PLC|GSLT|GOLDMAN SACHS & CO. LLC|19339
ADNT|ADIENT PLC|GTSZ|GTS SECURITIES LLC|84073
ADNT|ADIENT PLC|HRBF|American Enterprise Investment Services Inc.|4730
ADNT|ADIENT PLC|HSBC|HSBC Securities, Inc.|1500
ADNT|ADIENT PLC|IATS|INTERACTIVE BROKERS LLC|34814
ADNT|ADIENT PLC|IBKR|Interactive Brokers Llc|66913
ADNT|ADIENT PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|192
ADNT|ADIENT PLC|ICBX|INSTINET, LLC|189051
ADNT|ADIENT PLC|INCA|INSTINET, LLC|488060
ADNT|ADIENT PLC|INJX|INSTINET, LLC|17463
ADNT|ADIENT PLC|ITGI|ITG Inc.|80109
ADNT|ADIENT PLC|ITGP|ITG INC.|692600
ADNT|ADIENT PLC|JANY|Janney Montgomery Scott Inc.|6715
ADNT|ADIENT PLC|JEFF|JEFFERIES LLC|209017
ADNT|ADIENT PLC|JMPT|JUMP TRADING, LLC|100057
ADNT|ADIENT PLC|JONE|JonesTrading|14115
ADNT|ADIENT PLC|JPBX|J.P. MORGAN SECURITIES LLC|88532
ADNT|ADIENT PLC|JPMX|J.P. Morgan Securities LLC|1100581
ADNT|ADIENT PLC|JSJX|JANE STREET CAPITAL LLC|7082
ADNT|ADIENT PLC|KCGM|VIRTU Americas LLC|122233
ADNT|ADIENT PLC|LEHM|Barclays Capital Inc./Le|846766
ADNT|ADIENT PLC|LIME|Lime Brokerage LLC|28358
ADNT|ADIENT PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
ADNT|ADIENT PLC|LQNA|LIQUIDNET, INC.|75000
ADNT|ADIENT PLC|LSCI|Lek Securities Corporation|222
ADNT|ADIENT PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2311
ADNT|ADIENT PLC|MACC|Mid Atlantic Capital Corporation|2599
ADNT|ADIENT PLC|MAXM|Maxim Group LLC|64757
ADNT|ADIENT PLC|MBTS|ALLY INVEST SECURITIES LLC|733
ADNT|ADIENT PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90935
ADNT|ADIENT PLC|MOTF|MOTIF INVESTING, INC.|10
ADNT|ADIENT PLC|MPSG|E D & F Man Capital Markets Inc.|1267
ADNT|ADIENT PLC|MSCO|MORGAN STANLEY & CO. LLC|2059337
ADNT|ADIENT PLC|MSPL|MORGAN STANLEY & CO. LLC|493600
ADNT|ADIENT PLC|MSTX|MORGAN STANLEY & CO. LLC|212400
ADNT|ADIENT PLC|NFSC|National Financial Services LLC|268296
ADNT|ADIENT PLC|NITE|VIRTU Americas LLC|925756
ADNT|ADIENT PLC|NITP|VIRTU Americas LLC|639
ADNT|ADIENT PLC|NQRB|Brut, LLC|15514
ADNT|ADIENT PLC|NTBF|BMO Nesbitt Burns Inc./CDS|124
ADNT|ADIENT PLC|NTRC|Northern Trust Securities, Inc.|5084
ADNT|ADIENT PLC|OHOS|TWO SIGMA SECURITIES, LLC|26716
ADNT|ADIENT PLC|OPCO|Oppenheimer & Co. Inc.|4361
ADNT|ADIENT PLC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|151054
ADNT|ADIENT PLC|PCPT|PHILLIP CAPITAL INC.|4016
ADNT|ADIENT PLC|PDQM|CODA MARKETS, INC.|414738
ADNT|ADIENT PLC|PHLY|NASDAQ Execution Services, LLC|1400
ADNT|ADIENT PLC|PIPR|Piper Jaffray & Co.|775
ADNT|ADIENT PLC|POIN|PRECISION SECURITIES, LLC (POIN)|900
ADNT|ADIENT PLC|PWJC|UBS Financial Services, Inc.|60203
ADNT|ADIENT PLC|RBCM|RBC CAPITAL MARKETS, LLC|14911
ADNT|ADIENT PLC|SAGL|SAGETRADER, LLC|45457
ADNT|ADIENT PLC|SAGW|SAGETRADER, LLC|343
ADNT|ADIENT PLC|SALI|INTL FCSTONE FINANCIAL INC.|239
ADNT|ADIENT PLC|SBSH|Citigroup Global Markets Inc.|39206
ADNT|ADIENT PLC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|8
ADNT|ADIENT PLC|SEIC|SEI Investments Distribution Co.|400
ADNT|ADIENT PLC|SGMT|GOLDMAN SACHS & CO. LLC|324555
ADNT|ADIENT PLC|SJLS|TRADE INFORMATICS LLC|600
ADNT|ADIENT PLC|SPDR|SPEEDROUTE LLC|60482
ADNT|ADIENT PLC|SPHN|Stephens Inc.|19
ADNT|ADIENT PLC|SPNT|SEVEN POINTS CAPITAL, LLC|6900
ADNT|ADIENT PLC|SPTD|MINT GLOBAL MARKETS, INC.|1500
ADNT|ADIENT PLC|STFL|Stifel, Nicolaus & Company, Incorporated|14159
ADNT|ADIENT PLC|STKP|STOCKPILE INVESTMENTS, INC.|4
ADNT|ADIENT PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2462
ADNT|ADIENT PLC|SWIM|TD Ameritrade, Inc.|321530
ADNT|ADIENT PLC|SWST|Hilltop Securities Inc.|1423
ADNT|ADIENT PLC|TKNG|ALLY INVEST SECURITIES LLC|11081
ADNT|ADIENT PLC|TRBT|Tradebot Systems, Inc.|324001
ADNT|ADIENT PLC|TRCM|TRC MARKETS LLC|103872
ADNT|ADIENT PLC|TWTT|TASTYWORKS, INC.|1100
ADNT|ADIENT PLC|UBSA|UBS SECURITIES LLC|974640
ADNT|ADIENT PLC|UBSS|UBS Securities LLC|1796365
ADNT|ADIENT PLC|VALX|VIRTU AMERICAS LLC|11568
ADNT|ADIENT PLC|VGRD|Vanguard Marketing Corporation|14337
ADNT|ADIENT PLC|VNDM|Wall Street Access|12783
ADNT|ADIENT PLC|WABR|Wall Street Access|18699
ADNT|ADIENT PLC|WBLR|WILLIAM BLAIR|11560
ADNT|ADIENT PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|2913
ADNT|ADIENT PLC|WCHV|WELLS FARGO SECURITIES, LLC|129006
ADNT|ADIENT PLC|WDNX|WEEDEN & CO.L.P.|484
ADNT|ADIENT PLC|WEDB|WEDBUSH SECURITIES INC.|131057
ADNT|ADIENT PLC|WEED|Weeden & Co.L.P.|2097
ADNT|ADIENT PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18559
ADNT|ADIENT PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46000
ADNT|ADIENT PLC|WGIF|CIBC World Markets Inc.|1094
ADNT|ADIENT PLC|WSEA|WOLVERINE SECURITIES, LLC|15588
ADNT|ADIENT PLC|XIST|INSTINET, LLC|221102
ADNT|ADIENT PLC|XPQR|Jump Trading|1305
ADNT|ADIENT PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|52716
ADNT|ADIENT PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|29831
ADNT|ADIENT PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24546
ADOM|ADOMANI, INC. CM|ALTX|Alternet Securities Inc.|14987
ADOM|ADOMANI, INC. CM|APCC|Apex Clearing Corporation|107989
ADOM|ADOMANI, INC. CM|AQUA|AQUA SECURITIES L.P.|4500
ADOM|ADOMANI, INC. CM|BATM|CBOE TRADING, INC.|2100
ADOM|ADOMANI, INC. CM|BAYT|BTIG, LLC|12108
ADOM|ADOMANI, INC. CM|BIMI|Banca IMI Securities Corp.|65956
ADOM|ADOMANI, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12460
ADOM|ADOMANI, INC. CM|BLKX|INSTINET, LLC|52600
ADOM|ADOMANI, INC. CM|BYXM|CBOE TRADING, INC.|900
ADOM|ADOMANI, INC. CM|CHAS|Charles Schwab & Co., Inc.|12010
ADOM|ADOMANI, INC. CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|2500
ADOM|ADOMANI, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8019
ADOM|ADOMANI, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30608
ADOM|ADOMANI, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|66036
ADOM|ADOMANI, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|153963
ADOM|ADOMANI, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|6200
ADOM|ADOMANI, INC. CM|DBAB|Deutsche Bank Securities Inc.|29462
ADOM|ADOMANI, INC. CM|DBAX|Deutsche Bank Securities Inc.|14500
ADOM|ADOMANI, INC. CM|DBUL|Deutsche Bank Securities Inc.|8768
ADOM|ADOMANI, INC. CM|DEGS|RONIN PROFESSIONAL LLC|80618
ADOM|ADOMANI, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|67638
ADOM|ADOMANI, INC. CM|EBXL|EBX LLC|52700
ADOM|ADOMANI, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
ADOM|ADOMANI, INC. CM|EDJO|Edward D. Jones & Co., L.P.|943
ADOM|ADOMANI, INC. CM|EGAM|CBOE TRADING, INC.|26406
ADOM|ADOMANI, INC. CM|EGAW|CBOE TRADING, INC.|810
ADOM|ADOMANI, INC. CM|EGXM|CBOE TRADING, INC.|10704
ADOM|ADOMANI, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|3608
ADOM|ADOMANI, INC. CM|ETCC|Electronic Transaction Clearing, Inc.|300
ADOM|ADOMANI, INC. CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|13586
ADOM|ADOMANI, INC. CM|ETRS|E*Trade Securities LLC|2032053
ADOM|ADOMANI, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|291976
ADOM|ADOMANI, INC. CM|FBSB|U.S. Bancorp Investments, Inc.|1000
ADOM|ADOMANI, INC. CM|FILL|Tradestation Securities, Inc.|77653
ADOM|ADOMANI, INC. CM|FMAF|NBCN Inc./ CDS|17085
ADOM|ADOMANI, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|1995031
ADOM|ADOMANI, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68039
ADOM|ADOMANI, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|30365
ADOM|ADOMANI, INC. CM|GLIS|TD Securities Inc|5560
ADOM|ADOMANI, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|47995
ADOM|ADOMANI, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|13350
ADOM|ADOMANI, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|9525
ADOM|ADOMANI, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|7190
ADOM|ADOMANI, INC. CM|GTSZ|GTS SECURITIES LLC|1320
ADOM|ADOMANI, INC. CM|HRBF|American Enterprise Investment Services Inc.|1000
ADOM|ADOMANI, INC. CM|HSBC|HSBC Securities, Inc.|1499
ADOM|ADOMANI, INC. CM|IATS|INTERACTIVE BROKERS LLC|99061
ADOM|ADOMANI, INC. CM|IBKR|Interactive Brokers Llc|1008394
ADOM|ADOMANI, INC. CM|ICBX|INSTINET, LLC|58802
ADOM|ADOMANI, INC. CM|INCA|INSTINET, LLC|101393
ADOM|ADOMANI, INC. CM|INJX|INSTINET, LLC|1481
ADOM|ADOMANI, INC. CM|ITGI|ITG Inc.|94028
ADOM|ADOMANI, INC. CM|ITGP|ITG INC.|137800
ADOM|ADOMANI, INC. CM|JANY|Janney Montgomery Scott Inc.|500
ADOM|ADOMANI, INC. CM|JEFF|JEFFERIES LLC|8550
ADOM|ADOMANI, INC. CM|JHDR|J.H. Darbie & Co., Inc.|4000
ADOM|ADOMANI, INC. CM|JMPT|JUMP TRADING, LLC|22265
ADOM|ADOMANI, INC. CM|JONE|JonesTrading|10444
ADOM|ADOMANI, INC. CM|JPMX|J.P. Morgan Securities LLC|26582
ADOM|ADOMANI, INC. CM|JSJX|JANE STREET CAPITAL LLC|700
ADOM|ADOMANI, INC. CM|KCGM|VIRTU Americas LLC|41874
ADOM|ADOMANI, INC. CM|LEHM|Barclays Capital Inc./Le|137671
ADOM|ADOMANI, INC. CM|LIME|Lime Brokerage LLC|53432
ADOM|ADOMANI, INC. CM|LSCI|Lek Securities Corporation|3300
ADOM|ADOMANI, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9358
ADOM|ADOMANI, INC. CM|MAXM|Maxim Group LLC|65900
ADOM|ADOMANI, INC. CM|MBTS|ALLY INVEST SECURITIES LLC|2000
ADOM|ADOMANI, INC. CM|MICA|Spartan Securities Group, Ltd.|4850
ADOM|ADOMANI, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28054
ADOM|ADOMANI, INC. CM|MOTF|MOTIF INVESTING, INC.|2
ADOM|ADOMANI, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|867683
ADOM|ADOMANI, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|4000
ADOM|ADOMANI, INC. CM|NFSC|National Financial Services LLC|1811104
ADOM|ADOMANI, INC. CM|NITE|VIRTU Americas LLC|3636629
ADOM|ADOMANI, INC. CM|NITP|VIRTU Americas LLC|300
ADOM|ADOMANI, INC. CM|NQRB|Brut, LLC|4777
ADOM|ADOMANI, INC. CM|PDQM|CODA MARKETS, INC.|79659
ADOM|ADOMANI, INC. CM|RAJA|Raymond James & Associates, Inc.|10694
ADOM|ADOMANI, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|5900
ADOM|ADOMANI, INC. CM|RGLD|Regal Securities, Inc|7625
ADOM|ADOMANI, INC. CM|SAGL|SAGETRADER, LLC|1100
ADOM|ADOMANI, INC. CM|SBSH|Citigroup Global Markets Inc.|133789
ADOM|ADOMANI, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|41100
ADOM|ADOMANI, INC. CM|SOGO|Wang Investment Associates, Inc.|2000
ADOM|ADOMANI, INC. CM|SPDR|SPEEDROUTE LLC|83538
ADOM|ADOMANI, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|4000
ADOM|ADOMANI, INC. CM|SWIM|TD Ameritrade, Inc.|1024700
ADOM|ADOMANI, INC. CM|SWST|Hilltop Securities Inc.|10305
ADOM|ADOMANI, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|95342
ADOM|ADOMANI, INC. CM|TRCM|TRC MARKETS LLC|700
ADOM|ADOMANI, INC. CM|TWTT|TASTYWORKS, INC.|605
ADOM|ADOMANI, INC. CM|UBSA|UBS SECURITIES LLC|239348
ADOM|ADOMANI, INC. CM|UBSS|UBS Securities LLC|257186
ADOM|ADOMANI, INC. CM|VALX|VIRTU AMERICAS LLC|6900
ADOM|ADOMANI, INC. CM|VGRD|Vanguard Marketing Corporation|50857
ADOM|ADOMANI, INC. CM|VSIN|Vision Financial Markets Llc|10039
ADOM|ADOMANI, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|37673
ADOM|ADOMANI, INC. CM|WEDB|WEDBUSH SECURITIES INC.|8918
ADOM|ADOMANI, INC. CM|WEED|Weeden & Co.L.P.|4584
ADOM|ADOMANI, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12371
ADOM|ADOMANI, INC. CM|WGIF|CIBC World Markets Inc.|29371
ADOM|ADOMANI, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|167156
ADOM|ADOMANI, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|18300
ADOM|ADOMANI, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3434
ADOM|ADOMANI, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14600
ADP|AUTOMATIC DATA PROCS|ABLE|NATIXIS Securities Americas LLC|18933
ADP|AUTOMATIC DATA PROCS|AGIS|Aegis Capital Corp.|213
ADP|AUTOMATIC DATA PROCS|ALTX|Alternet Securities Inc.|63571
ADP|AUTOMATIC DATA PROCS|ANOS|ABEL/NOSER, L.L.C.|600
ADP|AUTOMATIC DATA PROCS|APCC|Apex Clearing Corporation|681
ADP|AUTOMATIC DATA PROCS|BALE|M&T SECURITIES, INC.|1350
ADP|AUTOMATIC DATA PROCS|BANK|Primevest Financial Services, Inc.|47
ADP|AUTOMATIC DATA PROCS|BARD|Robert W. Baird & Co. Incorporated|5759
ADP|AUTOMATIC DATA PROCS|BATM|CBOE TRADING, INC.|12255
ADP|AUTOMATIC DATA PROCS|BAYC|BAY CREST PARTNERS, LLC|26015
ADP|AUTOMATIC DATA PROCS|BAYT|BTIG, LLC|46200
ADP|AUTOMATIC DATA PROCS|BBNT|BB&T SECURITIES, LLC|2562
ADP|AUTOMATIC DATA PROCS|BERN|Sanford C. Bernstein & Co., LLC|167129
ADP|AUTOMATIC DATA PROCS|BIAD|SAGETRADER, LLC|374
ADP|AUTOMATIC DATA PROCS|BIMI|Banca IMI Securities Corp.|624
ADP|AUTOMATIC DATA PROCS|BKCM|BNY Mellon Capital Markets LLC|947
ADP|AUTOMATIC DATA PROCS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17670
ADP|AUTOMATIC DATA PROCS|BLKX|INSTINET, LLC|86136
ADP|AUTOMATIC DATA PROCS|BMOC|BMO Capital Markets Corp.|198715
ADP|AUTOMATIC DATA PROCS|BNPX|BNP PARIBAS SECURITIES CORP.|632425
ADP|AUTOMATIC DATA PROCS|BOSC|Boenning & Scattergood, Inc.|25
ADP|AUTOMATIC DATA PROCS|BTIG|BTIG, LLC|170488
ADP|AUTOMATIC DATA PROCS|BYXM|CBOE TRADING, INC.|13671
ADP|AUTOMATIC DATA PROCS|BZYD|GOLDMAN SACHS & CO. LLC|1444
ADP|AUTOMATIC DATA PROCS|CABR|Cabrera Capital Markets, Inc.|100
ADP|AUTOMATIC DATA PROCS|CANT|Cantor Fitzgerald & Co.|2493
ADP|AUTOMATIC DATA PROCS|CBLC|CITIGROUP GLOBAL MARKETS INC.|60000
ADP|AUTOMATIC DATA PROCS|CHAS|Charles Schwab & Co., Inc.|2851
ADP|AUTOMATIC DATA PROCS|CIBP|CIBC World Markets Corp.|24485
ADP|AUTOMATIC DATA PROCS|CICF|Canaccord Genuity Corp.|771
ADP|AUTOMATIC DATA PROCS|CIOI|CITIGROUP GLOBAL MARKETS INC|24600
ADP|AUTOMATIC DATA PROCS|CIST|Capital Institutional Services, Inc.|4493
ADP|AUTOMATIC DATA PROCS|CLSA|CLSA AMERICAS, LLC|400
ADP|AUTOMATIC DATA PROCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|332932
ADP|AUTOMATIC DATA PROCS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ADP|AUTOMATIC DATA PROCS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6406
ADP|AUTOMATIC DATA PROCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1011443
ADP|AUTOMATIC DATA PROCS|CTDL|Citadel Derivatives Group Llc|84713
ADP|AUTOMATIC DATA PROCS|CTLR|CUTLER GROUP, LP|8856
ADP|AUTOMATIC DATA PROCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|149808
ADP|AUTOMATIC DATA PROCS|DADA|D.A. Davidson & Co.|11012
ADP|AUTOMATIC DATA PROCS|DAVA|Davenport & Company LLC|1625
ADP|AUTOMATIC DATA PROCS|DAWA|Daiwa Capital Markets America Inc.|6153
ADP|AUTOMATIC DATA PROCS|DBAB|Deutsche Bank Securities Inc.|1617932
ADP|AUTOMATIC DATA PROCS|DBAX|Deutsche Bank Securities Inc.|560200
ADP|AUTOMATIC DATA PROCS|DBUL|Deutsche Bank Securities Inc.|14928
ADP|AUTOMATIC DATA PROCS|DCHF|Dart Executions, LLC|3640
ADP|AUTOMATIC DATA PROCS|DEAN|MORGAN STANLEY|29940
ADP|AUTOMATIC DATA PROCS|DEGS|RONIN PROFESSIONAL LLC|486
ADP|AUTOMATIC DATA PROCS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12153
ADP|AUTOMATIC DATA PROCS|DRWK|DRW SECURITIES, L.L.C.|46169
ADP|AUTOMATIC DATA PROCS|EBXL|EBX LLC|442100
ADP|AUTOMATIC DATA PROCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|41316
ADP|AUTOMATIC DATA PROCS|EDJC|Edward Jones / CDS|853
ADP|AUTOMATIC DATA PROCS|EDJO|Edward D. Jones & Co., L.P.|16650
ADP|AUTOMATIC DATA PROCS|EGAM|CBOE TRADING, INC.|69664
ADP|AUTOMATIC DATA PROCS|EGAW|CBOE TRADING, INC.|418
ADP|AUTOMATIC DATA PROCS|EGMT|EG MARKET TECHNOLOGIES LLC|2534
ADP|AUTOMATIC DATA PROCS|EGXM|CBOE TRADING, INC.|5455
ADP|AUTOMATIC DATA PROCS|EGXW|CBOE TRADING, INC.|369
ADP|AUTOMATIC DATA PROCS|ETBE|Electronic Transaction Clearing, Inc.|117687
ADP|AUTOMATIC DATA PROCS|ETCC|Electronic Transaction Clearing, Inc.|2969
ADP|AUTOMATIC DATA PROCS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3532
ADP|AUTOMATIC DATA PROCS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55533
ADP|AUTOMATIC DATA PROCS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|295
ADP|AUTOMATIC DATA PROCS|ETRS|E*Trade Securities LLC|48688
ADP|AUTOMATIC DATA PROCS|FBCO|Credit Suisse Securities (USA) LLC|1316937
ADP|AUTOMATIC DATA PROCS|FBSB|U.S. Bancorp Investments, Inc.|203
ADP|AUTOMATIC DATA PROCS|FIDT|Fidelity Clearing Canada ULC./ CDS|3
ADP|AUTOMATIC DATA PROCS|FILL|Tradestation Securities, Inc.|13152
ADP|AUTOMATIC DATA PROCS|FINX|FINTECH SECURITIES|2851
ADP|AUTOMATIC DATA PROCS|FINZ|FINTECH SECURITIES|75
ADP|AUTOMATIC DATA PROCS|FMAF|NBCN Inc./ CDS|3779
ADP|AUTOMATIC DATA PROCS|FOMA|TD AMERITRADE CLEARING, INC.|157716
ADP|AUTOMATIC DATA PROCS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5327
ADP|AUTOMATIC DATA PROCS|FQLS|Quantlab Securities LP|787206
ADP|AUTOMATIC DATA PROCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|127275
ADP|AUTOMATIC DATA PROCS|FTBR|Foliofn Investments, Inc.|3166
ADP|AUTOMATIC DATA PROCS|GEBB|GLOBAL EXECUTION BROKERS, LP|193022
ADP|AUTOMATIC DATA PROCS|GELP|RBC CAPITAL MARKETS, LLC|2980
ADP|AUTOMATIC DATA PROCS|GLPX|ACS EXECUTION SERVICES, LLC|242526
ADP|AUTOMATIC DATA PROCS|GSCO|GOLDMAN SACHS & CO. LLC|3805258
ADP|AUTOMATIC DATA PROCS|GSCS|GOLDMAN SACHS & CO. LLC|73112
ADP|AUTOMATIC DATA PROCS|GSLT|GOLDMAN SACHS & CO. LLC|42822
ADP|AUTOMATIC DATA PROCS|GTSZ|GTS SECURITIES LLC|674564
ADP|AUTOMATIC DATA PROCS|GUGS|Guggenheim Securities, LLC|5000
ADP|AUTOMATIC DATA PROCS|HAPX|HAP Trading, LLC|6666
ADP|AUTOMATIC DATA PROCS|HRBF|American Enterprise Investment Services Inc.|9150
ADP|AUTOMATIC DATA PROCS|HSBC|HSBC Securities, Inc.|27525
ADP|AUTOMATIC DATA PROCS|IATS|INTERACTIVE BROKERS LLC|8025
ADP|AUTOMATIC DATA PROCS|IBKR|Interactive Brokers Llc|112735
ADP|AUTOMATIC DATA PROCS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3605
ADP|AUTOMATIC DATA PROCS|ICBX|INSTINET, LLC|182371
ADP|AUTOMATIC DATA PROCS|IEQY|CITADEL SECURITIES LLC|356024
ADP|AUTOMATIC DATA PROCS|INCA|INSTINET, LLC|2281829
ADP|AUTOMATIC DATA PROCS|INJX|INSTINET, LLC|104946
ADP|AUTOMATIC DATA PROCS|INTL|INTL FCSTONE FINANCIAL INC.|1
ADP|AUTOMATIC DATA PROCS|ITGI|ITG Inc.|413787
ADP|AUTOMATIC DATA PROCS|ITGP|ITG INC.|1492600
ADP|AUTOMATIC DATA PROCS|JANY|Janney Montgomery Scott Inc.|1509
ADP|AUTOMATIC DATA PROCS|JEFF|JEFFERIES LLC|561126
ADP|AUTOMATIC DATA PROCS|JMPT|JUMP TRADING, LLC|133580
ADP|AUTOMATIC DATA PROCS|JONE|JonesTrading|6935
ADP|AUTOMATIC DATA PROCS|JPBX|J.P. MORGAN SECURITIES LLC|140410
ADP|AUTOMATIC DATA PROCS|JPMX|J.P. Morgan Securities LLC|1092637
ADP|AUTOMATIC DATA PROCS|JSEB|JANE STREET EXECUTION SERVICES, LLC|5223
ADP|AUTOMATIC DATA PROCS|JSJX|JANE STREET CAPITAL LLC|89033
ADP|AUTOMATIC DATA PROCS|KCGM|VIRTU Americas LLC|87651
ADP|AUTOMATIC DATA PROCS|LEHM|Barclays Capital Inc./Le|2171220
ADP|AUTOMATIC DATA PROCS|LIME|Lime Brokerage LLC|434991
ADP|AUTOMATIC DATA PROCS|LIWD|LIME BROKERAGE LLC|111
ADP|AUTOMATIC DATA PROCS|LMGP|LIME BROKERAGE LLC|9922
ADP|AUTOMATIC DATA PROCS|LOOP|Loop Capital Markets LLC|75
ADP|AUTOMATIC DATA PROCS|LQNA|LIQUIDNET, INC.|112800
ADP|AUTOMATIC DATA PROCS|LSCI|Lek Securities Corporation|4413
ADP|AUTOMATIC DATA PROCS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|385
ADP|AUTOMATIC DATA PROCS|MACC|Mid Atlantic Capital Corporation|3382
ADP|AUTOMATIC DATA PROCS|MAXM|Maxim Group LLC|8570
ADP|AUTOMATIC DATA PROCS|MCBT|Moors & Cabot, Inc.|527
ADP|AUTOMATIC DATA PROCS|MCMF|Raymond James Ltd. Cds|1002
ADP|AUTOMATIC DATA PROCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|386215
ADP|AUTOMATIC DATA PROCS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5562
ADP|AUTOMATIC DATA PROCS|MOTF|MOTIF INVESTING, INC.|64
ADP|AUTOMATIC DATA PROCS|MSCO|MORGAN STANLEY & CO. LLC|6750069
ADP|AUTOMATIC DATA PROCS|MSPL|MORGAN STANLEY & CO. LLC|666600
ADP|AUTOMATIC DATA PROCS|MSTX|MORGAN STANLEY & CO. LLC|927600
ADP|AUTOMATIC DATA PROCS|MTON|MILLINGTON SECURITIES, INC.|72394
ADP|AUTOMATIC DATA PROCS|MZHO|Mizuho Securities USA LLC|10000
ADP|AUTOMATIC DATA PROCS|NEUB|NEUBERGER BERMAN BD LLC|340
ADP|AUTOMATIC DATA PROCS|NFSC|National Financial Services LLC|401333
ADP|AUTOMATIC DATA PROCS|NITE|VIRTU Americas LLC|892863
ADP|AUTOMATIC DATA PROCS|NITP|VIRTU Americas LLC|4780
ADP|AUTOMATIC DATA PROCS|NMRA|Nomura Securities International, Inc.|228849
ADP|AUTOMATIC DATA PROCS|NQRB|Brut, LLC|25990
ADP|AUTOMATIC DATA PROCS|NTRC|Northern Trust Securities, Inc.|3204
ADP|AUTOMATIC DATA PROCS|OHOS|TWO SIGMA SECURITIES, LLC|397227
ADP|AUTOMATIC DATA PROCS|OLDM|OLD MISSION CAPITAL, LLC|8612
ADP|AUTOMATIC DATA PROCS|OPCO|Oppenheimer & Co. Inc.|3892
ADP|AUTOMATIC DATA PROCS|OTAA|OTA LLC|400
ADP|AUTOMATIC DATA PROCS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4874
ADP|AUTOMATIC DATA PROCS|PDQM|CODA MARKETS, INC.|428027
ADP|AUTOMATIC DATA PROCS|PHLY|NASDAQ Execution Services, LLC|9072
ADP|AUTOMATIC DATA PROCS|PICT|Pictet Overseas Inc.|311
ADP|AUTOMATIC DATA PROCS|PIPR|Piper Jaffray & Co.|11654
ADP|AUTOMATIC DATA PROCS|PNSR|Penserra Securities, LLC|4900
ADP|AUTOMATIC DATA PROCS|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|1562
ADP|AUTOMATIC DATA PROCS|PUMA|Puma Capital, Llc|95666
ADP|AUTOMATIC DATA PROCS|PWJC|UBS Financial Services, Inc.|3076
ADP|AUTOMATIC DATA PROCS|RAJA|Raymond James & Associates, Inc.|27328
ADP|AUTOMATIC DATA PROCS|RBCM|RBC CAPITAL MARKETS, LLC|30572
ADP|AUTOMATIC DATA PROCS|RHCO|Suntrust Robinson Humphrey, Inc.|26865
ADP|AUTOMATIC DATA PROCS|SAGL|SAGETRADER, LLC|217393
ADP|AUTOMATIC DATA PROCS|SAGW|SAGETRADER, LLC|464
ADP|AUTOMATIC DATA PROCS|SALI|INTL FCSTONE FINANCIAL INC.|656
ADP|AUTOMATIC DATA PROCS|SBSH|Citigroup Global Markets Inc.|2604490
ADP|AUTOMATIC DATA PROCS|SEIC|SEI Investments Distribution Co.|6055
ADP|AUTOMATIC DATA PROCS|SGMT|GOLDMAN SACHS & CO. LLC|363559
ADP|AUTOMATIC DATA PROCS|SHMR|ABN Amro Clearing LLC|308
ADP|AUTOMATIC DATA PROCS|SJLS|TRADE INFORMATICS LLC|2100
ADP|AUTOMATIC DATA PROCS|SPDR|SPEEDROUTE LLC|83722
ADP|AUTOMATIC DATA PROCS|SPHN|Stephens Inc.|642
ADP|AUTOMATIC DATA PROCS|SPTD|MINT GLOBAL MARKETS, INC.|2500
ADP|AUTOMATIC DATA PROCS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1099
ADP|AUTOMATIC DATA PROCS|STFL|Stifel, Nicolaus & Company, Incorporated|30939
ADP|AUTOMATIC DATA PROCS|STKP|STOCKPILE INVESTMENTS, INC.|96
ADP|AUTOMATIC DATA PROCS|STXG|Stockcross Financial Services, Inc.|88
ADP|AUTOMATIC DATA PROCS|SWIM|TD Ameritrade, Inc.|53801
ADP|AUTOMATIC DATA PROCS|SWST|Hilltop Securities Inc.|3404
ADP|AUTOMATIC DATA PROCS|TAGC|TELSEY ADVISORY GROUP LLC|2
ADP|AUTOMATIC DATA PROCS|TKNG|ALLY INVEST SECURITIES LLC|2059
ADP|AUTOMATIC DATA PROCS|TONC|CUTTONE & CO., LLC|1700
ADP|AUTOMATIC DATA PROCS|TRBT|Tradebot Systems, Inc.|471736
ADP|AUTOMATIC DATA PROCS|TRCM|TRC MARKETS LLC|414350
ADP|AUTOMATIC DATA PROCS|TTUC|CUTTONE & CO., INC.|11200
ADP|AUTOMATIC DATA PROCS|TWTT|TASTYWORKS, INC.|374
ADP|AUTOMATIC DATA PROCS|UBSA|UBS SECURITIES LLC|1179224
ADP|AUTOMATIC DATA PROCS|UBSS|UBS Securities LLC|2386008
ADP|AUTOMATIC DATA PROCS|VALX|VIRTU AMERICAS LLC|22883
ADP|AUTOMATIC DATA PROCS|VGRD|Vanguard Marketing Corporation|16686
ADP|AUTOMATIC DATA PROCS|VSIN|Vision Financial Markets Llc|50
ADP|AUTOMATIC DATA PROCS|WABR|Wall Street Access|9074
ADP|AUTOMATIC DATA PROCS|WBLR|WILLIAM BLAIR|1168
ADP|AUTOMATIC DATA PROCS|WBPX|SUMMIT SECURITIES GROUP, LLC|23406
ADP|AUTOMATIC DATA PROCS|WCHV|WELLS FARGO SECURITIES, LLC|641323
ADP|AUTOMATIC DATA PROCS|WDNX|WEEDEN & CO.L.P.|8350
ADP|AUTOMATIC DATA PROCS|WEDB|WEDBUSH SECURITIES INC.|119
ADP|AUTOMATIC DATA PROCS|WEED|Weeden & Co.L.P.|19648
ADP|AUTOMATIC DATA PROCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|76847
ADP|AUTOMATIC DATA PROCS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|129297
ADP|AUTOMATIC DATA PROCS|WGIF|CIBC World Markets Inc.|9470
ADP|AUTOMATIC DATA PROCS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|503
ADP|AUTOMATIC DATA PROCS|WOLF|Wolfe Trahan Securities|300
ADP|AUTOMATIC DATA PROCS|WORD|Worden Capital Management LLC|12
ADP|AUTOMATIC DATA PROCS|WSAG|WALL STREET ACCESS|163
ADP|AUTOMATIC DATA PROCS|WSEA|WOLVERINE SECURITIES, LLC|24272
ADP|AUTOMATIC DATA PROCS|XIST|INSTINET, LLC|49324
ADP|AUTOMATIC DATA PROCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|105194
ADP|AUTOMATIC DATA PROCS|YKNA|COMHAR CAPITAL MARKETS, LLC|23301
ADP|AUTOMATIC DATA PROCS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13108
ADRA|INVESCO BLDRS ASIA 5|APCC|Apex Clearing Corporation|19
ADRA|INVESCO BLDRS ASIA 5|CHAS|Charles Schwab & Co., Inc.|1
ADRA|INVESCO BLDRS ASIA 5|CIST|Capital Institutional Services, Inc.|1200
ADRA|INVESCO BLDRS ASIA 5|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
ADRA|INVESCO BLDRS ASIA 5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1028
ADRA|INVESCO BLDRS ASIA 5|DBAX|Deutsche Bank Securities Inc.|600
ADRA|INVESCO BLDRS ASIA 5|EBXL|EBX LLC|100
ADRA|INVESCO BLDRS ASIA 5|FBCO|Credit Suisse Securities (USA) LLC|40
ADRA|INVESCO BLDRS ASIA 5|FMAF|NBCN Inc./ CDS|660
ADRA|INVESCO BLDRS ASIA 5|FOMA|TD AMERITRADE CLEARING, INC.|333
ADRA|INVESCO BLDRS ASIA 5|FTBR|Foliofn Investments, Inc.|20
ADRA|INVESCO BLDRS ASIA 5|GEBB|GLOBAL EXECUTION BROKERS, LP|4100
ADRA|INVESCO BLDRS ASIA 5|IBKR|Interactive Brokers Llc|610
ADRA|INVESCO BLDRS ASIA 5|ICBX|INSTINET, LLC|300
ADRA|INVESCO BLDRS ASIA 5|INCA|INSTINET, LLC|903
ADRA|INVESCO BLDRS ASIA 5|JPMX|J.P. Morgan Securities LLC|678
ADRA|INVESCO BLDRS ASIA 5|JSJX|JANE STREET CAPITAL LLC|148
ADRA|INVESCO BLDRS ASIA 5|KCGM|VIRTU Americas LLC|783
ADRA|INVESCO BLDRS ASIA 5|LEHM|Barclays Capital Inc./Le|800
ADRA|INVESCO BLDRS ASIA 5|LIME|Lime Brokerage LLC|786
ADRA|INVESCO BLDRS ASIA 5|MSCO|MORGAN STANLEY & CO. LLC|6500
ADRA|INVESCO BLDRS ASIA 5|NFSC|National Financial Services LLC|1
ADRA|INVESCO BLDRS ASIA 5|NITE|VIRTU Americas LLC|1249
ADRA|INVESCO BLDRS ASIA 5|RBCM|RBC CAPITAL MARKETS, LLC|100
ADRA|INVESCO BLDRS ASIA 5|SALI|INTL FCSTONE FINANCIAL INC.|1
ADRA|INVESCO BLDRS ASIA 5|SGMT|GOLDMAN SACHS & CO. LLC|300
ADRA|INVESCO BLDRS ASIA 5|TRCM|TRC MARKETS LLC|208
ADRA|INVESCO BLDRS ASIA 5|UBSS|UBS Securities LLC|594
ADRA|INVESCO BLDRS ASIA 5|WCHV|WELLS FARGO SECURITIES, LLC|88
ADRA|INVESCO BLDRS ASIA 5|WSEA|WOLVERINE SECURITIES, LLC|4
ADRA|INVESCO BLDRS ASIA 5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2053
ADRD|INVESCO BLDRS DV MKT|APCC|Apex Clearing Corporation|7
ADRD|INVESCO BLDRS DV MKT|BATM|CBOE TRADING, INC.|3300
ADRD|INVESCO BLDRS DV MKT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
ADRD|INVESCO BLDRS DV MKT|CANT|Cantor Fitzgerald & Co.|337
ADRD|INVESCO BLDRS DV MKT|CHAS|Charles Schwab & Co., Inc.|1
ADRD|INVESCO BLDRS DV MKT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
ADRD|INVESCO BLDRS DV MKT|CSIN|Citadel Securities Institutional LLC|39200
ADRD|INVESCO BLDRS DV MKT|CTDL|Citadel Derivatives Group Llc|39200
ADRD|INVESCO BLDRS DV MKT|DBAX|Deutsche Bank Securities Inc.|1500
ADRD|INVESCO BLDRS DV MKT|DEAN|MORGAN STANLEY|2586
ADRD|INVESCO BLDRS DV MKT|EBXL|EBX LLC|400
ADRD|INVESCO BLDRS DV MKT|ETRS|E*Trade Securities LLC|1270
ADRD|INVESCO BLDRS DV MKT|FBSB|U.S. Bancorp Investments, Inc.|696
ADRD|INVESCO BLDRS DV MKT|FOMA|TD AMERITRADE CLEARING, INC.|2963
ADRD|INVESCO BLDRS DV MKT|FTBR|Foliofn Investments, Inc.|1
ADRD|INVESCO BLDRS DV MKT|IBKR|Interactive Brokers Llc|441
ADRD|INVESCO BLDRS DV MKT|ICBX|INSTINET, LLC|500
ADRD|INVESCO BLDRS DV MKT|JSEB|JANE STREET EXECUTION SERVICES, LLC|22024
ADRD|INVESCO BLDRS DV MKT|JSJX|JANE STREET CAPITAL LLC|14189
ADRD|INVESCO BLDRS DV MKT|KCGM|VIRTU Americas LLC|1800
ADRD|INVESCO BLDRS DV MKT|LEHM|Barclays Capital Inc./Le|1400
ADRD|INVESCO BLDRS DV MKT|LIME|Lime Brokerage LLC|3111
ADRD|INVESCO BLDRS DV MKT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
ADRD|INVESCO BLDRS DV MKT|MSCO|MORGAN STANLEY & CO. LLC|50493
ADRD|INVESCO BLDRS DV MKT|MSPL|MORGAN STANLEY & CO. LLC|2200
ADRD|INVESCO BLDRS DV MKT|NFSC|National Financial Services LLC|7306
ADRD|INVESCO BLDRS DV MKT|NITE|VIRTU Americas LLC|8342
ADRD|INVESCO BLDRS DV MKT|NITP|VIRTU Americas LLC|669
ADRD|INVESCO BLDRS DV MKT|SGMT|GOLDMAN SACHS & CO. LLC|400
ADRD|INVESCO BLDRS DV MKT|TKNG|ALLY INVEST SECURITIES LLC|200
ADRD|INVESCO BLDRS DV MKT|TRCM|TRC MARKETS LLC|149
ADRD|INVESCO BLDRS DV MKT|UBSA|UBS SECURITIES LLC|2985
ADRD|INVESCO BLDRS DV MKT|UBSS|UBS Securities LLC|959
ADRD|INVESCO BLDRS DV MKT|VGRD|Vanguard Marketing Corporation|505
ADRD|INVESCO BLDRS DV MKT|WCHV|WELLS FARGO SECURITIES, LLC|6484
ADRD|INVESCO BLDRS DV MKT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31
ADRE|INVESCO BLDRS EM MKT|APCC|Apex Clearing Corporation|24
ADRE|INVESCO BLDRS EM MKT|BATM|CBOE TRADING, INC.|103
ADRE|INVESCO BLDRS EM MKT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|110
ADRE|INVESCO BLDRS EM MKT|BNCH|The Benchmark Company, LLC|7818
ADRE|INVESCO BLDRS EM MKT|BYXM|CBOE TRADING, INC.|224
ADRE|INVESCO BLDRS EM MKT|CANT|Cantor Fitzgerald & Co.|378
ADRE|INVESCO BLDRS EM MKT|CHAS|Charles Schwab & Co., Inc.|14
ADRE|INVESCO BLDRS EM MKT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98
ADRE|INVESCO BLDRS EM MKT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4725
ADRE|INVESCO BLDRS EM MKT|CSIN|Citadel Securities Institutional LLC|214083
ADRE|INVESCO BLDRS EM MKT|CTDL|Citadel Derivatives Group Llc|214359
ADRE|INVESCO BLDRS EM MKT|DBAX|Deutsche Bank Securities Inc.|2800
ADRE|INVESCO BLDRS EM MKT|DEAN|MORGAN STANLEY|511
ADRE|INVESCO BLDRS EM MKT|EBXL|EBX LLC|1100
ADRE|INVESCO BLDRS EM MKT|EDJO|Edward D. Jones & Co., L.P.|719
ADRE|INVESCO BLDRS EM MKT|ETRS|E*Trade Securities LLC|2796
ADRE|INVESCO BLDRS EM MKT|FBCO|Credit Suisse Securities (USA) LLC|10936
ADRE|INVESCO BLDRS EM MKT|FBSB|U.S. Bancorp Investments, Inc.|2
ADRE|INVESCO BLDRS EM MKT|FOMA|TD AMERITRADE CLEARING, INC.|14071
ADRE|INVESCO BLDRS EM MKT|FTBR|Foliofn Investments, Inc.|5
ADRE|INVESCO BLDRS EM MKT|GEBB|GLOBAL EXECUTION BROKERS, LP|307
ADRE|INVESCO BLDRS EM MKT|GSCO|GOLDMAN SACHS & CO. LLC|3047
ADRE|INVESCO BLDRS EM MKT|GTSZ|GTS SECURITIES LLC|287
ADRE|INVESCO BLDRS EM MKT|HRBF|American Enterprise Investment Services Inc.|14840
ADRE|INVESCO BLDRS EM MKT|IBKR|Interactive Brokers Llc|320
ADRE|INVESCO BLDRS EM MKT|ICBX|INSTINET, LLC|1400
ADRE|INVESCO BLDRS EM MKT|JPMX|J.P. Morgan Securities LLC|1816
ADRE|INVESCO BLDRS EM MKT|JSJX|JANE STREET CAPITAL LLC|10187
ADRE|INVESCO BLDRS EM MKT|KCGM|VIRTU Americas LLC|3142
ADRE|INVESCO BLDRS EM MKT|LEHM|Barclays Capital Inc./Le|4800
ADRE|INVESCO BLDRS EM MKT|LIME|Lime Brokerage LLC|3049
ADRE|INVESCO BLDRS EM MKT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
ADRE|INVESCO BLDRS EM MKT|MOTF|MOTIF INVESTING, INC.|1
ADRE|INVESCO BLDRS EM MKT|MSCO|MORGAN STANLEY & CO. LLC|6423
ADRE|INVESCO BLDRS EM MKT|MSPL|MORGAN STANLEY & CO. LLC|200
ADRE|INVESCO BLDRS EM MKT|NFSC|National Financial Services LLC|13113
ADRE|INVESCO BLDRS EM MKT|NITE|VIRTU Americas LLC|15260
ADRE|INVESCO BLDRS EM MKT|RBCM|RBC CAPITAL MARKETS, LLC|450
ADRE|INVESCO BLDRS EM MKT|SGMT|GOLDMAN SACHS & CO. LLC|1475
ADRE|INVESCO BLDRS EM MKT|TRCM|TRC MARKETS LLC|227
ADRE|INVESCO BLDRS EM MKT|UBSA|UBS SECURITIES LLC|6507
ADRE|INVESCO BLDRS EM MKT|UBSS|UBS Securities LLC|4009
ADRE|INVESCO BLDRS EM MKT|VGRD|Vanguard Marketing Corporation|2951
ADRE|INVESCO BLDRS EM MKT|WCHV|WELLS FARGO SECURITIES, LLC|3608
ADRE|INVESCO BLDRS EM MKT|WSEA|WOLVERINE SECURITIES, LLC|84
ADRE|INVESCO BLDRS EM MKT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1395
ADRO|ADURO BIOTECH CMN|APCC|Apex Clearing Corporation|7973
ADRO|ADURO BIOTECH CMN|BATM|CBOE TRADING, INC.|200
ADRO|ADURO BIOTECH CMN|BERN|Sanford C. Bernstein & Co., LLC|9960
ADRO|ADURO BIOTECH CMN|BIDS|BIDS TRADING L.P.|16700
ADRO|ADURO BIOTECH CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|97080
ADRO|ADURO BIOTECH CMN|BMOC|BMO Capital Markets Corp.|8630
ADRO|ADURO BIOTECH CMN|BNPX|BNP PARIBAS SECURITIES CORP.|4257
ADRO|ADURO BIOTECH CMN|BTIG|BTIG, LLC|94792
ADRO|ADURO BIOTECH CMN|BYXM|CBOE TRADING, INC.|100
ADRO|ADURO BIOTECH CMN|CHAS|Charles Schwab & Co., Inc.|7300
ADRO|ADURO BIOTECH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77076
ADRO|ADURO BIOTECH CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
ADRO|ADURO BIOTECH CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
ADRO|ADURO BIOTECH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97354
ADRO|ADURO BIOTECH CMN|CTDL|Citadel Derivatives Group Llc|4592
ADRO|ADURO BIOTECH CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28454
ADRO|ADURO BIOTECH CMN|DBAB|Deutsche Bank Securities Inc.|242087
ADRO|ADURO BIOTECH CMN|DBAX|Deutsche Bank Securities Inc.|45400
ADRO|ADURO BIOTECH CMN|DBUL|Deutsche Bank Securities Inc.|4904
ADRO|ADURO BIOTECH CMN|DEAN|MORGAN STANLEY|2900
ADRO|ADURO BIOTECH CMN|DEGS|RONIN PROFESSIONAL LLC|28974
ADRO|ADURO BIOTECH CMN|EBXL|EBX LLC|19100
ADRO|ADURO BIOTECH CMN|EGAM|CBOE TRADING, INC.|10250
ADRO|ADURO BIOTECH CMN|EGXM|CBOE TRADING, INC.|30
ADRO|ADURO BIOTECH CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|380
ADRO|ADURO BIOTECH CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16035
ADRO|ADURO BIOTECH CMN|ETRS|E*Trade Securities LLC|97930
ADRO|ADURO BIOTECH CMN|FBCO|Credit Suisse Securities (USA) LLC|250804
ADRO|ADURO BIOTECH CMN|FFSI|Firstrade Securities Inc.|200
ADRO|ADURO BIOTECH CMN|FILL|Tradestation Securities, Inc.|4890
ADRO|ADURO BIOTECH CMN|FMAF|NBCN Inc./ CDS|448
ADRO|ADURO BIOTECH CMN|FOMA|TD AMERITRADE CLEARING, INC.|104743
ADRO|ADURO BIOTECH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41251
ADRO|ADURO BIOTECH CMN|FTBR|Foliofn Investments, Inc.|103
ADRO|ADURO BIOTECH CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|16394
ADRO|ADURO BIOTECH CMN|GSCO|GOLDMAN SACHS & CO. LLC|1048547
ADRO|ADURO BIOTECH CMN|GSCS|GOLDMAN SACHS & CO. LLC|40432
ADRO|ADURO BIOTECH CMN|GSLT|GOLDMAN SACHS & CO. LLC|10114
ADRO|ADURO BIOTECH CMN|GTSZ|GTS SECURITIES LLC|11725
ADRO|ADURO BIOTECH CMN|HAPX|HAP Trading, LLC|344
ADRO|ADURO BIOTECH CMN|HRBF|American Enterprise Investment Services Inc.|250
ADRO|ADURO BIOTECH CMN|IBKR|Interactive Brokers Llc|61025
ADRO|ADURO BIOTECH CMN|ICBX|INSTINET, LLC|11842
ADRO|ADURO BIOTECH CMN|IEQY|CITADEL SECURITIES LLC|12626
ADRO|ADURO BIOTECH CMN|INCA|INSTINET, LLC|144206
ADRO|ADURO BIOTECH CMN|INJX|INSTINET, LLC|4762
ADRO|ADURO BIOTECH CMN|ITGI|ITG Inc.|54825
ADRO|ADURO BIOTECH CMN|ITGP|ITG INC.|49200
ADRO|ADURO BIOTECH CMN|JANY|Janney Montgomery Scott Inc.|2000
ADRO|ADURO BIOTECH CMN|JEFF|JEFFERIES LLC|26487
ADRO|ADURO BIOTECH CMN|JMPT|JUMP TRADING, LLC|1174
ADRO|ADURO BIOTECH CMN|JONE|JonesTrading|59
ADRO|ADURO BIOTECH CMN|JPBX|J.P. MORGAN SECURITIES LLC|21867
ADRO|ADURO BIOTECH CMN|JPMX|J.P. Morgan Securities LLC|951488
ADRO|ADURO BIOTECH CMN|KCGM|VIRTU Americas LLC|31540
ADRO|ADURO BIOTECH CMN|LEER|LEERINK PARTNERS LLC|45843
ADRO|ADURO BIOTECH CMN|LEHM|Barclays Capital Inc./Le|723086
ADRO|ADURO BIOTECH CMN|LIME|Lime Brokerage LLC|104852
ADRO|ADURO BIOTECH CMN|LMGP|LIME BROKERAGE LLC|20848
ADRO|ADURO BIOTECH CMN|LOOP|Loop Capital Markets LLC|3527
ADRO|ADURO BIOTECH CMN|LQNA|LIQUIDNET, INC.|10800
ADRO|ADURO BIOTECH CMN|MACQ|Macquarie Capital (USA) Inc.|2252
ADRO|ADURO BIOTECH CMN|MAXM|Maxim Group LLC|3306
ADRO|ADURO BIOTECH CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124387
ADRO|ADURO BIOTECH CMN|MSCO|MORGAN STANLEY & CO. LLC|1228712
ADRO|ADURO BIOTECH CMN|MSPL|MORGAN STANLEY & CO. LLC|109400
ADRO|ADURO BIOTECH CMN|MSTX|MORGAN STANLEY & CO. LLC|86400
ADRO|ADURO BIOTECH CMN|NFSC|National Financial Services LLC|373122
ADRO|ADURO BIOTECH CMN|NITE|VIRTU Americas LLC|297202
ADRO|ADURO BIOTECH CMN|NITP|VIRTU Americas LLC|2155
ADRO|ADURO BIOTECH CMN|NQRB|Brut, LLC|600
ADRO|ADURO BIOTECH CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ADRO|ADURO BIOTECH CMN|PDQM|CODA MARKETS, INC.|36689
ADRO|ADURO BIOTECH CMN|RAJA|Raymond James & Associates, Inc.|3726
ADRO|ADURO BIOTECH CMN|RBCM|RBC CAPITAL MARKETS, LLC|90732
ADRO|ADURO BIOTECH CMN|RGLD|Regal Securities, Inc|6445
ADRO|ADURO BIOTECH CMN|SAGL|SAGETRADER, LLC|1770
ADRO|ADURO BIOTECH CMN|SAGW|SAGETRADER, LLC|6763
ADRO|ADURO BIOTECH CMN|SBSH|Citigroup Global Markets Inc.|213158
ADRO|ADURO BIOTECH CMN|SGMT|GOLDMAN SACHS & CO. LLC|79274
ADRO|ADURO BIOTECH CMN|SPDR|SPEEDROUTE LLC|1816
ADRO|ADURO BIOTECH CMN|SWIM|TD Ameritrade, Inc.|74154
ADRO|ADURO BIOTECH CMN|TKNG|ALLY INVEST SECURITIES LLC|1299
ADRO|ADURO BIOTECH CMN|TRBT|Tradebot Systems, Inc.|3745
ADRO|ADURO BIOTECH CMN|TRCM|TRC MARKETS LLC|69651
ADRO|ADURO BIOTECH CMN|UBSA|UBS SECURITIES LLC|408406
ADRO|ADURO BIOTECH CMN|UBSS|UBS Securities LLC|1201993
ADRO|ADURO BIOTECH CMN|VALX|VIRTU AMERICAS LLC|34370
ADRO|ADURO BIOTECH CMN|VGRD|Vanguard Marketing Corporation|8990
ADRO|ADURO BIOTECH CMN|WBLR|WILLIAM BLAIR|2302
ADRO|ADURO BIOTECH CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|100
ADRO|ADURO BIOTECH CMN|WCHV|WELLS FARGO SECURITIES, LLC|25245
ADRO|ADURO BIOTECH CMN|WGIF|CIBC World Markets Inc.|1444
ADRO|ADURO BIOTECH CMN|WSEA|WOLVERINE SECURITIES, LLC|99
ADRO|ADURO BIOTECH CMN|XIST|INSTINET, LLC|26800
ADRO|ADURO BIOTECH CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|94916
ADRO|ADURO BIOTECH CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|90
ADRU|INVESCO BLDRS EURO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ADRU|INVESCO BLDRS EURO|CTDL|Citadel Derivatives Group Llc|200
ADRU|INVESCO BLDRS EURO|FOMA|TD AMERITRADE CLEARING, INC.|700
ADRU|INVESCO BLDRS EURO|FTBR|Foliofn Investments, Inc.|1
ADRU|INVESCO BLDRS EURO|HRBF|American Enterprise Investment Services Inc.|80
ADRU|INVESCO BLDRS EURO|IBKR|Interactive Brokers Llc|40
ADRU|INVESCO BLDRS EURO|ICBX|INSTINET, LLC|224
ADRU|INVESCO BLDRS EURO|JSJX|JANE STREET CAPITAL LLC|7804
ADRU|INVESCO BLDRS EURO|LEHM|Barclays Capital Inc./Le|200
ADRU|INVESCO BLDRS EURO|LIME|Lime Brokerage LLC|558
ADRU|INVESCO BLDRS EURO|MSCO|MORGAN STANLEY & CO. LLC|2532
ADRU|INVESCO BLDRS EURO|NFSC|National Financial Services LLC|8627
ADRU|INVESCO BLDRS EURO|NITE|VIRTU Americas LLC|2294
ADRU|INVESCO BLDRS EURO|SGMT|GOLDMAN SACHS & CO. LLC|403
ADRU|INVESCO BLDRS EURO|UBSA|UBS SECURITIES LLC|482
ADRU|INVESCO BLDRS EURO|UBSS|UBS Securities LLC|655
ADRU|INVESCO BLDRS EURO|WSEA|WOLVERINE SECURITIES, LLC|52
ADS|ALLIANCE DATA SYS CP|ABLE|NATIXIS Securities Americas LLC|197000
ADS|ALLIANCE DATA SYS CP|AGIS|Aegis Capital Corp.|12
ADS|ALLIANCE DATA SYS CP|ALTX|Alternet Securities Inc.|5191
ADS|ALLIANCE DATA SYS CP|ANOS|ABEL/NOSER, L.L.C.|113
ADS|ALLIANCE DATA SYS CP|APCC|Apex Clearing Corporation|173
ADS|ALLIANCE DATA SYS CP|BARD|Robert W. Baird & Co. Incorporated|2457
ADS|ALLIANCE DATA SYS CP|BATM|CBOE TRADING, INC.|11477
ADS|ALLIANCE DATA SYS CP|BAYT|BTIG, LLC|66135
ADS|ALLIANCE DATA SYS CP|BBNT|BB&T SECURITIES, LLC|191
ADS|ALLIANCE DATA SYS CP|BERN|Sanford C. Bernstein & Co., LLC|14402
ADS|ALLIANCE DATA SYS CP|BIDS|BIDS TRADING L.P.|300
ADS|ALLIANCE DATA SYS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2443
ADS|ALLIANCE DATA SYS CP|BLKX|INSTINET, LLC|46500
ADS|ALLIANCE DATA SYS CP|BMOC|BMO Capital Markets Corp.|12391
ADS|ALLIANCE DATA SYS CP|BNPX|BNP PARIBAS SECURITIES CORP.|34982
ADS|ALLIANCE DATA SYS CP|BTIG|BTIG, LLC|6805
ADS|ALLIANCE DATA SYS CP|BYXM|CBOE TRADING, INC.|2610
ADS|ALLIANCE DATA SYS CP|BZYD|GOLDMAN SACHS & CO. LLC|27
ADS|ALLIANCE DATA SYS CP|CANT|Cantor Fitzgerald & Co.|104
ADS|ALLIANCE DATA SYS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|28560
ADS|ALLIANCE DATA SYS CP|CHAS|Charles Schwab & Co., Inc.|814
ADS|ALLIANCE DATA SYS CP|CIBP|CIBC World Markets Corp.|2052
ADS|ALLIANCE DATA SYS CP|CIST|Capital Institutional Services, Inc.|2450
ADS|ALLIANCE DATA SYS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32549
ADS|ALLIANCE DATA SYS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ADS|ALLIANCE DATA SYS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|802
ADS|ALLIANCE DATA SYS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|274194
ADS|ALLIANCE DATA SYS CP|CTDL|Citadel Derivatives Group Llc|1893
ADS|ALLIANCE DATA SYS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|17866
ADS|ALLIANCE DATA SYS CP|DADA|D.A. Davidson & Co.|791
ADS|ALLIANCE DATA SYS CP|DBAB|Deutsche Bank Securities Inc.|81470
ADS|ALLIANCE DATA SYS CP|DBAX|Deutsche Bank Securities Inc.|156000
ADS|ALLIANCE DATA SYS CP|DCHF|Dart Executions, LLC|1073
ADS|ALLIANCE DATA SYS CP|DEAN|MORGAN STANLEY|6286
ADS|ALLIANCE DATA SYS CP|DEGS|RONIN PROFESSIONAL LLC|700
ADS|ALLIANCE DATA SYS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5902
ADS|ALLIANCE DATA SYS CP|EBXL|EBX LLC|88000
ADS|ALLIANCE DATA SYS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2701
ADS|ALLIANCE DATA SYS CP|EDJC|Edward Jones / CDS|591
ADS|ALLIANCE DATA SYS CP|EDJO|Edward D. Jones & Co., L.P.|4471
ADS|ALLIANCE DATA SYS CP|EGAM|CBOE TRADING, INC.|12318
ADS|ALLIANCE DATA SYS CP|EGAW|CBOE TRADING, INC.|8
ADS|ALLIANCE DATA SYS CP|EGMT|EG MARKET TECHNOLOGIES LLC|1100
ADS|ALLIANCE DATA SYS CP|EGXM|CBOE TRADING, INC.|1248
ADS|ALLIANCE DATA SYS CP|ESPO|ESPOSITO SECURITIES, LLC|129
ADS|ALLIANCE DATA SYS CP|ETBE|Electronic Transaction Clearing, Inc.|13893
ADS|ALLIANCE DATA SYS CP|ETCC|Electronic Transaction Clearing, Inc.|572
ADS|ALLIANCE DATA SYS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41507
ADS|ALLIANCE DATA SYS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|233
ADS|ALLIANCE DATA SYS CP|ETRS|E*Trade Securities LLC|6169
ADS|ALLIANCE DATA SYS CP|FILL|Tradestation Securities, Inc.|457
ADS|ALLIANCE DATA SYS CP|FINX|FINTECH SECURITIES|272
ADS|ALLIANCE DATA SYS CP|FMAF|NBCN Inc./ CDS|150
ADS|ALLIANCE DATA SYS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3077
ADS|ALLIANCE DATA SYS CP|FQLS|Quantlab Securities LP|99906
ADS|ALLIANCE DATA SYS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21155
ADS|ALLIANCE DATA SYS CP|FTBR|Foliofn Investments, Inc.|422
ADS|ALLIANCE DATA SYS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|13325
ADS|ALLIANCE DATA SYS CP|GLIS|TD Securities Inc|11
ADS|ALLIANCE DATA SYS CP|GLPX|ACS EXECUTION SERVICES, LLC|127006
ADS|ALLIANCE DATA SYS CP|GSCO|GOLDMAN SACHS & CO. LLC|497165
ADS|ALLIANCE DATA SYS CP|GSCS|GOLDMAN SACHS & CO. LLC|6507
ADS|ALLIANCE DATA SYS CP|GSLT|GOLDMAN SACHS & CO. LLC|1703
ADS|ALLIANCE DATA SYS CP|GTSZ|GTS SECURITIES LLC|91057
ADS|ALLIANCE DATA SYS CP|HRBF|American Enterprise Investment Services Inc.|146
ADS|ALLIANCE DATA SYS CP|HSBC|HSBC Securities, Inc.|1626
ADS|ALLIANCE DATA SYS CP|IATS|INTERACTIVE BROKERS LLC|10474
ADS|ALLIANCE DATA SYS CP|IBKR|Interactive Brokers Llc|4723
ADS|ALLIANCE DATA SYS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|82
ADS|ALLIANCE DATA SYS CP|ICBX|INSTINET, LLC|46000
ADS|ALLIANCE DATA SYS CP|IEQY|CITADEL SECURITIES LLC|77430
ADS|ALLIANCE DATA SYS CP|INCA|INSTINET, LLC|196947
ADS|ALLIANCE DATA SYS CP|INJX|INSTINET, LLC|506
ADS|ALLIANCE DATA SYS CP|ITGI|ITG Inc.|24962
ADS|ALLIANCE DATA SYS CP|ITGP|ITG INC.|57400
ADS|ALLIANCE DATA SYS CP|JANY|Janney Montgomery Scott Inc.|242
ADS|ALLIANCE DATA SYS CP|JEFF|JEFFERIES LLC|62279
ADS|ALLIANCE DATA SYS CP|JMPT|JUMP TRADING, LLC|38360
ADS|ALLIANCE DATA SYS CP|JONE|JonesTrading|9843
ADS|ALLIANCE DATA SYS CP|JPBX|J.P. MORGAN SECURITIES LLC|76602
ADS|ALLIANCE DATA SYS CP|JPMX|J.P. Morgan Securities LLC|399433
ADS|ALLIANCE DATA SYS CP|JSJX|JANE STREET CAPITAL LLC|8834
ADS|ALLIANCE DATA SYS CP|KCGM|VIRTU Americas LLC|33679
ADS|ALLIANCE DATA SYS CP|LEHM|Barclays Capital Inc./Le|369108
ADS|ALLIANCE DATA SYS CP|LGNT|COR CLEARING LLC|1
ADS|ALLIANCE DATA SYS CP|LIME|Lime Brokerage LLC|12887
ADS|ALLIANCE DATA SYS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|90200
ADS|ALLIANCE DATA SYS CP|LOOP|Loop Capital Markets LLC|252
ADS|ALLIANCE DATA SYS CP|LQNA|LIQUIDNET, INC.|19700
ADS|ALLIANCE DATA SYS CP|LSCI|Lek Securities Corporation|415
ADS|ALLIANCE DATA SYS CP|MACC|Mid Atlantic Capital Corporation|44
ADS|ALLIANCE DATA SYS CP|MAXM|Maxim Group LLC|8422
ADS|ALLIANCE DATA SYS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103228
ADS|ALLIANCE DATA SYS CP|MOTF|MOTIF INVESTING, INC.|2
ADS|ALLIANCE DATA SYS CP|MSCO|MORGAN STANLEY & CO. LLC|572098
ADS|ALLIANCE DATA SYS CP|MSPL|MORGAN STANLEY & CO. LLC|252400
ADS|ALLIANCE DATA SYS CP|MSTX|MORGAN STANLEY & CO. LLC|87900
ADS|ALLIANCE DATA SYS CP|NEUB|NEUBERGER BERMAN BD LLC|148
ADS|ALLIANCE DATA SYS CP|NFSC|National Financial Services LLC|73999
ADS|ALLIANCE DATA SYS CP|NITE|VIRTU Americas LLC|129919
ADS|ALLIANCE DATA SYS CP|NITP|VIRTU Americas LLC|111
ADS|ALLIANCE DATA SYS CP|NQRB|Brut, LLC|7397
ADS|ALLIANCE DATA SYS CP|NTBF|BMO Nesbitt Burns Inc./CDS|181
ADS|ALLIANCE DATA SYS CP|NTRC|Northern Trust Securities, Inc.|131
ADS|ALLIANCE DATA SYS CP|OHOS|TWO SIGMA SECURITIES, LLC|17891
ADS|ALLIANCE DATA SYS CP|OPCO|Oppenheimer & Co. Inc.|63
ADS|ALLIANCE DATA SYS CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|410
ADS|ALLIANCE DATA SYS CP|PDQM|CODA MARKETS, INC.|240259
ADS|ALLIANCE DATA SYS CP|PHLY|NASDAQ Execution Services, LLC|600
ADS|ALLIANCE DATA SYS CP|PICT|Pictet Overseas Inc.|41
ADS|ALLIANCE DATA SYS CP|PWJC|UBS Financial Services, Inc.|3001
ADS|ALLIANCE DATA SYS CP|QMSR|QUATTRO M SECURITIES INC.|429
ADS|ALLIANCE DATA SYS CP|RBCM|RBC CAPITAL MARKETS, LLC|386
ADS|ALLIANCE DATA SYS CP|SAGL|SAGETRADER, LLC|18469
ADS|ALLIANCE DATA SYS CP|SAGW|SAGETRADER, LLC|39
ADS|ALLIANCE DATA SYS CP|SBSH|Citigroup Global Markets Inc.|81031
ADS|ALLIANCE DATA SYS CP|SCMC|Scotia Capital Markets (USA) Inc.|100
ADS|ALLIANCE DATA SYS CP|SEIC|SEI Investments Distribution Co.|1441
ADS|ALLIANCE DATA SYS CP|SGMT|GOLDMAN SACHS & CO. LLC|75448
ADS|ALLIANCE DATA SYS CP|SJLS|TRADE INFORMATICS LLC|700
ADS|ALLIANCE DATA SYS CP|SPDR|SPEEDROUTE LLC|9580
ADS|ALLIANCE DATA SYS CP|STFL|Stifel, Nicolaus & Company, Incorporated|1557
ADS|ALLIANCE DATA SYS CP|STKP|STOCKPILE INVESTMENTS, INC.|6
ADS|ALLIANCE DATA SYS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2299
ADS|ALLIANCE DATA SYS CP|SWIM|TD Ameritrade, Inc.|5443
ADS|ALLIANCE DATA SYS CP|SWST|Hilltop Securities Inc.|510
ADS|ALLIANCE DATA SYS CP|TKNG|ALLY INVEST SECURITIES LLC|290
ADS|ALLIANCE DATA SYS CP|TRBT|Tradebot Systems, Inc.|122528
ADS|ALLIANCE DATA SYS CP|TRCM|TRC MARKETS LLC|30900
ADS|ALLIANCE DATA SYS CP|UBSA|UBS SECURITIES LLC|335128
ADS|ALLIANCE DATA SYS CP|UBSS|UBS Securities LLC|663285
ADS|ALLIANCE DATA SYS CP|VALX|VIRTU AMERICAS LLC|13754
ADS|ALLIANCE DATA SYS CP|VGRD|Vanguard Marketing Corporation|2193
ADS|ALLIANCE DATA SYS CP|WBET|Wallachbeth Capital LLC|3384
ADS|ALLIANCE DATA SYS CP|WBLR|WILLIAM BLAIR|1925
ADS|ALLIANCE DATA SYS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4953
ADS|ALLIANCE DATA SYS CP|WCHV|WELLS FARGO SECURITIES, LLC|51465
ADS|ALLIANCE DATA SYS CP|WDNX|WEEDEN & CO.L.P.|402
ADS|ALLIANCE DATA SYS CP|WEDB|WEDBUSH SECURITIES INC.|2293
ADS|ALLIANCE DATA SYS CP|WEED|Weeden & Co.L.P.|565
ADS|ALLIANCE DATA SYS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8048
ADS|ALLIANCE DATA SYS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13454
ADS|ALLIANCE DATA SYS CP|WGIF|CIBC World Markets Inc.|891
ADS|ALLIANCE DATA SYS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|87
ADS|ALLIANCE DATA SYS CP|WSEA|WOLVERINE SECURITIES, LLC|820
ADS|ALLIANCE DATA SYS CP|XIST|INSTINET, LLC|8318
ADS|ALLIANCE DATA SYS CP|XPQR|Jump Trading|4519
ADS|ALLIANCE DATA SYS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17018
ADS|ALLIANCE DATA SYS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|51112
ADS|ALLIANCE DATA SYS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7809
ADSK|AUTODESK INC|ABLE|NATIXIS Securities Americas LLC|8437
ADSK|AUTODESK INC|ADAM|CANACCORD GENUITY INC.|2100
ADSK|AUTODESK INC|AGIS|Aegis Capital Corp.|870
ADSK|AUTODESK INC|ALTX|Alternet Securities Inc.|15231
ADSK|AUTODESK INC|ANOS|ABEL/NOSER, L.L.C.|58
ADSK|AUTODESK INC|APCC|Apex Clearing Corporation|1095
ADSK|AUTODESK INC|BANK|Primevest Financial Services, Inc.|107
ADSK|AUTODESK INC|BARD|Robert W. Baird & Co. Incorporated|14852
ADSK|AUTODESK INC|BATM|CBOE TRADING, INC.|17658
ADSK|AUTODESK INC|BAYC|BAY CREST PARTNERS, LLC|15666
ADSK|AUTODESK INC|BAYT|BTIG, LLC|100
ADSK|AUTODESK INC|BBNT|BB&T SECURITIES, LLC|4008
ADSK|AUTODESK INC|BERN|Sanford C. Bernstein & Co., LLC|188432
ADSK|AUTODESK INC|BIAD|SAGETRADER, LLC|200
ADSK|AUTODESK INC|BIDS|BIDS TRADING L.P.|31956
ADSK|AUTODESK INC|BIMI|Banca IMI Securities Corp.|240
ADSK|AUTODESK INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14079
ADSK|AUTODESK INC|BLKX|INSTINET, LLC|85998
ADSK|AUTODESK INC|BMOC|BMO Capital Markets Corp.|40686
ADSK|AUTODESK INC|BNPX|BNP PARIBAS SECURITIES CORP.|298513
ADSK|AUTODESK INC|BTIG|BTIG, LLC|72326
ADSK|AUTODESK INC|BYXM|CBOE TRADING, INC.|9217
ADSK|AUTODESK INC|BZYD|GOLDMAN SACHS & CO. LLC|700
ADSK|AUTODESK INC|CABR|Cabrera Capital Markets, Inc.|27
ADSK|AUTODESK INC|CANT|Cantor Fitzgerald & Co.|46029
ADSK|AUTODESK INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|175978
ADSK|AUTODESK INC|CHAS|Charles Schwab & Co., Inc.|46179
ADSK|AUTODESK INC|CIBP|CIBC World Markets Corp.|30111
ADSK|AUTODESK INC|CICF|Canaccord Genuity Corp.|476
ADSK|AUTODESK INC|CIST|Capital Institutional Services, Inc.|3594
ADSK|AUTODESK INC|CLSA|CLSA AMERICAS, LLC|300
ADSK|AUTODESK INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|195818
ADSK|AUTODESK INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2592
ADSK|AUTODESK INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6935
ADSK|AUTODESK INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|828861
ADSK|AUTODESK INC|CTDL|Citadel Derivatives Group Llc|15667
ADSK|AUTODESK INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|68520
ADSK|AUTODESK INC|DADA|D.A. Davidson & Co.|4141
ADSK|AUTODESK INC|DAVA|Davenport & Company LLC|2436
ADSK|AUTODESK INC|DBAB|Deutsche Bank Securities Inc.|1300598
ADSK|AUTODESK INC|DBAX|Deutsche Bank Securities Inc.|515800
ADSK|AUTODESK INC|DBUL|Deutsche Bank Securities Inc.|28113
ADSK|AUTODESK INC|DCHF|Dart Executions, LLC|6477
ADSK|AUTODESK INC|DEAN|MORGAN STANLEY|16591
ADSK|AUTODESK INC|DEGS|RONIN PROFESSIONAL LLC|969
ADSK|AUTODESK INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11395
ADSK|AUTODESK INC|DREX|Drexel Hamilton, LLC|5056
ADSK|AUTODESK INC|DRWK|DRW SECURITIES, L.L.C.|27046
ADSK|AUTODESK INC|EBXL|EBX LLC|398100
ADSK|AUTODESK INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|61516
ADSK|AUTODESK INC|EDJO|Edward D. Jones & Co., L.P.|13613
ADSK|AUTODESK INC|EGAM|CBOE TRADING, INC.|28679
ADSK|AUTODESK INC|EGAW|CBOE TRADING, INC.|1219
ADSK|AUTODESK INC|EGMT|EG MARKET TECHNOLOGIES LLC|7713
ADSK|AUTODESK INC|EGXM|CBOE TRADING, INC.|12565
ADSK|AUTODESK INC|EGXW|CBOE TRADING, INC.|517
ADSK|AUTODESK INC|ETBE|Electronic Transaction Clearing, Inc.|156334
ADSK|AUTODESK INC|ETCC|Electronic Transaction Clearing, Inc.|2653
ADSK|AUTODESK INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6196
ADSK|AUTODESK INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|133178
ADSK|AUTODESK INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|826
ADSK|AUTODESK INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|323412
ADSK|AUTODESK INC|ETRS|E*Trade Securities LLC|285593
ADSK|AUTODESK INC|FBCO|Credit Suisse Securities (USA) LLC|1152472
ADSK|AUTODESK INC|FBSB|U.S. Bancorp Investments, Inc.|6
ADSK|AUTODESK INC|FILL|Tradestation Securities, Inc.|18630
ADSK|AUTODESK INC|FINX|FINTECH SECURITIES|1524
ADSK|AUTODESK INC|FMAF|NBCN Inc./ CDS|561
ADSK|AUTODESK INC|FOMA|TD AMERITRADE CLEARING, INC.|224056
ADSK|AUTODESK INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|43827
ADSK|AUTODESK INC|FQLS|Quantlab Securities LP|640585
ADSK|AUTODESK INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|109350
ADSK|AUTODESK INC|FTBR|Foliofn Investments, Inc.|973
ADSK|AUTODESK INC|GEBB|GLOBAL EXECUTION BROKERS, LP|90130
ADSK|AUTODESK INC|GELP|RBC CAPITAL MARKETS, LLC|1470
ADSK|AUTODESK INC|GLPX|ACS EXECUTION SERVICES, LLC|141119
ADSK|AUTODESK INC|GSCO|GOLDMAN SACHS & CO. LLC|3125901
ADSK|AUTODESK INC|GSCS|GOLDMAN SACHS & CO. LLC|81420
ADSK|AUTODESK INC|GSLT|GOLDMAN SACHS & CO. LLC|22688
ADSK|AUTODESK INC|GTSZ|GTS SECURITIES LLC|512609
ADSK|AUTODESK INC|HAPX|HAP Trading, LLC|684
ADSK|AUTODESK INC|HRBF|American Enterprise Investment Services Inc.|4608
ADSK|AUTODESK INC|HSBC|HSBC Securities, Inc.|53951
ADSK|AUTODESK INC|IATS|INTERACTIVE BROKERS LLC|15190
ADSK|AUTODESK INC|IBKR|Interactive Brokers Llc|208146
ADSK|AUTODESK INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3305
ADSK|AUTODESK INC|ICBX|INSTINET, LLC|114256
ADSK|AUTODESK INC|IEQY|CITADEL SECURITIES LLC|364985
ADSK|AUTODESK INC|IMPC|Imperial Capital, LLC|5814
ADSK|AUTODESK INC|INCA|INSTINET, LLC|1218058
ADSK|AUTODESK INC|INJX|INSTINET, LLC|84620
ADSK|AUTODESK INC|ITGI|ITG Inc.|62249
ADSK|AUTODESK INC|ITGP|ITG INC.|462200
ADSK|AUTODESK INC|JANY|Janney Montgomery Scott Inc.|16336
ADSK|AUTODESK INC|JEFF|JEFFERIES LLC|402668
ADSK|AUTODESK INC|JMPT|JUMP TRADING, LLC|129427
ADSK|AUTODESK INC|JONE|JonesTrading|7540
ADSK|AUTODESK INC|JPBX|J.P. MORGAN SECURITIES LLC|199600
ADSK|AUTODESK INC|JPMX|J.P. Morgan Securities LLC|831703
ADSK|AUTODESK INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|192
ADSK|AUTODESK INC|JSJX|JANE STREET CAPITAL LLC|17498
ADSK|AUTODESK INC|KCGM|VIRTU Americas LLC|94185
ADSK|AUTODESK INC|LEHM|Barclays Capital Inc./Le|2441757
ADSK|AUTODESK INC|LIME|Lime Brokerage LLC|355193
ADSK|AUTODESK INC|LIWE|LIME BROKERAGE LLC|4689
ADSK|AUTODESK INC|LMGP|LIME BROKERAGE LLC|1740
ADSK|AUTODESK INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|490012
ADSK|AUTODESK INC|LOOP|Loop Capital Markets LLC|558
ADSK|AUTODESK INC|LQNA|LIQUIDNET, INC.|58800
ADSK|AUTODESK INC|LQNB|LIQUIDNET, INC.|33900
ADSK|AUTODESK INC|LSCI|Lek Securities Corporation|1170
ADSK|AUTODESK INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2008
ADSK|AUTODESK INC|MACC|Mid Atlantic Capital Corporation|130
ADSK|AUTODESK INC|MACQ|Macquarie Capital (USA) Inc.|100
ADSK|AUTODESK INC|MAXM|Maxim Group LLC|36
ADSK|AUTODESK INC|MBTS|ALLY INVEST SECURITIES LLC|11
ADSK|AUTODESK INC|MCMF|Raymond James Ltd. Cds|507
ADSK|AUTODESK INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|430645
ADSK|AUTODESK INC|MOTF|MOTIF INVESTING, INC.|68
ADSK|AUTODESK INC|MSCO|MORGAN STANLEY & CO. LLC|4613259
ADSK|AUTODESK INC|MSPL|MORGAN STANLEY & CO. LLC|569500
ADSK|AUTODESK INC|MSTX|MORGAN STANLEY & CO. LLC|294100
ADSK|AUTODESK INC|NEUB|NEUBERGER BERMAN BD LLC|2092
ADSK|AUTODESK INC|NFSC|National Financial Services LLC|320755
ADSK|AUTODESK INC|NITE|VIRTU Americas LLC|875852
ADSK|AUTODESK INC|NITP|VIRTU Americas LLC|6290
ADSK|AUTODESK INC|NMRA|Nomura Securities International, Inc.|1000
ADSK|AUTODESK INC|NQRB|Brut, LLC|41473
ADSK|AUTODESK INC|NTFN|Network 1 Financial Securities Inc.|150
ADSK|AUTODESK INC|OHOS|TWO SIGMA SECURITIES, LLC|163376
ADSK|AUTODESK INC|OLDM|OLD MISSION CAPITAL, LLC|3556
ADSK|AUTODESK INC|ONEL|O'NEIL SECURITIES, INCORPORATED|2200
ADSK|AUTODESK INC|OPCO|Oppenheimer & Co. Inc.|4116
ADSK|AUTODESK INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|649
ADSK|AUTODESK INC|PCPT|PHILLIP CAPITAL INC.|450
ADSK|AUTODESK INC|PDQM|CODA MARKETS, INC.|287978
ADSK|AUTODESK INC|PHLY|NASDAQ Execution Services, LLC|2200
ADSK|AUTODESK INC|PICT|Pictet Overseas Inc.|188
ADSK|AUTODESK INC|PIPR|Piper Jaffray & Co.|579
ADSK|AUTODESK INC|PNSR|Penserra Securities, LLC|4800
ADSK|AUTODESK INC|PWJC|UBS Financial Services, Inc.|11196
ADSK|AUTODESK INC|RAJA|Raymond James & Associates, Inc.|33840
ADSK|AUTODESK INC|RBCM|RBC CAPITAL MARKETS, LLC|16102
ADSK|AUTODESK INC|RGLD|Regal Securities, Inc|20
ADSK|AUTODESK INC|SAGL|SAGETRADER, LLC|112640
ADSK|AUTODESK INC|SAGW|SAGETRADER, LLC|1000
ADSK|AUTODESK INC|SALI|INTL FCSTONE FINANCIAL INC.|821
ADSK|AUTODESK INC|SBSH|Citigroup Global Markets Inc.|1453561
ADSK|AUTODESK INC|SDLR|Sandler, O'Neill & Partners, L.P.|12523
ADSK|AUTODESK INC|SEIC|SEI Investments Distribution Co.|500
ADSK|AUTODESK INC|SGMT|GOLDMAN SACHS & CO. LLC|276944
ADSK|AUTODESK INC|SHMR|ABN Amro Clearing LLC|20
ADSK|AUTODESK INC|SJLS|TRADE INFORMATICS LLC|2800
ADSK|AUTODESK INC|SPDR|SPEEDROUTE LLC|31282
ADSK|AUTODESK INC|SPHN|Stephens Inc.|2796
ADSK|AUTODESK INC|STFL|Stifel, Nicolaus & Company, Incorporated|6396
ADSK|AUTODESK INC|STKP|STOCKPILE INVESTMENTS, INC.|54
ADSK|AUTODESK INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|183
ADSK|AUTODESK INC|SWIM|TD Ameritrade, Inc.|117913
ADSK|AUTODESK INC|SWST|Hilltop Securities Inc.|406
ADSK|AUTODESK INC|TAGC|TELSEY ADVISORY GROUP LLC|7
ADSK|AUTODESK INC|TKNG|ALLY INVEST SECURITIES LLC|329
ADSK|AUTODESK INC|TONC|CUTTONE & CO., LLC|1670
ADSK|AUTODESK INC|TRBT|Tradebot Systems, Inc.|376567
ADSK|AUTODESK INC|TRCM|TRC MARKETS LLC|491086
ADSK|AUTODESK INC|TTUC|CUTTONE & CO., INC.|8383
ADSK|AUTODESK INC|TWTT|TASTYWORKS, INC.|2600
ADSK|AUTODESK INC|UBSA|UBS SECURITIES LLC|1274100
ADSK|AUTODESK INC|UBSS|UBS Securities LLC|2624520
ADSK|AUTODESK INC|VALX|VIRTU AMERICAS LLC|13911
ADSK|AUTODESK INC|VGRD|Vanguard Marketing Corporation|9510
ADSK|AUTODESK INC|WBLR|WILLIAM BLAIR|2817
ADSK|AUTODESK INC|WBPX|SUMMIT SECURITIES GROUP, LLC|75405
ADSK|AUTODESK INC|WCHV|WELLS FARGO SECURITIES, LLC|556185
ADSK|AUTODESK INC|WDNX|WEEDEN & CO.L.P.|148
ADSK|AUTODESK INC|WEDB|WEDBUSH SECURITIES INC.|29180
ADSK|AUTODESK INC|WEED|Weeden & Co.L.P.|61984
ADSK|AUTODESK INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|74714
ADSK|AUTODESK INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20264
ADSK|AUTODESK INC|WGIF|CIBC World Markets Inc.|7893
ADSK|AUTODESK INC|WHOT|JUST2TRADE, INC.|22
ADSK|AUTODESK INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|325
ADSK|AUTODESK INC|WOLF|Wolfe Trahan Securities|600
ADSK|AUTODESK INC|WORD|Worden Capital Management LLC|60
ADSK|AUTODESK INC|WSAG|WALL STREET ACCESS|20
ADSK|AUTODESK INC|WSEA|WOLVERINE SECURITIES, LLC|6664
ADSK|AUTODESK INC|XIST|INSTINET, LLC|86374
ADSK|AUTODESK INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|79162
ADSK|AUTODESK INC|YKNA|COMHAR CAPITAL MARKETS, LLC|13521
ADSK|AUTODESK INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10412
ADSW|ADVANCED DISPOSAL SV|ALTX|Alternet Securities Inc.|3500
ADSW|ADVANCED DISPOSAL SV|ANOS|ABEL/NOSER, L.L.C.|49
ADSW|ADVANCED DISPOSAL SV|APCC|Apex Clearing Corporation|14
ADSW|ADVANCED DISPOSAL SV|BANK|Primevest Financial Services, Inc.|29
ADSW|ADVANCED DISPOSAL SV|BARD|Robert W. Baird & Co. Incorporated|1700
ADSW|ADVANCED DISPOSAL SV|BATM|CBOE TRADING, INC.|1996
ADSW|ADVANCED DISPOSAL SV|BERN|Sanford C. Bernstein & Co., LLC|30949
ADSW|ADVANCED DISPOSAL SV|BIDS|BIDS TRADING L.P.|2800
ADSW|ADVANCED DISPOSAL SV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
ADSW|ADVANCED DISPOSAL SV|BLKX|INSTINET, LLC|11600
ADSW|ADVANCED DISPOSAL SV|BNPX|BNP PARIBAS SECURITIES CORP.|4233
ADSW|ADVANCED DISPOSAL SV|BTIG|BTIG, LLC|25000
ADSW|ADVANCED DISPOSAL SV|BYXM|CBOE TRADING, INC.|838
ADSW|ADVANCED DISPOSAL SV|BZYD|GOLDMAN SACHS & CO. LLC|2505
ADSW|ADVANCED DISPOSAL SV|CANT|Cantor Fitzgerald & Co.|92000
ADSW|ADVANCED DISPOSAL SV|CIST|Capital Institutional Services, Inc.|2904
ADSW|ADVANCED DISPOSAL SV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|150721
ADSW|ADVANCED DISPOSAL SV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3396
ADSW|ADVANCED DISPOSAL SV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233138
ADSW|ADVANCED DISPOSAL SV|CTDL|Citadel Derivatives Group Llc|10910
ADSW|ADVANCED DISPOSAL SV|CXCX|CITIGROUP GLOBAL MARKETS INC.|43882
ADSW|ADVANCED DISPOSAL SV|DBAB|Deutsche Bank Securities Inc.|44667
ADSW|ADVANCED DISPOSAL SV|DBAX|Deutsche Bank Securities Inc.|135300
ADSW|ADVANCED DISPOSAL SV|DEAN|MORGAN STANLEY|2583
ADSW|ADVANCED DISPOSAL SV|DEGS|RONIN PROFESSIONAL LLC|1914
ADSW|ADVANCED DISPOSAL SV|EBXL|EBX LLC|100500
ADSW|ADVANCED DISPOSAL SV|ECUT|CONVERGEX EXECUTION SOLUTIONS|3353
ADSW|ADVANCED DISPOSAL SV|EDJO|Edward D. Jones & Co., L.P.|3503
ADSW|ADVANCED DISPOSAL SV|EGAM|CBOE TRADING, INC.|8100
ADSW|ADVANCED DISPOSAL SV|EGMT|EG MARKET TECHNOLOGIES LLC|100
ADSW|ADVANCED DISPOSAL SV|EGXM|CBOE TRADING, INC.|1421
ADSW|ADVANCED DISPOSAL SV|ETBE|Electronic Transaction Clearing, Inc.|4980
ADSW|ADVANCED DISPOSAL SV|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2000
ADSW|ADVANCED DISPOSAL SV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1610
ADSW|ADVANCED DISPOSAL SV|ETRS|E*Trade Securities LLC|1425
ADSW|ADVANCED DISPOSAL SV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9740
ADSW|ADVANCED DISPOSAL SV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90297
ADSW|ADVANCED DISPOSAL SV|FTBR|Foliofn Investments, Inc.|94
ADSW|ADVANCED DISPOSAL SV|GEBB|GLOBAL EXECUTION BROKERS, LP|1262
ADSW|ADVANCED DISPOSAL SV|GLPX|ACS EXECUTION SERVICES, LLC|1333
ADSW|ADVANCED DISPOSAL SV|GSCO|GOLDMAN SACHS & CO. LLC|403136
ADSW|ADVANCED DISPOSAL SV|GSCS|GOLDMAN SACHS & CO. LLC|1563
ADSW|ADVANCED DISPOSAL SV|GSLT|GOLDMAN SACHS & CO. LLC|4600
ADSW|ADVANCED DISPOSAL SV|GTSZ|GTS SECURITIES LLC|26515
ADSW|ADVANCED DISPOSAL SV|HPPX|POTAMUS TRADING, LLC|1665
ADSW|ADVANCED DISPOSAL SV|HRBF|American Enterprise Investment Services Inc.|1
ADSW|ADVANCED DISPOSAL SV|HSBC|HSBC Securities, Inc.|100
ADSW|ADVANCED DISPOSAL SV|IATS|INTERACTIVE BROKERS LLC|1404
ADSW|ADVANCED DISPOSAL SV|IBKR|Interactive Brokers Llc|6041
ADSW|ADVANCED DISPOSAL SV|ICBX|INSTINET, LLC|26031
ADSW|ADVANCED DISPOSAL SV|IEQY|CITADEL SECURITIES LLC|16469
ADSW|ADVANCED DISPOSAL SV|INCA|INSTINET, LLC|75308
ADSW|ADVANCED DISPOSAL SV|INJX|INSTINET, LLC|8133
ADSW|ADVANCED DISPOSAL SV|ITGI|ITG Inc.|40469
ADSW|ADVANCED DISPOSAL SV|ITGP|ITG INC.|290000
ADSW|ADVANCED DISPOSAL SV|JANY|Janney Montgomery Scott Inc.|1200
ADSW|ADVANCED DISPOSAL SV|JEFF|JEFFERIES LLC|84384
ADSW|ADVANCED DISPOSAL SV|JMPT|JUMP TRADING, LLC|12507
ADSW|ADVANCED DISPOSAL SV|JPBX|J.P. MORGAN SECURITIES LLC|92922
ADSW|ADVANCED DISPOSAL SV|JPMX|J.P. Morgan Securities LLC|492825
ADSW|ADVANCED DISPOSAL SV|JSJX|JANE STREET CAPITAL LLC|1685
ADSW|ADVANCED DISPOSAL SV|KCGM|VIRTU Americas LLC|36836
ADSW|ADVANCED DISPOSAL SV|LEER|LEERINK PARTNERS LLC|5000
ADSW|ADVANCED DISPOSAL SV|LEHM|Barclays Capital Inc./Le|267492
ADSW|ADVANCED DISPOSAL SV|LIME|Lime Brokerage LLC|12182
ADSW|ADVANCED DISPOSAL SV|LOOP|Loop Capital Markets LLC|1773
ADSW|ADVANCED DISPOSAL SV|LQNA|LIQUIDNET, INC.|10300
ADSW|ADVANCED DISPOSAL SV|LSCI|Lek Securities Corporation|16
ADSW|ADVANCED DISPOSAL SV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|88227
ADSW|ADVANCED DISPOSAL SV|MOTF|MOTIF INVESTING, INC.|1
ADSW|ADVANCED DISPOSAL SV|MSCO|MORGAN STANLEY & CO. LLC|1215733
ADSW|ADVANCED DISPOSAL SV|MSPL|MORGAN STANLEY & CO. LLC|242900
ADSW|ADVANCED DISPOSAL SV|MSTX|MORGAN STANLEY & CO. LLC|123800
ADSW|ADVANCED DISPOSAL SV|NFSC|National Financial Services LLC|5244
ADSW|ADVANCED DISPOSAL SV|NITE|VIRTU Americas LLC|61510
ADSW|ADVANCED DISPOSAL SV|NITP|VIRTU Americas LLC|823
ADSW|ADVANCED DISPOSAL SV|NQRB|Brut, LLC|6536
ADSW|ADVANCED DISPOSAL SV|NTRC|Northern Trust Securities, Inc.|5
ADSW|ADVANCED DISPOSAL SV|OPCO|Oppenheimer & Co. Inc.|101118
ADSW|ADVANCED DISPOSAL SV|PDQM|CODA MARKETS, INC.|6414
ADSW|ADVANCED DISPOSAL SV|PWJC|UBS Financial Services, Inc.|2300
ADSW|ADVANCED DISPOSAL SV|RBCM|RBC CAPITAL MARKETS, LLC|2136
ADSW|ADVANCED DISPOSAL SV|SAGL|SAGETRADER, LLC|408
ADSW|ADVANCED DISPOSAL SV|SBSH|Citigroup Global Markets Inc.|47602
ADSW|ADVANCED DISPOSAL SV|SEIC|SEI Investments Distribution Co.|100
ADSW|ADVANCED DISPOSAL SV|SGMT|GOLDMAN SACHS & CO. LLC|73905
ADSW|ADVANCED DISPOSAL SV|SPDR|SPEEDROUTE LLC|2700
ADSW|ADVANCED DISPOSAL SV|STFL|Stifel, Nicolaus & Company, Incorporated|106032
ADSW|ADVANCED DISPOSAL SV|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4400
ADSW|ADVANCED DISPOSAL SV|SWIM|TD Ameritrade, Inc.|603
ADSW|ADVANCED DISPOSAL SV|TKNG|ALLY INVEST SECURITIES LLC|522
ADSW|ADVANCED DISPOSAL SV|TRBT|Tradebot Systems, Inc.|101433
ADSW|ADVANCED DISPOSAL SV|TRCM|TRC MARKETS LLC|37001
ADSW|ADVANCED DISPOSAL SV|UBSA|UBS SECURITIES LLC|398060
ADSW|ADVANCED DISPOSAL SV|UBSS|UBS Securities LLC|322385
ADSW|ADVANCED DISPOSAL SV|VALX|VIRTU AMERICAS LLC|7771
ADSW|ADVANCED DISPOSAL SV|WBLR|WILLIAM BLAIR|16374
ADSW|ADVANCED DISPOSAL SV|WBPX|SUMMIT SECURITIES GROUP, LLC|3297
ADSW|ADVANCED DISPOSAL SV|WCHV|WELLS FARGO SECURITIES, LLC|32992
ADSW|ADVANCED DISPOSAL SV|WEED|Weeden & Co.L.P.|800
ADSW|ADVANCED DISPOSAL SV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|883
ADSW|ADVANCED DISPOSAL SV|WSEA|WOLVERINE SECURITIES, LLC|500
ADSW|ADVANCED DISPOSAL SV|XIST|INSTINET, LLC|7400
ADSW|ADVANCED DISPOSAL SV|XPQR|Jump Trading|462
ADSW|ADVANCED DISPOSAL SV|XSTM|NATIONAL FINANCIAL SERVICES LLC|33952
ADT|ADT INC.|AGIS|Aegis Capital Corp.|18649
ADT|ADT INC.|ALLN|Allen & Company LLC|5200
ADT|ADT INC.|ALTX|Alternet Securities Inc.|13182
ADT|ADT INC.|APCC|Apex Clearing Corporation|256531
ADT|ADT INC.|BARD|Robert W. Baird & Co. Incorporated|17085
ADT|ADT INC.|BATM|CBOE TRADING, INC.|10723
ADT|ADT INC.|BAYC|BAY CREST PARTNERS, LLC|174537
ADT|ADT INC.|BAYT|BTIG, LLC|63300
ADT|ADT INC.|BERN|Sanford C. Bernstein & Co., LLC|104524
ADT|ADT INC.|BIDS|BIDS TRADING L.P.|1300
ADT|ADT INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14633
ADT|ADT INC.|BLKX|INSTINET, LLC|433297
ADT|ADT INC.|BNPX|BNP PARIBAS SECURITIES CORP.|455
ADT|ADT INC.|BTIG|BTIG, LLC|658426
ADT|ADT INC.|BYXM|CBOE TRADING, INC.|2869
ADT|ADT INC.|CANT|Cantor Fitzgerald & Co.|124
ADT|ADT INC.|CHAS|Charles Schwab & Co., Inc.|16963
ADT|ADT INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|273765
ADT|ADT INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10374
ADT|ADT INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|805376
ADT|ADT INC.|CTDL|Citadel Derivatives Group Llc|4231
ADT|ADT INC.|CTLR|CUTLER GROUP, LP|800
ADT|ADT INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|207450
ADT|ADT INC.|DAVA|Davenport & Company LLC|3000
ADT|ADT INC.|DBAB|Deutsche Bank Securities Inc.|1469193
ADT|ADT INC.|DBAX|Deutsche Bank Securities Inc.|1617000
ADT|ADT INC.|DCHF|Dart Executions, LLC|3007
ADT|ADT INC.|DEAN|MORGAN STANLEY|184428
ADT|ADT INC.|DEGS|RONIN PROFESSIONAL LLC|10328
ADT|ADT INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|182858
ADT|ADT INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5000
ADT|ADT INC.|EBXL|EBX LLC|418000
ADT|ADT INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|115391
ADT|ADT INC.|EDJO|Edward D. Jones & Co., L.P.|8273
ADT|ADT INC.|EGAM|CBOE TRADING, INC.|50822
ADT|ADT INC.|EGAW|CBOE TRADING, INC.|467
ADT|ADT INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
ADT|ADT INC.|EGXM|CBOE TRADING, INC.|12958
ADT|ADT INC.|EGXW|CBOE TRADING, INC.|44
ADT|ADT INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|4300
ADT|ADT INC.|ETBE|Electronic Transaction Clearing, Inc.|25827
ADT|ADT INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
ADT|ADT INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1290
ADT|ADT INC.|ETRS|E*Trade Securities LLC|726611
ADT|ADT INC.|FBSB|U.S. Bancorp Investments, Inc.|2852
ADT|ADT INC.|FILL|Tradestation Securities, Inc.|9967
ADT|ADT INC.|FMAF|NBCN Inc./ CDS|42679
ADT|ADT INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10888
ADT|ADT INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|226425
ADT|ADT INC.|FTBR|Foliofn Investments, Inc.|20
ADT|ADT INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5000
ADT|ADT INC.|GLIS|TD Securities Inc|12304
ADT|ADT INC.|GLPX|ACS EXECUTION SERVICES, LLC|32632
ADT|ADT INC.|GSCO|GOLDMAN SACHS & CO. LLC|1531340
ADT|ADT INC.|GSCS|GOLDMAN SACHS & CO. LLC|47287
ADT|ADT INC.|GSLT|GOLDMAN SACHS & CO. LLC|30375
ADT|ADT INC.|GTSZ|GTS SECURITIES LLC|137771
ADT|ADT INC.|HPPX|POTAMUS TRADING, LLC|892
ADT|ADT INC.|HRBF|American Enterprise Investment Services Inc.|6525
ADT|ADT INC.|IATS|INTERACTIVE BROKERS LLC|26955
ADT|ADT INC.|IBKR|Interactive Brokers Llc|105978
ADT|ADT INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1347
ADT|ADT INC.|ICBX|INSTINET, LLC|144820
ADT|ADT INC.|INCA|INSTINET, LLC|343213
ADT|ADT INC.|INJX|INSTINET, LLC|7100
ADT|ADT INC.|ITGI|ITG Inc.|285232
ADT|ADT INC.|ITGP|ITG INC.|552600
ADT|ADT INC.|JANY|Janney Montgomery Scott Inc.|2845
ADT|ADT INC.|JEFF|JEFFERIES LLC|515923
ADT|ADT INC.|JMPT|JUMP TRADING, LLC|195102
ADT|ADT INC.|JPBX|J.P. MORGAN SECURITIES LLC|273555
ADT|ADT INC.|JPMX|J.P. Morgan Securities LLC|943611
ADT|ADT INC.|JSJX|JANE STREET CAPITAL LLC|11993
ADT|ADT INC.|KCGM|VIRTU Americas LLC|150915
ADT|ADT INC.|LEHM|Barclays Capital Inc./Le|1466389
ADT|ADT INC.|LIME|Lime Brokerage LLC|12742
ADT|ADT INC.|LIWE|LIME BROKERAGE LLC|900
ADT|ADT INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
ADT|ADT INC.|LOOP|Loop Capital Markets LLC|9601
ADT|ADT INC.|LQNA|LIQUIDNET, INC.|58800
ADT|ADT INC.|LSCI|Lek Securities Corporation|254
ADT|ADT INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|1000
ADT|ADT INC.|LVMR|LIVERMORE TRADING GROUP, INC.|40282
ADT|ADT INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
ADT|ADT INC.|MACQ|Macquarie Capital (USA) Inc.|13426
ADT|ADT INC.|MAXM|Maxim Group LLC|23023
ADT|ADT INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|843658
ADT|ADT INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2400
ADT|ADT INC.|MOTF|MOTIF INVESTING, INC.|16
ADT|ADT INC.|MSCO|MORGAN STANLEY & CO. LLC|3342950
ADT|ADT INC.|MSPL|MORGAN STANLEY & CO. LLC|1152600
ADT|ADT INC.|MSTX|MORGAN STANLEY & CO. LLC|781600
ADT|ADT INC.|NATL|National Securities Corporation|4243
ADT|ADT INC.|NFSC|National Financial Services LLC|790951
ADT|ADT INC.|NITE|VIRTU Americas LLC|2071648
ADT|ADT INC.|NITP|VIRTU Americas LLC|8575
ADT|ADT INC.|NORT|Northland Securities, Inc.|20000
ADT|ADT INC.|NQRB|Brut, LLC|116816
ADT|ADT INC.|NTBF|BMO Nesbitt Burns Inc./CDS|8350
ADT|ADT INC.|OHOS|TWO SIGMA SECURITIES, LLC|85668
ADT|ADT INC.|OPCO|Oppenheimer & Co. Inc.|7200
ADT|ADT INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8870
ADT|ADT INC.|PDQM|CODA MARKETS, INC.|285658
ADT|ADT INC.|PHLY|NASDAQ Execution Services, LLC|1200
ADT|ADT INC.|PICT|Pictet Overseas Inc.|100
ADT|ADT INC.|PIPR|Piper Jaffray & Co.|1475
ADT|ADT INC.|PREC|PRECISION SECURITIES, LLC|500
ADT|ADT INC.|PWJC|UBS Financial Services, Inc.|42944
ADT|ADT INC.|RBCM|RBC CAPITAL MARKETS, LLC|126218
ADT|ADT INC.|RHCO|Suntrust Robinson Humphrey, Inc.|2570349
ADT|ADT INC.|SAGL|SAGETRADER, LLC|9878
ADT|ADT INC.|SALI|INTL FCSTONE FINANCIAL INC.|1400
ADT|ADT INC.|SALW|SW FINANCIAL|12380
ADT|ADT INC.|SBSH|Citigroup Global Markets Inc.|271948
ADT|ADT INC.|SCMC|Scotia Capital Markets (USA) Inc.|1500
ADT|ADT INC.|SGMT|GOLDMAN SACHS & CO. LLC|473603
ADT|ADT INC.|SPDR|SPEEDROUTE LLC|17581
ADT|ADT INC.|STFL|Stifel, Nicolaus & Company, Incorporated|146823
ADT|ADT INC.|STXG|Stockcross Financial Services, Inc.|40
ADT|ADT INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9073
ADT|ADT INC.|SWIM|TD Ameritrade, Inc.|462544
ADT|ADT INC.|SWST|Hilltop Securities Inc.|5025
ADT|ADT INC.|TDCO|Thompson Davis & Co., Inc.|13940
ADT|ADT INC.|TKNG|ALLY INVEST SECURITIES LLC|6302
ADT|ADT INC.|TRBT|Tradebot Systems, Inc.|591279
ADT|ADT INC.|TRCM|TRC MARKETS LLC|34604
ADT|ADT INC.|TWTT|TASTYWORKS, INC.|3700
ADT|ADT INC.|UBSA|UBS SECURITIES LLC|1798723
ADT|ADT INC.|UBSS|UBS Securities LLC|1579992
ADT|ADT INC.|VALX|VIRTU AMERICAS LLC|25310
ADT|ADT INC.|VGRD|Vanguard Marketing Corporation|131129
ADT|ADT INC.|VNDM|Wall Street Access|33493
ADT|ADT INC.|WABR|Wall Street Access|2100
ADT|ADT INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3570
ADT|ADT INC.|WCHV|WELLS FARGO SECURITIES, LLC|438005
ADT|ADT INC.|WDNX|WEEDEN & CO.L.P.|3800
ADT|ADT INC.|WEDB|WEDBUSH SECURITIES INC.|24444
ADT|ADT INC.|WEED|Weeden & Co.L.P.|100
ADT|ADT INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20254
ADT|ADT INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46631
ADT|ADT INC.|WGIF|CIBC World Markets Inc.|4390
ADT|ADT INC.|WSAG|WALL STREET ACCESS|2600
ADT|ADT INC.|WSEA|WOLVERINE SECURITIES, LLC|24839
ADT|ADT INC.|XIST|INSTINET, LLC|338780
ADT|ADT INC.|XPQR|Jump Trading|1007
ADT|ADT INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|84968
ADT|ADT INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2991
ADT|ADT INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5356
ADTN|ADTRAN INC        ##|ALTX|Alternet Securities Inc.|1300
ADTN|ADTRAN INC        ##|APCC|Apex Clearing Corporation|11
ADTN|ADTRAN INC        ##|BARD|Robert W. Baird & Co. Incorporated|51
ADTN|ADTRAN INC        ##|BATM|CBOE TRADING, INC.|1140
ADTN|ADTRAN INC        ##|BERN|Sanford C. Bernstein & Co., LLC|59082
ADTN|ADTRAN INC        ##|BIDS|BIDS TRADING L.P.|300
ADTN|ADTRAN INC        ##|BIMI|Banca IMI Securities Corp.|700
ADTN|ADTRAN INC        ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1623
ADTN|ADTRAN INC        ##|BMOC|BMO Capital Markets Corp.|7706
ADTN|ADTRAN INC        ##|BNPX|BNP PARIBAS SECURITIES CORP.|10975
ADTN|ADTRAN INC        ##|BRVL|BLAYLOCK VAN, LLC|1600
ADTN|ADTRAN INC        ##|BTIG|BTIG, LLC|45399
ADTN|ADTRAN INC        ##|BYXM|CBOE TRADING, INC.|391
ADTN|ADTRAN INC        ##|BZYD|GOLDMAN SACHS & CO. LLC|604
ADTN|ADTRAN INC        ##|CANT|Cantor Fitzgerald & Co.|2275
ADTN|ADTRAN INC        ##|CHAS|Charles Schwab & Co., Inc.|1060
ADTN|ADTRAN INC        ##|CIST|Capital Institutional Services, Inc.|473
ADTN|ADTRAN INC        ##|COWR|Cowen and Company, LLC|112973
ADTN|ADTRAN INC        ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108323
ADTN|ADTRAN INC        ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2400
ADTN|ADTRAN INC        ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|264863
ADTN|ADTRAN INC        ##|CTDL|Citadel Derivatives Group Llc|15193
ADTN|ADTRAN INC        ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|42434
ADTN|ADTRAN INC        ##|DBAB|Deutsche Bank Securities Inc.|272066
ADTN|ADTRAN INC        ##|DBAX|Deutsche Bank Securities Inc.|333700
ADTN|ADTRAN INC        ##|DBUL|Deutsche Bank Securities Inc.|100
ADTN|ADTRAN INC        ##|DEAN|MORGAN STANLEY|1065
ADTN|ADTRAN INC        ##|DEGS|RONIN PROFESSIONAL LLC|2156
ADTN|ADTRAN INC        ##|EBXL|EBX LLC|102800
ADTN|ADTRAN INC        ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|475
ADTN|ADTRAN INC        ##|EDJO|Edward D. Jones & Co., L.P.|153
ADTN|ADTRAN INC        ##|EGAM|CBOE TRADING, INC.|2493
ADTN|ADTRAN INC        ##|EGAW|CBOE TRADING, INC.|90
ADTN|ADTRAN INC        ##|EGMT|EG MARKET TECHNOLOGIES LLC|696
ADTN|ADTRAN INC        ##|EGXM|CBOE TRADING, INC.|700
ADTN|ADTRAN INC        ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1529
ADTN|ADTRAN INC        ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6622
ADTN|ADTRAN INC        ##|ETRS|E*Trade Securities LLC|12300
ADTN|ADTRAN INC        ##|FBCO|Credit Suisse Securities (USA) LLC|114441
ADTN|ADTRAN INC        ##|FILL|Tradestation Securities, Inc.|1400
ADTN|ADTRAN INC        ##|FMAF|NBCN Inc./ CDS|82
ADTN|ADTRAN INC        ##|FOMA|TD AMERITRADE CLEARING, INC.|70668
ADTN|ADTRAN INC        ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
ADTN|ADTRAN INC        ##|FQLS|Quantlab Securities LP|23697
ADTN|ADTRAN INC        ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70882
ADTN|ADTRAN INC        ##|FTBR|Foliofn Investments, Inc.|3738
ADTN|ADTRAN INC        ##|GEBB|GLOBAL EXECUTION BROKERS, LP|14454
ADTN|ADTRAN INC        ##|GLPX|ACS EXECUTION SERVICES, LLC|2192
ADTN|ADTRAN INC        ##|GSCO|GOLDMAN SACHS & CO. LLC|553070
ADTN|ADTRAN INC        ##|GSCS|GOLDMAN SACHS & CO. LLC|19329
ADTN|ADTRAN INC        ##|GSLT|GOLDMAN SACHS & CO. LLC|142
ADTN|ADTRAN INC        ##|GTSZ|GTS SECURITIES LLC|57181
ADTN|ADTRAN INC        ##|HRBF|American Enterprise Investment Services Inc.|37
ADTN|ADTRAN INC        ##|IATS|INTERACTIVE BROKERS LLC|6428
ADTN|ADTRAN INC        ##|IBKR|Interactive Brokers Llc|30094
ADTN|ADTRAN INC        ##|ICBX|INSTINET, LLC|23775
ADTN|ADTRAN INC        ##|IEQY|CITADEL SECURITIES LLC|7881
ADTN|ADTRAN INC        ##|INCA|INSTINET, LLC|163317
ADTN|ADTRAN INC        ##|INJX|INSTINET, LLC|6123
ADTN|ADTRAN INC        ##|ITGI|ITG Inc.|114568
ADTN|ADTRAN INC        ##|ITGP|ITG INC.|148600
ADTN|ADTRAN INC        ##|JEFF|JEFFERIES LLC|219901
ADTN|ADTRAN INC        ##|JMPT|JUMP TRADING, LLC|1325
ADTN|ADTRAN INC        ##|JONE|JonesTrading|669
ADTN|ADTRAN INC        ##|JPBX|J.P. MORGAN SECURITIES LLC|4000
ADTN|ADTRAN INC        ##|JPMX|J.P. Morgan Securities LLC|289484
ADTN|ADTRAN INC        ##|JSJX|JANE STREET CAPITAL LLC|1095
ADTN|ADTRAN INC        ##|KCGM|VIRTU Americas LLC|42635
ADTN|ADTRAN INC        ##|LEHM|Barclays Capital Inc./Le|274845
ADTN|ADTRAN INC        ##|LIME|Lime Brokerage LLC|196782
ADTN|ADTRAN INC        ##|LQNA|LIQUIDNET, INC.|33000
ADTN|ADTRAN INC        ##|MAXM|Maxim Group LLC|4465
ADTN|ADTRAN INC        ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154560
ADTN|ADTRAN INC        ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
ADTN|ADTRAN INC        ##|MSCO|MORGAN STANLEY & CO. LLC|939589
ADTN|ADTRAN INC        ##|MSPL|MORGAN STANLEY & CO. LLC|507700
ADTN|ADTRAN INC        ##|MSTX|MORGAN STANLEY & CO. LLC|86400
ADTN|ADTRAN INC        ##|NFSC|National Financial Services LLC|30314
ADTN|ADTRAN INC        ##|NITE|VIRTU Americas LLC|179767
ADTN|ADTRAN INC        ##|NITP|VIRTU Americas LLC|9426
ADTN|ADTRAN INC        ##|NQRB|Brut, LLC|200
ADTN|ADTRAN INC        ##|NTRC|Northern Trust Securities, Inc.|95652
ADTN|ADTRAN INC        ##|OHOS|TWO SIGMA SECURITIES, LLC|10414
ADTN|ADTRAN INC        ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ADTN|ADTRAN INC        ##|PDQM|CODA MARKETS, INC.|38434
ADTN|ADTRAN INC        ##|PHLY|NASDAQ Execution Services, LLC|200
ADTN|ADTRAN INC        ##|RAJA|Raymond James & Associates, Inc.|2243
ADTN|ADTRAN INC        ##|RBCM|RBC CAPITAL MARKETS, LLC|32
ADTN|ADTRAN INC        ##|SAGW|SAGETRADER, LLC|320
ADTN|ADTRAN INC        ##|SALI|INTL FCSTONE FINANCIAL INC.|12996
ADTN|ADTRAN INC        ##|SBSH|Citigroup Global Markets Inc.|77518
ADTN|ADTRAN INC        ##|SGMT|GOLDMAN SACHS & CO. LLC|62569
ADTN|ADTRAN INC        ##|SPDR|SPEEDROUTE LLC|1931
ADTN|ADTRAN INC        ##|STFL|Stifel, Nicolaus & Company, Incorporated|233562
ADTN|ADTRAN INC        ##|SWIM|TD Ameritrade, Inc.|7763
ADTN|ADTRAN INC        ##|TKNG|ALLY INVEST SECURITIES LLC|686
ADTN|ADTRAN INC        ##|TONC|CUTTONE & CO., LLC|4988
ADTN|ADTRAN INC        ##|TRBT|Tradebot Systems, Inc.|12521
ADTN|ADTRAN INC        ##|TRCM|TRC MARKETS LLC|34384
ADTN|ADTRAN INC        ##|UBSA|UBS SECURITIES LLC|452250
ADTN|ADTRAN INC        ##|UBSS|UBS Securities LLC|340664
ADTN|ADTRAN INC        ##|VALX|VIRTU AMERICAS LLC|17028
ADTN|ADTRAN INC        ##|VGRD|Vanguard Marketing Corporation|8600
ADTN|ADTRAN INC        ##|WCHV|WELLS FARGO SECURITIES, LLC|244274
ADTN|ADTRAN INC        ##|WEED|Weeden & Co.L.P.|4600
ADTN|ADTRAN INC        ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2520
ADTN|ADTRAN INC        ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|150
ADTN|ADTRAN INC        ##|WGIF|CIBC World Markets Inc.|100
ADTN|ADTRAN INC        ##|WSEA|WOLVERINE SECURITIES, LLC|1455
ADTN|ADTRAN INC        ##|XIST|INSTINET, LLC|13042
ADTN|ADTRAN INC        ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
ADTN|ADTRAN INC        ##|YKNA|COMHAR CAPITAL MARKETS, LLC|493
ADTN|ADTRAN INC        ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|916
ADUS|ADDUS HOMECARE CORPO|ADAM|CANACCORD GENUITY INC.|100
ADUS|ADDUS HOMECARE CORPO|APCC|Apex Clearing Corporation|6
ADUS|ADDUS HOMECARE CORPO|AQUA|AQUA SECURITIES L.P.|3100
ADUS|ADDUS HOMECARE CORPO|BATM|CBOE TRADING, INC.|224
ADUS|ADDUS HOMECARE CORPO|BAYC|BAY CREST PARTNERS, LLC|34
ADUS|ADDUS HOMECARE CORPO|BBNT|BB&T SECURITIES, LLC|254
ADUS|ADDUS HOMECARE CORPO|BERN|Sanford C. Bernstein & Co., LLC|1500
ADUS|ADDUS HOMECARE CORPO|BLKX|INSTINET, LLC|10000
ADUS|ADDUS HOMECARE CORPO|BMOC|BMO Capital Markets Corp.|1205
ADUS|ADDUS HOMECARE CORPO|BNPX|BNP PARIBAS SECURITIES CORP.|421
ADUS|ADDUS HOMECARE CORPO|BTIG|BTIG, LLC|4520
ADUS|ADDUS HOMECARE CORPO|BYXM|CBOE TRADING, INC.|100
ADUS|ADDUS HOMECARE CORPO|BZYD|GOLDMAN SACHS & CO. LLC|1029
ADUS|ADDUS HOMECARE CORPO|CHAS|Charles Schwab & Co., Inc.|1345
ADUS|ADDUS HOMECARE CORPO|CIST|Capital Institutional Services, Inc.|729
ADUS|ADDUS HOMECARE CORPO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1338
ADUS|ADDUS HOMECARE CORPO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|430
ADUS|ADDUS HOMECARE CORPO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|255
ADUS|ADDUS HOMECARE CORPO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8867
ADUS|ADDUS HOMECARE CORPO|CTDL|Citadel Derivatives Group Llc|1740
ADUS|ADDUS HOMECARE CORPO|CXCX|CITIGROUP GLOBAL MARKETS INC.|4652
ADUS|ADDUS HOMECARE CORPO|DBAB|Deutsche Bank Securities Inc.|62313
ADUS|ADDUS HOMECARE CORPO|DBAX|Deutsche Bank Securities Inc.|24100
ADUS|ADDUS HOMECARE CORPO|DEAN|MORGAN STANLEY|3894
ADUS|ADDUS HOMECARE CORPO|DEGS|RONIN PROFESSIONAL LLC|4074
ADUS|ADDUS HOMECARE CORPO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1191
ADUS|ADDUS HOMECARE CORPO|EBXL|EBX LLC|16800
ADUS|ADDUS HOMECARE CORPO|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
ADUS|ADDUS HOMECARE CORPO|EGAM|CBOE TRADING, INC.|700
ADUS|ADDUS HOMECARE CORPO|EGMT|EG MARKET TECHNOLOGIES LLC|600
ADUS|ADDUS HOMECARE CORPO|EGXM|CBOE TRADING, INC.|404
ADUS|ADDUS HOMECARE CORPO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6546
ADUS|ADDUS HOMECARE CORPO|ETRS|E*Trade Securities LLC|4411
ADUS|ADDUS HOMECARE CORPO|FBCO|Credit Suisse Securities (USA) LLC|56114
ADUS|ADDUS HOMECARE CORPO|FILL|Tradestation Securities, Inc.|785
ADUS|ADDUS HOMECARE CORPO|FOMA|TD AMERITRADE CLEARING, INC.|14831
ADUS|ADDUS HOMECARE CORPO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|151
ADUS|ADDUS HOMECARE CORPO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6198
ADUS|ADDUS HOMECARE CORPO|FTBR|Foliofn Investments, Inc.|888
ADUS|ADDUS HOMECARE CORPO|GEBB|GLOBAL EXECUTION BROKERS, LP|2315
ADUS|ADDUS HOMECARE CORPO|GLIS|TD Securities Inc|277
ADUS|ADDUS HOMECARE CORPO|GSCO|GOLDMAN SACHS & CO. LLC|72885
ADUS|ADDUS HOMECARE CORPO|GSCS|GOLDMAN SACHS & CO. LLC|740
ADUS|ADDUS HOMECARE CORPO|GSLT|GOLDMAN SACHS & CO. LLC|418
ADUS|ADDUS HOMECARE CORPO|GTSZ|GTS SECURITIES LLC|1121
ADUS|ADDUS HOMECARE CORPO|IBKR|Interactive Brokers Llc|16945
ADUS|ADDUS HOMECARE CORPO|ICBX|INSTINET, LLC|3400
ADUS|ADDUS HOMECARE CORPO|IEQY|CITADEL SECURITIES LLC|9569
ADUS|ADDUS HOMECARE CORPO|INCA|INSTINET, LLC|44823
ADUS|ADDUS HOMECARE CORPO|INJX|INSTINET, LLC|8758
ADUS|ADDUS HOMECARE CORPO|ITGI|ITG Inc.|11606
ADUS|ADDUS HOMECARE CORPO|ITGP|ITG INC.|37200
ADUS|ADDUS HOMECARE CORPO|JEFF|JEFFERIES LLC|15895
ADUS|ADDUS HOMECARE CORPO|JPBX|J.P. MORGAN SECURITIES LLC|9098
ADUS|ADDUS HOMECARE CORPO|JPMX|J.P. Morgan Securities LLC|122852
ADUS|ADDUS HOMECARE CORPO|KCGM|VIRTU Americas LLC|8237
ADUS|ADDUS HOMECARE CORPO|LEHM|Barclays Capital Inc./Le|61101
ADUS|ADDUS HOMECARE CORPO|LIME|Lime Brokerage LLC|52829
ADUS|ADDUS HOMECARE CORPO|LMGP|LIME BROKERAGE LLC|2036
ADUS|ADDUS HOMECARE CORPO|LQNA|LIQUIDNET, INC.|21400
ADUS|ADDUS HOMECARE CORPO|LSCI|Lek Securities Corporation|100
ADUS|ADDUS HOMECARE CORPO|MAXM|Maxim Group LLC|474
ADUS|ADDUS HOMECARE CORPO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21980
ADUS|ADDUS HOMECARE CORPO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|40
ADUS|ADDUS HOMECARE CORPO|MSCO|MORGAN STANLEY & CO. LLC|191785
ADUS|ADDUS HOMECARE CORPO|MSPL|MORGAN STANLEY & CO. LLC|16200
ADUS|ADDUS HOMECARE CORPO|MSTX|MORGAN STANLEY & CO. LLC|2000
ADUS|ADDUS HOMECARE CORPO|NFSC|National Financial Services LLC|16505
ADUS|ADDUS HOMECARE CORPO|NITE|VIRTU Americas LLC|28017
ADUS|ADDUS HOMECARE CORPO|NITP|VIRTU Americas LLC|200
ADUS|ADDUS HOMECARE CORPO|NQRB|Brut, LLC|1000
ADUS|ADDUS HOMECARE CORPO|OPCO|Oppenheimer & Co. Inc.|930
ADUS|ADDUS HOMECARE CORPO|PDQM|CODA MARKETS, INC.|1282
ADUS|ADDUS HOMECARE CORPO|PICT|Pictet Overseas Inc.|108
ADUS|ADDUS HOMECARE CORPO|RAJA|Raymond James & Associates, Inc.|85
ADUS|ADDUS HOMECARE CORPO|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|5000
ADUS|ADDUS HOMECARE CORPO|SAGW|SAGETRADER, LLC|133
ADUS|ADDUS HOMECARE CORPO|SBSH|Citigroup Global Markets Inc.|24992
ADUS|ADDUS HOMECARE CORPO|SGMT|GOLDMAN SACHS & CO. LLC|6051
ADUS|ADDUS HOMECARE CORPO|SIDC|Sidoti & Company, LLC|20000
ADUS|ADDUS HOMECARE CORPO|SPDR|SPEEDROUTE LLC|4476
ADUS|ADDUS HOMECARE CORPO|SPTD|MINT GLOBAL MARKETS, INC.|1827
ADUS|ADDUS HOMECARE CORPO|STFL|Stifel, Nicolaus & Company, Incorporated|200
ADUS|ADDUS HOMECARE CORPO|SWIM|TD Ameritrade, Inc.|2477
ADUS|ADDUS HOMECARE CORPO|TKNG|ALLY INVEST SECURITIES LLC|133
ADUS|ADDUS HOMECARE CORPO|TRBT|Tradebot Systems, Inc.|5842
ADUS|ADDUS HOMECARE CORPO|TRCM|TRC MARKETS LLC|30404
ADUS|ADDUS HOMECARE CORPO|UBSA|UBS SECURITIES LLC|73750
ADUS|ADDUS HOMECARE CORPO|UBSS|UBS Securities LLC|107602
ADUS|ADDUS HOMECARE CORPO|VALX|VIRTU AMERICAS LLC|303
ADUS|ADDUS HOMECARE CORPO|VGRD|Vanguard Marketing Corporation|1049
ADUS|ADDUS HOMECARE CORPO|WABR|Wall Street Access|767
ADUS|ADDUS HOMECARE CORPO|WCHV|WELLS FARGO SECURITIES, LLC|15220
ADUS|ADDUS HOMECARE CORPO|WEDB|WEDBUSH SECURITIES INC.|326
ADUS|ADDUS HOMECARE CORPO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|237
ADUS|ADDUS HOMECARE CORPO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|185
ADUS|ADDUS HOMECARE CORPO|WSEA|WOLVERINE SECURITIES, LLC|63
ADUS|ADDUS HOMECARE CORPO|XIST|INSTINET, LLC|1400
ADUS|ADDUS HOMECARE CORPO|XSTM|NATIONAL FINANCIAL SERVICES LLC|3082
ADVM|ADVERUM BIOTECHNLGS|AGIS|Aegis Capital Corp.|2000
ADVM|ADVERUM BIOTECHNLGS|APCC|Apex Clearing Corporation|26
ADVM|ADVERUM BIOTECHNLGS|BATM|CBOE TRADING, INC.|400
ADVM|ADVERUM BIOTECHNLGS|BAYC|BAY CREST PARTNERS, LLC|1211
ADVM|ADVERUM BIOTECHNLGS|BBNT|BB&T SECURITIES, LLC|1800
ADVM|ADVERUM BIOTECHNLGS|BERN|Sanford C. Bernstein & Co., LLC|107882
ADVM|ADVERUM BIOTECHNLGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3864
ADVM|ADVERUM BIOTECHNLGS|BLKX|INSTINET, LLC|8864
ADVM|ADVERUM BIOTECHNLGS|BMOC|BMO Capital Markets Corp.|4107
ADVM|ADVERUM BIOTECHNLGS|BNPX|BNP PARIBAS SECURITIES CORP.|36541
ADVM|ADVERUM BIOTECHNLGS|BTIG|BTIG, LLC|1779
ADVM|ADVERUM BIOTECHNLGS|CHAS|Charles Schwab & Co., Inc.|5350
ADVM|ADVERUM BIOTECHNLGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7362
ADVM|ADVERUM BIOTECHNLGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
ADVM|ADVERUM BIOTECHNLGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|158763
ADVM|ADVERUM BIOTECHNLGS|CTDL|Citadel Derivatives Group Llc|15339
ADVM|ADVERUM BIOTECHNLGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|54822
ADVM|ADVERUM BIOTECHNLGS|DBAB|Deutsche Bank Securities Inc.|521968
ADVM|ADVERUM BIOTECHNLGS|DBAX|Deutsche Bank Securities Inc.|113700
ADVM|ADVERUM BIOTECHNLGS|DEAN|MORGAN STANLEY|2701
ADVM|ADVERUM BIOTECHNLGS|DEGS|RONIN PROFESSIONAL LLC|24378
ADVM|ADVERUM BIOTECHNLGS|EBXL|EBX LLC|72000
ADVM|ADVERUM BIOTECHNLGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3600
ADVM|ADVERUM BIOTECHNLGS|EGAM|CBOE TRADING, INC.|26535
ADVM|ADVERUM BIOTECHNLGS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
ADVM|ADVERUM BIOTECHNLGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26496
ADVM|ADVERUM BIOTECHNLGS|ETRS|E*Trade Securities LLC|159036
ADVM|ADVERUM BIOTECHNLGS|FBCO|Credit Suisse Securities (USA) LLC|384797
ADVM|ADVERUM BIOTECHNLGS|FILL|Tradestation Securities, Inc.|7659
ADVM|ADVERUM BIOTECHNLGS|FMAF|NBCN Inc./ CDS|220
ADVM|ADVERUM BIOTECHNLGS|FOMA|TD AMERITRADE CLEARING, INC.|290513
ADVM|ADVERUM BIOTECHNLGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27109
ADVM|ADVERUM BIOTECHNLGS|FTBR|Foliofn Investments, Inc.|17
ADVM|ADVERUM BIOTECHNLGS|GEBB|GLOBAL EXECUTION BROKERS, LP|10877
ADVM|ADVERUM BIOTECHNLGS|GLPX|ACS EXECUTION SERVICES, LLC|100
ADVM|ADVERUM BIOTECHNLGS|GSCO|GOLDMAN SACHS & CO. LLC|2256553
ADVM|ADVERUM BIOTECHNLGS|GSCS|GOLDMAN SACHS & CO. LLC|6400
ADVM|ADVERUM BIOTECHNLGS|GSLT|GOLDMAN SACHS & CO. LLC|9138
ADVM|ADVERUM BIOTECHNLGS|GTSZ|GTS SECURITIES LLC|20697
ADVM|ADVERUM BIOTECHNLGS|HRBF|American Enterprise Investment Services Inc.|3916
ADVM|ADVERUM BIOTECHNLGS|IBKR|Interactive Brokers Llc|168730
ADVM|ADVERUM BIOTECHNLGS|ICBX|INSTINET, LLC|25500
ADVM|ADVERUM BIOTECHNLGS|IEQY|CITADEL SECURITIES LLC|6223
ADVM|ADVERUM BIOTECHNLGS|INCA|INSTINET, LLC|309732
ADVM|ADVERUM BIOTECHNLGS|INJX|INSTINET, LLC|8761
ADVM|ADVERUM BIOTECHNLGS|ITGI|ITG Inc.|23000
ADVM|ADVERUM BIOTECHNLGS|ITGP|ITG INC.|58200
ADVM|ADVERUM BIOTECHNLGS|JEFF|JEFFERIES LLC|142375
ADVM|ADVERUM BIOTECHNLGS|JMPT|JUMP TRADING, LLC|6585
ADVM|ADVERUM BIOTECHNLGS|JONE|JonesTrading|4474
ADVM|ADVERUM BIOTECHNLGS|JPBX|J.P. MORGAN SECURITIES LLC|17524
ADVM|ADVERUM BIOTECHNLGS|JPMX|J.P. Morgan Securities LLC|276166
ADVM|ADVERUM BIOTECHNLGS|KCGM|VIRTU Americas LLC|161824
ADVM|ADVERUM BIOTECHNLGS|LEHM|Barclays Capital Inc./Le|1389796
ADVM|ADVERUM BIOTECHNLGS|LIME|Lime Brokerage LLC|182847
ADVM|ADVERUM BIOTECHNLGS|LMGP|LIME BROKERAGE LLC|132700
ADVM|ADVERUM BIOTECHNLGS|LOOP|Loop Capital Markets LLC|8710
ADVM|ADVERUM BIOTECHNLGS|LQNA|LIQUIDNET, INC.|13200
ADVM|ADVERUM BIOTECHNLGS|LSCI|Lek Securities Corporation|85500
ADVM|ADVERUM BIOTECHNLGS|MACQ|Macquarie Capital (USA) Inc.|3935
ADVM|ADVERUM BIOTECHNLGS|MAXM|Maxim Group LLC|2244
ADVM|ADVERUM BIOTECHNLGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98839
ADVM|ADVERUM BIOTECHNLGS|MSCO|MORGAN STANLEY & CO. LLC|2126427
ADVM|ADVERUM BIOTECHNLGS|MSPL|MORGAN STANLEY & CO. LLC|89100
ADVM|ADVERUM BIOTECHNLGS|MSTX|MORGAN STANLEY & CO. LLC|225400
ADVM|ADVERUM BIOTECHNLGS|NATL|National Securities Corporation|8240
ADVM|ADVERUM BIOTECHNLGS|NFSC|National Financial Services LLC|708345
ADVM|ADVERUM BIOTECHNLGS|NITE|VIRTU Americas LLC|550556
ADVM|ADVERUM BIOTECHNLGS|NITP|VIRTU Americas LLC|8101
ADVM|ADVERUM BIOTECHNLGS|NQRB|Brut, LLC|700
ADVM|ADVERUM BIOTECHNLGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4560
ADVM|ADVERUM BIOTECHNLGS|PDQM|CODA MARKETS, INC.|116979
ADVM|ADVERUM BIOTECHNLGS|RAJA|Raymond James & Associates, Inc.|14537
ADVM|ADVERUM BIOTECHNLGS|SAGL|SAGETRADER, LLC|1024
ADVM|ADVERUM BIOTECHNLGS|SBSH|Citigroup Global Markets Inc.|212304
ADVM|ADVERUM BIOTECHNLGS|SGMT|GOLDMAN SACHS & CO. LLC|95497
ADVM|ADVERUM BIOTECHNLGS|SPDR|SPEEDROUTE LLC|8575
ADVM|ADVERUM BIOTECHNLGS|STXG|Stockcross Financial Services, Inc.|600
ADVM|ADVERUM BIOTECHNLGS|SWIM|TD Ameritrade, Inc.|31522
ADVM|ADVERUM BIOTECHNLGS|TKNG|ALLY INVEST SECURITIES LLC|2779
ADVM|ADVERUM BIOTECHNLGS|TRBT|Tradebot Systems, Inc.|15000
ADVM|ADVERUM BIOTECHNLGS|TRCM|TRC MARKETS LLC|104801
ADVM|ADVERUM BIOTECHNLGS|TWTT|TASTYWORKS, INC.|300
ADVM|ADVERUM BIOTECHNLGS|UBSA|UBS SECURITIES LLC|617769
ADVM|ADVERUM BIOTECHNLGS|UBSS|UBS Securities LLC|2813185
ADVM|ADVERUM BIOTECHNLGS|VALX|VIRTU AMERICAS LLC|23621
ADVM|ADVERUM BIOTECHNLGS|VGRD|Vanguard Marketing Corporation|46907
ADVM|ADVERUM BIOTECHNLGS|WBPX|SUMMIT SECURITIES GROUP, LLC|401
ADVM|ADVERUM BIOTECHNLGS|WCHV|WELLS FARGO SECURITIES, LLC|352760
ADVM|ADVERUM BIOTECHNLGS|WDNX|WEEDEN & CO.L.P.|4060
ADVM|ADVERUM BIOTECHNLGS|WEDB|WEDBUSH SECURITIES INC.|4077
ADVM|ADVERUM BIOTECHNLGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1951
ADVM|ADVERUM BIOTECHNLGS|WGIF|CIBC World Markets Inc.|1000
ADVM|ADVERUM BIOTECHNLGS|WSEA|WOLVERINE SECURITIES, LLC|3675
ADVM|ADVERUM BIOTECHNLGS|XIST|INSTINET, LLC|29200
ADVM|ADVERUM BIOTECHNLGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|126006
ADVM|ADVERUM BIOTECHNLGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5550
ADX|ADAMS DVRSFD FD|AGIS|Aegis Capital Corp.|4187
ADX|ADAMS DVRSFD FD|ALTX|Alternet Securities Inc.|1800
ADX|ADAMS DVRSFD FD|APCC|Apex Clearing Corporation|137
ADX|ADAMS DVRSFD FD|BANK|Primevest Financial Services, Inc.|300
ADX|ADAMS DVRSFD FD|BARD|Robert W. Baird & Co. Incorporated|2466
ADX|ADAMS DVRSFD FD|BATM|CBOE TRADING, INC.|1047
ADX|ADAMS DVRSFD FD|BBNT|BB&T SECURITIES, LLC|774
ADX|ADAMS DVRSFD FD|BERN|Sanford C. Bernstein & Co., LLC|400
ADX|ADAMS DVRSFD FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8699
ADX|ADAMS DVRSFD FD|CANT|Cantor Fitzgerald & Co.|238
ADX|ADAMS DVRSFD FD|CHAS|Charles Schwab & Co., Inc.|208
ADX|ADAMS DVRSFD FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6526
ADX|ADAMS DVRSFD FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|75
ADX|ADAMS DVRSFD FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27764
ADX|ADAMS DVRSFD FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|5476
ADX|ADAMS DVRSFD FD|DADA|D.A. Davidson & Co.|1996
ADX|ADAMS DVRSFD FD|DBAX|Deutsche Bank Securities Inc.|15800
ADX|ADAMS DVRSFD FD|DEAN|MORGAN STANLEY|16879
ADX|ADAMS DVRSFD FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
ADX|ADAMS DVRSFD FD|EBXL|EBX LLC|23800
ADX|ADAMS DVRSFD FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|26019
ADX|ADAMS DVRSFD FD|EDJC|Edward Jones / CDS|400
ADX|ADAMS DVRSFD FD|EDJO|Edward D. Jones & Co., L.P.|8352
ADX|ADAMS DVRSFD FD|EGAM|CBOE TRADING, INC.|6830
ADX|ADAMS DVRSFD FD|EGXM|CBOE TRADING, INC.|1905
ADX|ADAMS DVRSFD FD|ETBE|Electronic Transaction Clearing, Inc.|200
ADX|ADAMS DVRSFD FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
ADX|ADAMS DVRSFD FD|ETRS|E*Trade Securities LLC|535758
ADX|ADAMS DVRSFD FD|FBSB|U.S. Bancorp Investments, Inc.|21
ADX|ADAMS DVRSFD FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9987
ADX|ADAMS DVRSFD FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6361
ADX|ADAMS DVRSFD FD|FTBR|Foliofn Investments, Inc.|69
ADX|ADAMS DVRSFD FD|GLPX|ACS EXECUTION SERVICES, LLC|6206
ADX|ADAMS DVRSFD FD|GSCO|GOLDMAN SACHS & CO. LLC|8412
ADX|ADAMS DVRSFD FD|GSCS|GOLDMAN SACHS & CO. LLC|307
ADX|ADAMS DVRSFD FD|GSLT|GOLDMAN SACHS & CO. LLC|1521
ADX|ADAMS DVRSFD FD|GTSZ|GTS SECURITIES LLC|2202
ADX|ADAMS DVRSFD FD|HRBF|American Enterprise Investment Services Inc.|4842
ADX|ADAMS DVRSFD FD|IATS|INTERACTIVE BROKERS LLC|2152
ADX|ADAMS DVRSFD FD|IBKR|Interactive Brokers Llc|64230
ADX|ADAMS DVRSFD FD|ICBX|INSTINET, LLC|12782
ADX|ADAMS DVRSFD FD|INCA|INSTINET, LLC|11558
ADX|ADAMS DVRSFD FD|ITGI|ITG Inc.|41878
ADX|ADAMS DVRSFD FD|ITGP|ITG INC.|13000
ADX|ADAMS DVRSFD FD|JANY|Janney Montgomery Scott Inc.|4190
ADX|ADAMS DVRSFD FD|JMPT|JUMP TRADING, LLC|541
ADX|ADAMS DVRSFD FD|JONE|JonesTrading|200
ADX|ADAMS DVRSFD FD|JPMX|J.P. Morgan Securities LLC|48442
ADX|ADAMS DVRSFD FD|JSJX|JANE STREET CAPITAL LLC|700
ADX|ADAMS DVRSFD FD|KCGM|VIRTU Americas LLC|40180
ADX|ADAMS DVRSFD FD|LEHM|Barclays Capital Inc./Le|60448
ADX|ADAMS DVRSFD FD|LIME|Lime Brokerage LLC|184
ADX|ADAMS DVRSFD FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3896
ADX|ADAMS DVRSFD FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15198
ADX|ADAMS DVRSFD FD|MSCO|MORGAN STANLEY & CO. LLC|108598
ADX|ADAMS DVRSFD FD|MSPL|MORGAN STANLEY & CO. LLC|8200
ADX|ADAMS DVRSFD FD|NFSC|National Financial Services LLC|216535
ADX|ADAMS DVRSFD FD|NITE|VIRTU Americas LLC|460743
ADX|ADAMS DVRSFD FD|OTAA|OTA LLC|100
ADX|ADAMS DVRSFD FD|PDQM|CODA MARKETS, INC.|12686
ADX|ADAMS DVRSFD FD|PWJC|UBS Financial Services, Inc.|3499
ADX|ADAMS DVRSFD FD|RBCM|RBC CAPITAL MARKETS, LLC|10967
ADX|ADAMS DVRSFD FD|SAGL|SAGETRADER, LLC|400
ADX|ADAMS DVRSFD FD|SALI|INTL FCSTONE FINANCIAL INC.|925
ADX|ADAMS DVRSFD FD|SBSH|Citigroup Global Markets Inc.|1100
ADX|ADAMS DVRSFD FD|SGMT|GOLDMAN SACHS & CO. LLC|15767
ADX|ADAMS DVRSFD FD|SPDR|SPEEDROUTE LLC|1300
ADX|ADAMS DVRSFD FD|SPHN|Stephens Inc.|135
ADX|ADAMS DVRSFD FD|STFL|Stifel, Nicolaus & Company, Incorporated|26821
ADX|ADAMS DVRSFD FD|STXG|Stockcross Financial Services, Inc.|10
ADX|ADAMS DVRSFD FD|SWIM|TD Ameritrade, Inc.|35714
ADX|ADAMS DVRSFD FD|SWST|Hilltop Securities Inc.|16649
ADX|ADAMS DVRSFD FD|TKNG|ALLY INVEST SECURITIES LLC|5
ADX|ADAMS DVRSFD FD|TRBT|Tradebot Systems, Inc.|2081
ADX|ADAMS DVRSFD FD|UBSA|UBS SECURITIES LLC|36329
ADX|ADAMS DVRSFD FD|UBSS|UBS Securities LLC|41806
ADX|ADAMS DVRSFD FD|VALX|VIRTU AMERICAS LLC|2610
ADX|ADAMS DVRSFD FD|VGRD|Vanguard Marketing Corporation|20178
ADX|ADAMS DVRSFD FD|WABR|Wall Street Access|615
ADX|ADAMS DVRSFD FD|WBET|Wallachbeth Capital LLC|700
ADX|ADAMS DVRSFD FD|WBLR|WILLIAM BLAIR|1517
ADX|ADAMS DVRSFD FD|WCHV|WELLS FARGO SECURITIES, LLC|77354
ADX|ADAMS DVRSFD FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2019
ADX|ADAMS DVRSFD FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14227
ADX|ADAMS DVRSFD FD|WSEA|WOLVERINE SECURITIES, LLC|5077
ADX|ADAMS DVRSFD FD|XPQR|Jump Trading|400
ADX|ADAMS DVRSFD FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|11330
ADX|ADAMS DVRSFD FD|YKNA|COMHAR CAPITAL MARKETS, LLC|3402
ADX|ADAMS DVRSFD FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27510
ADXS|ADVAXIS INC CMN STK|ALTX|Alternet Securities Inc.|43500
ADXS|ADVAXIS INC CMN STK|APCC|Apex Clearing Corporation|11334
ADXS|ADVAXIS INC CMN STK|AQUA|AQUA SECURITIES L.P.|12700
ADXS|ADVAXIS INC CMN STK|BATM|CBOE TRADING, INC.|1
ADXS|ADVAXIS INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|9370
ADXS|ADVAXIS INC CMN STK|BIMI|Banca IMI Securities Corp.|5754
ADXS|ADVAXIS INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|137577
ADXS|ADVAXIS INC CMN STK|BLKX|INSTINET, LLC|5800
ADXS|ADVAXIS INC CMN STK|BMOC|BMO Capital Markets Corp.|5697
ADXS|ADVAXIS INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|1439
ADXS|ADVAXIS INC CMN STK|BRGE|Newbridge Securities Corp.|1000
ADXS|ADVAXIS INC CMN STK|BTIG|BTIG, LLC|4101
ADXS|ADVAXIS INC CMN STK|BYXM|CBOE TRADING, INC.|50
ADXS|ADVAXIS INC CMN STK|CANT|Cantor Fitzgerald & Co.|16990
ADXS|ADVAXIS INC CMN STK|CHAS|Charles Schwab & Co., Inc.|2843
ADXS|ADVAXIS INC CMN STK|CIST|Capital Institutional Services, Inc.|900
ADXS|ADVAXIS INC CMN STK|CLSA|CLSA AMERICAS, LLC|23489
ADXS|ADVAXIS INC CMN STK|CMPT|Compass Point Research & Trading, LLC|78430
ADXS|ADVAXIS INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53536
ADXS|ADVAXIS INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
ADXS|ADVAXIS INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233348
ADXS|ADVAXIS INC CMN STK|CTDL|Citadel Derivatives Group Llc|19140
ADXS|ADVAXIS INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|20034
ADXS|ADVAXIS INC CMN STK|DADA|D.A. Davidson & Co.|14000
ADXS|ADVAXIS INC CMN STK|DBAB|Deutsche Bank Securities Inc.|426982
ADXS|ADVAXIS INC CMN STK|DBAX|Deutsche Bank Securities Inc.|123200
ADXS|ADVAXIS INC CMN STK|DEAN|MORGAN STANLEY|11732
ADXS|ADVAXIS INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|23277
ADXS|ADVAXIS INC CMN STK|EBXL|EBX LLC|72800
ADXS|ADVAXIS INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|62389
ADXS|ADVAXIS INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|1000
ADXS|ADVAXIS INC CMN STK|EGAM|CBOE TRADING, INC.|3484
ADXS|ADVAXIS INC CMN STK|EGXM|CBOE TRADING, INC.|71275
ADXS|ADVAXIS INC CMN STK|EGXW|CBOE TRADING, INC.|85
ADXS|ADVAXIS INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|3282
ADXS|ADVAXIS INC CMN STK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2200
ADXS|ADVAXIS INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13834
ADXS|ADVAXIS INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15119
ADXS|ADVAXIS INC CMN STK|ETRS|E*Trade Securities LLC|750574
ADXS|ADVAXIS INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|444971
ADXS|ADVAXIS INC CMN STK|FBSB|U.S. Bancorp Investments, Inc.|530
ADXS|ADVAXIS INC CMN STK|FILL|Tradestation Securities, Inc.|17013
ADXS|ADVAXIS INC CMN STK|FMAF|NBCN Inc./ CDS|16831
ADXS|ADVAXIS INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|1441161
ADXS|ADVAXIS INC CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
ADXS|ADVAXIS INC CMN STK|FQLS|Quantlab Securities LP|100305
ADXS|ADVAXIS INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56279
ADXS|ADVAXIS INC CMN STK|FTBR|Foliofn Investments, Inc.|341
ADXS|ADVAXIS INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|19252
ADXS|ADVAXIS INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|8871
ADXS|ADVAXIS INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|1351666
ADXS|ADVAXIS INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|112303
ADXS|ADVAXIS INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|8175
ADXS|ADVAXIS INC CMN STK|GTSZ|GTS SECURITIES LLC|18838
ADXS|ADVAXIS INC CMN STK|HRBF|American Enterprise Investment Services Inc.|13765
ADXS|ADVAXIS INC CMN STK|IATS|INTERACTIVE BROKERS LLC|24046
ADXS|ADVAXIS INC CMN STK|IBKR|Interactive Brokers Llc|132965
ADXS|ADVAXIS INC CMN STK|ICBX|INSTINET, LLC|87626
ADXS|ADVAXIS INC CMN STK|IEQY|CITADEL SECURITIES LLC|2400
ADXS|ADVAXIS INC CMN STK|INCA|INSTINET, LLC|160768
ADXS|ADVAXIS INC CMN STK|INJX|INSTINET, LLC|482706
ADXS|ADVAXIS INC CMN STK|ITGI|ITG Inc.|29077
ADXS|ADVAXIS INC CMN STK|ITGP|ITG INC.|114400
ADXS|ADVAXIS INC CMN STK|JANY|Janney Montgomery Scott Inc.|1000
ADXS|ADVAXIS INC CMN STK|JEFF|JEFFERIES LLC|68372
ADXS|ADVAXIS INC CMN STK|JMPT|JUMP TRADING, LLC|28236
ADXS|ADVAXIS INC CMN STK|JONE|JonesTrading|7416
ADXS|ADVAXIS INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|19200
ADXS|ADVAXIS INC CMN STK|JPMX|J.P. Morgan Securities LLC|184629
ADXS|ADVAXIS INC CMN STK|JSJX|JANE STREET CAPITAL LLC|2000
ADXS|ADVAXIS INC CMN STK|KCGM|VIRTU Americas LLC|61808
ADXS|ADVAXIS INC CMN STK|LEHM|Barclays Capital Inc./Le|856578
ADXS|ADVAXIS INC CMN STK|LIME|Lime Brokerage LLC|81035
ADXS|ADVAXIS INC CMN STK|LOOP|Loop Capital Markets LLC|5543
ADXS|ADVAXIS INC CMN STK|LSCI|Lek Securities Corporation|100
ADXS|ADVAXIS INC CMN STK|MACQ|Macquarie Capital (USA) Inc.|4762
ADXS|ADVAXIS INC CMN STK|MAXM|Maxim Group LLC|988
ADXS|ADVAXIS INC CMN STK|MBTS|ALLY INVEST SECURITIES LLC|12555
ADXS|ADVAXIS INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82846
ADXS|ADVAXIS INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|1991516
ADXS|ADVAXIS INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|161400
ADXS|ADVAXIS INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|108800
ADXS|ADVAXIS INC CMN STK|NATL|National Securities Corporation|26120
ADXS|ADVAXIS INC CMN STK|NBCS|NBC Securities, INC.|1350
ADXS|ADVAXIS INC CMN STK|NFSC|National Financial Services LLC|1171874
ADXS|ADVAXIS INC CMN STK|NITE|VIRTU Americas LLC|2042427
ADXS|ADVAXIS INC CMN STK|NITP|VIRTU Americas LLC|34232
ADXS|ADVAXIS INC CMN STK|NQRB|Brut, LLC|35291
ADXS|ADVAXIS INC CMN STK|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1720
ADXS|ADVAXIS INC CMN STK|PDQM|CODA MARKETS, INC.|27249
ADXS|ADVAXIS INC CMN STK|PWJC|UBS Financial Services, Inc.|300
ADXS|ADVAXIS INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|1025
ADXS|ADVAXIS INC CMN STK|RGLD|Regal Securities, Inc|400
ADXS|ADVAXIS INC CMN STK|SAGL|SAGETRADER, LLC|659
ADXS|ADVAXIS INC CMN STK|SALI|INTL FCSTONE FINANCIAL INC.|1100
ADXS|ADVAXIS INC CMN STK|SBSH|Citigroup Global Markets Inc.|221601
ADXS|ADVAXIS INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|80173
ADXS|ADVAXIS INC CMN STK|SOGO|Wang Investment Associates, Inc.|800
ADXS|ADVAXIS INC CMN STK|SPDR|SPEEDROUTE LLC|4800
ADXS|ADVAXIS INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|33
ADXS|ADVAXIS INC CMN STK|SWIM|TD Ameritrade, Inc.|318047
ADXS|ADVAXIS INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|7021
ADXS|ADVAXIS INC CMN STK|TRBT|Tradebot Systems, Inc.|16004
ADXS|ADVAXIS INC CMN STK|TRCM|TRC MARKETS LLC|62050
ADXS|ADVAXIS INC CMN STK|UBSA|UBS SECURITIES LLC|424532
ADXS|ADVAXIS INC CMN STK|UBSS|UBS Securities LLC|1942886
ADXS|ADVAXIS INC CMN STK|VALX|VIRTU AMERICAS LLC|20592
ADXS|ADVAXIS INC CMN STK|VFIN|National Securities Corporation|21200
ADXS|ADVAXIS INC CMN STK|VGRD|Vanguard Marketing Corporation|116778
ADXS|ADVAXIS INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|56178
ADXS|ADVAXIS INC CMN STK|WEED|Weeden & Co.L.P.|750
ADXS|ADVAXIS INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2381
ADXS|ADVAXIS INC CMN STK|WGIF|CIBC World Markets Inc.|9260
ADXS|ADVAXIS INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|21736
ADXS|ADVAXIS INC CMN STK|XIST|INSTINET, LLC|11600
ADXS|ADVAXIS INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|39888
ADXS|ADVAXIS INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|2227
ADXS|ADVAXIS INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
ADXSW|ADVAXIS, INC. WTS|APCC|Apex Clearing Corporation|280
ADXSW|ADVAXIS, INC. WTS|ETRS|E*Trade Securities LLC|3000
ADXSW|ADVAXIS, INC. WTS|FOMA|TD AMERITRADE CLEARING, INC.|13514
ADXSW|ADVAXIS, INC. WTS|LIME|Lime Brokerage LLC|586
ADXSW|ADVAXIS, INC. WTS|MSCO|MORGAN STANLEY & CO. LLC|1458
ADXSW|ADVAXIS, INC. WTS|NFSC|National Financial Services LLC|47272
ADXSW|ADVAXIS, INC. WTS|NITE|VIRTU Americas LLC|18999
ADXSW|ADVAXIS, INC. WTS|VGRD|Vanguard Marketing Corporation|73
ADXSW|ADVAXIS, INC. WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5415
ADZ|DB AGRICUL SHORT ETN|CANT|Cantor Fitzgerald & Co.|100
ADZ|DB AGRICUL SHORT ETN|DBAX|Deutsche Bank Securities Inc.|100
ADZ|DB AGRICUL SHORT ETN|IBKR|Interactive Brokers Llc|58
ADZ|DB AGRICUL SHORT ETN|JSJX|JANE STREET CAPITAL LLC|58
ADZ|DB AGRICUL SHORT ETN|MSCO|MORGAN STANLEY & CO. LLC|100
ADZ|DB AGRICUL SHORT ETN|NITE|VIRTU Americas LLC|102
ADZ|DB AGRICUL SHORT ETN|UBSA|UBS SECURITIES LLC|93
ADZ|DB AGRICUL SHORT ETN|UBSS|UBS Securities LLC|115
ADZ|DB AGRICUL SHORT ETN|WSEA|WOLVERINE SECURITIES, LLC|1
AE|ADAMS RES AND ENERGY|APCC|Apex Clearing Corporation|11
AE|ADAMS RES AND ENERGY|BATM|CBOE TRADING, INC.|660
AE|ADAMS RES AND ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|290
AE|ADAMS RES AND ENERGY|CANT|Cantor Fitzgerald & Co.|99
AE|ADAMS RES AND ENERGY|CHAS|Charles Schwab & Co., Inc.|1
AE|ADAMS RES AND ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
AE|ADAMS RES AND ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5290
AE|ADAMS RES AND ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4963
AE|ADAMS RES AND ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1486
AE|ADAMS RES AND ENERGY|CTDL|Citadel Derivatives Group Llc|18
AE|ADAMS RES AND ENERGY|DBAB|Deutsche Bank Securities Inc.|222
AE|ADAMS RES AND ENERGY|DBAX|Deutsche Bank Securities Inc.|200
AE|ADAMS RES AND ENERGY|EBXL|EBX LLC|500
AE|ADAMS RES AND ENERGY|EGAM|CBOE TRADING, INC.|804
AE|ADAMS RES AND ENERGY|EGXM|CBOE TRADING, INC.|59
AE|ADAMS RES AND ENERGY|ETCC|Electronic Transaction Clearing, Inc.|500
AE|ADAMS RES AND ENERGY|ETRS|E*Trade Securities LLC|18292
AE|ADAMS RES AND ENERGY|FMAF|NBCN Inc./ CDS|400
AE|ADAMS RES AND ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30
AE|ADAMS RES AND ENERGY|FTBR|Foliofn Investments, Inc.|246
AE|ADAMS RES AND ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|2653
AE|ADAMS RES AND ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|2891
AE|ADAMS RES AND ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|76
AE|ADAMS RES AND ENERGY|GTSZ|GTS SECURITIES LLC|1095
AE|ADAMS RES AND ENERGY|IATS|INTERACTIVE BROKERS LLC|1187
AE|ADAMS RES AND ENERGY|IBKR|Interactive Brokers Llc|1913
AE|ADAMS RES AND ENERGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|235
AE|ADAMS RES AND ENERGY|ICBX|INSTINET, LLC|900
AE|ADAMS RES AND ENERGY|IEQY|CITADEL SECURITIES LLC|100
AE|ADAMS RES AND ENERGY|INCA|INSTINET, LLC|3713
AE|ADAMS RES AND ENERGY|INJX|INSTINET, LLC|29
AE|ADAMS RES AND ENERGY|ITGI|ITG Inc.|3049
AE|ADAMS RES AND ENERGY|ITGP|ITG INC.|1200
AE|ADAMS RES AND ENERGY|JANY|Janney Montgomery Scott Inc.|500
AE|ADAMS RES AND ENERGY|JEFF|JEFFERIES LLC|609
AE|ADAMS RES AND ENERGY|JONE|JonesTrading|87
AE|ADAMS RES AND ENERGY|JPMX|J.P. Morgan Securities LLC|411
AE|ADAMS RES AND ENERGY|KCGM|VIRTU Americas LLC|700
AE|ADAMS RES AND ENERGY|LEHM|Barclays Capital Inc./Le|824
AE|ADAMS RES AND ENERGY|LIME|Lime Brokerage LLC|1194
AE|ADAMS RES AND ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
AE|ADAMS RES AND ENERGY|MSCO|MORGAN STANLEY & CO. LLC|3277
AE|ADAMS RES AND ENERGY|MSPL|MORGAN STANLEY & CO. LLC|1400
AE|ADAMS RES AND ENERGY|NFSC|National Financial Services LLC|2318
AE|ADAMS RES AND ENERGY|NITE|VIRTU Americas LLC|18781
AE|ADAMS RES AND ENERGY|NQRB|Brut, LLC|2
AE|ADAMS RES AND ENERGY|PDQM|CODA MARKETS, INC.|3790
AE|ADAMS RES AND ENERGY|PWJC|UBS Financial Services, Inc.|28
AE|ADAMS RES AND ENERGY|SBSH|Citigroup Global Markets Inc.|824
AE|ADAMS RES AND ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|604
AE|ADAMS RES AND ENERGY|SPDR|SPEEDROUTE LLC|837
AE|ADAMS RES AND ENERGY|SPTD|MINT GLOBAL MARKETS, INC.|600
AE|ADAMS RES AND ENERGY|SWIM|TD Ameritrade, Inc.|4717
AE|ADAMS RES AND ENERGY|TRBT|Tradebot Systems, Inc.|422
AE|ADAMS RES AND ENERGY|TRCM|TRC MARKETS LLC|238
AE|ADAMS RES AND ENERGY|UBSA|UBS SECURITIES LLC|4045
AE|ADAMS RES AND ENERGY|UBSS|UBS Securities LLC|3219
AE|ADAMS RES AND ENERGY|VALX|VIRTU AMERICAS LLC|636
AE|ADAMS RES AND ENERGY|VGRD|Vanguard Marketing Corporation|92
AE|ADAMS RES AND ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|203
AE|ADAMS RES AND ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|132
AEB|AEGON NV FLTG PERP|APCC|Apex Clearing Corporation|8
AEB|AEGON NV FLTG PERP|BARD|Robert W. Baird & Co. Incorporated|20
AEB|AEGON NV FLTG PERP|BATM|CBOE TRADING, INC.|100
AEB|AEGON NV FLTG PERP|BBNT|BB&T SECURITIES, LLC|2500
AEB|AEGON NV FLTG PERP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4743
AEB|AEGON NV FLTG PERP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|259
AEB|AEGON NV FLTG PERP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3104
AEB|AEGON NV FLTG PERP|CXCX|CITIGROUP GLOBAL MARKETS INC.|210
AEB|AEGON NV FLTG PERP|DBAX|Deutsche Bank Securities Inc.|1300
AEB|AEGON NV FLTG PERP|DEAN|MORGAN STANLEY|13355
AEB|AEGON NV FLTG PERP|EDJO|Edward D. Jones & Co., L.P.|17
AEB|AEGON NV FLTG PERP|ETRS|E*Trade Securities LLC|516
AEB|AEGON NV FLTG PERP|FTBR|Foliofn Investments, Inc.|25
AEB|AEGON NV FLTG PERP|GSCO|GOLDMAN SACHS & CO. LLC|200
AEB|AEGON NV FLTG PERP|GTSZ|GTS SECURITIES LLC|828
AEB|AEGON NV FLTG PERP|HRBF|American Enterprise Investment Services Inc.|1281
AEB|AEGON NV FLTG PERP|IATS|INTERACTIVE BROKERS LLC|400
AEB|AEGON NV FLTG PERP|IBKR|Interactive Brokers Llc|197
AEB|AEGON NV FLTG PERP|INCA|INSTINET, LLC|100
AEB|AEGON NV FLTG PERP|ITGI|ITG Inc.|60
AEB|AEGON NV FLTG PERP|ITGP|ITG INC.|200
AEB|AEGON NV FLTG PERP|JANY|Janney Montgomery Scott Inc.|32
AEB|AEGON NV FLTG PERP|JPMX|J.P. Morgan Securities LLC|2000
AEB|AEGON NV FLTG PERP|KCGM|VIRTU Americas LLC|600
AEB|AEGON NV FLTG PERP|LEHM|Barclays Capital Inc./Le|1400
AEB|AEGON NV FLTG PERP|LIME|Lime Brokerage LLC|167
AEB|AEGON NV FLTG PERP|MACC|Mid Atlantic Capital Corporation|500
AEB|AEGON NV FLTG PERP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
AEB|AEGON NV FLTG PERP|MSCO|MORGAN STANLEY & CO. LLC|6976
AEB|AEGON NV FLTG PERP|MSPL|MORGAN STANLEY & CO. LLC|200
AEB|AEGON NV FLTG PERP|NBCS|NBC Securities, INC.|100
AEB|AEGON NV FLTG PERP|NFSC|National Financial Services LLC|10914
AEB|AEGON NV FLTG PERP|NITE|VIRTU Americas LLC|41249
AEB|AEGON NV FLTG PERP|OPCO|Oppenheimer & Co. Inc.|175
AEB|AEGON NV FLTG PERP|PDQM|CODA MARKETS, INC.|500
AEB|AEGON NV FLTG PERP|PWJC|UBS Financial Services, Inc.|4400
AEB|AEGON NV FLTG PERP|RBCM|RBC CAPITAL MARKETS, LLC|1613
AEB|AEGON NV FLTG PERP|SGMT|GOLDMAN SACHS & CO. LLC|700
AEB|AEGON NV FLTG PERP|SPDR|SPEEDROUTE LLC|200
AEB|AEGON NV FLTG PERP|STFL|Stifel, Nicolaus & Company, Incorporated|82
AEB|AEGON NV FLTG PERP|UBSA|UBS SECURITIES LLC|3512
AEB|AEGON NV FLTG PERP|UBSS|UBS Securities LLC|20200
AEB|AEGON NV FLTG PERP|VGRD|Vanguard Marketing Corporation|2223
AEB|AEGON NV FLTG PERP|WCHV|WELLS FARGO SECURITIES, LLC|8067
AEB|AEGON NV FLTG PERP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5180
AED|AEGON NV PERP CAP|ALTX|Alternet Securities Inc.|1194
AED|AEGON NV PERP CAP|BARD|Robert W. Baird & Co. Incorporated|319
AED|AEGON NV PERP CAP|BBNT|BB&T SECURITIES, LLC|144
AED|AEGON NV PERP CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5178
AED|AEGON NV PERP CAP|BTIG|BTIG, LLC|2600
AED|AEGON NV PERP CAP|BYXM|CBOE TRADING, INC.|200
AED|AEGON NV PERP CAP|CHAS|Charles Schwab & Co., Inc.|262
AED|AEGON NV PERP CAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1262
AED|AEGON NV PERP CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11009
AED|AEGON NV PERP CAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2428
AED|AEGON NV PERP CAP|DADA|D.A. Davidson & Co.|900
AED|AEGON NV PERP CAP|DBAX|Deutsche Bank Securities Inc.|19200
AED|AEGON NV PERP CAP|DEAN|MORGAN STANLEY|5960
AED|AEGON NV PERP CAP|EBXL|EBX LLC|5200
AED|AEGON NV PERP CAP|EDJO|Edward D. Jones & Co., L.P.|414
AED|AEGON NV PERP CAP|EGAM|CBOE TRADING, INC.|550
AED|AEGON NV PERP CAP|EGXM|CBOE TRADING, INC.|512
AED|AEGON NV PERP CAP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
AED|AEGON NV PERP CAP|ETRS|E*Trade Securities LLC|7660
AED|AEGON NV PERP CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
AED|AEGON NV PERP CAP|FTBR|Foliofn Investments, Inc.|11
AED|AEGON NV PERP CAP|GLPX|ACS EXECUTION SERVICES, LLC|2414
AED|AEGON NV PERP CAP|GSCO|GOLDMAN SACHS & CO. LLC|1300
AED|AEGON NV PERP CAP|GSLT|GOLDMAN SACHS & CO. LLC|1400
AED|AEGON NV PERP CAP|GTSZ|GTS SECURITIES LLC|850
AED|AEGON NV PERP CAP|HRBF|American Enterprise Investment Services Inc.|4968
AED|AEGON NV PERP CAP|IATS|INTERACTIVE BROKERS LLC|4000
AED|AEGON NV PERP CAP|IBKR|Interactive Brokers Llc|32099
AED|AEGON NV PERP CAP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
AED|AEGON NV PERP CAP|ICBX|INSTINET, LLC|5100
AED|AEGON NV PERP CAP|INCA|INSTINET, LLC|11915
AED|AEGON NV PERP CAP|INJX|INSTINET, LLC|7036
AED|AEGON NV PERP CAP|ITGI|ITG Inc.|7794
AED|AEGON NV PERP CAP|ITGP|ITG INC.|1200
AED|AEGON NV PERP CAP|JANY|Janney Montgomery Scott Inc.|50
AED|AEGON NV PERP CAP|JEFF|JEFFERIES LLC|8766
AED|AEGON NV PERP CAP|JPMX|J.P. Morgan Securities LLC|12224
AED|AEGON NV PERP CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1104
AED|AEGON NV PERP CAP|JSJX|JANE STREET CAPITAL LLC|100
AED|AEGON NV PERP CAP|KCGM|VIRTU Americas LLC|2654
AED|AEGON NV PERP CAP|LEHM|Barclays Capital Inc./Le|4800
AED|AEGON NV PERP CAP|LIME|Lime Brokerage LLC|1338
AED|AEGON NV PERP CAP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AED|AEGON NV PERP CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3708
AED|AEGON NV PERP CAP|MSCO|MORGAN STANLEY & CO. LLC|14353
AED|AEGON NV PERP CAP|MSPL|MORGAN STANLEY & CO. LLC|2900
AED|AEGON NV PERP CAP|NFSC|National Financial Services LLC|17596
AED|AEGON NV PERP CAP|NITE|VIRTU Americas LLC|65822
AED|AEGON NV PERP CAP|NQRB|Brut, LLC|200
AED|AEGON NV PERP CAP|OPCO|Oppenheimer & Co. Inc.|353
AED|AEGON NV PERP CAP|PDQM|CODA MARKETS, INC.|3523
AED|AEGON NV PERP CAP|PWJC|UBS Financial Services, Inc.|1068
AED|AEGON NV PERP CAP|RBCM|RBC CAPITAL MARKETS, LLC|5896
AED|AEGON NV PERP CAP|SALI|INTL FCSTONE FINANCIAL INC.|26
AED|AEGON NV PERP CAP|SBSH|Citigroup Global Markets Inc.|4700
AED|AEGON NV PERP CAP|SGMT|GOLDMAN SACHS & CO. LLC|2000
AED|AEGON NV PERP CAP|SPDR|SPEEDROUTE LLC|13200
AED|AEGON NV PERP CAP|SPHN|Stephens Inc.|98
AED|AEGON NV PERP CAP|STFL|Stifel, Nicolaus & Company, Incorporated|909
AED|AEGON NV PERP CAP|SWIM|TD Ameritrade, Inc.|2000
AED|AEGON NV PERP CAP|SWST|Hilltop Securities Inc.|2200
AED|AEGON NV PERP CAP|TRBT|Tradebot Systems, Inc.|3037
AED|AEGON NV PERP CAP|UBSA|UBS SECURITIES LLC|19237
AED|AEGON NV PERP CAP|UBSS|UBS Securities LLC|27182
AED|AEGON NV PERP CAP|VGRD|Vanguard Marketing Corporation|981
AED|AEGON NV PERP CAP|WCHV|WELLS FARGO SECURITIES, LLC|15235
AED|AEGON NV PERP CAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|112
AED|AEGON NV PERP CAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|960
AED|AEGON NV PERP CAP|YKNA|COMHAR CAPITAL MARKETS, LLC|533
AED|AEGON NV PERP CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2828
AEE|AMEREN CP|ABLE|NATIXIS Securities Americas LLC|130985
AEE|AMEREN CP|AGIS|Aegis Capital Corp.|200
AEE|AMEREN CP|ALTX|Alternet Securities Inc.|23348
AEE|AMEREN CP|ANOS|ABEL/NOSER, L.L.C.|5199
AEE|AMEREN CP|APCC|Apex Clearing Corporation|294
AEE|AMEREN CP|BANK|Primevest Financial Services, Inc.|667
AEE|AMEREN CP|BARD|Robert W. Baird & Co. Incorporated|1577
AEE|AMEREN CP|BATM|CBOE TRADING, INC.|17348
AEE|AMEREN CP|BAYT|BTIG, LLC|100
AEE|AMEREN CP|BBNT|BB&T SECURITIES, LLC|66
AEE|AMEREN CP|BERN|Sanford C. Bernstein & Co., LLC|26133
AEE|AMEREN CP|BIDS|BIDS TRADING L.P.|41300
AEE|AMEREN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2481
AEE|AMEREN CP|BLKX|INSTINET, LLC|5000
AEE|AMEREN CP|BNPX|BNP PARIBAS SECURITIES CORP.|128250
AEE|AMEREN CP|BTIG|BTIG, LLC|65896
AEE|AMEREN CP|BYXM|CBOE TRADING, INC.|2950
AEE|AMEREN CP|BZYD|GOLDMAN SACHS & CO. LLC|1614
AEE|AMEREN CP|CANT|Cantor Fitzgerald & Co.|3700
AEE|AMEREN CP|CHAS|Charles Schwab & Co., Inc.|503
AEE|AMEREN CP|CIBP|CIBC World Markets Corp.|13435
AEE|AMEREN CP|CIOI|CITIGROUP GLOBAL MARKETS INC|45000
AEE|AMEREN CP|CIST|Capital Institutional Services, Inc.|1825
AEE|AMEREN CP|CLSA|CLSA AMERICAS, LLC|200
AEE|AMEREN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90318
AEE|AMEREN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|740
AEE|AMEREN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1378
AEE|AMEREN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|495371
AEE|AMEREN CP|CTDL|Citadel Derivatives Group Llc|14941
AEE|AMEREN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|67242
AEE|AMEREN CP|DADA|D.A. Davidson & Co.|346
AEE|AMEREN CP|DBAB|Deutsche Bank Securities Inc.|295362
AEE|AMEREN CP|DBAX|Deutsche Bank Securities Inc.|476900
AEE|AMEREN CP|DCHF|Dart Executions, LLC|5218
AEE|AMEREN CP|DEAN|MORGAN STANLEY|1300
AEE|AMEREN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34
AEE|AMEREN CP|EBXL|EBX LLC|410600
AEE|AMEREN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2864
AEE|AMEREN CP|EDJC|Edward Jones / CDS|25
AEE|AMEREN CP|EDJO|Edward D. Jones & Co., L.P.|29484
AEE|AMEREN CP|EGAM|CBOE TRADING, INC.|49288
AEE|AMEREN CP|EGAW|CBOE TRADING, INC.|578
AEE|AMEREN CP|EGMT|EG MARKET TECHNOLOGIES LLC|665
AEE|AMEREN CP|EGXM|CBOE TRADING, INC.|6372
AEE|AMEREN CP|EGXW|CBOE TRADING, INC.|136
AEE|AMEREN CP|ESPO|ESPOSITO SECURITIES, LLC|260
AEE|AMEREN CP|ETBE|Electronic Transaction Clearing, Inc.|25709
AEE|AMEREN CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
AEE|AMEREN CP|ETCC|Electronic Transaction Clearing, Inc.|1103
AEE|AMEREN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7305
AEE|AMEREN CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1662
AEE|AMEREN CP|ETRS|E*Trade Securities LLC|51230
AEE|AMEREN CP|FBSB|U.S. Bancorp Investments, Inc.|437
AEE|AMEREN CP|FILL|Tradestation Securities, Inc.|2129
AEE|AMEREN CP|FINX|FINTECH SECURITIES|172
AEE|AMEREN CP|FMAF|NBCN Inc./ CDS|1658
AEE|AMEREN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9452
AEE|AMEREN CP|FQLS|Quantlab Securities LP|482721
AEE|AMEREN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90351
AEE|AMEREN CP|FTBR|Foliofn Investments, Inc.|3398
AEE|AMEREN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1913
AEE|AMEREN CP|GLIS|TD Securities Inc|366
AEE|AMEREN CP|GLPX|ACS EXECUTION SERVICES, LLC|45275
AEE|AMEREN CP|GSCO|GOLDMAN SACHS & CO. LLC|1833724
AEE|AMEREN CP|GSCS|GOLDMAN SACHS & CO. LLC|1300
AEE|AMEREN CP|GSLT|GOLDMAN SACHS & CO. LLC|17036
AEE|AMEREN CP|GTSZ|GTS SECURITIES LLC|509814
AEE|AMEREN CP|HRBF|American Enterprise Investment Services Inc.|4294
AEE|AMEREN CP|HSBC|HSBC Securities, Inc.|5706
AEE|AMEREN CP|IATS|INTERACTIVE BROKERS LLC|7357
AEE|AMEREN CP|IBKR|Interactive Brokers Llc|10325
AEE|AMEREN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|545
AEE|AMEREN CP|ICBX|INSTINET, LLC|147660
AEE|AMEREN CP|IEQY|CITADEL SECURITIES LLC|167715
AEE|AMEREN CP|INCA|INSTINET, LLC|481473
AEE|AMEREN CP|INJX|INSTINET, LLC|31681
AEE|AMEREN CP|ITGI|ITG Inc.|51999
AEE|AMEREN CP|ITGP|ITG INC.|187400
AEE|AMEREN CP|JANY|Janney Montgomery Scott Inc.|500
AEE|AMEREN CP|JEFF|JEFFERIES LLC|287320
AEE|AMEREN CP|JMPT|JUMP TRADING, LLC|131704
AEE|AMEREN CP|JPBX|J.P. MORGAN SECURITIES LLC|216405
AEE|AMEREN CP|JPMX|J.P. Morgan Securities LLC|855010
AEE|AMEREN CP|JSJX|JANE STREET CAPITAL LLC|6531
AEE|AMEREN CP|KCGM|VIRTU Americas LLC|41473
AEE|AMEREN CP|KCRD|PHX FINANCIAL, INC.|41
AEE|AMEREN CP|LEHM|Barclays Capital Inc./Le|1021468
AEE|AMEREN CP|LGNT|COR CLEARING LLC|10
AEE|AMEREN CP|LIME|Lime Brokerage LLC|58158
AEE|AMEREN CP|LOOP|Loop Capital Markets LLC|5460
AEE|AMEREN CP|LQNA|LIQUIDNET, INC.|156100
AEE|AMEREN CP|LQNB|LIQUIDNET, INC.|40600
AEE|AMEREN CP|LSCI|Lek Securities Corporation|90
AEE|AMEREN CP|MACC|Mid Atlantic Capital Corporation|152
AEE|AMEREN CP|MACQ|Macquarie Capital (USA) Inc.|300
AEE|AMEREN CP|MBTS|ALLY INVEST SECURITIES LLC|75
AEE|AMEREN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|213102
AEE|AMEREN CP|MOTF|MOTIF INVESTING, INC.|10
AEE|AMEREN CP|MSCO|MORGAN STANLEY & CO. LLC|2711698
AEE|AMEREN CP|MSPL|MORGAN STANLEY & CO. LLC|313700
AEE|AMEREN CP|MSTX|MORGAN STANLEY & CO. LLC|270700
AEE|AMEREN CP|MZHO|Mizuho Securities USA LLC|35600
AEE|AMEREN CP|NEUB|NEUBERGER BERMAN BD LLC|146
AEE|AMEREN CP|NFSC|National Financial Services LLC|204274
AEE|AMEREN CP|NITE|VIRTU Americas LLC|300029
AEE|AMEREN CP|NITP|VIRTU Americas LLC|1968
AEE|AMEREN CP|NQRB|Brut, LLC|7462
AEE|AMEREN CP|NTRC|Northern Trust Securities, Inc.|701
AEE|AMEREN CP|OHOS|TWO SIGMA SECURITIES, LLC|116115
AEE|AMEREN CP|OPCO|Oppenheimer & Co. Inc.|4158
AEE|AMEREN CP|PDQM|CODA MARKETS, INC.|136146
AEE|AMEREN CP|PWJC|UBS Financial Services, Inc.|2923
AEE|AMEREN CP|QMSR|QUATTRO M SECURITIES INC.|4401
AEE|AMEREN CP|RBCM|RBC CAPITAL MARKETS, LLC|7035
AEE|AMEREN CP|RGLD|Regal Securities, Inc|908
AEE|AMEREN CP|SAGL|SAGETRADER, LLC|95431
AEE|AMEREN CP|SALI|INTL FCSTONE FINANCIAL INC.|637
AEE|AMEREN CP|SBSH|Citigroup Global Markets Inc.|1137656
AEE|AMEREN CP|SEIC|SEI Investments Distribution Co.|1515
AEE|AMEREN CP|SGMT|GOLDMAN SACHS & CO. LLC|199232
AEE|AMEREN CP|SPDR|SPEEDROUTE LLC|43383
AEE|AMEREN CP|STFL|Stifel, Nicolaus & Company, Incorporated|42586
AEE|AMEREN CP|STKP|STOCKPILE INVESTMENTS, INC.|18
AEE|AMEREN CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3033
AEE|AMEREN CP|SWIM|TD Ameritrade, Inc.|21229
AEE|AMEREN CP|SWST|Hilltop Securities Inc.|952
AEE|AMEREN CP|TAGC|TELSEY ADVISORY GROUP LLC|418
AEE|AMEREN CP|TKNG|ALLY INVEST SECURITIES LLC|635
AEE|AMEREN CP|TRBT|Tradebot Systems, Inc.|442024
AEE|AMEREN CP|TRCM|TRC MARKETS LLC|672812
AEE|AMEREN CP|UBSA|UBS SECURITIES LLC|766643
AEE|AMEREN CP|UBSS|UBS Securities LLC|1122124
AEE|AMEREN CP|VALX|VIRTU AMERICAS LLC|6956
AEE|AMEREN CP|VGRD|Vanguard Marketing Corporation|15542
AEE|AMEREN CP|WBET|Wallachbeth Capital LLC|1823
AEE|AMEREN CP|WBLR|WILLIAM BLAIR|715
AEE|AMEREN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|8884
AEE|AMEREN CP|WCHV|WELLS FARGO SECURITIES, LLC|264184
AEE|AMEREN CP|WEDB|WEDBUSH SECURITIES INC.|13293
AEE|AMEREN CP|WEED|Weeden & Co.L.P.|5776
AEE|AMEREN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17754
AEE|AMEREN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2448
AEE|AMEREN CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4503
AEE|AMEREN CP|WOLF|Wolfe Trahan Securities|1600
AEE|AMEREN CP|WSAG|WALL STREET ACCESS|61
AEE|AMEREN CP|WSEA|WOLVERINE SECURITIES, LLC|8399
AEE|AMEREN CP|XIST|INSTINET, LLC|60722
AEE|AMEREN CP|XPQR|Jump Trading|3871
AEE|AMEREN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|30662
AEE|AMEREN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3072
AEE|AMEREN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6572
AEF|ABERDEEN EMERGING MA|AGIS|Aegis Capital Corp.|42556
AEF|ABERDEEN EMERGING MA|ALTX|Alternet Securities Inc.|7831
AEF|ABERDEEN EMERGING MA|APCC|Apex Clearing Corporation|2377
AEF|ABERDEEN EMERGING MA|BANK|Primevest Financial Services, Inc.|596
AEF|ABERDEEN EMERGING MA|BARD|Robert W. Baird & Co. Incorporated|30
AEF|ABERDEEN EMERGING MA|BATM|CBOE TRADING, INC.|540
AEF|ABERDEEN EMERGING MA|BAYT|BTIG, LLC|1000
AEF|ABERDEEN EMERGING MA|BBNT|BB&T SECURITIES, LLC|5239
AEF|ABERDEEN EMERGING MA|BERN|Sanford C. Bernstein & Co., LLC|201
AEF|ABERDEEN EMERGING MA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2137
AEF|ABERDEEN EMERGING MA|CANT|Cantor Fitzgerald & Co.|298
AEF|ABERDEEN EMERGING MA|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
AEF|ABERDEEN EMERGING MA|CHAS|Charles Schwab & Co., Inc.|6397
AEF|ABERDEEN EMERGING MA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7226
AEF|ABERDEEN EMERGING MA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56166
AEF|ABERDEEN EMERGING MA|CXCX|CITIGROUP GLOBAL MARKETS INC.|29856
AEF|ABERDEEN EMERGING MA|DADA|D.A. Davidson & Co.|89
AEF|ABERDEEN EMERGING MA|DBAX|Deutsche Bank Securities Inc.|72100
AEF|ABERDEEN EMERGING MA|DEAN|MORGAN STANLEY|21486
AEF|ABERDEEN EMERGING MA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6100
AEF|ABERDEEN EMERGING MA|EBXL|EBX LLC|38400
AEF|ABERDEEN EMERGING MA|ECUT|CONVERGEX EXECUTION SOLUTIONS|29837
AEF|ABERDEEN EMERGING MA|EDJO|Edward D. Jones & Co., L.P.|4971
AEF|ABERDEEN EMERGING MA|EGAM|CBOE TRADING, INC.|3200
AEF|ABERDEEN EMERGING MA|EGXM|CBOE TRADING, INC.|7100
AEF|ABERDEEN EMERGING MA|EGXW|CBOE TRADING, INC.|100
AEF|ABERDEEN EMERGING MA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
AEF|ABERDEEN EMERGING MA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2654
AEF|ABERDEEN EMERGING MA|ETRS|E*Trade Securities LLC|155452
AEF|ABERDEEN EMERGING MA|FBSB|U.S. Bancorp Investments, Inc.|1
AEF|ABERDEEN EMERGING MA|FILL|Tradestation Securities, Inc.|308
AEF|ABERDEEN EMERGING MA|FMAF|NBCN Inc./ CDS|218
AEF|ABERDEEN EMERGING MA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
AEF|ABERDEEN EMERGING MA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15202
AEF|ABERDEEN EMERGING MA|FTBR|Foliofn Investments, Inc.|190
AEF|ABERDEEN EMERGING MA|GEBB|GLOBAL EXECUTION BROKERS, LP|300
AEF|ABERDEEN EMERGING MA|GLPX|ACS EXECUTION SERVICES, LLC|14209
AEF|ABERDEEN EMERGING MA|GSCO|GOLDMAN SACHS & CO. LLC|8827
AEF|ABERDEEN EMERGING MA|GSLT|GOLDMAN SACHS & CO. LLC|1886
AEF|ABERDEEN EMERGING MA|GTSZ|GTS SECURITIES LLC|400
AEF|ABERDEEN EMERGING MA|HRBF|American Enterprise Investment Services Inc.|17538
AEF|ABERDEEN EMERGING MA|IATS|INTERACTIVE BROKERS LLC|23324
AEF|ABERDEEN EMERGING MA|IBKR|Interactive Brokers Llc|109062
AEF|ABERDEEN EMERGING MA|ICBX|INSTINET, LLC|26152
AEF|ABERDEEN EMERGING MA|INCA|INSTINET, LLC|33909
AEF|ABERDEEN EMERGING MA|ITGI|ITG Inc.|26121
AEF|ABERDEEN EMERGING MA|ITGP|ITG INC.|114600
AEF|ABERDEEN EMERGING MA|JANY|Janney Montgomery Scott Inc.|1586
AEF|ABERDEEN EMERGING MA|JEFF|JEFFERIES LLC|10200
AEF|ABERDEEN EMERGING MA|JMPT|JUMP TRADING, LLC|1598
AEF|ABERDEEN EMERGING MA|JPMX|J.P. Morgan Securities LLC|134960
AEF|ABERDEEN EMERGING MA|JSJX|JANE STREET CAPITAL LLC|200
AEF|ABERDEEN EMERGING MA|KCGM|VIRTU Americas LLC|16138
AEF|ABERDEEN EMERGING MA|LEHM|Barclays Capital Inc./Le|64906
AEF|ABERDEEN EMERGING MA|LIME|Lime Brokerage LLC|5519
AEF|ABERDEEN EMERGING MA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AEF|ABERDEEN EMERGING MA|MAXM|Maxim Group LLC|1
AEF|ABERDEEN EMERGING MA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32100
AEF|ABERDEEN EMERGING MA|MSCO|MORGAN STANLEY & CO. LLC|142532
AEF|ABERDEEN EMERGING MA|MSPL|MORGAN STANLEY & CO. LLC|4300
AEF|ABERDEEN EMERGING MA|NATL|National Securities Corporation|5200
AEF|ABERDEEN EMERGING MA|NFSC|National Financial Services LLC|403294
AEF|ABERDEEN EMERGING MA|NITE|VIRTU Americas LLC|469124
AEF|ABERDEEN EMERGING MA|NITP|VIRTU Americas LLC|967
AEF|ABERDEEN EMERGING MA|NQRB|Brut, LLC|1523
AEF|ABERDEEN EMERGING MA|NTRC|Northern Trust Securities, Inc.|1700
AEF|ABERDEEN EMERGING MA|OGRU|Oscar Gruss & Son, Incorporated|3000
AEF|ABERDEEN EMERGING MA|OPCO|Oppenheimer & Co. Inc.|8975
AEF|ABERDEEN EMERGING MA|PDQM|CODA MARKETS, INC.|22408
AEF|ABERDEEN EMERGING MA|PWJC|UBS Financial Services, Inc.|2750
AEF|ABERDEEN EMERGING MA|RBCM|RBC CAPITAL MARKETS, LLC|9035
AEF|ABERDEEN EMERGING MA|SAGL|SAGETRADER, LLC|1300
AEF|ABERDEEN EMERGING MA|SALI|INTL FCSTONE FINANCIAL INC.|4742
AEF|ABERDEEN EMERGING MA|SBSH|Citigroup Global Markets Inc.|27416
AEF|ABERDEEN EMERGING MA|SGMT|GOLDMAN SACHS & CO. LLC|8353
AEF|ABERDEEN EMERGING MA|SPDR|SPEEDROUTE LLC|60931
AEF|ABERDEEN EMERGING MA|SPHN|Stephens Inc.|910
AEF|ABERDEEN EMERGING MA|STFL|Stifel, Nicolaus & Company, Incorporated|3924
AEF|ABERDEEN EMERGING MA|SWIM|TD Ameritrade, Inc.|25643
AEF|ABERDEEN EMERGING MA|SWST|Hilltop Securities Inc.|11390
AEF|ABERDEEN EMERGING MA|TKNG|ALLY INVEST SECURITIES LLC|15940
AEF|ABERDEEN EMERGING MA|TRCM|TRC MARKETS LLC|920
AEF|ABERDEEN EMERGING MA|UBSA|UBS SECURITIES LLC|64709
AEF|ABERDEEN EMERGING MA|UBSS|UBS Securities LLC|150524
AEF|ABERDEEN EMERGING MA|VGRD|Vanguard Marketing Corporation|25088
AEF|ABERDEEN EMERGING MA|WBET|Wallachbeth Capital LLC|112748
AEF|ABERDEEN EMERGING MA|WCHV|WELLS FARGO SECURITIES, LLC|55012
AEF|ABERDEEN EMERGING MA|WEDB|WEDBUSH SECURITIES INC.|2870
AEF|ABERDEEN EMERGING MA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12103
AEF|ABERDEEN EMERGING MA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5912
AEF|ABERDEEN EMERGING MA|WGIF|CIBC World Markets Inc.|13115
AEF|ABERDEEN EMERGING MA|WSEA|WOLVERINE SECURITIES, LLC|9870
AEF|ABERDEEN EMERGING MA|XSTM|NATIONAL FINANCIAL SERVICES LLC|25440
AEF|ABERDEEN EMERGING MA|YKNA|COMHAR CAPITAL MARKETS, LLC|1439
AEF|ABERDEEN EMERGING MA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3387
AEG|AEGON N V ADR|ADAM|CANACCORD GENUITY INC.|1000000
AEG|AEGON N V ADR|ALTX|Alternet Securities Inc.|9317
AEG|AEGON N V ADR|ANOS|ABEL/NOSER, L.L.C.|2137
AEG|AEGON N V ADR|APCC|Apex Clearing Corporation|2754
AEG|AEGON N V ADR|BALE|M&T SECURITIES, INC.|474
AEG|AEGON N V ADR|BANK|Primevest Financial Services, Inc.|562
AEG|AEGON N V ADR|BARD|Robert W. Baird & Co. Incorporated|14894
AEG|AEGON N V ADR|BATM|CBOE TRADING, INC.|1265
AEG|AEGON N V ADR|BAYC|BAY CREST PARTNERS, LLC|4229
AEG|AEGON N V ADR|BBNT|BB&T SECURITIES, LLC|10533
AEG|AEGON N V ADR|BERN|Sanford C. Bernstein & Co., LLC|54152
AEG|AEGON N V ADR|BIDS|BIDS TRADING L.P.|100
AEG|AEGON N V ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20444
AEG|AEGON N V ADR|BTIG|BTIG, LLC|500
AEG|AEGON N V ADR|BZYD|GOLDMAN SACHS & CO. LLC|3100
AEG|AEGON N V ADR|CANT|Cantor Fitzgerald & Co.|791
AEG|AEGON N V ADR|CHAS|Charles Schwab & Co., Inc.|637632
AEG|AEGON N V ADR|CHDN|CHARDAN CAPITAL MARKETS LLC|167058
AEG|AEGON N V ADR|CIST|Capital Institutional Services, Inc.|287
AEG|AEGON N V ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
AEG|AEGON N V ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|301579
AEG|AEGON N V ADR|CTDL|Citadel Derivatives Group Llc|5393
AEG|AEGON N V ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|66540
AEG|AEGON N V ADR|DADA|D.A. Davidson & Co.|868
AEG|AEGON N V ADR|DBAB|Deutsche Bank Securities Inc.|70939
AEG|AEGON N V ADR|DBAX|Deutsche Bank Securities Inc.|230300
AEG|AEGON N V ADR|DCHF|Dart Executions, LLC|9721
AEG|AEGON N V ADR|DEAN|MORGAN STANLEY|25151
AEG|AEGON N V ADR|DEGS|RONIN PROFESSIONAL LLC|2194
AEG|AEGON N V ADR|EBXL|EBX LLC|101000
AEG|AEGON N V ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|8133
AEG|AEGON N V ADR|EDJC|Edward Jones / CDS|634
AEG|AEGON N V ADR|EDJO|Edward D. Jones & Co., L.P.|11402
AEG|AEGON N V ADR|EGAM|CBOE TRADING, INC.|4865
AEG|AEGON N V ADR|EGXM|CBOE TRADING, INC.|600
AEG|AEGON N V ADR|ESPO|ESPOSITO SECURITIES, LLC|2799
AEG|AEGON N V ADR|ETBE|Electronic Transaction Clearing, Inc.|34720
AEG|AEGON N V ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
AEG|AEGON N V ADR|ETCB|ETC BROKERAGE SERVICES, LLC|66
AEG|AEGON N V ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2794
AEG|AEGON N V ADR|ETRS|E*Trade Securities LLC|158983
AEG|AEGON N V ADR|FBSB|U.S. Bancorp Investments, Inc.|639
AEG|AEGON N V ADR|FILL|Tradestation Securities, Inc.|3296
AEG|AEGON N V ADR|FINX|FINTECH SECURITIES|2125
AEG|AEGON N V ADR|FMAF|NBCN Inc./ CDS|23866
AEG|AEGON N V ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110189
AEG|AEGON N V ADR|FTBR|Foliofn Investments, Inc.|20873
AEG|AEGON N V ADR|GARC|ICAP Corporates LLC|95200
AEG|AEGON N V ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|28715
AEG|AEGON N V ADR|GFIS|GFI Securities LLC|2125000
AEG|AEGON N V ADR|GLIS|TD Securities Inc|2000
AEG|AEGON N V ADR|GLPX|ACS EXECUTION SERVICES, LLC|899
AEG|AEGON N V ADR|GSCO|GOLDMAN SACHS & CO. LLC|797614
AEG|AEGON N V ADR|GSLT|GOLDMAN SACHS & CO. LLC|9975
AEG|AEGON N V ADR|GTSZ|GTS SECURITIES LLC|20223
AEG|AEGON N V ADR|HRBF|American Enterprise Investment Services Inc.|36842
AEG|AEGON N V ADR|HSBC|HSBC Securities, Inc.|5550
AEG|AEGON N V ADR|IATS|INTERACTIVE BROKERS LLC|33256
AEG|AEGON N V ADR|IBKR|Interactive Brokers Llc|49296
AEG|AEGON N V ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5743
AEG|AEGON N V ADR|ICBX|INSTINET, LLC|184822
AEG|AEGON N V ADR|INCA|INSTINET, LLC|158339
AEG|AEGON N V ADR|INTL|INTL FCSTONE FINANCIAL INC.|756264
AEG|AEGON N V ADR|ITGI|ITG Inc.|33009
AEG|AEGON N V ADR|ITGP|ITG INC.|144600
AEG|AEGON N V ADR|JANY|Janney Montgomery Scott Inc.|5430
AEG|AEGON N V ADR|JEFF|JEFFERIES LLC|22996
AEG|AEGON N V ADR|JMPT|JUMP TRADING, LLC|48932
AEG|AEGON N V ADR|JPBX|J.P. MORGAN SECURITIES LLC|47718
AEG|AEGON N V ADR|JPMX|J.P. Morgan Securities LLC|845280
AEG|AEGON N V ADR|KCGM|VIRTU Americas LLC|51462
AEG|AEGON N V ADR|LEHM|Barclays Capital Inc./Le|1739941
AEG|AEGON N V ADR|LIME|Lime Brokerage LLC|271241
AEG|AEGON N V ADR|MBTS|ALLY INVEST SECURITIES LLC|1815
AEG|AEGON N V ADR|MCMF|Raymond James Ltd. Cds|10099
AEG|AEGON N V ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|421347
AEG|AEGON N V ADR|MSCO|MORGAN STANLEY & CO. LLC|2698855
AEG|AEGON N V ADR|MSPL|MORGAN STANLEY & CO. LLC|649300
AEG|AEGON N V ADR|MSTX|MORGAN STANLEY & CO. LLC|36600
AEG|AEGON N V ADR|NFSC|National Financial Services LLC|627382
AEG|AEGON N V ADR|NITE|VIRTU Americas LLC|1524954
AEG|AEGON N V ADR|NITP|VIRTU Americas LLC|167600
AEG|AEGON N V ADR|NMRA|Nomura Securities International, Inc.|4000
AEG|AEGON N V ADR|NQRB|Brut, LLC|23905
AEG|AEGON N V ADR|NTBF|BMO Nesbitt Burns Inc./CDS|22393
AEG|AEGON N V ADR|NTRC|Northern Trust Securities, Inc.|3
AEG|AEGON N V ADR|OLDM|OLD MISSION CAPITAL, LLC|63637
AEG|AEGON N V ADR|OPCO|Oppenheimer & Co. Inc.|6068
AEG|AEGON N V ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|140000
AEG|AEGON N V ADR|PDQM|CODA MARKETS, INC.|5165
AEG|AEGON N V ADR|PHLY|NASDAQ Execution Services, LLC|400
AEG|AEGON N V ADR|PWJC|UBS Financial Services, Inc.|170
AEG|AEGON N V ADR|RBCM|RBC CAPITAL MARKETS, LLC|114163
AEG|AEGON N V ADR|SAGL|SAGETRADER, LLC|400
AEG|AEGON N V ADR|SALI|INTL FCSTONE FINANCIAL INC.|333
AEG|AEGON N V ADR|SBRX|MURIEL SIEBERT & CO INC|500
AEG|AEGON N V ADR|SBSH|Citigroup Global Markets Inc.|2841684
AEG|AEGON N V ADR|SEIC|SEI Investments Distribution Co.|8317
AEG|AEGON N V ADR|SGMT|GOLDMAN SACHS & CO. LLC|448077
AEG|AEGON N V ADR|SPHN|Stephens Inc.|192
AEG|AEGON N V ADR|STFL|Stifel, Nicolaus & Company, Incorporated|14204
AEG|AEGON N V ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4433
AEG|AEGON N V ADR|SWIM|TD Ameritrade, Inc.|41170
AEG|AEGON N V ADR|SWST|Hilltop Securities Inc.|4318
AEG|AEGON N V ADR|TKNG|ALLY INVEST SECURITIES LLC|183
AEG|AEGON N V ADR|TRBT|Tradebot Systems, Inc.|102195
AEG|AEGON N V ADR|TRCM|TRC MARKETS LLC|8700
AEG|AEGON N V ADR|TWTT|TASTYWORKS, INC.|34
AEG|AEGON N V ADR|UBSA|UBS SECURITIES LLC|733035
AEG|AEGON N V ADR|UBSS|UBS Securities LLC|513611
AEG|AEGON N V ADR|VALX|VIRTU AMERICAS LLC|301974
AEG|AEGON N V ADR|VGRD|Vanguard Marketing Corporation|144852
AEG|AEGON N V ADR|WBLR|WILLIAM BLAIR|1000
AEG|AEGON N V ADR|WCHV|WELLS FARGO SECURITIES, LLC|312242
AEG|AEGON N V ADR|WEDB|WEDBUSH SECURITIES INC.|50
AEG|AEGON N V ADR|WEED|Weeden & Co.L.P.|2200
AEG|AEGON N V ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|751
AEG|AEGON N V ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|686
AEG|AEGON N V ADR|WGIF|CIBC World Markets Inc.|13897
AEG|AEGON N V ADR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|193
AEG|AEGON N V ADR|WSEA|WOLVERINE SECURITIES, LLC|11536
AEG|AEGON N V ADR|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4600
AEG|AEGON N V ADR|XIST|INSTINET, LLC|1738
AEG|AEGON N V ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|27434
AEG|AEGON N V ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16570
AEGN|AEGION CORP CMN STK|ALTX|Alternet Securities Inc.|1300
AEGN|AEGION CORP CMN STK|APCC|Apex Clearing Corporation|29
AEGN|AEGION CORP CMN STK|BATM|CBOE TRADING, INC.|510
AEGN|AEGION CORP CMN STK|BAYC|BAY CREST PARTNERS, LLC|58
AEGN|AEGION CORP CMN STK|BERN|Sanford C. Bernstein & Co., LLC|17114
AEGN|AEGION CORP CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27
AEGN|AEGION CORP CMN STK|BMOC|BMO Capital Markets Corp.|5140
AEGN|AEGION CORP CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|6807
AEGN|AEGION CORP CMN STK|BRVL|BLAYLOCK VAN, LLC|300
AEGN|AEGION CORP CMN STK|BTIG|BTIG, LLC|841
AEGN|AEGION CORP CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|1700
AEGN|AEGION CORP CMN STK|CHAS|Charles Schwab & Co., Inc.|592
AEGN|AEGION CORP CMN STK|CIST|Capital Institutional Services, Inc.|7
AEGN|AEGION CORP CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2052
AEGN|AEGION CORP CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AEGN|AEGION CORP CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42781
AEGN|AEGION CORP CMN STK|CTDL|Citadel Derivatives Group Llc|8131
AEGN|AEGION CORP CMN STK|CTLR|CUTLER GROUP, LP|300
AEGN|AEGION CORP CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|3468
AEGN|AEGION CORP CMN STK|DBAB|Deutsche Bank Securities Inc.|129301
AEGN|AEGION CORP CMN STK|DBAX|Deutsche Bank Securities Inc.|30500
AEGN|AEGION CORP CMN STK|DBUL|Deutsche Bank Securities Inc.|700
AEGN|AEGION CORP CMN STK|DEAN|MORGAN STANLEY|2284
AEGN|AEGION CORP CMN STK|DEGS|RONIN PROFESSIONAL LLC|4712
AEGN|AEGION CORP CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4156
AEGN|AEGION CORP CMN STK|EBXL|EBX LLC|18200
AEGN|AEGION CORP CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|1695
AEGN|AEGION CORP CMN STK|EDJO|Edward D. Jones & Co., L.P.|745
AEGN|AEGION CORP CMN STK|EGAM|CBOE TRADING, INC.|348
AEGN|AEGION CORP CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|500
AEGN|AEGION CORP CMN STK|EGXM|CBOE TRADING, INC.|106
AEGN|AEGION CORP CMN STK|ETBE|Electronic Transaction Clearing, Inc.|200
AEGN|AEGION CORP CMN STK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|57
AEGN|AEGION CORP CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2578
AEGN|AEGION CORP CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7513
AEGN|AEGION CORP CMN STK|ETRS|E*Trade Securities LLC|1256
AEGN|AEGION CORP CMN STK|FBCO|Credit Suisse Securities (USA) LLC|71913
AEGN|AEGION CORP CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|5669
AEGN|AEGION CORP CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|111
AEGN|AEGION CORP CMN STK|FQLS|Quantlab Securities LP|41368
AEGN|AEGION CORP CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22785
AEGN|AEGION CORP CMN STK|FTBR|Foliofn Investments, Inc.|434
AEGN|AEGION CORP CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|41636
AEGN|AEGION CORP CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|2126
AEGN|AEGION CORP CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|192834
AEGN|AEGION CORP CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|6114
AEGN|AEGION CORP CMN STK|GTSZ|GTS SECURITIES LLC|8729
AEGN|AEGION CORP CMN STK|HPPX|POTAMUS TRADING, LLC|1277
AEGN|AEGION CORP CMN STK|HRBF|American Enterprise Investment Services Inc.|300
AEGN|AEGION CORP CMN STK|HSBC|HSBC Securities, Inc.|200
AEGN|AEGION CORP CMN STK|IATS|INTERACTIVE BROKERS LLC|3810
AEGN|AEGION CORP CMN STK|IBKR|Interactive Brokers Llc|20907
AEGN|AEGION CORP CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
AEGN|AEGION CORP CMN STK|ICBX|INSTINET, LLC|8000
AEGN|AEGION CORP CMN STK|IEQY|CITADEL SECURITIES LLC|15165
AEGN|AEGION CORP CMN STK|IMPC|Imperial Capital, LLC|10100
AEGN|AEGION CORP CMN STK|INCA|INSTINET, LLC|98458
AEGN|AEGION CORP CMN STK|INJX|INSTINET, LLC|3350
AEGN|AEGION CORP CMN STK|ITGI|ITG Inc.|47132
AEGN|AEGION CORP CMN STK|ITGP|ITG INC.|13000
AEGN|AEGION CORP CMN STK|JANY|Janney Montgomery Scott Inc.|67
AEGN|AEGION CORP CMN STK|JEFF|JEFFERIES LLC|14847
AEGN|AEGION CORP CMN STK|JMPT|JUMP TRADING, LLC|7969
AEGN|AEGION CORP CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|2160
AEGN|AEGION CORP CMN STK|JPMX|J.P. Morgan Securities LLC|23526
AEGN|AEGION CORP CMN STK|JSJX|JANE STREET CAPITAL LLC|2394
AEGN|AEGION CORP CMN STK|KCGM|VIRTU Americas LLC|11234
AEGN|AEGION CORP CMN STK|LEHM|Barclays Capital Inc./Le|171003
AEGN|AEGION CORP CMN STK|LIME|Lime Brokerage LLC|106607
AEGN|AEGION CORP CMN STK|LSCI|Lek Securities Corporation|4086
AEGN|AEGION CORP CMN STK|MAXM|Maxim Group LLC|2986
AEGN|AEGION CORP CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10300
AEGN|AEGION CORP CMN STK|MOTF|MOTIF INVESTING, INC.|10
AEGN|AEGION CORP CMN STK|MSCO|MORGAN STANLEY & CO. LLC|367516
AEGN|AEGION CORP CMN STK|MSPL|MORGAN STANLEY & CO. LLC|26600
AEGN|AEGION CORP CMN STK|MSTX|MORGAN STANLEY & CO. LLC|2800
AEGN|AEGION CORP CMN STK|NFSC|National Financial Services LLC|7515
AEGN|AEGION CORP CMN STK|NITE|VIRTU Americas LLC|34194
AEGN|AEGION CORP CMN STK|NITP|VIRTU Americas LLC|500
AEGN|AEGION CORP CMN STK|NQRB|Brut, LLC|866
AEGN|AEGION CORP CMN STK|NTRC|Northern Trust Securities, Inc.|164
AEGN|AEGION CORP CMN STK|OPCO|Oppenheimer & Co. Inc.|2112
AEGN|AEGION CORP CMN STK|PDQM|CODA MARKETS, INC.|3891
AEGN|AEGION CORP CMN STK|RAJA|Raymond James & Associates, Inc.|7028
AEGN|AEGION CORP CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|1832
AEGN|AEGION CORP CMN STK|SAGL|SAGETRADER, LLC|1600
AEGN|AEGION CORP CMN STK|SAGW|SAGETRADER, LLC|230
AEGN|AEGION CORP CMN STK|SBSH|Citigroup Global Markets Inc.|51696
AEGN|AEGION CORP CMN STK|SEIC|SEI Investments Distribution Co.|300
AEGN|AEGION CORP CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|4761
AEGN|AEGION CORP CMN STK|SPDR|SPEEDROUTE LLC|800
AEGN|AEGION CORP CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|500
AEGN|AEGION CORP CMN STK|SWST|Hilltop Securities Inc.|1204
AEGN|AEGION CORP CMN STK|TRBT|Tradebot Systems, Inc.|23280
AEGN|AEGION CORP CMN STK|TRCM|TRC MARKETS LLC|32799
AEGN|AEGION CORP CMN STK|UBSA|UBS SECURITIES LLC|82531
AEGN|AEGION CORP CMN STK|UBSS|UBS Securities LLC|189136
AEGN|AEGION CORP CMN STK|VALX|VIRTU AMERICAS LLC|5016
AEGN|AEGION CORP CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|403
AEGN|AEGION CORP CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|5242
AEGN|AEGION CORP CMN STK|WEED|Weeden & Co.L.P.|12200
AEGN|AEGION CORP CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1018
AEGN|AEGION CORP CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|597
AEGN|AEGION CORP CMN STK|WSEA|WOLVERINE SECURITIES, LLC|797
AEGN|AEGION CORP CMN STK|XIST|INSTINET, LLC|4372
AEGN|AEGION CORP CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
AEGN|AEGION CORP CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|488
AEGN|AEGION CORP CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1294
AEH|AEGON NV PERP CAP|APCC|Apex Clearing Corporation|739
AEH|AEGON NV PERP CAP|BANK|Primevest Financial Services, Inc.|416
AEH|AEGON NV PERP CAP|BARD|Robert W. Baird & Co. Incorporated|38
AEH|AEGON NV PERP CAP|BATM|CBOE TRADING, INC.|54
AEH|AEGON NV PERP CAP|BBNT|BB&T SECURITIES, LLC|910
AEH|AEGON NV PERP CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8847
AEH|AEGON NV PERP CAP|BTIG|BTIG, LLC|4901
AEH|AEGON NV PERP CAP|BYXM|CBOE TRADING, INC.|100
AEH|AEGON NV PERP CAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30934
AEH|AEGON NV PERP CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13303
AEH|AEGON NV PERP CAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
AEH|AEGON NV PERP CAP|DBAX|Deutsche Bank Securities Inc.|19400
AEH|AEGON NV PERP CAP|DEAN|MORGAN STANLEY|12804
AEH|AEGON NV PERP CAP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35419
AEH|AEGON NV PERP CAP|EBXL|EBX LLC|17900
AEH|AEGON NV PERP CAP|EDJO|Edward D. Jones & Co., L.P.|198
AEH|AEGON NV PERP CAP|EGXM|CBOE TRADING, INC.|65
AEH|AEGON NV PERP CAP|ETRS|E*Trade Securities LLC|747
AEH|AEGON NV PERP CAP|FILL|Tradestation Securities, Inc.|100
AEH|AEGON NV PERP CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1194
AEH|AEGON NV PERP CAP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
AEH|AEGON NV PERP CAP|GLPX|ACS EXECUTION SERVICES, LLC|2900
AEH|AEGON NV PERP CAP|GSCO|GOLDMAN SACHS & CO. LLC|12679
AEH|AEGON NV PERP CAP|GSLT|GOLDMAN SACHS & CO. LLC|1300
AEH|AEGON NV PERP CAP|GTSZ|GTS SECURITIES LLC|2890
AEH|AEGON NV PERP CAP|HRBF|American Enterprise Investment Services Inc.|5511
AEH|AEGON NV PERP CAP|IATS|INTERACTIVE BROKERS LLC|1940
AEH|AEGON NV PERP CAP|IBKR|Interactive Brokers Llc|13607
AEH|AEGON NV PERP CAP|ICBX|INSTINET, LLC|3400
AEH|AEGON NV PERP CAP|INCA|INSTINET, LLC|16323
AEH|AEGON NV PERP CAP|INJX|INSTINET, LLC|65
AEH|AEGON NV PERP CAP|ITGI|ITG Inc.|275
AEH|AEGON NV PERP CAP|ITGP|ITG INC.|400
AEH|AEGON NV PERP CAP|JANY|Janney Montgomery Scott Inc.|348
AEH|AEGON NV PERP CAP|JEFF|JEFFERIES LLC|966
AEH|AEGON NV PERP CAP|JPMX|J.P. Morgan Securities LLC|12194
AEH|AEGON NV PERP CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|2416
AEH|AEGON NV PERP CAP|JSJX|JANE STREET CAPITAL LLC|100
AEH|AEGON NV PERP CAP|KCGM|VIRTU Americas LLC|7900
AEH|AEGON NV PERP CAP|LEHM|Barclays Capital Inc./Le|3000
AEH|AEGON NV PERP CAP|LGNT|COR CLEARING LLC|24
AEH|AEGON NV PERP CAP|LIME|Lime Brokerage LLC|2394
AEH|AEGON NV PERP CAP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
AEH|AEGON NV PERP CAP|MESF|MESIROW FINANCIAL, INC.|35933
AEH|AEGON NV PERP CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12800
AEH|AEGON NV PERP CAP|MSCO|MORGAN STANLEY & CO. LLC|49696
AEH|AEGON NV PERP CAP|MSPL|MORGAN STANLEY & CO. LLC|3800
AEH|AEGON NV PERP CAP|NFSC|National Financial Services LLC|64094
AEH|AEGON NV PERP CAP|NITE|VIRTU Americas LLC|54771
AEH|AEGON NV PERP CAP|NQRB|Brut, LLC|2400
AEH|AEGON NV PERP CAP|OPCO|Oppenheimer & Co. Inc.|281
AEH|AEGON NV PERP CAP|PCPT|PHILLIP CAPITAL INC.|3328
AEH|AEGON NV PERP CAP|PDQM|CODA MARKETS, INC.|5800
AEH|AEGON NV PERP CAP|PWJC|UBS Financial Services, Inc.|2098
AEH|AEGON NV PERP CAP|RBCM|RBC CAPITAL MARKETS, LLC|5308
AEH|AEGON NV PERP CAP|SALI|INTL FCSTONE FINANCIAL INC.|91
AEH|AEGON NV PERP CAP|SBSH|Citigroup Global Markets Inc.|2967
AEH|AEGON NV PERP CAP|SGMT|GOLDMAN SACHS & CO. LLC|6742
AEH|AEGON NV PERP CAP|SPDR|SPEEDROUTE LLC|8900
AEH|AEGON NV PERP CAP|STFL|Stifel, Nicolaus & Company, Incorporated|1071
AEH|AEGON NV PERP CAP|SWST|Hilltop Securities Inc.|100
AEH|AEGON NV PERP CAP|TRBT|Tradebot Systems, Inc.|6041
AEH|AEGON NV PERP CAP|UBSA|UBS SECURITIES LLC|18936
AEH|AEGON NV PERP CAP|UBSS|UBS Securities LLC|50208
AEH|AEGON NV PERP CAP|VGRD|Vanguard Marketing Corporation|2621
AEH|AEGON NV PERP CAP|WCHV|WELLS FARGO SECURITIES, LLC|25937
AEH|AEGON NV PERP CAP|WEDB|WEDBUSH SECURITIES INC.|32
AEH|AEGON NV PERP CAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1260
AEH|AEGON NV PERP CAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2778
AEH|AEGON NV PERP CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3236
AEHR|AEHR TEST SYSTEMS ##|ALTX|Alternet Securities Inc.|2100
AEHR|AEHR TEST SYSTEMS ##|APCC|Apex Clearing Corporation|53103
AEHR|AEHR TEST SYSTEMS ##|BARD|Robert W. Baird & Co. Incorporated|3000
AEHR|AEHR TEST SYSTEMS ##|BATM|CBOE TRADING, INC.|102
AEHR|AEHR TEST SYSTEMS ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7744
AEHR|AEHR TEST SYSTEMS ##|BTIG|BTIG, LLC|24874
AEHR|AEHR TEST SYSTEMS ##|CHAS|Charles Schwab & Co., Inc.|2000
AEHR|AEHR TEST SYSTEMS ##|CIST|Capital Institutional Services, Inc.|52
AEHR|AEHR TEST SYSTEMS ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5286
AEHR|AEHR TEST SYSTEMS ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8140
AEHR|AEHR TEST SYSTEMS ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17936
AEHR|AEHR TEST SYSTEMS ##|CTDL|Citadel Derivatives Group Llc|160
AEHR|AEHR TEST SYSTEMS ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
AEHR|AEHR TEST SYSTEMS ##|DBAB|Deutsche Bank Securities Inc.|10645
AEHR|AEHR TEST SYSTEMS ##|DBAX|Deutsche Bank Securities Inc.|9000
AEHR|AEHR TEST SYSTEMS ##|DEAN|MORGAN STANLEY|601
AEHR|AEHR TEST SYSTEMS ##|DEGS|RONIN PROFESSIONAL LLC|31401
AEHR|AEHR TEST SYSTEMS ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8900
AEHR|AEHR TEST SYSTEMS ##|EBXL|EBX LLC|12400
AEHR|AEHR TEST SYSTEMS ##|EGAM|CBOE TRADING, INC.|884
AEHR|AEHR TEST SYSTEMS ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
AEHR|AEHR TEST SYSTEMS ##|EGXM|CBOE TRADING, INC.|1260
AEHR|AEHR TEST SYSTEMS ##|ETBE|Electronic Transaction Clearing, Inc.|640
AEHR|AEHR TEST SYSTEMS ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
AEHR|AEHR TEST SYSTEMS ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|436
AEHR|AEHR TEST SYSTEMS ##|ETRS|E*Trade Securities LLC|94819
AEHR|AEHR TEST SYSTEMS ##|FBCO|Credit Suisse Securities (USA) LLC|38578
AEHR|AEHR TEST SYSTEMS ##|FOMA|TD AMERITRADE CLEARING, INC.|428768
AEHR|AEHR TEST SYSTEMS ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|690
AEHR|AEHR TEST SYSTEMS ##|FTBR|Foliofn Investments, Inc.|88
AEHR|AEHR TEST SYSTEMS ##|GEBB|GLOBAL EXECUTION BROKERS, LP|150
AEHR|AEHR TEST SYSTEMS ##|GLPX|ACS EXECUTION SERVICES, LLC|1488
AEHR|AEHR TEST SYSTEMS ##|GSCO|GOLDMAN SACHS & CO. LLC|17533
AEHR|AEHR TEST SYSTEMS ##|GSCS|GOLDMAN SACHS & CO. LLC|19161
AEHR|AEHR TEST SYSTEMS ##|GSLT|GOLDMAN SACHS & CO. LLC|3014
AEHR|AEHR TEST SYSTEMS ##|GTSZ|GTS SECURITIES LLC|1585
AEHR|AEHR TEST SYSTEMS ##|HRBF|American Enterprise Investment Services Inc.|11419
AEHR|AEHR TEST SYSTEMS ##|IATS|INTERACTIVE BROKERS LLC|5749
AEHR|AEHR TEST SYSTEMS ##|IBKR|Interactive Brokers Llc|55428
AEHR|AEHR TEST SYSTEMS ##|ICBX|INSTINET, LLC|2000
AEHR|AEHR TEST SYSTEMS ##|INCA|INSTINET, LLC|13912
AEHR|AEHR TEST SYSTEMS ##|ITGI|ITG Inc.|7792
AEHR|AEHR TEST SYSTEMS ##|ITGP|ITG INC.|13600
AEHR|AEHR TEST SYSTEMS ##|JANY|Janney Montgomery Scott Inc.|3768
AEHR|AEHR TEST SYSTEMS ##|JEFF|JEFFERIES LLC|100
AEHR|AEHR TEST SYSTEMS ##|JMPT|JUMP TRADING, LLC|764
AEHR|AEHR TEST SYSTEMS ##|JPMX|J.P. Morgan Securities LLC|13654
AEHR|AEHR TEST SYSTEMS ##|JSJX|JANE STREET CAPITAL LLC|201
AEHR|AEHR TEST SYSTEMS ##|KCGM|VIRTU Americas LLC|1200
AEHR|AEHR TEST SYSTEMS ##|LEHM|Barclays Capital Inc./Le|18969
AEHR|AEHR TEST SYSTEMS ##|LIME|Lime Brokerage LLC|34448
AEHR|AEHR TEST SYSTEMS ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
AEHR|AEHR TEST SYSTEMS ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
AEHR|AEHR TEST SYSTEMS ##|MSCO|MORGAN STANLEY & CO. LLC|112634
AEHR|AEHR TEST SYSTEMS ##|MSPL|MORGAN STANLEY & CO. LLC|20500
AEHR|AEHR TEST SYSTEMS ##|NFSC|National Financial Services LLC|256519
AEHR|AEHR TEST SYSTEMS ##|NITE|VIRTU Americas LLC|585795
AEHR|AEHR TEST SYSTEMS ##|NQRB|Brut, LLC|4000
AEHR|AEHR TEST SYSTEMS ##|OPCO|Oppenheimer & Co. Inc.|6297
AEHR|AEHR TEST SYSTEMS ##|PDQM|CODA MARKETS, INC.|7301
AEHR|AEHR TEST SYSTEMS ##|RAJA|Raymond James & Associates, Inc.|11416
AEHR|AEHR TEST SYSTEMS ##|SAGL|SAGETRADER, LLC|2501
AEHR|AEHR TEST SYSTEMS ##|SBSH|Citigroup Global Markets Inc.|300
AEHR|AEHR TEST SYSTEMS ##|SGMT|GOLDMAN SACHS & CO. LLC|21703
AEHR|AEHR TEST SYSTEMS ##|SOGO|Wang Investment Associates, Inc.|500
AEHR|AEHR TEST SYSTEMS ##|SPDR|SPEEDROUTE LLC|1200
AEHR|AEHR TEST SYSTEMS ##|SWIM|TD Ameritrade, Inc.|27040
AEHR|AEHR TEST SYSTEMS ##|TKNG|ALLY INVEST SECURITIES LLC|1815
AEHR|AEHR TEST SYSTEMS ##|TRBT|Tradebot Systems, Inc.|2131
AEHR|AEHR TEST SYSTEMS ##|TRCM|TRC MARKETS LLC|480
AEHR|AEHR TEST SYSTEMS ##|UBSA|UBS SECURITIES LLC|69470
AEHR|AEHR TEST SYSTEMS ##|UBSS|UBS Securities LLC|67339
AEHR|AEHR TEST SYSTEMS ##|VGRD|Vanguard Marketing Corporation|1104
AEHR|AEHR TEST SYSTEMS ##|VNDM|Wall Street Access|13816
AEHR|AEHR TEST SYSTEMS ##|WABR|Wall Street Access|1500
AEHR|AEHR TEST SYSTEMS ##|WCHV|WELLS FARGO SECURITIES, LLC|7140
AEHR|AEHR TEST SYSTEMS ##|WEED|Weeden & Co.L.P.|1140
AEHR|AEHR TEST SYSTEMS ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8257
AEHR|AEHR TEST SYSTEMS ##|WGIF|CIBC World Markets Inc.|2487
AEHR|AEHR TEST SYSTEMS ##|WSEA|WOLVERINE SECURITIES, LLC|7888
AEHR|AEHR TEST SYSTEMS ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1458
AEHR|AEHR TEST SYSTEMS ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
AEIS|ADVANCED ENERGY   ##|ALTX|Alternet Securities Inc.|2200
AEIS|ADVANCED ENERGY   ##|ANOS|ABEL/NOSER, L.L.C.|1155
AEIS|ADVANCED ENERGY   ##|APCC|Apex Clearing Corporation|173
AEIS|ADVANCED ENERGY   ##|BALE|M&T SECURITIES, INC.|69
AEIS|ADVANCED ENERGY   ##|BANK|Primevest Financial Services, Inc.|21
AEIS|ADVANCED ENERGY   ##|BARD|Robert W. Baird & Co. Incorporated|693
AEIS|ADVANCED ENERGY   ##|BATM|CBOE TRADING, INC.|1682
AEIS|ADVANCED ENERGY   ##|BAYT|BTIG, LLC|100
AEIS|ADVANCED ENERGY   ##|BERN|Sanford C. Bernstein & Co., LLC|49552
AEIS|ADVANCED ENERGY   ##|BIDS|BIDS TRADING L.P.|100
AEIS|ADVANCED ENERGY   ##|BIMI|Banca IMI Securities Corp.|1157
AEIS|ADVANCED ENERGY   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4500
AEIS|ADVANCED ENERGY   ##|BLKX|INSTINET, LLC|6350
AEIS|ADVANCED ENERGY   ##|BMOC|BMO Capital Markets Corp.|6305
AEIS|ADVANCED ENERGY   ##|BNPX|BNP PARIBAS SECURITIES CORP.|8994
AEIS|ADVANCED ENERGY   ##|BTIG|BTIG, LLC|19003
AEIS|ADVANCED ENERGY   ##|BYXM|CBOE TRADING, INC.|464
AEIS|ADVANCED ENERGY   ##|BZYD|GOLDMAN SACHS & CO. LLC|100
AEIS|ADVANCED ENERGY   ##|CANT|Cantor Fitzgerald & Co.|263
AEIS|ADVANCED ENERGY   ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|68200
AEIS|ADVANCED ENERGY   ##|CHAS|Charles Schwab & Co., Inc.|1780
AEIS|ADVANCED ENERGY   ##|CIST|Capital Institutional Services, Inc.|1761
AEIS|ADVANCED ENERGY   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|119856
AEIS|ADVANCED ENERGY   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1188
AEIS|ADVANCED ENERGY   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3297
AEIS|ADVANCED ENERGY   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|191118
AEIS|ADVANCED ENERGY   ##|CTDL|Citadel Derivatives Group Llc|7159
AEIS|ADVANCED ENERGY   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|17812
AEIS|ADVANCED ENERGY   ##|DADA|D.A. Davidson & Co.|3000
AEIS|ADVANCED ENERGY   ##|DAVA|Davenport & Company LLC|100
AEIS|ADVANCED ENERGY   ##|DBAB|Deutsche Bank Securities Inc.|265428
AEIS|ADVANCED ENERGY   ##|DBAX|Deutsche Bank Securities Inc.|104500
AEIS|ADVANCED ENERGY   ##|DBUL|Deutsche Bank Securities Inc.|21488
AEIS|ADVANCED ENERGY   ##|DCHF|Dart Executions, LLC|397
AEIS|ADVANCED ENERGY   ##|DEAN|MORGAN STANLEY|5402
AEIS|ADVANCED ENERGY   ##|DEGS|RONIN PROFESSIONAL LLC|1543
AEIS|ADVANCED ENERGY   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4298
AEIS|ADVANCED ENERGY   ##|EBXL|EBX LLC|114000
AEIS|ADVANCED ENERGY   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|625
AEIS|ADVANCED ENERGY   ##|EDJO|Edward D. Jones & Co., L.P.|250
AEIS|ADVANCED ENERGY   ##|EGAM|CBOE TRADING, INC.|3848
AEIS|ADVANCED ENERGY   ##|EGMT|EG MARKET TECHNOLOGIES LLC|1438
AEIS|ADVANCED ENERGY   ##|EGXM|CBOE TRADING, INC.|866
AEIS|ADVANCED ENERGY   ##|EGXW|CBOE TRADING, INC.|100
AEIS|ADVANCED ENERGY   ##|ELEV|ELEVATION, LLC|9843
AEIS|ADVANCED ENERGY   ##|ESPO|ESPOSITO SECURITIES, LLC|1530
AEIS|ADVANCED ENERGY   ##|ETBE|Electronic Transaction Clearing, Inc.|1525
AEIS|ADVANCED ENERGY   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
AEIS|ADVANCED ENERGY   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1842
AEIS|ADVANCED ENERGY   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20088
AEIS|ADVANCED ENERGY   ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
AEIS|ADVANCED ENERGY   ##|ETRS|E*Trade Securities LLC|46775
AEIS|ADVANCED ENERGY   ##|FBCO|Credit Suisse Securities (USA) LLC|518364
AEIS|ADVANCED ENERGY   ##|FILL|Tradestation Securities, Inc.|1092
AEIS|ADVANCED ENERGY   ##|FINX|FINTECH SECURITIES|34
AEIS|ADVANCED ENERGY   ##|FMAF|NBCN Inc./ CDS|8780
AEIS|ADVANCED ENERGY   ##|FOMA|TD AMERITRADE CLEARING, INC.|76511
AEIS|ADVANCED ENERGY   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4208
AEIS|ADVANCED ENERGY   ##|FQLS|Quantlab Securities LP|153032
AEIS|ADVANCED ENERGY   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88692
AEIS|ADVANCED ENERGY   ##|FTBR|Foliofn Investments, Inc.|6850
AEIS|ADVANCED ENERGY   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|13085
AEIS|ADVANCED ENERGY   ##|GLPX|ACS EXECUTION SERVICES, LLC|14779
AEIS|ADVANCED ENERGY   ##|GSCO|GOLDMAN SACHS & CO. LLC|442798
AEIS|ADVANCED ENERGY   ##|GSCS|GOLDMAN SACHS & CO. LLC|30609
AEIS|ADVANCED ENERGY   ##|GSLT|GOLDMAN SACHS & CO. LLC|973
AEIS|ADVANCED ENERGY   ##|GTSZ|GTS SECURITIES LLC|9886
AEIS|ADVANCED ENERGY   ##|HAPX|HAP Trading, LLC|300
AEIS|ADVANCED ENERGY   ##|HRBF|American Enterprise Investment Services Inc.|1499
AEIS|ADVANCED ENERGY   ##|HSBC|HSBC Securities, Inc.|2
AEIS|ADVANCED ENERGY   ##|IATS|INTERACTIVE BROKERS LLC|8738
AEIS|ADVANCED ENERGY   ##|IBKR|Interactive Brokers Llc|78145
AEIS|ADVANCED ENERGY   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|387
AEIS|ADVANCED ENERGY   ##|ICBX|INSTINET, LLC|12278
AEIS|ADVANCED ENERGY   ##|IEQY|CITADEL SECURITIES LLC|44588
AEIS|ADVANCED ENERGY   ##|INCA|INSTINET, LLC|280992
AEIS|ADVANCED ENERGY   ##|INJX|INSTINET, LLC|22572
AEIS|ADVANCED ENERGY   ##|ITGI|ITG Inc.|49658
AEIS|ADVANCED ENERGY   ##|ITGP|ITG INC.|48000
AEIS|ADVANCED ENERGY   ##|JANY|Janney Montgomery Scott Inc.|88
AEIS|ADVANCED ENERGY   ##|JEFF|JEFFERIES LLC|73546
AEIS|ADVANCED ENERGY   ##|JMPT|JUMP TRADING, LLC|30525
AEIS|ADVANCED ENERGY   ##|JONE|JonesTrading|10
AEIS|ADVANCED ENERGY   ##|JPBX|J.P. MORGAN SECURITIES LLC|33092
AEIS|ADVANCED ENERGY   ##|JPMX|J.P. Morgan Securities LLC|167821
AEIS|ADVANCED ENERGY   ##|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
AEIS|ADVANCED ENERGY   ##|JSJX|JANE STREET CAPITAL LLC|4866
AEIS|ADVANCED ENERGY   ##|KCGM|VIRTU Americas LLC|11401
AEIS|ADVANCED ENERGY   ##|LEHM|Barclays Capital Inc./Le|301592
AEIS|ADVANCED ENERGY   ##|LIME|Lime Brokerage LLC|121237
AEIS|ADVANCED ENERGY   ##|LMGP|LIME BROKERAGE LLC|1164
AEIS|ADVANCED ENERGY   ##|LOOP|Loop Capital Markets LLC|100
AEIS|ADVANCED ENERGY   ##|LQNA|LIQUIDNET, INC.|20300
AEIS|ADVANCED ENERGY   ##|LQNB|LIQUIDNET, INC.|240
AEIS|ADVANCED ENERGY   ##|MACQ|Macquarie Capital (USA) Inc.|400
AEIS|ADVANCED ENERGY   ##|MAXM|Maxim Group LLC|4478
AEIS|ADVANCED ENERGY   ##|MBTS|ALLY INVEST SECURITIES LLC|429
AEIS|ADVANCED ENERGY   ##|MKMP|MKM Partners LLC|3609
AEIS|ADVANCED ENERGY   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80004
AEIS|ADVANCED ENERGY   ##|MOTF|MOTIF INVESTING, INC.|4
AEIS|ADVANCED ENERGY   ##|MSCO|MORGAN STANLEY & CO. LLC|1295777
AEIS|ADVANCED ENERGY   ##|MSPL|MORGAN STANLEY & CO. LLC|167000
AEIS|ADVANCED ENERGY   ##|MSTX|MORGAN STANLEY & CO. LLC|34300
AEIS|ADVANCED ENERGY   ##|NBCS|NBC Securities, INC.|410
AEIS|ADVANCED ENERGY   ##|NFSC|National Financial Services LLC|128419
AEIS|ADVANCED ENERGY   ##|NITE|VIRTU Americas LLC|205551
AEIS|ADVANCED ENERGY   ##|NITP|VIRTU Americas LLC|1200
AEIS|ADVANCED ENERGY   ##|NQRB|Brut, LLC|1000
AEIS|ADVANCED ENERGY   ##|OPCO|Oppenheimer & Co. Inc.|4672
AEIS|ADVANCED ENERGY   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|647
AEIS|ADVANCED ENERGY   ##|PDQM|CODA MARKETS, INC.|75663
AEIS|ADVANCED ENERGY   ##|PHLY|NASDAQ Execution Services, LLC|400
AEIS|ADVANCED ENERGY   ##|PIPR|Piper Jaffray & Co.|231
AEIS|ADVANCED ENERGY   ##|PWJC|UBS Financial Services, Inc.|1026
AEIS|ADVANCED ENERGY   ##|RAJA|Raymond James & Associates, Inc.|4049
AEIS|ADVANCED ENERGY   ##|RBCM|RBC CAPITAL MARKETS, LLC|3324
AEIS|ADVANCED ENERGY   ##|SAGL|SAGETRADER, LLC|1605
AEIS|ADVANCED ENERGY   ##|SAGW|SAGETRADER, LLC|35
AEIS|ADVANCED ENERGY   ##|SBSH|Citigroup Global Markets Inc.|148024
AEIS|ADVANCED ENERGY   ##|SGMT|GOLDMAN SACHS & CO. LLC|30791
AEIS|ADVANCED ENERGY   ##|SIBO|Prime Executions, Inc.|5680
AEIS|ADVANCED ENERGY   ##|SPDR|SPEEDROUTE LLC|3900
AEIS|ADVANCED ENERGY   ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|13525
AEIS|ADVANCED ENERGY   ##|STFL|Stifel, Nicolaus & Company, Incorporated|75868
AEIS|ADVANCED ENERGY   ##|SWIM|TD Ameritrade, Inc.|6561
AEIS|ADVANCED ENERGY   ##|SWST|Hilltop Securities Inc.|4020
AEIS|ADVANCED ENERGY   ##|TKNG|ALLY INVEST SECURITIES LLC|1413
AEIS|ADVANCED ENERGY   ##|TRBT|Tradebot Systems, Inc.|111041
AEIS|ADVANCED ENERGY   ##|TRCM|TRC MARKETS LLC|67586
AEIS|ADVANCED ENERGY   ##|UBSA|UBS SECURITIES LLC|271345
AEIS|ADVANCED ENERGY   ##|UBSS|UBS Securities LLC|443849
AEIS|ADVANCED ENERGY   ##|VALX|VIRTU AMERICAS LLC|7232
AEIS|ADVANCED ENERGY   ##|VGRD|Vanguard Marketing Corporation|8478
AEIS|ADVANCED ENERGY   ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1034
AEIS|ADVANCED ENERGY   ##|WCHV|WELLS FARGO SECURITIES, LLC|85841
AEIS|ADVANCED ENERGY   ##|WDNX|WEEDEN & CO.L.P.|4400
AEIS|ADVANCED ENERGY   ##|WEDB|WEDBUSH SECURITIES INC.|188
AEIS|ADVANCED ENERGY   ##|WEED|Weeden & Co.L.P.|3070
AEIS|ADVANCED ENERGY   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2138
AEIS|ADVANCED ENERGY   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6103
AEIS|ADVANCED ENERGY   ##|WGIF|CIBC World Markets Inc.|215
AEIS|ADVANCED ENERGY   ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|276
AEIS|ADVANCED ENERGY   ##|WSEA|WOLVERINE SECURITIES, LLC|3588
AEIS|ADVANCED ENERGY   ##|XIST|INSTINET, LLC|17534
AEIS|ADVANCED ENERGY   ##|XPQR|Jump Trading|600
AEIS|ADVANCED ENERGY   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|15438
AEIS|ADVANCED ENERGY   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|3277
AEIS|ADVANCED ENERGY   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10765
AEL|AMER EQ INV LIFE HLD|ABLE|NATIXIS Securities Americas LLC|4102
AEL|AMER EQ INV LIFE HLD|ALTX|Alternet Securities Inc.|9241
AEL|AMER EQ INV LIFE HLD|ANOS|ABEL/NOSER, L.L.C.|96
AEL|AMER EQ INV LIFE HLD|APCC|Apex Clearing Corporation|131
AEL|AMER EQ INV LIFE HLD|BARD|Robert W. Baird & Co. Incorporated|979
AEL|AMER EQ INV LIFE HLD|BATM|CBOE TRADING, INC.|7415
AEL|AMER EQ INV LIFE HLD|BAYC|BAY CREST PARTNERS, LLC|40
AEL|AMER EQ INV LIFE HLD|BAYT|BTIG, LLC|200
AEL|AMER EQ INV LIFE HLD|BERN|Sanford C. Bernstein & Co., LLC|22944
AEL|AMER EQ INV LIFE HLD|BIDS|BIDS TRADING L.P.|108700
AEL|AMER EQ INV LIFE HLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5508
AEL|AMER EQ INV LIFE HLD|BLKX|INSTINET, LLC|212193
AEL|AMER EQ INV LIFE HLD|BMOC|BMO Capital Markets Corp.|1200
AEL|AMER EQ INV LIFE HLD|BNPX|BNP PARIBAS SECURITIES CORP.|31431
AEL|AMER EQ INV LIFE HLD|BRVL|BLAYLOCK VAN, LLC|7600
AEL|AMER EQ INV LIFE HLD|BTIG|BTIG, LLC|17400
AEL|AMER EQ INV LIFE HLD|BYXM|CBOE TRADING, INC.|2509
AEL|AMER EQ INV LIFE HLD|BZYD|GOLDMAN SACHS & CO. LLC|515
AEL|AMER EQ INV LIFE HLD|CANT|Cantor Fitzgerald & Co.|24566
AEL|AMER EQ INV LIFE HLD|CHAS|Charles Schwab & Co., Inc.|14690
AEL|AMER EQ INV LIFE HLD|CIST|Capital Institutional Services, Inc.|180
AEL|AMER EQ INV LIFE HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|113183
AEL|AMER EQ INV LIFE HLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6674
AEL|AMER EQ INV LIFE HLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
AEL|AMER EQ INV LIFE HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|249917
AEL|AMER EQ INV LIFE HLD|CSIN|Citadel Securities Institutional LLC|6439
AEL|AMER EQ INV LIFE HLD|CTDL|Citadel Derivatives Group Llc|90476
AEL|AMER EQ INV LIFE HLD|CTLR|CUTLER GROUP, LP|2329
AEL|AMER EQ INV LIFE HLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|56218
AEL|AMER EQ INV LIFE HLD|DBAB|Deutsche Bank Securities Inc.|183443
AEL|AMER EQ INV LIFE HLD|DBAX|Deutsche Bank Securities Inc.|184000
AEL|AMER EQ INV LIFE HLD|DBUL|Deutsche Bank Securities Inc.|200
AEL|AMER EQ INV LIFE HLD|DEAN|MORGAN STANLEY|1494
AEL|AMER EQ INV LIFE HLD|DEGS|RONIN PROFESSIONAL LLC|4762
AEL|AMER EQ INV LIFE HLD|EBXL|EBX LLC|145000
AEL|AMER EQ INV LIFE HLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|359
AEL|AMER EQ INV LIFE HLD|EDJO|Edward D. Jones & Co., L.P.|500
AEL|AMER EQ INV LIFE HLD|EGAM|CBOE TRADING, INC.|7323
AEL|AMER EQ INV LIFE HLD|EGAW|CBOE TRADING, INC.|50
AEL|AMER EQ INV LIFE HLD|EGMT|EG MARKET TECHNOLOGIES LLC|1200
AEL|AMER EQ INV LIFE HLD|EGXM|CBOE TRADING, INC.|1857
AEL|AMER EQ INV LIFE HLD|EGXW|CBOE TRADING, INC.|90
AEL|AMER EQ INV LIFE HLD|ETBE|Electronic Transaction Clearing, Inc.|6610
AEL|AMER EQ INV LIFE HLD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4100
AEL|AMER EQ INV LIFE HLD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11
AEL|AMER EQ INV LIFE HLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8109
AEL|AMER EQ INV LIFE HLD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1389
AEL|AMER EQ INV LIFE HLD|ETRS|E*Trade Securities LLC|1950
AEL|AMER EQ INV LIFE HLD|FILL|Tradestation Securities, Inc.|276
AEL|AMER EQ INV LIFE HLD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8286
AEL|AMER EQ INV LIFE HLD|FQLS|Quantlab Securities LP|107034
AEL|AMER EQ INV LIFE HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92375
AEL|AMER EQ INV LIFE HLD|FTBR|Foliofn Investments, Inc.|4288
AEL|AMER EQ INV LIFE HLD|GEBB|GLOBAL EXECUTION BROKERS, LP|358
AEL|AMER EQ INV LIFE HLD|GLPX|ACS EXECUTION SERVICES, LLC|8618
AEL|AMER EQ INV LIFE HLD|GSCO|GOLDMAN SACHS & CO. LLC|452209
AEL|AMER EQ INV LIFE HLD|GSCS|GOLDMAN SACHS & CO. LLC|3055
AEL|AMER EQ INV LIFE HLD|GSLT|GOLDMAN SACHS & CO. LLC|6284
AEL|AMER EQ INV LIFE HLD|GTSZ|GTS SECURITIES LLC|64133
AEL|AMER EQ INV LIFE HLD|HAPX|HAP Trading, LLC|100
AEL|AMER EQ INV LIFE HLD|HRBF|American Enterprise Investment Services Inc.|158
AEL|AMER EQ INV LIFE HLD|IATS|INTERACTIVE BROKERS LLC|2604
AEL|AMER EQ INV LIFE HLD|IBKR|Interactive Brokers Llc|6293
AEL|AMER EQ INV LIFE HLD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|80
AEL|AMER EQ INV LIFE HLD|ICBX|INSTINET, LLC|52927
AEL|AMER EQ INV LIFE HLD|IEQY|CITADEL SECURITIES LLC|34364
AEL|AMER EQ INV LIFE HLD|INCA|INSTINET, LLC|97603
AEL|AMER EQ INV LIFE HLD|INJX|INSTINET, LLC|3494
AEL|AMER EQ INV LIFE HLD|ITGI|ITG Inc.|84030
AEL|AMER EQ INV LIFE HLD|ITGP|ITG INC.|154400
AEL|AMER EQ INV LIFE HLD|JANY|Janney Montgomery Scott Inc.|452
AEL|AMER EQ INV LIFE HLD|JEFF|JEFFERIES LLC|18716
AEL|AMER EQ INV LIFE HLD|JMPT|JUMP TRADING, LLC|37074
AEL|AMER EQ INV LIFE HLD|JPBX|J.P. MORGAN SECURITIES LLC|38780
AEL|AMER EQ INV LIFE HLD|JPMX|J.P. Morgan Securities LLC|454902
AEL|AMER EQ INV LIFE HLD|JSJX|JANE STREET CAPITAL LLC|5492
AEL|AMER EQ INV LIFE HLD|KBWI|Keefe, Bruyette & Woods, Inc.|16800
AEL|AMER EQ INV LIFE HLD|KCGM|VIRTU Americas LLC|42086
AEL|AMER EQ INV LIFE HLD|LEHM|Barclays Capital Inc./Le|296650
AEL|AMER EQ INV LIFE HLD|LIME|Lime Brokerage LLC|23951
AEL|AMER EQ INV LIFE HLD|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
AEL|AMER EQ INV LIFE HLD|LOOP|Loop Capital Markets LLC|1851
AEL|AMER EQ INV LIFE HLD|LQNA|LIQUIDNET, INC.|15400
AEL|AMER EQ INV LIFE HLD|LSCI|Lek Securities Corporation|834
AEL|AMER EQ INV LIFE HLD|MACQ|Macquarie Capital (USA) Inc.|1000
AEL|AMER EQ INV LIFE HLD|MAXM|Maxim Group LLC|226
AEL|AMER EQ INV LIFE HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86445
AEL|AMER EQ INV LIFE HLD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
AEL|AMER EQ INV LIFE HLD|MOTF|MOTIF INVESTING, INC.|2
AEL|AMER EQ INV LIFE HLD|MSCO|MORGAN STANLEY & CO. LLC|583669
AEL|AMER EQ INV LIFE HLD|MSPL|MORGAN STANLEY & CO. LLC|159000
AEL|AMER EQ INV LIFE HLD|MSTX|MORGAN STANLEY & CO. LLC|87900
AEL|AMER EQ INV LIFE HLD|NFSC|National Financial Services LLC|67929
AEL|AMER EQ INV LIFE HLD|NITE|VIRTU Americas LLC|213080
AEL|AMER EQ INV LIFE HLD|NQRB|Brut, LLC|4339
AEL|AMER EQ INV LIFE HLD|NTRC|Northern Trust Securities, Inc.|87
AEL|AMER EQ INV LIFE HLD|ONEL|O'NEIL SECURITIES, INCORPORATED|200
AEL|AMER EQ INV LIFE HLD|OPCO|Oppenheimer & Co. Inc.|894
AEL|AMER EQ INV LIFE HLD|PDQM|CODA MARKETS, INC.|86166
AEL|AMER EQ INV LIFE HLD|PWJC|UBS Financial Services, Inc.|500
AEL|AMER EQ INV LIFE HLD|QMSR|QUATTRO M SECURITIES INC.|1819
AEL|AMER EQ INV LIFE HLD|RBCM|RBC CAPITAL MARKETS, LLC|7249
AEL|AMER EQ INV LIFE HLD|SAGL|SAGETRADER, LLC|4501
AEL|AMER EQ INV LIFE HLD|SBSH|Citigroup Global Markets Inc.|169759
AEL|AMER EQ INV LIFE HLD|SCMC|Scotia Capital Markets (USA) Inc.|50000
AEL|AMER EQ INV LIFE HLD|SEIC|SEI Investments Distribution Co.|600
AEL|AMER EQ INV LIFE HLD|SGMT|GOLDMAN SACHS & CO. LLC|131568
AEL|AMER EQ INV LIFE HLD|SPDR|SPEEDROUTE LLC|7800
AEL|AMER EQ INV LIFE HLD|SSBS|STATE STREET GLOBAL MARKETS, LLC|27398
AEL|AMER EQ INV LIFE HLD|STFL|Stifel, Nicolaus & Company, Incorporated|3489
AEL|AMER EQ INV LIFE HLD|STKP|STOCKPILE INVESTMENTS, INC.|4
AEL|AMER EQ INV LIFE HLD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6036
AEL|AMER EQ INV LIFE HLD|SWIM|TD Ameritrade, Inc.|17897
AEL|AMER EQ INV LIFE HLD|SWST|Hilltop Securities Inc.|11
AEL|AMER EQ INV LIFE HLD|TKNG|ALLY INVEST SECURITIES LLC|289
AEL|AMER EQ INV LIFE HLD|TRBT|Tradebot Systems, Inc.|115205
AEL|AMER EQ INV LIFE HLD|TRCM|TRC MARKETS LLC|50628
AEL|AMER EQ INV LIFE HLD|TWTT|TASTYWORKS, INC.|20
AEL|AMER EQ INV LIFE HLD|UBSA|UBS SECURITIES LLC|420817
AEL|AMER EQ INV LIFE HLD|UBSS|UBS Securities LLC|562290
AEL|AMER EQ INV LIFE HLD|VALX|VIRTU AMERICAS LLC|7683
AEL|AMER EQ INV LIFE HLD|VGRD|Vanguard Marketing Corporation|49124
AEL|AMER EQ INV LIFE HLD|VNDM|Wall Street Access|10636
AEL|AMER EQ INV LIFE HLD|WABR|Wall Street Access|95
AEL|AMER EQ INV LIFE HLD|WBPX|SUMMIT SECURITIES GROUP, LLC|3401
AEL|AMER EQ INV LIFE HLD|WCHV|WELLS FARGO SECURITIES, LLC|34990
AEL|AMER EQ INV LIFE HLD|WDNX|WEEDEN & CO.L.P.|674
AEL|AMER EQ INV LIFE HLD|WEDB|WEDBUSH SECURITIES INC.|7434
AEL|AMER EQ INV LIFE HLD|WEED|Weeden & Co.L.P.|600
AEL|AMER EQ INV LIFE HLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5073
AEL|AMER EQ INV LIFE HLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12371
AEL|AMER EQ INV LIFE HLD|WGIF|CIBC World Markets Inc.|5
AEL|AMER EQ INV LIFE HLD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|627
AEL|AMER EQ INV LIFE HLD|WSEA|WOLVERINE SECURITIES, LLC|1680
AEL|AMER EQ INV LIFE HLD|XIST|INSTINET, LLC|63200
AEL|AMER EQ INV LIFE HLD|XPQR|Jump Trading|4883
AEL|AMER EQ INV LIFE HLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|23690
AEL|AMER EQ INV LIFE HLD|YKNA|COMHAR CAPITAL MARKETS, LLC|3047
AEL|AMER EQ INV LIFE HLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3944
AEM|AGNICO EAGLE MINES|ALTX|Alternet Securities Inc.|2800
AEM|AGNICO EAGLE MINES|APCC|Apex Clearing Corporation|17433
AEM|AGNICO EAGLE MINES|AURC|Aurora Capital LLC|400
AEM|AGNICO EAGLE MINES|BANK|Primevest Financial Services, Inc.|4
AEM|AGNICO EAGLE MINES|BARD|Robert W. Baird & Co. Incorporated|874
AEM|AGNICO EAGLE MINES|BATM|CBOE TRADING, INC.|24402
AEM|AGNICO EAGLE MINES|BAYC|BAY CREST PARTNERS, LLC|46537
AEM|AGNICO EAGLE MINES|BAYT|BTIG, LLC|300
AEM|AGNICO EAGLE MINES|BBNT|BB&T SECURITIES, LLC|1
AEM|AGNICO EAGLE MINES|BERN|Sanford C. Bernstein & Co., LLC|19600
AEM|AGNICO EAGLE MINES|BIDS|BIDS TRADING L.P.|500
AEM|AGNICO EAGLE MINES|BIMI|Banca IMI Securities Corp.|851
AEM|AGNICO EAGLE MINES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5697
AEM|AGNICO EAGLE MINES|BLKX|INSTINET, LLC|10000
AEM|AGNICO EAGLE MINES|BNPX|BNP PARIBAS SECURITIES CORP.|1
AEM|AGNICO EAGLE MINES|BTIG|BTIG, LLC|100
AEM|AGNICO EAGLE MINES|BZYD|GOLDMAN SACHS & CO. LLC|200
AEM|AGNICO EAGLE MINES|CANT|Cantor Fitzgerald & Co.|10
AEM|AGNICO EAGLE MINES|CHAS|Charles Schwab & Co., Inc.|545
AEM|AGNICO EAGLE MINES|CICF|Canaccord Genuity Corp.|10362
AEM|AGNICO EAGLE MINES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35751
AEM|AGNICO EAGLE MINES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
AEM|AGNICO EAGLE MINES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330177
AEM|AGNICO EAGLE MINES|CTDE|CHOICETRADE|3
AEM|AGNICO EAGLE MINES|CTDL|Citadel Derivatives Group Llc|5618
AEM|AGNICO EAGLE MINES|CXCX|CITIGROUP GLOBAL MARKETS INC.|26324
AEM|AGNICO EAGLE MINES|DADA|D.A. Davidson & Co.|5001
AEM|AGNICO EAGLE MINES|DBAB|Deutsche Bank Securities Inc.|190816
AEM|AGNICO EAGLE MINES|DBAX|Deutsche Bank Securities Inc.|125800
AEM|AGNICO EAGLE MINES|DBUL|Deutsche Bank Securities Inc.|4926
AEM|AGNICO EAGLE MINES|DCHF|Dart Executions, LLC|1042
AEM|AGNICO EAGLE MINES|DEAN|MORGAN STANLEY|6112
AEM|AGNICO EAGLE MINES|DEGS|RONIN PROFESSIONAL LLC|100
AEM|AGNICO EAGLE MINES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10289
AEM|AGNICO EAGLE MINES|EBXL|EBX LLC|148000
AEM|AGNICO EAGLE MINES|ECUT|CONVERGEX EXECUTION SOLUTIONS|2970
AEM|AGNICO EAGLE MINES|EDJO|Edward D. Jones & Co., L.P.|1554
AEM|AGNICO EAGLE MINES|EGAM|CBOE TRADING, INC.|13195
AEM|AGNICO EAGLE MINES|EGAW|CBOE TRADING, INC.|737
AEM|AGNICO EAGLE MINES|EGMT|EG MARKET TECHNOLOGIES LLC|200
AEM|AGNICO EAGLE MINES|EGXM|CBOE TRADING, INC.|1690
AEM|AGNICO EAGLE MINES|EGXW|CBOE TRADING, INC.|5
AEM|AGNICO EAGLE MINES|ELEV|ELEVATION, LLC|6280
AEM|AGNICO EAGLE MINES|EROP|Eroom Securities L.L.C.|1200
AEM|AGNICO EAGLE MINES|ETBE|Electronic Transaction Clearing, Inc.|21963
AEM|AGNICO EAGLE MINES|ETCB|ETC BROKERAGE SERVICES, LLC|65
AEM|AGNICO EAGLE MINES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5500
AEM|AGNICO EAGLE MINES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|601
AEM|AGNICO EAGLE MINES|ETRS|E*Trade Securities LLC|17127
AEM|AGNICO EAGLE MINES|FILL|Tradestation Securities, Inc.|5771
AEM|AGNICO EAGLE MINES|FMAF|NBCN Inc./ CDS|62
AEM|AGNICO EAGLE MINES|FQLS|Quantlab Securities LP|354892
AEM|AGNICO EAGLE MINES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52773
AEM|AGNICO EAGLE MINES|FTBR|Foliofn Investments, Inc.|832
AEM|AGNICO EAGLE MINES|GEBB|GLOBAL EXECUTION BROKERS, LP|17968
AEM|AGNICO EAGLE MINES|GLIS|TD Securities Inc|14048
AEM|AGNICO EAGLE MINES|GLPX|ACS EXECUTION SERVICES, LLC|26736
AEM|AGNICO EAGLE MINES|GSCO|GOLDMAN SACHS & CO. LLC|1612481
AEM|AGNICO EAGLE MINES|GSCS|GOLDMAN SACHS & CO. LLC|1959
AEM|AGNICO EAGLE MINES|GSLT|GOLDMAN SACHS & CO. LLC|11338
AEM|AGNICO EAGLE MINES|GTSZ|GTS SECURITIES LLC|62090
AEM|AGNICO EAGLE MINES|HASF|Haywood Securities Inc./CDS|9700
AEM|AGNICO EAGLE MINES|HCTA|Hardcastle Trading USA LLC|79561
AEM|AGNICO EAGLE MINES|HRBF|American Enterprise Investment Services Inc.|5291
AEM|AGNICO EAGLE MINES|HSBC|HSBC Securities, Inc.|29157
AEM|AGNICO EAGLE MINES|IATS|INTERACTIVE BROKERS LLC|9687
AEM|AGNICO EAGLE MINES|IBKR|Interactive Brokers Llc|26502
AEM|AGNICO EAGLE MINES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
AEM|AGNICO EAGLE MINES|ICBX|INSTINET, LLC|65739
AEM|AGNICO EAGLE MINES|INCA|INSTINET, LLC|359298
AEM|AGNICO EAGLE MINES|INJX|INSTINET, LLC|14
AEM|AGNICO EAGLE MINES|ITGI|ITG Inc.|177156
AEM|AGNICO EAGLE MINES|ITGP|ITG INC.|57200
AEM|AGNICO EAGLE MINES|JANY|Janney Montgomery Scott Inc.|369
AEM|AGNICO EAGLE MINES|JEFF|JEFFERIES LLC|49429
AEM|AGNICO EAGLE MINES|JMPT|JUMP TRADING, LLC|48439
AEM|AGNICO EAGLE MINES|JPBX|J.P. MORGAN SECURITIES LLC|27426
AEM|AGNICO EAGLE MINES|JPMX|J.P. Morgan Securities LLC|321462
AEM|AGNICO EAGLE MINES|JSJX|JANE STREET CAPITAL LLC|6427
AEM|AGNICO EAGLE MINES|JUTA|JUMP TRADING, LLC|100
AEM|AGNICO EAGLE MINES|KCGM|VIRTU Americas LLC|28168
AEM|AGNICO EAGLE MINES|LEHM|Barclays Capital Inc./Le|938572
AEM|AGNICO EAGLE MINES|LGNT|COR CLEARING LLC|2
AEM|AGNICO EAGLE MINES|LIME|Lime Brokerage LLC|89489
AEM|AGNICO EAGLE MINES|LQNA|LIQUIDNET, INC.|10000
AEM|AGNICO EAGLE MINES|LSCI|Lek Securities Corporation|180
AEM|AGNICO EAGLE MINES|MACC|Mid Atlantic Capital Corporation|170
AEM|AGNICO EAGLE MINES|MCMF|Raymond James Ltd. Cds|700
AEM|AGNICO EAGLE MINES|MKMP|MKM Partners LLC|8100
AEM|AGNICO EAGLE MINES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59212
AEM|AGNICO EAGLE MINES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
AEM|AGNICO EAGLE MINES|MOTF|MOTIF INVESTING, INC.|82
AEM|AGNICO EAGLE MINES|MSCO|MORGAN STANLEY & CO. LLC|1021354
AEM|AGNICO EAGLE MINES|MSPL|MORGAN STANLEY & CO. LLC|230000
AEM|AGNICO EAGLE MINES|MSTX|MORGAN STANLEY & CO. LLC|99500
AEM|AGNICO EAGLE MINES|NBCS|NBC Securities, INC.|108
AEM|AGNICO EAGLE MINES|NEUB|NEUBERGER BERMAN BD LLC|5055
AEM|AGNICO EAGLE MINES|NFSC|National Financial Services LLC|194736
AEM|AGNICO EAGLE MINES|NITE|VIRTU Americas LLC|459166
AEM|AGNICO EAGLE MINES|NITP|VIRTU Americas LLC|600
AEM|AGNICO EAGLE MINES|NQRB|Brut, LLC|5743
AEM|AGNICO EAGLE MINES|NTBF|BMO Nesbitt Burns Inc./CDS|300
AEM|AGNICO EAGLE MINES|NTRC|Northern Trust Securities, Inc.|200
AEM|AGNICO EAGLE MINES|OHOS|TWO SIGMA SECURITIES, LLC|133107
AEM|AGNICO EAGLE MINES|OLDM|OLD MISSION CAPITAL, LLC|44002
AEM|AGNICO EAGLE MINES|OPCO|Oppenheimer & Co. Inc.|4832
AEM|AGNICO EAGLE MINES|PDQM|CODA MARKETS, INC.|10351
AEM|AGNICO EAGLE MINES|PHLY|NASDAQ Execution Services, LLC|1200
AEM|AGNICO EAGLE MINES|PWJC|UBS Financial Services, Inc.|5450
AEM|AGNICO EAGLE MINES|RBCM|RBC CAPITAL MARKETS, LLC|5014
AEM|AGNICO EAGLE MINES|RGLD|Regal Securities, Inc|20
AEM|AGNICO EAGLE MINES|RHOX|XR Securities LLC|3695
AEM|AGNICO EAGLE MINES|SAGL|SAGETRADER, LLC|7664
AEM|AGNICO EAGLE MINES|SAGW|SAGETRADER, LLC|1800
AEM|AGNICO EAGLE MINES|SBRX|MURIEL SIEBERT & CO INC|200
AEM|AGNICO EAGLE MINES|SBSH|Citigroup Global Markets Inc.|59137
AEM|AGNICO EAGLE MINES|SCMC|Scotia Capital Markets (USA) Inc.|800
AEM|AGNICO EAGLE MINES|SGMT|GOLDMAN SACHS & CO. LLC|49055
AEM|AGNICO EAGLE MINES|SIBO|Prime Executions, Inc.|3300
AEM|AGNICO EAGLE MINES|SPDR|SPEEDROUTE LLC|13800
AEM|AGNICO EAGLE MINES|STFL|Stifel, Nicolaus & Company, Incorporated|4564
AEM|AGNICO EAGLE MINES|STXG|Stockcross Financial Services, Inc.|1100
AEM|AGNICO EAGLE MINES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3363
AEM|AGNICO EAGLE MINES|SWIM|TD Ameritrade, Inc.|135189
AEM|AGNICO EAGLE MINES|SWST|Hilltop Securities Inc.|900
AEM|AGNICO EAGLE MINES|TKNG|ALLY INVEST SECURITIES LLC|291
AEM|AGNICO EAGLE MINES|TRBT|Tradebot Systems, Inc.|230048
AEM|AGNICO EAGLE MINES|TRCM|TRC MARKETS LLC|379443
AEM|AGNICO EAGLE MINES|TWTT|TASTYWORKS, INC.|200
AEM|AGNICO EAGLE MINES|UBSA|UBS SECURITIES LLC|367692
AEM|AGNICO EAGLE MINES|UBSS|UBS Securities LLC|853955
AEM|AGNICO EAGLE MINES|VALX|VIRTU AMERICAS LLC|10942
AEM|AGNICO EAGLE MINES|VGRD|Vanguard Marketing Corporation|15087
AEM|AGNICO EAGLE MINES|WBPX|SUMMIT SECURITIES GROUP, LLC|2649
AEM|AGNICO EAGLE MINES|WCHV|WELLS FARGO SECURITIES, LLC|46703
AEM|AGNICO EAGLE MINES|WEDB|WEDBUSH SECURITIES INC.|5708
AEM|AGNICO EAGLE MINES|WEED|Weeden & Co.L.P.|554
AEM|AGNICO EAGLE MINES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81421
AEM|AGNICO EAGLE MINES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18
AEM|AGNICO EAGLE MINES|WSEA|WOLVERINE SECURITIES, LLC|9109
AEM|AGNICO EAGLE MINES|XIST|INSTINET, LLC|72800
AEM|AGNICO EAGLE MINES|XPUS|XP SECURITIES, LLC|2998
AEM|AGNICO EAGLE MINES|XSTM|NATIONAL FINANCIAL SERVICES LLC|27950
AEM|AGNICO EAGLE MINES|YKNA|COMHAR CAPITAL MARKETS, LLC|10
AEM|AGNICO EAGLE MINES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2897
AEMD|AETHLON MEDICAL CMN|ALTX|Alternet Securities Inc.|1600
AEMD|AETHLON MEDICAL CMN|APCC|Apex Clearing Corporation|420
AEMD|AETHLON MEDICAL CMN|BARD|Robert W. Baird & Co. Incorporated|5300
AEMD|AETHLON MEDICAL CMN|BATM|CBOE TRADING, INC.|1211
AEMD|AETHLON MEDICAL CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43
AEMD|AETHLON MEDICAL CMN|BMAK|BMA SECURITIES|4202
AEMD|AETHLON MEDICAL CMN|CANT|Cantor Fitzgerald & Co.|4800
AEMD|AETHLON MEDICAL CMN|CHAS|Charles Schwab & Co., Inc.|3352
AEMD|AETHLON MEDICAL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
AEMD|AETHLON MEDICAL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7548
AEMD|AETHLON MEDICAL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
AEMD|AETHLON MEDICAL CMN|DBAB|Deutsche Bank Securities Inc.|1200
AEMD|AETHLON MEDICAL CMN|DBAX|Deutsche Bank Securities Inc.|1700
AEMD|AETHLON MEDICAL CMN|DEGS|RONIN PROFESSIONAL LLC|1000
AEMD|AETHLON MEDICAL CMN|EBXL|EBX LLC|1000
AEMD|AETHLON MEDICAL CMN|EGAM|CBOE TRADING, INC.|900
AEMD|AETHLON MEDICAL CMN|EGXM|CBOE TRADING, INC.|6920
AEMD|AETHLON MEDICAL CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|90
AEMD|AETHLON MEDICAL CMN|ETRS|E*Trade Securities LLC|68187
AEMD|AETHLON MEDICAL CMN|FBCO|Credit Suisse Securities (USA) LLC|12410
AEMD|AETHLON MEDICAL CMN|FBSB|U.S. Bancorp Investments, Inc.|250
AEMD|AETHLON MEDICAL CMN|FILL|Tradestation Securities, Inc.|5
AEMD|AETHLON MEDICAL CMN|FMAF|NBCN Inc./ CDS|1280
AEMD|AETHLON MEDICAL CMN|FOMA|TD AMERITRADE CLEARING, INC.|521851
AEMD|AETHLON MEDICAL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|781
AEMD|AETHLON MEDICAL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2244
AEMD|AETHLON MEDICAL CMN|GLPX|ACS EXECUTION SERVICES, LLC|900
AEMD|AETHLON MEDICAL CMN|GSCO|GOLDMAN SACHS & CO. LLC|2287
AEMD|AETHLON MEDICAL CMN|IATS|INTERACTIVE BROKERS LLC|3000
AEMD|AETHLON MEDICAL CMN|IBKR|Interactive Brokers Llc|31057
AEMD|AETHLON MEDICAL CMN|ICBX|INSTINET, LLC|1400
AEMD|AETHLON MEDICAL CMN|INCA|INSTINET, LLC|9007
AEMD|AETHLON MEDICAL CMN|ITGI|ITG Inc.|2335
AEMD|AETHLON MEDICAL CMN|ITGP|ITG INC.|2600
AEMD|AETHLON MEDICAL CMN|JPMX|J.P. Morgan Securities LLC|1600
AEMD|AETHLON MEDICAL CMN|JSJX|JANE STREET CAPITAL LLC|200
AEMD|AETHLON MEDICAL CMN|KCGM|VIRTU Americas LLC|500
AEMD|AETHLON MEDICAL CMN|LEHM|Barclays Capital Inc./Le|2995
AEMD|AETHLON MEDICAL CMN|LIME|Lime Brokerage LLC|9805
AEMD|AETHLON MEDICAL CMN|LSCI|Lek Securities Corporation|1000
AEMD|AETHLON MEDICAL CMN|MAXM|Maxim Group LLC|2000
AEMD|AETHLON MEDICAL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3100
AEMD|AETHLON MEDICAL CMN|MOTF|MOTIF INVESTING, INC.|1
AEMD|AETHLON MEDICAL CMN|MSCO|MORGAN STANLEY & CO. LLC|125794
AEMD|AETHLON MEDICAL CMN|MSPL|MORGAN STANLEY & CO. LLC|1400
AEMD|AETHLON MEDICAL CMN|NFSC|National Financial Services LLC|195197
AEMD|AETHLON MEDICAL CMN|NITE|VIRTU Americas LLC|413190
AEMD|AETHLON MEDICAL CMN|NITP|VIRTU Americas LLC|2
AEMD|AETHLON MEDICAL CMN|NQRB|Brut, LLC|200
AEMD|AETHLON MEDICAL CMN|PDQM|CODA MARKETS, INC.|1700
AEMD|AETHLON MEDICAL CMN|RBCM|RBC CAPITAL MARKETS, LLC|45200
AEMD|AETHLON MEDICAL CMN|SGMT|GOLDMAN SACHS & CO. LLC|2500
AEMD|AETHLON MEDICAL CMN|SPDR|SPEEDROUTE LLC|200
AEMD|AETHLON MEDICAL CMN|SWIM|TD Ameritrade, Inc.|74410
AEMD|AETHLON MEDICAL CMN|SWST|Hilltop Securities Inc.|5000
AEMD|AETHLON MEDICAL CMN|TKNG|ALLY INVEST SECURITIES LLC|5912
AEMD|AETHLON MEDICAL CMN|TRCM|TRC MARKETS LLC|600
AEMD|AETHLON MEDICAL CMN|UBSA|UBS SECURITIES LLC|7064
AEMD|AETHLON MEDICAL CMN|UBSS|UBS Securities LLC|35882
AEMD|AETHLON MEDICAL CMN|VGRD|Vanguard Marketing Corporation|5142
AEMD|AETHLON MEDICAL CMN|VSIN|Vision Financial Markets Llc|100
AEMD|AETHLON MEDICAL CMN|WCHV|WELLS FARGO SECURITIES, LLC|20057
AEMD|AETHLON MEDICAL CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|286
AEMD|AETHLON MEDICAL CMN|WSEA|WOLVERINE SECURITIES, LLC|8943
AEO|AMER EAGLE OUTFITTER|ALTX|Alternet Securities Inc.|17628
AEO|AMER EAGLE OUTFITTER|APCC|Apex Clearing Corporation|7335
AEO|AMER EAGLE OUTFITTER|AQUA|AQUA SECURITIES L.P.|76200
AEO|AMER EAGLE OUTFITTER|BANK|Primevest Financial Services, Inc.|23
AEO|AMER EAGLE OUTFITTER|BARD|Robert W. Baird & Co. Incorporated|23186
AEO|AMER EAGLE OUTFITTER|BATM|CBOE TRADING, INC.|18923
AEO|AMER EAGLE OUTFITTER|BAYT|BTIG, LLC|3300
AEO|AMER EAGLE OUTFITTER|BERN|Sanford C. Bernstein & Co., LLC|57308
AEO|AMER EAGLE OUTFITTER|BIAD|SAGETRADER, LLC|10
AEO|AMER EAGLE OUTFITTER|BIDS|BIDS TRADING L.P.|66600
AEO|AMER EAGLE OUTFITTER|BKCM|BNY Mellon Capital Markets LLC|24084
AEO|AMER EAGLE OUTFITTER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27237
AEO|AMER EAGLE OUTFITTER|BLKX|INSTINET, LLC|338752
AEO|AMER EAGLE OUTFITTER|BNPX|BNP PARIBAS SECURITIES CORP.|259765
AEO|AMER EAGLE OUTFITTER|BRVL|BLAYLOCK VAN, LLC|500
AEO|AMER EAGLE OUTFITTER|BTIG|BTIG, LLC|29886
AEO|AMER EAGLE OUTFITTER|BYXM|CBOE TRADING, INC.|6296
AEO|AMER EAGLE OUTFITTER|BZYD|GOLDMAN SACHS & CO. LLC|900
AEO|AMER EAGLE OUTFITTER|CANT|Cantor Fitzgerald & Co.|24521
AEO|AMER EAGLE OUTFITTER|CCMB|COWEN PRIME SERVICES LLC|100
AEO|AMER EAGLE OUTFITTER|CHAS|Charles Schwab & Co., Inc.|20019
AEO|AMER EAGLE OUTFITTER|CIST|Capital Institutional Services, Inc.|9922
AEO|AMER EAGLE OUTFITTER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|530749
AEO|AMER EAGLE OUTFITTER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2887
AEO|AMER EAGLE OUTFITTER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1509213
AEO|AMER EAGLE OUTFITTER|CTDL|Citadel Derivatives Group Llc|20800
AEO|AMER EAGLE OUTFITTER|CTLR|CUTLER GROUP, LP|5451
AEO|AMER EAGLE OUTFITTER|CXCX|CITIGROUP GLOBAL MARKETS INC.|284478
AEO|AMER EAGLE OUTFITTER|DBAB|Deutsche Bank Securities Inc.|1040900
AEO|AMER EAGLE OUTFITTER|DBAX|Deutsche Bank Securities Inc.|1100200
AEO|AMER EAGLE OUTFITTER|DBUL|Deutsche Bank Securities Inc.|11061
AEO|AMER EAGLE OUTFITTER|DCHF|Dart Executions, LLC|5583
AEO|AMER EAGLE OUTFITTER|DEAN|MORGAN STANLEY|24732
AEO|AMER EAGLE OUTFITTER|DEGS|RONIN PROFESSIONAL LLC|300
AEO|AMER EAGLE OUTFITTER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10875
AEO|AMER EAGLE OUTFITTER|EBXL|EBX LLC|838900
AEO|AMER EAGLE OUTFITTER|ECUT|CONVERGEX EXECUTION SOLUTIONS|98746
AEO|AMER EAGLE OUTFITTER|EDJO|Edward D. Jones & Co., L.P.|447
AEO|AMER EAGLE OUTFITTER|EGAM|CBOE TRADING, INC.|34774
AEO|AMER EAGLE OUTFITTER|EGAW|CBOE TRADING, INC.|125
AEO|AMER EAGLE OUTFITTER|EGXM|CBOE TRADING, INC.|9769
AEO|AMER EAGLE OUTFITTER|EGXW|CBOE TRADING, INC.|19
AEO|AMER EAGLE OUTFITTER|EROM|Eroom Securities L.L.C.|1080
AEO|AMER EAGLE OUTFITTER|ETBE|Electronic Transaction Clearing, Inc.|46231
AEO|AMER EAGLE OUTFITTER|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
AEO|AMER EAGLE OUTFITTER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23620
AEO|AMER EAGLE OUTFITTER|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
AEO|AMER EAGLE OUTFITTER|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4787
AEO|AMER EAGLE OUTFITTER|ETRS|E*Trade Securities LLC|1125447
AEO|AMER EAGLE OUTFITTER|FBRC|B. RILEY FBR, INC.|386312
AEO|AMER EAGLE OUTFITTER|FBSB|U.S. Bancorp Investments, Inc.|10
AEO|AMER EAGLE OUTFITTER|FILL|Tradestation Securities, Inc.|10020
AEO|AMER EAGLE OUTFITTER|FMAF|NBCN Inc./ CDS|1000
AEO|AMER EAGLE OUTFITTER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|48422
AEO|AMER EAGLE OUTFITTER|FQLS|Quantlab Securities LP|881199
AEO|AMER EAGLE OUTFITTER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|440582
AEO|AMER EAGLE OUTFITTER|FTBR|Foliofn Investments, Inc.|12338
AEO|AMER EAGLE OUTFITTER|GEBB|GLOBAL EXECUTION BROKERS, LP|15398
AEO|AMER EAGLE OUTFITTER|GLIS|TD Securities Inc|17524
AEO|AMER EAGLE OUTFITTER|GLPX|ACS EXECUTION SERVICES, LLC|166368
AEO|AMER EAGLE OUTFITTER|GSCO|GOLDMAN SACHS & CO. LLC|2947405
AEO|AMER EAGLE OUTFITTER|GSCS|GOLDMAN SACHS & CO. LLC|28184
AEO|AMER EAGLE OUTFITTER|GSLT|GOLDMAN SACHS & CO. LLC|27722
AEO|AMER EAGLE OUTFITTER|GTSZ|GTS SECURITIES LLC|384735
AEO|AMER EAGLE OUTFITTER|HRBF|American Enterprise Investment Services Inc.|3454
AEO|AMER EAGLE OUTFITTER|IATS|INTERACTIVE BROKERS LLC|24854
AEO|AMER EAGLE OUTFITTER|IBKR|Interactive Brokers Llc|93130
AEO|AMER EAGLE OUTFITTER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
AEO|AMER EAGLE OUTFITTER|ICBX|INSTINET, LLC|273993
AEO|AMER EAGLE OUTFITTER|IEQY|CITADEL SECURITIES LLC|531213
AEO|AMER EAGLE OUTFITTER|INCA|INSTINET, LLC|1055082
AEO|AMER EAGLE OUTFITTER|INJX|INSTINET, LLC|25443
AEO|AMER EAGLE OUTFITTER|ITGI|ITG Inc.|97314
AEO|AMER EAGLE OUTFITTER|ITGP|ITG INC.|627200
AEO|AMER EAGLE OUTFITTER|JANY|Janney Montgomery Scott Inc.|6591
AEO|AMER EAGLE OUTFITTER|JEFF|JEFFERIES LLC|546102
AEO|AMER EAGLE OUTFITTER|JMPT|JUMP TRADING, LLC|229508
AEO|AMER EAGLE OUTFITTER|JPBX|J.P. MORGAN SECURITIES LLC|848857
AEO|AMER EAGLE OUTFITTER|JPMX|J.P. Morgan Securities LLC|1749539
AEO|AMER EAGLE OUTFITTER|JSJX|JANE STREET CAPITAL LLC|33714
AEO|AMER EAGLE OUTFITTER|KCGM|VIRTU Americas LLC|241802
AEO|AMER EAGLE OUTFITTER|KRSH|Kershner Securities, LLC|4672
AEO|AMER EAGLE OUTFITTER|LEHM|Barclays Capital Inc./Le|4081542
AEO|AMER EAGLE OUTFITTER|LIME|Lime Brokerage LLC|75843
AEO|AMER EAGLE OUTFITTER|LIWE|LIME BROKERAGE LLC|1200
AEO|AMER EAGLE OUTFITTER|LOOP|Loop Capital Markets LLC|5751
AEO|AMER EAGLE OUTFITTER|LQNA|LIQUIDNET, INC.|152100
AEO|AMER EAGLE OUTFITTER|LSCI|Lek Securities Corporation|1443
AEO|AMER EAGLE OUTFITTER|LVMR|LIVERMORE TRADING GROUP, INC.|9762
AEO|AMER EAGLE OUTFITTER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AEO|AMER EAGLE OUTFITTER|MACC|Mid Atlantic Capital Corporation|1806
AEO|AMER EAGLE OUTFITTER|MACQ|Macquarie Capital (USA) Inc.|207105
AEO|AMER EAGLE OUTFITTER|MAXM|Maxim Group LLC|2420
AEO|AMER EAGLE OUTFITTER|MBTS|ALLY INVEST SECURITIES LLC|1250
AEO|AMER EAGLE OUTFITTER|MKMP|MKM Partners LLC|30000
AEO|AMER EAGLE OUTFITTER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|692214
AEO|AMER EAGLE OUTFITTER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
AEO|AMER EAGLE OUTFITTER|MOTF|MOTIF INVESTING, INC.|9
AEO|AMER EAGLE OUTFITTER|MSCO|MORGAN STANLEY & CO. LLC|6403872
AEO|AMER EAGLE OUTFITTER|MSPL|MORGAN STANLEY & CO. LLC|1804800
AEO|AMER EAGLE OUTFITTER|MSTX|MORGAN STANLEY & CO. LLC|1375300
AEO|AMER EAGLE OUTFITTER|MTON|MILLINGTON SECURITIES, INC.|150000
AEO|AMER EAGLE OUTFITTER|MZHO|Mizuho Securities USA LLC|29300
AEO|AMER EAGLE OUTFITTER|NEED|Needham & Company, LLC|4900
AEO|AMER EAGLE OUTFITTER|NFSC|National Financial Services LLC|825091
AEO|AMER EAGLE OUTFITTER|NITE|VIRTU Americas LLC|2310661
AEO|AMER EAGLE OUTFITTER|NITP|VIRTU Americas LLC|5738
AEO|AMER EAGLE OUTFITTER|NQRB|Brut, LLC|146367
AEO|AMER EAGLE OUTFITTER|NTBF|BMO Nesbitt Burns Inc./CDS|500
AEO|AMER EAGLE OUTFITTER|NTRC|Northern Trust Securities, Inc.|4046
AEO|AMER EAGLE OUTFITTER|OHOS|TWO SIGMA SECURITIES, LLC|149217
AEO|AMER EAGLE OUTFITTER|ONEL|O'NEIL SECURITIES, INCORPORATED|300
AEO|AMER EAGLE OUTFITTER|OPCO|Oppenheimer & Co. Inc.|4370
AEO|AMER EAGLE OUTFITTER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AEO|AMER EAGLE OUTFITTER|PDQM|CODA MARKETS, INC.|86741
AEO|AMER EAGLE OUTFITTER|PHLY|NASDAQ Execution Services, LLC|11800
AEO|AMER EAGLE OUTFITTER|PIPR|Piper Jaffray & Co.|333
AEO|AMER EAGLE OUTFITTER|PWJC|UBS Financial Services, Inc.|310
AEO|AMER EAGLE OUTFITTER|QMSR|QUATTRO M SECURITIES INC.|18852
AEO|AMER EAGLE OUTFITTER|RBCM|RBC CAPITAL MARKETS, LLC|27880
AEO|AMER EAGLE OUTFITTER|ROTH|Roth Capital Partners, LLC|45200
AEO|AMER EAGLE OUTFITTER|SAGL|SAGETRADER, LLC|28600
AEO|AMER EAGLE OUTFITTER|SALI|INTL FCSTONE FINANCIAL INC.|800
AEO|AMER EAGLE OUTFITTER|SBSH|Citigroup Global Markets Inc.|481704
AEO|AMER EAGLE OUTFITTER|SGMT|GOLDMAN SACHS & CO. LLC|523229
AEO|AMER EAGLE OUTFITTER|SPDR|SPEEDROUTE LLC|22445
AEO|AMER EAGLE OUTFITTER|SPGS|Sea Port Group Securities, LLC|20000
AEO|AMER EAGLE OUTFITTER|SPHN|Stephens Inc.|167839
AEO|AMER EAGLE OUTFITTER|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
AEO|AMER EAGLE OUTFITTER|STFC|Stuart Frankel & Co., Incorporated|2200
AEO|AMER EAGLE OUTFITTER|STFL|Stifel, Nicolaus & Company, Incorporated|91755
AEO|AMER EAGLE OUTFITTER|STKP|STOCKPILE INVESTMENTS, INC.|270
AEO|AMER EAGLE OUTFITTER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15653
AEO|AMER EAGLE OUTFITTER|SWIM|TD Ameritrade, Inc.|794046
AEO|AMER EAGLE OUTFITTER|SWST|Hilltop Securities Inc.|29829
AEO|AMER EAGLE OUTFITTER|TAGC|TELSEY ADVISORY GROUP LLC|303992
AEO|AMER EAGLE OUTFITTER|TKNG|ALLY INVEST SECURITIES LLC|67923
AEO|AMER EAGLE OUTFITTER|TRBT|Tradebot Systems, Inc.|778845
AEO|AMER EAGLE OUTFITTER|TRCM|TRC MARKETS LLC|199785
AEO|AMER EAGLE OUTFITTER|TWTT|TASTYWORKS, INC.|1926
AEO|AMER EAGLE OUTFITTER|UBSA|UBS SECURITIES LLC|2797510
AEO|AMER EAGLE OUTFITTER|UBSS|UBS Securities LLC|2393879
AEO|AMER EAGLE OUTFITTER|VALX|VIRTU AMERICAS LLC|57753
AEO|AMER EAGLE OUTFITTER|VERT|The Vertical Trading Group, LLC|3692
AEO|AMER EAGLE OUTFITTER|VGRD|Vanguard Marketing Corporation|10398
AEO|AMER EAGLE OUTFITTER|VNDM|Wall Street Access|124751
AEO|AMER EAGLE OUTFITTER|VSIN|Vision Financial Markets Llc|21
AEO|AMER EAGLE OUTFITTER|WABR|Wall Street Access|4300
AEO|AMER EAGLE OUTFITTER|WBPX|SUMMIT SECURITIES GROUP, LLC|5553
AEO|AMER EAGLE OUTFITTER|WCHV|WELLS FARGO SECURITIES, LLC|232297
AEO|AMER EAGLE OUTFITTER|WDNX|WEEDEN & CO.L.P.|168
AEO|AMER EAGLE OUTFITTER|WEDB|WEDBUSH SECURITIES INC.|105018
AEO|AMER EAGLE OUTFITTER|WEED|Weeden & Co.L.P.|563569
AEO|AMER EAGLE OUTFITTER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|139317
AEO|AMER EAGLE OUTFITTER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3064
AEO|AMER EAGLE OUTFITTER|WFPB|Wells Fargo Securities, LLC.|673
AEO|AMER EAGLE OUTFITTER|WGIF|CIBC World Markets Inc.|302
AEO|AMER EAGLE OUTFITTER|WLTH|WEALTHFRONT BROKERAGE CORPORATION|84
AEO|AMER EAGLE OUTFITTER|WSEA|WOLVERINE SECURITIES, LLC|40346
AEO|AMER EAGLE OUTFITTER|XIST|INSTINET, LLC|183400
AEO|AMER EAGLE OUTFITTER|XPQR|Jump Trading|300
AEO|AMER EAGLE OUTFITTER|XSTM|NATIONAL FINANCIAL SERVICES LLC|156538
AEO|AMER EAGLE OUTFITTER|YKNA|COMHAR CAPITAL MARKETS, LLC|2300
AEO|AMER EAGLE OUTFITTER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7318
AEP|AMER ELECTRIC POW CO|ABLE|NATIXIS Securities Americas LLC|299491
AEP|AMER ELECTRIC POW CO|AGIS|Aegis Capital Corp.|22
AEP|AMER ELECTRIC POW CO|ALLN|Allen & Company LLC|20698
AEP|AMER ELECTRIC POW CO|ALTX|Alternet Securities Inc.|81502
AEP|AMER ELECTRIC POW CO|ANOS|ABEL/NOSER, L.L.C.|16740
AEP|AMER ELECTRIC POW CO|APCC|Apex Clearing Corporation|3071
AEP|AMER ELECTRIC POW CO|BALE|M&T SECURITIES, INC.|541
AEP|AMER ELECTRIC POW CO|BANK|Primevest Financial Services, Inc.|18489
AEP|AMER ELECTRIC POW CO|BARD|Robert W. Baird & Co. Incorporated|5604
AEP|AMER ELECTRIC POW CO|BATM|CBOE TRADING, INC.|21478
AEP|AMER ELECTRIC POW CO|BAYC|BAY CREST PARTNERS, LLC|127
AEP|AMER ELECTRIC POW CO|BAYT|BTIG, LLC|3900
AEP|AMER ELECTRIC POW CO|BBNT|BB&T SECURITIES, LLC|4702
AEP|AMER ELECTRIC POW CO|BERN|Sanford C. Bernstein & Co., LLC|176445
AEP|AMER ELECTRIC POW CO|BIAD|SAGETRADER, LLC|1673
AEP|AMER ELECTRIC POW CO|BIDS|BIDS TRADING L.P.|300
AEP|AMER ELECTRIC POW CO|BIMI|Banca IMI Securities Corp.|3303
AEP|AMER ELECTRIC POW CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36198
AEP|AMER ELECTRIC POW CO|BLKX|INSTINET, LLC|252609
AEP|AMER ELECTRIC POW CO|BNPX|BNP PARIBAS SECURITIES CORP.|493817
AEP|AMER ELECTRIC POW CO|BTIG|BTIG, LLC|4682
AEP|AMER ELECTRIC POW CO|BYXM|CBOE TRADING, INC.|5687
AEP|AMER ELECTRIC POW CO|BZYD|GOLDMAN SACHS & CO. LLC|933
AEP|AMER ELECTRIC POW CO|CANT|Cantor Fitzgerald & Co.|27797
AEP|AMER ELECTRIC POW CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|494800
AEP|AMER ELECTRIC POW CO|CHAS|Charles Schwab & Co., Inc.|6957
AEP|AMER ELECTRIC POW CO|CIBP|CIBC World Markets Corp.|73696
AEP|AMER ELECTRIC POW CO|CIST|Capital Institutional Services, Inc.|20297
AEP|AMER ELECTRIC POW CO|CLSA|CLSA AMERICAS, LLC|100
AEP|AMER ELECTRIC POW CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|323496
AEP|AMER ELECTRIC POW CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
AEP|AMER ELECTRIC POW CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7444
AEP|AMER ELECTRIC POW CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|948478
AEP|AMER ELECTRIC POW CO|CTDL|Citadel Derivatives Group Llc|38213
AEP|AMER ELECTRIC POW CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|193164
AEP|AMER ELECTRIC POW CO|DADA|D.A. Davidson & Co.|987
AEP|AMER ELECTRIC POW CO|DAVA|Davenport & Company LLC|4046
AEP|AMER ELECTRIC POW CO|DBAB|Deutsche Bank Securities Inc.|1039479
AEP|AMER ELECTRIC POW CO|DBAX|Deutsche Bank Securities Inc.|1133100
AEP|AMER ELECTRIC POW CO|DCHF|Dart Executions, LLC|5844
AEP|AMER ELECTRIC POW CO|DEAN|MORGAN STANLEY|54305
AEP|AMER ELECTRIC POW CO|DEGS|RONIN PROFESSIONAL LLC|300
AEP|AMER ELECTRIC POW CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3801
AEP|AMER ELECTRIC POW CO|DIVA|Divine Capital Markets LLC|19322
AEP|AMER ELECTRIC POW CO|DRWK|DRW SECURITIES, L.L.C.|13066
AEP|AMER ELECTRIC POW CO|EBXL|EBX LLC|884700
AEP|AMER ELECTRIC POW CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|19962
AEP|AMER ELECTRIC POW CO|EDJC|Edward Jones / CDS|575
AEP|AMER ELECTRIC POW CO|EDJO|Edward D. Jones & Co., L.P.|44774
AEP|AMER ELECTRIC POW CO|EGAM|CBOE TRADING, INC.|98112
AEP|AMER ELECTRIC POW CO|EGAW|CBOE TRADING, INC.|1307
AEP|AMER ELECTRIC POW CO|EGMT|EG MARKET TECHNOLOGIES LLC|801
AEP|AMER ELECTRIC POW CO|EGXM|CBOE TRADING, INC.|11203
AEP|AMER ELECTRIC POW CO|EGXW|CBOE TRADING, INC.|168
AEP|AMER ELECTRIC POW CO|ESPO|ESPOSITO SECURITIES, LLC|248
AEP|AMER ELECTRIC POW CO|ETBE|Electronic Transaction Clearing, Inc.|54484
AEP|AMER ELECTRIC POW CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
AEP|AMER ELECTRIC POW CO|ETCC|Electronic Transaction Clearing, Inc.|961
AEP|AMER ELECTRIC POW CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19094
AEP|AMER ELECTRIC POW CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2213
AEP|AMER ELECTRIC POW CO|ETRS|E*Trade Securities LLC|73686
AEP|AMER ELECTRIC POW CO|FBSB|U.S. Bancorp Investments, Inc.|1376
AEP|AMER ELECTRIC POW CO|FILL|Tradestation Securities, Inc.|7208
AEP|AMER ELECTRIC POW CO|FINX|FINTECH SECURITIES|2807
AEP|AMER ELECTRIC POW CO|FMAF|NBCN Inc./ CDS|5966
AEP|AMER ELECTRIC POW CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6886
AEP|AMER ELECTRIC POW CO|FQLS|Quantlab Securities LP|794065
AEP|AMER ELECTRIC POW CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69912
AEP|AMER ELECTRIC POW CO|FTBR|Foliofn Investments, Inc.|2630
AEP|AMER ELECTRIC POW CO|GEBB|GLOBAL EXECUTION BROKERS, LP|700
AEP|AMER ELECTRIC POW CO|GLIS|TD Securities Inc|1500
AEP|AMER ELECTRIC POW CO|GLPX|ACS EXECUTION SERVICES, LLC|116886
AEP|AMER ELECTRIC POW CO|GSCO|GOLDMAN SACHS & CO. LLC|3693202
AEP|AMER ELECTRIC POW CO|GSCS|GOLDMAN SACHS & CO. LLC|12397
AEP|AMER ELECTRIC POW CO|GSLT|GOLDMAN SACHS & CO. LLC|39731
AEP|AMER ELECTRIC POW CO|GTSZ|GTS SECURITIES LLC|503424
AEP|AMER ELECTRIC POW CO|HAPX|HAP Trading, LLC|668
AEP|AMER ELECTRIC POW CO|HRBF|American Enterprise Investment Services Inc.|16995
AEP|AMER ELECTRIC POW CO|HSBC|HSBC Securities, Inc.|20779
AEP|AMER ELECTRIC POW CO|IATS|INTERACTIVE BROKERS LLC|12716
AEP|AMER ELECTRIC POW CO|IBKR|Interactive Brokers Llc|28066
AEP|AMER ELECTRIC POW CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3411
AEP|AMER ELECTRIC POW CO|ICBX|INSTINET, LLC|202267
AEP|AMER ELECTRIC POW CO|IEQY|CITADEL SECURITIES LLC|319472
AEP|AMER ELECTRIC POW CO|INCA|INSTINET, LLC|762674
AEP|AMER ELECTRIC POW CO|INJX|INSTINET, LLC|374711
AEP|AMER ELECTRIC POW CO|ITGI|ITG Inc.|257083
AEP|AMER ELECTRIC POW CO|ITGP|ITG INC.|310400
AEP|AMER ELECTRIC POW CO|JANY|Janney Montgomery Scott Inc.|16273
AEP|AMER ELECTRIC POW CO|JEFF|JEFFERIES LLC|867977
AEP|AMER ELECTRIC POW CO|JMPT|JUMP TRADING, LLC|237999
AEP|AMER ELECTRIC POW CO|JONE|JonesTrading|40
AEP|AMER ELECTRIC POW CO|JPBX|J.P. MORGAN SECURITIES LLC|372496
AEP|AMER ELECTRIC POW CO|JPMX|J.P. Morgan Securities LLC|1149540
AEP|AMER ELECTRIC POW CO|JSJX|JANE STREET CAPITAL LLC|13565
AEP|AMER ELECTRIC POW CO|KCGM|VIRTU Americas LLC|150223
AEP|AMER ELECTRIC POW CO|KEYB|KEYBANC CAPITAL MARKETS INC.|7143
AEP|AMER ELECTRIC POW CO|LEHM|Barclays Capital Inc./Le|2109338
AEP|AMER ELECTRIC POW CO|LGNT|COR CLEARING LLC|6
AEP|AMER ELECTRIC POW CO|LIME|Lime Brokerage LLC|277446
AEP|AMER ELECTRIC POW CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|37600
AEP|AMER ELECTRIC POW CO|LOOP|Loop Capital Markets LLC|11706
AEP|AMER ELECTRIC POW CO|LQNA|LIQUIDNET, INC.|131400
AEP|AMER ELECTRIC POW CO|LSCI|Lek Securities Corporation|445
AEP|AMER ELECTRIC POW CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1425
AEP|AMER ELECTRIC POW CO|MACC|Mid Atlantic Capital Corporation|2344
AEP|AMER ELECTRIC POW CO|MAXM|Maxim Group LLC|203
AEP|AMER ELECTRIC POW CO|MCMF|Raymond James Ltd. Cds|545
AEP|AMER ELECTRIC POW CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|274061
AEP|AMER ELECTRIC POW CO|MOTF|MOTIF INVESTING, INC.|17
AEP|AMER ELECTRIC POW CO|MSCO|MORGAN STANLEY & CO. LLC|3437917
AEP|AMER ELECTRIC POW CO|MSPL|MORGAN STANLEY & CO. LLC|519600
AEP|AMER ELECTRIC POW CO|MSTX|MORGAN STANLEY & CO. LLC|349300
AEP|AMER ELECTRIC POW CO|NATL|National Securities Corporation|900
AEP|AMER ELECTRIC POW CO|NBCS|NBC Securities, INC.|632
AEP|AMER ELECTRIC POW CO|NEUB|NEUBERGER BERMAN BD LLC|4965
AEP|AMER ELECTRIC POW CO|NFSC|National Financial Services LLC|604795
AEP|AMER ELECTRIC POW CO|NITE|VIRTU Americas LLC|1554690
AEP|AMER ELECTRIC POW CO|NITP|VIRTU Americas LLC|2031
AEP|AMER ELECTRIC POW CO|NQRB|Brut, LLC|100498
AEP|AMER ELECTRIC POW CO|NTBF|BMO Nesbitt Burns Inc./CDS|325
AEP|AMER ELECTRIC POW CO|NTRC|Northern Trust Securities, Inc.|4034
AEP|AMER ELECTRIC POW CO|OHOS|TWO SIGMA SECURITIES, LLC|230611
AEP|AMER ELECTRIC POW CO|OPCO|Oppenheimer & Co. Inc.|11080
AEP|AMER ELECTRIC POW CO|PCPT|PHILLIP CAPITAL INC.|99
AEP|AMER ELECTRIC POW CO|PDQM|CODA MARKETS, INC.|554207
AEP|AMER ELECTRIC POW CO|PHLY|NASDAQ Execution Services, LLC|2000
AEP|AMER ELECTRIC POW CO|PICT|Pictet Overseas Inc.|290
AEP|AMER ELECTRIC POW CO|PNSR|Penserra Securities, LLC|319363
AEP|AMER ELECTRIC POW CO|PWJC|UBS Financial Services, Inc.|19109
AEP|AMER ELECTRIC POW CO|QMSR|QUATTRO M SECURITIES INC.|1235
AEP|AMER ELECTRIC POW CO|RBCM|RBC CAPITAL MARKETS, LLC|83323
AEP|AMER ELECTRIC POW CO|RHCO|Suntrust Robinson Humphrey, Inc.|29209
AEP|AMER ELECTRIC POW CO|SAGL|SAGETRADER, LLC|264038
AEP|AMER ELECTRIC POW CO|SAGW|SAGETRADER, LLC|25
AEP|AMER ELECTRIC POW CO|SALI|INTL FCSTONE FINANCIAL INC.|773
AEP|AMER ELECTRIC POW CO|SBRX|MURIEL SIEBERT & CO INC|392
AEP|AMER ELECTRIC POW CO|SBSH|Citigroup Global Markets Inc.|502068
AEP|AMER ELECTRIC POW CO|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|375
AEP|AMER ELECTRIC POW CO|SEIC|SEI Investments Distribution Co.|28747
AEP|AMER ELECTRIC POW CO|SGMT|GOLDMAN SACHS & CO. LLC|507000
AEP|AMER ELECTRIC POW CO|SIBO|Prime Executions, Inc.|6100
AEP|AMER ELECTRIC POW CO|SJLS|TRADE INFORMATICS LLC|800
AEP|AMER ELECTRIC POW CO|SPDR|SPEEDROUTE LLC|61448
AEP|AMER ELECTRIC POW CO|SPHN|Stephens Inc.|896
AEP|AMER ELECTRIC POW CO|STFL|Stifel, Nicolaus & Company, Incorporated|25980
AEP|AMER ELECTRIC POW CO|STKP|STOCKPILE INVESTMENTS, INC.|50
AEP|AMER ELECTRIC POW CO|STXG|Stockcross Financial Services, Inc.|33
AEP|AMER ELECTRIC POW CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9089
AEP|AMER ELECTRIC POW CO|SWIM|TD Ameritrade, Inc.|96651
AEP|AMER ELECTRIC POW CO|SWST|Hilltop Securities Inc.|10499
AEP|AMER ELECTRIC POW CO|TDSI|TD Securities (USA) LLC|300000
AEP|AMER ELECTRIC POW CO|TKNG|ALLY INVEST SECURITIES LLC|760
AEP|AMER ELECTRIC POW CO|TRBT|Tradebot Systems, Inc.|560750
AEP|AMER ELECTRIC POW CO|TRCM|TRC MARKETS LLC|971097
AEP|AMER ELECTRIC POW CO|TWTT|TASTYWORKS, INC.|200
AEP|AMER ELECTRIC POW CO|UBSA|UBS SECURITIES LLC|1404736
AEP|AMER ELECTRIC POW CO|UBSS|UBS Securities LLC|1931752
AEP|AMER ELECTRIC POW CO|VALX|VIRTU AMERICAS LLC|9426
AEP|AMER ELECTRIC POW CO|VGRD|Vanguard Marketing Corporation|48234
AEP|AMER ELECTRIC POW CO|WBET|Wallachbeth Capital LLC|1157
AEP|AMER ELECTRIC POW CO|WBLR|WILLIAM BLAIR|253
AEP|AMER ELECTRIC POW CO|WBPX|SUMMIT SECURITIES GROUP, LLC|6519
AEP|AMER ELECTRIC POW CO|WCHV|WELLS FARGO SECURITIES, LLC|788608
AEP|AMER ELECTRIC POW CO|WDNX|WEEDEN & CO.L.P.|4862
AEP|AMER ELECTRIC POW CO|WEDB|WEDBUSH SECURITIES INC.|11695
AEP|AMER ELECTRIC POW CO|WEED|Weeden & Co.L.P.|14210
AEP|AMER ELECTRIC POW CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|54441
AEP|AMER ELECTRIC POW CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30477
AEP|AMER ELECTRIC POW CO|WGIF|CIBC World Markets Inc.|2700
AEP|AMER ELECTRIC POW CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11024
AEP|AMER ELECTRIC POW CO|WOLF|Wolfe Trahan Securities|2400
AEP|AMER ELECTRIC POW CO|WSAG|WALL STREET ACCESS|1488
AEP|AMER ELECTRIC POW CO|WSEA|WOLVERINE SECURITIES, LLC|16105
AEP|AMER ELECTRIC POW CO|XIST|INSTINET, LLC|53926
AEP|AMER ELECTRIC POW CO|XPQR|Jump Trading|1790
AEP|AMER ELECTRIC POW CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|72696
AEP|AMER ELECTRIC POW CO|YKNA|COMHAR CAPITAL MARKETS, LLC|14097
AEP|AMER ELECTRIC POW CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27494
AER|AERCAP HOLDINGS N.V.|ADAM|CANACCORD GENUITY INC.|1200
AER|AERCAP HOLDINGS N.V.|ALTX|Alternet Securities Inc.|16456
AER|AERCAP HOLDINGS N.V.|ANOS|ABEL/NOSER, L.L.C.|300
AER|AERCAP HOLDINGS N.V.|APCC|Apex Clearing Corporation|147
AER|AERCAP HOLDINGS N.V.|BALE|M&T SECURITIES, INC.|669
AER|AERCAP HOLDINGS N.V.|BARD|Robert W. Baird & Co. Incorporated|356
AER|AERCAP HOLDINGS N.V.|BATM|CBOE TRADING, INC.|13704
AER|AERCAP HOLDINGS N.V.|BBNT|BB&T SECURITIES, LLC|522
AER|AERCAP HOLDINGS N.V.|BERN|Sanford C. Bernstein & Co., LLC|69113
AER|AERCAP HOLDINGS N.V.|BIDS|BIDS TRADING L.P.|400
AER|AERCAP HOLDINGS N.V.|BKCM|BNY Mellon Capital Markets LLC|585
AER|AERCAP HOLDINGS N.V.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13382
AER|AERCAP HOLDINGS N.V.|BLKX|INSTINET, LLC|28100
AER|AERCAP HOLDINGS N.V.|BYXM|CBOE TRADING, INC.|662
AER|AERCAP HOLDINGS N.V.|BZYD|GOLDMAN SACHS & CO. LLC|300
AER|AERCAP HOLDINGS N.V.|CBLC|CITIGROUP GLOBAL MARKETS INC.|249936
AER|AERCAP HOLDINGS N.V.|CHAS|Charles Schwab & Co., Inc.|205
AER|AERCAP HOLDINGS N.V.|CHLM|Craig-Hallum Capital Group LLC|568
AER|AERCAP HOLDINGS N.V.|CIST|Capital Institutional Services, Inc.|33494
AER|AERCAP HOLDINGS N.V.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|123263
AER|AERCAP HOLDINGS N.V.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1922
AER|AERCAP HOLDINGS N.V.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|375540
AER|AERCAP HOLDINGS N.V.|CTDL|Citadel Derivatives Group Llc|4824
AER|AERCAP HOLDINGS N.V.|CXCX|CITIGROUP GLOBAL MARKETS INC.|219172
AER|AERCAP HOLDINGS N.V.|DADA|D.A. Davidson & Co.|157
AER|AERCAP HOLDINGS N.V.|DBAB|Deutsche Bank Securities Inc.|482216
AER|AERCAP HOLDINGS N.V.|DBAX|Deutsche Bank Securities Inc.|224200
AER|AERCAP HOLDINGS N.V.|DBUL|Deutsche Bank Securities Inc.|700
AER|AERCAP HOLDINGS N.V.|DCHF|Dart Executions, LLC|22883
AER|AERCAP HOLDINGS N.V.|DEAN|MORGAN STANLEY|15415
AER|AERCAP HOLDINGS N.V.|DEGS|RONIN PROFESSIONAL LLC|100
AER|AERCAP HOLDINGS N.V.|EBXL|EBX LLC|339400
AER|AERCAP HOLDINGS N.V.|ECUT|CONVERGEX EXECUTION SOLUTIONS|74325
AER|AERCAP HOLDINGS N.V.|EDJO|Edward D. Jones & Co., L.P.|3463
AER|AERCAP HOLDINGS N.V.|EGAM|CBOE TRADING, INC.|30288
AER|AERCAP HOLDINGS N.V.|EGAW|CBOE TRADING, INC.|21
AER|AERCAP HOLDINGS N.V.|EGMT|EG MARKET TECHNOLOGIES LLC|550
AER|AERCAP HOLDINGS N.V.|EGXM|CBOE TRADING, INC.|11617
AER|AERCAP HOLDINGS N.V.|EGXW|CBOE TRADING, INC.|801
AER|AERCAP HOLDINGS N.V.|ETBE|Electronic Transaction Clearing, Inc.|13147
AER|AERCAP HOLDINGS N.V.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
AER|AERCAP HOLDINGS N.V.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6497
AER|AERCAP HOLDINGS N.V.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|488
AER|AERCAP HOLDINGS N.V.|ETRS|E*Trade Securities LLC|37269
AER|AERCAP HOLDINGS N.V.|FBSB|U.S. Bancorp Investments, Inc.|25
AER|AERCAP HOLDINGS N.V.|FILL|Tradestation Securities, Inc.|1712
AER|AERCAP HOLDINGS N.V.|FMAF|NBCN Inc./ CDS|35
AER|AERCAP HOLDINGS N.V.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2645
AER|AERCAP HOLDINGS N.V.|FQLS|Quantlab Securities LP|230394
AER|AERCAP HOLDINGS N.V.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41833
AER|AERCAP HOLDINGS N.V.|FTBR|Foliofn Investments, Inc.|4737
AER|AERCAP HOLDINGS N.V.|GEBB|GLOBAL EXECUTION BROKERS, LP|1955
AER|AERCAP HOLDINGS N.V.|GLPX|ACS EXECUTION SERVICES, LLC|30276
AER|AERCAP HOLDINGS N.V.|GSCO|GOLDMAN SACHS & CO. LLC|603718
AER|AERCAP HOLDINGS N.V.|GSCS|GOLDMAN SACHS & CO. LLC|7900
AER|AERCAP HOLDINGS N.V.|GSLT|GOLDMAN SACHS & CO. LLC|12311
AER|AERCAP HOLDINGS N.V.|GTSZ|GTS SECURITIES LLC|49854
AER|AERCAP HOLDINGS N.V.|HPPX|POTAMUS TRADING, LLC|65
AER|AERCAP HOLDINGS N.V.|HRBF|American Enterprise Investment Services Inc.|3641
AER|AERCAP HOLDINGS N.V.|HSBC|HSBC Securities, Inc.|7690
AER|AERCAP HOLDINGS N.V.|IATS|INTERACTIVE BROKERS LLC|17816
AER|AERCAP HOLDINGS N.V.|IBKR|Interactive Brokers Llc|20086
AER|AERCAP HOLDINGS N.V.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2366
AER|AERCAP HOLDINGS N.V.|ICBX|INSTINET, LLC|72948
AER|AERCAP HOLDINGS N.V.|INCA|INSTINET, LLC|283844
AER|AERCAP HOLDINGS N.V.|INJX|INSTINET, LLC|8067
AER|AERCAP HOLDINGS N.V.|INTL|INTL FCSTONE FINANCIAL INC.|26
AER|AERCAP HOLDINGS N.V.|ITGI|ITG Inc.|135238
AER|AERCAP HOLDINGS N.V.|ITGP|ITG INC.|185400
AER|AERCAP HOLDINGS N.V.|JANY|Janney Montgomery Scott Inc.|4567
AER|AERCAP HOLDINGS N.V.|JEFF|JEFFERIES LLC|1166784
AER|AERCAP HOLDINGS N.V.|JMPT|JUMP TRADING, LLC|55903
AER|AERCAP HOLDINGS N.V.|JONE|JonesTrading|7323
AER|AERCAP HOLDINGS N.V.|JPBX|J.P. MORGAN SECURITIES LLC|27336
AER|AERCAP HOLDINGS N.V.|JPMX|J.P. Morgan Securities LLC|320207
AER|AERCAP HOLDINGS N.V.|JSJX|JANE STREET CAPITAL LLC|10566
AER|AERCAP HOLDINGS N.V.|KCGM|VIRTU Americas LLC|45808
AER|AERCAP HOLDINGS N.V.|LEHM|Barclays Capital Inc./Le|461716
AER|AERCAP HOLDINGS N.V.|LIME|Lime Brokerage LLC|13115
AER|AERCAP HOLDINGS N.V.|LQNA|LIQUIDNET, INC.|59200
AER|AERCAP HOLDINGS N.V.|LSCI|Lek Securities Corporation|221
AER|AERCAP HOLDINGS N.V.|MAXM|Maxim Group LLC|17972
AER|AERCAP HOLDINGS N.V.|MCMF|Raymond James Ltd. Cds|42644
AER|AERCAP HOLDINGS N.V.|MKMP|MKM Partners LLC|1700
AER|AERCAP HOLDINGS N.V.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108437
AER|AERCAP HOLDINGS N.V.|MOTF|MOTIF INVESTING, INC.|3
AER|AERCAP HOLDINGS N.V.|MSCO|MORGAN STANLEY & CO. LLC|992254
AER|AERCAP HOLDINGS N.V.|MSPL|MORGAN STANLEY & CO. LLC|226900
AER|AERCAP HOLDINGS N.V.|MSTX|MORGAN STANLEY & CO. LLC|137500
AER|AERCAP HOLDINGS N.V.|NEUB|NEUBERGER BERMAN BD LLC|6165
AER|AERCAP HOLDINGS N.V.|NFSC|National Financial Services LLC|112352
AER|AERCAP HOLDINGS N.V.|NITE|VIRTU Americas LLC|382637
AER|AERCAP HOLDINGS N.V.|NITP|VIRTU Americas LLC|500
AER|AERCAP HOLDINGS N.V.|NQRB|Brut, LLC|30820
AER|AERCAP HOLDINGS N.V.|NTBF|BMO Nesbitt Burns Inc./CDS|50
AER|AERCAP HOLDINGS N.V.|NTRC|Northern Trust Securities, Inc.|141
AER|AERCAP HOLDINGS N.V.|OPCO|Oppenheimer & Co. Inc.|172
AER|AERCAP HOLDINGS N.V.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1390
AER|AERCAP HOLDINGS N.V.|PCPT|PHILLIP CAPITAL INC.|38
AER|AERCAP HOLDINGS N.V.|PDQM|CODA MARKETS, INC.|203970
AER|AERCAP HOLDINGS N.V.|PHLY|NASDAQ Execution Services, LLC|600
AER|AERCAP HOLDINGS N.V.|PWJC|UBS Financial Services, Inc.|1115
AER|AERCAP HOLDINGS N.V.|RBCM|RBC CAPITAL MARKETS, LLC|13145
AER|AERCAP HOLDINGS N.V.|RGLD|Regal Securities, Inc|100
AER|AERCAP HOLDINGS N.V.|ROTH|Roth Capital Partners, LLC|900
AER|AERCAP HOLDINGS N.V.|SAGL|SAGETRADER, LLC|5958
AER|AERCAP HOLDINGS N.V.|SBSH|Citigroup Global Markets Inc.|370978
AER|AERCAP HOLDINGS N.V.|SCMC|Scotia Capital Markets (USA) Inc.|2500
AER|AERCAP HOLDINGS N.V.|SEIC|SEI Investments Distribution Co.|1522
AER|AERCAP HOLDINGS N.V.|SGMT|GOLDMAN SACHS & CO. LLC|100296
AER|AERCAP HOLDINGS N.V.|SPDR|SPEEDROUTE LLC|33039
AER|AERCAP HOLDINGS N.V.|SPHN|Stephens Inc.|187
AER|AERCAP HOLDINGS N.V.|SSBS|STATE STREET GLOBAL MARKETS, LLC|274
AER|AERCAP HOLDINGS N.V.|STFL|Stifel, Nicolaus & Company, Incorporated|2069
AER|AERCAP HOLDINGS N.V.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5418
AER|AERCAP HOLDINGS N.V.|SWIM|TD Ameritrade, Inc.|3660
AER|AERCAP HOLDINGS N.V.|SWST|Hilltop Securities Inc.|1936
AER|AERCAP HOLDINGS N.V.|TKNG|ALLY INVEST SECURITIES LLC|2371
AER|AERCAP HOLDINGS N.V.|TRBT|Tradebot Systems, Inc.|139843
AER|AERCAP HOLDINGS N.V.|TRCM|TRC MARKETS LLC|173973
AER|AERCAP HOLDINGS N.V.|UBSA|UBS SECURITIES LLC|632750
AER|AERCAP HOLDINGS N.V.|UBSS|UBS Securities LLC|784666
AER|AERCAP HOLDINGS N.V.|VALX|VIRTU AMERICAS LLC|5112
AER|AERCAP HOLDINGS N.V.|VERT|The Vertical Trading Group, LLC|321
AER|AERCAP HOLDINGS N.V.|VGRD|Vanguard Marketing Corporation|1847
AER|AERCAP HOLDINGS N.V.|WBPX|SUMMIT SECURITIES GROUP, LLC|1581
AER|AERCAP HOLDINGS N.V.|WCHV|WELLS FARGO SECURITIES, LLC|262053
AER|AERCAP HOLDINGS N.V.|WEDB|WEDBUSH SECURITIES INC.|1596
AER|AERCAP HOLDINGS N.V.|WEED|Weeden & Co.L.P.|707
AER|AERCAP HOLDINGS N.V.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6777
AER|AERCAP HOLDINGS N.V.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7028
AER|AERCAP HOLDINGS N.V.|WGIF|CIBC World Markets Inc.|198
AER|AERCAP HOLDINGS N.V.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|37
AER|AERCAP HOLDINGS N.V.|WSEA|WOLVERINE SECURITIES, LLC|7999
AER|AERCAP HOLDINGS N.V.|XIST|INSTINET, LLC|92454
AER|AERCAP HOLDINGS N.V.|XSTM|NATIONAL FINANCIAL SERVICES LLC|21298
AER|AERCAP HOLDINGS N.V.|YKNA|COMHAR CAPITAL MARKETS, LLC|1590
AER|AERCAP HOLDINGS N.V.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5124
AERI|AERIE PHARMACEUTICAL|ABLE|NATIXIS Securities Americas LLC|195600
AERI|AERIE PHARMACEUTICAL|APCC|Apex Clearing Corporation|55
AERI|AERIE PHARMACEUTICAL|BARD|Robert W. Baird & Co. Incorporated|39
AERI|AERIE PHARMACEUTICAL|BATM|CBOE TRADING, INC.|8620
AERI|AERIE PHARMACEUTICAL|BBNT|BB&T SECURITIES, LLC|871
AERI|AERIE PHARMACEUTICAL|BERN|Sanford C. Bernstein & Co., LLC|29585
AERI|AERIE PHARMACEUTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47
AERI|AERIE PHARMACEUTICAL|BLKX|INSTINET, LLC|207500
AERI|AERIE PHARMACEUTICAL|BMAK|BMA SECURITIES|260
AERI|AERIE PHARMACEUTICAL|BMOC|BMO Capital Markets Corp.|5549
AERI|AERIE PHARMACEUTICAL|BNPX|BNP PARIBAS SECURITIES CORP.|2445
AERI|AERIE PHARMACEUTICAL|BTIG|BTIG, LLC|4501
AERI|AERIE PHARMACEUTICAL|BYXM|CBOE TRADING, INC.|100
AERI|AERIE PHARMACEUTICAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|28200
AERI|AERIE PHARMACEUTICAL|CHAS|Charles Schwab & Co., Inc.|2100
AERI|AERIE PHARMACEUTICAL|CNFR|Cowen Prime Services LLC|5088
AERI|AERIE PHARMACEUTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45973
AERI|AERIE PHARMACEUTICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|913
AERI|AERIE PHARMACEUTICAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|210
AERI|AERIE PHARMACEUTICAL|CRFN|ROBINHOOD FINANCIAL, LLC|2
AERI|AERIE PHARMACEUTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200718
AERI|AERIE PHARMACEUTICAL|CTDL|Citadel Derivatives Group Llc|8103
AERI|AERIE PHARMACEUTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|59326
AERI|AERIE PHARMACEUTICAL|DAVA|Davenport & Company LLC|50
AERI|AERIE PHARMACEUTICAL|DBAB|Deutsche Bank Securities Inc.|264787
AERI|AERIE PHARMACEUTICAL|DBAX|Deutsche Bank Securities Inc.|238200
AERI|AERIE PHARMACEUTICAL|DBUL|Deutsche Bank Securities Inc.|2906
AERI|AERIE PHARMACEUTICAL|DEGS|RONIN PROFESSIONAL LLC|2431
AERI|AERIE PHARMACEUTICAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
AERI|AERIE PHARMACEUTICAL|DOTC|Dougherty & Company LLC|1602
AERI|AERIE PHARMACEUTICAL|EBXL|EBX LLC|96600
AERI|AERIE PHARMACEUTICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3345
AERI|AERIE PHARMACEUTICAL|EDJC|Edward Jones / CDS|150
AERI|AERIE PHARMACEUTICAL|EDJO|Edward D. Jones & Co., L.P.|1471
AERI|AERIE PHARMACEUTICAL|EGAM|CBOE TRADING, INC.|16950
AERI|AERIE PHARMACEUTICAL|EGMT|EG MARKET TECHNOLOGIES LLC|2410
AERI|AERIE PHARMACEUTICAL|EGXM|CBOE TRADING, INC.|3477
AERI|AERIE PHARMACEUTICAL|ETBE|Electronic Transaction Clearing, Inc.|1806
AERI|AERIE PHARMACEUTICAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
AERI|AERIE PHARMACEUTICAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1320
AERI|AERIE PHARMACEUTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51008
AERI|AERIE PHARMACEUTICAL|ETRS|E*Trade Securities LLC|40524
AERI|AERIE PHARMACEUTICAL|FBCO|Credit Suisse Securities (USA) LLC|349108
AERI|AERIE PHARMACEUTICAL|FILL|Tradestation Securities, Inc.|179
AERI|AERIE PHARMACEUTICAL|FOMA|TD AMERITRADE CLEARING, INC.|172323
AERI|AERIE PHARMACEUTICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AERI|AERIE PHARMACEUTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17740
AERI|AERIE PHARMACEUTICAL|FTBR|Foliofn Investments, Inc.|17
AERI|AERIE PHARMACEUTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|15261
AERI|AERIE PHARMACEUTICAL|GLPX|ACS EXECUTION SERVICES, LLC|1260
AERI|AERIE PHARMACEUTICAL|GSCO|GOLDMAN SACHS & CO. LLC|860571
AERI|AERIE PHARMACEUTICAL|GSCS|GOLDMAN SACHS & CO. LLC|44252
AERI|AERIE PHARMACEUTICAL|GSLT|GOLDMAN SACHS & CO. LLC|5113
AERI|AERIE PHARMACEUTICAL|GTSZ|GTS SECURITIES LLC|7331
AERI|AERIE PHARMACEUTICAL|HAPX|HAP Trading, LLC|814
AERI|AERIE PHARMACEUTICAL|HRBF|American Enterprise Investment Services Inc.|2079
AERI|AERIE PHARMACEUTICAL|IBKR|Interactive Brokers Llc|54420
AERI|AERIE PHARMACEUTICAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
AERI|AERIE PHARMACEUTICAL|ICBX|INSTINET, LLC|15942
AERI|AERIE PHARMACEUTICAL|IEQY|CITADEL SECURITIES LLC|99949
AERI|AERIE PHARMACEUTICAL|INCA|INSTINET, LLC|222182
AERI|AERIE PHARMACEUTICAL|INJX|INSTINET, LLC|69548
AERI|AERIE PHARMACEUTICAL|ITGI|ITG Inc.|58700
AERI|AERIE PHARMACEUTICAL|ITGP|ITG INC.|437800
AERI|AERIE PHARMACEUTICAL|JANY|Janney Montgomery Scott Inc.|20
AERI|AERIE PHARMACEUTICAL|JEFF|JEFFERIES LLC|193310
AERI|AERIE PHARMACEUTICAL|JMPT|JUMP TRADING, LLC|42663
AERI|AERIE PHARMACEUTICAL|JPBX|J.P. MORGAN SECURITIES LLC|66523
AERI|AERIE PHARMACEUTICAL|JPMX|J.P. Morgan Securities LLC|432119
AERI|AERIE PHARMACEUTICAL|KCGM|VIRTU Americas LLC|62761
AERI|AERIE PHARMACEUTICAL|LEER|LEERINK PARTNERS LLC|19000
AERI|AERIE PHARMACEUTICAL|LEHM|Barclays Capital Inc./Le|445887
AERI|AERIE PHARMACEUTICAL|LIME|Lime Brokerage LLC|119446
AERI|AERIE PHARMACEUTICAL|LOOP|Loop Capital Markets LLC|1623
AERI|AERIE PHARMACEUTICAL|LQNA|LIQUIDNET, INC.|41800
AERI|AERIE PHARMACEUTICAL|LSCI|Lek Securities Corporation|2076
AERI|AERIE PHARMACEUTICAL|MAXM|Maxim Group LLC|2346
AERI|AERIE PHARMACEUTICAL|MCMF|Raymond James Ltd. Cds|190
AERI|AERIE PHARMACEUTICAL|MILE|I-Bankers Securities, Inc.|722
AERI|AERIE PHARMACEUTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83452
AERI|AERIE PHARMACEUTICAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
AERI|AERIE PHARMACEUTICAL|MPSG|E D & F Man Capital Markets Inc.|500
AERI|AERIE PHARMACEUTICAL|MSCO|MORGAN STANLEY & CO. LLC|1354096
AERI|AERIE PHARMACEUTICAL|MSPL|MORGAN STANLEY & CO. LLC|134500
AERI|AERIE PHARMACEUTICAL|MSTX|MORGAN STANLEY & CO. LLC|66100
AERI|AERIE PHARMACEUTICAL|NFSC|National Financial Services LLC|55971
AERI|AERIE PHARMACEUTICAL|NITE|VIRTU Americas LLC|133188
AERI|AERIE PHARMACEUTICAL|NITP|VIRTU Americas LLC|1400
AERI|AERIE PHARMACEUTICAL|NQRB|Brut, LLC|22552
AERI|AERIE PHARMACEUTICAL|NTFN|Network 1 Financial Securities Inc.|428
AERI|AERIE PHARMACEUTICAL|OPCO|Oppenheimer & Co. Inc.|349
AERI|AERIE PHARMACEUTICAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2297
AERI|AERIE PHARMACEUTICAL|PDQM|CODA MARKETS, INC.|110446
AERI|AERIE PHARMACEUTICAL|PICT|Pictet Overseas Inc.|1009
AERI|AERIE PHARMACEUTICAL|PIPR|Piper Jaffray & Co.|12091
AERI|AERIE PHARMACEUTICAL|RAJA|Raymond James & Associates, Inc.|1375
AERI|AERIE PHARMACEUTICAL|RBCM|RBC CAPITAL MARKETS, LLC|1600
AERI|AERIE PHARMACEUTICAL|SAGL|SAGETRADER, LLC|55
AERI|AERIE PHARMACEUTICAL|SAGW|SAGETRADER, LLC|82
AERI|AERIE PHARMACEUTICAL|SBSH|Citigroup Global Markets Inc.|216636
AERI|AERIE PHARMACEUTICAL|SGMT|GOLDMAN SACHS & CO. LLC|147187
AERI|AERIE PHARMACEUTICAL|SPDR|SPEEDROUTE LLC|4922
AERI|AERIE PHARMACEUTICAL|STFL|Stifel, Nicolaus & Company, Incorporated|21428
AERI|AERIE PHARMACEUTICAL|SWIM|TD Ameritrade, Inc.|37150
AERI|AERIE PHARMACEUTICAL|SWST|Hilltop Securities Inc.|6
AERI|AERIE PHARMACEUTICAL|TKNG|ALLY INVEST SECURITIES LLC|10093
AERI|AERIE PHARMACEUTICAL|TRBT|Tradebot Systems, Inc.|29952
AERI|AERIE PHARMACEUTICAL|TRCM|TRC MARKETS LLC|47874
AERI|AERIE PHARMACEUTICAL|TWTT|TASTYWORKS, INC.|10
AERI|AERIE PHARMACEUTICAL|UBSA|UBS SECURITIES LLC|288719
AERI|AERIE PHARMACEUTICAL|UBSS|UBS Securities LLC|553133
AERI|AERIE PHARMACEUTICAL|VALX|VIRTU AMERICAS LLC|4251
AERI|AERIE PHARMACEUTICAL|VGRD|Vanguard Marketing Corporation|7154
AERI|AERIE PHARMACEUTICAL|WBPX|SUMMIT SECURITIES GROUP, LLC|1310
AERI|AERIE PHARMACEUTICAL|WCHV|WELLS FARGO SECURITIES, LLC|169593
AERI|AERIE PHARMACEUTICAL|WEDB|WEDBUSH SECURITIES INC.|130
AERI|AERIE PHARMACEUTICAL|WEED|Weeden & Co.L.P.|131552
AERI|AERIE PHARMACEUTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3176
AERI|AERIE PHARMACEUTICAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2217
AERI|AERIE PHARMACEUTICAL|WGIF|CIBC World Markets Inc.|1000
AERI|AERIE PHARMACEUTICAL|WSEA|WOLVERINE SECURITIES, LLC|8858
AERI|AERIE PHARMACEUTICAL|XIST|INSTINET, LLC|6800
AERI|AERIE PHARMACEUTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|83650
AERI|AERIE PHARMACEUTICAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81
AES|THE AES CORPORATION|ABLE|NATIXIS Securities Americas LLC|374976
AES|THE AES CORPORATION|AGIS|Aegis Capital Corp.|54
AES|THE AES CORPORATION|ALTX|Alternet Securities Inc.|14545
AES|THE AES CORPORATION|ANOS|ABEL/NOSER, L.L.C.|64026
AES|THE AES CORPORATION|APCC|Apex Clearing Corporation|19311
AES|THE AES CORPORATION|BALE|M&T SECURITIES, INC.|1319
AES|THE AES CORPORATION|BANK|Primevest Financial Services, Inc.|3762
AES|THE AES CORPORATION|BARD|Robert W. Baird & Co. Incorporated|5881
AES|THE AES CORPORATION|BATM|CBOE TRADING, INC.|914
AES|THE AES CORPORATION|BAYT|BTIG, LLC|10200
AES|THE AES CORPORATION|BBNT|BB&T SECURITIES, LLC|4614
AES|THE AES CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|213717
AES|THE AES CORPORATION|BIDS|BIDS TRADING L.P.|937327
AES|THE AES CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44332
AES|THE AES CORPORATION|BLKX|INSTINET, LLC|388500
AES|THE AES CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|671447
AES|THE AES CORPORATION|BTIG|BTIG, LLC|27779
AES|THE AES CORPORATION|BYXM|CBOE TRADING, INC.|1300
AES|THE AES CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|10548
AES|THE AES CORPORATION|CABR|Cabrera Capital Markets, Inc.|200
AES|THE AES CORPORATION|CANT|Cantor Fitzgerald & Co.|37221
AES|THE AES CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|232200
AES|THE AES CORPORATION|CHAS|Charles Schwab & Co., Inc.|90291
AES|THE AES CORPORATION|CIBP|CIBC World Markets Corp.|113946
AES|THE AES CORPORATION|CICF|Canaccord Genuity Corp.|337
AES|THE AES CORPORATION|CIST|Capital Institutional Services, Inc.|39233
AES|THE AES CORPORATION|CLSA|CLSA AMERICAS, LLC|175772
AES|THE AES CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|524654
AES|THE AES CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7
AES|THE AES CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22977
AES|THE AES CORPORATION|CRFN|ROBINHOOD FINANCIAL, LLC|2
AES|THE AES CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2015021
AES|THE AES CORPORATION|CTDL|Citadel Derivatives Group Llc|57022
AES|THE AES CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|346100
AES|THE AES CORPORATION|DADA|D.A. Davidson & Co.|3785
AES|THE AES CORPORATION|DAVA|Davenport & Company LLC|1050
AES|THE AES CORPORATION|DBAB|Deutsche Bank Securities Inc.|608029
AES|THE AES CORPORATION|DBAX|Deutsche Bank Securities Inc.|3344200
AES|THE AES CORPORATION|DCHF|Dart Executions, LLC|2742
AES|THE AES CORPORATION|DEAN|MORGAN STANLEY|69399
AES|THE AES CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|58781
AES|THE AES CORPORATION|DIVA|Divine Capital Markets LLC|5618
AES|THE AES CORPORATION|EBXL|EBX LLC|1203500
AES|THE AES CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|101912
AES|THE AES CORPORATION|EDJO|Edward D. Jones & Co., L.P.|8269
AES|THE AES CORPORATION|EGAM|CBOE TRADING, INC.|20967
AES|THE AES CORPORATION|EGAW|CBOE TRADING, INC.|296
AES|THE AES CORPORATION|EGXM|CBOE TRADING, INC.|1814
AES|THE AES CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|5896
AES|THE AES CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|44602
AES|THE AES CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
AES|THE AES CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|2207
AES|THE AES CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1600
AES|THE AES CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|56
AES|THE AES CORPORATION|ETRS|E*Trade Securities LLC|146796
AES|THE AES CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|46
AES|THE AES CORPORATION|FILL|Tradestation Securities, Inc.|34304
AES|THE AES CORPORATION|FINX|FINTECH SECURITIES|1001
AES|THE AES CORPORATION|FMAF|NBCN Inc./ CDS|1800
AES|THE AES CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|39571
AES|THE AES CORPORATION|FQLS|Quantlab Securities LP|553484
AES|THE AES CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|287096
AES|THE AES CORPORATION|FTBR|Foliofn Investments, Inc.|31228
AES|THE AES CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|15600
AES|THE AES CORPORATION|GLIS|TD Securities Inc|4320
AES|THE AES CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|34708
AES|THE AES CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|6550571
AES|THE AES CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|4088
AES|THE AES CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|35345
AES|THE AES CORPORATION|GTSZ|GTS SECURITIES LLC|395363
AES|THE AES CORPORATION|GUGS|Guggenheim Securities, LLC|632
AES|THE AES CORPORATION|HASF|Haywood Securities Inc./CDS|2000
AES|THE AES CORPORATION|HRBF|American Enterprise Investment Services Inc.|25902
AES|THE AES CORPORATION|HSBC|HSBC Securities, Inc.|2204
AES|THE AES CORPORATION|IATS|INTERACTIVE BROKERS LLC|72768
AES|THE AES CORPORATION|IBKR|Interactive Brokers Llc|73327
AES|THE AES CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|595
AES|THE AES CORPORATION|ICBX|INSTINET, LLC|754711
AES|THE AES CORPORATION|IEQY|CITADEL SECURITIES LLC|782698
AES|THE AES CORPORATION|INCA|INSTINET, LLC|595402
AES|THE AES CORPORATION|INJX|INSTINET, LLC|349161
AES|THE AES CORPORATION|ITGI|ITG Inc.|189589
AES|THE AES CORPORATION|ITGP|ITG INC.|1282600
AES|THE AES CORPORATION|JANY|Janney Montgomery Scott Inc.|14273
AES|THE AES CORPORATION|JEFF|JEFFERIES LLC|1278497
AES|THE AES CORPORATION|JMPT|JUMP TRADING, LLC|324116
AES|THE AES CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|1148767
AES|THE AES CORPORATION|JPMX|J.P. Morgan Securities LLC|4182373
AES|THE AES CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|13548
AES|THE AES CORPORATION|JSJX|JANE STREET CAPITAL LLC|42985
AES|THE AES CORPORATION|KCGM|VIRTU Americas LLC|446557
AES|THE AES CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|15304
AES|THE AES CORPORATION|KRSH|Kershner Securities, LLC|3808
AES|THE AES CORPORATION|LEHM|Barclays Capital Inc./Le|5765601
AES|THE AES CORPORATION|LIME|Lime Brokerage LLC|162828
AES|THE AES CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|137800
AES|THE AES CORPORATION|LOOP|Loop Capital Markets LLC|696617
AES|THE AES CORPORATION|LQNA|LIQUIDNET, INC.|220400
AES|THE AES CORPORATION|LQNB|LIQUIDNET, INC.|1600
AES|THE AES CORPORATION|LSCI|Lek Securities Corporation|1015
AES|THE AES CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AES|THE AES CORPORATION|MACC|Mid Atlantic Capital Corporation|179
AES|THE AES CORPORATION|MACQ|Macquarie Capital (USA) Inc.|300
AES|THE AES CORPORATION|MAXM|Maxim Group LLC|61
AES|THE AES CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|700
AES|THE AES CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2036412
AES|THE AES CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|15680
AES|THE AES CORPORATION|MNDX|TJM Investments, LLC|24811
AES|THE AES CORPORATION|MOTF|MOTIF INVESTING, INC.|20
AES|THE AES CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|6297554
AES|THE AES CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|2860600
AES|THE AES CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|1898600
AES|THE AES CORPORATION|MTON|MILLINGTON SECURITIES, INC.|157557
AES|THE AES CORPORATION|MZHO|Mizuho Securities USA LLC|135000
AES|THE AES CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|3
AES|THE AES CORPORATION|NFSC|National Financial Services LLC|1362433
AES|THE AES CORPORATION|NITE|VIRTU Americas LLC|1681861
AES|THE AES CORPORATION|NITP|VIRTU Americas LLC|297198
AES|THE AES CORPORATION|NMRA|Nomura Securities International, Inc.|1600
AES|THE AES CORPORATION|NQRB|Brut, LLC|81127
AES|THE AES CORPORATION|NTRC|Northern Trust Securities, Inc.|29750
AES|THE AES CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|27734
AES|THE AES CORPORATION|OPCO|Oppenheimer & Co. Inc.|16849
AES|THE AES CORPORATION|PDQM|CODA MARKETS, INC.|45221
AES|THE AES CORPORATION|PHLY|NASDAQ Execution Services, LLC|3800
AES|THE AES CORPORATION|PUMA|Puma Capital, Llc|183057
AES|THE AES CORPORATION|PUMX|Puma Capital, LLC|2104
AES|THE AES CORPORATION|PWJC|UBS Financial Services, Inc.|25219
AES|THE AES CORPORATION|QMSR|QUATTRO M SECURITIES INC.|22142
AES|THE AES CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|25487
AES|THE AES CORPORATION|RGLD|Regal Securities, Inc|500
AES|THE AES CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|615386
AES|THE AES CORPORATION|SAGL|SAGETRADER, LLC|2400
AES|THE AES CORPORATION|SAGW|SAGETRADER, LLC|144
AES|THE AES CORPORATION|SBSH|Citigroup Global Markets Inc.|402550
AES|THE AES CORPORATION|SEIC|SEI Investments Distribution Co.|7500
AES|THE AES CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|1177854
AES|THE AES CORPORATION|SJLS|TRADE INFORMATICS LLC|7032
AES|THE AES CORPORATION|SPDR|SPEEDROUTE LLC|15915
AES|THE AES CORPORATION|SPHN|Stephens Inc.|84879
AES|THE AES CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|174800
AES|THE AES CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|344
AES|THE AES CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24815
AES|THE AES CORPORATION|SWIM|TD Ameritrade, Inc.|97042
AES|THE AES CORPORATION|SWST|Hilltop Securities Inc.|20870
AES|THE AES CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|10686
AES|THE AES CORPORATION|TRBT|Tradebot Systems, Inc.|832689
AES|THE AES CORPORATION|TRCM|TRC MARKETS LLC|235033
AES|THE AES CORPORATION|TWTT|TASTYWORKS, INC.|775
AES|THE AES CORPORATION|UBSA|UBS SECURITIES LLC|4163630
AES|THE AES CORPORATION|UBSS|UBS Securities LLC|4250374
AES|THE AES CORPORATION|VALX|VIRTU AMERICAS LLC|336387
AES|THE AES CORPORATION|VERT|The Vertical Trading Group, LLC|5886
AES|THE AES CORPORATION|VGRD|Vanguard Marketing Corporation|39007
AES|THE AES CORPORATION|WBET|Wallachbeth Capital LLC|376629
AES|THE AES CORPORATION|WBLR|WILLIAM BLAIR|387
AES|THE AES CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|8251
AES|THE AES CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|481674
AES|THE AES CORPORATION|WDNX|WEEDEN & CO.L.P.|414
AES|THE AES CORPORATION|WEDB|WEDBUSH SECURITIES INC.|21551
AES|THE AES CORPORATION|WEED|Weeden & Co.L.P.|90875
AES|THE AES CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47969
AES|THE AES CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22424
AES|THE AES CORPORATION|WFPB|Wells Fargo Securities, LLC.|4675
AES|THE AES CORPORATION|WGIF|CIBC World Markets Inc.|1044
AES|THE AES CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9047
AES|THE AES CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|11844
AES|THE AES CORPORATION|XIST|INSTINET, LLC|991778
AES|THE AES CORPORATION|XPQR|Jump Trading|2341
AES|THE AES CORPORATION|XPUS|XP SECURITIES, LLC|5360
AES|THE AES CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|170820
AES|THE AES CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|979
AES|THE AES CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|79080
AET|AETNA INC. NEW|ABLE|NATIXIS Securities Americas LLC|141015
AET|AETNA INC. NEW|ADAM|CANACCORD GENUITY INC.|457413
AET|AETNA INC. NEW|ALLN|Allen & Company LLC|11360
AET|AETNA INC. NEW|ALTX|Alternet Securities Inc.|14279
AET|AETNA INC. NEW|ANOS|ABEL/NOSER, L.L.C.|7350
AET|AETNA INC. NEW|APCC|Apex Clearing Corporation|2445
AET|AETNA INC. NEW|BALE|M&T SECURITIES, INC.|238
AET|AETNA INC. NEW|BANK|Primevest Financial Services, Inc.|1298
AET|AETNA INC. NEW|BARD|Robert W. Baird & Co. Incorporated|151656
AET|AETNA INC. NEW|BATM|CBOE TRADING, INC.|17412
AET|AETNA INC. NEW|BAYC|BAY CREST PARTNERS, LLC|9
AET|AETNA INC. NEW|BAYT|BTIG, LLC|440
AET|AETNA INC. NEW|BBNT|BB&T SECURITIES, LLC|11653
AET|AETNA INC. NEW|BERN|Sanford C. Bernstein & Co., LLC|71978
AET|AETNA INC. NEW|BIAD|SAGETRADER, LLC|104
AET|AETNA INC. NEW|BIDS|BIDS TRADING L.P.|10200
AET|AETNA INC. NEW|BIMI|Banca IMI Securities Corp.|80
AET|AETNA INC. NEW|BKCM|BNY Mellon Capital Markets LLC|719
AET|AETNA INC. NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6945
AET|AETNA INC. NEW|BLKX|INSTINET, LLC|45400
AET|AETNA INC. NEW|BMOC|BMO Capital Markets Corp.|64
AET|AETNA INC. NEW|BNPX|BNP PARIBAS SECURITIES CORP.|300873
AET|AETNA INC. NEW|BTIG|BTIG, LLC|193931
AET|AETNA INC. NEW|BYXM|CBOE TRADING, INC.|3200
AET|AETNA INC. NEW|CABR|Cabrera Capital Markets, Inc.|325
AET|AETNA INC. NEW|CANT|Cantor Fitzgerald & Co.|51771
AET|AETNA INC. NEW|CHAS|Charles Schwab & Co., Inc.|1443
AET|AETNA INC. NEW|CHDN|CHARDAN CAPITAL MARKETS LLC|778
AET|AETNA INC. NEW|CHLC|CHURCHILL CAPITAL USA, INC.|46978
AET|AETNA INC. NEW|CIBP|CIBC World Markets Corp.|18087
AET|AETNA INC. NEW|CIST|Capital Institutional Services, Inc.|3655
AET|AETNA INC. NEW|CLSA|CLSA AMERICAS, LLC|3419
AET|AETNA INC. NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|243397
AET|AETNA INC. NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
AET|AETNA INC. NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27338
AET|AETNA INC. NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|413418
AET|AETNA INC. NEW|CTDL|Citadel Derivatives Group Llc|22309
AET|AETNA INC. NEW|CVBR|CV BROKERAGE, INC|200
AET|AETNA INC. NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|49140
AET|AETNA INC. NEW|DADA|D.A. Davidson & Co.|2871
AET|AETNA INC. NEW|DBAB|Deutsche Bank Securities Inc.|621290
AET|AETNA INC. NEW|DBAX|Deutsche Bank Securities Inc.|445800
AET|AETNA INC. NEW|DCHF|Dart Executions, LLC|4699
AET|AETNA INC. NEW|DEAN|MORGAN STANLEY|15722
AET|AETNA INC. NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|41599
AET|AETNA INC. NEW|DRWK|DRW SECURITIES, L.L.C.|7300
AET|AETNA INC. NEW|EBXL|EBX LLC|395700
AET|AETNA INC. NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|23353
AET|AETNA INC. NEW|EDJC|Edward Jones / CDS|4
AET|AETNA INC. NEW|EDJO|Edward D. Jones & Co., L.P.|4395
AET|AETNA INC. NEW|EGAM|CBOE TRADING, INC.|18093
AET|AETNA INC. NEW|EGAW|CBOE TRADING, INC.|206
AET|AETNA INC. NEW|EGMT|EG MARKET TECHNOLOGIES LLC|2900
AET|AETNA INC. NEW|EGXM|CBOE TRADING, INC.|4811
AET|AETNA INC. NEW|ELEV|ELEVATION, LLC|2320
AET|AETNA INC. NEW|EROP|Eroom Securities L.L.C.|43125
AET|AETNA INC. NEW|ESPO|ESPOSITO SECURITIES, LLC|402
AET|AETNA INC. NEW|ETBE|Electronic Transaction Clearing, Inc.|55809
AET|AETNA INC. NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|110
AET|AETNA INC. NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37187
AET|AETNA INC. NEW|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|502
AET|AETNA INC. NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1190
AET|AETNA INC. NEW|ETRS|E*Trade Securities LLC|71554
AET|AETNA INC. NEW|FILL|Tradestation Securities, Inc.|5999
AET|AETNA INC. NEW|FINX|FINTECH SECURITIES|605
AET|AETNA INC. NEW|FMAF|NBCN Inc./ CDS|4531
AET|AETNA INC. NEW|FMCO|First Manhattan Co|45
AET|AETNA INC. NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3077
AET|AETNA INC. NEW|FQLS|Quantlab Securities LP|254501
AET|AETNA INC. NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70621
AET|AETNA INC. NEW|FTBR|Foliofn Investments, Inc.|2190
AET|AETNA INC. NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|13917
AET|AETNA INC. NEW|GLIS|TD Securities Inc|1865
AET|AETNA INC. NEW|GLPX|ACS EXECUTION SERVICES, LLC|173752
AET|AETNA INC. NEW|GSCO|GOLDMAN SACHS & CO. LLC|2103579
AET|AETNA INC. NEW|GSCS|GOLDMAN SACHS & CO. LLC|254877
AET|AETNA INC. NEW|GSLT|GOLDMAN SACHS & CO. LLC|12794
AET|AETNA INC. NEW|GTSZ|GTS SECURITIES LLC|339037
AET|AETNA INC. NEW|HAPX|HAP Trading, LLC|8442
AET|AETNA INC. NEW|HASF|Haywood Securities Inc./CDS|20
AET|AETNA INC. NEW|HRBF|American Enterprise Investment Services Inc.|17578
AET|AETNA INC. NEW|HSBC|HSBC Securities, Inc.|25990
AET|AETNA INC. NEW|IATS|INTERACTIVE BROKERS LLC|30556
AET|AETNA INC. NEW|IBKR|Interactive Brokers Llc|39550
AET|AETNA INC. NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1231
AET|AETNA INC. NEW|ICBX|INSTINET, LLC|134790
AET|AETNA INC. NEW|IEQY|CITADEL SECURITIES LLC|121989
AET|AETNA INC. NEW|INCA|INSTINET, LLC|351936
AET|AETNA INC. NEW|INJX|INSTINET, LLC|58155
AET|AETNA INC. NEW|INTL|INTL FCSTONE FINANCIAL INC.|25
AET|AETNA INC. NEW|ITGI|ITG Inc.|42828
AET|AETNA INC. NEW|ITGP|ITG INC.|275400
AET|AETNA INC. NEW|JANY|Janney Montgomery Scott Inc.|2209
AET|AETNA INC. NEW|JEFF|JEFFERIES LLC|333654
AET|AETNA INC. NEW|JMPT|JUMP TRADING, LLC|63178
AET|AETNA INC. NEW|JONE|JonesTrading|1000
AET|AETNA INC. NEW|JPBX|J.P. MORGAN SECURITIES LLC|48331
AET|AETNA INC. NEW|JPMX|J.P. Morgan Securities LLC|796717
AET|AETNA INC. NEW|JSJX|JANE STREET CAPITAL LLC|6005
AET|AETNA INC. NEW|JUTA|JUMP TRADING, LLC|100
AET|AETNA INC. NEW|KCGM|VIRTU Americas LLC|64775
AET|AETNA INC. NEW|LEHM|Barclays Capital Inc./Le|1851463
AET|AETNA INC. NEW|LGNT|COR CLEARING LLC|1
AET|AETNA INC. NEW|LIME|Lime Brokerage LLC|37902
AET|AETNA INC. NEW|LOOP|Loop Capital Markets LLC|5054
AET|AETNA INC. NEW|LQNA|LIQUIDNET, INC.|145400
AET|AETNA INC. NEW|LQNB|LIQUIDNET, INC.|3100
AET|AETNA INC. NEW|LSCI|Lek Securities Corporation|2344
AET|AETNA INC. NEW|LVMR|LIVERMORE TRADING GROUP, INC.|11200
AET|AETNA INC. NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
AET|AETNA INC. NEW|MACC|Mid Atlantic Capital Corporation|1353
AET|AETNA INC. NEW|MAXM|Maxim Group LLC|14749
AET|AETNA INC. NEW|MCMF|Raymond James Ltd. Cds|16
AET|AETNA INC. NEW|MKMP|MKM Partners LLC|4191
AET|AETNA INC. NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|198177
AET|AETNA INC. NEW|MNDX|TJM Investments, LLC|8180
AET|AETNA INC. NEW|MOTF|MOTIF INVESTING, INC.|11
AET|AETNA INC. NEW|MSCO|MORGAN STANLEY & CO. LLC|1786574
AET|AETNA INC. NEW|MSPL|MORGAN STANLEY & CO. LLC|481000
AET|AETNA INC. NEW|MSTX|MORGAN STANLEY & CO. LLC|97900
AET|AETNA INC. NEW|MULL|MARK J. MULLER EQUITIES, INC.|14860
AET|AETNA INC. NEW|MZHO|Mizuho Securities USA LLC|70000
AET|AETNA INC. NEW|NEED|Needham & Company, LLC|300
AET|AETNA INC. NEW|NEUB|NEUBERGER BERMAN BD LLC|62337
AET|AETNA INC. NEW|NFSC|National Financial Services LLC|147084
AET|AETNA INC. NEW|NITE|VIRTU Americas LLC|269520
AET|AETNA INC. NEW|NITP|VIRTU Americas LLC|315
AET|AETNA INC. NEW|NMRA|Nomura Securities International, Inc.|200
AET|AETNA INC. NEW|NQRB|Brut, LLC|38494
AET|AETNA INC. NEW|NTBF|BMO Nesbitt Burns Inc./CDS|688
AET|AETNA INC. NEW|NTRC|Northern Trust Securities, Inc.|1193
AET|AETNA INC. NEW|OGRU|Oscar Gruss & Son, Incorporated|50000
AET|AETNA INC. NEW|OHOS|TWO SIGMA SECURITIES, LLC|10340
AET|AETNA INC. NEW|OPCO|Oppenheimer & Co. Inc.|178203
AET|AETNA INC. NEW|OTAA|OTA LLC|1100
AET|AETNA INC. NEW|OTUS|OLIVETREE FINANCIAL, LLC|70000
AET|AETNA INC. NEW|PDQM|CODA MARKETS, INC.|117678
AET|AETNA INC. NEW|PICT|Pictet Overseas Inc.|145
AET|AETNA INC. NEW|PIPR|Piper Jaffray & Co.|56673
AET|AETNA INC. NEW|PNSR|Penserra Securities, LLC|4300
AET|AETNA INC. NEW|PWJC|UBS Financial Services, Inc.|19002
AET|AETNA INC. NEW|QMSR|QUATTRO M SECURITIES INC.|1768
AET|AETNA INC. NEW|RBCM|RBC CAPITAL MARKETS, LLC|9080
AET|AETNA INC. NEW|RHCO|Suntrust Robinson Humphrey, Inc.|26496
AET|AETNA INC. NEW|SAGL|SAGETRADER, LLC|3420
AET|AETNA INC. NEW|SAGW|SAGETRADER, LLC|34
AET|AETNA INC. NEW|SALI|INTL FCSTONE FINANCIAL INC.|45
AET|AETNA INC. NEW|SBRX|MURIEL SIEBERT & CO INC|15
AET|AETNA INC. NEW|SBSH|Citigroup Global Markets Inc.|249676
AET|AETNA INC. NEW|SEIC|SEI Investments Distribution Co.|1490
AET|AETNA INC. NEW|SGMT|GOLDMAN SACHS & CO. LLC|555467
AET|AETNA INC. NEW|SHMR|ABN Amro Clearing LLC|402
AET|AETNA INC. NEW|SIBO|Prime Executions, Inc.|34700
AET|AETNA INC. NEW|SJLS|TRADE INFORMATICS LLC|11500
AET|AETNA INC. NEW|SOGO|Wang Investment Associates, Inc.|150
AET|AETNA INC. NEW|SPDR|SPEEDROUTE LLC|47951
AET|AETNA INC. NEW|SPHN|Stephens Inc.|1407
AET|AETNA INC. NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
AET|AETNA INC. NEW|STFL|Stifel, Nicolaus & Company, Incorporated|29025
AET|AETNA INC. NEW|STKP|STOCKPILE INVESTMENTS, INC.|72
AET|AETNA INC. NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3231
AET|AETNA INC. NEW|SWIM|TD Ameritrade, Inc.|15605
AET|AETNA INC. NEW|SWST|Hilltop Securities Inc.|281
AET|AETNA INC. NEW|TKNG|ALLY INVEST SECURITIES LLC|2815
AET|AETNA INC. NEW|TRBT|Tradebot Systems, Inc.|112506
AET|AETNA INC. NEW|TRCM|TRC MARKETS LLC|174733
AET|AETNA INC. NEW|UBSA|UBS SECURITIES LLC|1366187
AET|AETNA INC. NEW|UBSS|UBS Securities LLC|1705677
AET|AETNA INC. NEW|UFPA|UNITED FIRST PARTNERS LLC|62895
AET|AETNA INC. NEW|VALX|VIRTU AMERICAS LLC|107545
AET|AETNA INC. NEW|VGRD|Vanguard Marketing Corporation|14135
AET|AETNA INC. NEW|WBLR|WILLIAM BLAIR|50
AET|AETNA INC. NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|3992
AET|AETNA INC. NEW|WCHV|WELLS FARGO SECURITIES, LLC|308133
AET|AETNA INC. NEW|WDNX|WEEDEN & CO.L.P.|8996
AET|AETNA INC. NEW|WEDB|WEDBUSH SECURITIES INC.|8844
AET|AETNA INC. NEW|WEED|Weeden & Co.L.P.|1300
AET|AETNA INC. NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27227
AET|AETNA INC. NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20108
AET|AETNA INC. NEW|WGIF|CIBC World Markets Inc.|554
AET|AETNA INC. NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|407
AET|AETNA INC. NEW|WOLF|Wolfe Trahan Securities|192
AET|AETNA INC. NEW|WORD|Worden Capital Management LLC|29
AET|AETNA INC. NEW|WSEA|WOLVERINE SECURITIES, LLC|4146
AET|AETNA INC. NEW|XIST|INSTINET, LLC|2500
AET|AETNA INC. NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|76592
AET|AETNA INC. NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|5732
AET|AETNA INC. NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11545
AETI|AMERICAN ELECTRIC TE|ALTX|Alternet Securities Inc.|32715
AETI|AMERICAN ELECTRIC TE|APCC|Apex Clearing Corporation|710819
AETI|AMERICAN ELECTRIC TE|BANK|Primevest Financial Services, Inc.|1000
AETI|AMERICAN ELECTRIC TE|BATM|CBOE TRADING, INC.|8259
AETI|AMERICAN ELECTRIC TE|BAYC|BAY CREST PARTNERS, LLC|142542
AETI|AMERICAN ELECTRIC TE|BIMI|Banca IMI Securities Corp.|94514
AETI|AMERICAN ELECTRIC TE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|237050
AETI|AMERICAN ELECTRIC TE|BYXM|CBOE TRADING, INC.|8003
AETI|AMERICAN ELECTRIC TE|CHAS|Charles Schwab & Co., Inc.|33072
AETI|AMERICAN ELECTRIC TE|CIIV|CORPORATE INVESTMENTS GROUP, INC.|12500
AETI|AMERICAN ELECTRIC TE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145040
AETI|AMERICAN ELECTRIC TE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|190229
AETI|AMERICAN ELECTRIC TE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|413723
AETI|AMERICAN ELECTRIC TE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312201
AETI|AMERICAN ELECTRIC TE|CTDL|Citadel Derivatives Group Llc|1208
AETI|AMERICAN ELECTRIC TE|CXCX|CITIGROUP GLOBAL MARKETS INC.|24784
AETI|AMERICAN ELECTRIC TE|DBAB|Deutsche Bank Securities Inc.|62322
AETI|AMERICAN ELECTRIC TE|DBAX|Deutsche Bank Securities Inc.|78500
AETI|AMERICAN ELECTRIC TE|DEAN|MORGAN STANLEY|20954
AETI|AMERICAN ELECTRIC TE|DEGS|RONIN PROFESSIONAL LLC|104855
AETI|AMERICAN ELECTRIC TE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47974
AETI|AMERICAN ELECTRIC TE|EBXL|EBX LLC|250400
AETI|AMERICAN ELECTRIC TE|ECUT|CONVERGEX EXECUTION SOLUTIONS|28072
AETI|AMERICAN ELECTRIC TE|EDJO|Edward D. Jones & Co., L.P.|3892
AETI|AMERICAN ELECTRIC TE|EGAM|CBOE TRADING, INC.|121143
AETI|AMERICAN ELECTRIC TE|EGAW|CBOE TRADING, INC.|55665
AETI|AMERICAN ELECTRIC TE|EGXM|CBOE TRADING, INC.|39098
AETI|AMERICAN ELECTRIC TE|EGXW|CBOE TRADING, INC.|23977
AETI|AMERICAN ELECTRIC TE|ETBE|Electronic Transaction Clearing, Inc.|5332
AETI|AMERICAN ELECTRIC TE|ETCC|Electronic Transaction Clearing, Inc.|8320
AETI|AMERICAN ELECTRIC TE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|27580
AETI|AMERICAN ELECTRIC TE|ETRS|E*Trade Securities LLC|4637194
AETI|AMERICAN ELECTRIC TE|FBCO|Credit Suisse Securities (USA) LLC|426021
AETI|AMERICAN ELECTRIC TE|FILL|Tradestation Securities, Inc.|337804
AETI|AMERICAN ELECTRIC TE|FMAF|NBCN Inc./ CDS|15408
AETI|AMERICAN ELECTRIC TE|FOMA|TD AMERITRADE CLEARING, INC.|4916765
AETI|AMERICAN ELECTRIC TE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4497
AETI|AMERICAN ELECTRIC TE|FTBR|Foliofn Investments, Inc.|203
AETI|AMERICAN ELECTRIC TE|GEBB|GLOBAL EXECUTION BROKERS, LP|4423
AETI|AMERICAN ELECTRIC TE|GLIS|TD Securities Inc|6449
AETI|AMERICAN ELECTRIC TE|GLPX|ACS EXECUTION SERVICES, LLC|564454
AETI|AMERICAN ELECTRIC TE|GSCO|GOLDMAN SACHS & CO. LLC|60976
AETI|AMERICAN ELECTRIC TE|GSCS|GOLDMAN SACHS & CO. LLC|17304
AETI|AMERICAN ELECTRIC TE|GSLT|GOLDMAN SACHS & CO. LLC|75927
AETI|AMERICAN ELECTRIC TE|GTSZ|GTS SECURITIES LLC|5432
AETI|AMERICAN ELECTRIC TE|HSBC|HSBC Securities, Inc.|3982
AETI|AMERICAN ELECTRIC TE|IATS|INTERACTIVE BROKERS LLC|343538
AETI|AMERICAN ELECTRIC TE|IBKR|Interactive Brokers Llc|3050187
AETI|AMERICAN ELECTRIC TE|ICBX|INSTINET, LLC|57475
AETI|AMERICAN ELECTRIC TE|INCA|INSTINET, LLC|535620
AETI|AMERICAN ELECTRIC TE|INJX|INSTINET, LLC|9500
AETI|AMERICAN ELECTRIC TE|ITGI|ITG Inc.|203905
AETI|AMERICAN ELECTRIC TE|ITGP|ITG INC.|105000
AETI|AMERICAN ELECTRIC TE|JEFF|JEFFERIES LLC|12425
AETI|AMERICAN ELECTRIC TE|JMPT|JUMP TRADING, LLC|50187
AETI|AMERICAN ELECTRIC TE|JPMX|J.P. Morgan Securities LLC|150454
AETI|AMERICAN ELECTRIC TE|JSJX|JANE STREET CAPITAL LLC|901
AETI|AMERICAN ELECTRIC TE|KCGM|VIRTU Americas LLC|82431
AETI|AMERICAN ELECTRIC TE|LEHM|Barclays Capital Inc./Le|386667
AETI|AMERICAN ELECTRIC TE|LIME|Lime Brokerage LLC|91594
AETI|AMERICAN ELECTRIC TE|LSCI|Lek Securities Corporation|13260
AETI|AMERICAN ELECTRIC TE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6527
AETI|AMERICAN ELECTRIC TE|MAXM|Maxim Group LLC|31225
AETI|AMERICAN ELECTRIC TE|MBTS|ALLY INVEST SECURITIES LLC|2436
AETI|AMERICAN ELECTRIC TE|MICA|Spartan Securities Group, Ltd.|45992
AETI|AMERICAN ELECTRIC TE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17984
AETI|AMERICAN ELECTRIC TE|MOTF|MOTIF INVESTING, INC.|8
AETI|AMERICAN ELECTRIC TE|MSCO|MORGAN STANLEY & CO. LLC|2808592
AETI|AMERICAN ELECTRIC TE|MSPL|MORGAN STANLEY & CO. LLC|4800
AETI|AMERICAN ELECTRIC TE|NFSC|National Financial Services LLC|2922062
AETI|AMERICAN ELECTRIC TE|NITE|VIRTU Americas LLC|8120123
AETI|AMERICAN ELECTRIC TE|NQRB|Brut, LLC|45709
AETI|AMERICAN ELECTRIC TE|OPCO|Oppenheimer & Co. Inc.|7890
AETI|AMERICAN ELECTRIC TE|PCPT|PHILLIP CAPITAL INC.|13188
AETI|AMERICAN ELECTRIC TE|PDQM|CODA MARKETS, INC.|658708
AETI|AMERICAN ELECTRIC TE|RAJA|Raymond James & Associates, Inc.|30800
AETI|AMERICAN ELECTRIC TE|RBCM|RBC CAPITAL MARKETS, LLC|2000
AETI|AMERICAN ELECTRIC TE|SAGL|SAGETRADER, LLC|7848
AETI|AMERICAN ELECTRIC TE|SALI|INTL FCSTONE FINANCIAL INC.|5800
AETI|AMERICAN ELECTRIC TE|SBSH|Citigroup Global Markets Inc.|197237
AETI|AMERICAN ELECTRIC TE|SGMT|GOLDMAN SACHS & CO. LLC|107594
AETI|AMERICAN ELECTRIC TE|SOGO|Wang Investment Associates, Inc.|5050
AETI|AMERICAN ELECTRIC TE|SPDR|SPEEDROUTE LLC|980717
AETI|AMERICAN ELECTRIC TE|SPNT|SEVEN POINTS CAPITAL, LLC|1500
AETI|AMERICAN ELECTRIC TE|SPTD|MINT GLOBAL MARKETS, INC.|11000
AETI|AMERICAN ELECTRIC TE|SWIM|TD Ameritrade, Inc.|3171982
AETI|AMERICAN ELECTRIC TE|SWST|Hilltop Securities Inc.|49405
AETI|AMERICAN ELECTRIC TE|TKNG|ALLY INVEST SECURITIES LLC|110960
AETI|AMERICAN ELECTRIC TE|TRCM|TRC MARKETS LLC|6784
AETI|AMERICAN ELECTRIC TE|TWTT|TASTYWORKS, INC.|6400
AETI|AMERICAN ELECTRIC TE|UBSA|UBS SECURITIES LLC|466783
AETI|AMERICAN ELECTRIC TE|UBSS|UBS Securities LLC|805331
AETI|AMERICAN ELECTRIC TE|VALX|VIRTU AMERICAS LLC|2352
AETI|AMERICAN ELECTRIC TE|VGRD|Vanguard Marketing Corporation|196535
AETI|AMERICAN ELECTRIC TE|VIEW|VIEWTRADE SECURITIES LLC|528
AETI|AMERICAN ELECTRIC TE|VSIN|Vision Financial Markets Llc|178741
AETI|AMERICAN ELECTRIC TE|WCHV|WELLS FARGO SECURITIES, LLC|60573
AETI|AMERICAN ELECTRIC TE|WEDB|WEDBUSH SECURITIES INC.|1536439
AETI|AMERICAN ELECTRIC TE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|95121
AETI|AMERICAN ELECTRIC TE|WGIF|CIBC World Markets Inc.|58791
AETI|AMERICAN ELECTRIC TE|WHOT|JUST2TRADE, INC.|1050
AETI|AMERICAN ELECTRIC TE|WSEA|WOLVERINE SECURITIES, LLC|248624
AETI|AMERICAN ELECTRIC TE|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2462
AETI|AMERICAN ELECTRIC TE|WTFS|JUST2TRADE, INC.|500
AETI|AMERICAN ELECTRIC TE|XSTM|NATIONAL FINANCIAL SERVICES LLC|9000
AETI|AMERICAN ELECTRIC TE|YKNA|COMHAR CAPITAL MARKETS, LLC|20945
AETI|AMERICAN ELECTRIC TE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6000
AEY|ADDVANTAGE TECHS GRP|APCC|Apex Clearing Corporation|2000
AEY|ADDVANTAGE TECHS GRP|BATM|CBOE TRADING, INC.|300
AEY|ADDVANTAGE TECHS GRP|BIMI|Banca IMI Securities Corp.|1900
AEY|ADDVANTAGE TECHS GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
AEY|ADDVANTAGE TECHS GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
AEY|ADDVANTAGE TECHS GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
AEY|ADDVANTAGE TECHS GRP|DBAB|Deutsche Bank Securities Inc.|766
AEY|ADDVANTAGE TECHS GRP|DBAX|Deutsche Bank Securities Inc.|300
AEY|ADDVANTAGE TECHS GRP|DEGS|RONIN PROFESSIONAL LLC|2884
AEY|ADDVANTAGE TECHS GRP|EDJO|Edward D. Jones & Co., L.P.|250
AEY|ADDVANTAGE TECHS GRP|EGXW|CBOE TRADING, INC.|1
AEY|ADDVANTAGE TECHS GRP|ETRS|E*Trade Securities LLC|20787
AEY|ADDVANTAGE TECHS GRP|FBCO|Credit Suisse Securities (USA) LLC|7915
AEY|ADDVANTAGE TECHS GRP|FMAF|NBCN Inc./ CDS|273
AEY|ADDVANTAGE TECHS GRP|FOMA|TD AMERITRADE CLEARING, INC.|41505
AEY|ADDVANTAGE TECHS GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133
AEY|ADDVANTAGE TECHS GRP|GSCO|GOLDMAN SACHS & CO. LLC|85
AEY|ADDVANTAGE TECHS GRP|GSLT|GOLDMAN SACHS & CO. LLC|6750
AEY|ADDVANTAGE TECHS GRP|IATS|INTERACTIVE BROKERS LLC|1479
AEY|ADDVANTAGE TECHS GRP|IBKR|Interactive Brokers Llc|37951
AEY|ADDVANTAGE TECHS GRP|ICBX|INSTINET, LLC|100
AEY|ADDVANTAGE TECHS GRP|INCA|INSTINET, LLC|2481
AEY|ADDVANTAGE TECHS GRP|INJX|INSTINET, LLC|100
AEY|ADDVANTAGE TECHS GRP|ITGI|ITG Inc.|560
AEY|ADDVANTAGE TECHS GRP|ITGP|ITG INC.|2800
AEY|ADDVANTAGE TECHS GRP|JEFF|JEFFERIES LLC|200
AEY|ADDVANTAGE TECHS GRP|KCGM|VIRTU Americas LLC|100
AEY|ADDVANTAGE TECHS GRP|LEHM|Barclays Capital Inc./Le|396
AEY|ADDVANTAGE TECHS GRP|LIME|Lime Brokerage LLC|2939
AEY|ADDVANTAGE TECHS GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AEY|ADDVANTAGE TECHS GRP|MSCO|MORGAN STANLEY & CO. LLC|9825
AEY|ADDVANTAGE TECHS GRP|NFSC|National Financial Services LLC|26396
AEY|ADDVANTAGE TECHS GRP|NITE|VIRTU Americas LLC|76119
AEY|ADDVANTAGE TECHS GRP|NQRB|Brut, LLC|400
AEY|ADDVANTAGE TECHS GRP|RBCM|RBC CAPITAL MARKETS, LLC|400
AEY|ADDVANTAGE TECHS GRP|SGMT|GOLDMAN SACHS & CO. LLC|4
AEY|ADDVANTAGE TECHS GRP|SPDR|SPEEDROUTE LLC|54
AEY|ADDVANTAGE TECHS GRP|SWIM|TD Ameritrade, Inc.|31891
AEY|ADDVANTAGE TECHS GRP|TRCM|TRC MARKETS LLC|3057
AEY|ADDVANTAGE TECHS GRP|UBSA|UBS SECURITIES LLC|303
AEY|ADDVANTAGE TECHS GRP|UBSS|UBS Securities LLC|5678
AEY|ADDVANTAGE TECHS GRP|WEDB|WEDBUSH SECURITIES INC.|897
AEY|ADDVANTAGE TECHS GRP|WGIF|CIBC World Markets Inc.|5000
AEY|ADDVANTAGE TECHS GRP|WSEA|WOLVERINE SECURITIES, LLC|619
AEZS|AETERNA ZENTARIS|ALTX|Alternet Securities Inc.|100
AEZS|AETERNA ZENTARIS|APCC|Apex Clearing Corporation|2137
AEZS|AETERNA ZENTARIS|BATM|CBOE TRADING, INC.|363
AEZS|AETERNA ZENTARIS|BIMI|Banca IMI Securities Corp.|9423
AEZS|AETERNA ZENTARIS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
AEZS|AETERNA ZENTARIS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13219
AEZS|AETERNA ZENTARIS|DBAB|Deutsche Bank Securities Inc.|12645
AEZS|AETERNA ZENTARIS|DBAX|Deutsche Bank Securities Inc.|200
AEZS|AETERNA ZENTARIS|DEGS|RONIN PROFESSIONAL LLC|7755
AEZS|AETERNA ZENTARIS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2700
AEZS|AETERNA ZENTARIS|EBXL|EBX LLC|4500
AEZS|AETERNA ZENTARIS|EDJO|Edward D. Jones & Co., L.P.|1354
AEZS|AETERNA ZENTARIS|EGAM|CBOE TRADING, INC.|1815
AEZS|AETERNA ZENTARIS|EGXM|CBOE TRADING, INC.|200
AEZS|AETERNA ZENTARIS|ETBE|Electronic Transaction Clearing, Inc.|200
AEZS|AETERNA ZENTARIS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
AEZS|AETERNA ZENTARIS|ETRS|E*Trade Securities LLC|325887
AEZS|AETERNA ZENTARIS|FBCO|Credit Suisse Securities (USA) LLC|27324
AEZS|AETERNA ZENTARIS|FILL|Tradestation Securities, Inc.|1753
AEZS|AETERNA ZENTARIS|FMAF|NBCN Inc./ CDS|1
AEZS|AETERNA ZENTARIS|FOMA|TD AMERITRADE CLEARING, INC.|452264
AEZS|AETERNA ZENTARIS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4467
AEZS|AETERNA ZENTARIS|FTBR|Foliofn Investments, Inc.|3399
AEZS|AETERNA ZENTARIS|GEBB|GLOBAL EXECUTION BROKERS, LP|5115
AEZS|AETERNA ZENTARIS|GLPX|ACS EXECUTION SERVICES, LLC|100
AEZS|AETERNA ZENTARIS|GSCO|GOLDMAN SACHS & CO. LLC|600
AEZS|AETERNA ZENTARIS|GSLT|GOLDMAN SACHS & CO. LLC|2300
AEZS|AETERNA ZENTARIS|GTSZ|GTS SECURITIES LLC|1579
AEZS|AETERNA ZENTARIS|HRBF|American Enterprise Investment Services Inc.|4151
AEZS|AETERNA ZENTARIS|IATS|INTERACTIVE BROKERS LLC|11508
AEZS|AETERNA ZENTARIS|IBKR|Interactive Brokers Llc|141948
AEZS|AETERNA ZENTARIS|ICBX|INSTINET, LLC|2100
AEZS|AETERNA ZENTARIS|INCA|INSTINET, LLC|8353
AEZS|AETERNA ZENTARIS|INJX|INSTINET, LLC|200
AEZS|AETERNA ZENTARIS|ITGI|ITG Inc.|1800
AEZS|AETERNA ZENTARIS|ITGP|ITG INC.|2800
AEZS|AETERNA ZENTARIS|JMPT|JUMP TRADING, LLC|280
AEZS|AETERNA ZENTARIS|JPMX|J.P. Morgan Securities LLC|10904
AEZS|AETERNA ZENTARIS|KCGM|VIRTU Americas LLC|10
AEZS|AETERNA ZENTARIS|LEHM|Barclays Capital Inc./Le|44203
AEZS|AETERNA ZENTARIS|LIME|Lime Brokerage LLC|19053
AEZS|AETERNA ZENTARIS|LSCI|Lek Securities Corporation|55
AEZS|AETERNA ZENTARIS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AEZS|AETERNA ZENTARIS|MBTS|ALLY INVEST SECURITIES LLC|32560
AEZS|AETERNA ZENTARIS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
AEZS|AETERNA ZENTARIS|MOTF|MOTIF INVESTING, INC.|3
AEZS|AETERNA ZENTARIS|MSCO|MORGAN STANLEY & CO. LLC|185613
AEZS|AETERNA ZENTARIS|MSPL|MORGAN STANLEY & CO. LLC|5500
AEZS|AETERNA ZENTARIS|NFSC|National Financial Services LLC|508734
AEZS|AETERNA ZENTARIS|NITE|VIRTU Americas LLC|674622
AEZS|AETERNA ZENTARIS|NQRB|Brut, LLC|100
AEZS|AETERNA ZENTARIS|OPCO|Oppenheimer & Co. Inc.|2000
AEZS|AETERNA ZENTARIS|PDQM|CODA MARKETS, INC.|600
AEZS|AETERNA ZENTARIS|PHLY|NASDAQ Execution Services, LLC|200
AEZS|AETERNA ZENTARIS|RAJA|Raymond James & Associates, Inc.|3
AEZS|AETERNA ZENTARIS|RBCM|RBC CAPITAL MARKETS, LLC|500
AEZS|AETERNA ZENTARIS|RGLD|Regal Securities, Inc|160
AEZS|AETERNA ZENTARIS|SBSH|Citigroup Global Markets Inc.|16465
AEZS|AETERNA ZENTARIS|SGMT|GOLDMAN SACHS & CO. LLC|720
AEZS|AETERNA ZENTARIS|SPDR|SPEEDROUTE LLC|600
AEZS|AETERNA ZENTARIS|STFL|Stifel, Nicolaus & Company, Incorporated|4
AEZS|AETERNA ZENTARIS|SWIM|TD Ameritrade, Inc.|23575
AEZS|AETERNA ZENTARIS|SWST|Hilltop Securities Inc.|11581
AEZS|AETERNA ZENTARIS|TKNG|ALLY INVEST SECURITIES LLC|6922
AEZS|AETERNA ZENTARIS|TRCM|TRC MARKETS LLC|310
AEZS|AETERNA ZENTARIS|UBSA|UBS SECURITIES LLC|14620
AEZS|AETERNA ZENTARIS|UBSS|UBS Securities LLC|71467
AEZS|AETERNA ZENTARIS|VALX|VIRTU AMERICAS LLC|1924
AEZS|AETERNA ZENTARIS|VGRD|Vanguard Marketing Corporation|37450
AEZS|AETERNA ZENTARIS|WCHV|WELLS FARGO SECURITIES, LLC|37955
AEZS|AETERNA ZENTARIS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|181
AEZS|AETERNA ZENTARIS|WSEA|WOLVERINE SECURITIES, LLC|20913
AEZS|AETERNA ZENTARIS|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
AEZS|AETERNA ZENTARIS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
AFB|ALLIANCEBERNSTEIN NM|ALTX|Alternet Securities Inc.|200
AFB|ALLIANCEBERNSTEIN NM|APCC|Apex Clearing Corporation|14
AFB|ALLIANCEBERNSTEIN NM|BARD|Robert W. Baird & Co. Incorporated|29
AFB|ALLIANCEBERNSTEIN NM|BATM|CBOE TRADING, INC.|127
AFB|ALLIANCEBERNSTEIN NM|BBNT|BB&T SECURITIES, LLC|1
AFB|ALLIANCEBERNSTEIN NM|BRGE|Newbridge Securities Corp.|1400
AFB|ALLIANCEBERNSTEIN NM|BTIG|BTIG, LLC|3221
AFB|ALLIANCEBERNSTEIN NM|CHAS|Charles Schwab & Co., Inc.|3
AFB|ALLIANCEBERNSTEIN NM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5100
AFB|ALLIANCEBERNSTEIN NM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
AFB|ALLIANCEBERNSTEIN NM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
AFB|ALLIANCEBERNSTEIN NM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2802
AFB|ALLIANCEBERNSTEIN NM|CXCX|CITIGROUP GLOBAL MARKETS INC.|984
AFB|ALLIANCEBERNSTEIN NM|DBAX|Deutsche Bank Securities Inc.|7400
AFB|ALLIANCEBERNSTEIN NM|DEAN|MORGAN STANLEY|5319
AFB|ALLIANCEBERNSTEIN NM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4573
AFB|ALLIANCEBERNSTEIN NM|EBXL|EBX LLC|17900
AFB|ALLIANCEBERNSTEIN NM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
AFB|ALLIANCEBERNSTEIN NM|EDJO|Edward D. Jones & Co., L.P.|620
AFB|ALLIANCEBERNSTEIN NM|EGAM|CBOE TRADING, INC.|200
AFB|ALLIANCEBERNSTEIN NM|EGXM|CBOE TRADING, INC.|100
AFB|ALLIANCEBERNSTEIN NM|ESPO|ESPOSITO SECURITIES, LLC|586
AFB|ALLIANCEBERNSTEIN NM|ETRS|E*Trade Securities LLC|4209
AFB|ALLIANCEBERNSTEIN NM|FMAF|NBCN Inc./ CDS|30
AFB|ALLIANCEBERNSTEIN NM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10270
AFB|ALLIANCEBERNSTEIN NM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12700
AFB|ALLIANCEBERNSTEIN NM|FTBR|Foliofn Investments, Inc.|45
AFB|ALLIANCEBERNSTEIN NM|GLPX|ACS EXECUTION SERVICES, LLC|2346
AFB|ALLIANCEBERNSTEIN NM|GSCO|GOLDMAN SACHS & CO. LLC|1400
AFB|ALLIANCEBERNSTEIN NM|GSCS|GOLDMAN SACHS & CO. LLC|373
AFB|ALLIANCEBERNSTEIN NM|GSLT|GOLDMAN SACHS & CO. LLC|100
AFB|ALLIANCEBERNSTEIN NM|HRBF|American Enterprise Investment Services Inc.|9251
AFB|ALLIANCEBERNSTEIN NM|IATS|INTERACTIVE BROKERS LLC|400
AFB|ALLIANCEBERNSTEIN NM|IBKR|Interactive Brokers Llc|6807
AFB|ALLIANCEBERNSTEIN NM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9797
AFB|ALLIANCEBERNSTEIN NM|ICBX|INSTINET, LLC|1800
AFB|ALLIANCEBERNSTEIN NM|INCA|INSTINET, LLC|6568
AFB|ALLIANCEBERNSTEIN NM|ITGI|ITG Inc.|4099
AFB|ALLIANCEBERNSTEIN NM|ITGP|ITG INC.|5200
AFB|ALLIANCEBERNSTEIN NM|JEFF|JEFFERIES LLC|5278
AFB|ALLIANCEBERNSTEIN NM|JPMX|J.P. Morgan Securities LLC|28098
AFB|ALLIANCEBERNSTEIN NM|KCGM|VIRTU Americas LLC|15896
AFB|ALLIANCEBERNSTEIN NM|LEHM|Barclays Capital Inc./Le|34457
AFB|ALLIANCEBERNSTEIN NM|LIME|Lime Brokerage LLC|301
AFB|ALLIANCEBERNSTEIN NM|LIWE|LIME BROKERAGE LLC|2121
AFB|ALLIANCEBERNSTEIN NM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
AFB|ALLIANCEBERNSTEIN NM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18730
AFB|ALLIANCEBERNSTEIN NM|MOTF|MOTIF INVESTING, INC.|1
AFB|ALLIANCEBERNSTEIN NM|MSCO|MORGAN STANLEY & CO. LLC|38255
AFB|ALLIANCEBERNSTEIN NM|MSPL|MORGAN STANLEY & CO. LLC|13800
AFB|ALLIANCEBERNSTEIN NM|MSTX|MORGAN STANLEY & CO. LLC|200
AFB|ALLIANCEBERNSTEIN NM|NFSC|National Financial Services LLC|54420
AFB|ALLIANCEBERNSTEIN NM|NITE|VIRTU Americas LLC|157792
AFB|ALLIANCEBERNSTEIN NM|NQRB|Brut, LLC|2900
AFB|ALLIANCEBERNSTEIN NM|NTBF|BMO Nesbitt Burns Inc./CDS|500
AFB|ALLIANCEBERNSTEIN NM|OPCO|Oppenheimer & Co. Inc.|10778
AFB|ALLIANCEBERNSTEIN NM|PDQM|CODA MARKETS, INC.|3916
AFB|ALLIANCEBERNSTEIN NM|RBCM|RBC CAPITAL MARKETS, LLC|7207
AFB|ALLIANCEBERNSTEIN NM|SALI|INTL FCSTONE FINANCIAL INC.|224
AFB|ALLIANCEBERNSTEIN NM|SBSH|Citigroup Global Markets Inc.|1733
AFB|ALLIANCEBERNSTEIN NM|SGMT|GOLDMAN SACHS & CO. LLC|9030
AFB|ALLIANCEBERNSTEIN NM|SPDR|SPEEDROUTE LLC|400
AFB|ALLIANCEBERNSTEIN NM|STFL|Stifel, Nicolaus & Company, Incorporated|2308
AFB|ALLIANCEBERNSTEIN NM|SWST|Hilltop Securities Inc.|3103
AFB|ALLIANCEBERNSTEIN NM|TRBT|Tradebot Systems, Inc.|1274
AFB|ALLIANCEBERNSTEIN NM|UBSA|UBS SECURITIES LLC|24412
AFB|ALLIANCEBERNSTEIN NM|UBSS|UBS Securities LLC|65244
AFB|ALLIANCEBERNSTEIN NM|VALX|VIRTU AMERICAS LLC|257
AFB|ALLIANCEBERNSTEIN NM|VGRD|Vanguard Marketing Corporation|2435
AFB|ALLIANCEBERNSTEIN NM|WBLR|WILLIAM BLAIR|4314
AFB|ALLIANCEBERNSTEIN NM|WCHV|WELLS FARGO SECURITIES, LLC|43585
AFB|ALLIANCEBERNSTEIN NM|WEDB|WEDBUSH SECURITIES INC.|2837
AFB|ALLIANCEBERNSTEIN NM|WEED|Weeden & Co.L.P.|16912
AFB|ALLIANCEBERNSTEIN NM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|356
AFB|ALLIANCEBERNSTEIN NM|WSEA|WOLVERINE SECURITIES, LLC|218
AFB|ALLIANCEBERNSTEIN NM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2154
AFB|ALLIANCEBERNSTEIN NM|YKNA|COMHAR CAPITAL MARKETS, LLC|370
AFB|ALLIANCEBERNSTEIN NM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3050
AFC|ALLIED CAP 6.875 NTS|APCC|Apex Clearing Corporation|5
AFC|ALLIED CAP 6.875 NTS|BANK|Primevest Financial Services, Inc.|1060
AFC|ALLIED CAP 6.875 NTS|BATM|CBOE TRADING, INC.|7
AFC|ALLIED CAP 6.875 NTS|BBNT|BB&T SECURITIES, LLC|100
AFC|ALLIED CAP 6.875 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2301
AFC|ALLIED CAP 6.875 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|237
AFC|ALLIED CAP 6.875 NTS|DBAX|Deutsche Bank Securities Inc.|100
AFC|ALLIED CAP 6.875 NTS|DEAN|MORGAN STANLEY|12811
AFC|ALLIED CAP 6.875 NTS|EDJO|Edward D. Jones & Co., L.P.|2260
AFC|ALLIED CAP 6.875 NTS|EGAM|CBOE TRADING, INC.|31
AFC|ALLIED CAP 6.875 NTS|EGAW|CBOE TRADING, INC.|26
AFC|ALLIED CAP 6.875 NTS|ETRS|E*Trade Securities LLC|2040
AFC|ALLIED CAP 6.875 NTS|FTBR|Foliofn Investments, Inc.|1
AFC|ALLIED CAP 6.875 NTS|GSLT|GOLDMAN SACHS & CO. LLC|100
AFC|ALLIED CAP 6.875 NTS|HRBF|American Enterprise Investment Services Inc.|1214
AFC|ALLIED CAP 6.875 NTS|IBKR|Interactive Brokers Llc|1150
AFC|ALLIED CAP 6.875 NTS|ITGI|ITG Inc.|1510
AFC|ALLIED CAP 6.875 NTS|ITGP|ITG INC.|200
AFC|ALLIED CAP 6.875 NTS|JANY|Janney Montgomery Scott Inc.|400
AFC|ALLIED CAP 6.875 NTS|LEHM|Barclays Capital Inc./Le|200
AFC|ALLIED CAP 6.875 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AFC|ALLIED CAP 6.875 NTS|MSCO|MORGAN STANLEY & CO. LLC|1437
AFC|ALLIED CAP 6.875 NTS|NFSC|National Financial Services LLC|7005
AFC|ALLIED CAP 6.875 NTS|NITE|VIRTU Americas LLC|17422
AFC|ALLIED CAP 6.875 NTS|PCPT|PHILLIP CAPITAL INC.|1000
AFC|ALLIED CAP 6.875 NTS|PWJC|UBS Financial Services, Inc.|900
AFC|ALLIED CAP 6.875 NTS|RBCM|RBC CAPITAL MARKETS, LLC|550
AFC|ALLIED CAP 6.875 NTS|SPDR|SPEEDROUTE LLC|100
AFC|ALLIED CAP 6.875 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|789
AFC|ALLIED CAP 6.875 NTS|UBSA|UBS SECURITIES LLC|400
AFC|ALLIED CAP 6.875 NTS|UBSS|UBS Securities LLC|5536
AFC|ALLIED CAP 6.875 NTS|VGRD|Vanguard Marketing Corporation|93
AFC|ALLIED CAP 6.875 NTS|WCHV|WELLS FARGO SECURITIES, LLC|11733
AFC|ALLIED CAP 6.875 NTS|WEDB|WEDBUSH SECURITIES INC.|500
AFC|ALLIED CAP 6.875 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|902
AFG|AMER FIN GRP HLD|ALTX|Alternet Securities Inc.|2631
AFG|AMER FIN GRP HLD|APCC|Apex Clearing Corporation|50
AFG|AMER FIN GRP HLD|BANK|Primevest Financial Services, Inc.|282
AFG|AMER FIN GRP HLD|BARD|Robert W. Baird & Co. Incorporated|1131
AFG|AMER FIN GRP HLD|BATM|CBOE TRADING, INC.|1666
AFG|AMER FIN GRP HLD|BAYC|BAY CREST PARTNERS, LLC|680
AFG|AMER FIN GRP HLD|BBNT|BB&T SECURITIES, LLC|69
AFG|AMER FIN GRP HLD|BERN|Sanford C. Bernstein & Co., LLC|20845
AFG|AMER FIN GRP HLD|BIMI|Banca IMI Securities Corp.|125
AFG|AMER FIN GRP HLD|BKCM|BNY Mellon Capital Markets LLC|17631
AFG|AMER FIN GRP HLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|434
AFG|AMER FIN GRP HLD|BNPX|BNP PARIBAS SECURITIES CORP.|25065
AFG|AMER FIN GRP HLD|BTIG|BTIG, LLC|6895
AFG|AMER FIN GRP HLD|BZYD|GOLDMAN SACHS & CO. LLC|300
AFG|AMER FIN GRP HLD|CANT|Cantor Fitzgerald & Co.|741
AFG|AMER FIN GRP HLD|CHAS|Charles Schwab & Co., Inc.|135
AFG|AMER FIN GRP HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29997
AFG|AMER FIN GRP HLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
AFG|AMER FIN GRP HLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
AFG|AMER FIN GRP HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|91690
AFG|AMER FIN GRP HLD|CTDL|Citadel Derivatives Group Llc|5929
AFG|AMER FIN GRP HLD|CTLR|CUTLER GROUP, LP|200
AFG|AMER FIN GRP HLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|20854
AFG|AMER FIN GRP HLD|DBAB|Deutsche Bank Securities Inc.|129260
AFG|AMER FIN GRP HLD|DBAX|Deutsche Bank Securities Inc.|31800
AFG|AMER FIN GRP HLD|DEAN|MORGAN STANLEY|1266
AFG|AMER FIN GRP HLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|67
AFG|AMER FIN GRP HLD|EBXL|EBX LLC|69300
AFG|AMER FIN GRP HLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3448
AFG|AMER FIN GRP HLD|EDJO|Edward D. Jones & Co., L.P.|235
AFG|AMER FIN GRP HLD|EGAM|CBOE TRADING, INC.|1869
AFG|AMER FIN GRP HLD|EGAW|CBOE TRADING, INC.|81
AFG|AMER FIN GRP HLD|EGMT|EG MARKET TECHNOLOGIES LLC|500
AFG|AMER FIN GRP HLD|EGXM|CBOE TRADING, INC.|204
AFG|AMER FIN GRP HLD|ETBE|Electronic Transaction Clearing, Inc.|300
AFG|AMER FIN GRP HLD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
AFG|AMER FIN GRP HLD|ETCB|ETC BROKERAGE SERVICES, LLC|21
AFG|AMER FIN GRP HLD|ETCC|Electronic Transaction Clearing, Inc.|140
AFG|AMER FIN GRP HLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11632
AFG|AMER FIN GRP HLD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|162
AFG|AMER FIN GRP HLD|ETRS|E*Trade Securities LLC|3779
AFG|AMER FIN GRP HLD|FILL|Tradestation Securities, Inc.|17
AFG|AMER FIN GRP HLD|FINX|FINTECH SECURITIES|30
AFG|AMER FIN GRP HLD|FMAF|NBCN Inc./ CDS|859
AFG|AMER FIN GRP HLD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4186
AFG|AMER FIN GRP HLD|FQLS|Quantlab Securities LP|74960
AFG|AMER FIN GRP HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46960
AFG|AMER FIN GRP HLD|FTBR|Foliofn Investments, Inc.|4642
AFG|AMER FIN GRP HLD|GLPX|ACS EXECUTION SERVICES, LLC|5734
AFG|AMER FIN GRP HLD|GSCO|GOLDMAN SACHS & CO. LLC|1215441
AFG|AMER FIN GRP HLD|GSCS|GOLDMAN SACHS & CO. LLC|423
AFG|AMER FIN GRP HLD|GSLT|GOLDMAN SACHS & CO. LLC|1010
AFG|AMER FIN GRP HLD|GTSZ|GTS SECURITIES LLC|31501
AFG|AMER FIN GRP HLD|HRBF|American Enterprise Investment Services Inc.|120
AFG|AMER FIN GRP HLD|HSBC|HSBC Securities, Inc.|13611
AFG|AMER FIN GRP HLD|IATS|INTERACTIVE BROKERS LLC|1472
AFG|AMER FIN GRP HLD|IBKR|Interactive Brokers Llc|3208
AFG|AMER FIN GRP HLD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1304
AFG|AMER FIN GRP HLD|ICBX|INSTINET, LLC|6100
AFG|AMER FIN GRP HLD|IEQY|CITADEL SECURITIES LLC|20168
AFG|AMER FIN GRP HLD|INCA|INSTINET, LLC|69490
AFG|AMER FIN GRP HLD|INJX|INSTINET, LLC|1029
AFG|AMER FIN GRP HLD|ITGI|ITG Inc.|13805
AFG|AMER FIN GRP HLD|ITGP|ITG INC.|13000
AFG|AMER FIN GRP HLD|JEFF|JEFFERIES LLC|7522
AFG|AMER FIN GRP HLD|JMPT|JUMP TRADING, LLC|12895
AFG|AMER FIN GRP HLD|JONE|JonesTrading|2814
AFG|AMER FIN GRP HLD|JPBX|J.P. MORGAN SECURITIES LLC|14288
AFG|AMER FIN GRP HLD|JPMX|J.P. Morgan Securities LLC|120453
AFG|AMER FIN GRP HLD|JSJX|JANE STREET CAPITAL LLC|4212
AFG|AMER FIN GRP HLD|KCGM|VIRTU Americas LLC|11407
AFG|AMER FIN GRP HLD|LEHM|Barclays Capital Inc./Le|231296
AFG|AMER FIN GRP HLD|LIME|Lime Brokerage LLC|10529
AFG|AMER FIN GRP HLD|LMNX|LUMINEX TRADING & ANALYTICS LLC|27480
AFG|AMER FIN GRP HLD|LOOP|Loop Capital Markets LLC|3891
AFG|AMER FIN GRP HLD|LQNA|LIQUIDNET, INC.|15000
AFG|AMER FIN GRP HLD|MCBT|Moors & Cabot, Inc.|600
AFG|AMER FIN GRP HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22900
AFG|AMER FIN GRP HLD|MOTF|MOTIF INVESTING, INC.|7
AFG|AMER FIN GRP HLD|MSCO|MORGAN STANLEY & CO. LLC|342164
AFG|AMER FIN GRP HLD|MSPL|MORGAN STANLEY & CO. LLC|54100
AFG|AMER FIN GRP HLD|MSTX|MORGAN STANLEY & CO. LLC|17800
AFG|AMER FIN GRP HLD|MTON|MILLINGTON SECURITIES, INC.|70241
AFG|AMER FIN GRP HLD|NFSC|National Financial Services LLC|28046
AFG|AMER FIN GRP HLD|NITE|VIRTU Americas LLC|63324
AFG|AMER FIN GRP HLD|NITP|VIRTU Americas LLC|300
AFG|AMER FIN GRP HLD|NQRB|Brut, LLC|2111
AFG|AMER FIN GRP HLD|NTBF|BMO Nesbitt Burns Inc./CDS|90
AFG|AMER FIN GRP HLD|NTRC|Northern Trust Securities, Inc.|637
AFG|AMER FIN GRP HLD|OPCO|Oppenheimer & Co. Inc.|642
AFG|AMER FIN GRP HLD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1214
AFG|AMER FIN GRP HLD|PDQM|CODA MARKETS, INC.|21002
AFG|AMER FIN GRP HLD|PWJC|UBS Financial Services, Inc.|14994
AFG|AMER FIN GRP HLD|RBCM|RBC CAPITAL MARKETS, LLC|2946
AFG|AMER FIN GRP HLD|SAGL|SAGETRADER, LLC|900
AFG|AMER FIN GRP HLD|SAGW|SAGETRADER, LLC|100
AFG|AMER FIN GRP HLD|SBSH|Citigroup Global Markets Inc.|16266
AFG|AMER FIN GRP HLD|SGMT|GOLDMAN SACHS & CO. LLC|13873
AFG|AMER FIN GRP HLD|SIBO|Prime Executions, Inc.|2340
AFG|AMER FIN GRP HLD|SPDR|SPEEDROUTE LLC|1200
AFG|AMER FIN GRP HLD|SSBS|STATE STREET GLOBAL MARKETS, LLC|260
AFG|AMER FIN GRP HLD|STFL|Stifel, Nicolaus & Company, Incorporated|41
AFG|AMER FIN GRP HLD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5479
AFG|AMER FIN GRP HLD|SWIM|TD Ameritrade, Inc.|3132
AFG|AMER FIN GRP HLD|SWST|Hilltop Securities Inc.|55
AFG|AMER FIN GRP HLD|TKNG|ALLY INVEST SECURITIES LLC|34
AFG|AMER FIN GRP HLD|TRBT|Tradebot Systems, Inc.|53790
AFG|AMER FIN GRP HLD|TRCM|TRC MARKETS LLC|32224
AFG|AMER FIN GRP HLD|UBSA|UBS SECURITIES LLC|164650
AFG|AMER FIN GRP HLD|UBSS|UBS Securities LLC|346422
AFG|AMER FIN GRP HLD|VALX|VIRTU AMERICAS LLC|4280
AFG|AMER FIN GRP HLD|VGRD|Vanguard Marketing Corporation|922
AFG|AMER FIN GRP HLD|WABR|Wall Street Access|2029
AFG|AMER FIN GRP HLD|WBLR|WILLIAM BLAIR|45
AFG|AMER FIN GRP HLD|WBPX|SUMMIT SECURITIES GROUP, LLC|996
AFG|AMER FIN GRP HLD|WCHV|WELLS FARGO SECURITIES, LLC|9899
AFG|AMER FIN GRP HLD|WDNX|WEEDEN & CO.L.P.|490
AFG|AMER FIN GRP HLD|WEED|Weeden & Co.L.P.|1100
AFG|AMER FIN GRP HLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1037
AFG|AMER FIN GRP HLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|197
AFG|AMER FIN GRP HLD|WGIF|CIBC World Markets Inc.|525
AFG|AMER FIN GRP HLD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|620
AFG|AMER FIN GRP HLD|WSEA|WOLVERINE SECURITIES, LLC|676
AFG|AMER FIN GRP HLD|XIST|INSTINET, LLC|9058
AFG|AMER FIN GRP HLD|XPQR|Jump Trading|2003
AFG|AMER FIN GRP HLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
AFG|AMER FIN GRP HLD|YKNA|COMHAR CAPITAL MARKETS, LLC|3046
AFG|AMER FIN GRP HLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1848
AFGE|AMERICAN FNL 6.25 NT|APCC|Apex Clearing Corporation|519
AFGE|AMERICAN FNL 6.25 NT|BARD|Robert W. Baird & Co. Incorporated|295
AFGE|AMERICAN FNL 6.25 NT|BATM|CBOE TRADING, INC.|176
AFGE|AMERICAN FNL 6.25 NT|BTIG|BTIG, LLC|1100
AFGE|AMERICAN FNL 6.25 NT|CABR|Cabrera Capital Markets, Inc.|100
AFGE|AMERICAN FNL 6.25 NT|CHAS|Charles Schwab & Co., Inc.|95
AFGE|AMERICAN FNL 6.25 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1772
AFGE|AMERICAN FNL 6.25 NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
AFGE|AMERICAN FNL 6.25 NT|DBAX|Deutsche Bank Securities Inc.|600
AFGE|AMERICAN FNL 6.25 NT|DEAN|MORGAN STANLEY|1748
AFGE|AMERICAN FNL 6.25 NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
AFGE|AMERICAN FNL 6.25 NT|EBXL|EBX LLC|500
AFGE|AMERICAN FNL 6.25 NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2771
AFGE|AMERICAN FNL 6.25 NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25
AFGE|AMERICAN FNL 6.25 NT|GLPX|ACS EXECUTION SERVICES, LLC|27
AFGE|AMERICAN FNL 6.25 NT|GSCO|GOLDMAN SACHS & CO. LLC|999
AFGE|AMERICAN FNL 6.25 NT|GSLT|GOLDMAN SACHS & CO. LLC|100
AFGE|AMERICAN FNL 6.25 NT|GTSZ|GTS SECURITIES LLC|437
AFGE|AMERICAN FNL 6.25 NT|HRBF|American Enterprise Investment Services Inc.|1525
AFGE|AMERICAN FNL 6.25 NT|IBKR|Interactive Brokers Llc|265
AFGE|AMERICAN FNL 6.25 NT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|239
AFGE|AMERICAN FNL 6.25 NT|ICBX|INSTINET, LLC|100
AFGE|AMERICAN FNL 6.25 NT|INCA|INSTINET, LLC|1600
AFGE|AMERICAN FNL 6.25 NT|ITGI|ITG Inc.|285
AFGE|AMERICAN FNL 6.25 NT|JANY|Janney Montgomery Scott Inc.|15
AFGE|AMERICAN FNL 6.25 NT|JEFF|JEFFERIES LLC|1691
AFGE|AMERICAN FNL 6.25 NT|JPMX|J.P. Morgan Securities LLC|98
AFGE|AMERICAN FNL 6.25 NT|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
AFGE|AMERICAN FNL 6.25 NT|KCGM|VIRTU Americas LLC|100
AFGE|AMERICAN FNL 6.25 NT|LEHM|Barclays Capital Inc./Le|600
AFGE|AMERICAN FNL 6.25 NT|LIME|Lime Brokerage LLC|225
AFGE|AMERICAN FNL 6.25 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
AFGE|AMERICAN FNL 6.25 NT|MSCO|MORGAN STANLEY & CO. LLC|2151
AFGE|AMERICAN FNL 6.25 NT|MSPL|MORGAN STANLEY & CO. LLC|1600
AFGE|AMERICAN FNL 6.25 NT|NFSC|National Financial Services LLC|4858
AFGE|AMERICAN FNL 6.25 NT|NITE|VIRTU Americas LLC|16372
AFGE|AMERICAN FNL 6.25 NT|NQRB|Brut, LLC|100
AFGE|AMERICAN FNL 6.25 NT|PDQM|CODA MARKETS, INC.|169
AFGE|AMERICAN FNL 6.25 NT|PWJC|UBS Financial Services, Inc.|55
AFGE|AMERICAN FNL 6.25 NT|RBCM|RBC CAPITAL MARKETS, LLC|390
AFGE|AMERICAN FNL 6.25 NT|SBSH|Citigroup Global Markets Inc.|266
AFGE|AMERICAN FNL 6.25 NT|SGMT|GOLDMAN SACHS & CO. LLC|540
AFGE|AMERICAN FNL 6.25 NT|SPDR|SPEEDROUTE LLC|100
AFGE|AMERICAN FNL 6.25 NT|STFL|Stifel, Nicolaus & Company, Incorporated|146
AFGE|AMERICAN FNL 6.25 NT|SWST|Hilltop Securities Inc.|134
AFGE|AMERICAN FNL 6.25 NT|UBSA|UBS SECURITIES LLC|4140
AFGE|AMERICAN FNL 6.25 NT|UBSS|UBS Securities LLC|8252
AFGE|AMERICAN FNL 6.25 NT|WCHV|WELLS FARGO SECURITIES, LLC|5212
AFGE|AMERICAN FNL 6.25 NT|WEDB|WEDBUSH SECURITIES INC.|83
AFGE|AMERICAN FNL 6.25 NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
AFGE|AMERICAN FNL 6.25 NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
AFGE|AMERICAN FNL 6.25 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1269
AFGH|AMERICAN FINL 6% DBT|BARD|Robert W. Baird & Co. Incorporated|558
AFGH|AMERICAN FINL 6% DBT|BATM|CBOE TRADING, INC.|231
AFGH|AMERICAN FINL 6% DBT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|490
AFGH|AMERICAN FINL 6% DBT|BTIG|BTIG, LLC|1104
AFGH|AMERICAN FINL 6% DBT|CHAS|Charles Schwab & Co., Inc.|21
AFGH|AMERICAN FINL 6% DBT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1297
AFGH|AMERICAN FINL 6% DBT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1796
AFGH|AMERICAN FINL 6% DBT|CXCX|CITIGROUP GLOBAL MARKETS INC.|310
AFGH|AMERICAN FINL 6% DBT|DBAX|Deutsche Bank Securities Inc.|1700
AFGH|AMERICAN FINL 6% DBT|DEAN|MORGAN STANLEY|1440
AFGH|AMERICAN FINL 6% DBT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1242
AFGH|AMERICAN FINL 6% DBT|EBXL|EBX LLC|1600
AFGH|AMERICAN FINL 6% DBT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1574
AFGH|AMERICAN FINL 6% DBT|EDJO|Edward D. Jones & Co., L.P.|857
AFGH|AMERICAN FINL 6% DBT|EGXM|CBOE TRADING, INC.|100
AFGH|AMERICAN FINL 6% DBT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4096
AFGH|AMERICAN FINL 6% DBT|GLPX|ACS EXECUTION SERVICES, LLC|1342
AFGH|AMERICAN FINL 6% DBT|GSCO|GOLDMAN SACHS & CO. LLC|2895
AFGH|AMERICAN FINL 6% DBT|GSCS|GOLDMAN SACHS & CO. LLC|200
AFGH|AMERICAN FINL 6% DBT|GTSZ|GTS SECURITIES LLC|1836
AFGH|AMERICAN FINL 6% DBT|HRBF|American Enterprise Investment Services Inc.|2283
AFGH|AMERICAN FINL 6% DBT|IATS|INTERACTIVE BROKERS LLC|243
AFGH|AMERICAN FINL 6% DBT|IBKR|Interactive Brokers Llc|1300
AFGH|AMERICAN FINL 6% DBT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|416
AFGH|AMERICAN FINL 6% DBT|ICBX|INSTINET, LLC|300
AFGH|AMERICAN FINL 6% DBT|INCA|INSTINET, LLC|218
AFGH|AMERICAN FINL 6% DBT|INJX|INSTINET, LLC|58
AFGH|AMERICAN FINL 6% DBT|ITGI|ITG Inc.|251
AFGH|AMERICAN FINL 6% DBT|JANY|Janney Montgomery Scott Inc.|8
AFGH|AMERICAN FINL 6% DBT|JEFF|JEFFERIES LLC|184
AFGH|AMERICAN FINL 6% DBT|JPMX|J.P. Morgan Securities LLC|502
AFGH|AMERICAN FINL 6% DBT|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
AFGH|AMERICAN FINL 6% DBT|KCGM|VIRTU Americas LLC|6
AFGH|AMERICAN FINL 6% DBT|LEHM|Barclays Capital Inc./Le|2600
AFGH|AMERICAN FINL 6% DBT|LIME|Lime Brokerage LLC|332
AFGH|AMERICAN FINL 6% DBT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AFGH|AMERICAN FINL 6% DBT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
AFGH|AMERICAN FINL 6% DBT|MSCO|MORGAN STANLEY & CO. LLC|13019
AFGH|AMERICAN FINL 6% DBT|MSPL|MORGAN STANLEY & CO. LLC|1200
AFGH|AMERICAN FINL 6% DBT|NFSC|National Financial Services LLC|8859
AFGH|AMERICAN FINL 6% DBT|NITE|VIRTU Americas LLC|16408
AFGH|AMERICAN FINL 6% DBT|NQRB|Brut, LLC|2600
AFGH|AMERICAN FINL 6% DBT|NTRC|Northern Trust Securities, Inc.|1072
AFGH|AMERICAN FINL 6% DBT|OPCO|Oppenheimer & Co. Inc.|155
AFGH|AMERICAN FINL 6% DBT|PDQM|CODA MARKETS, INC.|1642
AFGH|AMERICAN FINL 6% DBT|PWJC|UBS Financial Services, Inc.|34
AFGH|AMERICAN FINL 6% DBT|RBCM|RBC CAPITAL MARKETS, LLC|2338
AFGH|AMERICAN FINL 6% DBT|SBSH|Citigroup Global Markets Inc.|315
AFGH|AMERICAN FINL 6% DBT|SGMT|GOLDMAN SACHS & CO. LLC|1500
AFGH|AMERICAN FINL 6% DBT|SPDR|SPEEDROUTE LLC|427
AFGH|AMERICAN FINL 6% DBT|STFL|Stifel, Nicolaus & Company, Incorporated|13
AFGH|AMERICAN FINL 6% DBT|SWST|Hilltop Securities Inc.|410
AFGH|AMERICAN FINL 6% DBT|TRBT|Tradebot Systems, Inc.|1388
AFGH|AMERICAN FINL 6% DBT|UBSA|UBS SECURITIES LLC|4391
AFGH|AMERICAN FINL 6% DBT|UBSS|UBS Securities LLC|9330
AFGH|AMERICAN FINL 6% DBT|VGRD|Vanguard Marketing Corporation|24
AFGH|AMERICAN FINL 6% DBT|WCHV|WELLS FARGO SECURITIES, LLC|25241
AFGH|AMERICAN FINL 6% DBT|WEDB|WEDBUSH SECURITIES INC.|41
AFGH|AMERICAN FINL 6% DBT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64
AFGH|AMERICAN FINL 6% DBT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
AFGH|AMERICAN FINL 6% DBT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|76
AFH|ATLAS FINCL HLD ORD|APCC|Apex Clearing Corporation|3
AFH|ATLAS FINCL HLD ORD|BARD|Robert W. Baird & Co. Incorporated|3
AFH|ATLAS FINCL HLD ORD|BATM|CBOE TRADING, INC.|100
AFH|ATLAS FINCL HLD ORD|BAYC|BAY CREST PARTNERS, LLC|827
AFH|ATLAS FINCL HLD ORD|BAYT|BTIG, LLC|329
AFH|ATLAS FINCL HLD ORD|BERN|Sanford C. Bernstein & Co., LLC|300
AFH|ATLAS FINCL HLD ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
AFH|ATLAS FINCL HLD ORD|BMOC|BMO Capital Markets Corp.|1596
AFH|ATLAS FINCL HLD ORD|BNPX|BNP PARIBAS SECURITIES CORP.|497
AFH|ATLAS FINCL HLD ORD|BTIG|BTIG, LLC|10956
AFH|ATLAS FINCL HLD ORD|BYXM|CBOE TRADING, INC.|200
AFH|ATLAS FINCL HLD ORD|CHAS|Charles Schwab & Co., Inc.|3200
AFH|ATLAS FINCL HLD ORD|CICF|Canaccord Genuity Corp.|168
AFH|ATLAS FINCL HLD ORD|CIST|Capital Institutional Services, Inc.|17491
AFH|ATLAS FINCL HLD ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57349
AFH|ATLAS FINCL HLD ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AFH|ATLAS FINCL HLD ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
AFH|ATLAS FINCL HLD ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|96610
AFH|ATLAS FINCL HLD ORD|CTDL|Citadel Derivatives Group Llc|1230
AFH|ATLAS FINCL HLD ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|13816
AFH|ATLAS FINCL HLD ORD|DBAB|Deutsche Bank Securities Inc.|180531
AFH|ATLAS FINCL HLD ORD|DBAX|Deutsche Bank Securities Inc.|77300
AFH|ATLAS FINCL HLD ORD|DEAN|MORGAN STANLEY|1311
AFH|ATLAS FINCL HLD ORD|DEGS|RONIN PROFESSIONAL LLC|14148
AFH|ATLAS FINCL HLD ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
AFH|ATLAS FINCL HLD ORD|EBXL|EBX LLC|38400
AFH|ATLAS FINCL HLD ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|410
AFH|ATLAS FINCL HLD ORD|EDJO|Edward D. Jones & Co., L.P.|711
AFH|ATLAS FINCL HLD ORD|EGAM|CBOE TRADING, INC.|820
AFH|ATLAS FINCL HLD ORD|EGXM|CBOE TRADING, INC.|6
AFH|ATLAS FINCL HLD ORD|ETBE|Electronic Transaction Clearing, Inc.|16960
AFH|ATLAS FINCL HLD ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|811
AFH|ATLAS FINCL HLD ORD|ETRS|E*Trade Securities LLC|25664
AFH|ATLAS FINCL HLD ORD|FBCO|Credit Suisse Securities (USA) LLC|39991
AFH|ATLAS FINCL HLD ORD|FILL|Tradestation Securities, Inc.|400
AFH|ATLAS FINCL HLD ORD|FMAF|NBCN Inc./ CDS|135
AFH|ATLAS FINCL HLD ORD|FOMA|TD AMERITRADE CLEARING, INC.|132196
AFH|ATLAS FINCL HLD ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18523
AFH|ATLAS FINCL HLD ORD|FTBR|Foliofn Investments, Inc.|178
AFH|ATLAS FINCL HLD ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|3104
AFH|ATLAS FINCL HLD ORD|GLIS|TD Securities Inc|1241
AFH|ATLAS FINCL HLD ORD|GLPX|ACS EXECUTION SERVICES, LLC|186
AFH|ATLAS FINCL HLD ORD|GSCO|GOLDMAN SACHS & CO. LLC|394408
AFH|ATLAS FINCL HLD ORD|GSCS|GOLDMAN SACHS & CO. LLC|4523
AFH|ATLAS FINCL HLD ORD|GSLT|GOLDMAN SACHS & CO. LLC|3040
AFH|ATLAS FINCL HLD ORD|GTSZ|GTS SECURITIES LLC|10972
AFH|ATLAS FINCL HLD ORD|IBKR|Interactive Brokers Llc|56213
AFH|ATLAS FINCL HLD ORD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|127
AFH|ATLAS FINCL HLD ORD|ICBX|INSTINET, LLC|13300
AFH|ATLAS FINCL HLD ORD|IEQY|CITADEL SECURITIES LLC|1150
AFH|ATLAS FINCL HLD ORD|INCA|INSTINET, LLC|57687
AFH|ATLAS FINCL HLD ORD|INJX|INSTINET, LLC|1681
AFH|ATLAS FINCL HLD ORD|ITGI|ITG Inc.|28813
AFH|ATLAS FINCL HLD ORD|ITGP|ITG INC.|135800
AFH|ATLAS FINCL HLD ORD|JEFF|JEFFERIES LLC|4448
AFH|ATLAS FINCL HLD ORD|JMPT|JUMP TRADING, LLC|228
AFH|ATLAS FINCL HLD ORD|JONE|JonesTrading|62249
AFH|ATLAS FINCL HLD ORD|JPBX|J.P. MORGAN SECURITIES LLC|12876
AFH|ATLAS FINCL HLD ORD|JPMX|J.P. Morgan Securities LLC|183305
AFH|ATLAS FINCL HLD ORD|JSJX|JANE STREET CAPITAL LLC|5598
AFH|ATLAS FINCL HLD ORD|KCGM|VIRTU Americas LLC|10285
AFH|ATLAS FINCL HLD ORD|LEHM|Barclays Capital Inc./Le|171916
AFH|ATLAS FINCL HLD ORD|LIME|Lime Brokerage LLC|41757
AFH|ATLAS FINCL HLD ORD|LQNA|LIQUIDNET, INC.|5300
AFH|ATLAS FINCL HLD ORD|MACC|Mid Atlantic Capital Corporation|2900
AFH|ATLAS FINCL HLD ORD|MAXM|Maxim Group LLC|310
AFH|ATLAS FINCL HLD ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30858
AFH|ATLAS FINCL HLD ORD|MSCO|MORGAN STANLEY & CO. LLC|414182
AFH|ATLAS FINCL HLD ORD|MSPL|MORGAN STANLEY & CO. LLC|66000
AFH|ATLAS FINCL HLD ORD|MSTX|MORGAN STANLEY & CO. LLC|18300
AFH|ATLAS FINCL HLD ORD|NFSC|National Financial Services LLC|59596
AFH|ATLAS FINCL HLD ORD|NITE|VIRTU Americas LLC|161003
AFH|ATLAS FINCL HLD ORD|NITP|VIRTU Americas LLC|700
AFH|ATLAS FINCL HLD ORD|NQRB|Brut, LLC|400
AFH|ATLAS FINCL HLD ORD|PDQM|CODA MARKETS, INC.|3344
AFH|ATLAS FINCL HLD ORD|RAJA|Raymond James & Associates, Inc.|41
AFH|ATLAS FINCL HLD ORD|SBSH|Citigroup Global Markets Inc.|57298
AFH|ATLAS FINCL HLD ORD|SDLR|Sandler, O'Neill & Partners, L.P.|16400
AFH|ATLAS FINCL HLD ORD|SGMT|GOLDMAN SACHS & CO. LLC|21512
AFH|ATLAS FINCL HLD ORD|SPDR|SPEEDROUTE LLC|19151
AFH|ATLAS FINCL HLD ORD|STFL|Stifel, Nicolaus & Company, Incorporated|518
AFH|ATLAS FINCL HLD ORD|SWIM|TD Ameritrade, Inc.|250
AFH|ATLAS FINCL HLD ORD|SWST|Hilltop Securities Inc.|400
AFH|ATLAS FINCL HLD ORD|TKNG|ALLY INVEST SECURITIES LLC|1000
AFH|ATLAS FINCL HLD ORD|TRBT|Tradebot Systems, Inc.|3429
AFH|ATLAS FINCL HLD ORD|TRCM|TRC MARKETS LLC|21465
AFH|ATLAS FINCL HLD ORD|UBSA|UBS SECURITIES LLC|20870
AFH|ATLAS FINCL HLD ORD|UBSS|UBS Securities LLC|367561
AFH|ATLAS FINCL HLD ORD|VALX|VIRTU AMERICAS LLC|22772
AFH|ATLAS FINCL HLD ORD|VGRD|Vanguard Marketing Corporation|13555
AFH|ATLAS FINCL HLD ORD|WCHV|WELLS FARGO SECURITIES, LLC|13195
AFH|ATLAS FINCL HLD ORD|WDNX|WEEDEN & CO.L.P.|4760
AFH|ATLAS FINCL HLD ORD|WEED|Weeden & Co.L.P.|10060
AFH|ATLAS FINCL HLD ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|397
AFH|ATLAS FINCL HLD ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1471
AFH|ATLAS FINCL HLD ORD|WSEA|WOLVERINE SECURITIES, LLC|1848
AFH|ATLAS FINCL HLD ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
AFHBL|ATLAS FINANCIAL NOTE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
AFHBL|ATLAS FINANCIAL NOTE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
AFHBL|ATLAS FINANCIAL NOTE|DBAX|Deutsche Bank Securities Inc.|100
AFHBL|ATLAS FINANCIAL NOTE|EBXL|EBX LLC|300
AFHBL|ATLAS FINANCIAL NOTE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2090
AFHBL|ATLAS FINANCIAL NOTE|ETRS|E*Trade Securities LLC|902
AFHBL|ATLAS FINANCIAL NOTE|FBCO|Credit Suisse Securities (USA) LLC|3261
AFHBL|ATLAS FINANCIAL NOTE|FOMA|TD AMERITRADE CLEARING, INC.|5359
AFHBL|ATLAS FINANCIAL NOTE|GSCO|GOLDMAN SACHS & CO. LLC|100
AFHBL|ATLAS FINANCIAL NOTE|GSLT|GOLDMAN SACHS & CO. LLC|500
AFHBL|ATLAS FINANCIAL NOTE|HRBF|American Enterprise Investment Services Inc.|307
AFHBL|ATLAS FINANCIAL NOTE|IBKR|Interactive Brokers Llc|1420
AFHBL|ATLAS FINANCIAL NOTE|INCA|INSTINET, LLC|100
AFHBL|ATLAS FINANCIAL NOTE|ITGP|ITG INC.|200
AFHBL|ATLAS FINANCIAL NOTE|KCGM|VIRTU Americas LLC|300
AFHBL|ATLAS FINANCIAL NOTE|LIME|Lime Brokerage LLC|1941
AFHBL|ATLAS FINANCIAL NOTE|MSCO|MORGAN STANLEY & CO. LLC|1529
AFHBL|ATLAS FINANCIAL NOTE|NFSC|National Financial Services LLC|1045
AFHBL|ATLAS FINANCIAL NOTE|NITE|VIRTU Americas LLC|6521
AFHBL|ATLAS FINANCIAL NOTE|PDQM|CODA MARKETS, INC.|100
AFHBL|ATLAS FINANCIAL NOTE|SALI|INTL FCSTONE FINANCIAL INC.|263
AFHBL|ATLAS FINANCIAL NOTE|SDLR|Sandler, O'Neill & Partners, L.P.|18668
AFHBL|ATLAS FINANCIAL NOTE|SGMT|GOLDMAN SACHS & CO. LLC|200
AFHBL|ATLAS FINANCIAL NOTE|SPDR|SPEEDROUTE LLC|225
AFHBL|ATLAS FINANCIAL NOTE|UBSA|UBS SECURITIES LLC|1628
AFHBL|ATLAS FINANCIAL NOTE|UBSS|UBS Securities LLC|1432
AFHBL|ATLAS FINANCIAL NOTE|VGRD|Vanguard Marketing Corporation|1300
AFHBL|ATLAS FINANCIAL NOTE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
AFI|ARMSTRONG FLOORING|ALTX|Alternet Securities Inc.|2700
AFI|ARMSTRONG FLOORING|ANOS|ABEL/NOSER, L.L.C.|100
AFI|ARMSTRONG FLOORING|APCC|Apex Clearing Corporation|134
AFI|ARMSTRONG FLOORING|BATM|CBOE TRADING, INC.|1154
AFI|ARMSTRONG FLOORING|BAYC|BAY CREST PARTNERS, LLC|1071
AFI|ARMSTRONG FLOORING|BERN|Sanford C. Bernstein & Co., LLC|2777
AFI|ARMSTRONG FLOORING|BNPX|BNP PARIBAS SECURITIES CORP.|2236
AFI|ARMSTRONG FLOORING|BTIG|BTIG, LLC|402
AFI|ARMSTRONG FLOORING|BYXM|CBOE TRADING, INC.|927
AFI|ARMSTRONG FLOORING|BZYD|GOLDMAN SACHS & CO. LLC|2200
AFI|ARMSTRONG FLOORING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8842
AFI|ARMSTRONG FLOORING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3246
AFI|ARMSTRONG FLOORING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14747
AFI|ARMSTRONG FLOORING|CTDL|Citadel Derivatives Group Llc|2314
AFI|ARMSTRONG FLOORING|CXCX|CITIGROUP GLOBAL MARKETS INC.|1708
AFI|ARMSTRONG FLOORING|DBAB|Deutsche Bank Securities Inc.|14965
AFI|ARMSTRONG FLOORING|DBAX|Deutsche Bank Securities Inc.|17400
AFI|ARMSTRONG FLOORING|DEAN|MORGAN STANLEY|1003
AFI|ARMSTRONG FLOORING|DEGS|RONIN PROFESSIONAL LLC|400
AFI|ARMSTRONG FLOORING|EBXL|EBX LLC|12300
AFI|ARMSTRONG FLOORING|EDJO|Edward D. Jones & Co., L.P.|297
AFI|ARMSTRONG FLOORING|EGAM|CBOE TRADING, INC.|2797
AFI|ARMSTRONG FLOORING|EGAW|CBOE TRADING, INC.|100
AFI|ARMSTRONG FLOORING|EGXM|CBOE TRADING, INC.|1800
AFI|ARMSTRONG FLOORING|ETBE|Electronic Transaction Clearing, Inc.|600
AFI|ARMSTRONG FLOORING|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
AFI|ARMSTRONG FLOORING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1500
AFI|ARMSTRONG FLOORING|ETRS|E*Trade Securities LLC|12726
AFI|ARMSTRONG FLOORING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22417
AFI|ARMSTRONG FLOORING|FTBR|Foliofn Investments, Inc.|6260
AFI|ARMSTRONG FLOORING|GLPX|ACS EXECUTION SERVICES, LLC|5323
AFI|ARMSTRONG FLOORING|GSCO|GOLDMAN SACHS & CO. LLC|39441
AFI|ARMSTRONG FLOORING|GSLT|GOLDMAN SACHS & CO. LLC|540
AFI|ARMSTRONG FLOORING|GTSZ|GTS SECURITIES LLC|6936
AFI|ARMSTRONG FLOORING|HRBF|American Enterprise Investment Services Inc.|9
AFI|ARMSTRONG FLOORING|IATS|INTERACTIVE BROKERS LLC|2600
AFI|ARMSTRONG FLOORING|IBKR|Interactive Brokers Llc|10241
AFI|ARMSTRONG FLOORING|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
AFI|ARMSTRONG FLOORING|ICBX|INSTINET, LLC|2400
AFI|ARMSTRONG FLOORING|IEQY|CITADEL SECURITIES LLC|6956
AFI|ARMSTRONG FLOORING|INCA|INSTINET, LLC|28640
AFI|ARMSTRONG FLOORING|INJX|INSTINET, LLC|600
AFI|ARMSTRONG FLOORING|ITGI|ITG Inc.|12573
AFI|ARMSTRONG FLOORING|ITGP|ITG INC.|71600
AFI|ARMSTRONG FLOORING|JANY|Janney Montgomery Scott Inc.|100
AFI|ARMSTRONG FLOORING|JEFF|JEFFERIES LLC|1042
AFI|ARMSTRONG FLOORING|JMPT|JUMP TRADING, LLC|2493
AFI|ARMSTRONG FLOORING|JONE|JonesTrading|600
AFI|ARMSTRONG FLOORING|JPBX|J.P. MORGAN SECURITIES LLC|9942
AFI|ARMSTRONG FLOORING|JPMX|J.P. Morgan Securities LLC|37652
AFI|ARMSTRONG FLOORING|JSJX|JANE STREET CAPITAL LLC|2711
AFI|ARMSTRONG FLOORING|KCGM|VIRTU Americas LLC|2613
AFI|ARMSTRONG FLOORING|LEHM|Barclays Capital Inc./Le|28117
AFI|ARMSTRONG FLOORING|LIME|Lime Brokerage LLC|11533
AFI|ARMSTRONG FLOORING|LSCI|Lek Securities Corporation|20
AFI|ARMSTRONG FLOORING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19630
AFI|ARMSTRONG FLOORING|MSCO|MORGAN STANLEY & CO. LLC|93391
AFI|ARMSTRONG FLOORING|MSPL|MORGAN STANLEY & CO. LLC|15700
AFI|ARMSTRONG FLOORING|MSTX|MORGAN STANLEY & CO. LLC|9400
AFI|ARMSTRONG FLOORING|MULL|MARK J. MULLER EQUITIES, INC.|3138
AFI|ARMSTRONG FLOORING|NEED|Needham & Company, LLC|2000
AFI|ARMSTRONG FLOORING|NFSC|National Financial Services LLC|14196
AFI|ARMSTRONG FLOORING|NITE|VIRTU Americas LLC|53081
AFI|ARMSTRONG FLOORING|NQRB|Brut, LLC|1763
AFI|ARMSTRONG FLOORING|OPCO|Oppenheimer & Co. Inc.|309
AFI|ARMSTRONG FLOORING|PDQM|CODA MARKETS, INC.|10031
AFI|ARMSTRONG FLOORING|PWJC|UBS Financial Services, Inc.|300
AFI|ARMSTRONG FLOORING|SBSH|Citigroup Global Markets Inc.|9801
AFI|ARMSTRONG FLOORING|SGMT|GOLDMAN SACHS & CO. LLC|6968
AFI|ARMSTRONG FLOORING|SPDR|SPEEDROUTE LLC|7661
AFI|ARMSTRONG FLOORING|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
AFI|ARMSTRONG FLOORING|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2335
AFI|ARMSTRONG FLOORING|SWIM|TD Ameritrade, Inc.|200
AFI|ARMSTRONG FLOORING|TKNG|ALLY INVEST SECURITIES LLC|814
AFI|ARMSTRONG FLOORING|TRBT|Tradebot Systems, Inc.|11312
AFI|ARMSTRONG FLOORING|TRCM|TRC MARKETS LLC|6603
AFI|ARMSTRONG FLOORING|UBSA|UBS SECURITIES LLC|56831
AFI|ARMSTRONG FLOORING|UBSS|UBS Securities LLC|121683
AFI|ARMSTRONG FLOORING|VALX|VIRTU AMERICAS LLC|1338
AFI|ARMSTRONG FLOORING|VGRD|Vanguard Marketing Corporation|1434
AFI|ARMSTRONG FLOORING|WCHV|WELLS FARGO SECURITIES, LLC|25210
AFI|ARMSTRONG FLOORING|WEED|Weeden & Co.L.P.|790
AFI|ARMSTRONG FLOORING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|938
AFI|ARMSTRONG FLOORING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|556
AFI|ARMSTRONG FLOORING|WSEA|WOLVERINE SECURITIES, LLC|2571
AFI|ARMSTRONG FLOORING|XIST|INSTINET, LLC|7800
AFI|ARMSTRONG FLOORING|XPQR|Jump Trading|52
AFI|ARMSTRONG FLOORING|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
AFK|VANECK AFRICA ETF|APCC|Apex Clearing Corporation|43
AFK|VANECK AFRICA ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
AFK|VANECK AFRICA ETF|CHAS|Charles Schwab & Co., Inc.|2
AFK|VANECK AFRICA ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|277
AFK|VANECK AFRICA ETF|CSIN|Citadel Securities Institutional LLC|810
AFK|VANECK AFRICA ETF|DBAX|Deutsche Bank Securities Inc.|200
AFK|VANECK AFRICA ETF|DEAN|MORGAN STANLEY|145
AFK|VANECK AFRICA ETF|EBXL|EBX LLC|100
AFK|VANECK AFRICA ETF|ETRS|E*Trade Securities LLC|5825
AFK|VANECK AFRICA ETF|FILL|Tradestation Securities, Inc.|14
AFK|VANECK AFRICA ETF|FMAF|NBCN Inc./ CDS|50
AFK|VANECK AFRICA ETF|FTBR|Foliofn Investments, Inc.|395
AFK|VANECK AFRICA ETF|GLPX|ACS EXECUTION SERVICES, LLC|100
AFK|VANECK AFRICA ETF|GSCO|GOLDMAN SACHS & CO. LLC|22
AFK|VANECK AFRICA ETF|HRBF|American Enterprise Investment Services Inc.|56
AFK|VANECK AFRICA ETF|IATS|INTERACTIVE BROKERS LLC|725
AFK|VANECK AFRICA ETF|IBKR|Interactive Brokers Llc|19925
AFK|VANECK AFRICA ETF|ICBX|INSTINET, LLC|100
AFK|VANECK AFRICA ETF|INCA|INSTINET, LLC|7570
AFK|VANECK AFRICA ETF|JANY|Janney Montgomery Scott Inc.|44
AFK|VANECK AFRICA ETF|JPMX|J.P. Morgan Securities LLC|132
AFK|VANECK AFRICA ETF|JSJX|JANE STREET CAPITAL LLC|20954
AFK|VANECK AFRICA ETF|KCGM|VIRTU Americas LLC|100
AFK|VANECK AFRICA ETF|LEHM|Barclays Capital Inc./Le|600
AFK|VANECK AFRICA ETF|LIME|Lime Brokerage LLC|4664
AFK|VANECK AFRICA ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AFK|VANECK AFRICA ETF|MOTF|MOTIF INVESTING, INC.|1
AFK|VANECK AFRICA ETF|MSCO|MORGAN STANLEY & CO. LLC|4169
AFK|VANECK AFRICA ETF|MSPL|MORGAN STANLEY & CO. LLC|1500
AFK|VANECK AFRICA ETF|NFSC|National Financial Services LLC|7703
AFK|VANECK AFRICA ETF|NITE|VIRTU Americas LLC|15306
AFK|VANECK AFRICA ETF|NTBF|BMO Nesbitt Burns Inc./CDS|600
AFK|VANECK AFRICA ETF|OPCO|Oppenheimer & Co. Inc.|180
AFK|VANECK AFRICA ETF|PDQM|CODA MARKETS, INC.|200
AFK|VANECK AFRICA ETF|RBCM|RBC CAPITAL MARKETS, LLC|425
AFK|VANECK AFRICA ETF|SGMT|GOLDMAN SACHS & CO. LLC|100
AFK|VANECK AFRICA ETF|SWIM|TD Ameritrade, Inc.|1590
AFK|VANECK AFRICA ETF|TKNG|ALLY INVEST SECURITIES LLC|134
AFK|VANECK AFRICA ETF|UBSA|UBS SECURITIES LLC|2712
AFK|VANECK AFRICA ETF|UBSS|UBS Securities LLC|2901
AFK|VANECK AFRICA ETF|VGRD|Vanguard Marketing Corporation|1136
AFK|VANECK AFRICA ETF|WCHV|WELLS FARGO SECURITIES, LLC|458
AFK|VANECK AFRICA ETF|WSEA|WOLVERINE SECURITIES, LLC|54
AFK|VANECK AFRICA ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
AFL|A F L A C INC|ABLE|NATIXIS Securities Americas LLC|18250
AFL|A F L A C INC|ADAM|CANACCORD GENUITY INC.|1297
AFL|A F L A C INC|ALTX|Alternet Securities Inc.|12732
AFL|A F L A C INC|ANOS|ABEL/NOSER, L.L.C.|808
AFL|A F L A C INC|APCC|Apex Clearing Corporation|655
AFL|A F L A C INC|BANK|Primevest Financial Services, Inc.|1941
AFL|A F L A C INC|BARD|Robert W. Baird & Co. Incorporated|3367
AFL|A F L A C INC|BATM|CBOE TRADING, INC.|7002
AFL|A F L A C INC|BAYC|BAY CREST PARTNERS, LLC|20
AFL|A F L A C INC|BBNT|BB&T SECURITIES, LLC|5348
AFL|A F L A C INC|BERN|Sanford C. Bernstein & Co., LLC|123883
AFL|A F L A C INC|BGCE|BGC Financial Inc.|12991
AFL|A F L A C INC|BIDS|BIDS TRADING L.P.|1900
AFL|A F L A C INC|BIMI|Banca IMI Securities Corp.|166
AFL|A F L A C INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36476
AFL|A F L A C INC|BLKX|INSTINET, LLC|152880
AFL|A F L A C INC|BNPX|BNP PARIBAS SECURITIES CORP.|406848
AFL|A F L A C INC|BTIG|BTIG, LLC|67402
AFL|A F L A C INC|BYXM|CBOE TRADING, INC.|3318
AFL|A F L A C INC|BZYD|GOLDMAN SACHS & CO. LLC|1852
AFL|A F L A C INC|CABR|Cabrera Capital Markets, Inc.|775
AFL|A F L A C INC|CANT|Cantor Fitzgerald & Co.|1807
AFL|A F L A C INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|25800
AFL|A F L A C INC|CHAS|Charles Schwab & Co., Inc.|5639
AFL|A F L A C INC|CIBP|CIBC World Markets Corp.|51324
AFL|A F L A C INC|CIST|Capital Institutional Services, Inc.|4341
AFL|A F L A C INC|CLSA|CLSA AMERICAS, LLC|5900
AFL|A F L A C INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|561841
AFL|A F L A C INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1509
AFL|A F L A C INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3089
AFL|A F L A C INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1368395
AFL|A F L A C INC|CTDL|Citadel Derivatives Group Llc|20292
AFL|A F L A C INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|118712
AFL|A F L A C INC|DADA|D.A. Davidson & Co.|4005
AFL|A F L A C INC|DAVA|Davenport & Company LLC|330
AFL|A F L A C INC|DBAB|Deutsche Bank Securities Inc.|434662
AFL|A F L A C INC|DBAX|Deutsche Bank Securities Inc.|567500
AFL|A F L A C INC|DCHF|Dart Executions, LLC|3476
AFL|A F L A C INC|DEAN|MORGAN STANLEY|30829
AFL|A F L A C INC|DEGS|RONIN PROFESSIONAL LLC|100
AFL|A F L A C INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2760
AFL|A F L A C INC|DRWK|DRW SECURITIES, L.L.C.|11180
AFL|A F L A C INC|EBXL|EBX LLC|484900
AFL|A F L A C INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|239956
AFL|A F L A C INC|EDJO|Edward D. Jones & Co., L.P.|23580
AFL|A F L A C INC|EGAM|CBOE TRADING, INC.|26561
AFL|A F L A C INC|EGAW|CBOE TRADING, INC.|403
AFL|A F L A C INC|EGMT|EG MARKET TECHNOLOGIES LLC|700
AFL|A F L A C INC|EGXM|CBOE TRADING, INC.|4798
AFL|A F L A C INC|EGXW|CBOE TRADING, INC.|72
AFL|A F L A C INC|ELEV|ELEVATION, LLC|22375
AFL|A F L A C INC|ESPO|ESPOSITO SECURITIES, LLC|13933
AFL|A F L A C INC|ETBE|Electronic Transaction Clearing, Inc.|21804
AFL|A F L A C INC|ETCC|Electronic Transaction Clearing, Inc.|1196
AFL|A F L A C INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11186
AFL|A F L A C INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1548
AFL|A F L A C INC|ETRS|E*Trade Securities LLC|118180
AFL|A F L A C INC|FBSB|U.S. Bancorp Investments, Inc.|642
AFL|A F L A C INC|FFSI|Firstrade Securities Inc.|200
AFL|A F L A C INC|FIDT|Fidelity Clearing Canada ULC./ CDS|309
AFL|A F L A C INC|FILL|Tradestation Securities, Inc.|1652
AFL|A F L A C INC|FINX|FINTECH SECURITIES|2969
AFL|A F L A C INC|FMAF|NBCN Inc./ CDS|25635
AFL|A F L A C INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12322
AFL|A F L A C INC|FQLS|Quantlab Securities LP|615867
AFL|A F L A C INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|178633
AFL|A F L A C INC|FTBR|Foliofn Investments, Inc.|10043
AFL|A F L A C INC|GEBB|GLOBAL EXECUTION BROKERS, LP|9392
AFL|A F L A C INC|GLIS|TD Securities Inc|640
AFL|A F L A C INC|GLPX|ACS EXECUTION SERVICES, LLC|80847
AFL|A F L A C INC|GSCO|GOLDMAN SACHS & CO. LLC|4955560
AFL|A F L A C INC|GSCS|GOLDMAN SACHS & CO. LLC|13917
AFL|A F L A C INC|GSLT|GOLDMAN SACHS & CO. LLC|35121
AFL|A F L A C INC|GTSZ|GTS SECURITIES LLC|451623
AFL|A F L A C INC|HASF|Haywood Securities Inc./CDS|300
AFL|A F L A C INC|HRBF|American Enterprise Investment Services Inc.|14812
AFL|A F L A C INC|HSBC|HSBC Securities, Inc.|17791
AFL|A F L A C INC|IATS|INTERACTIVE BROKERS LLC|12888
AFL|A F L A C INC|IBKR|Interactive Brokers Llc|43021
AFL|A F L A C INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6850
AFL|A F L A C INC|ICBX|INSTINET, LLC|84986
AFL|A F L A C INC|IEQY|CITADEL SECURITIES LLC|242624
AFL|A F L A C INC|INCA|INSTINET, LLC|560505
AFL|A F L A C INC|INJX|INSTINET, LLC|3228
AFL|A F L A C INC|ITGI|ITG Inc.|101660
AFL|A F L A C INC|ITGP|ITG INC.|642800
AFL|A F L A C INC|JANY|Janney Montgomery Scott Inc.|12232
AFL|A F L A C INC|JEFF|JEFFERIES LLC|253591
AFL|A F L A C INC|JMPT|JUMP TRADING, LLC|178316
AFL|A F L A C INC|JONE|JonesTrading|15632
AFL|A F L A C INC|JPBX|J.P. MORGAN SECURITIES LLC|349583
AFL|A F L A C INC|JPMX|J.P. Morgan Securities LLC|1117301
AFL|A F L A C INC|JSJX|JANE STREET CAPITAL LLC|107191
AFL|A F L A C INC|JUTA|JUMP TRADING, LLC|100
AFL|A F L A C INC|KCGM|VIRTU Americas LLC|115212
AFL|A F L A C INC|LEHM|Barclays Capital Inc./Le|2166549
AFL|A F L A C INC|LGNT|COR CLEARING LLC|1
AFL|A F L A C INC|LIME|Lime Brokerage LLC|185950
AFL|A F L A C INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|279564
AFL|A F L A C INC|LOOP|Loop Capital Markets LLC|6339
AFL|A F L A C INC|LQNA|LIQUIDNET, INC.|317300
AFL|A F L A C INC|LQNB|LIQUIDNET, INC.|100
AFL|A F L A C INC|LSCI|Lek Securities Corporation|100
AFL|A F L A C INC|LTCO|Ladenburg, Thalmann & Co., Inc.|2000
AFL|A F L A C INC|MACC|Mid Atlantic Capital Corporation|3315
AFL|A F L A C INC|MACQ|Macquarie Capital (USA) Inc.|100
AFL|A F L A C INC|MAXM|Maxim Group LLC|47611
AFL|A F L A C INC|MBTS|ALLY INVEST SECURITIES LLC|2000
AFL|A F L A C INC|MCMF|Raymond James Ltd. Cds|866
AFL|A F L A C INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|367361
AFL|A F L A C INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
AFL|A F L A C INC|MOTF|MOTIF INVESTING, INC.|19
AFL|A F L A C INC|MSCO|MORGAN STANLEY & CO. LLC|4040206
AFL|A F L A C INC|MSPL|MORGAN STANLEY & CO. LLC|517000
AFL|A F L A C INC|MSTX|MORGAN STANLEY & CO. LLC|473800
AFL|A F L A C INC|MZHO|Mizuho Securities USA LLC|101600
AFL|A F L A C INC|NBCS|NBC Securities, INC.|350
AFL|A F L A C INC|NEUB|NEUBERGER BERMAN BD LLC|82
AFL|A F L A C INC|NFSC|National Financial Services LLC|817386
AFL|A F L A C INC|NITE|VIRTU Americas LLC|981221
AFL|A F L A C INC|NITP|VIRTU Americas LLC|1086
AFL|A F L A C INC|NQRB|Brut, LLC|79831
AFL|A F L A C INC|NTBF|BMO Nesbitt Burns Inc./CDS|250
AFL|A F L A C INC|NTRC|Northern Trust Securities, Inc.|4593
AFL|A F L A C INC|OHOS|TWO SIGMA SECURITIES, LLC|119278
AFL|A F L A C INC|OPCO|Oppenheimer & Co. Inc.|2880
AFL|A F L A C INC|OTAA|OTA LLC|100
AFL|A F L A C INC|PCPT|PHILLIP CAPITAL INC.|99
AFL|A F L A C INC|PDQM|CODA MARKETS, INC.|64854
AFL|A F L A C INC|PHLY|NASDAQ Execution Services, LLC|4400
AFL|A F L A C INC|PICT|Pictet Overseas Inc.|1720
AFL|A F L A C INC|PWJC|UBS Financial Services, Inc.|22591
AFL|A F L A C INC|QMSR|QUATTRO M SECURITIES INC.|5595
AFL|A F L A C INC|RBCM|RBC CAPITAL MARKETS, LLC|11562
AFL|A F L A C INC|SAGL|SAGETRADER, LLC|74752
AFL|A F L A C INC|SALI|INTL FCSTONE FINANCIAL INC.|2483
AFL|A F L A C INC|SBSH|Citigroup Global Markets Inc.|403521
AFL|A F L A C INC|SEIC|SEI Investments Distribution Co.|1000
AFL|A F L A C INC|SGMT|GOLDMAN SACHS & CO. LLC|284330
AFL|A F L A C INC|SHMR|ABN Amro Clearing LLC|331
AFL|A F L A C INC|SPDR|SPEEDROUTE LLC|48376
AFL|A F L A C INC|SPHN|Stephens Inc.|1394
AFL|A F L A C INC|STFL|Stifel, Nicolaus & Company, Incorporated|23469
AFL|A F L A C INC|STKP|STOCKPILE INVESTMENTS, INC.|196
AFL|A F L A C INC|STXG|Stockcross Financial Services, Inc.|42
AFL|A F L A C INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15399
AFL|A F L A C INC|SWIM|TD Ameritrade, Inc.|125463
AFL|A F L A C INC|SWST|Hilltop Securities Inc.|12623
AFL|A F L A C INC|TAGC|TELSEY ADVISORY GROUP LLC|1200
AFL|A F L A C INC|TDSI|TD Securities (USA) LLC|8956
AFL|A F L A C INC|TKNG|ALLY INVEST SECURITIES LLC|860
AFL|A F L A C INC|TRBT|Tradebot Systems, Inc.|451085
AFL|A F L A C INC|TRCM|TRC MARKETS LLC|600259
AFL|A F L A C INC|TWTT|TASTYWORKS, INC.|200
AFL|A F L A C INC|UBSA|UBS SECURITIES LLC|1375239
AFL|A F L A C INC|UBSS|UBS Securities LLC|1717439
AFL|A F L A C INC|VALX|VIRTU AMERICAS LLC|68027
AFL|A F L A C INC|VFIN|National Securities Corporation|1540044
AFL|A F L A C INC|VGRD|Vanguard Marketing Corporation|7198
AFL|A F L A C INC|VNDM|Wall Street Access|26598
AFL|A F L A C INC|WBET|Wallachbeth Capital LLC|9538
AFL|A F L A C INC|WBLR|WILLIAM BLAIR|964
AFL|A F L A C INC|WBPX|SUMMIT SECURITIES GROUP, LLC|15140
AFL|A F L A C INC|WCHV|WELLS FARGO SECURITIES, LLC|587696
AFL|A F L A C INC|WDNX|WEEDEN & CO.L.P.|15172
AFL|A F L A C INC|WEDB|WEDBUSH SECURITIES INC.|19159
AFL|A F L A C INC|WEED|Weeden & Co.L.P.|3954
AFL|A F L A C INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|85051
AFL|A F L A C INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|95463
AFL|A F L A C INC|WGIF|CIBC World Markets Inc.|598
AFL|A F L A C INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3851
AFL|A F L A C INC|WSEA|WOLVERINE SECURITIES, LLC|19740
AFL|A F L A C INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1139047
AFL|A F L A C INC|XIST|INSTINET, LLC|79380
AFL|A F L A C INC|XPQR|Jump Trading|100
AFL|A F L A C INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|122714
AFL|A F L A C INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1949
AFL|A F L A C INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8652
AFMD|AFFIMED N.V.|ADAM|CANACCORD GENUITY INC.|11800
AFMD|AFFIMED N.V.|AGIS|Aegis Capital Corp.|24540
AFMD|AFFIMED N.V.|ALTX|Alternet Securities Inc.|6800
AFMD|AFFIMED N.V.|ANDG|Andrew Garrett Inc.|12500
AFMD|AFFIMED N.V.|APCC|Apex Clearing Corporation|222372
AFMD|AFFIMED N.V.|BATM|CBOE TRADING, INC.|3300
AFMD|AFFIMED N.V.|BERN|Sanford C. Bernstein & Co., LLC|10
AFMD|AFFIMED N.V.|BIAD|SAGETRADER, LLC|1
AFMD|AFFIMED N.V.|BIMI|Banca IMI Securities Corp.|24642
AFMD|AFFIMED N.V.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5585
AFMD|AFFIMED N.V.|BLKX|INSTINET, LLC|8000
AFMD|AFFIMED N.V.|BMOC|BMO Capital Markets Corp.|260206
AFMD|AFFIMED N.V.|BYXM|CBOE TRADING, INC.|2800
AFMD|AFFIMED N.V.|CHAS|Charles Schwab & Co., Inc.|10100
AFMD|AFFIMED N.V.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51699
AFMD|AFFIMED N.V.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|28203
AFMD|AFFIMED N.V.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3200
AFMD|AFFIMED N.V.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|298329
AFMD|AFFIMED N.V.|CXCX|CITIGROUP GLOBAL MARKETS INC.|45530
AFMD|AFFIMED N.V.|DBAB|Deutsche Bank Securities Inc.|38301
AFMD|AFFIMED N.V.|DBAX|Deutsche Bank Securities Inc.|209700
AFMD|AFFIMED N.V.|DEAN|MORGAN STANLEY|500
AFMD|AFFIMED N.V.|DEGS|RONIN PROFESSIONAL LLC|61844
AFMD|AFFIMED N.V.|EBXL|EBX LLC|133100
AFMD|AFFIMED N.V.|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
AFMD|AFFIMED N.V.|EGAM|CBOE TRADING, INC.|8843
AFMD|AFFIMED N.V.|EGAW|CBOE TRADING, INC.|100
AFMD|AFFIMED N.V.|EGXM|CBOE TRADING, INC.|10005
AFMD|AFFIMED N.V.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1800
AFMD|AFFIMED N.V.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|234
AFMD|AFFIMED N.V.|ETRS|E*Trade Securities LLC|617185
AFMD|AFFIMED N.V.|FBCO|Credit Suisse Securities (USA) LLC|130209
AFMD|AFFIMED N.V.|FILL|Tradestation Securities, Inc.|50279
AFMD|AFFIMED N.V.|FMAF|NBCN Inc./ CDS|1800
AFMD|AFFIMED N.V.|FOMA|TD AMERITRADE CLEARING, INC.|1157003
AFMD|AFFIMED N.V.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79200
AFMD|AFFIMED N.V.|FTBR|Foliofn Investments, Inc.|55
AFMD|AFFIMED N.V.|GEBB|GLOBAL EXECUTION BROKERS, LP|15787
AFMD|AFFIMED N.V.|GSCO|GOLDMAN SACHS & CO. LLC|131783
AFMD|AFFIMED N.V.|GSCS|GOLDMAN SACHS & CO. LLC|15460
AFMD|AFFIMED N.V.|GSLT|GOLDMAN SACHS & CO. LLC|2260
AFMD|AFFIMED N.V.|GTSZ|GTS SECURITIES LLC|21433
AFMD|AFFIMED N.V.|IATS|INTERACTIVE BROKERS LLC|62644
AFMD|AFFIMED N.V.|IBKR|Interactive Brokers Llc|132561
AFMD|AFFIMED N.V.|ICBX|INSTINET, LLC|79774
AFMD|AFFIMED N.V.|INCA|INSTINET, LLC|76536
AFMD|AFFIMED N.V.|INJX|INSTINET, LLC|154934
AFMD|AFFIMED N.V.|ITGI|ITG Inc.|17200
AFMD|AFFIMED N.V.|ITGP|ITG INC.|164000
AFMD|AFFIMED N.V.|JANY|Janney Montgomery Scott Inc.|5000
AFMD|AFFIMED N.V.|JEFF|JEFFERIES LLC|199611
AFMD|AFFIMED N.V.|JMPT|JUMP TRADING, LLC|1024
AFMD|AFFIMED N.V.|JONE|JonesTrading|100
AFMD|AFFIMED N.V.|JPMX|J.P. Morgan Securities LLC|163454
AFMD|AFFIMED N.V.|JSJX|JANE STREET CAPITAL LLC|33250
AFMD|AFFIMED N.V.|KCGM|VIRTU Americas LLC|48838
AFMD|AFFIMED N.V.|LEHM|Barclays Capital Inc./Le|246300
AFMD|AFFIMED N.V.|LIME|Lime Brokerage LLC|21887
AFMD|AFFIMED N.V.|LSCI|Lek Securities Corporation|105
AFMD|AFFIMED N.V.|MBTS|ALLY INVEST SECURITIES LLC|300
AFMD|AFFIMED N.V.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|223508
AFMD|AFFIMED N.V.|MSCO|MORGAN STANLEY & CO. LLC|403111
AFMD|AFFIMED N.V.|MSPL|MORGAN STANLEY & CO. LLC|84500
AFMD|AFFIMED N.V.|MSTX|MORGAN STANLEY & CO. LLC|7600
AFMD|AFFIMED N.V.|NFSC|National Financial Services LLC|945055
AFMD|AFFIMED N.V.|NITE|VIRTU Americas LLC|2652371
AFMD|AFFIMED N.V.|NITP|VIRTU Americas LLC|3700
AFMD|AFFIMED N.V.|NORT|Northland Securities, Inc.|3650
AFMD|AFFIMED N.V.|OPCO|Oppenheimer & Co. Inc.|9213
AFMD|AFFIMED N.V.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8225
AFMD|AFFIMED N.V.|PDQM|CODA MARKETS, INC.|150092
AFMD|AFFIMED N.V.|PHLY|NASDAQ Execution Services, LLC|4000
AFMD|AFFIMED N.V.|RAJA|Raymond James & Associates, Inc.|700
AFMD|AFFIMED N.V.|RBCM|RBC CAPITAL MARKETS, LLC|19800
AFMD|AFFIMED N.V.|RGLD|Regal Securities, Inc|340864
AFMD|AFFIMED N.V.|SAGL|SAGETRADER, LLC|3508
AFMD|AFFIMED N.V.|SBSH|Citigroup Global Markets Inc.|20000
AFMD|AFFIMED N.V.|SGMT|GOLDMAN SACHS & CO. LLC|133150
AFMD|AFFIMED N.V.|SPDR|SPEEDROUTE LLC|30148
AFMD|AFFIMED N.V.|SPNT|SEVEN POINTS CAPITAL, LLC|6114
AFMD|AFFIMED N.V.|SWIM|TD Ameritrade, Inc.|477541
AFMD|AFFIMED N.V.|SWST|Hilltop Securities Inc.|250
AFMD|AFFIMED N.V.|TKNG|ALLY INVEST SECURITIES LLC|39807
AFMD|AFFIMED N.V.|TRBT|Tradebot Systems, Inc.|10328
AFMD|AFFIMED N.V.|TRCM|TRC MARKETS LLC|20648
AFMD|AFFIMED N.V.|UBSA|UBS SECURITIES LLC|609461
AFMD|AFFIMED N.V.|UBSS|UBS Securities LLC|573815
AFMD|AFFIMED N.V.|VALX|VIRTU AMERICAS LLC|23584
AFMD|AFFIMED N.V.|VGRD|Vanguard Marketing Corporation|119158
AFMD|AFFIMED N.V.|WCHV|WELLS FARGO SECURITIES, LLC|270838
AFMD|AFFIMED N.V.|WEED|Weeden & Co.L.P.|235879
AFMD|AFFIMED N.V.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7854
AFMD|AFFIMED N.V.|WGIF|CIBC World Markets Inc.|5950
AFMD|AFFIMED N.V.|WSEA|WOLVERINE SECURITIES, LLC|28597
AFMD|AFFIMED N.V.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|312330
AFMD|AFFIMED N.V.|XSTM|NATIONAL FINANCIAL SERVICES LLC|95300
AFSI|AMTRUST FINANCIAL|AGIS|Aegis Capital Corp.|78094
AFSI|AMTRUST FINANCIAL|ALTX|Alternet Securities Inc.|2700
AFSI|AMTRUST FINANCIAL|APCC|Apex Clearing Corporation|698
AFSI|AMTRUST FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|713033
AFSI|AMTRUST FINANCIAL|BATM|CBOE TRADING, INC.|1510
AFSI|AMTRUST FINANCIAL|BAYT|BTIG, LLC|5100
AFSI|AMTRUST FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|228049
AFSI|AMTRUST FINANCIAL|BIAD|SAGETRADER, LLC|1978
AFSI|AMTRUST FINANCIAL|BIMI|Banca IMI Securities Corp.|536
AFSI|AMTRUST FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23568
AFSI|AMTRUST FINANCIAL|BLKX|INSTINET, LLC|13200
AFSI|AMTRUST FINANCIAL|BMOC|BMO Capital Markets Corp.|789334
AFSI|AMTRUST FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|23797
AFSI|AMTRUST FINANCIAL|BTIG|BTIG, LLC|2251
AFSI|AMTRUST FINANCIAL|BYXM|CBOE TRADING, INC.|3264
AFSI|AMTRUST FINANCIAL|CANT|Cantor Fitzgerald & Co.|317838
AFSI|AMTRUST FINANCIAL|CHAS|Charles Schwab & Co., Inc.|29636
AFSI|AMTRUST FINANCIAL|CHLC|CHURCHILL CAPITAL USA, INC.|77168
AFSI|AMTRUST FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|379505
AFSI|AMTRUST FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5050
AFSI|AMTRUST FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9329
AFSI|AMTRUST FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|655301
AFSI|AMTRUST FINANCIAL|CTDL|Citadel Derivatives Group Llc|99784
AFSI|AMTRUST FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|249164
AFSI|AMTRUST FINANCIAL|DADA|D.A. Davidson & Co.|1000
AFSI|AMTRUST FINANCIAL|DAVA|Davenport & Company LLC|1759
AFSI|AMTRUST FINANCIAL|DBAB|Deutsche Bank Securities Inc.|690587
AFSI|AMTRUST FINANCIAL|DBAX|Deutsche Bank Securities Inc.|692000
AFSI|AMTRUST FINANCIAL|DEAN|MORGAN STANLEY|47988
AFSI|AMTRUST FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|32695
AFSI|AMTRUST FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|81665
AFSI|AMTRUST FINANCIAL|EBXL|EBX LLC|460700
AFSI|AMTRUST FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|50918
AFSI|AMTRUST FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|2202
AFSI|AMTRUST FINANCIAL|EGAM|CBOE TRADING, INC.|11345
AFSI|AMTRUST FINANCIAL|EGAW|CBOE TRADING, INC.|300
AFSI|AMTRUST FINANCIAL|EGMT|EG MARKET TECHNOLOGIES LLC|100
AFSI|AMTRUST FINANCIAL|EGXM|CBOE TRADING, INC.|500
AFSI|AMTRUST FINANCIAL|ETBE|Electronic Transaction Clearing, Inc.|94557
AFSI|AMTRUST FINANCIAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12588
AFSI|AMTRUST FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17982
AFSI|AMTRUST FINANCIAL|ETRS|E*Trade Securities LLC|256254
AFSI|AMTRUST FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|1663812
AFSI|AMTRUST FINANCIAL|FBRC|B. RILEY FBR, INC.|239610
AFSI|AMTRUST FINANCIAL|FILL|Tradestation Securities, Inc.|3759
AFSI|AMTRUST FINANCIAL|FMAF|NBCN Inc./ CDS|1120
AFSI|AMTRUST FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|510686
AFSI|AMTRUST FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12800
AFSI|AMTRUST FINANCIAL|FQLS|Quantlab Securities LP|246517
AFSI|AMTRUST FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56216
AFSI|AMTRUST FINANCIAL|FTBR|Foliofn Investments, Inc.|58376
AFSI|AMTRUST FINANCIAL|GARC|ICAP Corporates LLC|30000
AFSI|AMTRUST FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|174086
AFSI|AMTRUST FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|18609
AFSI|AMTRUST FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|3958998
AFSI|AMTRUST FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|95067
AFSI|AMTRUST FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|17742
AFSI|AMTRUST FINANCIAL|GTSZ|GTS SECURITIES LLC|55503
AFSI|AMTRUST FINANCIAL|HRBF|American Enterprise Investment Services Inc.|5215
AFSI|AMTRUST FINANCIAL|HSBC|HSBC Securities, Inc.|2053
AFSI|AMTRUST FINANCIAL|IATS|INTERACTIVE BROKERS LLC|71234
AFSI|AMTRUST FINANCIAL|IBKR|Interactive Brokers Llc|412483
AFSI|AMTRUST FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1885
AFSI|AMTRUST FINANCIAL|ICBX|INSTINET, LLC|458751
AFSI|AMTRUST FINANCIAL|IEQY|CITADEL SECURITIES LLC|95359
AFSI|AMTRUST FINANCIAL|INCA|INSTINET, LLC|1073393
AFSI|AMTRUST FINANCIAL|INJX|INSTINET, LLC|7013
AFSI|AMTRUST FINANCIAL|ITGI|ITG Inc.|812864
AFSI|AMTRUST FINANCIAL|ITGP|ITG INC.|346200
AFSI|AMTRUST FINANCIAL|JEFF|JEFFERIES LLC|74681
AFSI|AMTRUST FINANCIAL|JMPT|JUMP TRADING, LLC|181950
AFSI|AMTRUST FINANCIAL|JONE|JonesTrading|10000
AFSI|AMTRUST FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|3488
AFSI|AMTRUST FINANCIAL|JPMX|J.P. Morgan Securities LLC|754810
AFSI|AMTRUST FINANCIAL|JSJX|JANE STREET CAPITAL LLC|8260
AFSI|AMTRUST FINANCIAL|JSSF|JMP Securities LLC|22699
AFSI|AMTRUST FINANCIAL|JUTA|JUMP TRADING, LLC|1112
AFSI|AMTRUST FINANCIAL|KCGM|VIRTU Americas LLC|175805
AFSI|AMTRUST FINANCIAL|LEHM|Barclays Capital Inc./Le|2065023
AFSI|AMTRUST FINANCIAL|LIME|Lime Brokerage LLC|786733
AFSI|AMTRUST FINANCIAL|LMGP|LIME BROKERAGE LLC|30053
AFSI|AMTRUST FINANCIAL|LOOP|Loop Capital Markets LLC|4434
AFSI|AMTRUST FINANCIAL|LSCI|Lek Securities Corporation|29
AFSI|AMTRUST FINANCIAL|MACQ|Macquarie Capital (USA) Inc.|1611
AFSI|AMTRUST FINANCIAL|MAXM|Maxim Group LLC|10223
AFSI|AMTRUST FINANCIAL|MBTS|ALLY INVEST SECURITIES LLC|100
AFSI|AMTRUST FINANCIAL|MICA|Spartan Securities Group, Ltd.|7000
AFSI|AMTRUST FINANCIAL|MKMP|MKM Partners LLC|119926
AFSI|AMTRUST FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|758935
AFSI|AMTRUST FINANCIAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2520
AFSI|AMTRUST FINANCIAL|MNDX|TJM Investments, LLC|7300
AFSI|AMTRUST FINANCIAL|MOTF|MOTIF INVESTING, INC.|2
AFSI|AMTRUST FINANCIAL|MPSG|E D & F Man Capital Markets Inc.|356500
AFSI|AMTRUST FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|4319027
AFSI|AMTRUST FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|714600
AFSI|AMTRUST FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|273400
AFSI|AMTRUST FINANCIAL|NFSC|National Financial Services LLC|408746
AFSI|AMTRUST FINANCIAL|NITE|VIRTU Americas LLC|1135685
AFSI|AMTRUST FINANCIAL|NITP|VIRTU Americas LLC|96563
AFSI|AMTRUST FINANCIAL|NMRA|Nomura Securities International, Inc.|9100
AFSI|AMTRUST FINANCIAL|NQRB|Brut, LLC|30280
AFSI|AMTRUST FINANCIAL|NTRC|Northern Trust Securities, Inc.|3165
AFSI|AMTRUST FINANCIAL|OGRU|Oscar Gruss & Son, Incorporated|2000
AFSI|AMTRUST FINANCIAL|OPCO|Oppenheimer & Co. Inc.|3704
AFSI|AMTRUST FINANCIAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1965
AFSI|AMTRUST FINANCIAL|PDQM|CODA MARKETS, INC.|37972
AFSI|AMTRUST FINANCIAL|PHLY|NASDAQ Execution Services, LLC|200
AFSI|AMTRUST FINANCIAL|PICT|Pictet Overseas Inc.|15393
AFSI|AMTRUST FINANCIAL|PIPR|Piper Jaffray & Co.|10300
AFSI|AMTRUST FINANCIAL|PWJC|UBS Financial Services, Inc.|200
AFSI|AMTRUST FINANCIAL|RAJA|Raymond James & Associates, Inc.|20258
AFSI|AMTRUST FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|62051
AFSI|AMTRUST FINANCIAL|SAGL|SAGETRADER, LLC|300
AFSI|AMTRUST FINANCIAL|SAGW|SAGETRADER, LLC|7984
AFSI|AMTRUST FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|38
AFSI|AMTRUST FINANCIAL|SBSH|Citigroup Global Markets Inc.|369335
AFSI|AMTRUST FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|539979
AFSI|AMTRUST FINANCIAL|SPDR|SPEEDROUTE LLC|8026
AFSI|AMTRUST FINANCIAL|SPHN|Stephens Inc.|40
AFSI|AMTRUST FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|13684
AFSI|AMTRUST FINANCIAL|STXG|Stockcross Financial Services, Inc.|1000
AFSI|AMTRUST FINANCIAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
AFSI|AMTRUST FINANCIAL|SWIM|TD Ameritrade, Inc.|161656
AFSI|AMTRUST FINANCIAL|SWST|Hilltop Securities Inc.|1450
AFSI|AMTRUST FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|1261
AFSI|AMTRUST FINANCIAL|TRBT|Tradebot Systems, Inc.|464746
AFSI|AMTRUST FINANCIAL|TRCM|TRC MARKETS LLC|292309
AFSI|AMTRUST FINANCIAL|TWTT|TASTYWORKS, INC.|170
AFSI|AMTRUST FINANCIAL|UBSA|UBS SECURITIES LLC|1027885
AFSI|AMTRUST FINANCIAL|UBSS|UBS Securities LLC|1542930
AFSI|AMTRUST FINANCIAL|VALX|VIRTU AMERICAS LLC|47262
AFSI|AMTRUST FINANCIAL|VGRD|Vanguard Marketing Corporation|101320
AFSI|AMTRUST FINANCIAL|VSIN|Vision Financial Markets Llc|1
AFSI|AMTRUST FINANCIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|402
AFSI|AMTRUST FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|137583
AFSI|AMTRUST FINANCIAL|WEED|Weeden & Co.L.P.|1601
AFSI|AMTRUST FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5221
AFSI|AMTRUST FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|67696
AFSI|AMTRUST FINANCIAL|WGIF|CIBC World Markets Inc.|34210
AFSI|AMTRUST FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|2660
AFSI|AMTRUST FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|47360
AFSI|AMTRUST FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|600
AFSI|AMTRUST FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2062
AFSI$A|AMTRUST FINANCIAL|ALTX|Alternet Securities Inc.|100
AFSI$A|AMTRUST FINANCIAL|APCC|Apex Clearing Corporation|200
AFSI$A|AMTRUST FINANCIAL|BATM|CBOE TRADING, INC.|1000
AFSI$A|AMTRUST FINANCIAL|BBNT|BB&T SECURITIES, LLC|1375
AFSI$A|AMTRUST FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
AFSI$A|AMTRUST FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
AFSI$A|AMTRUST FINANCIAL|DBAX|Deutsche Bank Securities Inc.|300
AFSI$A|AMTRUST FINANCIAL|DEAN|MORGAN STANLEY|5100
AFSI$A|AMTRUST FINANCIAL|EBXL|EBX LLC|400
AFSI$A|AMTRUST FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3602
AFSI$A|AMTRUST FINANCIAL|ETRS|E*Trade Securities LLC|3834
AFSI$A|AMTRUST FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|400
AFSI$A|AMTRUST FINANCIAL|GTSZ|GTS SECURITIES LLC|800
AFSI$A|AMTRUST FINANCIAL|IATS|INTERACTIVE BROKERS LLC|700
AFSI$A|AMTRUST FINANCIAL|IBKR|Interactive Brokers Llc|3817
AFSI$A|AMTRUST FINANCIAL|INCA|INSTINET, LLC|100
AFSI$A|AMTRUST FINANCIAL|ITGI|ITG Inc.|300
AFSI$A|AMTRUST FINANCIAL|LEHM|Barclays Capital Inc./Le|600
AFSI$A|AMTRUST FINANCIAL|LIME|Lime Brokerage LLC|600
AFSI$A|AMTRUST FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AFSI$A|AMTRUST FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|2080
AFSI$A|AMTRUST FINANCIAL|NFSC|National Financial Services LLC|35464
AFSI$A|AMTRUST FINANCIAL|NITE|VIRTU Americas LLC|28124
AFSI$A|AMTRUST FINANCIAL|OPCO|Oppenheimer & Co. Inc.|500
AFSI$A|AMTRUST FINANCIAL|PDQM|CODA MARKETS, INC.|400
AFSI$A|AMTRUST FINANCIAL|PWJC|UBS Financial Services, Inc.|900
AFSI$A|AMTRUST FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|3000
AFSI$A|AMTRUST FINANCIAL|SBSH|Citigroup Global Markets Inc.|380
AFSI$A|AMTRUST FINANCIAL|SPDR|SPEEDROUTE LLC|100
AFSI$A|AMTRUST FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|3895
AFSI$A|AMTRUST FINANCIAL|SWIM|TD Ameritrade, Inc.|90
AFSI$A|AMTRUST FINANCIAL|SWST|Hilltop Securities Inc.|328
AFSI$A|AMTRUST FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|100
AFSI$A|AMTRUST FINANCIAL|UBSA|UBS SECURITIES LLC|2140
AFSI$A|AMTRUST FINANCIAL|UBSS|UBS Securities LLC|9861
AFSI$A|AMTRUST FINANCIAL|VGRD|Vanguard Marketing Corporation|100
AFSI$A|AMTRUST FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|8703
AFSI$A|AMTRUST FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1001
AFSI$A|AMTRUST FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7391
AFSI$B|AMTRUST FINL SVCS IN|AGIS|Aegis Capital Corp.|1684
AFSI$B|AMTRUST FINL SVCS IN|BARD|Robert W. Baird & Co. Incorporated|700
AFSI$B|AMTRUST FINL SVCS IN|BATM|CBOE TRADING, INC.|600
AFSI$B|AMTRUST FINL SVCS IN|BBNT|BB&T SECURITIES, LLC|300
AFSI$B|AMTRUST FINL SVCS IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
AFSI$B|AMTRUST FINL SVCS IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
AFSI$B|AMTRUST FINL SVCS IN|DADA|D.A. Davidson & Co.|1700
AFSI$B|AMTRUST FINL SVCS IN|DBAX|Deutsche Bank Securities Inc.|300
AFSI$B|AMTRUST FINL SVCS IN|DEAN|MORGAN STANLEY|11789
AFSI$B|AMTRUST FINL SVCS IN|EBXL|EBX LLC|600
AFSI$B|AMTRUST FINL SVCS IN|ETRS|E*Trade Securities LLC|1823
AFSI$B|AMTRUST FINL SVCS IN|GLPX|ACS EXECUTION SERVICES, LLC|375
AFSI$B|AMTRUST FINL SVCS IN|GTSZ|GTS SECURITIES LLC|700
AFSI$B|AMTRUST FINL SVCS IN|HRBF|American Enterprise Investment Services Inc.|546
AFSI$B|AMTRUST FINL SVCS IN|IBKR|Interactive Brokers Llc|400
AFSI$B|AMTRUST FINL SVCS IN|INCA|INSTINET, LLC|740
AFSI$B|AMTRUST FINL SVCS IN|LEHM|Barclays Capital Inc./Le|200
AFSI$B|AMTRUST FINL SVCS IN|LIME|Lime Brokerage LLC|376
AFSI$B|AMTRUST FINL SVCS IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AFSI$B|AMTRUST FINL SVCS IN|MSCO|MORGAN STANLEY & CO. LLC|4470
AFSI$B|AMTRUST FINL SVCS IN|NFSC|National Financial Services LLC|17082
AFSI$B|AMTRUST FINL SVCS IN|NITE|VIRTU Americas LLC|24128
AFSI$B|AMTRUST FINL SVCS IN|NQRB|Brut, LLC|200
AFSI$B|AMTRUST FINL SVCS IN|PDQM|CODA MARKETS, INC.|575
AFSI$B|AMTRUST FINL SVCS IN|RBCM|RBC CAPITAL MARKETS, LLC|650
AFSI$B|AMTRUST FINL SVCS IN|SGMT|GOLDMAN SACHS & CO. LLC|200
AFSI$B|AMTRUST FINL SVCS IN|STFL|Stifel, Nicolaus & Company, Incorporated|3426
AFSI$B|AMTRUST FINL SVCS IN|TKNG|ALLY INVEST SECURITIES LLC|500
AFSI$B|AMTRUST FINL SVCS IN|TRCM|TRC MARKETS LLC|100
AFSI$B|AMTRUST FINL SVCS IN|UBSA|UBS SECURITIES LLC|2300
AFSI$B|AMTRUST FINL SVCS IN|UBSS|UBS Securities LLC|9126
AFSI$B|AMTRUST FINL SVCS IN|VGRD|Vanguard Marketing Corporation|2300
AFSI$B|AMTRUST FINL SVCS IN|WCHV|WELLS FARGO SECURITIES, LLC|24226
AFSI$B|AMTRUST FINL SVCS IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2000
AFSI$B|AMTRUST FINL SVCS IN|WSEA|WOLVERINE SECURITIES, LLC|500
AFSI$B|AMTRUST FINL SVCS IN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
AFSI$B|AMTRUST FINL SVCS IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4253
AFSI$C|AMTRUST FINL SVCS IN|BATM|CBOE TRADING, INC.|300
AFSI$C|AMTRUST FINL SVCS IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
AFSI$C|AMTRUST FINL SVCS IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
AFSI$C|AMTRUST FINL SVCS IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|654
AFSI$C|AMTRUST FINL SVCS IN|DADA|D.A. Davidson & Co.|904
AFSI$C|AMTRUST FINL SVCS IN|DBAX|Deutsche Bank Securities Inc.|500
AFSI$C|AMTRUST FINL SVCS IN|DEAN|MORGAN STANLEY|3276
AFSI$C|AMTRUST FINL SVCS IN|EBXL|EBX LLC|1200
AFSI$C|AMTRUST FINL SVCS IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
AFSI$C|AMTRUST FINL SVCS IN|ETRS|E*Trade Securities LLC|7307
AFSI$C|AMTRUST FINL SVCS IN|GSCO|GOLDMAN SACHS & CO. LLC|200
AFSI$C|AMTRUST FINL SVCS IN|GTSZ|GTS SECURITIES LLC|650
AFSI$C|AMTRUST FINL SVCS IN|HRBF|American Enterprise Investment Services Inc.|124
AFSI$C|AMTRUST FINL SVCS IN|IATS|INTERACTIVE BROKERS LLC|900
AFSI$C|AMTRUST FINL SVCS IN|IBKR|Interactive Brokers Llc|4370
AFSI$C|AMTRUST FINL SVCS IN|INCA|INSTINET, LLC|700
AFSI$C|AMTRUST FINL SVCS IN|ITGI|ITG Inc.|102
AFSI$C|AMTRUST FINL SVCS IN|KCGM|VIRTU Americas LLC|200
AFSI$C|AMTRUST FINL SVCS IN|LEHM|Barclays Capital Inc./Le|400
AFSI$C|AMTRUST FINL SVCS IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
AFSI$C|AMTRUST FINL SVCS IN|MSCO|MORGAN STANLEY & CO. LLC|3200
AFSI$C|AMTRUST FINL SVCS IN|NFSC|National Financial Services LLC|26244
AFSI$C|AMTRUST FINL SVCS IN|NITE|VIRTU Americas LLC|30440
AFSI$C|AMTRUST FINL SVCS IN|NQRB|Brut, LLC|300
AFSI$C|AMTRUST FINL SVCS IN|PDQM|CODA MARKETS, INC.|100
AFSI$C|AMTRUST FINL SVCS IN|PWJC|UBS Financial Services, Inc.|2200
AFSI$C|AMTRUST FINL SVCS IN|RBCM|RBC CAPITAL MARKETS, LLC|500
AFSI$C|AMTRUST FINL SVCS IN|SGMT|GOLDMAN SACHS & CO. LLC|200
AFSI$C|AMTRUST FINL SVCS IN|SPDR|SPEEDROUTE LLC|600
AFSI$C|AMTRUST FINL SVCS IN|STFL|Stifel, Nicolaus & Company, Incorporated|1734
AFSI$C|AMTRUST FINL SVCS IN|SWIM|TD Ameritrade, Inc.|21967
AFSI$C|AMTRUST FINL SVCS IN|SWST|Hilltop Securities Inc.|879
AFSI$C|AMTRUST FINL SVCS IN|TRBT|Tradebot Systems, Inc.|300
AFSI$C|AMTRUST FINL SVCS IN|UBSA|UBS SECURITIES LLC|2000
AFSI$C|AMTRUST FINL SVCS IN|UBSS|UBS Securities LLC|9984
AFSI$C|AMTRUST FINL SVCS IN|VGRD|Vanguard Marketing Corporation|330
AFSI$C|AMTRUST FINL SVCS IN|WCHV|WELLS FARGO SECURITIES, LLC|11693
AFSI$C|AMTRUST FINL SVCS IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1807
AFSI$D|AMTRUST FINL DEP PFD|ALTX|Alternet Securities Inc.|100
AFSI$D|AMTRUST FINL DEP PFD|BATM|CBOE TRADING, INC.|401
AFSI$D|AMTRUST FINL DEP PFD|BBNT|BB&T SECURITIES, LLC|806
AFSI$D|AMTRUST FINL DEP PFD|BNCH|The Benchmark Company, LLC|16400
AFSI$D|AMTRUST FINL DEP PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3612
AFSI$D|AMTRUST FINL DEP PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
AFSI$D|AMTRUST FINL DEP PFD|DADA|D.A. Davidson & Co.|681
AFSI$D|AMTRUST FINL DEP PFD|DBAX|Deutsche Bank Securities Inc.|2300
AFSI$D|AMTRUST FINL DEP PFD|DEAN|MORGAN STANLEY|13516
AFSI$D|AMTRUST FINL DEP PFD|EBXL|EBX LLC|8900
AFSI$D|AMTRUST FINL DEP PFD|EGAM|CBOE TRADING, INC.|100
AFSI$D|AMTRUST FINL DEP PFD|ETRS|E*Trade Securities LLC|1531
AFSI$D|AMTRUST FINL DEP PFD|GLPX|ACS EXECUTION SERVICES, LLC|1343
AFSI$D|AMTRUST FINL DEP PFD|GSCO|GOLDMAN SACHS & CO. LLC|500
AFSI$D|AMTRUST FINL DEP PFD|GTSZ|GTS SECURITIES LLC|3102
AFSI$D|AMTRUST FINL DEP PFD|IBKR|Interactive Brokers Llc|396
AFSI$D|AMTRUST FINL DEP PFD|ICBX|INSTINET, LLC|8486
AFSI$D|AMTRUST FINL DEP PFD|INCA|INSTINET, LLC|8500
AFSI$D|AMTRUST FINL DEP PFD|INJX|INSTINET, LLC|100
AFSI$D|AMTRUST FINL DEP PFD|ITGI|ITG Inc.|101
AFSI$D|AMTRUST FINL DEP PFD|JANY|Janney Montgomery Scott Inc.|700
AFSI$D|AMTRUST FINL DEP PFD|JEFF|JEFFERIES LLC|1400
AFSI$D|AMTRUST FINL DEP PFD|JPMX|J.P. Morgan Securities LLC|400
AFSI$D|AMTRUST FINL DEP PFD|KCGM|VIRTU Americas LLC|500
AFSI$D|AMTRUST FINL DEP PFD|LEHM|Barclays Capital Inc./Le|3000
AFSI$D|AMTRUST FINL DEP PFD|LIME|Lime Brokerage LLC|500
AFSI$D|AMTRUST FINL DEP PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
AFSI$D|AMTRUST FINL DEP PFD|MAXM|Maxim Group LLC|1372
AFSI$D|AMTRUST FINL DEP PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
AFSI$D|AMTRUST FINL DEP PFD|MSCO|MORGAN STANLEY & CO. LLC|2508
AFSI$D|AMTRUST FINL DEP PFD|MSPL|MORGAN STANLEY & CO. LLC|2000
AFSI$D|AMTRUST FINL DEP PFD|NFSC|National Financial Services LLC|31419
AFSI$D|AMTRUST FINL DEP PFD|NITE|VIRTU Americas LLC|57433
AFSI$D|AMTRUST FINL DEP PFD|OLDM|OLD MISSION CAPITAL, LLC|1637
AFSI$D|AMTRUST FINL DEP PFD|OPCO|Oppenheimer & Co. Inc.|1400
AFSI$D|AMTRUST FINL DEP PFD|OTAA|OTA LLC|600
AFSI$D|AMTRUST FINL DEP PFD|PDQM|CODA MARKETS, INC.|2060
AFSI$D|AMTRUST FINL DEP PFD|PWJC|UBS Financial Services, Inc.|1430
AFSI$D|AMTRUST FINL DEP PFD|RBCM|RBC CAPITAL MARKETS, LLC|17337
AFSI$D|AMTRUST FINL DEP PFD|SALI|INTL FCSTONE FINANCIAL INC.|429
AFSI$D|AMTRUST FINL DEP PFD|SBSH|Citigroup Global Markets Inc.|500
AFSI$D|AMTRUST FINL DEP PFD|SGMT|GOLDMAN SACHS & CO. LLC|493
AFSI$D|AMTRUST FINL DEP PFD|SPDR|SPEEDROUTE LLC|100
AFSI$D|AMTRUST FINL DEP PFD|SPHN|Stephens Inc.|470
AFSI$D|AMTRUST FINL DEP PFD|STFL|Stifel, Nicolaus & Company, Incorporated|13222
AFSI$D|AMTRUST FINL DEP PFD|SWIM|TD Ameritrade, Inc.|19610
AFSI$D|AMTRUST FINL DEP PFD|TRBT|Tradebot Systems, Inc.|100
AFSI$D|AMTRUST FINL DEP PFD|UBSA|UBS SECURITIES LLC|5800
AFSI$D|AMTRUST FINL DEP PFD|UBSS|UBS Securities LLC|8812
AFSI$D|AMTRUST FINL DEP PFD|VGRD|Vanguard Marketing Corporation|688
AFSI$D|AMTRUST FINL DEP PFD|WCHV|WELLS FARGO SECURITIES, LLC|25195
AFSI$D|AMTRUST FINL DEP PFD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3903
AFSI$D|AMTRUST FINL DEP PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1300
AFSI$D|AMTRUST FINL DEP PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|717
AFSI$D|AMTRUST FINL DEP PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2119
AFSI$E|AMTRUST PFD E|BARD|Robert W. Baird & Co. Incorporated|400
AFSI$E|AMTRUST PFD E|BATM|CBOE TRADING, INC.|100
AFSI$E|AMTRUST PFD E|BBNT|BB&T SECURITIES, LLC|92
AFSI$E|AMTRUST PFD E|BNCH|The Benchmark Company, LLC|5850
AFSI$E|AMTRUST PFD E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4090
AFSI$E|AMTRUST PFD E|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
AFSI$E|AMTRUST PFD E|DADA|D.A. Davidson & Co.|734
AFSI$E|AMTRUST PFD E|DBAX|Deutsche Bank Securities Inc.|2600
AFSI$E|AMTRUST PFD E|DEAN|MORGAN STANLEY|17798
AFSI$E|AMTRUST PFD E|EBXL|EBX LLC|1600
AFSI$E|AMTRUST PFD E|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
AFSI$E|AMTRUST PFD E|ETRS|E*Trade Securities LLC|1723
AFSI$E|AMTRUST PFD E|GEBB|GLOBAL EXECUTION BROKERS, LP|100
AFSI$E|AMTRUST PFD E|GLPX|ACS EXECUTION SERVICES, LLC|535
AFSI$E|AMTRUST PFD E|GSCO|GOLDMAN SACHS & CO. LLC|100
AFSI$E|AMTRUST PFD E|GTSZ|GTS SECURITIES LLC|836
AFSI$E|AMTRUST PFD E|HRBF|American Enterprise Investment Services Inc.|500
AFSI$E|AMTRUST PFD E|IBKR|Interactive Brokers Llc|2650
AFSI$E|AMTRUST PFD E|ICBX|INSTINET, LLC|200
AFSI$E|AMTRUST PFD E|INCA|INSTINET, LLC|200
AFSI$E|AMTRUST PFD E|INJX|INSTINET, LLC|100
AFSI$E|AMTRUST PFD E|ITGP|ITG INC.|3600
AFSI$E|AMTRUST PFD E|JEFF|JEFFERIES LLC|450
AFSI$E|AMTRUST PFD E|JPMX|J.P. Morgan Securities LLC|400
AFSI$E|AMTRUST PFD E|LEHM|Barclays Capital Inc./Le|2400
AFSI$E|AMTRUST PFD E|LIME|Lime Brokerage LLC|100
AFSI$E|AMTRUST PFD E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|588
AFSI$E|AMTRUST PFD E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
AFSI$E|AMTRUST PFD E|MSCO|MORGAN STANLEY & CO. LLC|6747
AFSI$E|AMTRUST PFD E|NFSC|National Financial Services LLC|12687
AFSI$E|AMTRUST PFD E|NITE|VIRTU Americas LLC|31478
AFSI$E|AMTRUST PFD E|OLDM|OLD MISSION CAPITAL, LLC|1720
AFSI$E|AMTRUST PFD E|PDQM|CODA MARKETS, INC.|835
AFSI$E|AMTRUST PFD E|PWJC|UBS Financial Services, Inc.|761
AFSI$E|AMTRUST PFD E|RBCM|RBC CAPITAL MARKETS, LLC|15331
AFSI$E|AMTRUST PFD E|SALI|INTL FCSTONE FINANCIAL INC.|22
AFSI$E|AMTRUST PFD E|SPDR|SPEEDROUTE LLC|348
AFSI$E|AMTRUST PFD E|STFL|Stifel, Nicolaus & Company, Incorporated|1552
AFSI$E|AMTRUST PFD E|SWIM|TD Ameritrade, Inc.|715
AFSI$E|AMTRUST PFD E|TRBT|Tradebot Systems, Inc.|920
AFSI$E|AMTRUST PFD E|UBSA|UBS SECURITIES LLC|5547
AFSI$E|AMTRUST PFD E|UBSS|UBS Securities LLC|5009
AFSI$E|AMTRUST PFD E|VGRD|Vanguard Marketing Corporation|4030
AFSI$E|AMTRUST PFD E|WCHV|WELLS FARGO SECURITIES, LLC|18893
AFSI$E|AMTRUST PFD E|XSTM|NATIONAL FINANCIAL SERVICES LLC|7200
AFSI$E|AMTRUST PFD E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|228
AFSI$F|AMTRUST FIN SV SER F|ALTX|Alternet Securities Inc.|900
AFSI$F|AMTRUST FIN SV SER F|BARD|Robert W. Baird & Co. Incorporated|25
AFSI$F|AMTRUST FIN SV SER F|BATM|CBOE TRADING, INC.|200
AFSI$F|AMTRUST FIN SV SER F|BYXM|CBOE TRADING, INC.|100
AFSI$F|AMTRUST FIN SV SER F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
AFSI$F|AMTRUST FIN SV SER F|CPET|CLEARPOOL EXECUTION SERVICES, LLC|250
AFSI$F|AMTRUST FIN SV SER F|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
AFSI$F|AMTRUST FIN SV SER F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5560
AFSI$F|AMTRUST FIN SV SER F|CXCX|CITIGROUP GLOBAL MARKETS INC.|3568
AFSI$F|AMTRUST FIN SV SER F|DBAX|Deutsche Bank Securities Inc.|2400
AFSI$F|AMTRUST FIN SV SER F|DEAN|MORGAN STANLEY|10262
AFSI$F|AMTRUST FIN SV SER F|EBXL|EBX LLC|7600
AFSI$F|AMTRUST FIN SV SER F|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
AFSI$F|AMTRUST FIN SV SER F|EDJO|Edward D. Jones & Co., L.P.|18
AFSI$F|AMTRUST FIN SV SER F|ETRS|E*Trade Securities LLC|15529
AFSI$F|AMTRUST FIN SV SER F|FTBR|Foliofn Investments, Inc.|4
AFSI$F|AMTRUST FIN SV SER F|GLPX|ACS EXECUTION SERVICES, LLC|821
AFSI$F|AMTRUST FIN SV SER F|GSCO|GOLDMAN SACHS & CO. LLC|400
AFSI$F|AMTRUST FIN SV SER F|GSCS|GOLDMAN SACHS & CO. LLC|100
AFSI$F|AMTRUST FIN SV SER F|GTSZ|GTS SECURITIES LLC|2300
AFSI$F|AMTRUST FIN SV SER F|HRBF|American Enterprise Investment Services Inc.|318
AFSI$F|AMTRUST FIN SV SER F|IBKR|Interactive Brokers Llc|1392
AFSI$F|AMTRUST FIN SV SER F|INCA|INSTINET, LLC|929
AFSI$F|AMTRUST FIN SV SER F|INJX|INSTINET, LLC|3365
AFSI$F|AMTRUST FIN SV SER F|ITGP|ITG INC.|200
AFSI$F|AMTRUST FIN SV SER F|JEFF|JEFFERIES LLC|100
AFSI$F|AMTRUST FIN SV SER F|JPMX|J.P. Morgan Securities LLC|3800
AFSI$F|AMTRUST FIN SV SER F|LEHM|Barclays Capital Inc./Le|2200
AFSI$F|AMTRUST FIN SV SER F|LIME|Lime Brokerage LLC|205
AFSI$F|AMTRUST FIN SV SER F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AFSI$F|AMTRUST FIN SV SER F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
AFSI$F|AMTRUST FIN SV SER F|MSCO|MORGAN STANLEY & CO. LLC|8769
AFSI$F|AMTRUST FIN SV SER F|MSPL|MORGAN STANLEY & CO. LLC|3100
AFSI$F|AMTRUST FIN SV SER F|NATL|National Securities Corporation|4900
AFSI$F|AMTRUST FIN SV SER F|NFSC|National Financial Services LLC|15429
AFSI$F|AMTRUST FIN SV SER F|NITE|VIRTU Americas LLC|64164
AFSI$F|AMTRUST FIN SV SER F|NQRB|Brut, LLC|817
AFSI$F|AMTRUST FIN SV SER F|OLDM|OLD MISSION CAPITAL, LLC|2333
AFSI$F|AMTRUST FIN SV SER F|OTAA|OTA LLC|500
AFSI$F|AMTRUST FIN SV SER F|PDQM|CODA MARKETS, INC.|1171
AFSI$F|AMTRUST FIN SV SER F|PWJC|UBS Financial Services, Inc.|4842
AFSI$F|AMTRUST FIN SV SER F|RBCM|RBC CAPITAL MARKETS, LLC|21554
AFSI$F|AMTRUST FIN SV SER F|SBSH|Citigroup Global Markets Inc.|413
AFSI$F|AMTRUST FIN SV SER F|SGMT|GOLDMAN SACHS & CO. LLC|100
AFSI$F|AMTRUST FIN SV SER F|SPDR|SPEEDROUTE LLC|1300
AFSI$F|AMTRUST FIN SV SER F|STFL|Stifel, Nicolaus & Company, Incorporated|15917
AFSI$F|AMTRUST FIN SV SER F|SWIM|TD Ameritrade, Inc.|4522
AFSI$F|AMTRUST FIN SV SER F|TRBT|Tradebot Systems, Inc.|1044
AFSI$F|AMTRUST FIN SV SER F|UBSA|UBS SECURITIES LLC|12024
AFSI$F|AMTRUST FIN SV SER F|UBSS|UBS Securities LLC|14950
AFSI$F|AMTRUST FIN SV SER F|VGRD|Vanguard Marketing Corporation|2700
AFSI$F|AMTRUST FIN SV SER F|WCHV|WELLS FARGO SECURITIES, LLC|7932
AFSI$F|AMTRUST FIN SV SER F|WEXM|WOLVERINE EXECUTION SERVICES, LLC|500
AFSI$F|AMTRUST FIN SV SER F|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
AFSI$F|AMTRUST FIN SV SER F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1277
AFSS|AMTRUST FINL 7.25 NT|BARD|Robert W. Baird & Co. Incorporated|10
AFSS|AMTRUST FINL 7.25 NT|BATM|CBOE TRADING, INC.|100
AFSS|AMTRUST FINL 7.25 NT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
AFSS|AMTRUST FINL 7.25 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1578
AFSS|AMTRUST FINL 7.25 NT|DBAX|Deutsche Bank Securities Inc.|1400
AFSS|AMTRUST FINL 7.25 NT|DEAN|MORGAN STANLEY|18402
AFSS|AMTRUST FINL 7.25 NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
AFSS|AMTRUST FINL 7.25 NT|EBXL|EBX LLC|800
AFSS|AMTRUST FINL 7.25 NT|EDJO|Edward D. Jones & Co., L.P.|1207
AFSS|AMTRUST FINL 7.25 NT|ETRS|E*Trade Securities LLC|920
AFSS|AMTRUST FINL 7.25 NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AFSS|AMTRUST FINL 7.25 NT|GLPX|ACS EXECUTION SERVICES, LLC|770
AFSS|AMTRUST FINL 7.25 NT|GSCO|GOLDMAN SACHS & CO. LLC|182
AFSS|AMTRUST FINL 7.25 NT|GTSZ|GTS SECURITIES LLC|2200
AFSS|AMTRUST FINL 7.25 NT|HRBF|American Enterprise Investment Services Inc.|1211
AFSS|AMTRUST FINL 7.25 NT|HSBC|HSBC Securities, Inc.|300
AFSS|AMTRUST FINL 7.25 NT|IBKR|Interactive Brokers Llc|1539
AFSS|AMTRUST FINL 7.25 NT|ICBX|INSTINET, LLC|400
AFSS|AMTRUST FINL 7.25 NT|INCA|INSTINET, LLC|1506
AFSS|AMTRUST FINL 7.25 NT|ITGI|ITG Inc.|400
AFSS|AMTRUST FINL 7.25 NT|JEFF|JEFFERIES LLC|700
AFSS|AMTRUST FINL 7.25 NT|KCGM|VIRTU Americas LLC|135
AFSS|AMTRUST FINL 7.25 NT|LIME|Lime Brokerage LLC|231
AFSS|AMTRUST FINL 7.25 NT|MAXM|Maxim Group LLC|1620
AFSS|AMTRUST FINL 7.25 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
AFSS|AMTRUST FINL 7.25 NT|MSCO|MORGAN STANLEY & CO. LLC|789
AFSS|AMTRUST FINL 7.25 NT|NFSC|National Financial Services LLC|18352
AFSS|AMTRUST FINL 7.25 NT|NITE|VIRTU Americas LLC|46577
AFSS|AMTRUST FINL 7.25 NT|NQRB|Brut, LLC|580
AFSS|AMTRUST FINL 7.25 NT|NTRC|Northern Trust Securities, Inc.|400
AFSS|AMTRUST FINL 7.25 NT|OPCO|Oppenheimer & Co. Inc.|120
AFSS|AMTRUST FINL 7.25 NT|PDQM|CODA MARKETS, INC.|2105
AFSS|AMTRUST FINL 7.25 NT|PWJC|UBS Financial Services, Inc.|3882
AFSS|AMTRUST FINL 7.25 NT|RBCM|RBC CAPITAL MARKETS, LLC|6414
AFSS|AMTRUST FINL 7.25 NT|SALI|INTL FCSTONE FINANCIAL INC.|1000
AFSS|AMTRUST FINL 7.25 NT|SBSH|Citigroup Global Markets Inc.|1959
AFSS|AMTRUST FINL 7.25 NT|SGMT|GOLDMAN SACHS & CO. LLC|422
AFSS|AMTRUST FINL 7.25 NT|SPDR|SPEEDROUTE LLC|300
AFSS|AMTRUST FINL 7.25 NT|STFL|Stifel, Nicolaus & Company, Incorporated|3432
AFSS|AMTRUST FINL 7.25 NT|SWIM|TD Ameritrade, Inc.|5250
AFSS|AMTRUST FINL 7.25 NT|SWST|Hilltop Securities Inc.|400
AFSS|AMTRUST FINL 7.25 NT|TRBT|Tradebot Systems, Inc.|741
AFSS|AMTRUST FINL 7.25 NT|UBSA|UBS SECURITIES LLC|3100
AFSS|AMTRUST FINL 7.25 NT|UBSS|UBS Securities LLC|15277
AFSS|AMTRUST FINL 7.25 NT|VGRD|Vanguard Marketing Corporation|1101
AFSS|AMTRUST FINL 7.25 NT|WCHV|WELLS FARGO SECURITIES, LLC|9631
AFSS|AMTRUST FINL 7.25 NT|WEDB|WEDBUSH SECURITIES INC.|1000
AFSS|AMTRUST FINL 7.25 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6353
AFST|AMTRUST FINL 7.5 NTS|BARD|Robert W. Baird & Co. Incorporated|19
AFST|AMTRUST FINL 7.5 NTS|BATM|CBOE TRADING, INC.|208
AFST|AMTRUST FINL 7.5 NTS|BNCH|The Benchmark Company, LLC|3400
AFST|AMTRUST FINL 7.5 NTS|CANT|Cantor Fitzgerald & Co.|100
AFST|AMTRUST FINL 7.5 NTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
AFST|AMTRUST FINL 7.5 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|368
AFST|AMTRUST FINL 7.5 NTS|DADA|D.A. Davidson & Co.|250
AFST|AMTRUST FINL 7.5 NTS|DBAX|Deutsche Bank Securities Inc.|300
AFST|AMTRUST FINL 7.5 NTS|DEAN|MORGAN STANLEY|8631
AFST|AMTRUST FINL 7.5 NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
AFST|AMTRUST FINL 7.5 NTS|EBXL|EBX LLC|700
AFST|AMTRUST FINL 7.5 NTS|EDJO|Edward D. Jones & Co., L.P.|16
AFST|AMTRUST FINL 7.5 NTS|EGAM|CBOE TRADING, INC.|100
AFST|AMTRUST FINL 7.5 NTS|ETRS|E*Trade Securities LLC|4900
AFST|AMTRUST FINL 7.5 NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3975
AFST|AMTRUST FINL 7.5 NTS|GLPX|ACS EXECUTION SERVICES, LLC|750
AFST|AMTRUST FINL 7.5 NTS|GSCO|GOLDMAN SACHS & CO. LLC|1626
AFST|AMTRUST FINL 7.5 NTS|GTSZ|GTS SECURITIES LLC|1307
AFST|AMTRUST FINL 7.5 NTS|HRBF|American Enterprise Investment Services Inc.|30
AFST|AMTRUST FINL 7.5 NTS|IATS|INTERACTIVE BROKERS LLC|200
AFST|AMTRUST FINL 7.5 NTS|IBKR|Interactive Brokers Llc|978
AFST|AMTRUST FINL 7.5 NTS|ICBX|INSTINET, LLC|100
AFST|AMTRUST FINL 7.5 NTS|INCA|INSTINET, LLC|600
AFST|AMTRUST FINL 7.5 NTS|ITGI|ITG Inc.|800
AFST|AMTRUST FINL 7.5 NTS|ITGP|ITG INC.|200
AFST|AMTRUST FINL 7.5 NTS|JPMX|J.P. Morgan Securities LLC|200
AFST|AMTRUST FINL 7.5 NTS|KCGM|VIRTU Americas LLC|900
AFST|AMTRUST FINL 7.5 NTS|LEHM|Barclays Capital Inc./Le|400
AFST|AMTRUST FINL 7.5 NTS|LIME|Lime Brokerage LLC|403
AFST|AMTRUST FINL 7.5 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AFST|AMTRUST FINL 7.5 NTS|MACC|Mid Atlantic Capital Corporation|400
AFST|AMTRUST FINL 7.5 NTS|MAXM|Maxim Group LLC|3111
AFST|AMTRUST FINL 7.5 NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AFST|AMTRUST FINL 7.5 NTS|MSCO|MORGAN STANLEY & CO. LLC|2773
AFST|AMTRUST FINL 7.5 NTS|NFSC|National Financial Services LLC|12858
AFST|AMTRUST FINL 7.5 NTS|NITE|VIRTU Americas LLC|20879
AFST|AMTRUST FINL 7.5 NTS|NQRB|Brut, LLC|600
AFST|AMTRUST FINL 7.5 NTS|NTRC|Northern Trust Securities, Inc.|200
AFST|AMTRUST FINL 7.5 NTS|PCPT|PHILLIP CAPITAL INC.|1717
AFST|AMTRUST FINL 7.5 NTS|PDQM|CODA MARKETS, INC.|1212
AFST|AMTRUST FINL 7.5 NTS|RBCM|RBC CAPITAL MARKETS, LLC|1526
AFST|AMTRUST FINL 7.5 NTS|SBSH|Citigroup Global Markets Inc.|177
AFST|AMTRUST FINL 7.5 NTS|SGMT|GOLDMAN SACHS & CO. LLC|693
AFST|AMTRUST FINL 7.5 NTS|SPDR|SPEEDROUTE LLC|400
AFST|AMTRUST FINL 7.5 NTS|SWIM|TD Ameritrade, Inc.|5600
AFST|AMTRUST FINL 7.5 NTS|SWST|Hilltop Securities Inc.|200
AFST|AMTRUST FINL 7.5 NTS|UBSA|UBS SECURITIES LLC|3565
AFST|AMTRUST FINL 7.5 NTS|UBSS|UBS Securities LLC|5421
AFST|AMTRUST FINL 7.5 NTS|VGRD|Vanguard Marketing Corporation|200
AFST|AMTRUST FINL 7.5 NTS|WCHV|WELLS FARGO SECURITIES, LLC|32949
AFST|AMTRUST FINL 7.5 NTS|YKNA|COMHAR CAPITAL MARKETS, LLC|200
AFST|AMTRUST FINL 7.5 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1350
AFT|APOLLO SENIOR FLTNG|ALTX|Alternet Securities Inc.|1800
AFT|APOLLO SENIOR FLTNG|APCC|Apex Clearing Corporation|2
AFT|APOLLO SENIOR FLTNG|BARD|Robert W. Baird & Co. Incorporated|17150
AFT|APOLLO SENIOR FLTNG|BBNT|BB&T SECURITIES, LLC|1808
AFT|APOLLO SENIOR FLTNG|BERN|Sanford C. Bernstein & Co., LLC|42105
AFT|APOLLO SENIOR FLTNG|BTIG|BTIG, LLC|3303
AFT|APOLLO SENIOR FLTNG|BYXM|CBOE TRADING, INC.|100
AFT|APOLLO SENIOR FLTNG|CANT|Cantor Fitzgerald & Co.|30210
AFT|APOLLO SENIOR FLTNG|CHAS|Charles Schwab & Co., Inc.|1
AFT|APOLLO SENIOR FLTNG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13499
AFT|APOLLO SENIOR FLTNG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
AFT|APOLLO SENIOR FLTNG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
AFT|APOLLO SENIOR FLTNG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12031
AFT|APOLLO SENIOR FLTNG|CTDL|Citadel Derivatives Group Llc|140
AFT|APOLLO SENIOR FLTNG|CXCX|CITIGROUP GLOBAL MARKETS INC.|1094
AFT|APOLLO SENIOR FLTNG|DBAX|Deutsche Bank Securities Inc.|10100
AFT|APOLLO SENIOR FLTNG|DEAN|MORGAN STANLEY|5539
AFT|APOLLO SENIOR FLTNG|DEGS|RONIN PROFESSIONAL LLC|100
AFT|APOLLO SENIOR FLTNG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2018
AFT|APOLLO SENIOR FLTNG|EBXL|EBX LLC|11500
AFT|APOLLO SENIOR FLTNG|EDJO|Edward D. Jones & Co., L.P.|800
AFT|APOLLO SENIOR FLTNG|ESPO|ESPOSITO SECURITIES, LLC|2189
AFT|APOLLO SENIOR FLTNG|ETBE|Electronic Transaction Clearing, Inc.|500
AFT|APOLLO SENIOR FLTNG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|177
AFT|APOLLO SENIOR FLTNG|ETRS|E*Trade Securities LLC|3013
AFT|APOLLO SENIOR FLTNG|FILL|Tradestation Securities, Inc.|59
AFT|APOLLO SENIOR FLTNG|FINX|FINTECH SECURITIES|9
AFT|APOLLO SENIOR FLTNG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37065
AFT|APOLLO SENIOR FLTNG|FTBR|Foliofn Investments, Inc.|40
AFT|APOLLO SENIOR FLTNG|GLPX|ACS EXECUTION SERVICES, LLC|910
AFT|APOLLO SENIOR FLTNG|GSCO|GOLDMAN SACHS & CO. LLC|20948
AFT|APOLLO SENIOR FLTNG|GSLT|GOLDMAN SACHS & CO. LLC|200
AFT|APOLLO SENIOR FLTNG|HRBF|American Enterprise Investment Services Inc.|2121
AFT|APOLLO SENIOR FLTNG|IATS|INTERACTIVE BROKERS LLC|234
AFT|APOLLO SENIOR FLTNG|IBKR|Interactive Brokers Llc|2664
AFT|APOLLO SENIOR FLTNG|ICBX|INSTINET, LLC|1000
AFT|APOLLO SENIOR FLTNG|INCA|INSTINET, LLC|2120
AFT|APOLLO SENIOR FLTNG|INJX|INSTINET, LLC|2311
AFT|APOLLO SENIOR FLTNG|ITGI|ITG Inc.|2999
AFT|APOLLO SENIOR FLTNG|ITGP|ITG INC.|3600
AFT|APOLLO SENIOR FLTNG|JANY|Janney Montgomery Scott Inc.|1
AFT|APOLLO SENIOR FLTNG|JEFF|JEFFERIES LLC|910
AFT|APOLLO SENIOR FLTNG|JPMX|J.P. Morgan Securities LLC|4000
AFT|APOLLO SENIOR FLTNG|KCGM|VIRTU Americas LLC|3100
AFT|APOLLO SENIOR FLTNG|LEHM|Barclays Capital Inc./Le|5800
AFT|APOLLO SENIOR FLTNG|LIME|Lime Brokerage LLC|460
AFT|APOLLO SENIOR FLTNG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
AFT|APOLLO SENIOR FLTNG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
AFT|APOLLO SENIOR FLTNG|MOTF|MOTIF INVESTING, INC.|4
AFT|APOLLO SENIOR FLTNG|MSCO|MORGAN STANLEY & CO. LLC|18298
AFT|APOLLO SENIOR FLTNG|MSPL|MORGAN STANLEY & CO. LLC|49400
AFT|APOLLO SENIOR FLTNG|MSTX|MORGAN STANLEY & CO. LLC|400
AFT|APOLLO SENIOR FLTNG|NFSC|National Financial Services LLC|93188
AFT|APOLLO SENIOR FLTNG|NITE|VIRTU Americas LLC|131471
AFT|APOLLO SENIOR FLTNG|NQRB|Brut, LLC|1016
AFT|APOLLO SENIOR FLTNG|NTBF|BMO Nesbitt Burns Inc./CDS|750
AFT|APOLLO SENIOR FLTNG|OPCO|Oppenheimer & Co. Inc.|27291
AFT|APOLLO SENIOR FLTNG|PDQM|CODA MARKETS, INC.|2094
AFT|APOLLO SENIOR FLTNG|RBCM|RBC CAPITAL MARKETS, LLC|522
AFT|APOLLO SENIOR FLTNG|SBSH|Citigroup Global Markets Inc.|14446
AFT|APOLLO SENIOR FLTNG|SGMT|GOLDMAN SACHS & CO. LLC|11097
AFT|APOLLO SENIOR FLTNG|SPDR|SPEEDROUTE LLC|300
AFT|APOLLO SENIOR FLTNG|STFL|Stifel, Nicolaus & Company, Incorporated|838
AFT|APOLLO SENIOR FLTNG|SWIM|TD Ameritrade, Inc.|2369
AFT|APOLLO SENIOR FLTNG|SWST|Hilltop Securities Inc.|35478
AFT|APOLLO SENIOR FLTNG|TRBT|Tradebot Systems, Inc.|1716
AFT|APOLLO SENIOR FLTNG|UBSA|UBS SECURITIES LLC|20464
AFT|APOLLO SENIOR FLTNG|UBSS|UBS Securities LLC|46987
AFT|APOLLO SENIOR FLTNG|VGRD|Vanguard Marketing Corporation|14698
AFT|APOLLO SENIOR FLTNG|WBET|Wallachbeth Capital LLC|2
AFT|APOLLO SENIOR FLTNG|WCHV|WELLS FARGO SECURITIES, LLC|129491
AFT|APOLLO SENIOR FLTNG|WEDB|WEDBUSH SECURITIES INC.|8000
AFT|APOLLO SENIOR FLTNG|WEED|Weeden & Co.L.P.|60
AFT|APOLLO SENIOR FLTNG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1655
AFT|APOLLO SENIOR FLTNG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4750
AFT|APOLLO SENIOR FLTNG|WSEA|WOLVERINE SECURITIES, LLC|4831
AFT|APOLLO SENIOR FLTNG|XSTM|NATIONAL FINANCIAL SERVICES LLC|1910
AFT|APOLLO SENIOR FLTNG|YKNA|COMHAR CAPITAL MARKETS, LLC|400
AFT|APOLLO SENIOR FLTNG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14935
AFTY|CSOP FTSE CHINA A50|APCC|Apex Clearing Corporation|519
AFTY|CSOP FTSE CHINA A50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132
AFTY|CSOP FTSE CHINA A50|DBAX|Deutsche Bank Securities Inc.|200
AFTY|CSOP FTSE CHINA A50|DEAN|MORGAN STANLEY|150
AFTY|CSOP FTSE CHINA A50|EBXL|EBX LLC|900
AFTY|CSOP FTSE CHINA A50|FMAF|NBCN Inc./ CDS|360
AFTY|CSOP FTSE CHINA A50|GSLT|GOLDMAN SACHS & CO. LLC|1165
AFTY|CSOP FTSE CHINA A50|IATS|INTERACTIVE BROKERS LLC|200
AFTY|CSOP FTSE CHINA A50|IBKR|Interactive Brokers Llc|2575
AFTY|CSOP FTSE CHINA A50|INCA|INSTINET, LLC|100
AFTY|CSOP FTSE CHINA A50|JSEB|JANE STREET EXECUTION SERVICES, LLC|1200
AFTY|CSOP FTSE CHINA A50|JSJX|JANE STREET CAPITAL LLC|5805
AFTY|CSOP FTSE CHINA A50|LEHM|Barclays Capital Inc./Le|1200
AFTY|CSOP FTSE CHINA A50|LIME|Lime Brokerage LLC|2174
AFTY|CSOP FTSE CHINA A50|MSCO|MORGAN STANLEY & CO. LLC|2273
AFTY|CSOP FTSE CHINA A50|NFSC|National Financial Services LLC|15656
AFTY|CSOP FTSE CHINA A50|NITE|VIRTU Americas LLC|10297
AFTY|CSOP FTSE CHINA A50|NTBF|BMO Nesbitt Burns Inc./CDS|242
AFTY|CSOP FTSE CHINA A50|OLDM|OLD MISSION CAPITAL, LLC|256
AFTY|CSOP FTSE CHINA A50|SGMT|GOLDMAN SACHS & CO. LLC|300
AFTY|CSOP FTSE CHINA A50|SWIM|TD Ameritrade, Inc.|1989
AFTY|CSOP FTSE CHINA A50|UBSA|UBS SECURITIES LLC|2168
AFTY|CSOP FTSE CHINA A50|UBSS|UBS Securities LLC|304
AFTY|CSOP FTSE CHINA A50|VGRD|Vanguard Marketing Corporation|9
AFTY|CSOP FTSE CHINA A50|VSIN|Vision Financial Markets Llc|3
AFTY|CSOP FTSE CHINA A50|WCHV|WELLS FARGO SECURITIES, LLC|645
AFTY|CSOP FTSE CHINA A50|WEXX|WOLVERINE EXECUTION SERVICES, LLC|121
AFTY|CSOP FTSE CHINA A50|WGIF|CIBC World Markets Inc.|100
AFTY|CSOP FTSE CHINA A50|WSEA|WOLVERINE SECURITIES, LLC|35
AFTY|CSOP FTSE CHINA A50|YLPL|Linsco/Private Ledger Financial Services, Incorporated|977
AG|FIRST MAJESTIC SILVE|ADAM|CANACCORD GENUITY INC.|600
AG|FIRST MAJESTIC SILVE|AGIS|Aegis Capital Corp.|220
AG|FIRST MAJESTIC SILVE|ALTX|Alternet Securities Inc.|600
AG|FIRST MAJESTIC SILVE|APCC|Apex Clearing Corporation|58308
AG|FIRST MAJESTIC SILVE|BARD|Robert W. Baird & Co. Incorporated|15425
AG|FIRST MAJESTIC SILVE|BATM|CBOE TRADING, INC.|1592
AG|FIRST MAJESTIC SILVE|BERN|Sanford C. Bernstein & Co., LLC|13154
AG|FIRST MAJESTIC SILVE|BIDS|BIDS TRADING L.P.|900
AG|FIRST MAJESTIC SILVE|BIMI|Banca IMI Securities Corp.|18055
AG|FIRST MAJESTIC SILVE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|69110
AG|FIRST MAJESTIC SILVE|BLKX|INSTINET, LLC|7055
AG|FIRST MAJESTIC SILVE|BMOC|BMO Capital Markets Corp.|263000
AG|FIRST MAJESTIC SILVE|BNPX|BNP PARIBAS SECURITIES CORP.|1200
AG|FIRST MAJESTIC SILVE|BTIG|BTIG, LLC|62589
AG|FIRST MAJESTIC SILVE|BYXM|CBOE TRADING, INC.|800
AG|FIRST MAJESTIC SILVE|BZYD|GOLDMAN SACHS & CO. LLC|6069
AG|FIRST MAJESTIC SILVE|CANT|Cantor Fitzgerald & Co.|31513
AG|FIRST MAJESTIC SILVE|CHAS|Charles Schwab & Co., Inc.|18025
AG|FIRST MAJESTIC SILVE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64686
AG|FIRST MAJESTIC SILVE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
AG|FIRST MAJESTIC SILVE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
AG|FIRST MAJESTIC SILVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|475339
AG|FIRST MAJESTIC SILVE|CTDL|Citadel Derivatives Group Llc|1938
AG|FIRST MAJESTIC SILVE|CTLR|CUTLER GROUP, LP|2570
AG|FIRST MAJESTIC SILVE|CXCX|CITIGROUP GLOBAL MARKETS INC.|31914
AG|FIRST MAJESTIC SILVE|DBAB|Deutsche Bank Securities Inc.|80415
AG|FIRST MAJESTIC SILVE|DBAX|Deutsche Bank Securities Inc.|396500
AG|FIRST MAJESTIC SILVE|DCHF|Dart Executions, LLC|5010
AG|FIRST MAJESTIC SILVE|DEAN|MORGAN STANLEY|6827
AG|FIRST MAJESTIC SILVE|DEGS|RONIN PROFESSIONAL LLC|2900
AG|FIRST MAJESTIC SILVE|EBXL|EBX LLC|157300
AG|FIRST MAJESTIC SILVE|ECUT|CONVERGEX EXECUTION SOLUTIONS|10000
AG|FIRST MAJESTIC SILVE|EDJO|Edward D. Jones & Co., L.P.|4998
AG|FIRST MAJESTIC SILVE|EGAM|CBOE TRADING, INC.|7065
AG|FIRST MAJESTIC SILVE|EGAW|CBOE TRADING, INC.|70
AG|FIRST MAJESTIC SILVE|EGXM|CBOE TRADING, INC.|9610
AG|FIRST MAJESTIC SILVE|ELEV|ELEVATION, LLC|13191
AG|FIRST MAJESTIC SILVE|ETBE|Electronic Transaction Clearing, Inc.|5823
AG|FIRST MAJESTIC SILVE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
AG|FIRST MAJESTIC SILVE|ETCB|ETC BROKERAGE SERVICES, LLC|200
AG|FIRST MAJESTIC SILVE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
AG|FIRST MAJESTIC SILVE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
AG|FIRST MAJESTIC SILVE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|6000
AG|FIRST MAJESTIC SILVE|ETRS|E*Trade Securities LLC|1408091
AG|FIRST MAJESTIC SILVE|FILL|Tradestation Securities, Inc.|215776
AG|FIRST MAJESTIC SILVE|FMAF|NBCN Inc./ CDS|19332
AG|FIRST MAJESTIC SILVE|FQLS|Quantlab Securities LP|119764
AG|FIRST MAJESTIC SILVE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128876
AG|FIRST MAJESTIC SILVE|FTBR|Foliofn Investments, Inc.|1377
AG|FIRST MAJESTIC SILVE|GEBB|GLOBAL EXECUTION BROKERS, LP|10300
AG|FIRST MAJESTIC SILVE|GLIS|TD Securities Inc|26431
AG|FIRST MAJESTIC SILVE|GLPX|ACS EXECUTION SERVICES, LLC|5439
AG|FIRST MAJESTIC SILVE|GSCO|GOLDMAN SACHS & CO. LLC|516412
AG|FIRST MAJESTIC SILVE|GSCS|GOLDMAN SACHS & CO. LLC|300
AG|FIRST MAJESTIC SILVE|GSLT|GOLDMAN SACHS & CO. LLC|9144
AG|FIRST MAJESTIC SILVE|GTSZ|GTS SECURITIES LLC|56751
AG|FIRST MAJESTIC SILVE|HASF|Haywood Securities Inc./CDS|2200
AG|FIRST MAJESTIC SILVE|HRBF|American Enterprise Investment Services Inc.|50811
AG|FIRST MAJESTIC SILVE|HSBC|HSBC Securities, Inc.|3752
AG|FIRST MAJESTIC SILVE|IATS|INTERACTIVE BROKERS LLC|217828
AG|FIRST MAJESTIC SILVE|IBKR|Interactive Brokers Llc|266451
AG|FIRST MAJESTIC SILVE|ICBX|INSTINET, LLC|178503
AG|FIRST MAJESTIC SILVE|IMPC|Imperial Capital, LLC|5862
AG|FIRST MAJESTIC SILVE|INCA|INSTINET, LLC|121562
AG|FIRST MAJESTIC SILVE|INJX|INSTINET, LLC|346
AG|FIRST MAJESTIC SILVE|ITGI|ITG Inc.|41551
AG|FIRST MAJESTIC SILVE|ITGP|ITG INC.|95800
AG|FIRST MAJESTIC SILVE|JANY|Janney Montgomery Scott Inc.|2400
AG|FIRST MAJESTIC SILVE|JEFF|JEFFERIES LLC|62066
AG|FIRST MAJESTIC SILVE|JMPT|JUMP TRADING, LLC|31203
AG|FIRST MAJESTIC SILVE|JPBX|J.P. MORGAN SECURITIES LLC|23846
AG|FIRST MAJESTIC SILVE|JPMX|J.P. Morgan Securities LLC|388372
AG|FIRST MAJESTIC SILVE|JSJX|JANE STREET CAPITAL LLC|12647
AG|FIRST MAJESTIC SILVE|KCGM|VIRTU Americas LLC|89801
AG|FIRST MAJESTIC SILVE|KRSH|Kershner Securities, LLC|3469
AG|FIRST MAJESTIC SILVE|LEHM|Barclays Capital Inc./Le|906033
AG|FIRST MAJESTIC SILVE|LIME|Lime Brokerage LLC|33971
AG|FIRST MAJESTIC SILVE|LSCI|Lek Securities Corporation|67347
AG|FIRST MAJESTIC SILVE|MAXM|Maxim Group LLC|7750
AG|FIRST MAJESTIC SILVE|MBTS|ALLY INVEST SECURITIES LLC|190
AG|FIRST MAJESTIC SILVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|490836
AG|FIRST MAJESTIC SILVE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
AG|FIRST MAJESTIC SILVE|MOTF|MOTIF INVESTING, INC.|31
AG|FIRST MAJESTIC SILVE|MSCO|MORGAN STANLEY & CO. LLC|1213726
AG|FIRST MAJESTIC SILVE|MSPL|MORGAN STANLEY & CO. LLC|842100
AG|FIRST MAJESTIC SILVE|MSTX|MORGAN STANLEY & CO. LLC|164800
AG|FIRST MAJESTIC SILVE|MULL|MARK J. MULLER EQUITIES, INC.|11300
AG|FIRST MAJESTIC SILVE|NATL|National Securities Corporation|3263
AG|FIRST MAJESTIC SILVE|NFSC|National Financial Services LLC|1993238
AG|FIRST MAJESTIC SILVE|NITE|VIRTU Americas LLC|2896471
AG|FIRST MAJESTIC SILVE|NITP|VIRTU Americas LLC|43458
AG|FIRST MAJESTIC SILVE|NQRB|Brut, LLC|5714
AG|FIRST MAJESTIC SILVE|NTBF|BMO Nesbitt Burns Inc./CDS|4200
AG|FIRST MAJESTIC SILVE|NTRC|Northern Trust Securities, Inc.|1650
AG|FIRST MAJESTIC SILVE|OHOS|TWO SIGMA SECURITIES, LLC|32741
AG|FIRST MAJESTIC SILVE|OLDM|OLD MISSION CAPITAL, LLC|27344
AG|FIRST MAJESTIC SILVE|OPCO|Oppenheimer & Co. Inc.|19518
AG|FIRST MAJESTIC SILVE|OTAA|OTA LLC|42332
AG|FIRST MAJESTIC SILVE|PAUL|Paulson Investment Company, Inc.|200
AG|FIRST MAJESTIC SILVE|PCPT|PHILLIP CAPITAL INC.|31846
AG|FIRST MAJESTIC SILVE|PDQM|CODA MARKETS, INC.|5918
AG|FIRST MAJESTIC SILVE|PHLY|NASDAQ Execution Services, LLC|11800
AG|FIRST MAJESTIC SILVE|PNSR|Penserra Securities, LLC|1900
AG|FIRST MAJESTIC SILVE|PWJC|UBS Financial Services, Inc.|21110
AG|FIRST MAJESTIC SILVE|RBCM|RBC CAPITAL MARKETS, LLC|40960
AG|FIRST MAJESTIC SILVE|RGLD|Regal Securities, Inc|800
AG|FIRST MAJESTIC SILVE|RHOX|XR Securities LLC|3947
AG|FIRST MAJESTIC SILVE|SAGW|SAGETRADER, LLC|2700
AG|FIRST MAJESTIC SILVE|SBSH|Citigroup Global Markets Inc.|65981
AG|FIRST MAJESTIC SILVE|SCMC|Scotia Capital Markets (USA) Inc.|200
AG|FIRST MAJESTIC SILVE|SGMT|GOLDMAN SACHS & CO. LLC|241884
AG|FIRST MAJESTIC SILVE|SPDR|SPEEDROUTE LLC|13500
AG|FIRST MAJESTIC SILVE|STFL|Stifel, Nicolaus & Company, Incorporated|12160
AG|FIRST MAJESTIC SILVE|STKP|STOCKPILE INVESTMENTS, INC.|1296
AG|FIRST MAJESTIC SILVE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14941
AG|FIRST MAJESTIC SILVE|SWIM|TD Ameritrade, Inc.|674451
AG|FIRST MAJESTIC SILVE|SWST|Hilltop Securities Inc.|500
AG|FIRST MAJESTIC SILVE|TKNG|ALLY INVEST SECURITIES LLC|29977
AG|FIRST MAJESTIC SILVE|TRBT|Tradebot Systems, Inc.|114917
AG|FIRST MAJESTIC SILVE|TRCM|TRC MARKETS LLC|64468
AG|FIRST MAJESTIC SILVE|TWTT|TASTYWORKS, INC.|300
AG|FIRST MAJESTIC SILVE|UBSA|UBS SECURITIES LLC|959820
AG|FIRST MAJESTIC SILVE|UBSS|UBS Securities LLC|775973
AG|FIRST MAJESTIC SILVE|VALX|VIRTU AMERICAS LLC|74088
AG|FIRST MAJESTIC SILVE|VGRD|Vanguard Marketing Corporation|243006
AG|FIRST MAJESTIC SILVE|VNDM|Wall Street Access|30000
AG|FIRST MAJESTIC SILVE|WBLR|WILLIAM BLAIR|100
AG|FIRST MAJESTIC SILVE|WCHV|WELLS FARGO SECURITIES, LLC|184583
AG|FIRST MAJESTIC SILVE|WEDB|WEDBUSH SECURITIES INC.|28519
AG|FIRST MAJESTIC SILVE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11459
AG|FIRST MAJESTIC SILVE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|67156
AG|FIRST MAJESTIC SILVE|WFPB|Wells Fargo Securities, LLC.|9100
AG|FIRST MAJESTIC SILVE|WSEA|WOLVERINE SECURITIES, LLC|43333
AG|FIRST MAJESTIC SILVE|XIST|INSTINET, LLC|10000
AG|FIRST MAJESTIC SILVE|XSTM|NATIONAL FINANCIAL SERVICES LLC|48008
AG|FIRST MAJESTIC SILVE|YKNA|COMHAR CAPITAL MARKETS, LLC|67
AG|FIRST MAJESTIC SILVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6644
AGC|A C CLY CVT S&I FD|AGIS|Aegis Capital Corp.|4046
AGC|A C CLY CVT S&I FD|ALTX|Alternet Securities Inc.|500
AGC|A C CLY CVT S&I FD|APCC|Apex Clearing Corporation|19837
AGC|A C CLY CVT S&I FD|BARD|Robert W. Baird & Co. Incorporated|59
AGC|A C CLY CVT S&I FD|BATM|CBOE TRADING, INC.|400
AGC|A C CLY CVT S&I FD|BERN|Sanford C. Bernstein & Co., LLC|100
AGC|A C CLY CVT S&I FD|BTIG|BTIG, LLC|571
AGC|A C CLY CVT S&I FD|CHAS|Charles Schwab & Co., Inc.|2004
AGC|A C CLY CVT S&I FD|CIST|Capital Institutional Services, Inc.|14611
AGC|A C CLY CVT S&I FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|996
AGC|A C CLY CVT S&I FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12948
AGC|A C CLY CVT S&I FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|5400
AGC|A C CLY CVT S&I FD|DBAX|Deutsche Bank Securities Inc.|2900
AGC|A C CLY CVT S&I FD|DEAN|MORGAN STANLEY|51131
AGC|A C CLY CVT S&I FD|DEGS|RONIN PROFESSIONAL LLC|100
AGC|A C CLY CVT S&I FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3010
AGC|A C CLY CVT S&I FD|EBXL|EBX LLC|7700
AGC|A C CLY CVT S&I FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|14305
AGC|A C CLY CVT S&I FD|EDJO|Edward D. Jones & Co., L.P.|821
AGC|A C CLY CVT S&I FD|EGAM|CBOE TRADING, INC.|1936
AGC|A C CLY CVT S&I FD|EGXM|CBOE TRADING, INC.|550
AGC|A C CLY CVT S&I FD|ESPO|ESPOSITO SECURITIES, LLC|10338
AGC|A C CLY CVT S&I FD|ETBE|Electronic Transaction Clearing, Inc.|100
AGC|A C CLY CVT S&I FD|ETRS|E*Trade Securities LLC|94019
AGC|A C CLY CVT S&I FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
AGC|A C CLY CVT S&I FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|247
AGC|A C CLY CVT S&I FD|FTBR|Foliofn Investments, Inc.|95
AGC|A C CLY CVT S&I FD|GSCO|GOLDMAN SACHS & CO. LLC|7700
AGC|A C CLY CVT S&I FD|GSLT|GOLDMAN SACHS & CO. LLC|100
AGC|A C CLY CVT S&I FD|HRBF|American Enterprise Investment Services Inc.|14803
AGC|A C CLY CVT S&I FD|IATS|INTERACTIVE BROKERS LLC|12794
AGC|A C CLY CVT S&I FD|IBKR|Interactive Brokers Llc|40557
AGC|A C CLY CVT S&I FD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8534
AGC|A C CLY CVT S&I FD|ICBX|INSTINET, LLC|2400
AGC|A C CLY CVT S&I FD|INCA|INSTINET, LLC|965
AGC|A C CLY CVT S&I FD|ITGI|ITG Inc.|2362
AGC|A C CLY CVT S&I FD|ITGP|ITG INC.|9600
AGC|A C CLY CVT S&I FD|JANY|Janney Montgomery Scott Inc.|3896
AGC|A C CLY CVT S&I FD|JMPT|JUMP TRADING, LLC|169
AGC|A C CLY CVT S&I FD|JPMX|J.P. Morgan Securities LLC|8270
AGC|A C CLY CVT S&I FD|KCGM|VIRTU Americas LLC|1300
AGC|A C CLY CVT S&I FD|LEHM|Barclays Capital Inc./Le|2400
AGC|A C CLY CVT S&I FD|LGNT|COR CLEARING LLC|1
AGC|A C CLY CVT S&I FD|LIME|Lime Brokerage LLC|474
AGC|A C CLY CVT S&I FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
AGC|A C CLY CVT S&I FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
AGC|A C CLY CVT S&I FD|MOTF|MOTIF INVESTING, INC.|1
AGC|A C CLY CVT S&I FD|MSCO|MORGAN STANLEY & CO. LLC|54013
AGC|A C CLY CVT S&I FD|MSPL|MORGAN STANLEY & CO. LLC|8600
AGC|A C CLY CVT S&I FD|MSTX|MORGAN STANLEY & CO. LLC|600
AGC|A C CLY CVT S&I FD|NATL|National Securities Corporation|4807
AGC|A C CLY CVT S&I FD|NFSC|National Financial Services LLC|263004
AGC|A C CLY CVT S&I FD|NITE|VIRTU Americas LLC|427811
AGC|A C CLY CVT S&I FD|NQRB|Brut, LLC|200
AGC|A C CLY CVT S&I FD|OPCO|Oppenheimer & Co. Inc.|948
AGC|A C CLY CVT S&I FD|OTAA|OTA LLC|1200
AGC|A C CLY CVT S&I FD|PDQM|CODA MARKETS, INC.|6347
AGC|A C CLY CVT S&I FD|PWJC|UBS Financial Services, Inc.|2900
AGC|A C CLY CVT S&I FD|RBCM|RBC CAPITAL MARKETS, LLC|73509
AGC|A C CLY CVT S&I FD|SALI|INTL FCSTONE FINANCIAL INC.|1398
AGC|A C CLY CVT S&I FD|SBSH|Citigroup Global Markets Inc.|52965
AGC|A C CLY CVT S&I FD|SEIC|SEI Investments Distribution Co.|200
AGC|A C CLY CVT S&I FD|SGMT|GOLDMAN SACHS & CO. LLC|3400
AGC|A C CLY CVT S&I FD|SPHN|Stephens Inc.|86
AGC|A C CLY CVT S&I FD|STFL|Stifel, Nicolaus & Company, Incorporated|2010
AGC|A C CLY CVT S&I FD|STXG|Stockcross Financial Services, Inc.|1
AGC|A C CLY CVT S&I FD|SWIM|TD Ameritrade, Inc.|10586
AGC|A C CLY CVT S&I FD|SWST|Hilltop Securities Inc.|761
AGC|A C CLY CVT S&I FD|TKNG|ALLY INVEST SECURITIES LLC|4100
AGC|A C CLY CVT S&I FD|TRBT|Tradebot Systems, Inc.|2051
AGC|A C CLY CVT S&I FD|UBSA|UBS SECURITIES LLC|11734
AGC|A C CLY CVT S&I FD|UBSS|UBS Securities LLC|35293
AGC|A C CLY CVT S&I FD|VALX|VIRTU AMERICAS LLC|500
AGC|A C CLY CVT S&I FD|VGRD|Vanguard Marketing Corporation|14792
AGC|A C CLY CVT S&I FD|WCHV|WELLS FARGO SECURITIES, LLC|49457
AGC|A C CLY CVT S&I FD|WEDB|WEDBUSH SECURITIES INC.|353
AGC|A C CLY CVT S&I FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26566
AGC|A C CLY CVT S&I FD|WSEA|WOLVERINE SECURITIES, LLC|2123
AGC|A C CLY CVT S&I FD|YKNA|COMHAR CAPITAL MARKETS, LLC|800
AGC|A C CLY CVT S&I FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11668
AGCO|AGCO CP|ALTX|Alternet Securities Inc.|7100
AGCO|AGCO CP|ANOS|ABEL/NOSER, L.L.C.|200
AGCO|AGCO CP|APCC|Apex Clearing Corporation|35
AGCO|AGCO CP|BANK|Primevest Financial Services, Inc.|80
AGCO|AGCO CP|BARD|Robert W. Baird & Co. Incorporated|3258
AGCO|AGCO CP|BATM|CBOE TRADING, INC.|5649
AGCO|AGCO CP|BAYC|BAY CREST PARTNERS, LLC|919
AGCO|AGCO CP|BAYT|BTIG, LLC|2900
AGCO|AGCO CP|BBNT|BB&T SECURITIES, LLC|69
AGCO|AGCO CP|BERN|Sanford C. Bernstein & Co., LLC|13237
AGCO|AGCO CP|BIDS|BIDS TRADING L.P.|3300
AGCO|AGCO CP|BKCM|BNY Mellon Capital Markets LLC|12362
AGCO|AGCO CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1285
AGCO|AGCO CP|BLKX|INSTINET, LLC|25440
AGCO|AGCO CP|BNPX|BNP PARIBAS SECURITIES CORP.|4426
AGCO|AGCO CP|BRVL|BLAYLOCK VAN, LLC|5040
AGCO|AGCO CP|BTIG|BTIG, LLC|2803
AGCO|AGCO CP|BYXM|CBOE TRADING, INC.|1249
AGCO|AGCO CP|BZYD|GOLDMAN SACHS & CO. LLC|100
AGCO|AGCO CP|CANT|Cantor Fitzgerald & Co.|25
AGCO|AGCO CP|CHAS|Charles Schwab & Co., Inc.|20
AGCO|AGCO CP|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
AGCO|AGCO CP|CIST|Capital Institutional Services, Inc.|20
AGCO|AGCO CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30585
AGCO|AGCO CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
AGCO|AGCO CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
AGCO|AGCO CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|426612
AGCO|AGCO CP|CTDL|Citadel Derivatives Group Llc|2858
AGCO|AGCO CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|52940
AGCO|AGCO CP|DBAB|Deutsche Bank Securities Inc.|424290
AGCO|AGCO CP|DBAX|Deutsche Bank Securities Inc.|275600
AGCO|AGCO CP|DBUL|Deutsche Bank Securities Inc.|800
AGCO|AGCO CP|DCHF|Dart Executions, LLC|2032
AGCO|AGCO CP|DEAN|MORGAN STANLEY|3754
AGCO|AGCO CP|DEGS|RONIN PROFESSIONAL LLC|100
AGCO|AGCO CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12
AGCO|AGCO CP|EBXL|EBX LLC|131300
AGCO|AGCO CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5242
AGCO|AGCO CP|EDJC|Edward Jones / CDS|60
AGCO|AGCO CP|EDJO|Edward D. Jones & Co., L.P.|2097
AGCO|AGCO CP|EGAM|CBOE TRADING, INC.|8339
AGCO|AGCO CP|EGAW|CBOE TRADING, INC.|54
AGCO|AGCO CP|EGMT|EG MARKET TECHNOLOGIES LLC|777
AGCO|AGCO CP|EGXM|CBOE TRADING, INC.|1293
AGCO|AGCO CP|ETBE|Electronic Transaction Clearing, Inc.|16957
AGCO|AGCO CP|ETCC|Electronic Transaction Clearing, Inc.|320
AGCO|AGCO CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25478
AGCO|AGCO CP|ETRS|E*Trade Securities LLC|24805
AGCO|AGCO CP|FBSB|U.S. Bancorp Investments, Inc.|3
AGCO|AGCO CP|FILL|Tradestation Securities, Inc.|199
AGCO|AGCO CP|FMAF|NBCN Inc./ CDS|196
AGCO|AGCO CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4080
AGCO|AGCO CP|FQLS|Quantlab Securities LP|289443
AGCO|AGCO CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98015
AGCO|AGCO CP|FTBR|Foliofn Investments, Inc.|1160
AGCO|AGCO CP|GEBB|GLOBAL EXECUTION BROKERS, LP|12752
AGCO|AGCO CP|GLPX|ACS EXECUTION SERVICES, LLC|22062
AGCO|AGCO CP|GSCO|GOLDMAN SACHS & CO. LLC|545788
AGCO|AGCO CP|GSCS|GOLDMAN SACHS & CO. LLC|1309
AGCO|AGCO CP|GSLT|GOLDMAN SACHS & CO. LLC|6035
AGCO|AGCO CP|GTSZ|GTS SECURITIES LLC|54043
AGCO|AGCO CP|HPPX|POTAMUS TRADING, LLC|979
AGCO|AGCO CP|HRBF|American Enterprise Investment Services Inc.|8260
AGCO|AGCO CP|HSBC|HSBC Securities, Inc.|1700
AGCO|AGCO CP|IATS|INTERACTIVE BROKERS LLC|3154
AGCO|AGCO CP|IBKR|Interactive Brokers Llc|4092
AGCO|AGCO CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3817
AGCO|AGCO CP|ICBX|INSTINET, LLC|28612
AGCO|AGCO CP|IEQY|CITADEL SECURITIES LLC|56032
AGCO|AGCO CP|IMPC|Imperial Capital, LLC|200
AGCO|AGCO CP|INCA|INSTINET, LLC|192239
AGCO|AGCO CP|INJX|INSTINET, LLC|8421
AGCO|AGCO CP|ITGI|ITG Inc.|22011
AGCO|AGCO CP|ITGP|ITG INC.|210600
AGCO|AGCO CP|JANY|Janney Montgomery Scott Inc.|568
AGCO|AGCO CP|JEFF|JEFFERIES LLC|86638
AGCO|AGCO CP|JMPT|JUMP TRADING, LLC|50082
AGCO|AGCO CP|JPBX|J.P. MORGAN SECURITIES LLC|81795
AGCO|AGCO CP|JPMX|J.P. Morgan Securities LLC|379271
AGCO|AGCO CP|JSJX|JANE STREET CAPITAL LLC|4900
AGCO|AGCO CP|KCGM|VIRTU Americas LLC|29667
AGCO|AGCO CP|LEHM|Barclays Capital Inc./Le|480985
AGCO|AGCO CP|LIME|Lime Brokerage LLC|23141
AGCO|AGCO CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|40000
AGCO|AGCO CP|LQNA|LIQUIDNET, INC.|28600
AGCO|AGCO CP|LSCI|Lek Securities Corporation|1
AGCO|AGCO CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AGCO|AGCO CP|MBTS|ALLY INVEST SECURITIES LLC|2477
AGCO|AGCO CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75658
AGCO|AGCO CP|MNDX|TJM Investments, LLC|1450
AGCO|AGCO CP|MOTF|MOTIF INVESTING, INC.|4
AGCO|AGCO CP|MSCO|MORGAN STANLEY & CO. LLC|1371951
AGCO|AGCO CP|MSPL|MORGAN STANLEY & CO. LLC|297800
AGCO|AGCO CP|MSTX|MORGAN STANLEY & CO. LLC|78800
AGCO|AGCO CP|NFSC|National Financial Services LLC|23092
AGCO|AGCO CP|NITE|VIRTU Americas LLC|146055
AGCO|AGCO CP|NITP|VIRTU Americas LLC|200
AGCO|AGCO CP|NQRB|Brut, LLC|4223
AGCO|AGCO CP|OHOS|TWO SIGMA SECURITIES, LLC|35130
AGCO|AGCO CP|OPCO|Oppenheimer & Co. Inc.|2809
AGCO|AGCO CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
AGCO|AGCO CP|PDQM|CODA MARKETS, INC.|157982
AGCO|AGCO CP|PHLY|NASDAQ Execution Services, LLC|2000
AGCO|AGCO CP|PWJC|UBS Financial Services, Inc.|20
AGCO|AGCO CP|RBCM|RBC CAPITAL MARKETS, LLC|5812
AGCO|AGCO CP|SAGL|SAGETRADER, LLC|14729
AGCO|AGCO CP|SALI|INTL FCSTONE FINANCIAL INC.|13
AGCO|AGCO CP|SBSH|Citigroup Global Markets Inc.|124844
AGCO|AGCO CP|SEIC|SEI Investments Distribution Co.|200
AGCO|AGCO CP|SGMT|GOLDMAN SACHS & CO. LLC|85529
AGCO|AGCO CP|SPDR|SPEEDROUTE LLC|11840
AGCO|AGCO CP|SPGS|Sea Port Group Securities, LLC|10000
AGCO|AGCO CP|SPHN|Stephens Inc.|167
AGCO|AGCO CP|STFL|Stifel, Nicolaus & Company, Incorporated|186
AGCO|AGCO CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4480
AGCO|AGCO CP|SWIM|TD Ameritrade, Inc.|6021
AGCO|AGCO CP|SWST|Hilltop Securities Inc.|424
AGCO|AGCO CP|TIAD|Triad Securities Corp|15
AGCO|AGCO CP|TKNG|ALLY INVEST SECURITIES LLC|130
AGCO|AGCO CP|TRBT|Tradebot Systems, Inc.|180445
AGCO|AGCO CP|TRCM|TRC MARKETS LLC|55894
AGCO|AGCO CP|TWTT|TASTYWORKS, INC.|200
AGCO|AGCO CP|UBSA|UBS SECURITIES LLC|391560
AGCO|AGCO CP|UBSS|UBS Securities LLC|722924
AGCO|AGCO CP|VALX|VIRTU AMERICAS LLC|4468
AGCO|AGCO CP|VGRD|Vanguard Marketing Corporation|2121
AGCO|AGCO CP|WBLR|WILLIAM BLAIR|2000
AGCO|AGCO CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1534
AGCO|AGCO CP|WCHV|WELLS FARGO SECURITIES, LLC|107565
AGCO|AGCO CP|WDNX|WEEDEN & CO.L.P.|14912
AGCO|AGCO CP|WEDB|WEDBUSH SECURITIES INC.|4154
AGCO|AGCO CP|WEED|Weeden & Co.L.P.|1085
AGCO|AGCO CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|222
AGCO|AGCO CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3357
AGCO|AGCO CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|415
AGCO|AGCO CP|WSEA|WOLVERINE SECURITIES, LLC|1703
AGCO|AGCO CP|XIST|INSTINET, LLC|58200
AGCO|AGCO CP|XPQR|Jump Trading|1028
AGCO|AGCO CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|16254
AGCO|AGCO CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3008
AGCO|AGCO CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|625
AGD|ABERDEN GLOBAL DYNAM|ALTX|Alternet Securities Inc.|2088
AGD|ABERDEN GLOBAL DYNAM|APCC|Apex Clearing Corporation|109
AGD|ABERDEN GLOBAL DYNAM|BARD|Robert W. Baird & Co. Incorporated|10538
AGD|ABERDEN GLOBAL DYNAM|BBNT|BB&T SECURITIES, LLC|300
AGD|ABERDEN GLOBAL DYNAM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|609
AGD|ABERDEN GLOBAL DYNAM|BTIG|BTIG, LLC|1123
AGD|ABERDEN GLOBAL DYNAM|CHAS|Charles Schwab & Co., Inc.|1
AGD|ABERDEN GLOBAL DYNAM|CIST|Capital Institutional Services, Inc.|1068
AGD|ABERDEN GLOBAL DYNAM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
AGD|ABERDEN GLOBAL DYNAM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
AGD|ABERDEN GLOBAL DYNAM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6323
AGD|ABERDEN GLOBAL DYNAM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
AGD|ABERDEN GLOBAL DYNAM|DADA|D.A. Davidson & Co.|6
AGD|ABERDEN GLOBAL DYNAM|DBAX|Deutsche Bank Securities Inc.|3300
AGD|ABERDEN GLOBAL DYNAM|DEAN|MORGAN STANLEY|585
AGD|ABERDEN GLOBAL DYNAM|DEGS|RONIN PROFESSIONAL LLC|100
AGD|ABERDEN GLOBAL DYNAM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5182
AGD|ABERDEN GLOBAL DYNAM|EBXL|EBX LLC|4100
AGD|ABERDEN GLOBAL DYNAM|EDJO|Edward D. Jones & Co., L.P.|557
AGD|ABERDEN GLOBAL DYNAM|EGAM|CBOE TRADING, INC.|300
AGD|ABERDEN GLOBAL DYNAM|ESPO|ESPOSITO SECURITIES, LLC|216
AGD|ABERDEN GLOBAL DYNAM|ETRS|E*Trade Securities LLC|10105
AGD|ABERDEN GLOBAL DYNAM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10925
AGD|ABERDEN GLOBAL DYNAM|FTBR|Foliofn Investments, Inc.|657
AGD|ABERDEN GLOBAL DYNAM|GLPX|ACS EXECUTION SERVICES, LLC|1200
AGD|ABERDEN GLOBAL DYNAM|GSCO|GOLDMAN SACHS & CO. LLC|10626
AGD|ABERDEN GLOBAL DYNAM|GSCS|GOLDMAN SACHS & CO. LLC|100
AGD|ABERDEN GLOBAL DYNAM|GTSZ|GTS SECURITIES LLC|300
AGD|ABERDEN GLOBAL DYNAM|HRBF|American Enterprise Investment Services Inc.|8494
AGD|ABERDEN GLOBAL DYNAM|IATS|INTERACTIVE BROKERS LLC|8
AGD|ABERDEN GLOBAL DYNAM|IBKR|Interactive Brokers Llc|6340
AGD|ABERDEN GLOBAL DYNAM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|587
AGD|ABERDEN GLOBAL DYNAM|ICBX|INSTINET, LLC|2800
AGD|ABERDEN GLOBAL DYNAM|INCA|INSTINET, LLC|3308
AGD|ABERDEN GLOBAL DYNAM|ITGI|ITG Inc.|1057
AGD|ABERDEN GLOBAL DYNAM|ITGP|ITG INC.|4000
AGD|ABERDEN GLOBAL DYNAM|JANY|Janney Montgomery Scott Inc.|450
AGD|ABERDEN GLOBAL DYNAM|JPMX|J.P. Morgan Securities LLC|18638
AGD|ABERDEN GLOBAL DYNAM|KCGM|VIRTU Americas LLC|2117
AGD|ABERDEN GLOBAL DYNAM|LEHM|Barclays Capital Inc./Le|1400
AGD|ABERDEN GLOBAL DYNAM|LIME|Lime Brokerage LLC|341
AGD|ABERDEN GLOBAL DYNAM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AGD|ABERDEN GLOBAL DYNAM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
AGD|ABERDEN GLOBAL DYNAM|MOTF|MOTIF INVESTING, INC.|2
AGD|ABERDEN GLOBAL DYNAM|MSCO|MORGAN STANLEY & CO. LLC|11043
AGD|ABERDEN GLOBAL DYNAM|MSPL|MORGAN STANLEY & CO. LLC|1000
AGD|ABERDEN GLOBAL DYNAM|NATL|National Securities Corporation|1400
AGD|ABERDEN GLOBAL DYNAM|NFSC|National Financial Services LLC|53511
AGD|ABERDEN GLOBAL DYNAM|NITE|VIRTU Americas LLC|76476
AGD|ABERDEN GLOBAL DYNAM|NQRB|Brut, LLC|908
AGD|ABERDEN GLOBAL DYNAM|PDQM|CODA MARKETS, INC.|2027
AGD|ABERDEN GLOBAL DYNAM|PWJC|UBS Financial Services, Inc.|3600
AGD|ABERDEN GLOBAL DYNAM|RBCM|RBC CAPITAL MARKETS, LLC|6542
AGD|ABERDEN GLOBAL DYNAM|SAGC|SAGETRADER, LLC|1000
AGD|ABERDEN GLOBAL DYNAM|SALI|INTL FCSTONE FINANCIAL INC.|3
AGD|ABERDEN GLOBAL DYNAM|SBSH|Citigroup Global Markets Inc.|4522
AGD|ABERDEN GLOBAL DYNAM|SGMT|GOLDMAN SACHS & CO. LLC|3366
AGD|ABERDEN GLOBAL DYNAM|SPDR|SPEEDROUTE LLC|500
AGD|ABERDEN GLOBAL DYNAM|SWIM|TD Ameritrade, Inc.|7154
AGD|ABERDEN GLOBAL DYNAM|TKNG|ALLY INVEST SECURITIES LLC|695
AGD|ABERDEN GLOBAL DYNAM|TRBT|Tradebot Systems, Inc.|1857
AGD|ABERDEN GLOBAL DYNAM|UBSA|UBS SECURITIES LLC|11412
AGD|ABERDEN GLOBAL DYNAM|UBSS|UBS Securities LLC|22016
AGD|ABERDEN GLOBAL DYNAM|VGRD|Vanguard Marketing Corporation|10851
AGD|ABERDEN GLOBAL DYNAM|WCHV|WELLS FARGO SECURITIES, LLC|14041
AGD|ABERDEN GLOBAL DYNAM|WEED|Weeden & Co.L.P.|4700
AGD|ABERDEN GLOBAL DYNAM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|734
AGD|ABERDEN GLOBAL DYNAM|WGIF|CIBC World Markets Inc.|1
AGD|ABERDEN GLOBAL DYNAM|WSEA|WOLVERINE SECURITIES, LLC|342
AGD|ABERDEN GLOBAL DYNAM|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
AGD|ABERDEN GLOBAL DYNAM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|304
AGEN|AGENUS INC.|ACLP|ALEXANDER CAPITAL, L.P.|43490
AGEN|AGENUS INC.|AGIS|Aegis Capital Corp.|83364
AGEN|AGENUS INC.|ALTX|Alternet Securities Inc.|13300
AGEN|AGENUS INC.|APCC|Apex Clearing Corporation|6362
AGEN|AGENUS INC.|BATM|CBOE TRADING, INC.|1831
AGEN|AGENUS INC.|BERN|Sanford C. Bernstein & Co., LLC|77444
AGEN|AGENUS INC.|BIMI|Banca IMI Securities Corp.|41642
AGEN|AGENUS INC.|BKCM|BNY Mellon Capital Markets LLC|3144
AGEN|AGENUS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23793
AGEN|AGENUS INC.|BLKX|INSTINET, LLC|30000
AGEN|AGENUS INC.|BMOC|BMO Capital Markets Corp.|12438
AGEN|AGENUS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|135153
AGEN|AGENUS INC.|BTIG|BTIG, LLC|284757
AGEN|AGENUS INC.|BYXM|CBOE TRADING, INC.|3596
AGEN|AGENUS INC.|CANT|Cantor Fitzgerald & Co.|50
AGEN|AGENUS INC.|CHAS|Charles Schwab & Co., Inc.|16004
AGEN|AGENUS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2698829
AGEN|AGENUS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4050
AGEN|AGENUS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|792279
AGEN|AGENUS INC.|CTDL|Citadel Derivatives Group Llc|34837
AGEN|AGENUS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|108148
AGEN|AGENUS INC.|DBAB|Deutsche Bank Securities Inc.|659958
AGEN|AGENUS INC.|DBAX|Deutsche Bank Securities Inc.|468800
AGEN|AGENUS INC.|DEAN|MORGAN STANLEY|30343
AGEN|AGENUS INC.|DEGS|RONIN PROFESSIONAL LLC|113518
AGEN|AGENUS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9400
AGEN|AGENUS INC.|EBXL|EBX LLC|223100
AGEN|AGENUS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4474
AGEN|AGENUS INC.|EDJO|Edward D. Jones & Co., L.P.|6294
AGEN|AGENUS INC.|EGAM|CBOE TRADING, INC.|9640
AGEN|AGENUS INC.|EGAW|CBOE TRADING, INC.|100
AGEN|AGENUS INC.|EGXM|CBOE TRADING, INC.|9086
AGEN|AGENUS INC.|EGXW|CBOE TRADING, INC.|28
AGEN|AGENUS INC.|ETBE|Electronic Transaction Clearing, Inc.|10978
AGEN|AGENUS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13560
AGEN|AGENUS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37132
AGEN|AGENUS INC.|ETRS|E*Trade Securities LLC|1423268
AGEN|AGENUS INC.|FBCO|Credit Suisse Securities (USA) LLC|1416566
AGEN|AGENUS INC.|FBRC|B. RILEY FBR, INC.|470918
AGEN|AGENUS INC.|FILL|Tradestation Securities, Inc.|23196
AGEN|AGENUS INC.|FMAF|NBCN Inc./ CDS|3303
AGEN|AGENUS INC.|FOMA|TD AMERITRADE CLEARING, INC.|2915901
AGEN|AGENUS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84103
AGEN|AGENUS INC.|FTBR|Foliofn Investments, Inc.|307
AGEN|AGENUS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|90194
AGEN|AGENUS INC.|GLIS|TD Securities Inc|800
AGEN|AGENUS INC.|GLPX|ACS EXECUTION SERVICES, LLC|24155
AGEN|AGENUS INC.|GSCO|GOLDMAN SACHS & CO. LLC|1746195
AGEN|AGENUS INC.|GSCS|GOLDMAN SACHS & CO. LLC|77861
AGEN|AGENUS INC.|GSLT|GOLDMAN SACHS & CO. LLC|31004
AGEN|AGENUS INC.|GTSZ|GTS SECURITIES LLC|28332
AGEN|AGENUS INC.|HAPX|HAP Trading, LLC|400
AGEN|AGENUS INC.|HOVD|HOVDE GROUP, LLC|57730
AGEN|AGENUS INC.|HRBF|American Enterprise Investment Services Inc.|19356
AGEN|AGENUS INC.|HSBC|HSBC Securities, Inc.|7160
AGEN|AGENUS INC.|IATS|INTERACTIVE BROKERS LLC|91161
AGEN|AGENUS INC.|IBKR|Interactive Brokers Llc|313223
AGEN|AGENUS INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|206
AGEN|AGENUS INC.|ICBX|INSTINET, LLC|231146
AGEN|AGENUS INC.|IEQY|CITADEL SECURITIES LLC|144011
AGEN|AGENUS INC.|INCA|INSTINET, LLC|655841
AGEN|AGENUS INC.|INJX|INSTINET, LLC|412033
AGEN|AGENUS INC.|ITGI|ITG Inc.|36360
AGEN|AGENUS INC.|ITGP|ITG INC.|325600
AGEN|AGENUS INC.|JANY|Janney Montgomery Scott Inc.|2500
AGEN|AGENUS INC.|JEFF|JEFFERIES LLC|67676
AGEN|AGENUS INC.|JHDR|J.H. Darbie & Co., Inc.|27468
AGEN|AGENUS INC.|JMPT|JUMP TRADING, LLC|186575
AGEN|AGENUS INC.|JPBX|J.P. MORGAN SECURITIES LLC|155982
AGEN|AGENUS INC.|JPMX|J.P. Morgan Securities LLC|482722
AGEN|AGENUS INC.|JSJX|JANE STREET CAPITAL LLC|3528
AGEN|AGENUS INC.|KCGM|VIRTU Americas LLC|215911
AGEN|AGENUS INC.|LEHM|Barclays Capital Inc./Le|1285428
AGEN|AGENUS INC.|LIME|Lime Brokerage LLC|294553
AGEN|AGENUS INC.|LMGP|LIME BROKERAGE LLC|131700
AGEN|AGENUS INC.|LQNA|LIQUIDNET, INC.|22900
AGEN|AGENUS INC.|LSCI|Lek Securities Corporation|300
AGEN|AGENUS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
AGEN|AGENUS INC.|MACQ|Macquarie Capital (USA) Inc.|2117
AGEN|AGENUS INC.|MAXM|Maxim Group LLC|8178
AGEN|AGENUS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|824712
AGEN|AGENUS INC.|MOTF|MOTIF INVESTING, INC.|15
AGEN|AGENUS INC.|MSCO|MORGAN STANLEY & CO. LLC|6452382
AGEN|AGENUS INC.|MSPL|MORGAN STANLEY & CO. LLC|581300
AGEN|AGENUS INC.|MSTX|MORGAN STANLEY & CO. LLC|247900
AGEN|AGENUS INC.|NATL|National Securities Corporation|17023
AGEN|AGENUS INC.|NEED|Needham & Company, LLC|3900
AGEN|AGENUS INC.|NFSC|National Financial Services LLC|1655315
AGEN|AGENUS INC.|NITE|VIRTU Americas LLC|2921192
AGEN|AGENUS INC.|NITP|VIRTU Americas LLC|83204
AGEN|AGENUS INC.|NQRB|Brut, LLC|466507
AGEN|AGENUS INC.|NTFN|Network 1 Financial Securities Inc.|3180
AGEN|AGENUS INC.|OPCO|Oppenheimer & Co. Inc.|2128
AGEN|AGENUS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4651
AGEN|AGENUS INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2400
AGEN|AGENUS INC.|PCPT|PHILLIP CAPITAL INC.|11472
AGEN|AGENUS INC.|PDQM|CODA MARKETS, INC.|14628
AGEN|AGENUS INC.|PWJC|UBS Financial Services, Inc.|14657
AGEN|AGENUS INC.|RAJA|Raymond James & Associates, Inc.|67606
AGEN|AGENUS INC.|RBCM|RBC CAPITAL MARKETS, LLC|12533
AGEN|AGENUS INC.|RGLD|Regal Securities, Inc|235
AGEN|AGENUS INC.|RHCO|Suntrust Robinson Humphrey, Inc.|68247
AGEN|AGENUS INC.|SAGL|SAGETRADER, LLC|2200
AGEN|AGENUS INC.|SALI|INTL FCSTONE FINANCIAL INC.|400
AGEN|AGENUS INC.|SBSH|Citigroup Global Markets Inc.|926462
AGEN|AGENUS INC.|SGMT|GOLDMAN SACHS & CO. LLC|266295
AGEN|AGENUS INC.|SPDR|SPEEDROUTE LLC|28634
AGEN|AGENUS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|698
AGEN|AGENUS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|266
AGEN|AGENUS INC.|SWIM|TD Ameritrade, Inc.|709403
AGEN|AGENUS INC.|SWST|Hilltop Securities Inc.|14148
AGEN|AGENUS INC.|TKNG|ALLY INVEST SECURITIES LLC|16046
AGEN|AGENUS INC.|TRBT|Tradebot Systems, Inc.|364907
AGEN|AGENUS INC.|TRCM|TRC MARKETS LLC|99225
AGEN|AGENUS INC.|TWTT|TASTYWORKS, INC.|2900
AGEN|AGENUS INC.|UBSA|UBS SECURITIES LLC|1449703
AGEN|AGENUS INC.|UBSS|UBS Securities LLC|1463955
AGEN|AGENUS INC.|VALX|VIRTU AMERICAS LLC|86022
AGEN|AGENUS INC.|VGRD|Vanguard Marketing Corporation|221748
AGEN|AGENUS INC.|VSIN|Vision Financial Markets Llc|300
AGEN|AGENUS INC.|WBLR|WILLIAM BLAIR|1000
AGEN|AGENUS INC.|WCHV|WELLS FARGO SECURITIES, LLC|351385
AGEN|AGENUS INC.|WEDB|WEDBUSH SECURITIES INC.|23077
AGEN|AGENUS INC.|WEED|Weeden & Co.L.P.|43400
AGEN|AGENUS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7898
AGEN|AGENUS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27284
AGEN|AGENUS INC.|WGIF|CIBC World Markets Inc.|5302
AGEN|AGENUS INC.|WORD|Worden Capital Management LLC|25400
AGEN|AGENUS INC.|WSEA|WOLVERINE SECURITIES, LLC|26826
AGEN|AGENUS INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|10002
AGEN|AGENUS INC.|XIST|INSTINET, LLC|10560
AGEN|AGENUS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|75172
AGEN|AGENUS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1480
AGEN|AGENUS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
AGF|DB AGRI LONG ETN|INCA|INSTINET, LLC|284
AGF|DB AGRI LONG ETN|NITE|VIRTU Americas LLC|319
AGF|DB AGRI LONG ETN|UBSA|UBS SECURITIES LLC|192
AGF|DB AGRI LONG ETN|UBSS|UBS Securities LLC|100
AGF|DB AGRI LONG ETN|WCHV|WELLS FARGO SECURITIES, LLC|313
AGFS|AGROFRESH SOLUTIONS|ALTX|Alternet Securities Inc.|2787
AGFS|AGROFRESH SOLUTIONS|APCC|Apex Clearing Corporation|396
AGFS|AGROFRESH SOLUTIONS|BATM|CBOE TRADING, INC.|2593
AGFS|AGROFRESH SOLUTIONS|BERN|Sanford C. Bernstein & Co., LLC|3724
AGFS|AGROFRESH SOLUTIONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
AGFS|AGROFRESH SOLUTIONS|BLKX|INSTINET, LLC|38490
AGFS|AGROFRESH SOLUTIONS|BMOC|BMO Capital Markets Corp.|4235
AGFS|AGROFRESH SOLUTIONS|BNPX|BNP PARIBAS SECURITIES CORP.|3727
AGFS|AGROFRESH SOLUTIONS|BTIG|BTIG, LLC|5003
AGFS|AGROFRESH SOLUTIONS|BYXM|CBOE TRADING, INC.|811
AGFS|AGROFRESH SOLUTIONS|BZYD|GOLDMAN SACHS & CO. LLC|1900
AGFS|AGROFRESH SOLUTIONS|CANT|Cantor Fitzgerald & Co.|137
AGFS|AGROFRESH SOLUTIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6624
AGFS|AGROFRESH SOLUTIONS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|616
AGFS|AGROFRESH SOLUTIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54251
AGFS|AGROFRESH SOLUTIONS|CTDL|Citadel Derivatives Group Llc|9418
AGFS|AGROFRESH SOLUTIONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5602
AGFS|AGROFRESH SOLUTIONS|DBAB|Deutsche Bank Securities Inc.|137968
AGFS|AGROFRESH SOLUTIONS|DBAX|Deutsche Bank Securities Inc.|17000
AGFS|AGROFRESH SOLUTIONS|DEAN|MORGAN STANLEY|506
AGFS|AGROFRESH SOLUTIONS|DEGS|RONIN PROFESSIONAL LLC|2449
AGFS|AGROFRESH SOLUTIONS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|931
AGFS|AGROFRESH SOLUTIONS|EBXL|EBX LLC|14700
AGFS|AGROFRESH SOLUTIONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|537
AGFS|AGROFRESH SOLUTIONS|EGAM|CBOE TRADING, INC.|6561
AGFS|AGROFRESH SOLUTIONS|EGMT|EG MARKET TECHNOLOGIES LLC|110
AGFS|AGROFRESH SOLUTIONS|EGXM|CBOE TRADING, INC.|1458
AGFS|AGROFRESH SOLUTIONS|ETBE|Electronic Transaction Clearing, Inc.|22651
AGFS|AGROFRESH SOLUTIONS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7040
AGFS|AGROFRESH SOLUTIONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4066
AGFS|AGROFRESH SOLUTIONS|ETRS|E*Trade Securities LLC|27832
AGFS|AGROFRESH SOLUTIONS|FBCO|Credit Suisse Securities (USA) LLC|228623
AGFS|AGROFRESH SOLUTIONS|FILL|Tradestation Securities, Inc.|10
AGFS|AGROFRESH SOLUTIONS|FMAF|NBCN Inc./ CDS|400
AGFS|AGROFRESH SOLUTIONS|FMCO|First Manhattan Co|100
AGFS|AGROFRESH SOLUTIONS|FOMA|TD AMERITRADE CLEARING, INC.|28913
AGFS|AGROFRESH SOLUTIONS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1267
AGFS|AGROFRESH SOLUTIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34775
AGFS|AGROFRESH SOLUTIONS|FTBR|Foliofn Investments, Inc.|11390
AGFS|AGROFRESH SOLUTIONS|GEBB|GLOBAL EXECUTION BROKERS, LP|11856
AGFS|AGROFRESH SOLUTIONS|GLPX|ACS EXECUTION SERVICES, LLC|892
AGFS|AGROFRESH SOLUTIONS|GSCO|GOLDMAN SACHS & CO. LLC|555366
AGFS|AGROFRESH SOLUTIONS|GSLT|GOLDMAN SACHS & CO. LLC|4301
AGFS|AGROFRESH SOLUTIONS|GTSZ|GTS SECURITIES LLC|5476
AGFS|AGROFRESH SOLUTIONS|IATS|INTERACTIVE BROKERS LLC|1000
AGFS|AGROFRESH SOLUTIONS|IBKR|Interactive Brokers Llc|15649
AGFS|AGROFRESH SOLUTIONS|ICBX|INSTINET, LLC|7400
AGFS|AGROFRESH SOLUTIONS|IEQY|CITADEL SECURITIES LLC|6795
AGFS|AGROFRESH SOLUTIONS|INCA|INSTINET, LLC|75270
AGFS|AGROFRESH SOLUTIONS|INJX|INSTINET, LLC|1298
AGFS|AGROFRESH SOLUTIONS|ITGI|ITG Inc.|33047
AGFS|AGROFRESH SOLUTIONS|ITGP|ITG INC.|26600
AGFS|AGROFRESH SOLUTIONS|JEFF|JEFFERIES LLC|18188
AGFS|AGROFRESH SOLUTIONS|JMPT|JUMP TRADING, LLC|4498
AGFS|AGROFRESH SOLUTIONS|JONE|JonesTrading|14014
AGFS|AGROFRESH SOLUTIONS|JPBX|J.P. MORGAN SECURITIES LLC|800
AGFS|AGROFRESH SOLUTIONS|JPMX|J.P. Morgan Securities LLC|38210
AGFS|AGROFRESH SOLUTIONS|JSJX|JANE STREET CAPITAL LLC|2724
AGFS|AGROFRESH SOLUTIONS|KCGM|VIRTU Americas LLC|35570
AGFS|AGROFRESH SOLUTIONS|LEHM|Barclays Capital Inc./Le|287984
AGFS|AGROFRESH SOLUTIONS|LIME|Lime Brokerage LLC|117368
AGFS|AGROFRESH SOLUTIONS|LMGP|LIME BROKERAGE LLC|35799
AGFS|AGROFRESH SOLUTIONS|LOOP|Loop Capital Markets LLC|1979
AGFS|AGROFRESH SOLUTIONS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|918
AGFS|AGROFRESH SOLUTIONS|MAXM|Maxim Group LLC|2908
AGFS|AGROFRESH SOLUTIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19934
AGFS|AGROFRESH SOLUTIONS|MOTF|MOTIF INVESTING, INC.|1
AGFS|AGROFRESH SOLUTIONS|MSCO|MORGAN STANLEY & CO. LLC|688861
AGFS|AGROFRESH SOLUTIONS|MSPL|MORGAN STANLEY & CO. LLC|34600
AGFS|AGROFRESH SOLUTIONS|MSTX|MORGAN STANLEY & CO. LLC|16500
AGFS|AGROFRESH SOLUTIONS|NFSC|National Financial Services LLC|23391
AGFS|AGROFRESH SOLUTIONS|NITE|VIRTU Americas LLC|95329
AGFS|AGROFRESH SOLUTIONS|NITP|VIRTU Americas LLC|2195
AGFS|AGROFRESH SOLUTIONS|NQRB|Brut, LLC|6953
AGFS|AGROFRESH SOLUTIONS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8300
AGFS|AGROFRESH SOLUTIONS|PDQM|CODA MARKETS, INC.|2833
AGFS|AGROFRESH SOLUTIONS|RAJA|Raymond James & Associates, Inc.|1100
AGFS|AGROFRESH SOLUTIONS|RGLD|Regal Securities, Inc|27
AGFS|AGROFRESH SOLUTIONS|SAGL|SAGETRADER, LLC|200
AGFS|AGROFRESH SOLUTIONS|SBSH|Citigroup Global Markets Inc.|268450
AGFS|AGROFRESH SOLUTIONS|SGMT|GOLDMAN SACHS & CO. LLC|23186
AGFS|AGROFRESH SOLUTIONS|SPDR|SPEEDROUTE LLC|2900
AGFS|AGROFRESH SOLUTIONS|STFL|Stifel, Nicolaus & Company, Incorporated|12205
AGFS|AGROFRESH SOLUTIONS|STKP|STOCKPILE INVESTMENTS, INC.|1072
AGFS|AGROFRESH SOLUTIONS|SWIM|TD Ameritrade, Inc.|11122
AGFS|AGROFRESH SOLUTIONS|TDSI|TD Securities (USA) LLC|107732
AGFS|AGROFRESH SOLUTIONS|TKNG|ALLY INVEST SECURITIES LLC|520
AGFS|AGROFRESH SOLUTIONS|TRBT|Tradebot Systems, Inc.|20023
AGFS|AGROFRESH SOLUTIONS|TRCM|TRC MARKETS LLC|66562
AGFS|AGROFRESH SOLUTIONS|UBSA|UBS SECURITIES LLC|164211
AGFS|AGROFRESH SOLUTIONS|UBSS|UBS Securities LLC|523348
AGFS|AGROFRESH SOLUTIONS|VALX|VIRTU AMERICAS LLC|2045
AGFS|AGROFRESH SOLUTIONS|VGRD|Vanguard Marketing Corporation|13277
AGFS|AGROFRESH SOLUTIONS|VSIN|Vision Financial Markets Llc|1
AGFS|AGROFRESH SOLUTIONS|WCHV|WELLS FARGO SECURITIES, LLC|11699
AGFS|AGROFRESH SOLUTIONS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|594
AGFS|AGROFRESH SOLUTIONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|104051
AGFS|AGROFRESH SOLUTIONS|WGIF|CIBC World Markets Inc.|7
AGFS|AGROFRESH SOLUTIONS|WSEA|WOLVERINE SECURITIES, LLC|2274
AGFS|AGROFRESH SOLUTIONS|XIST|INSTINET, LLC|800
AGFS|AGROFRESH SOLUTIONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7500
AGFS|AGROFRESH SOLUTIONS|YKNA|COMHAR CAPITAL MARKETS, LLC|344
AGFSW|AGROFRESH SOL WRRNTS|APCC|Apex Clearing Corporation|1100
AGFSW|AGROFRESH SOL WRRNTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
AGFSW|AGROFRESH SOL WRRNTS|CANT|Cantor Fitzgerald & Co.|200
AGFSW|AGROFRESH SOL WRRNTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
AGFSW|AGROFRESH SOL WRRNTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
AGFSW|AGROFRESH SOL WRRNTS|EBXL|EBX LLC|200
AGFSW|AGROFRESH SOL WRRNTS|ETRS|E*Trade Securities LLC|10269
AGFSW|AGROFRESH SOL WRRNTS|FOMA|TD AMERITRADE CLEARING, INC.|2800
AGFSW|AGROFRESH SOL WRRNTS|GSLT|GOLDMAN SACHS & CO. LLC|1300
AGFSW|AGROFRESH SOL WRRNTS|INCA|INSTINET, LLC|35797
AGFSW|AGROFRESH SOL WRRNTS|ITGI|ITG Inc.|42230
AGFSW|AGROFRESH SOL WRRNTS|LAFC|R. F. Lafferty & Co., Inc.|200
AGFSW|AGROFRESH SOL WRRNTS|LIME|Lime Brokerage LLC|7400
AGFSW|AGROFRESH SOL WRRNTS|LTCO|Ladenburg, Thalmann & Co., Inc.|159300
AGFSW|AGROFRESH SOL WRRNTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
AGFSW|AGROFRESH SOL WRRNTS|MSCO|MORGAN STANLEY & CO. LLC|21400
AGFSW|AGROFRESH SOL WRRNTS|MZHO|Mizuho Securities USA LLC|200
AGFSW|AGROFRESH SOL WRRNTS|NFSC|National Financial Services LLC|86553
AGFSW|AGROFRESH SOL WRRNTS|NITE|VIRTU Americas LLC|89405
AGFSW|AGROFRESH SOL WRRNTS|NQRB|Brut, LLC|400
AGFSW|AGROFRESH SOL WRRNTS|SGMT|GOLDMAN SACHS & CO. LLC|300
AGFSW|AGROFRESH SOL WRRNTS|UBSA|UBS SECURITIES LLC|600
AGFSW|AGROFRESH SOL WRRNTS|UBSS|UBS Securities LLC|1350
AGFSW|AGROFRESH SOL WRRNTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7660
AGG|ISHARES CORE US AGR|AGIS|Aegis Capital Corp.|792
AGG|ISHARES CORE US AGR|ALTX|Alternet Securities Inc.|112391
AGG|ISHARES CORE US AGR|APCC|Apex Clearing Corporation|212125
AGG|ISHARES CORE US AGR|BANK|Primevest Financial Services, Inc.|33567
AGG|ISHARES CORE US AGR|BARD|Robert W. Baird & Co. Incorporated|25090
AGG|ISHARES CORE US AGR|BATM|CBOE TRADING, INC.|4327
AGG|ISHARES CORE US AGR|BAYC|BAY CREST PARTNERS, LLC|261
AGG|ISHARES CORE US AGR|BBNT|BB&T SECURITIES, LLC|63704
AGG|ISHARES CORE US AGR|BERN|Sanford C. Bernstein & Co., LLC|39718
AGG|ISHARES CORE US AGR|BIDS|BIDS TRADING L.P.|400
AGG|ISHARES CORE US AGR|BKCM|BNY Mellon Capital Markets LLC|4831
AGG|ISHARES CORE US AGR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|88862
AGG|ISHARES CORE US AGR|BLKX|INSTINET, LLC|18000
AGG|ISHARES CORE US AGR|BLTK|Bulltick, Llc|94483
AGG|ISHARES CORE US AGR|BMOC|BMO Capital Markets Corp.|2000
AGG|ISHARES CORE US AGR|BNPX|BNP PARIBAS SECURITIES CORP.|18482
AGG|ISHARES CORE US AGR|BRGE|Newbridge Securities Corp.|7
AGG|ISHARES CORE US AGR|CANT|Cantor Fitzgerald & Co.|245485
AGG|ISHARES CORE US AGR|CHAS|Charles Schwab & Co., Inc.|102030
AGG|ISHARES CORE US AGR|CICF|Canaccord Genuity Corp.|402
AGG|ISHARES CORE US AGR|CIST|Capital Institutional Services, Inc.|48654
AGG|ISHARES CORE US AGR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|209710
AGG|ISHARES CORE US AGR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
AGG|ISHARES CORE US AGR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|942283
AGG|ISHARES CORE US AGR|CSIN|Citadel Securities Institutional LLC|818888
AGG|ISHARES CORE US AGR|CTDL|Citadel Derivatives Group Llc|466499
AGG|ISHARES CORE US AGR|CXCX|CITIGROUP GLOBAL MARKETS INC.|108902
AGG|ISHARES CORE US AGR|DADA|D.A. Davidson & Co.|29023
AGG|ISHARES CORE US AGR|DAVA|Davenport & Company LLC|740
AGG|ISHARES CORE US AGR|DBAB|Deutsche Bank Securities Inc.|114065
AGG|ISHARES CORE US AGR|DBAX|Deutsche Bank Securities Inc.|271500
AGG|ISHARES CORE US AGR|DEAN|MORGAN STANLEY|50902
AGG|ISHARES CORE US AGR|DEGS|RONIN PROFESSIONAL LLC|400
AGG|ISHARES CORE US AGR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3673
AGG|ISHARES CORE US AGR|EBXL|EBX LLC|457300
AGG|ISHARES CORE US AGR|ECUT|CONVERGEX EXECUTION SOLUTIONS|93125
AGG|ISHARES CORE US AGR|EDJC|Edward Jones / CDS|1518
AGG|ISHARES CORE US AGR|EDJO|Edward D. Jones & Co., L.P.|3338727
AGG|ISHARES CORE US AGR|EGAM|CBOE TRADING, INC.|24551
AGG|ISHARES CORE US AGR|EGAW|CBOE TRADING, INC.|300
AGG|ISHARES CORE US AGR|EGXM|CBOE TRADING, INC.|1674
AGG|ISHARES CORE US AGR|ETBE|Electronic Transaction Clearing, Inc.|50729
AGG|ISHARES CORE US AGR|ETCB|ETC BROKERAGE SERVICES, LLC|405
AGG|ISHARES CORE US AGR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9000
AGG|ISHARES CORE US AGR|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|1353
AGG|ISHARES CORE US AGR|ETRS|E*Trade Securities LLC|215441
AGG|ISHARES CORE US AGR|FBSB|U.S. Bancorp Investments, Inc.|21966
AGG|ISHARES CORE US AGR|FIDT|Fidelity Clearing Canada ULC./ CDS|23065
AGG|ISHARES CORE US AGR|FILL|Tradestation Securities, Inc.|8677
AGG|ISHARES CORE US AGR|FINX|FINTECH SECURITIES|10749
AGG|ISHARES CORE US AGR|FMAF|NBCN Inc./ CDS|14062
AGG|ISHARES CORE US AGR|FQLS|Quantlab Securities LP|32446
AGG|ISHARES CORE US AGR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90337
AGG|ISHARES CORE US AGR|FTBR|Foliofn Investments, Inc.|277910
AGG|ISHARES CORE US AGR|GARC|ICAP Corporates LLC|500000
AGG|ISHARES CORE US AGR|GBMT|GBM International, Inc.|3956
AGG|ISHARES CORE US AGR|GEBB|GLOBAL EXECUTION BROKERS, LP|198088
AGG|ISHARES CORE US AGR|GLIS|TD Securities Inc|36
AGG|ISHARES CORE US AGR|GLPX|ACS EXECUTION SERVICES, LLC|6778
AGG|ISHARES CORE US AGR|GSCO|GOLDMAN SACHS & CO. LLC|6629541
AGG|ISHARES CORE US AGR|GSCS|GOLDMAN SACHS & CO. LLC|67780
AGG|ISHARES CORE US AGR|GSLT|GOLDMAN SACHS & CO. LLC|39047
AGG|ISHARES CORE US AGR|GTSZ|GTS SECURITIES LLC|38444
AGG|ISHARES CORE US AGR|HRBF|American Enterprise Investment Services Inc.|760659
AGG|ISHARES CORE US AGR|HSBC|HSBC Securities, Inc.|120000
AGG|ISHARES CORE US AGR|IATS|INTERACTIVE BROKERS LLC|13962
AGG|ISHARES CORE US AGR|IBKR|Interactive Brokers Llc|166507
AGG|ISHARES CORE US AGR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|458
AGG|ISHARES CORE US AGR|ICBX|INSTINET, LLC|703255
AGG|ISHARES CORE US AGR|INCA|INSTINET, LLC|212512
AGG|ISHARES CORE US AGR|INJX|INSTINET, LLC|2879
AGG|ISHARES CORE US AGR|ITGI|ITG Inc.|184841
AGG|ISHARES CORE US AGR|ITGP|ITG INC.|605200
AGG|ISHARES CORE US AGR|JANY|Janney Montgomery Scott Inc.|16370
AGG|ISHARES CORE US AGR|JEFF|JEFFERIES LLC|40787
AGG|ISHARES CORE US AGR|JMPT|JUMP TRADING, LLC|46689
AGG|ISHARES CORE US AGR|JONE|JonesTrading|94558
AGG|ISHARES CORE US AGR|JPMX|J.P. Morgan Securities LLC|1213574
AGG|ISHARES CORE US AGR|JSEB|JANE STREET EXECUTION SERVICES, LLC|1249743
AGG|ISHARES CORE US AGR|JSJX|JANE STREET CAPITAL LLC|1929521
AGG|ISHARES CORE US AGR|KCGM|VIRTU Americas LLC|250521
AGG|ISHARES CORE US AGR|LAMP|Lampost Capital, L.C.|265
AGG|ISHARES CORE US AGR|LEHM|Barclays Capital Inc./Le|3816993
AGG|ISHARES CORE US AGR|LGNT|COR CLEARING LLC|2
AGG|ISHARES CORE US AGR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|9233
AGG|ISHARES CORE US AGR|LIME|Lime Brokerage LLC|98689
AGG|ISHARES CORE US AGR|LQNA|LIQUIDNET, INC.|9000
AGG|ISHARES CORE US AGR|LSCI|Lek Securities Corporation|1753
AGG|ISHARES CORE US AGR|MACC|Mid Atlantic Capital Corporation|24167
AGG|ISHARES CORE US AGR|MAXM|Maxim Group LLC|707493
AGG|ISHARES CORE US AGR|MCMF|Raymond James Ltd. Cds|320
AGG|ISHARES CORE US AGR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2123793
AGG|ISHARES CORE US AGR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|121720
AGG|ISHARES CORE US AGR|MOTF|MOTIF INVESTING, INC.|1
AGG|ISHARES CORE US AGR|MSCO|MORGAN STANLEY & CO. LLC|735882
AGG|ISHARES CORE US AGR|MSPL|MORGAN STANLEY & CO. LLC|954000
AGG|ISHARES CORE US AGR|MSTX|MORGAN STANLEY & CO. LLC|12200
AGG|ISHARES CORE US AGR|NBCS|NBC Securities, INC.|75
AGG|ISHARES CORE US AGR|NFSC|National Financial Services LLC|2310927
AGG|ISHARES CORE US AGR|NITE|VIRTU Americas LLC|6420953
AGG|ISHARES CORE US AGR|NITP|VIRTU Americas LLC|1300
AGG|ISHARES CORE US AGR|NQRB|Brut, LLC|5532
AGG|ISHARES CORE US AGR|NTBF|BMO Nesbitt Burns Inc./CDS|2510
AGG|ISHARES CORE US AGR|NTRC|Northern Trust Securities, Inc.|3779
AGG|ISHARES CORE US AGR|OLDM|OLD MISSION CAPITAL, LLC|15900
AGG|ISHARES CORE US AGR|OPCO|Oppenheimer & Co. Inc.|3420
AGG|ISHARES CORE US AGR|OTAA|OTA LLC|200
AGG|ISHARES CORE US AGR|PDQM|CODA MARKETS, INC.|13097
AGG|ISHARES CORE US AGR|PICT|Pictet Overseas Inc.|85
AGG|ISHARES CORE US AGR|PIPR|Piper Jaffray & Co.|1828
AGG|ISHARES CORE US AGR|PWJC|UBS Financial Services, Inc.|1121
AGG|ISHARES CORE US AGR|RBCM|RBC CAPITAL MARKETS, LLC|31289
AGG|ISHARES CORE US AGR|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|28807
AGG|ISHARES CORE US AGR|SAGL|SAGETRADER, LLC|4400
AGG|ISHARES CORE US AGR|SALI|INTL FCSTONE FINANCIAL INC.|1089
AGG|ISHARES CORE US AGR|SBSH|Citigroup Global Markets Inc.|242032
AGG|ISHARES CORE US AGR|SEIC|SEI Investments Distribution Co.|107371
AGG|ISHARES CORE US AGR|SGMT|GOLDMAN SACHS & CO. LLC|666230
AGG|ISHARES CORE US AGR|SPDR|SPEEDROUTE LLC|2700
AGG|ISHARES CORE US AGR|SPHN|Stephens Inc.|284
AGG|ISHARES CORE US AGR|STFL|Stifel, Nicolaus & Company, Incorporated|28607
AGG|ISHARES CORE US AGR|STKP|STOCKPILE INVESTMENTS, INC.|56
AGG|ISHARES CORE US AGR|SWIM|TD Ameritrade, Inc.|12389
AGG|ISHARES CORE US AGR|SWST|Hilltop Securities Inc.|15506
AGG|ISHARES CORE US AGR|TKNG|ALLY INVEST SECURITIES LLC|451
AGG|ISHARES CORE US AGR|TRBT|Tradebot Systems, Inc.|119439
AGG|ISHARES CORE US AGR|TRCM|TRC MARKETS LLC|534046
AGG|ISHARES CORE US AGR|TWTT|TASTYWORKS, INC.|400
AGG|ISHARES CORE US AGR|UBSA|UBS SECURITIES LLC|2485621
AGG|ISHARES CORE US AGR|UBSS|UBS Securities LLC|1484152
AGG|ISHARES CORE US AGR|VALX|VIRTU AMERICAS LLC|9233
AGG|ISHARES CORE US AGR|VGRD|Vanguard Marketing Corporation|39697
AGG|ISHARES CORE US AGR|WABR|Wall Street Access|1110
AGG|ISHARES CORE US AGR|WBET|Wallachbeth Capital LLC|498877
AGG|ISHARES CORE US AGR|WBLR|WILLIAM BLAIR|1689
AGG|ISHARES CORE US AGR|WCHV|WELLS FARGO SECURITIES, LLC|1351384
AGG|ISHARES CORE US AGR|WEDB|WEDBUSH SECURITIES INC.|815
AGG|ISHARES CORE US AGR|WEED|Weeden & Co.L.P.|2470
AGG|ISHARES CORE US AGR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13409
AGG|ISHARES CORE US AGR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7650
AGG|ISHARES CORE US AGR|WGIF|CIBC World Markets Inc.|400
AGG|ISHARES CORE US AGR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1190
AGG|ISHARES CORE US AGR|WORD|Worden Capital Management LLC|36
AGG|ISHARES CORE US AGR|WSEA|WOLVERINE SECURITIES, LLC|67124
AGG|ISHARES CORE US AGR|XIST|INSTINET, LLC|14800
AGG|ISHARES CORE US AGR|XPUS|XP SECURITIES, LLC|939
AGG|ISHARES CORE US AGR|XSTM|NATIONAL FINANCIAL SERVICES LLC|105304
AGG|ISHARES CORE US AGR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AGG|ISHARES CORE US AGR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|419694
AGGE|IQ ENHANCED CORE BND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19
AGGE|IQ ENHANCED CORE BND|CHAS|Charles Schwab & Co., Inc.|1
AGGE|IQ ENHANCED CORE BND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
AGGE|IQ ENHANCED CORE BND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2913
AGGE|IQ ENHANCED CORE BND|DBAB|Deutsche Bank Securities Inc.|4759
AGGE|IQ ENHANCED CORE BND|DBAX|Deutsche Bank Securities Inc.|5200
AGGE|IQ ENHANCED CORE BND|DEAN|MORGAN STANLEY|10
AGGE|IQ ENHANCED CORE BND|EGXM|CBOE TRADING, INC.|1300
AGGE|IQ ENHANCED CORE BND|EGXW|CBOE TRADING, INC.|400
AGGE|IQ ENHANCED CORE BND|ETRS|E*Trade Securities LLC|4
AGGE|IQ ENHANCED CORE BND|FBSB|U.S. Bancorp Investments, Inc.|392
AGGE|IQ ENHANCED CORE BND|IBKR|Interactive Brokers Llc|1
AGGE|IQ ENHANCED CORE BND|ICBX|INSTINET, LLC|200
AGGE|IQ ENHANCED CORE BND|JSEB|JANE STREET EXECUTION SERVICES, LLC|44685
AGGE|IQ ENHANCED CORE BND|JSJX|JANE STREET CAPITAL LLC|5607
AGGE|IQ ENHANCED CORE BND|KCGM|VIRTU Americas LLC|269
AGGE|IQ ENHANCED CORE BND|LEHM|Barclays Capital Inc./Le|4800
AGGE|IQ ENHANCED CORE BND|LIME|Lime Brokerage LLC|422
AGGE|IQ ENHANCED CORE BND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1728
AGGE|IQ ENHANCED CORE BND|MSCO|MORGAN STANLEY & CO. LLC|337
AGGE|IQ ENHANCED CORE BND|NFSC|National Financial Services LLC|5466
AGGE|IQ ENHANCED CORE BND|NITE|VIRTU Americas LLC|5514
AGGE|IQ ENHANCED CORE BND|NITP|VIRTU Americas LLC|3302
AGGE|IQ ENHANCED CORE BND|RBCM|RBC CAPITAL MARKETS, LLC|151
AGGE|IQ ENHANCED CORE BND|UBSA|UBS SECURITIES LLC|3582
AGGE|IQ ENHANCED CORE BND|UBSS|UBS Securities LLC|2028
AGGE|IQ ENHANCED CORE BND|WSEA|WOLVERINE SECURITIES, LLC|1
AGGE|IQ ENHANCED CORE BND|XSTM|NATIONAL FINANCIAL SERVICES LLC|282
AGGE|IQ ENHANCED CORE BND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|722
AGGP|IQ ENHANCED CORE|APCC|Apex Clearing Corporation|15
AGGP|IQ ENHANCED CORE|BATM|CBOE TRADING, INC.|300
AGGP|IQ ENHANCED CORE|BBNT|BB&T SECURITIES, LLC|3746
AGGP|IQ ENHANCED CORE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5838
AGGP|IQ ENHANCED CORE|CANT|Cantor Fitzgerald & Co.|186823
AGGP|IQ ENHANCED CORE|CHAS|Charles Schwab & Co., Inc.|23193
AGGP|IQ ENHANCED CORE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39534
AGGP|IQ ENHANCED CORE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10228
AGGP|IQ ENHANCED CORE|DBAB|Deutsche Bank Securities Inc.|701
AGGP|IQ ENHANCED CORE|DBAX|Deutsche Bank Securities Inc.|15900
AGGP|IQ ENHANCED CORE|DEAN|MORGAN STANLEY|1792
AGGP|IQ ENHANCED CORE|EBXL|EBX LLC|3100
AGGP|IQ ENHANCED CORE|EGAM|CBOE TRADING, INC.|926
AGGP|IQ ENHANCED CORE|EGAW|CBOE TRADING, INC.|980
AGGP|IQ ENHANCED CORE|EGMT|EG MARKET TECHNOLOGIES LLC|200
AGGP|IQ ENHANCED CORE|ETBE|Electronic Transaction Clearing, Inc.|100
AGGP|IQ ENHANCED CORE|ETRS|E*Trade Securities LLC|2438
AGGP|IQ ENHANCED CORE|FBSB|U.S. Bancorp Investments, Inc.|136
AGGP|IQ ENHANCED CORE|FTBR|Foliofn Investments, Inc.|1
AGGP|IQ ENHANCED CORE|GEBB|GLOBAL EXECUTION BROKERS, LP|100
AGGP|IQ ENHANCED CORE|GSCO|GOLDMAN SACHS & CO. LLC|100
AGGP|IQ ENHANCED CORE|IBKR|Interactive Brokers Llc|1
AGGP|IQ ENHANCED CORE|ICBX|INSTINET, LLC|2300
AGGP|IQ ENHANCED CORE|INCA|INSTINET, LLC|5100
AGGP|IQ ENHANCED CORE|JMPT|JUMP TRADING, LLC|40
AGGP|IQ ENHANCED CORE|JPMX|J.P. Morgan Securities LLC|3000
AGGP|IQ ENHANCED CORE|JSEB|JANE STREET EXECUTION SERVICES, LLC|207362
AGGP|IQ ENHANCED CORE|JSJX|JANE STREET CAPITAL LLC|223435
AGGP|IQ ENHANCED CORE|KCGM|VIRTU Americas LLC|5329
AGGP|IQ ENHANCED CORE|LEHM|Barclays Capital Inc./Le|65200
AGGP|IQ ENHANCED CORE|LIME|Lime Brokerage LLC|7622
AGGP|IQ ENHANCED CORE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10600
AGGP|IQ ENHANCED CORE|MSCO|MORGAN STANLEY & CO. LLC|105194
AGGP|IQ ENHANCED CORE|MSPL|MORGAN STANLEY & CO. LLC|1600
AGGP|IQ ENHANCED CORE|NFSC|National Financial Services LLC|69102
AGGP|IQ ENHANCED CORE|NITE|VIRTU Americas LLC|93868
AGGP|IQ ENHANCED CORE|NITP|VIRTU Americas LLC|14000
AGGP|IQ ENHANCED CORE|OPCO|Oppenheimer & Co. Inc.|1800
AGGP|IQ ENHANCED CORE|RBCM|RBC CAPITAL MARKETS, LLC|4121
AGGP|IQ ENHANCED CORE|SGMT|GOLDMAN SACHS & CO. LLC|4184
AGGP|IQ ENHANCED CORE|STFL|Stifel, Nicolaus & Company, Incorporated|747
AGGP|IQ ENHANCED CORE|UBSA|UBS SECURITIES LLC|29749
AGGP|IQ ENHANCED CORE|UBSS|UBS Securities LLC|54266
AGGP|IQ ENHANCED CORE|VGRD|Vanguard Marketing Corporation|136
AGGP|IQ ENHANCED CORE|WCHV|WELLS FARGO SECURITIES, LLC|193685
AGGP|IQ ENHANCED CORE|WSEA|WOLVERINE SECURITIES, LLC|4
AGGP|IQ ENHANCED CORE|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
AGGP|IQ ENHANCED CORE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34195
AGGY|WISDOMTREE YIELD ENH|APCC|Apex Clearing Corporation|29
AGGY|WISDOMTREE YIELD ENH|BANK|Primevest Financial Services, Inc.|152
AGGY|WISDOMTREE YIELD ENH|BATM|CBOE TRADING, INC.|1000
AGGY|WISDOMTREE YIELD ENH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7184
AGGY|WISDOMTREE YIELD ENH|BTIG|BTIG, LLC|329
AGGY|WISDOMTREE YIELD ENH|CANT|Cantor Fitzgerald & Co.|8401
AGGY|WISDOMTREE YIELD ENH|CHAS|Charles Schwab & Co., Inc.|71
AGGY|WISDOMTREE YIELD ENH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3060
AGGY|WISDOMTREE YIELD ENH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19857
AGGY|WISDOMTREE YIELD ENH|CSIN|Citadel Securities Institutional LLC|11234
AGGY|WISDOMTREE YIELD ENH|DBAX|Deutsche Bank Securities Inc.|1900
AGGY|WISDOMTREE YIELD ENH|DEAN|MORGAN STANLEY|1366
AGGY|WISDOMTREE YIELD ENH|EBXL|EBX LLC|1600
AGGY|WISDOMTREE YIELD ENH|EDJO|Edward D. Jones & Co., L.P.|289
AGGY|WISDOMTREE YIELD ENH|EGAM|CBOE TRADING, INC.|46
AGGY|WISDOMTREE YIELD ENH|ETRS|E*Trade Securities LLC|1429
AGGY|WISDOMTREE YIELD ENH|FILL|Tradestation Securities, Inc.|223
AGGY|WISDOMTREE YIELD ENH|FTBR|Foliofn Investments, Inc.|10008
AGGY|WISDOMTREE YIELD ENH|GEBB|GLOBAL EXECUTION BROKERS, LP|2557
AGGY|WISDOMTREE YIELD ENH|GSCO|GOLDMAN SACHS & CO. LLC|100
AGGY|WISDOMTREE YIELD ENH|GTSZ|GTS SECURITIES LLC|5
AGGY|WISDOMTREE YIELD ENH|HRBF|American Enterprise Investment Services Inc.|756
AGGY|WISDOMTREE YIELD ENH|IBKR|Interactive Brokers Llc|554
AGGY|WISDOMTREE YIELD ENH|ICBX|INSTINET, LLC|900
AGGY|WISDOMTREE YIELD ENH|INCA|INSTINET, LLC|200
AGGY|WISDOMTREE YIELD ENH|JPMX|J.P. Morgan Securities LLC|7400
AGGY|WISDOMTREE YIELD ENH|JSEB|JANE STREET EXECUTION SERVICES, LLC|245742
AGGY|WISDOMTREE YIELD ENH|JSJX|JANE STREET CAPITAL LLC|107233
AGGY|WISDOMTREE YIELD ENH|KCGM|VIRTU Americas LLC|1859
AGGY|WISDOMTREE YIELD ENH|LEHM|Barclays Capital Inc./Le|27800
AGGY|WISDOMTREE YIELD ENH|LIME|Lime Brokerage LLC|1500
AGGY|WISDOMTREE YIELD ENH|MACC|Mid Atlantic Capital Corporation|19480
AGGY|WISDOMTREE YIELD ENH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
AGGY|WISDOMTREE YIELD ENH|MSCO|MORGAN STANLEY & CO. LLC|14706
AGGY|WISDOMTREE YIELD ENH|MSPL|MORGAN STANLEY & CO. LLC|400
AGGY|WISDOMTREE YIELD ENH|NFSC|National Financial Services LLC|277277
AGGY|WISDOMTREE YIELD ENH|NITE|VIRTU Americas LLC|172605
AGGY|WISDOMTREE YIELD ENH|NITP|VIRTU Americas LLC|7600
AGGY|WISDOMTREE YIELD ENH|PDQM|CODA MARKETS, INC.|12292
AGGY|WISDOMTREE YIELD ENH|RBCM|RBC CAPITAL MARKETS, LLC|676
AGGY|WISDOMTREE YIELD ENH|SBSH|Citigroup Global Markets Inc.|31
AGGY|WISDOMTREE YIELD ENH|SGMT|GOLDMAN SACHS & CO. LLC|1400
AGGY|WISDOMTREE YIELD ENH|SWIM|TD Ameritrade, Inc.|100
AGGY|WISDOMTREE YIELD ENH|UBSA|UBS SECURITIES LLC|15499
AGGY|WISDOMTREE YIELD ENH|UBSS|UBS Securities LLC|22445
AGGY|WISDOMTREE YIELD ENH|VGRD|Vanguard Marketing Corporation|95
AGGY|WISDOMTREE YIELD ENH|WCHV|WELLS FARGO SECURITIES, LLC|232857
AGGY|WISDOMTREE YIELD ENH|WSEA|WOLVERINE SECURITIES, LLC|19
AGGY|WISDOMTREE YIELD ENH|XSTM|NATIONAL FINANCIAL SERVICES LLC|8382
AGGY|WISDOMTREE YIELD ENH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11657
AGI|ALAMOS GOLD INC.|ALTX|Alternet Securities Inc.|4998
AGI|ALAMOS GOLD INC.|APCC|Apex Clearing Corporation|308
AGI|ALAMOS GOLD INC.|BARD|Robert W. Baird & Co. Incorporated|3051
AGI|ALAMOS GOLD INC.|BATM|CBOE TRADING, INC.|7108
AGI|ALAMOS GOLD INC.|BAYC|BAY CREST PARTNERS, LLC|1721
AGI|ALAMOS GOLD INC.|BBNT|BB&T SECURITIES, LLC|2523
AGI|ALAMOS GOLD INC.|BERN|Sanford C. Bernstein & Co., LLC|5482
AGI|ALAMOS GOLD INC.|BIDS|BIDS TRADING L.P.|1000
AGI|ALAMOS GOLD INC.|BIMI|Banca IMI Securities Corp.|17986
AGI|ALAMOS GOLD INC.|BKCM|BNY Mellon Capital Markets LLC|1400
AGI|ALAMOS GOLD INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|103098
AGI|ALAMOS GOLD INC.|BLKX|INSTINET, LLC|10000
AGI|ALAMOS GOLD INC.|BTIG|BTIG, LLC|3040
AGI|ALAMOS GOLD INC.|BZYD|GOLDMAN SACHS & CO. LLC|2400
AGI|ALAMOS GOLD INC.|CANT|Cantor Fitzgerald & Co.|37425
AGI|ALAMOS GOLD INC.|CHAS|Charles Schwab & Co., Inc.|1378
AGI|ALAMOS GOLD INC.|CICF|Canaccord Genuity Corp.|479
AGI|ALAMOS GOLD INC.|CLSA|CLSA AMERICAS, LLC|500
AGI|ALAMOS GOLD INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|127128
AGI|ALAMOS GOLD INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|426308
AGI|ALAMOS GOLD INC.|CTLR|CUTLER GROUP, LP|3300
AGI|ALAMOS GOLD INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|33176
AGI|ALAMOS GOLD INC.|DBAB|Deutsche Bank Securities Inc.|71743
AGI|ALAMOS GOLD INC.|DBAX|Deutsche Bank Securities Inc.|387900
AGI|ALAMOS GOLD INC.|DCHF|Dart Executions, LLC|800
AGI|ALAMOS GOLD INC.|DEAN|MORGAN STANLEY|1654
AGI|ALAMOS GOLD INC.|DEGS|RONIN PROFESSIONAL LLC|4090
AGI|ALAMOS GOLD INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|44874
AGI|ALAMOS GOLD INC.|EBXL|EBX LLC|140000
AGI|ALAMOS GOLD INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
AGI|ALAMOS GOLD INC.|EDJO|Edward D. Jones & Co., L.P.|1643
AGI|ALAMOS GOLD INC.|EGAM|CBOE TRADING, INC.|9750
AGI|ALAMOS GOLD INC.|EGXM|CBOE TRADING, INC.|768
AGI|ALAMOS GOLD INC.|ELEV|ELEVATION, LLC|22580
AGI|ALAMOS GOLD INC.|ETBE|Electronic Transaction Clearing, Inc.|18122
AGI|ALAMOS GOLD INC.|ETCB|ETC BROKERAGE SERVICES, LLC|195
AGI|ALAMOS GOLD INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
AGI|ALAMOS GOLD INC.|ETRS|E*Trade Securities LLC|376013
AGI|ALAMOS GOLD INC.|FILL|Tradestation Securities, Inc.|9220
AGI|ALAMOS GOLD INC.|FMAF|NBCN Inc./ CDS|4000
AGI|ALAMOS GOLD INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80050
AGI|ALAMOS GOLD INC.|FTBR|Foliofn Investments, Inc.|9312
AGI|ALAMOS GOLD INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|17443
AGI|ALAMOS GOLD INC.|GLIS|TD Securities Inc|15530
AGI|ALAMOS GOLD INC.|GLPX|ACS EXECUTION SERVICES, LLC|22960
AGI|ALAMOS GOLD INC.|GSCO|GOLDMAN SACHS & CO. LLC|795647
AGI|ALAMOS GOLD INC.|GSCS|GOLDMAN SACHS & CO. LLC|2401
AGI|ALAMOS GOLD INC.|GSLT|GOLDMAN SACHS & CO. LLC|10053
AGI|ALAMOS GOLD INC.|GTSZ|GTS SECURITIES LLC|116849
AGI|ALAMOS GOLD INC.|HRBF|American Enterprise Investment Services Inc.|1130
AGI|ALAMOS GOLD INC.|HSBC|HSBC Securities, Inc.|490
AGI|ALAMOS GOLD INC.|IATS|INTERACTIVE BROKERS LLC|48226
AGI|ALAMOS GOLD INC.|IBKR|Interactive Brokers Llc|64305
AGI|ALAMOS GOLD INC.|ICBX|INSTINET, LLC|206447
AGI|ALAMOS GOLD INC.|IMPC|Imperial Capital, LLC|791
AGI|ALAMOS GOLD INC.|INCA|INSTINET, LLC|278267
AGI|ALAMOS GOLD INC.|INJX|INSTINET, LLC|2724
AGI|ALAMOS GOLD INC.|ITGI|ITG Inc.|132951
AGI|ALAMOS GOLD INC.|ITGP|ITG INC.|271400
AGI|ALAMOS GOLD INC.|JANY|Janney Montgomery Scott Inc.|700
AGI|ALAMOS GOLD INC.|JEFF|JEFFERIES LLC|49943
AGI|ALAMOS GOLD INC.|JMPT|JUMP TRADING, LLC|47554
AGI|ALAMOS GOLD INC.|JPBX|J.P. MORGAN SECURITIES LLC|13200
AGI|ALAMOS GOLD INC.|JPMX|J.P. Morgan Securities LLC|575908
AGI|ALAMOS GOLD INC.|JSJX|JANE STREET CAPITAL LLC|7772
AGI|ALAMOS GOLD INC.|KCGM|VIRTU Americas LLC|52503
AGI|ALAMOS GOLD INC.|LEHM|Barclays Capital Inc./Le|997882
AGI|ALAMOS GOLD INC.|LIME|Lime Brokerage LLC|292215
AGI|ALAMOS GOLD INC.|LOOP|Loop Capital Markets LLC|10280
AGI|ALAMOS GOLD INC.|LSCI|Lek Securities Corporation|144
AGI|ALAMOS GOLD INC.|MBTS|ALLY INVEST SECURITIES LLC|18
AGI|ALAMOS GOLD INC.|MCBT|Moors & Cabot, Inc.|1
AGI|ALAMOS GOLD INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|443485
AGI|ALAMOS GOLD INC.|MOTF|MOTIF INVESTING, INC.|27
AGI|ALAMOS GOLD INC.|MSCO|MORGAN STANLEY & CO. LLC|718016
AGI|ALAMOS GOLD INC.|MSPL|MORGAN STANLEY & CO. LLC|823900
AGI|ALAMOS GOLD INC.|MSTX|MORGAN STANLEY & CO. LLC|200300
AGI|ALAMOS GOLD INC.|NFSC|National Financial Services LLC|430120
AGI|ALAMOS GOLD INC.|NITE|VIRTU Americas LLC|1186592
AGI|ALAMOS GOLD INC.|NITP|VIRTU Americas LLC|49494
AGI|ALAMOS GOLD INC.|NQRB|Brut, LLC|4740
AGI|ALAMOS GOLD INC.|NTBF|BMO Nesbitt Burns Inc./CDS|200
AGI|ALAMOS GOLD INC.|OLDM|OLD MISSION CAPITAL, LLC|23664
AGI|ALAMOS GOLD INC.|PDQM|CODA MARKETS, INC.|26100
AGI|ALAMOS GOLD INC.|PHLY|NASDAQ Execution Services, LLC|4600
AGI|ALAMOS GOLD INC.|PNSR|Penserra Securities, LLC|5400
AGI|ALAMOS GOLD INC.|PWJC|UBS Financial Services, Inc.|4942
AGI|ALAMOS GOLD INC.|RBCM|RBC CAPITAL MARKETS, LLC|13921
AGI|ALAMOS GOLD INC.|RGLD|Regal Securities, Inc|3748
AGI|ALAMOS GOLD INC.|RHOX|XR Securities LLC|3817
AGI|ALAMOS GOLD INC.|SAGL|SAGETRADER, LLC|800
AGI|ALAMOS GOLD INC.|SALI|INTL FCSTONE FINANCIAL INC.|300
AGI|ALAMOS GOLD INC.|SBSH|Citigroup Global Markets Inc.|8694
AGI|ALAMOS GOLD INC.|SEIC|SEI Investments Distribution Co.|2798
AGI|ALAMOS GOLD INC.|SGMT|GOLDMAN SACHS & CO. LLC|285432
AGI|ALAMOS GOLD INC.|SPDR|SPEEDROUTE LLC|4600
AGI|ALAMOS GOLD INC.|STFL|Stifel, Nicolaus & Company, Incorporated|195459
AGI|ALAMOS GOLD INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6800
AGI|ALAMOS GOLD INC.|SWIM|TD Ameritrade, Inc.|91408
AGI|ALAMOS GOLD INC.|SWST|Hilltop Securities Inc.|4058
AGI|ALAMOS GOLD INC.|TDSI|TD Securities (USA) LLC|450000
AGI|ALAMOS GOLD INC.|TKNG|ALLY INVEST SECURITIES LLC|5121
AGI|ALAMOS GOLD INC.|TRBT|Tradebot Systems, Inc.|92474
AGI|ALAMOS GOLD INC.|TRCM|TRC MARKETS LLC|44449
AGI|ALAMOS GOLD INC.|UBSA|UBS SECURITIES LLC|624477
AGI|ALAMOS GOLD INC.|UBSS|UBS Securities LLC|683330
AGI|ALAMOS GOLD INC.|VALX|VIRTU AMERICAS LLC|63432
AGI|ALAMOS GOLD INC.|VGRD|Vanguard Marketing Corporation|37059
AGI|ALAMOS GOLD INC.|WBLR|WILLIAM BLAIR|5200
AGI|ALAMOS GOLD INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3000
AGI|ALAMOS GOLD INC.|WCHV|WELLS FARGO SECURITIES, LLC|156505
AGI|ALAMOS GOLD INC.|WEDB|WEDBUSH SECURITIES INC.|2674
AGI|ALAMOS GOLD INC.|WEED|Weeden & Co.L.P.|900
AGI|ALAMOS GOLD INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21318
AGI|ALAMOS GOLD INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20434
AGI|ALAMOS GOLD INC.|WFPB|Wells Fargo Securities, LLC.|4300
AGI|ALAMOS GOLD INC.|WSEA|WOLVERINE SECURITIES, LLC|13687
AGI|ALAMOS GOLD INC.|XIST|INSTINET, LLC|44000
AGI|ALAMOS GOLD INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|17938
AGI|ALAMOS GOLD INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|600
AGI|ALAMOS GOLD INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2956
AGIO|AGIOS PHARMACEUTICAL|ADAM|CANACCORD GENUITY INC.|6071
AGIO|AGIOS PHARMACEUTICAL|AGIS|Aegis Capital Corp.|4600
AGIO|AGIOS PHARMACEUTICAL|ALLN|Allen & Company LLC|526
AGIO|AGIOS PHARMACEUTICAL|ALTX|Alternet Securities Inc.|5321
AGIO|AGIOS PHARMACEUTICAL|APCC|Apex Clearing Corporation|526
AGIO|AGIOS PHARMACEUTICAL|AQUA|AQUA SECURITIES L.P.|9200
AGIO|AGIOS PHARMACEUTICAL|BARD|Robert W. Baird & Co. Incorporated|2
AGIO|AGIOS PHARMACEUTICAL|BATM|CBOE TRADING, INC.|10659
AGIO|AGIOS PHARMACEUTICAL|BAYT|BTIG, LLC|8312
AGIO|AGIOS PHARMACEUTICAL|BERN|Sanford C. Bernstein & Co., LLC|1683
AGIO|AGIOS PHARMACEUTICAL|BGCE|BGC Financial Inc.|1330
AGIO|AGIOS PHARMACEUTICAL|BIMI|Banca IMI Securities Corp.|90
AGIO|AGIOS PHARMACEUTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4668
AGIO|AGIOS PHARMACEUTICAL|BMOC|BMO Capital Markets Corp.|412
AGIO|AGIOS PHARMACEUTICAL|BNPX|BNP PARIBAS SECURITIES CORP.|13346
AGIO|AGIOS PHARMACEUTICAL|BTIG|BTIG, LLC|44856
AGIO|AGIOS PHARMACEUTICAL|BYXM|CBOE TRADING, INC.|1010
AGIO|AGIOS PHARMACEUTICAL|CHAS|Charles Schwab & Co., Inc.|3099
AGIO|AGIOS PHARMACEUTICAL|CIST|Capital Institutional Services, Inc.|300
AGIO|AGIOS PHARMACEUTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105346
AGIO|AGIOS PHARMACEUTICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2390
AGIO|AGIOS PHARMACEUTICAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
AGIO|AGIOS PHARMACEUTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150890
AGIO|AGIOS PHARMACEUTICAL|CTDL|Citadel Derivatives Group Llc|5770
AGIO|AGIOS PHARMACEUTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|7818
AGIO|AGIOS PHARMACEUTICAL|DBAB|Deutsche Bank Securities Inc.|333237
AGIO|AGIOS PHARMACEUTICAL|DBAX|Deutsche Bank Securities Inc.|124300
AGIO|AGIOS PHARMACEUTICAL|DBUL|Deutsche Bank Securities Inc.|17040
AGIO|AGIOS PHARMACEUTICAL|DCHF|Dart Executions, LLC|143
AGIO|AGIOS PHARMACEUTICAL|DEAN|MORGAN STANLEY|1489
AGIO|AGIOS PHARMACEUTICAL|DEGS|RONIN PROFESSIONAL LLC|1468
AGIO|AGIOS PHARMACEUTICAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4639
AGIO|AGIOS PHARMACEUTICAL|EBXL|EBX LLC|67600
AGIO|AGIOS PHARMACEUTICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|475
AGIO|AGIOS PHARMACEUTICAL|EDJO|Edward D. Jones & Co., L.P.|154
AGIO|AGIOS PHARMACEUTICAL|EGAM|CBOE TRADING, INC.|5234
AGIO|AGIOS PHARMACEUTICAL|EGAW|CBOE TRADING, INC.|11
AGIO|AGIOS PHARMACEUTICAL|EGMT|EG MARKET TECHNOLOGIES LLC|1081
AGIO|AGIOS PHARMACEUTICAL|EGXM|CBOE TRADING, INC.|1590
AGIO|AGIOS PHARMACEUTICAL|ETBE|Electronic Transaction Clearing, Inc.|9915
AGIO|AGIOS PHARMACEUTICAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|125
AGIO|AGIOS PHARMACEUTICAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8049
AGIO|AGIOS PHARMACEUTICAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1858
AGIO|AGIOS PHARMACEUTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47918
AGIO|AGIOS PHARMACEUTICAL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|573
AGIO|AGIOS PHARMACEUTICAL|ETRS|E*Trade Securities LLC|47819
AGIO|AGIOS PHARMACEUTICAL|FBCO|Credit Suisse Securities (USA) LLC|260324
AGIO|AGIOS PHARMACEUTICAL|FILL|Tradestation Securities, Inc.|824
AGIO|AGIOS PHARMACEUTICAL|FMAF|NBCN Inc./ CDS|100
AGIO|AGIOS PHARMACEUTICAL|FOMA|TD AMERITRADE CLEARING, INC.|71567
AGIO|AGIOS PHARMACEUTICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AGIO|AGIOS PHARMACEUTICAL|FQLS|Quantlab Securities LP|157670
AGIO|AGIOS PHARMACEUTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47634
AGIO|AGIOS PHARMACEUTICAL|FTBR|Foliofn Investments, Inc.|115
AGIO|AGIOS PHARMACEUTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|19891
AGIO|AGIOS PHARMACEUTICAL|GLPX|ACS EXECUTION SERVICES, LLC|27938
AGIO|AGIOS PHARMACEUTICAL|GSCO|GOLDMAN SACHS & CO. LLC|443328
AGIO|AGIOS PHARMACEUTICAL|GSCS|GOLDMAN SACHS & CO. LLC|15142
AGIO|AGIOS PHARMACEUTICAL|GSLT|GOLDMAN SACHS & CO. LLC|1433
AGIO|AGIOS PHARMACEUTICAL|GTSZ|GTS SECURITIES LLC|67047
AGIO|AGIOS PHARMACEUTICAL|HAPX|HAP Trading, LLC|776
AGIO|AGIOS PHARMACEUTICAL|HRBF|American Enterprise Investment Services Inc.|600
AGIO|AGIOS PHARMACEUTICAL|HSBC|HSBC Securities, Inc.|3199
AGIO|AGIOS PHARMACEUTICAL|IATS|INTERACTIVE BROKERS LLC|13836
AGIO|AGIOS PHARMACEUTICAL|IBKR|Interactive Brokers Llc|50401
AGIO|AGIOS PHARMACEUTICAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|659
AGIO|AGIOS PHARMACEUTICAL|ICBX|INSTINET, LLC|23461
AGIO|AGIOS PHARMACEUTICAL|IEQY|CITADEL SECURITIES LLC|81534
AGIO|AGIOS PHARMACEUTICAL|INCA|INSTINET, LLC|157327
AGIO|AGIOS PHARMACEUTICAL|INJX|INSTINET, LLC|28259
AGIO|AGIOS PHARMACEUTICAL|ITGI|ITG Inc.|79282
AGIO|AGIOS PHARMACEUTICAL|ITGP|ITG INC.|56800
AGIO|AGIOS PHARMACEUTICAL|JANY|Janney Montgomery Scott Inc.|150
AGIO|AGIOS PHARMACEUTICAL|JEFF|JEFFERIES LLC|67967
AGIO|AGIOS PHARMACEUTICAL|JMPT|JUMP TRADING, LLC|30141
AGIO|AGIOS PHARMACEUTICAL|JPBX|J.P. MORGAN SECURITIES LLC|56126
AGIO|AGIOS PHARMACEUTICAL|JPMX|J.P. Morgan Securities LLC|373128
AGIO|AGIOS PHARMACEUTICAL|JSJX|JANE STREET CAPITAL LLC|6192
AGIO|AGIOS PHARMACEUTICAL|JUTA|JUMP TRADING, LLC|100
AGIO|AGIOS PHARMACEUTICAL|KCGM|VIRTU Americas LLC|21574
AGIO|AGIOS PHARMACEUTICAL|LEER|LEERINK PARTNERS LLC|100
AGIO|AGIOS PHARMACEUTICAL|LEHM|Barclays Capital Inc./Le|429563
AGIO|AGIOS PHARMACEUTICAL|LIME|Lime Brokerage LLC|88762
AGIO|AGIOS PHARMACEUTICAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|13300
AGIO|AGIOS PHARMACEUTICAL|LOOP|Loop Capital Markets LLC|100
AGIO|AGIOS PHARMACEUTICAL|LQNA|LIQUIDNET, INC.|163300
AGIO|AGIOS PHARMACEUTICAL|LSCI|Lek Securities Corporation|50
AGIO|AGIOS PHARMACEUTICAL|LVMR|LIVERMORE TRADING GROUP, INC.|2200
AGIO|AGIOS PHARMACEUTICAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AGIO|AGIOS PHARMACEUTICAL|MBTS|ALLY INVEST SECURITIES LLC|944
AGIO|AGIOS PHARMACEUTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68210
AGIO|AGIOS PHARMACEUTICAL|MOTF|MOTIF INVESTING, INC.|19
AGIO|AGIOS PHARMACEUTICAL|MSCO|MORGAN STANLEY & CO. LLC|1134468
AGIO|AGIOS PHARMACEUTICAL|MSPL|MORGAN STANLEY & CO. LLC|147600
AGIO|AGIOS PHARMACEUTICAL|MSTX|MORGAN STANLEY & CO. LLC|15500
AGIO|AGIOS PHARMACEUTICAL|NEUB|NEUBERGER BERMAN BD LLC|300
AGIO|AGIOS PHARMACEUTICAL|NFSC|National Financial Services LLC|76878
AGIO|AGIOS PHARMACEUTICAL|NITE|VIRTU Americas LLC|227687
AGIO|AGIOS PHARMACEUTICAL|NITP|VIRTU Americas LLC|778
AGIO|AGIOS PHARMACEUTICAL|NQRB|Brut, LLC|1211
AGIO|AGIOS PHARMACEUTICAL|OPCO|Oppenheimer & Co. Inc.|395
AGIO|AGIOS PHARMACEUTICAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1090
AGIO|AGIOS PHARMACEUTICAL|PCPT|PHILLIP CAPITAL INC.|5250
AGIO|AGIOS PHARMACEUTICAL|PDQM|CODA MARKETS, INC.|67694
AGIO|AGIOS PHARMACEUTICAL|PICT|Pictet Overseas Inc.|3418
AGIO|AGIOS PHARMACEUTICAL|PWJC|UBS Financial Services, Inc.|300
AGIO|AGIOS PHARMACEUTICAL|RAJA|Raymond James & Associates, Inc.|3165
AGIO|AGIOS PHARMACEUTICAL|RBCM|RBC CAPITAL MARKETS, LLC|764
AGIO|AGIOS PHARMACEUTICAL|SAGL|SAGETRADER, LLC|27729
AGIO|AGIOS PHARMACEUTICAL|SAGW|SAGETRADER, LLC|361
AGIO|AGIOS PHARMACEUTICAL|SBSH|Citigroup Global Markets Inc.|145012
AGIO|AGIOS PHARMACEUTICAL|SGMT|GOLDMAN SACHS & CO. LLC|48973
AGIO|AGIOS PHARMACEUTICAL|SPDR|SPEEDROUTE LLC|5752
AGIO|AGIOS PHARMACEUTICAL|STFL|Stifel, Nicolaus & Company, Incorporated|17760
AGIO|AGIOS PHARMACEUTICAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
AGIO|AGIOS PHARMACEUTICAL|SWIM|TD Ameritrade, Inc.|60900
AGIO|AGIOS PHARMACEUTICAL|SWST|Hilltop Securities Inc.|52
AGIO|AGIOS PHARMACEUTICAL|TKNG|ALLY INVEST SECURITIES LLC|258
AGIO|AGIOS PHARMACEUTICAL|TRBT|Tradebot Systems, Inc.|105174
AGIO|AGIOS PHARMACEUTICAL|TRCM|TRC MARKETS LLC|56677
AGIO|AGIOS PHARMACEUTICAL|UBSA|UBS SECURITIES LLC|335737
AGIO|AGIOS PHARMACEUTICAL|UBSS|UBS Securities LLC|799247
AGIO|AGIOS PHARMACEUTICAL|VALX|VIRTU AMERICAS LLC|6101
AGIO|AGIOS PHARMACEUTICAL|VGRD|Vanguard Marketing Corporation|2422
AGIO|AGIOS PHARMACEUTICAL|WABR|Wall Street Access|3771
AGIO|AGIOS PHARMACEUTICAL|WBLR|WILLIAM BLAIR|200
AGIO|AGIOS PHARMACEUTICAL|WBPX|SUMMIT SECURITIES GROUP, LLC|5967
AGIO|AGIOS PHARMACEUTICAL|WCHV|WELLS FARGO SECURITIES, LLC|48229
AGIO|AGIOS PHARMACEUTICAL|WEDB|WEDBUSH SECURITIES INC.|1800
AGIO|AGIOS PHARMACEUTICAL|WEED|Weeden & Co.L.P.|1302
AGIO|AGIOS PHARMACEUTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2937
AGIO|AGIOS PHARMACEUTICAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13048
AGIO|AGIOS PHARMACEUTICAL|WGIF|CIBC World Markets Inc.|5
AGIO|AGIOS PHARMACEUTICAL|WSAG|WALL STREET ACCESS|500
AGIO|AGIOS PHARMACEUTICAL|WSEA|WOLVERINE SECURITIES, LLC|2124
AGIO|AGIOS PHARMACEUTICAL|XIST|INSTINET, LLC|31450
AGIO|AGIOS PHARMACEUTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|8740
AGIO|AGIOS PHARMACEUTICAL|YKNA|COMHAR CAPITAL MARKETS, LLC|9052
AGIO|AGIOS PHARMACEUTICAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2922
AGLE|AEGLEA BIOTHERA CM|AGIS|Aegis Capital Corp.|3990
AGLE|AEGLEA BIOTHERA CM|ALTX|Alternet Securities Inc.|6810
AGLE|AEGLEA BIOTHERA CM|APCC|Apex Clearing Corporation|409
AGLE|AEGLEA BIOTHERA CM|BATM|CBOE TRADING, INC.|3429
AGLE|AEGLEA BIOTHERA CM|BAYC|BAY CREST PARTNERS, LLC|958
AGLE|AEGLEA BIOTHERA CM|BERN|Sanford C. Bernstein & Co., LLC|996
AGLE|AEGLEA BIOTHERA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|254
AGLE|AEGLEA BIOTHERA CM|BMOC|BMO Capital Markets Corp.|41230
AGLE|AEGLEA BIOTHERA CM|BNPX|BNP PARIBAS SECURITIES CORP.|1278
AGLE|AEGLEA BIOTHERA CM|BTIG|BTIG, LLC|44287
AGLE|AEGLEA BIOTHERA CM|BYXM|CBOE TRADING, INC.|2499
AGLE|AEGLEA BIOTHERA CM|CANT|Cantor Fitzgerald & Co.|404
AGLE|AEGLEA BIOTHERA CM|CHAS|Charles Schwab & Co., Inc.|2300
AGLE|AEGLEA BIOTHERA CM|CHLM|Craig-Hallum Capital Group LLC|7165
AGLE|AEGLEA BIOTHERA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2966
AGLE|AEGLEA BIOTHERA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5753
AGLE|AEGLEA BIOTHERA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89858
AGLE|AEGLEA BIOTHERA CM|CTDL|Citadel Derivatives Group Llc|4734
AGLE|AEGLEA BIOTHERA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5116
AGLE|AEGLEA BIOTHERA CM|DBAB|Deutsche Bank Securities Inc.|247941
AGLE|AEGLEA BIOTHERA CM|DBAX|Deutsche Bank Securities Inc.|14500
AGLE|AEGLEA BIOTHERA CM|DBUL|Deutsche Bank Securities Inc.|600
AGLE|AEGLEA BIOTHERA CM|DEAN|MORGAN STANLEY|100
AGLE|AEGLEA BIOTHERA CM|DEGS|RONIN PROFESSIONAL LLC|48813
AGLE|AEGLEA BIOTHERA CM|DRWK|DRW SECURITIES, L.L.C.|25
AGLE|AEGLEA BIOTHERA CM|EBXL|EBX LLC|53200
AGLE|AEGLEA BIOTHERA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|820
AGLE|AEGLEA BIOTHERA CM|EDJO|Edward D. Jones & Co., L.P.|160
AGLE|AEGLEA BIOTHERA CM|EGAM|CBOE TRADING, INC.|19805
AGLE|AEGLEA BIOTHERA CM|EGAW|CBOE TRADING, INC.|29
AGLE|AEGLEA BIOTHERA CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
AGLE|AEGLEA BIOTHERA CM|EGXM|CBOE TRADING, INC.|4065
AGLE|AEGLEA BIOTHERA CM|EGXW|CBOE TRADING, INC.|100
AGLE|AEGLEA BIOTHERA CM|ETBE|Electronic Transaction Clearing, Inc.|57685
AGLE|AEGLEA BIOTHERA CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1544
AGLE|AEGLEA BIOTHERA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11957
AGLE|AEGLEA BIOTHERA CM|ETRS|E*Trade Securities LLC|175042
AGLE|AEGLEA BIOTHERA CM|FBCO|Credit Suisse Securities (USA) LLC|151523
AGLE|AEGLEA BIOTHERA CM|FILL|Tradestation Securities, Inc.|3559
AGLE|AEGLEA BIOTHERA CM|FMAF|NBCN Inc./ CDS|1245
AGLE|AEGLEA BIOTHERA CM|FMCO|First Manhattan Co|100
AGLE|AEGLEA BIOTHERA CM|FOMA|TD AMERITRADE CLEARING, INC.|348867
AGLE|AEGLEA BIOTHERA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80156
AGLE|AEGLEA BIOTHERA CM|FTBR|Foliofn Investments, Inc.|526
AGLE|AEGLEA BIOTHERA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2673
AGLE|AEGLEA BIOTHERA CM|GLPX|ACS EXECUTION SERVICES, LLC|22022
AGLE|AEGLEA BIOTHERA CM|GSCO|GOLDMAN SACHS & CO. LLC|752544
AGLE|AEGLEA BIOTHERA CM|GSCS|GOLDMAN SACHS & CO. LLC|9184
AGLE|AEGLEA BIOTHERA CM|GSLT|GOLDMAN SACHS & CO. LLC|1965
AGLE|AEGLEA BIOTHERA CM|GTSZ|GTS SECURITIES LLC|11270
AGLE|AEGLEA BIOTHERA CM|HRBF|American Enterprise Investment Services Inc.|16351
AGLE|AEGLEA BIOTHERA CM|IATS|INTERACTIVE BROKERS LLC|13587
AGLE|AEGLEA BIOTHERA CM|IBKR|Interactive Brokers Llc|66951
AGLE|AEGLEA BIOTHERA CM|ICBX|INSTINET, LLC|26000
AGLE|AEGLEA BIOTHERA CM|IEQY|CITADEL SECURITIES LLC|10902
AGLE|AEGLEA BIOTHERA CM|INCA|INSTINET, LLC|300566
AGLE|AEGLEA BIOTHERA CM|INJX|INSTINET, LLC|5201
AGLE|AEGLEA BIOTHERA CM|ITGI|ITG Inc.|143079
AGLE|AEGLEA BIOTHERA CM|ITGP|ITG INC.|119200
AGLE|AEGLEA BIOTHERA CM|JEFF|JEFFERIES LLC|17788
AGLE|AEGLEA BIOTHERA CM|JMPT|JUMP TRADING, LLC|17441
AGLE|AEGLEA BIOTHERA CM|JPBX|J.P. MORGAN SECURITIES LLC|6935
AGLE|AEGLEA BIOTHERA CM|JPMX|J.P. Morgan Securities LLC|129318
AGLE|AEGLEA BIOTHERA CM|JSJX|JANE STREET CAPITAL LLC|9474
AGLE|AEGLEA BIOTHERA CM|KCGM|VIRTU Americas LLC|19682
AGLE|AEGLEA BIOTHERA CM|LEHM|Barclays Capital Inc./Le|407487
AGLE|AEGLEA BIOTHERA CM|LIME|Lime Brokerage LLC|76978
AGLE|AEGLEA BIOTHERA CM|LMGP|LIME BROKERAGE LLC|14986
AGLE|AEGLEA BIOTHERA CM|LOOP|Loop Capital Markets LLC|2428
AGLE|AEGLEA BIOTHERA CM|LSCI|Lek Securities Corporation|200
AGLE|AEGLEA BIOTHERA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|510
AGLE|AEGLEA BIOTHERA CM|MACQ|Macquarie Capital (USA) Inc.|1511
AGLE|AEGLEA BIOTHERA CM|MAXM|Maxim Group LLC|7394
AGLE|AEGLEA BIOTHERA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14686
AGLE|AEGLEA BIOTHERA CM|MOTF|MOTIF INVESTING, INC.|2
AGLE|AEGLEA BIOTHERA CM|MSCO|MORGAN STANLEY & CO. LLC|959019
AGLE|AEGLEA BIOTHERA CM|MSPL|MORGAN STANLEY & CO. LLC|44600
AGLE|AEGLEA BIOTHERA CM|MSTX|MORGAN STANLEY & CO. LLC|34100
AGLE|AEGLEA BIOTHERA CM|NBCS|NBC Securities, INC.|1000
AGLE|AEGLEA BIOTHERA CM|NFSC|National Financial Services LLC|198505
AGLE|AEGLEA BIOTHERA CM|NITE|VIRTU Americas LLC|551936
AGLE|AEGLEA BIOTHERA CM|NITP|VIRTU Americas LLC|15763
AGLE|AEGLEA BIOTHERA CM|NQRB|Brut, LLC|10518
AGLE|AEGLEA BIOTHERA CM|NTFN|Network 1 Financial Securities Inc.|60294
AGLE|AEGLEA BIOTHERA CM|OPCO|Oppenheimer & Co. Inc.|100
AGLE|AEGLEA BIOTHERA CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5191
AGLE|AEGLEA BIOTHERA CM|PDQM|CODA MARKETS, INC.|57935
AGLE|AEGLEA BIOTHERA CM|PWJC|UBS Financial Services, Inc.|856
AGLE|AEGLEA BIOTHERA CM|RAJA|Raymond James & Associates, Inc.|3100
AGLE|AEGLEA BIOTHERA CM|RBCM|RBC CAPITAL MARKETS, LLC|12116
AGLE|AEGLEA BIOTHERA CM|SAGL|SAGETRADER, LLC|14572
AGLE|AEGLEA BIOTHERA CM|SALI|INTL FCSTONE FINANCIAL INC.|1780
AGLE|AEGLEA BIOTHERA CM|SALW|SW FINANCIAL|16247
AGLE|AEGLEA BIOTHERA CM|SBSH|Citigroup Global Markets Inc.|71489
AGLE|AEGLEA BIOTHERA CM|SGMT|GOLDMAN SACHS & CO. LLC|26176
AGLE|AEGLEA BIOTHERA CM|SPDR|SPEEDROUTE LLC|6920
AGLE|AEGLEA BIOTHERA CM|STFL|Stifel, Nicolaus & Company, Incorporated|1900
AGLE|AEGLEA BIOTHERA CM|SWIM|TD Ameritrade, Inc.|96224
AGLE|AEGLEA BIOTHERA CM|SWST|Hilltop Securities Inc.|700
AGLE|AEGLEA BIOTHERA CM|TKNG|ALLY INVEST SECURITIES LLC|1800
AGLE|AEGLEA BIOTHERA CM|TRBT|Tradebot Systems, Inc.|133859
AGLE|AEGLEA BIOTHERA CM|TRCM|TRC MARKETS LLC|32058
AGLE|AEGLEA BIOTHERA CM|UBSA|UBS SECURITIES LLC|319996
AGLE|AEGLEA BIOTHERA CM|UBSS|UBS Securities LLC|1119780
AGLE|AEGLEA BIOTHERA CM|VALX|VIRTU AMERICAS LLC|8904
AGLE|AEGLEA BIOTHERA CM|VGRD|Vanguard Marketing Corporation|13908
AGLE|AEGLEA BIOTHERA CM|WCHV|WELLS FARGO SECURITIES, LLC|51893
AGLE|AEGLEA BIOTHERA CM|WDNX|WEEDEN & CO.L.P.|2636
AGLE|AEGLEA BIOTHERA CM|WEDB|WEDBUSH SECURITIES INC.|600
AGLE|AEGLEA BIOTHERA CM|WEED|Weeden & Co.L.P.|300
AGLE|AEGLEA BIOTHERA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20899
AGLE|AEGLEA BIOTHERA CM|WGIF|CIBC World Markets Inc.|939
AGLE|AEGLEA BIOTHERA CM|WSEA|WOLVERINE SECURITIES, LLC|2744
AGLE|AEGLEA BIOTHERA CM|XIST|INSTINET, LLC|37400
AGLE|AEGLEA BIOTHERA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|28048
AGLE|AEGLEA BIOTHERA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|9346
AGLE|AEGLEA BIOTHERA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2950
AGM|FED AGRICUL MTG C|ALTX|Alternet Securities Inc.|200
AGM|FED AGRICUL MTG C|ANOS|ABEL/NOSER, L.L.C.|28
AGM|FED AGRICUL MTG C|APCC|Apex Clearing Corporation|51
AGM|FED AGRICUL MTG C|BARD|Robert W. Baird & Co. Incorporated|1
AGM|FED AGRICUL MTG C|BATM|CBOE TRADING, INC.|768
AGM|FED AGRICUL MTG C|BERN|Sanford C. Bernstein & Co., LLC|1771
AGM|FED AGRICUL MTG C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
AGM|FED AGRICUL MTG C|BNPX|BNP PARIBAS SECURITIES CORP.|867
AGM|FED AGRICUL MTG C|BZYD|GOLDMAN SACHS & CO. LLC|177
AGM|FED AGRICUL MTG C|CHAS|Charles Schwab & Co., Inc.|74
AGM|FED AGRICUL MTG C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|233
AGM|FED AGRICUL MTG C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3090
AGM|FED AGRICUL MTG C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4345
AGM|FED AGRICUL MTG C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6397
AGM|FED AGRICUL MTG C|CTDL|Citadel Derivatives Group Llc|172
AGM|FED AGRICUL MTG C|CXCX|CITIGROUP GLOBAL MARKETS INC.|1928
AGM|FED AGRICUL MTG C|DBAB|Deutsche Bank Securities Inc.|1829
AGM|FED AGRICUL MTG C|DBAX|Deutsche Bank Securities Inc.|4500
AGM|FED AGRICUL MTG C|DEAN|MORGAN STANLEY|625
AGM|FED AGRICUL MTG C|DEGS|RONIN PROFESSIONAL LLC|200
AGM|FED AGRICUL MTG C|DOTC|Dougherty & Company LLC|418
AGM|FED AGRICUL MTG C|EBXL|EBX LLC|2400
AGM|FED AGRICUL MTG C|ECUT|CONVERGEX EXECUTION SOLUTIONS|3359
AGM|FED AGRICUL MTG C|EDJO|Edward D. Jones & Co., L.P.|157
AGM|FED AGRICUL MTG C|EGAM|CBOE TRADING, INC.|200
AGM|FED AGRICUL MTG C|EGMT|EG MARKET TECHNOLOGIES LLC|50
AGM|FED AGRICUL MTG C|ETRS|E*Trade Securities LLC|875
AGM|FED AGRICUL MTG C|FMAF|NBCN Inc./ CDS|21
AGM|FED AGRICUL MTG C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6173
AGM|FED AGRICUL MTG C|FTBR|Foliofn Investments, Inc.|692
AGM|FED AGRICUL MTG C|GLPX|ACS EXECUTION SERVICES, LLC|2766
AGM|FED AGRICUL MTG C|GSCO|GOLDMAN SACHS & CO. LLC|13174
AGM|FED AGRICUL MTG C|GSCS|GOLDMAN SACHS & CO. LLC|200
AGM|FED AGRICUL MTG C|GSLT|GOLDMAN SACHS & CO. LLC|188
AGM|FED AGRICUL MTG C|GTSZ|GTS SECURITIES LLC|18635
AGM|FED AGRICUL MTG C|HRBF|American Enterprise Investment Services Inc.|592
AGM|FED AGRICUL MTG C|IATS|INTERACTIVE BROKERS LLC|920
AGM|FED AGRICUL MTG C|IBKR|Interactive Brokers Llc|1557
AGM|FED AGRICUL MTG C|ICBX|INSTINET, LLC|809
AGM|FED AGRICUL MTG C|IEQY|CITADEL SECURITIES LLC|1796
AGM|FED AGRICUL MTG C|INCA|INSTINET, LLC|9022
AGM|FED AGRICUL MTG C|INJX|INSTINET, LLC|5
AGM|FED AGRICUL MTG C|ITGI|ITG Inc.|3681
AGM|FED AGRICUL MTG C|ITGP|ITG INC.|7600
AGM|FED AGRICUL MTG C|JEFF|JEFFERIES LLC|117
AGM|FED AGRICUL MTG C|JPBX|J.P. MORGAN SECURITIES LLC|200
AGM|FED AGRICUL MTG C|JPMX|J.P. Morgan Securities LLC|16061
AGM|FED AGRICUL MTG C|KCGM|VIRTU Americas LLC|1174
AGM|FED AGRICUL MTG C|LEHM|Barclays Capital Inc./Le|9687
AGM|FED AGRICUL MTG C|LIME|Lime Brokerage LLC|1997
AGM|FED AGRICUL MTG C|LOOP|Loop Capital Markets LLC|834
AGM|FED AGRICUL MTG C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9960
AGM|FED AGRICUL MTG C|MSCO|MORGAN STANLEY & CO. LLC|23463
AGM|FED AGRICUL MTG C|MSPL|MORGAN STANLEY & CO. LLC|14600
AGM|FED AGRICUL MTG C|MSTX|MORGAN STANLEY & CO. LLC|400
AGM|FED AGRICUL MTG C|NFSC|National Financial Services LLC|9046
AGM|FED AGRICUL MTG C|NITE|VIRTU Americas LLC|27529
AGM|FED AGRICUL MTG C|PDQM|CODA MARKETS, INC.|6040
AGM|FED AGRICUL MTG C|PWJC|UBS Financial Services, Inc.|1900
AGM|FED AGRICUL MTG C|RBCM|RBC CAPITAL MARKETS, LLC|241
AGM|FED AGRICUL MTG C|SBSH|Citigroup Global Markets Inc.|4688
AGM|FED AGRICUL MTG C|SGMT|GOLDMAN SACHS & CO. LLC|2155
AGM|FED AGRICUL MTG C|SPDR|SPEEDROUTE LLC|352
AGM|FED AGRICUL MTG C|SPTD|MINT GLOBAL MARKETS, INC.|6331
AGM|FED AGRICUL MTG C|STFL|Stifel, Nicolaus & Company, Incorporated|2545
AGM|FED AGRICUL MTG C|SWIM|TD Ameritrade, Inc.|224
AGM|FED AGRICUL MTG C|TKNG|ALLY INVEST SECURITIES LLC|15
AGM|FED AGRICUL MTG C|TRBT|Tradebot Systems, Inc.|708
AGM|FED AGRICUL MTG C|TRCM|TRC MARKETS LLC|1727
AGM|FED AGRICUL MTG C|UBSA|UBS SECURITIES LLC|17668
AGM|FED AGRICUL MTG C|UBSS|UBS Securities LLC|26651
AGM|FED AGRICUL MTG C|VALX|VIRTU AMERICAS LLC|1134
AGM|FED AGRICUL MTG C|VGRD|Vanguard Marketing Corporation|754
AGM|FED AGRICUL MTG C|WCHV|WELLS FARGO SECURITIES, LLC|5039
AGM|FED AGRICUL MTG C|WEDB|WEDBUSH SECURITIES INC.|5
AGM|FED AGRICUL MTG C|WEED|Weeden & Co.L.P.|7646
AGM|FED AGRICUL MTG C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|715
AGM|FED AGRICUL MTG C|WSEA|WOLVERINE SECURITIES, LLC|158
AGM|FED AGRICUL MTG C|XIST|INSTINET, LLC|1000
AGM|FED AGRICUL MTG C|XPQR|Jump Trading|718
AGM|FED AGRICUL MTG C|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
AGM|FED AGRICUL MTG C|YKNA|COMHAR CAPITAL MARKETS, LLC|666
AGM|FED AGRICUL MTG C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|144
AGM$A|FEDERAL AGRICULTURAL|DEAN|MORGAN STANLEY|350
AGM$A|FEDERAL AGRICULTURAL|ETRS|E*Trade Securities LLC|60
AGM$A|FEDERAL AGRICULTURAL|IBKR|Interactive Brokers Llc|400
AGM$A|FEDERAL AGRICULTURAL|NFSC|National Financial Services LLC|660
AGM$A|FEDERAL AGRICULTURAL|NITE|VIRTU Americas LLC|1861
AGM$A|FEDERAL AGRICULTURAL|STFL|Stifel, Nicolaus & Company, Incorporated|1059
AGM$A|FEDERAL AGRICULTURAL|UBSA|UBS SECURITIES LLC|200
AGM$A|FEDERAL AGRICULTURAL|UBSS|UBS Securities LLC|2300
AGM$A|FEDERAL AGRICULTURAL|VGRD|Vanguard Marketing Corporation|4
AGM$A|FEDERAL AGRICULTURAL|WCHV|WELLS FARGO SECURITIES, LLC|400
AGM$A|FEDERAL AGRICULTURAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|585
AGM$B|FEDERAL AG|EDJO|Edward D. Jones & Co., L.P.|375
AGM$B|FEDERAL AG|HRBF|American Enterprise Investment Services Inc.|60
AGM$B|FEDERAL AG|IATS|INTERACTIVE BROKERS LLC|20
AGM$B|FEDERAL AG|IBKR|Interactive Brokers Llc|730
AGM$B|FEDERAL AG|NFSC|National Financial Services LLC|1665
AGM$B|FEDERAL AG|NITE|VIRTU Americas LLC|5198
AGM$B|FEDERAL AG|STFL|Stifel, Nicolaus & Company, Incorporated|2972
AGM$B|FEDERAL AG|SWIM|TD Ameritrade, Inc.|150
AGM$B|FEDERAL AG|UBSS|UBS Securities LLC|700
AGM$B|FEDERAL AG|VGRD|Vanguard Marketing Corporation|100
AGM$B|FEDERAL AG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1926
AGM$C|FEDERAL AGRIC MTG CO|DEAN|MORGAN STANLEY|200
AGM$C|FEDERAL AGRIC MTG CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
AGM$C|FEDERAL AGRIC MTG CO|NFSC|National Financial Services LLC|1390
AGM$C|FEDERAL AGRIC MTG CO|NITE|VIRTU Americas LLC|20
AGM.A|FED AGRICUL MTG A|BERN|Sanford C. Bernstein & Co., LLC|300
AGM.A|FED AGRICUL MTG A|ECUT|CONVERGEX EXECUTION SOLUTIONS|899
AGM.A|FED AGRICUL MTG A|ETRS|E*Trade Securities LLC|2
AGM.A|FED AGRICUL MTG A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
AGM.A|FED AGRICUL MTG A|FTBR|Foliofn Investments, Inc.|1
AGM.A|FED AGRICUL MTG A|GLPX|ACS EXECUTION SERVICES, LLC|100
AGM.A|FED AGRICUL MTG A|GSCS|GOLDMAN SACHS & CO. LLC|900
AGM.A|FED AGRICUL MTG A|INCA|INSTINET, LLC|693
AGM.A|FED AGRICUL MTG A|KCGM|VIRTU Americas LLC|200
AGM.A|FED AGRICUL MTG A|LIME|Lime Brokerage LLC|920
AGM.A|FED AGRICUL MTG A|NFSC|National Financial Services LLC|213
AGM.A|FED AGRICUL MTG A|NITE|VIRTU Americas LLC|2840
AGM.A|FED AGRICUL MTG A|PDQM|CODA MARKETS, INC.|100
AGM.A|FED AGRICUL MTG A|SWIM|TD Ameritrade, Inc.|500
AGM.A|FED AGRICUL MTG A|TRBT|Tradebot Systems, Inc.|382
AGM.A|FED AGRICUL MTG A|UBSA|UBS SECURITIES LLC|105
AGM.A|FED AGRICUL MTG A|UBSS|UBS Securities LLC|181
AGM.A|FED AGRICUL MTG A|WCHV|WELLS FARGO SECURITIES, LLC|2080
AGM.A|FED AGRICUL MTG A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3700
AGMH|AGM GROUP HLD ORD A|ALTX|Alternet Securities Inc.|1293
AGMH|AGM GROUP HLD ORD A|APCC|Apex Clearing Corporation|16173
AGMH|AGM GROUP HLD ORD A|BATM|CBOE TRADING, INC.|2477
AGMH|AGM GROUP HLD ORD A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1899
AGMH|AGM GROUP HLD ORD A|BYXM|CBOE TRADING, INC.|1550
AGMH|AGM GROUP HLD ORD A|CHAS|Charles Schwab & Co., Inc.|21250
AGMH|AGM GROUP HLD ORD A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4906
AGMH|AGM GROUP HLD ORD A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20809
AGMH|AGM GROUP HLD ORD A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|63111
AGMH|AGM GROUP HLD ORD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17795
AGMH|AGM GROUP HLD ORD A|CXCX|CITIGROUP GLOBAL MARKETS INC.|5920
AGMH|AGM GROUP HLD ORD A|DBAB|Deutsche Bank Securities Inc.|1400
AGMH|AGM GROUP HLD ORD A|DBAX|Deutsche Bank Securities Inc.|9600
AGMH|AGM GROUP HLD ORD A|DEGS|RONIN PROFESSIONAL LLC|23269
AGMH|AGM GROUP HLD ORD A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11999
AGMH|AGM GROUP HLD ORD A|EBXL|EBX LLC|16400
AGMH|AGM GROUP HLD ORD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|7446
AGMH|AGM GROUP HLD ORD A|EDJO|Edward D. Jones & Co., L.P.|20
AGMH|AGM GROUP HLD ORD A|EGAM|CBOE TRADING, INC.|7968
AGMH|AGM GROUP HLD ORD A|EGMT|EG MARKET TECHNOLOGIES LLC|500
AGMH|AGM GROUP HLD ORD A|EGXM|CBOE TRADING, INC.|1432
AGMH|AGM GROUP HLD ORD A|EGXW|CBOE TRADING, INC.|106
AGMH|AGM GROUP HLD ORD A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
AGMH|AGM GROUP HLD ORD A|ETCC|Electronic Transaction Clearing, Inc.|200
AGMH|AGM GROUP HLD ORD A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
AGMH|AGM GROUP HLD ORD A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1800
AGMH|AGM GROUP HLD ORD A|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|300
AGMH|AGM GROUP HLD ORD A|ETRS|E*Trade Securities LLC|74235
AGMH|AGM GROUP HLD ORD A|FBCO|Credit Suisse Securities (USA) LLC|32700
AGMH|AGM GROUP HLD ORD A|FILL|Tradestation Securities, Inc.|4890
AGMH|AGM GROUP HLD ORD A|FMAF|NBCN Inc./ CDS|320
AGMH|AGM GROUP HLD ORD A|FOMA|TD AMERITRADE CLEARING, INC.|171966
AGMH|AGM GROUP HLD ORD A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1426
AGMH|AGM GROUP HLD ORD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|744
AGMH|AGM GROUP HLD ORD A|FTBR|Foliofn Investments, Inc.|4
AGMH|AGM GROUP HLD ORD A|GEBB|GLOBAL EXECUTION BROKERS, LP|3816
AGMH|AGM GROUP HLD ORD A|GLPX|ACS EXECUTION SERVICES, LLC|40939
AGMH|AGM GROUP HLD ORD A|GSCO|GOLDMAN SACHS & CO. LLC|32279
AGMH|AGM GROUP HLD ORD A|GSCS|GOLDMAN SACHS & CO. LLC|5097
AGMH|AGM GROUP HLD ORD A|GSLT|GOLDMAN SACHS & CO. LLC|1598
AGMH|AGM GROUP HLD ORD A|GTSZ|GTS SECURITIES LLC|54328
AGMH|AGM GROUP HLD ORD A|IATS|INTERACTIVE BROKERS LLC|26325
AGMH|AGM GROUP HLD ORD A|IBKR|Interactive Brokers Llc|336753
AGMH|AGM GROUP HLD ORD A|ICBX|INSTINET, LLC|6563
AGMH|AGM GROUP HLD ORD A|INCA|INSTINET, LLC|68515
AGMH|AGM GROUP HLD ORD A|ITGI|ITG Inc.|18449
AGMH|AGM GROUP HLD ORD A|ITGP|ITG INC.|21600
AGMH|AGM GROUP HLD ORD A|JMPT|JUMP TRADING, LLC|631
AGMH|AGM GROUP HLD ORD A|JPMX|J.P. Morgan Securities LLC|4256
AGMH|AGM GROUP HLD ORD A|JSJX|JANE STREET CAPITAL LLC|652
AGMH|AGM GROUP HLD ORD A|KCGM|VIRTU Americas LLC|11616
AGMH|AGM GROUP HLD ORD A|LEHM|Barclays Capital Inc./Le|10600
AGMH|AGM GROUP HLD ORD A|LIME|Lime Brokerage LLC|60095
AGMH|AGM GROUP HLD ORD A|LSCI|Lek Securities Corporation|100
AGMH|AGM GROUP HLD ORD A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AGMH|AGM GROUP HLD ORD A|MAXM|Maxim Group LLC|1021
AGMH|AGM GROUP HLD ORD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
AGMH|AGM GROUP HLD ORD A|MOTF|MOTIF INVESTING, INC.|12
AGMH|AGM GROUP HLD ORD A|MSCO|MORGAN STANLEY & CO. LLC|183099
AGMH|AGM GROUP HLD ORD A|MSPL|MORGAN STANLEY & CO. LLC|9300
AGMH|AGM GROUP HLD ORD A|NFSC|National Financial Services LLC|137144
AGMH|AGM GROUP HLD ORD A|NITE|VIRTU Americas LLC|367707
AGMH|AGM GROUP HLD ORD A|NQRB|Brut, LLC|900
AGMH|AGM GROUP HLD ORD A|NTFN|Network 1 Financial Securities Inc.|2294
AGMH|AGM GROUP HLD ORD A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|588
AGMH|AGM GROUP HLD ORD A|PDQM|CODA MARKETS, INC.|69025
AGMH|AGM GROUP HLD ORD A|POIN|PRECISION SECURITIES, LLC (POIN)|200
AGMH|AGM GROUP HLD ORD A|SAGL|SAGETRADER, LLC|45874
AGMH|AGM GROUP HLD ORD A|SBSH|Citigroup Global Markets Inc.|42
AGMH|AGM GROUP HLD ORD A|SGMT|GOLDMAN SACHS & CO. LLC|11004
AGMH|AGM GROUP HLD ORD A|SPDR|SPEEDROUTE LLC|7983
AGMH|AGM GROUP HLD ORD A|SPTD|MINT GLOBAL MARKETS, INC.|53791
AGMH|AGM GROUP HLD ORD A|STFL|Stifel, Nicolaus & Company, Incorporated|100
AGMH|AGM GROUP HLD ORD A|SWIM|TD Ameritrade, Inc.|198582
AGMH|AGM GROUP HLD ORD A|TKNG|ALLY INVEST SECURITIES LLC|1245
AGMH|AGM GROUP HLD ORD A|TRBT|Tradebot Systems, Inc.|3218
AGMH|AGM GROUP HLD ORD A|TRCM|TRC MARKETS LLC|2248
AGMH|AGM GROUP HLD ORD A|TRLN|Tradelink Securities, LLC|14694
AGMH|AGM GROUP HLD ORD A|TWTT|TASTYWORKS, INC.|50
AGMH|AGM GROUP HLD ORD A|UBSA|UBS SECURITIES LLC|48247
AGMH|AGM GROUP HLD ORD A|UBSS|UBS Securities LLC|28353
AGMH|AGM GROUP HLD ORD A|VGRD|Vanguard Marketing Corporation|2466
AGMH|AGM GROUP HLD ORD A|VIEW|VIEWTRADE SECURITIES LLC|8849
AGMH|AGM GROUP HLD ORD A|VSIN|Vision Financial Markets Llc|1221
AGMH|AGM GROUP HLD ORD A|WCHV|WELLS FARGO SECURITIES, LLC|7191
AGMH|AGM GROUP HLD ORD A|WEDB|WEDBUSH SECURITIES INC.|38779
AGMH|AGM GROUP HLD ORD A|WGIF|CIBC World Markets Inc.|2934
AGMH|AGM GROUP HLD ORD A|WSEA|WOLVERINE SECURITIES, LLC|545
AGMH|AGM GROUP HLD ORD A|YKNA|COMHAR CAPITAL MARKETS, LLC|11339
AGMH|AGM GROUP HLD ORD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|950
AGN|ALLERGAN PLC|ABLE|NATIXIS Securities Americas LLC|7783
AGN|ALLERGAN PLC|ACAD|ACADEMY SECURITIES, INC.|1900
AGN|ALLERGAN PLC|ADAM|CANACCORD GENUITY INC.|90
AGN|ALLERGAN PLC|AGIS|Aegis Capital Corp.|650
AGN|ALLERGAN PLC|ALLN|Allen & Company LLC|103
AGN|ALLERGAN PLC|ALTX|Alternet Securities Inc.|21909
AGN|ALLERGAN PLC|ANOS|ABEL/NOSER, L.L.C.|4326
AGN|ALLERGAN PLC|APCC|Apex Clearing Corporation|8376
AGN|ALLERGAN PLC|AQUA|AQUA SECURITIES L.P.|17100
AGN|ALLERGAN PLC|BANK|Primevest Financial Services, Inc.|537
AGN|ALLERGAN PLC|BAQP|BURKE & QUICK PARTNERS LLC|1900
AGN|ALLERGAN PLC|BARD|Robert W. Baird & Co. Incorporated|36325
AGN|ALLERGAN PLC|BATM|CBOE TRADING, INC.|36782
AGN|ALLERGAN PLC|BAYC|BAY CREST PARTNERS, LLC|8107
AGN|ALLERGAN PLC|BAYT|BTIG, LLC|10600
AGN|ALLERGAN PLC|BBNT|BB&T SECURITIES, LLC|2919
AGN|ALLERGAN PLC|BERN|Sanford C. Bernstein & Co., LLC|145980
AGN|ALLERGAN PLC|BIMI|Banca IMI Securities Corp.|600
AGN|ALLERGAN PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40340
AGN|ALLERGAN PLC|BLKX|INSTINET, LLC|59698
AGN|ALLERGAN PLC|BMOC|BMO Capital Markets Corp.|73
AGN|ALLERGAN PLC|BNPX|BNP PARIBAS SECURITIES CORP.|146776
AGN|ALLERGAN PLC|BRGE|Newbridge Securities Corp.|80
AGN|ALLERGAN PLC|BTIG|BTIG, LLC|17400
AGN|ALLERGAN PLC|BYXM|CBOE TRADING, INC.|6050
AGN|ALLERGAN PLC|BZYD|GOLDMAN SACHS & CO. LLC|200
AGN|ALLERGAN PLC|CABR|Cabrera Capital Markets, Inc.|140
AGN|ALLERGAN PLC|CANT|Cantor Fitzgerald & Co.|1331
AGN|ALLERGAN PLC|CBLC|CITIGROUP GLOBAL MARKETS INC.|75992
AGN|ALLERGAN PLC|CBRA|Cobra Trading, Inc.|300
AGN|ALLERGAN PLC|CHAS|Charles Schwab & Co., Inc.|23238
AGN|ALLERGAN PLC|CIBP|CIBC World Markets Corp.|19899
AGN|ALLERGAN PLC|CICF|Canaccord Genuity Corp.|3154
AGN|ALLERGAN PLC|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
AGN|ALLERGAN PLC|CIST|Capital Institutional Services, Inc.|18941
AGN|ALLERGAN PLC|COKE|Coker & Palmer|4180
AGN|ALLERGAN PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|571026
AGN|ALLERGAN PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|729
AGN|ALLERGAN PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13623
AGN|ALLERGAN PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1026160
AGN|ALLERGAN PLC|CTDL|Citadel Derivatives Group Llc|5894
AGN|ALLERGAN PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|106716
AGN|ALLERGAN PLC|DADA|D.A. Davidson & Co.|1211
AGN|ALLERGAN PLC|DAVA|Davenport & Company LLC|2379
AGN|ALLERGAN PLC|DBAB|Deutsche Bank Securities Inc.|455769
AGN|ALLERGAN PLC|DBAX|Deutsche Bank Securities Inc.|717600
AGN|ALLERGAN PLC|DBUL|Deutsche Bank Securities Inc.|18707
AGN|ALLERGAN PLC|DCHF|Dart Executions, LLC|26785
AGN|ALLERGAN PLC|DEAN|MORGAN STANLEY|80118
AGN|ALLERGAN PLC|DEGS|RONIN PROFESSIONAL LLC|500
AGN|ALLERGAN PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14042
AGN|ALLERGAN PLC|DRWK|DRW SECURITIES, L.L.C.|10961
AGN|ALLERGAN PLC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5017
AGN|ALLERGAN PLC|EBXL|EBX LLC|440400
AGN|ALLERGAN PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|39957
AGN|ALLERGAN PLC|EDJC|Edward Jones / CDS|2212
AGN|ALLERGAN PLC|EDJO|Edward D. Jones & Co., L.P.|52674
AGN|ALLERGAN PLC|EGAM|CBOE TRADING, INC.|62434
AGN|ALLERGAN PLC|EGAW|CBOE TRADING, INC.|34
AGN|ALLERGAN PLC|EGMT|EG MARKET TECHNOLOGIES LLC|6806
AGN|ALLERGAN PLC|EGXM|CBOE TRADING, INC.|9724
AGN|ALLERGAN PLC|EGXW|CBOE TRADING, INC.|200
AGN|ALLERGAN PLC|EROP|Eroom Securities L.L.C.|500
AGN|ALLERGAN PLC|ESPO|ESPOSITO SECURITIES, LLC|285
AGN|ALLERGAN PLC|ETBE|Electronic Transaction Clearing, Inc.|80660
AGN|ALLERGAN PLC|ETCB|ETC BROKERAGE SERVICES, LLC|117
AGN|ALLERGAN PLC|ETCC|Electronic Transaction Clearing, Inc.|358
AGN|ALLERGAN PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|115482
AGN|ALLERGAN PLC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|298
AGN|ALLERGAN PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|159
AGN|ALLERGAN PLC|ETRS|E*Trade Securities LLC|537626
AGN|ALLERGAN PLC|FBSB|U.S. Bancorp Investments, Inc.|99
AGN|ALLERGAN PLC|FFSI|Firstrade Securities Inc.|50
AGN|ALLERGAN PLC|FILL|Tradestation Securities, Inc.|24410
AGN|ALLERGAN PLC|FINX|FINTECH SECURITIES|1545
AGN|ALLERGAN PLC|FMAF|NBCN Inc./ CDS|6906
AGN|ALLERGAN PLC|FMCO|First Manhattan Co|2640
AGN|ALLERGAN PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3617
AGN|ALLERGAN PLC|FQLS|Quantlab Securities LP|696457
AGN|ALLERGAN PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|159697
AGN|ALLERGAN PLC|FTBR|Foliofn Investments, Inc.|12128
AGN|ALLERGAN PLC|GBMT|GBM International, Inc.|2360
AGN|ALLERGAN PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|33150
AGN|ALLERGAN PLC|GLIS|TD Securities Inc|9609
AGN|ALLERGAN PLC|GLPX|ACS EXECUTION SERVICES, LLC|284792
AGN|ALLERGAN PLC|GSCO|GOLDMAN SACHS & CO. LLC|1689314
AGN|ALLERGAN PLC|GSCS|GOLDMAN SACHS & CO. LLC|32141
AGN|ALLERGAN PLC|GSLT|GOLDMAN SACHS & CO. LLC|20741
AGN|ALLERGAN PLC|GTSZ|GTS SECURITIES LLC|285293
AGN|ALLERGAN PLC|HAPX|HAP Trading, LLC|4983
AGN|ALLERGAN PLC|HASF|Haywood Securities Inc./CDS|250
AGN|ALLERGAN PLC|HRBF|American Enterprise Investment Services Inc.|30395
AGN|ALLERGAN PLC|HSBC|HSBC Securities, Inc.|42703
AGN|ALLERGAN PLC|IATS|INTERACTIVE BROKERS LLC|65188
AGN|ALLERGAN PLC|IBKR|Interactive Brokers Llc|61531
AGN|ALLERGAN PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1549
AGN|ALLERGAN PLC|ICBX|INSTINET, LLC|159502
AGN|ALLERGAN PLC|IEQY|CITADEL SECURITIES LLC|191023
AGN|ALLERGAN PLC|INCA|INSTINET, LLC|874992
AGN|ALLERGAN PLC|INJX|INSTINET, LLC|26411
AGN|ALLERGAN PLC|INTL|INTL FCSTONE FINANCIAL INC.|68
AGN|ALLERGAN PLC|ITGI|ITG Inc.|78294
AGN|ALLERGAN PLC|ITGP|ITG INC.|376400
AGN|ALLERGAN PLC|JANY|Janney Montgomery Scott Inc.|15780
AGN|ALLERGAN PLC|JEFF|JEFFERIES LLC|153041
AGN|ALLERGAN PLC|JMPT|JUMP TRADING, LLC|112937
AGN|ALLERGAN PLC|JPBX|J.P. MORGAN SECURITIES LLC|183057
AGN|ALLERGAN PLC|JPMX|J.P. Morgan Securities LLC|937785
AGN|ALLERGAN PLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|25943
AGN|ALLERGAN PLC|JSJX|JANE STREET CAPITAL LLC|13058
AGN|ALLERGAN PLC|JUTA|JUMP TRADING, LLC|1141
AGN|ALLERGAN PLC|KCGM|VIRTU Americas LLC|128703
AGN|ALLERGAN PLC|LEHM|Barclays Capital Inc./Le|1723857
AGN|ALLERGAN PLC|LIME|Lime Brokerage LLC|50340
AGN|ALLERGAN PLC|LOOP|Loop Capital Markets LLC|3860
AGN|ALLERGAN PLC|LQNA|LIQUIDNET, INC.|97800
AGN|ALLERGAN PLC|LSCI|Lek Securities Corporation|36827
AGN|ALLERGAN PLC|LVMR|LIVERMORE TRADING GROUP, INC.|4100
AGN|ALLERGAN PLC|MACC|Mid Atlantic Capital Corporation|838
AGN|ALLERGAN PLC|MAXM|Maxim Group LLC|30395
AGN|ALLERGAN PLC|MBTS|ALLY INVEST SECURITIES LLC|228
AGN|ALLERGAN PLC|MCMF|Raymond James Ltd. Cds|614
AGN|ALLERGAN PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|271614
AGN|ALLERGAN PLC|MOTF|MOTIF INVESTING, INC.|45
AGN|ALLERGAN PLC|MPSG|E D & F Man Capital Markets Inc.|15043
AGN|ALLERGAN PLC|MSCO|MORGAN STANLEY & CO. LLC|4851990
AGN|ALLERGAN PLC|MSPL|MORGAN STANLEY & CO. LLC|851500
AGN|ALLERGAN PLC|MSTX|MORGAN STANLEY & CO. LLC|313600
AGN|ALLERGAN PLC|MWCC|Monness Crespi Hardt & Co., Inc.|300
AGN|ALLERGAN PLC|NATL|National Securities Corporation|4126
AGN|ALLERGAN PLC|NBCS|NBC Securities, INC.|20
AGN|ALLERGAN PLC|NEED|Needham & Company, LLC|742
AGN|ALLERGAN PLC|NEUB|NEUBERGER BERMAN BD LLC|895
AGN|ALLERGAN PLC|NFSC|National Financial Services LLC|848822
AGN|ALLERGAN PLC|NITE|VIRTU Americas LLC|1645398
AGN|ALLERGAN PLC|NITP|VIRTU Americas LLC|400
AGN|ALLERGAN PLC|NQRB|Brut, LLC|17631
AGN|ALLERGAN PLC|NTBF|BMO Nesbitt Burns Inc./CDS|8712
AGN|ALLERGAN PLC|NTRC|Northern Trust Securities, Inc.|574
AGN|ALLERGAN PLC|OHOS|TWO SIGMA SECURITIES, LLC|157497
AGN|ALLERGAN PLC|OPCO|Oppenheimer & Co. Inc.|5791
AGN|ALLERGAN PLC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1932
AGN|ALLERGAN PLC|PCPT|PHILLIP CAPITAL INC.|100
AGN|ALLERGAN PLC|PDQM|CODA MARKETS, INC.|560904
AGN|ALLERGAN PLC|PHLY|NASDAQ Execution Services, LLC|23800
AGN|ALLERGAN PLC|PICT|Pictet Overseas Inc.|245
AGN|ALLERGAN PLC|PIPR|Piper Jaffray & Co.|364
AGN|ALLERGAN PLC|PWJC|UBS Financial Services, Inc.|125286
AGN|ALLERGAN PLC|QMSR|QUATTRO M SECURITIES INC.|4824
AGN|ALLERGAN PLC|RBCM|RBC CAPITAL MARKETS, LLC|38019
AGN|ALLERGAN PLC|RHCO|Suntrust Robinson Humphrey, Inc.|5800
AGN|ALLERGAN PLC|RJLC|RJL CAPITAL GROUP, LLC|1166
AGN|ALLERGAN PLC|SAGL|SAGETRADER, LLC|41773
AGN|ALLERGAN PLC|SALI|INTL FCSTONE FINANCIAL INC.|1845
AGN|ALLERGAN PLC|SBRX|MURIEL SIEBERT & CO INC|114
AGN|ALLERGAN PLC|SBSH|Citigroup Global Markets Inc.|356591
AGN|ALLERGAN PLC|SEIC|SEI Investments Distribution Co.|2240
AGN|ALLERGAN PLC|SGMT|GOLDMAN SACHS & CO. LLC|328686
AGN|ALLERGAN PLC|SJLS|TRADE INFORMATICS LLC|100
AGN|ALLERGAN PLC|SPDR|SPEEDROUTE LLC|44248
AGN|ALLERGAN PLC|SPHN|Stephens Inc.|856
AGN|ALLERGAN PLC|STFL|Stifel, Nicolaus & Company, Incorporated|22386
AGN|ALLERGAN PLC|STKP|STOCKPILE INVESTMENTS, INC.|104
AGN|ALLERGAN PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7706
AGN|ALLERGAN PLC|SWIM|TD Ameritrade, Inc.|632439
AGN|ALLERGAN PLC|SWST|Hilltop Securities Inc.|5341
AGN|ALLERGAN PLC|TDCO|Thompson Davis & Co., Inc.|2450
AGN|ALLERGAN PLC|TDSI|TD Securities (USA) LLC|14600
AGN|ALLERGAN PLC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|3800
AGN|ALLERGAN PLC|TKNG|ALLY INVEST SECURITIES LLC|4300
AGN|ALLERGAN PLC|TRBT|Tradebot Systems, Inc.|301957
AGN|ALLERGAN PLC|TRCM|TRC MARKETS LLC|107228
AGN|ALLERGAN PLC|TWTT|TASTYWORKS, INC.|518
AGN|ALLERGAN PLC|UBSA|UBS SECURITIES LLC|1416783
AGN|ALLERGAN PLC|UBSS|UBS Securities LLC|2618013
AGN|ALLERGAN PLC|VALX|VIRTU AMERICAS LLC|48751
AGN|ALLERGAN PLC|VGRD|Vanguard Marketing Corporation|51768
AGN|ALLERGAN PLC|VSIN|Vision Financial Markets Llc|100
AGN|ALLERGAN PLC|WABR|Wall Street Access|5650
AGN|ALLERGAN PLC|WBLR|WILLIAM BLAIR|1586
AGN|ALLERGAN PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|8033
AGN|ALLERGAN PLC|WCHV|WELLS FARGO SECURITIES, LLC|495551
AGN|ALLERGAN PLC|WDNX|WEEDEN & CO.L.P.|1934
AGN|ALLERGAN PLC|WEDB|WEDBUSH SECURITIES INC.|14009
AGN|ALLERGAN PLC|WEED|Weeden & Co.L.P.|1820
AGN|ALLERGAN PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|72023
AGN|ALLERGAN PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|58159
AGN|ALLERGAN PLC|WGIF|CIBC World Markets Inc.|2911
AGN|ALLERGAN PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5228
AGN|ALLERGAN PLC|WSEA|WOLVERINE SECURITIES, LLC|21744
AGN|ALLERGAN PLC|XIST|INSTINET, LLC|34420
AGN|ALLERGAN PLC|XPQR|Jump Trading|100
AGN|ALLERGAN PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|242918
AGN|ALLERGAN PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|38596
AGN|ALLERGAN PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19891
AGNC|AGNC INVESTMENT CORP|ABLE|NATIXIS Securities Americas LLC|443240
AGNC|AGNC INVESTMENT CORP|ADAM|CANACCORD GENUITY INC.|3351
AGNC|AGNC INVESTMENT CORP|AGIS|Aegis Capital Corp.|4277
AGNC|AGNC INVESTMENT CORP|ALTX|Alternet Securities Inc.|7570
AGNC|AGNC INVESTMENT CORP|ANOS|ABEL/NOSER, L.L.C.|15813
AGNC|AGNC INVESTMENT CORP|APCC|Apex Clearing Corporation|20805
AGNC|AGNC INVESTMENT CORP|AURC|Aurora Capital LLC|165
AGNC|AGNC INVESTMENT CORP|BANK|Primevest Financial Services, Inc.|3878
AGNC|AGNC INVESTMENT CORP|BARD|Robert W. Baird & Co. Incorporated|22639
AGNC|AGNC INVESTMENT CORP|BATM|CBOE TRADING, INC.|3423
AGNC|AGNC INVESTMENT CORP|BAYC|BAY CREST PARTNERS, LLC|5255
AGNC|AGNC INVESTMENT CORP|BBNT|BB&T SECURITIES, LLC|825
AGNC|AGNC INVESTMENT CORP|BERN|Sanford C. Bernstein & Co., LLC|111347
AGNC|AGNC INVESTMENT CORP|BIAD|SAGETRADER, LLC|1500
AGNC|AGNC INVESTMENT CORP|BIMI|Banca IMI Securities Corp.|250
AGNC|AGNC INVESTMENT CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|81772
AGNC|AGNC INVESTMENT CORP|BLKX|INSTINET, LLC|43300
AGNC|AGNC INVESTMENT CORP|BNPX|BNP PARIBAS SECURITIES CORP.|72648
AGNC|AGNC INVESTMENT CORP|BTIG|BTIG, LLC|113930
AGNC|AGNC INVESTMENT CORP|BYXM|CBOE TRADING, INC.|8675
AGNC|AGNC INVESTMENT CORP|BZYD|GOLDMAN SACHS & CO. LLC|4700
AGNC|AGNC INVESTMENT CORP|CANT|Cantor Fitzgerald & Co.|10698
AGNC|AGNC INVESTMENT CORP|CHAS|Charles Schwab & Co., Inc.|21390
AGNC|AGNC INVESTMENT CORP|CIST|Capital Institutional Services, Inc.|7840
AGNC|AGNC INVESTMENT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|969867
AGNC|AGNC INVESTMENT CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
AGNC|AGNC INVESTMENT CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15223
AGNC|AGNC INVESTMENT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1913839
AGNC|AGNC INVESTMENT CORP|CTDL|Citadel Derivatives Group Llc|116586
AGNC|AGNC INVESTMENT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|618726
AGNC|AGNC INVESTMENT CORP|DADA|D.A. Davidson & Co.|853
AGNC|AGNC INVESTMENT CORP|DBAB|Deutsche Bank Securities Inc.|1648187
AGNC|AGNC INVESTMENT CORP|DBAX|Deutsche Bank Securities Inc.|2091700
AGNC|AGNC INVESTMENT CORP|DCHF|Dart Executions, LLC|59508
AGNC|AGNC INVESTMENT CORP|DEAN|MORGAN STANLEY|84168
AGNC|AGNC INVESTMENT CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9632
AGNC|AGNC INVESTMENT CORP|DRWK|DRW SECURITIES, L.L.C.|522024
AGNC|AGNC INVESTMENT CORP|EBXL|EBX LLC|922600
AGNC|AGNC INVESTMENT CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|247717
AGNC|AGNC INVESTMENT CORP|EDJC|Edward Jones / CDS|300
AGNC|AGNC INVESTMENT CORP|EDJO|Edward D. Jones & Co., L.P.|6845
AGNC|AGNC INVESTMENT CORP|EGAM|CBOE TRADING, INC.|20299
AGNC|AGNC INVESTMENT CORP|EGAW|CBOE TRADING, INC.|1630
AGNC|AGNC INVESTMENT CORP|EGXM|CBOE TRADING, INC.|5021
AGNC|AGNC INVESTMENT CORP|EGXW|CBOE TRADING, INC.|49
AGNC|AGNC INVESTMENT CORP|ESPO|ESPOSITO SECURITIES, LLC|1313
AGNC|AGNC INVESTMENT CORP|ETBE|Electronic Transaction Clearing, Inc.|235809
AGNC|AGNC INVESTMENT CORP|ETCC|Electronic Transaction Clearing, Inc.|2130
AGNC|AGNC INVESTMENT CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|56146
AGNC|AGNC INVESTMENT CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19234
AGNC|AGNC INVESTMENT CORP|ETRS|E*Trade Securities LLC|948813
AGNC|AGNC INVESTMENT CORP|FBCO|Credit Suisse Securities (USA) LLC|3846341
AGNC|AGNC INVESTMENT CORP|FBSB|U.S. Bancorp Investments, Inc.|1
AGNC|AGNC INVESTMENT CORP|FILL|Tradestation Securities, Inc.|5581
AGNC|AGNC INVESTMENT CORP|FINX|FINTECH SECURITIES|1200
AGNC|AGNC INVESTMENT CORP|FMAF|NBCN Inc./ CDS|9522
AGNC|AGNC INVESTMENT CORP|FOMA|TD AMERITRADE CLEARING, INC.|2287326
AGNC|AGNC INVESTMENT CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|130001
AGNC|AGNC INVESTMENT CORP|FQLS|Quantlab Securities LP|597046
AGNC|AGNC INVESTMENT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78489
AGNC|AGNC INVESTMENT CORP|FTBR|Foliofn Investments, Inc.|29301
AGNC|AGNC INVESTMENT CORP|GBMT|GBM International, Inc.|4930
AGNC|AGNC INVESTMENT CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|197505
AGNC|AGNC INVESTMENT CORP|GLPX|ACS EXECUTION SERVICES, LLC|13880
AGNC|AGNC INVESTMENT CORP|GSCO|GOLDMAN SACHS & CO. LLC|7048282
AGNC|AGNC INVESTMENT CORP|GSCS|GOLDMAN SACHS & CO. LLC|169134
AGNC|AGNC INVESTMENT CORP|GSLT|GOLDMAN SACHS & CO. LLC|18711
AGNC|AGNC INVESTMENT CORP|GTSZ|GTS SECURITIES LLC|72553
AGNC|AGNC INVESTMENT CORP|HRBF|American Enterprise Investment Services Inc.|49729
AGNC|AGNC INVESTMENT CORP|HSBC|HSBC Securities, Inc.|20520
AGNC|AGNC INVESTMENT CORP|IATS|INTERACTIVE BROKERS LLC|81016
AGNC|AGNC INVESTMENT CORP|IBKR|Interactive Brokers Llc|212133
AGNC|AGNC INVESTMENT CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8792
AGNC|AGNC INVESTMENT CORP|ICBX|INSTINET, LLC|375581
AGNC|AGNC INVESTMENT CORP|INCA|INSTINET, LLC|2046676
AGNC|AGNC INVESTMENT CORP|INJX|INSTINET, LLC|24404
AGNC|AGNC INVESTMENT CORP|INTL|INTL FCSTONE FINANCIAL INC.|83
AGNC|AGNC INVESTMENT CORP|ITGI|ITG Inc.|807302
AGNC|AGNC INVESTMENT CORP|ITGP|ITG INC.|908600
AGNC|AGNC INVESTMENT CORP|JANY|Janney Montgomery Scott Inc.|9677
AGNC|AGNC INVESTMENT CORP|JEFF|JEFFERIES LLC|439924
AGNC|AGNC INVESTMENT CORP|JHDR|J.H. Darbie & Co., Inc.|356
AGNC|AGNC INVESTMENT CORP|JMPT|JUMP TRADING, LLC|146486
AGNC|AGNC INVESTMENT CORP|JPBX|J.P. MORGAN SECURITIES LLC|1260462
AGNC|AGNC INVESTMENT CORP|JPMX|J.P. Morgan Securities LLC|2567109
AGNC|AGNC INVESTMENT CORP|JSJX|JANE STREET CAPITAL LLC|30144
AGNC|AGNC INVESTMENT CORP|KBWI|Keefe, Bruyette & Woods, Inc.|340500
AGNC|AGNC INVESTMENT CORP|KCGM|VIRTU Americas LLC|336386
AGNC|AGNC INVESTMENT CORP|LEHM|Barclays Capital Inc./Le|5313609
AGNC|AGNC INVESTMENT CORP|LGNT|COR CLEARING LLC|323
AGNC|AGNC INVESTMENT CORP|LIME|Lime Brokerage LLC|799299
AGNC|AGNC INVESTMENT CORP|LMGP|LIME BROKERAGE LLC|43600
AGNC|AGNC INVESTMENT CORP|LOOP|Loop Capital Markets LLC|5644
AGNC|AGNC INVESTMENT CORP|LQNA|LIQUIDNET, INC.|154500
AGNC|AGNC INVESTMENT CORP|LSCI|Lek Securities Corporation|180
AGNC|AGNC INVESTMENT CORP|MACQ|Macquarie Capital (USA) Inc.|1755
AGNC|AGNC INVESTMENT CORP|MAXM|Maxim Group LLC|250
AGNC|AGNC INVESTMENT CORP|MBTS|ALLY INVEST SECURITIES LLC|6984
AGNC|AGNC INVESTMENT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1064371
AGNC|AGNC INVESTMENT CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|27073
AGNC|AGNC INVESTMENT CORP|MOTF|MOTIF INVESTING, INC.|14
AGNC|AGNC INVESTMENT CORP|MSCO|MORGAN STANLEY & CO. LLC|10122479
AGNC|AGNC INVESTMENT CORP|MSPL|MORGAN STANLEY & CO. LLC|1986400
AGNC|AGNC INVESTMENT CORP|MSTX|MORGAN STANLEY & CO. LLC|298600
AGNC|AGNC INVESTMENT CORP|NATL|National Securities Corporation|10190
AGNC|AGNC INVESTMENT CORP|NEUB|NEUBERGER BERMAN BD LLC|641
AGNC|AGNC INVESTMENT CORP|NFSC|National Financial Services LLC|4175313
AGNC|AGNC INVESTMENT CORP|NITE|VIRTU Americas LLC|5301756
AGNC|AGNC INVESTMENT CORP|NITP|VIRTU Americas LLC|353838
AGNC|AGNC INVESTMENT CORP|NQRB|Brut, LLC|55869
AGNC|AGNC INVESTMENT CORP|NTRC|Northern Trust Securities, Inc.|1587
AGNC|AGNC INVESTMENT CORP|OHOS|TWO SIGMA SECURITIES, LLC|36558
AGNC|AGNC INVESTMENT CORP|OPCO|Oppenheimer & Co. Inc.|15174
AGNC|AGNC INVESTMENT CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9623
AGNC|AGNC INVESTMENT CORP|PDQM|CODA MARKETS, INC.|16912
AGNC|AGNC INVESTMENT CORP|PHLY|NASDAQ Execution Services, LLC|236400
AGNC|AGNC INVESTMENT CORP|PNSR|Penserra Securities, LLC|27800
AGNC|AGNC INVESTMENT CORP|PWJC|UBS Financial Services, Inc.|6400
AGNC|AGNC INVESTMENT CORP|QMSR|QUATTRO M SECURITIES INC.|2250
AGNC|AGNC INVESTMENT CORP|RAJA|Raymond James & Associates, Inc.|45793
AGNC|AGNC INVESTMENT CORP|RBCM|RBC CAPITAL MARKETS, LLC|30955
AGNC|AGNC INVESTMENT CORP|SAGL|SAGETRADER, LLC|41282
AGNC|AGNC INVESTMENT CORP|SAGW|SAGETRADER, LLC|986
AGNC|AGNC INVESTMENT CORP|SALI|INTL FCSTONE FINANCIAL INC.|1465
AGNC|AGNC INVESTMENT CORP|SALW|SW FINANCIAL|5500
AGNC|AGNC INVESTMENT CORP|SBSH|Citigroup Global Markets Inc.|1775508
AGNC|AGNC INVESTMENT CORP|SEIC|SEI Investments Distribution Co.|2200
AGNC|AGNC INVESTMENT CORP|SGMT|GOLDMAN SACHS & CO. LLC|800919
AGNC|AGNC INVESTMENT CORP|SPDR|SPEEDROUTE LLC|18372
AGNC|AGNC INVESTMENT CORP|SPHN|Stephens Inc.|2596
AGNC|AGNC INVESTMENT CORP|STFL|Stifel, Nicolaus & Company, Incorporated|28199
AGNC|AGNC INVESTMENT CORP|STKP|STOCKPILE INVESTMENTS, INC.|1638
AGNC|AGNC INVESTMENT CORP|STXG|Stockcross Financial Services, Inc.|238
AGNC|AGNC INVESTMENT CORP|SWIM|TD Ameritrade, Inc.|803287
AGNC|AGNC INVESTMENT CORP|SWST|Hilltop Securities Inc.|35965
AGNC|AGNC INVESTMENT CORP|TKNG|ALLY INVEST SECURITIES LLC|21907
AGNC|AGNC INVESTMENT CORP|TONC|CUTTONE & CO., LLC|6770
AGNC|AGNC INVESTMENT CORP|TRBT|Tradebot Systems, Inc.|1023834
AGNC|AGNC INVESTMENT CORP|TRCM|TRC MARKETS LLC|533538
AGNC|AGNC INVESTMENT CORP|TWTT|TASTYWORKS, INC.|6400
AGNC|AGNC INVESTMENT CORP|UBSA|UBS SECURITIES LLC|2339992
AGNC|AGNC INVESTMENT CORP|UBSS|UBS Securities LLC|4318988
AGNC|AGNC INVESTMENT CORP|VALX|VIRTU AMERICAS LLC|192856
AGNC|AGNC INVESTMENT CORP|VERT|The Vertical Trading Group, LLC|2
AGNC|AGNC INVESTMENT CORP|VFIN|National Securities Corporation|3134910
AGNC|AGNC INVESTMENT CORP|VGRD|Vanguard Marketing Corporation|234178
AGNC|AGNC INVESTMENT CORP|VSIN|Vision Financial Markets Llc|44
AGNC|AGNC INVESTMENT CORP|WBET|Wallachbeth Capital LLC|17572
AGNC|AGNC INVESTMENT CORP|WCHV|WELLS FARGO SECURITIES, LLC|729565
AGNC|AGNC INVESTMENT CORP|WDNX|WEEDEN & CO.L.P.|2766
AGNC|AGNC INVESTMENT CORP|WEDB|WEDBUSH SECURITIES INC.|7856
AGNC|AGNC INVESTMENT CORP|WEED|Weeden & Co.L.P.|389753
AGNC|AGNC INVESTMENT CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33343
AGNC|AGNC INVESTMENT CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|649129
AGNC|AGNC INVESTMENT CORP|WGIF|CIBC World Markets Inc.|8902
AGNC|AGNC INVESTMENT CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|309
AGNC|AGNC INVESTMENT CORP|WSEA|WOLVERINE SECURITIES, LLC|74839
AGNC|AGNC INVESTMENT CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2815000
AGNC|AGNC INVESTMENT CORP|WTFS|JUST2TRADE, INC.|37
AGNC|AGNC INVESTMENT CORP|XIST|INSTINET, LLC|101554
AGNC|AGNC INVESTMENT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|317830
AGNC|AGNC INVESTMENT CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|450
AGNC|AGNC INVESTMENT CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40705
AGNCB|AGNC INVT CP DEP B|BATM|CBOE TRADING, INC.|47
AGNCB|AGNC INVT CP DEP B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1720
AGNCB|AGNC INVT CP DEP B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
AGNCB|AGNC INVT CP DEP B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
AGNCB|AGNC INVT CP DEP B|CXCX|CITIGROUP GLOBAL MARKETS INC.|10
AGNCB|AGNC INVT CP DEP B|DBAX|Deutsche Bank Securities Inc.|1400
AGNCB|AGNC INVT CP DEP B|DEGS|RONIN PROFESSIONAL LLC|734
AGNCB|AGNC INVT CP DEP B|EGXM|CBOE TRADING, INC.|140
AGNCB|AGNC INVT CP DEP B|ETRS|E*Trade Securities LLC|530
AGNCB|AGNC INVT CP DEP B|FBCO|Credit Suisse Securities (USA) LLC|401
AGNCB|AGNC INVT CP DEP B|FOMA|TD AMERITRADE CLEARING, INC.|25404
AGNCB|AGNC INVT CP DEP B|GEBB|GLOBAL EXECUTION BROKERS, LP|300
AGNCB|AGNC INVT CP DEP B|GLPX|ACS EXECUTION SERVICES, LLC|24
AGNCB|AGNC INVT CP DEP B|GSCO|GOLDMAN SACHS & CO. LLC|100
AGNCB|AGNC INVT CP DEP B|IATS|INTERACTIVE BROKERS LLC|110
AGNCB|AGNC INVT CP DEP B|IBKR|Interactive Brokers Llc|11225
AGNCB|AGNC INVT CP DEP B|INCA|INSTINET, LLC|1192
AGNCB|AGNC INVT CP DEP B|ITGI|ITG Inc.|5393
AGNCB|AGNC INVT CP DEP B|JANY|Janney Montgomery Scott Inc.|559
AGNCB|AGNC INVT CP DEP B|LEHM|Barclays Capital Inc./Le|200
AGNCB|AGNC INVT CP DEP B|LIME|Lime Brokerage LLC|2966
AGNCB|AGNC INVT CP DEP B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
AGNCB|AGNC INVT CP DEP B|MSCO|MORGAN STANLEY & CO. LLC|5783
AGNCB|AGNC INVT CP DEP B|NFSC|National Financial Services LLC|16652
AGNCB|AGNC INVT CP DEP B|NITE|VIRTU Americas LLC|25261
AGNCB|AGNC INVT CP DEP B|NQRB|Brut, LLC|750
AGNCB|AGNC INVT CP DEP B|PDQM|CODA MARKETS, INC.|24
AGNCB|AGNC INVT CP DEP B|PWJC|UBS Financial Services, Inc.|3100
AGNCB|AGNC INVT CP DEP B|RBCM|RBC CAPITAL MARKETS, LLC|2038
AGNCB|AGNC INVT CP DEP B|STFL|Stifel, Nicolaus & Company, Incorporated|116
AGNCB|AGNC INVT CP DEP B|SWIM|TD Ameritrade, Inc.|882
AGNCB|AGNC INVT CP DEP B|TKNG|ALLY INVEST SECURITIES LLC|3
AGNCB|AGNC INVT CP DEP B|UBSA|UBS SECURITIES LLC|2315
AGNCB|AGNC INVT CP DEP B|UBSS|UBS Securities LLC|17771
AGNCB|AGNC INVT CP DEP B|VGRD|Vanguard Marketing Corporation|150
AGNCB|AGNC INVT CP DEP B|WCHV|WELLS FARGO SECURITIES, LLC|3977
AGNCB|AGNC INVT CP DEP B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
AGNCB|AGNC INVT CP DEP B|WGIF|CIBC World Markets Inc.|419
AGNCN|AGNC INVESTMT DEP  C|BARD|Robert W. Baird & Co. Incorporated|110
AGNCN|AGNC INVESTMT DEP  C|BBNT|BB&T SECURITIES, LLC|803
AGNCN|AGNC INVESTMT DEP  C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4686
AGNCN|AGNC INVESTMT DEP  C|BYXM|CBOE TRADING, INC.|100
AGNCN|AGNC INVESTMT DEP  C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
AGNCN|AGNC INVESTMT DEP  C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7726
AGNCN|AGNC INVESTMT DEP  C|DBAX|Deutsche Bank Securities Inc.|3800
AGNCN|AGNC INVESTMT DEP  C|DEAN|MORGAN STANLEY|7002
AGNCN|AGNC INVESTMT DEP  C|DEGS|RONIN PROFESSIONAL LLC|1776
AGNCN|AGNC INVESTMT DEP  C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|569
AGNCN|AGNC INVESTMT DEP  C|EBXL|EBX LLC|600
AGNCN|AGNC INVESTMT DEP  C|ECUT|CONVERGEX EXECUTION SOLUTIONS|1600
AGNCN|AGNC INVESTMT DEP  C|ETRS|E*Trade Securities LLC|4610
AGNCN|AGNC INVESTMT DEP  C|FBCO|Credit Suisse Securities (USA) LLC|3268
AGNCN|AGNC INVESTMT DEP  C|FOMA|TD AMERITRADE CLEARING, INC.|15457
AGNCN|AGNC INVESTMT DEP  C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|668
AGNCN|AGNC INVESTMT DEP  C|GEBB|GLOBAL EXECUTION BROKERS, LP|1016
AGNCN|AGNC INVESTMT DEP  C|GLPX|ACS EXECUTION SERVICES, LLC|300
AGNCN|AGNC INVESTMT DEP  C|GSCO|GOLDMAN SACHS & CO. LLC|893
AGNCN|AGNC INVESTMT DEP  C|GSCS|GOLDMAN SACHS & CO. LLC|100
AGNCN|AGNC INVESTMT DEP  C|GTSZ|GTS SECURITIES LLC|3930
AGNCN|AGNC INVESTMT DEP  C|HRBF|American Enterprise Investment Services Inc.|110
AGNCN|AGNC INVESTMT DEP  C|IATS|INTERACTIVE BROKERS LLC|403
AGNCN|AGNC INVESTMT DEP  C|IBKR|Interactive Brokers Llc|24095
AGNCN|AGNC INVESTMT DEP  C|INCA|INSTINET, LLC|5474
AGNCN|AGNC INVESTMT DEP  C|ITGI|ITG Inc.|1450
AGNCN|AGNC INVESTMT DEP  C|JANY|Janney Montgomery Scott Inc.|499
AGNCN|AGNC INVESTMT DEP  C|JPMX|J.P. Morgan Securities LLC|800
AGNCN|AGNC INVESTMT DEP  C|KCGM|VIRTU Americas LLC|1000
AGNCN|AGNC INVESTMT DEP  C|LEHM|Barclays Capital Inc./Le|1200
AGNCN|AGNC INVESTMT DEP  C|LIME|Lime Brokerage LLC|5151
AGNCN|AGNC INVESTMT DEP  C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AGNCN|AGNC INVESTMT DEP  C|MACC|Mid Atlantic Capital Corporation|40
AGNCN|AGNC INVESTMT DEP  C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
AGNCN|AGNC INVESTMT DEP  C|MSCO|MORGAN STANLEY & CO. LLC|55994
AGNCN|AGNC INVESTMT DEP  C|MSPL|MORGAN STANLEY & CO. LLC|1800
AGNCN|AGNC INVESTMT DEP  C|NATL|National Securities Corporation|2000
AGNCN|AGNC INVESTMT DEP  C|NFSC|National Financial Services LLC|53899
AGNCN|AGNC INVESTMT DEP  C|NITE|VIRTU Americas LLC|73472
AGNCN|AGNC INVESTMT DEP  C|NQRB|Brut, LLC|1183
AGNCN|AGNC INVESTMT DEP  C|OPCO|Oppenheimer & Co. Inc.|1231
AGNCN|AGNC INVESTMT DEP  C|PDQM|CODA MARKETS, INC.|300
AGNCN|AGNC INVESTMT DEP  C|PWJC|UBS Financial Services, Inc.|10921
AGNCN|AGNC INVESTMT DEP  C|RAJA|Raymond James & Associates, Inc.|13
AGNCN|AGNC INVESTMT DEP  C|RBCM|RBC CAPITAL MARKETS, LLC|5129
AGNCN|AGNC INVESTMT DEP  C|SALI|INTL FCSTONE FINANCIAL INC.|23
AGNCN|AGNC INVESTMT DEP  C|SBSH|Citigroup Global Markets Inc.|366
AGNCN|AGNC INVESTMT DEP  C|SGMT|GOLDMAN SACHS & CO. LLC|200
AGNCN|AGNC INVESTMT DEP  C|SPDR|SPEEDROUTE LLC|200
AGNCN|AGNC INVESTMT DEP  C|STFL|Stifel, Nicolaus & Company, Incorporated|700
AGNCN|AGNC INVESTMT DEP  C|SWIM|TD Ameritrade, Inc.|712
AGNCN|AGNC INVESTMT DEP  C|SWST|Hilltop Securities Inc.|231
AGNCN|AGNC INVESTMT DEP  C|UBSA|UBS SECURITIES LLC|10413
AGNCN|AGNC INVESTMT DEP  C|UBSS|UBS Securities LLC|44724
AGNCN|AGNC INVESTMT DEP  C|VGRD|Vanguard Marketing Corporation|750
AGNCN|AGNC INVESTMT DEP  C|WCHV|WELLS FARGO SECURITIES, LLC|12703
AGNCN|AGNC INVESTMT DEP  C|WSEA|WOLVERINE SECURITIES, LLC|400
AGNCN|AGNC INVESTMT DEP  C|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
AGNCN|AGNC INVESTMT DEP  C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1030
AGND|WT NGTV DR US AG BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
AGND|WT NGTV DR US AG BD|CANT|Cantor Fitzgerald & Co.|3700
AGND|WT NGTV DR US AG BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2200
AGND|WT NGTV DR US AG BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2690
AGND|WT NGTV DR US AG BD|DBAX|Deutsche Bank Securities Inc.|1000
AGND|WT NGTV DR US AG BD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
AGND|WT NGTV DR US AG BD|EBXL|EBX LLC|200
AGND|WT NGTV DR US AG BD|ETRS|E*Trade Securities LLC|46
AGND|WT NGTV DR US AG BD|FBCO|Credit Suisse Securities (USA) LLC|312
AGND|WT NGTV DR US AG BD|FOMA|TD AMERITRADE CLEARING, INC.|70874
AGND|WT NGTV DR US AG BD|FTBR|Foliofn Investments, Inc.|162
AGND|WT NGTV DR US AG BD|GEBB|GLOBAL EXECUTION BROKERS, LP|100
AGND|WT NGTV DR US AG BD|IBKR|Interactive Brokers Llc|5781
AGND|WT NGTV DR US AG BD|ICBX|INSTINET, LLC|2800
AGND|WT NGTV DR US AG BD|INCA|INSTINET, LLC|100
AGND|WT NGTV DR US AG BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|111076
AGND|WT NGTV DR US AG BD|JSJX|JANE STREET CAPITAL LLC|982
AGND|WT NGTV DR US AG BD|KCGM|VIRTU Americas LLC|1954
AGND|WT NGTV DR US AG BD|LEHM|Barclays Capital Inc./Le|2000
AGND|WT NGTV DR US AG BD|LIME|Lime Brokerage LLC|468
AGND|WT NGTV DR US AG BD|MACC|Mid Atlantic Capital Corporation|17
AGND|WT NGTV DR US AG BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2196
AGND|WT NGTV DR US AG BD|MSCO|MORGAN STANLEY & CO. LLC|48
AGND|WT NGTV DR US AG BD|MSPL|MORGAN STANLEY & CO. LLC|400
AGND|WT NGTV DR US AG BD|NFSC|National Financial Services LLC|4186
AGND|WT NGTV DR US AG BD|NITE|VIRTU Americas LLC|9054
AGND|WT NGTV DR US AG BD|SGMT|GOLDMAN SACHS & CO. LLC|400
AGND|WT NGTV DR US AG BD|SPHN|Stephens Inc.|450
AGND|WT NGTV DR US AG BD|SWIM|TD Ameritrade, Inc.|3
AGND|WT NGTV DR US AG BD|UBSA|UBS SECURITIES LLC|4471
AGND|WT NGTV DR US AG BD|UBSS|UBS Securities LLC|280
AGND|WT NGTV DR US AG BD|VGRD|Vanguard Marketing Corporation|1389
AGND|WT NGTV DR US AG BD|WBET|Wallachbeth Capital LLC|68800
AGND|WT NGTV DR US AG BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
AGND|WT NGTV DR US AG BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52
AGO|ASSURED GUARANTY LTD|ALTX|Alternet Securities Inc.|16274
AGO|ASSURED GUARANTY LTD|APCC|Apex Clearing Corporation|822
AGO|ASSURED GUARANTY LTD|AQUA|AQUA SECURITIES L.P.|2500
AGO|ASSURED GUARANTY LTD|BANK|Primevest Financial Services, Inc.|14
AGO|ASSURED GUARANTY LTD|BARD|Robert W. Baird & Co. Incorporated|2248
AGO|ASSURED GUARANTY LTD|BATM|CBOE TRADING, INC.|3080
AGO|ASSURED GUARANTY LTD|BBNT|BB&T SECURITIES, LLC|49
AGO|ASSURED GUARANTY LTD|BERN|Sanford C. Bernstein & Co., LLC|15754
AGO|ASSURED GUARANTY LTD|BIDS|BIDS TRADING L.P.|48300
AGO|ASSURED GUARANTY LTD|BKCM|BNY Mellon Capital Markets LLC|751
AGO|ASSURED GUARANTY LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9156
AGO|ASSURED GUARANTY LTD|BLKX|INSTINET, LLC|17880
AGO|ASSURED GUARANTY LTD|BNPX|BNP PARIBAS SECURITIES CORP.|2437
AGO|ASSURED GUARANTY LTD|BTIG|BTIG, LLC|66785
AGO|ASSURED GUARANTY LTD|BYXM|CBOE TRADING, INC.|2212
AGO|ASSURED GUARANTY LTD|BZYD|GOLDMAN SACHS & CO. LLC|400
AGO|ASSURED GUARANTY LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|59172
AGO|ASSURED GUARANTY LTD|CHAS|Charles Schwab & Co., Inc.|11
AGO|ASSURED GUARANTY LTD|CIOI|CITIGROUP GLOBAL MARKETS INC|29786
AGO|ASSURED GUARANTY LTD|CIST|Capital Institutional Services, Inc.|37
AGO|ASSURED GUARANTY LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121285
AGO|ASSURED GUARANTY LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6616
AGO|ASSURED GUARANTY LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|283061
AGO|ASSURED GUARANTY LTD|CTDL|Citadel Derivatives Group Llc|27081
AGO|ASSURED GUARANTY LTD|CTLR|CUTLER GROUP, LP|100
AGO|ASSURED GUARANTY LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|92316
AGO|ASSURED GUARANTY LTD|DBAB|Deutsche Bank Securities Inc.|223651
AGO|ASSURED GUARANTY LTD|DBAX|Deutsche Bank Securities Inc.|157600
AGO|ASSURED GUARANTY LTD|DEAN|MORGAN STANLEY|3189
AGO|ASSURED GUARANTY LTD|DEGS|RONIN PROFESSIONAL LLC|200
AGO|ASSURED GUARANTY LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15020
AGO|ASSURED GUARANTY LTD|DOWL|Dowling & Partners Securities LLC|1000
AGO|ASSURED GUARANTY LTD|EBXL|EBX LLC|310200
AGO|ASSURED GUARANTY LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|11157
AGO|ASSURED GUARANTY LTD|EDJO|Edward D. Jones & Co., L.P.|805
AGO|ASSURED GUARANTY LTD|EGAM|CBOE TRADING, INC.|15590
AGO|ASSURED GUARANTY LTD|EGAW|CBOE TRADING, INC.|100
AGO|ASSURED GUARANTY LTD|EGMT|EG MARKET TECHNOLOGIES LLC|220
AGO|ASSURED GUARANTY LTD|EGXM|CBOE TRADING, INC.|1141
AGO|ASSURED GUARANTY LTD|ELEV|ELEVATION, LLC|7425
AGO|ASSURED GUARANTY LTD|ETBE|Electronic Transaction Clearing, Inc.|7663
AGO|ASSURED GUARANTY LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
AGO|ASSURED GUARANTY LTD|ETCC|Electronic Transaction Clearing, Inc.|773
AGO|ASSURED GUARANTY LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3080
AGO|ASSURED GUARANTY LTD|ETRS|E*Trade Securities LLC|13978
AGO|ASSURED GUARANTY LTD|FILL|Tradestation Securities, Inc.|408
AGO|ASSURED GUARANTY LTD|FMAF|NBCN Inc./ CDS|2025
AGO|ASSURED GUARANTY LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|539
AGO|ASSURED GUARANTY LTD|FQLS|Quantlab Securities LP|313709
AGO|ASSURED GUARANTY LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136448
AGO|ASSURED GUARANTY LTD|FTBR|Foliofn Investments, Inc.|483
AGO|ASSURED GUARANTY LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|8379
AGO|ASSURED GUARANTY LTD|GLPX|ACS EXECUTION SERVICES, LLC|40364
AGO|ASSURED GUARANTY LTD|GSCO|GOLDMAN SACHS & CO. LLC|341804
AGO|ASSURED GUARANTY LTD|GSCS|GOLDMAN SACHS & CO. LLC|82542
AGO|ASSURED GUARANTY LTD|GSLT|GOLDMAN SACHS & CO. LLC|9260
AGO|ASSURED GUARANTY LTD|GTSZ|GTS SECURITIES LLC|58709
AGO|ASSURED GUARANTY LTD|HRBF|American Enterprise Investment Services Inc.|2344
AGO|ASSURED GUARANTY LTD|HSBC|HSBC Securities, Inc.|9896
AGO|ASSURED GUARANTY LTD|IATS|INTERACTIVE BROKERS LLC|5259
AGO|ASSURED GUARANTY LTD|IBKR|Interactive Brokers Llc|11093
AGO|ASSURED GUARANTY LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3076
AGO|ASSURED GUARANTY LTD|ICBX|INSTINET, LLC|69241
AGO|ASSURED GUARANTY LTD|INCA|INSTINET, LLC|408874
AGO|ASSURED GUARANTY LTD|INJX|INSTINET, LLC|37505
AGO|ASSURED GUARANTY LTD|ITGI|ITG Inc.|99562
AGO|ASSURED GUARANTY LTD|ITGP|ITG INC.|140200
AGO|ASSURED GUARANTY LTD|JANY|Janney Montgomery Scott Inc.|2693
AGO|ASSURED GUARANTY LTD|JEFF|JEFFERIES LLC|157602
AGO|ASSURED GUARANTY LTD|JMPT|JUMP TRADING, LLC|64264
AGO|ASSURED GUARANTY LTD|JONE|JonesTrading|510
AGO|ASSURED GUARANTY LTD|JPBX|J.P. MORGAN SECURITIES LLC|68477
AGO|ASSURED GUARANTY LTD|JPMX|J.P. Morgan Securities LLC|375822
AGO|ASSURED GUARANTY LTD|JSJX|JANE STREET CAPITAL LLC|10077
AGO|ASSURED GUARANTY LTD|KBWI|Keefe, Bruyette & Woods, Inc.|7138
AGO|ASSURED GUARANTY LTD|KCGM|VIRTU Americas LLC|59926
AGO|ASSURED GUARANTY LTD|LEHM|Barclays Capital Inc./Le|716148
AGO|ASSURED GUARANTY LTD|LIME|Lime Brokerage LLC|120657
AGO|ASSURED GUARANTY LTD|LOOP|Loop Capital Markets LLC|1852
AGO|ASSURED GUARANTY LTD|LQNA|LIQUIDNET, INC.|11600
AGO|ASSURED GUARANTY LTD|LSCI|Lek Securities Corporation|251
AGO|ASSURED GUARANTY LTD|MKMP|MKM Partners LLC|4100
AGO|ASSURED GUARANTY LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|223956
AGO|ASSURED GUARANTY LTD|MOTF|MOTIF INVESTING, INC.|1
AGO|ASSURED GUARANTY LTD|MSCO|MORGAN STANLEY & CO. LLC|757375
AGO|ASSURED GUARANTY LTD|MSPL|MORGAN STANLEY & CO. LLC|326400
AGO|ASSURED GUARANTY LTD|MSTX|MORGAN STANLEY & CO. LLC|145600
AGO|ASSURED GUARANTY LTD|NFSC|National Financial Services LLC|57864
AGO|ASSURED GUARANTY LTD|NITE|VIRTU Americas LLC|296242
AGO|ASSURED GUARANTY LTD|NITP|VIRTU Americas LLC|1000
AGO|ASSURED GUARANTY LTD|NQRB|Brut, LLC|18124
AGO|ASSURED GUARANTY LTD|NTBF|BMO Nesbitt Burns Inc./CDS|1777
AGO|ASSURED GUARANTY LTD|OHOS|TWO SIGMA SECURITIES, LLC|39091
AGO|ASSURED GUARANTY LTD|OPCO|Oppenheimer & Co. Inc.|1387
AGO|ASSURED GUARANTY LTD|PDQM|CODA MARKETS, INC.|67098
AGO|ASSURED GUARANTY LTD|PHLY|NASDAQ Execution Services, LLC|200
AGO|ASSURED GUARANTY LTD|PREC|PRECISION SECURITIES, LLC|8700
AGO|ASSURED GUARANTY LTD|PWJC|UBS Financial Services, Inc.|1700
AGO|ASSURED GUARANTY LTD|RBCM|RBC CAPITAL MARKETS, LLC|3572
AGO|ASSURED GUARANTY LTD|RGLD|Regal Securities, Inc|200
AGO|ASSURED GUARANTY LTD|SAGL|SAGETRADER, LLC|4302
AGO|ASSURED GUARANTY LTD|SAGW|SAGETRADER, LLC|200
AGO|ASSURED GUARANTY LTD|SALI|INTL FCSTONE FINANCIAL INC.|190
AGO|ASSURED GUARANTY LTD|SBSH|Citigroup Global Markets Inc.|471726
AGO|ASSURED GUARANTY LTD|SGMT|GOLDMAN SACHS & CO. LLC|76427
AGO|ASSURED GUARANTY LTD|SPDR|SPEEDROUTE LLC|16418
AGO|ASSURED GUARANTY LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|502
AGO|ASSURED GUARANTY LTD|STFL|Stifel, Nicolaus & Company, Incorporated|1843
AGO|ASSURED GUARANTY LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3655
AGO|ASSURED GUARANTY LTD|SWIM|TD Ameritrade, Inc.|3999
AGO|ASSURED GUARANTY LTD|SWST|Hilltop Securities Inc.|224
AGO|ASSURED GUARANTY LTD|TKNG|ALLY INVEST SECURITIES LLC|832
AGO|ASSURED GUARANTY LTD|TRBT|Tradebot Systems, Inc.|151957
AGO|ASSURED GUARANTY LTD|TRCM|TRC MARKETS LLC|82818
AGO|ASSURED GUARANTY LTD|UBSA|UBS SECURITIES LLC|520959
AGO|ASSURED GUARANTY LTD|UBSS|UBS Securities LLC|526084
AGO|ASSURED GUARANTY LTD|VALX|VIRTU AMERICAS LLC|4236
AGO|ASSURED GUARANTY LTD|VERT|The Vertical Trading Group, LLC|38
AGO|ASSURED GUARANTY LTD|VGRD|Vanguard Marketing Corporation|11918
AGO|ASSURED GUARANTY LTD|WBLR|WILLIAM BLAIR|15
AGO|ASSURED GUARANTY LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|3506
AGO|ASSURED GUARANTY LTD|WCHV|WELLS FARGO SECURITIES, LLC|537648
AGO|ASSURED GUARANTY LTD|WDNX|WEEDEN & CO.L.P.|4288
AGO|ASSURED GUARANTY LTD|WEDB|WEDBUSH SECURITIES INC.|601
AGO|ASSURED GUARANTY LTD|WEED|Weeden & Co.L.P.|8318
AGO|ASSURED GUARANTY LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6865
AGO|ASSURED GUARANTY LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30782
AGO|ASSURED GUARANTY LTD|WSEA|WOLVERINE SECURITIES, LLC|1465
AGO|ASSURED GUARANTY LTD|XIST|INSTINET, LLC|79728
AGO|ASSURED GUARANTY LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|35696
AGO|ASSURED GUARANTY LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|1523
AGO|ASSURED GUARANTY LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1154
AGO$B|ASSRD GRNTY B 6.875|APCC|Apex Clearing Corporation|6
AGO$B|ASSRD GRNTY B 6.875|EDJO|Edward D. Jones & Co., L.P.|910
AGO$B|ASSRD GRNTY B 6.875|ETRS|E*Trade Securities LLC|823
AGO$B|ASSRD GRNTY B 6.875|HRBF|American Enterprise Investment Services Inc.|2831
AGO$B|ASSRD GRNTY B 6.875|IBKR|Interactive Brokers Llc|896
AGO$B|ASSRD GRNTY B 6.875|INCA|INSTINET, LLC|100
AGO$B|ASSRD GRNTY B 6.875|JSEB|JANE STREET EXECUTION SERVICES, LLC|224
AGO$B|ASSRD GRNTY B 6.875|LIME|Lime Brokerage LLC|152
AGO$B|ASSRD GRNTY B 6.875|MSCO|MORGAN STANLEY & CO. LLC|200
AGO$B|ASSRD GRNTY B 6.875|NFSC|National Financial Services LLC|5925
AGO$B|ASSRD GRNTY B 6.875|NITE|VIRTU Americas LLC|9901
AGO$B|ASSRD GRNTY B 6.875|PCPT|PHILLIP CAPITAL INC.|2130
AGO$B|ASSRD GRNTY B 6.875|RBCM|RBC CAPITAL MARKETS, LLC|300
AGO$B|ASSRD GRNTY B 6.875|STFL|Stifel, Nicolaus & Company, Incorporated|331
AGO$B|ASSRD GRNTY B 6.875|UBSA|UBS SECURITIES LLC|180
AGO$B|ASSRD GRNTY B 6.875|UBSS|UBS Securities LLC|1390
AGO$B|ASSRD GRNTY B 6.875|WCHV|WELLS FARGO SECURITIES, LLC|2327
AGO$B|ASSRD GRNTY B 6.875|YLPL|Linsco/Private Ledger Financial Services, Incorporated|80
AGO$E|ASSUR GRNTY NTS|BARD|Robert W. Baird & Co. Incorporated|29
AGO$E|ASSUR GRNTY NTS|BATM|CBOE TRADING, INC.|200
AGO$E|ASSUR GRNTY NTS|BAYC|BAY CREST PARTNERS, LLC|500
AGO$E|ASSUR GRNTY NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|402
AGO$E|ASSUR GRNTY NTS|CIST|Capital Institutional Services, Inc.|1066
AGO$E|ASSUR GRNTY NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
AGO$E|ASSUR GRNTY NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|910
AGO$E|ASSUR GRNTY NTS|DBAX|Deutsche Bank Securities Inc.|1100
AGO$E|ASSUR GRNTY NTS|DEAN|MORGAN STANLEY|2172
AGO$E|ASSUR GRNTY NTS|EBXL|EBX LLC|600
AGO$E|ASSUR GRNTY NTS|EDJO|Edward D. Jones & Co., L.P.|2218
AGO$E|ASSUR GRNTY NTS|ETRS|E*Trade Securities LLC|3150
AGO$E|ASSUR GRNTY NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AGO$E|ASSUR GRNTY NTS|GSCO|GOLDMAN SACHS & CO. LLC|100
AGO$E|ASSUR GRNTY NTS|HRBF|American Enterprise Investment Services Inc.|504
AGO$E|ASSUR GRNTY NTS|IBKR|Interactive Brokers Llc|50
AGO$E|ASSUR GRNTY NTS|INCA|INSTINET, LLC|300
AGO$E|ASSUR GRNTY NTS|JANY|Janney Montgomery Scott Inc.|300
AGO$E|ASSUR GRNTY NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|512
AGO$E|ASSUR GRNTY NTS|KCGM|VIRTU Americas LLC|100
AGO$E|ASSUR GRNTY NTS|LEHM|Barclays Capital Inc./Le|400
AGO$E|ASSUR GRNTY NTS|MSCO|MORGAN STANLEY & CO. LLC|2176
AGO$E|ASSUR GRNTY NTS|NFSC|National Financial Services LLC|1263
AGO$E|ASSUR GRNTY NTS|NITE|VIRTU Americas LLC|11832
AGO$E|ASSUR GRNTY NTS|NQRB|Brut, LLC|97
AGO$E|ASSUR GRNTY NTS|OLDM|OLD MISSION CAPITAL, LLC|337
AGO$E|ASSUR GRNTY NTS|PCPT|PHILLIP CAPITAL INC.|1700
AGO$E|ASSUR GRNTY NTS|PWJC|UBS Financial Services, Inc.|80
AGO$E|ASSUR GRNTY NTS|RBCM|RBC CAPITAL MARKETS, LLC|1587
AGO$E|ASSUR GRNTY NTS|SPDR|SPEEDROUTE LLC|200
AGO$E|ASSUR GRNTY NTS|STFL|Stifel, Nicolaus & Company, Incorporated|1671
AGO$E|ASSUR GRNTY NTS|SWIM|TD Ameritrade, Inc.|600
AGO$E|ASSUR GRNTY NTS|UBSA|UBS SECURITIES LLC|966
AGO$E|ASSUR GRNTY NTS|UBSS|UBS Securities LLC|4438
AGO$E|ASSUR GRNTY NTS|VGRD|Vanguard Marketing Corporation|301
AGO$E|ASSUR GRNTY NTS|WCHV|WELLS FARGO SECURITIES, LLC|3930
AGO$E|ASSUR GRNTY NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46
AGO$E|ASSUR GRNTY NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7316
AGO$F|ASSRD GRNTY SEC NTS|BARD|Robert W. Baird & Co. Incorporated|300
AGO$F|ASSRD GRNTY SEC NTS|BBNT|BB&T SECURITIES, LLC|800
AGO$F|ASSRD GRNTY SEC NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|233
AGO$F|ASSRD GRNTY SEC NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3900
AGO$F|ASSRD GRNTY SEC NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
AGO$F|ASSRD GRNTY SEC NTS|DEAN|MORGAN STANLEY|1000
AGO$F|ASSRD GRNTY SEC NTS|EDJO|Edward D. Jones & Co., L.P.|500
AGO$F|ASSRD GRNTY SEC NTS|EGAM|CBOE TRADING, INC.|472
AGO$F|ASSRD GRNTY SEC NTS|EGXM|CBOE TRADING, INC.|250
AGO$F|ASSRD GRNTY SEC NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AGO$F|ASSRD GRNTY SEC NTS|HRBF|American Enterprise Investment Services Inc.|905
AGO$F|ASSRD GRNTY SEC NTS|IBKR|Interactive Brokers Llc|800
AGO$F|ASSRD GRNTY SEC NTS|INCA|INSTINET, LLC|1100
AGO$F|ASSRD GRNTY SEC NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|224
AGO$F|ASSRD GRNTY SEC NTS|LEHM|Barclays Capital Inc./Le|400
AGO$F|ASSRD GRNTY SEC NTS|MSCO|MORGAN STANLEY & CO. LLC|226
AGO$F|ASSRD GRNTY SEC NTS|NFSC|National Financial Services LLC|643
AGO$F|ASSRD GRNTY SEC NTS|NITE|VIRTU Americas LLC|9852
AGO$F|ASSRD GRNTY SEC NTS|NQRB|Brut, LLC|300
AGO$F|ASSRD GRNTY SEC NTS|PWJC|UBS Financial Services, Inc.|99
AGO$F|ASSRD GRNTY SEC NTS|RBCM|RBC CAPITAL MARKETS, LLC|987
AGO$F|ASSRD GRNTY SEC NTS|STFL|Stifel, Nicolaus & Company, Incorporated|500
AGO$F|ASSRD GRNTY SEC NTS|SWIM|TD Ameritrade, Inc.|339
AGO$F|ASSRD GRNTY SEC NTS|UBSA|UBS SECURITIES LLC|600
AGO$F|ASSRD GRNTY SEC NTS|UBSS|UBS Securities LLC|2866
AGO$F|ASSRD GRNTY SEC NTS|VGRD|Vanguard Marketing Corporation|300
AGO$F|ASSRD GRNTY SEC NTS|WCHV|WELLS FARGO SECURITIES, LLC|3917
AGO$F|ASSRD GRNTY SEC NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|981
AGQ|PROSHARES|ALTX|Alternet Securities Inc.|500
AGQ|PROSHARES|APCC|Apex Clearing Corporation|1641
AGQ|PROSHARES|BATM|CBOE TRADING, INC.|496
AGQ|PROSHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|250
AGQ|PROSHARES|CHAS|Charles Schwab & Co., Inc.|525
AGQ|PROSHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16030
AGQ|PROSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47248
AGQ|PROSHARES|DBAB|Deutsche Bank Securities Inc.|969
AGQ|PROSHARES|DBAX|Deutsche Bank Securities Inc.|3500
AGQ|PROSHARES|EBXL|EBX LLC|300
AGQ|PROSHARES|EGAM|CBOE TRADING, INC.|1330
AGQ|PROSHARES|EGXM|CBOE TRADING, INC.|7000
AGQ|PROSHARES|ETBE|Electronic Transaction Clearing, Inc.|2200
AGQ|PROSHARES|ETRS|E*Trade Securities LLC|96955
AGQ|PROSHARES|FILL|Tradestation Securities, Inc.|16175
AGQ|PROSHARES|FMAF|NBCN Inc./ CDS|30
AGQ|PROSHARES|FQLS|Quantlab Securities LP|8290
AGQ|PROSHARES|FTBR|Foliofn Investments, Inc.|2332
AGQ|PROSHARES|GLIS|TD Securities Inc|4650
AGQ|PROSHARES|GSCO|GOLDMAN SACHS & CO. LLC|400
AGQ|PROSHARES|GSLT|GOLDMAN SACHS & CO. LLC|441
AGQ|PROSHARES|GTSZ|GTS SECURITIES LLC|400
AGQ|PROSHARES|HRBF|American Enterprise Investment Services Inc.|23
AGQ|PROSHARES|IATS|INTERACTIVE BROKERS LLC|5934
AGQ|PROSHARES|IBKR|Interactive Brokers Llc|21597
AGQ|PROSHARES|ICBX|INSTINET, LLC|37247
AGQ|PROSHARES|INCA|INSTINET, LLC|18575
AGQ|PROSHARES|ITGI|ITG Inc.|530
AGQ|PROSHARES|ITGP|ITG INC.|16200
AGQ|PROSHARES|JMPT|JUMP TRADING, LLC|603
AGQ|PROSHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|39500
AGQ|PROSHARES|JSJX|JANE STREET CAPITAL LLC|151584
AGQ|PROSHARES|KCGM|VIRTU Americas LLC|1642
AGQ|PROSHARES|LEHM|Barclays Capital Inc./Le|46900
AGQ|PROSHARES|LIME|Lime Brokerage LLC|16252
AGQ|PROSHARES|MBTS|ALLY INVEST SECURITIES LLC|30
AGQ|PROSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30034
AGQ|PROSHARES|MOTF|MOTIF INVESTING, INC.|2
AGQ|PROSHARES|MSCO|MORGAN STANLEY & CO. LLC|74493
AGQ|PROSHARES|MSPL|MORGAN STANLEY & CO. LLC|19400
AGQ|PROSHARES|NFSC|National Financial Services LLC|289924
AGQ|PROSHARES|NITE|VIRTU Americas LLC|454034
AGQ|PROSHARES|NITP|VIRTU Americas LLC|5900
AGQ|PROSHARES|NQRB|Brut, LLC|100
AGQ|PROSHARES|NTBF|BMO Nesbitt Burns Inc./CDS|20
AGQ|PROSHARES|OPCO|Oppenheimer & Co. Inc.|600
AGQ|PROSHARES|PCPT|PHILLIP CAPITAL INC.|510
AGQ|PROSHARES|PHLY|NASDAQ Execution Services, LLC|1600
AGQ|PROSHARES|SBSH|Citigroup Global Markets Inc.|1090
AGQ|PROSHARES|SGMT|GOLDMAN SACHS & CO. LLC|7920
AGQ|PROSHARES|SHMR|ABN Amro Clearing LLC|10592
AGQ|PROSHARES|SWIM|TD Ameritrade, Inc.|28949
AGQ|PROSHARES|TDFS|TRADERFIELD SECURITIES INC.|160
AGQ|PROSHARES|TKNG|ALLY INVEST SECURITIES LLC|1185
AGQ|PROSHARES|TRCM|TRC MARKETS LLC|827
AGQ|PROSHARES|UBSA|UBS SECURITIES LLC|55131
AGQ|PROSHARES|UBSS|UBS Securities LLC|26159
AGQ|PROSHARES|VGRD|Vanguard Marketing Corporation|6409
AGQ|PROSHARES|VSIN|Vision Financial Markets Llc|235
AGQ|PROSHARES|WABR|Wall Street Access|28910
AGQ|PROSHARES|WCHV|WELLS FARGO SECURITIES, LLC|34750
AGQ|PROSHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5430
AGQ|PROSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13734
AGQ|PROSHARES|WSEA|WOLVERINE SECURITIES, LLC|4413
AGQ|PROSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|108
AGR|AVANGRID, INC.|AGIS|Aegis Capital Corp.|7
AGR|AVANGRID, INC.|ALTX|Alternet Securities Inc.|10114
AGR|AVANGRID, INC.|ANOS|ABEL/NOSER, L.L.C.|186
AGR|AVANGRID, INC.|APCC|Apex Clearing Corporation|14425
AGR|AVANGRID, INC.|BANK|Primevest Financial Services, Inc.|100
AGR|AVANGRID, INC.|BARD|Robert W. Baird & Co. Incorporated|2979
AGR|AVANGRID, INC.|BATM|CBOE TRADING, INC.|2174
AGR|AVANGRID, INC.|BBNT|BB&T SECURITIES, LLC|202
AGR|AVANGRID, INC.|BERN|Sanford C. Bernstein & Co., LLC|6475
AGR|AVANGRID, INC.|BIDS|BIDS TRADING L.P.|200
AGR|AVANGRID, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5910
AGR|AVANGRID, INC.|BLKX|INSTINET, LLC|23500
AGR|AVANGRID, INC.|BMOC|BMO Capital Markets Corp.|305
AGR|AVANGRID, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|622
AGR|AVANGRID, INC.|BTIG|BTIG, LLC|371
AGR|AVANGRID, INC.|BYXM|CBOE TRADING, INC.|1496
AGR|AVANGRID, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2370
AGR|AVANGRID, INC.|CANT|Cantor Fitzgerald & Co.|3731
AGR|AVANGRID, INC.|CHAS|Charles Schwab & Co., Inc.|462
AGR|AVANGRID, INC.|CIST|Capital Institutional Services, Inc.|1607
AGR|AVANGRID, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12032
AGR|AVANGRID, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19246
AGR|AVANGRID, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|845
AGR|AVANGRID, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142122
AGR|AVANGRID, INC.|CTDL|Citadel Derivatives Group Llc|1529
AGR|AVANGRID, INC.|CTLR|CUTLER GROUP, LP|1109
AGR|AVANGRID, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|24572
AGR|AVANGRID, INC.|DBAB|Deutsche Bank Securities Inc.|103240
AGR|AVANGRID, INC.|DBAX|Deutsche Bank Securities Inc.|89300
AGR|AVANGRID, INC.|DBUL|Deutsche Bank Securities Inc.|500
AGR|AVANGRID, INC.|DEAN|MORGAN STANLEY|949
AGR|AVANGRID, INC.|DEGS|RONIN PROFESSIONAL LLC|1195
AGR|AVANGRID, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|262
AGR|AVANGRID, INC.|EBXL|EBX LLC|52900
AGR|AVANGRID, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|9383
AGR|AVANGRID, INC.|EDJC|Edward Jones / CDS|427
AGR|AVANGRID, INC.|EDJO|Edward D. Jones & Co., L.P.|18358
AGR|AVANGRID, INC.|EGAM|CBOE TRADING, INC.|11493
AGR|AVANGRID, INC.|EGAW|CBOE TRADING, INC.|51
AGR|AVANGRID, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|700
AGR|AVANGRID, INC.|EGXM|CBOE TRADING, INC.|1027
AGR|AVANGRID, INC.|ETBE|Electronic Transaction Clearing, Inc.|3210
AGR|AVANGRID, INC.|ETCC|Electronic Transaction Clearing, Inc.|370
AGR|AVANGRID, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6850
AGR|AVANGRID, INC.|ETRS|E*Trade Securities LLC|1836
AGR|AVANGRID, INC.|FILL|Tradestation Securities, Inc.|374
AGR|AVANGRID, INC.|FMAF|NBCN Inc./ CDS|200
AGR|AVANGRID, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3033
AGR|AVANGRID, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62558
AGR|AVANGRID, INC.|FTBR|Foliofn Investments, Inc.|1434
AGR|AVANGRID, INC.|GLPX|ACS EXECUTION SERVICES, LLC|17051
AGR|AVANGRID, INC.|GSCO|GOLDMAN SACHS & CO. LLC|263000
AGR|AVANGRID, INC.|GSCS|GOLDMAN SACHS & CO. LLC|907
AGR|AVANGRID, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3131
AGR|AVANGRID, INC.|GTSZ|GTS SECURITIES LLC|47640
AGR|AVANGRID, INC.|HRBF|American Enterprise Investment Services Inc.|3786
AGR|AVANGRID, INC.|HSBC|HSBC Securities, Inc.|200
AGR|AVANGRID, INC.|IATS|INTERACTIVE BROKERS LLC|2003
AGR|AVANGRID, INC.|IBKR|Interactive Brokers Llc|3010
AGR|AVANGRID, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4663
AGR|AVANGRID, INC.|ICBX|INSTINET, LLC|29400
AGR|AVANGRID, INC.|INCA|INSTINET, LLC|120618
AGR|AVANGRID, INC.|INJX|INSTINET, LLC|26661
AGR|AVANGRID, INC.|ITGI|ITG Inc.|16333
AGR|AVANGRID, INC.|ITGP|ITG INC.|69200
AGR|AVANGRID, INC.|JANY|Janney Montgomery Scott Inc.|1741
AGR|AVANGRID, INC.|JEFF|JEFFERIES LLC|84448
AGR|AVANGRID, INC.|JMPT|JUMP TRADING, LLC|22829
AGR|AVANGRID, INC.|JPBX|J.P. MORGAN SECURITIES LLC|75157
AGR|AVANGRID, INC.|JPMX|J.P. Morgan Securities LLC|146387
AGR|AVANGRID, INC.|JSJX|JANE STREET CAPITAL LLC|6549
AGR|AVANGRID, INC.|KCGM|VIRTU Americas LLC|12005
AGR|AVANGRID, INC.|LEHM|Barclays Capital Inc./Le|233468
AGR|AVANGRID, INC.|LIME|Lime Brokerage LLC|11893
AGR|AVANGRID, INC.|LOOP|Loop Capital Markets LLC|171
AGR|AVANGRID, INC.|LQNA|LIQUIDNET, INC.|27900
AGR|AVANGRID, INC.|LSCI|Lek Securities Corporation|8
AGR|AVANGRID, INC.|MACC|Mid Atlantic Capital Corporation|42
AGR|AVANGRID, INC.|MAXM|Maxim Group LLC|50
AGR|AVANGRID, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25800
AGR|AVANGRID, INC.|MOTF|MOTIF INVESTING, INC.|4
AGR|AVANGRID, INC.|MSCO|MORGAN STANLEY & CO. LLC|964652
AGR|AVANGRID, INC.|MSPL|MORGAN STANLEY & CO. LLC|181700
AGR|AVANGRID, INC.|MSTX|MORGAN STANLEY & CO. LLC|84200
AGR|AVANGRID, INC.|NATL|National Securities Corporation|334
AGR|AVANGRID, INC.|NFSC|National Financial Services LLC|78407
AGR|AVANGRID, INC.|NITE|VIRTU Americas LLC|131887
AGR|AVANGRID, INC.|NITP|VIRTU Americas LLC|300
AGR|AVANGRID, INC.|NQRB|Brut, LLC|13752
AGR|AVANGRID, INC.|OPCO|Oppenheimer & Co. Inc.|26097
AGR|AVANGRID, INC.|PDQM|CODA MARKETS, INC.|36905
AGR|AVANGRID, INC.|PWJC|UBS Financial Services, Inc.|1120
AGR|AVANGRID, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2589
AGR|AVANGRID, INC.|SAGL|SAGETRADER, LLC|900
AGR|AVANGRID, INC.|SALI|INTL FCSTONE FINANCIAL INC.|200
AGR|AVANGRID, INC.|SBSH|Citigroup Global Markets Inc.|64377
AGR|AVANGRID, INC.|SEIC|SEI Investments Distribution Co.|300
AGR|AVANGRID, INC.|SGMT|GOLDMAN SACHS & CO. LLC|42333
AGR|AVANGRID, INC.|SJLS|TRADE INFORMATICS LLC|100
AGR|AVANGRID, INC.|SPDR|SPEEDROUTE LLC|24503
AGR|AVANGRID, INC.|SPHN|Stephens Inc.|3
AGR|AVANGRID, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1750
AGR|AVANGRID, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5965
AGR|AVANGRID, INC.|SWIM|TD Ameritrade, Inc.|800
AGR|AVANGRID, INC.|SWST|Hilltop Securities Inc.|2661
AGR|AVANGRID, INC.|TKNG|ALLY INVEST SECURITIES LLC|210
AGR|AVANGRID, INC.|TRBT|Tradebot Systems, Inc.|67085
AGR|AVANGRID, INC.|TRCM|TRC MARKETS LLC|48188
AGR|AVANGRID, INC.|UBSA|UBS SECURITIES LLC|192313
AGR|AVANGRID, INC.|UBSS|UBS Securities LLC|294943
AGR|AVANGRID, INC.|VALX|VIRTU AMERICAS LLC|3590
AGR|AVANGRID, INC.|VGRD|Vanguard Marketing Corporation|2422
AGR|AVANGRID, INC.|VNDS|VANDHAM SECURITIES CORP|1900
AGR|AVANGRID, INC.|WABR|Wall Street Access|567
AGR|AVANGRID, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|632
AGR|AVANGRID, INC.|WCHV|WELLS FARGO SECURITIES, LLC|179408
AGR|AVANGRID, INC.|WDNX|WEEDEN & CO.L.P.|3348
AGR|AVANGRID, INC.|WEDB|WEDBUSH SECURITIES INC.|404
AGR|AVANGRID, INC.|WEED|Weeden & Co.L.P.|21620
AGR|AVANGRID, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|207
AGR|AVANGRID, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1800
AGR|AVANGRID, INC.|WSAG|WALL STREET ACCESS|57
AGR|AVANGRID, INC.|WSEA|WOLVERINE SECURITIES, LLC|968
AGR|AVANGRID, INC.|XIST|INSTINET, LLC|105040
AGR|AVANGRID, INC.|XPQR|Jump Trading|1998
AGR|AVANGRID, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|12020
AGR|AVANGRID, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|620
AGR|AVANGRID, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3627
AGRO|ADECOAGRO S.A.|ALTX|Alternet Securities Inc.|11735
AGRO|ADECOAGRO S.A.|APCC|Apex Clearing Corporation|476
AGRO|ADECOAGRO S.A.|BATM|CBOE TRADING, INC.|8718
AGRO|ADECOAGRO S.A.|BAYT|BTIG, LLC|2500
AGRO|ADECOAGRO S.A.|BERN|Sanford C. Bernstein & Co., LLC|2200
AGRO|ADECOAGRO S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5065
AGRO|ADECOAGRO S.A.|BLKX|INSTINET, LLC|23700
AGRO|ADECOAGRO S.A.|BTIG|BTIG, LLC|239514
AGRO|ADECOAGRO S.A.|BYXM|CBOE TRADING, INC.|2000
AGRO|ADECOAGRO S.A.|BZYD|GOLDMAN SACHS & CO. LLC|1800
AGRO|ADECOAGRO S.A.|CANT|Cantor Fitzgerald & Co.|336753
AGRO|ADECOAGRO S.A.|CHAS|Charles Schwab & Co., Inc.|36110
AGRO|ADECOAGRO S.A.|CIST|Capital Institutional Services, Inc.|1800
AGRO|ADECOAGRO S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59647
AGRO|ADECOAGRO S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|797
AGRO|ADECOAGRO S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|122183
AGRO|ADECOAGRO S.A.|CTDL|Citadel Derivatives Group Llc|1601
AGRO|ADECOAGRO S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|12380
AGRO|ADECOAGRO S.A.|DBAB|Deutsche Bank Securities Inc.|80041
AGRO|ADECOAGRO S.A.|DBAX|Deutsche Bank Securities Inc.|95700
AGRO|ADECOAGRO S.A.|DEAN|MORGAN STANLEY|29125
AGRO|ADECOAGRO S.A.|DEGS|RONIN PROFESSIONAL LLC|976
AGRO|ADECOAGRO S.A.|EBXL|EBX LLC|111600
AGRO|ADECOAGRO S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|27400
AGRO|ADECOAGRO S.A.|EDJO|Edward D. Jones & Co., L.P.|2875
AGRO|ADECOAGRO S.A.|EGAM|CBOE TRADING, INC.|2868
AGRO|ADECOAGRO S.A.|EGXM|CBOE TRADING, INC.|10835
AGRO|ADECOAGRO S.A.|ETBE|Electronic Transaction Clearing, Inc.|3343
AGRO|ADECOAGRO S.A.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
AGRO|ADECOAGRO S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
AGRO|ADECOAGRO S.A.|ETRS|E*Trade Securities LLC|145832
AGRO|ADECOAGRO S.A.|FILL|Tradestation Securities, Inc.|4688
AGRO|ADECOAGRO S.A.|FMAF|NBCN Inc./ CDS|80
AGRO|ADECOAGRO S.A.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|844
AGRO|ADECOAGRO S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68136
AGRO|ADECOAGRO S.A.|FTBR|Foliofn Investments, Inc.|3115
AGRO|ADECOAGRO S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|700
AGRO|ADECOAGRO S.A.|GLIS|TD Securities Inc|778
AGRO|ADECOAGRO S.A.|GLPX|ACS EXECUTION SERVICES, LLC|603
AGRO|ADECOAGRO S.A.|GSCO|GOLDMAN SACHS & CO. LLC|1915638
AGRO|ADECOAGRO S.A.|GSLT|GOLDMAN SACHS & CO. LLC|5655
AGRO|ADECOAGRO S.A.|GTSZ|GTS SECURITIES LLC|8391
AGRO|ADECOAGRO S.A.|HRBF|American Enterprise Investment Services Inc.|21
AGRO|ADECOAGRO S.A.|IATS|INTERACTIVE BROKERS LLC|8501
AGRO|ADECOAGRO S.A.|IBKR|Interactive Brokers Llc|36838
AGRO|ADECOAGRO S.A.|ICBX|INSTINET, LLC|44142
AGRO|ADECOAGRO S.A.|INCA|INSTINET, LLC|37144
AGRO|ADECOAGRO S.A.|ITGI|ITG Inc.|54325
AGRO|ADECOAGRO S.A.|ITGP|ITG INC.|95200
AGRO|ADECOAGRO S.A.|JEFF|JEFFERIES LLC|12145
AGRO|ADECOAGRO S.A.|JMPT|JUMP TRADING, LLC|23235
AGRO|ADECOAGRO S.A.|JONE|JonesTrading|72864
AGRO|ADECOAGRO S.A.|JPBX|J.P. MORGAN SECURITIES LLC|2400
AGRO|ADECOAGRO S.A.|JPMX|J.P. Morgan Securities LLC|322772
AGRO|ADECOAGRO S.A.|JSJX|JANE STREET CAPITAL LLC|5888
AGRO|ADECOAGRO S.A.|KCGM|VIRTU Americas LLC|65835
AGRO|ADECOAGRO S.A.|LEHM|Barclays Capital Inc./Le|237321
AGRO|ADECOAGRO S.A.|LIME|Lime Brokerage LLC|15248
AGRO|ADECOAGRO S.A.|LSCI|Lek Securities Corporation|7
AGRO|ADECOAGRO S.A.|MBTS|ALLY INVEST SECURITIES LLC|5067
AGRO|ADECOAGRO S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115570
AGRO|ADECOAGRO S.A.|MSCO|MORGAN STANLEY & CO. LLC|596088
AGRO|ADECOAGRO S.A.|MSPL|MORGAN STANLEY & CO. LLC|385500
AGRO|ADECOAGRO S.A.|MSTX|MORGAN STANLEY & CO. LLC|163900
AGRO|ADECOAGRO S.A.|NFSC|National Financial Services LLC|95061
AGRO|ADECOAGRO S.A.|NITE|VIRTU Americas LLC|265251
AGRO|ADECOAGRO S.A.|NQRB|Brut, LLC|3893
AGRO|ADECOAGRO S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|100
AGRO|ADECOAGRO S.A.|NTRC|Northern Trust Securities, Inc.|1
AGRO|ADECOAGRO S.A.|OPCO|Oppenheimer & Co. Inc.|900
AGRO|ADECOAGRO S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
AGRO|ADECOAGRO S.A.|PDQM|CODA MARKETS, INC.|7700
AGRO|ADECOAGRO S.A.|PWJC|UBS Financial Services, Inc.|6000
AGRO|ADECOAGRO S.A.|RBCM|RBC CAPITAL MARKETS, LLC|5000
AGRO|ADECOAGRO S.A.|SAGW|SAGETRADER, LLC|3600
AGRO|ADECOAGRO S.A.|SBSH|Citigroup Global Markets Inc.|125697
AGRO|ADECOAGRO S.A.|SGMT|GOLDMAN SACHS & CO. LLC|148957
AGRO|ADECOAGRO S.A.|SPDR|SPEEDROUTE LLC|300
AGRO|ADECOAGRO S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|3210
AGRO|ADECOAGRO S.A.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2897
AGRO|ADECOAGRO S.A.|SWIM|TD Ameritrade, Inc.|13505
AGRO|ADECOAGRO S.A.|TKNG|ALLY INVEST SECURITIES LLC|400
AGRO|ADECOAGRO S.A.|TRBT|Tradebot Systems, Inc.|56911
AGRO|ADECOAGRO S.A.|TRCM|TRC MARKETS LLC|15164
AGRO|ADECOAGRO S.A.|UBSA|UBS SECURITIES LLC|434331
AGRO|ADECOAGRO S.A.|UBSS|UBS Securities LLC|355396
AGRO|ADECOAGRO S.A.|VALX|VIRTU AMERICAS LLC|16162
AGRO|ADECOAGRO S.A.|VGRD|Vanguard Marketing Corporation|43928
AGRO|ADECOAGRO S.A.|WCHV|WELLS FARGO SECURITIES, LLC|3569
AGRO|ADECOAGRO S.A.|WEED|Weeden & Co.L.P.|10951
AGRO|ADECOAGRO S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2500
AGRO|ADECOAGRO S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|158
AGRO|ADECOAGRO S.A.|WGIF|CIBC World Markets Inc.|1000
AGRO|ADECOAGRO S.A.|WSEA|WOLVERINE SECURITIES, LLC|3337
AGRO|ADECOAGRO S.A.|XIST|INSTINET, LLC|9400
AGRO|ADECOAGRO S.A.|XPUS|XP SECURITIES, LLC|11800
AGRO|ADECOAGRO S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|6360
AGRO|ADECOAGRO S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1690
AGRX|AGILE THERAP CMN STK|ALTX|Alternet Securities Inc.|9800
AGRX|AGILE THERAP CMN STK|APCC|Apex Clearing Corporation|43130
AGRX|AGILE THERAP CMN STK|BATM|CBOE TRADING, INC.|1200
AGRX|AGILE THERAP CMN STK|BERN|Sanford C. Bernstein & Co., LLC|561960
AGRX|AGILE THERAP CMN STK|BIMI|Banca IMI Securities Corp.|106717
AGRX|AGILE THERAP CMN STK|BLKX|INSTINET, LLC|11400
AGRX|AGILE THERAP CMN STK|CANT|Cantor Fitzgerald & Co.|283
AGRX|AGILE THERAP CMN STK|CHAS|Charles Schwab & Co., Inc.|1475
AGRX|AGILE THERAP CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11094
AGRX|AGILE THERAP CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32601
AGRX|AGILE THERAP CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|114952
AGRX|AGILE THERAP CMN STK|CTDL|Citadel Derivatives Group Llc|5066
AGRX|AGILE THERAP CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|85240
AGRX|AGILE THERAP CMN STK|DBAB|Deutsche Bank Securities Inc.|118022
AGRX|AGILE THERAP CMN STK|DBAX|Deutsche Bank Securities Inc.|16200
AGRX|AGILE THERAP CMN STK|DEAN|MORGAN STANLEY|200
AGRX|AGILE THERAP CMN STK|DEGS|RONIN PROFESSIONAL LLC|3498
AGRX|AGILE THERAP CMN STK|EBXL|EBX LLC|148900
AGRX|AGILE THERAP CMN STK|EDJO|Edward D. Jones & Co., L.P.|1000
AGRX|AGILE THERAP CMN STK|EGAM|CBOE TRADING, INC.|10761
AGRX|AGILE THERAP CMN STK|EGXM|CBOE TRADING, INC.|36686
AGRX|AGILE THERAP CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|868
AGRX|AGILE THERAP CMN STK|ETRS|E*Trade Securities LLC|1060729
AGRX|AGILE THERAP CMN STK|FBCO|Credit Suisse Securities (USA) LLC|35119
AGRX|AGILE THERAP CMN STK|FILL|Tradestation Securities, Inc.|48070
AGRX|AGILE THERAP CMN STK|FMAF|NBCN Inc./ CDS|2203
AGRX|AGILE THERAP CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|1402422
AGRX|AGILE THERAP CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18366
AGRX|AGILE THERAP CMN STK|FTBR|Foliofn Investments, Inc.|379
AGRX|AGILE THERAP CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|6593
AGRX|AGILE THERAP CMN STK|GLIS|TD Securities Inc|1800
AGRX|AGILE THERAP CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|56974
AGRX|AGILE THERAP CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|7000
AGRX|AGILE THERAP CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|20393
AGRX|AGILE THERAP CMN STK|HSBC|HSBC Securities, Inc.|500
AGRX|AGILE THERAP CMN STK|IATS|INTERACTIVE BROKERS LLC|43400
AGRX|AGILE THERAP CMN STK|IBKR|Interactive Brokers Llc|316090
AGRX|AGILE THERAP CMN STK|ICBX|INSTINET, LLC|50065
AGRX|AGILE THERAP CMN STK|INCA|INSTINET, LLC|121258
AGRX|AGILE THERAP CMN STK|ITGP|ITG INC.|114600
AGRX|AGILE THERAP CMN STK|JANY|Janney Montgomery Scott Inc.|42391
AGRX|AGILE THERAP CMN STK|JMPT|JUMP TRADING, LLC|30243
AGRX|AGILE THERAP CMN STK|JPMX|J.P. Morgan Securities LLC|193662
AGRX|AGILE THERAP CMN STK|KCGM|VIRTU Americas LLC|111712
AGRX|AGILE THERAP CMN STK|LEHM|Barclays Capital Inc./Le|207431
AGRX|AGILE THERAP CMN STK|LIME|Lime Brokerage LLC|33429
AGRX|AGILE THERAP CMN STK|LPCM|Lampert Capital Markets Inc.|5000
AGRX|AGILE THERAP CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122560
AGRX|AGILE THERAP CMN STK|MOTF|MOTIF INVESTING, INC.|3
AGRX|AGILE THERAP CMN STK|MSCO|MORGAN STANLEY & CO. LLC|558534
AGRX|AGILE THERAP CMN STK|MSPL|MORGAN STANLEY & CO. LLC|38000
AGRX|AGILE THERAP CMN STK|MSTX|MORGAN STANLEY & CO. LLC|15400
AGRX|AGILE THERAP CMN STK|NFSC|National Financial Services LLC|670685
AGRX|AGILE THERAP CMN STK|NITE|VIRTU Americas LLC|2332314
AGRX|AGILE THERAP CMN STK|NITP|VIRTU Americas LLC|100
AGRX|AGILE THERAP CMN STK|NQRB|Brut, LLC|4550
AGRX|AGILE THERAP CMN STK|PDQM|CODA MARKETS, INC.|158431
AGRX|AGILE THERAP CMN STK|PWJC|UBS Financial Services, Inc.|500
AGRX|AGILE THERAP CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|69475
AGRX|AGILE THERAP CMN STK|SBSH|Citigroup Global Markets Inc.|192403
AGRX|AGILE THERAP CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|56644
AGRX|AGILE THERAP CMN STK|SPDR|SPEEDROUTE LLC|22343
AGRX|AGILE THERAP CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|9400
AGRX|AGILE THERAP CMN STK|SWIM|TD Ameritrade, Inc.|492083
AGRX|AGILE THERAP CMN STK|SWST|Hilltop Securities Inc.|17000
AGRX|AGILE THERAP CMN STK|TKNG|ALLY INVEST SECURITIES LLC|33837
AGRX|AGILE THERAP CMN STK|TWTT|TASTYWORKS, INC.|2572
AGRX|AGILE THERAP CMN STK|UBSA|UBS SECURITIES LLC|352897
AGRX|AGILE THERAP CMN STK|UBSS|UBS Securities LLC|515262
AGRX|AGILE THERAP CMN STK|VALX|VIRTU AMERICAS LLC|1
AGRX|AGILE THERAP CMN STK|VGRD|Vanguard Marketing Corporation|43974
AGRX|AGILE THERAP CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|5432
AGRX|AGILE THERAP CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12270
AGRX|AGILE THERAP CMN STK|WGIF|CIBC World Markets Inc.|17170
AGRX|AGILE THERAP CMN STK|WSEA|WOLVERINE SECURITIES, LLC|90563
AGRX|AGILE THERAP CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|30512
AGRX|AGILE THERAP CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14754
AGS|PLAYAGS, INC.|ALTX|Alternet Securities Inc.|6258
AGS|PLAYAGS, INC.|APCC|Apex Clearing Corporation|198
AGS|PLAYAGS, INC.|BARD|Robert W. Baird & Co. Incorporated|3500
AGS|PLAYAGS, INC.|BATM|CBOE TRADING, INC.|2439
AGS|PLAYAGS, INC.|BAYC|BAY CREST PARTNERS, LLC|202
AGS|PLAYAGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|84
AGS|PLAYAGS, INC.|BIDS|BIDS TRADING L.P.|100783
AGS|PLAYAGS, INC.|BLKX|INSTINET, LLC|10000
AGS|PLAYAGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1072
AGS|PLAYAGS, INC.|BYXM|CBOE TRADING, INC.|141
AGS|PLAYAGS, INC.|CANT|Cantor Fitzgerald & Co.|6830
AGS|PLAYAGS, INC.|CHAS|Charles Schwab & Co., Inc.|6830
AGS|PLAYAGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48543
AGS|PLAYAGS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9050
AGS|PLAYAGS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
AGS|PLAYAGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137716
AGS|PLAYAGS, INC.|CTDL|Citadel Derivatives Group Llc|1086
AGS|PLAYAGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|10116
AGS|PLAYAGS, INC.|DBAB|Deutsche Bank Securities Inc.|26880
AGS|PLAYAGS, INC.|DBAX|Deutsche Bank Securities Inc.|128900
AGS|PLAYAGS, INC.|DBUL|Deutsche Bank Securities Inc.|200
AGS|PLAYAGS, INC.|DEAN|MORGAN STANLEY|816
AGS|PLAYAGS, INC.|DEGS|RONIN PROFESSIONAL LLC|3550
AGS|PLAYAGS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
AGS|PLAYAGS, INC.|EBXL|EBX LLC|80500
AGS|PLAYAGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7039
AGS|PLAYAGS, INC.|EDJO|Edward D. Jones & Co., L.P.|60
AGS|PLAYAGS, INC.|EGAM|CBOE TRADING, INC.|1743
AGS|PLAYAGS, INC.|EGAW|CBOE TRADING, INC.|100
AGS|PLAYAGS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1100
AGS|PLAYAGS, INC.|EGXW|CBOE TRADING, INC.|100
AGS|PLAYAGS, INC.|ETBE|Electronic Transaction Clearing, Inc.|5036
AGS|PLAYAGS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2200
AGS|PLAYAGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16944
AGS|PLAYAGS, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|150
AGS|PLAYAGS, INC.|ETRS|E*Trade Securities LLC|13344
AGS|PLAYAGS, INC.|FILL|Tradestation Securities, Inc.|50
AGS|PLAYAGS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3566
AGS|PLAYAGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65406
AGS|PLAYAGS, INC.|FTBR|Foliofn Investments, Inc.|80
AGS|PLAYAGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|17928
AGS|PLAYAGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|217164
AGS|PLAYAGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1705
AGS|PLAYAGS, INC.|GTSZ|GTS SECURITIES LLC|64617
AGS|PLAYAGS, INC.|HRBF|American Enterprise Investment Services Inc.|2295
AGS|PLAYAGS, INC.|IATS|INTERACTIVE BROKERS LLC|1350
AGS|PLAYAGS, INC.|IBKR|Interactive Brokers Llc|7940
AGS|PLAYAGS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1670
AGS|PLAYAGS, INC.|ICBX|INSTINET, LLC|10548
AGS|PLAYAGS, INC.|IEQY|CITADEL SECURITIES LLC|17998
AGS|PLAYAGS, INC.|INCA|INSTINET, LLC|56432
AGS|PLAYAGS, INC.|INJX|INSTINET, LLC|364
AGS|PLAYAGS, INC.|ITGI|ITG Inc.|9710
AGS|PLAYAGS, INC.|ITGP|ITG INC.|47800
AGS|PLAYAGS, INC.|JEFF|JEFFERIES LLC|317398
AGS|PLAYAGS, INC.|JMPT|JUMP TRADING, LLC|15323
AGS|PLAYAGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|32686
AGS|PLAYAGS, INC.|JPMX|J.P. Morgan Securities LLC|302742
AGS|PLAYAGS, INC.|JSJX|JANE STREET CAPITAL LLC|5995
AGS|PLAYAGS, INC.|KCGM|VIRTU Americas LLC|15205
AGS|PLAYAGS, INC.|LEHM|Barclays Capital Inc./Le|124923
AGS|PLAYAGS, INC.|LIME|Lime Brokerage LLC|14985
AGS|PLAYAGS, INC.|LOOP|Loop Capital Markets LLC|10733
AGS|PLAYAGS, INC.|LQNA|LIQUIDNET, INC.|12100
AGS|PLAYAGS, INC.|MACQ|Macquarie Capital (USA) Inc.|100
AGS|PLAYAGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52700
AGS|PLAYAGS, INC.|MOTF|MOTIF INVESTING, INC.|6
AGS|PLAYAGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|371524
AGS|PLAYAGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|153700
AGS|PLAYAGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|6800
AGS|PLAYAGS, INC.|NFSC|National Financial Services LLC|42344
AGS|PLAYAGS, INC.|NITE|VIRTU Americas LLC|104245
AGS|PLAYAGS, INC.|NQRB|Brut, LLC|1138
AGS|PLAYAGS, INC.|OPCO|Oppenheimer & Co. Inc.|200
AGS|PLAYAGS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1150
AGS|PLAYAGS, INC.|PDQM|CODA MARKETS, INC.|38314
AGS|PLAYAGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|300
AGS|PLAYAGS, INC.|ROTH|Roth Capital Partners, LLC|16110
AGS|PLAYAGS, INC.|SAGL|SAGETRADER, LLC|1600
AGS|PLAYAGS, INC.|SBSH|Citigroup Global Markets Inc.|12109
AGS|PLAYAGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|43285
AGS|PLAYAGS, INC.|SOGO|Wang Investment Associates, Inc.|490
AGS|PLAYAGS, INC.|SPDR|SPEEDROUTE LLC|11972
AGS|PLAYAGS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|44628
AGS|PLAYAGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11600
AGS|PLAYAGS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|700
AGS|PLAYAGS, INC.|SWIM|TD Ameritrade, Inc.|2704
AGS|PLAYAGS, INC.|SWST|Hilltop Securities Inc.|100
AGS|PLAYAGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|50
AGS|PLAYAGS, INC.|TOUR|TOURMALINE PARTNERS, LLC|100
AGS|PLAYAGS, INC.|TRBT|Tradebot Systems, Inc.|59748
AGS|PLAYAGS, INC.|TRCM|TRC MARKETS LLC|2735
AGS|PLAYAGS, INC.|UBSA|UBS SECURITIES LLC|301397
AGS|PLAYAGS, INC.|UBSS|UBS Securities LLC|375698
AGS|PLAYAGS, INC.|VALX|VIRTU AMERICAS LLC|8687
AGS|PLAYAGS, INC.|VGRD|Vanguard Marketing Corporation|147
AGS|PLAYAGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|115856
AGS|PLAYAGS, INC.|WEDB|WEDBUSH SECURITIES INC.|6322
AGS|PLAYAGS, INC.|WEED|Weeden & Co.L.P.|962
AGS|PLAYAGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|72
AGS|PLAYAGS, INC.|XIST|INSTINET, LLC|400
AGS|PLAYAGS, INC.|XPQR|Jump Trading|1538
AGS|PLAYAGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|11888
AGS|PLAYAGS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3201
AGT|ISHARES MSCI ARGENTI|APCC|Apex Clearing Corporation|1
AGT|ISHARES MSCI ARGENTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3357
AGT|ISHARES MSCI ARGENTI|DBAX|Deutsche Bank Securities Inc.|900
AGT|ISHARES MSCI ARGENTI|EBXL|EBX LLC|300
AGT|ISHARES MSCI ARGENTI|ETRS|E*Trade Securities LLC|855
AGT|ISHARES MSCI ARGENTI|FMAF|NBCN Inc./ CDS|250
AGT|ISHARES MSCI ARGENTI|GEBB|GLOBAL EXECUTION BROKERS, LP|1867
AGT|ISHARES MSCI ARGENTI|GSCO|GOLDMAN SACHS & CO. LLC|214214
AGT|ISHARES MSCI ARGENTI|GTSZ|GTS SECURITIES LLC|304
AGT|ISHARES MSCI ARGENTI|IBKR|Interactive Brokers Llc|102
AGT|ISHARES MSCI ARGENTI|ICBX|INSTINET, LLC|540
AGT|ISHARES MSCI ARGENTI|ITGP|ITG INC.|4800
AGT|ISHARES MSCI ARGENTI|JSEB|JANE STREET EXECUTION SERVICES, LLC|20000
AGT|ISHARES MSCI ARGENTI|JSJX|JANE STREET CAPITAL LLC|5962
AGT|ISHARES MSCI ARGENTI|KCGM|VIRTU Americas LLC|584
AGT|ISHARES MSCI ARGENTI|LEHM|Barclays Capital Inc./Le|2100
AGT|ISHARES MSCI ARGENTI|LIME|Lime Brokerage LLC|245
AGT|ISHARES MSCI ARGENTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
AGT|ISHARES MSCI ARGENTI|MSCO|MORGAN STANLEY & CO. LLC|5044
AGT|ISHARES MSCI ARGENTI|MSPL|MORGAN STANLEY & CO. LLC|400
AGT|ISHARES MSCI ARGENTI|NFSC|National Financial Services LLC|11399
AGT|ISHARES MSCI ARGENTI|NITE|VIRTU Americas LLC|2628
AGT|ISHARES MSCI ARGENTI|NQRB|Brut, LLC|200
AGT|ISHARES MSCI ARGENTI|SBSH|Citigroup Global Markets Inc.|209
AGT|ISHARES MSCI ARGENTI|SGMT|GOLDMAN SACHS & CO. LLC|490
AGT|ISHARES MSCI ARGENTI|SWIM|TD Ameritrade, Inc.|308
AGT|ISHARES MSCI ARGENTI|UBSA|UBS SECURITIES LLC|6778
AGT|ISHARES MSCI ARGENTI|UBSS|UBS Securities LLC|2804
AGT|ISHARES MSCI ARGENTI|VGRD|Vanguard Marketing Corporation|64
AGT|ISHARES MSCI ARGENTI|XPUS|XP SECURITIES, LLC|429028
AGTC|APPLIED GENETIC TECH|APCC|Apex Clearing Corporation|9695
AGTC|APPLIED GENETIC TECH|BATM|CBOE TRADING, INC.|100
AGTC|APPLIED GENETIC TECH|BIMI|Banca IMI Securities Corp.|78
AGTC|APPLIED GENETIC TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18468
AGTC|APPLIED GENETIC TECH|CHAS|Charles Schwab & Co., Inc.|1000
AGTC|APPLIED GENETIC TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4802
AGTC|APPLIED GENETIC TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|724
AGTC|APPLIED GENETIC TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35331
AGTC|APPLIED GENETIC TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|7000
AGTC|APPLIED GENETIC TECH|DBAB|Deutsche Bank Securities Inc.|2511
AGTC|APPLIED GENETIC TECH|DBAX|Deutsche Bank Securities Inc.|5900
AGTC|APPLIED GENETIC TECH|DEAN|MORGAN STANLEY|6132
AGTC|APPLIED GENETIC TECH|DEGS|RONIN PROFESSIONAL LLC|19752
AGTC|APPLIED GENETIC TECH|EBXL|EBX LLC|19600
AGTC|APPLIED GENETIC TECH|EDJO|Edward D. Jones & Co., L.P.|877
AGTC|APPLIED GENETIC TECH|EGAM|CBOE TRADING, INC.|100
AGTC|APPLIED GENETIC TECH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1293
AGTC|APPLIED GENETIC TECH|ETRS|E*Trade Securities LLC|111470
AGTC|APPLIED GENETIC TECH|FBCO|Credit Suisse Securities (USA) LLC|47806
AGTC|APPLIED GENETIC TECH|FILL|Tradestation Securities, Inc.|96
AGTC|APPLIED GENETIC TECH|FMAF|NBCN Inc./ CDS|1050
AGTC|APPLIED GENETIC TECH|FOMA|TD AMERITRADE CLEARING, INC.|238029
AGTC|APPLIED GENETIC TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10191
AGTC|APPLIED GENETIC TECH|FTBR|Foliofn Investments, Inc.|170
AGTC|APPLIED GENETIC TECH|GEBB|GLOBAL EXECUTION BROKERS, LP|225
AGTC|APPLIED GENETIC TECH|GLPX|ACS EXECUTION SERVICES, LLC|223
AGTC|APPLIED GENETIC TECH|GSCO|GOLDMAN SACHS & CO. LLC|8422
AGTC|APPLIED GENETIC TECH|GSCS|GOLDMAN SACHS & CO. LLC|6066
AGTC|APPLIED GENETIC TECH|GSLT|GOLDMAN SACHS & CO. LLC|2837
AGTC|APPLIED GENETIC TECH|GTSZ|GTS SECURITIES LLC|3328
AGTC|APPLIED GENETIC TECH|HRBF|American Enterprise Investment Services Inc.|4000
AGTC|APPLIED GENETIC TECH|IATS|INTERACTIVE BROKERS LLC|1650
AGTC|APPLIED GENETIC TECH|IBKR|Interactive Brokers Llc|73133
AGTC|APPLIED GENETIC TECH|ICBX|INSTINET, LLC|12900
AGTC|APPLIED GENETIC TECH|INCA|INSTINET, LLC|122617
AGTC|APPLIED GENETIC TECH|INJX|INSTINET, LLC|1800
AGTC|APPLIED GENETIC TECH|ITGI|ITG Inc.|22139
AGTC|APPLIED GENETIC TECH|ITGP|ITG INC.|30000
AGTC|APPLIED GENETIC TECH|JEFF|JEFFERIES LLC|5753
AGTC|APPLIED GENETIC TECH|JMPT|JUMP TRADING, LLC|217
AGTC|APPLIED GENETIC TECH|JONE|JonesTrading|110000
AGTC|APPLIED GENETIC TECH|JPBX|J.P. MORGAN SECURITIES LLC|4600
AGTC|APPLIED GENETIC TECH|JPMX|J.P. Morgan Securities LLC|19034
AGTC|APPLIED GENETIC TECH|JSJX|JANE STREET CAPITAL LLC|201
AGTC|APPLIED GENETIC TECH|KCGM|VIRTU Americas LLC|4326
AGTC|APPLIED GENETIC TECH|LEHM|Barclays Capital Inc./Le|19468
AGTC|APPLIED GENETIC TECH|LIME|Lime Brokerage LLC|5295
AGTC|APPLIED GENETIC TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36150
AGTC|APPLIED GENETIC TECH|MSCO|MORGAN STANLEY & CO. LLC|66959
AGTC|APPLIED GENETIC TECH|MSPL|MORGAN STANLEY & CO. LLC|30800
AGTC|APPLIED GENETIC TECH|MSTX|MORGAN STANLEY & CO. LLC|2400
AGTC|APPLIED GENETIC TECH|NFSC|National Financial Services LLC|99225
AGTC|APPLIED GENETIC TECH|NITE|VIRTU Americas LLC|236949
AGTC|APPLIED GENETIC TECH|NQRB|Brut, LLC|390
AGTC|APPLIED GENETIC TECH|PDQM|CODA MARKETS, INC.|5215
AGTC|APPLIED GENETIC TECH|RAJA|Raymond James & Associates, Inc.|400
AGTC|APPLIED GENETIC TECH|RGLD|Regal Securities, Inc|16905
AGTC|APPLIED GENETIC TECH|SBSH|Citigroup Global Markets Inc.|5101
AGTC|APPLIED GENETIC TECH|SGMT|GOLDMAN SACHS & CO. LLC|13207
AGTC|APPLIED GENETIC TECH|SPDR|SPEEDROUTE LLC|2274
AGTC|APPLIED GENETIC TECH|STFL|Stifel, Nicolaus & Company, Incorporated|424
AGTC|APPLIED GENETIC TECH|SWIM|TD Ameritrade, Inc.|8136
AGTC|APPLIED GENETIC TECH|SWST|Hilltop Securities Inc.|6100
AGTC|APPLIED GENETIC TECH|TKNG|ALLY INVEST SECURITIES LLC|135
AGTC|APPLIED GENETIC TECH|TRBT|Tradebot Systems, Inc.|1500
AGTC|APPLIED GENETIC TECH|TRCM|TRC MARKETS LLC|21914
AGTC|APPLIED GENETIC TECH|TWTT|TASTYWORKS, INC.|200
AGTC|APPLIED GENETIC TECH|UBSA|UBS SECURITIES LLC|84819
AGTC|APPLIED GENETIC TECH|UBSS|UBS Securities LLC|43849
AGTC|APPLIED GENETIC TECH|VALX|VIRTU AMERICAS LLC|2919
AGTC|APPLIED GENETIC TECH|VGRD|Vanguard Marketing Corporation|2848
AGTC|APPLIED GENETIC TECH|WCHV|WELLS FARGO SECURITIES, LLC|29243
AGTC|APPLIED GENETIC TECH|WEDB|WEDBUSH SECURITIES INC.|1137
AGTC|APPLIED GENETIC TECH|WGIF|CIBC World Markets Inc.|10060
AGTC|APPLIED GENETIC TECH|WSEA|WOLVERINE SECURITIES, LLC|3066
AGTC|APPLIED GENETIC TECH|XIST|INSTINET, LLC|2200
AGTC|APPLIED GENETIC TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|37900
AGX|ARGAN INC|ALTX|Alternet Securities Inc.|1000
AGX|ARGAN INC|APCC|Apex Clearing Corporation|2659
AGX|ARGAN INC|BARD|Robert W. Baird & Co. Incorporated|200
AGX|ARGAN INC|BATM|CBOE TRADING, INC.|1401
AGX|ARGAN INC|BBNT|BB&T SECURITIES, LLC|249
AGX|ARGAN INC|BIDS|BIDS TRADING L.P.|100
AGX|ARGAN INC|BIMI|Banca IMI Securities Corp.|585
AGX|ARGAN INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|313
AGX|ARGAN INC|BNPX|BNP PARIBAS SECURITIES CORP.|2002
AGX|ARGAN INC|BTIG|BTIG, LLC|100
AGX|ARGAN INC|BYXM|CBOE TRADING, INC.|355
AGX|ARGAN INC|BZYD|GOLDMAN SACHS & CO. LLC|900
AGX|ARGAN INC|CHAS|Charles Schwab & Co., Inc.|602
AGX|ARGAN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14627
AGX|ARGAN INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1665
AGX|ARGAN INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
AGX|ARGAN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|87918
AGX|ARGAN INC|CTDL|Citadel Derivatives Group Llc|6896
AGX|ARGAN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12884
AGX|ARGAN INC|DADA|D.A. Davidson & Co.|39
AGX|ARGAN INC|DBAB|Deutsche Bank Securities Inc.|20117
AGX|ARGAN INC|DBAX|Deutsche Bank Securities Inc.|109100
AGX|ARGAN INC|DBUL|Deutsche Bank Securities Inc.|799
AGX|ARGAN INC|DEAN|MORGAN STANLEY|12043
AGX|ARGAN INC|DEGS|RONIN PROFESSIONAL LLC|1200
AGX|ARGAN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
AGX|ARGAN INC|EBXL|EBX LLC|21100
AGX|ARGAN INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|21810
AGX|ARGAN INC|EDJO|Edward D. Jones & Co., L.P.|143
AGX|ARGAN INC|EGAM|CBOE TRADING, INC.|3796
AGX|ARGAN INC|EGAW|CBOE TRADING, INC.|5
AGX|ARGAN INC|EGXM|CBOE TRADING, INC.|603
AGX|ARGAN INC|ETBE|Electronic Transaction Clearing, Inc.|4
AGX|ARGAN INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11480
AGX|ARGAN INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
AGX|ARGAN INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
AGX|ARGAN INC|ETRS|E*Trade Securities LLC|92435
AGX|ARGAN INC|FILL|Tradestation Securities, Inc.|2210
AGX|ARGAN INC|FMAF|NBCN Inc./ CDS|62
AGX|ARGAN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20311
AGX|ARGAN INC|FTBR|Foliofn Investments, Inc.|22906
AGX|ARGAN INC|GLIS|TD Securities Inc|5055
AGX|ARGAN INC|GLPX|ACS EXECUTION SERVICES, LLC|10973
AGX|ARGAN INC|GSCO|GOLDMAN SACHS & CO. LLC|98876
AGX|ARGAN INC|GSLT|GOLDMAN SACHS & CO. LLC|554
AGX|ARGAN INC|GTSZ|GTS SECURITIES LLC|14235
AGX|ARGAN INC|HPPX|POTAMUS TRADING, LLC|679
AGX|ARGAN INC|HRBF|American Enterprise Investment Services Inc.|773
AGX|ARGAN INC|IATS|INTERACTIVE BROKERS LLC|19645
AGX|ARGAN INC|IBKR|Interactive Brokers Llc|17182
AGX|ARGAN INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15
AGX|ARGAN INC|ICBX|INSTINET, LLC|8729
AGX|ARGAN INC|IEQY|CITADEL SECURITIES LLC|7846
AGX|ARGAN INC|INCA|INSTINET, LLC|34487
AGX|ARGAN INC|INJX|INSTINET, LLC|6567
AGX|ARGAN INC|ITGI|ITG Inc.|9949
AGX|ARGAN INC|ITGP|ITG INC.|43400
AGX|ARGAN INC|JANY|Janney Montgomery Scott Inc.|4
AGX|ARGAN INC|JEFF|JEFFERIES LLC|17540
AGX|ARGAN INC|JMPT|JUMP TRADING, LLC|7318
AGX|ARGAN INC|JONE|JonesTrading|200
AGX|ARGAN INC|JPBX|J.P. MORGAN SECURITIES LLC|3122
AGX|ARGAN INC|JPMX|J.P. Morgan Securities LLC|91282
AGX|ARGAN INC|JSJX|JANE STREET CAPITAL LLC|5647
AGX|ARGAN INC|KCGM|VIRTU Americas LLC|12480
AGX|ARGAN INC|LEHM|Barclays Capital Inc./Le|153644
AGX|ARGAN INC|LIME|Lime Brokerage LLC|9642
AGX|ARGAN INC|LOOP|Loop Capital Markets LLC|1359
AGX|ARGAN INC|LQNA|LIQUIDNET, INC.|32600
AGX|ARGAN INC|LSCI|Lek Securities Corporation|59
AGX|ARGAN INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|220
AGX|ARGAN INC|MACC|Mid Atlantic Capital Corporation|2642
AGX|ARGAN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47478
AGX|ARGAN INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|650
AGX|ARGAN INC|MSCO|MORGAN STANLEY & CO. LLC|485426
AGX|ARGAN INC|MSPL|MORGAN STANLEY & CO. LLC|125300
AGX|ARGAN INC|MSTX|MORGAN STANLEY & CO. LLC|27000
AGX|ARGAN INC|NBCS|NBC Securities, INC.|117
AGX|ARGAN INC|NFSC|National Financial Services LLC|116234
AGX|ARGAN INC|NITE|VIRTU Americas LLC|210015
AGX|ARGAN INC|NITP|VIRTU Americas LLC|100
AGX|ARGAN INC|NQRB|Brut, LLC|700
AGX|ARGAN INC|NTBF|BMO Nesbitt Burns Inc./CDS|80
AGX|ARGAN INC|OPCO|Oppenheimer & Co. Inc.|319
AGX|ARGAN INC|PDQM|CODA MARKETS, INC.|7706
AGX|ARGAN INC|PHLY|NASDAQ Execution Services, LLC|600
AGX|ARGAN INC|RBCM|RBC CAPITAL MARKETS, LLC|4574
AGX|ARGAN INC|RGLD|Regal Securities, Inc|5
AGX|ARGAN INC|SAGL|SAGETRADER, LLC|400
AGX|ARGAN INC|SBSH|Citigroup Global Markets Inc.|18357
AGX|ARGAN INC|SGMT|GOLDMAN SACHS & CO. LLC|31322
AGX|ARGAN INC|SPDR|SPEEDROUTE LLC|4048
AGX|ARGAN INC|SPTD|MINT GLOBAL MARKETS, INC.|2600
AGX|ARGAN INC|STFL|Stifel, Nicolaus & Company, Incorporated|3386
AGX|ARGAN INC|STKP|STOCKPILE INVESTMENTS, INC.|44
AGX|ARGAN INC|SWIM|TD Ameritrade, Inc.|13984
AGX|ARGAN INC|SWST|Hilltop Securities Inc.|745
AGX|ARGAN INC|TKNG|ALLY INVEST SECURITIES LLC|1206
AGX|ARGAN INC|TRBT|Tradebot Systems, Inc.|13441
AGX|ARGAN INC|TRCM|TRC MARKETS LLC|16405
AGX|ARGAN INC|TWTT|TASTYWORKS, INC.|4
AGX|ARGAN INC|UBSA|UBS SECURITIES LLC|206219
AGX|ARGAN INC|UBSS|UBS Securities LLC|207548
AGX|ARGAN INC|VALX|VIRTU AMERICAS LLC|9127
AGX|ARGAN INC|VGRD|Vanguard Marketing Corporation|9206
AGX|ARGAN INC|VSIN|Vision Financial Markets Llc|35
AGX|ARGAN INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
AGX|ARGAN INC|WCHV|WELLS FARGO SECURITIES, LLC|19958
AGX|ARGAN INC|WEDB|WEDBUSH SECURITIES INC.|650
AGX|ARGAN INC|WEED|Weeden & Co.L.P.|15609
AGX|ARGAN INC|WESC|Wellington Shields & Co., LLC|1200
AGX|ARGAN INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1483
AGX|ARGAN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3918
AGX|ARGAN INC|WSEA|WOLVERINE SECURITIES, LLC|1965
AGX|ARGAN INC|XIST|INSTINET, LLC|63200
AGX|ARGAN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12400
AGX|ARGAN INC|YKNA|COMHAR CAPITAL MARKETS, LLC|300
AGX|ARGAN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1859
AGYS|AGILYSYS INC      ##|ALTX|Alternet Securities Inc.|500
AGYS|AGILYSYS INC      ##|ANOS|ABEL/NOSER, L.L.C.|3066
AGYS|AGILYSYS INC      ##|APCC|Apex Clearing Corporation|203
AGYS|AGILYSYS INC      ##|BATM|CBOE TRADING, INC.|772
AGYS|AGILYSYS INC      ##|BAYC|BAY CREST PARTNERS, LLC|418
AGYS|AGILYSYS INC      ##|BERN|Sanford C. Bernstein & Co., LLC|4764
AGYS|AGILYSYS INC      ##|BLKX|INSTINET, LLC|9100
AGYS|AGILYSYS INC      ##|BMOC|BMO Capital Markets Corp.|2462
AGYS|AGILYSYS INC      ##|BNPX|BNP PARIBAS SECURITIES CORP.|3062
AGYS|AGILYSYS INC      ##|BTIG|BTIG, LLC|234
AGYS|AGILYSYS INC      ##|BYXM|CBOE TRADING, INC.|591
AGYS|AGILYSYS INC      ##|BZYD|GOLDMAN SACHS & CO. LLC|3710
AGYS|AGILYSYS INC      ##|CANT|Cantor Fitzgerald & Co.|13215
AGYS|AGILYSYS INC      ##|CHAS|Charles Schwab & Co., Inc.|570
AGYS|AGILYSYS INC      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7559
AGYS|AGILYSYS INC      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AGYS|AGILYSYS INC      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24989
AGYS|AGILYSYS INC      ##|CTDL|Citadel Derivatives Group Llc|2713
AGYS|AGILYSYS INC      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|908
AGYS|AGILYSYS INC      ##|DBAB|Deutsche Bank Securities Inc.|73918
AGYS|AGILYSYS INC      ##|DBAX|Deutsche Bank Securities Inc.|9500
AGYS|AGILYSYS INC      ##|DBUL|Deutsche Bank Securities Inc.|200
AGYS|AGILYSYS INC      ##|DEAN|MORGAN STANLEY|1071
AGYS|AGILYSYS INC      ##|DEGS|RONIN PROFESSIONAL LLC|3612
AGYS|AGILYSYS INC      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
AGYS|AGILYSYS INC      ##|EBXL|EBX LLC|21400
AGYS|AGILYSYS INC      ##|EDJO|Edward D. Jones & Co., L.P.|250
AGYS|AGILYSYS INC      ##|EGAM|CBOE TRADING, INC.|800
AGYS|AGILYSYS INC      ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
AGYS|AGILYSYS INC      ##|EGXM|CBOE TRADING, INC.|498
AGYS|AGILYSYS INC      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|624
AGYS|AGILYSYS INC      ##|ETRS|E*Trade Securities LLC|17242
AGYS|AGILYSYS INC      ##|FBCO|Credit Suisse Securities (USA) LLC|195852
AGYS|AGILYSYS INC      ##|FOMA|TD AMERITRADE CLEARING, INC.|11914
AGYS|AGILYSYS INC      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10346
AGYS|AGILYSYS INC      ##|FTBR|Foliofn Investments, Inc.|310
AGYS|AGILYSYS INC      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|4472
AGYS|AGILYSYS INC      ##|GLPX|ACS EXECUTION SERVICES, LLC|2698
AGYS|AGILYSYS INC      ##|GSCO|GOLDMAN SACHS & CO. LLC|190466
AGYS|AGILYSYS INC      ##|GSCS|GOLDMAN SACHS & CO. LLC|42161
AGYS|AGILYSYS INC      ##|GSLT|GOLDMAN SACHS & CO. LLC|469
AGYS|AGILYSYS INC      ##|GTSZ|GTS SECURITIES LLC|2859
AGYS|AGILYSYS INC      ##|HRBF|American Enterprise Investment Services Inc.|125
AGYS|AGILYSYS INC      ##|IATS|INTERACTIVE BROKERS LLC|720
AGYS|AGILYSYS INC      ##|IBKR|Interactive Brokers Llc|27026
AGYS|AGILYSYS INC      ##|ICBX|INSTINET, LLC|1500
AGYS|AGILYSYS INC      ##|IEQY|CITADEL SECURITIES LLC|7859
AGYS|AGILYSYS INC      ##|INCA|INSTINET, LLC|35810
AGYS|AGILYSYS INC      ##|INJX|INSTINET, LLC|11617
AGYS|AGILYSYS INC      ##|ITGI|ITG Inc.|67448
AGYS|AGILYSYS INC      ##|JEFF|JEFFERIES LLC|17080
AGYS|AGILYSYS INC      ##|JMPT|JUMP TRADING, LLC|1006
AGYS|AGILYSYS INC      ##|JPBX|J.P. MORGAN SECURITIES LLC|2334
AGYS|AGILYSYS INC      ##|JPMX|J.P. Morgan Securities LLC|16707
AGYS|AGILYSYS INC      ##|JSJX|JANE STREET CAPITAL LLC|266
AGYS|AGILYSYS INC      ##|KCGM|VIRTU Americas LLC|4264
AGYS|AGILYSYS INC      ##|LEHM|Barclays Capital Inc./Le|94030
AGYS|AGILYSYS INC      ##|LIME|Lime Brokerage LLC|57176
AGYS|AGILYSYS INC      ##|LMGP|LIME BROKERAGE LLC|1454
AGYS|AGILYSYS INC      ##|LQNA|LIQUIDNET, INC.|17700
AGYS|AGILYSYS INC      ##|LSCI|Lek Securities Corporation|100
AGYS|AGILYSYS INC      ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AGYS|AGILYSYS INC      ##|MAXM|Maxim Group LLC|1630
AGYS|AGILYSYS INC      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15674
AGYS|AGILYSYS INC      ##|MSCO|MORGAN STANLEY & CO. LLC|161543
AGYS|AGILYSYS INC      ##|MSPL|MORGAN STANLEY & CO. LLC|18800
AGYS|AGILYSYS INC      ##|MSTX|MORGAN STANLEY & CO. LLC|1200
AGYS|AGILYSYS INC      ##|NFSC|National Financial Services LLC|18322
AGYS|AGILYSYS INC      ##|NITE|VIRTU Americas LLC|113534
AGYS|AGILYSYS INC      ##|NQRB|Brut, LLC|901
AGYS|AGILYSYS INC      ##|OPCO|Oppenheimer & Co. Inc.|3353
AGYS|AGILYSYS INC      ##|PDQM|CODA MARKETS, INC.|200
AGYS|AGILYSYS INC      ##|PREC|PRECISION SECURITIES, LLC|4783
AGYS|AGILYSYS INC      ##|ROTH|Roth Capital Partners, LLC|36383
AGYS|AGILYSYS INC      ##|SBSH|Citigroup Global Markets Inc.|29645
AGYS|AGILYSYS INC      ##|SGMT|GOLDMAN SACHS & CO. LLC|10504
AGYS|AGILYSYS INC      ##|SPDR|SPEEDROUTE LLC|300
AGYS|AGILYSYS INC      ##|SWIM|TD Ameritrade, Inc.|14479
AGYS|AGILYSYS INC      ##|TRBT|Tradebot Systems, Inc.|10611
AGYS|AGILYSYS INC      ##|TRCM|TRC MARKETS LLC|34820
AGYS|AGILYSYS INC      ##|UBSA|UBS SECURITIES LLC|82266
AGYS|AGILYSYS INC      ##|UBSS|UBS Securities LLC|97046
AGYS|AGILYSYS INC      ##|VALX|VIRTU AMERICAS LLC|1222
AGYS|AGILYSYS INC      ##|VERT|The Vertical Trading Group, LLC|5515
AGYS|AGILYSYS INC      ##|VGRD|Vanguard Marketing Corporation|263
AGYS|AGILYSYS INC      ##|WABR|Wall Street Access|21928
AGYS|AGILYSYS INC      ##|WCHV|WELLS FARGO SECURITIES, LLC|8000
AGYS|AGILYSYS INC      ##|WEED|Weeden & Co.L.P.|7500
AGYS|AGILYSYS INC      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7271
AGYS|AGILYSYS INC      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|140
AGYS|AGILYSYS INC      ##|WSEA|WOLVERINE SECURITIES, LLC|349
AGYS|AGILYSYS INC      ##|XIST|INSTINET, LLC|4836
AGYS|AGILYSYS INC      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
AGYS|AGILYSYS INC      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
AGZ|ISHARES|APCC|Apex Clearing Corporation|12
AGZ|ISHARES|BANK|Primevest Financial Services, Inc.|3
AGZ|ISHARES|BATM|CBOE TRADING, INC.|16
AGZ|ISHARES|BBNT|BB&T SECURITIES, LLC|36
AGZ|ISHARES|BERN|Sanford C. Bernstein & Co., LLC|1
AGZ|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|392
AGZ|ISHARES|CHAS|Charles Schwab & Co., Inc.|150
AGZ|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1631
AGZ|ISHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|208
AGZ|ISHARES|DBAX|Deutsche Bank Securities Inc.|400
AGZ|ISHARES|DEAN|MORGAN STANLEY|301
AGZ|ISHARES|EDJO|Edward D. Jones & Co., L.P.|352
AGZ|ISHARES|ETCB|ETC BROKERAGE SERVICES, LLC|16
AGZ|ISHARES|ETRS|E*Trade Securities LLC|1244
AGZ|ISHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|218
AGZ|ISHARES|FTBR|Foliofn Investments, Inc.|210
AGZ|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|404
AGZ|ISHARES|HRBF|American Enterprise Investment Services Inc.|511
AGZ|ISHARES|IATS|INTERACTIVE BROKERS LLC|61
AGZ|ISHARES|IBKR|Interactive Brokers Llc|20
AGZ|ISHARES|ICBX|INSTINET, LLC|100
AGZ|ISHARES|ITGI|ITG Inc.|862
AGZ|ISHARES|ITGP|ITG INC.|200
AGZ|ISHARES|JANY|Janney Montgomery Scott Inc.|5
AGZ|ISHARES|JEFF|JEFFERIES LLC|58
AGZ|ISHARES|JPMX|J.P. Morgan Securities LLC|2266
AGZ|ISHARES|JSJX|JANE STREET CAPITAL LLC|38868
AGZ|ISHARES|KCGM|VIRTU Americas LLC|100
AGZ|ISHARES|LEHM|Barclays Capital Inc./Le|2680
AGZ|ISHARES|LIME|Lime Brokerage LLC|642
AGZ|ISHARES|MACC|Mid Atlantic Capital Corporation|3461
AGZ|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
AGZ|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|3034
AGZ|ISHARES|MSPL|MORGAN STANLEY & CO. LLC|300
AGZ|ISHARES|NBCS|NBC Securities, INC.|536
AGZ|ISHARES|NFSC|National Financial Services LLC|22105
AGZ|ISHARES|NITE|VIRTU Americas LLC|54316
AGZ|ISHARES|OPCO|Oppenheimer & Co. Inc.|122
AGZ|ISHARES|PWJC|UBS Financial Services, Inc.|600
AGZ|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|1297
AGZ|ISHARES|SBSH|Citigroup Global Markets Inc.|1144
AGZ|ISHARES|SGMT|GOLDMAN SACHS & CO. LLC|404
AGZ|ISHARES|SPHN|Stephens Inc.|49
AGZ|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|2
AGZ|ISHARES|STXG|Stockcross Financial Services, Inc.|23
AGZ|ISHARES|SWIM|TD Ameritrade, Inc.|1
AGZ|ISHARES|SWST|Hilltop Securities Inc.|20
AGZ|ISHARES|UBSA|UBS SECURITIES LLC|3255
AGZ|ISHARES|UBSS|UBS Securities LLC|29430
AGZ|ISHARES|VGRD|Vanguard Marketing Corporation|49
AGZ|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|17407
AGZ|ISHARES|WSEA|WOLVERINE SECURITIES, LLC|457
AGZ|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2542
AGZD|WT IN RT HDG AG BD|APCC|Apex Clearing Corporation|19
AGZD|WT IN RT HDG AG BD|BATM|CBOE TRADING, INC.|150
AGZD|WT IN RT HDG AG BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20
AGZD|WT IN RT HDG AG BD|CANT|Cantor Fitzgerald & Co.|198
AGZD|WT IN RT HDG AG BD|CHAS|Charles Schwab & Co., Inc.|25025
AGZD|WT IN RT HDG AG BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11
AGZD|WT IN RT HDG AG BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3293
AGZD|WT IN RT HDG AG BD|DBAX|Deutsche Bank Securities Inc.|200
AGZD|WT IN RT HDG AG BD|EBXL|EBX LLC|1600
AGZD|WT IN RT HDG AG BD|ETRS|E*Trade Securities LLC|286
AGZD|WT IN RT HDG AG BD|FBCO|Credit Suisse Securities (USA) LLC|144
AGZD|WT IN RT HDG AG BD|FOMA|TD AMERITRADE CLEARING, INC.|9693
AGZD|WT IN RT HDG AG BD|FTBR|Foliofn Investments, Inc.|6
AGZD|WT IN RT HDG AG BD|GEBB|GLOBAL EXECUTION BROKERS, LP|323
AGZD|WT IN RT HDG AG BD|GSCO|GOLDMAN SACHS & CO. LLC|20
AGZD|WT IN RT HDG AG BD|IBKR|Interactive Brokers Llc|10033
AGZD|WT IN RT HDG AG BD|ICBX|INSTINET, LLC|1200
AGZD|WT IN RT HDG AG BD|INCA|INSTINET, LLC|481
AGZD|WT IN RT HDG AG BD|JPMX|J.P. Morgan Securities LLC|400
AGZD|WT IN RT HDG AG BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|850
AGZD|WT IN RT HDG AG BD|JSJX|JANE STREET CAPITAL LLC|6825
AGZD|WT IN RT HDG AG BD|LEHM|Barclays Capital Inc./Le|1200
AGZD|WT IN RT HDG AG BD|LIME|Lime Brokerage LLC|856
AGZD|WT IN RT HDG AG BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AGZD|WT IN RT HDG AG BD|MSCO|MORGAN STANLEY & CO. LLC|1078
AGZD|WT IN RT HDG AG BD|NFSC|National Financial Services LLC|2379
AGZD|WT IN RT HDG AG BD|NITE|VIRTU Americas LLC|6837
AGZD|WT IN RT HDG AG BD|SGMT|GOLDMAN SACHS & CO. LLC|1211
AGZD|WT IN RT HDG AG BD|STFL|Stifel, Nicolaus & Company, Incorporated|122
AGZD|WT IN RT HDG AG BD|SWST|Hilltop Securities Inc.|275
AGZD|WT IN RT HDG AG BD|TRCM|TRC MARKETS LLC|40
AGZD|WT IN RT HDG AG BD|UBSA|UBS SECURITIES LLC|2526
AGZD|WT IN RT HDG AG BD|UBSS|UBS Securities LLC|616
AGZD|WT IN RT HDG AG BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|688
AHC|A.H. BELO CORPORATIO|APCC|Apex Clearing Corporation|50
AHC|A.H. BELO CORPORATIO|BANK|Primevest Financial Services, Inc.|4
AHC|A.H. BELO CORPORATIO|BATM|CBOE TRADING, INC.|2
AHC|A.H. BELO CORPORATIO|BAYC|BAY CREST PARTNERS, LLC|1330
AHC|A.H. BELO CORPORATIO|BZYD|GOLDMAN SACHS & CO. LLC|510
AHC|A.H. BELO CORPORATIO|CHAS|Charles Schwab & Co., Inc.|2
AHC|A.H. BELO CORPORATIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5510
AHC|A.H. BELO CORPORATIO|CTDL|Citadel Derivatives Group Llc|10
AHC|A.H. BELO CORPORATIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|954
AHC|A.H. BELO CORPORATIO|DADA|D.A. Davidson & Co.|2
AHC|A.H. BELO CORPORATIO|DBAB|Deutsche Bank Securities Inc.|492
AHC|A.H. BELO CORPORATIO|DBAX|Deutsche Bank Securities Inc.|600
AHC|A.H. BELO CORPORATIO|DEAN|MORGAN STANLEY|1717
AHC|A.H. BELO CORPORATIO|DEGS|RONIN PROFESSIONAL LLC|200
AHC|A.H. BELO CORPORATIO|EBXL|EBX LLC|6000
AHC|A.H. BELO CORPORATIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1912
AHC|A.H. BELO CORPORATIO|EDJO|Edward D. Jones & Co., L.P.|80
AHC|A.H. BELO CORPORATIO|ETRS|E*Trade Securities LLC|17686
AHC|A.H. BELO CORPORATIO|FILL|Tradestation Securities, Inc.|183
AHC|A.H. BELO CORPORATIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|827
AHC|A.H. BELO CORPORATIO|FTBR|Foliofn Investments, Inc.|269
AHC|A.H. BELO CORPORATIO|GSCO|GOLDMAN SACHS & CO. LLC|800
AHC|A.H. BELO CORPORATIO|GSCS|GOLDMAN SACHS & CO. LLC|5204
AHC|A.H. BELO CORPORATIO|HRBF|American Enterprise Investment Services Inc.|197
AHC|A.H. BELO CORPORATIO|IATS|INTERACTIVE BROKERS LLC|520
AHC|A.H. BELO CORPORATIO|IBKR|Interactive Brokers Llc|7598
AHC|A.H. BELO CORPORATIO|ICBX|INSTINET, LLC|2800
AHC|A.H. BELO CORPORATIO|INCA|INSTINET, LLC|4928
AHC|A.H. BELO CORPORATIO|INJX|INSTINET, LLC|400
AHC|A.H. BELO CORPORATIO|ITGI|ITG Inc.|2344
AHC|A.H. BELO CORPORATIO|ITGP|ITG INC.|2800
AHC|A.H. BELO CORPORATIO|JEFF|JEFFERIES LLC|2784
AHC|A.H. BELO CORPORATIO|JPMX|J.P. Morgan Securities LLC|5160
AHC|A.H. BELO CORPORATIO|KCGM|VIRTU Americas LLC|300
AHC|A.H. BELO CORPORATIO|LEHM|Barclays Capital Inc./Le|4500
AHC|A.H. BELO CORPORATIO|LIME|Lime Brokerage LLC|1937
AHC|A.H. BELO CORPORATIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14600
AHC|A.H. BELO CORPORATIO|MSCO|MORGAN STANLEY & CO. LLC|904
AHC|A.H. BELO CORPORATIO|MSPL|MORGAN STANLEY & CO. LLC|2100
AHC|A.H. BELO CORPORATIO|NFSC|National Financial Services LLC|37126
AHC|A.H. BELO CORPORATIO|NITE|VIRTU Americas LLC|46680
AHC|A.H. BELO CORPORATIO|SBSH|Citigroup Global Markets Inc.|28
AHC|A.H. BELO CORPORATIO|SGMT|GOLDMAN SACHS & CO. LLC|2191
AHC|A.H. BELO CORPORATIO|SPDR|SPEEDROUTE LLC|500
AHC|A.H. BELO CORPORATIO|SWIM|TD Ameritrade, Inc.|2607
AHC|A.H. BELO CORPORATIO|SWST|Hilltop Securities Inc.|15
AHC|A.H. BELO CORPORATIO|TKNG|ALLY INVEST SECURITIES LLC|12
AHC|A.H. BELO CORPORATIO|TRBT|Tradebot Systems, Inc.|364
AHC|A.H. BELO CORPORATIO|TRCM|TRC MARKETS LLC|800
AHC|A.H. BELO CORPORATIO|UBSA|UBS SECURITIES LLC|6378
AHC|A.H. BELO CORPORATIO|UBSS|UBS Securities LLC|4613
AHC|A.H. BELO CORPORATIO|VALX|VIRTU AMERICAS LLC|729
AHC|A.H. BELO CORPORATIO|VGRD|Vanguard Marketing Corporation|20
AHC|A.H. BELO CORPORATIO|WCHV|WELLS FARGO SECURITIES, LLC|5363
AHC|A.H. BELO CORPORATIO|WEED|Weeden & Co.L.P.|70
AHC|A.H. BELO CORPORATIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|204
AHC|A.H. BELO CORPORATIO|WSEA|WOLVERINE SECURITIES, LLC|1369
AHC|A.H. BELO CORPORATIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
AHC|A.H. BELO CORPORATIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|624
AHH|ARMADA HOFFLER PPTY|ALTX|Alternet Securities Inc.|2300
AHH|ARMADA HOFFLER PPTY|APCC|Apex Clearing Corporation|46
AHH|ARMADA HOFFLER PPTY|BARD|Robert W. Baird & Co. Incorporated|10771
AHH|ARMADA HOFFLER PPTY|BATM|CBOE TRADING, INC.|1440
AHH|ARMADA HOFFLER PPTY|BAYC|BAY CREST PARTNERS, LLC|9
AHH|ARMADA HOFFLER PPTY|BBNT|BB&T SECURITIES, LLC|1740
AHH|ARMADA HOFFLER PPTY|BERN|Sanford C. Bernstein & Co., LLC|1958
AHH|ARMADA HOFFLER PPTY|BIDS|BIDS TRADING L.P.|35600
AHH|ARMADA HOFFLER PPTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|619
AHH|ARMADA HOFFLER PPTY|BLKX|INSTINET, LLC|51620
AHH|ARMADA HOFFLER PPTY|BNPX|BNP PARIBAS SECURITIES CORP.|13044
AHH|ARMADA HOFFLER PPTY|BRVL|BLAYLOCK VAN, LLC|100
AHH|ARMADA HOFFLER PPTY|BYXM|CBOE TRADING, INC.|200
AHH|ARMADA HOFFLER PPTY|BZYD|GOLDMAN SACHS & CO. LLC|5325
AHH|ARMADA HOFFLER PPTY|CANT|Cantor Fitzgerald & Co.|51
AHH|ARMADA HOFFLER PPTY|CHAS|Charles Schwab & Co., Inc.|7
AHH|ARMADA HOFFLER PPTY|CICF|Canaccord Genuity Corp.|11730
AHH|ARMADA HOFFLER PPTY|CIST|Capital Institutional Services, Inc.|1495
AHH|ARMADA HOFFLER PPTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12780
AHH|ARMADA HOFFLER PPTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
AHH|ARMADA HOFFLER PPTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|91338
AHH|ARMADA HOFFLER PPTY|CSIN|Citadel Securities Institutional LLC|4100
AHH|ARMADA HOFFLER PPTY|CTDL|Citadel Derivatives Group Llc|2403
AHH|ARMADA HOFFLER PPTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|42556
AHH|ARMADA HOFFLER PPTY|DADA|D.A. Davidson & Co.|1600
AHH|ARMADA HOFFLER PPTY|DAVA|Davenport & Company LLC|8954
AHH|ARMADA HOFFLER PPTY|DBAB|Deutsche Bank Securities Inc.|66862
AHH|ARMADA HOFFLER PPTY|DBAX|Deutsche Bank Securities Inc.|71000
AHH|ARMADA HOFFLER PPTY|DBUL|Deutsche Bank Securities Inc.|100
AHH|ARMADA HOFFLER PPTY|DEAN|MORGAN STANLEY|1968
AHH|ARMADA HOFFLER PPTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
AHH|ARMADA HOFFLER PPTY|EBXL|EBX LLC|54200
AHH|ARMADA HOFFLER PPTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|2611
AHH|ARMADA HOFFLER PPTY|EGAM|CBOE TRADING, INC.|5900
AHH|ARMADA HOFFLER PPTY|EGXM|CBOE TRADING, INC.|1373
AHH|ARMADA HOFFLER PPTY|EGXW|CBOE TRADING, INC.|2
AHH|ARMADA HOFFLER PPTY|ETBE|Electronic Transaction Clearing, Inc.|1986
AHH|ARMADA HOFFLER PPTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1470
AHH|ARMADA HOFFLER PPTY|ETRS|E*Trade Securities LLC|10905
AHH|ARMADA HOFFLER PPTY|FILL|Tradestation Securities, Inc.|100
AHH|ARMADA HOFFLER PPTY|FORD|Fordham Financial Management, Inc.|200
AHH|ARMADA HOFFLER PPTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1046
AHH|ARMADA HOFFLER PPTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40940
AHH|ARMADA HOFFLER PPTY|FTBR|Foliofn Investments, Inc.|2101
AHH|ARMADA HOFFLER PPTY|GEBB|GLOBAL EXECUTION BROKERS, LP|600
AHH|ARMADA HOFFLER PPTY|GLPX|ACS EXECUTION SERVICES, LLC|3051
AHH|ARMADA HOFFLER PPTY|GSCO|GOLDMAN SACHS & CO. LLC|190640
AHH|ARMADA HOFFLER PPTY|GSLT|GOLDMAN SACHS & CO. LLC|227
AHH|ARMADA HOFFLER PPTY|GTSZ|GTS SECURITIES LLC|14576
AHH|ARMADA HOFFLER PPTY|HRBF|American Enterprise Investment Services Inc.|4332
AHH|ARMADA HOFFLER PPTY|IATS|INTERACTIVE BROKERS LLC|5116
AHH|ARMADA HOFFLER PPTY|IBKR|Interactive Brokers Llc|3494
AHH|ARMADA HOFFLER PPTY|ICBX|INSTINET, LLC|14754
AHH|ARMADA HOFFLER PPTY|IEQY|CITADEL SECURITIES LLC|10397
AHH|ARMADA HOFFLER PPTY|INCA|INSTINET, LLC|19250
AHH|ARMADA HOFFLER PPTY|ITGI|ITG Inc.|17048
AHH|ARMADA HOFFLER PPTY|ITGP|ITG INC.|98200
AHH|ARMADA HOFFLER PPTY|JANY|Janney Montgomery Scott Inc.|6868
AHH|ARMADA HOFFLER PPTY|JEFF|JEFFERIES LLC|2652697
AHH|ARMADA HOFFLER PPTY|JMPT|JUMP TRADING, LLC|3758
AHH|ARMADA HOFFLER PPTY|JONE|JonesTrading|29400
AHH|ARMADA HOFFLER PPTY|JPBX|J.P. MORGAN SECURITIES LLC|28729
AHH|ARMADA HOFFLER PPTY|JPMX|J.P. Morgan Securities LLC|171891
AHH|ARMADA HOFFLER PPTY|JSJX|JANE STREET CAPITAL LLC|1895
AHH|ARMADA HOFFLER PPTY|KCGM|VIRTU Americas LLC|27448
AHH|ARMADA HOFFLER PPTY|LEHM|Barclays Capital Inc./Le|170943
AHH|ARMADA HOFFLER PPTY|LIME|Lime Brokerage LLC|7521
AHH|ARMADA HOFFLER PPTY|LMNX|LUMINEX TRADING & ANALYTICS LLC|12806
AHH|ARMADA HOFFLER PPTY|LQNA|LIQUIDNET, INC.|86800
AHH|ARMADA HOFFLER PPTY|LSCI|Lek Securities Corporation|26
AHH|ARMADA HOFFLER PPTY|MACQ|Macquarie Capital (USA) Inc.|3929
AHH|ARMADA HOFFLER PPTY|MAXM|Maxim Group LLC|68
AHH|ARMADA HOFFLER PPTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53067
AHH|ARMADA HOFFLER PPTY|MSCO|MORGAN STANLEY & CO. LLC|199012
AHH|ARMADA HOFFLER PPTY|MSPL|MORGAN STANLEY & CO. LLC|134000
AHH|ARMADA HOFFLER PPTY|MSTX|MORGAN STANLEY & CO. LLC|22100
AHH|ARMADA HOFFLER PPTY|NBCS|NBC Securities, INC.|71
AHH|ARMADA HOFFLER PPTY|NFSC|National Financial Services LLC|58859
AHH|ARMADA HOFFLER PPTY|NITE|VIRTU Americas LLC|98139
AHH|ARMADA HOFFLER PPTY|NITP|VIRTU Americas LLC|100
AHH|ARMADA HOFFLER PPTY|NQRB|Brut, LLC|600
AHH|ARMADA HOFFLER PPTY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
AHH|ARMADA HOFFLER PPTY|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1100
AHH|ARMADA HOFFLER PPTY|PDQM|CODA MARKETS, INC.|4350
AHH|ARMADA HOFFLER PPTY|RBCM|RBC CAPITAL MARKETS, LLC|2600
AHH|ARMADA HOFFLER PPTY|SAGL|SAGETRADER, LLC|200
AHH|ARMADA HOFFLER PPTY|SBSH|Citigroup Global Markets Inc.|88606
AHH|ARMADA HOFFLER PPTY|SEIC|SEI Investments Distribution Co.|100
AHH|ARMADA HOFFLER PPTY|SGMT|GOLDMAN SACHS & CO. LLC|43919
AHH|ARMADA HOFFLER PPTY|SPDR|SPEEDROUTE LLC|4700
AHH|ARMADA HOFFLER PPTY|STFL|Stifel, Nicolaus & Company, Incorporated|50645
AHH|ARMADA HOFFLER PPTY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4011
AHH|ARMADA HOFFLER PPTY|SWIM|TD Ameritrade, Inc.|9956
AHH|ARMADA HOFFLER PPTY|TKNG|ALLY INVEST SECURITIES LLC|30
AHH|ARMADA HOFFLER PPTY|TRBT|Tradebot Systems, Inc.|39142
AHH|ARMADA HOFFLER PPTY|TRCM|TRC MARKETS LLC|20222
AHH|ARMADA HOFFLER PPTY|TWTT|TASTYWORKS, INC.|9
AHH|ARMADA HOFFLER PPTY|UBSA|UBS SECURITIES LLC|158720
AHH|ARMADA HOFFLER PPTY|UBSS|UBS Securities LLC|201730
AHH|ARMADA HOFFLER PPTY|VALX|VIRTU AMERICAS LLC|4914
AHH|ARMADA HOFFLER PPTY|VGRD|Vanguard Marketing Corporation|7488
AHH|ARMADA HOFFLER PPTY|WCHV|WELLS FARGO SECURITIES, LLC|18763
AHH|ARMADA HOFFLER PPTY|WEED|Weeden & Co.L.P.|1270
AHH|ARMADA HOFFLER PPTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109
AHH|ARMADA HOFFLER PPTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|927
AHH|ARMADA HOFFLER PPTY|WSEA|WOLVERINE SECURITIES, LLC|2302
AHH|ARMADA HOFFLER PPTY|XIST|INSTINET, LLC|40000
AHH|ARMADA HOFFLER PPTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
AHH|ARMADA HOFFLER PPTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
AHL|ASPEN INSURANCE HLDG|APCC|Apex Clearing Corporation|3
AHL|ASPEN INSURANCE HLDG|BARD|Robert W. Baird & Co. Incorporated|500
AHL|ASPEN INSURANCE HLDG|BATM|CBOE TRADING, INC.|1294
AHL|ASPEN INSURANCE HLDG|BAYC|BAY CREST PARTNERS, LLC|575
AHL|ASPEN INSURANCE HLDG|BAYT|BTIG, LLC|5000
AHL|ASPEN INSURANCE HLDG|BERN|Sanford C. Bernstein & Co., LLC|6763
AHL|ASPEN INSURANCE HLDG|BIDS|BIDS TRADING L.P.|26400
AHL|ASPEN INSURANCE HLDG|BKCM|BNY Mellon Capital Markets LLC|13304
AHL|ASPEN INSURANCE HLDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5
AHL|ASPEN INSURANCE HLDG|BLKX|INSTINET, LLC|8300
AHL|ASPEN INSURANCE HLDG|BMOC|BMO Capital Markets Corp.|205
AHL|ASPEN INSURANCE HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|12703
AHL|ASPEN INSURANCE HLDG|BRVL|BLAYLOCK VAN, LLC|800
AHL|ASPEN INSURANCE HLDG|BTIG|BTIG, LLC|21520
AHL|ASPEN INSURANCE HLDG|CANT|Cantor Fitzgerald & Co.|1232100
AHL|ASPEN INSURANCE HLDG|CBLC|CITIGROUP GLOBAL MARKETS INC.|37400
AHL|ASPEN INSURANCE HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108298
AHL|ASPEN INSURANCE HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
AHL|ASPEN INSURANCE HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|156734
AHL|ASPEN INSURANCE HLDG|CTDL|Citadel Derivatives Group Llc|610
AHL|ASPEN INSURANCE HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|43950
AHL|ASPEN INSURANCE HLDG|DBAB|Deutsche Bank Securities Inc.|55410
AHL|ASPEN INSURANCE HLDG|DBAX|Deutsche Bank Securities Inc.|88500
AHL|ASPEN INSURANCE HLDG|DBUL|Deutsche Bank Securities Inc.|100
AHL|ASPEN INSURANCE HLDG|DEAN|MORGAN STANLEY|2738
AHL|ASPEN INSURANCE HLDG|DEGS|RONIN PROFESSIONAL LLC|200
AHL|ASPEN INSURANCE HLDG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6170
AHL|ASPEN INSURANCE HLDG|DOWL|Dowling & Partners Securities LLC|2300
AHL|ASPEN INSURANCE HLDG|EBXL|EBX LLC|121600
AHL|ASPEN INSURANCE HLDG|EGAM|CBOE TRADING, INC.|9735
AHL|ASPEN INSURANCE HLDG|EGMT|EG MARKET TECHNOLOGIES LLC|16
AHL|ASPEN INSURANCE HLDG|EGXM|CBOE TRADING, INC.|108
AHL|ASPEN INSURANCE HLDG|ETBE|Electronic Transaction Clearing, Inc.|1310
AHL|ASPEN INSURANCE HLDG|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
AHL|ASPEN INSURANCE HLDG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
AHL|ASPEN INSURANCE HLDG|ETCC|Electronic Transaction Clearing, Inc.|250
AHL|ASPEN INSURANCE HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25930
AHL|ASPEN INSURANCE HLDG|ETRS|E*Trade Securities LLC|23630
AHL|ASPEN INSURANCE HLDG|FILL|Tradestation Securities, Inc.|4330
AHL|ASPEN INSURANCE HLDG|FMAF|NBCN Inc./ CDS|12
AHL|ASPEN INSURANCE HLDG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38541
AHL|ASPEN INSURANCE HLDG|FQLS|Quantlab Securities LP|96164
AHL|ASPEN INSURANCE HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16645
AHL|ASPEN INSURANCE HLDG|FTBR|Foliofn Investments, Inc.|81
AHL|ASPEN INSURANCE HLDG|GLPX|ACS EXECUTION SERVICES, LLC|271
AHL|ASPEN INSURANCE HLDG|GSCO|GOLDMAN SACHS & CO. LLC|208885
AHL|ASPEN INSURANCE HLDG|GSCS|GOLDMAN SACHS & CO. LLC|9540
AHL|ASPEN INSURANCE HLDG|GSLT|GOLDMAN SACHS & CO. LLC|3925
AHL|ASPEN INSURANCE HLDG|GTSZ|GTS SECURITIES LLC|16523
AHL|ASPEN INSURANCE HLDG|HRBF|American Enterprise Investment Services Inc.|758
AHL|ASPEN INSURANCE HLDG|IBKR|Interactive Brokers Llc|26950
AHL|ASPEN INSURANCE HLDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1054
AHL|ASPEN INSURANCE HLDG|ICBX|INSTINET, LLC|34132
AHL|ASPEN INSURANCE HLDG|IEQY|CITADEL SECURITIES LLC|14663
AHL|ASPEN INSURANCE HLDG|INCA|INSTINET, LLC|136207
AHL|ASPEN INSURANCE HLDG|INJX|INSTINET, LLC|7425
AHL|ASPEN INSURANCE HLDG|ITGI|ITG Inc.|15362
AHL|ASPEN INSURANCE HLDG|ITGP|ITG INC.|213800
AHL|ASPEN INSURANCE HLDG|JEFF|JEFFERIES LLC|99151
AHL|ASPEN INSURANCE HLDG|JMPT|JUMP TRADING, LLC|5572
AHL|ASPEN INSURANCE HLDG|JONE|JonesTrading|31
AHL|ASPEN INSURANCE HLDG|JPBX|J.P. MORGAN SECURITIES LLC|39019
AHL|ASPEN INSURANCE HLDG|JPMX|J.P. Morgan Securities LLC|363239
AHL|ASPEN INSURANCE HLDG|KCGM|VIRTU Americas LLC|46832
AHL|ASPEN INSURANCE HLDG|LEHM|Barclays Capital Inc./Le|457419
AHL|ASPEN INSURANCE HLDG|LIME|Lime Brokerage LLC|12338
AHL|ASPEN INSURANCE HLDG|LMNX|LUMINEX TRADING & ANALYTICS LLC|43246
AHL|ASPEN INSURANCE HLDG|LQNA|LIQUIDNET, INC.|83800
AHL|ASPEN INSURANCE HLDG|LQNB|LIQUIDNET, INC.|442
AHL|ASPEN INSURANCE HLDG|LSCI|Lek Securities Corporation|739
AHL|ASPEN INSURANCE HLDG|MACQ|Macquarie Capital (USA) Inc.|1542
AHL|ASPEN INSURANCE HLDG|MAXM|Maxim Group LLC|442
AHL|ASPEN INSURANCE HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|258190
AHL|ASPEN INSURANCE HLDG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|520
AHL|ASPEN INSURANCE HLDG|MSCO|MORGAN STANLEY & CO. LLC|427648
AHL|ASPEN INSURANCE HLDG|MSPL|MORGAN STANLEY & CO. LLC|55700
AHL|ASPEN INSURANCE HLDG|MSTX|MORGAN STANLEY & CO. LLC|79300
AHL|ASPEN INSURANCE HLDG|NFSC|National Financial Services LLC|16827
AHL|ASPEN INSURANCE HLDG|NITE|VIRTU Americas LLC|49176
AHL|ASPEN INSURANCE HLDG|NITP|VIRTU Americas LLC|400
AHL|ASPEN INSURANCE HLDG|NQRB|Brut, LLC|965
AHL|ASPEN INSURANCE HLDG|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
AHL|ASPEN INSURANCE HLDG|PDQM|CODA MARKETS, INC.|48681
AHL|ASPEN INSURANCE HLDG|SAGW|SAGETRADER, LLC|300
AHL|ASPEN INSURANCE HLDG|SALI|INTL FCSTONE FINANCIAL INC.|7
AHL|ASPEN INSURANCE HLDG|SBSH|Citigroup Global Markets Inc.|9130
AHL|ASPEN INSURANCE HLDG|SGMT|GOLDMAN SACHS & CO. LLC|196369
AHL|ASPEN INSURANCE HLDG|SPDR|SPEEDROUTE LLC|5232
AHL|ASPEN INSURANCE HLDG|SSBS|STATE STREET GLOBAL MARKETS, LLC|101456
AHL|ASPEN INSURANCE HLDG|SWIM|TD Ameritrade, Inc.|5336
AHL|ASPEN INSURANCE HLDG|TIAD|Triad Securities Corp|61
AHL|ASPEN INSURANCE HLDG|TKNG|ALLY INVEST SECURITIES LLC|230
AHL|ASPEN INSURANCE HLDG|TRBT|Tradebot Systems, Inc.|3680
AHL|ASPEN INSURANCE HLDG|TRCM|TRC MARKETS LLC|61788
AHL|ASPEN INSURANCE HLDG|UBSA|UBS SECURITIES LLC|440000
AHL|ASPEN INSURANCE HLDG|UBSS|UBS Securities LLC|242235
AHL|ASPEN INSURANCE HLDG|VALX|VIRTU AMERICAS LLC|28523
AHL|ASPEN INSURANCE HLDG|VGRD|Vanguard Marketing Corporation|2941
AHL|ASPEN INSURANCE HLDG|WBPX|SUMMIT SECURITIES GROUP, LLC|4012
AHL|ASPEN INSURANCE HLDG|WCHV|WELLS FARGO SECURITIES, LLC|76720
AHL|ASPEN INSURANCE HLDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6071
AHL|ASPEN INSURANCE HLDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6583
AHL|ASPEN INSURANCE HLDG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|756
AHL|ASPEN INSURANCE HLDG|WSEA|WOLVERINE SECURITIES, LLC|128
AHL|ASPEN INSURANCE HLDG|XIST|INSTINET, LLC|7636
AHL|ASPEN INSURANCE HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|50336
AHL$C|ASPEN INSURANCE HLDG|ALTX|Alternet Securities Inc.|100
AHL$C|ASPEN INSURANCE HLDG|BANK|Primevest Financial Services, Inc.|300
AHL$C|ASPEN INSURANCE HLDG|BARD|Robert W. Baird & Co. Incorporated|1628
AHL$C|ASPEN INSURANCE HLDG|BATM|CBOE TRADING, INC.|1700
AHL$C|ASPEN INSURANCE HLDG|BBNT|BB&T SECURITIES, LLC|344
AHL$C|ASPEN INSURANCE HLDG|BERN|Sanford C. Bernstein & Co., LLC|583
AHL$C|ASPEN INSURANCE HLDG|BTIG|BTIG, LLC|546
AHL$C|ASPEN INSURANCE HLDG|BYXM|CBOE TRADING, INC.|212
AHL$C|ASPEN INSURANCE HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1955
AHL$C|ASPEN INSURANCE HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8591
AHL$C|ASPEN INSURANCE HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
AHL$C|ASPEN INSURANCE HLDG|DBAX|Deutsche Bank Securities Inc.|7800
AHL$C|ASPEN INSURANCE HLDG|DEAN|MORGAN STANLEY|3276
AHL$C|ASPEN INSURANCE HLDG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6268
AHL$C|ASPEN INSURANCE HLDG|EBXL|EBX LLC|6400
AHL$C|ASPEN INSURANCE HLDG|EDJO|Edward D. Jones & Co., L.P.|30
AHL$C|ASPEN INSURANCE HLDG|EGXM|CBOE TRADING, INC.|129
AHL$C|ASPEN INSURANCE HLDG|ETRS|E*Trade Securities LLC|49
AHL$C|ASPEN INSURANCE HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|565
AHL$C|ASPEN INSURANCE HLDG|GLPX|ACS EXECUTION SERVICES, LLC|4587
AHL$C|ASPEN INSURANCE HLDG|GSCO|GOLDMAN SACHS & CO. LLC|3784
AHL$C|ASPEN INSURANCE HLDG|GSCS|GOLDMAN SACHS & CO. LLC|100
AHL$C|ASPEN INSURANCE HLDG|GTSZ|GTS SECURITIES LLC|613
AHL$C|ASPEN INSURANCE HLDG|HRBF|American Enterprise Investment Services Inc.|9578
AHL$C|ASPEN INSURANCE HLDG|HSBC|HSBC Securities, Inc.|368
AHL$C|ASPEN INSURANCE HLDG|IATS|INTERACTIVE BROKERS LLC|2822
AHL$C|ASPEN INSURANCE HLDG|IBKR|Interactive Brokers Llc|10879
AHL$C|ASPEN INSURANCE HLDG|ICBX|INSTINET, LLC|500
AHL$C|ASPEN INSURANCE HLDG|INCA|INSTINET, LLC|2862
AHL$C|ASPEN INSURANCE HLDG|INJX|INSTINET, LLC|300
AHL$C|ASPEN INSURANCE HLDG|ITGI|ITG Inc.|400
AHL$C|ASPEN INSURANCE HLDG|ITGP|ITG INC.|2400
AHL$C|ASPEN INSURANCE HLDG|JEFF|JEFFERIES LLC|12887
AHL$C|ASPEN INSURANCE HLDG|JPMX|J.P. Morgan Securities LLC|12200
AHL$C|ASPEN INSURANCE HLDG|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
AHL$C|ASPEN INSURANCE HLDG|KCGM|VIRTU Americas LLC|911
AHL$C|ASPEN INSURANCE HLDG|LEHM|Barclays Capital Inc./Le|4200
AHL$C|ASPEN INSURANCE HLDG|LIME|Lime Brokerage LLC|969
AHL$C|ASPEN INSURANCE HLDG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
AHL$C|ASPEN INSURANCE HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
AHL$C|ASPEN INSURANCE HLDG|MSCO|MORGAN STANLEY & CO. LLC|20469
AHL$C|ASPEN INSURANCE HLDG|MSPL|MORGAN STANLEY & CO. LLC|11400
AHL$C|ASPEN INSURANCE HLDG|MSTX|MORGAN STANLEY & CO. LLC|1800
AHL$C|ASPEN INSURANCE HLDG|NFSC|National Financial Services LLC|27633
AHL$C|ASPEN INSURANCE HLDG|NITE|VIRTU Americas LLC|22170
AHL$C|ASPEN INSURANCE HLDG|NQRB|Brut, LLC|695
AHL$C|ASPEN INSURANCE HLDG|OLDM|OLD MISSION CAPITAL, LLC|350
AHL$C|ASPEN INSURANCE HLDG|OPCO|Oppenheimer & Co. Inc.|500
AHL$C|ASPEN INSURANCE HLDG|PDQM|CODA MARKETS, INC.|6167
AHL$C|ASPEN INSURANCE HLDG|PWJC|UBS Financial Services, Inc.|199
AHL$C|ASPEN INSURANCE HLDG|RBCM|RBC CAPITAL MARKETS, LLC|804
AHL$C|ASPEN INSURANCE HLDG|SALI|INTL FCSTONE FINANCIAL INC.|250
AHL$C|ASPEN INSURANCE HLDG|SBSH|Citigroup Global Markets Inc.|25
AHL$C|ASPEN INSURANCE HLDG|SGMT|GOLDMAN SACHS & CO. LLC|4500
AHL$C|ASPEN INSURANCE HLDG|SPDR|SPEEDROUTE LLC|5564
AHL$C|ASPEN INSURANCE HLDG|SWST|Hilltop Securities Inc.|1252
AHL$C|ASPEN INSURANCE HLDG|TRBT|Tradebot Systems, Inc.|1536
AHL$C|ASPEN INSURANCE HLDG|UBSA|UBS SECURITIES LLC|23345
AHL$C|ASPEN INSURANCE HLDG|UBSS|UBS Securities LLC|36668
AHL$C|ASPEN INSURANCE HLDG|VNDM|Wall Street Access|10226
AHL$C|ASPEN INSURANCE HLDG|WCHV|WELLS FARGO SECURITIES, LLC|5869
AHL$C|ASPEN INSURANCE HLDG|WEDB|WEDBUSH SECURITIES INC.|800
AHL$C|ASPEN INSURANCE HLDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49
AHL$C|ASPEN INSURANCE HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|3470
AHL$C|ASPEN INSURANCE HLDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1032
AHL$D|ASPEN INSURNCE 5.625|ALTX|Alternet Securities Inc.|200
AHL$D|ASPEN INSURNCE 5.625|BARD|Robert W. Baird & Co. Incorporated|40
AHL$D|ASPEN INSURNCE 5.625|BATM|CBOE TRADING, INC.|500
AHL$D|ASPEN INSURNCE 5.625|BBNT|BB&T SECURITIES, LLC|1340
AHL$D|ASPEN INSURNCE 5.625|BKMM|BNY MELLON CAPITAL MARKETS, LLC|201
AHL$D|ASPEN INSURNCE 5.625|BNCH|The Benchmark Company, LLC|5995
AHL$D|ASPEN INSURNCE 5.625|BTIG|BTIG, LLC|50
AHL$D|ASPEN INSURNCE 5.625|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
AHL$D|ASPEN INSURNCE 5.625|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|894
AHL$D|ASPEN INSURNCE 5.625|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3485
AHL$D|ASPEN INSURNCE 5.625|CXCX|CITIGROUP GLOBAL MARKETS INC.|406
AHL$D|ASPEN INSURNCE 5.625|DBAX|Deutsche Bank Securities Inc.|15700
AHL$D|ASPEN INSURNCE 5.625|DEAN|MORGAN STANLEY|8589
AHL$D|ASPEN INSURNCE 5.625|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20821
AHL$D|ASPEN INSURNCE 5.625|EBXL|EBX LLC|5500
AHL$D|ASPEN INSURNCE 5.625|EDJO|Edward D. Jones & Co., L.P.|31
AHL$D|ASPEN INSURNCE 5.625|EGAM|CBOE TRADING, INC.|100
AHL$D|ASPEN INSURNCE 5.625|ETRS|E*Trade Securities LLC|5813
AHL$D|ASPEN INSURNCE 5.625|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|174
AHL$D|ASPEN INSURNCE 5.625|GLPX|ACS EXECUTION SERVICES, LLC|354
AHL$D|ASPEN INSURNCE 5.625|GSCO|GOLDMAN SACHS & CO. LLC|3054
AHL$D|ASPEN INSURNCE 5.625|GSLT|GOLDMAN SACHS & CO. LLC|26
AHL$D|ASPEN INSURNCE 5.625|GTSZ|GTS SECURITIES LLC|1336
AHL$D|ASPEN INSURNCE 5.625|HRBF|American Enterprise Investment Services Inc.|5978
AHL$D|ASPEN INSURNCE 5.625|IATS|INTERACTIVE BROKERS LLC|190
AHL$D|ASPEN INSURNCE 5.625|IBKR|Interactive Brokers Llc|40
AHL$D|ASPEN INSURNCE 5.625|ICBX|INSTINET, LLC|100
AHL$D|ASPEN INSURNCE 5.625|INCA|INSTINET, LLC|1773
AHL$D|ASPEN INSURNCE 5.625|ITGI|ITG Inc.|100
AHL$D|ASPEN INSURNCE 5.625|ITGP|ITG INC.|800
AHL$D|ASPEN INSURNCE 5.625|JANY|Janney Montgomery Scott Inc.|2800
AHL$D|ASPEN INSURNCE 5.625|JEFF|JEFFERIES LLC|944
AHL$D|ASPEN INSURNCE 5.625|JPMX|J.P. Morgan Securities LLC|200
AHL$D|ASPEN INSURNCE 5.625|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
AHL$D|ASPEN INSURNCE 5.625|JSJX|JANE STREET CAPITAL LLC|200
AHL$D|ASPEN INSURNCE 5.625|KCGM|VIRTU Americas LLC|1855
AHL$D|ASPEN INSURNCE 5.625|LEHM|Barclays Capital Inc./Le|2800
AHL$D|ASPEN INSURNCE 5.625|LIME|Lime Brokerage LLC|397
AHL$D|ASPEN INSURNCE 5.625|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
AHL$D|ASPEN INSURNCE 5.625|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
AHL$D|ASPEN INSURNCE 5.625|MSCO|MORGAN STANLEY & CO. LLC|19718
AHL$D|ASPEN INSURNCE 5.625|MSPL|MORGAN STANLEY & CO. LLC|2100
AHL$D|ASPEN INSURNCE 5.625|NATL|National Securities Corporation|1000
AHL$D|ASPEN INSURNCE 5.625|NFSC|National Financial Services LLC|12250
AHL$D|ASPEN INSURNCE 5.625|NITE|VIRTU Americas LLC|52282
AHL$D|ASPEN INSURNCE 5.625|NQRB|Brut, LLC|1400
AHL$D|ASPEN INSURNCE 5.625|PCPT|PHILLIP CAPITAL INC.|1000
AHL$D|ASPEN INSURNCE 5.625|PDQM|CODA MARKETS, INC.|5574
AHL$D|ASPEN INSURNCE 5.625|PIPR|Piper Jaffray & Co.|100000
AHL$D|ASPEN INSURNCE 5.625|PWJC|UBS Financial Services, Inc.|1435
AHL$D|ASPEN INSURNCE 5.625|RBCM|RBC CAPITAL MARKETS, LLC|11599
AHL$D|ASPEN INSURNCE 5.625|SALI|INTL FCSTONE FINANCIAL INC.|24
AHL$D|ASPEN INSURNCE 5.625|SBSH|Citigroup Global Markets Inc.|2220
AHL$D|ASPEN INSURNCE 5.625|SGMT|GOLDMAN SACHS & CO. LLC|1600
AHL$D|ASPEN INSURNCE 5.625|SPDR|SPEEDROUTE LLC|13014
AHL$D|ASPEN INSURNCE 5.625|SPHN|Stephens Inc.|400
AHL$D|ASPEN INSURNCE 5.625|STFL|Stifel, Nicolaus & Company, Incorporated|2361
AHL$D|ASPEN INSURNCE 5.625|SWST|Hilltop Securities Inc.|40
AHL$D|ASPEN INSURNCE 5.625|TRBT|Tradebot Systems, Inc.|300
AHL$D|ASPEN INSURNCE 5.625|UBSA|UBS SECURITIES LLC|23445
AHL$D|ASPEN INSURNCE 5.625|UBSS|UBS Securities LLC|18050
AHL$D|ASPEN INSURNCE 5.625|VGRD|Vanguard Marketing Corporation|42
AHL$D|ASPEN INSURNCE 5.625|WCHV|WELLS FARGO SECURITIES, LLC|37140
AHL$D|ASPEN INSURNCE 5.625|WEXX|WOLVERINE EXECUTION SERVICES, LLC|215
AHL$D|ASPEN INSURNCE 5.625|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
AHPA|AVISTA HLTHCR ORD SH|BTIG|BTIG, LLC|104170
AHPA|AVISTA HLTHCR ORD SH|CANT|Cantor Fitzgerald & Co.|3087
AHPA|AVISTA HLTHCR ORD SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7816
AHPA|AVISTA HLTHCR ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
AHPA|AVISTA HLTHCR ORD SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
AHPA|AVISTA HLTHCR ORD SH|DBAX|Deutsche Bank Securities Inc.|400
AHPA|AVISTA HLTHCR ORD SH|EBXL|EBX LLC|1000
AHPA|AVISTA HLTHCR ORD SH|ETRS|E*Trade Securities LLC|100
AHPA|AVISTA HLTHCR ORD SH|FBCO|Credit Suisse Securities (USA) LLC|13333
AHPA|AVISTA HLTHCR ORD SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AHPA|AVISTA HLTHCR ORD SH|IBKR|Interactive Brokers Llc|690
AHPA|AVISTA HLTHCR ORD SH|ICBX|INSTINET, LLC|3000
AHPA|AVISTA HLTHCR ORD SH|INCA|INSTINET, LLC|27431
AHPA|AVISTA HLTHCR ORD SH|ITGI|ITG Inc.|1100
AHPA|AVISTA HLTHCR ORD SH|ITGP|ITG INC.|6600
AHPA|AVISTA HLTHCR ORD SH|JONE|JonesTrading|101
AHPA|AVISTA HLTHCR ORD SH|JPMX|J.P. Morgan Securities LLC|2200
AHPA|AVISTA HLTHCR ORD SH|KCGM|VIRTU Americas LLC|1700
AHPA|AVISTA HLTHCR ORD SH|LEHM|Barclays Capital Inc./Le|1600
AHPA|AVISTA HLTHCR ORD SH|LIME|Lime Brokerage LLC|1057
AHPA|AVISTA HLTHCR ORD SH|LSCI|Lek Securities Corporation|7539
AHPA|AVISTA HLTHCR ORD SH|MITR|GMP SECURITIES, LLC|50197
AHPA|AVISTA HLTHCR ORD SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AHPA|AVISTA HLTHCR ORD SH|MPSG|E D & F Man Capital Markets Inc.|2000000
AHPA|AVISTA HLTHCR ORD SH|MSCO|MORGAN STANLEY & CO. LLC|3230
AHPA|AVISTA HLTHCR ORD SH|MZHO|Mizuho Securities USA LLC|1200000
AHPA|AVISTA HLTHCR ORD SH|NITE|VIRTU Americas LLC|9205
AHPA|AVISTA HLTHCR ORD SH|TRBT|Tradebot Systems, Inc.|600
AHPA|AVISTA HLTHCR ORD SH|TRCM|TRC MARKETS LLC|577
AHPA|AVISTA HLTHCR ORD SH|UBSA|UBS SECURITIES LLC|1300
AHPA|AVISTA HLTHCR ORD SH|UBSS|UBS Securities LLC|200
AHPA|AVISTA HLTHCR ORD SH|WEED|Weeden & Co.L.P.|2000
AHPAU|AVISTA HLTHCRE UNIT|APCC|Apex Clearing Corporation|5
AHPAU|AVISTA HLTHCRE UNIT|MSCO|MORGAN STANLEY & CO. LLC|400
AHPAU|AVISTA HLTHCRE UNIT|NITE|VIRTU Americas LLC|1003
AHPAU|AVISTA HLTHCRE UNIT|UBSS|UBS Securities LLC|2000
AHPAW|AVISTA HLTHCR WARRNT|ETRS|E*Trade Securities LLC|7641
AHPAW|AVISTA HLTHCR WARRNT|GSLT|GOLDMAN SACHS & CO. LLC|1100
AHPAW|AVISTA HLTHCR WARRNT|IBKR|Interactive Brokers Llc|18300
AHPAW|AVISTA HLTHCR WARRNT|ICBX|INSTINET, LLC|200
AHPAW|AVISTA HLTHCR WARRNT|ITGI|ITG Inc.|200
AHPAW|AVISTA HLTHCR WARRNT|ITGP|ITG INC.|400
AHPAW|AVISTA HLTHCR WARRNT|NITE|VIRTU Americas LLC|8927
AHPAW|AVISTA HLTHCR WARRNT|WFPB|Wells Fargo Securities, LLC.|186
AHPI|ALLIED HEALTHCARE|ALTX|Alternet Securities Inc.|1500
AHPI|ALLIED HEALTHCARE|APCC|Apex Clearing Corporation|2282
AHPI|ALLIED HEALTHCARE|BATM|CBOE TRADING, INC.|100
AHPI|ALLIED HEALTHCARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|519
AHPI|ALLIED HEALTHCARE|CHAS|Charles Schwab & Co., Inc.|2441
AHPI|ALLIED HEALTHCARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4538
AHPI|ALLIED HEALTHCARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5175
AHPI|ALLIED HEALTHCARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4028
AHPI|ALLIED HEALTHCARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
AHPI|ALLIED HEALTHCARE|DBAB|Deutsche Bank Securities Inc.|1700
AHPI|ALLIED HEALTHCARE|DBAX|Deutsche Bank Securities Inc.|1000
AHPI|ALLIED HEALTHCARE|DEGS|RONIN PROFESSIONAL LLC|6438
AHPI|ALLIED HEALTHCARE|EBXL|EBX LLC|7700
AHPI|ALLIED HEALTHCARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|96
AHPI|ALLIED HEALTHCARE|EGXM|CBOE TRADING, INC.|120
AHPI|ALLIED HEALTHCARE|EGXW|CBOE TRADING, INC.|1720
AHPI|ALLIED HEALTHCARE|ETRS|E*Trade Securities LLC|54952
AHPI|ALLIED HEALTHCARE|FBCO|Credit Suisse Securities (USA) LLC|1470
AHPI|ALLIED HEALTHCARE|FOMA|TD AMERITRADE CLEARING, INC.|55168
AHPI|ALLIED HEALTHCARE|GEBB|GLOBAL EXECUTION BROKERS, LP|1014
AHPI|ALLIED HEALTHCARE|GLPX|ACS EXECUTION SERVICES, LLC|2163
AHPI|ALLIED HEALTHCARE|GSCO|GOLDMAN SACHS & CO. LLC|7
AHPI|ALLIED HEALTHCARE|GTSZ|GTS SECURITIES LLC|2170
AHPI|ALLIED HEALTHCARE|HRBF|American Enterprise Investment Services Inc.|500
AHPI|ALLIED HEALTHCARE|IATS|INTERACTIVE BROKERS LLC|17042
AHPI|ALLIED HEALTHCARE|IBKR|Interactive Brokers Llc|57547
AHPI|ALLIED HEALTHCARE|ICBX|INSTINET, LLC|600
AHPI|ALLIED HEALTHCARE|INCA|INSTINET, LLC|26718
AHPI|ALLIED HEALTHCARE|INJX|INSTINET, LLC|1600
AHPI|ALLIED HEALTHCARE|ITGI|ITG Inc.|3822
AHPI|ALLIED HEALTHCARE|ITGP|ITG INC.|10400
AHPI|ALLIED HEALTHCARE|JEFF|JEFFERIES LLC|1409
AHPI|ALLIED HEALTHCARE|JPMX|J.P. Morgan Securities LLC|800
AHPI|ALLIED HEALTHCARE|KCGM|VIRTU Americas LLC|400
AHPI|ALLIED HEALTHCARE|LEHM|Barclays Capital Inc./Le|1904
AHPI|ALLIED HEALTHCARE|LIME|Lime Brokerage LLC|10764
AHPI|ALLIED HEALTHCARE|LSCI|Lek Securities Corporation|1000
AHPI|ALLIED HEALTHCARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
AHPI|ALLIED HEALTHCARE|MSCO|MORGAN STANLEY & CO. LLC|15165
AHPI|ALLIED HEALTHCARE|MSPL|MORGAN STANLEY & CO. LLC|600
AHPI|ALLIED HEALTHCARE|NFSC|National Financial Services LLC|24983
AHPI|ALLIED HEALTHCARE|NITE|VIRTU Americas LLC|78836
AHPI|ALLIED HEALTHCARE|NQRB|Brut, LLC|1100
AHPI|ALLIED HEALTHCARE|PDQM|CODA MARKETS, INC.|2400
AHPI|ALLIED HEALTHCARE|SGMT|GOLDMAN SACHS & CO. LLC|600
AHPI|ALLIED HEALTHCARE|SPDR|SPEEDROUTE LLC|11687
AHPI|ALLIED HEALTHCARE|SWIM|TD Ameritrade, Inc.|12130
AHPI|ALLIED HEALTHCARE|TKNG|ALLY INVEST SECURITIES LLC|274
AHPI|ALLIED HEALTHCARE|TRCM|TRC MARKETS LLC|4300
AHPI|ALLIED HEALTHCARE|UBSA|UBS SECURITIES LLC|7483
AHPI|ALLIED HEALTHCARE|UBSS|UBS Securities LLC|13478
AHPI|ALLIED HEALTHCARE|VALX|VIRTU AMERICAS LLC|1400
AHPI|ALLIED HEALTHCARE|WCHV|WELLS FARGO SECURITIES, LLC|1900
AHPI|ALLIED HEALTHCARE|WSEA|WOLVERINE SECURITIES, LLC|1375
AHPI|ALLIED HEALTHCARE|YKNA|COMHAR CAPITAL MARKETS, LLC|225
AHT|ASHFORD HOSP TR INC|ALTX|Alternet Securities Inc.|5700
AHT|ASHFORD HOSP TR INC|APCC|Apex Clearing Corporation|5554
AHT|ASHFORD HOSP TR INC|BATM|CBOE TRADING, INC.|7612
AHT|ASHFORD HOSP TR INC|BAYC|BAY CREST PARTNERS, LLC|58
AHT|ASHFORD HOSP TR INC|BERN|Sanford C. Bernstein & Co., LLC|6700
AHT|ASHFORD HOSP TR INC|BIDS|BIDS TRADING L.P.|200
AHT|ASHFORD HOSP TR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10189
AHT|ASHFORD HOSP TR INC|BLKX|INSTINET, LLC|7600
AHT|ASHFORD HOSP TR INC|BNPX|BNP PARIBAS SECURITIES CORP.|23354
AHT|ASHFORD HOSP TR INC|BTIG|BTIG, LLC|24407
AHT|ASHFORD HOSP TR INC|BYXM|CBOE TRADING, INC.|172
AHT|ASHFORD HOSP TR INC|BZYD|GOLDMAN SACHS & CO. LLC|8300
AHT|ASHFORD HOSP TR INC|CHAS|Charles Schwab & Co., Inc.|316
AHT|ASHFORD HOSP TR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7605
AHT|ASHFORD HOSP TR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1020
AHT|ASHFORD HOSP TR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|134139
AHT|ASHFORD HOSP TR INC|CTDL|Citadel Derivatives Group Llc|27457
AHT|ASHFORD HOSP TR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|46594
AHT|ASHFORD HOSP TR INC|DADA|D.A. Davidson & Co.|1000
AHT|ASHFORD HOSP TR INC|DBAB|Deutsche Bank Securities Inc.|74665
AHT|ASHFORD HOSP TR INC|DBAX|Deutsche Bank Securities Inc.|154800
AHT|ASHFORD HOSP TR INC|DBUL|Deutsche Bank Securities Inc.|300
AHT|ASHFORD HOSP TR INC|DEAN|MORGAN STANLEY|1122
AHT|ASHFORD HOSP TR INC|DEGS|RONIN PROFESSIONAL LLC|927
AHT|ASHFORD HOSP TR INC|EBXL|EBX LLC|39900
AHT|ASHFORD HOSP TR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3652
AHT|ASHFORD HOSP TR INC|EDJO|Edward D. Jones & Co., L.P.|1243
AHT|ASHFORD HOSP TR INC|EGAM|CBOE TRADING, INC.|3090
AHT|ASHFORD HOSP TR INC|EGAW|CBOE TRADING, INC.|170
AHT|ASHFORD HOSP TR INC|EGXM|CBOE TRADING, INC.|3900
AHT|ASHFORD HOSP TR INC|EGXW|CBOE TRADING, INC.|70
AHT|ASHFORD HOSP TR INC|ETBE|Electronic Transaction Clearing, Inc.|430
AHT|ASHFORD HOSP TR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
AHT|ASHFORD HOSP TR INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
AHT|ASHFORD HOSP TR INC|ETRS|E*Trade Securities LLC|149793
AHT|ASHFORD HOSP TR INC|FILL|Tradestation Securities, Inc.|14995
AHT|ASHFORD HOSP TR INC|FMAF|NBCN Inc./ CDS|3118
AHT|ASHFORD HOSP TR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3300
AHT|ASHFORD HOSP TR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72668
AHT|ASHFORD HOSP TR INC|FTBR|Foliofn Investments, Inc.|498
AHT|ASHFORD HOSP TR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
AHT|ASHFORD HOSP TR INC|GLPX|ACS EXECUTION SERVICES, LLC|1500
AHT|ASHFORD HOSP TR INC|GSCO|GOLDMAN SACHS & CO. LLC|998860
AHT|ASHFORD HOSP TR INC|GSLT|GOLDMAN SACHS & CO. LLC|1208
AHT|ASHFORD HOSP TR INC|GTSY|GTS SECURITIES LLC|3500
AHT|ASHFORD HOSP TR INC|GTSZ|GTS SECURITIES LLC|61868
AHT|ASHFORD HOSP TR INC|HRBF|American Enterprise Investment Services Inc.|2600
AHT|ASHFORD HOSP TR INC|IATS|INTERACTIVE BROKERS LLC|16258
AHT|ASHFORD HOSP TR INC|IBKR|Interactive Brokers Llc|18769
AHT|ASHFORD HOSP TR INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|34
AHT|ASHFORD HOSP TR INC|ICBX|INSTINET, LLC|15256
AHT|ASHFORD HOSP TR INC|IEQY|CITADEL SECURITIES LLC|26947
AHT|ASHFORD HOSP TR INC|INCA|INSTINET, LLC|40085
AHT|ASHFORD HOSP TR INC|INJX|INSTINET, LLC|1800
AHT|ASHFORD HOSP TR INC|ITGI|ITG Inc.|18309
AHT|ASHFORD HOSP TR INC|ITGP|ITG INC.|83400
AHT|ASHFORD HOSP TR INC|JEFF|JEFFERIES LLC|36398
AHT|ASHFORD HOSP TR INC|JMPT|JUMP TRADING, LLC|4988
AHT|ASHFORD HOSP TR INC|JPBX|J.P. MORGAN SECURITIES LLC|55328
AHT|ASHFORD HOSP TR INC|JPMX|J.P. Morgan Securities LLC|248843
AHT|ASHFORD HOSP TR INC|JSJX|JANE STREET CAPITAL LLC|1941
AHT|ASHFORD HOSP TR INC|KCGM|VIRTU Americas LLC|38670
AHT|ASHFORD HOSP TR INC|LEHM|Barclays Capital Inc./Le|496354
AHT|ASHFORD HOSP TR INC|LIME|Lime Brokerage LLC|22122
AHT|ASHFORD HOSP TR INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|123306
AHT|ASHFORD HOSP TR INC|LOOP|Loop Capital Markets LLC|3701
AHT|ASHFORD HOSP TR INC|LSCI|Lek Securities Corporation|35
AHT|ASHFORD HOSP TR INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AHT|ASHFORD HOSP TR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82300
AHT|ASHFORD HOSP TR INC|MOTF|MOTIF INVESTING, INC.|3
AHT|ASHFORD HOSP TR INC|MSCO|MORGAN STANLEY & CO. LLC|475963
AHT|ASHFORD HOSP TR INC|MSPL|MORGAN STANLEY & CO. LLC|263800
AHT|ASHFORD HOSP TR INC|MSTX|MORGAN STANLEY & CO. LLC|75100
AHT|ASHFORD HOSP TR INC|NFSC|National Financial Services LLC|158629
AHT|ASHFORD HOSP TR INC|NITE|VIRTU Americas LLC|307742
AHT|ASHFORD HOSP TR INC|NQRB|Brut, LLC|200
AHT|ASHFORD HOSP TR INC|OPCO|Oppenheimer & Co. Inc.|100
AHT|ASHFORD HOSP TR INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
AHT|ASHFORD HOSP TR INC|PDQM|CODA MARKETS, INC.|3511
AHT|ASHFORD HOSP TR INC|PWJC|UBS Financial Services, Inc.|300
AHT|ASHFORD HOSP TR INC|RBCM|RBC CAPITAL MARKETS, LLC|4900
AHT|ASHFORD HOSP TR INC|SALI|INTL FCSTONE FINANCIAL INC.|1205
AHT|ASHFORD HOSP TR INC|SBRX|MURIEL SIEBERT & CO INC|500
AHT|ASHFORD HOSP TR INC|SBSH|Citigroup Global Markets Inc.|60049
AHT|ASHFORD HOSP TR INC|SGMT|GOLDMAN SACHS & CO. LLC|69482
AHT|ASHFORD HOSP TR INC|SPDR|SPEEDROUTE LLC|2000
AHT|ASHFORD HOSP TR INC|SPHN|Stephens Inc.|423
AHT|ASHFORD HOSP TR INC|STFL|Stifel, Nicolaus & Company, Incorporated|2000
AHT|ASHFORD HOSP TR INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3000
AHT|ASHFORD HOSP TR INC|SWIM|TD Ameritrade, Inc.|106972
AHT|ASHFORD HOSP TR INC|SWST|Hilltop Securities Inc.|2500
AHT|ASHFORD HOSP TR INC|TKNG|ALLY INVEST SECURITIES LLC|3816
AHT|ASHFORD HOSP TR INC|TRBT|Tradebot Systems, Inc.|57698
AHT|ASHFORD HOSP TR INC|TRCM|TRC MARKETS LLC|10152
AHT|ASHFORD HOSP TR INC|TWTT|TASTYWORKS, INC.|100
AHT|ASHFORD HOSP TR INC|UBSA|UBS SECURITIES LLC|440122
AHT|ASHFORD HOSP TR INC|UBSS|UBS Securities LLC|326848
AHT|ASHFORD HOSP TR INC|VALX|VIRTU AMERICAS LLC|37161
AHT|ASHFORD HOSP TR INC|VERT|The Vertical Trading Group, LLC|154
AHT|ASHFORD HOSP TR INC|VGRD|Vanguard Marketing Corporation|10321
AHT|ASHFORD HOSP TR INC|WCHV|WELLS FARGO SECURITIES, LLC|51647
AHT|ASHFORD HOSP TR INC|WEED|Weeden & Co.L.P.|7401
AHT|ASHFORD HOSP TR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|629
AHT|ASHFORD HOSP TR INC|WGIF|CIBC World Markets Inc.|950
AHT|ASHFORD HOSP TR INC|WSEA|WOLVERINE SECURITIES, LLC|3372
AHT|ASHFORD HOSP TR INC|XIST|INSTINET, LLC|24600
AHT|ASHFORD HOSP TR INC|XPQR|Jump Trading|62
AHT|ASHFORD HOSP TR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6660
AHT|ASHFORD HOSP TR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AHT|ASHFORD HOSP TR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4655
AHT$D|ASHFORD HOSP D PFD|BATM|CBOE TRADING, INC.|200
AHT$D|ASHFORD HOSP D PFD|CHAS|Charles Schwab & Co., Inc.|100
AHT$D|ASHFORD HOSP D PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
AHT$D|ASHFORD HOSP D PFD|DEAN|MORGAN STANLEY|212
AHT$D|ASHFORD HOSP D PFD|EDJO|Edward D. Jones & Co., L.P.|139
AHT$D|ASHFORD HOSP D PFD|ETRS|E*Trade Securities LLC|3136
AHT$D|ASHFORD HOSP D PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28
AHT$D|ASHFORD HOSP D PFD|GTSZ|GTS SECURITIES LLC|100
AHT$D|ASHFORD HOSP D PFD|HRBF|American Enterprise Investment Services Inc.|1143
AHT$D|ASHFORD HOSP D PFD|IATS|INTERACTIVE BROKERS LLC|100
AHT$D|ASHFORD HOSP D PFD|IBKR|Interactive Brokers Llc|100
AHT$D|ASHFORD HOSP D PFD|JSJX|JANE STREET CAPITAL LLC|100
AHT$D|ASHFORD HOSP D PFD|LEHM|Barclays Capital Inc./Le|200
AHT$D|ASHFORD HOSP D PFD|LIME|Lime Brokerage LLC|342
AHT$D|ASHFORD HOSP D PFD|MSCO|MORGAN STANLEY & CO. LLC|425
AHT$D|ASHFORD HOSP D PFD|NFSC|National Financial Services LLC|5154
AHT$D|ASHFORD HOSP D PFD|NITE|VIRTU Americas LLC|12599
AHT$D|ASHFORD HOSP D PFD|RBCM|RBC CAPITAL MARKETS, LLC|562
AHT$D|ASHFORD HOSP D PFD|STFL|Stifel, Nicolaus & Company, Incorporated|209
AHT$D|ASHFORD HOSP D PFD|SWIM|TD Ameritrade, Inc.|1040
AHT$D|ASHFORD HOSP D PFD|TKNG|ALLY INVEST SECURITIES LLC|23
AHT$D|ASHFORD HOSP D PFD|UBSA|UBS SECURITIES LLC|100
AHT$D|ASHFORD HOSP D PFD|UBSS|UBS Securities LLC|964
AHT$D|ASHFORD HOSP D PFD|VGRD|Vanguard Marketing Corporation|361
AHT$D|ASHFORD HOSP D PFD|WCHV|WELLS FARGO SECURITIES, LLC|2220
AHT$D|ASHFORD HOSP D PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
AHT$F|ASHFORD HOSP 7.375%|BARD|Robert W. Baird & Co. Incorporated|572
AHT$F|ASHFORD HOSP 7.375%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
AHT$F|ASHFORD HOSP 7.375%|DBAX|Deutsche Bank Securities Inc.|2100
AHT$F|ASHFORD HOSP 7.375%|DEAN|MORGAN STANLEY|6725
AHT$F|ASHFORD HOSP 7.375%|EBXL|EBX LLC|700
AHT$F|ASHFORD HOSP 7.375%|EDJO|Edward D. Jones & Co., L.P.|1000
AHT$F|ASHFORD HOSP 7.375%|ETRS|E*Trade Securities LLC|2750
AHT$F|ASHFORD HOSP 7.375%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AHT$F|ASHFORD HOSP 7.375%|HRBF|American Enterprise Investment Services Inc.|2244
AHT$F|ASHFORD HOSP 7.375%|ICBX|INSTINET, LLC|200
AHT$F|ASHFORD HOSP 7.375%|INCA|INSTINET, LLC|900
AHT$F|ASHFORD HOSP 7.375%|LEHM|Barclays Capital Inc./Le|200
AHT$F|ASHFORD HOSP 7.375%|LIME|Lime Brokerage LLC|500
AHT$F|ASHFORD HOSP 7.375%|MSCO|MORGAN STANLEY & CO. LLC|655
AHT$F|ASHFORD HOSP 7.375%|NFSC|National Financial Services LLC|7111
AHT$F|ASHFORD HOSP 7.375%|NITE|VIRTU Americas LLC|10234
AHT$F|ASHFORD HOSP 7.375%|NQRB|Brut, LLC|600
AHT$F|ASHFORD HOSP 7.375%|PDQM|CODA MARKETS, INC.|876
AHT$F|ASHFORD HOSP 7.375%|PWJC|UBS Financial Services, Inc.|6900
AHT$F|ASHFORD HOSP 7.375%|SPDR|SPEEDROUTE LLC|400
AHT$F|ASHFORD HOSP 7.375%|STFL|Stifel, Nicolaus & Company, Incorporated|125
AHT$F|ASHFORD HOSP 7.375%|SWIM|TD Ameritrade, Inc.|8450
AHT$F|ASHFORD HOSP 7.375%|UBSA|UBS SECURITIES LLC|3679
AHT$F|ASHFORD HOSP 7.375%|UBSS|UBS Securities LLC|10407
AHT$F|ASHFORD HOSP 7.375%|WCHV|WELLS FARGO SECURITIES, LLC|19335
AHT$G|ASHFORD HOSP 7.375 G|BARD|Robert W. Baird & Co. Incorporated|200
AHT$G|ASHFORD HOSP 7.375 G|BATM|CBOE TRADING, INC.|100
AHT$G|ASHFORD HOSP 7.375 G|BBNT|BB&T SECURITIES, LLC|1228
AHT$G|ASHFORD HOSP 7.375 G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1979
AHT$G|ASHFORD HOSP 7.375 G|BTIG|BTIG, LLC|985
AHT$G|ASHFORD HOSP 7.375 G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|376
AHT$G|ASHFORD HOSP 7.375 G|DBAX|Deutsche Bank Securities Inc.|600
AHT$G|ASHFORD HOSP 7.375 G|DEAN|MORGAN STANLEY|8403
AHT$G|ASHFORD HOSP 7.375 G|EGXM|CBOE TRADING, INC.|100
AHT$G|ASHFORD HOSP 7.375 G|ETRS|E*Trade Securities LLC|9655
AHT$G|ASHFORD HOSP 7.375 G|GSCS|GOLDMAN SACHS & CO. LLC|700
AHT$G|ASHFORD HOSP 7.375 G|GTSZ|GTS SECURITIES LLC|100
AHT$G|ASHFORD HOSP 7.375 G|HRBF|American Enterprise Investment Services Inc.|1050
AHT$G|ASHFORD HOSP 7.375 G|IBKR|Interactive Brokers Llc|100
AHT$G|ASHFORD HOSP 7.375 G|INCA|INSTINET, LLC|1000
AHT$G|ASHFORD HOSP 7.375 G|ITGI|ITG Inc.|200
AHT$G|ASHFORD HOSP 7.375 G|JANY|Janney Montgomery Scott Inc.|1200
AHT$G|ASHFORD HOSP 7.375 G|MSCO|MORGAN STANLEY & CO. LLC|1384
AHT$G|ASHFORD HOSP 7.375 G|NFSC|National Financial Services LLC|8759
AHT$G|ASHFORD HOSP 7.375 G|NITE|VIRTU Americas LLC|22268
AHT$G|ASHFORD HOSP 7.375 G|NQRB|Brut, LLC|400
AHT$G|ASHFORD HOSP 7.375 G|PWJC|UBS Financial Services, Inc.|4500
AHT$G|ASHFORD HOSP 7.375 G|RBCM|RBC CAPITAL MARKETS, LLC|300
AHT$G|ASHFORD HOSP 7.375 G|SGMT|GOLDMAN SACHS & CO. LLC|400
AHT$G|ASHFORD HOSP 7.375 G|SPDR|SPEEDROUTE LLC|100
AHT$G|ASHFORD HOSP 7.375 G|STFL|Stifel, Nicolaus & Company, Incorporated|2174
AHT$G|ASHFORD HOSP 7.375 G|UBSA|UBS SECURITIES LLC|2000
AHT$G|ASHFORD HOSP 7.375 G|UBSS|UBS Securities LLC|7941
AHT$G|ASHFORD HOSP 7.375 G|VGRD|Vanguard Marketing Corporation|3213
AHT$G|ASHFORD HOSP 7.375 G|WCHV|WELLS FARGO SECURITIES, LLC|4933
AHT$G|ASHFORD HOSP 7.375 G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1152
AHT$H|ASHFORD HSP 7.5 H|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2632
AHT$H|ASHFORD HSP 7.5 H|BNCH|The Benchmark Company, LLC|2000
AHT$H|ASHFORD HSP 7.5 H|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154
AHT$H|ASHFORD HSP 7.5 H|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
AHT$H|ASHFORD HSP 7.5 H|DBAX|Deutsche Bank Securities Inc.|200
AHT$H|ASHFORD HSP 7.5 H|DEAN|MORGAN STANLEY|1704
AHT$H|ASHFORD HSP 7.5 H|EBXL|EBX LLC|500
AHT$H|ASHFORD HSP 7.5 H|ETRS|E*Trade Securities LLC|11159
AHT$H|ASHFORD HSP 7.5 H|GSCS|GOLDMAN SACHS & CO. LLC|312
AHT$H|ASHFORD HSP 7.5 H|GSLT|GOLDMAN SACHS & CO. LLC|100
AHT$H|ASHFORD HSP 7.5 H|GTSZ|GTS SECURITIES LLC|300
AHT$H|ASHFORD HSP 7.5 H|JANY|Janney Montgomery Scott Inc.|1900
AHT$H|ASHFORD HSP 7.5 H|LEHM|Barclays Capital Inc./Le|600
AHT$H|ASHFORD HSP 7.5 H|LIME|Lime Brokerage LLC|100
AHT$H|ASHFORD HSP 7.5 H|MSCO|MORGAN STANLEY & CO. LLC|3011
AHT$H|ASHFORD HSP 7.5 H|NFSC|National Financial Services LLC|7709
AHT$H|ASHFORD HSP 7.5 H|NITE|VIRTU Americas LLC|26936
AHT$H|ASHFORD HSP 7.5 H|OPCO|Oppenheimer & Co. Inc.|300
AHT$H|ASHFORD HSP 7.5 H|PWJC|UBS Financial Services, Inc.|11300
AHT$H|ASHFORD HSP 7.5 H|SPDR|SPEEDROUTE LLC|560
AHT$H|ASHFORD HSP 7.5 H|STFL|Stifel, Nicolaus & Company, Incorporated|220
AHT$H|ASHFORD HSP 7.5 H|SWIM|TD Ameritrade, Inc.|2940
AHT$H|ASHFORD HSP 7.5 H|UBSA|UBS SECURITIES LLC|1254
AHT$H|ASHFORD HSP 7.5 H|UBSS|UBS Securities LLC|23084
AHT$H|ASHFORD HSP 7.5 H|VGRD|Vanguard Marketing Corporation|1325
AHT$H|ASHFORD HSP 7.5 H|WCHV|WELLS FARGO SECURITIES, LLC|2645
AHT$H|ASHFORD HSP 7.5 H|YLPL|Linsco/Private Ledger Financial Services, Incorporated|625
AHT$I|ASHFORD HOSP 7.5 I|ALTX|Alternet Securities Inc.|100
AHT$I|ASHFORD HOSP 7.5 I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
AHT$I|ASHFORD HOSP 7.5 I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13400
AHT$I|ASHFORD HOSP 7.5 I|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
AHT$I|ASHFORD HOSP 7.5 I|DADA|D.A. Davidson & Co.|1814
AHT$I|ASHFORD HOSP 7.5 I|DBAX|Deutsche Bank Securities Inc.|5100
AHT$I|ASHFORD HOSP 7.5 I|DEAN|MORGAN STANLEY|10224
AHT$I|ASHFORD HOSP 7.5 I|EBXL|EBX LLC|4200
AHT$I|ASHFORD HOSP 7.5 I|ETRS|E*Trade Securities LLC|49902
AHT$I|ASHFORD HOSP 7.5 I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13300
AHT$I|ASHFORD HOSP 7.5 I|GLPX|ACS EXECUTION SERVICES, LLC|400
AHT$I|ASHFORD HOSP 7.5 I|GSCO|GOLDMAN SACHS & CO. LLC|500
AHT$I|ASHFORD HOSP 7.5 I|GSLT|GOLDMAN SACHS & CO. LLC|1000
AHT$I|ASHFORD HOSP 7.5 I|IATS|INTERACTIVE BROKERS LLC|650
AHT$I|ASHFORD HOSP 7.5 I|IBKR|Interactive Brokers Llc|2200
AHT$I|ASHFORD HOSP 7.5 I|ICBX|INSTINET, LLC|6800
AHT$I|ASHFORD HOSP 7.5 I|INCA|INSTINET, LLC|3207
AHT$I|ASHFORD HOSP 7.5 I|INJX|INSTINET, LLC|300
AHT$I|ASHFORD HOSP 7.5 I|ITGI|ITG Inc.|650
AHT$I|ASHFORD HOSP 7.5 I|JANY|Janney Montgomery Scott Inc.|425
AHT$I|ASHFORD HOSP 7.5 I|JEFF|JEFFERIES LLC|1043
AHT$I|ASHFORD HOSP 7.5 I|JPMX|J.P. Morgan Securities LLC|1000
AHT$I|ASHFORD HOSP 7.5 I|KCGM|VIRTU Americas LLC|100
AHT$I|ASHFORD HOSP 7.5 I|LEHM|Barclays Capital Inc./Le|9600
AHT$I|ASHFORD HOSP 7.5 I|LIME|Lime Brokerage LLC|104
AHT$I|ASHFORD HOSP 7.5 I|MAXM|Maxim Group LLC|200
AHT$I|ASHFORD HOSP 7.5 I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
AHT$I|ASHFORD HOSP 7.5 I|MSCO|MORGAN STANLEY & CO. LLC|3651
AHT$I|ASHFORD HOSP 7.5 I|NFSC|National Financial Services LLC|12985
AHT$I|ASHFORD HOSP 7.5 I|NITE|VIRTU Americas LLC|51842
AHT$I|ASHFORD HOSP 7.5 I|NQRB|Brut, LLC|200
AHT$I|ASHFORD HOSP 7.5 I|OPCO|Oppenheimer & Co. Inc.|2500
AHT$I|ASHFORD HOSP 7.5 I|PDQM|CODA MARKETS, INC.|600
AHT$I|ASHFORD HOSP 7.5 I|PWJC|UBS Financial Services, Inc.|9360
AHT$I|ASHFORD HOSP 7.5 I|SGMT|GOLDMAN SACHS & CO. LLC|1500
AHT$I|ASHFORD HOSP 7.5 I|SPDR|SPEEDROUTE LLC|1300
AHT$I|ASHFORD HOSP 7.5 I|STFL|Stifel, Nicolaus & Company, Incorporated|1306
AHT$I|ASHFORD HOSP 7.5 I|SWIM|TD Ameritrade, Inc.|10812
AHT$I|ASHFORD HOSP 7.5 I|UBSA|UBS SECURITIES LLC|19070
AHT$I|ASHFORD HOSP 7.5 I|UBSS|UBS Securities LLC|22027
AHT$I|ASHFORD HOSP 7.5 I|VGRD|Vanguard Marketing Corporation|3657
AHT$I|ASHFORD HOSP 7.5 I|WCHV|WELLS FARGO SECURITIES, LLC|2019
AHT$I|ASHFORD HOSP 7.5 I|WEDB|WEDBUSH SECURITIES INC.|200
AHT$I|ASHFORD HOSP 7.5 I|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
AI|ARLINGTON ASSET CL A|AGIS|Aegis Capital Corp.|74408
AI|ARLINGTON ASSET CL A|ALTX|Alternet Securities Inc.|2929
AI|ARLINGTON ASSET CL A|APCC|Apex Clearing Corporation|4945
AI|ARLINGTON ASSET CL A|BARD|Robert W. Baird & Co. Incorporated|2000
AI|ARLINGTON ASSET CL A|BATM|CBOE TRADING, INC.|1100
AI|ARLINGTON ASSET CL A|BBNT|BB&T SECURITIES, LLC|8748
AI|ARLINGTON ASSET CL A|BIDS|BIDS TRADING L.P.|200
AI|ARLINGTON ASSET CL A|BIMI|Banca IMI Securities Corp.|100
AI|ARLINGTON ASSET CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14035
AI|ARLINGTON ASSET CL A|BNPX|BNP PARIBAS SECURITIES CORP.|3871
AI|ARLINGTON ASSET CL A|BYXM|CBOE TRADING, INC.|601
AI|ARLINGTON ASSET CL A|BZYD|GOLDMAN SACHS & CO. LLC|812
AI|ARLINGTON ASSET CL A|CHAS|Charles Schwab & Co., Inc.|5779
AI|ARLINGTON ASSET CL A|CLSA|CLSA AMERICAS, LLC|100
AI|ARLINGTON ASSET CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118315
AI|ARLINGTON ASSET CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|201
AI|ARLINGTON ASSET CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|193122
AI|ARLINGTON ASSET CL A|CTDL|Citadel Derivatives Group Llc|6714
AI|ARLINGTON ASSET CL A|CTLR|CUTLER GROUP, LP|500
AI|ARLINGTON ASSET CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|67600
AI|ARLINGTON ASSET CL A|DBAB|Deutsche Bank Securities Inc.|65106
AI|ARLINGTON ASSET CL A|DBAX|Deutsche Bank Securities Inc.|194600
AI|ARLINGTON ASSET CL A|DEAN|MORGAN STANLEY|5643
AI|ARLINGTON ASSET CL A|DEGS|RONIN PROFESSIONAL LLC|2
AI|ARLINGTON ASSET CL A|EBXL|EBX LLC|75800
AI|ARLINGTON ASSET CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|24458
AI|ARLINGTON ASSET CL A|EDJO|Edward D. Jones & Co., L.P.|8991
AI|ARLINGTON ASSET CL A|EGAM|CBOE TRADING, INC.|3710
AI|ARLINGTON ASSET CL A|EGXM|CBOE TRADING, INC.|8404
AI|ARLINGTON ASSET CL A|ETBE|Electronic Transaction Clearing, Inc.|1610
AI|ARLINGTON ASSET CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
AI|ARLINGTON ASSET CL A|ETRS|E*Trade Securities LLC|373471
AI|ARLINGTON ASSET CL A|FILL|Tradestation Securities, Inc.|16429
AI|ARLINGTON ASSET CL A|FINX|FINTECH SECURITIES|1070
AI|ARLINGTON ASSET CL A|FMAF|NBCN Inc./ CDS|1350
AI|ARLINGTON ASSET CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
AI|ARLINGTON ASSET CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111938
AI|ARLINGTON ASSET CL A|FTBR|Foliofn Investments, Inc.|31601
AI|ARLINGTON ASSET CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|400
AI|ARLINGTON ASSET CL A|GLIS|TD Securities Inc|4100
AI|ARLINGTON ASSET CL A|GLPX|ACS EXECUTION SERVICES, LLC|23497
AI|ARLINGTON ASSET CL A|GSCO|GOLDMAN SACHS & CO. LLC|146665
AI|ARLINGTON ASSET CL A|GSCS|GOLDMAN SACHS & CO. LLC|3592
AI|ARLINGTON ASSET CL A|GSLT|GOLDMAN SACHS & CO. LLC|1659
AI|ARLINGTON ASSET CL A|GTSY|GTS SECURITIES LLC|2200
AI|ARLINGTON ASSET CL A|GTSZ|GTS SECURITIES LLC|28673
AI|ARLINGTON ASSET CL A|HRBF|American Enterprise Investment Services Inc.|11258
AI|ARLINGTON ASSET CL A|IATS|INTERACTIVE BROKERS LLC|20292
AI|ARLINGTON ASSET CL A|IBKR|Interactive Brokers Llc|56616
AI|ARLINGTON ASSET CL A|ICBX|INSTINET, LLC|48601
AI|ARLINGTON ASSET CL A|IEQY|CITADEL SECURITIES LLC|14587
AI|ARLINGTON ASSET CL A|INCA|INSTINET, LLC|162107
AI|ARLINGTON ASSET CL A|INJX|INSTINET, LLC|29595
AI|ARLINGTON ASSET CL A|ITGI|ITG Inc.|21484
AI|ARLINGTON ASSET CL A|ITGP|ITG INC.|100200
AI|ARLINGTON ASSET CL A|JANY|Janney Montgomery Scott Inc.|43
AI|ARLINGTON ASSET CL A|JEFF|JEFFERIES LLC|113590
AI|ARLINGTON ASSET CL A|JMPT|JUMP TRADING, LLC|10204
AI|ARLINGTON ASSET CL A|JONE|JonesTrading|38166
AI|ARLINGTON ASSET CL A|JPBX|J.P. MORGAN SECURITIES LLC|14068
AI|ARLINGTON ASSET CL A|JPMX|J.P. Morgan Securities LLC|164300
AI|ARLINGTON ASSET CL A|JSJX|JANE STREET CAPITAL LLC|72547
AI|ARLINGTON ASSET CL A|JSSF|JMP Securities LLC|106700
AI|ARLINGTON ASSET CL A|KCGM|VIRTU Americas LLC|19101
AI|ARLINGTON ASSET CL A|LEHM|Barclays Capital Inc./Le|393474
AI|ARLINGTON ASSET CL A|LIME|Lime Brokerage LLC|17629
AI|ARLINGTON ASSET CL A|LSCI|Lek Securities Corporation|133
AI|ARLINGTON ASSET CL A|MAXM|Maxim Group LLC|21595
AI|ARLINGTON ASSET CL A|MBTS|ALLY INVEST SECURITIES LLC|1000
AI|ARLINGTON ASSET CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|112256
AI|ARLINGTON ASSET CL A|MOTF|MOTIF INVESTING, INC.|1
AI|ARLINGTON ASSET CL A|MSCO|MORGAN STANLEY & CO. LLC|609655
AI|ARLINGTON ASSET CL A|MSPL|MORGAN STANLEY & CO. LLC|296800
AI|ARLINGTON ASSET CL A|MSTX|MORGAN STANLEY & CO. LLC|37200
AI|ARLINGTON ASSET CL A|MWCC|Monness Crespi Hardt & Co., Inc.|19850
AI|ARLINGTON ASSET CL A|NEUB|NEUBERGER BERMAN BD LLC|600
AI|ARLINGTON ASSET CL A|NFSC|National Financial Services LLC|732543
AI|ARLINGTON ASSET CL A|NITE|VIRTU Americas LLC|1841966
AI|ARLINGTON ASSET CL A|NITP|VIRTU Americas LLC|200
AI|ARLINGTON ASSET CL A|NQRB|Brut, LLC|21986
AI|ARLINGTON ASSET CL A|NTBF|BMO Nesbitt Burns Inc./CDS|455
AI|ARLINGTON ASSET CL A|OPCO|Oppenheimer & Co. Inc.|16270
AI|ARLINGTON ASSET CL A|PDQM|CODA MARKETS, INC.|8484
AI|ARLINGTON ASSET CL A|PHLY|NASDAQ Execution Services, LLC|20000
AI|ARLINGTON ASSET CL A|PWJC|UBS Financial Services, Inc.|6125
AI|ARLINGTON ASSET CL A|QMSR|QUATTRO M SECURITIES INC.|560
AI|ARLINGTON ASSET CL A|RBCM|RBC CAPITAL MARKETS, LLC|28601
AI|ARLINGTON ASSET CL A|ROTH|Roth Capital Partners, LLC|8378
AI|ARLINGTON ASSET CL A|SAGL|SAGETRADER, LLC|200
AI|ARLINGTON ASSET CL A|SAGW|SAGETRADER, LLC|100
AI|ARLINGTON ASSET CL A|SALI|INTL FCSTONE FINANCIAL INC.|800
AI|ARLINGTON ASSET CL A|SBSH|Citigroup Global Markets Inc.|81532
AI|ARLINGTON ASSET CL A|SGMT|GOLDMAN SACHS & CO. LLC|65764
AI|ARLINGTON ASSET CL A|SOGO|Wang Investment Associates, Inc.|1000
AI|ARLINGTON ASSET CL A|SPDR|SPEEDROUTE LLC|998
AI|ARLINGTON ASSET CL A|SPHN|Stephens Inc.|950
AI|ARLINGTON ASSET CL A|STFL|Stifel, Nicolaus & Company, Incorporated|17320
AI|ARLINGTON ASSET CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5966
AI|ARLINGTON ASSET CL A|SWIM|TD Ameritrade, Inc.|84117
AI|ARLINGTON ASSET CL A|SWST|Hilltop Securities Inc.|3777
AI|ARLINGTON ASSET CL A|TKNG|ALLY INVEST SECURITIES LLC|41903
AI|ARLINGTON ASSET CL A|TRBT|Tradebot Systems, Inc.|75428
AI|ARLINGTON ASSET CL A|TRCM|TRC MARKETS LLC|10025
AI|ARLINGTON ASSET CL A|UBSA|UBS SECURITIES LLC|295603
AI|ARLINGTON ASSET CL A|UBSS|UBS Securities LLC|310601
AI|ARLINGTON ASSET CL A|VALX|VIRTU AMERICAS LLC|22952
AI|ARLINGTON ASSET CL A|VGRD|Vanguard Marketing Corporation|47408
AI|ARLINGTON ASSET CL A|WCHV|WELLS FARGO SECURITIES, LLC|206642
AI|ARLINGTON ASSET CL A|WEDB|WEDBUSH SECURITIES INC.|6
AI|ARLINGTON ASSET CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14257
AI|ARLINGTON ASSET CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|739276
AI|ARLINGTON ASSET CL A|WGIF|CIBC World Markets Inc.|2015
AI|ARLINGTON ASSET CL A|WSEA|WOLVERINE SECURITIES, LLC|24704
AI|ARLINGTON ASSET CL A|WTFS|JUST2TRADE, INC.|100
AI|ARLINGTON ASSET CL A|XIST|INSTINET, LLC|3200
AI|ARLINGTON ASSET CL A|XPQR|Jump Trading|12
AI|ARLINGTON ASSET CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|33564
AI|ARLINGTON ASSET CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|1419
AI|ARLINGTON ASSET CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8094
AI$B|ARLINGTON ASSET INVE|BATM|CBOE TRADING, INC.|180
AI$B|ARLINGTON ASSET INVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
AI$B|ARLINGTON ASSET INVE|DEAN|MORGAN STANLEY|330
AI$B|ARLINGTON ASSET INVE|EDJO|Edward D. Jones & Co., L.P.|500
AI$B|ARLINGTON ASSET INVE|GSLT|GOLDMAN SACHS & CO. LLC|100
AI$B|ARLINGTON ASSET INVE|IBKR|Interactive Brokers Llc|100
AI$B|ARLINGTON ASSET INVE|INCA|INSTINET, LLC|798
AI$B|ARLINGTON ASSET INVE|ITGI|ITG Inc.|2286
AI$B|ARLINGTON ASSET INVE|ITGP|ITG INC.|200
AI$B|ARLINGTON ASSET INVE|LIME|Lime Brokerage LLC|60
AI$B|ARLINGTON ASSET INVE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AI$B|ARLINGTON ASSET INVE|MSCO|MORGAN STANLEY & CO. LLC|530
AI$B|ARLINGTON ASSET INVE|NFSC|National Financial Services LLC|2425
AI$B|ARLINGTON ASSET INVE|NITE|VIRTU Americas LLC|1862
AI$B|ARLINGTON ASSET INVE|NQRB|Brut, LLC|28
AI$B|ARLINGTON ASSET INVE|UBSA|UBS SECURITIES LLC|100
AI$B|ARLINGTON ASSET INVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
AIA|ISHARES ASIA 50 ETF|ALTX|Alternet Securities Inc.|1900
AIA|ISHARES ASIA 50 ETF|APCC|Apex Clearing Corporation|120
AIA|ISHARES ASIA 50 ETF|BARD|Robert W. Baird & Co. Incorporated|924
AIA|ISHARES ASIA 50 ETF|BATM|CBOE TRADING, INC.|400
AIA|ISHARES ASIA 50 ETF|BAYC|BAY CREST PARTNERS, LLC|200000
AIA|ISHARES ASIA 50 ETF|BBNT|BB&T SECURITIES, LLC|30
AIA|ISHARES ASIA 50 ETF|BERN|Sanford C. Bernstein & Co., LLC|9
AIA|ISHARES ASIA 50 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4858
AIA|ISHARES ASIA 50 ETF|BYXM|CBOE TRADING, INC.|938
AIA|ISHARES ASIA 50 ETF|CHAS|Charles Schwab & Co., Inc.|57177
AIA|ISHARES ASIA 50 ETF|CIST|Capital Institutional Services, Inc.|375
AIA|ISHARES ASIA 50 ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3046
AIA|ISHARES ASIA 50 ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
AIA|ISHARES ASIA 50 ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
AIA|ISHARES ASIA 50 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62103
AIA|ISHARES ASIA 50 ETF|CTDL|Citadel Derivatives Group Llc|103497
AIA|ISHARES ASIA 50 ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
AIA|ISHARES ASIA 50 ETF|DBAB|Deutsche Bank Securities Inc.|4107
AIA|ISHARES ASIA 50 ETF|DBAX|Deutsche Bank Securities Inc.|33300
AIA|ISHARES ASIA 50 ETF|DEAN|MORGAN STANLEY|3809
AIA|ISHARES ASIA 50 ETF|EBXL|EBX LLC|63800
AIA|ISHARES ASIA 50 ETF|EDJO|Edward D. Jones & Co., L.P.|1033
AIA|ISHARES ASIA 50 ETF|EGAM|CBOE TRADING, INC.|23670
AIA|ISHARES ASIA 50 ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
AIA|ISHARES ASIA 50 ETF|EGXM|CBOE TRADING, INC.|3800
AIA|ISHARES ASIA 50 ETF|ETBE|Electronic Transaction Clearing, Inc.|11735
AIA|ISHARES ASIA 50 ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7886
AIA|ISHARES ASIA 50 ETF|ETRS|E*Trade Securities LLC|5727
AIA|ISHARES ASIA 50 ETF|FBCO|Credit Suisse Securities (USA) LLC|375880
AIA|ISHARES ASIA 50 ETF|FILL|Tradestation Securities, Inc.|1466
AIA|ISHARES ASIA 50 ETF|FLTU|FLOW TRADERS US LLC|335847
AIA|ISHARES ASIA 50 ETF|FMAF|NBCN Inc./ CDS|1392
AIA|ISHARES ASIA 50 ETF|FOMA|TD AMERITRADE CLEARING, INC.|39640
AIA|ISHARES ASIA 50 ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27
AIA|ISHARES ASIA 50 ETF|FTBR|Foliofn Investments, Inc.|1506
AIA|ISHARES ASIA 50 ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1465
AIA|ISHARES ASIA 50 ETF|GLPX|ACS EXECUTION SERVICES, LLC|20885
AIA|ISHARES ASIA 50 ETF|GSCO|GOLDMAN SACHS & CO. LLC|285109
AIA|ISHARES ASIA 50 ETF|GSCS|GOLDMAN SACHS & CO. LLC|2183
AIA|ISHARES ASIA 50 ETF|GSLT|GOLDMAN SACHS & CO. LLC|2300
AIA|ISHARES ASIA 50 ETF|GTSZ|GTS SECURITIES LLC|55093
AIA|ISHARES ASIA 50 ETF|HRBF|American Enterprise Investment Services Inc.|16033
AIA|ISHARES ASIA 50 ETF|IATS|INTERACTIVE BROKERS LLC|569
AIA|ISHARES ASIA 50 ETF|IBKR|Interactive Brokers Llc|7225
AIA|ISHARES ASIA 50 ETF|ICBX|INSTINET, LLC|67824
AIA|ISHARES ASIA 50 ETF|INCA|INSTINET, LLC|52711
AIA|ISHARES ASIA 50 ETF|INJX|INSTINET, LLC|1
AIA|ISHARES ASIA 50 ETF|ITGI|ITG Inc.|9100
AIA|ISHARES ASIA 50 ETF|ITGP|ITG INC.|61400
AIA|ISHARES ASIA 50 ETF|JANY|Janney Montgomery Scott Inc.|500
AIA|ISHARES ASIA 50 ETF|JMPT|JUMP TRADING, LLC|5365
AIA|ISHARES ASIA 50 ETF|JPMX|J.P. Morgan Securities LLC|92972
AIA|ISHARES ASIA 50 ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|35872
AIA|ISHARES ASIA 50 ETF|JSJX|JANE STREET CAPITAL LLC|127704
AIA|ISHARES ASIA 50 ETF|KCGM|VIRTU Americas LLC|32455
AIA|ISHARES ASIA 50 ETF|LEHM|Barclays Capital Inc./Le|69700
AIA|ISHARES ASIA 50 ETF|LIME|Lime Brokerage LLC|28781
AIA|ISHARES ASIA 50 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70620
AIA|ISHARES ASIA 50 ETF|MOTF|MOTIF INVESTING, INC.|2
AIA|ISHARES ASIA 50 ETF|MSCO|MORGAN STANLEY & CO. LLC|102231
AIA|ISHARES ASIA 50 ETF|MSPL|MORGAN STANLEY & CO. LLC|37100
AIA|ISHARES ASIA 50 ETF|NFSC|National Financial Services LLC|106517
AIA|ISHARES ASIA 50 ETF|NITE|VIRTU Americas LLC|179128
AIA|ISHARES ASIA 50 ETF|NITP|VIRTU Americas LLC|332
AIA|ISHARES ASIA 50 ETF|NQRB|Brut, LLC|5439
AIA|ISHARES ASIA 50 ETF|OLDM|OLD MISSION CAPITAL, LLC|21540
AIA|ISHARES ASIA 50 ETF|PDQM|CODA MARKETS, INC.|34660
AIA|ISHARES ASIA 50 ETF|PWJC|UBS Financial Services, Inc.|150
AIA|ISHARES ASIA 50 ETF|RAJA|Raymond James & Associates, Inc.|1648
AIA|ISHARES ASIA 50 ETF|RBCM|RBC CAPITAL MARKETS, LLC|1626
AIA|ISHARES ASIA 50 ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|3255
AIA|ISHARES ASIA 50 ETF|SAGL|SAGETRADER, LLC|43800
AIA|ISHARES ASIA 50 ETF|SALI|INTL FCSTONE FINANCIAL INC.|112
AIA|ISHARES ASIA 50 ETF|SBSH|Citigroup Global Markets Inc.|16206
AIA|ISHARES ASIA 50 ETF|SGMT|GOLDMAN SACHS & CO. LLC|56074
AIA|ISHARES ASIA 50 ETF|SPDR|SPEEDROUTE LLC|6258
AIA|ISHARES ASIA 50 ETF|SPHN|Stephens Inc.|136
AIA|ISHARES ASIA 50 ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1572
AIA|ISHARES ASIA 50 ETF|SWIM|TD Ameritrade, Inc.|573
AIA|ISHARES ASIA 50 ETF|SWST|Hilltop Securities Inc.|575
AIA|ISHARES ASIA 50 ETF|TRBT|Tradebot Systems, Inc.|1100
AIA|ISHARES ASIA 50 ETF|TRCM|TRC MARKETS LLC|900
AIA|ISHARES ASIA 50 ETF|UBSA|UBS SECURITIES LLC|16849
AIA|ISHARES ASIA 50 ETF|UBSS|UBS Securities LLC|359409
AIA|ISHARES ASIA 50 ETF|VALX|VIRTU AMERICAS LLC|763
AIA|ISHARES ASIA 50 ETF|VGRD|Vanguard Marketing Corporation|2802
AIA|ISHARES ASIA 50 ETF|WCHV|WELLS FARGO SECURITIES, LLC|22869
AIA|ISHARES ASIA 50 ETF|WEDB|WEDBUSH SECURITIES INC.|10000
AIA|ISHARES ASIA 50 ETF|WEED|Weeden & Co.L.P.|10
AIA|ISHARES ASIA 50 ETF|WGIF|CIBC World Markets Inc.|606
AIA|ISHARES ASIA 50 ETF|WSEA|WOLVERINE SECURITIES, LLC|2
AIA|ISHARES ASIA 50 ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
AIA|ISHARES ASIA 50 ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
AIA|ISHARES ASIA 50 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20825
AIC|ARLINGTON ASSET INVE|BATM|CBOE TRADING, INC.|226
AIC|ARLINGTON ASSET INVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
AIC|ARLINGTON ASSET INVE|EBXL|EBX LLC|200
AIC|ARLINGTON ASSET INVE|ETRS|E*Trade Securities LLC|100
AIC|ARLINGTON ASSET INVE|GSCO|GOLDMAN SACHS & CO. LLC|1000
AIC|ARLINGTON ASSET INVE|GSLT|GOLDMAN SACHS & CO. LLC|100
AIC|ARLINGTON ASSET INVE|HRBF|American Enterprise Investment Services Inc.|1525
AIC|ARLINGTON ASSET INVE|IBKR|Interactive Brokers Llc|700
AIC|ARLINGTON ASSET INVE|ICBX|INSTINET, LLC|200
AIC|ARLINGTON ASSET INVE|INCA|INSTINET, LLC|200
AIC|ARLINGTON ASSET INVE|JEFF|JEFFERIES LLC|1000
AIC|ARLINGTON ASSET INVE|LEHM|Barclays Capital Inc./Le|200
AIC|ARLINGTON ASSET INVE|LIME|Lime Brokerage LLC|100
AIC|ARLINGTON ASSET INVE|MSCO|MORGAN STANLEY & CO. LLC|200
AIC|ARLINGTON ASSET INVE|NFSC|National Financial Services LLC|4047
AIC|ARLINGTON ASSET INVE|NITE|VIRTU Americas LLC|10117
AIC|ARLINGTON ASSET INVE|RBCM|RBC CAPITAL MARKETS, LLC|5200
AIC|ARLINGTON ASSET INVE|STFL|Stifel, Nicolaus & Company, Incorporated|600
AIC|ARLINGTON ASSET INVE|SWIM|TD Ameritrade, Inc.|361
AIC|ARLINGTON ASSET INVE|SWST|Hilltop Securities Inc.|30
AIC|ARLINGTON ASSET INVE|UBSA|UBS SECURITIES LLC|226
AIC|ARLINGTON ASSET INVE|UBSS|UBS Securities LLC|504
AIC|ARLINGTON ASSET INVE|VGRD|Vanguard Marketing Corporation|934
AIC|ARLINGTON ASSET INVE|WCHV|WELLS FARGO SECURITIES, LLC|1872
AIEQ|AI POWERED EQUITY ET|AGIS|Aegis Capital Corp.|500
AIEQ|AI POWERED EQUITY ET|ALTX|Alternet Securities Inc.|100
AIEQ|AI POWERED EQUITY ET|APCC|Apex Clearing Corporation|30509
AIEQ|AI POWERED EQUITY ET|BIMI|Banca IMI Securities Corp.|81
AIEQ|AI POWERED EQUITY ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
AIEQ|AI POWERED EQUITY ET|CHAS|Charles Schwab & Co., Inc.|135
AIEQ|AI POWERED EQUITY ET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3100
AIEQ|AI POWERED EQUITY ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10976
AIEQ|AI POWERED EQUITY ET|DADA|D.A. Davidson & Co.|10
AIEQ|AI POWERED EQUITY ET|DBAX|Deutsche Bank Securities Inc.|5300
AIEQ|AI POWERED EQUITY ET|EBXL|EBX LLC|8500
AIEQ|AI POWERED EQUITY ET|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
AIEQ|AI POWERED EQUITY ET|EGAM|CBOE TRADING, INC.|1368
AIEQ|AI POWERED EQUITY ET|ETRS|E*Trade Securities LLC|42030
AIEQ|AI POWERED EQUITY ET|FBSB|U.S. Bancorp Investments, Inc.|10
AIEQ|AI POWERED EQUITY ET|FILL|Tradestation Securities, Inc.|4683
AIEQ|AI POWERED EQUITY ET|FMAF|NBCN Inc./ CDS|1375
AIEQ|AI POWERED EQUITY ET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3200
AIEQ|AI POWERED EQUITY ET|FTBR|Foliofn Investments, Inc.|4858
AIEQ|AI POWERED EQUITY ET|GLIS|TD Securities Inc|150
AIEQ|AI POWERED EQUITY ET|GLPX|ACS EXECUTION SERVICES, LLC|647
AIEQ|AI POWERED EQUITY ET|GTSZ|GTS SECURITIES LLC|7
AIEQ|AI POWERED EQUITY ET|HRBF|American Enterprise Investment Services Inc.|5407
AIEQ|AI POWERED EQUITY ET|HSBC|HSBC Securities, Inc.|708
AIEQ|AI POWERED EQUITY ET|IATS|INTERACTIVE BROKERS LLC|6811
AIEQ|AI POWERED EQUITY ET|IBKR|Interactive Brokers Llc|79746
AIEQ|AI POWERED EQUITY ET|ICBX|INSTINET, LLC|12566
AIEQ|AI POWERED EQUITY ET|INCA|INSTINET, LLC|7426
AIEQ|AI POWERED EQUITY ET|ITGI|ITG Inc.|280
AIEQ|AI POWERED EQUITY ET|JONE|JonesTrading|350
AIEQ|AI POWERED EQUITY ET|JPMX|J.P. Morgan Securities LLC|4084
AIEQ|AI POWERED EQUITY ET|JSJX|JANE STREET CAPITAL LLC|229107
AIEQ|AI POWERED EQUITY ET|KCGM|VIRTU Americas LLC|3090
AIEQ|AI POWERED EQUITY ET|LEHM|Barclays Capital Inc./Le|8800
AIEQ|AI POWERED EQUITY ET|LIME|Lime Brokerage LLC|14827
AIEQ|AI POWERED EQUITY ET|LSCI|Lek Securities Corporation|106
AIEQ|AI POWERED EQUITY ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
AIEQ|AI POWERED EQUITY ET|MOTF|MOTIF INVESTING, INC.|5
AIEQ|AI POWERED EQUITY ET|MSCO|MORGAN STANLEY & CO. LLC|42229
AIEQ|AI POWERED EQUITY ET|NFSC|National Financial Services LLC|191002
AIEQ|AI POWERED EQUITY ET|NITE|VIRTU Americas LLC|178295
AIEQ|AI POWERED EQUITY ET|NITP|VIRTU Americas LLC|2794
AIEQ|AI POWERED EQUITY ET|NTBF|BMO Nesbitt Burns Inc./CDS|553
AIEQ|AI POWERED EQUITY ET|PCPT|PHILLIP CAPITAL INC.|764
AIEQ|AI POWERED EQUITY ET|PDQM|CODA MARKETS, INC.|8747
AIEQ|AI POWERED EQUITY ET|PWJC|UBS Financial Services, Inc.|5100
AIEQ|AI POWERED EQUITY ET|RBCM|RBC CAPITAL MARKETS, LLC|3450
AIEQ|AI POWERED EQUITY ET|SBSH|Citigroup Global Markets Inc.|2134
AIEQ|AI POWERED EQUITY ET|SGMT|GOLDMAN SACHS & CO. LLC|5836
AIEQ|AI POWERED EQUITY ET|SOGO|Wang Investment Associates, Inc.|16
AIEQ|AI POWERED EQUITY ET|SPDR|SPEEDROUTE LLC|200
AIEQ|AI POWERED EQUITY ET|STFL|Stifel, Nicolaus & Company, Incorporated|795
AIEQ|AI POWERED EQUITY ET|SWIM|TD Ameritrade, Inc.|34270
AIEQ|AI POWERED EQUITY ET|SWST|Hilltop Securities Inc.|3
AIEQ|AI POWERED EQUITY ET|TKNG|ALLY INVEST SECURITIES LLC|91
AIEQ|AI POWERED EQUITY ET|TRCM|TRC MARKETS LLC|300
AIEQ|AI POWERED EQUITY ET|TWTT|TASTYWORKS, INC.|585
AIEQ|AI POWERED EQUITY ET|UBSA|UBS SECURITIES LLC|28939
AIEQ|AI POWERED EQUITY ET|UBSS|UBS Securities LLC|74332
AIEQ|AI POWERED EQUITY ET|VGRD|Vanguard Marketing Corporation|17982
AIEQ|AI POWERED EQUITY ET|VSIN|Vision Financial Markets Llc|144
AIEQ|AI POWERED EQUITY ET|WCHV|WELLS FARGO SECURITIES, LLC|8577
AIEQ|AI POWERED EQUITY ET|WEDB|WEDBUSH SECURITIES INC.|173
AIEQ|AI POWERED EQUITY ET|WGIF|CIBC World Markets Inc.|49
AIEQ|AI POWERED EQUITY ET|WSEA|WOLVERINE SECURITIES, LLC|8664
AIEQ|AI POWERED EQUITY ET|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
AIEQ|AI POWERED EQUITY ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9865
AIF|APOLLO TACTICAL INCM|ALTX|Alternet Securities Inc.|200
AIF|APOLLO TACTICAL INCM|APCC|Apex Clearing Corporation|142
AIF|APOLLO TACTICAL INCM|BRGE|Newbridge Securities Corp.|1517
AIF|APOLLO TACTICAL INCM|BTIG|BTIG, LLC|9645
AIF|APOLLO TACTICAL INCM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
AIF|APOLLO TACTICAL INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2200
AIF|APOLLO TACTICAL INCM|CXCX|CITIGROUP GLOBAL MARKETS INC.|112
AIF|APOLLO TACTICAL INCM|DBAX|Deutsche Bank Securities Inc.|900
AIF|APOLLO TACTICAL INCM|DEAN|MORGAN STANLEY|33316
AIF|APOLLO TACTICAL INCM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19755
AIF|APOLLO TACTICAL INCM|EBXL|EBX LLC|4200
AIF|APOLLO TACTICAL INCM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2101
AIF|APOLLO TACTICAL INCM|EGAM|CBOE TRADING, INC.|100
AIF|APOLLO TACTICAL INCM|ESPO|ESPOSITO SECURITIES, LLC|5388
AIF|APOLLO TACTICAL INCM|ETRS|E*Trade Securities LLC|8589
AIF|APOLLO TACTICAL INCM|FBSB|U.S. Bancorp Investments, Inc.|2
AIF|APOLLO TACTICAL INCM|FILL|Tradestation Securities, Inc.|3100
AIF|APOLLO TACTICAL INCM|FMAF|NBCN Inc./ CDS|100
AIF|APOLLO TACTICAL INCM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
AIF|APOLLO TACTICAL INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18166
AIF|APOLLO TACTICAL INCM|FTBR|Foliofn Investments, Inc.|45
AIF|APOLLO TACTICAL INCM|GLPX|ACS EXECUTION SERVICES, LLC|635
AIF|APOLLO TACTICAL INCM|GSCO|GOLDMAN SACHS & CO. LLC|5092
AIF|APOLLO TACTICAL INCM|GSCS|GOLDMAN SACHS & CO. LLC|200
AIF|APOLLO TACTICAL INCM|GSLT|GOLDMAN SACHS & CO. LLC|200
AIF|APOLLO TACTICAL INCM|HRBF|American Enterprise Investment Services Inc.|2004
AIF|APOLLO TACTICAL INCM|IATS|INTERACTIVE BROKERS LLC|2495
AIF|APOLLO TACTICAL INCM|IBKR|Interactive Brokers Llc|2926
AIF|APOLLO TACTICAL INCM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2968
AIF|APOLLO TACTICAL INCM|ICBX|INSTINET, LLC|300
AIF|APOLLO TACTICAL INCM|INCA|INSTINET, LLC|511
AIF|APOLLO TACTICAL INCM|INJX|INSTINET, LLC|50
AIF|APOLLO TACTICAL INCM|ITGI|ITG Inc.|541
AIF|APOLLO TACTICAL INCM|ITGP|ITG INC.|400
AIF|APOLLO TACTICAL INCM|JANY|Janney Montgomery Scott Inc.|7110
AIF|APOLLO TACTICAL INCM|JEFF|JEFFERIES LLC|2144
AIF|APOLLO TACTICAL INCM|JPMX|J.P. Morgan Securities LLC|3800
AIF|APOLLO TACTICAL INCM|KCGM|VIRTU Americas LLC|1518
AIF|APOLLO TACTICAL INCM|LEHM|Barclays Capital Inc./Le|2000
AIF|APOLLO TACTICAL INCM|LGNT|COR CLEARING LLC|5
AIF|APOLLO TACTICAL INCM|LIME|Lime Brokerage LLC|269
AIF|APOLLO TACTICAL INCM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
AIF|APOLLO TACTICAL INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
AIF|APOLLO TACTICAL INCM|MSCO|MORGAN STANLEY & CO. LLC|80433
AIF|APOLLO TACTICAL INCM|MSPL|MORGAN STANLEY & CO. LLC|35200
AIF|APOLLO TACTICAL INCM|NFSC|National Financial Services LLC|67233
AIF|APOLLO TACTICAL INCM|NITE|VIRTU Americas LLC|147534
AIF|APOLLO TACTICAL INCM|NQRB|Brut, LLC|2239
AIF|APOLLO TACTICAL INCM|OPCO|Oppenheimer & Co. Inc.|9175
AIF|APOLLO TACTICAL INCM|PDQM|CODA MARKETS, INC.|1021
AIF|APOLLO TACTICAL INCM|PWJC|UBS Financial Services, Inc.|600
AIF|APOLLO TACTICAL INCM|RBCM|RBC CAPITAL MARKETS, LLC|1735
AIF|APOLLO TACTICAL INCM|SAGC|SAGETRADER, LLC|100
AIF|APOLLO TACTICAL INCM|SALI|INTL FCSTONE FINANCIAL INC.|98
AIF|APOLLO TACTICAL INCM|SBSH|Citigroup Global Markets Inc.|267
AIF|APOLLO TACTICAL INCM|SGMT|GOLDMAN SACHS & CO. LLC|800
AIF|APOLLO TACTICAL INCM|SPDR|SPEEDROUTE LLC|100
AIF|APOLLO TACTICAL INCM|STFL|Stifel, Nicolaus & Company, Incorporated|6
AIF|APOLLO TACTICAL INCM|SWIM|TD Ameritrade, Inc.|3000
AIF|APOLLO TACTICAL INCM|SWST|Hilltop Securities Inc.|886
AIF|APOLLO TACTICAL INCM|TKNG|ALLY INVEST SECURITIES LLC|60
AIF|APOLLO TACTICAL INCM|TRBT|Tradebot Systems, Inc.|1466
AIF|APOLLO TACTICAL INCM|UBSA|UBS SECURITIES LLC|27863
AIF|APOLLO TACTICAL INCM|UBSS|UBS Securities LLC|45110
AIF|APOLLO TACTICAL INCM|VALX|VIRTU AMERICAS LLC|600
AIF|APOLLO TACTICAL INCM|VGRD|Vanguard Marketing Corporation|7441
AIF|APOLLO TACTICAL INCM|WCHV|WELLS FARGO SECURITIES, LLC|116395
AIF|APOLLO TACTICAL INCM|WEED|Weeden & Co.L.P.|700
AIF|APOLLO TACTICAL INCM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|103
AIF|APOLLO TACTICAL INCM|WSEA|WOLVERINE SECURITIES, LLC|1357
AIF|APOLLO TACTICAL INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|200
AIF|APOLLO TACTICAL INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3386
AIG|AMER INTL GROUP NEW|ABLE|NATIXIS Securities Americas LLC|269615
AIG|AMER INTL GROUP NEW|ALTX|Alternet Securities Inc.|64267
AIG|AMER INTL GROUP NEW|ANOS|ABEL/NOSER, L.L.C.|46437
AIG|AMER INTL GROUP NEW|APCC|Apex Clearing Corporation|2508
AIG|AMER INTL GROUP NEW|AQUA|AQUA SECURITIES L.P.|100000
AIG|AMER INTL GROUP NEW|BANK|Primevest Financial Services, Inc.|40
AIG|AMER INTL GROUP NEW|BARD|Robert W. Baird & Co. Incorporated|20451
AIG|AMER INTL GROUP NEW|BATM|CBOE TRADING, INC.|48381
AIG|AMER INTL GROUP NEW|BAYC|BAY CREST PARTNERS, LLC|84619
AIG|AMER INTL GROUP NEW|BAYT|BTIG, LLC|3500
AIG|AMER INTL GROUP NEW|BBNT|BB&T SECURITIES, LLC|2318
AIG|AMER INTL GROUP NEW|BERN|Sanford C. Bernstein & Co., LLC|1341413
AIG|AMER INTL GROUP NEW|BIAD|SAGETRADER, LLC|1014
AIG|AMER INTL GROUP NEW|BIDS|BIDS TRADING L.P.|7300
AIG|AMER INTL GROUP NEW|BIMI|Banca IMI Securities Corp.|3090
AIG|AMER INTL GROUP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46254
AIG|AMER INTL GROUP NEW|BLKX|INSTINET, LLC|383174
AIG|AMER INTL GROUP NEW|BMOC|BMO Capital Markets Corp.|39987
AIG|AMER INTL GROUP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|485687
AIG|AMER INTL GROUP NEW|BTIG|BTIG, LLC|72894
AIG|AMER INTL GROUP NEW|BYXM|CBOE TRADING, INC.|7874
AIG|AMER INTL GROUP NEW|BZYD|GOLDMAN SACHS & CO. LLC|600
AIG|AMER INTL GROUP NEW|CABR|Cabrera Capital Markets, Inc.|25
AIG|AMER INTL GROUP NEW|CANT|Cantor Fitzgerald & Co.|769
AIG|AMER INTL GROUP NEW|CBLC|CITIGROUP GLOBAL MARKETS INC.|1123276
AIG|AMER INTL GROUP NEW|CHAS|Charles Schwab & Co., Inc.|10867
AIG|AMER INTL GROUP NEW|CIBP|CIBC World Markets Corp.|59261
AIG|AMER INTL GROUP NEW|CIST|Capital Institutional Services, Inc.|12351
AIG|AMER INTL GROUP NEW|CLSA|CLSA AMERICAS, LLC|100
AIG|AMER INTL GROUP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|455201
AIG|AMER INTL GROUP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3980
AIG|AMER INTL GROUP NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20662
AIG|AMER INTL GROUP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1736326
AIG|AMER INTL GROUP NEW|CTDL|Citadel Derivatives Group Llc|24227
AIG|AMER INTL GROUP NEW|CTLR|CUTLER GROUP, LP|300
AIG|AMER INTL GROUP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|231612
AIG|AMER INTL GROUP NEW|DADA|D.A. Davidson & Co.|2072
AIG|AMER INTL GROUP NEW|DAVA|Davenport & Company LLC|335
AIG|AMER INTL GROUP NEW|DBAB|Deutsche Bank Securities Inc.|1956591
AIG|AMER INTL GROUP NEW|DBAX|Deutsche Bank Securities Inc.|1230400
AIG|AMER INTL GROUP NEW|DCHF|Dart Executions, LLC|5956
AIG|AMER INTL GROUP NEW|DEAN|MORGAN STANLEY|561585
AIG|AMER INTL GROUP NEW|DEGS|RONIN PROFESSIONAL LLC|800
AIG|AMER INTL GROUP NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|43292
AIG|AMER INTL GROUP NEW|DRWK|DRW SECURITIES, L.L.C.|25495
AIG|AMER INTL GROUP NEW|EBXL|EBX LLC|1008900
AIG|AMER INTL GROUP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|66522
AIG|AMER INTL GROUP NEW|EDJC|Edward Jones / CDS|1663
AIG|AMER INTL GROUP NEW|EDJO|Edward D. Jones & Co., L.P.|32865
AIG|AMER INTL GROUP NEW|EGAM|CBOE TRADING, INC.|170317
AIG|AMER INTL GROUP NEW|EGAW|CBOE TRADING, INC.|1998
AIG|AMER INTL GROUP NEW|EGMT|EG MARKET TECHNOLOGIES LLC|200
AIG|AMER INTL GROUP NEW|EGXM|CBOE TRADING, INC.|19560
AIG|AMER INTL GROUP NEW|ETBE|Electronic Transaction Clearing, Inc.|82104
AIG|AMER INTL GROUP NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
AIG|AMER INTL GROUP NEW|ETCC|Electronic Transaction Clearing, Inc.|1238
AIG|AMER INTL GROUP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12235
AIG|AMER INTL GROUP NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10083
AIG|AMER INTL GROUP NEW|ETRS|E*Trade Securities LLC|186311
AIG|AMER INTL GROUP NEW|FILL|Tradestation Securities, Inc.|29763
AIG|AMER INTL GROUP NEW|FINX|FINTECH SECURITIES|2802
AIG|AMER INTL GROUP NEW|FMAF|NBCN Inc./ CDS|8850
AIG|AMER INTL GROUP NEW|FMCO|First Manhattan Co|1270
AIG|AMER INTL GROUP NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15602
AIG|AMER INTL GROUP NEW|FQLS|Quantlab Securities LP|1153838
AIG|AMER INTL GROUP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118170
AIG|AMER INTL GROUP NEW|FTBR|Foliofn Investments, Inc.|14840
AIG|AMER INTL GROUP NEW|GBMT|GBM International, Inc.|250
AIG|AMER INTL GROUP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|25439
AIG|AMER INTL GROUP NEW|GLIS|TD Securities Inc|7680
AIG|AMER INTL GROUP NEW|GLPX|ACS EXECUTION SERVICES, LLC|125982
AIG|AMER INTL GROUP NEW|GSCO|GOLDMAN SACHS & CO. LLC|5242503
AIG|AMER INTL GROUP NEW|GSCS|GOLDMAN SACHS & CO. LLC|67951
AIG|AMER INTL GROUP NEW|GSLT|GOLDMAN SACHS & CO. LLC|63670
AIG|AMER INTL GROUP NEW|GTSZ|GTS SECURITIES LLC|504081
AIG|AMER INTL GROUP NEW|HAPX|HAP Trading, LLC|200
AIG|AMER INTL GROUP NEW|HCTA|Hardcastle Trading USA LLC|150248
AIG|AMER INTL GROUP NEW|HRBF|American Enterprise Investment Services Inc.|14129
AIG|AMER INTL GROUP NEW|HSBC|HSBC Securities, Inc.|55523
AIG|AMER INTL GROUP NEW|IATS|INTERACTIVE BROKERS LLC|29986
AIG|AMER INTL GROUP NEW|IBKR|Interactive Brokers Llc|60573
AIG|AMER INTL GROUP NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3053
AIG|AMER INTL GROUP NEW|ICBX|INSTINET, LLC|351041
AIG|AMER INTL GROUP NEW|IEQY|CITADEL SECURITIES LLC|335641
AIG|AMER INTL GROUP NEW|INCA|INSTINET, LLC|1110651
AIG|AMER INTL GROUP NEW|INJX|INSTINET, LLC|15675
AIG|AMER INTL GROUP NEW|INTL|INTL FCSTONE FINANCIAL INC.|179
AIG|AMER INTL GROUP NEW|ITGI|ITG Inc.|339395
AIG|AMER INTL GROUP NEW|ITGP|ITG INC.|904400
AIG|AMER INTL GROUP NEW|JANY|Janney Montgomery Scott Inc.|6361
AIG|AMER INTL GROUP NEW|JEFF|JEFFERIES LLC|784509
AIG|AMER INTL GROUP NEW|JMPT|JUMP TRADING, LLC|281044
AIG|AMER INTL GROUP NEW|JONE|JonesTrading|83
AIG|AMER INTL GROUP NEW|JPBX|J.P. MORGAN SECURITIES LLC|760422
AIG|AMER INTL GROUP NEW|JPMX|J.P. Morgan Securities LLC|2807333
AIG|AMER INTL GROUP NEW|JSEB|JANE STREET EXECUTION SERVICES, LLC|42825
AIG|AMER INTL GROUP NEW|JSJX|JANE STREET CAPITAL LLC|182500
AIG|AMER INTL GROUP NEW|JUTA|JUMP TRADING, LLC|200
AIG|AMER INTL GROUP NEW|KBWI|Keefe, Bruyette & Woods, Inc.|42890
AIG|AMER INTL GROUP NEW|KCGM|VIRTU Americas LLC|344094
AIG|AMER INTL GROUP NEW|LAMP|Lampost Capital, L.C.|4700
AIG|AMER INTL GROUP NEW|LEHM|Barclays Capital Inc./Le|2762702
AIG|AMER INTL GROUP NEW|LGNT|COR CLEARING LLC|3
AIG|AMER INTL GROUP NEW|LIME|Lime Brokerage LLC|220678
AIG|AMER INTL GROUP NEW|LMNX|LUMINEX TRADING & ANALYTICS LLC|65352
AIG|AMER INTL GROUP NEW|LOOP|Loop Capital Markets LLC|16480
AIG|AMER INTL GROUP NEW|LQNA|LIQUIDNET, INC.|201400
AIG|AMER INTL GROUP NEW|LQNB|LIQUIDNET, INC.|5400
AIG|AMER INTL GROUP NEW|LSCI|Lek Securities Corporation|32584
AIG|AMER INTL GROUP NEW|LTCO|Ladenburg, Thalmann & Co., Inc.|4102
AIG|AMER INTL GROUP NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
AIG|AMER INTL GROUP NEW|MACC|Mid Atlantic Capital Corporation|174
AIG|AMER INTL GROUP NEW|MACQ|Macquarie Capital (USA) Inc.|11020
AIG|AMER INTL GROUP NEW|MAXM|Maxim Group LLC|41027
AIG|AMER INTL GROUP NEW|MBTS|ALLY INVEST SECURITIES LLC|2
AIG|AMER INTL GROUP NEW|MCMF|Raymond James Ltd. Cds|1315
AIG|AMER INTL GROUP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|904002
AIG|AMER INTL GROUP NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
AIG|AMER INTL GROUP NEW|MOTF|MOTIF INVESTING, INC.|17
AIG|AMER INTL GROUP NEW|MPSG|E D & F Man Capital Markets Inc.|5268
AIG|AMER INTL GROUP NEW|MSCO|MORGAN STANLEY & CO. LLC|4041053
AIG|AMER INTL GROUP NEW|MSPL|MORGAN STANLEY & CO. LLC|1090700
AIG|AMER INTL GROUP NEW|MSTX|MORGAN STANLEY & CO. LLC|858100
AIG|AMER INTL GROUP NEW|MZHO|Mizuho Securities USA LLC|256270
AIG|AMER INTL GROUP NEW|NEUB|NEUBERGER BERMAN BD LLC|10948
AIG|AMER INTL GROUP NEW|NFSC|National Financial Services LLC|483006
AIG|AMER INTL GROUP NEW|NITE|VIRTU Americas LLC|1715438
AIG|AMER INTL GROUP NEW|NITP|VIRTU Americas LLC|6914
AIG|AMER INTL GROUP NEW|NQRB|Brut, LLC|36884
AIG|AMER INTL GROUP NEW|NTBF|BMO Nesbitt Burns Inc./CDS|37291
AIG|AMER INTL GROUP NEW|NTRC|Northern Trust Securities, Inc.|8919
AIG|AMER INTL GROUP NEW|OPCO|Oppenheimer & Co. Inc.|12055
AIG|AMER INTL GROUP NEW|OTAA|OTA LLC|7700
AIG|AMER INTL GROUP NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3200
AIG|AMER INTL GROUP NEW|PCPT|PHILLIP CAPITAL INC.|33611
AIG|AMER INTL GROUP NEW|PDQM|CODA MARKETS, INC.|162943
AIG|AMER INTL GROUP NEW|PHLY|NASDAQ Execution Services, LLC|9352
AIG|AMER INTL GROUP NEW|PIPR|Piper Jaffray & Co.|4925
AIG|AMER INTL GROUP NEW|PWJC|UBS Financial Services, Inc.|16138
AIG|AMER INTL GROUP NEW|QMSR|QUATTRO M SECURITIES INC.|985
AIG|AMER INTL GROUP NEW|RBCM|RBC CAPITAL MARKETS, LLC|33572
AIG|AMER INTL GROUP NEW|SAGL|SAGETRADER, LLC|506504
AIG|AMER INTL GROUP NEW|SAGW|SAGETRADER, LLC|15
AIG|AMER INTL GROUP NEW|SALI|INTL FCSTONE FINANCIAL INC.|1021
AIG|AMER INTL GROUP NEW|SBRX|MURIEL SIEBERT & CO INC|5
AIG|AMER INTL GROUP NEW|SBSH|Citigroup Global Markets Inc.|1067937
AIG|AMER INTL GROUP NEW|SCMC|Scotia Capital Markets (USA) Inc.|500
AIG|AMER INTL GROUP NEW|SDLR|Sandler, O'Neill & Partners, L.P.|750
AIG|AMER INTL GROUP NEW|SEIC|SEI Investments Distribution Co.|9136
AIG|AMER INTL GROUP NEW|SGMT|GOLDMAN SACHS & CO. LLC|637490
AIG|AMER INTL GROUP NEW|SJLS|TRADE INFORMATICS LLC|3700
AIG|AMER INTL GROUP NEW|SPDR|SPEEDROUTE LLC|85196
AIG|AMER INTL GROUP NEW|SPHN|Stephens Inc.|686
AIG|AMER INTL GROUP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|58124
AIG|AMER INTL GROUP NEW|STKP|STOCKPILE INVESTMENTS, INC.|38
AIG|AMER INTL GROUP NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20215
AIG|AMER INTL GROUP NEW|SWIM|TD Ameritrade, Inc.|201040
AIG|AMER INTL GROUP NEW|SWST|Hilltop Securities Inc.|5821
AIG|AMER INTL GROUP NEW|TAGC|TELSEY ADVISORY GROUP LLC|382
AIG|AMER INTL GROUP NEW|TKNG|ALLY INVEST SECURITIES LLC|2445
AIG|AMER INTL GROUP NEW|TOUR|TOURMALINE PARTNERS, LLC|300
AIG|AMER INTL GROUP NEW|TRBT|Tradebot Systems, Inc.|847889
AIG|AMER INTL GROUP NEW|TRCM|TRC MARKETS LLC|856906
AIG|AMER INTL GROUP NEW|TWTT|TASTYWORKS, INC.|300
AIG|AMER INTL GROUP NEW|UBSA|UBS SECURITIES LLC|3707409
AIG|AMER INTL GROUP NEW|UBSS|UBS Securities LLC|3058101
AIG|AMER INTL GROUP NEW|VALX|VIRTU AMERICAS LLC|81517
AIG|AMER INTL GROUP NEW|VGRD|Vanguard Marketing Corporation|12436
AIG|AMER INTL GROUP NEW|VSIN|Vision Financial Markets Llc|1
AIG|AMER INTL GROUP NEW|WABR|Wall Street Access|16551
AIG|AMER INTL GROUP NEW|WBLR|WILLIAM BLAIR|69972
AIG|AMER INTL GROUP NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|16746
AIG|AMER INTL GROUP NEW|WCHV|WELLS FARGO SECURITIES, LLC|542080
AIG|AMER INTL GROUP NEW|WDNX|WEEDEN & CO.L.P.|23228
AIG|AMER INTL GROUP NEW|WEDB|WEDBUSH SECURITIES INC.|23195
AIG|AMER INTL GROUP NEW|WEED|Weeden & Co.L.P.|16864
AIG|AMER INTL GROUP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|268320
AIG|AMER INTL GROUP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|112462
AIG|AMER INTL GROUP NEW|WGIF|CIBC World Markets Inc.|6141
AIG|AMER INTL GROUP NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6384
AIG|AMER INTL GROUP NEW|WSAG|WALL STREET ACCESS|54
AIG|AMER INTL GROUP NEW|WSEA|WOLVERINE SECURITIES, LLC|26035
AIG|AMER INTL GROUP NEW|XIST|INSTINET, LLC|74294
AIG|AMER INTL GROUP NEW|XPQR|Jump Trading|3500
AIG|AMER INTL GROUP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|173318
AIG|AMER INTL GROUP NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|20379
AIG|AMER INTL GROUP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
AIG.W|AMERICAN INTL GRP WT|ALTX|Alternet Securities Inc.|1700
AIG.W|AMERICAN INTL GRP WT|APCC|Apex Clearing Corporation|126
AIG.W|AMERICAN INTL GRP WT|BANK|Primevest Financial Services, Inc.|3
AIG.W|AMERICAN INTL GRP WT|BARD|Robert W. Baird & Co. Incorporated|7
AIG.W|AMERICAN INTL GRP WT|BATM|CBOE TRADING, INC.|101
AIG.W|AMERICAN INTL GRP WT|BBNT|BB&T SECURITIES, LLC|4408
AIG.W|AMERICAN INTL GRP WT|BIMI|Banca IMI Securities Corp.|654
AIG.W|AMERICAN INTL GRP WT|BYXM|CBOE TRADING, INC.|500
AIG.W|AMERICAN INTL GRP WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7005
AIG.W|AMERICAN INTL GRP WT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12768
AIG.W|AMERICAN INTL GRP WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17661
AIG.W|AMERICAN INTL GRP WT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
AIG.W|AMERICAN INTL GRP WT|DADA|D.A. Davidson & Co.|7800
AIG.W|AMERICAN INTL GRP WT|DAVA|Davenport & Company LLC|3
AIG.W|AMERICAN INTL GRP WT|DBAB|Deutsche Bank Securities Inc.|27
AIG.W|AMERICAN INTL GRP WT|DBAX|Deutsche Bank Securities Inc.|10600
AIG.W|AMERICAN INTL GRP WT|DEAN|MORGAN STANLEY|32247
AIG.W|AMERICAN INTL GRP WT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
AIG.W|AMERICAN INTL GRP WT|EBXL|EBX LLC|22300
AIG.W|AMERICAN INTL GRP WT|EDJO|Edward D. Jones & Co., L.P.|209
AIG.W|AMERICAN INTL GRP WT|EGAM|CBOE TRADING, INC.|700
AIG.W|AMERICAN INTL GRP WT|EGAW|CBOE TRADING, INC.|600
AIG.W|AMERICAN INTL GRP WT|EGXM|CBOE TRADING, INC.|716
AIG.W|AMERICAN INTL GRP WT|EGXW|CBOE TRADING, INC.|100
AIG.W|AMERICAN INTL GRP WT|ETRS|E*Trade Securities LLC|6536
AIG.W|AMERICAN INTL GRP WT|FBSB|U.S. Bancorp Investments, Inc.|2
AIG.W|AMERICAN INTL GRP WT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8
AIG.W|AMERICAN INTL GRP WT|FTBR|Foliofn Investments, Inc.|17
AIG.W|AMERICAN INTL GRP WT|GEBB|GLOBAL EXECUTION BROKERS, LP|300
AIG.W|AMERICAN INTL GRP WT|GLPX|ACS EXECUTION SERVICES, LLC|20575
AIG.W|AMERICAN INTL GRP WT|GSCO|GOLDMAN SACHS & CO. LLC|6100
AIG.W|AMERICAN INTL GRP WT|GSCS|GOLDMAN SACHS & CO. LLC|8368
AIG.W|AMERICAN INTL GRP WT|GSLT|GOLDMAN SACHS & CO. LLC|1897
AIG.W|AMERICAN INTL GRP WT|GTSZ|GTS SECURITIES LLC|132
AIG.W|AMERICAN INTL GRP WT|HRBF|American Enterprise Investment Services Inc.|273
AIG.W|AMERICAN INTL GRP WT|IBKR|Interactive Brokers Llc|6195
AIG.W|AMERICAN INTL GRP WT|ICBX|INSTINET, LLC|2900
AIG.W|AMERICAN INTL GRP WT|INCA|INSTINET, LLC|18080
AIG.W|AMERICAN INTL GRP WT|INJX|INSTINET, LLC|200
AIG.W|AMERICAN INTL GRP WT|ITGI|ITG Inc.|14607
AIG.W|AMERICAN INTL GRP WT|ITGP|ITG INC.|3400
AIG.W|AMERICAN INTL GRP WT|JANY|Janney Montgomery Scott Inc.|9341
AIG.W|AMERICAN INTL GRP WT|JEFF|JEFFERIES LLC|450
AIG.W|AMERICAN INTL GRP WT|LEHM|Barclays Capital Inc./Le|11200
AIG.W|AMERICAN INTL GRP WT|LGNT|COR CLEARING LLC|1
AIG.W|AMERICAN INTL GRP WT|LIME|Lime Brokerage LLC|504
AIG.W|AMERICAN INTL GRP WT|LSCI|Lek Securities Corporation|106
AIG.W|AMERICAN INTL GRP WT|MBTS|ALLY INVEST SECURITIES LLC|1
AIG.W|AMERICAN INTL GRP WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
AIG.W|AMERICAN INTL GRP WT|MSCO|MORGAN STANLEY & CO. LLC|19197
AIG.W|AMERICAN INTL GRP WT|NFSC|National Financial Services LLC|47110
AIG.W|AMERICAN INTL GRP WT|NITE|VIRTU Americas LLC|124641
AIG.W|AMERICAN INTL GRP WT|NTBF|BMO Nesbitt Burns Inc./CDS|653
AIG.W|AMERICAN INTL GRP WT|OPCO|Oppenheimer & Co. Inc.|4790
AIG.W|AMERICAN INTL GRP WT|PDQM|CODA MARKETS, INC.|25298
AIG.W|AMERICAN INTL GRP WT|PWJC|UBS Financial Services, Inc.|1735
AIG.W|AMERICAN INTL GRP WT|RBCM|RBC CAPITAL MARKETS, LLC|45903
AIG.W|AMERICAN INTL GRP WT|SAGL|SAGETRADER, LLC|30931
AIG.W|AMERICAN INTL GRP WT|SBSH|Citigroup Global Markets Inc.|958
AIG.W|AMERICAN INTL GRP WT|SGMT|GOLDMAN SACHS & CO. LLC|3519
AIG.W|AMERICAN INTL GRP WT|SPDR|SPEEDROUTE LLC|3300
AIG.W|AMERICAN INTL GRP WT|SSBS|STATE STREET GLOBAL MARKETS, LLC|3
AIG.W|AMERICAN INTL GRP WT|STFL|Stifel, Nicolaus & Company, Incorporated|9473
AIG.W|AMERICAN INTL GRP WT|SWIM|TD Ameritrade, Inc.|6713
AIG.W|AMERICAN INTL GRP WT|TKNG|ALLY INVEST SECURITIES LLC|39
AIG.W|AMERICAN INTL GRP WT|TTUC|CUTTONE & CO., INC.|14000
AIG.W|AMERICAN INTL GRP WT|UBSA|UBS SECURITIES LLC|10495
AIG.W|AMERICAN INTL GRP WT|UBSS|UBS Securities LLC|18989
AIG.W|AMERICAN INTL GRP WT|VGRD|Vanguard Marketing Corporation|1222
AIG.W|AMERICAN INTL GRP WT|WCHV|WELLS FARGO SECURITIES, LLC|19213
AIG.W|AMERICAN INTL GRP WT|WSEA|WOLVERINE SECURITIES, LLC|1
AIG.W|AMERICAN INTL GRP WT|WSGD|WEDBUSH SECURITIES INC.|26
AIG.W|AMERICAN INTL GRP WT|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1500
AIG.W|AMERICAN INTL GRP WT|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
AIG.W|AMERICAN INTL GRP WT|YKNA|COMHAR CAPITAL MARKETS, LLC|2377
AIG.W|AMERICAN INTL GRP WT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|88
AIHS|SENMIAO TECHNOLGY CM|ALTX|Alternet Securities Inc.|800
AIHS|SENMIAO TECHNOLGY CM|APCC|Apex Clearing Corporation|6018
AIHS|SENMIAO TECHNOLGY CM|BATM|CBOE TRADING, INC.|800
AIHS|SENMIAO TECHNOLGY CM|BAYC|BAY CREST PARTNERS, LLC|560
AIHS|SENMIAO TECHNOLGY CM|BERN|Sanford C. Bernstein & Co., LLC|634
AIHS|SENMIAO TECHNOLGY CM|BYXM|CBOE TRADING, INC.|1200
AIHS|SENMIAO TECHNOLGY CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8200
AIHS|SENMIAO TECHNOLGY CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3598
AIHS|SENMIAO TECHNOLGY CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2086
AIHS|SENMIAO TECHNOLGY CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
AIHS|SENMIAO TECHNOLGY CM|DBAX|Deutsche Bank Securities Inc.|2700
AIHS|SENMIAO TECHNOLGY CM|DEGS|RONIN PROFESSIONAL LLC|9238
AIHS|SENMIAO TECHNOLGY CM|EBXL|EBX LLC|2800
AIHS|SENMIAO TECHNOLGY CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
AIHS|SENMIAO TECHNOLGY CM|EGAM|CBOE TRADING, INC.|500
AIHS|SENMIAO TECHNOLGY CM|EGXM|CBOE TRADING, INC.|100
AIHS|SENMIAO TECHNOLGY CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|238
AIHS|SENMIAO TECHNOLGY CM|ETRS|E*Trade Securities LLC|4492
AIHS|SENMIAO TECHNOLGY CM|FBCO|Credit Suisse Securities (USA) LLC|11466
AIHS|SENMIAO TECHNOLGY CM|FILL|Tradestation Securities, Inc.|4000
AIHS|SENMIAO TECHNOLGY CM|FOMA|TD AMERITRADE CLEARING, INC.|178205
AIHS|SENMIAO TECHNOLGY CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4340
AIHS|SENMIAO TECHNOLGY CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2184
AIHS|SENMIAO TECHNOLGY CM|GEBB|GLOBAL EXECUTION BROKERS, LP|500
AIHS|SENMIAO TECHNOLGY CM|GLPX|ACS EXECUTION SERVICES, LLC|9508
AIHS|SENMIAO TECHNOLGY CM|GSCO|GOLDMAN SACHS & CO. LLC|2897
AIHS|SENMIAO TECHNOLGY CM|GSLT|GOLDMAN SACHS & CO. LLC|200
AIHS|SENMIAO TECHNOLGY CM|GTSZ|GTS SECURITIES LLC|5943
AIHS|SENMIAO TECHNOLGY CM|IATS|INTERACTIVE BROKERS LLC|3160
AIHS|SENMIAO TECHNOLGY CM|IBKR|Interactive Brokers Llc|276319
AIHS|SENMIAO TECHNOLGY CM|ICBX|INSTINET, LLC|2548
AIHS|SENMIAO TECHNOLGY CM|INCA|INSTINET, LLC|167700
AIHS|SENMIAO TECHNOLGY CM|ITGI|ITG Inc.|10200
AIHS|SENMIAO TECHNOLGY CM|ITGP|ITG INC.|4200
AIHS|SENMIAO TECHNOLGY CM|JPMX|J.P. Morgan Securities LLC|200
AIHS|SENMIAO TECHNOLGY CM|KCGM|VIRTU Americas LLC|700
AIHS|SENMIAO TECHNOLGY CM|LEHM|Barclays Capital Inc./Le|400
AIHS|SENMIAO TECHNOLGY CM|LIME|Lime Brokerage LLC|14920
AIHS|SENMIAO TECHNOLGY CM|MAXM|Maxim Group LLC|834
AIHS|SENMIAO TECHNOLGY CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
AIHS|SENMIAO TECHNOLGY CM|MSCO|MORGAN STANLEY & CO. LLC|38859
AIHS|SENMIAO TECHNOLGY CM|NATL|National Securities Corporation|300
AIHS|SENMIAO TECHNOLGY CM|NFSC|National Financial Services LLC|7132
AIHS|SENMIAO TECHNOLGY CM|NITE|VIRTU Americas LLC|67377
AIHS|SENMIAO TECHNOLGY CM|NITP|VIRTU Americas LLC|220
AIHS|SENMIAO TECHNOLGY CM|NQRB|Brut, LLC|300
AIHS|SENMIAO TECHNOLGY CM|PDQM|CODA MARKETS, INC.|17976
AIHS|SENMIAO TECHNOLGY CM|SAGL|SAGETRADER, LLC|100
AIHS|SENMIAO TECHNOLGY CM|SALI|INTL FCSTONE FINANCIAL INC.|350
AIHS|SENMIAO TECHNOLGY CM|SBSH|Citigroup Global Markets Inc.|345
AIHS|SENMIAO TECHNOLGY CM|SGMT|GOLDMAN SACHS & CO. LLC|2000
AIHS|SENMIAO TECHNOLGY CM|SOGO|Wang Investment Associates, Inc.|500
AIHS|SENMIAO TECHNOLGY CM|SPDR|SPEEDROUTE LLC|2583
AIHS|SENMIAO TECHNOLGY CM|SPTD|MINT GLOBAL MARKETS, INC.|75772
AIHS|SENMIAO TECHNOLGY CM|SWIM|TD Ameritrade, Inc.|15017
AIHS|SENMIAO TECHNOLGY CM|TRCM|TRC MARKETS LLC|5336
AIHS|SENMIAO TECHNOLGY CM|UBSA|UBS SECURITIES LLC|9014
AIHS|SENMIAO TECHNOLGY CM|UBSS|UBS Securities LLC|19364
AIHS|SENMIAO TECHNOLGY CM|VGRD|Vanguard Marketing Corporation|300
AIHS|SENMIAO TECHNOLGY CM|WEED|Weeden & Co.L.P.|10
AIHS|SENMIAO TECHNOLGY CM|WGIF|CIBC World Markets Inc.|400
AIHS|SENMIAO TECHNOLGY CM|WSEA|WOLVERINE SECURITIES, LLC|5
AIHS|SENMIAO TECHNOLGY CM|YKNA|COMHAR CAPITAL MARKETS, LLC|835
AIIQ|AI POWERED INTERNATI|APCC|Apex Clearing Corporation|291
AIIQ|AI POWERED INTERNATI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
AIIQ|AI POWERED INTERNATI|DBAX|Deutsche Bank Securities Inc.|1600
AIIQ|AI POWERED INTERNATI|EBXL|EBX LLC|900
AIIQ|AI POWERED INTERNATI|ETRS|E*Trade Securities LLC|2361
AIIQ|AI POWERED INTERNATI|FTBR|Foliofn Investments, Inc.|175
AIIQ|AI POWERED INTERNATI|GSLT|GOLDMAN SACHS & CO. LLC|1300
AIIQ|AI POWERED INTERNATI|IATS|INTERACTIVE BROKERS LLC|63
AIIQ|AI POWERED INTERNATI|IBKR|Interactive Brokers Llc|1308
AIIQ|AI POWERED INTERNATI|ICBX|INSTINET, LLC|500
AIIQ|AI POWERED INTERNATI|JSJX|JANE STREET CAPITAL LLC|1391
AIIQ|AI POWERED INTERNATI|KCGM|VIRTU Americas LLC|416
AIIQ|AI POWERED INTERNATI|LEHM|Barclays Capital Inc./Le|1200
AIIQ|AI POWERED INTERNATI|LIME|Lime Brokerage LLC|19
AIIQ|AI POWERED INTERNATI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1672
AIIQ|AI POWERED INTERNATI|MSCO|MORGAN STANLEY & CO. LLC|4128
AIIQ|AI POWERED INTERNATI|NFSC|National Financial Services LLC|6911
AIIQ|AI POWERED INTERNATI|NITE|VIRTU Americas LLC|9416
AIIQ|AI POWERED INTERNATI|SBSH|Citigroup Global Markets Inc.|3700
AIIQ|AI POWERED INTERNATI|SGMT|GOLDMAN SACHS & CO. LLC|928
AIIQ|AI POWERED INTERNATI|SWIM|TD Ameritrade, Inc.|1765
AIIQ|AI POWERED INTERNATI|UBSA|UBS SECURITIES LLC|7459
AIIQ|AI POWERED INTERNATI|UBSS|UBS Securities LLC|12650
AIIQ|AI POWERED INTERNATI|VSIN|Vision Financial Markets Llc|4
AIIQ|AI POWERED INTERNATI|WCHV|WELLS FARGO SECURITIES, LLC|325
AIIQ|AI POWERED INTERNATI|WSEA|WOLVERINE SECURITIES, LLC|781
AIMC|ALTRA INDTL MTN CMN|ALTX|Alternet Securities Inc.|1100
AIMC|ALTRA INDTL MTN CMN|APCC|Apex Clearing Corporation|10
AIMC|ALTRA INDTL MTN CMN|BARD|Robert W. Baird & Co. Incorporated|572
AIMC|ALTRA INDTL MTN CMN|BATM|CBOE TRADING, INC.|1127
AIMC|ALTRA INDTL MTN CMN|BERN|Sanford C. Bernstein & Co., LLC|828
AIMC|ALTRA INDTL MTN CMN|BIDS|BIDS TRADING L.P.|36100
AIMC|ALTRA INDTL MTN CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|156
AIMC|ALTRA INDTL MTN CMN|BLKX|INSTINET, LLC|11100
AIMC|ALTRA INDTL MTN CMN|BMOC|BMO Capital Markets Corp.|4598
AIMC|ALTRA INDTL MTN CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2839
AIMC|ALTRA INDTL MTN CMN|BTIG|BTIG, LLC|184216
AIMC|ALTRA INDTL MTN CMN|BYXM|CBOE TRADING, INC.|100
AIMC|ALTRA INDTL MTN CMN|BZYD|GOLDMAN SACHS & CO. LLC|710
AIMC|ALTRA INDTL MTN CMN|CANT|Cantor Fitzgerald & Co.|76
AIMC|ALTRA INDTL MTN CMN|CHAS|Charles Schwab & Co., Inc.|372
AIMC|ALTRA INDTL MTN CMN|CIST|Capital Institutional Services, Inc.|362
AIMC|ALTRA INDTL MTN CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47197
AIMC|ALTRA INDTL MTN CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
AIMC|ALTRA INDTL MTN CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
AIMC|ALTRA INDTL MTN CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43728
AIMC|ALTRA INDTL MTN CMN|CTDL|Citadel Derivatives Group Llc|2484
AIMC|ALTRA INDTL MTN CMN|CTLR|CUTLER GROUP, LP|518
AIMC|ALTRA INDTL MTN CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|10460
AIMC|ALTRA INDTL MTN CMN|DADA|D.A. Davidson & Co.|62
AIMC|ALTRA INDTL MTN CMN|DAVA|Davenport & Company LLC|200
AIMC|ALTRA INDTL MTN CMN|DBAB|Deutsche Bank Securities Inc.|80074
AIMC|ALTRA INDTL MTN CMN|DBAX|Deutsche Bank Securities Inc.|40400
AIMC|ALTRA INDTL MTN CMN|DEAN|MORGAN STANLEY|1617
AIMC|ALTRA INDTL MTN CMN|DEGS|RONIN PROFESSIONAL LLC|1916
AIMC|ALTRA INDTL MTN CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3498
AIMC|ALTRA INDTL MTN CMN|EBXL|EBX LLC|19200
AIMC|ALTRA INDTL MTN CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|281
AIMC|ALTRA INDTL MTN CMN|EGAM|CBOE TRADING, INC.|3666
AIMC|ALTRA INDTL MTN CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
AIMC|ALTRA INDTL MTN CMN|EGXM|CBOE TRADING, INC.|532
AIMC|ALTRA INDTL MTN CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
AIMC|ALTRA INDTL MTN CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11728
AIMC|ALTRA INDTL MTN CMN|ETRS|E*Trade Securities LLC|15806
AIMC|ALTRA INDTL MTN CMN|FBCO|Credit Suisse Securities (USA) LLC|447227
AIMC|ALTRA INDTL MTN CMN|FOMA|TD AMERITRADE CLEARING, INC.|1856
AIMC|ALTRA INDTL MTN CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|206
AIMC|ALTRA INDTL MTN CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13860
AIMC|ALTRA INDTL MTN CMN|FTBR|Foliofn Investments, Inc.|384
AIMC|ALTRA INDTL MTN CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|8900
AIMC|ALTRA INDTL MTN CMN|GLPX|ACS EXECUTION SERVICES, LLC|1150
AIMC|ALTRA INDTL MTN CMN|GSCO|GOLDMAN SACHS & CO. LLC|304261
AIMC|ALTRA INDTL MTN CMN|GSCS|GOLDMAN SACHS & CO. LLC|28338
AIMC|ALTRA INDTL MTN CMN|GSLT|GOLDMAN SACHS & CO. LLC|219
AIMC|ALTRA INDTL MTN CMN|GTSZ|GTS SECURITIES LLC|6750
AIMC|ALTRA INDTL MTN CMN|HPPX|POTAMUS TRADING, LLC|1196
AIMC|ALTRA INDTL MTN CMN|HRBF|American Enterprise Investment Services Inc.|43
AIMC|ALTRA INDTL MTN CMN|IATS|INTERACTIVE BROKERS LLC|70
AIMC|ALTRA INDTL MTN CMN|IBKR|Interactive Brokers Llc|11143
AIMC|ALTRA INDTL MTN CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|186
AIMC|ALTRA INDTL MTN CMN|ICBX|INSTINET, LLC|12500
AIMC|ALTRA INDTL MTN CMN|IEQY|CITADEL SECURITIES LLC|10847
AIMC|ALTRA INDTL MTN CMN|INCA|INSTINET, LLC|81447
AIMC|ALTRA INDTL MTN CMN|INJX|INSTINET, LLC|21417
AIMC|ALTRA INDTL MTN CMN|ITGI|ITG Inc.|16483
AIMC|ALTRA INDTL MTN CMN|ITGP|ITG INC.|25200
AIMC|ALTRA INDTL MTN CMN|JEFF|JEFFERIES LLC|65783
AIMC|ALTRA INDTL MTN CMN|JMPT|JUMP TRADING, LLC|8186
AIMC|ALTRA INDTL MTN CMN|JPBX|J.P. MORGAN SECURITIES LLC|2187
AIMC|ALTRA INDTL MTN CMN|JPMX|J.P. Morgan Securities LLC|64485
AIMC|ALTRA INDTL MTN CMN|JSJX|JANE STREET CAPITAL LLC|9338
AIMC|ALTRA INDTL MTN CMN|KCGM|VIRTU Americas LLC|12207
AIMC|ALTRA INDTL MTN CMN|KING|C. L. King & Associates, Inc.|100
AIMC|ALTRA INDTL MTN CMN|LEHM|Barclays Capital Inc./Le|134060
AIMC|ALTRA INDTL MTN CMN|LIME|Lime Brokerage LLC|49694
AIMC|ALTRA INDTL MTN CMN|LQNA|LIQUIDNET, INC.|5500
AIMC|ALTRA INDTL MTN CMN|MAXM|Maxim Group LLC|2990
AIMC|ALTRA INDTL MTN CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46007
AIMC|ALTRA INDTL MTN CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|270
AIMC|ALTRA INDTL MTN CMN|MSCO|MORGAN STANLEY & CO. LLC|346310
AIMC|ALTRA INDTL MTN CMN|MSPL|MORGAN STANLEY & CO. LLC|68600
AIMC|ALTRA INDTL MTN CMN|MSTX|MORGAN STANLEY & CO. LLC|600
AIMC|ALTRA INDTL MTN CMN|NFSC|National Financial Services LLC|6934
AIMC|ALTRA INDTL MTN CMN|NITE|VIRTU Americas LLC|34869
AIMC|ALTRA INDTL MTN CMN|NITP|VIRTU Americas LLC|300
AIMC|ALTRA INDTL MTN CMN|NQRB|Brut, LLC|2955
AIMC|ALTRA INDTL MTN CMN|OPCO|Oppenheimer & Co. Inc.|1126
AIMC|ALTRA INDTL MTN CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3114
AIMC|ALTRA INDTL MTN CMN|PDQM|CODA MARKETS, INC.|8682
AIMC|ALTRA INDTL MTN CMN|PIPR|Piper Jaffray & Co.|1880
AIMC|ALTRA INDTL MTN CMN|RAJA|Raymond James & Associates, Inc.|733
AIMC|ALTRA INDTL MTN CMN|RBCM|RBC CAPITAL MARKETS, LLC|162
AIMC|ALTRA INDTL MTN CMN|SAGL|SAGETRADER, LLC|102
AIMC|ALTRA INDTL MTN CMN|SAGW|SAGETRADER, LLC|100
AIMC|ALTRA INDTL MTN CMN|SBSH|Citigroup Global Markets Inc.|36952
AIMC|ALTRA INDTL MTN CMN|SGMT|GOLDMAN SACHS & CO. LLC|11052
AIMC|ALTRA INDTL MTN CMN|SPDR|SPEEDROUTE LLC|5904
AIMC|ALTRA INDTL MTN CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|29032
AIMC|ALTRA INDTL MTN CMN|STFL|Stifel, Nicolaus & Company, Incorporated|413
AIMC|ALTRA INDTL MTN CMN|SWIM|TD Ameritrade, Inc.|321
AIMC|ALTRA INDTL MTN CMN|SWST|Hilltop Securities Inc.|50
AIMC|ALTRA INDTL MTN CMN|TRBT|Tradebot Systems, Inc.|8719
AIMC|ALTRA INDTL MTN CMN|TRCM|TRC MARKETS LLC|29692
AIMC|ALTRA INDTL MTN CMN|UBSA|UBS SECURITIES LLC|104754
AIMC|ALTRA INDTL MTN CMN|UBSS|UBS Securities LLC|227299
AIMC|ALTRA INDTL MTN CMN|VALX|VIRTU AMERICAS LLC|3031
AIMC|ALTRA INDTL MTN CMN|VGRD|Vanguard Marketing Corporation|213
AIMC|ALTRA INDTL MTN CMN|WBLR|WILLIAM BLAIR|1300
AIMC|ALTRA INDTL MTN CMN|WCHV|WELLS FARGO SECURITIES, LLC|88251
AIMC|ALTRA INDTL MTN CMN|WEED|Weeden & Co.L.P.|900
AIMC|ALTRA INDTL MTN CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|165
AIMC|ALTRA INDTL MTN CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29
AIMC|ALTRA INDTL MTN CMN|WSEA|WOLVERINE SECURITIES, LLC|31
AIMC|ALTRA INDTL MTN CMN|XIST|INSTINET, LLC|8096
AIMC|ALTRA INDTL MTN CMN|XPQR|Jump Trading|16
AIMC|ALTRA INDTL MTN CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|9200
AIMC|ALTRA INDTL MTN CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|144
AIMT|AIMMUNE THERAP CMN|ALTX|Alternet Securities Inc.|6171
AIMT|AIMMUNE THERAP CMN|APCC|Apex Clearing Corporation|332
AIMT|AIMMUNE THERAP CMN|BARD|Robert W. Baird & Co. Incorporated|6110
AIMT|AIMMUNE THERAP CMN|BATM|CBOE TRADING, INC.|4458
AIMT|AIMMUNE THERAP CMN|BAYT|BTIG, LLC|1200
AIMT|AIMMUNE THERAP CMN|BERN|Sanford C. Bernstein & Co., LLC|138153
AIMT|AIMMUNE THERAP CMN|BIDS|BIDS TRADING L.P.|5758
AIMT|AIMMUNE THERAP CMN|BIMI|Banca IMI Securities Corp.|4330
AIMT|AIMMUNE THERAP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10579
AIMT|AIMMUNE THERAP CMN|BLKX|INSTINET, LLC|25000
AIMT|AIMMUNE THERAP CMN|BMOC|BMO Capital Markets Corp.|6261
AIMT|AIMMUNE THERAP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|31627
AIMT|AIMMUNE THERAP CMN|BTIG|BTIG, LLC|76688
AIMT|AIMMUNE THERAP CMN|BYXM|CBOE TRADING, INC.|3810
AIMT|AIMMUNE THERAP CMN|CANT|Cantor Fitzgerald & Co.|93
AIMT|AIMMUNE THERAP CMN|CHAS|Charles Schwab & Co., Inc.|1600
AIMT|AIMMUNE THERAP CMN|CIST|Capital Institutional Services, Inc.|69
AIMT|AIMMUNE THERAP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19294
AIMT|AIMMUNE THERAP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14152
AIMT|AIMMUNE THERAP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|212970
AIMT|AIMMUNE THERAP CMN|CTDL|Citadel Derivatives Group Llc|31361
AIMT|AIMMUNE THERAP CMN|CTLR|CUTLER GROUP, LP|208
AIMT|AIMMUNE THERAP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|35470
AIMT|AIMMUNE THERAP CMN|DBAB|Deutsche Bank Securities Inc.|446287
AIMT|AIMMUNE THERAP CMN|DBAX|Deutsche Bank Securities Inc.|111700
AIMT|AIMMUNE THERAP CMN|DBUL|Deutsche Bank Securities Inc.|1492
AIMT|AIMMUNE THERAP CMN|DCHF|Dart Executions, LLC|997
AIMT|AIMMUNE THERAP CMN|DEAN|MORGAN STANLEY|8613
AIMT|AIMMUNE THERAP CMN|DEGS|RONIN PROFESSIONAL LLC|14690
AIMT|AIMMUNE THERAP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3124
AIMT|AIMMUNE THERAP CMN|EBXL|EBX LLC|105800
AIMT|AIMMUNE THERAP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1449
AIMT|AIMMUNE THERAP CMN|EDJO|Edward D. Jones & Co., L.P.|781
AIMT|AIMMUNE THERAP CMN|EGAM|CBOE TRADING, INC.|15370
AIMT|AIMMUNE THERAP CMN|EGAW|CBOE TRADING, INC.|137
AIMT|AIMMUNE THERAP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|420
AIMT|AIMMUNE THERAP CMN|EGXM|CBOE TRADING, INC.|8012
AIMT|AIMMUNE THERAP CMN|EGXW|CBOE TRADING, INC.|6
AIMT|AIMMUNE THERAP CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2600
AIMT|AIMMUNE THERAP CMN|ETBE|Electronic Transaction Clearing, Inc.|14572
AIMT|AIMMUNE THERAP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4174
AIMT|AIMMUNE THERAP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38454
AIMT|AIMMUNE THERAP CMN|ETRS|E*Trade Securities LLC|62425
AIMT|AIMMUNE THERAP CMN|FBCO|Credit Suisse Securities (USA) LLC|574743
AIMT|AIMMUNE THERAP CMN|FILL|Tradestation Securities, Inc.|14688
AIMT|AIMMUNE THERAP CMN|FMAF|NBCN Inc./ CDS|300
AIMT|AIMMUNE THERAP CMN|FOMA|TD AMERITRADE CLEARING, INC.|177706
AIMT|AIMMUNE THERAP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72910
AIMT|AIMMUNE THERAP CMN|FTBR|Foliofn Investments, Inc.|343
AIMT|AIMMUNE THERAP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|31539
AIMT|AIMMUNE THERAP CMN|GLPX|ACS EXECUTION SERVICES, LLC|17670
AIMT|AIMMUNE THERAP CMN|GSCO|GOLDMAN SACHS & CO. LLC|1262472
AIMT|AIMMUNE THERAP CMN|GSCS|GOLDMAN SACHS & CO. LLC|34778
AIMT|AIMMUNE THERAP CMN|GSLT|GOLDMAN SACHS & CO. LLC|3284
AIMT|AIMMUNE THERAP CMN|GTSZ|GTS SECURITIES LLC|27071
AIMT|AIMMUNE THERAP CMN|HAPX|HAP Trading, LLC|918
AIMT|AIMMUNE THERAP CMN|IATS|INTERACTIVE BROKERS LLC|13890
AIMT|AIMMUNE THERAP CMN|IBKR|Interactive Brokers Llc|90368
AIMT|AIMMUNE THERAP CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
AIMT|AIMMUNE THERAP CMN|ICBX|INSTINET, LLC|18500
AIMT|AIMMUNE THERAP CMN|IEQY|CITADEL SECURITIES LLC|179147
AIMT|AIMMUNE THERAP CMN|INCA|INSTINET, LLC|207688
AIMT|AIMMUNE THERAP CMN|INJX|INSTINET, LLC|15087
AIMT|AIMMUNE THERAP CMN|ITGI|ITG Inc.|16453
AIMT|AIMMUNE THERAP CMN|ITGP|ITG INC.|52400
AIMT|AIMMUNE THERAP CMN|JANY|Janney Montgomery Scott Inc.|1950
AIMT|AIMMUNE THERAP CMN|JEFF|JEFFERIES LLC|48426
AIMT|AIMMUNE THERAP CMN|JMPT|JUMP TRADING, LLC|54915
AIMT|AIMMUNE THERAP CMN|JPBX|J.P. MORGAN SECURITIES LLC|30419
AIMT|AIMMUNE THERAP CMN|JPMX|J.P. Morgan Securities LLC|295707
AIMT|AIMMUNE THERAP CMN|JSJX|JANE STREET CAPITAL LLC|4724
AIMT|AIMMUNE THERAP CMN|JUTA|JUMP TRADING, LLC|200
AIMT|AIMMUNE THERAP CMN|KCGM|VIRTU Americas LLC|34204
AIMT|AIMMUNE THERAP CMN|LEER|LEERINK PARTNERS LLC|23500
AIMT|AIMMUNE THERAP CMN|LEHM|Barclays Capital Inc./Le|522603
AIMT|AIMMUNE THERAP CMN|LIME|Lime Brokerage LLC|210246
AIMT|AIMMUNE THERAP CMN|LOOP|Loop Capital Markets LLC|2626
AIMT|AIMMUNE THERAP CMN|LQNA|LIQUIDNET, INC.|11400
AIMT|AIMMUNE THERAP CMN|LSCI|Lek Securities Corporation|7
AIMT|AIMMUNE THERAP CMN|MAXM|Maxim Group LLC|4435
AIMT|AIMMUNE THERAP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96028
AIMT|AIMMUNE THERAP CMN|MOTF|MOTIF INVESTING, INC.|4
AIMT|AIMMUNE THERAP CMN|MSCO|MORGAN STANLEY & CO. LLC|2629664
AIMT|AIMMUNE THERAP CMN|MSPL|MORGAN STANLEY & CO. LLC|208000
AIMT|AIMMUNE THERAP CMN|MSTX|MORGAN STANLEY & CO. LLC|92000
AIMT|AIMMUNE THERAP CMN|NFSC|National Financial Services LLC|621609
AIMT|AIMMUNE THERAP CMN|NITE|VIRTU Americas LLC|535667
AIMT|AIMMUNE THERAP CMN|NITP|VIRTU Americas LLC|3500
AIMT|AIMMUNE THERAP CMN|NQRB|Brut, LLC|34680
AIMT|AIMMUNE THERAP CMN|OPCO|Oppenheimer & Co. Inc.|589
AIMT|AIMMUNE THERAP CMN|PDQM|CODA MARKETS, INC.|24549
AIMT|AIMMUNE THERAP CMN|PICT|Pictet Overseas Inc.|900
AIMT|AIMMUNE THERAP CMN|PWJC|UBS Financial Services, Inc.|3745
AIMT|AIMMUNE THERAP CMN|RAJA|Raymond James & Associates, Inc.|3467
AIMT|AIMMUNE THERAP CMN|RBCM|RBC CAPITAL MARKETS, LLC|2140
AIMT|AIMMUNE THERAP CMN|SAGL|SAGETRADER, LLC|7114
AIMT|AIMMUNE THERAP CMN|SAGW|SAGETRADER, LLC|1438
AIMT|AIMMUNE THERAP CMN|SALW|SW FINANCIAL|2060
AIMT|AIMMUNE THERAP CMN|SBSH|Citigroup Global Markets Inc.|213587
AIMT|AIMMUNE THERAP CMN|SGMT|GOLDMAN SACHS & CO. LLC|93773
AIMT|AIMMUNE THERAP CMN|SPDR|SPEEDROUTE LLC|12300
AIMT|AIMMUNE THERAP CMN|SPHN|Stephens Inc.|3450
AIMT|AIMMUNE THERAP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|17547
AIMT|AIMMUNE THERAP CMN|STKP|STOCKPILE INVESTMENTS, INC.|370
AIMT|AIMMUNE THERAP CMN|STXG|Stockcross Financial Services, Inc.|86
AIMT|AIMMUNE THERAP CMN|SWIM|TD Ameritrade, Inc.|152707
AIMT|AIMMUNE THERAP CMN|SWST|Hilltop Securities Inc.|320
AIMT|AIMMUNE THERAP CMN|TKNG|ALLY INVEST SECURITIES LLC|2619
AIMT|AIMMUNE THERAP CMN|TRBT|Tradebot Systems, Inc.|244668
AIMT|AIMMUNE THERAP CMN|TRCM|TRC MARKETS LLC|54250
AIMT|AIMMUNE THERAP CMN|TWTT|TASTYWORKS, INC.|300
AIMT|AIMMUNE THERAP CMN|UBSA|UBS SECURITIES LLC|381237
AIMT|AIMMUNE THERAP CMN|UBSS|UBS Securities LLC|1471517
AIMT|AIMMUNE THERAP CMN|VALX|VIRTU AMERICAS LLC|87083
AIMT|AIMMUNE THERAP CMN|VGRD|Vanguard Marketing Corporation|24064
AIMT|AIMMUNE THERAP CMN|VSIN|Vision Financial Markets Llc|150
AIMT|AIMMUNE THERAP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|300
AIMT|AIMMUNE THERAP CMN|WCHV|WELLS FARGO SECURITIES, LLC|45235
AIMT|AIMMUNE THERAP CMN|WEDB|WEDBUSH SECURITIES INC.|1240
AIMT|AIMMUNE THERAP CMN|WEED|Weeden & Co.L.P.|370
AIMT|AIMMUNE THERAP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|617
AIMT|AIMMUNE THERAP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12422
AIMT|AIMMUNE THERAP CMN|WGIF|CIBC World Markets Inc.|920
AIMT|AIMMUNE THERAP CMN|WSAG|WALL STREET ACCESS|100
AIMT|AIMMUNE THERAP CMN|WSEA|WOLVERINE SECURITIES, LLC|1481
AIMT|AIMMUNE THERAP CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
AIMT|AIMMUNE THERAP CMN|XIST|INSTINET, LLC|29000
AIMT|AIMMUNE THERAP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|150924
AIMT|AIMMUNE THERAP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1310
AIMT|AIMMUNE THERAP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2846
AIN|ALBANY INTL CP CL A|ALTX|Alternet Securities Inc.|1385
AIN|ALBANY INTL CP CL A|ANOS|ABEL/NOSER, L.L.C.|731
AIN|ALBANY INTL CP CL A|APCC|Apex Clearing Corporation|39
AIN|ALBANY INTL CP CL A|BANK|Primevest Financial Services, Inc.|5
AIN|ALBANY INTL CP CL A|BARD|Robert W. Baird & Co. Incorporated|1234
AIN|ALBANY INTL CP CL A|BATM|CBOE TRADING, INC.|1553
AIN|ALBANY INTL CP CL A|BERN|Sanford C. Bernstein & Co., LLC|94
AIN|ALBANY INTL CP CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15
AIN|ALBANY INTL CP CL A|BNPX|BNP PARIBAS SECURITIES CORP.|5195
AIN|ALBANY INTL CP CL A|BRVL|BLAYLOCK VAN, LLC|300
AIN|ALBANY INTL CP CL A|BTIG|BTIG, LLC|497
AIN|ALBANY INTL CP CL A|BYXM|CBOE TRADING, INC.|10
AIN|ALBANY INTL CP CL A|BZYD|GOLDMAN SACHS & CO. LLC|700
AIN|ALBANY INTL CP CL A|CANT|Cantor Fitzgerald & Co.|1921
AIN|ALBANY INTL CP CL A|CHAS|Charles Schwab & Co., Inc.|265
AIN|ALBANY INTL CP CL A|CIST|Capital Institutional Services, Inc.|96
AIN|ALBANY INTL CP CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6725
AIN|ALBANY INTL CP CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|377
AIN|ALBANY INTL CP CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24324
AIN|ALBANY INTL CP CL A|CTDL|Citadel Derivatives Group Llc|402
AIN|ALBANY INTL CP CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|4264
AIN|ALBANY INTL CP CL A|DADA|D.A. Davidson & Co.|30
AIN|ALBANY INTL CP CL A|DBAB|Deutsche Bank Securities Inc.|11472
AIN|ALBANY INTL CP CL A|DBAX|Deutsche Bank Securities Inc.|27300
AIN|ALBANY INTL CP CL A|DEAN|MORGAN STANLEY|2663
AIN|ALBANY INTL CP CL A|DEGS|RONIN PROFESSIONAL LLC|481
AIN|ALBANY INTL CP CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|413
AIN|ALBANY INTL CP CL A|EBXL|EBX LLC|11800
AIN|ALBANY INTL CP CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|92
AIN|ALBANY INTL CP CL A|EGAM|CBOE TRADING, INC.|2384
AIN|ALBANY INTL CP CL A|EGAW|CBOE TRADING, INC.|34
AIN|ALBANY INTL CP CL A|EGXM|CBOE TRADING, INC.|207
AIN|ALBANY INTL CP CL A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|189
AIN|ALBANY INTL CP CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
AIN|ALBANY INTL CP CL A|ETRS|E*Trade Securities LLC|2977
AIN|ALBANY INTL CP CL A|FILL|Tradestation Securities, Inc.|20
AIN|ALBANY INTL CP CL A|FINX|FINTECH SECURITIES|200
AIN|ALBANY INTL CP CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|460
AIN|ALBANY INTL CP CL A|FQLS|Quantlab Securities LP|23144
AIN|ALBANY INTL CP CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16547
AIN|ALBANY INTL CP CL A|FTBR|Foliofn Investments, Inc.|210
AIN|ALBANY INTL CP CL A|GLPX|ACS EXECUTION SERVICES, LLC|1259
AIN|ALBANY INTL CP CL A|GSCO|GOLDMAN SACHS & CO. LLC|58367
AIN|ALBANY INTL CP CL A|GSLT|GOLDMAN SACHS & CO. LLC|199
AIN|ALBANY INTL CP CL A|GTSZ|GTS SECURITIES LLC|5427
AIN|ALBANY INTL CP CL A|HPPX|POTAMUS TRADING, LLC|637
AIN|ALBANY INTL CP CL A|HRBF|American Enterprise Investment Services Inc.|51
AIN|ALBANY INTL CP CL A|IATS|INTERACTIVE BROKERS LLC|1723
AIN|ALBANY INTL CP CL A|IBKR|Interactive Brokers Llc|4218
AIN|ALBANY INTL CP CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
AIN|ALBANY INTL CP CL A|ICBX|INSTINET, LLC|3900
AIN|ALBANY INTL CP CL A|IEQY|CITADEL SECURITIES LLC|7346
AIN|ALBANY INTL CP CL A|INCA|INSTINET, LLC|9370
AIN|ALBANY INTL CP CL A|INJX|INSTINET, LLC|393
AIN|ALBANY INTL CP CL A|ITGI|ITG Inc.|6170
AIN|ALBANY INTL CP CL A|ITGP|ITG INC.|9600
AIN|ALBANY INTL CP CL A|JEFF|JEFFERIES LLC|1682
AIN|ALBANY INTL CP CL A|JMPT|JUMP TRADING, LLC|5814
AIN|ALBANY INTL CP CL A|JPBX|J.P. MORGAN SECURITIES LLC|1880
AIN|ALBANY INTL CP CL A|JPMX|J.P. Morgan Securities LLC|36661
AIN|ALBANY INTL CP CL A|JSJX|JANE STREET CAPITAL LLC|2206
AIN|ALBANY INTL CP CL A|KCGM|VIRTU Americas LLC|2501
AIN|ALBANY INTL CP CL A|KING|C. L. King & Associates, Inc.|1290
AIN|ALBANY INTL CP CL A|LEHM|Barclays Capital Inc./Le|78210
AIN|ALBANY INTL CP CL A|LIME|Lime Brokerage LLC|4922
AIN|ALBANY INTL CP CL A|LQNA|LIQUIDNET, INC.|21000
AIN|ALBANY INTL CP CL A|LSCI|Lek Securities Corporation|5
AIN|ALBANY INTL CP CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29170
AIN|ALBANY INTL CP CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|280
AIN|ALBANY INTL CP CL A|MSCO|MORGAN STANLEY & CO. LLC|98325
AIN|ALBANY INTL CP CL A|MSPL|MORGAN STANLEY & CO. LLC|28900
AIN|ALBANY INTL CP CL A|MSTX|MORGAN STANLEY & CO. LLC|800
AIN|ALBANY INTL CP CL A|NFSC|National Financial Services LLC|5948
AIN|ALBANY INTL CP CL A|NITE|VIRTU Americas LLC|23716
AIN|ALBANY INTL CP CL A|NQRB|Brut, LLC|100
AIN|ALBANY INTL CP CL A|NTRC|Northern Trust Securities, Inc.|16
AIN|ALBANY INTL CP CL A|OPCO|Oppenheimer & Co. Inc.|437
AIN|ALBANY INTL CP CL A|PDQM|CODA MARKETS, INC.|6023
AIN|ALBANY INTL CP CL A|PWJC|UBS Financial Services, Inc.|2
AIN|ALBANY INTL CP CL A|RBCM|RBC CAPITAL MARKETS, LLC|1950
AIN|ALBANY INTL CP CL A|RHCO|Suntrust Robinson Humphrey, Inc.|4800
AIN|ALBANY INTL CP CL A|SAGL|SAGETRADER, LLC|2200
AIN|ALBANY INTL CP CL A|SBSH|Citigroup Global Markets Inc.|13390
AIN|ALBANY INTL CP CL A|SGMT|GOLDMAN SACHS & CO. LLC|21960
AIN|ALBANY INTL CP CL A|SIBO|Prime Executions, Inc.|1464
AIN|ALBANY INTL CP CL A|SIDC|Sidoti & Company, LLC|1000
AIN|ALBANY INTL CP CL A|SPDR|SPEEDROUTE LLC|4744
AIN|ALBANY INTL CP CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|21642
AIN|ALBANY INTL CP CL A|STFL|Stifel, Nicolaus & Company, Incorporated|419
AIN|ALBANY INTL CP CL A|SWIM|TD Ameritrade, Inc.|48
AIN|ALBANY INTL CP CL A|SWST|Hilltop Securities Inc.|21
AIN|ALBANY INTL CP CL A|TRBT|Tradebot Systems, Inc.|2324
AIN|ALBANY INTL CP CL A|TRCM|TRC MARKETS LLC|4385
AIN|ALBANY INTL CP CL A|UBSA|UBS SECURITIES LLC|115575
AIN|ALBANY INTL CP CL A|UBSS|UBS Securities LLC|185499
AIN|ALBANY INTL CP CL A|VALX|VIRTU AMERICAS LLC|6955
AIN|ALBANY INTL CP CL A|VGRD|Vanguard Marketing Corporation|300
AIN|ALBANY INTL CP CL A|WCHV|WELLS FARGO SECURITIES, LLC|8280
AIN|ALBANY INTL CP CL A|WEDB|WEDBUSH SECURITIES INC.|34
AIN|ALBANY INTL CP CL A|WEED|Weeden & Co.L.P.|200
AIN|ALBANY INTL CP CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1259
AIN|ALBANY INTL CP CL A|WSAG|WALL STREET ACCESS|100
AIN|ALBANY INTL CP CL A|WSEA|WOLVERINE SECURITIES, LLC|61
AIN|ALBANY INTL CP CL A|XIST|INSTINET, LLC|600
AIN|ALBANY INTL CP CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
AINC|ASHFORD INC|ALTX|Alternet Securities Inc.|110
AINC|ASHFORD INC|ANDG|Andrew Garrett Inc.|14924
AINC|ASHFORD INC|APCC|Apex Clearing Corporation|4
AINC|ASHFORD INC|BATM|CBOE TRADING, INC.|955
AINC|ASHFORD INC|BAYC|BAY CREST PARTNERS, LLC|97
AINC|ASHFORD INC|BAYT|BTIG, LLC|11948
AINC|ASHFORD INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
AINC|ASHFORD INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8612
AINC|ASHFORD INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7509
AINC|ASHFORD INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5784
AINC|ASHFORD INC|CTDL|Citadel Derivatives Group Llc|148
AINC|ASHFORD INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
AINC|ASHFORD INC|DBAB|Deutsche Bank Securities Inc.|792
AINC|ASHFORD INC|DBAX|Deutsche Bank Securities Inc.|4400
AINC|ASHFORD INC|DEAN|MORGAN STANLEY|12
AINC|ASHFORD INC|DEGS|RONIN PROFESSIONAL LLC|176
AINC|ASHFORD INC|EBXL|EBX LLC|5600
AINC|ASHFORD INC|ETRS|E*Trade Securities LLC|11350
AINC|ASHFORD INC|FILL|Tradestation Securities, Inc.|24
AINC|ASHFORD INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2731
AINC|ASHFORD INC|FTBR|Foliofn Investments, Inc.|37
AINC|ASHFORD INC|GLIS|TD Securities Inc|30
AINC|ASHFORD INC|GLPX|ACS EXECUTION SERVICES, LLC|9458
AINC|ASHFORD INC|GSCO|GOLDMAN SACHS & CO. LLC|8673
AINC|ASHFORD INC|GSCS|GOLDMAN SACHS & CO. LLC|1010
AINC|ASHFORD INC|GSLT|GOLDMAN SACHS & CO. LLC|710
AINC|ASHFORD INC|GTSZ|GTS SECURITIES LLC|1595
AINC|ASHFORD INC|IATS|INTERACTIVE BROKERS LLC|1900
AINC|ASHFORD INC|IBKR|Interactive Brokers Llc|1586
AINC|ASHFORD INC|ICBX|INSTINET, LLC|500
AINC|ASHFORD INC|INCA|INSTINET, LLC|1870
AINC|ASHFORD INC|INJX|INSTINET, LLC|57
AINC|ASHFORD INC|ITGI|ITG Inc.|6437
AINC|ASHFORD INC|ITGP|ITG INC.|5200
AINC|ASHFORD INC|JEFF|JEFFERIES LLC|19
AINC|ASHFORD INC|JONE|JonesTrading|790
AINC|ASHFORD INC|JPMX|J.P. Morgan Securities LLC|2153
AINC|ASHFORD INC|KCGM|VIRTU Americas LLC|2021
AINC|ASHFORD INC|LEHM|Barclays Capital Inc./Le|3941
AINC|ASHFORD INC|LIME|Lime Brokerage LLC|1392
AINC|ASHFORD INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13000
AINC|ASHFORD INC|MOTF|MOTIF INVESTING, INC.|1
AINC|ASHFORD INC|MSCO|MORGAN STANLEY & CO. LLC|2974
AINC|ASHFORD INC|MSPL|MORGAN STANLEY & CO. LLC|7100
AINC|ASHFORD INC|NFSC|National Financial Services LLC|5166
AINC|ASHFORD INC|NITE|VIRTU Americas LLC|14982
AINC|ASHFORD INC|NQRB|Brut, LLC|310
AINC|ASHFORD INC|PDQM|CODA MARKETS, INC.|10263
AINC|ASHFORD INC|PWJC|UBS Financial Services, Inc.|3
AINC|ASHFORD INC|RBCM|RBC CAPITAL MARKETS, LLC|1683
AINC|ASHFORD INC|SBSH|Citigroup Global Markets Inc.|138
AINC|ASHFORD INC|SGMT|GOLDMAN SACHS & CO. LLC|3623
AINC|ASHFORD INC|SPDR|SPEEDROUTE LLC|4647
AINC|ASHFORD INC|STFL|Stifel, Nicolaus & Company, Incorporated|450
AINC|ASHFORD INC|SWIM|TD Ameritrade, Inc.|949
AINC|ASHFORD INC|TRBT|Tradebot Systems, Inc.|400
AINC|ASHFORD INC|TRCM|TRC MARKETS LLC|1
AINC|ASHFORD INC|UBSA|UBS SECURITIES LLC|13209
AINC|ASHFORD INC|UBSS|UBS Securities LLC|2321
AINC|ASHFORD INC|VALX|VIRTU AMERICAS LLC|813
AINC|ASHFORD INC|VERT|The Vertical Trading Group, LLC|3
AINC|ASHFORD INC|VGRD|Vanguard Marketing Corporation|130
AINC|ASHFORD INC|WCHV|WELLS FARGO SECURITIES, LLC|2352
AINC|ASHFORD INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
AINC|ASHFORD INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
AINC|ASHFORD INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AINC|ASHFORD INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5292
AINV|APOLLO INVESTMENT CO|AGIS|Aegis Capital Corp.|2550
AINV|APOLLO INVESTMENT CO|ALTX|Alternet Securities Inc.|831
AINV|APOLLO INVESTMENT CO|APCC|Apex Clearing Corporation|152
AINV|APOLLO INVESTMENT CO|AVON|Avondale Partners, LLC|9600
AINV|APOLLO INVESTMENT CO|BANK|Primevest Financial Services, Inc.|3565
AINV|APOLLO INVESTMENT CO|BARD|Robert W. Baird & Co. Incorporated|10826
AINV|APOLLO INVESTMENT CO|BBNT|BB&T SECURITIES, LLC|2900
AINV|APOLLO INVESTMENT CO|BERN|Sanford C. Bernstein & Co., LLC|100
AINV|APOLLO INVESTMENT CO|BIAD|SAGETRADER, LLC|876
AINV|APOLLO INVESTMENT CO|BIMI|Banca IMI Securities Corp.|200
AINV|APOLLO INVESTMENT CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36934
AINV|APOLLO INVESTMENT CO|BMOC|BMO Capital Markets Corp.|2298
AINV|APOLLO INVESTMENT CO|BNPX|BNP PARIBAS SECURITIES CORP.|13500
AINV|APOLLO INVESTMENT CO|BTIG|BTIG, LLC|208992
AINV|APOLLO INVESTMENT CO|BZYD|GOLDMAN SACHS & CO. LLC|14534
AINV|APOLLO INVESTMENT CO|CANT|Cantor Fitzgerald & Co.|2263
AINV|APOLLO INVESTMENT CO|CHAS|Charles Schwab & Co., Inc.|2334
AINV|APOLLO INVESTMENT CO|CIST|Capital Institutional Services, Inc.|1027
AINV|APOLLO INVESTMENT CO|CMPT|Compass Point Research & Trading, LLC|3362
AINV|APOLLO INVESTMENT CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70736
AINV|APOLLO INVESTMENT CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|292
AINV|APOLLO INVESTMENT CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|210932
AINV|APOLLO INVESTMENT CO|CTDL|Citadel Derivatives Group Llc|31943
AINV|APOLLO INVESTMENT CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|13874
AINV|APOLLO INVESTMENT CO|DAVA|Davenport & Company LLC|2000
AINV|APOLLO INVESTMENT CO|DBAB|Deutsche Bank Securities Inc.|68568
AINV|APOLLO INVESTMENT CO|DBAX|Deutsche Bank Securities Inc.|128100
AINV|APOLLO INVESTMENT CO|DCHF|Dart Executions, LLC|61095
AINV|APOLLO INVESTMENT CO|DEAN|MORGAN STANLEY|14844
AINV|APOLLO INVESTMENT CO|DEGS|RONIN PROFESSIONAL LLC|180
AINV|APOLLO INVESTMENT CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2584
AINV|APOLLO INVESTMENT CO|EBXL|EBX LLC|79200
AINV|APOLLO INVESTMENT CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|3224
AINV|APOLLO INVESTMENT CO|EDJO|Edward D. Jones & Co., L.P.|7847
AINV|APOLLO INVESTMENT CO|EGAM|CBOE TRADING, INC.|3476
AINV|APOLLO INVESTMENT CO|EGAW|CBOE TRADING, INC.|1
AINV|APOLLO INVESTMENT CO|EGXM|CBOE TRADING, INC.|3910
AINV|APOLLO INVESTMENT CO|ESPO|ESPOSITO SECURITIES, LLC|4522
AINV|APOLLO INVESTMENT CO|ETBE|Electronic Transaction Clearing, Inc.|4917
AINV|APOLLO INVESTMENT CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10186
AINV|APOLLO INVESTMENT CO|ETRS|E*Trade Securities LLC|438260
AINV|APOLLO INVESTMENT CO|FBCO|Credit Suisse Securities (USA) LLC|202667
AINV|APOLLO INVESTMENT CO|FILL|Tradestation Securities, Inc.|20655
AINV|APOLLO INVESTMENT CO|FMAF|NBCN Inc./ CDS|11407
AINV|APOLLO INVESTMENT CO|FOMA|TD AMERITRADE CLEARING, INC.|646430
AINV|APOLLO INVESTMENT CO|FQLS|Quantlab Securities LP|14534
AINV|APOLLO INVESTMENT CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16650
AINV|APOLLO INVESTMENT CO|FTBR|Foliofn Investments, Inc.|30251
AINV|APOLLO INVESTMENT CO|GEBB|GLOBAL EXECUTION BROKERS, LP|29834
AINV|APOLLO INVESTMENT CO|GLIS|TD Securities Inc|200
AINV|APOLLO INVESTMENT CO|GLPX|ACS EXECUTION SERVICES, LLC|3467
AINV|APOLLO INVESTMENT CO|GSCO|GOLDMAN SACHS & CO. LLC|904867
AINV|APOLLO INVESTMENT CO|GSCS|GOLDMAN SACHS & CO. LLC|27249
AINV|APOLLO INVESTMENT CO|GSLT|GOLDMAN SACHS & CO. LLC|11997
AINV|APOLLO INVESTMENT CO|GTSZ|GTS SECURITIES LLC|41447
AINV|APOLLO INVESTMENT CO|HRBF|American Enterprise Investment Services Inc.|35098
AINV|APOLLO INVESTMENT CO|HSBC|HSBC Securities, Inc.|13894
AINV|APOLLO INVESTMENT CO|IATS|INTERACTIVE BROKERS LLC|52046
AINV|APOLLO INVESTMENT CO|IBKR|Interactive Brokers Llc|157375
AINV|APOLLO INVESTMENT CO|ICBX|INSTINET, LLC|31379
AINV|APOLLO INVESTMENT CO|INCA|INSTINET, LLC|163801
AINV|APOLLO INVESTMENT CO|INJX|INSTINET, LLC|100
AINV|APOLLO INVESTMENT CO|ITGI|ITG Inc.|13072
AINV|APOLLO INVESTMENT CO|ITGP|ITG INC.|44400
AINV|APOLLO INVESTMENT CO|JANY|Janney Montgomery Scott Inc.|3050
AINV|APOLLO INVESTMENT CO|JEFF|JEFFERIES LLC|32472
AINV|APOLLO INVESTMENT CO|JMPT|JUMP TRADING, LLC|18120
AINV|APOLLO INVESTMENT CO|JPBX|J.P. MORGAN SECURITIES LLC|9800
AINV|APOLLO INVESTMENT CO|JPMX|J.P. Morgan Securities LLC|364736
AINV|APOLLO INVESTMENT CO|JSJX|JANE STREET CAPITAL LLC|9833
AINV|APOLLO INVESTMENT CO|KCGM|VIRTU Americas LLC|42604
AINV|APOLLO INVESTMENT CO|LEHM|Barclays Capital Inc./Le|571615
AINV|APOLLO INVESTMENT CO|LIME|Lime Brokerage LLC|191293
AINV|APOLLO INVESTMENT CO|LSCI|Lek Securities Corporation|440
AINV|APOLLO INVESTMENT CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|230766
AINV|APOLLO INVESTMENT CO|MOTF|MOTIF INVESTING, INC.|5
AINV|APOLLO INVESTMENT CO|MSCO|MORGAN STANLEY & CO. LLC|803604
AINV|APOLLO INVESTMENT CO|MSPL|MORGAN STANLEY & CO. LLC|444000
AINV|APOLLO INVESTMENT CO|MSTX|MORGAN STANLEY & CO. LLC|136300
AINV|APOLLO INVESTMENT CO|NATL|National Securities Corporation|700
AINV|APOLLO INVESTMENT CO|NFSC|National Financial Services LLC|813101
AINV|APOLLO INVESTMENT CO|NITE|VIRTU Americas LLC|1345539
AINV|APOLLO INVESTMENT CO|NITP|VIRTU Americas LLC|23969
AINV|APOLLO INVESTMENT CO|NQRB|Brut, LLC|1503
AINV|APOLLO INVESTMENT CO|OHOS|TWO SIGMA SECURITIES, LLC|400
AINV|APOLLO INVESTMENT CO|OPCO|Oppenheimer & Co. Inc.|31911
AINV|APOLLO INVESTMENT CO|PCFF|Pacific International Securities Inc./CDS|2000
AINV|APOLLO INVESTMENT CO|PDQM|CODA MARKETS, INC.|6424
AINV|APOLLO INVESTMENT CO|PWJC|UBS Financial Services, Inc.|39568
AINV|APOLLO INVESTMENT CO|RAJA|Raymond James & Associates, Inc.|38691
AINV|APOLLO INVESTMENT CO|RBCM|RBC CAPITAL MARKETS, LLC|35499
AINV|APOLLO INVESTMENT CO|RHCO|Suntrust Robinson Humphrey, Inc.|32220
AINV|APOLLO INVESTMENT CO|SAGW|SAGETRADER, LLC|8842
AINV|APOLLO INVESTMENT CO|SALI|INTL FCSTONE FINANCIAL INC.|5800
AINV|APOLLO INVESTMENT CO|SBSH|Citigroup Global Markets Inc.|60928
AINV|APOLLO INVESTMENT CO|SEIC|SEI Investments Distribution Co.|531
AINV|APOLLO INVESTMENT CO|SGMT|GOLDMAN SACHS & CO. LLC|48631
AINV|APOLLO INVESTMENT CO|SPDR|SPEEDROUTE LLC|38
AINV|APOLLO INVESTMENT CO|SPHN|Stephens Inc.|3000
AINV|APOLLO INVESTMENT CO|STFL|Stifel, Nicolaus & Company, Incorporated|115758
AINV|APOLLO INVESTMENT CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|766
AINV|APOLLO INVESTMENT CO|SWIM|TD Ameritrade, Inc.|84275
AINV|APOLLO INVESTMENT CO|SWST|Hilltop Securities Inc.|57756
AINV|APOLLO INVESTMENT CO|TKNG|ALLY INVEST SECURITIES LLC|10547
AINV|APOLLO INVESTMENT CO|TRBT|Tradebot Systems, Inc.|36413
AINV|APOLLO INVESTMENT CO|TRCM|TRC MARKETS LLC|70573
AINV|APOLLO INVESTMENT CO|UBSA|UBS SECURITIES LLC|275942
AINV|APOLLO INVESTMENT CO|UBSS|UBS Securities LLC|650818
AINV|APOLLO INVESTMENT CO|VALX|VIRTU AMERICAS LLC|26043
AINV|APOLLO INVESTMENT CO|VGRD|Vanguard Marketing Corporation|101281
AINV|APOLLO INVESTMENT CO|WBPX|SUMMIT SECURITIES GROUP, LLC|600
AINV|APOLLO INVESTMENT CO|WCHV|WELLS FARGO SECURITIES, LLC|982789
AINV|APOLLO INVESTMENT CO|WEED|Weeden & Co.L.P.|3400
AINV|APOLLO INVESTMENT CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2112
AINV|APOLLO INVESTMENT CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22996
AINV|APOLLO INVESTMENT CO|WGIF|CIBC World Markets Inc.|1540
AINV|APOLLO INVESTMENT CO|WHOT|JUST2TRADE, INC.|25
AINV|APOLLO INVESTMENT CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|110
AINV|APOLLO INVESTMENT CO|WSEA|WOLVERINE SECURITIES, LLC|14754
AINV|APOLLO INVESTMENT CO|XPQR|Jump Trading|37
AINV|APOLLO INVESTMENT CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|56866
AINV|APOLLO INVESTMENT CO|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AINV|APOLLO INVESTMENT CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35813
AIPT|PRECISION THERA INC|ALTX|Alternet Securities Inc.|200
AIPT|PRECISION THERA INC|APCC|Apex Clearing Corporation|9460
AIPT|PRECISION THERA INC|BATM|CBOE TRADING, INC.|200
AIPT|PRECISION THERA INC|BIMI|Banca IMI Securities Corp.|2500
AIPT|PRECISION THERA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14545
AIPT|PRECISION THERA INC|CHAS|Charles Schwab & Co., Inc.|16532
AIPT|PRECISION THERA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3200
AIPT|PRECISION THERA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4100
AIPT|PRECISION THERA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
AIPT|PRECISION THERA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10800
AIPT|PRECISION THERA INC|DBAB|Deutsche Bank Securities Inc.|1731
AIPT|PRECISION THERA INC|DBAX|Deutsche Bank Securities Inc.|3200
AIPT|PRECISION THERA INC|DEAN|MORGAN STANLEY|6980
AIPT|PRECISION THERA INC|DEGS|RONIN PROFESSIONAL LLC|18752
AIPT|PRECISION THERA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
AIPT|PRECISION THERA INC|DJSA|Dawson James Securities, Inc|312514
AIPT|PRECISION THERA INC|EBXL|EBX LLC|3400
AIPT|PRECISION THERA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
AIPT|PRECISION THERA INC|EDJO|Edward D. Jones & Co., L.P.|287
AIPT|PRECISION THERA INC|EGAM|CBOE TRADING, INC.|1800
AIPT|PRECISION THERA INC|EGXM|CBOE TRADING, INC.|5100
AIPT|PRECISION THERA INC|ETBE|Electronic Transaction Clearing, Inc.|200
AIPT|PRECISION THERA INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
AIPT|PRECISION THERA INC|ETRS|E*Trade Securities LLC|377388
AIPT|PRECISION THERA INC|FBCO|Credit Suisse Securities (USA) LLC|50336
AIPT|PRECISION THERA INC|FILL|Tradestation Securities, Inc.|1200
AIPT|PRECISION THERA INC|FMAF|NBCN Inc./ CDS|3285
AIPT|PRECISION THERA INC|FOMA|TD AMERITRADE CLEARING, INC.|348610
AIPT|PRECISION THERA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9
AIPT|PRECISION THERA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5050
AIPT|PRECISION THERA INC|GLPX|ACS EXECUTION SERVICES, LLC|1171
AIPT|PRECISION THERA INC|GSCO|GOLDMAN SACHS & CO. LLC|372
AIPT|PRECISION THERA INC|GSLT|GOLDMAN SACHS & CO. LLC|2457
AIPT|PRECISION THERA INC|IATS|INTERACTIVE BROKERS LLC|42104
AIPT|PRECISION THERA INC|IBKR|Interactive Brokers Llc|355148
AIPT|PRECISION THERA INC|ICBX|INSTINET, LLC|100
AIPT|PRECISION THERA INC|INCA|INSTINET, LLC|22458
AIPT|PRECISION THERA INC|ITGI|ITG Inc.|443
AIPT|PRECISION THERA INC|ITGP|ITG INC.|3000
AIPT|PRECISION THERA INC|JANY|Janney Montgomery Scott Inc.|37019
AIPT|PRECISION THERA INC|JHDR|J.H. Darbie & Co., Inc.|13580
AIPT|PRECISION THERA INC|JMPT|JUMP TRADING, LLC|692
AIPT|PRECISION THERA INC|LEHM|Barclays Capital Inc./Le|16708
AIPT|PRECISION THERA INC|LIME|Lime Brokerage LLC|12528
AIPT|PRECISION THERA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
AIPT|PRECISION THERA INC|MOTF|MOTIF INVESTING, INC.|1
AIPT|PRECISION THERA INC|MSCO|MORGAN STANLEY & CO. LLC|196769
AIPT|PRECISION THERA INC|MSPL|MORGAN STANLEY & CO. LLC|4100
AIPT|PRECISION THERA INC|NATL|National Securities Corporation|2000
AIPT|PRECISION THERA INC|NFSC|National Financial Services LLC|374059
AIPT|PRECISION THERA INC|NITE|VIRTU Americas LLC|783939
AIPT|PRECISION THERA INC|NITP|VIRTU Americas LLC|200
AIPT|PRECISION THERA INC|NQRB|Brut, LLC|5400
AIPT|PRECISION THERA INC|OPCO|Oppenheimer & Co. Inc.|5968
AIPT|PRECISION THERA INC|PDQM|CODA MARKETS, INC.|4455
AIPT|PRECISION THERA INC|RBCM|RBC CAPITAL MARKETS, LLC|9672
AIPT|PRECISION THERA INC|SAGL|SAGETRADER, LLC|100
AIPT|PRECISION THERA INC|SALI|INTL FCSTONE FINANCIAL INC.|54130
AIPT|PRECISION THERA INC|SBSH|Citigroup Global Markets Inc.|4334
AIPT|PRECISION THERA INC|SGMT|GOLDMAN SACHS & CO. LLC|2700
AIPT|PRECISION THERA INC|SPDR|SPEEDROUTE LLC|100
AIPT|PRECISION THERA INC|STFL|Stifel, Nicolaus & Company, Incorporated|6000
AIPT|PRECISION THERA INC|SWIM|TD Ameritrade, Inc.|200807
AIPT|PRECISION THERA INC|TKNG|ALLY INVEST SECURITIES LLC|66
AIPT|PRECISION THERA INC|TWTT|TASTYWORKS, INC.|2000
AIPT|PRECISION THERA INC|UBSA|UBS SECURITIES LLC|38578
AIPT|PRECISION THERA INC|UBSS|UBS Securities LLC|98803
AIPT|PRECISION THERA INC|VGRD|Vanguard Marketing Corporation|4300
AIPT|PRECISION THERA INC|VSIN|Vision Financial Markets Llc|46593
AIPT|PRECISION THERA INC|WCHV|WELLS FARGO SECURITIES, LLC|2311
AIPT|PRECISION THERA INC|WEDB|WEDBUSH SECURITIES INC.|800
AIPT|PRECISION THERA INC|WSEA|WOLVERINE SECURITIES, LLC|49293
AIPT|PRECISION THERA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9200
AIPT|PRECISION THERA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|700
AIQ|GLBX FUT ANL TEC ETF|APCC|Apex Clearing Corporation|87
AIQ|GLBX FUT ANL TEC ETF|BATM|CBOE TRADING, INC.|12324
AIQ|GLBX FUT ANL TEC ETF|CHAS|Charles Schwab & Co., Inc.|6015
AIQ|GLBX FUT ANL TEC ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42650
AIQ|GLBX FUT ANL TEC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7581
AIQ|GLBX FUT ANL TEC ETF|CTDL|Citadel Derivatives Group Llc|72884
AIQ|GLBX FUT ANL TEC ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
AIQ|GLBX FUT ANL TEC ETF|DBAX|Deutsche Bank Securities Inc.|3000
AIQ|GLBX FUT ANL TEC ETF|EBXL|EBX LLC|3600
AIQ|GLBX FUT ANL TEC ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|5108
AIQ|GLBX FUT ANL TEC ETF|ETRS|E*Trade Securities LLC|17992
AIQ|GLBX FUT ANL TEC ETF|FBCO|Credit Suisse Securities (USA) LLC|4995
AIQ|GLBX FUT ANL TEC ETF|FILL|Tradestation Securities, Inc.|512
AIQ|GLBX FUT ANL TEC ETF|FOMA|TD AMERITRADE CLEARING, INC.|37230
AIQ|GLBX FUT ANL TEC ETF|FTBR|Foliofn Investments, Inc.|10
AIQ|GLBX FUT ANL TEC ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|2287
AIQ|GLBX FUT ANL TEC ETF|GTSZ|GTS SECURITIES LLC|2558
AIQ|GLBX FUT ANL TEC ETF|IATS|INTERACTIVE BROKERS LLC|539
AIQ|GLBX FUT ANL TEC ETF|IBKR|Interactive Brokers Llc|4619
AIQ|GLBX FUT ANL TEC ETF|ICBX|INSTINET, LLC|12249
AIQ|GLBX FUT ANL TEC ETF|INCA|INSTINET, LLC|4942
AIQ|GLBX FUT ANL TEC ETF|ITGP|ITG INC.|1600
AIQ|GLBX FUT ANL TEC ETF|JANY|Janney Montgomery Scott Inc.|600
AIQ|GLBX FUT ANL TEC ETF|JPMX|J.P. Morgan Securities LLC|1200
AIQ|GLBX FUT ANL TEC ETF|JSJX|JANE STREET CAPITAL LLC|7211
AIQ|GLBX FUT ANL TEC ETF|KCGM|VIRTU Americas LLC|19018
AIQ|GLBX FUT ANL TEC ETF|LEHM|Barclays Capital Inc./Le|6200
AIQ|GLBX FUT ANL TEC ETF|LIME|Lime Brokerage LLC|513
AIQ|GLBX FUT ANL TEC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16420
AIQ|GLBX FUT ANL TEC ETF|MOTF|MOTIF INVESTING, INC.|1
AIQ|GLBX FUT ANL TEC ETF|MSCO|MORGAN STANLEY & CO. LLC|37588
AIQ|GLBX FUT ANL TEC ETF|MSPL|MORGAN STANLEY & CO. LLC|5500
AIQ|GLBX FUT ANL TEC ETF|NFSC|National Financial Services LLC|52985
AIQ|GLBX FUT ANL TEC ETF|NITE|VIRTU Americas LLC|60722
AIQ|GLBX FUT ANL TEC ETF|PWJC|UBS Financial Services, Inc.|200
AIQ|GLBX FUT ANL TEC ETF|RAJA|Raymond James & Associates, Inc.|2788
AIQ|GLBX FUT ANL TEC ETF|RBCM|RBC CAPITAL MARKETS, LLC|500
AIQ|GLBX FUT ANL TEC ETF|SALI|INTL FCSTONE FINANCIAL INC.|1050
AIQ|GLBX FUT ANL TEC ETF|SBSH|Citigroup Global Markets Inc.|1850
AIQ|GLBX FUT ANL TEC ETF|SGMT|GOLDMAN SACHS & CO. LLC|617
AIQ|GLBX FUT ANL TEC ETF|STFL|Stifel, Nicolaus & Company, Incorporated|194
AIQ|GLBX FUT ANL TEC ETF|SWIM|TD Ameritrade, Inc.|775
AIQ|GLBX FUT ANL TEC ETF|TKNG|ALLY INVEST SECURITIES LLC|900
AIQ|GLBX FUT ANL TEC ETF|TRCM|TRC MARKETS LLC|388
AIQ|GLBX FUT ANL TEC ETF|UBSA|UBS SECURITIES LLC|18867
AIQ|GLBX FUT ANL TEC ETF|UBSS|UBS Securities LLC|15022
AIQ|GLBX FUT ANL TEC ETF|VGRD|Vanguard Marketing Corporation|10288
AIQ|GLBX FUT ANL TEC ETF|WCHV|WELLS FARGO SECURITIES, LLC|916
AIQ|GLBX FUT ANL TEC ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10
AIQ|GLBX FUT ANL TEC ETF|WGIF|CIBC World Markets Inc.|475
AIQ|GLBX FUT ANL TEC ETF|WSEA|WOLVERINE SECURITIES, LLC|1498
AIQ|GLBX FUT ANL TEC ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|22356
AIR|A A R CP|ALTX|Alternet Securities Inc.|2000
AIR|A A R CP|APCC|Apex Clearing Corporation|60
AIR|A A R CP|BARD|Robert W. Baird & Co. Incorporated|1106
AIR|A A R CP|BATM|CBOE TRADING, INC.|2765
AIR|A A R CP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1550
AIR|A A R CP|BERN|Sanford C. Bernstein & Co., LLC|232323
AIR|A A R CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52
AIR|A A R CP|BLKX|INSTINET, LLC|242814
AIR|A A R CP|BNPX|BNP PARIBAS SECURITIES CORP.|7595
AIR|A A R CP|BRVL|BLAYLOCK VAN, LLC|100
AIR|A A R CP|BTIG|BTIG, LLC|136
AIR|A A R CP|BYXM|CBOE TRADING, INC.|100
AIR|A A R CP|BZYD|GOLDMAN SACHS & CO. LLC|706
AIR|A A R CP|CANT|Cantor Fitzgerald & Co.|1986
AIR|A A R CP|CHAS|Charles Schwab & Co., Inc.|3
AIR|A A R CP|CIST|Capital Institutional Services, Inc.|5942
AIR|A A R CP|COWR|Cowen and Company, LLC|48
AIR|A A R CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35639
AIR|A A R CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1582
AIR|A A R CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
AIR|A A R CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84131
AIR|A A R CP|CTDL|Citadel Derivatives Group Llc|4119
AIR|A A R CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11154
AIR|A A R CP|DBAB|Deutsche Bank Securities Inc.|20833
AIR|A A R CP|DBAX|Deutsche Bank Securities Inc.|69500
AIR|A A R CP|DBUL|Deutsche Bank Securities Inc.|100
AIR|A A R CP|DEAN|MORGAN STANLEY|11024
AIR|A A R CP|DEGS|RONIN PROFESSIONAL LLC|300
AIR|A A R CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|223
AIR|A A R CP|EBXL|EBX LLC|47000
AIR|A A R CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
AIR|A A R CP|EDJO|Edward D. Jones & Co., L.P.|64
AIR|A A R CP|EGAM|CBOE TRADING, INC.|840
AIR|A A R CP|EGXM|CBOE TRADING, INC.|1718
AIR|A A R CP|ETBE|Electronic Transaction Clearing, Inc.|420
AIR|A A R CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10908
AIR|A A R CP|ETRS|E*Trade Securities LLC|1282
AIR|A A R CP|FIDT|Fidelity Clearing Canada ULC./ CDS|119
AIR|A A R CP|FILL|Tradestation Securities, Inc.|300
AIR|A A R CP|FMAF|NBCN Inc./ CDS|50
AIR|A A R CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
AIR|A A R CP|FQLS|Quantlab Securities LP|22431
AIR|A A R CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31318
AIR|A A R CP|FTBR|Foliofn Investments, Inc.|1073
AIR|A A R CP|GLPX|ACS EXECUTION SERVICES, LLC|2635
AIR|A A R CP|GSCO|GOLDMAN SACHS & CO. LLC|114547
AIR|A A R CP|GSCS|GOLDMAN SACHS & CO. LLC|6190
AIR|A A R CP|GSLT|GOLDMAN SACHS & CO. LLC|519
AIR|A A R CP|GTSZ|GTS SECURITIES LLC|10433
AIR|A A R CP|HAPX|HAP Trading, LLC|991
AIR|A A R CP|HPPX|POTAMUS TRADING, LLC|1396
AIR|A A R CP|HRBF|American Enterprise Investment Services Inc.|250
AIR|A A R CP|IATS|INTERACTIVE BROKERS LLC|910
AIR|A A R CP|IBKR|Interactive Brokers Llc|2240
AIR|A A R CP|ICBX|INSTINET, LLC|7900
AIR|A A R CP|IEQY|CITADEL SECURITIES LLC|12157
AIR|A A R CP|INCA|INSTINET, LLC|51024
AIR|A A R CP|INJX|INSTINET, LLC|200
AIR|A A R CP|ITGI|ITG Inc.|10945
AIR|A A R CP|ITGP|ITG INC.|19400
AIR|A A R CP|JANY|Janney Montgomery Scott Inc.|400
AIR|A A R CP|JEFF|JEFFERIES LLC|34991
AIR|A A R CP|JMPT|JUMP TRADING, LLC|6800
AIR|A A R CP|JPBX|J.P. MORGAN SECURITIES LLC|6068
AIR|A A R CP|JPMX|J.P. Morgan Securities LLC|111983
AIR|A A R CP|JSJX|JANE STREET CAPITAL LLC|6661
AIR|A A R CP|KCGM|VIRTU Americas LLC|10313
AIR|A A R CP|LEHM|Barclays Capital Inc./Le|96842
AIR|A A R CP|LIME|Lime Brokerage LLC|8466
AIR|A A R CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|12662
AIR|A A R CP|LQNA|LIQUIDNET, INC.|33300
AIR|A A R CP|LSCI|Lek Securities Corporation|7
AIR|A A R CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62502
AIR|A A R CP|MOTF|MOTIF INVESTING, INC.|2
AIR|A A R CP|MSCO|MORGAN STANLEY & CO. LLC|240535
AIR|A A R CP|MSPL|MORGAN STANLEY & CO. LLC|65700
AIR|A A R CP|MSTX|MORGAN STANLEY & CO. LLC|4200
AIR|A A R CP|NATL|National Securities Corporation|5000
AIR|A A R CP|NFSC|National Financial Services LLC|9808
AIR|A A R CP|NITE|VIRTU Americas LLC|56094
AIR|A A R CP|NQRB|Brut, LLC|1300
AIR|A A R CP|NTRC|Northern Trust Securities, Inc.|1151
AIR|A A R CP|OPCO|Oppenheimer & Co. Inc.|7
AIR|A A R CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
AIR|A A R CP|PDQM|CODA MARKETS, INC.|7730
AIR|A A R CP|PIPR|Piper Jaffray & Co.|2032
AIR|A A R CP|RBCM|RBC CAPITAL MARKETS, LLC|3468
AIR|A A R CP|SAGL|SAGETRADER, LLC|1300
AIR|A A R CP|SAGW|SAGETRADER, LLC|100
AIR|A A R CP|SBRX|MURIEL SIEBERT & CO INC|60
AIR|A A R CP|SBSH|Citigroup Global Markets Inc.|20387
AIR|A A R CP|SGMT|GOLDMAN SACHS & CO. LLC|25019
AIR|A A R CP|SPDR|SPEEDROUTE LLC|1000
AIR|A A R CP|SPTD|MINT GLOBAL MARKETS, INC.|1400
AIR|A A R CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|2067
AIR|A A R CP|STFL|Stifel, Nicolaus & Company, Incorporated|634
AIR|A A R CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2400
AIR|A A R CP|SWIM|TD Ameritrade, Inc.|1484
AIR|A A R CP|TKNG|ALLY INVEST SECURITIES LLC|132
AIR|A A R CP|TRBT|Tradebot Systems, Inc.|34523
AIR|A A R CP|TRCM|TRC MARKETS LLC|20035
AIR|A A R CP|UBSA|UBS SECURITIES LLC|157194
AIR|A A R CP|UBSS|UBS Securities LLC|154557
AIR|A A R CP|VALX|VIRTU AMERICAS LLC|3176
AIR|A A R CP|VGRD|Vanguard Marketing Corporation|200
AIR|A A R CP|WBPX|SUMMIT SECURITIES GROUP, LLC|391
AIR|A A R CP|WCHV|WELLS FARGO SECURITIES, LLC|10371
AIR|A A R CP|WEDB|WEDBUSH SECURITIES INC.|73
AIR|A A R CP|WEED|Weeden & Co.L.P.|1900
AIR|A A R CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|245
AIR|A A R CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64
AIR|A A R CP|WHOT|JUST2TRADE, INC.|1
AIR|A A R CP|WSEA|WOLVERINE SECURITIES, LLC|125
AIR|A A R CP|XIST|INSTINET, LLC|24200
AIR|A A R CP|XPQR|Jump Trading|400
AIR|A A R CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
AIR|A A R CP|YKNA|COMHAR CAPITAL MARKETS, LLC|650
AIR|A A R CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31
AIRG|AIRGAIN INC CM|ALTX|Alternet Securities Inc.|14745
AIRG|AIRGAIN INC CM|APCC|Apex Clearing Corporation|25
AIRG|AIRGAIN INC CM|BERN|Sanford C. Bernstein & Co., LLC|1055
AIRG|AIRGAIN INC CM|BKCM|BNY Mellon Capital Markets LLC|4400
AIRG|AIRGAIN INC CM|CHAS|Charles Schwab & Co., Inc.|200
AIRG|AIRGAIN INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4300
AIRG|AIRGAIN INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
AIRG|AIRGAIN INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29571
AIRG|AIRGAIN INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
AIRG|AIRGAIN INC CM|DBAB|Deutsche Bank Securities Inc.|26372
AIRG|AIRGAIN INC CM|DBAX|Deutsche Bank Securities Inc.|10400
AIRG|AIRGAIN INC CM|DEGS|RONIN PROFESSIONAL LLC|9844
AIRG|AIRGAIN INC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7600
AIRG|AIRGAIN INC CM|EBXL|EBX LLC|23300
AIRG|AIRGAIN INC CM|EDJO|Edward D. Jones & Co., L.P.|600
AIRG|AIRGAIN INC CM|EGAM|CBOE TRADING, INC.|100
AIRG|AIRGAIN INC CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
AIRG|AIRGAIN INC CM|EGXM|CBOE TRADING, INC.|2
AIRG|AIRGAIN INC CM|ETBE|Electronic Transaction Clearing, Inc.|1200
AIRG|AIRGAIN INC CM|ETRS|E*Trade Securities LLC|58985
AIRG|AIRGAIN INC CM|FBCO|Credit Suisse Securities (USA) LLC|32087
AIRG|AIRGAIN INC CM|FILL|Tradestation Securities, Inc.|220
AIRG|AIRGAIN INC CM|FOMA|TD AMERITRADE CLEARING, INC.|144478
AIRG|AIRGAIN INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4775
AIRG|AIRGAIN INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1650
AIRG|AIRGAIN INC CM|GLPX|ACS EXECUTION SERVICES, LLC|893
AIRG|AIRGAIN INC CM|GSCO|GOLDMAN SACHS & CO. LLC|19008
AIRG|AIRGAIN INC CM|GSCS|GOLDMAN SACHS & CO. LLC|2217
AIRG|AIRGAIN INC CM|GSLT|GOLDMAN SACHS & CO. LLC|100
AIRG|AIRGAIN INC CM|GTSZ|GTS SECURITIES LLC|15509
AIRG|AIRGAIN INC CM|IATS|INTERACTIVE BROKERS LLC|8312
AIRG|AIRGAIN INC CM|IBKR|Interactive Brokers Llc|45549
AIRG|AIRGAIN INC CM|ICBX|INSTINET, LLC|2300
AIRG|AIRGAIN INC CM|INCA|INSTINET, LLC|8510
AIRG|AIRGAIN INC CM|INJX|INSTINET, LLC|1201
AIRG|AIRGAIN INC CM|ITGI|ITG Inc.|24838
AIRG|AIRGAIN INC CM|ITGP|ITG INC.|12000
AIRG|AIRGAIN INC CM|JEFF|JEFFERIES LLC|328
AIRG|AIRGAIN INC CM|JHDR|J.H. Darbie & Co., Inc.|3298
AIRG|AIRGAIN INC CM|JPMX|J.P. Morgan Securities LLC|13300
AIRG|AIRGAIN INC CM|KCGM|VIRTU Americas LLC|19778
AIRG|AIRGAIN INC CM|LEHM|Barclays Capital Inc./Le|14530
AIRG|AIRGAIN INC CM|LIME|Lime Brokerage LLC|25911
AIRG|AIRGAIN INC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
AIRG|AIRGAIN INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
AIRG|AIRGAIN INC CM|MSCO|MORGAN STANLEY & CO. LLC|64497
AIRG|AIRGAIN INC CM|MSPL|MORGAN STANLEY & CO. LLC|27000
AIRG|AIRGAIN INC CM|NFSC|National Financial Services LLC|20358
AIRG|AIRGAIN INC CM|NITE|VIRTU Americas LLC|192549
AIRG|AIRGAIN INC CM|PDQM|CODA MARKETS, INC.|1693
AIRG|AIRGAIN INC CM|SAGL|SAGETRADER, LLC|200
AIRG|AIRGAIN INC CM|SBSH|Citigroup Global Markets Inc.|1017
AIRG|AIRGAIN INC CM|SGMT|GOLDMAN SACHS & CO. LLC|4274
AIRG|AIRGAIN INC CM|SPDR|SPEEDROUTE LLC|600
AIRG|AIRGAIN INC CM|SPTD|MINT GLOBAL MARKETS, INC.|5909
AIRG|AIRGAIN INC CM|SWIM|TD Ameritrade, Inc.|4398
AIRG|AIRGAIN INC CM|SWST|Hilltop Securities Inc.|600
AIRG|AIRGAIN INC CM|TKNG|ALLY INVEST SECURITIES LLC|1670
AIRG|AIRGAIN INC CM|TRBT|Tradebot Systems, Inc.|2287
AIRG|AIRGAIN INC CM|TRCM|TRC MARKETS LLC|9329
AIRG|AIRGAIN INC CM|UBSA|UBS SECURITIES LLC|61061
AIRG|AIRGAIN INC CM|UBSS|UBS Securities LLC|48841
AIRG|AIRGAIN INC CM|VALX|VIRTU AMERICAS LLC|1906
AIRG|AIRGAIN INC CM|VGRD|Vanguard Marketing Corporation|4874
AIRG|AIRGAIN INC CM|VNDM|Wall Street Access|14645
AIRG|AIRGAIN INC CM|WBLR|WILLIAM BLAIR|43199
AIRG|AIRGAIN INC CM|WCHV|WELLS FARGO SECURITIES, LLC|5029
AIRG|AIRGAIN INC CM|WEED|Weeden & Co.L.P.|1652
AIRG|AIRGAIN INC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3200
AIRG|AIRGAIN INC CM|WSEA|WOLVERINE SECURITIES, LLC|2265
AIRG|AIRGAIN INC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|600
AIRI|AIR INDUSTRIES GROUP|ALTX|Alternet Securities Inc.|600
AIRI|AIR INDUSTRIES GROUP|APCC|Apex Clearing Corporation|1
AIRI|AIR INDUSTRIES GROUP|BERN|Sanford C. Bernstein & Co., LLC|200
AIRI|AIR INDUSTRIES GROUP|BIMI|Banca IMI Securities Corp.|10185
AIRI|AIR INDUSTRIES GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3100
AIRI|AIR INDUSTRIES GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3863
AIRI|AIR INDUSTRIES GROUP|CTDL|Citadel Derivatives Group Llc|964
AIRI|AIR INDUSTRIES GROUP|DBAB|Deutsche Bank Securities Inc.|243
AIRI|AIR INDUSTRIES GROUP|DBAX|Deutsche Bank Securities Inc.|1200
AIRI|AIR INDUSTRIES GROUP|DEGS|RONIN PROFESSIONAL LLC|600
AIRI|AIR INDUSTRIES GROUP|EBXL|EBX LLC|1500
AIRI|AIR INDUSTRIES GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|15759
AIRI|AIR INDUSTRIES GROUP|EGAM|CBOE TRADING, INC.|300
AIRI|AIR INDUSTRIES GROUP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5000
AIRI|AIR INDUSTRIES GROUP|ETRS|E*Trade Securities LLC|26242
AIRI|AIR INDUSTRIES GROUP|FILL|Tradestation Securities, Inc.|1344
AIRI|AIR INDUSTRIES GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1313
AIRI|AIR INDUSTRIES GROUP|FTBR|Foliofn Investments, Inc.|60
AIRI|AIR INDUSTRIES GROUP|GLPX|ACS EXECUTION SERVICES, LLC|270
AIRI|AIR INDUSTRIES GROUP|GSCO|GOLDMAN SACHS & CO. LLC|1377
AIRI|AIR INDUSTRIES GROUP|IATS|INTERACTIVE BROKERS LLC|3100
AIRI|AIR INDUSTRIES GROUP|IBKR|Interactive Brokers Llc|9567
AIRI|AIR INDUSTRIES GROUP|ICBX|INSTINET, LLC|1300
AIRI|AIR INDUSTRIES GROUP|INCA|INSTINET, LLC|288
AIRI|AIR INDUSTRIES GROUP|ITGI|ITG Inc.|2190
AIRI|AIR INDUSTRIES GROUP|ITGP|ITG INC.|5200
AIRI|AIR INDUSTRIES GROUP|JONE|JonesTrading|131200
AIRI|AIR INDUSTRIES GROUP|JPMX|J.P. Morgan Securities LLC|600
AIRI|AIR INDUSTRIES GROUP|KCGM|VIRTU Americas LLC|255
AIRI|AIR INDUSTRIES GROUP|LEHM|Barclays Capital Inc./Le|1000
AIRI|AIR INDUSTRIES GROUP|LIME|Lime Brokerage LLC|4576
AIRI|AIR INDUSTRIES GROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
AIRI|AIR INDUSTRIES GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1363
AIRI|AIR INDUSTRIES GROUP|MSCO|MORGAN STANLEY & CO. LLC|5262
AIRI|AIR INDUSTRIES GROUP|MSPL|MORGAN STANLEY & CO. LLC|1400
AIRI|AIR INDUSTRIES GROUP|NFSC|National Financial Services LLC|156461
AIRI|AIR INDUSTRIES GROUP|NITE|VIRTU Americas LLC|213530
AIRI|AIR INDUSTRIES GROUP|PDQM|CODA MARKETS, INC.|1490
AIRI|AIR INDUSTRIES GROUP|RBCM|RBC CAPITAL MARKETS, LLC|24364
AIRI|AIR INDUSTRIES GROUP|RGLD|Regal Securities, Inc|9
AIRI|AIR INDUSTRIES GROUP|SALI|INTL FCSTONE FINANCIAL INC.|3665
AIRI|AIR INDUSTRIES GROUP|SBSH|Citigroup Global Markets Inc.|100
AIRI|AIR INDUSTRIES GROUP|SGMT|GOLDMAN SACHS & CO. LLC|1382
AIRI|AIR INDUSTRIES GROUP|SPDR|SPEEDROUTE LLC|523
AIRI|AIR INDUSTRIES GROUP|SWIM|TD Ameritrade, Inc.|19923
AIRI|AIR INDUSTRIES GROUP|TKNG|ALLY INVEST SECURITIES LLC|1010
AIRI|AIR INDUSTRIES GROUP|TWTT|TASTYWORKS, INC.|500
AIRI|AIR INDUSTRIES GROUP|UBSA|UBS SECURITIES LLC|13910
AIRI|AIR INDUSTRIES GROUP|UBSS|UBS Securities LLC|21488
AIRI|AIR INDUSTRIES GROUP|VALX|VIRTU AMERICAS LLC|294
AIRI|AIR INDUSTRIES GROUP|VGRD|Vanguard Marketing Corporation|7100
AIRI|AIR INDUSTRIES GROUP|WCHV|WELLS FARGO SECURITIES, LLC|1277
AIRI|AIR INDUSTRIES GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|190
AIRI|AIR INDUSTRIES GROUP|WGIF|CIBC World Markets Inc.|600
AIRI|AIR INDUSTRIES GROUP|WSEA|WOLVERINE SECURITIES, LLC|2409
AIRI|AIR INDUSTRIES GROUP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|725
AIRI|AIR INDUSTRIES GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
AIRR|FIRST TRUST RBA AM I|BANK|Primevest Financial Services, Inc.|100
AIRR|FIRST TRUST RBA AM I|BERN|Sanford C. Bernstein & Co., LLC|3849
AIRR|FIRST TRUST RBA AM I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1447
AIRR|FIRST TRUST RBA AM I|CANT|Cantor Fitzgerald & Co.|7557
AIRR|FIRST TRUST RBA AM I|CHAS|Charles Schwab & Co., Inc.|1
AIRR|FIRST TRUST RBA AM I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10692
AIRR|FIRST TRUST RBA AM I|CSIN|Citadel Securities Institutional LLC|266255
AIRR|FIRST TRUST RBA AM I|CTDL|Citadel Derivatives Group Llc|273845
AIRR|FIRST TRUST RBA AM I|DBAB|Deutsche Bank Securities Inc.|3131
AIRR|FIRST TRUST RBA AM I|DBAX|Deutsche Bank Securities Inc.|800
AIRR|FIRST TRUST RBA AM I|DEAN|MORGAN STANLEY|1444
AIRR|FIRST TRUST RBA AM I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|97
AIRR|FIRST TRUST RBA AM I|EBXL|EBX LLC|1200
AIRR|FIRST TRUST RBA AM I|ECUT|CONVERGEX EXECUTION SOLUTIONS|246
AIRR|FIRST TRUST RBA AM I|ETRS|E*Trade Securities LLC|796
AIRR|FIRST TRUST RBA AM I|FBCO|Credit Suisse Securities (USA) LLC|31386
AIRR|FIRST TRUST RBA AM I|FOMA|TD AMERITRADE CLEARING, INC.|63311
AIRR|FIRST TRUST RBA AM I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|340
AIRR|FIRST TRUST RBA AM I|FTBR|Foliofn Investments, Inc.|2
AIRR|FIRST TRUST RBA AM I|GBMT|GBM International, Inc.|500
AIRR|FIRST TRUST RBA AM I|GEBB|GLOBAL EXECUTION BROKERS, LP|520
AIRR|FIRST TRUST RBA AM I|GSCO|GOLDMAN SACHS & CO. LLC|523
AIRR|FIRST TRUST RBA AM I|GSLT|GOLDMAN SACHS & CO. LLC|300
AIRR|FIRST TRUST RBA AM I|GTSZ|GTS SECURITIES LLC|100
AIRR|FIRST TRUST RBA AM I|HRBF|American Enterprise Investment Services Inc.|310
AIRR|FIRST TRUST RBA AM I|IBKR|Interactive Brokers Llc|1917
AIRR|FIRST TRUST RBA AM I|ICBX|INSTINET, LLC|2132
AIRR|FIRST TRUST RBA AM I|JEFF|JEFFERIES LLC|800
AIRR|FIRST TRUST RBA AM I|JPMX|J.P. Morgan Securities LLC|320
AIRR|FIRST TRUST RBA AM I|JSEB|JANE STREET EXECUTION SERVICES, LLC|58544
AIRR|FIRST TRUST RBA AM I|JSJX|JANE STREET CAPITAL LLC|68714
AIRR|FIRST TRUST RBA AM I|KCGM|VIRTU Americas LLC|720
AIRR|FIRST TRUST RBA AM I|LEHM|Barclays Capital Inc./Le|3200
AIRR|FIRST TRUST RBA AM I|LIME|Lime Brokerage LLC|2267
AIRR|FIRST TRUST RBA AM I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5002
AIRR|FIRST TRUST RBA AM I|MSCO|MORGAN STANLEY & CO. LLC|28319
AIRR|FIRST TRUST RBA AM I|NFSC|National Financial Services LLC|7778
AIRR|FIRST TRUST RBA AM I|NITE|VIRTU Americas LLC|22050
AIRR|FIRST TRUST RBA AM I|RBCM|RBC CAPITAL MARKETS, LLC|2679
AIRR|FIRST TRUST RBA AM I|SBSH|Citigroup Global Markets Inc.|84
AIRR|FIRST TRUST RBA AM I|SGMT|GOLDMAN SACHS & CO. LLC|124
AIRR|FIRST TRUST RBA AM I|STTT|STATETRUST INVESTMENTS INC.|400
AIRR|FIRST TRUST RBA AM I|SWIM|TD Ameritrade, Inc.|500
AIRR|FIRST TRUST RBA AM I|SWST|Hilltop Securities Inc.|156
AIRR|FIRST TRUST RBA AM I|TRCM|TRC MARKETS LLC|2185
AIRR|FIRST TRUST RBA AM I|UBSA|UBS SECURITIES LLC|6888
AIRR|FIRST TRUST RBA AM I|UBSS|UBS Securities LLC|31211
AIRR|FIRST TRUST RBA AM I|VGRD|Vanguard Marketing Corporation|1066
AIRR|FIRST TRUST RBA AM I|WCHV|WELLS FARGO SECURITIES, LLC|527
AIRR|FIRST TRUST RBA AM I|WSEA|WOLVERINE SECURITIES, LLC|2
AIRR|FIRST TRUST RBA AM I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18918
AIRT|AIR T INC|BATM|CBOE TRADING, INC.|76
AIRT|AIR T INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
AIRT|AIR T INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2408
AIRT|AIR T INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2325
AIRT|AIR T INC|DBAB|Deutsche Bank Securities Inc.|10
AIRT|AIR T INC|DBAX|Deutsche Bank Securities Inc.|100
AIRT|AIR T INC|ETRS|E*Trade Securities LLC|627
AIRT|AIR T INC|FBCO|Credit Suisse Securities (USA) LLC|1300
AIRT|AIR T INC|FOMA|TD AMERITRADE CLEARING, INC.|21421
AIRT|AIR T INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27
AIRT|AIR T INC|FTBR|Foliofn Investments, Inc.|369
AIRT|AIR T INC|GSCO|GOLDMAN SACHS & CO. LLC|300
AIRT|AIR T INC|GSLT|GOLDMAN SACHS & CO. LLC|126
AIRT|AIR T INC|HRBF|American Enterprise Investment Services Inc.|190
AIRT|AIR T INC|IBKR|Interactive Brokers Llc|4349
AIRT|AIR T INC|ITGI|ITG Inc.|148
AIRT|AIR T INC|LEHM|Barclays Capital Inc./Le|7
AIRT|AIR T INC|LIME|Lime Brokerage LLC|1533
AIRT|AIR T INC|MSCO|MORGAN STANLEY & CO. LLC|2524
AIRT|AIR T INC|NFSC|National Financial Services LLC|400
AIRT|AIR T INC|NITE|VIRTU Americas LLC|4768
AIRT|AIR T INC|PIPR|Piper Jaffray & Co.|110
AIRT|AIR T INC|SPTD|MINT GLOBAL MARKETS, INC.|801
AIRT|AIR T INC|SWIM|TD Ameritrade, Inc.|2653
AIRT|AIR T INC|SWST|Hilltop Securities Inc.|7
AIRT|AIR T INC|TKNG|ALLY INVEST SECURITIES LLC|4
AIRT|AIR T INC|TRCM|TRC MARKETS LLC|22
AIRT|AIR T INC|UBSS|UBS Securities LLC|1046
AIRT|AIR T INC|VALX|VIRTU AMERICAS LLC|2
AIRT|AIR T INC|WCHV|WELLS FARGO SECURITIES, LLC|149
AIRT|AIR T INC|WSEA|WOLVERINE SECURITIES, LLC|4
AIT|APPLIED IDNS TECH|APCC|Apex Clearing Corporation|37
AIT|APPLIED IDNS TECH|BARD|Robert W. Baird & Co. Incorporated|3325
AIT|APPLIED IDNS TECH|BATM|CBOE TRADING, INC.|2154
AIT|APPLIED IDNS TECH|BAYT|BTIG, LLC|600
AIT|APPLIED IDNS TECH|BERN|Sanford C. Bernstein & Co., LLC|200
AIT|APPLIED IDNS TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1809
AIT|APPLIED IDNS TECH|BMOC|BMO Capital Markets Corp.|39
AIT|APPLIED IDNS TECH|BNPX|BNP PARIBAS SECURITIES CORP.|6539
AIT|APPLIED IDNS TECH|BRVL|BLAYLOCK VAN, LLC|1700
AIT|APPLIED IDNS TECH|BTIG|BTIG, LLC|413
AIT|APPLIED IDNS TECH|BYXM|CBOE TRADING, INC.|23
AIT|APPLIED IDNS TECH|CHAS|Charles Schwab & Co., Inc.|1057
AIT|APPLIED IDNS TECH|CIST|Capital Institutional Services, Inc.|14
AIT|APPLIED IDNS TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30005
AIT|APPLIED IDNS TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|201
AIT|APPLIED IDNS TECH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8
AIT|APPLIED IDNS TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31463
AIT|APPLIED IDNS TECH|CTDL|Citadel Derivatives Group Llc|4928
AIT|APPLIED IDNS TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|16382
AIT|APPLIED IDNS TECH|DBAB|Deutsche Bank Securities Inc.|34734
AIT|APPLIED IDNS TECH|DBAX|Deutsche Bank Securities Inc.|39800
AIT|APPLIED IDNS TECH|DEAN|MORGAN STANLEY|687
AIT|APPLIED IDNS TECH|DEGS|RONIN PROFESSIONAL LLC|184
AIT|APPLIED IDNS TECH|EBXL|EBX LLC|50800
AIT|APPLIED IDNS TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|136
AIT|APPLIED IDNS TECH|EDJO|Edward D. Jones & Co., L.P.|739
AIT|APPLIED IDNS TECH|EGAM|CBOE TRADING, INC.|7665
AIT|APPLIED IDNS TECH|EGMT|EG MARKET TECHNOLOGIES LLC|575
AIT|APPLIED IDNS TECH|EGXM|CBOE TRADING, INC.|720
AIT|APPLIED IDNS TECH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
AIT|APPLIED IDNS TECH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12345
AIT|APPLIED IDNS TECH|ETRS|E*Trade Securities LLC|503
AIT|APPLIED IDNS TECH|FBSB|U.S. Bancorp Investments, Inc.|1
AIT|APPLIED IDNS TECH|FILL|Tradestation Securities, Inc.|1249
AIT|APPLIED IDNS TECH|FMAF|NBCN Inc./ CDS|100
AIT|APPLIED IDNS TECH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AIT|APPLIED IDNS TECH|FQLS|Quantlab Securities LP|18757
AIT|APPLIED IDNS TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6523
AIT|APPLIED IDNS TECH|FTBR|Foliofn Investments, Inc.|1917
AIT|APPLIED IDNS TECH|GLIS|TD Securities Inc|250
AIT|APPLIED IDNS TECH|GLPX|ACS EXECUTION SERVICES, LLC|224
AIT|APPLIED IDNS TECH|GSCO|GOLDMAN SACHS & CO. LLC|95422
AIT|APPLIED IDNS TECH|GSCS|GOLDMAN SACHS & CO. LLC|1000
AIT|APPLIED IDNS TECH|GSLT|GOLDMAN SACHS & CO. LLC|1705
AIT|APPLIED IDNS TECH|GTSZ|GTS SECURITIES LLC|13741
AIT|APPLIED IDNS TECH|HPPX|POTAMUS TRADING, LLC|625
AIT|APPLIED IDNS TECH|HRBF|American Enterprise Investment Services Inc.|1178
AIT|APPLIED IDNS TECH|IBKR|Interactive Brokers Llc|3233
AIT|APPLIED IDNS TECH|ICBX|INSTINET, LLC|7400
AIT|APPLIED IDNS TECH|IEQY|CITADEL SECURITIES LLC|7609
AIT|APPLIED IDNS TECH|INCA|INSTINET, LLC|27891
AIT|APPLIED IDNS TECH|INJX|INSTINET, LLC|735
AIT|APPLIED IDNS TECH|ITGI|ITG Inc.|17088
AIT|APPLIED IDNS TECH|ITGP|ITG INC.|28400
AIT|APPLIED IDNS TECH|JEFF|JEFFERIES LLC|9014
AIT|APPLIED IDNS TECH|JMPT|JUMP TRADING, LLC|3811
AIT|APPLIED IDNS TECH|JONE|JonesTrading|1317
AIT|APPLIED IDNS TECH|JPBX|J.P. MORGAN SECURITIES LLC|5514
AIT|APPLIED IDNS TECH|JPMX|J.P. Morgan Securities LLC|71253
AIT|APPLIED IDNS TECH|KCGM|VIRTU Americas LLC|18329
AIT|APPLIED IDNS TECH|KEYB|KEYBANC CAPITAL MARKETS INC.|11358
AIT|APPLIED IDNS TECH|LEHM|Barclays Capital Inc./Le|52456
AIT|APPLIED IDNS TECH|LIME|Lime Brokerage LLC|8758
AIT|APPLIED IDNS TECH|LMNX|LUMINEX TRADING & ANALYTICS LLC|22630
AIT|APPLIED IDNS TECH|LOOP|Loop Capital Markets LLC|100
AIT|APPLIED IDNS TECH|LQNA|LIQUIDNET, INC.|13500
AIT|APPLIED IDNS TECH|LSCI|Lek Securities Corporation|15
AIT|APPLIED IDNS TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26871
AIT|APPLIED IDNS TECH|MSCO|MORGAN STANLEY & CO. LLC|134352
AIT|APPLIED IDNS TECH|MSPL|MORGAN STANLEY & CO. LLC|28900
AIT|APPLIED IDNS TECH|MSTX|MORGAN STANLEY & CO. LLC|15400
AIT|APPLIED IDNS TECH|MTON|MILLINGTON SECURITIES, INC.|23540
AIT|APPLIED IDNS TECH|NFSC|National Financial Services LLC|31093
AIT|APPLIED IDNS TECH|NITE|VIRTU Americas LLC|33305
AIT|APPLIED IDNS TECH|NQRB|Brut, LLC|2100
AIT|APPLIED IDNS TECH|NTBF|BMO Nesbitt Burns Inc./CDS|140
AIT|APPLIED IDNS TECH|NTRC|Northern Trust Securities, Inc.|214
AIT|APPLIED IDNS TECH|PDQM|CODA MARKETS, INC.|44510
AIT|APPLIED IDNS TECH|PIPR|Piper Jaffray & Co.|1022
AIT|APPLIED IDNS TECH|SAGL|SAGETRADER, LLC|102
AIT|APPLIED IDNS TECH|SBSH|Citigroup Global Markets Inc.|32103
AIT|APPLIED IDNS TECH|SGMT|GOLDMAN SACHS & CO. LLC|56204
AIT|APPLIED IDNS TECH|SPDR|SPEEDROUTE LLC|1324
AIT|APPLIED IDNS TECH|STFL|Stifel, Nicolaus & Company, Incorporated|488
AIT|APPLIED IDNS TECH|SWIM|TD Ameritrade, Inc.|435
AIT|APPLIED IDNS TECH|SWST|Hilltop Securities Inc.|6
AIT|APPLIED IDNS TECH|TRBT|Tradebot Systems, Inc.|3880
AIT|APPLIED IDNS TECH|TRCM|TRC MARKETS LLC|11747
AIT|APPLIED IDNS TECH|UBSA|UBS SECURITIES LLC|118561
AIT|APPLIED IDNS TECH|UBSS|UBS Securities LLC|162617
AIT|APPLIED IDNS TECH|VALX|VIRTU AMERICAS LLC|2509
AIT|APPLIED IDNS TECH|VGRD|Vanguard Marketing Corporation|204
AIT|APPLIED IDNS TECH|WABR|Wall Street Access|23800
AIT|APPLIED IDNS TECH|WBPX|SUMMIT SECURITIES GROUP, LLC|516
AIT|APPLIED IDNS TECH|WCHV|WELLS FARGO SECURITIES, LLC|73059
AIT|APPLIED IDNS TECH|WEED|Weeden & Co.L.P.|200
AIT|APPLIED IDNS TECH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|274
AIT|APPLIED IDNS TECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52
AIT|APPLIED IDNS TECH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
AIT|APPLIED IDNS TECH|WSEA|WOLVERINE SECURITIES, LLC|216
AIT|APPLIED IDNS TECH|XIST|INSTINET, LLC|7400
AIT|APPLIED IDNS TECH|XPQR|Jump Trading|100
AIT|APPLIED IDNS TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
AIT|APPLIED IDNS TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41
AIV|APT INV & MNGMNT CO|ACAD|ACADEMY SECURITIES, INC.|200
AIV|APT INV & MNGMNT CO|ADAM|CANACCORD GENUITY INC.|55899
AIV|APT INV & MNGMNT CO|ALTX|Alternet Securities Inc.|6150
AIV|APT INV & MNGMNT CO|APCC|Apex Clearing Corporation|4240
AIV|APT INV & MNGMNT CO|BARD|Robert W. Baird & Co. Incorporated|751
AIV|APT INV & MNGMNT CO|BATM|CBOE TRADING, INC.|5547
AIV|APT INV & MNGMNT CO|BAYC|BAY CREST PARTNERS, LLC|121
AIV|APT INV & MNGMNT CO|BERN|Sanford C. Bernstein & Co., LLC|11564
AIV|APT INV & MNGMNT CO|BIDS|BIDS TRADING L.P.|400
AIV|APT INV & MNGMNT CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|561
AIV|APT INV & MNGMNT CO|BMOC|BMO Capital Markets Corp.|48942
AIV|APT INV & MNGMNT CO|BNPX|BNP PARIBAS SECURITIES CORP.|54922
AIV|APT INV & MNGMNT CO|BTIG|BTIG, LLC|11657
AIV|APT INV & MNGMNT CO|BYXM|CBOE TRADING, INC.|1632
AIV|APT INV & MNGMNT CO|BZYD|GOLDMAN SACHS & CO. LLC|1582
AIV|APT INV & MNGMNT CO|CHAS|Charles Schwab & Co., Inc.|902
AIV|APT INV & MNGMNT CO|CIBP|CIBC World Markets Corp.|8703
AIV|APT INV & MNGMNT CO|CIST|Capital Institutional Services, Inc.|2927
AIV|APT INV & MNGMNT CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96483
AIV|APT INV & MNGMNT CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11117
AIV|APT INV & MNGMNT CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7418
AIV|APT INV & MNGMNT CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|218485
AIV|APT INV & MNGMNT CO|CTDL|Citadel Derivatives Group Llc|8548
AIV|APT INV & MNGMNT CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|51428
AIV|APT INV & MNGMNT CO|DADA|D.A. Davidson & Co.|400
AIV|APT INV & MNGMNT CO|DBAB|Deutsche Bank Securities Inc.|284020
AIV|APT INV & MNGMNT CO|DBAX|Deutsche Bank Securities Inc.|154700
AIV|APT INV & MNGMNT CO|DBUL|Deutsche Bank Securities Inc.|340
AIV|APT INV & MNGMNT CO|DEAN|MORGAN STANLEY|2474
AIV|APT INV & MNGMNT CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6200
AIV|APT INV & MNGMNT CO|EBXL|EBX LLC|144800
AIV|APT INV & MNGMNT CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|12305
AIV|APT INV & MNGMNT CO|EGAM|CBOE TRADING, INC.|16619
AIV|APT INV & MNGMNT CO|EGAW|CBOE TRADING, INC.|232
AIV|APT INV & MNGMNT CO|EGMT|EG MARKET TECHNOLOGIES LLC|1712
AIV|APT INV & MNGMNT CO|EGXM|CBOE TRADING, INC.|1986
AIV|APT INV & MNGMNT CO|EGXW|CBOE TRADING, INC.|100
AIV|APT INV & MNGMNT CO|ESPO|ESPOSITO SECURITIES, LLC|80
AIV|APT INV & MNGMNT CO|ETBE|Electronic Transaction Clearing, Inc.|14301
AIV|APT INV & MNGMNT CO|ETCC|Electronic Transaction Clearing, Inc.|984
AIV|APT INV & MNGMNT CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5416
AIV|APT INV & MNGMNT CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1605
AIV|APT INV & MNGMNT CO|ETRS|E*Trade Securities LLC|4252
AIV|APT INV & MNGMNT CO|FILL|Tradestation Securities, Inc.|2769
AIV|APT INV & MNGMNT CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12296
AIV|APT INV & MNGMNT CO|FQLS|Quantlab Securities LP|159116
AIV|APT INV & MNGMNT CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73339
AIV|APT INV & MNGMNT CO|FTBR|Foliofn Investments, Inc.|1237
AIV|APT INV & MNGMNT CO|GEBB|GLOBAL EXECUTION BROKERS, LP|1061
AIV|APT INV & MNGMNT CO|GLIS|TD Securities Inc|600
AIV|APT INV & MNGMNT CO|GLPX|ACS EXECUTION SERVICES, LLC|66675
AIV|APT INV & MNGMNT CO|GNAV|GREEN STREET TRADING, LLC|3904
AIV|APT INV & MNGMNT CO|GSCO|GOLDMAN SACHS & CO. LLC|870806
AIV|APT INV & MNGMNT CO|GSCS|GOLDMAN SACHS & CO. LLC|4109
AIV|APT INV & MNGMNT CO|GSLT|GOLDMAN SACHS & CO. LLC|7138
AIV|APT INV & MNGMNT CO|GTSZ|GTS SECURITIES LLC|140540
AIV|APT INV & MNGMNT CO|HRBF|American Enterprise Investment Services Inc.|236
AIV|APT INV & MNGMNT CO|HSBC|HSBC Securities, Inc.|2200
AIV|APT INV & MNGMNT CO|IATS|INTERACTIVE BROKERS LLC|5995
AIV|APT INV & MNGMNT CO|IBKR|Interactive Brokers Llc|9532
AIV|APT INV & MNGMNT CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|790
AIV|APT INV & MNGMNT CO|ICBX|INSTINET, LLC|62458
AIV|APT INV & MNGMNT CO|IEQY|CITADEL SECURITIES LLC|157061
AIV|APT INV & MNGMNT CO|IMPC|Imperial Capital, LLC|600
AIV|APT INV & MNGMNT CO|INCA|INSTINET, LLC|175271
AIV|APT INV & MNGMNT CO|INJX|INSTINET, LLC|9580
AIV|APT INV & MNGMNT CO|INTL|INTL FCSTONE FINANCIAL INC.|1829
AIV|APT INV & MNGMNT CO|ITGI|ITG Inc.|27914
AIV|APT INV & MNGMNT CO|ITGP|ITG INC.|74400
AIV|APT INV & MNGMNT CO|JANY|Janney Montgomery Scott Inc.|20
AIV|APT INV & MNGMNT CO|JEFF|JEFFERIES LLC|327282
AIV|APT INV & MNGMNT CO|JMPT|JUMP TRADING, LLC|83647
AIV|APT INV & MNGMNT CO|JONE|JonesTrading|19320
AIV|APT INV & MNGMNT CO|JPBX|J.P. MORGAN SECURITIES LLC|78240
AIV|APT INV & MNGMNT CO|JPMX|J.P. Morgan Securities LLC|585792
AIV|APT INV & MNGMNT CO|JSJX|JANE STREET CAPITAL LLC|8377
AIV|APT INV & MNGMNT CO|KCGM|VIRTU Americas LLC|19335
AIV|APT INV & MNGMNT CO|LEHM|Barclays Capital Inc./Le|510430
AIV|APT INV & MNGMNT CO|LIME|Lime Brokerage LLC|50963
AIV|APT INV & MNGMNT CO|LOOP|Loop Capital Markets LLC|14606
AIV|APT INV & MNGMNT CO|LQNA|LIQUIDNET, INC.|177600
AIV|APT INV & MNGMNT CO|LSCI|Lek Securities Corporation|179
AIV|APT INV & MNGMNT CO|MACQ|Macquarie Capital (USA) Inc.|200
AIV|APT INV & MNGMNT CO|MAXM|Maxim Group LLC|667
AIV|APT INV & MNGMNT CO|MBTS|ALLY INVEST SECURITIES LLC|1840
AIV|APT INV & MNGMNT CO|MCBT|Moors & Cabot, Inc.|81
AIV|APT INV & MNGMNT CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|151693
AIV|APT INV & MNGMNT CO|MOTF|MOTIF INVESTING, INC.|43
AIV|APT INV & MNGMNT CO|MSCO|MORGAN STANLEY & CO. LLC|5111564
AIV|APT INV & MNGMNT CO|MSPL|MORGAN STANLEY & CO. LLC|178200
AIV|APT INV & MNGMNT CO|MSTX|MORGAN STANLEY & CO. LLC|77900
AIV|APT INV & MNGMNT CO|MZHO|Mizuho Securities USA LLC|10000
AIV|APT INV & MNGMNT CO|NEUB|NEUBERGER BERMAN BD LLC|173
AIV|APT INV & MNGMNT CO|NFSC|National Financial Services LLC|20163
AIV|APT INV & MNGMNT CO|NITE|VIRTU Americas LLC|108116
AIV|APT INV & MNGMNT CO|NITP|VIRTU Americas LLC|576
AIV|APT INV & MNGMNT CO|NQRB|Brut, LLC|9004
AIV|APT INV & MNGMNT CO|NTRC|Northern Trust Securities, Inc.|154
AIV|APT INV & MNGMNT CO|OGTL|OUTSET GLOBAL TRADING LIMITED|500
AIV|APT INV & MNGMNT CO|OPCO|Oppenheimer & Co. Inc.|2139
AIV|APT INV & MNGMNT CO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|12051
AIV|APT INV & MNGMNT CO|PDQM|CODA MARKETS, INC.|21449
AIV|APT INV & MNGMNT CO|PWJC|UBS Financial Services, Inc.|564
AIV|APT INV & MNGMNT CO|QMSR|QUATTRO M SECURITIES INC.|1551
AIV|APT INV & MNGMNT CO|RBCM|RBC CAPITAL MARKETS, LLC|2694
AIV|APT INV & MNGMNT CO|SAGL|SAGETRADER, LLC|3011
AIV|APT INV & MNGMNT CO|SAGW|SAGETRADER, LLC|25
AIV|APT INV & MNGMNT CO|SBSH|Citigroup Global Markets Inc.|216684
AIV|APT INV & MNGMNT CO|SGMT|GOLDMAN SACHS & CO. LLC|50095
AIV|APT INV & MNGMNT CO|SPDR|SPEEDROUTE LLC|11800
AIV|APT INV & MNGMNT CO|SPHN|Stephens Inc.|258
AIV|APT INV & MNGMNT CO|STFL|Stifel, Nicolaus & Company, Incorporated|2856
AIV|APT INV & MNGMNT CO|STKP|STOCKPILE INVESTMENTS, INC.|4
AIV|APT INV & MNGMNT CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3506
AIV|APT INV & MNGMNT CO|SWIM|TD Ameritrade, Inc.|2225
AIV|APT INV & MNGMNT CO|SWST|Hilltop Securities Inc.|4823
AIV|APT INV & MNGMNT CO|TKNG|ALLY INVEST SECURITIES LLC|50
AIV|APT INV & MNGMNT CO|TRBT|Tradebot Systems, Inc.|239844
AIV|APT INV & MNGMNT CO|TRCM|TRC MARKETS LLC|363864
AIV|APT INV & MNGMNT CO|TWTT|TASTYWORKS, INC.|75
AIV|APT INV & MNGMNT CO|UBSA|UBS SECURITIES LLC|296835
AIV|APT INV & MNGMNT CO|UBSS|UBS Securities LLC|417147
AIV|APT INV & MNGMNT CO|VALX|VIRTU AMERICAS LLC|10996
AIV|APT INV & MNGMNT CO|VGRD|Vanguard Marketing Corporation|50
AIV|APT INV & MNGMNT CO|WBPX|SUMMIT SECURITIES GROUP, LLC|4205
AIV|APT INV & MNGMNT CO|WCHV|WELLS FARGO SECURITIES, LLC|46475
AIV|APT INV & MNGMNT CO|WEDB|WEDBUSH SECURITIES INC.|10934
AIV|APT INV & MNGMNT CO|WEED|Weeden & Co.L.P.|1608
AIV|APT INV & MNGMNT CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12768
AIV|APT INV & MNGMNT CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6990
AIV|APT INV & MNGMNT CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4470
AIV|APT INV & MNGMNT CO|WSEA|WOLVERINE SECURITIES, LLC|1663
AIV|APT INV & MNGMNT CO|XIST|INSTINET, LLC|11164
AIV|APT INV & MNGMNT CO|XPQR|Jump Trading|1589
AIV|APT INV & MNGMNT CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|21440
AIV|APT INV & MNGMNT CO|YKNA|COMHAR CAPITAL MARKETS, LLC|200
AIV|APT INV & MNGMNT CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3838
AIV$A|APARTMENT INVT|BATM|CBOE TRADING, INC.|102
AIV$A|APARTMENT INVT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54
AIV$A|APARTMENT INVT|DBAX|Deutsche Bank Securities Inc.|1100
AIV$A|APARTMENT INVT|DEAN|MORGAN STANLEY|2200
AIV$A|APARTMENT INVT|EDJO|Edward D. Jones & Co., L.P.|60
AIV$A|APARTMENT INVT|ETRS|E*Trade Securities LLC|600
AIV$A|APARTMENT INVT|GSCS|GOLDMAN SACHS & CO. LLC|100
AIV$A|APARTMENT INVT|GSLT|GOLDMAN SACHS & CO. LLC|100
AIV$A|APARTMENT INVT|IBKR|Interactive Brokers Llc|1600
AIV$A|APARTMENT INVT|MSCO|MORGAN STANLEY & CO. LLC|600
AIV$A|APARTMENT INVT|NFSC|National Financial Services LLC|1500
AIV$A|APARTMENT INVT|NITE|VIRTU Americas LLC|749
AIV$A|APARTMENT INVT|UBSA|UBS SECURITIES LLC|1098
AIV$A|APARTMENT INVT|UBSS|UBS Securities LLC|1200
AIV$A|APARTMENT INVT|VGRD|Vanguard Marketing Corporation|600
AIV$A|APARTMENT INVT|WCHV|WELLS FARGO SECURITIES, LLC|800
AIV$A|APARTMENT INVT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
AIW|ARLINGTON ASST INVT|ETRS|E*Trade Securities LLC|750
AIW|ARLINGTON ASST INVT|HRBF|American Enterprise Investment Services Inc.|1400
AIW|ARLINGTON ASST INVT|IBKR|Interactive Brokers Llc|1598
AIW|ARLINGTON ASST INVT|INCA|INSTINET, LLC|100
AIW|ARLINGTON ASST INVT|JANY|Janney Montgomery Scott Inc.|14570
AIW|ARLINGTON ASST INVT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AIW|ARLINGTON ASST INVT|MSCO|MORGAN STANLEY & CO. LLC|1114
AIW|ARLINGTON ASST INVT|NFSC|National Financial Services LLC|1750
AIW|ARLINGTON ASST INVT|NITE|VIRTU Americas LLC|3896
AIW|ARLINGTON ASST INVT|RBCM|RBC CAPITAL MARKETS, LLC|982
AIW|ARLINGTON ASST INVT|STFL|Stifel, Nicolaus & Company, Incorporated|500
AIW|ARLINGTON ASST INVT|UBSA|UBS SECURITIES LLC|200
AIW|ARLINGTON ASST INVT|WCHV|WELLS FARGO SECURITIES, LLC|1599
AIW|ARLINGTON ASST INVT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
AIY|APOLLO INVT CORP|BARD|Robert W. Baird & Co. Incorporated|30
AIY|APOLLO INVT CORP|BATM|CBOE TRADING, INC.|57
AIY|APOLLO INVT CORP|BBNT|BB&T SECURITIES, LLC|1426
AIY|APOLLO INVT CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4582
AIY|APOLLO INVT CORP|BOKI|BOK FINANCIAL SECURITIES, INC.|111000
AIY|APOLLO INVT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
AIY|APOLLO INVT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1173
AIY|APOLLO INVT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
AIY|APOLLO INVT CORP|DADA|D.A. Davidson & Co.|1050
AIY|APOLLO INVT CORP|DBAX|Deutsche Bank Securities Inc.|100
AIY|APOLLO INVT CORP|DEAN|MORGAN STANLEY|3939
AIY|APOLLO INVT CORP|EBXL|EBX LLC|1600
AIY|APOLLO INVT CORP|EDJO|Edward D. Jones & Co., L.P.|688
AIY|APOLLO INVT CORP|ETRS|E*Trade Securities LLC|840
AIY|APOLLO INVT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|285
AIY|APOLLO INVT CORP|GSCS|GOLDMAN SACHS & CO. LLC|400
AIY|APOLLO INVT CORP|HRBF|American Enterprise Investment Services Inc.|31
AIY|APOLLO INVT CORP|IATS|INTERACTIVE BROKERS LLC|100
AIY|APOLLO INVT CORP|IBKR|Interactive Brokers Llc|1402
AIY|APOLLO INVT CORP|ICBX|INSTINET, LLC|100
AIY|APOLLO INVT CORP|INCA|INSTINET, LLC|1301
AIY|APOLLO INVT CORP|ITGI|ITG Inc.|2073
AIY|APOLLO INVT CORP|ITGP|ITG INC.|1400
AIY|APOLLO INVT CORP|JANY|Janney Montgomery Scott Inc.|600
AIY|APOLLO INVT CORP|JPMX|J.P. Morgan Securities LLC|2400
AIY|APOLLO INVT CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
AIY|APOLLO INVT CORP|KCGM|VIRTU Americas LLC|300
AIY|APOLLO INVT CORP|LEHM|Barclays Capital Inc./Le|600
AIY|APOLLO INVT CORP|LIME|Lime Brokerage LLC|195
AIY|APOLLO INVT CORP|MSCO|MORGAN STANLEY & CO. LLC|3740
AIY|APOLLO INVT CORP|NFSC|National Financial Services LLC|7344
AIY|APOLLO INVT CORP|NITE|VIRTU Americas LLC|15299
AIY|APOLLO INVT CORP|NQRB|Brut, LLC|419
AIY|APOLLO INVT CORP|PDQM|CODA MARKETS, INC.|414
AIY|APOLLO INVT CORP|PWJC|UBS Financial Services, Inc.|3300
AIY|APOLLO INVT CORP|RBCM|RBC CAPITAL MARKETS, LLC|1220
AIY|APOLLO INVT CORP|SBSH|Citigroup Global Markets Inc.|1000
AIY|APOLLO INVT CORP|SGMT|GOLDMAN SACHS & CO. LLC|2400
AIY|APOLLO INVT CORP|STFL|Stifel, Nicolaus & Company, Incorporated|357
AIY|APOLLO INVT CORP|SWIM|TD Ameritrade, Inc.|400
AIY|APOLLO INVT CORP|TRBT|Tradebot Systems, Inc.|1390
AIY|APOLLO INVT CORP|UBSA|UBS SECURITIES LLC|1254
AIY|APOLLO INVT CORP|UBSS|UBS Securities LLC|16843
AIY|APOLLO INVT CORP|VGRD|Vanguard Marketing Corporation|1300
AIY|APOLLO INVT CORP|WCHV|WELLS FARGO SECURITIES, LLC|1982
AIY|APOLLO INVT CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54
AIY|APOLLO INVT CORP|WSEA|WOLVERINE SECURITIES, LLC|200
AIY|APOLLO INVT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
AIY|APOLLO INVT CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AIY|APOLLO INVT CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4975
AIZ|ASSURANT INC|ABLE|NATIXIS Securities Americas LLC|11600
AIZ|ASSURANT INC|ALTX|Alternet Securities Inc.|3485
AIZ|ASSURANT INC|ANOS|ABEL/NOSER, L.L.C.|200
AIZ|ASSURANT INC|APCC|Apex Clearing Corporation|374
AIZ|ASSURANT INC|BARD|Robert W. Baird & Co. Incorporated|1441
AIZ|ASSURANT INC|BATM|CBOE TRADING, INC.|14992
AIZ|ASSURANT INC|BAYT|BTIG, LLC|100
AIZ|ASSURANT INC|BBNT|BB&T SECURITIES, LLC|9
AIZ|ASSURANT INC|BERN|Sanford C. Bernstein & Co., LLC|16173
AIZ|ASSURANT INC|BIDS|BIDS TRADING L.P.|7600
AIZ|ASSURANT INC|BIMI|Banca IMI Securities Corp.|6793
AIZ|ASSURANT INC|BKCM|BNY Mellon Capital Markets LLC|750
AIZ|ASSURANT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44873
AIZ|ASSURANT INC|BLKX|INSTINET, LLC|5100
AIZ|ASSURANT INC|BNPX|BNP PARIBAS SECURITIES CORP.|97578
AIZ|ASSURANT INC|BTIG|BTIG, LLC|6202
AIZ|ASSURANT INC|BYXM|CBOE TRADING, INC.|906
AIZ|ASSURANT INC|BZYD|GOLDMAN SACHS & CO. LLC|846
AIZ|ASSURANT INC|CANT|Cantor Fitzgerald & Co.|16
AIZ|ASSURANT INC|CHAS|Charles Schwab & Co., Inc.|2636
AIZ|ASSURANT INC|CIBP|CIBC World Markets Corp.|2231
AIZ|ASSURANT INC|CIST|Capital Institutional Services, Inc.|50
AIZ|ASSURANT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71987
AIZ|ASSURANT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
AIZ|ASSURANT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1475
AIZ|ASSURANT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|469679
AIZ|ASSURANT INC|CTDL|Citadel Derivatives Group Llc|2336
AIZ|ASSURANT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|30038
AIZ|ASSURANT INC|DADA|D.A. Davidson & Co.|14
AIZ|ASSURANT INC|DBAB|Deutsche Bank Securities Inc.|296463
AIZ|ASSURANT INC|DBAX|Deutsche Bank Securities Inc.|270800
AIZ|ASSURANT INC|DEAN|MORGAN STANLEY|7360
AIZ|ASSURANT INC|DEGS|RONIN PROFESSIONAL LLC|300
AIZ|ASSURANT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
AIZ|ASSURANT INC|DOWL|Dowling & Partners Securities LLC|2600
AIZ|ASSURANT INC|EBXL|EBX LLC|112700
AIZ|ASSURANT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6730
AIZ|ASSURANT INC|EDJO|Edward D. Jones & Co., L.P.|40
AIZ|ASSURANT INC|EGAM|CBOE TRADING, INC.|7941
AIZ|ASSURANT INC|EGAW|CBOE TRADING, INC.|163
AIZ|ASSURANT INC|EGMT|EG MARKET TECHNOLOGIES LLC|1503
AIZ|ASSURANT INC|EGXM|CBOE TRADING, INC.|5344
AIZ|ASSURANT INC|EGXW|CBOE TRADING, INC.|300
AIZ|ASSURANT INC|ETBE|Electronic Transaction Clearing, Inc.|34424
AIZ|ASSURANT INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
AIZ|ASSURANT INC|ETCC|Electronic Transaction Clearing, Inc.|495
AIZ|ASSURANT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23933
AIZ|ASSURANT INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
AIZ|ASSURANT INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|376
AIZ|ASSURANT INC|ETRS|E*Trade Securities LLC|8861
AIZ|ASSURANT INC|FILL|Tradestation Securities, Inc.|931
AIZ|ASSURANT INC|FMAF|NBCN Inc./ CDS|3199
AIZ|ASSURANT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11526
AIZ|ASSURANT INC|FQLS|Quantlab Securities LP|308299
AIZ|ASSURANT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57277
AIZ|ASSURANT INC|FTBR|Foliofn Investments, Inc.|1731
AIZ|ASSURANT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4055
AIZ|ASSURANT INC|GLPX|ACS EXECUTION SERVICES, LLC|21765
AIZ|ASSURANT INC|GSCO|GOLDMAN SACHS & CO. LLC|970935
AIZ|ASSURANT INC|GSCS|GOLDMAN SACHS & CO. LLC|2450
AIZ|ASSURANT INC|GSLT|GOLDMAN SACHS & CO. LLC|4092
AIZ|ASSURANT INC|GTSZ|GTS SECURITIES LLC|55336
AIZ|ASSURANT INC|HRBF|American Enterprise Investment Services Inc.|932
AIZ|ASSURANT INC|HSBC|HSBC Securities, Inc.|6401
AIZ|ASSURANT INC|IATS|INTERACTIVE BROKERS LLC|41805
AIZ|ASSURANT INC|IBKR|Interactive Brokers Llc|67260
AIZ|ASSURANT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1099
AIZ|ASSURANT INC|ICBX|INSTINET, LLC|35625
AIZ|ASSURANT INC|IEQY|CITADEL SECURITIES LLC|144009
AIZ|ASSURANT INC|INCA|INSTINET, LLC|658491
AIZ|ASSURANT INC|INJX|INSTINET, LLC|19761
AIZ|ASSURANT INC|ITGI|ITG Inc.|48796
AIZ|ASSURANT INC|ITGP|ITG INC.|84000
AIZ|ASSURANT INC|JANY|Janney Montgomery Scott Inc.|7102
AIZ|ASSURANT INC|JEFF|JEFFERIES LLC|167861
AIZ|ASSURANT INC|JMPT|JUMP TRADING, LLC|47566
AIZ|ASSURANT INC|JPBX|J.P. MORGAN SECURITIES LLC|43888
AIZ|ASSURANT INC|JPMX|J.P. Morgan Securities LLC|375417
AIZ|ASSURANT INC|JSJX|JANE STREET CAPITAL LLC|19227
AIZ|ASSURANT INC|JUTA|JUMP TRADING, LLC|512
AIZ|ASSURANT INC|KBWI|Keefe, Bruyette & Woods, Inc.|18524
AIZ|ASSURANT INC|KCGM|VIRTU Americas LLC|20872
AIZ|ASSURANT INC|LEHM|Barclays Capital Inc./Le|462438
AIZ|ASSURANT INC|LIME|Lime Brokerage LLC|49612
AIZ|ASSURANT INC|LQNA|LIQUIDNET, INC.|5900
AIZ|ASSURANT INC|LQNB|LIQUIDNET, INC.|7500
AIZ|ASSURANT INC|LSCI|Lek Securities Corporation|7616
AIZ|ASSURANT INC|MAXM|Maxim Group LLC|6499
AIZ|ASSURANT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|144577
AIZ|ASSURANT INC|MOTF|MOTIF INVESTING, INC.|4
AIZ|ASSURANT INC|MSCO|MORGAN STANLEY & CO. LLC|1892178
AIZ|ASSURANT INC|MSPL|MORGAN STANLEY & CO. LLC|419600
AIZ|ASSURANT INC|MSTX|MORGAN STANLEY & CO. LLC|195300
AIZ|ASSURANT INC|MUFG|MUFG SECURITIES AMERICAS INC.|120000
AIZ|ASSURANT INC|MZHO|Mizuho Securities USA LLC|40300
AIZ|ASSURANT INC|NATL|National Securities Corporation|92
AIZ|ASSURANT INC|NBCS|NBC Securities, INC.|2819
AIZ|ASSURANT INC|NEUB|NEUBERGER BERMAN BD LLC|1635
AIZ|ASSURANT INC|NFSC|National Financial Services LLC|40965
AIZ|ASSURANT INC|NITE|VIRTU Americas LLC|388762
AIZ|ASSURANT INC|NITP|VIRTU Americas LLC|1200
AIZ|ASSURANT INC|NQRB|Brut, LLC|1600
AIZ|ASSURANT INC|NTRC|Northern Trust Securities, Inc.|320
AIZ|ASSURANT INC|OPCO|Oppenheimer & Co. Inc.|39
AIZ|ASSURANT INC|OTAA|OTA LLC|500
AIZ|ASSURANT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|415
AIZ|ASSURANT INC|PDQM|CODA MARKETS, INC.|80080
AIZ|ASSURANT INC|PHLY|NASDAQ Execution Services, LLC|43820
AIZ|ASSURANT INC|PWJC|UBS Financial Services, Inc.|13517
AIZ|ASSURANT INC|QMSR|QUATTRO M SECURITIES INC.|205
AIZ|ASSURANT INC|RBCM|RBC CAPITAL MARKETS, LLC|808
AIZ|ASSURANT INC|RGLD|Regal Securities, Inc|100
AIZ|ASSURANT INC|SAGL|SAGETRADER, LLC|5200
AIZ|ASSURANT INC|SAGW|SAGETRADER, LLC|17
AIZ|ASSURANT INC|SALI|INTL FCSTONE FINANCIAL INC.|88
AIZ|ASSURANT INC|SBSH|Citigroup Global Markets Inc.|110422
AIZ|ASSURANT INC|SCMC|Scotia Capital Markets (USA) Inc.|16000
AIZ|ASSURANT INC|SEIC|SEI Investments Distribution Co.|100
AIZ|ASSURANT INC|SGMT|GOLDMAN SACHS & CO. LLC|163244
AIZ|ASSURANT INC|SPDR|SPEEDROUTE LLC|5036
AIZ|ASSURANT INC|STFL|Stifel, Nicolaus & Company, Incorporated|2259
AIZ|ASSURANT INC|STKP|STOCKPILE INVESTMENTS, INC.|12
AIZ|ASSURANT INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3651
AIZ|ASSURANT INC|SWIM|TD Ameritrade, Inc.|8784
AIZ|ASSURANT INC|SWST|Hilltop Securities Inc.|4658
AIZ|ASSURANT INC|TIAD|Triad Securities Corp|96
AIZ|ASSURANT INC|TKNG|ALLY INVEST SECURITIES LLC|6
AIZ|ASSURANT INC|TRBT|Tradebot Systems, Inc.|193568
AIZ|ASSURANT INC|TRCM|TRC MARKETS LLC|191167
AIZ|ASSURANT INC|TWTT|TASTYWORKS, INC.|60
AIZ|ASSURANT INC|UBSA|UBS SECURITIES LLC|532130
AIZ|ASSURANT INC|UBSS|UBS Securities LLC|1108619
AIZ|ASSURANT INC|VALX|VIRTU AMERICAS LLC|16693
AIZ|ASSURANT INC|VGRD|Vanguard Marketing Corporation|5951
AIZ|ASSURANT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
AIZ|ASSURANT INC|WCHV|WELLS FARGO SECURITIES, LLC|17257
AIZ|ASSURANT INC|WEDB|WEDBUSH SECURITIES INC.|3038
AIZ|ASSURANT INC|WEED|Weeden & Co.L.P.|110
AIZ|ASSURANT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33068
AIZ|ASSURANT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34825
AIZ|ASSURANT INC|WGIF|CIBC World Markets Inc.|9792
AIZ|ASSURANT INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1140
AIZ|ASSURANT INC|WSAG|WALL STREET ACCESS|27
AIZ|ASSURANT INC|WSEA|WOLVERINE SECURITIES, LLC|5317
AIZ|ASSURANT INC|XIST|INSTINET, LLC|105254
AIZ|ASSURANT INC|XPQR|Jump Trading|11225
AIZ|ASSURANT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5456
AIZ|ASSURANT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2350
AIZ|ASSURANT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1745
AIZP|ASSURANT, INC. 6.5|BNCH|The Benchmark Company, LLC|200
AIZP|ASSURANT, INC. 6.5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|262
AIZP|ASSURANT, INC. 6.5|DEAN|MORGAN STANLEY|80
AIZP|ASSURANT, INC. 6.5|GTSZ|GTS SECURITIES LLC|400
AIZP|ASSURANT, INC. 6.5|HRBF|American Enterprise Investment Services Inc.|200
AIZP|ASSURANT, INC. 6.5|ITGP|ITG INC.|200
AIZP|ASSURANT, INC. 6.5|LIME|Lime Brokerage LLC|155
AIZP|ASSURANT, INC. 6.5|MSCO|MORGAN STANLEY & CO. LLC|15120
AIZP|ASSURANT, INC. 6.5|MSPL|MORGAN STANLEY & CO. LLC|700
AIZP|ASSURANT, INC. 6.5|MUFG|MUFG SECURITIES AMERICAS INC.|319600
AIZP|ASSURANT, INC. 6.5|MZHO|Mizuho Securities USA LLC|75900
AIZP|ASSURANT, INC. 6.5|NITE|VIRTU Americas LLC|4389
AIZP|ASSURANT, INC. 6.5|OPCO|Oppenheimer & Co. Inc.|100
AIZP|ASSURANT, INC. 6.5|SCMC|Scotia Capital Markets (USA) Inc.|34000
AIZP|ASSURANT, INC. 6.5|TRBT|Tradebot Systems, Inc.|100
AIZP|ASSURANT, INC. 6.5|TRCM|TRC MARKETS LLC|100
AIZP|ASSURANT, INC. 6.5|UBSA|UBS SECURITIES LLC|1027
AIZP|ASSURANT, INC. 6.5|UBSS|UBS Securities LLC|1550
AIZP|ASSURANT, INC. 6.5|WCHV|WELLS FARGO SECURITIES, LLC|5202
AJG|GALLAGHER ARTHUR J|ABLE|NATIXIS Securities Americas LLC|295513
AJG|GALLAGHER ARTHUR J|ALTX|Alternet Securities Inc.|15283
AJG|GALLAGHER ARTHUR J|ANOS|ABEL/NOSER, L.L.C.|734
AJG|GALLAGHER ARTHUR J|APCC|Apex Clearing Corporation|94
AJG|GALLAGHER ARTHUR J|AQUA|AQUA SECURITIES L.P.|4600
AJG|GALLAGHER ARTHUR J|BANK|Primevest Financial Services, Inc.|117
AJG|GALLAGHER ARTHUR J|BARD|Robert W. Baird & Co. Incorporated|6536
AJG|GALLAGHER ARTHUR J|BATM|CBOE TRADING, INC.|6198
AJG|GALLAGHER ARTHUR J|BAYC|BAY CREST PARTNERS, LLC|200
AJG|GALLAGHER ARTHUR J|BBNT|BB&T SECURITIES, LLC|391
AJG|GALLAGHER ARTHUR J|BERN|Sanford C. Bernstein & Co., LLC|125948
AJG|GALLAGHER ARTHUR J|BIDS|BIDS TRADING L.P.|7800
AJG|GALLAGHER ARTHUR J|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25395
AJG|GALLAGHER ARTHUR J|BLKX|INSTINET, LLC|17000
AJG|GALLAGHER ARTHUR J|BNPX|BNP PARIBAS SECURITIES CORP.|138482
AJG|GALLAGHER ARTHUR J|BTIG|BTIG, LLC|17135
AJG|GALLAGHER ARTHUR J|BYXM|CBOE TRADING, INC.|1341
AJG|GALLAGHER ARTHUR J|BZYD|GOLDMAN SACHS & CO. LLC|740
AJG|GALLAGHER ARTHUR J|CABR|Cabrera Capital Markets, Inc.|50
AJG|GALLAGHER ARTHUR J|CANT|Cantor Fitzgerald & Co.|674
AJG|GALLAGHER ARTHUR J|CBLC|CITIGROUP GLOBAL MARKETS INC.|39000
AJG|GALLAGHER ARTHUR J|CHAS|Charles Schwab & Co., Inc.|15534
AJG|GALLAGHER ARTHUR J|CIBP|CIBC World Markets Corp.|10046
AJG|GALLAGHER ARTHUR J|CIOI|CITIGROUP GLOBAL MARKETS INC|35000
AJG|GALLAGHER ARTHUR J|CIST|Capital Institutional Services, Inc.|14
AJG|GALLAGHER ARTHUR J|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42104
AJG|GALLAGHER ARTHUR J|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|725
AJG|GALLAGHER ARTHUR J|CROS|CREDIT SUISSE SECURITIES (USA) LLC|280362
AJG|GALLAGHER ARTHUR J|CTDL|Citadel Derivatives Group Llc|7407
AJG|GALLAGHER ARTHUR J|CXCX|CITIGROUP GLOBAL MARKETS INC.|42228
AJG|GALLAGHER ARTHUR J|DADA|D.A. Davidson & Co.|764
AJG|GALLAGHER ARTHUR J|DBAB|Deutsche Bank Securities Inc.|320716
AJG|GALLAGHER ARTHUR J|DBAX|Deutsche Bank Securities Inc.|193700
AJG|GALLAGHER ARTHUR J|DBUL|Deutsche Bank Securities Inc.|2393
AJG|GALLAGHER ARTHUR J|DCHF|Dart Executions, LLC|3477
AJG|GALLAGHER ARTHUR J|DEAN|MORGAN STANLEY|4214
AJG|GALLAGHER ARTHUR J|DEGS|RONIN PROFESSIONAL LLC|200
AJG|GALLAGHER ARTHUR J|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3644
AJG|GALLAGHER ARTHUR J|DOWL|Dowling & Partners Securities LLC|13827
AJG|GALLAGHER ARTHUR J|EBXL|EBX LLC|271100
AJG|GALLAGHER ARTHUR J|ECUT|CONVERGEX EXECUTION SOLUTIONS|2153
AJG|GALLAGHER ARTHUR J|EDJO|Edward D. Jones & Co., L.P.|677
AJG|GALLAGHER ARTHUR J|EGAM|CBOE TRADING, INC.|12209
AJG|GALLAGHER ARTHUR J|EGAW|CBOE TRADING, INC.|17
AJG|GALLAGHER ARTHUR J|EGMT|EG MARKET TECHNOLOGIES LLC|1197
AJG|GALLAGHER ARTHUR J|EGXM|CBOE TRADING, INC.|1478
AJG|GALLAGHER ARTHUR J|EGXW|CBOE TRADING, INC.|200
AJG|GALLAGHER ARTHUR J|ELEV|ELEVATION, LLC|5200
AJG|GALLAGHER ARTHUR J|ETBE|Electronic Transaction Clearing, Inc.|20440
AJG|GALLAGHER ARTHUR J|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
AJG|GALLAGHER ARTHUR J|ETCC|Electronic Transaction Clearing, Inc.|696
AJG|GALLAGHER ARTHUR J|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5786
AJG|GALLAGHER ARTHUR J|ETRS|E*Trade Securities LLC|9122
AJG|GALLAGHER ARTHUR J|FBSB|U.S. Bancorp Investments, Inc.|1
AJG|GALLAGHER ARTHUR J|FILL|Tradestation Securities, Inc.|704
AJG|GALLAGHER ARTHUR J|FINX|FINTECH SECURITIES|239
AJG|GALLAGHER ARTHUR J|FMAF|NBCN Inc./ CDS|1263
AJG|GALLAGHER ARTHUR J|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11100
AJG|GALLAGHER ARTHUR J|FQLS|Quantlab Securities LP|281100
AJG|GALLAGHER ARTHUR J|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68751
AJG|GALLAGHER ARTHUR J|FTBR|Foliofn Investments, Inc.|1654
AJG|GALLAGHER ARTHUR J|GEBB|GLOBAL EXECUTION BROKERS, LP|2027
AJG|GALLAGHER ARTHUR J|GLPX|ACS EXECUTION SERVICES, LLC|15765
AJG|GALLAGHER ARTHUR J|GSCO|GOLDMAN SACHS & CO. LLC|1134703
AJG|GALLAGHER ARTHUR J|GSCS|GOLDMAN SACHS & CO. LLC|490
AJG|GALLAGHER ARTHUR J|GSLT|GOLDMAN SACHS & CO. LLC|13744
AJG|GALLAGHER ARTHUR J|GTSZ|GTS SECURITIES LLC|163265
AJG|GALLAGHER ARTHUR J|HRBF|American Enterprise Investment Services Inc.|1546
AJG|GALLAGHER ARTHUR J|HSBC|HSBC Securities, Inc.|4514
AJG|GALLAGHER ARTHUR J|IATS|INTERACTIVE BROKERS LLC|5347
AJG|GALLAGHER ARTHUR J|IBKR|Interactive Brokers Llc|13043
AJG|GALLAGHER ARTHUR J|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|120
AJG|GALLAGHER ARTHUR J|ICBX|INSTINET, LLC|71932
AJG|GALLAGHER ARTHUR J|IEQY|CITADEL SECURITIES LLC|80823
AJG|GALLAGHER ARTHUR J|INCA|INSTINET, LLC|251164
AJG|GALLAGHER ARTHUR J|INJX|INSTINET, LLC|5585
AJG|GALLAGHER ARTHUR J|ITGI|ITG Inc.|75777
AJG|GALLAGHER ARTHUR J|ITGP|ITG INC.|141200
AJG|GALLAGHER ARTHUR J|JANY|Janney Montgomery Scott Inc.|913
AJG|GALLAGHER ARTHUR J|JEFF|JEFFERIES LLC|81957
AJG|GALLAGHER ARTHUR J|JMPT|JUMP TRADING, LLC|81030
AJG|GALLAGHER ARTHUR J|JPBX|J.P. MORGAN SECURITIES LLC|75657
AJG|GALLAGHER ARTHUR J|JPMX|J.P. Morgan Securities LLC|371574
AJG|GALLAGHER ARTHUR J|JSJX|JANE STREET CAPITAL LLC|9702
AJG|GALLAGHER ARTHUR J|KBWI|Keefe, Bruyette & Woods, Inc.|324
AJG|GALLAGHER ARTHUR J|KCGM|VIRTU Americas LLC|39243
AJG|GALLAGHER ARTHUR J|LEHM|Barclays Capital Inc./Le|454623
AJG|GALLAGHER ARTHUR J|LIME|Lime Brokerage LLC|18743
AJG|GALLAGHER ARTHUR J|LOOP|Loop Capital Markets LLC|1600
AJG|GALLAGHER ARTHUR J|LQNA|LIQUIDNET, INC.|60700
AJG|GALLAGHER ARTHUR J|MACC|Mid Atlantic Capital Corporation|3971
AJG|GALLAGHER ARTHUR J|MACQ|Macquarie Capital (USA) Inc.|15115
AJG|GALLAGHER ARTHUR J|MAXM|Maxim Group LLC|6350
AJG|GALLAGHER ARTHUR J|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|97120
AJG|GALLAGHER ARTHUR J|MOTF|MOTIF INVESTING, INC.|4
AJG|GALLAGHER ARTHUR J|MSCO|MORGAN STANLEY & CO. LLC|1472489
AJG|GALLAGHER ARTHUR J|MSPL|MORGAN STANLEY & CO. LLC|152300
AJG|GALLAGHER ARTHUR J|MSTX|MORGAN STANLEY & CO. LLC|130200
AJG|GALLAGHER ARTHUR J|NBCS|NBC Securities, INC.|1000
AJG|GALLAGHER ARTHUR J|NFSC|National Financial Services LLC|195119
AJG|GALLAGHER ARTHUR J|NITE|VIRTU Americas LLC|231625
AJG|GALLAGHER ARTHUR J|NQRB|Brut, LLC|4734
AJG|GALLAGHER ARTHUR J|NTRC|Northern Trust Securities, Inc.|6882
AJG|GALLAGHER ARTHUR J|OPCO|Oppenheimer & Co. Inc.|129
AJG|GALLAGHER ARTHUR J|PDQM|CODA MARKETS, INC.|242847
AJG|GALLAGHER ARTHUR J|PWJC|UBS Financial Services, Inc.|704
AJG|GALLAGHER ARTHUR J|QMSR|QUATTRO M SECURITIES INC.|1839
AJG|GALLAGHER ARTHUR J|RBCM|RBC CAPITAL MARKETS, LLC|12156
AJG|GALLAGHER ARTHUR J|SAGL|SAGETRADER, LLC|2464
AJG|GALLAGHER ARTHUR J|SALI|INTL FCSTONE FINANCIAL INC.|2
AJG|GALLAGHER ARTHUR J|SBSH|Citigroup Global Markets Inc.|70981
AJG|GALLAGHER ARTHUR J|SEIC|SEI Investments Distribution Co.|1412
AJG|GALLAGHER ARTHUR J|SGMT|GOLDMAN SACHS & CO. LLC|112600
AJG|GALLAGHER ARTHUR J|SJLS|TRADE INFORMATICS LLC|12389
AJG|GALLAGHER ARTHUR J|SPDR|SPEEDROUTE LLC|19100
AJG|GALLAGHER ARTHUR J|SPHN|Stephens Inc.|2
AJG|GALLAGHER ARTHUR J|STFL|Stifel, Nicolaus & Company, Incorporated|6929
AJG|GALLAGHER ARTHUR J|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4833
AJG|GALLAGHER ARTHUR J|SWIM|TD Ameritrade, Inc.|1126
AJG|GALLAGHER ARTHUR J|SWST|Hilltop Securities Inc.|1144
AJG|GALLAGHER ARTHUR J|TMBR|Timber Hill LLC|100
AJG|GALLAGHER ARTHUR J|TRBT|Tradebot Systems, Inc.|126934
AJG|GALLAGHER ARTHUR J|TRCM|TRC MARKETS LLC|210525
AJG|GALLAGHER ARTHUR J|TWTT|TASTYWORKS, INC.|200
AJG|GALLAGHER ARTHUR J|UBSA|UBS SECURITIES LLC|384307
AJG|GALLAGHER ARTHUR J|UBSS|UBS Securities LLC|549184
AJG|GALLAGHER ARTHUR J|VALX|VIRTU AMERICAS LLC|12785
AJG|GALLAGHER ARTHUR J|VGRD|Vanguard Marketing Corporation|1284
AJG|GALLAGHER ARTHUR J|VNDS|VANDHAM SECURITIES CORP|8571
AJG|GALLAGHER ARTHUR J|WBLR|WILLIAM BLAIR|3040
AJG|GALLAGHER ARTHUR J|WBPX|SUMMIT SECURITIES GROUP, LLC|1621
AJG|GALLAGHER ARTHUR J|WCHV|WELLS FARGO SECURITIES, LLC|59327
AJG|GALLAGHER ARTHUR J|WEDB|WEDBUSH SECURITIES INC.|2272
AJG|GALLAGHER ARTHUR J|WEED|Weeden & Co.L.P.|28785
AJG|GALLAGHER ARTHUR J|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23374
AJG|GALLAGHER ARTHUR J|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2519
AJG|GALLAGHER ARTHUR J|WGIF|CIBC World Markets Inc.|304
AJG|GALLAGHER ARTHUR J|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1637
AJG|GALLAGHER ARTHUR J|WSAG|WALL STREET ACCESS|73
AJG|GALLAGHER ARTHUR J|WSEA|WOLVERINE SECURITIES, LLC|494
AJG|GALLAGHER ARTHUR J|XIST|INSTINET, LLC|83266
AJG|GALLAGHER ARTHUR J|XPQR|Jump Trading|500
AJG|GALLAGHER ARTHUR J|XSTM|NATIONAL FINANCIAL SERVICES LLC|27606
AJG|GALLAGHER ARTHUR J|YKNA|COMHAR CAPITAL MARKETS, LLC|1332
AJG|GALLAGHER ARTHUR J|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6688
AJRD|AEROJET ROCKETDYNE|ALTX|Alternet Securities Inc.|5327
AJRD|AEROJET ROCKETDYNE|APCC|Apex Clearing Corporation|146
AJRD|AEROJET ROCKETDYNE|BARD|Robert W. Baird & Co. Incorporated|1172
AJRD|AEROJET ROCKETDYNE|BATM|CBOE TRADING, INC.|2264
AJRD|AEROJET ROCKETDYNE|BAYC|BAY CREST PARTNERS, LLC|3500
AJRD|AEROJET ROCKETDYNE|BERN|Sanford C. Bernstein & Co., LLC|16057
AJRD|AEROJET ROCKETDYNE|BIAD|SAGETRADER, LLC|1
AJRD|AEROJET ROCKETDYNE|BIDS|BIDS TRADING L.P.|200
AJRD|AEROJET ROCKETDYNE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6824
AJRD|AEROJET ROCKETDYNE|BNPX|BNP PARIBAS SECURITIES CORP.|13034
AJRD|AEROJET ROCKETDYNE|BRGE|Newbridge Securities Corp.|200
AJRD|AEROJET ROCKETDYNE|BRVL|BLAYLOCK VAN, LLC|1400
AJRD|AEROJET ROCKETDYNE|BTIG|BTIG, LLC|1400
AJRD|AEROJET ROCKETDYNE|BYXM|CBOE TRADING, INC.|500
AJRD|AEROJET ROCKETDYNE|BZYD|GOLDMAN SACHS & CO. LLC|700
AJRD|AEROJET ROCKETDYNE|CANT|Cantor Fitzgerald & Co.|353
AJRD|AEROJET ROCKETDYNE|CBLC|CITIGROUP GLOBAL MARKETS INC.|38828
AJRD|AEROJET ROCKETDYNE|CHAS|Charles Schwab & Co., Inc.|16
AJRD|AEROJET ROCKETDYNE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50803
AJRD|AEROJET ROCKETDYNE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3016
AJRD|AEROJET ROCKETDYNE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|134515
AJRD|AEROJET ROCKETDYNE|CTDL|Citadel Derivatives Group Llc|18308
AJRD|AEROJET ROCKETDYNE|CTLR|CUTLER GROUP, LP|1043
AJRD|AEROJET ROCKETDYNE|CXCX|CITIGROUP GLOBAL MARKETS INC.|21190
AJRD|AEROJET ROCKETDYNE|DADA|D.A. Davidson & Co.|3705
AJRD|AEROJET ROCKETDYNE|DBAB|Deutsche Bank Securities Inc.|84957
AJRD|AEROJET ROCKETDYNE|DBAX|Deutsche Bank Securities Inc.|99600
AJRD|AEROJET ROCKETDYNE|DBUL|Deutsche Bank Securities Inc.|200
AJRD|AEROJET ROCKETDYNE|DEAN|MORGAN STANLEY|1243
AJRD|AEROJET ROCKETDYNE|DEGS|RONIN PROFESSIONAL LLC|3060
AJRD|AEROJET ROCKETDYNE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5408
AJRD|AEROJET ROCKETDYNE|EBXL|EBX LLC|130300
AJRD|AEROJET ROCKETDYNE|ECUT|CONVERGEX EXECUTION SOLUTIONS|836
AJRD|AEROJET ROCKETDYNE|EDJO|Edward D. Jones & Co., L.P.|545
AJRD|AEROJET ROCKETDYNE|EGAM|CBOE TRADING, INC.|5799
AJRD|AEROJET ROCKETDYNE|EGMT|EG MARKET TECHNOLOGIES LLC|300
AJRD|AEROJET ROCKETDYNE|EGXM|CBOE TRADING, INC.|2325
AJRD|AEROJET ROCKETDYNE|ETBE|Electronic Transaction Clearing, Inc.|8856
AJRD|AEROJET ROCKETDYNE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
AJRD|AEROJET ROCKETDYNE|ETCB|ETC BROKERAGE SERVICES, LLC|100
AJRD|AEROJET ROCKETDYNE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8266
AJRD|AEROJET ROCKETDYNE|ETRS|E*Trade Securities LLC|19188
AJRD|AEROJET ROCKETDYNE|FBSB|U.S. Bancorp Investments, Inc.|225
AJRD|AEROJET ROCKETDYNE|FILL|Tradestation Securities, Inc.|8083
AJRD|AEROJET ROCKETDYNE|FMAF|NBCN Inc./ CDS|16757
AJRD|AEROJET ROCKETDYNE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31401
AJRD|AEROJET ROCKETDYNE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58746
AJRD|AEROJET ROCKETDYNE|FTBR|Foliofn Investments, Inc.|767
AJRD|AEROJET ROCKETDYNE|GLIS|TD Securities Inc|450
AJRD|AEROJET ROCKETDYNE|GLPX|ACS EXECUTION SERVICES, LLC|11046
AJRD|AEROJET ROCKETDYNE|GSCO|GOLDMAN SACHS & CO. LLC|266540
AJRD|AEROJET ROCKETDYNE|GSCS|GOLDMAN SACHS & CO. LLC|100
AJRD|AEROJET ROCKETDYNE|GSLT|GOLDMAN SACHS & CO. LLC|2444
AJRD|AEROJET ROCKETDYNE|GTSZ|GTS SECURITIES LLC|47131
AJRD|AEROJET ROCKETDYNE|HAPX|HAP Trading, LLC|1700
AJRD|AEROJET ROCKETDYNE|HPPX|POTAMUS TRADING, LLC|394
AJRD|AEROJET ROCKETDYNE|HRBF|American Enterprise Investment Services Inc.|11
AJRD|AEROJET ROCKETDYNE|HSBC|HSBC Securities, Inc.|100
AJRD|AEROJET ROCKETDYNE|IATS|INTERACTIVE BROKERS LLC|3133
AJRD|AEROJET ROCKETDYNE|IBKR|Interactive Brokers Llc|10481
AJRD|AEROJET ROCKETDYNE|ICBX|INSTINET, LLC|34600
AJRD|AEROJET ROCKETDYNE|IEQY|CITADEL SECURITIES LLC|26915
AJRD|AEROJET ROCKETDYNE|INCA|INSTINET, LLC|54337
AJRD|AEROJET ROCKETDYNE|INJX|INSTINET, LLC|11138
AJRD|AEROJET ROCKETDYNE|ITGI|ITG Inc.|38381
AJRD|AEROJET ROCKETDYNE|ITGP|ITG INC.|48200
AJRD|AEROJET ROCKETDYNE|JANY|Janney Montgomery Scott Inc.|1195
AJRD|AEROJET ROCKETDYNE|JEFF|JEFFERIES LLC|2344702
AJRD|AEROJET ROCKETDYNE|JMPT|JUMP TRADING, LLC|27232
AJRD|AEROJET ROCKETDYNE|JONE|JonesTrading|100
AJRD|AEROJET ROCKETDYNE|JPBX|J.P. MORGAN SECURITIES LLC|8783
AJRD|AEROJET ROCKETDYNE|JPMX|J.P. Morgan Securities LLC|242501
AJRD|AEROJET ROCKETDYNE|JSJX|JANE STREET CAPITAL LLC|7794
AJRD|AEROJET ROCKETDYNE|KCGM|VIRTU Americas LLC|38560
AJRD|AEROJET ROCKETDYNE|KING|C. L. King & Associates, Inc.|5100
AJRD|AEROJET ROCKETDYNE|LEHM|Barclays Capital Inc./Le|494227
AJRD|AEROJET ROCKETDYNE|LIME|Lime Brokerage LLC|10172
AJRD|AEROJET ROCKETDYNE|LOOP|Loop Capital Markets LLC|4040
AJRD|AEROJET ROCKETDYNE|LQNA|LIQUIDNET, INC.|18300
AJRD|AEROJET ROCKETDYNE|LSCI|Lek Securities Corporation|902
AJRD|AEROJET ROCKETDYNE|MACC|Mid Atlantic Capital Corporation|728
AJRD|AEROJET ROCKETDYNE|MBTS|ALLY INVEST SECURITIES LLC|944
AJRD|AEROJET ROCKETDYNE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46782
AJRD|AEROJET ROCKETDYNE|MOTF|MOTIF INVESTING, INC.|55
AJRD|AEROJET ROCKETDYNE|MSCO|MORGAN STANLEY & CO. LLC|654601
AJRD|AEROJET ROCKETDYNE|MSPL|MORGAN STANLEY & CO. LLC|186900
AJRD|AEROJET ROCKETDYNE|MSTX|MORGAN STANLEY & CO. LLC|58200
AJRD|AEROJET ROCKETDYNE|NFSC|National Financial Services LLC|67194
AJRD|AEROJET ROCKETDYNE|NITE|VIRTU Americas LLC|147301
AJRD|AEROJET ROCKETDYNE|NQRB|Brut, LLC|6900
AJRD|AEROJET ROCKETDYNE|NTRC|Northern Trust Securities, Inc.|424
AJRD|AEROJET ROCKETDYNE|OPCO|Oppenheimer & Co. Inc.|4949
AJRD|AEROJET ROCKETDYNE|PDQM|CODA MARKETS, INC.|29769
AJRD|AEROJET ROCKETDYNE|PHLY|NASDAQ Execution Services, LLC|600
AJRD|AEROJET ROCKETDYNE|QMSR|QUATTRO M SECURITIES INC.|681
AJRD|AEROJET ROCKETDYNE|RBCM|RBC CAPITAL MARKETS, LLC|5478
AJRD|AEROJET ROCKETDYNE|RGLD|Regal Securities, Inc|100
AJRD|AEROJET ROCKETDYNE|RHCO|Suntrust Robinson Humphrey, Inc.|66000
AJRD|AEROJET ROCKETDYNE|SAGL|SAGETRADER, LLC|8612
AJRD|AEROJET ROCKETDYNE|SAGW|SAGETRADER, LLC|100
AJRD|AEROJET ROCKETDYNE|SALI|INTL FCSTONE FINANCIAL INC.|100
AJRD|AEROJET ROCKETDYNE|SBRX|MURIEL SIEBERT & CO INC|300
AJRD|AEROJET ROCKETDYNE|SBSH|Citigroup Global Markets Inc.|57450
AJRD|AEROJET ROCKETDYNE|SGMT|GOLDMAN SACHS & CO. LLC|72594
AJRD|AEROJET ROCKETDYNE|SPDR|SPEEDROUTE LLC|26100
AJRD|AEROJET ROCKETDYNE|SPHN|Stephens Inc.|89
AJRD|AEROJET ROCKETDYNE|SSBS|STATE STREET GLOBAL MARKETS, LLC|1755
AJRD|AEROJET ROCKETDYNE|STFL|Stifel, Nicolaus & Company, Incorporated|1754
AJRD|AEROJET ROCKETDYNE|STKP|STOCKPILE INVESTMENTS, INC.|150
AJRD|AEROJET ROCKETDYNE|STXG|Stockcross Financial Services, Inc.|200
AJRD|AEROJET ROCKETDYNE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5487
AJRD|AEROJET ROCKETDYNE|SWIM|TD Ameritrade, Inc.|49673
AJRD|AEROJET ROCKETDYNE|SWST|Hilltop Securities Inc.|1313
AJRD|AEROJET ROCKETDYNE|TKNG|ALLY INVEST SECURITIES LLC|212
AJRD|AEROJET ROCKETDYNE|TRBT|Tradebot Systems, Inc.|96516
AJRD|AEROJET ROCKETDYNE|TRCM|TRC MARKETS LLC|35400
AJRD|AEROJET ROCKETDYNE|UBSA|UBS SECURITIES LLC|247251
AJRD|AEROJET ROCKETDYNE|UBSS|UBS Securities LLC|327786
AJRD|AEROJET ROCKETDYNE|VALX|VIRTU AMERICAS LLC|5570
AJRD|AEROJET ROCKETDYNE|VGRD|Vanguard Marketing Corporation|6873
AJRD|AEROJET ROCKETDYNE|WBPX|SUMMIT SECURITIES GROUP, LLC|567
AJRD|AEROJET ROCKETDYNE|WCHV|WELLS FARGO SECURITIES, LLC|15889
AJRD|AEROJET ROCKETDYNE|WDNX|WEEDEN & CO.L.P.|546
AJRD|AEROJET ROCKETDYNE|WEDB|WEDBUSH SECURITIES INC.|1019
AJRD|AEROJET ROCKETDYNE|WEED|Weeden & Co.L.P.|1660
AJRD|AEROJET ROCKETDYNE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|158
AJRD|AEROJET ROCKETDYNE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3934
AJRD|AEROJET ROCKETDYNE|WGIF|CIBC World Markets Inc.|25
AJRD|AEROJET ROCKETDYNE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|139
AJRD|AEROJET ROCKETDYNE|WSEA|WOLVERINE SECURITIES, LLC|577
AJRD|AEROJET ROCKETDYNE|XIST|INSTINET, LLC|16400
AJRD|AEROJET ROCKETDYNE|XPQR|Jump Trading|1665
AJRD|AEROJET ROCKETDYNE|XSTM|NATIONAL FINANCIAL SERVICES LLC|16064
AJRD|AEROJET ROCKETDYNE|YKNA|COMHAR CAPITAL MARKETS, LLC|2069
AJRD|AEROJET ROCKETDYNE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2092
AJX|GREAT AJAX CORP.|ALTX|Alternet Securities Inc.|1365
AJX|GREAT AJAX CORP.|ANOS|ABEL/NOSER, L.L.C.|451
AJX|GREAT AJAX CORP.|APCC|Apex Clearing Corporation|46
AJX|GREAT AJAX CORP.|BARD|Robert W. Baird & Co. Incorporated|7
AJX|GREAT AJAX CORP.|BATM|CBOE TRADING, INC.|504
AJX|GREAT AJAX CORP.|BERN|Sanford C. Bernstein & Co., LLC|203
AJX|GREAT AJAX CORP.|BNKS|Fig Partners, LLC|3322
AJX|GREAT AJAX CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|1535
AJX|GREAT AJAX CORP.|BZYD|GOLDMAN SACHS & CO. LLC|557
AJX|GREAT AJAX CORP.|CHAS|Charles Schwab & Co., Inc.|2
AJX|GREAT AJAX CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15024
AJX|GREAT AJAX CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11433
AJX|GREAT AJAX CORP.|CTDL|Citadel Derivatives Group Llc|280
AJX|GREAT AJAX CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1042
AJX|GREAT AJAX CORP.|DADA|D.A. Davidson & Co.|2000
AJX|GREAT AJAX CORP.|DBAB|Deutsche Bank Securities Inc.|6098
AJX|GREAT AJAX CORP.|DBAX|Deutsche Bank Securities Inc.|2000
AJX|GREAT AJAX CORP.|DEAN|MORGAN STANLEY|1750
AJX|GREAT AJAX CORP.|EBXL|EBX LLC|3800
AJX|GREAT AJAX CORP.|EGAM|CBOE TRADING, INC.|2410
AJX|GREAT AJAX CORP.|EGAW|CBOE TRADING, INC.|300
AJX|GREAT AJAX CORP.|EGXM|CBOE TRADING, INC.|100
AJX|GREAT AJAX CORP.|ELEV|ELEVATION, LLC|36000
AJX|GREAT AJAX CORP.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
AJX|GREAT AJAX CORP.|ETRS|E*Trade Securities LLC|6690
AJX|GREAT AJAX CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8573
AJX|GREAT AJAX CORP.|FTBR|Foliofn Investments, Inc.|71
AJX|GREAT AJAX CORP.|GSCO|GOLDMAN SACHS & CO. LLC|33212
AJX|GREAT AJAX CORP.|GSCS|GOLDMAN SACHS & CO. LLC|100
AJX|GREAT AJAX CORP.|GSLT|GOLDMAN SACHS & CO. LLC|660
AJX|GREAT AJAX CORP.|GTSZ|GTS SECURITIES LLC|1478
AJX|GREAT AJAX CORP.|HOVD|HOVDE GROUP, LLC|1028
AJX|GREAT AJAX CORP.|IATS|INTERACTIVE BROKERS LLC|300
AJX|GREAT AJAX CORP.|IBKR|Interactive Brokers Llc|1248
AJX|GREAT AJAX CORP.|ICBX|INSTINET, LLC|200
AJX|GREAT AJAX CORP.|IEQY|CITADEL SECURITIES LLC|940
AJX|GREAT AJAX CORP.|INCA|INSTINET, LLC|2647
AJX|GREAT AJAX CORP.|INJX|INSTINET, LLC|10
AJX|GREAT AJAX CORP.|ITGI|ITG Inc.|3161
AJX|GREAT AJAX CORP.|ITGP|ITG INC.|5400
AJX|GREAT AJAX CORP.|JEFF|JEFFERIES LLC|358
AJX|GREAT AJAX CORP.|JONE|JonesTrading|1400
AJX|GREAT AJAX CORP.|JPMX|J.P. Morgan Securities LLC|2028
AJX|GREAT AJAX CORP.|KBWI|Keefe, Bruyette & Woods, Inc.|370
AJX|GREAT AJAX CORP.|KCGM|VIRTU Americas LLC|100
AJX|GREAT AJAX CORP.|LEHM|Barclays Capital Inc./Le|10003
AJX|GREAT AJAX CORP.|LIME|Lime Brokerage LLC|7188
AJX|GREAT AJAX CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3804
AJX|GREAT AJAX CORP.|MOTF|MOTIF INVESTING, INC.|4
AJX|GREAT AJAX CORP.|MSCO|MORGAN STANLEY & CO. LLC|211285
AJX|GREAT AJAX CORP.|MSPL|MORGAN STANLEY & CO. LLC|3900
AJX|GREAT AJAX CORP.|MSTX|MORGAN STANLEY & CO. LLC|800
AJX|GREAT AJAX CORP.|MUFG|MUFG SECURITIES AMERICAS INC.|32000
AJX|GREAT AJAX CORP.|NFSC|National Financial Services LLC|16910
AJX|GREAT AJAX CORP.|NITE|VIRTU Americas LLC|50872
AJX|GREAT AJAX CORP.|NQRB|Brut, LLC|1006
AJX|GREAT AJAX CORP.|OPCO|Oppenheimer & Co. Inc.|750
AJX|GREAT AJAX CORP.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1330
AJX|GREAT AJAX CORP.|PDQM|CODA MARKETS, INC.|65
AJX|GREAT AJAX CORP.|SBSH|Citigroup Global Markets Inc.|9144
AJX|GREAT AJAX CORP.|SGMT|GOLDMAN SACHS & CO. LLC|3491
AJX|GREAT AJAX CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|400
AJX|GREAT AJAX CORP.|SWIM|TD Ameritrade, Inc.|325
AJX|GREAT AJAX CORP.|TKNG|ALLY INVEST SECURITIES LLC|215
AJX|GREAT AJAX CORP.|TRBT|Tradebot Systems, Inc.|2095
AJX|GREAT AJAX CORP.|TRCM|TRC MARKETS LLC|2244
AJX|GREAT AJAX CORP.|UBSA|UBS SECURITIES LLC|18778
AJX|GREAT AJAX CORP.|UBSS|UBS Securities LLC|24984
AJX|GREAT AJAX CORP.|VALX|VIRTU AMERICAS LLC|517
AJX|GREAT AJAX CORP.|VGRD|Vanguard Marketing Corporation|5311
AJX|GREAT AJAX CORP.|WCHV|WELLS FARGO SECURITIES, LLC|4375
AJX|GREAT AJAX CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21091
AJX|GREAT AJAX CORP.|WSEA|WOLVERINE SECURITIES, LLC|165
AJX|GREAT AJAX CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
AJX|GREAT AJAX CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1065
AJXA|GREAT AJAX 7.25 NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11400
AJXA|GREAT AJAX 7.25 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1400
AJXA|GREAT AJAX 7.25 NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1078
AJXA|GREAT AJAX 7.25 NTS|EBXL|EBX LLC|2800
AJXA|GREAT AJAX 7.25 NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1716
AJXA|GREAT AJAX 7.25 NTS|ETRS|E*Trade Securities LLC|3565
AJXA|GREAT AJAX 7.25 NTS|HRBF|American Enterprise Investment Services Inc.|186
AJXA|GREAT AJAX 7.25 NTS|IATS|INTERACTIVE BROKERS LLC|200
AJXA|GREAT AJAX 7.25 NTS|IBKR|Interactive Brokers Llc|301
AJXA|GREAT AJAX 7.25 NTS|ICBX|INSTINET, LLC|1500
AJXA|GREAT AJAX 7.25 NTS|INCA|INSTINET, LLC|1400
AJXA|GREAT AJAX 7.25 NTS|JPMX|J.P. Morgan Securities LLC|1000
AJXA|GREAT AJAX 7.25 NTS|JSSF|JMP Securities LLC|57243
AJXA|GREAT AJAX 7.25 NTS|LEHM|Barclays Capital Inc./Le|200
AJXA|GREAT AJAX 7.25 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AJXA|GREAT AJAX 7.25 NTS|MSCO|MORGAN STANLEY & CO. LLC|3577
AJXA|GREAT AJAX 7.25 NTS|MSPL|MORGAN STANLEY & CO. LLC|500
AJXA|GREAT AJAX 7.25 NTS|MUFG|MUFG SECURITIES AMERICAS INC.|50000
AJXA|GREAT AJAX 7.25 NTS|NFSC|National Financial Services LLC|2015
AJXA|GREAT AJAX 7.25 NTS|NITE|VIRTU Americas LLC|7964
AJXA|GREAT AJAX 7.25 NTS|NMRA|Nomura Securities International, Inc.|26300
AJXA|GREAT AJAX 7.25 NTS|NQRB|Brut, LLC|100
AJXA|GREAT AJAX 7.25 NTS|OPCO|Oppenheimer & Co. Inc.|38207
AJXA|GREAT AJAX 7.25 NTS|PWJC|UBS Financial Services, Inc.|1100
AJXA|GREAT AJAX 7.25 NTS|SGMT|GOLDMAN SACHS & CO. LLC|700
AJXA|GREAT AJAX 7.25 NTS|UBSA|UBS SECURITIES LLC|1205
AJXA|GREAT AJAX 7.25 NTS|UBSS|UBS Securities LLC|2362
AJXA|GREAT AJAX 7.25 NTS|VGRD|Vanguard Marketing Corporation|600
AJXA|GREAT AJAX 7.25 NTS|WCHV|WELLS FARGO SECURITIES, LLC|900
AJXA|GREAT AJAX 7.25 NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2540
AKAM|AKAMAI TECHNOLOGIES|ABLE|NATIXIS Securities Americas LLC|2063
AKAM|AKAMAI TECHNOLOGIES|AGIS|Aegis Capital Corp.|6399
AKAM|AKAMAI TECHNOLOGIES|ALTX|Alternet Securities Inc.|28659
AKAM|AKAMAI TECHNOLOGIES|ANOS|ABEL/NOSER, L.L.C.|106
AKAM|AKAMAI TECHNOLOGIES|APCC|Apex Clearing Corporation|46383
AKAM|AKAMAI TECHNOLOGIES|AQUA|AQUA SECURITIES L.P.|2800
AKAM|AKAMAI TECHNOLOGIES|BANK|Primevest Financial Services, Inc.|32
AKAM|AKAMAI TECHNOLOGIES|BARD|Robert W. Baird & Co. Incorporated|15879
AKAM|AKAMAI TECHNOLOGIES|BATM|CBOE TRADING, INC.|34957
AKAM|AKAMAI TECHNOLOGIES|BAYC|BAY CREST PARTNERS, LLC|136854
AKAM|AKAMAI TECHNOLOGIES|BAYT|BTIG, LLC|26200
AKAM|AKAMAI TECHNOLOGIES|BBNT|BB&T SECURITIES, LLC|4540
AKAM|AKAMAI TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|44128
AKAM|AKAMAI TECHNOLOGIES|BIAD|SAGETRADER, LLC|62
AKAM|AKAMAI TECHNOLOGIES|BIDS|BIDS TRADING L.P.|1200
AKAM|AKAMAI TECHNOLOGIES|BIMI|Banca IMI Securities Corp.|385
AKAM|AKAMAI TECHNOLOGIES|BKCM|BNY Mellon Capital Markets LLC|1000
AKAM|AKAMAI TECHNOLOGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18600
AKAM|AKAMAI TECHNOLOGIES|BLKX|INSTINET, LLC|67562
AKAM|AKAMAI TECHNOLOGIES|BMOC|BMO Capital Markets Corp.|52143
AKAM|AKAMAI TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|337024
AKAM|AKAMAI TECHNOLOGIES|BRGE|Newbridge Securities Corp.|845
AKAM|AKAMAI TECHNOLOGIES|BTIG|BTIG, LLC|382395
AKAM|AKAMAI TECHNOLOGIES|BYXM|CBOE TRADING, INC.|8325
AKAM|AKAMAI TECHNOLOGIES|BZYD|GOLDMAN SACHS & CO. LLC|1500
AKAM|AKAMAI TECHNOLOGIES|CANT|Cantor Fitzgerald & Co.|1224
AKAM|AKAMAI TECHNOLOGIES|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
AKAM|AKAMAI TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|117382
AKAM|AKAMAI TECHNOLOGIES|CIBP|CIBC World Markets Corp.|275713
AKAM|AKAMAI TECHNOLOGIES|CIOI|CITIGROUP GLOBAL MARKETS INC|40799
AKAM|AKAMAI TECHNOLOGIES|CIST|Capital Institutional Services, Inc.|174
AKAM|AKAMAI TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|890931
AKAM|AKAMAI TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4237
AKAM|AKAMAI TECHNOLOGIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6679
AKAM|AKAMAI TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1128971
AKAM|AKAMAI TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|61020
AKAM|AKAMAI TECHNOLOGIES|CTLR|CUTLER GROUP, LP|10165
AKAM|AKAMAI TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|102972
AKAM|AKAMAI TECHNOLOGIES|DADA|D.A. Davidson & Co.|399
AKAM|AKAMAI TECHNOLOGIES|DAWA|Daiwa Capital Markets America Inc.|1265
AKAM|AKAMAI TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|1137899
AKAM|AKAMAI TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|750100
AKAM|AKAMAI TECHNOLOGIES|DBUL|Deutsche Bank Securities Inc.|19744
AKAM|AKAMAI TECHNOLOGIES|DCHF|Dart Executions, LLC|9151
AKAM|AKAMAI TECHNOLOGIES|DEAN|MORGAN STANLEY|23617
AKAM|AKAMAI TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|6200
AKAM|AKAMAI TECHNOLOGIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8545
AKAM|AKAMAI TECHNOLOGIES|DRWK|DRW SECURITIES, L.L.C.|75347
AKAM|AKAMAI TECHNOLOGIES|EBXL|EBX LLC|514400
AKAM|AKAMAI TECHNOLOGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|25756
AKAM|AKAMAI TECHNOLOGIES|EDFC|E D & F MAN CAPITAL MARKETS INC.|7000
AKAM|AKAMAI TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|2206
AKAM|AKAMAI TECHNOLOGIES|EGAM|CBOE TRADING, INC.|42651
AKAM|AKAMAI TECHNOLOGIES|EGAW|CBOE TRADING, INC.|358
AKAM|AKAMAI TECHNOLOGIES|EGMT|EG MARKET TECHNOLOGIES LLC|2202
AKAM|AKAMAI TECHNOLOGIES|EGXM|CBOE TRADING, INC.|17819
AKAM|AKAMAI TECHNOLOGIES|EGXW|CBOE TRADING, INC.|10
AKAM|AKAMAI TECHNOLOGIES|EROP|Eroom Securities L.L.C.|1196
AKAM|AKAMAI TECHNOLOGIES|ESPO|ESPOSITO SECURITIES, LLC|88583
AKAM|AKAMAI TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|179937
AKAM|AKAMAI TECHNOLOGIES|ETCC|Electronic Transaction Clearing, Inc.|4524
AKAM|AKAMAI TECHNOLOGIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|14308
AKAM|AKAMAI TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|73967
AKAM|AKAMAI TECHNOLOGIES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|21
AKAM|AKAMAI TECHNOLOGIES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1510
AKAM|AKAMAI TECHNOLOGIES|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
AKAM|AKAMAI TECHNOLOGIES|ETRS|E*Trade Securities LLC|274733
AKAM|AKAMAI TECHNOLOGIES|FBCO|Credit Suisse Securities (USA) LLC|2774546
AKAM|AKAMAI TECHNOLOGIES|FBSB|U.S. Bancorp Investments, Inc.|274
AKAM|AKAMAI TECHNOLOGIES|FILL|Tradestation Securities, Inc.|66133
AKAM|AKAMAI TECHNOLOGIES|FMAF|NBCN Inc./ CDS|12078
AKAM|AKAMAI TECHNOLOGIES|FOMA|TD AMERITRADE CLEARING, INC.|522713
AKAM|AKAMAI TECHNOLOGIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|54180
AKAM|AKAMAI TECHNOLOGIES|FQLS|Quantlab Securities LP|932452
AKAM|AKAMAI TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|220997
AKAM|AKAMAI TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|1661
AKAM|AKAMAI TECHNOLOGIES|GEBB|GLOBAL EXECUTION BROKERS, LP|171458
AKAM|AKAMAI TECHNOLOGIES|GELP|RBC CAPITAL MARKETS, LLC|1202
AKAM|AKAMAI TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|100617
AKAM|AKAMAI TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|5912208
AKAM|AKAMAI TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|104599
AKAM|AKAMAI TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|26223
AKAM|AKAMAI TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|553194
AKAM|AKAMAI TECHNOLOGIES|HAPX|HAP Trading, LLC|3271
AKAM|AKAMAI TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|16674
AKAM|AKAMAI TECHNOLOGIES|HSBC|HSBC Securities, Inc.|90220
AKAM|AKAMAI TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|88520
AKAM|AKAMAI TECHNOLOGIES|IBKR|Interactive Brokers Llc|460762
AKAM|AKAMAI TECHNOLOGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1744
AKAM|AKAMAI TECHNOLOGIES|ICBX|INSTINET, LLC|165831
AKAM|AKAMAI TECHNOLOGIES|IEQY|CITADEL SECURITIES LLC|605751
AKAM|AKAMAI TECHNOLOGIES|INCA|INSTINET, LLC|2802746
AKAM|AKAMAI TECHNOLOGIES|INJX|INSTINET, LLC|118771
AKAM|AKAMAI TECHNOLOGIES|ITGI|ITG Inc.|72312
AKAM|AKAMAI TECHNOLOGIES|ITGP|ITG INC.|365200
AKAM|AKAMAI TECHNOLOGIES|JANY|Janney Montgomery Scott Inc.|4065
AKAM|AKAMAI TECHNOLOGIES|JEFF|JEFFERIES LLC|505632
AKAM|AKAMAI TECHNOLOGIES|JMPT|JUMP TRADING, LLC|292565
AKAM|AKAMAI TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|216563
AKAM|AKAMAI TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|803366
AKAM|AKAMAI TECHNOLOGIES|JSEB|JANE STREET EXECUTION SERVICES, LLC|85300
AKAM|AKAMAI TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|19431
AKAM|AKAMAI TECHNOLOGIES|JSSF|JMP Securities LLC|33182
AKAM|AKAMAI TECHNOLOGIES|JUTA|JUMP TRADING, LLC|1545
AKAM|AKAMAI TECHNOLOGIES|KCGM|VIRTU Americas LLC|72508
AKAM|AKAMAI TECHNOLOGIES|LEER|LEERINK PARTNERS LLC|690
AKAM|AKAMAI TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|2406257
AKAM|AKAMAI TECHNOLOGIES|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3621
AKAM|AKAMAI TECHNOLOGIES|LIME|Lime Brokerage LLC|562218
AKAM|AKAMAI TECHNOLOGIES|LMGP|LIME BROKERAGE LLC|13000
AKAM|AKAMAI TECHNOLOGIES|LOOP|Loop Capital Markets LLC|6321
AKAM|AKAMAI TECHNOLOGIES|LQNA|LIQUIDNET, INC.|6400
AKAM|AKAMAI TECHNOLOGIES|LSCI|Lek Securities Corporation|150171
AKAM|AKAMAI TECHNOLOGIES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4500
AKAM|AKAMAI TECHNOLOGIES|MACC|Mid Atlantic Capital Corporation|200
AKAM|AKAMAI TECHNOLOGIES|MAXM|Maxim Group LLC|3708
AKAM|AKAMAI TECHNOLOGIES|MBTS|ALLY INVEST SECURITIES LLC|2411
AKAM|AKAMAI TECHNOLOGIES|MITR|GMP SECURITIES, LLC|1382
AKAM|AKAMAI TECHNOLOGIES|MKMP|MKM Partners LLC|700
AKAM|AKAMAI TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|310588
AKAM|AKAMAI TECHNOLOGIES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3082
AKAM|AKAMAI TECHNOLOGIES|MOTF|MOTIF INVESTING, INC.|87
AKAM|AKAMAI TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|7601350
AKAM|AKAMAI TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|663700
AKAM|AKAMAI TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|404600
AKAM|AKAMAI TECHNOLOGIES|MZHO|Mizuho Securities USA LLC|66600
AKAM|AKAMAI TECHNOLOGIES|NATL|National Securities Corporation|3207
AKAM|AKAMAI TECHNOLOGIES|NBCS|NBC Securities, INC.|600
AKAM|AKAMAI TECHNOLOGIES|NFSC|National Financial Services LLC|610373
AKAM|AKAMAI TECHNOLOGIES|NITE|VIRTU Americas LLC|1467418
AKAM|AKAMAI TECHNOLOGIES|NITP|VIRTU Americas LLC|11941
AKAM|AKAMAI TECHNOLOGIES|NMRA|Nomura Securities International, Inc.|205125
AKAM|AKAMAI TECHNOLOGIES|NORT|Northland Securities, Inc.|1202
AKAM|AKAMAI TECHNOLOGIES|NQRB|Brut, LLC|65427
AKAM|AKAMAI TECHNOLOGIES|OHOS|TWO SIGMA SECURITIES, LLC|37803
AKAM|AKAMAI TECHNOLOGIES|OLDM|OLD MISSION CAPITAL, LLC|13078
AKAM|AKAMAI TECHNOLOGIES|OPCO|Oppenheimer & Co. Inc.|71770
AKAM|AKAMAI TECHNOLOGIES|OTAA|OTA LLC|3236
AKAM|AKAMAI TECHNOLOGIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|12087
AKAM|AKAMAI TECHNOLOGIES|PDQM|CODA MARKETS, INC.|150542
AKAM|AKAMAI TECHNOLOGIES|PHLY|NASDAQ Execution Services, LLC|1200
AKAM|AKAMAI TECHNOLOGIES|PICT|Pictet Overseas Inc.|1085
AKAM|AKAMAI TECHNOLOGIES|PIPR|Piper Jaffray & Co.|15673
AKAM|AKAMAI TECHNOLOGIES|PWJC|UBS Financial Services, Inc.|7495
AKAM|AKAMAI TECHNOLOGIES|QMSR|QUATTRO M SECURITIES INC.|30616
AKAM|AKAMAI TECHNOLOGIES|RAJA|Raymond James & Associates, Inc.|44688
AKAM|AKAMAI TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|16300
AKAM|AKAMAI TECHNOLOGIES|RGLD|Regal Securities, Inc|151
AKAM|AKAMAI TECHNOLOGIES|RHCO|Suntrust Robinson Humphrey, Inc.|44538
AKAM|AKAMAI TECHNOLOGIES|SAGL|SAGETRADER, LLC|38764
AKAM|AKAMAI TECHNOLOGIES|SAGW|SAGETRADER, LLC|847
AKAM|AKAMAI TECHNOLOGIES|SALI|INTL FCSTONE FINANCIAL INC.|200
AKAM|AKAMAI TECHNOLOGIES|SALW|SW FINANCIAL|500
AKAM|AKAMAI TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|1932276
AKAM|AKAMAI TECHNOLOGIES|SEIC|SEI Investments Distribution Co.|100
AKAM|AKAMAI TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|524042
AKAM|AKAMAI TECHNOLOGIES|SOGO|Wang Investment Associates, Inc.|250
AKAM|AKAMAI TECHNOLOGIES|SPDR|SPEEDROUTE LLC|40619
AKAM|AKAMAI TECHNOLOGIES|SPHN|Stephens Inc.|260
AKAM|AKAMAI TECHNOLOGIES|STFL|Stifel, Nicolaus & Company, Incorporated|12671
AKAM|AKAMAI TECHNOLOGIES|STKP|STOCKPILE INVESTMENTS, INC.|122
AKAM|AKAMAI TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|307368
AKAM|AKAMAI TECHNOLOGIES|SWST|Hilltop Securities Inc.|1567
AKAM|AKAMAI TECHNOLOGIES|TIAD|Triad Securities Corp|53
AKAM|AKAMAI TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|8039
AKAM|AKAMAI TECHNOLOGIES|TONC|CUTTONE & CO., LLC|1407
AKAM|AKAMAI TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|957004
AKAM|AKAMAI TECHNOLOGIES|TRCM|TRC MARKETS LLC|1045741
AKAM|AKAMAI TECHNOLOGIES|TTUC|CUTTONE & CO., INC.|2812
AKAM|AKAMAI TECHNOLOGIES|TWTT|TASTYWORKS, INC.|2776
AKAM|AKAMAI TECHNOLOGIES|UBSA|UBS SECURITIES LLC|1149114
AKAM|AKAMAI TECHNOLOGIES|UBSS|UBS Securities LLC|2430774
AKAM|AKAMAI TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|17954
AKAM|AKAMAI TECHNOLOGIES|VERT|The Vertical Trading Group, LLC|40
AKAM|AKAMAI TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|34439
AKAM|AKAMAI TECHNOLOGIES|VSIN|Vision Financial Markets Llc|65
AKAM|AKAMAI TECHNOLOGIES|WABR|Wall Street Access|4900
AKAM|AKAMAI TECHNOLOGIES|WBLR|WILLIAM BLAIR|14160
AKAM|AKAMAI TECHNOLOGIES|WBPX|SUMMIT SECURITIES GROUP, LLC|20520
AKAM|AKAMAI TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|255269
AKAM|AKAMAI TECHNOLOGIES|WDNX|WEEDEN & CO.L.P.|6726
AKAM|AKAMAI TECHNOLOGIES|WEDB|WEDBUSH SECURITIES INC.|3840
AKAM|AKAMAI TECHNOLOGIES|WEED|Weeden & Co.L.P.|1593
AKAM|AKAMAI TECHNOLOGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59793
AKAM|AKAMAI TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|93137
AKAM|AKAMAI TECHNOLOGIES|WGIF|CIBC World Markets Inc.|5821
AKAM|AKAMAI TECHNOLOGIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3984
AKAM|AKAMAI TECHNOLOGIES|WORD|Worden Capital Management LLC|5751
AKAM|AKAMAI TECHNOLOGIES|WSAG|WALL STREET ACCESS|679
AKAM|AKAMAI TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|20481
AKAM|AKAMAI TECHNOLOGIES|XIST|INSTINET, LLC|165116
AKAM|AKAMAI TECHNOLOGIES|XPQR|Jump Trading|3013
AKAM|AKAMAI TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|129824
AKAM|AKAMAI TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|6999
AKAM|AKAMAI TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15089
AKAO|ACHAOGEN, INC CMN|ACLN|ALEXANDER CAPITAL, L.P.|4298
AKAO|ACHAOGEN, INC CMN|AGIS|Aegis Capital Corp.|1650
AKAO|ACHAOGEN, INC CMN|ALTX|Alternet Securities Inc.|61602
AKAO|ACHAOGEN, INC CMN|APCC|Apex Clearing Corporation|47311
AKAO|ACHAOGEN, INC CMN|BARD|Robert W. Baird & Co. Incorporated|3600
AKAO|ACHAOGEN, INC CMN|BATM|CBOE TRADING, INC.|3778
AKAO|ACHAOGEN, INC CMN|BAYT|BTIG, LLC|100
AKAO|ACHAOGEN, INC CMN|BERN|Sanford C. Bernstein & Co., LLC|10500
AKAO|ACHAOGEN, INC CMN|BIMI|Banca IMI Securities Corp.|38266
AKAO|ACHAOGEN, INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33838
AKAO|ACHAOGEN, INC CMN|BLKX|INSTINET, LLC|42400
AKAO|ACHAOGEN, INC CMN|BMOC|BMO Capital Markets Corp.|5393
AKAO|ACHAOGEN, INC CMN|BNCH|The Benchmark Company, LLC|1471
AKAO|ACHAOGEN, INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|22496
AKAO|ACHAOGEN, INC CMN|BTIG|BTIG, LLC|110756
AKAO|ACHAOGEN, INC CMN|BYXM|CBOE TRADING, INC.|1560
AKAO|ACHAOGEN, INC CMN|CANT|Cantor Fitzgerald & Co.|208475
AKAO|ACHAOGEN, INC CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|40266
AKAO|ACHAOGEN, INC CMN|CHAS|Charles Schwab & Co., Inc.|11319
AKAO|ACHAOGEN, INC CMN|CHDN|CHARDAN CAPITAL MARKETS LLC|179579
AKAO|ACHAOGEN, INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|187726
AKAO|ACHAOGEN, INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16235
AKAO|ACHAOGEN, INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26189
AKAO|ACHAOGEN, INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312073
AKAO|ACHAOGEN, INC CMN|CTDL|Citadel Derivatives Group Llc|28946
AKAO|ACHAOGEN, INC CMN|CTLR|CUTLER GROUP, LP|1000
AKAO|ACHAOGEN, INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|72718
AKAO|ACHAOGEN, INC CMN|DADA|D.A. Davidson & Co.|500
AKAO|ACHAOGEN, INC CMN|DBAB|Deutsche Bank Securities Inc.|509006
AKAO|ACHAOGEN, INC CMN|DBAX|Deutsche Bank Securities Inc.|152700
AKAO|ACHAOGEN, INC CMN|DEAN|MORGAN STANLEY|64742
AKAO|ACHAOGEN, INC CMN|DEGS|RONIN PROFESSIONAL LLC|55217
AKAO|ACHAOGEN, INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5144
AKAO|ACHAOGEN, INC CMN|EBXL|EBX LLC|122100
AKAO|ACHAOGEN, INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|34655
AKAO|ACHAOGEN, INC CMN|EDJO|Edward D. Jones & Co., L.P.|6960
AKAO|ACHAOGEN, INC CMN|EGAM|CBOE TRADING, INC.|44494
AKAO|ACHAOGEN, INC CMN|EGAW|CBOE TRADING, INC.|1205
AKAO|ACHAOGEN, INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|940
AKAO|ACHAOGEN, INC CMN|EGXM|CBOE TRADING, INC.|10249
AKAO|ACHAOGEN, INC CMN|EGXW|CBOE TRADING, INC.|200
AKAO|ACHAOGEN, INC CMN|ETBE|Electronic Transaction Clearing, Inc.|17067
AKAO|ACHAOGEN, INC CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|24125
AKAO|ACHAOGEN, INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3292
AKAO|ACHAOGEN, INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27588
AKAO|ACHAOGEN, INC CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|74674
AKAO|ACHAOGEN, INC CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|480
AKAO|ACHAOGEN, INC CMN|ETRS|E*Trade Securities LLC|1199258
AKAO|ACHAOGEN, INC CMN|FBCO|Credit Suisse Securities (USA) LLC|615184
AKAO|ACHAOGEN, INC CMN|FILL|Tradestation Securities, Inc.|38565
AKAO|ACHAOGEN, INC CMN|FMAF|NBCN Inc./ CDS|8006
AKAO|ACHAOGEN, INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|2274267
AKAO|ACHAOGEN, INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11106
AKAO|ACHAOGEN, INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104892
AKAO|ACHAOGEN, INC CMN|FTBR|Foliofn Investments, Inc.|850
AKAO|ACHAOGEN, INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|92143
AKAO|ACHAOGEN, INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|61711
AKAO|ACHAOGEN, INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|751941
AKAO|ACHAOGEN, INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|39289
AKAO|ACHAOGEN, INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|10057
AKAO|ACHAOGEN, INC CMN|GTSZ|GTS SECURITIES LLC|100409
AKAO|ACHAOGEN, INC CMN|HAPX|HAP Trading, LLC|1847
AKAO|ACHAOGEN, INC CMN|HRBF|American Enterprise Investment Services Inc.|21104
AKAO|ACHAOGEN, INC CMN|HSBC|HSBC Securities, Inc.|100
AKAO|ACHAOGEN, INC CMN|IATS|INTERACTIVE BROKERS LLC|55620
AKAO|ACHAOGEN, INC CMN|IBKR|Interactive Brokers Llc|497878
AKAO|ACHAOGEN, INC CMN|ICBX|INSTINET, LLC|27011
AKAO|ACHAOGEN, INC CMN|IEQY|CITADEL SECURITIES LLC|118957
AKAO|ACHAOGEN, INC CMN|INCA|INSTINET, LLC|301187
AKAO|ACHAOGEN, INC CMN|INJX|INSTINET, LLC|93805
AKAO|ACHAOGEN, INC CMN|ITGI|ITG Inc.|87328
AKAO|ACHAOGEN, INC CMN|ITGP|ITG INC.|52800
AKAO|ACHAOGEN, INC CMN|JANY|Janney Montgomery Scott Inc.|1125
AKAO|ACHAOGEN, INC CMN|JEFF|JEFFERIES LLC|137107
AKAO|ACHAOGEN, INC CMN|JMPT|JUMP TRADING, LLC|75078
AKAO|ACHAOGEN, INC CMN|JONE|JonesTrading|13948
AKAO|ACHAOGEN, INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|53904
AKAO|ACHAOGEN, INC CMN|JPMX|J.P. Morgan Securities LLC|190680
AKAO|ACHAOGEN, INC CMN|JSJX|JANE STREET CAPITAL LLC|11742
AKAO|ACHAOGEN, INC CMN|KCGM|VIRTU Americas LLC|42741
AKAO|ACHAOGEN, INC CMN|LEER|LEERINK PARTNERS LLC|123601
AKAO|ACHAOGEN, INC CMN|LEHM|Barclays Capital Inc./Le|723986
AKAO|ACHAOGEN, INC CMN|LIME|Lime Brokerage LLC|219315
AKAO|ACHAOGEN, INC CMN|LMGP|LIME BROKERAGE LLC|10800
AKAO|ACHAOGEN, INC CMN|LQNA|LIQUIDNET, INC.|27100
AKAO|ACHAOGEN, INC CMN|LSCI|Lek Securities Corporation|1550
AKAO|ACHAOGEN, INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6810
AKAO|ACHAOGEN, INC CMN|MAXM|Maxim Group LLC|25726
AKAO|ACHAOGEN, INC CMN|MBTS|ALLY INVEST SECURITIES LLC|200
AKAO|ACHAOGEN, INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|117122
AKAO|ACHAOGEN, INC CMN|MNDX|TJM Investments, LLC|138903
AKAO|ACHAOGEN, INC CMN|MOTF|MOTIF INVESTING, INC.|8
AKAO|ACHAOGEN, INC CMN|MRBA|IBN FINANCIAL SERVICES, INC.|600
AKAO|ACHAOGEN, INC CMN|MSCO|MORGAN STANLEY & CO. LLC|2622436
AKAO|ACHAOGEN, INC CMN|MSPL|MORGAN STANLEY & CO. LLC|207500
AKAO|ACHAOGEN, INC CMN|MSTX|MORGAN STANLEY & CO. LLC|98300
AKAO|ACHAOGEN, INC CMN|NATL|National Securities Corporation|27350
AKAO|ACHAOGEN, INC CMN|NEUB|NEUBERGER BERMAN BD LLC|185
AKAO|ACHAOGEN, INC CMN|NFSC|National Financial Services LLC|1707681
AKAO|ACHAOGEN, INC CMN|NITE|VIRTU Americas LLC|3130950
AKAO|ACHAOGEN, INC CMN|NITP|VIRTU Americas LLC|4400
AKAO|ACHAOGEN, INC CMN|NQRB|Brut, LLC|30844
AKAO|ACHAOGEN, INC CMN|NTFN|Network 1 Financial Securities Inc.|51713
AKAO|ACHAOGEN, INC CMN|OPCO|Oppenheimer & Co. Inc.|9233
AKAO|ACHAOGEN, INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1270
AKAO|ACHAOGEN, INC CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2700
AKAO|ACHAOGEN, INC CMN|PCPT|PHILLIP CAPITAL INC.|119
AKAO|ACHAOGEN, INC CMN|PDQM|CODA MARKETS, INC.|227715
AKAO|ACHAOGEN, INC CMN|PHLY|NASDAQ Execution Services, LLC|13800
AKAO|ACHAOGEN, INC CMN|PIPR|Piper Jaffray & Co.|25700
AKAO|ACHAOGEN, INC CMN|POIN|PRECISION SECURITIES, LLC (POIN)|100
AKAO|ACHAOGEN, INC CMN|PWJC|UBS Financial Services, Inc.|4805
AKAO|ACHAOGEN, INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|61035
AKAO|ACHAOGEN, INC CMN|RGLD|Regal Securities, Inc|300
AKAO|ACHAOGEN, INC CMN|RJLC|RJL CAPITAL GROUP, LLC|200
AKAO|ACHAOGEN, INC CMN|ROTH|Roth Capital Partners, LLC|10700
AKAO|ACHAOGEN, INC CMN|SAGL|SAGETRADER, LLC|16184
AKAO|ACHAOGEN, INC CMN|SALI|INTL FCSTONE FINANCIAL INC.|6314
AKAO|ACHAOGEN, INC CMN|SALW|SW FINANCIAL|6850
AKAO|ACHAOGEN, INC CMN|SBSH|Citigroup Global Markets Inc.|319977
AKAO|ACHAOGEN, INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|91401
AKAO|ACHAOGEN, INC CMN|SPDR|SPEEDROUTE LLC|54958
AKAO|ACHAOGEN, INC CMN|SPNT|SEVEN POINTS CAPITAL, LLC|2000
AKAO|ACHAOGEN, INC CMN|SPTD|MINT GLOBAL MARKETS, INC.|2000
AKAO|ACHAOGEN, INC CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
AKAO|ACHAOGEN, INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|40441
AKAO|ACHAOGEN, INC CMN|STKP|STOCKPILE INVESTMENTS, INC.|7278
AKAO|ACHAOGEN, INC CMN|SWIM|TD Ameritrade, Inc.|708568
AKAO|ACHAOGEN, INC CMN|SWST|Hilltop Securities Inc.|1720
AKAO|ACHAOGEN, INC CMN|TKNG|ALLY INVEST SECURITIES LLC|27425
AKAO|ACHAOGEN, INC CMN|TRBT|Tradebot Systems, Inc.|2824
AKAO|ACHAOGEN, INC CMN|TRCM|TRC MARKETS LLC|42231
AKAO|ACHAOGEN, INC CMN|TWTT|TASTYWORKS, INC.|60
AKAO|ACHAOGEN, INC CMN|UBSA|UBS SECURITIES LLC|632387
AKAO|ACHAOGEN, INC CMN|UBSS|UBS Securities LLC|1184339
AKAO|ACHAOGEN, INC CMN|VALX|VIRTU AMERICAS LLC|111269
AKAO|ACHAOGEN, INC CMN|VERT|The Vertical Trading Group, LLC|2101
AKAO|ACHAOGEN, INC CMN|VGRD|Vanguard Marketing Corporation|172304
AKAO|ACHAOGEN, INC CMN|WAIN|H.C. Wainwright & Co., Inc.|7516
AKAO|ACHAOGEN, INC CMN|WBLR|WILLIAM BLAIR|10037
AKAO|ACHAOGEN, INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|300
AKAO|ACHAOGEN, INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|256003
AKAO|ACHAOGEN, INC CMN|WEDB|WEDBUSH SECURITIES INC.|42377
AKAO|ACHAOGEN, INC CMN|WEED|Weeden & Co.L.P.|30
AKAO|ACHAOGEN, INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8504
AKAO|ACHAOGEN, INC CMN|WGIF|CIBC World Markets Inc.|8014
AKAO|ACHAOGEN, INC CMN|WHOT|JUST2TRADE, INC.|300
AKAO|ACHAOGEN, INC CMN|WOLF|Wolfe Trahan Securities|1400
AKAO|ACHAOGEN, INC CMN|WSEA|WOLVERINE SECURITIES, LLC|35294
AKAO|ACHAOGEN, INC CMN|XIST|INSTINET, LLC|10350
AKAO|ACHAOGEN, INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|572512
AKAO|ACHAOGEN, INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|15831
AKAO|ACHAOGEN, INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7267
AKBA|AKEBIA THERAPEUTICS|ADAM|CANACCORD GENUITY INC.|1000
AKBA|AKEBIA THERAPEUTICS|ALTX|Alternet Securities Inc.|21374
AKBA|AKEBIA THERAPEUTICS|APCC|Apex Clearing Corporation|17659
AKBA|AKEBIA THERAPEUTICS|BALE|M&T SECURITIES, INC.|500
AKBA|AKEBIA THERAPEUTICS|BATM|CBOE TRADING, INC.|1751
AKBA|AKEBIA THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|10000
AKBA|AKEBIA THERAPEUTICS|BGCE|BGC Financial Inc.|6900
AKBA|AKEBIA THERAPEUTICS|BIMI|Banca IMI Securities Corp.|300
AKBA|AKEBIA THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9125
AKBA|AKEBIA THERAPEUTICS|BLKX|INSTINET, LLC|8800
AKBA|AKEBIA THERAPEUTICS|BMOC|BMO Capital Markets Corp.|7573
AKBA|AKEBIA THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|24841
AKBA|AKEBIA THERAPEUTICS|BRGE|Newbridge Securities Corp.|500
AKBA|AKEBIA THERAPEUTICS|BTIG|BTIG, LLC|250254
AKBA|AKEBIA THERAPEUTICS|BYXM|CBOE TRADING, INC.|1094
AKBA|AKEBIA THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|100
AKBA|AKEBIA THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|2877
AKBA|AKEBIA THERAPEUTICS|CIST|Capital Institutional Services, Inc.|219
AKBA|AKEBIA THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|218763
AKBA|AKEBIA THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6380
AKBA|AKEBIA THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14959
AKBA|AKEBIA THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|275119
AKBA|AKEBIA THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|17254
AKBA|AKEBIA THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|22552
AKBA|AKEBIA THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|412490
AKBA|AKEBIA THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|139000
AKBA|AKEBIA THERAPEUTICS|DEAN|MORGAN STANLEY|21269
AKBA|AKEBIA THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|12554
AKBA|AKEBIA THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
AKBA|AKEBIA THERAPEUTICS|EBXL|EBX LLC|165700
AKBA|AKEBIA THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|71415
AKBA|AKEBIA THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|336
AKBA|AKEBIA THERAPEUTICS|EGAM|CBOE TRADING, INC.|20173
AKBA|AKEBIA THERAPEUTICS|EGAW|CBOE TRADING, INC.|660
AKBA|AKEBIA THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|900
AKBA|AKEBIA THERAPEUTICS|EGXM|CBOE TRADING, INC.|5406
AKBA|AKEBIA THERAPEUTICS|EGXW|CBOE TRADING, INC.|132
AKBA|AKEBIA THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|8856
AKBA|AKEBIA THERAPEUTICS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|39773
AKBA|AKEBIA THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5030
AKBA|AKEBIA THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11731
AKBA|AKEBIA THERAPEUTICS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
AKBA|AKEBIA THERAPEUTICS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8900
AKBA|AKEBIA THERAPEUTICS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
AKBA|AKEBIA THERAPEUTICS|ETRS|E*Trade Securities LLC|259028
AKBA|AKEBIA THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|537182
AKBA|AKEBIA THERAPEUTICS|FFSI|Firstrade Securities Inc.|100
AKBA|AKEBIA THERAPEUTICS|FILL|Tradestation Securities, Inc.|6950
AKBA|AKEBIA THERAPEUTICS|FMAF|NBCN Inc./ CDS|455
AKBA|AKEBIA THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|275017
AKBA|AKEBIA THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35803
AKBA|AKEBIA THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|194002
AKBA|AKEBIA THERAPEUTICS|FTBR|Foliofn Investments, Inc.|3
AKBA|AKEBIA THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|34567
AKBA|AKEBIA THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|19340
AKBA|AKEBIA THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|1024680
AKBA|AKEBIA THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|17511
AKBA|AKEBIA THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|8250
AKBA|AKEBIA THERAPEUTICS|GTSZ|GTS SECURITIES LLC|10351
AKBA|AKEBIA THERAPEUTICS|HAPX|HAP Trading, LLC|1568
AKBA|AKEBIA THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|27367
AKBA|AKEBIA THERAPEUTICS|HSBC|HSBC Securities, Inc.|4000
AKBA|AKEBIA THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|20167
AKBA|AKEBIA THERAPEUTICS|IBKR|Interactive Brokers Llc|200015
AKBA|AKEBIA THERAPEUTICS|ICBX|INSTINET, LLC|22947
AKBA|AKEBIA THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|126589
AKBA|AKEBIA THERAPEUTICS|INCA|INSTINET, LLC|251936
AKBA|AKEBIA THERAPEUTICS|INJX|INSTINET, LLC|10084
AKBA|AKEBIA THERAPEUTICS|ITGI|ITG Inc.|85982
AKBA|AKEBIA THERAPEUTICS|ITGP|ITG INC.|72200
AKBA|AKEBIA THERAPEUTICS|JEFF|JEFFERIES LLC|122400
AKBA|AKEBIA THERAPEUTICS|JMPT|JUMP TRADING, LLC|27818
AKBA|AKEBIA THERAPEUTICS|JONE|JonesTrading|117892
AKBA|AKEBIA THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|29579
AKBA|AKEBIA THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|348917
AKBA|AKEBIA THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|7927
AKBA|AKEBIA THERAPEUTICS|KCGM|VIRTU Americas LLC|26467
AKBA|AKEBIA THERAPEUTICS|LEHM|Barclays Capital Inc./Le|674551
AKBA|AKEBIA THERAPEUTICS|LIME|Lime Brokerage LLC|217480
AKBA|AKEBIA THERAPEUTICS|LOOP|Loop Capital Markets LLC|4250
AKBA|AKEBIA THERAPEUTICS|LQNA|LIQUIDNET, INC.|198000
AKBA|AKEBIA THERAPEUTICS|LSCI|Lek Securities Corporation|100
AKBA|AKEBIA THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
AKBA|AKEBIA THERAPEUTICS|MAXM|Maxim Group LLC|22463
AKBA|AKEBIA THERAPEUTICS|MBTS|ALLY INVEST SECURITIES LLC|100
AKBA|AKEBIA THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|133014
AKBA|AKEBIA THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|1
AKBA|AKEBIA THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|2434505
AKBA|AKEBIA THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|194700
AKBA|AKEBIA THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|70000
AKBA|AKEBIA THERAPEUTICS|MULL|MARK J. MULLER EQUITIES, INC.|3488
AKBA|AKEBIA THERAPEUTICS|NFSC|National Financial Services LLC|311059
AKBA|AKEBIA THERAPEUTICS|NITE|VIRTU Americas LLC|617586
AKBA|AKEBIA THERAPEUTICS|NITP|VIRTU Americas LLC|2000
AKBA|AKEBIA THERAPEUTICS|NQRB|Brut, LLC|21410
AKBA|AKEBIA THERAPEUTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1180
AKBA|AKEBIA THERAPEUTICS|PDQM|CODA MARKETS, INC.|66142
AKBA|AKEBIA THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|10600
AKBA|AKEBIA THERAPEUTICS|PREC|PRECISION SECURITIES, LLC|100
AKBA|AKEBIA THERAPEUTICS|PWJC|UBS Financial Services, Inc.|33131
AKBA|AKEBIA THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|7768
AKBA|AKEBIA THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|4400
AKBA|AKEBIA THERAPEUTICS|SAGL|SAGETRADER, LLC|7680
AKBA|AKEBIA THERAPEUTICS|SAGW|SAGETRADER, LLC|5759
AKBA|AKEBIA THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|279649
AKBA|AKEBIA THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|159005
AKBA|AKEBIA THERAPEUTICS|SPDR|SPEEDROUTE LLC|16076
AKBA|AKEBIA THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|4733
AKBA|AKEBIA THERAPEUTICS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
AKBA|AKEBIA THERAPEUTICS|SWIM|TD Ameritrade, Inc.|73026
AKBA|AKEBIA THERAPEUTICS|SWST|Hilltop Securities Inc.|1000
AKBA|AKEBIA THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|2822
AKBA|AKEBIA THERAPEUTICS|TRBT|Tradebot Systems, Inc.|222090
AKBA|AKEBIA THERAPEUTICS|TRCM|TRC MARKETS LLC|56763
AKBA|AKEBIA THERAPEUTICS|UBSA|UBS SECURITIES LLC|606726
AKBA|AKEBIA THERAPEUTICS|UBSS|UBS Securities LLC|1028338
AKBA|AKEBIA THERAPEUTICS|VALX|VIRTU AMERICAS LLC|64326
AKBA|AKEBIA THERAPEUTICS|VGRD|Vanguard Marketing Corporation|8427
AKBA|AKEBIA THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|3161
AKBA|AKEBIA THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|32235
AKBA|AKEBIA THERAPEUTICS|WDNX|WEEDEN & CO.L.P.|9200
AKBA|AKEBIA THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|1800
AKBA|AKEBIA THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5967
AKBA|AKEBIA THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6850
AKBA|AKEBIA THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|2716
AKBA|AKEBIA THERAPEUTICS|XIST|INSTINET, LLC|19200
AKBA|AKEBIA THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|90820
AKBA|AKEBIA THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|10960
AKBA|AKEBIA THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1323
AKCA|AKCEA THERAPUTIC CM|ALTX|Alternet Securities Inc.|2500
AKCA|AKCEA THERAPUTIC CM|APCC|Apex Clearing Corporation|381
AKCA|AKCEA THERAPUTIC CM|BATM|CBOE TRADING, INC.|2602
AKCA|AKCEA THERAPUTIC CM|BERN|Sanford C. Bernstein & Co., LLC|100
AKCA|AKCEA THERAPUTIC CM|BIMI|Banca IMI Securities Corp.|896
AKCA|AKCEA THERAPUTIC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|393
AKCA|AKCEA THERAPUTIC CM|BLKX|INSTINET, LLC|5000
AKCA|AKCEA THERAPUTIC CM|BMOC|BMO Capital Markets Corp.|2361
AKCA|AKCEA THERAPUTIC CM|BNCH|The Benchmark Company, LLC|300
AKCA|AKCEA THERAPUTIC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1783
AKCA|AKCEA THERAPUTIC CM|BTIG|BTIG, LLC|137
AKCA|AKCEA THERAPUTIC CM|BYXM|CBOE TRADING, INC.|1021
AKCA|AKCEA THERAPUTIC CM|CHAS|Charles Schwab & Co., Inc.|150
AKCA|AKCEA THERAPUTIC CM|CHLM|Craig-Hallum Capital Group LLC|14700
AKCA|AKCEA THERAPUTIC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26829
AKCA|AKCEA THERAPUTIC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2506
AKCA|AKCEA THERAPUTIC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99543
AKCA|AKCEA THERAPUTIC CM|CTDL|Citadel Derivatives Group Llc|17725
AKCA|AKCEA THERAPUTIC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|40844
AKCA|AKCEA THERAPUTIC CM|DBAB|Deutsche Bank Securities Inc.|96698
AKCA|AKCEA THERAPUTIC CM|DBAX|Deutsche Bank Securities Inc.|72500
AKCA|AKCEA THERAPUTIC CM|DBUL|Deutsche Bank Securities Inc.|5661
AKCA|AKCEA THERAPUTIC CM|DEAN|MORGAN STANLEY|820
AKCA|AKCEA THERAPUTIC CM|DEGS|RONIN PROFESSIONAL LLC|9990
AKCA|AKCEA THERAPUTIC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
AKCA|AKCEA THERAPUTIC CM|EBXL|EBX LLC|37000
AKCA|AKCEA THERAPUTIC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
AKCA|AKCEA THERAPUTIC CM|EDJO|Edward D. Jones & Co., L.P.|2002
AKCA|AKCEA THERAPUTIC CM|EGAM|CBOE TRADING, INC.|2599
AKCA|AKCEA THERAPUTIC CM|EGMT|EG MARKET TECHNOLOGIES LLC|500
AKCA|AKCEA THERAPUTIC CM|EGXM|CBOE TRADING, INC.|1680
AKCA|AKCEA THERAPUTIC CM|EGXW|CBOE TRADING, INC.|100
AKCA|AKCEA THERAPUTIC CM|ETBE|Electronic Transaction Clearing, Inc.|15172
AKCA|AKCEA THERAPUTIC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21784
AKCA|AKCEA THERAPUTIC CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
AKCA|AKCEA THERAPUTIC CM|ETRS|E*Trade Securities LLC|57420
AKCA|AKCEA THERAPUTIC CM|FBCO|Credit Suisse Securities (USA) LLC|152321
AKCA|AKCEA THERAPUTIC CM|FILL|Tradestation Securities, Inc.|2440
AKCA|AKCEA THERAPUTIC CM|FOMA|TD AMERITRADE CLEARING, INC.|189353
AKCA|AKCEA THERAPUTIC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67735
AKCA|AKCEA THERAPUTIC CM|FTBR|Foliofn Investments, Inc.|183
AKCA|AKCEA THERAPUTIC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5453
AKCA|AKCEA THERAPUTIC CM|GLPX|ACS EXECUTION SERVICES, LLC|6490
AKCA|AKCEA THERAPUTIC CM|GSCO|GOLDMAN SACHS & CO. LLC|293019
AKCA|AKCEA THERAPUTIC CM|GSCS|GOLDMAN SACHS & CO. LLC|29902
AKCA|AKCEA THERAPUTIC CM|GSLT|GOLDMAN SACHS & CO. LLC|607
AKCA|AKCEA THERAPUTIC CM|GTSZ|GTS SECURITIES LLC|39672
AKCA|AKCEA THERAPUTIC CM|HAPX|HAP Trading, LLC|2048
AKCA|AKCEA THERAPUTIC CM|IATS|INTERACTIVE BROKERS LLC|3949
AKCA|AKCEA THERAPUTIC CM|IBKR|Interactive Brokers Llc|18129
AKCA|AKCEA THERAPUTIC CM|ICBX|INSTINET, LLC|4600
AKCA|AKCEA THERAPUTIC CM|IEQY|CITADEL SECURITIES LLC|24959
AKCA|AKCEA THERAPUTIC CM|INCA|INSTINET, LLC|107936
AKCA|AKCEA THERAPUTIC CM|INJX|INSTINET, LLC|7017
AKCA|AKCEA THERAPUTIC CM|ITGI|ITG Inc.|5160
AKCA|AKCEA THERAPUTIC CM|ITGP|ITG INC.|15800
AKCA|AKCEA THERAPUTIC CM|JEFF|JEFFERIES LLC|20444
AKCA|AKCEA THERAPUTIC CM|JMPT|JUMP TRADING, LLC|8729
AKCA|AKCEA THERAPUTIC CM|JONE|JonesTrading|257
AKCA|AKCEA THERAPUTIC CM|JPBX|J.P. MORGAN SECURITIES LLC|56831
AKCA|AKCEA THERAPUTIC CM|JPMX|J.P. Morgan Securities LLC|130533
AKCA|AKCEA THERAPUTIC CM|JSJX|JANE STREET CAPITAL LLC|1964
AKCA|AKCEA THERAPUTIC CM|KCGM|VIRTU Americas LLC|9863
AKCA|AKCEA THERAPUTIC CM|LEHM|Barclays Capital Inc./Le|170485
AKCA|AKCEA THERAPUTIC CM|LIME|Lime Brokerage LLC|93603
AKCA|AKCEA THERAPUTIC CM|LMGP|LIME BROKERAGE LLC|4900
AKCA|AKCEA THERAPUTIC CM|LQNA|LIQUIDNET, INC.|145300
AKCA|AKCEA THERAPUTIC CM|LSCI|Lek Securities Corporation|100
AKCA|AKCEA THERAPUTIC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
AKCA|AKCEA THERAPUTIC CM|MAXM|Maxim Group LLC|994
AKCA|AKCEA THERAPUTIC CM|MBTS|ALLY INVEST SECURITIES LLC|831
AKCA|AKCEA THERAPUTIC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62656
AKCA|AKCEA THERAPUTIC CM|MOTF|MOTIF INVESTING, INC.|1
AKCA|AKCEA THERAPUTIC CM|MSCO|MORGAN STANLEY & CO. LLC|473057
AKCA|AKCEA THERAPUTIC CM|MSPL|MORGAN STANLEY & CO. LLC|83600
AKCA|AKCEA THERAPUTIC CM|MSTX|MORGAN STANLEY & CO. LLC|6400
AKCA|AKCEA THERAPUTIC CM|NFSC|National Financial Services LLC|209439
AKCA|AKCEA THERAPUTIC CM|NITE|VIRTU Americas LLC|226434
AKCA|AKCEA THERAPUTIC CM|NITP|VIRTU Americas LLC|5648
AKCA|AKCEA THERAPUTIC CM|NQRB|Brut, LLC|731
AKCA|AKCEA THERAPUTIC CM|ONEL|O'NEIL SECURITIES, INCORPORATED|510
AKCA|AKCEA THERAPUTIC CM|PDQM|CODA MARKETS, INC.|12846
AKCA|AKCEA THERAPUTIC CM|RAJA|Raymond James & Associates, Inc.|2129
AKCA|AKCEA THERAPUTIC CM|RBCM|RBC CAPITAL MARKETS, LLC|3200
AKCA|AKCEA THERAPUTIC CM|SAGL|SAGETRADER, LLC|4320
AKCA|AKCEA THERAPUTIC CM|SBSH|Citigroup Global Markets Inc.|73136
AKCA|AKCEA THERAPUTIC CM|SGMT|GOLDMAN SACHS & CO. LLC|44150
AKCA|AKCEA THERAPUTIC CM|SPDR|SPEEDROUTE LLC|4095
AKCA|AKCEA THERAPUTIC CM|STFL|Stifel, Nicolaus & Company, Incorporated|22321
AKCA|AKCEA THERAPUTIC CM|SWIM|TD Ameritrade, Inc.|80613
AKCA|AKCEA THERAPUTIC CM|TKNG|ALLY INVEST SECURITIES LLC|20
AKCA|AKCEA THERAPUTIC CM|TRBT|Tradebot Systems, Inc.|12982
AKCA|AKCEA THERAPUTIC CM|TRCM|TRC MARKETS LLC|22508
AKCA|AKCEA THERAPUTIC CM|TWTT|TASTYWORKS, INC.|100
AKCA|AKCEA THERAPUTIC CM|UBSA|UBS SECURITIES LLC|191740
AKCA|AKCEA THERAPUTIC CM|UBSS|UBS Securities LLC|384136
AKCA|AKCEA THERAPUTIC CM|VALX|VIRTU AMERICAS LLC|8054
AKCA|AKCEA THERAPUTIC CM|VGRD|Vanguard Marketing Corporation|1336
AKCA|AKCEA THERAPUTIC CM|WCHV|WELLS FARGO SECURITIES, LLC|35522
AKCA|AKCEA THERAPUTIC CM|WEED|Weeden & Co.L.P.|260
AKCA|AKCEA THERAPUTIC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3410
AKCA|AKCEA THERAPUTIC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7141
AKCA|AKCEA THERAPUTIC CM|WGIF|CIBC World Markets Inc.|2080
AKCA|AKCEA THERAPUTIC CM|WSEA|WOLVERINE SECURITIES, LLC|1087
AKCA|AKCEA THERAPUTIC CM|XIST|INSTINET, LLC|4400
AKCA|AKCEA THERAPUTIC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|57882
AKCA|AKCEA THERAPUTIC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|423
AKCA|AKCEA THERAPUTIC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1275
AKER|AKERS BIOSCIENCES CM|APCC|Apex Clearing Corporation|129380
AKER|AKERS BIOSCIENCES CM|BATM|CBOE TRADING, INC.|21949
AKER|AKERS BIOSCIENCES CM|BIMI|Banca IMI Securities Corp.|115425
AKER|AKERS BIOSCIENCES CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|140586
AKER|AKERS BIOSCIENCES CM|BLKX|INSTINET, LLC|13041
AKER|AKERS BIOSCIENCES CM|BYXM|CBOE TRADING, INC.|1400
AKER|AKERS BIOSCIENCES CM|CANT|Cantor Fitzgerald & Co.|103
AKER|AKERS BIOSCIENCES CM|CHAS|Charles Schwab & Co., Inc.|20500
AKER|AKERS BIOSCIENCES CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8747
AKER|AKERS BIOSCIENCES CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|403
AKER|AKERS BIOSCIENCES CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
AKER|AKERS BIOSCIENCES CM|CRFN|ROBINHOOD FINANCIAL, LLC|68
AKER|AKERS BIOSCIENCES CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49714
AKER|AKERS BIOSCIENCES CM|CTDL|Citadel Derivatives Group Llc|130
AKER|AKERS BIOSCIENCES CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|60486
AKER|AKERS BIOSCIENCES CM|DBAB|Deutsche Bank Securities Inc.|24999
AKER|AKERS BIOSCIENCES CM|DBAX|Deutsche Bank Securities Inc.|17200
AKER|AKERS BIOSCIENCES CM|EBXL|EBX LLC|205100
AKER|AKERS BIOSCIENCES CM|EGAM|CBOE TRADING, INC.|88389
AKER|AKERS BIOSCIENCES CM|EGXM|CBOE TRADING, INC.|125692
AKER|AKERS BIOSCIENCES CM|EGXW|CBOE TRADING, INC.|500
AKER|AKERS BIOSCIENCES CM|ETRS|E*Trade Securities LLC|4566617
AKER|AKERS BIOSCIENCES CM|FBCO|Credit Suisse Securities (USA) LLC|275057
AKER|AKERS BIOSCIENCES CM|FILL|Tradestation Securities, Inc.|64719
AKER|AKERS BIOSCIENCES CM|FMAF|NBCN Inc./ CDS|18492
AKER|AKERS BIOSCIENCES CM|FOMA|TD AMERITRADE CLEARING, INC.|8907316
AKER|AKERS BIOSCIENCES CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6257
AKER|AKERS BIOSCIENCES CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28387
AKER|AKERS BIOSCIENCES CM|FTBR|Foliofn Investments, Inc.|9287
AKER|AKERS BIOSCIENCES CM|GEBB|GLOBAL EXECUTION BROKERS, LP|30283
AKER|AKERS BIOSCIENCES CM|GLIS|TD Securities Inc|1300
AKER|AKERS BIOSCIENCES CM|GSCO|GOLDMAN SACHS & CO. LLC|47874
AKER|AKERS BIOSCIENCES CM|GSLT|GOLDMAN SACHS & CO. LLC|263560
AKER|AKERS BIOSCIENCES CM|HRBF|American Enterprise Investment Services Inc.|7300
AKER|AKERS BIOSCIENCES CM|IATS|INTERACTIVE BROKERS LLC|7908
AKER|AKERS BIOSCIENCES CM|IBKR|Interactive Brokers Llc|786902
AKER|AKERS BIOSCIENCES CM|ICBX|INSTINET, LLC|87586
AKER|AKERS BIOSCIENCES CM|INCA|INSTINET, LLC|483312
AKER|AKERS BIOSCIENCES CM|ITGP|ITG INC.|32000
AKER|AKERS BIOSCIENCES CM|JANY|Janney Montgomery Scott Inc.|25
AKER|AKERS BIOSCIENCES CM|JEFF|JEFFERIES LLC|10000
AKER|AKERS BIOSCIENCES CM|JMPT|JUMP TRADING, LLC|1507
AKER|AKERS BIOSCIENCES CM|JPMX|J.P. Morgan Securities LLC|4338
AKER|AKERS BIOSCIENCES CM|KCGM|VIRTU Americas LLC|281498
AKER|AKERS BIOSCIENCES CM|LEHM|Barclays Capital Inc./Le|314002
AKER|AKERS BIOSCIENCES CM|LIME|Lime Brokerage LLC|38907
AKER|AKERS BIOSCIENCES CM|LSCI|Lek Securities Corporation|1464
AKER|AKERS BIOSCIENCES CM|MAXM|Maxim Group LLC|10000
AKER|AKERS BIOSCIENCES CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11740
AKER|AKERS BIOSCIENCES CM|MOTF|MOTIF INVESTING, INC.|17
AKER|AKERS BIOSCIENCES CM|MSCO|MORGAN STANLEY & CO. LLC|3568188
AKER|AKERS BIOSCIENCES CM|MSPL|MORGAN STANLEY & CO. LLC|13600
AKER|AKERS BIOSCIENCES CM|MSTX|MORGAN STANLEY & CO. LLC|1000
AKER|AKERS BIOSCIENCES CM|NATL|National Securities Corporation|2800
AKER|AKERS BIOSCIENCES CM|NFSC|National Financial Services LLC|4461793
AKER|AKERS BIOSCIENCES CM|NITE|VIRTU Americas LLC|9224136
AKER|AKERS BIOSCIENCES CM|NQRB|Brut, LLC|71725
AKER|AKERS BIOSCIENCES CM|OPCO|Oppenheimer & Co. Inc.|1000
AKER|AKERS BIOSCIENCES CM|PCPT|PHILLIP CAPITAL INC.|79084
AKER|AKERS BIOSCIENCES CM|PDQM|CODA MARKETS, INC.|1749653
AKER|AKERS BIOSCIENCES CM|RAJA|Raymond James & Associates, Inc.|40273
AKER|AKERS BIOSCIENCES CM|RBCM|RBC CAPITAL MARKETS, LLC|169544
AKER|AKERS BIOSCIENCES CM|SAGL|SAGETRADER, LLC|8574
AKER|AKERS BIOSCIENCES CM|SBSH|Citigroup Global Markets Inc.|436076
AKER|AKERS BIOSCIENCES CM|SGMT|GOLDMAN SACHS & CO. LLC|27293
AKER|AKERS BIOSCIENCES CM|SPDR|SPEEDROUTE LLC|31595
AKER|AKERS BIOSCIENCES CM|SWIM|TD Ameritrade, Inc.|1508797
AKER|AKERS BIOSCIENCES CM|TKNG|ALLY INVEST SECURITIES LLC|58688
AKER|AKERS BIOSCIENCES CM|UBSA|UBS SECURITIES LLC|370794
AKER|AKERS BIOSCIENCES CM|UBSS|UBS Securities LLC|1707273
AKER|AKERS BIOSCIENCES CM|VGRD|Vanguard Marketing Corporation|553662
AKER|AKERS BIOSCIENCES CM|VIEW|VIEWTRADE SECURITIES LLC|10000
AKER|AKERS BIOSCIENCES CM|VNDM|Wall Street Access|13732
AKER|AKERS BIOSCIENCES CM|VSIN|Vision Financial Markets Llc|203264
AKER|AKERS BIOSCIENCES CM|WCHV|WELLS FARGO SECURITIES, LLC|78411
AKER|AKERS BIOSCIENCES CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|356534
AKER|AKERS BIOSCIENCES CM|WGIF|CIBC World Markets Inc.|223855
AKER|AKERS BIOSCIENCES CM|WSEA|WOLVERINE SECURITIES, LLC|615709
AKER|AKERS BIOSCIENCES CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
AKER|AKERS BIOSCIENCES CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21801
AKG|ASANKO GOLD INC.|ALTX|Alternet Securities Inc.|1600
AKG|ASANKO GOLD INC.|APCC|Apex Clearing Corporation|5675
AKG|ASANKO GOLD INC.|BARD|Robert W. Baird & Co. Incorporated|1575
AKG|ASANKO GOLD INC.|BATM|CBOE TRADING, INC.|9790
AKG|ASANKO GOLD INC.|BIMI|Banca IMI Securities Corp.|6725
AKG|ASANKO GOLD INC.|BKCM|BNY Mellon Capital Markets LLC|100
AKG|ASANKO GOLD INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32329
AKG|ASANKO GOLD INC.|CANT|Cantor Fitzgerald & Co.|240
AKG|ASANKO GOLD INC.|CHAS|Charles Schwab & Co., Inc.|23018
AKG|ASANKO GOLD INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6700
AKG|ASANKO GOLD INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2200
AKG|ASANKO GOLD INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68780
AKG|ASANKO GOLD INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|5600
AKG|ASANKO GOLD INC.|DADA|D.A. Davidson & Co.|480
AKG|ASANKO GOLD INC.|DBAB|Deutsche Bank Securities Inc.|187739
AKG|ASANKO GOLD INC.|DBAX|Deutsche Bank Securities Inc.|219200
AKG|ASANKO GOLD INC.|DEGS|RONIN PROFESSIONAL LLC|2576
AKG|ASANKO GOLD INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22200
AKG|ASANKO GOLD INC.|EBXL|EBX LLC|57600
AKG|ASANKO GOLD INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5500
AKG|ASANKO GOLD INC.|EGAM|CBOE TRADING, INC.|1830
AKG|ASANKO GOLD INC.|EGXM|CBOE TRADING, INC.|1408
AKG|ASANKO GOLD INC.|ELEV|ELEVATION, LLC|7201
AKG|ASANKO GOLD INC.|ETBE|Electronic Transaction Clearing, Inc.|2100
AKG|ASANKO GOLD INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3494
AKG|ASANKO GOLD INC.|ETRS|E*Trade Securities LLC|302654
AKG|ASANKO GOLD INC.|FILL|Tradestation Securities, Inc.|47838
AKG|ASANKO GOLD INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3000
AKG|ASANKO GOLD INC.|FTBR|Foliofn Investments, Inc.|33797
AKG|ASANKO GOLD INC.|GLPX|ACS EXECUTION SERVICES, LLC|2300
AKG|ASANKO GOLD INC.|GSCO|GOLDMAN SACHS & CO. LLC|75822
AKG|ASANKO GOLD INC.|GSLT|GOLDMAN SACHS & CO. LLC|2312
AKG|ASANKO GOLD INC.|HRBF|American Enterprise Investment Services Inc.|4105
AKG|ASANKO GOLD INC.|HSBC|HSBC Securities, Inc.|806
AKG|ASANKO GOLD INC.|IATS|INTERACTIVE BROKERS LLC|24377
AKG|ASANKO GOLD INC.|IBKR|Interactive Brokers Llc|130749
AKG|ASANKO GOLD INC.|ICBX|INSTINET, LLC|34796
AKG|ASANKO GOLD INC.|INCA|INSTINET, LLC|29865
AKG|ASANKO GOLD INC.|ITGI|ITG Inc.|47020
AKG|ASANKO GOLD INC.|ITGP|ITG INC.|33800
AKG|ASANKO GOLD INC.|JEFF|JEFFERIES LLC|185
AKG|ASANKO GOLD INC.|JMPT|JUMP TRADING, LLC|652
AKG|ASANKO GOLD INC.|JONE|JonesTrading|5895
AKG|ASANKO GOLD INC.|JPMX|J.P. Morgan Securities LLC|30820
AKG|ASANKO GOLD INC.|JSJX|JANE STREET CAPITAL LLC|900
AKG|ASANKO GOLD INC.|KCGM|VIRTU Americas LLC|9133
AKG|ASANKO GOLD INC.|LEHM|Barclays Capital Inc./Le|68972
AKG|ASANKO GOLD INC.|LIME|Lime Brokerage LLC|12357
AKG|ASANKO GOLD INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35100
AKG|ASANKO GOLD INC.|MOTF|MOTIF INVESTING, INC.|4
AKG|ASANKO GOLD INC.|MSCO|MORGAN STANLEY & CO. LLC|112153
AKG|ASANKO GOLD INC.|MSPL|MORGAN STANLEY & CO. LLC|56600
AKG|ASANKO GOLD INC.|MSTX|MORGAN STANLEY & CO. LLC|28400
AKG|ASANKO GOLD INC.|NATL|National Securities Corporation|10700
AKG|ASANKO GOLD INC.|NFSC|National Financial Services LLC|624041
AKG|ASANKO GOLD INC.|NITE|VIRTU Americas LLC|854147
AKG|ASANKO GOLD INC.|NITP|VIRTU Americas LLC|900
AKG|ASANKO GOLD INC.|NQRB|Brut, LLC|200
AKG|ASANKO GOLD INC.|NTBF|BMO Nesbitt Burns Inc./CDS|850
AKG|ASANKO GOLD INC.|OLDM|OLD MISSION CAPITAL, LLC|5059
AKG|ASANKO GOLD INC.|OPCO|Oppenheimer & Co. Inc.|275
AKG|ASANKO GOLD INC.|PDQM|CODA MARKETS, INC.|6400
AKG|ASANKO GOLD INC.|RBCM|RBC CAPITAL MARKETS, LLC|3050
AKG|ASANKO GOLD INC.|SAGL|SAGETRADER, LLC|531
AKG|ASANKO GOLD INC.|SBSH|Citigroup Global Markets Inc.|2501
AKG|ASANKO GOLD INC.|SGMT|GOLDMAN SACHS & CO. LLC|11029
AKG|ASANKO GOLD INC.|SPDR|SPEEDROUTE LLC|8300
AKG|ASANKO GOLD INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2900
AKG|ASANKO GOLD INC.|SWIM|TD Ameritrade, Inc.|68654
AKG|ASANKO GOLD INC.|SWST|Hilltop Securities Inc.|1000
AKG|ASANKO GOLD INC.|TKNG|ALLY INVEST SECURITIES LLC|20905
AKG|ASANKO GOLD INC.|TRCM|TRC MARKETS LLC|4368
AKG|ASANKO GOLD INC.|UBSA|UBS SECURITIES LLC|140589
AKG|ASANKO GOLD INC.|UBSS|UBS Securities LLC|280411
AKG|ASANKO GOLD INC.|VALX|VIRTU AMERICAS LLC|16919
AKG|ASANKO GOLD INC.|VGRD|Vanguard Marketing Corporation|71573
AKG|ASANKO GOLD INC.|WCHV|WELLS FARGO SECURITIES, LLC|12612
AKG|ASANKO GOLD INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2564
AKG|ASANKO GOLD INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
AKG|ASANKO GOLD INC.|WSEA|WOLVERINE SECURITIES, LLC|11849
AKG|ASANKO GOLD INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|24000
AKG|ASANKO GOLD INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|700
AKG|ASANKO GOLD INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
AKO.A|EMBOTELL ANDINA SA A|APCC|Apex Clearing Corporation|1
AKO.A|EMBOTELL ANDINA SA A|BATM|CBOE TRADING, INC.|323
AKO.A|EMBOTELL ANDINA SA A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
AKO.A|EMBOTELL ANDINA SA A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|326
AKO.A|EMBOTELL ANDINA SA A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
AKO.A|EMBOTELL ANDINA SA A|ECUT|CONVERGEX EXECUTION SOLUTIONS|105
AKO.A|EMBOTELL ANDINA SA A|EGXM|CBOE TRADING, INC.|1
AKO.A|EMBOTELL ANDINA SA A|ETRS|E*Trade Securities LLC|12
AKO.A|EMBOTELL ANDINA SA A|FMAF|NBCN Inc./ CDS|51
AKO.A|EMBOTELL ANDINA SA A|FTBR|Foliofn Investments, Inc.|361
AKO.A|EMBOTELL ANDINA SA A|HRBF|American Enterprise Investment Services Inc.|9
AKO.A|EMBOTELL ANDINA SA A|HSBC|HSBC Securities, Inc.|281
AKO.A|EMBOTELL ANDINA SA A|IBKR|Interactive Brokers Llc|600
AKO.A|EMBOTELL ANDINA SA A|ITGI|ITG Inc.|298
AKO.A|EMBOTELL ANDINA SA A|JEFF|JEFFERIES LLC|5
AKO.A|EMBOTELL ANDINA SA A|NFSC|National Financial Services LLC|175
AKO.A|EMBOTELL ANDINA SA A|NITE|VIRTU Americas LLC|2029
AKO.A|EMBOTELL ANDINA SA A|PACT|BTG Pactual US Capital Corp.|5100
AKO.A|EMBOTELL ANDINA SA A|UBSA|UBS SECURITIES LLC|9
AKO.A|EMBOTELL ANDINA SA A|VGRD|Vanguard Marketing Corporation|10
AKO.A|EMBOTELL ANDINA SA A|WCHV|WELLS FARGO SECURITIES, LLC|3
AKO.A|EMBOTELL ANDINA SA A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2200
AKO.A|EMBOTELL ANDINA SA A|XPUS|XP SECURITIES, LLC|200
AKO.B|EMBOTELL ANDNA SA B|ADAM|CANACCORD GENUITY INC.|962
AKO.B|EMBOTELL ANDNA SA B|BARD|Robert W. Baird & Co. Incorporated|38
AKO.B|EMBOTELL ANDNA SA B|BATM|CBOE TRADING, INC.|484
AKO.B|EMBOTELL ANDNA SA B|BERN|Sanford C. Bernstein & Co., LLC|602
AKO.B|EMBOTELL ANDNA SA B|CANT|Cantor Fitzgerald & Co.|223
AKO.B|EMBOTELL ANDNA SA B|CHAS|Charles Schwab & Co., Inc.|101
AKO.B|EMBOTELL ANDNA SA B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2293
AKO.B|EMBOTELL ANDNA SA B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2001
AKO.B|EMBOTELL ANDNA SA B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3251
AKO.B|EMBOTELL ANDNA SA B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3706
AKO.B|EMBOTELL ANDNA SA B|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
AKO.B|EMBOTELL ANDNA SA B|DBAB|Deutsche Bank Securities Inc.|100
AKO.B|EMBOTELL ANDNA SA B|DBAX|Deutsche Bank Securities Inc.|1000
AKO.B|EMBOTELL ANDNA SA B|DEAN|MORGAN STANLEY|218
AKO.B|EMBOTELL ANDNA SA B|EBXL|EBX LLC|6200
AKO.B|EMBOTELL ANDNA SA B|ECUT|CONVERGEX EXECUTION SOLUTIONS|2759
AKO.B|EMBOTELL ANDNA SA B|ETRS|E*Trade Securities LLC|2
AKO.B|EMBOTELL ANDNA SA B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|476
AKO.B|EMBOTELL ANDNA SA B|FTBR|Foliofn Investments, Inc.|498
AKO.B|EMBOTELL ANDNA SA B|GLPX|ACS EXECUTION SERVICES, LLC|370
AKO.B|EMBOTELL ANDNA SA B|GSCO|GOLDMAN SACHS & CO. LLC|100
AKO.B|EMBOTELL ANDNA SA B|GTSZ|GTS SECURITIES LLC|1860
AKO.B|EMBOTELL ANDNA SA B|HRBF|American Enterprise Investment Services Inc.|179
AKO.B|EMBOTELL ANDNA SA B|IATS|INTERACTIVE BROKERS LLC|1273
AKO.B|EMBOTELL ANDNA SA B|IBKR|Interactive Brokers Llc|5072
AKO.B|EMBOTELL ANDNA SA B|ICBX|INSTINET, LLC|200
AKO.B|EMBOTELL ANDNA SA B|INCA|INSTINET, LLC|3894
AKO.B|EMBOTELL ANDNA SA B|ITGI|ITG Inc.|228
AKO.B|EMBOTELL ANDNA SA B|ITGP|ITG INC.|3000
AKO.B|EMBOTELL ANDNA SA B|JEFF|JEFFERIES LLC|5
AKO.B|EMBOTELL ANDNA SA B|JPMX|J.P. Morgan Securities LLC|200
AKO.B|EMBOTELL ANDNA SA B|KCGM|VIRTU Americas LLC|1724
AKO.B|EMBOTELL ANDNA SA B|LEHM|Barclays Capital Inc./Le|3200
AKO.B|EMBOTELL ANDNA SA B|LIME|Lime Brokerage LLC|3128
AKO.B|EMBOTELL ANDNA SA B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AKO.B|EMBOTELL ANDNA SA B|MSCO|MORGAN STANLEY & CO. LLC|5294
AKO.B|EMBOTELL ANDNA SA B|MSPL|MORGAN STANLEY & CO. LLC|1400
AKO.B|EMBOTELL ANDNA SA B|NFSC|National Financial Services LLC|2145
AKO.B|EMBOTELL ANDNA SA B|NITE|VIRTU Americas LLC|14587
AKO.B|EMBOTELL ANDNA SA B|NQRB|Brut, LLC|283
AKO.B|EMBOTELL ANDNA SA B|PACT|BTG Pactual US Capital Corp.|100800
AKO.B|EMBOTELL ANDNA SA B|PDQM|CODA MARKETS, INC.|506
AKO.B|EMBOTELL ANDNA SA B|RBCM|RBC CAPITAL MARKETS, LLC|31
AKO.B|EMBOTELL ANDNA SA B|SALI|INTL FCSTONE FINANCIAL INC.|56
AKO.B|EMBOTELL ANDNA SA B|SBSH|Citigroup Global Markets Inc.|1042
AKO.B|EMBOTELL ANDNA SA B|SGMT|GOLDMAN SACHS & CO. LLC|242
AKO.B|EMBOTELL ANDNA SA B|SPDR|SPEEDROUTE LLC|100
AKO.B|EMBOTELL ANDNA SA B|SSBS|STATE STREET GLOBAL MARKETS, LLC|634
AKO.B|EMBOTELL ANDNA SA B|SWST|Hilltop Securities Inc.|53
AKO.B|EMBOTELL ANDNA SA B|TRBT|Tradebot Systems, Inc.|1238
AKO.B|EMBOTELL ANDNA SA B|UBSA|UBS SECURITIES LLC|5965
AKO.B|EMBOTELL ANDNA SA B|UBSS|UBS Securities LLC|9446
AKO.B|EMBOTELL ANDNA SA B|VGRD|Vanguard Marketing Corporation|400
AKO.B|EMBOTELL ANDNA SA B|WCHV|WELLS FARGO SECURITIES, LLC|9
AKO.B|EMBOTELL ANDNA SA B|XPUS|XP SECURITIES, LLC|9272
AKP|ALLIANCE CA MUNI FD|ALTX|Alternet Securities Inc.|200
AKP|ALLIANCE CA MUNI FD|APCC|Apex Clearing Corporation|302
AKP|ALLIANCE CA MUNI FD|BATM|CBOE TRADING, INC.|1000
AKP|ALLIANCE CA MUNI FD|BAYT|BTIG, LLC|7400
AKP|ALLIANCE CA MUNI FD|BERN|Sanford C. Bernstein & Co., LLC|2900
AKP|ALLIANCE CA MUNI FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
AKP|ALLIANCE CA MUNI FD|BTIG|BTIG, LLC|850
AKP|ALLIANCE CA MUNI FD|CANT|Cantor Fitzgerald & Co.|463
AKP|ALLIANCE CA MUNI FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
AKP|ALLIANCE CA MUNI FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3365
AKP|ALLIANCE CA MUNI FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
AKP|ALLIANCE CA MUNI FD|DBAX|Deutsche Bank Securities Inc.|600
AKP|ALLIANCE CA MUNI FD|DEGS|RONIN PROFESSIONAL LLC|300
AKP|ALLIANCE CA MUNI FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4816
AKP|ALLIANCE CA MUNI FD|EBXL|EBX LLC|1300
AKP|ALLIANCE CA MUNI FD|EDJO|Edward D. Jones & Co., L.P.|463
AKP|ALLIANCE CA MUNI FD|EGAM|CBOE TRADING, INC.|100
AKP|ALLIANCE CA MUNI FD|EGXM|CBOE TRADING, INC.|200
AKP|ALLIANCE CA MUNI FD|ETRS|E*Trade Securities LLC|3035
AKP|ALLIANCE CA MUNI FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4035
AKP|ALLIANCE CA MUNI FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
AKP|ALLIANCE CA MUNI FD|FTBR|Foliofn Investments, Inc.|223
AKP|ALLIANCE CA MUNI FD|GLPX|ACS EXECUTION SERVICES, LLC|360
AKP|ALLIANCE CA MUNI FD|GSCO|GOLDMAN SACHS & CO. LLC|1059
AKP|ALLIANCE CA MUNI FD|GSLT|GOLDMAN SACHS & CO. LLC|200
AKP|ALLIANCE CA MUNI FD|GTSZ|GTS SECURITIES LLC|1020
AKP|ALLIANCE CA MUNI FD|HRBF|American Enterprise Investment Services Inc.|8
AKP|ALLIANCE CA MUNI FD|IATS|INTERACTIVE BROKERS LLC|2388
AKP|ALLIANCE CA MUNI FD|IBKR|Interactive Brokers Llc|4038
AKP|ALLIANCE CA MUNI FD|ICBX|INSTINET, LLC|700
AKP|ALLIANCE CA MUNI FD|INCA|INSTINET, LLC|865
AKP|ALLIANCE CA MUNI FD|ITGI|ITG Inc.|1800
AKP|ALLIANCE CA MUNI FD|ITGP|ITG INC.|12600
AKP|ALLIANCE CA MUNI FD|JPMX|J.P. Morgan Securities LLC|800
AKP|ALLIANCE CA MUNI FD|KCGM|VIRTU Americas LLC|700
AKP|ALLIANCE CA MUNI FD|LEHM|Barclays Capital Inc./Le|3200
AKP|ALLIANCE CA MUNI FD|LIME|Lime Brokerage LLC|332
AKP|ALLIANCE CA MUNI FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
AKP|ALLIANCE CA MUNI FD|MSCO|MORGAN STANLEY & CO. LLC|28294
AKP|ALLIANCE CA MUNI FD|MSPL|MORGAN STANLEY & CO. LLC|29400
AKP|ALLIANCE CA MUNI FD|MSTX|MORGAN STANLEY & CO. LLC|2200
AKP|ALLIANCE CA MUNI FD|NATL|National Securities Corporation|17800
AKP|ALLIANCE CA MUNI FD|NFSC|National Financial Services LLC|27505
AKP|ALLIANCE CA MUNI FD|NITE|VIRTU Americas LLC|19526
AKP|ALLIANCE CA MUNI FD|NQRB|Brut, LLC|527
AKP|ALLIANCE CA MUNI FD|OPCO|Oppenheimer & Co. Inc.|218
AKP|ALLIANCE CA MUNI FD|PDQM|CODA MARKETS, INC.|960
AKP|ALLIANCE CA MUNI FD|RBCM|RBC CAPITAL MARKETS, LLC|695
AKP|ALLIANCE CA MUNI FD|SGMT|GOLDMAN SACHS & CO. LLC|3400
AKP|ALLIANCE CA MUNI FD|SPDR|SPEEDROUTE LLC|100
AKP|ALLIANCE CA MUNI FD|SWIM|TD Ameritrade, Inc.|4600
AKP|ALLIANCE CA MUNI FD|SWST|Hilltop Securities Inc.|819
AKP|ALLIANCE CA MUNI FD|TRBT|Tradebot Systems, Inc.|800
AKP|ALLIANCE CA MUNI FD|UBSA|UBS SECURITIES LLC|6127
AKP|ALLIANCE CA MUNI FD|UBSS|UBS Securities LLC|13500
AKP|ALLIANCE CA MUNI FD|VALX|VIRTU AMERICAS LLC|200
AKP|ALLIANCE CA MUNI FD|VGRD|Vanguard Marketing Corporation|2001
AKP|ALLIANCE CA MUNI FD|WCHV|WELLS FARGO SECURITIES, LLC|21995
AKP|ALLIANCE CA MUNI FD|WFPB|Wells Fargo Securities, LLC.|255
AKP|ALLIANCE CA MUNI FD|WSEA|WOLVERINE SECURITIES, LLC|3
AKP|ALLIANCE CA MUNI FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
AKP|ALLIANCE CA MUNI FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1486
AKR|ACADIA RLTY TR|ADAM|CANACCORD GENUITY INC.|5315
AKR|ACADIA RLTY TR|ALTX|Alternet Securities Inc.|23519
AKR|ACADIA RLTY TR|ANOS|ABEL/NOSER, L.L.C.|270
AKR|ACADIA RLTY TR|APCC|Apex Clearing Corporation|808
AKR|ACADIA RLTY TR|BARD|Robert W. Baird & Co. Incorporated|1941
AKR|ACADIA RLTY TR|BATM|CBOE TRADING, INC.|1048
AKR|ACADIA RLTY TR|BAYC|BAY CREST PARTNERS, LLC|1216
AKR|ACADIA RLTY TR|BBNT|BB&T SECURITIES, LLC|21
AKR|ACADIA RLTY TR|BERN|Sanford C. Bernstein & Co., LLC|42484
AKR|ACADIA RLTY TR|BIAD|SAGETRADER, LLC|805
AKR|ACADIA RLTY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|403
AKR|ACADIA RLTY TR|BLKX|INSTINET, LLC|10000
AKR|ACADIA RLTY TR|BNPX|BNP PARIBAS SECURITIES CORP.|30351
AKR|ACADIA RLTY TR|BRVL|BLAYLOCK VAN, LLC|1800
AKR|ACADIA RLTY TR|BTIG|BTIG, LLC|1559
AKR|ACADIA RLTY TR|BYXM|CBOE TRADING, INC.|2075
AKR|ACADIA RLTY TR|BZYD|GOLDMAN SACHS & CO. LLC|4552
AKR|ACADIA RLTY TR|CANT|Cantor Fitzgerald & Co.|10246
AKR|ACADIA RLTY TR|CHAS|Charles Schwab & Co., Inc.|625
AKR|ACADIA RLTY TR|CIST|Capital Institutional Services, Inc.|14
AKR|ACADIA RLTY TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22327
AKR|ACADIA RLTY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6200
AKR|ACADIA RLTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176410
AKR|ACADIA RLTY TR|CTDL|Citadel Derivatives Group Llc|12448
AKR|ACADIA RLTY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|24560
AKR|ACADIA RLTY TR|DBAB|Deutsche Bank Securities Inc.|125445
AKR|ACADIA RLTY TR|DBAX|Deutsche Bank Securities Inc.|143400
AKR|ACADIA RLTY TR|DEAN|MORGAN STANLEY|332
AKR|ACADIA RLTY TR|EBXL|EBX LLC|96200
AKR|ACADIA RLTY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|543
AKR|ACADIA RLTY TR|EDJO|Edward D. Jones & Co., L.P.|113
AKR|ACADIA RLTY TR|EGAM|CBOE TRADING, INC.|5555
AKR|ACADIA RLTY TR|EGAW|CBOE TRADING, INC.|300
AKR|ACADIA RLTY TR|EGMT|EG MARKET TECHNOLOGIES LLC|250
AKR|ACADIA RLTY TR|EGXM|CBOE TRADING, INC.|508
AKR|ACADIA RLTY TR|ETBE|Electronic Transaction Clearing, Inc.|6671
AKR|ACADIA RLTY TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2739
AKR|ACADIA RLTY TR|ETRS|E*Trade Securities LLC|8184
AKR|ACADIA RLTY TR|FILL|Tradestation Securities, Inc.|1792
AKR|ACADIA RLTY TR|FMAF|NBCN Inc./ CDS|100
AKR|ACADIA RLTY TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7758
AKR|ACADIA RLTY TR|FQLS|Quantlab Securities LP|122415
AKR|ACADIA RLTY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112545
AKR|ACADIA RLTY TR|FTBR|Foliofn Investments, Inc.|222
AKR|ACADIA RLTY TR|GEBB|GLOBAL EXECUTION BROKERS, LP|2990
AKR|ACADIA RLTY TR|GLPX|ACS EXECUTION SERVICES, LLC|29282
AKR|ACADIA RLTY TR|GNAV|GREEN STREET TRADING, LLC|100
AKR|ACADIA RLTY TR|GSCO|GOLDMAN SACHS & CO. LLC|783677
AKR|ACADIA RLTY TR|GSCS|GOLDMAN SACHS & CO. LLC|4325
AKR|ACADIA RLTY TR|GSLT|GOLDMAN SACHS & CO. LLC|3434
AKR|ACADIA RLTY TR|GTSZ|GTS SECURITIES LLC|35956
AKR|ACADIA RLTY TR|HRBF|American Enterprise Investment Services Inc.|699
AKR|ACADIA RLTY TR|IATS|INTERACTIVE BROKERS LLC|7874
AKR|ACADIA RLTY TR|IBKR|Interactive Brokers Llc|11424
AKR|ACADIA RLTY TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
AKR|ACADIA RLTY TR|ICBX|INSTINET, LLC|45730
AKR|ACADIA RLTY TR|IEQY|CITADEL SECURITIES LLC|58135
AKR|ACADIA RLTY TR|INCA|INSTINET, LLC|112133
AKR|ACADIA RLTY TR|INJX|INSTINET, LLC|826
AKR|ACADIA RLTY TR|INTL|INTL FCSTONE FINANCIAL INC.|2157
AKR|ACADIA RLTY TR|ITGI|ITG Inc.|37086
AKR|ACADIA RLTY TR|ITGP|ITG INC.|117000
AKR|ACADIA RLTY TR|JEFF|JEFFERIES LLC|69215
AKR|ACADIA RLTY TR|JMPT|JUMP TRADING, LLC|34154
AKR|ACADIA RLTY TR|JONE|JonesTrading|38767
AKR|ACADIA RLTY TR|JPBX|J.P. MORGAN SECURITIES LLC|49224
AKR|ACADIA RLTY TR|JPMX|J.P. Morgan Securities LLC|314430
AKR|ACADIA RLTY TR|JSJX|JANE STREET CAPITAL LLC|5013
AKR|ACADIA RLTY TR|KCGM|VIRTU Americas LLC|35281
AKR|ACADIA RLTY TR|KEYB|KEYBANC CAPITAL MARKETS INC.|19255
AKR|ACADIA RLTY TR|LEHM|Barclays Capital Inc./Le|354548
AKR|ACADIA RLTY TR|LIME|Lime Brokerage LLC|16246
AKR|ACADIA RLTY TR|LMNX|LUMINEX TRADING & ANALYTICS LLC|11600
AKR|ACADIA RLTY TR|LQNA|LIQUIDNET, INC.|107800
AKR|ACADIA RLTY TR|LSCI|Lek Securities Corporation|400
AKR|ACADIA RLTY TR|MACQ|Macquarie Capital (USA) Inc.|100
AKR|ACADIA RLTY TR|MKMP|MKM Partners LLC|100
AKR|ACADIA RLTY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60396
AKR|ACADIA RLTY TR|MSCO|MORGAN STANLEY & CO. LLC|659186
AKR|ACADIA RLTY TR|MSPL|MORGAN STANLEY & CO. LLC|171100
AKR|ACADIA RLTY TR|MSTX|MORGAN STANLEY & CO. LLC|114500
AKR|ACADIA RLTY TR|NFSC|National Financial Services LLC|38467
AKR|ACADIA RLTY TR|NITE|VIRTU Americas LLC|96805
AKR|ACADIA RLTY TR|NITP|VIRTU Americas LLC|953
AKR|ACADIA RLTY TR|NQRB|Brut, LLC|3692
AKR|ACADIA RLTY TR|NTRC|Northern Trust Securities, Inc.|3434
AKR|ACADIA RLTY TR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|32375
AKR|ACADIA RLTY TR|PDQM|CODA MARKETS, INC.|10467
AKR|ACADIA RLTY TR|PWJC|UBS Financial Services, Inc.|11
AKR|ACADIA RLTY TR|QMSR|QUATTRO M SECURITIES INC.|368
AKR|ACADIA RLTY TR|RBCM|RBC CAPITAL MARKETS, LLC|135
AKR|ACADIA RLTY TR|SAGL|SAGETRADER, LLC|6950
AKR|ACADIA RLTY TR|SAGW|SAGETRADER, LLC|15
AKR|ACADIA RLTY TR|SBSH|Citigroup Global Markets Inc.|107861
AKR|ACADIA RLTY TR|SGMT|GOLDMAN SACHS & CO. LLC|82324
AKR|ACADIA RLTY TR|SPDR|SPEEDROUTE LLC|3300
AKR|ACADIA RLTY TR|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
AKR|ACADIA RLTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|685
AKR|ACADIA RLTY TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3562
AKR|ACADIA RLTY TR|SWIM|TD Ameritrade, Inc.|1573
AKR|ACADIA RLTY TR|SWST|Hilltop Securities Inc.|46
AKR|ACADIA RLTY TR|TKNG|ALLY INVEST SECURITIES LLC|69
AKR|ACADIA RLTY TR|TOUR|TOURMALINE PARTNERS, LLC|15000
AKR|ACADIA RLTY TR|TRBT|Tradebot Systems, Inc.|107170
AKR|ACADIA RLTY TR|TRCM|TRC MARKETS LLC|64516
AKR|ACADIA RLTY TR|TWTT|TASTYWORKS, INC.|300
AKR|ACADIA RLTY TR|UBSA|UBS SECURITIES LLC|307044
AKR|ACADIA RLTY TR|UBSS|UBS Securities LLC|316088
AKR|ACADIA RLTY TR|VALX|VIRTU AMERICAS LLC|8365
AKR|ACADIA RLTY TR|VGRD|Vanguard Marketing Corporation|30
AKR|ACADIA RLTY TR|VNDS|VANDHAM SECURITIES CORP|19919
AKR|ACADIA RLTY TR|WABR|Wall Street Access|21049
AKR|ACADIA RLTY TR|WBPX|SUMMIT SECURITIES GROUP, LLC|1522
AKR|ACADIA RLTY TR|WCHV|WELLS FARGO SECURITIES, LLC|4036
AKR|ACADIA RLTY TR|WDNX|WEEDEN & CO.L.P.|1796
AKR|ACADIA RLTY TR|WEDB|WEDBUSH SECURITIES INC.|720
AKR|ACADIA RLTY TR|WEED|Weeden & Co.L.P.|34899
AKR|ACADIA RLTY TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2346
AKR|ACADIA RLTY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26709
AKR|ACADIA RLTY TR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|57
AKR|ACADIA RLTY TR|WSEA|WOLVERINE SECURITIES, LLC|304
AKR|ACADIA RLTY TR|XIST|INSTINET, LLC|29000
AKR|ACADIA RLTY TR|XPQR|Jump Trading|1659
AKR|ACADIA RLTY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
AKR|ACADIA RLTY TR|YKNA|COMHAR CAPITAL MARKETS, LLC|800
AKR|ACADIA RLTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|103
AKRX|AKORN INC|ADAM|CANACCORD GENUITY INC.|15000
AKRX|AKORN INC|ALTX|Alternet Securities Inc.|8400
AKRX|AKORN INC|APCC|Apex Clearing Corporation|880
AKRX|AKORN INC|AVON|Avondale Partners, LLC|200
AKRX|AKORN INC|BARD|Robert W. Baird & Co. Incorporated|37
AKRX|AKORN INC|BATM|CBOE TRADING, INC.|10871
AKRX|AKORN INC|BAYT|BTIG, LLC|4200
AKRX|AKORN INC|BBNT|BB&T SECURITIES, LLC|47
AKRX|AKORN INC|BERN|Sanford C. Bernstein & Co., LLC|96270
AKRX|AKORN INC|BKCM|BNY Mellon Capital Markets LLC|17709
AKRX|AKORN INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3257
AKRX|AKORN INC|BLKX|INSTINET, LLC|11700
AKRX|AKORN INC|BMOC|BMO Capital Markets Corp.|18314
AKRX|AKORN INC|BNPX|BNP PARIBAS SECURITIES CORP.|310389
AKRX|AKORN INC|BRVL|BLAYLOCK VAN, LLC|2300
AKRX|AKORN INC|BTIG|BTIG, LLC|228444
AKRX|AKORN INC|BYXM|CBOE TRADING, INC.|3538
AKRX|AKORN INC|CANT|Cantor Fitzgerald & Co.|13394
AKRX|AKORN INC|CHAS|Charles Schwab & Co., Inc.|2120
AKRX|AKORN INC|CHLC|CHURCHILL CAPITAL USA, INC.|4800
AKRX|AKORN INC|CICF|Canaccord Genuity Corp.|15000
AKRX|AKORN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74202
AKRX|AKORN INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|304
AKRX|AKORN INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3856
AKRX|AKORN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|537983
AKRX|AKORN INC|CTDL|Citadel Derivatives Group Llc|50084
AKRX|AKORN INC|CTLR|CUTLER GROUP, LP|2700
AKRX|AKORN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|73980
AKRX|AKORN INC|DADA|D.A. Davidson & Co.|130
AKRX|AKORN INC|DBAB|Deutsche Bank Securities Inc.|1142972
AKRX|AKORN INC|DBAX|Deutsche Bank Securities Inc.|787500
AKRX|AKORN INC|DEAN|MORGAN STANLEY|1314
AKRX|AKORN INC|DEGS|RONIN PROFESSIONAL LLC|65509
AKRX|AKORN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23448
AKRX|AKORN INC|EBXL|EBX LLC|263300
AKRX|AKORN INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|70874
AKRX|AKORN INC|EDJO|Edward D. Jones & Co., L.P.|887
AKRX|AKORN INC|EGAM|CBOE TRADING, INC.|9666
AKRX|AKORN INC|EGMT|EG MARKET TECHNOLOGIES LLC|500
AKRX|AKORN INC|EGXM|CBOE TRADING, INC.|4883
AKRX|AKORN INC|ETBE|Electronic Transaction Clearing, Inc.|58077
AKRX|AKORN INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10484
AKRX|AKORN INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29870
AKRX|AKORN INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4000
AKRX|AKORN INC|ETRS|E*Trade Securities LLC|542043
AKRX|AKORN INC|FBCO|Credit Suisse Securities (USA) LLC|4094386
AKRX|AKORN INC|FILL|Tradestation Securities, Inc.|15968
AKRX|AKORN INC|FMAF|NBCN Inc./ CDS|32390
AKRX|AKORN INC|FOMA|TD AMERITRADE CLEARING, INC.|454183
AKRX|AKORN INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18946
AKRX|AKORN INC|FQLS|Quantlab Securities LP|1228245
AKRX|AKORN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131410
AKRX|AKORN INC|FTBR|Foliofn Investments, Inc.|46
AKRX|AKORN INC|GARC|ICAP Corporates LLC|7900
AKRX|AKORN INC|GEBB|GLOBAL EXECUTION BROKERS, LP|21637
AKRX|AKORN INC|GLPX|ACS EXECUTION SERVICES, LLC|21337
AKRX|AKORN INC|GSCO|GOLDMAN SACHS & CO. LLC|5318491
AKRX|AKORN INC|GSCS|GOLDMAN SACHS & CO. LLC|144871
AKRX|AKORN INC|GSLT|GOLDMAN SACHS & CO. LLC|28707
AKRX|AKORN INC|GTSZ|GTS SECURITIES LLC|48407
AKRX|AKORN INC|HAPX|HAP Trading, LLC|6410
AKRX|AKORN INC|HRBF|American Enterprise Investment Services Inc.|4120
AKRX|AKORN INC|HSBC|HSBC Securities, Inc.|10062
AKRX|AKORN INC|IATS|INTERACTIVE BROKERS LLC|53918
AKRX|AKORN INC|IBKR|Interactive Brokers Llc|366977
AKRX|AKORN INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|384
AKRX|AKORN INC|ICBX|INSTINET, LLC|164928
AKRX|AKORN INC|IEQY|CITADEL SECURITIES LLC|174027
AKRX|AKORN INC|INCA|INSTINET, LLC|903142
AKRX|AKORN INC|INJX|INSTINET, LLC|112790
AKRX|AKORN INC|ITGI|ITG Inc.|43365
AKRX|AKORN INC|ITGP|ITG INC.|123000
AKRX|AKORN INC|JANY|Janney Montgomery Scott Inc.|153
AKRX|AKORN INC|JEFF|JEFFERIES LLC|379029
AKRX|AKORN INC|JMPT|JUMP TRADING, LLC|256278
AKRX|AKORN INC|JONE|JonesTrading|209400
AKRX|AKORN INC|JPBX|J.P. MORGAN SECURITIES LLC|85845
AKRX|AKORN INC|JPMX|J.P. Morgan Securities LLC|576115
AKRX|AKORN INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1300
AKRX|AKORN INC|JSJX|JANE STREET CAPITAL LLC|66251
AKRX|AKORN INC|KCGM|VIRTU Americas LLC|140922
AKRX|AKORN INC|KCRD|PHX FINANCIAL, INC.|1136
AKRX|AKORN INC|LEER|LEERINK PARTNERS LLC|25000
AKRX|AKORN INC|LEHM|Barclays Capital Inc./Le|3050235
AKRX|AKORN INC|LIME|Lime Brokerage LLC|340071
AKRX|AKORN INC|LOOP|Loop Capital Markets LLC|15705
AKRX|AKORN INC|LQNA|LIQUIDNET, INC.|93600
AKRX|AKORN INC|LSCI|Lek Securities Corporation|2239
AKRX|AKORN INC|MACQ|Macquarie Capital (USA) Inc.|11725
AKRX|AKORN INC|MAXM|Maxim Group LLC|7311
AKRX|AKORN INC|MICA|Spartan Securities Group, Ltd.|1000
AKRX|AKORN INC|MKMP|MKM Partners LLC|100
AKRX|AKORN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|367285
AKRX|AKORN INC|MOTF|MOTIF INVESTING, INC.|1
AKRX|AKORN INC|MSCO|MORGAN STANLEY & CO. LLC|7362632
AKRX|AKORN INC|MSPL|MORGAN STANLEY & CO. LLC|985000
AKRX|AKORN INC|MSTX|MORGAN STANLEY & CO. LLC|583700
AKRX|AKORN INC|NATL|National Securities Corporation|300
AKRX|AKORN INC|NFSC|National Financial Services LLC|269480
AKRX|AKORN INC|NITE|VIRTU Americas LLC|1353375
AKRX|AKORN INC|NITP|VIRTU Americas LLC|12152
AKRX|AKORN INC|NORT|Northland Securities, Inc.|40000
AKRX|AKORN INC|NQRB|Brut, LLC|83518
AKRX|AKORN INC|OGRU|Oscar Gruss & Son, Incorporated|300
AKRX|AKORN INC|OPCO|Oppenheimer & Co. Inc.|1312
AKRX|AKORN INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
AKRX|AKORN INC|PDQM|CODA MARKETS, INC.|23371
AKRX|AKORN INC|PHLY|NASDAQ Execution Services, LLC|14000
AKRX|AKORN INC|PWJC|UBS Financial Services, Inc.|6685
AKRX|AKORN INC|RAJA|Raymond James & Associates, Inc.|107
AKRX|AKORN INC|RBCM|RBC CAPITAL MARKETS, LLC|8294
AKRX|AKORN INC|RHCO|Suntrust Robinson Humphrey, Inc.|16662
AKRX|AKORN INC|SAGL|SAGETRADER, LLC|4054
AKRX|AKORN INC|SAGW|SAGETRADER, LLC|2194
AKRX|AKORN INC|SALI|INTL FCSTONE FINANCIAL INC.|300
AKRX|AKORN INC|SBSH|Citigroup Global Markets Inc.|1254100
AKRX|AKORN INC|SGMT|GOLDMAN SACHS & CO. LLC|356245
AKRX|AKORN INC|SPDR|SPEEDROUTE LLC|4786
AKRX|AKORN INC|STFL|Stifel, Nicolaus & Company, Incorporated|1269
AKRX|AKORN INC|SWIM|TD Ameritrade, Inc.|289540
AKRX|AKORN INC|SWST|Hilltop Securities Inc.|20406
AKRX|AKORN INC|TKNG|ALLY INVEST SECURITIES LLC|9448
AKRX|AKORN INC|TRBT|Tradebot Systems, Inc.|640911
AKRX|AKORN INC|TRCM|TRC MARKETS LLC|444405
AKRX|AKORN INC|TTUC|CUTTONE & CO., INC.|25000
AKRX|AKORN INC|TWTT|TASTYWORKS, INC.|200
AKRX|AKORN INC|UBSA|UBS SECURITIES LLC|1195958
AKRX|AKORN INC|UBSS|UBS Securities LLC|3583595
AKRX|AKORN INC|UFPA|UNITED FIRST PARTNERS LLC|1414519
AKRX|AKORN INC|VALX|VIRTU AMERICAS LLC|23630
AKRX|AKORN INC|VGRD|Vanguard Marketing Corporation|61104
AKRX|AKORN INC|WBPX|SUMMIT SECURITIES GROUP, LLC|800
AKRX|AKORN INC|WCHV|WELLS FARGO SECURITIES, LLC|157175
AKRX|AKORN INC|WDNX|WEEDEN & CO.L.P.|634
AKRX|AKORN INC|WEDB|WEDBUSH SECURITIES INC.|18600
AKRX|AKORN INC|WEED|Weeden & Co.L.P.|10932
AKRX|AKORN INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2784
AKRX|AKORN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4600
AKRX|AKORN INC|WFPB|Wells Fargo Securities, LLC.|18778
AKRX|AKORN INC|WGIF|CIBC World Markets Inc.|7500
AKRX|AKORN INC|WSEA|WOLVERINE SECURITIES, LLC|4030
AKRX|AKORN INC|XIST|INSTINET, LLC|264724
AKRX|AKORN INC|XPQR|Jump Trading|2000
AKRX|AKORN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|27924
AKRX|AKORN INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1215
AKRX|AKORN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|359
AKS|A K STEEL HLDG CORP|ABLE|NATIXIS Securities Americas LLC|32086
AKS|A K STEEL HLDG CORP|AGCP|AEGIS CAPITAL CORP.|1500
AKS|A K STEEL HLDG CORP|AGIS|Aegis Capital Corp.|82954
AKS|A K STEEL HLDG CORP|ALFA|ALPHA TRADING L.P.|69174
AKS|A K STEEL HLDG CORP|ALTX|Alternet Securities Inc.|19150
AKS|A K STEEL HLDG CORP|ANOS|ABEL/NOSER, L.L.C.|23429
AKS|A K STEEL HLDG CORP|APCC|Apex Clearing Corporation|253327
AKS|A K STEEL HLDG CORP|BANK|Primevest Financial Services, Inc.|5630
AKS|A K STEEL HLDG CORP|BARD|Robert W. Baird & Co. Incorporated|2100
AKS|A K STEEL HLDG CORP|BATM|CBOE TRADING, INC.|17142
AKS|A K STEEL HLDG CORP|BAYT|BTIG, LLC|27500
AKS|A K STEEL HLDG CORP|BBNT|BB&T SECURITIES, LLC|13945
AKS|A K STEEL HLDG CORP|BERN|Sanford C. Bernstein & Co., LLC|105068
AKS|A K STEEL HLDG CORP|BIAD|SAGETRADER, LLC|2800
AKS|A K STEEL HLDG CORP|BIDS|BIDS TRADING L.P.|6300
AKS|A K STEEL HLDG CORP|BIMI|Banca IMI Securities Corp.|17700
AKS|A K STEEL HLDG CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|204566
AKS|A K STEEL HLDG CORP|BLKX|INSTINET, LLC|150000
AKS|A K STEEL HLDG CORP|BMOC|BMO Capital Markets Corp.|3000000
AKS|A K STEEL HLDG CORP|BNCH|The Benchmark Company, LLC|100000
AKS|A K STEEL HLDG CORP|BNPX|BNP PARIBAS SECURITIES CORP.|203725
AKS|A K STEEL HLDG CORP|BRGE|Newbridge Securities Corp.|23094
AKS|A K STEEL HLDG CORP|BTIG|BTIG, LLC|300
AKS|A K STEEL HLDG CORP|BYXM|CBOE TRADING, INC.|900
AKS|A K STEEL HLDG CORP|BZYD|GOLDMAN SACHS & CO. LLC|1600
AKS|A K STEEL HLDG CORP|CANT|Cantor Fitzgerald & Co.|46441
AKS|A K STEEL HLDG CORP|CHAS|Charles Schwab & Co., Inc.|151962
AKS|A K STEEL HLDG CORP|CIST|Capital Institutional Services, Inc.|4429
AKS|A K STEEL HLDG CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|193654
AKS|A K STEEL HLDG CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AKS|A K STEEL HLDG CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|40061
AKS|A K STEEL HLDG CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2187317
AKS|A K STEEL HLDG CORP|CTDL|Citadel Derivatives Group Llc|22748
AKS|A K STEEL HLDG CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|834722
AKS|A K STEEL HLDG CORP|DADA|D.A. Davidson & Co.|3000
AKS|A K STEEL HLDG CORP|DAVA|Davenport & Company LLC|8656
AKS|A K STEEL HLDG CORP|DBAB|Deutsche Bank Securities Inc.|4681864
AKS|A K STEEL HLDG CORP|DBAX|Deutsche Bank Securities Inc.|4027300
AKS|A K STEEL HLDG CORP|DCHF|Dart Executions, LLC|1371
AKS|A K STEEL HLDG CORP|DEAN|MORGAN STANLEY|50739
AKS|A K STEEL HLDG CORP|DEGS|RONIN PROFESSIONAL LLC|2500
AKS|A K STEEL HLDG CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
AKS|A K STEEL HLDG CORP|EBXL|EBX LLC|1039700
AKS|A K STEEL HLDG CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|41081
AKS|A K STEEL HLDG CORP|EDJC|Edward Jones / CDS|944
AKS|A K STEEL HLDG CORP|EDJO|Edward D. Jones & Co., L.P.|142186
AKS|A K STEEL HLDG CORP|EGAM|CBOE TRADING, INC.|32694
AKS|A K STEEL HLDG CORP|EGAW|CBOE TRADING, INC.|1400
AKS|A K STEEL HLDG CORP|EGXM|CBOE TRADING, INC.|11906
AKS|A K STEEL HLDG CORP|ETBE|Electronic Transaction Clearing, Inc.|37036
AKS|A K STEEL HLDG CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
AKS|A K STEEL HLDG CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9991
AKS|A K STEEL HLDG CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7068
AKS|A K STEEL HLDG CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|500
AKS|A K STEEL HLDG CORP|ETRS|E*Trade Securities LLC|9829579
AKS|A K STEEL HLDG CORP|FBSB|U.S. Bancorp Investments, Inc.|355
AKS|A K STEEL HLDG CORP|FFSI|Firstrade Securities Inc.|2115
AKS|A K STEEL HLDG CORP|FILL|Tradestation Securities, Inc.|194996
AKS|A K STEEL HLDG CORP|FMAF|NBCN Inc./ CDS|22575
AKS|A K STEEL HLDG CORP|FORD|Fordham Financial Management, Inc.|1700
AKS|A K STEEL HLDG CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5900
AKS|A K STEEL HLDG CORP|FQLS|Quantlab Securities LP|766157
AKS|A K STEEL HLDG CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|169238
AKS|A K STEEL HLDG CORP|FTBR|Foliofn Investments, Inc.|1714
AKS|A K STEEL HLDG CORP|GBMT|GBM International, Inc.|177612
AKS|A K STEEL HLDG CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|50600
AKS|A K STEEL HLDG CORP|GLIS|TD Securities Inc|52938
AKS|A K STEEL HLDG CORP|GLPX|ACS EXECUTION SERVICES, LLC|81500
AKS|A K STEEL HLDG CORP|GSCO|GOLDMAN SACHS & CO. LLC|3188321
AKS|A K STEEL HLDG CORP|GSCS|GOLDMAN SACHS & CO. LLC|19213
AKS|A K STEEL HLDG CORP|GSLT|GOLDMAN SACHS & CO. LLC|34685
AKS|A K STEEL HLDG CORP|GTSY|GTS SECURITIES LLC|47500
AKS|A K STEEL HLDG CORP|GTSZ|GTS SECURITIES LLC|167801
AKS|A K STEEL HLDG CORP|HAPX|HAP Trading, LLC|700
AKS|A K STEEL HLDG CORP|HRBF|American Enterprise Investment Services Inc.|203305
AKS|A K STEEL HLDG CORP|HSBC|HSBC Securities, Inc.|10519
AKS|A K STEEL HLDG CORP|IATS|INTERACTIVE BROKERS LLC|366633
AKS|A K STEEL HLDG CORP|IBKR|Interactive Brokers Llc|302551
AKS|A K STEEL HLDG CORP|ICBX|INSTINET, LLC|874068
AKS|A K STEEL HLDG CORP|IEQY|CITADEL SECURITIES LLC|649501
AKS|A K STEEL HLDG CORP|INCA|INSTINET, LLC|642966
AKS|A K STEEL HLDG CORP|INJX|INSTINET, LLC|10734
AKS|A K STEEL HLDG CORP|ITGI|ITG Inc.|107618
AKS|A K STEEL HLDG CORP|ITGP|ITG INC.|990200
AKS|A K STEEL HLDG CORP|JANY|Janney Montgomery Scott Inc.|19956
AKS|A K STEEL HLDG CORP|JEFF|JEFFERIES LLC|616531
AKS|A K STEEL HLDG CORP|JMPT|JUMP TRADING, LLC|101411
AKS|A K STEEL HLDG CORP|JPBX|J.P. MORGAN SECURITIES LLC|517429
AKS|A K STEEL HLDG CORP|JPMX|J.P. Morgan Securities LLC|1742979
AKS|A K STEEL HLDG CORP|JSCL|JOSEPH STONE CAPITAL L.L.C.|180
AKS|A K STEEL HLDG CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|3400
AKS|A K STEEL HLDG CORP|JSJX|JANE STREET CAPITAL LLC|20124
AKS|A K STEEL HLDG CORP|JUTA|JUMP TRADING, LLC|24564
AKS|A K STEEL HLDG CORP|KCGM|VIRTU Americas LLC|578218
AKS|A K STEEL HLDG CORP|LEHM|Barclays Capital Inc./Le|4972140
AKS|A K STEEL HLDG CORP|LIME|Lime Brokerage LLC|372529
AKS|A K STEEL HLDG CORP|LOOP|Loop Capital Markets LLC|7245
AKS|A K STEEL HLDG CORP|LPCM|Lampert Capital Markets Inc.|1914
AKS|A K STEEL HLDG CORP|LQNB|LIQUIDNET, INC.|6000
AKS|A K STEEL HLDG CORP|LSCI|Lek Securities Corporation|23605
AKS|A K STEEL HLDG CORP|MAXM|Maxim Group LLC|6403
AKS|A K STEEL HLDG CORP|MBTS|ALLY INVEST SECURITIES LLC|32644
AKS|A K STEEL HLDG CORP|MCMF|Raymond James Ltd. Cds|9900
AKS|A K STEEL HLDG CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2449607
AKS|A K STEEL HLDG CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|50928
AKS|A K STEEL HLDG CORP|MOTF|MOTIF INVESTING, INC.|1
AKS|A K STEEL HLDG CORP|MPSG|E D & F Man Capital Markets Inc.|30941
AKS|A K STEEL HLDG CORP|MSCO|MORGAN STANLEY & CO. LLC|4783534
AKS|A K STEEL HLDG CORP|MSPL|MORGAN STANLEY & CO. LLC|3450700
AKS|A K STEEL HLDG CORP|MSTX|MORGAN STANLEY & CO. LLC|1461500
AKS|A K STEEL HLDG CORP|MULL|MARK J. MULLER EQUITIES, INC.|30800
AKS|A K STEEL HLDG CORP|NATL|National Securities Corporation|61033
AKS|A K STEEL HLDG CORP|NFSC|National Financial Services LLC|6546127
AKS|A K STEEL HLDG CORP|NITE|VIRTU Americas LLC|12048397
AKS|A K STEEL HLDG CORP|NITP|VIRTU Americas LLC|1171883
AKS|A K STEEL HLDG CORP|NQRB|Brut, LLC|30002
AKS|A K STEEL HLDG CORP|NTBF|BMO Nesbitt Burns Inc./CDS|62832
AKS|A K STEEL HLDG CORP|NTFN|Network 1 Financial Securities Inc.|800
AKS|A K STEEL HLDG CORP|NTRC|Northern Trust Securities, Inc.|1818
AKS|A K STEEL HLDG CORP|OHOS|TWO SIGMA SECURITIES, LLC|41283
AKS|A K STEEL HLDG CORP|OPCO|Oppenheimer & Co. Inc.|26456
AKS|A K STEEL HLDG CORP|PCFF|Pacific International Securities Inc./CDS|750
AKS|A K STEEL HLDG CORP|PCPT|PHILLIP CAPITAL INC.|796
AKS|A K STEEL HLDG CORP|PDQM|CODA MARKETS, INC.|118873
AKS|A K STEEL HLDG CORP|PHLY|NASDAQ Execution Services, LLC|52000
AKS|A K STEEL HLDG CORP|QMSR|QUATTRO M SECURITIES INC.|62933
AKS|A K STEEL HLDG CORP|RBCM|RBC CAPITAL MARKETS, LLC|214981
AKS|A K STEEL HLDG CORP|RGLD|Regal Securities, Inc|9000
AKS|A K STEEL HLDG CORP|SAGL|SAGETRADER, LLC|41392
AKS|A K STEEL HLDG CORP|SAGW|SAGETRADER, LLC|1601
AKS|A K STEEL HLDG CORP|SALI|INTL FCSTONE FINANCIAL INC.|74995
AKS|A K STEEL HLDG CORP|SBRX|MURIEL SIEBERT & CO INC|1800
AKS|A K STEEL HLDG CORP|SBSH|Citigroup Global Markets Inc.|512357
AKS|A K STEEL HLDG CORP|SGMT|GOLDMAN SACHS & CO. LLC|1291670
AKS|A K STEEL HLDG CORP|SPDR|SPEEDROUTE LLC|47179
AKS|A K STEEL HLDG CORP|SPNT|SEVEN POINTS CAPITAL, LLC|86800
AKS|A K STEEL HLDG CORP|SPTD|MINT GLOBAL MARKETS, INC.|1000
AKS|A K STEEL HLDG CORP|STFL|Stifel, Nicolaus & Company, Incorporated|57505
AKS|A K STEEL HLDG CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19642
AKS|A K STEEL HLDG CORP|SWIM|TD Ameritrade, Inc.|4740843
AKS|A K STEEL HLDG CORP|SWST|Hilltop Securities Inc.|127022
AKS|A K STEEL HLDG CORP|TKNG|ALLY INVEST SECURITIES LLC|260534
AKS|A K STEEL HLDG CORP|TRBT|Tradebot Systems, Inc.|479905
AKS|A K STEEL HLDG CORP|TRCM|TRC MARKETS LLC|116848
AKS|A K STEEL HLDG CORP|TWTT|TASTYWORKS, INC.|3205
AKS|A K STEEL HLDG CORP|UBSA|UBS SECURITIES LLC|4027688
AKS|A K STEEL HLDG CORP|UBSS|UBS Securities LLC|2546910
AKS|A K STEEL HLDG CORP|VALX|VIRTU AMERICAS LLC|303589
AKS|A K STEEL HLDG CORP|VGRD|Vanguard Marketing Corporation|536979
AKS|A K STEEL HLDG CORP|VSIN|Vision Financial Markets Llc|4150
AKS|A K STEEL HLDG CORP|WCHV|WELLS FARGO SECURITIES, LLC|1106981
AKS|A K STEEL HLDG CORP|WEDB|WEDBUSH SECURITIES INC.|370404
AKS|A K STEEL HLDG CORP|WEED|Weeden & Co.L.P.|118386
AKS|A K STEEL HLDG CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35721
AKS|A K STEEL HLDG CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|204685
AKS|A K STEEL HLDG CORP|WFPB|Wells Fargo Securities, LLC.|800
AKS|A K STEEL HLDG CORP|WGIF|CIBC World Markets Inc.|61694
AKS|A K STEEL HLDG CORP|WSEA|WOLVERINE SECURITIES, LLC|120863
AKS|A K STEEL HLDG CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|18051
AKS|A K STEEL HLDG CORP|XIST|INSTINET, LLC|411600
AKS|A K STEEL HLDG CORP|XPQR|Jump Trading|488
AKS|A K STEEL HLDG CORP|XPUS|XP SECURITIES, LLC|4755
AKS|A K STEEL HLDG CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|405810
AKS|A K STEEL HLDG CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|9046
AKS|A K STEEL HLDG CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48631
AKTS|AKOUSTIS TECHLGS CMN|ALTX|Alternet Securities Inc.|1300
AKTS|AKOUSTIS TECHLGS CMN|APCC|Apex Clearing Corporation|879
AKTS|AKOUSTIS TECHLGS CMN|BARD|Robert W. Baird & Co. Incorporated|1700
AKTS|AKOUSTIS TECHLGS CMN|BATM|CBOE TRADING, INC.|1121
AKTS|AKOUSTIS TECHLGS CMN|BAYC|BAY CREST PARTNERS, LLC|910
AKTS|AKOUSTIS TECHLGS CMN|BAYT|BTIG, LLC|4058
AKTS|AKOUSTIS TECHLGS CMN|BERN|Sanford C. Bernstein & Co., LLC|21
AKTS|AKOUSTIS TECHLGS CMN|BMOC|BMO Capital Markets Corp.|1814
AKTS|AKOUSTIS TECHLGS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|795
AKTS|AKOUSTIS TECHLGS CMN|BTIG|BTIG, LLC|1954
AKTS|AKOUSTIS TECHLGS CMN|CANT|Cantor Fitzgerald & Co.|139
AKTS|AKOUSTIS TECHLGS CMN|CHAS|Charles Schwab & Co., Inc.|125
AKTS|AKOUSTIS TECHLGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24346
AKTS|AKOUSTIS TECHLGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AKTS|AKOUSTIS TECHLGS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1988
AKTS|AKOUSTIS TECHLGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61149
AKTS|AKOUSTIS TECHLGS CMN|CTDL|Citadel Derivatives Group Llc|11091
AKTS|AKOUSTIS TECHLGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2310
AKTS|AKOUSTIS TECHLGS CMN|DADA|D.A. Davidson & Co.|5197
AKTS|AKOUSTIS TECHLGS CMN|DBAB|Deutsche Bank Securities Inc.|206724
AKTS|AKOUSTIS TECHLGS CMN|DBAX|Deutsche Bank Securities Inc.|14900
AKTS|AKOUSTIS TECHLGS CMN|DEAN|MORGAN STANLEY|17286
AKTS|AKOUSTIS TECHLGS CMN|DEGS|RONIN PROFESSIONAL LLC|33362
AKTS|AKOUSTIS TECHLGS CMN|EBXL|EBX LLC|32400
AKTS|AKOUSTIS TECHLGS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|995
AKTS|AKOUSTIS TECHLGS CMN|EDJO|Edward D. Jones & Co., L.P.|5500
AKTS|AKOUSTIS TECHLGS CMN|EGAM|CBOE TRADING, INC.|349
AKTS|AKOUSTIS TECHLGS CMN|EGXM|CBOE TRADING, INC.|700
AKTS|AKOUSTIS TECHLGS CMN|ETBE|Electronic Transaction Clearing, Inc.|700
AKTS|AKOUSTIS TECHLGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3203
AKTS|AKOUSTIS TECHLGS CMN|ETRS|E*Trade Securities LLC|104795
AKTS|AKOUSTIS TECHLGS CMN|FBCO|Credit Suisse Securities (USA) LLC|322716
AKTS|AKOUSTIS TECHLGS CMN|FBSB|U.S. Bancorp Investments, Inc.|150
AKTS|AKOUSTIS TECHLGS CMN|FILL|Tradestation Securities, Inc.|4346
AKTS|AKOUSTIS TECHLGS CMN|FMAF|NBCN Inc./ CDS|3400
AKTS|AKOUSTIS TECHLGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|237904
AKTS|AKOUSTIS TECHLGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12771
AKTS|AKOUSTIS TECHLGS CMN|FTBR|Foliofn Investments, Inc.|646
AKTS|AKOUSTIS TECHLGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|9797
AKTS|AKOUSTIS TECHLGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|8847
AKTS|AKOUSTIS TECHLGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|304073
AKTS|AKOUSTIS TECHLGS CMN|GSCS|GOLDMAN SACHS & CO. LLC|21121
AKTS|AKOUSTIS TECHLGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|1990
AKTS|AKOUSTIS TECHLGS CMN|GTSZ|GTS SECURITIES LLC|21089
AKTS|AKOUSTIS TECHLGS CMN|HRBF|American Enterprise Investment Services Inc.|5062
AKTS|AKOUSTIS TECHLGS CMN|HSBC|HSBC Securities, Inc.|100
AKTS|AKOUSTIS TECHLGS CMN|IATS|INTERACTIVE BROKERS LLC|25850
AKTS|AKOUSTIS TECHLGS CMN|IBKR|Interactive Brokers Llc|195702
AKTS|AKOUSTIS TECHLGS CMN|ICBX|INSTINET, LLC|2899
AKTS|AKOUSTIS TECHLGS CMN|IEQY|CITADEL SECURITIES LLC|1558
AKTS|AKOUSTIS TECHLGS CMN|INCA|INSTINET, LLC|72630
AKTS|AKOUSTIS TECHLGS CMN|INJX|INSTINET, LLC|1590
AKTS|AKOUSTIS TECHLGS CMN|ITGI|ITG Inc.|25179
AKTS|AKOUSTIS TECHLGS CMN|ITGP|ITG INC.|93200
AKTS|AKOUSTIS TECHLGS CMN|JEFF|JEFFERIES LLC|8963
AKTS|AKOUSTIS TECHLGS CMN|JGUN|Joseph Gunnar & Co.  LLC|3600
AKTS|AKOUSTIS TECHLGS CMN|JMPT|JUMP TRADING, LLC|578
AKTS|AKOUSTIS TECHLGS CMN|JPBX|J.P. MORGAN SECURITIES LLC|1487
AKTS|AKOUSTIS TECHLGS CMN|JPMX|J.P. Morgan Securities LLC|39023
AKTS|AKOUSTIS TECHLGS CMN|JSJX|JANE STREET CAPITAL LLC|200
AKTS|AKOUSTIS TECHLGS CMN|KCGM|VIRTU Americas LLC|3784
AKTS|AKOUSTIS TECHLGS CMN|KCRD|PHX FINANCIAL, INC.|557
AKTS|AKOUSTIS TECHLGS CMN|LEHM|Barclays Capital Inc./Le|175266
AKTS|AKOUSTIS TECHLGS CMN|LIME|Lime Brokerage LLC|46780
AKTS|AKOUSTIS TECHLGS CMN|LMGP|LIME BROKERAGE LLC|200
AKTS|AKOUSTIS TECHLGS CMN|LSCI|Lek Securities Corporation|260
AKTS|AKOUSTIS TECHLGS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|333
AKTS|AKOUSTIS TECHLGS CMN|MAXM|Maxim Group LLC|35063
AKTS|AKOUSTIS TECHLGS CMN|MICA|Spartan Securities Group, Ltd.|2000
AKTS|AKOUSTIS TECHLGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14438
AKTS|AKOUSTIS TECHLGS CMN|MSCO|MORGAN STANLEY & CO. LLC|550849
AKTS|AKOUSTIS TECHLGS CMN|MSPL|MORGAN STANLEY & CO. LLC|16900
AKTS|AKOUSTIS TECHLGS CMN|MSTX|MORGAN STANLEY & CO. LLC|14000
AKTS|AKOUSTIS TECHLGS CMN|NATL|National Securities Corporation|200
AKTS|AKOUSTIS TECHLGS CMN|NFSC|National Financial Services LLC|235102
AKTS|AKOUSTIS TECHLGS CMN|NITE|VIRTU Americas LLC|548358
AKTS|AKOUSTIS TECHLGS CMN|NITP|VIRTU Americas LLC|1100
AKTS|AKOUSTIS TECHLGS CMN|NQRB|Brut, LLC|2700
AKTS|AKOUSTIS TECHLGS CMN|OPCO|Oppenheimer & Co. Inc.|1600
AKTS|AKOUSTIS TECHLGS CMN|OTAA|OTA LLC|22
AKTS|AKOUSTIS TECHLGS CMN|PDQM|CODA MARKETS, INC.|15423
AKTS|AKOUSTIS TECHLGS CMN|PWJC|UBS Financial Services, Inc.|9068
AKTS|AKOUSTIS TECHLGS CMN|RAJA|Raymond James & Associates, Inc.|43070
AKTS|AKOUSTIS TECHLGS CMN|RBCM|RBC CAPITAL MARKETS, LLC|8500
AKTS|AKOUSTIS TECHLGS CMN|ROTH|Roth Capital Partners, LLC|10000
AKTS|AKOUSTIS TECHLGS CMN|SAGL|SAGETRADER, LLC|125
AKTS|AKOUSTIS TECHLGS CMN|SBSH|Citigroup Global Markets Inc.|66609
AKTS|AKOUSTIS TECHLGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|6351
AKTS|AKOUSTIS TECHLGS CMN|SPDR|SPEEDROUTE LLC|3449
AKTS|AKOUSTIS TECHLGS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|800
AKTS|AKOUSTIS TECHLGS CMN|SWIM|TD Ameritrade, Inc.|82054
AKTS|AKOUSTIS TECHLGS CMN|TDCO|Thompson Davis & Co., Inc.|14300
AKTS|AKOUSTIS TECHLGS CMN|TKNG|ALLY INVEST SECURITIES LLC|7733
AKTS|AKOUSTIS TECHLGS CMN|TRCM|TRC MARKETS LLC|7700
AKTS|AKOUSTIS TECHLGS CMN|UBSA|UBS SECURITIES LLC|90867
AKTS|AKOUSTIS TECHLGS CMN|UBSS|UBS Securities LLC|499823
AKTS|AKOUSTIS TECHLGS CMN|VALX|VIRTU AMERICAS LLC|7230
AKTS|AKOUSTIS TECHLGS CMN|VGRD|Vanguard Marketing Corporation|25719
AKTS|AKOUSTIS TECHLGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|82328
AKTS|AKOUSTIS TECHLGS CMN|WEDB|WEDBUSH SECURITIES INC.|11895
AKTS|AKOUSTIS TECHLGS CMN|WEED|Weeden & Co.L.P.|1900
AKTS|AKOUSTIS TECHLGS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|274
AKTS|AKOUSTIS TECHLGS CMN|WFPB|Wells Fargo Securities, LLC.|487
AKTS|AKOUSTIS TECHLGS CMN|WGIF|CIBC World Markets Inc.|900
AKTS|AKOUSTIS TECHLGS CMN|WSEA|WOLVERINE SECURITIES, LLC|3916
AKTS|AKOUSTIS TECHLGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|7900
AKTS|AKOUSTIS TECHLGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|700
AKTS|AKOUSTIS TECHLGS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5162
AKTX|AKARI THERAPEUTICS|ALTX|Alternet Securities Inc.|3200
AKTX|AKARI THERAPEUTICS|APCC|Apex Clearing Corporation|12624
AKTX|AKARI THERAPEUTICS|BATM|CBOE TRADING, INC.|200
AKTX|AKARI THERAPEUTICS|BAYT|BTIG, LLC|19110
AKTX|AKARI THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|121290
AKTX|AKARI THERAPEUTICS|BIMI|Banca IMI Securities Corp.|9880
AKTX|AKARI THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
AKTX|AKARI THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|193520
AKTX|AKARI THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2505
AKTX|AKARI THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
AKTX|AKARI THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44582
AKTX|AKARI THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
AKTX|AKARI THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|10890
AKTX|AKARI THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|7300
AKTX|AKARI THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|3864
AKTX|AKARI THERAPEUTICS|EBXL|EBX LLC|10300
AKTX|AKARI THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1500
AKTX|AKARI THERAPEUTICS|EGAM|CBOE TRADING, INC.|400
AKTX|AKARI THERAPEUTICS|EGXM|CBOE TRADING, INC.|1235
AKTX|AKARI THERAPEUTICS|EGXW|CBOE TRADING, INC.|10813
AKTX|AKARI THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|100
AKTX|AKARI THERAPEUTICS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2391
AKTX|AKARI THERAPEUTICS|ETRS|E*Trade Securities LLC|173504
AKTX|AKARI THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|37983
AKTX|AKARI THERAPEUTICS|FILL|Tradestation Securities, Inc.|14000
AKTX|AKARI THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|250340
AKTX|AKARI THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
AKTX|AKARI THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|2864
AKTX|AKARI THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|1229
AKTX|AKARI THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|4500
AKTX|AKARI THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|2100
AKTX|AKARI THERAPEUTICS|GTSZ|GTS SECURITIES LLC|11182
AKTX|AKARI THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|6600
AKTX|AKARI THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|18632
AKTX|AKARI THERAPEUTICS|IBKR|Interactive Brokers Llc|189586
AKTX|AKARI THERAPEUTICS|ICBX|INSTINET, LLC|4303
AKTX|AKARI THERAPEUTICS|INCA|INSTINET, LLC|19963
AKTX|AKARI THERAPEUTICS|INJX|INSTINET, LLC|26104
AKTX|AKARI THERAPEUTICS|ITGI|ITG Inc.|3145
AKTX|AKARI THERAPEUTICS|ITGP|ITG INC.|7400
AKTX|AKARI THERAPEUTICS|JEFF|JEFFERIES LLC|56800
AKTX|AKARI THERAPEUTICS|JMPT|JUMP TRADING, LLC|29
AKTX|AKARI THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|9600
AKTX|AKARI THERAPEUTICS|KCGM|VIRTU Americas LLC|18800
AKTX|AKARI THERAPEUTICS|LEHM|Barclays Capital Inc./Le|9700
AKTX|AKARI THERAPEUTICS|LIME|Lime Brokerage LLC|14110
AKTX|AKARI THERAPEUTICS|LSCI|Lek Securities Corporation|600
AKTX|AKARI THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
AKTX|AKARI THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
AKTX|AKARI THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|67627
AKTX|AKARI THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|5900
AKTX|AKARI THERAPEUTICS|NESC|Northeast Securities, Inc.|8000
AKTX|AKARI THERAPEUTICS|NFSC|National Financial Services LLC|214419
AKTX|AKARI THERAPEUTICS|NITE|VIRTU Americas LLC|429394
AKTX|AKARI THERAPEUTICS|NITP|VIRTU Americas LLC|158
AKTX|AKARI THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|150
AKTX|AKARI THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|1440
AKTX|AKARI THERAPEUTICS|PDQM|CODA MARKETS, INC.|1629
AKTX|AKARI THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|19330
AKTX|AKARI THERAPEUTICS|SAGL|SAGETRADER, LLC|6005
AKTX|AKARI THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|1000
AKTX|AKARI THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|2700
AKTX|AKARI THERAPEUTICS|SPDR|SPEEDROUTE LLC|2753
AKTX|AKARI THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|1900
AKTX|AKARI THERAPEUTICS|SWIM|TD Ameritrade, Inc.|204443
AKTX|AKARI THERAPEUTICS|SWST|Hilltop Securities Inc.|1100
AKTX|AKARI THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|1700
AKTX|AKARI THERAPEUTICS|TRCM|TRC MARKETS LLC|300
AKTX|AKARI THERAPEUTICS|TWTT|TASTYWORKS, INC.|200
AKTX|AKARI THERAPEUTICS|UBSA|UBS SECURITIES LLC|81397
AKTX|AKARI THERAPEUTICS|UBSS|UBS Securities LLC|31783
AKTX|AKARI THERAPEUTICS|VALX|VIRTU AMERICAS LLC|1123
AKTX|AKARI THERAPEUTICS|VGRD|Vanguard Marketing Corporation|5451
AKTX|AKARI THERAPEUTICS|VSIN|Vision Financial Markets Llc|19536
AKTX|AKARI THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|1425
AKTX|AKARI THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|20246
AKTX|AKARI THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2670
AKTX|AKARI THERAPEUTICS|WGIF|CIBC World Markets Inc.|3579
AKTX|AKARI THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|4558
AKTX|AKARI THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|43700
AL|AIR LEASING CORP|ADAM|CANACCORD GENUITY INC.|1346
AL|AIR LEASING CORP|AGIS|Aegis Capital Corp.|250
AL|AIR LEASING CORP|ALTX|Alternet Securities Inc.|3818
AL|AIR LEASING CORP|APCC|Apex Clearing Corporation|239
AL|AIR LEASING CORP|AQUA|AQUA SECURITIES L.P.|12500
AL|AIR LEASING CORP|BANK|Primevest Financial Services, Inc.|50
AL|AIR LEASING CORP|BARD|Robert W. Baird & Co. Incorporated|4463
AL|AIR LEASING CORP|BATM|CBOE TRADING, INC.|4017
AL|AIR LEASING CORP|BAYT|BTIG, LLC|300
AL|AIR LEASING CORP|BBNT|BB&T SECURITIES, LLC|573
AL|AIR LEASING CORP|BERN|Sanford C. Bernstein & Co., LLC|2025
AL|AIR LEASING CORP|BIDS|BIDS TRADING L.P.|600
AL|AIR LEASING CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1935
AL|AIR LEASING CORP|BLKX|INSTINET, LLC|25000
AL|AIR LEASING CORP|BNPX|BNP PARIBAS SECURITIES CORP.|408
AL|AIR LEASING CORP|BYXM|CBOE TRADING, INC.|506
AL|AIR LEASING CORP|BZYD|GOLDMAN SACHS & CO. LLC|996
AL|AIR LEASING CORP|CANT|Cantor Fitzgerald & Co.|1010
AL|AIR LEASING CORP|CHAS|Charles Schwab & Co., Inc.|1358
AL|AIR LEASING CORP|CIST|Capital Institutional Services, Inc.|532
AL|AIR LEASING CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41635
AL|AIR LEASING CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AL|AIR LEASING CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1188
AL|AIR LEASING CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|299428
AL|AIR LEASING CORP|CTDL|Citadel Derivatives Group Llc|4013
AL|AIR LEASING CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|54920
AL|AIR LEASING CORP|DADA|D.A. Davidson & Co.|425
AL|AIR LEASING CORP|DAVA|Davenport & Company LLC|800
AL|AIR LEASING CORP|DBAB|Deutsche Bank Securities Inc.|216075
AL|AIR LEASING CORP|DBAX|Deutsche Bank Securities Inc.|176000
AL|AIR LEASING CORP|DBUL|Deutsche Bank Securities Inc.|1993
AL|AIR LEASING CORP|DEAN|MORGAN STANLEY|5860
AL|AIR LEASING CORP|EBXL|EBX LLC|145400
AL|AIR LEASING CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5309
AL|AIR LEASING CORP|EDJO|Edward D. Jones & Co., L.P.|1562
AL|AIR LEASING CORP|EGAM|CBOE TRADING, INC.|7605
AL|AIR LEASING CORP|EGAW|CBOE TRADING, INC.|264
AL|AIR LEASING CORP|EGMT|EG MARKET TECHNOLOGIES LLC|811
AL|AIR LEASING CORP|EGXM|CBOE TRADING, INC.|545
AL|AIR LEASING CORP|EGXW|CBOE TRADING, INC.|100
AL|AIR LEASING CORP|ETBE|Electronic Transaction Clearing, Inc.|7494
AL|AIR LEASING CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
AL|AIR LEASING CORP|ETCC|Electronic Transaction Clearing, Inc.|700
AL|AIR LEASING CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7031
AL|AIR LEASING CORP|ETRS|E*Trade Securities LLC|42337
AL|AIR LEASING CORP|FILL|Tradestation Securities, Inc.|71
AL|AIR LEASING CORP|FINX|FINTECH SECURITIES|437
AL|AIR LEASING CORP|FMAF|NBCN Inc./ CDS|4410
AL|AIR LEASING CORP|FQLS|Quantlab Securities LP|161552
AL|AIR LEASING CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77888
AL|AIR LEASING CORP|FTBR|Foliofn Investments, Inc.|2967
AL|AIR LEASING CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1171
AL|AIR LEASING CORP|GLIS|TD Securities Inc|1560
AL|AIR LEASING CORP|GLPX|ACS EXECUTION SERVICES, LLC|9511
AL|AIR LEASING CORP|GSCO|GOLDMAN SACHS & CO. LLC|322295
AL|AIR LEASING CORP|GSCS|GOLDMAN SACHS & CO. LLC|1653
AL|AIR LEASING CORP|GSLT|GOLDMAN SACHS & CO. LLC|4648
AL|AIR LEASING CORP|GTSZ|GTS SECURITIES LLC|89683
AL|AIR LEASING CORP|HPPX|POTAMUS TRADING, LLC|565
AL|AIR LEASING CORP|HRBF|American Enterprise Investment Services Inc.|6751
AL|AIR LEASING CORP|HSBC|HSBC Securities, Inc.|2820
AL|AIR LEASING CORP|IATS|INTERACTIVE BROKERS LLC|8776
AL|AIR LEASING CORP|IBKR|Interactive Brokers Llc|14216
AL|AIR LEASING CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|270
AL|AIR LEASING CORP|ICBX|INSTINET, LLC|24500
AL|AIR LEASING CORP|INCA|INSTINET, LLC|136961
AL|AIR LEASING CORP|INJX|INSTINET, LLC|2159
AL|AIR LEASING CORP|ITGI|ITG Inc.|59883
AL|AIR LEASING CORP|ITGP|ITG INC.|125000
AL|AIR LEASING CORP|JANY|Janney Montgomery Scott Inc.|590
AL|AIR LEASING CORP|JEFF|JEFFERIES LLC|46802
AL|AIR LEASING CORP|JMPT|JUMP TRADING, LLC|40035
AL|AIR LEASING CORP|JPBX|J.P. MORGAN SECURITIES LLC|70100
AL|AIR LEASING CORP|JPMX|J.P. Morgan Securities LLC|210032
AL|AIR LEASING CORP|JSJX|JANE STREET CAPITAL LLC|3426
AL|AIR LEASING CORP|KCGM|VIRTU Americas LLC|48002
AL|AIR LEASING CORP|LEHM|Barclays Capital Inc./Le|2013022
AL|AIR LEASING CORP|LIME|Lime Brokerage LLC|7336
AL|AIR LEASING CORP|LQNA|LIQUIDNET, INC.|57800
AL|AIR LEASING CORP|MCMF|Raymond James Ltd. Cds|425
AL|AIR LEASING CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90454
AL|AIR LEASING CORP|MNDX|TJM Investments, LLC|6885
AL|AIR LEASING CORP|MOTF|MOTIF INVESTING, INC.|2
AL|AIR LEASING CORP|MSCO|MORGAN STANLEY & CO. LLC|722044
AL|AIR LEASING CORP|MSPL|MORGAN STANLEY & CO. LLC|270700
AL|AIR LEASING CORP|MSTX|MORGAN STANLEY & CO. LLC|123300
AL|AIR LEASING CORP|NFSC|National Financial Services LLC|209307
AL|AIR LEASING CORP|NITE|VIRTU Americas LLC|317210
AL|AIR LEASING CORP|NITP|VIRTU Americas LLC|200
AL|AIR LEASING CORP|NQRB|Brut, LLC|8824
AL|AIR LEASING CORP|NTRC|Northern Trust Securities, Inc.|162
AL|AIR LEASING CORP|OPCO|Oppenheimer & Co. Inc.|1384
AL|AIR LEASING CORP|PDQM|CODA MARKETS, INC.|48576
AL|AIR LEASING CORP|PHLY|NASDAQ Execution Services, LLC|1200
AL|AIR LEASING CORP|PIPR|Piper Jaffray & Co.|1744
AL|AIR LEASING CORP|PWJC|UBS Financial Services, Inc.|5360
AL|AIR LEASING CORP|RBCM|RBC CAPITAL MARKETS, LLC|66474
AL|AIR LEASING CORP|RGLD|Regal Securities, Inc|8
AL|AIR LEASING CORP|SAGL|SAGETRADER, LLC|2100
AL|AIR LEASING CORP|SAGW|SAGETRADER, LLC|121
AL|AIR LEASING CORP|SALI|INTL FCSTONE FINANCIAL INC.|600
AL|AIR LEASING CORP|SBSH|Citigroup Global Markets Inc.|60617
AL|AIR LEASING CORP|SEIC|SEI Investments Distribution Co.|857
AL|AIR LEASING CORP|SGMT|GOLDMAN SACHS & CO. LLC|52420
AL|AIR LEASING CORP|SPDR|SPEEDROUTE LLC|7951
AL|AIR LEASING CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1000
AL|AIR LEASING CORP|STFL|Stifel, Nicolaus & Company, Incorporated|28454
AL|AIR LEASING CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5491
AL|AIR LEASING CORP|SWIM|TD Ameritrade, Inc.|8293
AL|AIR LEASING CORP|SWST|Hilltop Securities Inc.|300
AL|AIR LEASING CORP|TKNG|ALLY INVEST SECURITIES LLC|661
AL|AIR LEASING CORP|TRBT|Tradebot Systems, Inc.|112669
AL|AIR LEASING CORP|TRCM|TRC MARKETS LLC|62582
AL|AIR LEASING CORP|TWTT|TASTYWORKS, INC.|100
AL|AIR LEASING CORP|UBSA|UBS SECURITIES LLC|316368
AL|AIR LEASING CORP|UBSS|UBS Securities LLC|425221
AL|AIR LEASING CORP|VALX|VIRTU AMERICAS LLC|3606
AL|AIR LEASING CORP|VGRD|Vanguard Marketing Corporation|7661
AL|AIR LEASING CORP|VNDS|VANDHAM SECURITIES CORP|3287
AL|AIR LEASING CORP|WBLR|WILLIAM BLAIR|301
AL|AIR LEASING CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|602
AL|AIR LEASING CORP|WCHV|WELLS FARGO SECURITIES, LLC|440901
AL|AIR LEASING CORP|WDNX|WEEDEN & CO.L.P.|2876
AL|AIR LEASING CORP|WEDB|WEDBUSH SECURITIES INC.|1576
AL|AIR LEASING CORP|WEED|Weeden & Co.L.P.|1300
AL|AIR LEASING CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4615
AL|AIR LEASING CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2204
AL|AIR LEASING CORP|WGIF|CIBC World Markets Inc.|305
AL|AIR LEASING CORP|WSEA|WOLVERINE SECURITIES, LLC|2533
AL|AIR LEASING CORP|XIST|INSTINET, LLC|36000
AL|AIR LEASING CORP|XPQR|Jump Trading|886
AL|AIR LEASING CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|23140
AL|AIR LEASING CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|426
AL|AIR LEASING CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4240
ALB|ALBEMARLE CP|ABLE|NATIXIS Securities Americas LLC|345000
ALB|ALBEMARLE CP|AGIS|Aegis Capital Corp.|1825
ALB|ALBEMARLE CP|ALTX|Alternet Securities Inc.|12656
ALB|ALBEMARLE CP|APCC|Apex Clearing Corporation|1867
ALB|ALBEMARLE CP|BANK|Primevest Financial Services, Inc.|352
ALB|ALBEMARLE CP|BARD|Robert W. Baird & Co. Incorporated|19273
ALB|ALBEMARLE CP|BATM|CBOE TRADING, INC.|15811
ALB|ALBEMARLE CP|BAYC|BAY CREST PARTNERS, LLC|1450
ALB|ALBEMARLE CP|BAYT|BTIG, LLC|1300
ALB|ALBEMARLE CP|BBNT|BB&T SECURITIES, LLC|9964
ALB|ALBEMARLE CP|BERN|Sanford C. Bernstein & Co., LLC|130577
ALB|ALBEMARLE CP|BIDS|BIDS TRADING L.P.|400
ALB|ALBEMARLE CP|BIMI|Banca IMI Securities Corp.|3391
ALB|ALBEMARLE CP|BKCM|BNY Mellon Capital Markets LLC|542
ALB|ALBEMARLE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26120
ALB|ALBEMARLE CP|BLKX|INSTINET, LLC|27540
ALB|ALBEMARLE CP|BMOC|BMO Capital Markets Corp.|28393
ALB|ALBEMARLE CP|BMSI|BULL MARKET SECURITIES, INC.|25
ALB|ALBEMARLE CP|BNPX|BNP PARIBAS SECURITIES CORP.|209548
ALB|ALBEMARLE CP|BOSC|Boenning & Scattergood, Inc.|700
ALB|ALBEMARLE CP|BRGE|Newbridge Securities Corp.|195
ALB|ALBEMARLE CP|BTIG|BTIG, LLC|2685
ALB|ALBEMARLE CP|BYXM|CBOE TRADING, INC.|2146
ALB|ALBEMARLE CP|BZYD|GOLDMAN SACHS & CO. LLC|300
ALB|ALBEMARLE CP|CABR|Cabrera Capital Markets, Inc.|360
ALB|ALBEMARLE CP|CANT|Cantor Fitzgerald & Co.|300
ALB|ALBEMARLE CP|CHAS|Charles Schwab & Co., Inc.|1489
ALB|ALBEMARLE CP|CIBP|CIBC World Markets Corp.|6641
ALB|ALBEMARLE CP|CICF|Canaccord Genuity Corp.|11059
ALB|ALBEMARLE CP|CIOI|CITIGROUP GLOBAL MARKETS INC|33000
ALB|ALBEMARLE CP|CIST|Capital Institutional Services, Inc.|2744
ALB|ALBEMARLE CP|CNFR|Cowen Prime Services LLC|200
ALB|ALBEMARLE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|168474
ALB|ALBEMARLE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3505
ALB|ALBEMARLE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|220
ALB|ALBEMARLE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|431774
ALB|ALBEMARLE CP|CTDL|Citadel Derivatives Group Llc|6202
ALB|ALBEMARLE CP|CTLR|CUTLER GROUP, LP|100
ALB|ALBEMARLE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|33486
ALB|ALBEMARLE CP|DADA|D.A. Davidson & Co.|1780
ALB|ALBEMARLE CP|DAVA|Davenport & Company LLC|1488
ALB|ALBEMARLE CP|DBAB|Deutsche Bank Securities Inc.|227333
ALB|ALBEMARLE CP|DBAX|Deutsche Bank Securities Inc.|344400
ALB|ALBEMARLE CP|DBUL|Deutsche Bank Securities Inc.|9038
ALB|ALBEMARLE CP|DCHF|Dart Executions, LLC|4508
ALB|ALBEMARLE CP|DEAN|MORGAN STANLEY|8466
ALB|ALBEMARLE CP|DEGS|RONIN PROFESSIONAL LLC|100
ALB|ALBEMARLE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|502
ALB|ALBEMARLE CP|DRWK|DRW SECURITIES, L.L.C.|5104
ALB|ALBEMARLE CP|EBXL|EBX LLC|209900
ALB|ALBEMARLE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|28174
ALB|ALBEMARLE CP|EDJC|Edward Jones / CDS|1906
ALB|ALBEMARLE CP|EDJO|Edward D. Jones & Co., L.P.|11702
ALB|ALBEMARLE CP|EGAM|CBOE TRADING, INC.|18205
ALB|ALBEMARLE CP|EGAW|CBOE TRADING, INC.|17
ALB|ALBEMARLE CP|EGMT|EG MARKET TECHNOLOGIES LLC|1268
ALB|ALBEMARLE CP|EGXM|CBOE TRADING, INC.|5403
ALB|ALBEMARLE CP|EGXW|CBOE TRADING, INC.|600
ALB|ALBEMARLE CP|ESPO|ESPOSITO SECURITIES, LLC|74
ALB|ALBEMARLE CP|ETBE|Electronic Transaction Clearing, Inc.|38467
ALB|ALBEMARLE CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|900
ALB|ALBEMARLE CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
ALB|ALBEMARLE CP|ETCC|Electronic Transaction Clearing, Inc.|609
ALB|ALBEMARLE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38380
ALB|ALBEMARLE CP|ETRS|E*Trade Securities LLC|233357
ALB|ALBEMARLE CP|FBSB|U.S. Bancorp Investments, Inc.|26
ALB|ALBEMARLE CP|FILL|Tradestation Securities, Inc.|9260
ALB|ALBEMARLE CP|FINX|FINTECH SECURITIES|332
ALB|ALBEMARLE CP|FMAF|NBCN Inc./ CDS|2001
ALB|ALBEMARLE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5245
ALB|ALBEMARLE CP|FQLS|Quantlab Securities LP|299496
ALB|ALBEMARLE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99829
ALB|ALBEMARLE CP|FTBR|Foliofn Investments, Inc.|3043
ALB|ALBEMARLE CP|GARC|ICAP Corporates LLC|300
ALB|ALBEMARLE CP|GBMT|GBM International, Inc.|11
ALB|ALBEMARLE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2459
ALB|ALBEMARLE CP|GLIS|TD Securities Inc|16278
ALB|ALBEMARLE CP|GLPX|ACS EXECUTION SERVICES, LLC|66318
ALB|ALBEMARLE CP|GSCO|GOLDMAN SACHS & CO. LLC|1266656
ALB|ALBEMARLE CP|GSCS|GOLDMAN SACHS & CO. LLC|7668
ALB|ALBEMARLE CP|GSLT|GOLDMAN SACHS & CO. LLC|7753
ALB|ALBEMARLE CP|GTSZ|GTS SECURITIES LLC|90874
ALB|ALBEMARLE CP|HAPX|HAP Trading, LLC|495
ALB|ALBEMARLE CP|HRBF|American Enterprise Investment Services Inc.|18183
ALB|ALBEMARLE CP|HSBC|HSBC Securities, Inc.|41675
ALB|ALBEMARLE CP|IATS|INTERACTIVE BROKERS LLC|29910
ALB|ALBEMARLE CP|IBKR|Interactive Brokers Llc|26770
ALB|ALBEMARLE CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
ALB|ALBEMARLE CP|ICBX|INSTINET, LLC|59700
ALB|ALBEMARLE CP|IEQY|CITADEL SECURITIES LLC|146915
ALB|ALBEMARLE CP|IMPC|Imperial Capital, LLC|1300
ALB|ALBEMARLE CP|INCA|INSTINET, LLC|365124
ALB|ALBEMARLE CP|INJX|INSTINET, LLC|10288
ALB|ALBEMARLE CP|ITGI|ITG Inc.|18795
ALB|ALBEMARLE CP|ITGP|ITG INC.|66000
ALB|ALBEMARLE CP|JANY|Janney Montgomery Scott Inc.|5232
ALB|ALBEMARLE CP|JEFF|JEFFERIES LLC|123179
ALB|ALBEMARLE CP|JMPT|JUMP TRADING, LLC|60503
ALB|ALBEMARLE CP|JONE|JonesTrading|402
ALB|ALBEMARLE CP|JPBX|J.P. MORGAN SECURITIES LLC|207968
ALB|ALBEMARLE CP|JPMX|J.P. Morgan Securities LLC|577862
ALB|ALBEMARLE CP|JSJX|JANE STREET CAPITAL LLC|14666
ALB|ALBEMARLE CP|KCGM|VIRTU Americas LLC|74252
ALB|ALBEMARLE CP|KCRD|PHX FINANCIAL, INC.|34
ALB|ALBEMARLE CP|KING|C. L. King & Associates, Inc.|26
ALB|ALBEMARLE CP|LEHM|Barclays Capital Inc./Le|1136545
ALB|ALBEMARLE CP|LIME|Lime Brokerage LLC|23038
ALB|ALBEMARLE CP|LOOP|Loop Capital Markets LLC|183
ALB|ALBEMARLE CP|LQNA|LIQUIDNET, INC.|89800
ALB|ALBEMARLE CP|LQNB|LIQUIDNET, INC.|101
ALB|ALBEMARLE CP|LSCI|Lek Securities Corporation|101182
ALB|ALBEMARLE CP|MACC|Mid Atlantic Capital Corporation|10
ALB|ALBEMARLE CP|MACQ|Macquarie Capital (USA) Inc.|1353
ALB|ALBEMARLE CP|MAXM|Maxim Group LLC|13895
ALB|ALBEMARLE CP|MBTS|ALLY INVEST SECURITIES LLC|16156
ALB|ALBEMARLE CP|MCMF|Raymond James Ltd. Cds|2134
ALB|ALBEMARLE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107154
ALB|ALBEMARLE CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ALB|ALBEMARLE CP|MOTF|MOTIF INVESTING, INC.|27
ALB|ALBEMARLE CP|MPSG|E D & F Man Capital Markets Inc.|640
ALB|ALBEMARLE CP|MSCO|MORGAN STANLEY & CO. LLC|1441370
ALB|ALBEMARLE CP|MSPL|MORGAN STANLEY & CO. LLC|332400
ALB|ALBEMARLE CP|MSTX|MORGAN STANLEY & CO. LLC|234800
ALB|ALBEMARLE CP|NATL|National Securities Corporation|2480
ALB|ALBEMARLE CP|NBCS|NBC Securities, INC.|250
ALB|ALBEMARLE CP|NFSC|National Financial Services LLC|286011
ALB|ALBEMARLE CP|NITE|VIRTU Americas LLC|678190
ALB|ALBEMARLE CP|NMRA|Nomura Securities International, Inc.|500
ALB|ALBEMARLE CP|NQRB|Brut, LLC|23633
ALB|ALBEMARLE CP|NTBF|BMO Nesbitt Burns Inc./CDS|418
ALB|ALBEMARLE CP|NTRC|Northern Trust Securities, Inc.|14049
ALB|ALBEMARLE CP|OHOS|TWO SIGMA SECURITIES, LLC|59571
ALB|ALBEMARLE CP|OPCO|Oppenheimer & Co. Inc.|3649
ALB|ALBEMARLE CP|PAUL|Paulson Investment Company, Inc.|10
ALB|ALBEMARLE CP|PDQM|CODA MARKETS, INC.|115356
ALB|ALBEMARLE CP|PHLY|NASDAQ Execution Services, LLC|62000
ALB|ALBEMARLE CP|PWJC|UBS Financial Services, Inc.|6265
ALB|ALBEMARLE CP|QMSR|QUATTRO M SECURITIES INC.|936
ALB|ALBEMARLE CP|RBCM|RBC CAPITAL MARKETS, LLC|25013
ALB|ALBEMARLE CP|RHCO|Suntrust Robinson Humphrey, Inc.|200
ALB|ALBEMARLE CP|SAGL|SAGETRADER, LLC|14285
ALB|ALBEMARLE CP|SALI|INTL FCSTONE FINANCIAL INC.|2197
ALB|ALBEMARLE CP|SBSH|Citigroup Global Markets Inc.|215001
ALB|ALBEMARLE CP|SEIC|SEI Investments Distribution Co.|300
ALB|ALBEMARLE CP|SGMT|GOLDMAN SACHS & CO. LLC|134266
ALB|ALBEMARLE CP|SPDR|SPEEDROUTE LLC|18320
ALB|ALBEMARLE CP|SPHN|Stephens Inc.|1743
ALB|ALBEMARLE CP|STFC|Stuart Frankel & Co., Incorporated|6117
ALB|ALBEMARLE CP|STFL|Stifel, Nicolaus & Company, Incorporated|56407
ALB|ALBEMARLE CP|STKP|STOCKPILE INVESTMENTS, INC.|78
ALB|ALBEMARLE CP|STRS|STRATEGAS RESEARCH PARTNERS|600
ALB|ALBEMARLE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4137
ALB|ALBEMARLE CP|SWIM|TD Ameritrade, Inc.|118475
ALB|ALBEMARLE CP|SWST|Hilltop Securities Inc.|1918
ALB|ALBEMARLE CP|TAGC|TELSEY ADVISORY GROUP LLC|635
ALB|ALBEMARLE CP|TKNG|ALLY INVEST SECURITIES LLC|1899
ALB|ALBEMARLE CP|TMBR|Timber Hill LLC|38
ALB|ALBEMARLE CP|TRBT|Tradebot Systems, Inc.|176754
ALB|ALBEMARLE CP|TRCM|TRC MARKETS LLC|148212
ALB|ALBEMARLE CP|TWTT|TASTYWORKS, INC.|220
ALB|ALBEMARLE CP|UBSA|UBS SECURITIES LLC|759121
ALB|ALBEMARLE CP|UBSS|UBS Securities LLC|1172558
ALB|ALBEMARLE CP|VALX|VIRTU AMERICAS LLC|25930
ALB|ALBEMARLE CP|VGRD|Vanguard Marketing Corporation|24646
ALB|ALBEMARLE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2332
ALB|ALBEMARLE CP|WCHV|WELLS FARGO SECURITIES, LLC|264694
ALB|ALBEMARLE CP|WDNX|WEEDEN & CO.L.P.|76
ALB|ALBEMARLE CP|WEDB|WEDBUSH SECURITIES INC.|1495
ALB|ALBEMARLE CP|WEED|Weeden & Co.L.P.|1417
ALB|ALBEMARLE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48463
ALB|ALBEMARLE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59592
ALB|ALBEMARLE CP|WGIF|CIBC World Markets Inc.|2087
ALB|ALBEMARLE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|517
ALB|ALBEMARLE CP|WSEA|WOLVERINE SECURITIES, LLC|21657
ALB|ALBEMARLE CP|XIST|INSTINET, LLC|45436
ALB|ALBEMARLE CP|XPQR|Jump Trading|2869
ALB|ALBEMARLE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|58398
ALB|ALBEMARLE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2460
ALB|ALBEMARLE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6402
ALBO|ALBIREO PHARMA, INC.|ALLN|Allen & Company LLC|100
ALBO|ALBIREO PHARMA, INC.|ALTX|Alternet Securities Inc.|3330
ALBO|ALBIREO PHARMA, INC.|APCC|Apex Clearing Corporation|1300
ALBO|ALBIREO PHARMA, INC.|BATM|CBOE TRADING, INC.|1615
ALBO|ALBIREO PHARMA, INC.|BAYC|BAY CREST PARTNERS, LLC|598
ALBO|ALBIREO PHARMA, INC.|BMOC|BMO Capital Markets Corp.|686
ALBO|ALBIREO PHARMA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1308
ALBO|ALBIREO PHARMA, INC.|BTIG|BTIG, LLC|238
ALBO|ALBIREO PHARMA, INC.|BYXM|CBOE TRADING, INC.|994
ALBO|ALBIREO PHARMA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43918
ALBO|ALBIREO PHARMA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32463
ALBO|ALBIREO PHARMA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15108
ALBO|ALBIREO PHARMA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48846
ALBO|ALBIREO PHARMA, INC.|CTDL|Citadel Derivatives Group Llc|4079
ALBO|ALBIREO PHARMA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
ALBO|ALBIREO PHARMA, INC.|DBAB|Deutsche Bank Securities Inc.|132517
ALBO|ALBIREO PHARMA, INC.|DBAX|Deutsche Bank Securities Inc.|31400
ALBO|ALBIREO PHARMA, INC.|DBUL|Deutsche Bank Securities Inc.|200
ALBO|ALBIREO PHARMA, INC.|DEAN|MORGAN STANLEY|7500
ALBO|ALBIREO PHARMA, INC.|DEGS|RONIN PROFESSIONAL LLC|22657
ALBO|ALBIREO PHARMA, INC.|DRWK|DRW SECURITIES, L.L.C.|1244
ALBO|ALBIREO PHARMA, INC.|EBXL|EBX LLC|33100
ALBO|ALBIREO PHARMA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|243
ALBO|ALBIREO PHARMA, INC.|EGAM|CBOE TRADING, INC.|3652
ALBO|ALBIREO PHARMA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
ALBO|ALBIREO PHARMA, INC.|EGXM|CBOE TRADING, INC.|403
ALBO|ALBIREO PHARMA, INC.|ETBE|Electronic Transaction Clearing, Inc.|16420
ALBO|ALBIREO PHARMA, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ALBO|ALBIREO PHARMA, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|489
ALBO|ALBIREO PHARMA, INC.|ETRS|E*Trade Securities LLC|7373
ALBO|ALBIREO PHARMA, INC.|FBCO|Credit Suisse Securities (USA) LLC|101919
ALBO|ALBIREO PHARMA, INC.|FILL|Tradestation Securities, Inc.|476
ALBO|ALBIREO PHARMA, INC.|FMAF|NBCN Inc./ CDS|500
ALBO|ALBIREO PHARMA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|108486
ALBO|ALBIREO PHARMA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1453
ALBO|ALBIREO PHARMA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28749
ALBO|ALBIREO PHARMA, INC.|FTBR|Foliofn Investments, Inc.|481
ALBO|ALBIREO PHARMA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1595
ALBO|ALBIREO PHARMA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|19143
ALBO|ALBIREO PHARMA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|408821
ALBO|ALBIREO PHARMA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|700
ALBO|ALBIREO PHARMA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|930
ALBO|ALBIREO PHARMA, INC.|GTSZ|GTS SECURITIES LLC|64193
ALBO|ALBIREO PHARMA, INC.|HRBF|American Enterprise Investment Services Inc.|200
ALBO|ALBIREO PHARMA, INC.|IATS|INTERACTIVE BROKERS LLC|2598
ALBO|ALBIREO PHARMA, INC.|IBKR|Interactive Brokers Llc|15188
ALBO|ALBIREO PHARMA, INC.|ICBX|INSTINET, LLC|4000
ALBO|ALBIREO PHARMA, INC.|IEQY|CITADEL SECURITIES LLC|6689
ALBO|ALBIREO PHARMA, INC.|INCA|INSTINET, LLC|130151
ALBO|ALBIREO PHARMA, INC.|INJX|INSTINET, LLC|25776
ALBO|ALBIREO PHARMA, INC.|ITGI|ITG Inc.|6688
ALBO|ALBIREO PHARMA, INC.|ITGP|ITG INC.|41000
ALBO|ALBIREO PHARMA, INC.|JEFF|JEFFERIES LLC|71358
ALBO|ALBIREO PHARMA, INC.|JMPT|JUMP TRADING, LLC|1348
ALBO|ALBIREO PHARMA, INC.|JONE|JonesTrading|491
ALBO|ALBIREO PHARMA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|305
ALBO|ALBIREO PHARMA, INC.|JPMX|J.P. Morgan Securities LLC|101041
ALBO|ALBIREO PHARMA, INC.|KCGM|VIRTU Americas LLC|9704
ALBO|ALBIREO PHARMA, INC.|LEHM|Barclays Capital Inc./Le|198756
ALBO|ALBIREO PHARMA, INC.|LIME|Lime Brokerage LLC|33785
ALBO|ALBIREO PHARMA, INC.|LMGP|LIME BROKERAGE LLC|16740
ALBO|ALBIREO PHARMA, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|2500
ALBO|ALBIREO PHARMA, INC.|MAXM|Maxim Group LLC|750
ALBO|ALBIREO PHARMA, INC.|MBTS|ALLY INVEST SECURITIES LLC|4423
ALBO|ALBIREO PHARMA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17051
ALBO|ALBIREO PHARMA, INC.|MOTF|MOTIF INVESTING, INC.|2
ALBO|ALBIREO PHARMA, INC.|MSCO|MORGAN STANLEY & CO. LLC|479550
ALBO|ALBIREO PHARMA, INC.|MSPL|MORGAN STANLEY & CO. LLC|32300
ALBO|ALBIREO PHARMA, INC.|MSTX|MORGAN STANLEY & CO. LLC|10100
ALBO|ALBIREO PHARMA, INC.|NFSC|National Financial Services LLC|19348
ALBO|ALBIREO PHARMA, INC.|NITE|VIRTU Americas LLC|119597
ALBO|ALBIREO PHARMA, INC.|NITP|VIRTU Americas LLC|900
ALBO|ALBIREO PHARMA, INC.|NQRB|Brut, LLC|2285
ALBO|ALBIREO PHARMA, INC.|NTRC|Northern Trust Securities, Inc.|497
ALBO|ALBIREO PHARMA, INC.|OPCO|Oppenheimer & Co. Inc.|26
ALBO|ALBIREO PHARMA, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1326
ALBO|ALBIREO PHARMA, INC.|PDQM|CODA MARKETS, INC.|34698
ALBO|ALBIREO PHARMA, INC.|PNSR|Penserra Securities, LLC|7572
ALBO|ALBIREO PHARMA, INC.|RAJA|Raymond James & Associates, Inc.|2412
ALBO|ALBIREO PHARMA, INC.|SAGL|SAGETRADER, LLC|1130
ALBO|ALBIREO PHARMA, INC.|SBSH|Citigroup Global Markets Inc.|38405
ALBO|ALBIREO PHARMA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|10047
ALBO|ALBIREO PHARMA, INC.|SOGO|Wang Investment Associates, Inc.|400
ALBO|ALBIREO PHARMA, INC.|SPDR|SPEEDROUTE LLC|9083
ALBO|ALBIREO PHARMA, INC.|SPTD|MINT GLOBAL MARKETS, INC.|4521
ALBO|ALBIREO PHARMA, INC.|SWIM|TD Ameritrade, Inc.|7381
ALBO|ALBIREO PHARMA, INC.|TKNG|ALLY INVEST SECURITIES LLC|423
ALBO|ALBIREO PHARMA, INC.|TRBT|Tradebot Systems, Inc.|12475
ALBO|ALBIREO PHARMA, INC.|TRCM|TRC MARKETS LLC|15721
ALBO|ALBIREO PHARMA, INC.|UBSA|UBS SECURITIES LLC|97444
ALBO|ALBIREO PHARMA, INC.|UBSS|UBS Securities LLC|594697
ALBO|ALBIREO PHARMA, INC.|VALX|VIRTU AMERICAS LLC|5022
ALBO|ALBIREO PHARMA, INC.|VGRD|Vanguard Marketing Corporation|1589
ALBO|ALBIREO PHARMA, INC.|WBLR|WILLIAM BLAIR|25387
ALBO|ALBIREO PHARMA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|5345
ALBO|ALBIREO PHARMA, INC.|WDNX|WEEDEN & CO.L.P.|798
ALBO|ALBIREO PHARMA, INC.|WEED|Weeden & Co.L.P.|1981
ALBO|ALBIREO PHARMA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|166
ALBO|ALBIREO PHARMA, INC.|WSEA|WOLVERINE SECURITIES, LLC|1599
ALBO|ALBIREO PHARMA, INC.|XIST|INSTINET, LLC|8200
ALBO|ALBIREO PHARMA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
ALBO|ALBIREO PHARMA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3326
ALBO|ALBIREO PHARMA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
ALCO|ALICO INC         ##|APCC|Apex Clearing Corporation|6
ALCO|ALICO INC         ##|BATM|CBOE TRADING, INC.|177
ALCO|ALICO INC         ##|BAYC|BAY CREST PARTNERS, LLC|120
ALCO|ALICO INC         ##|BERN|Sanford C. Bernstein & Co., LLC|710
ALCO|ALICO INC         ##|BMOC|BMO Capital Markets Corp.|509
ALCO|ALICO INC         ##|BNPX|BNP PARIBAS SECURITIES CORP.|357
ALCO|ALICO INC         ##|BZYD|GOLDMAN SACHS & CO. LLC|300
ALCO|ALICO INC         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8
ALCO|ALICO INC         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7953
ALCO|ALICO INC         ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4768
ALCO|ALICO INC         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|241
ALCO|ALICO INC         ##|CTDL|Citadel Derivatives Group Llc|12
ALCO|ALICO INC         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|8
ALCO|ALICO INC         ##|DBAB|Deutsche Bank Securities Inc.|7354
ALCO|ALICO INC         ##|DBAX|Deutsche Bank Securities Inc.|300
ALCO|ALICO INC         ##|EBXL|EBX LLC|100
ALCO|ALICO INC         ##|EGAM|CBOE TRADING, INC.|100
ALCO|ALICO INC         ##|EGXM|CBOE TRADING, INC.|86
ALCO|ALICO INC         ##|ETRS|E*Trade Securities LLC|778
ALCO|ALICO INC         ##|FBCO|Credit Suisse Securities (USA) LLC|3096
ALCO|ALICO INC         ##|FOMA|TD AMERITRADE CLEARING, INC.|6511
ALCO|ALICO INC         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|812
ALCO|ALICO INC         ##|FTBR|Foliofn Investments, Inc.|7
ALCO|ALICO INC         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|797
ALCO|ALICO INC         ##|GSCO|GOLDMAN SACHS & CO. LLC|6910
ALCO|ALICO INC         ##|GTSZ|GTS SECURITIES LLC|406
ALCO|ALICO INC         ##|IBKR|Interactive Brokers Llc|3420
ALCO|ALICO INC         ##|ICBX|INSTINET, LLC|510
ALCO|ALICO INC         ##|IEQY|CITADEL SECURITIES LLC|286
ALCO|ALICO INC         ##|INCA|INSTINET, LLC|7316
ALCO|ALICO INC         ##|INJX|INSTINET, LLC|810
ALCO|ALICO INC         ##|ITGI|ITG Inc.|7900
ALCO|ALICO INC         ##|ITGP|ITG INC.|3200
ALCO|ALICO INC         ##|JPMX|J.P. Morgan Securities LLC|6
ALCO|ALICO INC         ##|KCGM|VIRTU Americas LLC|100
ALCO|ALICO INC         ##|LEHM|Barclays Capital Inc./Le|10351
ALCO|ALICO INC         ##|LIME|Lime Brokerage LLC|11201
ALCO|ALICO INC         ##|LMGP|LIME BROKERAGE LLC|100
ALCO|ALICO INC         ##|MAXM|Maxim Group LLC|187
ALCO|ALICO INC         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ALCO|ALICO INC         ##|MSCO|MORGAN STANLEY & CO. LLC|16994
ALCO|ALICO INC         ##|MSPL|MORGAN STANLEY & CO. LLC|1400
ALCO|ALICO INC         ##|NFSC|National Financial Services LLC|7429
ALCO|ALICO INC         ##|NITE|VIRTU Americas LLC|5019
ALCO|ALICO INC         ##|PDQM|CODA MARKETS, INC.|502
ALCO|ALICO INC         ##|SBSH|Citigroup Global Markets Inc.|3175
ALCO|ALICO INC         ##|SGMT|GOLDMAN SACHS & CO. LLC|253
ALCO|ALICO INC         ##|SPDR|SPEEDROUTE LLC|40
ALCO|ALICO INC         ##|SWIM|TD Ameritrade, Inc.|673
ALCO|ALICO INC         ##|TKNG|ALLY INVEST SECURITIES LLC|272
ALCO|ALICO INC         ##|TRBT|Tradebot Systems, Inc.|69
ALCO|ALICO INC         ##|TRCM|TRC MARKETS LLC|2213
ALCO|ALICO INC         ##|UBSA|UBS SECURITIES LLC|1244
ALCO|ALICO INC         ##|UBSS|UBS Securities LLC|13968
ALCO|ALICO INC         ##|VALX|VIRTU AMERICAS LLC|224
ALCO|ALICO INC         ##|WCHV|WELLS FARGO SECURITIES, LLC|2208
ALCO|ALICO INC         ##|WSEA|WOLVERINE SECURITIES, LLC|200
ALD|WT ASIA LOCAL DEBT|APCC|Apex Clearing Corporation|167
ALD|WT ASIA LOCAL DEBT|BARD|Robert W. Baird & Co. Incorporated|41
ALD|WT ASIA LOCAL DEBT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12
ALD|WT ASIA LOCAL DEBT|CHAS|Charles Schwab & Co., Inc.|2
ALD|WT ASIA LOCAL DEBT|DBAB|Deutsche Bank Securities Inc.|2129
ALD|WT ASIA LOCAL DEBT|DBAX|Deutsche Bank Securities Inc.|100
ALD|WT ASIA LOCAL DEBT|EDJO|Edward D. Jones & Co., L.P.|53
ALD|WT ASIA LOCAL DEBT|ETRS|E*Trade Securities LLC|26
ALD|WT ASIA LOCAL DEBT|FTBR|Foliofn Investments, Inc.|3
ALD|WT ASIA LOCAL DEBT|IBKR|Interactive Brokers Llc|1
ALD|WT ASIA LOCAL DEBT|JSEB|JANE STREET EXECUTION SERVICES, LLC|42817
ALD|WT ASIA LOCAL DEBT|JSJX|JANE STREET CAPITAL LLC|1886
ALD|WT ASIA LOCAL DEBT|KCGM|VIRTU Americas LLC|337
ALD|WT ASIA LOCAL DEBT|LEHM|Barclays Capital Inc./Le|800
ALD|WT ASIA LOCAL DEBT|MACC|Mid Atlantic Capital Corporation|81
ALD|WT ASIA LOCAL DEBT|MSCO|MORGAN STANLEY & CO. LLC|634
ALD|WT ASIA LOCAL DEBT|MTON|MILLINGTON SECURITIES, INC.|41252
ALD|WT ASIA LOCAL DEBT|NFSC|National Financial Services LLC|5119
ALD|WT ASIA LOCAL DEBT|NITE|VIRTU Americas LLC|7505
ALD|WT ASIA LOCAL DEBT|PUMX|Puma Capital, LLC|1565
ALD|WT ASIA LOCAL DEBT|SGMT|GOLDMAN SACHS & CO. LLC|78
ALD|WT ASIA LOCAL DEBT|UBSA|UBS SECURITIES LLC|274
ALD|WT ASIA LOCAL DEBT|UBSS|UBS Securities LLC|1715
ALD|WT ASIA LOCAL DEBT|VGRD|Vanguard Marketing Corporation|114
ALDR|ALDER BIOPHARMA CMN|AGIS|Aegis Capital Corp.|2750
ALDR|ALDER BIOPHARMA CMN|ALTX|Alternet Securities Inc.|1600
ALDR|ALDER BIOPHARMA CMN|APCC|Apex Clearing Corporation|9603
ALDR|ALDER BIOPHARMA CMN|BANK|Primevest Financial Services, Inc.|100
ALDR|ALDER BIOPHARMA CMN|BARD|Robert W. Baird & Co. Incorporated|36006
ALDR|ALDER BIOPHARMA CMN|BATM|CBOE TRADING, INC.|2816
ALDR|ALDER BIOPHARMA CMN|BAYT|BTIG, LLC|100
ALDR|ALDER BIOPHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|69147
ALDR|ALDER BIOPHARMA CMN|BIMI|Banca IMI Securities Corp.|2935
ALDR|ALDER BIOPHARMA CMN|BKCM|BNY Mellon Capital Markets LLC|350
ALDR|ALDER BIOPHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15604
ALDR|ALDER BIOPHARMA CMN|BLKX|INSTINET, LLC|56200
ALDR|ALDER BIOPHARMA CMN|BMOC|BMO Capital Markets Corp.|58547
ALDR|ALDER BIOPHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|74089
ALDR|ALDER BIOPHARMA CMN|BTIG|BTIG, LLC|13687
ALDR|ALDER BIOPHARMA CMN|BYXM|CBOE TRADING, INC.|500
ALDR|ALDER BIOPHARMA CMN|CHAS|Charles Schwab & Co., Inc.|8020
ALDR|ALDER BIOPHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|136523
ALDR|ALDER BIOPHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3100
ALDR|ALDER BIOPHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|706859
ALDR|ALDER BIOPHARMA CMN|CTDL|Citadel Derivatives Group Llc|5539
ALDR|ALDER BIOPHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|50440
ALDR|ALDER BIOPHARMA CMN|DBAB|Deutsche Bank Securities Inc.|575729
ALDR|ALDER BIOPHARMA CMN|DBAX|Deutsche Bank Securities Inc.|388700
ALDR|ALDER BIOPHARMA CMN|DBUL|Deutsche Bank Securities Inc.|200
ALDR|ALDER BIOPHARMA CMN|DEAN|MORGAN STANLEY|31593
ALDR|ALDER BIOPHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|33730
ALDR|ALDER BIOPHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9036
ALDR|ALDER BIOPHARMA CMN|EBXL|EBX LLC|316300
ALDR|ALDER BIOPHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5064
ALDR|ALDER BIOPHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|2746
ALDR|ALDER BIOPHARMA CMN|EGAM|CBOE TRADING, INC.|17216
ALDR|ALDER BIOPHARMA CMN|EGAW|CBOE TRADING, INC.|123
ALDR|ALDER BIOPHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
ALDR|ALDER BIOPHARMA CMN|EGXM|CBOE TRADING, INC.|4562
ALDR|ALDER BIOPHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|200
ALDR|ALDER BIOPHARMA CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6350
ALDR|ALDER BIOPHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ALDR|ALDER BIOPHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10078
ALDR|ALDER BIOPHARMA CMN|ETRS|E*Trade Securities LLC|120343
ALDR|ALDER BIOPHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|1974876
ALDR|ALDER BIOPHARMA CMN|FBSB|U.S. Bancorp Investments, Inc.|13
ALDR|ALDER BIOPHARMA CMN|FILL|Tradestation Securities, Inc.|9656
ALDR|ALDER BIOPHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|400268
ALDR|ALDER BIOPHARMA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13731
ALDR|ALDER BIOPHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81977
ALDR|ALDER BIOPHARMA CMN|FTBR|Foliofn Investments, Inc.|200
ALDR|ALDER BIOPHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|68659
ALDR|ALDER BIOPHARMA CMN|GLIS|TD Securities Inc|800
ALDR|ALDER BIOPHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|2150
ALDR|ALDER BIOPHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|1918554
ALDR|ALDER BIOPHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|84936
ALDR|ALDER BIOPHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|4203
ALDR|ALDER BIOPHARMA CMN|GTSZ|GTS SECURITIES LLC|52796
ALDR|ALDER BIOPHARMA CMN|HAPX|HAP Trading, LLC|2028
ALDR|ALDER BIOPHARMA CMN|HRBF|American Enterprise Investment Services Inc.|3668
ALDR|ALDER BIOPHARMA CMN|HSBC|HSBC Securities, Inc.|388
ALDR|ALDER BIOPHARMA CMN|IATS|INTERACTIVE BROKERS LLC|29033
ALDR|ALDER BIOPHARMA CMN|IBKR|Interactive Brokers Llc|239095
ALDR|ALDER BIOPHARMA CMN|ICBX|INSTINET, LLC|162422
ALDR|ALDER BIOPHARMA CMN|IEQY|CITADEL SECURITIES LLC|107590
ALDR|ALDER BIOPHARMA CMN|INCA|INSTINET, LLC|540475
ALDR|ALDER BIOPHARMA CMN|INJX|INSTINET, LLC|25528
ALDR|ALDER BIOPHARMA CMN|ITGI|ITG Inc.|40726
ALDR|ALDER BIOPHARMA CMN|ITGP|ITG INC.|216400
ALDR|ALDER BIOPHARMA CMN|JANY|Janney Montgomery Scott Inc.|300
ALDR|ALDER BIOPHARMA CMN|JEFF|JEFFERIES LLC|135884
ALDR|ALDER BIOPHARMA CMN|JMPT|JUMP TRADING, LLC|23606
ALDR|ALDER BIOPHARMA CMN|JONE|JonesTrading|1129
ALDR|ALDER BIOPHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|69357
ALDR|ALDER BIOPHARMA CMN|JPMX|J.P. Morgan Securities LLC|1131340
ALDR|ALDER BIOPHARMA CMN|JSJX|JANE STREET CAPITAL LLC|18051
ALDR|ALDER BIOPHARMA CMN|KCGM|VIRTU Americas LLC|70822
ALDR|ALDER BIOPHARMA CMN|KCRD|PHX FINANCIAL, INC.|5600
ALDR|ALDER BIOPHARMA CMN|LEER|LEERINK PARTNERS LLC|1000
ALDR|ALDER BIOPHARMA CMN|LEHM|Barclays Capital Inc./Le|990032
ALDR|ALDER BIOPHARMA CMN|LIME|Lime Brokerage LLC|229163
ALDR|ALDER BIOPHARMA CMN|LOOP|Loop Capital Markets LLC|999
ALDR|ALDER BIOPHARMA CMN|LPCM|Lampert Capital Markets Inc.|12000
ALDR|ALDER BIOPHARMA CMN|LQNA|LIQUIDNET, INC.|190800
ALDR|ALDER BIOPHARMA CMN|LQNB|LIQUIDNET, INC.|8000
ALDR|ALDER BIOPHARMA CMN|LSCI|Lek Securities Corporation|88
ALDR|ALDER BIOPHARMA CMN|LVMR|LIVERMORE TRADING GROUP, INC.|3931
ALDR|ALDER BIOPHARMA CMN|MACQ|Macquarie Capital (USA) Inc.|6937
ALDR|ALDER BIOPHARMA CMN|MAXM|Maxim Group LLC|28569
ALDR|ALDER BIOPHARMA CMN|MBTS|ALLY INVEST SECURITIES LLC|541
ALDR|ALDER BIOPHARMA CMN|MKMP|MKM Partners LLC|9100
ALDR|ALDER BIOPHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|519360
ALDR|ALDER BIOPHARMA CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|820
ALDR|ALDER BIOPHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|3494235
ALDR|ALDER BIOPHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|588100
ALDR|ALDER BIOPHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|228600
ALDR|ALDER BIOPHARMA CMN|MZHO|Mizuho Securities USA LLC|104200
ALDR|ALDER BIOPHARMA CMN|NATL|National Securities Corporation|4400
ALDR|ALDER BIOPHARMA CMN|NFSC|National Financial Services LLC|436891
ALDR|ALDER BIOPHARMA CMN|NITE|VIRTU Americas LLC|762517
ALDR|ALDER BIOPHARMA CMN|NITP|VIRTU Americas LLC|18465
ALDR|ALDER BIOPHARMA CMN|NMRA|Nomura Securities International, Inc.|248900
ALDR|ALDER BIOPHARMA CMN|NQRB|Brut, LLC|3815
ALDR|ALDER BIOPHARMA CMN|NTRC|Northern Trust Securities, Inc.|2262
ALDR|ALDER BIOPHARMA CMN|OPCO|Oppenheimer & Co. Inc.|4200
ALDR|ALDER BIOPHARMA CMN|PDQM|CODA MARKETS, INC.|41173
ALDR|ALDER BIOPHARMA CMN|PHLY|NASDAQ Execution Services, LLC|200
ALDR|ALDER BIOPHARMA CMN|PWJC|UBS Financial Services, Inc.|1800
ALDR|ALDER BIOPHARMA CMN|RAJA|Raymond James & Associates, Inc.|3432
ALDR|ALDER BIOPHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|31063
ALDR|ALDER BIOPHARMA CMN|SAGL|SAGETRADER, LLC|3012
ALDR|ALDER BIOPHARMA CMN|SAGW|SAGETRADER, LLC|1005
ALDR|ALDER BIOPHARMA CMN|SBSH|Citigroup Global Markets Inc.|576969
ALDR|ALDER BIOPHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|232997
ALDR|ALDER BIOPHARMA CMN|SPDR|SPEEDROUTE LLC|4474
ALDR|ALDER BIOPHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|935
ALDR|ALDER BIOPHARMA CMN|STKP|STOCKPILE INVESTMENTS, INC.|3318
ALDR|ALDER BIOPHARMA CMN|SWIM|TD Ameritrade, Inc.|132502
ALDR|ALDER BIOPHARMA CMN|SWST|Hilltop Securities Inc.|1800
ALDR|ALDER BIOPHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|12590
ALDR|ALDER BIOPHARMA CMN|TRBT|Tradebot Systems, Inc.|67212
ALDR|ALDER BIOPHARMA CMN|TRCM|TRC MARKETS LLC|61386
ALDR|ALDER BIOPHARMA CMN|TWTT|TASTYWORKS, INC.|50
ALDR|ALDER BIOPHARMA CMN|UBSS|UBS Securities LLC|1786946
ALDR|ALDER BIOPHARMA CMN|VALX|VIRTU AMERICAS LLC|168143
ALDR|ALDER BIOPHARMA CMN|VGRD|Vanguard Marketing Corporation|6528
ALDR|ALDER BIOPHARMA CMN|WABR|Wall Street Access|237
ALDR|ALDER BIOPHARMA CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|800
ALDR|ALDER BIOPHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|235679
ALDR|ALDER BIOPHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|1300
ALDR|ALDER BIOPHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1979
ALDR|ALDER BIOPHARMA CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5435
ALDR|ALDER BIOPHARMA CMN|WGIF|CIBC World Markets Inc.|14593
ALDR|ALDER BIOPHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|6863
ALDR|ALDER BIOPHARMA CMN|XIST|INSTINET, LLC|98420
ALDR|ALDER BIOPHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|84882
ALDR|ALDER BIOPHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|345
ALDX|ALDEYRA THERAPEU CMN|APCC|Apex Clearing Corporation|2
ALDX|ALDEYRA THERAPEU CMN|BATM|CBOE TRADING, INC.|300
ALDX|ALDEYRA THERAPEU CMN|BAYC|BAY CREST PARTNERS, LLC|434
ALDX|ALDEYRA THERAPEU CMN|BERN|Sanford C. Bernstein & Co., LLC|53900
ALDX|ALDEYRA THERAPEU CMN|BMOC|BMO Capital Markets Corp.|1201
ALDX|ALDEYRA THERAPEU CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1248
ALDX|ALDEYRA THERAPEU CMN|BTIG|BTIG, LLC|1006
ALDX|ALDEYRA THERAPEU CMN|CANT|Cantor Fitzgerald & Co.|1200
ALDX|ALDEYRA THERAPEU CMN|CHAS|Charles Schwab & Co., Inc.|1
ALDX|ALDEYRA THERAPEU CMN|CIST|Capital Institutional Services, Inc.|424
ALDX|ALDEYRA THERAPEU CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|302195
ALDX|ALDEYRA THERAPEU CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31890
ALDX|ALDEYRA THERAPEU CMN|CTDL|Citadel Derivatives Group Llc|1571
ALDX|ALDEYRA THERAPEU CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
ALDX|ALDEYRA THERAPEU CMN|DBAB|Deutsche Bank Securities Inc.|138062
ALDX|ALDEYRA THERAPEU CMN|DBAX|Deutsche Bank Securities Inc.|35700
ALDX|ALDEYRA THERAPEU CMN|DEAN|MORGAN STANLEY|2390
ALDX|ALDEYRA THERAPEU CMN|DEGS|RONIN PROFESSIONAL LLC|5830
ALDX|ALDEYRA THERAPEU CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
ALDX|ALDEYRA THERAPEU CMN|EBXL|EBX LLC|17500
ALDX|ALDEYRA THERAPEU CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|867
ALDX|ALDEYRA THERAPEU CMN|EDJO|Edward D. Jones & Co., L.P.|800
ALDX|ALDEYRA THERAPEU CMN|EGAM|CBOE TRADING, INC.|1549
ALDX|ALDEYRA THERAPEU CMN|ETBE|Electronic Transaction Clearing, Inc.|11835
ALDX|ALDEYRA THERAPEU CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ALDX|ALDEYRA THERAPEU CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1070
ALDX|ALDEYRA THERAPEU CMN|ETRS|E*Trade Securities LLC|4411
ALDX|ALDEYRA THERAPEU CMN|FBCO|Credit Suisse Securities (USA) LLC|33511
ALDX|ALDEYRA THERAPEU CMN|FILL|Tradestation Securities, Inc.|500
ALDX|ALDEYRA THERAPEU CMN|FOMA|TD AMERITRADE CLEARING, INC.|75810
ALDX|ALDEYRA THERAPEU CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2803
ALDX|ALDEYRA THERAPEU CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4247
ALDX|ALDEYRA THERAPEU CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2955
ALDX|ALDEYRA THERAPEU CMN|GSCO|GOLDMAN SACHS & CO. LLC|681422
ALDX|ALDEYRA THERAPEU CMN|GSCS|GOLDMAN SACHS & CO. LLC|3301
ALDX|ALDEYRA THERAPEU CMN|GSLT|GOLDMAN SACHS & CO. LLC|700
ALDX|ALDEYRA THERAPEU CMN|GTSZ|GTS SECURITIES LLC|9368
ALDX|ALDEYRA THERAPEU CMN|IBKR|Interactive Brokers Llc|24151
ALDX|ALDEYRA THERAPEU CMN|ICBX|INSTINET, LLC|7355
ALDX|ALDEYRA THERAPEU CMN|IEQY|CITADEL SECURITIES LLC|1159
ALDX|ALDEYRA THERAPEU CMN|INCA|INSTINET, LLC|44292
ALDX|ALDEYRA THERAPEU CMN|INJX|INSTINET, LLC|728
ALDX|ALDEYRA THERAPEU CMN|ITGI|ITG Inc.|2034
ALDX|ALDEYRA THERAPEU CMN|ITGP|ITG INC.|48200
ALDX|ALDEYRA THERAPEU CMN|JANY|Janney Montgomery Scott Inc.|600
ALDX|ALDEYRA THERAPEU CMN|JEFF|JEFFERIES LLC|72971
ALDX|ALDEYRA THERAPEU CMN|JMPT|JUMP TRADING, LLC|130
ALDX|ALDEYRA THERAPEU CMN|JONE|JonesTrading|3009
ALDX|ALDEYRA THERAPEU CMN|JPMX|J.P. Morgan Securities LLC|36856
ALDX|ALDEYRA THERAPEU CMN|KCGM|VIRTU Americas LLC|10350
ALDX|ALDEYRA THERAPEU CMN|LEHM|Barclays Capital Inc./Le|290743
ALDX|ALDEYRA THERAPEU CMN|LIME|Lime Brokerage LLC|38213
ALDX|ALDEYRA THERAPEU CMN|LMGP|LIME BROKERAGE LLC|26745
ALDX|ALDEYRA THERAPEU CMN|LOOP|Loop Capital Markets LLC|2360
ALDX|ALDEYRA THERAPEU CMN|LQNA|LIQUIDNET, INC.|14900
ALDX|ALDEYRA THERAPEU CMN|LSCI|Lek Securities Corporation|100
ALDX|ALDEYRA THERAPEU CMN|MAXM|Maxim Group LLC|656
ALDX|ALDEYRA THERAPEU CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26800
ALDX|ALDEYRA THERAPEU CMN|MSCO|MORGAN STANLEY & CO. LLC|442152
ALDX|ALDEYRA THERAPEU CMN|MSPL|MORGAN STANLEY & CO. LLC|20000
ALDX|ALDEYRA THERAPEU CMN|MSTX|MORGAN STANLEY & CO. LLC|17400
ALDX|ALDEYRA THERAPEU CMN|NFSC|National Financial Services LLC|57781
ALDX|ALDEYRA THERAPEU CMN|NITE|VIRTU Americas LLC|116212
ALDX|ALDEYRA THERAPEU CMN|NITP|VIRTU Americas LLC|1067
ALDX|ALDEYRA THERAPEU CMN|PDQM|CODA MARKETS, INC.|7201
ALDX|ALDEYRA THERAPEU CMN|PWJC|UBS Financial Services, Inc.|3300
ALDX|ALDEYRA THERAPEU CMN|RAJA|Raymond James & Associates, Inc.|38
ALDX|ALDEYRA THERAPEU CMN|RBCM|RBC CAPITAL MARKETS, LLC|300
ALDX|ALDEYRA THERAPEU CMN|SBSH|Citigroup Global Markets Inc.|58120
ALDX|ALDEYRA THERAPEU CMN|SGMT|GOLDMAN SACHS & CO. LLC|14504
ALDX|ALDEYRA THERAPEU CMN|SPDR|SPEEDROUTE LLC|2536
ALDX|ALDEYRA THERAPEU CMN|STFL|Stifel, Nicolaus & Company, Incorporated|18185
ALDX|ALDEYRA THERAPEU CMN|STXG|Stockcross Financial Services, Inc.|200
ALDX|ALDEYRA THERAPEU CMN|SWIM|TD Ameritrade, Inc.|48919
ALDX|ALDEYRA THERAPEU CMN|TKNG|ALLY INVEST SECURITIES LLC|89
ALDX|ALDEYRA THERAPEU CMN|TRBT|Tradebot Systems, Inc.|3131
ALDX|ALDEYRA THERAPEU CMN|TRCM|TRC MARKETS LLC|7876
ALDX|ALDEYRA THERAPEU CMN|UBSA|UBS SECURITIES LLC|166047
ALDX|ALDEYRA THERAPEU CMN|UBSS|UBS Securities LLC|745234
ALDX|ALDEYRA THERAPEU CMN|VALX|VIRTU AMERICAS LLC|2900
ALDX|ALDEYRA THERAPEU CMN|VGRD|Vanguard Marketing Corporation|3560
ALDX|ALDEYRA THERAPEU CMN|WCHV|WELLS FARGO SECURITIES, LLC|17383
ALDX|ALDEYRA THERAPEU CMN|WEDB|WEDBUSH SECURITIES INC.|1000
ALDX|ALDEYRA THERAPEU CMN|WSEA|WOLVERINE SECURITIES, LLC|61
ALDX|ALDEYRA THERAPEU CMN|XIST|INSTINET, LLC|400
ALDX|ALDEYRA THERAPEU CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|13654
ALDX|ALDEYRA THERAPEU CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|857
ALE|ALLETE INC.|ALTX|Alternet Securities Inc.|1235
ALE|ALLETE INC.|APCC|Apex Clearing Corporation|39
ALE|ALLETE INC.|BANK|Primevest Financial Services, Inc.|78
ALE|ALLETE INC.|BARD|Robert W. Baird & Co. Incorporated|3803
ALE|ALLETE INC.|BATM|CBOE TRADING, INC.|1844
ALE|ALLETE INC.|BBNT|BB&T SECURITIES, LLC|1
ALE|ALLETE INC.|BERN|Sanford C. Bernstein & Co., LLC|3330
ALE|ALLETE INC.|BIDS|BIDS TRADING L.P.|200
ALE|ALLETE INC.|BKCM|BNY Mellon Capital Markets LLC|14377
ALE|ALLETE INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2999
ALE|ALLETE INC.|BLKX|INSTINET, LLC|10000
ALE|ALLETE INC.|BNPX|BNP PARIBAS SECURITIES CORP.|40748
ALE|ALLETE INC.|BRVL|BLAYLOCK VAN, LLC|2800
ALE|ALLETE INC.|BTIG|BTIG, LLC|412
ALE|ALLETE INC.|BYXM|CBOE TRADING, INC.|301
ALE|ALLETE INC.|BZYD|GOLDMAN SACHS & CO. LLC|2029
ALE|ALLETE INC.|CANT|Cantor Fitzgerald & Co.|4579
ALE|ALLETE INC.|CHAS|Charles Schwab & Co., Inc.|1008
ALE|ALLETE INC.|CIST|Capital Institutional Services, Inc.|226
ALE|ALLETE INC.|CLSA|CLSA AMERICAS, LLC|24700
ALE|ALLETE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19945
ALE|ALLETE INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
ALE|ALLETE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|60719
ALE|ALLETE INC.|CTDL|Citadel Derivatives Group Llc|4171
ALE|ALLETE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3388
ALE|ALLETE INC.|DADA|D.A. Davidson & Co.|301
ALE|ALLETE INC.|DBAB|Deutsche Bank Securities Inc.|82179
ALE|ALLETE INC.|DBAX|Deutsche Bank Securities Inc.|18000
ALE|ALLETE INC.|DCHF|Dart Executions, LLC|773
ALE|ALLETE INC.|DEAN|MORGAN STANLEY|1750
ALE|ALLETE INC.|EBXL|EBX LLC|51100
ALE|ALLETE INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3728
ALE|ALLETE INC.|EDJO|Edward D. Jones & Co., L.P.|1969
ALE|ALLETE INC.|EGAM|CBOE TRADING, INC.|2043
ALE|ALLETE INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
ALE|ALLETE INC.|EGXM|CBOE TRADING, INC.|291
ALE|ALLETE INC.|EGXW|CBOE TRADING, INC.|29
ALE|ALLETE INC.|ETBE|Electronic Transaction Clearing, Inc.|607
ALE|ALLETE INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13665
ALE|ALLETE INC.|ETRS|E*Trade Securities LLC|2267
ALE|ALLETE INC.|FBSB|U.S. Bancorp Investments, Inc.|282
ALE|ALLETE INC.|FILL|Tradestation Securities, Inc.|225
ALE|ALLETE INC.|FINX|FINTECH SECURITIES|1
ALE|ALLETE INC.|FMAF|NBCN Inc./ CDS|236
ALE|ALLETE INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3779
ALE|ALLETE INC.|FQLS|Quantlab Securities LP|53216
ALE|ALLETE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50711
ALE|ALLETE INC.|FTBR|Foliofn Investments, Inc.|545
ALE|ALLETE INC.|GLIS|TD Securities Inc|416
ALE|ALLETE INC.|GLPX|ACS EXECUTION SERVICES, LLC|1506
ALE|ALLETE INC.|GSCO|GOLDMAN SACHS & CO. LLC|361960
ALE|ALLETE INC.|GSCS|GOLDMAN SACHS & CO. LLC|300
ALE|ALLETE INC.|GSLT|GOLDMAN SACHS & CO. LLC|1194
ALE|ALLETE INC.|GTSZ|GTS SECURITIES LLC|21102
ALE|ALLETE INC.|HRBF|American Enterprise Investment Services Inc.|1009
ALE|ALLETE INC.|HSBC|HSBC Securities, Inc.|100
ALE|ALLETE INC.|IATS|INTERACTIVE BROKERS LLC|1192
ALE|ALLETE INC.|IBKR|Interactive Brokers Llc|1358
ALE|ALLETE INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|386
ALE|ALLETE INC.|ICBX|INSTINET, LLC|16400
ALE|ALLETE INC.|IEQY|CITADEL SECURITIES LLC|23890
ALE|ALLETE INC.|INCA|INSTINET, LLC|37166
ALE|ALLETE INC.|INJX|INSTINET, LLC|952
ALE|ALLETE INC.|ITGI|ITG Inc.|6430
ALE|ALLETE INC.|ITGP|ITG INC.|14400
ALE|ALLETE INC.|JANY|Janney Montgomery Scott Inc.|104
ALE|ALLETE INC.|JEFF|JEFFERIES LLC|28616
ALE|ALLETE INC.|JMPT|JUMP TRADING, LLC|11047
ALE|ALLETE INC.|JPBX|J.P. MORGAN SECURITIES LLC|11208
ALE|ALLETE INC.|JPMX|J.P. Morgan Securities LLC|74129
ALE|ALLETE INC.|JSJX|JANE STREET CAPITAL LLC|2036
ALE|ALLETE INC.|KCGM|VIRTU Americas LLC|7985
ALE|ALLETE INC.|LEHM|Barclays Capital Inc./Le|89630
ALE|ALLETE INC.|LGNT|COR CLEARING LLC|1
ALE|ALLETE INC.|LIME|Lime Brokerage LLC|10986
ALE|ALLETE INC.|LOOP|Loop Capital Markets LLC|600
ALE|ALLETE INC.|LSCI|Lek Securities Corporation|6
ALE|ALLETE INC.|MAXM|Maxim Group LLC|278
ALE|ALLETE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28700
ALE|ALLETE INC.|MOTF|MOTIF INVESTING, INC.|1
ALE|ALLETE INC.|MSCO|MORGAN STANLEY & CO. LLC|295168
ALE|ALLETE INC.|MSPL|MORGAN STANLEY & CO. LLC|68100
ALE|ALLETE INC.|MSTX|MORGAN STANLEY & CO. LLC|5600
ALE|ALLETE INC.|MZHO|Mizuho Securities USA LLC|28142
ALE|ALLETE INC.|NEUB|NEUBERGER BERMAN BD LLC|112
ALE|ALLETE INC.|NFSC|National Financial Services LLC|11406
ALE|ALLETE INC.|NITE|VIRTU Americas LLC|48433
ALE|ALLETE INC.|NITP|VIRTU Americas LLC|100
ALE|ALLETE INC.|NQRB|Brut, LLC|1123
ALE|ALLETE INC.|OPCO|Oppenheimer & Co. Inc.|1243
ALE|ALLETE INC.|PDQM|CODA MARKETS, INC.|12113
ALE|ALLETE INC.|PWJC|UBS Financial Services, Inc.|372
ALE|ALLETE INC.|RBCM|RBC CAPITAL MARKETS, LLC|5496
ALE|ALLETE INC.|SAGL|SAGETRADER, LLC|379
ALE|ALLETE INC.|SBSH|Citigroup Global Markets Inc.|37596
ALE|ALLETE INC.|SEIC|SEI Investments Distribution Co.|500
ALE|ALLETE INC.|SGMT|GOLDMAN SACHS & CO. LLC|26335
ALE|ALLETE INC.|SPDR|SPEEDROUTE LLC|600
ALE|ALLETE INC.|SPTD|MINT GLOBAL MARKETS, INC.|400
ALE|ALLETE INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ALE|ALLETE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|232
ALE|ALLETE INC.|STXG|Stockcross Financial Services, Inc.|1
ALE|ALLETE INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4277
ALE|ALLETE INC.|SWIM|TD Ameritrade, Inc.|450
ALE|ALLETE INC.|SWST|Hilltop Securities Inc.|273
ALE|ALLETE INC.|TKNG|ALLY INVEST SECURITIES LLC|50
ALE|ALLETE INC.|TRBT|Tradebot Systems, Inc.|13750
ALE|ALLETE INC.|TRCM|TRC MARKETS LLC|29070
ALE|ALLETE INC.|TWTT|TASTYWORKS, INC.|300
ALE|ALLETE INC.|UBSA|UBS SECURITIES LLC|143221
ALE|ALLETE INC.|UBSS|UBS Securities LLC|163357
ALE|ALLETE INC.|VALX|VIRTU AMERICAS LLC|7165
ALE|ALLETE INC.|VGRD|Vanguard Marketing Corporation|1621
ALE|ALLETE INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|210
ALE|ALLETE INC.|WCHV|WELLS FARGO SECURITIES, LLC|33720
ALE|ALLETE INC.|WDNX|WEEDEN & CO.L.P.|40
ALE|ALLETE INC.|WEDB|WEDBUSH SECURITIES INC.|4
ALE|ALLETE INC.|WEED|Weeden & Co.L.P.|3205
ALE|ALLETE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|219
ALE|ALLETE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|444
ALE|ALLETE INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|135
ALE|ALLETE INC.|WSEA|WOLVERINE SECURITIES, LLC|1390
ALE|ALLETE INC.|XIST|INSTINET, LLC|18600
ALE|ALLETE INC.|XPQR|Jump Trading|900
ALE|ALLETE INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|7610
ALE|ALLETE INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|449
ALE|ALLETE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1610
ALEX|ALEXANDER & BALDWIN|ALTX|Alternet Securities Inc.|600
ALEX|ALEXANDER & BALDWIN|APCC|Apex Clearing Corporation|25
ALEX|ALEXANDER & BALDWIN|BARD|Robert W. Baird & Co. Incorporated|2165
ALEX|ALEXANDER & BALDWIN|BATM|CBOE TRADING, INC.|4713
ALEX|ALEXANDER & BALDWIN|BAYT|BTIG, LLC|4728
ALEX|ALEXANDER & BALDWIN|BBNT|BB&T SECURITIES, LLC|1085
ALEX|ALEXANDER & BALDWIN|BERN|Sanford C. Bernstein & Co., LLC|28749
ALEX|ALEXANDER & BALDWIN|BIAD|SAGETRADER, LLC|601
ALEX|ALEXANDER & BALDWIN|BIDS|BIDS TRADING L.P.|100
ALEX|ALEXANDER & BALDWIN|BKCM|BNY Mellon Capital Markets LLC|12758
ALEX|ALEXANDER & BALDWIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5009
ALEX|ALEXANDER & BALDWIN|BLKX|INSTINET, LLC|69390
ALEX|ALEXANDER & BALDWIN|BMOC|BMO Capital Markets Corp.|7644
ALEX|ALEXANDER & BALDWIN|BNPX|BNP PARIBAS SECURITIES CORP.|13296
ALEX|ALEXANDER & BALDWIN|BRVL|BLAYLOCK VAN, LLC|400
ALEX|ALEXANDER & BALDWIN|BTIG|BTIG, LLC|27551
ALEX|ALEXANDER & BALDWIN|BYXM|CBOE TRADING, INC.|50
ALEX|ALEXANDER & BALDWIN|BZYD|GOLDMAN SACHS & CO. LLC|900
ALEX|ALEXANDER & BALDWIN|CHAS|Charles Schwab & Co., Inc.|181
ALEX|ALEXANDER & BALDWIN|CIST|Capital Institutional Services, Inc.|1684
ALEX|ALEXANDER & BALDWIN|CLSA|CLSA AMERICAS, LLC|800
ALEX|ALEXANDER & BALDWIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28188
ALEX|ALEXANDER & BALDWIN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
ALEX|ALEXANDER & BALDWIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6100
ALEX|ALEXANDER & BALDWIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|172799
ALEX|ALEXANDER & BALDWIN|CTDL|Citadel Derivatives Group Llc|6633
ALEX|ALEXANDER & BALDWIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|17116
ALEX|ALEXANDER & BALDWIN|DADA|D.A. Davidson & Co.|157
ALEX|ALEXANDER & BALDWIN|DBAB|Deutsche Bank Securities Inc.|106223
ALEX|ALEXANDER & BALDWIN|DBAX|Deutsche Bank Securities Inc.|75000
ALEX|ALEXANDER & BALDWIN|DBUL|Deutsche Bank Securities Inc.|400
ALEX|ALEXANDER & BALDWIN|DEAN|MORGAN STANLEY|18742
ALEX|ALEXANDER & BALDWIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
ALEX|ALEXANDER & BALDWIN|EBXL|EBX LLC|77300
ALEX|ALEXANDER & BALDWIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|14369
ALEX|ALEXANDER & BALDWIN|EDJO|Edward D. Jones & Co., L.P.|14174
ALEX|ALEXANDER & BALDWIN|EGAM|CBOE TRADING, INC.|1004
ALEX|ALEXANDER & BALDWIN|EGMT|EG MARKET TECHNOLOGIES LLC|100
ALEX|ALEXANDER & BALDWIN|EGXM|CBOE TRADING, INC.|838
ALEX|ALEXANDER & BALDWIN|ETBE|Electronic Transaction Clearing, Inc.|1783
ALEX|ALEXANDER & BALDWIN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2300
ALEX|ALEXANDER & BALDWIN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2600
ALEX|ALEXANDER & BALDWIN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3037
ALEX|ALEXANDER & BALDWIN|ETRS|E*Trade Securities LLC|7790
ALEX|ALEXANDER & BALDWIN|FILL|Tradestation Securities, Inc.|850
ALEX|ALEXANDER & BALDWIN|FMAF|NBCN Inc./ CDS|245
ALEX|ALEXANDER & BALDWIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1989
ALEX|ALEXANDER & BALDWIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68630
ALEX|ALEXANDER & BALDWIN|FTBR|Foliofn Investments, Inc.|1031
ALEX|ALEXANDER & BALDWIN|GEBB|GLOBAL EXECUTION BROKERS, LP|1421
ALEX|ALEXANDER & BALDWIN|GLPX|ACS EXECUTION SERVICES, LLC|986
ALEX|ALEXANDER & BALDWIN|GNAV|GREEN STREET TRADING, LLC|2100
ALEX|ALEXANDER & BALDWIN|GSCO|GOLDMAN SACHS & CO. LLC|272507
ALEX|ALEXANDER & BALDWIN|GSCS|GOLDMAN SACHS & CO. LLC|100
ALEX|ALEXANDER & BALDWIN|GSLT|GOLDMAN SACHS & CO. LLC|1820
ALEX|ALEXANDER & BALDWIN|GTSZ|GTS SECURITIES LLC|26425
ALEX|ALEXANDER & BALDWIN|HRBF|American Enterprise Investment Services Inc.|595
ALEX|ALEXANDER & BALDWIN|IATS|INTERACTIVE BROKERS LLC|3222
ALEX|ALEXANDER & BALDWIN|IBKR|Interactive Brokers Llc|3196
ALEX|ALEXANDER & BALDWIN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|89
ALEX|ALEXANDER & BALDWIN|ICBX|INSTINET, LLC|20700
ALEX|ALEXANDER & BALDWIN|IEQY|CITADEL SECURITIES LLC|54623
ALEX|ALEXANDER & BALDWIN|INCA|INSTINET, LLC|95912
ALEX|ALEXANDER & BALDWIN|INJX|INSTINET, LLC|9383
ALEX|ALEXANDER & BALDWIN|ITGI|ITG Inc.|18003
ALEX|ALEXANDER & BALDWIN|ITGP|ITG INC.|50000
ALEX|ALEXANDER & BALDWIN|JANY|Janney Montgomery Scott Inc.|133
ALEX|ALEXANDER & BALDWIN|JEFF|JEFFERIES LLC|6591
ALEX|ALEXANDER & BALDWIN|JMPT|JUMP TRADING, LLC|7977
ALEX|ALEXANDER & BALDWIN|JONE|JonesTrading|5000
ALEX|ALEXANDER & BALDWIN|JPBX|J.P. MORGAN SECURITIES LLC|15474
ALEX|ALEXANDER & BALDWIN|JPMX|J.P. Morgan Securities LLC|220926
ALEX|ALEXANDER & BALDWIN|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
ALEX|ALEXANDER & BALDWIN|JSJX|JANE STREET CAPITAL LLC|2505
ALEX|ALEXANDER & BALDWIN|KCGM|VIRTU Americas LLC|12226
ALEX|ALEXANDER & BALDWIN|KEYB|KEYBANC CAPITAL MARKETS INC.|1800
ALEX|ALEXANDER & BALDWIN|LEHM|Barclays Capital Inc./Le|192586
ALEX|ALEXANDER & BALDWIN|LIME|Lime Brokerage LLC|18181
ALEX|ALEXANDER & BALDWIN|LQNA|LIQUIDNET, INC.|54500
ALEX|ALEXANDER & BALDWIN|LSCI|Lek Securities Corporation|27
ALEX|ALEXANDER & BALDWIN|MBTS|ALLY INVEST SECURITIES LLC|506
ALEX|ALEXANDER & BALDWIN|MKMP|MKM Partners LLC|19955
ALEX|ALEXANDER & BALDWIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45552
ALEX|ALEXANDER & BALDWIN|MOTF|MOTIF INVESTING, INC.|1
ALEX|ALEXANDER & BALDWIN|MSCO|MORGAN STANLEY & CO. LLC|461631
ALEX|ALEXANDER & BALDWIN|MSPL|MORGAN STANLEY & CO. LLC|105700
ALEX|ALEXANDER & BALDWIN|MSTX|MORGAN STANLEY & CO. LLC|45400
ALEX|ALEXANDER & BALDWIN|NFSC|National Financial Services LLC|46144
ALEX|ALEXANDER & BALDWIN|NITE|VIRTU Americas LLC|111463
ALEX|ALEXANDER & BALDWIN|NQRB|Brut, LLC|1841
ALEX|ALEXANDER & BALDWIN|NTRC|Northern Trust Securities, Inc.|808
ALEX|ALEXANDER & BALDWIN|OPCO|Oppenheimer & Co. Inc.|472
ALEX|ALEXANDER & BALDWIN|PDQM|CODA MARKETS, INC.|17074
ALEX|ALEXANDER & BALDWIN|PWJC|UBS Financial Services, Inc.|700
ALEX|ALEXANDER & BALDWIN|RBCM|RBC CAPITAL MARKETS, LLC|3572
ALEX|ALEXANDER & BALDWIN|RGLD|Regal Securities, Inc|44
ALEX|ALEXANDER & BALDWIN|SBSH|Citigroup Global Markets Inc.|44577
ALEX|ALEXANDER & BALDWIN|SGMT|GOLDMAN SACHS & CO. LLC|24677
ALEX|ALEXANDER & BALDWIN|SPDR|SPEEDROUTE LLC|19600
ALEX|ALEXANDER & BALDWIN|STFL|Stifel, Nicolaus & Company, Incorporated|225
ALEX|ALEXANDER & BALDWIN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4708
ALEX|ALEXANDER & BALDWIN|SWIM|TD Ameritrade, Inc.|51484
ALEX|ALEXANDER & BALDWIN|SWST|Hilltop Securities Inc.|1682
ALEX|ALEXANDER & BALDWIN|TDSI|TD Securities (USA) LLC|600
ALEX|ALEXANDER & BALDWIN|TKNG|ALLY INVEST SECURITIES LLC|79
ALEX|ALEXANDER & BALDWIN|TRBT|Tradebot Systems, Inc.|84205
ALEX|ALEXANDER & BALDWIN|TRCM|TRC MARKETS LLC|11630
ALEX|ALEXANDER & BALDWIN|UBSA|UBS SECURITIES LLC|201659
ALEX|ALEXANDER & BALDWIN|UBSS|UBS Securities LLC|310185
ALEX|ALEXANDER & BALDWIN|VALX|VIRTU AMERICAS LLC|7031
ALEX|ALEXANDER & BALDWIN|VGRD|Vanguard Marketing Corporation|12956
ALEX|ALEXANDER & BALDWIN|WBPX|SUMMIT SECURITIES GROUP, LLC|1690
ALEX|ALEXANDER & BALDWIN|WCHV|WELLS FARGO SECURITIES, LLC|19069
ALEX|ALEXANDER & BALDWIN|WEDB|WEDBUSH SECURITIES INC.|1022
ALEX|ALEXANDER & BALDWIN|WEED|Weeden & Co.L.P.|23991
ALEX|ALEXANDER & BALDWIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|415
ALEX|ALEXANDER & BALDWIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2386
ALEX|ALEXANDER & BALDWIN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
ALEX|ALEXANDER & BALDWIN|WSEA|WOLVERINE SECURITIES, LLC|2285
ALEX|ALEXANDER & BALDWIN|XIST|INSTINET, LLC|35200
ALEX|ALEXANDER & BALDWIN|XPQR|Jump Trading|2264
ALEX|ALEXANDER & BALDWIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4680
ALEX|ALEXANDER & BALDWIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1065
ALFA|ALPHACLONE ALTALPHA|APCC|Apex Clearing Corporation|5
ALFA|ALPHACLONE ALTALPHA|CHAS|Charles Schwab & Co., Inc.|1
ALFA|ALPHACLONE ALTALPHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4308
ALFA|ALPHACLONE ALTALPHA|EBXL|EBX LLC|100
ALFA|ALPHACLONE ALTALPHA|ETCB|ETC BROKERAGE SERVICES, LLC|84
ALFA|ALPHACLONE ALTALPHA|ETRS|E*Trade Securities LLC|33
ALFA|ALPHACLONE ALTALPHA|FTBR|Foliofn Investments, Inc.|5969
ALFA|ALPHACLONE ALTALPHA|HRBF|American Enterprise Investment Services Inc.|49525
ALFA|ALPHACLONE ALTALPHA|IBKR|Interactive Brokers Llc|230
ALFA|ALPHACLONE ALTALPHA|ICBX|INSTINET, LLC|200
ALFA|ALPHACLONE ALTALPHA|INCA|INSTINET, LLC|100
ALFA|ALPHACLONE ALTALPHA|JPMX|J.P. Morgan Securities LLC|200
ALFA|ALPHACLONE ALTALPHA|JSJX|JANE STREET CAPITAL LLC|6347
ALFA|ALPHACLONE ALTALPHA|KCGM|VIRTU Americas LLC|7505
ALFA|ALPHACLONE ALTALPHA|LEHM|Barclays Capital Inc./Le|2000
ALFA|ALPHACLONE ALTALPHA|LIME|Lime Brokerage LLC|300
ALFA|ALPHACLONE ALTALPHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
ALFA|ALPHACLONE ALTALPHA|MOTF|MOTIF INVESTING, INC.|4
ALFA|ALPHACLONE ALTALPHA|MSCO|MORGAN STANLEY & CO. LLC|236
ALFA|ALPHACLONE ALTALPHA|MSPL|MORGAN STANLEY & CO. LLC|300
ALFA|ALPHACLONE ALTALPHA|NFSC|National Financial Services LLC|914
ALFA|ALPHACLONE ALTALPHA|NITE|VIRTU Americas LLC|45420
ALFA|ALPHACLONE ALTALPHA|NITP|VIRTU Americas LLC|2177
ALFA|ALPHACLONE ALTALPHA|NQRB|Brut, LLC|200
ALFA|ALPHACLONE ALTALPHA|RBCM|RBC CAPITAL MARKETS, LLC|244
ALFA|ALPHACLONE ALTALPHA|SGMT|GOLDMAN SACHS & CO. LLC|200
ALFA|ALPHACLONE ALTALPHA|STFL|Stifel, Nicolaus & Company, Incorporated|315
ALFA|ALPHACLONE ALTALPHA|SWIM|TD Ameritrade, Inc.|154
ALFA|ALPHACLONE ALTALPHA|UBSA|UBS SECURITIES LLC|9594
ALFA|ALPHACLONE ALTALPHA|UBSS|UBS Securities LLC|8760
ALFA|ALPHACLONE ALTALPHA|VGRD|Vanguard Marketing Corporation|4995
ALFA|ALPHACLONE ALTALPHA|WCHV|WELLS FARGO SECURITIES, LLC|357
ALFA|ALPHACLONE ALTALPHA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|464
ALFA|ALPHACLONE ALTALPHA|WSEA|WOLVERINE SECURITIES, LLC|15
ALFA|ALPHACLONE ALTALPHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|699
ALG|ALAMO GP INC|ALTX|Alternet Securities Inc.|200
ALG|ALAMO GP INC|ANOS|ABEL/NOSER, L.L.C.|97
ALG|ALAMO GP INC|APCC|Apex Clearing Corporation|41
ALG|ALAMO GP INC|BATM|CBOE TRADING, INC.|1073
ALG|ALAMO GP INC|BBNT|BB&T SECURITIES, LLC|53
ALG|ALAMO GP INC|BERN|Sanford C. Bernstein & Co., LLC|2095
ALG|ALAMO GP INC|BIDS|BIDS TRADING L.P.|10400
ALG|ALAMO GP INC|BLKX|INSTINET, LLC|10000
ALG|ALAMO GP INC|BNPX|BNP PARIBAS SECURITIES CORP.|1632
ALG|ALAMO GP INC|BRVL|BLAYLOCK VAN, LLC|100
ALG|ALAMO GP INC|BTIG|BTIG, LLC|100
ALG|ALAMO GP INC|BYXM|CBOE TRADING, INC.|200
ALG|ALAMO GP INC|BZYD|GOLDMAN SACHS & CO. LLC|382
ALG|ALAMO GP INC|CHAS|Charles Schwab & Co., Inc.|322
ALG|ALAMO GP INC|CIST|Capital Institutional Services, Inc.|100
ALG|ALAMO GP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5992
ALG|ALAMO GP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3803
ALG|ALAMO GP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2374
ALG|ALAMO GP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22945
ALG|ALAMO GP INC|CTDL|Citadel Derivatives Group Llc|590
ALG|ALAMO GP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1482
ALG|ALAMO GP INC|DBAB|Deutsche Bank Securities Inc.|6623
ALG|ALAMO GP INC|DBAX|Deutsche Bank Securities Inc.|23300
ALG|ALAMO GP INC|DEAN|MORGAN STANLEY|508
ALG|ALAMO GP INC|DEGS|RONIN PROFESSIONAL LLC|671
ALG|ALAMO GP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|236
ALG|ALAMO GP INC|EBXL|EBX LLC|7900
ALG|ALAMO GP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11838
ALG|ALAMO GP INC|EDJO|Edward D. Jones & Co., L.P.|113
ALG|ALAMO GP INC|EGAM|CBOE TRADING, INC.|157
ALG|ALAMO GP INC|EGAW|CBOE TRADING, INC.|100
ALG|ALAMO GP INC|EGMT|EG MARKET TECHNOLOGIES LLC|459
ALG|ALAMO GP INC|EGXM|CBOE TRADING, INC.|4
ALG|ALAMO GP INC|EGXW|CBOE TRADING, INC.|3
ALG|ALAMO GP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|521
ALG|ALAMO GP INC|ETRS|E*Trade Securities LLC|792
ALG|ALAMO GP INC|FILL|Tradestation Securities, Inc.|33
ALG|ALAMO GP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|329
ALG|ALAMO GP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15756
ALG|ALAMO GP INC|FTBR|Foliofn Investments, Inc.|610
ALG|ALAMO GP INC|GLIS|TD Securities Inc|47
ALG|ALAMO GP INC|GLPX|ACS EXECUTION SERVICES, LLC|4144
ALG|ALAMO GP INC|GSCO|GOLDMAN SACHS & CO. LLC|26174
ALG|ALAMO GP INC|GSLT|GOLDMAN SACHS & CO. LLC|32
ALG|ALAMO GP INC|GTSZ|GTS SECURITIES LLC|31992
ALG|ALAMO GP INC|HPPX|POTAMUS TRADING, LLC|477
ALG|ALAMO GP INC|HRBF|American Enterprise Investment Services Inc.|25
ALG|ALAMO GP INC|HSBC|HSBC Securities, Inc.|400
ALG|ALAMO GP INC|IATS|INTERACTIVE BROKERS LLC|222
ALG|ALAMO GP INC|IBKR|Interactive Brokers Llc|136
ALG|ALAMO GP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16
ALG|ALAMO GP INC|ICBX|INSTINET, LLC|2200
ALG|ALAMO GP INC|IEQY|CITADEL SECURITIES LLC|2468
ALG|ALAMO GP INC|INCA|INSTINET, LLC|16089
ALG|ALAMO GP INC|INJX|INSTINET, LLC|2441
ALG|ALAMO GP INC|ITGI|ITG Inc.|20910
ALG|ALAMO GP INC|ITGP|ITG INC.|35000
ALG|ALAMO GP INC|JANY|Janney Montgomery Scott Inc.|79
ALG|ALAMO GP INC|JEFF|JEFFERIES LLC|7380
ALG|ALAMO GP INC|JPBX|J.P. MORGAN SECURITIES LLC|324
ALG|ALAMO GP INC|JPMX|J.P. Morgan Securities LLC|39912
ALG|ALAMO GP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|350
ALG|ALAMO GP INC|JSJX|JANE STREET CAPITAL LLC|932
ALG|ALAMO GP INC|KCGM|VIRTU Americas LLC|4407
ALG|ALAMO GP INC|LEHM|Barclays Capital Inc./Le|29551
ALG|ALAMO GP INC|LIME|Lime Brokerage LLC|3703
ALG|ALAMO GP INC|LOOP|Loop Capital Markets LLC|175
ALG|ALAMO GP INC|LQNA|LIQUIDNET, INC.|7200
ALG|ALAMO GP INC|LSCI|Lek Securities Corporation|5
ALG|ALAMO GP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27133
ALG|ALAMO GP INC|MSCO|MORGAN STANLEY & CO. LLC|96273
ALG|ALAMO GP INC|MSPL|MORGAN STANLEY & CO. LLC|17800
ALG|ALAMO GP INC|MSTX|MORGAN STANLEY & CO. LLC|600
ALG|ALAMO GP INC|NFSC|National Financial Services LLC|4828
ALG|ALAMO GP INC|NITE|VIRTU Americas LLC|19903
ALG|ALAMO GP INC|NQRB|Brut, LLC|100
ALG|ALAMO GP INC|PDQM|CODA MARKETS, INC.|8324
ALG|ALAMO GP INC|RBCM|RBC CAPITAL MARKETS, LLC|41
ALG|ALAMO GP INC|SBSH|Citigroup Global Markets Inc.|6526
ALG|ALAMO GP INC|SGMT|GOLDMAN SACHS & CO. LLC|8238
ALG|ALAMO GP INC|SPDR|SPEEDROUTE LLC|409
ALG|ALAMO GP INC|SPTD|MINT GLOBAL MARKETS, INC.|200
ALG|ALAMO GP INC|STFL|Stifel, Nicolaus & Company, Incorporated|814
ALG|ALAMO GP INC|SWIM|TD Ameritrade, Inc.|78
ALG|ALAMO GP INC|TRBT|Tradebot Systems, Inc.|2499
ALG|ALAMO GP INC|TRCM|TRC MARKETS LLC|4220
ALG|ALAMO GP INC|UBSA|UBS SECURITIES LLC|44642
ALG|ALAMO GP INC|UBSS|UBS Securities LLC|53532
ALG|ALAMO GP INC|VALX|VIRTU AMERICAS LLC|3246
ALG|ALAMO GP INC|VGRD|Vanguard Marketing Corporation|300
ALG|ALAMO GP INC|WCHV|WELLS FARGO SECURITIES, LLC|3936
ALG|ALAMO GP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|244
ALG|ALAMO GP INC|WSEA|WOLVERINE SECURITIES, LLC|10
ALG|ALAMO GP INC|XIST|INSTINET, LLC|600
ALG|ALAMO GP INC|XPQR|Jump Trading|1165
ALG|ALAMO GP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ALG|ALAMO GP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|579
ALG|ALAMO GP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8
ALGN|ALIGN TECHNOLOGY I##|ABLE|NATIXIS Securities Americas LLC|1546
ALGN|ALIGN TECHNOLOGY I##|ADAM|CANACCORD GENUITY INC.|220
ALGN|ALIGN TECHNOLOGY I##|AGIS|Aegis Capital Corp.|28
ALGN|ALIGN TECHNOLOGY I##|ALLN|Allen & Company LLC|1000
ALGN|ALIGN TECHNOLOGY I##|ALTX|Alternet Securities Inc.|2577
ALGN|ALIGN TECHNOLOGY I##|ANOS|ABEL/NOSER, L.L.C.|486
ALGN|ALIGN TECHNOLOGY I##|APCC|Apex Clearing Corporation|12577
ALGN|ALIGN TECHNOLOGY I##|BANK|Primevest Financial Services, Inc.|787
ALGN|ALIGN TECHNOLOGY I##|BARD|Robert W. Baird & Co. Incorporated|3376
ALGN|ALIGN TECHNOLOGY I##|BATM|CBOE TRADING, INC.|38759
ALGN|ALIGN TECHNOLOGY I##|BAYC|BAY CREST PARTNERS, LLC|12723
ALGN|ALIGN TECHNOLOGY I##|BBNT|BB&T SECURITIES, LLC|976
ALGN|ALIGN TECHNOLOGY I##|BERN|Sanford C. Bernstein & Co., LLC|191807
ALGN|ALIGN TECHNOLOGY I##|BIMI|Banca IMI Securities Corp.|2892
ALGN|ALIGN TECHNOLOGY I##|BKCM|BNY Mellon Capital Markets LLC|30
ALGN|ALIGN TECHNOLOGY I##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21688
ALGN|ALIGN TECHNOLOGY I##|BLKX|INSTINET, LLC|17400
ALGN|ALIGN TECHNOLOGY I##|BMOC|BMO Capital Markets Corp.|12832
ALGN|ALIGN TECHNOLOGY I##|BNPX|BNP PARIBAS SECURITIES CORP.|85723
ALGN|ALIGN TECHNOLOGY I##|BRGE|Newbridge Securities Corp.|852
ALGN|ALIGN TECHNOLOGY I##|BTIG|BTIG, LLC|21425
ALGN|ALIGN TECHNOLOGY I##|BYXM|CBOE TRADING, INC.|4673
ALGN|ALIGN TECHNOLOGY I##|BZYD|GOLDMAN SACHS & CO. LLC|800
ALGN|ALIGN TECHNOLOGY I##|CANT|Cantor Fitzgerald & Co.|3237
ALGN|ALIGN TECHNOLOGY I##|CHAS|Charles Schwab & Co., Inc.|4770
ALGN|ALIGN TECHNOLOGY I##|CIBP|CIBC World Markets Corp.|46167
ALGN|ALIGN TECHNOLOGY I##|CICF|Canaccord Genuity Corp.|809
ALGN|ALIGN TECHNOLOGY I##|CIOI|CITIGROUP GLOBAL MARKETS INC|18055
ALGN|ALIGN TECHNOLOGY I##|CIST|Capital Institutional Services, Inc.|622
ALGN|ALIGN TECHNOLOGY I##|CLSA|CLSA AMERICAS, LLC|408
ALGN|ALIGN TECHNOLOGY I##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54615
ALGN|ALIGN TECHNOLOGY I##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1075
ALGN|ALIGN TECHNOLOGY I##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20196
ALGN|ALIGN TECHNOLOGY I##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|391066
ALGN|ALIGN TECHNOLOGY I##|CTDL|Citadel Derivatives Group Llc|23380
ALGN|ALIGN TECHNOLOGY I##|CXCX|CITIGROUP GLOBAL MARKETS INC.|32158
ALGN|ALIGN TECHNOLOGY I##|DADA|D.A. Davidson & Co.|850
ALGN|ALIGN TECHNOLOGY I##|DAVA|Davenport & Company LLC|112
ALGN|ALIGN TECHNOLOGY I##|DAWA|Daiwa Capital Markets America Inc.|529
ALGN|ALIGN TECHNOLOGY I##|DBAB|Deutsche Bank Securities Inc.|509909
ALGN|ALIGN TECHNOLOGY I##|DBAX|Deutsche Bank Securities Inc.|216100
ALGN|ALIGN TECHNOLOGY I##|DBUL|Deutsche Bank Securities Inc.|4524
ALGN|ALIGN TECHNOLOGY I##|DCHF|Dart Executions, LLC|5548
ALGN|ALIGN TECHNOLOGY I##|DEAN|MORGAN STANLEY|27303
ALGN|ALIGN TECHNOLOGY I##|DEGS|RONIN PROFESSIONAL LLC|1286
ALGN|ALIGN TECHNOLOGY I##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14325
ALGN|ALIGN TECHNOLOGY I##|DRWK|DRW SECURITIES, L.L.C.|22810
ALGN|ALIGN TECHNOLOGY I##|EBXL|EBX LLC|136700
ALGN|ALIGN TECHNOLOGY I##|ECUT|CONVERGEX EXECUTION SOLUTIONS|13910
ALGN|ALIGN TECHNOLOGY I##|EDJC|Edward Jones / CDS|518
ALGN|ALIGN TECHNOLOGY I##|EDJO|Edward D. Jones & Co., L.P.|4970
ALGN|ALIGN TECHNOLOGY I##|EGAM|CBOE TRADING, INC.|6258
ALGN|ALIGN TECHNOLOGY I##|EGAW|CBOE TRADING, INC.|15
ALGN|ALIGN TECHNOLOGY I##|EGMT|EG MARKET TECHNOLOGIES LLC|1171
ALGN|ALIGN TECHNOLOGY I##|EGXM|CBOE TRADING, INC.|5774
ALGN|ALIGN TECHNOLOGY I##|EGXW|CBOE TRADING, INC.|217
ALGN|ALIGN TECHNOLOGY I##|ELEV|ELEVATION, LLC|1840
ALGN|ALIGN TECHNOLOGY I##|ESPO|ESPOSITO SECURITIES, LLC|175
ALGN|ALIGN TECHNOLOGY I##|ETBE|Electronic Transaction Clearing, Inc.|44747
ALGN|ALIGN TECHNOLOGY I##|ETCB|ETC BROKERAGE SERVICES, LLC|34
ALGN|ALIGN TECHNOLOGY I##|ETCC|Electronic Transaction Clearing, Inc.|1099
ALGN|ALIGN TECHNOLOGY I##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5808
ALGN|ALIGN TECHNOLOGY I##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|154340
ALGN|ALIGN TECHNOLOGY I##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|702
ALGN|ALIGN TECHNOLOGY I##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|66383
ALGN|ALIGN TECHNOLOGY I##|ETRS|E*Trade Securities LLC|432271
ALGN|ALIGN TECHNOLOGY I##|FBCO|Credit Suisse Securities (USA) LLC|739900
ALGN|ALIGN TECHNOLOGY I##|FBSB|U.S. Bancorp Investments, Inc.|833
ALGN|ALIGN TECHNOLOGY I##|FFSI|Firstrade Securities Inc.|366
ALGN|ALIGN TECHNOLOGY I##|FILL|Tradestation Securities, Inc.|145218
ALGN|ALIGN TECHNOLOGY I##|FINX|FINTECH SECURITIES|66
ALGN|ALIGN TECHNOLOGY I##|FMAF|NBCN Inc./ CDS|12606
ALGN|ALIGN TECHNOLOGY I##|FOMA|TD AMERITRADE CLEARING, INC.|763084
ALGN|ALIGN TECHNOLOGY I##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35887
ALGN|ALIGN TECHNOLOGY I##|FQLS|Quantlab Securities LP|351145
ALGN|ALIGN TECHNOLOGY I##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62618
ALGN|ALIGN TECHNOLOGY I##|FTBR|Foliofn Investments, Inc.|3182
ALGN|ALIGN TECHNOLOGY I##|GEBB|GLOBAL EXECUTION BROKERS, LP|59773
ALGN|ALIGN TECHNOLOGY I##|GELP|RBC CAPITAL MARKETS, LLC|494
ALGN|ALIGN TECHNOLOGY I##|GLIS|TD Securities Inc|221
ALGN|ALIGN TECHNOLOGY I##|GLPX|ACS EXECUTION SERVICES, LLC|85964
ALGN|ALIGN TECHNOLOGY I##|GSCO|GOLDMAN SACHS & CO. LLC|983742
ALGN|ALIGN TECHNOLOGY I##|GSCS|GOLDMAN SACHS & CO. LLC|38008
ALGN|ALIGN TECHNOLOGY I##|GSLT|GOLDMAN SACHS & CO. LLC|2354
ALGN|ALIGN TECHNOLOGY I##|GTSZ|GTS SECURITIES LLC|341903
ALGN|ALIGN TECHNOLOGY I##|HAPX|HAP Trading, LLC|1218
ALGN|ALIGN TECHNOLOGY I##|HRBF|American Enterprise Investment Services Inc.|12503
ALGN|ALIGN TECHNOLOGY I##|HSBC|HSBC Securities, Inc.|7195
ALGN|ALIGN TECHNOLOGY I##|IATS|INTERACTIVE BROKERS LLC|68500
ALGN|ALIGN TECHNOLOGY I##|IBKR|Interactive Brokers Llc|304956
ALGN|ALIGN TECHNOLOGY I##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|614
ALGN|ALIGN TECHNOLOGY I##|ICBX|INSTINET, LLC|66020
ALGN|ALIGN TECHNOLOGY I##|IEQY|CITADEL SECURITIES LLC|258248
ALGN|ALIGN TECHNOLOGY I##|INCA|INSTINET, LLC|641602
ALGN|ALIGN TECHNOLOGY I##|INJX|INSTINET, LLC|57705
ALGN|ALIGN TECHNOLOGY I##|ITGI|ITG Inc.|30304
ALGN|ALIGN TECHNOLOGY I##|ITGP|ITG INC.|50400
ALGN|ALIGN TECHNOLOGY I##|JANY|Janney Montgomery Scott Inc.|7586
ALGN|ALIGN TECHNOLOGY I##|JEFF|JEFFERIES LLC|184259
ALGN|ALIGN TECHNOLOGY I##|JMPT|JUMP TRADING, LLC|113015
ALGN|ALIGN TECHNOLOGY I##|JPBX|J.P. MORGAN SECURITIES LLC|37600
ALGN|ALIGN TECHNOLOGY I##|JPMX|J.P. Morgan Securities LLC|395722
ALGN|ALIGN TECHNOLOGY I##|JSJX|JANE STREET CAPITAL LLC|8125
ALGN|ALIGN TECHNOLOGY I##|JUTA|JUMP TRADING, LLC|262
ALGN|ALIGN TECHNOLOGY I##|KCGM|VIRTU Americas LLC|27905
ALGN|ALIGN TECHNOLOGY I##|KCRD|PHX FINANCIAL, INC.|50
ALGN|ALIGN TECHNOLOGY I##|LEHM|Barclays Capital Inc./Le|942648
ALGN|ALIGN TECHNOLOGY I##|LIME|Lime Brokerage LLC|212347
ALGN|ALIGN TECHNOLOGY I##|LMGP|LIME BROKERAGE LLC|1759
ALGN|ALIGN TECHNOLOGY I##|LMNX|LUMINEX TRADING & ANALYTICS LLC|75074
ALGN|ALIGN TECHNOLOGY I##|LOOP|Loop Capital Markets LLC|120
ALGN|ALIGN TECHNOLOGY I##|LQNA|LIQUIDNET, INC.|18600
ALGN|ALIGN TECHNOLOGY I##|LSCI|Lek Securities Corporation|4113
ALGN|ALIGN TECHNOLOGY I##|MACC|Mid Atlantic Capital Corporation|343
ALGN|ALIGN TECHNOLOGY I##|MAXM|Maxim Group LLC|817
ALGN|ALIGN TECHNOLOGY I##|MBTS|ALLY INVEST SECURITIES LLC|1195
ALGN|ALIGN TECHNOLOGY I##|MCMF|Raymond James Ltd. Cds|1682
ALGN|ALIGN TECHNOLOGY I##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107048
ALGN|ALIGN TECHNOLOGY I##|MOTF|MOTIF INVESTING, INC.|143
ALGN|ALIGN TECHNOLOGY I##|MSCO|MORGAN STANLEY & CO. LLC|2289956
ALGN|ALIGN TECHNOLOGY I##|MSPL|MORGAN STANLEY & CO. LLC|286100
ALGN|ALIGN TECHNOLOGY I##|MSTX|MORGAN STANLEY & CO. LLC|54600
ALGN|ALIGN TECHNOLOGY I##|NATL|National Securities Corporation|538
ALGN|ALIGN TECHNOLOGY I##|NBCS|NBC Securities, INC.|220
ALGN|ALIGN TECHNOLOGY I##|NEED|Needham & Company, LLC|71
ALGN|ALIGN TECHNOLOGY I##|NFSC|National Financial Services LLC|531697
ALGN|ALIGN TECHNOLOGY I##|NITE|VIRTU Americas LLC|1087264
ALGN|ALIGN TECHNOLOGY I##|NITP|VIRTU Americas LLC|1180
ALGN|ALIGN TECHNOLOGY I##|NQRB|Brut, LLC|6697
ALGN|ALIGN TECHNOLOGY I##|NTRC|Northern Trust Securities, Inc.|5111
ALGN|ALIGN TECHNOLOGY I##|OHOS|TWO SIGMA SECURITIES, LLC|28084
ALGN|ALIGN TECHNOLOGY I##|OPCO|Oppenheimer & Co. Inc.|7203
ALGN|ALIGN TECHNOLOGY I##|PCFF|Pacific International Securities Inc./CDS|132
ALGN|ALIGN TECHNOLOGY I##|PCPT|PHILLIP CAPITAL INC.|1726
ALGN|ALIGN TECHNOLOGY I##|PDQM|CODA MARKETS, INC.|179910
ALGN|ALIGN TECHNOLOGY I##|PHLY|NASDAQ Execution Services, LLC|22000
ALGN|ALIGN TECHNOLOGY I##|PICT|Pictet Overseas Inc.|680
ALGN|ALIGN TECHNOLOGY I##|PIPR|Piper Jaffray & Co.|800
ALGN|ALIGN TECHNOLOGY I##|PREC|PRECISION SECURITIES, LLC|4300
ALGN|ALIGN TECHNOLOGY I##|PWJC|UBS Financial Services, Inc.|2442
ALGN|ALIGN TECHNOLOGY I##|RAJA|Raymond James & Associates, Inc.|10602
ALGN|ALIGN TECHNOLOGY I##|RBCM|RBC CAPITAL MARKETS, LLC|15948
ALGN|ALIGN TECHNOLOGY I##|RGLD|Regal Securities, Inc|6
ALGN|ALIGN TECHNOLOGY I##|RJLB|RJL CAPITAL GROUP, LLC|596
ALGN|ALIGN TECHNOLOGY I##|RJLC|RJL CAPITAL GROUP, LLC|8184
ALGN|ALIGN TECHNOLOGY I##|SAGL|SAGETRADER, LLC|17113
ALGN|ALIGN TECHNOLOGY I##|SAGW|SAGETRADER, LLC|528
ALGN|ALIGN TECHNOLOGY I##|SALI|INTL FCSTONE FINANCIAL INC.|2601
ALGN|ALIGN TECHNOLOGY I##|SBSH|Citigroup Global Markets Inc.|422133
ALGN|ALIGN TECHNOLOGY I##|SGMT|GOLDMAN SACHS & CO. LLC|145096
ALGN|ALIGN TECHNOLOGY I##|SHMR|ABN Amro Clearing LLC|29
ALGN|ALIGN TECHNOLOGY I##|SOGO|Wang Investment Associates, Inc.|50
ALGN|ALIGN TECHNOLOGY I##|SPDR|SPEEDROUTE LLC|15285
ALGN|ALIGN TECHNOLOGY I##|SPHN|Stephens Inc.|1104
ALGN|ALIGN TECHNOLOGY I##|STFL|Stifel, Nicolaus & Company, Incorporated|8522
ALGN|ALIGN TECHNOLOGY I##|STKP|STOCKPILE INVESTMENTS, INC.|180
ALGN|ALIGN TECHNOLOGY I##|STXG|Stockcross Financial Services, Inc.|15
ALGN|ALIGN TECHNOLOGY I##|SWIM|TD Ameritrade, Inc.|215328
ALGN|ALIGN TECHNOLOGY I##|SWST|Hilltop Securities Inc.|2285
ALGN|ALIGN TECHNOLOGY I##|TDSI|TD Securities (USA) LLC|100
ALGN|ALIGN TECHNOLOGY I##|TKNG|ALLY INVEST SECURITIES LLC|3902
ALGN|ALIGN TECHNOLOGY I##|TONC|CUTTONE & CO., LLC|1080
ALGN|ALIGN TECHNOLOGY I##|TRBT|Tradebot Systems, Inc.|187997
ALGN|ALIGN TECHNOLOGY I##|TRCM|TRC MARKETS LLC|65920
ALGN|ALIGN TECHNOLOGY I##|TTUC|CUTTONE & CO., INC.|5792
ALGN|ALIGN TECHNOLOGY I##|TWTT|TASTYWORKS, INC.|10
ALGN|ALIGN TECHNOLOGY I##|UBSA|UBS SECURITIES LLC|482196
ALGN|ALIGN TECHNOLOGY I##|UBSS|UBS Securities LLC|1505737
ALGN|ALIGN TECHNOLOGY I##|VALX|VIRTU AMERICAS LLC|30660
ALGN|ALIGN TECHNOLOGY I##|VERT|The Vertical Trading Group, LLC|6000
ALGN|ALIGN TECHNOLOGY I##|VGRD|Vanguard Marketing Corporation|91570
ALGN|ALIGN TECHNOLOGY I##|VSIN|Vision Financial Markets Llc|6
ALGN|ALIGN TECHNOLOGY I##|WABR|Wall Street Access|2250
ALGN|ALIGN TECHNOLOGY I##|WBLR|WILLIAM BLAIR|4760
ALGN|ALIGN TECHNOLOGY I##|WBPX|SUMMIT SECURITIES GROUP, LLC|29563
ALGN|ALIGN TECHNOLOGY I##|WCHV|WELLS FARGO SECURITIES, LLC|146223
ALGN|ALIGN TECHNOLOGY I##|WDNX|WEEDEN & CO.L.P.|638
ALGN|ALIGN TECHNOLOGY I##|WEDB|WEDBUSH SECURITIES INC.|251
ALGN|ALIGN TECHNOLOGY I##|WEED|Weeden & Co.L.P.|2274
ALGN|ALIGN TECHNOLOGY I##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25172
ALGN|ALIGN TECHNOLOGY I##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33081
ALGN|ALIGN TECHNOLOGY I##|WGIF|CIBC World Markets Inc.|7647
ALGN|ALIGN TECHNOLOGY I##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|179
ALGN|ALIGN TECHNOLOGY I##|WSEA|WOLVERINE SECURITIES, LLC|9536
ALGN|ALIGN TECHNOLOGY I##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|5
ALGN|ALIGN TECHNOLOGY I##|WTFS|JUST2TRADE, INC.|60
ALGN|ALIGN TECHNOLOGY I##|XIST|INSTINET, LLC|20904
ALGN|ALIGN TECHNOLOGY I##|XPQR|Jump Trading|200
ALGN|ALIGN TECHNOLOGY I##|XPUS|XP SECURITIES, LLC|15897
ALGN|ALIGN TECHNOLOGY I##|XSTM|NATIONAL FINANCIAL SERVICES LLC|138010
ALGN|ALIGN TECHNOLOGY I##|YKNA|COMHAR CAPITAL MARKETS, LLC|36932
ALGN|ALIGN TECHNOLOGY I##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9117
ALGT|ALLEGIANT TRAVEL COM|ALTX|Alternet Securities Inc.|2102
ALGT|ALLEGIANT TRAVEL COM|ANOS|ABEL/NOSER, L.L.C.|92
ALGT|ALLEGIANT TRAVEL COM|APCC|Apex Clearing Corporation|30
ALGT|ALLEGIANT TRAVEL COM|BARD|Robert W. Baird & Co. Incorporated|28
ALGT|ALLEGIANT TRAVEL COM|BATM|CBOE TRADING, INC.|2437
ALGT|ALLEGIANT TRAVEL COM|BAYT|BTIG, LLC|100
ALGT|ALLEGIANT TRAVEL COM|BERN|Sanford C. Bernstein & Co., LLC|35167
ALGT|ALLEGIANT TRAVEL COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|90
ALGT|ALLEGIANT TRAVEL COM|BMOC|BMO Capital Markets Corp.|2586
ALGT|ALLEGIANT TRAVEL COM|BNPX|BNP PARIBAS SECURITIES CORP.|2544
ALGT|ALLEGIANT TRAVEL COM|BTIG|BTIG, LLC|2199
ALGT|ALLEGIANT TRAVEL COM|CANT|Cantor Fitzgerald & Co.|51
ALGT|ALLEGIANT TRAVEL COM|CHAS|Charles Schwab & Co., Inc.|105
ALGT|ALLEGIANT TRAVEL COM|CIST|Capital Institutional Services, Inc.|948
ALGT|ALLEGIANT TRAVEL COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30120
ALGT|ALLEGIANT TRAVEL COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|482
ALGT|ALLEGIANT TRAVEL COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|561
ALGT|ALLEGIANT TRAVEL COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49918
ALGT|ALLEGIANT TRAVEL COM|CTDL|Citadel Derivatives Group Llc|426
ALGT|ALLEGIANT TRAVEL COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|9412
ALGT|ALLEGIANT TRAVEL COM|DADA|D.A. Davidson & Co.|20
ALGT|ALLEGIANT TRAVEL COM|DBAB|Deutsche Bank Securities Inc.|115298
ALGT|ALLEGIANT TRAVEL COM|DBAX|Deutsche Bank Securities Inc.|57600
ALGT|ALLEGIANT TRAVEL COM|DBUL|Deutsche Bank Securities Inc.|3908
ALGT|ALLEGIANT TRAVEL COM|DEAN|MORGAN STANLEY|622
ALGT|ALLEGIANT TRAVEL COM|DEGS|RONIN PROFESSIONAL LLC|1000
ALGT|ALLEGIANT TRAVEL COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4514
ALGT|ALLEGIANT TRAVEL COM|EBXL|EBX LLC|21000
ALGT|ALLEGIANT TRAVEL COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|382
ALGT|ALLEGIANT TRAVEL COM|EDJO|Edward D. Jones & Co., L.P.|84
ALGT|ALLEGIANT TRAVEL COM|EGAM|CBOE TRADING, INC.|3118
ALGT|ALLEGIANT TRAVEL COM|EGMT|EG MARKET TECHNOLOGIES LLC|411
ALGT|ALLEGIANT TRAVEL COM|EGXM|CBOE TRADING, INC.|581
ALGT|ALLEGIANT TRAVEL COM|ETBE|Electronic Transaction Clearing, Inc.|136
ALGT|ALLEGIANT TRAVEL COM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
ALGT|ALLEGIANT TRAVEL COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16300
ALGT|ALLEGIANT TRAVEL COM|ETRS|E*Trade Securities LLC|7731
ALGT|ALLEGIANT TRAVEL COM|FBCO|Credit Suisse Securities (USA) LLC|76000
ALGT|ALLEGIANT TRAVEL COM|FBSB|U.S. Bancorp Investments, Inc.|1
ALGT|ALLEGIANT TRAVEL COM|FILL|Tradestation Securities, Inc.|124
ALGT|ALLEGIANT TRAVEL COM|FMAF|NBCN Inc./ CDS|42
ALGT|ALLEGIANT TRAVEL COM|FOMA|TD AMERITRADE CLEARING, INC.|11829
ALGT|ALLEGIANT TRAVEL COM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1623
ALGT|ALLEGIANT TRAVEL COM|FQLS|Quantlab Securities LP|45047
ALGT|ALLEGIANT TRAVEL COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26783
ALGT|ALLEGIANT TRAVEL COM|FTBR|Foliofn Investments, Inc.|622
ALGT|ALLEGIANT TRAVEL COM|GEBB|GLOBAL EXECUTION BROKERS, LP|3302
ALGT|ALLEGIANT TRAVEL COM|GLPX|ACS EXECUTION SERVICES, LLC|1468
ALGT|ALLEGIANT TRAVEL COM|GSCO|GOLDMAN SACHS & CO. LLC|147283
ALGT|ALLEGIANT TRAVEL COM|GSCS|GOLDMAN SACHS & CO. LLC|3811
ALGT|ALLEGIANT TRAVEL COM|GSLT|GOLDMAN SACHS & CO. LLC|413
ALGT|ALLEGIANT TRAVEL COM|GTSZ|GTS SECURITIES LLC|1565
ALGT|ALLEGIANT TRAVEL COM|HPPX|POTAMUS TRADING, LLC|118
ALGT|ALLEGIANT TRAVEL COM|HRBF|American Enterprise Investment Services Inc.|223
ALGT|ALLEGIANT TRAVEL COM|HSBC|HSBC Securities, Inc.|7000
ALGT|ALLEGIANT TRAVEL COM|IATS|INTERACTIVE BROKERS LLC|2032
ALGT|ALLEGIANT TRAVEL COM|IBKR|Interactive Brokers Llc|8619
ALGT|ALLEGIANT TRAVEL COM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|183
ALGT|ALLEGIANT TRAVEL COM|ICBX|INSTINET, LLC|6933
ALGT|ALLEGIANT TRAVEL COM|IEQY|CITADEL SECURITIES LLC|18074
ALGT|ALLEGIANT TRAVEL COM|INCA|INSTINET, LLC|92459
ALGT|ALLEGIANT TRAVEL COM|INJX|INSTINET, LLC|12745
ALGT|ALLEGIANT TRAVEL COM|ITGI|ITG Inc.|5956
ALGT|ALLEGIANT TRAVEL COM|ITGP|ITG INC.|79400
ALGT|ALLEGIANT TRAVEL COM|JANY|Janney Montgomery Scott Inc.|97
ALGT|ALLEGIANT TRAVEL COM|JEFF|JEFFERIES LLC|49471
ALGT|ALLEGIANT TRAVEL COM|JMPT|JUMP TRADING, LLC|10165
ALGT|ALLEGIANT TRAVEL COM|JONE|JonesTrading|5505
ALGT|ALLEGIANT TRAVEL COM|JPBX|J.P. MORGAN SECURITIES LLC|8508
ALGT|ALLEGIANT TRAVEL COM|JPMX|J.P. Morgan Securities LLC|66737
ALGT|ALLEGIANT TRAVEL COM|JSJX|JANE STREET CAPITAL LLC|4131
ALGT|ALLEGIANT TRAVEL COM|KCGM|VIRTU Americas LLC|7076
ALGT|ALLEGIANT TRAVEL COM|LEHM|Barclays Capital Inc./Le|111693
ALGT|ALLEGIANT TRAVEL COM|LGNT|COR CLEARING LLC|1
ALGT|ALLEGIANT TRAVEL COM|LIME|Lime Brokerage LLC|27139
ALGT|ALLEGIANT TRAVEL COM|LQNA|LIQUIDNET, INC.|23200
ALGT|ALLEGIANT TRAVEL COM|LQNB|LIQUIDNET, INC.|110
ALGT|ALLEGIANT TRAVEL COM|MAXM|Maxim Group LLC|1585
ALGT|ALLEGIANT TRAVEL COM|MCMF|Raymond James Ltd. Cds|29
ALGT|ALLEGIANT TRAVEL COM|MKMP|MKM Partners LLC|2200
ALGT|ALLEGIANT TRAVEL COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42186
ALGT|ALLEGIANT TRAVEL COM|MSCO|MORGAN STANLEY & CO. LLC|320434
ALGT|ALLEGIANT TRAVEL COM|MSPL|MORGAN STANLEY & CO. LLC|68900
ALGT|ALLEGIANT TRAVEL COM|MSTX|MORGAN STANLEY & CO. LLC|3000
ALGT|ALLEGIANT TRAVEL COM|NFSC|National Financial Services LLC|20557
ALGT|ALLEGIANT TRAVEL COM|NITE|VIRTU Americas LLC|56103
ALGT|ALLEGIANT TRAVEL COM|NITP|VIRTU Americas LLC|500
ALGT|ALLEGIANT TRAVEL COM|NQRB|Brut, LLC|592
ALGT|ALLEGIANT TRAVEL COM|NTRC|Northern Trust Securities, Inc.|331
ALGT|ALLEGIANT TRAVEL COM|OPCO|Oppenheimer & Co. Inc.|1196
ALGT|ALLEGIANT TRAVEL COM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1527
ALGT|ALLEGIANT TRAVEL COM|PDQM|CODA MARKETS, INC.|12489
ALGT|ALLEGIANT TRAVEL COM|RAJA|Raymond James & Associates, Inc.|181
ALGT|ALLEGIANT TRAVEL COM|RBCM|RBC CAPITAL MARKETS, LLC|17
ALGT|ALLEGIANT TRAVEL COM|SAGL|SAGETRADER, LLC|2100
ALGT|ALLEGIANT TRAVEL COM|SBSH|Citigroup Global Markets Inc.|44060
ALGT|ALLEGIANT TRAVEL COM|SGMT|GOLDMAN SACHS & CO. LLC|23200
ALGT|ALLEGIANT TRAVEL COM|SPDR|SPEEDROUTE LLC|2200
ALGT|ALLEGIANT TRAVEL COM|SSBS|STATE STREET GLOBAL MARKETS, LLC|242
ALGT|ALLEGIANT TRAVEL COM|STFL|Stifel, Nicolaus & Company, Incorporated|93906
ALGT|ALLEGIANT TRAVEL COM|SWIM|TD Ameritrade, Inc.|845
ALGT|ALLEGIANT TRAVEL COM|TKNG|ALLY INVEST SECURITIES LLC|412
ALGT|ALLEGIANT TRAVEL COM|TRBT|Tradebot Systems, Inc.|4850
ALGT|ALLEGIANT TRAVEL COM|TRCM|TRC MARKETS LLC|20771
ALGT|ALLEGIANT TRAVEL COM|TWTT|TASTYWORKS, INC.|50
ALGT|ALLEGIANT TRAVEL COM|UBSA|UBS SECURITIES LLC|100499
ALGT|ALLEGIANT TRAVEL COM|UBSS|UBS Securities LLC|180927
ALGT|ALLEGIANT TRAVEL COM|VALX|VIRTU AMERICAS LLC|4602
ALGT|ALLEGIANT TRAVEL COM|VGRD|Vanguard Marketing Corporation|224
ALGT|ALLEGIANT TRAVEL COM|WBLR|WILLIAM BLAIR|1785
ALGT|ALLEGIANT TRAVEL COM|WBPX|SUMMIT SECURITIES GROUP, LLC|1100
ALGT|ALLEGIANT TRAVEL COM|WCHV|WELLS FARGO SECURITIES, LLC|3666
ALGT|ALLEGIANT TRAVEL COM|WEED|Weeden & Co.L.P.|10152
ALGT|ALLEGIANT TRAVEL COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|60
ALGT|ALLEGIANT TRAVEL COM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4253
ALGT|ALLEGIANT TRAVEL COM|WGIF|CIBC World Markets Inc.|50
ALGT|ALLEGIANT TRAVEL COM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
ALGT|ALLEGIANT TRAVEL COM|WSEA|WOLVERINE SECURITIES, LLC|263
ALGT|ALLEGIANT TRAVEL COM|XIST|INSTINET, LLC|37980
ALGT|ALLEGIANT TRAVEL COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1638
ALGT|ALLEGIANT TRAVEL COM|YKNA|COMHAR CAPITAL MARKETS, LLC|1565
ALGT|ALLEGIANT TRAVEL COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|252
ALIM|ALIMERA SCIENCES INC|APCC|Apex Clearing Corporation|1381
ALIM|ALIMERA SCIENCES INC|BATM|CBOE TRADING, INC.|1645
ALIM|ALIMERA SCIENCES INC|CHAS|Charles Schwab & Co., Inc.|500
ALIM|ALIMERA SCIENCES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
ALIM|ALIMERA SCIENCES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|38811
ALIM|ALIMERA SCIENCES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4954
ALIM|ALIMERA SCIENCES INC|CTDL|Citadel Derivatives Group Llc|1827
ALIM|ALIMERA SCIENCES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
ALIM|ALIMERA SCIENCES INC|DBAB|Deutsche Bank Securities Inc.|24088
ALIM|ALIMERA SCIENCES INC|DBAX|Deutsche Bank Securities Inc.|6500
ALIM|ALIMERA SCIENCES INC|DEGS|RONIN PROFESSIONAL LLC|21416
ALIM|ALIMERA SCIENCES INC|EBXL|EBX LLC|6300
ALIM|ALIMERA SCIENCES INC|EGAM|CBOE TRADING, INC.|2774
ALIM|ALIMERA SCIENCES INC|EGXM|CBOE TRADING, INC.|2195
ALIM|ALIMERA SCIENCES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3160
ALIM|ALIMERA SCIENCES INC|ETRS|E*Trade Securities LLC|141526
ALIM|ALIMERA SCIENCES INC|FBCO|Credit Suisse Securities (USA) LLC|32445
ALIM|ALIMERA SCIENCES INC|FILL|Tradestation Securities, Inc.|867
ALIM|ALIMERA SCIENCES INC|FOMA|TD AMERITRADE CLEARING, INC.|211489
ALIM|ALIMERA SCIENCES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2322
ALIM|ALIMERA SCIENCES INC|FTBR|Foliofn Investments, Inc.|21
ALIM|ALIMERA SCIENCES INC|GSCO|GOLDMAN SACHS & CO. LLC|24216
ALIM|ALIMERA SCIENCES INC|GSLT|GOLDMAN SACHS & CO. LLC|6744
ALIM|ALIMERA SCIENCES INC|HRBF|American Enterprise Investment Services Inc.|1000
ALIM|ALIMERA SCIENCES INC|IATS|INTERACTIVE BROKERS LLC|300
ALIM|ALIMERA SCIENCES INC|IBKR|Interactive Brokers Llc|41160
ALIM|ALIMERA SCIENCES INC|ICBX|INSTINET, LLC|1600
ALIM|ALIMERA SCIENCES INC|INCA|INSTINET, LLC|33383
ALIM|ALIMERA SCIENCES INC|ITGI|ITG Inc.|1791
ALIM|ALIMERA SCIENCES INC|ITGP|ITG INC.|4800
ALIM|ALIMERA SCIENCES INC|JEFF|JEFFERIES LLC|900
ALIM|ALIMERA SCIENCES INC|JPMX|J.P. Morgan Securities LLC|2600
ALIM|ALIMERA SCIENCES INC|JSJX|JANE STREET CAPITAL LLC|1
ALIM|ALIMERA SCIENCES INC|KCGM|VIRTU Americas LLC|4680
ALIM|ALIMERA SCIENCES INC|LEHM|Barclays Capital Inc./Le|16145
ALIM|ALIMERA SCIENCES INC|LIME|Lime Brokerage LLC|15409
ALIM|ALIMERA SCIENCES INC|LMGP|LIME BROKERAGE LLC|10800
ALIM|ALIMERA SCIENCES INC|MBTS|ALLY INVEST SECURITIES LLC|5656
ALIM|ALIMERA SCIENCES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
ALIM|ALIMERA SCIENCES INC|MOTF|MOTIF INVESTING, INC.|4
ALIM|ALIMERA SCIENCES INC|MSCO|MORGAN STANLEY & CO. LLC|157602
ALIM|ALIMERA SCIENCES INC|MSPL|MORGAN STANLEY & CO. LLC|1700
ALIM|ALIMERA SCIENCES INC|NATL|National Securities Corporation|23000
ALIM|ALIMERA SCIENCES INC|NFSC|National Financial Services LLC|540599
ALIM|ALIMERA SCIENCES INC|NITE|VIRTU Americas LLC|411555
ALIM|ALIMERA SCIENCES INC|NITP|VIRTU Americas LLC|700
ALIM|ALIMERA SCIENCES INC|NQRB|Brut, LLC|6500
ALIM|ALIMERA SCIENCES INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|17910
ALIM|ALIMERA SCIENCES INC|PDQM|CODA MARKETS, INC.|64307
ALIM|ALIMERA SCIENCES INC|PWJC|UBS Financial Services, Inc.|1355
ALIM|ALIMERA SCIENCES INC|SAGL|SAGETRADER, LLC|6026
ALIM|ALIMERA SCIENCES INC|SBSH|Citigroup Global Markets Inc.|70
ALIM|ALIMERA SCIENCES INC|SGMT|GOLDMAN SACHS & CO. LLC|2512
ALIM|ALIMERA SCIENCES INC|SPDR|SPEEDROUTE LLC|13257
ALIM|ALIMERA SCIENCES INC|SWIM|TD Ameritrade, Inc.|615
ALIM|ALIMERA SCIENCES INC|TKNG|ALLY INVEST SECURITIES LLC|125
ALIM|ALIMERA SCIENCES INC|TRCM|TRC MARKETS LLC|600
ALIM|ALIMERA SCIENCES INC|TWTT|TASTYWORKS, INC.|500
ALIM|ALIMERA SCIENCES INC|UBSA|UBS SECURITIES LLC|53106
ALIM|ALIMERA SCIENCES INC|UBSS|UBS Securities LLC|155856
ALIM|ALIMERA SCIENCES INC|VGRD|Vanguard Marketing Corporation|4800
ALIM|ALIMERA SCIENCES INC|WCHV|WELLS FARGO SECURITIES, LLC|88608
ALIM|ALIMERA SCIENCES INC|WEED|Weeden & Co.L.P.|300
ALIM|ALIMERA SCIENCES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1800
ALIM|ALIMERA SCIENCES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|539
ALIM|ALIMERA SCIENCES INC|WFPB|Wells Fargo Securities, LLC.|4481
ALIM|ALIMERA SCIENCES INC|WGIF|CIBC World Markets Inc.|4154
ALIM|ALIMERA SCIENCES INC|WSEA|WOLVERINE SECURITIES, LLC|19066
ALJJ|ALJ REGIONAL HOLD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2311
ALJJ|ALJ REGIONAL HOLD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
ALJJ|ALJ REGIONAL HOLD CM|DBAB|Deutsche Bank Securities Inc.|27193
ALJJ|ALJ REGIONAL HOLD CM|DBAX|Deutsche Bank Securities Inc.|4900
ALJJ|ALJ REGIONAL HOLD CM|DEGS|RONIN PROFESSIONAL LLC|21674
ALJJ|ALJ REGIONAL HOLD CM|EBXL|EBX LLC|4500
ALJJ|ALJ REGIONAL HOLD CM|ETBE|Electronic Transaction Clearing, Inc.|100
ALJJ|ALJ REGIONAL HOLD CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1228
ALJJ|ALJ REGIONAL HOLD CM|ETRS|E*Trade Securities LLC|33360
ALJJ|ALJ REGIONAL HOLD CM|FBCO|Credit Suisse Securities (USA) LLC|6578
ALJJ|ALJ REGIONAL HOLD CM|FOMA|TD AMERITRADE CLEARING, INC.|35358
ALJJ|ALJ REGIONAL HOLD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1227
ALJJ|ALJ REGIONAL HOLD CM|GLPX|ACS EXECUTION SERVICES, LLC|83
ALJJ|ALJ REGIONAL HOLD CM|GSCO|GOLDMAN SACHS & CO. LLC|3666
ALJJ|ALJ REGIONAL HOLD CM|GTSZ|GTS SECURITIES LLC|700
ALJJ|ALJ REGIONAL HOLD CM|IATS|INTERACTIVE BROKERS LLC|21800
ALJJ|ALJ REGIONAL HOLD CM|IBKR|Interactive Brokers Llc|675221
ALJJ|ALJ REGIONAL HOLD CM|INCA|INSTINET, LLC|21342
ALJJ|ALJ REGIONAL HOLD CM|INJX|INSTINET, LLC|100
ALJJ|ALJ REGIONAL HOLD CM|ITGI|ITG Inc.|1200
ALJJ|ALJ REGIONAL HOLD CM|JMPT|JUMP TRADING, LLC|50
ALJJ|ALJ REGIONAL HOLD CM|JPMX|J.P. Morgan Securities LLC|4200
ALJJ|ALJ REGIONAL HOLD CM|JSJX|JANE STREET CAPITAL LLC|100
ALJJ|ALJ REGIONAL HOLD CM|KCGM|VIRTU Americas LLC|3100
ALJJ|ALJ REGIONAL HOLD CM|LEHM|Barclays Capital Inc./Le|292
ALJJ|ALJ REGIONAL HOLD CM|LIME|Lime Brokerage LLC|11995
ALJJ|ALJ REGIONAL HOLD CM|MSCO|MORGAN STANLEY & CO. LLC|292284
ALJJ|ALJ REGIONAL HOLD CM|MSPL|MORGAN STANLEY & CO. LLC|1700
ALJJ|ALJ REGIONAL HOLD CM|NFSC|National Financial Services LLC|147789
ALJJ|ALJ REGIONAL HOLD CM|NITE|VIRTU Americas LLC|326245
ALJJ|ALJ REGIONAL HOLD CM|NQRB|Brut, LLC|89
ALJJ|ALJ REGIONAL HOLD CM|OPCO|Oppenheimer & Co. Inc.|23954
ALJJ|ALJ REGIONAL HOLD CM|PDQM|CODA MARKETS, INC.|883
ALJJ|ALJ REGIONAL HOLD CM|RBCM|RBC CAPITAL MARKETS, LLC|68066
ALJJ|ALJ REGIONAL HOLD CM|SAGL|SAGETRADER, LLC|1800
ALJJ|ALJ REGIONAL HOLD CM|SBSH|Citigroup Global Markets Inc.|714
ALJJ|ALJ REGIONAL HOLD CM|SGMT|GOLDMAN SACHS & CO. LLC|1201
ALJJ|ALJ REGIONAL HOLD CM|SWIM|TD Ameritrade, Inc.|10525
ALJJ|ALJ REGIONAL HOLD CM|TRCM|TRC MARKETS LLC|14649
ALJJ|ALJ REGIONAL HOLD CM|UBSA|UBS SECURITIES LLC|27689
ALJJ|ALJ REGIONAL HOLD CM|UBSS|UBS Securities LLC|31356
ALJJ|ALJ REGIONAL HOLD CM|VALX|VIRTU AMERICAS LLC|504
ALJJ|ALJ REGIONAL HOLD CM|VGRD|Vanguard Marketing Corporation|5000
ALJJ|ALJ REGIONAL HOLD CM|WCHV|WELLS FARGO SECURITIES, LLC|5300
ALJJ|ALJ REGIONAL HOLD CM|WGIF|CIBC World Markets Inc.|6300
ALJJ|ALJ REGIONAL HOLD CM|WSEA|WOLVERINE SECURITIES, LLC|5659
ALJJ|ALJ REGIONAL HOLD CM|YKNA|COMHAR CAPITAL MARKETS, LLC|800
ALK|ALASKA AIR GROUP INC|ABLE|NATIXIS Securities Americas LLC|4258
ALK|ALASKA AIR GROUP INC|AGIS|Aegis Capital Corp.|300
ALK|ALASKA AIR GROUP INC|ALTX|Alternet Securities Inc.|46260
ALK|ALASKA AIR GROUP INC|ANOS|ABEL/NOSER, L.L.C.|1564
ALK|ALASKA AIR GROUP INC|APCC|Apex Clearing Corporation|5455
ALK|ALASKA AIR GROUP INC|BANK|Primevest Financial Services, Inc.|503
ALK|ALASKA AIR GROUP INC|BARD|Robert W. Baird & Co. Incorporated|29726
ALK|ALASKA AIR GROUP INC|BATM|CBOE TRADING, INC.|8796
ALK|ALASKA AIR GROUP INC|BAYT|BTIG, LLC|1600
ALK|ALASKA AIR GROUP INC|BBNT|BB&T SECURITIES, LLC|8888
ALK|ALASKA AIR GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|57762
ALK|ALASKA AIR GROUP INC|BIAD|SAGETRADER, LLC|787
ALK|ALASKA AIR GROUP INC|BIDS|BIDS TRADING L.P.|3500
ALK|ALASKA AIR GROUP INC|BIMI|Banca IMI Securities Corp.|860
ALK|ALASKA AIR GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|95703
ALK|ALASKA AIR GROUP INC|BLKX|INSTINET, LLC|98700
ALK|ALASKA AIR GROUP INC|BMOC|BMO Capital Markets Corp.|67
ALK|ALASKA AIR GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|140675
ALK|ALASKA AIR GROUP INC|BRGE|Newbridge Securities Corp.|100
ALK|ALASKA AIR GROUP INC|BTIG|BTIG, LLC|1933
ALK|ALASKA AIR GROUP INC|BYXM|CBOE TRADING, INC.|7202
ALK|ALASKA AIR GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|100
ALK|ALASKA AIR GROUP INC|CANT|Cantor Fitzgerald & Co.|39646
ALK|ALASKA AIR GROUP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|101400
ALK|ALASKA AIR GROUP INC|CHAS|Charles Schwab & Co., Inc.|26791
ALK|ALASKA AIR GROUP INC|CIBP|CIBC World Markets Corp.|28920
ALK|ALASKA AIR GROUP INC|CIST|Capital Institutional Services, Inc.|13755
ALK|ALASKA AIR GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|270526
ALK|ALASKA AIR GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|203
ALK|ALASKA AIR GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17966
ALK|ALASKA AIR GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|461066
ALK|ALASKA AIR GROUP INC|CTDL|Citadel Derivatives Group Llc|5911
ALK|ALASKA AIR GROUP INC|CTLR|CUTLER GROUP, LP|13183
ALK|ALASKA AIR GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|79084
ALK|ALASKA AIR GROUP INC|DADA|D.A. Davidson & Co.|8655
ALK|ALASKA AIR GROUP INC|DBAB|Deutsche Bank Securities Inc.|448889
ALK|ALASKA AIR GROUP INC|DBAX|Deutsche Bank Securities Inc.|548300
ALK|ALASKA AIR GROUP INC|DCHF|Dart Executions, LLC|32651
ALK|ALASKA AIR GROUP INC|DEAN|MORGAN STANLEY|43936
ALK|ALASKA AIR GROUP INC|DEGS|RONIN PROFESSIONAL LLC|1100
ALK|ALASKA AIR GROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1366
ALK|ALASKA AIR GROUP INC|EBXL|EBX LLC|538400
ALK|ALASKA AIR GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|32569
ALK|ALASKA AIR GROUP INC|EDJO|Edward D. Jones & Co., L.P.|12175
ALK|ALASKA AIR GROUP INC|EGAM|CBOE TRADING, INC.|48321
ALK|ALASKA AIR GROUP INC|EGAW|CBOE TRADING, INC.|808
ALK|ALASKA AIR GROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|13246
ALK|ALASKA AIR GROUP INC|EGXM|CBOE TRADING, INC.|5274
ALK|ALASKA AIR GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|52852
ALK|ALASKA AIR GROUP INC|ETCC|Electronic Transaction Clearing, Inc.|1649
ALK|ALASKA AIR GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|68866
ALK|ALASKA AIR GROUP INC|ETRS|E*Trade Securities LLC|148646
ALK|ALASKA AIR GROUP INC|FBSB|U.S. Bancorp Investments, Inc.|670
ALK|ALASKA AIR GROUP INC|FILL|Tradestation Securities, Inc.|5179
ALK|ALASKA AIR GROUP INC|FINX|FINTECH SECURITIES|21
ALK|ALASKA AIR GROUP INC|FMAF|NBCN Inc./ CDS|276
ALK|ALASKA AIR GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15926
ALK|ALASKA AIR GROUP INC|FQLS|Quantlab Securities LP|686770
ALK|ALASKA AIR GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97202
ALK|ALASKA AIR GROUP INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1300
ALK|ALASKA AIR GROUP INC|FTBR|Foliofn Investments, Inc.|15537
ALK|ALASKA AIR GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7441
ALK|ALASKA AIR GROUP INC|GLIS|TD Securities Inc|1021
ALK|ALASKA AIR GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|105360
ALK|ALASKA AIR GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|1367288
ALK|ALASKA AIR GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|29823
ALK|ALASKA AIR GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|38415
ALK|ALASKA AIR GROUP INC|GTSZ|GTS SECURITIES LLC|183587
ALK|ALASKA AIR GROUP INC|HAPX|HAP Trading, LLC|2319
ALK|ALASKA AIR GROUP INC|HPPX|POTAMUS TRADING, LLC|86
ALK|ALASKA AIR GROUP INC|HRBF|American Enterprise Investment Services Inc.|35078
ALK|ALASKA AIR GROUP INC|HSBC|HSBC Securities, Inc.|100
ALK|ALASKA AIR GROUP INC|IATS|INTERACTIVE BROKERS LLC|13796
ALK|ALASKA AIR GROUP INC|IBKR|Interactive Brokers Llc|19618
ALK|ALASKA AIR GROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6675
ALK|ALASKA AIR GROUP INC|ICBX|INSTINET, LLC|404717
ALK|ALASKA AIR GROUP INC|IEQY|CITADEL SECURITIES LLC|279821
ALK|ALASKA AIR GROUP INC|INCA|INSTINET, LLC|658009
ALK|ALASKA AIR GROUP INC|INJX|INSTINET, LLC|47969
ALK|ALASKA AIR GROUP INC|ITGI|ITG Inc.|72222
ALK|ALASKA AIR GROUP INC|ITGP|ITG INC.|249800
ALK|ALASKA AIR GROUP INC|JANY|Janney Montgomery Scott Inc.|5469
ALK|ALASKA AIR GROUP INC|JEFF|JEFFERIES LLC|222573
ALK|ALASKA AIR GROUP INC|JMPT|JUMP TRADING, LLC|275097
ALK|ALASKA AIR GROUP INC|JONE|JonesTrading|620
ALK|ALASKA AIR GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|72135
ALK|ALASKA AIR GROUP INC|JPMX|J.P. Morgan Securities LLC|1187297
ALK|ALASKA AIR GROUP INC|JSJX|JANE STREET CAPITAL LLC|30464
ALK|ALASKA AIR GROUP INC|JUTA|JUMP TRADING, LLC|197
ALK|ALASKA AIR GROUP INC|KCGM|VIRTU Americas LLC|109772
ALK|ALASKA AIR GROUP INC|KEYB|KEYBANC CAPITAL MARKETS INC.|500
ALK|ALASKA AIR GROUP INC|LEHM|Barclays Capital Inc./Le|1328522
ALK|ALASKA AIR GROUP INC|LGNT|COR CLEARING LLC|1
ALK|ALASKA AIR GROUP INC|LIME|Lime Brokerage LLC|70951
ALK|ALASKA AIR GROUP INC|LQNA|LIQUIDNET, INC.|5300
ALK|ALASKA AIR GROUP INC|LSCI|Lek Securities Corporation|1365
ALK|ALASKA AIR GROUP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ALK|ALASKA AIR GROUP INC|MACC|Mid Atlantic Capital Corporation|27
ALK|ALASKA AIR GROUP INC|MACQ|Macquarie Capital (USA) Inc.|26039
ALK|ALASKA AIR GROUP INC|MAXM|Maxim Group LLC|5000
ALK|ALASKA AIR GROUP INC|MCMF|Raymond James Ltd. Cds|410
ALK|ALASKA AIR GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|178256
ALK|ALASKA AIR GROUP INC|MOTF|MOTIF INVESTING, INC.|17
ALK|ALASKA AIR GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|2587032
ALK|ALASKA AIR GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|357200
ALK|ALASKA AIR GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|271300
ALK|ALASKA AIR GROUP INC|NATL|National Securities Corporation|1225
ALK|ALASKA AIR GROUP INC|NBCS|NBC Securities, INC.|200
ALK|ALASKA AIR GROUP INC|NEED|Needham & Company, LLC|57999
ALK|ALASKA AIR GROUP INC|NEUB|NEUBERGER BERMAN BD LLC|533
ALK|ALASKA AIR GROUP INC|NFSC|National Financial Services LLC|432031
ALK|ALASKA AIR GROUP INC|NITE|VIRTU Americas LLC|1132497
ALK|ALASKA AIR GROUP INC|NITP|VIRTU Americas LLC|400
ALK|ALASKA AIR GROUP INC|NMRA|Nomura Securities International, Inc.|700
ALK|ALASKA AIR GROUP INC|NQRB|Brut, LLC|25483
ALK|ALASKA AIR GROUP INC|NTBF|BMO Nesbitt Burns Inc./CDS|637
ALK|ALASKA AIR GROUP INC|NTRC|Northern Trust Securities, Inc.|142
ALK|ALASKA AIR GROUP INC|OHOS|TWO SIGMA SECURITIES, LLC|54680
ALK|ALASKA AIR GROUP INC|OPCO|Oppenheimer & Co. Inc.|2475
ALK|ALASKA AIR GROUP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|325
ALK|ALASKA AIR GROUP INC|PDQM|CODA MARKETS, INC.|295326
ALK|ALASKA AIR GROUP INC|PHLY|NASDAQ Execution Services, LLC|7400
ALK|ALASKA AIR GROUP INC|PICT|Pictet Overseas Inc.|387
ALK|ALASKA AIR GROUP INC|PWJC|UBS Financial Services, Inc.|8890
ALK|ALASKA AIR GROUP INC|QMSR|QUATTRO M SECURITIES INC.|1217
ALK|ALASKA AIR GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|12518
ALK|ALASKA AIR GROUP INC|RGLD|Regal Securities, Inc|3827
ALK|ALASKA AIR GROUP INC|SAGL|SAGETRADER, LLC|176143
ALK|ALASKA AIR GROUP INC|SAGW|SAGETRADER, LLC|1800
ALK|ALASKA AIR GROUP INC|SALI|INTL FCSTONE FINANCIAL INC.|2
ALK|ALASKA AIR GROUP INC|SBRX|MURIEL SIEBERT & CO INC|4440
ALK|ALASKA AIR GROUP INC|SBSH|Citigroup Global Markets Inc.|286914
ALK|ALASKA AIR GROUP INC|SEIC|SEI Investments Distribution Co.|100
ALK|ALASKA AIR GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|678692
ALK|ALASKA AIR GROUP INC|SOGO|Wang Investment Associates, Inc.|40
ALK|ALASKA AIR GROUP INC|SPDR|SPEEDROUTE LLC|269371
ALK|ALASKA AIR GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|21313
ALK|ALASKA AIR GROUP INC|STKP|STOCKPILE INVESTMENTS, INC.|80
ALK|ALASKA AIR GROUP INC|STXG|Stockcross Financial Services, Inc.|10
ALK|ALASKA AIR GROUP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11095
ALK|ALASKA AIR GROUP INC|SWIM|TD Ameritrade, Inc.|159802
ALK|ALASKA AIR GROUP INC|SWST|Hilltop Securities Inc.|1484
ALK|ALASKA AIR GROUP INC|TAGC|TELSEY ADVISORY GROUP LLC|5046
ALK|ALASKA AIR GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|6063
ALK|ALASKA AIR GROUP INC|TMBR|Timber Hill LLC|21
ALK|ALASKA AIR GROUP INC|TRBT|Tradebot Systems, Inc.|320147
ALK|ALASKA AIR GROUP INC|TRCM|TRC MARKETS LLC|445119
ALK|ALASKA AIR GROUP INC|TWTT|TASTYWORKS, INC.|102
ALK|ALASKA AIR GROUP INC|UBSA|UBS SECURITIES LLC|2316859
ALK|ALASKA AIR GROUP INC|UBSS|UBS Securities LLC|3051359
ALK|ALASKA AIR GROUP INC|VALX|VIRTU AMERICAS LLC|14135
ALK|ALASKA AIR GROUP INC|VGRD|Vanguard Marketing Corporation|18660
ALK|ALASKA AIR GROUP INC|WBLR|WILLIAM BLAIR|10269
ALK|ALASKA AIR GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1468
ALK|ALASKA AIR GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|92326
ALK|ALASKA AIR GROUP INC|WDNX|WEEDEN & CO.L.P.|414
ALK|ALASKA AIR GROUP INC|WEDB|WEDBUSH SECURITIES INC.|3152
ALK|ALASKA AIR GROUP INC|WEED|Weeden & Co.L.P.|2121
ALK|ALASKA AIR GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31115
ALK|ALASKA AIR GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63648
ALK|ALASKA AIR GROUP INC|WGIF|CIBC World Markets Inc.|790
ALK|ALASKA AIR GROUP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|745
ALK|ALASKA AIR GROUP INC|WOLF|Wolfe Trahan Securities|500
ALK|ALASKA AIR GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|18311
ALK|ALASKA AIR GROUP INC|XIST|INSTINET, LLC|61878
ALK|ALASKA AIR GROUP INC|XPQR|Jump Trading|1378
ALK|ALASKA AIR GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|90448
ALK|ALASKA AIR GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6219
ALK|ALASKA AIR GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17989
ALKS|ALKERMES PLC|ABLE|NATIXIS Securities Americas LLC|1904
ALKS|ALKERMES PLC|ALTX|Alternet Securities Inc.|4382
ALKS|ALKERMES PLC|ANOS|ABEL/NOSER, L.L.C.|18
ALKS|ALKERMES PLC|APCC|Apex Clearing Corporation|1542
ALKS|ALKERMES PLC|BARD|Robert W. Baird & Co. Incorporated|1485
ALKS|ALKERMES PLC|BATM|CBOE TRADING, INC.|7670
ALKS|ALKERMES PLC|BAYC|BAY CREST PARTNERS, LLC|55411
ALKS|ALKERMES PLC|BAYT|BTIG, LLC|200
ALKS|ALKERMES PLC|BERN|Sanford C. Bernstein & Co., LLC|16362
ALKS|ALKERMES PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1537
ALKS|ALKERMES PLC|BLKX|INSTINET, LLC|13400
ALKS|ALKERMES PLC|BMOC|BMO Capital Markets Corp.|1024
ALKS|ALKERMES PLC|BNPX|BNP PARIBAS SECURITIES CORP.|41376
ALKS|ALKERMES PLC|BTIG|BTIG, LLC|12997
ALKS|ALKERMES PLC|BYXM|CBOE TRADING, INC.|5020
ALKS|ALKERMES PLC|CABR|Cabrera Capital Markets, Inc.|50
ALKS|ALKERMES PLC|CANT|Cantor Fitzgerald & Co.|94
ALKS|ALKERMES PLC|CBLC|CITIGROUP GLOBAL MARKETS INC.|32000
ALKS|ALKERMES PLC|CHAS|Charles Schwab & Co., Inc.|486
ALKS|ALKERMES PLC|CIST|Capital Institutional Services, Inc.|145
ALKS|ALKERMES PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120282
ALKS|ALKERMES PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
ALKS|ALKERMES PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3966
ALKS|ALKERMES PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|470510
ALKS|ALKERMES PLC|CTDL|Citadel Derivatives Group Llc|22502
ALKS|ALKERMES PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|66678
ALKS|ALKERMES PLC|DBAB|Deutsche Bank Securities Inc.|676048
ALKS|ALKERMES PLC|DBAX|Deutsche Bank Securities Inc.|457800
ALKS|ALKERMES PLC|DBUL|Deutsche Bank Securities Inc.|13159
ALKS|ALKERMES PLC|DCHF|Dart Executions, LLC|525
ALKS|ALKERMES PLC|DEAN|MORGAN STANLEY|17223
ALKS|ALKERMES PLC|DEGS|RONIN PROFESSIONAL LLC|3132
ALKS|ALKERMES PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1691
ALKS|ALKERMES PLC|EBXL|EBX LLC|93700
ALKS|ALKERMES PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2064
ALKS|ALKERMES PLC|EDJO|Edward D. Jones & Co., L.P.|1599
ALKS|ALKERMES PLC|EGAM|CBOE TRADING, INC.|17403
ALKS|ALKERMES PLC|EGAW|CBOE TRADING, INC.|106
ALKS|ALKERMES PLC|EGMT|EG MARKET TECHNOLOGIES LLC|400
ALKS|ALKERMES PLC|EGXM|CBOE TRADING, INC.|7172
ALKS|ALKERMES PLC|EGXW|CBOE TRADING, INC.|200
ALKS|ALKERMES PLC|ETBE|Electronic Transaction Clearing, Inc.|21267
ALKS|ALKERMES PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|26159
ALKS|ALKERMES PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6540
ALKS|ALKERMES PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|54792
ALKS|ALKERMES PLC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
ALKS|ALKERMES PLC|ETRS|E*Trade Securities LLC|135498
ALKS|ALKERMES PLC|FBCO|Credit Suisse Securities (USA) LLC|669944
ALKS|ALKERMES PLC|FBSB|U.S. Bancorp Investments, Inc.|60
ALKS|ALKERMES PLC|FILL|Tradestation Securities, Inc.|1905
ALKS|ALKERMES PLC|FINX|FINTECH SECURITIES|55
ALKS|ALKERMES PLC|FMAF|NBCN Inc./ CDS|2306
ALKS|ALKERMES PLC|FOMA|TD AMERITRADE CLEARING, INC.|159276
ALKS|ALKERMES PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11762
ALKS|ALKERMES PLC|FQLS|Quantlab Securities LP|356447
ALKS|ALKERMES PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100535
ALKS|ALKERMES PLC|FTBR|Foliofn Investments, Inc.|490
ALKS|ALKERMES PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|17508
ALKS|ALKERMES PLC|GLPX|ACS EXECUTION SERVICES, LLC|40134
ALKS|ALKERMES PLC|GSCO|GOLDMAN SACHS & CO. LLC|889405
ALKS|ALKERMES PLC|GSCS|GOLDMAN SACHS & CO. LLC|21009
ALKS|ALKERMES PLC|GSLT|GOLDMAN SACHS & CO. LLC|4020
ALKS|ALKERMES PLC|GTSZ|GTS SECURITIES LLC|37227
ALKS|ALKERMES PLC|HAPX|HAP Trading, LLC|7403
ALKS|ALKERMES PLC|HRBF|American Enterprise Investment Services Inc.|11913
ALKS|ALKERMES PLC|HSBC|HSBC Securities, Inc.|4055
ALKS|ALKERMES PLC|IATS|INTERACTIVE BROKERS LLC|13810
ALKS|ALKERMES PLC|IBKR|Interactive Brokers Llc|99415
ALKS|ALKERMES PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|50
ALKS|ALKERMES PLC|ICBX|INSTINET, LLC|20932
ALKS|ALKERMES PLC|IEQY|CITADEL SECURITIES LLC|250158
ALKS|ALKERMES PLC|INCA|INSTINET, LLC|568793
ALKS|ALKERMES PLC|INJX|INSTINET, LLC|193490
ALKS|ALKERMES PLC|ITGI|ITG Inc.|124390
ALKS|ALKERMES PLC|ITGP|ITG INC.|187400
ALKS|ALKERMES PLC|JANY|Janney Montgomery Scott Inc.|1211
ALKS|ALKERMES PLC|JEFF|JEFFERIES LLC|437194
ALKS|ALKERMES PLC|JMPT|JUMP TRADING, LLC|83639
ALKS|ALKERMES PLC|JPBX|J.P. MORGAN SECURITIES LLC|47864
ALKS|ALKERMES PLC|JPMX|J.P. Morgan Securities LLC|761022
ALKS|ALKERMES PLC|JSJX|JANE STREET CAPITAL LLC|9371
ALKS|ALKERMES PLC|KCGM|VIRTU Americas LLC|33494
ALKS|ALKERMES PLC|LEHM|Barclays Capital Inc./Le|767640
ALKS|ALKERMES PLC|LIME|Lime Brokerage LLC|236850
ALKS|ALKERMES PLC|LMGP|LIME BROKERAGE LLC|1800
ALKS|ALKERMES PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|26000
ALKS|ALKERMES PLC|LOOP|Loop Capital Markets LLC|4327
ALKS|ALKERMES PLC|LQNA|LIQUIDNET, INC.|35200
ALKS|ALKERMES PLC|LSCI|Lek Securities Corporation|624
ALKS|ALKERMES PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
ALKS|ALKERMES PLC|MBTS|ALLY INVEST SECURITIES LLC|2725
ALKS|ALKERMES PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107074
ALKS|ALKERMES PLC|MOTF|MOTIF INVESTING, INC.|24
ALKS|ALKERMES PLC|MPSG|E D & F Man Capital Markets Inc.|16791
ALKS|ALKERMES PLC|MSCO|MORGAN STANLEY & CO. LLC|2818221
ALKS|ALKERMES PLC|MSPL|MORGAN STANLEY & CO. LLC|454900
ALKS|ALKERMES PLC|MSTX|MORGAN STANLEY & CO. LLC|108300
ALKS|ALKERMES PLC|NFSC|National Financial Services LLC|156497
ALKS|ALKERMES PLC|NITE|VIRTU Americas LLC|412864
ALKS|ALKERMES PLC|NITP|VIRTU Americas LLC|4817
ALKS|ALKERMES PLC|NQRB|Brut, LLC|20792
ALKS|ALKERMES PLC|OHOS|TWO SIGMA SECURITIES, LLC|58711
ALKS|ALKERMES PLC|OPCO|Oppenheimer & Co. Inc.|440
ALKS|ALKERMES PLC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3724
ALKS|ALKERMES PLC|PDQM|CODA MARKETS, INC.|118361
ALKS|ALKERMES PLC|PHLY|NASDAQ Execution Services, LLC|1200
ALKS|ALKERMES PLC|PWJC|UBS Financial Services, Inc.|2050
ALKS|ALKERMES PLC|RAJA|Raymond James & Associates, Inc.|34999
ALKS|ALKERMES PLC|RBCM|RBC CAPITAL MARKETS, LLC|6673
ALKS|ALKERMES PLC|RHCO|Suntrust Robinson Humphrey, Inc.|1900
ALKS|ALKERMES PLC|SAGL|SAGETRADER, LLC|18050
ALKS|ALKERMES PLC|SBSH|Citigroup Global Markets Inc.|196384
ALKS|ALKERMES PLC|SEIC|SEI Investments Distribution Co.|200
ALKS|ALKERMES PLC|SGMT|GOLDMAN SACHS & CO. LLC|86627
ALKS|ALKERMES PLC|SPDR|SPEEDROUTE LLC|3650
ALKS|ALKERMES PLC|SPHN|Stephens Inc.|1700
ALKS|ALKERMES PLC|STFL|Stifel, Nicolaus & Company, Incorporated|4344
ALKS|ALKERMES PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
ALKS|ALKERMES PLC|SWIM|TD Ameritrade, Inc.|36873
ALKS|ALKERMES PLC|SWST|Hilltop Securities Inc.|7085
ALKS|ALKERMES PLC|TKNG|ALLY INVEST SECURITIES LLC|3311
ALKS|ALKERMES PLC|TRBT|Tradebot Systems, Inc.|234503
ALKS|ALKERMES PLC|TRCM|TRC MARKETS LLC|174941
ALKS|ALKERMES PLC|TWTT|TASTYWORKS, INC.|200
ALKS|ALKERMES PLC|UBSA|UBS SECURITIES LLC|469226
ALKS|ALKERMES PLC|UBSS|UBS Securities LLC|1532948
ALKS|ALKERMES PLC|VALX|VIRTU AMERICAS LLC|5852
ALKS|ALKERMES PLC|VGRD|Vanguard Marketing Corporation|24742
ALKS|ALKERMES PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
ALKS|ALKERMES PLC|WCHV|WELLS FARGO SECURITIES, LLC|54572
ALKS|ALKERMES PLC|WDNX|WEEDEN & CO.L.P.|10048
ALKS|ALKERMES PLC|WEDB|WEDBUSH SECURITIES INC.|16339
ALKS|ALKERMES PLC|WEED|Weeden & Co.L.P.|711
ALKS|ALKERMES PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15490
ALKS|ALKERMES PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27434
ALKS|ALKERMES PLC|WGIF|CIBC World Markets Inc.|370
ALKS|ALKERMES PLC|WHOT|JUST2TRADE, INC.|50
ALKS|ALKERMES PLC|WSEA|WOLVERINE SECURITIES, LLC|8006
ALKS|ALKERMES PLC|XIST|INSTINET, LLC|60280
ALKS|ALKERMES PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|50894
ALKS|ALKERMES PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|10697
ALKS|ALKERMES PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2608
ALL|ALLSTATE CP|ABLE|NATIXIS Securities Americas LLC|88498
ALL|ALLSTATE CP|ALTX|Alternet Securities Inc.|33705
ALL|ALLSTATE CP|ANOS|ABEL/NOSER, L.L.C.|12960
ALL|ALLSTATE CP|APCC|Apex Clearing Corporation|1544
ALL|ALLSTATE CP|BALE|M&T SECURITIES, INC.|648
ALL|ALLSTATE CP|BANK|Primevest Financial Services, Inc.|25
ALL|ALLSTATE CP|BARD|Robert W. Baird & Co. Incorporated|3527
ALL|ALLSTATE CP|BATM|CBOE TRADING, INC.|11571
ALL|ALLSTATE CP|BAYC|BAY CREST PARTNERS, LLC|365
ALL|ALLSTATE CP|BAYT|BTIG, LLC|2200
ALL|ALLSTATE CP|BBNT|BB&T SECURITIES, LLC|673
ALL|ALLSTATE CP|BERN|Sanford C. Bernstein & Co., LLC|92926
ALL|ALLSTATE CP|BIDS|BIDS TRADING L.P.|800
ALL|ALLSTATE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10611
ALL|ALLSTATE CP|BLKX|INSTINET, LLC|470937
ALL|ALLSTATE CP|BMOC|BMO Capital Markets Corp.|224
ALL|ALLSTATE CP|BNPX|BNP PARIBAS SECURITIES CORP.|307657
ALL|ALLSTATE CP|BTIG|BTIG, LLC|32829
ALL|ALLSTATE CP|BYXM|CBOE TRADING, INC.|4575
ALL|ALLSTATE CP|BZYD|GOLDMAN SACHS & CO. LLC|524
ALL|ALLSTATE CP|CHAS|Charles Schwab & Co., Inc.|3172
ALL|ALLSTATE CP|CIBP|CIBC World Markets Corp.|19569
ALL|ALLSTATE CP|CICF|Canaccord Genuity Corp.|52
ALL|ALLSTATE CP|CIOI|CITIGROUP GLOBAL MARKETS INC|25600
ALL|ALLSTATE CP|CIST|Capital Institutional Services, Inc.|14485
ALL|ALLSTATE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|298890
ALL|ALLSTATE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3300
ALL|ALLSTATE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4878
ALL|ALLSTATE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|574783
ALL|ALLSTATE CP|CTDL|Citadel Derivatives Group Llc|12455
ALL|ALLSTATE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|78684
ALL|ALLSTATE CP|DADA|D.A. Davidson & Co.|143
ALL|ALLSTATE CP|DBAB|Deutsche Bank Securities Inc.|341014
ALL|ALLSTATE CP|DBAX|Deutsche Bank Securities Inc.|364300
ALL|ALLSTATE CP|DBUL|Deutsche Bank Securities Inc.|15868
ALL|ALLSTATE CP|DCHF|Dart Executions, LLC|2724
ALL|ALLSTATE CP|DEAN|MORGAN STANLEY|14285
ALL|ALLSTATE CP|DEGS|RONIN PROFESSIONAL LLC|756
ALL|ALLSTATE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4495
ALL|ALLSTATE CP|DOWL|Dowling & Partners Securities LLC|6300
ALL|ALLSTATE CP|DRWK|DRW SECURITIES, L.L.C.|19197
ALL|ALLSTATE CP|EBXL|EBX LLC|333200
ALL|ALLSTATE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10034
ALL|ALLSTATE CP|EDJO|Edward D. Jones & Co., L.P.|28161
ALL|ALLSTATE CP|EGAM|CBOE TRADING, INC.|42685
ALL|ALLSTATE CP|EGAW|CBOE TRADING, INC.|525
ALL|ALLSTATE CP|EGMT|EG MARKET TECHNOLOGIES LLC|2785
ALL|ALLSTATE CP|EGXM|CBOE TRADING, INC.|7537
ALL|ALLSTATE CP|EGXW|CBOE TRADING, INC.|100
ALL|ALLSTATE CP|ELEV|ELEVATION, LLC|6563
ALL|ALLSTATE CP|ETBE|Electronic Transaction Clearing, Inc.|36301
ALL|ALLSTATE CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
ALL|ALLSTATE CP|ETCB|ETC BROKERAGE SERVICES, LLC|27
ALL|ALLSTATE CP|ETCC|Electronic Transaction Clearing, Inc.|770
ALL|ALLSTATE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13644
ALL|ALLSTATE CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1561
ALL|ALLSTATE CP|ETRS|E*Trade Securities LLC|37756
ALL|ALLSTATE CP|FBSB|U.S. Bancorp Investments, Inc.|134
ALL|ALLSTATE CP|FILL|Tradestation Securities, Inc.|2309
ALL|ALLSTATE CP|FINX|FINTECH SECURITIES|4025
ALL|ALLSTATE CP|FMAF|NBCN Inc./ CDS|3674
ALL|ALLSTATE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|58307
ALL|ALLSTATE CP|FQLS|Quantlab Securities LP|732273
ALL|ALLSTATE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111069
ALL|ALLSTATE CP|FTBR|Foliofn Investments, Inc.|1374
ALL|ALLSTATE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|5250
ALL|ALLSTATE CP|GLIS|TD Securities Inc|138
ALL|ALLSTATE CP|GLPX|ACS EXECUTION SERVICES, LLC|159891
ALL|ALLSTATE CP|GSCO|GOLDMAN SACHS & CO. LLC|4831021
ALL|ALLSTATE CP|GSCS|GOLDMAN SACHS & CO. LLC|18552
ALL|ALLSTATE CP|GSLT|GOLDMAN SACHS & CO. LLC|22491
ALL|ALLSTATE CP|GTSZ|GTS SECURITIES LLC|312291
ALL|ALLSTATE CP|HRBF|American Enterprise Investment Services Inc.|7427
ALL|ALLSTATE CP|HSBC|HSBC Securities, Inc.|4672
ALL|ALLSTATE CP|IATS|INTERACTIVE BROKERS LLC|28061
ALL|ALLSTATE CP|IBKR|Interactive Brokers Llc|28523
ALL|ALLSTATE CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1638
ALL|ALLSTATE CP|ICBX|INSTINET, LLC|94250
ALL|ALLSTATE CP|IEQY|CITADEL SECURITIES LLC|173946
ALL|ALLSTATE CP|INCA|INSTINET, LLC|691372
ALL|ALLSTATE CP|INJX|INSTINET, LLC|5634
ALL|ALLSTATE CP|INTL|INTL FCSTONE FINANCIAL INC.|27
ALL|ALLSTATE CP|ITGI|ITG Inc.|226108
ALL|ALLSTATE CP|ITGP|ITG INC.|134400
ALL|ALLSTATE CP|JANY|Janney Montgomery Scott Inc.|1742
ALL|ALLSTATE CP|JEFF|JEFFERIES LLC|238534
ALL|ALLSTATE CP|JMPT|JUMP TRADING, LLC|117090
ALL|ALLSTATE CP|JONE|JonesTrading|29347
ALL|ALLSTATE CP|JPBX|J.P. MORGAN SECURITIES LLC|198335
ALL|ALLSTATE CP|JPMX|J.P. Morgan Securities LLC|1402571
ALL|ALLSTATE CP|JSJX|JANE STREET CAPITAL LLC|8152
ALL|ALLSTATE CP|KBWI|Keefe, Bruyette & Woods, Inc.|100
ALL|ALLSTATE CP|KCGM|VIRTU Americas LLC|76512
ALL|ALLSTATE CP|LEHM|Barclays Capital Inc./Le|1102170
ALL|ALLSTATE CP|LIME|Lime Brokerage LLC|102336
ALL|ALLSTATE CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|23396
ALL|ALLSTATE CP|LOOP|Loop Capital Markets LLC|602
ALL|ALLSTATE CP|LQNA|LIQUIDNET, INC.|178500
ALL|ALLSTATE CP|LSCI|Lek Securities Corporation|3447
ALL|ALLSTATE CP|MACC|Mid Atlantic Capital Corporation|2714
ALL|ALLSTATE CP|MACQ|Macquarie Capital (USA) Inc.|5600
ALL|ALLSTATE CP|MAVB|Great Point Capital LLC|200
ALL|ALLSTATE CP|MAXM|Maxim Group LLC|700
ALL|ALLSTATE CP|MCMF|Raymond James Ltd. Cds|1029
ALL|ALLSTATE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|291489
ALL|ALLSTATE CP|MOTF|MOTIF INVESTING, INC.|5
ALL|ALLSTATE CP|MSCO|MORGAN STANLEY & CO. LLC|3372345
ALL|ALLSTATE CP|MSPL|MORGAN STANLEY & CO. LLC|301500
ALL|ALLSTATE CP|MSTX|MORGAN STANLEY & CO. LLC|324300
ALL|ALLSTATE CP|NATL|National Securities Corporation|100
ALL|ALLSTATE CP|NBCS|NBC Securities, INC.|2
ALL|ALLSTATE CP|NEED|Needham & Company, LLC|193
ALL|ALLSTATE CP|NEUB|NEUBERGER BERMAN BD LLC|300
ALL|ALLSTATE CP|NFSC|National Financial Services LLC|314111
ALL|ALLSTATE CP|NITE|VIRTU Americas LLC|493553
ALL|ALLSTATE CP|NITP|VIRTU Americas LLC|200
ALL|ALLSTATE CP|NQRB|Brut, LLC|22669
ALL|ALLSTATE CP|NTBF|BMO Nesbitt Burns Inc./CDS|649
ALL|ALLSTATE CP|NTRC|Northern Trust Securities, Inc.|6106
ALL|ALLSTATE CP|OHOS|TWO SIGMA SECURITIES, LLC|192189
ALL|ALLSTATE CP|OPCO|Oppenheimer & Co. Inc.|731
ALL|ALLSTATE CP|PDQM|CODA MARKETS, INC.|314147
ALL|ALLSTATE CP|PHLY|NASDAQ Execution Services, LLC|1200
ALL|ALLSTATE CP|PNSR|Penserra Securities, LLC|221486
ALL|ALLSTATE CP|PWJC|UBS Financial Services, Inc.|6345
ALL|ALLSTATE CP|QMSR|QUATTRO M SECURITIES INC.|2148
ALL|ALLSTATE CP|RBCM|RBC CAPITAL MARKETS, LLC|13227
ALL|ALLSTATE CP|SAGL|SAGETRADER, LLC|82022
ALL|ALLSTATE CP|SALI|INTL FCSTONE FINANCIAL INC.|35
ALL|ALLSTATE CP|SBSH|Citigroup Global Markets Inc.|311519
ALL|ALLSTATE CP|SEIC|SEI Investments Distribution Co.|2213
ALL|ALLSTATE CP|SGMT|GOLDMAN SACHS & CO. LLC|194949
ALL|ALLSTATE CP|SHMR|ABN Amro Clearing LLC|52
ALL|ALLSTATE CP|SJLS|TRADE INFORMATICS LLC|200
ALL|ALLSTATE CP|SPDR|SPEEDROUTE LLC|66820
ALL|ALLSTATE CP|SPHN|Stephens Inc.|506
ALL|ALLSTATE CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|260
ALL|ALLSTATE CP|STFL|Stifel, Nicolaus & Company, Incorporated|9610
ALL|ALLSTATE CP|STKP|STOCKPILE INVESTMENTS, INC.|24
ALL|ALLSTATE CP|STRS|STRATEGAS RESEARCH PARTNERS|300
ALL|ALLSTATE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4202
ALL|ALLSTATE CP|SWIM|TD Ameritrade, Inc.|55004
ALL|ALLSTATE CP|SWST|Hilltop Securities Inc.|7203
ALL|ALLSTATE CP|TAGC|TELSEY ADVISORY GROUP LLC|50499
ALL|ALLSTATE CP|TKNG|ALLY INVEST SECURITIES LLC|423
ALL|ALLSTATE CP|TMBR|Timber Hill LLC|559
ALL|ALLSTATE CP|TRBT|Tradebot Systems, Inc.|282246
ALL|ALLSTATE CP|TRCM|TRC MARKETS LLC|433868
ALL|ALLSTATE CP|UBSA|UBS SECURITIES LLC|886742
ALL|ALLSTATE CP|UBSS|UBS Securities LLC|1444520
ALL|ALLSTATE CP|VALX|VIRTU AMERICAS LLC|17473
ALL|ALLSTATE CP|VGRD|Vanguard Marketing Corporation|13321
ALL|ALLSTATE CP|VNDM|Wall Street Access|10792
ALL|ALLSTATE CP|VNDS|VANDHAM SECURITIES CORP|7233
ALL|ALLSTATE CP|VSIN|Vision Financial Markets Llc|50
ALL|ALLSTATE CP|WABR|Wall Street Access|1800
ALL|ALLSTATE CP|WBLR|WILLIAM BLAIR|299
ALL|ALLSTATE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4977
ALL|ALLSTATE CP|WCHV|WELLS FARGO SECURITIES, LLC|142171
ALL|ALLSTATE CP|WDNX|WEEDEN & CO.L.P.|10952
ALL|ALLSTATE CP|WEDB|WEDBUSH SECURITIES INC.|44473
ALL|ALLSTATE CP|WEED|Weeden & Co.L.P.|5368
ALL|ALLSTATE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41332
ALL|ALLSTATE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44019
ALL|ALLSTATE CP|WGIF|CIBC World Markets Inc.|2334
ALL|ALLSTATE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5165
ALL|ALLSTATE CP|WSEA|WOLVERINE SECURITIES, LLC|6249
ALL|ALLSTATE CP|XIST|INSTINET, LLC|285260
ALL|ALLSTATE CP|XPQR|Jump Trading|6700
ALL|ALLSTATE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|45962
ALL|ALLSTATE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|13062
ALL|ALLSTATE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4230
ALL$A|ALLSTATE|AGIS|Aegis Capital Corp.|3700
ALL$A|ALLSTATE|BATM|CBOE TRADING, INC.|201
ALL$A|ALLSTATE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|226
ALL$A|ALLSTATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3432
ALL$A|ALLSTATE|DAVA|Davenport & Company LLC|250
ALL$A|ALLSTATE|DBAX|Deutsche Bank Securities Inc.|1000
ALL$A|ALLSTATE|DEAN|MORGAN STANLEY|1904
ALL$A|ALLSTATE|EBXL|EBX LLC|2100
ALL$A|ALLSTATE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2321
ALL$A|ALLSTATE|EDJO|Edward D. Jones & Co., L.P.|575
ALL$A|ALLSTATE|ETRS|E*Trade Securities LLC|75
ALL$A|ALLSTATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88
ALL$A|ALLSTATE|GLPX|ACS EXECUTION SERVICES, LLC|14
ALL$A|ALLSTATE|GSCO|GOLDMAN SACHS & CO. LLC|2683
ALL$A|ALLSTATE|GTSZ|GTS SECURITIES LLC|140
ALL$A|ALLSTATE|HRBF|American Enterprise Investment Services Inc.|8951
ALL$A|ALLSTATE|INCA|INSTINET, LLC|70
ALL$A|ALLSTATE|INJX|INSTINET, LLC|400
ALL$A|ALLSTATE|ITGI|ITG Inc.|6
ALL$A|ALLSTATE|JPMX|J.P. Morgan Securities LLC|200
ALL$A|ALLSTATE|JSEB|JANE STREET EXECUTION SERVICES, LLC|640
ALL$A|ALLSTATE|LEHM|Barclays Capital Inc./Le|1600
ALL$A|ALLSTATE|LIME|Lime Brokerage LLC|300
ALL$A|ALLSTATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1048
ALL$A|ALLSTATE|MSCO|MORGAN STANLEY & CO. LLC|2666
ALL$A|ALLSTATE|NFSC|National Financial Services LLC|8385
ALL$A|ALLSTATE|NITE|VIRTU Americas LLC|23978
ALL$A|ALLSTATE|OLDM|OLD MISSION CAPITAL, LLC|1
ALL$A|ALLSTATE|OPCO|Oppenheimer & Co. Inc.|400
ALL$A|ALLSTATE|PDQM|CODA MARKETS, INC.|14
ALL$A|ALLSTATE|PWJC|UBS Financial Services, Inc.|15
ALL$A|ALLSTATE|RBCM|RBC CAPITAL MARKETS, LLC|665
ALL$A|ALLSTATE|SGMT|GOLDMAN SACHS & CO. LLC|2100
ALL$A|ALLSTATE|SPDR|SPEEDROUTE LLC|200
ALL$A|ALLSTATE|STFL|Stifel, Nicolaus & Company, Incorporated|93
ALL$A|ALLSTATE|UBSA|UBS SECURITIES LLC|3505
ALL$A|ALLSTATE|UBSS|UBS Securities LLC|7328
ALL$A|ALLSTATE|VGRD|Vanguard Marketing Corporation|240
ALL$A|ALLSTATE|WCHV|WELLS FARGO SECURITIES, LLC|7116
ALL$A|ALLSTATE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|138
ALL$A|ALLSTATE|WGIF|CIBC World Markets Inc.|590
ALL$A|ALLSTATE|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
ALL$A|ALLSTATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3273
ALL$B|ALLSTATE CORPROATION|ALTX|Alternet Securities Inc.|200
ALL$B|ALLSTATE CORPROATION|BARD|Robert W. Baird & Co. Incorporated|400
ALL$B|ALLSTATE CORPROATION|BATM|CBOE TRADING, INC.|283
ALL$B|ALLSTATE CORPROATION|BBNT|BB&T SECURITIES, LLC|474
ALL$B|ALLSTATE CORPROATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|529
ALL$B|ALLSTATE CORPROATION|BTIG|BTIG, LLC|1118
ALL$B|ALLSTATE CORPROATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1646
ALL$B|ALLSTATE CORPROATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|147
ALL$B|ALLSTATE CORPROATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5821
ALL$B|ALLSTATE CORPROATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
ALL$B|ALLSTATE CORPROATION|DBAX|Deutsche Bank Securities Inc.|6300
ALL$B|ALLSTATE CORPROATION|DEAN|MORGAN STANLEY|11933
ALL$B|ALLSTATE CORPROATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2706
ALL$B|ALLSTATE CORPROATION|EBXL|EBX LLC|2500
ALL$B|ALLSTATE CORPROATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|1918
ALL$B|ALLSTATE CORPROATION|EDJO|Edward D. Jones & Co., L.P.|773
ALL$B|ALLSTATE CORPROATION|EGAM|CBOE TRADING, INC.|1703
ALL$B|ALLSTATE CORPROATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1508
ALL$B|ALLSTATE CORPROATION|GLPX|ACS EXECUTION SERVICES, LLC|862
ALL$B|ALLSTATE CORPROATION|GSCO|GOLDMAN SACHS & CO. LLC|5164
ALL$B|ALLSTATE CORPROATION|GSCS|GOLDMAN SACHS & CO. LLC|300
ALL$B|ALLSTATE CORPROATION|GSLT|GOLDMAN SACHS & CO. LLC|121
ALL$B|ALLSTATE CORPROATION|GTSZ|GTS SECURITIES LLC|700
ALL$B|ALLSTATE CORPROATION|HRBF|American Enterprise Investment Services Inc.|4070
ALL$B|ALLSTATE CORPROATION|HSBC|HSBC Securities, Inc.|500
ALL$B|ALLSTATE CORPROATION|IBKR|Interactive Brokers Llc|300
ALL$B|ALLSTATE CORPROATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|417
ALL$B|ALLSTATE CORPROATION|ICBX|INSTINET, LLC|800
ALL$B|ALLSTATE CORPROATION|INCA|INSTINET, LLC|2481
ALL$B|ALLSTATE CORPROATION|INJX|INSTINET, LLC|200
ALL$B|ALLSTATE CORPROATION|ITGI|ITG Inc.|713
ALL$B|ALLSTATE CORPROATION|JANY|Janney Montgomery Scott Inc.|1725
ALL$B|ALLSTATE CORPROATION|JEFF|JEFFERIES LLC|7800
ALL$B|ALLSTATE CORPROATION|JPMX|J.P. Morgan Securities LLC|11150
ALL$B|ALLSTATE CORPROATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|1296
ALL$B|ALLSTATE CORPROATION|JSJX|JANE STREET CAPITAL LLC|62
ALL$B|ALLSTATE CORPROATION|KCGM|VIRTU Americas LLC|829
ALL$B|ALLSTATE CORPROATION|LEHM|Barclays Capital Inc./Le|1400
ALL$B|ALLSTATE CORPROATION|LIME|Lime Brokerage LLC|821
ALL$B|ALLSTATE CORPROATION|MCMF|Raymond James Ltd. Cds|609
ALL$B|ALLSTATE CORPROATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
ALL$B|ALLSTATE CORPROATION|MSCO|MORGAN STANLEY & CO. LLC|21757
ALL$B|ALLSTATE CORPROATION|MSPL|MORGAN STANLEY & CO. LLC|4600
ALL$B|ALLSTATE CORPROATION|NFSC|National Financial Services LLC|21442
ALL$B|ALLSTATE CORPROATION|NITE|VIRTU Americas LLC|43200
ALL$B|ALLSTATE CORPROATION|NQRB|Brut, LLC|200
ALL$B|ALLSTATE CORPROATION|OLDM|OLD MISSION CAPITAL, LLC|100
ALL$B|ALLSTATE CORPROATION|OPCO|Oppenheimer & Co. Inc.|700
ALL$B|ALLSTATE CORPROATION|PDQM|CODA MARKETS, INC.|3234
ALL$B|ALLSTATE CORPROATION|PWJC|UBS Financial Services, Inc.|861
ALL$B|ALLSTATE CORPROATION|RBCM|RBC CAPITAL MARKETS, LLC|5899
ALL$B|ALLSTATE CORPROATION|SALI|INTL FCSTONE FINANCIAL INC.|132
ALL$B|ALLSTATE CORPROATION|SBSH|Citigroup Global Markets Inc.|1307
ALL$B|ALLSTATE CORPROATION|SGMT|GOLDMAN SACHS & CO. LLC|1600
ALL$B|ALLSTATE CORPROATION|SPDR|SPEEDROUTE LLC|3100
ALL$B|ALLSTATE CORPROATION|STFL|Stifel, Nicolaus & Company, Incorporated|26
ALL$B|ALLSTATE CORPROATION|SWIM|TD Ameritrade, Inc.|100
ALL$B|ALLSTATE CORPROATION|SWST|Hilltop Securities Inc.|81
ALL$B|ALLSTATE CORPROATION|TRBT|Tradebot Systems, Inc.|1088
ALL$B|ALLSTATE CORPROATION|UBSA|UBS SECURITIES LLC|18255
ALL$B|ALLSTATE CORPROATION|UBSS|UBS Securities LLC|29827
ALL$B|ALLSTATE CORPROATION|WCHV|WELLS FARGO SECURITIES, LLC|108941
ALL$B|ALLSTATE CORPROATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117
ALL$B|ALLSTATE CORPROATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|7104
ALL$B|ALLSTATE CORPROATION|YKNA|COMHAR CAPITAL MARKETS, LLC|151
ALL$B|ALLSTATE CORPROATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|903
ALL$C|ALLSTATE CORPORATION|AGIS|Aegis Capital Corp.|3780
ALL$C|ALLSTATE CORPORATION|BARD|Robert W. Baird & Co. Incorporated|87
ALL$C|ALLSTATE CORPORATION|BATM|CBOE TRADING, INC.|100
ALL$C|ALLSTATE CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70
ALL$C|ALLSTATE CORPORATION|BTIG|BTIG, LLC|100
ALL$C|ALLSTATE CORPORATION|CHAS|Charles Schwab & Co., Inc.|24
ALL$C|ALLSTATE CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13200
ALL$C|ALLSTATE CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8475
ALL$C|ALLSTATE CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|60
ALL$C|ALLSTATE CORPORATION|DBAX|Deutsche Bank Securities Inc.|3600
ALL$C|ALLSTATE CORPORATION|DEAN|MORGAN STANLEY|7265
ALL$C|ALLSTATE CORPORATION|EBXL|EBX LLC|1200
ALL$C|ALLSTATE CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|2305
ALL$C|ALLSTATE CORPORATION|EDJO|Edward D. Jones & Co., L.P.|2200
ALL$C|ALLSTATE CORPORATION|ETRS|E*Trade Securities LLC|3793
ALL$C|ALLSTATE CORPORATION|FINX|FINTECH SECURITIES|114
ALL$C|ALLSTATE CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
ALL$C|ALLSTATE CORPORATION|FTBR|Foliofn Investments, Inc.|129
ALL$C|ALLSTATE CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|575
ALL$C|ALLSTATE CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|135
ALL$C|ALLSTATE CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|100
ALL$C|ALLSTATE CORPORATION|GTSZ|GTS SECURITIES LLC|123
ALL$C|ALLSTATE CORPORATION|HRBF|American Enterprise Investment Services Inc.|3748
ALL$C|ALLSTATE CORPORATION|IATS|INTERACTIVE BROKERS LLC|200
ALL$C|ALLSTATE CORPORATION|IBKR|Interactive Brokers Llc|800
ALL$C|ALLSTATE CORPORATION|ICBX|INSTINET, LLC|200
ALL$C|ALLSTATE CORPORATION|INCA|INSTINET, LLC|487
ALL$C|ALLSTATE CORPORATION|INJX|INSTINET, LLC|200
ALL$C|ALLSTATE CORPORATION|ITGP|ITG INC.|1000
ALL$C|ALLSTATE CORPORATION|JANY|Janney Montgomery Scott Inc.|211
ALL$C|ALLSTATE CORPORATION|JEFF|JEFFERIES LLC|200
ALL$C|ALLSTATE CORPORATION|JPMX|J.P. Morgan Securities LLC|13578
ALL$C|ALLSTATE CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|848
ALL$C|ALLSTATE CORPORATION|KCGM|VIRTU Americas LLC|375
ALL$C|ALLSTATE CORPORATION|LEHM|Barclays Capital Inc./Le|1400
ALL$C|ALLSTATE CORPORATION|LIME|Lime Brokerage LLC|328
ALL$C|ALLSTATE CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|288
ALL$C|ALLSTATE CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
ALL$C|ALLSTATE CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|6688
ALL$C|ALLSTATE CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|2400
ALL$C|ALLSTATE CORPORATION|NATL|National Securities Corporation|1050
ALL$C|ALLSTATE CORPORATION|NFSC|National Financial Services LLC|17214
ALL$C|ALLSTATE CORPORATION|NITE|VIRTU Americas LLC|41413
ALL$C|ALLSTATE CORPORATION|NQRB|Brut, LLC|200
ALL$C|ALLSTATE CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|200
ALL$C|ALLSTATE CORPORATION|PDQM|CODA MARKETS, INC.|750
ALL$C|ALLSTATE CORPORATION|PWJC|UBS Financial Services, Inc.|4450
ALL$C|ALLSTATE CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|2167
ALL$C|ALLSTATE CORPORATION|SAGL|SAGETRADER, LLC|121
ALL$C|ALLSTATE CORPORATION|SBSH|Citigroup Global Markets Inc.|9
ALL$C|ALLSTATE CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|8620
ALL$C|ALLSTATE CORPORATION|SPDR|SPEEDROUTE LLC|700
ALL$C|ALLSTATE CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1079
ALL$C|ALLSTATE CORPORATION|SWIM|TD Ameritrade, Inc.|1000
ALL$C|ALLSTATE CORPORATION|TRBT|Tradebot Systems, Inc.|1760
ALL$C|ALLSTATE CORPORATION|UBSA|UBS SECURITIES LLC|7094
ALL$C|ALLSTATE CORPORATION|UBSS|UBS Securities LLC|21564
ALL$C|ALLSTATE CORPORATION|VGRD|Vanguard Marketing Corporation|100
ALL$C|ALLSTATE CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|76359
ALL$C|ALLSTATE CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|505
ALL$C|ALLSTATE CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ALL$C|ALLSTATE CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5199
ALL$D|ALLSTATE CORP|APCC|Apex Clearing Corporation|110
ALL$D|ALLSTATE CORP|BANK|Primevest Financial Services, Inc.|40
ALL$D|ALLSTATE CORP|BARD|Robert W. Baird & Co. Incorporated|9
ALL$D|ALLSTATE CORP|BBNT|BB&T SECURITIES, LLC|700
ALL$D|ALLSTATE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22
ALL$D|ALLSTATE CORP|CANT|Cantor Fitzgerald & Co.|5400
ALL$D|ALLSTATE CORP|CIST|Capital Institutional Services, Inc.|18
ALL$D|ALLSTATE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|46
ALL$D|ALLSTATE CORP|DADA|D.A. Davidson & Co.|1999
ALL$D|ALLSTATE CORP|DEAN|MORGAN STANLEY|238
ALL$D|ALLSTATE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20
ALL$D|ALLSTATE CORP|EDJO|Edward D. Jones & Co., L.P.|237
ALL$D|ALLSTATE CORP|ETRS|E*Trade Securities LLC|185
ALL$D|ALLSTATE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18
ALL$D|ALLSTATE CORP|GSCO|GOLDMAN SACHS & CO. LLC|200
ALL$D|ALLSTATE CORP|HRBF|American Enterprise Investment Services Inc.|59
ALL$D|ALLSTATE CORP|IBKR|Interactive Brokers Llc|647
ALL$D|ALLSTATE CORP|ITGI|ITG Inc.|98
ALL$D|ALLSTATE CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|304
ALL$D|ALLSTATE CORP|LEHM|Barclays Capital Inc./Le|600
ALL$D|ALLSTATE CORP|LIME|Lime Brokerage LLC|307
ALL$D|ALLSTATE CORP|MSCO|MORGAN STANLEY & CO. LLC|1378
ALL$D|ALLSTATE CORP|NFSC|National Financial Services LLC|7849
ALL$D|ALLSTATE CORP|NITE|VIRTU Americas LLC|19042
ALL$D|ALLSTATE CORP|OPCO|Oppenheimer & Co. Inc.|217
ALL$D|ALLSTATE CORP|RBCM|RBC CAPITAL MARKETS, LLC|1009
ALL$D|ALLSTATE CORP|SBRX|MURIEL SIEBERT & CO INC|600
ALL$D|ALLSTATE CORP|SBSH|Citigroup Global Markets Inc.|345
ALL$D|ALLSTATE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|109
ALL$D|ALLSTATE CORP|SWIM|TD Ameritrade, Inc.|12316
ALL$D|ALLSTATE CORP|UBSA|UBS SECURITIES LLC|718
ALL$D|ALLSTATE CORP|UBSS|UBS Securities LLC|2867
ALL$D|ALLSTATE CORP|VGRD|Vanguard Marketing Corporation|80
ALL$D|ALLSTATE CORP|WCHV|WELLS FARGO SECURITIES, LLC|8425
ALL$D|ALLSTATE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|580
ALL$E|ALLSTATE CORPORATION|ALTX|Alternet Securities Inc.|500
ALL$E|ALLSTATE CORPORATION|BARD|Robert W. Baird & Co. Incorporated|8898
ALL$E|ALLSTATE CORPORATION|BATM|CBOE TRADING, INC.|300
ALL$E|ALLSTATE CORPORATION|BBNT|BB&T SECURITIES, LLC|3859
ALL$E|ALLSTATE CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|162
ALL$E|ALLSTATE CORPORATION|BNCH|The Benchmark Company, LLC|10000
ALL$E|ALLSTATE CORPORATION|CHAS|Charles Schwab & Co., Inc.|213
ALL$E|ALLSTATE CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3400
ALL$E|ALLSTATE CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9165
ALL$E|ALLSTATE CORPORATION|CTDL|Citadel Derivatives Group Llc|20
ALL$E|ALLSTATE CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|4008
ALL$E|ALLSTATE CORPORATION|DADA|D.A. Davidson & Co.|3895
ALL$E|ALLSTATE CORPORATION|DBAX|Deutsche Bank Securities Inc.|9400
ALL$E|ALLSTATE CORPORATION|DEAN|MORGAN STANLEY|12162
ALL$E|ALLSTATE CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1521
ALL$E|ALLSTATE CORPORATION|EBXL|EBX LLC|7000
ALL$E|ALLSTATE CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|6917
ALL$E|ALLSTATE CORPORATION|EDJO|Edward D. Jones & Co., L.P.|417
ALL$E|ALLSTATE CORPORATION|EGAM|CBOE TRADING, INC.|500
ALL$E|ALLSTATE CORPORATION|ETRS|E*Trade Securities LLC|75
ALL$E|ALLSTATE CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|569
ALL$E|ALLSTATE CORPORATION|FTBR|Foliofn Investments, Inc.|1617
ALL$E|ALLSTATE CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|1163
ALL$E|ALLSTATE CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|887
ALL$E|ALLSTATE CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|200
ALL$E|ALLSTATE CORPORATION|GTSZ|GTS SECURITIES LLC|247
ALL$E|ALLSTATE CORPORATION|HRBF|American Enterprise Investment Services Inc.|7615
ALL$E|ALLSTATE CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|907
ALL$E|ALLSTATE CORPORATION|ICBX|INSTINET, LLC|2700
ALL$E|ALLSTATE CORPORATION|INCA|INSTINET, LLC|2023
ALL$E|ALLSTATE CORPORATION|ITGI|ITG Inc.|1790
ALL$E|ALLSTATE CORPORATION|JANY|Janney Montgomery Scott Inc.|15378
ALL$E|ALLSTATE CORPORATION|JEFF|JEFFERIES LLC|15758
ALL$E|ALLSTATE CORPORATION|JPMX|J.P. Morgan Securities LLC|11116
ALL$E|ALLSTATE CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|1848
ALL$E|ALLSTATE CORPORATION|KCGM|VIRTU Americas LLC|1094
ALL$E|ALLSTATE CORPORATION|LEHM|Barclays Capital Inc./Le|3800
ALL$E|ALLSTATE CORPORATION|LIME|Lime Brokerage LLC|510
ALL$E|ALLSTATE CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ALL$E|ALLSTATE CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4630
ALL$E|ALLSTATE CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|18123
ALL$E|ALLSTATE CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|5600
ALL$E|ALLSTATE CORPORATION|NFSC|National Financial Services LLC|35026
ALL$E|ALLSTATE CORPORATION|NITE|VIRTU Americas LLC|124330
ALL$E|ALLSTATE CORPORATION|NQRB|Brut, LLC|340
ALL$E|ALLSTATE CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|436
ALL$E|ALLSTATE CORPORATION|PDQM|CODA MARKETS, INC.|1820
ALL$E|ALLSTATE CORPORATION|PWJC|UBS Financial Services, Inc.|4457
ALL$E|ALLSTATE CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|2959
ALL$E|ALLSTATE CORPORATION|SBSH|Citigroup Global Markets Inc.|80
ALL$E|ALLSTATE CORPORATION|SEIC|SEI Investments Distribution Co.|100
ALL$E|ALLSTATE CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|2300
ALL$E|ALLSTATE CORPORATION|SPDR|SPEEDROUTE LLC|2400
ALL$E|ALLSTATE CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|4144
ALL$E|ALLSTATE CORPORATION|SWIM|TD Ameritrade, Inc.|16300
ALL$E|ALLSTATE CORPORATION|TRBT|Tradebot Systems, Inc.|1240
ALL$E|ALLSTATE CORPORATION|UBSA|UBS SECURITIES LLC|15053
ALL$E|ALLSTATE CORPORATION|UBSS|UBS Securities LLC|53917
ALL$E|ALLSTATE CORPORATION|VGRD|Vanguard Marketing Corporation|2010
ALL$E|ALLSTATE CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|46891
ALL$E|ALLSTATE CORPORATION|WEDB|WEDBUSH SECURITIES INC.|194
ALL$E|ALLSTATE CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|660
ALL$E|ALLSTATE CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|10668
ALL$E|ALLSTATE CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|576
ALL$F|ALLSTATE CORP|BARD|Robert W. Baird & Co. Incorporated|53
ALL$F|ALLSTATE CORP|BATM|CBOE TRADING, INC.|300
ALL$F|ALLSTATE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|318
ALL$F|ALLSTATE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2300
ALL$F|ALLSTATE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1900
ALL$F|ALLSTATE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1624
ALL$F|ALLSTATE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|21400
ALL$F|ALLSTATE CORP|DBAX|Deutsche Bank Securities Inc.|4100
ALL$F|ALLSTATE CORP|DEAN|MORGAN STANLEY|4928
ALL$F|ALLSTATE CORP|EBXL|EBX LLC|1000
ALL$F|ALLSTATE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2727
ALL$F|ALLSTATE CORP|EDJO|Edward D. Jones & Co., L.P.|400
ALL$F|ALLSTATE CORP|ETRS|E*Trade Securities LLC|253
ALL$F|ALLSTATE CORP|FINX|FINTECH SECURITIES|181
ALL$F|ALLSTATE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78
ALL$F|ALLSTATE CORP|GLPX|ACS EXECUTION SERVICES, LLC|1300
ALL$F|ALLSTATE CORP|GSCO|GOLDMAN SACHS & CO. LLC|1200
ALL$F|ALLSTATE CORP|GSLT|GOLDMAN SACHS & CO. LLC|147
ALL$F|ALLSTATE CORP|GTSZ|GTS SECURITIES LLC|1327
ALL$F|ALLSTATE CORP|HRBF|American Enterprise Investment Services Inc.|519
ALL$F|ALLSTATE CORP|IBKR|Interactive Brokers Llc|960
ALL$F|ALLSTATE CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|242
ALL$F|ALLSTATE CORP|ICBX|INSTINET, LLC|1660
ALL$F|ALLSTATE CORP|INCA|INSTINET, LLC|2548
ALL$F|ALLSTATE CORP|INJX|INSTINET, LLC|489
ALL$F|ALLSTATE CORP|ITGI|ITG Inc.|510
ALL$F|ALLSTATE CORP|ITGP|ITG INC.|200
ALL$F|ALLSTATE CORP|JANY|Janney Montgomery Scott Inc.|3679
ALL$F|ALLSTATE CORP|JEFF|JEFFERIES LLC|690
ALL$F|ALLSTATE CORP|JPMX|J.P. Morgan Securities LLC|15664
ALL$F|ALLSTATE CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
ALL$F|ALLSTATE CORP|KCGM|VIRTU Americas LLC|800
ALL$F|ALLSTATE CORP|LEHM|Barclays Capital Inc./Le|1800
ALL$F|ALLSTATE CORP|LIME|Lime Brokerage LLC|2592
ALL$F|ALLSTATE CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
ALL$F|ALLSTATE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
ALL$F|ALLSTATE CORP|MSCO|MORGAN STANLEY & CO. LLC|3526
ALL$F|ALLSTATE CORP|MSPL|MORGAN STANLEY & CO. LLC|500
ALL$F|ALLSTATE CORP|NFSC|National Financial Services LLC|4882
ALL$F|ALLSTATE CORP|NITE|VIRTU Americas LLC|30929
ALL$F|ALLSTATE CORP|NQRB|Brut, LLC|2300
ALL$F|ALLSTATE CORP|PDQM|CODA MARKETS, INC.|1300
ALL$F|ALLSTATE CORP|PWJC|UBS Financial Services, Inc.|6760
ALL$F|ALLSTATE CORP|RBCM|RBC CAPITAL MARKETS, LLC|11435
ALL$F|ALLSTATE CORP|SGMT|GOLDMAN SACHS & CO. LLC|871
ALL$F|ALLSTATE CORP|SPDR|SPEEDROUTE LLC|300
ALL$F|ALLSTATE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|39
ALL$F|ALLSTATE CORP|SWIM|TD Ameritrade, Inc.|12642
ALL$F|ALLSTATE CORP|SWST|Hilltop Securities Inc.|255
ALL$F|ALLSTATE CORP|TRBT|Tradebot Systems, Inc.|2295
ALL$F|ALLSTATE CORP|UBSA|UBS SECURITIES LLC|3862
ALL$F|ALLSTATE CORP|UBSS|UBS Securities LLC|14662
ALL$F|ALLSTATE CORP|WCHV|WELLS FARGO SECURITIES, LLC|4974
ALL$F|ALLSTATE CORP|WEDB|WEDBUSH SECURITIES INC.|274
ALL$F|ALLSTATE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
ALL$F|ALLSTATE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
ALL$F|ALLSTATE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3376
ALL$G|THE ALLSTATE SER G|AGIS|Aegis Capital Corp.|3600
ALL$G|THE ALLSTATE SER G|ALTX|Alternet Securities Inc.|3624
ALL$G|THE ALLSTATE SER G|BARD|Robert W. Baird & Co. Incorporated|1073
ALL$G|THE ALLSTATE SER G|BBNT|BB&T SECURITIES, LLC|1611
ALL$G|THE ALLSTATE SER G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6096
ALL$G|THE ALLSTATE SER G|BNCH|The Benchmark Company, LLC|5000
ALL$G|THE ALLSTATE SER G|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
ALL$G|THE ALLSTATE SER G|CHAS|Charles Schwab & Co., Inc.|130
ALL$G|THE ALLSTATE SER G|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
ALL$G|THE ALLSTATE SER G|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4087
ALL$G|THE ALLSTATE SER G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22029
ALL$G|THE ALLSTATE SER G|CXCX|CITIGROUP GLOBAL MARKETS INC.|10002
ALL$G|THE ALLSTATE SER G|DAVA|Davenport & Company LLC|319
ALL$G|THE ALLSTATE SER G|DBAX|Deutsche Bank Securities Inc.|31500
ALL$G|THE ALLSTATE SER G|DEAN|MORGAN STANLEY|57704
ALL$G|THE ALLSTATE SER G|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5446
ALL$G|THE ALLSTATE SER G|EBXL|EBX LLC|13600
ALL$G|THE ALLSTATE SER G|ECUT|CONVERGEX EXECUTION SOLUTIONS|3980
ALL$G|THE ALLSTATE SER G|EDJO|Edward D. Jones & Co., L.P.|2765
ALL$G|THE ALLSTATE SER G|EGAM|CBOE TRADING, INC.|1819
ALL$G|THE ALLSTATE SER G|EGXM|CBOE TRADING, INC.|1500
ALL$G|THE ALLSTATE SER G|ETRS|E*Trade Securities LLC|2047
ALL$G|THE ALLSTATE SER G|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21253
ALL$G|THE ALLSTATE SER G|GEBB|GLOBAL EXECUTION BROKERS, LP|1559
ALL$G|THE ALLSTATE SER G|GLPX|ACS EXECUTION SERVICES, LLC|5965
ALL$G|THE ALLSTATE SER G|GSCO|GOLDMAN SACHS & CO. LLC|8800
ALL$G|THE ALLSTATE SER G|GSLT|GOLDMAN SACHS & CO. LLC|600
ALL$G|THE ALLSTATE SER G|HRBF|American Enterprise Investment Services Inc.|29775
ALL$G|THE ALLSTATE SER G|IATS|INTERACTIVE BROKERS LLC|2300
ALL$G|THE ALLSTATE SER G|IBKR|Interactive Brokers Llc|10987
ALL$G|THE ALLSTATE SER G|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|346
ALL$G|THE ALLSTATE SER G|ICBX|INSTINET, LLC|3100
ALL$G|THE ALLSTATE SER G|INCA|INSTINET, LLC|5058
ALL$G|THE ALLSTATE SER G|INJX|INSTINET, LLC|931
ALL$G|THE ALLSTATE SER G|INTL|INTL FCSTONE FINANCIAL INC.|12000
ALL$G|THE ALLSTATE SER G|ITGI|ITG Inc.|6060
ALL$G|THE ALLSTATE SER G|ITGP|ITG INC.|27400
ALL$G|THE ALLSTATE SER G|JANY|Janney Montgomery Scott Inc.|22914
ALL$G|THE ALLSTATE SER G|JEFF|JEFFERIES LLC|47196
ALL$G|THE ALLSTATE SER G|JPMX|J.P. Morgan Securities LLC|24118
ALL$G|THE ALLSTATE SER G|JSEB|JANE STREET EXECUTION SERVICES, LLC|1440
ALL$G|THE ALLSTATE SER G|JSJX|JANE STREET CAPITAL LLC|3695
ALL$G|THE ALLSTATE SER G|KCGM|VIRTU Americas LLC|3349
ALL$G|THE ALLSTATE SER G|LEHM|Barclays Capital Inc./Le|13799
ALL$G|THE ALLSTATE SER G|LIME|Lime Brokerage LLC|1376
ALL$G|THE ALLSTATE SER G|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ALL$G|THE ALLSTATE SER G|MCBT|Moors & Cabot, Inc.|3800
ALL$G|THE ALLSTATE SER G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19800
ALL$G|THE ALLSTATE SER G|MSCO|MORGAN STANLEY & CO. LLC|19313
ALL$G|THE ALLSTATE SER G|MSPL|MORGAN STANLEY & CO. LLC|2400
ALL$G|THE ALLSTATE SER G|NFSC|National Financial Services LLC|22862
ALL$G|THE ALLSTATE SER G|NITE|VIRTU Americas LLC|131888
ALL$G|THE ALLSTATE SER G|NQRB|Brut, LLC|403
ALL$G|THE ALLSTATE SER G|NTBF|BMO Nesbitt Burns Inc./CDS|53
ALL$G|THE ALLSTATE SER G|OPCO|Oppenheimer & Co. Inc.|3159
ALL$G|THE ALLSTATE SER G|PDQM|CODA MARKETS, INC.|10525
ALL$G|THE ALLSTATE SER G|PWJC|UBS Financial Services, Inc.|18735
ALL$G|THE ALLSTATE SER G|RBCM|RBC CAPITAL MARKETS, LLC|9562
ALL$G|THE ALLSTATE SER G|SBSH|Citigroup Global Markets Inc.|430
ALL$G|THE ALLSTATE SER G|SGMT|GOLDMAN SACHS & CO. LLC|5054
ALL$G|THE ALLSTATE SER G|SPDR|SPEEDROUTE LLC|6300
ALL$G|THE ALLSTATE SER G|STFL|Stifel, Nicolaus & Company, Incorporated|4303
ALL$G|THE ALLSTATE SER G|SWIM|TD Ameritrade, Inc.|20757
ALL$G|THE ALLSTATE SER G|SWST|Hilltop Securities Inc.|880
ALL$G|THE ALLSTATE SER G|TRBT|Tradebot Systems, Inc.|700
ALL$G|THE ALLSTATE SER G|UBSA|UBS SECURITIES LLC|58576
ALL$G|THE ALLSTATE SER G|UBSS|UBS Securities LLC|63143
ALL$G|THE ALLSTATE SER G|VGRD|Vanguard Marketing Corporation|6402
ALL$G|THE ALLSTATE SER G|VNDM|Wall Street Access|7500
ALL$G|THE ALLSTATE SER G|WBLR|WILLIAM BLAIR|700
ALL$G|THE ALLSTATE SER G|WBNF|WILLIAM BLAIR|1000
ALL$G|THE ALLSTATE SER G|WCHV|WELLS FARGO SECURITIES, LLC|80658
ALL$G|THE ALLSTATE SER G|WEDB|WEDBUSH SECURITIES INC.|970
ALL$G|THE ALLSTATE SER G|WEED|Weeden & Co.L.P.|1100
ALL$G|THE ALLSTATE SER G|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1082
ALL$G|THE ALLSTATE SER G|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
ALL$G|THE ALLSTATE SER G|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
ALL$G|THE ALLSTATE SER G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9519
ALLE|ALLEGION PLC|ABLE|NATIXIS Securities Americas LLC|16220
ALLE|ALLEGION PLC|ALTX|Alternet Securities Inc.|17062
ALLE|ALLEGION PLC|APCC|Apex Clearing Corporation|220
ALLE|ALLEGION PLC|AQUA|AQUA SECURITIES L.P.|52400
ALLE|ALLEGION PLC|BALE|M&T SECURITIES, INC.|334
ALLE|ALLEGION PLC|BANK|Primevest Financial Services, Inc.|103
ALLE|ALLEGION PLC|BARD|Robert W. Baird & Co. Incorporated|5442
ALLE|ALLEGION PLC|BATM|CBOE TRADING, INC.|3534
ALLE|ALLEGION PLC|BAYT|BTIG, LLC|7409
ALLE|ALLEGION PLC|BBNT|BB&T SECURITIES, LLC|94
ALLE|ALLEGION PLC|BERN|Sanford C. Bernstein & Co., LLC|93461
ALLE|ALLEGION PLC|BIAD|SAGETRADER, LLC|1
ALLE|ALLEGION PLC|BIDS|BIDS TRADING L.P.|80300
ALLE|ALLEGION PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2753
ALLE|ALLEGION PLC|BLKX|INSTINET, LLC|54720
ALLE|ALLEGION PLC|BNPX|BNP PARIBAS SECURITIES CORP.|49911
ALLE|ALLEGION PLC|BTIG|BTIG, LLC|13233
ALLE|ALLEGION PLC|BYXM|CBOE TRADING, INC.|2389
ALLE|ALLEGION PLC|BZYD|GOLDMAN SACHS & CO. LLC|746
ALLE|ALLEGION PLC|CABR|Cabrera Capital Markets, Inc.|25
ALLE|ALLEGION PLC|CANT|Cantor Fitzgerald & Co.|116
ALLE|ALLEGION PLC|CHAS|Charles Schwab & Co., Inc.|51
ALLE|ALLEGION PLC|CIBP|CIBC World Markets Corp.|21097
ALLE|ALLEGION PLC|CICF|Canaccord Genuity Corp.|15
ALLE|ALLEGION PLC|CIOI|CITIGROUP GLOBAL MARKETS INC|57380
ALLE|ALLEGION PLC|CIST|Capital Institutional Services, Inc.|8114
ALLE|ALLEGION PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102630
ALLE|ALLEGION PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2810
ALLE|ALLEGION PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3102
ALLE|ALLEGION PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330788
ALLE|ALLEGION PLC|CTDL|Citadel Derivatives Group Llc|16566
ALLE|ALLEGION PLC|CTLR|CUTLER GROUP, LP|348
ALLE|ALLEGION PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|48762
ALLE|ALLEGION PLC|DADA|D.A. Davidson & Co.|86
ALLE|ALLEGION PLC|DBAB|Deutsche Bank Securities Inc.|335617
ALLE|ALLEGION PLC|DBAX|Deutsche Bank Securities Inc.|258200
ALLE|ALLEGION PLC|DBUL|Deutsche Bank Securities Inc.|1700
ALLE|ALLEGION PLC|DCHF|Dart Executions, LLC|2061
ALLE|ALLEGION PLC|DEAN|MORGAN STANLEY|3273
ALLE|ALLEGION PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2600
ALLE|ALLEGION PLC|DREX|Drexel Hamilton, LLC|55000
ALLE|ALLEGION PLC|EBXL|EBX LLC|193700
ALLE|ALLEGION PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|26601
ALLE|ALLEGION PLC|EDJO|Edward D. Jones & Co., L.P.|3057
ALLE|ALLEGION PLC|EGAM|CBOE TRADING, INC.|32158
ALLE|ALLEGION PLC|EGAW|CBOE TRADING, INC.|132
ALLE|ALLEGION PLC|EGMT|EG MARKET TECHNOLOGIES LLC|1400
ALLE|ALLEGION PLC|EGXM|CBOE TRADING, INC.|1498
ALLE|ALLEGION PLC|ETBE|Electronic Transaction Clearing, Inc.|24292
ALLE|ALLEGION PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
ALLE|ALLEGION PLC|ETCB|ETC BROKERAGE SERVICES, LLC|4
ALLE|ALLEGION PLC|ETCC|Electronic Transaction Clearing, Inc.|1415
ALLE|ALLEGION PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19894
ALLE|ALLEGION PLC|ETRS|E*Trade Securities LLC|1311
ALLE|ALLEGION PLC|FBSB|U.S. Bancorp Investments, Inc.|11
ALLE|ALLEGION PLC|FILL|Tradestation Securities, Inc.|595
ALLE|ALLEGION PLC|FMAF|NBCN Inc./ CDS|424
ALLE|ALLEGION PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10914
ALLE|ALLEGION PLC|FQLS|Quantlab Securities LP|168288
ALLE|ALLEGION PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82008
ALLE|ALLEGION PLC|FTBR|Foliofn Investments, Inc.|563
ALLE|ALLEGION PLC|GLIS|TD Securities Inc|7
ALLE|ALLEGION PLC|GLPX|ACS EXECUTION SERVICES, LLC|108213
ALLE|ALLEGION PLC|GSCO|GOLDMAN SACHS & CO. LLC|616516
ALLE|ALLEGION PLC|GSCS|GOLDMAN SACHS & CO. LLC|1470
ALLE|ALLEGION PLC|GSLT|GOLDMAN SACHS & CO. LLC|6914
ALLE|ALLEGION PLC|GTSZ|GTS SECURITIES LLC|104221
ALLE|ALLEGION PLC|HPPX|POTAMUS TRADING, LLC|520
ALLE|ALLEGION PLC|HRBF|American Enterprise Investment Services Inc.|1264
ALLE|ALLEGION PLC|HSBC|HSBC Securities, Inc.|159
ALLE|ALLEGION PLC|IATS|INTERACTIVE BROKERS LLC|493
ALLE|ALLEGION PLC|IBKR|Interactive Brokers Llc|3506
ALLE|ALLEGION PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|87
ALLE|ALLEGION PLC|ICBX|INSTINET, LLC|56321
ALLE|ALLEGION PLC|IEQY|CITADEL SECURITIES LLC|176331
ALLE|ALLEGION PLC|INCA|INSTINET, LLC|248124
ALLE|ALLEGION PLC|INJX|INSTINET, LLC|5057
ALLE|ALLEGION PLC|ITGI|ITG Inc.|121082
ALLE|ALLEGION PLC|ITGP|ITG INC.|243400
ALLE|ALLEGION PLC|JANY|Janney Montgomery Scott Inc.|814
ALLE|ALLEGION PLC|JEFF|JEFFERIES LLC|73288
ALLE|ALLEGION PLC|JMPT|JUMP TRADING, LLC|46583
ALLE|ALLEGION PLC|JONE|JonesTrading|54594
ALLE|ALLEGION PLC|JPBX|J.P. MORGAN SECURITIES LLC|31217
ALLE|ALLEGION PLC|JPMX|J.P. Morgan Securities LLC|458884
ALLE|ALLEGION PLC|JSJX|JANE STREET CAPITAL LLC|6419
ALLE|ALLEGION PLC|KCGM|VIRTU Americas LLC|35113
ALLE|ALLEGION PLC|LEHM|Barclays Capital Inc./Le|547186
ALLE|ALLEGION PLC|LIME|Lime Brokerage LLC|20393
ALLE|ALLEGION PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|137404
ALLE|ALLEGION PLC|LQNA|LIQUIDNET, INC.|147500
ALLE|ALLEGION PLC|LSCI|Lek Securities Corporation|108
ALLE|ALLEGION PLC|MAXM|Maxim Group LLC|19
ALLE|ALLEGION PLC|MCBT|Moors & Cabot, Inc.|955
ALLE|ALLEGION PLC|MCMF|Raymond James Ltd. Cds|66
ALLE|ALLEGION PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107304
ALLE|ALLEGION PLC|MOTF|MOTIF INVESTING, INC.|13
ALLE|ALLEGION PLC|MSCO|MORGAN STANLEY & CO. LLC|762179
ALLE|ALLEGION PLC|MSPL|MORGAN STANLEY & CO. LLC|223700
ALLE|ALLEGION PLC|MSTX|MORGAN STANLEY & CO. LLC|40200
ALLE|ALLEGION PLC|MTON|MILLINGTON SECURITIES, INC.|42071
ALLE|ALLEGION PLC|MWCC|Monness Crespi Hardt & Co., Inc.|5475
ALLE|ALLEGION PLC|NFSC|National Financial Services LLC|33549
ALLE|ALLEGION PLC|NITE|VIRTU Americas LLC|127195
ALLE|ALLEGION PLC|NQRB|Brut, LLC|9891
ALLE|ALLEGION PLC|NTBF|BMO Nesbitt Burns Inc./CDS|73
ALLE|ALLEGION PLC|NTRC|Northern Trust Securities, Inc.|118
ALLE|ALLEGION PLC|OPCO|Oppenheimer & Co. Inc.|219
ALLE|ALLEGION PLC|PDQM|CODA MARKETS, INC.|285104
ALLE|ALLEGION PLC|PIPR|Piper Jaffray & Co.|392
ALLE|ALLEGION PLC|PUMA|Puma Capital, Llc|22461
ALLE|ALLEGION PLC|PWJC|UBS Financial Services, Inc.|12348
ALLE|ALLEGION PLC|QMSR|QUATTRO M SECURITIES INC.|419
ALLE|ALLEGION PLC|RBCM|RBC CAPITAL MARKETS, LLC|683
ALLE|ALLEGION PLC|RHCO|Suntrust Robinson Humphrey, Inc.|29614
ALLE|ALLEGION PLC|RHOX|XR Securities LLC|19558
ALLE|ALLEGION PLC|SAGL|SAGETRADER, LLC|14886
ALLE|ALLEGION PLC|SAGW|SAGETRADER, LLC|100
ALLE|ALLEGION PLC|SBSH|Citigroup Global Markets Inc.|212411
ALLE|ALLEGION PLC|SGMT|GOLDMAN SACHS & CO. LLC|65125
ALLE|ALLEGION PLC|SJLS|TRADE INFORMATICS LLC|2304
ALLE|ALLEGION PLC|SPDR|SPEEDROUTE LLC|77030
ALLE|ALLEGION PLC|STFL|Stifel, Nicolaus & Company, Incorporated|7330
ALLE|ALLEGION PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3691
ALLE|ALLEGION PLC|SWIM|TD Ameritrade, Inc.|4021
ALLE|ALLEGION PLC|SWST|Hilltop Securities Inc.|150
ALLE|ALLEGION PLC|TKNG|ALLY INVEST SECURITIES LLC|100
ALLE|ALLEGION PLC|TRBT|Tradebot Systems, Inc.|84427
ALLE|ALLEGION PLC|TRCM|TRC MARKETS LLC|68162
ALLE|ALLEGION PLC|UBSA|UBS SECURITIES LLC|607682
ALLE|ALLEGION PLC|UBSS|UBS Securities LLC|714338
ALLE|ALLEGION PLC|VALX|VIRTU AMERICAS LLC|10679
ALLE|ALLEGION PLC|VGRD|Vanguard Marketing Corporation|881
ALLE|ALLEGION PLC|WABR|Wall Street Access|37715
ALLE|ALLEGION PLC|WBLR|WILLIAM BLAIR|558
ALLE|ALLEGION PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|1738
ALLE|ALLEGION PLC|WCHV|WELLS FARGO SECURITIES, LLC|20268
ALLE|ALLEGION PLC|WDNX|WEEDEN & CO.L.P.|66
ALLE|ALLEGION PLC|WEDB|WEDBUSH SECURITIES INC.|1264
ALLE|ALLEGION PLC|WEED|Weeden & Co.L.P.|706
ALLE|ALLEGION PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6764
ALLE|ALLEGION PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3412
ALLE|ALLEGION PLC|WGIF|CIBC World Markets Inc.|107
ALLE|ALLEGION PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|585
ALLE|ALLEGION PLC|WSEA|WOLVERINE SECURITIES, LLC|309
ALLE|ALLEGION PLC|XIST|INSTINET, LLC|20280
ALLE|ALLEGION PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8550
ALLE|ALLEGION PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|7766
ALLE|ALLEGION PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1462
ALLT|ALLOT COMMUNICATIONS|ALTX|Alternet Securities Inc.|100
ALLT|ALLOT COMMUNICATIONS|APCC|Apex Clearing Corporation|206
ALLT|ALLOT COMMUNICATIONS|BATM|CBOE TRADING, INC.|12
ALLT|ALLOT COMMUNICATIONS|BERN|Sanford C. Bernstein & Co., LLC|11
ALLT|ALLOT COMMUNICATIONS|BZYD|GOLDMAN SACHS & CO. LLC|1510
ALLT|ALLOT COMMUNICATIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
ALLT|ALLOT COMMUNICATIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13759
ALLT|ALLOT COMMUNICATIONS|CTLR|CUTLER GROUP, LP|104
ALLT|ALLOT COMMUNICATIONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6400
ALLT|ALLOT COMMUNICATIONS|DBAB|Deutsche Bank Securities Inc.|1387
ALLT|ALLOT COMMUNICATIONS|DBAX|Deutsche Bank Securities Inc.|3300
ALLT|ALLOT COMMUNICATIONS|DEGS|RONIN PROFESSIONAL LLC|4379
ALLT|ALLOT COMMUNICATIONS|EBXL|EBX LLC|7000
ALLT|ALLOT COMMUNICATIONS|EGXM|CBOE TRADING, INC.|200
ALLT|ALLOT COMMUNICATIONS|ETRS|E*Trade Securities LLC|3500
ALLT|ALLOT COMMUNICATIONS|FBCO|Credit Suisse Securities (USA) LLC|3537
ALLT|ALLOT COMMUNICATIONS|FOMA|TD AMERITRADE CLEARING, INC.|30542
ALLT|ALLOT COMMUNICATIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5045
ALLT|ALLOT COMMUNICATIONS|GLPX|ACS EXECUTION SERVICES, LLC|1500
ALLT|ALLOT COMMUNICATIONS|GSCO|GOLDMAN SACHS & CO. LLC|72411
ALLT|ALLOT COMMUNICATIONS|GSLT|GOLDMAN SACHS & CO. LLC|3260
ALLT|ALLOT COMMUNICATIONS|GTSZ|GTS SECURITIES LLC|1706
ALLT|ALLOT COMMUNICATIONS|HSBC|HSBC Securities, Inc.|424
ALLT|ALLOT COMMUNICATIONS|IATS|INTERACTIVE BROKERS LLC|1121
ALLT|ALLOT COMMUNICATIONS|IBKR|Interactive Brokers Llc|17079
ALLT|ALLOT COMMUNICATIONS|ICBX|INSTINET, LLC|2800
ALLT|ALLOT COMMUNICATIONS|INCA|INSTINET, LLC|8148
ALLT|ALLOT COMMUNICATIONS|INJX|INSTINET, LLC|5041
ALLT|ALLOT COMMUNICATIONS|ITGI|ITG Inc.|1319
ALLT|ALLOT COMMUNICATIONS|ITGP|ITG INC.|4400
ALLT|ALLOT COMMUNICATIONS|JEFF|JEFFERIES LLC|50592
ALLT|ALLOT COMMUNICATIONS|JPMX|J.P. Morgan Securities LLC|10010
ALLT|ALLOT COMMUNICATIONS|KCGM|VIRTU Americas LLC|3227
ALLT|ALLOT COMMUNICATIONS|LEHM|Barclays Capital Inc./Le|19344
ALLT|ALLOT COMMUNICATIONS|LIME|Lime Brokerage LLC|27679
ALLT|ALLOT COMMUNICATIONS|LMGP|LIME BROKERAGE LLC|800
ALLT|ALLOT COMMUNICATIONS|LQNA|LIQUIDNET, INC.|25300
ALLT|ALLOT COMMUNICATIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19160
ALLT|ALLOT COMMUNICATIONS|MSCO|MORGAN STANLEY & CO. LLC|39274
ALLT|ALLOT COMMUNICATIONS|MSPL|MORGAN STANLEY & CO. LLC|1700
ALLT|ALLOT COMMUNICATIONS|NEED|Needham & Company, LLC|7793
ALLT|ALLOT COMMUNICATIONS|NFSC|National Financial Services LLC|11925
ALLT|ALLOT COMMUNICATIONS|NITE|VIRTU Americas LLC|98555
ALLT|ALLOT COMMUNICATIONS|NQRB|Brut, LLC|700
ALLT|ALLOT COMMUNICATIONS|OPCO|Oppenheimer & Co. Inc.|28096
ALLT|ALLOT COMMUNICATIONS|PDQM|CODA MARKETS, INC.|3000
ALLT|ALLOT COMMUNICATIONS|RBCM|RBC CAPITAL MARKETS, LLC|4955
ALLT|ALLOT COMMUNICATIONS|SBSH|Citigroup Global Markets Inc.|77
ALLT|ALLOT COMMUNICATIONS|SGMT|GOLDMAN SACHS & CO. LLC|15700
ALLT|ALLOT COMMUNICATIONS|SPDR|SPEEDROUTE LLC|700
ALLT|ALLOT COMMUNICATIONS|STFL|Stifel, Nicolaus & Company, Incorporated|2250
ALLT|ALLOT COMMUNICATIONS|STXG|Stockcross Financial Services, Inc.|22200
ALLT|ALLOT COMMUNICATIONS|SWIM|TD Ameritrade, Inc.|10740
ALLT|ALLOT COMMUNICATIONS|TRCM|TRC MARKETS LLC|2760
ALLT|ALLOT COMMUNICATIONS|UBSA|UBS SECURITIES LLC|77592
ALLT|ALLOT COMMUNICATIONS|UBSS|UBS Securities LLC|84115
ALLT|ALLOT COMMUNICATIONS|VALX|VIRTU AMERICAS LLC|27
ALLT|ALLOT COMMUNICATIONS|VGRD|Vanguard Marketing Corporation|3650
ALLT|ALLOT COMMUNICATIONS|WCHV|WELLS FARGO SECURITIES, LLC|1566
ALLT|ALLOT COMMUNICATIONS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
ALLT|ALLOT COMMUNICATIONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|800
ALLT|ALLOT COMMUNICATIONS|WSEA|WOLVERINE SECURITIES, LLC|99
ALLY|ALLY FINANCIAL|ABLE|NATIXIS Securities Americas LLC|5304
ALLY|ALLY FINANCIAL|ACAD|ACADEMY SECURITIES, INC.|1400
ALLY|ALLY FINANCIAL|ALTX|Alternet Securities Inc.|24918
ALLY|ALLY FINANCIAL|ANOS|ABEL/NOSER, L.L.C.|200
ALLY|ALLY FINANCIAL|APCC|Apex Clearing Corporation|8358
ALLY|ALLY FINANCIAL|AURC|Aurora Capital LLC|200
ALLY|ALLY FINANCIAL|BANK|Primevest Financial Services, Inc.|25
ALLY|ALLY FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|31676
ALLY|ALLY FINANCIAL|BATM|CBOE TRADING, INC.|27589
ALLY|ALLY FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|2419
ALLY|ALLY FINANCIAL|BAYT|BTIG, LLC|14774
ALLY|ALLY FINANCIAL|BBNT|BB&T SECURITIES, LLC|11678
ALLY|ALLY FINANCIAL|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|63405
ALLY|ALLY FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|109315
ALLY|ALLY FINANCIAL|BIDS|BIDS TRADING L.P.|2500
ALLY|ALLY FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11647
ALLY|ALLY FINANCIAL|BLKX|INSTINET, LLC|81300
ALLY|ALLY FINANCIAL|BMOC|BMO Capital Markets Corp.|204310
ALLY|ALLY FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|5083
ALLY|ALLY FINANCIAL|BTIG|BTIG, LLC|134497
ALLY|ALLY FINANCIAL|BYXM|CBOE TRADING, INC.|3867
ALLY|ALLY FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|1181
ALLY|ALLY FINANCIAL|CANT|Cantor Fitzgerald & Co.|560
ALLY|ALLY FINANCIAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|553034
ALLY|ALLY FINANCIAL|CHAS|Charles Schwab & Co., Inc.|2519
ALLY|ALLY FINANCIAL|CIOI|CITIGROUP GLOBAL MARKETS INC|110000
ALLY|ALLY FINANCIAL|CIST|Capital Institutional Services, Inc.|20694
ALLY|ALLY FINANCIAL|CLSA|CLSA AMERICAS, LLC|100
ALLY|ALLY FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|205056
ALLY|ALLY FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11502
ALLY|ALLY FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1155660
ALLY|ALLY FINANCIAL|CSIN|Citadel Securities Institutional LLC|50730
ALLY|ALLY FINANCIAL|CTDL|Citadel Derivatives Group Llc|18927
ALLY|ALLY FINANCIAL|CTLR|CUTLER GROUP, LP|1205
ALLY|ALLY FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|439390
ALLY|ALLY FINANCIAL|DBAB|Deutsche Bank Securities Inc.|844707
ALLY|ALLY FINANCIAL|DBAX|Deutsche Bank Securities Inc.|909600
ALLY|ALLY FINANCIAL|DBUL|Deutsche Bank Securities Inc.|12676
ALLY|ALLY FINANCIAL|DCHF|Dart Executions, LLC|20567
ALLY|ALLY FINANCIAL|DEAN|MORGAN STANLEY|11547
ALLY|ALLY FINANCIAL|DIVA|Divine Capital Markets LLC|2800
ALLY|ALLY FINANCIAL|DRWK|DRW SECURITIES, L.L.C.|13429
ALLY|ALLY FINANCIAL|EBXL|EBX LLC|773800
ALLY|ALLY FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|79081
ALLY|ALLY FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|317
ALLY|ALLY FINANCIAL|EGAM|CBOE TRADING, INC.|25895
ALLY|ALLY FINANCIAL|EGAW|CBOE TRADING, INC.|2266
ALLY|ALLY FINANCIAL|EGXM|CBOE TRADING, INC.|7739
ALLY|ALLY FINANCIAL|EGXW|CBOE TRADING, INC.|100
ALLY|ALLY FINANCIAL|ELEV|ELEVATION, LLC|15469
ALLY|ALLY FINANCIAL|ETBE|Electronic Transaction Clearing, Inc.|26966
ALLY|ALLY FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8900
ALLY|ALLY FINANCIAL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3660
ALLY|ALLY FINANCIAL|ETRS|E*Trade Securities LLC|119619
ALLY|ALLY FINANCIAL|FIDT|Fidelity Clearing Canada ULC./ CDS|250
ALLY|ALLY FINANCIAL|FILL|Tradestation Securities, Inc.|4815
ALLY|ALLY FINANCIAL|FMAF|NBCN Inc./ CDS|5234
ALLY|ALLY FINANCIAL|FMCO|First Manhattan Co|3690
ALLY|ALLY FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1800
ALLY|ALLY FINANCIAL|FQLS|Quantlab Securities LP|802191
ALLY|ALLY FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|162481
ALLY|ALLY FINANCIAL|FTBR|Foliofn Investments, Inc.|2282
ALLY|ALLY FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|109765
ALLY|ALLY FINANCIAL|GLIS|TD Securities Inc|250
ALLY|ALLY FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|50657
ALLY|ALLY FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|3483173
ALLY|ALLY FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|87323
ALLY|ALLY FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|23513
ALLY|ALLY FINANCIAL|GTSZ|GTS SECURITIES LLC|253503
ALLY|ALLY FINANCIAL|HRBF|American Enterprise Investment Services Inc.|13126
ALLY|ALLY FINANCIAL|HSBC|HSBC Securities, Inc.|1317
ALLY|ALLY FINANCIAL|IATS|INTERACTIVE BROKERS LLC|10779
ALLY|ALLY FINANCIAL|IBKR|Interactive Brokers Llc|37795
ALLY|ALLY FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7737
ALLY|ALLY FINANCIAL|ICBX|INSTINET, LLC|291309
ALLY|ALLY FINANCIAL|INCA|INSTINET, LLC|656663
ALLY|ALLY FINANCIAL|INJX|INSTINET, LLC|7736
ALLY|ALLY FINANCIAL|INTL|INTL FCSTONE FINANCIAL INC.|111
ALLY|ALLY FINANCIAL|ITGI|ITG Inc.|197591
ALLY|ALLY FINANCIAL|ITGP|ITG INC.|810400
ALLY|ALLY FINANCIAL|JANY|Janney Montgomery Scott Inc.|11829
ALLY|ALLY FINANCIAL|JEFF|JEFFERIES LLC|372668
ALLY|ALLY FINANCIAL|JMPT|JUMP TRADING, LLC|150200
ALLY|ALLY FINANCIAL|JNKK|JNK Securities Corp.|300
ALLY|ALLY FINANCIAL|JONE|JonesTrading|395
ALLY|ALLY FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|293588
ALLY|ALLY FINANCIAL|JPMX|J.P. Morgan Securities LLC|1825566
ALLY|ALLY FINANCIAL|JSJX|JANE STREET CAPITAL LLC|11401
ALLY|ALLY FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|30305
ALLY|ALLY FINANCIAL|KCGM|VIRTU Americas LLC|142446
ALLY|ALLY FINANCIAL|KRSH|Kershner Securities, LLC|1689
ALLY|ALLY FINANCIAL|LEHM|Barclays Capital Inc./Le|3880924
ALLY|ALLY FINANCIAL|LIME|Lime Brokerage LLC|149125
ALLY|ALLY FINANCIAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|94600
ALLY|ALLY FINANCIAL|LOOP|Loop Capital Markets LLC|8735
ALLY|ALLY FINANCIAL|LQNA|LIQUIDNET, INC.|164800
ALLY|ALLY FINANCIAL|LSCI|Lek Securities Corporation|508656
ALLY|ALLY FINANCIAL|LTCO|Ladenburg, Thalmann & Co., Inc.|8244
ALLY|ALLY FINANCIAL|MBTS|ALLY INVEST SECURITIES LLC|436
ALLY|ALLY FINANCIAL|MKMP|MKM Partners LLC|50000
ALLY|ALLY FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1298328
ALLY|ALLY FINANCIAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
ALLY|ALLY FINANCIAL|MOTF|MOTIF INVESTING, INC.|6
ALLY|ALLY FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|4074436
ALLY|ALLY FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|1399500
ALLY|ALLY FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|670800
ALLY|ALLY FINANCIAL|MZHO|Mizuho Securities USA LLC|39000
ALLY|ALLY FINANCIAL|NEUB|NEUBERGER BERMAN BD LLC|205
ALLY|ALLY FINANCIAL|NFSC|National Financial Services LLC|293455
ALLY|ALLY FINANCIAL|NITE|VIRTU Americas LLC|916121
ALLY|ALLY FINANCIAL|NITP|VIRTU Americas LLC|2282
ALLY|ALLY FINANCIAL|NQRB|Brut, LLC|29808
ALLY|ALLY FINANCIAL|NTRC|Northern Trust Securities, Inc.|2049
ALLY|ALLY FINANCIAL|OHOS|TWO SIGMA SECURITIES, LLC|93059
ALLY|ALLY FINANCIAL|OPCO|Oppenheimer & Co. Inc.|11909
ALLY|ALLY FINANCIAL|PDQM|CODA MARKETS, INC.|55087
ALLY|ALLY FINANCIAL|PHLY|NASDAQ Execution Services, LLC|3200
ALLY|ALLY FINANCIAL|PWJC|UBS Financial Services, Inc.|26552
ALLY|ALLY FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|5511
ALLY|ALLY FINANCIAL|RHCO|Suntrust Robinson Humphrey, Inc.|40
ALLY|ALLY FINANCIAL|SAGL|SAGETRADER, LLC|140100
ALLY|ALLY FINANCIAL|SAGW|SAGETRADER, LLC|261
ALLY|ALLY FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|317
ALLY|ALLY FINANCIAL|SBSH|Citigroup Global Markets Inc.|6196724
ALLY|ALLY FINANCIAL|SDLR|Sandler, O'Neill & Partners, L.P.|200
ALLY|ALLY FINANCIAL|SEIC|SEI Investments Distribution Co.|2748
ALLY|ALLY FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|484997
ALLY|ALLY FINANCIAL|SPDR|SPEEDROUTE LLC|26400
ALLY|ALLY FINANCIAL|SPHN|Stephens Inc.|15711
ALLY|ALLY FINANCIAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|3093
ALLY|ALLY FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|7177
ALLY|ALLY FINANCIAL|STKP|STOCKPILE INVESTMENTS, INC.|90
ALLY|ALLY FINANCIAL|STRS|STRATEGAS RESEARCH PARTNERS|100
ALLY|ALLY FINANCIAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16139
ALLY|ALLY FINANCIAL|SWIM|TD Ameritrade, Inc.|35528
ALLY|ALLY FINANCIAL|SWST|Hilltop Securities Inc.|9868
ALLY|ALLY FINANCIAL|TAGC|TELSEY ADVISORY GROUP LLC|1100
ALLY|ALLY FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|23090
ALLY|ALLY FINANCIAL|TRBT|Tradebot Systems, Inc.|537383
ALLY|ALLY FINANCIAL|TRCM|TRC MARKETS LLC|138895
ALLY|ALLY FINANCIAL|TWTT|TASTYWORKS, INC.|9
ALLY|ALLY FINANCIAL|UBSA|UBS SECURITIES LLC|2081026
ALLY|ALLY FINANCIAL|UBSS|UBS Securities LLC|1513448
ALLY|ALLY FINANCIAL|VALX|VIRTU AMERICAS LLC|43776
ALLY|ALLY FINANCIAL|VGRD|Vanguard Marketing Corporation|12444
ALLY|ALLY FINANCIAL|WBLR|WILLIAM BLAIR|36103
ALLY|ALLY FINANCIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|12916
ALLY|ALLY FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|984034
ALLY|ALLY FINANCIAL|WDNX|WEEDEN & CO.L.P.|640
ALLY|ALLY FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|7230
ALLY|ALLY FINANCIAL|WEED|Weeden & Co.L.P.|89723
ALLY|ALLY FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|111976
ALLY|ALLY FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64205
ALLY|ALLY FINANCIAL|WGIF|CIBC World Markets Inc.|1047
ALLY|ALLY FINANCIAL|WHOT|JUST2TRADE, INC.|10
ALLY|ALLY FINANCIAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|53
ALLY|ALLY FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|23143
ALLY|ALLY FINANCIAL|XIST|INSTINET, LLC|235800
ALLY|ALLY FINANCIAL|XPQR|Jump Trading|3555
ALLY|ALLY FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|47498
ALLY|ALLY FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ALLY|ALLY FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3980
ALLY$A|GMAC CAPITAL TRUST I|ALTX|Alternet Securities Inc.|1344
ALLY$A|GMAC CAPITAL TRUST I|BARD|Robert W. Baird & Co. Incorporated|124
ALLY$A|GMAC CAPITAL TRUST I|BAYT|BTIG, LLC|5600
ALLY$A|GMAC CAPITAL TRUST I|BBNT|BB&T SECURITIES, LLC|747
ALLY$A|GMAC CAPITAL TRUST I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2585
ALLY$A|GMAC CAPITAL TRUST I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78155
ALLY$A|GMAC CAPITAL TRUST I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5396
ALLY$A|GMAC CAPITAL TRUST I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33518
ALLY$A|GMAC CAPITAL TRUST I|CXCX|CITIGROUP GLOBAL MARKETS INC.|5800
ALLY$A|GMAC CAPITAL TRUST I|DADA|D.A. Davidson & Co.|500
ALLY$A|GMAC CAPITAL TRUST I|DBAB|Deutsche Bank Securities Inc.|21000
ALLY$A|GMAC CAPITAL TRUST I|DBAX|Deutsche Bank Securities Inc.|14100
ALLY$A|GMAC CAPITAL TRUST I|DEAN|MORGAN STANLEY|129602
ALLY$A|GMAC CAPITAL TRUST I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1722
ALLY$A|GMAC CAPITAL TRUST I|EBXL|EBX LLC|34200
ALLY$A|GMAC CAPITAL TRUST I|ECUT|CONVERGEX EXECUTION SOLUTIONS|6962
ALLY$A|GMAC CAPITAL TRUST I|EDJO|Edward D. Jones & Co., L.P.|501
ALLY$A|GMAC CAPITAL TRUST I|EGAM|CBOE TRADING, INC.|1427
ALLY$A|GMAC CAPITAL TRUST I|EGXM|CBOE TRADING, INC.|300
ALLY$A|GMAC CAPITAL TRUST I|ETRS|E*Trade Securities LLC|5145
ALLY$A|GMAC CAPITAL TRUST I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2650
ALLY$A|GMAC CAPITAL TRUST I|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ALLY$A|GMAC CAPITAL TRUST I|GLPX|ACS EXECUTION SERVICES, LLC|709
ALLY$A|GMAC CAPITAL TRUST I|GSCO|GOLDMAN SACHS & CO. LLC|105991
ALLY$A|GMAC CAPITAL TRUST I|GSCS|GOLDMAN SACHS & CO. LLC|100
ALLY$A|GMAC CAPITAL TRUST I|GSLT|GOLDMAN SACHS & CO. LLC|531
ALLY$A|GMAC CAPITAL TRUST I|GTSZ|GTS SECURITIES LLC|100
ALLY$A|GMAC CAPITAL TRUST I|HRBF|American Enterprise Investment Services Inc.|30242
ALLY$A|GMAC CAPITAL TRUST I|HSBC|HSBC Securities, Inc.|18298
ALLY$A|GMAC CAPITAL TRUST I|IATS|INTERACTIVE BROKERS LLC|1726
ALLY$A|GMAC CAPITAL TRUST I|IBKR|Interactive Brokers Llc|4235
ALLY$A|GMAC CAPITAL TRUST I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
ALLY$A|GMAC CAPITAL TRUST I|ICBX|INSTINET, LLC|11205
ALLY$A|GMAC CAPITAL TRUST I|INCA|INSTINET, LLC|83715
ALLY$A|GMAC CAPITAL TRUST I|ITGI|ITG Inc.|3469
ALLY$A|GMAC CAPITAL TRUST I|ITGP|ITG INC.|31000
ALLY$A|GMAC CAPITAL TRUST I|JANY|Janney Montgomery Scott Inc.|7672
ALLY$A|GMAC CAPITAL TRUST I|JEFF|JEFFERIES LLC|12500
ALLY$A|GMAC CAPITAL TRUST I|JPMX|J.P. Morgan Securities LLC|46700
ALLY$A|GMAC CAPITAL TRUST I|JSJX|JANE STREET CAPITAL LLC|99
ALLY$A|GMAC CAPITAL TRUST I|KCGM|VIRTU Americas LLC|15920
ALLY$A|GMAC CAPITAL TRUST I|LEHM|Barclays Capital Inc./Le|67175
ALLY$A|GMAC CAPITAL TRUST I|LIME|Lime Brokerage LLC|155
ALLY$A|GMAC CAPITAL TRUST I|LQNA|LIQUIDNET, INC.|10900
ALLY$A|GMAC CAPITAL TRUST I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
ALLY$A|GMAC CAPITAL TRUST I|MAXM|Maxim Group LLC|9982
ALLY$A|GMAC CAPITAL TRUST I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
ALLY$A|GMAC CAPITAL TRUST I|MSCO|MORGAN STANLEY & CO. LLC|63080
ALLY$A|GMAC CAPITAL TRUST I|MSPL|MORGAN STANLEY & CO. LLC|10900
ALLY$A|GMAC CAPITAL TRUST I|NFSC|National Financial Services LLC|24588
ALLY$A|GMAC CAPITAL TRUST I|NITE|VIRTU Americas LLC|79676
ALLY$A|GMAC CAPITAL TRUST I|NQRB|Brut, LLC|602
ALLY$A|GMAC CAPITAL TRUST I|NTBF|BMO Nesbitt Burns Inc./CDS|100
ALLY$A|GMAC CAPITAL TRUST I|OLDM|OLD MISSION CAPITAL, LLC|350
ALLY$A|GMAC CAPITAL TRUST I|PDQM|CODA MARKETS, INC.|10505
ALLY$A|GMAC CAPITAL TRUST I|PWJC|UBS Financial Services, Inc.|2187
ALLY$A|GMAC CAPITAL TRUST I|RBCM|RBC CAPITAL MARKETS, LLC|5063
ALLY$A|GMAC CAPITAL TRUST I|SALI|INTL FCSTONE FINANCIAL INC.|274
ALLY$A|GMAC CAPITAL TRUST I|SBSH|Citigroup Global Markets Inc.|7941
ALLY$A|GMAC CAPITAL TRUST I|SGMT|GOLDMAN SACHS & CO. LLC|25932
ALLY$A|GMAC CAPITAL TRUST I|SPDR|SPEEDROUTE LLC|1400
ALLY$A|GMAC CAPITAL TRUST I|STFL|Stifel, Nicolaus & Company, Incorporated|5875
ALLY$A|GMAC CAPITAL TRUST I|SWIM|TD Ameritrade, Inc.|25
ALLY$A|GMAC CAPITAL TRUST I|TKNG|ALLY INVEST SECURITIES LLC|200
ALLY$A|GMAC CAPITAL TRUST I|TRBT|Tradebot Systems, Inc.|1781
ALLY$A|GMAC CAPITAL TRUST I|TRCM|TRC MARKETS LLC|300
ALLY$A|GMAC CAPITAL TRUST I|TTUC|CUTTONE & CO., INC.|13640
ALLY$A|GMAC CAPITAL TRUST I|UBSA|UBS SECURITIES LLC|70345
ALLY$A|GMAC CAPITAL TRUST I|UBSS|UBS Securities LLC|61366
ALLY$A|GMAC CAPITAL TRUST I|VGRD|Vanguard Marketing Corporation|611
ALLY$A|GMAC CAPITAL TRUST I|WCHV|WELLS FARGO SECURITIES, LLC|57139
ALLY$A|GMAC CAPITAL TRUST I|WSEA|WOLVERINE SECURITIES, LLC|7
ALLY$A|GMAC CAPITAL TRUST I|XSTM|NATIONAL FINANCIAL SERVICES LLC|17400
ALLY$A|GMAC CAPITAL TRUST I|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ALLY$A|GMAC CAPITAL TRUST I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2270
ALN|AMERICAN LORAIN CORP|APCC|Apex Clearing Corporation|44485
ALN|AMERICAN LORAIN CORP|BATM|CBOE TRADING, INC.|500
ALN|AMERICAN LORAIN CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
ALN|AMERICAN LORAIN CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7600
ALN|AMERICAN LORAIN CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
ALN|AMERICAN LORAIN CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
ALN|AMERICAN LORAIN CORP|DBAB|Deutsche Bank Securities Inc.|666
ALN|AMERICAN LORAIN CORP|DBAX|Deutsche Bank Securities Inc.|500
ALN|AMERICAN LORAIN CORP|EBXL|EBX LLC|1200
ALN|AMERICAN LORAIN CORP|EGXM|CBOE TRADING, INC.|200
ALN|AMERICAN LORAIN CORP|ETRS|E*Trade Securities LLC|87724
ALN|AMERICAN LORAIN CORP|FTBR|Foliofn Investments, Inc.|622
ALN|AMERICAN LORAIN CORP|GSLT|GOLDMAN SACHS & CO. LLC|10
ALN|AMERICAN LORAIN CORP|IATS|INTERACTIVE BROKERS LLC|508
ALN|AMERICAN LORAIN CORP|IBKR|Interactive Brokers Llc|3066
ALN|AMERICAN LORAIN CORP|ICBX|INSTINET, LLC|500
ALN|AMERICAN LORAIN CORP|INCA|INSTINET, LLC|2224
ALN|AMERICAN LORAIN CORP|ITGP|ITG INC.|400
ALN|AMERICAN LORAIN CORP|JPMX|J.P. Morgan Securities LLC|1082
ALN|AMERICAN LORAIN CORP|KCGM|VIRTU Americas LLC|700
ALN|AMERICAN LORAIN CORP|LEHM|Barclays Capital Inc./Le|3900
ALN|AMERICAN LORAIN CORP|LIME|Lime Brokerage LLC|195
ALN|AMERICAN LORAIN CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|701
ALN|AMERICAN LORAIN CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1154
ALN|AMERICAN LORAIN CORP|MSCO|MORGAN STANLEY & CO. LLC|4493
ALN|AMERICAN LORAIN CORP|NFSC|National Financial Services LLC|115970
ALN|AMERICAN LORAIN CORP|NITE|VIRTU Americas LLC|278768
ALN|AMERICAN LORAIN CORP|SBSH|Citigroup Global Markets Inc.|4100
ALN|AMERICAN LORAIN CORP|SGMT|GOLDMAN SACHS & CO. LLC|1000
ALN|AMERICAN LORAIN CORP|SWIM|TD Ameritrade, Inc.|126205
ALN|AMERICAN LORAIN CORP|UBSA|UBS SECURITIES LLC|2568
ALN|AMERICAN LORAIN CORP|UBSS|UBS Securities LLC|2625
ALN|AMERICAN LORAIN CORP|VGRD|Vanguard Marketing Corporation|5000
ALN|AMERICAN LORAIN CORP|WCHV|WELLS FARGO SECURITIES, LLC|4500
ALN|AMERICAN LORAIN CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13113
ALN|AMERICAN LORAIN CORP|WSEA|WOLVERINE SECURITIES, LLC|41767
ALNA|ALLENA PHARMA CM|ALTX|Alternet Securities Inc.|2519
ALNA|ALLENA PHARMA CM|APCC|Apex Clearing Corporation|26
ALNA|ALLENA PHARMA CM|BARD|Robert W. Baird & Co. Incorporated|1351
ALNA|ALLENA PHARMA CM|BATM|CBOE TRADING, INC.|1061
ALNA|ALLENA PHARMA CM|BAYC|BAY CREST PARTNERS, LLC|253
ALNA|ALLENA PHARMA CM|BERN|Sanford C. Bernstein & Co., LLC|9482
ALNA|ALLENA PHARMA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
ALNA|ALLENA PHARMA CM|BMOC|BMO Capital Markets Corp.|1328
ALNA|ALLENA PHARMA CM|BNPX|BNP PARIBAS SECURITIES CORP.|786
ALNA|ALLENA PHARMA CM|BTIG|BTIG, LLC|98
ALNA|ALLENA PHARMA CM|BYXM|CBOE TRADING, INC.|100
ALNA|ALLENA PHARMA CM|CHAS|Charles Schwab & Co., Inc.|200
ALNA|ALLENA PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24412
ALNA|ALLENA PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13482
ALNA|ALLENA PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27628
ALNA|ALLENA PHARMA CM|CTDL|Citadel Derivatives Group Llc|4545
ALNA|ALLENA PHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|384
ALNA|ALLENA PHARMA CM|DBAB|Deutsche Bank Securities Inc.|81976
ALNA|ALLENA PHARMA CM|DBAX|Deutsche Bank Securities Inc.|18400
ALNA|ALLENA PHARMA CM|DEAN|MORGAN STANLEY|1300
ALNA|ALLENA PHARMA CM|DEGS|RONIN PROFESSIONAL LLC|14971
ALNA|ALLENA PHARMA CM|EBXL|EBX LLC|29500
ALNA|ALLENA PHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3900
ALNA|ALLENA PHARMA CM|EDJO|Edward D. Jones & Co., L.P.|185
ALNA|ALLENA PHARMA CM|EGAM|CBOE TRADING, INC.|4677
ALNA|ALLENA PHARMA CM|EGXM|CBOE TRADING, INC.|660
ALNA|ALLENA PHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|2483
ALNA|ALLENA PHARMA CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|324
ALNA|ALLENA PHARMA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10625
ALNA|ALLENA PHARMA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
ALNA|ALLENA PHARMA CM|ETRS|E*Trade Securities LLC|12253
ALNA|ALLENA PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|47141
ALNA|ALLENA PHARMA CM|FMAF|NBCN Inc./ CDS|275
ALNA|ALLENA PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|107324
ALNA|ALLENA PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34753
ALNA|ALLENA PHARMA CM|FTBR|Foliofn Investments, Inc.|158
ALNA|ALLENA PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3665
ALNA|ALLENA PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|14114
ALNA|ALLENA PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|315964
ALNA|ALLENA PHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|2106
ALNA|ALLENA PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|322
ALNA|ALLENA PHARMA CM|GTSZ|GTS SECURITIES LLC|29135
ALNA|ALLENA PHARMA CM|HRBF|American Enterprise Investment Services Inc.|9
ALNA|ALLENA PHARMA CM|IATS|INTERACTIVE BROKERS LLC|1337
ALNA|ALLENA PHARMA CM|IBKR|Interactive Brokers Llc|20368
ALNA|ALLENA PHARMA CM|ICBX|INSTINET, LLC|5700
ALNA|ALLENA PHARMA CM|IEQY|CITADEL SECURITIES LLC|13176
ALNA|ALLENA PHARMA CM|INCA|INSTINET, LLC|41089
ALNA|ALLENA PHARMA CM|INJX|INSTINET, LLC|103263
ALNA|ALLENA PHARMA CM|ITGI|ITG Inc.|21161
ALNA|ALLENA PHARMA CM|ITGP|ITG INC.|17400
ALNA|ALLENA PHARMA CM|JANY|Janney Montgomery Scott Inc.|100
ALNA|ALLENA PHARMA CM|JEFF|JEFFERIES LLC|22657
ALNA|ALLENA PHARMA CM|JMPT|JUMP TRADING, LLC|7717
ALNA|ALLENA PHARMA CM|JPBX|J.P. MORGAN SECURITIES LLC|1788
ALNA|ALLENA PHARMA CM|JPMX|J.P. Morgan Securities LLC|30176
ALNA|ALLENA PHARMA CM|JSJX|JANE STREET CAPITAL LLC|884
ALNA|ALLENA PHARMA CM|KCGM|VIRTU Americas LLC|3857
ALNA|ALLENA PHARMA CM|LEHM|Barclays Capital Inc./Le|194760
ALNA|ALLENA PHARMA CM|LIME|Lime Brokerage LLC|53468
ALNA|ALLENA PHARMA CM|LQNA|LIQUIDNET, INC.|14200
ALNA|ALLENA PHARMA CM|MAXM|Maxim Group LLC|994
ALNA|ALLENA PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7500
ALNA|ALLENA PHARMA CM|MOTF|MOTIF INVESTING, INC.|4
ALNA|ALLENA PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|677402
ALNA|ALLENA PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|13300
ALNA|ALLENA PHARMA CM|MSTX|MORGAN STANLEY & CO. LLC|2600
ALNA|ALLENA PHARMA CM|NFSC|National Financial Services LLC|79615
ALNA|ALLENA PHARMA CM|NITE|VIRTU Americas LLC|121202
ALNA|ALLENA PHARMA CM|NITP|VIRTU Americas LLC|800
ALNA|ALLENA PHARMA CM|NQRB|Brut, LLC|2065
ALNA|ALLENA PHARMA CM|OPCO|Oppenheimer & Co. Inc.|988
ALNA|ALLENA PHARMA CM|PDQM|CODA MARKETS, INC.|35768
ALNA|ALLENA PHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|400
ALNA|ALLENA PHARMA CM|SAGL|SAGETRADER, LLC|574
ALNA|ALLENA PHARMA CM|SBSH|Citigroup Global Markets Inc.|29258
ALNA|ALLENA PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|4555
ALNA|ALLENA PHARMA CM|SPDR|SPEEDROUTE LLC|5227
ALNA|ALLENA PHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|27191
ALNA|ALLENA PHARMA CM|STFL|Stifel, Nicolaus & Company, Incorporated|220
ALNA|ALLENA PHARMA CM|SWIM|TD Ameritrade, Inc.|9394
ALNA|ALLENA PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|839
ALNA|ALLENA PHARMA CM|TRBT|Tradebot Systems, Inc.|21540
ALNA|ALLENA PHARMA CM|TRCM|TRC MARKETS LLC|22755
ALNA|ALLENA PHARMA CM|TWTT|TASTYWORKS, INC.|25
ALNA|ALLENA PHARMA CM|UBSA|UBS SECURITIES LLC|176135
ALNA|ALLENA PHARMA CM|UBSS|UBS Securities LLC|505933
ALNA|ALLENA PHARMA CM|VALX|VIRTU AMERICAS LLC|1404
ALNA|ALLENA PHARMA CM|VGRD|Vanguard Marketing Corporation|3899
ALNA|ALLENA PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|19426
ALNA|ALLENA PHARMA CM|WEDB|WEDBUSH SECURITIES INC.|10818
ALNA|ALLENA PHARMA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|107
ALNA|ALLENA PHARMA CM|WGIF|CIBC World Markets Inc.|100
ALNA|ALLENA PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|1137
ALNA|ALLENA PHARMA CM|XIST|INSTINET, LLC|4200
ALNA|ALLENA PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|40560
ALNA|ALLENA PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|7212
ALNY|ALNYLAM PHARMACEUT|ACLP|ALEXANDER CAPITAL, L.P.|700
ALNY|ALNYLAM PHARMACEUT|ADAM|CANACCORD GENUITY INC.|1600
ALNY|ALNYLAM PHARMACEUT|ALTX|Alternet Securities Inc.|5000
ALNY|ALNYLAM PHARMACEUT|ANOS|ABEL/NOSER, L.L.C.|102
ALNY|ALNYLAM PHARMACEUT|APCC|Apex Clearing Corporation|1057
ALNY|ALNYLAM PHARMACEUT|BARD|Robert W. Baird & Co. Incorporated|7
ALNY|ALNYLAM PHARMACEUT|BATM|CBOE TRADING, INC.|10496
ALNY|ALNYLAM PHARMACEUT|BAYC|BAY CREST PARTNERS, LLC|258
ALNY|ALNYLAM PHARMACEUT|BAYT|BTIG, LLC|16500
ALNY|ALNYLAM PHARMACEUT|BERN|Sanford C. Bernstein & Co., LLC|19820
ALNY|ALNYLAM PHARMACEUT|BGCE|BGC Financial Inc.|4784
ALNY|ALNYLAM PHARMACEUT|BIDS|BIDS TRADING L.P.|61806
ALNY|ALNYLAM PHARMACEUT|BIMI|Banca IMI Securities Corp.|30
ALNY|ALNYLAM PHARMACEUT|BKCM|BNY Mellon Capital Markets LLC|272
ALNY|ALNYLAM PHARMACEUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|705
ALNY|ALNYLAM PHARMACEUT|BLKX|INSTINET, LLC|123837
ALNY|ALNYLAM PHARMACEUT|BMOC|BMO Capital Markets Corp.|19174
ALNY|ALNYLAM PHARMACEUT|BNPX|BNP PARIBAS SECURITIES CORP.|15785
ALNY|ALNYLAM PHARMACEUT|BTIG|BTIG, LLC|19207
ALNY|ALNYLAM PHARMACEUT|BYXM|CBOE TRADING, INC.|1731
ALNY|ALNYLAM PHARMACEUT|CABR|Cabrera Capital Markets, Inc.|25
ALNY|ALNYLAM PHARMACEUT|CBLC|CITIGROUP GLOBAL MARKETS INC.|24800
ALNY|ALNYLAM PHARMACEUT|CHAS|Charles Schwab & Co., Inc.|1596
ALNY|ALNYLAM PHARMACEUT|CIST|Capital Institutional Services, Inc.|12
ALNY|ALNYLAM PHARMACEUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44180
ALNY|ALNYLAM PHARMACEUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4701
ALNY|ALNYLAM PHARMACEUT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1486
ALNY|ALNYLAM PHARMACEUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|252873
ALNY|ALNYLAM PHARMACEUT|CTDL|Citadel Derivatives Group Llc|24377
ALNY|ALNYLAM PHARMACEUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|29428
ALNY|ALNYLAM PHARMACEUT|DADA|D.A. Davidson & Co.|90
ALNY|ALNYLAM PHARMACEUT|DBAB|Deutsche Bank Securities Inc.|557440
ALNY|ALNYLAM PHARMACEUT|DBAX|Deutsche Bank Securities Inc.|199800
ALNY|ALNYLAM PHARMACEUT|DBUL|Deutsche Bank Securities Inc.|13774
ALNY|ALNYLAM PHARMACEUT|DEAN|MORGAN STANLEY|3681
ALNY|ALNYLAM PHARMACEUT|DEGS|RONIN PROFESSIONAL LLC|4900
ALNY|ALNYLAM PHARMACEUT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6521
ALNY|ALNYLAM PHARMACEUT|DRWK|DRW SECURITIES, L.L.C.|21545
ALNY|ALNYLAM PHARMACEUT|EBXL|EBX LLC|99100
ALNY|ALNYLAM PHARMACEUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|7148
ALNY|ALNYLAM PHARMACEUT|EDJO|Edward D. Jones & Co., L.P.|892
ALNY|ALNYLAM PHARMACEUT|EGAM|CBOE TRADING, INC.|6084
ALNY|ALNYLAM PHARMACEUT|EGAW|CBOE TRADING, INC.|21
ALNY|ALNYLAM PHARMACEUT|EGMT|EG MARKET TECHNOLOGIES LLC|3529
ALNY|ALNYLAM PHARMACEUT|EGXM|CBOE TRADING, INC.|1199
ALNY|ALNYLAM PHARMACEUT|ETBE|Electronic Transaction Clearing, Inc.|24763
ALNY|ALNYLAM PHARMACEUT|ETCB|ETC BROKERAGE SERVICES, LLC|8
ALNY|ALNYLAM PHARMACEUT|ETCC|Electronic Transaction Clearing, Inc.|1085
ALNY|ALNYLAM PHARMACEUT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4074
ALNY|ALNYLAM PHARMACEUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|98430
ALNY|ALNYLAM PHARMACEUT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1177
ALNY|ALNYLAM PHARMACEUT|ETRS|E*Trade Securities LLC|99595
ALNY|ALNYLAM PHARMACEUT|FBCO|Credit Suisse Securities (USA) LLC|503498
ALNY|ALNYLAM PHARMACEUT|FBSB|U.S. Bancorp Investments, Inc.|200
ALNY|ALNYLAM PHARMACEUT|FILL|Tradestation Securities, Inc.|3687
ALNY|ALNYLAM PHARMACEUT|FMAF|NBCN Inc./ CDS|100
ALNY|ALNYLAM PHARMACEUT|FOMA|TD AMERITRADE CLEARING, INC.|275615
ALNY|ALNYLAM PHARMACEUT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|52928
ALNY|ALNYLAM PHARMACEUT|FQLS|Quantlab Securities LP|246690
ALNY|ALNYLAM PHARMACEUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61235
ALNY|ALNYLAM PHARMACEUT|FTBR|Foliofn Investments, Inc.|602
ALNY|ALNYLAM PHARMACEUT|GEBB|GLOBAL EXECUTION BROKERS, LP|14263
ALNY|ALNYLAM PHARMACEUT|GLPX|ACS EXECUTION SERVICES, LLC|32896
ALNY|ALNYLAM PHARMACEUT|GSCO|GOLDMAN SACHS & CO. LLC|598840
ALNY|ALNYLAM PHARMACEUT|GSCS|GOLDMAN SACHS & CO. LLC|39841
ALNY|ALNYLAM PHARMACEUT|GSLT|GOLDMAN SACHS & CO. LLC|1884
ALNY|ALNYLAM PHARMACEUT|GTSZ|GTS SECURITIES LLC|115434
ALNY|ALNYLAM PHARMACEUT|GUGS|Guggenheim Securities, LLC|6
ALNY|ALNYLAM PHARMACEUT|HAPX|HAP Trading, LLC|1858
ALNY|ALNYLAM PHARMACEUT|HRBF|American Enterprise Investment Services Inc.|897
ALNY|ALNYLAM PHARMACEUT|HSBC|HSBC Securities, Inc.|44229
ALNY|ALNYLAM PHARMACEUT|IATS|INTERACTIVE BROKERS LLC|8742
ALNY|ALNYLAM PHARMACEUT|IBKR|Interactive Brokers Llc|46358
ALNY|ALNYLAM PHARMACEUT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|26
ALNY|ALNYLAM PHARMACEUT|ICBX|INSTINET, LLC|33000
ALNY|ALNYLAM PHARMACEUT|IEQY|CITADEL SECURITIES LLC|131431
ALNY|ALNYLAM PHARMACEUT|INCA|INSTINET, LLC|398477
ALNY|ALNYLAM PHARMACEUT|INJX|INSTINET, LLC|62873
ALNY|ALNYLAM PHARMACEUT|ITGI|ITG Inc.|14059
ALNY|ALNYLAM PHARMACEUT|ITGP|ITG INC.|83000
ALNY|ALNYLAM PHARMACEUT|JEFF|JEFFERIES LLC|187146
ALNY|ALNYLAM PHARMACEUT|JMPT|JUMP TRADING, LLC|37634
ALNY|ALNYLAM PHARMACEUT|JONE|JonesTrading|300
ALNY|ALNYLAM PHARMACEUT|JPBX|J.P. MORGAN SECURITIES LLC|104205
ALNY|ALNYLAM PHARMACEUT|JPMX|J.P. Morgan Securities LLC|787996
ALNY|ALNYLAM PHARMACEUT|JSJX|JANE STREET CAPITAL LLC|18577
ALNY|ALNYLAM PHARMACEUT|KCGM|VIRTU Americas LLC|18095
ALNY|ALNYLAM PHARMACEUT|LEER|LEERINK PARTNERS LLC|9300
ALNY|ALNYLAM PHARMACEUT|LEHM|Barclays Capital Inc./Le|814092
ALNY|ALNYLAM PHARMACEUT|LIME|Lime Brokerage LLC|228779
ALNY|ALNYLAM PHARMACEUT|LMGP|LIME BROKERAGE LLC|1009
ALNY|ALNYLAM PHARMACEUT|LOOP|Loop Capital Markets LLC|13955
ALNY|ALNYLAM PHARMACEUT|LQNA|LIQUIDNET, INC.|168100
ALNY|ALNYLAM PHARMACEUT|LQNB|LIQUIDNET, INC.|32337
ALNY|ALNYLAM PHARMACEUT|LSCI|Lek Securities Corporation|116
ALNY|ALNYLAM PHARMACEUT|MACQ|Macquarie Capital (USA) Inc.|200
ALNY|ALNYLAM PHARMACEUT|MBTS|ALLY INVEST SECURITIES LLC|22
ALNY|ALNYLAM PHARMACEUT|MCMF|Raymond James Ltd. Cds|25
ALNY|ALNYLAM PHARMACEUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113082
ALNY|ALNYLAM PHARMACEUT|MOTF|MOTIF INVESTING, INC.|10
ALNY|ALNYLAM PHARMACEUT|MSCO|MORGAN STANLEY & CO. LLC|1892993
ALNY|ALNYLAM PHARMACEUT|MSPL|MORGAN STANLEY & CO. LLC|278800
ALNY|ALNYLAM PHARMACEUT|MSTX|MORGAN STANLEY & CO. LLC|80100
ALNY|ALNYLAM PHARMACEUT|MZHO|Mizuho Securities USA LLC|43900
ALNY|ALNYLAM PHARMACEUT|NATL|National Securities Corporation|90
ALNY|ALNYLAM PHARMACEUT|NFSC|National Financial Services LLC|169317
ALNY|ALNYLAM PHARMACEUT|NITE|VIRTU Americas LLC|401400
ALNY|ALNYLAM PHARMACEUT|NITP|VIRTU Americas LLC|2624
ALNY|ALNYLAM PHARMACEUT|NQRB|Brut, LLC|11594
ALNY|ALNYLAM PHARMACEUT|OHOS|TWO SIGMA SECURITIES, LLC|20221
ALNY|ALNYLAM PHARMACEUT|OPCO|Oppenheimer & Co. Inc.|342
ALNY|ALNYLAM PHARMACEUT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1992
ALNY|ALNYLAM PHARMACEUT|PDQM|CODA MARKETS, INC.|73063
ALNY|ALNYLAM PHARMACEUT|PHLY|NASDAQ Execution Services, LLC|4800
ALNY|ALNYLAM PHARMACEUT|PICT|Pictet Overseas Inc.|154
ALNY|ALNYLAM PHARMACEUT|PIPR|Piper Jaffray & Co.|130
ALNY|ALNYLAM PHARMACEUT|PWJC|UBS Financial Services, Inc.|907
ALNY|ALNYLAM PHARMACEUT|RAJA|Raymond James & Associates, Inc.|1089
ALNY|ALNYLAM PHARMACEUT|RBCM|RBC CAPITAL MARKETS, LLC|4325
ALNY|ALNYLAM PHARMACEUT|RILY|B. RILEY FBR, INC.|604
ALNY|ALNYLAM PHARMACEUT|SAGL|SAGETRADER, LLC|20426
ALNY|ALNYLAM PHARMACEUT|SAGW|SAGETRADER, LLC|167
ALNY|ALNYLAM PHARMACEUT|SBSH|Citigroup Global Markets Inc.|280938
ALNY|ALNYLAM PHARMACEUT|SGMT|GOLDMAN SACHS & CO. LLC|102306
ALNY|ALNYLAM PHARMACEUT|SJLS|TRADE INFORMATICS LLC|100
ALNY|ALNYLAM PHARMACEUT|SPDR|SPEEDROUTE LLC|3720
ALNY|ALNYLAM PHARMACEUT|SPTD|MINT GLOBAL MARKETS, INC.|30031
ALNY|ALNYLAM PHARMACEUT|STFL|Stifel, Nicolaus & Company, Incorporated|85
ALNY|ALNYLAM PHARMACEUT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
ALNY|ALNYLAM PHARMACEUT|SWIM|TD Ameritrade, Inc.|32577
ALNY|ALNYLAM PHARMACEUT|SWST|Hilltop Securities Inc.|109
ALNY|ALNYLAM PHARMACEUT|TAGC|TELSEY ADVISORY GROUP LLC|71
ALNY|ALNYLAM PHARMACEUT|TKNG|ALLY INVEST SECURITIES LLC|331
ALNY|ALNYLAM PHARMACEUT|TRBT|Tradebot Systems, Inc.|231714
ALNY|ALNYLAM PHARMACEUT|TRCM|TRC MARKETS LLC|101213
ALNY|ALNYLAM PHARMACEUT|UBSA|UBS SECURITIES LLC|401011
ALNY|ALNYLAM PHARMACEUT|UBSS|UBS Securities LLC|1261540
ALNY|ALNYLAM PHARMACEUT|VALX|VIRTU AMERICAS LLC|10741
ALNY|ALNYLAM PHARMACEUT|VERT|The Vertical Trading Group, LLC|200
ALNY|ALNYLAM PHARMACEUT|VGRD|Vanguard Marketing Corporation|6434
ALNY|ALNYLAM PHARMACEUT|WBET|Wallachbeth Capital LLC|496
ALNY|ALNYLAM PHARMACEUT|WBPX|SUMMIT SECURITIES GROUP, LLC|6421
ALNY|ALNYLAM PHARMACEUT|WCHV|WELLS FARGO SECURITIES, LLC|26920
ALNY|ALNYLAM PHARMACEUT|WEED|Weeden & Co.L.P.|1519
ALNY|ALNYLAM PHARMACEUT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3237
ALNY|ALNYLAM PHARMACEUT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12954
ALNY|ALNYLAM PHARMACEUT|WGIF|CIBC World Markets Inc.|8332
ALNY|ALNYLAM PHARMACEUT|WSEA|WOLVERINE SECURITIES, LLC|1048
ALNY|ALNYLAM PHARMACEUT|WUND|Wunderlich Securities, Inc.|604
ALNY|ALNYLAM PHARMACEUT|XIST|INSTINET, LLC|17082
ALNY|ALNYLAM PHARMACEUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|35610
ALNY|ALNYLAM PHARMACEUT|YKNA|COMHAR CAPITAL MARKETS, LLC|8134
ALNY|ALNYLAM PHARMACEUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|632
ALO|ALIO GOLD INC.|APCC|Apex Clearing Corporation|2856
ALO|ALIO GOLD INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
ALO|ALIO GOLD INC.|CANT|Cantor Fitzgerald & Co.|307
ALO|ALIO GOLD INC.|CHAS|Charles Schwab & Co., Inc.|500
ALO|ALIO GOLD INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21108
ALO|ALIO GOLD INC.|DBAB|Deutsche Bank Securities Inc.|6488
ALO|ALIO GOLD INC.|DBAX|Deutsche Bank Securities Inc.|6400
ALO|ALIO GOLD INC.|DEAN|MORGAN STANLEY|300
ALO|ALIO GOLD INC.|DEGS|RONIN PROFESSIONAL LLC|2000
ALO|ALIO GOLD INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9468
ALO|ALIO GOLD INC.|EBXL|EBX LLC|19500
ALO|ALIO GOLD INC.|EGAM|CBOE TRADING, INC.|560
ALO|ALIO GOLD INC.|EGXM|CBOE TRADING, INC.|200
ALO|ALIO GOLD INC.|ETBE|Electronic Transaction Clearing, Inc.|100
ALO|ALIO GOLD INC.|ETRS|E*Trade Securities LLC|203577
ALO|ALIO GOLD INC.|FILL|Tradestation Securities, Inc.|25249
ALO|ALIO GOLD INC.|FTBR|Foliofn Investments, Inc.|104
ALO|ALIO GOLD INC.|GLIS|TD Securities Inc|100
ALO|ALIO GOLD INC.|GLPX|ACS EXECUTION SERVICES, LLC|3100
ALO|ALIO GOLD INC.|GSCO|GOLDMAN SACHS & CO. LLC|1400
ALO|ALIO GOLD INC.|GSLT|GOLDMAN SACHS & CO. LLC|200
ALO|ALIO GOLD INC.|HRBF|American Enterprise Investment Services Inc.|5272
ALO|ALIO GOLD INC.|HSBC|HSBC Securities, Inc.|1200
ALO|ALIO GOLD INC.|IATS|INTERACTIVE BROKERS LLC|18830
ALO|ALIO GOLD INC.|IBKR|Interactive Brokers Llc|62478
ALO|ALIO GOLD INC.|ICBX|INSTINET, LLC|11400
ALO|ALIO GOLD INC.|IMPC|Imperial Capital, LLC|10300
ALO|ALIO GOLD INC.|INCA|INSTINET, LLC|8285
ALO|ALIO GOLD INC.|ITGI|ITG Inc.|18754
ALO|ALIO GOLD INC.|ITGP|ITG INC.|11800
ALO|ALIO GOLD INC.|JEFF|JEFFERIES LLC|717
ALO|ALIO GOLD INC.|JMPT|JUMP TRADING, LLC|319
ALO|ALIO GOLD INC.|JPMX|J.P. Morgan Securities LLC|4000
ALO|ALIO GOLD INC.|KCGM|VIRTU Americas LLC|8308
ALO|ALIO GOLD INC.|LEHM|Barclays Capital Inc./Le|11700
ALO|ALIO GOLD INC.|LGNT|COR CLEARING LLC|1
ALO|ALIO GOLD INC.|LIME|Lime Brokerage LLC|290
ALO|ALIO GOLD INC.|LSCI|Lek Securities Corporation|3759
ALO|ALIO GOLD INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12600
ALO|ALIO GOLD INC.|MSCO|MORGAN STANLEY & CO. LLC|102395
ALO|ALIO GOLD INC.|MSPL|MORGAN STANLEY & CO. LLC|17500
ALO|ALIO GOLD INC.|NFSC|National Financial Services LLC|349129
ALO|ALIO GOLD INC.|NITE|VIRTU Americas LLC|563607
ALO|ALIO GOLD INC.|NTBF|BMO Nesbitt Burns Inc./CDS|5500
ALO|ALIO GOLD INC.|OPCO|Oppenheimer & Co. Inc.|250
ALO|ALIO GOLD INC.|PDQM|CODA MARKETS, INC.|3100
ALO|ALIO GOLD INC.|PWJC|UBS Financial Services, Inc.|133
ALO|ALIO GOLD INC.|RBCM|RBC CAPITAL MARKETS, LLC|15116
ALO|ALIO GOLD INC.|RGLD|Regal Securities, Inc|3122
ALO|ALIO GOLD INC.|SBSH|Citigroup Global Markets Inc.|1300
ALO|ALIO GOLD INC.|SGMT|GOLDMAN SACHS & CO. LLC|400
ALO|ALIO GOLD INC.|STFL|Stifel, Nicolaus & Company, Incorporated|501
ALO|ALIO GOLD INC.|SWIM|TD Ameritrade, Inc.|42811
ALO|ALIO GOLD INC.|TKNG|ALLY INVEST SECURITIES LLC|20368
ALO|ALIO GOLD INC.|TRCM|TRC MARKETS LLC|7615
ALO|ALIO GOLD INC.|TWTT|TASTYWORKS, INC.|1550
ALO|ALIO GOLD INC.|UBSA|UBS SECURITIES LLC|41698
ALO|ALIO GOLD INC.|UBSS|UBS Securities LLC|35749
ALO|ALIO GOLD INC.|VALX|VIRTU AMERICAS LLC|1405
ALO|ALIO GOLD INC.|VGRD|Vanguard Marketing Corporation|106990
ALO|ALIO GOLD INC.|WCHV|WELLS FARGO SECURITIES, LLC|2244
ALO|ALIO GOLD INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1982
ALO|ALIO GOLD INC.|WSEA|WOLVERINE SECURITIES, LLC|15687
ALO|ALIO GOLD INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|6300
ALO|ALIO GOLD INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6308
ALOT|ASTRONOVA, INC.|ALTX|Alternet Securities Inc.|3080
ALOT|ASTRONOVA, INC.|APCC|Apex Clearing Corporation|217
ALOT|ASTRONOVA, INC.|AQUA|AQUA SECURITIES L.P.|2600
ALOT|ASTRONOVA, INC.|BERN|Sanford C. Bernstein & Co., LLC|1
ALOT|ASTRONOVA, INC.|BTIG|BTIG, LLC|17800
ALOT|ASTRONOVA, INC.|CANT|Cantor Fitzgerald & Co.|288
ALOT|ASTRONOVA, INC.|CHAS|Charles Schwab & Co., Inc.|901
ALOT|ASTRONOVA, INC.|CIST|Capital Institutional Services, Inc.|3942
ALOT|ASTRONOVA, INC.|COWR|Cowen and Company, LLC|2600
ALOT|ASTRONOVA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4900
ALOT|ASTRONOVA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1081
ALOT|ASTRONOVA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2099
ALOT|ASTRONOVA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6845
ALOT|ASTRONOVA, INC.|CTDL|Citadel Derivatives Group Llc|91
ALOT|ASTRONOVA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
ALOT|ASTRONOVA, INC.|DBAB|Deutsche Bank Securities Inc.|4915
ALOT|ASTRONOVA, INC.|DBAX|Deutsche Bank Securities Inc.|12500
ALOT|ASTRONOVA, INC.|DEGS|RONIN PROFESSIONAL LLC|5612
ALOT|ASTRONOVA, INC.|DOTC|Dougherty & Company LLC|700
ALOT|ASTRONOVA, INC.|EBXL|EBX LLC|4700
ALOT|ASTRONOVA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6190
ALOT|ASTRONOVA, INC.|EGAM|CBOE TRADING, INC.|429
ALOT|ASTRONOVA, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|260
ALOT|ASTRONOVA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
ALOT|ASTRONOVA, INC.|ETRS|E*Trade Securities LLC|10736
ALOT|ASTRONOVA, INC.|FBCO|Credit Suisse Securities (USA) LLC|10197
ALOT|ASTRONOVA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|20482
ALOT|ASTRONOVA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|348
ALOT|ASTRONOVA, INC.|FTBR|Foliofn Investments, Inc.|796
ALOT|ASTRONOVA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|700
ALOT|ASTRONOVA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|300
ALOT|ASTRONOVA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|23811
ALOT|ASTRONOVA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|600
ALOT|ASTRONOVA, INC.|GTSZ|GTS SECURITIES LLC|278
ALOT|ASTRONOVA, INC.|HRBF|American Enterprise Investment Services Inc.|110
ALOT|ASTRONOVA, INC.|IATS|INTERACTIVE BROKERS LLC|1991
ALOT|ASTRONOVA, INC.|IBKR|Interactive Brokers Llc|12042
ALOT|ASTRONOVA, INC.|ICBX|INSTINET, LLC|1700
ALOT|ASTRONOVA, INC.|INCA|INSTINET, LLC|8272
ALOT|ASTRONOVA, INC.|INJX|INSTINET, LLC|700
ALOT|ASTRONOVA, INC.|ITGI|ITG Inc.|2076
ALOT|ASTRONOVA, INC.|ITGP|ITG INC.|4400
ALOT|ASTRONOVA, INC.|JEFF|JEFFERIES LLC|2604
ALOT|ASTRONOVA, INC.|JONE|JonesTrading|500
ALOT|ASTRONOVA, INC.|JPMX|J.P. Morgan Securities LLC|6984
ALOT|ASTRONOVA, INC.|KCGM|VIRTU Americas LLC|3735
ALOT|ASTRONOVA, INC.|LEHM|Barclays Capital Inc./Le|3064
ALOT|ASTRONOVA, INC.|LIME|Lime Brokerage LLC|19269
ALOT|ASTRONOVA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
ALOT|ASTRONOVA, INC.|MSCO|MORGAN STANLEY & CO. LLC|33608
ALOT|ASTRONOVA, INC.|MSPL|MORGAN STANLEY & CO. LLC|1800
ALOT|ASTRONOVA, INC.|NFSC|National Financial Services LLC|20271
ALOT|ASTRONOVA, INC.|NITE|VIRTU Americas LLC|60128
ALOT|ASTRONOVA, INC.|NQRB|Brut, LLC|1600
ALOT|ASTRONOVA, INC.|PDQM|CODA MARKETS, INC.|900
ALOT|ASTRONOVA, INC.|PWJC|UBS Financial Services, Inc.|500
ALOT|ASTRONOVA, INC.|SBSH|Citigroup Global Markets Inc.|112
ALOT|ASTRONOVA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|2462
ALOT|ASTRONOVA, INC.|SPDR|SPEEDROUTE LLC|14536
ALOT|ASTRONOVA, INC.|SPTD|MINT GLOBAL MARKETS, INC.|30
ALOT|ASTRONOVA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2600
ALOT|ASTRONOVA, INC.|SWIM|TD Ameritrade, Inc.|12097
ALOT|ASTRONOVA, INC.|TKNG|ALLY INVEST SECURITIES LLC|105
ALOT|ASTRONOVA, INC.|TRBT|Tradebot Systems, Inc.|219
ALOT|ASTRONOVA, INC.|TRCM|TRC MARKETS LLC|5847
ALOT|ASTRONOVA, INC.|UBSS|UBS Securities LLC|46261
ALOT|ASTRONOVA, INC.|VALX|VIRTU AMERICAS LLC|100
ALOT|ASTRONOVA, INC.|VGRD|Vanguard Marketing Corporation|2825
ALOT|ASTRONOVA, INC.|WBLR|WILLIAM BLAIR|300
ALOT|ASTRONOVA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|6158
ALOT|ASTRONOVA, INC.|WEED|Weeden & Co.L.P.|910
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ALOT|ASTRONOVA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ALP$Q|ALABAMA PWR 5% A|BARD|Robert W. Baird & Co. Incorporated|182
ALP$Q|ALABAMA PWR 5% A|BATM|CBOE TRADING, INC.|100
ALP$Q|ALABAMA PWR 5% A|BBNT|BB&T SECURITIES, LLC|46
ALP$Q|ALABAMA PWR 5% A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|233
ALP$Q|ALABAMA PWR 5% A|CHAS|Charles Schwab & Co., Inc.|110
ALP$Q|ALABAMA PWR 5% A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|776
ALP$Q|ALABAMA PWR 5% A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800
ALP$Q|ALABAMA PWR 5% A|DBAX|Deutsche Bank Securities Inc.|200
ALP$Q|ALABAMA PWR 5% A|DEAN|MORGAN STANLEY|10859
ALP$Q|ALABAMA PWR 5% A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|948
ALP$Q|ALABAMA PWR 5% A|EBXL|EBX LLC|2000
ALP$Q|ALABAMA PWR 5% A|ECUT|CONVERGEX EXECUTION SOLUTIONS|5246
ALP$Q|ALABAMA PWR 5% A|EDJO|Edward D. Jones & Co., L.P.|705
ALP$Q|ALABAMA PWR 5% A|EGAM|CBOE TRADING, INC.|200
ALP$Q|ALABAMA PWR 5% A|ETRS|E*Trade Securities LLC|400
ALP$Q|ALABAMA PWR 5% A|FINX|FINTECH SECURITIES|190
ALP$Q|ALABAMA PWR 5% A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|164
ALP$Q|ALABAMA PWR 5% A|GSCO|GOLDMAN SACHS & CO. LLC|1700
ALP$Q|ALABAMA PWR 5% A|GSLT|GOLDMAN SACHS & CO. LLC|53
ALP$Q|ALABAMA PWR 5% A|GTSZ|GTS SECURITIES LLC|300
ALP$Q|ALABAMA PWR 5% A|HRBF|American Enterprise Investment Services Inc.|1349
ALP$Q|ALABAMA PWR 5% A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|416
ALP$Q|ALABAMA PWR 5% A|ICBX|INSTINET, LLC|400
ALP$Q|ALABAMA PWR 5% A|ITGI|ITG Inc.|458
ALP$Q|ALABAMA PWR 5% A|JANY|Janney Montgomery Scott Inc.|35070
ALP$Q|ALABAMA PWR 5% A|JPMX|J.P. Morgan Securities LLC|200
ALP$Q|ALABAMA PWR 5% A|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
ALP$Q|ALABAMA PWR 5% A|KCGM|VIRTU Americas LLC|300
ALP$Q|ALABAMA PWR 5% A|LEHM|Barclays Capital Inc./Le|1200
ALP$Q|ALABAMA PWR 5% A|LIME|Lime Brokerage LLC|428
ALP$Q|ALABAMA PWR 5% A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8200
ALP$Q|ALABAMA PWR 5% A|MSCO|MORGAN STANLEY & CO. LLC|3993
ALP$Q|ALABAMA PWR 5% A|NFSC|National Financial Services LLC|8958
ALP$Q|ALABAMA PWR 5% A|NITE|VIRTU Americas LLC|24027
ALP$Q|ALABAMA PWR 5% A|NQRB|Brut, LLC|100
ALP$Q|ALABAMA PWR 5% A|PDQM|CODA MARKETS, INC.|100
ALP$Q|ALABAMA PWR 5% A|PWJC|UBS Financial Services, Inc.|43
ALP$Q|ALABAMA PWR 5% A|RBCM|RBC CAPITAL MARKETS, LLC|2554
ALP$Q|ALABAMA PWR 5% A|SBSH|Citigroup Global Markets Inc.|29
ALP$Q|ALABAMA PWR 5% A|SGMT|GOLDMAN SACHS & CO. LLC|1400
ALP$Q|ALABAMA PWR 5% A|SPDR|SPEEDROUTE LLC|100
ALP$Q|ALABAMA PWR 5% A|STFL|Stifel, Nicolaus & Company, Incorporated|920
ALP$Q|ALABAMA PWR 5% A|SWIM|TD Ameritrade, Inc.|2600
ALP$Q|ALABAMA PWR 5% A|SWST|Hilltop Securities Inc.|2000
ALP$Q|ALABAMA PWR 5% A|TRBT|Tradebot Systems, Inc.|825
ALP$Q|ALABAMA PWR 5% A|UBSA|UBS SECURITIES LLC|1691
ALP$Q|ALABAMA PWR 5% A|UBSS|UBS Securities LLC|14329
ALP$Q|ALABAMA PWR 5% A|WCHV|WELLS FARGO SECURITIES, LLC|252177
ALP$Q|ALABAMA PWR 5% A|WEDB|WEDBUSH SECURITIES INC.|127
ALP$Q|ALABAMA PWR 5% A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|206
ALP$Q|ALABAMA PWR 5% A|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ALPN|ALPINE IMN SCIENC CM|BATM|CBOE TRADING, INC.|434
ALPN|ALPINE IMN SCIENC CM|BAYC|BAY CREST PARTNERS, LLC|158
ALPN|ALPINE IMN SCIENC CM|BYXM|CBOE TRADING, INC.|120
ALPN|ALPINE IMN SCIENC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19317
ALPN|ALPINE IMN SCIENC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ALPN|ALPINE IMN SCIENC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3501
ALPN|ALPINE IMN SCIENC CM|DADA|D.A. Davidson & Co.|150
ALPN|ALPINE IMN SCIENC CM|DBAB|Deutsche Bank Securities Inc.|7480
ALPN|ALPINE IMN SCIENC CM|DBAX|Deutsche Bank Securities Inc.|4500
ALPN|ALPINE IMN SCIENC CM|DEAN|MORGAN STANLEY|400
ALPN|ALPINE IMN SCIENC CM|DEGS|RONIN PROFESSIONAL LLC|2618
ALPN|ALPINE IMN SCIENC CM|EBXL|EBX LLC|1300
ALPN|ALPINE IMN SCIENC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
ALPN|ALPINE IMN SCIENC CM|EDJO|Edward D. Jones & Co., L.P.|475
ALPN|ALPINE IMN SCIENC CM|EGAM|CBOE TRADING, INC.|100
ALPN|ALPINE IMN SCIENC CM|ETBE|Electronic Transaction Clearing, Inc.|100
ALPN|ALPINE IMN SCIENC CM|ETRS|E*Trade Securities LLC|1530
ALPN|ALPINE IMN SCIENC CM|FBCO|Credit Suisse Securities (USA) LLC|6565
ALPN|ALPINE IMN SCIENC CM|FOMA|TD AMERITRADE CLEARING, INC.|20787
ALPN|ALPINE IMN SCIENC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3086
ALPN|ALPINE IMN SCIENC CM|FTBR|Foliofn Investments, Inc.|18
ALPN|ALPINE IMN SCIENC CM|GLPX|ACS EXECUTION SERVICES, LLC|1010
ALPN|ALPINE IMN SCIENC CM|GSCO|GOLDMAN SACHS & CO. LLC|2240
ALPN|ALPINE IMN SCIENC CM|GSCS|GOLDMAN SACHS & CO. LLC|1100
ALPN|ALPINE IMN SCIENC CM|GTSZ|GTS SECURITIES LLC|4515
ALPN|ALPINE IMN SCIENC CM|IATS|INTERACTIVE BROKERS LLC|350
ALPN|ALPINE IMN SCIENC CM|IBKR|Interactive Brokers Llc|17891
ALPN|ALPINE IMN SCIENC CM|ICBX|INSTINET, LLC|3200
ALPN|ALPINE IMN SCIENC CM|INCA|INSTINET, LLC|5748
ALPN|ALPINE IMN SCIENC CM|INJX|INSTINET, LLC|886
ALPN|ALPINE IMN SCIENC CM|ITGI|ITG Inc.|742
ALPN|ALPINE IMN SCIENC CM|ITGP|ITG INC.|1000
ALPN|ALPINE IMN SCIENC CM|JEFF|JEFFERIES LLC|100
ALPN|ALPINE IMN SCIENC CM|JPMX|J.P. Morgan Securities LLC|986
ALPN|ALPINE IMN SCIENC CM|KCGM|VIRTU Americas LLC|1710
ALPN|ALPINE IMN SCIENC CM|LEER|LEERINK PARTNERS LLC|1421
ALPN|ALPINE IMN SCIENC CM|LEHM|Barclays Capital Inc./Le|1559
ALPN|ALPINE IMN SCIENC CM|LIME|Lime Brokerage LLC|9983
ALPN|ALPINE IMN SCIENC CM|MBTS|ALLY INVEST SECURITIES LLC|1753
ALPN|ALPINE IMN SCIENC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
ALPN|ALPINE IMN SCIENC CM|MSCO|MORGAN STANLEY & CO. LLC|25331
ALPN|ALPINE IMN SCIENC CM|MSPL|MORGAN STANLEY & CO. LLC|5200
ALPN|ALPINE IMN SCIENC CM|NFSC|National Financial Services LLC|49053
ALPN|ALPINE IMN SCIENC CM|NITE|VIRTU Americas LLC|56726
ALPN|ALPINE IMN SCIENC CM|NQRB|Brut, LLC|100
ALPN|ALPINE IMN SCIENC CM|PDQM|CODA MARKETS, INC.|1520
ALPN|ALPINE IMN SCIENC CM|SBSH|Citigroup Global Markets Inc.|5065
ALPN|ALPINE IMN SCIENC CM|SGMT|GOLDMAN SACHS & CO. LLC|3064
ALPN|ALPINE IMN SCIENC CM|STFL|Stifel, Nicolaus & Company, Incorporated|700
ALPN|ALPINE IMN SCIENC CM|SWIM|TD Ameritrade, Inc.|1818
ALPN|ALPINE IMN SCIENC CM|TRCM|TRC MARKETS LLC|2507
ALPN|ALPINE IMN SCIENC CM|UBSA|UBS SECURITIES LLC|7543
ALPN|ALPINE IMN SCIENC CM|UBSS|UBS Securities LLC|14614
ALPN|ALPINE IMN SCIENC CM|VGRD|Vanguard Marketing Corporation|900
ALPN|ALPINE IMN SCIENC CM|WCHV|WELLS FARGO SECURITIES, LLC|24818
ALPN|ALPINE IMN SCIENC CM|WEED|Weeden & Co.L.P.|300
ALPN|ALPINE IMN SCIENC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|99
ALPN|ALPINE IMN SCIENC CM|WGIF|CIBC World Markets Inc.|4450
ALPN|ALPINE IMN SCIENC CM|WSEA|WOLVERINE SECURITIES, LLC|2275
ALPN|ALPINE IMN SCIENC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
ALPN|ALPINE IMN SCIENC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|610
ALQA|ALLIQUA BIOMEDICAL|APCC|Apex Clearing Corporation|92
ALQA|ALLIQUA BIOMEDICAL|BATM|CBOE TRADING, INC.|401
ALQA|ALLIQUA BIOMEDICAL|DBAB|Deutsche Bank Securities Inc.|500
ALQA|ALLIQUA BIOMEDICAL|DEAN|MORGAN STANLEY|500
ALQA|ALLIQUA BIOMEDICAL|DEGS|RONIN PROFESSIONAL LLC|3982
ALQA|ALLIQUA BIOMEDICAL|EGXW|CBOE TRADING, INC.|43
ALQA|ALLIQUA BIOMEDICAL|ETRS|E*Trade Securities LLC|12138
ALQA|ALLIQUA BIOMEDICAL|FBCO|Credit Suisse Securities (USA) LLC|544
ALQA|ALLIQUA BIOMEDICAL|FOMA|TD AMERITRADE CLEARING, INC.|12782
ALQA|ALLIQUA BIOMEDICAL|FTBR|Foliofn Investments, Inc.|5
ALQA|ALLIQUA BIOMEDICAL|GTSZ|GTS SECURITIES LLC|110
ALQA|ALLIQUA BIOMEDICAL|HRBF|American Enterprise Investment Services Inc.|3510
ALQA|ALLIQUA BIOMEDICAL|IATS|INTERACTIVE BROKERS LLC|110
ALQA|ALLIQUA BIOMEDICAL|IBKR|Interactive Brokers Llc|4545
ALQA|ALLIQUA BIOMEDICAL|INCA|INSTINET, LLC|1744
ALQA|ALLIQUA BIOMEDICAL|INJX|INSTINET, LLC|300
ALQA|ALLIQUA BIOMEDICAL|ITGI|ITG Inc.|99
ALQA|ALLIQUA BIOMEDICAL|JHDR|J.H. Darbie & Co., Inc.|3648
ALQA|ALLIQUA BIOMEDICAL|LEHM|Barclays Capital Inc./Le|508
ALQA|ALLIQUA BIOMEDICAL|LIME|Lime Brokerage LLC|8619
ALQA|ALLIQUA BIOMEDICAL|MSCO|MORGAN STANLEY & CO. LLC|10582
ALQA|ALLIQUA BIOMEDICAL|MSPL|MORGAN STANLEY & CO. LLC|900
ALQA|ALLIQUA BIOMEDICAL|NFSC|National Financial Services LLC|5494
ALQA|ALLIQUA BIOMEDICAL|NITE|VIRTU Americas LLC|16206
ALQA|ALLIQUA BIOMEDICAL|RBCM|RBC CAPITAL MARKETS, LLC|250
ALQA|ALLIQUA BIOMEDICAL|SBSH|Citigroup Global Markets Inc.|600
ALQA|ALLIQUA BIOMEDICAL|SWIM|TD Ameritrade, Inc.|6318
ALQA|ALLIQUA BIOMEDICAL|TKNG|ALLY INVEST SECURITIES LLC|11
ALQA|ALLIQUA BIOMEDICAL|TRCM|TRC MARKETS LLC|400
ALQA|ALLIQUA BIOMEDICAL|UBSA|UBS SECURITIES LLC|399
ALQA|ALLIQUA BIOMEDICAL|UBSS|UBS Securities LLC|6304
ALQA|ALLIQUA BIOMEDICAL|VGRD|Vanguard Marketing Corporation|120
ALQA|ALLIQUA BIOMEDICAL|WCHV|WELLS FARGO SECURITIES, LLC|210
ALQA|ALLIQUA BIOMEDICAL|WSEA|WOLVERINE SECURITIES, LLC|923
ALRM|ALARM.COM CMN|ACAD|ACADEMY SECURITIES, INC.|6500
ALRM|ALARM.COM CMN|AGIS|Aegis Capital Corp.|1325
ALRM|ALARM.COM CMN|ALTX|Alternet Securities Inc.|8728
ALRM|ALARM.COM CMN|ANOS|ABEL/NOSER, L.L.C.|1871
ALRM|ALARM.COM CMN|APCC|Apex Clearing Corporation|3474
ALRM|ALARM.COM CMN|BALE|M&T SECURITIES, INC.|785
ALRM|ALARM.COM CMN|BANK|Primevest Financial Services, Inc.|150
ALRM|ALARM.COM CMN|BARD|Robert W. Baird & Co. Incorporated|3800
ALRM|ALARM.COM CMN|BATM|CBOE TRADING, INC.|4662
ALRM|ALARM.COM CMN|BAYT|BTIG, LLC|9776
ALRM|ALARM.COM CMN|BBNT|BB&T SECURITIES, LLC|100
ALRM|ALARM.COM CMN|BERN|Sanford C. Bernstein & Co., LLC|39946
ALRM|ALARM.COM CMN|BGCE|BGC Financial Inc.|8586
ALRM|ALARM.COM CMN|BIAD|SAGETRADER, LLC|320
ALRM|ALARM.COM CMN|BIDS|BIDS TRADING L.P.|4700
ALRM|ALARM.COM CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3366
ALRM|ALARM.COM CMN|BMOC|BMO Capital Markets Corp.|4067
ALRM|ALARM.COM CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2392
ALRM|ALARM.COM CMN|BRVL|BLAYLOCK VAN, LLC|300
ALRM|ALARM.COM CMN|BTIG|BTIG, LLC|8384
ALRM|ALARM.COM CMN|BYXM|CBOE TRADING, INC.|4008
ALRM|ALARM.COM CMN|BZYD|GOLDMAN SACHS & CO. LLC|900
ALRM|ALARM.COM CMN|CANT|Cantor Fitzgerald & Co.|273
ALRM|ALARM.COM CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|25800
ALRM|ALARM.COM CMN|CHAS|Charles Schwab & Co., Inc.|2942
ALRM|ALARM.COM CMN|CIST|Capital Institutional Services, Inc.|5959
ALRM|ALARM.COM CMN|CLSA|CLSA AMERICAS, LLC|300
ALRM|ALARM.COM CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|161352
ALRM|ALARM.COM CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25543
ALRM|ALARM.COM CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7082
ALRM|ALARM.COM CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|299662
ALRM|ALARM.COM CMN|CTDL|Citadel Derivatives Group Llc|13877
ALRM|ALARM.COM CMN|CTLR|CUTLER GROUP, LP|8249
ALRM|ALARM.COM CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|18354
ALRM|ALARM.COM CMN|DBAB|Deutsche Bank Securities Inc.|587740
ALRM|ALARM.COM CMN|DBAX|Deutsche Bank Securities Inc.|314400
ALRM|ALARM.COM CMN|DBUL|Deutsche Bank Securities Inc.|2393
ALRM|ALARM.COM CMN|DCHF|Dart Executions, LLC|1744
ALRM|ALARM.COM CMN|DEAN|MORGAN STANLEY|9736
ALRM|ALARM.COM CMN|DEGS|RONIN PROFESSIONAL LLC|6210
ALRM|ALARM.COM CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
ALRM|ALARM.COM CMN|EBXL|EBX LLC|206700
ALRM|ALARM.COM CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2266
ALRM|ALARM.COM CMN|EDJC|Edward Jones / CDS|33
ALRM|ALARM.COM CMN|EDJO|Edward D. Jones & Co., L.P.|821
ALRM|ALARM.COM CMN|EGAM|CBOE TRADING, INC.|16124
ALRM|ALARM.COM CMN|EGAW|CBOE TRADING, INC.|236
ALRM|ALARM.COM CMN|EGMT|EG MARKET TECHNOLOGIES LLC|3560
ALRM|ALARM.COM CMN|EGXM|CBOE TRADING, INC.|4905
ALRM|ALARM.COM CMN|EROP|Eroom Securities L.L.C.|161
ALRM|ALARM.COM CMN|ESPO|ESPOSITO SECURITIES, LLC|15
ALRM|ALARM.COM CMN|ETBE|Electronic Transaction Clearing, Inc.|32341
ALRM|ALARM.COM CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|23251
ALRM|ALARM.COM CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1692
ALRM|ALARM.COM CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45850
ALRM|ALARM.COM CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
ALRM|ALARM.COM CMN|ETRS|E*Trade Securities LLC|80377
ALRM|ALARM.COM CMN|FBCO|Credit Suisse Securities (USA) LLC|439397
ALRM|ALARM.COM CMN|FILL|Tradestation Securities, Inc.|7970
ALRM|ALARM.COM CMN|FMAF|NBCN Inc./ CDS|963
ALRM|ALARM.COM CMN|FOMA|TD AMERITRADE CLEARING, INC.|231042
ALRM|ALARM.COM CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7131
ALRM|ALARM.COM CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117464
ALRM|ALARM.COM CMN|FTBR|Foliofn Investments, Inc.|405
ALRM|ALARM.COM CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|22927
ALRM|ALARM.COM CMN|GLIS|TD Securities Inc|258
ALRM|ALARM.COM CMN|GLPX|ACS EXECUTION SERVICES, LLC|17275
ALRM|ALARM.COM CMN|GSCO|GOLDMAN SACHS & CO. LLC|944458
ALRM|ALARM.COM CMN|GSCS|GOLDMAN SACHS & CO. LLC|67678
ALRM|ALARM.COM CMN|GSLT|GOLDMAN SACHS & CO. LLC|6183
ALRM|ALARM.COM CMN|GTSZ|GTS SECURITIES LLC|35587
ALRM|ALARM.COM CMN|HRBF|American Enterprise Investment Services Inc.|1154
ALRM|ALARM.COM CMN|HSBC|HSBC Securities, Inc.|28
ALRM|ALARM.COM CMN|IATS|INTERACTIVE BROKERS LLC|19532
ALRM|ALARM.COM CMN|IBKR|Interactive Brokers Llc|125915
ALRM|ALARM.COM CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|665
ALRM|ALARM.COM CMN|ICBX|INSTINET, LLC|31100
ALRM|ALARM.COM CMN|IEQY|CITADEL SECURITIES LLC|73630
ALRM|ALARM.COM CMN|INCA|INSTINET, LLC|342578
ALRM|ALARM.COM CMN|INJX|INSTINET, LLC|33256
ALRM|ALARM.COM CMN|ITGI|ITG Inc.|29135
ALRM|ALARM.COM CMN|ITGP|ITG INC.|43400
ALRM|ALARM.COM CMN|JANY|Janney Montgomery Scott Inc.|575
ALRM|ALARM.COM CMN|JEFF|JEFFERIES LLC|112044
ALRM|ALARM.COM CMN|JMPT|JUMP TRADING, LLC|86155
ALRM|ALARM.COM CMN|JONE|JonesTrading|83623
ALRM|ALARM.COM CMN|JPBX|J.P. MORGAN SECURITIES LLC|10394
ALRM|ALARM.COM CMN|JPMX|J.P. Morgan Securities LLC|226197
ALRM|ALARM.COM CMN|JSJX|JANE STREET CAPITAL LLC|6505
ALRM|ALARM.COM CMN|KCGM|VIRTU Americas LLC|43506
ALRM|ALARM.COM CMN|LEER|LEERINK PARTNERS LLC|670
ALRM|ALARM.COM CMN|LEHM|Barclays Capital Inc./Le|936398
ALRM|ALARM.COM CMN|LIME|Lime Brokerage LLC|166108
ALRM|ALARM.COM CMN|LOOP|Loop Capital Markets LLC|1615
ALRM|ALARM.COM CMN|LQNA|LIQUIDNET, INC.|8900
ALRM|ALARM.COM CMN|LSCI|Lek Securities Corporation|6811
ALRM|ALARM.COM CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ALRM|ALARM.COM CMN|MACQ|Macquarie Capital (USA) Inc.|900
ALRM|ALARM.COM CMN|MAXM|Maxim Group LLC|2947
ALRM|ALARM.COM CMN|MBTS|ALLY INVEST SECURITIES LLC|154
ALRM|ALARM.COM CMN|MCMF|Raymond James Ltd. Cds|200
ALRM|ALARM.COM CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74600
ALRM|ALARM.COM CMN|MOTF|MOTIF INVESTING, INC.|3
ALRM|ALARM.COM CMN|MSCO|MORGAN STANLEY & CO. LLC|2067265
ALRM|ALARM.COM CMN|MSPL|MORGAN STANLEY & CO. LLC|312300
ALRM|ALARM.COM CMN|MSTX|MORGAN STANLEY & CO. LLC|107300
ALRM|ALARM.COM CMN|MULL|MARK J. MULLER EQUITIES, INC.|2370
ALRM|ALARM.COM CMN|NATL|National Securities Corporation|340
ALRM|ALARM.COM CMN|NFSC|National Financial Services LLC|188282
ALRM|ALARM.COM CMN|NITE|VIRTU Americas LLC|398081
ALRM|ALARM.COM CMN|NITP|VIRTU Americas LLC|1623
ALRM|ALARM.COM CMN|NORT|Northland Securities, Inc.|21390
ALRM|ALARM.COM CMN|NQRB|Brut, LLC|27216
ALRM|ALARM.COM CMN|NTRC|Northern Trust Securities, Inc.|53048
ALRM|ALARM.COM CMN|OHOS|TWO SIGMA SECURITIES, LLC|55291
ALRM|ALARM.COM CMN|OPCO|Oppenheimer & Co. Inc.|3923
ALRM|ALARM.COM CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2781
ALRM|ALARM.COM CMN|PDQM|CODA MARKETS, INC.|84453
ALRM|ALARM.COM CMN|PHLY|NASDAQ Execution Services, LLC|5000
ALRM|ALARM.COM CMN|PIPR|Piper Jaffray & Co.|5097
ALRM|ALARM.COM CMN|PWJC|UBS Financial Services, Inc.|360
ALRM|ALARM.COM CMN|RAJA|Raymond James & Associates, Inc.|142474
ALRM|ALARM.COM CMN|RBCM|RBC CAPITAL MARKETS, LLC|11718
ALRM|ALARM.COM CMN|SAGL|SAGETRADER, LLC|9399
ALRM|ALARM.COM CMN|SAGW|SAGETRADER, LLC|65
ALRM|ALARM.COM CMN|SALI|INTL FCSTONE FINANCIAL INC.|36
ALRM|ALARM.COM CMN|SBSH|Citigroup Global Markets Inc.|131940
ALRM|ALARM.COM CMN|SEIC|SEI Investments Distribution Co.|100
ALRM|ALARM.COM CMN|SGMT|GOLDMAN SACHS & CO. LLC|77425
ALRM|ALARM.COM CMN|SPDR|SPEEDROUTE LLC|26374
ALRM|ALARM.COM CMN|SPHN|Stephens Inc.|300
ALRM|ALARM.COM CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|4443
ALRM|ALARM.COM CMN|STFL|Stifel, Nicolaus & Company, Incorporated|9687
ALRM|ALARM.COM CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|150
ALRM|ALARM.COM CMN|SWIM|TD Ameritrade, Inc.|94618
ALRM|ALARM.COM CMN|SWST|Hilltop Securities Inc.|4254
ALRM|ALARM.COM CMN|TKNG|ALLY INVEST SECURITIES LLC|2894
ALRM|ALARM.COM CMN|TONC|CUTTONE & CO., LLC|1670
ALRM|ALARM.COM CMN|TRBT|Tradebot Systems, Inc.|231779
ALRM|ALARM.COM CMN|TRCM|TRC MARKETS LLC|146778
ALRM|ALARM.COM CMN|TWTT|TASTYWORKS, INC.|400
ALRM|ALARM.COM CMN|UBSA|UBS SECURITIES LLC|514378
ALRM|ALARM.COM CMN|UBSS|UBS Securities LLC|1037363
ALRM|ALARM.COM CMN|VALX|VIRTU AMERICAS LLC|10939
ALRM|ALARM.COM CMN|VGRD|Vanguard Marketing Corporation|20612
ALRM|ALARM.COM CMN|WABR|Wall Street Access|22558
ALRM|ALARM.COM CMN|WBLR|WILLIAM BLAIR|7221
ALRM|ALARM.COM CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
ALRM|ALARM.COM CMN|WCHV|WELLS FARGO SECURITIES, LLC|285962
ALRM|ALARM.COM CMN|WEDB|WEDBUSH SECURITIES INC.|7047
ALRM|ALARM.COM CMN|WEED|Weeden & Co.L.P.|1060
ALRM|ALARM.COM CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9243
ALRM|ALARM.COM CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21191
ALRM|ALARM.COM CMN|WGIF|CIBC World Markets Inc.|1962
ALRM|ALARM.COM CMN|WSEA|WOLVERINE SECURITIES, LLC|4833
ALRM|ALARM.COM CMN|XIST|INSTINET, LLC|42802
ALRM|ALARM.COM CMN|XPQR|Jump Trading|14
ALRM|ALARM.COM CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|39404
ALRM|ALARM.COM CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|9248
ALRM|ALARM.COM CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5605
ALRN|AILERON THERAPEUT CS|APCC|Apex Clearing Corporation|23
ALRN|AILERON THERAPEUT CS|BATM|CBOE TRADING, INC.|77
ALRN|AILERON THERAPEUT CS|BAYC|BAY CREST PARTNERS, LLC|507
ALRN|AILERON THERAPEUT CS|BERN|Sanford C. Bernstein & Co., LLC|34
ALRN|AILERON THERAPEUT CS|BMOC|BMO Capital Markets Corp.|807
ALRN|AILERON THERAPEUT CS|BNPX|BNP PARIBAS SECURITIES CORP.|353
ALRN|AILERON THERAPEUT CS|BTIG|BTIG, LLC|884
ALRN|AILERON THERAPEUT CS|BYXM|CBOE TRADING, INC.|100
ALRN|AILERON THERAPEUT CS|CHAS|Charles Schwab & Co., Inc.|100
ALRN|AILERON THERAPEUT CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1032
ALRN|AILERON THERAPEUT CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3343
ALRN|AILERON THERAPEUT CS|CTDL|Citadel Derivatives Group Llc|624
ALRN|AILERON THERAPEUT CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|306
ALRN|AILERON THERAPEUT CS|DBAB|Deutsche Bank Securities Inc.|46147
ALRN|AILERON THERAPEUT CS|DBAX|Deutsche Bank Securities Inc.|1800
ALRN|AILERON THERAPEUT CS|DEAN|MORGAN STANLEY|2700
ALRN|AILERON THERAPEUT CS|DEGS|RONIN PROFESSIONAL LLC|8435
ALRN|AILERON THERAPEUT CS|EBXL|EBX LLC|2200
ALRN|AILERON THERAPEUT CS|EDJO|Edward D. Jones & Co., L.P.|1300
ALRN|AILERON THERAPEUT CS|ETRS|E*Trade Securities LLC|26598
ALRN|AILERON THERAPEUT CS|FBCO|Credit Suisse Securities (USA) LLC|14408
ALRN|AILERON THERAPEUT CS|FOMA|TD AMERITRADE CLEARING, INC.|32161
ALRN|AILERON THERAPEUT CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3615
ALRN|AILERON THERAPEUT CS|FTBR|Foliofn Investments, Inc.|1
ALRN|AILERON THERAPEUT CS|GEBB|GLOBAL EXECUTION BROKERS, LP|1346
ALRN|AILERON THERAPEUT CS|GSCO|GOLDMAN SACHS & CO. LLC|92845
ALRN|AILERON THERAPEUT CS|GTSZ|GTS SECURITIES LLC|7005
ALRN|AILERON THERAPEUT CS|HRBF|American Enterprise Investment Services Inc.|1000
ALRN|AILERON THERAPEUT CS|IATS|INTERACTIVE BROKERS LLC|4600
ALRN|AILERON THERAPEUT CS|IBKR|Interactive Brokers Llc|25425
ALRN|AILERON THERAPEUT CS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|48
ALRN|AILERON THERAPEUT CS|ICBX|INSTINET, LLC|2100
ALRN|AILERON THERAPEUT CS|IEQY|CITADEL SECURITIES LLC|2530
ALRN|AILERON THERAPEUT CS|INCA|INSTINET, LLC|18290
ALRN|AILERON THERAPEUT CS|INJX|INSTINET, LLC|15223
ALRN|AILERON THERAPEUT CS|ITGI|ITG Inc.|52971
ALRN|AILERON THERAPEUT CS|ITGP|ITG INC.|1800
ALRN|AILERON THERAPEUT CS|JEFF|JEFFERIES LLC|6311
ALRN|AILERON THERAPEUT CS|JPMX|J.P. Morgan Securities LLC|13079
ALRN|AILERON THERAPEUT CS|KCGM|VIRTU Americas LLC|1136
ALRN|AILERON THERAPEUT CS|LEHM|Barclays Capital Inc./Le|82945
ALRN|AILERON THERAPEUT CS|LIME|Lime Brokerage LLC|19557
ALRN|AILERON THERAPEUT CS|LSCI|Lek Securities Corporation|2300
ALRN|AILERON THERAPEUT CS|MAXM|Maxim Group LLC|78
ALRN|AILERON THERAPEUT CS|MBTS|ALLY INVEST SECURITIES LLC|800
ALRN|AILERON THERAPEUT CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3856
ALRN|AILERON THERAPEUT CS|MSCO|MORGAN STANLEY & CO. LLC|152206
ALRN|AILERON THERAPEUT CS|MSPL|MORGAN STANLEY & CO. LLC|4500
ALRN|AILERON THERAPEUT CS|MSTX|MORGAN STANLEY & CO. LLC|2400
ALRN|AILERON THERAPEUT CS|NFSC|National Financial Services LLC|58650
ALRN|AILERON THERAPEUT CS|NITE|VIRTU Americas LLC|116425
ALRN|AILERON THERAPEUT CS|NQRB|Brut, LLC|1700
ALRN|AILERON THERAPEUT CS|SBSH|Citigroup Global Markets Inc.|24037
ALRN|AILERON THERAPEUT CS|SGMT|GOLDMAN SACHS & CO. LLC|1172
ALRN|AILERON THERAPEUT CS|SWIM|TD Ameritrade, Inc.|3075
ALRN|AILERON THERAPEUT CS|TKNG|ALLY INVEST SECURITIES LLC|2
ALRN|AILERON THERAPEUT CS|TRCM|TRC MARKETS LLC|8567
ALRN|AILERON THERAPEUT CS|UBSA|UBS SECURITIES LLC|26431
ALRN|AILERON THERAPEUT CS|UBSS|UBS Securities LLC|287564
ALRN|AILERON THERAPEUT CS|VALX|VIRTU AMERICAS LLC|1997
ALRN|AILERON THERAPEUT CS|VGRD|Vanguard Marketing Corporation|35
ALRN|AILERON THERAPEUT CS|WBLR|WILLIAM BLAIR|48
ALRN|AILERON THERAPEUT CS|WCHV|WELLS FARGO SECURITIES, LLC|3132
ALRN|AILERON THERAPEUT CS|WSEA|WOLVERINE SECURITIES, LLC|2977
ALRN|AILERON THERAPEUT CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
ALSK|ALASKA COMMUN SYS ##|AGIS|Aegis Capital Corp.|66800
ALSK|ALASKA COMMUN SYS ##|ALTX|Alternet Securities Inc.|500
ALSK|ALASKA COMMUN SYS ##|APCC|Apex Clearing Corporation|134
ALSK|ALASKA COMMUN SYS ##|BERN|Sanford C. Bernstein & Co., LLC|6420
ALSK|ALASKA COMMUN SYS ##|CHAS|Charles Schwab & Co., Inc.|10912
ALSK|ALASKA COMMUN SYS ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4100
ALSK|ALASKA COMMUN SYS ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18272
ALSK|ALASKA COMMUN SYS ##|CTDL|Citadel Derivatives Group Llc|3070
ALSK|ALASKA COMMUN SYS ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
ALSK|ALASKA COMMUN SYS ##|DBAB|Deutsche Bank Securities Inc.|5295
ALSK|ALASKA COMMUN SYS ##|DBAX|Deutsche Bank Securities Inc.|4700
ALSK|ALASKA COMMUN SYS ##|DEGS|RONIN PROFESSIONAL LLC|8201
ALSK|ALASKA COMMUN SYS ##|EBXL|EBX LLC|16600
ALSK|ALASKA COMMUN SYS ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|951
ALSK|ALASKA COMMUN SYS ##|EDJO|Edward D. Jones & Co., L.P.|1217
ALSK|ALASKA COMMUN SYS ##|EGAM|CBOE TRADING, INC.|400
ALSK|ALASKA COMMUN SYS ##|EGXW|CBOE TRADING, INC.|19
ALSK|ALASKA COMMUN SYS ##|ETBE|Electronic Transaction Clearing, Inc.|2060
ALSK|ALASKA COMMUN SYS ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1840
ALSK|ALASKA COMMUN SYS ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|446
ALSK|ALASKA COMMUN SYS ##|ETRS|E*Trade Securities LLC|24393
ALSK|ALASKA COMMUN SYS ##|FBCO|Credit Suisse Securities (USA) LLC|4374
ALSK|ALASKA COMMUN SYS ##|FMAF|NBCN Inc./ CDS|300
ALSK|ALASKA COMMUN SYS ##|FOMA|TD AMERITRADE CLEARING, INC.|48141
ALSK|ALASKA COMMUN SYS ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5846
ALSK|ALASKA COMMUN SYS ##|FTBR|Foliofn Investments, Inc.|7327
ALSK|ALASKA COMMUN SYS ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3732
ALSK|ALASKA COMMUN SYS ##|GSCO|GOLDMAN SACHS & CO. LLC|19597
ALSK|ALASKA COMMUN SYS ##|GSLT|GOLDMAN SACHS & CO. LLC|500
ALSK|ALASKA COMMUN SYS ##|GTSZ|GTS SECURITIES LLC|200
ALSK|ALASKA COMMUN SYS ##|HRBF|American Enterprise Investment Services Inc.|1154
ALSK|ALASKA COMMUN SYS ##|IATS|INTERACTIVE BROKERS LLC|2210
ALSK|ALASKA COMMUN SYS ##|IBKR|Interactive Brokers Llc|10731
ALSK|ALASKA COMMUN SYS ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2458
ALSK|ALASKA COMMUN SYS ##|ICBX|INSTINET, LLC|56100
ALSK|ALASKA COMMUN SYS ##|INCA|INSTINET, LLC|34433
ALSK|ALASKA COMMUN SYS ##|INJX|INSTINET, LLC|400
ALSK|ALASKA COMMUN SYS ##|ITGI|ITG Inc.|4034
ALSK|ALASKA COMMUN SYS ##|ITGP|ITG INC.|15600
ALSK|ALASKA COMMUN SYS ##|JEFF|JEFFERIES LLC|5317
ALSK|ALASKA COMMUN SYS ##|JMPT|JUMP TRADING, LLC|506
ALSK|ALASKA COMMUN SYS ##|JPMX|J.P. Morgan Securities LLC|29614
ALSK|ALASKA COMMUN SYS ##|JSJX|JANE STREET CAPITAL LLC|973
ALSK|ALASKA COMMUN SYS ##|KCGM|VIRTU Americas LLC|11389
ALSK|ALASKA COMMUN SYS ##|LEHM|Barclays Capital Inc./Le|9399
ALSK|ALASKA COMMUN SYS ##|LIME|Lime Brokerage LLC|19440
ALSK|ALASKA COMMUN SYS ##|MACC|Mid Atlantic Capital Corporation|13200
ALSK|ALASKA COMMUN SYS ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
ALSK|ALASKA COMMUN SYS ##|MSCO|MORGAN STANLEY & CO. LLC|107391
ALSK|ALASKA COMMUN SYS ##|MSPL|MORGAN STANLEY & CO. LLC|10800
ALSK|ALASKA COMMUN SYS ##|MSTX|MORGAN STANLEY & CO. LLC|2000
ALSK|ALASKA COMMUN SYS ##|NATL|National Securities Corporation|21100
ALSK|ALASKA COMMUN SYS ##|NFSC|National Financial Services LLC|133072
ALSK|ALASKA COMMUN SYS ##|NITE|VIRTU Americas LLC|222469
ALSK|ALASKA COMMUN SYS ##|NQRB|Brut, LLC|224
ALSK|ALASKA COMMUN SYS ##|PDQM|CODA MARKETS, INC.|427
ALSK|ALASKA COMMUN SYS ##|RAJA|Raymond James & Associates, Inc.|6632
ALSK|ALASKA COMMUN SYS ##|RBCM|RBC CAPITAL MARKETS, LLC|2325
ALSK|ALASKA COMMUN SYS ##|SBSH|Citigroup Global Markets Inc.|20535
ALSK|ALASKA COMMUN SYS ##|SEIC|SEI Investments Distribution Co.|200
ALSK|ALASKA COMMUN SYS ##|SGMT|GOLDMAN SACHS & CO. LLC|8857
ALSK|ALASKA COMMUN SYS ##|SPDR|SPEEDROUTE LLC|978
ALSK|ALASKA COMMUN SYS ##|SWIM|TD Ameritrade, Inc.|54151
ALSK|ALASKA COMMUN SYS ##|SWST|Hilltop Securities Inc.|1300
ALSK|ALASKA COMMUN SYS ##|TKNG|ALLY INVEST SECURITIES LLC|664
ALSK|ALASKA COMMUN SYS ##|TRCM|TRC MARKETS LLC|32105
ALSK|ALASKA COMMUN SYS ##|UBSA|UBS SECURITIES LLC|59451
ALSK|ALASKA COMMUN SYS ##|UBSS|UBS Securities LLC|131397
ALSK|ALASKA COMMUN SYS ##|VGRD|Vanguard Marketing Corporation|1451
ALSK|ALASKA COMMUN SYS ##|WCHV|WELLS FARGO SECURITIES, LLC|49002
ALSK|ALASKA COMMUN SYS ##|WEDB|WEDBUSH SECURITIES INC.|592
ALSK|ALASKA COMMUN SYS ##|WEED|Weeden & Co.L.P.|17880
ALSK|ALASKA COMMUN SYS ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|375
ALSK|ALASKA COMMUN SYS ##|WSEA|WOLVERINE SECURITIES, LLC|162
ALSK|ALASKA COMMUN SYS ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ALSK|ALASKA COMMUN SYS ##|YKNA|COMHAR CAPITAL MARKETS, LLC|116
ALSK|ALASKA COMMUN SYS ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2412
ALSN|ALLISON TRANSMISSION|ADAM|CANACCORD GENUITY INC.|4280
ALSN|ALLISON TRANSMISSION|ALTX|Alternet Securities Inc.|15226
ALSN|ALLISON TRANSMISSION|APCC|Apex Clearing Corporation|270
ALSN|ALLISON TRANSMISSION|BARD|Robert W. Baird & Co. Incorporated|1148
ALSN|ALLISON TRANSMISSION|BATM|CBOE TRADING, INC.|23496
ALSN|ALLISON TRANSMISSION|BAYT|BTIG, LLC|2100
ALSN|ALLISON TRANSMISSION|BBNT|BB&T SECURITIES, LLC|1087
ALSN|ALLISON TRANSMISSION|BERN|Sanford C. Bernstein & Co., LLC|282878
ALSN|ALLISON TRANSMISSION|BIDS|BIDS TRADING L.P.|52600
ALSN|ALLISON TRANSMISSION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3678
ALSN|ALLISON TRANSMISSION|BLKX|INSTINET, LLC|12100
ALSN|ALLISON TRANSMISSION|BNPX|BNP PARIBAS SECURITIES CORP.|201289
ALSN|ALLISON TRANSMISSION|BTIG|BTIG, LLC|50811
ALSN|ALLISON TRANSMISSION|BYXM|CBOE TRADING, INC.|830
ALSN|ALLISON TRANSMISSION|BZYD|GOLDMAN SACHS & CO. LLC|1100
ALSN|ALLISON TRANSMISSION|CANT|Cantor Fitzgerald & Co.|223
ALSN|ALLISON TRANSMISSION|CBLC|CITIGROUP GLOBAL MARKETS INC.|158400
ALSN|ALLISON TRANSMISSION|CHAS|Charles Schwab & Co., Inc.|4727
ALSN|ALLISON TRANSMISSION|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
ALSN|ALLISON TRANSMISSION|CIST|Capital Institutional Services, Inc.|4220
ALSN|ALLISON TRANSMISSION|CLSA|CLSA AMERICAS, LLC|21000
ALSN|ALLISON TRANSMISSION|CNFR|Cowen Prime Services LLC|700
ALSN|ALLISON TRANSMISSION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|134473
ALSN|ALLISON TRANSMISSION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|732
ALSN|ALLISON TRANSMISSION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|539007
ALSN|ALLISON TRANSMISSION|CTDL|Citadel Derivatives Group Llc|4804
ALSN|ALLISON TRANSMISSION|CXCX|CITIGROUP GLOBAL MARKETS INC.|101038
ALSN|ALLISON TRANSMISSION|DADA|D.A. Davidson & Co.|840
ALSN|ALLISON TRANSMISSION|DBAB|Deutsche Bank Securities Inc.|217527
ALSN|ALLISON TRANSMISSION|DBAX|Deutsche Bank Securities Inc.|349300
ALSN|ALLISON TRANSMISSION|DBUL|Deutsche Bank Securities Inc.|2919
ALSN|ALLISON TRANSMISSION|DCHF|Dart Executions, LLC|3623
ALSN|ALLISON TRANSMISSION|DEAN|MORGAN STANLEY|11479
ALSN|ALLISON TRANSMISSION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1584
ALSN|ALLISON TRANSMISSION|EBXL|EBX LLC|204600
ALSN|ALLISON TRANSMISSION|ECUT|CONVERGEX EXECUTION SOLUTIONS|12824
ALSN|ALLISON TRANSMISSION|EDJO|Edward D. Jones & Co., L.P.|9962
ALSN|ALLISON TRANSMISSION|EGAM|CBOE TRADING, INC.|15907
ALSN|ALLISON TRANSMISSION|EGAW|CBOE TRADING, INC.|572
ALSN|ALLISON TRANSMISSION|EGXM|CBOE TRADING, INC.|3763
ALSN|ALLISON TRANSMISSION|EGXW|CBOE TRADING, INC.|1
ALSN|ALLISON TRANSMISSION|ETBE|Electronic Transaction Clearing, Inc.|12153
ALSN|ALLISON TRANSMISSION|ETCC|Electronic Transaction Clearing, Inc.|130
ALSN|ALLISON TRANSMISSION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11946
ALSN|ALLISON TRANSMISSION|ETRS|E*Trade Securities LLC|13698
ALSN|ALLISON TRANSMISSION|FILL|Tradestation Securities, Inc.|338
ALSN|ALLISON TRANSMISSION|FMAF|NBCN Inc./ CDS|20089
ALSN|ALLISON TRANSMISSION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1680
ALSN|ALLISON TRANSMISSION|FQLS|Quantlab Securities LP|446386
ALSN|ALLISON TRANSMISSION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89543
ALSN|ALLISON TRANSMISSION|FTBR|Foliofn Investments, Inc.|1917
ALSN|ALLISON TRANSMISSION|GEBB|GLOBAL EXECUTION BROKERS, LP|535
ALSN|ALLISON TRANSMISSION|GLIS|TD Securities Inc|730
ALSN|ALLISON TRANSMISSION|GLPX|ACS EXECUTION SERVICES, LLC|8933
ALSN|ALLISON TRANSMISSION|GSCO|GOLDMAN SACHS & CO. LLC|709157
ALSN|ALLISON TRANSMISSION|GSCS|GOLDMAN SACHS & CO. LLC|190129
ALSN|ALLISON TRANSMISSION|GSLT|GOLDMAN SACHS & CO. LLC|6861
ALSN|ALLISON TRANSMISSION|GTSZ|GTS SECURITIES LLC|220387
ALSN|ALLISON TRANSMISSION|GUGS|Guggenheim Securities, LLC|1494
ALSN|ALLISON TRANSMISSION|HPPX|POTAMUS TRADING, LLC|294
ALSN|ALLISON TRANSMISSION|HRBF|American Enterprise Investment Services Inc.|3421
ALSN|ALLISON TRANSMISSION|HSBC|HSBC Securities, Inc.|204
ALSN|ALLISON TRANSMISSION|IATS|INTERACTIVE BROKERS LLC|19486
ALSN|ALLISON TRANSMISSION|IBKR|Interactive Brokers Llc|46438
ALSN|ALLISON TRANSMISSION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|47
ALSN|ALLISON TRANSMISSION|ICBX|INSTINET, LLC|64309
ALSN|ALLISON TRANSMISSION|INCA|INSTINET, LLC|310832
ALSN|ALLISON TRANSMISSION|INJX|INSTINET, LLC|6906
ALSN|ALLISON TRANSMISSION|ITGI|ITG Inc.|142507
ALSN|ALLISON TRANSMISSION|ITGP|ITG INC.|307400
ALSN|ALLISON TRANSMISSION|JANY|Janney Montgomery Scott Inc.|3742
ALSN|ALLISON TRANSMISSION|JEFF|JEFFERIES LLC|108678
ALSN|ALLISON TRANSMISSION|JMPT|JUMP TRADING, LLC|105118
ALSN|ALLISON TRANSMISSION|JPBX|J.P. MORGAN SECURITIES LLC|98796
ALSN|ALLISON TRANSMISSION|JPMX|J.P. Morgan Securities LLC|525416
ALSN|ALLISON TRANSMISSION|JSJX|JANE STREET CAPITAL LLC|18216
ALSN|ALLISON TRANSMISSION|KCGM|VIRTU Americas LLC|84568
ALSN|ALLISON TRANSMISSION|LEHM|Barclays Capital Inc./Le|572226
ALSN|ALLISON TRANSMISSION|LIME|Lime Brokerage LLC|10808
ALSN|ALLISON TRANSMISSION|LMNX|LUMINEX TRADING & ANALYTICS LLC|154400
ALSN|ALLISON TRANSMISSION|LOOP|Loop Capital Markets LLC|5562
ALSN|ALLISON TRANSMISSION|LQNA|LIQUIDNET, INC.|81900
ALSN|ALLISON TRANSMISSION|LQNB|LIQUIDNET, INC.|51500
ALSN|ALLISON TRANSMISSION|LSCI|Lek Securities Corporation|6
ALSN|ALLISON TRANSMISSION|LVMR|LIVERMORE TRADING GROUP, INC.|2000
ALSN|ALLISON TRANSMISSION|MACQ|Macquarie Capital (USA) Inc.|4300
ALSN|ALLISON TRANSMISSION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|187491
ALSN|ALLISON TRANSMISSION|MOTF|MOTIF INVESTING, INC.|1
ALSN|ALLISON TRANSMISSION|MSCO|MORGAN STANLEY & CO. LLC|1731621
ALSN|ALLISON TRANSMISSION|MSPL|MORGAN STANLEY & CO. LLC|549600
ALSN|ALLISON TRANSMISSION|MSTX|MORGAN STANLEY & CO. LLC|214400
ALSN|ALLISON TRANSMISSION|MULL|MARK J. MULLER EQUITIES, INC.|1423
ALSN|ALLISON TRANSMISSION|MZHO|Mizuho Securities USA LLC|7900
ALSN|ALLISON TRANSMISSION|NEUB|NEUBERGER BERMAN BD LLC|2050
ALSN|ALLISON TRANSMISSION|NFSC|National Financial Services LLC|138231
ALSN|ALLISON TRANSMISSION|NITE|VIRTU Americas LLC|311768
ALSN|ALLISON TRANSMISSION|NITP|VIRTU Americas LLC|1427
ALSN|ALLISON TRANSMISSION|NMRA|Nomura Securities International, Inc.|500
ALSN|ALLISON TRANSMISSION|NQRB|Brut, LLC|31048
ALSN|ALLISON TRANSMISSION|NTBF|BMO Nesbitt Burns Inc./CDS|650
ALSN|ALLISON TRANSMISSION|OPCO|Oppenheimer & Co. Inc.|158
ALSN|ALLISON TRANSMISSION|PDQM|CODA MARKETS, INC.|73344
ALSN|ALLISON TRANSMISSION|PWJC|UBS Financial Services, Inc.|428
ALSN|ALLISON TRANSMISSION|RBCM|RBC CAPITAL MARKETS, LLC|4486
ALSN|ALLISON TRANSMISSION|SAGL|SAGETRADER, LLC|45660
ALSN|ALLISON TRANSMISSION|SBSH|Citigroup Global Markets Inc.|133781
ALSN|ALLISON TRANSMISSION|SEIC|SEI Investments Distribution Co.|2230
ALSN|ALLISON TRANSMISSION|SGMT|GOLDMAN SACHS & CO. LLC|192997
ALSN|ALLISON TRANSMISSION|SIBO|Prime Executions, Inc.|7900
ALSN|ALLISON TRANSMISSION|SJLS|TRADE INFORMATICS LLC|100
ALSN|ALLISON TRANSMISSION|SPDR|SPEEDROUTE LLC|15558
ALSN|ALLISON TRANSMISSION|SPHN|Stephens Inc.|649
ALSN|ALLISON TRANSMISSION|SSBS|STATE STREET GLOBAL MARKETS, LLC|3057
ALSN|ALLISON TRANSMISSION|STFL|Stifel, Nicolaus & Company, Incorporated|8524
ALSN|ALLISON TRANSMISSION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5701
ALSN|ALLISON TRANSMISSION|SWIM|TD Ameritrade, Inc.|80021
ALSN|ALLISON TRANSMISSION|SWST|Hilltop Securities Inc.|8329
ALSN|ALLISON TRANSMISSION|TKNG|ALLY INVEST SECURITIES LLC|498
ALSN|ALLISON TRANSMISSION|TRBT|Tradebot Systems, Inc.|267203
ALSN|ALLISON TRANSMISSION|TRCM|TRC MARKETS LLC|116714
ALSN|ALLISON TRANSMISSION|UBSA|UBS SECURITIES LLC|704878
ALSN|ALLISON TRANSMISSION|UBSS|UBS Securities LLC|726804
ALSN|ALLISON TRANSMISSION|VALX|VIRTU AMERICAS LLC|6975
ALSN|ALLISON TRANSMISSION|VERT|The Vertical Trading Group, LLC|49
ALSN|ALLISON TRANSMISSION|VGRD|Vanguard Marketing Corporation|5332
ALSN|ALLISON TRANSMISSION|VSIN|Vision Financial Markets Llc|20
ALSN|ALLISON TRANSMISSION|WBPX|SUMMIT SECURITIES GROUP, LLC|7882
ALSN|ALLISON TRANSMISSION|WCHV|WELLS FARGO SECURITIES, LLC|77822
ALSN|ALLISON TRANSMISSION|WDNX|WEEDEN & CO.L.P.|15920
ALSN|ALLISON TRANSMISSION|WEDB|WEDBUSH SECURITIES INC.|5117
ALSN|ALLISON TRANSMISSION|WEED|Weeden & Co.L.P.|2608
ALSN|ALLISON TRANSMISSION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109468
ALSN|ALLISON TRANSMISSION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|986
ALSN|ALLISON TRANSMISSION|WFPB|Wells Fargo Securities, LLC.|400
ALSN|ALLISON TRANSMISSION|WGIF|CIBC World Markets Inc.|300
ALSN|ALLISON TRANSMISSION|WSEA|WOLVERINE SECURITIES, LLC|1443
ALSN|ALLISON TRANSMISSION|XIST|INSTINET, LLC|88912
ALSN|ALLISON TRANSMISSION|XPQR|Jump Trading|1169
ALSN|ALLISON TRANSMISSION|XSTM|NATIONAL FINANCIAL SERVICES LLC|41968
ALSN|ALLISON TRANSMISSION|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ALSN|ALLISON TRANSMISSION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2679
ALT|ALTIMMUNE CMN|AGIS|Aegis Capital Corp.|100
ALT|ALTIMMUNE CMN|APCC|Apex Clearing Corporation|55628
ALT|ALTIMMUNE CMN|BARD|Robert W. Baird & Co. Incorporated|200
ALT|ALTIMMUNE CMN|BATM|CBOE TRADING, INC.|9750
ALT|ALTIMMUNE CMN|BIMI|Banca IMI Securities Corp.|98811
ALT|ALTIMMUNE CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5500
ALT|ALTIMMUNE CMN|BYXM|CBOE TRADING, INC.|200
ALT|ALTIMMUNE CMN|CANT|Cantor Fitzgerald & Co.|85600
ALT|ALTIMMUNE CMN|CHAS|Charles Schwab & Co., Inc.|25980
ALT|ALTIMMUNE CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45403
ALT|ALTIMMUNE CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35261
ALT|ALTIMMUNE CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
ALT|ALTIMMUNE CMN|CRFN|ROBINHOOD FINANCIAL, LLC|12
ALT|ALTIMMUNE CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28578
ALT|ALTIMMUNE CMN|CTDL|Citadel Derivatives Group Llc|5978
ALT|ALTIMMUNE CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
ALT|ALTIMMUNE CMN|DBAB|Deutsche Bank Securities Inc.|69913
ALT|ALTIMMUNE CMN|DBAX|Deutsche Bank Securities Inc.|19800
ALT|ALTIMMUNE CMN|DEAN|MORGAN STANLEY|2000
ALT|ALTIMMUNE CMN|EBXL|EBX LLC|23700
ALT|ALTIMMUNE CMN|EDJO|Edward D. Jones & Co., L.P.|84
ALT|ALTIMMUNE CMN|EGAM|CBOE TRADING, INC.|23882
ALT|ALTIMMUNE CMN|EGAW|CBOE TRADING, INC.|1900
ALT|ALTIMMUNE CMN|EGXM|CBOE TRADING, INC.|26130
ALT|ALTIMMUNE CMN|ETRS|E*Trade Securities LLC|1175356
ALT|ALTIMMUNE CMN|FBCO|Credit Suisse Securities (USA) LLC|74450
ALT|ALTIMMUNE CMN|FILL|Tradestation Securities, Inc.|38652
ALT|ALTIMMUNE CMN|FMAF|NBCN Inc./ CDS|7600
ALT|ALTIMMUNE CMN|FOMA|TD AMERITRADE CLEARING, INC.|3008740
ALT|ALTIMMUNE CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2992
ALT|ALTIMMUNE CMN|FTBR|Foliofn Investments, Inc.|1447
ALT|ALTIMMUNE CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|29110
ALT|ALTIMMUNE CMN|GLPX|ACS EXECUTION SERVICES, LLC|6300
ALT|ALTIMMUNE CMN|GSCO|GOLDMAN SACHS & CO. LLC|14262
ALT|ALTIMMUNE CMN|GSLT|GOLDMAN SACHS & CO. LLC|18496
ALT|ALTIMMUNE CMN|IATS|INTERACTIVE BROKERS LLC|5123
ALT|ALTIMMUNE CMN|IBKR|Interactive Brokers Llc|409788
ALT|ALTIMMUNE CMN|ICBX|INSTINET, LLC|8513
ALT|ALTIMMUNE CMN|INCA|INSTINET, LLC|44464
ALT|ALTIMMUNE CMN|ITGI|ITG Inc.|197
ALT|ALTIMMUNE CMN|ITGP|ITG INC.|4200
ALT|ALTIMMUNE CMN|JMPT|JUMP TRADING, LLC|4559
ALT|ALTIMMUNE CMN|JPMX|J.P. Morgan Securities LLC|15342
ALT|ALTIMMUNE CMN|JSJX|JANE STREET CAPITAL LLC|5
ALT|ALTIMMUNE CMN|KCGM|VIRTU Americas LLC|23165
ALT|ALTIMMUNE CMN|LEHM|Barclays Capital Inc./Le|173819
ALT|ALTIMMUNE CMN|LIME|Lime Brokerage LLC|3035
ALT|ALTIMMUNE CMN|MAXM|Maxim Group LLC|888046
ALT|ALTIMMUNE CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23316
ALT|ALTIMMUNE CMN|MOTF|MOTIF INVESTING, INC.|3
ALT|ALTIMMUNE CMN|MSCO|MORGAN STANLEY & CO. LLC|853797
ALT|ALTIMMUNE CMN|MSPL|MORGAN STANLEY & CO. LLC|200
ALT|ALTIMMUNE CMN|NFSC|National Financial Services LLC|1329535
ALT|ALTIMMUNE CMN|NITE|VIRTU Americas LLC|2914691
ALT|ALTIMMUNE CMN|NITP|VIRTU Americas LLC|1100
ALT|ALTIMMUNE CMN|NQRB|Brut, LLC|34700
ALT|ALTIMMUNE CMN|OPCO|Oppenheimer & Co. Inc.|2647
ALT|ALTIMMUNE CMN|PDQM|CODA MARKETS, INC.|232727
ALT|ALTIMMUNE CMN|PWJC|UBS Financial Services, Inc.|4800
ALT|ALTIMMUNE CMN|RBCM|RBC CAPITAL MARKETS, LLC|10000
ALT|ALTIMMUNE CMN|RGLD|Regal Securities, Inc|3020
ALT|ALTIMMUNE CMN|SAGL|SAGETRADER, LLC|8800
ALT|ALTIMMUNE CMN|SBSH|Citigroup Global Markets Inc.|50206
ALT|ALTIMMUNE CMN|SGMT|GOLDMAN SACHS & CO. LLC|11090
ALT|ALTIMMUNE CMN|SPDR|SPEEDROUTE LLC|11085
ALT|ALTIMMUNE CMN|SWIM|TD Ameritrade, Inc.|815946
ALT|ALTIMMUNE CMN|TKNG|ALLY INVEST SECURITIES LLC|21968
ALT|ALTIMMUNE CMN|TWTT|TASTYWORKS, INC.|8700
ALT|ALTIMMUNE CMN|UBSA|UBS SECURITIES LLC|147843
ALT|ALTIMMUNE CMN|UBSS|UBS Securities LLC|249730
ALT|ALTIMMUNE CMN|VGRD|Vanguard Marketing Corporation|125713
ALT|ALTIMMUNE CMN|VSIN|Vision Financial Markets Llc|65502
ALT|ALTIMMUNE CMN|WCHV|WELLS FARGO SECURITIES, LLC|11684
ALT|ALTIMMUNE CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41126
ALT|ALTIMMUNE CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8552
ALT|ALTIMMUNE CMN|WGIF|CIBC World Markets Inc.|42520
ALT|ALTIMMUNE CMN|WSEA|WOLVERINE SECURITIES, LLC|111047
ALT|ALTIMMUNE CMN|XIST|INSTINET, LLC|200
ALT|ALTIMMUNE CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
ALT|ALTIMMUNE CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|420
ALTR|ALTAIR ENGNEERG CM A|AGIS|Aegis Capital Corp.|1800
ALTR|ALTAIR ENGNEERG CM A|ALTX|Alternet Securities Inc.|143407
ALTR|ALTAIR ENGNEERG CM A|APCC|Apex Clearing Corporation|2063
ALTR|ALTAIR ENGNEERG CM A|BARD|Robert W. Baird & Co. Incorporated|64
ALTR|ALTAIR ENGNEERG CM A|BATM|CBOE TRADING, INC.|4051
ALTR|ALTAIR ENGNEERG CM A|BAYC|BAY CREST PARTNERS, LLC|2332
ALTR|ALTAIR ENGNEERG CM A|BAYT|BTIG, LLC|1900
ALTR|ALTAIR ENGNEERG CM A|BBNT|BB&T SECURITIES, LLC|509
ALTR|ALTAIR ENGNEERG CM A|BERN|Sanford C. Bernstein & Co., LLC|26895
ALTR|ALTAIR ENGNEERG CM A|BIMI|Banca IMI Securities Corp.|9996
ALTR|ALTAIR ENGNEERG CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1485
ALTR|ALTAIR ENGNEERG CM A|BLKX|INSTINET, LLC|48800
ALTR|ALTAIR ENGNEERG CM A|BMOC|BMO Capital Markets Corp.|2106
ALTR|ALTAIR ENGNEERG CM A|BNPX|BNP PARIBAS SECURITIES CORP.|2277
ALTR|ALTAIR ENGNEERG CM A|BTIG|BTIG, LLC|72878
ALTR|ALTAIR ENGNEERG CM A|BYXM|CBOE TRADING, INC.|1645
ALTR|ALTAIR ENGNEERG CM A|CANT|Cantor Fitzgerald & Co.|149
ALTR|ALTAIR ENGNEERG CM A|CBLC|CITIGROUP GLOBAL MARKETS INC.|21800
ALTR|ALTAIR ENGNEERG CM A|CHAS|Charles Schwab & Co., Inc.|600
ALTR|ALTAIR ENGNEERG CM A|CIST|Capital Institutional Services, Inc.|214
ALTR|ALTAIR ENGNEERG CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|172007
ALTR|ALTAIR ENGNEERG CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|41443
ALTR|ALTAIR ENGNEERG CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16066
ALTR|ALTAIR ENGNEERG CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312144
ALTR|ALTAIR ENGNEERG CM A|CTDL|Citadel Derivatives Group Llc|19152
ALTR|ALTAIR ENGNEERG CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|84542
ALTR|ALTAIR ENGNEERG CM A|DBAB|Deutsche Bank Securities Inc.|518459
ALTR|ALTAIR ENGNEERG CM A|DBAX|Deutsche Bank Securities Inc.|175400
ALTR|ALTAIR ENGNEERG CM A|DEAN|MORGAN STANLEY|157
ALTR|ALTAIR ENGNEERG CM A|DEGS|RONIN PROFESSIONAL LLC|7887
ALTR|ALTAIR ENGNEERG CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21386
ALTR|ALTAIR ENGNEERG CM A|EBXL|EBX LLC|183800
ALTR|ALTAIR ENGNEERG CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|8368
ALTR|ALTAIR ENGNEERG CM A|EDJC|Edward Jones / CDS|25
ALTR|ALTAIR ENGNEERG CM A|EDJO|Edward D. Jones & Co., L.P.|700
ALTR|ALTAIR ENGNEERG CM A|EGAM|CBOE TRADING, INC.|26955
ALTR|ALTAIR ENGNEERG CM A|EGAW|CBOE TRADING, INC.|300
ALTR|ALTAIR ENGNEERG CM A|EGMT|EG MARKET TECHNOLOGIES LLC|1658
ALTR|ALTAIR ENGNEERG CM A|EGXM|CBOE TRADING, INC.|2421
ALTR|ALTAIR ENGNEERG CM A|EGXW|CBOE TRADING, INC.|130
ALTR|ALTAIR ENGNEERG CM A|ETBE|Electronic Transaction Clearing, Inc.|58078
ALTR|ALTAIR ENGNEERG CM A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ALTR|ALTAIR ENGNEERG CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44644
ALTR|ALTAIR ENGNEERG CM A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|260
ALTR|ALTAIR ENGNEERG CM A|ETRS|E*Trade Securities LLC|227487
ALTR|ALTAIR ENGNEERG CM A|FBCO|Credit Suisse Securities (USA) LLC|264389
ALTR|ALTAIR ENGNEERG CM A|FILL|Tradestation Securities, Inc.|3701
ALTR|ALTAIR ENGNEERG CM A|FOMA|TD AMERITRADE CLEARING, INC.|122688
ALTR|ALTAIR ENGNEERG CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13118
ALTR|ALTAIR ENGNEERG CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|165700
ALTR|ALTAIR ENGNEERG CM A|FTBR|Foliofn Investments, Inc.|1801
ALTR|ALTAIR ENGNEERG CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|4416
ALTR|ALTAIR ENGNEERG CM A|GLPX|ACS EXECUTION SERVICES, LLC|80386
ALTR|ALTAIR ENGNEERG CM A|GSCO|GOLDMAN SACHS & CO. LLC|1280307
ALTR|ALTAIR ENGNEERG CM A|GSCS|GOLDMAN SACHS & CO. LLC|13295
ALTR|ALTAIR ENGNEERG CM A|GSLT|GOLDMAN SACHS & CO. LLC|7386
ALTR|ALTAIR ENGNEERG CM A|GTSZ|GTS SECURITIES LLC|39239
ALTR|ALTAIR ENGNEERG CM A|HRBF|American Enterprise Investment Services Inc.|2250
ALTR|ALTAIR ENGNEERG CM A|IATS|INTERACTIVE BROKERS LLC|10783
ALTR|ALTAIR ENGNEERG CM A|IBKR|Interactive Brokers Llc|193412
ALTR|ALTAIR ENGNEERG CM A|ICBX|INSTINET, LLC|69390
ALTR|ALTAIR ENGNEERG CM A|IEQY|CITADEL SECURITIES LLC|10515
ALTR|ALTAIR ENGNEERG CM A|INCA|INSTINET, LLC|469060
ALTR|ALTAIR ENGNEERG CM A|INJX|INSTINET, LLC|14634
ALTR|ALTAIR ENGNEERG CM A|ITGI|ITG Inc.|252814
ALTR|ALTAIR ENGNEERG CM A|ITGP|ITG INC.|229000
ALTR|ALTAIR ENGNEERG CM A|JEFF|JEFFERIES LLC|126012
ALTR|ALTAIR ENGNEERG CM A|JMPT|JUMP TRADING, LLC|74099
ALTR|ALTAIR ENGNEERG CM A|JONE|JonesTrading|5474
ALTR|ALTAIR ENGNEERG CM A|JPBX|J.P. MORGAN SECURITIES LLC|37098
ALTR|ALTAIR ENGNEERG CM A|JPMX|J.P. Morgan Securities LLC|687381
ALTR|ALTAIR ENGNEERG CM A|JSJX|JANE STREET CAPITAL LLC|26923
ALTR|ALTAIR ENGNEERG CM A|KCGM|VIRTU Americas LLC|62631
ALTR|ALTAIR ENGNEERG CM A|LAFC|R. F. Lafferty & Co., Inc.|5200
ALTR|ALTAIR ENGNEERG CM A|LEHM|Barclays Capital Inc./Le|782671
ALTR|ALTAIR ENGNEERG CM A|LIME|Lime Brokerage LLC|141964
ALTR|ALTAIR ENGNEERG CM A|LMGP|LIME BROKERAGE LLC|249
ALTR|ALTAIR ENGNEERG CM A|LOOP|Loop Capital Markets LLC|3712
ALTR|ALTAIR ENGNEERG CM A|LQNA|LIQUIDNET, INC.|78300
ALTR|ALTAIR ENGNEERG CM A|LSCI|Lek Securities Corporation|200
ALTR|ALTAIR ENGNEERG CM A|LTCO|Ladenburg, Thalmann & Co., Inc.|650
ALTR|ALTAIR ENGNEERG CM A|LVMR|LIVERMORE TRADING GROUP, INC.|9566
ALTR|ALTAIR ENGNEERG CM A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
ALTR|ALTAIR ENGNEERG CM A|MACQ|Macquarie Capital (USA) Inc.|2321
ALTR|ALTAIR ENGNEERG CM A|MAXM|Maxim Group LLC|4188
ALTR|ALTAIR ENGNEERG CM A|MBTS|ALLY INVEST SECURITIES LLC|1250
ALTR|ALTAIR ENGNEERG CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98182
ALTR|ALTAIR ENGNEERG CM A|MOTF|MOTIF INVESTING, INC.|2
ALTR|ALTAIR ENGNEERG CM A|MSCO|MORGAN STANLEY & CO. LLC|2632741
ALTR|ALTAIR ENGNEERG CM A|MSPL|MORGAN STANLEY & CO. LLC|255700
ALTR|ALTAIR ENGNEERG CM A|MSTX|MORGAN STANLEY & CO. LLC|108800
ALTR|ALTAIR ENGNEERG CM A|NBCS|NBC Securities, INC.|300
ALTR|ALTAIR ENGNEERG CM A|NEUB|NEUBERGER BERMAN BD LLC|1900
ALTR|ALTAIR ENGNEERG CM A|NFSC|National Financial Services LLC|96218
ALTR|ALTAIR ENGNEERG CM A|NITE|VIRTU Americas LLC|439970
ALTR|ALTAIR ENGNEERG CM A|NITP|VIRTU Americas LLC|3170
ALTR|ALTAIR ENGNEERG CM A|NQRB|Brut, LLC|12243
ALTR|ALTAIR ENGNEERG CM A|NTRC|Northern Trust Securities, Inc.|500
ALTR|ALTAIR ENGNEERG CM A|OPCO|Oppenheimer & Co. Inc.|3966
ALTR|ALTAIR ENGNEERG CM A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
ALTR|ALTAIR ENGNEERG CM A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|12777
ALTR|ALTAIR ENGNEERG CM A|PDQM|CODA MARKETS, INC.|156111
ALTR|ALTAIR ENGNEERG CM A|PIPR|Piper Jaffray & Co.|600
ALTR|ALTAIR ENGNEERG CM A|PREC|PRECISION SECURITIES, LLC|1649
ALTR|ALTAIR ENGNEERG CM A|RAJA|Raymond James & Associates, Inc.|1850
ALTR|ALTAIR ENGNEERG CM A|RBCM|RBC CAPITAL MARKETS, LLC|21467
ALTR|ALTAIR ENGNEERG CM A|RHCO|Suntrust Robinson Humphrey, Inc.|11107
ALTR|ALTAIR ENGNEERG CM A|RJLC|RJL CAPITAL GROUP, LLC|2754
ALTR|ALTAIR ENGNEERG CM A|SAGL|SAGETRADER, LLC|8460
ALTR|ALTAIR ENGNEERG CM A|SAGW|SAGETRADER, LLC|163
ALTR|ALTAIR ENGNEERG CM A|SBSH|Citigroup Global Markets Inc.|262929
ALTR|ALTAIR ENGNEERG CM A|SEIC|SEI Investments Distribution Co.|116227
ALTR|ALTAIR ENGNEERG CM A|SGMT|GOLDMAN SACHS & CO. LLC|119979
ALTR|ALTAIR ENGNEERG CM A|SOGO|Wang Investment Associates, Inc.|60
ALTR|ALTAIR ENGNEERG CM A|SPDR|SPEEDROUTE LLC|24021
ALTR|ALTAIR ENGNEERG CM A|SPHN|Stephens Inc.|3300
ALTR|ALTAIR ENGNEERG CM A|SPTD|MINT GLOBAL MARKETS, INC.|8280
ALTR|ALTAIR ENGNEERG CM A|STFL|Stifel, Nicolaus & Company, Incorporated|1554
ALTR|ALTAIR ENGNEERG CM A|SWIM|TD Ameritrade, Inc.|56012
ALTR|ALTAIR ENGNEERG CM A|SWST|Hilltop Securities Inc.|500
ALTR|ALTAIR ENGNEERG CM A|TKNG|ALLY INVEST SECURITIES LLC|225
ALTR|ALTAIR ENGNEERG CM A|TRBT|Tradebot Systems, Inc.|242273
ALTR|ALTAIR ENGNEERG CM A|TRCM|TRC MARKETS LLC|94708
ALTR|ALTAIR ENGNEERG CM A|UBSA|UBS SECURITIES LLC|554399
ALTR|ALTAIR ENGNEERG CM A|UBSS|UBS Securities LLC|1759315
ALTR|ALTAIR ENGNEERG CM A|VALX|VIRTU AMERICAS LLC|4739
ALTR|ALTAIR ENGNEERG CM A|VGRD|Vanguard Marketing Corporation|5537
ALTR|ALTAIR ENGNEERG CM A|VNDM|Wall Street Access|4126
ALTR|ALTAIR ENGNEERG CM A|WABR|Wall Street Access|1400
ALTR|ALTAIR ENGNEERG CM A|WBLR|WILLIAM BLAIR|8425
ALTR|ALTAIR ENGNEERG CM A|WCHV|WELLS FARGO SECURITIES, LLC|136981
ALTR|ALTAIR ENGNEERG CM A|WDNX|WEEDEN & CO.L.P.|1088
ALTR|ALTAIR ENGNEERG CM A|WEDB|WEDBUSH SECURITIES INC.|3400
ALTR|ALTAIR ENGNEERG CM A|WEED|Weeden & Co.L.P.|2750
ALTR|ALTAIR ENGNEERG CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27
ALTR|ALTAIR ENGNEERG CM A|WGIF|CIBC World Markets Inc.|1500
ALTR|ALTAIR ENGNEERG CM A|WORD|Worden Capital Management LLC|900
ALTR|ALTAIR ENGNEERG CM A|WSEA|WOLVERINE SECURITIES, LLC|7764
ALTR|ALTAIR ENGNEERG CM A|XIST|INSTINET, LLC|34400
ALTR|ALTAIR ENGNEERG CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|35100
ALTR|ALTAIR ENGNEERG CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|9121
ALTR|ALTAIR ENGNEERG CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
ALTS|PROSHARES MORNINGSTR|BATM|CBOE TRADING, INC.|1700
ALTS|PROSHARES MORNINGSTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
ALTS|PROSHARES MORNINGSTR|FTBR|Foliofn Investments, Inc.|1
ALTS|PROSHARES MORNINGSTR|HRBF|American Enterprise Investment Services Inc.|4043
ALTS|PROSHARES MORNINGSTR|JSJX|JANE STREET CAPITAL LLC|4705
ALTS|PROSHARES MORNINGSTR|LEHM|Barclays Capital Inc./Le|200
ALTS|PROSHARES MORNINGSTR|MSCO|MORGAN STANLEY & CO. LLC|1
ALTS|PROSHARES MORNINGSTR|NFSC|National Financial Services LLC|343
ALTS|PROSHARES MORNINGSTR|NITE|VIRTU Americas LLC|3978
ALTS|PROSHARES MORNINGSTR|SGMT|GOLDMAN SACHS & CO. LLC|100
ALTS|PROSHARES MORNINGSTR|UBSA|UBS SECURITIES LLC|400
ALTS|PROSHARES MORNINGSTR|UBSS|UBS Securities LLC|561
ALTS|PROSHARES MORNINGSTR|VGRD|Vanguard Marketing Corporation|45
ALTS|PROSHARES MORNINGSTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|505
ALTY|GLOBAL X SPRDV ETF|APCC|Apex Clearing Corporation|278
ALTY|GLOBAL X SPRDV ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9
ALTY|GLOBAL X SPRDV ETF|CANT|Cantor Fitzgerald & Co.|1975
ALTY|GLOBAL X SPRDV ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ALTY|GLOBAL X SPRDV ETF|CTDL|Citadel Derivatives Group Llc|3615
ALTY|GLOBAL X SPRDV ETF|DBAX|Deutsche Bank Securities Inc.|2300
ALTY|GLOBAL X SPRDV ETF|EBXL|EBX LLC|1200
ALTY|GLOBAL X SPRDV ETF|ETRS|E*Trade Securities LLC|6686
ALTY|GLOBAL X SPRDV ETF|FBCO|Credit Suisse Securities (USA) LLC|813
ALTY|GLOBAL X SPRDV ETF|FOMA|TD AMERITRADE CLEARING, INC.|16059
ALTY|GLOBAL X SPRDV ETF|FTBR|Foliofn Investments, Inc.|15
ALTY|GLOBAL X SPRDV ETF|GSCO|GOLDMAN SACHS & CO. LLC|1228
ALTY|GLOBAL X SPRDV ETF|IBKR|Interactive Brokers Llc|4442
ALTY|GLOBAL X SPRDV ETF|ICBX|INSTINET, LLC|592
ALTY|GLOBAL X SPRDV ETF|INCA|INSTINET, LLC|296
ALTY|GLOBAL X SPRDV ETF|JSJX|JANE STREET CAPITAL LLC|7849
ALTY|GLOBAL X SPRDV ETF|KCGM|VIRTU Americas LLC|937
ALTY|GLOBAL X SPRDV ETF|LEHM|Barclays Capital Inc./Le|4800
ALTY|GLOBAL X SPRDV ETF|LIME|Lime Brokerage LLC|1301
ALTY|GLOBAL X SPRDV ETF|MCMF|Raymond James Ltd. Cds|107
ALTY|GLOBAL X SPRDV ETF|MSCO|MORGAN STANLEY & CO. LLC|3996
ALTY|GLOBAL X SPRDV ETF|NFSC|National Financial Services LLC|8819
ALTY|GLOBAL X SPRDV ETF|NITE|VIRTU Americas LLC|7488
ALTY|GLOBAL X SPRDV ETF|NQRB|Brut, LLC|2100
ALTY|GLOBAL X SPRDV ETF|SWIM|TD Ameritrade, Inc.|103
ALTY|GLOBAL X SPRDV ETF|UBSA|UBS SECURITIES LLC|567
ALTY|GLOBAL X SPRDV ETF|UBSS|UBS Securities LLC|1458
ALTY|GLOBAL X SPRDV ETF|VGRD|Vanguard Marketing Corporation|225
ALTY|GLOBAL X SPRDV ETF|WCHV|WELLS FARGO SECURITIES, LLC|680
ALTY|GLOBAL X SPRDV ETF|WGIF|CIBC World Markets Inc.|2900
ALTY|GLOBAL X SPRDV ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|376
ALTY|GLOBAL X SPRDV ETF|WSEA|WOLVERINE SECURITIES, LLC|25
ALTY|GLOBAL X SPRDV ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19600
ALV|AUTOLIV INC|ALTX|Alternet Securities Inc.|3058
ALV|AUTOLIV INC|ANOS|ABEL/NOSER, L.L.C.|6
ALV|AUTOLIV INC|APCC|Apex Clearing Corporation|237
ALV|AUTOLIV INC|BANK|Primevest Financial Services, Inc.|3
ALV|AUTOLIV INC|BARD|Robert W. Baird & Co. Incorporated|2006
ALV|AUTOLIV INC|BATM|CBOE TRADING, INC.|7073
ALV|AUTOLIV INC|BAYT|BTIG, LLC|6500
ALV|AUTOLIV INC|BBNT|BB&T SECURITIES, LLC|315
ALV|AUTOLIV INC|BERN|Sanford C. Bernstein & Co., LLC|9858
ALV|AUTOLIV INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|674
ALV|AUTOLIV INC|BLKX|INSTINET, LLC|71300
ALV|AUTOLIV INC|BNPX|BNP PARIBAS SECURITIES CORP.|8350
ALV|AUTOLIV INC|BRGE|Newbridge Securities Corp.|35
ALV|AUTOLIV INC|BTIG|BTIG, LLC|22469
ALV|AUTOLIV INC|BYXM|CBOE TRADING, INC.|496
ALV|AUTOLIV INC|CHAS|Charles Schwab & Co., Inc.|384
ALV|AUTOLIV INC|CHDN|CHARDAN CAPITAL MARKETS LLC|6845
ALV|AUTOLIV INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38207
ALV|AUTOLIV INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2857
ALV|AUTOLIV INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4
ALV|AUTOLIV INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|299869
ALV|AUTOLIV INC|CTDL|Citadel Derivatives Group Llc|640
ALV|AUTOLIV INC|CTLR|CUTLER GROUP, LP|140
ALV|AUTOLIV INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|23632
ALV|AUTOLIV INC|DADA|D.A. Davidson & Co.|84
ALV|AUTOLIV INC|DBAB|Deutsche Bank Securities Inc.|89221
ALV|AUTOLIV INC|DBAX|Deutsche Bank Securities Inc.|279700
ALV|AUTOLIV INC|DBUL|Deutsche Bank Securities Inc.|2497
ALV|AUTOLIV INC|DCHF|Dart Executions, LLC|2074
ALV|AUTOLIV INC|DEAN|MORGAN STANLEY|939
ALV|AUTOLIV INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15653
ALV|AUTOLIV INC|EBXL|EBX LLC|193400
ALV|AUTOLIV INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|33079
ALV|AUTOLIV INC|EDJO|Edward D. Jones & Co., L.P.|413
ALV|AUTOLIV INC|EGAM|CBOE TRADING, INC.|14114
ALV|AUTOLIV INC|EGMT|EG MARKET TECHNOLOGIES LLC|1589
ALV|AUTOLIV INC|EGXM|CBOE TRADING, INC.|1109
ALV|AUTOLIV INC|EGXW|CBOE TRADING, INC.|140
ALV|AUTOLIV INC|ETBE|Electronic Transaction Clearing, Inc.|23937
ALV|AUTOLIV INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|56
ALV|AUTOLIV INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24170
ALV|AUTOLIV INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|120
ALV|AUTOLIV INC|ETRS|E*Trade Securities LLC|7176
ALV|AUTOLIV INC|FILL|Tradestation Securities, Inc.|2195
ALV|AUTOLIV INC|FMAF|NBCN Inc./ CDS|178
ALV|AUTOLIV INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5546
ALV|AUTOLIV INC|FQLS|Quantlab Securities LP|151450
ALV|AUTOLIV INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50072
ALV|AUTOLIV INC|FTBR|Foliofn Investments, Inc.|456
ALV|AUTOLIV INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4968
ALV|AUTOLIV INC|GLIS|TD Securities Inc|350
ALV|AUTOLIV INC|GLPX|ACS EXECUTION SERVICES, LLC|41268
ALV|AUTOLIV INC|GSCO|GOLDMAN SACHS & CO. LLC|419468
ALV|AUTOLIV INC|GSCS|GOLDMAN SACHS & CO. LLC|35932
ALV|AUTOLIV INC|GSLT|GOLDMAN SACHS & CO. LLC|4170
ALV|AUTOLIV INC|GTSZ|GTS SECURITIES LLC|99757
ALV|AUTOLIV INC|HITS|Height Securities, LLC|100
ALV|AUTOLIV INC|HRBF|American Enterprise Investment Services Inc.|796
ALV|AUTOLIV INC|HSBC|HSBC Securities, Inc.|10
ALV|AUTOLIV INC|IATS|INTERACTIVE BROKERS LLC|10014
ALV|AUTOLIV INC|IBKR|Interactive Brokers Llc|12891
ALV|AUTOLIV INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
ALV|AUTOLIV INC|ICBX|INSTINET, LLC|48430
ALV|AUTOLIV INC|INCA|INSTINET, LLC|200761
ALV|AUTOLIV INC|INJX|INSTINET, LLC|211
ALV|AUTOLIV INC|ITGI|ITG Inc.|14893
ALV|AUTOLIV INC|ITGP|ITG INC.|122400
ALV|AUTOLIV INC|JANY|Janney Montgomery Scott Inc.|483
ALV|AUTOLIV INC|JEFF|JEFFERIES LLC|46594
ALV|AUTOLIV INC|JMPT|JUMP TRADING, LLC|36236
ALV|AUTOLIV INC|JPBX|J.P. MORGAN SECURITIES LLC|13158
ALV|AUTOLIV INC|JPMX|J.P. Morgan Securities LLC|223003
ALV|AUTOLIV INC|JSJX|JANE STREET CAPITAL LLC|9619
ALV|AUTOLIV INC|KCGM|VIRTU Americas LLC|24985
ALV|AUTOLIV INC|LEHM|Barclays Capital Inc./Le|422397
ALV|AUTOLIV INC|LGNT|COR CLEARING LLC|1
ALV|AUTOLIV INC|LIME|Lime Brokerage LLC|17177
ALV|AUTOLIV INC|LSCI|Lek Securities Corporation|3950
ALV|AUTOLIV INC|MACC|Mid Atlantic Capital Corporation|5
ALV|AUTOLIV INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67740
ALV|AUTOLIV INC|MOTF|MOTIF INVESTING, INC.|25
ALV|AUTOLIV INC|MSCO|MORGAN STANLEY & CO. LLC|585318
ALV|AUTOLIV INC|MSPL|MORGAN STANLEY & CO. LLC|217400
ALV|AUTOLIV INC|MSTX|MORGAN STANLEY & CO. LLC|48000
ALV|AUTOLIV INC|MULL|MARK J. MULLER EQUITIES, INC.|11150
ALV|AUTOLIV INC|MZHO|Mizuho Securities USA LLC|10000
ALV|AUTOLIV INC|NFSC|National Financial Services LLC|49650
ALV|AUTOLIV INC|NITE|VIRTU Americas LLC|172205
ALV|AUTOLIV INC|NQRB|Brut, LLC|5600
ALV|AUTOLIV INC|OLDM|OLD MISSION CAPITAL, LLC|21616
ALV|AUTOLIV INC|OPCO|Oppenheimer & Co. Inc.|759
ALV|AUTOLIV INC|PDQM|CODA MARKETS, INC.|177587
ALV|AUTOLIV INC|PWJC|UBS Financial Services, Inc.|416
ALV|AUTOLIV INC|RBCM|RBC CAPITAL MARKETS, LLC|7381
ALV|AUTOLIV INC|RDBN|Redburn Partners (USA) LP|5825
ALV|AUTOLIV INC|SAGL|SAGETRADER, LLC|11772
ALV|AUTOLIV INC|SAGW|SAGETRADER, LLC|10700
ALV|AUTOLIV INC|SBSH|Citigroup Global Markets Inc.|34661
ALV|AUTOLIV INC|SGMT|GOLDMAN SACHS & CO. LLC|123340
ALV|AUTOLIV INC|SHMR|ABN Amro Clearing LLC|31
ALV|AUTOLIV INC|SPDR|SPEEDROUTE LLC|13011
ALV|AUTOLIV INC|STFL|Stifel, Nicolaus & Company, Incorporated|21
ALV|AUTOLIV INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1831
ALV|AUTOLIV INC|SWIM|TD Ameritrade, Inc.|4468
ALV|AUTOLIV INC|TKNG|ALLY INVEST SECURITIES LLC|8
ALV|AUTOLIV INC|TRBT|Tradebot Systems, Inc.|75778
ALV|AUTOLIV INC|TRCM|TRC MARKETS LLC|24753
ALV|AUTOLIV INC|TWTT|TASTYWORKS, INC.|40
ALV|AUTOLIV INC|UBSA|UBS SECURITIES LLC|387209
ALV|AUTOLIV INC|UBSS|UBS Securities LLC|869306
ALV|AUTOLIV INC|VALX|VIRTU AMERICAS LLC|51011
ALV|AUTOLIV INC|VGRD|Vanguard Marketing Corporation|2055
ALV|AUTOLIV INC|WBPX|SUMMIT SECURITIES GROUP, LLC|4120
ALV|AUTOLIV INC|WCHV|WELLS FARGO SECURITIES, LLC|74560
ALV|AUTOLIV INC|WEDB|WEDBUSH SECURITIES INC.|25
ALV|AUTOLIV INC|WEED|Weeden & Co.L.P.|15693
ALV|AUTOLIV INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2677
ALV|AUTOLIV INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6165
ALV|AUTOLIV INC|WGIF|CIBC World Markets Inc.|19
ALV|AUTOLIV INC|WOLF|Wolfe Trahan Securities|200
ALV|AUTOLIV INC|WSEA|WOLVERINE SECURITIES, LLC|602
ALV|AUTOLIV INC|XIST|INSTINET, LLC|31166
ALV|AUTOLIV INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15476
ALV|AUTOLIV INC|YKNA|COMHAR CAPITAL MARKETS, LLC|11840
ALV|AUTOLIV INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81
ALX|ALEXANDERS INC|ALTX|Alternet Securities Inc.|220
ALX|ALEXANDERS INC|APCC|Apex Clearing Corporation|37
ALX|ALEXANDERS INC|BATM|CBOE TRADING, INC.|240
ALX|ALEXANDERS INC|BERN|Sanford C. Bernstein & Co., LLC|15
ALX|ALEXANDERS INC|BNPX|BNP PARIBAS SECURITIES CORP.|275
ALX|ALEXANDERS INC|BTIG|BTIG, LLC|16
ALX|ALEXANDERS INC|BZYD|GOLDMAN SACHS & CO. LLC|105
ALX|ALEXANDERS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6
ALX|ALEXANDERS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1637
ALX|ALEXANDERS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|894
ALX|ALEXANDERS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
ALX|ALEXANDERS INC|CTDL|Citadel Derivatives Group Llc|43
ALX|ALEXANDERS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|276
ALX|ALEXANDERS INC|DBAB|Deutsche Bank Securities Inc.|2080
ALX|ALEXANDERS INC|DBAX|Deutsche Bank Securities Inc.|900
ALX|ALEXANDERS INC|DEAN|MORGAN STANLEY|335
ALX|ALEXANDERS INC|EBXL|EBX LLC|900
ALX|ALEXANDERS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|30
ALX|ALEXANDERS INC|ETRS|E*Trade Securities LLC|322
ALX|ALEXANDERS INC|FINX|FINTECH SECURITIES|100
ALX|ALEXANDERS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|55
ALX|ALEXANDERS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2843
ALX|ALEXANDERS INC|FTBR|Foliofn Investments, Inc.|5
ALX|ALEXANDERS INC|GLPX|ACS EXECUTION SERVICES, LLC|1756
ALX|ALEXANDERS INC|GSCO|GOLDMAN SACHS & CO. LLC|10433
ALX|ALEXANDERS INC|GTSZ|GTS SECURITIES LLC|120
ALX|ALEXANDERS INC|IBKR|Interactive Brokers Llc|8617
ALX|ALEXANDERS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
ALX|ALEXANDERS INC|ICBX|INSTINET, LLC|900
ALX|ALEXANDERS INC|IEQY|CITADEL SECURITIES LLC|249
ALX|ALEXANDERS INC|INCA|INSTINET, LLC|837
ALX|ALEXANDERS INC|INJX|INSTINET, LLC|130
ALX|ALEXANDERS INC|ITGI|ITG Inc.|80
ALX|ALEXANDERS INC|ITGP|ITG INC.|2000
ALX|ALEXANDERS INC|JPMX|J.P. Morgan Securities LLC|2769
ALX|ALEXANDERS INC|KCGM|VIRTU Americas LLC|819
ALX|ALEXANDERS INC|LEHM|Barclays Capital Inc./Le|3701
ALX|ALEXANDERS INC|LIME|Lime Brokerage LLC|829
ALX|ALEXANDERS INC|LOOP|Loop Capital Markets LLC|100
ALX|ALEXANDERS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
ALX|ALEXANDERS INC|MSCO|MORGAN STANLEY & CO. LLC|5381
ALX|ALEXANDERS INC|MSPL|MORGAN STANLEY & CO. LLC|6100
ALX|ALEXANDERS INC|NFSC|National Financial Services LLC|182
ALX|ALEXANDERS INC|NITE|VIRTU Americas LLC|1994
ALX|ALEXANDERS INC|NTRC|Northern Trust Securities, Inc.|2
ALX|ALEXANDERS INC|PDQM|CODA MARKETS, INC.|3001
ALX|ALEXANDERS INC|PWJC|UBS Financial Services, Inc.|50
ALX|ALEXANDERS INC|SBSH|Citigroup Global Markets Inc.|1251
ALX|ALEXANDERS INC|SGMT|GOLDMAN SACHS & CO. LLC|1175
ALX|ALEXANDERS INC|SPDR|SPEEDROUTE LLC|340
ALX|ALEXANDERS INC|SPTD|MINT GLOBAL MARKETS, INC.|8580
ALX|ALEXANDERS INC|SWIM|TD Ameritrade, Inc.|41
ALX|ALEXANDERS INC|UBSA|UBS SECURITIES LLC|3708
ALX|ALEXANDERS INC|UBSS|UBS Securities LLC|1964
ALX|ALEXANDERS INC|VALX|VIRTU AMERICAS LLC|1072
ALX|ALEXANDERS INC|WCHV|WELLS FARGO SECURITIES, LLC|422
ALX|ALEXANDERS INC|WEED|Weeden & Co.L.P.|50
ALX|ALEXANDERS INC|WSEA|WOLVERINE SECURITIES, LLC|1
ALX|ALEXANDERS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|522
ALXN|ALEXION PHARM INC|ABLE|NATIXIS Securities Americas LLC|60777
ALXN|ALEXION PHARM INC|ALTX|Alternet Securities Inc.|27445
ALXN|ALEXION PHARM INC|ANOS|ABEL/NOSER, L.L.C.|6378
ALXN|ALEXION PHARM INC|APCC|Apex Clearing Corporation|1526
ALXN|ALEXION PHARM INC|AQUA|AQUA SECURITIES L.P.|5000
ALXN|ALEXION PHARM INC|BANK|Primevest Financial Services, Inc.|150
ALXN|ALEXION PHARM INC|BARD|Robert W. Baird & Co. Incorporated|9965
ALXN|ALEXION PHARM INC|BATM|CBOE TRADING, INC.|7227
ALXN|ALEXION PHARM INC|BAYC|BAY CREST PARTNERS, LLC|13154
ALXN|ALEXION PHARM INC|BAYT|BTIG, LLC|7400
ALXN|ALEXION PHARM INC|BBNT|BB&T SECURITIES, LLC|4019
ALXN|ALEXION PHARM INC|BERN|Sanford C. Bernstein & Co., LLC|485887
ALXN|ALEXION PHARM INC|BIAD|SAGETRADER, LLC|483
ALXN|ALEXION PHARM INC|BIDS|BIDS TRADING L.P.|100
ALXN|ALEXION PHARM INC|BIMI|Banca IMI Securities Corp.|1045
ALXN|ALEXION PHARM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7528
ALXN|ALEXION PHARM INC|BLKX|INSTINET, LLC|464115
ALXN|ALEXION PHARM INC|BMOC|BMO Capital Markets Corp.|101533
ALXN|ALEXION PHARM INC|BNPX|BNP PARIBAS SECURITIES CORP.|402108
ALXN|ALEXION PHARM INC|BRGE|Newbridge Securities Corp.|1114
ALXN|ALEXION PHARM INC|BTIG|BTIG, LLC|33220
ALXN|ALEXION PHARM INC|BYXM|CBOE TRADING, INC.|2947
ALXN|ALEXION PHARM INC|CABR|Cabrera Capital Markets, Inc.|29
ALXN|ALEXION PHARM INC|CANT|Cantor Fitzgerald & Co.|368
ALXN|ALEXION PHARM INC|CHAS|Charles Schwab & Co., Inc.|2886
ALXN|ALEXION PHARM INC|CIBP|CIBC World Markets Corp.|12273
ALXN|ALEXION PHARM INC|CICF|Canaccord Genuity Corp.|200
ALXN|ALEXION PHARM INC|CIST|Capital Institutional Services, Inc.|6079
ALXN|ALEXION PHARM INC|CLSA|CLSA AMERICAS, LLC|308
ALXN|ALEXION PHARM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|203456
ALXN|ALEXION PHARM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1218
ALXN|ALEXION PHARM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9155
ALXN|ALEXION PHARM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|488815
ALXN|ALEXION PHARM INC|CTDL|Citadel Derivatives Group Llc|27884
ALXN|ALEXION PHARM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|71076
ALXN|ALEXION PHARM INC|DADA|D.A. Davidson & Co.|157
ALXN|ALEXION PHARM INC|DBAB|Deutsche Bank Securities Inc.|1210314
ALXN|ALEXION PHARM INC|DBAX|Deutsche Bank Securities Inc.|353800
ALXN|ALEXION PHARM INC|DBUL|Deutsche Bank Securities Inc.|8800
ALXN|ALEXION PHARM INC|DCHF|Dart Executions, LLC|5794
ALXN|ALEXION PHARM INC|DEAN|MORGAN STANLEY|26943
ALXN|ALEXION PHARM INC|DEGS|RONIN PROFESSIONAL LLC|755
ALXN|ALEXION PHARM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30362
ALXN|ALEXION PHARM INC|DRWK|DRW SECURITIES, L.L.C.|47885
ALXN|ALEXION PHARM INC|EBXL|EBX LLC|173200
ALXN|ALEXION PHARM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|32020
ALXN|ALEXION PHARM INC|EDJO|Edward D. Jones & Co., L.P.|1495
ALXN|ALEXION PHARM INC|EGAM|CBOE TRADING, INC.|13067
ALXN|ALEXION PHARM INC|EGAW|CBOE TRADING, INC.|271
ALXN|ALEXION PHARM INC|EGMT|EG MARKET TECHNOLOGIES LLC|6539
ALXN|ALEXION PHARM INC|EGXM|CBOE TRADING, INC.|6056
ALXN|ALEXION PHARM INC|EGXW|CBOE TRADING, INC.|424
ALXN|ALEXION PHARM INC|ESPO|ESPOSITO SECURITIES, LLC|14
ALXN|ALEXION PHARM INC|ETBE|Electronic Transaction Clearing, Inc.|64481
ALXN|ALEXION PHARM INC|ETCC|Electronic Transaction Clearing, Inc.|3747
ALXN|ALEXION PHARM INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2444
ALXN|ALEXION PHARM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|71069
ALXN|ALEXION PHARM INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|926
ALXN|ALEXION PHARM INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|64
ALXN|ALEXION PHARM INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|75097
ALXN|ALEXION PHARM INC|ETRS|E*Trade Securities LLC|172496
ALXN|ALEXION PHARM INC|FBCO|Credit Suisse Securities (USA) LLC|1231226
ALXN|ALEXION PHARM INC|FBSB|U.S. Bancorp Investments, Inc.|163
ALXN|ALEXION PHARM INC|FILL|Tradestation Securities, Inc.|79873
ALXN|ALEXION PHARM INC|FINX|FINTECH SECURITIES|95
ALXN|ALEXION PHARM INC|FMAF|NBCN Inc./ CDS|1196
ALXN|ALEXION PHARM INC|FOMA|TD AMERITRADE CLEARING, INC.|212836
ALXN|ALEXION PHARM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38270
ALXN|ALEXION PHARM INC|FQLS|Quantlab Securities LP|576360
ALXN|ALEXION PHARM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130153
ALXN|ALEXION PHARM INC|FTBR|Foliofn Investments, Inc.|5475
ALXN|ALEXION PHARM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|101701
ALXN|ALEXION PHARM INC|GELP|RBC CAPITAL MARKETS, LLC|2171
ALXN|ALEXION PHARM INC|GLIS|TD Securities Inc|100
ALXN|ALEXION PHARM INC|GLPX|ACS EXECUTION SERVICES, LLC|38807
ALXN|ALEXION PHARM INC|GSCO|GOLDMAN SACHS & CO. LLC|1810133
ALXN|ALEXION PHARM INC|GSCS|GOLDMAN SACHS & CO. LLC|45240
ALXN|ALEXION PHARM INC|GSLT|GOLDMAN SACHS & CO. LLC|11546
ALXN|ALEXION PHARM INC|GTSZ|GTS SECURITIES LLC|308695
ALXN|ALEXION PHARM INC|HAPX|HAP Trading, LLC|4698
ALXN|ALEXION PHARM INC|HRBF|American Enterprise Investment Services Inc.|8868
ALXN|ALEXION PHARM INC|HSBC|HSBC Securities, Inc.|116541
ALXN|ALEXION PHARM INC|IATS|INTERACTIVE BROKERS LLC|24647
ALXN|ALEXION PHARM INC|IBKR|Interactive Brokers Llc|142813
ALXN|ALEXION PHARM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|718
ALXN|ALEXION PHARM INC|ICBX|INSTINET, LLC|39200
ALXN|ALEXION PHARM INC|IEQY|CITADEL SECURITIES LLC|583823
ALXN|ALEXION PHARM INC|INCA|INSTINET, LLC|905932
ALXN|ALEXION PHARM INC|INJX|INSTINET, LLC|55889
ALXN|ALEXION PHARM INC|ITGI|ITG Inc.|43564
ALXN|ALEXION PHARM INC|ITGP|ITG INC.|180400
ALXN|ALEXION PHARM INC|JANY|Janney Montgomery Scott Inc.|670
ALXN|ALEXION PHARM INC|JEFF|JEFFERIES LLC|367478
ALXN|ALEXION PHARM INC|JMPT|JUMP TRADING, LLC|86666
ALXN|ALEXION PHARM INC|JPBX|J.P. MORGAN SECURITIES LLC|175653
ALXN|ALEXION PHARM INC|JPMX|J.P. Morgan Securities LLC|868276
ALXN|ALEXION PHARM INC|JSJX|JANE STREET CAPITAL LLC|8841
ALXN|ALEXION PHARM INC|KCGM|VIRTU Americas LLC|65532
ALXN|ALEXION PHARM INC|KEYB|KEYBANC CAPITAL MARKETS INC.|170111
ALXN|ALEXION PHARM INC|LEER|LEERINK PARTNERS LLC|4500
ALXN|ALEXION PHARM INC|LEHM|Barclays Capital Inc./Le|1946208
ALXN|ALEXION PHARM INC|LIME|Lime Brokerage LLC|294795
ALXN|ALEXION PHARM INC|LIWD|LIME BROKERAGE LLC|157
ALXN|ALEXION PHARM INC|LOOP|Loop Capital Markets LLC|3
ALXN|ALEXION PHARM INC|LQNA|LIQUIDNET, INC.|16500
ALXN|ALEXION PHARM INC|LQNB|LIQUIDNET, INC.|5000
ALXN|ALEXION PHARM INC|LSCI|Lek Securities Corporation|2924
ALXN|ALEXION PHARM INC|LVMR|LIVERMORE TRADING GROUP, INC.|2636
ALXN|ALEXION PHARM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ALXN|ALEXION PHARM INC|MACC|Mid Atlantic Capital Corporation|72
ALXN|ALEXION PHARM INC|MACQ|Macquarie Capital (USA) Inc.|3468
ALXN|ALEXION PHARM INC|MAXM|Maxim Group LLC|11
ALXN|ALEXION PHARM INC|MBTS|ALLY INVEST SECURITIES LLC|10
ALXN|ALEXION PHARM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116870
ALXN|ALEXION PHARM INC|MOTF|MOTIF INVESTING, INC.|18
ALXN|ALEXION PHARM INC|MPSG|E D & F Man Capital Markets Inc.|3394
ALXN|ALEXION PHARM INC|MSCO|MORGAN STANLEY & CO. LLC|4329955
ALXN|ALEXION PHARM INC|MSPL|MORGAN STANLEY & CO. LLC|315400
ALXN|ALEXION PHARM INC|MSTX|MORGAN STANLEY & CO. LLC|120800
ALXN|ALEXION PHARM INC|MZHO|Mizuho Securities USA LLC|10000
ALXN|ALEXION PHARM INC|NEUB|NEUBERGER BERMAN BD LLC|342
ALXN|ALEXION PHARM INC|NFSC|National Financial Services LLC|348133
ALXN|ALEXION PHARM INC|NITE|VIRTU Americas LLC|596538
ALXN|ALEXION PHARM INC|NITP|VIRTU Americas LLC|5141
ALXN|ALEXION PHARM INC|NQRB|Brut, LLC|11986
ALXN|ALEXION PHARM INC|NTRC|Northern Trust Securities, Inc.|16843
ALXN|ALEXION PHARM INC|OHOS|TWO SIGMA SECURITIES, LLC|129533
ALXN|ALEXION PHARM INC|OLDM|OLD MISSION CAPITAL, LLC|4798
ALXN|ALEXION PHARM INC|OPCO|Oppenheimer & Co. Inc.|8099
ALXN|ALEXION PHARM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2589
ALXN|ALEXION PHARM INC|PDQM|CODA MARKETS, INC.|113261
ALXN|ALEXION PHARM INC|PHLY|NASDAQ Execution Services, LLC|7600
ALXN|ALEXION PHARM INC|PICT|Pictet Overseas Inc.|258
ALXN|ALEXION PHARM INC|PIPR|Piper Jaffray & Co.|8692
ALXN|ALEXION PHARM INC|PWJC|UBS Financial Services, Inc.|1534
ALXN|ALEXION PHARM INC|RAJA|Raymond James & Associates, Inc.|21574
ALXN|ALEXION PHARM INC|RBCM|RBC CAPITAL MARKETS, LLC|4678
ALXN|ALEXION PHARM INC|SAGL|SAGETRADER, LLC|55713
ALXN|ALEXION PHARM INC|SBSH|Citigroup Global Markets Inc.|478122
ALXN|ALEXION PHARM INC|SEIC|SEI Investments Distribution Co.|400
ALXN|ALEXION PHARM INC|SGMT|GOLDMAN SACHS & CO. LLC|165208
ALXN|ALEXION PHARM INC|SJLS|TRADE INFORMATICS LLC|100
ALXN|ALEXION PHARM INC|SOGO|Wang Investment Associates, Inc.|1
ALXN|ALEXION PHARM INC|SPDR|SPEEDROUTE LLC|19661
ALXN|ALEXION PHARM INC|SPHN|Stephens Inc.|29
ALXN|ALEXION PHARM INC|STFL|Stifel, Nicolaus & Company, Incorporated|34236
ALXN|ALEXION PHARM INC|STKP|STOCKPILE INVESTMENTS, INC.|70
ALXN|ALEXION PHARM INC|SWIM|TD Ameritrade, Inc.|52317
ALXN|ALEXION PHARM INC|SWST|Hilltop Securities Inc.|4620
ALXN|ALEXION PHARM INC|TAGC|TELSEY ADVISORY GROUP LLC|388
ALXN|ALEXION PHARM INC|TDSI|TD Securities (USA) LLC|100
ALXN|ALEXION PHARM INC|TKNG|ALLY INVEST SECURITIES LLC|769
ALXN|ALEXION PHARM INC|TMBR|Timber Hill LLC|1
ALXN|ALEXION PHARM INC|TONC|CUTTONE & CO., LLC|1470
ALXN|ALEXION PHARM INC|TRBT|Tradebot Systems, Inc.|249045
ALXN|ALEXION PHARM INC|TRCM|TRC MARKETS LLC|218790
ALXN|ALEXION PHARM INC|TTUC|CUTTONE & CO., INC.|423
ALXN|ALEXION PHARM INC|TWTT|TASTYWORKS, INC.|50
ALXN|ALEXION PHARM INC|UBSA|UBS SECURITIES LLC|796772
ALXN|ALEXION PHARM INC|UBSS|UBS Securities LLC|2059878
ALXN|ALEXION PHARM INC|UFPA|UNITED FIRST PARTNERS LLC|400
ALXN|ALEXION PHARM INC|VALX|VIRTU AMERICAS LLC|72500
ALXN|ALEXION PHARM INC|VERT|The Vertical Trading Group, LLC|75
ALXN|ALEXION PHARM INC|VGRD|Vanguard Marketing Corporation|6493
ALXN|ALEXION PHARM INC|VNDS|VANDHAM SECURITIES CORP|20673
ALXN|ALEXION PHARM INC|WABR|Wall Street Access|2291
ALXN|ALEXION PHARM INC|WBLR|WILLIAM BLAIR|230
ALXN|ALEXION PHARM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|18975
ALXN|ALEXION PHARM INC|WCHV|WELLS FARGO SECURITIES, LLC|136778
ALXN|ALEXION PHARM INC|WDNX|WEEDEN & CO.L.P.|6698
ALXN|ALEXION PHARM INC|WEDB|WEDBUSH SECURITIES INC.|16983
ALXN|ALEXION PHARM INC|WEED|Weeden & Co.L.P.|5188
ALXN|ALEXION PHARM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24519
ALXN|ALEXION PHARM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22883
ALXN|ALEXION PHARM INC|WGIF|CIBC World Markets Inc.|1001
ALXN|ALEXION PHARM INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1136
ALXN|ALEXION PHARM INC|WSAG|WALL STREET ACCESS|162
ALXN|ALEXION PHARM INC|WSEA|WOLVERINE SECURITIES, LLC|3128
ALXN|ALEXION PHARM INC|XIST|INSTINET, LLC|16650
ALXN|ALEXION PHARM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|70702
ALXN|ALEXION PHARM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|13251
ALXN|ALEXION PHARM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5753
AM|ANTERO MIDSTREAM LP|ABLE|NATIXIS Securities Americas LLC|100900
AM|ANTERO MIDSTREAM LP|ALTX|Alternet Securities Inc.|8457
AM|ANTERO MIDSTREAM LP|APCC|Apex Clearing Corporation|40
AM|ANTERO MIDSTREAM LP|BATM|CBOE TRADING, INC.|7153
AM|ANTERO MIDSTREAM LP|BERN|Sanford C. Bernstein & Co., LLC|8143
AM|ANTERO MIDSTREAM LP|BIDS|BIDS TRADING L.P.|68500
AM|ANTERO MIDSTREAM LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7674
AM|ANTERO MIDSTREAM LP|BLKX|INSTINET, LLC|31300
AM|ANTERO MIDSTREAM LP|BNPX|BNP PARIBAS SECURITIES CORP.|2103
AM|ANTERO MIDSTREAM LP|BTIG|BTIG, LLC|60272
AM|ANTERO MIDSTREAM LP|BYXM|CBOE TRADING, INC.|2988
AM|ANTERO MIDSTREAM LP|BZYD|GOLDMAN SACHS & CO. LLC|1602
AM|ANTERO MIDSTREAM LP|CANT|Cantor Fitzgerald & Co.|226
AM|ANTERO MIDSTREAM LP|CHAS|Charles Schwab & Co., Inc.|3526
AM|ANTERO MIDSTREAM LP|CMPT|Compass Point Research & Trading, LLC|4569
AM|ANTERO MIDSTREAM LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|165631
AM|ANTERO MIDSTREAM LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5744
AM|ANTERO MIDSTREAM LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|179081
AM|ANTERO MIDSTREAM LP|CTDL|Citadel Derivatives Group Llc|5724
AM|ANTERO MIDSTREAM LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|29160
AM|ANTERO MIDSTREAM LP|DAVA|Davenport & Company LLC|531
AM|ANTERO MIDSTREAM LP|DBAB|Deutsche Bank Securities Inc.|48574
AM|ANTERO MIDSTREAM LP|DBAX|Deutsche Bank Securities Inc.|207600
AM|ANTERO MIDSTREAM LP|DEAN|MORGAN STANLEY|5869
AM|ANTERO MIDSTREAM LP|DEGS|RONIN PROFESSIONAL LLC|1423
AM|ANTERO MIDSTREAM LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2742
AM|ANTERO MIDSTREAM LP|EBXL|EBX LLC|183500
AM|ANTERO MIDSTREAM LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|64117
AM|ANTERO MIDSTREAM LP|EDJO|Edward D. Jones & Co., L.P.|1063
AM|ANTERO MIDSTREAM LP|EGAM|CBOE TRADING, INC.|15907
AM|ANTERO MIDSTREAM LP|EGMT|EG MARKET TECHNOLOGIES LLC|300
AM|ANTERO MIDSTREAM LP|EGXM|CBOE TRADING, INC.|5542
AM|ANTERO MIDSTREAM LP|ETBE|Electronic Transaction Clearing, Inc.|5222
AM|ANTERO MIDSTREAM LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4203
AM|ANTERO MIDSTREAM LP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|968
AM|ANTERO MIDSTREAM LP|ETRS|E*Trade Securities LLC|31507
AM|ANTERO MIDSTREAM LP|FBRC|B. RILEY FBR, INC.|569745
AM|ANTERO MIDSTREAM LP|FILL|Tradestation Securities, Inc.|1530
AM|ANTERO MIDSTREAM LP|FMAF|NBCN Inc./ CDS|20
AM|ANTERO MIDSTREAM LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45873
AM|ANTERO MIDSTREAM LP|FTBR|Foliofn Investments, Inc.|384
AM|ANTERO MIDSTREAM LP|GLPX|ACS EXECUTION SERVICES, LLC|12589
AM|ANTERO MIDSTREAM LP|GSCO|GOLDMAN SACHS & CO. LLC|567021
AM|ANTERO MIDSTREAM LP|GSCS|GOLDMAN SACHS & CO. LLC|7981
AM|ANTERO MIDSTREAM LP|GSLT|GOLDMAN SACHS & CO. LLC|1867
AM|ANTERO MIDSTREAM LP|GTSZ|GTS SECURITIES LLC|32049
AM|ANTERO MIDSTREAM LP|HRBF|American Enterprise Investment Services Inc.|1706
AM|ANTERO MIDSTREAM LP|IATS|INTERACTIVE BROKERS LLC|9994
AM|ANTERO MIDSTREAM LP|IBKR|Interactive Brokers Llc|16579
AM|ANTERO MIDSTREAM LP|ICBX|INSTINET, LLC|69686
AM|ANTERO MIDSTREAM LP|INCA|INSTINET, LLC|34599
AM|ANTERO MIDSTREAM LP|INJX|INSTINET, LLC|1533
AM|ANTERO MIDSTREAM LP|ITGI|ITG Inc.|26512
AM|ANTERO MIDSTREAM LP|ITGP|ITG INC.|99600
AM|ANTERO MIDSTREAM LP|JANY|Janney Montgomery Scott Inc.|1270
AM|ANTERO MIDSTREAM LP|JEFF|JEFFERIES LLC|41483
AM|ANTERO MIDSTREAM LP|JMPT|JUMP TRADING, LLC|18787
AM|ANTERO MIDSTREAM LP|JPBX|J.P. MORGAN SECURITIES LLC|829
AM|ANTERO MIDSTREAM LP|JPMX|J.P. Morgan Securities LLC|174712
AM|ANTERO MIDSTREAM LP|JSJX|JANE STREET CAPITAL LLC|31001
AM|ANTERO MIDSTREAM LP|JUTA|JUMP TRADING, LLC|200
AM|ANTERO MIDSTREAM LP|KCGM|VIRTU Americas LLC|49364
AM|ANTERO MIDSTREAM LP|LEHM|Barclays Capital Inc./Le|300264
AM|ANTERO MIDSTREAM LP|LIME|Lime Brokerage LLC|15808
AM|ANTERO MIDSTREAM LP|LQNA|LIQUIDNET, INC.|51700
AM|ANTERO MIDSTREAM LP|LSCI|Lek Securities Corporation|106
AM|ANTERO MIDSTREAM LP|MBTS|ALLY INVEST SECURITIES LLC|940
AM|ANTERO MIDSTREAM LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94629
AM|ANTERO MIDSTREAM LP|MOTF|MOTIF INVESTING, INC.|2
AM|ANTERO MIDSTREAM LP|MSCO|MORGAN STANLEY & CO. LLC|751356
AM|ANTERO MIDSTREAM LP|MSPL|MORGAN STANLEY & CO. LLC|66000
AM|ANTERO MIDSTREAM LP|NEUB|NEUBERGER BERMAN BD LLC|725
AM|ANTERO MIDSTREAM LP|NFSC|National Financial Services LLC|91761
AM|ANTERO MIDSTREAM LP|NITE|VIRTU Americas LLC|274275
AM|ANTERO MIDSTREAM LP|NITP|VIRTU Americas LLC|490
AM|ANTERO MIDSTREAM LP|NQRB|Brut, LLC|34306
AM|ANTERO MIDSTREAM LP|OPCO|Oppenheimer & Co. Inc.|1566
AM|ANTERO MIDSTREAM LP|PASL|Pershing Advisor Solutions LLC|90
AM|ANTERO MIDSTREAM LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|564
AM|ANTERO MIDSTREAM LP|PDQM|CODA MARKETS, INC.|39010
AM|ANTERO MIDSTREAM LP|PWJC|UBS Financial Services, Inc.|1800
AM|ANTERO MIDSTREAM LP|RBCM|RBC CAPITAL MARKETS, LLC|5551
AM|ANTERO MIDSTREAM LP|SAGL|SAGETRADER, LLC|25945
AM|ANTERO MIDSTREAM LP|SAGW|SAGETRADER, LLC|334
AM|ANTERO MIDSTREAM LP|SBSH|Citigroup Global Markets Inc.|123824
AM|ANTERO MIDSTREAM LP|SGMT|GOLDMAN SACHS & CO. LLC|72897
AM|ANTERO MIDSTREAM LP|SPDR|SPEEDROUTE LLC|21543
AM|ANTERO MIDSTREAM LP|SPHN|Stephens Inc.|300
AM|ANTERO MIDSTREAM LP|STFL|Stifel, Nicolaus & Company, Incorporated|4855
AM|ANTERO MIDSTREAM LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4100
AM|ANTERO MIDSTREAM LP|SWIM|TD Ameritrade, Inc.|13008
AM|ANTERO MIDSTREAM LP|SWST|Hilltop Securities Inc.|220
AM|ANTERO MIDSTREAM LP|TKNG|ALLY INVEST SECURITIES LLC|826
AM|ANTERO MIDSTREAM LP|TRBT|Tradebot Systems, Inc.|77885
AM|ANTERO MIDSTREAM LP|TRCM|TRC MARKETS LLC|41763
AM|ANTERO MIDSTREAM LP|UBSA|UBS SECURITIES LLC|388818
AM|ANTERO MIDSTREAM LP|UBSS|UBS Securities LLC|390142
AM|ANTERO MIDSTREAM LP|USCA|USCA Securities LLC|10100
AM|ANTERO MIDSTREAM LP|VALX|VIRTU AMERICAS LLC|8066
AM|ANTERO MIDSTREAM LP|VGRD|Vanguard Marketing Corporation|12401
AM|ANTERO MIDSTREAM LP|WABR|Wall Street Access|600
AM|ANTERO MIDSTREAM LP|WBET|Wallachbeth Capital LLC|1015
AM|ANTERO MIDSTREAM LP|WBPX|SUMMIT SECURITIES GROUP, LLC|1216
AM|ANTERO MIDSTREAM LP|WCHV|WELLS FARGO SECURITIES, LLC|84969
AM|ANTERO MIDSTREAM LP|WEDB|WEDBUSH SECURITIES INC.|4576
AM|ANTERO MIDSTREAM LP|WEED|Weeden & Co.L.P.|2946
AM|ANTERO MIDSTREAM LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2729
AM|ANTERO MIDSTREAM LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|60319
AM|ANTERO MIDSTREAM LP|WFPB|Wells Fargo Securities, LLC.|43846
AM|ANTERO MIDSTREAM LP|WSEA|WOLVERINE SECURITIES, LLC|8926
AM|ANTERO MIDSTREAM LP|XIST|INSTINET, LLC|800
AM|ANTERO MIDSTREAM LP|XPUS|XP SECURITIES, LLC|180
AM|ANTERO MIDSTREAM LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2384
AM|ANTERO MIDSTREAM LP|YKNA|COMHAR CAPITAL MARKETS, LLC|1115
AM|ANTERO MIDSTREAM LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1403
AMAG|AMAG PHARMACEUTICALS|AGIS|Aegis Capital Corp.|200
AMAG|AMAG PHARMACEUTICALS|ALTX|Alternet Securities Inc.|12300
AMAG|AMAG PHARMACEUTICALS|APCC|Apex Clearing Corporation|2752
AMAG|AMAG PHARMACEUTICALS|AQUA|AQUA SECURITIES L.P.|5000
AMAG|AMAG PHARMACEUTICALS|BARD|Robert W. Baird & Co. Incorporated|500
AMAG|AMAG PHARMACEUTICALS|BATM|CBOE TRADING, INC.|6813
AMAG|AMAG PHARMACEUTICALS|BERN|Sanford C. Bernstein & Co., LLC|89410
AMAG|AMAG PHARMACEUTICALS|BIDS|BIDS TRADING L.P.|20700
AMAG|AMAG PHARMACEUTICALS|BIMI|Banca IMI Securities Corp.|4800
AMAG|AMAG PHARMACEUTICALS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1095
AMAG|AMAG PHARMACEUTICALS|BLKX|INSTINET, LLC|363497
AMAG|AMAG PHARMACEUTICALS|BMOC|BMO Capital Markets Corp.|320951
AMAG|AMAG PHARMACEUTICALS|BNPX|BNP PARIBAS SECURITIES CORP.|96695
AMAG|AMAG PHARMACEUTICALS|BRGE|Newbridge Securities Corp.|500
AMAG|AMAG PHARMACEUTICALS|BRVL|BLAYLOCK VAN, LLC|800
AMAG|AMAG PHARMACEUTICALS|BTIG|BTIG, LLC|16426
AMAG|AMAG PHARMACEUTICALS|BYXM|CBOE TRADING, INC.|400
AMAG|AMAG PHARMACEUTICALS|CANT|Cantor Fitzgerald & Co.|47500
AMAG|AMAG PHARMACEUTICALS|CHAS|Charles Schwab & Co., Inc.|2240
AMAG|AMAG PHARMACEUTICALS|CLSA|CLSA AMERICAS, LLC|100
AMAG|AMAG PHARMACEUTICALS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70993
AMAG|AMAG PHARMACEUTICALS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2810
AMAG|AMAG PHARMACEUTICALS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
AMAG|AMAG PHARMACEUTICALS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|411113
AMAG|AMAG PHARMACEUTICALS|CTDE|CHOICETRADE|500
AMAG|AMAG PHARMACEUTICALS|CTDL|Citadel Derivatives Group Llc|10853
AMAG|AMAG PHARMACEUTICALS|CXCX|CITIGROUP GLOBAL MARKETS INC.|115586
AMAG|AMAG PHARMACEUTICALS|DBAB|Deutsche Bank Securities Inc.|404976
AMAG|AMAG PHARMACEUTICALS|DBAX|Deutsche Bank Securities Inc.|409700
AMAG|AMAG PHARMACEUTICALS|DBUL|Deutsche Bank Securities Inc.|3000
AMAG|AMAG PHARMACEUTICALS|DEAN|MORGAN STANLEY|6064
AMAG|AMAG PHARMACEUTICALS|DEGS|RONIN PROFESSIONAL LLC|6441
AMAG|AMAG PHARMACEUTICALS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5700
AMAG|AMAG PHARMACEUTICALS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2430
AMAG|AMAG PHARMACEUTICALS|EBXL|EBX LLC|146900
AMAG|AMAG PHARMACEUTICALS|ECUT|CONVERGEX EXECUTION SOLUTIONS|21999
AMAG|AMAG PHARMACEUTICALS|EGAM|CBOE TRADING, INC.|20924
AMAG|AMAG PHARMACEUTICALS|EGAW|CBOE TRADING, INC.|200
AMAG|AMAG PHARMACEUTICALS|EGMT|EG MARKET TECHNOLOGIES LLC|800
AMAG|AMAG PHARMACEUTICALS|EGXM|CBOE TRADING, INC.|5571
AMAG|AMAG PHARMACEUTICALS|EGXW|CBOE TRADING, INC.|100
AMAG|AMAG PHARMACEUTICALS|ETBE|Electronic Transaction Clearing, Inc.|1175
AMAG|AMAG PHARMACEUTICALS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|30320
AMAG|AMAG PHARMACEUTICALS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2826
AMAG|AMAG PHARMACEUTICALS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1100
AMAG|AMAG PHARMACEUTICALS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14252
AMAG|AMAG PHARMACEUTICALS|ETRS|E*Trade Securities LLC|40403
AMAG|AMAG PHARMACEUTICALS|FBCO|Credit Suisse Securities (USA) LLC|281553
AMAG|AMAG PHARMACEUTICALS|FILL|Tradestation Securities, Inc.|1856
AMAG|AMAG PHARMACEUTICALS|FMAF|NBCN Inc./ CDS|2000
AMAG|AMAG PHARMACEUTICALS|FOMA|TD AMERITRADE CLEARING, INC.|129755
AMAG|AMAG PHARMACEUTICALS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6324
AMAG|AMAG PHARMACEUTICALS|FQLS|Quantlab Securities LP|216219
AMAG|AMAG PHARMACEUTICALS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32023
AMAG|AMAG PHARMACEUTICALS|FTBR|Foliofn Investments, Inc.|26669
AMAG|AMAG PHARMACEUTICALS|GEBB|GLOBAL EXECUTION BROKERS, LP|42712
AMAG|AMAG PHARMACEUTICALS|GLPX|ACS EXECUTION SERVICES, LLC|12621
AMAG|AMAG PHARMACEUTICALS|GSCO|GOLDMAN SACHS & CO. LLC|1019935
AMAG|AMAG PHARMACEUTICALS|GSCS|GOLDMAN SACHS & CO. LLC|86278
AMAG|AMAG PHARMACEUTICALS|GSLT|GOLDMAN SACHS & CO. LLC|7370
AMAG|AMAG PHARMACEUTICALS|GTSZ|GTS SECURITIES LLC|52898
AMAG|AMAG PHARMACEUTICALS|HAPX|HAP Trading, LLC|1207
AMAG|AMAG PHARMACEUTICALS|HRBF|American Enterprise Investment Services Inc.|3450
AMAG|AMAG PHARMACEUTICALS|IATS|INTERACTIVE BROKERS LLC|29357
AMAG|AMAG PHARMACEUTICALS|IBKR|Interactive Brokers Llc|149151
AMAG|AMAG PHARMACEUTICALS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1371
AMAG|AMAG PHARMACEUTICALS|ICBX|INSTINET, LLC|88873
AMAG|AMAG PHARMACEUTICALS|IEQY|CITADEL SECURITIES LLC|87224
AMAG|AMAG PHARMACEUTICALS|INCA|INSTINET, LLC|251721
AMAG|AMAG PHARMACEUTICALS|INJX|INSTINET, LLC|261923
AMAG|AMAG PHARMACEUTICALS|ITGI|ITG Inc.|170267
AMAG|AMAG PHARMACEUTICALS|ITGP|ITG INC.|497600
AMAG|AMAG PHARMACEUTICALS|JANY|Janney Montgomery Scott Inc.|10
AMAG|AMAG PHARMACEUTICALS|JEFF|JEFFERIES LLC|464171
AMAG|AMAG PHARMACEUTICALS|JMPT|JUMP TRADING, LLC|23010
AMAG|AMAG PHARMACEUTICALS|JPBX|J.P. MORGAN SECURITIES LLC|26366
AMAG|AMAG PHARMACEUTICALS|JPMX|J.P. Morgan Securities LLC|1124807
AMAG|AMAG PHARMACEUTICALS|JSJX|JANE STREET CAPITAL LLC|4950
AMAG|AMAG PHARMACEUTICALS|KCGM|VIRTU Americas LLC|78875
AMAG|AMAG PHARMACEUTICALS|LEER|LEERINK PARTNERS LLC|25600
AMAG|AMAG PHARMACEUTICALS|LEHM|Barclays Capital Inc./Le|618223
AMAG|AMAG PHARMACEUTICALS|LIME|Lime Brokerage LLC|178625
AMAG|AMAG PHARMACEUTICALS|LMNX|LUMINEX TRADING & ANALYTICS LLC|40800
AMAG|AMAG PHARMACEUTICALS|LOOP|Loop Capital Markets LLC|927
AMAG|AMAG PHARMACEUTICALS|LQNA|LIQUIDNET, INC.|536200
AMAG|AMAG PHARMACEUTICALS|LSCI|Lek Securities Corporation|496
AMAG|AMAG PHARMACEUTICALS|LVMR|LIVERMORE TRADING GROUP, INC.|13498
AMAG|AMAG PHARMACEUTICALS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AMAG|AMAG PHARMACEUTICALS|MAXM|Maxim Group LLC|2700
AMAG|AMAG PHARMACEUTICALS|MBTS|ALLY INVEST SECURITIES LLC|3041
AMAG|AMAG PHARMACEUTICALS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|461663
AMAG|AMAG PHARMACEUTICALS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2009
AMAG|AMAG PHARMACEUTICALS|MSCO|MORGAN STANLEY & CO. LLC|1999556
AMAG|AMAG PHARMACEUTICALS|MSPL|MORGAN STANLEY & CO. LLC|440900
AMAG|AMAG PHARMACEUTICALS|MSTX|MORGAN STANLEY & CO. LLC|61600
AMAG|AMAG PHARMACEUTICALS|NFSC|National Financial Services LLC|113679
AMAG|AMAG PHARMACEUTICALS|NITE|VIRTU Americas LLC|469624
AMAG|AMAG PHARMACEUTICALS|NITP|VIRTU Americas LLC|9795
AMAG|AMAG PHARMACEUTICALS|NMRA|Nomura Securities International, Inc.|295800
AMAG|AMAG PHARMACEUTICALS|NQRB|Brut, LLC|2326
AMAG|AMAG PHARMACEUTICALS|OPCO|Oppenheimer & Co. Inc.|4400
AMAG|AMAG PHARMACEUTICALS|PDQM|CODA MARKETS, INC.|106965
AMAG|AMAG PHARMACEUTICALS|PWJC|UBS Financial Services, Inc.|7460
AMAG|AMAG PHARMACEUTICALS|RAJA|Raymond James & Associates, Inc.|2164
AMAG|AMAG PHARMACEUTICALS|RBCM|RBC CAPITAL MARKETS, LLC|37
AMAG|AMAG PHARMACEUTICALS|RHCO|Suntrust Robinson Humphrey, Inc.|4100
AMAG|AMAG PHARMACEUTICALS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|200
AMAG|AMAG PHARMACEUTICALS|SAGL|SAGETRADER, LLC|13470
AMAG|AMAG PHARMACEUTICALS|SAGW|SAGETRADER, LLC|1560
AMAG|AMAG PHARMACEUTICALS|SBSH|Citigroup Global Markets Inc.|243953
AMAG|AMAG PHARMACEUTICALS|SGMT|GOLDMAN SACHS & CO. LLC|299661
AMAG|AMAG PHARMACEUTICALS|SPDR|SPEEDROUTE LLC|16880
AMAG|AMAG PHARMACEUTICALS|STFL|Stifel, Nicolaus & Company, Incorporated|100
AMAG|AMAG PHARMACEUTICALS|STKP|STOCKPILE INVESTMENTS, INC.|18
AMAG|AMAG PHARMACEUTICALS|SWIM|TD Ameritrade, Inc.|14821
AMAG|AMAG PHARMACEUTICALS|TKNG|ALLY INVEST SECURITIES LLC|170
AMAG|AMAG PHARMACEUTICALS|TRBT|Tradebot Systems, Inc.|24488
AMAG|AMAG PHARMACEUTICALS|TRCM|TRC MARKETS LLC|26990
AMAG|AMAG PHARMACEUTICALS|UBSA|UBS SECURITIES LLC|1003645
AMAG|AMAG PHARMACEUTICALS|UBSS|UBS Securities LLC|1047817
AMAG|AMAG PHARMACEUTICALS|VALX|VIRTU AMERICAS LLC|89879
AMAG|AMAG PHARMACEUTICALS|VGRD|Vanguard Marketing Corporation|2700
AMAG|AMAG PHARMACEUTICALS|WBPX|SUMMIT SECURITIES GROUP, LLC|1105
AMAG|AMAG PHARMACEUTICALS|WCHV|WELLS FARGO SECURITIES, LLC|11040
AMAG|AMAG PHARMACEUTICALS|WEDB|WEDBUSH SECURITIES INC.|17065
AMAG|AMAG PHARMACEUTICALS|WEED|Weeden & Co.L.P.|2400
AMAG|AMAG PHARMACEUTICALS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4683
AMAG|AMAG PHARMACEUTICALS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|81708
AMAG|AMAG PHARMACEUTICALS|WGIF|CIBC World Markets Inc.|17
AMAG|AMAG PHARMACEUTICALS|WORD|Worden Capital Management LLC|1000
AMAG|AMAG PHARMACEUTICALS|WSEA|WOLVERINE SECURITIES, LLC|4253
AMAG|AMAG PHARMACEUTICALS|XIST|INSTINET, LLC|103698
AMAG|AMAG PHARMACEUTICALS|XSTM|NATIONAL FINANCIAL SERVICES LLC|93550
AMAG|AMAG PHARMACEUTICALS|YKNA|COMHAR CAPITAL MARKETS, LLC|1398
AMAG|AMAG PHARMACEUTICALS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|761
AMAT|APPLIED MATERIALS|ABLE|NATIXIS Securities Americas LLC|1060142
AMAT|APPLIED MATERIALS|ADAM|CANACCORD GENUITY INC.|50
AMAT|APPLIED MATERIALS|AGCP|AEGIS CAPITAL CORP.|550
AMAT|APPLIED MATERIALS|AGIS|Aegis Capital Corp.|28738
AMAT|APPLIED MATERIALS|ALFA|ALPHA TRADING L.P.|766439
AMAT|APPLIED MATERIALS|ALLN|Allen & Company LLC|86813
AMAT|APPLIED MATERIALS|ALTX|Alternet Securities Inc.|194466
AMAT|APPLIED MATERIALS|ANOS|ABEL/NOSER, L.L.C.|71159
AMAT|APPLIED MATERIALS|APCC|Apex Clearing Corporation|50486
AMAT|APPLIED MATERIALS|BALE|M&T SECURITIES, INC.|400
AMAT|APPLIED MATERIALS|BANK|Primevest Financial Services, Inc.|1288
AMAT|APPLIED MATERIALS|BARD|Robert W. Baird & Co. Incorporated|33653
AMAT|APPLIED MATERIALS|BATM|CBOE TRADING, INC.|49200
AMAT|APPLIED MATERIALS|BAYC|BAY CREST PARTNERS, LLC|558330
AMAT|APPLIED MATERIALS|BAYT|BTIG, LLC|37906
AMAT|APPLIED MATERIALS|BBNT|BB&T SECURITIES, LLC|11505
AMAT|APPLIED MATERIALS|BERN|Sanford C. Bernstein & Co., LLC|1869097
AMAT|APPLIED MATERIALS|BGCE|BGC Financial Inc.|31669
AMAT|APPLIED MATERIALS|BIAD|SAGETRADER, LLC|964
AMAT|APPLIED MATERIALS|BIDS|BIDS TRADING L.P.|6200
AMAT|APPLIED MATERIALS|BIMI|Banca IMI Securities Corp.|20254
AMAT|APPLIED MATERIALS|BKCM|BNY Mellon Capital Markets LLC|4142
AMAT|APPLIED MATERIALS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|275823
AMAT|APPLIED MATERIALS|BLKX|INSTINET, LLC|498976
AMAT|APPLIED MATERIALS|BMAK|BMA SECURITIES|7270
AMAT|APPLIED MATERIALS|BMOC|BMO Capital Markets Corp.|669459
AMAT|APPLIED MATERIALS|BNPX|BNP PARIBAS SECURITIES CORP.|2174492
AMAT|APPLIED MATERIALS|BRGE|Newbridge Securities Corp.|4134
AMAT|APPLIED MATERIALS|BTIG|BTIG, LLC|473231
AMAT|APPLIED MATERIALS|BYXM|CBOE TRADING, INC.|20529
AMAT|APPLIED MATERIALS|BZYD|GOLDMAN SACHS & CO. LLC|230
AMAT|APPLIED MATERIALS|CABR|Cabrera Capital Markets, Inc.|50
AMAT|APPLIED MATERIALS|CANT|Cantor Fitzgerald & Co.|105398
AMAT|APPLIED MATERIALS|CBLC|CITIGROUP GLOBAL MARKETS INC.|72712
AMAT|APPLIED MATERIALS|CBRA|Cobra Trading, Inc.|5400
AMAT|APPLIED MATERIALS|CGWM|Citigroup Global Markets Inc.|2846
AMAT|APPLIED MATERIALS|CHAS|Charles Schwab & Co., Inc.|82239
AMAT|APPLIED MATERIALS|CHBC|PENSERRA SECURITIES, LLC|29000
AMAT|APPLIED MATERIALS|CIBP|CIBC World Markets Corp.|1067541
AMAT|APPLIED MATERIALS|CICF|Canaccord Genuity Corp.|3737
AMAT|APPLIED MATERIALS|CIST|Capital Institutional Services, Inc.|24881
AMAT|APPLIED MATERIALS|CLSA|CLSA AMERICAS, LLC|35100
AMAT|APPLIED MATERIALS|COWR|Cowen and Company, LLC|18950
AMAT|APPLIED MATERIALS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1572544
AMAT|APPLIED MATERIALS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10729
AMAT|APPLIED MATERIALS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|107685
AMAT|APPLIED MATERIALS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4984385
AMAT|APPLIED MATERIALS|CTDE|CHOICETRADE|40
AMAT|APPLIED MATERIALS|CTDL|Citadel Derivatives Group Llc|326849
AMAT|APPLIED MATERIALS|CTLR|CUTLER GROUP, LP|1400
AMAT|APPLIED MATERIALS|CXCX|CITIGROUP GLOBAL MARKETS INC.|458892
AMAT|APPLIED MATERIALS|DADA|D.A. Davidson & Co.|25310
AMAT|APPLIED MATERIALS|DAVA|Davenport & Company LLC|14515
AMAT|APPLIED MATERIALS|DAWA|Daiwa Capital Markets America Inc.|52954
AMAT|APPLIED MATERIALS|DBAB|Deutsche Bank Securities Inc.|7898090
AMAT|APPLIED MATERIALS|DBAX|Deutsche Bank Securities Inc.|3516300
AMAT|APPLIED MATERIALS|DBUL|Deutsche Bank Securities Inc.|25888
AMAT|APPLIED MATERIALS|DCHF|Dart Executions, LLC|58803
AMAT|APPLIED MATERIALS|DEAN|MORGAN STANLEY|91471
AMAT|APPLIED MATERIALS|DEGS|RONIN PROFESSIONAL LLC|9337
AMAT|APPLIED MATERIALS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|111411
AMAT|APPLIED MATERIALS|DIVA|Divine Capital Markets LLC|6300
AMAT|APPLIED MATERIALS|DRWK|DRW SECURITIES, L.L.C.|220557
AMAT|APPLIED MATERIALS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|8897
AMAT|APPLIED MATERIALS|EBXL|EBX LLC|3889500
AMAT|APPLIED MATERIALS|ECUT|CONVERGEX EXECUTION SOLUTIONS|126828
AMAT|APPLIED MATERIALS|EDJC|Edward Jones / CDS|2136
AMAT|APPLIED MATERIALS|EDJO|Edward D. Jones & Co., L.P.|34190
AMAT|APPLIED MATERIALS|EGAM|CBOE TRADING, INC.|171528
AMAT|APPLIED MATERIALS|EGAW|CBOE TRADING, INC.|2941
AMAT|APPLIED MATERIALS|EGMT|EG MARKET TECHNOLOGIES LLC|1716
AMAT|APPLIED MATERIALS|EGXM|CBOE TRADING, INC.|50976
AMAT|APPLIED MATERIALS|EGXW|CBOE TRADING, INC.|868
AMAT|APPLIED MATERIALS|ELEV|ELEVATION, LLC|47134
AMAT|APPLIED MATERIALS|EROP|Eroom Securities L.L.C.|3500
AMAT|APPLIED MATERIALS|ESPO|ESPOSITO SECURITIES, LLC|408
AMAT|APPLIED MATERIALS|ETBE|Electronic Transaction Clearing, Inc.|716859
AMAT|APPLIED MATERIALS|ETCB|ETC BROKERAGE SERVICES, LLC|657
AMAT|APPLIED MATERIALS|ETCC|Electronic Transaction Clearing, Inc.|13073
AMAT|APPLIED MATERIALS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|28032
AMAT|APPLIED MATERIALS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|64011
AMAT|APPLIED MATERIALS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|597
AMAT|APPLIED MATERIALS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|2796534
AMAT|APPLIED MATERIALS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
AMAT|APPLIED MATERIALS|ETRS|E*Trade Securities LLC|2536119
AMAT|APPLIED MATERIALS|FBCO|Credit Suisse Securities (USA) LLC|12789276
AMAT|APPLIED MATERIALS|FBRC|B. RILEY FBR, INC.|2300
AMAT|APPLIED MATERIALS|FBSB|U.S. Bancorp Investments, Inc.|396
AMAT|APPLIED MATERIALS|FFSI|Firstrade Securities Inc.|1720
AMAT|APPLIED MATERIALS|FILL|Tradestation Securities, Inc.|1885470
AMAT|APPLIED MATERIALS|FINX|FINTECH SECURITIES|3935
AMAT|APPLIED MATERIALS|FMAF|NBCN Inc./ CDS|57603
AMAT|APPLIED MATERIALS|FOMA|TD AMERITRADE CLEARING, INC.|8150082
AMAT|APPLIED MATERIALS|FORD|Fordham Financial Management, Inc.|1695
AMAT|APPLIED MATERIALS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|58576
AMAT|APPLIED MATERIALS|FQLS|Quantlab Securities LP|6759725
AMAT|APPLIED MATERIALS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|535498
AMAT|APPLIED MATERIALS|FTBR|Foliofn Investments, Inc.|59296
AMAT|APPLIED MATERIALS|GEBB|GLOBAL EXECUTION BROKERS, LP|608288
AMAT|APPLIED MATERIALS|GELP|RBC CAPITAL MARKETS, LLC|14262
AMAT|APPLIED MATERIALS|GFIS|GFI Securities LLC|25373
AMAT|APPLIED MATERIALS|GFRY|JUMP TRADING, LLC|1909206
AMAT|APPLIED MATERIALS|GLIS|TD Securities Inc|6452
AMAT|APPLIED MATERIALS|GLPX|ACS EXECUTION SERVICES, LLC|239763
AMAT|APPLIED MATERIALS|GSCO|GOLDMAN SACHS & CO. LLC|19812583
AMAT|APPLIED MATERIALS|GSCS|GOLDMAN SACHS & CO. LLC|400536
AMAT|APPLIED MATERIALS|GSLT|GOLDMAN SACHS & CO. LLC|49504
AMAT|APPLIED MATERIALS|GTSZ|GTS SECURITIES LLC|1635270
AMAT|APPLIED MATERIALS|HAPX|HAP Trading, LLC|3300
AMAT|APPLIED MATERIALS|HASF|Haywood Securities Inc./CDS|2185
AMAT|APPLIED MATERIALS|HCTA|Hardcastle Trading USA LLC|603409
AMAT|APPLIED MATERIALS|HRBF|American Enterprise Investment Services Inc.|123966
AMAT|APPLIED MATERIALS|HSBC|HSBC Securities, Inc.|331990
AMAT|APPLIED MATERIALS|IATS|INTERACTIVE BROKERS LLC|266361
AMAT|APPLIED MATERIALS|IBKR|Interactive Brokers Llc|2010494
AMAT|APPLIED MATERIALS|IBSJ|Integrity Brokerage Services, Inc.|350
AMAT|APPLIED MATERIALS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18443
AMAT|APPLIED MATERIALS|ICBX|INSTINET, LLC|1403969
AMAT|APPLIED MATERIALS|IEQY|CITADEL SECURITIES LLC|2534121
AMAT|APPLIED MATERIALS|INCA|INSTINET, LLC|6397852
AMAT|APPLIED MATERIALS|INJX|INSTINET, LLC|293320
AMAT|APPLIED MATERIALS|INTL|INTL FCSTONE FINANCIAL INC.|214
AMAT|APPLIED MATERIALS|ITGI|ITG Inc.|1894151
AMAT|APPLIED MATERIALS|ITGP|ITG INC.|2877200
AMAT|APPLIED MATERIALS|JANY|Janney Montgomery Scott Inc.|26226
AMAT|APPLIED MATERIALS|JEFF|JEFFERIES LLC|1755321
AMAT|APPLIED MATERIALS|JMPT|JUMP TRADING, LLC|1337817
AMAT|APPLIED MATERIALS|JONE|JonesTrading|12739
AMAT|APPLIED MATERIALS|JPBX|J.P. MORGAN SECURITIES LLC|1213979
AMAT|APPLIED MATERIALS|JPMX|J.P. Morgan Securities LLC|4901180
AMAT|APPLIED MATERIALS|JSCL|JOSEPH STONE CAPITAL L.L.C.|900
AMAT|APPLIED MATERIALS|JSEB|JANE STREET EXECUTION SERVICES, LLC|175213
AMAT|APPLIED MATERIALS|JSJX|JANE STREET CAPITAL LLC|39696
AMAT|APPLIED MATERIALS|JUTA|JUMP TRADING, LLC|37494
AMAT|APPLIED MATERIALS|KCGM|VIRTU Americas LLC|800038
AMAT|APPLIED MATERIALS|KCRD|PHX FINANCIAL, INC.|490
AMAT|APPLIED MATERIALS|LBKI|Libucki & Co., LLC|63300
AMAT|APPLIED MATERIALS|LEHM|Barclays Capital Inc./Le|14435413
AMAT|APPLIED MATERIALS|LGNT|COR CLEARING LLC|226
AMAT|APPLIED MATERIALS|LIME|Lime Brokerage LLC|773822
AMAT|APPLIED MATERIALS|LIWE|LIME BROKERAGE LLC|23142
AMAT|APPLIED MATERIALS|LMGP|LIME BROKERAGE LLC|46708
AMAT|APPLIED MATERIALS|LMNX|LUMINEX TRADING & ANALYTICS LLC|174006
AMAT|APPLIED MATERIALS|LOOP|Loop Capital Markets LLC|66100
AMAT|APPLIED MATERIALS|LPCM|Lampert Capital Markets Inc.|25700
AMAT|APPLIED MATERIALS|LQNA|LIQUIDNET, INC.|314100
AMAT|APPLIED MATERIALS|LQNB|LIQUIDNET, INC.|6000
AMAT|APPLIED MATERIALS|LSCI|Lek Securities Corporation|167442
AMAT|APPLIED MATERIALS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6917
AMAT|APPLIED MATERIALS|MACC|Mid Atlantic Capital Corporation|6461
AMAT|APPLIED MATERIALS|MAXM|Maxim Group LLC|115626
AMAT|APPLIED MATERIALS|MBTS|ALLY INVEST SECURITIES LLC|12090
AMAT|APPLIED MATERIALS|MCMF|Raymond James Ltd. Cds|39188
AMAT|APPLIED MATERIALS|MKMP|MKM Partners LLC|95500
AMAT|APPLIED MATERIALS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1986079
AMAT|APPLIED MATERIALS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2800
AMAT|APPLIED MATERIALS|MOTF|MOTIF INVESTING, INC.|166
AMAT|APPLIED MATERIALS|MPSG|E D & F Man Capital Markets Inc.|25135
AMAT|APPLIED MATERIALS|MSCO|MORGAN STANLEY & CO. LLC|33581027
AMAT|APPLIED MATERIALS|MSPL|MORGAN STANLEY & CO. LLC|4061400
AMAT|APPLIED MATERIALS|MSTX|MORGAN STANLEY & CO. LLC|3461500
AMAT|APPLIED MATERIALS|MZHO|Mizuho Securities USA LLC|183400
AMAT|APPLIED MATERIALS|NATL|National Securities Corporation|17364
AMAT|APPLIED MATERIALS|NBCS|NBC Securities, INC.|1100
AMAT|APPLIED MATERIALS|NEUB|NEUBERGER BERMAN BD LLC|285
AMAT|APPLIED MATERIALS|NFSC|National Financial Services LLC|7323751
AMAT|APPLIED MATERIALS|NITE|VIRTU Americas LLC|12189275
AMAT|APPLIED MATERIALS|NITP|VIRTU Americas LLC|32611
AMAT|APPLIED MATERIALS|NMRA|Nomura Securities International, Inc.|2900
AMAT|APPLIED MATERIALS|NORT|Northland Securities, Inc.|3750
AMAT|APPLIED MATERIALS|NQRB|Brut, LLC|196675
AMAT|APPLIED MATERIALS|NTFN|Network 1 Financial Securities Inc.|100
AMAT|APPLIED MATERIALS|NTRC|Northern Trust Securities, Inc.|3560
AMAT|APPLIED MATERIALS|OCEA|OCEAN FINANCIAL SERVICES, LLC|500
AMAT|APPLIED MATERIALS|OHOS|TWO SIGMA SECURITIES, LLC|756890
AMAT|APPLIED MATERIALS|OLDM|OLD MISSION CAPITAL, LLC|18075
AMAT|APPLIED MATERIALS|ONEL|O'NEIL SECURITIES, INCORPORATED|53669
AMAT|APPLIED MATERIALS|OPCO|Oppenheimer & Co. Inc.|51692
AMAT|APPLIED MATERIALS|OTAA|OTA LLC|8500
AMAT|APPLIED MATERIALS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7438
AMAT|APPLIED MATERIALS|PCPT|PHILLIP CAPITAL INC.|24467
AMAT|APPLIED MATERIALS|PDQM|CODA MARKETS, INC.|254367
AMAT|APPLIED MATERIALS|PHLY|NASDAQ Execution Services, LLC|130418
AMAT|APPLIED MATERIALS|PICT|Pictet Overseas Inc.|6000
AMAT|APPLIED MATERIALS|PIPR|Piper Jaffray & Co.|53796
AMAT|APPLIED MATERIALS|POIN|PRECISION SECURITIES, LLC (POIN)|6000
AMAT|APPLIED MATERIALS|PWJC|UBS Financial Services, Inc.|161499
AMAT|APPLIED MATERIALS|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1290
AMAT|APPLIED MATERIALS|RAJA|Raymond James & Associates, Inc.|294404
AMAT|APPLIED MATERIALS|RBCM|RBC CAPITAL MARKETS, LLC|202021
AMAT|APPLIED MATERIALS|RDBN|Redburn Partners (USA) LP|100
AMAT|APPLIED MATERIALS|RGLD|Regal Securities, Inc|561
AMAT|APPLIED MATERIALS|RHCO|Suntrust Robinson Humphrey, Inc.|34600
AMAT|APPLIED MATERIALS|ROTH|Roth Capital Partners, LLC|1800
AMAT|APPLIED MATERIALS|SAGL|SAGETRADER, LLC|106546
AMAT|APPLIED MATERIALS|SAGW|SAGETRADER, LLC|391
AMAT|APPLIED MATERIALS|SALI|INTL FCSTONE FINANCIAL INC.|18223
AMAT|APPLIED MATERIALS|SALW|SW FINANCIAL|800
AMAT|APPLIED MATERIALS|SBSH|Citigroup Global Markets Inc.|8428484
AMAT|APPLIED MATERIALS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|2800
AMAT|APPLIED MATERIALS|SEIC|SEI Investments Distribution Co.|17237
AMAT|APPLIED MATERIALS|SGMT|GOLDMAN SACHS & CO. LLC|2921732
AMAT|APPLIED MATERIALS|SJLS|TRADE INFORMATICS LLC|77164
AMAT|APPLIED MATERIALS|SOGO|Wang Investment Associates, Inc.|2800
AMAT|APPLIED MATERIALS|SPDR|SPEEDROUTE LLC|124943
AMAT|APPLIED MATERIALS|SPHN|Stephens Inc.|4845
AMAT|APPLIED MATERIALS|SPTD|MINT GLOBAL MARKETS, INC.|600
AMAT|APPLIED MATERIALS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1746
AMAT|APPLIED MATERIALS|STFL|Stifel, Nicolaus & Company, Incorporated|294935
AMAT|APPLIED MATERIALS|STKP|STOCKPILE INVESTMENTS, INC.|2100
AMAT|APPLIED MATERIALS|STXG|Stockcross Financial Services, Inc.|165
AMAT|APPLIED MATERIALS|SWIM|TD Ameritrade, Inc.|2592446
AMAT|APPLIED MATERIALS|SWST|Hilltop Securities Inc.|31762
AMAT|APPLIED MATERIALS|TDFS|TRADERFIELD SECURITIES INC.|400
AMAT|APPLIED MATERIALS|TITL|TITLEIST ASSET MANAGEMENT, LTD.|100
AMAT|APPLIED MATERIALS|TKNG|ALLY INVEST SECURITIES LLC|299712
AMAT|APPLIED MATERIALS|TMBR|Timber Hill LLC|2060
AMAT|APPLIED MATERIALS|TONC|CUTTONE & CO., LLC|2080
AMAT|APPLIED MATERIALS|TOUR|TOURMALINE PARTNERS, LLC|1100
AMAT|APPLIED MATERIALS|TRBT|Tradebot Systems, Inc.|4151864
AMAT|APPLIED MATERIALS|TRCM|TRC MARKETS LLC|2006845
AMAT|APPLIED MATERIALS|TTUC|CUTTONE & CO., INC.|52388
AMAT|APPLIED MATERIALS|TWTT|TASTYWORKS, INC.|4885
AMAT|APPLIED MATERIALS|UBSA|UBS SECURITIES LLC|7715016
AMAT|APPLIED MATERIALS|UBSS|UBS Securities LLC|11749589
AMAT|APPLIED MATERIALS|VALX|VIRTU AMERICAS LLC|161083
AMAT|APPLIED MATERIALS|VFIN|National Securities Corporation|400
AMAT|APPLIED MATERIALS|VGRD|Vanguard Marketing Corporation|331454
AMAT|APPLIED MATERIALS|VIEW|VIEWTRADE SECURITIES LLC|402
AMAT|APPLIED MATERIALS|VNDM|Wall Street Access|1600
AMAT|APPLIED MATERIALS|VSIN|Vision Financial Markets Llc|294
AMAT|APPLIED MATERIALS|WABR|Wall Street Access|26830
AMAT|APPLIED MATERIALS|WBET|Wallachbeth Capital LLC|1223
AMAT|APPLIED MATERIALS|WBLR|WILLIAM BLAIR|15711
AMAT|APPLIED MATERIALS|WBPX|SUMMIT SECURITIES GROUP, LLC|58766
AMAT|APPLIED MATERIALS|WCHV|WELLS FARGO SECURITIES, LLC|1802139
AMAT|APPLIED MATERIALS|WDNX|WEEDEN & CO.L.P.|9658
AMAT|APPLIED MATERIALS|WEDB|WEDBUSH SECURITIES INC.|50878
AMAT|APPLIED MATERIALS|WEED|Weeden & Co.L.P.|29472
AMAT|APPLIED MATERIALS|WESC|Wellington Shields & Co., LLC|400
AMAT|APPLIED MATERIALS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|880976
AMAT|APPLIED MATERIALS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|133939
AMAT|APPLIED MATERIALS|WFPB|Wells Fargo Securities, LLC.|500
AMAT|APPLIED MATERIALS|WGIF|CIBC World Markets Inc.|96894
AMAT|APPLIED MATERIALS|WHOT|JUST2TRADE, INC.|140
AMAT|APPLIED MATERIALS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4445
AMAT|APPLIED MATERIALS|WOLF|Wolfe Trahan Securities|900
AMAT|APPLIED MATERIALS|WORD|Worden Capital Management LLC|1000
AMAT|APPLIED MATERIALS|WSAG|WALL STREET ACCESS|296
AMAT|APPLIED MATERIALS|WSEA|WOLVERINE SECURITIES, LLC|280209
AMAT|APPLIED MATERIALS|WTFS|JUST2TRADE, INC.|1000
AMAT|APPLIED MATERIALS|XIST|INSTINET, LLC|847988
AMAT|APPLIED MATERIALS|XPQR|Jump Trading|13937
AMAT|APPLIED MATERIALS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1875744
AMAT|APPLIED MATERIALS|YKNA|COMHAR CAPITAL MARKETS, LLC|14150
AMAT|APPLIED MATERIALS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|116338
AMBA|AMBARELLA, INC.|AGCP|AEGIS CAPITAL CORP.|100
AMBA|AMBARELLA, INC.|AGIS|Aegis Capital Corp.|2175
AMBA|AMBARELLA, INC.|ALLN|Allen & Company LLC|27215
AMBA|AMBARELLA, INC.|ALTX|Alternet Securities Inc.|27330
AMBA|AMBARELLA, INC.|APCC|Apex Clearing Corporation|38645
AMBA|AMBARELLA, INC.|BARD|Robert W. Baird & Co. Incorporated|3544
AMBA|AMBARELLA, INC.|BATM|CBOE TRADING, INC.|7661
AMBA|AMBARELLA, INC.|BAYC|BAY CREST PARTNERS, LLC|87
AMBA|AMBARELLA, INC.|BBNT|BB&T SECURITIES, LLC|130
AMBA|AMBARELLA, INC.|BERN|Sanford C. Bernstein & Co., LLC|34660
AMBA|AMBARELLA, INC.|BIMI|Banca IMI Securities Corp.|7031
AMBA|AMBARELLA, INC.|BKCM|BNY Mellon Capital Markets LLC|910
AMBA|AMBARELLA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|87101
AMBA|AMBARELLA, INC.|BLKX|INSTINET, LLC|27300
AMBA|AMBARELLA, INC.|BMOC|BMO Capital Markets Corp.|5175
AMBA|AMBARELLA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|19194
AMBA|AMBARELLA, INC.|BTIG|BTIG, LLC|31305
AMBA|AMBARELLA, INC.|BYXM|CBOE TRADING, INC.|11945
AMBA|AMBARELLA, INC.|CANT|Cantor Fitzgerald & Co.|143
AMBA|AMBARELLA, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|23000
AMBA|AMBARELLA, INC.|CHAS|Charles Schwab & Co., Inc.|21615
AMBA|AMBARELLA, INC.|CLSA|CLSA AMERICAS, LLC|8480
AMBA|AMBARELLA, INC.|CNFR|Cowen Prime Services LLC|100
AMBA|AMBARELLA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111379
AMBA|AMBARELLA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21341
AMBA|AMBARELLA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|104461
AMBA|AMBARELLA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|713566
AMBA|AMBARELLA, INC.|CTDL|Citadel Derivatives Group Llc|12945
AMBA|AMBARELLA, INC.|CTLR|CUTLER GROUP, LP|20834
AMBA|AMBARELLA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|56066
AMBA|AMBARELLA, INC.|DADA|D.A. Davidson & Co.|168
AMBA|AMBARELLA, INC.|DAWA|Daiwa Capital Markets America Inc.|8215
AMBA|AMBARELLA, INC.|DBAB|Deutsche Bank Securities Inc.|486033
AMBA|AMBARELLA, INC.|DBAX|Deutsche Bank Securities Inc.|334200
AMBA|AMBARELLA, INC.|DBUL|Deutsche Bank Securities Inc.|76464
AMBA|AMBARELLA, INC.|DCHF|Dart Executions, LLC|5405
AMBA|AMBARELLA, INC.|DEAN|MORGAN STANLEY|31913
AMBA|AMBARELLA, INC.|DEGS|RONIN PROFESSIONAL LLC|900
AMBA|AMBARELLA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32491
AMBA|AMBARELLA, INC.|DOTC|Dougherty & Company LLC|1000
AMBA|AMBARELLA, INC.|EBXL|EBX LLC|179900
AMBA|AMBARELLA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7442
AMBA|AMBARELLA, INC.|EDJO|Edward D. Jones & Co., L.P.|2132
AMBA|AMBARELLA, INC.|EGAM|CBOE TRADING, INC.|34527
AMBA|AMBARELLA, INC.|EGAW|CBOE TRADING, INC.|1060
AMBA|AMBARELLA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
AMBA|AMBARELLA, INC.|EGXM|CBOE TRADING, INC.|17612
AMBA|AMBARELLA, INC.|EGXW|CBOE TRADING, INC.|369
AMBA|AMBARELLA, INC.|ESPO|ESPOSITO SECURITIES, LLC|85612
AMBA|AMBARELLA, INC.|ETBE|Electronic Transaction Clearing, Inc.|38551
AMBA|AMBARELLA, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|106688
AMBA|AMBARELLA, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3496
AMBA|AMBARELLA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|77182
AMBA|AMBARELLA, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3308
AMBA|AMBARELLA, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|55300
AMBA|AMBARELLA, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|202
AMBA|AMBARELLA, INC.|ETRS|E*Trade Securities LLC|1160650
AMBA|AMBARELLA, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|1500
AMBA|AMBARELLA, INC.|FBCO|Credit Suisse Securities (USA) LLC|1141449
AMBA|AMBARELLA, INC.|FBSB|U.S. Bancorp Investments, Inc.|50
AMBA|AMBARELLA, INC.|FILL|Tradestation Securities, Inc.|96720
AMBA|AMBARELLA, INC.|FMAF|NBCN Inc./ CDS|3540
AMBA|AMBARELLA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1687120
AMBA|AMBARELLA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|479
AMBA|AMBARELLA, INC.|FQLS|Quantlab Securities LP|890257
AMBA|AMBARELLA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|306119
AMBA|AMBARELLA, INC.|FTBR|Foliofn Investments, Inc.|1985
AMBA|AMBARELLA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|38329
AMBA|AMBARELLA, INC.|GLIS|TD Securities Inc|597
AMBA|AMBARELLA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|148645
AMBA|AMBARELLA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|898526
AMBA|AMBARELLA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|51770
AMBA|AMBARELLA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|32459
AMBA|AMBARELLA, INC.|GTSZ|GTS SECURITIES LLC|266384
AMBA|AMBARELLA, INC.|HAPX|HAP Trading, LLC|1017
AMBA|AMBARELLA, INC.|HRBF|American Enterprise Investment Services Inc.|7336
AMBA|AMBARELLA, INC.|HSBC|HSBC Securities, Inc.|2682
AMBA|AMBARELLA, INC.|IATS|INTERACTIVE BROKERS LLC|90843
AMBA|AMBARELLA, INC.|IBKR|Interactive Brokers Llc|889430
AMBA|AMBARELLA, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
AMBA|AMBARELLA, INC.|ICBX|INSTINET, LLC|64128
AMBA|AMBARELLA, INC.|IEQY|CITADEL SECURITIES LLC|100136
AMBA|AMBARELLA, INC.|INCA|INSTINET, LLC|1307515
AMBA|AMBARELLA, INC.|INJX|INSTINET, LLC|18783
AMBA|AMBARELLA, INC.|ITGI|ITG Inc.|133158
AMBA|AMBARELLA, INC.|ITGP|ITG INC.|178000
AMBA|AMBARELLA, INC.|JANY|Janney Montgomery Scott Inc.|3087
AMBA|AMBARELLA, INC.|JEFF|JEFFERIES LLC|58604
AMBA|AMBARELLA, INC.|JMPT|JUMP TRADING, LLC|98898
AMBA|AMBARELLA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|55224
AMBA|AMBARELLA, INC.|JPMX|J.P. Morgan Securities LLC|643119
AMBA|AMBARELLA, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|14015
AMBA|AMBARELLA, INC.|JSJX|JANE STREET CAPITAL LLC|15487
AMBA|AMBARELLA, INC.|JUTA|JUMP TRADING, LLC|653
AMBA|AMBARELLA, INC.|KCGM|VIRTU Americas LLC|94216
AMBA|AMBARELLA, INC.|KCRD|PHX FINANCIAL, INC.|9670
AMBA|AMBARELLA, INC.|LEHM|Barclays Capital Inc./Le|1419213
AMBA|AMBARELLA, INC.|LIME|Lime Brokerage LLC|184520
AMBA|AMBARELLA, INC.|LIWD|LIME BROKERAGE LLC|700
AMBA|AMBARELLA, INC.|LIWE|LIME BROKERAGE LLC|727
AMBA|AMBARELLA, INC.|LQNA|LIQUIDNET, INC.|248900
AMBA|AMBARELLA, INC.|LSCI|Lek Securities Corporation|3904
AMBA|AMBARELLA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3320
AMBA|AMBARELLA, INC.|MAXM|Maxim Group LLC|32895
AMBA|AMBARELLA, INC.|MBTS|ALLY INVEST SECURITIES LLC|9576
AMBA|AMBARELLA, INC.|MICA|Spartan Securities Group, Ltd.|200
AMBA|AMBARELLA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|130370
AMBA|AMBARELLA, INC.|MOTF|MOTIF INVESTING, INC.|57
AMBA|AMBARELLA, INC.|MSCO|MORGAN STANLEY & CO. LLC|4785115
AMBA|AMBARELLA, INC.|MSPL|MORGAN STANLEY & CO. LLC|467500
AMBA|AMBARELLA, INC.|MSTX|MORGAN STANLEY & CO. LLC|196800
AMBA|AMBARELLA, INC.|NATL|National Securities Corporation|350
AMBA|AMBARELLA, INC.|NEED|Needham & Company, LLC|1650
AMBA|AMBARELLA, INC.|NEUB|NEUBERGER BERMAN BD LLC|50
AMBA|AMBARELLA, INC.|NFSC|National Financial Services LLC|1410047
AMBA|AMBARELLA, INC.|NITE|VIRTU Americas LLC|2941063
AMBA|AMBARELLA, INC.|NITP|VIRTU Americas LLC|8122
AMBA|AMBARELLA, INC.|NQRB|Brut, LLC|18765
AMBA|AMBARELLA, INC.|NTFN|Network 1 Financial Securities Inc.|835
AMBA|AMBARELLA, INC.|NTRC|Northern Trust Securities, Inc.|1212
AMBA|AMBARELLA, INC.|OHOS|TWO SIGMA SECURITIES, LLC|5350
AMBA|AMBARELLA, INC.|OPCO|Oppenheimer & Co. Inc.|4830
AMBA|AMBARELLA, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
AMBA|AMBARELLA, INC.|PCPT|PHILLIP CAPITAL INC.|6800
AMBA|AMBARELLA, INC.|PDQM|CODA MARKETS, INC.|408147
AMBA|AMBARELLA, INC.|PHLY|NASDAQ Execution Services, LLC|30800
AMBA|AMBARELLA, INC.|PIPR|Piper Jaffray & Co.|3700
AMBA|AMBARELLA, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|100
AMBA|AMBARELLA, INC.|PWJC|UBS Financial Services, Inc.|16460
AMBA|AMBARELLA, INC.|RAJA|Raymond James & Associates, Inc.|61134
AMBA|AMBARELLA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|14048
AMBA|AMBARELLA, INC.|RGLD|Regal Securities, Inc|1800
AMBA|AMBARELLA, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|67401
AMBA|AMBARELLA, INC.|SAGL|SAGETRADER, LLC|35118
AMBA|AMBARELLA, INC.|SAGW|SAGETRADER, LLC|52
AMBA|AMBARELLA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2460
AMBA|AMBARELLA, INC.|SALW|SW FINANCIAL|4425
AMBA|AMBARELLA, INC.|SBSH|Citigroup Global Markets Inc.|199801
AMBA|AMBARELLA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|172489
AMBA|AMBARELLA, INC.|SOGO|Wang Investment Associates, Inc.|2091
AMBA|AMBARELLA, INC.|SPDR|SPEEDROUTE LLC|109326
AMBA|AMBARELLA, INC.|SPHN|Stephens Inc.|358
AMBA|AMBARELLA, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|600
AMBA|AMBARELLA, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1600
AMBA|AMBARELLA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|28082
AMBA|AMBARELLA, INC.|STKP|STOCKPILE INVESTMENTS, INC.|136
AMBA|AMBARELLA, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|166
AMBA|AMBARELLA, INC.|SWIM|TD Ameritrade, Inc.|836514
AMBA|AMBARELLA, INC.|SWST|Hilltop Securities Inc.|9214
AMBA|AMBARELLA, INC.|TKNG|ALLY INVEST SECURITIES LLC|19469
AMBA|AMBARELLA, INC.|TONC|CUTTONE & CO., LLC|2673
AMBA|AMBARELLA, INC.|TRBT|Tradebot Systems, Inc.|482772
AMBA|AMBARELLA, INC.|TRCM|TRC MARKETS LLC|298975
AMBA|AMBARELLA, INC.|TWTT|TASTYWORKS, INC.|2420
AMBA|AMBARELLA, INC.|UBSA|UBS SECURITIES LLC|918869
AMBA|AMBARELLA, INC.|UBSS|UBS Securities LLC|1541863
AMBA|AMBARELLA, INC.|VALX|VIRTU AMERICAS LLC|16399
AMBA|AMBARELLA, INC.|VGRD|Vanguard Marketing Corporation|61505
AMBA|AMBARELLA, INC.|VIEW|VIEWTRADE SECURITIES LLC|1492
AMBA|AMBARELLA, INC.|VSIN|Vision Financial Markets Llc|1000
AMBA|AMBARELLA, INC.|WABR|Wall Street Access|27681
AMBA|AMBARELLA, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|700
AMBA|AMBARELLA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|184750
AMBA|AMBARELLA, INC.|WEDB|WEDBUSH SECURITIES INC.|342993
AMBA|AMBARELLA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|60350
AMBA|AMBARELLA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78955
AMBA|AMBARELLA, INC.|WGIF|CIBC World Markets Inc.|10879
AMBA|AMBARELLA, INC.|WHOT|JUST2TRADE, INC.|50
AMBA|AMBARELLA, INC.|WORD|Worden Capital Management LLC|50182
AMBA|AMBARELLA, INC.|WSEA|WOLVERINE SECURITIES, LLC|68633
AMBA|AMBARELLA, INC.|XIST|INSTINET, LLC|215600
AMBA|AMBARELLA, INC.|XPQR|Jump Trading|600
AMBA|AMBARELLA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|379934
AMBA|AMBARELLA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|16458
AMBA|AMBARELLA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9288
AMBC|AMBAC FINANCIAL GRP|ALTX|Alternet Securities Inc.|29426
AMBC|AMBAC FINANCIAL GRP|ANDG|Andrew Garrett Inc.|80485
AMBC|AMBAC FINANCIAL GRP|APCC|Apex Clearing Corporation|23439
AMBC|AMBAC FINANCIAL GRP|BATM|CBOE TRADING, INC.|13840
AMBC|AMBAC FINANCIAL GRP|BAYC|BAY CREST PARTNERS, LLC|11713
AMBC|AMBAC FINANCIAL GRP|BERN|Sanford C. Bernstein & Co., LLC|37490
AMBC|AMBAC FINANCIAL GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1408
AMBC|AMBAC FINANCIAL GRP|BLKX|INSTINET, LLC|57345
AMBC|AMBAC FINANCIAL GRP|BMOC|BMO Capital Markets Corp.|39011
AMBC|AMBAC FINANCIAL GRP|BNPX|BNP PARIBAS SECURITIES CORP.|22
AMBC|AMBAC FINANCIAL GRP|BTIG|BTIG, LLC|153894
AMBC|AMBAC FINANCIAL GRP|BYXM|CBOE TRADING, INC.|2949
AMBC|AMBAC FINANCIAL GRP|BZYD|GOLDMAN SACHS & CO. LLC|1200
AMBC|AMBAC FINANCIAL GRP|CANT|Cantor Fitzgerald & Co.|234
AMBC|AMBAC FINANCIAL GRP|CBLC|CITIGROUP GLOBAL MARKETS INC.|138040
AMBC|AMBAC FINANCIAL GRP|CHAS|Charles Schwab & Co., Inc.|351
AMBC|AMBAC FINANCIAL GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28275
AMBC|AMBAC FINANCIAL GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6227
AMBC|AMBAC FINANCIAL GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16100
AMBC|AMBAC FINANCIAL GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|390676
AMBC|AMBAC FINANCIAL GRP|CTDL|Citadel Derivatives Group Llc|34994
AMBC|AMBAC FINANCIAL GRP|CTLR|CUTLER GROUP, LP|1116
AMBC|AMBAC FINANCIAL GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|49796
AMBC|AMBAC FINANCIAL GRP|DBAB|Deutsche Bank Securities Inc.|822891
AMBC|AMBAC FINANCIAL GRP|DBAX|Deutsche Bank Securities Inc.|234500
AMBC|AMBAC FINANCIAL GRP|DBUL|Deutsche Bank Securities Inc.|6550
AMBC|AMBAC FINANCIAL GRP|DCHF|Dart Executions, LLC|4000
AMBC|AMBAC FINANCIAL GRP|DEAN|MORGAN STANLEY|5343
AMBC|AMBAC FINANCIAL GRP|DEGS|RONIN PROFESSIONAL LLC|4387
AMBC|AMBAC FINANCIAL GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27519
AMBC|AMBAC FINANCIAL GRP|EBXL|EBX LLC|169800
AMBC|AMBAC FINANCIAL GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5701
AMBC|AMBAC FINANCIAL GRP|EDJO|Edward D. Jones & Co., L.P.|118
AMBC|AMBAC FINANCIAL GRP|EGAM|CBOE TRADING, INC.|46879
AMBC|AMBAC FINANCIAL GRP|EGAW|CBOE TRADING, INC.|1050
AMBC|AMBAC FINANCIAL GRP|EGMT|EG MARKET TECHNOLOGIES LLC|100
AMBC|AMBAC FINANCIAL GRP|EGXM|CBOE TRADING, INC.|6085
AMBC|AMBAC FINANCIAL GRP|EGXW|CBOE TRADING, INC.|210
AMBC|AMBAC FINANCIAL GRP|ELEV|ELEVATION, LLC|591
AMBC|AMBAC FINANCIAL GRP|ETBE|Electronic Transaction Clearing, Inc.|83771
AMBC|AMBAC FINANCIAL GRP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9774
AMBC|AMBAC FINANCIAL GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14986
AMBC|AMBAC FINANCIAL GRP|ETRS|E*Trade Securities LLC|61682
AMBC|AMBAC FINANCIAL GRP|FBCO|Credit Suisse Securities (USA) LLC|415100
AMBC|AMBAC FINANCIAL GRP|FILL|Tradestation Securities, Inc.|6519
AMBC|AMBAC FINANCIAL GRP|FMAF|NBCN Inc./ CDS|52
AMBC|AMBAC FINANCIAL GRP|FOMA|TD AMERITRADE CLEARING, INC.|77200
AMBC|AMBAC FINANCIAL GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|46719
AMBC|AMBAC FINANCIAL GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138361
AMBC|AMBAC FINANCIAL GRP|FTBR|Foliofn Investments, Inc.|8434
AMBC|AMBAC FINANCIAL GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|70835
AMBC|AMBAC FINANCIAL GRP|GLIS|TD Securities Inc|400
AMBC|AMBAC FINANCIAL GRP|GLPX|ACS EXECUTION SERVICES, LLC|107325
AMBC|AMBAC FINANCIAL GRP|GSCO|GOLDMAN SACHS & CO. LLC|2560350
AMBC|AMBAC FINANCIAL GRP|GSCS|GOLDMAN SACHS & CO. LLC|61559
AMBC|AMBAC FINANCIAL GRP|GSLT|GOLDMAN SACHS & CO. LLC|14658
AMBC|AMBAC FINANCIAL GRP|GTSZ|GTS SECURITIES LLC|49733
AMBC|AMBAC FINANCIAL GRP|HAPX|HAP Trading, LLC|300
AMBC|AMBAC FINANCIAL GRP|HRBF|American Enterprise Investment Services Inc.|14
AMBC|AMBAC FINANCIAL GRP|HSBC|HSBC Securities, Inc.|4273
AMBC|AMBAC FINANCIAL GRP|IATS|INTERACTIVE BROKERS LLC|21053
AMBC|AMBAC FINANCIAL GRP|IBKR|Interactive Brokers Llc|386733
AMBC|AMBAC FINANCIAL GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
AMBC|AMBAC FINANCIAL GRP|ICBX|INSTINET, LLC|76523
AMBC|AMBAC FINANCIAL GRP|IEQY|CITADEL SECURITIES LLC|83379
AMBC|AMBAC FINANCIAL GRP|INCA|INSTINET, LLC|1559952
AMBC|AMBAC FINANCIAL GRP|INJX|INSTINET, LLC|39945
AMBC|AMBAC FINANCIAL GRP|ITGI|ITG Inc.|239532
AMBC|AMBAC FINANCIAL GRP|ITGP|ITG INC.|121000
AMBC|AMBAC FINANCIAL GRP|JANY|Janney Montgomery Scott Inc.|354
AMBC|AMBAC FINANCIAL GRP|JEFF|JEFFERIES LLC|285326
AMBC|AMBAC FINANCIAL GRP|JMPT|JUMP TRADING, LLC|95598
AMBC|AMBAC FINANCIAL GRP|JONE|JonesTrading|80100
AMBC|AMBAC FINANCIAL GRP|JPBX|J.P. MORGAN SECURITIES LLC|148692
AMBC|AMBAC FINANCIAL GRP|JPMX|J.P. Morgan Securities LLC|1172903
AMBC|AMBAC FINANCIAL GRP|JSJX|JANE STREET CAPITAL LLC|12388
AMBC|AMBAC FINANCIAL GRP|KCGM|VIRTU Americas LLC|47691
AMBC|AMBAC FINANCIAL GRP|LEHM|Barclays Capital Inc./Le|1135009
AMBC|AMBAC FINANCIAL GRP|LIME|Lime Brokerage LLC|312488
AMBC|AMBAC FINANCIAL GRP|LMGP|LIME BROKERAGE LLC|242609
AMBC|AMBAC FINANCIAL GRP|LOOP|Loop Capital Markets LLC|500
AMBC|AMBAC FINANCIAL GRP|LSCI|Lek Securities Corporation|59
AMBC|AMBAC FINANCIAL GRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
AMBC|AMBAC FINANCIAL GRP|MACC|Mid Atlantic Capital Corporation|11
AMBC|AMBAC FINANCIAL GRP|MAVB|Great Point Capital LLC|500
AMBC|AMBAC FINANCIAL GRP|MAXM|Maxim Group LLC|6611
AMBC|AMBAC FINANCIAL GRP|MBTS|ALLY INVEST SECURITIES LLC|45741
AMBC|AMBAC FINANCIAL GRP|MICA|Spartan Securities Group, Ltd.|40000
AMBC|AMBAC FINANCIAL GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136531
AMBC|AMBAC FINANCIAL GRP|MOTF|MOTIF INVESTING, INC.|2
AMBC|AMBAC FINANCIAL GRP|MSCO|MORGAN STANLEY & CO. LLC|2608145
AMBC|AMBAC FINANCIAL GRP|MSPL|MORGAN STANLEY & CO. LLC|372800
AMBC|AMBAC FINANCIAL GRP|MSTX|MORGAN STANLEY & CO. LLC|141700
AMBC|AMBAC FINANCIAL GRP|NFSC|National Financial Services LLC|67829
AMBC|AMBAC FINANCIAL GRP|NITE|VIRTU Americas LLC|519030
AMBC|AMBAC FINANCIAL GRP|NITP|VIRTU Americas LLC|10732
AMBC|AMBAC FINANCIAL GRP|NMRA|Nomura Securities International, Inc.|1800
AMBC|AMBAC FINANCIAL GRP|NQRB|Brut, LLC|21588
AMBC|AMBAC FINANCIAL GRP|NTRC|Northern Trust Securities, Inc.|2080
AMBC|AMBAC FINANCIAL GRP|OPCO|Oppenheimer & Co. Inc.|62
AMBC|AMBAC FINANCIAL GRP|OTAA|OTA LLC|200
AMBC|AMBAC FINANCIAL GRP|PDQM|CODA MARKETS, INC.|57841
AMBC|AMBAC FINANCIAL GRP|PWJC|UBS Financial Services, Inc.|3150
AMBC|AMBAC FINANCIAL GRP|QMSR|QUATTRO M SECURITIES INC.|86635
AMBC|AMBAC FINANCIAL GRP|RAJA|Raymond James & Associates, Inc.|3288
AMBC|AMBAC FINANCIAL GRP|RBCM|RBC CAPITAL MARKETS, LLC|45603
AMBC|AMBAC FINANCIAL GRP|RGLD|Regal Securities, Inc|600
AMBC|AMBAC FINANCIAL GRP|SAGL|SAGETRADER, LLC|9039
AMBC|AMBAC FINANCIAL GRP|SAGW|SAGETRADER, LLC|1838
AMBC|AMBAC FINANCIAL GRP|SALI|INTL FCSTONE FINANCIAL INC.|723
AMBC|AMBAC FINANCIAL GRP|SBSH|Citigroup Global Markets Inc.|711367
AMBC|AMBAC FINANCIAL GRP|SGMT|GOLDMAN SACHS & CO. LLC|110934
AMBC|AMBAC FINANCIAL GRP|SPDR|SPEEDROUTE LLC|109900
AMBC|AMBAC FINANCIAL GRP|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
AMBC|AMBAC FINANCIAL GRP|SWIM|TD Ameritrade, Inc.|70680
AMBC|AMBAC FINANCIAL GRP|SWST|Hilltop Securities Inc.|1482
AMBC|AMBAC FINANCIAL GRP|TKNG|ALLY INVEST SECURITIES LLC|7965
AMBC|AMBAC FINANCIAL GRP|TRBT|Tradebot Systems, Inc.|342448
AMBC|AMBAC FINANCIAL GRP|TRCM|TRC MARKETS LLC|217415
AMBC|AMBAC FINANCIAL GRP|TWTT|TASTYWORKS, INC.|210
AMBC|AMBAC FINANCIAL GRP|UBSA|UBS SECURITIES LLC|731411
AMBC|AMBAC FINANCIAL GRP|UBSS|UBS Securities LLC|3598726
AMBC|AMBAC FINANCIAL GRP|VALX|VIRTU AMERICAS LLC|10291
AMBC|AMBAC FINANCIAL GRP|VGRD|Vanguard Marketing Corporation|3061
AMBC|AMBAC FINANCIAL GRP|WBPX|SUMMIT SECURITIES GROUP, LLC|400
AMBC|AMBAC FINANCIAL GRP|WCHV|WELLS FARGO SECURITIES, LLC|528850
AMBC|AMBAC FINANCIAL GRP|WEDB|WEDBUSH SECURITIES INC.|26769
AMBC|AMBAC FINANCIAL GRP|WEED|Weeden & Co.L.P.|129058
AMBC|AMBAC FINANCIAL GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8390
AMBC|AMBAC FINANCIAL GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26583
AMBC|AMBAC FINANCIAL GRP|WFPB|Wells Fargo Securities, LLC.|1000
AMBC|AMBAC FINANCIAL GRP|WSEA|WOLVERINE SECURITIES, LLC|30579
AMBC|AMBAC FINANCIAL GRP|XIST|INSTINET, LLC|69640
AMBC|AMBAC FINANCIAL GRP|XPQR|Jump Trading|24
AMBC|AMBAC FINANCIAL GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|20448
AMBC|AMBAC FINANCIAL GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|1350
AMBC|AMBAC FINANCIAL GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1258
AMBCW|AMBAC FINANCIAL GRP|APCC|Apex Clearing Corporation|32025
AMBCW|AMBAC FINANCIAL GRP|BATM|CBOE TRADING, INC.|100
AMBCW|AMBAC FINANCIAL GRP|BYXM|CBOE TRADING, INC.|400
AMBCW|AMBAC FINANCIAL GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
AMBCW|AMBAC FINANCIAL GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1460
AMBCW|AMBAC FINANCIAL GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9277
AMBCW|AMBAC FINANCIAL GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
AMBCW|AMBAC FINANCIAL GRP|DBAX|Deutsche Bank Securities Inc.|100
AMBCW|AMBAC FINANCIAL GRP|DEGS|RONIN PROFESSIONAL LLC|428
AMBCW|AMBAC FINANCIAL GRP|EBXL|EBX LLC|1200
AMBCW|AMBAC FINANCIAL GRP|EDJO|Edward D. Jones & Co., L.P.|232
AMBCW|AMBAC FINANCIAL GRP|ETRS|E*Trade Securities LLC|100
AMBCW|AMBAC FINANCIAL GRP|FBCO|Credit Suisse Securities (USA) LLC|1000
AMBCW|AMBAC FINANCIAL GRP|FOMA|TD AMERITRADE CLEARING, INC.|278
AMBCW|AMBAC FINANCIAL GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
AMBCW|AMBAC FINANCIAL GRP|GLPX|ACS EXECUTION SERVICES, LLC|1886
AMBCW|AMBAC FINANCIAL GRP|GSLT|GOLDMAN SACHS & CO. LLC|5548
AMBCW|AMBAC FINANCIAL GRP|GTSZ|GTS SECURITIES LLC|4317
AMBCW|AMBAC FINANCIAL GRP|IBKR|Interactive Brokers Llc|5565
AMBCW|AMBAC FINANCIAL GRP|INCA|INSTINET, LLC|119116
AMBCW|AMBAC FINANCIAL GRP|ITGP|ITG INC.|200
AMBCW|AMBAC FINANCIAL GRP|JANY|Janney Montgomery Scott Inc.|1255
AMBCW|AMBAC FINANCIAL GRP|LIME|Lime Brokerage LLC|1049
AMBCW|AMBAC FINANCIAL GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AMBCW|AMBAC FINANCIAL GRP|MSCO|MORGAN STANLEY & CO. LLC|36728
AMBCW|AMBAC FINANCIAL GRP|NFSC|National Financial Services LLC|698
AMBCW|AMBAC FINANCIAL GRP|NITE|VIRTU Americas LLC|43056
AMBCW|AMBAC FINANCIAL GRP|NQRB|Brut, LLC|600
AMBCW|AMBAC FINANCIAL GRP|PDQM|CODA MARKETS, INC.|2086
AMBCW|AMBAC FINANCIAL GRP|RBCM|RBC CAPITAL MARKETS, LLC|3325
AMBCW|AMBAC FINANCIAL GRP|SAGL|SAGETRADER, LLC|250
AMBCW|AMBAC FINANCIAL GRP|SGMT|GOLDMAN SACHS & CO. LLC|200
AMBCW|AMBAC FINANCIAL GRP|SPDR|SPEEDROUTE LLC|201
AMBCW|AMBAC FINANCIAL GRP|SPGS|Sea Port Group Securities, LLC|2000
AMBCW|AMBAC FINANCIAL GRP|SWST|Hilltop Securities Inc.|100
AMBCW|AMBAC FINANCIAL GRP|UBSA|UBS SECURITIES LLC|2301
AMBCW|AMBAC FINANCIAL GRP|UBSS|UBS Securities LLC|4000
AMBCW|AMBAC FINANCIAL GRP|WCHV|WELLS FARGO SECURITIES, LLC|15107
AMBCW|AMBAC FINANCIAL GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10586
AMBCW|AMBAC FINANCIAL GRP|WSEA|WOLVERINE SECURITIES, LLC|3
AMBO|AMBOW EDUCATION ADS|AGIS|Aegis Capital Corp.|700
AMBO|AMBOW EDUCATION ADS|ALTX|Alternet Securities Inc.|2149
AMBO|AMBOW EDUCATION ADS|APCC|Apex Clearing Corporation|11550
AMBO|AMBOW EDUCATION ADS|BARD|Robert W. Baird & Co. Incorporated|9368
AMBO|AMBOW EDUCATION ADS|BATM|CBOE TRADING, INC.|967
AMBO|AMBOW EDUCATION ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6089
AMBO|AMBOW EDUCATION ADS|BNCH|The Benchmark Company, LLC|5300
AMBO|AMBOW EDUCATION ADS|BRGE|Newbridge Securities Corp.|7800
AMBO|AMBOW EDUCATION ADS|BYXM|CBOE TRADING, INC.|350
AMBO|AMBOW EDUCATION ADS|CHAS|Charles Schwab & Co., Inc.|318
AMBO|AMBOW EDUCATION ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12470
AMBO|AMBOW EDUCATION ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4350
AMBO|AMBOW EDUCATION ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24559
AMBO|AMBOW EDUCATION ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9536
AMBO|AMBOW EDUCATION ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
AMBO|AMBOW EDUCATION ADS|DBAB|Deutsche Bank Securities Inc.|7000
AMBO|AMBOW EDUCATION ADS|DBAX|Deutsche Bank Securities Inc.|6000
AMBO|AMBOW EDUCATION ADS|DEAN|MORGAN STANLEY|350
AMBO|AMBOW EDUCATION ADS|EBXL|EBX LLC|10000
AMBO|AMBOW EDUCATION ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2180
AMBO|AMBOW EDUCATION ADS|EGAM|CBOE TRADING, INC.|678
AMBO|AMBOW EDUCATION ADS|EGAW|CBOE TRADING, INC.|100
AMBO|AMBOW EDUCATION ADS|EGXM|CBOE TRADING, INC.|2782
AMBO|AMBOW EDUCATION ADS|ETBE|Electronic Transaction Clearing, Inc.|32
AMBO|AMBOW EDUCATION ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3926
AMBO|AMBOW EDUCATION ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5800
AMBO|AMBOW EDUCATION ADS|ETRS|E*Trade Securities LLC|295767
AMBO|AMBOW EDUCATION ADS|FILL|Tradestation Securities, Inc.|14348
AMBO|AMBOW EDUCATION ADS|FMAF|NBCN Inc./ CDS|1227
AMBO|AMBOW EDUCATION ADS|GLIS|TD Securities Inc|890
AMBO|AMBOW EDUCATION ADS|GLPX|ACS EXECUTION SERVICES, LLC|108455
AMBO|AMBOW EDUCATION ADS|GSCO|GOLDMAN SACHS & CO. LLC|3652
AMBO|AMBOW EDUCATION ADS|GSCS|GOLDMAN SACHS & CO. LLC|1819
AMBO|AMBOW EDUCATION ADS|GSLT|GOLDMAN SACHS & CO. LLC|4242
AMBO|AMBOW EDUCATION ADS|GTSZ|GTS SECURITIES LLC|11550
AMBO|AMBOW EDUCATION ADS|HRBF|American Enterprise Investment Services Inc.|616
AMBO|AMBOW EDUCATION ADS|IATS|INTERACTIVE BROKERS LLC|26939
AMBO|AMBOW EDUCATION ADS|IBKR|Interactive Brokers Llc|122963
AMBO|AMBOW EDUCATION ADS|ICBX|INSTINET, LLC|7100
AMBO|AMBOW EDUCATION ADS|INCA|INSTINET, LLC|103241
AMBO|AMBOW EDUCATION ADS|ITGI|ITG Inc.|7499
AMBO|AMBOW EDUCATION ADS|ITGP|ITG INC.|5400
AMBO|AMBOW EDUCATION ADS|JGUN|Joseph Gunnar & Co.  LLC|1900
AMBO|AMBOW EDUCATION ADS|JHDR|J.H. Darbie & Co., Inc.|4700
AMBO|AMBOW EDUCATION ADS|JMPT|JUMP TRADING, LLC|45
AMBO|AMBOW EDUCATION ADS|JPMX|J.P. Morgan Securities LLC|900
AMBO|AMBOW EDUCATION ADS|KCGM|VIRTU Americas LLC|1376
AMBO|AMBOW EDUCATION ADS|LAFC|R. F. Lafferty & Co., Inc.|58604
AMBO|AMBOW EDUCATION ADS|LEHM|Barclays Capital Inc./Le|8200
AMBO|AMBOW EDUCATION ADS|LIME|Lime Brokerage LLC|5741
AMBO|AMBOW EDUCATION ADS|LSCI|Lek Securities Corporation|1000
AMBO|AMBOW EDUCATION ADS|LTCO|Ladenburg, Thalmann & Co., Inc.|1000
AMBO|AMBOW EDUCATION ADS|MICA|Spartan Securities Group, Ltd.|1000
AMBO|AMBOW EDUCATION ADS|MILE|I-Bankers Securities, Inc.|3224
AMBO|AMBOW EDUCATION ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
AMBO|AMBOW EDUCATION ADS|MOTF|MOTIF INVESTING, INC.|43
AMBO|AMBOW EDUCATION ADS|MSCO|MORGAN STANLEY & CO. LLC|128908
AMBO|AMBOW EDUCATION ADS|NFSC|National Financial Services LLC|237780
AMBO|AMBOW EDUCATION ADS|NITE|VIRTU Americas LLC|482769
AMBO|AMBOW EDUCATION ADS|NQRB|Brut, LLC|6091
AMBO|AMBOW EDUCATION ADS|NTBF|BMO Nesbitt Burns Inc./CDS|1250
AMBO|AMBOW EDUCATION ADS|PCPT|PHILLIP CAPITAL INC.|18150
AMBO|AMBOW EDUCATION ADS|PDQM|CODA MARKETS, INC.|81399
AMBO|AMBOW EDUCATION ADS|PREC|PRECISION SECURITIES, LLC|2400
AMBO|AMBOW EDUCATION ADS|RBCM|RBC CAPITAL MARKETS, LLC|23205
AMBO|AMBOW EDUCATION ADS|RJLC|RJL CAPITAL GROUP, LLC|2200
AMBO|AMBOW EDUCATION ADS|SAGL|SAGETRADER, LLC|238
AMBO|AMBOW EDUCATION ADS|SALI|INTL FCSTONE FINANCIAL INC.|3011
AMBO|AMBOW EDUCATION ADS|SGMT|GOLDMAN SACHS & CO. LLC|2794
AMBO|AMBOW EDUCATION ADS|SPDR|SPEEDROUTE LLC|3342
AMBO|AMBOW EDUCATION ADS|SWIM|TD Ameritrade, Inc.|180711
AMBO|AMBOW EDUCATION ADS|SWST|Hilltop Securities Inc.|1000
AMBO|AMBOW EDUCATION ADS|TKNG|ALLY INVEST SECURITIES LLC|6210
AMBO|AMBOW EDUCATION ADS|UBSA|UBS SECURITIES LLC|53278
AMBO|AMBOW EDUCATION ADS|UBSS|UBS Securities LLC|95138
AMBO|AMBOW EDUCATION ADS|VGRD|Vanguard Marketing Corporation|1100
AMBO|AMBOW EDUCATION ADS|VIEW|VIEWTRADE SECURITIES LLC|1900
AMBO|AMBOW EDUCATION ADS|VSIN|Vision Financial Markets Llc|139
AMBO|AMBOW EDUCATION ADS|WCHV|WELLS FARGO SECURITIES, LLC|45
AMBO|AMBOW EDUCATION ADS|WEDB|WEDBUSH SECURITIES INC.|171785
AMBO|AMBOW EDUCATION ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3000
AMBO|AMBOW EDUCATION ADS|WGIF|CIBC World Markets Inc.|6000
AMBO|AMBOW EDUCATION ADS|WSEA|WOLVERINE SECURITIES, LLC|11108
AMBO|AMBOW EDUCATION ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|2416
AMBR|AMBER ROAD, INC.|ALTX|Alternet Securities Inc.|2522
AMBR|AMBER ROAD, INC.|APCC|Apex Clearing Corporation|5
AMBR|AMBER ROAD, INC.|BATM|CBOE TRADING, INC.|3248
AMBR|AMBER ROAD, INC.|BIDS|BIDS TRADING L.P.|500
AMBR|AMBER ROAD, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1445
AMBR|AMBER ROAD, INC.|BYXM|CBOE TRADING, INC.|200
AMBR|AMBER ROAD, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2108
AMBR|AMBER ROAD, INC.|CIST|Capital Institutional Services, Inc.|1155
AMBR|AMBER ROAD, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74508
AMBR|AMBER ROAD, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3993
AMBR|AMBER ROAD, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53236
AMBR|AMBER ROAD, INC.|CTDL|Citadel Derivatives Group Llc|3278
AMBR|AMBER ROAD, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|10618
AMBR|AMBER ROAD, INC.|DBAB|Deutsche Bank Securities Inc.|24559
AMBR|AMBER ROAD, INC.|DBAX|Deutsche Bank Securities Inc.|36400
AMBR|AMBER ROAD, INC.|DEGS|RONIN PROFESSIONAL LLC|1111
AMBR|AMBER ROAD, INC.|EBXL|EBX LLC|46700
AMBR|AMBER ROAD, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1907
AMBR|AMBER ROAD, INC.|EGAM|CBOE TRADING, INC.|3793
AMBR|AMBER ROAD, INC.|EGAW|CBOE TRADING, INC.|100
AMBR|AMBER ROAD, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
AMBR|AMBER ROAD, INC.|EGXM|CBOE TRADING, INC.|203
AMBR|AMBER ROAD, INC.|ETBE|Electronic Transaction Clearing, Inc.|2100
AMBR|AMBER ROAD, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1700
AMBR|AMBER ROAD, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1310
AMBR|AMBER ROAD, INC.|ETRS|E*Trade Securities LLC|3802
AMBR|AMBER ROAD, INC.|FILL|Tradestation Securities, Inc.|1260
AMBR|AMBER ROAD, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40233
AMBR|AMBER ROAD, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3354
AMBR|AMBER ROAD, INC.|GSCO|GOLDMAN SACHS & CO. LLC|144470
AMBR|AMBER ROAD, INC.|GSCS|GOLDMAN SACHS & CO. LLC|6700
AMBR|AMBER ROAD, INC.|GSLT|GOLDMAN SACHS & CO. LLC|111
AMBR|AMBER ROAD, INC.|GTSZ|GTS SECURITIES LLC|8613
AMBR|AMBER ROAD, INC.|IATS|INTERACTIVE BROKERS LLC|3022
AMBR|AMBER ROAD, INC.|IBKR|Interactive Brokers Llc|18986
AMBR|AMBER ROAD, INC.|ICBX|INSTINET, LLC|28600
AMBR|AMBER ROAD, INC.|IEQY|CITADEL SECURITIES LLC|4870
AMBR|AMBER ROAD, INC.|IMPC|Imperial Capital, LLC|100
AMBR|AMBER ROAD, INC.|INCA|INSTINET, LLC|17107
AMBR|AMBER ROAD, INC.|INJX|INSTINET, LLC|308
AMBR|AMBER ROAD, INC.|ITGI|ITG Inc.|22935
AMBR|AMBER ROAD, INC.|ITGP|ITG INC.|47600
AMBR|AMBER ROAD, INC.|JEFF|JEFFERIES LLC|15791
AMBR|AMBER ROAD, INC.|JMPT|JUMP TRADING, LLC|1132
AMBR|AMBER ROAD, INC.|JONE|JonesTrading|19754
AMBR|AMBER ROAD, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2656
AMBR|AMBER ROAD, INC.|JPMX|J.P. Morgan Securities LLC|138240
AMBR|AMBER ROAD, INC.|JSJX|JANE STREET CAPITAL LLC|17898
AMBR|AMBER ROAD, INC.|KCGM|VIRTU Americas LLC|16037
AMBR|AMBER ROAD, INC.|LEHM|Barclays Capital Inc./Le|39150
AMBR|AMBER ROAD, INC.|LIME|Lime Brokerage LLC|15240
AMBR|AMBER ROAD, INC.|LOOP|Loop Capital Markets LLC|3500
AMBR|AMBER ROAD, INC.|LQNA|LIQUIDNET, INC.|12000
AMBR|AMBER ROAD, INC.|LSCI|Lek Securities Corporation|13
AMBR|AMBER ROAD, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77301
AMBR|AMBER ROAD, INC.|MSCO|MORGAN STANLEY & CO. LLC|43312
AMBR|AMBER ROAD, INC.|MSPL|MORGAN STANLEY & CO. LLC|33000
AMBR|AMBER ROAD, INC.|MSTX|MORGAN STANLEY & CO. LLC|15800
AMBR|AMBER ROAD, INC.|MULL|MARK J. MULLER EQUITIES, INC.|3700
AMBR|AMBER ROAD, INC.|NEED|Needham & Company, LLC|11906
AMBR|AMBER ROAD, INC.|NFSC|National Financial Services LLC|24196
AMBR|AMBER ROAD, INC.|NITE|VIRTU Americas LLC|98179
AMBR|AMBER ROAD, INC.|NQRB|Brut, LLC|605
AMBR|AMBER ROAD, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AMBR|AMBER ROAD, INC.|PDQM|CODA MARKETS, INC.|6639
AMBR|AMBER ROAD, INC.|PIPR|Piper Jaffray & Co.|357
AMBR|AMBER ROAD, INC.|SAGL|SAGETRADER, LLC|500
AMBR|AMBER ROAD, INC.|SBSH|Citigroup Global Markets Inc.|9609
AMBR|AMBER ROAD, INC.|SGMT|GOLDMAN SACHS & CO. LLC|32485
AMBR|AMBER ROAD, INC.|SPDR|SPEEDROUTE LLC|1664
AMBR|AMBER ROAD, INC.|SPTD|MINT GLOBAL MARKETS, INC.|14100
AMBR|AMBER ROAD, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8705
AMBR|AMBER ROAD, INC.|SWIM|TD Ameritrade, Inc.|37469
AMBR|AMBER ROAD, INC.|TKNG|ALLY INVEST SECURITIES LLC|51
AMBR|AMBER ROAD, INC.|TRBT|Tradebot Systems, Inc.|14085
AMBR|AMBER ROAD, INC.|TRCM|TRC MARKETS LLC|10961
AMBR|AMBER ROAD, INC.|UBSA|UBS SECURITIES LLC|158862
AMBR|AMBER ROAD, INC.|UBSS|UBS Securities LLC|200685
AMBR|AMBER ROAD, INC.|VALX|VIRTU AMERICAS LLC|1108
AMBR|AMBER ROAD, INC.|VGRD|Vanguard Marketing Corporation|400
AMBR|AMBER ROAD, INC.|VNDM|Wall Street Access|26372
AMBR|AMBER ROAD, INC.|WCHV|WELLS FARGO SECURITIES, LLC|23829
AMBR|AMBER ROAD, INC.|WEED|Weeden & Co.L.P.|10
AMBR|AMBER ROAD, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|166
AMBR|AMBER ROAD, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2200
AMBR|AMBER ROAD, INC.|WSEA|WOLVERINE SECURITIES, LLC|2558
AMBR|AMBER ROAD, INC.|XIST|INSTINET, LLC|400
AMBR|AMBER ROAD, INC.|XPQR|Jump Trading|100
AMBR|AMBER ROAD, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3300
AMBR|AMBER ROAD, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AMC|AMC ENTERTAINMENT HL|AGIS|Aegis Capital Corp.|50
AMC|AMC ENTERTAINMENT HL|APCC|Apex Clearing Corporation|29094
AMC|AMC ENTERTAINMENT HL|AVON|Avondale Partners, LLC|1100
AMC|AMC ENTERTAINMENT HL|BANK|Primevest Financial Services, Inc.|15
AMC|AMC ENTERTAINMENT HL|BARD|Robert W. Baird & Co. Incorporated|3000
AMC|AMC ENTERTAINMENT HL|BATM|CBOE TRADING, INC.|1881
AMC|AMC ENTERTAINMENT HL|BAYT|BTIG, LLC|8100
AMC|AMC ENTERTAINMENT HL|BBNT|BB&T SECURITIES, LLC|711
AMC|AMC ENTERTAINMENT HL|BERN|Sanford C. Bernstein & Co., LLC|3859
AMC|AMC ENTERTAINMENT HL|BIDS|BIDS TRADING L.P.|6500
AMC|AMC ENTERTAINMENT HL|BKCM|BNY Mellon Capital Markets LLC|1300
AMC|AMC ENTERTAINMENT HL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31210
AMC|AMC ENTERTAINMENT HL|BLKX|INSTINET, LLC|90000
AMC|AMC ENTERTAINMENT HL|BNPX|BNP PARIBAS SECURITIES CORP.|5034
AMC|AMC ENTERTAINMENT HL|BRGE|Newbridge Securities Corp.|22
AMC|AMC ENTERTAINMENT HL|BTIG|BTIG, LLC|3600
AMC|AMC ENTERTAINMENT HL|BYXM|CBOE TRADING, INC.|2184
AMC|AMC ENTERTAINMENT HL|BZYD|GOLDMAN SACHS & CO. LLC|1200
AMC|AMC ENTERTAINMENT HL|CANT|Cantor Fitzgerald & Co.|9636
AMC|AMC ENTERTAINMENT HL|CHAS|Charles Schwab & Co., Inc.|25308
AMC|AMC ENTERTAINMENT HL|CHLM|Craig-Hallum Capital Group LLC|200
AMC|AMC ENTERTAINMENT HL|CIST|Capital Institutional Services, Inc.|2003
AMC|AMC ENTERTAINMENT HL|COKE|Coker & Palmer|19104
AMC|AMC ENTERTAINMENT HL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|170321
AMC|AMC ENTERTAINMENT HL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2802
AMC|AMC ENTERTAINMENT HL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|150
AMC|AMC ENTERTAINMENT HL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|629968
AMC|AMC ENTERTAINMENT HL|CTDL|Citadel Derivatives Group Llc|640
AMC|AMC ENTERTAINMENT HL|CXCX|CITIGROUP GLOBAL MARKETS INC.|141796
AMC|AMC ENTERTAINMENT HL|DBAB|Deutsche Bank Securities Inc.|27030
AMC|AMC ENTERTAINMENT HL|DBAX|Deutsche Bank Securities Inc.|379400
AMC|AMC ENTERTAINMENT HL|DBUL|Deutsche Bank Securities Inc.|1882
AMC|AMC ENTERTAINMENT HL|DEAN|MORGAN STANLEY|11964
AMC|AMC ENTERTAINMENT HL|DEGS|RONIN PROFESSIONAL LLC|600
AMC|AMC ENTERTAINMENT HL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|557
AMC|AMC ENTERTAINMENT HL|EBXL|EBX LLC|153100
AMC|AMC ENTERTAINMENT HL|ECUT|CONVERGEX EXECUTION SOLUTIONS|35274
AMC|AMC ENTERTAINMENT HL|EDJC|Edward Jones / CDS|27
AMC|AMC ENTERTAINMENT HL|EDJO|Edward D. Jones & Co., L.P.|11466
AMC|AMC ENTERTAINMENT HL|EGAM|CBOE TRADING, INC.|15659
AMC|AMC ENTERTAINMENT HL|EGXM|CBOE TRADING, INC.|660
AMC|AMC ENTERTAINMENT HL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10304
AMC|AMC ENTERTAINMENT HL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15349
AMC|AMC ENTERTAINMENT HL|ETRS|E*Trade Securities LLC|612473
AMC|AMC ENTERTAINMENT HL|FBSB|U.S. Bancorp Investments, Inc.|37
AMC|AMC ENTERTAINMENT HL|FILL|Tradestation Securities, Inc.|7419
AMC|AMC ENTERTAINMENT HL|FMAF|NBCN Inc./ CDS|2044
AMC|AMC ENTERTAINMENT HL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
AMC|AMC ENTERTAINMENT HL|FQLS|Quantlab Securities LP|121436
AMC|AMC ENTERTAINMENT HL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72279
AMC|AMC ENTERTAINMENT HL|FTBR|Foliofn Investments, Inc.|8076
AMC|AMC ENTERTAINMENT HL|GEBB|GLOBAL EXECUTION BROKERS, LP|4200
AMC|AMC ENTERTAINMENT HL|GLIS|TD Securities Inc|132794
AMC|AMC ENTERTAINMENT HL|GLPX|ACS EXECUTION SERVICES, LLC|8064
AMC|AMC ENTERTAINMENT HL|GSCO|GOLDMAN SACHS & CO. LLC|497438
AMC|AMC ENTERTAINMENT HL|GSCS|GOLDMAN SACHS & CO. LLC|10600
AMC|AMC ENTERTAINMENT HL|GSLT|GOLDMAN SACHS & CO. LLC|5371
AMC|AMC ENTERTAINMENT HL|GTSZ|GTS SECURITIES LLC|86214
AMC|AMC ENTERTAINMENT HL|HRBF|American Enterprise Investment Services Inc.|4473
AMC|AMC ENTERTAINMENT HL|HSBC|HSBC Securities, Inc.|800
AMC|AMC ENTERTAINMENT HL|IATS|INTERACTIVE BROKERS LLC|60696
AMC|AMC ENTERTAINMENT HL|IBKR|Interactive Brokers Llc|127707
AMC|AMC ENTERTAINMENT HL|ICBX|INSTINET, LLC|95493
AMC|AMC ENTERTAINMENT HL|IEQY|CITADEL SECURITIES LLC|16761
AMC|AMC ENTERTAINMENT HL|INCA|INSTINET, LLC|147459
AMC|AMC ENTERTAINMENT HL|INJX|INSTINET, LLC|21861
AMC|AMC ENTERTAINMENT HL|ITGI|ITG Inc.|59770
AMC|AMC ENTERTAINMENT HL|ITGP|ITG INC.|513400
AMC|AMC ENTERTAINMENT HL|JANY|Janney Montgomery Scott Inc.|2375
AMC|AMC ENTERTAINMENT HL|JEFF|JEFFERIES LLC|210087
AMC|AMC ENTERTAINMENT HL|JMPT|JUMP TRADING, LLC|9059
AMC|AMC ENTERTAINMENT HL|JONE|JonesTrading|3549
AMC|AMC ENTERTAINMENT HL|JPBX|J.P. MORGAN SECURITIES LLC|63253
AMC|AMC ENTERTAINMENT HL|JPMX|J.P. Morgan Securities LLC|1309174
AMC|AMC ENTERTAINMENT HL|JSCL|JOSEPH STONE CAPITAL L.L.C.|2900
AMC|AMC ENTERTAINMENT HL|JSJX|JANE STREET CAPITAL LLC|9214
AMC|AMC ENTERTAINMENT HL|KCGM|VIRTU Americas LLC|54002
AMC|AMC ENTERTAINMENT HL|LEHM|Barclays Capital Inc./Le|553457
AMC|AMC ENTERTAINMENT HL|LIME|Lime Brokerage LLC|13439
AMC|AMC ENTERTAINMENT HL|LIWE|LIME BROKERAGE LLC|2100
AMC|AMC ENTERTAINMENT HL|LQNA|LIQUIDNET, INC.|88800
AMC|AMC ENTERTAINMENT HL|LQNB|LIQUIDNET, INC.|7020
AMC|AMC ENTERTAINMENT HL|LSCI|Lek Securities Corporation|15284
AMC|AMC ENTERTAINMENT HL|MACC|Mid Atlantic Capital Corporation|5000
AMC|AMC ENTERTAINMENT HL|MAXM|Maxim Group LLC|6952
AMC|AMC ENTERTAINMENT HL|MBTS|ALLY INVEST SECURITIES LLC|20
AMC|AMC ENTERTAINMENT HL|MKMP|MKM Partners LLC|170872
AMC|AMC ENTERTAINMENT HL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|613966
AMC|AMC ENTERTAINMENT HL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4900
AMC|AMC ENTERTAINMENT HL|MSCO|MORGAN STANLEY & CO. LLC|1009592
AMC|AMC ENTERTAINMENT HL|MSPL|MORGAN STANLEY & CO. LLC|1099700
AMC|AMC ENTERTAINMENT HL|MSTX|MORGAN STANLEY & CO. LLC|216200
AMC|AMC ENTERTAINMENT HL|NATL|National Securities Corporation|85
AMC|AMC ENTERTAINMENT HL|NFSC|National Financial Services LLC|672190
AMC|AMC ENTERTAINMENT HL|NITE|VIRTU Americas LLC|1224519
AMC|AMC ENTERTAINMENT HL|NITP|VIRTU Americas LLC|51521
AMC|AMC ENTERTAINMENT HL|NMRA|Nomura Securities International, Inc.|44400
AMC|AMC ENTERTAINMENT HL|NQRB|Brut, LLC|4791
AMC|AMC ENTERTAINMENT HL|NTBF|BMO Nesbitt Burns Inc./CDS|900
AMC|AMC ENTERTAINMENT HL|NTRC|Northern Trust Securities, Inc.|2788
AMC|AMC ENTERTAINMENT HL|OPCO|Oppenheimer & Co. Inc.|17181
AMC|AMC ENTERTAINMENT HL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
AMC|AMC ENTERTAINMENT HL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2100
AMC|AMC ENTERTAINMENT HL|PDQM|CODA MARKETS, INC.|72394
AMC|AMC ENTERTAINMENT HL|PHLY|NASDAQ Execution Services, LLC|26400
AMC|AMC ENTERTAINMENT HL|PWJC|UBS Financial Services, Inc.|12166
AMC|AMC ENTERTAINMENT HL|QMSR|QUATTRO M SECURITIES INC.|667
AMC|AMC ENTERTAINMENT HL|RBCM|RBC CAPITAL MARKETS, LLC|15114
AMC|AMC ENTERTAINMENT HL|RILY|B. RILEY FBR, INC.|2600
AMC|AMC ENTERTAINMENT HL|SAGL|SAGETRADER, LLC|13076
AMC|AMC ENTERTAINMENT HL|SALI|INTL FCSTONE FINANCIAL INC.|295
AMC|AMC ENTERTAINMENT HL|SBSH|Citigroup Global Markets Inc.|100257
AMC|AMC ENTERTAINMENT HL|SGMT|GOLDMAN SACHS & CO. LLC|416264
AMC|AMC ENTERTAINMENT HL|SPDR|SPEEDROUTE LLC|3838
AMC|AMC ENTERTAINMENT HL|SPHN|Stephens Inc.|294
AMC|AMC ENTERTAINMENT HL|SPNT|SEVEN POINTS CAPITAL, LLC|16540
AMC|AMC ENTERTAINMENT HL|STFL|Stifel, Nicolaus & Company, Incorporated|13839
AMC|AMC ENTERTAINMENT HL|STKP|STOCKPILE INVESTMENTS, INC.|2692
AMC|AMC ENTERTAINMENT HL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
AMC|AMC ENTERTAINMENT HL|SWIM|TD Ameritrade, Inc.|304193
AMC|AMC ENTERTAINMENT HL|SWST|Hilltop Securities Inc.|26557
AMC|AMC ENTERTAINMENT HL|TKNG|ALLY INVEST SECURITIES LLC|101860
AMC|AMC ENTERTAINMENT HL|TOUR|TOURMALINE PARTNERS, LLC|2800
AMC|AMC ENTERTAINMENT HL|TRBT|Tradebot Systems, Inc.|45024
AMC|AMC ENTERTAINMENT HL|TRCM|TRC MARKETS LLC|70475
AMC|AMC ENTERTAINMENT HL|TWTT|TASTYWORKS, INC.|500
AMC|AMC ENTERTAINMENT HL|UBSA|UBS SECURITIES LLC|1395976
AMC|AMC ENTERTAINMENT HL|UBSS|UBS Securities LLC|548047
AMC|AMC ENTERTAINMENT HL|VALX|VIRTU AMERICAS LLC|99155
AMC|AMC ENTERTAINMENT HL|VGRD|Vanguard Marketing Corporation|45789
AMC|AMC ENTERTAINMENT HL|VSIN|Vision Financial Markets Llc|1687
AMC|AMC ENTERTAINMENT HL|WBET|Wallachbeth Capital LLC|16957
AMC|AMC ENTERTAINMENT HL|WBLR|WILLIAM BLAIR|4783
AMC|AMC ENTERTAINMENT HL|WBPX|SUMMIT SECURITIES GROUP, LLC|275
AMC|AMC ENTERTAINMENT HL|WCHV|WELLS FARGO SECURITIES, LLC|143249
AMC|AMC ENTERTAINMENT HL|WDNX|WEEDEN & CO.L.P.|1238
AMC|AMC ENTERTAINMENT HL|WEDB|WEDBUSH SECURITIES INC.|4394
AMC|AMC ENTERTAINMENT HL|WEED|Weeden & Co.L.P.|2700
AMC|AMC ENTERTAINMENT HL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40781
AMC|AMC ENTERTAINMENT HL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79213
AMC|AMC ENTERTAINMENT HL|WFPB|Wells Fargo Securities, LLC.|5385
AMC|AMC ENTERTAINMENT HL|WGIF|CIBC World Markets Inc.|11145
AMC|AMC ENTERTAINMENT HL|WSEA|WOLVERINE SECURITIES, LLC|49123
AMC|AMC ENTERTAINMENT HL|XIST|INSTINET, LLC|60000
AMC|AMC ENTERTAINMENT HL|XPQR|Jump Trading|433
AMC|AMC ENTERTAINMENT HL|XSTM|NATIONAL FINANCIAL SERVICES LLC|43998
AMC|AMC ENTERTAINMENT HL|YKNA|COMHAR CAPITAL MARKETS, LLC|39
AMC|AMC ENTERTAINMENT HL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9806
AMCA|ISHR RSL 1K USRV ETF|CHAS|Charles Schwab & Co., Inc.|1
AMCA|ISHR RSL 1K USRV ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1500
AMCA|ISHR RSL 1K USRV ETF|CTDL|Citadel Derivatives Group Llc|900
AMCA|ISHR RSL 1K USRV ETF|DBAX|Deutsche Bank Securities Inc.|300
AMCA|ISHR RSL 1K USRV ETF|EBXL|EBX LLC|400
AMCA|ISHR RSL 1K USRV ETF|ETRS|E*Trade Securities LLC|150
AMCA|ISHR RSL 1K USRV ETF|FBCO|Credit Suisse Securities (USA) LLC|2160
AMCA|ISHR RSL 1K USRV ETF|FOMA|TD AMERITRADE CLEARING, INC.|17931
AMCA|ISHR RSL 1K USRV ETF|GSCO|GOLDMAN SACHS & CO. LLC|428
AMCA|ISHR RSL 1K USRV ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|15797
AMCA|ISHR RSL 1K USRV ETF|JSJX|JANE STREET CAPITAL LLC|2606
AMCA|ISHR RSL 1K USRV ETF|KCGM|VIRTU Americas LLC|1311
AMCA|ISHR RSL 1K USRV ETF|LEHM|Barclays Capital Inc./Le|2600
AMCA|ISHR RSL 1K USRV ETF|LIME|Lime Brokerage LLC|200
AMCA|ISHR RSL 1K USRV ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AMCA|ISHR RSL 1K USRV ETF|MSCO|MORGAN STANLEY & CO. LLC|588
AMCA|ISHR RSL 1K USRV ETF|NFSC|National Financial Services LLC|12112
AMCA|ISHR RSL 1K USRV ETF|NITE|VIRTU Americas LLC|3642
AMCA|ISHR RSL 1K USRV ETF|SGMT|GOLDMAN SACHS & CO. LLC|1193
AMCA|ISHR RSL 1K USRV ETF|SPDR|SPEEDROUTE LLC|200
AMCA|ISHR RSL 1K USRV ETF|UBSA|UBS SECURITIES LLC|1100
AMCA|ISHR RSL 1K USRV ETF|UBSS|UBS Securities LLC|319
AMCA|ISHR RSL 1K USRV ETF|VGRD|Vanguard Marketing Corporation|588
AMCA|ISHR RSL 1K USRV ETF|WCHV|WELLS FARGO SECURITIES, LLC|4
AMCN|AIRMEDIA GROUP INC|APCC|Apex Clearing Corporation|12965
AMCN|AIRMEDIA GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|548
AMCN|AIRMEDIA GROUP INC|CANT|Cantor Fitzgerald & Co.|200
AMCN|AIRMEDIA GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25600
AMCN|AIRMEDIA GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3200
AMCN|AIRMEDIA GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3800
AMCN|AIRMEDIA GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10284
AMCN|AIRMEDIA GROUP INC|CTDL|Citadel Derivatives Group Llc|240
AMCN|AIRMEDIA GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|40
AMCN|AIRMEDIA GROUP INC|DBAB|Deutsche Bank Securities Inc.|54628
AMCN|AIRMEDIA GROUP INC|DBAX|Deutsche Bank Securities Inc.|16100
AMCN|AIRMEDIA GROUP INC|DEGS|RONIN PROFESSIONAL LLC|11206
AMCN|AIRMEDIA GROUP INC|EBXL|EBX LLC|2600
AMCN|AIRMEDIA GROUP INC|EGXM|CBOE TRADING, INC.|12190
AMCN|AIRMEDIA GROUP INC|EGXW|CBOE TRADING, INC.|4014
AMCN|AIRMEDIA GROUP INC|ETRS|E*Trade Securities LLC|21319
AMCN|AIRMEDIA GROUP INC|FBCO|Credit Suisse Securities (USA) LLC|14296
AMCN|AIRMEDIA GROUP INC|FILL|Tradestation Securities, Inc.|1000
AMCN|AIRMEDIA GROUP INC|FMAF|NBCN Inc./ CDS|6000
AMCN|AIRMEDIA GROUP INC|FOMA|TD AMERITRADE CLEARING, INC.|347546
AMCN|AIRMEDIA GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6994
AMCN|AIRMEDIA GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4597
AMCN|AIRMEDIA GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|453
AMCN|AIRMEDIA GROUP INC|HSBC|HSBC Securities, Inc.|400
AMCN|AIRMEDIA GROUP INC|IBKR|Interactive Brokers Llc|480273
AMCN|AIRMEDIA GROUP INC|ICBX|INSTINET, LLC|800
AMCN|AIRMEDIA GROUP INC|INCA|INSTINET, LLC|23131
AMCN|AIRMEDIA GROUP INC|ITGI|ITG Inc.|1200
AMCN|AIRMEDIA GROUP INC|ITGP|ITG INC.|400
AMCN|AIRMEDIA GROUP INC|KCGM|VIRTU Americas LLC|2400
AMCN|AIRMEDIA GROUP INC|LEHM|Barclays Capital Inc./Le|19467
AMCN|AIRMEDIA GROUP INC|LIME|Lime Brokerage LLC|5209
AMCN|AIRMEDIA GROUP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AMCN|AIRMEDIA GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
AMCN|AIRMEDIA GROUP INC|MOTF|MOTIF INVESTING, INC.|1
AMCN|AIRMEDIA GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|137955
AMCN|AIRMEDIA GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|1000
AMCN|AIRMEDIA GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|4200
AMCN|AIRMEDIA GROUP INC|NFSC|National Financial Services LLC|77166
AMCN|AIRMEDIA GROUP INC|NITE|VIRTU Americas LLC|198482
AMCN|AIRMEDIA GROUP INC|NQRB|Brut, LLC|5700
AMCN|AIRMEDIA GROUP INC|PCPT|PHILLIP CAPITAL INC.|58300
AMCN|AIRMEDIA GROUP INC|PDQM|CODA MARKETS, INC.|2349
AMCN|AIRMEDIA GROUP INC|SBSH|Citigroup Global Markets Inc.|7800
AMCN|AIRMEDIA GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|7300
AMCN|AIRMEDIA GROUP INC|SPDR|SPEEDROUTE LLC|1093
AMCN|AIRMEDIA GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|431279
AMCN|AIRMEDIA GROUP INC|SWIM|TD Ameritrade, Inc.|50110
AMCN|AIRMEDIA GROUP INC|TRCM|TRC MARKETS LLC|200
AMCN|AIRMEDIA GROUP INC|UBSA|UBS SECURITIES LLC|34893
AMCN|AIRMEDIA GROUP INC|UBSS|UBS Securities LLC|44214
AMCN|AIRMEDIA GROUP INC|VALX|VIRTU AMERICAS LLC|100
AMCN|AIRMEDIA GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|1346
AMCN|AIRMEDIA GROUP INC|WGIF|CIBC World Markets Inc.|14000
AMCN|AIRMEDIA GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|1820
AMCX|AMC NETWORKS CL A|ADAM|CANACCORD GENUITY INC.|352
AMCX|AMC NETWORKS CL A|ALTX|Alternet Securities Inc.|9700
AMCX|AMC NETWORKS CL A|ANOS|ABEL/NOSER, L.L.C.|2700
AMCX|AMC NETWORKS CL A|APCC|Apex Clearing Corporation|1408
AMCX|AMC NETWORKS CL A|BAQP|BURKE & QUICK PARTNERS LLC|1200
AMCX|AMC NETWORKS CL A|BARD|Robert W. Baird & Co. Incorporated|1982
AMCX|AMC NETWORKS CL A|BATM|CBOE TRADING, INC.|7161
AMCX|AMC NETWORKS CL A|BAYT|BTIG, LLC|7200
AMCX|AMC NETWORKS CL A|BBNT|BB&T SECURITIES, LLC|768
AMCX|AMC NETWORKS CL A|BERN|Sanford C. Bernstein & Co., LLC|351525
AMCX|AMC NETWORKS CL A|BIDS|BIDS TRADING L.P.|4100
AMCX|AMC NETWORKS CL A|BKCM|BNY Mellon Capital Markets LLC|8675
AMCX|AMC NETWORKS CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5736
AMCX|AMC NETWORKS CL A|BLKX|INSTINET, LLC|132300
AMCX|AMC NETWORKS CL A|BMOC|BMO Capital Markets Corp.|55203
AMCX|AMC NETWORKS CL A|BNCH|The Benchmark Company, LLC|4583
AMCX|AMC NETWORKS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|23015
AMCX|AMC NETWORKS CL A|BRVL|BLAYLOCK VAN, LLC|200
AMCX|AMC NETWORKS CL A|BTIG|BTIG, LLC|22202
AMCX|AMC NETWORKS CL A|BYXM|CBOE TRADING, INC.|1755
AMCX|AMC NETWORKS CL A|BZYD|GOLDMAN SACHS & CO. LLC|700
AMCX|AMC NETWORKS CL A|CABR|Cabrera Capital Markets, Inc.|25
AMCX|AMC NETWORKS CL A|CANT|Cantor Fitzgerald & Co.|388
AMCX|AMC NETWORKS CL A|CHAS|Charles Schwab & Co., Inc.|7377
AMCX|AMC NETWORKS CL A|CHLM|Craig-Hallum Capital Group LLC|17314
AMCX|AMC NETWORKS CL A|CIST|Capital Institutional Services, Inc.|3717
AMCX|AMC NETWORKS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|156722
AMCX|AMC NETWORKS CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3270
AMCX|AMC NETWORKS CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9584
AMCX|AMC NETWORKS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|468175
AMCX|AMC NETWORKS CL A|CTDL|Citadel Derivatives Group Llc|11618
AMCX|AMC NETWORKS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|75250
AMCX|AMC NETWORKS CL A|DADA|D.A. Davidson & Co.|215
AMCX|AMC NETWORKS CL A|DBAB|Deutsche Bank Securities Inc.|342446
AMCX|AMC NETWORKS CL A|DBAX|Deutsche Bank Securities Inc.|246100
AMCX|AMC NETWORKS CL A|DBUL|Deutsche Bank Securities Inc.|7541
AMCX|AMC NETWORKS CL A|DEAN|MORGAN STANLEY|15574
AMCX|AMC NETWORKS CL A|DEGS|RONIN PROFESSIONAL LLC|1212
AMCX|AMC NETWORKS CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5627
AMCX|AMC NETWORKS CL A|DRWK|DRW SECURITIES, L.L.C.|22314
AMCX|AMC NETWORKS CL A|EBXL|EBX LLC|295600
AMCX|AMC NETWORKS CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|21852
AMCX|AMC NETWORKS CL A|EDJO|Edward D. Jones & Co., L.P.|10081
AMCX|AMC NETWORKS CL A|EGAM|CBOE TRADING, INC.|12539
AMCX|AMC NETWORKS CL A|EGAW|CBOE TRADING, INC.|300
AMCX|AMC NETWORKS CL A|EGMT|EG MARKET TECHNOLOGIES LLC|1224
AMCX|AMC NETWORKS CL A|EGXM|CBOE TRADING, INC.|3419
AMCX|AMC NETWORKS CL A|EGXW|CBOE TRADING, INC.|85
AMCX|AMC NETWORKS CL A|ELEV|ELEVATION, LLC|5001
AMCX|AMC NETWORKS CL A|ETBE|Electronic Transaction Clearing, Inc.|55779
AMCX|AMC NETWORKS CL A|ETCC|Electronic Transaction Clearing, Inc.|1448
AMCX|AMC NETWORKS CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3828
AMCX|AMC NETWORKS CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52527
AMCX|AMC NETWORKS CL A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|140
AMCX|AMC NETWORKS CL A|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|58134
AMCX|AMC NETWORKS CL A|ETRS|E*Trade Securities LLC|60079
AMCX|AMC NETWORKS CL A|FBCO|Credit Suisse Securities (USA) LLC|774531
AMCX|AMC NETWORKS CL A|FCST|INTL FCSTONE FINANCIAL INC.|100
AMCX|AMC NETWORKS CL A|FILL|Tradestation Securities, Inc.|6726
AMCX|AMC NETWORKS CL A|FOMA|TD AMERITRADE CLEARING, INC.|181703
AMCX|AMC NETWORKS CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5199
AMCX|AMC NETWORKS CL A|FQLS|Quantlab Securities LP|428497
AMCX|AMC NETWORKS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110616
AMCX|AMC NETWORKS CL A|FTBR|Foliofn Investments, Inc.|3654
AMCX|AMC NETWORKS CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|9519
AMCX|AMC NETWORKS CL A|GLPX|ACS EXECUTION SERVICES, LLC|94032
AMCX|AMC NETWORKS CL A|GSCO|GOLDMAN SACHS & CO. LLC|1012554
AMCX|AMC NETWORKS CL A|GSCS|GOLDMAN SACHS & CO. LLC|25861
AMCX|AMC NETWORKS CL A|GSLT|GOLDMAN SACHS & CO. LLC|15571
AMCX|AMC NETWORKS CL A|GTSZ|GTS SECURITIES LLC|186592
AMCX|AMC NETWORKS CL A|HAPX|HAP Trading, LLC|400
AMCX|AMC NETWORKS CL A|HASF|Haywood Securities Inc./CDS|180
AMCX|AMC NETWORKS CL A|HRBF|American Enterprise Investment Services Inc.|5752
AMCX|AMC NETWORKS CL A|HSBC|HSBC Securities, Inc.|56480
AMCX|AMC NETWORKS CL A|IATS|INTERACTIVE BROKERS LLC|13542
AMCX|AMC NETWORKS CL A|IBKR|Interactive Brokers Llc|145763
AMCX|AMC NETWORKS CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
AMCX|AMC NETWORKS CL A|ICBX|INSTINET, LLC|56724
AMCX|AMC NETWORKS CL A|IEQY|CITADEL SECURITIES LLC|143696
AMCX|AMC NETWORKS CL A|INCA|INSTINET, LLC|682966
AMCX|AMC NETWORKS CL A|INJX|INSTINET, LLC|67519
AMCX|AMC NETWORKS CL A|ITGI|ITG Inc.|308604
AMCX|AMC NETWORKS CL A|ITGP|ITG INC.|145600
AMCX|AMC NETWORKS CL A|JANY|Janney Montgomery Scott Inc.|1606
AMCX|AMC NETWORKS CL A|JEFF|JEFFERIES LLC|378431
AMCX|AMC NETWORKS CL A|JMPT|JUMP TRADING, LLC|118391
AMCX|AMC NETWORKS CL A|JONE|JonesTrading|134076
AMCX|AMC NETWORKS CL A|JPBX|J.P. MORGAN SECURITIES LLC|51881
AMCX|AMC NETWORKS CL A|JPMX|J.P. Morgan Securities LLC|622846
AMCX|AMC NETWORKS CL A|JSJX|JANE STREET CAPITAL LLC|18115
AMCX|AMC NETWORKS CL A|JUTA|JUMP TRADING, LLC|300
AMCX|AMC NETWORKS CL A|KCGM|VIRTU Americas LLC|50886
AMCX|AMC NETWORKS CL A|LEHM|Barclays Capital Inc./Le|1017637
AMCX|AMC NETWORKS CL A|LIME|Lime Brokerage LLC|167251
AMCX|AMC NETWORKS CL A|LMGP|LIME BROKERAGE LLC|3500
AMCX|AMC NETWORKS CL A|LQNA|LIQUIDNET, INC.|187400
AMCX|AMC NETWORKS CL A|LSCI|Lek Securities Corporation|579
AMCX|AMC NETWORKS CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
AMCX|AMC NETWORKS CL A|MACC|Mid Atlantic Capital Corporation|817
AMCX|AMC NETWORKS CL A|MAXM|Maxim Group LLC|4000
AMCX|AMC NETWORKS CL A|MKMP|MKM Partners LLC|94282
AMCX|AMC NETWORKS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|119930
AMCX|AMC NETWORKS CL A|MOTF|MOTIF INVESTING, INC.|25
AMCX|AMC NETWORKS CL A|MSCO|MORGAN STANLEY & CO. LLC|2847789
AMCX|AMC NETWORKS CL A|MSPL|MORGAN STANLEY & CO. LLC|356900
AMCX|AMC NETWORKS CL A|MSTX|MORGAN STANLEY & CO. LLC|204000
AMCX|AMC NETWORKS CL A|MULL|MARK J. MULLER EQUITIES, INC.|4850
AMCX|AMC NETWORKS CL A|NATL|National Securities Corporation|700
AMCX|AMC NETWORKS CL A|NFSC|National Financial Services LLC|365130
AMCX|AMC NETWORKS CL A|NITE|VIRTU Americas LLC|679922
AMCX|AMC NETWORKS CL A|NITP|VIRTU Americas LLC|2314
AMCX|AMC NETWORKS CL A|NQRB|Brut, LLC|18837
AMCX|AMC NETWORKS CL A|OPCO|Oppenheimer & Co. Inc.|10120
AMCX|AMC NETWORKS CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1080
AMCX|AMC NETWORKS CL A|PDQM|CODA MARKETS, INC.|329984
AMCX|AMC NETWORKS CL A|PHLY|NASDAQ Execution Services, LLC|4488
AMCX|AMC NETWORKS CL A|PWJC|UBS Financial Services, Inc.|471
AMCX|AMC NETWORKS CL A|RAJA|Raymond James & Associates, Inc.|15479
AMCX|AMC NETWORKS CL A|RBCM|RBC CAPITAL MARKETS, LLC|12521
AMCX|AMC NETWORKS CL A|RHCO|Suntrust Robinson Humphrey, Inc.|6026
AMCX|AMC NETWORKS CL A|SAGL|SAGETRADER, LLC|39351
AMCX|AMC NETWORKS CL A|SAGW|SAGETRADER, LLC|145
AMCX|AMC NETWORKS CL A|SALI|INTL FCSTONE FINANCIAL INC.|225
AMCX|AMC NETWORKS CL A|SBSH|Citigroup Global Markets Inc.|380926
AMCX|AMC NETWORKS CL A|SEIC|SEI Investments Distribution Co.|300
AMCX|AMC NETWORKS CL A|SGMT|GOLDMAN SACHS & CO. LLC|138706
AMCX|AMC NETWORKS CL A|SJLS|TRADE INFORMATICS LLC|20000
AMCX|AMC NETWORKS CL A|SPDR|SPEEDROUTE LLC|25957
AMCX|AMC NETWORKS CL A|SPHN|Stephens Inc.|229
AMCX|AMC NETWORKS CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|1200
AMCX|AMC NETWORKS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|7948
AMCX|AMC NETWORKS CL A|STKP|STOCKPILE INVESTMENTS, INC.|42
AMCX|AMC NETWORKS CL A|STRS|STRATEGAS RESEARCH PARTNERS|100
AMCX|AMC NETWORKS CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
AMCX|AMC NETWORKS CL A|SWIM|TD Ameritrade, Inc.|56298
AMCX|AMC NETWORKS CL A|SWST|Hilltop Securities Inc.|24599
AMCX|AMC NETWORKS CL A|TKNG|ALLY INVEST SECURITIES LLC|515
AMCX|AMC NETWORKS CL A|TONC|CUTTONE & CO., LLC|2120
AMCX|AMC NETWORKS CL A|TRBT|Tradebot Systems, Inc.|326342
AMCX|AMC NETWORKS CL A|TRCM|TRC MARKETS LLC|111803
AMCX|AMC NETWORKS CL A|TWTT|TASTYWORKS, INC.|115
AMCX|AMC NETWORKS CL A|UBSA|UBS SECURITIES LLC|665652
AMCX|AMC NETWORKS CL A|UBSS|UBS Securities LLC|1562198
AMCX|AMC NETWORKS CL A|VALX|VIRTU AMERICAS LLC|8208
AMCX|AMC NETWORKS CL A|VGRD|Vanguard Marketing Corporation|18301
AMCX|AMC NETWORKS CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|5224
AMCX|AMC NETWORKS CL A|WCHV|WELLS FARGO SECURITIES, LLC|203867
AMCX|AMC NETWORKS CL A|WDNX|WEEDEN & CO.L.P.|1160
AMCX|AMC NETWORKS CL A|WEDB|WEDBUSH SECURITIES INC.|4896
AMCX|AMC NETWORKS CL A|WEED|Weeden & Co.L.P.|14921
AMCX|AMC NETWORKS CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27673
AMCX|AMC NETWORKS CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22105
AMCX|AMC NETWORKS CL A|WGIF|CIBC World Markets Inc.|1575
AMCX|AMC NETWORKS CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|85
AMCX|AMC NETWORKS CL A|WSEA|WOLVERINE SECURITIES, LLC|6141
AMCX|AMC NETWORKS CL A|XIST|INSTINET, LLC|17514
AMCX|AMC NETWORKS CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|114974
AMCX|AMC NETWORKS CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|10289
AMCX|AMC NETWORKS CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3182
AMD|ADV MICRO DEVICES|ABLE|NATIXIS Securities Americas LLC|32986
AMD|ADV MICRO DEVICES|ADAM|CANACCORD GENUITY INC.|13800
AMD|ADV MICRO DEVICES|AGCP|AEGIS CAPITAL CORP.|9388
AMD|ADV MICRO DEVICES|AGIS|Aegis Capital Corp.|253885
AMD|ADV MICRO DEVICES|ALTX|Alternet Securities Inc.|528220
AMD|ADV MICRO DEVICES|ANOS|ABEL/NOSER, L.L.C.|2332
AMD|ADV MICRO DEVICES|APCC|Apex Clearing Corporation|6335305
AMD|ADV MICRO DEVICES|AQUA|AQUA SECURITIES L.P.|10000
AMD|ADV MICRO DEVICES|AURC|Aurora Capital LLC|4850
AMD|ADV MICRO DEVICES|AVON|Avondale Partners, LLC|9394
AMD|ADV MICRO DEVICES|BANK|Primevest Financial Services, Inc.|22970
AMD|ADV MICRO DEVICES|BAQP|BURKE & QUICK PARTNERS LLC|81991
AMD|ADV MICRO DEVICES|BARD|Robert W. Baird & Co. Incorporated|270002
AMD|ADV MICRO DEVICES|BATM|CBOE TRADING, INC.|83808
AMD|ADV MICRO DEVICES|BAYC|BAY CREST PARTNERS, LLC|298486
AMD|ADV MICRO DEVICES|BAYT|BTIG, LLC|76653
AMD|ADV MICRO DEVICES|BBNT|BB&T SECURITIES, LLC|22801
AMD|ADV MICRO DEVICES|BERN|Sanford C. Bernstein & Co., LLC|2699684
AMD|ADV MICRO DEVICES|BIAD|SAGETRADER, LLC|1831
AMD|ADV MICRO DEVICES|BIDS|BIDS TRADING L.P.|1000
AMD|ADV MICRO DEVICES|BIMI|Banca IMI Securities Corp.|188612
AMD|ADV MICRO DEVICES|BKCM|BNY Mellon Capital Markets LLC|13205
AMD|ADV MICRO DEVICES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3979539
AMD|ADV MICRO DEVICES|BLKX|INSTINET, LLC|1946927
AMD|ADV MICRO DEVICES|BMAK|BMA SECURITIES|11300
AMD|ADV MICRO DEVICES|BMOC|BMO Capital Markets Corp.|7910259
AMD|ADV MICRO DEVICES|BNPX|BNP PARIBAS SECURITIES CORP.|2658636
AMD|ADV MICRO DEVICES|BRCY|BCP SECURITIES, LLC|960
AMD|ADV MICRO DEVICES|BRGE|Newbridge Securities Corp.|19025
AMD|ADV MICRO DEVICES|BTIG|BTIG, LLC|563600
AMD|ADV MICRO DEVICES|BYXM|CBOE TRADING, INC.|42013
AMD|ADV MICRO DEVICES|CABR|Cabrera Capital Markets, Inc.|100
AMD|ADV MICRO DEVICES|CANT|Cantor Fitzgerald & Co.|34481
AMD|ADV MICRO DEVICES|CBLC|CITIGROUP GLOBAL MARKETS INC.|112368
AMD|ADV MICRO DEVICES|CBRA|Cobra Trading, Inc.|14600
AMD|ADV MICRO DEVICES|CHAS|Charles Schwab & Co., Inc.|2202339
AMD|ADV MICRO DEVICES|CHBC|PENSERRA SECURITIES, LLC|324000
AMD|ADV MICRO DEVICES|CHLM|Craig-Hallum Capital Group LLC|26721
AMD|ADV MICRO DEVICES|CIBP|CIBC World Markets Corp.|54320
AMD|ADV MICRO DEVICES|CICF|Canaccord Genuity Corp.|34815
AMD|ADV MICRO DEVICES|CIIV|CORPORATE INVESTMENTS GROUP, INC.|17897
AMD|ADV MICRO DEVICES|CIST|Capital Institutional Services, Inc.|10794
AMD|ADV MICRO DEVICES|CLSA|CLSA AMERICAS, LLC|500
AMD|ADV MICRO DEVICES|CNTR|PRECISION SECURITIES, LLC|5500
AMD|ADV MICRO DEVICES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3913375
AMD|ADV MICRO DEVICES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|59958
AMD|ADV MICRO DEVICES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|776017
AMD|ADV MICRO DEVICES|CRFN|ROBINHOOD FINANCIAL, LLC|1
AMD|ADV MICRO DEVICES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17408839
AMD|ADV MICRO DEVICES|CTDE|CHOICETRADE|200
AMD|ADV MICRO DEVICES|CTDL|Citadel Derivatives Group Llc|589905
AMD|ADV MICRO DEVICES|CTLR|CUTLER GROUP, LP|1500
AMD|ADV MICRO DEVICES|CVBR|CV BROKERAGE, INC|164
AMD|ADV MICRO DEVICES|CXCX|CITIGROUP GLOBAL MARKETS INC.|3002168
AMD|ADV MICRO DEVICES|DADA|D.A. Davidson & Co.|1720
AMD|ADV MICRO DEVICES|DAKO|Dakota Securities International, Inc.|3404
AMD|ADV MICRO DEVICES|DAVA|Davenport & Company LLC|56600
AMD|ADV MICRO DEVICES|DAWA|Daiwa Capital Markets America Inc.|101906
AMD|ADV MICRO DEVICES|DBAB|Deutsche Bank Securities Inc.|16151817
AMD|ADV MICRO DEVICES|DBAX|Deutsche Bank Securities Inc.|9873400
AMD|ADV MICRO DEVICES|DBUL|Deutsche Bank Securities Inc.|74577
AMD|ADV MICRO DEVICES|DCHF|Dart Executions, LLC|893736
AMD|ADV MICRO DEVICES|DEAN|MORGAN STANLEY|151521
AMD|ADV MICRO DEVICES|DEGS|RONIN PROFESSIONAL LLC|55560
AMD|ADV MICRO DEVICES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|208876
AMD|ADV MICRO DEVICES|DRWK|DRW SECURITIES, L.L.C.|225108
AMD|ADV MICRO DEVICES|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|38100
AMD|ADV MICRO DEVICES|EBXL|EBX LLC|7667300
AMD|ADV MICRO DEVICES|ECUT|CONVERGEX EXECUTION SOLUTIONS|423680
AMD|ADV MICRO DEVICES|EDJC|Edward Jones / CDS|540
AMD|ADV MICRO DEVICES|EDJO|Edward D. Jones & Co., L.P.|125964
AMD|ADV MICRO DEVICES|EGAM|CBOE TRADING, INC.|460321
AMD|ADV MICRO DEVICES|EGAW|CBOE TRADING, INC.|16039
AMD|ADV MICRO DEVICES|EGXM|CBOE TRADING, INC.|602478
AMD|ADV MICRO DEVICES|EGXW|CBOE TRADING, INC.|1074
AMD|ADV MICRO DEVICES|EROP|Eroom Securities L.L.C.|3000
AMD|ADV MICRO DEVICES|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3745
AMD|ADV MICRO DEVICES|ETBE|Electronic Transaction Clearing, Inc.|1729651
AMD|ADV MICRO DEVICES|ETCB|ETC BROKERAGE SERVICES, LLC|3
AMD|ADV MICRO DEVICES|ETCC|Electronic Transaction Clearing, Inc.|30246
AMD|ADV MICRO DEVICES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|162882
AMD|ADV MICRO DEVICES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|77746
AMD|ADV MICRO DEVICES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
AMD|ADV MICRO DEVICES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4
AMD|ADV MICRO DEVICES|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|49346
AMD|ADV MICRO DEVICES|ETRS|E*Trade Securities LLC|82904844
AMD|ADV MICRO DEVICES|EVRS|E1 ASSET MANAGEMENT, INC.|3865
AMD|ADV MICRO DEVICES|FBCO|Credit Suisse Securities (USA) LLC|21393221
AMD|ADV MICRO DEVICES|FBRC|B. RILEY FBR, INC.|32
AMD|ADV MICRO DEVICES|FBSB|U.S. Bancorp Investments, Inc.|21230
AMD|ADV MICRO DEVICES|FFSI|Firstrade Securities Inc.|13316
AMD|ADV MICRO DEVICES|FIDT|Fidelity Clearing Canada ULC./ CDS|1000
AMD|ADV MICRO DEVICES|FILL|Tradestation Securities, Inc.|3527406
AMD|ADV MICRO DEVICES|FINX|FINTECH SECURITIES|400
AMD|ADV MICRO DEVICES|FMAF|NBCN Inc./ CDS|1239196
AMD|ADV MICRO DEVICES|FOMA|TD AMERITRADE CLEARING, INC.|130844890
AMD|ADV MICRO DEVICES|FORD|Fordham Financial Management, Inc.|3500
AMD|ADV MICRO DEVICES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|152108
AMD|ADV MICRO DEVICES|FQLS|Quantlab Securities LP|12206204
AMD|ADV MICRO DEVICES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1937405
AMD|ADV MICRO DEVICES|FTBR|Foliofn Investments, Inc.|41630
AMD|ADV MICRO DEVICES|GBMT|GBM International, Inc.|225999
AMD|ADV MICRO DEVICES|GEBB|GLOBAL EXECUTION BROKERS, LP|2536070
AMD|ADV MICRO DEVICES|GELP|RBC CAPITAL MARKETS, LLC|5655
AMD|ADV MICRO DEVICES|GFRY|JUMP TRADING, LLC|6016567
AMD|ADV MICRO DEVICES|GLIS|TD Securities Inc|59389
AMD|ADV MICRO DEVICES|GLPX|ACS EXECUTION SERVICES, LLC|1552001
AMD|ADV MICRO DEVICES|GSCO|GOLDMAN SACHS & CO. LLC|26403670
AMD|ADV MICRO DEVICES|GSCS|GOLDMAN SACHS & CO. LLC|1542683
AMD|ADV MICRO DEVICES|GSLT|GOLDMAN SACHS & CO. LLC|488770
AMD|ADV MICRO DEVICES|GTSZ|GTS SECURITIES LLC|939029
AMD|ADV MICRO DEVICES|HAPX|HAP Trading, LLC|72535
AMD|ADV MICRO DEVICES|HASF|Haywood Securities Inc./CDS|470
AMD|ADV MICRO DEVICES|HRBF|American Enterprise Investment Services Inc.|263471
AMD|ADV MICRO DEVICES|HSBC|HSBC Securities, Inc.|722663
AMD|ADV MICRO DEVICES|IATS|INTERACTIVE BROKERS LLC|10594632
AMD|ADV MICRO DEVICES|IBKR|Interactive Brokers Llc|39355096
AMD|ADV MICRO DEVICES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|896
AMD|ADV MICRO DEVICES|ICBX|INSTINET, LLC|4687832
AMD|ADV MICRO DEVICES|IEQY|CITADEL SECURITIES LLC|10572223
AMD|ADV MICRO DEVICES|INCA|INSTINET, LLC|16373340
AMD|ADV MICRO DEVICES|INJX|INSTINET, LLC|391613
AMD|ADV MICRO DEVICES|ISLL|INLET SECURITIES, LLC|1100
AMD|ADV MICRO DEVICES|ITGI|ITG Inc.|2510677
AMD|ADV MICRO DEVICES|ITGP|ITG INC.|6749000
AMD|ADV MICRO DEVICES|JANY|Janney Montgomery Scott Inc.|61061
AMD|ADV MICRO DEVICES|JEFF|JEFFERIES LLC|5425658
AMD|ADV MICRO DEVICES|JHDR|J.H. Darbie & Co., Inc.|12500
AMD|ADV MICRO DEVICES|JMPT|JUMP TRADING, LLC|1659560
AMD|ADV MICRO DEVICES|JONE|JonesTrading|6300
AMD|ADV MICRO DEVICES|JPBX|J.P. MORGAN SECURITIES LLC|3295847
AMD|ADV MICRO DEVICES|JPMX|J.P. Morgan Securities LLC|12604769
AMD|ADV MICRO DEVICES|JSCL|JOSEPH STONE CAPITAL L.L.C.|63305
AMD|ADV MICRO DEVICES|JSEB|JANE STREET EXECUTION SERVICES, LLC|69000
AMD|ADV MICRO DEVICES|JSJX|JANE STREET CAPITAL LLC|6740739
AMD|ADV MICRO DEVICES|JUTA|JUMP TRADING, LLC|325688
AMD|ADV MICRO DEVICES|KCGM|VIRTU Americas LLC|4643700
AMD|ADV MICRO DEVICES|KCRD|PHX FINANCIAL, INC.|14930
AMD|ADV MICRO DEVICES|KEYB|KEYBANC CAPITAL MARKETS INC.|72873
AMD|ADV MICRO DEVICES|LAFC|R. F. Lafferty & Co., Inc.|216900
AMD|ADV MICRO DEVICES|LEER|LEERINK PARTNERS LLC|12000
AMD|ADV MICRO DEVICES|LEHM|Barclays Capital Inc./Le|50677905
AMD|ADV MICRO DEVICES|LGNT|COR CLEARING LLC|361
AMD|ADV MICRO DEVICES|LIME|Lime Brokerage LLC|3614234
AMD|ADV MICRO DEVICES|LMGP|LIME BROKERAGE LLC|299305
AMD|ADV MICRO DEVICES|LMNX|LUMINEX TRADING & ANALYTICS LLC|16600
AMD|ADV MICRO DEVICES|LOOP|Loop Capital Markets LLC|16353
AMD|ADV MICRO DEVICES|LPCM|Lampert Capital Markets Inc.|900
AMD|ADV MICRO DEVICES|LQNA|LIQUIDNET, INC.|158100
AMD|ADV MICRO DEVICES|LSCI|Lek Securities Corporation|3020193
AMD|ADV MICRO DEVICES|LVMR|LIVERMORE TRADING GROUP, INC.|93932
AMD|ADV MICRO DEVICES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
AMD|ADV MICRO DEVICES|MACC|Mid Atlantic Capital Corporation|1500
AMD|ADV MICRO DEVICES|MACQ|Macquarie Capital (USA) Inc.|18986
AMD|ADV MICRO DEVICES|MAXM|Maxim Group LLC|1295048
AMD|ADV MICRO DEVICES|MBTS|ALLY INVEST SECURITIES LLC|2395645
AMD|ADV MICRO DEVICES|MCMF|Raymond James Ltd. Cds|118546
AMD|ADV MICRO DEVICES|MKMP|MKM Partners LLC|100
AMD|ADV MICRO DEVICES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14973174
AMD|ADV MICRO DEVICES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|111395
AMD|ADV MICRO DEVICES|MOTF|MOTIF INVESTING, INC.|662
AMD|ADV MICRO DEVICES|MPSG|E D & F Man Capital Markets Inc.|217694
AMD|ADV MICRO DEVICES|MSCO|MORGAN STANLEY & CO. LLC|74041999
AMD|ADV MICRO DEVICES|MSPL|MORGAN STANLEY & CO. LLC|8734800
AMD|ADV MICRO DEVICES|MSTX|MORGAN STANLEY & CO. LLC|8111100
AMD|ADV MICRO DEVICES|MULL|MARK J. MULLER EQUITIES, INC.|36420
AMD|ADV MICRO DEVICES|MZHO|Mizuho Securities USA LLC|250000
AMD|ADV MICRO DEVICES|NATL|National Securities Corporation|73029
AMD|ADV MICRO DEVICES|NEED|Needham & Company, LLC|1300
AMD|ADV MICRO DEVICES|NEUB|NEUBERGER BERMAN BD LLC|560
AMD|ADV MICRO DEVICES|NFSC|National Financial Services LLC|84049997
AMD|ADV MICRO DEVICES|NITE|VIRTU Americas LLC|152173846
AMD|ADV MICRO DEVICES|NITP|VIRTU Americas LLC|4162428
AMD|ADV MICRO DEVICES|NMRA|Nomura Securities International, Inc.|359946
AMD|ADV MICRO DEVICES|NQRB|Brut, LLC|443824
AMD|ADV MICRO DEVICES|NTFN|Network 1 Financial Securities Inc.|18980
AMD|ADV MICRO DEVICES|NTRC|Northern Trust Securities, Inc.|4456
AMD|ADV MICRO DEVICES|OCEA|OCEAN FINANCIAL SERVICES, LLC|200
AMD|ADV MICRO DEVICES|OHOS|TWO SIGMA SECURITIES, LLC|387502
AMD|ADV MICRO DEVICES|OPCO|Oppenheimer & Co. Inc.|211771
AMD|ADV MICRO DEVICES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11836
AMD|ADV MICRO DEVICES|PCFF|Pacific International Securities Inc./CDS|7755
AMD|ADV MICRO DEVICES|PCPT|PHILLIP CAPITAL INC.|415796
AMD|ADV MICRO DEVICES|PDQM|CODA MARKETS, INC.|2193651
AMD|ADV MICRO DEVICES|PHLY|NASDAQ Execution Services, LLC|1055600
AMD|ADV MICRO DEVICES|PICT|Pictet Overseas Inc.|48000
AMD|ADV MICRO DEVICES|PIPR|Piper Jaffray & Co.|28912
AMD|ADV MICRO DEVICES|POIN|PRECISION SECURITIES, LLC (POIN)|8840
AMD|ADV MICRO DEVICES|PREC|PRECISION SECURITIES, LLC|17300
AMD|ADV MICRO DEVICES|PWJC|UBS Financial Services, Inc.|207846
AMD|ADV MICRO DEVICES|RAAA|RICHARD JAMES & ASSOCIATES, INC.|8458
AMD|ADV MICRO DEVICES|RAJA|Raymond James & Associates, Inc.|640418
AMD|ADV MICRO DEVICES|RBCM|RBC CAPITAL MARKETS, LLC|314912
AMD|ADV MICRO DEVICES|RGLD|Regal Securities, Inc|64821
AMD|ADV MICRO DEVICES|RHCO|Suntrust Robinson Humphrey, Inc.|957967
AMD|ADV MICRO DEVICES|RJLB|RJL CAPITAL GROUP, LLC|28529
AMD|ADV MICRO DEVICES|RJLC|RJL CAPITAL GROUP, LLC|81068
AMD|ADV MICRO DEVICES|SAGL|SAGETRADER, LLC|559786
AMD|ADV MICRO DEVICES|SAGW|SAGETRADER, LLC|6090
AMD|ADV MICRO DEVICES|SALI|INTL FCSTONE FINANCIAL INC.|132152
AMD|ADV MICRO DEVICES|SBSH|Citigroup Global Markets Inc.|10077276
AMD|ADV MICRO DEVICES|SCMC|Scotia Capital Markets (USA) Inc.|217500
AMD|ADV MICRO DEVICES|SDLR|Sandler, O'Neill & Partners, L.P.|100
AMD|ADV MICRO DEVICES|SEIC|SEI Investments Distribution Co.|450
AMD|ADV MICRO DEVICES|SGMT|GOLDMAN SACHS & CO. LLC|5489774
AMD|ADV MICRO DEVICES|SHMR|ABN Amro Clearing LLC|300
AMD|ADV MICRO DEVICES|SOGO|Wang Investment Associates, Inc.|38098
AMD|ADV MICRO DEVICES|SPDR|SPEEDROUTE LLC|1374702
AMD|ADV MICRO DEVICES|SPHN|Stephens Inc.|7376
AMD|ADV MICRO DEVICES|SPNT|SEVEN POINTS CAPITAL, LLC|396432
AMD|ADV MICRO DEVICES|SPTD|MINT GLOBAL MARKETS, INC.|237232
AMD|ADV MICRO DEVICES|STFL|Stifel, Nicolaus & Company, Incorporated|551653
AMD|ADV MICRO DEVICES|STKP|STOCKPILE INVESTMENTS, INC.|28142
AMD|ADV MICRO DEVICES|STTT|STATETRUST INVESTMENTS INC.|8800
AMD|ADV MICRO DEVICES|STXG|Stockcross Financial Services, Inc.|13153
AMD|ADV MICRO DEVICES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|80
AMD|ADV MICRO DEVICES|SWIM|TD Ameritrade, Inc.|75713306
AMD|ADV MICRO DEVICES|SWST|Hilltop Securities Inc.|160579
AMD|ADV MICRO DEVICES|TAGC|TELSEY ADVISORY GROUP LLC|3970
AMD|ADV MICRO DEVICES|TDFS|TRADERFIELD SECURITIES INC.|4500
AMD|ADV MICRO DEVICES|TKNG|ALLY INVEST SECURITIES LLC|2613103
AMD|ADV MICRO DEVICES|TMBR|Timber Hill LLC|300
AMD|ADV MICRO DEVICES|TRBT|Tradebot Systems, Inc.|10100383
AMD|ADV MICRO DEVICES|TRCM|TRC MARKETS LLC|1140634
AMD|ADV MICRO DEVICES|TTUC|CUTTONE & CO., INC.|14383
AMD|ADV MICRO DEVICES|TWTT|TASTYWORKS, INC.|86405
AMD|ADV MICRO DEVICES|UBSA|UBS SECURITIES LLC|25901299
AMD|ADV MICRO DEVICES|UBSS|UBS Securities LLC|29693548
AMD|ADV MICRO DEVICES|VALX|VIRTU AMERICAS LLC|1829335
AMD|ADV MICRO DEVICES|VERT|The Vertical Trading Group, LLC|196741
AMD|ADV MICRO DEVICES|VFIN|National Securities Corporation|2000
AMD|ADV MICRO DEVICES|VGRD|Vanguard Marketing Corporation|3320105
AMD|ADV MICRO DEVICES|VIEW|VIEWTRADE SECURITIES LLC|631
AMD|ADV MICRO DEVICES|VNDS|VANDHAM SECURITIES CORP|4300
AMD|ADV MICRO DEVICES|VSIN|Vision Financial Markets Llc|40668
AMD|ADV MICRO DEVICES|WABR|Wall Street Access|415511
AMD|ADV MICRO DEVICES|WBLR|WILLIAM BLAIR|64246
AMD|ADV MICRO DEVICES|WBPX|SUMMIT SECURITIES GROUP, LLC|190898
AMD|ADV MICRO DEVICES|WCHV|WELLS FARGO SECURITIES, LLC|7572724
AMD|ADV MICRO DEVICES|WDCO|Wilson-Davis & Co., Inc.|2500
AMD|ADV MICRO DEVICES|WDNX|WEEDEN & CO.L.P.|7210
AMD|ADV MICRO DEVICES|WEDB|WEDBUSH SECURITIES INC.|434356
AMD|ADV MICRO DEVICES|WEED|Weeden & Co.L.P.|74691
AMD|ADV MICRO DEVICES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4538577
AMD|ADV MICRO DEVICES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|239420
AMD|ADV MICRO DEVICES|WFPB|Wells Fargo Securities, LLC.|233
AMD|ADV MICRO DEVICES|WGIF|CIBC World Markets Inc.|934541
AMD|ADV MICRO DEVICES|WHOT|JUST2TRADE, INC.|2660
AMD|ADV MICRO DEVICES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1679
AMD|ADV MICRO DEVICES|WMLL|Watermill Institutional Trading LLC|12500
AMD|ADV MICRO DEVICES|WORD|Worden Capital Management LLC|44550
AMD|ADV MICRO DEVICES|WSAG|WALL STREET ACCESS|209
AMD|ADV MICRO DEVICES|WSEA|WOLVERINE SECURITIES, LLC|2999900
AMD|ADV MICRO DEVICES|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|670
AMD|ADV MICRO DEVICES|WTFS|JUST2TRADE, INC.|1040
AMD|ADV MICRO DEVICES|XIST|INSTINET, LLC|262374
AMD|ADV MICRO DEVICES|XPUS|XP SECURITIES, LLC|201932
AMD|ADV MICRO DEVICES|XSTM|NATIONAL FINANCIAL SERVICES LLC|6763814
AMD|ADV MICRO DEVICES|YKNA|COMHAR CAPITAL MARKETS, LLC|173578
AMD|ADV MICRO DEVICES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|359074
AMDA|AMEDICA CORPORATION|ALTX|Alternet Securities Inc.|800
AMDA|AMEDICA CORPORATION|APCC|Apex Clearing Corporation|29770
AMDA|AMEDICA CORPORATION|BIMI|Banca IMI Securities Corp.|16831
AMDA|AMEDICA CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9458
AMDA|AMEDICA CORPORATION|CHAS|Charles Schwab & Co., Inc.|3162
AMDA|AMEDICA CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103
AMDA|AMEDICA CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11331
AMDA|AMEDICA CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34164
AMDA|AMEDICA CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|1952
AMDA|AMEDICA CORPORATION|DBAB|Deutsche Bank Securities Inc.|17700
AMDA|AMEDICA CORPORATION|DBAX|Deutsche Bank Securities Inc.|4400
AMDA|AMEDICA CORPORATION|DEGS|RONIN PROFESSIONAL LLC|16716
AMDA|AMEDICA CORPORATION|EBXL|EBX LLC|13300
AMDA|AMEDICA CORPORATION|EDJO|Edward D. Jones & Co., L.P.|300
AMDA|AMEDICA CORPORATION|EGAM|CBOE TRADING, INC.|2048
AMDA|AMEDICA CORPORATION|EGXM|CBOE TRADING, INC.|400
AMDA|AMEDICA CORPORATION|ETRS|E*Trade Securities LLC|498017
AMDA|AMEDICA CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|45011
AMDA|AMEDICA CORPORATION|FILL|Tradestation Securities, Inc.|23187
AMDA|AMEDICA CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|470252
AMDA|AMEDICA CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16
AMDA|AMEDICA CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|510
AMDA|AMEDICA CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|15806
AMDA|AMEDICA CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1378
AMDA|AMEDICA CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|4274
AMDA|AMEDICA CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|222
AMDA|AMEDICA CORPORATION|GTSZ|GTS SECURITIES LLC|200
AMDA|AMEDICA CORPORATION|IATS|INTERACTIVE BROKERS LLC|41883
AMDA|AMEDICA CORPORATION|IBKR|Interactive Brokers Llc|371492
AMDA|AMEDICA CORPORATION|ICBX|INSTINET, LLC|8201
AMDA|AMEDICA CORPORATION|INCA|INSTINET, LLC|15666
AMDA|AMEDICA CORPORATION|ITGI|ITG Inc.|31612
AMDA|AMEDICA CORPORATION|ITGP|ITG INC.|25400
AMDA|AMEDICA CORPORATION|JMPT|JUMP TRADING, LLC|1581
AMDA|AMEDICA CORPORATION|JPMX|J.P. Morgan Securities LLC|1714
AMDA|AMEDICA CORPORATION|JSJX|JANE STREET CAPITAL LLC|3
AMDA|AMEDICA CORPORATION|KCGM|VIRTU Americas LLC|8150
AMDA|AMEDICA CORPORATION|LEHM|Barclays Capital Inc./Le|25048
AMDA|AMEDICA CORPORATION|LIME|Lime Brokerage LLC|8657
AMDA|AMEDICA CORPORATION|LSCI|Lek Securities Corporation|200
AMDA|AMEDICA CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2740
AMDA|AMEDICA CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|179566
AMDA|AMEDICA CORPORATION|NFSC|National Financial Services LLC|291450
AMDA|AMEDICA CORPORATION|NITE|VIRTU Americas LLC|1281551
AMDA|AMEDICA CORPORATION|NITP|VIRTU Americas LLC|613
AMDA|AMEDICA CORPORATION|NQRB|Brut, LLC|37
AMDA|AMEDICA CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|2400
AMDA|AMEDICA CORPORATION|OPCO|Oppenheimer & Co. Inc.|900
AMDA|AMEDICA CORPORATION|PDQM|CODA MARKETS, INC.|22263
AMDA|AMEDICA CORPORATION|PWJC|UBS Financial Services, Inc.|7017
AMDA|AMEDICA CORPORATION|RAJA|Raymond James & Associates, Inc.|5000
AMDA|AMEDICA CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|1200
AMDA|AMEDICA CORPORATION|SBSH|Citigroup Global Markets Inc.|12790
AMDA|AMEDICA CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|4952
AMDA|AMEDICA CORPORATION|SPDR|SPEEDROUTE LLC|119893
AMDA|AMEDICA CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|561
AMDA|AMEDICA CORPORATION|SWIM|TD Ameritrade, Inc.|234206
AMDA|AMEDICA CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|12856
AMDA|AMEDICA CORPORATION|UBSA|UBS SECURITIES LLC|50294
AMDA|AMEDICA CORPORATION|UBSS|UBS Securities LLC|70665
AMDA|AMEDICA CORPORATION|VGRD|Vanguard Marketing Corporation|8100
AMDA|AMEDICA CORPORATION|VSIN|Vision Financial Markets Llc|5922
AMDA|AMEDICA CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|40789
AMDA|AMEDICA CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5282
AMDA|AMEDICA CORPORATION|WGIF|CIBC World Markets Inc.|32772
AMDA|AMEDICA CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|30993
AMDA|AMEDICA CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
AMDA|AMEDICA CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|1221
AMDA|AMEDICA CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|84
AME|AMETEK INC|ABLE|NATIXIS Securities Americas LLC|14756
AME|AMETEK INC|ALTX|Alternet Securities Inc.|4834
AME|AMETEK INC|ANOS|ABEL/NOSER, L.L.C.|470
AME|AMETEK INC|APCC|Apex Clearing Corporation|205
AME|AMETEK INC|BALE|M&T SECURITIES, INC.|318
AME|AMETEK INC|BANK|Primevest Financial Services, Inc.|1
AME|AMETEK INC|BARD|Robert W. Baird & Co. Incorporated|1142
AME|AMETEK INC|BATM|CBOE TRADING, INC.|10562
AME|AMETEK INC|BAYC|BAY CREST PARTNERS, LLC|10
AME|AMETEK INC|BAYT|BTIG, LLC|1100
AME|AMETEK INC|BBNT|BB&T SECURITIES, LLC|214
AME|AMETEK INC|BERN|Sanford C. Bernstein & Co., LLC|93573
AME|AMETEK INC|BIDS|BIDS TRADING L.P.|400
AME|AMETEK INC|BKCM|BNY Mellon Capital Markets LLC|1297
AME|AMETEK INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4330
AME|AMETEK INC|BLKX|INSTINET, LLC|26700
AME|AMETEK INC|BNPX|BNP PARIBAS SECURITIES CORP.|319219
AME|AMETEK INC|BTIG|BTIG, LLC|1981
AME|AMETEK INC|BYXM|CBOE TRADING, INC.|1626
AME|AMETEK INC|BZYD|GOLDMAN SACHS & CO. LLC|300
AME|AMETEK INC|CANT|Cantor Fitzgerald & Co.|3090
AME|AMETEK INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|13532
AME|AMETEK INC|CHAS|Charles Schwab & Co., Inc.|2890
AME|AMETEK INC|CIBP|CIBC World Markets Corp.|94673
AME|AMETEK INC|CICF|Canaccord Genuity Corp.|70
AME|AMETEK INC|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
AME|AMETEK INC|CIST|Capital Institutional Services, Inc.|5082
AME|AMETEK INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49570
AME|AMETEK INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|665
AME|AMETEK INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|408947
AME|AMETEK INC|CTDL|Citadel Derivatives Group Llc|20793
AME|AMETEK INC|CTLR|CUTLER GROUP, LP|300
AME|AMETEK INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|41356
AME|AMETEK INC|DADA|D.A. Davidson & Co.|57
AME|AMETEK INC|DBAB|Deutsche Bank Securities Inc.|371793
AME|AMETEK INC|DBAX|Deutsche Bank Securities Inc.|160100
AME|AMETEK INC|DBUL|Deutsche Bank Securities Inc.|3913
AME|AMETEK INC|DCHF|Dart Executions, LLC|5676
AME|AMETEK INC|DEAN|MORGAN STANLEY|2117
AME|AMETEK INC|DEGS|RONIN PROFESSIONAL LLC|200
AME|AMETEK INC|DRWK|DRW SECURITIES, L.L.C.|3558
AME|AMETEK INC|EBXL|EBX LLC|136700
AME|AMETEK INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6590
AME|AMETEK INC|EDJC|Edward Jones / CDS|630
AME|AMETEK INC|EDJO|Edward D. Jones & Co., L.P.|9054
AME|AMETEK INC|EGAM|CBOE TRADING, INC.|12991
AME|AMETEK INC|EGAW|CBOE TRADING, INC.|218
AME|AMETEK INC|EGMT|EG MARKET TECHNOLOGIES LLC|2400
AME|AMETEK INC|EGXM|CBOE TRADING, INC.|4556
AME|AMETEK INC|ETBE|Electronic Transaction Clearing, Inc.|13589
AME|AMETEK INC|ETCC|Electronic Transaction Clearing, Inc.|312
AME|AMETEK INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13871
AME|AMETEK INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1913
AME|AMETEK INC|ETRS|E*Trade Securities LLC|4614
AME|AMETEK INC|FBSB|U.S. Bancorp Investments, Inc.|1
AME|AMETEK INC|FIDT|Fidelity Clearing Canada ULC./ CDS|324
AME|AMETEK INC|FILL|Tradestation Securities, Inc.|639
AME|AMETEK INC|FMAF|NBCN Inc./ CDS|10577
AME|AMETEK INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4643
AME|AMETEK INC|FQLS|Quantlab Securities LP|358500
AME|AMETEK INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88469
AME|AMETEK INC|FTBR|Foliofn Investments, Inc.|10392
AME|AMETEK INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1206
AME|AMETEK INC|GLIS|TD Securities Inc|140
AME|AMETEK INC|GLPX|ACS EXECUTION SERVICES, LLC|10612
AME|AMETEK INC|GSCO|GOLDMAN SACHS & CO. LLC|1759706
AME|AMETEK INC|GSCS|GOLDMAN SACHS & CO. LLC|1959
AME|AMETEK INC|GSLT|GOLDMAN SACHS & CO. LLC|5961
AME|AMETEK INC|GTSZ|GTS SECURITIES LLC|280926
AME|AMETEK INC|HPPX|POTAMUS TRADING, LLC|977
AME|AMETEK INC|HRBF|American Enterprise Investment Services Inc.|5690
AME|AMETEK INC|HSBC|HSBC Securities, Inc.|5538
AME|AMETEK INC|IATS|INTERACTIVE BROKERS LLC|5235
AME|AMETEK INC|IBKR|Interactive Brokers Llc|11185
AME|AMETEK INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|165
AME|AMETEK INC|ICBX|INSTINET, LLC|26571
AME|AMETEK INC|IEQY|CITADEL SECURITIES LLC|123232
AME|AMETEK INC|INCA|INSTINET, LLC|449345
AME|AMETEK INC|INJX|INSTINET, LLC|2602
AME|AMETEK INC|ITGI|ITG Inc.|28815
AME|AMETEK INC|ITGP|ITG INC.|59000
AME|AMETEK INC|JANY|Janney Montgomery Scott Inc.|1441
AME|AMETEK INC|JEFF|JEFFERIES LLC|133788
AME|AMETEK INC|JMPT|JUMP TRADING, LLC|72745
AME|AMETEK INC|JPBX|J.P. MORGAN SECURITIES LLC|140883
AME|AMETEK INC|JPMX|J.P. Morgan Securities LLC|649687
AME|AMETEK INC|JSJX|JANE STREET CAPITAL LLC|5600
AME|AMETEK INC|KCGM|VIRTU Americas LLC|47205
AME|AMETEK INC|LEHM|Barclays Capital Inc./Le|774820
AME|AMETEK INC|LIME|Lime Brokerage LLC|133235
AME|AMETEK INC|LQNA|LIQUIDNET, INC.|193100
AME|AMETEK INC|LSCI|Lek Securities Corporation|2355
AME|AMETEK INC|MACC|Mid Atlantic Capital Corporation|131
AME|AMETEK INC|MACQ|Macquarie Capital (USA) Inc.|200
AME|AMETEK INC|MAXM|Maxim Group LLC|4200
AME|AMETEK INC|MBTS|ALLY INVEST SECURITIES LLC|320
AME|AMETEK INC|MCMF|Raymond James Ltd. Cds|632
AME|AMETEK INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109628
AME|AMETEK INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2400
AME|AMETEK INC|MOTF|MOTIF INVESTING, INC.|2
AME|AMETEK INC|MSCO|MORGAN STANLEY & CO. LLC|2219979
AME|AMETEK INC|MSPL|MORGAN STANLEY & CO. LLC|276900
AME|AMETEK INC|MSTX|MORGAN STANLEY & CO. LLC|125200
AME|AMETEK INC|MTON|MILLINGTON SECURITIES, INC.|81355
AME|AMETEK INC|NFSC|National Financial Services LLC|182002
AME|AMETEK INC|NITE|VIRTU Americas LLC|170143
AME|AMETEK INC|NITP|VIRTU Americas LLC|100
AME|AMETEK INC|NQRB|Brut, LLC|11629
AME|AMETEK INC|NTBF|BMO Nesbitt Burns Inc./CDS|416
AME|AMETEK INC|NTRC|Northern Trust Securities, Inc.|1354
AME|AMETEK INC|OHOS|TWO SIGMA SECURITIES, LLC|68789
AME|AMETEK INC|OPCO|Oppenheimer & Co. Inc.|3032
AME|AMETEK INC|PDQM|CODA MARKETS, INC.|55903
AME|AMETEK INC|PIPR|Piper Jaffray & Co.|1587
AME|AMETEK INC|PUMA|Puma Capital, Llc|50321
AME|AMETEK INC|PWJC|UBS Financial Services, Inc.|90
AME|AMETEK INC|QMSR|QUATTRO M SECURITIES INC.|944
AME|AMETEK INC|RBCM|RBC CAPITAL MARKETS, LLC|6829
AME|AMETEK INC|SAGL|SAGETRADER, LLC|29681
AME|AMETEK INC|SBSH|Citigroup Global Markets Inc.|147929
AME|AMETEK INC|SGMT|GOLDMAN SACHS & CO. LLC|102895
AME|AMETEK INC|SPDR|SPEEDROUTE LLC|15601
AME|AMETEK INC|SPHN|Stephens Inc.|235
AME|AMETEK INC|STFL|Stifel, Nicolaus & Company, Incorporated|886
AME|AMETEK INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5308
AME|AMETEK INC|SWIM|TD Ameritrade, Inc.|4123
AME|AMETEK INC|SWST|Hilltop Securities Inc.|90
AME|AMETEK INC|TAGC|TELSEY ADVISORY GROUP LLC|566
AME|AMETEK INC|TMBR|Timber Hill LLC|935
AME|AMETEK INC|TRBT|Tradebot Systems, Inc.|191668
AME|AMETEK INC|TRCM|TRC MARKETS LLC|380233
AME|AMETEK INC|UBSA|UBS SECURITIES LLC|424006
AME|AMETEK INC|UBSS|UBS Securities LLC|958173
AME|AMETEK INC|VALX|VIRTU AMERICAS LLC|6960
AME|AMETEK INC|VERT|The Vertical Trading Group, LLC|200
AME|AMETEK INC|VGRD|Vanguard Marketing Corporation|4422
AME|AMETEK INC|WABR|Wall Street Access|36262
AME|AMETEK INC|WBLR|WILLIAM BLAIR|6685
AME|AMETEK INC|WBPX|SUMMIT SECURITIES GROUP, LLC|4935
AME|AMETEK INC|WCHV|WELLS FARGO SECURITIES, LLC|45964
AME|AMETEK INC|WDNX|WEEDEN & CO.L.P.|3502
AME|AMETEK INC|WEDB|WEDBUSH SECURITIES INC.|6134
AME|AMETEK INC|WEED|Weeden & Co.L.P.|7064
AME|AMETEK INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16540
AME|AMETEK INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|628
AME|AMETEK INC|WGIF|CIBC World Markets Inc.|54
AME|AMETEK INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1559
AME|AMETEK INC|WSAG|WALL STREET ACCESS|100
AME|AMETEK INC|WSEA|WOLVERINE SECURITIES, LLC|550
AME|AMETEK INC|XIST|INSTINET, LLC|16212
AME|AMETEK INC|XPQR|Jump Trading|5422
AME|AMETEK INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26922
AME|AMETEK INC|YKNA|COMHAR CAPITAL MARKETS, LLC|193
AME|AMETEK INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2358
AMED|AMEDISYS INC      ##|ADAM|CANACCORD GENUITY INC.|85
AMED|AMEDISYS INC      ##|AGIS|Aegis Capital Corp.|250
AMED|AMEDISYS INC      ##|ALTX|Alternet Securities Inc.|4648
AMED|AMEDISYS INC      ##|ANOS|ABEL/NOSER, L.L.C.|90
AMED|AMEDISYS INC      ##|APCC|Apex Clearing Corporation|66
AMED|AMEDISYS INC      ##|BARD|Robert W. Baird & Co. Incorporated|119
AMED|AMEDISYS INC      ##|BATM|CBOE TRADING, INC.|693
AMED|AMEDISYS INC      ##|BBNT|BB&T SECURITIES, LLC|52
AMED|AMEDISYS INC      ##|BERN|Sanford C. Bernstein & Co., LLC|145403
AMED|AMEDISYS INC      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5046
AMED|AMEDISYS INC      ##|BLKX|INSTINET, LLC|55000
AMED|AMEDISYS INC      ##|BMOC|BMO Capital Markets Corp.|4557
AMED|AMEDISYS INC      ##|BNPX|BNP PARIBAS SECURITIES CORP.|5027
AMED|AMEDISYS INC      ##|BRVL|BLAYLOCK VAN, LLC|400
AMED|AMEDISYS INC      ##|BTIG|BTIG, LLC|4827
AMED|AMEDISYS INC      ##|BYXM|CBOE TRADING, INC.|200
AMED|AMEDISYS INC      ##|BZYD|GOLDMAN SACHS & CO. LLC|465
AMED|AMEDISYS INC      ##|CANT|Cantor Fitzgerald & Co.|421
AMED|AMEDISYS INC      ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|11800
AMED|AMEDISYS INC      ##|CHAS|Charles Schwab & Co., Inc.|515
AMED|AMEDISYS INC      ##|CIST|Capital Institutional Services, Inc.|404
AMED|AMEDISYS INC      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29328
AMED|AMEDISYS INC      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8672
AMED|AMEDISYS INC      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102338
AMED|AMEDISYS INC      ##|CTDL|Citadel Derivatives Group Llc|5163
AMED|AMEDISYS INC      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|7698
AMED|AMEDISYS INC      ##|DBAB|Deutsche Bank Securities Inc.|237597
AMED|AMEDISYS INC      ##|DBAX|Deutsche Bank Securities Inc.|213000
AMED|AMEDISYS INC      ##|DBUL|Deutsche Bank Securities Inc.|700
AMED|AMEDISYS INC      ##|DEAN|MORGAN STANLEY|2364
AMED|AMEDISYS INC      ##|DEGS|RONIN PROFESSIONAL LLC|1097
AMED|AMEDISYS INC      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|688
AMED|AMEDISYS INC      ##|EBXL|EBX LLC|83200
AMED|AMEDISYS INC      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|156
AMED|AMEDISYS INC      ##|EDJO|Edward D. Jones & Co., L.P.|14654
AMED|AMEDISYS INC      ##|EGAM|CBOE TRADING, INC.|2244
AMED|AMEDISYS INC      ##|EGMT|EG MARKET TECHNOLOGIES LLC|900
AMED|AMEDISYS INC      ##|EGXM|CBOE TRADING, INC.|1383
AMED|AMEDISYS INC      ##|ETBE|Electronic Transaction Clearing, Inc.|1237
AMED|AMEDISYS INC      ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|186
AMED|AMEDISYS INC      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1106
AMED|AMEDISYS INC      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24417
AMED|AMEDISYS INC      ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
AMED|AMEDISYS INC      ##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|8589
AMED|AMEDISYS INC      ##|ETRS|E*Trade Securities LLC|16026
AMED|AMEDISYS INC      ##|FBCO|Credit Suisse Securities (USA) LLC|151704
AMED|AMEDISYS INC      ##|FFSI|Firstrade Securities Inc.|100
AMED|AMEDISYS INC      ##|FIDT|Fidelity Clearing Canada ULC./ CDS|10
AMED|AMEDISYS INC      ##|FILL|Tradestation Securities, Inc.|2256
AMED|AMEDISYS INC      ##|FMAF|NBCN Inc./ CDS|5732
AMED|AMEDISYS INC      ##|FOMA|TD AMERITRADE CLEARING, INC.|88005
AMED|AMEDISYS INC      ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|725
AMED|AMEDISYS INC      ##|FQLS|Quantlab Securities LP|96954
AMED|AMEDISYS INC      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57607
AMED|AMEDISYS INC      ##|FTBR|Foliofn Investments, Inc.|9067
AMED|AMEDISYS INC      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|22667
AMED|AMEDISYS INC      ##|GLPX|ACS EXECUTION SERVICES, LLC|30827
AMED|AMEDISYS INC      ##|GSCO|GOLDMAN SACHS & CO. LLC|343890
AMED|AMEDISYS INC      ##|GSCS|GOLDMAN SACHS & CO. LLC|20439
AMED|AMEDISYS INC      ##|GSLT|GOLDMAN SACHS & CO. LLC|3373
AMED|AMEDISYS INC      ##|GTSZ|GTS SECURITIES LLC|20291
AMED|AMEDISYS INC      ##|HRBF|American Enterprise Investment Services Inc.|117
AMED|AMEDISYS INC      ##|IATS|INTERACTIVE BROKERS LLC|2560
AMED|AMEDISYS INC      ##|IBKR|Interactive Brokers Llc|27853
AMED|AMEDISYS INC      ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1193
AMED|AMEDISYS INC      ##|ICBX|INSTINET, LLC|22600
AMED|AMEDISYS INC      ##|IEQY|CITADEL SECURITIES LLC|31288
AMED|AMEDISYS INC      ##|INCA|INSTINET, LLC|165078
AMED|AMEDISYS INC      ##|INJX|INSTINET, LLC|35385
AMED|AMEDISYS INC      ##|ITGI|ITG Inc.|50273
AMED|AMEDISYS INC      ##|ITGP|ITG INC.|47600
AMED|AMEDISYS INC      ##|JANY|Janney Montgomery Scott Inc.|221
AMED|AMEDISYS INC      ##|JEFF|JEFFERIES LLC|44629
AMED|AMEDISYS INC      ##|JMPT|JUMP TRADING, LLC|18850
AMED|AMEDISYS INC      ##|JPBX|J.P. MORGAN SECURITIES LLC|3327
AMED|AMEDISYS INC      ##|JPMX|J.P. Morgan Securities LLC|223920
AMED|AMEDISYS INC      ##|JSJX|JANE STREET CAPITAL LLC|6148
AMED|AMEDISYS INC      ##|KCGM|VIRTU Americas LLC|21657
AMED|AMEDISYS INC      ##|LEHM|Barclays Capital Inc./Le|229161
AMED|AMEDISYS INC      ##|LIME|Lime Brokerage LLC|93797
AMED|AMEDISYS INC      ##|LQNA|LIQUIDNET, INC.|83300
AMED|AMEDISYS INC      ##|LSCI|Lek Securities Corporation|1
AMED|AMEDISYS INC      ##|MAXM|Maxim Group LLC|2855
AMED|AMEDISYS INC      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28955
AMED|AMEDISYS INC      ##|MOTF|MOTIF INVESTING, INC.|75
AMED|AMEDISYS INC      ##|MSCO|MORGAN STANLEY & CO. LLC|752746
AMED|AMEDISYS INC      ##|MSPL|MORGAN STANLEY & CO. LLC|144700
AMED|AMEDISYS INC      ##|MSTX|MORGAN STANLEY & CO. LLC|8600
AMED|AMEDISYS INC      ##|NFSC|National Financial Services LLC|104204
AMED|AMEDISYS INC      ##|NITE|VIRTU Americas LLC|122596
AMED|AMEDISYS INC      ##|NITP|VIRTU Americas LLC|916
AMED|AMEDISYS INC      ##|NQRB|Brut, LLC|1423
AMED|AMEDISYS INC      ##|NTRC|Northern Trust Securities, Inc.|182
AMED|AMEDISYS INC      ##|OHOS|TWO SIGMA SECURITIES, LLC|18136
AMED|AMEDISYS INC      ##|OPCO|Oppenheimer & Co. Inc.|4254
AMED|AMEDISYS INC      ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|70
AMED|AMEDISYS INC      ##|PDQM|CODA MARKETS, INC.|218216
AMED|AMEDISYS INC      ##|PWJC|UBS Financial Services, Inc.|730
AMED|AMEDISYS INC      ##|RAJA|Raymond James & Associates, Inc.|1206
AMED|AMEDISYS INC      ##|RBCM|RBC CAPITAL MARKETS, LLC|7892
AMED|AMEDISYS INC      ##|SAGL|SAGETRADER, LLC|1453
AMED|AMEDISYS INC      ##|SAGW|SAGETRADER, LLC|133
AMED|AMEDISYS INC      ##|SALI|INTL FCSTONE FINANCIAL INC.|18
AMED|AMEDISYS INC      ##|SBSH|Citigroup Global Markets Inc.|94919
AMED|AMEDISYS INC      ##|SGMT|GOLDMAN SACHS & CO. LLC|63065
AMED|AMEDISYS INC      ##|SPDR|SPEEDROUTE LLC|13660
AMED|AMEDISYS INC      ##|SPTD|MINT GLOBAL MARKETS, INC.|22464
AMED|AMEDISYS INC      ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|3500
AMED|AMEDISYS INC      ##|STFL|Stifel, Nicolaus & Company, Incorporated|4321
AMED|AMEDISYS INC      ##|SWIM|TD Ameritrade, Inc.|4536
AMED|AMEDISYS INC      ##|SWST|Hilltop Securities Inc.|1129
AMED|AMEDISYS INC      ##|TKNG|ALLY INVEST SECURITIES LLC|404
AMED|AMEDISYS INC      ##|TONC|CUTTONE & CO., LLC|1090
AMED|AMEDISYS INC      ##|TRBT|Tradebot Systems, Inc.|70461
AMED|AMEDISYS INC      ##|TRCM|TRC MARKETS LLC|52886
AMED|AMEDISYS INC      ##|TWTT|TASTYWORKS, INC.|2000
AMED|AMEDISYS INC      ##|UBSA|UBS SECURITIES LLC|285321
AMED|AMEDISYS INC      ##|UBSS|UBS Securities LLC|430963
AMED|AMEDISYS INC      ##|VALX|VIRTU AMERICAS LLC|3202
AMED|AMEDISYS INC      ##|VGRD|Vanguard Marketing Corporation|1436
AMED|AMEDISYS INC      ##|VNDM|Wall Street Access|1500
AMED|AMEDISYS INC      ##|VSIN|Vision Financial Markets Llc|7
AMED|AMEDISYS INC      ##|WABR|Wall Street Access|1300
AMED|AMEDISYS INC      ##|WBLR|WILLIAM BLAIR|23400
AMED|AMEDISYS INC      ##|WBPX|SUMMIT SECURITIES GROUP, LLC|100
AMED|AMEDISYS INC      ##|WCHV|WELLS FARGO SECURITIES, LLC|17517
AMED|AMEDISYS INC      ##|WEED|Weeden & Co.L.P.|5652
AMED|AMEDISYS INC      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9780
AMED|AMEDISYS INC      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5672
AMED|AMEDISYS INC      ##|WHOT|JUST2TRADE, INC.|40
AMED|AMEDISYS INC      ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
AMED|AMEDISYS INC      ##|WSEA|WOLVERINE SECURITIES, LLC|579
AMED|AMEDISYS INC      ##|XIST|INSTINET, LLC|5624
AMED|AMEDISYS INC      ##|XPQR|Jump Trading|600
AMED|AMEDISYS INC      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|9268
AMED|AMEDISYS INC      ##|YKNA|COMHAR CAPITAL MARKETS, LLC|8026
AMED|AMEDISYS INC      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5860
AMEH|APOLLO MEDICAL COMM|ALTX|Alternet Securities Inc.|2358
AMEH|APOLLO MEDICAL COMM|APCC|Apex Clearing Corporation|725
AMEH|APOLLO MEDICAL COMM|BATM|CBOE TRADING, INC.|2556
AMEH|APOLLO MEDICAL COMM|BAYC|BAY CREST PARTNERS, LLC|1801
AMEH|APOLLO MEDICAL COMM|BERN|Sanford C. Bernstein & Co., LLC|6854
AMEH|APOLLO MEDICAL COMM|BLKX|INSTINET, LLC|11600
AMEH|APOLLO MEDICAL COMM|BMOC|BMO Capital Markets Corp.|847
AMEH|APOLLO MEDICAL COMM|BNPX|BNP PARIBAS SECURITIES CORP.|2261
AMEH|APOLLO MEDICAL COMM|BTIG|BTIG, LLC|5390
AMEH|APOLLO MEDICAL COMM|BYXM|CBOE TRADING, INC.|2400
AMEH|APOLLO MEDICAL COMM|CHAS|Charles Schwab & Co., Inc.|1333
AMEH|APOLLO MEDICAL COMM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3401
AMEH|APOLLO MEDICAL COMM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|166772
AMEH|APOLLO MEDICAL COMM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|45503
AMEH|APOLLO MEDICAL COMM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79276
AMEH|APOLLO MEDICAL COMM|CTDL|Citadel Derivatives Group Llc|5812
AMEH|APOLLO MEDICAL COMM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4570
AMEH|APOLLO MEDICAL COMM|DBAB|Deutsche Bank Securities Inc.|194542
AMEH|APOLLO MEDICAL COMM|DBAX|Deutsche Bank Securities Inc.|77900
AMEH|APOLLO MEDICAL COMM|DBUL|Deutsche Bank Securities Inc.|2111
AMEH|APOLLO MEDICAL COMM|DEGS|RONIN PROFESSIONAL LLC|8737
AMEH|APOLLO MEDICAL COMM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12010
AMEH|APOLLO MEDICAL COMM|DOTC|Dougherty & Company LLC|9637
AMEH|APOLLO MEDICAL COMM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1338
AMEH|APOLLO MEDICAL COMM|EBXL|EBX LLC|29800
AMEH|APOLLO MEDICAL COMM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2657
AMEH|APOLLO MEDICAL COMM|EGAM|CBOE TRADING, INC.|1999
AMEH|APOLLO MEDICAL COMM|EGAW|CBOE TRADING, INC.|1080
AMEH|APOLLO MEDICAL COMM|EGXM|CBOE TRADING, INC.|1300
AMEH|APOLLO MEDICAL COMM|EGXW|CBOE TRADING, INC.|3506
AMEH|APOLLO MEDICAL COMM|ETBE|Electronic Transaction Clearing, Inc.|10889
AMEH|APOLLO MEDICAL COMM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|310
AMEH|APOLLO MEDICAL COMM|ETRS|E*Trade Securities LLC|19852
AMEH|APOLLO MEDICAL COMM|FBCO|Credit Suisse Securities (USA) LLC|65170
AMEH|APOLLO MEDICAL COMM|FILL|Tradestation Securities, Inc.|160
AMEH|APOLLO MEDICAL COMM|FOMA|TD AMERITRADE CLEARING, INC.|44671
AMEH|APOLLO MEDICAL COMM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|734
AMEH|APOLLO MEDICAL COMM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22199
AMEH|APOLLO MEDICAL COMM|GEBB|GLOBAL EXECUTION BROKERS, LP|23266
AMEH|APOLLO MEDICAL COMM|GLPX|ACS EXECUTION SERVICES, LLC|98904
AMEH|APOLLO MEDICAL COMM|GSCO|GOLDMAN SACHS & CO. LLC|803719
AMEH|APOLLO MEDICAL COMM|GSCS|GOLDMAN SACHS & CO. LLC|7239
AMEH|APOLLO MEDICAL COMM|GSLT|GOLDMAN SACHS & CO. LLC|10624
AMEH|APOLLO MEDICAL COMM|GTSZ|GTS SECURITIES LLC|51946
AMEH|APOLLO MEDICAL COMM|HSBC|HSBC Securities, Inc.|1500
AMEH|APOLLO MEDICAL COMM|IATS|INTERACTIVE BROKERS LLC|4628
AMEH|APOLLO MEDICAL COMM|IBKR|Interactive Brokers Llc|41042
AMEH|APOLLO MEDICAL COMM|ICBX|INSTINET, LLC|12436
AMEH|APOLLO MEDICAL COMM|IEQY|CITADEL SECURITIES LLC|4027
AMEH|APOLLO MEDICAL COMM|INCA|INSTINET, LLC|276188
AMEH|APOLLO MEDICAL COMM|INJX|INSTINET, LLC|1082
AMEH|APOLLO MEDICAL COMM|ITGI|ITG Inc.|203470
AMEH|APOLLO MEDICAL COMM|ITGP|ITG INC.|39400
AMEH|APOLLO MEDICAL COMM|JEFF|JEFFERIES LLC|10762
AMEH|APOLLO MEDICAL COMM|JMPT|JUMP TRADING, LLC|2179
AMEH|APOLLO MEDICAL COMM|JPMX|J.P. Morgan Securities LLC|56499
AMEH|APOLLO MEDICAL COMM|JSJX|JANE STREET CAPITAL LLC|1549
AMEH|APOLLO MEDICAL COMM|KCGM|VIRTU Americas LLC|16529
AMEH|APOLLO MEDICAL COMM|LEHM|Barclays Capital Inc./Le|579233
AMEH|APOLLO MEDICAL COMM|LIME|Lime Brokerage LLC|35521
AMEH|APOLLO MEDICAL COMM|LMGP|LIME BROKERAGE LLC|44690
AMEH|APOLLO MEDICAL COMM|LOOP|Loop Capital Markets LLC|3701
AMEH|APOLLO MEDICAL COMM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AMEH|APOLLO MEDICAL COMM|MACQ|Macquarie Capital (USA) Inc.|2301
AMEH|APOLLO MEDICAL COMM|MAXM|Maxim Group LLC|500
AMEH|APOLLO MEDICAL COMM|MICA|Spartan Securities Group, Ltd.|16200
AMEH|APOLLO MEDICAL COMM|MKMP|MKM Partners LLC|2600
AMEH|APOLLO MEDICAL COMM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33332
AMEH|APOLLO MEDICAL COMM|MSCO|MORGAN STANLEY & CO. LLC|803289
AMEH|APOLLO MEDICAL COMM|MSPL|MORGAN STANLEY & CO. LLC|20800
AMEH|APOLLO MEDICAL COMM|MSTX|MORGAN STANLEY & CO. LLC|12600
AMEH|APOLLO MEDICAL COMM|NATL|National Securities Corporation|7900
AMEH|APOLLO MEDICAL COMM|NFSC|National Financial Services LLC|63483
AMEH|APOLLO MEDICAL COMM|NITE|VIRTU Americas LLC|234885
AMEH|APOLLO MEDICAL COMM|NQRB|Brut, LLC|4628
AMEH|APOLLO MEDICAL COMM|PDQM|CODA MARKETS, INC.|145028
AMEH|APOLLO MEDICAL COMM|POIN|PRECISION SECURITIES, LLC (POIN)|2701
AMEH|APOLLO MEDICAL COMM|PWJC|UBS Financial Services, Inc.|16182
AMEH|APOLLO MEDICAL COMM|SAGL|SAGETRADER, LLC|24680
AMEH|APOLLO MEDICAL COMM|SBSH|Citigroup Global Markets Inc.|96521
AMEH|APOLLO MEDICAL COMM|SGMT|GOLDMAN SACHS & CO. LLC|18692
AMEH|APOLLO MEDICAL COMM|SPDR|SPEEDROUTE LLC|79739
AMEH|APOLLO MEDICAL COMM|STFL|Stifel, Nicolaus & Company, Incorporated|1500
AMEH|APOLLO MEDICAL COMM|SWIM|TD Ameritrade, Inc.|42727
AMEH|APOLLO MEDICAL COMM|TKNG|ALLY INVEST SECURITIES LLC|264
AMEH|APOLLO MEDICAL COMM|TRCM|TRC MARKETS LLC|10908
AMEH|APOLLO MEDICAL COMM|UBSS|UBS Securities LLC|1345703
AMEH|APOLLO MEDICAL COMM|VALX|VIRTU AMERICAS LLC|17602
AMEH|APOLLO MEDICAL COMM|VGRD|Vanguard Marketing Corporation|2086
AMEH|APOLLO MEDICAL COMM|WCHV|WELLS FARGO SECURITIES, LLC|14731
AMEH|APOLLO MEDICAL COMM|WDNX|WEEDEN & CO.L.P.|1660
AMEH|APOLLO MEDICAL COMM|WEDB|WEDBUSH SECURITIES INC.|74440
AMEH|APOLLO MEDICAL COMM|WEED|Weeden & Co.L.P.|1390
AMEH|APOLLO MEDICAL COMM|WGIF|CIBC World Markets Inc.|817
AMEH|APOLLO MEDICAL COMM|WSEA|WOLVERINE SECURITIES, LLC|773
AMEH|APOLLO MEDICAL COMM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
AMEH|APOLLO MEDICAL COMM|YKNA|COMHAR CAPITAL MARKETS, LLC|11975
AMG|AFFILIATED MGRS GRP|ALTX|Alternet Securities Inc.|1800
AMG|AFFILIATED MGRS GRP|ANOS|ABEL/NOSER, L.L.C.|222
AMG|AFFILIATED MGRS GRP|APCC|Apex Clearing Corporation|260
AMG|AFFILIATED MGRS GRP|BANK|Primevest Financial Services, Inc.|4
AMG|AFFILIATED MGRS GRP|BARD|Robert W. Baird & Co. Incorporated|2053
AMG|AFFILIATED MGRS GRP|BATM|CBOE TRADING, INC.|7273
AMG|AFFILIATED MGRS GRP|BAYC|BAY CREST PARTNERS, LLC|836
AMG|AFFILIATED MGRS GRP|BAYT|BTIG, LLC|16369
AMG|AFFILIATED MGRS GRP|BBNT|BB&T SECURITIES, LLC|35638
AMG|AFFILIATED MGRS GRP|BERN|Sanford C. Bernstein & Co., LLC|68839
AMG|AFFILIATED MGRS GRP|BIDS|BIDS TRADING L.P.|400
AMG|AFFILIATED MGRS GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1382
AMG|AFFILIATED MGRS GRP|BLKX|INSTINET, LLC|65834
AMG|AFFILIATED MGRS GRP|BNPX|BNP PARIBAS SECURITIES CORP.|11546
AMG|AFFILIATED MGRS GRP|BTIG|BTIG, LLC|7406
AMG|AFFILIATED MGRS GRP|BYXM|CBOE TRADING, INC.|158
AMG|AFFILIATED MGRS GRP|BZYD|GOLDMAN SACHS & CO. LLC|100
AMG|AFFILIATED MGRS GRP|CABR|Cabrera Capital Markets, Inc.|16
AMG|AFFILIATED MGRS GRP|CANT|Cantor Fitzgerald & Co.|9
AMG|AFFILIATED MGRS GRP|CHAS|Charles Schwab & Co., Inc.|448
AMG|AFFILIATED MGRS GRP|CIST|Capital Institutional Services, Inc.|3849
AMG|AFFILIATED MGRS GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77065
AMG|AFFILIATED MGRS GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|297377
AMG|AFFILIATED MGRS GRP|CTDL|Citadel Derivatives Group Llc|2580
AMG|AFFILIATED MGRS GRP|CTLR|CUTLER GROUP, LP|300
AMG|AFFILIATED MGRS GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10366
AMG|AFFILIATED MGRS GRP|DADA|D.A. Davidson & Co.|83
AMG|AFFILIATED MGRS GRP|DAVA|Davenport & Company LLC|51
AMG|AFFILIATED MGRS GRP|DBAB|Deutsche Bank Securities Inc.|291012
AMG|AFFILIATED MGRS GRP|DBAX|Deutsche Bank Securities Inc.|107700
AMG|AFFILIATED MGRS GRP|DBUL|Deutsche Bank Securities Inc.|660
AMG|AFFILIATED MGRS GRP|DCHF|Dart Executions, LLC|720
AMG|AFFILIATED MGRS GRP|DEAN|MORGAN STANLEY|4891
AMG|AFFILIATED MGRS GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5015
AMG|AFFILIATED MGRS GRP|EBXL|EBX LLC|173400
AMG|AFFILIATED MGRS GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|13047
AMG|AFFILIATED MGRS GRP|EDJO|Edward D. Jones & Co., L.P.|6063
AMG|AFFILIATED MGRS GRP|EGAM|CBOE TRADING, INC.|5419
AMG|AFFILIATED MGRS GRP|EGAW|CBOE TRADING, INC.|35
AMG|AFFILIATED MGRS GRP|EGMT|EG MARKET TECHNOLOGIES LLC|800
AMG|AFFILIATED MGRS GRP|EGXM|CBOE TRADING, INC.|412
AMG|AFFILIATED MGRS GRP|EGXW|CBOE TRADING, INC.|247
AMG|AFFILIATED MGRS GRP|ELEV|ELEVATION, LLC|1700
AMG|AFFILIATED MGRS GRP|ETBE|Electronic Transaction Clearing, Inc.|2222
AMG|AFFILIATED MGRS GRP|ETCC|Electronic Transaction Clearing, Inc.|382
AMG|AFFILIATED MGRS GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32385
AMG|AFFILIATED MGRS GRP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
AMG|AFFILIATED MGRS GRP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|140
AMG|AFFILIATED MGRS GRP|ETRS|E*Trade Securities LLC|2141
AMG|AFFILIATED MGRS GRP|FBSB|U.S. Bancorp Investments, Inc.|34
AMG|AFFILIATED MGRS GRP|FILL|Tradestation Securities, Inc.|560
AMG|AFFILIATED MGRS GRP|FINX|FINTECH SECURITIES|523
AMG|AFFILIATED MGRS GRP|FMAF|NBCN Inc./ CDS|523
AMG|AFFILIATED MGRS GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5462
AMG|AFFILIATED MGRS GRP|FQLS|Quantlab Securities LP|207363
AMG|AFFILIATED MGRS GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47234
AMG|AFFILIATED MGRS GRP|FTBR|Foliofn Investments, Inc.|708
AMG|AFFILIATED MGRS GRP|GLIS|TD Securities Inc|3
AMG|AFFILIATED MGRS GRP|GLPX|ACS EXECUTION SERVICES, LLC|19337
AMG|AFFILIATED MGRS GRP|GSCO|GOLDMAN SACHS & CO. LLC|194304
AMG|AFFILIATED MGRS GRP|GSCS|GOLDMAN SACHS & CO. LLC|1353
AMG|AFFILIATED MGRS GRP|GSLT|GOLDMAN SACHS & CO. LLC|5874
AMG|AFFILIATED MGRS GRP|GTSZ|GTS SECURITIES LLC|111611
AMG|AFFILIATED MGRS GRP|HRBF|American Enterprise Investment Services Inc.|8925
AMG|AFFILIATED MGRS GRP|HSBC|HSBC Securities, Inc.|776
AMG|AFFILIATED MGRS GRP|IATS|INTERACTIVE BROKERS LLC|1736
AMG|AFFILIATED MGRS GRP|IBKR|Interactive Brokers Llc|4006
AMG|AFFILIATED MGRS GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|865
AMG|AFFILIATED MGRS GRP|ICBX|INSTINET, LLC|27300
AMG|AFFILIATED MGRS GRP|IEQY|CITADEL SECURITIES LLC|148709
AMG|AFFILIATED MGRS GRP|INCA|INSTINET, LLC|199781
AMG|AFFILIATED MGRS GRP|INJX|INSTINET, LLC|2083
AMG|AFFILIATED MGRS GRP|ITGI|ITG Inc.|38789
AMG|AFFILIATED MGRS GRP|ITGP|ITG INC.|33200
AMG|AFFILIATED MGRS GRP|JANY|Janney Montgomery Scott Inc.|417
AMG|AFFILIATED MGRS GRP|JEFF|JEFFERIES LLC|47885
AMG|AFFILIATED MGRS GRP|JMPT|JUMP TRADING, LLC|83012
AMG|AFFILIATED MGRS GRP|JONE|JonesTrading|4461
AMG|AFFILIATED MGRS GRP|JPBX|J.P. MORGAN SECURITIES LLC|9903
AMG|AFFILIATED MGRS GRP|JPMX|J.P. Morgan Securities LLC|126476
AMG|AFFILIATED MGRS GRP|JSJX|JANE STREET CAPITAL LLC|3474
AMG|AFFILIATED MGRS GRP|KCGM|VIRTU Americas LLC|20295
AMG|AFFILIATED MGRS GRP|KING|C. L. King & Associates, Inc.|1000
AMG|AFFILIATED MGRS GRP|LEHM|Barclays Capital Inc./Le|396062
AMG|AFFILIATED MGRS GRP|LIME|Lime Brokerage LLC|43640
AMG|AFFILIATED MGRS GRP|LMNX|LUMINEX TRADING & ANALYTICS LLC|24900
AMG|AFFILIATED MGRS GRP|LQNA|LIQUIDNET, INC.|43600
AMG|AFFILIATED MGRS GRP|LSCI|Lek Securities Corporation|28
AMG|AFFILIATED MGRS GRP|MACC|Mid Atlantic Capital Corporation|60
AMG|AFFILIATED MGRS GRP|MACQ|Macquarie Capital (USA) Inc.|500
AMG|AFFILIATED MGRS GRP|MAXM|Maxim Group LLC|6999
AMG|AFFILIATED MGRS GRP|MBTS|ALLY INVEST SECURITIES LLC|19
AMG|AFFILIATED MGRS GRP|MCBT|Moors & Cabot, Inc.|100
AMG|AFFILIATED MGRS GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67700
AMG|AFFILIATED MGRS GRP|MNDX|TJM Investments, LLC|4218
AMG|AFFILIATED MGRS GRP|MOTF|MOTIF INVESTING, INC.|5
AMG|AFFILIATED MGRS GRP|MPSG|E D & F Man Capital Markets Inc.|290
AMG|AFFILIATED MGRS GRP|MSCO|MORGAN STANLEY & CO. LLC|1950083
AMG|AFFILIATED MGRS GRP|MSPL|MORGAN STANLEY & CO. LLC|168300
AMG|AFFILIATED MGRS GRP|MSTX|MORGAN STANLEY & CO. LLC|31200
AMG|AFFILIATED MGRS GRP|MUFG|MUFG SECURITIES AMERICAS INC.|6368
AMG|AFFILIATED MGRS GRP|NFSC|National Financial Services LLC|50288
AMG|AFFILIATED MGRS GRP|NITE|VIRTU Americas LLC|149556
AMG|AFFILIATED MGRS GRP|NQRB|Brut, LLC|2988
AMG|AFFILIATED MGRS GRP|NTBF|BMO Nesbitt Burns Inc./CDS|100
AMG|AFFILIATED MGRS GRP|NTRC|Northern Trust Securities, Inc.|312
AMG|AFFILIATED MGRS GRP|OPCO|Oppenheimer & Co. Inc.|28
AMG|AFFILIATED MGRS GRP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1235
AMG|AFFILIATED MGRS GRP|PDQM|CODA MARKETS, INC.|52369
AMG|AFFILIATED MGRS GRP|PWJC|UBS Financial Services, Inc.|19
AMG|AFFILIATED MGRS GRP|QMSR|QUATTRO M SECURITIES INC.|538
AMG|AFFILIATED MGRS GRP|RBCM|RBC CAPITAL MARKETS, LLC|1196
AMG|AFFILIATED MGRS GRP|SAGL|SAGETRADER, LLC|2373
AMG|AFFILIATED MGRS GRP|SAGW|SAGETRADER, LLC|33
AMG|AFFILIATED MGRS GRP|SBSH|Citigroup Global Markets Inc.|46043
AMG|AFFILIATED MGRS GRP|SEIC|SEI Investments Distribution Co.|100
AMG|AFFILIATED MGRS GRP|SGMT|GOLDMAN SACHS & CO. LLC|46935
AMG|AFFILIATED MGRS GRP|SPDR|SPEEDROUTE LLC|3401
AMG|AFFILIATED MGRS GRP|SPTD|MINT GLOBAL MARKETS, INC.|840
AMG|AFFILIATED MGRS GRP|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
AMG|AFFILIATED MGRS GRP|STFL|Stifel, Nicolaus & Company, Incorporated|1217
AMG|AFFILIATED MGRS GRP|SWIM|TD Ameritrade, Inc.|530
AMG|AFFILIATED MGRS GRP|SWST|Hilltop Securities Inc.|2926
AMG|AFFILIATED MGRS GRP|TAGC|TELSEY ADVISORY GROUP LLC|100
AMG|AFFILIATED MGRS GRP|TDSI|TD Securities (USA) LLC|1541
AMG|AFFILIATED MGRS GRP|TKNG|ALLY INVEST SECURITIES LLC|7
AMG|AFFILIATED MGRS GRP|TRBT|Tradebot Systems, Inc.|120401
AMG|AFFILIATED MGRS GRP|TRCM|TRC MARKETS LLC|129690
AMG|AFFILIATED MGRS GRP|TWTT|TASTYWORKS, INC.|30
AMG|AFFILIATED MGRS GRP|UBSA|UBS SECURITIES LLC|348992
AMG|AFFILIATED MGRS GRP|UBSS|UBS Securities LLC|643699
AMG|AFFILIATED MGRS GRP|VALX|VIRTU AMERICAS LLC|7101
AMG|AFFILIATED MGRS GRP|VGRD|Vanguard Marketing Corporation|1082
AMG|AFFILIATED MGRS GRP|VNDM|Wall Street Access|2124
AMG|AFFILIATED MGRS GRP|VSIN|Vision Financial Markets Llc|1
AMG|AFFILIATED MGRS GRP|WABR|Wall Street Access|700
AMG|AFFILIATED MGRS GRP|WBLR|WILLIAM BLAIR|15607
AMG|AFFILIATED MGRS GRP|WBPX|SUMMIT SECURITIES GROUP, LLC|4197
AMG|AFFILIATED MGRS GRP|WCHV|WELLS FARGO SECURITIES, LLC|43802
AMG|AFFILIATED MGRS GRP|WDNX|WEEDEN & CO.L.P.|38
AMG|AFFILIATED MGRS GRP|WEDB|WEDBUSH SECURITIES INC.|2892
AMG|AFFILIATED MGRS GRP|WEED|Weeden & Co.L.P.|3110
AMG|AFFILIATED MGRS GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2381
AMG|AFFILIATED MGRS GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4190
AMG|AFFILIATED MGRS GRP|WGIF|CIBC World Markets Inc.|118
AMG|AFFILIATED MGRS GRP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|483
AMG|AFFILIATED MGRS GRP|WSEA|WOLVERINE SECURITIES, LLC|1176
AMG|AFFILIATED MGRS GRP|XIST|INSTINET, LLC|22648
AMG|AFFILIATED MGRS GRP|XPQR|Jump Trading|2285
AMG|AFFILIATED MGRS GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|38806
AMG|AFFILIATED MGRS GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|4852
AMG|AFFILIATED MGRS GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1839
AMGN|AMGEN|ABLE|NATIXIS Securities Americas LLC|159104
AMGN|AMGEN|ADAM|CANACCORD GENUITY INC.|2200
AMGN|AMGEN|AGCP|AEGIS CAPITAL CORP.|320
AMGN|AMGEN|AGIS|Aegis Capital Corp.|14
AMGN|AMGEN|ALTX|Alternet Securities Inc.|31800
AMGN|AMGEN|ANOS|ABEL/NOSER, L.L.C.|1038
AMGN|AMGEN|APCC|Apex Clearing Corporation|2983
AMGN|AMGEN|BALE|M&T SECURITIES, INC.|1161
AMGN|AMGEN|BANK|Primevest Financial Services, Inc.|378
AMGN|AMGEN|BARD|Robert W. Baird & Co. Incorporated|107137
AMGN|AMGEN|BATM|CBOE TRADING, INC.|24409
AMGN|AMGEN|BAYC|BAY CREST PARTNERS, LLC|152068
AMGN|AMGEN|BBNT|BB&T SECURITIES, LLC|7023
AMGN|AMGEN|BERN|Sanford C. Bernstein & Co., LLC|154037
AMGN|AMGEN|BGCE|BGC Financial Inc.|31307
AMGN|AMGEN|BIAD|SAGETRADER, LLC|4
AMGN|AMGEN|BIDS|BIDS TRADING L.P.|2500
AMGN|AMGEN|BIMI|Banca IMI Securities Corp.|857
AMGN|AMGEN|BKCM|BNY Mellon Capital Markets LLC|1872
AMGN|AMGEN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25425
AMGN|AMGEN|BLKX|INSTINET, LLC|24200
AMGN|AMGEN|BMOC|BMO Capital Markets Corp.|152291
AMGN|AMGEN|BNPX|BNP PARIBAS SECURITIES CORP.|1326596
AMGN|AMGEN|BTIG|BTIG, LLC|164877
AMGN|AMGEN|BYXM|CBOE TRADING, INC.|17321
AMGN|AMGEN|CABR|Cabrera Capital Markets, Inc.|110
AMGN|AMGEN|CANT|Cantor Fitzgerald & Co.|11146
AMGN|AMGEN|CBLC|CITIGROUP GLOBAL MARKETS INC.|10200
AMGN|AMGEN|CHAS|Charles Schwab & Co., Inc.|25663
AMGN|AMGEN|CIBP|CIBC World Markets Corp.|44047
AMGN|AMGEN|CICF|Canaccord Genuity Corp.|360
AMGN|AMGEN|CIOI|CITIGROUP GLOBAL MARKETS INC|5000
AMGN|AMGEN|CIST|Capital Institutional Services, Inc.|20663
AMGN|AMGEN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|731792
AMGN|AMGEN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3387
AMGN|AMGEN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9023
AMGN|AMGEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|777016
AMGN|AMGEN|CTDL|Citadel Derivatives Group Llc|66073
AMGN|AMGEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|38486
AMGN|AMGEN|DADA|D.A. Davidson & Co.|4808
AMGN|AMGEN|DAVA|Davenport & Company LLC|3828
AMGN|AMGEN|DAWA|Daiwa Capital Markets America Inc.|294
AMGN|AMGEN|DBAB|Deutsche Bank Securities Inc.|2762657
AMGN|AMGEN|DBAX|Deutsche Bank Securities Inc.|398300
AMGN|AMGEN|DBUL|Deutsche Bank Securities Inc.|66436
AMGN|AMGEN|DCHF|Dart Executions, LLC|48640
AMGN|AMGEN|DEAN|MORGAN STANLEY|56053
AMGN|AMGEN|DEGS|RONIN PROFESSIONAL LLC|375
AMGN|AMGEN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14933
AMGN|AMGEN|DRWK|DRW SECURITIES, L.L.C.|183198
AMGN|AMGEN|EBXL|EBX LLC|360300
AMGN|AMGEN|ECUT|CONVERGEX EXECUTION SOLUTIONS|60460
AMGN|AMGEN|EDJC|Edward Jones / CDS|84
AMGN|AMGEN|EDJO|Edward D. Jones & Co., L.P.|17599
AMGN|AMGEN|EGAM|CBOE TRADING, INC.|20514
AMGN|AMGEN|EGAW|CBOE TRADING, INC.|1257
AMGN|AMGEN|EGMT|EG MARKET TECHNOLOGIES LLC|7030
AMGN|AMGEN|EGXM|CBOE TRADING, INC.|8936
AMGN|AMGEN|EGXW|CBOE TRADING, INC.|146
AMGN|AMGEN|ELEV|ELEVATION, LLC|9048
AMGN|AMGEN|ESPO|ESPOSITO SECURITIES, LLC|2
AMGN|AMGEN|ETBE|Electronic Transaction Clearing, Inc.|254639
AMGN|AMGEN|ETCB|ETC BROKERAGE SERVICES, LLC|116
AMGN|AMGEN|ETCC|Electronic Transaction Clearing, Inc.|2448
AMGN|AMGEN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7666
AMGN|AMGEN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200983
AMGN|AMGEN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2630
AMGN|AMGEN|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|858674
AMGN|AMGEN|ETRS|E*Trade Securities LLC|176814
AMGN|AMGEN|FBCO|Credit Suisse Securities (USA) LLC|7449045
AMGN|AMGEN|FBSB|U.S. Bancorp Investments, Inc.|2593
AMGN|AMGEN|FIDT|Fidelity Clearing Canada ULC./ CDS|271
AMGN|AMGEN|FILL|Tradestation Securities, Inc.|19658
AMGN|AMGEN|FINX|FINTECH SECURITIES|3753
AMGN|AMGEN|FMAF|NBCN Inc./ CDS|12559
AMGN|AMGEN|FMCO|First Manhattan Co|2515
AMGN|AMGEN|FOMA|TD AMERITRADE CLEARING, INC.|418593
AMGN|AMGEN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5678
AMGN|AMGEN|FQLS|Quantlab Securities LP|1094713
AMGN|AMGEN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|217948
AMGN|AMGEN|FTBR|Foliofn Investments, Inc.|6754
AMGN|AMGEN|GBMT|GBM International, Inc.|2176
AMGN|AMGEN|GEBB|GLOBAL EXECUTION BROKERS, LP|280873
AMGN|AMGEN|GELP|RBC CAPITAL MARKETS, LLC|5036
AMGN|AMGEN|GLIS|TD Securities Inc|4965
AMGN|AMGEN|GLPX|ACS EXECUTION SERVICES, LLC|54611
AMGN|AMGEN|GSCO|GOLDMAN SACHS & CO. LLC|7116721
AMGN|AMGEN|GSCS|GOLDMAN SACHS & CO. LLC|166174
AMGN|AMGEN|GSIC|GLOBAL STRATEGIC INVESTMENTS|385
AMGN|AMGEN|GSLT|GOLDMAN SACHS & CO. LLC|16825
AMGN|AMGEN|GTSZ|GTS SECURITIES LLC|1166516
AMGN|AMGEN|HAPX|HAP Trading, LLC|4903
AMGN|AMGEN|HASF|Haywood Securities Inc./CDS|445
AMGN|AMGEN|HCTA|Hardcastle Trading USA LLC|76877
AMGN|AMGEN|HRBF|American Enterprise Investment Services Inc.|74016
AMGN|AMGEN|HSBC|HSBC Securities, Inc.|325957
AMGN|AMGEN|IATS|INTERACTIVE BROKERS LLC|23840
AMGN|AMGEN|IBKR|Interactive Brokers Llc|206004
AMGN|AMGEN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2456
AMGN|AMGEN|ICBX|INSTINET, LLC|65916
AMGN|AMGEN|IEQY|CITADEL SECURITIES LLC|1378179
AMGN|AMGEN|INCA|INSTINET, LLC|2074314
AMGN|AMGEN|INJX|INSTINET, LLC|150330
AMGN|AMGEN|ITGI|ITG Inc.|347381
AMGN|AMGEN|ITGP|ITG INC.|120000
AMGN|AMGEN|JANY|Janney Montgomery Scott Inc.|8630
AMGN|AMGEN|JEFF|JEFFERIES LLC|340244
AMGN|AMGEN|JMPT|JUMP TRADING, LLC|144338
AMGN|AMGEN|JONE|JonesTrading|144
AMGN|AMGEN|JPBX|J.P. MORGAN SECURITIES LLC|316703
AMGN|AMGEN|JPMX|J.P. Morgan Securities LLC|880971
AMGN|AMGEN|JSEB|JANE STREET EXECUTION SERVICES, LLC|1007
AMGN|AMGEN|JSJX|JANE STREET CAPITAL LLC|12336
AMGN|AMGEN|JUTA|JUMP TRADING, LLC|8156
AMGN|AMGEN|KCGM|VIRTU Americas LLC|58149
AMGN|AMGEN|LEER|LEERINK PARTNERS LLC|23900
AMGN|AMGEN|LEHM|Barclays Capital Inc./Le|3052678
AMGN|AMGEN|LGNT|COR CLEARING LLC|2
AMGN|AMGEN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|145
AMGN|AMGEN|LIME|Lime Brokerage LLC|439679
AMGN|AMGEN|LIWD|LIME BROKERAGE LLC|1258
AMGN|AMGEN|LIWK|LIME BROKERAGE LLC|157
AMGN|AMGEN|LMGP|LIME BROKERAGE LLC|61367
AMGN|AMGEN|LMNX|LUMINEX TRADING & ANALYTICS LLC|24658
AMGN|AMGEN|LOOP|Loop Capital Markets LLC|19570
AMGN|AMGEN|LQNA|LIQUIDNET, INC.|136700
AMGN|AMGEN|LSCI|Lek Securities Corporation|25440
AMGN|AMGEN|LTCO|Ladenburg, Thalmann & Co., Inc.|25605
AMGN|AMGEN|LVMR|LIVERMORE TRADING GROUP, INC.|2910
AMGN|AMGEN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AMGN|AMGEN|MACC|Mid Atlantic Capital Corporation|2193
AMGN|AMGEN|MACQ|Macquarie Capital (USA) Inc.|4628
AMGN|AMGEN|MAXM|Maxim Group LLC|17230
AMGN|AMGEN|MCMF|Raymond James Ltd. Cds|1476
AMGN|AMGEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|198006
AMGN|AMGEN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
AMGN|AMGEN|MOTF|MOTIF INVESTING, INC.|94
AMGN|AMGEN|MPSG|E D & F Man Capital Markets Inc.|582
AMGN|AMGEN|MSCO|MORGAN STANLEY & CO. LLC|8820047
AMGN|AMGEN|MSPL|MORGAN STANLEY & CO. LLC|432400
AMGN|AMGEN|MSTX|MORGAN STANLEY & CO. LLC|328900
AMGN|AMGEN|NBCS|NBC Securities, INC.|41
AMGN|AMGEN|NEED|Needham & Company, LLC|985
AMGN|AMGEN|NEUB|NEUBERGER BERMAN BD LLC|2540
AMGN|AMGEN|NFSC|National Financial Services LLC|1056042
AMGN|AMGEN|NITE|VIRTU Americas LLC|1577617
AMGN|AMGEN|NITP|VIRTU Americas LLC|7559
AMGN|AMGEN|NQRB|Brut, LLC|48070
AMGN|AMGEN|NTRC|Northern Trust Securities, Inc.|3013
AMGN|AMGEN|OHOS|TWO SIGMA SECURITIES, LLC|354710
AMGN|AMGEN|OLDM|OLD MISSION CAPITAL, LLC|5265
AMGN|AMGEN|OPCO|Oppenheimer & Co. Inc.|10420
AMGN|AMGEN|PASL|Pershing Advisor Solutions LLC|8
AMGN|AMGEN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|12484
AMGN|AMGEN|PCPT|PHILLIP CAPITAL INC.|50
AMGN|AMGEN|PDQM|CODA MARKETS, INC.|70170
AMGN|AMGEN|PHLY|NASDAQ Execution Services, LLC|15400
AMGN|AMGEN|PICT|Pictet Overseas Inc.|2656
AMGN|AMGEN|PIPR|Piper Jaffray & Co.|250
AMGN|AMGEN|PWJC|UBS Financial Services, Inc.|27667
AMGN|AMGEN|QMSR|QUATTRO M SECURITIES INC.|22181
AMGN|AMGEN|RAJA|Raymond James & Associates, Inc.|54924
AMGN|AMGEN|RBCM|RBC CAPITAL MARKETS, LLC|47782
AMGN|AMGEN|RDBN|Redburn Partners (USA) LP|100
AMGN|AMGEN|RJLC|RJL CAPITAL GROUP, LLC|1000
AMGN|AMGEN|SAGL|SAGETRADER, LLC|26877
AMGN|AMGEN|SAGW|SAGETRADER, LLC|407
AMGN|AMGEN|SALI|INTL FCSTONE FINANCIAL INC.|957
AMGN|AMGEN|SBSH|Citigroup Global Markets Inc.|4077449
AMGN|AMGEN|SEIC|SEI Investments Distribution Co.|20277
AMGN|AMGEN|SGMT|GOLDMAN SACHS & CO. LLC|310648
AMGN|AMGEN|SHMR|ABN Amro Clearing LLC|248
AMGN|AMGEN|SJLS|TRADE INFORMATICS LLC|100
AMGN|AMGEN|SPDR|SPEEDROUTE LLC|30884
AMGN|AMGEN|SPHN|Stephens Inc.|12209
AMGN|AMGEN|SPTD|MINT GLOBAL MARKETS, INC.|400
AMGN|AMGEN|SSBS|STATE STREET GLOBAL MARKETS, LLC|1000
AMGN|AMGEN|STFL|Stifel, Nicolaus & Company, Incorporated|16499
AMGN|AMGEN|STKP|STOCKPILE INVESTMENTS, INC.|106
AMGN|AMGEN|STXG|Stockcross Financial Services, Inc.|139
AMGN|AMGEN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|37
AMGN|AMGEN|SWIM|TD Ameritrade, Inc.|129024
AMGN|AMGEN|SWST|Hilltop Securities Inc.|9875
AMGN|AMGEN|TAGC|TELSEY ADVISORY GROUP LLC|464
AMGN|AMGEN|TDSI|TD Securities (USA) LLC|300
AMGN|AMGEN|TKNG|ALLY INVEST SECURITIES LLC|2431
AMGN|AMGEN|TMBR|Timber Hill LLC|200
AMGN|AMGEN|TONC|CUTTONE & CO., LLC|430
AMGN|AMGEN|TRBT|Tradebot Systems, Inc.|497849
AMGN|AMGEN|TRCM|TRC MARKETS LLC|686139
AMGN|AMGEN|TTUC|CUTTONE & CO., INC.|22780
AMGN|AMGEN|TWTT|TASTYWORKS, INC.|51
AMGN|AMGEN|UBSA|UBS SECURITIES LLC|881965
AMGN|AMGEN|UBSS|UBS Securities LLC|4390106
AMGN|AMGEN|VALX|VIRTU AMERICAS LLC|57468
AMGN|AMGEN|VGRD|Vanguard Marketing Corporation|43073
AMGN|AMGEN|VSIN|Vision Financial Markets Llc|1
AMGN|AMGEN|WBET|Wallachbeth Capital LLC|1088
AMGN|AMGEN|WBLR|WILLIAM BLAIR|3624
AMGN|AMGEN|WBPX|SUMMIT SECURITIES GROUP, LLC|30246
AMGN|AMGEN|WCHV|WELLS FARGO SECURITIES, LLC|1618446
AMGN|AMGEN|WDNX|WEEDEN & CO.L.P.|5956
AMGN|AMGEN|WEDB|WEDBUSH SECURITIES INC.|1093
AMGN|AMGEN|WEED|Weeden & Co.L.P.|2968
AMGN|AMGEN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|97842
AMGN|AMGEN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|164586
AMGN|AMGEN|WGIF|CIBC World Markets Inc.|11735
AMGN|AMGEN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3049
AMGN|AMGEN|WORD|Worden Capital Management LLC|17
AMGN|AMGEN|WSAG|WALL STREET ACCESS|26
AMGN|AMGEN|WSEA|WOLVERINE SECURITIES, LLC|10165
AMGN|AMGEN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|350
AMGN|AMGEN|WTFS|JUST2TRADE, INC.|20
AMGN|AMGEN|XIST|INSTINET, LLC|288952
AMGN|AMGEN|XSTM|NATIONAL FINANCIAL SERVICES LLC|173912
AMGN|AMGEN|YKNA|COMHAR CAPITAL MARKETS, LLC|6647
AMGN|AMGEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|244
AMGP|ANTERO MIDSTREAM GP|ALTX|Alternet Securities Inc.|6560
AMGP|ANTERO MIDSTREAM GP|ANOS|ABEL/NOSER, L.L.C.|100
AMGP|ANTERO MIDSTREAM GP|APCC|Apex Clearing Corporation|38
AMGP|ANTERO MIDSTREAM GP|BARD|Robert W. Baird & Co. Incorporated|25300
AMGP|ANTERO MIDSTREAM GP|BATM|CBOE TRADING, INC.|3315
AMGP|ANTERO MIDSTREAM GP|BAYT|BTIG, LLC|1400
AMGP|ANTERO MIDSTREAM GP|BBNT|BB&T SECURITIES, LLC|3347
AMGP|ANTERO MIDSTREAM GP|BERN|Sanford C. Bernstein & Co., LLC|970
AMGP|ANTERO MIDSTREAM GP|BIDS|BIDS TRADING L.P.|68600
AMGP|ANTERO MIDSTREAM GP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1179
AMGP|ANTERO MIDSTREAM GP|BLKX|INSTINET, LLC|14400
AMGP|ANTERO MIDSTREAM GP|BMOC|BMO Capital Markets Corp.|2070
AMGP|ANTERO MIDSTREAM GP|BTIG|BTIG, LLC|22684
AMGP|ANTERO MIDSTREAM GP|BYXM|CBOE TRADING, INC.|461
AMGP|ANTERO MIDSTREAM GP|CBLC|CITIGROUP GLOBAL MARKETS INC.|66300
AMGP|ANTERO MIDSTREAM GP|CHAS|Charles Schwab & Co., Inc.|910
AMGP|ANTERO MIDSTREAM GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39035
AMGP|ANTERO MIDSTREAM GP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1378
AMGP|ANTERO MIDSTREAM GP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
AMGP|ANTERO MIDSTREAM GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176713
AMGP|ANTERO MIDSTREAM GP|CTDL|Citadel Derivatives Group Llc|2548
AMGP|ANTERO MIDSTREAM GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|34402
AMGP|ANTERO MIDSTREAM GP|DBAB|Deutsche Bank Securities Inc.|34864
AMGP|ANTERO MIDSTREAM GP|DBAX|Deutsche Bank Securities Inc.|76100
AMGP|ANTERO MIDSTREAM GP|DBUL|Deutsche Bank Securities Inc.|200
AMGP|ANTERO MIDSTREAM GP|DEAN|MORGAN STANLEY|15921
AMGP|ANTERO MIDSTREAM GP|DEGS|RONIN PROFESSIONAL LLC|144
AMGP|ANTERO MIDSTREAM GP|EBXL|EBX LLC|136200
AMGP|ANTERO MIDSTREAM GP|EGAM|CBOE TRADING, INC.|10699
AMGP|ANTERO MIDSTREAM GP|EGAW|CBOE TRADING, INC.|184
AMGP|ANTERO MIDSTREAM GP|EGXM|CBOE TRADING, INC.|4476
AMGP|ANTERO MIDSTREAM GP|ETBE|Electronic Transaction Clearing, Inc.|1860
AMGP|ANTERO MIDSTREAM GP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1505
AMGP|ANTERO MIDSTREAM GP|ETRS|E*Trade Securities LLC|5840
AMGP|ANTERO MIDSTREAM GP|FBRC|B. RILEY FBR, INC.|56067
AMGP|ANTERO MIDSTREAM GP|FILL|Tradestation Securities, Inc.|800
AMGP|ANTERO MIDSTREAM GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82010
AMGP|ANTERO MIDSTREAM GP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|6125
AMGP|ANTERO MIDSTREAM GP|GEBB|GLOBAL EXECUTION BROKERS, LP|800
AMGP|ANTERO MIDSTREAM GP|GLIS|TD Securities Inc|50
AMGP|ANTERO MIDSTREAM GP|GLPX|ACS EXECUTION SERVICES, LLC|9339
AMGP|ANTERO MIDSTREAM GP|GSCO|GOLDMAN SACHS & CO. LLC|100248
AMGP|ANTERO MIDSTREAM GP|GSCS|GOLDMAN SACHS & CO. LLC|25263
AMGP|ANTERO MIDSTREAM GP|GSLT|GOLDMAN SACHS & CO. LLC|670
AMGP|ANTERO MIDSTREAM GP|GTSZ|GTS SECURITIES LLC|12463
AMGP|ANTERO MIDSTREAM GP|HRBF|American Enterprise Investment Services Inc.|2924
AMGP|ANTERO MIDSTREAM GP|IATS|INTERACTIVE BROKERS LLC|5826
AMGP|ANTERO MIDSTREAM GP|IBKR|Interactive Brokers Llc|37883
AMGP|ANTERO MIDSTREAM GP|ICBX|INSTINET, LLC|51393
AMGP|ANTERO MIDSTREAM GP|INCA|INSTINET, LLC|57241
AMGP|ANTERO MIDSTREAM GP|INJX|INSTINET, LLC|625
AMGP|ANTERO MIDSTREAM GP|ITGI|ITG Inc.|18458
AMGP|ANTERO MIDSTREAM GP|ITGP|ITG INC.|128800
AMGP|ANTERO MIDSTREAM GP|JEFF|JEFFERIES LLC|142620
AMGP|ANTERO MIDSTREAM GP|JMPT|JUMP TRADING, LLC|9972
AMGP|ANTERO MIDSTREAM GP|JPBX|J.P. MORGAN SECURITIES LLC|9292
AMGP|ANTERO MIDSTREAM GP|JPMX|J.P. Morgan Securities LLC|282873
AMGP|ANTERO MIDSTREAM GP|JSJX|JANE STREET CAPITAL LLC|22156
AMGP|ANTERO MIDSTREAM GP|KCGM|VIRTU Americas LLC|43957
AMGP|ANTERO MIDSTREAM GP|LEHM|Barclays Capital Inc./Le|477115
AMGP|ANTERO MIDSTREAM GP|LIME|Lime Brokerage LLC|8400
AMGP|ANTERO MIDSTREAM GP|LQNA|LIQUIDNET, INC.|157700
AMGP|ANTERO MIDSTREAM GP|LQNB|LIQUIDNET, INC.|68600
AMGP|ANTERO MIDSTREAM GP|LSCI|Lek Securities Corporation|273
AMGP|ANTERO MIDSTREAM GP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|656
AMGP|ANTERO MIDSTREAM GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140102
AMGP|ANTERO MIDSTREAM GP|MOTF|MOTIF INVESTING, INC.|2
AMGP|ANTERO MIDSTREAM GP|MSCO|MORGAN STANLEY & CO. LLC|1272304
AMGP|ANTERO MIDSTREAM GP|MSPL|MORGAN STANLEY & CO. LLC|99200
AMGP|ANTERO MIDSTREAM GP|MSTX|MORGAN STANLEY & CO. LLC|21100
AMGP|ANTERO MIDSTREAM GP|NEUB|NEUBERGER BERMAN BD LLC|350
AMGP|ANTERO MIDSTREAM GP|NFSC|National Financial Services LLC|60324
AMGP|ANTERO MIDSTREAM GP|NITE|VIRTU Americas LLC|103213
AMGP|ANTERO MIDSTREAM GP|NQRB|Brut, LLC|10633
AMGP|ANTERO MIDSTREAM GP|PASL|Pershing Advisor Solutions LLC|120
AMGP|ANTERO MIDSTREAM GP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
AMGP|ANTERO MIDSTREAM GP|PDQM|CODA MARKETS, INC.|10642
AMGP|ANTERO MIDSTREAM GP|PNSR|Penserra Securities, LLC|1900
AMGP|ANTERO MIDSTREAM GP|PWJC|UBS Financial Services, Inc.|2546
AMGP|ANTERO MIDSTREAM GP|RJLC|RJL CAPITAL GROUP, LLC|900
AMGP|ANTERO MIDSTREAM GP|SAGL|SAGETRADER, LLC|10025
AMGP|ANTERO MIDSTREAM GP|SAGW|SAGETRADER, LLC|4
AMGP|ANTERO MIDSTREAM GP|SBSH|Citigroup Global Markets Inc.|30763
AMGP|ANTERO MIDSTREAM GP|SGMT|GOLDMAN SACHS & CO. LLC|63426
AMGP|ANTERO MIDSTREAM GP|SPDR|SPEEDROUTE LLC|1600
AMGP|ANTERO MIDSTREAM GP|STFL|Stifel, Nicolaus & Company, Incorporated|8728
AMGP|ANTERO MIDSTREAM GP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2700
AMGP|ANTERO MIDSTREAM GP|SWIM|TD Ameritrade, Inc.|4970
AMGP|ANTERO MIDSTREAM GP|TKNG|ALLY INVEST SECURITIES LLC|506
AMGP|ANTERO MIDSTREAM GP|TRBT|Tradebot Systems, Inc.|73845
AMGP|ANTERO MIDSTREAM GP|TRCM|TRC MARKETS LLC|23246
AMGP|ANTERO MIDSTREAM GP|UBSS|UBS Securities LLC|238696
AMGP|ANTERO MIDSTREAM GP|VALX|VIRTU AMERICAS LLC|4393
AMGP|ANTERO MIDSTREAM GP|VGRD|Vanguard Marketing Corporation|6184
AMGP|ANTERO MIDSTREAM GP|WBET|Wallachbeth Capital LLC|3723
AMGP|ANTERO MIDSTREAM GP|WBPX|SUMMIT SECURITIES GROUP, LLC|563
AMGP|ANTERO MIDSTREAM GP|WCHV|WELLS FARGO SECURITIES, LLC|78224
AMGP|ANTERO MIDSTREAM GP|WEED|Weeden & Co.L.P.|7700
AMGP|ANTERO MIDSTREAM GP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3698
AMGP|ANTERO MIDSTREAM GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3610
AMGP|ANTERO MIDSTREAM GP|WFPB|Wells Fargo Securities, LLC.|15652
AMGP|ANTERO MIDSTREAM GP|WSEA|WOLVERINE SECURITIES, LLC|816
AMGP|ANTERO MIDSTREAM GP|XIST|INSTINET, LLC|8200
AMGP|ANTERO MIDSTREAM GP|XPQR|Jump Trading|900
AMGP|ANTERO MIDSTREAM GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8100
AMGP|ANTERO MIDSTREAM GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|204
AMH|AMERICAN HOMES 4 RNT|ABLE|NATIXIS Securities Americas LLC|196000
AMH|AMERICAN HOMES 4 RNT|ACAD|ACADEMY SECURITIES, INC.|500
AMH|AMERICAN HOMES 4 RNT|ALTX|Alternet Securities Inc.|8105
AMH|AMERICAN HOMES 4 RNT|APCC|Apex Clearing Corporation|465
AMH|AMERICAN HOMES 4 RNT|AQUA|AQUA SECURITIES L.P.|50000
AMH|AMERICAN HOMES 4 RNT|BARD|Robert W. Baird & Co. Incorporated|33978
AMH|AMERICAN HOMES 4 RNT|BATM|CBOE TRADING, INC.|5189
AMH|AMERICAN HOMES 4 RNT|BAYC|BAY CREST PARTNERS, LLC|152
AMH|AMERICAN HOMES 4 RNT|BAYT|BTIG, LLC|900
AMH|AMERICAN HOMES 4 RNT|BBNT|BB&T SECURITIES, LLC|174
AMH|AMERICAN HOMES 4 RNT|BERN|Sanford C. Bernstein & Co., LLC|186857
AMH|AMERICAN HOMES 4 RNT|BIDS|BIDS TRADING L.P.|15400
AMH|AMERICAN HOMES 4 RNT|BIMI|Banca IMI Securities Corp.|486
AMH|AMERICAN HOMES 4 RNT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3492
AMH|AMERICAN HOMES 4 RNT|BLKX|INSTINET, LLC|162445
AMH|AMERICAN HOMES 4 RNT|BMOC|BMO Capital Markets Corp.|981796
AMH|AMERICAN HOMES 4 RNT|BNPX|BNP PARIBAS SECURITIES CORP.|43952
AMH|AMERICAN HOMES 4 RNT|BTIG|BTIG, LLC|45014
AMH|AMERICAN HOMES 4 RNT|BYXM|CBOE TRADING, INC.|3719
AMH|AMERICAN HOMES 4 RNT|BZYD|GOLDMAN SACHS & CO. LLC|2600
AMH|AMERICAN HOMES 4 RNT|CANT|Cantor Fitzgerald & Co.|3792
AMH|AMERICAN HOMES 4 RNT|CBLC|CITIGROUP GLOBAL MARKETS INC.|38800
AMH|AMERICAN HOMES 4 RNT|CHAS|Charles Schwab & Co., Inc.|505
AMH|AMERICAN HOMES 4 RNT|CICF|Canaccord Genuity Corp.|7528
AMH|AMERICAN HOMES 4 RNT|CIST|Capital Institutional Services, Inc.|2503
AMH|AMERICAN HOMES 4 RNT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|908500
AMH|AMERICAN HOMES 4 RNT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|145419
AMH|AMERICAN HOMES 4 RNT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|696745
AMH|AMERICAN HOMES 4 RNT|CSMS|CORNERSTONE MACRO LLC|2834
AMH|AMERICAN HOMES 4 RNT|CTDL|Citadel Derivatives Group Llc|36763
AMH|AMERICAN HOMES 4 RNT|CXCX|CITIGROUP GLOBAL MARKETS INC.|172932
AMH|AMERICAN HOMES 4 RNT|DADA|D.A. Davidson & Co.|85
AMH|AMERICAN HOMES 4 RNT|DBAB|Deutsche Bank Securities Inc.|590327
AMH|AMERICAN HOMES 4 RNT|DBAX|Deutsche Bank Securities Inc.|718200
AMH|AMERICAN HOMES 4 RNT|DBUL|Deutsche Bank Securities Inc.|2720
AMH|AMERICAN HOMES 4 RNT|DEAN|MORGAN STANLEY|10022
AMH|AMERICAN HOMES 4 RNT|DEGS|RONIN PROFESSIONAL LLC|836
AMH|AMERICAN HOMES 4 RNT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|116965
AMH|AMERICAN HOMES 4 RNT|EBXL|EBX LLC|815100
AMH|AMERICAN HOMES 4 RNT|ECUT|CONVERGEX EXECUTION SOLUTIONS|6669
AMH|AMERICAN HOMES 4 RNT|EDJO|Edward D. Jones & Co., L.P.|2055
AMH|AMERICAN HOMES 4 RNT|EGAM|CBOE TRADING, INC.|17254
AMH|AMERICAN HOMES 4 RNT|EGAW|CBOE TRADING, INC.|56
AMH|AMERICAN HOMES 4 RNT|EGMT|EG MARKET TECHNOLOGIES LLC|100
AMH|AMERICAN HOMES 4 RNT|EGXM|CBOE TRADING, INC.|8251
AMH|AMERICAN HOMES 4 RNT|ETBE|Electronic Transaction Clearing, Inc.|13346
AMH|AMERICAN HOMES 4 RNT|ETCC|Electronic Transaction Clearing, Inc.|130
AMH|AMERICAN HOMES 4 RNT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
AMH|AMERICAN HOMES 4 RNT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4142
AMH|AMERICAN HOMES 4 RNT|ETRS|E*Trade Securities LLC|28962
AMH|AMERICAN HOMES 4 RNT|FBRC|B. RILEY FBR, INC.|584505
AMH|AMERICAN HOMES 4 RNT|FILL|Tradestation Securities, Inc.|200
AMH|AMERICAN HOMES 4 RNT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17122
AMH|AMERICAN HOMES 4 RNT|FQLS|Quantlab Securities LP|433325
AMH|AMERICAN HOMES 4 RNT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|243249
AMH|AMERICAN HOMES 4 RNT|FTBR|Foliofn Investments, Inc.|2821
AMH|AMERICAN HOMES 4 RNT|GEBB|GLOBAL EXECUTION BROKERS, LP|4900
AMH|AMERICAN HOMES 4 RNT|GLPX|ACS EXECUTION SERVICES, LLC|101266
AMH|AMERICAN HOMES 4 RNT|GNAV|GREEN STREET TRADING, LLC|1123550
AMH|AMERICAN HOMES 4 RNT|GSCO|GOLDMAN SACHS & CO. LLC|2459144
AMH|AMERICAN HOMES 4 RNT|GSCS|GOLDMAN SACHS & CO. LLC|28904
AMH|AMERICAN HOMES 4 RNT|GSLT|GOLDMAN SACHS & CO. LLC|12278
AMH|AMERICAN HOMES 4 RNT|GTSZ|GTS SECURITIES LLC|156352
AMH|AMERICAN HOMES 4 RNT|HRBF|American Enterprise Investment Services Inc.|3221
AMH|AMERICAN HOMES 4 RNT|HSBC|HSBC Securities, Inc.|8794
AMH|AMERICAN HOMES 4 RNT|IATS|INTERACTIVE BROKERS LLC|9210
AMH|AMERICAN HOMES 4 RNT|IBKR|Interactive Brokers Llc|24547
AMH|AMERICAN HOMES 4 RNT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2471
AMH|AMERICAN HOMES 4 RNT|ICBX|INSTINET, LLC|281929
AMH|AMERICAN HOMES 4 RNT|IEQY|CITADEL SECURITIES LLC|96211
AMH|AMERICAN HOMES 4 RNT|INCA|INSTINET, LLC|321557
AMH|AMERICAN HOMES 4 RNT|INJX|INSTINET, LLC|10481
AMH|AMERICAN HOMES 4 RNT|INTL|INTL FCSTONE FINANCIAL INC.|3041
AMH|AMERICAN HOMES 4 RNT|ITGI|ITG Inc.|156854
AMH|AMERICAN HOMES 4 RNT|ITGP|ITG INC.|874400
AMH|AMERICAN HOMES 4 RNT|JANY|Janney Montgomery Scott Inc.|1373
AMH|AMERICAN HOMES 4 RNT|JEFF|JEFFERIES LLC|3306466
AMH|AMERICAN HOMES 4 RNT|JMPT|JUMP TRADING, LLC|134614
AMH|AMERICAN HOMES 4 RNT|JONE|JonesTrading|40973
AMH|AMERICAN HOMES 4 RNT|JPBX|J.P. MORGAN SECURITIES LLC|182584
AMH|AMERICAN HOMES 4 RNT|JPMX|J.P. Morgan Securities LLC|1696959
AMH|AMERICAN HOMES 4 RNT|JSJX|JANE STREET CAPITAL LLC|16675
AMH|AMERICAN HOMES 4 RNT|KBWI|Keefe, Bruyette & Woods, Inc.|91000
AMH|AMERICAN HOMES 4 RNT|KCGM|VIRTU Americas LLC|145751
AMH|AMERICAN HOMES 4 RNT|LEHM|Barclays Capital Inc./Le|1944392
AMH|AMERICAN HOMES 4 RNT|LIME|Lime Brokerage LLC|163879
AMH|AMERICAN HOMES 4 RNT|LOOP|Loop Capital Markets LLC|5099
AMH|AMERICAN HOMES 4 RNT|LQNA|LIQUIDNET, INC.|92800
AMH|AMERICAN HOMES 4 RNT|LQNB|LIQUIDNET, INC.|14500
AMH|AMERICAN HOMES 4 RNT|LSCI|Lek Securities Corporation|17
AMH|AMERICAN HOMES 4 RNT|MACQ|Macquarie Capital (USA) Inc.|2600
AMH|AMERICAN HOMES 4 RNT|MCMF|Raymond James Ltd. Cds|9150
AMH|AMERICAN HOMES 4 RNT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|809915
AMH|AMERICAN HOMES 4 RNT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
AMH|AMERICAN HOMES 4 RNT|MOTF|MOTIF INVESTING, INC.|9
AMH|AMERICAN HOMES 4 RNT|MSCO|MORGAN STANLEY & CO. LLC|2099832
AMH|AMERICAN HOMES 4 RNT|MSPL|MORGAN STANLEY & CO. LLC|1089400
AMH|AMERICAN HOMES 4 RNT|MSTX|MORGAN STANLEY & CO. LLC|538800
AMH|AMERICAN HOMES 4 RNT|NEUB|NEUBERGER BERMAN BD LLC|475
AMH|AMERICAN HOMES 4 RNT|NFSC|National Financial Services LLC|98810
AMH|AMERICAN HOMES 4 RNT|NITE|VIRTU Americas LLC|671875
AMH|AMERICAN HOMES 4 RNT|NITP|VIRTU Americas LLC|22966
AMH|AMERICAN HOMES 4 RNT|NMRA|Nomura Securities International, Inc.|100
AMH|AMERICAN HOMES 4 RNT|NQRB|Brut, LLC|13833
AMH|AMERICAN HOMES 4 RNT|NTRC|Northern Trust Securities, Inc.|2824
AMH|AMERICAN HOMES 4 RNT|OPCO|Oppenheimer & Co. Inc.|42042
AMH|AMERICAN HOMES 4 RNT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|19208
AMH|AMERICAN HOMES 4 RNT|PDQM|CODA MARKETS, INC.|21259
AMH|AMERICAN HOMES 4 RNT|PWJC|UBS Financial Services, Inc.|30
AMH|AMERICAN HOMES 4 RNT|RBCM|RBC CAPITAL MARKETS, LLC|22097
AMH|AMERICAN HOMES 4 RNT|RGLD|Regal Securities, Inc|100
AMH|AMERICAN HOMES 4 RNT|RHCO|Suntrust Robinson Humphrey, Inc.|280811
AMH|AMERICAN HOMES 4 RNT|SAGL|SAGETRADER, LLC|7168
AMH|AMERICAN HOMES 4 RNT|SAGW|SAGETRADER, LLC|104
AMH|AMERICAN HOMES 4 RNT|SBSH|Citigroup Global Markets Inc.|446588
AMH|AMERICAN HOMES 4 RNT|SGMT|GOLDMAN SACHS & CO. LLC|732002
AMH|AMERICAN HOMES 4 RNT|SIBO|Prime Executions, Inc.|9950
AMH|AMERICAN HOMES 4 RNT|SOCO|Capital One Southcoast, Inc|900
AMH|AMERICAN HOMES 4 RNT|SPDR|SPEEDROUTE LLC|20461
AMH|AMERICAN HOMES 4 RNT|SPTD|MINT GLOBAL MARKETS, INC.|1100
AMH|AMERICAN HOMES 4 RNT|STFL|Stifel, Nicolaus & Company, Incorporated|4702
AMH|AMERICAN HOMES 4 RNT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6954
AMH|AMERICAN HOMES 4 RNT|SWIM|TD Ameritrade, Inc.|4670
AMH|AMERICAN HOMES 4 RNT|SWST|Hilltop Securities Inc.|2128
AMH|AMERICAN HOMES 4 RNT|TKNG|ALLY INVEST SECURITIES LLC|593
AMH|AMERICAN HOMES 4 RNT|TRBT|Tradebot Systems, Inc.|310956
AMH|AMERICAN HOMES 4 RNT|TRCM|TRC MARKETS LLC|95145
AMH|AMERICAN HOMES 4 RNT|UBSA|UBS SECURITIES LLC|1889786
AMH|AMERICAN HOMES 4 RNT|UBSS|UBS Securities LLC|1024942
AMH|AMERICAN HOMES 4 RNT|VALX|VIRTU AMERICAS LLC|72592
AMH|AMERICAN HOMES 4 RNT|VGRD|Vanguard Marketing Corporation|60095
AMH|AMERICAN HOMES 4 RNT|WBPX|SUMMIT SECURITIES GROUP, LLC|15241
AMH|AMERICAN HOMES 4 RNT|WCHV|WELLS FARGO SECURITIES, LLC|263771
AMH|AMERICAN HOMES 4 RNT|WDNX|WEEDEN & CO.L.P.|15368
AMH|AMERICAN HOMES 4 RNT|WEDB|WEDBUSH SECURITIES INC.|8871
AMH|AMERICAN HOMES 4 RNT|WEED|Weeden & Co.L.P.|9216
AMH|AMERICAN HOMES 4 RNT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6712
AMH|AMERICAN HOMES 4 RNT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50258
AMH|AMERICAN HOMES 4 RNT|WSEA|WOLVERINE SECURITIES, LLC|2632
AMH|AMERICAN HOMES 4 RNT|XIST|INSTINET, LLC|303936
AMH|AMERICAN HOMES 4 RNT|XSTM|NATIONAL FINANCIAL SERVICES LLC|108334
AMH|AMERICAN HOMES 4 RNT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3990
AMH$D|AMERICAN HOMES 6.5%|BARD|Robert W. Baird & Co. Incorporated|10
AMH$D|AMERICAN HOMES 6.5%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|92
AMH$D|AMERICAN HOMES 6.5%|BTIG|BTIG, LLC|503
AMH$D|AMERICAN HOMES 6.5%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|765
AMH$D|AMERICAN HOMES 6.5%|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|275
AMH$D|AMERICAN HOMES 6.5%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
AMH$D|AMERICAN HOMES 6.5%|DEAN|MORGAN STANLEY|497
AMH$D|AMERICAN HOMES 6.5%|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|174
AMH$D|AMERICAN HOMES 6.5%|EBXL|EBX LLC|2700
AMH$D|AMERICAN HOMES 6.5%|EDJO|Edward D. Jones & Co., L.P.|7
AMH$D|AMERICAN HOMES 6.5%|ESPO|ESPOSITO SECURITIES, LLC|98
AMH$D|AMERICAN HOMES 6.5%|ETRS|E*Trade Securities LLC|25
AMH$D|AMERICAN HOMES 6.5%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2700
AMH$D|AMERICAN HOMES 6.5%|GSCO|GOLDMAN SACHS & CO. LLC|1047
AMH$D|AMERICAN HOMES 6.5%|HRBF|American Enterprise Investment Services Inc.|10
AMH$D|AMERICAN HOMES 6.5%|IBKR|Interactive Brokers Llc|172
AMH$D|AMERICAN HOMES 6.5%|INCA|INSTINET, LLC|72
AMH$D|AMERICAN HOMES 6.5%|ITGI|ITG Inc.|300
AMH$D|AMERICAN HOMES 6.5%|JANY|Janney Montgomery Scott Inc.|100
AMH$D|AMERICAN HOMES 6.5%|JSSF|JMP Securities LLC|15174
AMH$D|AMERICAN HOMES 6.5%|KCGM|VIRTU Americas LLC|156
AMH$D|AMERICAN HOMES 6.5%|LIME|Lime Brokerage LLC|437
AMH$D|AMERICAN HOMES 6.5%|MSCO|MORGAN STANLEY & CO. LLC|2997
AMH$D|AMERICAN HOMES 6.5%|MSPL|MORGAN STANLEY & CO. LLC|500
AMH$D|AMERICAN HOMES 6.5%|NFSC|National Financial Services LLC|2736
AMH$D|AMERICAN HOMES 6.5%|NITE|VIRTU Americas LLC|5100
AMH$D|AMERICAN HOMES 6.5%|PWJC|UBS Financial Services, Inc.|15
AMH$D|AMERICAN HOMES 6.5%|RBCM|RBC CAPITAL MARKETS, LLC|473
AMH$D|AMERICAN HOMES 6.5%|SGMT|GOLDMAN SACHS & CO. LLC|600
AMH$D|AMERICAN HOMES 6.5%|STFL|Stifel, Nicolaus & Company, Incorporated|300
AMH$D|AMERICAN HOMES 6.5%|SWIM|TD Ameritrade, Inc.|168
AMH$D|AMERICAN HOMES 6.5%|SWST|Hilltop Securities Inc.|1375
AMH$D|AMERICAN HOMES 6.5%|UBSA|UBS SECURITIES LLC|1207
AMH$D|AMERICAN HOMES 6.5%|UBSS|UBS Securities LLC|3230
AMH$D|AMERICAN HOMES 6.5%|VGRD|Vanguard Marketing Corporation|133
AMH$D|AMERICAN HOMES 6.5%|WCHV|WELLS FARGO SECURITIES, LLC|3776
AMH$D|AMERICAN HOMES 6.5%|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
AMH$E|AMERICAN HOMES 6.35|BARD|Robert W. Baird & Co. Incorporated|120
AMH$E|AMERICAN HOMES 6.35|BATM|CBOE TRADING, INC.|341
AMH$E|AMERICAN HOMES 6.35|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
AMH$E|AMERICAN HOMES 6.35|BTIG|BTIG, LLC|117
AMH$E|AMERICAN HOMES 6.35|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
AMH$E|AMERICAN HOMES 6.35|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40
AMH$E|AMERICAN HOMES 6.35|CROS|CREDIT SUISSE SECURITIES (USA) LLC|462
AMH$E|AMERICAN HOMES 6.35|DADA|D.A. Davidson & Co.|3337
AMH$E|AMERICAN HOMES 6.35|DBAX|Deutsche Bank Securities Inc.|2300
AMH$E|AMERICAN HOMES 6.35|DEAN|MORGAN STANLEY|2895
AMH$E|AMERICAN HOMES 6.35|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|115
AMH$E|AMERICAN HOMES 6.35|EBXL|EBX LLC|1200
AMH$E|AMERICAN HOMES 6.35|EDJO|Edward D. Jones & Co., L.P.|16
AMH$E|AMERICAN HOMES 6.35|ETRS|E*Trade Securities LLC|101
AMH$E|AMERICAN HOMES 6.35|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57
AMH$E|AMERICAN HOMES 6.35|GLPX|ACS EXECUTION SERVICES, LLC|48
AMH$E|AMERICAN HOMES 6.35|GTSZ|GTS SECURITIES LLC|200
AMH$E|AMERICAN HOMES 6.35|HRBF|American Enterprise Investment Services Inc.|420
AMH$E|AMERICAN HOMES 6.35|IATS|INTERACTIVE BROKERS LLC|10
AMH$E|AMERICAN HOMES 6.35|IBKR|Interactive Brokers Llc|172
AMH$E|AMERICAN HOMES 6.35|INCA|INSTINET, LLC|715
AMH$E|AMERICAN HOMES 6.35|JANY|Janney Montgomery Scott Inc.|778
AMH$E|AMERICAN HOMES 6.35|JEFF|JEFFERIES LLC|100
AMH$E|AMERICAN HOMES 6.35|JPMX|J.P. Morgan Securities LLC|484
AMH$E|AMERICAN HOMES 6.35|JSSF|JMP Securities LLC|44158
AMH$E|AMERICAN HOMES 6.35|KCGM|VIRTU Americas LLC|1000
AMH$E|AMERICAN HOMES 6.35|LIME|Lime Brokerage LLC|234
AMH$E|AMERICAN HOMES 6.35|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AMH$E|AMERICAN HOMES 6.35|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|580
AMH$E|AMERICAN HOMES 6.35|MSCO|MORGAN STANLEY & CO. LLC|2522
AMH$E|AMERICAN HOMES 6.35|MSPL|MORGAN STANLEY & CO. LLC|100
AMH$E|AMERICAN HOMES 6.35|NFSC|National Financial Services LLC|5991
AMH$E|AMERICAN HOMES 6.35|NITE|VIRTU Americas LLC|15347
AMH$E|AMERICAN HOMES 6.35|PDQM|CODA MARKETS, INC.|48
AMH$E|AMERICAN HOMES 6.35|RBCM|RBC CAPITAL MARKETS, LLC|777
AMH$E|AMERICAN HOMES 6.35|SGMT|GOLDMAN SACHS & CO. LLC|272
AMH$E|AMERICAN HOMES 6.35|STFL|Stifel, Nicolaus & Company, Incorporated|418
AMH$E|AMERICAN HOMES 6.35|SWIM|TD Ameritrade, Inc.|168
AMH$E|AMERICAN HOMES 6.35|UBSA|UBS SECURITIES LLC|794
AMH$E|AMERICAN HOMES 6.35|UBSS|UBS Securities LLC|2746
AMH$E|AMERICAN HOMES 6.35|VGRD|Vanguard Marketing Corporation|630
AMH$E|AMERICAN HOMES 6.35|WCHV|WELLS FARGO SECURITIES, LLC|2279
AMH$F|AMERICAN HOMES 5.875|ALTX|Alternet Securities Inc.|100
AMH$F|AMERICAN HOMES 5.875|BARD|Robert W. Baird & Co. Incorporated|300
AMH$F|AMERICAN HOMES 5.875|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3200
AMH$F|AMERICAN HOMES 5.875|BNCH|The Benchmark Company, LLC|700
AMH$F|AMERICAN HOMES 5.875|CABR|Cabrera Capital Markets, Inc.|500
AMH$F|AMERICAN HOMES 5.875|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1735
AMH$F|AMERICAN HOMES 5.875|DBAX|Deutsche Bank Securities Inc.|300
AMH$F|AMERICAN HOMES 5.875|DEAN|MORGAN STANLEY|2300
AMH$F|AMERICAN HOMES 5.875|EBXL|EBX LLC|1400
AMH$F|AMERICAN HOMES 5.875|EGXM|CBOE TRADING, INC.|100
AMH$F|AMERICAN HOMES 5.875|ETRS|E*Trade Securities LLC|1394
AMH$F|AMERICAN HOMES 5.875|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170
AMH$F|AMERICAN HOMES 5.875|GLPX|ACS EXECUTION SERVICES, LLC|1332
AMH$F|AMERICAN HOMES 5.875|GSCO|GOLDMAN SACHS & CO. LLC|2200
AMH$F|AMERICAN HOMES 5.875|GSLT|GOLDMAN SACHS & CO. LLC|100
AMH$F|AMERICAN HOMES 5.875|GTSZ|GTS SECURITIES LLC|515
AMH$F|AMERICAN HOMES 5.875|IBKR|Interactive Brokers Llc|1100
AMH$F|AMERICAN HOMES 5.875|ICBX|INSTINET, LLC|1800
AMH$F|AMERICAN HOMES 5.875|INCA|INSTINET, LLC|2300
AMH$F|AMERICAN HOMES 5.875|INJX|INSTINET, LLC|600
AMH$F|AMERICAN HOMES 5.875|ITGI|ITG Inc.|200
AMH$F|AMERICAN HOMES 5.875|ITGP|ITG INC.|600
AMH$F|AMERICAN HOMES 5.875|JANY|Janney Montgomery Scott Inc.|1000
AMH$F|AMERICAN HOMES 5.875|JPMX|J.P. Morgan Securities LLC|496
AMH$F|AMERICAN HOMES 5.875|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
AMH$F|AMERICAN HOMES 5.875|KCGM|VIRTU Americas LLC|300
AMH$F|AMERICAN HOMES 5.875|LEHM|Barclays Capital Inc./Le|1800
AMH$F|AMERICAN HOMES 5.875|LIME|Lime Brokerage LLC|937
AMH$F|AMERICAN HOMES 5.875|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
AMH$F|AMERICAN HOMES 5.875|MSCO|MORGAN STANLEY & CO. LLC|3844
AMH$F|AMERICAN HOMES 5.875|MSPL|MORGAN STANLEY & CO. LLC|400
AMH$F|AMERICAN HOMES 5.875|NFSC|National Financial Services LLC|600
AMH$F|AMERICAN HOMES 5.875|NITE|VIRTU Americas LLC|15263
AMH$F|AMERICAN HOMES 5.875|NQRB|Brut, LLC|700
AMH$F|AMERICAN HOMES 5.875|OLDM|OLD MISSION CAPITAL, LLC|1239
AMH$F|AMERICAN HOMES 5.875|PDQM|CODA MARKETS, INC.|3046
AMH$F|AMERICAN HOMES 5.875|SBSH|Citigroup Global Markets Inc.|5
AMH$F|AMERICAN HOMES 5.875|SGMT|GOLDMAN SACHS & CO. LLC|714
AMH$F|AMERICAN HOMES 5.875|SMRD|SUMRIDGE PARTNERS, LLC|23070
AMH$F|AMERICAN HOMES 5.875|SPDR|SPEEDROUTE LLC|300
AMH$F|AMERICAN HOMES 5.875|STFL|Stifel, Nicolaus & Company, Incorporated|200
AMH$F|AMERICAN HOMES 5.875|SWIM|TD Ameritrade, Inc.|900
AMH$F|AMERICAN HOMES 5.875|TRBT|Tradebot Systems, Inc.|310
AMH$F|AMERICAN HOMES 5.875|UBSA|UBS SECURITIES LLC|2310
AMH$F|AMERICAN HOMES 5.875|UBSS|UBS Securities LLC|3890
AMH$F|AMERICAN HOMES 5.875|WCHV|WELLS FARGO SECURITIES, LLC|44736
AMH$F|AMERICAN HOMES 5.875|WEXM|WOLVERINE EXECUTION SERVICES, LLC|500
AMH$F|AMERICAN HOMES 5.875|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
AMH$F|AMERICAN HOMES 5.875|YKNA|COMHAR CAPITAL MARKETS, LLC|14
AMH$G|AMERICAN HOMES PFD G|BATM|CBOE TRADING, INC.|225
AMH$G|AMERICAN HOMES PFD G|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74
AMH$G|AMERICAN HOMES PFD G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|997
AMH$G|AMERICAN HOMES PFD G|DBAX|Deutsche Bank Securities Inc.|400
AMH$G|AMERICAN HOMES PFD G|DEAN|MORGAN STANLEY|2800
AMH$G|AMERICAN HOMES PFD G|EBXL|EBX LLC|1400
AMH$G|AMERICAN HOMES PFD G|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
AMH$G|AMERICAN HOMES PFD G|ETRS|E*Trade Securities LLC|1318
AMH$G|AMERICAN HOMES PFD G|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
AMH$G|AMERICAN HOMES PFD G|GLPX|ACS EXECUTION SERVICES, LLC|23
AMH$G|AMERICAN HOMES PFD G|GSLT|GOLDMAN SACHS & CO. LLC|400
AMH$G|AMERICAN HOMES PFD G|GTSZ|GTS SECURITIES LLC|100
AMH$G|AMERICAN HOMES PFD G|IATS|INTERACTIVE BROKERS LLC|300
AMH$G|AMERICAN HOMES PFD G|IBKR|Interactive Brokers Llc|1086
AMH$G|AMERICAN HOMES PFD G|ICBX|INSTINET, LLC|400
AMH$G|AMERICAN HOMES PFD G|INCA|INSTINET, LLC|701
AMH$G|AMERICAN HOMES PFD G|JPMX|J.P. Morgan Securities LLC|2450
AMH$G|AMERICAN HOMES PFD G|KCGM|VIRTU Americas LLC|300
AMH$G|AMERICAN HOMES PFD G|LIME|Lime Brokerage LLC|400
AMH$G|AMERICAN HOMES PFD G|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1094
AMH$G|AMERICAN HOMES PFD G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AMH$G|AMERICAN HOMES PFD G|MSCO|MORGAN STANLEY & CO. LLC|62
AMH$G|AMERICAN HOMES PFD G|NFSC|National Financial Services LLC|3142
AMH$G|AMERICAN HOMES PFD G|NITE|VIRTU Americas LLC|14526
AMH$G|AMERICAN HOMES PFD G|PDQM|CODA MARKETS, INC.|223
AMH$G|AMERICAN HOMES PFD G|RBCM|RBC CAPITAL MARKETS, LLC|1144
AMH$G|AMERICAN HOMES PFD G|SGMT|GOLDMAN SACHS & CO. LLC|220
AMH$G|AMERICAN HOMES PFD G|SPDR|SPEEDROUTE LLC|300
AMH$G|AMERICAN HOMES PFD G|SWIM|TD Ameritrade, Inc.|10872
AMH$G|AMERICAN HOMES PFD G|UBSA|UBS SECURITIES LLC|1187
AMH$G|AMERICAN HOMES PFD G|UBSS|UBS Securities LLC|1460
AMH$G|AMERICAN HOMES PFD G|WCHV|WELLS FARGO SECURITIES, LLC|9157
AMID|AMERICAN MIDSTREAM|APCC|Apex Clearing Corporation|1128
AMID|AMERICAN MIDSTREAM|BARD|Robert W. Baird & Co. Incorporated|1980
AMID|AMERICAN MIDSTREAM|BBNT|BB&T SECURITIES, LLC|2670
AMID|AMERICAN MIDSTREAM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15632
AMID|AMERICAN MIDSTREAM|BZYD|GOLDMAN SACHS & CO. LLC|1500
AMID|AMERICAN MIDSTREAM|CHAS|Charles Schwab & Co., Inc.|5402
AMID|AMERICAN MIDSTREAM|CIST|Capital Institutional Services, Inc.|530
AMID|AMERICAN MIDSTREAM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
AMID|AMERICAN MIDSTREAM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|210
AMID|AMERICAN MIDSTREAM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44222
AMID|AMERICAN MIDSTREAM|CTDL|Citadel Derivatives Group Llc|100
AMID|AMERICAN MIDSTREAM|CXCX|CITIGROUP GLOBAL MARKETS INC.|880
AMID|AMERICAN MIDSTREAM|DBAB|Deutsche Bank Securities Inc.|2020
AMID|AMERICAN MIDSTREAM|DBAX|Deutsche Bank Securities Inc.|30100
AMID|AMERICAN MIDSTREAM|DEAN|MORGAN STANLEY|1
AMID|AMERICAN MIDSTREAM|DEGS|RONIN PROFESSIONAL LLC|5492
AMID|AMERICAN MIDSTREAM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2968
AMID|AMERICAN MIDSTREAM|EBXL|EBX LLC|28200
AMID|AMERICAN MIDSTREAM|EDJO|Edward D. Jones & Co., L.P.|423
AMID|AMERICAN MIDSTREAM|EGAM|CBOE TRADING, INC.|2084
AMID|AMERICAN MIDSTREAM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
AMID|AMERICAN MIDSTREAM|ETRS|E*Trade Securities LLC|200742
AMID|AMERICAN MIDSTREAM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
AMID|AMERICAN MIDSTREAM|FTBR|Foliofn Investments, Inc.|908
AMID|AMERICAN MIDSTREAM|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
AMID|AMERICAN MIDSTREAM|GLIS|TD Securities Inc|781
AMID|AMERICAN MIDSTREAM|GLPX|ACS EXECUTION SERVICES, LLC|2600
AMID|AMERICAN MIDSTREAM|GSCO|GOLDMAN SACHS & CO. LLC|29741
AMID|AMERICAN MIDSTREAM|GSCS|GOLDMAN SACHS & CO. LLC|700
AMID|AMERICAN MIDSTREAM|GSLT|GOLDMAN SACHS & CO. LLC|5448
AMID|AMERICAN MIDSTREAM|GTSZ|GTS SECURITIES LLC|17765
AMID|AMERICAN MIDSTREAM|HRBF|American Enterprise Investment Services Inc.|4058
AMID|AMERICAN MIDSTREAM|IATS|INTERACTIVE BROKERS LLC|6082
AMID|AMERICAN MIDSTREAM|IBKR|Interactive Brokers Llc|29413
AMID|AMERICAN MIDSTREAM|ICBX|INSTINET, LLC|33343
AMID|AMERICAN MIDSTREAM|INCA|INSTINET, LLC|11604
AMID|AMERICAN MIDSTREAM|ITGI|ITG Inc.|1209
AMID|AMERICAN MIDSTREAM|ITGP|ITG INC.|17600
AMID|AMERICAN MIDSTREAM|JANY|Janney Montgomery Scott Inc.|6000
AMID|AMERICAN MIDSTREAM|JMPT|JUMP TRADING, LLC|567
AMID|AMERICAN MIDSTREAM|JONE|JonesTrading|64
AMID|AMERICAN MIDSTREAM|JPMX|J.P. Morgan Securities LLC|64340
AMID|AMERICAN MIDSTREAM|JSJX|JANE STREET CAPITAL LLC|8062
AMID|AMERICAN MIDSTREAM|KCGM|VIRTU Americas LLC|14909
AMID|AMERICAN MIDSTREAM|LEHM|Barclays Capital Inc./Le|63640
AMID|AMERICAN MIDSTREAM|LIME|Lime Brokerage LLC|11524
AMID|AMERICAN MIDSTREAM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26144
AMID|AMERICAN MIDSTREAM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1864
AMID|AMERICAN MIDSTREAM|MSCO|MORGAN STANLEY & CO. LLC|97217
AMID|AMERICAN MIDSTREAM|MSPL|MORGAN STANLEY & CO. LLC|48900
AMID|AMERICAN MIDSTREAM|NFSC|National Financial Services LLC|208704
AMID|AMERICAN MIDSTREAM|NITE|VIRTU Americas LLC|505750
AMID|AMERICAN MIDSTREAM|OPCO|Oppenheimer & Co. Inc.|225
AMID|AMERICAN MIDSTREAM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
AMID|AMERICAN MIDSTREAM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1400
AMID|AMERICAN MIDSTREAM|PCPT|PHILLIP CAPITAL INC.|1980
AMID|AMERICAN MIDSTREAM|PDQM|CODA MARKETS, INC.|15230
AMID|AMERICAN MIDSTREAM|PHLY|NASDAQ Execution Services, LLC|800
AMID|AMERICAN MIDSTREAM|PWJC|UBS Financial Services, Inc.|2500
AMID|AMERICAN MIDSTREAM|RBCM|RBC CAPITAL MARKETS, LLC|5000
AMID|AMERICAN MIDSTREAM|RGLD|Regal Securities, Inc|200
AMID|AMERICAN MIDSTREAM|SAGL|SAGETRADER, LLC|1100
AMID|AMERICAN MIDSTREAM|SAGW|SAGETRADER, LLC|121
AMID|AMERICAN MIDSTREAM|SBSH|Citigroup Global Markets Inc.|2265
AMID|AMERICAN MIDSTREAM|SGMT|GOLDMAN SACHS & CO. LLC|37203
AMID|AMERICAN MIDSTREAM|SOGO|Wang Investment Associates, Inc.|35
AMID|AMERICAN MIDSTREAM|SPDR|SPEEDROUTE LLC|4100
AMID|AMERICAN MIDSTREAM|SPHN|Stephens Inc.|289
AMID|AMERICAN MIDSTREAM|STFL|Stifel, Nicolaus & Company, Incorporated|4175
AMID|AMERICAN MIDSTREAM|SWIM|TD Ameritrade, Inc.|460177
AMID|AMERICAN MIDSTREAM|TKNG|ALLY INVEST SECURITIES LLC|5915
AMID|AMERICAN MIDSTREAM|TRBT|Tradebot Systems, Inc.|904
AMID|AMERICAN MIDSTREAM|TRCM|TRC MARKETS LLC|11645
AMID|AMERICAN MIDSTREAM|TWTT|TASTYWORKS, INC.|100
AMID|AMERICAN MIDSTREAM|UBSA|UBS SECURITIES LLC|230257
AMID|AMERICAN MIDSTREAM|UBSS|UBS Securities LLC|263627
AMID|AMERICAN MIDSTREAM|VALX|VIRTU AMERICAS LLC|9794
AMID|AMERICAN MIDSTREAM|VGRD|Vanguard Marketing Corporation|22814
AMID|AMERICAN MIDSTREAM|WBPX|SUMMIT SECURITIES GROUP, LLC|100
AMID|AMERICAN MIDSTREAM|WCHV|WELLS FARGO SECURITIES, LLC|45700
AMID|AMERICAN MIDSTREAM|WEDB|WEDBUSH SECURITIES INC.|2480
AMID|AMERICAN MIDSTREAM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21202
AMID|AMERICAN MIDSTREAM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6958
AMID|AMERICAN MIDSTREAM|WOLF|Wolfe Trahan Securities|100
AMID|AMERICAN MIDSTREAM|WSEA|WOLVERINE SECURITIES, LLC|5407
AMID|AMERICAN MIDSTREAM|XSTM|NATIONAL FINANCIAL SERVICES LLC|17636
AMID|AMERICAN MIDSTREAM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13299
AMJ|JP MORGAN ALERIAN ET|ALTX|Alternet Securities Inc.|17064
AMJ|JP MORGAN ALERIAN ET|APCC|Apex Clearing Corporation|1179
AMJ|JP MORGAN ALERIAN ET|BANK|Primevest Financial Services, Inc.|499
AMJ|JP MORGAN ALERIAN ET|BARD|Robert W. Baird & Co. Incorporated|10324
AMJ|JP MORGAN ALERIAN ET|BATM|CBOE TRADING, INC.|7038
AMJ|JP MORGAN ALERIAN ET|BERN|Sanford C. Bernstein & Co., LLC|19050
AMJ|JP MORGAN ALERIAN ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|65978
AMJ|JP MORGAN ALERIAN ET|BNCH|The Benchmark Company, LLC|110153
AMJ|JP MORGAN ALERIAN ET|BTIG|BTIG, LLC|2401
AMJ|JP MORGAN ALERIAN ET|BYXM|CBOE TRADING, INC.|3199
AMJ|JP MORGAN ALERIAN ET|CANT|Cantor Fitzgerald & Co.|57193
AMJ|JP MORGAN ALERIAN ET|CHAS|Charles Schwab & Co., Inc.|81123
AMJ|JP MORGAN ALERIAN ET|CIST|Capital Institutional Services, Inc.|11630
AMJ|JP MORGAN ALERIAN ET|CLSA|CLSA AMERICAS, LLC|2900
AMJ|JP MORGAN ALERIAN ET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78468
AMJ|JP MORGAN ALERIAN ET|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18800
AMJ|JP MORGAN ALERIAN ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|485283
AMJ|JP MORGAN ALERIAN ET|CTDL|Citadel Derivatives Group Llc|453
AMJ|JP MORGAN ALERIAN ET|CTLR|CUTLER GROUP, LP|100
AMJ|JP MORGAN ALERIAN ET|CXCX|CITIGROUP GLOBAL MARKETS INC.|178014
AMJ|JP MORGAN ALERIAN ET|DADA|D.A. Davidson & Co.|3
AMJ|JP MORGAN ALERIAN ET|DBAB|Deutsche Bank Securities Inc.|22407
AMJ|JP MORGAN ALERIAN ET|DBAX|Deutsche Bank Securities Inc.|224900
AMJ|JP MORGAN ALERIAN ET|DCHF|Dart Executions, LLC|27689
AMJ|JP MORGAN ALERIAN ET|DEAN|MORGAN STANLEY|29901
AMJ|JP MORGAN ALERIAN ET|DEGS|RONIN PROFESSIONAL LLC|500
AMJ|JP MORGAN ALERIAN ET|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18325
AMJ|JP MORGAN ALERIAN ET|EBXL|EBX LLC|344800
AMJ|JP MORGAN ALERIAN ET|ECUT|CONVERGEX EXECUTION SOLUTIONS|115146
AMJ|JP MORGAN ALERIAN ET|EDJO|Edward D. Jones & Co., L.P.|14
AMJ|JP MORGAN ALERIAN ET|EGAM|CBOE TRADING, INC.|5057
AMJ|JP MORGAN ALERIAN ET|EGAW|CBOE TRADING, INC.|200
AMJ|JP MORGAN ALERIAN ET|EGXM|CBOE TRADING, INC.|2348
AMJ|JP MORGAN ALERIAN ET|ETBE|Electronic Transaction Clearing, Inc.|29897
AMJ|JP MORGAN ALERIAN ET|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12422
AMJ|JP MORGAN ALERIAN ET|ETRS|E*Trade Securities LLC|46993
AMJ|JP MORGAN ALERIAN ET|FBSB|U.S. Bancorp Investments, Inc.|63
AMJ|JP MORGAN ALERIAN ET|FILL|Tradestation Securities, Inc.|1073
AMJ|JP MORGAN ALERIAN ET|FINX|FINTECH SECURITIES|607
AMJ|JP MORGAN ALERIAN ET|FMAF|NBCN Inc./ CDS|150
AMJ|JP MORGAN ALERIAN ET|FQLS|Quantlab Securities LP|360126
AMJ|JP MORGAN ALERIAN ET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|151586
AMJ|JP MORGAN ALERIAN ET|FTBR|Foliofn Investments, Inc.|5061
AMJ|JP MORGAN ALERIAN ET|GEBB|GLOBAL EXECUTION BROKERS, LP|44223
AMJ|JP MORGAN ALERIAN ET|GLIS|TD Securities Inc|400
AMJ|JP MORGAN ALERIAN ET|GLPX|ACS EXECUTION SERVICES, LLC|18133
AMJ|JP MORGAN ALERIAN ET|GSCO|GOLDMAN SACHS & CO. LLC|325760
AMJ|JP MORGAN ALERIAN ET|GSCS|GOLDMAN SACHS & CO. LLC|1513
AMJ|JP MORGAN ALERIAN ET|GSLT|GOLDMAN SACHS & CO. LLC|26824
AMJ|JP MORGAN ALERIAN ET|GTSZ|GTS SECURITIES LLC|17944
AMJ|JP MORGAN ALERIAN ET|HRBF|American Enterprise Investment Services Inc.|153668
AMJ|JP MORGAN ALERIAN ET|IATS|INTERACTIVE BROKERS LLC|14486
AMJ|JP MORGAN ALERIAN ET|IBKR|Interactive Brokers Llc|155484
AMJ|JP MORGAN ALERIAN ET|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|460
AMJ|JP MORGAN ALERIAN ET|ICBX|INSTINET, LLC|180262
AMJ|JP MORGAN ALERIAN ET|INCA|INSTINET, LLC|332042
AMJ|JP MORGAN ALERIAN ET|INJX|INSTINET, LLC|294514
AMJ|JP MORGAN ALERIAN ET|ITGI|ITG Inc.|41065
AMJ|JP MORGAN ALERIAN ET|ITGP|ITG INC.|55000
AMJ|JP MORGAN ALERIAN ET|JANY|Janney Montgomery Scott Inc.|64146
AMJ|JP MORGAN ALERIAN ET|JEFF|JEFFERIES LLC|306172
AMJ|JP MORGAN ALERIAN ET|JMPT|JUMP TRADING, LLC|36888
AMJ|JP MORGAN ALERIAN ET|JPMX|J.P. Morgan Securities LLC|145134
AMJ|JP MORGAN ALERIAN ET|JSEB|JANE STREET EXECUTION SERVICES, LLC|38000
AMJ|JP MORGAN ALERIAN ET|JSJX|JANE STREET CAPITAL LLC|745048
AMJ|JP MORGAN ALERIAN ET|KCGM|VIRTU Americas LLC|66762
AMJ|JP MORGAN ALERIAN ET|LEHM|Barclays Capital Inc./Le|1067936
AMJ|JP MORGAN ALERIAN ET|LGNT|COR CLEARING LLC|8
AMJ|JP MORGAN ALERIAN ET|LIME|Lime Brokerage LLC|28813
AMJ|JP MORGAN ALERIAN ET|LSCI|Lek Securities Corporation|575
AMJ|JP MORGAN ALERIAN ET|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7900
AMJ|JP MORGAN ALERIAN ET|MACC|Mid Atlantic Capital Corporation|3684
AMJ|JP MORGAN ALERIAN ET|MAXM|Maxim Group LLC|587
AMJ|JP MORGAN ALERIAN ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|295900
AMJ|JP MORGAN ALERIAN ET|MOTF|MOTIF INVESTING, INC.|1
AMJ|JP MORGAN ALERIAN ET|MSCO|MORGAN STANLEY & CO. LLC|501309
AMJ|JP MORGAN ALERIAN ET|MSPL|MORGAN STANLEY & CO. LLC|272000
AMJ|JP MORGAN ALERIAN ET|MSTX|MORGAN STANLEY & CO. LLC|2400
AMJ|JP MORGAN ALERIAN ET|NFSC|National Financial Services LLC|551704
AMJ|JP MORGAN ALERIAN ET|NITE|VIRTU Americas LLC|983732
AMJ|JP MORGAN ALERIAN ET|NITP|VIRTU Americas LLC|83129
AMJ|JP MORGAN ALERIAN ET|NMRA|Nomura Securities International, Inc.|1500
AMJ|JP MORGAN ALERIAN ET|NQRB|Brut, LLC|36800
AMJ|JP MORGAN ALERIAN ET|OPCO|Oppenheimer & Co. Inc.|2
AMJ|JP MORGAN ALERIAN ET|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|22207
AMJ|JP MORGAN ALERIAN ET|PDQM|CODA MARKETS, INC.|30308
AMJ|JP MORGAN ALERIAN ET|PHLY|NASDAQ Execution Services, LLC|800
AMJ|JP MORGAN ALERIAN ET|PWJC|UBS Financial Services, Inc.|1750
AMJ|JP MORGAN ALERIAN ET|RBCM|RBC CAPITAL MARKETS, LLC|10007
AMJ|JP MORGAN ALERIAN ET|SAGL|SAGETRADER, LLC|3548
AMJ|JP MORGAN ALERIAN ET|SBSH|Citigroup Global Markets Inc.|76549
AMJ|JP MORGAN ALERIAN ET|SEIC|SEI Investments Distribution Co.|8041
AMJ|JP MORGAN ALERIAN ET|SGMT|GOLDMAN SACHS & CO. LLC|228719
AMJ|JP MORGAN ALERIAN ET|SHMR|ABN Amro Clearing LLC|300
AMJ|JP MORGAN ALERIAN ET|SOCO|Capital One Southcoast, Inc|600
AMJ|JP MORGAN ALERIAN ET|SPDR|SPEEDROUTE LLC|5000
AMJ|JP MORGAN ALERIAN ET|SPHN|Stephens Inc.|227
AMJ|JP MORGAN ALERIAN ET|STFL|Stifel, Nicolaus & Company, Incorporated|926
AMJ|JP MORGAN ALERIAN ET|SWIM|TD Ameritrade, Inc.|151753
AMJ|JP MORGAN ALERIAN ET|SWST|Hilltop Securities Inc.|161
AMJ|JP MORGAN ALERIAN ET|TKNG|ALLY INVEST SECURITIES LLC|680
AMJ|JP MORGAN ALERIAN ET|TRBT|Tradebot Systems, Inc.|415980
AMJ|JP MORGAN ALERIAN ET|TRCM|TRC MARKETS LLC|542183
AMJ|JP MORGAN ALERIAN ET|UBSA|UBS SECURITIES LLC|616702
AMJ|JP MORGAN ALERIAN ET|UBSS|UBS Securities LLC|404269
AMJ|JP MORGAN ALERIAN ET|VALX|VIRTU AMERICAS LLC|72793
AMJ|JP MORGAN ALERIAN ET|VGRD|Vanguard Marketing Corporation|28410
AMJ|JP MORGAN ALERIAN ET|VNDM|Wall Street Access|1800
AMJ|JP MORGAN ALERIAN ET|VSIN|Vision Financial Markets Llc|400
AMJ|JP MORGAN ALERIAN ET|WABR|Wall Street Access|1400
AMJ|JP MORGAN ALERIAN ET|WBET|Wallachbeth Capital LLC|576
AMJ|JP MORGAN ALERIAN ET|WBLR|WILLIAM BLAIR|10509
AMJ|JP MORGAN ALERIAN ET|WCHV|WELLS FARGO SECURITIES, LLC|435521
AMJ|JP MORGAN ALERIAN ET|WEED|Weeden & Co.L.P.|16690
AMJ|JP MORGAN ALERIAN ET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6026
AMJ|JP MORGAN ALERIAN ET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56675
AMJ|JP MORGAN ALERIAN ET|WGIF|CIBC World Markets Inc.|140
AMJ|JP MORGAN ALERIAN ET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|7
AMJ|JP MORGAN ALERIAN ET|WSEA|WOLVERINE SECURITIES, LLC|1621
AMJ|JP MORGAN ALERIAN ET|XSTM|NATIONAL FINANCIAL SERVICES LLC|12590
AMJ|JP MORGAN ALERIAN ET|YKNA|COMHAR CAPITAL MARKETS, LLC|6979
AMJ|JP MORGAN ALERIAN ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53894
AMJL|CS XLINKS ALERIAN 36|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2216
AMJL|CS XLINKS ALERIAN 36|EBXL|EBX LLC|100
AMJL|CS XLINKS ALERIAN 36|ETRS|E*Trade Securities LLC|1899
AMJL|CS XLINKS ALERIAN 36|FILL|Tradestation Securities, Inc.|142
AMJL|CS XLINKS ALERIAN 36|GSLT|GOLDMAN SACHS & CO. LLC|990
AMJL|CS XLINKS ALERIAN 36|IATS|INTERACTIVE BROKERS LLC|29
AMJL|CS XLINKS ALERIAN 36|IBKR|Interactive Brokers Llc|2343
AMJL|CS XLINKS ALERIAN 36|JPMX|J.P. Morgan Securities LLC|200
AMJL|CS XLINKS ALERIAN 36|JSJX|JANE STREET CAPITAL LLC|25
AMJL|CS XLINKS ALERIAN 36|KCGM|VIRTU Americas LLC|1574
AMJL|CS XLINKS ALERIAN 36|LIME|Lime Brokerage LLC|282
AMJL|CS XLINKS ALERIAN 36|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
AMJL|CS XLINKS ALERIAN 36|MSCO|MORGAN STANLEY & CO. LLC|20
AMJL|CS XLINKS ALERIAN 36|NFSC|National Financial Services LLC|3
AMJL|CS XLINKS ALERIAN 36|NITE|VIRTU Americas LLC|971
AMJL|CS XLINKS ALERIAN 36|SGMT|GOLDMAN SACHS & CO. LLC|300
AMJL|CS XLINKS ALERIAN 36|SWIM|TD Ameritrade, Inc.|200
AMJL|CS XLINKS ALERIAN 36|UBSA|UBS SECURITIES LLC|100
AMJL|CS XLINKS ALERIAN 36|UBSS|UBS Securities LLC|415
AMJL|CS XLINKS ALERIAN 36|WSEA|WOLVERINE SECURITIES, LLC|20
AMKR|AMKOR TECHNOLOGY  ##|ALTX|Alternet Securities Inc.|3382
AMKR|AMKOR TECHNOLOGY  ##|ANOS|ABEL/NOSER, L.L.C.|11847
AMKR|AMKOR TECHNOLOGY  ##|APCC|Apex Clearing Corporation|396
AMKR|AMKOR TECHNOLOGY  ##|BARD|Robert W. Baird & Co. Incorporated|89923
AMKR|AMKOR TECHNOLOGY  ##|BATM|CBOE TRADING, INC.|3281
AMKR|AMKOR TECHNOLOGY  ##|BERN|Sanford C. Bernstein & Co., LLC|2300
AMKR|AMKOR TECHNOLOGY  ##|BIMI|Banca IMI Securities Corp.|8600
AMKR|AMKOR TECHNOLOGY  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8360
AMKR|AMKOR TECHNOLOGY  ##|BLKX|INSTINET, LLC|79900
AMKR|AMKOR TECHNOLOGY  ##|BMOC|BMO Capital Markets Corp.|16305
AMKR|AMKOR TECHNOLOGY  ##|BNPX|BNP PARIBAS SECURITIES CORP.|10398
AMKR|AMKOR TECHNOLOGY  ##|BTIG|BTIG, LLC|21631
AMKR|AMKOR TECHNOLOGY  ##|BYXM|CBOE TRADING, INC.|900
AMKR|AMKOR TECHNOLOGY  ##|BZYD|GOLDMAN SACHS & CO. LLC|1100
AMKR|AMKOR TECHNOLOGY  ##|CANT|Cantor Fitzgerald & Co.|186
AMKR|AMKOR TECHNOLOGY  ##|CHAS|Charles Schwab & Co., Inc.|14405
AMKR|AMKOR TECHNOLOGY  ##|CLSA|CLSA AMERICAS, LLC|10
AMKR|AMKOR TECHNOLOGY  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72246
AMKR|AMKOR TECHNOLOGY  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
AMKR|AMKOR TECHNOLOGY  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|51132
AMKR|AMKOR TECHNOLOGY  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|347448
AMKR|AMKOR TECHNOLOGY  ##|CTDL|Citadel Derivatives Group Llc|50861
AMKR|AMKOR TECHNOLOGY  ##|CTLR|CUTLER GROUP, LP|802
AMKR|AMKOR TECHNOLOGY  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|88344
AMKR|AMKOR TECHNOLOGY  ##|DBAB|Deutsche Bank Securities Inc.|453014
AMKR|AMKOR TECHNOLOGY  ##|DBAX|Deutsche Bank Securities Inc.|272700
AMKR|AMKOR TECHNOLOGY  ##|DEAN|MORGAN STANLEY|2900
AMKR|AMKOR TECHNOLOGY  ##|DEGS|RONIN PROFESSIONAL LLC|1597
AMKR|AMKOR TECHNOLOGY  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6
AMKR|AMKOR TECHNOLOGY  ##|EBXL|EBX LLC|131000
AMKR|AMKOR TECHNOLOGY  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|7785
AMKR|AMKOR TECHNOLOGY  ##|EDJO|Edward D. Jones & Co., L.P.|1500
AMKR|AMKOR TECHNOLOGY  ##|EGAM|CBOE TRADING, INC.|3593
AMKR|AMKOR TECHNOLOGY  ##|EGXM|CBOE TRADING, INC.|10677
AMKR|AMKOR TECHNOLOGY  ##|EGXW|CBOE TRADING, INC.|18
AMKR|AMKOR TECHNOLOGY  ##|ELEV|ELEVATION, LLC|12847
AMKR|AMKOR TECHNOLOGY  ##|ETBE|Electronic Transaction Clearing, Inc.|15021
AMKR|AMKOR TECHNOLOGY  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17576
AMKR|AMKOR TECHNOLOGY  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3764
AMKR|AMKOR TECHNOLOGY  ##|ETRS|E*Trade Securities LLC|21990
AMKR|AMKOR TECHNOLOGY  ##|FBCO|Credit Suisse Securities (USA) LLC|550529
AMKR|AMKOR TECHNOLOGY  ##|FILL|Tradestation Securities, Inc.|1050
AMKR|AMKOR TECHNOLOGY  ##|FOMA|TD AMERITRADE CLEARING, INC.|371599
AMKR|AMKOR TECHNOLOGY  ##|FQLS|Quantlab Securities LP|167775
AMKR|AMKOR TECHNOLOGY  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79434
AMKR|AMKOR TECHNOLOGY  ##|FTBR|Foliofn Investments, Inc.|7341
AMKR|AMKOR TECHNOLOGY  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|35999
AMKR|AMKOR TECHNOLOGY  ##|GLPX|ACS EXECUTION SERVICES, LLC|23810
AMKR|AMKOR TECHNOLOGY  ##|GSCO|GOLDMAN SACHS & CO. LLC|657220
AMKR|AMKOR TECHNOLOGY  ##|GSCS|GOLDMAN SACHS & CO. LLC|103581
AMKR|AMKOR TECHNOLOGY  ##|GSLT|GOLDMAN SACHS & CO. LLC|477
AMKR|AMKOR TECHNOLOGY  ##|GTSZ|GTS SECURITIES LLC|7201
AMKR|AMKOR TECHNOLOGY  ##|HRBF|American Enterprise Investment Services Inc.|1224
AMKR|AMKOR TECHNOLOGY  ##|HSBC|HSBC Securities, Inc.|100
AMKR|AMKOR TECHNOLOGY  ##|IATS|INTERACTIVE BROKERS LLC|2596
AMKR|AMKOR TECHNOLOGY  ##|IBKR|Interactive Brokers Llc|51417
AMKR|AMKOR TECHNOLOGY  ##|ICBX|INSTINET, LLC|57300
AMKR|AMKOR TECHNOLOGY  ##|IEQY|CITADEL SECURITIES LLC|86872
AMKR|AMKOR TECHNOLOGY  ##|INCA|INSTINET, LLC|348458
AMKR|AMKOR TECHNOLOGY  ##|INJX|INSTINET, LLC|33383
AMKR|AMKOR TECHNOLOGY  ##|ITGI|ITG Inc.|146970
AMKR|AMKOR TECHNOLOGY  ##|ITGP|ITG INC.|137200
AMKR|AMKOR TECHNOLOGY  ##|JEFF|JEFFERIES LLC|95058
AMKR|AMKOR TECHNOLOGY  ##|JMPT|JUMP TRADING, LLC|61949
AMKR|AMKOR TECHNOLOGY  ##|JPBX|J.P. MORGAN SECURITIES LLC|51033
AMKR|AMKOR TECHNOLOGY  ##|JPMX|J.P. Morgan Securities LLC|408314
AMKR|AMKOR TECHNOLOGY  ##|JSJX|JANE STREET CAPITAL LLC|3834
AMKR|AMKOR TECHNOLOGY  ##|KCGM|VIRTU Americas LLC|81385
AMKR|AMKOR TECHNOLOGY  ##|LEHM|Barclays Capital Inc./Le|626797
AMKR|AMKOR TECHNOLOGY  ##|LIME|Lime Brokerage LLC|112930
AMKR|AMKOR TECHNOLOGY  ##|LMGP|LIME BROKERAGE LLC|1900
AMKR|AMKOR TECHNOLOGY  ##|LOOP|Loop Capital Markets LLC|2109
AMKR|AMKOR TECHNOLOGY  ##|LQNA|LIQUIDNET, INC.|35400
AMKR|AMKOR TECHNOLOGY  ##|LSCI|Lek Securities Corporation|217
AMKR|AMKOR TECHNOLOGY  ##|MAXM|Maxim Group LLC|9692
AMKR|AMKOR TECHNOLOGY  ##|MKMP|MKM Partners LLC|20362
AMKR|AMKOR TECHNOLOGY  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|184134
AMKR|AMKOR TECHNOLOGY  ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
AMKR|AMKOR TECHNOLOGY  ##|MOTF|MOTIF INVESTING, INC.|2
AMKR|AMKOR TECHNOLOGY  ##|MSCO|MORGAN STANLEY & CO. LLC|1869877
AMKR|AMKOR TECHNOLOGY  ##|MSPL|MORGAN STANLEY & CO. LLC|589000
AMKR|AMKOR TECHNOLOGY  ##|MSTX|MORGAN STANLEY & CO. LLC|232200
AMKR|AMKOR TECHNOLOGY  ##|NFSC|National Financial Services LLC|258164
AMKR|AMKOR TECHNOLOGY  ##|NITE|VIRTU Americas LLC|573990
AMKR|AMKOR TECHNOLOGY  ##|NITP|VIRTU Americas LLC|1600
AMKR|AMKOR TECHNOLOGY  ##|NQRB|Brut, LLC|5628
AMKR|AMKOR TECHNOLOGY  ##|NTRC|Northern Trust Securities, Inc.|4587
AMKR|AMKOR TECHNOLOGY  ##|OHOS|TWO SIGMA SECURITIES, LLC|23903
AMKR|AMKOR TECHNOLOGY  ##|OPCO|Oppenheimer & Co. Inc.|1
AMKR|AMKOR TECHNOLOGY  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4382
AMKR|AMKOR TECHNOLOGY  ##|PDQM|CODA MARKETS, INC.|25812
AMKR|AMKOR TECHNOLOGY  ##|RAJA|Raymond James & Associates, Inc.|4016
AMKR|AMKOR TECHNOLOGY  ##|RBCM|RBC CAPITAL MARKETS, LLC|2461
AMKR|AMKOR TECHNOLOGY  ##|SAGL|SAGETRADER, LLC|300
AMKR|AMKOR TECHNOLOGY  ##|SAGW|SAGETRADER, LLC|4002
AMKR|AMKOR TECHNOLOGY  ##|SBSH|Citigroup Global Markets Inc.|200814
AMKR|AMKOR TECHNOLOGY  ##|SGMT|GOLDMAN SACHS & CO. LLC|268255
AMKR|AMKOR TECHNOLOGY  ##|SPDR|SPEEDROUTE LLC|1500
AMKR|AMKOR TECHNOLOGY  ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|2411
AMKR|AMKOR TECHNOLOGY  ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|132
AMKR|AMKOR TECHNOLOGY  ##|SWIM|TD Ameritrade, Inc.|21659
AMKR|AMKOR TECHNOLOGY  ##|SWST|Hilltop Securities Inc.|1457
AMKR|AMKOR TECHNOLOGY  ##|TKNG|ALLY INVEST SECURITIES LLC|10
AMKR|AMKOR TECHNOLOGY  ##|TRBT|Tradebot Systems, Inc.|132485
AMKR|AMKOR TECHNOLOGY  ##|TRCM|TRC MARKETS LLC|80684
AMKR|AMKOR TECHNOLOGY  ##|UBSA|UBS SECURITIES LLC|560582
AMKR|AMKOR TECHNOLOGY  ##|UBSS|UBS Securities LLC|787807
AMKR|AMKOR TECHNOLOGY  ##|VALX|VIRTU AMERICAS LLC|25297
AMKR|AMKOR TECHNOLOGY  ##|VGRD|Vanguard Marketing Corporation|15865
AMKR|AMKOR TECHNOLOGY  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|9
AMKR|AMKOR TECHNOLOGY  ##|WCHV|WELLS FARGO SECURITIES, LLC|15633
AMKR|AMKOR TECHNOLOGY  ##|WEDB|WEDBUSH SECURITIES INC.|450
AMKR|AMKOR TECHNOLOGY  ##|WEED|Weeden & Co.L.P.|2314
AMKR|AMKOR TECHNOLOGY  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31091
AMKR|AMKOR TECHNOLOGY  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6591
AMKR|AMKOR TECHNOLOGY  ##|WFPB|Wells Fargo Securities, LLC.|5241
AMKR|AMKOR TECHNOLOGY  ##|WGIF|CIBC World Markets Inc.|150
AMKR|AMKOR TECHNOLOGY  ##|WSEA|WOLVERINE SECURITIES, LLC|1633
AMKR|AMKOR TECHNOLOGY  ##|XIST|INSTINET, LLC|15198
AMKR|AMKOR TECHNOLOGY  ##|XPQR|Jump Trading|75
AMKR|AMKOR TECHNOLOGY  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|12340
AMKR|AMKOR TECHNOLOGY  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|820
AMKR|AMKOR TECHNOLOGY  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4788
AMLP|ALERIAN MLP|ADAM|CANACCORD GENUITY INC.|1600
AMLP|ALERIAN MLP|AGIS|Aegis Capital Corp.|16215
AMLP|ALERIAN MLP|ALTX|Alternet Securities Inc.|41680
AMLP|ALERIAN MLP|APCC|Apex Clearing Corporation|15524
AMLP|ALERIAN MLP|BANK|Primevest Financial Services, Inc.|14054
AMLP|ALERIAN MLP|BARD|Robert W. Baird & Co. Incorporated|90814
AMLP|ALERIAN MLP|BATM|CBOE TRADING, INC.|11556
AMLP|ALERIAN MLP|BAYT|BTIG, LLC|4900
AMLP|ALERIAN MLP|BBNT|BB&T SECURITIES, LLC|108728
AMLP|ALERIAN MLP|BERN|Sanford C. Bernstein & Co., LLC|27500
AMLP|ALERIAN MLP|BIDS|BIDS TRADING L.P.|2400
AMLP|ALERIAN MLP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|307587
AMLP|ALERIAN MLP|BLKX|INSTINET, LLC|41514
AMLP|ALERIAN MLP|BYXM|CBOE TRADING, INC.|30376
AMLP|ALERIAN MLP|CANT|Cantor Fitzgerald & Co.|3786190
AMLP|ALERIAN MLP|CHAS|Charles Schwab & Co., Inc.|1389860
AMLP|ALERIAN MLP|CIST|Capital Institutional Services, Inc.|60544
AMLP|ALERIAN MLP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1386841
AMLP|ALERIAN MLP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15625
AMLP|ALERIAN MLP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10700
AMLP|ALERIAN MLP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4231904
AMLP|ALERIAN MLP|CSIN|Citadel Securities Institutional LLC|6279183
AMLP|ALERIAN MLP|CTDL|Citadel Derivatives Group Llc|7473402
AMLP|ALERIAN MLP|CTLR|CUTLER GROUP, LP|4000
AMLP|ALERIAN MLP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1110804
AMLP|ALERIAN MLP|DADA|D.A. Davidson & Co.|21281
AMLP|ALERIAN MLP|DAVA|Davenport & Company LLC|19092
AMLP|ALERIAN MLP|DBAB|Deutsche Bank Securities Inc.|1518675
AMLP|ALERIAN MLP|DBAX|Deutsche Bank Securities Inc.|4073900
AMLP|ALERIAN MLP|DCHF|Dart Executions, LLC|161200
AMLP|ALERIAN MLP|DEAN|MORGAN STANLEY|735057
AMLP|ALERIAN MLP|DEGS|RONIN PROFESSIONAL LLC|23000
AMLP|ALERIAN MLP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22213
AMLP|ALERIAN MLP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|7200
AMLP|ALERIAN MLP|EBXL|EBX LLC|2328700
AMLP|ALERIAN MLP|ECUT|CONVERGEX EXECUTION SOLUTIONS|630895
AMLP|ALERIAN MLP|EDJO|Edward D. Jones & Co., L.P.|327513
AMLP|ALERIAN MLP|EGAM|CBOE TRADING, INC.|35177
AMLP|ALERIAN MLP|EGAW|CBOE TRADING, INC.|3113
AMLP|ALERIAN MLP|EGXM|CBOE TRADING, INC.|21655
AMLP|ALERIAN MLP|ETBE|Electronic Transaction Clearing, Inc.|33066
AMLP|ALERIAN MLP|ETCB|ETC BROKERAGE SERVICES, LLC|1100
AMLP|ALERIAN MLP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3500
AMLP|ALERIAN MLP|ETRS|E*Trade Securities LLC|12516569
AMLP|ALERIAN MLP|FBSB|U.S. Bancorp Investments, Inc.|4832
AMLP|ALERIAN MLP|FILL|Tradestation Securities, Inc.|40079
AMLP|ALERIAN MLP|FINX|FINTECH SECURITIES|27095
AMLP|ALERIAN MLP|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|159773
AMLP|ALERIAN MLP|FMAF|NBCN Inc./ CDS|9108
AMLP|ALERIAN MLP|FQLS|Quantlab Securities LP|509708
AMLP|ALERIAN MLP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|283325
AMLP|ALERIAN MLP|FTBR|Foliofn Investments, Inc.|92637
AMLP|ALERIAN MLP|GEBB|GLOBAL EXECUTION BROKERS, LP|47200
AMLP|ALERIAN MLP|GLIS|TD Securities Inc|3102
AMLP|ALERIAN MLP|GLPX|ACS EXECUTION SERVICES, LLC|131725
AMLP|ALERIAN MLP|GSCO|GOLDMAN SACHS & CO. LLC|2112300
AMLP|ALERIAN MLP|GSCS|GOLDMAN SACHS & CO. LLC|12900
AMLP|ALERIAN MLP|GSLT|GOLDMAN SACHS & CO. LLC|129600
AMLP|ALERIAN MLP|GTSZ|GTS SECURITIES LLC|268682
AMLP|ALERIAN MLP|HRBF|American Enterprise Investment Services Inc.|940186
AMLP|ALERIAN MLP|HSBC|HSBC Securities, Inc.|13600
AMLP|ALERIAN MLP|IATS|INTERACTIVE BROKERS LLC|879425
AMLP|ALERIAN MLP|IBKR|Interactive Brokers Llc|1262721
AMLP|ALERIAN MLP|ICBX|INSTINET, LLC|3426029
AMLP|ALERIAN MLP|INCA|INSTINET, LLC|1066699
AMLP|ALERIAN MLP|INJX|INSTINET, LLC|7300
AMLP|ALERIAN MLP|ITGI|ITG Inc.|540424
AMLP|ALERIAN MLP|ITGP|ITG INC.|2499200
AMLP|ALERIAN MLP|JANY|Janney Montgomery Scott Inc.|230666
AMLP|ALERIAN MLP|JEFF|JEFFERIES LLC|292341
AMLP|ALERIAN MLP|JMPT|JUMP TRADING, LLC|85330
AMLP|ALERIAN MLP|JONE|JonesTrading|300
AMLP|ALERIAN MLP|JPMX|J.P. Morgan Securities LLC|2753265
AMLP|ALERIAN MLP|JSEB|JANE STREET EXECUTION SERVICES, LLC|196931
AMLP|ALERIAN MLP|JSJX|JANE STREET CAPITAL LLC|4262924
AMLP|ALERIAN MLP|KCGM|VIRTU Americas LLC|1311634
AMLP|ALERIAN MLP|LEHM|Barclays Capital Inc./Le|14544405
AMLP|ALERIAN MLP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1680
AMLP|ALERIAN MLP|LIME|Lime Brokerage LLC|71641
AMLP|ALERIAN MLP|LIWM|LIME BROKERAGE LLC|329
AMLP|ALERIAN MLP|LSCI|Lek Securities Corporation|32
AMLP|ALERIAN MLP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|17413
AMLP|ALERIAN MLP|MACC|Mid Atlantic Capital Corporation|16931
AMLP|ALERIAN MLP|MACQ|Macquarie Capital (USA) Inc.|6900
AMLP|ALERIAN MLP|MAXM|Maxim Group LLC|10076
AMLP|ALERIAN MLP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6397330
AMLP|ALERIAN MLP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|269814
AMLP|ALERIAN MLP|MOTF|MOTIF INVESTING, INC.|8
AMLP|ALERIAN MLP|MSCO|MORGAN STANLEY & CO. LLC|6666844
AMLP|ALERIAN MLP|MSPL|MORGAN STANLEY & CO. LLC|2847200
AMLP|ALERIAN MLP|MSTX|MORGAN STANLEY & CO. LLC|319000
AMLP|ALERIAN MLP|NATL|National Securities Corporation|2100
AMLP|ALERIAN MLP|NBCS|NBC Securities, INC.|17475
AMLP|ALERIAN MLP|NEUB|NEUBERGER BERMAN BD LLC|2395
AMLP|ALERIAN MLP|NFSC|National Financial Services LLC|2799624
AMLP|ALERIAN MLP|NITE|VIRTU Americas LLC|11195026
AMLP|ALERIAN MLP|NITP|VIRTU Americas LLC|1178173
AMLP|ALERIAN MLP|NQRB|Brut, LLC|37300
AMLP|ALERIAN MLP|NTBF|BMO Nesbitt Burns Inc./CDS|4200
AMLP|ALERIAN MLP|NTRC|Northern Trust Securities, Inc.|2222
AMLP|ALERIAN MLP|OPCO|Oppenheimer & Co. Inc.|110464
AMLP|ALERIAN MLP|PDQM|CODA MARKETS, INC.|421828
AMLP|ALERIAN MLP|PHLY|NASDAQ Execution Services, LLC|9000
AMLP|ALERIAN MLP|PWJC|UBS Financial Services, Inc.|117694
AMLP|ALERIAN MLP|QMSR|QUATTRO M SECURITIES INC.|46128
AMLP|ALERIAN MLP|RBCM|RBC CAPITAL MARKETS, LLC|165805
AMLP|ALERIAN MLP|SAGL|SAGETRADER, LLC|88200
AMLP|ALERIAN MLP|SALI|INTL FCSTONE FINANCIAL INC.|7084
AMLP|ALERIAN MLP|SBRX|MURIEL SIEBERT & CO INC|2318
AMLP|ALERIAN MLP|SBSH|Citigroup Global Markets Inc.|643766
AMLP|ALERIAN MLP|SCMC|Scotia Capital Markets (USA) Inc.|9400
AMLP|ALERIAN MLP|SEIC|SEI Investments Distribution Co.|20510
AMLP|ALERIAN MLP|SGMT|GOLDMAN SACHS & CO. LLC|1716675
AMLP|ALERIAN MLP|SHMR|ABN Amro Clearing LLC|159773
AMLP|ALERIAN MLP|SPDR|SPEEDROUTE LLC|54592
AMLP|ALERIAN MLP|SPHN|Stephens Inc.|10822
AMLP|ALERIAN MLP|STFL|Stifel, Nicolaus & Company, Incorporated|517799
AMLP|ALERIAN MLP|STTT|STATETRUST INVESTMENTS INC.|930
AMLP|ALERIAN MLP|SWIM|TD Ameritrade, Inc.|193838
AMLP|ALERIAN MLP|SWST|Hilltop Securities Inc.|289821
AMLP|ALERIAN MLP|TKNG|ALLY INVEST SECURITIES LLC|8894
AMLP|ALERIAN MLP|TRBT|Tradebot Systems, Inc.|917695
AMLP|ALERIAN MLP|TRCM|TRC MARKETS LLC|2728157
AMLP|ALERIAN MLP|TWTT|TASTYWORKS, INC.|2900
AMLP|ALERIAN MLP|UBSA|UBS SECURITIES LLC|6295329
AMLP|ALERIAN MLP|UBSS|UBS Securities LLC|5644599
AMLP|ALERIAN MLP|VALX|VIRTU AMERICAS LLC|364173
AMLP|ALERIAN MLP|VGRD|Vanguard Marketing Corporation|369666
AMLP|ALERIAN MLP|VNDM|Wall Street Access|5020
AMLP|ALERIAN MLP|WABR|Wall Street Access|44630
AMLP|ALERIAN MLP|WBET|Wallachbeth Capital LLC|2621657
AMLP|ALERIAN MLP|WBLR|WILLIAM BLAIR|2803
AMLP|ALERIAN MLP|WCHV|WELLS FARGO SECURITIES, LLC|4710389
AMLP|ALERIAN MLP|WEDB|WEDBUSH SECURITIES INC.|8124
AMLP|ALERIAN MLP|WEED|Weeden & Co.L.P.|5637
AMLP|ALERIAN MLP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|176655
AMLP|ALERIAN MLP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2501135
AMLP|ALERIAN MLP|WGIF|CIBC World Markets Inc.|400
AMLP|ALERIAN MLP|WMCL|White Mountain Capital, LLC|5300
AMLP|ALERIAN MLP|WSEA|WOLVERINE SECURITIES, LLC|123182
AMLP|ALERIAN MLP|XSTM|NATIONAL FINANCIAL SERVICES LLC|224494
AMLP|ALERIAN MLP|YKNA|COMHAR CAPITAL MARKETS, LLC|3295
AMLP|ALERIAN MLP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|482885
AMMA|ALLIANCE MMA, CMN|APCC|Apex Clearing Corporation|18722
AMMA|ALLIANCE MMA, CMN|BATM|CBOE TRADING, INC.|500
AMMA|ALLIANCE MMA, CMN|BIMI|Banca IMI Securities Corp.|34823
AMMA|ALLIANCE MMA, CMN|CHAS|Charles Schwab & Co., Inc.|1000
AMMA|ALLIANCE MMA, CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
AMMA|ALLIANCE MMA, CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8812
AMMA|ALLIANCE MMA, CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13400
AMMA|ALLIANCE MMA, CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9000
AMMA|ALLIANCE MMA, CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
AMMA|ALLIANCE MMA, CMN|DBAB|Deutsche Bank Securities Inc.|10925
AMMA|ALLIANCE MMA, CMN|DBAX|Deutsche Bank Securities Inc.|1200
AMMA|ALLIANCE MMA, CMN|DEAN|MORGAN STANLEY|7
AMMA|ALLIANCE MMA, CMN|EBXL|EBX LLC|11800
AMMA|ALLIANCE MMA, CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|19376
AMMA|ALLIANCE MMA, CMN|EDJO|Edward D. Jones & Co., L.P.|400
AMMA|ALLIANCE MMA, CMN|EGAM|CBOE TRADING, INC.|10450
AMMA|ALLIANCE MMA, CMN|EGXM|CBOE TRADING, INC.|22261
AMMA|ALLIANCE MMA, CMN|EGXW|CBOE TRADING, INC.|1000
AMMA|ALLIANCE MMA, CMN|ETRS|E*Trade Securities LLC|580989
AMMA|ALLIANCE MMA, CMN|FBCO|Credit Suisse Securities (USA) LLC|68254
AMMA|ALLIANCE MMA, CMN|FILL|Tradestation Securities, Inc.|43137
AMMA|ALLIANCE MMA, CMN|FOMA|TD AMERITRADE CLEARING, INC.|1077789
AMMA|ALLIANCE MMA, CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14832
AMMA|ALLIANCE MMA, CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|850
AMMA|ALLIANCE MMA, CMN|GSCO|GOLDMAN SACHS & CO. LLC|2200
AMMA|ALLIANCE MMA, CMN|GSLT|GOLDMAN SACHS & CO. LLC|11328
AMMA|ALLIANCE MMA, CMN|HRBF|American Enterprise Investment Services Inc.|500
AMMA|ALLIANCE MMA, CMN|IATS|INTERACTIVE BROKERS LLC|8500
AMMA|ALLIANCE MMA, CMN|IBKR|Interactive Brokers Llc|248882
AMMA|ALLIANCE MMA, CMN|ICBX|INSTINET, LLC|2400
AMMA|ALLIANCE MMA, CMN|INCA|INSTINET, LLC|21956
AMMA|ALLIANCE MMA, CMN|ITGI|ITG Inc.|1100
AMMA|ALLIANCE MMA, CMN|ITGP|ITG INC.|200
AMMA|ALLIANCE MMA, CMN|JMPT|JUMP TRADING, LLC|6400
AMMA|ALLIANCE MMA, CMN|JPMX|J.P. Morgan Securities LLC|600
AMMA|ALLIANCE MMA, CMN|KCGM|VIRTU Americas LLC|100
AMMA|ALLIANCE MMA, CMN|LEHM|Barclays Capital Inc./Le|51886
AMMA|ALLIANCE MMA, CMN|LIME|Lime Brokerage LLC|3323
AMMA|ALLIANCE MMA, CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
AMMA|ALLIANCE MMA, CMN|MOTF|MOTIF INVESTING, INC.|2
AMMA|ALLIANCE MMA, CMN|MSCO|MORGAN STANLEY & CO. LLC|495204
AMMA|ALLIANCE MMA, CMN|NFSC|National Financial Services LLC|343841
AMMA|ALLIANCE MMA, CMN|NITE|VIRTU Americas LLC|1140051
AMMA|ALLIANCE MMA, CMN|NITP|VIRTU Americas LLC|485
AMMA|ALLIANCE MMA, CMN|NQRB|Brut, LLC|800
AMMA|ALLIANCE MMA, CMN|NTFN|Network 1 Financial Securities Inc.|670
AMMA|ALLIANCE MMA, CMN|PCPT|PHILLIP CAPITAL INC.|19968
AMMA|ALLIANCE MMA, CMN|PDQM|CODA MARKETS, INC.|97889
AMMA|ALLIANCE MMA, CMN|RBCM|RBC CAPITAL MARKETS, LLC|2250
AMMA|ALLIANCE MMA, CMN|SAGL|SAGETRADER, LLC|16400
AMMA|ALLIANCE MMA, CMN|SBSH|Citigroup Global Markets Inc.|30250
AMMA|ALLIANCE MMA, CMN|SGMT|GOLDMAN SACHS & CO. LLC|6430
AMMA|ALLIANCE MMA, CMN|SPDR|SPEEDROUTE LLC|19990
AMMA|ALLIANCE MMA, CMN|SWIM|TD Ameritrade, Inc.|255230
AMMA|ALLIANCE MMA, CMN|TKNG|ALLY INVEST SECURITIES LLC|6305
AMMA|ALLIANCE MMA, CMN|UBSA|UBS SECURITIES LLC|41457
AMMA|ALLIANCE MMA, CMN|UBSS|UBS Securities LLC|115163
AMMA|ALLIANCE MMA, CMN|VGRD|Vanguard Marketing Corporation|52667
AMMA|ALLIANCE MMA, CMN|VIEW|VIEWTRADE SECURITIES LLC|1000
AMMA|ALLIANCE MMA, CMN|VSIN|Vision Financial Markets Llc|15039
AMMA|ALLIANCE MMA, CMN|WCHV|WELLS FARGO SECURITIES, LLC|24335
AMMA|ALLIANCE MMA, CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|129025
AMMA|ALLIANCE MMA, CMN|WSEA|WOLVERINE SECURITIES, LLC|160087
AMN|AMN HEALTHCARE SVCS|ANOS|ABEL/NOSER, L.L.C.|31
AMN|AMN HEALTHCARE SVCS|APCC|Apex Clearing Corporation|17
AMN|AMN HEALTHCARE SVCS|BANK|Primevest Financial Services, Inc.|25
AMN|AMN HEALTHCARE SVCS|BARD|Robert W. Baird & Co. Incorporated|12553
AMN|AMN HEALTHCARE SVCS|BATM|CBOE TRADING, INC.|1070
AMN|AMN HEALTHCARE SVCS|BAYT|BTIG, LLC|400
AMN|AMN HEALTHCARE SVCS|BBNT|BB&T SECURITIES, LLC|843
AMN|AMN HEALTHCARE SVCS|BERN|Sanford C. Bernstein & Co., LLC|81517
AMN|AMN HEALTHCARE SVCS|BIDS|BIDS TRADING L.P.|3600
AMN|AMN HEALTHCARE SVCS|BIMI|Banca IMI Securities Corp.|6
AMN|AMN HEALTHCARE SVCS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42
AMN|AMN HEALTHCARE SVCS|BLKX|INSTINET, LLC|45400
AMN|AMN HEALTHCARE SVCS|BNCH|The Benchmark Company, LLC|6808
AMN|AMN HEALTHCARE SVCS|BNPX|BNP PARIBAS SECURITIES CORP.|8210
AMN|AMN HEALTHCARE SVCS|BRVL|BLAYLOCK VAN, LLC|400
AMN|AMN HEALTHCARE SVCS|BTIG|BTIG, LLC|400
AMN|AMN HEALTHCARE SVCS|BYXM|CBOE TRADING, INC.|214
AMN|AMN HEALTHCARE SVCS|BZYD|GOLDMAN SACHS & CO. LLC|800
AMN|AMN HEALTHCARE SVCS|CANT|Cantor Fitzgerald & Co.|100
AMN|AMN HEALTHCARE SVCS|CHAS|Charles Schwab & Co., Inc.|57
AMN|AMN HEALTHCARE SVCS|CIST|Capital Institutional Services, Inc.|562
AMN|AMN HEALTHCARE SVCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36826
AMN|AMN HEALTHCARE SVCS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|606
AMN|AMN HEALTHCARE SVCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149647
AMN|AMN HEALTHCARE SVCS|CTDL|Citadel Derivatives Group Llc|208
AMN|AMN HEALTHCARE SVCS|CTLR|CUTLER GROUP, LP|100
AMN|AMN HEALTHCARE SVCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|17028
AMN|AMN HEALTHCARE SVCS|DBAB|Deutsche Bank Securities Inc.|69895
AMN|AMN HEALTHCARE SVCS|DBAX|Deutsche Bank Securities Inc.|141600
AMN|AMN HEALTHCARE SVCS|DEAN|MORGAN STANLEY|13048
AMN|AMN HEALTHCARE SVCS|DEGS|RONIN PROFESSIONAL LLC|200
AMN|AMN HEALTHCARE SVCS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3200
AMN|AMN HEALTHCARE SVCS|EBXL|EBX LLC|140300
AMN|AMN HEALTHCARE SVCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|981
AMN|AMN HEALTHCARE SVCS|EDJO|Edward D. Jones & Co., L.P.|81
AMN|AMN HEALTHCARE SVCS|EGAM|CBOE TRADING, INC.|17390
AMN|AMN HEALTHCARE SVCS|EGXM|CBOE TRADING, INC.|900
AMN|AMN HEALTHCARE SVCS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21151
AMN|AMN HEALTHCARE SVCS|ETRS|E*Trade Securities LLC|12876
AMN|AMN HEALTHCARE SVCS|FBSB|U.S. Bancorp Investments, Inc.|57
AMN|AMN HEALTHCARE SVCS|FILL|Tradestation Securities, Inc.|1100
AMN|AMN HEALTHCARE SVCS|FMAF|NBCN Inc./ CDS|626
AMN|AMN HEALTHCARE SVCS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|988
AMN|AMN HEALTHCARE SVCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7464
AMN|AMN HEALTHCARE SVCS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|200
AMN|AMN HEALTHCARE SVCS|FTBR|Foliofn Investments, Inc.|8671
AMN|AMN HEALTHCARE SVCS|GEBB|GLOBAL EXECUTION BROKERS, LP|943
AMN|AMN HEALTHCARE SVCS|GLPX|ACS EXECUTION SERVICES, LLC|1473
AMN|AMN HEALTHCARE SVCS|GSCO|GOLDMAN SACHS & CO. LLC|169141
AMN|AMN HEALTHCARE SVCS|GSCS|GOLDMAN SACHS & CO. LLC|100
AMN|AMN HEALTHCARE SVCS|GSLT|GOLDMAN SACHS & CO. LLC|893
AMN|AMN HEALTHCARE SVCS|GTSZ|GTS SECURITIES LLC|9552
AMN|AMN HEALTHCARE SVCS|HRBF|American Enterprise Investment Services Inc.|7371
AMN|AMN HEALTHCARE SVCS|IBKR|Interactive Brokers Llc|632
AMN|AMN HEALTHCARE SVCS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|48
AMN|AMN HEALTHCARE SVCS|ICBX|INSTINET, LLC|21128
AMN|AMN HEALTHCARE SVCS|IEQY|CITADEL SECURITIES LLC|12635
AMN|AMN HEALTHCARE SVCS|INCA|INSTINET, LLC|77606
AMN|AMN HEALTHCARE SVCS|INJX|INSTINET, LLC|7755
AMN|AMN HEALTHCARE SVCS|ITGI|ITG Inc.|23567
AMN|AMN HEALTHCARE SVCS|ITGP|ITG INC.|120000
AMN|AMN HEALTHCARE SVCS|JANY|Janney Montgomery Scott Inc.|2543
AMN|AMN HEALTHCARE SVCS|JEFF|JEFFERIES LLC|68716
AMN|AMN HEALTHCARE SVCS|JMPT|JUMP TRADING, LLC|4526
AMN|AMN HEALTHCARE SVCS|JONE|JonesTrading|100
AMN|AMN HEALTHCARE SVCS|JPBX|J.P. MORGAN SECURITIES LLC|7284
AMN|AMN HEALTHCARE SVCS|JPMX|J.P. Morgan Securities LLC|109334
AMN|AMN HEALTHCARE SVCS|KCGM|VIRTU Americas LLC|83194
AMN|AMN HEALTHCARE SVCS|LEHM|Barclays Capital Inc./Le|102055
AMN|AMN HEALTHCARE SVCS|LIME|Lime Brokerage LLC|4309
AMN|AMN HEALTHCARE SVCS|LOOP|Loop Capital Markets LLC|1119
AMN|AMN HEALTHCARE SVCS|LQNA|LIQUIDNET, INC.|121100
AMN|AMN HEALTHCARE SVCS|LSCI|Lek Securities Corporation|22
AMN|AMN HEALTHCARE SVCS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AMN|AMN HEALTHCARE SVCS|MCMF|Raymond James Ltd. Cds|1830
AMN|AMN HEALTHCARE SVCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47885
AMN|AMN HEALTHCARE SVCS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|480
AMN|AMN HEALTHCARE SVCS|MSCO|MORGAN STANLEY & CO. LLC|401856
AMN|AMN HEALTHCARE SVCS|MSPL|MORGAN STANLEY & CO. LLC|82200
AMN|AMN HEALTHCARE SVCS|MSTX|MORGAN STANLEY & CO. LLC|56400
AMN|AMN HEALTHCARE SVCS|NFSC|National Financial Services LLC|43699
AMN|AMN HEALTHCARE SVCS|NITE|VIRTU Americas LLC|97437
AMN|AMN HEALTHCARE SVCS|NITP|VIRTU Americas LLC|200
AMN|AMN HEALTHCARE SVCS|NQRB|Brut, LLC|5963
AMN|AMN HEALTHCARE SVCS|NTBF|BMO Nesbitt Burns Inc./CDS|216
AMN|AMN HEALTHCARE SVCS|NTRC|Northern Trust Securities, Inc.|664
AMN|AMN HEALTHCARE SVCS|OPCO|Oppenheimer & Co. Inc.|1876
AMN|AMN HEALTHCARE SVCS|PDQM|CODA MARKETS, INC.|59648
AMN|AMN HEALTHCARE SVCS|PWJC|UBS Financial Services, Inc.|200
AMN|AMN HEALTHCARE SVCS|RBCM|RBC CAPITAL MARKETS, LLC|1464
AMN|AMN HEALTHCARE SVCS|RHCO|Suntrust Robinson Humphrey, Inc.|1511
AMN|AMN HEALTHCARE SVCS|SAGW|SAGETRADER, LLC|400
AMN|AMN HEALTHCARE SVCS|SBSH|Citigroup Global Markets Inc.|25124
AMN|AMN HEALTHCARE SVCS|SGMT|GOLDMAN SACHS & CO. LLC|83667
AMN|AMN HEALTHCARE SVCS|SOGO|Wang Investment Associates, Inc.|12
AMN|AMN HEALTHCARE SVCS|SPDR|SPEEDROUTE LLC|41100
AMN|AMN HEALTHCARE SVCS|SPHN|Stephens Inc.|2000
AMN|AMN HEALTHCARE SVCS|SSBS|STATE STREET GLOBAL MARKETS, LLC|3337
AMN|AMN HEALTHCARE SVCS|STFL|Stifel, Nicolaus & Company, Incorporated|3677
AMN|AMN HEALTHCARE SVCS|SWIM|TD Ameritrade, Inc.|4327
AMN|AMN HEALTHCARE SVCS|SWST|Hilltop Securities Inc.|207
AMN|AMN HEALTHCARE SVCS|TKNG|ALLY INVEST SECURITIES LLC|257
AMN|AMN HEALTHCARE SVCS|TRBT|Tradebot Systems, Inc.|3290
AMN|AMN HEALTHCARE SVCS|TRCM|TRC MARKETS LLC|13819
AMN|AMN HEALTHCARE SVCS|TWTT|TASTYWORKS, INC.|41
AMN|AMN HEALTHCARE SVCS|UBSA|UBS SECURITIES LLC|283237
AMN|AMN HEALTHCARE SVCS|UBSS|UBS Securities LLC|244786
AMN|AMN HEALTHCARE SVCS|VALX|VIRTU AMERICAS LLC|6982
AMN|AMN HEALTHCARE SVCS|VGRD|Vanguard Marketing Corporation|3798
AMN|AMN HEALTHCARE SVCS|WBPX|SUMMIT SECURITIES GROUP, LLC|711
AMN|AMN HEALTHCARE SVCS|WCHV|WELLS FARGO SECURITIES, LLC|57412
AMN|AMN HEALTHCARE SVCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3447
AMN|AMN HEALTHCARE SVCS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|588
AMN|AMN HEALTHCARE SVCS|WGIF|CIBC World Markets Inc.|225
AMN|AMN HEALTHCARE SVCS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|19
AMN|AMN HEALTHCARE SVCS|WSEA|WOLVERINE SECURITIES, LLC|1562
AMN|AMN HEALTHCARE SVCS|XIST|INSTINET, LLC|47800
AMN|AMN HEALTHCARE SVCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|13686
AMN|AMN HEALTHCARE SVCS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6681
AMNB|AMERICAN NATL BKSH|ANOS|ABEL/NOSER, L.L.C.|208
AMNB|AMERICAN NATL BKSH|APCC|Apex Clearing Corporation|3
AMNB|AMERICAN NATL BKSH|BATM|CBOE TRADING, INC.|300
AMNB|AMERICAN NATL BKSH|BAYC|BAY CREST PARTNERS, LLC|246
AMNB|AMERICAN NATL BKSH|BBNT|BB&T SECURITIES, LLC|117
AMNB|AMERICAN NATL BKSH|BERN|Sanford C. Bernstein & Co., LLC|4230
AMNB|AMERICAN NATL BKSH|BMOC|BMO Capital Markets Corp.|1310
AMNB|AMERICAN NATL BKSH|BNPX|BNP PARIBAS SECURITIES CORP.|1035
AMNB|AMERICAN NATL BKSH|BTIG|BTIG, LLC|6
AMNB|AMERICAN NATL BKSH|BZYD|GOLDMAN SACHS & CO. LLC|870
AMNB|AMERICAN NATL BKSH|CIST|Capital Institutional Services, Inc.|367
AMNB|AMERICAN NATL BKSH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30
AMNB|AMERICAN NATL BKSH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4341
AMNB|AMERICAN NATL BKSH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5116
AMNB|AMERICAN NATL BKSH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|626
AMNB|AMERICAN NATL BKSH|CTDL|Citadel Derivatives Group Llc|256
AMNB|AMERICAN NATL BKSH|CXCX|CITIGROUP GLOBAL MARKETS INC.|712
AMNB|AMERICAN NATL BKSH|DAVA|Davenport & Company LLC|210
AMNB|AMERICAN NATL BKSH|DBAB|Deutsche Bank Securities Inc.|15154
AMNB|AMERICAN NATL BKSH|DBAX|Deutsche Bank Securities Inc.|1600
AMNB|AMERICAN NATL BKSH|DEGS|RONIN PROFESSIONAL LLC|800
AMNB|AMERICAN NATL BKSH|EBXL|EBX LLC|1000
AMNB|AMERICAN NATL BKSH|EDJO|Edward D. Jones & Co., L.P.|1134
AMNB|AMERICAN NATL BKSH|EGXM|CBOE TRADING, INC.|2
AMNB|AMERICAN NATL BKSH|ETBE|Electronic Transaction Clearing, Inc.|312
AMNB|AMERICAN NATL BKSH|ETRS|E*Trade Securities LLC|15
AMNB|AMERICAN NATL BKSH|FBCO|Credit Suisse Securities (USA) LLC|20737
AMNB|AMERICAN NATL BKSH|FOMA|TD AMERITRADE CLEARING, INC.|1677
AMNB|AMERICAN NATL BKSH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|526
AMNB|AMERICAN NATL BKSH|FTBR|Foliofn Investments, Inc.|193
AMNB|AMERICAN NATL BKSH|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
AMNB|AMERICAN NATL BKSH|GLPX|ACS EXECUTION SERVICES, LLC|1095
AMNB|AMERICAN NATL BKSH|GSCO|GOLDMAN SACHS & CO. LLC|31046
AMNB|AMERICAN NATL BKSH|GSCS|GOLDMAN SACHS & CO. LLC|2
AMNB|AMERICAN NATL BKSH|GTSZ|GTS SECURITIES LLC|313
AMNB|AMERICAN NATL BKSH|IBKR|Interactive Brokers Llc|6528
AMNB|AMERICAN NATL BKSH|ICBX|INSTINET, LLC|400
AMNB|AMERICAN NATL BKSH|IEQY|CITADEL SECURITIES LLC|425
AMNB|AMERICAN NATL BKSH|INCA|INSTINET, LLC|7493
AMNB|AMERICAN NATL BKSH|INJX|INSTINET, LLC|1160
AMNB|AMERICAN NATL BKSH|ITGI|ITG Inc.|10871
AMNB|AMERICAN NATL BKSH|ITGP|ITG INC.|19000
AMNB|AMERICAN NATL BKSH|JEFF|JEFFERIES LLC|3807
AMNB|AMERICAN NATL BKSH|JPMX|J.P. Morgan Securities LLC|3262
AMNB|AMERICAN NATL BKSH|KCGM|VIRTU Americas LLC|993
AMNB|AMERICAN NATL BKSH|LEHM|Barclays Capital Inc./Le|5584
AMNB|AMERICAN NATL BKSH|LIME|Lime Brokerage LLC|16771
AMNB|AMERICAN NATL BKSH|LMGP|LIME BROKERAGE LLC|700
AMNB|AMERICAN NATL BKSH|MAXM|Maxim Group LLC|820
AMNB|AMERICAN NATL BKSH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500
AMNB|AMERICAN NATL BKSH|MSCO|MORGAN STANLEY & CO. LLC|26693
AMNB|AMERICAN NATL BKSH|MSPL|MORGAN STANLEY & CO. LLC|1300
AMNB|AMERICAN NATL BKSH|NFSC|National Financial Services LLC|1993
AMNB|AMERICAN NATL BKSH|NITE|VIRTU Americas LLC|13618
AMNB|AMERICAN NATL BKSH|NQRB|Brut, LLC|293
AMNB|AMERICAN NATL BKSH|PDQM|CODA MARKETS, INC.|2759
AMNB|AMERICAN NATL BKSH|RAJA|Raymond James & Associates, Inc.|2804
AMNB|AMERICAN NATL BKSH|SAGW|SAGETRADER, LLC|100
AMNB|AMERICAN NATL BKSH|SBSH|Citigroup Global Markets Inc.|8633
AMNB|AMERICAN NATL BKSH|SGMT|GOLDMAN SACHS & CO. LLC|533
AMNB|AMERICAN NATL BKSH|SPDR|SPEEDROUTE LLC|199
AMNB|AMERICAN NATL BKSH|SSBS|STATE STREET GLOBAL MARKETS, LLC|3900
AMNB|AMERICAN NATL BKSH|STFL|Stifel, Nicolaus & Company, Incorporated|9
AMNB|AMERICAN NATL BKSH|TRCM|TRC MARKETS LLC|5152
AMNB|AMERICAN NATL BKSH|UBSA|UBS SECURITIES LLC|5635
AMNB|AMERICAN NATL BKSH|UBSS|UBS Securities LLC|15439
AMNB|AMERICAN NATL BKSH|VALX|VIRTU AMERICAS LLC|258
AMNB|AMERICAN NATL BKSH|VGRD|Vanguard Marketing Corporation|8
AMNB|AMERICAN NATL BKSH|WCHV|WELLS FARGO SECURITIES, LLC|1390
AMNB|AMERICAN NATL BKSH|WEED|Weeden & Co.L.P.|3560
AMNB|AMERICAN NATL BKSH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|499
AMNB|AMERICAN NATL BKSH|WGIF|CIBC World Markets Inc.|700
AMNB|AMERICAN NATL BKSH|WSEA|WOLVERINE SECURITIES, LLC|1
AMNB|AMERICAN NATL BKSH|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
AMNB|AMERICAN NATL BKSH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
AMOT|ALLIED MOTION TECH|ALTX|Alternet Securities Inc.|2692
AMOT|ALLIED MOTION TECH|APCC|Apex Clearing Corporation|44
AMOT|ALLIED MOTION TECH|BARD|Robert W. Baird & Co. Incorporated|21
AMOT|ALLIED MOTION TECH|BATM|CBOE TRADING, INC.|1120
AMOT|ALLIED MOTION TECH|BAYT|BTIG, LLC|1200
AMOT|ALLIED MOTION TECH|BERN|Sanford C. Bernstein & Co., LLC|2956
AMOT|ALLIED MOTION TECH|BMOC|BMO Capital Markets Corp.|1084
AMOT|ALLIED MOTION TECH|BNKS|Fig Partners, LLC|724
AMOT|ALLIED MOTION TECH|BNPX|BNP PARIBAS SECURITIES CORP.|386
AMOT|ALLIED MOTION TECH|BTIG|BTIG, LLC|3038
AMOT|ALLIED MOTION TECH|BYXM|CBOE TRADING, INC.|336
AMOT|ALLIED MOTION TECH|BZYD|GOLDMAN SACHS & CO. LLC|985
AMOT|ALLIED MOTION TECH|CHAS|Charles Schwab & Co., Inc.|102
AMOT|ALLIED MOTION TECH|CHLM|Craig-Hallum Capital Group LLC|582
AMOT|ALLIED MOTION TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5118
AMOT|ALLIED MOTION TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9467
AMOT|ALLIED MOTION TECH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6482
AMOT|ALLIED MOTION TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15854
AMOT|ALLIED MOTION TECH|CTDL|Citadel Derivatives Group Llc|1511
AMOT|ALLIED MOTION TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|2476
AMOT|ALLIED MOTION TECH|DADA|D.A. Davidson & Co.|21
AMOT|ALLIED MOTION TECH|DBAB|Deutsche Bank Securities Inc.|35968
AMOT|ALLIED MOTION TECH|DBAX|Deutsche Bank Securities Inc.|14100
AMOT|ALLIED MOTION TECH|DBUL|Deutsche Bank Securities Inc.|99
AMOT|ALLIED MOTION TECH|DEAN|MORGAN STANLEY|1302
AMOT|ALLIED MOTION TECH|DEGS|RONIN PROFESSIONAL LLC|7850
AMOT|ALLIED MOTION TECH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
AMOT|ALLIED MOTION TECH|EBXL|EBX LLC|8300
AMOT|ALLIED MOTION TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|225
AMOT|ALLIED MOTION TECH|EDJO|Edward D. Jones & Co., L.P.|25
AMOT|ALLIED MOTION TECH|EGAM|CBOE TRADING, INC.|178
AMOT|ALLIED MOTION TECH|EGXM|CBOE TRADING, INC.|400
AMOT|ALLIED MOTION TECH|ETBE|Electronic Transaction Clearing, Inc.|100
AMOT|ALLIED MOTION TECH|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
AMOT|ALLIED MOTION TECH|ETRS|E*Trade Securities LLC|1067
AMOT|ALLIED MOTION TECH|FBCO|Credit Suisse Securities (USA) LLC|22751
AMOT|ALLIED MOTION TECH|FILL|Tradestation Securities, Inc.|208
AMOT|ALLIED MOTION TECH|FOMA|TD AMERITRADE CLEARING, INC.|70116
AMOT|ALLIED MOTION TECH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|587
AMOT|ALLIED MOTION TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11281
AMOT|ALLIED MOTION TECH|FTBR|Foliofn Investments, Inc.|1134
AMOT|ALLIED MOTION TECH|GEBB|GLOBAL EXECUTION BROKERS, LP|2556
AMOT|ALLIED MOTION TECH|GLPX|ACS EXECUTION SERVICES, LLC|5812
AMOT|ALLIED MOTION TECH|GSCO|GOLDMAN SACHS & CO. LLC|60614
AMOT|ALLIED MOTION TECH|GSCS|GOLDMAN SACHS & CO. LLC|709
AMOT|ALLIED MOTION TECH|GTSZ|GTS SECURITIES LLC|26226
AMOT|ALLIED MOTION TECH|HPPX|POTAMUS TRADING, LLC|439
AMOT|ALLIED MOTION TECH|HSBC|HSBC Securities, Inc.|61
AMOT|ALLIED MOTION TECH|IATS|INTERACTIVE BROKERS LLC|248
AMOT|ALLIED MOTION TECH|IBKR|Interactive Brokers Llc|3081
AMOT|ALLIED MOTION TECH|ICBX|INSTINET, LLC|1986
AMOT|ALLIED MOTION TECH|IEQY|CITADEL SECURITIES LLC|5604
AMOT|ALLIED MOTION TECH|INCA|INSTINET, LLC|32756
AMOT|ALLIED MOTION TECH|INJX|INSTINET, LLC|3386
AMOT|ALLIED MOTION TECH|ITGI|ITG Inc.|7771
AMOT|ALLIED MOTION TECH|ITGP|ITG INC.|13800
AMOT|ALLIED MOTION TECH|JANY|Janney Montgomery Scott Inc.|59
AMOT|ALLIED MOTION TECH|JEFF|JEFFERIES LLC|2228
AMOT|ALLIED MOTION TECH|JONE|JonesTrading|89
AMOT|ALLIED MOTION TECH|JPBX|J.P. MORGAN SECURITIES LLC|483
AMOT|ALLIED MOTION TECH|JPMX|J.P. Morgan Securities LLC|36017
AMOT|ALLIED MOTION TECH|JSJX|JANE STREET CAPITAL LLC|1084
AMOT|ALLIED MOTION TECH|KCGM|VIRTU Americas LLC|2982
AMOT|ALLIED MOTION TECH|LEHM|Barclays Capital Inc./Le|41838
AMOT|ALLIED MOTION TECH|LIME|Lime Brokerage LLC|19562
AMOT|ALLIED MOTION TECH|LMGP|LIME BROKERAGE LLC|100
AMOT|ALLIED MOTION TECH|LSCI|Lek Securities Corporation|100
AMOT|ALLIED MOTION TECH|MAXM|Maxim Group LLC|491
AMOT|ALLIED MOTION TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6100
AMOT|ALLIED MOTION TECH|MOTF|MOTIF INVESTING, INC.|8
AMOT|ALLIED MOTION TECH|MSCO|MORGAN STANLEY & CO. LLC|106701
AMOT|ALLIED MOTION TECH|MSPL|MORGAN STANLEY & CO. LLC|19000
AMOT|ALLIED MOTION TECH|MSTX|MORGAN STANLEY & CO. LLC|400
AMOT|ALLIED MOTION TECH|NFSC|National Financial Services LLC|18934
AMOT|ALLIED MOTION TECH|NITE|VIRTU Americas LLC|50992
AMOT|ALLIED MOTION TECH|NITP|VIRTU Americas LLC|200
AMOT|ALLIED MOTION TECH|NQRB|Brut, LLC|122
AMOT|ALLIED MOTION TECH|OPCO|Oppenheimer & Co. Inc.|534
AMOT|ALLIED MOTION TECH|PDQM|CODA MARKETS, INC.|15342
AMOT|ALLIED MOTION TECH|PNSR|Penserra Securities, LLC|2657
AMOT|ALLIED MOTION TECH|RAJA|Raymond James & Associates, Inc.|320
AMOT|ALLIED MOTION TECH|RBCM|RBC CAPITAL MARKETS, LLC|52
AMOT|ALLIED MOTION TECH|SAGW|SAGETRADER, LLC|65
AMOT|ALLIED MOTION TECH|SBSH|Citigroup Global Markets Inc.|10911
AMOT|ALLIED MOTION TECH|SGMT|GOLDMAN SACHS & CO. LLC|3108
AMOT|ALLIED MOTION TECH|SOGO|Wang Investment Associates, Inc.|600
AMOT|ALLIED MOTION TECH|SPDR|SPEEDROUTE LLC|5606
AMOT|ALLIED MOTION TECH|SPTD|MINT GLOBAL MARKETS, INC.|10250
AMOT|ALLIED MOTION TECH|STFL|Stifel, Nicolaus & Company, Incorporated|375
AMOT|ALLIED MOTION TECH|SWIM|TD Ameritrade, Inc.|2822
AMOT|ALLIED MOTION TECH|SWST|Hilltop Securities Inc.|151
AMOT|ALLIED MOTION TECH|TKNG|ALLY INVEST SECURITIES LLC|6
AMOT|ALLIED MOTION TECH|TRBT|Tradebot Systems, Inc.|6203
AMOT|ALLIED MOTION TECH|TRCM|TRC MARKETS LLC|14602
AMOT|ALLIED MOTION TECH|UBSA|UBS SECURITIES LLC|28593
AMOT|ALLIED MOTION TECH|UBSS|UBS Securities LLC|85779
AMOT|ALLIED MOTION TECH|VALX|VIRTU AMERICAS LLC|1241
AMOT|ALLIED MOTION TECH|VGRD|Vanguard Marketing Corporation|530
AMOT|ALLIED MOTION TECH|WCHV|WELLS FARGO SECURITIES, LLC|11264
AMOT|ALLIED MOTION TECH|WEED|Weeden & Co.L.P.|20
AMOT|ALLIED MOTION TECH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3203
AMOT|ALLIED MOTION TECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|802
AMOT|ALLIED MOTION TECH|WFPB|Wells Fargo Securities, LLC.|11443
AMOT|ALLIED MOTION TECH|WSEA|WOLVERINE SECURITIES, LLC|115
AMOT|ALLIED MOTION TECH|XIST|INSTINET, LLC|2200
AMOT|ALLIED MOTION TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
AMOT|ALLIED MOTION TECH|YKNA|COMHAR CAPITAL MARKETS, LLC|2363
AMOT|ALLIED MOTION TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|346
AMOV|AMERICA MOVIL A ADS|APCC|Apex Clearing Corporation|23
AMOV|AMERICA MOVIL A ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
AMOV|AMERICA MOVIL A ADS|DEAN|MORGAN STANLEY|600
AMOV|AMERICA MOVIL A ADS|EBXL|EBX LLC|200
AMOV|AMERICA MOVIL A ADS|EDJO|Edward D. Jones & Co., L.P.|870
AMOV|AMERICA MOVIL A ADS|ETRS|E*Trade Securities LLC|368
AMOV|AMERICA MOVIL A ADS|FTBR|Foliofn Investments, Inc.|720
AMOV|AMERICA MOVIL A ADS|GBMT|GBM International, Inc.|100
AMOV|AMERICA MOVIL A ADS|GSLT|GOLDMAN SACHS & CO. LLC|20
AMOV|AMERICA MOVIL A ADS|HRBF|American Enterprise Investment Services Inc.|4348
AMOV|AMERICA MOVIL A ADS|IATS|INTERACTIVE BROKERS LLC|400
AMOV|AMERICA MOVIL A ADS|INCA|INSTINET, LLC|9302
AMOV|AMERICA MOVIL A ADS|ITGI|ITG Inc.|96
AMOV|AMERICA MOVIL A ADS|JEFF|JEFFERIES LLC|5
AMOV|AMERICA MOVIL A ADS|LIME|Lime Brokerage LLC|4772
AMOV|AMERICA MOVIL A ADS|LSCI|Lek Securities Corporation|33054
AMOV|AMERICA MOVIL A ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AMOV|AMERICA MOVIL A ADS|MSCO|MORGAN STANLEY & CO. LLC|1487
AMOV|AMERICA MOVIL A ADS|NFSC|National Financial Services LLC|957
AMOV|AMERICA MOVIL A ADS|NITE|VIRTU Americas LLC|12585
AMOV|AMERICA MOVIL A ADS|NQRB|Brut, LLC|2437
AMOV|AMERICA MOVIL A ADS|RBCM|RBC CAPITAL MARKETS, LLC|90
AMOV|AMERICA MOVIL A ADS|STFL|Stifel, Nicolaus & Company, Incorporated|325
AMOV|AMERICA MOVIL A ADS|UBSA|UBS SECURITIES LLC|195
AMOV|AMERICA MOVIL A ADS|UBSS|UBS Securities LLC|6603
AMOV|AMERICA MOVIL A ADS|VALX|VIRTU AMERICAS LLC|300
AMOV|AMERICA MOVIL A ADS|VGRD|Vanguard Marketing Corporation|280
AMOV|AMERICA MOVIL A ADS|WCHV|WELLS FARGO SECURITIES, LLC|411
AMOV|AMERICA MOVIL A ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|172
AMP|AMERIPRISE FINANCIAL|ABLE|NATIXIS Securities Americas LLC|90185
AMP|AMERIPRISE FINANCIAL|ADAM|CANACCORD GENUITY INC.|100
AMP|AMERIPRISE FINANCIAL|ALTX|Alternet Securities Inc.|4622
AMP|AMERIPRISE FINANCIAL|ANOS|ABEL/NOSER, L.L.C.|288
AMP|AMERIPRISE FINANCIAL|APCC|Apex Clearing Corporation|205
AMP|AMERIPRISE FINANCIAL|BANK|Primevest Financial Services, Inc.|33
AMP|AMERIPRISE FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|1415
AMP|AMERIPRISE FINANCIAL|BATM|CBOE TRADING, INC.|9921
AMP|AMERIPRISE FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|51
AMP|AMERIPRISE FINANCIAL|BAYT|BTIG, LLC|1900
AMP|AMERIPRISE FINANCIAL|BBNT|BB&T SECURITIES, LLC|395
AMP|AMERIPRISE FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|54086
AMP|AMERIPRISE FINANCIAL|BIAD|SAGETRADER, LLC|50
AMP|AMERIPRISE FINANCIAL|BIDS|BIDS TRADING L.P.|7400
AMP|AMERIPRISE FINANCIAL|BKCM|BNY Mellon Capital Markets LLC|4600
AMP|AMERIPRISE FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7110
AMP|AMERIPRISE FINANCIAL|BLKX|INSTINET, LLC|46000
AMP|AMERIPRISE FINANCIAL|BMOC|BMO Capital Markets Corp.|2
AMP|AMERIPRISE FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|163322
AMP|AMERIPRISE FINANCIAL|BTIG|BTIG, LLC|11633
AMP|AMERIPRISE FINANCIAL|BYXM|CBOE TRADING, INC.|1722
AMP|AMERIPRISE FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|305
AMP|AMERIPRISE FINANCIAL|CABR|Cabrera Capital Markets, Inc.|10
AMP|AMERIPRISE FINANCIAL|CANT|Cantor Fitzgerald & Co.|206
AMP|AMERIPRISE FINANCIAL|CHAS|Charles Schwab & Co., Inc.|1411
AMP|AMERIPRISE FINANCIAL|CIBP|CIBC World Markets Corp.|8072
AMP|AMERIPRISE FINANCIAL|CICF|Canaccord Genuity Corp.|39
AMP|AMERIPRISE FINANCIAL|CIOI|CITIGROUP GLOBAL MARKETS INC|13970
AMP|AMERIPRISE FINANCIAL|CIST|Capital Institutional Services, Inc.|6095
AMP|AMERIPRISE FINANCIAL|CLSA|CLSA AMERICAS, LLC|8575
AMP|AMERIPRISE FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|221796
AMP|AMERIPRISE FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|623
AMP|AMERIPRISE FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|542305
AMP|AMERIPRISE FINANCIAL|CTDL|Citadel Derivatives Group Llc|2250
AMP|AMERIPRISE FINANCIAL|CTLR|CUTLER GROUP, LP|50
AMP|AMERIPRISE FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|221268
AMP|AMERIPRISE FINANCIAL|DADA|D.A. Davidson & Co.|615
AMP|AMERIPRISE FINANCIAL|DBAB|Deutsche Bank Securities Inc.|516871
AMP|AMERIPRISE FINANCIAL|DBAX|Deutsche Bank Securities Inc.|200200
AMP|AMERIPRISE FINANCIAL|DBUL|Deutsche Bank Securities Inc.|2200
AMP|AMERIPRISE FINANCIAL|DCHF|Dart Executions, LLC|3718
AMP|AMERIPRISE FINANCIAL|DEAN|MORGAN STANLEY|19293
AMP|AMERIPRISE FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|700
AMP|AMERIPRISE FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5559
AMP|AMERIPRISE FINANCIAL|DOWL|Dowling & Partners Securities LLC|200
AMP|AMERIPRISE FINANCIAL|EBXL|EBX LLC|168500
AMP|AMERIPRISE FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|18647
AMP|AMERIPRISE FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|4865
AMP|AMERIPRISE FINANCIAL|EGAM|CBOE TRADING, INC.|11222
AMP|AMERIPRISE FINANCIAL|EGAW|CBOE TRADING, INC.|400
AMP|AMERIPRISE FINANCIAL|EGMT|EG MARKET TECHNOLOGIES LLC|2500
AMP|AMERIPRISE FINANCIAL|EGXM|CBOE TRADING, INC.|2022
AMP|AMERIPRISE FINANCIAL|EGXW|CBOE TRADING, INC.|5
AMP|AMERIPRISE FINANCIAL|ETBE|Electronic Transaction Clearing, Inc.|42623
AMP|AMERIPRISE FINANCIAL|ETCC|Electronic Transaction Clearing, Inc.|675
AMP|AMERIPRISE FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47110
AMP|AMERIPRISE FINANCIAL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1034
AMP|AMERIPRISE FINANCIAL|ETRS|E*Trade Securities LLC|29812
AMP|AMERIPRISE FINANCIAL|FCST|INTL FCSTONE FINANCIAL INC.|100
AMP|AMERIPRISE FINANCIAL|FILL|Tradestation Securities, Inc.|5470
AMP|AMERIPRISE FINANCIAL|FINX|FINTECH SECURITIES|1689
AMP|AMERIPRISE FINANCIAL|FMAF|NBCN Inc./ CDS|7123
AMP|AMERIPRISE FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6392
AMP|AMERIPRISE FINANCIAL|FQLS|Quantlab Securities LP|390613
AMP|AMERIPRISE FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98385
AMP|AMERIPRISE FINANCIAL|FTBR|Foliofn Investments, Inc.|5674
AMP|AMERIPRISE FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
AMP|AMERIPRISE FINANCIAL|GLIS|TD Securities Inc|495
AMP|AMERIPRISE FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|42243
AMP|AMERIPRISE FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|1002141
AMP|AMERIPRISE FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|3458
AMP|AMERIPRISE FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|21368
AMP|AMERIPRISE FINANCIAL|GTSZ|GTS SECURITIES LLC|180719
AMP|AMERIPRISE FINANCIAL|HAPX|HAP Trading, LLC|844
AMP|AMERIPRISE FINANCIAL|HRBF|American Enterprise Investment Services Inc.|45436
AMP|AMERIPRISE FINANCIAL|HSBC|HSBC Securities, Inc.|2906
AMP|AMERIPRISE FINANCIAL|IATS|INTERACTIVE BROKERS LLC|10740
AMP|AMERIPRISE FINANCIAL|IBKR|Interactive Brokers Llc|7739
AMP|AMERIPRISE FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2115
AMP|AMERIPRISE FINANCIAL|ICBX|INSTINET, LLC|98983
AMP|AMERIPRISE FINANCIAL|IEQY|CITADEL SECURITIES LLC|186243
AMP|AMERIPRISE FINANCIAL|INCA|INSTINET, LLC|435236
AMP|AMERIPRISE FINANCIAL|INJX|INSTINET, LLC|15495
AMP|AMERIPRISE FINANCIAL|INTL|INTL FCSTONE FINANCIAL INC.|20
AMP|AMERIPRISE FINANCIAL|ITGI|ITG Inc.|42827
AMP|AMERIPRISE FINANCIAL|ITGP|ITG INC.|34000
AMP|AMERIPRISE FINANCIAL|JANY|Janney Montgomery Scott Inc.|180
AMP|AMERIPRISE FINANCIAL|JEFF|JEFFERIES LLC|231950
AMP|AMERIPRISE FINANCIAL|JMPT|JUMP TRADING, LLC|41355
AMP|AMERIPRISE FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|67167
AMP|AMERIPRISE FINANCIAL|JPMX|J.P. Morgan Securities LLC|456525
AMP|AMERIPRISE FINANCIAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|22
AMP|AMERIPRISE FINANCIAL|JSJX|JANE STREET CAPITAL LLC|6920
AMP|AMERIPRISE FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|310824
AMP|AMERIPRISE FINANCIAL|KCGM|VIRTU Americas LLC|28123
AMP|AMERIPRISE FINANCIAL|LEHM|Barclays Capital Inc./Le|598837
AMP|AMERIPRISE FINANCIAL|LIME|Lime Brokerage LLC|111907
AMP|AMERIPRISE FINANCIAL|LOOP|Loop Capital Markets LLC|456
AMP|AMERIPRISE FINANCIAL|LQNA|LIQUIDNET, INC.|114500
AMP|AMERIPRISE FINANCIAL|LQNB|LIQUIDNET, INC.|7000
AMP|AMERIPRISE FINANCIAL|LSCI|Lek Securities Corporation|46
AMP|AMERIPRISE FINANCIAL|MACC|Mid Atlantic Capital Corporation|370
AMP|AMERIPRISE FINANCIAL|MACQ|Macquarie Capital (USA) Inc.|100
AMP|AMERIPRISE FINANCIAL|MAXM|Maxim Group LLC|2224
AMP|AMERIPRISE FINANCIAL|MCMF|Raymond James Ltd. Cds|50
AMP|AMERIPRISE FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146406
AMP|AMERIPRISE FINANCIAL|MOTF|MOTIF INVESTING, INC.|1
AMP|AMERIPRISE FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|1717113
AMP|AMERIPRISE FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|314300
AMP|AMERIPRISE FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|60100
AMP|AMERIPRISE FINANCIAL|MULL|MARK J. MULLER EQUITIES, INC.|13539
AMP|AMERIPRISE FINANCIAL|NBCS|NBC Securities, INC.|46
AMP|AMERIPRISE FINANCIAL|NEUB|NEUBERGER BERMAN BD LLC|321
AMP|AMERIPRISE FINANCIAL|NFSC|National Financial Services LLC|127866
AMP|AMERIPRISE FINANCIAL|NITE|VIRTU Americas LLC|402768
AMP|AMERIPRISE FINANCIAL|NITP|VIRTU Americas LLC|200
AMP|AMERIPRISE FINANCIAL|NQRB|Brut, LLC|2393
AMP|AMERIPRISE FINANCIAL|NTBF|BMO Nesbitt Burns Inc./CDS|1679
AMP|AMERIPRISE FINANCIAL|NTRC|Northern Trust Securities, Inc.|76
AMP|AMERIPRISE FINANCIAL|OHOS|TWO SIGMA SECURITIES, LLC|74294
AMP|AMERIPRISE FINANCIAL|OPCO|Oppenheimer & Co. Inc.|1796
AMP|AMERIPRISE FINANCIAL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|700
AMP|AMERIPRISE FINANCIAL|PDQM|CODA MARKETS, INC.|122483
AMP|AMERIPRISE FINANCIAL|PWJC|UBS Financial Services, Inc.|5775
AMP|AMERIPRISE FINANCIAL|QMSR|QUATTRO M SECURITIES INC.|640
AMP|AMERIPRISE FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|4158
AMP|AMERIPRISE FINANCIAL|SAGL|SAGETRADER, LLC|83936
AMP|AMERIPRISE FINANCIAL|SAGW|SAGETRADER, LLC|3
AMP|AMERIPRISE FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|19
AMP|AMERIPRISE FINANCIAL|SBSH|Citigroup Global Markets Inc.|184185
AMP|AMERIPRISE FINANCIAL|SEIC|SEI Investments Distribution Co.|1830
AMP|AMERIPRISE FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|126020
AMP|AMERIPRISE FINANCIAL|SHMR|ABN Amro Clearing LLC|83
AMP|AMERIPRISE FINANCIAL|SPDR|SPEEDROUTE LLC|16047
AMP|AMERIPRISE FINANCIAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|409
AMP|AMERIPRISE FINANCIAL|STFC|Stuart Frankel & Co., Incorporated|5193
AMP|AMERIPRISE FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|30637
AMP|AMERIPRISE FINANCIAL|STKP|STOCKPILE INVESTMENTS, INC.|6
AMP|AMERIPRISE FINANCIAL|STXG|Stockcross Financial Services, Inc.|2
AMP|AMERIPRISE FINANCIAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3925
AMP|AMERIPRISE FINANCIAL|SWIM|TD Ameritrade, Inc.|24896
AMP|AMERIPRISE FINANCIAL|SWST|Hilltop Securities Inc.|4456
AMP|AMERIPRISE FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|437
AMP|AMERIPRISE FINANCIAL|TMBR|Timber Hill LLC|435
AMP|AMERIPRISE FINANCIAL|TRBT|Tradebot Systems, Inc.|194983
AMP|AMERIPRISE FINANCIAL|TRCM|TRC MARKETS LLC|235368
AMP|AMERIPRISE FINANCIAL|TWTT|TASTYWORKS, INC.|100
AMP|AMERIPRISE FINANCIAL|UBSA|UBS SECURITIES LLC|670257
AMP|AMERIPRISE FINANCIAL|UBSS|UBS Securities LLC|1490496
AMP|AMERIPRISE FINANCIAL|VALX|VIRTU AMERICAS LLC|15282
AMP|AMERIPRISE FINANCIAL|VGRD|Vanguard Marketing Corporation|4762
AMP|AMERIPRISE FINANCIAL|WBET|Wallachbeth Capital LLC|860
AMP|AMERIPRISE FINANCIAL|WBLR|WILLIAM BLAIR|25
AMP|AMERIPRISE FINANCIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|3041
AMP|AMERIPRISE FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|85128
AMP|AMERIPRISE FINANCIAL|WDNX|WEEDEN & CO.L.P.|1090
AMP|AMERIPRISE FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|8142
AMP|AMERIPRISE FINANCIAL|WEED|Weeden & Co.L.P.|1952
AMP|AMERIPRISE FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17105
AMP|AMERIPRISE FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17530
AMP|AMERIPRISE FINANCIAL|WGIF|CIBC World Markets Inc.|263
AMP|AMERIPRISE FINANCIAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1020
AMP|AMERIPRISE FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|2212
AMP|AMERIPRISE FINANCIAL|XIST|INSTINET, LLC|160244
AMP|AMERIPRISE FINANCIAL|XPQR|Jump Trading|1348
AMP|AMERIPRISE FINANCIAL|XPUS|XP SECURITIES, LLC|50
AMP|AMERIPRISE FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|38100
AMP|AMERIPRISE FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|8874
AMP|AMERIPRISE FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1386
AMPE|AMPIO PHARMACEUTICAL|AGIS|Aegis Capital Corp.|7000
AMPE|AMPIO PHARMACEUTICAL|ALTX|Alternet Securities Inc.|5250
AMPE|AMPIO PHARMACEUTICAL|APCC|Apex Clearing Corporation|48057
AMPE|AMPIO PHARMACEUTICAL|BANK|Primevest Financial Services, Inc.|1249
AMPE|AMPIO PHARMACEUTICAL|BARD|Robert W. Baird & Co. Incorporated|3000
AMPE|AMPIO PHARMACEUTICAL|BATM|CBOE TRADING, INC.|1506
AMPE|AMPIO PHARMACEUTICAL|BAYC|BAY CREST PARTNERS, LLC|4548
AMPE|AMPIO PHARMACEUTICAL|BAYT|BTIG, LLC|10037
AMPE|AMPIO PHARMACEUTICAL|BERN|Sanford C. Bernstein & Co., LLC|8400
AMPE|AMPIO PHARMACEUTICAL|BIMI|Banca IMI Securities Corp.|18500
AMPE|AMPIO PHARMACEUTICAL|BKCM|BNY Mellon Capital Markets LLC|2635
AMPE|AMPIO PHARMACEUTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1750
AMPE|AMPIO PHARMACEUTICAL|BLKX|INSTINET, LLC|5000
AMPE|AMPIO PHARMACEUTICAL|BTIG|BTIG, LLC|569
AMPE|AMPIO PHARMACEUTICAL|CHAS|Charles Schwab & Co., Inc.|453
AMPE|AMPIO PHARMACEUTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20386
AMPE|AMPIO PHARMACEUTICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11815
AMPE|AMPIO PHARMACEUTICAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3300
AMPE|AMPIO PHARMACEUTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|143673
AMPE|AMPIO PHARMACEUTICAL|CTDL|Citadel Derivatives Group Llc|26433
AMPE|AMPIO PHARMACEUTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|14036
AMPE|AMPIO PHARMACEUTICAL|DADA|D.A. Davidson & Co.|1000
AMPE|AMPIO PHARMACEUTICAL|DBAB|Deutsche Bank Securities Inc.|33481
AMPE|AMPIO PHARMACEUTICAL|DBAX|Deutsche Bank Securities Inc.|55900
AMPE|AMPIO PHARMACEUTICAL|DEAN|MORGAN STANLEY|2117
AMPE|AMPIO PHARMACEUTICAL|DEGS|RONIN PROFESSIONAL LLC|26657
AMPE|AMPIO PHARMACEUTICAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|43740
AMPE|AMPIO PHARMACEUTICAL|EBXL|EBX LLC|73700
AMPE|AMPIO PHARMACEUTICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1879
AMPE|AMPIO PHARMACEUTICAL|EDJO|Edward D. Jones & Co., L.P.|381
AMPE|AMPIO PHARMACEUTICAL|EGAM|CBOE TRADING, INC.|21362
AMPE|AMPIO PHARMACEUTICAL|EGXM|CBOE TRADING, INC.|2800
AMPE|AMPIO PHARMACEUTICAL|ETBE|Electronic Transaction Clearing, Inc.|2076
AMPE|AMPIO PHARMACEUTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6125
AMPE|AMPIO PHARMACEUTICAL|ETRS|E*Trade Securities LLC|801112
AMPE|AMPIO PHARMACEUTICAL|FILL|Tradestation Securities, Inc.|7749
AMPE|AMPIO PHARMACEUTICAL|FMAF|NBCN Inc./ CDS|1202
AMPE|AMPIO PHARMACEUTICAL|FORD|Fordham Financial Management, Inc.|49809
AMPE|AMPIO PHARMACEUTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78230
AMPE|AMPIO PHARMACEUTICAL|FTBR|Foliofn Investments, Inc.|73526
AMPE|AMPIO PHARMACEUTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|1990
AMPE|AMPIO PHARMACEUTICAL|GLIS|TD Securities Inc|6121
AMPE|AMPIO PHARMACEUTICAL|GLPX|ACS EXECUTION SERVICES, LLC|29259
AMPE|AMPIO PHARMACEUTICAL|GSCO|GOLDMAN SACHS & CO. LLC|506839
AMPE|AMPIO PHARMACEUTICAL|GSCS|GOLDMAN SACHS & CO. LLC|22732
AMPE|AMPIO PHARMACEUTICAL|GSLT|GOLDMAN SACHS & CO. LLC|5747
AMPE|AMPIO PHARMACEUTICAL|GTSZ|GTS SECURITIES LLC|400
AMPE|AMPIO PHARMACEUTICAL|HRBF|American Enterprise Investment Services Inc.|6700
AMPE|AMPIO PHARMACEUTICAL|IATS|INTERACTIVE BROKERS LLC|46407
AMPE|AMPIO PHARMACEUTICAL|IBKR|Interactive Brokers Llc|154117
AMPE|AMPIO PHARMACEUTICAL|ICBX|INSTINET, LLC|44407
AMPE|AMPIO PHARMACEUTICAL|IEQY|CITADEL SECURITIES LLC|1288
AMPE|AMPIO PHARMACEUTICAL|INCA|INSTINET, LLC|76852
AMPE|AMPIO PHARMACEUTICAL|INJX|INSTINET, LLC|2296
AMPE|AMPIO PHARMACEUTICAL|ITGI|ITG Inc.|18495
AMPE|AMPIO PHARMACEUTICAL|ITGP|ITG INC.|44600
AMPE|AMPIO PHARMACEUTICAL|JEFF|JEFFERIES LLC|38946
AMPE|AMPIO PHARMACEUTICAL|JMPT|JUMP TRADING, LLC|8931
AMPE|AMPIO PHARMACEUTICAL|JPBX|J.P. MORGAN SECURITIES LLC|4800
AMPE|AMPIO PHARMACEUTICAL|JPMX|J.P. Morgan Securities LLC|111991
AMPE|AMPIO PHARMACEUTICAL|JSJX|JANE STREET CAPITAL LLC|3947
AMPE|AMPIO PHARMACEUTICAL|KCGM|VIRTU Americas LLC|42285
AMPE|AMPIO PHARMACEUTICAL|LEHM|Barclays Capital Inc./Le|221104
AMPE|AMPIO PHARMACEUTICAL|LIME|Lime Brokerage LLC|15583
AMPE|AMPIO PHARMACEUTICAL|LOOP|Loop Capital Markets LLC|11799
AMPE|AMPIO PHARMACEUTICAL|LSCI|Lek Securities Corporation|200
AMPE|AMPIO PHARMACEUTICAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
AMPE|AMPIO PHARMACEUTICAL|MACQ|Macquarie Capital (USA) Inc.|7404
AMPE|AMPIO PHARMACEUTICAL|MAXM|Maxim Group LLC|69877
AMPE|AMPIO PHARMACEUTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98070
AMPE|AMPIO PHARMACEUTICAL|MSCO|MORGAN STANLEY & CO. LLC|577614
AMPE|AMPIO PHARMACEUTICAL|MSPL|MORGAN STANLEY & CO. LLC|83500
AMPE|AMPIO PHARMACEUTICAL|MSTX|MORGAN STANLEY & CO. LLC|193600
AMPE|AMPIO PHARMACEUTICAL|NATL|National Securities Corporation|25158
AMPE|AMPIO PHARMACEUTICAL|NFSC|National Financial Services LLC|990621
AMPE|AMPIO PHARMACEUTICAL|NITE|VIRTU Americas LLC|1641598
AMPE|AMPIO PHARMACEUTICAL|NITP|VIRTU Americas LLC|5454
AMPE|AMPIO PHARMACEUTICAL|NQRB|Brut, LLC|16198
AMPE|AMPIO PHARMACEUTICAL|NTBF|BMO Nesbitt Burns Inc./CDS|2700
AMPE|AMPIO PHARMACEUTICAL|OTAA|OTA LLC|1200
AMPE|AMPIO PHARMACEUTICAL|PDQM|CODA MARKETS, INC.|43224
AMPE|AMPIO PHARMACEUTICAL|PWJC|UBS Financial Services, Inc.|1000
AMPE|AMPIO PHARMACEUTICAL|RBCM|RBC CAPITAL MARKETS, LLC|17066
AMPE|AMPIO PHARMACEUTICAL|ROTH|Roth Capital Partners, LLC|2400
AMPE|AMPIO PHARMACEUTICAL|SAGL|SAGETRADER, LLC|8896
AMPE|AMPIO PHARMACEUTICAL|SALI|INTL FCSTONE FINANCIAL INC.|8815
AMPE|AMPIO PHARMACEUTICAL|SBSH|Citigroup Global Markets Inc.|33588
AMPE|AMPIO PHARMACEUTICAL|SGMT|GOLDMAN SACHS & CO. LLC|33686
AMPE|AMPIO PHARMACEUTICAL|SPDR|SPEEDROUTE LLC|54614
AMPE|AMPIO PHARMACEUTICAL|STFL|Stifel, Nicolaus & Company, Incorporated|250
AMPE|AMPIO PHARMACEUTICAL|SWIM|TD Ameritrade, Inc.|593927
AMPE|AMPIO PHARMACEUTICAL|SWST|Hilltop Securities Inc.|80182
AMPE|AMPIO PHARMACEUTICAL|TKNG|ALLY INVEST SECURITIES LLC|17751
AMPE|AMPIO PHARMACEUTICAL|TRCM|TRC MARKETS LLC|2700
AMPE|AMPIO PHARMACEUTICAL|TWTT|TASTYWORKS, INC.|3430
AMPE|AMPIO PHARMACEUTICAL|UBSA|UBS SECURITIES LLC|353926
AMPE|AMPIO PHARMACEUTICAL|UBSS|UBS Securities LLC|531248
AMPE|AMPIO PHARMACEUTICAL|VALX|VIRTU AMERICAS LLC|9482
AMPE|AMPIO PHARMACEUTICAL|VGRD|Vanguard Marketing Corporation|79408
AMPE|AMPIO PHARMACEUTICAL|WCHV|WELLS FARGO SECURITIES, LLC|89927
AMPE|AMPIO PHARMACEUTICAL|WEDB|WEDBUSH SECURITIES INC.|10474
AMPE|AMPIO PHARMACEUTICAL|WEED|Weeden & Co.L.P.|1310
AMPE|AMPIO PHARMACEUTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24052
AMPE|AMPIO PHARMACEUTICAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29073
AMPE|AMPIO PHARMACEUTICAL|WGIF|CIBC World Markets Inc.|6300
AMPE|AMPIO PHARMACEUTICAL|WSEA|WOLVERINE SECURITIES, LLC|26714
AMPE|AMPIO PHARMACEUTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|81548
AMPE|AMPIO PHARMACEUTICAL|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AMPE|AMPIO PHARMACEUTICAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4175
AMPH|AMPHASTAR PHARMA CMN|ALTX|Alternet Securities Inc.|2724
AMPH|AMPHASTAR PHARMA CMN|APCC|Apex Clearing Corporation|1098
AMPH|AMPHASTAR PHARMA CMN|BATM|CBOE TRADING, INC.|1638
AMPH|AMPHASTAR PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|542
AMPH|AMPHASTAR PHARMA CMN|BMOC|BMO Capital Markets Corp.|5744
AMPH|AMPHASTAR PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|8269
AMPH|AMPHASTAR PHARMA CMN|BRVL|BLAYLOCK VAN, LLC|100
AMPH|AMPHASTAR PHARMA CMN|BTIG|BTIG, LLC|398
AMPH|AMPHASTAR PHARMA CMN|BYXM|CBOE TRADING, INC.|3189
AMPH|AMPHASTAR PHARMA CMN|BZYD|GOLDMAN SACHS & CO. LLC|1590
AMPH|AMPHASTAR PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|3500
AMPH|AMPHASTAR PHARMA CMN|CIST|Capital Institutional Services, Inc.|524
AMPH|AMPHASTAR PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9184
AMPH|AMPHASTAR PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1240
AMPH|AMPHASTAR PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52669
AMPH|AMPHASTAR PHARMA CMN|CTDL|Citadel Derivatives Group Llc|11550
AMPH|AMPHASTAR PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4386
AMPH|AMPHASTAR PHARMA CMN|DADA|D.A. Davidson & Co.|1425
AMPH|AMPHASTAR PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|248118
AMPH|AMPHASTAR PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|33300
AMPH|AMPHASTAR PHARMA CMN|DBUL|Deutsche Bank Securities Inc.|1500
AMPH|AMPHASTAR PHARMA CMN|DEAN|MORGAN STANLEY|27
AMPH|AMPHASTAR PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|2318
AMPH|AMPHASTAR PHARMA CMN|EBXL|EBX LLC|30400
AMPH|AMPHASTAR PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1933
AMPH|AMPHASTAR PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|360
AMPH|AMPHASTAR PHARMA CMN|EGAM|CBOE TRADING, INC.|7732
AMPH|AMPHASTAR PHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
AMPH|AMPHASTAR PHARMA CMN|EGXM|CBOE TRADING, INC.|3124
AMPH|AMPHASTAR PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|4043
AMPH|AMPHASTAR PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4526
AMPH|AMPHASTAR PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7771
AMPH|AMPHASTAR PHARMA CMN|ETRS|E*Trade Securities LLC|35080
AMPH|AMPHASTAR PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|715018
AMPH|AMPHASTAR PHARMA CMN|FBSB|U.S. Bancorp Investments, Inc.|200
AMPH|AMPHASTAR PHARMA CMN|FMAF|NBCN Inc./ CDS|255
AMPH|AMPHASTAR PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|70194
AMPH|AMPHASTAR PHARMA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4282
AMPH|AMPHASTAR PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114302
AMPH|AMPHASTAR PHARMA CMN|FTBR|Foliofn Investments, Inc.|51
AMPH|AMPHASTAR PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|10925
AMPH|AMPHASTAR PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|3298
AMPH|AMPHASTAR PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|613934
AMPH|AMPHASTAR PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|8236
AMPH|AMPHASTAR PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|249
AMPH|AMPHASTAR PHARMA CMN|GTSZ|GTS SECURITIES LLC|4146
AMPH|AMPHASTAR PHARMA CMN|HAPX|HAP Trading, LLC|86
AMPH|AMPHASTAR PHARMA CMN|HSBC|HSBC Securities, Inc.|157
AMPH|AMPHASTAR PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|4601
AMPH|AMPHASTAR PHARMA CMN|IBKR|Interactive Brokers Llc|35346
AMPH|AMPHASTAR PHARMA CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|44
AMPH|AMPHASTAR PHARMA CMN|ICBX|INSTINET, LLC|3800
AMPH|AMPHASTAR PHARMA CMN|IEQY|CITADEL SECURITIES LLC|74063
AMPH|AMPHASTAR PHARMA CMN|INCA|INSTINET, LLC|144708
AMPH|AMPHASTAR PHARMA CMN|INJX|INSTINET, LLC|214413
AMPH|AMPHASTAR PHARMA CMN|ITGI|ITG Inc.|7042
AMPH|AMPHASTAR PHARMA CMN|ITGP|ITG INC.|12800
AMPH|AMPHASTAR PHARMA CMN|JEFF|JEFFERIES LLC|14081
AMPH|AMPHASTAR PHARMA CMN|JMPT|JUMP TRADING, LLC|12555
AMPH|AMPHASTAR PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|11436
AMPH|AMPHASTAR PHARMA CMN|JPMX|J.P. Morgan Securities LLC|58509
AMPH|AMPHASTAR PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|742
AMPH|AMPHASTAR PHARMA CMN|KCGM|VIRTU Americas LLC|8748
AMPH|AMPHASTAR PHARMA CMN|LEHM|Barclays Capital Inc./Le|317575
AMPH|AMPHASTAR PHARMA CMN|LIME|Lime Brokerage LLC|111741
AMPH|AMPHASTAR PHARMA CMN|LOOP|Loop Capital Markets LLC|700
AMPH|AMPHASTAR PHARMA CMN|MACQ|Macquarie Capital (USA) Inc.|3387
AMPH|AMPHASTAR PHARMA CMN|MAXM|Maxim Group LLC|3851
AMPH|AMPHASTAR PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28100
AMPH|AMPHASTAR PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|687758
AMPH|AMPHASTAR PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|42200
AMPH|AMPHASTAR PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|40000
AMPH|AMPHASTAR PHARMA CMN|NFSC|National Financial Services LLC|29212
AMPH|AMPHASTAR PHARMA CMN|NITE|VIRTU Americas LLC|135454
AMPH|AMPHASTAR PHARMA CMN|NITP|VIRTU Americas LLC|2800
AMPH|AMPHASTAR PHARMA CMN|NQRB|Brut, LLC|21219
AMPH|AMPHASTAR PHARMA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4060
AMPH|AMPHASTAR PHARMA CMN|PDQM|CODA MARKETS, INC.|4412
AMPH|AMPHASTAR PHARMA CMN|PIPR|Piper Jaffray & Co.|403
AMPH|AMPHASTAR PHARMA CMN|PWJC|UBS Financial Services, Inc.|11427
AMPH|AMPHASTAR PHARMA CMN|RAJA|Raymond James & Associates, Inc.|5035
AMPH|AMPHASTAR PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|17
AMPH|AMPHASTAR PHARMA CMN|SAGL|SAGETRADER, LLC|600
AMPH|AMPHASTAR PHARMA CMN|SAGW|SAGETRADER, LLC|1300
AMPH|AMPHASTAR PHARMA CMN|SBSH|Citigroup Global Markets Inc.|78211
AMPH|AMPHASTAR PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|16141
AMPH|AMPHASTAR PHARMA CMN|SPDR|SPEEDROUTE LLC|500
AMPH|AMPHASTAR PHARMA CMN|SPTD|MINT GLOBAL MARKETS, INC.|2400
AMPH|AMPHASTAR PHARMA CMN|STXG|Stockcross Financial Services, Inc.|100
AMPH|AMPHASTAR PHARMA CMN|SWIM|TD Ameritrade, Inc.|24239
AMPH|AMPHASTAR PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|917
AMPH|AMPHASTAR PHARMA CMN|TRBT|Tradebot Systems, Inc.|76760
AMPH|AMPHASTAR PHARMA CMN|TRCM|TRC MARKETS LLC|46209
AMPH|AMPHASTAR PHARMA CMN|UBSA|UBS SECURITIES LLC|96984
AMPH|AMPHASTAR PHARMA CMN|UBSS|UBS Securities LLC|270368
AMPH|AMPHASTAR PHARMA CMN|VALX|VIRTU AMERICAS LLC|3052
AMPH|AMPHASTAR PHARMA CMN|VGRD|Vanguard Marketing Corporation|2411
AMPH|AMPHASTAR PHARMA CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|6
AMPH|AMPHASTAR PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|20393
AMPH|AMPHASTAR PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|100
AMPH|AMPHASTAR PHARMA CMN|WEED|Weeden & Co.L.P.|1100
AMPH|AMPHASTAR PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18
AMPH|AMPHASTAR PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|484
AMPH|AMPHASTAR PHARMA CMN|XIST|INSTINET, LLC|16230
AMPH|AMPHASTAR PHARMA CMN|XPQR|Jump Trading|1464
AMPH|AMPHASTAR PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
AMPH|AMPHASTAR PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|10
AMPH|AMPHASTAR PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1481
AMR|ALTA MESA RES CLA|ABLE|NATIXIS Securities Americas LLC|52755
AMR|ALTA MESA RES CLA|ALTX|Alternet Securities Inc.|4346
AMR|ALTA MESA RES CLA|APCC|Apex Clearing Corporation|5499
AMR|ALTA MESA RES CLA|BATM|CBOE TRADING, INC.|800
AMR|ALTA MESA RES CLA|BAYC|BAY CREST PARTNERS, LLC|32144
AMR|ALTA MESA RES CLA|BAYT|BTIG, LLC|200
AMR|ALTA MESA RES CLA|BERN|Sanford C. Bernstein & Co., LLC|10850
AMR|ALTA MESA RES CLA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8899
AMR|ALTA MESA RES CLA|BLKX|INSTINET, LLC|194300
AMR|ALTA MESA RES CLA|BMOC|BMO Capital Markets Corp.|7235
AMR|ALTA MESA RES CLA|BNPX|BNP PARIBAS SECURITIES CORP.|288457
AMR|ALTA MESA RES CLA|BTIG|BTIG, LLC|4619
AMR|ALTA MESA RES CLA|BYXM|CBOE TRADING, INC.|425
AMR|ALTA MESA RES CLA|CANT|Cantor Fitzgerald & Co.|21100
AMR|ALTA MESA RES CLA|CHAS|Charles Schwab & Co., Inc.|6600
AMR|ALTA MESA RES CLA|CHDN|CHARDAN CAPITAL MARKETS LLC|37997
AMR|ALTA MESA RES CLA|CHLC|CHURCHILL CAPITAL USA, INC.|10300
AMR|ALTA MESA RES CLA|COKE|Coker & Palmer|13750
AMR|ALTA MESA RES CLA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20374
AMR|ALTA MESA RES CLA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2670
AMR|ALTA MESA RES CLA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|295295
AMR|ALTA MESA RES CLA|CTDL|Citadel Derivatives Group Llc|26606
AMR|ALTA MESA RES CLA|CXCX|CITIGROUP GLOBAL MARKETS INC.|42050
AMR|ALTA MESA RES CLA|DADA|D.A. Davidson & Co.|500
AMR|ALTA MESA RES CLA|DBAB|Deutsche Bank Securities Inc.|1835332
AMR|ALTA MESA RES CLA|DBAX|Deutsche Bank Securities Inc.|212400
AMR|ALTA MESA RES CLA|DEAN|MORGAN STANLEY|10723
AMR|ALTA MESA RES CLA|DEGS|RONIN PROFESSIONAL LLC|30914
AMR|ALTA MESA RES CLA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3720
AMR|ALTA MESA RES CLA|DRWK|DRW SECURITIES, L.L.C.|44480
AMR|ALTA MESA RES CLA|EBXL|EBX LLC|180300
AMR|ALTA MESA RES CLA|ECUT|CONVERGEX EXECUTION SOLUTIONS|34548
AMR|ALTA MESA RES CLA|EDJO|Edward D. Jones & Co., L.P.|323
AMR|ALTA MESA RES CLA|EGAM|CBOE TRADING, INC.|14390
AMR|ALTA MESA RES CLA|EGMT|EG MARKET TECHNOLOGIES LLC|250
AMR|ALTA MESA RES CLA|EGXM|CBOE TRADING, INC.|2349
AMR|ALTA MESA RES CLA|ETBE|Electronic Transaction Clearing, Inc.|117425
AMR|ALTA MESA RES CLA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24190
AMR|ALTA MESA RES CLA|ETRS|E*Trade Securities LLC|98349
AMR|ALTA MESA RES CLA|FBCO|Credit Suisse Securities (USA) LLC|800184
AMR|ALTA MESA RES CLA|FILL|Tradestation Securities, Inc.|164
AMR|ALTA MESA RES CLA|FOMA|TD AMERITRADE CLEARING, INC.|252874
AMR|ALTA MESA RES CLA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27740
AMR|ALTA MESA RES CLA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|232872
AMR|ALTA MESA RES CLA|GEBB|GLOBAL EXECUTION BROKERS, LP|31501
AMR|ALTA MESA RES CLA|GLPX|ACS EXECUTION SERVICES, LLC|3310
AMR|ALTA MESA RES CLA|GSCO|GOLDMAN SACHS & CO. LLC|5440842
AMR|ALTA MESA RES CLA|GSCS|GOLDMAN SACHS & CO. LLC|105059
AMR|ALTA MESA RES CLA|GSLT|GOLDMAN SACHS & CO. LLC|13136
AMR|ALTA MESA RES CLA|GTSZ|GTS SECURITIES LLC|60407
AMR|ALTA MESA RES CLA|HSBC|HSBC Securities, Inc.|11203
AMR|ALTA MESA RES CLA|IATS|INTERACTIVE BROKERS LLC|13568
AMR|ALTA MESA RES CLA|IBKR|Interactive Brokers Llc|154245
AMR|ALTA MESA RES CLA|ICBX|INSTINET, LLC|97421
AMR|ALTA MESA RES CLA|IEQY|CITADEL SECURITIES LLC|81482
AMR|ALTA MESA RES CLA|INCA|INSTINET, LLC|1002717
AMR|ALTA MESA RES CLA|INJX|INSTINET, LLC|44072
AMR|ALTA MESA RES CLA|ITGI|ITG Inc.|1414626
AMR|ALTA MESA RES CLA|ITGP|ITG INC.|1822800
AMR|ALTA MESA RES CLA|JEFF|JEFFERIES LLC|316470
AMR|ALTA MESA RES CLA|JMPT|JUMP TRADING, LLC|129980
AMR|ALTA MESA RES CLA|JONE|JonesTrading|555000
AMR|ALTA MESA RES CLA|JPBX|J.P. MORGAN SECURITIES LLC|26434
AMR|ALTA MESA RES CLA|JPMX|J.P. Morgan Securities LLC|483740
AMR|ALTA MESA RES CLA|JSJX|JANE STREET CAPITAL LLC|8176
AMR|ALTA MESA RES CLA|KCGM|VIRTU Americas LLC|77468
AMR|ALTA MESA RES CLA|LEHM|Barclays Capital Inc./Le|2552447
AMR|ALTA MESA RES CLA|LIME|Lime Brokerage LLC|329224
AMR|ALTA MESA RES CLA|LMGP|LIME BROKERAGE LLC|109800
AMR|ALTA MESA RES CLA|LOOP|Loop Capital Markets LLC|20730
AMR|ALTA MESA RES CLA|LQNA|LIQUIDNET, INC.|21100
AMR|ALTA MESA RES CLA|LSCI|Lek Securities Corporation|46
AMR|ALTA MESA RES CLA|LVMR|LIVERMORE TRADING GROUP, INC.|16726
AMR|ALTA MESA RES CLA|MACQ|Macquarie Capital (USA) Inc.|7321
AMR|ALTA MESA RES CLA|MAXM|Maxim Group LLC|9150
AMR|ALTA MESA RES CLA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|186215
AMR|ALTA MESA RES CLA|MSCO|MORGAN STANLEY & CO. LLC|4992567
AMR|ALTA MESA RES CLA|MSPL|MORGAN STANLEY & CO. LLC|562900
AMR|ALTA MESA RES CLA|MSTX|MORGAN STANLEY & CO. LLC|587400
AMR|ALTA MESA RES CLA|NFSC|National Financial Services LLC|308725
AMR|ALTA MESA RES CLA|NITE|VIRTU Americas LLC|388520
AMR|ALTA MESA RES CLA|NITP|VIRTU Americas LLC|8146
AMR|ALTA MESA RES CLA|NQRB|Brut, LLC|11691
AMR|ALTA MESA RES CLA|OTAA|OTA LLC|1800
AMR|ALTA MESA RES CLA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2685
AMR|ALTA MESA RES CLA|PDQM|CODA MARKETS, INC.|18002
AMR|ALTA MESA RES CLA|PWJC|UBS Financial Services, Inc.|3800
AMR|ALTA MESA RES CLA|RAJA|Raymond James & Associates, Inc.|11690
AMR|ALTA MESA RES CLA|RBCM|RBC CAPITAL MARKETS, LLC|686
AMR|ALTA MESA RES CLA|SBSH|Citigroup Global Markets Inc.|2075746
AMR|ALTA MESA RES CLA|SGMT|GOLDMAN SACHS & CO. LLC|130423
AMR|ALTA MESA RES CLA|SPDR|SPEEDROUTE LLC|14000
AMR|ALTA MESA RES CLA|STFL|Stifel, Nicolaus & Company, Incorporated|13875
AMR|ALTA MESA RES CLA|SWIM|TD Ameritrade, Inc.|85188
AMR|ALTA MESA RES CLA|SWST|Hilltop Securities Inc.|2850
AMR|ALTA MESA RES CLA|TKNG|ALLY INVEST SECURITIES LLC|1500
AMR|ALTA MESA RES CLA|TRBT|Tradebot Systems, Inc.|415434
AMR|ALTA MESA RES CLA|TRCM|TRC MARKETS LLC|242993
AMR|ALTA MESA RES CLA|UBSA|UBS SECURITIES LLC|857154
AMR|ALTA MESA RES CLA|UBSS|UBS Securities LLC|3384452
AMR|ALTA MESA RES CLA|VALX|VIRTU AMERICAS LLC|49860
AMR|ALTA MESA RES CLA|VGRD|Vanguard Marketing Corporation|3510
AMR|ALTA MESA RES CLA|WBPX|SUMMIT SECURITIES GROUP, LLC|200
AMR|ALTA MESA RES CLA|WCHV|WELLS FARGO SECURITIES, LLC|140570
AMR|ALTA MESA RES CLA|WDNX|WEEDEN & CO.L.P.|5844
AMR|ALTA MESA RES CLA|WEDB|WEDBUSH SECURITIES INC.|1856
AMR|ALTA MESA RES CLA|WEED|Weeden & Co.L.P.|8600
AMR|ALTA MESA RES CLA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3674
AMR|ALTA MESA RES CLA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29413
AMR|ALTA MESA RES CLA|WGIF|CIBC World Markets Inc.|800
AMR|ALTA MESA RES CLA|WSAG|WALL STREET ACCESS|400
AMR|ALTA MESA RES CLA|WSEA|WOLVERINE SECURITIES, LLC|887
AMR|ALTA MESA RES CLA|XIST|INSTINET, LLC|264600
AMR|ALTA MESA RES CLA|XSTM|NATIONAL FINANCIAL SERVICES LLC|195490
AMR|ALTA MESA RES CLA|YKNA|COMHAR CAPITAL MARKETS, LLC|1850
AMR|ALTA MESA RES CLA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|450
AMRB|AMERICAN RIVER BKSHS|ALTX|Alternet Securities Inc.|900
AMRB|AMERICAN RIVER BKSHS|APCC|Apex Clearing Corporation|9
AMRB|AMERICAN RIVER BKSHS|BATM|CBOE TRADING, INC.|300
AMRB|AMERICAN RIVER BKSHS|BYXM|CBOE TRADING, INC.|100
AMRB|AMERICAN RIVER BKSHS|CHAS|Charles Schwab & Co., Inc.|800
AMRB|AMERICAN RIVER BKSHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|310
AMRB|AMERICAN RIVER BKSHS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|287
AMRB|AMERICAN RIVER BKSHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1675
AMRB|AMERICAN RIVER BKSHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|664
AMRB|AMERICAN RIVER BKSHS|CTDL|Citadel Derivatives Group Llc|182
AMRB|AMERICAN RIVER BKSHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
AMRB|AMERICAN RIVER BKSHS|DBAB|Deutsche Bank Securities Inc.|1391
AMRB|AMERICAN RIVER BKSHS|DBAX|Deutsche Bank Securities Inc.|900
AMRB|AMERICAN RIVER BKSHS|DEAN|MORGAN STANLEY|1494
AMRB|AMERICAN RIVER BKSHS|DEGS|RONIN PROFESSIONAL LLC|498
AMRB|AMERICAN RIVER BKSHS|EBXL|EBX LLC|500
AMRB|AMERICAN RIVER BKSHS|EDJO|Edward D. Jones & Co., L.P.|27
AMRB|AMERICAN RIVER BKSHS|EGAM|CBOE TRADING, INC.|100
AMRB|AMERICAN RIVER BKSHS|FBCO|Credit Suisse Securities (USA) LLC|1251
AMRB|AMERICAN RIVER BKSHS|FOMA|TD AMERITRADE CLEARING, INC.|707
AMRB|AMERICAN RIVER BKSHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1653
AMRB|AMERICAN RIVER BKSHS|FTBR|Foliofn Investments, Inc.|30
AMRB|AMERICAN RIVER BKSHS|GEBB|GLOBAL EXECUTION BROKERS, LP|49
AMRB|AMERICAN RIVER BKSHS|GLPX|ACS EXECUTION SERVICES, LLC|186
AMRB|AMERICAN RIVER BKSHS|GSCO|GOLDMAN SACHS & CO. LLC|2846
AMRB|AMERICAN RIVER BKSHS|GSLT|GOLDMAN SACHS & CO. LLC|321
AMRB|AMERICAN RIVER BKSHS|GTSZ|GTS SECURITIES LLC|861
AMRB|AMERICAN RIVER BKSHS|HOVD|HOVDE GROUP, LLC|69700
AMRB|AMERICAN RIVER BKSHS|HRBF|American Enterprise Investment Services Inc.|1017
AMRB|AMERICAN RIVER BKSHS|IATS|INTERACTIVE BROKERS LLC|1100
AMRB|AMERICAN RIVER BKSHS|IBKR|Interactive Brokers Llc|4203
AMRB|AMERICAN RIVER BKSHS|ICBX|INSTINET, LLC|100
AMRB|AMERICAN RIVER BKSHS|INCA|INSTINET, LLC|5217
AMRB|AMERICAN RIVER BKSHS|INJX|INSTINET, LLC|200
AMRB|AMERICAN RIVER BKSHS|ITGI|ITG Inc.|1499
AMRB|AMERICAN RIVER BKSHS|ITGP|ITG INC.|600
AMRB|AMERICAN RIVER BKSHS|JEFF|JEFFERIES LLC|200
AMRB|AMERICAN RIVER BKSHS|JPMX|J.P. Morgan Securities LLC|1200
AMRB|AMERICAN RIVER BKSHS|KCGM|VIRTU Americas LLC|105
AMRB|AMERICAN RIVER BKSHS|LEHM|Barclays Capital Inc./Le|1047
AMRB|AMERICAN RIVER BKSHS|LIME|Lime Brokerage LLC|7702
AMRB|AMERICAN RIVER BKSHS|LMGP|LIME BROKERAGE LLC|2600
AMRB|AMERICAN RIVER BKSHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500
AMRB|AMERICAN RIVER BKSHS|MSCO|MORGAN STANLEY & CO. LLC|25732
AMRB|AMERICAN RIVER BKSHS|MSPL|MORGAN STANLEY & CO. LLC|2600
AMRB|AMERICAN RIVER BKSHS|NFSC|National Financial Services LLC|3268
AMRB|AMERICAN RIVER BKSHS|NITE|VIRTU Americas LLC|7153
AMRB|AMERICAN RIVER BKSHS|PDQM|CODA MARKETS, INC.|234
AMRB|AMERICAN RIVER BKSHS|RAJA|Raymond James & Associates, Inc.|166554
AMRB|AMERICAN RIVER BKSHS|SBSH|Citigroup Global Markets Inc.|400
AMRB|AMERICAN RIVER BKSHS|SDLR|Sandler, O'Neill & Partners, L.P.|810
AMRB|AMERICAN RIVER BKSHS|SGMT|GOLDMAN SACHS & CO. LLC|450
AMRB|AMERICAN RIVER BKSHS|SPDR|SPEEDROUTE LLC|900
AMRB|AMERICAN RIVER BKSHS|SPTD|MINT GLOBAL MARKETS, INC.|5133
AMRB|AMERICAN RIVER BKSHS|STFL|Stifel, Nicolaus & Company, Incorporated|420
AMRB|AMERICAN RIVER BKSHS|TRCM|TRC MARKETS LLC|1830
AMRB|AMERICAN RIVER BKSHS|UBSA|UBS SECURITIES LLC|2312
AMRB|AMERICAN RIVER BKSHS|UBSS|UBS Securities LLC|12100
AMRB|AMERICAN RIVER BKSHS|VALX|VIRTU AMERICAS LLC|1218
AMRB|AMERICAN RIVER BKSHS|WCHV|WELLS FARGO SECURITIES, LLC|557
AMRB|AMERICAN RIVER BKSHS|WEDB|WEDBUSH SECURITIES INC.|28051
AMRB|AMERICAN RIVER BKSHS|WSEA|WOLVERINE SECURITIES, LLC|403
AMRC|AMERESCO, INC.|ADAM|CANACCORD GENUITY INC.|2850
AMRC|AMERESCO, INC.|ALTX|Alternet Securities Inc.|700
AMRC|AMERESCO, INC.|APCC|Apex Clearing Corporation|55
AMRC|AMERESCO, INC.|BATM|CBOE TRADING, INC.|105
AMRC|AMERESCO, INC.|BERN|Sanford C. Bernstein & Co., LLC|791
AMRC|AMERESCO, INC.|BIDS|BIDS TRADING L.P.|100
AMRC|AMERESCO, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1863
AMRC|AMERESCO, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1084
AMRC|AMERESCO, INC.|CHAS|Charles Schwab & Co., Inc.|1349
AMRC|AMERESCO, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120
AMRC|AMERESCO, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
AMRC|AMERESCO, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23889
AMRC|AMERESCO, INC.|CTDL|Citadel Derivatives Group Llc|4988
AMRC|AMERESCO, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7038
AMRC|AMERESCO, INC.|DBAB|Deutsche Bank Securities Inc.|3807
AMRC|AMERESCO, INC.|DBAX|Deutsche Bank Securities Inc.|14500
AMRC|AMERESCO, INC.|DEAN|MORGAN STANLEY|856
AMRC|AMERESCO, INC.|DEGS|RONIN PROFESSIONAL LLC|3249
AMRC|AMERESCO, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
AMRC|AMERESCO, INC.|EBXL|EBX LLC|9900
AMRC|AMERESCO, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
AMRC|AMERESCO, INC.|EDJO|Edward D. Jones & Co., L.P.|192
AMRC|AMERESCO, INC.|EGAM|CBOE TRADING, INC.|4100
AMRC|AMERESCO, INC.|EGAW|CBOE TRADING, INC.|1451
AMRC|AMERESCO, INC.|EGXM|CBOE TRADING, INC.|300
AMRC|AMERESCO, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
AMRC|AMERESCO, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|770
AMRC|AMERESCO, INC.|ETRS|E*Trade Securities LLC|62778
AMRC|AMERESCO, INC.|FILL|Tradestation Securities, Inc.|1000
AMRC|AMERESCO, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12196
AMRC|AMERESCO, INC.|FTBR|Foliofn Investments, Inc.|15493
AMRC|AMERESCO, INC.|GLPX|ACS EXECUTION SERVICES, LLC|200
AMRC|AMERESCO, INC.|GSCO|GOLDMAN SACHS & CO. LLC|30714
AMRC|AMERESCO, INC.|GSCS|GOLDMAN SACHS & CO. LLC|396
AMRC|AMERESCO, INC.|GSLT|GOLDMAN SACHS & CO. LLC|295
AMRC|AMERESCO, INC.|GTSZ|GTS SECURITIES LLC|14202
AMRC|AMERESCO, INC.|HPPX|POTAMUS TRADING, LLC|3032
AMRC|AMERESCO, INC.|HRBF|American Enterprise Investment Services Inc.|117
AMRC|AMERESCO, INC.|HSBC|HSBC Securities, Inc.|800
AMRC|AMERESCO, INC.|IATS|INTERACTIVE BROKERS LLC|1207
AMRC|AMERESCO, INC.|IBKR|Interactive Brokers Llc|5062
AMRC|AMERESCO, INC.|ICBX|INSTINET, LLC|7600
AMRC|AMERESCO, INC.|INCA|INSTINET, LLC|21060
AMRC|AMERESCO, INC.|INJX|INSTINET, LLC|1867
AMRC|AMERESCO, INC.|ITGI|ITG Inc.|16909
AMRC|AMERESCO, INC.|ITGP|ITG INC.|35600
AMRC|AMERESCO, INC.|JANY|Janney Montgomery Scott Inc.|845
AMRC|AMERESCO, INC.|JEFF|JEFFERIES LLC|5452
AMRC|AMERESCO, INC.|JMPT|JUMP TRADING, LLC|1512
AMRC|AMERESCO, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2700
AMRC|AMERESCO, INC.|JPMX|J.P. Morgan Securities LLC|80077
AMRC|AMERESCO, INC.|JSJX|JANE STREET CAPITAL LLC|1885
AMRC|AMERESCO, INC.|KCGM|VIRTU Americas LLC|5740
AMRC|AMERESCO, INC.|LEHM|Barclays Capital Inc./Le|50136
AMRC|AMERESCO, INC.|LIME|Lime Brokerage LLC|15853
AMRC|AMERESCO, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49390
AMRC|AMERESCO, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
AMRC|AMERESCO, INC.|MSCO|MORGAN STANLEY & CO. LLC|63338
AMRC|AMERESCO, INC.|MSPL|MORGAN STANLEY & CO. LLC|29200
AMRC|AMERESCO, INC.|MSTX|MORGAN STANLEY & CO. LLC|11600
AMRC|AMERESCO, INC.|NFSC|National Financial Services LLC|60672
AMRC|AMERESCO, INC.|NITE|VIRTU Americas LLC|94300
AMRC|AMERESCO, INC.|NITP|VIRTU Americas LLC|100
AMRC|AMERESCO, INC.|OPCO|Oppenheimer & Co. Inc.|2000
AMRC|AMERESCO, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6496
AMRC|AMERESCO, INC.|PDQM|CODA MARKETS, INC.|3355
AMRC|AMERESCO, INC.|PHLY|NASDAQ Execution Services, LLC|1800
AMRC|AMERESCO, INC.|PNSR|Penserra Securities, LLC|3577
AMRC|AMERESCO, INC.|PWJC|UBS Financial Services, Inc.|175
AMRC|AMERESCO, INC.|SBSH|Citigroup Global Markets Inc.|11707
AMRC|AMERESCO, INC.|SGMT|GOLDMAN SACHS & CO. LLC|10901
AMRC|AMERESCO, INC.|SPDR|SPEEDROUTE LLC|200
AMRC|AMERESCO, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2440
AMRC|AMERESCO, INC.|SWIM|TD Ameritrade, Inc.|8726
AMRC|AMERESCO, INC.|SWST|Hilltop Securities Inc.|300
AMRC|AMERESCO, INC.|TKNG|ALLY INVEST SECURITIES LLC|330
AMRC|AMERESCO, INC.|TRBT|Tradebot Systems, Inc.|1428
AMRC|AMERESCO, INC.|TRCM|TRC MARKETS LLC|5789
AMRC|AMERESCO, INC.|UBSA|UBS SECURITIES LLC|121843
AMRC|AMERESCO, INC.|UBSS|UBS Securities LLC|103004
AMRC|AMERESCO, INC.|VALX|VIRTU AMERICAS LLC|3756
AMRC|AMERESCO, INC.|VGRD|Vanguard Marketing Corporation|5725
AMRC|AMERESCO, INC.|WCHV|WELLS FARGO SECURITIES, LLC|11613
AMRC|AMERESCO, INC.|WDNX|WEEDEN & CO.L.P.|676
AMRC|AMERESCO, INC.|WEED|Weeden & Co.L.P.|1030
AMRC|AMERESCO, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|552
AMRC|AMERESCO, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|409
AMRC|AMERESCO, INC.|WGIF|CIBC World Markets Inc.|1400
AMRC|AMERESCO, INC.|WSAG|WALL STREET ACCESS|4200
AMRC|AMERESCO, INC.|WSEA|WOLVERINE SECURITIES, LLC|630
AMRC|AMERESCO, INC.|XIST|INSTINET, LLC|1200
AMRC|AMERESCO, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|20130
AMRC|AMERESCO, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
AMRH|AMERI HOLDINGS CM ST|AGIS|Aegis Capital Corp.|5000
AMRH|AMERI HOLDINGS CM ST|ALTX|Alternet Securities Inc.|17317
AMRH|AMERI HOLDINGS CM ST|APCC|Apex Clearing Corporation|481554
AMRH|AMERI HOLDINGS CM ST|BATM|CBOE TRADING, INC.|3713
AMRH|AMERI HOLDINGS CM ST|BIMI|Banca IMI Securities Corp.|46176
AMRH|AMERI HOLDINGS CM ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|117610
AMRH|AMERI HOLDINGS CM ST|BYXM|CBOE TRADING, INC.|3516
AMRH|AMERI HOLDINGS CM ST|CANT|Cantor Fitzgerald & Co.|2583
AMRH|AMERI HOLDINGS CM ST|CHAS|Charles Schwab & Co., Inc.|41012
AMRH|AMERI HOLDINGS CM ST|CNTR|PRECISION SECURITIES, LLC|2900
AMRH|AMERI HOLDINGS CM ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103861
AMRH|AMERI HOLDINGS CM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|53889
AMRH|AMERI HOLDINGS CM ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|219239
AMRH|AMERI HOLDINGS CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|335618
AMRH|AMERI HOLDINGS CM ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|20400
AMRH|AMERI HOLDINGS CM ST|DBAB|Deutsche Bank Securities Inc.|46845
AMRH|AMERI HOLDINGS CM ST|DBAX|Deutsche Bank Securities Inc.|72800
AMRH|AMERI HOLDINGS CM ST|DEAN|MORGAN STANLEY|2400
AMRH|AMERI HOLDINGS CM ST|DEGS|RONIN PROFESSIONAL LLC|2800
AMRH|AMERI HOLDINGS CM ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
AMRH|AMERI HOLDINGS CM ST|EBXL|EBX LLC|176000
AMRH|AMERI HOLDINGS CM ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|36042
AMRH|AMERI HOLDINGS CM ST|EDJO|Edward D. Jones & Co., L.P.|3310
AMRH|AMERI HOLDINGS CM ST|EGAM|CBOE TRADING, INC.|40805
AMRH|AMERI HOLDINGS CM ST|EGAW|CBOE TRADING, INC.|3843
AMRH|AMERI HOLDINGS CM ST|EGXM|CBOE TRADING, INC.|31000
AMRH|AMERI HOLDINGS CM ST|EGXW|CBOE TRADING, INC.|12679
AMRH|AMERI HOLDINGS CM ST|ETBE|Electronic Transaction Clearing, Inc.|2300
AMRH|AMERI HOLDINGS CM ST|ETCC|Electronic Transaction Clearing, Inc.|10000
AMRH|AMERI HOLDINGS CM ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|352
AMRH|AMERI HOLDINGS CM ST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|7300
AMRH|AMERI HOLDINGS CM ST|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|8280
AMRH|AMERI HOLDINGS CM ST|ETRS|E*Trade Securities LLC|3181709
AMRH|AMERI HOLDINGS CM ST|FBCO|Credit Suisse Securities (USA) LLC|458031
AMRH|AMERI HOLDINGS CM ST|FBSB|U.S. Bancorp Investments, Inc.|598
AMRH|AMERI HOLDINGS CM ST|FILL|Tradestation Securities, Inc.|184522
AMRH|AMERI HOLDINGS CM ST|FMAF|NBCN Inc./ CDS|3654
AMRH|AMERI HOLDINGS CM ST|FOMA|TD AMERITRADE CLEARING, INC.|3354955
AMRH|AMERI HOLDINGS CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1170
AMRH|AMERI HOLDINGS CM ST|FTBR|Foliofn Investments, Inc.|284
AMRH|AMERI HOLDINGS CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|16230
AMRH|AMERI HOLDINGS CM ST|GLIS|TD Securities Inc|1000
AMRH|AMERI HOLDINGS CM ST|GLPX|ACS EXECUTION SERVICES, LLC|126404
AMRH|AMERI HOLDINGS CM ST|GSCO|GOLDMAN SACHS & CO. LLC|43526
AMRH|AMERI HOLDINGS CM ST|GSCS|GOLDMAN SACHS & CO. LLC|20531
AMRH|AMERI HOLDINGS CM ST|GSLT|GOLDMAN SACHS & CO. LLC|45808
AMRH|AMERI HOLDINGS CM ST|GTSZ|GTS SECURITIES LLC|3688
AMRH|AMERI HOLDINGS CM ST|HRBF|American Enterprise Investment Services Inc.|11800
AMRH|AMERI HOLDINGS CM ST|HSBC|HSBC Securities, Inc.|1833
AMRH|AMERI HOLDINGS CM ST|IATS|INTERACTIVE BROKERS LLC|236914
AMRH|AMERI HOLDINGS CM ST|IBKR|Interactive Brokers Llc|2114596
AMRH|AMERI HOLDINGS CM ST|ICBX|INSTINET, LLC|58097
AMRH|AMERI HOLDINGS CM ST|INCA|INSTINET, LLC|700439
AMRH|AMERI HOLDINGS CM ST|ITGI|ITG Inc.|191565
AMRH|AMERI HOLDINGS CM ST|ITGP|ITG INC.|44000
AMRH|AMERI HOLDINGS CM ST|JMPT|JUMP TRADING, LLC|2876
AMRH|AMERI HOLDINGS CM ST|JPMX|J.P. Morgan Securities LLC|80430
AMRH|AMERI HOLDINGS CM ST|JRCO|Johnson Rice & Company L.L.C.|7200
AMRH|AMERI HOLDINGS CM ST|JSJX|JANE STREET CAPITAL LLC|2
AMRH|AMERI HOLDINGS CM ST|KCGM|VIRTU Americas LLC|100094
AMRH|AMERI HOLDINGS CM ST|LEHM|Barclays Capital Inc./Le|255527
AMRH|AMERI HOLDINGS CM ST|LIME|Lime Brokerage LLC|44041
AMRH|AMERI HOLDINGS CM ST|LSCI|Lek Securities Corporation|6643
AMRH|AMERI HOLDINGS CM ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6866
AMRH|AMERI HOLDINGS CM ST|MAXM|Maxim Group LLC|33163
AMRH|AMERI HOLDINGS CM ST|MBTS|ALLY INVEST SECURITIES LLC|1150
AMRH|AMERI HOLDINGS CM ST|MICA|Spartan Securities Group, Ltd.|62320
AMRH|AMERI HOLDINGS CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38410
AMRH|AMERI HOLDINGS CM ST|MOTF|MOTIF INVESTING, INC.|18
AMRH|AMERI HOLDINGS CM ST|MSCO|MORGAN STANLEY & CO. LLC|1279253
AMRH|AMERI HOLDINGS CM ST|MSPL|MORGAN STANLEY & CO. LLC|6500
AMRH|AMERI HOLDINGS CM ST|NFSC|National Financial Services LLC|1971556
AMRH|AMERI HOLDINGS CM ST|NITE|VIRTU Americas LLC|5599228
AMRH|AMERI HOLDINGS CM ST|NQRB|Brut, LLC|16318
AMRH|AMERI HOLDINGS CM ST|OPCO|Oppenheimer & Co. Inc.|2134
AMRH|AMERI HOLDINGS CM ST|PCPT|PHILLIP CAPITAL INC.|23269
AMRH|AMERI HOLDINGS CM ST|PDQM|CODA MARKETS, INC.|265214
AMRH|AMERI HOLDINGS CM ST|RAJA|Raymond James & Associates, Inc.|5000
AMRH|AMERI HOLDINGS CM ST|RBCM|RBC CAPITAL MARKETS, LLC|200611
AMRH|AMERI HOLDINGS CM ST|RGLD|Regal Securities, Inc|700
AMRH|AMERI HOLDINGS CM ST|SAGL|SAGETRADER, LLC|12709
AMRH|AMERI HOLDINGS CM ST|SBSH|Citigroup Global Markets Inc.|46716
AMRH|AMERI HOLDINGS CM ST|SGMT|GOLDMAN SACHS & CO. LLC|36340
AMRH|AMERI HOLDINGS CM ST|SOGO|Wang Investment Associates, Inc.|2900
AMRH|AMERI HOLDINGS CM ST|SPDR|SPEEDROUTE LLC|273018
AMRH|AMERI HOLDINGS CM ST|SPNT|SEVEN POINTS CAPITAL, LLC|9700
AMRH|AMERI HOLDINGS CM ST|SWIM|TD Ameritrade, Inc.|1915465
AMRH|AMERI HOLDINGS CM ST|TKNG|ALLY INVEST SECURITIES LLC|95753
AMRH|AMERI HOLDINGS CM ST|TRBT|Tradebot Systems, Inc.|100
AMRH|AMERI HOLDINGS CM ST|TRCM|TRC MARKETS LLC|12028
AMRH|AMERI HOLDINGS CM ST|UBSA|UBS SECURITIES LLC|535948
AMRH|AMERI HOLDINGS CM ST|UBSS|UBS Securities LLC|433513
AMRH|AMERI HOLDINGS CM ST|VGRD|Vanguard Marketing Corporation|38137
AMRH|AMERI HOLDINGS CM ST|VIEW|VIEWTRADE SECURITIES LLC|1265
AMRH|AMERI HOLDINGS CM ST|VSIN|Vision Financial Markets Llc|109010
AMRH|AMERI HOLDINGS CM ST|WABR|Wall Street Access|5300
AMRH|AMERI HOLDINGS CM ST|WCHV|WELLS FARGO SECURITIES, LLC|70457
AMRH|AMERI HOLDINGS CM ST|WEDB|WEDBUSH SECURITIES INC.|199841
AMRH|AMERI HOLDINGS CM ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12178
AMRH|AMERI HOLDINGS CM ST|WGIF|CIBC World Markets Inc.|103630
AMRH|AMERI HOLDINGS CM ST|WSEA|WOLVERINE SECURITIES, LLC|245162
AMRH|AMERI HOLDINGS CM ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
AMRH|AMERI HOLDINGS CM ST|YKNA|COMHAR CAPITAL MARKETS, LLC|19094
AMRH|AMERI HOLDINGS CM ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7560
AMRHW|AMERI HOLDINGS WT|CHAS|Charles Schwab & Co., Inc.|91
AMRHW|AMERI HOLDINGS WT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2501
AMRHW|AMERI HOLDINGS WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1
AMRHW|AMERI HOLDINGS WT|DBAX|Deutsche Bank Securities Inc.|300
AMRHW|AMERI HOLDINGS WT|ETRS|E*Trade Securities LLC|3100
AMRHW|AMERI HOLDINGS WT|FBCO|Credit Suisse Securities (USA) LLC|2598
AMRHW|AMERI HOLDINGS WT|FILL|Tradestation Securities, Inc.|500
AMRHW|AMERI HOLDINGS WT|FOMA|TD AMERITRADE CLEARING, INC.|12503
AMRHW|AMERI HOLDINGS WT|GSCO|GOLDMAN SACHS & CO. LLC|200
AMRHW|AMERI HOLDINGS WT|GSLT|GOLDMAN SACHS & CO. LLC|18135
AMRHW|AMERI HOLDINGS WT|IBKR|Interactive Brokers Llc|4000
AMRHW|AMERI HOLDINGS WT|INCA|INSTINET, LLC|51112
AMRHW|AMERI HOLDINGS WT|LEHM|Barclays Capital Inc./Le|1000
AMRHW|AMERI HOLDINGS WT|LIME|Lime Brokerage LLC|1381
AMRHW|AMERI HOLDINGS WT|MAXM|Maxim Group LLC|130
AMRHW|AMERI HOLDINGS WT|MSCO|MORGAN STANLEY & CO. LLC|8899
AMRHW|AMERI HOLDINGS WT|NFSC|National Financial Services LLC|1680
AMRHW|AMERI HOLDINGS WT|NITE|VIRTU Americas LLC|35005
AMRHW|AMERI HOLDINGS WT|NQRB|Brut, LLC|100
AMRHW|AMERI HOLDINGS WT|PDQM|CODA MARKETS, INC.|900
AMRHW|AMERI HOLDINGS WT|RAJA|Raymond James & Associates, Inc.|1900
AMRHW|AMERI HOLDINGS WT|SAGL|SAGETRADER, LLC|2447
AMRHW|AMERI HOLDINGS WT|SPDR|SPEEDROUTE LLC|200
AMRHW|AMERI HOLDINGS WT|SWIM|TD Ameritrade, Inc.|7400
AMRHW|AMERI HOLDINGS WT|UBSA|UBS SECURITIES LLC|800
AMRHW|AMERI HOLDINGS WT|UBSS|UBS Securities LLC|2300
AMRHW|AMERI HOLDINGS WT|WABR|Wall Street Access|2000
AMRK|A-MARK PRECIOUS META|ALTX|Alternet Securities Inc.|300
AMRK|A-MARK PRECIOUS META|APCC|Apex Clearing Corporation|25
AMRK|A-MARK PRECIOUS META|BARD|Robert W. Baird & Co. Incorporated|1
AMRK|A-MARK PRECIOUS META|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3480
AMRK|A-MARK PRECIOUS META|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1859
AMRK|A-MARK PRECIOUS META|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|517
AMRK|A-MARK PRECIOUS META|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2045
AMRK|A-MARK PRECIOUS META|DBAB|Deutsche Bank Securities Inc.|1088
AMRK|A-MARK PRECIOUS META|DBAX|Deutsche Bank Securities Inc.|1700
AMRK|A-MARK PRECIOUS META|EBXL|EBX LLC|300
AMRK|A-MARK PRECIOUS META|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
AMRK|A-MARK PRECIOUS META|ETRS|E*Trade Securities LLC|308
AMRK|A-MARK PRECIOUS META|FBCO|Credit Suisse Securities (USA) LLC|2685
AMRK|A-MARK PRECIOUS META|FOMA|TD AMERITRADE CLEARING, INC.|1100
AMRK|A-MARK PRECIOUS META|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2658
AMRK|A-MARK PRECIOUS META|FTBR|Foliofn Investments, Inc.|1
AMRK|A-MARK PRECIOUS META|GLPX|ACS EXECUTION SERVICES, LLC|471
AMRK|A-MARK PRECIOUS META|GSCO|GOLDMAN SACHS & CO. LLC|701
AMRK|A-MARK PRECIOUS META|GSLT|GOLDMAN SACHS & CO. LLC|200
AMRK|A-MARK PRECIOUS META|GTSZ|GTS SECURITIES LLC|501
AMRK|A-MARK PRECIOUS META|IBKR|Interactive Brokers Llc|6553
AMRK|A-MARK PRECIOUS META|INCA|INSTINET, LLC|3443
AMRK|A-MARK PRECIOUS META|INJX|INSTINET, LLC|400
AMRK|A-MARK PRECIOUS META|ITGI|ITG Inc.|1292
AMRK|A-MARK PRECIOUS META|ITGP|ITG INC.|800
AMRK|A-MARK PRECIOUS META|JPMX|J.P. Morgan Securities LLC|1994
AMRK|A-MARK PRECIOUS META|KCGM|VIRTU Americas LLC|403
AMRK|A-MARK PRECIOUS META|LEHM|Barclays Capital Inc./Le|412
AMRK|A-MARK PRECIOUS META|LIME|Lime Brokerage LLC|4795
AMRK|A-MARK PRECIOUS META|LIWE|LIME BROKERAGE LLC|731
AMRK|A-MARK PRECIOUS META|MSCO|MORGAN STANLEY & CO. LLC|2773
AMRK|A-MARK PRECIOUS META|MSPL|MORGAN STANLEY & CO. LLC|1000
AMRK|A-MARK PRECIOUS META|NFSC|National Financial Services LLC|2900
AMRK|A-MARK PRECIOUS META|NITE|VIRTU Americas LLC|8141
AMRK|A-MARK PRECIOUS META|PDQM|CODA MARKETS, INC.|571
AMRK|A-MARK PRECIOUS META|SGMT|GOLDMAN SACHS & CO. LLC|1150
AMRK|A-MARK PRECIOUS META|SPDR|SPEEDROUTE LLC|4319
AMRK|A-MARK PRECIOUS META|SWIM|TD Ameritrade, Inc.|10
AMRK|A-MARK PRECIOUS META|SWST|Hilltop Securities Inc.|300
AMRK|A-MARK PRECIOUS META|TKNG|ALLY INVEST SECURITIES LLC|120
AMRK|A-MARK PRECIOUS META|TRCM|TRC MARKETS LLC|3704
AMRK|A-MARK PRECIOUS META|UBSA|UBS SECURITIES LLC|3670
AMRK|A-MARK PRECIOUS META|UBSS|UBS Securities LLC|8295
AMRK|A-MARK PRECIOUS META|VALX|VIRTU AMERICAS LLC|21
AMRK|A-MARK PRECIOUS META|WABR|Wall Street Access|10
AMRK|A-MARK PRECIOUS META|WCHV|WELLS FARGO SECURITIES, LLC|18640
AMRK|A-MARK PRECIOUS META|WEDB|WEDBUSH SECURITIES INC.|46428
AMRK|A-MARK PRECIOUS META|WEXM|WOLVERINE EXECUTION SERVICES, LLC|90
AMRK|A-MARK PRECIOUS META|WSEA|WOLVERINE SECURITIES, LLC|925
AMRN|AMARIN CORP ADS|ABLE|NATIXIS Securities Americas LLC|3017
AMRN|AMARIN CORP ADS|ADAM|CANACCORD GENUITY INC.|70049
AMRN|AMARIN CORP ADS|AGIS|Aegis Capital Corp.|25475
AMRN|AMARIN CORP ADS|ALTX|Alternet Securities Inc.|33416
AMRN|AMARIN CORP ADS|APCC|Apex Clearing Corporation|7484
AMRN|AMARIN CORP ADS|BALE|M&T SECURITIES, INC.|127
AMRN|AMARIN CORP ADS|BATM|CBOE TRADING, INC.|13630
AMRN|AMARIN CORP ADS|BBNT|BB&T SECURITIES, LLC|1000
AMRN|AMARIN CORP ADS|BERN|Sanford C. Bernstein & Co., LLC|107816
AMRN|AMARIN CORP ADS|BIMI|Banca IMI Securities Corp.|6700
AMRN|AMARIN CORP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46712
AMRN|AMARIN CORP ADS|BLKX|INSTINET, LLC|6000
AMRN|AMARIN CORP ADS|BNPX|BNP PARIBAS SECURITIES CORP.|8980
AMRN|AMARIN CORP ADS|BRGE|Newbridge Securities Corp.|12900
AMRN|AMARIN CORP ADS|BYXM|CBOE TRADING, INC.|600
AMRN|AMARIN CORP ADS|CANT|Cantor Fitzgerald & Co.|619
AMRN|AMARIN CORP ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|21600
AMRN|AMARIN CORP ADS|CHAS|Charles Schwab & Co., Inc.|19257
AMRN|AMARIN CORP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45818
AMRN|AMARIN CORP ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1649
AMRN|AMARIN CORP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|863715
AMRN|AMARIN CORP ADS|CTDL|Citadel Derivatives Group Llc|30192
AMRN|AMARIN CORP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|47382
AMRN|AMARIN CORP ADS|DBAB|Deutsche Bank Securities Inc.|218419
AMRN|AMARIN CORP ADS|DBAX|Deutsche Bank Securities Inc.|309100
AMRN|AMARIN CORP ADS|DEAN|MORGAN STANLEY|51100
AMRN|AMARIN CORP ADS|DEGS|RONIN PROFESSIONAL LLC|122750
AMRN|AMARIN CORP ADS|EBXL|EBX LLC|281600
AMRN|AMARIN CORP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|10029
AMRN|AMARIN CORP ADS|EDJO|Edward D. Jones & Co., L.P.|16860
AMRN|AMARIN CORP ADS|EGAM|CBOE TRADING, INC.|112608
AMRN|AMARIN CORP ADS|EGAW|CBOE TRADING, INC.|8887
AMRN|AMARIN CORP ADS|EGXM|CBOE TRADING, INC.|11300
AMRN|AMARIN CORP ADS|EGXW|CBOE TRADING, INC.|1852
AMRN|AMARIN CORP ADS|EROP|Eroom Securities L.L.C.|5100
AMRN|AMARIN CORP ADS|ETBE|Electronic Transaction Clearing, Inc.|20450
AMRN|AMARIN CORP ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|28918
AMRN|AMARIN CORP ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3660
AMRN|AMARIN CORP ADS|ETRS|E*Trade Securities LLC|2006515
AMRN|AMARIN CORP ADS|FBCO|Credit Suisse Securities (USA) LLC|384918
AMRN|AMARIN CORP ADS|FILL|Tradestation Securities, Inc.|67183
AMRN|AMARIN CORP ADS|FMAF|NBCN Inc./ CDS|6300
AMRN|AMARIN CORP ADS|FOMA|TD AMERITRADE CLEARING, INC.|4719012
AMRN|AMARIN CORP ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24101
AMRN|AMARIN CORP ADS|FQLS|Quantlab Securities LP|299525
AMRN|AMARIN CORP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70280
AMRN|AMARIN CORP ADS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|47900
AMRN|AMARIN CORP ADS|FTBR|Foliofn Investments, Inc.|2345
AMRN|AMARIN CORP ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|52072
AMRN|AMARIN CORP ADS|GLPX|ACS EXECUTION SERVICES, LLC|26576
AMRN|AMARIN CORP ADS|GSCO|GOLDMAN SACHS & CO. LLC|392722
AMRN|AMARIN CORP ADS|GSCS|GOLDMAN SACHS & CO. LLC|228419
AMRN|AMARIN CORP ADS|GSLT|GOLDMAN SACHS & CO. LLC|45805
AMRN|AMARIN CORP ADS|GTSZ|GTS SECURITIES LLC|17833
AMRN|AMARIN CORP ADS|HRBF|American Enterprise Investment Services Inc.|49744
AMRN|AMARIN CORP ADS|HSBC|HSBC Securities, Inc.|9209
AMRN|AMARIN CORP ADS|IATS|INTERACTIVE BROKERS LLC|147199
AMRN|AMARIN CORP ADS|IBKR|Interactive Brokers Llc|358285
AMRN|AMARIN CORP ADS|ICBX|INSTINET, LLC|81445
AMRN|AMARIN CORP ADS|IEQY|CITADEL SECURITIES LLC|52360
AMRN|AMARIN CORP ADS|INCA|INSTINET, LLC|330257
AMRN|AMARIN CORP ADS|INJX|INSTINET, LLC|323743
AMRN|AMARIN CORP ADS|ITGI|ITG Inc.|34066
AMRN|AMARIN CORP ADS|ITGP|ITG INC.|139000
AMRN|AMARIN CORP ADS|JEFF|JEFFERIES LLC|90939
AMRN|AMARIN CORP ADS|JMPT|JUMP TRADING, LLC|103126
AMRN|AMARIN CORP ADS|JONE|JonesTrading|47820
AMRN|AMARIN CORP ADS|JPBX|J.P. MORGAN SECURITIES LLC|14000
AMRN|AMARIN CORP ADS|JPMX|J.P. Morgan Securities LLC|596386
AMRN|AMARIN CORP ADS|KCGM|VIRTU Americas LLC|117954
AMRN|AMARIN CORP ADS|LEHM|Barclays Capital Inc./Le|1202998
AMRN|AMARIN CORP ADS|LGNT|COR CLEARING LLC|1275
AMRN|AMARIN CORP ADS|LIME|Lime Brokerage LLC|333879
AMRN|AMARIN CORP ADS|LQNA|LIQUIDNET, INC.|2300
AMRN|AMARIN CORP ADS|LSCI|Lek Securities Corporation|79163
AMRN|AMARIN CORP ADS|MAXM|Maxim Group LLC|2340
AMRN|AMARIN CORP ADS|MBTS|ALLY INVEST SECURITIES LLC|7250
AMRN|AMARIN CORP ADS|MCMF|Raymond James Ltd. Cds|950
AMRN|AMARIN CORP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|517569
AMRN|AMARIN CORP ADS|MOTF|MOTIF INVESTING, INC.|4
AMRN|AMARIN CORP ADS|MSCO|MORGAN STANLEY & CO. LLC|2457975
AMRN|AMARIN CORP ADS|MSPL|MORGAN STANLEY & CO. LLC|699600
AMRN|AMARIN CORP ADS|MSTX|MORGAN STANLEY & CO. LLC|25600
AMRN|AMARIN CORP ADS|NATL|National Securities Corporation|14680
AMRN|AMARIN CORP ADS|NFSC|National Financial Services LLC|1976068
AMRN|AMARIN CORP ADS|NITE|VIRTU Americas LLC|3588710
AMRN|AMARIN CORP ADS|NITP|VIRTU Americas LLC|171292
AMRN|AMARIN CORP ADS|NQRB|Brut, LLC|20800
AMRN|AMARIN CORP ADS|NTFN|Network 1 Financial Securities Inc.|27320
AMRN|AMARIN CORP ADS|NTRC|Northern Trust Securities, Inc.|5239
AMRN|AMARIN CORP ADS|OPCO|Oppenheimer & Co. Inc.|48076
AMRN|AMARIN CORP ADS|PDQM|CODA MARKETS, INC.|25483
AMRN|AMARIN CORP ADS|PHLY|NASDAQ Execution Services, LLC|57800
AMRN|AMARIN CORP ADS|PWJC|UBS Financial Services, Inc.|15000
AMRN|AMARIN CORP ADS|RAJA|Raymond James & Associates, Inc.|10106
AMRN|AMARIN CORP ADS|RBCM|RBC CAPITAL MARKETS, LLC|24747
AMRN|AMARIN CORP ADS|RGLD|Regal Securities, Inc|1000
AMRN|AMARIN CORP ADS|RHCO|Suntrust Robinson Humphrey, Inc.|78571
AMRN|AMARIN CORP ADS|SAGL|SAGETRADER, LLC|200
AMRN|AMARIN CORP ADS|SALI|INTL FCSTONE FINANCIAL INC.|112980
AMRN|AMARIN CORP ADS|SBSH|Citigroup Global Markets Inc.|109655
AMRN|AMARIN CORP ADS|SGMT|GOLDMAN SACHS & CO. LLC|279082
AMRN|AMARIN CORP ADS|SIBO|Prime Executions, Inc.|115550
AMRN|AMARIN CORP ADS|SOGO|Wang Investment Associates, Inc.|912
AMRN|AMARIN CORP ADS|SPDR|SPEEDROUTE LLC|8000
AMRN|AMARIN CORP ADS|STFL|Stifel, Nicolaus & Company, Incorporated|24924
AMRN|AMARIN CORP ADS|STXG|Stockcross Financial Services, Inc.|6000
AMRN|AMARIN CORP ADS|SWIM|TD Ameritrade, Inc.|747502
AMRN|AMARIN CORP ADS|TKNG|ALLY INVEST SECURITIES LLC|34439
AMRN|AMARIN CORP ADS|TRBT|Tradebot Systems, Inc.|273265
AMRN|AMARIN CORP ADS|TRCM|TRC MARKETS LLC|62624
AMRN|AMARIN CORP ADS|TTUC|CUTTONE & CO., INC.|10600
AMRN|AMARIN CORP ADS|TWTT|TASTYWORKS, INC.|600
AMRN|AMARIN CORP ADS|UBSA|UBS SECURITIES LLC|753723
AMRN|AMARIN CORP ADS|UBSS|UBS Securities LLC|1045916
AMRN|AMARIN CORP ADS|VALX|VIRTU AMERICAS LLC|107714
AMRN|AMARIN CORP ADS|VERT|The Vertical Trading Group, LLC|500
AMRN|AMARIN CORP ADS|VGRD|Vanguard Marketing Corporation|327095
AMRN|AMARIN CORP ADS|VSIN|Vision Financial Markets Llc|400
AMRN|AMARIN CORP ADS|WCHV|WELLS FARGO SECURITIES, LLC|1953252
AMRN|AMARIN CORP ADS|WEDB|WEDBUSH SECURITIES INC.|9000
AMRN|AMARIN CORP ADS|WEED|Weeden & Co.L.P.|9900
AMRN|AMARIN CORP ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|72427
AMRN|AMARIN CORP ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79315
AMRN|AMARIN CORP ADS|WGIF|CIBC World Markets Inc.|5400
AMRN|AMARIN CORP ADS|WSEA|WOLVERINE SECURITIES, LLC|57125
AMRN|AMARIN CORP ADS|XIST|INSTINET, LLC|14600
AMRN|AMARIN CORP ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|92460
AMRN|AMARIN CORP ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|2116
AMRN|AMARIN CORP ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26228
AMRS|AMYRIS, INC.|ALTX|Alternet Securities Inc.|4900
AMRS|AMYRIS, INC.|APCC|Apex Clearing Corporation|8929
AMRS|AMYRIS, INC.|BATM|CBOE TRADING, INC.|684
AMRS|AMYRIS, INC.|BAYC|BAY CREST PARTNERS, LLC|2230
AMRS|AMYRIS, INC.|BAYT|BTIG, LLC|15027
AMRS|AMYRIS, INC.|BERN|Sanford C. Bernstein & Co., LLC|12792
AMRS|AMYRIS, INC.|BIMI|Banca IMI Securities Corp.|2276
AMRS|AMYRIS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5692
AMRS|AMYRIS, INC.|BLKX|INSTINET, LLC|15400
AMRS|AMYRIS, INC.|BMLT|TITAN SECURITIES|9560
AMRS|AMYRIS, INC.|BMOC|BMO Capital Markets Corp.|1828
AMRS|AMYRIS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3664
AMRS|AMYRIS, INC.|BTIG|BTIG, LLC|4429
AMRS|AMYRIS, INC.|BYXM|CBOE TRADING, INC.|100
AMRS|AMYRIS, INC.|CHAS|Charles Schwab & Co., Inc.|800
AMRS|AMYRIS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29225
AMRS|AMYRIS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
AMRS|AMYRIS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1900
AMRS|AMYRIS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139738
AMRS|AMYRIS, INC.|CTDL|Citadel Derivatives Group Llc|26936
AMRS|AMYRIS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13678
AMRS|AMYRIS, INC.|DBAB|Deutsche Bank Securities Inc.|553099
AMRS|AMYRIS, INC.|DBAX|Deutsche Bank Securities Inc.|99900
AMRS|AMYRIS, INC.|DEAN|MORGAN STANLEY|3350
AMRS|AMYRIS, INC.|DEGS|RONIN PROFESSIONAL LLC|39098
AMRS|AMYRIS, INC.|EBXL|EBX LLC|83200
AMRS|AMYRIS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10140
AMRS|AMYRIS, INC.|EDJO|Edward D. Jones & Co., L.P.|400
AMRS|AMYRIS, INC.|EGAM|CBOE TRADING, INC.|3055
AMRS|AMYRIS, INC.|EGXM|CBOE TRADING, INC.|11388
AMRS|AMYRIS, INC.|EGXW|CBOE TRADING, INC.|1300
AMRS|AMYRIS, INC.|ETBE|Electronic Transaction Clearing, Inc.|18276
AMRS|AMYRIS, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|567
AMRS|AMYRIS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7174
AMRS|AMYRIS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5408
AMRS|AMYRIS, INC.|ETRS|E*Trade Securities LLC|307334
AMRS|AMYRIS, INC.|FBCO|Credit Suisse Securities (USA) LLC|154330
AMRS|AMYRIS, INC.|FILL|Tradestation Securities, Inc.|13414
AMRS|AMYRIS, INC.|FMAF|NBCN Inc./ CDS|2491
AMRS|AMYRIS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|700512
AMRS|AMYRIS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|680
AMRS|AMYRIS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71748
AMRS|AMYRIS, INC.|FTBR|Foliofn Investments, Inc.|781
AMRS|AMYRIS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|17139
AMRS|AMYRIS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3299
AMRS|AMYRIS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1134367
AMRS|AMYRIS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|29426
AMRS|AMYRIS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|10897
AMRS|AMYRIS, INC.|GTSZ|GTS SECURITIES LLC|5273
AMRS|AMYRIS, INC.|HRBF|American Enterprise Investment Services Inc.|2577
AMRS|AMYRIS, INC.|HSBC|HSBC Securities, Inc.|100
AMRS|AMYRIS, INC.|IATS|INTERACTIVE BROKERS LLC|27401
AMRS|AMYRIS, INC.|IBKR|Interactive Brokers Llc|229922
AMRS|AMYRIS, INC.|ICBX|INSTINET, LLC|39652
AMRS|AMYRIS, INC.|IEQY|CITADEL SECURITIES LLC|23920
AMRS|AMYRIS, INC.|INCA|INSTINET, LLC|241389
AMRS|AMYRIS, INC.|INJX|INSTINET, LLC|19879
AMRS|AMYRIS, INC.|ITGI|ITG Inc.|29030
AMRS|AMYRIS, INC.|ITGP|ITG INC.|25200
AMRS|AMYRIS, INC.|JANY|Janney Montgomery Scott Inc.|15
AMRS|AMYRIS, INC.|JEFF|JEFFERIES LLC|169384
AMRS|AMYRIS, INC.|JMPT|JUMP TRADING, LLC|70235
AMRS|AMYRIS, INC.|JONE|JonesTrading|107312
AMRS|AMYRIS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|10922
AMRS|AMYRIS, INC.|JPMX|J.P. Morgan Securities LLC|104709
AMRS|AMYRIS, INC.|JSJX|JANE STREET CAPITAL LLC|14299
AMRS|AMYRIS, INC.|KCGM|VIRTU Americas LLC|33743
AMRS|AMYRIS, INC.|LEHM|Barclays Capital Inc./Le|811230
AMRS|AMYRIS, INC.|LIME|Lime Brokerage LLC|175228
AMRS|AMYRIS, INC.|LMGP|LIME BROKERAGE LLC|18598
AMRS|AMYRIS, INC.|LOOP|Loop Capital Markets LLC|3629
AMRS|AMYRIS, INC.|LQNA|LIQUIDNET, INC.|7700
AMRS|AMYRIS, INC.|LQNB|LIQUIDNET, INC.|10400
AMRS|AMYRIS, INC.|LSCI|Lek Securities Corporation|570
AMRS|AMYRIS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
AMRS|AMYRIS, INC.|MACQ|Macquarie Capital (USA) Inc.|1611
AMRS|AMYRIS, INC.|MAXM|Maxim Group LLC|203203
AMRS|AMYRIS, INC.|MBTS|ALLY INVEST SECURITIES LLC|2817
AMRS|AMYRIS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72725
AMRS|AMYRIS, INC.|MOTF|MOTIF INVESTING, INC.|3
AMRS|AMYRIS, INC.|MSCO|MORGAN STANLEY & CO. LLC|2459055
AMRS|AMYRIS, INC.|MSPL|MORGAN STANLEY & CO. LLC|194400
AMRS|AMYRIS, INC.|MSTX|MORGAN STANLEY & CO. LLC|205800
AMRS|AMYRIS, INC.|NFSC|National Financial Services LLC|664993
AMRS|AMYRIS, INC.|NITE|VIRTU Americas LLC|943526
AMRS|AMYRIS, INC.|NITP|VIRTU Americas LLC|8297
AMRS|AMYRIS, INC.|NQRB|Brut, LLC|12136
AMRS|AMYRIS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2793
AMRS|AMYRIS, INC.|PDQM|CODA MARKETS, INC.|6935
AMRS|AMYRIS, INC.|PWJC|UBS Financial Services, Inc.|13815
AMRS|AMYRIS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|67
AMRS|AMYRIS, INC.|RILY|B. RILEY FBR, INC.|600
AMRS|AMYRIS, INC.|ROTH|Roth Capital Partners, LLC|2200
AMRS|AMYRIS, INC.|SAGL|SAGETRADER, LLC|400
AMRS|AMYRIS, INC.|SBSH|Citigroup Global Markets Inc.|215649
AMRS|AMYRIS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|50217
AMRS|AMYRIS, INC.|SPDR|SPEEDROUTE LLC|10400
AMRS|AMYRIS, INC.|SPHN|Stephens Inc.|800
AMRS|AMYRIS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3702
AMRS|AMYRIS, INC.|SWIM|TD Ameritrade, Inc.|171282
AMRS|AMYRIS, INC.|SWST|Hilltop Securities Inc.|400
AMRS|AMYRIS, INC.|TKNG|ALLY INVEST SECURITIES LLC|6454
AMRS|AMYRIS, INC.|TRBT|Tradebot Systems, Inc.|201911
AMRS|AMYRIS, INC.|TRCM|TRC MARKETS LLC|60529
AMRS|AMYRIS, INC.|TTUC|CUTTONE & CO., INC.|1000
AMRS|AMYRIS, INC.|UBSA|UBS SECURITIES LLC|473196
AMRS|AMYRIS, INC.|UBSS|UBS Securities LLC|1596206
AMRS|AMYRIS, INC.|VALX|VIRTU AMERICAS LLC|13240
AMRS|AMYRIS, INC.|VGRD|Vanguard Marketing Corporation|105671
AMRS|AMYRIS, INC.|VSIN|Vision Financial Markets Llc|4432
AMRS|AMYRIS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|130483
AMRS|AMYRIS, INC.|WEDB|WEDBUSH SECURITIES INC.|4280
AMRS|AMYRIS, INC.|WEED|Weeden & Co.L.P.|18200
AMRS|AMYRIS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33150
AMRS|AMYRIS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21788
AMRS|AMYRIS, INC.|WGIF|CIBC World Markets Inc.|3221
AMRS|AMYRIS, INC.|WSEA|WOLVERINE SECURITIES, LLC|21175
AMRS|AMYRIS, INC.|XIST|INSTINET, LLC|600
AMRS|AMYRIS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|51476
AMRS|AMYRIS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
AMRS|AMYRIS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6634
AMRWW|ALTA MESA RES WTS|AGIS|Aegis Capital Corp.|18000
AMRWW|ALTA MESA RES WTS|ALTX|Alternet Securities Inc.|7966
AMRWW|ALTA MESA RES WTS|BATM|CBOE TRADING, INC.|2300
AMRWW|ALTA MESA RES WTS|BGCE|BGC Financial Inc.|25000
AMRWW|ALTA MESA RES WTS|CHAS|Charles Schwab & Co., Inc.|2500
AMRWW|ALTA MESA RES WTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3674
AMRWW|ALTA MESA RES WTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
AMRWW|ALTA MESA RES WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9768
AMRWW|ALTA MESA RES WTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
AMRWW|ALTA MESA RES WTS|DBAX|Deutsche Bank Securities Inc.|12700
AMRWW|ALTA MESA RES WTS|DEAN|MORGAN STANLEY|297
AMRWW|ALTA MESA RES WTS|EBXL|EBX LLC|10700
AMRWW|ALTA MESA RES WTS|EGAM|CBOE TRADING, INC.|4466
AMRWW|ALTA MESA RES WTS|EGXM|CBOE TRADING, INC.|2000
AMRWW|ALTA MESA RES WTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|272
AMRWW|ALTA MESA RES WTS|ETRS|E*Trade Securities LLC|29598
AMRWW|ALTA MESA RES WTS|FBCO|Credit Suisse Securities (USA) LLC|1300
AMRWW|ALTA MESA RES WTS|FOMA|TD AMERITRADE CLEARING, INC.|6671
AMRWW|ALTA MESA RES WTS|GLPX|ACS EXECUTION SERVICES, LLC|3480
AMRWW|ALTA MESA RES WTS|GSCO|GOLDMAN SACHS & CO. LLC|24174
AMRWW|ALTA MESA RES WTS|GSCS|GOLDMAN SACHS & CO. LLC|47816
AMRWW|ALTA MESA RES WTS|GSLT|GOLDMAN SACHS & CO. LLC|1300
AMRWW|ALTA MESA RES WTS|IBKR|Interactive Brokers Llc|23800
AMRWW|ALTA MESA RES WTS|ICBX|INSTINET, LLC|17400
AMRWW|ALTA MESA RES WTS|INCA|INSTINET, LLC|6143
AMRWW|ALTA MESA RES WTS|INJX|INSTINET, LLC|700
AMRWW|ALTA MESA RES WTS|ITGI|ITG Inc.|15366
AMRWW|ALTA MESA RES WTS|ITGP|ITG INC.|110600
AMRWW|ALTA MESA RES WTS|JEFF|JEFFERIES LLC|1766
AMRWW|ALTA MESA RES WTS|LEHM|Barclays Capital Inc./Le|5200
AMRWW|ALTA MESA RES WTS|LIME|Lime Brokerage LLC|2563
AMRWW|ALTA MESA RES WTS|MAXM|Maxim Group LLC|500
AMRWW|ALTA MESA RES WTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54402
AMRWW|ALTA MESA RES WTS|MSCO|MORGAN STANLEY & CO. LLC|144722
AMRWW|ALTA MESA RES WTS|NFSC|National Financial Services LLC|8062
AMRWW|ALTA MESA RES WTS|NITE|VIRTU Americas LLC|59146
AMRWW|ALTA MESA RES WTS|NQRB|Brut, LLC|16833
AMRWW|ALTA MESA RES WTS|PDQM|CODA MARKETS, INC.|5906
AMRWW|ALTA MESA RES WTS|SGMT|GOLDMAN SACHS & CO. LLC|26098
AMRWW|ALTA MESA RES WTS|SPDR|SPEEDROUTE LLC|6400
AMRWW|ALTA MESA RES WTS|STFL|Stifel, Nicolaus & Company, Incorporated|166
AMRWW|ALTA MESA RES WTS|SWIM|TD Ameritrade, Inc.|10016
AMRWW|ALTA MESA RES WTS|SWST|Hilltop Securities Inc.|2000
AMRWW|ALTA MESA RES WTS|TDSI|TD Securities (USA) LLC|16000
AMRWW|ALTA MESA RES WTS|UBSA|UBS SECURITIES LLC|32992
AMRWW|ALTA MESA RES WTS|UBSS|UBS Securities LLC|5466
AMRWW|ALTA MESA RES WTS|WCHV|WELLS FARGO SECURITIES, LLC|166
AMRWW|ALTA MESA RES WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11300
AMRWW|ALTA MESA RES WTS|YKNA|COMHAR CAPITAL MARKETS, LLC|200
AMRX|AMNEAL PHARM CL A|ABLE|NATIXIS Securities Americas LLC|2500
AMRX|AMNEAL PHARM CL A|ADAM|CANACCORD GENUITY INC.|240477
AMRX|AMNEAL PHARM CL A|AGIS|Aegis Capital Corp.|2250
AMRX|AMNEAL PHARM CL A|ALTX|Alternet Securities Inc.|24463
AMRX|AMNEAL PHARM CL A|APCC|Apex Clearing Corporation|252
AMRX|AMNEAL PHARM CL A|AQUA|AQUA SECURITIES L.P.|2500
AMRX|AMNEAL PHARM CL A|BARD|Robert W. Baird & Co. Incorporated|72914
AMRX|AMNEAL PHARM CL A|BATM|CBOE TRADING, INC.|4923
AMRX|AMNEAL PHARM CL A|BAYC|BAY CREST PARTNERS, LLC|5265
AMRX|AMNEAL PHARM CL A|BAYT|BTIG, LLC|200
AMRX|AMNEAL PHARM CL A|BERN|Sanford C. Bernstein & Co., LLC|8147
AMRX|AMNEAL PHARM CL A|BIDS|BIDS TRADING L.P.|5000
AMRX|AMNEAL PHARM CL A|BLKX|INSTINET, LLC|10200
AMRX|AMNEAL PHARM CL A|BNPX|BNP PARIBAS SECURITIES CORP.|8429
AMRX|AMNEAL PHARM CL A|BRVL|BLAYLOCK VAN, LLC|1200
AMRX|AMNEAL PHARM CL A|BTIG|BTIG, LLC|110
AMRX|AMNEAL PHARM CL A|BYXM|CBOE TRADING, INC.|3880
AMRX|AMNEAL PHARM CL A|CHAS|Charles Schwab & Co., Inc.|2500
AMRX|AMNEAL PHARM CL A|CIST|Capital Institutional Services, Inc.|268
AMRX|AMNEAL PHARM CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|466312
AMRX|AMNEAL PHARM CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10356
AMRX|AMNEAL PHARM CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|463485
AMRX|AMNEAL PHARM CL A|CTDL|Citadel Derivatives Group Llc|85094
AMRX|AMNEAL PHARM CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|87924
AMRX|AMNEAL PHARM CL A|DADA|D.A. Davidson & Co.|750
AMRX|AMNEAL PHARM CL A|DBAB|Deutsche Bank Securities Inc.|143487
AMRX|AMNEAL PHARM CL A|DBAX|Deutsche Bank Securities Inc.|182300
AMRX|AMNEAL PHARM CL A|DBUL|Deutsche Bank Securities Inc.|4001
AMRX|AMNEAL PHARM CL A|DEAN|MORGAN STANLEY|4623
AMRX|AMNEAL PHARM CL A|DEGS|RONIN PROFESSIONAL LLC|500
AMRX|AMNEAL PHARM CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7416
AMRX|AMNEAL PHARM CL A|EBXL|EBX LLC|120800
AMRX|AMNEAL PHARM CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|9435
AMRX|AMNEAL PHARM CL A|EDJO|Edward D. Jones & Co., L.P.|8249
AMRX|AMNEAL PHARM CL A|EGAM|CBOE TRADING, INC.|48953
AMRX|AMNEAL PHARM CL A|EGAW|CBOE TRADING, INC.|540
AMRX|AMNEAL PHARM CL A|EGMT|EG MARKET TECHNOLOGIES LLC|300
AMRX|AMNEAL PHARM CL A|EGXM|CBOE TRADING, INC.|13268
AMRX|AMNEAL PHARM CL A|EGXW|CBOE TRADING, INC.|100
AMRX|AMNEAL PHARM CL A|ETBE|Electronic Transaction Clearing, Inc.|110
AMRX|AMNEAL PHARM CL A|ETRS|E*Trade Securities LLC|48195
AMRX|AMNEAL PHARM CL A|FILL|Tradestation Securities, Inc.|609
AMRX|AMNEAL PHARM CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22957
AMRX|AMNEAL PHARM CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128862
AMRX|AMNEAL PHARM CL A|FTBR|Foliofn Investments, Inc.|1082
AMRX|AMNEAL PHARM CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|3702
AMRX|AMNEAL PHARM CL A|GLPX|ACS EXECUTION SERVICES, LLC|77330
AMRX|AMNEAL PHARM CL A|GSCO|GOLDMAN SACHS & CO. LLC|721096
AMRX|AMNEAL PHARM CL A|GSCS|GOLDMAN SACHS & CO. LLC|300
AMRX|AMNEAL PHARM CL A|GSLT|GOLDMAN SACHS & CO. LLC|7508
AMRX|AMNEAL PHARM CL A|GTSZ|GTS SECURITIES LLC|57834
AMRX|AMNEAL PHARM CL A|HRBF|American Enterprise Investment Services Inc.|65
AMRX|AMNEAL PHARM CL A|HSBC|HSBC Securities, Inc.|400
AMRX|AMNEAL PHARM CL A|IATS|INTERACTIVE BROKERS LLC|1858
AMRX|AMNEAL PHARM CL A|IBKR|Interactive Brokers Llc|685
AMRX|AMNEAL PHARM CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|910
AMRX|AMNEAL PHARM CL A|ICBX|INSTINET, LLC|34931
AMRX|AMNEAL PHARM CL A|IEQY|CITADEL SECURITIES LLC|68803
AMRX|AMNEAL PHARM CL A|INCA|INSTINET, LLC|151796
AMRX|AMNEAL PHARM CL A|INJX|INSTINET, LLC|87841
AMRX|AMNEAL PHARM CL A|ITGI|ITG Inc.|38518
AMRX|AMNEAL PHARM CL A|ITGP|ITG INC.|205400
AMRX|AMNEAL PHARM CL A|JANY|Janney Montgomery Scott Inc.|525
AMRX|AMNEAL PHARM CL A|JEFF|JEFFERIES LLC|586065
AMRX|AMNEAL PHARM CL A|JMPT|JUMP TRADING, LLC|89863
AMRX|AMNEAL PHARM CL A|JPBX|J.P. MORGAN SECURITIES LLC|31095
AMRX|AMNEAL PHARM CL A|JPMX|J.P. Morgan Securities LLC|577475
AMRX|AMNEAL PHARM CL A|JSJX|JANE STREET CAPITAL LLC|12534
AMRX|AMNEAL PHARM CL A|KCGM|VIRTU Americas LLC|61944
AMRX|AMNEAL PHARM CL A|LEER|LEERINK PARTNERS LLC|1200
AMRX|AMNEAL PHARM CL A|LEHM|Barclays Capital Inc./Le|701683
AMRX|AMNEAL PHARM CL A|LIME|Lime Brokerage LLC|101290
AMRX|AMNEAL PHARM CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|28000
AMRX|AMNEAL PHARM CL A|LOOP|Loop Capital Markets LLC|2368
AMRX|AMNEAL PHARM CL A|LQNA|LIQUIDNET, INC.|677500
AMRX|AMNEAL PHARM CL A|LQNB|LIQUIDNET, INC.|10200
AMRX|AMNEAL PHARM CL A|LSCI|Lek Securities Corporation|100
AMRX|AMNEAL PHARM CL A|MACQ|Macquarie Capital (USA) Inc.|13985
AMRX|AMNEAL PHARM CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|228824
AMRX|AMNEAL PHARM CL A|MOTF|MOTIF INVESTING, INC.|1
AMRX|AMNEAL PHARM CL A|MPSG|E D & F Man Capital Markets Inc.|15966
AMRX|AMNEAL PHARM CL A|MSCO|MORGAN STANLEY & CO. LLC|941531
AMRX|AMNEAL PHARM CL A|MSPL|MORGAN STANLEY & CO. LLC|466700
AMRX|AMNEAL PHARM CL A|MSTX|MORGAN STANLEY & CO. LLC|507000
AMRX|AMNEAL PHARM CL A|NEUB|NEUBERGER BERMAN BD LLC|45
AMRX|AMNEAL PHARM CL A|NFSC|National Financial Services LLC|119251
AMRX|AMNEAL PHARM CL A|NITE|VIRTU Americas LLC|294301
AMRX|AMNEAL PHARM CL A|NQRB|Brut, LLC|54042
AMRX|AMNEAL PHARM CL A|NTRC|Northern Trust Securities, Inc.|9736
AMRX|AMNEAL PHARM CL A|OPCO|Oppenheimer & Co. Inc.|493
AMRX|AMNEAL PHARM CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1001
AMRX|AMNEAL PHARM CL A|PDQM|CODA MARKETS, INC.|108271
AMRX|AMNEAL PHARM CL A|PWJC|UBS Financial Services, Inc.|3822
AMRX|AMNEAL PHARM CL A|RBCM|RBC CAPITAL MARKETS, LLC|1413
AMRX|AMNEAL PHARM CL A|RHCO|Suntrust Robinson Humphrey, Inc.|1520
AMRX|AMNEAL PHARM CL A|SAGL|SAGETRADER, LLC|5151
AMRX|AMNEAL PHARM CL A|SBSH|Citigroup Global Markets Inc.|101118
AMRX|AMNEAL PHARM CL A|SGMT|GOLDMAN SACHS & CO. LLC|149369
AMRX|AMNEAL PHARM CL A|SPDR|SPEEDROUTE LLC|34365
AMRX|AMNEAL PHARM CL A|STFL|Stifel, Nicolaus & Company, Incorporated|425
AMRX|AMNEAL PHARM CL A|SWIM|TD Ameritrade, Inc.|52760
AMRX|AMNEAL PHARM CL A|TKNG|ALLY INVEST SECURITIES LLC|4311
AMRX|AMNEAL PHARM CL A|TRCM|TRC MARKETS LLC|31638
AMRX|AMNEAL PHARM CL A|UBSA|UBS SECURITIES LLC|533037
AMRX|AMNEAL PHARM CL A|UBSS|UBS Securities LLC|532110
AMRX|AMNEAL PHARM CL A|VALX|VIRTU AMERICAS LLC|3271
AMRX|AMNEAL PHARM CL A|VGRD|Vanguard Marketing Corporation|2618
AMRX|AMNEAL PHARM CL A|WCHV|WELLS FARGO SECURITIES, LLC|58859
AMRX|AMNEAL PHARM CL A|WDNX|WEEDEN & CO.L.P.|32180
AMRX|AMNEAL PHARM CL A|WEED|Weeden & Co.L.P.|904
AMRX|AMNEAL PHARM CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2268
AMRX|AMNEAL PHARM CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|101
AMRX|AMNEAL PHARM CL A|WSEA|WOLVERINE SECURITIES, LLC|6210
AMRX|AMNEAL PHARM CL A|XIST|INSTINET, LLC|59274
AMRX|AMNEAL PHARM CL A|XPQR|Jump Trading|600
AMRX|AMNEAL PHARM CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|25984
AMRX|AMNEAL PHARM CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|5687
AMRX|AMNEAL PHARM CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1544
AMS|AMER SHARED HOSP|APCC|Apex Clearing Corporation|101
AMS|AMER SHARED HOSP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2150
AMS|AMER SHARED HOSP|CANT|Cantor Fitzgerald & Co.|278
AMS|AMER SHARED HOSP|CHAS|Charles Schwab & Co., Inc.|400
AMS|AMER SHARED HOSP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2300
AMS|AMER SHARED HOSP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
AMS|AMER SHARED HOSP|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
AMS|AMER SHARED HOSP|DBAX|Deutsche Bank Securities Inc.|400
AMS|AMER SHARED HOSP|EBXL|EBX LLC|400
AMS|AMER SHARED HOSP|EGXM|CBOE TRADING, INC.|500
AMS|AMER SHARED HOSP|ETRS|E*Trade Securities LLC|1409
AMS|AMER SHARED HOSP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
AMS|AMER SHARED HOSP|FTBR|Foliofn Investments, Inc.|34
AMS|AMER SHARED HOSP|GLPX|ACS EXECUTION SERVICES, LLC|1200
AMS|AMER SHARED HOSP|GSCO|GOLDMAN SACHS & CO. LLC|24
AMS|AMER SHARED HOSP|GSLT|GOLDMAN SACHS & CO. LLC|200
AMS|AMER SHARED HOSP|IATS|INTERACTIVE BROKERS LLC|200
AMS|AMER SHARED HOSP|IBKR|Interactive Brokers Llc|6512
AMS|AMER SHARED HOSP|ICBX|INSTINET, LLC|402
AMS|AMER SHARED HOSP|INCA|INSTINET, LLC|4037
AMS|AMER SHARED HOSP|INJX|INSTINET, LLC|518
AMS|AMER SHARED HOSP|ITGI|ITG Inc.|1075
AMS|AMER SHARED HOSP|ITGP|ITG INC.|1400
AMS|AMER SHARED HOSP|JEFF|JEFFERIES LLC|1000
AMS|AMER SHARED HOSP|JPMX|J.P. Morgan Securities LLC|200
AMS|AMER SHARED HOSP|JSJX|JANE STREET CAPITAL LLC|14900
AMS|AMER SHARED HOSP|KCGM|VIRTU Americas LLC|400
AMS|AMER SHARED HOSP|LIME|Lime Brokerage LLC|2685
AMS|AMER SHARED HOSP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AMS|AMER SHARED HOSP|MSCO|MORGAN STANLEY & CO. LLC|8098
AMS|AMER SHARED HOSP|NFSC|National Financial Services LLC|22139
AMS|AMER SHARED HOSP|NITE|VIRTU Americas LLC|22014
AMS|AMER SHARED HOSP|PWJC|UBS Financial Services, Inc.|1200
AMS|AMER SHARED HOSP|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
AMS|AMER SHARED HOSP|SWIM|TD Ameritrade, Inc.|5975
AMS|AMER SHARED HOSP|UBSA|UBS SECURITIES LLC|2625
AMS|AMER SHARED HOSP|UBSS|UBS Securities LLC|19911
AMS|AMER SHARED HOSP|WABR|Wall Street Access|300
AMS|AMER SHARED HOSP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68
AMS|AMER SHARED HOSP|WSEA|WOLVERINE SECURITIES, LLC|142
AMS|AMER SHARED HOSP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
AMSC|AMER SUPERCONDUCTOR|ALTX|Alternet Securities Inc.|4990
AMSC|AMER SUPERCONDUCTOR|APCC|Apex Clearing Corporation|1364
AMSC|AMER SUPERCONDUCTOR|BARD|Robert W. Baird & Co. Incorporated|500
AMSC|AMER SUPERCONDUCTOR|BATM|CBOE TRADING, INC.|328
AMSC|AMER SUPERCONDUCTOR|BAYC|BAY CREST PARTNERS, LLC|719
AMSC|AMER SUPERCONDUCTOR|BERN|Sanford C. Bernstein & Co., LLC|5661
AMSC|AMER SUPERCONDUCTOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|387
AMSC|AMER SUPERCONDUCTOR|BLKX|INSTINET, LLC|31000
AMSC|AMER SUPERCONDUCTOR|BYXM|CBOE TRADING, INC.|200
AMSC|AMER SUPERCONDUCTOR|BZYD|GOLDMAN SACHS & CO. LLC|1244
AMSC|AMER SUPERCONDUCTOR|CANT|Cantor Fitzgerald & Co.|173
AMSC|AMER SUPERCONDUCTOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4216
AMSC|AMER SUPERCONDUCTOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2609
AMSC|AMER SUPERCONDUCTOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|202
AMSC|AMER SUPERCONDUCTOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38295
AMSC|AMER SUPERCONDUCTOR|CTDL|Citadel Derivatives Group Llc|3923
AMSC|AMER SUPERCONDUCTOR|CTLR|CUTLER GROUP, LP|300
AMSC|AMER SUPERCONDUCTOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
AMSC|AMER SUPERCONDUCTOR|DBAB|Deutsche Bank Securities Inc.|27818
AMSC|AMER SUPERCONDUCTOR|DBAX|Deutsche Bank Securities Inc.|23300
AMSC|AMER SUPERCONDUCTOR|DCHF|Dart Executions, LLC|1500
AMSC|AMER SUPERCONDUCTOR|DEAN|MORGAN STANLEY|9705
AMSC|AMER SUPERCONDUCTOR|DEGS|RONIN PROFESSIONAL LLC|28264
AMSC|AMER SUPERCONDUCTOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3700
AMSC|AMER SUPERCONDUCTOR|EBXL|EBX LLC|15100
AMSC|AMER SUPERCONDUCTOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|9700
AMSC|AMER SUPERCONDUCTOR|EDJO|Edward D. Jones & Co., L.P.|900
AMSC|AMER SUPERCONDUCTOR|EGAM|CBOE TRADING, INC.|6725
AMSC|AMER SUPERCONDUCTOR|EGMT|EG MARKET TECHNOLOGIES LLC|100
AMSC|AMER SUPERCONDUCTOR|EGXM|CBOE TRADING, INC.|1604
AMSC|AMER SUPERCONDUCTOR|ETBE|Electronic Transaction Clearing, Inc.|701
AMSC|AMER SUPERCONDUCTOR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
AMSC|AMER SUPERCONDUCTOR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|620
AMSC|AMER SUPERCONDUCTOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6255
AMSC|AMER SUPERCONDUCTOR|ETRS|E*Trade Securities LLC|80819
AMSC|AMER SUPERCONDUCTOR|FBCO|Credit Suisse Securities (USA) LLC|31212
AMSC|AMER SUPERCONDUCTOR|FILL|Tradestation Securities, Inc.|11356
AMSC|AMER SUPERCONDUCTOR|FMAF|NBCN Inc./ CDS|150
AMSC|AMER SUPERCONDUCTOR|FOMA|TD AMERITRADE CLEARING, INC.|293825
AMSC|AMER SUPERCONDUCTOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12803
AMSC|AMER SUPERCONDUCTOR|FTBR|Foliofn Investments, Inc.|225
AMSC|AMER SUPERCONDUCTOR|GEBB|GLOBAL EXECUTION BROKERS, LP|1366
AMSC|AMER SUPERCONDUCTOR|GLIS|TD Securities Inc|400
AMSC|AMER SUPERCONDUCTOR|GLPX|ACS EXECUTION SERVICES, LLC|20643
AMSC|AMER SUPERCONDUCTOR|GSCO|GOLDMAN SACHS & CO. LLC|34401
AMSC|AMER SUPERCONDUCTOR|GSCS|GOLDMAN SACHS & CO. LLC|7000
AMSC|AMER SUPERCONDUCTOR|GSLT|GOLDMAN SACHS & CO. LLC|10379
AMSC|AMER SUPERCONDUCTOR|GTSZ|GTS SECURITIES LLC|4214
AMSC|AMER SUPERCONDUCTOR|HRBF|American Enterprise Investment Services Inc.|50289
AMSC|AMER SUPERCONDUCTOR|IATS|INTERACTIVE BROKERS LLC|12955
AMSC|AMER SUPERCONDUCTOR|IBKR|Interactive Brokers Llc|141115
AMSC|AMER SUPERCONDUCTOR|ICBX|INSTINET, LLC|5189
AMSC|AMER SUPERCONDUCTOR|INCA|INSTINET, LLC|61662
AMSC|AMER SUPERCONDUCTOR|INJX|INSTINET, LLC|4190
AMSC|AMER SUPERCONDUCTOR|ITGI|ITG Inc.|22526
AMSC|AMER SUPERCONDUCTOR|ITGP|ITG INC.|91600
AMSC|AMER SUPERCONDUCTOR|JEFF|JEFFERIES LLC|29333
AMSC|AMER SUPERCONDUCTOR|JMPT|JUMP TRADING, LLC|6002
AMSC|AMER SUPERCONDUCTOR|JPMX|J.P. Morgan Securities LLC|22502
AMSC|AMER SUPERCONDUCTOR|JSJX|JANE STREET CAPITAL LLC|603
AMSC|AMER SUPERCONDUCTOR|KCGM|VIRTU Americas LLC|3170
AMSC|AMER SUPERCONDUCTOR|LEHM|Barclays Capital Inc./Le|73515
AMSC|AMER SUPERCONDUCTOR|LIME|Lime Brokerage LLC|43403
AMSC|AMER SUPERCONDUCTOR|LSCI|Lek Securities Corporation|100
AMSC|AMER SUPERCONDUCTOR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
AMSC|AMER SUPERCONDUCTOR|MBTS|ALLY INVEST SECURITIES LLC|5041
AMSC|AMER SUPERCONDUCTOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9319
AMSC|AMER SUPERCONDUCTOR|MSCO|MORGAN STANLEY & CO. LLC|351613
AMSC|AMER SUPERCONDUCTOR|MSPL|MORGAN STANLEY & CO. LLC|17800
AMSC|AMER SUPERCONDUCTOR|MSTX|MORGAN STANLEY & CO. LLC|1800
AMSC|AMER SUPERCONDUCTOR|NATL|National Securities Corporation|45231
AMSC|AMER SUPERCONDUCTOR|NFSC|National Financial Services LLC|122526
AMSC|AMER SUPERCONDUCTOR|NITE|VIRTU Americas LLC|364389
AMSC|AMER SUPERCONDUCTOR|NITP|VIRTU Americas LLC|100
AMSC|AMER SUPERCONDUCTOR|NQRB|Brut, LLC|3781
AMSC|AMER SUPERCONDUCTOR|OPCO|Oppenheimer & Co. Inc.|254
AMSC|AMER SUPERCONDUCTOR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
AMSC|AMER SUPERCONDUCTOR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2800
AMSC|AMER SUPERCONDUCTOR|PCPT|PHILLIP CAPITAL INC.|340
AMSC|AMER SUPERCONDUCTOR|PDQM|CODA MARKETS, INC.|55466
AMSC|AMER SUPERCONDUCTOR|PHLY|NASDAQ Execution Services, LLC|4600
AMSC|AMER SUPERCONDUCTOR|RAJA|Raymond James & Associates, Inc.|4833
AMSC|AMER SUPERCONDUCTOR|RBCM|RBC CAPITAL MARKETS, LLC|8175
AMSC|AMER SUPERCONDUCTOR|RGLD|Regal Securities, Inc|20
AMSC|AMER SUPERCONDUCTOR|SAGL|SAGETRADER, LLC|1200
AMSC|AMER SUPERCONDUCTOR|SBSH|Citigroup Global Markets Inc.|11621
AMSC|AMER SUPERCONDUCTOR|SGMT|GOLDMAN SACHS & CO. LLC|10960
AMSC|AMER SUPERCONDUCTOR|SPDR|SPEEDROUTE LLC|2913
AMSC|AMER SUPERCONDUCTOR|STFL|Stifel, Nicolaus & Company, Incorporated|1004
AMSC|AMER SUPERCONDUCTOR|STXG|Stockcross Financial Services, Inc.|2145
AMSC|AMER SUPERCONDUCTOR|SWIM|TD Ameritrade, Inc.|41680
AMSC|AMER SUPERCONDUCTOR|SWST|Hilltop Securities Inc.|11038
AMSC|AMER SUPERCONDUCTOR|TKNG|ALLY INVEST SECURITIES LLC|4958
AMSC|AMER SUPERCONDUCTOR|TRBT|Tradebot Systems, Inc.|19481
AMSC|AMER SUPERCONDUCTOR|TRCM|TRC MARKETS LLC|49864
AMSC|AMER SUPERCONDUCTOR|TWTT|TASTYWORKS, INC.|400
AMSC|AMER SUPERCONDUCTOR|UBSA|UBS SECURITIES LLC|103334
AMSC|AMER SUPERCONDUCTOR|UBSS|UBS Securities LLC|195349
AMSC|AMER SUPERCONDUCTOR|VALX|VIRTU AMERICAS LLC|3869
AMSC|AMER SUPERCONDUCTOR|VGRD|Vanguard Marketing Corporation|33934
AMSC|AMER SUPERCONDUCTOR|VSIN|Vision Financial Markets Llc|446
AMSC|AMER SUPERCONDUCTOR|WABR|Wall Street Access|21891
AMSC|AMER SUPERCONDUCTOR|WCHV|WELLS FARGO SECURITIES, LLC|10342
AMSC|AMER SUPERCONDUCTOR|WEDB|WEDBUSH SECURITIES INC.|800
AMSC|AMER SUPERCONDUCTOR|WEED|Weeden & Co.L.P.|2510
AMSC|AMER SUPERCONDUCTOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4242
AMSC|AMER SUPERCONDUCTOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34995
AMSC|AMER SUPERCONDUCTOR|WGIF|CIBC World Markets Inc.|249
AMSC|AMER SUPERCONDUCTOR|WSEA|WOLVERINE SECURITIES, LLC|8822
AMSC|AMER SUPERCONDUCTOR|XIST|INSTINET, LLC|1600
AMSC|AMER SUPERCONDUCTOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|39400
AMSC|AMER SUPERCONDUCTOR|YKNA|COMHAR CAPITAL MARKETS, LLC|2155
AMSC|AMER SUPERCONDUCTOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3781
AMSF|AMERISAFE INC|APCC|Apex Clearing Corporation|17
AMSF|AMERISAFE INC|BARD|Robert W. Baird & Co. Incorporated|197
AMSF|AMERISAFE INC|BATM|CBOE TRADING, INC.|200
AMSF|AMERISAFE INC|BERN|Sanford C. Bernstein & Co., LLC|16236
AMSF|AMERISAFE INC|BIDS|BIDS TRADING L.P.|1300
AMSF|AMERISAFE INC|BMOC|BMO Capital Markets Corp.|4557
AMSF|AMERISAFE INC|BNPX|BNP PARIBAS SECURITIES CORP.|7037
AMSF|AMERISAFE INC|BRVL|BLAYLOCK VAN, LLC|1400
AMSF|AMERISAFE INC|BTIG|BTIG, LLC|447
AMSF|AMERISAFE INC|BYXM|CBOE TRADING, INC.|100
AMSF|AMERISAFE INC|BZYD|GOLDMAN SACHS & CO. LLC|458
AMSF|AMERISAFE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|34392
AMSF|AMERISAFE INC|CIST|Capital Institutional Services, Inc.|41
AMSF|AMERISAFE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21089
AMSF|AMERISAFE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2789
AMSF|AMERISAFE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31
AMSF|AMERISAFE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14221
AMSF|AMERISAFE INC|CTDL|Citadel Derivatives Group Llc|5806
AMSF|AMERISAFE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|13940
AMSF|AMERISAFE INC|DBAB|Deutsche Bank Securities Inc.|48691
AMSF|AMERISAFE INC|DBAX|Deutsche Bank Securities Inc.|19400
AMSF|AMERISAFE INC|DBUL|Deutsche Bank Securities Inc.|100
AMSF|AMERISAFE INC|DEAN|MORGAN STANLEY|54
AMSF|AMERISAFE INC|DEGS|RONIN PROFESSIONAL LLC|1266
AMSF|AMERISAFE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|685
AMSF|AMERISAFE INC|EBXL|EBX LLC|15900
AMSF|AMERISAFE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1742
AMSF|AMERISAFE INC|EDJO|Edward D. Jones & Co., L.P.|140
AMSF|AMERISAFE INC|EGAM|CBOE TRADING, INC.|791
AMSF|AMERISAFE INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
AMSF|AMERISAFE INC|EGXM|CBOE TRADING, INC.|5
AMSF|AMERISAFE INC|ELEV|ELEVATION, LLC|328
AMSF|AMERISAFE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|27
AMSF|AMERISAFE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6276
AMSF|AMERISAFE INC|ETRS|E*Trade Securities LLC|23
AMSF|AMERISAFE INC|FBCO|Credit Suisse Securities (USA) LLC|38684
AMSF|AMERISAFE INC|FILL|Tradestation Securities, Inc.|200
AMSF|AMERISAFE INC|FOMA|TD AMERITRADE CLEARING, INC.|45171
AMSF|AMERISAFE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|402
AMSF|AMERISAFE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5689
AMSF|AMERISAFE INC|FTBR|Foliofn Investments, Inc.|68
AMSF|AMERISAFE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|28284
AMSF|AMERISAFE INC|GLPX|ACS EXECUTION SERVICES, LLC|218
AMSF|AMERISAFE INC|GSCO|GOLDMAN SACHS & CO. LLC|76006
AMSF|AMERISAFE INC|GSCS|GOLDMAN SACHS & CO. LLC|2178
AMSF|AMERISAFE INC|GSLT|GOLDMAN SACHS & CO. LLC|22
AMSF|AMERISAFE INC|GTSZ|GTS SECURITIES LLC|3405
AMSF|AMERISAFE INC|HRBF|American Enterprise Investment Services Inc.|641
AMSF|AMERISAFE INC|HSBC|HSBC Securities, Inc.|500
AMSF|AMERISAFE INC|IATS|INTERACTIVE BROKERS LLC|2200
AMSF|AMERISAFE INC|IBKR|Interactive Brokers Llc|18776
AMSF|AMERISAFE INC|ICBX|INSTINET, LLC|3400
AMSF|AMERISAFE INC|IEQY|CITADEL SECURITIES LLC|6844
AMSF|AMERISAFE INC|INCA|INSTINET, LLC|45880
AMSF|AMERISAFE INC|INJX|INSTINET, LLC|8663
AMSF|AMERISAFE INC|ITGI|ITG Inc.|4439
AMSF|AMERISAFE INC|ITGP|ITG INC.|8800
AMSF|AMERISAFE INC|JEFF|JEFFERIES LLC|24411
AMSF|AMERISAFE INC|JPBX|J.P. MORGAN SECURITIES LLC|1424
AMSF|AMERISAFE INC|JPMX|J.P. Morgan Securities LLC|34207
AMSF|AMERISAFE INC|JSJX|JANE STREET CAPITAL LLC|2451
AMSF|AMERISAFE INC|KBWI|Keefe, Bruyette & Woods, Inc.|1796
AMSF|AMERISAFE INC|KCGM|VIRTU Americas LLC|1615
AMSF|AMERISAFE INC|LEHM|Barclays Capital Inc./Le|38676
AMSF|AMERISAFE INC|LIME|Lime Brokerage LLC|58634
AMSF|AMERISAFE INC|LMGP|LIME BROKERAGE LLC|5378
AMSF|AMERISAFE INC|LSCI|Lek Securities Corporation|100
AMSF|AMERISAFE INC|MACC|Mid Atlantic Capital Corporation|860
AMSF|AMERISAFE INC|MAXM|Maxim Group LLC|3636
AMSF|AMERISAFE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11304
AMSF|AMERISAFE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|630
AMSF|AMERISAFE INC|MSCO|MORGAN STANLEY & CO. LLC|180743
AMSF|AMERISAFE INC|MSPL|MORGAN STANLEY & CO. LLC|19700
AMSF|AMERISAFE INC|MSTX|MORGAN STANLEY & CO. LLC|2300
AMSF|AMERISAFE INC|NEUB|NEUBERGER BERMAN BD LLC|1400
AMSF|AMERISAFE INC|NFSC|National Financial Services LLC|5320
AMSF|AMERISAFE INC|NITE|VIRTU Americas LLC|25253
AMSF|AMERISAFE INC|NQRB|Brut, LLC|500
AMSF|AMERISAFE INC|NTRC|Northern Trust Securities, Inc.|10
AMSF|AMERISAFE INC|OPCO|Oppenheimer & Co. Inc.|2036
AMSF|AMERISAFE INC|PDQM|CODA MARKETS, INC.|3058
AMSF|AMERISAFE INC|RAJA|Raymond James & Associates, Inc.|176
AMSF|AMERISAFE INC|RBCM|RBC CAPITAL MARKETS, LLC|87
AMSF|AMERISAFE INC|SAGW|SAGETRADER, LLC|100
AMSF|AMERISAFE INC|SBSH|Citigroup Global Markets Inc.|36124
AMSF|AMERISAFE INC|SGMT|GOLDMAN SACHS & CO. LLC|7117
AMSF|AMERISAFE INC|SPDR|SPEEDROUTE LLC|10401
AMSF|AMERISAFE INC|SPTD|MINT GLOBAL MARKETS, INC.|3060
AMSF|AMERISAFE INC|STFL|Stifel, Nicolaus & Company, Incorporated|1918
AMSF|AMERISAFE INC|SWIM|TD Ameritrade, Inc.|249
AMSF|AMERISAFE INC|SWST|Hilltop Securities Inc.|994
AMSF|AMERISAFE INC|TRBT|Tradebot Systems, Inc.|16198
AMSF|AMERISAFE INC|TRCM|TRC MARKETS LLC|37145
AMSF|AMERISAFE INC|UBSA|UBS SECURITIES LLC|32158
AMSF|AMERISAFE INC|UBSS|UBS Securities LLC|101005
AMSF|AMERISAFE INC|VALX|VIRTU AMERICAS LLC|6153
AMSF|AMERISAFE INC|VERT|The Vertical Trading Group, LLC|27
AMSF|AMERISAFE INC|VGRD|Vanguard Marketing Corporation|179
AMSF|AMERISAFE INC|WCHV|WELLS FARGO SECURITIES, LLC|2722
AMSF|AMERISAFE INC|WEED|Weeden & Co.L.P.|500
AMSF|AMERISAFE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1411
AMSF|AMERISAFE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33
AMSF|AMERISAFE INC|WSEA|WOLVERINE SECURITIES, LLC|5
AMSF|AMERISAFE INC|XIST|INSTINET, LLC|4606
AMSF|AMERISAFE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
AMSF|AMERISAFE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|110
AMSWA|AMER SOFTWARE INC ##|ALTX|Alternet Securities Inc.|2600
AMSWA|AMER SOFTWARE INC ##|APCC|Apex Clearing Corporation|1132
AMSWA|AMER SOFTWARE INC ##|BARD|Robert W. Baird & Co. Incorporated|199
AMSWA|AMER SOFTWARE INC ##|BATM|CBOE TRADING, INC.|403
AMSWA|AMER SOFTWARE INC ##|BERN|Sanford C. Bernstein & Co., LLC|8478
AMSWA|AMER SOFTWARE INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|166
AMSWA|AMER SOFTWARE INC ##|BLKX|INSTINET, LLC|20000
AMSWA|AMER SOFTWARE INC ##|BMOC|BMO Capital Markets Corp.|4403
AMSWA|AMER SOFTWARE INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|1872
AMSWA|AMER SOFTWARE INC ##|BRGE|Newbridge Securities Corp.|900
AMSWA|AMER SOFTWARE INC ##|BTIG|BTIG, LLC|25
AMSWA|AMER SOFTWARE INC ##|BZYD|GOLDMAN SACHS & CO. LLC|5735
AMSWA|AMER SOFTWARE INC ##|CANT|Cantor Fitzgerald & Co.|106
AMSWA|AMER SOFTWARE INC ##|CHAS|Charles Schwab & Co., Inc.|4
AMSWA|AMER SOFTWARE INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29021
AMSWA|AMER SOFTWARE INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30344
AMSWA|AMER SOFTWARE INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40927
AMSWA|AMER SOFTWARE INC ##|CTDL|Citadel Derivatives Group Llc|2542
AMSWA|AMER SOFTWARE INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|13922
AMSWA|AMER SOFTWARE INC ##|DBAB|Deutsche Bank Securities Inc.|91590
AMSWA|AMER SOFTWARE INC ##|DBAX|Deutsche Bank Securities Inc.|62300
AMSWA|AMER SOFTWARE INC ##|DEGS|RONIN PROFESSIONAL LLC|8456
AMSWA|AMER SOFTWARE INC ##|EBXL|EBX LLC|37200
AMSWA|AMER SOFTWARE INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1534
AMSWA|AMER SOFTWARE INC ##|EDJO|Edward D. Jones & Co., L.P.|1
AMSWA|AMER SOFTWARE INC ##|EGAM|CBOE TRADING, INC.|7397
AMSWA|AMER SOFTWARE INC ##|EGAW|CBOE TRADING, INC.|100
AMSWA|AMER SOFTWARE INC ##|EGMT|EG MARKET TECHNOLOGIES LLC|110
AMSWA|AMER SOFTWARE INC ##|EGXM|CBOE TRADING, INC.|1224
AMSWA|AMER SOFTWARE INC ##|EGXW|CBOE TRADING, INC.|100
AMSWA|AMER SOFTWARE INC ##|ETBE|Electronic Transaction Clearing, Inc.|933
AMSWA|AMER SOFTWARE INC ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|408
AMSWA|AMER SOFTWARE INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2867
AMSWA|AMER SOFTWARE INC ##|ETRS|E*Trade Securities LLC|9131
AMSWA|AMER SOFTWARE INC ##|FBCO|Credit Suisse Securities (USA) LLC|107483
AMSWA|AMER SOFTWARE INC ##|FILL|Tradestation Securities, Inc.|1660
AMSWA|AMER SOFTWARE INC ##|FMAF|NBCN Inc./ CDS|371
AMSWA|AMER SOFTWARE INC ##|FOMA|TD AMERITRADE CLEARING, INC.|72587
AMSWA|AMER SOFTWARE INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43717
AMSWA|AMER SOFTWARE INC ##|FTBR|Foliofn Investments, Inc.|2934
AMSWA|AMER SOFTWARE INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8581
AMSWA|AMER SOFTWARE INC ##|GLPX|ACS EXECUTION SERVICES, LLC|10526
AMSWA|AMER SOFTWARE INC ##|GSCO|GOLDMAN SACHS & CO. LLC|153771
AMSWA|AMER SOFTWARE INC ##|GSCS|GOLDMAN SACHS & CO. LLC|119
AMSWA|AMER SOFTWARE INC ##|GSLT|GOLDMAN SACHS & CO. LLC|518
AMSWA|AMER SOFTWARE INC ##|GTSZ|GTS SECURITIES LLC|6591
AMSWA|AMER SOFTWARE INC ##|HRBF|American Enterprise Investment Services Inc.|4383
AMSWA|AMER SOFTWARE INC ##|HSBC|HSBC Securities, Inc.|12467
AMSWA|AMER SOFTWARE INC ##|IATS|INTERACTIVE BROKERS LLC|6717
AMSWA|AMER SOFTWARE INC ##|IBKR|Interactive Brokers Llc|55974
AMSWA|AMER SOFTWARE INC ##|ICBX|INSTINET, LLC|7450
AMSWA|AMER SOFTWARE INC ##|IEQY|CITADEL SECURITIES LLC|7775
AMSWA|AMER SOFTWARE INC ##|INCA|INSTINET, LLC|77761
AMSWA|AMER SOFTWARE INC ##|INJX|INSTINET, LLC|2938
AMSWA|AMER SOFTWARE INC ##|ITGI|ITG Inc.|28986
AMSWA|AMER SOFTWARE INC ##|JEFF|JEFFERIES LLC|8932
AMSWA|AMER SOFTWARE INC ##|JMPT|JUMP TRADING, LLC|3337
AMSWA|AMER SOFTWARE INC ##|JPBX|J.P. MORGAN SECURITIES LLC|400
AMSWA|AMER SOFTWARE INC ##|JPMX|J.P. Morgan Securities LLC|32518
AMSWA|AMER SOFTWARE INC ##|KCGM|VIRTU Americas LLC|5037
AMSWA|AMER SOFTWARE INC ##|LEHM|Barclays Capital Inc./Le|91288
AMSWA|AMER SOFTWARE INC ##|LIME|Lime Brokerage LLC|82916
AMSWA|AMER SOFTWARE INC ##|LMGP|LIME BROKERAGE LLC|17000
AMSWA|AMER SOFTWARE INC ##|LQNA|LIQUIDNET, INC.|6100
AMSWA|AMER SOFTWARE INC ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
AMSWA|AMER SOFTWARE INC ##|MACC|Mid Atlantic Capital Corporation|20
AMSWA|AMER SOFTWARE INC ##|MAXM|Maxim Group LLC|2981
AMSWA|AMER SOFTWARE INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10700
AMSWA|AMER SOFTWARE INC ##|MOTF|MOTIF INVESTING, INC.|1
AMSWA|AMER SOFTWARE INC ##|MSCO|MORGAN STANLEY & CO. LLC|270980
AMSWA|AMER SOFTWARE INC ##|MSPL|MORGAN STANLEY & CO. LLC|20600
AMSWA|AMER SOFTWARE INC ##|MSTX|MORGAN STANLEY & CO. LLC|7400
AMSWA|AMER SOFTWARE INC ##|NATL|National Securities Corporation|13171
AMSWA|AMER SOFTWARE INC ##|NFSC|National Financial Services LLC|115970
AMSWA|AMER SOFTWARE INC ##|NITE|VIRTU Americas LLC|201964
AMSWA|AMER SOFTWARE INC ##|NITP|VIRTU Americas LLC|1235
AMSWA|AMER SOFTWARE INC ##|NQRB|Brut, LLC|1271
AMSWA|AMER SOFTWARE INC ##|PDQM|CODA MARKETS, INC.|17690
AMSWA|AMER SOFTWARE INC ##|PHLY|NASDAQ Execution Services, LLC|200
AMSWA|AMER SOFTWARE INC ##|PWJC|UBS Financial Services, Inc.|7800
AMSWA|AMER SOFTWARE INC ##|RAJA|Raymond James & Associates, Inc.|8614
AMSWA|AMER SOFTWARE INC ##|RBCM|RBC CAPITAL MARKETS, LLC|2900
AMSWA|AMER SOFTWARE INC ##|RILY|B. RILEY FBR, INC.|5780
AMSWA|AMER SOFTWARE INC ##|SAGL|SAGETRADER, LLC|200
AMSWA|AMER SOFTWARE INC ##|SAGW|SAGETRADER, LLC|130
AMSWA|AMER SOFTWARE INC ##|SBSH|Citigroup Global Markets Inc.|139686
AMSWA|AMER SOFTWARE INC ##|SGMT|GOLDMAN SACHS & CO. LLC|12757
AMSWA|AMER SOFTWARE INC ##|SPDR|SPEEDROUTE LLC|6364
AMSWA|AMER SOFTWARE INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|1978
AMSWA|AMER SOFTWARE INC ##|SWIM|TD Ameritrade, Inc.|27484
AMSWA|AMER SOFTWARE INC ##|SWST|Hilltop Securities Inc.|200
AMSWA|AMER SOFTWARE INC ##|TKNG|ALLY INVEST SECURITIES LLC|439
AMSWA|AMER SOFTWARE INC ##|TRBT|Tradebot Systems, Inc.|26294
AMSWA|AMER SOFTWARE INC ##|TRCM|TRC MARKETS LLC|31021
AMSWA|AMER SOFTWARE INC ##|UBSA|UBS SECURITIES LLC|116993
AMSWA|AMER SOFTWARE INC ##|UBSS|UBS Securities LLC|276517
AMSWA|AMER SOFTWARE INC ##|VALX|VIRTU AMERICAS LLC|7958
AMSWA|AMER SOFTWARE INC ##|VGRD|Vanguard Marketing Corporation|368
AMSWA|AMER SOFTWARE INC ##|WCHV|WELLS FARGO SECURITIES, LLC|12932
AMSWA|AMER SOFTWARE INC ##|WEED|Weeden & Co.L.P.|3900
AMSWA|AMER SOFTWARE INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2662
AMSWA|AMER SOFTWARE INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6206
AMSWA|AMER SOFTWARE INC ##|WGIF|CIBC World Markets Inc.|295
AMSWA|AMER SOFTWARE INC ##|WSEA|WOLVERINE SECURITIES, LLC|2664
AMSWA|AMER SOFTWARE INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
AMSWA|AMER SOFTWARE INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|396
AMSWA|AMER SOFTWARE INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|472
AMT|AMER TOWER CP|ABLE|NATIXIS Securities Americas LLC|51640
AMT|AMER TOWER CP|ACAD|ACADEMY SECURITIES, INC.|3100
AMT|AMER TOWER CP|ADAM|CANACCORD GENUITY INC.|144
AMT|AMER TOWER CP|ALLN|Allen & Company LLC|3230
AMT|AMER TOWER CP|ALTX|Alternet Securities Inc.|14696
AMT|AMER TOWER CP|ANOS|ABEL/NOSER, L.L.C.|8720
AMT|AMER TOWER CP|APCC|Apex Clearing Corporation|600
AMT|AMER TOWER CP|AQUA|AQUA SECURITIES L.P.|3700
AMT|AMER TOWER CP|BALE|M&T SECURITIES, INC.|992
AMT|AMER TOWER CP|BANK|Primevest Financial Services, Inc.|74
AMT|AMER TOWER CP|BARD|Robert W. Baird & Co. Incorporated|11661
AMT|AMER TOWER CP|BATM|CBOE TRADING, INC.|18057
AMT|AMER TOWER CP|BAYC|BAY CREST PARTNERS, LLC|2855
AMT|AMER TOWER CP|BAYT|BTIG, LLC|10100
AMT|AMER TOWER CP|BBNT|BB&T SECURITIES, LLC|1041
AMT|AMER TOWER CP|BERN|Sanford C. Bernstein & Co., LLC|368761
AMT|AMER TOWER CP|BIDS|BIDS TRADING L.P.|22674
AMT|AMER TOWER CP|BIMI|Banca IMI Securities Corp.|82
AMT|AMER TOWER CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17001
AMT|AMER TOWER CP|BLKX|INSTINET, LLC|283600
AMT|AMER TOWER CP|BMOC|BMO Capital Markets Corp.|26370
AMT|AMER TOWER CP|BNPX|BNP PARIBAS SECURITIES CORP.|144611
AMT|AMER TOWER CP|BTIG|BTIG, LLC|50659
AMT|AMER TOWER CP|BYXM|CBOE TRADING, INC.|4552
AMT|AMER TOWER CP|BZYD|GOLDMAN SACHS & CO. LLC|1879
AMT|AMER TOWER CP|CABR|Cabrera Capital Markets, Inc.|50
AMT|AMER TOWER CP|CANT|Cantor Fitzgerald & Co.|684
AMT|AMER TOWER CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|98428
AMT|AMER TOWER CP|CHAS|Charles Schwab & Co., Inc.|9765
AMT|AMER TOWER CP|CIBP|CIBC World Markets Corp.|24396
AMT|AMER TOWER CP|CICF|Canaccord Genuity Corp.|103
AMT|AMER TOWER CP|CIST|Capital Institutional Services, Inc.|4780
AMT|AMER TOWER CP|CLSA|CLSA AMERICAS, LLC|4468
AMT|AMER TOWER CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|405100
AMT|AMER TOWER CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
AMT|AMER TOWER CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6889
AMT|AMER TOWER CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|749626
AMT|AMER TOWER CP|CSIN|Citadel Securities Institutional LLC|9488
AMT|AMER TOWER CP|CTDL|Citadel Derivatives Group Llc|27876
AMT|AMER TOWER CP|CTLR|CUTLER GROUP, LP|4872
AMT|AMER TOWER CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|84184
AMT|AMER TOWER CP|DADA|D.A. Davidson & Co.|551
AMT|AMER TOWER CP|DAVA|Davenport & Company LLC|16879
AMT|AMER TOWER CP|DBAB|Deutsche Bank Securities Inc.|485388
AMT|AMER TOWER CP|DBAX|Deutsche Bank Securities Inc.|477800
AMT|AMER TOWER CP|DBUL|Deutsche Bank Securities Inc.|700
AMT|AMER TOWER CP|DCHF|Dart Executions, LLC|12526
AMT|AMER TOWER CP|DEAN|MORGAN STANLEY|22904
AMT|AMER TOWER CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16221
AMT|AMER TOWER CP|DREX|Drexel Hamilton, LLC|17374
AMT|AMER TOWER CP|DRWK|DRW SECURITIES, L.L.C.|11774
AMT|AMER TOWER CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|9181
AMT|AMER TOWER CP|EBXL|EBX LLC|445300
AMT|AMER TOWER CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|14400
AMT|AMER TOWER CP|EDJC|Edward Jones / CDS|1761
AMT|AMER TOWER CP|EDJO|Edward D. Jones & Co., L.P.|27015
AMT|AMER TOWER CP|EGAM|CBOE TRADING, INC.|31975
AMT|AMER TOWER CP|EGAW|CBOE TRADING, INC.|133
AMT|AMER TOWER CP|EGMT|EG MARKET TECHNOLOGIES LLC|6202
AMT|AMER TOWER CP|EGXM|CBOE TRADING, INC.|6083
AMT|AMER TOWER CP|EGXW|CBOE TRADING, INC.|136
AMT|AMER TOWER CP|ESPO|ESPOSITO SECURITIES, LLC|291
AMT|AMER TOWER CP|ETBE|Electronic Transaction Clearing, Inc.|88974
AMT|AMER TOWER CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
AMT|AMER TOWER CP|ETCB|ETC BROKERAGE SERVICES, LLC|7
AMT|AMER TOWER CP|ETCC|Electronic Transaction Clearing, Inc.|704
AMT|AMER TOWER CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69039
AMT|AMER TOWER CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1685
AMT|AMER TOWER CP|ETRS|E*Trade Securities LLC|74429
AMT|AMER TOWER CP|FBSB|U.S. Bancorp Investments, Inc.|116
AMT|AMER TOWER CP|FIDT|Fidelity Clearing Canada ULC./ CDS|105
AMT|AMER TOWER CP|FILL|Tradestation Securities, Inc.|1310
AMT|AMER TOWER CP|FINX|FINTECH SECURITIES|286
AMT|AMER TOWER CP|FMAF|NBCN Inc./ CDS|11709
AMT|AMER TOWER CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|50689
AMT|AMER TOWER CP|FQLS|Quantlab Securities LP|680906
AMT|AMER TOWER CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|148508
AMT|AMER TOWER CP|FTBR|Foliofn Investments, Inc.|5303
AMT|AMER TOWER CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1955
AMT|AMER TOWER CP|GLIS|TD Securities Inc|1112
AMT|AMER TOWER CP|GLPX|ACS EXECUTION SERVICES, LLC|147222
AMT|AMER TOWER CP|GNAV|GREEN STREET TRADING, LLC|1300
AMT|AMER TOWER CP|GSCO|GOLDMAN SACHS & CO. LLC|2061559
AMT|AMER TOWER CP|GSCS|GOLDMAN SACHS & CO. LLC|7680
AMT|AMER TOWER CP|GSLT|GOLDMAN SACHS & CO. LLC|23457
AMT|AMER TOWER CP|GTSZ|GTS SECURITIES LLC|307067
AMT|AMER TOWER CP|HAPX|HAP Trading, LLC|200
AMT|AMER TOWER CP|HRBF|American Enterprise Investment Services Inc.|11371
AMT|AMER TOWER CP|HSBC|HSBC Securities, Inc.|8679
AMT|AMER TOWER CP|IATS|INTERACTIVE BROKERS LLC|22879
AMT|AMER TOWER CP|IBKR|Interactive Brokers Llc|45882
AMT|AMER TOWER CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|653
AMT|AMER TOWER CP|ICBX|INSTINET, LLC|161401
AMT|AMER TOWER CP|IEQY|CITADEL SECURITIES LLC|271397
AMT|AMER TOWER CP|INCA|INSTINET, LLC|607466
AMT|AMER TOWER CP|INJX|INSTINET, LLC|5752
AMT|AMER TOWER CP|INTL|INTL FCSTONE FINANCIAL INC.|24
AMT|AMER TOWER CP|ITGI|ITG Inc.|109941
AMT|AMER TOWER CP|ITGP|ITG INC.|217200
AMT|AMER TOWER CP|JANY|Janney Montgomery Scott Inc.|4707
AMT|AMER TOWER CP|JEFF|JEFFERIES LLC|145282
AMT|AMER TOWER CP|JMPT|JUMP TRADING, LLC|133406
AMT|AMER TOWER CP|JONE|JonesTrading|7639
AMT|AMER TOWER CP|JPBX|J.P. MORGAN SECURITIES LLC|189641
AMT|AMER TOWER CP|JPMX|J.P. Morgan Securities LLC|805457
AMT|AMER TOWER CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|11428
AMT|AMER TOWER CP|JSJX|JANE STREET CAPITAL LLC|16501
AMT|AMER TOWER CP|KCGM|VIRTU Americas LLC|91630
AMT|AMER TOWER CP|LEHM|Barclays Capital Inc./Le|1484712
AMT|AMER TOWER CP|LIME|Lime Brokerage LLC|76394
AMT|AMER TOWER CP|LIWD|LIME BROKERAGE LLC|3228
AMT|AMER TOWER CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|1812530
AMT|AMER TOWER CP|LOOP|Loop Capital Markets LLC|9738
AMT|AMER TOWER CP|LQNA|LIQUIDNET, INC.|32800
AMT|AMER TOWER CP|LSCI|Lek Securities Corporation|2187
AMT|AMER TOWER CP|MACC|Mid Atlantic Capital Corporation|3515
AMT|AMER TOWER CP|MACQ|Macquarie Capital (USA) Inc.|11293
AMT|AMER TOWER CP|MAVB|Great Point Capital LLC|100
AMT|AMER TOWER CP|MAXM|Maxim Group LLC|201
AMT|AMER TOWER CP|MBTS|ALLY INVEST SECURITIES LLC|140
AMT|AMER TOWER CP|MCMF|Raymond James Ltd. Cds|284
AMT|AMER TOWER CP|MKMP|MKM Partners LLC|95499
AMT|AMER TOWER CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|182507
AMT|AMER TOWER CP|MNDX|TJM Investments, LLC|1320
AMT|AMER TOWER CP|MOTF|MOTIF INVESTING, INC.|27
AMT|AMER TOWER CP|MPSG|E D & F Man Capital Markets Inc.|263
AMT|AMER TOWER CP|MSCO|MORGAN STANLEY & CO. LLC|2888823
AMT|AMER TOWER CP|MSPL|MORGAN STANLEY & CO. LLC|379000
AMT|AMER TOWER CP|MSTX|MORGAN STANLEY & CO. LLC|260300
AMT|AMER TOWER CP|NEED|Needham & Company, LLC|163
AMT|AMER TOWER CP|NEUB|NEUBERGER BERMAN BD LLC|1642
AMT|AMER TOWER CP|NFSC|National Financial Services LLC|223447
AMT|AMER TOWER CP|NITE|VIRTU Americas LLC|575612
AMT|AMER TOWER CP|NITP|VIRTU Americas LLC|100
AMT|AMER TOWER CP|NQRB|Brut, LLC|18295
AMT|AMER TOWER CP|NTBF|BMO Nesbitt Burns Inc./CDS|2356
AMT|AMER TOWER CP|NTRC|Northern Trust Securities, Inc.|2127
AMT|AMER TOWER CP|OHOS|TWO SIGMA SECURITIES, LLC|155509
AMT|AMER TOWER CP|OPCO|Oppenheimer & Co. Inc.|6425
AMT|AMER TOWER CP|OTAA|OTA LLC|900
AMT|AMER TOWER CP|PCPT|PHILLIP CAPITAL INC.|100
AMT|AMER TOWER CP|PDQM|CODA MARKETS, INC.|335860
AMT|AMER TOWER CP|PHLY|NASDAQ Execution Services, LLC|5000
AMT|AMER TOWER CP|PICT|Pictet Overseas Inc.|260
AMT|AMER TOWER CP|PIPR|Piper Jaffray & Co.|6351
AMT|AMER TOWER CP|PNSR|Penserra Securities, LLC|4900
AMT|AMER TOWER CP|PWJC|UBS Financial Services, Inc.|10019
AMT|AMER TOWER CP|QMSR|QUATTRO M SECURITIES INC.|11330
AMT|AMER TOWER CP|RBCM|RBC CAPITAL MARKETS, LLC|20662
AMT|AMER TOWER CP|RHCO|Suntrust Robinson Humphrey, Inc.|765
AMT|AMER TOWER CP|SAGL|SAGETRADER, LLC|128251
AMT|AMER TOWER CP|SAGW|SAGETRADER, LLC|11
AMT|AMER TOWER CP|SALI|INTL FCSTONE FINANCIAL INC.|179
AMT|AMER TOWER CP|SBSH|Citigroup Global Markets Inc.|403869
AMT|AMER TOWER CP|SEIC|SEI Investments Distribution Co.|2600
AMT|AMER TOWER CP|SGMT|GOLDMAN SACHS & CO. LLC|350650
AMT|AMER TOWER CP|SHMR|ABN Amro Clearing LLC|281
AMT|AMER TOWER CP|SPDR|SPEEDROUTE LLC|38341
AMT|AMER TOWER CP|SPHN|Stephens Inc.|17
AMT|AMER TOWER CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
AMT|AMER TOWER CP|STFL|Stifel, Nicolaus & Company, Incorporated|18041
AMT|AMER TOWER CP|STKP|STOCKPILE INVESTMENTS, INC.|40
AMT|AMER TOWER CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6950
AMT|AMER TOWER CP|SWIM|TD Ameritrade, Inc.|12579
AMT|AMER TOWER CP|SWST|Hilltop Securities Inc.|8326
AMT|AMER TOWER CP|TAGC|TELSEY ADVISORY GROUP LLC|41038
AMT|AMER TOWER CP|TDSI|TD Securities (USA) LLC|500
AMT|AMER TOWER CP|TKNG|ALLY INVEST SECURITIES LLC|449
AMT|AMER TOWER CP|TOUR|TOURMALINE PARTNERS, LLC|200
AMT|AMER TOWER CP|TRBT|Tradebot Systems, Inc.|433527
AMT|AMER TOWER CP|TRCM|TRC MARKETS LLC|296967
AMT|AMER TOWER CP|UBSA|UBS SECURITIES LLC|1295898
AMT|AMER TOWER CP|UBSS|UBS Securities LLC|1864241
AMT|AMER TOWER CP|VALX|VIRTU AMERICAS LLC|42582
AMT|AMER TOWER CP|VGRD|Vanguard Marketing Corporation|13977
AMT|AMER TOWER CP|VSIN|Vision Financial Markets Llc|900
AMT|AMER TOWER CP|WBET|Wallachbeth Capital LLC|100
AMT|AMER TOWER CP|WBLR|WILLIAM BLAIR|2798
AMT|AMER TOWER CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2141
AMT|AMER TOWER CP|WCHV|WELLS FARGO SECURITIES, LLC|332444
AMT|AMER TOWER CP|WDNX|WEEDEN & CO.L.P.|12784
AMT|AMER TOWER CP|WEDB|WEDBUSH SECURITIES INC.|8059
AMT|AMER TOWER CP|WEED|Weeden & Co.L.P.|30508
AMT|AMER TOWER CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|46216
AMT|AMER TOWER CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37687
AMT|AMER TOWER CP|WGIF|CIBC World Markets Inc.|191
AMT|AMER TOWER CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2790
AMT|AMER TOWER CP|WSAG|WALL STREET ACCESS|180
AMT|AMER TOWER CP|WSEA|WOLVERINE SECURITIES, LLC|6959
AMT|AMER TOWER CP|XIST|INSTINET, LLC|182442
AMT|AMER TOWER CP|XPQR|Jump Trading|19554
AMT|AMER TOWER CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|50956
AMT|AMER TOWER CP|YKNA|COMHAR CAPITAL MARKETS, LLC|10282
AMT|AMER TOWER CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15024
AMTD|TD AMERITRADE HD CM|ABLE|NATIXIS Securities Americas LLC|3460
AMTD|TD AMERITRADE HD CM|AGIS|Aegis Capital Corp.|180
AMTD|TD AMERITRADE HD CM|ALTX|Alternet Securities Inc.|14585
AMTD|TD AMERITRADE HD CM|ANOS|ABEL/NOSER, L.L.C.|252
AMTD|TD AMERITRADE HD CM|APCC|Apex Clearing Corporation|3925
AMTD|TD AMERITRADE HD CM|AQUA|AQUA SECURITIES L.P.|14900
AMTD|TD AMERITRADE HD CM|BANK|Primevest Financial Services, Inc.|87
AMTD|TD AMERITRADE HD CM|BARD|Robert W. Baird & Co. Incorporated|181
AMTD|TD AMERITRADE HD CM|BATM|CBOE TRADING, INC.|7831
AMTD|TD AMERITRADE HD CM|BAYT|BTIG, LLC|3300
AMTD|TD AMERITRADE HD CM|BBNT|BB&T SECURITIES, LLC|232
AMTD|TD AMERITRADE HD CM|BERN|Sanford C. Bernstein & Co., LLC|225727
AMTD|TD AMERITRADE HD CM|BGCE|BGC Financial Inc.|4490
AMTD|TD AMERITRADE HD CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12366
AMTD|TD AMERITRADE HD CM|BLKX|INSTINET, LLC|32100
AMTD|TD AMERITRADE HD CM|BMOC|BMO Capital Markets Corp.|51297
AMTD|TD AMERITRADE HD CM|BNPX|BNP PARIBAS SECURITIES CORP.|29590
AMTD|TD AMERITRADE HD CM|BTIG|BTIG, LLC|89729
AMTD|TD AMERITRADE HD CM|BYXM|CBOE TRADING, INC.|6299
AMTD|TD AMERITRADE HD CM|BZYD|GOLDMAN SACHS & CO. LLC|267
AMTD|TD AMERITRADE HD CM|CABR|Cabrera Capital Markets, Inc.|50
AMTD|TD AMERITRADE HD CM|CANT|Cantor Fitzgerald & Co.|5384
AMTD|TD AMERITRADE HD CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|63400
AMTD|TD AMERITRADE HD CM|CHAS|Charles Schwab & Co., Inc.|660
AMTD|TD AMERITRADE HD CM|CIOI|CITIGROUP GLOBAL MARKETS INC|38000
AMTD|TD AMERITRADE HD CM|CIST|Capital Institutional Services, Inc.|247
AMTD|TD AMERITRADE HD CM|CMPT|Compass Point Research & Trading, LLC|1200
AMTD|TD AMERITRADE HD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|149688
AMTD|TD AMERITRADE HD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
AMTD|TD AMERITRADE HD CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4725
AMTD|TD AMERITRADE HD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|632447
AMTD|TD AMERITRADE HD CM|CTDL|Citadel Derivatives Group Llc|56905
AMTD|TD AMERITRADE HD CM|CTLR|CUTLER GROUP, LP|6482
AMTD|TD AMERITRADE HD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|73538
AMTD|TD AMERITRADE HD CM|DADA|D.A. Davidson & Co.|97
AMTD|TD AMERITRADE HD CM|DBAB|Deutsche Bank Securities Inc.|1335941
AMTD|TD AMERITRADE HD CM|DBAX|Deutsche Bank Securities Inc.|465200
AMTD|TD AMERITRADE HD CM|DBUL|Deutsche Bank Securities Inc.|8716
AMTD|TD AMERITRADE HD CM|DCHF|Dart Executions, LLC|6671
AMTD|TD AMERITRADE HD CM|DEAN|MORGAN STANLEY|12923
AMTD|TD AMERITRADE HD CM|DEGS|RONIN PROFESSIONAL LLC|2800
AMTD|TD AMERITRADE HD CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29584
AMTD|TD AMERITRADE HD CM|DRWK|DRW SECURITIES, L.L.C.|49266
AMTD|TD AMERITRADE HD CM|EBXL|EBX LLC|412200
AMTD|TD AMERITRADE HD CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|12288
AMTD|TD AMERITRADE HD CM|EDJC|Edward Jones / CDS|75
AMTD|TD AMERITRADE HD CM|EDJO|Edward D. Jones & Co., L.P.|803
AMTD|TD AMERITRADE HD CM|EGAM|CBOE TRADING, INC.|30288
AMTD|TD AMERITRADE HD CM|EGAW|CBOE TRADING, INC.|303
AMTD|TD AMERITRADE HD CM|EGMT|EG MARKET TECHNOLOGIES LLC|2723
AMTD|TD AMERITRADE HD CM|EGXM|CBOE TRADING, INC.|9160
AMTD|TD AMERITRADE HD CM|EGXW|CBOE TRADING, INC.|214
AMTD|TD AMERITRADE HD CM|ELEV|ELEVATION, LLC|10160
AMTD|TD AMERITRADE HD CM|ETBE|Electronic Transaction Clearing, Inc.|93142
AMTD|TD AMERITRADE HD CM|ETCC|Electronic Transaction Clearing, Inc.|490
AMTD|TD AMERITRADE HD CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5296
AMTD|TD AMERITRADE HD CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39540
AMTD|TD AMERITRADE HD CM|ETRS|E*Trade Securities LLC|36578
AMTD|TD AMERITRADE HD CM|FBCO|Credit Suisse Securities (USA) LLC|1207766
AMTD|TD AMERITRADE HD CM|FILL|Tradestation Securities, Inc.|9726
AMTD|TD AMERITRADE HD CM|FINX|FINTECH SECURITIES|200
AMTD|TD AMERITRADE HD CM|FMAF|NBCN Inc./ CDS|826
AMTD|TD AMERITRADE HD CM|FOMA|TD AMERITRADE CLEARING, INC.|599818
AMTD|TD AMERITRADE HD CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7998
AMTD|TD AMERITRADE HD CM|FQLS|Quantlab Securities LP|945125
AMTD|TD AMERITRADE HD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|134606
AMTD|TD AMERITRADE HD CM|FTBR|Foliofn Investments, Inc.|936
AMTD|TD AMERITRADE HD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|109989
AMTD|TD AMERITRADE HD CM|GLIS|TD Securities Inc|200
AMTD|TD AMERITRADE HD CM|GLPX|ACS EXECUTION SERVICES, LLC|31758
AMTD|TD AMERITRADE HD CM|GSCO|GOLDMAN SACHS & CO. LLC|3270194
AMTD|TD AMERITRADE HD CM|GSCS|GOLDMAN SACHS & CO. LLC|75353
AMTD|TD AMERITRADE HD CM|GSLT|GOLDMAN SACHS & CO. LLC|8558
AMTD|TD AMERITRADE HD CM|GTSZ|GTS SECURITIES LLC|654458
AMTD|TD AMERITRADE HD CM|HRBF|American Enterprise Investment Services Inc.|4163
AMTD|TD AMERITRADE HD CM|HSBC|HSBC Securities, Inc.|14241
AMTD|TD AMERITRADE HD CM|IATS|INTERACTIVE BROKERS LLC|19402
AMTD|TD AMERITRADE HD CM|IBKR|Interactive Brokers Llc|1445414
AMTD|TD AMERITRADE HD CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1141
AMTD|TD AMERITRADE HD CM|ICBX|INSTINET, LLC|67880
AMTD|TD AMERITRADE HD CM|INCA|INSTINET, LLC|1189575
AMTD|TD AMERITRADE HD CM|INJX|INSTINET, LLC|99175
AMTD|TD AMERITRADE HD CM|ITGI|ITG Inc.|126118
AMTD|TD AMERITRADE HD CM|ITGP|ITG INC.|225800
AMTD|TD AMERITRADE HD CM|JANY|Janney Montgomery Scott Inc.|15
AMTD|TD AMERITRADE HD CM|JEFF|JEFFERIES LLC|595002
AMTD|TD AMERITRADE HD CM|JMPT|JUMP TRADING, LLC|228804
AMTD|TD AMERITRADE HD CM|JONE|JonesTrading|2371
AMTD|TD AMERITRADE HD CM|JPBX|J.P. MORGAN SECURITIES LLC|153588
AMTD|TD AMERITRADE HD CM|JPMX|J.P. Morgan Securities LLC|1054907
AMTD|TD AMERITRADE HD CM|JSJX|JANE STREET CAPITAL LLC|5370
AMTD|TD AMERITRADE HD CM|JUTA|JUMP TRADING, LLC|100
AMTD|TD AMERITRADE HD CM|KBWI|Keefe, Bruyette & Woods, Inc.|18507
AMTD|TD AMERITRADE HD CM|KCGM|VIRTU Americas LLC|65407
AMTD|TD AMERITRADE HD CM|LEER|LEERINK PARTNERS LLC|2050
AMTD|TD AMERITRADE HD CM|LEHM|Barclays Capital Inc./Le|3281303
AMTD|TD AMERITRADE HD CM|LIME|Lime Brokerage LLC|661608
AMTD|TD AMERITRADE HD CM|LMGP|LIME BROKERAGE LLC|3100
AMTD|TD AMERITRADE HD CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|194000
AMTD|TD AMERITRADE HD CM|LOOP|Loop Capital Markets LLC|8733
AMTD|TD AMERITRADE HD CM|LQNA|LIQUIDNET, INC.|32800
AMTD|TD AMERITRADE HD CM|LSCI|Lek Securities Corporation|150
AMTD|TD AMERITRADE HD CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AMTD|TD AMERITRADE HD CM|MACQ|Macquarie Capital (USA) Inc.|4000
AMTD|TD AMERITRADE HD CM|MAXM|Maxim Group LLC|79544
AMTD|TD AMERITRADE HD CM|MBTS|ALLY INVEST SECURITIES LLC|10
AMTD|TD AMERITRADE HD CM|MCMF|Raymond James Ltd. Cds|595
AMTD|TD AMERITRADE HD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|305686
AMTD|TD AMERITRADE HD CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|758
AMTD|TD AMERITRADE HD CM|MOTF|MOTIF INVESTING, INC.|18
AMTD|TD AMERITRADE HD CM|MSCO|MORGAN STANLEY & CO. LLC|6670039
AMTD|TD AMERITRADE HD CM|MSPL|MORGAN STANLEY & CO. LLC|446100
AMTD|TD AMERITRADE HD CM|MSTX|MORGAN STANLEY & CO. LLC|391600
AMTD|TD AMERITRADE HD CM|NATL|National Securities Corporation|300
AMTD|TD AMERITRADE HD CM|NEED|Needham & Company, LLC|416
AMTD|TD AMERITRADE HD CM|NFSC|National Financial Services LLC|153194
AMTD|TD AMERITRADE HD CM|NITE|VIRTU Americas LLC|693076
AMTD|TD AMERITRADE HD CM|NITP|VIRTU Americas LLC|5972
AMTD|TD AMERITRADE HD CM|NQRB|Brut, LLC|20280
AMTD|TD AMERITRADE HD CM|NTRC|Northern Trust Securities, Inc.|4662
AMTD|TD AMERITRADE HD CM|OHOS|TWO SIGMA SECURITIES, LLC|241293
AMTD|TD AMERITRADE HD CM|OPCO|Oppenheimer & Co. Inc.|150
AMTD|TD AMERITRADE HD CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1065
AMTD|TD AMERITRADE HD CM|PCFF|Pacific International Securities Inc./CDS|500
AMTD|TD AMERITRADE HD CM|PCPT|PHILLIP CAPITAL INC.|346
AMTD|TD AMERITRADE HD CM|PDQM|CODA MARKETS, INC.|129781
AMTD|TD AMERITRADE HD CM|PHLY|NASDAQ Execution Services, LLC|39200
AMTD|TD AMERITRADE HD CM|PWJC|UBS Financial Services, Inc.|603
AMTD|TD AMERITRADE HD CM|RAJA|Raymond James & Associates, Inc.|12049
AMTD|TD AMERITRADE HD CM|RBCM|RBC CAPITAL MARKETS, LLC|5417
AMTD|TD AMERITRADE HD CM|SAGL|SAGETRADER, LLC|65758
AMTD|TD AMERITRADE HD CM|SAGW|SAGETRADER, LLC|95
AMTD|TD AMERITRADE HD CM|SALI|INTL FCSTONE FINANCIAL INC.|493
AMTD|TD AMERITRADE HD CM|SBSH|Citigroup Global Markets Inc.|1065028
AMTD|TD AMERITRADE HD CM|SDLR|Sandler, O'Neill & Partners, L.P.|65591
AMTD|TD AMERITRADE HD CM|SGMT|GOLDMAN SACHS & CO. LLC|238263
AMTD|TD AMERITRADE HD CM|SPDR|SPEEDROUTE LLC|13505
AMTD|TD AMERITRADE HD CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|89200
AMTD|TD AMERITRADE HD CM|STFL|Stifel, Nicolaus & Company, Incorporated|42522
AMTD|TD AMERITRADE HD CM|STKP|STOCKPILE INVESTMENTS, INC.|94
AMTD|TD AMERITRADE HD CM|STRS|STRATEGAS RESEARCH PARTNERS|200
AMTD|TD AMERITRADE HD CM|STXG|Stockcross Financial Services, Inc.|3401
AMTD|TD AMERITRADE HD CM|SWIM|TD Ameritrade, Inc.|142948
AMTD|TD AMERITRADE HD CM|SWST|Hilltop Securities Inc.|1637
AMTD|TD AMERITRADE HD CM|TAGC|TELSEY ADVISORY GROUP LLC|644
AMTD|TD AMERITRADE HD CM|TKNG|ALLY INVEST SECURITIES LLC|1537
AMTD|TD AMERITRADE HD CM|TONC|CUTTONE & CO., LLC|700
AMTD|TD AMERITRADE HD CM|TRBT|Tradebot Systems, Inc.|598315
AMTD|TD AMERITRADE HD CM|TRCM|TRC MARKETS LLC|1004708
AMTD|TD AMERITRADE HD CM|TWTT|TASTYWORKS, INC.|4130
AMTD|TD AMERITRADE HD CM|UBSA|UBS SECURITIES LLC|958395
AMTD|TD AMERITRADE HD CM|UBSS|UBS Securities LLC|2049120
AMTD|TD AMERITRADE HD CM|VALX|VIRTU AMERICAS LLC|8387
AMTD|TD AMERITRADE HD CM|VGRD|Vanguard Marketing Corporation|58664
AMTD|TD AMERITRADE HD CM|VSIN|Vision Financial Markets Llc|132
AMTD|TD AMERITRADE HD CM|WABR|Wall Street Access|1424
AMTD|TD AMERITRADE HD CM|WBLR|WILLIAM BLAIR|580
AMTD|TD AMERITRADE HD CM|WBPX|SUMMIT SECURITIES GROUP, LLC|9520
AMTD|TD AMERITRADE HD CM|WCHV|WELLS FARGO SECURITIES, LLC|547456
AMTD|TD AMERITRADE HD CM|WEDB|WEDBUSH SECURITIES INC.|130
AMTD|TD AMERITRADE HD CM|WEED|Weeden & Co.L.P.|6352
AMTD|TD AMERITRADE HD CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22944
AMTD|TD AMERITRADE HD CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|97352
AMTD|TD AMERITRADE HD CM|WGIF|CIBC World Markets Inc.|37628
AMTD|TD AMERITRADE HD CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|45
AMTD|TD AMERITRADE HD CM|WSAG|WALL STREET ACCESS|467
AMTD|TD AMERITRADE HD CM|WSEA|WOLVERINE SECURITIES, LLC|19880
AMTD|TD AMERITRADE HD CM|XIST|INSTINET, LLC|225546
AMTD|TD AMERITRADE HD CM|XPQR|Jump Trading|1600
AMTD|TD AMERITRADE HD CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|55310
AMTD|TD AMERITRADE HD CM|YKNA|COMHAR CAPITAL MARKETS, LLC|779
AMTD|TD AMERITRADE HD CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3657
AMTX|AEMETIS INC CMN STK|ALTX|Alternet Securities Inc.|300
AMTX|AEMETIS INC CMN STK|APCC|Apex Clearing Corporation|9113
AMTX|AEMETIS INC CMN STK|BATM|CBOE TRADING, INC.|100
AMTX|AEMETIS INC CMN STK|BIMI|Banca IMI Securities Corp.|1580
AMTX|AEMETIS INC CMN STK|BYXM|CBOE TRADING, INC.|467
AMTX|AEMETIS INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8875
AMTX|AEMETIS INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3000
AMTX|AEMETIS INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2609
AMTX|AEMETIS INC CMN STK|DBAB|Deutsche Bank Securities Inc.|3734
AMTX|AEMETIS INC CMN STK|DBAX|Deutsche Bank Securities Inc.|900
AMTX|AEMETIS INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|11947
AMTX|AEMETIS INC CMN STK|EBXL|EBX LLC|1900
AMTX|AEMETIS INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|4800
AMTX|AEMETIS INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|381
AMTX|AEMETIS INC CMN STK|EGAM|CBOE TRADING, INC.|800
AMTX|AEMETIS INC CMN STK|EGXM|CBOE TRADING, INC.|500
AMTX|AEMETIS INC CMN STK|EGXW|CBOE TRADING, INC.|172
AMTX|AEMETIS INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1940
AMTX|AEMETIS INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|684
AMTX|AEMETIS INC CMN STK|ETRS|E*Trade Securities LLC|128780
AMTX|AEMETIS INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|13217
AMTX|AEMETIS INC CMN STK|FILL|Tradestation Securities, Inc.|2300
AMTX|AEMETIS INC CMN STK|FMAF|NBCN Inc./ CDS|250
AMTX|AEMETIS INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|73098
AMTX|AEMETIS INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
AMTX|AEMETIS INC CMN STK|FTBR|Foliofn Investments, Inc.|272
AMTX|AEMETIS INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|488
AMTX|AEMETIS INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|1169
AMTX|AEMETIS INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|14015
AMTX|AEMETIS INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|1610
AMTX|AEMETIS INC CMN STK|GTSZ|GTS SECURITIES LLC|564
AMTX|AEMETIS INC CMN STK|IATS|INTERACTIVE BROKERS LLC|621
AMTX|AEMETIS INC CMN STK|IBKR|Interactive Brokers Llc|21830
AMTX|AEMETIS INC CMN STK|ICBX|INSTINET, LLC|1200
AMTX|AEMETIS INC CMN STK|INCA|INSTINET, LLC|9104
AMTX|AEMETIS INC CMN STK|INJX|INSTINET, LLC|296
AMTX|AEMETIS INC CMN STK|ITGI|ITG Inc.|900
AMTX|AEMETIS INC CMN STK|ITGP|ITG INC.|5400
AMTX|AEMETIS INC CMN STK|JPMX|J.P. Morgan Securities LLC|1500
AMTX|AEMETIS INC CMN STK|LEHM|Barclays Capital Inc./Le|10366
AMTX|AEMETIS INC CMN STK|LIME|Lime Brokerage LLC|13011
AMTX|AEMETIS INC CMN STK|LMGP|LIME BROKERAGE LLC|6900
AMTX|AEMETIS INC CMN STK|LSCI|Lek Securities Corporation|370
AMTX|AEMETIS INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AMTX|AEMETIS INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|70288
AMTX|AEMETIS INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|900
AMTX|AEMETIS INC CMN STK|NFSC|National Financial Services LLC|61950
AMTX|AEMETIS INC CMN STK|NITE|VIRTU Americas LLC|137225
AMTX|AEMETIS INC CMN STK|NQRB|Brut, LLC|2900
AMTX|AEMETIS INC CMN STK|PDQM|CODA MARKETS, INC.|2469
AMTX|AEMETIS INC CMN STK|SPDR|SPEEDROUTE LLC|760
AMTX|AEMETIS INC CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|5000
AMTX|AEMETIS INC CMN STK|SWIM|TD Ameritrade, Inc.|36998
AMTX|AEMETIS INC CMN STK|SWST|Hilltop Securities Inc.|1350
AMTX|AEMETIS INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|2454
AMTX|AEMETIS INC CMN STK|TRCM|TRC MARKETS LLC|2002
AMTX|AEMETIS INC CMN STK|UBSA|UBS SECURITIES LLC|7860
AMTX|AEMETIS INC CMN STK|UBSS|UBS Securities LLC|18628
AMTX|AEMETIS INC CMN STK|VGRD|Vanguard Marketing Corporation|4168
AMTX|AEMETIS INC CMN STK|WEDB|WEDBUSH SECURITIES INC.|2000
AMTX|AEMETIS INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|3330
AMU|ETRACS ALERIAN MLP|ALTX|Alternet Securities Inc.|300
AMU|ETRACS ALERIAN MLP|APCC|Apex Clearing Corporation|15
AMU|ETRACS ALERIAN MLP|BANK|Primevest Financial Services, Inc.|481
AMU|ETRACS ALERIAN MLP|BAYC|BAY CREST PARTNERS, LLC|1500
AMU|ETRACS ALERIAN MLP|BERN|Sanford C. Bernstein & Co., LLC|2284
AMU|ETRACS ALERIAN MLP|CANT|Cantor Fitzgerald & Co.|6984
AMU|ETRACS ALERIAN MLP|CHAS|Charles Schwab & Co., Inc.|6984
AMU|ETRACS ALERIAN MLP|CIST|Capital Institutional Services, Inc.|12128
AMU|ETRACS ALERIAN MLP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4999
AMU|ETRACS ALERIAN MLP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13009
AMU|ETRACS ALERIAN MLP|DBAX|Deutsche Bank Securities Inc.|8400
AMU|ETRACS ALERIAN MLP|DEAN|MORGAN STANLEY|11450
AMU|ETRACS ALERIAN MLP|EBXL|EBX LLC|54000
AMU|ETRACS ALERIAN MLP|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
AMU|ETRACS ALERIAN MLP|EGAM|CBOE TRADING, INC.|689
AMU|ETRACS ALERIAN MLP|EGAW|CBOE TRADING, INC.|7
AMU|ETRACS ALERIAN MLP|ETRS|E*Trade Securities LLC|1372
AMU|ETRACS ALERIAN MLP|FILL|Tradestation Securities, Inc.|200
AMU|ETRACS ALERIAN MLP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AMU|ETRACS ALERIAN MLP|FTBR|Foliofn Investments, Inc.|13
AMU|ETRACS ALERIAN MLP|GSCO|GOLDMAN SACHS & CO. LLC|900
AMU|ETRACS ALERIAN MLP|HRBF|American Enterprise Investment Services Inc.|1364
AMU|ETRACS ALERIAN MLP|IATS|INTERACTIVE BROKERS LLC|1411
AMU|ETRACS ALERIAN MLP|IBKR|Interactive Brokers Llc|1981
AMU|ETRACS ALERIAN MLP|ICBX|INSTINET, LLC|35380
AMU|ETRACS ALERIAN MLP|INCA|INSTINET, LLC|42943
AMU|ETRACS ALERIAN MLP|ITGI|ITG Inc.|2544
AMU|ETRACS ALERIAN MLP|ITGP|ITG INC.|19600
AMU|ETRACS ALERIAN MLP|JPMX|J.P. Morgan Securities LLC|4400
AMU|ETRACS ALERIAN MLP|KCGM|VIRTU Americas LLC|2000
AMU|ETRACS ALERIAN MLP|LEHM|Barclays Capital Inc./Le|7380
AMU|ETRACS ALERIAN MLP|LIME|Lime Brokerage LLC|5311
AMU|ETRACS ALERIAN MLP|LIWM|LIME BROKERAGE LLC|769
AMU|ETRACS ALERIAN MLP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38036
AMU|ETRACS ALERIAN MLP|MOTF|MOTIF INVESTING, INC.|1
AMU|ETRACS ALERIAN MLP|MSCO|MORGAN STANLEY & CO. LLC|7674
AMU|ETRACS ALERIAN MLP|MSPL|MORGAN STANLEY & CO. LLC|5400
AMU|ETRACS ALERIAN MLP|NFSC|National Financial Services LLC|27103
AMU|ETRACS ALERIAN MLP|NITE|VIRTU Americas LLC|72773
AMU|ETRACS ALERIAN MLP|NQRB|Brut, LLC|1700
AMU|ETRACS ALERIAN MLP|OPCO|Oppenheimer & Co. Inc.|3000
AMU|ETRACS ALERIAN MLP|PWJC|UBS Financial Services, Inc.|1080
AMU|ETRACS ALERIAN MLP|SBSH|Citigroup Global Markets Inc.|500
AMU|ETRACS ALERIAN MLP|SGMT|GOLDMAN SACHS & CO. LLC|2240
AMU|ETRACS ALERIAN MLP|SPHN|Stephens Inc.|165
AMU|ETRACS ALERIAN MLP|STFL|Stifel, Nicolaus & Company, Incorporated|1014
AMU|ETRACS ALERIAN MLP|STXG|Stockcross Financial Services, Inc.|14
AMU|ETRACS ALERIAN MLP|SWIM|TD Ameritrade, Inc.|4167
AMU|ETRACS ALERIAN MLP|SWST|Hilltop Securities Inc.|26667
AMU|ETRACS ALERIAN MLP|TKNG|ALLY INVEST SECURITIES LLC|50
AMU|ETRACS ALERIAN MLP|TRCM|TRC MARKETS LLC|105
AMU|ETRACS ALERIAN MLP|UBSA|UBS SECURITIES LLC|14165
AMU|ETRACS ALERIAN MLP|UBSS|UBS Securities LLC|25990
AMU|ETRACS ALERIAN MLP|VALX|VIRTU AMERICAS LLC|1815
AMU|ETRACS ALERIAN MLP|VGRD|Vanguard Marketing Corporation|2164
AMU|ETRACS ALERIAN MLP|WBLR|WILLIAM BLAIR|1250
AMU|ETRACS ALERIAN MLP|WCHV|WELLS FARGO SECURITIES, LLC|13985
AMU|ETRACS ALERIAN MLP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|405
AMU|ETRACS ALERIAN MLP|WSEA|WOLVERINE SECURITIES, LLC|775
AMU|ETRACS ALERIAN MLP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14
AMUB|ETRACS ALERIAN MLP I|NFSC|National Financial Services LLC|4
AMUB|ETRACS ALERIAN MLP I|NITE|VIRTU Americas LLC|4
AMUB|ETRACS ALERIAN MLP I|UBSS|UBS Securities LLC|201
AMWD|AMER WOODMARK CP  ##|ALTX|Alternet Securities Inc.|3452
AMWD|AMER WOODMARK CP  ##|APCC|Apex Clearing Corporation|36
AMWD|AMER WOODMARK CP  ##|BARD|Robert W. Baird & Co. Incorporated|574
AMWD|AMER WOODMARK CP  ##|BATM|CBOE TRADING, INC.|1757
AMWD|AMER WOODMARK CP  ##|BBNT|BB&T SECURITIES, LLC|307
AMWD|AMER WOODMARK CP  ##|BERN|Sanford C. Bernstein & Co., LLC|57092
AMWD|AMER WOODMARK CP  ##|BIDS|BIDS TRADING L.P.|100
AMWD|AMER WOODMARK CP  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2062
AMWD|AMER WOODMARK CP  ##|BMOC|BMO Capital Markets Corp.|2240
AMWD|AMER WOODMARK CP  ##|BNCH|The Benchmark Company, LLC|8677
AMWD|AMER WOODMARK CP  ##|BNPX|BNP PARIBAS SECURITIES CORP.|2606
AMWD|AMER WOODMARK CP  ##|BTIG|BTIG, LLC|715
AMWD|AMER WOODMARK CP  ##|BYXM|CBOE TRADING, INC.|700
AMWD|AMER WOODMARK CP  ##|BZYD|GOLDMAN SACHS & CO. LLC|201
AMWD|AMER WOODMARK CP  ##|CANT|Cantor Fitzgerald & Co.|198
AMWD|AMER WOODMARK CP  ##|CHAS|Charles Schwab & Co., Inc.|98
AMWD|AMER WOODMARK CP  ##|CIST|Capital Institutional Services, Inc.|128
AMWD|AMER WOODMARK CP  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18764
AMWD|AMER WOODMARK CP  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|801
AMWD|AMER WOODMARK CP  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17
AMWD|AMER WOODMARK CP  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67961
AMWD|AMER WOODMARK CP  ##|CTDL|Citadel Derivatives Group Llc|12257
AMWD|AMER WOODMARK CP  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|13462
AMWD|AMER WOODMARK CP  ##|DAVA|Davenport & Company LLC|9979
AMWD|AMER WOODMARK CP  ##|DBAB|Deutsche Bank Securities Inc.|182700
AMWD|AMER WOODMARK CP  ##|DBAX|Deutsche Bank Securities Inc.|82800
AMWD|AMER WOODMARK CP  ##|DBUL|Deutsche Bank Securities Inc.|949
AMWD|AMER WOODMARK CP  ##|DCHF|Dart Executions, LLC|900
AMWD|AMER WOODMARK CP  ##|DEAN|MORGAN STANLEY|2127
AMWD|AMER WOODMARK CP  ##|DEGS|RONIN PROFESSIONAL LLC|1431
AMWD|AMER WOODMARK CP  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|642
AMWD|AMER WOODMARK CP  ##|EBXL|EBX LLC|62500
AMWD|AMER WOODMARK CP  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2092
AMWD|AMER WOODMARK CP  ##|EDJO|Edward D. Jones & Co., L.P.|653
AMWD|AMER WOODMARK CP  ##|EGAM|CBOE TRADING, INC.|5875
AMWD|AMER WOODMARK CP  ##|EGMT|EG MARKET TECHNOLOGIES LLC|421
AMWD|AMER WOODMARK CP  ##|EGXM|CBOE TRADING, INC.|1286
AMWD|AMER WOODMARK CP  ##|ETBE|Electronic Transaction Clearing, Inc.|2299
AMWD|AMER WOODMARK CP  ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|94
AMWD|AMER WOODMARK CP  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
AMWD|AMER WOODMARK CP  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20927
AMWD|AMER WOODMARK CP  ##|ETRS|E*Trade Securities LLC|8200
AMWD|AMER WOODMARK CP  ##|FBCO|Credit Suisse Securities (USA) LLC|166097
AMWD|AMER WOODMARK CP  ##|FBSB|U.S. Bancorp Investments, Inc.|18
AMWD|AMER WOODMARK CP  ##|FILL|Tradestation Securities, Inc.|290
AMWD|AMER WOODMARK CP  ##|FMAF|NBCN Inc./ CDS|7378
AMWD|AMER WOODMARK CP  ##|FOMA|TD AMERITRADE CLEARING, INC.|120517
AMWD|AMER WOODMARK CP  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6963
AMWD|AMER WOODMARK CP  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32901
AMWD|AMER WOODMARK CP  ##|FTBR|Foliofn Investments, Inc.|289
AMWD|AMER WOODMARK CP  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|6884
AMWD|AMER WOODMARK CP  ##|GLPX|ACS EXECUTION SERVICES, LLC|5918
AMWD|AMER WOODMARK CP  ##|GSCO|GOLDMAN SACHS & CO. LLC|157093
AMWD|AMER WOODMARK CP  ##|GSCS|GOLDMAN SACHS & CO. LLC|6273
AMWD|AMER WOODMARK CP  ##|GSLT|GOLDMAN SACHS & CO. LLC|675
AMWD|AMER WOODMARK CP  ##|GTSZ|GTS SECURITIES LLC|2114
AMWD|AMER WOODMARK CP  ##|HPPX|POTAMUS TRADING, LLC|124
AMWD|AMER WOODMARK CP  ##|HRBF|American Enterprise Investment Services Inc.|135
AMWD|AMER WOODMARK CP  ##|HSBC|HSBC Securities, Inc.|25
AMWD|AMER WOODMARK CP  ##|IATS|INTERACTIVE BROKERS LLC|3612
AMWD|AMER WOODMARK CP  ##|IBKR|Interactive Brokers Llc|35613
AMWD|AMER WOODMARK CP  ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
AMWD|AMER WOODMARK CP  ##|ICBX|INSTINET, LLC|12200
AMWD|AMER WOODMARK CP  ##|IEQY|CITADEL SECURITIES LLC|29468
AMWD|AMER WOODMARK CP  ##|INCA|INSTINET, LLC|141523
AMWD|AMER WOODMARK CP  ##|INJX|INSTINET, LLC|6868
AMWD|AMER WOODMARK CP  ##|ITGI|ITG Inc.|7220
AMWD|AMER WOODMARK CP  ##|ITGP|ITG INC.|23200
AMWD|AMER WOODMARK CP  ##|JANY|Janney Montgomery Scott Inc.|12
AMWD|AMER WOODMARK CP  ##|JEFF|JEFFERIES LLC|37534
AMWD|AMER WOODMARK CP  ##|JMPT|JUMP TRADING, LLC|21234
AMWD|AMER WOODMARK CP  ##|JPBX|J.P. MORGAN SECURITIES LLC|12615
AMWD|AMER WOODMARK CP  ##|JPMX|J.P. Morgan Securities LLC|50836
AMWD|AMER WOODMARK CP  ##|JSJX|JANE STREET CAPITAL LLC|28782
AMWD|AMER WOODMARK CP  ##|KCGM|VIRTU Americas LLC|8032
AMWD|AMER WOODMARK CP  ##|LEHM|Barclays Capital Inc./Le|181529
AMWD|AMER WOODMARK CP  ##|LIME|Lime Brokerage LLC|62605
AMWD|AMER WOODMARK CP  ##|LMGP|LIME BROKERAGE LLC|400
AMWD|AMER WOODMARK CP  ##|LQNA|LIQUIDNET, INC.|42200
AMWD|AMER WOODMARK CP  ##|MACQ|Macquarie Capital (USA) Inc.|1500
AMWD|AMER WOODMARK CP  ##|MAXM|Maxim Group LLC|1474
AMWD|AMER WOODMARK CP  ##|MBTS|ALLY INVEST SECURITIES LLC|400
AMWD|AMER WOODMARK CP  ##|MKMP|MKM Partners LLC|100
AMWD|AMER WOODMARK CP  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43180
AMWD|AMER WOODMARK CP  ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1704
AMWD|AMER WOODMARK CP  ##|MSCO|MORGAN STANLEY & CO. LLC|658502
AMWD|AMER WOODMARK CP  ##|MSPL|MORGAN STANLEY & CO. LLC|119100
AMWD|AMER WOODMARK CP  ##|MSTX|MORGAN STANLEY & CO. LLC|12100
AMWD|AMER WOODMARK CP  ##|NFSC|National Financial Services LLC|16359
AMWD|AMER WOODMARK CP  ##|NITE|VIRTU Americas LLC|77880
AMWD|AMER WOODMARK CP  ##|NITP|VIRTU Americas LLC|600
AMWD|AMER WOODMARK CP  ##|NMRA|Nomura Securities International, Inc.|17900
AMWD|AMER WOODMARK CP  ##|NQRB|Brut, LLC|1850
AMWD|AMER WOODMARK CP  ##|NTRC|Northern Trust Securities, Inc.|469
AMWD|AMER WOODMARK CP  ##|OPCO|Oppenheimer & Co. Inc.|653
AMWD|AMER WOODMARK CP  ##|PDQM|CODA MARKETS, INC.|32615
AMWD|AMER WOODMARK CP  ##|RAJA|Raymond James & Associates, Inc.|1415
AMWD|AMER WOODMARK CP  ##|RBCM|RBC CAPITAL MARKETS, LLC|742
AMWD|AMER WOODMARK CP  ##|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|100
AMWD|AMER WOODMARK CP  ##|SAGL|SAGETRADER, LLC|7576
AMWD|AMER WOODMARK CP  ##|SBSH|Citigroup Global Markets Inc.|98063
AMWD|AMER WOODMARK CP  ##|SGMT|GOLDMAN SACHS & CO. LLC|14176
AMWD|AMER WOODMARK CP  ##|SPDR|SPEEDROUTE LLC|5593
AMWD|AMER WOODMARK CP  ##|SPTD|MINT GLOBAL MARKETS, INC.|24237
AMWD|AMER WOODMARK CP  ##|STFL|Stifel, Nicolaus & Company, Incorporated|798
AMWD|AMER WOODMARK CP  ##|STKP|STOCKPILE INVESTMENTS, INC.|48
AMWD|AMER WOODMARK CP  ##|SWIM|TD Ameritrade, Inc.|4965
AMWD|AMER WOODMARK CP  ##|SWST|Hilltop Securities Inc.|717
AMWD|AMER WOODMARK CP  ##|TKNG|ALLY INVEST SECURITIES LLC|189
AMWD|AMER WOODMARK CP  ##|TOUR|TOURMALINE PARTNERS, LLC|490
AMWD|AMER WOODMARK CP  ##|TRBT|Tradebot Systems, Inc.|11956
AMWD|AMER WOODMARK CP  ##|TRCM|TRC MARKETS LLC|41620
AMWD|AMER WOODMARK CP  ##|TWTT|TASTYWORKS, INC.|45
AMWD|AMER WOODMARK CP  ##|UBSA|UBS SECURITIES LLC|122613
AMWD|AMER WOODMARK CP  ##|UBSS|UBS Securities LLC|287880
AMWD|AMER WOODMARK CP  ##|VALX|VIRTU AMERICAS LLC|7639
AMWD|AMER WOODMARK CP  ##|VGRD|Vanguard Marketing Corporation|3946
AMWD|AMER WOODMARK CP  ##|VNDS|VANDHAM SECURITIES CORP|5088
AMWD|AMER WOODMARK CP  ##|WCHV|WELLS FARGO SECURITIES, LLC|9727
AMWD|AMER WOODMARK CP  ##|WEDB|WEDBUSH SECURITIES INC.|18
AMWD|AMER WOODMARK CP  ##|WEED|Weeden & Co.L.P.|20726
AMWD|AMER WOODMARK CP  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|534
AMWD|AMER WOODMARK CP  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1301
AMWD|AMER WOODMARK CP  ##|WSEA|WOLVERINE SECURITIES, LLC|477
AMWD|AMER WOODMARK CP  ##|XIST|INSTINET, LLC|69122
AMWD|AMER WOODMARK CP  ##|XPQR|Jump Trading|67
AMWD|AMER WOODMARK CP  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|12400
AMWD|AMER WOODMARK CP  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|2601
AMWD|AMER WOODMARK CP  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|425
AMX|AMERICA MOVIL, S.A.B|ALTX|Alternet Securities Inc.|10000
AMX|AMERICA MOVIL, S.A.B|ANOS|ABEL/NOSER, L.L.C.|950
AMX|AMERICA MOVIL, S.A.B|APCC|Apex Clearing Corporation|651
AMX|AMERICA MOVIL, S.A.B|AVON|Avondale Partners, LLC|69000
AMX|AMERICA MOVIL, S.A.B|BALE|M&T SECURITIES, INC.|100
AMX|AMERICA MOVIL, S.A.B|BARD|Robert W. Baird & Co. Incorporated|281
AMX|AMERICA MOVIL, S.A.B|BATM|CBOE TRADING, INC.|9843
AMX|AMERICA MOVIL, S.A.B|BAYC|BAY CREST PARTNERS, LLC|287485
AMX|AMERICA MOVIL, S.A.B|BAYT|BTIG, LLC|426819
AMX|AMERICA MOVIL, S.A.B|BBNT|BB&T SECURITIES, LLC|305
AMX|AMERICA MOVIL, S.A.B|BERN|Sanford C. Bernstein & Co., LLC|242091
AMX|AMERICA MOVIL, S.A.B|BIDS|BIDS TRADING L.P.|300
AMX|AMERICA MOVIL, S.A.B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6068
AMX|AMERICA MOVIL, S.A.B|BLKX|INSTINET, LLC|5000
AMX|AMERICA MOVIL, S.A.B|BMOC|BMO Capital Markets Corp.|3955
AMX|AMERICA MOVIL, S.A.B|BNPX|BNP PARIBAS SECURITIES CORP.|1381
AMX|AMERICA MOVIL, S.A.B|BTIG|BTIG, LLC|55560
AMX|AMERICA MOVIL, S.A.B|BYXM|CBOE TRADING, INC.|2200
AMX|AMERICA MOVIL, S.A.B|BZYD|GOLDMAN SACHS & CO. LLC|3565
AMX|AMERICA MOVIL, S.A.B|CANT|Cantor Fitzgerald & Co.|1000
AMX|AMERICA MOVIL, S.A.B|CHAS|Charles Schwab & Co., Inc.|10
AMX|AMERICA MOVIL, S.A.B|CIST|Capital Institutional Services, Inc.|8100
AMX|AMERICA MOVIL, S.A.B|CLSA|CLSA AMERICAS, LLC|20695
AMX|AMERICA MOVIL, S.A.B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26920
AMX|AMERICA MOVIL, S.A.B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5566
AMX|AMERICA MOVIL, S.A.B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|938531
AMX|AMERICA MOVIL, S.A.B|CTDL|Citadel Derivatives Group Llc|5324
AMX|AMERICA MOVIL, S.A.B|CXCX|CITIGROUP GLOBAL MARKETS INC.|77220
AMX|AMERICA MOVIL, S.A.B|DBAB|Deutsche Bank Securities Inc.|1225083
AMX|AMERICA MOVIL, S.A.B|DBAX|Deutsche Bank Securities Inc.|942800
AMX|AMERICA MOVIL, S.A.B|DBUL|Deutsche Bank Securities Inc.|14966
AMX|AMERICA MOVIL, S.A.B|DEAN|MORGAN STANLEY|21000
AMX|AMERICA MOVIL, S.A.B|DEGS|RONIN PROFESSIONAL LLC|100
AMX|AMERICA MOVIL, S.A.B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13146
AMX|AMERICA MOVIL, S.A.B|EBXL|EBX LLC|769800
AMX|AMERICA MOVIL, S.A.B|ECUT|CONVERGEX EXECUTION SOLUTIONS|16466
AMX|AMERICA MOVIL, S.A.B|EDJO|Edward D. Jones & Co., L.P.|19869
AMX|AMERICA MOVIL, S.A.B|EGAM|CBOE TRADING, INC.|33164
AMX|AMERICA MOVIL, S.A.B|EGAW|CBOE TRADING, INC.|1044
AMX|AMERICA MOVIL, S.A.B|EGMT|EG MARKET TECHNOLOGIES LLC|400
AMX|AMERICA MOVIL, S.A.B|EGXM|CBOE TRADING, INC.|4600
AMX|AMERICA MOVIL, S.A.B|ELEV|ELEVATION, LLC|32299
AMX|AMERICA MOVIL, S.A.B|ETBE|Electronic Transaction Clearing, Inc.|22745
AMX|AMERICA MOVIL, S.A.B|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
AMX|AMERICA MOVIL, S.A.B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3390
AMX|AMERICA MOVIL, S.A.B|ETRS|E*Trade Securities LLC|47022
AMX|AMERICA MOVIL, S.A.B|FCST|INTL FCSTONE FINANCIAL INC.|2500
AMX|AMERICA MOVIL, S.A.B|FILL|Tradestation Securities, Inc.|20940
AMX|AMERICA MOVIL, S.A.B|FINX|FINTECH SECURITIES|5242
AMX|AMERICA MOVIL, S.A.B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|921
AMX|AMERICA MOVIL, S.A.B|FQLS|Quantlab Securities LP|590003
AMX|AMERICA MOVIL, S.A.B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96043
AMX|AMERICA MOVIL, S.A.B|FTBR|Foliofn Investments, Inc.|34117
AMX|AMERICA MOVIL, S.A.B|GARC|ICAP Corporates LLC|614227
AMX|AMERICA MOVIL, S.A.B|GBMT|GBM International, Inc.|459830
AMX|AMERICA MOVIL, S.A.B|GEBB|GLOBAL EXECUTION BROKERS, LP|64372
AMX|AMERICA MOVIL, S.A.B|GLPX|ACS EXECUTION SERVICES, LLC|1459
AMX|AMERICA MOVIL, S.A.B|GSCO|GOLDMAN SACHS & CO. LLC|1722607
AMX|AMERICA MOVIL, S.A.B|GSCS|GOLDMAN SACHS & CO. LLC|40521
AMX|AMERICA MOVIL, S.A.B|GSLT|GOLDMAN SACHS & CO. LLC|17049
AMX|AMERICA MOVIL, S.A.B|GTSZ|GTS SECURITIES LLC|84294
AMX|AMERICA MOVIL, S.A.B|HRBF|American Enterprise Investment Services Inc.|5767
AMX|AMERICA MOVIL, S.A.B|HSBC|HSBC Securities, Inc.|384509
AMX|AMERICA MOVIL, S.A.B|IATS|INTERACTIVE BROKERS LLC|67809
AMX|AMERICA MOVIL, S.A.B|IBKR|Interactive Brokers Llc|121577
AMX|AMERICA MOVIL, S.A.B|ICBX|INSTINET, LLC|619358
AMX|AMERICA MOVIL, S.A.B|INCA|INSTINET, LLC|421232
AMX|AMERICA MOVIL, S.A.B|INJX|INSTINET, LLC|900
AMX|AMERICA MOVIL, S.A.B|INTL|INTL FCSTONE FINANCIAL INC.|52244
AMX|AMERICA MOVIL, S.A.B|ITGI|ITG Inc.|551017
AMX|AMERICA MOVIL, S.A.B|ITGP|ITG INC.|1574600
AMX|AMERICA MOVIL, S.A.B|JANY|Janney Montgomery Scott Inc.|1125
AMX|AMERICA MOVIL, S.A.B|JEFF|JEFFERIES LLC|104300
AMX|AMERICA MOVIL, S.A.B|JMPT|JUMP TRADING, LLC|628432
AMX|AMERICA MOVIL, S.A.B|JPBX|J.P. MORGAN SECURITIES LLC|609205
AMX|AMERICA MOVIL, S.A.B|JPMX|J.P. Morgan Securities LLC|3240943
AMX|AMERICA MOVIL, S.A.B|JSJX|JANE STREET CAPITAL LLC|5713
AMX|AMERICA MOVIL, S.A.B|KCGM|VIRTU Americas LLC|335547
AMX|AMERICA MOVIL, S.A.B|LEHM|Barclays Capital Inc./Le|4424871
AMX|AMERICA MOVIL, S.A.B|LIME|Lime Brokerage LLC|49216
AMX|AMERICA MOVIL, S.A.B|LMGP|LIME BROKERAGE LLC|1600
AMX|AMERICA MOVIL, S.A.B|LOOP|Loop Capital Markets LLC|6625
AMX|AMERICA MOVIL, S.A.B|LQNA|LIQUIDNET, INC.|127800
AMX|AMERICA MOVIL, S.A.B|LQNB|LIQUIDNET, INC.|5000
AMX|AMERICA MOVIL, S.A.B|LSCI|Lek Securities Corporation|200
AMX|AMERICA MOVIL, S.A.B|MACC|Mid Atlantic Capital Corporation|4322
AMX|AMERICA MOVIL, S.A.B|MACQ|Macquarie Capital (USA) Inc.|89689
AMX|AMERICA MOVIL, S.A.B|MAXM|Maxim Group LLC|1200
AMX|AMERICA MOVIL, S.A.B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|439843
AMX|AMERICA MOVIL, S.A.B|MOTF|MOTIF INVESTING, INC.|9
AMX|AMERICA MOVIL, S.A.B|MSCO|MORGAN STANLEY & CO. LLC|2956567
AMX|AMERICA MOVIL, S.A.B|MSPL|MORGAN STANLEY & CO. LLC|1609100
AMX|AMERICA MOVIL, S.A.B|MSTX|MORGAN STANLEY & CO. LLC|316400
AMX|AMERICA MOVIL, S.A.B|MULL|MARK J. MULLER EQUITIES, INC.|3700
AMX|AMERICA MOVIL, S.A.B|NFSC|National Financial Services LLC|234016
AMX|AMERICA MOVIL, S.A.B|NITE|VIRTU Americas LLC|833143
AMX|AMERICA MOVIL, S.A.B|NITP|VIRTU Americas LLC|90389
AMX|AMERICA MOVIL, S.A.B|NQRB|Brut, LLC|28813
AMX|AMERICA MOVIL, S.A.B|NTBF|BMO Nesbitt Burns Inc./CDS|288
AMX|AMERICA MOVIL, S.A.B|NTRC|Northern Trust Securities, Inc.|11111
AMX|AMERICA MOVIL, S.A.B|OHOS|TWO SIGMA SECURITIES, LLC|36546
AMX|AMERICA MOVIL, S.A.B|OPCO|Oppenheimer & Co. Inc.|5845
AMX|AMERICA MOVIL, S.A.B|OTAA|OTA LLC|100
AMX|AMERICA MOVIL, S.A.B|PACT|BTG Pactual US Capital Corp.|175000
AMX|AMERICA MOVIL, S.A.B|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7946
AMX|AMERICA MOVIL, S.A.B|PDQM|CODA MARKETS, INC.|12050
AMX|AMERICA MOVIL, S.A.B|PICT|Pictet Overseas Inc.|885
AMX|AMERICA MOVIL, S.A.B|PWJC|UBS Financial Services, Inc.|11260
AMX|AMERICA MOVIL, S.A.B|RBCM|RBC CAPITAL MARKETS, LLC|3078
AMX|AMERICA MOVIL, S.A.B|RGLD|Regal Securities, Inc|300
AMX|AMERICA MOVIL, S.A.B|SAGL|SAGETRADER, LLC|30800
AMX|AMERICA MOVIL, S.A.B|SAGW|SAGETRADER, LLC|600
AMX|AMERICA MOVIL, S.A.B|SALI|INTL FCSTONE FINANCIAL INC.|500
AMX|AMERICA MOVIL, S.A.B|SBSH|Citigroup Global Markets Inc.|169165
AMX|AMERICA MOVIL, S.A.B|SEIC|SEI Investments Distribution Co.|500
AMX|AMERICA MOVIL, S.A.B|SGMT|GOLDMAN SACHS & CO. LLC|807209
AMX|AMERICA MOVIL, S.A.B|SPDR|SPEEDROUTE LLC|7400
AMX|AMERICA MOVIL, S.A.B|SPHN|Stephens Inc.|174
AMX|AMERICA MOVIL, S.A.B|STFL|Stifel, Nicolaus & Company, Incorporated|9968
AMX|AMERICA MOVIL, S.A.B|STKP|STOCKPILE INVESTMENTS, INC.|20
AMX|AMERICA MOVIL, S.A.B|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21905
AMX|AMERICA MOVIL, S.A.B|SWIM|TD Ameritrade, Inc.|481556
AMX|AMERICA MOVIL, S.A.B|SWST|Hilltop Securities Inc.|500
AMX|AMERICA MOVIL, S.A.B|TKNG|ALLY INVEST SECURITIES LLC|481
AMX|AMERICA MOVIL, S.A.B|TRBT|Tradebot Systems, Inc.|501879
AMX|AMERICA MOVIL, S.A.B|TRCM|TRC MARKETS LLC|115369
AMX|AMERICA MOVIL, S.A.B|UBSA|UBS SECURITIES LLC|2287559
AMX|AMERICA MOVIL, S.A.B|UBSS|UBS Securities LLC|752069
AMX|AMERICA MOVIL, S.A.B|VALX|VIRTU AMERICAS LLC|99125
AMX|AMERICA MOVIL, S.A.B|VERT|The Vertical Trading Group, LLC|700
AMX|AMERICA MOVIL, S.A.B|VGRD|Vanguard Marketing Corporation|11010
AMX|AMERICA MOVIL, S.A.B|WABR|Wall Street Access|13594
AMX|AMERICA MOVIL, S.A.B|WBLR|WILLIAM BLAIR|96
AMX|AMERICA MOVIL, S.A.B|WBPX|SUMMIT SECURITIES GROUP, LLC|7571
AMX|AMERICA MOVIL, S.A.B|WCHV|WELLS FARGO SECURITIES, LLC|106099
AMX|AMERICA MOVIL, S.A.B|WEDB|WEDBUSH SECURITIES INC.|350
AMX|AMERICA MOVIL, S.A.B|WEED|Weeden & Co.L.P.|65900
AMX|AMERICA MOVIL, S.A.B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16289
AMX|AMERICA MOVIL, S.A.B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16612
AMX|AMERICA MOVIL, S.A.B|WGIF|CIBC World Markets Inc.|1428
AMX|AMERICA MOVIL, S.A.B|WLTH|WEALTHFRONT BROKERAGE CORPORATION|400
AMX|AMERICA MOVIL, S.A.B|WSEA|WOLVERINE SECURITIES, LLC|6028
AMX|AMERICA MOVIL, S.A.B|XIST|INSTINET, LLC|228444
AMX|AMERICA MOVIL, S.A.B|XPUS|XP SECURITIES, LLC|32600
AMX|AMERICA MOVIL, S.A.B|XSTM|NATIONAL FINANCIAL SERVICES LLC|36804
AMX|AMERICA MOVIL, S.A.B|YKNA|COMHAR CAPITAL MARKETS, LLC|241
AMX|AMERICA MOVIL, S.A.B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8841
AMZA|INFRACAP MLP ETF|AGIS|Aegis Capital Corp.|2900
AMZA|INFRACAP MLP ETF|ALTX|Alternet Securities Inc.|6500
AMZA|INFRACAP MLP ETF|APCC|Apex Clearing Corporation|4499
AMZA|INFRACAP MLP ETF|BANK|Primevest Financial Services, Inc.|91
AMZA|INFRACAP MLP ETF|BATM|CBOE TRADING, INC.|456781
AMZA|INFRACAP MLP ETF|BBNT|BB&T SECURITIES, LLC|2671
AMZA|INFRACAP MLP ETF|BERN|Sanford C. Bernstein & Co., LLC|1338
AMZA|INFRACAP MLP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52725
AMZA|INFRACAP MLP ETF|CHAS|Charles Schwab & Co., Inc.|4076
AMZA|INFRACAP MLP ETF|CICF|Canaccord Genuity Corp.|5654
AMZA|INFRACAP MLP ETF|CIST|Capital Institutional Services, Inc.|20
AMZA|INFRACAP MLP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201923
AMZA|INFRACAP MLP ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18909
AMZA|INFRACAP MLP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97355
AMZA|INFRACAP MLP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|32976
AMZA|INFRACAP MLP ETF|DADA|D.A. Davidson & Co.|1505
AMZA|INFRACAP MLP ETF|DBAB|Deutsche Bank Securities Inc.|4700
AMZA|INFRACAP MLP ETF|DBAX|Deutsche Bank Securities Inc.|45500
AMZA|INFRACAP MLP ETF|DEAN|MORGAN STANLEY|4768
AMZA|INFRACAP MLP ETF|EBXL|EBX LLC|55800
AMZA|INFRACAP MLP ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|47286
AMZA|INFRACAP MLP ETF|EGAM|CBOE TRADING, INC.|96090
AMZA|INFRACAP MLP ETF|EGAW|CBOE TRADING, INC.|110
AMZA|INFRACAP MLP ETF|EGXM|CBOE TRADING, INC.|6198
AMZA|INFRACAP MLP ETF|ETBE|Electronic Transaction Clearing, Inc.|1356
AMZA|INFRACAP MLP ETF|ETCB|ETC BROKERAGE SERVICES, LLC|4377
AMZA|INFRACAP MLP ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2807
AMZA|INFRACAP MLP ETF|ETRS|E*Trade Securities LLC|1465586
AMZA|INFRACAP MLP ETF|FBSB|U.S. Bancorp Investments, Inc.|779
AMZA|INFRACAP MLP ETF|FILL|Tradestation Securities, Inc.|10122
AMZA|INFRACAP MLP ETF|FMAF|NBCN Inc./ CDS|5600
AMZA|INFRACAP MLP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
AMZA|INFRACAP MLP ETF|FTBR|Foliofn Investments, Inc.|4442
AMZA|INFRACAP MLP ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|57300
AMZA|INFRACAP MLP ETF|GLIS|TD Securities Inc|13082
AMZA|INFRACAP MLP ETF|GLPX|ACS EXECUTION SERVICES, LLC|5475
AMZA|INFRACAP MLP ETF|GSCO|GOLDMAN SACHS & CO. LLC|31234
AMZA|INFRACAP MLP ETF|GSCS|GOLDMAN SACHS & CO. LLC|10272
AMZA|INFRACAP MLP ETF|GSLT|GOLDMAN SACHS & CO. LLC|14650
AMZA|INFRACAP MLP ETF|GTSZ|GTS SECURITIES LLC|1600
AMZA|INFRACAP MLP ETF|HRBF|American Enterprise Investment Services Inc.|23632
AMZA|INFRACAP MLP ETF|IATS|INTERACTIVE BROKERS LLC|150813
AMZA|INFRACAP MLP ETF|IBKR|Interactive Brokers Llc|532785
AMZA|INFRACAP MLP ETF|ICBX|INSTINET, LLC|35116
AMZA|INFRACAP MLP ETF|INCA|INSTINET, LLC|11289
AMZA|INFRACAP MLP ETF|ITGI|ITG Inc.|10300
AMZA|INFRACAP MLP ETF|ITGP|ITG INC.|12400
AMZA|INFRACAP MLP ETF|JANY|Janney Montgomery Scott Inc.|19225
AMZA|INFRACAP MLP ETF|JMPT|JUMP TRADING, LLC|15214
AMZA|INFRACAP MLP ETF|JPMX|J.P. Morgan Securities LLC|29744
AMZA|INFRACAP MLP ETF|JSJX|JANE STREET CAPITAL LLC|1082243
AMZA|INFRACAP MLP ETF|KCGM|VIRTU Americas LLC|45607
AMZA|INFRACAP MLP ETF|LEHM|Barclays Capital Inc./Le|281600
AMZA|INFRACAP MLP ETF|LGNT|COR CLEARING LLC|47
AMZA|INFRACAP MLP ETF|LIME|Lime Brokerage LLC|4299
AMZA|INFRACAP MLP ETF|LSCI|Lek Securities Corporation|152
AMZA|INFRACAP MLP ETF|MBTS|ALLY INVEST SECURITIES LLC|3000
AMZA|INFRACAP MLP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125498
AMZA|INFRACAP MLP ETF|MOTF|MOTIF INVESTING, INC.|5
AMZA|INFRACAP MLP ETF|MSCO|MORGAN STANLEY & CO. LLC|380586
AMZA|INFRACAP MLP ETF|MSPL|MORGAN STANLEY & CO. LLC|23200
AMZA|INFRACAP MLP ETF|MSTX|MORGAN STANLEY & CO. LLC|800
AMZA|INFRACAP MLP ETF|NFSC|National Financial Services LLC|2015214
AMZA|INFRACAP MLP ETF|NITE|VIRTU Americas LLC|2105404
AMZA|INFRACAP MLP ETF|NITP|VIRTU Americas LLC|96401
AMZA|INFRACAP MLP ETF|NQRB|Brut, LLC|1000
AMZA|INFRACAP MLP ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1780
AMZA|INFRACAP MLP ETF|NTRC|Northern Trust Securities, Inc.|200
AMZA|INFRACAP MLP ETF|OPCO|Oppenheimer & Co. Inc.|4842
AMZA|INFRACAP MLP ETF|PDQM|CODA MARKETS, INC.|33808
AMZA|INFRACAP MLP ETF|PWJC|UBS Financial Services, Inc.|11119
AMZA|INFRACAP MLP ETF|RBCM|RBC CAPITAL MARKETS, LLC|27964
AMZA|INFRACAP MLP ETF|RGLD|Regal Securities, Inc|300
AMZA|INFRACAP MLP ETF|SAGL|SAGETRADER, LLC|600
AMZA|INFRACAP MLP ETF|SALI|INTL FCSTONE FINANCIAL INC.|620
AMZA|INFRACAP MLP ETF|SBRX|MURIEL SIEBERT & CO INC|17300
AMZA|INFRACAP MLP ETF|SBSH|Citigroup Global Markets Inc.|1410
AMZA|INFRACAP MLP ETF|SGMT|GOLDMAN SACHS & CO. LLC|31226
AMZA|INFRACAP MLP ETF|SPDR|SPEEDROUTE LLC|11600
AMZA|INFRACAP MLP ETF|SPHN|Stephens Inc.|34
AMZA|INFRACAP MLP ETF|SWIM|TD Ameritrade, Inc.|440590
AMZA|INFRACAP MLP ETF|SWST|Hilltop Securities Inc.|2183
AMZA|INFRACAP MLP ETF|TKNG|ALLY INVEST SECURITIES LLC|16135
AMZA|INFRACAP MLP ETF|TRBT|Tradebot Systems, Inc.|91596
AMZA|INFRACAP MLP ETF|TRCM|TRC MARKETS LLC|2788
AMZA|INFRACAP MLP ETF|TWTT|TASTYWORKS, INC.|2700
AMZA|INFRACAP MLP ETF|UBSA|UBS SECURITIES LLC|149775
AMZA|INFRACAP MLP ETF|UBSS|UBS Securities LLC|437473
AMZA|INFRACAP MLP ETF|VALX|VIRTU AMERICAS LLC|5727
AMZA|INFRACAP MLP ETF|VGRD|Vanguard Marketing Corporation|263340
AMZA|INFRACAP MLP ETF|WCHV|WELLS FARGO SECURITIES, LLC|215648
AMZA|INFRACAP MLP ETF|WEDB|WEDBUSH SECURITIES INC.|3809
AMZA|INFRACAP MLP ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16811
AMZA|INFRACAP MLP ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|123326
AMZA|INFRACAP MLP ETF|WGIF|CIBC World Markets Inc.|2900
AMZA|INFRACAP MLP ETF|WSEA|WOLVERINE SECURITIES, LLC|28499
AMZA|INFRACAP MLP ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|83004
AMZA|INFRACAP MLP ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|10908
AMZA|INFRACAP MLP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36806
AMZN|AMAZON.COM INC|ABLE|NATIXIS Securities Americas LLC|67626
AMZN|AMAZON.COM INC|ACAD|ACADEMY SECURITIES, INC.|500
AMZN|AMAZON.COM INC|ACPL|American Capital Partners, LLC|32
AMZN|AMAZON.COM INC|ADAM|CANACCORD GENUITY INC.|1489
AMZN|AMAZON.COM INC|AGCP|AEGIS CAPITAL CORP.|28
AMZN|AMAZON.COM INC|AGIS|Aegis Capital Corp.|3022
AMZN|AMAZON.COM INC|ALLN|Allen & Company LLC|2328
AMZN|AMAZON.COM INC|ALPS|Alpine Securities Corporation|4
AMZN|AMAZON.COM INC|ALTX|Alternet Securities Inc.|17603
AMZN|AMAZON.COM INC|ANOS|ABEL/NOSER, L.L.C.|2758
AMZN|AMAZON.COM INC|APCC|Apex Clearing Corporation|40729
AMZN|AMAZON.COM INC|AVON|Avondale Partners, LLC|298
AMZN|AMAZON.COM INC|BANK|Primevest Financial Services, Inc.|3804
AMZN|AMAZON.COM INC|BARD|Robert W. Baird & Co. Incorporated|9643
AMZN|AMAZON.COM INC|BATM|CBOE TRADING, INC.|90740
AMZN|AMAZON.COM INC|BAYC|BAY CREST PARTNERS, LLC|31753
AMZN|AMAZON.COM INC|BAYT|BTIG, LLC|13436
AMZN|AMAZON.COM INC|BBNT|BB&T SECURITIES, LLC|2119
AMZN|AMAZON.COM INC|BERN|Sanford C. Bernstein & Co., LLC|153420
AMZN|AMAZON.COM INC|BGCE|BGC Financial Inc.|290
AMZN|AMAZON.COM INC|BIAD|SAGETRADER, LLC|204
AMZN|AMAZON.COM INC|BIMI|Banca IMI Securities Corp.|14134
AMZN|AMAZON.COM INC|BKCM|BNY Mellon Capital Markets LLC|353
AMZN|AMAZON.COM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|86203
AMZN|AMAZON.COM INC|BMAK|BMA SECURITIES|1100
AMZN|AMAZON.COM INC|BMOC|BMO Capital Markets Corp.|253574
AMZN|AMAZON.COM INC|BMSI|BULL MARKET SECURITIES, INC.|4
AMZN|AMAZON.COM INC|BNPX|BNP PARIBAS SECURITIES CORP.|548920
AMZN|AMAZON.COM INC|BRGE|Newbridge Securities Corp.|396
AMZN|AMAZON.COM INC|BSCM|BROAD STREET CAPITAL MARKETS, LLC|1100
AMZN|AMAZON.COM INC|BTIG|BTIG, LLC|46225
AMZN|AMAZON.COM INC|BYXM|CBOE TRADING, INC.|6278
AMZN|AMAZON.COM INC|BZXL|VOLANT LIQUIDITY, LLC|33470
AMZN|AMAZON.COM INC|CABR|Cabrera Capital Markets, Inc.|232
AMZN|AMAZON.COM INC|CANT|Cantor Fitzgerald & Co.|4138
AMZN|AMAZON.COM INC|CBRA|Cobra Trading, Inc.|500
AMZN|AMAZON.COM INC|CHAS|Charles Schwab & Co., Inc.|101177
AMZN|AMAZON.COM INC|CHBC|PENSERRA SECURITIES, LLC|11240
AMZN|AMAZON.COM INC|CIBP|CIBC World Markets Corp.|22238
AMZN|AMAZON.COM INC|CICF|Canaccord Genuity Corp.|1466
AMZN|AMAZON.COM INC|CIIV|CORPORATE INVESTMENTS GROUP, INC.|20
AMZN|AMAZON.COM INC|CIST|Capital Institutional Services, Inc.|11088
AMZN|AMAZON.COM INC|CLSA|CLSA AMERICAS, LLC|8588
AMZN|AMAZON.COM INC|COKE|Coker & Palmer|75
AMZN|AMAZON.COM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|144588
AMZN|AMAZON.COM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|258810
AMZN|AMAZON.COM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|236776
AMZN|AMAZON.COM INC|CRFN|ROBINHOOD FINANCIAL, LLC|3
AMZN|AMAZON.COM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1060032
AMZN|AMAZON.COM INC|CTDL|Citadel Derivatives Group Llc|25654
AMZN|AMAZON.COM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|77818
AMZN|AMAZON.COM INC|DADA|D.A. Davidson & Co.|2645
AMZN|AMAZON.COM INC|DAVA|Davenport & Company LLC|410
AMZN|AMAZON.COM INC|DAWA|Daiwa Capital Markets America Inc.|62771
AMZN|AMAZON.COM INC|DBAB|Deutsche Bank Securities Inc.|1291609
AMZN|AMAZON.COM INC|DBAX|Deutsche Bank Securities Inc.|334000
AMZN|AMAZON.COM INC|DBUL|Deutsche Bank Securities Inc.|7768
AMZN|AMAZON.COM INC|DCHF|Dart Executions, LLC|40254
AMZN|AMAZON.COM INC|DEAN|MORGAN STANLEY|60050
AMZN|AMAZON.COM INC|DEGS|RONIN PROFESSIONAL LLC|79079
AMZN|AMAZON.COM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|113951
AMZN|AMAZON.COM INC|DRWC|DRW SECURITIES, L.L.C.|100
AMZN|AMAZON.COM INC|DRWK|DRW SECURITIES, L.L.C.|32667
AMZN|AMAZON.COM INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|700
AMZN|AMAZON.COM INC|EBXL|EBX LLC|336300
AMZN|AMAZON.COM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|21868
AMZN|AMAZON.COM INC|EDJC|Edward Jones / CDS|2212
AMZN|AMAZON.COM INC|EDJO|Edward D. Jones & Co., L.P.|32498
AMZN|AMAZON.COM INC|EGAM|CBOE TRADING, INC.|29687
AMZN|AMAZON.COM INC|EGAW|CBOE TRADING, INC.|260
AMZN|AMAZON.COM INC|EGXM|CBOE TRADING, INC.|17587
AMZN|AMAZON.COM INC|EGXW|CBOE TRADING, INC.|529
AMZN|AMAZON.COM INC|ELEV|ELEVATION, LLC|480
AMZN|AMAZON.COM INC|EROP|Eroom Securities L.L.C.|82
AMZN|AMAZON.COM INC|ESPO|ESPOSITO SECURITIES, LLC|76
AMZN|AMAZON.COM INC|ETBE|Electronic Transaction Clearing, Inc.|155424
AMZN|AMAZON.COM INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
AMZN|AMAZON.COM INC|ETCB|ETC BROKERAGE SERVICES, LLC|111
AMZN|AMAZON.COM INC|ETCC|Electronic Transaction Clearing, Inc.|440
AMZN|AMAZON.COM INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|14001
AMZN|AMAZON.COM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|221224
AMZN|AMAZON.COM INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|4781
AMZN|AMAZON.COM INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|37516
AMZN|AMAZON.COM INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|220388
AMZN|AMAZON.COM INC|ETRS|E*Trade Securities LLC|2450962
AMZN|AMAZON.COM INC|EVRS|E1 ASSET MANAGEMENT, INC.|7
AMZN|AMAZON.COM INC|FBCO|Credit Suisse Securities (USA) LLC|1572887
AMZN|AMAZON.COM INC|FBSB|U.S. Bancorp Investments, Inc.|463
AMZN|AMAZON.COM INC|FCST|INTL FCSTONE FINANCIAL INC.|120
AMZN|AMAZON.COM INC|FFSI|Firstrade Securities Inc.|106
AMZN|AMAZON.COM INC|FIDT|Fidelity Clearing Canada ULC./ CDS|120
AMZN|AMAZON.COM INC|FILL|Tradestation Securities, Inc.|216457
AMZN|AMAZON.COM INC|FINX|FINTECH SECURITIES|1575
AMZN|AMAZON.COM INC|FMAF|NBCN Inc./ CDS|89705
AMZN|AMAZON.COM INC|FMCO|First Manhattan Co|91
AMZN|AMAZON.COM INC|FOMA|TD AMERITRADE CLEARING, INC.|5943470
AMZN|AMAZON.COM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1047
AMZN|AMAZON.COM INC|FQLS|Quantlab Securities LP|613400
AMZN|AMAZON.COM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59959
AMZN|AMAZON.COM INC|FTBR|Foliofn Investments, Inc.|5089
AMZN|AMAZON.COM INC|GBMT|GBM International, Inc.|4030
AMZN|AMAZON.COM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|829277
AMZN|AMAZON.COM INC|GELP|RBC CAPITAL MARKETS, LLC|18083
AMZN|AMAZON.COM INC|GLIS|TD Securities Inc|1638
AMZN|AMAZON.COM INC|GLPX|ACS EXECUTION SERVICES, LLC|191935
AMZN|AMAZON.COM INC|GSCO|GOLDMAN SACHS & CO. LLC|3059301
AMZN|AMAZON.COM INC|GSCS|GOLDMAN SACHS & CO. LLC|415486
AMZN|AMAZON.COM INC|GSIC|GLOBAL STRATEGIC INVESTMENTS|97
AMZN|AMAZON.COM INC|GSLT|GOLDMAN SACHS & CO. LLC|34719
AMZN|AMAZON.COM INC|GTSZ|GTS SECURITIES LLC|1575494
AMZN|AMAZON.COM INC|HAPX|HAP Trading, LLC|14672
AMZN|AMAZON.COM INC|HASF|Haywood Securities Inc./CDS|445
AMZN|AMAZON.COM INC|HCTA|Hardcastle Trading USA LLC|28747
AMZN|AMAZON.COM INC|HRBF|American Enterprise Investment Services Inc.|42799
AMZN|AMAZON.COM INC|HSBC|HSBC Securities, Inc.|133150
AMZN|AMAZON.COM INC|IATS|INTERACTIVE BROKERS LLC|570916
AMZN|AMAZON.COM INC|IBKR|Interactive Brokers Llc|1661216
AMZN|AMAZON.COM INC|IBSJ|Integrity Brokerage Services, Inc.|57
AMZN|AMAZON.COM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1478
AMZN|AMAZON.COM INC|ICBX|INSTINET, LLC|96020
AMZN|AMAZON.COM INC|IEQY|CITADEL SECURITIES LLC|600002
AMZN|AMAZON.COM INC|INCA|INSTINET, LLC|2486270
AMZN|AMAZON.COM INC|INJX|INSTINET, LLC|63140
AMZN|AMAZON.COM INC|INTL|INTL FCSTONE FINANCIAL INC.|14
AMZN|AMAZON.COM INC|ITGI|ITG Inc.|103464
AMZN|AMAZON.COM INC|ITGP|ITG INC.|104000
AMZN|AMAZON.COM INC|JANY|Janney Montgomery Scott Inc.|4698
AMZN|AMAZON.COM INC|JEFF|JEFFERIES LLC|222827
AMZN|AMAZON.COM INC|JGUN|Joseph Gunnar & Co.  LLC|12
AMZN|AMAZON.COM INC|JMPT|JUMP TRADING, LLC|422560
AMZN|AMAZON.COM INC|JONE|JonesTrading|2357
AMZN|AMAZON.COM INC|JPBX|J.P. MORGAN SECURITIES LLC|112228
AMZN|AMAZON.COM INC|JPMX|J.P. Morgan Securities LLC|2018930
AMZN|AMAZON.COM INC|JRCO|Johnson Rice & Company L.L.C.|93
AMZN|AMAZON.COM INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|2217
AMZN|AMAZON.COM INC|JSJX|JANE STREET CAPITAL LLC|7145
AMZN|AMAZON.COM INC|JSSF|JMP Securities LLC|3984
AMZN|AMAZON.COM INC|JUTA|JUMP TRADING, LLC|121726
AMZN|AMAZON.COM INC|KCGM|VIRTU Americas LLC|97455
AMZN|AMAZON.COM INC|KCRD|PHX FINANCIAL, INC.|42
AMZN|AMAZON.COM INC|KEYB|KEYBANC CAPITAL MARKETS INC.|402458
AMZN|AMAZON.COM INC|LBKI|Libucki & Co., LLC|3800
AMZN|AMAZON.COM INC|LEER|LEERINK PARTNERS LLC|350
AMZN|AMAZON.COM INC|LEHM|Barclays Capital Inc./Le|2860943
AMZN|AMAZON.COM INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|294
AMZN|AMAZON.COM INC|LIME|Lime Brokerage LLC|344996
AMZN|AMAZON.COM INC|LIWK|LIME BROKERAGE LLC|29
AMZN|AMAZON.COM INC|LMGP|LIME BROKERAGE LLC|40372
AMZN|AMAZON.COM INC|LOOP|Loop Capital Markets LLC|454
AMZN|AMAZON.COM INC|LPCM|Lampert Capital Markets Inc.|30
AMZN|AMAZON.COM INC|LQNA|LIQUIDNET, INC.|15800
AMZN|AMAZON.COM INC|LSCI|Lek Securities Corporation|227751
AMZN|AMAZON.COM INC|LTCO|Ladenburg, Thalmann & Co., Inc.|1600
AMZN|AMAZON.COM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
AMZN|AMAZON.COM INC|MACC|Mid Atlantic Capital Corporation|1145
AMZN|AMAZON.COM INC|MACQ|Macquarie Capital (USA) Inc.|300
AMZN|AMAZON.COM INC|MAVB|Great Point Capital LLC|2200
AMZN|AMAZON.COM INC|MAXM|Maxim Group LLC|8957
AMZN|AMAZON.COM INC|MBTS|ALLY INVEST SECURITIES LLC|1391
AMZN|AMAZON.COM INC|MCBT|Moors & Cabot, Inc.|78
AMZN|AMAZON.COM INC|MCMF|Raymond James Ltd. Cds|1365
AMZN|AMAZON.COM INC|MICA|Spartan Securities Group, Ltd.|1925
AMZN|AMAZON.COM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|212844
AMZN|AMAZON.COM INC|MOTF|MOTIF INVESTING, INC.|1344
AMZN|AMAZON.COM INC|MPSG|E D & F Man Capital Markets Inc.|1514
AMZN|AMAZON.COM INC|MRBA|IBN FINANCIAL SERVICES, INC.|6
AMZN|AMAZON.COM INC|MSCO|MORGAN STANLEY & CO. LLC|5595627
AMZN|AMAZON.COM INC|MSPL|MORGAN STANLEY & CO. LLC|246600
AMZN|AMAZON.COM INC|MSTX|MORGAN STANLEY & CO. LLC|48900
AMZN|AMAZON.COM INC|MZHO|Mizuho Securities USA LLC|14220
AMZN|AMAZON.COM INC|NATL|National Securities Corporation|2764
AMZN|AMAZON.COM INC|NBCS|NBC Securities, INC.|151
AMZN|AMAZON.COM INC|NEED|Needham & Company, LLC|130
AMZN|AMAZON.COM INC|NEUB|NEUBERGER BERMAN BD LLC|478
AMZN|AMAZON.COM INC|NFSC|National Financial Services LLC|3357244
AMZN|AMAZON.COM INC|NITE|VIRTU Americas LLC|6894194
AMZN|AMAZON.COM INC|NITP|VIRTU Americas LLC|1441
AMZN|AMAZON.COM INC|NQRB|Brut, LLC|25943
AMZN|AMAZON.COM INC|NTFN|Network 1 Financial Securities Inc.|3
AMZN|AMAZON.COM INC|NTRC|Northern Trust Securities, Inc.|4527
AMZN|AMAZON.COM INC|OHOS|TWO SIGMA SECURITIES, LLC|84758
AMZN|AMAZON.COM INC|OLDM|OLD MISSION CAPITAL, LLC|462
AMZN|AMAZON.COM INC|ONEL|O'NEIL SECURITIES, INCORPORATED|4212
AMZN|AMAZON.COM INC|OPCO|Oppenheimer & Co. Inc.|46688
AMZN|AMAZON.COM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|48
AMZN|AMAZON.COM INC|PCFF|Pacific International Securities Inc./CDS|179
AMZN|AMAZON.COM INC|PCPT|PHILLIP CAPITAL INC.|2344
AMZN|AMAZON.COM INC|PDQM|CODA MARKETS, INC.|234428
AMZN|AMAZON.COM INC|PHLY|NASDAQ Execution Services, LLC|102410
AMZN|AMAZON.COM INC|PICT|Pictet Overseas Inc.|7637
AMZN|AMAZON.COM INC|PIPR|Piper Jaffray & Co.|2684
AMZN|AMAZON.COM INC|PREC|PRECISION SECURITIES, LLC|658
AMZN|AMAZON.COM INC|PWJC|UBS Financial Services, Inc.|47181
AMZN|AMAZON.COM INC|QMSR|QUATTRO M SECURITIES INC.|5784
AMZN|AMAZON.COM INC|RAJA|Raymond James & Associates, Inc.|58216
AMZN|AMAZON.COM INC|RBCM|RBC CAPITAL MARKETS, LLC|21843
AMZN|AMAZON.COM INC|RCSK|Ruane, Cunniff & Goldbarb LLC|1200
AMZN|AMAZON.COM INC|RGLD|Regal Securities, Inc|456
AMZN|AMAZON.COM INC|RJLC|RJL CAPITAL GROUP, LLC|100
AMZN|AMAZON.COM INC|SAGL|SAGETRADER, LLC|13960
AMZN|AMAZON.COM INC|SAGW|SAGETRADER, LLC|38
AMZN|AMAZON.COM INC|SALI|INTL FCSTONE FINANCIAL INC.|1917
AMZN|AMAZON.COM INC|SBSH|Citigroup Global Markets Inc.|1262610
AMZN|AMAZON.COM INC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|7
AMZN|AMAZON.COM INC|SEIC|SEI Investments Distribution Co.|1227
AMZN|AMAZON.COM INC|SGMT|GOLDMAN SACHS & CO. LLC|250185
AMZN|AMAZON.COM INC|SHMR|ABN Amro Clearing LLC|354
AMZN|AMAZON.COM INC|SJLS|TRADE INFORMATICS LLC|900
AMZN|AMAZON.COM INC|SOGO|Wang Investment Associates, Inc.|763
AMZN|AMAZON.COM INC|SPDR|SPEEDROUTE LLC|101308
AMZN|AMAZON.COM INC|SPHN|Stephens Inc.|283
AMZN|AMAZON.COM INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|4248
AMZN|AMAZON.COM INC|STFL|Stifel, Nicolaus & Company, Incorporated|15920
AMZN|AMAZON.COM INC|STKP|STOCKPILE INVESTMENTS, INC.|23438
AMZN|AMAZON.COM INC|STRS|STRATEGAS RESEARCH PARTNERS|367
AMZN|AMAZON.COM INC|STTT|STATETRUST INVESTMENTS INC.|25
AMZN|AMAZON.COM INC|STXG|Stockcross Financial Services, Inc.|478
AMZN|AMAZON.COM INC|SWIM|TD Ameritrade, Inc.|4399392
AMZN|AMAZON.COM INC|SWST|Hilltop Securities Inc.|23156
AMZN|AMAZON.COM INC|TAGC|TELSEY ADVISORY GROUP LLC|2
AMZN|AMAZON.COM INC|TDSI|TD Securities (USA) LLC|136
AMZN|AMAZON.COM INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|11
AMZN|AMAZON.COM INC|TKNG|ALLY INVEST SECURITIES LLC|23350
AMZN|AMAZON.COM INC|TMBR|Timber Hill LLC|100
AMZN|AMAZON.COM INC|TONC|CUTTONE & CO., LLC|60
AMZN|AMAZON.COM INC|TRBT|Tradebot Systems, Inc.|512484
AMZN|AMAZON.COM INC|TRCM|TRC MARKETS LLC|272279
AMZN|AMAZON.COM INC|TTUC|CUTTONE & CO., INC.|4650
AMZN|AMAZON.COM INC|TWTT|TASTYWORKS, INC.|3613
AMZN|AMAZON.COM INC|UBSA|UBS SECURITIES LLC|2522075
AMZN|AMAZON.COM INC|UBSS|UBS Securities LLC|4485020
AMZN|AMAZON.COM INC|UFPA|UNITED FIRST PARTNERS LLC|1720
AMZN|AMAZON.COM INC|VALX|VIRTU AMERICAS LLC|169780
AMZN|AMAZON.COM INC|VGRD|Vanguard Marketing Corporation|283457
AMZN|AMAZON.COM INC|VSIN|Vision Financial Markets Llc|274
AMZN|AMAZON.COM INC|WABR|Wall Street Access|9196
AMZN|AMAZON.COM INC|WBET|Wallachbeth Capital LLC|1309
AMZN|AMAZON.COM INC|WBLR|WILLIAM BLAIR|10781
AMZN|AMAZON.COM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|76967
AMZN|AMAZON.COM INC|WCHV|WELLS FARGO SECURITIES, LLC|477365
AMZN|AMAZON.COM INC|WDCO|Wilson-Davis & Co., Inc.|16
AMZN|AMAZON.COM INC|WDNX|WEEDEN & CO.L.P.|6214
AMZN|AMAZON.COM INC|WEDB|WEDBUSH SECURITIES INC.|298773
AMZN|AMAZON.COM INC|WEED|Weeden & Co.L.P.|2147
AMZN|AMAZON.COM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|171386
AMZN|AMAZON.COM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|294323
AMZN|AMAZON.COM INC|WFPB|Wells Fargo Securities, LLC.|100
AMZN|AMAZON.COM INC|WGIF|CIBC World Markets Inc.|46286
AMZN|AMAZON.COM INC|WHOT|JUST2TRADE, INC.|28
AMZN|AMAZON.COM INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|806
AMZN|AMAZON.COM INC|WORD|Worden Capital Management LLC|182
AMZN|AMAZON.COM INC|WSAG|WALL STREET ACCESS|487
AMZN|AMAZON.COM INC|WSEA|WOLVERINE SECURITIES, LLC|37150
AMZN|AMAZON.COM INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|31
AMZN|AMAZON.COM INC|WTFS|JUST2TRADE, INC.|33
AMZN|AMAZON.COM INC|XIST|INSTINET, LLC|40292
AMZN|AMAZON.COM INC|XPUS|XP SECURITIES, LLC|23180
AMZN|AMAZON.COM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|204050
AMZN|AMAZON.COM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|60333
AMZN|AMAZON.COM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30620
AN|AUTONATION INC|ADAM|CANACCORD GENUITY INC.|9500
AN|AUTONATION INC|ALTX|Alternet Securities Inc.|9923
AN|AUTONATION INC|APCC|Apex Clearing Corporation|244
AN|AUTONATION INC|BARD|Robert W. Baird & Co. Incorporated|357
AN|AUTONATION INC|BATM|CBOE TRADING, INC.|2890
AN|AUTONATION INC|BAYC|BAY CREST PARTNERS, LLC|2156
AN|AUTONATION INC|BAYT|BTIG, LLC|13000
AN|AUTONATION INC|BBNT|BB&T SECURITIES, LLC|129
AN|AUTONATION INC|BERN|Sanford C. Bernstein & Co., LLC|44117
AN|AUTONATION INC|BKCM|BNY Mellon Capital Markets LLC|9003
AN|AUTONATION INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3639
AN|AUTONATION INC|BLKX|INSTINET, LLC|70803
AN|AUTONATION INC|BNPX|BNP PARIBAS SECURITIES CORP.|12061
AN|AUTONATION INC|BRVL|BLAYLOCK VAN, LLC|1600
AN|AUTONATION INC|BTIG|BTIG, LLC|8913
AN|AUTONATION INC|BYXM|CBOE TRADING, INC.|1640
AN|AUTONATION INC|BZYD|GOLDMAN SACHS & CO. LLC|200
AN|AUTONATION INC|CANT|Cantor Fitzgerald & Co.|47
AN|AUTONATION INC|CHAS|Charles Schwab & Co., Inc.|4350
AN|AUTONATION INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41669
AN|AUTONATION INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
AN|AUTONATION INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|653
AN|AUTONATION INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|363371
AN|AUTONATION INC|CTDL|Citadel Derivatives Group Llc|12241
AN|AUTONATION INC|CTLR|CUTLER GROUP, LP|667
AN|AUTONATION INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|51906
AN|AUTONATION INC|DAVA|Davenport & Company LLC|150
AN|AUTONATION INC|DBAB|Deutsche Bank Securities Inc.|435646
AN|AUTONATION INC|DBAX|Deutsche Bank Securities Inc.|175800
AN|AUTONATION INC|DEAN|MORGAN STANLEY|31992
AN|AUTONATION INC|DEGS|RONIN PROFESSIONAL LLC|100
AN|AUTONATION INC|DRWK|DRW SECURITIES, L.L.C.|2887
AN|AUTONATION INC|EBXL|EBX LLC|246900
AN|AUTONATION INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13062
AN|AUTONATION INC|EDJO|Edward D. Jones & Co., L.P.|458
AN|AUTONATION INC|EGAM|CBOE TRADING, INC.|20082
AN|AUTONATION INC|EGAW|CBOE TRADING, INC.|269
AN|AUTONATION INC|EGMT|EG MARKET TECHNOLOGIES LLC|1400
AN|AUTONATION INC|EGXM|CBOE TRADING, INC.|2341
AN|AUTONATION INC|EGXW|CBOE TRADING, INC.|198
AN|AUTONATION INC|ETBE|Electronic Transaction Clearing, Inc.|14096
AN|AUTONATION INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
AN|AUTONATION INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17091
AN|AUTONATION INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1043
AN|AUTONATION INC|ETRS|E*Trade Securities LLC|20243
AN|AUTONATION INC|FBSB|U.S. Bancorp Investments, Inc.|800
AN|AUTONATION INC|FILL|Tradestation Securities, Inc.|540
AN|AUTONATION INC|FMAF|NBCN Inc./ CDS|685
AN|AUTONATION INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|48236
AN|AUTONATION INC|FQLS|Quantlab Securities LP|365461
AN|AUTONATION INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98405
AN|AUTONATION INC|FTBR|Foliofn Investments, Inc.|480
AN|AUTONATION INC|GEBB|GLOBAL EXECUTION BROKERS, LP|612
AN|AUTONATION INC|GLPX|ACS EXECUTION SERVICES, LLC|106669
AN|AUTONATION INC|GSCO|GOLDMAN SACHS & CO. LLC|654602
AN|AUTONATION INC|GSCS|GOLDMAN SACHS & CO. LLC|24023
AN|AUTONATION INC|GSLT|GOLDMAN SACHS & CO. LLC|14661
AN|AUTONATION INC|GTSZ|GTS SECURITIES LLC|179972
AN|AUTONATION INC|HRBF|American Enterprise Investment Services Inc.|95
AN|AUTONATION INC|HSBC|HSBC Securities, Inc.|18211
AN|AUTONATION INC|IATS|INTERACTIVE BROKERS LLC|11687
AN|AUTONATION INC|IBKR|Interactive Brokers Llc|19178
AN|AUTONATION INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|740
AN|AUTONATION INC|ICBX|INSTINET, LLC|58731
AN|AUTONATION INC|IEQY|CITADEL SECURITIES LLC|132518
AN|AUTONATION INC|INCA|INSTINET, LLC|397171
AN|AUTONATION INC|INJX|INSTINET, LLC|2899
AN|AUTONATION INC|ITGI|ITG Inc.|255304
AN|AUTONATION INC|ITGP|ITG INC.|387600
AN|AUTONATION INC|JANY|Janney Montgomery Scott Inc.|279
AN|AUTONATION INC|JEFF|JEFFERIES LLC|78712
AN|AUTONATION INC|JMPT|JUMP TRADING, LLC|53133
AN|AUTONATION INC|JPBX|J.P. MORGAN SECURITIES LLC|40926
AN|AUTONATION INC|JPMX|J.P. Morgan Securities LLC|292015
AN|AUTONATION INC|JSJX|JANE STREET CAPITAL LLC|3486
AN|AUTONATION INC|KCGM|VIRTU Americas LLC|28910
AN|AUTONATION INC|LEHM|Barclays Capital Inc./Le|416329
AN|AUTONATION INC|LIME|Lime Brokerage LLC|48987
AN|AUTONATION INC|LQNA|LIQUIDNET, INC.|28500
AN|AUTONATION INC|LSCI|Lek Securities Corporation|612
AN|AUTONATION INC|MACQ|Macquarie Capital (USA) Inc.|6700
AN|AUTONATION INC|MBTS|ALLY INVEST SECURITIES LLC|350
AN|AUTONATION INC|MCMF|Raymond James Ltd. Cds|100
AN|AUTONATION INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66903
AN|AUTONATION INC|MOTF|MOTIF INVESTING, INC.|6
AN|AUTONATION INC|MSCO|MORGAN STANLEY & CO. LLC|1787535
AN|AUTONATION INC|MSPL|MORGAN STANLEY & CO. LLC|415800
AN|AUTONATION INC|MSTX|MORGAN STANLEY & CO. LLC|235700
AN|AUTONATION INC|NFSC|National Financial Services LLC|51624
AN|AUTONATION INC|NITE|VIRTU Americas LLC|186013
AN|AUTONATION INC|NITP|VIRTU Americas LLC|300
AN|AUTONATION INC|NQRB|Brut, LLC|29882
AN|AUTONATION INC|NTBF|BMO Nesbitt Burns Inc./CDS|100
AN|AUTONATION INC|OHOS|TWO SIGMA SECURITIES, LLC|64774
AN|AUTONATION INC|OPCO|Oppenheimer & Co. Inc.|650
AN|AUTONATION INC|OTAA|OTA LLC|1400
AN|AUTONATION INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
AN|AUTONATION INC|PDQM|CODA MARKETS, INC.|356671
AN|AUTONATION INC|PHLY|NASDAQ Execution Services, LLC|200
AN|AUTONATION INC|PWJC|UBS Financial Services, Inc.|1115
AN|AUTONATION INC|RBCM|RBC CAPITAL MARKETS, LLC|263
AN|AUTONATION INC|SAGL|SAGETRADER, LLC|13143
AN|AUTONATION INC|SBSH|Citigroup Global Markets Inc.|27118
AN|AUTONATION INC|SEIC|SEI Investments Distribution Co.|200
AN|AUTONATION INC|SGMT|GOLDMAN SACHS & CO. LLC|103689
AN|AUTONATION INC|SHMR|ABN Amro Clearing LLC|20
AN|AUTONATION INC|SPDR|SPEEDROUTE LLC|18821
AN|AUTONATION INC|SPHN|Stephens Inc.|164
AN|AUTONATION INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1764
AN|AUTONATION INC|STFL|Stifel, Nicolaus & Company, Incorporated|5564
AN|AUTONATION INC|STKP|STOCKPILE INVESTMENTS, INC.|12
AN|AUTONATION INC|STTT|STATETRUST INVESTMENTS INC.|320
AN|AUTONATION INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3567
AN|AUTONATION INC|SWIM|TD Ameritrade, Inc.|3210
AN|AUTONATION INC|SWST|Hilltop Securities Inc.|206
AN|AUTONATION INC|TAGC|TELSEY ADVISORY GROUP LLC|63
AN|AUTONATION INC|TKNG|ALLY INVEST SECURITIES LLC|50
AN|AUTONATION INC|TRBT|Tradebot Systems, Inc.|170319
AN|AUTONATION INC|TRCM|TRC MARKETS LLC|214384
AN|AUTONATION INC|UBSA|UBS SECURITIES LLC|503524
AN|AUTONATION INC|UBSS|UBS Securities LLC|574267
AN|AUTONATION INC|VALX|VIRTU AMERICAS LLC|10314
AN|AUTONATION INC|VGRD|Vanguard Marketing Corporation|3417
AN|AUTONATION INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1548
AN|AUTONATION INC|WCHV|WELLS FARGO SECURITIES, LLC|46684
AN|AUTONATION INC|WDNX|WEEDEN & CO.L.P.|406
AN|AUTONATION INC|WEDB|WEDBUSH SECURITIES INC.|3656
AN|AUTONATION INC|WEED|Weeden & Co.L.P.|100
AN|AUTONATION INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|408
AN|AUTONATION INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7833
AN|AUTONATION INC|WFPB|Wells Fargo Securities, LLC.|400
AN|AUTONATION INC|WGIF|CIBC World Markets Inc.|375
AN|AUTONATION INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|41
AN|AUTONATION INC|WSEA|WOLVERINE SECURITIES, LLC|808
AN|AUTONATION INC|XIST|INSTINET, LLC|31002
AN|AUTONATION INC|XPQR|Jump Trading|9651
AN|AUTONATION INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12812
AN|AUTONATION INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3811
AN|AUTONATION INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|873
ANAB|ANAPTYSBIO, INC. COM|ACAD|ACADEMY SECURITIES, INC.|4800
ANAB|ANAPTYSBIO, INC. COM|ALTX|Alternet Securities Inc.|12579
ANAB|ANAPTYSBIO, INC. COM|APCC|Apex Clearing Corporation|508
ANAB|ANAPTYSBIO, INC. COM|BATM|CBOE TRADING, INC.|6576
ANAB|ANAPTYSBIO, INC. COM|BERN|Sanford C. Bernstein & Co., LLC|7745
ANAB|ANAPTYSBIO, INC. COM|BIMI|Banca IMI Securities Corp.|100
ANAB|ANAPTYSBIO, INC. COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|163
ANAB|ANAPTYSBIO, INC. COM|BLKX|INSTINET, LLC|5000
ANAB|ANAPTYSBIO, INC. COM|BMOC|BMO Capital Markets Corp.|2904
ANAB|ANAPTYSBIO, INC. COM|BNPX|BNP PARIBAS SECURITIES CORP.|24321
ANAB|ANAPTYSBIO, INC. COM|BTIG|BTIG, LLC|9964
ANAB|ANAPTYSBIO, INC. COM|BYXM|CBOE TRADING, INC.|1393
ANAB|ANAPTYSBIO, INC. COM|CNFR|Cowen Prime Services LLC|1575
ANAB|ANAPTYSBIO, INC. COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|239225
ANAB|ANAPTYSBIO, INC. COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19984
ANAB|ANAPTYSBIO, INC. COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1509
ANAB|ANAPTYSBIO, INC. COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|165855
ANAB|ANAPTYSBIO, INC. COM|CTDL|Citadel Derivatives Group Llc|10391
ANAB|ANAPTYSBIO, INC. COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|18670
ANAB|ANAPTYSBIO, INC. COM|DADA|D.A. Davidson & Co.|122
ANAB|ANAPTYSBIO, INC. COM|DBAB|Deutsche Bank Securities Inc.|439729
ANAB|ANAPTYSBIO, INC. COM|DBAX|Deutsche Bank Securities Inc.|187000
ANAB|ANAPTYSBIO, INC. COM|DBUL|Deutsche Bank Securities Inc.|2729
ANAB|ANAPTYSBIO, INC. COM|DEAN|MORGAN STANLEY|128
ANAB|ANAPTYSBIO, INC. COM|DEGS|RONIN PROFESSIONAL LLC|3268
ANAB|ANAPTYSBIO, INC. COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|145
ANAB|ANAPTYSBIO, INC. COM|EBXL|EBX LLC|122300
ANAB|ANAPTYSBIO, INC. COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|221
ANAB|ANAPTYSBIO, INC. COM|EDJO|Edward D. Jones & Co., L.P.|51
ANAB|ANAPTYSBIO, INC. COM|EGAM|CBOE TRADING, INC.|7634
ANAB|ANAPTYSBIO, INC. COM|EGMT|EG MARKET TECHNOLOGIES LLC|1437
ANAB|ANAPTYSBIO, INC. COM|EGXM|CBOE TRADING, INC.|1733
ANAB|ANAPTYSBIO, INC. COM|ETBE|Electronic Transaction Clearing, Inc.|16113
ANAB|ANAPTYSBIO, INC. COM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|256
ANAB|ANAPTYSBIO, INC. COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|94365
ANAB|ANAPTYSBIO, INC. COM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1806
ANAB|ANAPTYSBIO, INC. COM|ETRS|E*Trade Securities LLC|21563
ANAB|ANAPTYSBIO, INC. COM|FBCO|Credit Suisse Securities (USA) LLC|189619
ANAB|ANAPTYSBIO, INC. COM|FILL|Tradestation Securities, Inc.|449
ANAB|ANAPTYSBIO, INC. COM|FMAF|NBCN Inc./ CDS|50
ANAB|ANAPTYSBIO, INC. COM|FOMA|TD AMERITRADE CLEARING, INC.|232553
ANAB|ANAPTYSBIO, INC. COM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|175
ANAB|ANAPTYSBIO, INC. COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90838
ANAB|ANAPTYSBIO, INC. COM|FTBR|Foliofn Investments, Inc.|197
ANAB|ANAPTYSBIO, INC. COM|GEBB|GLOBAL EXECUTION BROKERS, LP|17999
ANAB|ANAPTYSBIO, INC. COM|GLPX|ACS EXECUTION SERVICES, LLC|78901
ANAB|ANAPTYSBIO, INC. COM|GSCO|GOLDMAN SACHS & CO. LLC|543238
ANAB|ANAPTYSBIO, INC. COM|GSCS|GOLDMAN SACHS & CO. LLC|8147
ANAB|ANAPTYSBIO, INC. COM|GSLT|GOLDMAN SACHS & CO. LLC|1141
ANAB|ANAPTYSBIO, INC. COM|GTSZ|GTS SECURITIES LLC|97245
ANAB|ANAPTYSBIO, INC. COM|HAPX|HAP Trading, LLC|1246
ANAB|ANAPTYSBIO, INC. COM|HSBC|HSBC Securities, Inc.|7300
ANAB|ANAPTYSBIO, INC. COM|IATS|INTERACTIVE BROKERS LLC|6632
ANAB|ANAPTYSBIO, INC. COM|IBKR|Interactive Brokers Llc|40530
ANAB|ANAPTYSBIO, INC. COM|ICBX|INSTINET, LLC|16908
ANAB|ANAPTYSBIO, INC. COM|IEQY|CITADEL SECURITIES LLC|88420
ANAB|ANAPTYSBIO, INC. COM|INCA|INSTINET, LLC|135021
ANAB|ANAPTYSBIO, INC. COM|INJX|INSTINET, LLC|93648
ANAB|ANAPTYSBIO, INC. COM|ITGI|ITG Inc.|179702
ANAB|ANAPTYSBIO, INC. COM|ITGP|ITG INC.|46200
ANAB|ANAPTYSBIO, INC. COM|JEFF|JEFFERIES LLC|68009
ANAB|ANAPTYSBIO, INC. COM|JMPT|JUMP TRADING, LLC|47785
ANAB|ANAPTYSBIO, INC. COM|JPBX|J.P. MORGAN SECURITIES LLC|37939
ANAB|ANAPTYSBIO, INC. COM|JPMX|J.P. Morgan Securities LLC|285253
ANAB|ANAPTYSBIO, INC. COM|JSJX|JANE STREET CAPITAL LLC|6123
ANAB|ANAPTYSBIO, INC. COM|KCGM|VIRTU Americas LLC|27514
ANAB|ANAPTYSBIO, INC. COM|LEER|LEERINK PARTNERS LLC|1300
ANAB|ANAPTYSBIO, INC. COM|LEHM|Barclays Capital Inc./Le|280845
ANAB|ANAPTYSBIO, INC. COM|LIME|Lime Brokerage LLC|125889
ANAB|ANAPTYSBIO, INC. COM|LMGP|LIME BROKERAGE LLC|500
ANAB|ANAPTYSBIO, INC. COM|LQNA|LIQUIDNET, INC.|20700
ANAB|ANAPTYSBIO, INC. COM|MAXM|Maxim Group LLC|3146
ANAB|ANAPTYSBIO, INC. COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25400
ANAB|ANAPTYSBIO, INC. COM|MOTF|MOTIF INVESTING, INC.|45
ANAB|ANAPTYSBIO, INC. COM|MSCO|MORGAN STANLEY & CO. LLC|1395664
ANAB|ANAPTYSBIO, INC. COM|MSPL|MORGAN STANLEY & CO. LLC|166200
ANAB|ANAPTYSBIO, INC. COM|MSTX|MORGAN STANLEY & CO. LLC|30500
ANAB|ANAPTYSBIO, INC. COM|NFSC|National Financial Services LLC|31382
ANAB|ANAPTYSBIO, INC. COM|NITE|VIRTU Americas LLC|188128
ANAB|ANAPTYSBIO, INC. COM|NITP|VIRTU Americas LLC|2200
ANAB|ANAPTYSBIO, INC. COM|NQRB|Brut, LLC|4889
ANAB|ANAPTYSBIO, INC. COM|OPCO|Oppenheimer & Co. Inc.|14
ANAB|ANAPTYSBIO, INC. COM|PDQM|CODA MARKETS, INC.|163780
ANAB|ANAPTYSBIO, INC. COM|PICT|Pictet Overseas Inc.|6072
ANAB|ANAPTYSBIO, INC. COM|PIPR|Piper Jaffray & Co.|1541
ANAB|ANAPTYSBIO, INC. COM|PWJC|UBS Financial Services, Inc.|1200
ANAB|ANAPTYSBIO, INC. COM|RAJA|Raymond James & Associates, Inc.|8065
ANAB|ANAPTYSBIO, INC. COM|RBCM|RBC CAPITAL MARKETS, LLC|251
ANAB|ANAPTYSBIO, INC. COM|SAGL|SAGETRADER, LLC|40284
ANAB|ANAPTYSBIO, INC. COM|SALI|INTL FCSTONE FINANCIAL INC.|100
ANAB|ANAPTYSBIO, INC. COM|SBSH|Citigroup Global Markets Inc.|291641
ANAB|ANAPTYSBIO, INC. COM|SGMT|GOLDMAN SACHS & CO. LLC|40126
ANAB|ANAPTYSBIO, INC. COM|SOGO|Wang Investment Associates, Inc.|900
ANAB|ANAPTYSBIO, INC. COM|SPDR|SPEEDROUTE LLC|25419
ANAB|ANAPTYSBIO, INC. COM|SPTD|MINT GLOBAL MARKETS, INC.|3530
ANAB|ANAPTYSBIO, INC. COM|STFL|Stifel, Nicolaus & Company, Incorporated|3080
ANAB|ANAPTYSBIO, INC. COM|STKP|STOCKPILE INVESTMENTS, INC.|6
ANAB|ANAPTYSBIO, INC. COM|SWIM|TD Ameritrade, Inc.|7493
ANAB|ANAPTYSBIO, INC. COM|SWST|Hilltop Securities Inc.|92
ANAB|ANAPTYSBIO, INC. COM|TKNG|ALLY INVEST SECURITIES LLC|479
ANAB|ANAPTYSBIO, INC. COM|TRBT|Tradebot Systems, Inc.|121185
ANAB|ANAPTYSBIO, INC. COM|TRCM|TRC MARKETS LLC|19205
ANAB|ANAPTYSBIO, INC. COM|UBSA|UBS SECURITIES LLC|271425
ANAB|ANAPTYSBIO, INC. COM|UBSS|UBS Securities LLC|848633
ANAB|ANAPTYSBIO, INC. COM|VALX|VIRTU AMERICAS LLC|52011
ANAB|ANAPTYSBIO, INC. COM|VGRD|Vanguard Marketing Corporation|818
ANAB|ANAPTYSBIO, INC. COM|WABR|Wall Street Access|1033
ANAB|ANAPTYSBIO, INC. COM|WAIN|H.C. Wainwright & Co., Inc.|4549
ANAB|ANAPTYSBIO, INC. COM|WBET|Wallachbeth Capital LLC|390
ANAB|ANAPTYSBIO, INC. COM|WBPX|SUMMIT SECURITIES GROUP, LLC|204
ANAB|ANAPTYSBIO, INC. COM|WCHV|WELLS FARGO SECURITIES, LLC|62430
ANAB|ANAPTYSBIO, INC. COM|WEDB|WEDBUSH SECURITIES INC.|350
ANAB|ANAPTYSBIO, INC. COM|WEED|Weeden & Co.L.P.|23
ANAB|ANAPTYSBIO, INC. COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|286
ANAB|ANAPTYSBIO, INC. COM|WGIF|CIBC World Markets Inc.|100
ANAB|ANAPTYSBIO, INC. COM|WHOT|JUST2TRADE, INC.|141
ANAB|ANAPTYSBIO, INC. COM|WSEA|WOLVERINE SECURITIES, LLC|249
ANAB|ANAPTYSBIO, INC. COM|XIST|INSTINET, LLC|37200
ANAB|ANAPTYSBIO, INC. COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|5790
ANAB|ANAPTYSBIO, INC. COM|YKNA|COMHAR CAPITAL MARKETS, LLC|33103
ANAB|ANAPTYSBIO, INC. COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31
ANAT|AMER NATL INSURANCE|ALTX|Alternet Securities Inc.|818
ANAT|AMER NATL INSURANCE|APCC|Apex Clearing Corporation|25
ANAT|AMER NATL INSURANCE|BARD|Robert W. Baird & Co. Incorporated|10
ANAT|AMER NATL INSURANCE|BATM|CBOE TRADING, INC.|1099
ANAT|AMER NATL INSURANCE|BAYC|BAY CREST PARTNERS, LLC|72
ANAT|AMER NATL INSURANCE|BERN|Sanford C. Bernstein & Co., LLC|424
ANAT|AMER NATL INSURANCE|BNPX|BNP PARIBAS SECURITIES CORP.|12216
ANAT|AMER NATL INSURANCE|BTIG|BTIG, LLC|1681
ANAT|AMER NATL INSURANCE|BYXM|CBOE TRADING, INC.|878
ANAT|AMER NATL INSURANCE|BZYD|GOLDMAN SACHS & CO. LLC|128
ANAT|AMER NATL INSURANCE|CANT|Cantor Fitzgerald & Co.|166
ANAT|AMER NATL INSURANCE|CHAS|Charles Schwab & Co., Inc.|62
ANAT|AMER NATL INSURANCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31971
ANAT|AMER NATL INSURANCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16071
ANAT|AMER NATL INSURANCE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29304
ANAT|AMER NATL INSURANCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13419
ANAT|AMER NATL INSURANCE|CTDL|Citadel Derivatives Group Llc|2328
ANAT|AMER NATL INSURANCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2660
ANAT|AMER NATL INSURANCE|DBAB|Deutsche Bank Securities Inc.|22698
ANAT|AMER NATL INSURANCE|DBAX|Deutsche Bank Securities Inc.|15800
ANAT|AMER NATL INSURANCE|DEAN|MORGAN STANLEY|167
ANAT|AMER NATL INSURANCE|DEGS|RONIN PROFESSIONAL LLC|2272
ANAT|AMER NATL INSURANCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1611
ANAT|AMER NATL INSURANCE|EBXL|EBX LLC|8900
ANAT|AMER NATL INSURANCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1413
ANAT|AMER NATL INSURANCE|EDJO|Edward D. Jones & Co., L.P.|35
ANAT|AMER NATL INSURANCE|EGAM|CBOE TRADING, INC.|212
ANAT|AMER NATL INSURANCE|ETBE|Electronic Transaction Clearing, Inc.|100
ANAT|AMER NATL INSURANCE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
ANAT|AMER NATL INSURANCE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ANAT|AMER NATL INSURANCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2903
ANAT|AMER NATL INSURANCE|ETRS|E*Trade Securities LLC|1438
ANAT|AMER NATL INSURANCE|FBCO|Credit Suisse Securities (USA) LLC|21850
ANAT|AMER NATL INSURANCE|FMAF|NBCN Inc./ CDS|10
ANAT|AMER NATL INSURANCE|FMCO|First Manhattan Co|821
ANAT|AMER NATL INSURANCE|FOMA|TD AMERITRADE CLEARING, INC.|10053
ANAT|AMER NATL INSURANCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10392
ANAT|AMER NATL INSURANCE|FTBR|Foliofn Investments, Inc.|57
ANAT|AMER NATL INSURANCE|GLPX|ACS EXECUTION SERVICES, LLC|5534
ANAT|AMER NATL INSURANCE|GSCO|GOLDMAN SACHS & CO. LLC|59035
ANAT|AMER NATL INSURANCE|GSCS|GOLDMAN SACHS & CO. LLC|488
ANAT|AMER NATL INSURANCE|GTSZ|GTS SECURITIES LLC|26290
ANAT|AMER NATL INSURANCE|HRBF|American Enterprise Investment Services Inc.|305
ANAT|AMER NATL INSURANCE|IATS|INTERACTIVE BROKERS LLC|565
ANAT|AMER NATL INSURANCE|IBKR|Interactive Brokers Llc|5580
ANAT|AMER NATL INSURANCE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1005
ANAT|AMER NATL INSURANCE|ICBX|INSTINET, LLC|5000
ANAT|AMER NATL INSURANCE|INCA|INSTINET, LLC|74879
ANAT|AMER NATL INSURANCE|INJX|INSTINET, LLC|3698
ANAT|AMER NATL INSURANCE|ITGI|ITG Inc.|7751
ANAT|AMER NATL INSURANCE|ITGP|ITG INC.|10200
ANAT|AMER NATL INSURANCE|JEFF|JEFFERIES LLC|6547
ANAT|AMER NATL INSURANCE|JPBX|J.P. MORGAN SECURITIES LLC|1244
ANAT|AMER NATL INSURANCE|JPMX|J.P. Morgan Securities LLC|30728
ANAT|AMER NATL INSURANCE|KCGM|VIRTU Americas LLC|970
ANAT|AMER NATL INSURANCE|LEHM|Barclays Capital Inc./Le|80997
ANAT|AMER NATL INSURANCE|LIME|Lime Brokerage LLC|34561
ANAT|AMER NATL INSURANCE|LMGP|LIME BROKERAGE LLC|1814
ANAT|AMER NATL INSURANCE|MAXM|Maxim Group LLC|251
ANAT|AMER NATL INSURANCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
ANAT|AMER NATL INSURANCE|MSCO|MORGAN STANLEY & CO. LLC|183216
ANAT|AMER NATL INSURANCE|MSPL|MORGAN STANLEY & CO. LLC|15000
ANAT|AMER NATL INSURANCE|NFSC|National Financial Services LLC|5739
ANAT|AMER NATL INSURANCE|NITE|VIRTU Americas LLC|27230
ANAT|AMER NATL INSURANCE|NITP|VIRTU Americas LLC|200
ANAT|AMER NATL INSURANCE|NQRB|Brut, LLC|283
ANAT|AMER NATL INSURANCE|NTRC|Northern Trust Securities, Inc.|86
ANAT|AMER NATL INSURANCE|PDQM|CODA MARKETS, INC.|11400
ANAT|AMER NATL INSURANCE|PHLY|NASDAQ Execution Services, LLC|200
ANAT|AMER NATL INSURANCE|RAJA|Raymond James & Associates, Inc.|505
ANAT|AMER NATL INSURANCE|RBCM|RBC CAPITAL MARKETS, LLC|151
ANAT|AMER NATL INSURANCE|SAGC|SAGETRADER, LLC|300
ANAT|AMER NATL INSURANCE|SAGW|SAGETRADER, LLC|33
ANAT|AMER NATL INSURANCE|SBSH|Citigroup Global Markets Inc.|11061
ANAT|AMER NATL INSURANCE|SGMT|GOLDMAN SACHS & CO. LLC|1779
ANAT|AMER NATL INSURANCE|SPDR|SPEEDROUTE LLC|2491
ANAT|AMER NATL INSURANCE|SWIM|TD Ameritrade, Inc.|1273
ANAT|AMER NATL INSURANCE|SWST|Hilltop Securities Inc.|344
ANAT|AMER NATL INSURANCE|TRBT|Tradebot Systems, Inc.|5007
ANAT|AMER NATL INSURANCE|TRCM|TRC MARKETS LLC|26270
ANAT|AMER NATL INSURANCE|UBSA|UBS SECURITIES LLC|32850
ANAT|AMER NATL INSURANCE|UBSS|UBS Securities LLC|72176
ANAT|AMER NATL INSURANCE|VALX|VIRTU AMERICAS LLC|242
ANAT|AMER NATL INSURANCE|VGRD|Vanguard Marketing Corporation|1532
ANAT|AMER NATL INSURANCE|WCHV|WELLS FARGO SECURITIES, LLC|1220
ANAT|AMER NATL INSURANCE|WDNX|WEEDEN & CO.L.P.|2408
ANAT|AMER NATL INSURANCE|WEED|Weeden & Co.L.P.|560
ANAT|AMER NATL INSURANCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|110
ANAT|AMER NATL INSURANCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1856
ANAT|AMER NATL INSURANCE|WSEA|WOLVERINE SECURITIES, LLC|17
ANAT|AMER NATL INSURANCE|XIST|INSTINET, LLC|19246
ANAT|AMER NATL INSURANCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
ANAT|AMER NATL INSURANCE|YKNA|COMHAR CAPITAL MARKETS, LLC|1326
ANAT|AMER NATL INSURANCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|60
ANCB|ANCHOR BANCORP|APCC|Apex Clearing Corporation|2
ANCB|ANCHOR BANCORP|BERN|Sanford C. Bernstein & Co., LLC|2548
ANCB|ANCHOR BANCORP|BNKS|Fig Partners, LLC|2448
ANCB|ANCHOR BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800
ANCB|ANCHOR BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
ANCB|ANCHOR BANCORP|DBAB|Deutsche Bank Securities Inc.|1
ANCB|ANCHOR BANCORP|DBAX|Deutsche Bank Securities Inc.|700
ANCB|ANCHOR BANCORP|EBXL|EBX LLC|1500
ANCB|ANCHOR BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|635
ANCB|ANCHOR BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32
ANCB|ANCHOR BANCORP|FTBR|Foliofn Investments, Inc.|32
ANCB|ANCHOR BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|600
ANCB|ANCHOR BANCORP|HOVD|HOVDE GROUP, LLC|1090
ANCB|ANCHOR BANCORP|IBKR|Interactive Brokers Llc|1656
ANCB|ANCHOR BANCORP|ICBX|INSTINET, LLC|300
ANCB|ANCHOR BANCORP|INCA|INSTINET, LLC|1523
ANCB|ANCHOR BANCORP|JPMX|J.P. Morgan Securities LLC|400
ANCB|ANCHOR BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|34
ANCB|ANCHOR BANCORP|KCGM|VIRTU Americas LLC|1902
ANCB|ANCHOR BANCORP|LEHM|Barclays Capital Inc./Le|420
ANCB|ANCHOR BANCORP|LIME|Lime Brokerage LLC|1623
ANCB|ANCHOR BANCORP|MAXM|Maxim Group LLC|1518
ANCB|ANCHOR BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ANCB|ANCHOR BANCORP|MSCO|MORGAN STANLEY & CO. LLC|751
ANCB|ANCHOR BANCORP|MSPL|MORGAN STANLEY & CO. LLC|400
ANCB|ANCHOR BANCORP|NFSC|National Financial Services LLC|3112
ANCB|ANCHOR BANCORP|NITE|VIRTU Americas LLC|4348
ANCB|ANCHOR BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|800
ANCB|ANCHOR BANCORP|SWIM|TD Ameritrade, Inc.|1520
ANCB|ANCHOR BANCORP|SWST|Hilltop Securities Inc.|2020
ANCB|ANCHOR BANCORP|UBSA|UBS SECURITIES LLC|400
ANCB|ANCHOR BANCORP|UBSS|UBS Securities LLC|4261
ANCB|ANCHOR BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|800
ANCB|ANCHOR BANCORP|WEDB|WEDBUSH SECURITIES INC.|5649
ANCB|ANCHOR BANCORP|WSEA|WOLVERINE SECURITIES, LLC|4
ANCX|ACCESS NATIONAL CORP|ALTX|Alternet Securities Inc.|700
ANCX|ACCESS NATIONAL CORP|APCC|Apex Clearing Corporation|23
ANCX|ACCESS NATIONAL CORP|BATM|CBOE TRADING, INC.|102
ANCX|ACCESS NATIONAL CORP|BBNT|BB&T SECURITIES, LLC|219
ANCX|ACCESS NATIONAL CORP|BERN|Sanford C. Bernstein & Co., LLC|14840
ANCX|ACCESS NATIONAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5
ANCX|ACCESS NATIONAL CORP|BMOC|BMO Capital Markets Corp.|2399
ANCX|ACCESS NATIONAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1501
ANCX|ACCESS NATIONAL CORP|BTIG|BTIG, LLC|35381
ANCX|ACCESS NATIONAL CORP|BYXM|CBOE TRADING, INC.|100
ANCX|ACCESS NATIONAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|2171
ANCX|ACCESS NATIONAL CORP|CHAS|Charles Schwab & Co., Inc.|27840
ANCX|ACCESS NATIONAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1246
ANCX|ACCESS NATIONAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2225
ANCX|ACCESS NATIONAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20765
ANCX|ACCESS NATIONAL CORP|CTDL|Citadel Derivatives Group Llc|4098
ANCX|ACCESS NATIONAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1120
ANCX|ACCESS NATIONAL CORP|DAVA|Davenport & Company LLC|35
ANCX|ACCESS NATIONAL CORP|DBAB|Deutsche Bank Securities Inc.|37705
ANCX|ACCESS NATIONAL CORP|DBAX|Deutsche Bank Securities Inc.|7000
ANCX|ACCESS NATIONAL CORP|DBUL|Deutsche Bank Securities Inc.|500
ANCX|ACCESS NATIONAL CORP|DEAN|MORGAN STANLEY|624
ANCX|ACCESS NATIONAL CORP|DEGS|RONIN PROFESSIONAL LLC|1500
ANCX|ACCESS NATIONAL CORP|EBXL|EBX LLC|12300
ANCX|ACCESS NATIONAL CORP|EDJO|Edward D. Jones & Co., L.P.|30
ANCX|ACCESS NATIONAL CORP|EGAM|CBOE TRADING, INC.|1152
ANCX|ACCESS NATIONAL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|400
ANCX|ACCESS NATIONAL CORP|EGXM|CBOE TRADING, INC.|100
ANCX|ACCESS NATIONAL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|864
ANCX|ACCESS NATIONAL CORP|ETRS|E*Trade Securities LLC|3631
ANCX|ACCESS NATIONAL CORP|FBCO|Credit Suisse Securities (USA) LLC|110875
ANCX|ACCESS NATIONAL CORP|FILL|Tradestation Securities, Inc.|34
ANCX|ACCESS NATIONAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|5182
ANCX|ACCESS NATIONAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11391
ANCX|ACCESS NATIONAL CORP|FTBR|Foliofn Investments, Inc.|12
ANCX|ACCESS NATIONAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|5221
ANCX|ACCESS NATIONAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|819
ANCX|ACCESS NATIONAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|95127
ANCX|ACCESS NATIONAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|124
ANCX|ACCESS NATIONAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|1613
ANCX|ACCESS NATIONAL CORP|GTSZ|GTS SECURITIES LLC|5153
ANCX|ACCESS NATIONAL CORP|IATS|INTERACTIVE BROKERS LLC|1858
ANCX|ACCESS NATIONAL CORP|IBKR|Interactive Brokers Llc|12102
ANCX|ACCESS NATIONAL CORP|ICBX|INSTINET, LLC|1400
ANCX|ACCESS NATIONAL CORP|IEQY|CITADEL SECURITIES LLC|6078
ANCX|ACCESS NATIONAL CORP|INCA|INSTINET, LLC|39152
ANCX|ACCESS NATIONAL CORP|INJX|INSTINET, LLC|11032
ANCX|ACCESS NATIONAL CORP|ITGI|ITG Inc.|5918
ANCX|ACCESS NATIONAL CORP|ITGP|ITG INC.|9200
ANCX|ACCESS NATIONAL CORP|JEFF|JEFFERIES LLC|8672
ANCX|ACCESS NATIONAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|2660
ANCX|ACCESS NATIONAL CORP|JPMX|J.P. Morgan Securities LLC|16553
ANCX|ACCESS NATIONAL CORP|JSJX|JANE STREET CAPITAL LLC|203
ANCX|ACCESS NATIONAL CORP|KCGM|VIRTU Americas LLC|763
ANCX|ACCESS NATIONAL CORP|LEHM|Barclays Capital Inc./Le|28914
ANCX|ACCESS NATIONAL CORP|LIME|Lime Brokerage LLC|44843
ANCX|ACCESS NATIONAL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ANCX|ACCESS NATIONAL CORP|MAXM|Maxim Group LLC|1590
ANCX|ACCESS NATIONAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8968
ANCX|ACCESS NATIONAL CORP|MSCO|MORGAN STANLEY & CO. LLC|125444
ANCX|ACCESS NATIONAL CORP|MSPL|MORGAN STANLEY & CO. LLC|7200
ANCX|ACCESS NATIONAL CORP|NFSC|National Financial Services LLC|8489
ANCX|ACCESS NATIONAL CORP|NITE|VIRTU Americas LLC|51168
ANCX|ACCESS NATIONAL CORP|NQRB|Brut, LLC|1862
ANCX|ACCESS NATIONAL CORP|NTRC|Northern Trust Securities, Inc.|257
ANCX|ACCESS NATIONAL CORP|OPCO|Oppenheimer & Co. Inc.|400
ANCX|ACCESS NATIONAL CORP|PDQM|CODA MARKETS, INC.|1588
ANCX|ACCESS NATIONAL CORP|RAJA|Raymond James & Associates, Inc.|2517
ANCX|ACCESS NATIONAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|3001
ANCX|ACCESS NATIONAL CORP|SAGW|SAGETRADER, LLC|32
ANCX|ACCESS NATIONAL CORP|SBSH|Citigroup Global Markets Inc.|23901
ANCX|ACCESS NATIONAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|5754
ANCX|ACCESS NATIONAL CORP|SPDR|SPEEDROUTE LLC|4190
ANCX|ACCESS NATIONAL CORP|SPTD|MINT GLOBAL MARKETS, INC.|4900
ANCX|ACCESS NATIONAL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
ANCX|ACCESS NATIONAL CORP|SWIM|TD Ameritrade, Inc.|800
ANCX|ACCESS NATIONAL CORP|SWST|Hilltop Securities Inc.|3026
ANCX|ACCESS NATIONAL CORP|TRBT|Tradebot Systems, Inc.|11267
ANCX|ACCESS NATIONAL CORP|TRCM|TRC MARKETS LLC|18428
ANCX|ACCESS NATIONAL CORP|UBSA|UBS SECURITIES LLC|76960
ANCX|ACCESS NATIONAL CORP|UBSS|UBS Securities LLC|118840
ANCX|ACCESS NATIONAL CORP|VALX|VIRTU AMERICAS LLC|1235
ANCX|ACCESS NATIONAL CORP|VGRD|Vanguard Marketing Corporation|153
ANCX|ACCESS NATIONAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|34663
ANCX|ACCESS NATIONAL CORP|WDNX|WEEDEN & CO.L.P.|384
ANCX|ACCESS NATIONAL CORP|WEED|Weeden & Co.L.P.|210
ANCX|ACCESS NATIONAL CORP|WFPB|Wells Fargo Securities, LLC.|3000
ANCX|ACCESS NATIONAL CORP|WSEA|WOLVERINE SECURITIES, LLC|173
ANCX|ACCESS NATIONAL CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|793
ANCX|ACCESS NATIONAL CORP|XIST|INSTINET, LLC|1400
ANCX|ACCESS NATIONAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ANCX|ACCESS NATIONAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ANCX|ACCESS NATIONAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7441
ANDE|ANDERSONS INC (THE##|APCC|Apex Clearing Corporation|30
ANDE|ANDERSONS INC (THE##|BANK|Primevest Financial Services, Inc.|100
ANDE|ANDERSONS INC (THE##|BARD|Robert W. Baird & Co. Incorporated|2233
ANDE|ANDERSONS INC (THE##|BATM|CBOE TRADING, INC.|129
ANDE|ANDERSONS INC (THE##|BERN|Sanford C. Bernstein & Co., LLC|66337
ANDE|ANDERSONS INC (THE##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2410
ANDE|ANDERSONS INC (THE##|BLKX|INSTINET, LLC|37792
ANDE|ANDERSONS INC (THE##|BMOC|BMO Capital Markets Corp.|4324
ANDE|ANDERSONS INC (THE##|BNPX|BNP PARIBAS SECURITIES CORP.|5704
ANDE|ANDERSONS INC (THE##|BTIG|BTIG, LLC|845
ANDE|ANDERSONS INC (THE##|CHAS|Charles Schwab & Co., Inc.|804
ANDE|ANDERSONS INC (THE##|CIST|Capital Institutional Services, Inc.|41
ANDE|ANDERSONS INC (THE##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27410
ANDE|ANDERSONS INC (THE##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|172
ANDE|ANDERSONS INC (THE##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ANDE|ANDERSONS INC (THE##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27006
ANDE|ANDERSONS INC (THE##|CTDL|Citadel Derivatives Group Llc|3975
ANDE|ANDERSONS INC (THE##|CXCX|CITIGROUP GLOBAL MARKETS INC.|8112
ANDE|ANDERSONS INC (THE##|DADA|D.A. Davidson & Co.|30
ANDE|ANDERSONS INC (THE##|DBAB|Deutsche Bank Securities Inc.|126703
ANDE|ANDERSONS INC (THE##|DBAX|Deutsche Bank Securities Inc.|51500
ANDE|ANDERSONS INC (THE##|DBUL|Deutsche Bank Securities Inc.|300
ANDE|ANDERSONS INC (THE##|DEAN|MORGAN STANLEY|1216
ANDE|ANDERSONS INC (THE##|DEGS|RONIN PROFESSIONAL LLC|1787
ANDE|ANDERSONS INC (THE##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2268
ANDE|ANDERSONS INC (THE##|EBXL|EBX LLC|23800
ANDE|ANDERSONS INC (THE##|EDJO|Edward D. Jones & Co., L.P.|2571
ANDE|ANDERSONS INC (THE##|EGAM|CBOE TRADING, INC.|2710
ANDE|ANDERSONS INC (THE##|EGAW|CBOE TRADING, INC.|36
ANDE|ANDERSONS INC (THE##|EGMT|EG MARKET TECHNOLOGIES LLC|10
ANDE|ANDERSONS INC (THE##|EGXM|CBOE TRADING, INC.|332
ANDE|ANDERSONS INC (THE##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|37
ANDE|ANDERSONS INC (THE##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3068
ANDE|ANDERSONS INC (THE##|ETRS|E*Trade Securities LLC|2667
ANDE|ANDERSONS INC (THE##|FBCO|Credit Suisse Securities (USA) LLC|115016
ANDE|ANDERSONS INC (THE##|FIDT|Fidelity Clearing Canada ULC./ CDS|136
ANDE|ANDERSONS INC (THE##|FILL|Tradestation Securities, Inc.|100
ANDE|ANDERSONS INC (THE##|FOMA|TD AMERITRADE CLEARING, INC.|15628
ANDE|ANDERSONS INC (THE##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|245
ANDE|ANDERSONS INC (THE##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18862
ANDE|ANDERSONS INC (THE##|FTBR|Foliofn Investments, Inc.|218
ANDE|ANDERSONS INC (THE##|GEBB|GLOBAL EXECUTION BROKERS, LP|7701
ANDE|ANDERSONS INC (THE##|GLPX|ACS EXECUTION SERVICES, LLC|132
ANDE|ANDERSONS INC (THE##|GSCO|GOLDMAN SACHS & CO. LLC|138594
ANDE|ANDERSONS INC (THE##|GSCS|GOLDMAN SACHS & CO. LLC|4728
ANDE|ANDERSONS INC (THE##|GSLT|GOLDMAN SACHS & CO. LLC|847
ANDE|ANDERSONS INC (THE##|GTSZ|GTS SECURITIES LLC|6421
ANDE|ANDERSONS INC (THE##|HRBF|American Enterprise Investment Services Inc.|565
ANDE|ANDERSONS INC (THE##|IBKR|Interactive Brokers Llc|8591
ANDE|ANDERSONS INC (THE##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
ANDE|ANDERSONS INC (THE##|ICBX|INSTINET, LLC|4200
ANDE|ANDERSONS INC (THE##|IEQY|CITADEL SECURITIES LLC|6960
ANDE|ANDERSONS INC (THE##|INCA|INSTINET, LLC|54576
ANDE|ANDERSONS INC (THE##|INJX|INSTINET, LLC|239
ANDE|ANDERSONS INC (THE##|ITGI|ITG Inc.|8485
ANDE|ANDERSONS INC (THE##|ITGP|ITG INC.|48400
ANDE|ANDERSONS INC (THE##|JANY|Janney Montgomery Scott Inc.|4
ANDE|ANDERSONS INC (THE##|JEFF|JEFFERIES LLC|9097
ANDE|ANDERSONS INC (THE##|JMPT|JUMP TRADING, LLC|4513
ANDE|ANDERSONS INC (THE##|JONE|JonesTrading|238
ANDE|ANDERSONS INC (THE##|JPBX|J.P. MORGAN SECURITIES LLC|1138
ANDE|ANDERSONS INC (THE##|JPMX|J.P. Morgan Securities LLC|93578
ANDE|ANDERSONS INC (THE##|JSEB|JANE STREET EXECUTION SERVICES, LLC|3677
ANDE|ANDERSONS INC (THE##|JSJX|JANE STREET CAPITAL LLC|5304
ANDE|ANDERSONS INC (THE##|KCGM|VIRTU Americas LLC|5546
ANDE|ANDERSONS INC (THE##|LEHM|Barclays Capital Inc./Le|114343
ANDE|ANDERSONS INC (THE##|LIME|Lime Brokerage LLC|67461
ANDE|ANDERSONS INC (THE##|MACC|Mid Atlantic Capital Corporation|85
ANDE|ANDERSONS INC (THE##|MAXM|Maxim Group LLC|2923
ANDE|ANDERSONS INC (THE##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43324
ANDE|ANDERSONS INC (THE##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ANDE|ANDERSONS INC (THE##|MSCO|MORGAN STANLEY & CO. LLC|260186
ANDE|ANDERSONS INC (THE##|MSPL|MORGAN STANLEY & CO. LLC|56100
ANDE|ANDERSONS INC (THE##|MSTX|MORGAN STANLEY & CO. LLC|1600
ANDE|ANDERSONS INC (THE##|NFSC|National Financial Services LLC|8818
ANDE|ANDERSONS INC (THE##|NITE|VIRTU Americas LLC|37433
ANDE|ANDERSONS INC (THE##|NITP|VIRTU Americas LLC|1090
ANDE|ANDERSONS INC (THE##|NQRB|Brut, LLC|690
ANDE|ANDERSONS INC (THE##|NTRC|Northern Trust Securities, Inc.|1229
ANDE|ANDERSONS INC (THE##|OPCO|Oppenheimer & Co. Inc.|906
ANDE|ANDERSONS INC (THE##|PDQM|CODA MARKETS, INC.|3124
ANDE|ANDERSONS INC (THE##|PWJC|UBS Financial Services, Inc.|300
ANDE|ANDERSONS INC (THE##|RAJA|Raymond James & Associates, Inc.|1505
ANDE|ANDERSONS INC (THE##|RBCM|RBC CAPITAL MARKETS, LLC|1172
ANDE|ANDERSONS INC (THE##|SAGW|SAGETRADER, LLC|1320
ANDE|ANDERSONS INC (THE##|SBSH|Citigroup Global Markets Inc.|60043
ANDE|ANDERSONS INC (THE##|SGMT|GOLDMAN SACHS & CO. LLC|20336
ANDE|ANDERSONS INC (THE##|SPDR|SPEEDROUTE LLC|5611
ANDE|ANDERSONS INC (THE##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ANDE|ANDERSONS INC (THE##|SWIM|TD Ameritrade, Inc.|504
ANDE|ANDERSONS INC (THE##|SWST|Hilltop Securities Inc.|1275
ANDE|ANDERSONS INC (THE##|TKNG|ALLY INVEST SECURITIES LLC|40
ANDE|ANDERSONS INC (THE##|TRBT|Tradebot Systems, Inc.|7250
ANDE|ANDERSONS INC (THE##|TRCM|TRC MARKETS LLC|33558
ANDE|ANDERSONS INC (THE##|UBSA|UBS SECURITIES LLC|103369
ANDE|ANDERSONS INC (THE##|UBSS|UBS Securities LLC|147941
ANDE|ANDERSONS INC (THE##|VALX|VIRTU AMERICAS LLC|7359
ANDE|ANDERSONS INC (THE##|VGRD|Vanguard Marketing Corporation|300
ANDE|ANDERSONS INC (THE##|WCHV|WELLS FARGO SECURITIES, LLC|8487
ANDE|ANDERSONS INC (THE##|WEDB|WEDBUSH SECURITIES INC.|600
ANDE|ANDERSONS INC (THE##|WEED|Weeden & Co.L.P.|3
ANDE|ANDERSONS INC (THE##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|391
ANDE|ANDERSONS INC (THE##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2990
ANDE|ANDERSONS INC (THE##|WSEA|WOLVERINE SECURITIES, LLC|670
ANDE|ANDERSONS INC (THE##|XIST|INSTINET, LLC|21690
ANDE|ANDERSONS INC (THE##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
ANDV|ANDEAVOR|ABLE|NATIXIS Securities Americas LLC|19739
ANDV|ANDEAVOR|ADAM|CANACCORD GENUITY INC.|49452
ANDV|ANDEAVOR|ALTX|Alternet Securities Inc.|3000
ANDV|ANDEAVOR|ANOS|ABEL/NOSER, L.L.C.|12073
ANDV|ANDEAVOR|APCC|Apex Clearing Corporation|76
ANDV|ANDEAVOR|BANK|Primevest Financial Services, Inc.|41
ANDV|ANDEAVOR|BARD|Robert W. Baird & Co. Incorporated|1046
ANDV|ANDEAVOR|BATM|CBOE TRADING, INC.|5547
ANDV|ANDEAVOR|BAYC|BAY CREST PARTNERS, LLC|4347
ANDV|ANDEAVOR|BBNT|BB&T SECURITIES, LLC|406
ANDV|ANDEAVOR|BERN|Sanford C. Bernstein & Co., LLC|20294
ANDV|ANDEAVOR|BIDS|BIDS TRADING L.P.|100
ANDV|ANDEAVOR|BIMI|Banca IMI Securities Corp.|150
ANDV|ANDEAVOR|BKCM|BNY Mellon Capital Markets LLC|525
ANDV|ANDEAVOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30316
ANDV|ANDEAVOR|BLKX|INSTINET, LLC|16000
ANDV|ANDEAVOR|BMOC|BMO Capital Markets Corp.|4
ANDV|ANDEAVOR|BNPX|BNP PARIBAS SECURITIES CORP.|291010
ANDV|ANDEAVOR|BRGE|Newbridge Securities Corp.|372
ANDV|ANDEAVOR|BTIG|BTIG, LLC|38403
ANDV|ANDEAVOR|BYXM|CBOE TRADING, INC.|829
ANDV|ANDEAVOR|CABR|Cabrera Capital Markets, Inc.|24
ANDV|ANDEAVOR|CANT|Cantor Fitzgerald & Co.|344
ANDV|ANDEAVOR|CHAS|Charles Schwab & Co., Inc.|5286
ANDV|ANDEAVOR|CHLC|CHURCHILL CAPITAL USA, INC.|3996
ANDV|ANDEAVOR|CIBP|CIBC World Markets Corp.|20094
ANDV|ANDEAVOR|CIST|Capital Institutional Services, Inc.|3389
ANDV|ANDEAVOR|CLSA|CLSA AMERICAS, LLC|1200
ANDV|ANDEAVOR|COWR|Cowen and Company, LLC|2500
ANDV|ANDEAVOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|339506
ANDV|ANDEAVOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30
ANDV|ANDEAVOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|56431
ANDV|ANDEAVOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|342846
ANDV|ANDEAVOR|CTDL|Citadel Derivatives Group Llc|15935
ANDV|ANDEAVOR|CTLR|CUTLER GROUP, LP|100
ANDV|ANDEAVOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|30926
ANDV|ANDEAVOR|DADA|D.A. Davidson & Co.|151
ANDV|ANDEAVOR|DBAB|Deutsche Bank Securities Inc.|126690
ANDV|ANDEAVOR|DBAX|Deutsche Bank Securities Inc.|330900
ANDV|ANDEAVOR|DCHF|Dart Executions, LLC|850
ANDV|ANDEAVOR|DEAN|MORGAN STANLEY|15599
ANDV|ANDEAVOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23338
ANDV|ANDEAVOR|DRWK|DRW SECURITIES, L.L.C.|5777
ANDV|ANDEAVOR|EBXL|EBX LLC|137800
ANDV|ANDEAVOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1662
ANDV|ANDEAVOR|EDJO|Edward D. Jones & Co., L.P.|3361
ANDV|ANDEAVOR|EGAM|CBOE TRADING, INC.|4871
ANDV|ANDEAVOR|EGAW|CBOE TRADING, INC.|107
ANDV|ANDEAVOR|EGMT|EG MARKET TECHNOLOGIES LLC|909
ANDV|ANDEAVOR|EGXM|CBOE TRADING, INC.|12452
ANDV|ANDEAVOR|EGXW|CBOE TRADING, INC.|100
ANDV|ANDEAVOR|ETBE|Electronic Transaction Clearing, Inc.|24564
ANDV|ANDEAVOR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
ANDV|ANDEAVOR|ETCB|ETC BROKERAGE SERVICES, LLC|42
ANDV|ANDEAVOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45161
ANDV|ANDEAVOR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
ANDV|ANDEAVOR|ETRS|E*Trade Securities LLC|55729
ANDV|ANDEAVOR|FBRC|B. RILEY FBR, INC.|61156
ANDV|ANDEAVOR|FBSB|U.S. Bancorp Investments, Inc.|8
ANDV|ANDEAVOR|FILL|Tradestation Securities, Inc.|3076
ANDV|ANDEAVOR|FMAF|NBCN Inc./ CDS|4342
ANDV|ANDEAVOR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10240
ANDV|ANDEAVOR|FQLS|Quantlab Securities LP|157621
ANDV|ANDEAVOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82055
ANDV|ANDEAVOR|FTBR|Foliofn Investments, Inc.|4175
ANDV|ANDEAVOR|GEBB|GLOBAL EXECUTION BROKERS, LP|2938
ANDV|ANDEAVOR|GLIS|TD Securities Inc|810
ANDV|ANDEAVOR|GLPX|ACS EXECUTION SERVICES, LLC|19183
ANDV|ANDEAVOR|GSCO|GOLDMAN SACHS & CO. LLC|1382408
ANDV|ANDEAVOR|GSCS|GOLDMAN SACHS & CO. LLC|52138
ANDV|ANDEAVOR|GSLT|GOLDMAN SACHS & CO. LLC|11254
ANDV|ANDEAVOR|GTSZ|GTS SECURITIES LLC|155869
ANDV|ANDEAVOR|HRBF|American Enterprise Investment Services Inc.|5031
ANDV|ANDEAVOR|HSBC|HSBC Securities, Inc.|3387
ANDV|ANDEAVOR|IATS|INTERACTIVE BROKERS LLC|4612
ANDV|ANDEAVOR|IBKR|Interactive Brokers Llc|5082
ANDV|ANDEAVOR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|718
ANDV|ANDEAVOR|ICBX|INSTINET, LLC|99426
ANDV|ANDEAVOR|IEQY|CITADEL SECURITIES LLC|186344
ANDV|ANDEAVOR|INCA|INSTINET, LLC|210240
ANDV|ANDEAVOR|INJX|INSTINET, LLC|2017
ANDV|ANDEAVOR|ITGI|ITG Inc.|73888
ANDV|ANDEAVOR|ITGP|ITG INC.|49600
ANDV|ANDEAVOR|JANY|Janney Montgomery Scott Inc.|518
ANDV|ANDEAVOR|JEFF|JEFFERIES LLC|140116
ANDV|ANDEAVOR|JMPT|JUMP TRADING, LLC|38536
ANDV|ANDEAVOR|JONE|JonesTrading|117032
ANDV|ANDEAVOR|JPBX|J.P. MORGAN SECURITIES LLC|93862
ANDV|ANDEAVOR|JPMX|J.P. Morgan Securities LLC|317734
ANDV|ANDEAVOR|JSJX|JANE STREET CAPITAL LLC|17961
ANDV|ANDEAVOR|KCGM|VIRTU Americas LLC|61377
ANDV|ANDEAVOR|LEHM|Barclays Capital Inc./Le|880242
ANDV|ANDEAVOR|LIME|Lime Brokerage LLC|51130
ANDV|ANDEAVOR|LMNX|LUMINEX TRADING & ANALYTICS LLC|156634
ANDV|ANDEAVOR|LOOP|Loop Capital Markets LLC|1750
ANDV|ANDEAVOR|LSCI|Lek Securities Corporation|64859
ANDV|ANDEAVOR|MACC|Mid Atlantic Capital Corporation|300
ANDV|ANDEAVOR|MACQ|Macquarie Capital (USA) Inc.|600
ANDV|ANDEAVOR|MKMP|MKM Partners LLC|4608
ANDV|ANDEAVOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|142709
ANDV|ANDEAVOR|MNDX|TJM Investments, LLC|24828
ANDV|ANDEAVOR|MOTF|MOTIF INVESTING, INC.|24
ANDV|ANDEAVOR|MSCO|MORGAN STANLEY & CO. LLC|1629477
ANDV|ANDEAVOR|MSPL|MORGAN STANLEY & CO. LLC|352500
ANDV|ANDEAVOR|MSTX|MORGAN STANLEY & CO. LLC|32800
ANDV|ANDEAVOR|MULL|MARK J. MULLER EQUITIES, INC.|2685
ANDV|ANDEAVOR|NEUB|NEUBERGER BERMAN BD LLC|36
ANDV|ANDEAVOR|NFSC|National Financial Services LLC|230543
ANDV|ANDEAVOR|NITE|VIRTU Americas LLC|366089
ANDV|ANDEAVOR|NITP|VIRTU Americas LLC|392
ANDV|ANDEAVOR|NQRB|Brut, LLC|17470
ANDV|ANDEAVOR|NTBF|BMO Nesbitt Burns Inc./CDS|890
ANDV|ANDEAVOR|NTRC|Northern Trust Securities, Inc.|100
ANDV|ANDEAVOR|OGRU|Oscar Gruss & Son, Incorporated|61470
ANDV|ANDEAVOR|OHOS|TWO SIGMA SECURITIES, LLC|3315
ANDV|ANDEAVOR|OPCO|Oppenheimer & Co. Inc.|180810
ANDV|ANDEAVOR|OTAA|OTA LLC|9100
ANDV|ANDEAVOR|PCFF|Pacific International Securities Inc./CDS|4
ANDV|ANDEAVOR|PDQM|CODA MARKETS, INC.|19702
ANDV|ANDEAVOR|PHLY|NASDAQ Execution Services, LLC|1600
ANDV|ANDEAVOR|PIPR|Piper Jaffray & Co.|43121
ANDV|ANDEAVOR|PWJC|UBS Financial Services, Inc.|2527
ANDV|ANDEAVOR|QMSR|QUATTRO M SECURITIES INC.|503
ANDV|ANDEAVOR|RBCM|RBC CAPITAL MARKETS, LLC|1775
ANDV|ANDEAVOR|RHCO|Suntrust Robinson Humphrey, Inc.|652
ANDV|ANDEAVOR|SAGL|SAGETRADER, LLC|1900
ANDV|ANDEAVOR|SALI|INTL FCSTONE FINANCIAL INC.|519
ANDV|ANDEAVOR|SBSH|Citigroup Global Markets Inc.|166630
ANDV|ANDEAVOR|SGMT|GOLDMAN SACHS & CO. LLC|285451
ANDV|ANDEAVOR|SJLS|TRADE INFORMATICS LLC|23177
ANDV|ANDEAVOR|SOCO|Capital One Southcoast, Inc|500
ANDV|ANDEAVOR|SPDR|SPEEDROUTE LLC|5347
ANDV|ANDEAVOR|SPHN|Stephens Inc.|3
ANDV|ANDEAVOR|STFL|Stifel, Nicolaus & Company, Incorporated|10050
ANDV|ANDEAVOR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14445
ANDV|ANDEAVOR|SWIM|TD Ameritrade, Inc.|48847
ANDV|ANDEAVOR|SWST|Hilltop Securities Inc.|482
ANDV|ANDEAVOR|TKNG|ALLY INVEST SECURITIES LLC|1834
ANDV|ANDEAVOR|TRBT|Tradebot Systems, Inc.|92083
ANDV|ANDEAVOR|TRCM|TRC MARKETS LLC|267488
ANDV|ANDEAVOR|TTUC|CUTTONE & CO., INC.|3484
ANDV|ANDEAVOR|TWTT|TASTYWORKS, INC.|64
ANDV|ANDEAVOR|UBSA|UBS SECURITIES LLC|822454
ANDV|ANDEAVOR|UBSS|UBS Securities LLC|1045303
ANDV|ANDEAVOR|UFPA|UNITED FIRST PARTNERS LLC|10500
ANDV|ANDEAVOR|VALX|VIRTU AMERICAS LLC|40320
ANDV|ANDEAVOR|VGRD|Vanguard Marketing Corporation|9242
ANDV|ANDEAVOR|WABR|Wall Street Access|1600
ANDV|ANDEAVOR|WBET|Wallachbeth Capital LLC|8382
ANDV|ANDEAVOR|WBLR|WILLIAM BLAIR|136
ANDV|ANDEAVOR|WBPX|SUMMIT SECURITIES GROUP, LLC|510
ANDV|ANDEAVOR|WCHV|WELLS FARGO SECURITIES, LLC|32998
ANDV|ANDEAVOR|WDNX|WEEDEN & CO.L.P.|13058
ANDV|ANDEAVOR|WEED|Weeden & Co.L.P.|154779
ANDV|ANDEAVOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24881
ANDV|ANDEAVOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6566
ANDV|ANDEAVOR|WGIF|CIBC World Markets Inc.|41152
ANDV|ANDEAVOR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1520
ANDV|ANDEAVOR|WSAG|WALL STREET ACCESS|388
ANDV|ANDEAVOR|WSEA|WOLVERINE SECURITIES, LLC|2217
ANDV|ANDEAVOR|XIST|INSTINET, LLC|3804
ANDV|ANDEAVOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|31868
ANDV|ANDEAVOR|YKNA|COMHAR CAPITAL MARKETS, LLC|3373
ANDV|ANDEAVOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7992
ANDX|ANDEAVOR LOGISTICS|ABLE|NATIXIS Securities Americas LLC|221500
ANDX|ANDEAVOR LOGISTICS|ALTX|Alternet Securities Inc.|1437
ANDX|ANDEAVOR LOGISTICS|ANOS|ABEL/NOSER, L.L.C.|100
ANDX|ANDEAVOR LOGISTICS|APCC|Apex Clearing Corporation|140
ANDX|ANDEAVOR LOGISTICS|BANK|Primevest Financial Services, Inc.|645
ANDX|ANDEAVOR LOGISTICS|BATM|CBOE TRADING, INC.|7125
ANDX|ANDEAVOR LOGISTICS|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7640
ANDX|ANDEAVOR LOGISTICS|BERN|Sanford C. Bernstein & Co., LLC|2200
ANDX|ANDEAVOR LOGISTICS|BIDS|BIDS TRADING L.P.|170100
ANDX|ANDEAVOR LOGISTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31366
ANDX|ANDEAVOR LOGISTICS|BLKX|INSTINET, LLC|57776
ANDX|ANDEAVOR LOGISTICS|BNPX|BNP PARIBAS SECURITIES CORP.|157
ANDX|ANDEAVOR LOGISTICS|BTIG|BTIG, LLC|11627
ANDX|ANDEAVOR LOGISTICS|BYXM|CBOE TRADING, INC.|833
ANDX|ANDEAVOR LOGISTICS|BZYD|GOLDMAN SACHS & CO. LLC|200
ANDX|ANDEAVOR LOGISTICS|CANT|Cantor Fitzgerald & Co.|1200
ANDX|ANDEAVOR LOGISTICS|CHAS|Charles Schwab & Co., Inc.|13831
ANDX|ANDEAVOR LOGISTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11647
ANDX|ANDEAVOR LOGISTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|201
ANDX|ANDEAVOR LOGISTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
ANDX|ANDEAVOR LOGISTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|146374
ANDX|ANDEAVOR LOGISTICS|CTDL|Citadel Derivatives Group Llc|6908
ANDX|ANDEAVOR LOGISTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|23318
ANDX|ANDEAVOR LOGISTICS|DBAB|Deutsche Bank Securities Inc.|63255
ANDX|ANDEAVOR LOGISTICS|DBAX|Deutsche Bank Securities Inc.|104100
ANDX|ANDEAVOR LOGISTICS|DEAN|MORGAN STANLEY|21874
ANDX|ANDEAVOR LOGISTICS|DEGS|RONIN PROFESSIONAL LLC|100
ANDX|ANDEAVOR LOGISTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7797
ANDX|ANDEAVOR LOGISTICS|EBXL|EBX LLC|101600
ANDX|ANDEAVOR LOGISTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|536
ANDX|ANDEAVOR LOGISTICS|EDJO|Edward D. Jones & Co., L.P.|1070
ANDX|ANDEAVOR LOGISTICS|EGAM|CBOE TRADING, INC.|3425
ANDX|ANDEAVOR LOGISTICS|EGMT|EG MARKET TECHNOLOGIES LLC|300
ANDX|ANDEAVOR LOGISTICS|EGXM|CBOE TRADING, INC.|5934
ANDX|ANDEAVOR LOGISTICS|ETBE|Electronic Transaction Clearing, Inc.|9347
ANDX|ANDEAVOR LOGISTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14663
ANDX|ANDEAVOR LOGISTICS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|93
ANDX|ANDEAVOR LOGISTICS|ETRS|E*Trade Securities LLC|41988
ANDX|ANDEAVOR LOGISTICS|FILL|Tradestation Securities, Inc.|3010
ANDX|ANDEAVOR LOGISTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103455
ANDX|ANDEAVOR LOGISTICS|FTBR|Foliofn Investments, Inc.|705
ANDX|ANDEAVOR LOGISTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|4362
ANDX|ANDEAVOR LOGISTICS|GLPX|ACS EXECUTION SERVICES, LLC|16086
ANDX|ANDEAVOR LOGISTICS|GSCO|GOLDMAN SACHS & CO. LLC|298566
ANDX|ANDEAVOR LOGISTICS|GSCS|GOLDMAN SACHS & CO. LLC|5500
ANDX|ANDEAVOR LOGISTICS|GSLT|GOLDMAN SACHS & CO. LLC|1293
ANDX|ANDEAVOR LOGISTICS|GTSZ|GTS SECURITIES LLC|52644
ANDX|ANDEAVOR LOGISTICS|HAPX|HAP Trading, LLC|100
ANDX|ANDEAVOR LOGISTICS|HRBF|American Enterprise Investment Services Inc.|7308
ANDX|ANDEAVOR LOGISTICS|IATS|INTERACTIVE BROKERS LLC|6787
ANDX|ANDEAVOR LOGISTICS|IBKR|Interactive Brokers Llc|7946
ANDX|ANDEAVOR LOGISTICS|ICBX|INSTINET, LLC|145585
ANDX|ANDEAVOR LOGISTICS|INCA|INSTINET, LLC|70596
ANDX|ANDEAVOR LOGISTICS|INJX|INSTINET, LLC|1653
ANDX|ANDEAVOR LOGISTICS|ITGI|ITG Inc.|16836
ANDX|ANDEAVOR LOGISTICS|ITGP|ITG INC.|36000
ANDX|ANDEAVOR LOGISTICS|JANY|Janney Montgomery Scott Inc.|500
ANDX|ANDEAVOR LOGISTICS|JEFF|JEFFERIES LLC|57777
ANDX|ANDEAVOR LOGISTICS|JMPT|JUMP TRADING, LLC|14471
ANDX|ANDEAVOR LOGISTICS|JPBX|J.P. MORGAN SECURITIES LLC|1042
ANDX|ANDEAVOR LOGISTICS|JPMX|J.P. Morgan Securities LLC|138134
ANDX|ANDEAVOR LOGISTICS|JSJX|JANE STREET CAPITAL LLC|9060
ANDX|ANDEAVOR LOGISTICS|KCGM|VIRTU Americas LLC|48350
ANDX|ANDEAVOR LOGISTICS|LEHM|Barclays Capital Inc./Le|362161
ANDX|ANDEAVOR LOGISTICS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3000
ANDX|ANDEAVOR LOGISTICS|LIME|Lime Brokerage LLC|20293
ANDX|ANDEAVOR LOGISTICS|LQNA|LIQUIDNET, INC.|41800
ANDX|ANDEAVOR LOGISTICS|LQNB|LIQUIDNET, INC.|1335
ANDX|ANDEAVOR LOGISTICS|LSCI|Lek Securities Corporation|7231
ANDX|ANDEAVOR LOGISTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|110520
ANDX|ANDEAVOR LOGISTICS|MOTF|MOTIF INVESTING, INC.|2
ANDX|ANDEAVOR LOGISTICS|MSCO|MORGAN STANLEY & CO. LLC|571230
ANDX|ANDEAVOR LOGISTICS|MSPL|MORGAN STANLEY & CO. LLC|47200
ANDX|ANDEAVOR LOGISTICS|MSTX|MORGAN STANLEY & CO. LLC|600
ANDX|ANDEAVOR LOGISTICS|NFSC|National Financial Services LLC|570835
ANDX|ANDEAVOR LOGISTICS|NITE|VIRTU Americas LLC|543794
ANDX|ANDEAVOR LOGISTICS|NITP|VIRTU Americas LLC|512
ANDX|ANDEAVOR LOGISTICS|NQRB|Brut, LLC|5813
ANDX|ANDEAVOR LOGISTICS|NTRC|Northern Trust Securities, Inc.|100
ANDX|ANDEAVOR LOGISTICS|OPCO|Oppenheimer & Co. Inc.|2200
ANDX|ANDEAVOR LOGISTICS|PDQM|CODA MARKETS, INC.|45392
ANDX|ANDEAVOR LOGISTICS|PHLY|NASDAQ Execution Services, LLC|400
ANDX|ANDEAVOR LOGISTICS|PWJC|UBS Financial Services, Inc.|1555
ANDX|ANDEAVOR LOGISTICS|RBCM|RBC CAPITAL MARKETS, LLC|8169
ANDX|ANDEAVOR LOGISTICS|SAGL|SAGETRADER, LLC|7210
ANDX|ANDEAVOR LOGISTICS|SALI|INTL FCSTONE FINANCIAL INC.|2
ANDX|ANDEAVOR LOGISTICS|SBRX|MURIEL SIEBERT & CO INC|80
ANDX|ANDEAVOR LOGISTICS|SBSH|Citigroup Global Markets Inc.|95343
ANDX|ANDEAVOR LOGISTICS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|193
ANDX|ANDEAVOR LOGISTICS|SEIC|SEI Investments Distribution Co.|300
ANDX|ANDEAVOR LOGISTICS|SGMT|GOLDMAN SACHS & CO. LLC|75760
ANDX|ANDEAVOR LOGISTICS|SPDR|SPEEDROUTE LLC|2148
ANDX|ANDEAVOR LOGISTICS|STFL|Stifel, Nicolaus & Company, Incorporated|1825
ANDX|ANDEAVOR LOGISTICS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3539
ANDX|ANDEAVOR LOGISTICS|SWIM|TD Ameritrade, Inc.|64157
ANDX|ANDEAVOR LOGISTICS|SWST|Hilltop Securities Inc.|116
ANDX|ANDEAVOR LOGISTICS|TKNG|ALLY INVEST SECURITIES LLC|840
ANDX|ANDEAVOR LOGISTICS|TRBT|Tradebot Systems, Inc.|74204
ANDX|ANDEAVOR LOGISTICS|TRCM|TRC MARKETS LLC|28937
ANDX|ANDEAVOR LOGISTICS|UBSA|UBS SECURITIES LLC|500270
ANDX|ANDEAVOR LOGISTICS|UBSS|UBS Securities LLC|494660
ANDX|ANDEAVOR LOGISTICS|VALX|VIRTU AMERICAS LLC|13248
ANDX|ANDEAVOR LOGISTICS|VGRD|Vanguard Marketing Corporation|12865
ANDX|ANDEAVOR LOGISTICS|WBLR|WILLIAM BLAIR|200
ANDX|ANDEAVOR LOGISTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|1176
ANDX|ANDEAVOR LOGISTICS|WCHV|WELLS FARGO SECURITIES, LLC|84943
ANDX|ANDEAVOR LOGISTICS|WEDB|WEDBUSH SECURITIES INC.|100
ANDX|ANDEAVOR LOGISTICS|WEED|Weeden & Co.L.P.|6221
ANDX|ANDEAVOR LOGISTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|61176
ANDX|ANDEAVOR LOGISTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|84496
ANDX|ANDEAVOR LOGISTICS|WFPB|Wells Fargo Securities, LLC.|60398
ANDX|ANDEAVOR LOGISTICS|WSEA|WOLVERINE SECURITIES, LLC|5564
ANDX|ANDEAVOR LOGISTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|21080
ANDX|ANDEAVOR LOGISTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|2163
ANDX|ANDEAVOR LOGISTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2912
ANET|ARISTA NETWORKS, INC|ABLE|NATIXIS Securities Americas LLC|155600
ANET|ARISTA NETWORKS, INC|ACPL|American Capital Partners, LLC|1083
ANET|ARISTA NETWORKS, INC|ALTX|Alternet Securities Inc.|4494
ANET|ARISTA NETWORKS, INC|APCC|Apex Clearing Corporation|3392
ANET|ARISTA NETWORKS, INC|BANK|Primevest Financial Services, Inc.|125
ANET|ARISTA NETWORKS, INC|BARD|Robert W. Baird & Co. Incorporated|727
ANET|ARISTA NETWORKS, INC|BATM|CBOE TRADING, INC.|38157
ANET|ARISTA NETWORKS, INC|BAYC|BAY CREST PARTNERS, LLC|6831
ANET|ARISTA NETWORKS, INC|BBNT|BB&T SECURITIES, LLC|397
ANET|ARISTA NETWORKS, INC|BERN|Sanford C. Bernstein & Co., LLC|47693
ANET|ARISTA NETWORKS, INC|BIDS|BIDS TRADING L.P.|1900
ANET|ARISTA NETWORKS, INC|BIMI|Banca IMI Securities Corp.|491
ANET|ARISTA NETWORKS, INC|BKCM|BNY Mellon Capital Markets LLC|20
ANET|ARISTA NETWORKS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18565
ANET|ARISTA NETWORKS, INC|BMAK|BMA SECURITIES|5260
ANET|ARISTA NETWORKS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|166987
ANET|ARISTA NETWORKS, INC|BTIG|BTIG, LLC|1050
ANET|ARISTA NETWORKS, INC|BYXM|CBOE TRADING, INC.|330
ANET|ARISTA NETWORKS, INC|CABR|Cabrera Capital Markets, Inc.|225
ANET|ARISTA NETWORKS, INC|CANT|Cantor Fitzgerald & Co.|1885
ANET|ARISTA NETWORKS, INC|CHAS|Charles Schwab & Co., Inc.|9342
ANET|ARISTA NETWORKS, INC|CIBP|CIBC World Markets Corp.|29500
ANET|ARISTA NETWORKS, INC|CIST|Capital Institutional Services, Inc.|431
ANET|ARISTA NETWORKS, INC|CLSA|CLSA AMERICAS, LLC|100
ANET|ARISTA NETWORKS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16898
ANET|ARISTA NETWORKS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1555
ANET|ARISTA NETWORKS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|808
ANET|ARISTA NETWORKS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|287866
ANET|ARISTA NETWORKS, INC|CSMS|CORNERSTONE MACRO LLC|2
ANET|ARISTA NETWORKS, INC|CTDL|Citadel Derivatives Group Llc|9931
ANET|ARISTA NETWORKS, INC|CTLR|CUTLER GROUP, LP|2025
ANET|ARISTA NETWORKS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|30450
ANET|ARISTA NETWORKS, INC|DADA|D.A. Davidson & Co.|247
ANET|ARISTA NETWORKS, INC|DAVA|Davenport & Company LLC|70
ANET|ARISTA NETWORKS, INC|DAWA|Daiwa Capital Markets America Inc.|94000
ANET|ARISTA NETWORKS, INC|DBAB|Deutsche Bank Securities Inc.|112498
ANET|ARISTA NETWORKS, INC|DBAX|Deutsche Bank Securities Inc.|233400
ANET|ARISTA NETWORKS, INC|DBUL|Deutsche Bank Securities Inc.|2475
ANET|ARISTA NETWORKS, INC|DCHF|Dart Executions, LLC|3441
ANET|ARISTA NETWORKS, INC|DEAN|MORGAN STANLEY|8627
ANET|ARISTA NETWORKS, INC|DEGS|RONIN PROFESSIONAL LLC|300
ANET|ARISTA NETWORKS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2943
ANET|ARISTA NETWORKS, INC|DRWK|DRW SECURITIES, L.L.C.|1976
ANET|ARISTA NETWORKS, INC|EBXL|EBX LLC|103700
ANET|ARISTA NETWORKS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|8102
ANET|ARISTA NETWORKS, INC|EDJO|Edward D. Jones & Co., L.P.|1358
ANET|ARISTA NETWORKS, INC|EGAM|CBOE TRADING, INC.|6639
ANET|ARISTA NETWORKS, INC|EGAW|CBOE TRADING, INC.|1
ANET|ARISTA NETWORKS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1480
ANET|ARISTA NETWORKS, INC|EGXM|CBOE TRADING, INC.|2309
ANET|ARISTA NETWORKS, INC|ELEV|ELEVATION, LLC|3120
ANET|ARISTA NETWORKS, INC|ETBE|Electronic Transaction Clearing, Inc.|14638
ANET|ARISTA NETWORKS, INC|ETCB|ETC BROKERAGE SERVICES, LLC|20
ANET|ARISTA NETWORKS, INC|ETCC|Electronic Transaction Clearing, Inc.|180
ANET|ARISTA NETWORKS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|61994
ANET|ARISTA NETWORKS, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|158
ANET|ARISTA NETWORKS, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|206
ANET|ARISTA NETWORKS, INC|ETRS|E*Trade Securities LLC|272168
ANET|ARISTA NETWORKS, INC|FBSB|U.S. Bancorp Investments, Inc.|38
ANET|ARISTA NETWORKS, INC|FFSI|Firstrade Securities Inc.|20
ANET|ARISTA NETWORKS, INC|FILL|Tradestation Securities, Inc.|17012
ANET|ARISTA NETWORKS, INC|FMAF|NBCN Inc./ CDS|1356
ANET|ARISTA NETWORKS, INC|FORD|Fordham Financial Management, Inc.|5260
ANET|ARISTA NETWORKS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1320
ANET|ARISTA NETWORKS, INC|FQLS|Quantlab Securities LP|119887
ANET|ARISTA NETWORKS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51202
ANET|ARISTA NETWORKS, INC|FTBR|Foliofn Investments, Inc.|3440
ANET|ARISTA NETWORKS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|15355
ANET|ARISTA NETWORKS, INC|GLIS|TD Securities Inc|6794
ANET|ARISTA NETWORKS, INC|GLPX|ACS EXECUTION SERVICES, LLC|24773
ANET|ARISTA NETWORKS, INC|GSCO|GOLDMAN SACHS & CO. LLC|755702
ANET|ARISTA NETWORKS, INC|GSCS|GOLDMAN SACHS & CO. LLC|10887
ANET|ARISTA NETWORKS, INC|GSLT|GOLDMAN SACHS & CO. LLC|1014
ANET|ARISTA NETWORKS, INC|GTSZ|GTS SECURITIES LLC|90946
ANET|ARISTA NETWORKS, INC|HAPX|HAP Trading, LLC|10
ANET|ARISTA NETWORKS, INC|HRBF|American Enterprise Investment Services Inc.|7327
ANET|ARISTA NETWORKS, INC|HSBC|HSBC Securities, Inc.|1968
ANET|ARISTA NETWORKS, INC|IATS|INTERACTIVE BROKERS LLC|45984
ANET|ARISTA NETWORKS, INC|IBKR|Interactive Brokers Llc|20773
ANET|ARISTA NETWORKS, INC|IBSJ|Integrity Brokerage Services, Inc.|568
ANET|ARISTA NETWORKS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1283
ANET|ARISTA NETWORKS, INC|ICBX|INSTINET, LLC|26550
ANET|ARISTA NETWORKS, INC|INCA|INSTINET, LLC|175035
ANET|ARISTA NETWORKS, INC|INJX|INSTINET, LLC|4775
ANET|ARISTA NETWORKS, INC|ITGI|ITG Inc.|23279
ANET|ARISTA NETWORKS, INC|ITGP|ITG INC.|96400
ANET|ARISTA NETWORKS, INC|JANY|Janney Montgomery Scott Inc.|2004
ANET|ARISTA NETWORKS, INC|JEFF|JEFFERIES LLC|49682
ANET|ARISTA NETWORKS, INC|JMPT|JUMP TRADING, LLC|41192
ANET|ARISTA NETWORKS, INC|JPBX|J.P. MORGAN SECURITIES LLC|44448
ANET|ARISTA NETWORKS, INC|JPMX|J.P. Morgan Securities LLC|265677
ANET|ARISTA NETWORKS, INC|JSJX|JANE STREET CAPITAL LLC|93441
ANET|ARISTA NETWORKS, INC|JUTA|JUMP TRADING, LLC|400
ANET|ARISTA NETWORKS, INC|KCGM|VIRTU Americas LLC|36077
ANET|ARISTA NETWORKS, INC|LEHM|Barclays Capital Inc./Le|495654
ANET|ARISTA NETWORKS, INC|LIME|Lime Brokerage LLC|9750
ANET|ARISTA NETWORKS, INC|LOOP|Loop Capital Markets LLC|400
ANET|ARISTA NETWORKS, INC|LSCI|Lek Securities Corporation|951
ANET|ARISTA NETWORKS, INC|MACC|Mid Atlantic Capital Corporation|808
ANET|ARISTA NETWORKS, INC|MACQ|Macquarie Capital (USA) Inc.|4461
ANET|ARISTA NETWORKS, INC|MAXM|Maxim Group LLC|8321
ANET|ARISTA NETWORKS, INC|MBTS|ALLY INVEST SECURITIES LLC|4162
ANET|ARISTA NETWORKS, INC|MCMF|Raymond James Ltd. Cds|782
ANET|ARISTA NETWORKS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69536
ANET|ARISTA NETWORKS, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
ANET|ARISTA NETWORKS, INC|MOTF|MOTIF INVESTING, INC.|145
ANET|ARISTA NETWORKS, INC|MPSG|E D & F Man Capital Markets Inc.|600
ANET|ARISTA NETWORKS, INC|MSCO|MORGAN STANLEY & CO. LLC|994966
ANET|ARISTA NETWORKS, INC|MSPL|MORGAN STANLEY & CO. LLC|277000
ANET|ARISTA NETWORKS, INC|MSTX|MORGAN STANLEY & CO. LLC|53300
ANET|ARISTA NETWORKS, INC|NATL|National Securities Corporation|100
ANET|ARISTA NETWORKS, INC|NEED|Needham & Company, LLC|81
ANET|ARISTA NETWORKS, INC|NEUB|NEUBERGER BERMAN BD LLC|8
ANET|ARISTA NETWORKS, INC|NFSC|National Financial Services LLC|519400
ANET|ARISTA NETWORKS, INC|NITE|VIRTU Americas LLC|787321
ANET|ARISTA NETWORKS, INC|NQRB|Brut, LLC|2659
ANET|ARISTA NETWORKS, INC|NTBF|BMO Nesbitt Burns Inc./CDS|505
ANET|ARISTA NETWORKS, INC|NTRC|Northern Trust Securities, Inc.|30
ANET|ARISTA NETWORKS, INC|ONEL|O'NEIL SECURITIES, INCORPORATED|100
ANET|ARISTA NETWORKS, INC|OPCO|Oppenheimer & Co. Inc.|9139
ANET|ARISTA NETWORKS, INC|PCPT|PHILLIP CAPITAL INC.|1576
ANET|ARISTA NETWORKS, INC|PDQM|CODA MARKETS, INC.|36753
ANET|ARISTA NETWORKS, INC|PHLY|NASDAQ Execution Services, LLC|13600
ANET|ARISTA NETWORKS, INC|PWJC|UBS Financial Services, Inc.|750
ANET|ARISTA NETWORKS, INC|RBCM|RBC CAPITAL MARKETS, LLC|1386
ANET|ARISTA NETWORKS, INC|RGLD|Regal Securities, Inc|1255
ANET|ARISTA NETWORKS, INC|SAGL|SAGETRADER, LLC|12186
ANET|ARISTA NETWORKS, INC|SAGW|SAGETRADER, LLC|300
ANET|ARISTA NETWORKS, INC|SALI|INTL FCSTONE FINANCIAL INC.|10
ANET|ARISTA NETWORKS, INC|SBRX|MURIEL SIEBERT & CO INC|18
ANET|ARISTA NETWORKS, INC|SBSH|Citigroup Global Markets Inc.|70757
ANET|ARISTA NETWORKS, INC|SGMT|GOLDMAN SACHS & CO. LLC|72588
ANET|ARISTA NETWORKS, INC|SOGO|Wang Investment Associates, Inc.|151
ANET|ARISTA NETWORKS, INC|SPDR|SPEEDROUTE LLC|9551
ANET|ARISTA NETWORKS, INC|SPHN|Stephens Inc.|50
ANET|ARISTA NETWORKS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|2961
ANET|ARISTA NETWORKS, INC|STKP|STOCKPILE INVESTMENTS, INC.|98
ANET|ARISTA NETWORKS, INC|STRS|STRATEGAS RESEARCH PARTNERS|100
ANET|ARISTA NETWORKS, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5633
ANET|ARISTA NETWORKS, INC|SWIM|TD Ameritrade, Inc.|78691
ANET|ARISTA NETWORKS, INC|SWST|Hilltop Securities Inc.|219
ANET|ARISTA NETWORKS, INC|TAGC|TELSEY ADVISORY GROUP LLC|124
ANET|ARISTA NETWORKS, INC|TKNG|ALLY INVEST SECURITIES LLC|3569
ANET|ARISTA NETWORKS, INC|TRBT|Tradebot Systems, Inc.|127381
ANET|ARISTA NETWORKS, INC|TRCM|TRC MARKETS LLC|27198
ANET|ARISTA NETWORKS, INC|TWTT|TASTYWORKS, INC.|1101
ANET|ARISTA NETWORKS, INC|UBSA|UBS SECURITIES LLC|416102
ANET|ARISTA NETWORKS, INC|UBSS|UBS Securities LLC|902243
ANET|ARISTA NETWORKS, INC|VALX|VIRTU AMERICAS LLC|18132
ANET|ARISTA NETWORKS, INC|VGRD|Vanguard Marketing Corporation|27507
ANET|ARISTA NETWORKS, INC|VSIN|Vision Financial Markets Llc|62
ANET|ARISTA NETWORKS, INC|WBLR|WILLIAM BLAIR|4224
ANET|ARISTA NETWORKS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|7620
ANET|ARISTA NETWORKS, INC|WCHV|WELLS FARGO SECURITIES, LLC|79151
ANET|ARISTA NETWORKS, INC|WDNX|WEEDEN & CO.L.P.|1666
ANET|ARISTA NETWORKS, INC|WEDB|WEDBUSH SECURITIES INC.|1183
ANET|ARISTA NETWORKS, INC|WEED|Weeden & Co.L.P.|2100
ANET|ARISTA NETWORKS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8831
ANET|ARISTA NETWORKS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20703
ANET|ARISTA NETWORKS, INC|WGIF|CIBC World Markets Inc.|567
ANET|ARISTA NETWORKS, INC|WHOT|JUST2TRADE, INC.|35
ANET|ARISTA NETWORKS, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|222
ANET|ARISTA NETWORKS, INC|WSEA|WOLVERINE SECURITIES, LLC|9841
ANET|ARISTA NETWORKS, INC|WTFS|JUST2TRADE, INC.|10
ANET|ARISTA NETWORKS, INC|XIST|INSTINET, LLC|11084
ANET|ARISTA NETWORKS, INC|XPQR|Jump Trading|300
ANET|ARISTA NETWORKS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|89206
ANET|ARISTA NETWORKS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|8125
ANET|ARISTA NETWORKS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5389
ANF|ABERCROMBIE & FITCH|ALTX|Alternet Securities Inc.|63439
ANF|ABERCROMBIE & FITCH|ANOS|ABEL/NOSER, L.L.C.|145
ANF|ABERCROMBIE & FITCH|APCC|Apex Clearing Corporation|130266
ANF|ABERCROMBIE & FITCH|BAQP|BURKE & QUICK PARTNERS LLC|800
ANF|ABERCROMBIE & FITCH|BARD|Robert W. Baird & Co. Incorporated|51929
ANF|ABERCROMBIE & FITCH|BATM|CBOE TRADING, INC.|25923
ANF|ABERCROMBIE & FITCH|BAYC|BAY CREST PARTNERS, LLC|1200
ANF|ABERCROMBIE & FITCH|BAYT|BTIG, LLC|7530
ANF|ABERCROMBIE & FITCH|BERN|Sanford C. Bernstein & Co., LLC|276154
ANF|ABERCROMBIE & FITCH|BGCE|BGC Financial Inc.|400
ANF|ABERCROMBIE & FITCH|BIAD|SAGETRADER, LLC|618
ANF|ABERCROMBIE & FITCH|BIDS|BIDS TRADING L.P.|9900
ANF|ABERCROMBIE & FITCH|BIMI|Banca IMI Securities Corp.|786
ANF|ABERCROMBIE & FITCH|BKCM|BNY Mellon Capital Markets LLC|388
ANF|ABERCROMBIE & FITCH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|158125
ANF|ABERCROMBIE & FITCH|BLKX|INSTINET, LLC|119222
ANF|ABERCROMBIE & FITCH|BNPX|BNP PARIBAS SECURITIES CORP.|79041
ANF|ABERCROMBIE & FITCH|BRVL|BLAYLOCK VAN, LLC|400
ANF|ABERCROMBIE & FITCH|BTIG|BTIG, LLC|79500
ANF|ABERCROMBIE & FITCH|BYXM|CBOE TRADING, INC.|9039
ANF|ABERCROMBIE & FITCH|BZYD|GOLDMAN SACHS & CO. LLC|878
ANF|ABERCROMBIE & FITCH|CANT|Cantor Fitzgerald & Co.|3752
ANF|ABERCROMBIE & FITCH|CBRA|Cobra Trading, Inc.|3600
ANF|ABERCROMBIE & FITCH|CHAS|Charles Schwab & Co., Inc.|23582
ANF|ABERCROMBIE & FITCH|CIST|Capital Institutional Services, Inc.|214
ANF|ABERCROMBIE & FITCH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|256946
ANF|ABERCROMBIE & FITCH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16788
ANF|ABERCROMBIE & FITCH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|86000
ANF|ABERCROMBIE & FITCH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1493631
ANF|ABERCROMBIE & FITCH|CSIN|Citadel Securities Institutional LLC|20708
ANF|ABERCROMBIE & FITCH|CTDL|Citadel Derivatives Group Llc|19028
ANF|ABERCROMBIE & FITCH|CTLR|CUTLER GROUP, LP|1500
ANF|ABERCROMBIE & FITCH|CXCX|CITIGROUP GLOBAL MARKETS INC.|209338
ANF|ABERCROMBIE & FITCH|DADA|D.A. Davidson & Co.|523
ANF|ABERCROMBIE & FITCH|DBAB|Deutsche Bank Securities Inc.|623101
ANF|ABERCROMBIE & FITCH|DBAX|Deutsche Bank Securities Inc.|924400
ANF|ABERCROMBIE & FITCH|DBUL|Deutsche Bank Securities Inc.|20470
ANF|ABERCROMBIE & FITCH|DCHF|Dart Executions, LLC|25303
ANF|ABERCROMBIE & FITCH|DEAN|MORGAN STANLEY|4428
ANF|ABERCROMBIE & FITCH|DEGS|RONIN PROFESSIONAL LLC|1500
ANF|ABERCROMBIE & FITCH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
ANF|ABERCROMBIE & FITCH|DOTC|Dougherty & Company LLC|2500
ANF|ABERCROMBIE & FITCH|EBXL|EBX LLC|502800
ANF|ABERCROMBIE & FITCH|ECUT|CONVERGEX EXECUTION SOLUTIONS|8998
ANF|ABERCROMBIE & FITCH|EDJO|Edward D. Jones & Co., L.P.|111
ANF|ABERCROMBIE & FITCH|EGAM|CBOE TRADING, INC.|93668
ANF|ABERCROMBIE & FITCH|EGAW|CBOE TRADING, INC.|8178
ANF|ABERCROMBIE & FITCH|EGMT|EG MARKET TECHNOLOGIES LLC|1005
ANF|ABERCROMBIE & FITCH|EGXM|CBOE TRADING, INC.|24733
ANF|ABERCROMBIE & FITCH|EGXW|CBOE TRADING, INC.|3600
ANF|ABERCROMBIE & FITCH|EROM|Eroom Securities L.L.C.|190
ANF|ABERCROMBIE & FITCH|ETBE|Electronic Transaction Clearing, Inc.|61179
ANF|ABERCROMBIE & FITCH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|366
ANF|ABERCROMBIE & FITCH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|56184
ANF|ABERCROMBIE & FITCH|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
ANF|ABERCROMBIE & FITCH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|89900
ANF|ABERCROMBIE & FITCH|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|475
ANF|ABERCROMBIE & FITCH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1034
ANF|ABERCROMBIE & FITCH|ETRS|E*Trade Securities LLC|2087673
ANF|ABERCROMBIE & FITCH|FBSB|U.S. Bancorp Investments, Inc.|1
ANF|ABERCROMBIE & FITCH|FILL|Tradestation Securities, Inc.|210667
ANF|ABERCROMBIE & FITCH|FMAF|NBCN Inc./ CDS|4762
ANF|ABERCROMBIE & FITCH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42919
ANF|ABERCROMBIE & FITCH|FQLS|Quantlab Securities LP|1129082
ANF|ABERCROMBIE & FITCH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|292068
ANF|ABERCROMBIE & FITCH|FTBR|Foliofn Investments, Inc.|10662
ANF|ABERCROMBIE & FITCH|GEBB|GLOBAL EXECUTION BROKERS, LP|30324
ANF|ABERCROMBIE & FITCH|GLIS|TD Securities Inc|9044
ANF|ABERCROMBIE & FITCH|GLPX|ACS EXECUTION SERVICES, LLC|435678
ANF|ABERCROMBIE & FITCH|GSCO|GOLDMAN SACHS & CO. LLC|1523040
ANF|ABERCROMBIE & FITCH|GSCS|GOLDMAN SACHS & CO. LLC|75677
ANF|ABERCROMBIE & FITCH|GSLT|GOLDMAN SACHS & CO. LLC|34727
ANF|ABERCROMBIE & FITCH|GTSZ|GTS SECURITIES LLC|244671
ANF|ABERCROMBIE & FITCH|HAPX|HAP Trading, LLC|2597
ANF|ABERCROMBIE & FITCH|HASF|Haywood Securities Inc./CDS|500
ANF|ABERCROMBIE & FITCH|HRBF|American Enterprise Investment Services Inc.|6974
ANF|ABERCROMBIE & FITCH|HSBC|HSBC Securities, Inc.|3737
ANF|ABERCROMBIE & FITCH|IATS|INTERACTIVE BROKERS LLC|123582
ANF|ABERCROMBIE & FITCH|IBKR|Interactive Brokers Llc|246111
ANF|ABERCROMBIE & FITCH|ICBX|INSTINET, LLC|203908
ANF|ABERCROMBIE & FITCH|IEQY|CITADEL SECURITIES LLC|173617
ANF|ABERCROMBIE & FITCH|INCA|INSTINET, LLC|1313077
ANF|ABERCROMBIE & FITCH|INJX|INSTINET, LLC|9630
ANF|ABERCROMBIE & FITCH|ITGI|ITG Inc.|272448
ANF|ABERCROMBIE & FITCH|ITGP|ITG INC.|272000
ANF|ABERCROMBIE & FITCH|JANY|Janney Montgomery Scott Inc.|31
ANF|ABERCROMBIE & FITCH|JEFF|JEFFERIES LLC|598121
ANF|ABERCROMBIE & FITCH|JMPT|JUMP TRADING, LLC|193750
ANF|ABERCROMBIE & FITCH|JPBX|J.P. MORGAN SECURITIES LLC|604877
ANF|ABERCROMBIE & FITCH|JPMX|J.P. Morgan Securities LLC|1018630
ANF|ABERCROMBIE & FITCH|JSJX|JANE STREET CAPITAL LLC|152341
ANF|ABERCROMBIE & FITCH|KCGM|VIRTU Americas LLC|167251
ANF|ABERCROMBIE & FITCH|KEYB|KEYBANC CAPITAL MARKETS INC.|35000
ANF|ABERCROMBIE & FITCH|KING|C. L. King & Associates, Inc.|244
ANF|ABERCROMBIE & FITCH|LEHM|Barclays Capital Inc./Le|1960093
ANF|ABERCROMBIE & FITCH|LIME|Lime Brokerage LLC|46633
ANF|ABERCROMBIE & FITCH|LOOP|Loop Capital Markets LLC|764
ANF|ABERCROMBIE & FITCH|LQNA|LIQUIDNET, INC.|376600
ANF|ABERCROMBIE & FITCH|LSCI|Lek Securities Corporation|2686
ANF|ABERCROMBIE & FITCH|LVMR|LIVERMORE TRADING GROUP, INC.|1741
ANF|ABERCROMBIE & FITCH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9621
ANF|ABERCROMBIE & FITCH|MACQ|Macquarie Capital (USA) Inc.|14200
ANF|ABERCROMBIE & FITCH|MAXM|Maxim Group LLC|64170
ANF|ABERCROMBIE & FITCH|MBTS|ALLY INVEST SECURITIES LLC|58955
ANF|ABERCROMBIE & FITCH|MCMF|Raymond James Ltd. Cds|1225
ANF|ABERCROMBIE & FITCH|MKMP|MKM Partners LLC|129089
ANF|ABERCROMBIE & FITCH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|549236
ANF|ABERCROMBIE & FITCH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ANF|ABERCROMBIE & FITCH|MOTF|MOTIF INVESTING, INC.|34
ANF|ABERCROMBIE & FITCH|MSCO|MORGAN STANLEY & CO. LLC|5339877
ANF|ABERCROMBIE & FITCH|MSPL|MORGAN STANLEY & CO. LLC|1105400
ANF|ABERCROMBIE & FITCH|MSTX|MORGAN STANLEY & CO. LLC|731000
ANF|ABERCROMBIE & FITCH|MTON|MILLINGTON SECURITIES, INC.|78221
ANF|ABERCROMBIE & FITCH|MZHO|Mizuho Securities USA LLC|14000
ANF|ABERCROMBIE & FITCH|NATL|National Securities Corporation|4500
ANF|ABERCROMBIE & FITCH|NFSC|National Financial Services LLC|900680
ANF|ABERCROMBIE & FITCH|NITE|VIRTU Americas LLC|3160432
ANF|ABERCROMBIE & FITCH|NITP|VIRTU Americas LLC|5879
ANF|ABERCROMBIE & FITCH|NQRB|Brut, LLC|44153
ANF|ABERCROMBIE & FITCH|NTBF|BMO Nesbitt Burns Inc./CDS|200
ANF|ABERCROMBIE & FITCH|NTRC|Northern Trust Securities, Inc.|983
ANF|ABERCROMBIE & FITCH|OHOS|TWO SIGMA SECURITIES, LLC|150277
ANF|ABERCROMBIE & FITCH|OPCO|Oppenheimer & Co. Inc.|58933
ANF|ABERCROMBIE & FITCH|PDQM|CODA MARKETS, INC.|608572
ANF|ABERCROMBIE & FITCH|PHLY|NASDAQ Execution Services, LLC|105400
ANF|ABERCROMBIE & FITCH|POIN|PRECISION SECURITIES, LLC (POIN)|500
ANF|ABERCROMBIE & FITCH|PWJC|UBS Financial Services, Inc.|10117
ANF|ABERCROMBIE & FITCH|QMSR|QUATTRO M SECURITIES INC.|1196
ANF|ABERCROMBIE & FITCH|RBCM|RBC CAPITAL MARKETS, LLC|51142
ANF|ABERCROMBIE & FITCH|RGLD|Regal Securities, Inc|1502
ANF|ABERCROMBIE & FITCH|RHCO|Suntrust Robinson Humphrey, Inc.|21000
ANF|ABERCROMBIE & FITCH|SAGL|SAGETRADER, LLC|67723
ANF|ABERCROMBIE & FITCH|SAGW|SAGETRADER, LLC|400
ANF|ABERCROMBIE & FITCH|SBSH|Citigroup Global Markets Inc.|264705
ANF|ABERCROMBIE & FITCH|SEIC|SEI Investments Distribution Co.|100
ANF|ABERCROMBIE & FITCH|SGMT|GOLDMAN SACHS & CO. LLC|432341
ANF|ABERCROMBIE & FITCH|SOGO|Wang Investment Associates, Inc.|95
ANF|ABERCROMBIE & FITCH|SPDR|SPEEDROUTE LLC|81381
ANF|ABERCROMBIE & FITCH|SPNT|SEVEN POINTS CAPITAL, LLC|15305
ANF|ABERCROMBIE & FITCH|SPTD|MINT GLOBAL MARKETS, INC.|3500
ANF|ABERCROMBIE & FITCH|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ANF|ABERCROMBIE & FITCH|STFL|Stifel, Nicolaus & Company, Incorporated|3714
ANF|ABERCROMBIE & FITCH|STKP|STOCKPILE INVESTMENTS, INC.|76
ANF|ABERCROMBIE & FITCH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15868
ANF|ABERCROMBIE & FITCH|SWIM|TD Ameritrade, Inc.|1361831
ANF|ABERCROMBIE & FITCH|SWST|Hilltop Securities Inc.|10628
ANF|ABERCROMBIE & FITCH|TAGC|TELSEY ADVISORY GROUP LLC|18200
ANF|ABERCROMBIE & FITCH|TKNG|ALLY INVEST SECURITIES LLC|30845
ANF|ABERCROMBIE & FITCH|TRBT|Tradebot Systems, Inc.|579364
ANF|ABERCROMBIE & FITCH|TRCM|TRC MARKETS LLC|710101
ANF|ABERCROMBIE & FITCH|TWTT|TASTYWORKS, INC.|3870
ANF|ABERCROMBIE & FITCH|UBSA|UBS SECURITIES LLC|2006338
ANF|ABERCROMBIE & FITCH|UBSS|UBS Securities LLC|2926426
ANF|ABERCROMBIE & FITCH|VALX|VIRTU AMERICAS LLC|41554
ANF|ABERCROMBIE & FITCH|VGRD|Vanguard Marketing Corporation|12960
ANF|ABERCROMBIE & FITCH|VIEW|VIEWTRADE SECURITIES LLC|250
ANF|ABERCROMBIE & FITCH|VNDM|Wall Street Access|8520
ANF|ABERCROMBIE & FITCH|VSIN|Vision Financial Markets Llc|700
ANF|ABERCROMBIE & FITCH|WABR|Wall Street Access|81312
ANF|ABERCROMBIE & FITCH|WBLR|WILLIAM BLAIR|21000
ANF|ABERCROMBIE & FITCH|WBPX|SUMMIT SECURITIES GROUP, LLC|3337
ANF|ABERCROMBIE & FITCH|WCHV|WELLS FARGO SECURITIES, LLC|184006
ANF|ABERCROMBIE & FITCH|WEDB|WEDBUSH SECURITIES INC.|365317
ANF|ABERCROMBIE & FITCH|WEED|Weeden & Co.L.P.|6010
ANF|ABERCROMBIE & FITCH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|188793
ANF|ABERCROMBIE & FITCH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5681
ANF|ABERCROMBIE & FITCH|WGIF|CIBC World Markets Inc.|2599
ANF|ABERCROMBIE & FITCH|WHOT|JUST2TRADE, INC.|3000
ANF|ABERCROMBIE & FITCH|WSEA|WOLVERINE SECURITIES, LLC|79479
ANF|ABERCROMBIE & FITCH|XIST|INSTINET, LLC|705600
ANF|ABERCROMBIE & FITCH|XPQR|Jump Trading|2000
ANF|ABERCROMBIE & FITCH|XSTM|NATIONAL FINANCIAL SERVICES LLC|277082
ANF|ABERCROMBIE & FITCH|YKNA|COMHAR CAPITAL MARKETS, LLC|20306
ANF|ABERCROMBIE & FITCH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|869
ANFI|AMIRA NATURE FOODS|ALTX|Alternet Securities Inc.|8514
ANFI|AMIRA NATURE FOODS|ANDG|Andrew Garrett Inc.|83330
ANFI|AMIRA NATURE FOODS|APCC|Apex Clearing Corporation|12519
ANFI|AMIRA NATURE FOODS|BARD|Robert W. Baird & Co. Incorporated|3700
ANFI|AMIRA NATURE FOODS|BATM|CBOE TRADING, INC.|1560
ANFI|AMIRA NATURE FOODS|BERN|Sanford C. Bernstein & Co., LLC|1514
ANFI|AMIRA NATURE FOODS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3200
ANFI|AMIRA NATURE FOODS|BLKX|INSTINET, LLC|10950
ANFI|AMIRA NATURE FOODS|CBLC|CITIGROUP GLOBAL MARKETS INC.|34560
ANFI|AMIRA NATURE FOODS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
ANFI|AMIRA NATURE FOODS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4000
ANFI|AMIRA NATURE FOODS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30596
ANFI|AMIRA NATURE FOODS|CXCX|CITIGROUP GLOBAL MARKETS INC.|24824
ANFI|AMIRA NATURE FOODS|DBAB|Deutsche Bank Securities Inc.|24175
ANFI|AMIRA NATURE FOODS|DBAX|Deutsche Bank Securities Inc.|47500
ANFI|AMIRA NATURE FOODS|DBUL|Deutsche Bank Securities Inc.|100
ANFI|AMIRA NATURE FOODS|DEAN|MORGAN STANLEY|8790
ANFI|AMIRA NATURE FOODS|DEGS|RONIN PROFESSIONAL LLC|8671
ANFI|AMIRA NATURE FOODS|EBXL|EBX LLC|43000
ANFI|AMIRA NATURE FOODS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9500
ANFI|AMIRA NATURE FOODS|EDJO|Edward D. Jones & Co., L.P.|1000
ANFI|AMIRA NATURE FOODS|EGAM|CBOE TRADING, INC.|749
ANFI|AMIRA NATURE FOODS|EGXM|CBOE TRADING, INC.|4180
ANFI|AMIRA NATURE FOODS|ETBE|Electronic Transaction Clearing, Inc.|1300
ANFI|AMIRA NATURE FOODS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1260
ANFI|AMIRA NATURE FOODS|ETRS|E*Trade Securities LLC|250881
ANFI|AMIRA NATURE FOODS|FILL|Tradestation Securities, Inc.|207647
ANFI|AMIRA NATURE FOODS|FINX|FINTECH SECURITIES|225
ANFI|AMIRA NATURE FOODS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7033
ANFI|AMIRA NATURE FOODS|FTBR|Foliofn Investments, Inc.|65917
ANFI|AMIRA NATURE FOODS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ANFI|AMIRA NATURE FOODS|GLIS|TD Securities Inc|2050
ANFI|AMIRA NATURE FOODS|GLPX|ACS EXECUTION SERVICES, LLC|1721
ANFI|AMIRA NATURE FOODS|GSCO|GOLDMAN SACHS & CO. LLC|37377
ANFI|AMIRA NATURE FOODS|GSCS|GOLDMAN SACHS & CO. LLC|7600
ANFI|AMIRA NATURE FOODS|GSLT|GOLDMAN SACHS & CO. LLC|800
ANFI|AMIRA NATURE FOODS|GTSZ|GTS SECURITIES LLC|5677
ANFI|AMIRA NATURE FOODS|HRBF|American Enterprise Investment Services Inc.|13209
ANFI|AMIRA NATURE FOODS|HSBC|HSBC Securities, Inc.|300
ANFI|AMIRA NATURE FOODS|IATS|INTERACTIVE BROKERS LLC|22976
ANFI|AMIRA NATURE FOODS|IBKR|Interactive Brokers Llc|52579
ANFI|AMIRA NATURE FOODS|ICBX|INSTINET, LLC|6596
ANFI|AMIRA NATURE FOODS|INCA|INSTINET, LLC|2105
ANFI|AMIRA NATURE FOODS|ITGI|ITG Inc.|20225
ANFI|AMIRA NATURE FOODS|ITGP|ITG INC.|20200
ANFI|AMIRA NATURE FOODS|JEFF|JEFFERIES LLC|200
ANFI|AMIRA NATURE FOODS|JMPT|JUMP TRADING, LLC|3383
ANFI|AMIRA NATURE FOODS|JPMX|J.P. Morgan Securities LLC|37507
ANFI|AMIRA NATURE FOODS|JSJX|JANE STREET CAPITAL LLC|1505
ANFI|AMIRA NATURE FOODS|KCGM|VIRTU Americas LLC|11229
ANFI|AMIRA NATURE FOODS|LEHM|Barclays Capital Inc./Le|27982
ANFI|AMIRA NATURE FOODS|LIME|Lime Brokerage LLC|6807
ANFI|AMIRA NATURE FOODS|LSCI|Lek Securities Corporation|3740
ANFI|AMIRA NATURE FOODS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|750
ANFI|AMIRA NATURE FOODS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29800
ANFI|AMIRA NATURE FOODS|MOTF|MOTIF INVESTING, INC.|1
ANFI|AMIRA NATURE FOODS|MSCO|MORGAN STANLEY & CO. LLC|67492
ANFI|AMIRA NATURE FOODS|MSPL|MORGAN STANLEY & CO. LLC|16300
ANFI|AMIRA NATURE FOODS|MSTX|MORGAN STANLEY & CO. LLC|12000
ANFI|AMIRA NATURE FOODS|NFSC|National Financial Services LLC|247433
ANFI|AMIRA NATURE FOODS|NITE|VIRTU Americas LLC|681408
ANFI|AMIRA NATURE FOODS|NQRB|Brut, LLC|300
ANFI|AMIRA NATURE FOODS|NTBF|BMO Nesbitt Burns Inc./CDS|1850
ANFI|AMIRA NATURE FOODS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2800
ANFI|AMIRA NATURE FOODS|PDQM|CODA MARKETS, INC.|8993
ANFI|AMIRA NATURE FOODS|RBCM|RBC CAPITAL MARKETS, LLC|29615
ANFI|AMIRA NATURE FOODS|SAGL|SAGETRADER, LLC|3428
ANFI|AMIRA NATURE FOODS|SBSH|Citigroup Global Markets Inc.|6250
ANFI|AMIRA NATURE FOODS|SGMT|GOLDMAN SACHS & CO. LLC|21518
ANFI|AMIRA NATURE FOODS|SPDR|SPEEDROUTE LLC|4450
ANFI|AMIRA NATURE FOODS|STFL|Stifel, Nicolaus & Company, Incorporated|3100
ANFI|AMIRA NATURE FOODS|SWIM|TD Ameritrade, Inc.|103830
ANFI|AMIRA NATURE FOODS|TKNG|ALLY INVEST SECURITIES LLC|4694
ANFI|AMIRA NATURE FOODS|TRBT|Tradebot Systems, Inc.|6489
ANFI|AMIRA NATURE FOODS|TRCM|TRC MARKETS LLC|400
ANFI|AMIRA NATURE FOODS|TWTT|TASTYWORKS, INC.|958
ANFI|AMIRA NATURE FOODS|UBSA|UBS SECURITIES LLC|65961
ANFI|AMIRA NATURE FOODS|UBSS|UBS Securities LLC|167300
ANFI|AMIRA NATURE FOODS|VALX|VIRTU AMERICAS LLC|1750
ANFI|AMIRA NATURE FOODS|VGRD|Vanguard Marketing Corporation|15499
ANFI|AMIRA NATURE FOODS|WCHV|WELLS FARGO SECURITIES, LLC|16023
ANFI|AMIRA NATURE FOODS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1055
ANFI|AMIRA NATURE FOODS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30173
ANFI|AMIRA NATURE FOODS|WSEA|WOLVERINE SECURITIES, LLC|7483
ANFI|AMIRA NATURE FOODS|XIST|INSTINET, LLC|200
ANFI|AMIRA NATURE FOODS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
ANFI|AMIRA NATURE FOODS|YKNA|COMHAR CAPITAL MARKETS, LLC|140
ANFI|AMIRA NATURE FOODS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|291
ANGI|ANGI HOMESERVICES A|ALTX|Alternet Securities Inc.|11218
ANGI|ANGI HOMESERVICES A|APCC|Apex Clearing Corporation|1056
ANGI|ANGI HOMESERVICES A|BATM|CBOE TRADING, INC.|3012
ANGI|ANGI HOMESERVICES A|BERN|Sanford C. Bernstein & Co., LLC|2000
ANGI|ANGI HOMESERVICES A|BIAD|SAGETRADER, LLC|2
ANGI|ANGI HOMESERVICES A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|832
ANGI|ANGI HOMESERVICES A|BLKX|INSTINET, LLC|48300
ANGI|ANGI HOMESERVICES A|BTIG|BTIG, LLC|133882
ANGI|ANGI HOMESERVICES A|BYXM|CBOE TRADING, INC.|2494
ANGI|ANGI HOMESERVICES A|CANT|Cantor Fitzgerald & Co.|44691
ANGI|ANGI HOMESERVICES A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|254558
ANGI|ANGI HOMESERVICES A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|811
ANGI|ANGI HOMESERVICES A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ANGI|ANGI HOMESERVICES A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|218158
ANGI|ANGI HOMESERVICES A|CTDL|Citadel Derivatives Group Llc|32139
ANGI|ANGI HOMESERVICES A|CXCX|CITIGROUP GLOBAL MARKETS INC.|34276
ANGI|ANGI HOMESERVICES A|DBAB|Deutsche Bank Securities Inc.|114835
ANGI|ANGI HOMESERVICES A|DBAX|Deutsche Bank Securities Inc.|248100
ANGI|ANGI HOMESERVICES A|DBUL|Deutsche Bank Securities Inc.|1100
ANGI|ANGI HOMESERVICES A|DEAN|MORGAN STANLEY|5754
ANGI|ANGI HOMESERVICES A|DEGS|RONIN PROFESSIONAL LLC|2852
ANGI|ANGI HOMESERVICES A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|68645
ANGI|ANGI HOMESERVICES A|EBXL|EBX LLC|178200
ANGI|ANGI HOMESERVICES A|ECUT|CONVERGEX EXECUTION SOLUTIONS|27370
ANGI|ANGI HOMESERVICES A|EDJO|Edward D. Jones & Co., L.P.|226
ANGI|ANGI HOMESERVICES A|EGAM|CBOE TRADING, INC.|17756
ANGI|ANGI HOMESERVICES A|EGAW|CBOE TRADING, INC.|590
ANGI|ANGI HOMESERVICES A|EGXM|CBOE TRADING, INC.|6949
ANGI|ANGI HOMESERVICES A|ELEV|ELEVATION, LLC|30001
ANGI|ANGI HOMESERVICES A|ETBE|Electronic Transaction Clearing, Inc.|8145
ANGI|ANGI HOMESERVICES A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9442
ANGI|ANGI HOMESERVICES A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8982
ANGI|ANGI HOMESERVICES A|ETRS|E*Trade Securities LLC|32052
ANGI|ANGI HOMESERVICES A|FBCO|Credit Suisse Securities (USA) LLC|284224
ANGI|ANGI HOMESERVICES A|FILL|Tradestation Securities, Inc.|6231
ANGI|ANGI HOMESERVICES A|FMAF|NBCN Inc./ CDS|475
ANGI|ANGI HOMESERVICES A|FOMA|TD AMERITRADE CLEARING, INC.|48522
ANGI|ANGI HOMESERVICES A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2100
ANGI|ANGI HOMESERVICES A|FQLS|Quantlab Securities LP|135373
ANGI|ANGI HOMESERVICES A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170777
ANGI|ANGI HOMESERVICES A|FTBR|Foliofn Investments, Inc.|214
ANGI|ANGI HOMESERVICES A|GEBB|GLOBAL EXECUTION BROKERS, LP|2695
ANGI|ANGI HOMESERVICES A|GLIS|TD Securities Inc|44
ANGI|ANGI HOMESERVICES A|GLPX|ACS EXECUTION SERVICES, LLC|78646
ANGI|ANGI HOMESERVICES A|GSCO|GOLDMAN SACHS & CO. LLC|427935
ANGI|ANGI HOMESERVICES A|GSCS|GOLDMAN SACHS & CO. LLC|69963
ANGI|ANGI HOMESERVICES A|GSLT|GOLDMAN SACHS & CO. LLC|4903
ANGI|ANGI HOMESERVICES A|GTSZ|GTS SECURITIES LLC|22881
ANGI|ANGI HOMESERVICES A|HAPX|HAP Trading, LLC|2931
ANGI|ANGI HOMESERVICES A|HRBF|American Enterprise Investment Services Inc.|8004
ANGI|ANGI HOMESERVICES A|HSBC|HSBC Securities, Inc.|100
ANGI|ANGI HOMESERVICES A|IATS|INTERACTIVE BROKERS LLC|21286
ANGI|ANGI HOMESERVICES A|IBKR|Interactive Brokers Llc|105619
ANGI|ANGI HOMESERVICES A|ICBX|INSTINET, LLC|18896
ANGI|ANGI HOMESERVICES A|IMPC|Imperial Capital, LLC|1100
ANGI|ANGI HOMESERVICES A|INCA|INSTINET, LLC|276718
ANGI|ANGI HOMESERVICES A|INJX|INSTINET, LLC|19778
ANGI|ANGI HOMESERVICES A|ITGI|ITG Inc.|158698
ANGI|ANGI HOMESERVICES A|ITGP|ITG INC.|137800
ANGI|ANGI HOMESERVICES A|JANY|Janney Montgomery Scott Inc.|400
ANGI|ANGI HOMESERVICES A|JEFF|JEFFERIES LLC|57654
ANGI|ANGI HOMESERVICES A|JMPT|JUMP TRADING, LLC|54334
ANGI|ANGI HOMESERVICES A|JONE|JonesTrading|32741
ANGI|ANGI HOMESERVICES A|JPBX|J.P. MORGAN SECURITIES LLC|6946
ANGI|ANGI HOMESERVICES A|JPMX|J.P. Morgan Securities LLC|314235
ANGI|ANGI HOMESERVICES A|JSJX|JANE STREET CAPITAL LLC|7000
ANGI|ANGI HOMESERVICES A|KCGM|VIRTU Americas LLC|38144
ANGI|ANGI HOMESERVICES A|LEHM|Barclays Capital Inc./Le|398449
ANGI|ANGI HOMESERVICES A|LIME|Lime Brokerage LLC|240837
ANGI|ANGI HOMESERVICES A|LQNA|LIQUIDNET, INC.|10400
ANGI|ANGI HOMESERVICES A|MAXM|Maxim Group LLC|200
ANGI|ANGI HOMESERVICES A|MBTS|ALLY INVEST SECURITIES LLC|35
ANGI|ANGI HOMESERVICES A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109337
ANGI|ANGI HOMESERVICES A|MOTF|MOTIF INVESTING, INC.|3
ANGI|ANGI HOMESERVICES A|MSCO|MORGAN STANLEY & CO. LLC|783760
ANGI|ANGI HOMESERVICES A|MSPL|MORGAN STANLEY & CO. LLC|262900
ANGI|ANGI HOMESERVICES A|MSTX|MORGAN STANLEY & CO. LLC|39400
ANGI|ANGI HOMESERVICES A|NATL|National Securities Corporation|8080
ANGI|ANGI HOMESERVICES A|NFSC|National Financial Services LLC|84184
ANGI|ANGI HOMESERVICES A|NITE|VIRTU Americas LLC|289977
ANGI|ANGI HOMESERVICES A|NITP|VIRTU Americas LLC|4400
ANGI|ANGI HOMESERVICES A|NQRB|Brut, LLC|28501
ANGI|ANGI HOMESERVICES A|NTRC|Northern Trust Securities, Inc.|612
ANGI|ANGI HOMESERVICES A|OPCO|Oppenheimer & Co. Inc.|1500
ANGI|ANGI HOMESERVICES A|PDQM|CODA MARKETS, INC.|48192
ANGI|ANGI HOMESERVICES A|PIPR|Piper Jaffray & Co.|141945
ANGI|ANGI HOMESERVICES A|PWJC|UBS Financial Services, Inc.|2590
ANGI|ANGI HOMESERVICES A|RAJA|Raymond James & Associates, Inc.|8416
ANGI|ANGI HOMESERVICES A|RBCM|RBC CAPITAL MARKETS, LLC|80587
ANGI|ANGI HOMESERVICES A|RGLD|Regal Securities, Inc|800
ANGI|ANGI HOMESERVICES A|RHCO|Suntrust Robinson Humphrey, Inc.|8400
ANGI|ANGI HOMESERVICES A|SAGL|SAGETRADER, LLC|500
ANGI|ANGI HOMESERVICES A|SAGW|SAGETRADER, LLC|3541
ANGI|ANGI HOMESERVICES A|SBSH|Citigroup Global Markets Inc.|88457
ANGI|ANGI HOMESERVICES A|SGMT|GOLDMAN SACHS & CO. LLC|109168
ANGI|ANGI HOMESERVICES A|SPDR|SPEEDROUTE LLC|46124
ANGI|ANGI HOMESERVICES A|STFL|Stifel, Nicolaus & Company, Incorporated|556
ANGI|ANGI HOMESERVICES A|STKP|STOCKPILE INVESTMENTS, INC.|68
ANGI|ANGI HOMESERVICES A|SWIM|TD Ameritrade, Inc.|17733
ANGI|ANGI HOMESERVICES A|SWST|Hilltop Securities Inc.|72
ANGI|ANGI HOMESERVICES A|TKNG|ALLY INVEST SECURITIES LLC|585
ANGI|ANGI HOMESERVICES A|TRBT|Tradebot Systems, Inc.|159662
ANGI|ANGI HOMESERVICES A|TRCM|TRC MARKETS LLC|157495
ANGI|ANGI HOMESERVICES A|TWTT|TASTYWORKS, INC.|607
ANGI|ANGI HOMESERVICES A|UBSA|UBS SECURITIES LLC|364154
ANGI|ANGI HOMESERVICES A|UBSS|UBS Securities LLC|700533
ANGI|ANGI HOMESERVICES A|VALX|VIRTU AMERICAS LLC|6051
ANGI|ANGI HOMESERVICES A|VGRD|Vanguard Marketing Corporation|4860
ANGI|ANGI HOMESERVICES A|VNDS|VANDHAM SECURITIES CORP|902
ANGI|ANGI HOMESERVICES A|WABR|Wall Street Access|40322
ANGI|ANGI HOMESERVICES A|WCHV|WELLS FARGO SECURITIES, LLC|40265
ANGI|ANGI HOMESERVICES A|WEED|Weeden & Co.L.P.|200
ANGI|ANGI HOMESERVICES A|WGIF|CIBC World Markets Inc.|3350
ANGI|ANGI HOMESERVICES A|WORD|Worden Capital Management LLC|8264
ANGI|ANGI HOMESERVICES A|WSEA|WOLVERINE SECURITIES, LLC|1928
ANGI|ANGI HOMESERVICES A|XIST|INSTINET, LLC|30800
ANGI|ANGI HOMESERVICES A|XSTM|NATIONAL FINANCIAL SERVICES LLC|13000
ANGI|ANGI HOMESERVICES A|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ANGI|ANGI HOMESERVICES A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2311
ANGL|VE FALLEN ANGEL ETF|ALTX|Alternet Securities Inc.|45200
ANGL|VE FALLEN ANGEL ETF|APCC|Apex Clearing Corporation|3093
ANGL|VE FALLEN ANGEL ETF|BARD|Robert W. Baird & Co. Incorporated|18
ANGL|VE FALLEN ANGEL ETF|BBNT|BB&T SECURITIES, LLC|1003
ANGL|VE FALLEN ANGEL ETF|BERN|Sanford C. Bernstein & Co., LLC|90
ANGL|VE FALLEN ANGEL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32676
ANGL|VE FALLEN ANGEL ETF|BYXM|CBOE TRADING, INC.|5563
ANGL|VE FALLEN ANGEL ETF|CANT|Cantor Fitzgerald & Co.|140577
ANGL|VE FALLEN ANGEL ETF|CHAS|Charles Schwab & Co., Inc.|289
ANGL|VE FALLEN ANGEL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21713
ANGL|VE FALLEN ANGEL ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ANGL|VE FALLEN ANGEL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|161984
ANGL|VE FALLEN ANGEL ETF|CSIN|Citadel Securities Institutional LLC|279090
ANGL|VE FALLEN ANGEL ETF|CTDL|Citadel Derivatives Group Llc|263504
ANGL|VE FALLEN ANGEL ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|17032
ANGL|VE FALLEN ANGEL ETF|DBAB|Deutsche Bank Securities Inc.|3
ANGL|VE FALLEN ANGEL ETF|DBAX|Deutsche Bank Securities Inc.|51200
ANGL|VE FALLEN ANGEL ETF|DEAN|MORGAN STANLEY|3635
ANGL|VE FALLEN ANGEL ETF|EBXL|EBX LLC|67100
ANGL|VE FALLEN ANGEL ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
ANGL|VE FALLEN ANGEL ETF|EDJO|Edward D. Jones & Co., L.P.|3355
ANGL|VE FALLEN ANGEL ETF|EGAM|CBOE TRADING, INC.|1684
ANGL|VE FALLEN ANGEL ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
ANGL|VE FALLEN ANGEL ETF|EGXM|CBOE TRADING, INC.|621
ANGL|VE FALLEN ANGEL ETF|EGXW|CBOE TRADING, INC.|101
ANGL|VE FALLEN ANGEL ETF|ETBE|Electronic Transaction Clearing, Inc.|1719
ANGL|VE FALLEN ANGEL ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2588
ANGL|VE FALLEN ANGEL ETF|ETRS|E*Trade Securities LLC|16791
ANGL|VE FALLEN ANGEL ETF|FBSB|U.S. Bancorp Investments, Inc.|100
ANGL|VE FALLEN ANGEL ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|828
ANGL|VE FALLEN ANGEL ETF|FILL|Tradestation Securities, Inc.|233
ANGL|VE FALLEN ANGEL ETF|FMAF|NBCN Inc./ CDS|620
ANGL|VE FALLEN ANGEL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4911
ANGL|VE FALLEN ANGEL ETF|FTBR|Foliofn Investments, Inc.|561184
ANGL|VE FALLEN ANGEL ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|700
ANGL|VE FALLEN ANGEL ETF|GLPX|ACS EXECUTION SERVICES, LLC|4976
ANGL|VE FALLEN ANGEL ETF|GSCO|GOLDMAN SACHS & CO. LLC|163447
ANGL|VE FALLEN ANGEL ETF|GSCS|GOLDMAN SACHS & CO. LLC|600
ANGL|VE FALLEN ANGEL ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
ANGL|VE FALLEN ANGEL ETF|GTSZ|GTS SECURITIES LLC|100
ANGL|VE FALLEN ANGEL ETF|HRBF|American Enterprise Investment Services Inc.|30216
ANGL|VE FALLEN ANGEL ETF|IATS|INTERACTIVE BROKERS LLC|17549
ANGL|VE FALLEN ANGEL ETF|IBKR|Interactive Brokers Llc|36158
ANGL|VE FALLEN ANGEL ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|533
ANGL|VE FALLEN ANGEL ETF|ICBX|INSTINET, LLC|83010
ANGL|VE FALLEN ANGEL ETF|INCA|INSTINET, LLC|167446
ANGL|VE FALLEN ANGEL ETF|ITGI|ITG Inc.|6883
ANGL|VE FALLEN ANGEL ETF|ITGP|ITG INC.|55000
ANGL|VE FALLEN ANGEL ETF|JANY|Janney Montgomery Scott Inc.|15209
ANGL|VE FALLEN ANGEL ETF|JEFF|JEFFERIES LLC|300
ANGL|VE FALLEN ANGEL ETF|JMPT|JUMP TRADING, LLC|658
ANGL|VE FALLEN ANGEL ETF|JPMX|J.P. Morgan Securities LLC|98450
ANGL|VE FALLEN ANGEL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|684951
ANGL|VE FALLEN ANGEL ETF|JSJX|JANE STREET CAPITAL LLC|373421
ANGL|VE FALLEN ANGEL ETF|KCGM|VIRTU Americas LLC|48583
ANGL|VE FALLEN ANGEL ETF|LEHM|Barclays Capital Inc./Le|260894
ANGL|VE FALLEN ANGEL ETF|LIME|Lime Brokerage LLC|20344
ANGL|VE FALLEN ANGEL ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
ANGL|VE FALLEN ANGEL ETF|MACC|Mid Atlantic Capital Corporation|4470
ANGL|VE FALLEN ANGEL ETF|MAXM|Maxim Group LLC|142006
ANGL|VE FALLEN ANGEL ETF|MCMF|Raymond James Ltd. Cds|186
ANGL|VE FALLEN ANGEL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|289782
ANGL|VE FALLEN ANGEL ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|846
ANGL|VE FALLEN ANGEL ETF|MOTF|MOTIF INVESTING, INC.|2
ANGL|VE FALLEN ANGEL ETF|MSCO|MORGAN STANLEY & CO. LLC|101466
ANGL|VE FALLEN ANGEL ETF|MSPL|MORGAN STANLEY & CO. LLC|50700
ANGL|VE FALLEN ANGEL ETF|NFSC|National Financial Services LLC|834121
ANGL|VE FALLEN ANGEL ETF|NITE|VIRTU Americas LLC|1252511
ANGL|VE FALLEN ANGEL ETF|NITP|VIRTU Americas LLC|100
ANGL|VE FALLEN ANGEL ETF|NQRB|Brut, LLC|3721
ANGL|VE FALLEN ANGEL ETF|NTBF|BMO Nesbitt Burns Inc./CDS|130430
ANGL|VE FALLEN ANGEL ETF|NTRC|Northern Trust Securities, Inc.|80
ANGL|VE FALLEN ANGEL ETF|OLDM|OLD MISSION CAPITAL, LLC|17642
ANGL|VE FALLEN ANGEL ETF|OPCO|Oppenheimer & Co. Inc.|3372
ANGL|VE FALLEN ANGEL ETF|PDQM|CODA MARKETS, INC.|16370
ANGL|VE FALLEN ANGEL ETF|RBCM|RBC CAPITAL MARKETS, LLC|5185
ANGL|VE FALLEN ANGEL ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|7454
ANGL|VE FALLEN ANGEL ETF|SALI|INTL FCSTONE FINANCIAL INC.|2581
ANGL|VE FALLEN ANGEL ETF|SBSH|Citigroup Global Markets Inc.|1086
ANGL|VE FALLEN ANGEL ETF|SEIC|SEI Investments Distribution Co.|100
ANGL|VE FALLEN ANGEL ETF|SGMT|GOLDMAN SACHS & CO. LLC|120531
ANGL|VE FALLEN ANGEL ETF|SPDR|SPEEDROUTE LLC|4700
ANGL|VE FALLEN ANGEL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|4807
ANGL|VE FALLEN ANGEL ETF|SWIM|TD Ameritrade, Inc.|6905
ANGL|VE FALLEN ANGEL ETF|SWST|Hilltop Securities Inc.|3760
ANGL|VE FALLEN ANGEL ETF|TKNG|ALLY INVEST SECURITIES LLC|72
ANGL|VE FALLEN ANGEL ETF|TRBT|Tradebot Systems, Inc.|100
ANGL|VE FALLEN ANGEL ETF|UBSA|UBS SECURITIES LLC|183535
ANGL|VE FALLEN ANGEL ETF|UBSS|UBS Securities LLC|252628
ANGL|VE FALLEN ANGEL ETF|VGRD|Vanguard Marketing Corporation|9312
ANGL|VE FALLEN ANGEL ETF|WBET|Wallachbeth Capital LLC|23765
ANGL|VE FALLEN ANGEL ETF|WCHV|WELLS FARGO SECURITIES, LLC|15872
ANGL|VE FALLEN ANGEL ETF|WEED|Weeden & Co.L.P.|1110
ANGL|VE FALLEN ANGEL ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5595
ANGL|VE FALLEN ANGEL ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1439
ANGL|VE FALLEN ANGEL ETF|WSEA|WOLVERINE SECURITIES, LLC|1446
ANGL|VE FALLEN ANGEL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|56520
ANGL|VE FALLEN ANGEL ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|500
ANGL|VE FALLEN ANGEL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|137838
ANGO|ANGIODYNAMICS INC|ADAM|CANACCORD GENUITY INC.|2402
ANGO|ANGIODYNAMICS INC|ALTX|Alternet Securities Inc.|1594
ANGO|ANGIODYNAMICS INC|APCC|Apex Clearing Corporation|63
ANGO|ANGIODYNAMICS INC|BATM|CBOE TRADING, INC.|1336
ANGO|ANGIODYNAMICS INC|BAYT|BTIG, LLC|500
ANGO|ANGIODYNAMICS INC|BERN|Sanford C. Bernstein & Co., LLC|11556
ANGO|ANGIODYNAMICS INC|BKCM|BNY Mellon Capital Markets LLC|6641
ANGO|ANGIODYNAMICS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|192
ANGO|ANGIODYNAMICS INC|BLKX|INSTINET, LLC|29700
ANGO|ANGIODYNAMICS INC|BMOC|BMO Capital Markets Corp.|5826
ANGO|ANGIODYNAMICS INC|BNPX|BNP PARIBAS SECURITIES CORP.|8137
ANGO|ANGIODYNAMICS INC|BRGE|Newbridge Securities Corp.|400
ANGO|ANGIODYNAMICS INC|BRVL|BLAYLOCK VAN, LLC|1100
ANGO|ANGIODYNAMICS INC|BTIG|BTIG, LLC|23366
ANGO|ANGIODYNAMICS INC|BYXM|CBOE TRADING, INC.|472
ANGO|ANGIODYNAMICS INC|BZYD|GOLDMAN SACHS & CO. LLC|3067
ANGO|ANGIODYNAMICS INC|CANT|Cantor Fitzgerald & Co.|2849
ANGO|ANGIODYNAMICS INC|CHAS|Charles Schwab & Co., Inc.|2206
ANGO|ANGIODYNAMICS INC|CHLM|Craig-Hallum Capital Group LLC|3000
ANGO|ANGIODYNAMICS INC|CIST|Capital Institutional Services, Inc.|56423
ANGO|ANGIODYNAMICS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|79449
ANGO|ANGIODYNAMICS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
ANGO|ANGIODYNAMICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69104
ANGO|ANGIODYNAMICS INC|CTDL|Citadel Derivatives Group Llc|6622
ANGO|ANGIODYNAMICS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11032
ANGO|ANGIODYNAMICS INC|DBAB|Deutsche Bank Securities Inc.|112599
ANGO|ANGIODYNAMICS INC|DBAX|Deutsche Bank Securities Inc.|41900
ANGO|ANGIODYNAMICS INC|DEAN|MORGAN STANLEY|1502
ANGO|ANGIODYNAMICS INC|DEGS|RONIN PROFESSIONAL LLC|1060
ANGO|ANGIODYNAMICS INC|EBXL|EBX LLC|45300
ANGO|ANGIODYNAMICS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6331
ANGO|ANGIODYNAMICS INC|EDJO|Edward D. Jones & Co., L.P.|805
ANGO|ANGIODYNAMICS INC|EGAM|CBOE TRADING, INC.|3025
ANGO|ANGIODYNAMICS INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
ANGO|ANGIODYNAMICS INC|EGXM|CBOE TRADING, INC.|2681
ANGO|ANGIODYNAMICS INC|EGXW|CBOE TRADING, INC.|93
ANGO|ANGIODYNAMICS INC|ETBE|Electronic Transaction Clearing, Inc.|3345
ANGO|ANGIODYNAMICS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6
ANGO|ANGIODYNAMICS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3310
ANGO|ANGIODYNAMICS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8606
ANGO|ANGIODYNAMICS INC|ETRS|E*Trade Securities LLC|10148
ANGO|ANGIODYNAMICS INC|FBCO|Credit Suisse Securities (USA) LLC|166718
ANGO|ANGIODYNAMICS INC|FILL|Tradestation Securities, Inc.|200
ANGO|ANGIODYNAMICS INC|FOMA|TD AMERITRADE CLEARING, INC.|29313
ANGO|ANGIODYNAMICS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|468
ANGO|ANGIODYNAMICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26758
ANGO|ANGIODYNAMICS INC|FTBR|Foliofn Investments, Inc.|3639
ANGO|ANGIODYNAMICS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|11135
ANGO|ANGIODYNAMICS INC|GLIS|TD Securities Inc|600
ANGO|ANGIODYNAMICS INC|GLPX|ACS EXECUTION SERVICES, LLC|4216
ANGO|ANGIODYNAMICS INC|GSCO|GOLDMAN SACHS & CO. LLC|286208
ANGO|ANGIODYNAMICS INC|GSCS|GOLDMAN SACHS & CO. LLC|38714
ANGO|ANGIODYNAMICS INC|GSLT|GOLDMAN SACHS & CO. LLC|2546
ANGO|ANGIODYNAMICS INC|GTSZ|GTS SECURITIES LLC|4595
ANGO|ANGIODYNAMICS INC|HRBF|American Enterprise Investment Services Inc.|3711
ANGO|ANGIODYNAMICS INC|HSBC|HSBC Securities, Inc.|3627
ANGO|ANGIODYNAMICS INC|IATS|INTERACTIVE BROKERS LLC|2192
ANGO|ANGIODYNAMICS INC|IBKR|Interactive Brokers Llc|21617
ANGO|ANGIODYNAMICS INC|ICBX|INSTINET, LLC|18300
ANGO|ANGIODYNAMICS INC|IEQY|CITADEL SECURITIES LLC|26226
ANGO|ANGIODYNAMICS INC|INCA|INSTINET, LLC|176527
ANGO|ANGIODYNAMICS INC|INJX|INSTINET, LLC|4035
ANGO|ANGIODYNAMICS INC|ITGI|ITG Inc.|12301
ANGO|ANGIODYNAMICS INC|ITGP|ITG INC.|28200
ANGO|ANGIODYNAMICS INC|JANY|Janney Montgomery Scott Inc.|100
ANGO|ANGIODYNAMICS INC|JEFF|JEFFERIES LLC|48996
ANGO|ANGIODYNAMICS INC|JMPT|JUMP TRADING, LLC|17974
ANGO|ANGIODYNAMICS INC|JPBX|J.P. MORGAN SECURITIES LLC|4798
ANGO|ANGIODYNAMICS INC|JPMX|J.P. Morgan Securities LLC|45600
ANGO|ANGIODYNAMICS INC|JSJX|JANE STREET CAPITAL LLC|3224
ANGO|ANGIODYNAMICS INC|KCGM|VIRTU Americas LLC|10004
ANGO|ANGIODYNAMICS INC|LEHM|Barclays Capital Inc./Le|165378
ANGO|ANGIODYNAMICS INC|LIME|Lime Brokerage LLC|97389
ANGO|ANGIODYNAMICS INC|MAXM|Maxim Group LLC|3727
ANGO|ANGIODYNAMICS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22680
ANGO|ANGIODYNAMICS INC|MOTF|MOTIF INVESTING, INC.|10
ANGO|ANGIODYNAMICS INC|MSCO|MORGAN STANLEY & CO. LLC|579817
ANGO|ANGIODYNAMICS INC|MSPL|MORGAN STANLEY & CO. LLC|78300
ANGO|ANGIODYNAMICS INC|MSTX|MORGAN STANLEY & CO. LLC|9500
ANGO|ANGIODYNAMICS INC|NBCS|NBC Securities, INC.|500
ANGO|ANGIODYNAMICS INC|NFSC|National Financial Services LLC|38719
ANGO|ANGIODYNAMICS INC|NITE|VIRTU Americas LLC|142017
ANGO|ANGIODYNAMICS INC|NITP|VIRTU Americas LLC|1300
ANGO|ANGIODYNAMICS INC|NQRB|Brut, LLC|8615
ANGO|ANGIODYNAMICS INC|PDQM|CODA MARKETS, INC.|2486
ANGO|ANGIODYNAMICS INC|PWJC|UBS Financial Services, Inc.|700
ANGO|ANGIODYNAMICS INC|RAJA|Raymond James & Associates, Inc.|1406
ANGO|ANGIODYNAMICS INC|RBCM|RBC CAPITAL MARKETS, LLC|1611
ANGO|ANGIODYNAMICS INC|SAGL|SAGETRADER, LLC|377
ANGO|ANGIODYNAMICS INC|SAGW|SAGETRADER, LLC|1295
ANGO|ANGIODYNAMICS INC|SBSH|Citigroup Global Markets Inc.|60471
ANGO|ANGIODYNAMICS INC|SGMT|GOLDMAN SACHS & CO. LLC|24943
ANGO|ANGIODYNAMICS INC|SPDR|SPEEDROUTE LLC|5700
ANGO|ANGIODYNAMICS INC|STFL|Stifel, Nicolaus & Company, Incorporated|5328
ANGO|ANGIODYNAMICS INC|SWIM|TD Ameritrade, Inc.|9241
ANGO|ANGIODYNAMICS INC|TRBT|Tradebot Systems, Inc.|35663
ANGO|ANGIODYNAMICS INC|TRCM|TRC MARKETS LLC|46435
ANGO|ANGIODYNAMICS INC|TWTT|TASTYWORKS, INC.|84
ANGO|ANGIODYNAMICS INC|UBSA|UBS SECURITIES LLC|138246
ANGO|ANGIODYNAMICS INC|UBSS|UBS Securities LLC|259734
ANGO|ANGIODYNAMICS INC|VALX|VIRTU AMERICAS LLC|2842
ANGO|ANGIODYNAMICS INC|VGRD|Vanguard Marketing Corporation|2066
ANGO|ANGIODYNAMICS INC|VNDS|VANDHAM SECURITIES CORP|494
ANGO|ANGIODYNAMICS INC|WABR|Wall Street Access|15833
ANGO|ANGIODYNAMICS INC|WCHV|WELLS FARGO SECURITIES, LLC|307778
ANGO|ANGIODYNAMICS INC|WEED|Weeden & Co.L.P.|6932
ANGO|ANGIODYNAMICS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|247
ANGO|ANGIODYNAMICS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1205
ANGO|ANGIODYNAMICS INC|WFPB|Wells Fargo Securities, LLC.|100
ANGO|ANGIODYNAMICS INC|WGIF|CIBC World Markets Inc.|9171
ANGO|ANGIODYNAMICS INC|WSEA|WOLVERINE SECURITIES, LLC|926
ANGO|ANGIODYNAMICS INC|XIST|INSTINET, LLC|21236
ANGO|ANGIODYNAMICS INC|XPQR|Jump Trading|32
ANGO|ANGIODYNAMICS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
ANGO|ANGIODYNAMICS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ANGO|ANGIODYNAMICS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29
ANH|ANWORTH MTG ASSET CP|ALTX|Alternet Securities Inc.|3000
ANH|ANWORTH MTG ASSET CP|APCC|Apex Clearing Corporation|3422
ANH|ANWORTH MTG ASSET CP|BATM|CBOE TRADING, INC.|300
ANH|ANWORTH MTG ASSET CP|BIAD|SAGETRADER, LLC|63
ANH|ANWORTH MTG ASSET CP|BIDS|BIDS TRADING L.P.|100
ANH|ANWORTH MTG ASSET CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9948
ANH|ANWORTH MTG ASSET CP|BNPX|BNP PARIBAS SECURITIES CORP.|10162
ANH|ANWORTH MTG ASSET CP|BTIG|BTIG, LLC|24893
ANH|ANWORTH MTG ASSET CP|BYXM|CBOE TRADING, INC.|200
ANH|ANWORTH MTG ASSET CP|BZYD|GOLDMAN SACHS & CO. LLC|4272
ANH|ANWORTH MTG ASSET CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|22480
ANH|ANWORTH MTG ASSET CP|CHAS|Charles Schwab & Co., Inc.|1588
ANH|ANWORTH MTG ASSET CP|CIST|Capital Institutional Services, Inc.|1000
ANH|ANWORTH MTG ASSET CP|CLSA|CLSA AMERICAS, LLC|600
ANH|ANWORTH MTG ASSET CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61022
ANH|ANWORTH MTG ASSET CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
ANH|ANWORTH MTG ASSET CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129732
ANH|ANWORTH MTG ASSET CP|CTDL|Citadel Derivatives Group Llc|1900
ANH|ANWORTH MTG ASSET CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|41356
ANH|ANWORTH MTG ASSET CP|DBAB|Deutsche Bank Securities Inc.|37386
ANH|ANWORTH MTG ASSET CP|DBAX|Deutsche Bank Securities Inc.|107200
ANH|ANWORTH MTG ASSET CP|DEAN|MORGAN STANLEY|304
ANH|ANWORTH MTG ASSET CP|DEGS|RONIN PROFESSIONAL LLC|408
ANH|ANWORTH MTG ASSET CP|EBXL|EBX LLC|47700
ANH|ANWORTH MTG ASSET CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|497
ANH|ANWORTH MTG ASSET CP|EDJO|Edward D. Jones & Co., L.P.|4785
ANH|ANWORTH MTG ASSET CP|EGAM|CBOE TRADING, INC.|5338
ANH|ANWORTH MTG ASSET CP|EGAW|CBOE TRADING, INC.|500
ANH|ANWORTH MTG ASSET CP|ETBE|Electronic Transaction Clearing, Inc.|1200
ANH|ANWORTH MTG ASSET CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ANH|ANWORTH MTG ASSET CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
ANH|ANWORTH MTG ASSET CP|ETRS|E*Trade Securities LLC|281701
ANH|ANWORTH MTG ASSET CP|FILL|Tradestation Securities, Inc.|1150
ANH|ANWORTH MTG ASSET CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
ANH|ANWORTH MTG ASSET CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12944
ANH|ANWORTH MTG ASSET CP|FTBR|Foliofn Investments, Inc.|1289
ANH|ANWORTH MTG ASSET CP|GEBB|GLOBAL EXECUTION BROKERS, LP|13400
ANH|ANWORTH MTG ASSET CP|GLIS|TD Securities Inc|150
ANH|ANWORTH MTG ASSET CP|GLPX|ACS EXECUTION SERVICES, LLC|7065
ANH|ANWORTH MTG ASSET CP|GSCO|GOLDMAN SACHS & CO. LLC|200903
ANH|ANWORTH MTG ASSET CP|GSCS|GOLDMAN SACHS & CO. LLC|3100
ANH|ANWORTH MTG ASSET CP|GSLT|GOLDMAN SACHS & CO. LLC|120
ANH|ANWORTH MTG ASSET CP|GTSZ|GTS SECURITIES LLC|14905
ANH|ANWORTH MTG ASSET CP|HRBF|American Enterprise Investment Services Inc.|115086
ANH|ANWORTH MTG ASSET CP|IATS|INTERACTIVE BROKERS LLC|32540
ANH|ANWORTH MTG ASSET CP|IBKR|Interactive Brokers Llc|29748
ANH|ANWORTH MTG ASSET CP|ICBX|INSTINET, LLC|19790
ANH|ANWORTH MTG ASSET CP|IEQY|CITADEL SECURITIES LLC|1800
ANH|ANWORTH MTG ASSET CP|INCA|INSTINET, LLC|19405
ANH|ANWORTH MTG ASSET CP|ITGI|ITG Inc.|18006
ANH|ANWORTH MTG ASSET CP|ITGP|ITG INC.|64200
ANH|ANWORTH MTG ASSET CP|JEFF|JEFFERIES LLC|9550
ANH|ANWORTH MTG ASSET CP|JMPT|JUMP TRADING, LLC|436
ANH|ANWORTH MTG ASSET CP|JPBX|J.P. MORGAN SECURITIES LLC|19750
ANH|ANWORTH MTG ASSET CP|JPMX|J.P. Morgan Securities LLC|95438
ANH|ANWORTH MTG ASSET CP|JSJX|JANE STREET CAPITAL LLC|12773
ANH|ANWORTH MTG ASSET CP|KCGM|VIRTU Americas LLC|9425
ANH|ANWORTH MTG ASSET CP|LEHM|Barclays Capital Inc./Le|307932
ANH|ANWORTH MTG ASSET CP|LIME|Lime Brokerage LLC|1598
ANH|ANWORTH MTG ASSET CP|LOOP|Loop Capital Markets LLC|1772
ANH|ANWORTH MTG ASSET CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ANH|ANWORTH MTG ASSET CP|MBTS|ALLY INVEST SECURITIES LLC|12333
ANH|ANWORTH MTG ASSET CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|174806
ANH|ANWORTH MTG ASSET CP|MNDX|TJM Investments, LLC|2624
ANH|ANWORTH MTG ASSET CP|MOTF|MOTIF INVESTING, INC.|1
ANH|ANWORTH MTG ASSET CP|MSCO|MORGAN STANLEY & CO. LLC|170523
ANH|ANWORTH MTG ASSET CP|MSPL|MORGAN STANLEY & CO. LLC|250600
ANH|ANWORTH MTG ASSET CP|MSTX|MORGAN STANLEY & CO. LLC|91400
ANH|ANWORTH MTG ASSET CP|NFSC|National Financial Services LLC|633934
ANH|ANWORTH MTG ASSET CP|NITE|VIRTU Americas LLC|1052269
ANH|ANWORTH MTG ASSET CP|NITP|VIRTU Americas LLC|11400
ANH|ANWORTH MTG ASSET CP|NQRB|Brut, LLC|500
ANH|ANWORTH MTG ASSET CP|NTBF|BMO Nesbitt Burns Inc./CDS|632
ANH|ANWORTH MTG ASSET CP|OPCO|Oppenheimer & Co. Inc.|200
ANH|ANWORTH MTG ASSET CP|OTAA|OTA LLC|400
ANH|ANWORTH MTG ASSET CP|PDQM|CODA MARKETS, INC.|13944
ANH|ANWORTH MTG ASSET CP|PHLY|NASDAQ Execution Services, LLC|5000
ANH|ANWORTH MTG ASSET CP|RBCM|RBC CAPITAL MARKETS, LLC|12262
ANH|ANWORTH MTG ASSET CP|SAGW|SAGETRADER, LLC|312
ANH|ANWORTH MTG ASSET CP|SBSH|Citigroup Global Markets Inc.|86460
ANH|ANWORTH MTG ASSET CP|SGMT|GOLDMAN SACHS & CO. LLC|62474
ANH|ANWORTH MTG ASSET CP|SPDR|SPEEDROUTE LLC|500
ANH|ANWORTH MTG ASSET CP|SPHN|Stephens Inc.|249
ANH|ANWORTH MTG ASSET CP|STFL|Stifel, Nicolaus & Company, Incorporated|117
ANH|ANWORTH MTG ASSET CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7600
ANH|ANWORTH MTG ASSET CP|SWIM|TD Ameritrade, Inc.|35881
ANH|ANWORTH MTG ASSET CP|TKNG|ALLY INVEST SECURITIES LLC|8607
ANH|ANWORTH MTG ASSET CP|TRBT|Tradebot Systems, Inc.|5055
ANH|ANWORTH MTG ASSET CP|TRCM|TRC MARKETS LLC|3940
ANH|ANWORTH MTG ASSET CP|TRIP|Trident Partners Ltd.|2000
ANH|ANWORTH MTG ASSET CP|TWTT|TASTYWORKS, INC.|600
ANH|ANWORTH MTG ASSET CP|UBSA|UBS SECURITIES LLC|199395
ANH|ANWORTH MTG ASSET CP|UBSS|UBS Securities LLC|222346
ANH|ANWORTH MTG ASSET CP|VALX|VIRTU AMERICAS LLC|25678
ANH|ANWORTH MTG ASSET CP|VGRD|Vanguard Marketing Corporation|35678
ANH|ANWORTH MTG ASSET CP|VSIN|Vision Financial Markets Llc|2
ANH|ANWORTH MTG ASSET CP|WCHV|WELLS FARGO SECURITIES, LLC|52456
ANH|ANWORTH MTG ASSET CP|WEED|Weeden & Co.L.P.|7900
ANH|ANWORTH MTG ASSET CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4154
ANH|ANWORTH MTG ASSET CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|425359
ANH|ANWORTH MTG ASSET CP|WGIF|CIBC World Markets Inc.|1322
ANH|ANWORTH MTG ASSET CP|WSEA|WOLVERINE SECURITIES, LLC|13488
ANH|ANWORTH MTG ASSET CP|XIST|INSTINET, LLC|28600
ANH|ANWORTH MTG ASSET CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|22418
ANH|ANWORTH MTG ASSET CP|YKNA|COMHAR CAPITAL MARKETS, LLC|700
ANH|ANWORTH MTG ASSET CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19470
ANH$A|ANWORTH MTG PFD A|ALTX|Alternet Securities Inc.|186
ANH$A|ANWORTH MTG PFD A|BATM|CBOE TRADING, INC.|100
ANH$A|ANWORTH MTG PFD A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4603
ANH$A|ANWORTH MTG PFD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ANH$A|ANWORTH MTG PFD A|EGXM|CBOE TRADING, INC.|586
ANH$A|ANWORTH MTG PFD A|ETRS|E*Trade Securities LLC|600
ANH$A|ANWORTH MTG PFD A|GSCO|GOLDMAN SACHS & CO. LLC|200
ANH$A|ANWORTH MTG PFD A|HRBF|American Enterprise Investment Services Inc.|1085
ANH$A|ANWORTH MTG PFD A|IBKR|Interactive Brokers Llc|51
ANH$A|ANWORTH MTG PFD A|ITGI|ITG Inc.|186
ANH$A|ANWORTH MTG PFD A|KCGM|VIRTU Americas LLC|100
ANH$A|ANWORTH MTG PFD A|LEHM|Barclays Capital Inc./Le|200
ANH$A|ANWORTH MTG PFD A|NFSC|National Financial Services LLC|7840
ANH$A|ANWORTH MTG PFD A|NITE|VIRTU Americas LLC|5887
ANH$A|ANWORTH MTG PFD A|STFL|Stifel, Nicolaus & Company, Incorporated|500
ANH$A|ANWORTH MTG PFD A|UBSA|UBS SECURITIES LLC|100
ANH$A|ANWORTH MTG PFD A|UBSS|UBS Securities LLC|1197
ANH$A|ANWORTH MTG PFD A|WCHV|WELLS FARGO SECURITIES, LLC|540
ANH$A|ANWORTH MTG PFD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
ANH$B|ANWORTH 6.25 PR S B|HRBF|American Enterprise Investment Services Inc.|1000
ANH$B|ANWORTH 6.25 PR S B|NFSC|National Financial Services LLC|700
ANH$B|ANWORTH 6.25 PR S B|NITE|VIRTU Americas LLC|1100
ANH$C|ANWORTH MTG 7.625%|BATM|CBOE TRADING, INC.|200
ANH$C|ANWORTH MTG 7.625%|DEAN|MORGAN STANLEY|400
ANH$C|ANWORTH MTG 7.625%|ETRS|E*Trade Securities LLC|12287
ANH$C|ANWORTH MTG 7.625%|GSLT|GOLDMAN SACHS & CO. LLC|200
ANH$C|ANWORTH MTG 7.625%|HRBF|American Enterprise Investment Services Inc.|591
ANH$C|ANWORTH MTG 7.625%|IBKR|Interactive Brokers Llc|1050
ANH$C|ANWORTH MTG 7.625%|INCA|INSTINET, LLC|200
ANH$C|ANWORTH MTG 7.625%|ITGI|ITG Inc.|530
ANH$C|ANWORTH MTG 7.625%|MSCO|MORGAN STANLEY & CO. LLC|100
ANH$C|ANWORTH MTG 7.625%|NFSC|National Financial Services LLC|8789
ANH$C|ANWORTH MTG 7.625%|NITE|VIRTU Americas LLC|14722
ANH$C|ANWORTH MTG 7.625%|NQRB|Brut, LLC|700
ANH$C|ANWORTH MTG 7.625%|VGRD|Vanguard Marketing Corporation|2085
ANH$C|ANWORTH MTG 7.625%|WCHV|WELLS FARGO SECURITIES, LLC|1535
ANIK|ANIKA THERAPEUTICS##|ALTX|Alternet Securities Inc.|44205
ANIK|ANIKA THERAPEUTICS##|ANOS|ABEL/NOSER, L.L.C.|520
ANIK|ANIKA THERAPEUTICS##|APCC|Apex Clearing Corporation|6088
ANIK|ANIKA THERAPEUTICS##|AVON|Avondale Partners, LLC|200
ANIK|ANIKA THERAPEUTICS##|BANK|Primevest Financial Services, Inc.|205
ANIK|ANIKA THERAPEUTICS##|BARD|Robert W. Baird & Co. Incorporated|143266
ANIK|ANIKA THERAPEUTICS##|BATM|CBOE TRADING, INC.|1854
ANIK|ANIKA THERAPEUTICS##|BAYT|BTIG, LLC|700
ANIK|ANIKA THERAPEUTICS##|BBNT|BB&T SECURITIES, LLC|301
ANIK|ANIKA THERAPEUTICS##|BIMI|Banca IMI Securities Corp.|1590
ANIK|ANIKA THERAPEUTICS##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|411
ANIK|ANIKA THERAPEUTICS##|BLKX|INSTINET, LLC|5000
ANIK|ANIKA THERAPEUTICS##|BMOC|BMO Capital Markets Corp.|2298
ANIK|ANIKA THERAPEUTICS##|BNPX|BNP PARIBAS SECURITIES CORP.|1994
ANIK|ANIKA THERAPEUTICS##|BTIG|BTIG, LLC|5763
ANIK|ANIKA THERAPEUTICS##|BYXM|CBOE TRADING, INC.|542
ANIK|ANIKA THERAPEUTICS##|CANT|Cantor Fitzgerald & Co.|1000
ANIK|ANIKA THERAPEUTICS##|CBLC|CITIGROUP GLOBAL MARKETS INC.|39000
ANIK|ANIKA THERAPEUTICS##|CHAS|Charles Schwab & Co., Inc.|1260
ANIK|ANIKA THERAPEUTICS##|CIST|Capital Institutional Services, Inc.|1992
ANIK|ANIKA THERAPEUTICS##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76611
ANIK|ANIKA THERAPEUTICS##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40662
ANIK|ANIKA THERAPEUTICS##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35860
ANIK|ANIKA THERAPEUTICS##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|209675
ANIK|ANIKA THERAPEUTICS##|CTDL|Citadel Derivatives Group Llc|2636
ANIK|ANIKA THERAPEUTICS##|CXCX|CITIGROUP GLOBAL MARKETS INC.|28154
ANIK|ANIKA THERAPEUTICS##|DAVA|Davenport & Company LLC|318
ANIK|ANIKA THERAPEUTICS##|DBAB|Deutsche Bank Securities Inc.|179330
ANIK|ANIKA THERAPEUTICS##|DBAX|Deutsche Bank Securities Inc.|150500
ANIK|ANIKA THERAPEUTICS##|DBUL|Deutsche Bank Securities Inc.|400
ANIK|ANIKA THERAPEUTICS##|DEAN|MORGAN STANLEY|7565
ANIK|ANIKA THERAPEUTICS##|DEGS|RONIN PROFESSIONAL LLC|2100
ANIK|ANIKA THERAPEUTICS##|DOTC|Dougherty & Company LLC|5964
ANIK|ANIKA THERAPEUTICS##|EBXL|EBX LLC|102000
ANIK|ANIKA THERAPEUTICS##|ECUT|CONVERGEX EXECUTION SOLUTIONS|19575
ANIK|ANIKA THERAPEUTICS##|EDJO|Edward D. Jones & Co., L.P.|6909
ANIK|ANIKA THERAPEUTICS##|EGAM|CBOE TRADING, INC.|20435
ANIK|ANIKA THERAPEUTICS##|EGAW|CBOE TRADING, INC.|100
ANIK|ANIKA THERAPEUTICS##|EGMT|EG MARKET TECHNOLOGIES LLC|500
ANIK|ANIKA THERAPEUTICS##|EGXM|CBOE TRADING, INC.|1429
ANIK|ANIKA THERAPEUTICS##|EGXW|CBOE TRADING, INC.|150
ANIK|ANIKA THERAPEUTICS##|ESPO|ESPOSITO SECURITIES, LLC|19
ANIK|ANIKA THERAPEUTICS##|ETBE|Electronic Transaction Clearing, Inc.|5018
ANIK|ANIKA THERAPEUTICS##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|109
ANIK|ANIKA THERAPEUTICS##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|45305
ANIK|ANIKA THERAPEUTICS##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2590
ANIK|ANIKA THERAPEUTICS##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25708
ANIK|ANIKA THERAPEUTICS##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|103
ANIK|ANIKA THERAPEUTICS##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4760
ANIK|ANIKA THERAPEUTICS##|ETRS|E*Trade Securities LLC|83065
ANIK|ANIKA THERAPEUTICS##|FBCO|Credit Suisse Securities (USA) LLC|524849
ANIK|ANIKA THERAPEUTICS##|FBSB|U.S. Bancorp Investments, Inc.|2808
ANIK|ANIKA THERAPEUTICS##|FFSI|Firstrade Securities Inc.|100
ANIK|ANIKA THERAPEUTICS##|FILL|Tradestation Securities, Inc.|13326
ANIK|ANIKA THERAPEUTICS##|FMCO|First Manhattan Co|6802
ANIK|ANIKA THERAPEUTICS##|FOMA|TD AMERITRADE CLEARING, INC.|339520
ANIK|ANIKA THERAPEUTICS##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4130
ANIK|ANIKA THERAPEUTICS##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57427
ANIK|ANIKA THERAPEUTICS##|FTBR|Foliofn Investments, Inc.|210
ANIK|ANIKA THERAPEUTICS##|GEBB|GLOBAL EXECUTION BROKERS, LP|25902
ANIK|ANIKA THERAPEUTICS##|GLPX|ACS EXECUTION SERVICES, LLC|91474
ANIK|ANIKA THERAPEUTICS##|GSCO|GOLDMAN SACHS & CO. LLC|347620
ANIK|ANIKA THERAPEUTICS##|GSCS|GOLDMAN SACHS & CO. LLC|19030
ANIK|ANIKA THERAPEUTICS##|GSLT|GOLDMAN SACHS & CO. LLC|4731
ANIK|ANIKA THERAPEUTICS##|GTSZ|GTS SECURITIES LLC|18466
ANIK|ANIKA THERAPEUTICS##|HRBF|American Enterprise Investment Services Inc.|2730
ANIK|ANIKA THERAPEUTICS##|IATS|INTERACTIVE BROKERS LLC|9354
ANIK|ANIKA THERAPEUTICS##|IBKR|Interactive Brokers Llc|82123
ANIK|ANIKA THERAPEUTICS##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|19
ANIK|ANIKA THERAPEUTICS##|ICBX|INSTINET, LLC|28700
ANIK|ANIKA THERAPEUTICS##|IEQY|CITADEL SECURITIES LLC|28603
ANIK|ANIKA THERAPEUTICS##|INCA|INSTINET, LLC|181305
ANIK|ANIKA THERAPEUTICS##|INJX|INSTINET, LLC|40909
ANIK|ANIKA THERAPEUTICS##|INTL|INTL FCSTONE FINANCIAL INC.|40
ANIK|ANIKA THERAPEUTICS##|ITGI|ITG Inc.|297738
ANIK|ANIKA THERAPEUTICS##|ITGP|ITG INC.|135200
ANIK|ANIKA THERAPEUTICS##|JANY|Janney Montgomery Scott Inc.|380
ANIK|ANIKA THERAPEUTICS##|JEFF|JEFFERIES LLC|117682
ANIK|ANIKA THERAPEUTICS##|JMPT|JUMP TRADING, LLC|21706
ANIK|ANIKA THERAPEUTICS##|JPBX|J.P. MORGAN SECURITIES LLC|5964
ANIK|ANIKA THERAPEUTICS##|JPMX|J.P. Morgan Securities LLC|155556
ANIK|ANIKA THERAPEUTICS##|JSJX|JANE STREET CAPITAL LLC|3225
ANIK|ANIKA THERAPEUTICS##|KCGM|VIRTU Americas LLC|89778
ANIK|ANIKA THERAPEUTICS##|LEHM|Barclays Capital Inc./Le|354866
ANIK|ANIKA THERAPEUTICS##|LIME|Lime Brokerage LLC|74618
ANIK|ANIKA THERAPEUTICS##|LMNX|LUMINEX TRADING & ANALYTICS LLC|119476
ANIK|ANIKA THERAPEUTICS##|LOOP|Loop Capital Markets LLC|98
ANIK|ANIKA THERAPEUTICS##|LQNA|LIQUIDNET, INC.|25700
ANIK|ANIKA THERAPEUTICS##|LSCI|Lek Securities Corporation|1
ANIK|ANIKA THERAPEUTICS##|LTCO|Ladenburg, Thalmann & Co., Inc.|696
ANIK|ANIKA THERAPEUTICS##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|17886
ANIK|ANIKA THERAPEUTICS##|MACC|Mid Atlantic Capital Corporation|4450
ANIK|ANIKA THERAPEUTICS##|MAXM|Maxim Group LLC|3065
ANIK|ANIKA THERAPEUTICS##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81122
ANIK|ANIKA THERAPEUTICS##|MOTF|MOTIF INVESTING, INC.|1
ANIK|ANIKA THERAPEUTICS##|MSCO|MORGAN STANLEY & CO. LLC|1334041
ANIK|ANIKA THERAPEUTICS##|MSPL|MORGAN STANLEY & CO. LLC|147600
ANIK|ANIKA THERAPEUTICS##|MSTX|MORGAN STANLEY & CO. LLC|23500
ANIK|ANIKA THERAPEUTICS##|NATL|National Securities Corporation|100
ANIK|ANIKA THERAPEUTICS##|NFSC|National Financial Services LLC|250437
ANIK|ANIKA THERAPEUTICS##|NITE|VIRTU Americas LLC|529860
ANIK|ANIKA THERAPEUTICS##|NITP|VIRTU Americas LLC|800
ANIK|ANIKA THERAPEUTICS##|NQRB|Brut, LLC|5597
ANIK|ANIKA THERAPEUTICS##|OPCO|Oppenheimer & Co. Inc.|1344
ANIK|ANIKA THERAPEUTICS##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
ANIK|ANIKA THERAPEUTICS##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|778
ANIK|ANIKA THERAPEUTICS##|PDQM|CODA MARKETS, INC.|287956
ANIK|ANIKA THERAPEUTICS##|PIPR|Piper Jaffray & Co.|109
ANIK|ANIKA THERAPEUTICS##|PNSR|Penserra Securities, LLC|1200
ANIK|ANIKA THERAPEUTICS##|POIN|PRECISION SECURITIES, LLC (POIN)|1400
ANIK|ANIKA THERAPEUTICS##|PWJC|UBS Financial Services, Inc.|200
ANIK|ANIKA THERAPEUTICS##|RAJA|Raymond James & Associates, Inc.|4158
ANIK|ANIKA THERAPEUTICS##|RBCM|RBC CAPITAL MARKETS, LLC|401
ANIK|ANIKA THERAPEUTICS##|SAGL|SAGETRADER, LLC|51556
ANIK|ANIKA THERAPEUTICS##|SAGW|SAGETRADER, LLC|32
ANIK|ANIKA THERAPEUTICS##|SBSH|Citigroup Global Markets Inc.|59844
ANIK|ANIKA THERAPEUTICS##|SEIC|SEI Investments Distribution Co.|960
ANIK|ANIKA THERAPEUTICS##|SGMT|GOLDMAN SACHS & CO. LLC|68803
ANIK|ANIKA THERAPEUTICS##|SPDR|SPEEDROUTE LLC|36170
ANIK|ANIKA THERAPEUTICS##|SPTD|MINT GLOBAL MARKETS, INC.|36642
ANIK|ANIKA THERAPEUTICS##|STFL|Stifel, Nicolaus & Company, Incorporated|3708
ANIK|ANIKA THERAPEUTICS##|STKP|STOCKPILE INVESTMENTS, INC.|1714
ANIK|ANIKA THERAPEUTICS##|SWIM|TD Ameritrade, Inc.|234770
ANIK|ANIKA THERAPEUTICS##|SWST|Hilltop Securities Inc.|56
ANIK|ANIKA THERAPEUTICS##|TKNG|ALLY INVEST SECURITIES LLC|1458
ANIK|ANIKA THERAPEUTICS##|TRBT|Tradebot Systems, Inc.|79121
ANIK|ANIKA THERAPEUTICS##|TRCM|TRC MARKETS LLC|42702
ANIK|ANIKA THERAPEUTICS##|UBSA|UBS SECURITIES LLC|356688
ANIK|ANIKA THERAPEUTICS##|UBSS|UBS Securities LLC|445378
ANIK|ANIKA THERAPEUTICS##|VALX|VIRTU AMERICAS LLC|4966
ANIK|ANIKA THERAPEUTICS##|VGRD|Vanguard Marketing Corporation|6787
ANIK|ANIKA THERAPEUTICS##|WAIN|H.C. Wainwright & Co., Inc.|4817
ANIK|ANIKA THERAPEUTICS##|WBPX|SUMMIT SECURITIES GROUP, LLC|272
ANIK|ANIKA THERAPEUTICS##|WCHV|WELLS FARGO SECURITIES, LLC|23555
ANIK|ANIKA THERAPEUTICS##|WDNX|WEEDEN & CO.L.P.|4270
ANIK|ANIKA THERAPEUTICS##|WEDB|WEDBUSH SECURITIES INC.|166482
ANIK|ANIKA THERAPEUTICS##|WEED|Weeden & Co.L.P.|4313
ANIK|ANIKA THERAPEUTICS##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2936
ANIK|ANIKA THERAPEUTICS##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9093
ANIK|ANIKA THERAPEUTICS##|WGIF|CIBC World Markets Inc.|896
ANIK|ANIKA THERAPEUTICS##|WSEA|WOLVERINE SECURITIES, LLC|4160
ANIK|ANIKA THERAPEUTICS##|XIST|INSTINET, LLC|26460
ANIK|ANIKA THERAPEUTICS##|XSTM|NATIONAL FINANCIAL SERVICES LLC|77732
ANIK|ANIKA THERAPEUTICS##|YKNA|COMHAR CAPITAL MARKETS, LLC|30943
ANIK|ANIKA THERAPEUTICS##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|327
ANIP|ANI  PHARMA INC|ACLP|ALEXANDER CAPITAL, L.P.|1000
ANIP|ANI  PHARMA INC|ADAM|CANACCORD GENUITY INC.|470
ANIP|ANI  PHARMA INC|AGIS|Aegis Capital Corp.|491
ANIP|ANI  PHARMA INC|ALTX|Alternet Securities Inc.|2500
ANIP|ANI  PHARMA INC|APCC|Apex Clearing Corporation|28
ANIP|ANI  PHARMA INC|BALE|M&T SECURITIES, INC.|165
ANIP|ANI  PHARMA INC|BATM|CBOE TRADING, INC.|3891
ANIP|ANI  PHARMA INC|BERN|Sanford C. Bernstein & Co., LLC|4100
ANIP|ANI  PHARMA INC|BLKX|INSTINET, LLC|6900
ANIP|ANI  PHARMA INC|BMOC|BMO Capital Markets Corp.|1278
ANIP|ANI  PHARMA INC|BNPX|BNP PARIBAS SECURITIES CORP.|1926
ANIP|ANI  PHARMA INC|BTIG|BTIG, LLC|5748
ANIP|ANI  PHARMA INC|BYXM|CBOE TRADING, INC.|100
ANIP|ANI  PHARMA INC|CHAS|Charles Schwab & Co., Inc.|1353
ANIP|ANI  PHARMA INC|CIST|Capital Institutional Services, Inc.|1428
ANIP|ANI  PHARMA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5482
ANIP|ANI  PHARMA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3800
ANIP|ANI  PHARMA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1006
ANIP|ANI  PHARMA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27257
ANIP|ANI  PHARMA INC|CTDL|Citadel Derivatives Group Llc|2476
ANIP|ANI  PHARMA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17404
ANIP|ANI  PHARMA INC|DBAB|Deutsche Bank Securities Inc.|52128
ANIP|ANI  PHARMA INC|DBAX|Deutsche Bank Securities Inc.|12600
ANIP|ANI  PHARMA INC|DBUL|Deutsche Bank Securities Inc.|100
ANIP|ANI  PHARMA INC|DEAN|MORGAN STANLEY|560
ANIP|ANI  PHARMA INC|DEGS|RONIN PROFESSIONAL LLC|1410
ANIP|ANI  PHARMA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
ANIP|ANI  PHARMA INC|EBXL|EBX LLC|12900
ANIP|ANI  PHARMA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2083
ANIP|ANI  PHARMA INC|EDJO|Edward D. Jones & Co., L.P.|357
ANIP|ANI  PHARMA INC|EGAM|CBOE TRADING, INC.|800
ANIP|ANI  PHARMA INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
ANIP|ANI  PHARMA INC|EGXM|CBOE TRADING, INC.|714
ANIP|ANI  PHARMA INC|ETBE|Electronic Transaction Clearing, Inc.|440
ANIP|ANI  PHARMA INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|626
ANIP|ANI  PHARMA INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|608
ANIP|ANI  PHARMA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6359
ANIP|ANI  PHARMA INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|59
ANIP|ANI  PHARMA INC|ETRS|E*Trade Securities LLC|5493
ANIP|ANI  PHARMA INC|FBCO|Credit Suisse Securities (USA) LLC|65550
ANIP|ANI  PHARMA INC|FILL|Tradestation Securities, Inc.|30
ANIP|ANI  PHARMA INC|FMAF|NBCN Inc./ CDS|50
ANIP|ANI  PHARMA INC|FOMA|TD AMERITRADE CLEARING, INC.|58159
ANIP|ANI  PHARMA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ANIP|ANI  PHARMA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15224
ANIP|ANI  PHARMA INC|FTBR|Foliofn Investments, Inc.|179
ANIP|ANI  PHARMA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2664
ANIP|ANI  PHARMA INC|GLPX|ACS EXECUTION SERVICES, LLC|3322
ANIP|ANI  PHARMA INC|GSCO|GOLDMAN SACHS & CO. LLC|55399
ANIP|ANI  PHARMA INC|GSCS|GOLDMAN SACHS & CO. LLC|2424
ANIP|ANI  PHARMA INC|GTSZ|GTS SECURITIES LLC|40744
ANIP|ANI  PHARMA INC|HAPX|HAP Trading, LLC|100
ANIP|ANI  PHARMA INC|HRBF|American Enterprise Investment Services Inc.|1021
ANIP|ANI  PHARMA INC|IATS|INTERACTIVE BROKERS LLC|2858
ANIP|ANI  PHARMA INC|IBKR|Interactive Brokers Llc|15502
ANIP|ANI  PHARMA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|139
ANIP|ANI  PHARMA INC|ICBX|INSTINET, LLC|3524
ANIP|ANI  PHARMA INC|IEQY|CITADEL SECURITIES LLC|15890
ANIP|ANI  PHARMA INC|INCA|INSTINET, LLC|63726
ANIP|ANI  PHARMA INC|INJX|INSTINET, LLC|4404
ANIP|ANI  PHARMA INC|ITGI|ITG Inc.|8371
ANIP|ANI  PHARMA INC|ITGP|ITG INC.|17000
ANIP|ANI  PHARMA INC|JANY|Janney Montgomery Scott Inc.|1133
ANIP|ANI  PHARMA INC|JEFF|JEFFERIES LLC|60244
ANIP|ANI  PHARMA INC|JPBX|J.P. MORGAN SECURITIES LLC|400
ANIP|ANI  PHARMA INC|JPMX|J.P. Morgan Securities LLC|29786
ANIP|ANI  PHARMA INC|KCGM|VIRTU Americas LLC|2301
ANIP|ANI  PHARMA INC|LEHM|Barclays Capital Inc./Le|49192
ANIP|ANI  PHARMA INC|LIME|Lime Brokerage LLC|31736
ANIP|ANI  PHARMA INC|LOOP|Loop Capital Markets LLC|5537
ANIP|ANI  PHARMA INC|MAXM|Maxim Group LLC|794
ANIP|ANI  PHARMA INC|MBTS|ALLY INVEST SECURITIES LLC|152
ANIP|ANI  PHARMA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10257
ANIP|ANI  PHARMA INC|MOTF|MOTIF INVESTING, INC.|1
ANIP|ANI  PHARMA INC|MSCO|MORGAN STANLEY & CO. LLC|215772
ANIP|ANI  PHARMA INC|MSPL|MORGAN STANLEY & CO. LLC|24800
ANIP|ANI  PHARMA INC|MSTX|MORGAN STANLEY & CO. LLC|200
ANIP|ANI  PHARMA INC|NATL|National Securities Corporation|50
ANIP|ANI  PHARMA INC|NFSC|National Financial Services LLC|17925
ANIP|ANI  PHARMA INC|NITE|VIRTU Americas LLC|61822
ANIP|ANI  PHARMA INC|OPCO|Oppenheimer & Co. Inc.|1130
ANIP|ANI  PHARMA INC|PDQM|CODA MARKETS, INC.|11331
ANIP|ANI  PHARMA INC|PHLY|NASDAQ Execution Services, LLC|800
ANIP|ANI  PHARMA INC|PIPR|Piper Jaffray & Co.|126
ANIP|ANI  PHARMA INC|PWJC|UBS Financial Services, Inc.|350
ANIP|ANI  PHARMA INC|RAJA|Raymond James & Associates, Inc.|3953
ANIP|ANI  PHARMA INC|RBCM|RBC CAPITAL MARKETS, LLC|2681
ANIP|ANI  PHARMA INC|SAGL|SAGETRADER, LLC|1115
ANIP|ANI  PHARMA INC|SBSH|Citigroup Global Markets Inc.|61196
ANIP|ANI  PHARMA INC|SGMT|GOLDMAN SACHS & CO. LLC|5089
ANIP|ANI  PHARMA INC|SPDR|SPEEDROUTE LLC|6000
ANIP|ANI  PHARMA INC|SPTD|MINT GLOBAL MARKETS, INC.|10774
ANIP|ANI  PHARMA INC|STFL|Stifel, Nicolaus & Company, Incorporated|195
ANIP|ANI  PHARMA INC|SWIM|TD Ameritrade, Inc.|4694
ANIP|ANI  PHARMA INC|SWST|Hilltop Securities Inc.|600
ANIP|ANI  PHARMA INC|TKNG|ALLY INVEST SECURITIES LLC|80
ANIP|ANI  PHARMA INC|TRBT|Tradebot Systems, Inc.|7082
ANIP|ANI  PHARMA INC|TRCM|TRC MARKETS LLC|14854
ANIP|ANI  PHARMA INC|UBSA|UBS SECURITIES LLC|35265
ANIP|ANI  PHARMA INC|UBSS|UBS Securities LLC|98634
ANIP|ANI  PHARMA INC|VALX|VIRTU AMERICAS LLC|2949
ANIP|ANI  PHARMA INC|VGRD|Vanguard Marketing Corporation|483
ANIP|ANI  PHARMA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|400
ANIP|ANI  PHARMA INC|WCHV|WELLS FARGO SECURITIES, LLC|10617
ANIP|ANI  PHARMA INC|WEDB|WEDBUSH SECURITIES INC.|33
ANIP|ANI  PHARMA INC|WEED|Weeden & Co.L.P.|4432
ANIP|ANI  PHARMA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|835
ANIP|ANI  PHARMA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2934
ANIP|ANI  PHARMA INC|WGIF|CIBC World Markets Inc.|1
ANIP|ANI  PHARMA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11
ANIP|ANI  PHARMA INC|WSEA|WOLVERINE SECURITIES, LLC|327
ANIP|ANI  PHARMA INC|XIST|INSTINET, LLC|4400
ANIP|ANI  PHARMA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ANIP|ANI  PHARMA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3914
ANIP|ANI  PHARMA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
ANSS|ANSYS INC|ALTX|Alternet Securities Inc.|2100
ANSS|ANSYS INC|ANOS|ABEL/NOSER, L.L.C.|951
ANSS|ANSYS INC|APCC|Apex Clearing Corporation|2592
ANSS|ANSYS INC|BANK|Primevest Financial Services, Inc.|20
ANSS|ANSYS INC|BARD|Robert W. Baird & Co. Incorporated|5758
ANSS|ANSYS INC|BATM|CBOE TRADING, INC.|4355
ANSS|ANSYS INC|BAYC|BAY CREST PARTNERS, LLC|14253
ANSS|ANSYS INC|BBNT|BB&T SECURITIES, LLC|158
ANSS|ANSYS INC|BERN|Sanford C. Bernstein & Co., LLC|101984
ANSS|ANSYS INC|BGCE|BGC Financial Inc.|200
ANSS|ANSYS INC|BIDS|BIDS TRADING L.P.|14100
ANSS|ANSYS INC|BIMI|Banca IMI Securities Corp.|1885
ANSS|ANSYS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1677
ANSS|ANSYS INC|BLKX|INSTINET, LLC|5000
ANSS|ANSYS INC|BMOC|BMO Capital Markets Corp.|31023
ANSS|ANSYS INC|BNPX|BNP PARIBAS SECURITIES CORP.|58090
ANSS|ANSYS INC|BTIG|BTIG, LLC|43699
ANSS|ANSYS INC|BYXM|CBOE TRADING, INC.|3758
ANSS|ANSYS INC|BZYD|GOLDMAN SACHS & CO. LLC|652
ANSS|ANSYS INC|CANT|Cantor Fitzgerald & Co.|1042
ANSS|ANSYS INC|CHAS|Charles Schwab & Co., Inc.|2021
ANSS|ANSYS INC|CIBP|CIBC World Markets Corp.|3566
ANSS|ANSYS INC|CICF|Canaccord Genuity Corp.|160
ANSS|ANSYS INC|CIST|Capital Institutional Services, Inc.|168
ANSS|ANSYS INC|CNFR|Cowen Prime Services LLC|800
ANSS|ANSYS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115267
ANSS|ANSYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1282
ANSS|ANSYS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|240
ANSS|ANSYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197264
ANSS|ANSYS INC|CTDL|Citadel Derivatives Group Llc|12525
ANSS|ANSYS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9228
ANSS|ANSYS INC|DADA|D.A. Davidson & Co.|629
ANSS|ANSYS INC|DBAB|Deutsche Bank Securities Inc.|508112
ANSS|ANSYS INC|DBAX|Deutsche Bank Securities Inc.|134500
ANSS|ANSYS INC|DBUL|Deutsche Bank Securities Inc.|6693
ANSS|ANSYS INC|DEAN|MORGAN STANLEY|5133
ANSS|ANSYS INC|DEGS|RONIN PROFESSIONAL LLC|397
ANSS|ANSYS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3443
ANSS|ANSYS INC|DRWK|DRW SECURITIES, L.L.C.|26429
ANSS|ANSYS INC|EBXL|EBX LLC|150600
ANSS|ANSYS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5070
ANSS|ANSYS INC|EDJO|Edward D. Jones & Co., L.P.|605
ANSS|ANSYS INC|EGAM|CBOE TRADING, INC.|8038
ANSS|ANSYS INC|EGAW|CBOE TRADING, INC.|117
ANSS|ANSYS INC|EGMT|EG MARKET TECHNOLOGIES LLC|3170
ANSS|ANSYS INC|EGXM|CBOE TRADING, INC.|482
ANSS|ANSYS INC|ETBE|Electronic Transaction Clearing, Inc.|18295
ANSS|ANSYS INC|ETCC|Electronic Transaction Clearing, Inc.|2226
ANSS|ANSYS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1426
ANSS|ANSYS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31740
ANSS|ANSYS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|287
ANSS|ANSYS INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|101854
ANSS|ANSYS INC|ETRS|E*Trade Securities LLC|53949
ANSS|ANSYS INC|FBCO|Credit Suisse Securities (USA) LLC|443792
ANSS|ANSYS INC|FBSB|U.S. Bancorp Investments, Inc.|8
ANSS|ANSYS INC|FILL|Tradestation Securities, Inc.|337
ANSS|ANSYS INC|FINX|FINTECH SECURITIES|1300
ANSS|ANSYS INC|FMAF|NBCN Inc./ CDS|2970
ANSS|ANSYS INC|FOMA|TD AMERITRADE CLEARING, INC.|39922
ANSS|ANSYS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4366
ANSS|ANSYS INC|FQLS|Quantlab Securities LP|186727
ANSS|ANSYS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110931
ANSS|ANSYS INC|FTBR|Foliofn Investments, Inc.|1734
ANSS|ANSYS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|13606
ANSS|ANSYS INC|GELP|RBC CAPITAL MARKETS, LLC|581
ANSS|ANSYS INC|GLIS|TD Securities Inc|40
ANSS|ANSYS INC|GLPX|ACS EXECUTION SERVICES, LLC|45167
ANSS|ANSYS INC|GSCO|GOLDMAN SACHS & CO. LLC|994073
ANSS|ANSYS INC|GSCS|GOLDMAN SACHS & CO. LLC|27366
ANSS|ANSYS INC|GSLT|GOLDMAN SACHS & CO. LLC|655
ANSS|ANSYS INC|GTSZ|GTS SECURITIES LLC|69789
ANSS|ANSYS INC|HRBF|American Enterprise Investment Services Inc.|2980
ANSS|ANSYS INC|HSBC|HSBC Securities, Inc.|6157
ANSS|ANSYS INC|IATS|INTERACTIVE BROKERS LLC|2791
ANSS|ANSYS INC|IBKR|Interactive Brokers Llc|27299
ANSS|ANSYS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1661
ANSS|ANSYS INC|ICBX|INSTINET, LLC|28288
ANSS|ANSYS INC|IEQY|CITADEL SECURITIES LLC|118453
ANSS|ANSYS INC|INCA|INSTINET, LLC|327344
ANSS|ANSYS INC|INJX|INSTINET, LLC|53046
ANSS|ANSYS INC|ITGI|ITG Inc.|21661
ANSS|ANSYS INC|ITGP|ITG INC.|59400
ANSS|ANSYS INC|JANY|Janney Montgomery Scott Inc.|5266
ANSS|ANSYS INC|JEFF|JEFFERIES LLC|169313
ANSS|ANSYS INC|JMPT|JUMP TRADING, LLC|56533
ANSS|ANSYS INC|JONE|JonesTrading|3200
ANSS|ANSYS INC|JPBX|J.P. MORGAN SECURITIES LLC|48992
ANSS|ANSYS INC|JPMX|J.P. Morgan Securities LLC|236500
ANSS|ANSYS INC|JSJX|JANE STREET CAPITAL LLC|5868
ANSS|ANSYS INC|KCGM|VIRTU Americas LLC|24821
ANSS|ANSYS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|353664
ANSS|ANSYS INC|KING|C. L. King & Associates, Inc.|165
ANSS|ANSYS INC|LEHM|Barclays Capital Inc./Le|620217
ANSS|ANSYS INC|LIME|Lime Brokerage LLC|144270
ANSS|ANSYS INC|LMGP|LIME BROKERAGE LLC|686
ANSS|ANSYS INC|LQNA|LIQUIDNET, INC.|47900
ANSS|ANSYS INC|LSCI|Lek Securities Corporation|5345
ANSS|ANSYS INC|MACQ|Macquarie Capital (USA) Inc.|7089
ANSS|ANSYS INC|MAXM|Maxim Group LLC|203
ANSS|ANSYS INC|MCMF|Raymond James Ltd. Cds|483
ANSS|ANSYS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31174
ANSS|ANSYS INC|MOTF|MOTIF INVESTING, INC.|22
ANSS|ANSYS INC|MSCO|MORGAN STANLEY & CO. LLC|1734149
ANSS|ANSYS INC|MSPL|MORGAN STANLEY & CO. LLC|97100
ANSS|ANSYS INC|MSTX|MORGAN STANLEY & CO. LLC|53600
ANSS|ANSYS INC|NEUB|NEUBERGER BERMAN BD LLC|275
ANSS|ANSYS INC|NFSC|National Financial Services LLC|81355
ANSS|ANSYS INC|NITE|VIRTU Americas LLC|182604
ANSS|ANSYS INC|NITP|VIRTU Americas LLC|3000
ANSS|ANSYS INC|NQRB|Brut, LLC|1152
ANSS|ANSYS INC|NTRC|Northern Trust Securities, Inc.|3252
ANSS|ANSYS INC|OPCO|Oppenheimer & Co. Inc.|1288
ANSS|ANSYS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3166
ANSS|ANSYS INC|PDQM|CODA MARKETS, INC.|221322
ANSS|ANSYS INC|PIPR|Piper Jaffray & Co.|531
ANSS|ANSYS INC|PWJC|UBS Financial Services, Inc.|598
ANSS|ANSYS INC|RAJA|Raymond James & Associates, Inc.|3224
ANSS|ANSYS INC|RBCM|RBC CAPITAL MARKETS, LLC|8455
ANSS|ANSYS INC|RHCO|Suntrust Robinson Humphrey, Inc.|8962
ANSS|ANSYS INC|SAGL|SAGETRADER, LLC|13323
ANSS|ANSYS INC|SAGW|SAGETRADER, LLC|404
ANSS|ANSYS INC|SALI|INTL FCSTONE FINANCIAL INC.|249
ANSS|ANSYS INC|SBSH|Citigroup Global Markets Inc.|361856
ANSS|ANSYS INC|SEIC|SEI Investments Distribution Co.|100
ANSS|ANSYS INC|SGMT|GOLDMAN SACHS & CO. LLC|36913
ANSS|ANSYS INC|SPDR|SPEEDROUTE LLC|24421
ANSS|ANSYS INC|STFL|Stifel, Nicolaus & Company, Incorporated|5173
ANSS|ANSYS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
ANSS|ANSYS INC|SWIM|TD Ameritrade, Inc.|9690
ANSS|ANSYS INC|SWST|Hilltop Securities Inc.|297
ANSS|ANSYS INC|TKNG|ALLY INVEST SECURITIES LLC|43
ANSS|ANSYS INC|TONC|CUTTONE & CO., LLC|1320
ANSS|ANSYS INC|TRBT|Tradebot Systems, Inc.|191358
ANSS|ANSYS INC|TRCM|TRC MARKETS LLC|89915
ANSS|ANSYS INC|UBSA|UBS SECURITIES LLC|331909
ANSS|ANSYS INC|UBSS|UBS Securities LLC|840668
ANSS|ANSYS INC|VALX|VIRTU AMERICAS LLC|10036
ANSS|ANSYS INC|VGRD|Vanguard Marketing Corporation|469
ANSS|ANSYS INC|VNDM|Wall Street Access|1620
ANSS|ANSYS INC|WBLR|WILLIAM BLAIR|741
ANSS|ANSYS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2026
ANSS|ANSYS INC|WCHV|WELLS FARGO SECURITIES, LLC|64830
ANSS|ANSYS INC|WDNX|WEEDEN & CO.L.P.|460
ANSS|ANSYS INC|WEDB|WEDBUSH SECURITIES INC.|157
ANSS|ANSYS INC|WEED|Weeden & Co.L.P.|1540
ANSS|ANSYS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7409
ANSS|ANSYS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4047
ANSS|ANSYS INC|WGIF|CIBC World Markets Inc.|410
ANSS|ANSYS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|133
ANSS|ANSYS INC|WSEA|WOLVERINE SECURITIES, LLC|752
ANSS|ANSYS INC|XIST|INSTINET, LLC|12324
ANSS|ANSYS INC|XPQR|Jump Trading|74
ANSS|ANSYS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7094
ANSS|ANSYS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|28239
ANSS|ANSYS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1247
ANTM|ANTHEM, INC.|ABLE|NATIXIS Securities Americas LLC|410761
ANTM|ANTHEM, INC.|ADAM|CANACCORD GENUITY INC.|13577
ANTM|ANTHEM, INC.|ALTX|Alternet Securities Inc.|13118
ANTM|ANTHEM, INC.|ANOS|ABEL/NOSER, L.L.C.|34700
ANTM|ANTHEM, INC.|APCC|Apex Clearing Corporation|143
ANTM|ANTHEM, INC.|AQUA|AQUA SECURITIES L.P.|14700
ANTM|ANTHEM, INC.|BALE|M&T SECURITIES, INC.|916
ANTM|ANTHEM, INC.|BANK|Primevest Financial Services, Inc.|175
ANTM|ANTHEM, INC.|BARD|Robert W. Baird & Co. Incorporated|1625
ANTM|ANTHEM, INC.|BATM|CBOE TRADING, INC.|22789
ANTM|ANTHEM, INC.|BAYC|BAY CREST PARTNERS, LLC|289
ANTM|ANTHEM, INC.|BAYT|BTIG, LLC|1700
ANTM|ANTHEM, INC.|BBNT|BB&T SECURITIES, LLC|3595
ANTM|ANTHEM, INC.|BERN|Sanford C. Bernstein & Co., LLC|104600
ANTM|ANTHEM, INC.|BGCE|BGC Financial Inc.|13349
ANTM|ANTHEM, INC.|BIDS|BIDS TRADING L.P.|44300
ANTM|ANTHEM, INC.|BIMI|Banca IMI Securities Corp.|19
ANTM|ANTHEM, INC.|BKCM|BNY Mellon Capital Markets LLC|103
ANTM|ANTHEM, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7740
ANTM|ANTHEM, INC.|BLKX|INSTINET, LLC|47400
ANTM|ANTHEM, INC.|BMOC|BMO Capital Markets Corp.|22
ANTM|ANTHEM, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|235759
ANTM|ANTHEM, INC.|BTIG|BTIG, LLC|33254
ANTM|ANTHEM, INC.|BYXM|CBOE TRADING, INC.|755
ANTM|ANTHEM, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
ANTM|ANTHEM, INC.|CABR|Cabrera Capital Markets, Inc.|33
ANTM|ANTHEM, INC.|CANT|Cantor Fitzgerald & Co.|77
ANTM|ANTHEM, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
ANTM|ANTHEM, INC.|CHAS|Charles Schwab & Co., Inc.|7559
ANTM|ANTHEM, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|400
ANTM|ANTHEM, INC.|CIBP|CIBC World Markets Corp.|33139
ANTM|ANTHEM, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|5000
ANTM|ANTHEM, INC.|CIST|Capital Institutional Services, Inc.|2530
ANTM|ANTHEM, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|158608
ANTM|ANTHEM, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8
ANTM|ANTHEM, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3210
ANTM|ANTHEM, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|556370
ANTM|ANTHEM, INC.|CTDL|Citadel Derivatives Group Llc|34758
ANTM|ANTHEM, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|102420
ANTM|ANTHEM, INC.|DADA|D.A. Davidson & Co.|84
ANTM|ANTHEM, INC.|DBAB|Deutsche Bank Securities Inc.|261484
ANTM|ANTHEM, INC.|DBAX|Deutsche Bank Securities Inc.|390000
ANTM|ANTHEM, INC.|DBUL|Deutsche Bank Securities Inc.|1536
ANTM|ANTHEM, INC.|DCHF|Dart Executions, LLC|1182
ANTM|ANTHEM, INC.|DEAN|MORGAN STANLEY|5951
ANTM|ANTHEM, INC.|DEGS|RONIN PROFESSIONAL LLC|300
ANTM|ANTHEM, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6137
ANTM|ANTHEM, INC.|DRWK|DRW SECURITIES, L.L.C.|12216
ANTM|ANTHEM, INC.|EBXL|EBX LLC|230500
ANTM|ANTHEM, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|16863
ANTM|ANTHEM, INC.|EDJC|Edward Jones / CDS|5
ANTM|ANTHEM, INC.|EDJO|Edward D. Jones & Co., L.P.|10884
ANTM|ANTHEM, INC.|EGAM|CBOE TRADING, INC.|19476
ANTM|ANTHEM, INC.|EGAW|CBOE TRADING, INC.|149
ANTM|ANTHEM, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|6499
ANTM|ANTHEM, INC.|EGXM|CBOE TRADING, INC.|2273
ANTM|ANTHEM, INC.|EGXW|CBOE TRADING, INC.|100
ANTM|ANTHEM, INC.|ELEV|ELEVATION, LLC|1190
ANTM|ANTHEM, INC.|ESPO|ESPOSITO SECURITIES, LLC|4
ANTM|ANTHEM, INC.|ETBE|Electronic Transaction Clearing, Inc.|45216
ANTM|ANTHEM, INC.|ETCC|Electronic Transaction Clearing, Inc.|490
ANTM|ANTHEM, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ANTM|ANTHEM, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|80929
ANTM|ANTHEM, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
ANTM|ANTHEM, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|653
ANTM|ANTHEM, INC.|ETRS|E*Trade Securities LLC|111283
ANTM|ANTHEM, INC.|FBSB|U.S. Bancorp Investments, Inc.|20
ANTM|ANTHEM, INC.|FILL|Tradestation Securities, Inc.|885
ANTM|ANTHEM, INC.|FINX|FINTECH SECURITIES|650
ANTM|ANTHEM, INC.|FMAF|NBCN Inc./ CDS|2182
ANTM|ANTHEM, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19329
ANTM|ANTHEM, INC.|FQLS|Quantlab Securities LP|280829
ANTM|ANTHEM, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|214165
ANTM|ANTHEM, INC.|FTBR|Foliofn Investments, Inc.|4753
ANTM|ANTHEM, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|4864
ANTM|ANTHEM, INC.|GLIS|TD Securities Inc|394
ANTM|ANTHEM, INC.|GLPX|ACS EXECUTION SERVICES, LLC|111281
ANTM|ANTHEM, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1996310
ANTM|ANTHEM, INC.|GSCS|GOLDMAN SACHS & CO. LLC|24426
ANTM|ANTHEM, INC.|GSLT|GOLDMAN SACHS & CO. LLC|10965
ANTM|ANTHEM, INC.|GTSZ|GTS SECURITIES LLC|190121
ANTM|ANTHEM, INC.|HAPX|HAP Trading, LLC|875
ANTM|ANTHEM, INC.|HRBF|American Enterprise Investment Services Inc.|7508
ANTM|ANTHEM, INC.|HSBC|HSBC Securities, Inc.|30288
ANTM|ANTHEM, INC.|IATS|INTERACTIVE BROKERS LLC|14872
ANTM|ANTHEM, INC.|IBKR|Interactive Brokers Llc|9142
ANTM|ANTHEM, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1169
ANTM|ANTHEM, INC.|ICBX|INSTINET, LLC|117732
ANTM|ANTHEM, INC.|IEQY|CITADEL SECURITIES LLC|84008
ANTM|ANTHEM, INC.|INCA|INSTINET, LLC|371392
ANTM|ANTHEM, INC.|INJX|INSTINET, LLC|6042
ANTM|ANTHEM, INC.|INTL|INTL FCSTONE FINANCIAL INC.|19
ANTM|ANTHEM, INC.|ITGI|ITG Inc.|68277
ANTM|ANTHEM, INC.|ITGP|ITG INC.|241600
ANTM|ANTHEM, INC.|JANY|Janney Montgomery Scott Inc.|1169
ANTM|ANTHEM, INC.|JEFF|JEFFERIES LLC|114639
ANTM|ANTHEM, INC.|JMPT|JUMP TRADING, LLC|158598
ANTM|ANTHEM, INC.|JONE|JonesTrading|217
ANTM|ANTHEM, INC.|JPBX|J.P. MORGAN SECURITIES LLC|78160
ANTM|ANTHEM, INC.|JPMX|J.P. Morgan Securities LLC|749638
ANTM|ANTHEM, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|7581
ANTM|ANTHEM, INC.|JSJX|JANE STREET CAPITAL LLC|4807
ANTM|ANTHEM, INC.|KCGM|VIRTU Americas LLC|49821
ANTM|ANTHEM, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|159374
ANTM|ANTHEM, INC.|LEER|LEERINK PARTNERS LLC|2245
ANTM|ANTHEM, INC.|LEHM|Barclays Capital Inc./Le|768876
ANTM|ANTHEM, INC.|LIME|Lime Brokerage LLC|28031
ANTM|ANTHEM, INC.|LIWD|LIME BROKERAGE LLC|60
ANTM|ANTHEM, INC.|LOOP|Loop Capital Markets LLC|472
ANTM|ANTHEM, INC.|LPSP|LPS Partners INC.|46700
ANTM|ANTHEM, INC.|LQNA|LIQUIDNET, INC.|97100
ANTM|ANTHEM, INC.|LSCI|Lek Securities Corporation|475
ANTM|ANTHEM, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|2174
ANTM|ANTHEM, INC.|MACC|Mid Atlantic Capital Corporation|1569
ANTM|ANTHEM, INC.|MACQ|Macquarie Capital (USA) Inc.|200
ANTM|ANTHEM, INC.|MAXM|Maxim Group LLC|18046
ANTM|ANTHEM, INC.|MBTS|ALLY INVEST SECURITIES LLC|52
ANTM|ANTHEM, INC.|MCMF|Raymond James Ltd. Cds|360
ANTM|ANTHEM, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|208572
ANTM|ANTHEM, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ANTM|ANTHEM, INC.|MOTF|MOTIF INVESTING, INC.|57
ANTM|ANTHEM, INC.|MSCO|MORGAN STANLEY & CO. LLC|1501345
ANTM|ANTHEM, INC.|MSPL|MORGAN STANLEY & CO. LLC|405900
ANTM|ANTHEM, INC.|MSTX|MORGAN STANLEY & CO. LLC|151600
ANTM|ANTHEM, INC.|MTON|MILLINGTON SECURITIES, INC.|8814
ANTM|ANTHEM, INC.|MUFG|MUFG SECURITIES AMERICAS INC.|128996
ANTM|ANTHEM, INC.|MULL|MARK J. MULLER EQUITIES, INC.|28063
ANTM|ANTHEM, INC.|NATL|National Securities Corporation|285
ANTM|ANTHEM, INC.|NEUB|NEUBERGER BERMAN BD LLC|1828
ANTM|ANTHEM, INC.|NFSC|National Financial Services LLC|151550
ANTM|ANTHEM, INC.|NITE|VIRTU Americas LLC|395104
ANTM|ANTHEM, INC.|NMRA|Nomura Securities International, Inc.|2200
ANTM|ANTHEM, INC.|NQRB|Brut, LLC|3829
ANTM|ANTHEM, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|214
ANTM|ANTHEM, INC.|NTRC|Northern Trust Securities, Inc.|182
ANTM|ANTHEM, INC.|OHOS|TWO SIGMA SECURITIES, LLC|80893
ANTM|ANTHEM, INC.|OPCO|Oppenheimer & Co. Inc.|4445
ANTM|ANTHEM, INC.|PAUL|Paulson Investment Company, Inc.|16
ANTM|ANTHEM, INC.|PDQM|CODA MARKETS, INC.|183847
ANTM|ANTHEM, INC.|PHLY|NASDAQ Execution Services, LLC|600
ANTM|ANTHEM, INC.|PICT|Pictet Overseas Inc.|24
ANTM|ANTHEM, INC.|PIPR|Piper Jaffray & Co.|8650
ANTM|ANTHEM, INC.|PWJC|UBS Financial Services, Inc.|2140
ANTM|ANTHEM, INC.|QMSR|QUATTRO M SECURITIES INC.|1362
ANTM|ANTHEM, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4022
ANTM|ANTHEM, INC.|SAGL|SAGETRADER, LLC|6235
ANTM|ANTHEM, INC.|SALI|INTL FCSTONE FINANCIAL INC.|37
ANTM|ANTHEM, INC.|SBSH|Citigroup Global Markets Inc.|363842
ANTM|ANTHEM, INC.|SGMT|GOLDMAN SACHS & CO. LLC|208044
ANTM|ANTHEM, INC.|SHMR|ABN Amro Clearing LLC|159
ANTM|ANTHEM, INC.|SIBO|Prime Executions, Inc.|2020
ANTM|ANTHEM, INC.|SJLS|TRADE INFORMATICS LLC|900
ANTM|ANTHEM, INC.|SPDR|SPEEDROUTE LLC|31720
ANTM|ANTHEM, INC.|SPHN|Stephens Inc.|58
ANTM|ANTHEM, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
ANTM|ANTHEM, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4092
ANTM|ANTHEM, INC.|STKP|STOCKPILE INVESTMENTS, INC.|24
ANTM|ANTHEM, INC.|STRS|STRATEGAS RESEARCH PARTNERS|300
ANTM|ANTHEM, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3426
ANTM|ANTHEM, INC.|SWIM|TD Ameritrade, Inc.|27625
ANTM|ANTHEM, INC.|SWST|Hilltop Securities Inc.|1873
ANTM|ANTHEM, INC.|TAGC|TELSEY ADVISORY GROUP LLC|100
ANTM|ANTHEM, INC.|TDSI|TD Securities (USA) LLC|550
ANTM|ANTHEM, INC.|TKNG|ALLY INVEST SECURITIES LLC|131
ANTM|ANTHEM, INC.|TRBT|Tradebot Systems, Inc.|219421
ANTM|ANTHEM, INC.|TRCM|TRC MARKETS LLC|71151
ANTM|ANTHEM, INC.|UBSA|UBS SECURITIES LLC|717266
ANTM|ANTHEM, INC.|UBSS|UBS Securities LLC|1062180
ANTM|ANTHEM, INC.|UFPA|UNITED FIRST PARTNERS LLC|4900
ANTM|ANTHEM, INC.|VALX|VIRTU AMERICAS LLC|67583
ANTM|ANTHEM, INC.|VERT|The Vertical Trading Group, LLC|417
ANTM|ANTHEM, INC.|VGRD|Vanguard Marketing Corporation|1905
ANTM|ANTHEM, INC.|WABR|Wall Street Access|8814
ANTM|ANTHEM, INC.|WBET|Wallachbeth Capital LLC|1714
ANTM|ANTHEM, INC.|WBLR|WILLIAM BLAIR|6622
ANTM|ANTHEM, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3451
ANTM|ANTHEM, INC.|WCHV|WELLS FARGO SECURITIES, LLC|126137
ANTM|ANTHEM, INC.|WDNX|WEEDEN & CO.L.P.|5584
ANTM|ANTHEM, INC.|WEDB|WEDBUSH SECURITIES INC.|1961
ANTM|ANTHEM, INC.|WEED|Weeden & Co.L.P.|1523
ANTM|ANTHEM, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40138
ANTM|ANTHEM, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3082
ANTM|ANTHEM, INC.|WGIF|CIBC World Markets Inc.|940
ANTM|ANTHEM, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|854
ANTM|ANTHEM, INC.|WSAG|WALL STREET ACCESS|1
ANTM|ANTHEM, INC.|WSEA|WOLVERINE SECURITIES, LLC|1647
ANTM|ANTHEM, INC.|XIST|INSTINET, LLC|37598
ANTM|ANTHEM, INC.|XPQR|Jump Trading|800
ANTM|ANTHEM, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|29828
ANTM|ANTHEM, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|14955
ANTM|ANTHEM, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16758
ANW|AEGEAN MARINE PETROL|ADAM|CANACCORD GENUITY INC.|100
ANW|AEGEAN MARINE PETROL|ALTX|Alternet Securities Inc.|29297
ANW|AEGEAN MARINE PETROL|APCC|Apex Clearing Corporation|291657
ANW|AEGEAN MARINE PETROL|AQUA|AQUA SECURITIES L.P.|330300
ANW|AEGEAN MARINE PETROL|BARD|Robert W. Baird & Co. Incorporated|2800
ANW|AEGEAN MARINE PETROL|BATM|CBOE TRADING, INC.|10404
ANW|AEGEAN MARINE PETROL|BAYT|BTIG, LLC|2750
ANW|AEGEAN MARINE PETROL|BBNT|BB&T SECURITIES, LLC|32148
ANW|AEGEAN MARINE PETROL|BERN|Sanford C. Bernstein & Co., LLC|83953
ANW|AEGEAN MARINE PETROL|BIAD|SAGETRADER, LLC|520
ANW|AEGEAN MARINE PETROL|BIDS|BIDS TRADING L.P.|2200
ANW|AEGEAN MARINE PETROL|BIMI|Banca IMI Securities Corp.|18900
ANW|AEGEAN MARINE PETROL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|233794
ANW|AEGEAN MARINE PETROL|BLKX|INSTINET, LLC|332186
ANW|AEGEAN MARINE PETROL|BTIG|BTIG, LLC|345400
ANW|AEGEAN MARINE PETROL|BYXM|CBOE TRADING, INC.|200
ANW|AEGEAN MARINE PETROL|CANT|Cantor Fitzgerald & Co.|100
ANW|AEGEAN MARINE PETROL|CHAS|Charles Schwab & Co., Inc.|444961
ANW|AEGEAN MARINE PETROL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|203037
ANW|AEGEAN MARINE PETROL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|298605
ANW|AEGEAN MARINE PETROL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ANW|AEGEAN MARINE PETROL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|376946
ANW|AEGEAN MARINE PETROL|CTDE|CHOICETRADE|4256
ANW|AEGEAN MARINE PETROL|CTDL|Citadel Derivatives Group Llc|16850
ANW|AEGEAN MARINE PETROL|CTLR|CUTLER GROUP, LP|200
ANW|AEGEAN MARINE PETROL|CXCX|CITIGROUP GLOBAL MARKETS INC.|126302
ANW|AEGEAN MARINE PETROL|DBAB|Deutsche Bank Securities Inc.|123173
ANW|AEGEAN MARINE PETROL|DBAX|Deutsche Bank Securities Inc.|498200
ANW|AEGEAN MARINE PETROL|DEAN|MORGAN STANLEY|52079
ANW|AEGEAN MARINE PETROL|DEGS|RONIN PROFESSIONAL LLC|37959
ANW|AEGEAN MARINE PETROL|DOTC|Dougherty & Company LLC|200
ANW|AEGEAN MARINE PETROL|EBXL|EBX LLC|327100
ANW|AEGEAN MARINE PETROL|ECUT|CONVERGEX EXECUTION SOLUTIONS|9268
ANW|AEGEAN MARINE PETROL|EDJO|Edward D. Jones & Co., L.P.|7500
ANW|AEGEAN MARINE PETROL|EGAM|CBOE TRADING, INC.|27083
ANW|AEGEAN MARINE PETROL|EGMT|EG MARKET TECHNOLOGIES LLC|100
ANW|AEGEAN MARINE PETROL|EGXM|CBOE TRADING, INC.|81082
ANW|AEGEAN MARINE PETROL|EGXW|CBOE TRADING, INC.|600
ANW|AEGEAN MARINE PETROL|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3000
ANW|AEGEAN MARINE PETROL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
ANW|AEGEAN MARINE PETROL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1569
ANW|AEGEAN MARINE PETROL|ETRS|E*Trade Securities LLC|3998864
ANW|AEGEAN MARINE PETROL|FILL|Tradestation Securities, Inc.|283697
ANW|AEGEAN MARINE PETROL|FMAF|NBCN Inc./ CDS|27306
ANW|AEGEAN MARINE PETROL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30790
ANW|AEGEAN MARINE PETROL|FTBR|Foliofn Investments, Inc.|2495
ANW|AEGEAN MARINE PETROL|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ANW|AEGEAN MARINE PETROL|GLIS|TD Securities Inc|212095
ANW|AEGEAN MARINE PETROL|GLPX|ACS EXECUTION SERVICES, LLC|17353
ANW|AEGEAN MARINE PETROL|GSCO|GOLDMAN SACHS & CO. LLC|301867
ANW|AEGEAN MARINE PETROL|GSCS|GOLDMAN SACHS & CO. LLC|125333
ANW|AEGEAN MARINE PETROL|GSLT|GOLDMAN SACHS & CO. LLC|56310
ANW|AEGEAN MARINE PETROL|GTSZ|GTS SECURITIES LLC|3203
ANW|AEGEAN MARINE PETROL|HAPX|HAP Trading, LLC|100
ANW|AEGEAN MARINE PETROL|HASF|Haywood Securities Inc./CDS|4300
ANW|AEGEAN MARINE PETROL|HRBF|American Enterprise Investment Services Inc.|61420
ANW|AEGEAN MARINE PETROL|IATS|INTERACTIVE BROKERS LLC|111932
ANW|AEGEAN MARINE PETROL|IBKR|Interactive Brokers Llc|922434
ANW|AEGEAN MARINE PETROL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
ANW|AEGEAN MARINE PETROL|ICBX|INSTINET, LLC|293207
ANW|AEGEAN MARINE PETROL|INCA|INSTINET, LLC|839284
ANW|AEGEAN MARINE PETROL|INJX|INSTINET, LLC|877675
ANW|AEGEAN MARINE PETROL|ITGI|ITG Inc.|556611
ANW|AEGEAN MARINE PETROL|ITGP|ITG INC.|277400
ANW|AEGEAN MARINE PETROL|JANY|Janney Montgomery Scott Inc.|1700
ANW|AEGEAN MARINE PETROL|JEFF|JEFFERIES LLC|5806309
ANW|AEGEAN MARINE PETROL|JMPT|JUMP TRADING, LLC|24759
ANW|AEGEAN MARINE PETROL|JPMX|J.P. Morgan Securities LLC|696088
ANW|AEGEAN MARINE PETROL|JSJX|JANE STREET CAPITAL LLC|5566
ANW|AEGEAN MARINE PETROL|KCGM|VIRTU Americas LLC|149192
ANW|AEGEAN MARINE PETROL|KRSH|Kershner Securities, LLC|6337
ANW|AEGEAN MARINE PETROL|LEHM|Barclays Capital Inc./Le|899684
ANW|AEGEAN MARINE PETROL|LIME|Lime Brokerage LLC|26304
ANW|AEGEAN MARINE PETROL|LQNA|LIQUIDNET, INC.|613100
ANW|AEGEAN MARINE PETROL|LQNB|LIQUIDNET, INC.|390300
ANW|AEGEAN MARINE PETROL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ANW|AEGEAN MARINE PETROL|MAXM|Maxim Group LLC|200
ANW|AEGEAN MARINE PETROL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|317620
ANW|AEGEAN MARINE PETROL|MSCO|MORGAN STANLEY & CO. LLC|2715482
ANW|AEGEAN MARINE PETROL|MSPL|MORGAN STANLEY & CO. LLC|55000
ANW|AEGEAN MARINE PETROL|MSTX|MORGAN STANLEY & CO. LLC|58800
ANW|AEGEAN MARINE PETROL|NFSC|National Financial Services LLC|2929249
ANW|AEGEAN MARINE PETROL|NITE|VIRTU Americas LLC|5101876
ANW|AEGEAN MARINE PETROL|NITP|VIRTU Americas LLC|68934
ANW|AEGEAN MARINE PETROL|NQRB|Brut, LLC|8200
ANW|AEGEAN MARINE PETROL|NTBF|BMO Nesbitt Burns Inc./CDS|18370
ANW|AEGEAN MARINE PETROL|OPCO|Oppenheimer & Co. Inc.|15000
ANW|AEGEAN MARINE PETROL|PAUL|Paulson Investment Company, Inc.|31867
ANW|AEGEAN MARINE PETROL|PCPT|PHILLIP CAPITAL INC.|40681
ANW|AEGEAN MARINE PETROL|PDQM|CODA MARKETS, INC.|504524
ANW|AEGEAN MARINE PETROL|RBCM|RBC CAPITAL MARKETS, LLC|45119
ANW|AEGEAN MARINE PETROL|RGLD|Regal Securities, Inc|567275
ANW|AEGEAN MARINE PETROL|RILY|B. RILEY FBR, INC.|50200
ANW|AEGEAN MARINE PETROL|SAGL|SAGETRADER, LLC|15442
ANW|AEGEAN MARINE PETROL|SBRX|MURIEL SIEBERT & CO INC|500
ANW|AEGEAN MARINE PETROL|SBSH|Citigroup Global Markets Inc.|146870
ANW|AEGEAN MARINE PETROL|SGMT|GOLDMAN SACHS & CO. LLC|118622
ANW|AEGEAN MARINE PETROL|SPDR|SPEEDROUTE LLC|300138
ANW|AEGEAN MARINE PETROL|SPGS|Sea Port Group Securities, LLC|8400
ANW|AEGEAN MARINE PETROL|SPHN|Stephens Inc.|850
ANW|AEGEAN MARINE PETROL|SPNT|SEVEN POINTS CAPITAL, LLC|2200
ANW|AEGEAN MARINE PETROL|SPTD|MINT GLOBAL MARKETS, INC.|22012
ANW|AEGEAN MARINE PETROL|STFL|Stifel, Nicolaus & Company, Incorporated|59861
ANW|AEGEAN MARINE PETROL|SWIM|TD Ameritrade, Inc.|835299
ANW|AEGEAN MARINE PETROL|SWST|Hilltop Securities Inc.|7800
ANW|AEGEAN MARINE PETROL|TKNG|ALLY INVEST SECURITIES LLC|149296
ANW|AEGEAN MARINE PETROL|TOUR|TOURMALINE PARTNERS, LLC|509800
ANW|AEGEAN MARINE PETROL|TRBT|Tradebot Systems, Inc.|474
ANW|AEGEAN MARINE PETROL|TRCM|TRC MARKETS LLC|1833
ANW|AEGEAN MARINE PETROL|TWTT|TASTYWORKS, INC.|100
ANW|AEGEAN MARINE PETROL|UBSA|UBS SECURITIES LLC|1451890
ANW|AEGEAN MARINE PETROL|UBSS|UBS Securities LLC|1388311
ANW|AEGEAN MARINE PETROL|VALX|VIRTU AMERICAS LLC|48439
ANW|AEGEAN MARINE PETROL|VGRD|Vanguard Marketing Corporation|206254
ANW|AEGEAN MARINE PETROL|VIEW|VIEWTRADE SECURITIES LLC|11000
ANW|AEGEAN MARINE PETROL|VNDM|Wall Street Access|200
ANW|AEGEAN MARINE PETROL|VSIN|Vision Financial Markets Llc|2045
ANW|AEGEAN MARINE PETROL|WBLR|WILLIAM BLAIR|100
ANW|AEGEAN MARINE PETROL|WCHV|WELLS FARGO SECURITIES, LLC|219001
ANW|AEGEAN MARINE PETROL|WEDB|WEDBUSH SECURITIES INC.|3000
ANW|AEGEAN MARINE PETROL|WEED|Weeden & Co.L.P.|1700
ANW|AEGEAN MARINE PETROL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44128
ANW|AEGEAN MARINE PETROL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4389
ANW|AEGEAN MARINE PETROL|WGIF|CIBC World Markets Inc.|49216
ANW|AEGEAN MARINE PETROL|WSEA|WOLVERINE SECURITIES, LLC|98634
ANW|AEGEAN MARINE PETROL|XPUS|XP SECURITIES, LLC|1000
ANW|AEGEAN MARINE PETROL|XSTM|NATIONAL FINANCIAL SERVICES LLC|170934
ANW|AEGEAN MARINE PETROL|YKNA|COMHAR CAPITAL MARKETS, LLC|4786
ANW|AEGEAN MARINE PETROL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|490
ANY|SPHERE 3D CORP.|APCC|Apex Clearing Corporation|18960
ANY|SPHERE 3D CORP.|BATM|CBOE TRADING, INC.|400
ANY|SPHERE 3D CORP.|BIMI|Banca IMI Securities Corp.|4249
ANY|SPHERE 3D CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39484
ANY|SPHERE 3D CORP.|BYXM|CBOE TRADING, INC.|200
ANY|SPHERE 3D CORP.|CHAS|Charles Schwab & Co., Inc.|9094
ANY|SPHERE 3D CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ANY|SPHERE 3D CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5495
ANY|SPHERE 3D CORP.|CRFN|ROBINHOOD FINANCIAL, LLC|13
ANY|SPHERE 3D CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10222
ANY|SPHERE 3D CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2500
ANY|SPHERE 3D CORP.|DBAB|Deutsche Bank Securities Inc.|15858
ANY|SPHERE 3D CORP.|DBAX|Deutsche Bank Securities Inc.|400
ANY|SPHERE 3D CORP.|EBXL|EBX LLC|11500
ANY|SPHERE 3D CORP.|EGAM|CBOE TRADING, INC.|1266
ANY|SPHERE 3D CORP.|EGXM|CBOE TRADING, INC.|4106
ANY|SPHERE 3D CORP.|ETRS|E*Trade Securities LLC|1249843
ANY|SPHERE 3D CORP.|FBCO|Credit Suisse Securities (USA) LLC|104271
ANY|SPHERE 3D CORP.|FILL|Tradestation Securities, Inc.|3753
ANY|SPHERE 3D CORP.|FMAF|NBCN Inc./ CDS|16560
ANY|SPHERE 3D CORP.|FOMA|TD AMERITRADE CLEARING, INC.|1267044
ANY|SPHERE 3D CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32
ANY|SPHERE 3D CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|4404
ANY|SPHERE 3D CORP.|GSCO|GOLDMAN SACHS & CO. LLC|12
ANY|SPHERE 3D CORP.|GSLT|GOLDMAN SACHS & CO. LLC|7098
ANY|SPHERE 3D CORP.|HASF|Haywood Securities Inc./CDS|9012
ANY|SPHERE 3D CORP.|HRBF|American Enterprise Investment Services Inc.|9300
ANY|SPHERE 3D CORP.|IATS|INTERACTIVE BROKERS LLC|2658
ANY|SPHERE 3D CORP.|IBKR|Interactive Brokers Llc|76371
ANY|SPHERE 3D CORP.|ICBX|INSTINET, LLC|2700
ANY|SPHERE 3D CORP.|INCA|INSTINET, LLC|26651
ANY|SPHERE 3D CORP.|ITGP|ITG INC.|600
ANY|SPHERE 3D CORP.|JMPT|JUMP TRADING, LLC|3074
ANY|SPHERE 3D CORP.|KCGM|VIRTU Americas LLC|5075
ANY|SPHERE 3D CORP.|LEHM|Barclays Capital Inc./Le|70602
ANY|SPHERE 3D CORP.|LIME|Lime Brokerage LLC|4969
ANY|SPHERE 3D CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ANY|SPHERE 3D CORP.|MSCO|MORGAN STANLEY & CO. LLC|526077
ANY|SPHERE 3D CORP.|MSPL|MORGAN STANLEY & CO. LLC|500
ANY|SPHERE 3D CORP.|NFSC|National Financial Services LLC|589916
ANY|SPHERE 3D CORP.|NITE|VIRTU Americas LLC|1506945
ANY|SPHERE 3D CORP.|NITP|VIRTU Americas LLC|220
ANY|SPHERE 3D CORP.|NQRB|Brut, LLC|780
ANY|SPHERE 3D CORP.|OPCO|Oppenheimer & Co. Inc.|837
ANY|SPHERE 3D CORP.|PDQM|CODA MARKETS, INC.|107239
ANY|SPHERE 3D CORP.|RBCM|RBC CAPITAL MARKETS, LLC|2300
ANY|SPHERE 3D CORP.|RGLD|Regal Securities, Inc|2000
ANY|SPHERE 3D CORP.|SBSH|Citigroup Global Markets Inc.|36322
ANY|SPHERE 3D CORP.|SGMT|GOLDMAN SACHS & CO. LLC|6942
ANY|SPHERE 3D CORP.|SPDR|SPEEDROUTE LLC|5985
ANY|SPHERE 3D CORP.|STXG|Stockcross Financial Services, Inc.|1100
ANY|SPHERE 3D CORP.|SWIM|TD Ameritrade, Inc.|212484
ANY|SPHERE 3D CORP.|TKNG|ALLY INVEST SECURITIES LLC|22327
ANY|SPHERE 3D CORP.|UBSA|UBS SECURITIES LLC|87819
ANY|SPHERE 3D CORP.|UBSS|UBS Securities LLC|81698
ANY|SPHERE 3D CORP.|VGRD|Vanguard Marketing Corporation|66245
ANY|SPHERE 3D CORP.|VSIN|Vision Financial Markets Llc|14131
ANY|SPHERE 3D CORP.|WCHV|WELLS FARGO SECURITIES, LLC|1420
ANY|SPHERE 3D CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29389
ANY|SPHERE 3D CORP.|WGIF|CIBC World Markets Inc.|74977
ANY|SPHERE 3D CORP.|WSEA|WOLVERINE SECURITIES, LLC|119004
ANY|SPHERE 3D CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|734
ANY|SPHERE 3D CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9
AOA|ISHARES CORE AGGRSV|APCC|Apex Clearing Corporation|20263
AOA|ISHARES CORE AGGRSV|BANK|Primevest Financial Services, Inc.|112
AOA|ISHARES CORE AGGRSV|BARD|Robert W. Baird & Co. Incorporated|155
AOA|ISHARES CORE AGGRSV|BBNT|BB&T SECURITIES, LLC|93
AOA|ISHARES CORE AGGRSV|BERN|Sanford C. Bernstein & Co., LLC|45
AOA|ISHARES CORE AGGRSV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1146
AOA|ISHARES CORE AGGRSV|CANT|Cantor Fitzgerald & Co.|883
AOA|ISHARES CORE AGGRSV|CHAS|Charles Schwab & Co., Inc.|49494
AOA|ISHARES CORE AGGRSV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31
AOA|ISHARES CORE AGGRSV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4097
AOA|ISHARES CORE AGGRSV|DADA|D.A. Davidson & Co.|91
AOA|ISHARES CORE AGGRSV|DBAX|Deutsche Bank Securities Inc.|4400
AOA|ISHARES CORE AGGRSV|DEAN|MORGAN STANLEY|1835
AOA|ISHARES CORE AGGRSV|EBXL|EBX LLC|3400
AOA|ISHARES CORE AGGRSV|EDJO|Edward D. Jones & Co., L.P.|2635
AOA|ISHARES CORE AGGRSV|EGAM|CBOE TRADING, INC.|151
AOA|ISHARES CORE AGGRSV|EGXM|CBOE TRADING, INC.|49
AOA|ISHARES CORE AGGRSV|ETRS|E*Trade Securities LLC|12110
AOA|ISHARES CORE AGGRSV|FBSB|U.S. Bancorp Investments, Inc.|532
AOA|ISHARES CORE AGGRSV|FMAF|NBCN Inc./ CDS|900
AOA|ISHARES CORE AGGRSV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|618
AOA|ISHARES CORE AGGRSV|FTBR|Foliofn Investments, Inc.|107
AOA|ISHARES CORE AGGRSV|GLIS|TD Securities Inc|50
AOA|ISHARES CORE AGGRSV|HRBF|American Enterprise Investment Services Inc.|35630
AOA|ISHARES CORE AGGRSV|IATS|INTERACTIVE BROKERS LLC|640
AOA|ISHARES CORE AGGRSV|IBKR|Interactive Brokers Llc|2769
AOA|ISHARES CORE AGGRSV|ICBX|INSTINET, LLC|3700
AOA|ISHARES CORE AGGRSV|INCA|INSTINET, LLC|9
AOA|ISHARES CORE AGGRSV|ITGI|ITG Inc.|616
AOA|ISHARES CORE AGGRSV|JANY|Janney Montgomery Scott Inc.|254
AOA|ISHARES CORE AGGRSV|JPMX|J.P. Morgan Securities LLC|2952
AOA|ISHARES CORE AGGRSV|JSEB|JANE STREET EXECUTION SERVICES, LLC|49474
AOA|ISHARES CORE AGGRSV|JSJX|JANE STREET CAPITAL LLC|127830
AOA|ISHARES CORE AGGRSV|KCGM|VIRTU Americas LLC|9798
AOA|ISHARES CORE AGGRSV|LEHM|Barclays Capital Inc./Le|8800
AOA|ISHARES CORE AGGRSV|LIME|Lime Brokerage LLC|8023
AOA|ISHARES CORE AGGRSV|MACC|Mid Atlantic Capital Corporation|1616
AOA|ISHARES CORE AGGRSV|MCMF|Raymond James Ltd. Cds|250
AOA|ISHARES CORE AGGRSV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6172
AOA|ISHARES CORE AGGRSV|MOTF|MOTIF INVESTING, INC.|1
AOA|ISHARES CORE AGGRSV|MSCO|MORGAN STANLEY & CO. LLC|11101
AOA|ISHARES CORE AGGRSV|MSPL|MORGAN STANLEY & CO. LLC|100
AOA|ISHARES CORE AGGRSV|NFSC|National Financial Services LLC|67003
AOA|ISHARES CORE AGGRSV|NITE|VIRTU Americas LLC|113936
AOA|ISHARES CORE AGGRSV|NQRB|Brut, LLC|819
AOA|ISHARES CORE AGGRSV|NTRC|Northern Trust Securities, Inc.|1090
AOA|ISHARES CORE AGGRSV|OPCO|Oppenheimer & Co. Inc.|100
AOA|ISHARES CORE AGGRSV|PCPT|PHILLIP CAPITAL INC.|200
AOA|ISHARES CORE AGGRSV|PDQM|CODA MARKETS, INC.|1715
AOA|ISHARES CORE AGGRSV|PWJC|UBS Financial Services, Inc.|192
AOA|ISHARES CORE AGGRSV|RBCM|RBC CAPITAL MARKETS, LLC|3848
AOA|ISHARES CORE AGGRSV|SBSH|Citigroup Global Markets Inc.|2360
AOA|ISHARES CORE AGGRSV|SGMT|GOLDMAN SACHS & CO. LLC|3416
AOA|ISHARES CORE AGGRSV|SPDR|SPEEDROUTE LLC|2000
AOA|ISHARES CORE AGGRSV|STFL|Stifel, Nicolaus & Company, Incorporated|1094
AOA|ISHARES CORE AGGRSV|STKP|STOCKPILE INVESTMENTS, INC.|8
AOA|ISHARES CORE AGGRSV|SWIM|TD Ameritrade, Inc.|2399
AOA|ISHARES CORE AGGRSV|TKNG|ALLY INVEST SECURITIES LLC|38
AOA|ISHARES CORE AGGRSV|TRCM|TRC MARKETS LLC|674
AOA|ISHARES CORE AGGRSV|UBSA|UBS SECURITIES LLC|10570
AOA|ISHARES CORE AGGRSV|UBSS|UBS Securities LLC|68158
AOA|ISHARES CORE AGGRSV|VGRD|Vanguard Marketing Corporation|6458
AOA|ISHARES CORE AGGRSV|VSIN|Vision Financial Markets Llc|8
AOA|ISHARES CORE AGGRSV|WCHV|WELLS FARGO SECURITIES, LLC|27117
AOA|ISHARES CORE AGGRSV|WEDB|WEDBUSH SECURITIES INC.|58
AOA|ISHARES CORE AGGRSV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|274
AOA|ISHARES CORE AGGRSV|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
AOA|ISHARES CORE AGGRSV|WSEA|WOLVERINE SECURITIES, LLC|1229
AOA|ISHARES CORE AGGRSV|XSTM|NATIONAL FINANCIAL SERVICES LLC|4476
AOA|ISHARES CORE AGGRSV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34783
AOBC|AMERN OUTDOOR BDS CM|ALTX|Alternet Securities Inc.|15070
AOBC|AMERN OUTDOOR BDS CM|APCC|Apex Clearing Corporation|19156
AOBC|AMERN OUTDOOR BDS CM|BANK|Primevest Financial Services, Inc.|977
AOBC|AMERN OUTDOOR BDS CM|BATM|CBOE TRADING, INC.|10363
AOBC|AMERN OUTDOOR BDS CM|BAYT|BTIG, LLC|6993
AOBC|AMERN OUTDOOR BDS CM|BERN|Sanford C. Bernstein & Co., LLC|18277
AOBC|AMERN OUTDOOR BDS CM|BIMI|Banca IMI Securities Corp.|6600
AOBC|AMERN OUTDOOR BDS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26446
AOBC|AMERN OUTDOOR BDS CM|BLKX|INSTINET, LLC|10000
AOBC|AMERN OUTDOOR BDS CM|BMOC|BMO Capital Markets Corp.|8582
AOBC|AMERN OUTDOOR BDS CM|BNPX|BNP PARIBAS SECURITIES CORP.|105513
AOBC|AMERN OUTDOOR BDS CM|BTIG|BTIG, LLC|6088
AOBC|AMERN OUTDOOR BDS CM|BYXM|CBOE TRADING, INC.|2797
AOBC|AMERN OUTDOOR BDS CM|BZYD|GOLDMAN SACHS & CO. LLC|100
AOBC|AMERN OUTDOOR BDS CM|CANT|Cantor Fitzgerald & Co.|17284
AOBC|AMERN OUTDOOR BDS CM|CHAS|Charles Schwab & Co., Inc.|4488
AOBC|AMERN OUTDOOR BDS CM|CHLM|Craig-Hallum Capital Group LLC|9819
AOBC|AMERN OUTDOOR BDS CM|CIST|Capital Institutional Services, Inc.|39
AOBC|AMERN OUTDOOR BDS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|162533
AOBC|AMERN OUTDOOR BDS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|43092
AOBC|AMERN OUTDOOR BDS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5065
AOBC|AMERN OUTDOOR BDS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|889350
AOBC|AMERN OUTDOOR BDS CM|CTDL|Citadel Derivatives Group Llc|22218
AOBC|AMERN OUTDOOR BDS CM|CTLR|CUTLER GROUP, LP|2706
AOBC|AMERN OUTDOOR BDS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|108196
AOBC|AMERN OUTDOOR BDS CM|DADA|D.A. Davidson & Co.|470
AOBC|AMERN OUTDOOR BDS CM|DBAB|Deutsche Bank Securities Inc.|546457
AOBC|AMERN OUTDOOR BDS CM|DBAX|Deutsche Bank Securities Inc.|548100
AOBC|AMERN OUTDOOR BDS CM|DBUL|Deutsche Bank Securities Inc.|500
AOBC|AMERN OUTDOOR BDS CM|DEAN|MORGAN STANLEY|6413
AOBC|AMERN OUTDOOR BDS CM|DEGS|RONIN PROFESSIONAL LLC|2258
AOBC|AMERN OUTDOOR BDS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6161
AOBC|AMERN OUTDOOR BDS CM|EBXL|EBX LLC|168100
AOBC|AMERN OUTDOOR BDS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1481
AOBC|AMERN OUTDOOR BDS CM|EDJO|Edward D. Jones & Co., L.P.|8988
AOBC|AMERN OUTDOOR BDS CM|EGAM|CBOE TRADING, INC.|17625
AOBC|AMERN OUTDOOR BDS CM|EGAW|CBOE TRADING, INC.|158
AOBC|AMERN OUTDOOR BDS CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
AOBC|AMERN OUTDOOR BDS CM|EGXM|CBOE TRADING, INC.|13366
AOBC|AMERN OUTDOOR BDS CM|EGXW|CBOE TRADING, INC.|500
AOBC|AMERN OUTDOOR BDS CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
AOBC|AMERN OUTDOOR BDS CM|ETBE|Electronic Transaction Clearing, Inc.|29463
AOBC|AMERN OUTDOOR BDS CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|32702
AOBC|AMERN OUTDOOR BDS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3000
AOBC|AMERN OUTDOOR BDS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22488
AOBC|AMERN OUTDOOR BDS CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1198
AOBC|AMERN OUTDOOR BDS CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1400
AOBC|AMERN OUTDOOR BDS CM|ETRS|E*Trade Securities LLC|427811
AOBC|AMERN OUTDOOR BDS CM|FBCO|Credit Suisse Securities (USA) LLC|3521985
AOBC|AMERN OUTDOOR BDS CM|FBSB|U.S. Bancorp Investments, Inc.|5
AOBC|AMERN OUTDOOR BDS CM|FILL|Tradestation Securities, Inc.|44575
AOBC|AMERN OUTDOOR BDS CM|FMAF|NBCN Inc./ CDS|554
AOBC|AMERN OUTDOOR BDS CM|FOMA|TD AMERITRADE CLEARING, INC.|636398
AOBC|AMERN OUTDOOR BDS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|99045
AOBC|AMERN OUTDOOR BDS CM|FQLS|Quantlab Securities LP|515835
AOBC|AMERN OUTDOOR BDS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|214710
AOBC|AMERN OUTDOOR BDS CM|FTBR|Foliofn Investments, Inc.|18052
AOBC|AMERN OUTDOOR BDS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|28108
AOBC|AMERN OUTDOOR BDS CM|GLPX|ACS EXECUTION SERVICES, LLC|38780
AOBC|AMERN OUTDOOR BDS CM|GSCO|GOLDMAN SACHS & CO. LLC|2074331
AOBC|AMERN OUTDOOR BDS CM|GSCS|GOLDMAN SACHS & CO. LLC|30924
AOBC|AMERN OUTDOOR BDS CM|GSLT|GOLDMAN SACHS & CO. LLC|13325
AOBC|AMERN OUTDOOR BDS CM|GTSZ|GTS SECURITIES LLC|30759
AOBC|AMERN OUTDOOR BDS CM|HAPX|HAP Trading, LLC|3962
AOBC|AMERN OUTDOOR BDS CM|HRBF|American Enterprise Investment Services Inc.|6922
AOBC|AMERN OUTDOOR BDS CM|IATS|INTERACTIVE BROKERS LLC|45291
AOBC|AMERN OUTDOOR BDS CM|IBKR|Interactive Brokers Llc|676000
AOBC|AMERN OUTDOOR BDS CM|ICBX|INSTINET, LLC|70071
AOBC|AMERN OUTDOOR BDS CM|IEQY|CITADEL SECURITIES LLC|73346
AOBC|AMERN OUTDOOR BDS CM|INCA|INSTINET, LLC|641580
AOBC|AMERN OUTDOOR BDS CM|INJX|INSTINET, LLC|52013
AOBC|AMERN OUTDOOR BDS CM|ITGI|ITG Inc.|75771
AOBC|AMERN OUTDOOR BDS CM|ITGP|ITG INC.|131000
AOBC|AMERN OUTDOOR BDS CM|JANY|Janney Montgomery Scott Inc.|1543
AOBC|AMERN OUTDOOR BDS CM|JEFF|JEFFERIES LLC|289397
AOBC|AMERN OUTDOOR BDS CM|JMPT|JUMP TRADING, LLC|191831
AOBC|AMERN OUTDOOR BDS CM|JPBX|J.P. MORGAN SECURITIES LLC|49072
AOBC|AMERN OUTDOOR BDS CM|JPMX|J.P. Morgan Securities LLC|748133
AOBC|AMERN OUTDOOR BDS CM|JSJX|JANE STREET CAPITAL LLC|59696
AOBC|AMERN OUTDOOR BDS CM|KCGM|VIRTU Americas LLC|96535
AOBC|AMERN OUTDOOR BDS CM|KING|C. L. King & Associates, Inc.|5392
AOBC|AMERN OUTDOOR BDS CM|LEHM|Barclays Capital Inc./Le|1755000
AOBC|AMERN OUTDOOR BDS CM|LIME|Lime Brokerage LLC|245404
AOBC|AMERN OUTDOOR BDS CM|LIWE|LIME BROKERAGE LLC|963
AOBC|AMERN OUTDOOR BDS CM|LMGP|LIME BROKERAGE LLC|2700
AOBC|AMERN OUTDOOR BDS CM|LQNA|LIQUIDNET, INC.|384700
AOBC|AMERN OUTDOOR BDS CM|LSCI|Lek Securities Corporation|35547
AOBC|AMERN OUTDOOR BDS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
AOBC|AMERN OUTDOOR BDS CM|MAXM|Maxim Group LLC|33119
AOBC|AMERN OUTDOOR BDS CM|MBTS|ALLY INVEST SECURITIES LLC|4780
AOBC|AMERN OUTDOOR BDS CM|MKMP|MKM Partners LLC|10000
AOBC|AMERN OUTDOOR BDS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|269722
AOBC|AMERN OUTDOOR BDS CM|MOTF|MOTIF INVESTING, INC.|5
AOBC|AMERN OUTDOOR BDS CM|MSCO|MORGAN STANLEY & CO. LLC|2897136
AOBC|AMERN OUTDOOR BDS CM|MSPL|MORGAN STANLEY & CO. LLC|744800
AOBC|AMERN OUTDOOR BDS CM|MSTX|MORGAN STANLEY & CO. LLC|499900
AOBC|AMERN OUTDOOR BDS CM|NATL|National Securities Corporation|1800
AOBC|AMERN OUTDOOR BDS CM|NFSC|National Financial Services LLC|468141
AOBC|AMERN OUTDOOR BDS CM|NITE|VIRTU Americas LLC|1364936
AOBC|AMERN OUTDOOR BDS CM|NITP|VIRTU Americas LLC|1950
AOBC|AMERN OUTDOOR BDS CM|NQRB|Brut, LLC|24184
AOBC|AMERN OUTDOOR BDS CM|OHOS|TWO SIGMA SECURITIES, LLC|44985
AOBC|AMERN OUTDOOR BDS CM|OPCO|Oppenheimer & Co. Inc.|5671
AOBC|AMERN OUTDOOR BDS CM|PCFF|Pacific International Securities Inc./CDS|8
AOBC|AMERN OUTDOOR BDS CM|PDQM|CODA MARKETS, INC.|97045
AOBC|AMERN OUTDOOR BDS CM|PHLY|NASDAQ Execution Services, LLC|19000
AOBC|AMERN OUTDOOR BDS CM|PWJC|UBS Financial Services, Inc.|6000
AOBC|AMERN OUTDOOR BDS CM|RAJA|Raymond James & Associates, Inc.|6959
AOBC|AMERN OUTDOOR BDS CM|RBCM|RBC CAPITAL MARKETS, LLC|13135
AOBC|AMERN OUTDOOR BDS CM|RGLD|Regal Securities, Inc|666
AOBC|AMERN OUTDOOR BDS CM|SAGL|SAGETRADER, LLC|8830
AOBC|AMERN OUTDOOR BDS CM|SAGW|SAGETRADER, LLC|378
AOBC|AMERN OUTDOOR BDS CM|SALI|INTL FCSTONE FINANCIAL INC.|450
AOBC|AMERN OUTDOOR BDS CM|SBSH|Citigroup Global Markets Inc.|185591
AOBC|AMERN OUTDOOR BDS CM|SCMC|Scotia Capital Markets (USA) Inc.|100
AOBC|AMERN OUTDOOR BDS CM|SGMT|GOLDMAN SACHS & CO. LLC|200220
AOBC|AMERN OUTDOOR BDS CM|SPDR|SPEEDROUTE LLC|42955
AOBC|AMERN OUTDOOR BDS CM|SPHN|Stephens Inc.|400
AOBC|AMERN OUTDOOR BDS CM|SPNT|SEVEN POINTS CAPITAL, LLC|1300
AOBC|AMERN OUTDOOR BDS CM|SPTD|MINT GLOBAL MARKETS, INC.|100
AOBC|AMERN OUTDOOR BDS CM|STFL|Stifel, Nicolaus & Company, Incorporated|37392
AOBC|AMERN OUTDOOR BDS CM|STKP|STOCKPILE INVESTMENTS, INC.|404
AOBC|AMERN OUTDOOR BDS CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|150
AOBC|AMERN OUTDOOR BDS CM|SWIM|TD Ameritrade, Inc.|267149
AOBC|AMERN OUTDOOR BDS CM|TKNG|ALLY INVEST SECURITIES LLC|11773
AOBC|AMERN OUTDOOR BDS CM|TRBT|Tradebot Systems, Inc.|379391
AOBC|AMERN OUTDOOR BDS CM|TRCM|TRC MARKETS LLC|117914
AOBC|AMERN OUTDOOR BDS CM|TWTT|TASTYWORKS, INC.|415
AOBC|AMERN OUTDOOR BDS CM|UBSA|UBS SECURITIES LLC|785705
AOBC|AMERN OUTDOOR BDS CM|UBSS|UBS Securities LLC|1807365
AOBC|AMERN OUTDOOR BDS CM|VALX|VIRTU AMERICAS LLC|28977
AOBC|AMERN OUTDOOR BDS CM|VGRD|Vanguard Marketing Corporation|36647
AOBC|AMERN OUTDOOR BDS CM|WCHV|WELLS FARGO SECURITIES, LLC|116787
AOBC|AMERN OUTDOOR BDS CM|WEDB|WEDBUSH SECURITIES INC.|136976
AOBC|AMERN OUTDOOR BDS CM|WEED|Weeden & Co.L.P.|100
AOBC|AMERN OUTDOOR BDS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17367
AOBC|AMERN OUTDOOR BDS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48536
AOBC|AMERN OUTDOOR BDS CM|WGIF|CIBC World Markets Inc.|4630
AOBC|AMERN OUTDOOR BDS CM|WSEA|WOLVERINE SECURITIES, LLC|30874
AOBC|AMERN OUTDOOR BDS CM|XIST|INSTINET, LLC|125100
AOBC|AMERN OUTDOOR BDS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|81526
AOBC|AMERN OUTDOOR BDS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5134
AOBC|AMERN OUTDOOR BDS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8274
AOD|ABERDEEN TOTAL DYN|AGIS|Aegis Capital Corp.|50
AOD|ABERDEEN TOTAL DYN|ALTX|Alternet Securities Inc.|3798
AOD|ABERDEEN TOTAL DYN|APCC|Apex Clearing Corporation|331
AOD|ABERDEEN TOTAL DYN|BANK|Primevest Financial Services, Inc.|14
AOD|ABERDEEN TOTAL DYN|BARD|Robert W. Baird & Co. Incorporated|10482
AOD|ABERDEEN TOTAL DYN|BATM|CBOE TRADING, INC.|107
AOD|ABERDEEN TOTAL DYN|BBNT|BB&T SECURITIES, LLC|4134
AOD|ABERDEEN TOTAL DYN|BERN|Sanford C. Bernstein & Co., LLC|4238
AOD|ABERDEEN TOTAL DYN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1900
AOD|ABERDEEN TOTAL DYN|BNCH|The Benchmark Company, LLC|11000
AOD|ABERDEEN TOTAL DYN|BRGE|Newbridge Securities Corp.|925
AOD|ABERDEEN TOTAL DYN|BTIG|BTIG, LLC|1700
AOD|ABERDEEN TOTAL DYN|CANT|Cantor Fitzgerald & Co.|34208
AOD|ABERDEEN TOTAL DYN|CHAS|Charles Schwab & Co., Inc.|3063
AOD|ABERDEEN TOTAL DYN|CIST|Capital Institutional Services, Inc.|4289
AOD|ABERDEEN TOTAL DYN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11200
AOD|ABERDEEN TOTAL DYN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
AOD|ABERDEEN TOTAL DYN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
AOD|ABERDEEN TOTAL DYN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59450
AOD|ABERDEEN TOTAL DYN|CTDL|Citadel Derivatives Group Llc|520
AOD|ABERDEEN TOTAL DYN|CXCX|CITIGROUP GLOBAL MARKETS INC.|36160
AOD|ABERDEEN TOTAL DYN|DADA|D.A. Davidson & Co.|8
AOD|ABERDEEN TOTAL DYN|DBAX|Deutsche Bank Securities Inc.|17500
AOD|ABERDEEN TOTAL DYN|DEAN|MORGAN STANLEY|172807
AOD|ABERDEEN TOTAL DYN|DEGS|RONIN PROFESSIONAL LLC|100
AOD|ABERDEEN TOTAL DYN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4659
AOD|ABERDEEN TOTAL DYN|EBXL|EBX LLC|48900
AOD|ABERDEEN TOTAL DYN|ECUT|CONVERGEX EXECUTION SOLUTIONS|6925
AOD|ABERDEEN TOTAL DYN|EDJO|Edward D. Jones & Co., L.P.|10196
AOD|ABERDEEN TOTAL DYN|EGAM|CBOE TRADING, INC.|3665
AOD|ABERDEEN TOTAL DYN|EGXM|CBOE TRADING, INC.|4186
AOD|ABERDEEN TOTAL DYN|ESPO|ESPOSITO SECURITIES, LLC|24642
AOD|ABERDEEN TOTAL DYN|ETBE|Electronic Transaction Clearing, Inc.|300
AOD|ABERDEEN TOTAL DYN|ETRS|E*Trade Securities LLC|83854
AOD|ABERDEEN TOTAL DYN|FILL|Tradestation Securities, Inc.|4150
AOD|ABERDEEN TOTAL DYN|FINX|FINTECH SECURITIES|3335
AOD|ABERDEEN TOTAL DYN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7542
AOD|ABERDEEN TOTAL DYN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17273
AOD|ABERDEEN TOTAL DYN|FTBR|Foliofn Investments, Inc.|23198
AOD|ABERDEEN TOTAL DYN|GEBB|GLOBAL EXECUTION BROKERS, LP|500
AOD|ABERDEEN TOTAL DYN|GLPX|ACS EXECUTION SERVICES, LLC|2489
AOD|ABERDEEN TOTAL DYN|GSCO|GOLDMAN SACHS & CO. LLC|73987
AOD|ABERDEEN TOTAL DYN|GSLT|GOLDMAN SACHS & CO. LLC|1635
AOD|ABERDEEN TOTAL DYN|GTSZ|GTS SECURITIES LLC|173
AOD|ABERDEEN TOTAL DYN|HRBF|American Enterprise Investment Services Inc.|79276
AOD|ABERDEEN TOTAL DYN|IATS|INTERACTIVE BROKERS LLC|25330
AOD|ABERDEEN TOTAL DYN|IBKR|Interactive Brokers Llc|41406
AOD|ABERDEEN TOTAL DYN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21942
AOD|ABERDEEN TOTAL DYN|ICBX|INSTINET, LLC|15197
AOD|ABERDEEN TOTAL DYN|INCA|INSTINET, LLC|35520
AOD|ABERDEEN TOTAL DYN|INJX|INSTINET, LLC|7720
AOD|ABERDEEN TOTAL DYN|ITGI|ITG Inc.|12091
AOD|ABERDEEN TOTAL DYN|ITGP|ITG INC.|25200
AOD|ABERDEEN TOTAL DYN|JANY|Janney Montgomery Scott Inc.|13804
AOD|ABERDEEN TOTAL DYN|JMPT|JUMP TRADING, LLC|226
AOD|ABERDEEN TOTAL DYN|JPMX|J.P. Morgan Securities LLC|53276
AOD|ABERDEEN TOTAL DYN|JSJX|JANE STREET CAPITAL LLC|3256
AOD|ABERDEEN TOTAL DYN|KCGM|VIRTU Americas LLC|16623
AOD|ABERDEEN TOTAL DYN|LEHM|Barclays Capital Inc./Le|50521
AOD|ABERDEEN TOTAL DYN|LGNT|COR CLEARING LLC|16
AOD|ABERDEEN TOTAL DYN|LIME|Lime Brokerage LLC|741
AOD|ABERDEEN TOTAL DYN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2600
AOD|ABERDEEN TOTAL DYN|MAXM|Maxim Group LLC|1464
AOD|ABERDEEN TOTAL DYN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47232
AOD|ABERDEEN TOTAL DYN|MSCO|MORGAN STANLEY & CO. LLC|275986
AOD|ABERDEEN TOTAL DYN|MSPL|MORGAN STANLEY & CO. LLC|28800
AOD|ABERDEEN TOTAL DYN|NATL|National Securities Corporation|11937
AOD|ABERDEEN TOTAL DYN|NFSC|National Financial Services LLC|413350
AOD|ABERDEEN TOTAL DYN|NITE|VIRTU Americas LLC|476962
AOD|ABERDEEN TOTAL DYN|NQRB|Brut, LLC|1900
AOD|ABERDEEN TOTAL DYN|OPCO|Oppenheimer & Co. Inc.|10648
AOD|ABERDEEN TOTAL DYN|OTAA|OTA LLC|2200
AOD|ABERDEEN TOTAL DYN|PDQM|CODA MARKETS, INC.|13291
AOD|ABERDEEN TOTAL DYN|PWJC|UBS Financial Services, Inc.|10776
AOD|ABERDEEN TOTAL DYN|RBCM|RBC CAPITAL MARKETS, LLC|30993
AOD|ABERDEEN TOTAL DYN|SALI|INTL FCSTONE FINANCIAL INC.|2433
AOD|ABERDEEN TOTAL DYN|SBSH|Citigroup Global Markets Inc.|169949
AOD|ABERDEEN TOTAL DYN|SEIC|SEI Investments Distribution Co.|400
AOD|ABERDEEN TOTAL DYN|SGMT|GOLDMAN SACHS & CO. LLC|32556
AOD|ABERDEEN TOTAL DYN|SPDR|SPEEDROUTE LLC|644
AOD|ABERDEEN TOTAL DYN|SPHN|Stephens Inc.|250
AOD|ABERDEEN TOTAL DYN|STFL|Stifel, Nicolaus & Company, Incorporated|12888
AOD|ABERDEEN TOTAL DYN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
AOD|ABERDEEN TOTAL DYN|SWIM|TD Ameritrade, Inc.|10176
AOD|ABERDEEN TOTAL DYN|SWST|Hilltop Securities Inc.|22152
AOD|ABERDEEN TOTAL DYN|TKNG|ALLY INVEST SECURITIES LLC|307
AOD|ABERDEEN TOTAL DYN|TRBT|Tradebot Systems, Inc.|2773
AOD|ABERDEEN TOTAL DYN|UBSA|UBS SECURITIES LLC|82303
AOD|ABERDEEN TOTAL DYN|UBSS|UBS Securities LLC|143517
AOD|ABERDEEN TOTAL DYN|VALX|VIRTU AMERICAS LLC|6999
AOD|ABERDEEN TOTAL DYN|VGRD|Vanguard Marketing Corporation|22651
AOD|ABERDEEN TOTAL DYN|VNDM|Wall Street Access|26000
AOD|ABERDEEN TOTAL DYN|WBET|Wallachbeth Capital LLC|201
AOD|ABERDEEN TOTAL DYN|WBLR|WILLIAM BLAIR|114
AOD|ABERDEEN TOTAL DYN|WCHV|WELLS FARGO SECURITIES, LLC|242173
AOD|ABERDEEN TOTAL DYN|WEDB|WEDBUSH SECURITIES INC.|392
AOD|ABERDEEN TOTAL DYN|WEED|Weeden & Co.L.P.|40637
AOD|ABERDEEN TOTAL DYN|WSEA|WOLVERINE SECURITIES, LLC|2108
AOD|ABERDEEN TOTAL DYN|XSTM|NATIONAL FINANCIAL SERVICES LLC|70642
AOD|ABERDEEN TOTAL DYN|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
AOD|ABERDEEN TOTAL DYN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38461
AOI|ALLIANCE ONE INTL|AGIS|Aegis Capital Corp.|2670
AOI|ALLIANCE ONE INTL|APCC|Apex Clearing Corporation|12469
AOI|ALLIANCE ONE INTL|BATM|CBOE TRADING, INC.|858
AOI|ALLIANCE ONE INTL|BAYC|BAY CREST PARTNERS, LLC|495
AOI|ALLIANCE ONE INTL|BAYT|BTIG, LLC|800
AOI|ALLIANCE ONE INTL|BBNT|BB&T SECURITIES, LLC|1000
AOI|ALLIANCE ONE INTL|BERN|Sanford C. Bernstein & Co., LLC|4396
AOI|ALLIANCE ONE INTL|BIMI|Banca IMI Securities Corp.|300
AOI|ALLIANCE ONE INTL|BNPX|BNP PARIBAS SECURITIES CORP.|1202
AOI|ALLIANCE ONE INTL|BYXM|CBOE TRADING, INC.|200
AOI|ALLIANCE ONE INTL|BZYD|GOLDMAN SACHS & CO. LLC|200
AOI|ALLIANCE ONE INTL|CMPT|Compass Point Research & Trading, LLC|900
AOI|ALLIANCE ONE INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19944
AOI|ALLIANCE ONE INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
AOI|ALLIANCE ONE INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90373
AOI|ALLIANCE ONE INTL|CTDL|Citadel Derivatives Group Llc|5757
AOI|ALLIANCE ONE INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|3444
AOI|ALLIANCE ONE INTL|DAVA|Davenport & Company LLC|1046
AOI|ALLIANCE ONE INTL|DBAB|Deutsche Bank Securities Inc.|15700
AOI|ALLIANCE ONE INTL|DBAX|Deutsche Bank Securities Inc.|40100
AOI|ALLIANCE ONE INTL|DEAN|MORGAN STANLEY|200
AOI|ALLIANCE ONE INTL|DEGS|RONIN PROFESSIONAL LLC|1480
AOI|ALLIANCE ONE INTL|EBXL|EBX LLC|33000
AOI|ALLIANCE ONE INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|2629
AOI|ALLIANCE ONE INTL|EDJO|Edward D. Jones & Co., L.P.|1215
AOI|ALLIANCE ONE INTL|EGAM|CBOE TRADING, INC.|3878
AOI|ALLIANCE ONE INTL|EGAW|CBOE TRADING, INC.|160
AOI|ALLIANCE ONE INTL|EGMT|EG MARKET TECHNOLOGIES LLC|200
AOI|ALLIANCE ONE INTL|EGXM|CBOE TRADING, INC.|919
AOI|ALLIANCE ONE INTL|EGXW|CBOE TRADING, INC.|200
AOI|ALLIANCE ONE INTL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|11
AOI|ALLIANCE ONE INTL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
AOI|ALLIANCE ONE INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6411
AOI|ALLIANCE ONE INTL|ETRS|E*Trade Securities LLC|61490
AOI|ALLIANCE ONE INTL|FBSB|U.S. Bancorp Investments, Inc.|2000
AOI|ALLIANCE ONE INTL|FILL|Tradestation Securities, Inc.|2621
AOI|ALLIANCE ONE INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15212
AOI|ALLIANCE ONE INTL|FTBR|Foliofn Investments, Inc.|5568
AOI|ALLIANCE ONE INTL|GLIS|TD Securities Inc|3382
AOI|ALLIANCE ONE INTL|GLPX|ACS EXECUTION SERVICES, LLC|2407
AOI|ALLIANCE ONE INTL|GSCO|GOLDMAN SACHS & CO. LLC|158514
AOI|ALLIANCE ONE INTL|GSCS|GOLDMAN SACHS & CO. LLC|18934
AOI|ALLIANCE ONE INTL|GSLT|GOLDMAN SACHS & CO. LLC|1656
AOI|ALLIANCE ONE INTL|GTSZ|GTS SECURITIES LLC|24503
AOI|ALLIANCE ONE INTL|HRBF|American Enterprise Investment Services Inc.|1700
AOI|ALLIANCE ONE INTL|HSBC|HSBC Securities, Inc.|500
AOI|ALLIANCE ONE INTL|IATS|INTERACTIVE BROKERS LLC|1660
AOI|ALLIANCE ONE INTL|IBKR|Interactive Brokers Llc|20086
AOI|ALLIANCE ONE INTL|ICBX|INSTINET, LLC|10604
AOI|ALLIANCE ONE INTL|IEQY|CITADEL SECURITIES LLC|629
AOI|ALLIANCE ONE INTL|INCA|INSTINET, LLC|33229
AOI|ALLIANCE ONE INTL|INJX|INSTINET, LLC|242
AOI|ALLIANCE ONE INTL|ITGI|ITG Inc.|22723
AOI|ALLIANCE ONE INTL|ITGP|ITG INC.|29600
AOI|ALLIANCE ONE INTL|JANY|Janney Montgomery Scott Inc.|500
AOI|ALLIANCE ONE INTL|JEFF|JEFFERIES LLC|6218
AOI|ALLIANCE ONE INTL|JMPT|JUMP TRADING, LLC|5131
AOI|ALLIANCE ONE INTL|JONE|JonesTrading|18225
AOI|ALLIANCE ONE INTL|JPBX|J.P. MORGAN SECURITIES LLC|6030
AOI|ALLIANCE ONE INTL|JPMX|J.P. Morgan Securities LLC|71294
AOI|ALLIANCE ONE INTL|JSJX|JANE STREET CAPITAL LLC|8034
AOI|ALLIANCE ONE INTL|KCGM|VIRTU Americas LLC|9041
AOI|ALLIANCE ONE INTL|LEHM|Barclays Capital Inc./Le|37544
AOI|ALLIANCE ONE INTL|LIME|Lime Brokerage LLC|4993
AOI|ALLIANCE ONE INTL|LOOP|Loop Capital Markets LLC|3390
AOI|ALLIANCE ONE INTL|MAXM|Maxim Group LLC|48024
AOI|ALLIANCE ONE INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15542
AOI|ALLIANCE ONE INTL|MSCO|MORGAN STANLEY & CO. LLC|67507
AOI|ALLIANCE ONE INTL|MSPL|MORGAN STANLEY & CO. LLC|74200
AOI|ALLIANCE ONE INTL|MSTX|MORGAN STANLEY & CO. LLC|25300
AOI|ALLIANCE ONE INTL|NFSC|National Financial Services LLC|60375
AOI|ALLIANCE ONE INTL|NITE|VIRTU Americas LLC|286026
AOI|ALLIANCE ONE INTL|NQRB|Brut, LLC|606
AOI|ALLIANCE ONE INTL|NTBF|BMO Nesbitt Burns Inc./CDS|1950
AOI|ALLIANCE ONE INTL|OPCO|Oppenheimer & Co. Inc.|903
AOI|ALLIANCE ONE INTL|PDQM|CODA MARKETS, INC.|10755
AOI|ALLIANCE ONE INTL|RBCM|RBC CAPITAL MARKETS, LLC|100
AOI|ALLIANCE ONE INTL|RILY|B. RILEY FBR, INC.|1200
AOI|ALLIANCE ONE INTL|SAGL|SAGETRADER, LLC|3100
AOI|ALLIANCE ONE INTL|SALI|INTL FCSTONE FINANCIAL INC.|375
AOI|ALLIANCE ONE INTL|SBSH|Citigroup Global Markets Inc.|2249
AOI|ALLIANCE ONE INTL|SGMT|GOLDMAN SACHS & CO. LLC|30387
AOI|ALLIANCE ONE INTL|SPDR|SPEEDROUTE LLC|7200
AOI|ALLIANCE ONE INTL|STFL|Stifel, Nicolaus & Company, Incorporated|999
AOI|ALLIANCE ONE INTL|SWIM|TD Ameritrade, Inc.|59184
AOI|ALLIANCE ONE INTL|SWST|Hilltop Securities Inc.|320
AOI|ALLIANCE ONE INTL|TKNG|ALLY INVEST SECURITIES LLC|482
AOI|ALLIANCE ONE INTL|TRBT|Tradebot Systems, Inc.|3322
AOI|ALLIANCE ONE INTL|TRCM|TRC MARKETS LLC|7907
AOI|ALLIANCE ONE INTL|UBSA|UBS SECURITIES LLC|157961
AOI|ALLIANCE ONE INTL|UBSS|UBS Securities LLC|174781
AOI|ALLIANCE ONE INTL|VALX|VIRTU AMERICAS LLC|3302
AOI|ALLIANCE ONE INTL|VGRD|Vanguard Marketing Corporation|4473
AOI|ALLIANCE ONE INTL|WCHV|WELLS FARGO SECURITIES, LLC|31200
AOI|ALLIANCE ONE INTL|WEED|Weeden & Co.L.P.|13527
AOI|ALLIANCE ONE INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|404
AOI|ALLIANCE ONE INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11052
AOI|ALLIANCE ONE INTL|WFPB|Wells Fargo Securities, LLC.|5556
AOI|ALLIANCE ONE INTL|WGIF|CIBC World Markets Inc.|980
AOI|ALLIANCE ONE INTL|WSEA|WOLVERINE SECURITIES, LLC|995
AOI|ALLIANCE ONE INTL|XIST|INSTINET, LLC|3800
AOI|ALLIANCE ONE INTL|XPQR|Jump Trading|100
AOI|ALLIANCE ONE INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
AOI|ALLIANCE ONE INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
AOK|ISHARES CORE CONSRVT|APCC|Apex Clearing Corporation|22316
AOK|ISHARES CORE CONSRVT|BANK|Primevest Financial Services, Inc.|2165
AOK|ISHARES CORE CONSRVT|BARD|Robert W. Baird & Co. Incorporated|300
AOK|ISHARES CORE CONSRVT|BBNT|BB&T SECURITIES, LLC|1736
AOK|ISHARES CORE CONSRVT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1397
AOK|ISHARES CORE CONSRVT|CANT|Cantor Fitzgerald & Co.|1991
AOK|ISHARES CORE CONSRVT|CHAS|Charles Schwab & Co., Inc.|7
AOK|ISHARES CORE CONSRVT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
AOK|ISHARES CORE CONSRVT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5129
AOK|ISHARES CORE CONSRVT|DADA|D.A. Davidson & Co.|117
AOK|ISHARES CORE CONSRVT|DBAX|Deutsche Bank Securities Inc.|1900
AOK|ISHARES CORE CONSRVT|DEAN|MORGAN STANLEY|2070
AOK|ISHARES CORE CONSRVT|EBXL|EBX LLC|3400
AOK|ISHARES CORE CONSRVT|EDJO|Edward D. Jones & Co., L.P.|18
AOK|ISHARES CORE CONSRVT|EGAM|CBOE TRADING, INC.|200
AOK|ISHARES CORE CONSRVT|ETRS|E*Trade Securities LLC|2931
AOK|ISHARES CORE CONSRVT|FMAF|NBCN Inc./ CDS|100
AOK|ISHARES CORE CONSRVT|FTBR|Foliofn Investments, Inc.|105
AOK|ISHARES CORE CONSRVT|GLPX|ACS EXECUTION SERVICES, LLC|1254
AOK|ISHARES CORE CONSRVT|HRBF|American Enterprise Investment Services Inc.|49786
AOK|ISHARES CORE CONSRVT|HSBC|HSBC Securities, Inc.|2050
AOK|ISHARES CORE CONSRVT|IBKR|Interactive Brokers Llc|3890
AOK|ISHARES CORE CONSRVT|ICBX|INSTINET, LLC|3524
AOK|ISHARES CORE CONSRVT|ITGI|ITG Inc.|200
AOK|ISHARES CORE CONSRVT|ITGP|ITG INC.|800
AOK|ISHARES CORE CONSRVT|JPMX|J.P. Morgan Securities LLC|3258
AOK|ISHARES CORE CONSRVT|JSEB|JANE STREET EXECUTION SERVICES, LLC|16392
AOK|ISHARES CORE CONSRVT|JSJX|JANE STREET CAPITAL LLC|97250
AOK|ISHARES CORE CONSRVT|KCGM|VIRTU Americas LLC|2085
AOK|ISHARES CORE CONSRVT|LEHM|Barclays Capital Inc./Le|6000
AOK|ISHARES CORE CONSRVT|LIME|Lime Brokerage LLC|5250
AOK|ISHARES CORE CONSRVT|LSCI|Lek Securities Corporation|225
AOK|ISHARES CORE CONSRVT|MACC|Mid Atlantic Capital Corporation|398
AOK|ISHARES CORE CONSRVT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3978
AOK|ISHARES CORE CONSRVT|MSCO|MORGAN STANLEY & CO. LLC|27210
AOK|ISHARES CORE CONSRVT|NFSC|National Financial Services LLC|65562
AOK|ISHARES CORE CONSRVT|NITE|VIRTU Americas LLC|119827
AOK|ISHARES CORE CONSRVT|NITP|VIRTU Americas LLC|13
AOK|ISHARES CORE CONSRVT|NTBF|BMO Nesbitt Burns Inc./CDS|200
AOK|ISHARES CORE CONSRVT|OPCO|Oppenheimer & Co. Inc.|2919
AOK|ISHARES CORE CONSRVT|PDQM|CODA MARKETS, INC.|1354
AOK|ISHARES CORE CONSRVT|PWJC|UBS Financial Services, Inc.|2
AOK|ISHARES CORE CONSRVT|RBCM|RBC CAPITAL MARKETS, LLC|6840
AOK|ISHARES CORE CONSRVT|SALI|INTL FCSTONE FINANCIAL INC.|300
AOK|ISHARES CORE CONSRVT|SBSH|Citigroup Global Markets Inc.|466
AOK|ISHARES CORE CONSRVT|SGMT|GOLDMAN SACHS & CO. LLC|1133
AOK|ISHARES CORE CONSRVT|STFL|Stifel, Nicolaus & Company, Incorporated|1875
AOK|ISHARES CORE CONSRVT|STKP|STOCKPILE INVESTMENTS, INC.|872
AOK|ISHARES CORE CONSRVT|SWIM|TD Ameritrade, Inc.|1020
AOK|ISHARES CORE CONSRVT|SWST|Hilltop Securities Inc.|357
AOK|ISHARES CORE CONSRVT|TKNG|ALLY INVEST SECURITIES LLC|50
AOK|ISHARES CORE CONSRVT|UBSA|UBS SECURITIES LLC|8712
AOK|ISHARES CORE CONSRVT|UBSS|UBS Securities LLC|25754
AOK|ISHARES CORE CONSRVT|VGRD|Vanguard Marketing Corporation|172
AOK|ISHARES CORE CONSRVT|WCHV|WELLS FARGO SECURITIES, LLC|17085
AOK|ISHARES CORE CONSRVT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|463
AOK|ISHARES CORE CONSRVT|WSEA|WOLVERINE SECURITIES, LLC|1079
AOK|ISHARES CORE CONSRVT|XSTM|NATIONAL FINANCIAL SERVICES LLC|4436
AOK|ISHARES CORE CONSRVT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41807
AOM|ISHARES CORE MODRATE|APCC|Apex Clearing Corporation|72620
AOM|ISHARES CORE MODRATE|BANK|Primevest Financial Services, Inc.|3940
AOM|ISHARES CORE MODRATE|BARD|Robert W. Baird & Co. Incorporated|696
AOM|ISHARES CORE MODRATE|BATM|CBOE TRADING, INC.|400
AOM|ISHARES CORE MODRATE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|988
AOM|ISHARES CORE MODRATE|CANT|Cantor Fitzgerald & Co.|7504
AOM|ISHARES CORE MODRATE|CHAS|Charles Schwab & Co., Inc.|10
AOM|ISHARES CORE MODRATE|CICF|Canaccord Genuity Corp.|215
AOM|ISHARES CORE MODRATE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|756
AOM|ISHARES CORE MODRATE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
AOM|ISHARES CORE MODRATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9663
AOM|ISHARES CORE MODRATE|CSIN|Citadel Securities Institutional LLC|54486
AOM|ISHARES CORE MODRATE|CTDL|Citadel Derivatives Group Llc|55186
AOM|ISHARES CORE MODRATE|DADA|D.A. Davidson & Co.|193
AOM|ISHARES CORE MODRATE|DBAB|Deutsche Bank Securities Inc.|400
AOM|ISHARES CORE MODRATE|DBAX|Deutsche Bank Securities Inc.|3300
AOM|ISHARES CORE MODRATE|DEAN|MORGAN STANLEY|5476
AOM|ISHARES CORE MODRATE|EBXL|EBX LLC|5100
AOM|ISHARES CORE MODRATE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2800
AOM|ISHARES CORE MODRATE|EDJO|Edward D. Jones & Co., L.P.|2294
AOM|ISHARES CORE MODRATE|EGAM|CBOE TRADING, INC.|111
AOM|ISHARES CORE MODRATE|ETBE|Electronic Transaction Clearing, Inc.|200
AOM|ISHARES CORE MODRATE|ETRS|E*Trade Securities LLC|12052
AOM|ISHARES CORE MODRATE|FBSB|U.S. Bancorp Investments, Inc.|95
AOM|ISHARES CORE MODRATE|FMAF|NBCN Inc./ CDS|1065
AOM|ISHARES CORE MODRATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|588
AOM|ISHARES CORE MODRATE|FTBR|Foliofn Investments, Inc.|76
AOM|ISHARES CORE MODRATE|GSCS|GOLDMAN SACHS & CO. LLC|88
AOM|ISHARES CORE MODRATE|GTSZ|GTS SECURITIES LLC|461
AOM|ISHARES CORE MODRATE|HRBF|American Enterprise Investment Services Inc.|102344
AOM|ISHARES CORE MODRATE|IATS|INTERACTIVE BROKERS LLC|388
AOM|ISHARES CORE MODRATE|IBKR|Interactive Brokers Llc|14110
AOM|ISHARES CORE MODRATE|ICBX|INSTINET, LLC|5038
AOM|ISHARES CORE MODRATE|INCA|INSTINET, LLC|158
AOM|ISHARES CORE MODRATE|ITGI|ITG Inc.|1100
AOM|ISHARES CORE MODRATE|ITGP|ITG INC.|600
AOM|ISHARES CORE MODRATE|JPMX|J.P. Morgan Securities LLC|3558
AOM|ISHARES CORE MODRATE|JSEB|JANE STREET EXECUTION SERVICES, LLC|77466
AOM|ISHARES CORE MODRATE|JSJX|JANE STREET CAPITAL LLC|126442
AOM|ISHARES CORE MODRATE|KCGM|VIRTU Americas LLC|4352
AOM|ISHARES CORE MODRATE|LEHM|Barclays Capital Inc./Le|11000
AOM|ISHARES CORE MODRATE|LIME|Lime Brokerage LLC|9118
AOM|ISHARES CORE MODRATE|LSCI|Lek Securities Corporation|513
AOM|ISHARES CORE MODRATE|MACC|Mid Atlantic Capital Corporation|655
AOM|ISHARES CORE MODRATE|MCMF|Raymond James Ltd. Cds|765
AOM|ISHARES CORE MODRATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14226
AOM|ISHARES CORE MODRATE|MSCO|MORGAN STANLEY & CO. LLC|61422
AOM|ISHARES CORE MODRATE|MSPL|MORGAN STANLEY & CO. LLC|1500
AOM|ISHARES CORE MODRATE|NFSC|National Financial Services LLC|110169
AOM|ISHARES CORE MODRATE|NITE|VIRTU Americas LLC|221582
AOM|ISHARES CORE MODRATE|NITP|VIRTU Americas LLC|1400
AOM|ISHARES CORE MODRATE|NQRB|Brut, LLC|550
AOM|ISHARES CORE MODRATE|NTBF|BMO Nesbitt Burns Inc./CDS|2644
AOM|ISHARES CORE MODRATE|NTRC|Northern Trust Securities, Inc.|425
AOM|ISHARES CORE MODRATE|PDQM|CODA MARKETS, INC.|100
AOM|ISHARES CORE MODRATE|PWJC|UBS Financial Services, Inc.|110
AOM|ISHARES CORE MODRATE|RBCM|RBC CAPITAL MARKETS, LLC|4508
AOM|ISHARES CORE MODRATE|SBSH|Citigroup Global Markets Inc.|3702
AOM|ISHARES CORE MODRATE|SGMT|GOLDMAN SACHS & CO. LLC|3000
AOM|ISHARES CORE MODRATE|SPHN|Stephens Inc.|15
AOM|ISHARES CORE MODRATE|STFL|Stifel, Nicolaus & Company, Incorporated|1728
AOM|ISHARES CORE MODRATE|STKP|STOCKPILE INVESTMENTS, INC.|1494
AOM|ISHARES CORE MODRATE|SWIM|TD Ameritrade, Inc.|4358
AOM|ISHARES CORE MODRATE|SWST|Hilltop Securities Inc.|167
AOM|ISHARES CORE MODRATE|TKNG|ALLY INVEST SECURITIES LLC|902
AOM|ISHARES CORE MODRATE|TRBT|Tradebot Systems, Inc.|100
AOM|ISHARES CORE MODRATE|TRCM|TRC MARKETS LLC|102
AOM|ISHARES CORE MODRATE|TWTT|TASTYWORKS, INC.|22
AOM|ISHARES CORE MODRATE|UBSA|UBS SECURITIES LLC|32090
AOM|ISHARES CORE MODRATE|UBSS|UBS Securities LLC|96903
AOM|ISHARES CORE MODRATE|VGRD|Vanguard Marketing Corporation|11631
AOM|ISHARES CORE MODRATE|WCHV|WELLS FARGO SECURITIES, LLC|82912
AOM|ISHARES CORE MODRATE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|115
AOM|ISHARES CORE MODRATE|WSEA|WOLVERINE SECURITIES, LLC|1583
AOM|ISHARES CORE MODRATE|XSTM|NATIONAL FINANCIAL SERVICES LLC|26940
AOM|ISHARES CORE MODRATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|76482
AON|AON PLC|ABLE|NATIXIS Securities Americas LLC|4680
AON|AON PLC|ADAM|CANACCORD GENUITY INC.|166
AON|AON PLC|AGIS|Aegis Capital Corp.|42
AON|AON PLC|ALTX|Alternet Securities Inc.|11718
AON|AON PLC|APCC|Apex Clearing Corporation|773
AON|AON PLC|BARD|Robert W. Baird & Co. Incorporated|4575
AON|AON PLC|BATM|CBOE TRADING, INC.|7775
AON|AON PLC|BAYC|BAY CREST PARTNERS, LLC|4
AON|AON PLC|BBNT|BB&T SECURITIES, LLC|661
AON|AON PLC|BERN|Sanford C. Bernstein & Co., LLC|42208
AON|AON PLC|BGCE|BGC Financial Inc.|700
AON|AON PLC|BIDS|BIDS TRADING L.P.|134494
AON|AON PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5987
AON|AON PLC|BLKX|INSTINET, LLC|10000
AON|AON PLC|BMOC|BMO Capital Markets Corp.|100
AON|AON PLC|BNPX|BNP PARIBAS SECURITIES CORP.|88579
AON|AON PLC|BRVL|BLAYLOCK VAN, LLC|14000
AON|AON PLC|BTIG|BTIG, LLC|31344
AON|AON PLC|BYXM|CBOE TRADING, INC.|607
AON|AON PLC|BZYD|GOLDMAN SACHS & CO. LLC|200
AON|AON PLC|CABR|Cabrera Capital Markets, Inc.|185
AON|AON PLC|CHAS|Charles Schwab & Co., Inc.|435
AON|AON PLC|CIBP|CIBC World Markets Corp.|13596
AON|AON PLC|CIOI|CITIGROUP GLOBAL MARKETS INC|59000
AON|AON PLC|CIST|Capital Institutional Services, Inc.|2642
AON|AON PLC|CLSA|CLSA AMERICAS, LLC|100
AON|AON PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39810
AON|AON PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AON|AON PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|756
AON|AON PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|288016
AON|AON PLC|CTDL|Citadel Derivatives Group Llc|5688
AON|AON PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|82544
AON|AON PLC|DADA|D.A. Davidson & Co.|424
AON|AON PLC|DAVA|Davenport & Company LLC|185
AON|AON PLC|DBAB|Deutsche Bank Securities Inc.|406067
AON|AON PLC|DBAX|Deutsche Bank Securities Inc.|217200
AON|AON PLC|DBUL|Deutsche Bank Securities Inc.|300
AON|AON PLC|DCHF|Dart Executions, LLC|9461
AON|AON PLC|DEAN|MORGAN STANLEY|16323
AON|AON PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21
AON|AON PLC|DREX|Drexel Hamilton, LLC|82694
AON|AON PLC|DRWK|DRW SECURITIES, L.L.C.|2619
AON|AON PLC|EBXL|EBX LLC|179400
AON|AON PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10902
AON|AON PLC|EDJC|Edward Jones / CDS|3
AON|AON PLC|EDJO|Edward D. Jones & Co., L.P.|10043
AON|AON PLC|EGAM|CBOE TRADING, INC.|14148
AON|AON PLC|EGAW|CBOE TRADING, INC.|248
AON|AON PLC|EGMT|EG MARKET TECHNOLOGIES LLC|2475
AON|AON PLC|EGXM|CBOE TRADING, INC.|3445
AON|AON PLC|EGXW|CBOE TRADING, INC.|93
AON|AON PLC|ETBE|Electronic Transaction Clearing, Inc.|36455
AON|AON PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|90
AON|AON PLC|ETCC|Electronic Transaction Clearing, Inc.|44
AON|AON PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25362
AON|AON PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|445
AON|AON PLC|ETRS|E*Trade Securities LLC|6110
AON|AON PLC|FILL|Tradestation Securities, Inc.|504
AON|AON PLC|FINX|FINTECH SECURITIES|700
AON|AON PLC|FMAF|NBCN Inc./ CDS|4314
AON|AON PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1323
AON|AON PLC|FQLS|Quantlab Securities LP|296504
AON|AON PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49037
AON|AON PLC|FTBR|Foliofn Investments, Inc.|748
AON|AON PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|1594
AON|AON PLC|GLPX|ACS EXECUTION SERVICES, LLC|51048
AON|AON PLC|GSCO|GOLDMAN SACHS & CO. LLC|1062226
AON|AON PLC|GSCS|GOLDMAN SACHS & CO. LLC|3544
AON|AON PLC|GSLT|GOLDMAN SACHS & CO. LLC|9654
AON|AON PLC|GTSZ|GTS SECURITIES LLC|201904
AON|AON PLC|HRBF|American Enterprise Investment Services Inc.|4951
AON|AON PLC|HSBC|HSBC Securities, Inc.|22090
AON|AON PLC|IATS|INTERACTIVE BROKERS LLC|526
AON|AON PLC|IBKR|Interactive Brokers Llc|2210
AON|AON PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1628
AON|AON PLC|ICBX|INSTINET, LLC|57700
AON|AON PLC|IEQY|CITADEL SECURITIES LLC|105717
AON|AON PLC|INCA|INSTINET, LLC|428806
AON|AON PLC|INJX|INSTINET, LLC|4969
AON|AON PLC|INTL|INTL FCSTONE FINANCIAL INC.|21030
AON|AON PLC|ITGI|ITG Inc.|110426
AON|AON PLC|ITGP|ITG INC.|205600
AON|AON PLC|JANY|Janney Montgomery Scott Inc.|472
AON|AON PLC|JEFF|JEFFERIES LLC|60422
AON|AON PLC|JMPT|JUMP TRADING, LLC|60569
AON|AON PLC|JONE|JonesTrading|877
AON|AON PLC|JPBX|J.P. MORGAN SECURITIES LLC|35999
AON|AON PLC|JPMX|J.P. Morgan Securities LLC|397022
AON|AON PLC|JSJX|JANE STREET CAPITAL LLC|8119
AON|AON PLC|KCGM|VIRTU Americas LLC|39193
AON|AON PLC|LEHM|Barclays Capital Inc./Le|474056
AON|AON PLC|LIME|Lime Brokerage LLC|64346
AON|AON PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|140000
AON|AON PLC|LOOP|Loop Capital Markets LLC|2217
AON|AON PLC|LQNA|LIQUIDNET, INC.|43100
AON|AON PLC|LSCI|Lek Securities Corporation|19
AON|AON PLC|LTCO|Ladenburg, Thalmann & Co., Inc.|3836
AON|AON PLC|MACQ|Macquarie Capital (USA) Inc.|3199
AON|AON PLC|MCMF|Raymond James Ltd. Cds|234
AON|AON PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120852
AON|AON PLC|MNDX|TJM Investments, LLC|10991
AON|AON PLC|MOTF|MOTIF INVESTING, INC.|4
AON|AON PLC|MSCO|MORGAN STANLEY & CO. LLC|925094
AON|AON PLC|MSPL|MORGAN STANLEY & CO. LLC|161200
AON|AON PLC|MSTX|MORGAN STANLEY & CO. LLC|28000
AON|AON PLC|NBCS|NBC Securities, INC.|303
AON|AON PLC|NEUB|NEUBERGER BERMAN BD LLC|4045
AON|AON PLC|NFSC|National Financial Services LLC|105840
AON|AON PLC|NITE|VIRTU Americas LLC|211543
AON|AON PLC|NQRB|Brut, LLC|10215
AON|AON PLC|NTBF|BMO Nesbitt Burns Inc./CDS|229
AON|AON PLC|NTRC|Northern Trust Securities, Inc.|241
AON|AON PLC|OHOS|TWO SIGMA SECURITIES, LLC|78207
AON|AON PLC|OPCO|Oppenheimer & Co. Inc.|813
AON|AON PLC|PDQM|CODA MARKETS, INC.|133136
AON|AON PLC|PHLY|NASDAQ Execution Services, LLC|200
AON|AON PLC|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|100
AON|AON PLC|PICT|Pictet Overseas Inc.|60
AON|AON PLC|PWJC|UBS Financial Services, Inc.|85
AON|AON PLC|QMSR|QUATTRO M SECURITIES INC.|528
AON|AON PLC|RBCM|RBC CAPITAL MARKETS, LLC|4031
AON|AON PLC|SAGL|SAGETRADER, LLC|28369
AON|AON PLC|SBSH|Citigroup Global Markets Inc.|323566
AON|AON PLC|SEIC|SEI Investments Distribution Co.|871
AON|AON PLC|SGMT|GOLDMAN SACHS & CO. LLC|135051
AON|AON PLC|SPDR|SPEEDROUTE LLC|9164
AON|AON PLC|SPHN|Stephens Inc.|1563
AON|AON PLC|STFL|Stifel, Nicolaus & Company, Incorporated|786
AON|AON PLC|STKP|STOCKPILE INVESTMENTS, INC.|2
AON|AON PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3284
AON|AON PLC|SWIM|TD Ameritrade, Inc.|579
AON|AON PLC|SWST|Hilltop Securities Inc.|682
AON|AON PLC|TAGC|TELSEY ADVISORY GROUP LLC|24
AON|AON PLC|TKNG|ALLY INVEST SECURITIES LLC|2
AON|AON PLC|TRBT|Tradebot Systems, Inc.|117191
AON|AON PLC|TRCM|TRC MARKETS LLC|105495
AON|AON PLC|UBSA|UBS SECURITIES LLC|394333
AON|AON PLC|UBSS|UBS Securities LLC|821538
AON|AON PLC|VALX|VIRTU AMERICAS LLC|11045
AON|AON PLC|VGRD|Vanguard Marketing Corporation|817
AON|AON PLC|VNDM|Wall Street Access|1657
AON|AON PLC|WBLR|WILLIAM BLAIR|1567
AON|AON PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|2257
AON|AON PLC|WCHV|WELLS FARGO SECURITIES, LLC|25379
AON|AON PLC|WDNX|WEEDEN & CO.L.P.|1490
AON|AON PLC|WEDB|WEDBUSH SECURITIES INC.|2978
AON|AON PLC|WEED|Weeden & Co.L.P.|1043
AON|AON PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25988
AON|AON PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15351
AON|AON PLC|WGIF|CIBC World Markets Inc.|485
AON|AON PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4230
AON|AON PLC|WSAG|WALL STREET ACCESS|486
AON|AON PLC|WSEA|WOLVERINE SECURITIES, LLC|663
AON|AON PLC|XIST|INSTINET, LLC|56884
AON|AON PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|21644
AON|AON PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|2293
AON|AON PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8433
AOR|ISHARES CORE GROWTH|AGIS|Aegis Capital Corp.|5075
AOR|ISHARES CORE GROWTH|ALTX|Alternet Securities Inc.|300
AOR|ISHARES CORE GROWTH|APCC|Apex Clearing Corporation|57823
AOR|ISHARES CORE GROWTH|BANK|Primevest Financial Services, Inc.|2202
AOR|ISHARES CORE GROWTH|BARD|Robert W. Baird & Co. Incorporated|1265
AOR|ISHARES CORE GROWTH|BBNT|BB&T SECURITIES, LLC|1489
AOR|ISHARES CORE GROWTH|BERN|Sanford C. Bernstein & Co., LLC|100
AOR|ISHARES CORE GROWTH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1338
AOR|ISHARES CORE GROWTH|BNPX|BNP PARIBAS SECURITIES CORP.|1910
AOR|ISHARES CORE GROWTH|CANT|Cantor Fitzgerald & Co.|5514
AOR|ISHARES CORE GROWTH|CHAS|Charles Schwab & Co., Inc.|90867
AOR|ISHARES CORE GROWTH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65
AOR|ISHARES CORE GROWTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6138
AOR|ISHARES CORE GROWTH|DADA|D.A. Davidson & Co.|500
AOR|ISHARES CORE GROWTH|DBAB|Deutsche Bank Securities Inc.|727
AOR|ISHARES CORE GROWTH|DBAX|Deutsche Bank Securities Inc.|5500
AOR|ISHARES CORE GROWTH|DEAN|MORGAN STANLEY|5378
AOR|ISHARES CORE GROWTH|EBXL|EBX LLC|8100
AOR|ISHARES CORE GROWTH|EDJO|Edward D. Jones & Co., L.P.|4062
AOR|ISHARES CORE GROWTH|EGAM|CBOE TRADING, INC.|967
AOR|ISHARES CORE GROWTH|EGXM|CBOE TRADING, INC.|185
AOR|ISHARES CORE GROWTH|ESPO|ESPOSITO SECURITIES, LLC|889
AOR|ISHARES CORE GROWTH|ETRS|E*Trade Securities LLC|13372
AOR|ISHARES CORE GROWTH|FCST|INTL FCSTONE FINANCIAL INC.|200
AOR|ISHARES CORE GROWTH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18826
AOR|ISHARES CORE GROWTH|FTBR|Foliofn Investments, Inc.|190
AOR|ISHARES CORE GROWTH|GLIS|TD Securities Inc|203
AOR|ISHARES CORE GROWTH|GLPX|ACS EXECUTION SERVICES, LLC|297
AOR|ISHARES CORE GROWTH|GSCO|GOLDMAN SACHS & CO. LLC|25170
AOR|ISHARES CORE GROWTH|HRBF|American Enterprise Investment Services Inc.|68265
AOR|ISHARES CORE GROWTH|IATS|INTERACTIVE BROKERS LLC|855
AOR|ISHARES CORE GROWTH|IBKR|Interactive Brokers Llc|21489
AOR|ISHARES CORE GROWTH|ICBX|INSTINET, LLC|9367
AOR|ISHARES CORE GROWTH|INCA|INSTINET, LLC|5603
AOR|ISHARES CORE GROWTH|ITGI|ITG Inc.|432
AOR|ISHARES CORE GROWTH|ITGP|ITG INC.|4600
AOR|ISHARES CORE GROWTH|JANY|Janney Montgomery Scott Inc.|600
AOR|ISHARES CORE GROWTH|JPMX|J.P. Morgan Securities LLC|1576
AOR|ISHARES CORE GROWTH|JSEB|JANE STREET EXECUTION SERVICES, LLC|226486
AOR|ISHARES CORE GROWTH|JSJX|JANE STREET CAPITAL LLC|126851
AOR|ISHARES CORE GROWTH|KCGM|VIRTU Americas LLC|1007
AOR|ISHARES CORE GROWTH|LEHM|Barclays Capital Inc./Le|8592
AOR|ISHARES CORE GROWTH|LIME|Lime Brokerage LLC|25296
AOR|ISHARES CORE GROWTH|LSCI|Lek Securities Corporation|215
AOR|ISHARES CORE GROWTH|MACC|Mid Atlantic Capital Corporation|256
AOR|ISHARES CORE GROWTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14274
AOR|ISHARES CORE GROWTH|MSCO|MORGAN STANLEY & CO. LLC|61294
AOR|ISHARES CORE GROWTH|MSPL|MORGAN STANLEY & CO. LLC|900
AOR|ISHARES CORE GROWTH|NATL|National Securities Corporation|371
AOR|ISHARES CORE GROWTH|NFSC|National Financial Services LLC|155996
AOR|ISHARES CORE GROWTH|NITE|VIRTU Americas LLC|207906
AOR|ISHARES CORE GROWTH|NQRB|Brut, LLC|1999
AOR|ISHARES CORE GROWTH|NTBF|BMO Nesbitt Burns Inc./CDS|7780
AOR|ISHARES CORE GROWTH|NTRC|Northern Trust Securities, Inc.|230
AOR|ISHARES CORE GROWTH|OPCO|Oppenheimer & Co. Inc.|756
AOR|ISHARES CORE GROWTH|PCPT|PHILLIP CAPITAL INC.|100
AOR|ISHARES CORE GROWTH|PDQM|CODA MARKETS, INC.|597
AOR|ISHARES CORE GROWTH|PWJC|UBS Financial Services, Inc.|7506
AOR|ISHARES CORE GROWTH|RBCM|RBC CAPITAL MARKETS, LLC|4667
AOR|ISHARES CORE GROWTH|SALI|INTL FCSTONE FINANCIAL INC.|1400
AOR|ISHARES CORE GROWTH|SBSH|Citigroup Global Markets Inc.|6295
AOR|ISHARES CORE GROWTH|SGMT|GOLDMAN SACHS & CO. LLC|11778
AOR|ISHARES CORE GROWTH|STFL|Stifel, Nicolaus & Company, Incorporated|1420
AOR|ISHARES CORE GROWTH|STKP|STOCKPILE INVESTMENTS, INC.|4236
AOR|ISHARES CORE GROWTH|SWIM|TD Ameritrade, Inc.|379
AOR|ISHARES CORE GROWTH|SWST|Hilltop Securities Inc.|625
AOR|ISHARES CORE GROWTH|UBSA|UBS SECURITIES LLC|37555
AOR|ISHARES CORE GROWTH|UBSS|UBS Securities LLC|102729
AOR|ISHARES CORE GROWTH|VALX|VIRTU AMERICAS LLC|300
AOR|ISHARES CORE GROWTH|VGRD|Vanguard Marketing Corporation|2298
AOR|ISHARES CORE GROWTH|WCHV|WELLS FARGO SECURITIES, LLC|37788
AOR|ISHARES CORE GROWTH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
AOR|ISHARES CORE GROWTH|WSEA|WOLVERINE SECURITIES, LLC|72
AOR|ISHARES CORE GROWTH|XSTM|NATIONAL FINANCIAL SERVICES LLC|4486
AOR|ISHARES CORE GROWTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|47307
AOS|SMITH A O CORP|ABLE|NATIXIS Securities Americas LLC|149762
AOS|SMITH A O CORP|ALTX|Alternet Securities Inc.|26301
AOS|SMITH A O CORP|ANOS|ABEL/NOSER, L.L.C.|400
AOS|SMITH A O CORP|APCC|Apex Clearing Corporation|934
AOS|SMITH A O CORP|BANK|Primevest Financial Services, Inc.|133
AOS|SMITH A O CORP|BARD|Robert W. Baird & Co. Incorporated|4885
AOS|SMITH A O CORP|BATM|CBOE TRADING, INC.|6767
AOS|SMITH A O CORP|BAYC|BAY CREST PARTNERS, LLC|560
AOS|SMITH A O CORP|BBNT|BB&T SECURITIES, LLC|1884
AOS|SMITH A O CORP|BERN|Sanford C. Bernstein & Co., LLC|141535
AOS|SMITH A O CORP|BIDS|BIDS TRADING L.P.|36400
AOS|SMITH A O CORP|BIMI|Banca IMI Securities Corp.|1770
AOS|SMITH A O CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4207
AOS|SMITH A O CORP|BLKX|INSTINET, LLC|206367
AOS|SMITH A O CORP|BMOC|BMO Capital Markets Corp.|433
AOS|SMITH A O CORP|BNPX|BNP PARIBAS SECURITIES CORP.|143276
AOS|SMITH A O CORP|BTIG|BTIG, LLC|1874
AOS|SMITH A O CORP|BYXM|CBOE TRADING, INC.|1100
AOS|SMITH A O CORP|BZYD|GOLDMAN SACHS & CO. LLC|1001
AOS|SMITH A O CORP|CABR|Cabrera Capital Markets, Inc.|25
AOS|SMITH A O CORP|CANT|Cantor Fitzgerald & Co.|153
AOS|SMITH A O CORP|CFGT|CF Global Trading, LLC|400
AOS|SMITH A O CORP|CHAS|Charles Schwab & Co., Inc.|29698
AOS|SMITH A O CORP|CIBP|CIBC World Markets Corp.|10416
AOS|SMITH A O CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|40000
AOS|SMITH A O CORP|CIST|Capital Institutional Services, Inc.|18997
AOS|SMITH A O CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|150664
AOS|SMITH A O CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9242
AOS|SMITH A O CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|379410
AOS|SMITH A O CORP|CTDL|Citadel Derivatives Group Llc|15188
AOS|SMITH A O CORP|CTLR|CUTLER GROUP, LP|100
AOS|SMITH A O CORP|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|110
AOS|SMITH A O CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|54378
AOS|SMITH A O CORP|DADA|D.A. Davidson & Co.|847
AOS|SMITH A O CORP|DBAB|Deutsche Bank Securities Inc.|668714
AOS|SMITH A O CORP|DBAX|Deutsche Bank Securities Inc.|314200
AOS|SMITH A O CORP|DBUL|Deutsche Bank Securities Inc.|2000
AOS|SMITH A O CORP|DCHF|Dart Executions, LLC|14006
AOS|SMITH A O CORP|DEAN|MORGAN STANLEY|18626
AOS|SMITH A O CORP|DEGS|RONIN PROFESSIONAL LLC|300
AOS|SMITH A O CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47
AOS|SMITH A O CORP|EBXL|EBX LLC|207100
AOS|SMITH A O CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12141
AOS|SMITH A O CORP|EDJC|Edward Jones / CDS|1378
AOS|SMITH A O CORP|EDJO|Edward D. Jones & Co., L.P.|53490
AOS|SMITH A O CORP|EGAM|CBOE TRADING, INC.|15252
AOS|SMITH A O CORP|EGAW|CBOE TRADING, INC.|222
AOS|SMITH A O CORP|EGMT|EG MARKET TECHNOLOGIES LLC|623
AOS|SMITH A O CORP|EGXM|CBOE TRADING, INC.|1735
AOS|SMITH A O CORP|ELEV|ELEVATION, LLC|5320
AOS|SMITH A O CORP|ETBE|Electronic Transaction Clearing, Inc.|22753
AOS|SMITH A O CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3100
AOS|SMITH A O CORP|ETCC|Electronic Transaction Clearing, Inc.|1245
AOS|SMITH A O CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18670
AOS|SMITH A O CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|340
AOS|SMITH A O CORP|ETRS|E*Trade Securities LLC|15281
AOS|SMITH A O CORP|FBSB|U.S. Bancorp Investments, Inc.|109
AOS|SMITH A O CORP|FILL|Tradestation Securities, Inc.|1312
AOS|SMITH A O CORP|FINX|FINTECH SECURITIES|4
AOS|SMITH A O CORP|FMAF|NBCN Inc./ CDS|2613
AOS|SMITH A O CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3764
AOS|SMITH A O CORP|FQLS|Quantlab Securities LP|335591
AOS|SMITH A O CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90602
AOS|SMITH A O CORP|FTBR|Foliofn Investments, Inc.|3363
AOS|SMITH A O CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1220
AOS|SMITH A O CORP|GLIS|TD Securities Inc|1186
AOS|SMITH A O CORP|GLPX|ACS EXECUTION SERVICES, LLC|35227
AOS|SMITH A O CORP|GSCO|GOLDMAN SACHS & CO. LLC|1408230
AOS|SMITH A O CORP|GSCS|GOLDMAN SACHS & CO. LLC|1170
AOS|SMITH A O CORP|GSLT|GOLDMAN SACHS & CO. LLC|40692
AOS|SMITH A O CORP|GTSZ|GTS SECURITIES LLC|220157
AOS|SMITH A O CORP|HAPX|HAP Trading, LLC|1767
AOS|SMITH A O CORP|HPPX|POTAMUS TRADING, LLC|336
AOS|SMITH A O CORP|HRBF|American Enterprise Investment Services Inc.|5112
AOS|SMITH A O CORP|HSBC|HSBC Securities, Inc.|11470
AOS|SMITH A O CORP|IATS|INTERACTIVE BROKERS LLC|6290
AOS|SMITH A O CORP|IBKR|Interactive Brokers Llc|19537
AOS|SMITH A O CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3057
AOS|SMITH A O CORP|ICBX|INSTINET, LLC|46490
AOS|SMITH A O CORP|IEQY|CITADEL SECURITIES LLC|188296
AOS|SMITH A O CORP|INCA|INSTINET, LLC|349460
AOS|SMITH A O CORP|INJX|INSTINET, LLC|15150
AOS|SMITH A O CORP|ITGI|ITG Inc.|30239
AOS|SMITH A O CORP|ITGP|ITG INC.|108600
AOS|SMITH A O CORP|JANY|Janney Montgomery Scott Inc.|2058
AOS|SMITH A O CORP|JEFF|JEFFERIES LLC|355692
AOS|SMITH A O CORP|JMPT|JUMP TRADING, LLC|79421
AOS|SMITH A O CORP|JONE|JonesTrading|500
AOS|SMITH A O CORP|JPBX|J.P. MORGAN SECURITIES LLC|141516
AOS|SMITH A O CORP|JPMX|J.P. Morgan Securities LLC|530900
AOS|SMITH A O CORP|JSJX|JANE STREET CAPITAL LLC|7032
AOS|SMITH A O CORP|KCGM|VIRTU Americas LLC|36858
AOS|SMITH A O CORP|LEHM|Barclays Capital Inc./Le|637326
AOS|SMITH A O CORP|LIME|Lime Brokerage LLC|20693
AOS|SMITH A O CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|1226400
AOS|SMITH A O CORP|LOOP|Loop Capital Markets LLC|1054
AOS|SMITH A O CORP|LQNA|LIQUIDNET, INC.|321400
AOS|SMITH A O CORP|LSCI|Lek Securities Corporation|100
AOS|SMITH A O CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AOS|SMITH A O CORP|MACC|Mid Atlantic Capital Corporation|1075
AOS|SMITH A O CORP|MAXM|Maxim Group LLC|27533
AOS|SMITH A O CORP|MCMF|Raymond James Ltd. Cds|4055
AOS|SMITH A O CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|160602
AOS|SMITH A O CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
AOS|SMITH A O CORP|MOTF|MOTIF INVESTING, INC.|5
AOS|SMITH A O CORP|MSCO|MORGAN STANLEY & CO. LLC|1327740
AOS|SMITH A O CORP|MSPL|MORGAN STANLEY & CO. LLC|170600
AOS|SMITH A O CORP|MSTX|MORGAN STANLEY & CO. LLC|178900
AOS|SMITH A O CORP|NFSC|National Financial Services LLC|392420
AOS|SMITH A O CORP|NITE|VIRTU Americas LLC|359586
AOS|SMITH A O CORP|NITP|VIRTU Americas LLC|200
AOS|SMITH A O CORP|NQRB|Brut, LLC|4736
AOS|SMITH A O CORP|NTRC|Northern Trust Securities, Inc.|6488
AOS|SMITH A O CORP|OPCO|Oppenheimer & Co. Inc.|4931
AOS|SMITH A O CORP|PDQM|CODA MARKETS, INC.|191552
AOS|SMITH A O CORP|PWJC|UBS Financial Services, Inc.|2061
AOS|SMITH A O CORP|QMSR|QUATTRO M SECURITIES INC.|1074
AOS|SMITH A O CORP|RBCM|RBC CAPITAL MARKETS, LLC|21783
AOS|SMITH A O CORP|RHCO|Suntrust Robinson Humphrey, Inc.|237150
AOS|SMITH A O CORP|RHOX|XR Securities LLC|19385
AOS|SMITH A O CORP|ROTH|Roth Capital Partners, LLC|800
AOS|SMITH A O CORP|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|400
AOS|SMITH A O CORP|SAGL|SAGETRADER, LLC|70048
AOS|SMITH A O CORP|SAGW|SAGETRADER, LLC|333
AOS|SMITH A O CORP|SALI|INTL FCSTONE FINANCIAL INC.|77
AOS|SMITH A O CORP|SBSH|Citigroup Global Markets Inc.|126396
AOS|SMITH A O CORP|SEIC|SEI Investments Distribution Co.|1125
AOS|SMITH A O CORP|SGMT|GOLDMAN SACHS & CO. LLC|159826
AOS|SMITH A O CORP|SJLS|TRADE INFORMATICS LLC|300
AOS|SMITH A O CORP|SPDR|SPEEDROUTE LLC|20700
AOS|SMITH A O CORP|SPHN|Stephens Inc.|2300
AOS|SMITH A O CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|112110
AOS|SMITH A O CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1970
AOS|SMITH A O CORP|STKP|STOCKPILE INVESTMENTS, INC.|4
AOS|SMITH A O CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3774
AOS|SMITH A O CORP|SWIM|TD Ameritrade, Inc.|13658
AOS|SMITH A O CORP|SWST|Hilltop Securities Inc.|2270
AOS|SMITH A O CORP|TKNG|ALLY INVEST SECURITIES LLC|615
AOS|SMITH A O CORP|TRBT|Tradebot Systems, Inc.|251858
AOS|SMITH A O CORP|TRCM|TRC MARKETS LLC|324672
AOS|SMITH A O CORP|TWTT|TASTYWORKS, INC.|40
AOS|SMITH A O CORP|UBSA|UBS SECURITIES LLC|587389
AOS|SMITH A O CORP|UBSS|UBS Securities LLC|1024859
AOS|SMITH A O CORP|VALX|VIRTU AMERICAS LLC|8232
AOS|SMITH A O CORP|VGRD|Vanguard Marketing Corporation|13243
AOS|SMITH A O CORP|WBLR|WILLIAM BLAIR|1089
AOS|SMITH A O CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|4385
AOS|SMITH A O CORP|WCHV|WELLS FARGO SECURITIES, LLC|100796
AOS|SMITH A O CORP|WDNX|WEEDEN & CO.L.P.|2608
AOS|SMITH A O CORP|WEDB|WEDBUSH SECURITIES INC.|4833
AOS|SMITH A O CORP|WEED|Weeden & Co.L.P.|672
AOS|SMITH A O CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30651
AOS|SMITH A O CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8963
AOS|SMITH A O CORP|WGIF|CIBC World Markets Inc.|452
AOS|SMITH A O CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1776
AOS|SMITH A O CORP|WSEA|WOLVERINE SECURITIES, LLC|1943
AOS|SMITH A O CORP|XIST|INSTINET, LLC|12800
AOS|SMITH A O CORP|XPQR|Jump Trading|4482
AOS|SMITH A O CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|29960
AOS|SMITH A O CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1227
AOS|SMITH A O CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10455
AOSL|ALPHA AND OMEGA SEMI|ALTX|Alternet Securities Inc.|3192
AOSL|ALPHA AND OMEGA SEMI|APCC|Apex Clearing Corporation|7
AOSL|ALPHA AND OMEGA SEMI|BATM|CBOE TRADING, INC.|261
AOSL|ALPHA AND OMEGA SEMI|BERN|Sanford C. Bernstein & Co., LLC|5408
AOSL|ALPHA AND OMEGA SEMI|BMOC|BMO Capital Markets Corp.|3181
AOSL|ALPHA AND OMEGA SEMI|BNPX|BNP PARIBAS SECURITIES CORP.|1836
AOSL|ALPHA AND OMEGA SEMI|BTIG|BTIG, LLC|10221
AOSL|ALPHA AND OMEGA SEMI|BYXM|CBOE TRADING, INC.|1154
AOSL|ALPHA AND OMEGA SEMI|BZYD|GOLDMAN SACHS & CO. LLC|2900
AOSL|ALPHA AND OMEGA SEMI|CANT|Cantor Fitzgerald & Co.|401
AOSL|ALPHA AND OMEGA SEMI|CLSA|CLSA AMERICAS, LLC|20
AOSL|ALPHA AND OMEGA SEMI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11431
AOSL|ALPHA AND OMEGA SEMI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11988
AOSL|ALPHA AND OMEGA SEMI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|155
AOSL|ALPHA AND OMEGA SEMI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43669
AOSL|ALPHA AND OMEGA SEMI|CTDL|Citadel Derivatives Group Llc|7842
AOSL|ALPHA AND OMEGA SEMI|CXCX|CITIGROUP GLOBAL MARKETS INC.|3140
AOSL|ALPHA AND OMEGA SEMI|DBAB|Deutsche Bank Securities Inc.|63591
AOSL|ALPHA AND OMEGA SEMI|DBAX|Deutsche Bank Securities Inc.|31200
AOSL|ALPHA AND OMEGA SEMI|DEGS|RONIN PROFESSIONAL LLC|5371
AOSL|ALPHA AND OMEGA SEMI|EBXL|EBX LLC|20300
AOSL|ALPHA AND OMEGA SEMI|ECUT|CONVERGEX EXECUTION SOLUTIONS|933
AOSL|ALPHA AND OMEGA SEMI|EGAM|CBOE TRADING, INC.|6323
AOSL|ALPHA AND OMEGA SEMI|EGMT|EG MARKET TECHNOLOGIES LLC|300
AOSL|ALPHA AND OMEGA SEMI|EGXM|CBOE TRADING, INC.|431
AOSL|ALPHA AND OMEGA SEMI|EGXW|CBOE TRADING, INC.|2
AOSL|ALPHA AND OMEGA SEMI|ETBE|Electronic Transaction Clearing, Inc.|5282
AOSL|ALPHA AND OMEGA SEMI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1934
AOSL|ALPHA AND OMEGA SEMI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5462
AOSL|ALPHA AND OMEGA SEMI|ETRS|E*Trade Securities LLC|36666
AOSL|ALPHA AND OMEGA SEMI|FBCO|Credit Suisse Securities (USA) LLC|143046
AOSL|ALPHA AND OMEGA SEMI|FILL|Tradestation Securities, Inc.|63
AOSL|ALPHA AND OMEGA SEMI|FOMA|TD AMERITRADE CLEARING, INC.|30811
AOSL|ALPHA AND OMEGA SEMI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|263
AOSL|ALPHA AND OMEGA SEMI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34646
AOSL|ALPHA AND OMEGA SEMI|FTBR|Foliofn Investments, Inc.|1036
AOSL|ALPHA AND OMEGA SEMI|GEBB|GLOBAL EXECUTION BROKERS, LP|7184
AOSL|ALPHA AND OMEGA SEMI|GLPX|ACS EXECUTION SERVICES, LLC|16924
AOSL|ALPHA AND OMEGA SEMI|GSCO|GOLDMAN SACHS & CO. LLC|164214
AOSL|ALPHA AND OMEGA SEMI|GSCS|GOLDMAN SACHS & CO. LLC|169
AOSL|ALPHA AND OMEGA SEMI|GSLT|GOLDMAN SACHS & CO. LLC|788
AOSL|ALPHA AND OMEGA SEMI|GTSZ|GTS SECURITIES LLC|4741
AOSL|ALPHA AND OMEGA SEMI|HRBF|American Enterprise Investment Services Inc.|1
AOSL|ALPHA AND OMEGA SEMI|IATS|INTERACTIVE BROKERS LLC|480
AOSL|ALPHA AND OMEGA SEMI|IBKR|Interactive Brokers Llc|10302
AOSL|ALPHA AND OMEGA SEMI|ICBX|INSTINET, LLC|2800
AOSL|ALPHA AND OMEGA SEMI|IEQY|CITADEL SECURITIES LLC|15608
AOSL|ALPHA AND OMEGA SEMI|INCA|INSTINET, LLC|60652
AOSL|ALPHA AND OMEGA SEMI|INJX|INSTINET, LLC|4878
AOSL|ALPHA AND OMEGA SEMI|ITGI|ITG Inc.|33468
AOSL|ALPHA AND OMEGA SEMI|ITGP|ITG INC.|33600
AOSL|ALPHA AND OMEGA SEMI|JEFF|JEFFERIES LLC|21081
AOSL|ALPHA AND OMEGA SEMI|JMPT|JUMP TRADING, LLC|8712
AOSL|ALPHA AND OMEGA SEMI|JPBX|J.P. MORGAN SECURITIES LLC|2742
AOSL|ALPHA AND OMEGA SEMI|JPMX|J.P. Morgan Securities LLC|36782
AOSL|ALPHA AND OMEGA SEMI|JSJX|JANE STREET CAPITAL LLC|1016
AOSL|ALPHA AND OMEGA SEMI|KCGM|VIRTU Americas LLC|3297
AOSL|ALPHA AND OMEGA SEMI|LEHM|Barclays Capital Inc./Le|129630
AOSL|ALPHA AND OMEGA SEMI|LIME|Lime Brokerage LLC|83067
AOSL|ALPHA AND OMEGA SEMI|LMGP|LIME BROKERAGE LLC|7160
AOSL|ALPHA AND OMEGA SEMI|LSCI|Lek Securities Corporation|253
AOSL|ALPHA AND OMEGA SEMI|MACQ|Macquarie Capital (USA) Inc.|700
AOSL|ALPHA AND OMEGA SEMI|MAXM|Maxim Group LLC|2124
AOSL|ALPHA AND OMEGA SEMI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18222
AOSL|ALPHA AND OMEGA SEMI|MOTF|MOTIF INVESTING, INC.|3
AOSL|ALPHA AND OMEGA SEMI|MSCO|MORGAN STANLEY & CO. LLC|712063
AOSL|ALPHA AND OMEGA SEMI|MSPL|MORGAN STANLEY & CO. LLC|50300
AOSL|ALPHA AND OMEGA SEMI|MSTX|MORGAN STANLEY & CO. LLC|10600
AOSL|ALPHA AND OMEGA SEMI|NFSC|National Financial Services LLC|10110
AOSL|ALPHA AND OMEGA SEMI|NITE|VIRTU Americas LLC|92589
AOSL|ALPHA AND OMEGA SEMI|NITP|VIRTU Americas LLC|5716
AOSL|ALPHA AND OMEGA SEMI|NQRB|Brut, LLC|2370
AOSL|ALPHA AND OMEGA SEMI|PDQM|CODA MARKETS, INC.|26318
AOSL|ALPHA AND OMEGA SEMI|RAJA|Raymond James & Associates, Inc.|15
AOSL|ALPHA AND OMEGA SEMI|RBCM|RBC CAPITAL MARKETS, LLC|1915
AOSL|ALPHA AND OMEGA SEMI|RILY|B. RILEY FBR, INC.|50
AOSL|ALPHA AND OMEGA SEMI|SAGL|SAGETRADER, LLC|21627
AOSL|ALPHA AND OMEGA SEMI|SAGW|SAGETRADER, LLC|750
AOSL|ALPHA AND OMEGA SEMI|SBSH|Citigroup Global Markets Inc.|36974
AOSL|ALPHA AND OMEGA SEMI|SGMT|GOLDMAN SACHS & CO. LLC|8321
AOSL|ALPHA AND OMEGA SEMI|SPDR|SPEEDROUTE LLC|4935
AOSL|ALPHA AND OMEGA SEMI|SPTD|MINT GLOBAL MARKETS, INC.|6657
AOSL|ALPHA AND OMEGA SEMI|SWIM|TD Ameritrade, Inc.|21096
AOSL|ALPHA AND OMEGA SEMI|SWST|Hilltop Securities Inc.|143
AOSL|ALPHA AND OMEGA SEMI|TRBT|Tradebot Systems, Inc.|22407
AOSL|ALPHA AND OMEGA SEMI|TRCM|TRC MARKETS LLC|58325
AOSL|ALPHA AND OMEGA SEMI|UBSA|UBS SECURITIES LLC|71492
AOSL|ALPHA AND OMEGA SEMI|UBSS|UBS Securities LLC|132721
AOSL|ALPHA AND OMEGA SEMI|VALX|VIRTU AMERICAS LLC|3733
AOSL|ALPHA AND OMEGA SEMI|VGRD|Vanguard Marketing Corporation|99
AOSL|ALPHA AND OMEGA SEMI|WCHV|WELLS FARGO SECURITIES, LLC|4268
AOSL|ALPHA AND OMEGA SEMI|WDNX|WEEDEN & CO.L.P.|5220
AOSL|ALPHA AND OMEGA SEMI|WEED|Weeden & Co.L.P.|580
AOSL|ALPHA AND OMEGA SEMI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7646
AOSL|ALPHA AND OMEGA SEMI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
AOSL|ALPHA AND OMEGA SEMI|WSEA|WOLVERINE SECURITIES, LLC|80
AOSL|ALPHA AND OMEGA SEMI|XIST|INSTINET, LLC|2750
AOSL|ALPHA AND OMEGA SEMI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
AOSL|ALPHA AND OMEGA SEMI|YKNA|COMHAR CAPITAL MARKETS, LLC|1737
AP|AMPCO PITTS CP|APCC|Apex Clearing Corporation|587
AP|AMPCO PITTS CP|BATM|CBOE TRADING, INC.|24
AP|AMPCO PITTS CP|BAYC|BAY CREST PARTNERS, LLC|200
AP|AMPCO PITTS CP|BIDS|BIDS TRADING L.P.|200
AP|AMPCO PITTS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4036
AP|AMPCO PITTS CP|BNPX|BNP PARIBAS SECURITIES CORP.|374
AP|AMPCO PITTS CP|BYXM|CBOE TRADING, INC.|100
AP|AMPCO PITTS CP|BZYD|GOLDMAN SACHS & CO. LLC|400
AP|AMPCO PITTS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8711
AP|AMPCO PITTS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7402
AP|AMPCO PITTS CP|CTDL|Citadel Derivatives Group Llc|518
AP|AMPCO PITTS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2820
AP|AMPCO PITTS CP|DBAB|Deutsche Bank Securities Inc.|1898
AP|AMPCO PITTS CP|DBAX|Deutsche Bank Securities Inc.|5300
AP|AMPCO PITTS CP|DEAN|MORGAN STANLEY|100
AP|AMPCO PITTS CP|DEGS|RONIN PROFESSIONAL LLC|514
AP|AMPCO PITTS CP|EBXL|EBX LLC|8700
AP|AMPCO PITTS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
AP|AMPCO PITTS CP|ETRS|E*Trade Securities LLC|1707
AP|AMPCO PITTS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|109
AP|AMPCO PITTS CP|FTBR|Foliofn Investments, Inc.|407
AP|AMPCO PITTS CP|GSCO|GOLDMAN SACHS & CO. LLC|69582
AP|AMPCO PITTS CP|GSCS|GOLDMAN SACHS & CO. LLC|105
AP|AMPCO PITTS CP|GSLT|GOLDMAN SACHS & CO. LLC|676
AP|AMPCO PITTS CP|GTSZ|GTS SECURITIES LLC|1031
AP|AMPCO PITTS CP|HRBF|American Enterprise Investment Services Inc.|1000
AP|AMPCO PITTS CP|IBKR|Interactive Brokers Llc|1436
AP|AMPCO PITTS CP|ICBX|INSTINET, LLC|4300
AP|AMPCO PITTS CP|IEQY|CITADEL SECURITIES LLC|80
AP|AMPCO PITTS CP|INCA|INSTINET, LLC|2757
AP|AMPCO PITTS CP|INJX|INSTINET, LLC|1005
AP|AMPCO PITTS CP|ITGI|ITG Inc.|8613
AP|AMPCO PITTS CP|ITGP|ITG INC.|4400
AP|AMPCO PITTS CP|JANY|Janney Montgomery Scott Inc.|365
AP|AMPCO PITTS CP|JEFF|JEFFERIES LLC|2277
AP|AMPCO PITTS CP|JPBX|J.P. MORGAN SECURITIES LLC|1578
AP|AMPCO PITTS CP|JPMX|J.P. Morgan Securities LLC|26287
AP|AMPCO PITTS CP|KCGM|VIRTU Americas LLC|6455
AP|AMPCO PITTS CP|LEHM|Barclays Capital Inc./Le|8652
AP|AMPCO PITTS CP|LIME|Lime Brokerage LLC|1181
AP|AMPCO PITTS CP|LQNA|LIQUIDNET, INC.|4000
AP|AMPCO PITTS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8732
AP|AMPCO PITTS CP|MSCO|MORGAN STANLEY & CO. LLC|11694
AP|AMPCO PITTS CP|MSPL|MORGAN STANLEY & CO. LLC|10400
AP|AMPCO PITTS CP|MSTX|MORGAN STANLEY & CO. LLC|20100
AP|AMPCO PITTS CP|NFSC|National Financial Services LLC|22295
AP|AMPCO PITTS CP|NITE|VIRTU Americas LLC|21400
AP|AMPCO PITTS CP|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|4000
AP|AMPCO PITTS CP|SALI|INTL FCSTONE FINANCIAL INC.|1500
AP|AMPCO PITTS CP|SBSH|Citigroup Global Markets Inc.|1987
AP|AMPCO PITTS CP|SGMT|GOLDMAN SACHS & CO. LLC|3200
AP|AMPCO PITTS CP|SPDR|SPEEDROUTE LLC|1463
AP|AMPCO PITTS CP|TKNG|ALLY INVEST SECURITIES LLC|12
AP|AMPCO PITTS CP|TRBT|Tradebot Systems, Inc.|868
AP|AMPCO PITTS CP|TRCM|TRC MARKETS LLC|1804
AP|AMPCO PITTS CP|UBSA|UBS SECURITIES LLC|37650
AP|AMPCO PITTS CP|UBSS|UBS Securities LLC|33793
AP|AMPCO PITTS CP|VALX|VIRTU AMERICAS LLC|160
AP|AMPCO PITTS CP|VGRD|Vanguard Marketing Corporation|364
AP|AMPCO PITTS CP|WCHV|WELLS FARGO SECURITIES, LLC|2930
AP|AMPCO PITTS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|91
AP|AMPCO PITTS CP|WSEA|WOLVERINE SECURITIES, LLC|12
AP|AMPCO PITTS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
AP|AMPCO PITTS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
APA|APACHE CP|ABLE|NATIXIS Securities Americas LLC|267829
APA|APACHE CP|ADAM|CANACCORD GENUITY INC.|1693
APA|APACHE CP|AGIS|Aegis Capital Corp.|4420
APA|APACHE CP|ALTX|Alternet Securities Inc.|39583
APA|APACHE CP|ANOS|ABEL/NOSER, L.L.C.|98830
APA|APACHE CP|APCC|Apex Clearing Corporation|9537
APA|APACHE CP|AQUA|AQUA SECURITIES L.P.|12100
APA|APACHE CP|BANK|Primevest Financial Services, Inc.|500
APA|APACHE CP|BARD|Robert W. Baird & Co. Incorporated|54936
APA|APACHE CP|BATM|CBOE TRADING, INC.|19942
APA|APACHE CP|BAYC|BAY CREST PARTNERS, LLC|13961
APA|APACHE CP|BAYT|BTIG, LLC|7100
APA|APACHE CP|BBNT|BB&T SECURITIES, LLC|6831
APA|APACHE CP|BERN|Sanford C. Bernstein & Co., LLC|228788
APA|APACHE CP|BIAD|SAGETRADER, LLC|1678
APA|APACHE CP|BIDS|BIDS TRADING L.P.|400
APA|APACHE CP|BIMI|Banca IMI Securities Corp.|9501
APA|APACHE CP|BKCM|BNY Mellon Capital Markets LLC|888
APA|APACHE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50504
APA|APACHE CP|BLKX|INSTINET, LLC|145223
APA|APACHE CP|BMOC|BMO Capital Markets Corp.|81300
APA|APACHE CP|BNPX|BNP PARIBAS SECURITIES CORP.|263963
APA|APACHE CP|BTIG|BTIG, LLC|67101
APA|APACHE CP|BYXM|CBOE TRADING, INC.|9330
APA|APACHE CP|BZYD|GOLDMAN SACHS & CO. LLC|1500
APA|APACHE CP|CANT|Cantor Fitzgerald & Co.|9041
APA|APACHE CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|214060
APA|APACHE CP|CHAS|Charles Schwab & Co., Inc.|24236
APA|APACHE CP|CIBP|CIBC World Markets Corp.|21109
APA|APACHE CP|CICF|Canaccord Genuity Corp.|692
APA|APACHE CP|CIOI|CITIGROUP GLOBAL MARKETS INC|35000
APA|APACHE CP|CIST|Capital Institutional Services, Inc.|600
APA|APACHE CP|CLSA|CLSA AMERICAS, LLC|309545
APA|APACHE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|325844
APA|APACHE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|315
APA|APACHE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6922
APA|APACHE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1836963
APA|APACHE CP|CTDL|Citadel Derivatives Group Llc|122950
APA|APACHE CP|CTLR|CUTLER GROUP, LP|210
APA|APACHE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|137840
APA|APACHE CP|DADA|D.A. Davidson & Co.|3715
APA|APACHE CP|DAVA|Davenport & Company LLC|508
APA|APACHE CP|DBAB|Deutsche Bank Securities Inc.|1110927
APA|APACHE CP|DBAX|Deutsche Bank Securities Inc.|869800
APA|APACHE CP|DBUL|Deutsche Bank Securities Inc.|12945
APA|APACHE CP|DCHF|Dart Executions, LLC|22686
APA|APACHE CP|DEAN|MORGAN STANLEY|32872
APA|APACHE CP|DEGS|RONIN PROFESSIONAL LLC|1800
APA|APACHE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13284
APA|APACHE CP|EBXL|EBX LLC|742000
APA|APACHE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|49157
APA|APACHE CP|EDJC|Edward Jones / CDS|958
APA|APACHE CP|EDJO|Edward D. Jones & Co., L.P.|75416
APA|APACHE CP|EGAM|CBOE TRADING, INC.|64927
APA|APACHE CP|EGAW|CBOE TRADING, INC.|3169
APA|APACHE CP|EGMT|EG MARKET TECHNOLOGIES LLC|1800
APA|APACHE CP|EGXM|CBOE TRADING, INC.|26439
APA|APACHE CP|EGXW|CBOE TRADING, INC.|700
APA|APACHE CP|EROM|Eroom Securities L.L.C.|600
APA|APACHE CP|ETBE|Electronic Transaction Clearing, Inc.|65437
APA|APACHE CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2000
APA|APACHE CP|ETCB|ETC BROKERAGE SERVICES, LLC|95
APA|APACHE CP|ETCC|Electronic Transaction Clearing, Inc.|1608
APA|APACHE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|83466
APA|APACHE CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2467
APA|APACHE CP|ETRS|E*Trade Securities LLC|1401381
APA|APACHE CP|FILL|Tradestation Securities, Inc.|80807
APA|APACHE CP|FINX|FINTECH SECURITIES|3981
APA|APACHE CP|FMAF|NBCN Inc./ CDS|5978
APA|APACHE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5889
APA|APACHE CP|FQLS|Quantlab Securities LP|1731566
APA|APACHE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|295478
APA|APACHE CP|FTBR|Foliofn Investments, Inc.|13838
APA|APACHE CP|GBMT|GBM International, Inc.|10735
APA|APACHE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|15631
APA|APACHE CP|GLIS|TD Securities Inc|14979
APA|APACHE CP|GLPX|ACS EXECUTION SERVICES, LLC|303829
APA|APACHE CP|GSCO|GOLDMAN SACHS & CO. LLC|4692130
APA|APACHE CP|GSCS|GOLDMAN SACHS & CO. LLC|28473
APA|APACHE CP|GSLT|GOLDMAN SACHS & CO. LLC|173668
APA|APACHE CP|GTSZ|GTS SECURITIES LLC|433863
APA|APACHE CP|HAPX|HAP Trading, LLC|600
APA|APACHE CP|HRBF|American Enterprise Investment Services Inc.|18767
APA|APACHE CP|HSBC|HSBC Securities, Inc.|24710
APA|APACHE CP|IATS|INTERACTIVE BROKERS LLC|93989
APA|APACHE CP|IBKR|Interactive Brokers Llc|173637
APA|APACHE CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|194
APA|APACHE CP|ICBX|INSTINET, LLC|294321
APA|APACHE CP|IEQY|CITADEL SECURITIES LLC|980584
APA|APACHE CP|INCA|INSTINET, LLC|1688952
APA|APACHE CP|INJX|INSTINET, LLC|137821
APA|APACHE CP|INTL|INTL FCSTONE FINANCIAL INC.|800
APA|APACHE CP|ITGI|ITG Inc.|187900
APA|APACHE CP|ITGP|ITG INC.|577000
APA|APACHE CP|JANY|Janney Montgomery Scott Inc.|7913
APA|APACHE CP|JEFF|JEFFERIES LLC|758400
APA|APACHE CP|JMPT|JUMP TRADING, LLC|306615
APA|APACHE CP|JPBX|J.P. MORGAN SECURITIES LLC|523522
APA|APACHE CP|JPMX|J.P. Morgan Securities LLC|1984285
APA|APACHE CP|JRCO|Johnson Rice & Company L.L.C.|25873
APA|APACHE CP|JSJX|JANE STREET CAPITAL LLC|41042
APA|APACHE CP|JUTA|JUMP TRADING, LLC|1250
APA|APACHE CP|KCGM|VIRTU Americas LLC|199657
APA|APACHE CP|LEHM|Barclays Capital Inc./Le|3603493
APA|APACHE CP|LIME|Lime Brokerage LLC|218059
APA|APACHE CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|200000
APA|APACHE CP|LOOP|Loop Capital Markets LLC|300
APA|APACHE CP|LQNA|LIQUIDNET, INC.|558900
APA|APACHE CP|LQNB|LIQUIDNET, INC.|5000
APA|APACHE CP|LSCI|Lek Securities Corporation|50705
APA|APACHE CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
APA|APACHE CP|MACC|Mid Atlantic Capital Corporation|793
APA|APACHE CP|MACQ|Macquarie Capital (USA) Inc.|14577
APA|APACHE CP|MAXM|Maxim Group LLC|2150
APA|APACHE CP|MBTS|ALLY INVEST SECURITIES LLC|4660
APA|APACHE CP|MCBT|Moors & Cabot, Inc.|1154
APA|APACHE CP|MCMF|Raymond James Ltd. Cds|7
APA|APACHE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|429082
APA|APACHE CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
APA|APACHE CP|MNDX|TJM Investments, LLC|44676
APA|APACHE CP|MOTF|MOTIF INVESTING, INC.|46
APA|APACHE CP|MPSG|E D & F Man Capital Markets Inc.|125
APA|APACHE CP|MSCO|MORGAN STANLEY & CO. LLC|5730290
APA|APACHE CP|MSPL|MORGAN STANLEY & CO. LLC|1293400
APA|APACHE CP|MSTX|MORGAN STANLEY & CO. LLC|1391900
APA|APACHE CP|MZHO|Mizuho Securities USA LLC|20103
APA|APACHE CP|NATL|National Securities Corporation|10225
APA|APACHE CP|NFSC|National Financial Services LLC|1623349
APA|APACHE CP|NITE|VIRTU Americas LLC|3281753
APA|APACHE CP|NITP|VIRTU Americas LLC|9608
APA|APACHE CP|NMRA|Nomura Securities International, Inc.|500
APA|APACHE CP|NQRB|Brut, LLC|79154
APA|APACHE CP|NTBF|BMO Nesbitt Burns Inc./CDS|79790
APA|APACHE CP|NTRC|Northern Trust Securities, Inc.|2979
APA|APACHE CP|OGRU|Oscar Gruss & Son, Incorporated|44000
APA|APACHE CP|OHOS|TWO SIGMA SECURITIES, LLC|612287
APA|APACHE CP|ONEL|O'NEIL SECURITIES, INCORPORATED|14889
APA|APACHE CP|OPCO|Oppenheimer & Co. Inc.|16263
APA|APACHE CP|PDQM|CODA MARKETS, INC.|220003
APA|APACHE CP|PHLY|NASDAQ Execution Services, LLC|23400
APA|APACHE CP|PICT|Pictet Overseas Inc.|38039
APA|APACHE CP|PIPR|Piper Jaffray & Co.|1765
APA|APACHE CP|PWJC|UBS Financial Services, Inc.|39189
APA|APACHE CP|QMSR|QUATTRO M SECURITIES INC.|57854
APA|APACHE CP|RBCM|RBC CAPITAL MARKETS, LLC|28885
APA|APACHE CP|RHCO|Suntrust Robinson Humphrey, Inc.|7830
APA|APACHE CP|SAGL|SAGETRADER, LLC|242032
APA|APACHE CP|SAGW|SAGETRADER, LLC|17
APA|APACHE CP|SALI|INTL FCSTONE FINANCIAL INC.|2379
APA|APACHE CP|SBRX|MURIEL SIEBERT & CO INC|1015
APA|APACHE CP|SBSH|Citigroup Global Markets Inc.|594059
APA|APACHE CP|SEIC|SEI Investments Distribution Co.|2200
APA|APACHE CP|SGMT|GOLDMAN SACHS & CO. LLC|452383
APA|APACHE CP|SHMR|ABN Amro Clearing LLC|154
APA|APACHE CP|SIBO|Prime Executions, Inc.|45800
APA|APACHE CP|SJLS|TRADE INFORMATICS LLC|200
APA|APACHE CP|SOCO|Capital One Southcoast, Inc|2143
APA|APACHE CP|SOGO|Wang Investment Associates, Inc.|3700
APA|APACHE CP|SPDR|SPEEDROUTE LLC|109965
APA|APACHE CP|SPGS|Sea Port Group Securities, LLC|4108
APA|APACHE CP|SPHN|Stephens Inc.|180
APA|APACHE CP|STFL|Stifel, Nicolaus & Company, Incorporated|49732
APA|APACHE CP|STKP|STOCKPILE INVESTMENTS, INC.|72
APA|APACHE CP|STTT|STATETRUST INVESTMENTS INC.|220
APA|APACHE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12617
APA|APACHE CP|SWIM|TD Ameritrade, Inc.|1020309
APA|APACHE CP|SWST|Hilltop Securities Inc.|7484
APA|APACHE CP|TDFS|TRADERFIELD SECURITIES INC.|1000
APA|APACHE CP|TDSI|TD Securities (USA) LLC|900
APA|APACHE CP|TKNG|ALLY INVEST SECURITIES LLC|27281
APA|APACHE CP|TOUR|TOURMALINE PARTNERS, LLC|42600
APA|APACHE CP|TRBT|Tradebot Systems, Inc.|1045759
APA|APACHE CP|TRCM|TRC MARKETS LLC|1628751
APA|APACHE CP|TWTT|TASTYWORKS, INC.|700
APA|APACHE CP|UBSA|UBS SECURITIES LLC|2854033
APA|APACHE CP|UBSS|UBS Securities LLC|3614160
APA|APACHE CP|USCA|USCA Securities LLC|300
APA|APACHE CP|VALX|VIRTU AMERICAS LLC|64425
APA|APACHE CP|VGRD|Vanguard Marketing Corporation|86449
APA|APACHE CP|VNDM|Wall Street Access|4800
APA|APACHE CP|WABR|Wall Street Access|650
APA|APACHE CP|WBLR|WILLIAM BLAIR|18800
APA|APACHE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|8838
APA|APACHE CP|WCHV|WELLS FARGO SECURITIES, LLC|486433
APA|APACHE CP|WDNX|WEEDEN & CO.L.P.|1624
APA|APACHE CP|WECI|Winslow, Evans & Crocker, Inc.|4200
APA|APACHE CP|WEDB|WEDBUSH SECURITIES INC.|24035
APA|APACHE CP|WEED|Weeden & Co.L.P.|16255
APA|APACHE CP|WESC|Wellington Shields & Co., LLC|1500
APA|APACHE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|145344
APA|APACHE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|224906
APA|APACHE CP|WGIF|CIBC World Markets Inc.|303
APA|APACHE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1652
APA|APACHE CP|WSEA|WOLVERINE SECURITIES, LLC|73379
APA|APACHE CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
APA|APACHE CP|XIST|INSTINET, LLC|198714
APA|APACHE CP|XPQR|Jump Trading|7813
APA|APACHE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|351774
APA|APACHE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|15197
APA|APACHE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13028
APAM|ARTISAN PTNRS ASSET|ALTX|Alternet Securities Inc.|1600
APAM|ARTISAN PTNRS ASSET|APCC|Apex Clearing Corporation|2234
APAM|ARTISAN PTNRS ASSET|BARD|Robert W. Baird & Co. Incorporated|1258
APAM|ARTISAN PTNRS ASSET|BATM|CBOE TRADING, INC.|415
APAM|ARTISAN PTNRS ASSET|BAYC|BAY CREST PARTNERS, LLC|406
APAM|ARTISAN PTNRS ASSET|BBNT|BB&T SECURITIES, LLC|44
APAM|ARTISAN PTNRS ASSET|BERN|Sanford C. Bernstein & Co., LLC|600
APAM|ARTISAN PTNRS ASSET|BIDS|BIDS TRADING L.P.|100
APAM|ARTISAN PTNRS ASSET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1721
APAM|ARTISAN PTNRS ASSET|BLKX|INSTINET, LLC|24818
APAM|ARTISAN PTNRS ASSET|BMOC|BMO Capital Markets Corp.|199
APAM|ARTISAN PTNRS ASSET|BNPX|BNP PARIBAS SECURITIES CORP.|2458
APAM|ARTISAN PTNRS ASSET|BTIG|BTIG, LLC|12803
APAM|ARTISAN PTNRS ASSET|BYXM|CBOE TRADING, INC.|83
APAM|ARTISAN PTNRS ASSET|BZYD|GOLDMAN SACHS & CO. LLC|1000
APAM|ARTISAN PTNRS ASSET|CHAS|Charles Schwab & Co., Inc.|64
APAM|ARTISAN PTNRS ASSET|CIST|Capital Institutional Services, Inc.|949
APAM|ARTISAN PTNRS ASSET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13966
APAM|ARTISAN PTNRS ASSET|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
APAM|ARTISAN PTNRS ASSET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|130297
APAM|ARTISAN PTNRS ASSET|CTDL|Citadel Derivatives Group Llc|6808
APAM|ARTISAN PTNRS ASSET|CXCX|CITIGROUP GLOBAL MARKETS INC.|20942
APAM|ARTISAN PTNRS ASSET|DBAB|Deutsche Bank Securities Inc.|157075
APAM|ARTISAN PTNRS ASSET|DBAX|Deutsche Bank Securities Inc.|157000
APAM|ARTISAN PTNRS ASSET|DBUL|Deutsche Bank Securities Inc.|100
APAM|ARTISAN PTNRS ASSET|DEAN|MORGAN STANLEY|2103
APAM|ARTISAN PTNRS ASSET|DEGS|RONIN PROFESSIONAL LLC|100
APAM|ARTISAN PTNRS ASSET|EBXL|EBX LLC|16900
APAM|ARTISAN PTNRS ASSET|ECUT|CONVERGEX EXECUTION SOLUTIONS|17206
APAM|ARTISAN PTNRS ASSET|EDJO|Edward D. Jones & Co., L.P.|3733
APAM|ARTISAN PTNRS ASSET|EGAM|CBOE TRADING, INC.|4792
APAM|ARTISAN PTNRS ASSET|EGAW|CBOE TRADING, INC.|100
APAM|ARTISAN PTNRS ASSET|EGXM|CBOE TRADING, INC.|1314
APAM|ARTISAN PTNRS ASSET|ELEV|ELEVATION, LLC|7018
APAM|ARTISAN PTNRS ASSET|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1464
APAM|ARTISAN PTNRS ASSET|ETRS|E*Trade Securities LLC|3799
APAM|ARTISAN PTNRS ASSET|FILL|Tradestation Securities, Inc.|752
APAM|ARTISAN PTNRS ASSET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35026
APAM|ARTISAN PTNRS ASSET|FTBR|Foliofn Investments, Inc.|495
APAM|ARTISAN PTNRS ASSET|GLIS|TD Securities Inc|35
APAM|ARTISAN PTNRS ASSET|GLPX|ACS EXECUTION SERVICES, LLC|22858
APAM|ARTISAN PTNRS ASSET|GSCO|GOLDMAN SACHS & CO. LLC|254059
APAM|ARTISAN PTNRS ASSET|GSCS|GOLDMAN SACHS & CO. LLC|1500
APAM|ARTISAN PTNRS ASSET|GSLT|GOLDMAN SACHS & CO. LLC|925
APAM|ARTISAN PTNRS ASSET|GTSZ|GTS SECURITIES LLC|42767
APAM|ARTISAN PTNRS ASSET|HRBF|American Enterprise Investment Services Inc.|1335
APAM|ARTISAN PTNRS ASSET|IATS|INTERACTIVE BROKERS LLC|1858
APAM|ARTISAN PTNRS ASSET|IBKR|Interactive Brokers Llc|1536
APAM|ARTISAN PTNRS ASSET|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
APAM|ARTISAN PTNRS ASSET|ICBX|INSTINET, LLC|33000
APAM|ARTISAN PTNRS ASSET|IEQY|CITADEL SECURITIES LLC|6228
APAM|ARTISAN PTNRS ASSET|INCA|INSTINET, LLC|66075
APAM|ARTISAN PTNRS ASSET|INJX|INSTINET, LLC|1110
APAM|ARTISAN PTNRS ASSET|ITGI|ITG Inc.|83089
APAM|ARTISAN PTNRS ASSET|ITGP|ITG INC.|299800
APAM|ARTISAN PTNRS ASSET|JANY|Janney Montgomery Scott Inc.|2
APAM|ARTISAN PTNRS ASSET|JEFF|JEFFERIES LLC|80145
APAM|ARTISAN PTNRS ASSET|JMPT|JUMP TRADING, LLC|1653
APAM|ARTISAN PTNRS ASSET|JONE|JonesTrading|173250
APAM|ARTISAN PTNRS ASSET|JPBX|J.P. MORGAN SECURITIES LLC|24120
APAM|ARTISAN PTNRS ASSET|JPMX|J.P. Morgan Securities LLC|170677
APAM|ARTISAN PTNRS ASSET|JSJX|JANE STREET CAPITAL LLC|17249
APAM|ARTISAN PTNRS ASSET|KCGM|VIRTU Americas LLC|14247
APAM|ARTISAN PTNRS ASSET|LEHM|Barclays Capital Inc./Le|113925
APAM|ARTISAN PTNRS ASSET|LIME|Lime Brokerage LLC|14313
APAM|ARTISAN PTNRS ASSET|LOOP|Loop Capital Markets LLC|12400
APAM|ARTISAN PTNRS ASSET|LQNA|LIQUIDNET, INC.|20000
APAM|ARTISAN PTNRS ASSET|MACQ|Macquarie Capital (USA) Inc.|800
APAM|ARTISAN PTNRS ASSET|MAXM|Maxim Group LLC|11
APAM|ARTISAN PTNRS ASSET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76029
APAM|ARTISAN PTNRS ASSET|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3539
APAM|ARTISAN PTNRS ASSET|MSCO|MORGAN STANLEY & CO. LLC|192496
APAM|ARTISAN PTNRS ASSET|MSPL|MORGAN STANLEY & CO. LLC|205800
APAM|ARTISAN PTNRS ASSET|MSTX|MORGAN STANLEY & CO. LLC|51600
APAM|ARTISAN PTNRS ASSET|NFSC|National Financial Services LLC|72173
APAM|ARTISAN PTNRS ASSET|NITE|VIRTU Americas LLC|151056
APAM|ARTISAN PTNRS ASSET|NITP|VIRTU Americas LLC|2200
APAM|ARTISAN PTNRS ASSET|OPCO|Oppenheimer & Co. Inc.|12288
APAM|ARTISAN PTNRS ASSET|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5405
APAM|ARTISAN PTNRS ASSET|PDQM|CODA MARKETS, INC.|13363
APAM|ARTISAN PTNRS ASSET|PWJC|UBS Financial Services, Inc.|92
APAM|ARTISAN PTNRS ASSET|RBCM|RBC CAPITAL MARKETS, LLC|1589
APAM|ARTISAN PTNRS ASSET|SAGL|SAGETRADER, LLC|800
APAM|ARTISAN PTNRS ASSET|SALI|INTL FCSTONE FINANCIAL INC.|64
APAM|ARTISAN PTNRS ASSET|SBRX|MURIEL SIEBERT & CO INC|1000
APAM|ARTISAN PTNRS ASSET|SBSH|Citigroup Global Markets Inc.|26229
APAM|ARTISAN PTNRS ASSET|SEIC|SEI Investments Distribution Co.|900
APAM|ARTISAN PTNRS ASSET|SGMT|GOLDMAN SACHS & CO. LLC|44043
APAM|ARTISAN PTNRS ASSET|SPDR|SPEEDROUTE LLC|2900
APAM|ARTISAN PTNRS ASSET|SPHN|Stephens Inc.|300
APAM|ARTISAN PTNRS ASSET|SSBS|STATE STREET GLOBAL MARKETS, LLC|39186
APAM|ARTISAN PTNRS ASSET|STFL|Stifel, Nicolaus & Company, Incorporated|18423
APAM|ARTISAN PTNRS ASSET|SWIM|TD Ameritrade, Inc.|548
APAM|ARTISAN PTNRS ASSET|SWST|Hilltop Securities Inc.|185
APAM|ARTISAN PTNRS ASSET|TKNG|ALLY INVEST SECURITIES LLC|294
APAM|ARTISAN PTNRS ASSET|TRBT|Tradebot Systems, Inc.|2328
APAM|ARTISAN PTNRS ASSET|TRCM|TRC MARKETS LLC|10918
APAM|ARTISAN PTNRS ASSET|UBSA|UBS SECURITIES LLC|298334
APAM|ARTISAN PTNRS ASSET|UBSS|UBS Securities LLC|323797
APAM|ARTISAN PTNRS ASSET|VALX|VIRTU AMERICAS LLC|14448
APAM|ARTISAN PTNRS ASSET|VERT|The Vertical Trading Group, LLC|110
APAM|ARTISAN PTNRS ASSET|VGRD|Vanguard Marketing Corporation|9400
APAM|ARTISAN PTNRS ASSET|WBPX|SUMMIT SECURITIES GROUP, LLC|40
APAM|ARTISAN PTNRS ASSET|WCHV|WELLS FARGO SECURITIES, LLC|68320
APAM|ARTISAN PTNRS ASSET|WEDB|WEDBUSH SECURITIES INC.|97
APAM|ARTISAN PTNRS ASSET|WEED|Weeden & Co.L.P.|9430
APAM|ARTISAN PTNRS ASSET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|965
APAM|ARTISAN PTNRS ASSET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2559
APAM|ARTISAN PTNRS ASSET|WGIF|CIBC World Markets Inc.|26
APAM|ARTISAN PTNRS ASSET|WSEA|WOLVERINE SECURITIES, LLC|3660
APAM|ARTISAN PTNRS ASSET|XIST|INSTINET, LLC|13400
APAM|ARTISAN PTNRS ASSET|XSTM|NATIONAL FINANCIAL SERVICES LLC|11266
APAM|ARTISAN PTNRS ASSET|YKNA|COMHAR CAPITAL MARKETS, LLC|100
APAM|ARTISAN PTNRS ASSET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|537
APB|ASIA PACIFIC FD|APCC|Apex Clearing Corporation|147
APB|ASIA PACIFIC FD|BATM|CBOE TRADING, INC.|2000
APB|ASIA PACIFIC FD|CANT|Cantor Fitzgerald & Co.|128358
APB|ASIA PACIFIC FD|CIST|Capital Institutional Services, Inc.|25
APB|ASIA PACIFIC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
APB|ASIA PACIFIC FD|DBAX|Deutsche Bank Securities Inc.|300
APB|ASIA PACIFIC FD|DEAN|MORGAN STANLEY|420
APB|ASIA PACIFIC FD|DEGS|RONIN PROFESSIONAL LLC|100
APB|ASIA PACIFIC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|104
APB|ASIA PACIFIC FD|EDJO|Edward D. Jones & Co., L.P.|1215
APB|ASIA PACIFIC FD|EGAM|CBOE TRADING, INC.|126
APB|ASIA PACIFIC FD|ETRS|E*Trade Securities LLC|3058
APB|ASIA PACIFIC FD|FTBR|Foliofn Investments, Inc.|1
APB|ASIA PACIFIC FD|GTSZ|GTS SECURITIES LLC|100
APB|ASIA PACIFIC FD|HRBF|American Enterprise Investment Services Inc.|4800
APB|ASIA PACIFIC FD|IBKR|Interactive Brokers Llc|302
APB|ASIA PACIFIC FD|ICBX|INSTINET, LLC|200
APB|ASIA PACIFIC FD|ITGI|ITG Inc.|1050
APB|ASIA PACIFIC FD|ITGP|ITG INC.|1200
APB|ASIA PACIFIC FD|LIME|Lime Brokerage LLC|200
APB|ASIA PACIFIC FD|MCMF|Raymond James Ltd. Cds|265
APB|ASIA PACIFIC FD|MSCO|MORGAN STANLEY & CO. LLC|1080
APB|ASIA PACIFIC FD|NFSC|National Financial Services LLC|4673
APB|ASIA PACIFIC FD|NITE|VIRTU Americas LLC|9771
APB|ASIA PACIFIC FD|RBCM|RBC CAPITAL MARKETS, LLC|551
APB|ASIA PACIFIC FD|SBSH|Citigroup Global Markets Inc.|406
APB|ASIA PACIFIC FD|SPDR|SPEEDROUTE LLC|200
APB|ASIA PACIFIC FD|SWIM|TD Ameritrade, Inc.|200
APB|ASIA PACIFIC FD|TRCM|TRC MARKETS LLC|270
APB|ASIA PACIFIC FD|UBSA|UBS SECURITIES LLC|400
APB|ASIA PACIFIC FD|UBSS|UBS Securities LLC|1810
APB|ASIA PACIFIC FD|VGRD|Vanguard Marketing Corporation|670
APB|ASIA PACIFIC FD|WCHV|WELLS FARGO SECURITIES, LLC|765
APB|ASIA PACIFIC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7012
APC|ANADARKO PETROLEUM|ABLE|NATIXIS Securities Americas LLC|632738
APC|ANADARKO PETROLEUM|AGIS|Aegis Capital Corp.|77
APC|ANADARKO PETROLEUM|ALTX|Alternet Securities Inc.|30558
APC|ANADARKO PETROLEUM|ANOS|ABEL/NOSER, L.L.C.|1047
APC|ANADARKO PETROLEUM|APCC|Apex Clearing Corporation|13561
APC|ANADARKO PETROLEUM|AQUA|AQUA SECURITIES L.P.|19900
APC|ANADARKO PETROLEUM|AVON|Avondale Partners, LLC|5405
APC|ANADARKO PETROLEUM|BANK|Primevest Financial Services, Inc.|7
APC|ANADARKO PETROLEUM|BARD|Robert W. Baird & Co. Incorporated|2134
APC|ANADARKO PETROLEUM|BATM|CBOE TRADING, INC.|25099
APC|ANADARKO PETROLEUM|BAYC|BAY CREST PARTNERS, LLC|6397
APC|ANADARKO PETROLEUM|BAYT|BTIG, LLC|4300
APC|ANADARKO PETROLEUM|BBNT|BB&T SECURITIES, LLC|2744
APC|ANADARKO PETROLEUM|BERN|Sanford C. Bernstein & Co., LLC|397284
APC|ANADARKO PETROLEUM|BIDS|BIDS TRADING L.P.|194300
APC|ANADARKO PETROLEUM|BIMI|Banca IMI Securities Corp.|4776
APC|ANADARKO PETROLEUM|BKCM|BNY Mellon Capital Markets LLC|50
APC|ANADARKO PETROLEUM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36170
APC|ANADARKO PETROLEUM|BLKX|INSTINET, LLC|136693
APC|ANADARKO PETROLEUM|BMOC|BMO Capital Markets Corp.|197353
APC|ANADARKO PETROLEUM|BNPX|BNP PARIBAS SECURITIES CORP.|584941
APC|ANADARKO PETROLEUM|BTIG|BTIG, LLC|71174
APC|ANADARKO PETROLEUM|BYXM|CBOE TRADING, INC.|5669
APC|ANADARKO PETROLEUM|BZYD|GOLDMAN SACHS & CO. LLC|800
APC|ANADARKO PETROLEUM|CANT|Cantor Fitzgerald & Co.|4551
APC|ANADARKO PETROLEUM|CBLC|CITIGROUP GLOBAL MARKETS INC.|133916
APC|ANADARKO PETROLEUM|CHAS|Charles Schwab & Co., Inc.|18965
APC|ANADARKO PETROLEUM|CIBP|CIBC World Markets Corp.|28502
APC|ANADARKO PETROLEUM|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
APC|ANADARKO PETROLEUM|CIST|Capital Institutional Services, Inc.|1702
APC|ANADARKO PETROLEUM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|403339
APC|ANADARKO PETROLEUM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2112
APC|ANADARKO PETROLEUM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4126
APC|ANADARKO PETROLEUM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1293953
APC|ANADARKO PETROLEUM|CTDL|Citadel Derivatives Group Llc|104037
APC|ANADARKO PETROLEUM|CTLR|CUTLER GROUP, LP|443
APC|ANADARKO PETROLEUM|CXCX|CITIGROUP GLOBAL MARKETS INC.|135030
APC|ANADARKO PETROLEUM|DADA|D.A. Davidson & Co.|3381
APC|ANADARKO PETROLEUM|DAVA|Davenport & Company LLC|101
APC|ANADARKO PETROLEUM|DBAB|Deutsche Bank Securities Inc.|1209892
APC|ANADARKO PETROLEUM|DBAX|Deutsche Bank Securities Inc.|945800
APC|ANADARKO PETROLEUM|DBUL|Deutsche Bank Securities Inc.|11562
APC|ANADARKO PETROLEUM|DCHF|Dart Executions, LLC|18830
APC|ANADARKO PETROLEUM|DEAN|MORGAN STANLEY|52051
APC|ANADARKO PETROLEUM|DEGS|RONIN PROFESSIONAL LLC|1200
APC|ANADARKO PETROLEUM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5823
APC|ANADARKO PETROLEUM|DRWK|DRW SECURITIES, L.L.C.|10402
APC|ANADARKO PETROLEUM|EBXL|EBX LLC|1173800
APC|ANADARKO PETROLEUM|ECUT|CONVERGEX EXECUTION SOLUTIONS|64952
APC|ANADARKO PETROLEUM|EDJC|Edward Jones / CDS|8
APC|ANADARKO PETROLEUM|EDJO|Edward D. Jones & Co., L.P.|69204
APC|ANADARKO PETROLEUM|EGAM|CBOE TRADING, INC.|71173
APC|ANADARKO PETROLEUM|EGAW|CBOE TRADING, INC.|820
APC|ANADARKO PETROLEUM|EGXM|CBOE TRADING, INC.|28442
APC|ANADARKO PETROLEUM|EGXW|CBOE TRADING, INC.|200
APC|ANADARKO PETROLEUM|ETBE|Electronic Transaction Clearing, Inc.|98535
APC|ANADARKO PETROLEUM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|882
APC|ANADARKO PETROLEUM|ETCC|Electronic Transaction Clearing, Inc.|2050
APC|ANADARKO PETROLEUM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|64653
APC|ANADARKO PETROLEUM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2632
APC|ANADARKO PETROLEUM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
APC|ANADARKO PETROLEUM|ETRS|E*Trade Securities LLC|294955
APC|ANADARKO PETROLEUM|FBSB|U.S. Bancorp Investments, Inc.|127
APC|ANADARKO PETROLEUM|FILL|Tradestation Securities, Inc.|48760
APC|ANADARKO PETROLEUM|FINX|FINTECH SECURITIES|1205
APC|ANADARKO PETROLEUM|FMAF|NBCN Inc./ CDS|153
APC|ANADARKO PETROLEUM|FOGS|FOG EQUITIES LLC|10560
APC|ANADARKO PETROLEUM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8559
APC|ANADARKO PETROLEUM|FQLS|Quantlab Securities LP|1458146
APC|ANADARKO PETROLEUM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|152295
APC|ANADARKO PETROLEUM|FTBR|Foliofn Investments, Inc.|6183
APC|ANADARKO PETROLEUM|GARC|ICAP Corporates LLC|8346
APC|ANADARKO PETROLEUM|GBMT|GBM International, Inc.|3764
APC|ANADARKO PETROLEUM|GEBB|GLOBAL EXECUTION BROKERS, LP|13788
APC|ANADARKO PETROLEUM|GLIS|TD Securities Inc|1017
APC|ANADARKO PETROLEUM|GLPX|ACS EXECUTION SERVICES, LLC|154668
APC|ANADARKO PETROLEUM|GSCO|GOLDMAN SACHS & CO. LLC|4891267
APC|ANADARKO PETROLEUM|GSCS|GOLDMAN SACHS & CO. LLC|77920
APC|ANADARKO PETROLEUM|GSLT|GOLDMAN SACHS & CO. LLC|38478
APC|ANADARKO PETROLEUM|GTSZ|GTS SECURITIES LLC|1126107
APC|ANADARKO PETROLEUM|HAPX|HAP Trading, LLC|400
APC|ANADARKO PETROLEUM|HRBF|American Enterprise Investment Services Inc.|67159
APC|ANADARKO PETROLEUM|HSBC|HSBC Securities, Inc.|13636
APC|ANADARKO PETROLEUM|IATS|INTERACTIVE BROKERS LLC|34222
APC|ANADARKO PETROLEUM|IBKR|Interactive Brokers Llc|52742
APC|ANADARKO PETROLEUM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1786
APC|ANADARKO PETROLEUM|ICBX|INSTINET, LLC|297875
APC|ANADARKO PETROLEUM|IEQY|CITADEL SECURITIES LLC|1065785
APC|ANADARKO PETROLEUM|INCA|INSTINET, LLC|1232831
APC|ANADARKO PETROLEUM|INJX|INSTINET, LLC|45218
APC|ANADARKO PETROLEUM|ITGI|ITG Inc.|151552
APC|ANADARKO PETROLEUM|ITGP|ITG INC.|420000
APC|ANADARKO PETROLEUM|JANY|Janney Montgomery Scott Inc.|27732
APC|ANADARKO PETROLEUM|JEFF|JEFFERIES LLC|438866
APC|ANADARKO PETROLEUM|JMPT|JUMP TRADING, LLC|388086
APC|ANADARKO PETROLEUM|JONE|JonesTrading|5800
APC|ANADARKO PETROLEUM|JPBX|J.P. MORGAN SECURITIES LLC|576074
APC|ANADARKO PETROLEUM|JPMX|J.P. Morgan Securities LLC|1715824
APC|ANADARKO PETROLEUM|JRCO|Johnson Rice & Company L.L.C.|1200
APC|ANADARKO PETROLEUM|JSJX|JANE STREET CAPITAL LLC|154414
APC|ANADARKO PETROLEUM|JUTA|JUMP TRADING, LLC|100
APC|ANADARKO PETROLEUM|KCGM|VIRTU Americas LLC|172581
APC|ANADARKO PETROLEUM|KEYB|KEYBANC CAPITAL MARKETS INC.|98000
APC|ANADARKO PETROLEUM|LEHM|Barclays Capital Inc./Le|3720532
APC|ANADARKO PETROLEUM|LIME|Lime Brokerage LLC|170179
APC|ANADARKO PETROLEUM|LMNX|LUMINEX TRADING & ANALYTICS LLC|35000
APC|ANADARKO PETROLEUM|LOOP|Loop Capital Markets LLC|7913
APC|ANADARKO PETROLEUM|LQNA|LIQUIDNET, INC.|397200
APC|ANADARKO PETROLEUM|LQNB|LIQUIDNET, INC.|193100
APC|ANADARKO PETROLEUM|LSCI|Lek Securities Corporation|279622
APC|ANADARKO PETROLEUM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1052
APC|ANADARKO PETROLEUM|MACC|Mid Atlantic Capital Corporation|904
APC|ANADARKO PETROLEUM|MACQ|Macquarie Capital (USA) Inc.|2584
APC|ANADARKO PETROLEUM|MAXM|Maxim Group LLC|34763
APC|ANADARKO PETROLEUM|MBTS|ALLY INVEST SECURITIES LLC|115
APC|ANADARKO PETROLEUM|MCMF|Raymond James Ltd. Cds|400
APC|ANADARKO PETROLEUM|MKMP|MKM Partners LLC|41300
APC|ANADARKO PETROLEUM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|358396
APC|ANADARKO PETROLEUM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
APC|ANADARKO PETROLEUM|MNDX|TJM Investments, LLC|36231
APC|ANADARKO PETROLEUM|MOTF|MOTIF INVESTING, INC.|26
APC|ANADARKO PETROLEUM|MSCO|MORGAN STANLEY & CO. LLC|5263350
APC|ANADARKO PETROLEUM|MSPL|MORGAN STANLEY & CO. LLC|881500
APC|ANADARKO PETROLEUM|MSTX|MORGAN STANLEY & CO. LLC|539600
APC|ANADARKO PETROLEUM|MZHO|Mizuho Securities USA LLC|229965
APC|ANADARKO PETROLEUM|NBCS|NBC Securities, INC.|206
APC|ANADARKO PETROLEUM|NEED|Needham & Company, LLC|2290
APC|ANADARKO PETROLEUM|NEUB|NEUBERGER BERMAN BD LLC|1300
APC|ANADARKO PETROLEUM|NFSC|National Financial Services LLC|984909
APC|ANADARKO PETROLEUM|NITE|VIRTU Americas LLC|1891277
APC|ANADARKO PETROLEUM|NITP|VIRTU Americas LLC|4669
APC|ANADARKO PETROLEUM|NMRA|Nomura Securities International, Inc.|800
APC|ANADARKO PETROLEUM|NQRB|Brut, LLC|69937
APC|ANADARKO PETROLEUM|NTBF|BMO Nesbitt Burns Inc./CDS|206
APC|ANADARKO PETROLEUM|NTRC|Northern Trust Securities, Inc.|1878
APC|ANADARKO PETROLEUM|OHOS|TWO SIGMA SECURITIES, LLC|529267
APC|ANADARKO PETROLEUM|OPCO|Oppenheimer & Co. Inc.|8241
APC|ANADARKO PETROLEUM|OTAA|OTA LLC|300
APC|ANADARKO PETROLEUM|PDQM|CODA MARKETS, INC.|98570
APC|ANADARKO PETROLEUM|PHLY|NASDAQ Execution Services, LLC|21200
APC|ANADARKO PETROLEUM|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|400
APC|ANADARKO PETROLEUM|PICT|Pictet Overseas Inc.|441
APC|ANADARKO PETROLEUM|PIPR|Piper Jaffray & Co.|7310
APC|ANADARKO PETROLEUM|PNSR|Penserra Securities, LLC|1800
APC|ANADARKO PETROLEUM|PREC|PRECISION SECURITIES, LLC|300
APC|ANADARKO PETROLEUM|PWJC|UBS Financial Services, Inc.|18904
APC|ANADARKO PETROLEUM|QMSR|QUATTRO M SECURITIES INC.|1799
APC|ANADARKO PETROLEUM|RBCM|RBC CAPITAL MARKETS, LLC|15279
APC|ANADARKO PETROLEUM|RHCO|Suntrust Robinson Humphrey, Inc.|4472
APC|ANADARKO PETROLEUM|ROTH|Roth Capital Partners, LLC|3600
APC|ANADARKO PETROLEUM|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|100
APC|ANADARKO PETROLEUM|SAGL|SAGETRADER, LLC|74614
APC|ANADARKO PETROLEUM|SAGW|SAGETRADER, LLC|713
APC|ANADARKO PETROLEUM|SALI|INTL FCSTONE FINANCIAL INC.|2824
APC|ANADARKO PETROLEUM|SBSH|Citigroup Global Markets Inc.|1293696
APC|ANADARKO PETROLEUM|SGMT|GOLDMAN SACHS & CO. LLC|556236
APC|ANADARKO PETROLEUM|SIBO|Prime Executions, Inc.|59958
APC|ANADARKO PETROLEUM|SJLS|TRADE INFORMATICS LLC|300
APC|ANADARKO PETROLEUM|SOCO|Capital One Southcoast, Inc|100
APC|ANADARKO PETROLEUM|SPDR|SPEEDROUTE LLC|62325
APC|ANADARKO PETROLEUM|SPHN|Stephens Inc.|2
APC|ANADARKO PETROLEUM|STFL|Stifel, Nicolaus & Company, Incorporated|66826
APC|ANADARKO PETROLEUM|STKP|STOCKPILE INVESTMENTS, INC.|46
APC|ANADARKO PETROLEUM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12293
APC|ANADARKO PETROLEUM|SWIM|TD Ameritrade, Inc.|449378
APC|ANADARKO PETROLEUM|SWST|Hilltop Securities Inc.|11656
APC|ANADARKO PETROLEUM|TAGC|TELSEY ADVISORY GROUP LLC|5097
APC|ANADARKO PETROLEUM|TDSI|TD Securities (USA) LLC|200
APC|ANADARKO PETROLEUM|TKNG|ALLY INVEST SECURITIES LLC|3943
APC|ANADARKO PETROLEUM|TOUR|TOURMALINE PARTNERS, LLC|8400
APC|ANADARKO PETROLEUM|TRBT|Tradebot Systems, Inc.|982740
APC|ANADARKO PETROLEUM|TRCM|TRC MARKETS LLC|1696539
APC|ANADARKO PETROLEUM|TWTT|TASTYWORKS, INC.|285
APC|ANADARKO PETROLEUM|UBSA|UBS SECURITIES LLC|2373055
APC|ANADARKO PETROLEUM|UBSS|UBS Securities LLC|3807240
APC|ANADARKO PETROLEUM|VALX|VIRTU AMERICAS LLC|40623
APC|ANADARKO PETROLEUM|VGRD|Vanguard Marketing Corporation|29116
APC|ANADARKO PETROLEUM|VSIN|Vision Financial Markets Llc|175
APC|ANADARKO PETROLEUM|WABR|Wall Street Access|710
APC|ANADARKO PETROLEUM|WBET|Wallachbeth Capital LLC|12299
APC|ANADARKO PETROLEUM|WBLR|WILLIAM BLAIR|776
APC|ANADARKO PETROLEUM|WBPX|SUMMIT SECURITIES GROUP, LLC|3364
APC|ANADARKO PETROLEUM|WCHV|WELLS FARGO SECURITIES, LLC|886586
APC|ANADARKO PETROLEUM|WDNX|WEEDEN & CO.L.P.|8812
APC|ANADARKO PETROLEUM|WEDB|WEDBUSH SECURITIES INC.|19802
APC|ANADARKO PETROLEUM|WEED|Weeden & Co.L.P.|7000
APC|ANADARKO PETROLEUM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|204086
APC|ANADARKO PETROLEUM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|110333
APC|ANADARKO PETROLEUM|WGIF|CIBC World Markets Inc.|3725
APC|ANADARKO PETROLEUM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|636
APC|ANADARKO PETROLEUM|WSAG|WALL STREET ACCESS|44
APC|ANADARKO PETROLEUM|WSEA|WOLVERINE SECURITIES, LLC|24603
APC|ANADARKO PETROLEUM|XIST|INSTINET, LLC|114388
APC|ANADARKO PETROLEUM|XPQR|Jump Trading|7900
APC|ANADARKO PETROLEUM|XSTM|NATIONAL FINANCIAL SERVICES LLC|277000
APC|ANADARKO PETROLEUM|YKNA|COMHAR CAPITAL MARKETS, LLC|4168
APC|ANADARKO PETROLEUM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3052
APD|AIR PRODUCTS CHEM|ABLE|NATIXIS Securities Americas LLC|26371
APD|AIR PRODUCTS CHEM|ALTX|Alternet Securities Inc.|6165
APD|AIR PRODUCTS CHEM|ANOS|ABEL/NOSER, L.L.C.|34383
APD|AIR PRODUCTS CHEM|APCC|Apex Clearing Corporation|2636
APD|AIR PRODUCTS CHEM|BANK|Primevest Financial Services, Inc.|129
APD|AIR PRODUCTS CHEM|BARD|Robert W. Baird & Co. Incorporated|4192
APD|AIR PRODUCTS CHEM|BATM|CBOE TRADING, INC.|9888
APD|AIR PRODUCTS CHEM|BAYC|BAY CREST PARTNERS, LLC|159
APD|AIR PRODUCTS CHEM|BAYT|BTIG, LLC|200
APD|AIR PRODUCTS CHEM|BBNT|BB&T SECURITIES, LLC|522
APD|AIR PRODUCTS CHEM|BERN|Sanford C. Bernstein & Co., LLC|55197
APD|AIR PRODUCTS CHEM|BIDS|BIDS TRADING L.P.|1100
APD|AIR PRODUCTS CHEM|BIMI|Banca IMI Securities Corp.|423
APD|AIR PRODUCTS CHEM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36030
APD|AIR PRODUCTS CHEM|BLKX|INSTINET, LLC|77046
APD|AIR PRODUCTS CHEM|BMOC|BMO Capital Markets Corp.|1007
APD|AIR PRODUCTS CHEM|BNPX|BNP PARIBAS SECURITIES CORP.|54712
APD|AIR PRODUCTS CHEM|BTIG|BTIG, LLC|2269
APD|AIR PRODUCTS CHEM|BYXM|CBOE TRADING, INC.|2100
APD|AIR PRODUCTS CHEM|BZYD|GOLDMAN SACHS & CO. LLC|100
APD|AIR PRODUCTS CHEM|CABR|Cabrera Capital Markets, Inc.|130
APD|AIR PRODUCTS CHEM|CANT|Cantor Fitzgerald & Co.|1167
APD|AIR PRODUCTS CHEM|CHAS|Charles Schwab & Co., Inc.|1739
APD|AIR PRODUCTS CHEM|CIBP|CIBC World Markets Corp.|74147
APD|AIR PRODUCTS CHEM|CICF|Canaccord Genuity Corp.|3
APD|AIR PRODUCTS CHEM|CIOI|CITIGROUP GLOBAL MARKETS INC|5199
APD|AIR PRODUCTS CHEM|CIST|Capital Institutional Services, Inc.|4925
APD|AIR PRODUCTS CHEM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90072
APD|AIR PRODUCTS CHEM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
APD|AIR PRODUCTS CHEM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|814
APD|AIR PRODUCTS CHEM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|542448
APD|AIR PRODUCTS CHEM|CTDL|Citadel Derivatives Group Llc|12283
APD|AIR PRODUCTS CHEM|CXCX|CITIGROUP GLOBAL MARKETS INC.|56870
APD|AIR PRODUCTS CHEM|DADA|D.A. Davidson & Co.|416
APD|AIR PRODUCTS CHEM|DAVA|Davenport & Company LLC|271
APD|AIR PRODUCTS CHEM|DBAB|Deutsche Bank Securities Inc.|334891
APD|AIR PRODUCTS CHEM|DBAX|Deutsche Bank Securities Inc.|294400
APD|AIR PRODUCTS CHEM|DBUL|Deutsche Bank Securities Inc.|2700
APD|AIR PRODUCTS CHEM|DCHF|Dart Executions, LLC|3581
APD|AIR PRODUCTS CHEM|DEAN|MORGAN STANLEY|6634
APD|AIR PRODUCTS CHEM|DEGS|RONIN PROFESSIONAL LLC|200
APD|AIR PRODUCTS CHEM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7955
APD|AIR PRODUCTS CHEM|DRWK|DRW SECURITIES, L.L.C.|5490
APD|AIR PRODUCTS CHEM|EBXL|EBX LLC|144900
APD|AIR PRODUCTS CHEM|ECUT|CONVERGEX EXECUTION SOLUTIONS|20527
APD|AIR PRODUCTS CHEM|EDJO|Edward D. Jones & Co., L.P.|11666
APD|AIR PRODUCTS CHEM|EGAM|CBOE TRADING, INC.|9079
APD|AIR PRODUCTS CHEM|EGAW|CBOE TRADING, INC.|32
APD|AIR PRODUCTS CHEM|EGMT|EG MARKET TECHNOLOGIES LLC|1254
APD|AIR PRODUCTS CHEM|EGXM|CBOE TRADING, INC.|2343
APD|AIR PRODUCTS CHEM|EGXW|CBOE TRADING, INC.|652
APD|AIR PRODUCTS CHEM|ESPO|ESPOSITO SECURITIES, LLC|2
APD|AIR PRODUCTS CHEM|ETBE|Electronic Transaction Clearing, Inc.|27044
APD|AIR PRODUCTS CHEM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
APD|AIR PRODUCTS CHEM|ETCC|Electronic Transaction Clearing, Inc.|287
APD|AIR PRODUCTS CHEM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39740
APD|AIR PRODUCTS CHEM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|50
APD|AIR PRODUCTS CHEM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|630
APD|AIR PRODUCTS CHEM|ETRS|E*Trade Securities LLC|14995
APD|AIR PRODUCTS CHEM|FILL|Tradestation Securities, Inc.|1337
APD|AIR PRODUCTS CHEM|FINX|FINTECH SECURITIES|1648
APD|AIR PRODUCTS CHEM|FMAF|NBCN Inc./ CDS|624
APD|AIR PRODUCTS CHEM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3300
APD|AIR PRODUCTS CHEM|FQLS|Quantlab Securities LP|314659
APD|AIR PRODUCTS CHEM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66090
APD|AIR PRODUCTS CHEM|FTBR|Foliofn Investments, Inc.|4185
APD|AIR PRODUCTS CHEM|GLIS|TD Securities Inc|62
APD|AIR PRODUCTS CHEM|GLPX|ACS EXECUTION SERVICES, LLC|29315
APD|AIR PRODUCTS CHEM|GSCO|GOLDMAN SACHS & CO. LLC|762631
APD|AIR PRODUCTS CHEM|GSCS|GOLDMAN SACHS & CO. LLC|25239
APD|AIR PRODUCTS CHEM|GSLT|GOLDMAN SACHS & CO. LLC|5408
APD|AIR PRODUCTS CHEM|GTSZ|GTS SECURITIES LLC|168442
APD|AIR PRODUCTS CHEM|HAPX|HAP Trading, LLC|500
APD|AIR PRODUCTS CHEM|HRBF|American Enterprise Investment Services Inc.|10601
APD|AIR PRODUCTS CHEM|HSBC|HSBC Securities, Inc.|26589
APD|AIR PRODUCTS CHEM|IATS|INTERACTIVE BROKERS LLC|5794
APD|AIR PRODUCTS CHEM|IBKR|Interactive Brokers Llc|10066
APD|AIR PRODUCTS CHEM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|262
APD|AIR PRODUCTS CHEM|ICBX|INSTINET, LLC|84431
APD|AIR PRODUCTS CHEM|IEQY|CITADEL SECURITIES LLC|119759
APD|AIR PRODUCTS CHEM|INCA|INSTINET, LLC|337122
APD|AIR PRODUCTS CHEM|INJX|INSTINET, LLC|7341
APD|AIR PRODUCTS CHEM|INTL|INTL FCSTONE FINANCIAL INC.|10
APD|AIR PRODUCTS CHEM|ITGI|ITG Inc.|59770
APD|AIR PRODUCTS CHEM|ITGP|ITG INC.|199800
APD|AIR PRODUCTS CHEM|JANY|Janney Montgomery Scott Inc.|6657
APD|AIR PRODUCTS CHEM|JEFF|JEFFERIES LLC|301401
APD|AIR PRODUCTS CHEM|JMPT|JUMP TRADING, LLC|30540
APD|AIR PRODUCTS CHEM|JPBX|J.P. MORGAN SECURITIES LLC|163013
APD|AIR PRODUCTS CHEM|JPMX|J.P. Morgan Securities LLC|490370
APD|AIR PRODUCTS CHEM|JSJX|JANE STREET CAPITAL LLC|12283
APD|AIR PRODUCTS CHEM|KCGM|VIRTU Americas LLC|40134
APD|AIR PRODUCTS CHEM|LEHM|Barclays Capital Inc./Le|744263
APD|AIR PRODUCTS CHEM|LIME|Lime Brokerage LLC|51996
APD|AIR PRODUCTS CHEM|LIWD|LIME BROKERAGE LLC|790
APD|AIR PRODUCTS CHEM|LQNA|LIQUIDNET, INC.|106300
APD|AIR PRODUCTS CHEM|LSCI|Lek Securities Corporation|121
APD|AIR PRODUCTS CHEM|MACC|Mid Atlantic Capital Corporation|1632
APD|AIR PRODUCTS CHEM|MACQ|Macquarie Capital (USA) Inc.|100
APD|AIR PRODUCTS CHEM|MBTS|ALLY INVEST SECURITIES LLC|9
APD|AIR PRODUCTS CHEM|MCMF|Raymond James Ltd. Cds|430
APD|AIR PRODUCTS CHEM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|88820
APD|AIR PRODUCTS CHEM|MOTF|MOTIF INVESTING, INC.|22
APD|AIR PRODUCTS CHEM|MSCO|MORGAN STANLEY & CO. LLC|1309593
APD|AIR PRODUCTS CHEM|MSPL|MORGAN STANLEY & CO. LLC|179900
APD|AIR PRODUCTS CHEM|MSTX|MORGAN STANLEY & CO. LLC|111000
APD|AIR PRODUCTS CHEM|MTON|MILLINGTON SECURITIES, INC.|15014
APD|AIR PRODUCTS CHEM|NEUB|NEUBERGER BERMAN BD LLC|5555
APD|AIR PRODUCTS CHEM|NFSC|National Financial Services LLC|129049
APD|AIR PRODUCTS CHEM|NITE|VIRTU Americas LLC|325362
APD|AIR PRODUCTS CHEM|NQRB|Brut, LLC|3501
APD|AIR PRODUCTS CHEM|NTBF|BMO Nesbitt Burns Inc./CDS|209
APD|AIR PRODUCTS CHEM|NTRC|Northern Trust Securities, Inc.|937
APD|AIR PRODUCTS CHEM|OHOS|TWO SIGMA SECURITIES, LLC|59988
APD|AIR PRODUCTS CHEM|ONEL|O'NEIL SECURITIES, INCORPORATED|790
APD|AIR PRODUCTS CHEM|OPCO|Oppenheimer & Co. Inc.|2466
APD|AIR PRODUCTS CHEM|PCPT|PHILLIP CAPITAL INC.|33
APD|AIR PRODUCTS CHEM|PDQM|CODA MARKETS, INC.|67745
APD|AIR PRODUCTS CHEM|PHLY|NASDAQ Execution Services, LLC|400
APD|AIR PRODUCTS CHEM|PICT|Pictet Overseas Inc.|8
APD|AIR PRODUCTS CHEM|PWJC|UBS Financial Services, Inc.|5427
APD|AIR PRODUCTS CHEM|QMSR|QUATTRO M SECURITIES INC.|327
APD|AIR PRODUCTS CHEM|RBCM|RBC CAPITAL MARKETS, LLC|10550
APD|AIR PRODUCTS CHEM|RHCO|Suntrust Robinson Humphrey, Inc.|900
APD|AIR PRODUCTS CHEM|SAGL|SAGETRADER, LLC|6094
APD|AIR PRODUCTS CHEM|SAGW|SAGETRADER, LLC|6
APD|AIR PRODUCTS CHEM|SALI|INTL FCSTONE FINANCIAL INC.|88
APD|AIR PRODUCTS CHEM|SBSH|Citigroup Global Markets Inc.|217052
APD|AIR PRODUCTS CHEM|SEIC|SEI Investments Distribution Co.|2148
APD|AIR PRODUCTS CHEM|SGMT|GOLDMAN SACHS & CO. LLC|153244
APD|AIR PRODUCTS CHEM|SHMR|ABN Amro Clearing LLC|139
APD|AIR PRODUCTS CHEM|SJLS|TRADE INFORMATICS LLC|11900
APD|AIR PRODUCTS CHEM|SPDR|SPEEDROUTE LLC|10003
APD|AIR PRODUCTS CHEM|SPHN|Stephens Inc.|637
APD|AIR PRODUCTS CHEM|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
APD|AIR PRODUCTS CHEM|STFL|Stifel, Nicolaus & Company, Incorporated|4974
APD|AIR PRODUCTS CHEM|STKP|STOCKPILE INVESTMENTS, INC.|18
APD|AIR PRODUCTS CHEM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4860
APD|AIR PRODUCTS CHEM|SWIM|TD Ameritrade, Inc.|6785
APD|AIR PRODUCTS CHEM|SWST|Hilltop Securities Inc.|875
APD|AIR PRODUCTS CHEM|TKNG|ALLY INVEST SECURITIES LLC|106
APD|AIR PRODUCTS CHEM|TOUR|TOURMALINE PARTNERS, LLC|3000
APD|AIR PRODUCTS CHEM|TRBT|Tradebot Systems, Inc.|207380
APD|AIR PRODUCTS CHEM|TRCM|TRC MARKETS LLC|174462
APD|AIR PRODUCTS CHEM|UBSA|UBS SECURITIES LLC|589212
APD|AIR PRODUCTS CHEM|UBSS|UBS Securities LLC|888395
APD|AIR PRODUCTS CHEM|VALX|VIRTU AMERICAS LLC|13731
APD|AIR PRODUCTS CHEM|VGRD|Vanguard Marketing Corporation|15941
APD|AIR PRODUCTS CHEM|WABR|Wall Street Access|17412
APD|AIR PRODUCTS CHEM|WBLR|WILLIAM BLAIR|55
APD|AIR PRODUCTS CHEM|WBPX|SUMMIT SECURITIES GROUP, LLC|4373
APD|AIR PRODUCTS CHEM|WCHV|WELLS FARGO SECURITIES, LLC|136512
APD|AIR PRODUCTS CHEM|WDNX|WEEDEN & CO.L.P.|578
APD|AIR PRODUCTS CHEM|WEDB|WEDBUSH SECURITIES INC.|3542
APD|AIR PRODUCTS CHEM|WEED|Weeden & Co.L.P.|4378
APD|AIR PRODUCTS CHEM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16255
APD|AIR PRODUCTS CHEM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25986
APD|AIR PRODUCTS CHEM|WGIF|CIBC World Markets Inc.|628
APD|AIR PRODUCTS CHEM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|974
APD|AIR PRODUCTS CHEM|WSAG|WALL STREET ACCESS|5166
APD|AIR PRODUCTS CHEM|WSEA|WOLVERINE SECURITIES, LLC|3679
APD|AIR PRODUCTS CHEM|XIST|INSTINET, LLC|8476
APD|AIR PRODUCTS CHEM|XPQR|Jump Trading|10435
APD|AIR PRODUCTS CHEM|XSTM|NATIONAL FINANCIAL SERVICES LLC|20900
APD|AIR PRODUCTS CHEM|YKNA|COMHAR CAPITAL MARKETS, LLC|4274
APD|AIR PRODUCTS CHEM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4853
APDN|APPLIED DNA SCNS CMN|AGIS|Aegis Capital Corp.|100
APDN|APPLIED DNA SCNS CMN|APCC|Apex Clearing Corporation|1462
APDN|APPLIED DNA SCNS CMN|BATM|CBOE TRADING, INC.|9
APDN|APPLIED DNA SCNS CMN|BIMI|Banca IMI Securities Corp.|2434
APDN|APPLIED DNA SCNS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15000
APDN|APPLIED DNA SCNS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5012
APDN|APPLIED DNA SCNS CMN|CTDL|Citadel Derivatives Group Llc|1428
APDN|APPLIED DNA SCNS CMN|DBAB|Deutsche Bank Securities Inc.|4562
APDN|APPLIED DNA SCNS CMN|DBAX|Deutsche Bank Securities Inc.|4000
APDN|APPLIED DNA SCNS CMN|DEGS|RONIN PROFESSIONAL LLC|3254
APDN|APPLIED DNA SCNS CMN|EBXL|EBX LLC|100
APDN|APPLIED DNA SCNS CMN|EGAM|CBOE TRADING, INC.|200
APDN|APPLIED DNA SCNS CMN|EGXW|CBOE TRADING, INC.|109
APDN|APPLIED DNA SCNS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4132
APDN|APPLIED DNA SCNS CMN|ETRS|E*Trade Securities LLC|66031
APDN|APPLIED DNA SCNS CMN|FBCO|Credit Suisse Securities (USA) LLC|4833
APDN|APPLIED DNA SCNS CMN|FILL|Tradestation Securities, Inc.|1230
APDN|APPLIED DNA SCNS CMN|FOMA|TD AMERITRADE CLEARING, INC.|131193
APDN|APPLIED DNA SCNS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|209
APDN|APPLIED DNA SCNS CMN|FTBR|Foliofn Investments, Inc.|38
APDN|APPLIED DNA SCNS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
APDN|APPLIED DNA SCNS CMN|GSCO|GOLDMAN SACHS & CO. LLC|4593
APDN|APPLIED DNA SCNS CMN|GSLT|GOLDMAN SACHS & CO. LLC|736
APDN|APPLIED DNA SCNS CMN|IATS|INTERACTIVE BROKERS LLC|2116
APDN|APPLIED DNA SCNS CMN|IBKR|Interactive Brokers Llc|96208
APDN|APPLIED DNA SCNS CMN|ICBX|INSTINET, LLC|5200
APDN|APPLIED DNA SCNS CMN|INCA|INSTINET, LLC|37967
APDN|APPLIED DNA SCNS CMN|INJX|INSTINET, LLC|100
APDN|APPLIED DNA SCNS CMN|ITGP|ITG INC.|600
APDN|APPLIED DNA SCNS CMN|JANY|Janney Montgomery Scott Inc.|3600
APDN|APPLIED DNA SCNS CMN|JGUN|Joseph Gunnar & Co.  LLC|13455
APDN|APPLIED DNA SCNS CMN|JONE|JonesTrading|2495
APDN|APPLIED DNA SCNS CMN|JPMX|J.P. Morgan Securities LLC|6600
APDN|APPLIED DNA SCNS CMN|KCGM|VIRTU Americas LLC|5641
APDN|APPLIED DNA SCNS CMN|LEHM|Barclays Capital Inc./Le|6691
APDN|APPLIED DNA SCNS CMN|LGNT|COR CLEARING LLC|250
APDN|APPLIED DNA SCNS CMN|LIME|Lime Brokerage LLC|14093
APDN|APPLIED DNA SCNS CMN|LMGP|LIME BROKERAGE LLC|8200
APDN|APPLIED DNA SCNS CMN|MAXM|Maxim Group LLC|1062
APDN|APPLIED DNA SCNS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8502
APDN|APPLIED DNA SCNS CMN|MSCO|MORGAN STANLEY & CO. LLC|76385
APDN|APPLIED DNA SCNS CMN|NFSC|National Financial Services LLC|133810
APDN|APPLIED DNA SCNS CMN|NITE|VIRTU Americas LLC|221710
APDN|APPLIED DNA SCNS CMN|NQRB|Brut, LLC|40
APDN|APPLIED DNA SCNS CMN|OPCO|Oppenheimer & Co. Inc.|200
APDN|APPLIED DNA SCNS CMN|PWJC|UBS Financial Services, Inc.|15700
APDN|APPLIED DNA SCNS CMN|RAJA|Raymond James & Associates, Inc.|37
APDN|APPLIED DNA SCNS CMN|RBCM|RBC CAPITAL MARKETS, LLC|10415
APDN|APPLIED DNA SCNS CMN|SBSH|Citigroup Global Markets Inc.|2880
APDN|APPLIED DNA SCNS CMN|SGMT|GOLDMAN SACHS & CO. LLC|3157
APDN|APPLIED DNA SCNS CMN|SPDR|SPEEDROUTE LLC|718
APDN|APPLIED DNA SCNS CMN|SWIM|TD Ameritrade, Inc.|19172
APDN|APPLIED DNA SCNS CMN|SWST|Hilltop Securities Inc.|1500
APDN|APPLIED DNA SCNS CMN|TKNG|ALLY INVEST SECURITIES LLC|2350
APDN|APPLIED DNA SCNS CMN|TRCM|TRC MARKETS LLC|667
APDN|APPLIED DNA SCNS CMN|TWTT|TASTYWORKS, INC.|200
APDN|APPLIED DNA SCNS CMN|UBSA|UBS SECURITIES LLC|20523
APDN|APPLIED DNA SCNS CMN|UBSS|UBS Securities LLC|76019
APDN|APPLIED DNA SCNS CMN|VGRD|Vanguard Marketing Corporation|10867
APDN|APPLIED DNA SCNS CMN|WBLR|WILLIAM BLAIR|33
APDN|APPLIED DNA SCNS CMN|WCHV|WELLS FARGO SECURITIES, LLC|45321
APDN|APPLIED DNA SCNS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1148
APDN|APPLIED DNA SCNS CMN|WSEA|WOLVERINE SECURITIES, LLC|2771
APDN|APPLIED DNA SCNS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1900
APDNW|APPLIED DNA SCI WRNT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
APDNW|APPLIED DNA SCI WRNT|EGAM|CBOE TRADING, INC.|200
APDNW|APPLIED DNA SCI WRNT|FOMA|TD AMERITRADE CLEARING, INC.|30186
APDNW|APPLIED DNA SCI WRNT|LIME|Lime Brokerage LLC|1701
APDNW|APPLIED DNA SCI WRNT|MSCO|MORGAN STANLEY & CO. LLC|1200
APDNW|APPLIED DNA SCI WRNT|NFSC|National Financial Services LLC|3500
APDNW|APPLIED DNA SCI WRNT|NITE|VIRTU Americas LLC|27625
APDNW|APPLIED DNA SCI WRNT|RBCM|RBC CAPITAL MARKETS, LLC|300
APDNW|APPLIED DNA SCI WRNT|UBSS|UBS Securities LLC|2700
APEI|AMERICAN PUB. EDU.|ALTX|Alternet Securities Inc.|912
APEI|AMERICAN PUB. EDU.|APCC|Apex Clearing Corporation|50
APEI|AMERICAN PUB. EDU.|BATM|CBOE TRADING, INC.|1072
APEI|AMERICAN PUB. EDU.|BERN|Sanford C. Bernstein & Co., LLC|19521
APEI|AMERICAN PUB. EDU.|BIMI|Banca IMI Securities Corp.|300
APEI|AMERICAN PUB. EDU.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1043
APEI|AMERICAN PUB. EDU.|BMOC|BMO Capital Markets Corp.|2541
APEI|AMERICAN PUB. EDU.|BNPX|BNP PARIBAS SECURITIES CORP.|3501
APEI|AMERICAN PUB. EDU.|BTIG|BTIG, LLC|10473
APEI|AMERICAN PUB. EDU.|BYXM|CBOE TRADING, INC.|600
APEI|AMERICAN PUB. EDU.|BZYD|GOLDMAN SACHS & CO. LLC|200
APEI|AMERICAN PUB. EDU.|CANT|Cantor Fitzgerald & Co.|164
APEI|AMERICAN PUB. EDU.|CIST|Capital Institutional Services, Inc.|11
APEI|AMERICAN PUB. EDU.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2162
APEI|AMERICAN PUB. EDU.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2300
APEI|AMERICAN PUB. EDU.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
APEI|AMERICAN PUB. EDU.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43114
APEI|AMERICAN PUB. EDU.|CTDL|Citadel Derivatives Group Llc|2631
APEI|AMERICAN PUB. EDU.|CXCX|CITIGROUP GLOBAL MARKETS INC.|4266
APEI|AMERICAN PUB. EDU.|DBAB|Deutsche Bank Securities Inc.|79553
APEI|AMERICAN PUB. EDU.|DBAX|Deutsche Bank Securities Inc.|35700
APEI|AMERICAN PUB. EDU.|DBUL|Deutsche Bank Securities Inc.|250
APEI|AMERICAN PUB. EDU.|DEGS|RONIN PROFESSIONAL LLC|3438
APEI|AMERICAN PUB. EDU.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|139
APEI|AMERICAN PUB. EDU.|EBXL|EBX LLC|10000
APEI|AMERICAN PUB. EDU.|ECUT|CONVERGEX EXECUTION SOLUTIONS|374
APEI|AMERICAN PUB. EDU.|EGAM|CBOE TRADING, INC.|1471
APEI|AMERICAN PUB. EDU.|EGAW|CBOE TRADING, INC.|3
APEI|AMERICAN PUB. EDU.|EGMT|EG MARKET TECHNOLOGIES LLC|100
APEI|AMERICAN PUB. EDU.|EGXM|CBOE TRADING, INC.|3499
APEI|AMERICAN PUB. EDU.|EGXW|CBOE TRADING, INC.|100
APEI|AMERICAN PUB. EDU.|ETBE|Electronic Transaction Clearing, Inc.|22
APEI|AMERICAN PUB. EDU.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|240
APEI|AMERICAN PUB. EDU.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16915
APEI|AMERICAN PUB. EDU.|ETRS|E*Trade Securities LLC|1946
APEI|AMERICAN PUB. EDU.|FBCO|Credit Suisse Securities (USA) LLC|116197
APEI|AMERICAN PUB. EDU.|FILL|Tradestation Securities, Inc.|30
APEI|AMERICAN PUB. EDU.|FOMA|TD AMERITRADE CLEARING, INC.|10161
APEI|AMERICAN PUB. EDU.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15898
APEI|AMERICAN PUB. EDU.|FTBR|Foliofn Investments, Inc.|281
APEI|AMERICAN PUB. EDU.|GEBB|GLOBAL EXECUTION BROKERS, LP|4685
APEI|AMERICAN PUB. EDU.|GLPX|ACS EXECUTION SERVICES, LLC|2450
APEI|AMERICAN PUB. EDU.|GSCO|GOLDMAN SACHS & CO. LLC|229343
APEI|AMERICAN PUB. EDU.|GSCS|GOLDMAN SACHS & CO. LLC|6102
APEI|AMERICAN PUB. EDU.|GSLT|GOLDMAN SACHS & CO. LLC|1185
APEI|AMERICAN PUB. EDU.|GTSZ|GTS SECURITIES LLC|5410
APEI|AMERICAN PUB. EDU.|HSBC|HSBC Securities, Inc.|3723
APEI|AMERICAN PUB. EDU.|IATS|INTERACTIVE BROKERS LLC|2107
APEI|AMERICAN PUB. EDU.|IBKR|Interactive Brokers Llc|30009
APEI|AMERICAN PUB. EDU.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|35
APEI|AMERICAN PUB. EDU.|ICBX|INSTINET, LLC|7900
APEI|AMERICAN PUB. EDU.|IEQY|CITADEL SECURITIES LLC|15125
APEI|AMERICAN PUB. EDU.|INCA|INSTINET, LLC|85182
APEI|AMERICAN PUB. EDU.|INJX|INSTINET, LLC|2756
APEI|AMERICAN PUB. EDU.|ITGI|ITG Inc.|7565
APEI|AMERICAN PUB. EDU.|ITGP|ITG INC.|17200
APEI|AMERICAN PUB. EDU.|JEFF|JEFFERIES LLC|26477
APEI|AMERICAN PUB. EDU.|JMPT|JUMP TRADING, LLC|8869
APEI|AMERICAN PUB. EDU.|JPBX|J.P. MORGAN SECURITIES LLC|4777
APEI|AMERICAN PUB. EDU.|JPMX|J.P. Morgan Securities LLC|84006
APEI|AMERICAN PUB. EDU.|JSJX|JANE STREET CAPITAL LLC|2042
APEI|AMERICAN PUB. EDU.|KCGM|VIRTU Americas LLC|5658
APEI|AMERICAN PUB. EDU.|LEHM|Barclays Capital Inc./Le|107805
APEI|AMERICAN PUB. EDU.|LIME|Lime Brokerage LLC|70763
APEI|AMERICAN PUB. EDU.|LOOP|Loop Capital Markets LLC|100
APEI|AMERICAN PUB. EDU.|LSCI|Lek Securities Corporation|1
APEI|AMERICAN PUB. EDU.|MAXM|Maxim Group LLC|1626
APEI|AMERICAN PUB. EDU.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19378
APEI|AMERICAN PUB. EDU.|MSCO|MORGAN STANLEY & CO. LLC|716393
APEI|AMERICAN PUB. EDU.|MSPL|MORGAN STANLEY & CO. LLC|57000
APEI|AMERICAN PUB. EDU.|MSTX|MORGAN STANLEY & CO. LLC|2000
APEI|AMERICAN PUB. EDU.|NFSC|National Financial Services LLC|35815
APEI|AMERICAN PUB. EDU.|NITE|VIRTU Americas LLC|33922
APEI|AMERICAN PUB. EDU.|NITP|VIRTU Americas LLC|1200
APEI|AMERICAN PUB. EDU.|NQRB|Brut, LLC|1388
APEI|AMERICAN PUB. EDU.|NTRC|Northern Trust Securities, Inc.|929
APEI|AMERICAN PUB. EDU.|OPCO|Oppenheimer & Co. Inc.|2195
APEI|AMERICAN PUB. EDU.|PDQM|CODA MARKETS, INC.|7855
APEI|AMERICAN PUB. EDU.|RAJA|Raymond James & Associates, Inc.|2861
APEI|AMERICAN PUB. EDU.|SAGL|SAGETRADER, LLC|102
APEI|AMERICAN PUB. EDU.|SAGW|SAGETRADER, LLC|398
APEI|AMERICAN PUB. EDU.|SBSH|Citigroup Global Markets Inc.|51260
APEI|AMERICAN PUB. EDU.|SGMT|GOLDMAN SACHS & CO. LLC|21522
APEI|AMERICAN PUB. EDU.|SPDR|SPEEDROUTE LLC|3310
APEI|AMERICAN PUB. EDU.|SPTD|MINT GLOBAL MARKETS, INC.|1120
APEI|AMERICAN PUB. EDU.|STFL|Stifel, Nicolaus & Company, Incorporated|60
APEI|AMERICAN PUB. EDU.|SWIM|TD Ameritrade, Inc.|899
APEI|AMERICAN PUB. EDU.|TKNG|ALLY INVEST SECURITIES LLC|451
APEI|AMERICAN PUB. EDU.|TRBT|Tradebot Systems, Inc.|5279
APEI|AMERICAN PUB. EDU.|TRCM|TRC MARKETS LLC|20436
APEI|AMERICAN PUB. EDU.|UBSA|UBS SECURITIES LLC|70386
APEI|AMERICAN PUB. EDU.|UBSS|UBS Securities LLC|151303
APEI|AMERICAN PUB. EDU.|VALX|VIRTU AMERICAS LLC|2491
APEI|AMERICAN PUB. EDU.|WCHV|WELLS FARGO SECURITIES, LLC|39708
APEI|AMERICAN PUB. EDU.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|569
APEI|AMERICAN PUB. EDU.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1090
APEI|AMERICAN PUB. EDU.|WFPB|Wells Fargo Securities, LLC.|100
APEI|AMERICAN PUB. EDU.|WGIF|CIBC World Markets Inc.|299
APEI|AMERICAN PUB. EDU.|WSEA|WOLVERINE SECURITIES, LLC|412
APEI|AMERICAN PUB. EDU.|XIST|INSTINET, LLC|12096
APEI|AMERICAN PUB. EDU.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
APEI|AMERICAN PUB. EDU.|YKNA|COMHAR CAPITAL MARKETS, LLC|169
APEI|AMERICAN PUB. EDU.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|581
APEN|APOLLO ENDOSRGY CMN|ALTX|Alternet Securities Inc.|1000
APEN|APOLLO ENDOSRGY CMN|APCC|Apex Clearing Corporation|1976
APEN|APOLLO ENDOSRGY CMN|BATM|CBOE TRADING, INC.|589
APEN|APOLLO ENDOSRGY CMN|BAYC|BAY CREST PARTNERS, LLC|179
APEN|APOLLO ENDOSRGY CMN|BIMI|Banca IMI Securities Corp.|1500
APEN|APOLLO ENDOSRGY CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
APEN|APOLLO ENDOSRGY CMN|CHLM|Craig-Hallum Capital Group LLC|50178
APEN|APOLLO ENDOSRGY CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29541
APEN|APOLLO ENDOSRGY CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
APEN|APOLLO ENDOSRGY CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|527
APEN|APOLLO ENDOSRGY CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11037
APEN|APOLLO ENDOSRGY CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7230
APEN|APOLLO ENDOSRGY CMN|DBAB|Deutsche Bank Securities Inc.|7163
APEN|APOLLO ENDOSRGY CMN|DBAX|Deutsche Bank Securities Inc.|5900
APEN|APOLLO ENDOSRGY CMN|DBUL|Deutsche Bank Securities Inc.|71
APEN|APOLLO ENDOSRGY CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11600
APEN|APOLLO ENDOSRGY CMN|EBXL|EBX LLC|6900
APEN|APOLLO ENDOSRGY CMN|EDJO|Edward D. Jones & Co., L.P.|339
APEN|APOLLO ENDOSRGY CMN|EGAM|CBOE TRADING, INC.|225
APEN|APOLLO ENDOSRGY CMN|EGXM|CBOE TRADING, INC.|537
APEN|APOLLO ENDOSRGY CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
APEN|APOLLO ENDOSRGY CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|628
APEN|APOLLO ENDOSRGY CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
APEN|APOLLO ENDOSRGY CMN|ETRS|E*Trade Securities LLC|14954
APEN|APOLLO ENDOSRGY CMN|FBCO|Credit Suisse Securities (USA) LLC|23083
APEN|APOLLO ENDOSRGY CMN|FILL|Tradestation Securities, Inc.|2000
APEN|APOLLO ENDOSRGY CMN|FMAF|NBCN Inc./ CDS|18
APEN|APOLLO ENDOSRGY CMN|FOMA|TD AMERITRADE CLEARING, INC.|77714
APEN|APOLLO ENDOSRGY CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10111
APEN|APOLLO ENDOSRGY CMN|FTBR|Foliofn Investments, Inc.|7
APEN|APOLLO ENDOSRGY CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|960
APEN|APOLLO ENDOSRGY CMN|GLPX|ACS EXECUTION SERVICES, LLC|3822
APEN|APOLLO ENDOSRGY CMN|GSCO|GOLDMAN SACHS & CO. LLC|22561
APEN|APOLLO ENDOSRGY CMN|GSCS|GOLDMAN SACHS & CO. LLC|14694
APEN|APOLLO ENDOSRGY CMN|GSLT|GOLDMAN SACHS & CO. LLC|566
APEN|APOLLO ENDOSRGY CMN|GTSZ|GTS SECURITIES LLC|9705
APEN|APOLLO ENDOSRGY CMN|HRBF|American Enterprise Investment Services Inc.|1000
APEN|APOLLO ENDOSRGY CMN|IATS|INTERACTIVE BROKERS LLC|3150
APEN|APOLLO ENDOSRGY CMN|IBKR|Interactive Brokers Llc|75533
APEN|APOLLO ENDOSRGY CMN|ICBX|INSTINET, LLC|7473
APEN|APOLLO ENDOSRGY CMN|INCA|INSTINET, LLC|39551
APEN|APOLLO ENDOSRGY CMN|INJX|INSTINET, LLC|26900
APEN|APOLLO ENDOSRGY CMN|ITGI|ITG Inc.|16523
APEN|APOLLO ENDOSRGY CMN|ITGP|ITG INC.|2600
APEN|APOLLO ENDOSRGY CMN|JANY|Janney Montgomery Scott Inc.|1147
APEN|APOLLO ENDOSRGY CMN|JEFF|JEFFERIES LLC|6600
APEN|APOLLO ENDOSRGY CMN|JPMX|J.P. Morgan Securities LLC|11912
APEN|APOLLO ENDOSRGY CMN|KCGM|VIRTU Americas LLC|3201
APEN|APOLLO ENDOSRGY CMN|LEHM|Barclays Capital Inc./Le|13355
APEN|APOLLO ENDOSRGY CMN|LIME|Lime Brokerage LLC|29292
APEN|APOLLO ENDOSRGY CMN|LMGP|LIME BROKERAGE LLC|100
APEN|APOLLO ENDOSRGY CMN|LSCI|Lek Securities Corporation|100
APEN|APOLLO ENDOSRGY CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
APEN|APOLLO ENDOSRGY CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
APEN|APOLLO ENDOSRGY CMN|MSCO|MORGAN STANLEY & CO. LLC|61825
APEN|APOLLO ENDOSRGY CMN|MSPL|MORGAN STANLEY & CO. LLC|3200
APEN|APOLLO ENDOSRGY CMN|NFSC|National Financial Services LLC|65284
APEN|APOLLO ENDOSRGY CMN|NITE|VIRTU Americas LLC|109665
APEN|APOLLO ENDOSRGY CMN|NQRB|Brut, LLC|300
APEN|APOLLO ENDOSRGY CMN|PDQM|CODA MARKETS, INC.|6794
APEN|APOLLO ENDOSRGY CMN|RBCM|RBC CAPITAL MARKETS, LLC|7611
APEN|APOLLO ENDOSRGY CMN|ROTH|Roth Capital Partners, LLC|365
APEN|APOLLO ENDOSRGY CMN|SAGL|SAGETRADER, LLC|1246
APEN|APOLLO ENDOSRGY CMN|SBSH|Citigroup Global Markets Inc.|4638
APEN|APOLLO ENDOSRGY CMN|SGMT|GOLDMAN SACHS & CO. LLC|7804
APEN|APOLLO ENDOSRGY CMN|SPDR|SPEEDROUTE LLC|700
APEN|APOLLO ENDOSRGY CMN|SPTD|MINT GLOBAL MARKETS, INC.|300
APEN|APOLLO ENDOSRGY CMN|STFL|Stifel, Nicolaus & Company, Incorporated|363
APEN|APOLLO ENDOSRGY CMN|STXG|Stockcross Financial Services, Inc.|100
APEN|APOLLO ENDOSRGY CMN|SWIM|TD Ameritrade, Inc.|13564
APEN|APOLLO ENDOSRGY CMN|TKNG|ALLY INVEST SECURITIES LLC|2300
APEN|APOLLO ENDOSRGY CMN|TRBT|Tradebot Systems, Inc.|635
APEN|APOLLO ENDOSRGY CMN|TRCM|TRC MARKETS LLC|7175
APEN|APOLLO ENDOSRGY CMN|TWTT|TASTYWORKS, INC.|200
APEN|APOLLO ENDOSRGY CMN|UBSA|UBS SECURITIES LLC|17130
APEN|APOLLO ENDOSRGY CMN|UBSS|UBS Securities LLC|26320
APEN|APOLLO ENDOSRGY CMN|VGRD|Vanguard Marketing Corporation|2155
APEN|APOLLO ENDOSRGY CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1137
APEN|APOLLO ENDOSRGY CMN|WCHV|WELLS FARGO SECURITIES, LLC|1900
APEN|APOLLO ENDOSRGY CMN|WEDB|WEDBUSH SECURITIES INC.|2889
APEN|APOLLO ENDOSRGY CMN|WEED|Weeden & Co.L.P.|1900
APEN|APOLLO ENDOSRGY CMN|WGIF|CIBC World Markets Inc.|127
APEN|APOLLO ENDOSRGY CMN|WSEA|WOLVERINE SECURITIES, LLC|1891
APEN|APOLLO ENDOSRGY CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|651
APEN|APOLLO ENDOSRGY CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|211
APF|MS ASIA-PAC FUND|AGIS|Aegis Capital Corp.|1500
APF|MS ASIA-PAC FUND|ALTX|Alternet Securities Inc.|300
APF|MS ASIA-PAC FUND|BATM|CBOE TRADING, INC.|100
APF|MS ASIA-PAC FUND|BAYC|BAY CREST PARTNERS, LLC|485
APF|MS ASIA-PAC FUND|BYXM|CBOE TRADING, INC.|200
APF|MS ASIA-PAC FUND|CHAS|Charles Schwab & Co., Inc.|3
APF|MS ASIA-PAC FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2900
APF|MS ASIA-PAC FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
APF|MS ASIA-PAC FUND|DBAX|Deutsche Bank Securities Inc.|1100
APF|MS ASIA-PAC FUND|DEAN|MORGAN STANLEY|343
APF|MS ASIA-PAC FUND|DEGS|RONIN PROFESSIONAL LLC|600
APF|MS ASIA-PAC FUND|EBXL|EBX LLC|800
APF|MS ASIA-PAC FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
APF|MS ASIA-PAC FUND|EDJO|Edward D. Jones & Co., L.P.|523
APF|MS ASIA-PAC FUND|EGXM|CBOE TRADING, INC.|200
APF|MS ASIA-PAC FUND|ETRS|E*Trade Securities LLC|412
APF|MS ASIA-PAC FUND|FMAF|NBCN Inc./ CDS|950
APF|MS ASIA-PAC FUND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1500
APF|MS ASIA-PAC FUND|FTBR|Foliofn Investments, Inc.|2
APF|MS ASIA-PAC FUND|GSCO|GOLDMAN SACHS & CO. LLC|599
APF|MS ASIA-PAC FUND|GTSZ|GTS SECURITIES LLC|771
APF|MS ASIA-PAC FUND|IATS|INTERACTIVE BROKERS LLC|412
APF|MS ASIA-PAC FUND|IBKR|Interactive Brokers Llc|1536
APF|MS ASIA-PAC FUND|ICBX|INSTINET, LLC|200
APF|MS ASIA-PAC FUND|INCA|INSTINET, LLC|6406
APF|MS ASIA-PAC FUND|ITGI|ITG Inc.|5276
APF|MS ASIA-PAC FUND|ITGP|ITG INC.|16800
APF|MS ASIA-PAC FUND|KCGM|VIRTU Americas LLC|200
APF|MS ASIA-PAC FUND|LEHM|Barclays Capital Inc./Le|4234
APF|MS ASIA-PAC FUND|LIME|Lime Brokerage LLC|244
APF|MS ASIA-PAC FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
APF|MS ASIA-PAC FUND|MSCO|MORGAN STANLEY & CO. LLC|5487
APF|MS ASIA-PAC FUND|NFSC|National Financial Services LLC|11228
APF|MS ASIA-PAC FUND|NITE|VIRTU Americas LLC|28564
APF|MS ASIA-PAC FUND|NQRB|Brut, LLC|1105
APF|MS ASIA-PAC FUND|PWJC|UBS Financial Services, Inc.|455
APF|MS ASIA-PAC FUND|SALI|INTL FCSTONE FINANCIAL INC.|500
APF|MS ASIA-PAC FUND|SPDR|SPEEDROUTE LLC|1537
APF|MS ASIA-PAC FUND|STFL|Stifel, Nicolaus & Company, Incorporated|3
APF|MS ASIA-PAC FUND|TRBT|Tradebot Systems, Inc.|1009
APF|MS ASIA-PAC FUND|UBSA|UBS SECURITIES LLC|6200
APF|MS ASIA-PAC FUND|UBSS|UBS Securities LLC|6954
APF|MS ASIA-PAC FUND|VALX|VIRTU AMERICAS LLC|100
APF|MS ASIA-PAC FUND|VGRD|Vanguard Marketing Corporation|1131
APF|MS ASIA-PAC FUND|WCHV|WELLS FARGO SECURITIES, LLC|669
APF|MS ASIA-PAC FUND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8191
APF|MS ASIA-PAC FUND|WSEA|WOLVERINE SECURITIES, LLC|2
APH|AMPHENOL CP|ABLE|NATIXIS Securities Americas LLC|153308
APH|AMPHENOL CP|ADAM|CANACCORD GENUITY INC.|200
APH|AMPHENOL CP|ALTX|Alternet Securities Inc.|6265
APH|AMPHENOL CP|ANOS|ABEL/NOSER, L.L.C.|200
APH|AMPHENOL CP|APCC|Apex Clearing Corporation|479
APH|AMPHENOL CP|AQUA|AQUA SECURITIES L.P.|3500
APH|AMPHENOL CP|BALE|M&T SECURITIES, INC.|258
APH|AMPHENOL CP|BANK|Primevest Financial Services, Inc.|118
APH|AMPHENOL CP|BARD|Robert W. Baird & Co. Incorporated|349
APH|AMPHENOL CP|BATM|CBOE TRADING, INC.|11978
APH|AMPHENOL CP|BAYC|BAY CREST PARTNERS, LLC|10
APH|AMPHENOL CP|BAYT|BTIG, LLC|2026
APH|AMPHENOL CP|BBNT|BB&T SECURITIES, LLC|201
APH|AMPHENOL CP|BERN|Sanford C. Bernstein & Co., LLC|52051
APH|AMPHENOL CP|BGCE|BGC Financial Inc.|14118
APH|AMPHENOL CP|BIAD|SAGETRADER, LLC|3
APH|AMPHENOL CP|BIDS|BIDS TRADING L.P.|400
APH|AMPHENOL CP|BIMI|Banca IMI Securities Corp.|33
APH|AMPHENOL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5805
APH|AMPHENOL CP|BLKX|INSTINET, LLC|64800
APH|AMPHENOL CP|BMOC|BMO Capital Markets Corp.|6
APH|AMPHENOL CP|BNPX|BNP PARIBAS SECURITIES CORP.|377139
APH|AMPHENOL CP|BTIG|BTIG, LLC|116184
APH|AMPHENOL CP|BYXM|CBOE TRADING, INC.|1058
APH|AMPHENOL CP|BZYD|GOLDMAN SACHS & CO. LLC|1445
APH|AMPHENOL CP|CABR|Cabrera Capital Markets, Inc.|225
APH|AMPHENOL CP|CANT|Cantor Fitzgerald & Co.|12433
APH|AMPHENOL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|58600
APH|AMPHENOL CP|CHAS|Charles Schwab & Co., Inc.|2096
APH|AMPHENOL CP|CIBP|CIBC World Markets Corp.|16846
APH|AMPHENOL CP|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
APH|AMPHENOL CP|CIST|Capital Institutional Services, Inc.|2673
APH|AMPHENOL CP|CLSA|CLSA AMERICAS, LLC|6600
APH|AMPHENOL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|80933
APH|AMPHENOL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|304
APH|AMPHENOL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
APH|AMPHENOL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|534875
APH|AMPHENOL CP|CTDL|Citadel Derivatives Group Llc|13133
APH|AMPHENOL CP|CTLR|CUTLER GROUP, LP|936
APH|AMPHENOL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|95066
APH|AMPHENOL CP|DADA|D.A. Davidson & Co.|728
APH|AMPHENOL CP|DBAB|Deutsche Bank Securities Inc.|261957
APH|AMPHENOL CP|DBAX|Deutsche Bank Securities Inc.|272900
APH|AMPHENOL CP|DBUL|Deutsche Bank Securities Inc.|8115
APH|AMPHENOL CP|DCHF|Dart Executions, LLC|9124
APH|AMPHENOL CP|DEAN|MORGAN STANLEY|78656
APH|AMPHENOL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|183
APH|AMPHENOL CP|EBXL|EBX LLC|215000
APH|AMPHENOL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2354
APH|AMPHENOL CP|EDJO|Edward D. Jones & Co., L.P.|373
APH|AMPHENOL CP|EGAM|CBOE TRADING, INC.|17606
APH|AMPHENOL CP|EGAW|CBOE TRADING, INC.|207
APH|AMPHENOL CP|EGMT|EG MARKET TECHNOLOGIES LLC|1600
APH|AMPHENOL CP|EGXM|CBOE TRADING, INC.|3498
APH|AMPHENOL CP|EGXW|CBOE TRADING, INC.|81
APH|AMPHENOL CP|ELEV|ELEVATION, LLC|2720
APH|AMPHENOL CP|ETBE|Electronic Transaction Clearing, Inc.|27332
APH|AMPHENOL CP|ETCC|Electronic Transaction Clearing, Inc.|564
APH|AMPHENOL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8717
APH|AMPHENOL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1292
APH|AMPHENOL CP|ETRS|E*Trade Securities LLC|5606
APH|AMPHENOL CP|FBSB|U.S. Bancorp Investments, Inc.|4642
APH|AMPHENOL CP|FIDT|Fidelity Clearing Canada ULC./ CDS|6
APH|AMPHENOL CP|FILL|Tradestation Securities, Inc.|2985
APH|AMPHENOL CP|FINX|FINTECH SECURITIES|47
APH|AMPHENOL CP|FMAF|NBCN Inc./ CDS|6311
APH|AMPHENOL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12212
APH|AMPHENOL CP|FQLS|Quantlab Securities LP|329915
APH|AMPHENOL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|122609
APH|AMPHENOL CP|FTBR|Foliofn Investments, Inc.|989
APH|AMPHENOL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|777
APH|AMPHENOL CP|GLPX|ACS EXECUTION SERVICES, LLC|51919
APH|AMPHENOL CP|GSCO|GOLDMAN SACHS & CO. LLC|1849010
APH|AMPHENOL CP|GSCS|GOLDMAN SACHS & CO. LLC|4536
APH|AMPHENOL CP|GSLT|GOLDMAN SACHS & CO. LLC|11602
APH|AMPHENOL CP|GTSZ|GTS SECURITIES LLC|363954
APH|AMPHENOL CP|HRBF|American Enterprise Investment Services Inc.|3862
APH|AMPHENOL CP|HSBC|HSBC Securities, Inc.|4935
APH|AMPHENOL CP|IATS|INTERACTIVE BROKERS LLC|3952
APH|AMPHENOL CP|IBKR|Interactive Brokers Llc|8021
APH|AMPHENOL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1860
APH|AMPHENOL CP|ICBX|INSTINET, LLC|113138
APH|AMPHENOL CP|IEQY|CITADEL SECURITIES LLC|98028
APH|AMPHENOL CP|INCA|INSTINET, LLC|432988
APH|AMPHENOL CP|INJX|INSTINET, LLC|17817
APH|AMPHENOL CP|ITGI|ITG Inc.|63435
APH|AMPHENOL CP|ITGP|ITG INC.|186000
APH|AMPHENOL CP|JANY|Janney Montgomery Scott Inc.|5
APH|AMPHENOL CP|JEFF|JEFFERIES LLC|114146
APH|AMPHENOL CP|JMPT|JUMP TRADING, LLC|88705
APH|AMPHENOL CP|JONE|JonesTrading|10072
APH|AMPHENOL CP|JPBX|J.P. MORGAN SECURITIES LLC|131593
APH|AMPHENOL CP|JPMX|J.P. Morgan Securities LLC|624408
APH|AMPHENOL CP|JSJX|JANE STREET CAPITAL LLC|27752
APH|AMPHENOL CP|KCGM|VIRTU Americas LLC|35739
APH|AMPHENOL CP|LEHM|Barclays Capital Inc./Le|708028
APH|AMPHENOL CP|LIME|Lime Brokerage LLC|93207
APH|AMPHENOL CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|15000
APH|AMPHENOL CP|LOOP|Loop Capital Markets LLC|100
APH|AMPHENOL CP|LQNA|LIQUIDNET, INC.|41900
APH|AMPHENOL CP|LSCI|Lek Securities Corporation|256
APH|AMPHENOL CP|MACC|Mid Atlantic Capital Corporation|450
APH|AMPHENOL CP|MACQ|Macquarie Capital (USA) Inc.|400
APH|AMPHENOL CP|MAXM|Maxim Group LLC|20
APH|AMPHENOL CP|MCMF|Raymond James Ltd. Cds|242
APH|AMPHENOL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|187630
APH|AMPHENOL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
APH|AMPHENOL CP|MOTF|MOTIF INVESTING, INC.|21
APH|AMPHENOL CP|MSCO|MORGAN STANLEY & CO. LLC|2415363
APH|AMPHENOL CP|MSPL|MORGAN STANLEY & CO. LLC|249500
APH|AMPHENOL CP|MSTX|MORGAN STANLEY & CO. LLC|191700
APH|AMPHENOL CP|NEUB|NEUBERGER BERMAN BD LLC|250
APH|AMPHENOL CP|NFSC|National Financial Services LLC|79030
APH|AMPHENOL CP|NITE|VIRTU Americas LLC|210506
APH|AMPHENOL CP|NITP|VIRTU Americas LLC|112
APH|AMPHENOL CP|NQRB|Brut, LLC|17507
APH|AMPHENOL CP|NTBF|BMO Nesbitt Burns Inc./CDS|943
APH|AMPHENOL CP|NTRC|Northern Trust Securities, Inc.|1076
APH|AMPHENOL CP|OHOS|TWO SIGMA SECURITIES, LLC|78240
APH|AMPHENOL CP|OPCO|Oppenheimer & Co. Inc.|215
APH|AMPHENOL CP|PCPT|PHILLIP CAPITAL INC.|115
APH|AMPHENOL CP|PDQM|CODA MARKETS, INC.|221072
APH|AMPHENOL CP|PIPR|Piper Jaffray & Co.|190
APH|AMPHENOL CP|PWJC|UBS Financial Services, Inc.|64
APH|AMPHENOL CP|QMSR|QUATTRO M SECURITIES INC.|982
APH|AMPHENOL CP|RBCM|RBC CAPITAL MARKETS, LLC|16271
APH|AMPHENOL CP|SAGL|SAGETRADER, LLC|89163
APH|AMPHENOL CP|SAGW|SAGETRADER, LLC|4
APH|AMPHENOL CP|SALI|INTL FCSTONE FINANCIAL INC.|124
APH|AMPHENOL CP|SBSH|Citigroup Global Markets Inc.|670668
APH|AMPHENOL CP|SGMT|GOLDMAN SACHS & CO. LLC|184019
APH|AMPHENOL CP|SJLS|TRADE INFORMATICS LLC|200
APH|AMPHENOL CP|SPDR|SPEEDROUTE LLC|15486
APH|AMPHENOL CP|SPHN|Stephens Inc.|1227
APH|AMPHENOL CP|STFL|Stifel, Nicolaus & Company, Incorporated|13680
APH|AMPHENOL CP|STKP|STOCKPILE INVESTMENTS, INC.|86
APH|AMPHENOL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3769
APH|AMPHENOL CP|SWIM|TD Ameritrade, Inc.|2361
APH|AMPHENOL CP|SWST|Hilltop Securities Inc.|383
APH|AMPHENOL CP|TKNG|ALLY INVEST SECURITIES LLC|1164
APH|AMPHENOL CP|TRBT|Tradebot Systems, Inc.|179793
APH|AMPHENOL CP|TRCM|TRC MARKETS LLC|226959
APH|AMPHENOL CP|UBSA|UBS SECURITIES LLC|522427
APH|AMPHENOL CP|UBSS|UBS Securities LLC|808345
APH|AMPHENOL CP|VALX|VIRTU AMERICAS LLC|14348
APH|AMPHENOL CP|VGRD|Vanguard Marketing Corporation|2106
APH|AMPHENOL CP|WBLR|WILLIAM BLAIR|573
APH|AMPHENOL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2837
APH|AMPHENOL CP|WCHV|WELLS FARGO SECURITIES, LLC|63171
APH|AMPHENOL CP|WDNX|WEEDEN & CO.L.P.|896
APH|AMPHENOL CP|WEDB|WEDBUSH SECURITIES INC.|7073
APH|AMPHENOL CP|WEED|Weeden & Co.L.P.|92564
APH|AMPHENOL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25420
APH|AMPHENOL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5597
APH|AMPHENOL CP|WGIF|CIBC World Markets Inc.|1959
APH|AMPHENOL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1055
APH|AMPHENOL CP|WSEA|WOLVERINE SECURITIES, LLC|1959
APH|AMPHENOL CP|XIST|INSTINET, LLC|126910
APH|AMPHENOL CP|XPQR|Jump Trading|5718
APH|AMPHENOL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|19674
APH|AMPHENOL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1146
APH|AMPHENOL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3438
APHB|AMPLIPHI BIOSCIENCES|ALTX|Alternet Securities Inc.|200
APHB|AMPLIPHI BIOSCIENCES|APCC|Apex Clearing Corporation|4779
APHB|AMPLIPHI BIOSCIENCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
APHB|AMPLIPHI BIOSCIENCES|BLKX|INSTINET, LLC|6300
APHB|AMPLIPHI BIOSCIENCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17600
APHB|AMPLIPHI BIOSCIENCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3800
APHB|AMPLIPHI BIOSCIENCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1545
APHB|AMPLIPHI BIOSCIENCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7558
APHB|AMPLIPHI BIOSCIENCES|DBAB|Deutsche Bank Securities Inc.|781
APHB|AMPLIPHI BIOSCIENCES|DBAX|Deutsche Bank Securities Inc.|3400
APHB|AMPLIPHI BIOSCIENCES|EBXL|EBX LLC|2000
APHB|AMPLIPHI BIOSCIENCES|EDJO|Edward D. Jones & Co., L.P.|5355
APHB|AMPLIPHI BIOSCIENCES|EGAM|CBOE TRADING, INC.|450
APHB|AMPLIPHI BIOSCIENCES|EGXM|CBOE TRADING, INC.|5326
APHB|AMPLIPHI BIOSCIENCES|ETRS|E*Trade Securities LLC|196777
APHB|AMPLIPHI BIOSCIENCES|FILL|Tradestation Securities, Inc.|500
APHB|AMPLIPHI BIOSCIENCES|FMAF|NBCN Inc./ CDS|200
APHB|AMPLIPHI BIOSCIENCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2501
APHB|AMPLIPHI BIOSCIENCES|FTBR|Foliofn Investments, Inc.|17
APHB|AMPLIPHI BIOSCIENCES|GLIS|TD Securities Inc|3863
APHB|AMPLIPHI BIOSCIENCES|GLPX|ACS EXECUTION SERVICES, LLC|675
APHB|AMPLIPHI BIOSCIENCES|GSLT|GOLDMAN SACHS & CO. LLC|1350
APHB|AMPLIPHI BIOSCIENCES|HRBF|American Enterprise Investment Services Inc.|6124
APHB|AMPLIPHI BIOSCIENCES|IATS|INTERACTIVE BROKERS LLC|1060
APHB|AMPLIPHI BIOSCIENCES|IBKR|Interactive Brokers Llc|20223
APHB|AMPLIPHI BIOSCIENCES|ICBX|INSTINET, LLC|100
APHB|AMPLIPHI BIOSCIENCES|INCA|INSTINET, LLC|2740
APHB|AMPLIPHI BIOSCIENCES|ITGI|ITG Inc.|1100
APHB|AMPLIPHI BIOSCIENCES|ITGP|ITG INC.|4800
APHB|AMPLIPHI BIOSCIENCES|JEFF|JEFFERIES LLC|500
APHB|AMPLIPHI BIOSCIENCES|LEHM|Barclays Capital Inc./Le|10438
APHB|AMPLIPHI BIOSCIENCES|LIME|Lime Brokerage LLC|1103
APHB|AMPLIPHI BIOSCIENCES|LSCI|Lek Securities Corporation|3124
APHB|AMPLIPHI BIOSCIENCES|MOTF|MOTIF INVESTING, INC.|1
APHB|AMPLIPHI BIOSCIENCES|MSCO|MORGAN STANLEY & CO. LLC|20351
APHB|AMPLIPHI BIOSCIENCES|MSPL|MORGAN STANLEY & CO. LLC|600
APHB|AMPLIPHI BIOSCIENCES|NFSC|National Financial Services LLC|344584
APHB|AMPLIPHI BIOSCIENCES|NITE|VIRTU Americas LLC|439745
APHB|AMPLIPHI BIOSCIENCES|NORT|Northland Securities, Inc.|5000
APHB|AMPLIPHI BIOSCIENCES|NQRB|Brut, LLC|1100
APHB|AMPLIPHI BIOSCIENCES|PDQM|CODA MARKETS, INC.|1288
APHB|AMPLIPHI BIOSCIENCES|RBCM|RBC CAPITAL MARKETS, LLC|1000
APHB|AMPLIPHI BIOSCIENCES|RGLD|Regal Securities, Inc|800
APHB|AMPLIPHI BIOSCIENCES|SBSH|Citigroup Global Markets Inc.|15844
APHB|AMPLIPHI BIOSCIENCES|SGMT|GOLDMAN SACHS & CO. LLC|1000
APHB|AMPLIPHI BIOSCIENCES|SOGO|Wang Investment Associates, Inc.|1216
APHB|AMPLIPHI BIOSCIENCES|SPDR|SPEEDROUTE LLC|3703
APHB|AMPLIPHI BIOSCIENCES|SWIM|TD Ameritrade, Inc.|73523
APHB|AMPLIPHI BIOSCIENCES|SWST|Hilltop Securities Inc.|300
APHB|AMPLIPHI BIOSCIENCES|TKNG|ALLY INVEST SECURITIES LLC|460
APHB|AMPLIPHI BIOSCIENCES|TTUC|CUTTONE & CO., INC.|688
APHB|AMPLIPHI BIOSCIENCES|UBSA|UBS SECURITIES LLC|12101
APHB|AMPLIPHI BIOSCIENCES|UBSS|UBS Securities LLC|51019
APHB|AMPLIPHI BIOSCIENCES|VALX|VIRTU AMERICAS LLC|200
APHB|AMPLIPHI BIOSCIENCES|VGRD|Vanguard Marketing Corporation|31787
APHB|AMPLIPHI BIOSCIENCES|WCHV|WELLS FARGO SECURITIES, LLC|42692
APHB|AMPLIPHI BIOSCIENCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1269
APHB|AMPLIPHI BIOSCIENCES|WGIF|CIBC World Markets Inc.|25
APHB|AMPLIPHI BIOSCIENCES|WSEA|WOLVERINE SECURITIES, LLC|5725
APHB|AMPLIPHI BIOSCIENCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
APLE|APPLE HOSPTLITY REIT|ACAD|ACADEMY SECURITIES, INC.|200
APLE|APPLE HOSPTLITY REIT|AGIS|Aegis Capital Corp.|1226
APLE|APPLE HOSPTLITY REIT|ALTX|Alternet Securities Inc.|3500
APLE|APPLE HOSPTLITY REIT|APCC|Apex Clearing Corporation|1470
APLE|APPLE HOSPTLITY REIT|BANK|Primevest Financial Services, Inc.|183
APLE|APPLE HOSPTLITY REIT|BARD|Robert W. Baird & Co. Incorporated|17494
APLE|APPLE HOSPTLITY REIT|BATM|CBOE TRADING, INC.|2753
APLE|APPLE HOSPTLITY REIT|BAYC|BAY CREST PARTNERS, LLC|146
APLE|APPLE HOSPTLITY REIT|BBNT|BB&T SECURITIES, LLC|8609
APLE|APPLE HOSPTLITY REIT|BERN|Sanford C. Bernstein & Co., LLC|15652
APLE|APPLE HOSPTLITY REIT|BIDS|BIDS TRADING L.P.|26900
APLE|APPLE HOSPTLITY REIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52136
APLE|APPLE HOSPTLITY REIT|BLKX|INSTINET, LLC|51600
APLE|APPLE HOSPTLITY REIT|BNPX|BNP PARIBAS SECURITIES CORP.|35402
APLE|APPLE HOSPTLITY REIT|BTIG|BTIG, LLC|113224
APLE|APPLE HOSPTLITY REIT|BYXM|CBOE TRADING, INC.|1
APLE|APPLE HOSPTLITY REIT|BZYD|GOLDMAN SACHS & CO. LLC|9977
APLE|APPLE HOSPTLITY REIT|CANT|Cantor Fitzgerald & Co.|271
APLE|APPLE HOSPTLITY REIT|CBLC|CITIGROUP GLOBAL MARKETS INC.|84000
APLE|APPLE HOSPTLITY REIT|CHAS|Charles Schwab & Co., Inc.|4239
APLE|APPLE HOSPTLITY REIT|CICF|Canaccord Genuity Corp.|1159
APLE|APPLE HOSPTLITY REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47321
APLE|APPLE HOSPTLITY REIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|37
APLE|APPLE HOSPTLITY REIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2130
APLE|APPLE HOSPTLITY REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|383495
APLE|APPLE HOSPTLITY REIT|CTDL|Citadel Derivatives Group Llc|13539
APLE|APPLE HOSPTLITY REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|169378
APLE|APPLE HOSPTLITY REIT|DADA|D.A. Davidson & Co.|451
APLE|APPLE HOSPTLITY REIT|DBAB|Deutsche Bank Securities Inc.|252746
APLE|APPLE HOSPTLITY REIT|DBAX|Deutsche Bank Securities Inc.|261400
APLE|APPLE HOSPTLITY REIT|DEAN|MORGAN STANLEY|59103
APLE|APPLE HOSPTLITY REIT|DEGS|RONIN PROFESSIONAL LLC|100
APLE|APPLE HOSPTLITY REIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6520
APLE|APPLE HOSPTLITY REIT|EBXL|EBX LLC|170800
APLE|APPLE HOSPTLITY REIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|15383
APLE|APPLE HOSPTLITY REIT|EDJO|Edward D. Jones & Co., L.P.|10214
APLE|APPLE HOSPTLITY REIT|EGAM|CBOE TRADING, INC.|8050
APLE|APPLE HOSPTLITY REIT|EGAW|CBOE TRADING, INC.|198
APLE|APPLE HOSPTLITY REIT|EGXM|CBOE TRADING, INC.|7674
APLE|APPLE HOSPTLITY REIT|EGXW|CBOE TRADING, INC.|200
APLE|APPLE HOSPTLITY REIT|ETBE|Electronic Transaction Clearing, Inc.|8709
APLE|APPLE HOSPTLITY REIT|ETCC|Electronic Transaction Clearing, Inc.|120
APLE|APPLE HOSPTLITY REIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
APLE|APPLE HOSPTLITY REIT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|40
APLE|APPLE HOSPTLITY REIT|ETRS|E*Trade Securities LLC|123013
APLE|APPLE HOSPTLITY REIT|FILL|Tradestation Securities, Inc.|5945
APLE|APPLE HOSPTLITY REIT|FMAF|NBCN Inc./ CDS|1130
APLE|APPLE HOSPTLITY REIT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3003
APLE|APPLE HOSPTLITY REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86812
APLE|APPLE HOSPTLITY REIT|FTBR|Foliofn Investments, Inc.|1753
APLE|APPLE HOSPTLITY REIT|GEBB|GLOBAL EXECUTION BROKERS, LP|4700
APLE|APPLE HOSPTLITY REIT|GLPX|ACS EXECUTION SERVICES, LLC|4378
APLE|APPLE HOSPTLITY REIT|GNAV|GREEN STREET TRADING, LLC|840
APLE|APPLE HOSPTLITY REIT|GSCO|GOLDMAN SACHS & CO. LLC|1006425
APLE|APPLE HOSPTLITY REIT|GSCS|GOLDMAN SACHS & CO. LLC|300
APLE|APPLE HOSPTLITY REIT|GSLT|GOLDMAN SACHS & CO. LLC|5243
APLE|APPLE HOSPTLITY REIT|GTSZ|GTS SECURITIES LLC|45601
APLE|APPLE HOSPTLITY REIT|HRBF|American Enterprise Investment Services Inc.|34358
APLE|APPLE HOSPTLITY REIT|HSBC|HSBC Securities, Inc.|600
APLE|APPLE HOSPTLITY REIT|IATS|INTERACTIVE BROKERS LLC|7049
APLE|APPLE HOSPTLITY REIT|IBKR|Interactive Brokers Llc|24013
APLE|APPLE HOSPTLITY REIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6034
APLE|APPLE HOSPTLITY REIT|ICBX|INSTINET, LLC|112210
APLE|APPLE HOSPTLITY REIT|IEQY|CITADEL SECURITIES LLC|44678
APLE|APPLE HOSPTLITY REIT|INCA|INSTINET, LLC|161978
APLE|APPLE HOSPTLITY REIT|INJX|INSTINET, LLC|300
APLE|APPLE HOSPTLITY REIT|ITGI|ITG Inc.|71881
APLE|APPLE HOSPTLITY REIT|ITGP|ITG INC.|524000
APLE|APPLE HOSPTLITY REIT|JANY|Janney Montgomery Scott Inc.|2635
APLE|APPLE HOSPTLITY REIT|JEFF|JEFFERIES LLC|318559
APLE|APPLE HOSPTLITY REIT|JMPT|JUMP TRADING, LLC|79508
APLE|APPLE HOSPTLITY REIT|JPBX|J.P. MORGAN SECURITIES LLC|57413
APLE|APPLE HOSPTLITY REIT|JPMX|J.P. Morgan Securities LLC|742626
APLE|APPLE HOSPTLITY REIT|JSJX|JANE STREET CAPITAL LLC|1943
APLE|APPLE HOSPTLITY REIT|KCGM|VIRTU Americas LLC|70939
APLE|APPLE HOSPTLITY REIT|LEHM|Barclays Capital Inc./Le|1326699
APLE|APPLE HOSPTLITY REIT|LIME|Lime Brokerage LLC|23645
APLE|APPLE HOSPTLITY REIT|LOOP|Loop Capital Markets LLC|3516
APLE|APPLE HOSPTLITY REIT|LQNA|LIQUIDNET, INC.|106900
APLE|APPLE HOSPTLITY REIT|LSCI|Lek Securities Corporation|100
APLE|APPLE HOSPTLITY REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|187682
APLE|APPLE HOSPTLITY REIT|MOTF|MOTIF INVESTING, INC.|3
APLE|APPLE HOSPTLITY REIT|MSCO|MORGAN STANLEY & CO. LLC|2434980
APLE|APPLE HOSPTLITY REIT|MSPL|MORGAN STANLEY & CO. LLC|621900
APLE|APPLE HOSPTLITY REIT|MSTX|MORGAN STANLEY & CO. LLC|312400
APLE|APPLE HOSPTLITY REIT|NEUB|NEUBERGER BERMAN BD LLC|160
APLE|APPLE HOSPTLITY REIT|NFSC|National Financial Services LLC|262935
APLE|APPLE HOSPTLITY REIT|NITE|VIRTU Americas LLC|555099
APLE|APPLE HOSPTLITY REIT|NQRB|Brut, LLC|817
APLE|APPLE HOSPTLITY REIT|NTBF|BMO Nesbitt Burns Inc./CDS|100
APLE|APPLE HOSPTLITY REIT|OPCO|Oppenheimer & Co. Inc.|10500
APLE|APPLE HOSPTLITY REIT|PDQM|CODA MARKETS, INC.|4241
APLE|APPLE HOSPTLITY REIT|PHLY|NASDAQ Execution Services, LLC|600
APLE|APPLE HOSPTLITY REIT|PICT|Pictet Overseas Inc.|1000
APLE|APPLE HOSPTLITY REIT|PWJC|UBS Financial Services, Inc.|1887
APLE|APPLE HOSPTLITY REIT|RBCM|RBC CAPITAL MARKETS, LLC|587881
APLE|APPLE HOSPTLITY REIT|RJLC|RJL CAPITAL GROUP, LLC|530
APLE|APPLE HOSPTLITY REIT|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|52500
APLE|APPLE HOSPTLITY REIT|SAGL|SAGETRADER, LLC|12200
APLE|APPLE HOSPTLITY REIT|SAGW|SAGETRADER, LLC|270
APLE|APPLE HOSPTLITY REIT|SBSH|Citigroup Global Markets Inc.|251769
APLE|APPLE HOSPTLITY REIT|SEIC|SEI Investments Distribution Co.|1100
APLE|APPLE HOSPTLITY REIT|SGMT|GOLDMAN SACHS & CO. LLC|118696
APLE|APPLE HOSPTLITY REIT|SPDR|SPEEDROUTE LLC|4400
APLE|APPLE HOSPTLITY REIT|STFL|Stifel, Nicolaus & Company, Incorporated|49824
APLE|APPLE HOSPTLITY REIT|STKP|STOCKPILE INVESTMENTS, INC.|322
APLE|APPLE HOSPTLITY REIT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5708
APLE|APPLE HOSPTLITY REIT|SWIM|TD Ameritrade, Inc.|32198
APLE|APPLE HOSPTLITY REIT|SWST|Hilltop Securities Inc.|6138
APLE|APPLE HOSPTLITY REIT|TKNG|ALLY INVEST SECURITIES LLC|8058
APLE|APPLE HOSPTLITY REIT|TRBT|Tradebot Systems, Inc.|191553
APLE|APPLE HOSPTLITY REIT|TRCM|TRC MARKETS LLC|39626
APLE|APPLE HOSPTLITY REIT|TWTT|TASTYWORKS, INC.|210
APLE|APPLE HOSPTLITY REIT|UBSA|UBS SECURITIES LLC|677575
APLE|APPLE HOSPTLITY REIT|UBSS|UBS Securities LLC|559372
APLE|APPLE HOSPTLITY REIT|VALX|VIRTU AMERICAS LLC|38608
APLE|APPLE HOSPTLITY REIT|VGRD|Vanguard Marketing Corporation|64531
APLE|APPLE HOSPTLITY REIT|VSIN|Vision Financial Markets Llc|15
APLE|APPLE HOSPTLITY REIT|WBPX|SUMMIT SECURITIES GROUP, LLC|9650
APLE|APPLE HOSPTLITY REIT|WCHV|WELLS FARGO SECURITIES, LLC|111809
APLE|APPLE HOSPTLITY REIT|WDNX|WEEDEN & CO.L.P.|700
APLE|APPLE HOSPTLITY REIT|WEED|Weeden & Co.L.P.|15883
APLE|APPLE HOSPTLITY REIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7056
APLE|APPLE HOSPTLITY REIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7768
APLE|APPLE HOSPTLITY REIT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|500
APLE|APPLE HOSPTLITY REIT|WSEA|WOLVERINE SECURITIES, LLC|8412
APLE|APPLE HOSPTLITY REIT|XIST|INSTINET, LLC|19520
APLE|APPLE HOSPTLITY REIT|XPQR|Jump Trading|139
APLE|APPLE HOSPTLITY REIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|61720
APLE|APPLE HOSPTLITY REIT|YKNA|COMHAR CAPITAL MARKETS, LLC|200
APLE|APPLE HOSPTLITY REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18126
APLS|APELLIS PHARMA CMN|ALTX|Alternet Securities Inc.|21495
APLS|APELLIS PHARMA CMN|APCC|Apex Clearing Corporation|772
APLS|APELLIS PHARMA CMN|BATM|CBOE TRADING, INC.|6149
APLS|APELLIS PHARMA CMN|BAYC|BAY CREST PARTNERS, LLC|641
APLS|APELLIS PHARMA CMN|BAYT|BTIG, LLC|100
APLS|APELLIS PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|1710
APLS|APELLIS PHARMA CMN|BIDS|BIDS TRADING L.P.|1500
APLS|APELLIS PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2308
APLS|APELLIS PHARMA CMN|BMOC|BMO Capital Markets Corp.|3656
APLS|APELLIS PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|47652
APLS|APELLIS PHARMA CMN|BRGE|Newbridge Securities Corp.|1350
APLS|APELLIS PHARMA CMN|BTIG|BTIG, LLC|86974
APLS|APELLIS PHARMA CMN|BYXM|CBOE TRADING, INC.|3376
APLS|APELLIS PHARMA CMN|CANT|Cantor Fitzgerald & Co.|2400
APLS|APELLIS PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|220
APLS|APELLIS PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118782
APLS|APELLIS PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32350
APLS|APELLIS PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151500
APLS|APELLIS PHARMA CMN|CTDL|Citadel Derivatives Group Llc|20065
APLS|APELLIS PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|9262
APLS|APELLIS PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|314248
APLS|APELLIS PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|113800
APLS|APELLIS PHARMA CMN|DEAN|MORGAN STANLEY|12300
APLS|APELLIS PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|23922
APLS|APELLIS PHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
APLS|APELLIS PHARMA CMN|EBXL|EBX LLC|145700
APLS|APELLIS PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|2000
APLS|APELLIS PHARMA CMN|EGAM|CBOE TRADING, INC.|37796
APLS|APELLIS PHARMA CMN|EGAW|CBOE TRADING, INC.|100
APLS|APELLIS PHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|800
APLS|APELLIS PHARMA CMN|EGXM|CBOE TRADING, INC.|2577
APLS|APELLIS PHARMA CMN|EGXW|CBOE TRADING, INC.|100
APLS|APELLIS PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|78669
APLS|APELLIS PHARMA CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
APLS|APELLIS PHARMA CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3619
APLS|APELLIS PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45575
APLS|APELLIS PHARMA CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
APLS|APELLIS PHARMA CMN|ETRS|E*Trade Securities LLC|13149
APLS|APELLIS PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|324514
APLS|APELLIS PHARMA CMN|FBSB|U.S. Bancorp Investments, Inc.|24
APLS|APELLIS PHARMA CMN|FILL|Tradestation Securities, Inc.|2800
APLS|APELLIS PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|227202
APLS|APELLIS PHARMA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8653
APLS|APELLIS PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146933
APLS|APELLIS PHARMA CMN|FTBR|Foliofn Investments, Inc.|1
APLS|APELLIS PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|22560
APLS|APELLIS PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|78187
APLS|APELLIS PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|2349951
APLS|APELLIS PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|22072
APLS|APELLIS PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|2498
APLS|APELLIS PHARMA CMN|GTSZ|GTS SECURITIES LLC|33417
APLS|APELLIS PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|2936
APLS|APELLIS PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|9864
APLS|APELLIS PHARMA CMN|IBKR|Interactive Brokers Llc|182408
APLS|APELLIS PHARMA CMN|ICBX|INSTINET, LLC|43197
APLS|APELLIS PHARMA CMN|IEQY|CITADEL SECURITIES LLC|123576
APLS|APELLIS PHARMA CMN|INCA|INSTINET, LLC|431274
APLS|APELLIS PHARMA CMN|INJX|INSTINET, LLC|41656
APLS|APELLIS PHARMA CMN|ITGI|ITG Inc.|26580
APLS|APELLIS PHARMA CMN|ITGP|ITG INC.|82600
APLS|APELLIS PHARMA CMN|JANY|Janney Montgomery Scott Inc.|200
APLS|APELLIS PHARMA CMN|JEFF|JEFFERIES LLC|53587
APLS|APELLIS PHARMA CMN|JMPT|JUMP TRADING, LLC|59002
APLS|APELLIS PHARMA CMN|JONE|JonesTrading|587
APLS|APELLIS PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|66349
APLS|APELLIS PHARMA CMN|JPMX|J.P. Morgan Securities LLC|334497
APLS|APELLIS PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|8056
APLS|APELLIS PHARMA CMN|JSSF|JMP Securities LLC|7500
APLS|APELLIS PHARMA CMN|KCGM|VIRTU Americas LLC|36479
APLS|APELLIS PHARMA CMN|LEER|LEERINK PARTNERS LLC|2581
APLS|APELLIS PHARMA CMN|LEHM|Barclays Capital Inc./Le|1045765
APLS|APELLIS PHARMA CMN|LIME|Lime Brokerage LLC|182342
APLS|APELLIS PHARMA CMN|LMGP|LIME BROKERAGE LLC|1885
APLS|APELLIS PHARMA CMN|LOOP|Loop Capital Markets LLC|3885
APLS|APELLIS PHARMA CMN|LQNA|LIQUIDNET, INC.|10000
APLS|APELLIS PHARMA CMN|MACQ|Macquarie Capital (USA) Inc.|2681
APLS|APELLIS PHARMA CMN|MAXM|Maxim Group LLC|9903
APLS|APELLIS PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83900
APLS|APELLIS PHARMA CMN|MOTF|MOTIF INVESTING, INC.|1
APLS|APELLIS PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|3308178
APLS|APELLIS PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|177700
APLS|APELLIS PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|66900
APLS|APELLIS PHARMA CMN|NFSC|National Financial Services LLC|39489
APLS|APELLIS PHARMA CMN|NITE|VIRTU Americas LLC|278627
APLS|APELLIS PHARMA CMN|NITP|VIRTU Americas LLC|11000
APLS|APELLIS PHARMA CMN|NQRB|Brut, LLC|11246
APLS|APELLIS PHARMA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
APLS|APELLIS PHARMA CMN|PDQM|CODA MARKETS, INC.|161682
APLS|APELLIS PHARMA CMN|PICT|Pictet Overseas Inc.|20000
APLS|APELLIS PHARMA CMN|RAJA|Raymond James & Associates, Inc.|18363
APLS|APELLIS PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|300
APLS|APELLIS PHARMA CMN|RHCO|Suntrust Robinson Humphrey, Inc.|2500
APLS|APELLIS PHARMA CMN|SAGL|SAGETRADER, LLC|10005
APLS|APELLIS PHARMA CMN|SBSH|Citigroup Global Markets Inc.|489435
APLS|APELLIS PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|52966
APLS|APELLIS PHARMA CMN|SOGO|Wang Investment Associates, Inc.|1000
APLS|APELLIS PHARMA CMN|SPDR|SPEEDROUTE LLC|23269
APLS|APELLIS PHARMA CMN|SPTD|MINT GLOBAL MARKETS, INC.|55357
APLS|APELLIS PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|600
APLS|APELLIS PHARMA CMN|SWIM|TD Ameritrade, Inc.|4500
APLS|APELLIS PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|200
APLS|APELLIS PHARMA CMN|TRBT|Tradebot Systems, Inc.|192928
APLS|APELLIS PHARMA CMN|TRCM|TRC MARKETS LLC|85327
APLS|APELLIS PHARMA CMN|TWTT|TASTYWORKS, INC.|50
APLS|APELLIS PHARMA CMN|UBSA|UBS SECURITIES LLC|462442
APLS|APELLIS PHARMA CMN|UBSS|UBS Securities LLC|2058481
APLS|APELLIS PHARMA CMN|VALX|VIRTU AMERICAS LLC|36110
APLS|APELLIS PHARMA CMN|VGRD|Vanguard Marketing Corporation|3150
APLS|APELLIS PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|50420
APLS|APELLIS PHARMA CMN|WDNX|WEEDEN & CO.L.P.|626
APLS|APELLIS PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|8400
APLS|APELLIS PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|4170
APLS|APELLIS PHARMA CMN|XIST|INSTINET, LLC|13950
APLS|APELLIS PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|42200
APLS|APELLIS PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|11632
APLS|APELLIS PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1400
APO|APOLLO GLOBAL MGMNT|ABLE|NATIXIS Securities Americas LLC|1343600
APO|APOLLO GLOBAL MGMNT|AGIS|Aegis Capital Corp.|300
APO|APOLLO GLOBAL MGMNT|ALLN|Allen & Company LLC|1000
APO|APOLLO GLOBAL MGMNT|ALTX|Alternet Securities Inc.|6589
APO|APOLLO GLOBAL MGMNT|APCC|Apex Clearing Corporation|1193
APO|APOLLO GLOBAL MGMNT|BARD|Robert W. Baird & Co. Incorporated|1428
APO|APOLLO GLOBAL MGMNT|BATM|CBOE TRADING, INC.|8871
APO|APOLLO GLOBAL MGMNT|BERN|Sanford C. Bernstein & Co., LLC|3490
APO|APOLLO GLOBAL MGMNT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33064
APO|APOLLO GLOBAL MGMNT|BLKX|INSTINET, LLC|10064
APO|APOLLO GLOBAL MGMNT|BMOC|BMO Capital Markets Corp.|26000
APO|APOLLO GLOBAL MGMNT|BNPX|BNP PARIBAS SECURITIES CORP.|87
APO|APOLLO GLOBAL MGMNT|BTIG|BTIG, LLC|95594
APO|APOLLO GLOBAL MGMNT|BYXM|CBOE TRADING, INC.|2755
APO|APOLLO GLOBAL MGMNT|BZYD|GOLDMAN SACHS & CO. LLC|3929
APO|APOLLO GLOBAL MGMNT|CHAS|Charles Schwab & Co., Inc.|1595
APO|APOLLO GLOBAL MGMNT|CIST|Capital Institutional Services, Inc.|720
APO|APOLLO GLOBAL MGMNT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49814
APO|APOLLO GLOBAL MGMNT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2859
APO|APOLLO GLOBAL MGMNT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|426
APO|APOLLO GLOBAL MGMNT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128440
APO|APOLLO GLOBAL MGMNT|CTDL|Citadel Derivatives Group Llc|1640
APO|APOLLO GLOBAL MGMNT|CTLR|CUTLER GROUP, LP|766
APO|APOLLO GLOBAL MGMNT|CXCX|CITIGROUP GLOBAL MARKETS INC.|74904
APO|APOLLO GLOBAL MGMNT|DADA|D.A. Davidson & Co.|150
APO|APOLLO GLOBAL MGMNT|DAVA|Davenport & Company LLC|200
APO|APOLLO GLOBAL MGMNT|DBAB|Deutsche Bank Securities Inc.|235653
APO|APOLLO GLOBAL MGMNT|DBAX|Deutsche Bank Securities Inc.|267500
APO|APOLLO GLOBAL MGMNT|DEAN|MORGAN STANLEY|88071
APO|APOLLO GLOBAL MGMNT|DEGS|RONIN PROFESSIONAL LLC|300
APO|APOLLO GLOBAL MGMNT|EBXL|EBX LLC|81200
APO|APOLLO GLOBAL MGMNT|ECUT|CONVERGEX EXECUTION SOLUTIONS|118317
APO|APOLLO GLOBAL MGMNT|EDJC|Edward Jones / CDS|2960
APO|APOLLO GLOBAL MGMNT|EDJO|Edward D. Jones & Co., L.P.|9034
APO|APOLLO GLOBAL MGMNT|EGAM|CBOE TRADING, INC.|13132
APO|APOLLO GLOBAL MGMNT|EGMT|EG MARKET TECHNOLOGIES LLC|999
APO|APOLLO GLOBAL MGMNT|EGXM|CBOE TRADING, INC.|5981
APO|APOLLO GLOBAL MGMNT|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|300
APO|APOLLO GLOBAL MGMNT|ETBE|Electronic Transaction Clearing, Inc.|12946
APO|APOLLO GLOBAL MGMNT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
APO|APOLLO GLOBAL MGMNT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10992
APO|APOLLO GLOBAL MGMNT|ETRS|E*Trade Securities LLC|63761
APO|APOLLO GLOBAL MGMNT|FBSB|U.S. Bancorp Investments, Inc.|316
APO|APOLLO GLOBAL MGMNT|FILL|Tradestation Securities, Inc.|4600
APO|APOLLO GLOBAL MGMNT|FMAF|NBCN Inc./ CDS|2653
APO|APOLLO GLOBAL MGMNT|FQLS|Quantlab Securities LP|119121
APO|APOLLO GLOBAL MGMNT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65705
APO|APOLLO GLOBAL MGMNT|FTBR|Foliofn Investments, Inc.|417
APO|APOLLO GLOBAL MGMNT|GEBB|GLOBAL EXECUTION BROKERS, LP|700
APO|APOLLO GLOBAL MGMNT|GLIS|TD Securities Inc|198
APO|APOLLO GLOBAL MGMNT|GLPX|ACS EXECUTION SERVICES, LLC|24894
APO|APOLLO GLOBAL MGMNT|GSCO|GOLDMAN SACHS & CO. LLC|610222
APO|APOLLO GLOBAL MGMNT|GSCS|GOLDMAN SACHS & CO. LLC|15775
APO|APOLLO GLOBAL MGMNT|GSLT|GOLDMAN SACHS & CO. LLC|5490
APO|APOLLO GLOBAL MGMNT|GTSZ|GTS SECURITIES LLC|30431
APO|APOLLO GLOBAL MGMNT|HAPX|HAP Trading, LLC|100
APO|APOLLO GLOBAL MGMNT|HRBF|American Enterprise Investment Services Inc.|6780
APO|APOLLO GLOBAL MGMNT|HSBC|HSBC Securities, Inc.|1264
APO|APOLLO GLOBAL MGMNT|IATS|INTERACTIVE BROKERS LLC|11567
APO|APOLLO GLOBAL MGMNT|IBKR|Interactive Brokers Llc|16968
APO|APOLLO GLOBAL MGMNT|ICBX|INSTINET, LLC|23900
APO|APOLLO GLOBAL MGMNT|INCA|INSTINET, LLC|47381
APO|APOLLO GLOBAL MGMNT|ITGI|ITG Inc.|15900
APO|APOLLO GLOBAL MGMNT|ITGP|ITG INC.|83000
APO|APOLLO GLOBAL MGMNT|JANY|Janney Montgomery Scott Inc.|562
APO|APOLLO GLOBAL MGMNT|JEFF|JEFFERIES LLC|5104
APO|APOLLO GLOBAL MGMNT|JMPT|JUMP TRADING, LLC|32883
APO|APOLLO GLOBAL MGMNT|JPBX|J.P. MORGAN SECURITIES LLC|16359
APO|APOLLO GLOBAL MGMNT|JPMX|J.P. Morgan Securities LLC|237243
APO|APOLLO GLOBAL MGMNT|JSJX|JANE STREET CAPITAL LLC|46224
APO|APOLLO GLOBAL MGMNT|KCGM|VIRTU Americas LLC|52820
APO|APOLLO GLOBAL MGMNT|LEHM|Barclays Capital Inc./Le|287403
APO|APOLLO GLOBAL MGMNT|LGNT|COR CLEARING LLC|17
APO|APOLLO GLOBAL MGMNT|LIME|Lime Brokerage LLC|51950
APO|APOLLO GLOBAL MGMNT|LSCI|Lek Securities Corporation|1274
APO|APOLLO GLOBAL MGMNT|MACC|Mid Atlantic Capital Corporation|1700
APO|APOLLO GLOBAL MGMNT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77500
APO|APOLLO GLOBAL MGMNT|MOTF|MOTIF INVESTING, INC.|28
APO|APOLLO GLOBAL MGMNT|MSCO|MORGAN STANLEY & CO. LLC|2259580
APO|APOLLO GLOBAL MGMNT|MSPL|MORGAN STANLEY & CO. LLC|74900
APO|APOLLO GLOBAL MGMNT|NATL|National Securities Corporation|500
APO|APOLLO GLOBAL MGMNT|NEUB|NEUBERGER BERMAN BD LLC|600
APO|APOLLO GLOBAL MGMNT|NFSC|National Financial Services LLC|232980
APO|APOLLO GLOBAL MGMNT|NITE|VIRTU Americas LLC|489144
APO|APOLLO GLOBAL MGMNT|NITP|VIRTU Americas LLC|303
APO|APOLLO GLOBAL MGMNT|NQRB|Brut, LLC|27965
APO|APOLLO GLOBAL MGMNT|NTBF|BMO Nesbitt Burns Inc./CDS|2100
APO|APOLLO GLOBAL MGMNT|OHOS|TWO SIGMA SECURITIES, LLC|42042
APO|APOLLO GLOBAL MGMNT|OPCO|Oppenheimer & Co. Inc.|9017
APO|APOLLO GLOBAL MGMNT|PCFF|Pacific International Securities Inc./CDS|250
APO|APOLLO GLOBAL MGMNT|PCPT|PHILLIP CAPITAL INC.|814
APO|APOLLO GLOBAL MGMNT|PDQM|CODA MARKETS, INC.|37514
APO|APOLLO GLOBAL MGMNT|PHLY|NASDAQ Execution Services, LLC|1600
APO|APOLLO GLOBAL MGMNT|PWJC|UBS Financial Services, Inc.|5600
APO|APOLLO GLOBAL MGMNT|QMSR|QUATTRO M SECURITIES INC.|4516
APO|APOLLO GLOBAL MGMNT|RBCM|RBC CAPITAL MARKETS, LLC|7166
APO|APOLLO GLOBAL MGMNT|SAGL|SAGETRADER, LLC|3200
APO|APOLLO GLOBAL MGMNT|SAGW|SAGETRADER, LLC|57
APO|APOLLO GLOBAL MGMNT|SALI|INTL FCSTONE FINANCIAL INC.|117
APO|APOLLO GLOBAL MGMNT|SBSH|Citigroup Global Markets Inc.|721286
APO|APOLLO GLOBAL MGMNT|SEIC|SEI Investments Distribution Co.|200
APO|APOLLO GLOBAL MGMNT|SGMT|GOLDMAN SACHS & CO. LLC|70024
APO|APOLLO GLOBAL MGMNT|SIBO|Prime Executions, Inc.|11340
APO|APOLLO GLOBAL MGMNT|SPDR|SPEEDROUTE LLC|5713
APO|APOLLO GLOBAL MGMNT|SPTD|MINT GLOBAL MARKETS, INC.|1100
APO|APOLLO GLOBAL MGMNT|SSBS|STATE STREET GLOBAL MARKETS, LLC|5392
APO|APOLLO GLOBAL MGMNT|STFL|Stifel, Nicolaus & Company, Incorporated|20688
APO|APOLLO GLOBAL MGMNT|STKP|STOCKPILE INVESTMENTS, INC.|78
APO|APOLLO GLOBAL MGMNT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4822
APO|APOLLO GLOBAL MGMNT|SWIM|TD Ameritrade, Inc.|36497
APO|APOLLO GLOBAL MGMNT|SWST|Hilltop Securities Inc.|70
APO|APOLLO GLOBAL MGMNT|TAGC|TELSEY ADVISORY GROUP LLC|500
APO|APOLLO GLOBAL MGMNT|TKNG|ALLY INVEST SECURITIES LLC|875
APO|APOLLO GLOBAL MGMNT|TRBT|Tradebot Systems, Inc.|135317
APO|APOLLO GLOBAL MGMNT|TRCM|TRC MARKETS LLC|43896
APO|APOLLO GLOBAL MGMNT|UBSA|UBS SECURITIES LLC|294250
APO|APOLLO GLOBAL MGMNT|UBSS|UBS Securities LLC|471663
APO|APOLLO GLOBAL MGMNT|VALX|VIRTU AMERICAS LLC|5029
APO|APOLLO GLOBAL MGMNT|VGRD|Vanguard Marketing Corporation|90821
APO|APOLLO GLOBAL MGMNT|WBPX|SUMMIT SECURITIES GROUP, LLC|100
APO|APOLLO GLOBAL MGMNT|WCHV|WELLS FARGO SECURITIES, LLC|80616
APO|APOLLO GLOBAL MGMNT|WEDB|WEDBUSH SECURITIES INC.|3325
APO|APOLLO GLOBAL MGMNT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18285
APO|APOLLO GLOBAL MGMNT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27026
APO|APOLLO GLOBAL MGMNT|WGIF|CIBC World Markets Inc.|315
APO|APOLLO GLOBAL MGMNT|WSEA|WOLVERINE SECURITIES, LLC|9147
APO|APOLLO GLOBAL MGMNT|XSTM|NATIONAL FINANCIAL SERVICES LLC|47562
APO|APOLLO GLOBAL MGMNT|YKNA|COMHAR CAPITAL MARKETS, LLC|1325
APO|APOLLO GLOBAL MGMNT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15374
APO$A|APOLLO GLB SER A PFD|BARD|Robert W. Baird & Co. Incorporated|1700
APO$A|APOLLO GLB SER A PFD|BBNT|BB&T SECURITIES, LLC|5556
APO$A|APOLLO GLB SER A PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
APO$A|APOLLO GLB SER A PFD|BNCH|The Benchmark Company, LLC|872
APO$A|APOLLO GLB SER A PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1177
APO$A|APOLLO GLB SER A PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
APO$A|APOLLO GLB SER A PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3980
APO$A|APOLLO GLB SER A PFD|DADA|D.A. Davidson & Co.|300
APO$A|APOLLO GLB SER A PFD|DBAX|Deutsche Bank Securities Inc.|2100
APO$A|APOLLO GLB SER A PFD|DEAN|MORGAN STANLEY|35933
APO$A|APOLLO GLB SER A PFD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2999
APO$A|APOLLO GLB SER A PFD|EBXL|EBX LLC|2700
APO$A|APOLLO GLB SER A PFD|EDJO|Edward D. Jones & Co., L.P.|837
APO$A|APOLLO GLB SER A PFD|ETRS|E*Trade Securities LLC|8779
APO$A|APOLLO GLB SER A PFD|FILL|Tradestation Securities, Inc.|300
APO$A|APOLLO GLB SER A PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
APO$A|APOLLO GLB SER A PFD|GLPX|ACS EXECUTION SERVICES, LLC|600
APO$A|APOLLO GLB SER A PFD|GSCO|GOLDMAN SACHS & CO. LLC|400
APO$A|APOLLO GLB SER A PFD|GTSZ|GTS SECURITIES LLC|2036
APO$A|APOLLO GLB SER A PFD|HRBF|American Enterprise Investment Services Inc.|15983
APO$A|APOLLO GLB SER A PFD|IATS|INTERACTIVE BROKERS LLC|400
APO$A|APOLLO GLB SER A PFD|IBKR|Interactive Brokers Llc|10
APO$A|APOLLO GLB SER A PFD|ICBX|INSTINET, LLC|900
APO$A|APOLLO GLB SER A PFD|INCA|INSTINET, LLC|1945
APO$A|APOLLO GLB SER A PFD|INJX|INSTINET, LLC|100
APO$A|APOLLO GLB SER A PFD|ITGI|ITG Inc.|100
APO$A|APOLLO GLB SER A PFD|ITGP|ITG INC.|200
APO$A|APOLLO GLB SER A PFD|JPMX|J.P. Morgan Securities LLC|200
APO$A|APOLLO GLB SER A PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|608
APO$A|APOLLO GLB SER A PFD|KCGM|VIRTU Americas LLC|1000
APO$A|APOLLO GLB SER A PFD|LEHM|Barclays Capital Inc./Le|1400
APO$A|APOLLO GLB SER A PFD|LIME|Lime Brokerage LLC|1523
APO$A|APOLLO GLB SER A PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|354
APO$A|APOLLO GLB SER A PFD|MAXM|Maxim Group LLC|500
APO$A|APOLLO GLB SER A PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
APO$A|APOLLO GLB SER A PFD|MSCO|MORGAN STANLEY & CO. LLC|14035
APO$A|APOLLO GLB SER A PFD|NFSC|National Financial Services LLC|32672
APO$A|APOLLO GLB SER A PFD|NITE|VIRTU Americas LLC|84133
APO$A|APOLLO GLB SER A PFD|NQRB|Brut, LLC|300
APO$A|APOLLO GLB SER A PFD|OLDM|OLD MISSION CAPITAL, LLC|500
APO$A|APOLLO GLB SER A PFD|PDQM|CODA MARKETS, INC.|1300
APO$A|APOLLO GLB SER A PFD|PWJC|UBS Financial Services, Inc.|32683
APO$A|APOLLO GLB SER A PFD|RBCM|RBC CAPITAL MARKETS, LLC|19058
APO$A|APOLLO GLB SER A PFD|SBSH|Citigroup Global Markets Inc.|9100
APO$A|APOLLO GLB SER A PFD|SGMT|GOLDMAN SACHS & CO. LLC|1300
APO$A|APOLLO GLB SER A PFD|STFL|Stifel, Nicolaus & Company, Incorporated|500
APO$A|APOLLO GLB SER A PFD|SWIM|TD Ameritrade, Inc.|1000
APO$A|APOLLO GLB SER A PFD|SWST|Hilltop Securities Inc.|2000
APO$A|APOLLO GLB SER A PFD|TRBT|Tradebot Systems, Inc.|353
APO$A|APOLLO GLB SER A PFD|UBSA|UBS SECURITIES LLC|3415
APO$A|APOLLO GLB SER A PFD|UBSS|UBS Securities LLC|80668
APO$A|APOLLO GLB SER A PFD|VGRD|Vanguard Marketing Corporation|700
APO$A|APOLLO GLB SER A PFD|WCHV|WELLS FARGO SECURITIES, LLC|27248
APO$A|APOLLO GLB SER A PFD|WEDB|WEDBUSH SECURITIES INC.|56
APO$A|APOLLO GLB SER A PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|202
APO$B|APOLLO GLBL 6.375|ALTX|Alternet Securities Inc.|700
APO$B|APOLLO GLBL 6.375|APCC|Apex Clearing Corporation|218
APO$B|APOLLO GLBL 6.375|BARD|Robert W. Baird & Co. Incorporated|2181
APO$B|APOLLO GLBL 6.375|BATM|CBOE TRADING, INC.|800
APO$B|APOLLO GLBL 6.375|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|9400
APO$B|APOLLO GLBL 6.375|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2250
APO$B|APOLLO GLBL 6.375|BNCH|The Benchmark Company, LLC|55000
APO$B|APOLLO GLBL 6.375|CABR|Cabrera Capital Markets, Inc.|300
APO$B|APOLLO GLBL 6.375|CANT|Cantor Fitzgerald & Co.|11000
APO$B|APOLLO GLBL 6.375|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
APO$B|APOLLO GLBL 6.375|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3498
APO$B|APOLLO GLBL 6.375|CXCX|CITIGROUP GLOBAL MARKETS INC.|1300
APO$B|APOLLO GLBL 6.375|DBAX|Deutsche Bank Securities Inc.|14900
APO$B|APOLLO GLBL 6.375|DEAN|MORGAN STANLEY|82239
APO$B|APOLLO GLBL 6.375|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4200
APO$B|APOLLO GLBL 6.375|EBXL|EBX LLC|2800
APO$B|APOLLO GLBL 6.375|EGAM|CBOE TRADING, INC.|1400
APO$B|APOLLO GLBL 6.375|EGXM|CBOE TRADING, INC.|3150
APO$B|APOLLO GLBL 6.375|ETRS|E*Trade Securities LLC|9050
APO$B|APOLLO GLBL 6.375|GEBB|GLOBAL EXECUTION BROKERS, LP|100
APO$B|APOLLO GLBL 6.375|GLPX|ACS EXECUTION SERVICES, LLC|1435
APO$B|APOLLO GLBL 6.375|GSCO|GOLDMAN SACHS & CO. LLC|14215
APO$B|APOLLO GLBL 6.375|GSLT|GOLDMAN SACHS & CO. LLC|200
APO$B|APOLLO GLBL 6.375|HRBF|American Enterprise Investment Services Inc.|12930
APO$B|APOLLO GLBL 6.375|IATS|INTERACTIVE BROKERS LLC|1400
APO$B|APOLLO GLBL 6.375|IBKR|Interactive Brokers Llc|12394
APO$B|APOLLO GLBL 6.375|ICBX|INSTINET, LLC|1258
APO$B|APOLLO GLBL 6.375|INCA|INSTINET, LLC|1984
APO$B|APOLLO GLBL 6.375|ITGI|ITG Inc.|300
APO$B|APOLLO GLBL 6.375|ITGP|ITG INC.|800
APO$B|APOLLO GLBL 6.375|JANY|Janney Montgomery Scott Inc.|24400
APO$B|APOLLO GLBL 6.375|JEFF|JEFFERIES LLC|1900
APO$B|APOLLO GLBL 6.375|JPMX|J.P. Morgan Securities LLC|7412
APO$B|APOLLO GLBL 6.375|JSEB|JANE STREET EXECUTION SERVICES, LLC|792
APO$B|APOLLO GLBL 6.375|KCGM|VIRTU Americas LLC|1300
APO$B|APOLLO GLBL 6.375|LEHM|Barclays Capital Inc./Le|2000
APO$B|APOLLO GLBL 6.375|LIME|Lime Brokerage LLC|2022
APO$B|APOLLO GLBL 6.375|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4500
APO$B|APOLLO GLBL 6.375|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9650
APO$B|APOLLO GLBL 6.375|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|20000
APO$B|APOLLO GLBL 6.375|MSCO|MORGAN STANLEY & CO. LLC|12984
APO$B|APOLLO GLBL 6.375|NFSC|National Financial Services LLC|43192
APO$B|APOLLO GLBL 6.375|NITE|VIRTU Americas LLC|168533
APO$B|APOLLO GLBL 6.375|OPCO|Oppenheimer & Co. Inc.|3400
APO$B|APOLLO GLBL 6.375|PDQM|CODA MARKETS, INC.|4235
APO$B|APOLLO GLBL 6.375|PWJC|UBS Financial Services, Inc.|20851
APO$B|APOLLO GLBL 6.375|RBCM|RBC CAPITAL MARKETS, LLC|44203
APO$B|APOLLO GLBL 6.375|SALI|INTL FCSTONE FINANCIAL INC.|1000
APO$B|APOLLO GLBL 6.375|SBSH|Citigroup Global Markets Inc.|4005
APO$B|APOLLO GLBL 6.375|SGMT|GOLDMAN SACHS & CO. LLC|3304
APO$B|APOLLO GLBL 6.375|SPDR|SPEEDROUTE LLC|2666
APO$B|APOLLO GLBL 6.375|STFL|Stifel, Nicolaus & Company, Incorporated|15605
APO$B|APOLLO GLBL 6.375|SWIM|TD Ameritrade, Inc.|6422
APO$B|APOLLO GLBL 6.375|SWST|Hilltop Securities Inc.|2100
APO$B|APOLLO GLBL 6.375|TKNG|ALLY INVEST SECURITIES LLC|250
APO$B|APOLLO GLBL 6.375|TRBT|Tradebot Systems, Inc.|2108
APO$B|APOLLO GLBL 6.375|UBSA|UBS SECURITIES LLC|20401
APO$B|APOLLO GLBL 6.375|UBSS|UBS Securities LLC|111663
APO$B|APOLLO GLBL 6.375|VGRD|Vanguard Marketing Corporation|7060
APO$B|APOLLO GLBL 6.375|WCHV|WELLS FARGO SECURITIES, LLC|102933
APO$B|APOLLO GLBL 6.375|WEDB|WEDBUSH SECURITIES INC.|1200
APO$B|APOLLO GLBL 6.375|WEXX|WOLVERINE EXECUTION SERVICES, LLC|224
APO$B|APOLLO GLBL 6.375|YKNA|COMHAR CAPITAL MARKETS, LLC|200
APO$B|APOLLO GLBL 6.375|YLPL|Linsco/Private Ledger Financial Services, Incorporated|795
APOG|APOGEE ENTRPR INC ##|ALTX|Alternet Securities Inc.|5749
APOG|APOGEE ENTRPR INC ##|ANOS|ABEL/NOSER, L.L.C.|187
APOG|APOGEE ENTRPR INC ##|APCC|Apex Clearing Corporation|68
APOG|APOGEE ENTRPR INC ##|BANK|Primevest Financial Services, Inc.|101
APOG|APOGEE ENTRPR INC ##|BARD|Robert W. Baird & Co. Incorporated|3885
APOG|APOGEE ENTRPR INC ##|BATM|CBOE TRADING, INC.|1025
APOG|APOGEE ENTRPR INC ##|BBNT|BB&T SECURITIES, LLC|295
APOG|APOGEE ENTRPR INC ##|BERN|Sanford C. Bernstein & Co., LLC|24579
APOG|APOGEE ENTRPR INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|295
APOG|APOGEE ENTRPR INC ##|BMOC|BMO Capital Markets Corp.|4442
APOG|APOGEE ENTRPR INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|4874
APOG|APOGEE ENTRPR INC ##|BRVL|BLAYLOCK VAN, LLC|100
APOG|APOGEE ENTRPR INC ##|BTIG|BTIG, LLC|1558
APOG|APOGEE ENTRPR INC ##|BYXM|CBOE TRADING, INC.|300
APOG|APOGEE ENTRPR INC ##|BZYD|GOLDMAN SACHS & CO. LLC|200
APOG|APOGEE ENTRPR INC ##|CANT|Cantor Fitzgerald & Co.|316
APOG|APOGEE ENTRPR INC ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|20800
APOG|APOGEE ENTRPR INC ##|CHAS|Charles Schwab & Co., Inc.|1153
APOG|APOGEE ENTRPR INC ##|CIST|Capital Institutional Services, Inc.|615
APOG|APOGEE ENTRPR INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84290
APOG|APOGEE ENTRPR INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9696
APOG|APOGEE ENTRPR INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5274
APOG|APOGEE ENTRPR INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|92141
APOG|APOGEE ENTRPR INC ##|CTDL|Citadel Derivatives Group Llc|3621
APOG|APOGEE ENTRPR INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|8594
APOG|APOGEE ENTRPR INC ##|DADA|D.A. Davidson & Co.|52268
APOG|APOGEE ENTRPR INC ##|DBAB|Deutsche Bank Securities Inc.|189276
APOG|APOGEE ENTRPR INC ##|DBAX|Deutsche Bank Securities Inc.|101900
APOG|APOGEE ENTRPR INC ##|DBUL|Deutsche Bank Securities Inc.|100
APOG|APOGEE ENTRPR INC ##|DEAN|MORGAN STANLEY|3214
APOG|APOGEE ENTRPR INC ##|DEGS|RONIN PROFESSIONAL LLC|1890
APOG|APOGEE ENTRPR INC ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12417
APOG|APOGEE ENTRPR INC ##|EBXL|EBX LLC|53100
APOG|APOGEE ENTRPR INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1183
APOG|APOGEE ENTRPR INC ##|EDJO|Edward D. Jones & Co., L.P.|1347
APOG|APOGEE ENTRPR INC ##|EGAM|CBOE TRADING, INC.|13163
APOG|APOGEE ENTRPR INC ##|EGAW|CBOE TRADING, INC.|2
APOG|APOGEE ENTRPR INC ##|EGMT|EG MARKET TECHNOLOGIES LLC|400
APOG|APOGEE ENTRPR INC ##|EGXM|CBOE TRADING, INC.|1577
APOG|APOGEE ENTRPR INC ##|ETBE|Electronic Transaction Clearing, Inc.|7806
APOG|APOGEE ENTRPR INC ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
APOG|APOGEE ENTRPR INC ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6616
APOG|APOGEE ENTRPR INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35494
APOG|APOGEE ENTRPR INC ##|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|72
APOG|APOGEE ENTRPR INC ##|ETRS|E*Trade Securities LLC|16215
APOG|APOGEE ENTRPR INC ##|FBCO|Credit Suisse Securities (USA) LLC|314080
APOG|APOGEE ENTRPR INC ##|FILL|Tradestation Securities, Inc.|2185
APOG|APOGEE ENTRPR INC ##|FMAF|NBCN Inc./ CDS|800
APOG|APOGEE ENTRPR INC ##|FOMA|TD AMERITRADE CLEARING, INC.|53398
APOG|APOGEE ENTRPR INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|940
APOG|APOGEE ENTRPR INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62462
APOG|APOGEE ENTRPR INC ##|FTBR|Foliofn Investments, Inc.|2638
APOG|APOGEE ENTRPR INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8451
APOG|APOGEE ENTRPR INC ##|GLPX|ACS EXECUTION SERVICES, LLC|18206
APOG|APOGEE ENTRPR INC ##|GSCO|GOLDMAN SACHS & CO. LLC|306585
APOG|APOGEE ENTRPR INC ##|GSCS|GOLDMAN SACHS & CO. LLC|5781
APOG|APOGEE ENTRPR INC ##|GSLT|GOLDMAN SACHS & CO. LLC|1236
APOG|APOGEE ENTRPR INC ##|GTSZ|GTS SECURITIES LLC|32982
APOG|APOGEE ENTRPR INC ##|HPPX|POTAMUS TRADING, LLC|476
APOG|APOGEE ENTRPR INC ##|HRBF|American Enterprise Investment Services Inc.|299
APOG|APOGEE ENTRPR INC ##|IATS|INTERACTIVE BROKERS LLC|9310
APOG|APOGEE ENTRPR INC ##|IBKR|Interactive Brokers Llc|61860
APOG|APOGEE ENTRPR INC ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|450
APOG|APOGEE ENTRPR INC ##|ICBX|INSTINET, LLC|9900
APOG|APOGEE ENTRPR INC ##|IEQY|CITADEL SECURITIES LLC|25967
APOG|APOGEE ENTRPR INC ##|INCA|INSTINET, LLC|231330
APOG|APOGEE ENTRPR INC ##|INJX|INSTINET, LLC|11926
APOG|APOGEE ENTRPR INC ##|ITGI|ITG Inc.|27779
APOG|APOGEE ENTRPR INC ##|ITGP|ITG INC.|24800
APOG|APOGEE ENTRPR INC ##|JANY|Janney Montgomery Scott Inc.|431
APOG|APOGEE ENTRPR INC ##|JEFF|JEFFERIES LLC|127416
APOG|APOGEE ENTRPR INC ##|JMPT|JUMP TRADING, LLC|21482
APOG|APOGEE ENTRPR INC ##|JONE|JonesTrading|701
APOG|APOGEE ENTRPR INC ##|JPBX|J.P. MORGAN SECURITIES LLC|4653
APOG|APOGEE ENTRPR INC ##|JPMX|J.P. Morgan Securities LLC|103989
APOG|APOGEE ENTRPR INC ##|JSJX|JANE STREET CAPITAL LLC|20215
APOG|APOGEE ENTRPR INC ##|KCGM|VIRTU Americas LLC|14496
APOG|APOGEE ENTRPR INC ##|LEHM|Barclays Capital Inc./Le|245134
APOG|APOGEE ENTRPR INC ##|LIME|Lime Brokerage LLC|111592
APOG|APOGEE ENTRPR INC ##|LQNA|LIQUIDNET, INC.|9600
APOG|APOGEE ENTRPR INC ##|LSCI|Lek Securities Corporation|1
APOG|APOGEE ENTRPR INC ##|MAXM|Maxim Group LLC|2678
APOG|APOGEE ENTRPR INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27368
APOG|APOGEE ENTRPR INC ##|MOTF|MOTIF INVESTING, INC.|10
APOG|APOGEE ENTRPR INC ##|MSCO|MORGAN STANLEY & CO. LLC|894380
APOG|APOGEE ENTRPR INC ##|MSPL|MORGAN STANLEY & CO. LLC|117400
APOG|APOGEE ENTRPR INC ##|MSTX|MORGAN STANLEY & CO. LLC|25900
APOG|APOGEE ENTRPR INC ##|NFSC|National Financial Services LLC|65741
APOG|APOGEE ENTRPR INC ##|NITE|VIRTU Americas LLC|138698
APOG|APOGEE ENTRPR INC ##|NITP|VIRTU Americas LLC|1665
APOG|APOGEE ENTRPR INC ##|NQRB|Brut, LLC|8960
APOG|APOGEE ENTRPR INC ##|NTRC|Northern Trust Securities, Inc.|3183
APOG|APOGEE ENTRPR INC ##|PDQM|CODA MARKETS, INC.|39173
APOG|APOGEE ENTRPR INC ##|PIPR|Piper Jaffray & Co.|2000
APOG|APOGEE ENTRPR INC ##|PWJC|UBS Financial Services, Inc.|50
APOG|APOGEE ENTRPR INC ##|RAJA|Raymond James & Associates, Inc.|846
APOG|APOGEE ENTRPR INC ##|RBCM|RBC CAPITAL MARKETS, LLC|12138
APOG|APOGEE ENTRPR INC ##|RGLD|Regal Securities, Inc|222
APOG|APOGEE ENTRPR INC ##|SAGL|SAGETRADER, LLC|8804
APOG|APOGEE ENTRPR INC ##|SAGW|SAGETRADER, LLC|81
APOG|APOGEE ENTRPR INC ##|SALI|INTL FCSTONE FINANCIAL INC.|460
APOG|APOGEE ENTRPR INC ##|SBSH|Citigroup Global Markets Inc.|67483
APOG|APOGEE ENTRPR INC ##|SGMT|GOLDMAN SACHS & CO. LLC|30943
APOG|APOGEE ENTRPR INC ##|SOGO|Wang Investment Associates, Inc.|9
APOG|APOGEE ENTRPR INC ##|SPDR|SPEEDROUTE LLC|5115
APOG|APOGEE ENTRPR INC ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|40000
APOG|APOGEE ENTRPR INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|6486
APOG|APOGEE ENTRPR INC ##|SWIM|TD Ameritrade, Inc.|42220
APOG|APOGEE ENTRPR INC ##|SWST|Hilltop Securities Inc.|1258
APOG|APOGEE ENTRPR INC ##|TKNG|ALLY INVEST SECURITIES LLC|123
APOG|APOGEE ENTRPR INC ##|TRBT|Tradebot Systems, Inc.|80356
APOG|APOGEE ENTRPR INC ##|TRCM|TRC MARKETS LLC|43933
APOG|APOGEE ENTRPR INC ##|UBSA|UBS SECURITIES LLC|177008
APOG|APOGEE ENTRPR INC ##|UBSS|UBS Securities LLC|433905
APOG|APOGEE ENTRPR INC ##|VALX|VIRTU AMERICAS LLC|9513
APOG|APOGEE ENTRPR INC ##|VGRD|Vanguard Marketing Corporation|3333
APOG|APOGEE ENTRPR INC ##|WABR|Wall Street Access|751
APOG|APOGEE ENTRPR INC ##|WBPX|SUMMIT SECURITIES GROUP, LLC|100
APOG|APOGEE ENTRPR INC ##|WCHV|WELLS FARGO SECURITIES, LLC|22969
APOG|APOGEE ENTRPR INC ##|WEED|Weeden & Co.L.P.|1710
APOG|APOGEE ENTRPR INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1124
APOG|APOGEE ENTRPR INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2836
APOG|APOGEE ENTRPR INC ##|WSEA|WOLVERINE SECURITIES, LLC|1075
APOG|APOGEE ENTRPR INC ##|XIST|INSTINET, LLC|11350
APOG|APOGEE ENTRPR INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
APOG|APOGEE ENTRPR INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|2812
APOG|APOGEE ENTRPR INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|753
APOP|CELLECT BIOTEC ADR|ALTX|Alternet Securities Inc.|100
APOP|CELLECT BIOTEC ADR|BATM|CBOE TRADING, INC.|103
APOP|CELLECT BIOTEC ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
APOP|CELLECT BIOTEC ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
APOP|CELLECT BIOTEC ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
APOP|CELLECT BIOTEC ADR|DBAB|Deutsche Bank Securities Inc.|2500
APOP|CELLECT BIOTEC ADR|DBAX|Deutsche Bank Securities Inc.|3400
APOP|CELLECT BIOTEC ADR|DEGS|RONIN PROFESSIONAL LLC|2958
APOP|CELLECT BIOTEC ADR|EBXL|EBX LLC|200
APOP|CELLECT BIOTEC ADR|EDJO|Edward D. Jones & Co., L.P.|1371
APOP|CELLECT BIOTEC ADR|EGAM|CBOE TRADING, INC.|300
APOP|CELLECT BIOTEC ADR|ETRS|E*Trade Securities LLC|1708
APOP|CELLECT BIOTEC ADR|FBCO|Credit Suisse Securities (USA) LLC|300
APOP|CELLECT BIOTEC ADR|FMAF|NBCN Inc./ CDS|1400
APOP|CELLECT BIOTEC ADR|FOMA|TD AMERITRADE CLEARING, INC.|29825
APOP|CELLECT BIOTEC ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|1
APOP|CELLECT BIOTEC ADR|GLPX|ACS EXECUTION SERVICES, LLC|56
APOP|CELLECT BIOTEC ADR|GTSZ|GTS SECURITIES LLC|1656
APOP|CELLECT BIOTEC ADR|HSBC|HSBC Securities, Inc.|367
APOP|CELLECT BIOTEC ADR|IATS|INTERACTIVE BROKERS LLC|2306
APOP|CELLECT BIOTEC ADR|IBKR|Interactive Brokers Llc|3993
APOP|CELLECT BIOTEC ADR|ICBX|INSTINET, LLC|400
APOP|CELLECT BIOTEC ADR|INCA|INSTINET, LLC|2147
APOP|CELLECT BIOTEC ADR|ITGI|ITG Inc.|100
APOP|CELLECT BIOTEC ADR|ITGP|ITG INC.|200
APOP|CELLECT BIOTEC ADR|JONE|JonesTrading|1620
APOP|CELLECT BIOTEC ADR|JPMX|J.P. Morgan Securities LLC|400
APOP|CELLECT BIOTEC ADR|LEHM|Barclays Capital Inc./Le|100
APOP|CELLECT BIOTEC ADR|LIME|Lime Brokerage LLC|5136
APOP|CELLECT BIOTEC ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
APOP|CELLECT BIOTEC ADR|MSCO|MORGAN STANLEY & CO. LLC|5848
APOP|CELLECT BIOTEC ADR|MSPL|MORGAN STANLEY & CO. LLC|700
APOP|CELLECT BIOTEC ADR|NFSC|National Financial Services LLC|13066
APOP|CELLECT BIOTEC ADR|NITE|VIRTU Americas LLC|31314
APOP|CELLECT BIOTEC ADR|OPCO|Oppenheimer & Co. Inc.|950
APOP|CELLECT BIOTEC ADR|PDQM|CODA MARKETS, INC.|81
APOP|CELLECT BIOTEC ADR|PICT|Pictet Overseas Inc.|415
APOP|CELLECT BIOTEC ADR|RBCM|RBC CAPITAL MARKETS, LLC|200
APOP|CELLECT BIOTEC ADR|SBSH|Citigroup Global Markets Inc.|2460
APOP|CELLECT BIOTEC ADR|SGMT|GOLDMAN SACHS & CO. LLC|1580
APOP|CELLECT BIOTEC ADR|SPDR|SPEEDROUTE LLC|320
APOP|CELLECT BIOTEC ADR|SPTD|MINT GLOBAL MARKETS, INC.|400
APOP|CELLECT BIOTEC ADR|SWIM|TD Ameritrade, Inc.|400
APOP|CELLECT BIOTEC ADR|TKNG|ALLY INVEST SECURITIES LLC|100
APOP|CELLECT BIOTEC ADR|TTUC|CUTTONE & CO., INC.|1345
APOP|CELLECT BIOTEC ADR|UBSA|UBS SECURITIES LLC|2238
APOP|CELLECT BIOTEC ADR|UBSS|UBS Securities LLC|8140
APOP|CELLECT BIOTEC ADR|VALX|VIRTU AMERICAS LLC|159
APOP|CELLECT BIOTEC ADR|WCHV|WELLS FARGO SECURITIES, LLC|2370
APOP|CELLECT BIOTEC ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|217
APOP|CELLECT BIOTEC ADR|WSEA|WOLVERINE SECURITIES, LLC|659
APOPW|CELLECT BIOTEC WT|FOMA|TD AMERITRADE CLEARING, INC.|295
APOPW|CELLECT BIOTEC WT|LIME|Lime Brokerage LLC|100
APOPW|CELLECT BIOTEC WT|MSCO|MORGAN STANLEY & CO. LLC|100
APOPW|CELLECT BIOTEC WT|NITE|VIRTU Americas LLC|5
APPF|APPFOLIO CL A CMN|APCC|Apex Clearing Corporation|61
APPF|APPFOLIO CL A CMN|BANK|Primevest Financial Services, Inc.|369
APPF|APPFOLIO CL A CMN|BATM|CBOE TRADING, INC.|562
APPF|APPFOLIO CL A CMN|BAYC|BAY CREST PARTNERS, LLC|639
APPF|APPFOLIO CL A CMN|BBNT|BB&T SECURITIES, LLC|52
APPF|APPFOLIO CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|2043
APPF|APPFOLIO CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|460
APPF|APPFOLIO CL A CMN|BMAK|BMA SECURITIES|38654
APPF|APPFOLIO CL A CMN|BMOC|BMO Capital Markets Corp.|1907
APPF|APPFOLIO CL A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|953
APPF|APPFOLIO CL A CMN|BSCM|BROAD STREET CAPITAL MARKETS, LLC|36100
APPF|APPFOLIO CL A CMN|BTIG|BTIG, LLC|5824
APPF|APPFOLIO CL A CMN|BZYD|GOLDMAN SACHS & CO. LLC|713
APPF|APPFOLIO CL A CMN|CHAS|Charles Schwab & Co., Inc.|100
APPF|APPFOLIO CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18329
APPF|APPFOLIO CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1845
APPF|APPFOLIO CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|249
APPF|APPFOLIO CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16515
APPF|APPFOLIO CL A CMN|CTDL|Citadel Derivatives Group Llc|7474
APPF|APPFOLIO CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6090
APPF|APPFOLIO CL A CMN|DBAB|Deutsche Bank Securities Inc.|232820
APPF|APPFOLIO CL A CMN|DBAX|Deutsche Bank Securities Inc.|17900
APPF|APPFOLIO CL A CMN|DBUL|Deutsche Bank Securities Inc.|1400
APPF|APPFOLIO CL A CMN|DEAN|MORGAN STANLEY|844
APPF|APPFOLIO CL A CMN|DEGS|RONIN PROFESSIONAL LLC|2733
APPF|APPFOLIO CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5
APPF|APPFOLIO CL A CMN|EBXL|EBX LLC|22500
APPF|APPFOLIO CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|35
APPF|APPFOLIO CL A CMN|EDJO|Edward D. Jones & Co., L.P.|278
APPF|APPFOLIO CL A CMN|EGAM|CBOE TRADING, INC.|3363
APPF|APPFOLIO CL A CMN|EGMT|EG MARKET TECHNOLOGIES LLC|60
APPF|APPFOLIO CL A CMN|EGXM|CBOE TRADING, INC.|527
APPF|APPFOLIO CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|13409
APPF|APPFOLIO CL A CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
APPF|APPFOLIO CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55590
APPF|APPFOLIO CL A CMN|ETRS|E*Trade Securities LLC|33158
APPF|APPFOLIO CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|86006
APPF|APPFOLIO CL A CMN|FBSB|U.S. Bancorp Investments, Inc.|3
APPF|APPFOLIO CL A CMN|FFSI|Firstrade Securities Inc.|30
APPF|APPFOLIO CL A CMN|FILL|Tradestation Securities, Inc.|4773
APPF|APPFOLIO CL A CMN|FMAF|NBCN Inc./ CDS|70
APPF|APPFOLIO CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|147634
APPF|APPFOLIO CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13419
APPF|APPFOLIO CL A CMN|FTBR|Foliofn Investments, Inc.|292
APPF|APPFOLIO CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|6248
APPF|APPFOLIO CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|62
APPF|APPFOLIO CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|380395
APPF|APPFOLIO CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|252
APPF|APPFOLIO CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|583
APPF|APPFOLIO CL A CMN|GTSZ|GTS SECURITIES LLC|2309
APPF|APPFOLIO CL A CMN|HRBF|American Enterprise Investment Services Inc.|550
APPF|APPFOLIO CL A CMN|HSBC|HSBC Securities, Inc.|8
APPF|APPFOLIO CL A CMN|IBKR|Interactive Brokers Llc|60942
APPF|APPFOLIO CL A CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
APPF|APPFOLIO CL A CMN|ICBX|INSTINET, LLC|5100
APPF|APPFOLIO CL A CMN|IEQY|CITADEL SECURITIES LLC|23097
APPF|APPFOLIO CL A CMN|INCA|INSTINET, LLC|93312
APPF|APPFOLIO CL A CMN|INJX|INSTINET, LLC|13522
APPF|APPFOLIO CL A CMN|ITGI|ITG Inc.|301895
APPF|APPFOLIO CL A CMN|ITGP|ITG INC.|2600
APPF|APPFOLIO CL A CMN|JEFF|JEFFERIES LLC|40732
APPF|APPFOLIO CL A CMN|JMPT|JUMP TRADING, LLC|6973
APPF|APPFOLIO CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|4206
APPF|APPFOLIO CL A CMN|JPMX|J.P. Morgan Securities LLC|43571
APPF|APPFOLIO CL A CMN|KCGM|VIRTU Americas LLC|3635
APPF|APPFOLIO CL A CMN|LEHM|Barclays Capital Inc./Le|262440
APPF|APPFOLIO CL A CMN|LIME|Lime Brokerage LLC|94643
APPF|APPFOLIO CL A CMN|LMGP|LIME BROKERAGE LLC|1391
APPF|APPFOLIO CL A CMN|LQNA|LIQUIDNET, INC.|22200
APPF|APPFOLIO CL A CMN|LSCI|Lek Securities Corporation|119
APPF|APPFOLIO CL A CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|20
APPF|APPFOLIO CL A CMN|MAXM|Maxim Group LLC|787
APPF|APPFOLIO CL A CMN|MBTS|ALLY INVEST SECURITIES LLC|120
APPF|APPFOLIO CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
APPF|APPFOLIO CL A CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
APPF|APPFOLIO CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|609910
APPF|APPFOLIO CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|14100
APPF|APPFOLIO CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|16500
APPF|APPFOLIO CL A CMN|NFSC|National Financial Services LLC|74385
APPF|APPFOLIO CL A CMN|NITE|VIRTU Americas LLC|115743
APPF|APPFOLIO CL A CMN|NITP|VIRTU Americas LLC|2423
APPF|APPFOLIO CL A CMN|NQRB|Brut, LLC|4910
APPF|APPFOLIO CL A CMN|NTRC|Northern Trust Securities, Inc.|132
APPF|APPFOLIO CL A CMN|OPCO|Oppenheimer & Co. Inc.|268
APPF|APPFOLIO CL A CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|916
APPF|APPFOLIO CL A CMN|PCPT|PHILLIP CAPITAL INC.|20
APPF|APPFOLIO CL A CMN|PDQM|CODA MARKETS, INC.|2944
APPF|APPFOLIO CL A CMN|PIPR|Piper Jaffray & Co.|3632
APPF|APPFOLIO CL A CMN|PWJC|UBS Financial Services, Inc.|800
APPF|APPFOLIO CL A CMN|RAJA|Raymond James & Associates, Inc.|745
APPF|APPFOLIO CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|75
APPF|APPFOLIO CL A CMN|SAGL|SAGETRADER, LLC|1013
APPF|APPFOLIO CL A CMN|SAGW|SAGETRADER, LLC|32
APPF|APPFOLIO CL A CMN|SBSH|Citigroup Global Markets Inc.|56904
APPF|APPFOLIO CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|7943
APPF|APPFOLIO CL A CMN|SPDR|SPEEDROUTE LLC|651
APPF|APPFOLIO CL A CMN|SPTD|MINT GLOBAL MARKETS, INC.|23848
APPF|APPFOLIO CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|200
APPF|APPFOLIO CL A CMN|STKP|STOCKPILE INVESTMENTS, INC.|56
APPF|APPFOLIO CL A CMN|STXG|Stockcross Financial Services, Inc.|82
APPF|APPFOLIO CL A CMN|SWIM|TD Ameritrade, Inc.|9253
APPF|APPFOLIO CL A CMN|SWST|Hilltop Securities Inc.|4846
APPF|APPFOLIO CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|1359
APPF|APPFOLIO CL A CMN|TRBT|Tradebot Systems, Inc.|22356
APPF|APPFOLIO CL A CMN|TRCM|TRC MARKETS LLC|52177
APPF|APPFOLIO CL A CMN|UBSA|UBS SECURITIES LLC|76115
APPF|APPFOLIO CL A CMN|UBSS|UBS Securities LLC|429405
APPF|APPFOLIO CL A CMN|VALX|VIRTU AMERICAS LLC|614
APPF|APPFOLIO CL A CMN|VGRD|Vanguard Marketing Corporation|7974
APPF|APPFOLIO CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|11086
APPF|APPFOLIO CL A CMN|WEDB|WEDBUSH SECURITIES INC.|900
APPF|APPFOLIO CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|115
APPF|APPFOLIO CL A CMN|WGIF|CIBC World Markets Inc.|177
APPF|APPFOLIO CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|652
APPF|APPFOLIO CL A CMN|XIST|INSTINET, LLC|4600
APPF|APPFOLIO CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5900
APPF|APPFOLIO CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1711
APPN|APPIAN CORP CL A CMN|ALTX|Alternet Securities Inc.|6445
APPN|APPIAN CORP CL A CMN|APCC|Apex Clearing Corporation|13291
APPN|APPIAN CORP CL A CMN|BANK|Primevest Financial Services, Inc.|1150
APPN|APPIAN CORP CL A CMN|BARD|Robert W. Baird & Co. Incorporated|1659
APPN|APPIAN CORP CL A CMN|BATM|CBOE TRADING, INC.|3343
APPN|APPIAN CORP CL A CMN|BAYC|BAY CREST PARTNERS, LLC|1425
APPN|APPIAN CORP CL A CMN|BBNT|BB&T SECURITIES, LLC|200
APPN|APPIAN CORP CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|117161
APPN|APPIAN CORP CL A CMN|BIMI|Banca IMI Securities Corp.|2355
APPN|APPIAN CORP CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12859
APPN|APPIAN CORP CL A CMN|BLKX|INSTINET, LLC|12008
APPN|APPIAN CORP CL A CMN|BTIG|BTIG, LLC|6679
APPN|APPIAN CORP CL A CMN|BYXM|CBOE TRADING, INC.|400
APPN|APPIAN CORP CL A CMN|CANT|Cantor Fitzgerald & Co.|545
APPN|APPIAN CORP CL A CMN|CHAS|Charles Schwab & Co., Inc.|4861
APPN|APPIAN CORP CL A CMN|CHLM|Craig-Hallum Capital Group LLC|100
APPN|APPIAN CORP CL A CMN|CIST|Capital Institutional Services, Inc.|175
APPN|APPIAN CORP CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25602
APPN|APPIAN CORP CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6878
APPN|APPIAN CORP CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
APPN|APPIAN CORP CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|243917
APPN|APPIAN CORP CL A CMN|CSIN|Citadel Securities Institutional LLC|10774
APPN|APPIAN CORP CL A CMN|CTDE|CHOICETRADE|120
APPN|APPIAN CORP CL A CMN|CTDL|Citadel Derivatives Group Llc|12661
APPN|APPIAN CORP CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7162
APPN|APPIAN CORP CL A CMN|DADA|D.A. Davidson & Co.|461
APPN|APPIAN CORP CL A CMN|DAVA|Davenport & Company LLC|585
APPN|APPIAN CORP CL A CMN|DBAB|Deutsche Bank Securities Inc.|99340
APPN|APPIAN CORP CL A CMN|DBAX|Deutsche Bank Securities Inc.|103300
APPN|APPIAN CORP CL A CMN|DBUL|Deutsche Bank Securities Inc.|754
APPN|APPIAN CORP CL A CMN|DEAN|MORGAN STANLEY|28521
APPN|APPIAN CORP CL A CMN|DEGS|RONIN PROFESSIONAL LLC|17785
APPN|APPIAN CORP CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
APPN|APPIAN CORP CL A CMN|EBXL|EBX LLC|111300
APPN|APPIAN CORP CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|8134
APPN|APPIAN CORP CL A CMN|EDJC|Edward Jones / CDS|29
APPN|APPIAN CORP CL A CMN|EDJO|Edward D. Jones & Co., L.P.|7054
APPN|APPIAN CORP CL A CMN|EGAM|CBOE TRADING, INC.|9215
APPN|APPIAN CORP CL A CMN|EGMT|EG MARKET TECHNOLOGIES LLC|400
APPN|APPIAN CORP CL A CMN|EGXM|CBOE TRADING, INC.|6431
APPN|APPIAN CORP CL A CMN|EGXW|CBOE TRADING, INC.|300
APPN|APPIAN CORP CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|28946
APPN|APPIAN CORP CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|70565
APPN|APPIAN CORP CL A CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|50
APPN|APPIAN CORP CL A CMN|ETRS|E*Trade Securities LLC|419117
APPN|APPIAN CORP CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|258475
APPN|APPIAN CORP CL A CMN|FBSB|U.S. Bancorp Investments, Inc.|5432
APPN|APPIAN CORP CL A CMN|FILL|Tradestation Securities, Inc.|10811
APPN|APPIAN CORP CL A CMN|FINX|FINTECH SECURITIES|1850
APPN|APPIAN CORP CL A CMN|FMAF|NBCN Inc./ CDS|2797
APPN|APPIAN CORP CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|1363820
APPN|APPIAN CORP CL A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1538
APPN|APPIAN CORP CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68443
APPN|APPIAN CORP CL A CMN|FTBR|Foliofn Investments, Inc.|3812
APPN|APPIAN CORP CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|30115
APPN|APPIAN CORP CL A CMN|GLIS|TD Securities Inc|1148
APPN|APPIAN CORP CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|28342
APPN|APPIAN CORP CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|252216
APPN|APPIAN CORP CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|27942
APPN|APPIAN CORP CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|1278
APPN|APPIAN CORP CL A CMN|GTSZ|GTS SECURITIES LLC|42739
APPN|APPIAN CORP CL A CMN|HRBF|American Enterprise Investment Services Inc.|8973
APPN|APPIAN CORP CL A CMN|HSBC|HSBC Securities, Inc.|163
APPN|APPIAN CORP CL A CMN|IATS|INTERACTIVE BROKERS LLC|44493
APPN|APPIAN CORP CL A CMN|IBKR|Interactive Brokers Llc|465076
APPN|APPIAN CORP CL A CMN|ICBX|INSTINET, LLC|30130
APPN|APPIAN CORP CL A CMN|INCA|INSTINET, LLC|160584
APPN|APPIAN CORP CL A CMN|INJX|INSTINET, LLC|13082
APPN|APPIAN CORP CL A CMN|ITGI|ITG Inc.|494857
APPN|APPIAN CORP CL A CMN|ITGP|ITG INC.|30200
APPN|APPIAN CORP CL A CMN|JANY|Janney Montgomery Scott Inc.|2238
APPN|APPIAN CORP CL A CMN|JEFF|JEFFERIES LLC|67376
APPN|APPIAN CORP CL A CMN|JMPT|JUMP TRADING, LLC|36900
APPN|APPIAN CORP CL A CMN|JONE|JonesTrading|13464
APPN|APPIAN CORP CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|4740
APPN|APPIAN CORP CL A CMN|JPMX|J.P. Morgan Securities LLC|85337
APPN|APPIAN CORP CL A CMN|JSJX|JANE STREET CAPITAL LLC|162311
APPN|APPIAN CORP CL A CMN|KCGM|VIRTU Americas LLC|17916
APPN|APPIAN CORP CL A CMN|KCRD|PHX FINANCIAL, INC.|40546
APPN|APPIAN CORP CL A CMN|LEHM|Barclays Capital Inc./Le|291552
APPN|APPIAN CORP CL A CMN|LIME|Lime Brokerage LLC|166480
APPN|APPIAN CORP CL A CMN|LMGP|LIME BROKERAGE LLC|200
APPN|APPIAN CORP CL A CMN|LQNA|LIQUIDNET, INC.|24400
APPN|APPIAN CORP CL A CMN|LSCI|Lek Securities Corporation|3994
APPN|APPIAN CORP CL A CMN|MAXM|Maxim Group LLC|1136
APPN|APPIAN CORP CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63874
APPN|APPIAN CORP CL A CMN|MOTF|MOTIF INVESTING, INC.|30
APPN|APPIAN CORP CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|1344424
APPN|APPIAN CORP CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|96400
APPN|APPIAN CORP CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|33300
APPN|APPIAN CORP CL A CMN|NFSC|National Financial Services LLC|911528
APPN|APPIAN CORP CL A CMN|NITE|VIRTU Americas LLC|1546923
APPN|APPIAN CORP CL A CMN|NITP|VIRTU Americas LLC|1100
APPN|APPIAN CORP CL A CMN|NQRB|Brut, LLC|6153
APPN|APPIAN CORP CL A CMN|OPCO|Oppenheimer & Co. Inc.|4550
APPN|APPIAN CORP CL A CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|773
APPN|APPIAN CORP CL A CMN|PDQM|CODA MARKETS, INC.|44780
APPN|APPIAN CORP CL A CMN|PWJC|UBS Financial Services, Inc.|4880
APPN|APPIAN CORP CL A CMN|RAJA|Raymond James & Associates, Inc.|33404
APPN|APPIAN CORP CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|19913
APPN|APPIAN CORP CL A CMN|RGLD|Regal Securities, Inc|40
APPN|APPIAN CORP CL A CMN|SAGL|SAGETRADER, LLC|17392
APPN|APPIAN CORP CL A CMN|SALI|INTL FCSTONE FINANCIAL INC.|861
APPN|APPIAN CORP CL A CMN|SBSH|Citigroup Global Markets Inc.|34804
APPN|APPIAN CORP CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|101674
APPN|APPIAN CORP CL A CMN|SOGO|Wang Investment Associates, Inc.|15700
APPN|APPIAN CORP CL A CMN|SPDR|SPEEDROUTE LLC|18290
APPN|APPIAN CORP CL A CMN|SPHN|Stephens Inc.|10350
APPN|APPIAN CORP CL A CMN|SPTD|MINT GLOBAL MARKETS, INC.|23610
APPN|APPIAN CORP CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|11662
APPN|APPIAN CORP CL A CMN|STKP|STOCKPILE INVESTMENTS, INC.|462
APPN|APPIAN CORP CL A CMN|STXG|Stockcross Financial Services, Inc.|654
APPN|APPIAN CORP CL A CMN|SWIM|TD Ameritrade, Inc.|393188
APPN|APPIAN CORP CL A CMN|SWST|Hilltop Securities Inc.|269
APPN|APPIAN CORP CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|25634
APPN|APPIAN CORP CL A CMN|TRBT|Tradebot Systems, Inc.|208975
APPN|APPIAN CORP CL A CMN|TRCM|TRC MARKETS LLC|163693
APPN|APPIAN CORP CL A CMN|TWTT|TASTYWORKS, INC.|570
APPN|APPIAN CORP CL A CMN|UBSS|UBS Securities LLC|939801
APPN|APPIAN CORP CL A CMN|VALX|VIRTU AMERICAS LLC|6984
APPN|APPIAN CORP CL A CMN|VGRD|Vanguard Marketing Corporation|112646
APPN|APPIAN CORP CL A CMN|VSIN|Vision Financial Markets Llc|185
APPN|APPIAN CORP CL A CMN|WBLR|WILLIAM BLAIR|1790
APPN|APPIAN CORP CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|114816
APPN|APPIAN CORP CL A CMN|WEDB|WEDBUSH SECURITIES INC.|3500
APPN|APPIAN CORP CL A CMN|WEED|Weeden & Co.L.P.|2190
APPN|APPIAN CORP CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4509
APPN|APPIAN CORP CL A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2036
APPN|APPIAN CORP CL A CMN|WGIF|CIBC World Markets Inc.|4759
APPN|APPIAN CORP CL A CMN|WOLF|Wolfe Trahan Securities|500
APPN|APPIAN CORP CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|24619
APPN|APPIAN CORP CL A CMN|WTCO|Williams Trading LLC|700
APPN|APPIAN CORP CL A CMN|XIST|INSTINET, LLC|30000
APPN|APPIAN CORP CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|31750
APPN|APPIAN CORP CL A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4091
APPN|APPIAN CORP CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8343
APPS|DIGITAL TURBINE CMN|AGIS|Aegis Capital Corp.|14787
APPS|DIGITAL TURBINE CMN|ALTX|Alternet Securities Inc.|14900
APPS|DIGITAL TURBINE CMN|APCC|Apex Clearing Corporation|26769
APPS|DIGITAL TURBINE CMN|BARD|Robert W. Baird & Co. Incorporated|10000
APPS|DIGITAL TURBINE CMN|BATM|CBOE TRADING, INC.|833
APPS|DIGITAL TURBINE CMN|BAYT|BTIG, LLC|10390
APPS|DIGITAL TURBINE CMN|BERN|Sanford C. Bernstein & Co., LLC|1400
APPS|DIGITAL TURBINE CMN|BIDS|BIDS TRADING L.P.|5500
APPS|DIGITAL TURBINE CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5901
APPS|DIGITAL TURBINE CMN|BRGE|Newbridge Securities Corp.|123692
APPS|DIGITAL TURBINE CMN|BTIG|BTIG, LLC|1200
APPS|DIGITAL TURBINE CMN|BYXM|CBOE TRADING, INC.|100
APPS|DIGITAL TURBINE CMN|CHAS|Charles Schwab & Co., Inc.|8975
APPS|DIGITAL TURBINE CMN|CHLM|Craig-Hallum Capital Group LLC|64432
APPS|DIGITAL TURBINE CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55662
APPS|DIGITAL TURBINE CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
APPS|DIGITAL TURBINE CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112934
APPS|DIGITAL TURBINE CMN|CTDL|Citadel Derivatives Group Llc|40
APPS|DIGITAL TURBINE CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|22542
APPS|DIGITAL TURBINE CMN|DBAB|Deutsche Bank Securities Inc.|91802
APPS|DIGITAL TURBINE CMN|DBAX|Deutsche Bank Securities Inc.|205200
APPS|DIGITAL TURBINE CMN|DEGS|RONIN PROFESSIONAL LLC|91869
APPS|DIGITAL TURBINE CMN|EBXL|EBX LLC|52400
APPS|DIGITAL TURBINE CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|12135
APPS|DIGITAL TURBINE CMN|EDJO|Edward D. Jones & Co., L.P.|10
APPS|DIGITAL TURBINE CMN|EGAM|CBOE TRADING, INC.|3552
APPS|DIGITAL TURBINE CMN|EGXM|CBOE TRADING, INC.|9363
APPS|DIGITAL TURBINE CMN|ETBE|Electronic Transaction Clearing, Inc.|5332
APPS|DIGITAL TURBINE CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2400
APPS|DIGITAL TURBINE CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7294
APPS|DIGITAL TURBINE CMN|ETRS|E*Trade Securities LLC|752552
APPS|DIGITAL TURBINE CMN|FBCO|Credit Suisse Securities (USA) LLC|259707
APPS|DIGITAL TURBINE CMN|FILL|Tradestation Securities, Inc.|12323
APPS|DIGITAL TURBINE CMN|FMAF|NBCN Inc./ CDS|1667
APPS|DIGITAL TURBINE CMN|FOMA|TD AMERITRADE CLEARING, INC.|588370
APPS|DIGITAL TURBINE CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25644
APPS|DIGITAL TURBINE CMN|FTBR|Foliofn Investments, Inc.|18121
APPS|DIGITAL TURBINE CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|14380
APPS|DIGITAL TURBINE CMN|GLPX|ACS EXECUTION SERVICES, LLC|13330
APPS|DIGITAL TURBINE CMN|GSCO|GOLDMAN SACHS & CO. LLC|175922
APPS|DIGITAL TURBINE CMN|GSCS|GOLDMAN SACHS & CO. LLC|183433
APPS|DIGITAL TURBINE CMN|GSLT|GOLDMAN SACHS & CO. LLC|32523
APPS|DIGITAL TURBINE CMN|GTSZ|GTS SECURITIES LLC|6804
APPS|DIGITAL TURBINE CMN|HRBF|American Enterprise Investment Services Inc.|3184
APPS|DIGITAL TURBINE CMN|IATS|INTERACTIVE BROKERS LLC|22900
APPS|DIGITAL TURBINE CMN|IBKR|Interactive Brokers Llc|401566
APPS|DIGITAL TURBINE CMN|ICBX|INSTINET, LLC|60518
APPS|DIGITAL TURBINE CMN|INCA|INSTINET, LLC|81064
APPS|DIGITAL TURBINE CMN|INJX|INSTINET, LLC|7638
APPS|DIGITAL TURBINE CMN|ITGI|ITG Inc.|48908
APPS|DIGITAL TURBINE CMN|ITGP|ITG INC.|366800
APPS|DIGITAL TURBINE CMN|JEFF|JEFFERIES LLC|25147
APPS|DIGITAL TURBINE CMN|JMPT|JUMP TRADING, LLC|64393
APPS|DIGITAL TURBINE CMN|JPMX|J.P. Morgan Securities LLC|119558
APPS|DIGITAL TURBINE CMN|JSJX|JANE STREET CAPITAL LLC|252174
APPS|DIGITAL TURBINE CMN|KCGM|VIRTU Americas LLC|21335
APPS|DIGITAL TURBINE CMN|LEHM|Barclays Capital Inc./Le|451266
APPS|DIGITAL TURBINE CMN|LGNT|COR CLEARING LLC|2000
APPS|DIGITAL TURBINE CMN|LIME|Lime Brokerage LLC|72887
APPS|DIGITAL TURBINE CMN|LQNA|LIQUIDNET, INC.|37600
APPS|DIGITAL TURBINE CMN|LQNB|LIQUIDNET, INC.|5500
APPS|DIGITAL TURBINE CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|134999
APPS|DIGITAL TURBINE CMN|MAXM|Maxim Group LLC|406229
APPS|DIGITAL TURBINE CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|88364
APPS|DIGITAL TURBINE CMN|MSCO|MORGAN STANLEY & CO. LLC|726619
APPS|DIGITAL TURBINE CMN|MSPL|MORGAN STANLEY & CO. LLC|89900
APPS|DIGITAL TURBINE CMN|NATL|National Securities Corporation|252188
APPS|DIGITAL TURBINE CMN|NFSC|National Financial Services LLC|1093487
APPS|DIGITAL TURBINE CMN|NITE|VIRTU Americas LLC|1655351
APPS|DIGITAL TURBINE CMN|NITP|VIRTU Americas LLC|3200
APPS|DIGITAL TURBINE CMN|NQRB|Brut, LLC|61157
APPS|DIGITAL TURBINE CMN|PCPT|PHILLIP CAPITAL INC.|4000
APPS|DIGITAL TURBINE CMN|PDQM|CODA MARKETS, INC.|16159
APPS|DIGITAL TURBINE CMN|RAJA|Raymond James & Associates, Inc.|34501
APPS|DIGITAL TURBINE CMN|RBCM|RBC CAPITAL MARKETS, LLC|127917
APPS|DIGITAL TURBINE CMN|RILY|B. RILEY FBR, INC.|31850
APPS|DIGITAL TURBINE CMN|ROTH|Roth Capital Partners, LLC|50000
APPS|DIGITAL TURBINE CMN|SAGL|SAGETRADER, LLC|1788
APPS|DIGITAL TURBINE CMN|SBSH|Citigroup Global Markets Inc.|1370
APPS|DIGITAL TURBINE CMN|SGMT|GOLDMAN SACHS & CO. LLC|88887
APPS|DIGITAL TURBINE CMN|SPDR|SPEEDROUTE LLC|8710
APPS|DIGITAL TURBINE CMN|STFL|Stifel, Nicolaus & Company, Incorporated|36960
APPS|DIGITAL TURBINE CMN|SWIM|TD Ameritrade, Inc.|288839
APPS|DIGITAL TURBINE CMN|SWST|Hilltop Securities Inc.|10281
APPS|DIGITAL TURBINE CMN|TKNG|ALLY INVEST SECURITIES LLC|17204
APPS|DIGITAL TURBINE CMN|TRCM|TRC MARKETS LLC|70367
APPS|DIGITAL TURBINE CMN|TWTT|TASTYWORKS, INC.|400
APPS|DIGITAL TURBINE CMN|UBSA|UBS SECURITIES LLC|333282
APPS|DIGITAL TURBINE CMN|UBSS|UBS Securities LLC|1326211
APPS|DIGITAL TURBINE CMN|VALX|VIRTU AMERICAS LLC|6569
APPS|DIGITAL TURBINE CMN|VGRD|Vanguard Marketing Corporation|33638
APPS|DIGITAL TURBINE CMN|WABR|Wall Street Access|70380
APPS|DIGITAL TURBINE CMN|WCHV|WELLS FARGO SECURITIES, LLC|100587
APPS|DIGITAL TURBINE CMN|WEDB|WEDBUSH SECURITIES INC.|13566
APPS|DIGITAL TURBINE CMN|WEED|Weeden & Co.L.P.|2954
APPS|DIGITAL TURBINE CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4373
APPS|DIGITAL TURBINE CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5567
APPS|DIGITAL TURBINE CMN|WGIF|CIBC World Markets Inc.|4401
APPS|DIGITAL TURBINE CMN|WSEA|WOLVERINE SECURITIES, LLC|57214
APPS|DIGITAL TURBINE CMN|XIST|INSTINET, LLC|103200
APPS|DIGITAL TURBINE CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|55100
APPS|DIGITAL TURBINE CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|370
APPS|DIGITAL TURBINE CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5500
APRI|APRICUS BIOSC INC.|ALTX|Alternet Securities Inc.|100
APRI|APRICUS BIOSC INC.|APCC|Apex Clearing Corporation|163249
APRI|APRICUS BIOSC INC.|BATM|CBOE TRADING, INC.|9373
APRI|APRICUS BIOSC INC.|BIMI|Banca IMI Securities Corp.|86582
APRI|APRICUS BIOSC INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16139
APRI|APRICUS BIOSC INC.|BYXM|CBOE TRADING, INC.|200
APRI|APRICUS BIOSC INC.|CHAS|Charles Schwab & Co., Inc.|4300
APRI|APRICUS BIOSC INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34606
APRI|APRICUS BIOSC INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16927
APRI|APRICUS BIOSC INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34759
APRI|APRICUS BIOSC INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11218
APRI|APRICUS BIOSC INC.|CTDL|Citadel Derivatives Group Llc|7677
APRI|APRICUS BIOSC INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|12050
APRI|APRICUS BIOSC INC.|DBAB|Deutsche Bank Securities Inc.|101438
APRI|APRICUS BIOSC INC.|DBAX|Deutsche Bank Securities Inc.|16100
APRI|APRICUS BIOSC INC.|EBXL|EBX LLC|18400
APRI|APRICUS BIOSC INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4000
APRI|APRICUS BIOSC INC.|EGAM|CBOE TRADING, INC.|58642
APRI|APRICUS BIOSC INC.|EGXM|CBOE TRADING, INC.|52470
APRI|APRICUS BIOSC INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1500
APRI|APRICUS BIOSC INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
APRI|APRICUS BIOSC INC.|ETRS|E*Trade Securities LLC|1985042
APRI|APRICUS BIOSC INC.|FBCO|Credit Suisse Securities (USA) LLC|106489
APRI|APRICUS BIOSC INC.|FILL|Tradestation Securities, Inc.|110721
APRI|APRICUS BIOSC INC.|FMAF|NBCN Inc./ CDS|19804
APRI|APRICUS BIOSC INC.|FOMA|TD AMERITRADE CLEARING, INC.|3538469
APRI|APRICUS BIOSC INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20950
APRI|APRICUS BIOSC INC.|FTBR|Foliofn Investments, Inc.|44
APRI|APRICUS BIOSC INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|13371
APRI|APRICUS BIOSC INC.|GLPX|ACS EXECUTION SERVICES, LLC|1011
APRI|APRICUS BIOSC INC.|GSCO|GOLDMAN SACHS & CO. LLC|46738
APRI|APRICUS BIOSC INC.|GSCS|GOLDMAN SACHS & CO. LLC|4550
APRI|APRICUS BIOSC INC.|GSLT|GOLDMAN SACHS & CO. LLC|78501
APRI|APRICUS BIOSC INC.|HRBF|American Enterprise Investment Services Inc.|28359
APRI|APRICUS BIOSC INC.|HSBC|HSBC Securities, Inc.|8198
APRI|APRICUS BIOSC INC.|IATS|INTERACTIVE BROKERS LLC|35076
APRI|APRICUS BIOSC INC.|IBKR|Interactive Brokers Llc|1224727
APRI|APRICUS BIOSC INC.|ICBX|INSTINET, LLC|9550
APRI|APRICUS BIOSC INC.|INCA|INSTINET, LLC|599728
APRI|APRICUS BIOSC INC.|ITGI|ITG Inc.|7760
APRI|APRICUS BIOSC INC.|ITGP|ITG INC.|3600
APRI|APRICUS BIOSC INC.|JANY|Janney Montgomery Scott Inc.|2000
APRI|APRICUS BIOSC INC.|JMPT|JUMP TRADING, LLC|9432
APRI|APRICUS BIOSC INC.|JONE|JonesTrading|181024
APRI|APRICUS BIOSC INC.|JPMX|J.P. Morgan Securities LLC|12130
APRI|APRICUS BIOSC INC.|KCGM|VIRTU Americas LLC|3123
APRI|APRICUS BIOSC INC.|LEHM|Barclays Capital Inc./Le|80330
APRI|APRICUS BIOSC INC.|LIME|Lime Brokerage LLC|3829
APRI|APRICUS BIOSC INC.|LSCI|Lek Securities Corporation|1100
APRI|APRICUS BIOSC INC.|MBTS|ALLY INVEST SECURITIES LLC|291934
APRI|APRICUS BIOSC INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
APRI|APRICUS BIOSC INC.|MSCO|MORGAN STANLEY & CO. LLC|1080212
APRI|APRICUS BIOSC INC.|MSPL|MORGAN STANLEY & CO. LLC|1500
APRI|APRICUS BIOSC INC.|NFSC|National Financial Services LLC|1344532
APRI|APRICUS BIOSC INC.|NITE|VIRTU Americas LLC|7207127
APRI|APRICUS BIOSC INC.|NORT|Northland Securities, Inc.|94199
APRI|APRICUS BIOSC INC.|NQRB|Brut, LLC|18762
APRI|APRICUS BIOSC INC.|OPCO|Oppenheimer & Co. Inc.|14000
APRI|APRICUS BIOSC INC.|PCPT|PHILLIP CAPITAL INC.|27800
APRI|APRICUS BIOSC INC.|PDQM|CODA MARKETS, INC.|349862
APRI|APRICUS BIOSC INC.|PICT|Pictet Overseas Inc.|8505
APRI|APRICUS BIOSC INC.|PWJC|UBS Financial Services, Inc.|3900
APRI|APRICUS BIOSC INC.|RAJA|Raymond James & Associates, Inc.|10500
APRI|APRICUS BIOSC INC.|SAGL|SAGETRADER, LLC|35964
APRI|APRICUS BIOSC INC.|SBSH|Citigroup Global Markets Inc.|136979
APRI|APRICUS BIOSC INC.|SGMT|GOLDMAN SACHS & CO. LLC|7377
APRI|APRICUS BIOSC INC.|SPDR|SPEEDROUTE LLC|180760
APRI|APRICUS BIOSC INC.|SPTD|MINT GLOBAL MARKETS, INC.|29175
APRI|APRICUS BIOSC INC.|SWIM|TD Ameritrade, Inc.|1304324
APRI|APRICUS BIOSC INC.|SWST|Hilltop Securities Inc.|13400
APRI|APRICUS BIOSC INC.|TKNG|ALLY INVEST SECURITIES LLC|41128
APRI|APRICUS BIOSC INC.|TWTT|TASTYWORKS, INC.|9183
APRI|APRICUS BIOSC INC.|UBSA|UBS SECURITIES LLC|169112
APRI|APRICUS BIOSC INC.|UBSS|UBS Securities LLC|964548
APRI|APRICUS BIOSC INC.|VGRD|Vanguard Marketing Corporation|99505
APRI|APRICUS BIOSC INC.|VSIN|Vision Financial Markets Llc|17281
APRI|APRICUS BIOSC INC.|WCHV|WELLS FARGO SECURITIES, LLC|41917
APRI|APRICUS BIOSC INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|119216
APRI|APRICUS BIOSC INC.|WGIF|CIBC World Markets Inc.|27065
APRI|APRICUS BIOSC INC.|WSEA|WOLVERINE SECURITIES, LLC|213712
APRI|APRICUS BIOSC INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
APRI|APRICUS BIOSC INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10950
APRN|BLUE APRON CL A|AGIS|Aegis Capital Corp.|7250
APRN|BLUE APRON CL A|ALTX|Alternet Securities Inc.|43051
APRN|BLUE APRON CL A|APCC|Apex Clearing Corporation|69590
APRN|BLUE APRON CL A|AQUA|AQUA SECURITIES L.P.|2500
APRN|BLUE APRON CL A|BAQP|BURKE & QUICK PARTNERS LLC|58987
APRN|BLUE APRON CL A|BARD|Robert W. Baird & Co. Incorporated|9000
APRN|BLUE APRON CL A|BATM|CBOE TRADING, INC.|3476
APRN|BLUE APRON CL A|BAYT|BTIG, LLC|200
APRN|BLUE APRON CL A|BBNT|BB&T SECURITIES, LLC|2000
APRN|BLUE APRON CL A|BERN|Sanford C. Bernstein & Co., LLC|190200
APRN|BLUE APRON CL A|BIAD|SAGETRADER, LLC|800
APRN|BLUE APRON CL A|BIDS|BIDS TRADING L.P.|1800
APRN|BLUE APRON CL A|BIMI|Banca IMI Securities Corp.|2120
APRN|BLUE APRON CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|138796
APRN|BLUE APRON CL A|BLKX|INSTINET, LLC|51000
APRN|BLUE APRON CL A|BYXM|CBOE TRADING, INC.|500
APRN|BLUE APRON CL A|CHAS|Charles Schwab & Co., Inc.|46120
APRN|BLUE APRON CL A|CICF|Canaccord Genuity Corp.|17360
APRN|BLUE APRON CL A|CIST|Capital Institutional Services, Inc.|9324
APRN|BLUE APRON CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|329347
APRN|BLUE APRON CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
APRN|BLUE APRON CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|648129
APRN|BLUE APRON CL A|CTDL|Citadel Derivatives Group Llc|37610
APRN|BLUE APRON CL A|CTLR|CUTLER GROUP, LP|1100
APRN|BLUE APRON CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|238336
APRN|BLUE APRON CL A|DBAB|Deutsche Bank Securities Inc.|149988
APRN|BLUE APRON CL A|DBAX|Deutsche Bank Securities Inc.|1349200
APRN|BLUE APRON CL A|DEAN|MORGAN STANLEY|26857
APRN|BLUE APRON CL A|DEGS|RONIN PROFESSIONAL LLC|3200
APRN|BLUE APRON CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10300
APRN|BLUE APRON CL A|EBXL|EBX LLC|312700
APRN|BLUE APRON CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|5379
APRN|BLUE APRON CL A|EDJO|Edward D. Jones & Co., L.P.|10982
APRN|BLUE APRON CL A|EGAM|CBOE TRADING, INC.|132944
APRN|BLUE APRON CL A|EGXM|CBOE TRADING, INC.|22861
APRN|BLUE APRON CL A|EGXW|CBOE TRADING, INC.|900
APRN|BLUE APRON CL A|ETBE|Electronic Transaction Clearing, Inc.|13909
APRN|BLUE APRON CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
APRN|BLUE APRON CL A|ETRS|E*Trade Securities LLC|7635896
APRN|BLUE APRON CL A|FFSI|Firstrade Securities Inc.|500
APRN|BLUE APRON CL A|FILL|Tradestation Securities, Inc.|165851
APRN|BLUE APRON CL A|FMAF|NBCN Inc./ CDS|16394
APRN|BLUE APRON CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3000
APRN|BLUE APRON CL A|FQLS|Quantlab Securities LP|334855
APRN|BLUE APRON CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|164636
APRN|BLUE APRON CL A|FTBR|Foliofn Investments, Inc.|22748
APRN|BLUE APRON CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|25981
APRN|BLUE APRON CL A|GLIS|TD Securities Inc|111308
APRN|BLUE APRON CL A|GLPX|ACS EXECUTION SERVICES, LLC|140519
APRN|BLUE APRON CL A|GSCO|GOLDMAN SACHS & CO. LLC|828170
APRN|BLUE APRON CL A|GSCS|GOLDMAN SACHS & CO. LLC|59559
APRN|BLUE APRON CL A|GSLT|GOLDMAN SACHS & CO. LLC|18246
APRN|BLUE APRON CL A|GTSZ|GTS SECURITIES LLC|119606
APRN|BLUE APRON CL A|GUGS|Guggenheim Securities, LLC|478400
APRN|BLUE APRON CL A|HRBF|American Enterprise Investment Services Inc.|25406
APRN|BLUE APRON CL A|HSBC|HSBC Securities, Inc.|100
APRN|BLUE APRON CL A|IATS|INTERACTIVE BROKERS LLC|320551
APRN|BLUE APRON CL A|IBKR|Interactive Brokers Llc|498712
APRN|BLUE APRON CL A|ICBX|INSTINET, LLC|170347
APRN|BLUE APRON CL A|INCA|INSTINET, LLC|153812
APRN|BLUE APRON CL A|INJX|INSTINET, LLC|200
APRN|BLUE APRON CL A|ITGI|ITG Inc.|49419
APRN|BLUE APRON CL A|ITGP|ITG INC.|153600
APRN|BLUE APRON CL A|JANY|Janney Montgomery Scott Inc.|12000
APRN|BLUE APRON CL A|JEFF|JEFFERIES LLC|86800
APRN|BLUE APRON CL A|JMPT|JUMP TRADING, LLC|76465
APRN|BLUE APRON CL A|JPBX|J.P. MORGAN SECURITIES LLC|54287
APRN|BLUE APRON CL A|JPMX|J.P. Morgan Securities LLC|658794
APRN|BLUE APRON CL A|JSJX|JANE STREET CAPITAL LLC|319919
APRN|BLUE APRON CL A|KCGM|VIRTU Americas LLC|438686
APRN|BLUE APRON CL A|LEHM|Barclays Capital Inc./Le|1019400
APRN|BLUE APRON CL A|LIME|Lime Brokerage LLC|17674
APRN|BLUE APRON CL A|LOOP|Loop Capital Markets LLC|19687
APRN|BLUE APRON CL A|LSCI|Lek Securities Corporation|7534
APRN|BLUE APRON CL A|LTCO|Ladenburg, Thalmann & Co., Inc.|2374
APRN|BLUE APRON CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|974
APRN|BLUE APRON CL A|MACQ|Macquarie Capital (USA) Inc.|10000
APRN|BLUE APRON CL A|MAXM|Maxim Group LLC|100481
APRN|BLUE APRON CL A|MBTS|ALLY INVEST SECURITIES LLC|23705
APRN|BLUE APRON CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|409487
APRN|BLUE APRON CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
APRN|BLUE APRON CL A|MOTF|MOTIF INVESTING, INC.|3
APRN|BLUE APRON CL A|MSCO|MORGAN STANLEY & CO. LLC|3149268
APRN|BLUE APRON CL A|MSPL|MORGAN STANLEY & CO. LLC|818500
APRN|BLUE APRON CL A|MSTX|MORGAN STANLEY & CO. LLC|224300
APRN|BLUE APRON CL A|NATL|National Securities Corporation|2180
APRN|BLUE APRON CL A|NFSC|National Financial Services LLC|4601470
APRN|BLUE APRON CL A|NITE|VIRTU Americas LLC|7582768
APRN|BLUE APRON CL A|NITP|VIRTU Americas LLC|66296
APRN|BLUE APRON CL A|NQRB|Brut, LLC|10540
APRN|BLUE APRON CL A|NTBF|BMO Nesbitt Burns Inc./CDS|86101
APRN|BLUE APRON CL A|OPCO|Oppenheimer & Co. Inc.|141135
APRN|BLUE APRON CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5115
APRN|BLUE APRON CL A|PCPT|PHILLIP CAPITAL INC.|600
APRN|BLUE APRON CL A|PDQM|CODA MARKETS, INC.|138076
APRN|BLUE APRON CL A|PHLY|NASDAQ Execution Services, LLC|2200
APRN|BLUE APRON CL A|PREC|PRECISION SECURITIES, LLC|33725
APRN|BLUE APRON CL A|PWJC|UBS Financial Services, Inc.|17070
APRN|BLUE APRON CL A|RBCM|RBC CAPITAL MARKETS, LLC|74501
APRN|BLUE APRON CL A|RGLD|Regal Securities, Inc|86319
APRN|BLUE APRON CL A|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2700
APRN|BLUE APRON CL A|SAGL|SAGETRADER, LLC|8400
APRN|BLUE APRON CL A|SALI|INTL FCSTONE FINANCIAL INC.|400
APRN|BLUE APRON CL A|SBRX|MURIEL SIEBERT & CO INC|1700
APRN|BLUE APRON CL A|SBSH|Citigroup Global Markets Inc.|33241
APRN|BLUE APRON CL A|SGMT|GOLDMAN SACHS & CO. LLC|230357
APRN|BLUE APRON CL A|SPDR|SPEEDROUTE LLC|7447
APRN|BLUE APRON CL A|SPNT|SEVEN POINTS CAPITAL, LLC|8000
APRN|BLUE APRON CL A|STFL|Stifel, Nicolaus & Company, Incorporated|26897
APRN|BLUE APRON CL A|SWIM|TD Ameritrade, Inc.|2178350
APRN|BLUE APRON CL A|SWST|Hilltop Securities Inc.|7631
APRN|BLUE APRON CL A|TKNG|ALLY INVEST SECURITIES LLC|83395
APRN|BLUE APRON CL A|TOUR|TOURMALINE PARTNERS, LLC|1300
APRN|BLUE APRON CL A|TRCM|TRC MARKETS LLC|4262
APRN|BLUE APRON CL A|TWTT|TASTYWORKS, INC.|4422
APRN|BLUE APRON CL A|UBSA|UBS SECURITIES LLC|1284328
APRN|BLUE APRON CL A|UBSS|UBS Securities LLC|1317633
APRN|BLUE APRON CL A|VALX|VIRTU AMERICAS LLC|82238
APRN|BLUE APRON CL A|VGRD|Vanguard Marketing Corporation|465019
APRN|BLUE APRON CL A|VNDM|Wall Street Access|3525
APRN|BLUE APRON CL A|VSIN|Vision Financial Markets Llc|9855
APRN|BLUE APRON CL A|WABR|Wall Street Access|11858
APRN|BLUE APRON CL A|WBLR|WILLIAM BLAIR|41513
APRN|BLUE APRON CL A|WCHV|WELLS FARGO SECURITIES, LLC|436814
APRN|BLUE APRON CL A|WEDB|WEDBUSH SECURITIES INC.|7300
APRN|BLUE APRON CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34197
APRN|BLUE APRON CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61237
APRN|BLUE APRON CL A|WGIF|CIBC World Markets Inc.|9720
APRN|BLUE APRON CL A|WHOT|JUST2TRADE, INC.|2000
APRN|BLUE APRON CL A|WORD|Worden Capital Management LLC|5890
APRN|BLUE APRON CL A|WSEA|WOLVERINE SECURITIES, LLC|76372
APRN|BLUE APRON CL A|WTFS|JUST2TRADE, INC.|150
APRN|BLUE APRON CL A|XIST|INSTINET, LLC|1800
APRN|BLUE APRON CL A|XPQR|Jump Trading|158
APRN|BLUE APRON CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|97096
APRN|BLUE APRON CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|745
APRN|BLUE APRON CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|68664
APT|ALPHA PRO TECH|APCC|Apex Clearing Corporation|37
APT|ALPHA PRO TECH|BATM|CBOE TRADING, INC.|100
APT|ALPHA PRO TECH|BYXM|CBOE TRADING, INC.|529
APT|ALPHA PRO TECH|CANT|Cantor Fitzgerald & Co.|121
APT|ALPHA PRO TECH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|390
APT|ALPHA PRO TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3939
APT|ALPHA PRO TECH|CTDL|Citadel Derivatives Group Llc|233
APT|ALPHA PRO TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|2100
APT|ALPHA PRO TECH|DBAB|Deutsche Bank Securities Inc.|600
APT|ALPHA PRO TECH|DBAX|Deutsche Bank Securities Inc.|200
APT|ALPHA PRO TECH|DEAN|MORGAN STANLEY|50
APT|ALPHA PRO TECH|DEGS|RONIN PROFESSIONAL LLC|100
APT|ALPHA PRO TECH|EBXL|EBX LLC|3600
APT|ALPHA PRO TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|54
APT|ALPHA PRO TECH|EDJO|Edward D. Jones & Co., L.P.|16667
APT|ALPHA PRO TECH|EGAM|CBOE TRADING, INC.|11
APT|ALPHA PRO TECH|ETRS|E*Trade Securities LLC|25544
APT|ALPHA PRO TECH|FILL|Tradestation Securities, Inc.|4700
APT|ALPHA PRO TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|488
APT|ALPHA PRO TECH|FTBR|Foliofn Investments, Inc.|41
APT|ALPHA PRO TECH|GSCO|GOLDMAN SACHS & CO. LLC|1000
APT|ALPHA PRO TECH|GTSZ|GTS SECURITIES LLC|100
APT|ALPHA PRO TECH|HRBF|American Enterprise Investment Services Inc.|1351
APT|ALPHA PRO TECH|IATS|INTERACTIVE BROKERS LLC|15212
APT|ALPHA PRO TECH|IBKR|Interactive Brokers Llc|12905
APT|ALPHA PRO TECH|ICBX|INSTINET, LLC|4200
APT|ALPHA PRO TECH|INCA|INSTINET, LLC|4395
APT|ALPHA PRO TECH|INJX|INSTINET, LLC|5000
APT|ALPHA PRO TECH|ITGP|ITG INC.|1000
APT|ALPHA PRO TECH|JEFF|JEFFERIES LLC|600
APT|ALPHA PRO TECH|JPMX|J.P. Morgan Securities LLC|1410
APT|ALPHA PRO TECH|KCGM|VIRTU Americas LLC|802
APT|ALPHA PRO TECH|LEHM|Barclays Capital Inc./Le|3420
APT|ALPHA PRO TECH|LIME|Lime Brokerage LLC|1976
APT|ALPHA PRO TECH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
APT|ALPHA PRO TECH|MBTS|ALLY INVEST SECURITIES LLC|635
APT|ALPHA PRO TECH|MCMF|Raymond James Ltd. Cds|642
APT|ALPHA PRO TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1690
APT|ALPHA PRO TECH|MSCO|MORGAN STANLEY & CO. LLC|10643
APT|ALPHA PRO TECH|MSPL|MORGAN STANLEY & CO. LLC|900
APT|ALPHA PRO TECH|NATL|National Securities Corporation|200
APT|ALPHA PRO TECH|NFSC|National Financial Services LLC|62659
APT|ALPHA PRO TECH|NITE|VIRTU Americas LLC|225156
APT|ALPHA PRO TECH|OPCO|Oppenheimer & Co. Inc.|170
APT|ALPHA PRO TECH|PDQM|CODA MARKETS, INC.|380
APT|ALPHA PRO TECH|RBCM|RBC CAPITAL MARKETS, LLC|1100
APT|ALPHA PRO TECH|SBSH|Citigroup Global Markets Inc.|6495
APT|ALPHA PRO TECH|SGMT|GOLDMAN SACHS & CO. LLC|201
APT|ALPHA PRO TECH|SPDR|SPEEDROUTE LLC|2100
APT|ALPHA PRO TECH|SWIM|TD Ameritrade, Inc.|1780
APT|ALPHA PRO TECH|TRBT|Tradebot Systems, Inc.|1481
APT|ALPHA PRO TECH|UBSA|UBS SECURITIES LLC|16246
APT|ALPHA PRO TECH|UBSS|UBS Securities LLC|5451
APT|ALPHA PRO TECH|VALX|VIRTU AMERICAS LLC|1479
APT|ALPHA PRO TECH|VGRD|Vanguard Marketing Corporation|1000
APT|ALPHA PRO TECH|WBPX|SUMMIT SECURITIES GROUP, LLC|1
APT|ALPHA PRO TECH|WCHV|WELLS FARGO SECURITIES, LLC|24781
APT|ALPHA PRO TECH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|592
APT|ALPHA PRO TECH|WSEA|WOLVERINE SECURITIES, LLC|581
APT|ALPHA PRO TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|14200
APTI|APPTIO, INC. CL A CM|ALTX|Alternet Securities Inc.|30719
APTI|APPTIO, INC. CL A CM|APCC|Apex Clearing Corporation|380
APTI|APPTIO, INC. CL A CM|AQUA|AQUA SECURITIES L.P.|5400
APTI|APPTIO, INC. CL A CM|BANK|Primevest Financial Services, Inc.|300
APTI|APPTIO, INC. CL A CM|BARD|Robert W. Baird & Co. Incorporated|684
APTI|APPTIO, INC. CL A CM|BATM|CBOE TRADING, INC.|5043
APTI|APPTIO, INC. CL A CM|BERN|Sanford C. Bernstein & Co., LLC|7746
APTI|APPTIO, INC. CL A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2672
APTI|APPTIO, INC. CL A CM|BLKX|INSTINET, LLC|101114
APTI|APPTIO, INC. CL A CM|BMOC|BMO Capital Markets Corp.|4509
APTI|APPTIO, INC. CL A CM|BNPX|BNP PARIBAS SECURITIES CORP.|2566
APTI|APPTIO, INC. CL A CM|BRGE|Newbridge Securities Corp.|800
APTI|APPTIO, INC. CL A CM|BTIG|BTIG, LLC|14530
APTI|APPTIO, INC. CL A CM|BYXM|CBOE TRADING, INC.|849
APTI|APPTIO, INC. CL A CM|BZYD|GOLDMAN SACHS & CO. LLC|1970
APTI|APPTIO, INC. CL A CM|CHAS|Charles Schwab & Co., Inc.|4326
APTI|APPTIO, INC. CL A CM|CIST|Capital Institutional Services, Inc.|300
APTI|APPTIO, INC. CL A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42698
APTI|APPTIO, INC. CL A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21463
APTI|APPTIO, INC. CL A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197959
APTI|APPTIO, INC. CL A CM|CTDL|Citadel Derivatives Group Llc|77059
APTI|APPTIO, INC. CL A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|28308
APTI|APPTIO, INC. CL A CM|DBAB|Deutsche Bank Securities Inc.|336668
APTI|APPTIO, INC. CL A CM|DBAX|Deutsche Bank Securities Inc.|156900
APTI|APPTIO, INC. CL A CM|DBUL|Deutsche Bank Securities Inc.|400
APTI|APPTIO, INC. CL A CM|DEAN|MORGAN STANLEY|3143
APTI|APPTIO, INC. CL A CM|DEGS|RONIN PROFESSIONAL LLC|7541
APTI|APPTIO, INC. CL A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|714
APTI|APPTIO, INC. CL A CM|EBXL|EBX LLC|76700
APTI|APPTIO, INC. CL A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5122
APTI|APPTIO, INC. CL A CM|EDJO|Edward D. Jones & Co., L.P.|988
APTI|APPTIO, INC. CL A CM|EGAM|CBOE TRADING, INC.|23904
APTI|APPTIO, INC. CL A CM|EGAW|CBOE TRADING, INC.|200
APTI|APPTIO, INC. CL A CM|EGMT|EG MARKET TECHNOLOGIES LLC|400
APTI|APPTIO, INC. CL A CM|EGXM|CBOE TRADING, INC.|6340
APTI|APPTIO, INC. CL A CM|ETBE|Electronic Transaction Clearing, Inc.|35658
APTI|APPTIO, INC. CL A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21911
APTI|APPTIO, INC. CL A CM|ETRS|E*Trade Securities LLC|79625
APTI|APPTIO, INC. CL A CM|FBCO|Credit Suisse Securities (USA) LLC|593540
APTI|APPTIO, INC. CL A CM|FILL|Tradestation Securities, Inc.|1210
APTI|APPTIO, INC. CL A CM|FMAF|NBCN Inc./ CDS|543
APTI|APPTIO, INC. CL A CM|FOMA|TD AMERITRADE CLEARING, INC.|54434
APTI|APPTIO, INC. CL A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2158
APTI|APPTIO, INC. CL A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87820
APTI|APPTIO, INC. CL A CM|FTBR|Foliofn Investments, Inc.|2242
APTI|APPTIO, INC. CL A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|14982
APTI|APPTIO, INC. CL A CM|GLPX|ACS EXECUTION SERVICES, LLC|53971
APTI|APPTIO, INC. CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|690637
APTI|APPTIO, INC. CL A CM|GSCS|GOLDMAN SACHS & CO. LLC|37455
APTI|APPTIO, INC. CL A CM|GSLT|GOLDMAN SACHS & CO. LLC|5218
APTI|APPTIO, INC. CL A CM|GTSZ|GTS SECURITIES LLC|15013
APTI|APPTIO, INC. CL A CM|HRBF|American Enterprise Investment Services Inc.|1654
APTI|APPTIO, INC. CL A CM|HSBC|HSBC Securities, Inc.|100
APTI|APPTIO, INC. CL A CM|IATS|INTERACTIVE BROKERS LLC|7133
APTI|APPTIO, INC. CL A CM|IBKR|Interactive Brokers Llc|76137
APTI|APPTIO, INC. CL A CM|ICBX|INSTINET, LLC|21012
APTI|APPTIO, INC. CL A CM|IEQY|CITADEL SECURITIES LLC|55366
APTI|APPTIO, INC. CL A CM|INCA|INSTINET, LLC|423446
APTI|APPTIO, INC. CL A CM|INJX|INSTINET, LLC|222374
APTI|APPTIO, INC. CL A CM|ITGI|ITG Inc.|285044
APTI|APPTIO, INC. CL A CM|ITGP|ITG INC.|33800
APTI|APPTIO, INC. CL A CM|JANY|Janney Montgomery Scott Inc.|100
APTI|APPTIO, INC. CL A CM|JEFF|JEFFERIES LLC|337569
APTI|APPTIO, INC. CL A CM|JMPT|JUMP TRADING, LLC|35017
APTI|APPTIO, INC. CL A CM|JONE|JonesTrading|11853
APTI|APPTIO, INC. CL A CM|JPBX|J.P. MORGAN SECURITIES LLC|11740
APTI|APPTIO, INC. CL A CM|JPMX|J.P. Morgan Securities LLC|183963
APTI|APPTIO, INC. CL A CM|JSJX|JANE STREET CAPITAL LLC|3859
APTI|APPTIO, INC. CL A CM|KCGM|VIRTU Americas LLC|21681
APTI|APPTIO, INC. CL A CM|LEHM|Barclays Capital Inc./Le|787696
APTI|APPTIO, INC. CL A CM|LIME|Lime Brokerage LLC|137763
APTI|APPTIO, INC. CL A CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|31000
APTI|APPTIO, INC. CL A CM|LOOP|Loop Capital Markets LLC|1661
APTI|APPTIO, INC. CL A CM|LQNA|LIQUIDNET, INC.|103500
APTI|APPTIO, INC. CL A CM|LSCI|Lek Securities Corporation|245
APTI|APPTIO, INC. CL A CM|LTCO|Ladenburg, Thalmann & Co., Inc.|10598
APTI|APPTIO, INC. CL A CM|MAXM|Maxim Group LLC|3327
APTI|APPTIO, INC. CL A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|56080
APTI|APPTIO, INC. CL A CM|MOTF|MOTIF INVESTING, INC.|8
APTI|APPTIO, INC. CL A CM|MSCO|MORGAN STANLEY & CO. LLC|1683006
APTI|APPTIO, INC. CL A CM|MSPL|MORGAN STANLEY & CO. LLC|273300
APTI|APPTIO, INC. CL A CM|MSTX|MORGAN STANLEY & CO. LLC|93500
APTI|APPTIO, INC. CL A CM|NEED|Needham & Company, LLC|374
APTI|APPTIO, INC. CL A CM|NFSC|National Financial Services LLC|113159
APTI|APPTIO, INC. CL A CM|NITE|VIRTU Americas LLC|211570
APTI|APPTIO, INC. CL A CM|NITP|VIRTU Americas LLC|4100
APTI|APPTIO, INC. CL A CM|NQRB|Brut, LLC|19497
APTI|APPTIO, INC. CL A CM|OPCO|Oppenheimer & Co. Inc.|18364
APTI|APPTIO, INC. CL A CM|PDQM|CODA MARKETS, INC.|105055
APTI|APPTIO, INC. CL A CM|PWJC|UBS Financial Services, Inc.|8750
APTI|APPTIO, INC. CL A CM|RAJA|Raymond James & Associates, Inc.|8400
APTI|APPTIO, INC. CL A CM|RBCM|RBC CAPITAL MARKETS, LLC|90417
APTI|APPTIO, INC. CL A CM|RGLD|Regal Securities, Inc|100
APTI|APPTIO, INC. CL A CM|RJLC|RJL CAPITAL GROUP, LLC|500
APTI|APPTIO, INC. CL A CM|SAGL|SAGETRADER, LLC|13294
APTI|APPTIO, INC. CL A CM|SAGW|SAGETRADER, LLC|186
APTI|APPTIO, INC. CL A CM|SBSH|Citigroup Global Markets Inc.|135375
APTI|APPTIO, INC. CL A CM|SGMT|GOLDMAN SACHS & CO. LLC|35324
APTI|APPTIO, INC. CL A CM|SJLS|TRADE INFORMATICS LLC|481
APTI|APPTIO, INC. CL A CM|SPDR|SPEEDROUTE LLC|29187
APTI|APPTIO, INC. CL A CM|STFL|Stifel, Nicolaus & Company, Incorporated|6480
APTI|APPTIO, INC. CL A CM|SWIM|TD Ameritrade, Inc.|28513
APTI|APPTIO, INC. CL A CM|SWST|Hilltop Securities Inc.|3474
APTI|APPTIO, INC. CL A CM|TKNG|ALLY INVEST SECURITIES LLC|1376
APTI|APPTIO, INC. CL A CM|TRBT|Tradebot Systems, Inc.|167330
APTI|APPTIO, INC. CL A CM|TRCM|TRC MARKETS LLC|159926
APTI|APPTIO, INC. CL A CM|TWTT|TASTYWORKS, INC.|3000
APTI|APPTIO, INC. CL A CM|UBSA|UBS SECURITIES LLC|433763
APTI|APPTIO, INC. CL A CM|UBSS|UBS Securities LLC|838663
APTI|APPTIO, INC. CL A CM|VALX|VIRTU AMERICAS LLC|8895
APTI|APPTIO, INC. CL A CM|VGRD|Vanguard Marketing Corporation|13335
APTI|APPTIO, INC. CL A CM|VSIN|Vision Financial Markets Llc|17
APTI|APPTIO, INC. CL A CM|WABR|Wall Street Access|9300
APTI|APPTIO, INC. CL A CM|WCHV|WELLS FARGO SECURITIES, LLC|19616
APTI|APPTIO, INC. CL A CM|WEED|Weeden & Co.L.P.|5888
APTI|APPTIO, INC. CL A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4760
APTI|APPTIO, INC. CL A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7125
APTI|APPTIO, INC. CL A CM|WSEA|WOLVERINE SECURITIES, LLC|1759
APTI|APPTIO, INC. CL A CM|XIST|INSTINET, LLC|3200
APTI|APPTIO, INC. CL A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|19650
APTI|APPTIO, INC. CL A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4675
APTI|APPTIO, INC. CL A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
APTO|APTOSE BIOSCNS CMN|ALTX|Alternet Securities Inc.|300
APTO|APTOSE BIOSCNS CMN|APCC|Apex Clearing Corporation|16307
APTO|APTOSE BIOSCNS CMN|BANK|Primevest Financial Services, Inc.|365
APTO|APTOSE BIOSCNS CMN|BATM|CBOE TRADING, INC.|312
APTO|APTOSE BIOSCNS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4108
APTO|APTOSE BIOSCNS CMN|BLKX|INSTINET, LLC|5000
APTO|APTOSE BIOSCNS CMN|CANT|Cantor Fitzgerald & Co.|16331
APTO|APTOSE BIOSCNS CMN|CHAS|Charles Schwab & Co., Inc.|13881
APTO|APTOSE BIOSCNS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|143181
APTO|APTOSE BIOSCNS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12360
APTO|APTOSE BIOSCNS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1858
APTO|APTOSE BIOSCNS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125181
APTO|APTOSE BIOSCNS CMN|CTDL|Citadel Derivatives Group Llc|1814
APTO|APTOSE BIOSCNS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|24480
APTO|APTOSE BIOSCNS CMN|DBAB|Deutsche Bank Securities Inc.|69125
APTO|APTOSE BIOSCNS CMN|DBAX|Deutsche Bank Securities Inc.|41200
APTO|APTOSE BIOSCNS CMN|DEAN|MORGAN STANLEY|13000
APTO|APTOSE BIOSCNS CMN|DEGS|RONIN PROFESSIONAL LLC|103513
APTO|APTOSE BIOSCNS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37200
APTO|APTOSE BIOSCNS CMN|EBXL|EBX LLC|67800
APTO|APTOSE BIOSCNS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1565
APTO|APTOSE BIOSCNS CMN|EDJO|Edward D. Jones & Co., L.P.|903
APTO|APTOSE BIOSCNS CMN|EGAM|CBOE TRADING, INC.|6846
APTO|APTOSE BIOSCNS CMN|EGXM|CBOE TRADING, INC.|11610
APTO|APTOSE BIOSCNS CMN|ETBE|Electronic Transaction Clearing, Inc.|4032
APTO|APTOSE BIOSCNS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|40
APTO|APTOSE BIOSCNS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5205
APTO|APTOSE BIOSCNS CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4453
APTO|APTOSE BIOSCNS CMN|ETRS|E*Trade Securities LLC|1036613
APTO|APTOSE BIOSCNS CMN|FBCO|Credit Suisse Securities (USA) LLC|85634
APTO|APTOSE BIOSCNS CMN|FILL|Tradestation Securities, Inc.|59320
APTO|APTOSE BIOSCNS CMN|FMAF|NBCN Inc./ CDS|23871
APTO|APTOSE BIOSCNS CMN|FOMA|TD AMERITRADE CLEARING, INC.|2173952
APTO|APTOSE BIOSCNS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|376
APTO|APTOSE BIOSCNS CMN|FTBR|Foliofn Investments, Inc.|1625
APTO|APTOSE BIOSCNS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|16429
APTO|APTOSE BIOSCNS CMN|GLIS|TD Securities Inc|250
APTO|APTOSE BIOSCNS CMN|GLPX|ACS EXECUTION SERVICES, LLC|16161
APTO|APTOSE BIOSCNS CMN|GSCO|GOLDMAN SACHS & CO. LLC|177669
APTO|APTOSE BIOSCNS CMN|GSCS|GOLDMAN SACHS & CO. LLC|100
APTO|APTOSE BIOSCNS CMN|GSLT|GOLDMAN SACHS & CO. LLC|3420
APTO|APTOSE BIOSCNS CMN|GTSZ|GTS SECURITIES LLC|1210
APTO|APTOSE BIOSCNS CMN|HASF|Haywood Securities Inc./CDS|64209
APTO|APTOSE BIOSCNS CMN|HRBF|American Enterprise Investment Services Inc.|15175
APTO|APTOSE BIOSCNS CMN|IATS|INTERACTIVE BROKERS LLC|68701
APTO|APTOSE BIOSCNS CMN|IBKR|Interactive Brokers Llc|499581
APTO|APTOSE BIOSCNS CMN|ICBX|INSTINET, LLC|58306
APTO|APTOSE BIOSCNS CMN|INCA|INSTINET, LLC|128658
APTO|APTOSE BIOSCNS CMN|INJX|INSTINET, LLC|3251
APTO|APTOSE BIOSCNS CMN|ITGI|ITG Inc.|136974
APTO|APTOSE BIOSCNS CMN|ITGP|ITG INC.|138400
APTO|APTOSE BIOSCNS CMN|JEFF|JEFFERIES LLC|6140
APTO|APTOSE BIOSCNS CMN|JMPT|JUMP TRADING, LLC|17501
APTO|APTOSE BIOSCNS CMN|JPMX|J.P. Morgan Securities LLC|46566
APTO|APTOSE BIOSCNS CMN|JSJX|JANE STREET CAPITAL LLC|3959
APTO|APTOSE BIOSCNS CMN|KCGM|VIRTU Americas LLC|41733
APTO|APTOSE BIOSCNS CMN|LEHM|Barclays Capital Inc./Le|97460
APTO|APTOSE BIOSCNS CMN|LIME|Lime Brokerage LLC|73122
APTO|APTOSE BIOSCNS CMN|LMGP|LIME BROKERAGE LLC|600
APTO|APTOSE BIOSCNS CMN|LSCI|Lek Securities Corporation|890
APTO|APTOSE BIOSCNS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
APTO|APTOSE BIOSCNS CMN|MAXM|Maxim Group LLC|40671
APTO|APTOSE BIOSCNS CMN|MCMF|Raymond James Ltd. Cds|5000
APTO|APTOSE BIOSCNS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55692
APTO|APTOSE BIOSCNS CMN|MOTF|MOTIF INVESTING, INC.|3
APTO|APTOSE BIOSCNS CMN|MSCO|MORGAN STANLEY & CO. LLC|587532
APTO|APTOSE BIOSCNS CMN|MSPL|MORGAN STANLEY & CO. LLC|31300
APTO|APTOSE BIOSCNS CMN|NFSC|National Financial Services LLC|1708763
APTO|APTOSE BIOSCNS CMN|NITE|VIRTU Americas LLC|2956087
APTO|APTOSE BIOSCNS CMN|NITP|VIRTU Americas LLC|1700
APTO|APTOSE BIOSCNS CMN|NQRB|Brut, LLC|3287
APTO|APTOSE BIOSCNS CMN|OPCO|Oppenheimer & Co. Inc.|4434
APTO|APTOSE BIOSCNS CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
APTO|APTOSE BIOSCNS CMN|PCPT|PHILLIP CAPITAL INC.|5495
APTO|APTOSE BIOSCNS CMN|PDQM|CODA MARKETS, INC.|18921
APTO|APTOSE BIOSCNS CMN|RAJA|Raymond James & Associates, Inc.|9010
APTO|APTOSE BIOSCNS CMN|RBCM|RBC CAPITAL MARKETS, LLC|6051
APTO|APTOSE BIOSCNS CMN|RGLD|Regal Securities, Inc|1845
APTO|APTOSE BIOSCNS CMN|SAGL|SAGETRADER, LLC|2920
APTO|APTOSE BIOSCNS CMN|SBSH|Citigroup Global Markets Inc.|32077
APTO|APTOSE BIOSCNS CMN|SGMT|GOLDMAN SACHS & CO. LLC|48499
APTO|APTOSE BIOSCNS CMN|SPDR|SPEEDROUTE LLC|7006
APTO|APTOSE BIOSCNS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2900
APTO|APTOSE BIOSCNS CMN|STXG|Stockcross Financial Services, Inc.|5700
APTO|APTOSE BIOSCNS CMN|SWIM|TD Ameritrade, Inc.|1125861
APTO|APTOSE BIOSCNS CMN|SWST|Hilltop Securities Inc.|5600
APTO|APTOSE BIOSCNS CMN|TKNG|ALLY INVEST SECURITIES LLC|9060
APTO|APTOSE BIOSCNS CMN|TRBT|Tradebot Systems, Inc.|15510
APTO|APTOSE BIOSCNS CMN|TRCM|TRC MARKETS LLC|10116
APTO|APTOSE BIOSCNS CMN|TWTT|TASTYWORKS, INC.|1510
APTO|APTOSE BIOSCNS CMN|UBSA|UBS SECURITIES LLC|158276
APTO|APTOSE BIOSCNS CMN|UBSS|UBS Securities LLC|209726
APTO|APTOSE BIOSCNS CMN|VALX|VIRTU AMERICAS LLC|6805
APTO|APTOSE BIOSCNS CMN|VGRD|Vanguard Marketing Corporation|70831
APTO|APTOSE BIOSCNS CMN|WCHV|WELLS FARGO SECURITIES, LLC|51641
APTO|APTOSE BIOSCNS CMN|WEDB|WEDBUSH SECURITIES INC.|2000
APTO|APTOSE BIOSCNS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|796
APTO|APTOSE BIOSCNS CMN|WSEA|WOLVERINE SECURITIES, LLC|14599
APTO|APTOSE BIOSCNS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|65940
APTO|APTOSE BIOSCNS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|400
APTO|APTOSE BIOSCNS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22395
APTS|PREFERRED APARTMENT|AGIS|Aegis Capital Corp.|22971
APTS|PREFERRED APARTMENT|ALTX|Alternet Securities Inc.|7000
APTS|PREFERRED APARTMENT|APCC|Apex Clearing Corporation|1243
APTS|PREFERRED APARTMENT|AQUA|AQUA SECURITIES L.P.|3300
APTS|PREFERRED APARTMENT|BALE|M&T SECURITIES, INC.|814
APTS|PREFERRED APARTMENT|BANK|Primevest Financial Services, Inc.|1
APTS|PREFERRED APARTMENT|BARD|Robert W. Baird & Co. Incorporated|2620
APTS|PREFERRED APARTMENT|BATM|CBOE TRADING, INC.|2703
APTS|PREFERRED APARTMENT|BAYC|BAY CREST PARTNERS, LLC|10
APTS|PREFERRED APARTMENT|BBNT|BB&T SECURITIES, LLC|500
APTS|PREFERRED APARTMENT|BERN|Sanford C. Bernstein & Co., LLC|126420
APTS|PREFERRED APARTMENT|BIDS|BIDS TRADING L.P.|100
APTS|PREFERRED APARTMENT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32723
APTS|PREFERRED APARTMENT|BLKX|INSTINET, LLC|102918
APTS|PREFERRED APARTMENT|BMLT|TITAN SECURITIES|717
APTS|PREFERRED APARTMENT|BNPX|BNP PARIBAS SECURITIES CORP.|6669
APTS|PREFERRED APARTMENT|BRGE|Newbridge Securities Corp.|9003
APTS|PREFERRED APARTMENT|BYXM|CBOE TRADING, INC.|484
APTS|PREFERRED APARTMENT|BZYD|GOLDMAN SACHS & CO. LLC|2401
APTS|PREFERRED APARTMENT|CHAS|Charles Schwab & Co., Inc.|6480
APTS|PREFERRED APARTMENT|CIST|Capital Institutional Services, Inc.|5926
APTS|PREFERRED APARTMENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47192
APTS|PREFERRED APARTMENT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2169
APTS|PREFERRED APARTMENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128541
APTS|PREFERRED APARTMENT|CTDL|Citadel Derivatives Group Llc|6736
APTS|PREFERRED APARTMENT|CXCX|CITIGROUP GLOBAL MARKETS INC.|15104
APTS|PREFERRED APARTMENT|DAVA|Davenport & Company LLC|3000
APTS|PREFERRED APARTMENT|DBAB|Deutsche Bank Securities Inc.|64283
APTS|PREFERRED APARTMENT|DBAX|Deutsche Bank Securities Inc.|95300
APTS|PREFERRED APARTMENT|DBUL|Deutsche Bank Securities Inc.|1000
APTS|PREFERRED APARTMENT|DEAN|MORGAN STANLEY|6411
APTS|PREFERRED APARTMENT|DEGS|RONIN PROFESSIONAL LLC|3162
APTS|PREFERRED APARTMENT|EBXL|EBX LLC|98400
APTS|PREFERRED APARTMENT|ECUT|CONVERGEX EXECUTION SOLUTIONS|3942
APTS|PREFERRED APARTMENT|EDJO|Edward D. Jones & Co., L.P.|2330
APTS|PREFERRED APARTMENT|EGAM|CBOE TRADING, INC.|8739
APTS|PREFERRED APARTMENT|EGAW|CBOE TRADING, INC.|1
APTS|PREFERRED APARTMENT|EGMT|EG MARKET TECHNOLOGIES LLC|1200
APTS|PREFERRED APARTMENT|EGXM|CBOE TRADING, INC.|7197
APTS|PREFERRED APARTMENT|ETBE|Electronic Transaction Clearing, Inc.|3523
APTS|PREFERRED APARTMENT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
APTS|PREFERRED APARTMENT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2387
APTS|PREFERRED APARTMENT|ETRS|E*Trade Securities LLC|74977
APTS|PREFERRED APARTMENT|FILL|Tradestation Securities, Inc.|7925
APTS|PREFERRED APARTMENT|FINX|FINTECH SECURITIES|200
APTS|PREFERRED APARTMENT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2400
APTS|PREFERRED APARTMENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97139
APTS|PREFERRED APARTMENT|FTBR|Foliofn Investments, Inc.|5376
APTS|PREFERRED APARTMENT|GEBB|GLOBAL EXECUTION BROKERS, LP|405
APTS|PREFERRED APARTMENT|GLIS|TD Securities Inc|2620
APTS|PREFERRED APARTMENT|GLPX|ACS EXECUTION SERVICES, LLC|607
APTS|PREFERRED APARTMENT|GSCO|GOLDMAN SACHS & CO. LLC|124177
APTS|PREFERRED APARTMENT|GSLT|GOLDMAN SACHS & CO. LLC|1385
APTS|PREFERRED APARTMENT|GTSZ|GTS SECURITIES LLC|20722
APTS|PREFERRED APARTMENT|HRBF|American Enterprise Investment Services Inc.|13380
APTS|PREFERRED APARTMENT|HSBC|HSBC Securities, Inc.|900
APTS|PREFERRED APARTMENT|IATS|INTERACTIVE BROKERS LLC|12602
APTS|PREFERRED APARTMENT|IBKR|Interactive Brokers Llc|25263
APTS|PREFERRED APARTMENT|IBSJ|Integrity Brokerage Services, Inc.|1900
APTS|PREFERRED APARTMENT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1639
APTS|PREFERRED APARTMENT|ICBX|INSTINET, LLC|27683
APTS|PREFERRED APARTMENT|IEQY|CITADEL SECURITIES LLC|22281
APTS|PREFERRED APARTMENT|INCA|INSTINET, LLC|20902
APTS|PREFERRED APARTMENT|INJX|INSTINET, LLC|60
APTS|PREFERRED APARTMENT|ITGI|ITG Inc.|13395
APTS|PREFERRED APARTMENT|ITGP|ITG INC.|42200
APTS|PREFERRED APARTMENT|JANY|Janney Montgomery Scott Inc.|900
APTS|PREFERRED APARTMENT|JEFF|JEFFERIES LLC|22100
APTS|PREFERRED APARTMENT|JMPT|JUMP TRADING, LLC|23263
APTS|PREFERRED APARTMENT|JPBX|J.P. MORGAN SECURITIES LLC|11042
APTS|PREFERRED APARTMENT|JPMX|J.P. Morgan Securities LLC|82660
APTS|PREFERRED APARTMENT|JSJX|JANE STREET CAPITAL LLC|5045
APTS|PREFERRED APARTMENT|KCGM|VIRTU Americas LLC|36945
APTS|PREFERRED APARTMENT|LEHM|Barclays Capital Inc./Le|293705
APTS|PREFERRED APARTMENT|LGNT|COR CLEARING LLC|1
APTS|PREFERRED APARTMENT|LIME|Lime Brokerage LLC|11486
APTS|PREFERRED APARTMENT|LMNX|LUMINEX TRADING & ANALYTICS LLC|124576
APTS|PREFERRED APARTMENT|LSCI|Lek Securities Corporation|315
APTS|PREFERRED APARTMENT|MACC|Mid Atlantic Capital Corporation|1751
APTS|PREFERRED APARTMENT|MAXM|Maxim Group LLC|1317
APTS|PREFERRED APARTMENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45833
APTS|PREFERRED APARTMENT|MOTF|MOTIF INVESTING, INC.|10
APTS|PREFERRED APARTMENT|MRBA|IBN FINANCIAL SERVICES, INC.|1252
APTS|PREFERRED APARTMENT|MSCO|MORGAN STANLEY & CO. LLC|281819
APTS|PREFERRED APARTMENT|MSPL|MORGAN STANLEY & CO. LLC|127100
APTS|PREFERRED APARTMENT|MSTX|MORGAN STANLEY & CO. LLC|47400
APTS|PREFERRED APARTMENT|NATL|National Securities Corporation|95039
APTS|PREFERRED APARTMENT|NFSC|National Financial Services LLC|258867
APTS|PREFERRED APARTMENT|NITE|VIRTU Americas LLC|499408
APTS|PREFERRED APARTMENT|NITP|VIRTU Americas LLC|1700
APTS|PREFERRED APARTMENT|NQRB|Brut, LLC|14022
APTS|PREFERRED APARTMENT|NTRC|Northern Trust Securities, Inc.|30
APTS|PREFERRED APARTMENT|OPCO|Oppenheimer & Co. Inc.|10962
APTS|PREFERRED APARTMENT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2031
APTS|PREFERRED APARTMENT|PDQM|CODA MARKETS, INC.|5809
APTS|PREFERRED APARTMENT|PHLY|NASDAQ Execution Services, LLC|4000
APTS|PREFERRED APARTMENT|PWJC|UBS Financial Services, Inc.|4250
APTS|PREFERRED APARTMENT|RBCM|RBC CAPITAL MARKETS, LLC|19406
APTS|PREFERRED APARTMENT|RHCO|Suntrust Robinson Humphrey, Inc.|46600
APTS|PREFERRED APARTMENT|SAGL|SAGETRADER, LLC|300
APTS|PREFERRED APARTMENT|SAGW|SAGETRADER, LLC|5
APTS|PREFERRED APARTMENT|SALI|INTL FCSTONE FINANCIAL INC.|1035
APTS|PREFERRED APARTMENT|SBSH|Citigroup Global Markets Inc.|36620
APTS|PREFERRED APARTMENT|SCMC|Scotia Capital Markets (USA) Inc.|400
APTS|PREFERRED APARTMENT|SGMT|GOLDMAN SACHS & CO. LLC|30060
APTS|PREFERRED APARTMENT|SPDR|SPEEDROUTE LLC|2500
APTS|PREFERRED APARTMENT|STFL|Stifel, Nicolaus & Company, Incorporated|10138
APTS|PREFERRED APARTMENT|STKP|STOCKPILE INVESTMENTS, INC.|198
APTS|PREFERRED APARTMENT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3900
APTS|PREFERRED APARTMENT|SWIM|TD Ameritrade, Inc.|45820
APTS|PREFERRED APARTMENT|SWST|Hilltop Securities Inc.|30699
APTS|PREFERRED APARTMENT|TKNG|ALLY INVEST SECURITIES LLC|3196
APTS|PREFERRED APARTMENT|TRBT|Tradebot Systems, Inc.|74495
APTS|PREFERRED APARTMENT|TRCM|TRC MARKETS LLC|15173
APTS|PREFERRED APARTMENT|TWTT|TASTYWORKS, INC.|335
APTS|PREFERRED APARTMENT|UBSA|UBS SECURITIES LLC|274263
APTS|PREFERRED APARTMENT|UBSS|UBS Securities LLC|396380
APTS|PREFERRED APARTMENT|VALX|VIRTU AMERICAS LLC|3249
APTS|PREFERRED APARTMENT|VGRD|Vanguard Marketing Corporation|42114
APTS|PREFERRED APARTMENT|WCHV|WELLS FARGO SECURITIES, LLC|63330
APTS|PREFERRED APARTMENT|WEDB|WEDBUSH SECURITIES INC.|400
APTS|PREFERRED APARTMENT|WEED|Weeden & Co.L.P.|14800
APTS|PREFERRED APARTMENT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5902
APTS|PREFERRED APARTMENT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8013
APTS|PREFERRED APARTMENT|WFPB|Wells Fargo Securities, LLC.|1349
APTS|PREFERRED APARTMENT|WGIF|CIBC World Markets Inc.|700
APTS|PREFERRED APARTMENT|WSEA|WOLVERINE SECURITIES, LLC|4729
APTS|PREFERRED APARTMENT|XIST|INSTINET, LLC|11600
APTS|PREFERRED APARTMENT|XPQR|Jump Trading|3537
APTS|PREFERRED APARTMENT|XSTM|NATIONAL FINANCIAL SERVICES LLC|31284
APTS|PREFERRED APARTMENT|YKNA|COMHAR CAPITAL MARKETS, LLC|5
APTS|PREFERRED APARTMENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11931
APTV|APTIV PLC|ABLE|NATIXIS Securities Americas LLC|5053
APTV|APTIV PLC|ALTX|Alternet Securities Inc.|16123
APTV|APTIV PLC|ANOS|ABEL/NOSER, L.L.C.|10191
APTV|APTIV PLC|APCC|Apex Clearing Corporation|144
APTV|APTIV PLC|BANK|Primevest Financial Services, Inc.|155
APTV|APTIV PLC|BARD|Robert W. Baird & Co. Incorporated|6991
APTV|APTIV PLC|BATM|CBOE TRADING, INC.|7541
APTV|APTIV PLC|BAYC|BAY CREST PARTNERS, LLC|27
APTV|APTIV PLC|BBNT|BB&T SECURITIES, LLC|4778
APTV|APTIV PLC|BERN|Sanford C. Bernstein & Co., LLC|147752
APTV|APTIV PLC|BIDS|BIDS TRADING L.P.|35700
APTV|APTIV PLC|BIMI|Banca IMI Securities Corp.|231
APTV|APTIV PLC|BKCM|BNY Mellon Capital Markets LLC|204
APTV|APTIV PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8467
APTV|APTIV PLC|BLKX|INSTINET, LLC|123620
APTV|APTIV PLC|BMOC|BMO Capital Markets Corp.|11847
APTV|APTIV PLC|BNPX|BNP PARIBAS SECURITIES CORP.|164703
APTV|APTIV PLC|BTIG|BTIG, LLC|5118
APTV|APTIV PLC|BYXM|CBOE TRADING, INC.|2568
APTV|APTIV PLC|BZYD|GOLDMAN SACHS & CO. LLC|639
APTV|APTIV PLC|CABR|Cabrera Capital Markets, Inc.|50
APTV|APTIV PLC|CANT|Cantor Fitzgerald & Co.|23700
APTV|APTIV PLC|CBLC|CITIGROUP GLOBAL MARKETS INC.|24660
APTV|APTIV PLC|CBRA|Cobra Trading, Inc.|200
APTV|APTIV PLC|CHAS|Charles Schwab & Co., Inc.|875
APTV|APTIV PLC|CHLM|Craig-Hallum Capital Group LLC|100
APTV|APTIV PLC|CIBP|CIBC World Markets Corp.|14691
APTV|APTIV PLC|CIOI|CITIGROUP GLOBAL MARKETS INC|36800
APTV|APTIV PLC|CIST|Capital Institutional Services, Inc.|4038
APTV|APTIV PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|83543
APTV|APTIV PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|204
APTV|APTIV PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|786
APTV|APTIV PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|444604
APTV|APTIV PLC|CTDL|Citadel Derivatives Group Llc|5517
APTV|APTIV PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|63608
APTV|APTIV PLC|DADA|D.A. Davidson & Co.|322
APTV|APTIV PLC|DAVA|Davenport & Company LLC|27
APTV|APTIV PLC|DBAB|Deutsche Bank Securities Inc.|182955
APTV|APTIV PLC|DBAX|Deutsche Bank Securities Inc.|265900
APTV|APTIV PLC|DBUL|Deutsche Bank Securities Inc.|2100
APTV|APTIV PLC|DCHF|Dart Executions, LLC|3592
APTV|APTIV PLC|DEAN|MORGAN STANLEY|7393
APTV|APTIV PLC|DEGS|RONIN PROFESSIONAL LLC|100
APTV|APTIV PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1823
APTV|APTIV PLC|EBXL|EBX LLC|239900
APTV|APTIV PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|52936
APTV|APTIV PLC|EDJC|Edward Jones / CDS|37
APTV|APTIV PLC|EDJO|Edward D. Jones & Co., L.P.|4596
APTV|APTIV PLC|EGAM|CBOE TRADING, INC.|13179
APTV|APTIV PLC|EGAW|CBOE TRADING, INC.|319
APTV|APTIV PLC|EGMT|EG MARKET TECHNOLOGIES LLC|3229
APTV|APTIV PLC|EGXM|CBOE TRADING, INC.|12847
APTV|APTIV PLC|EGXW|CBOE TRADING, INC.|200
APTV|APTIV PLC|ELEV|ELEVATION, LLC|3800
APTV|APTIV PLC|ESPO|ESPOSITO SECURITIES, LLC|536
APTV|APTIV PLC|ETBE|Electronic Transaction Clearing, Inc.|39773
APTV|APTIV PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36957
APTV|APTIV PLC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
APTV|APTIV PLC|ETRS|E*Trade Securities LLC|24127
APTV|APTIV PLC|FBSB|U.S. Bancorp Investments, Inc.|68
APTV|APTIV PLC|FILL|Tradestation Securities, Inc.|2602
APTV|APTIV PLC|FINX|FINTECH SECURITIES|523
APTV|APTIV PLC|FMAF|NBCN Inc./ CDS|809
APTV|APTIV PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38556
APTV|APTIV PLC|FQLS|Quantlab Securities LP|274993
APTV|APTIV PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106076
APTV|APTIV PLC|FTBR|Foliofn Investments, Inc.|6100
APTV|APTIV PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|4925
APTV|APTIV PLC|GLIS|TD Securities Inc|673
APTV|APTIV PLC|GLPX|ACS EXECUTION SERVICES, LLC|13483
APTV|APTIV PLC|GSCO|GOLDMAN SACHS & CO. LLC|1238818
APTV|APTIV PLC|GSCS|GOLDMAN SACHS & CO. LLC|1121
APTV|APTIV PLC|GSLT|GOLDMAN SACHS & CO. LLC|9737
APTV|APTIV PLC|GTSZ|GTS SECURITIES LLC|182892
APTV|APTIV PLC|HRBF|American Enterprise Investment Services Inc.|8201
APTV|APTIV PLC|HSBC|HSBC Securities, Inc.|11829
APTV|APTIV PLC|IATS|INTERACTIVE BROKERS LLC|11912
APTV|APTIV PLC|IBKR|Interactive Brokers Llc|10768
APTV|APTIV PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1685
APTV|APTIV PLC|ICBX|INSTINET, LLC|84672
APTV|APTIV PLC|IEQY|CITADEL SECURITIES LLC|80586
APTV|APTIV PLC|INCA|INSTINET, LLC|364853
APTV|APTIV PLC|INJX|INSTINET, LLC|9878
APTV|APTIV PLC|INTL|INTL FCSTONE FINANCIAL INC.|93
APTV|APTIV PLC|ITGI|ITG Inc.|46229
APTV|APTIV PLC|ITGP|ITG INC.|139000
APTV|APTIV PLC|JANY|Janney Montgomery Scott Inc.|696
APTV|APTIV PLC|JEFF|JEFFERIES LLC|237437
APTV|APTIV PLC|JMPT|JUMP TRADING, LLC|64929
APTV|APTIV PLC|JONE|JonesTrading|35382
APTV|APTIV PLC|JPBX|J.P. MORGAN SECURITIES LLC|199833
APTV|APTIV PLC|JPMX|J.P. Morgan Securities LLC|513387
APTV|APTIV PLC|JSJX|JANE STREET CAPITAL LLC|8309
APTV|APTIV PLC|KCGM|VIRTU Americas LLC|45615
APTV|APTIV PLC|LEHM|Barclays Capital Inc./Le|796789
APTV|APTIV PLC|LIME|Lime Brokerage LLC|24186
APTV|APTIV PLC|LOOP|Loop Capital Markets LLC|100
APTV|APTIV PLC|LQNA|LIQUIDNET, INC.|200100
APTV|APTIV PLC|LSCI|Lek Securities Corporation|9262
APTV|APTIV PLC|MACC|Mid Atlantic Capital Corporation|1891
APTV|APTIV PLC|MACQ|Macquarie Capital (USA) Inc.|13750
APTV|APTIV PLC|MAXM|Maxim Group LLC|8
APTV|APTIV PLC|MCMF|Raymond James Ltd. Cds|4
APTV|APTIV PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134460
APTV|APTIV PLC|MOTF|MOTIF INVESTING, INC.|59
APTV|APTIV PLC|MSCO|MORGAN STANLEY & CO. LLC|3031094
APTV|APTIV PLC|MSPL|MORGAN STANLEY & CO. LLC|374100
APTV|APTIV PLC|MSTX|MORGAN STANLEY & CO. LLC|121700
APTV|APTIV PLC|NATL|National Securities Corporation|62
APTV|APTIV PLC|NEUB|NEUBERGER BERMAN BD LLC|1378
APTV|APTIV PLC|NFSC|National Financial Services LLC|174814
APTV|APTIV PLC|NITE|VIRTU Americas LLC|410691
APTV|APTIV PLC|NITP|VIRTU Americas LLC|635
APTV|APTIV PLC|NQRB|Brut, LLC|16082
APTV|APTIV PLC|NTBF|BMO Nesbitt Burns Inc./CDS|2100
APTV|APTIV PLC|NTRC|Northern Trust Securities, Inc.|10796
APTV|APTIV PLC|OHOS|TWO SIGMA SECURITIES, LLC|44518
APTV|APTIV PLC|OPCO|Oppenheimer & Co. Inc.|732
APTV|APTIV PLC|PASL|Pershing Advisor Solutions LLC|1190
APTV|APTIV PLC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10140
APTV|APTIV PLC|PCPT|PHILLIP CAPITAL INC.|75
APTV|APTIV PLC|PDQM|CODA MARKETS, INC.|45405
APTV|APTIV PLC|PHLY|NASDAQ Execution Services, LLC|200
APTV|APTIV PLC|PICT|Pictet Overseas Inc.|212
APTV|APTIV PLC|PWJC|UBS Financial Services, Inc.|1465
APTV|APTIV PLC|QMSR|QUATTRO M SECURITIES INC.|469
APTV|APTIV PLC|RBCM|RBC CAPITAL MARKETS, LLC|21629
APTV|APTIV PLC|RGLD|Regal Securities, Inc|5
APTV|APTIV PLC|SAGL|SAGETRADER, LLC|3600
APTV|APTIV PLC|SALI|INTL FCSTONE FINANCIAL INC.|687
APTV|APTIV PLC|SBSH|Citigroup Global Markets Inc.|302262
APTV|APTIV PLC|SEIC|SEI Investments Distribution Co.|1314
APTV|APTIV PLC|SGMT|GOLDMAN SACHS & CO. LLC|152157
APTV|APTIV PLC|SIBO|Prime Executions, Inc.|50
APTV|APTIV PLC|SPDR|SPEEDROUTE LLC|9207
APTV|APTIV PLC|SPHN|Stephens Inc.|347
APTV|APTIV PLC|STFL|Stifel, Nicolaus & Company, Incorporated|30609
APTV|APTIV PLC|STKP|STOCKPILE INVESTMENTS, INC.|24
APTV|APTIV PLC|STRS|STRATEGAS RESEARCH PARTNERS|1200
APTV|APTIV PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3746
APTV|APTIV PLC|SWIM|TD Ameritrade, Inc.|7643
APTV|APTIV PLC|SWST|Hilltop Securities Inc.|356
APTV|APTIV PLC|TAGC|TELSEY ADVISORY GROUP LLC|384
APTV|APTIV PLC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|100
APTV|APTIV PLC|TKNG|ALLY INVEST SECURITIES LLC|340
APTV|APTIV PLC|TRBT|Tradebot Systems, Inc.|186070
APTV|APTIV PLC|TRCM|TRC MARKETS LLC|171338
APTV|APTIV PLC|TWTT|TASTYWORKS, INC.|700
APTV|APTIV PLC|UBSA|UBS SECURITIES LLC|798903
APTV|APTIV PLC|UBSS|UBS Securities LLC|1139251
APTV|APTIV PLC|VALX|VIRTU AMERICAS LLC|15347
APTV|APTIV PLC|VGRD|Vanguard Marketing Corporation|6938
APTV|APTIV PLC|VSIN|Vision Financial Markets Llc|30
APTV|APTIV PLC|WBLR|WILLIAM BLAIR|1013
APTV|APTIV PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|3621
APTV|APTIV PLC|WCHV|WELLS FARGO SECURITIES, LLC|95432
APTV|APTIV PLC|WDNX|WEEDEN & CO.L.P.|15192
APTV|APTIV PLC|WEDB|WEDBUSH SECURITIES INC.|1390
APTV|APTIV PLC|WEED|Weeden & Co.L.P.|3668
APTV|APTIV PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30467
APTV|APTIV PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23440
APTV|APTIV PLC|WGIF|CIBC World Markets Inc.|144
APTV|APTIV PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|360
APTV|APTIV PLC|WOLF|Wolfe Trahan Securities|200
APTV|APTIV PLC|WSAG|WALL STREET ACCESS|78
APTV|APTIV PLC|WSEA|WOLVERINE SECURITIES, LLC|3927
APTV|APTIV PLC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
APTV|APTIV PLC|XIST|INSTINET, LLC|67378
APTV|APTIV PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|41168
APTV|APTIV PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|418
APTV|APTIV PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8681
APTX|APTINYX INC CMN STK|ADAM|CANACCORD GENUITY INC.|26690
APTX|APTINYX INC CMN STK|AGIS|Aegis Capital Corp.|600
APTX|APTINYX INC CMN STK|ALTX|Alternet Securities Inc.|10100
APTX|APTINYX INC CMN STK|APCC|Apex Clearing Corporation|14688
APTX|APTINYX INC CMN STK|BATM|CBOE TRADING, INC.|1020
APTX|APTINYX INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|45801
APTX|APTINYX INC CMN STK|BIDS|BIDS TRADING L.P.|17400
APTX|APTINYX INC CMN STK|BIMI|Banca IMI Securities Corp.|4150
APTX|APTINYX INC CMN STK|BTIG|BTIG, LLC|18700
APTX|APTINYX INC CMN STK|BYXM|CBOE TRADING, INC.|3584
APTX|APTINYX INC CMN STK|CANT|Cantor Fitzgerald & Co.|16000
APTX|APTINYX INC CMN STK|CHAS|Charles Schwab & Co., Inc.|300
APTX|APTINYX INC CMN STK|CIIV|CORPORATE INVESTMENTS GROUP, INC.|700
APTX|APTINYX INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|152969
APTX|APTINYX INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|72530
APTX|APTINYX INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|115420
APTX|APTINYX INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97139
APTX|APTINYX INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|13952
APTX|APTINYX INC CMN STK|DBAX|Deutsche Bank Securities Inc.|139900
APTX|APTINYX INC CMN STK|DCHF|Dart Executions, LLC|19716
APTX|APTINYX INC CMN STK|DEAN|MORGAN STANLEY|2550
APTX|APTINYX INC CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
APTX|APTINYX INC CMN STK|EBXL|EBX LLC|111000
APTX|APTINYX INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|23808
APTX|APTINYX INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|99
APTX|APTINYX INC CMN STK|EGAM|CBOE TRADING, INC.|16890
APTX|APTINYX INC CMN STK|EGAW|CBOE TRADING, INC.|100
APTX|APTINYX INC CMN STK|EGXM|CBOE TRADING, INC.|2050
APTX|APTINYX INC CMN STK|EGXW|CBOE TRADING, INC.|999
APTX|APTINYX INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|2398
APTX|APTINYX INC CMN STK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|426
APTX|APTINYX INC CMN STK|ETCC|Electronic Transaction Clearing, Inc.|150
APTX|APTINYX INC CMN STK|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3700
APTX|APTINYX INC CMN STK|ETRS|E*Trade Securities LLC|171317
APTX|APTINYX INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|115155
APTX|APTINYX INC CMN STK|FILL|Tradestation Securities, Inc.|21030
APTX|APTINYX INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|177594
APTX|APTINYX INC CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35544
APTX|APTINYX INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2800
APTX|APTINYX INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|2077
APTX|APTINYX INC CMN STK|GLIS|TD Securities Inc|1000
APTX|APTINYX INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|91455
APTX|APTINYX INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|143276
APTX|APTINYX INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|40504
APTX|APTINYX INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|20212
APTX|APTINYX INC CMN STK|GTSZ|GTS SECURITIES LLC|36333
APTX|APTINYX INC CMN STK|IATS|INTERACTIVE BROKERS LLC|23439
APTX|APTINYX INC CMN STK|IBKR|Interactive Brokers Llc|247022
APTX|APTINYX INC CMN STK|ICBX|INSTINET, LLC|34242
APTX|APTINYX INC CMN STK|INCA|INSTINET, LLC|314076
APTX|APTINYX INC CMN STK|INJX|INSTINET, LLC|14964
APTX|APTINYX INC CMN STK|ITGI|ITG Inc.|52037
APTX|APTINYX INC CMN STK|ITGP|ITG INC.|42600
APTX|APTINYX INC CMN STK|JANY|Janney Montgomery Scott Inc.|4300
APTX|APTINYX INC CMN STK|JEFF|JEFFERIES LLC|81659
APTX|APTINYX INC CMN STK|JMPT|JUMP TRADING, LLC|5052
APTX|APTINYX INC CMN STK|JONE|JonesTrading|12285
APTX|APTINYX INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|19290
APTX|APTINYX INC CMN STK|JPMX|J.P. Morgan Securities LLC|599763
APTX|APTINYX INC CMN STK|JSJX|JANE STREET CAPITAL LLC|1626
APTX|APTINYX INC CMN STK|KCGM|VIRTU Americas LLC|82523
APTX|APTINYX INC CMN STK|LEER|LEERINK PARTNERS LLC|36351
APTX|APTINYX INC CMN STK|LEHM|Barclays Capital Inc./Le|79882
APTX|APTINYX INC CMN STK|LIME|Lime Brokerage LLC|10643
APTX|APTINYX INC CMN STK|LQNA|LIQUIDNET, INC.|47300
APTX|APTINYX INC CMN STK|LQNB|LIQUIDNET, INC.|17400
APTX|APTINYX INC CMN STK|LSCI|Lek Securities Corporation|14338
APTX|APTINYX INC CMN STK|LTCO|Ladenburg, Thalmann & Co., Inc.|10000
APTX|APTINYX INC CMN STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6802
APTX|APTINYX INC CMN STK|MAVB|Great Point Capital LLC|200
APTX|APTINYX INC CMN STK|MAXM|Maxim Group LLC|400
APTX|APTINYX INC CMN STK|MKMP|MKM Partners LLC|25000
APTX|APTINYX INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7962
APTX|APTINYX INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|498349
APTX|APTINYX INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|20200
APTX|APTINYX INC CMN STK|NEED|Needham & Company, LLC|5000
APTX|APTINYX INC CMN STK|NFSC|National Financial Services LLC|88175
APTX|APTINYX INC CMN STK|NITE|VIRTU Americas LLC|360722
APTX|APTINYX INC CMN STK|NITP|VIRTU Americas LLC|2600
APTX|APTINYX INC CMN STK|NQRB|Brut, LLC|2683
APTX|APTINYX INC CMN STK|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|25000
APTX|APTINYX INC CMN STK|PDQM|CODA MARKETS, INC.|172567
APTX|APTINYX INC CMN STK|PREC|PRECISION SECURITIES, LLC|3250
APTX|APTINYX INC CMN STK|PWJC|UBS Financial Services, Inc.|710
APTX|APTINYX INC CMN STK|RAJA|Raymond James & Associates, Inc.|6400
APTX|APTINYX INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|950
APTX|APTINYX INC CMN STK|RJLC|RJL CAPITAL GROUP, LLC|200
APTX|APTINYX INC CMN STK|SAGL|SAGETRADER, LLC|58890
APTX|APTINYX INC CMN STK|SALI|INTL FCSTONE FINANCIAL INC.|200
APTX|APTINYX INC CMN STK|SBSH|Citigroup Global Markets Inc.|2412
APTX|APTINYX INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|49391
APTX|APTINYX INC CMN STK|SOGO|Wang Investment Associates, Inc.|3040
APTX|APTINYX INC CMN STK|SPDR|SPEEDROUTE LLC|55052
APTX|APTINYX INC CMN STK|SPHN|Stephens Inc.|14900
APTX|APTINYX INC CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|200
APTX|APTINYX INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|22700
APTX|APTINYX INC CMN STK|SWIM|TD Ameritrade, Inc.|105984
APTX|APTINYX INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|998
APTX|APTINYX INC CMN STK|TRBT|Tradebot Systems, Inc.|23195
APTX|APTINYX INC CMN STK|TRCM|TRC MARKETS LLC|1127
APTX|APTINYX INC CMN STK|UBSA|UBS SECURITIES LLC|180066
APTX|APTINYX INC CMN STK|UBSS|UBS Securities LLC|299242
APTX|APTINYX INC CMN STK|VALX|VIRTU AMERICAS LLC|3592
APTX|APTINYX INC CMN STK|VGRD|Vanguard Marketing Corporation|4805
APTX|APTINYX INC CMN STK|VIEW|VIEWTRADE SECURITIES LLC|7
APTX|APTINYX INC CMN STK|VNDS|VANDHAM SECURITIES CORP|9750
APTX|APTINYX INC CMN STK|WABR|Wall Street Access|600
APTX|APTINYX INC CMN STK|WBLR|WILLIAM BLAIR|5600
APTX|APTINYX INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|51412
APTX|APTINYX INC CMN STK|WEDB|WEDBUSH SECURITIES INC.|119808
APTX|APTINYX INC CMN STK|WGIF|CIBC World Markets Inc.|879
APTX|APTINYX INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|1605
APTX|APTINYX INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
APTX|APTINYX INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|20689
APTX|APTINYX INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
APU|AMERIGAS PARTNERS LP|ALTX|Alternet Securities Inc.|4659
APU|AMERIGAS PARTNERS LP|APCC|Apex Clearing Corporation|2104
APU|AMERIGAS PARTNERS LP|BANK|Primevest Financial Services, Inc.|1001
APU|AMERIGAS PARTNERS LP|BARD|Robert W. Baird & Co. Incorporated|1801
APU|AMERIGAS PARTNERS LP|BATM|CBOE TRADING, INC.|1695
APU|AMERIGAS PARTNERS LP|BBNT|BB&T SECURITIES, LLC|901
APU|AMERIGAS PARTNERS LP|BERN|Sanford C. Bernstein & Co., LLC|1650
APU|AMERIGAS PARTNERS LP|BIMI|Banca IMI Securities Corp.|15
APU|AMERIGAS PARTNERS LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11277
APU|AMERIGAS PARTNERS LP|BNPX|BNP PARIBAS SECURITIES CORP.|138
APU|AMERIGAS PARTNERS LP|BRGE|Newbridge Securities Corp.|600
APU|AMERIGAS PARTNERS LP|BYXM|CBOE TRADING, INC.|25
APU|AMERIGAS PARTNERS LP|BZYD|GOLDMAN SACHS & CO. LLC|2466
APU|AMERIGAS PARTNERS LP|CANT|Cantor Fitzgerald & Co.|300
APU|AMERIGAS PARTNERS LP|CHAS|Charles Schwab & Co., Inc.|1748
APU|AMERIGAS PARTNERS LP|CIST|Capital Institutional Services, Inc.|779
APU|AMERIGAS PARTNERS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4066
APU|AMERIGAS PARTNERS LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5404
APU|AMERIGAS PARTNERS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30997
APU|AMERIGAS PARTNERS LP|CTDL|Citadel Derivatives Group Llc|3589
APU|AMERIGAS PARTNERS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12456
APU|AMERIGAS PARTNERS LP|DADA|D.A. Davidson & Co.|1045
APU|AMERIGAS PARTNERS LP|DBAB|Deutsche Bank Securities Inc.|4282
APU|AMERIGAS PARTNERS LP|DBAX|Deutsche Bank Securities Inc.|112000
APU|AMERIGAS PARTNERS LP|DEAN|MORGAN STANLEY|18809
APU|AMERIGAS PARTNERS LP|DEGS|RONIN PROFESSIONAL LLC|300
APU|AMERIGAS PARTNERS LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3249
APU|AMERIGAS PARTNERS LP|EBXL|EBX LLC|42300
APU|AMERIGAS PARTNERS LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|565
APU|AMERIGAS PARTNERS LP|EDJO|Edward D. Jones & Co., L.P.|17189
APU|AMERIGAS PARTNERS LP|EGAM|CBOE TRADING, INC.|7829
APU|AMERIGAS PARTNERS LP|EGMT|EG MARKET TECHNOLOGIES LLC|40
APU|AMERIGAS PARTNERS LP|EGXM|CBOE TRADING, INC.|200
APU|AMERIGAS PARTNERS LP|ETBE|Electronic Transaction Clearing, Inc.|1140
APU|AMERIGAS PARTNERS LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6409
APU|AMERIGAS PARTNERS LP|ETRS|E*Trade Securities LLC|141727
APU|AMERIGAS PARTNERS LP|FBSB|U.S. Bancorp Investments, Inc.|704
APU|AMERIGAS PARTNERS LP|FILL|Tradestation Securities, Inc.|542
APU|AMERIGAS PARTNERS LP|FINX|FINTECH SECURITIES|1244
APU|AMERIGAS PARTNERS LP|FMAF|NBCN Inc./ CDS|100
APU|AMERIGAS PARTNERS LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42056
APU|AMERIGAS PARTNERS LP|FTBR|Foliofn Investments, Inc.|841
APU|AMERIGAS PARTNERS LP|GLPX|ACS EXECUTION SERVICES, LLC|33739
APU|AMERIGAS PARTNERS LP|GSCO|GOLDMAN SACHS & CO. LLC|65352
APU|AMERIGAS PARTNERS LP|GSLT|GOLDMAN SACHS & CO. LLC|763
APU|AMERIGAS PARTNERS LP|GTSZ|GTS SECURITIES LLC|13641
APU|AMERIGAS PARTNERS LP|HAPX|HAP Trading, LLC|91
APU|AMERIGAS PARTNERS LP|HRBF|American Enterprise Investment Services Inc.|11492
APU|AMERIGAS PARTNERS LP|HSBC|HSBC Securities, Inc.|422
APU|AMERIGAS PARTNERS LP|IATS|INTERACTIVE BROKERS LLC|3911
APU|AMERIGAS PARTNERS LP|IBKR|Interactive Brokers Llc|8505
APU|AMERIGAS PARTNERS LP|ICBX|INSTINET, LLC|12300
APU|AMERIGAS PARTNERS LP|INCA|INSTINET, LLC|39316
APU|AMERIGAS PARTNERS LP|ITGI|ITG Inc.|6420
APU|AMERIGAS PARTNERS LP|ITGP|ITG INC.|26200
APU|AMERIGAS PARTNERS LP|JANY|Janney Montgomery Scott Inc.|7647
APU|AMERIGAS PARTNERS LP|JEFF|JEFFERIES LLC|299
APU|AMERIGAS PARTNERS LP|JMPT|JUMP TRADING, LLC|1895
APU|AMERIGAS PARTNERS LP|JPBX|J.P. MORGAN SECURITIES LLC|802
APU|AMERIGAS PARTNERS LP|JPMX|J.P. Morgan Securities LLC|44730
APU|AMERIGAS PARTNERS LP|JSJX|JANE STREET CAPITAL LLC|1358
APU|AMERIGAS PARTNERS LP|KCGM|VIRTU Americas LLC|5395
APU|AMERIGAS PARTNERS LP|LEHM|Barclays Capital Inc./Le|40858
APU|AMERIGAS PARTNERS LP|LIME|Lime Brokerage LLC|20053
APU|AMERIGAS PARTNERS LP|LSCI|Lek Securities Corporation|49
APU|AMERIGAS PARTNERS LP|MACC|Mid Atlantic Capital Corporation|522
APU|AMERIGAS PARTNERS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13100
APU|AMERIGAS PARTNERS LP|MOTF|MOTIF INVESTING, INC.|2
APU|AMERIGAS PARTNERS LP|MSCO|MORGAN STANLEY & CO. LLC|319871
APU|AMERIGAS PARTNERS LP|MSPL|MORGAN STANLEY & CO. LLC|8800
APU|AMERIGAS PARTNERS LP|NBCS|NBC Securities, INC.|10
APU|AMERIGAS PARTNERS LP|NFSC|National Financial Services LLC|173106
APU|AMERIGAS PARTNERS LP|NITE|VIRTU Americas LLC|288749
APU|AMERIGAS PARTNERS LP|NQRB|Brut, LLC|2782
APU|AMERIGAS PARTNERS LP|NTRC|Northern Trust Securities, Inc.|340
APU|AMERIGAS PARTNERS LP|OPCO|Oppenheimer & Co. Inc.|1680
APU|AMERIGAS PARTNERS LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
APU|AMERIGAS PARTNERS LP|PDQM|CODA MARKETS, INC.|201848
APU|AMERIGAS PARTNERS LP|PWJC|UBS Financial Services, Inc.|5474
APU|AMERIGAS PARTNERS LP|RBCM|RBC CAPITAL MARKETS, LLC|11095
APU|AMERIGAS PARTNERS LP|SAGL|SAGETRADER, LLC|7157
APU|AMERIGAS PARTNERS LP|SALI|INTL FCSTONE FINANCIAL INC.|793
APU|AMERIGAS PARTNERS LP|SBSH|Citigroup Global Markets Inc.|3367
APU|AMERIGAS PARTNERS LP|SEIC|SEI Investments Distribution Co.|800
APU|AMERIGAS PARTNERS LP|SGMT|GOLDMAN SACHS & CO. LLC|9998
APU|AMERIGAS PARTNERS LP|SPDR|SPEEDROUTE LLC|20753
APU|AMERIGAS PARTNERS LP|SPHN|Stephens Inc.|930
APU|AMERIGAS PARTNERS LP|STFL|Stifel, Nicolaus & Company, Incorporated|3752
APU|AMERIGAS PARTNERS LP|STSE|SOUTHERN TRUST SECURITIES, INC.|734
APU|AMERIGAS PARTNERS LP|STXG|Stockcross Financial Services, Inc.|19
APU|AMERIGAS PARTNERS LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3350
APU|AMERIGAS PARTNERS LP|SWIM|TD Ameritrade, Inc.|40912
APU|AMERIGAS PARTNERS LP|SWST|Hilltop Securities Inc.|2153
APU|AMERIGAS PARTNERS LP|TKNG|ALLY INVEST SECURITIES LLC|1402
APU|AMERIGAS PARTNERS LP|TRBT|Tradebot Systems, Inc.|8470
APU|AMERIGAS PARTNERS LP|TRCM|TRC MARKETS LLC|29454
APU|AMERIGAS PARTNERS LP|UBSA|UBS SECURITIES LLC|65260
APU|AMERIGAS PARTNERS LP|UBSS|UBS Securities LLC|98375
APU|AMERIGAS PARTNERS LP|VALX|VIRTU AMERICAS LLC|10153
APU|AMERIGAS PARTNERS LP|VGRD|Vanguard Marketing Corporation|41581
APU|AMERIGAS PARTNERS LP|WBLR|WILLIAM BLAIR|330
APU|AMERIGAS PARTNERS LP|WBPX|SUMMIT SECURITIES GROUP, LLC|352
APU|AMERIGAS PARTNERS LP|WCHV|WELLS FARGO SECURITIES, LLC|73443
APU|AMERIGAS PARTNERS LP|WEDB|WEDBUSH SECURITIES INC.|1323
APU|AMERIGAS PARTNERS LP|WEED|Weeden & Co.L.P.|800
APU|AMERIGAS PARTNERS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6522
APU|AMERIGAS PARTNERS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1831
APU|AMERIGAS PARTNERS LP|WSEA|WOLVERINE SECURITIES, LLC|5294
APU|AMERIGAS PARTNERS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2900
APU|AMERIGAS PARTNERS LP|YKNA|COMHAR CAPITAL MARKETS, LLC|7565
APU|AMERIGAS PARTNERS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26308
APVO|APTEVO THERAP. CS|ALTX|Alternet Securities Inc.|600
APVO|APTEVO THERAP. CS|APCC|Apex Clearing Corporation|10366
APVO|APTEVO THERAP. CS|BARD|Robert W. Baird & Co. Incorporated|3800
APVO|APTEVO THERAP. CS|BATM|CBOE TRADING, INC.|344
APVO|APTEVO THERAP. CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8500
APVO|APTEVO THERAP. CS|BTIG|BTIG, LLC|2000
APVO|APTEVO THERAP. CS|BYXM|CBOE TRADING, INC.|300
APVO|APTEVO THERAP. CS|CANT|Cantor Fitzgerald & Co.|272
APVO|APTEVO THERAP. CS|CHAS|Charles Schwab & Co., Inc.|100
APVO|APTEVO THERAP. CS|CIST|Capital Institutional Services, Inc.|10
APVO|APTEVO THERAP. CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12553
APVO|APTEVO THERAP. CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35698
APVO|APTEVO THERAP. CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7980
APVO|APTEVO THERAP. CS|DBAB|Deutsche Bank Securities Inc.|32677
APVO|APTEVO THERAP. CS|DBAX|Deutsche Bank Securities Inc.|9100
APVO|APTEVO THERAP. CS|DEAN|MORGAN STANLEY|4403
APVO|APTEVO THERAP. CS|DEGS|RONIN PROFESSIONAL LLC|68746
APVO|APTEVO THERAP. CS|EBXL|EBX LLC|13600
APVO|APTEVO THERAP. CS|EDJO|Edward D. Jones & Co., L.P.|1105
APVO|APTEVO THERAP. CS|EGAM|CBOE TRADING, INC.|1900
APVO|APTEVO THERAP. CS|EGMT|EG MARKET TECHNOLOGIES LLC|10
APVO|APTEVO THERAP. CS|EGXM|CBOE TRADING, INC.|2366
APVO|APTEVO THERAP. CS|EGXW|CBOE TRADING, INC.|200
APVO|APTEVO THERAP. CS|ETBE|Electronic Transaction Clearing, Inc.|2369
APVO|APTEVO THERAP. CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4959
APVO|APTEVO THERAP. CS|ETRS|E*Trade Securities LLC|129243
APVO|APTEVO THERAP. CS|FBCO|Credit Suisse Securities (USA) LLC|36753
APVO|APTEVO THERAP. CS|FILL|Tradestation Securities, Inc.|4964
APVO|APTEVO THERAP. CS|FMAF|NBCN Inc./ CDS|4459
APVO|APTEVO THERAP. CS|FOMA|TD AMERITRADE CLEARING, INC.|250875
APVO|APTEVO THERAP. CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5090
APVO|APTEVO THERAP. CS|FTBR|Foliofn Investments, Inc.|105
APVO|APTEVO THERAP. CS|GEBB|GLOBAL EXECUTION BROKERS, LP|1446
APVO|APTEVO THERAP. CS|GLIS|TD Securities Inc|190
APVO|APTEVO THERAP. CS|GLPX|ACS EXECUTION SERVICES, LLC|5976
APVO|APTEVO THERAP. CS|GSCO|GOLDMAN SACHS & CO. LLC|66974
APVO|APTEVO THERAP. CS|GSCS|GOLDMAN SACHS & CO. LLC|4311
APVO|APTEVO THERAP. CS|GSLT|GOLDMAN SACHS & CO. LLC|1112
APVO|APTEVO THERAP. CS|GTSZ|GTS SECURITIES LLC|2275
APVO|APTEVO THERAP. CS|HRBF|American Enterprise Investment Services Inc.|4180
APVO|APTEVO THERAP. CS|IATS|INTERACTIVE BROKERS LLC|9808
APVO|APTEVO THERAP. CS|IBKR|Interactive Brokers Llc|165099
APVO|APTEVO THERAP. CS|ICBX|INSTINET, LLC|6248
APVO|APTEVO THERAP. CS|INCA|INSTINET, LLC|53326
APVO|APTEVO THERAP. CS|INJX|INSTINET, LLC|5560
APVO|APTEVO THERAP. CS|ITGI|ITG Inc.|16547
APVO|APTEVO THERAP. CS|ITGP|ITG INC.|7400
APVO|APTEVO THERAP. CS|JEFF|JEFFERIES LLC|1065
APVO|APTEVO THERAP. CS|JMPT|JUMP TRADING, LLC|5412
APVO|APTEVO THERAP. CS|JONE|JonesTrading|2160
APVO|APTEVO THERAP. CS|JPMX|J.P. Morgan Securities LLC|10477
APVO|APTEVO THERAP. CS|JSJX|JANE STREET CAPITAL LLC|393
APVO|APTEVO THERAP. CS|KCGM|VIRTU Americas LLC|16280
APVO|APTEVO THERAP. CS|LEHM|Barclays Capital Inc./Le|37722
APVO|APTEVO THERAP. CS|LIME|Lime Brokerage LLC|44521
APVO|APTEVO THERAP. CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
APVO|APTEVO THERAP. CS|MACC|Mid Atlantic Capital Corporation|200
APVO|APTEVO THERAP. CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6470
APVO|APTEVO THERAP. CS|MOTF|MOTIF INVESTING, INC.|8
APVO|APTEVO THERAP. CS|MSCO|MORGAN STANLEY & CO. LLC|341665
APVO|APTEVO THERAP. CS|MSPL|MORGAN STANLEY & CO. LLC|12800
APVO|APTEVO THERAP. CS|MSTX|MORGAN STANLEY & CO. LLC|2200
APVO|APTEVO THERAP. CS|NFSC|National Financial Services LLC|295513
APVO|APTEVO THERAP. CS|NITE|VIRTU Americas LLC|617955
APVO|APTEVO THERAP. CS|NITP|VIRTU Americas LLC|600
APVO|APTEVO THERAP. CS|NQRB|Brut, LLC|2456
APVO|APTEVO THERAP. CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4953
APVO|APTEVO THERAP. CS|PCPT|PHILLIP CAPITAL INC.|734
APVO|APTEVO THERAP. CS|PDQM|CODA MARKETS, INC.|9695
APVO|APTEVO THERAP. CS|PWJC|UBS Financial Services, Inc.|1800
APVO|APTEVO THERAP. CS|RBCM|RBC CAPITAL MARKETS, LLC|2220
APVO|APTEVO THERAP. CS|SAGL|SAGETRADER, LLC|100
APVO|APTEVO THERAP. CS|SBSH|Citigroup Global Markets Inc.|54495
APVO|APTEVO THERAP. CS|SGMT|GOLDMAN SACHS & CO. LLC|15369
APVO|APTEVO THERAP. CS|SPDR|SPEEDROUTE LLC|300
APVO|APTEVO THERAP. CS|STFL|Stifel, Nicolaus & Company, Incorporated|300
APVO|APTEVO THERAP. CS|STXG|Stockcross Financial Services, Inc.|200
APVO|APTEVO THERAP. CS|SWIM|TD Ameritrade, Inc.|253299
APVO|APTEVO THERAP. CS|TKNG|ALLY INVEST SECURITIES LLC|2541
APVO|APTEVO THERAP. CS|TRBT|Tradebot Systems, Inc.|16515
APVO|APTEVO THERAP. CS|TRCM|TRC MARKETS LLC|22685
APVO|APTEVO THERAP. CS|TWTT|TASTYWORKS, INC.|1906
APVO|APTEVO THERAP. CS|UBSA|UBS SECURITIES LLC|75873
APVO|APTEVO THERAP. CS|UBSS|UBS Securities LLC|130368
APVO|APTEVO THERAP. CS|VALX|VIRTU AMERICAS LLC|1235
APVO|APTEVO THERAP. CS|VGRD|Vanguard Marketing Corporation|23108
APVO|APTEVO THERAP. CS|VSIN|Vision Financial Markets Llc|900
APVO|APTEVO THERAP. CS|WBLR|WILLIAM BLAIR|1200
APVO|APTEVO THERAP. CS|WCHV|WELLS FARGO SECURITIES, LLC|28420
APVO|APTEVO THERAP. CS|WEDB|WEDBUSH SECURITIES INC.|200
APVO|APTEVO THERAP. CS|WEED|Weeden & Co.L.P.|90
APVO|APTEVO THERAP. CS|WGIF|CIBC World Markets Inc.|6280
APVO|APTEVO THERAP. CS|WSEA|WOLVERINE SECURITIES, LLC|1303
APVO|APTEVO THERAP. CS|XIST|INSTINET, LLC|1400
APVO|APTEVO THERAP. CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
APVO|APTEVO THERAP. CS|YKNA|COMHAR CAPITAL MARKETS, LLC|904
APVO|APTEVO THERAP. CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1800
APWC|ASIA PAC WIRE &CABLE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
APWC|ASIA PAC WIRE &CABLE|DEGS|RONIN PROFESSIONAL LLC|3600
APWC|ASIA PAC WIRE &CABLE|ETRS|E*Trade Securities LLC|23701
APWC|ASIA PAC WIRE &CABLE|FMAF|NBCN Inc./ CDS|1000
APWC|ASIA PAC WIRE &CABLE|FOMA|TD AMERITRADE CLEARING, INC.|15525
APWC|ASIA PAC WIRE &CABLE|IBKR|Interactive Brokers Llc|16615
APWC|ASIA PAC WIRE &CABLE|INCA|INSTINET, LLC|586
APWC|ASIA PAC WIRE &CABLE|ITGI|ITG Inc.|2800
APWC|ASIA PAC WIRE &CABLE|LEHM|Barclays Capital Inc./Le|200
APWC|ASIA PAC WIRE &CABLE|LIME|Lime Brokerage LLC|6285
APWC|ASIA PAC WIRE &CABLE|LSCI|Lek Securities Corporation|12619
APWC|ASIA PAC WIRE &CABLE|MSCO|MORGAN STANLEY & CO. LLC|11014
APWC|ASIA PAC WIRE &CABLE|NFSC|National Financial Services LLC|13515
APWC|ASIA PAC WIRE &CABLE|NITE|VIRTU Americas LLC|26272
APWC|ASIA PAC WIRE &CABLE|SPDR|SPEEDROUTE LLC|423
APWC|ASIA PAC WIRE &CABLE|UBSA|UBS SECURITIES LLC|100
APWC|ASIA PAC WIRE &CABLE|UBSS|UBS Securities LLC|9475
APWC|ASIA PAC WIRE &CABLE|VGRD|Vanguard Marketing Corporation|101
APWC|ASIA PAC WIRE &CABLE|WSEA|WOLVERINE SECURITIES, LLC|31
APWC|ASIA PAC WIRE &CABLE|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|7000
APY|APERGY CP|ALTX|Alternet Securities Inc.|43005
APY|APERGY CP|ANOS|ABEL/NOSER, L.L.C.|200
APY|APERGY CP|APCC|Apex Clearing Corporation|2
APY|APERGY CP|BALE|M&T SECURITIES, INC.|542
APY|APERGY CP|BARD|Robert W. Baird & Co. Incorporated|11160
APY|APERGY CP|BATM|CBOE TRADING, INC.|22889
APY|APERGY CP|BAYC|BAY CREST PARTNERS, LLC|80
APY|APERGY CP|BBNT|BB&T SECURITIES, LLC|251
APY|APERGY CP|BERN|Sanford C. Bernstein & Co., LLC|33193
APY|APERGY CP|BIDS|BIDS TRADING L.P.|33709
APY|APERGY CP|BIMI|Banca IMI Securities Corp.|102
APY|APERGY CP|BKCM|BNY Mellon Capital Markets LLC|16755
APY|APERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9356
APY|APERGY CP|BLKX|INSTINET, LLC|175192
APY|APERGY CP|BMOC|BMO Capital Markets Corp.|20168
APY|APERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|4976
APY|APERGY CP|BTIG|BTIG, LLC|76929
APY|APERGY CP|BYXM|CBOE TRADING, INC.|8715
APY|APERGY CP|CANT|Cantor Fitzgerald & Co.|585
APY|APERGY CP|CHAS|Charles Schwab & Co., Inc.|7098
APY|APERGY CP|CHDN|CHARDAN CAPITAL MARKETS LLC|7553
APY|APERGY CP|CIBP|CIBC World Markets Corp.|22400
APY|APERGY CP|CIST|Capital Institutional Services, Inc.|5459
APY|APERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105392
APY|APERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|58601
APY|APERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17968
APY|APERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|391495
APY|APERGY CP|CTDL|Citadel Derivatives Group Llc|24484
APY|APERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|79120
APY|APERGY CP|DADA|D.A. Davidson & Co.|6358
APY|APERGY CP|DBAB|Deutsche Bank Securities Inc.|138222
APY|APERGY CP|DBAX|Deutsche Bank Securities Inc.|352900
APY|APERGY CP|DCHF|Dart Executions, LLC|361
APY|APERGY CP|DEAN|MORGAN STANLEY|8620
APY|APERGY CP|DEGS|RONIN PROFESSIONAL LLC|1000
APY|APERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22181
APY|APERGY CP|DREX|Drexel Hamilton, LLC|23509
APY|APERGY CP|EBXL|EBX LLC|288000
APY|APERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|18747
APY|APERGY CP|EDJC|Edward Jones / CDS|83
APY|APERGY CP|EDJO|Edward D. Jones & Co., L.P.|6770
APY|APERGY CP|EGAM|CBOE TRADING, INC.|75031
APY|APERGY CP|EGAW|CBOE TRADING, INC.|1772
APY|APERGY CP|EGMT|EG MARKET TECHNOLOGIES LLC|2818
APY|APERGY CP|EGXM|CBOE TRADING, INC.|10907
APY|APERGY CP|EGXW|CBOE TRADING, INC.|1509
APY|APERGY CP|ETBE|Electronic Transaction Clearing, Inc.|3524
APY|APERGY CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|954
APY|APERGY CP|ETRS|E*Trade Securities LLC|18187
APY|APERGY CP|FILL|Tradestation Securities, Inc.|10
APY|APERGY CP|FINX|FINTECH SECURITIES|1589
APY|APERGY CP|FMAF|NBCN Inc./ CDS|1080
APY|APERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6931
APY|APERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106584
APY|APERGY CP|FTBR|Foliofn Investments, Inc.|911
APY|APERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|4677
APY|APERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|257478
APY|APERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|698645
APY|APERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|4164
APY|APERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|15700
APY|APERGY CP|GTSZ|GTS SECURITIES LLC|84636
APY|APERGY CP|HRBF|American Enterprise Investment Services Inc.|5807
APY|APERGY CP|HSBC|HSBC Securities, Inc.|1228
APY|APERGY CP|IATS|INTERACTIVE BROKERS LLC|1154
APY|APERGY CP|IBKR|Interactive Brokers Llc|11412
APY|APERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2067
APY|APERGY CP|ICBX|INSTINET, LLC|7450
APY|APERGY CP|IEQY|CITADEL SECURITIES LLC|49869
APY|APERGY CP|INCA|INSTINET, LLC|238647
APY|APERGY CP|INJX|INSTINET, LLC|4561
APY|APERGY CP|ITGI|ITG Inc.|231587
APY|APERGY CP|ITGP|ITG INC.|723600
APY|APERGY CP|JANY|Janney Montgomery Scott Inc.|4262
APY|APERGY CP|JEFF|JEFFERIES LLC|289997
APY|APERGY CP|JMPT|JUMP TRADING, LLC|66692
APY|APERGY CP|JONE|JonesTrading|8268
APY|APERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|46065
APY|APERGY CP|JPMX|J.P. Morgan Securities LLC|971163
APY|APERGY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
APY|APERGY CP|JSJX|JANE STREET CAPITAL LLC|27136
APY|APERGY CP|KCGM|VIRTU Americas LLC|71687
APY|APERGY CP|LEHM|Barclays Capital Inc./Le|849761
APY|APERGY CP|LIME|Lime Brokerage LLC|26611
APY|APERGY CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|46000
APY|APERGY CP|LOOP|Loop Capital Markets LLC|2857
APY|APERGY CP|LQNA|LIQUIDNET, INC.|425300
APY|APERGY CP|LSCI|Lek Securities Corporation|697
APY|APERGY CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|21513
APY|APERGY CP|MACC|Mid Atlantic Capital Corporation|489
APY|APERGY CP|MACQ|Macquarie Capital (USA) Inc.|5959
APY|APERGY CP|MAXM|Maxim Group LLC|400
APY|APERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|175722
APY|APERGY CP|MOTF|MOTIF INVESTING, INC.|2
APY|APERGY CP|MSCO|MORGAN STANLEY & CO. LLC|437803
APY|APERGY CP|MSPL|MORGAN STANLEY & CO. LLC|130700
APY|APERGY CP|MSTX|MORGAN STANLEY & CO. LLC|101200
APY|APERGY CP|NEED|Needham & Company, LLC|100
APY|APERGY CP|NEUB|NEUBERGER BERMAN BD LLC|349
APY|APERGY CP|NFSC|National Financial Services LLC|137467
APY|APERGY CP|NITE|VIRTU Americas LLC|257374
APY|APERGY CP|NITP|VIRTU Americas LLC|711
APY|APERGY CP|NQRB|Brut, LLC|8584
APY|APERGY CP|NTBF|BMO Nesbitt Burns Inc./CDS|42
APY|APERGY CP|NTRC|Northern Trust Securities, Inc.|328
APY|APERGY CP|OPCO|Oppenheimer & Co. Inc.|3245
APY|APERGY CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|513
APY|APERGY CP|PDQM|CODA MARKETS, INC.|456270
APY|APERGY CP|PICT|Pictet Overseas Inc.|196
APY|APERGY CP|PIPR|Piper Jaffray & Co.|77
APY|APERGY CP|PNSR|Penserra Securities, LLC|2765
APY|APERGY CP|PWJC|UBS Financial Services, Inc.|2546
APY|APERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|5496
APY|APERGY CP|RHCO|Suntrust Robinson Humphrey, Inc.|180853
APY|APERGY CP|SAGL|SAGETRADER, LLC|16774
APY|APERGY CP|SAGW|SAGETRADER, LLC|250
APY|APERGY CP|SBSH|Citigroup Global Markets Inc.|124544
APY|APERGY CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|34
APY|APERGY CP|SEIC|SEI Investments Distribution Co.|1157
APY|APERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|171435
APY|APERGY CP|SIBO|Prime Executions, Inc.|21502
APY|APERGY CP|SPDR|SPEEDROUTE LLC|30976
APY|APERGY CP|SPHN|Stephens Inc.|73
APY|APERGY CP|SPTD|MINT GLOBAL MARKETS, INC.|2600
APY|APERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|11036
APY|APERGY CP|STKP|STOCKPILE INVESTMENTS, INC.|2
APY|APERGY CP|STRS|STRATEGAS RESEARCH PARTNERS|100
APY|APERGY CP|SWIM|TD Ameritrade, Inc.|1827
APY|APERGY CP|SWST|Hilltop Securities Inc.|2365
APY|APERGY CP|TKNG|ALLY INVEST SECURITIES LLC|890
APY|APERGY CP|TRBT|Tradebot Systems, Inc.|172125
APY|APERGY CP|TRCM|TRC MARKETS LLC|8132
APY|APERGY CP|UBSA|UBS SECURITIES LLC|898413
APY|APERGY CP|UBSS|UBS Securities LLC|594181
APY|APERGY CP|VERT|The Vertical Trading Group, LLC|49
APY|APERGY CP|VGRD|Vanguard Marketing Corporation|2530
APY|APERGY CP|VNDM|Wall Street Access|29200
APY|APERGY CP|WABR|Wall Street Access|800
APY|APERGY CP|WBLR|WILLIAM BLAIR|73
APY|APERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|149684
APY|APERGY CP|WDNX|WEEDEN & CO.L.P.|3902
APY|APERGY CP|WEDB|WEDBUSH SECURITIES INC.|5829
APY|APERGY CP|WEED|Weeden & Co.L.P.|58925
APY|APERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|622
APY|APERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4703
APY|APERGY CP|WFPB|Wells Fargo Securities, LLC.|1500
APY|APERGY CP|WGIF|CIBC World Markets Inc.|110
APY|APERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|199
APY|APERGY CP|WSAG|WALL STREET ACCESS|53
APY|APERGY CP|WSEA|WOLVERINE SECURITIES, LLC|849
APY|APERGY CP|XIST|INSTINET, LLC|11604
APY|APERGY CP|XPQR|Jump Trading|3609
APY|APERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|79776
APY|APERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|30605
APY|APERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4049
AQ|AQUANTIA CORP.|ALTX|Alternet Securities Inc.|7273
AQ|AQUANTIA CORP.|ANDG|Andrew Garrett Inc.|5000
AQ|AQUANTIA CORP.|APCC|Apex Clearing Corporation|2378
AQ|AQUANTIA CORP.|BARD|Robert W. Baird & Co. Incorporated|2077
AQ|AQUANTIA CORP.|BATM|CBOE TRADING, INC.|3735
AQ|AQUANTIA CORP.|BAYT|BTIG, LLC|1100
AQ|AQUANTIA CORP.|BERN|Sanford C. Bernstein & Co., LLC|10310
AQ|AQUANTIA CORP.|BIDS|BIDS TRADING L.P.|6400
AQ|AQUANTIA CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5442
AQ|AQUANTIA CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|1125
AQ|AQUANTIA CORP.|BRGE|Newbridge Securities Corp.|8376
AQ|AQUANTIA CORP.|BTIG|BTIG, LLC|505
AQ|AQUANTIA CORP.|BYXM|CBOE TRADING, INC.|250
AQ|AQUANTIA CORP.|CANT|Cantor Fitzgerald & Co.|300
AQ|AQUANTIA CORP.|CHAS|Charles Schwab & Co., Inc.|100
AQ|AQUANTIA CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110790
AQ|AQUANTIA CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10908
AQ|AQUANTIA CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12772
AQ|AQUANTIA CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233567
AQ|AQUANTIA CORP.|CTDL|Citadel Derivatives Group Llc|10683
AQ|AQUANTIA CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|12770
AQ|AQUANTIA CORP.|DAVA|Davenport & Company LLC|2500
AQ|AQUANTIA CORP.|DBAB|Deutsche Bank Securities Inc.|33629
AQ|AQUANTIA CORP.|DBAX|Deutsche Bank Securities Inc.|101700
AQ|AQUANTIA CORP.|DEAN|MORGAN STANLEY|38990
AQ|AQUANTIA CORP.|DEGS|RONIN PROFESSIONAL LLC|2550
AQ|AQUANTIA CORP.|EBXL|EBX LLC|132200
AQ|AQUANTIA CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6444
AQ|AQUANTIA CORP.|EGAM|CBOE TRADING, INC.|20578
AQ|AQUANTIA CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|1115
AQ|AQUANTIA CORP.|EGXM|CBOE TRADING, INC.|3757
AQ|AQUANTIA CORP.|ETBE|Electronic Transaction Clearing, Inc.|6600
AQ|AQUANTIA CORP.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2300
AQ|AQUANTIA CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8823
AQ|AQUANTIA CORP.|ETRS|E*Trade Securities LLC|146603
AQ|AQUANTIA CORP.|FILL|Tradestation Securities, Inc.|45
AQ|AQUANTIA CORP.|FINX|FINTECH SECURITIES|84
AQ|AQUANTIA CORP.|FMAF|NBCN Inc./ CDS|50
AQ|AQUANTIA CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1275
AQ|AQUANTIA CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|164970
AQ|AQUANTIA CORP.|FTBR|Foliofn Investments, Inc.|22
AQ|AQUANTIA CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|300
AQ|AQUANTIA CORP.|GLIS|TD Securities Inc|3354
AQ|AQUANTIA CORP.|GLPX|ACS EXECUTION SERVICES, LLC|68622
AQ|AQUANTIA CORP.|GSCO|GOLDMAN SACHS & CO. LLC|286655
AQ|AQUANTIA CORP.|GSCS|GOLDMAN SACHS & CO. LLC|3790
AQ|AQUANTIA CORP.|GSLT|GOLDMAN SACHS & CO. LLC|3621
AQ|AQUANTIA CORP.|GTSZ|GTS SECURITIES LLC|13693
AQ|AQUANTIA CORP.|HRBF|American Enterprise Investment Services Inc.|4081
AQ|AQUANTIA CORP.|IATS|INTERACTIVE BROKERS LLC|21338
AQ|AQUANTIA CORP.|IBKR|Interactive Brokers Llc|44738
AQ|AQUANTIA CORP.|ICBX|INSTINET, LLC|15220
AQ|AQUANTIA CORP.|IEQY|CITADEL SECURITIES LLC|26482
AQ|AQUANTIA CORP.|INCA|INSTINET, LLC|135348
AQ|AQUANTIA CORP.|INJX|INSTINET, LLC|34
AQ|AQUANTIA CORP.|ITGI|ITG Inc.|18749
AQ|AQUANTIA CORP.|ITGP|ITG INC.|23800
AQ|AQUANTIA CORP.|JANY|Janney Montgomery Scott Inc.|4050
AQ|AQUANTIA CORP.|JEFF|JEFFERIES LLC|20095
AQ|AQUANTIA CORP.|JMPT|JUMP TRADING, LLC|22393
AQ|AQUANTIA CORP.|JONE|JonesTrading|300
AQ|AQUANTIA CORP.|JPBX|J.P. MORGAN SECURITIES LLC|1922
AQ|AQUANTIA CORP.|JPMX|J.P. Morgan Securities LLC|100958
AQ|AQUANTIA CORP.|JSJX|JANE STREET CAPITAL LLC|4764
AQ|AQUANTIA CORP.|KCGM|VIRTU Americas LLC|24383
AQ|AQUANTIA CORP.|LEHM|Barclays Capital Inc./Le|316090
AQ|AQUANTIA CORP.|LIME|Lime Brokerage LLC|16635
AQ|AQUANTIA CORP.|LOOP|Loop Capital Markets LLC|1890
AQ|AQUANTIA CORP.|LSCI|Lek Securities Corporation|2600
AQ|AQUANTIA CORP.|MACQ|Macquarie Capital (USA) Inc.|1618
AQ|AQUANTIA CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71087
AQ|AQUANTIA CORP.|MSCO|MORGAN STANLEY & CO. LLC|373457
AQ|AQUANTIA CORP.|MSPL|MORGAN STANLEY & CO. LLC|91300
AQ|AQUANTIA CORP.|MSTX|MORGAN STANLEY & CO. LLC|20300
AQ|AQUANTIA CORP.|NEED|Needham & Company, LLC|109214
AQ|AQUANTIA CORP.|NFSC|National Financial Services LLC|169041
AQ|AQUANTIA CORP.|NITE|VIRTU Americas LLC|359751
AQ|AQUANTIA CORP.|NQRB|Brut, LLC|11423
AQ|AQUANTIA CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|445
AQ|AQUANTIA CORP.|OGRU|Oscar Gruss & Son, Incorporated|500
AQ|AQUANTIA CORP.|OPCO|Oppenheimer & Co. Inc.|1731
AQ|AQUANTIA CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
AQ|AQUANTIA CORP.|PCPT|PHILLIP CAPITAL INC.|500
AQ|AQUANTIA CORP.|PDQM|CODA MARKETS, INC.|37519
AQ|AQUANTIA CORP.|PWJC|UBS Financial Services, Inc.|625
AQ|AQUANTIA CORP.|QMSR|QUATTRO M SECURITIES INC.|11648
AQ|AQUANTIA CORP.|RBCM|RBC CAPITAL MARKETS, LLC|11550
AQ|AQUANTIA CORP.|RGLD|Regal Securities, Inc|100
AQ|AQUANTIA CORP.|SAGL|SAGETRADER, LLC|500
AQ|AQUANTIA CORP.|SBSH|Citigroup Global Markets Inc.|35596
AQ|AQUANTIA CORP.|SGMT|GOLDMAN SACHS & CO. LLC|57022
AQ|AQUANTIA CORP.|SPDR|SPEEDROUTE LLC|11440
AQ|AQUANTIA CORP.|SSBS|STATE STREET GLOBAL MARKETS, LLC|2000
AQ|AQUANTIA CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|29045
AQ|AQUANTIA CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1800
AQ|AQUANTIA CORP.|SWIM|TD Ameritrade, Inc.|93947
AQ|AQUANTIA CORP.|SWST|Hilltop Securities Inc.|8644
AQ|AQUANTIA CORP.|TKNG|ALLY INVEST SECURITIES LLC|675
AQ|AQUANTIA CORP.|TRBT|Tradebot Systems, Inc.|149785
AQ|AQUANTIA CORP.|TRCM|TRC MARKETS LLC|7154
AQ|AQUANTIA CORP.|TTUC|CUTTONE & CO., INC.|29982
AQ|AQUANTIA CORP.|UBSA|UBS SECURITIES LLC|390534
AQ|AQUANTIA CORP.|UBSS|UBS Securities LLC|402791
AQ|AQUANTIA CORP.|VALX|VIRTU AMERICAS LLC|8037
AQ|AQUANTIA CORP.|VGRD|Vanguard Marketing Corporation|15855
AQ|AQUANTIA CORP.|WCHV|WELLS FARGO SECURITIES, LLC|29605
AQ|AQUANTIA CORP.|WEDB|WEDBUSH SECURITIES INC.|9588
AQ|AQUANTIA CORP.|WEED|Weeden & Co.L.P.|1800
AQ|AQUANTIA CORP.|WGIF|CIBC World Markets Inc.|160
AQ|AQUANTIA CORP.|WSEA|WOLVERINE SECURITIES, LLC|1673
AQ|AQUANTIA CORP.|XPQR|Jump Trading|206
AQ|AQUANTIA CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|22000
AQ|AQUANTIA CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|900
AQ|AQUANTIA CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7242
AQB|AQUABOUNTY TECHN|AGIS|Aegis Capital Corp.|2
AQB|AQUABOUNTY TECHN|APCC|Apex Clearing Corporation|156
AQB|AQUABOUNTY TECHN|BARD|Robert W. Baird & Co. Incorporated|4
AQB|AQUABOUNTY TECHN|BATM|CBOE TRADING, INC.|206
AQB|AQUABOUNTY TECHN|BBNT|BB&T SECURITIES, LLC|5
AQB|AQUABOUNTY TECHN|BERN|Sanford C. Bernstein & Co., LLC|74
AQB|AQUABOUNTY TECHN|BIMI|Banca IMI Securities Corp.|500
AQB|AQUABOUNTY TECHN|BYXM|CBOE TRADING, INC.|73
AQB|AQUABOUNTY TECHN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3609
AQB|AQUABOUNTY TECHN|CTDL|Citadel Derivatives Group Llc|20
AQB|AQUABOUNTY TECHN|DBAB|Deutsche Bank Securities Inc.|5175
AQB|AQUABOUNTY TECHN|DBAX|Deutsche Bank Securities Inc.|500
AQB|AQUABOUNTY TECHN|DEAN|MORGAN STANLEY|1717
AQB|AQUABOUNTY TECHN|DEGS|RONIN PROFESSIONAL LLC|6255
AQB|AQUABOUNTY TECHN|EBXL|EBX LLC|1100
AQB|AQUABOUNTY TECHN|ECUT|CONVERGEX EXECUTION SOLUTIONS|410
AQB|AQUABOUNTY TECHN|EDJO|Edward D. Jones & Co., L.P.|21
AQB|AQUABOUNTY TECHN|EGXW|CBOE TRADING, INC.|537
AQB|AQUABOUNTY TECHN|ETBE|Electronic Transaction Clearing, Inc.|200
AQB|AQUABOUNTY TECHN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1523
AQB|AQUABOUNTY TECHN|ETRS|E*Trade Securities LLC|26564
AQB|AQUABOUNTY TECHN|FBCO|Credit Suisse Securities (USA) LLC|11462
AQB|AQUABOUNTY TECHN|FOMA|TD AMERITRADE CLEARING, INC.|48782
AQB|AQUABOUNTY TECHN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|214
AQB|AQUABOUNTY TECHN|FTBR|Foliofn Investments, Inc.|3003
AQB|AQUABOUNTY TECHN|GEBB|GLOBAL EXECUTION BROKERS, LP|526
AQB|AQUABOUNTY TECHN|GLPX|ACS EXECUTION SERVICES, LLC|22
AQB|AQUABOUNTY TECHN|GSCO|GOLDMAN SACHS & CO. LLC|1336
AQB|AQUABOUNTY TECHN|GSCS|GOLDMAN SACHS & CO. LLC|1
AQB|AQUABOUNTY TECHN|GSLT|GOLDMAN SACHS & CO. LLC|136
AQB|AQUABOUNTY TECHN|GTSZ|GTS SECURITIES LLC|4802
AQB|AQUABOUNTY TECHN|HRBF|American Enterprise Investment Services Inc.|1
AQB|AQUABOUNTY TECHN|IATS|INTERACTIVE BROKERS LLC|3220
AQB|AQUABOUNTY TECHN|IBKR|Interactive Brokers Llc|29172
AQB|AQUABOUNTY TECHN|INCA|INSTINET, LLC|3450
AQB|AQUABOUNTY TECHN|ITGI|ITG Inc.|3527
AQB|AQUABOUNTY TECHN|ITGP|ITG INC.|600
AQB|AQUABOUNTY TECHN|JANY|Janney Montgomery Scott Inc.|1771
AQB|AQUABOUNTY TECHN|LEHM|Barclays Capital Inc./Le|2699
AQB|AQUABOUNTY TECHN|LIME|Lime Brokerage LLC|13468
AQB|AQUABOUNTY TECHN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
AQB|AQUABOUNTY TECHN|MSCO|MORGAN STANLEY & CO. LLC|48507
AQB|AQUABOUNTY TECHN|MSPL|MORGAN STANLEY & CO. LLC|3000
AQB|AQUABOUNTY TECHN|NFSC|National Financial Services LLC|66510
AQB|AQUABOUNTY TECHN|NITE|VIRTU Americas LLC|72773
AQB|AQUABOUNTY TECHN|OPCO|Oppenheimer & Co. Inc.|157
AQB|AQUABOUNTY TECHN|PCPT|PHILLIP CAPITAL INC.|2700
AQB|AQUABOUNTY TECHN|PDQM|CODA MARKETS, INC.|1000
AQB|AQUABOUNTY TECHN|PWJC|UBS Financial Services, Inc.|76
AQB|AQUABOUNTY TECHN|RAJA|Raymond James & Associates, Inc.|2
AQB|AQUABOUNTY TECHN|RBCM|RBC CAPITAL MARKETS, LLC|8444
AQB|AQUABOUNTY TECHN|SBSH|Citigroup Global Markets Inc.|8
AQB|AQUABOUNTY TECHN|SGMT|GOLDMAN SACHS & CO. LLC|1046
AQB|AQUABOUNTY TECHN|SPDR|SPEEDROUTE LLC|400
AQB|AQUABOUNTY TECHN|SPHN|Stephens Inc.|1286
AQB|AQUABOUNTY TECHN|STFL|Stifel, Nicolaus & Company, Incorporated|1515
AQB|AQUABOUNTY TECHN|SWIM|TD Ameritrade, Inc.|4876
AQB|AQUABOUNTY TECHN|SWST|Hilltop Securities Inc.|4
AQB|AQUABOUNTY TECHN|TKNG|ALLY INVEST SECURITIES LLC|200
AQB|AQUABOUNTY TECHN|UBSA|UBS SECURITIES LLC|5290
AQB|AQUABOUNTY TECHN|UBSS|UBS Securities LLC|20229
AQB|AQUABOUNTY TECHN|VALX|VIRTU AMERICAS LLC|927
AQB|AQUABOUNTY TECHN|VGRD|Vanguard Marketing Corporation|3204
AQB|AQUABOUNTY TECHN|VIEW|VIEWTRADE SECURITIES LLC|237
AQB|AQUABOUNTY TECHN|WCHV|WELLS FARGO SECURITIES, LLC|3170
AQB|AQUABOUNTY TECHN|WSEA|WOLVERINE SECURITIES, LLC|1443
AQB|AQUABOUNTY TECHN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19
AQMS|AQUA METALS, INC. CM|AGIS|Aegis Capital Corp.|500
AQMS|AQUA METALS, INC. CM|ALTX|Alternet Securities Inc.|7203
AQMS|AQUA METALS, INC. CM|APCC|Apex Clearing Corporation|19105
AQMS|AQUA METALS, INC. CM|BARD|Robert W. Baird & Co. Incorporated|38295
AQMS|AQUA METALS, INC. CM|BATM|CBOE TRADING, INC.|8024
AQMS|AQUA METALS, INC. CM|BAYC|BAY CREST PARTNERS, LLC|1621
AQMS|AQUA METALS, INC. CM|BAYT|BTIG, LLC|1600
AQMS|AQUA METALS, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|4100
AQMS|AQUA METALS, INC. CM|BIMI|Banca IMI Securities Corp.|9205
AQMS|AQUA METALS, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7084
AQMS|AQUA METALS, INC. CM|BMOC|BMO Capital Markets Corp.|3443
AQMS|AQUA METALS, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|1181
AQMS|AQUA METALS, INC. CM|BRGE|Newbridge Securities Corp.|97537
AQMS|AQUA METALS, INC. CM|BTIG|BTIG, LLC|4330
AQMS|AQUA METALS, INC. CM|BYXM|CBOE TRADING, INC.|843
AQMS|AQUA METALS, INC. CM|CANT|Cantor Fitzgerald & Co.|318
AQMS|AQUA METALS, INC. CM|CHAS|Charles Schwab & Co., Inc.|6233
AQMS|AQUA METALS, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98938
AQMS|AQUA METALS, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
AQMS|AQUA METALS, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22105
AQMS|AQUA METALS, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|152962
AQMS|AQUA METALS, INC. CM|CTDE|CHOICETRADE|420
AQMS|AQUA METALS, INC. CM|CTDL|Citadel Derivatives Group Llc|4038
AQMS|AQUA METALS, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|46678
AQMS|AQUA METALS, INC. CM|DADA|D.A. Davidson & Co.|400
AQMS|AQUA METALS, INC. CM|DBAB|Deutsche Bank Securities Inc.|405246
AQMS|AQUA METALS, INC. CM|DBAX|Deutsche Bank Securities Inc.|114700
AQMS|AQUA METALS, INC. CM|DBUL|Deutsche Bank Securities Inc.|690
AQMS|AQUA METALS, INC. CM|DEAN|MORGAN STANLEY|3691
AQMS|AQUA METALS, INC. CM|DEGS|RONIN PROFESSIONAL LLC|12517
AQMS|AQUA METALS, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6220
AQMS|AQUA METALS, INC. CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|28623
AQMS|AQUA METALS, INC. CM|EBXL|EBX LLC|59200
AQMS|AQUA METALS, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|14777
AQMS|AQUA METALS, INC. CM|EDJO|Edward D. Jones & Co., L.P.|545
AQMS|AQUA METALS, INC. CM|EGAM|CBOE TRADING, INC.|16952
AQMS|AQUA METALS, INC. CM|EGAW|CBOE TRADING, INC.|100
AQMS|AQUA METALS, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
AQMS|AQUA METALS, INC. CM|EGXM|CBOE TRADING, INC.|10685
AQMS|AQUA METALS, INC. CM|EGXW|CBOE TRADING, INC.|100
AQMS|AQUA METALS, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|9623
AQMS|AQUA METALS, INC. CM|ETCC|Electronic Transaction Clearing, Inc.|100
AQMS|AQUA METALS, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13354
AQMS|AQUA METALS, INC. CM|ETRS|E*Trade Securities LLC|654060
AQMS|AQUA METALS, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|288947
AQMS|AQUA METALS, INC. CM|FILL|Tradestation Securities, Inc.|35370
AQMS|AQUA METALS, INC. CM|FMAF|NBCN Inc./ CDS|2140
AQMS|AQUA METALS, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|1319087
AQMS|AQUA METALS, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28463
AQMS|AQUA METALS, INC. CM|FTBR|Foliofn Investments, Inc.|40
AQMS|AQUA METALS, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|14971
AQMS|AQUA METALS, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|46962
AQMS|AQUA METALS, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|802553
AQMS|AQUA METALS, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|33005
AQMS|AQUA METALS, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|11524
AQMS|AQUA METALS, INC. CM|GTSZ|GTS SECURITIES LLC|18357
AQMS|AQUA METALS, INC. CM|HRBF|American Enterprise Investment Services Inc.|7087
AQMS|AQUA METALS, INC. CM|IATS|INTERACTIVE BROKERS LLC|58459
AQMS|AQUA METALS, INC. CM|IBKR|Interactive Brokers Llc|512936
AQMS|AQUA METALS, INC. CM|ICBX|INSTINET, LLC|28157
AQMS|AQUA METALS, INC. CM|IEQY|CITADEL SECURITIES LLC|8050
AQMS|AQUA METALS, INC. CM|INCA|INSTINET, LLC|134724
AQMS|AQUA METALS, INC. CM|INJX|INSTINET, LLC|34735
AQMS|AQUA METALS, INC. CM|ITGI|ITG Inc.|170443
AQMS|AQUA METALS, INC. CM|ITGP|ITG INC.|17200
AQMS|AQUA METALS, INC. CM|JEFF|JEFFERIES LLC|335346
AQMS|AQUA METALS, INC. CM|JMPT|JUMP TRADING, LLC|82907
AQMS|AQUA METALS, INC. CM|JONE|JonesTrading|21000
AQMS|AQUA METALS, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|11630
AQMS|AQUA METALS, INC. CM|JPMX|J.P. Morgan Securities LLC|158223
AQMS|AQUA METALS, INC. CM|JSJX|JANE STREET CAPITAL LLC|8914
AQMS|AQUA METALS, INC. CM|KCGM|VIRTU Americas LLC|54963
AQMS|AQUA METALS, INC. CM|LAFC|R. F. Lafferty & Co., Inc.|15000
AQMS|AQUA METALS, INC. CM|LEHM|Barclays Capital Inc./Le|691886
AQMS|AQUA METALS, INC. CM|LIME|Lime Brokerage LLC|152433
AQMS|AQUA METALS, INC. CM|LOOP|Loop Capital Markets LLC|2855
AQMS|AQUA METALS, INC. CM|LSCI|Lek Securities Corporation|17170
AQMS|AQUA METALS, INC. CM|LTCO|Ladenburg, Thalmann & Co., Inc.|1000
AQMS|AQUA METALS, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1770
AQMS|AQUA METALS, INC. CM|MACQ|Macquarie Capital (USA) Inc.|1892
AQMS|AQUA METALS, INC. CM|MAXM|Maxim Group LLC|78128
AQMS|AQUA METALS, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|119363
AQMS|AQUA METALS, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|2820131
AQMS|AQUA METALS, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|110900
AQMS|AQUA METALS, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|84700
AQMS|AQUA METALS, INC. CM|NATL|National Securities Corporation|1158941
AQMS|AQUA METALS, INC. CM|NFSC|National Financial Services LLC|714784
AQMS|AQUA METALS, INC. CM|NITE|VIRTU Americas LLC|2208394
AQMS|AQUA METALS, INC. CM|NITP|VIRTU Americas LLC|10617
AQMS|AQUA METALS, INC. CM|NQRB|Brut, LLC|32298
AQMS|AQUA METALS, INC. CM|OPCO|Oppenheimer & Co. Inc.|359008
AQMS|AQUA METALS, INC. CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
AQMS|AQUA METALS, INC. CM|PDQM|CODA MARKETS, INC.|48589
AQMS|AQUA METALS, INC. CM|PREC|PRECISION SECURITIES, LLC|1800
AQMS|AQUA METALS, INC. CM|RAJA|Raymond James & Associates, Inc.|15505
AQMS|AQUA METALS, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|42087
AQMS|AQUA METALS, INC. CM|RJLC|RJL CAPITAL GROUP, LLC|4200
AQMS|AQUA METALS, INC. CM|ROTH|Roth Capital Partners, LLC|91100
AQMS|AQUA METALS, INC. CM|SAGL|SAGETRADER, LLC|16855
AQMS|AQUA METALS, INC. CM|SALI|INTL FCSTONE FINANCIAL INC.|26172
AQMS|AQUA METALS, INC. CM|SBSH|Citigroup Global Markets Inc.|347521
AQMS|AQUA METALS, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|45691
AQMS|AQUA METALS, INC. CM|SPDR|SPEEDROUTE LLC|28295
AQMS|AQUA METALS, INC. CM|SPNT|SEVEN POINTS CAPITAL, LLC|100
AQMS|AQUA METALS, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|26538
AQMS|AQUA METALS, INC. CM|STXG|Stockcross Financial Services, Inc.|45900
AQMS|AQUA METALS, INC. CM|SWIM|TD Ameritrade, Inc.|420353
AQMS|AQUA METALS, INC. CM|SWST|Hilltop Securities Inc.|69972
AQMS|AQUA METALS, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|23956
AQMS|AQUA METALS, INC. CM|TRCM|TRC MARKETS LLC|45132
AQMS|AQUA METALS, INC. CM|TWTT|TASTYWORKS, INC.|115
AQMS|AQUA METALS, INC. CM|UBSA|UBS SECURITIES LLC|481044
AQMS|AQUA METALS, INC. CM|UBSS|UBS Securities LLC|1760297
AQMS|AQUA METALS, INC. CM|VALX|VIRTU AMERICAS LLC|4715
AQMS|AQUA METALS, INC. CM|VGRD|Vanguard Marketing Corporation|43619
AQMS|AQUA METALS, INC. CM|VIEW|VIEWTRADE SECURITIES LLC|900
AQMS|AQUA METALS, INC. CM|WABR|Wall Street Access|26790
AQMS|AQUA METALS, INC. CM|WBPX|SUMMIT SECURITIES GROUP, LLC|3800
AQMS|AQUA METALS, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|85153
AQMS|AQUA METALS, INC. CM|WEDB|WEDBUSH SECURITIES INC.|2200
AQMS|AQUA METALS, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13209
AQMS|AQUA METALS, INC. CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|136024
AQMS|AQUA METALS, INC. CM|WFPB|Wells Fargo Securities, LLC.|3153
AQMS|AQUA METALS, INC. CM|WGIF|CIBC World Markets Inc.|79870
AQMS|AQUA METALS, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|44315
AQMS|AQUA METALS, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|69840
AQMS|AQUA METALS, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|11365
AQMS|AQUA METALS, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
AQN|ALGONQUIN POWER & UT|AGIS|Aegis Capital Corp.|1000
AQN|ALGONQUIN POWER & UT|APCC|Apex Clearing Corporation|149
AQN|ALGONQUIN POWER & UT|BARD|Robert W. Baird & Co. Incorporated|2183
AQN|ALGONQUIN POWER & UT|BATM|CBOE TRADING, INC.|502
AQN|ALGONQUIN POWER & UT|BBNT|BB&T SECURITIES, LLC|100
AQN|ALGONQUIN POWER & UT|BERN|Sanford C. Bernstein & Co., LLC|500
AQN|ALGONQUIN POWER & UT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31338
AQN|ALGONQUIN POWER & UT|BYXM|CBOE TRADING, INC.|700
AQN|ALGONQUIN POWER & UT|BZYD|GOLDMAN SACHS & CO. LLC|2837
AQN|ALGONQUIN POWER & UT|CANT|Cantor Fitzgerald & Co.|155
AQN|ALGONQUIN POWER & UT|CHAS|Charles Schwab & Co., Inc.|100
AQN|ALGONQUIN POWER & UT|CIST|Capital Institutional Services, Inc.|263
AQN|ALGONQUIN POWER & UT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
AQN|ALGONQUIN POWER & UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26564
AQN|ALGONQUIN POWER & UT|CTDL|Citadel Derivatives Group Llc|2986
AQN|ALGONQUIN POWER & UT|CXCX|CITIGROUP GLOBAL MARKETS INC.|5400
AQN|ALGONQUIN POWER & UT|DADA|D.A. Davidson & Co.|2850
AQN|ALGONQUIN POWER & UT|DBAB|Deutsche Bank Securities Inc.|6314
AQN|ALGONQUIN POWER & UT|DBAX|Deutsche Bank Securities Inc.|12500
AQN|ALGONQUIN POWER & UT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11759
AQN|ALGONQUIN POWER & UT|EBXL|EBX LLC|45200
AQN|ALGONQUIN POWER & UT|ECUT|CONVERGEX EXECUTION SOLUTIONS|883
AQN|ALGONQUIN POWER & UT|EDJO|Edward D. Jones & Co., L.P.|10783
AQN|ALGONQUIN POWER & UT|EGAM|CBOE TRADING, INC.|300
AQN|ALGONQUIN POWER & UT|ETBE|Electronic Transaction Clearing, Inc.|1120
AQN|ALGONQUIN POWER & UT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
AQN|ALGONQUIN POWER & UT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|820
AQN|ALGONQUIN POWER & UT|ETRS|E*Trade Securities LLC|9131
AQN|ALGONQUIN POWER & UT|FBSB|U.S. Bancorp Investments, Inc.|300
AQN|ALGONQUIN POWER & UT|FMAF|NBCN Inc./ CDS|1593
AQN|ALGONQUIN POWER & UT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34024
AQN|ALGONQUIN POWER & UT|FTBR|Foliofn Investments, Inc.|8284
AQN|ALGONQUIN POWER & UT|GLIS|TD Securities Inc|22353
AQN|ALGONQUIN POWER & UT|GLPX|ACS EXECUTION SERVICES, LLC|470
AQN|ALGONQUIN POWER & UT|GSCO|GOLDMAN SACHS & CO. LLC|74333
AQN|ALGONQUIN POWER & UT|GSLT|GOLDMAN SACHS & CO. LLC|100
AQN|ALGONQUIN POWER & UT|GTSZ|GTS SECURITIES LLC|3570
AQN|ALGONQUIN POWER & UT|HRBF|American Enterprise Investment Services Inc.|20051
AQN|ALGONQUIN POWER & UT|IATS|INTERACTIVE BROKERS LLC|1400
AQN|ALGONQUIN POWER & UT|IBKR|Interactive Brokers Llc|1963
AQN|ALGONQUIN POWER & UT|ICBX|INSTINET, LLC|19300
AQN|ALGONQUIN POWER & UT|INCA|INSTINET, LLC|27148
AQN|ALGONQUIN POWER & UT|INJX|INSTINET, LLC|710
AQN|ALGONQUIN POWER & UT|ITGI|ITG Inc.|49530
AQN|ALGONQUIN POWER & UT|ITGP|ITG INC.|24000
AQN|ALGONQUIN POWER & UT|JANY|Janney Montgomery Scott Inc.|1600
AQN|ALGONQUIN POWER & UT|JEFF|JEFFERIES LLC|56342
AQN|ALGONQUIN POWER & UT|JMPT|JUMP TRADING, LLC|990
AQN|ALGONQUIN POWER & UT|JPMX|J.P. Morgan Securities LLC|19875
AQN|ALGONQUIN POWER & UT|KCGM|VIRTU Americas LLC|3654
AQN|ALGONQUIN POWER & UT|LEHM|Barclays Capital Inc./Le|70569
AQN|ALGONQUIN POWER & UT|LIME|Lime Brokerage LLC|11555
AQN|ALGONQUIN POWER & UT|MACC|Mid Atlantic Capital Corporation|520
AQN|ALGONQUIN POWER & UT|MCMF|Raymond James Ltd. Cds|800
AQN|ALGONQUIN POWER & UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
AQN|ALGONQUIN POWER & UT|MOTF|MOTIF INVESTING, INC.|2
AQN|ALGONQUIN POWER & UT|MSCO|MORGAN STANLEY & CO. LLC|41590
AQN|ALGONQUIN POWER & UT|MSPL|MORGAN STANLEY & CO. LLC|18500
AQN|ALGONQUIN POWER & UT|MSTX|MORGAN STANLEY & CO. LLC|16800
AQN|ALGONQUIN POWER & UT|NFSC|National Financial Services LLC|90739
AQN|ALGONQUIN POWER & UT|NITE|VIRTU Americas LLC|277049
AQN|ALGONQUIN POWER & UT|NITP|VIRTU Americas LLC|300
AQN|ALGONQUIN POWER & UT|NQRB|Brut, LLC|11
AQN|ALGONQUIN POWER & UT|NTBF|BMO Nesbitt Burns Inc./CDS|7991
AQN|ALGONQUIN POWER & UT|OPCO|Oppenheimer & Co. Inc.|2119
AQN|ALGONQUIN POWER & UT|PDQM|CODA MARKETS, INC.|598
AQN|ALGONQUIN POWER & UT|PWJC|UBS Financial Services, Inc.|9980
AQN|ALGONQUIN POWER & UT|RBCM|RBC CAPITAL MARKETS, LLC|3900
AQN|ALGONQUIN POWER & UT|SBSH|Citigroup Global Markets Inc.|100
AQN|ALGONQUIN POWER & UT|SGMT|GOLDMAN SACHS & CO. LLC|3100
AQN|ALGONQUIN POWER & UT|SPDR|SPEEDROUTE LLC|100
AQN|ALGONQUIN POWER & UT|STFL|Stifel, Nicolaus & Company, Incorporated|8350
AQN|ALGONQUIN POWER & UT|SWIM|TD Ameritrade, Inc.|2700
AQN|ALGONQUIN POWER & UT|SWST|Hilltop Securities Inc.|11900
AQN|ALGONQUIN POWER & UT|TKNG|ALLY INVEST SECURITIES LLC|1012
AQN|ALGONQUIN POWER & UT|TRBT|Tradebot Systems, Inc.|2399
AQN|ALGONQUIN POWER & UT|TRCM|TRC MARKETS LLC|18486
AQN|ALGONQUIN POWER & UT|UBSA|UBS SECURITIES LLC|84437
AQN|ALGONQUIN POWER & UT|UBSS|UBS Securities LLC|57765
AQN|ALGONQUIN POWER & UT|VALX|VIRTU AMERICAS LLC|8233
AQN|ALGONQUIN POWER & UT|VGRD|Vanguard Marketing Corporation|11759
AQN|ALGONQUIN POWER & UT|VNDM|Wall Street Access|1500
AQN|ALGONQUIN POWER & UT|VSIN|Vision Financial Markets Llc|127
AQN|ALGONQUIN POWER & UT|WCHV|WELLS FARGO SECURITIES, LLC|54321
AQN|ALGONQUIN POWER & UT|WEED|Weeden & Co.L.P.|1300
AQN|ALGONQUIN POWER & UT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74
AQN|ALGONQUIN POWER & UT|WSEA|WOLVERINE SECURITIES, LLC|1305
AQN|ALGONQUIN POWER & UT|XIST|INSTINET, LLC|11400
AQN|ALGONQUIN POWER & UT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
AQN|ALGONQUIN POWER & UT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|295
AQUA|EVOQUA WATER TECHNOL|ALTX|Alternet Securities Inc.|46635
AQUA|EVOQUA WATER TECHNOL|APCC|Apex Clearing Corporation|340
AQUA|EVOQUA WATER TECHNOL|BANK|Primevest Financial Services, Inc.|116
AQUA|EVOQUA WATER TECHNOL|BARD|Robert W. Baird & Co. Incorporated|1100
AQUA|EVOQUA WATER TECHNOL|BATM|CBOE TRADING, INC.|9675
AQUA|EVOQUA WATER TECHNOL|BAYC|BAY CREST PARTNERS, LLC|3635
AQUA|EVOQUA WATER TECHNOL|BAYT|BTIG, LLC|600
AQUA|EVOQUA WATER TECHNOL|BERN|Sanford C. Bernstein & Co., LLC|145270
AQUA|EVOQUA WATER TECHNOL|BIDS|BIDS TRADING L.P.|354000
AQUA|EVOQUA WATER TECHNOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3069
AQUA|EVOQUA WATER TECHNOL|BLKX|INSTINET, LLC|166097
AQUA|EVOQUA WATER TECHNOL|BNCH|The Benchmark Company, LLC|9186
AQUA|EVOQUA WATER TECHNOL|BNPX|BNP PARIBAS SECURITIES CORP.|4845
AQUA|EVOQUA WATER TECHNOL|BTIG|BTIG, LLC|196
AQUA|EVOQUA WATER TECHNOL|BYXM|CBOE TRADING, INC.|6426
AQUA|EVOQUA WATER TECHNOL|CHAS|Charles Schwab & Co., Inc.|80
AQUA|EVOQUA WATER TECHNOL|CLSA|CLSA AMERICAS, LLC|400
AQUA|EVOQUA WATER TECHNOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115956
AQUA|EVOQUA WATER TECHNOL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|197816
AQUA|EVOQUA WATER TECHNOL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1076
AQUA|EVOQUA WATER TECHNOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|352648
AQUA|EVOQUA WATER TECHNOL|CTDE|CHOICETRADE|20
AQUA|EVOQUA WATER TECHNOL|CTDL|Citadel Derivatives Group Llc|49961
AQUA|EVOQUA WATER TECHNOL|CXCX|CITIGROUP GLOBAL MARKETS INC.|64256
AQUA|EVOQUA WATER TECHNOL|DADA|D.A. Davidson & Co.|250
AQUA|EVOQUA WATER TECHNOL|DAVA|Davenport & Company LLC|40825
AQUA|EVOQUA WATER TECHNOL|DBAB|Deutsche Bank Securities Inc.|151441
AQUA|EVOQUA WATER TECHNOL|DBAX|Deutsche Bank Securities Inc.|249000
AQUA|EVOQUA WATER TECHNOL|DEAN|MORGAN STANLEY|1470
AQUA|EVOQUA WATER TECHNOL|DEGS|RONIN PROFESSIONAL LLC|2000
AQUA|EVOQUA WATER TECHNOL|EBXL|EBX LLC|268000
AQUA|EVOQUA WATER TECHNOL|ECUT|CONVERGEX EXECUTION SOLUTIONS|209227
AQUA|EVOQUA WATER TECHNOL|EGAM|CBOE TRADING, INC.|88783
AQUA|EVOQUA WATER TECHNOL|EGAW|CBOE TRADING, INC.|3500
AQUA|EVOQUA WATER TECHNOL|EGMT|EG MARKET TECHNOLOGIES LLC|500
AQUA|EVOQUA WATER TECHNOL|EGXM|CBOE TRADING, INC.|12157
AQUA|EVOQUA WATER TECHNOL|EGXW|CBOE TRADING, INC.|87
AQUA|EVOQUA WATER TECHNOL|ETBE|Electronic Transaction Clearing, Inc.|5800
AQUA|EVOQUA WATER TECHNOL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2400
AQUA|EVOQUA WATER TECHNOL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7822
AQUA|EVOQUA WATER TECHNOL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1120
AQUA|EVOQUA WATER TECHNOL|ETRS|E*Trade Securities LLC|8245
AQUA|EVOQUA WATER TECHNOL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14328
AQUA|EVOQUA WATER TECHNOL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|156738
AQUA|EVOQUA WATER TECHNOL|FTBR|Foliofn Investments, Inc.|14
AQUA|EVOQUA WATER TECHNOL|GEBB|GLOBAL EXECUTION BROKERS, LP|105
AQUA|EVOQUA WATER TECHNOL|GLIS|TD Securities Inc|120
AQUA|EVOQUA WATER TECHNOL|GLPX|ACS EXECUTION SERVICES, LLC|119745
AQUA|EVOQUA WATER TECHNOL|GSCO|GOLDMAN SACHS & CO. LLC|905547
AQUA|EVOQUA WATER TECHNOL|GSLT|GOLDMAN SACHS & CO. LLC|6520
AQUA|EVOQUA WATER TECHNOL|GTSZ|GTS SECURITIES LLC|84674
AQUA|EVOQUA WATER TECHNOL|HPPX|POTAMUS TRADING, LLC|1547
AQUA|EVOQUA WATER TECHNOL|HRBF|American Enterprise Investment Services Inc.|49
AQUA|EVOQUA WATER TECHNOL|HSBC|HSBC Securities, Inc.|9247
AQUA|EVOQUA WATER TECHNOL|IATS|INTERACTIVE BROKERS LLC|4037
AQUA|EVOQUA WATER TECHNOL|IBKR|Interactive Brokers Llc|7084
AQUA|EVOQUA WATER TECHNOL|ICBX|INSTINET, LLC|51933
AQUA|EVOQUA WATER TECHNOL|IEQY|CITADEL SECURITIES LLC|36776
AQUA|EVOQUA WATER TECHNOL|INCA|INSTINET, LLC|278805
AQUA|EVOQUA WATER TECHNOL|INJX|INSTINET, LLC|7251
AQUA|EVOQUA WATER TECHNOL|ITGI|ITG Inc.|389060
AQUA|EVOQUA WATER TECHNOL|ITGP|ITG INC.|282800
AQUA|EVOQUA WATER TECHNOL|JEFF|JEFFERIES LLC|380862
AQUA|EVOQUA WATER TECHNOL|JMPT|JUMP TRADING, LLC|86939
AQUA|EVOQUA WATER TECHNOL|JONE|JonesTrading|98
AQUA|EVOQUA WATER TECHNOL|JPBX|J.P. MORGAN SECURITIES LLC|57717
AQUA|EVOQUA WATER TECHNOL|JPMX|J.P. Morgan Securities LLC|651661
AQUA|EVOQUA WATER TECHNOL|JSJX|JANE STREET CAPITAL LLC|30735
AQUA|EVOQUA WATER TECHNOL|KCGM|VIRTU Americas LLC|43813
AQUA|EVOQUA WATER TECHNOL|LEHM|Barclays Capital Inc./Le|533014
AQUA|EVOQUA WATER TECHNOL|LIME|Lime Brokerage LLC|14239
AQUA|EVOQUA WATER TECHNOL|LOOP|Loop Capital Markets LLC|4207
AQUA|EVOQUA WATER TECHNOL|LQNA|LIQUIDNET, INC.|109200
AQUA|EVOQUA WATER TECHNOL|LQNB|LIQUIDNET, INC.|1700
AQUA|EVOQUA WATER TECHNOL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AQUA|EVOQUA WATER TECHNOL|MACQ|Macquarie Capital (USA) Inc.|7006
AQUA|EVOQUA WATER TECHNOL|MAXM|Maxim Group LLC|47490
AQUA|EVOQUA WATER TECHNOL|MBTS|ALLY INVEST SECURITIES LLC|570
AQUA|EVOQUA WATER TECHNOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|159599
AQUA|EVOQUA WATER TECHNOL|MOTF|MOTIF INVESTING, INC.|6
AQUA|EVOQUA WATER TECHNOL|MSCO|MORGAN STANLEY & CO. LLC|1072329
AQUA|EVOQUA WATER TECHNOL|MSPL|MORGAN STANLEY & CO. LLC|506700
AQUA|EVOQUA WATER TECHNOL|MSTX|MORGAN STANLEY & CO. LLC|321000
AQUA|EVOQUA WATER TECHNOL|NEED|Needham & Company, LLC|400
AQUA|EVOQUA WATER TECHNOL|NFSC|National Financial Services LLC|273949
AQUA|EVOQUA WATER TECHNOL|NITE|VIRTU Americas LLC|178474
AQUA|EVOQUA WATER TECHNOL|NITP|VIRTU Americas LLC|400
AQUA|EVOQUA WATER TECHNOL|NQRB|Brut, LLC|26299
AQUA|EVOQUA WATER TECHNOL|NTBF|BMO Nesbitt Burns Inc./CDS|800
AQUA|EVOQUA WATER TECHNOL|OPCO|Oppenheimer & Co. Inc.|1601
AQUA|EVOQUA WATER TECHNOL|PDQM|CODA MARKETS, INC.|184614
AQUA|EVOQUA WATER TECHNOL|PIPR|Piper Jaffray & Co.|510
AQUA|EVOQUA WATER TECHNOL|RBCM|RBC CAPITAL MARKETS, LLC|24609
AQUA|EVOQUA WATER TECHNOL|SAGL|SAGETRADER, LLC|300
AQUA|EVOQUA WATER TECHNOL|SBSH|Citigroup Global Markets Inc.|114809
AQUA|EVOQUA WATER TECHNOL|SGMT|GOLDMAN SACHS & CO. LLC|140592
AQUA|EVOQUA WATER TECHNOL|SPDR|SPEEDROUTE LLC|50689
AQUA|EVOQUA WATER TECHNOL|SPTD|MINT GLOBAL MARKETS, INC.|200
AQUA|EVOQUA WATER TECHNOL|STFL|Stifel, Nicolaus & Company, Incorporated|118438
AQUA|EVOQUA WATER TECHNOL|STKP|STOCKPILE INVESTMENTS, INC.|38
AQUA|EVOQUA WATER TECHNOL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4800
AQUA|EVOQUA WATER TECHNOL|SWIM|TD Ameritrade, Inc.|6156
AQUA|EVOQUA WATER TECHNOL|SWST|Hilltop Securities Inc.|900
AQUA|EVOQUA WATER TECHNOL|TKNG|ALLY INVEST SECURITIES LLC|282
AQUA|EVOQUA WATER TECHNOL|TRBT|Tradebot Systems, Inc.|297575
AQUA|EVOQUA WATER TECHNOL|TRCM|TRC MARKETS LLC|22168
AQUA|EVOQUA WATER TECHNOL|UBSA|UBS SECURITIES LLC|865297
AQUA|EVOQUA WATER TECHNOL|UBSS|UBS Securities LLC|885739
AQUA|EVOQUA WATER TECHNOL|VALX|VIRTU AMERICAS LLC|9034
AQUA|EVOQUA WATER TECHNOL|VGRD|Vanguard Marketing Corporation|2144
AQUA|EVOQUA WATER TECHNOL|WBPX|SUMMIT SECURITIES GROUP, LLC|4089
AQUA|EVOQUA WATER TECHNOL|WCHV|WELLS FARGO SECURITIES, LLC|92407
AQUA|EVOQUA WATER TECHNOL|WDNX|WEEDEN & CO.L.P.|680
AQUA|EVOQUA WATER TECHNOL|WEDB|WEDBUSH SECURITIES INC.|21328
AQUA|EVOQUA WATER TECHNOL|WEED|Weeden & Co.L.P.|130
AQUA|EVOQUA WATER TECHNOL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1073
AQUA|EVOQUA WATER TECHNOL|WSEA|WOLVERINE SECURITIES, LLC|2484
AQUA|EVOQUA WATER TECHNOL|XIST|INSTINET, LLC|4000
AQUA|EVOQUA WATER TECHNOL|XPQR|Jump Trading|300
AQUA|EVOQUA WATER TECHNOL|XSTM|NATIONAL FINANCIAL SERVICES LLC|112112
AQUA|EVOQUA WATER TECHNOL|YKNA|COMHAR CAPITAL MARKETS, LLC|8673
AQUA|EVOQUA WATER TECHNOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|313
AQXP|AQUINOX PHARMACEUTIC|AGIS|Aegis Capital Corp.|1000
AQXP|AQUINOX PHARMACEUTIC|ALTX|Alternet Securities Inc.|35302
AQXP|AQUINOX PHARMACEUTIC|APCC|Apex Clearing Corporation|55408
AQXP|AQUINOX PHARMACEUTIC|BATM|CBOE TRADING, INC.|1713
AQXP|AQUINOX PHARMACEUTIC|BERN|Sanford C. Bernstein & Co., LLC|526570
AQXP|AQUINOX PHARMACEUTIC|BIMI|Banca IMI Securities Corp.|8075
AQXP|AQUINOX PHARMACEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
AQXP|AQUINOX PHARMACEUTIC|BLKX|INSTINET, LLC|10000
AQXP|AQUINOX PHARMACEUTIC|BNCH|The Benchmark Company, LLC|2500
AQXP|AQUINOX PHARMACEUTIC|BRGE|Newbridge Securities Corp.|4300
AQXP|AQUINOX PHARMACEUTIC|BTIG|BTIG, LLC|356334
AQXP|AQUINOX PHARMACEUTIC|BYXM|CBOE TRADING, INC.|400
AQXP|AQUINOX PHARMACEUTIC|CANT|Cantor Fitzgerald & Co.|11238
AQXP|AQUINOX PHARMACEUTIC|CHAS|Charles Schwab & Co., Inc.|6430
AQXP|AQUINOX PHARMACEUTIC|CICF|Canaccord Genuity Corp.|5200
AQXP|AQUINOX PHARMACEUTIC|CIIV|CORPORATE INVESTMENTS GROUP, INC.|500
AQXP|AQUINOX PHARMACEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|155120
AQXP|AQUINOX PHARMACEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|51725
AQXP|AQUINOX PHARMACEUTIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48956
AQXP|AQUINOX PHARMACEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|336895
AQXP|AQUINOX PHARMACEUTIC|CTDL|Citadel Derivatives Group Llc|916
AQXP|AQUINOX PHARMACEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|74300
AQXP|AQUINOX PHARMACEUTIC|DADA|D.A. Davidson & Co.|7250
AQXP|AQUINOX PHARMACEUTIC|DBAB|Deutsche Bank Securities Inc.|67293
AQXP|AQUINOX PHARMACEUTIC|DBAX|Deutsche Bank Securities Inc.|194200
AQXP|AQUINOX PHARMACEUTIC|DBUL|Deutsche Bank Securities Inc.|400
AQXP|AQUINOX PHARMACEUTIC|DEAN|MORGAN STANLEY|6307
AQXP|AQUINOX PHARMACEUTIC|DEGS|RONIN PROFESSIONAL LLC|71395
AQXP|AQUINOX PHARMACEUTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13999
AQXP|AQUINOX PHARMACEUTIC|EBXL|EBX LLC|206800
AQXP|AQUINOX PHARMACEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5272
AQXP|AQUINOX PHARMACEUTIC|EDJO|Edward D. Jones & Co., L.P.|466
AQXP|AQUINOX PHARMACEUTIC|EGAM|CBOE TRADING, INC.|14190
AQXP|AQUINOX PHARMACEUTIC|EGAW|CBOE TRADING, INC.|250
AQXP|AQUINOX PHARMACEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|100
AQXP|AQUINOX PHARMACEUTIC|EGXM|CBOE TRADING, INC.|7789
AQXP|AQUINOX PHARMACEUTIC|EGXW|CBOE TRADING, INC.|800
AQXP|AQUINOX PHARMACEUTIC|ETBE|Electronic Transaction Clearing, Inc.|1468
AQXP|AQUINOX PHARMACEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
AQXP|AQUINOX PHARMACEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6558
AQXP|AQUINOX PHARMACEUTIC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
AQXP|AQUINOX PHARMACEUTIC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|110721
AQXP|AQUINOX PHARMACEUTIC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2085
AQXP|AQUINOX PHARMACEUTIC|ETRS|E*Trade Securities LLC|1419415
AQXP|AQUINOX PHARMACEUTIC|FBCO|Credit Suisse Securities (USA) LLC|428530
AQXP|AQUINOX PHARMACEUTIC|FILL|Tradestation Securities, Inc.|36514
AQXP|AQUINOX PHARMACEUTIC|FMAF|NBCN Inc./ CDS|9340
AQXP|AQUINOX PHARMACEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|1895782
AQXP|AQUINOX PHARMACEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78654
AQXP|AQUINOX PHARMACEUTIC|FTBR|Foliofn Investments, Inc.|191
AQXP|AQUINOX PHARMACEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|15602
AQXP|AQUINOX PHARMACEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|31282
AQXP|AQUINOX PHARMACEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|161680
AQXP|AQUINOX PHARMACEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|14829
AQXP|AQUINOX PHARMACEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|23649
AQXP|AQUINOX PHARMACEUTIC|GTSZ|GTS SECURITIES LLC|45539
AQXP|AQUINOX PHARMACEUTIC|HAPX|HAP Trading, LLC|200
AQXP|AQUINOX PHARMACEUTIC|HASF|Haywood Securities Inc./CDS|29030
AQXP|AQUINOX PHARMACEUTIC|HRBF|American Enterprise Investment Services Inc.|6500
AQXP|AQUINOX PHARMACEUTIC|HSBC|HSBC Securities, Inc.|837
AQXP|AQUINOX PHARMACEUTIC|IATS|INTERACTIVE BROKERS LLC|60645
AQXP|AQUINOX PHARMACEUTIC|IBKR|Interactive Brokers Llc|660862
AQXP|AQUINOX PHARMACEUTIC|ICBX|INSTINET, LLC|51693
AQXP|AQUINOX PHARMACEUTIC|INCA|INSTINET, LLC|644900
AQXP|AQUINOX PHARMACEUTIC|INJX|INSTINET, LLC|147791
AQXP|AQUINOX PHARMACEUTIC|ITGI|ITG Inc.|252937
AQXP|AQUINOX PHARMACEUTIC|ITGP|ITG INC.|103800
AQXP|AQUINOX PHARMACEUTIC|JANY|Janney Montgomery Scott Inc.|15
AQXP|AQUINOX PHARMACEUTIC|JEFF|JEFFERIES LLC|65284
AQXP|AQUINOX PHARMACEUTIC|JMPT|JUMP TRADING, LLC|63185
AQXP|AQUINOX PHARMACEUTIC|JONE|JonesTrading|13684
AQXP|AQUINOX PHARMACEUTIC|JPMX|J.P. Morgan Securities LLC|192990
AQXP|AQUINOX PHARMACEUTIC|JSJX|JANE STREET CAPITAL LLC|1236
AQXP|AQUINOX PHARMACEUTIC|KCGM|VIRTU Americas LLC|88565
AQXP|AQUINOX PHARMACEUTIC|LEER|LEERINK PARTNERS LLC|2288653
AQXP|AQUINOX PHARMACEUTIC|LEHM|Barclays Capital Inc./Le|309063
AQXP|AQUINOX PHARMACEUTIC|LIME|Lime Brokerage LLC|87969
AQXP|AQUINOX PHARMACEUTIC|LQNA|LIQUIDNET, INC.|98400
AQXP|AQUINOX PHARMACEUTIC|LSCI|Lek Securities Corporation|500
AQXP|AQUINOX PHARMACEUTIC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8607
AQXP|AQUINOX PHARMACEUTIC|MAXM|Maxim Group LLC|22232
AQXP|AQUINOX PHARMACEUTIC|MBTS|ALLY INVEST SECURITIES LLC|200
AQXP|AQUINOX PHARMACEUTIC|MCMF|Raymond James Ltd. Cds|1000
AQXP|AQUINOX PHARMACEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66940
AQXP|AQUINOX PHARMACEUTIC|MOTF|MOTIF INVESTING, INC.|1
AQXP|AQUINOX PHARMACEUTIC|MSCO|MORGAN STANLEY & CO. LLC|1488261
AQXP|AQUINOX PHARMACEUTIC|MSPL|MORGAN STANLEY & CO. LLC|85800
AQXP|AQUINOX PHARMACEUTIC|MSTX|MORGAN STANLEY & CO. LLC|1100
AQXP|AQUINOX PHARMACEUTIC|NATL|National Securities Corporation|250
AQXP|AQUINOX PHARMACEUTIC|NFSC|National Financial Services LLC|1196259
AQXP|AQUINOX PHARMACEUTIC|NITE|VIRTU Americas LLC|3438838
AQXP|AQUINOX PHARMACEUTIC|NITP|VIRTU Americas LLC|300
AQXP|AQUINOX PHARMACEUTIC|NQRB|Brut, LLC|20840
AQXP|AQUINOX PHARMACEUTIC|OPCO|Oppenheimer & Co. Inc.|3891
AQXP|AQUINOX PHARMACEUTIC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|708
AQXP|AQUINOX PHARMACEUTIC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1950
AQXP|AQUINOX PHARMACEUTIC|PCPT|PHILLIP CAPITAL INC.|2740
AQXP|AQUINOX PHARMACEUTIC|PDQM|CODA MARKETS, INC.|74478
AQXP|AQUINOX PHARMACEUTIC|PHLY|NASDAQ Execution Services, LLC|70600
AQXP|AQUINOX PHARMACEUTIC|PWJC|UBS Financial Services, Inc.|1800
AQXP|AQUINOX PHARMACEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|3000
AQXP|AQUINOX PHARMACEUTIC|RGLD|Regal Securities, Inc|400
AQXP|AQUINOX PHARMACEUTIC|SAGL|SAGETRADER, LLC|20452
AQXP|AQUINOX PHARMACEUTIC|SBSH|Citigroup Global Markets Inc.|258922
AQXP|AQUINOX PHARMACEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|59920
AQXP|AQUINOX PHARMACEUTIC|SOGO|Wang Investment Associates, Inc.|600
AQXP|AQUINOX PHARMACEUTIC|SPDR|SPEEDROUTE LLC|231294
AQXP|AQUINOX PHARMACEUTIC|SPNT|SEVEN POINTS CAPITAL, LLC|2400
AQXP|AQUINOX PHARMACEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|3300
AQXP|AQUINOX PHARMACEUTIC|STXG|Stockcross Financial Services, Inc.|2300
AQXP|AQUINOX PHARMACEUTIC|SWIM|TD Ameritrade, Inc.|938269
AQXP|AQUINOX PHARMACEUTIC|SWST|Hilltop Securities Inc.|280
AQXP|AQUINOX PHARMACEUTIC|TKNG|ALLY INVEST SECURITIES LLC|22741
AQXP|AQUINOX PHARMACEUTIC|TRBT|Tradebot Systems, Inc.|94942
AQXP|AQUINOX PHARMACEUTIC|TRCM|TRC MARKETS LLC|15558
AQXP|AQUINOX PHARMACEUTIC|TRWN|T.R. Winston & Company, LLC|1000
AQXP|AQUINOX PHARMACEUTIC|TWTT|TASTYWORKS, INC.|600
AQXP|AQUINOX PHARMACEUTIC|UBSA|UBS SECURITIES LLC|511581
AQXP|AQUINOX PHARMACEUTIC|UBSS|UBS Securities LLC|471183
AQXP|AQUINOX PHARMACEUTIC|VALX|VIRTU AMERICAS LLC|15668
AQXP|AQUINOX PHARMACEUTIC|VGRD|Vanguard Marketing Corporation|57123
AQXP|AQUINOX PHARMACEUTIC|VSIN|Vision Financial Markets Llc|656
AQXP|AQUINOX PHARMACEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|44627
AQXP|AQUINOX PHARMACEUTIC|WEDB|WEDBUSH SECURITIES INC.|5900
AQXP|AQUINOX PHARMACEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3395
AQXP|AQUINOX PHARMACEUTIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24646
AQXP|AQUINOX PHARMACEUTIC|WGIF|CIBC World Markets Inc.|78696
AQXP|AQUINOX PHARMACEUTIC|WSEA|WOLVERINE SECURITIES, LLC|61632
AQXP|AQUINOX PHARMACEUTIC|XIST|INSTINET, LLC|1200
AQXP|AQUINOX PHARMACEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|84220
AQXP|AQUINOX PHARMACEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|5921
AQXP|AQUINOX PHARMACEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6442
AR|ANTERO RESOURCES CP|ABLE|NATIXIS Securities Americas LLC|609768
AR|ANTERO RESOURCES CP|ALTX|Alternet Securities Inc.|74461
AR|ANTERO RESOURCES CP|ANOS|ABEL/NOSER, L.L.C.|300
AR|ANTERO RESOURCES CP|APCC|Apex Clearing Corporation|3806
AR|ANTERO RESOURCES CP|BARD|Robert W. Baird & Co. Incorporated|1600
AR|ANTERO RESOURCES CP|BATM|CBOE TRADING, INC.|7332
AR|ANTERO RESOURCES CP|BAYC|BAY CREST PARTNERS, LLC|2096
AR|ANTERO RESOURCES CP|BAYT|BTIG, LLC|700
AR|ANTERO RESOURCES CP|BERN|Sanford C. Bernstein & Co., LLC|20576
AR|ANTERO RESOURCES CP|BIDS|BIDS TRADING L.P.|1100
AR|ANTERO RESOURCES CP|BKCM|BNY Mellon Capital Markets LLC|700
AR|ANTERO RESOURCES CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18908
AR|ANTERO RESOURCES CP|BLKX|INSTINET, LLC|82500
AR|ANTERO RESOURCES CP|BMOC|BMO Capital Markets Corp.|159508
AR|ANTERO RESOURCES CP|BNPX|BNP PARIBAS SECURITIES CORP.|94366
AR|ANTERO RESOURCES CP|BTIG|BTIG, LLC|10215
AR|ANTERO RESOURCES CP|BYXM|CBOE TRADING, INC.|1948
AR|ANTERO RESOURCES CP|CANT|Cantor Fitzgerald & Co.|1783
AR|ANTERO RESOURCES CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|57592
AR|ANTERO RESOURCES CP|CHAS|Charles Schwab & Co., Inc.|16683
AR|ANTERO RESOURCES CP|CIST|Capital Institutional Services, Inc.|4383
AR|ANTERO RESOURCES CP|CLSA|CLSA AMERICAS, LLC|300
AR|ANTERO RESOURCES CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|151743
AR|ANTERO RESOURCES CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
AR|ANTERO RESOURCES CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13488
AR|ANTERO RESOURCES CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|864184
AR|ANTERO RESOURCES CP|CTDL|Citadel Derivatives Group Llc|27783
AR|ANTERO RESOURCES CP|CTLR|CUTLER GROUP, LP|100
AR|ANTERO RESOURCES CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|234604
AR|ANTERO RESOURCES CP|DADA|D.A. Davidson & Co.|350
AR|ANTERO RESOURCES CP|DBAB|Deutsche Bank Securities Inc.|1097736
AR|ANTERO RESOURCES CP|DBAX|Deutsche Bank Securities Inc.|504700
AR|ANTERO RESOURCES CP|DBUL|Deutsche Bank Securities Inc.|200
AR|ANTERO RESOURCES CP|DCHF|Dart Executions, LLC|5860
AR|ANTERO RESOURCES CP|DEAN|MORGAN STANLEY|9656
AR|ANTERO RESOURCES CP|DEGS|RONIN PROFESSIONAL LLC|1462
AR|ANTERO RESOURCES CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20400
AR|ANTERO RESOURCES CP|EBXL|EBX LLC|524300
AR|ANTERO RESOURCES CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|36720
AR|ANTERO RESOURCES CP|EDJO|Edward D. Jones & Co., L.P.|2762
AR|ANTERO RESOURCES CP|EGAM|CBOE TRADING, INC.|25457
AR|ANTERO RESOURCES CP|EGAW|CBOE TRADING, INC.|154
AR|ANTERO RESOURCES CP|EGXM|CBOE TRADING, INC.|1495
AR|ANTERO RESOURCES CP|ETBE|Electronic Transaction Clearing, Inc.|23885
AR|ANTERO RESOURCES CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
AR|ANTERO RESOURCES CP|ETCC|Electronic Transaction Clearing, Inc.|395
AR|ANTERO RESOURCES CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7599
AR|ANTERO RESOURCES CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1732
AR|ANTERO RESOURCES CP|ETRS|E*Trade Securities LLC|90348
AR|ANTERO RESOURCES CP|FILL|Tradestation Securities, Inc.|574
AR|ANTERO RESOURCES CP|FMAF|NBCN Inc./ CDS|4425
AR|ANTERO RESOURCES CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|581
AR|ANTERO RESOURCES CP|FQLS|Quantlab Securities LP|611383
AR|ANTERO RESOURCES CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89576
AR|ANTERO RESOURCES CP|FTBR|Foliofn Investments, Inc.|1901
AR|ANTERO RESOURCES CP|GEBB|GLOBAL EXECUTION BROKERS, LP|4600
AR|ANTERO RESOURCES CP|GLIS|TD Securities Inc|700
AR|ANTERO RESOURCES CP|GLPX|ACS EXECUTION SERVICES, LLC|73054
AR|ANTERO RESOURCES CP|GSCO|GOLDMAN SACHS & CO. LLC|3083481
AR|ANTERO RESOURCES CP|GSCS|GOLDMAN SACHS & CO. LLC|13846
AR|ANTERO RESOURCES CP|GSLT|GOLDMAN SACHS & CO. LLC|12049
AR|ANTERO RESOURCES CP|GTSZ|GTS SECURITIES LLC|199650
AR|ANTERO RESOURCES CP|HAPX|HAP Trading, LLC|100
AR|ANTERO RESOURCES CP|HRBF|American Enterprise Investment Services Inc.|5762
AR|ANTERO RESOURCES CP|HSBC|HSBC Securities, Inc.|200
AR|ANTERO RESOURCES CP|IATS|INTERACTIVE BROKERS LLC|42059
AR|ANTERO RESOURCES CP|IBKR|Interactive Brokers Llc|127644
AR|ANTERO RESOURCES CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6371
AR|ANTERO RESOURCES CP|ICBX|INSTINET, LLC|187118
AR|ANTERO RESOURCES CP|IEQY|CITADEL SECURITIES LLC|154389
AR|ANTERO RESOURCES CP|IMPC|Imperial Capital, LLC|4489
AR|ANTERO RESOURCES CP|INCA|INSTINET, LLC|479933
AR|ANTERO RESOURCES CP|INJX|INSTINET, LLC|46769
AR|ANTERO RESOURCES CP|ITGI|ITG Inc.|128236
AR|ANTERO RESOURCES CP|ITGP|ITG INC.|506200
AR|ANTERO RESOURCES CP|JANY|Janney Montgomery Scott Inc.|1883
AR|ANTERO RESOURCES CP|JEFF|JEFFERIES LLC|296783
AR|ANTERO RESOURCES CP|JMPT|JUMP TRADING, LLC|111428
AR|ANTERO RESOURCES CP|JONE|JonesTrading|2000
AR|ANTERO RESOURCES CP|JPBX|J.P. MORGAN SECURITIES LLC|130882
AR|ANTERO RESOURCES CP|JPMX|J.P. Morgan Securities LLC|684605
AR|ANTERO RESOURCES CP|JSJX|JANE STREET CAPITAL LLC|22096
AR|ANTERO RESOURCES CP|KCGM|VIRTU Americas LLC|67131
AR|ANTERO RESOURCES CP|KRSH|Kershner Securities, LLC|10709
AR|ANTERO RESOURCES CP|LEHM|Barclays Capital Inc./Le|1378504
AR|ANTERO RESOURCES CP|LIME|Lime Brokerage LLC|107254
AR|ANTERO RESOURCES CP|LOOP|Loop Capital Markets LLC|4622
AR|ANTERO RESOURCES CP|LQNA|LIQUIDNET, INC.|45000
AR|ANTERO RESOURCES CP|LSCI|Lek Securities Corporation|39390
AR|ANTERO RESOURCES CP|MACQ|Macquarie Capital (USA) Inc.|212936
AR|ANTERO RESOURCES CP|MBTS|ALLY INVEST SECURITIES LLC|1800
AR|ANTERO RESOURCES CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|284970
AR|ANTERO RESOURCES CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
AR|ANTERO RESOURCES CP|MNDX|TJM Investments, LLC|19119
AR|ANTERO RESOURCES CP|MOTF|MOTIF INVESTING, INC.|4
AR|ANTERO RESOURCES CP|MSCO|MORGAN STANLEY & CO. LLC|2158946
AR|ANTERO RESOURCES CP|MSPL|MORGAN STANLEY & CO. LLC|1087500
AR|ANTERO RESOURCES CP|MSTX|MORGAN STANLEY & CO. LLC|587300
AR|ANTERO RESOURCES CP|NFSC|National Financial Services LLC|261484
AR|ANTERO RESOURCES CP|NITE|VIRTU Americas LLC|809175
AR|ANTERO RESOURCES CP|NITP|VIRTU Americas LLC|1258
AR|ANTERO RESOURCES CP|NQRB|Brut, LLC|31740
AR|ANTERO RESOURCES CP|NTRC|Northern Trust Securities, Inc.|3100
AR|ANTERO RESOURCES CP|OPCO|Oppenheimer & Co. Inc.|25179
AR|ANTERO RESOURCES CP|PDQM|CODA MARKETS, INC.|65898
AR|ANTERO RESOURCES CP|PHLY|NASDAQ Execution Services, LLC|1800
AR|ANTERO RESOURCES CP|PWJC|UBS Financial Services, Inc.|29722
AR|ANTERO RESOURCES CP|QMSR|QUATTRO M SECURITIES INC.|24038
AR|ANTERO RESOURCES CP|RBCM|RBC CAPITAL MARKETS, LLC|2319
AR|ANTERO RESOURCES CP|RGLD|Regal Securities, Inc|857
AR|ANTERO RESOURCES CP|RHCO|Suntrust Robinson Humphrey, Inc.|28261
AR|ANTERO RESOURCES CP|SAGL|SAGETRADER, LLC|32843
AR|ANTERO RESOURCES CP|SAGW|SAGETRADER, LLC|322
AR|ANTERO RESOURCES CP|SALI|INTL FCSTONE FINANCIAL INC.|39
AR|ANTERO RESOURCES CP|SBSH|Citigroup Global Markets Inc.|2720642
AR|ANTERO RESOURCES CP|SEIC|SEI Investments Distribution Co.|300
AR|ANTERO RESOURCES CP|SGMT|GOLDMAN SACHS & CO. LLC|421717
AR|ANTERO RESOURCES CP|SOCO|Capital One Southcoast, Inc|6900
AR|ANTERO RESOURCES CP|SPDR|SPEEDROUTE LLC|38277
AR|ANTERO RESOURCES CP|SPHN|Stephens Inc.|127
AR|ANTERO RESOURCES CP|STFL|Stifel, Nicolaus & Company, Incorporated|36024
AR|ANTERO RESOURCES CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18998
AR|ANTERO RESOURCES CP|SWIM|TD Ameritrade, Inc.|110860
AR|ANTERO RESOURCES CP|SWST|Hilltop Securities Inc.|14449
AR|ANTERO RESOURCES CP|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|4800
AR|ANTERO RESOURCES CP|TKNG|ALLY INVEST SECURITIES LLC|803
AR|ANTERO RESOURCES CP|TOUR|TOURMALINE PARTNERS, LLC|17900
AR|ANTERO RESOURCES CP|TRBT|Tradebot Systems, Inc.|358470
AR|ANTERO RESOURCES CP|TRCM|TRC MARKETS LLC|437118
AR|ANTERO RESOURCES CP|TTUC|CUTTONE & CO., INC.|1534
AR|ANTERO RESOURCES CP|UBSA|UBS SECURITIES LLC|1318800
AR|ANTERO RESOURCES CP|UBSS|UBS Securities LLC|1224751
AR|ANTERO RESOURCES CP|VALX|VIRTU AMERICAS LLC|43796
AR|ANTERO RESOURCES CP|VGRD|Vanguard Marketing Corporation|16029
AR|ANTERO RESOURCES CP|VNDS|VANDHAM SECURITIES CORP|89500
AR|ANTERO RESOURCES CP|WABR|Wall Street Access|7788
AR|ANTERO RESOURCES CP|WBLR|WILLIAM BLAIR|242
AR|ANTERO RESOURCES CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4229
AR|ANTERO RESOURCES CP|WCHV|WELLS FARGO SECURITIES, LLC|143523
AR|ANTERO RESOURCES CP|WDNX|WEEDEN & CO.L.P.|952
AR|ANTERO RESOURCES CP|WEDB|WEDBUSH SECURITIES INC.|10738
AR|ANTERO RESOURCES CP|WEED|Weeden & Co.L.P.|300
AR|ANTERO RESOURCES CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28233
AR|ANTERO RESOURCES CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38045
AR|ANTERO RESOURCES CP|WGIF|CIBC World Markets Inc.|500
AR|ANTERO RESOURCES CP|WSAG|WALL STREET ACCESS|192
AR|ANTERO RESOURCES CP|WSEA|WOLVERINE SECURITIES, LLC|14900
AR|ANTERO RESOURCES CP|XIST|INSTINET, LLC|429800
AR|ANTERO RESOURCES CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|28732
AR|ANTERO RESOURCES CP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AR|ANTERO RESOURCES CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|995
ARA|AMERICAN RENAL ASSOC|ALTX|Alternet Securities Inc.|700
ARA|AMERICAN RENAL ASSOC|APCC|Apex Clearing Corporation|24
ARA|AMERICAN RENAL ASSOC|BARD|Robert W. Baird & Co. Incorporated|4
ARA|AMERICAN RENAL ASSOC|BATM|CBOE TRADING, INC.|655
ARA|AMERICAN RENAL ASSOC|BERN|Sanford C. Bernstein & Co., LLC|100
ARA|AMERICAN RENAL ASSOC|BIDS|BIDS TRADING L.P.|9300
ARA|AMERICAN RENAL ASSOC|BNPX|BNP PARIBAS SECURITIES CORP.|849
ARA|AMERICAN RENAL ASSOC|BYXM|CBOE TRADING, INC.|150
ARA|AMERICAN RENAL ASSOC|BZYD|GOLDMAN SACHS & CO. LLC|600
ARA|AMERICAN RENAL ASSOC|CIST|Capital Institutional Services, Inc.|713
ARA|AMERICAN RENAL ASSOC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5147
ARA|AMERICAN RENAL ASSOC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|599
ARA|AMERICAN RENAL ASSOC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45914
ARA|AMERICAN RENAL ASSOC|CTDL|Citadel Derivatives Group Llc|2022
ARA|AMERICAN RENAL ASSOC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1612
ARA|AMERICAN RENAL ASSOC|DBAB|Deutsche Bank Securities Inc.|24703
ARA|AMERICAN RENAL ASSOC|DBAX|Deutsche Bank Securities Inc.|36600
ARA|AMERICAN RENAL ASSOC|DEAN|MORGAN STANLEY|2630
ARA|AMERICAN RENAL ASSOC|DEGS|RONIN PROFESSIONAL LLC|1108
ARA|AMERICAN RENAL ASSOC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
ARA|AMERICAN RENAL ASSOC|EBXL|EBX LLC|41100
ARA|AMERICAN RENAL ASSOC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2400
ARA|AMERICAN RENAL ASSOC|EDJO|Edward D. Jones & Co., L.P.|517
ARA|AMERICAN RENAL ASSOC|EGAM|CBOE TRADING, INC.|950
ARA|AMERICAN RENAL ASSOC|EGMT|EG MARKET TECHNOLOGIES LLC|400
ARA|AMERICAN RENAL ASSOC|EGXM|CBOE TRADING, INC.|578
ARA|AMERICAN RENAL ASSOC|ETBE|Electronic Transaction Clearing, Inc.|200
ARA|AMERICAN RENAL ASSOC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
ARA|AMERICAN RENAL ASSOC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4661
ARA|AMERICAN RENAL ASSOC|ETRS|E*Trade Securities LLC|1672
ARA|AMERICAN RENAL ASSOC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2821
ARA|AMERICAN RENAL ASSOC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30809
ARA|AMERICAN RENAL ASSOC|FTBR|Foliofn Investments, Inc.|50
ARA|AMERICAN RENAL ASSOC|GLPX|ACS EXECUTION SERVICES, LLC|1847
ARA|AMERICAN RENAL ASSOC|GSCO|GOLDMAN SACHS & CO. LLC|68729
ARA|AMERICAN RENAL ASSOC|GSCS|GOLDMAN SACHS & CO. LLC|12659
ARA|AMERICAN RENAL ASSOC|GSLT|GOLDMAN SACHS & CO. LLC|295
ARA|AMERICAN RENAL ASSOC|GTSZ|GTS SECURITIES LLC|5270
ARA|AMERICAN RENAL ASSOC|HRBF|American Enterprise Investment Services Inc.|1000
ARA|AMERICAN RENAL ASSOC|IATS|INTERACTIVE BROKERS LLC|1548
ARA|AMERICAN RENAL ASSOC|IBKR|Interactive Brokers Llc|1432
ARA|AMERICAN RENAL ASSOC|ICBX|INSTINET, LLC|3712
ARA|AMERICAN RENAL ASSOC|IEQY|CITADEL SECURITIES LLC|4051
ARA|AMERICAN RENAL ASSOC|INCA|INSTINET, LLC|50150
ARA|AMERICAN RENAL ASSOC|INJX|INSTINET, LLC|6302
ARA|AMERICAN RENAL ASSOC|ITGI|ITG Inc.|14820
ARA|AMERICAN RENAL ASSOC|ITGP|ITG INC.|42400
ARA|AMERICAN RENAL ASSOC|JANY|Janney Montgomery Scott Inc.|2600
ARA|AMERICAN RENAL ASSOC|JEFF|JEFFERIES LLC|9788
ARA|AMERICAN RENAL ASSOC|JMPT|JUMP TRADING, LLC|3487
ARA|AMERICAN RENAL ASSOC|JPBX|J.P. MORGAN SECURITIES LLC|9588
ARA|AMERICAN RENAL ASSOC|JPMX|J.P. Morgan Securities LLC|69862
ARA|AMERICAN RENAL ASSOC|JSJX|JANE STREET CAPITAL LLC|1005
ARA|AMERICAN RENAL ASSOC|KCGM|VIRTU Americas LLC|5018
ARA|AMERICAN RENAL ASSOC|LEHM|Barclays Capital Inc./Le|84068
ARA|AMERICAN RENAL ASSOC|LIME|Lime Brokerage LLC|4832
ARA|AMERICAN RENAL ASSOC|LQNA|LIQUIDNET, INC.|1400
ARA|AMERICAN RENAL ASSOC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24638
ARA|AMERICAN RENAL ASSOC|MOTF|MOTIF INVESTING, INC.|2
ARA|AMERICAN RENAL ASSOC|MSCO|MORGAN STANLEY & CO. LLC|96979
ARA|AMERICAN RENAL ASSOC|MSPL|MORGAN STANLEY & CO. LLC|47000
ARA|AMERICAN RENAL ASSOC|MSTX|MORGAN STANLEY & CO. LLC|16000
ARA|AMERICAN RENAL ASSOC|NFSC|National Financial Services LLC|18830
ARA|AMERICAN RENAL ASSOC|NITE|VIRTU Americas LLC|58480
ARA|AMERICAN RENAL ASSOC|NQRB|Brut, LLC|750
ARA|AMERICAN RENAL ASSOC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|510
ARA|AMERICAN RENAL ASSOC|PDQM|CODA MARKETS, INC.|5257
ARA|AMERICAN RENAL ASSOC|PIPR|Piper Jaffray & Co.|188
ARA|AMERICAN RENAL ASSOC|RHCO|Suntrust Robinson Humphrey, Inc.|22129
ARA|AMERICAN RENAL ASSOC|SAGL|SAGETRADER, LLC|3099
ARA|AMERICAN RENAL ASSOC|SBSH|Citigroup Global Markets Inc.|6400
ARA|AMERICAN RENAL ASSOC|SPDR|SPEEDROUTE LLC|600
ARA|AMERICAN RENAL ASSOC|SPHN|Stephens Inc.|200
ARA|AMERICAN RENAL ASSOC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
ARA|AMERICAN RENAL ASSOC|SWIM|TD Ameritrade, Inc.|675
ARA|AMERICAN RENAL ASSOC|TKNG|ALLY INVEST SECURITIES LLC|100
ARA|AMERICAN RENAL ASSOC|TRBT|Tradebot Systems, Inc.|14794
ARA|AMERICAN RENAL ASSOC|TRCM|TRC MARKETS LLC|10044
ARA|AMERICAN RENAL ASSOC|UBSA|UBS SECURITIES LLC|106949
ARA|AMERICAN RENAL ASSOC|UBSS|UBS Securities LLC|111061
ARA|AMERICAN RENAL ASSOC|VALX|VIRTU AMERICAS LLC|2385
ARA|AMERICAN RENAL ASSOC|VGRD|Vanguard Marketing Corporation|150
ARA|AMERICAN RENAL ASSOC|WCHV|WELLS FARGO SECURITIES, LLC|20607
ARA|AMERICAN RENAL ASSOC|WEED|Weeden & Co.L.P.|8631
ARA|AMERICAN RENAL ASSOC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|521
ARA|AMERICAN RENAL ASSOC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|898
ARA|AMERICAN RENAL ASSOC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|235
ARA|AMERICAN RENAL ASSOC|WSEA|WOLVERINE SECURITIES, LLC|1007
ARA|AMERICAN RENAL ASSOC|XIST|INSTINET, LLC|13200
ARA|AMERICAN RENAL ASSOC|XPQR|Jump Trading|100
ARA|AMERICAN RENAL ASSOC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
ARA|AMERICAN RENAL ASSOC|YKNA|COMHAR CAPITAL MARKETS, LLC|210
ARAY|ACCURAY INCORPORATED|ALTX|Alternet Securities Inc.|3060
ARAY|ACCURAY INCORPORATED|APCC|Apex Clearing Corporation|1460
ARAY|ACCURAY INCORPORATED|BARD|Robert W. Baird & Co. Incorporated|32
ARAY|ACCURAY INCORPORATED|BAYT|BTIG, LLC|4000
ARAY|ACCURAY INCORPORATED|BERN|Sanford C. Bernstein & Co., LLC|174680
ARAY|ACCURAY INCORPORATED|BIAD|SAGETRADER, LLC|92
ARAY|ACCURAY INCORPORATED|BIDS|BIDS TRADING L.P.|57100
ARAY|ACCURAY INCORPORATED|BIMI|Banca IMI Securities Corp.|10497
ARAY|ACCURAY INCORPORATED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5154
ARAY|ACCURAY INCORPORATED|BMOC|BMO Capital Markets Corp.|13355
ARAY|ACCURAY INCORPORATED|BNPX|BNP PARIBAS SECURITIES CORP.|4205
ARAY|ACCURAY INCORPORATED|BTIG|BTIG, LLC|136465
ARAY|ACCURAY INCORPORATED|BYXM|CBOE TRADING, INC.|1120
ARAY|ACCURAY INCORPORATED|BZYD|GOLDMAN SACHS & CO. LLC|4701
ARAY|ACCURAY INCORPORATED|CANT|Cantor Fitzgerald & Co.|1279
ARAY|ACCURAY INCORPORATED|CHAS|Charles Schwab & Co., Inc.|3800
ARAY|ACCURAY INCORPORATED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57105
ARAY|ACCURAY INCORPORATED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13994
ARAY|ACCURAY INCORPORATED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|696
ARAY|ACCURAY INCORPORATED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|326915
ARAY|ACCURAY INCORPORATED|CTDL|Citadel Derivatives Group Llc|53015
ARAY|ACCURAY INCORPORATED|CXCX|CITIGROUP GLOBAL MARKETS INC.|90830
ARAY|ACCURAY INCORPORATED|DBAB|Deutsche Bank Securities Inc.|101747
ARAY|ACCURAY INCORPORATED|DBAX|Deutsche Bank Securities Inc.|182200
ARAY|ACCURAY INCORPORATED|DEAN|MORGAN STANLEY|530
ARAY|ACCURAY INCORPORATED|DEGS|RONIN PROFESSIONAL LLC|54530
ARAY|ACCURAY INCORPORATED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3300
ARAY|ACCURAY INCORPORATED|DOTC|Dougherty & Company LLC|7100
ARAY|ACCURAY INCORPORATED|EBXL|EBX LLC|181600
ARAY|ACCURAY INCORPORATED|ECUT|CONVERGEX EXECUTION SOLUTIONS|291
ARAY|ACCURAY INCORPORATED|EDJO|Edward D. Jones & Co., L.P.|4319
ARAY|ACCURAY INCORPORATED|EGAM|CBOE TRADING, INC.|13063
ARAY|ACCURAY INCORPORATED|EGAW|CBOE TRADING, INC.|150
ARAY|ACCURAY INCORPORATED|EGXM|CBOE TRADING, INC.|1783
ARAY|ACCURAY INCORPORATED|ETBE|Electronic Transaction Clearing, Inc.|2
ARAY|ACCURAY INCORPORATED|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2324
ARAY|ACCURAY INCORPORATED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
ARAY|ACCURAY INCORPORATED|ETRS|E*Trade Securities LLC|238960
ARAY|ACCURAY INCORPORATED|FBCO|Credit Suisse Securities (USA) LLC|299460
ARAY|ACCURAY INCORPORATED|FILL|Tradestation Securities, Inc.|1087
ARAY|ACCURAY INCORPORATED|FMAF|NBCN Inc./ CDS|2441
ARAY|ACCURAY INCORPORATED|FOMA|TD AMERITRADE CLEARING, INC.|214615
ARAY|ACCURAY INCORPORATED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29527
ARAY|ACCURAY INCORPORATED|FTBR|Foliofn Investments, Inc.|88
ARAY|ACCURAY INCORPORATED|GEBB|GLOBAL EXECUTION BROKERS, LP|53623
ARAY|ACCURAY INCORPORATED|GLIS|TD Securities Inc|250
ARAY|ACCURAY INCORPORATED|GLPX|ACS EXECUTION SERVICES, LLC|3663
ARAY|ACCURAY INCORPORATED|GSCO|GOLDMAN SACHS & CO. LLC|1069930
ARAY|ACCURAY INCORPORATED|GSCS|GOLDMAN SACHS & CO. LLC|11201
ARAY|ACCURAY INCORPORATED|GSLT|GOLDMAN SACHS & CO. LLC|1680
ARAY|ACCURAY INCORPORATED|GTSZ|GTS SECURITIES LLC|26697
ARAY|ACCURAY INCORPORATED|HRBF|American Enterprise Investment Services Inc.|819
ARAY|ACCURAY INCORPORATED|HSBC|HSBC Securities, Inc.|160
ARAY|ACCURAY INCORPORATED|IATS|INTERACTIVE BROKERS LLC|6540
ARAY|ACCURAY INCORPORATED|IBKR|Interactive Brokers Llc|41340
ARAY|ACCURAY INCORPORATED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|635
ARAY|ACCURAY INCORPORATED|ICBX|INSTINET, LLC|77599
ARAY|ACCURAY INCORPORATED|IEQY|CITADEL SECURITIES LLC|4843
ARAY|ACCURAY INCORPORATED|INCA|INSTINET, LLC|87271
ARAY|ACCURAY INCORPORATED|INJX|INSTINET, LLC|5760
ARAY|ACCURAY INCORPORATED|ITGI|ITG Inc.|25789
ARAY|ACCURAY INCORPORATED|ITGP|ITG INC.|352600
ARAY|ACCURAY INCORPORATED|JANY|Janney Montgomery Scott Inc.|500
ARAY|ACCURAY INCORPORATED|JEFF|JEFFERIES LLC|56558
ARAY|ACCURAY INCORPORATED|JMPT|JUMP TRADING, LLC|7114
ARAY|ACCURAY INCORPORATED|JPBX|J.P. MORGAN SECURITIES LLC|2400
ARAY|ACCURAY INCORPORATED|JPMX|J.P. Morgan Securities LLC|496952
ARAY|ACCURAY INCORPORATED|JSJX|JANE STREET CAPITAL LLC|4979
ARAY|ACCURAY INCORPORATED|KCGM|VIRTU Americas LLC|63019
ARAY|ACCURAY INCORPORATED|LEHM|Barclays Capital Inc./Le|487515
ARAY|ACCURAY INCORPORATED|LIME|Lime Brokerage LLC|250928
ARAY|ACCURAY INCORPORATED|LOOP|Loop Capital Markets LLC|1915
ARAY|ACCURAY INCORPORATED|LSCI|Lek Securities Corporation|8643
ARAY|ACCURAY INCORPORATED|MAXM|Maxim Group LLC|9354
ARAY|ACCURAY INCORPORATED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|419620
ARAY|ACCURAY INCORPORATED|MSCO|MORGAN STANLEY & CO. LLC|884392
ARAY|ACCURAY INCORPORATED|MSPL|MORGAN STANLEY & CO. LLC|336600
ARAY|ACCURAY INCORPORATED|MSTX|MORGAN STANLEY & CO. LLC|89800
ARAY|ACCURAY INCORPORATED|NEUB|NEUBERGER BERMAN BD LLC|240
ARAY|ACCURAY INCORPORATED|NFSC|National Financial Services LLC|244506
ARAY|ACCURAY INCORPORATED|NITE|VIRTU Americas LLC|621253
ARAY|ACCURAY INCORPORATED|NITP|VIRTU Americas LLC|18981
ARAY|ACCURAY INCORPORATED|PDQM|CODA MARKETS, INC.|186077
ARAY|ACCURAY INCORPORATED|PWJC|UBS Financial Services, Inc.|3400
ARAY|ACCURAY INCORPORATED|RAJA|Raymond James & Associates, Inc.|2906
ARAY|ACCURAY INCORPORATED|RBCM|RBC CAPITAL MARKETS, LLC|5470
ARAY|ACCURAY INCORPORATED|RGLD|Regal Securities, Inc|6983
ARAY|ACCURAY INCORPORATED|SBSH|Citigroup Global Markets Inc.|469625
ARAY|ACCURAY INCORPORATED|SEIC|SEI Investments Distribution Co.|860
ARAY|ACCURAY INCORPORATED|SGMT|GOLDMAN SACHS & CO. LLC|185545
ARAY|ACCURAY INCORPORATED|SHMR|ABN Amro Clearing LLC|11
ARAY|ACCURAY INCORPORATED|SPDR|SPEEDROUTE LLC|20738
ARAY|ACCURAY INCORPORATED|STFL|Stifel, Nicolaus & Company, Incorporated|184
ARAY|ACCURAY INCORPORATED|STXG|Stockcross Financial Services, Inc.|50
ARAY|ACCURAY INCORPORATED|SWIM|TD Ameritrade, Inc.|58762
ARAY|ACCURAY INCORPORATED|SWST|Hilltop Securities Inc.|5150
ARAY|ACCURAY INCORPORATED|TDFS|TRADERFIELD SECURITIES INC.|5000
ARAY|ACCURAY INCORPORATED|TKNG|ALLY INVEST SECURITIES LLC|655
ARAY|ACCURAY INCORPORATED|TRBT|Tradebot Systems, Inc.|5468
ARAY|ACCURAY INCORPORATED|TRCM|TRC MARKETS LLC|54696
ARAY|ACCURAY INCORPORATED|UBSA|UBS SECURITIES LLC|613363
ARAY|ACCURAY INCORPORATED|UBSS|UBS Securities LLC|413634
ARAY|ACCURAY INCORPORATED|VALX|VIRTU AMERICAS LLC|27712
ARAY|ACCURAY INCORPORATED|VGRD|Vanguard Marketing Corporation|12430
ARAY|ACCURAY INCORPORATED|WBLR|WILLIAM BLAIR|1112
ARAY|ACCURAY INCORPORATED|WBPX|SUMMIT SECURITIES GROUP, LLC|100
ARAY|ACCURAY INCORPORATED|WCHV|WELLS FARGO SECURITIES, LLC|49329
ARAY|ACCURAY INCORPORATED|WEED|Weeden & Co.L.P.|8506
ARAY|ACCURAY INCORPORATED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1552
ARAY|ACCURAY INCORPORATED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14841
ARAY|ACCURAY INCORPORATED|WGIF|CIBC World Markets Inc.|1300
ARAY|ACCURAY INCORPORATED|WSEA|WOLVERINE SECURITIES, LLC|6359
ARAY|ACCURAY INCORPORATED|XIST|INSTINET, LLC|7800
ARAY|ACCURAY INCORPORATED|XSTM|NATIONAL FINANCIAL SERVICES LLC|44948
ARAY|ACCURAY INCORPORATED|YKNA|COMHAR CAPITAL MARKETS, LLC|350
ARAY|ACCURAY INCORPORATED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3640
ARC|ARC DOCUMENT SOLUTIO|ALTX|Alternet Securities Inc.|1900
ARC|ARC DOCUMENT SOLUTIO|APCC|Apex Clearing Corporation|12928
ARC|ARC DOCUMENT SOLUTIO|BATM|CBOE TRADING, INC.|24
ARC|ARC DOCUMENT SOLUTIO|BAYC|BAY CREST PARTNERS, LLC|6740
ARC|ARC DOCUMENT SOLUTIO|BAYT|BTIG, LLC|11300
ARC|ARC DOCUMENT SOLUTIO|BERN|Sanford C. Bernstein & Co., LLC|3183
ARC|ARC DOCUMENT SOLUTIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32
ARC|ARC DOCUMENT SOLUTIO|BLKX|INSTINET, LLC|163726
ARC|ARC DOCUMENT SOLUTIO|BNPX|BNP PARIBAS SECURITIES CORP.|1443
ARC|ARC DOCUMENT SOLUTIO|BTIG|BTIG, LLC|282
ARC|ARC DOCUMENT SOLUTIO|BYXM|CBOE TRADING, INC.|362
ARC|ARC DOCUMENT SOLUTIO|CANT|Cantor Fitzgerald & Co.|315100
ARC|ARC DOCUMENT SOLUTIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13054
ARC|ARC DOCUMENT SOLUTIO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|710
ARC|ARC DOCUMENT SOLUTIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|111546
ARC|ARC DOCUMENT SOLUTIO|CTDL|Citadel Derivatives Group Llc|241
ARC|ARC DOCUMENT SOLUTIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|8446
ARC|ARC DOCUMENT SOLUTIO|DBAB|Deutsche Bank Securities Inc.|21757
ARC|ARC DOCUMENT SOLUTIO|DBAX|Deutsche Bank Securities Inc.|101100
ARC|ARC DOCUMENT SOLUTIO|DEGS|RONIN PROFESSIONAL LLC|1932
ARC|ARC DOCUMENT SOLUTIO|EBXL|EBX LLC|43500
ARC|ARC DOCUMENT SOLUTIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1265
ARC|ARC DOCUMENT SOLUTIO|EGAM|CBOE TRADING, INC.|14100
ARC|ARC DOCUMENT SOLUTIO|EGXM|CBOE TRADING, INC.|500
ARC|ARC DOCUMENT SOLUTIO|ETBE|Electronic Transaction Clearing, Inc.|1500
ARC|ARC DOCUMENT SOLUTIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|372
ARC|ARC DOCUMENT SOLUTIO|ETRS|E*Trade Securities LLC|27178
ARC|ARC DOCUMENT SOLUTIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16877
ARC|ARC DOCUMENT SOLUTIO|FTBR|Foliofn Investments, Inc.|40
ARC|ARC DOCUMENT SOLUTIO|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ARC|ARC DOCUMENT SOLUTIO|GLPX|ACS EXECUTION SERVICES, LLC|600
ARC|ARC DOCUMENT SOLUTIO|GSCO|GOLDMAN SACHS & CO. LLC|444940
ARC|ARC DOCUMENT SOLUTIO|GSCS|GOLDMAN SACHS & CO. LLC|5350
ARC|ARC DOCUMENT SOLUTIO|GSLT|GOLDMAN SACHS & CO. LLC|3350
ARC|ARC DOCUMENT SOLUTIO|GTSZ|GTS SECURITIES LLC|7766
ARC|ARC DOCUMENT SOLUTIO|HRBF|American Enterprise Investment Services Inc.|400
ARC|ARC DOCUMENT SOLUTIO|IATS|INTERACTIVE BROKERS LLC|6600
ARC|ARC DOCUMENT SOLUTIO|IBKR|Interactive Brokers Llc|43848
ARC|ARC DOCUMENT SOLUTIO|ICBX|INSTINET, LLC|25928
ARC|ARC DOCUMENT SOLUTIO|IEQY|CITADEL SECURITIES LLC|500
ARC|ARC DOCUMENT SOLUTIO|INCA|INSTINET, LLC|25370
ARC|ARC DOCUMENT SOLUTIO|INJX|INSTINET, LLC|7174
ARC|ARC DOCUMENT SOLUTIO|ITGI|ITG Inc.|8901
ARC|ARC DOCUMENT SOLUTIO|ITGP|ITG INC.|21800
ARC|ARC DOCUMENT SOLUTIO|JEFF|JEFFERIES LLC|39225
ARC|ARC DOCUMENT SOLUTIO|JMPT|JUMP TRADING, LLC|1262
ARC|ARC DOCUMENT SOLUTIO|JPBX|J.P. MORGAN SECURITIES LLC|1508
ARC|ARC DOCUMENT SOLUTIO|JPMX|J.P. Morgan Securities LLC|139085
ARC|ARC DOCUMENT SOLUTIO|JSJX|JANE STREET CAPITAL LLC|4076
ARC|ARC DOCUMENT SOLUTIO|KCGM|VIRTU Americas LLC|39773
ARC|ARC DOCUMENT SOLUTIO|LEHM|Barclays Capital Inc./Le|102954
ARC|ARC DOCUMENT SOLUTIO|LIME|Lime Brokerage LLC|5055
ARC|ARC DOCUMENT SOLUTIO|LOOP|Loop Capital Markets LLC|6341
ARC|ARC DOCUMENT SOLUTIO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|612
ARC|ARC DOCUMENT SOLUTIO|MACQ|Macquarie Capital (USA) Inc.|5303
ARC|ARC DOCUMENT SOLUTIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|132224
ARC|ARC DOCUMENT SOLUTIO|MSCO|MORGAN STANLEY & CO. LLC|127864
ARC|ARC DOCUMENT SOLUTIO|MSPL|MORGAN STANLEY & CO. LLC|120900
ARC|ARC DOCUMENT SOLUTIO|MSTX|MORGAN STANLEY & CO. LLC|56300
ARC|ARC DOCUMENT SOLUTIO|NFSC|National Financial Services LLC|54040
ARC|ARC DOCUMENT SOLUTIO|NITE|VIRTU Americas LLC|203310
ARC|ARC DOCUMENT SOLUTIO|NQRB|Brut, LLC|500
ARC|ARC DOCUMENT SOLUTIO|PDQM|CODA MARKETS, INC.|2135
ARC|ARC DOCUMENT SOLUTIO|PNSR|Penserra Securities, LLC|29696
ARC|ARC DOCUMENT SOLUTIO|ROBT|Robotti & Company, LLC|2320
ARC|ARC DOCUMENT SOLUTIO|SBSH|Citigroup Global Markets Inc.|9199
ARC|ARC DOCUMENT SOLUTIO|SGMT|GOLDMAN SACHS & CO. LLC|51553
ARC|ARC DOCUMENT SOLUTIO|SPDR|SPEEDROUTE LLC|200
ARC|ARC DOCUMENT SOLUTIO|SSBS|STATE STREET GLOBAL MARKETS, LLC|31756
ARC|ARC DOCUMENT SOLUTIO|SWIM|TD Ameritrade, Inc.|57083
ARC|ARC DOCUMENT SOLUTIO|SWST|Hilltop Securities Inc.|5000
ARC|ARC DOCUMENT SOLUTIO|TKNG|ALLY INVEST SECURITIES LLC|250
ARC|ARC DOCUMENT SOLUTIO|TRBT|Tradebot Systems, Inc.|8587
ARC|ARC DOCUMENT SOLUTIO|TRCM|TRC MARKETS LLC|7520
ARC|ARC DOCUMENT SOLUTIO|UBSS|UBS Securities LLC|116721
ARC|ARC DOCUMENT SOLUTIO|VALX|VIRTU AMERICAS LLC|3329
ARC|ARC DOCUMENT SOLUTIO|VGRD|Vanguard Marketing Corporation|12285
ARC|ARC DOCUMENT SOLUTIO|WCHV|WELLS FARGO SECURITIES, LLC|9759
ARC|ARC DOCUMENT SOLUTIO|WEED|Weeden & Co.L.P.|43400
ARC|ARC DOCUMENT SOLUTIO|WSEA|WOLVERINE SECURITIES, LLC|620
ARC|ARC DOCUMENT SOLUTIO|XIST|INSTINET, LLC|19000
ARC|ARC DOCUMENT SOLUTIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|51610
ARC|ARC DOCUMENT SOLUTIO|YKNA|COMHAR CAPITAL MARKETS, LLC|135
ARCB|ARCBEST CORP|ALTX|Alternet Securities Inc.|1530
ARCB|ARCBEST CORP|ANOS|ABEL/NOSER, L.L.C.|130
ARCB|ARCBEST CORP|APCC|Apex Clearing Corporation|334
ARCB|ARCBEST CORP|BATM|CBOE TRADING, INC.|1455
ARCB|ARCBEST CORP|BBNT|BB&T SECURITIES, LLC|327
ARCB|ARCBEST CORP|BERN|Sanford C. Bernstein & Co., LLC|12363
ARCB|ARCBEST CORP|BIDS|BIDS TRADING L.P.|10100
ARCB|ARCBEST CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1795
ARCB|ARCBEST CORP|BLKX|INSTINET, LLC|18734
ARCB|ARCBEST CORP|BMOC|BMO Capital Markets Corp.|4118
ARCB|ARCBEST CORP|BNPX|BNP PARIBAS SECURITIES CORP.|107499
ARCB|ARCBEST CORP|BTIG|BTIG, LLC|34588
ARCB|ARCBEST CORP|BYXM|CBOE TRADING, INC.|420
ARCB|ARCBEST CORP|BZYD|GOLDMAN SACHS & CO. LLC|2537
ARCB|ARCBEST CORP|CANT|Cantor Fitzgerald & Co.|1234
ARCB|ARCBEST CORP|CHAS|Charles Schwab & Co., Inc.|339
ARCB|ARCBEST CORP|CIST|Capital Institutional Services, Inc.|1230
ARCB|ARCBEST CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10538
ARCB|ARCBEST CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
ARCB|ARCBEST CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88682
ARCB|ARCBEST CORP|CTDL|Citadel Derivatives Group Llc|7723
ARCB|ARCBEST CORP|CTLR|CUTLER GROUP, LP|100
ARCB|ARCBEST CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|17550
ARCB|ARCBEST CORP|DBAB|Deutsche Bank Securities Inc.|312502
ARCB|ARCBEST CORP|DBAX|Deutsche Bank Securities Inc.|119800
ARCB|ARCBEST CORP|DBUL|Deutsche Bank Securities Inc.|700
ARCB|ARCBEST CORP|DEAN|MORGAN STANLEY|1960
ARCB|ARCBEST CORP|DEGS|RONIN PROFESSIONAL LLC|3077
ARCB|ARCBEST CORP|EBXL|EBX LLC|62300
ARCB|ARCBEST CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|27639
ARCB|ARCBEST CORP|EDJO|Edward D. Jones & Co., L.P.|638
ARCB|ARCBEST CORP|EGAM|CBOE TRADING, INC.|8485
ARCB|ARCBEST CORP|EGAW|CBOE TRADING, INC.|20
ARCB|ARCBEST CORP|EGMT|EG MARKET TECHNOLOGIES LLC|600
ARCB|ARCBEST CORP|EGXM|CBOE TRADING, INC.|2051
ARCB|ARCBEST CORP|ETBE|Electronic Transaction Clearing, Inc.|200
ARCB|ARCBEST CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|694
ARCB|ARCBEST CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ARCB|ARCBEST CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14055
ARCB|ARCBEST CORP|ETRS|E*Trade Securities LLC|14443
ARCB|ARCBEST CORP|FBCO|Credit Suisse Securities (USA) LLC|184536
ARCB|ARCBEST CORP|FILL|Tradestation Securities, Inc.|5217
ARCB|ARCBEST CORP|FMAF|NBCN Inc./ CDS|254
ARCB|ARCBEST CORP|FOMA|TD AMERITRADE CLEARING, INC.|58726
ARCB|ARCBEST CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1580
ARCB|ARCBEST CORP|FQLS|Quantlab Securities LP|118949
ARCB|ARCBEST CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23153
ARCB|ARCBEST CORP|FTBR|Foliofn Investments, Inc.|8693
ARCB|ARCBEST CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|7914
ARCB|ARCBEST CORP|GLPX|ACS EXECUTION SERVICES, LLC|3650
ARCB|ARCBEST CORP|GSCO|GOLDMAN SACHS & CO. LLC|700192
ARCB|ARCBEST CORP|GSCS|GOLDMAN SACHS & CO. LLC|12832
ARCB|ARCBEST CORP|GSLT|GOLDMAN SACHS & CO. LLC|961
ARCB|ARCBEST CORP|GTSZ|GTS SECURITIES LLC|18349
ARCB|ARCBEST CORP|HPPX|POTAMUS TRADING, LLC|177
ARCB|ARCBEST CORP|HRBF|American Enterprise Investment Services Inc.|3446
ARCB|ARCBEST CORP|IATS|INTERACTIVE BROKERS LLC|4240
ARCB|ARCBEST CORP|IBKR|Interactive Brokers Llc|33084
ARCB|ARCBEST CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|824
ARCB|ARCBEST CORP|ICBX|INSTINET, LLC|21800
ARCB|ARCBEST CORP|IEQY|CITADEL SECURITIES LLC|35973
ARCB|ARCBEST CORP|INCA|INSTINET, LLC|199965
ARCB|ARCBEST CORP|INJX|INSTINET, LLC|17034
ARCB|ARCBEST CORP|ITGI|ITG Inc.|56474
ARCB|ARCBEST CORP|ITGP|ITG INC.|45800
ARCB|ARCBEST CORP|JANY|Janney Montgomery Scott Inc.|17
ARCB|ARCBEST CORP|JEFF|JEFFERIES LLC|88310
ARCB|ARCBEST CORP|JMPT|JUMP TRADING, LLC|19180
ARCB|ARCBEST CORP|JPBX|J.P. MORGAN SECURITIES LLC|6694
ARCB|ARCBEST CORP|JPMX|J.P. Morgan Securities LLC|103372
ARCB|ARCBEST CORP|JSJX|JANE STREET CAPITAL LLC|2992
ARCB|ARCBEST CORP|KCGM|VIRTU Americas LLC|9895
ARCB|ARCBEST CORP|LEHM|Barclays Capital Inc./Le|357461
ARCB|ARCBEST CORP|LIME|Lime Brokerage LLC|88060
ARCB|ARCBEST CORP|LOOP|Loop Capital Markets LLC|344
ARCB|ARCBEST CORP|LQNA|LIQUIDNET, INC.|5600
ARCB|ARCBEST CORP|LSCI|Lek Securities Corporation|31
ARCB|ARCBEST CORP|MAXM|Maxim Group LLC|1820
ARCB|ARCBEST CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62658
ARCB|ARCBEST CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|54
ARCB|ARCBEST CORP|MSCO|MORGAN STANLEY & CO. LLC|1435019
ARCB|ARCBEST CORP|MSPL|MORGAN STANLEY & CO. LLC|156000
ARCB|ARCBEST CORP|MSTX|MORGAN STANLEY & CO. LLC|12100
ARCB|ARCBEST CORP|NBCS|NBC Securities, INC.|220
ARCB|ARCBEST CORP|NFSC|National Financial Services LLC|89896
ARCB|ARCBEST CORP|NITE|VIRTU Americas LLC|159532
ARCB|ARCBEST CORP|NITP|VIRTU Americas LLC|1300
ARCB|ARCBEST CORP|NQRB|Brut, LLC|5976
ARCB|ARCBEST CORP|NTRC|Northern Trust Securities, Inc.|889
ARCB|ARCBEST CORP|OHOS|TWO SIGMA SECURITIES, LLC|8473
ARCB|ARCBEST CORP|OPCO|Oppenheimer & Co. Inc.|1425
ARCB|ARCBEST CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|199
ARCB|ARCBEST CORP|PDQM|CODA MARKETS, INC.|13214
ARCB|ARCBEST CORP|PHLY|NASDAQ Execution Services, LLC|2800
ARCB|ARCBEST CORP|RAJA|Raymond James & Associates, Inc.|1263
ARCB|ARCBEST CORP|RBCM|RBC CAPITAL MARKETS, LLC|1179
ARCB|ARCBEST CORP|RHCO|Suntrust Robinson Humphrey, Inc.|5729
ARCB|ARCBEST CORP|SAGL|SAGETRADER, LLC|7253
ARCB|ARCBEST CORP|SAGW|SAGETRADER, LLC|731
ARCB|ARCBEST CORP|SALI|INTL FCSTONE FINANCIAL INC.|24
ARCB|ARCBEST CORP|SBSH|Citigroup Global Markets Inc.|130871
ARCB|ARCBEST CORP|SGMT|GOLDMAN SACHS & CO. LLC|20092
ARCB|ARCBEST CORP|SPDR|SPEEDROUTE LLC|16428
ARCB|ARCBEST CORP|SPHN|Stephens Inc.|6564
ARCB|ARCBEST CORP|SPTD|MINT GLOBAL MARKETS, INC.|2700
ARCB|ARCBEST CORP|STFL|Stifel, Nicolaus & Company, Incorporated|172
ARCB|ARCBEST CORP|SWIM|TD Ameritrade, Inc.|16546
ARCB|ARCBEST CORP|SWST|Hilltop Securities Inc.|1103
ARCB|ARCBEST CORP|TKNG|ALLY INVEST SECURITIES LLC|1137
ARCB|ARCBEST CORP|TONC|CUTTONE & CO., LLC|1192
ARCB|ARCBEST CORP|TRBT|Tradebot Systems, Inc.|18428
ARCB|ARCBEST CORP|TRCM|TRC MARKETS LLC|63688
ARCB|ARCBEST CORP|TWTT|TASTYWORKS, INC.|100
ARCB|ARCBEST CORP|UBSA|UBS SECURITIES LLC|204554
ARCB|ARCBEST CORP|UBSS|UBS Securities LLC|321799
ARCB|ARCBEST CORP|VALX|VIRTU AMERICAS LLC|4849
ARCB|ARCBEST CORP|VGRD|Vanguard Marketing Corporation|2396
ARCB|ARCBEST CORP|VNDS|VANDHAM SECURITIES CORP|10429
ARCB|ARCBEST CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|6
ARCB|ARCBEST CORP|WCHV|WELLS FARGO SECURITIES, LLC|39640
ARCB|ARCBEST CORP|WEDB|WEDBUSH SECURITIES INC.|271
ARCB|ARCBEST CORP|WEED|Weeden & Co.L.P.|9181
ARCB|ARCBEST CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|511
ARCB|ARCBEST CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1070
ARCB|ARCBEST CORP|WGIF|CIBC World Markets Inc.|685
ARCB|ARCBEST CORP|WOLF|Wolfe Trahan Securities|1300
ARCB|ARCBEST CORP|WSEA|WOLVERINE SECURITIES, LLC|240
ARCB|ARCBEST CORP|XIST|INSTINET, LLC|26028
ARCB|ARCBEST CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|10488
ARCB|ARCBEST CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|48
ARCB|ARCBEST CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4158
ARCC|ARES CAPITAL CORP|AGCP|AEGIS CAPITAL CORP.|75
ARCC|ARES CAPITAL CORP|AGIS|Aegis Capital Corp.|2562
ARCC|ARES CAPITAL CORP|ALTX|Alternet Securities Inc.|6663
ARCC|ARES CAPITAL CORP|APCC|Apex Clearing Corporation|2827
ARCC|ARES CAPITAL CORP|BANK|Primevest Financial Services, Inc.|3473
ARCC|ARES CAPITAL CORP|BARD|Robert W. Baird & Co. Incorporated|20701
ARCC|ARES CAPITAL CORP|BATM|CBOE TRADING, INC.|96796
ARCC|ARES CAPITAL CORP|BAYC|BAY CREST PARTNERS, LLC|1470
ARCC|ARES CAPITAL CORP|BBNT|BB&T SECURITIES, LLC|26573
ARCC|ARES CAPITAL CORP|BERN|Sanford C. Bernstein & Co., LLC|10678
ARCC|ARES CAPITAL CORP|BIMI|Banca IMI Securities Corp.|1765
ARCC|ARES CAPITAL CORP|BKCM|BNY Mellon Capital Markets LLC|53300
ARCC|ARES CAPITAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|89388
ARCC|ARES CAPITAL CORP|BLKX|INSTINET, LLC|45600
ARCC|ARES CAPITAL CORP|BMOC|BMO Capital Markets Corp.|1600
ARCC|ARES CAPITAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1989
ARCC|ARES CAPITAL CORP|BTIG|BTIG, LLC|2201
ARCC|ARES CAPITAL CORP|BYXM|CBOE TRADING, INC.|374
ARCC|ARES CAPITAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|6723
ARCC|ARES CAPITAL CORP|CANT|Cantor Fitzgerald & Co.|1135
ARCC|ARES CAPITAL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|161600
ARCC|ARES CAPITAL CORP|CHAS|Charles Schwab & Co., Inc.|19660
ARCC|ARES CAPITAL CORP|CIST|Capital Institutional Services, Inc.|3725
ARCC|ARES CAPITAL CORP|CMPT|Compass Point Research & Trading, LLC|4196
ARCC|ARES CAPITAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|308268
ARCC|ARES CAPITAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31000
ARCC|ARES CAPITAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|791255
ARCC|ARES CAPITAL CORP|CTDL|Citadel Derivatives Group Llc|9619
ARCC|ARES CAPITAL CORP|CTLR|CUTLER GROUP, LP|100
ARCC|ARES CAPITAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|146876
ARCC|ARES CAPITAL CORP|DADA|D.A. Davidson & Co.|5264
ARCC|ARES CAPITAL CORP|DAVA|Davenport & Company LLC|4872
ARCC|ARES CAPITAL CORP|DBAB|Deutsche Bank Securities Inc.|287459
ARCC|ARES CAPITAL CORP|DBAX|Deutsche Bank Securities Inc.|537400
ARCC|ARES CAPITAL CORP|DEAN|MORGAN STANLEY|58141
ARCC|ARES CAPITAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6361
ARCC|ARES CAPITAL CORP|EBXL|EBX LLC|421900
ARCC|ARES CAPITAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|129642
ARCC|ARES CAPITAL CORP|EDJO|Edward D. Jones & Co., L.P.|28010
ARCC|ARES CAPITAL CORP|EGAM|CBOE TRADING, INC.|5935
ARCC|ARES CAPITAL CORP|EGAW|CBOE TRADING, INC.|88
ARCC|ARES CAPITAL CORP|EGXM|CBOE TRADING, INC.|8978
ARCC|ARES CAPITAL CORP|ESPO|ESPOSITO SECURITIES, LLC|1528
ARCC|ARES CAPITAL CORP|ETBE|Electronic Transaction Clearing, Inc.|30474
ARCC|ARES CAPITAL CORP|ETCB|ETC BROKERAGE SERVICES, LLC|300
ARCC|ARES CAPITAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21118
ARCC|ARES CAPITAL CORP|ETRS|E*Trade Securities LLC|260783
ARCC|ARES CAPITAL CORP|FBCO|Credit Suisse Securities (USA) LLC|3873066
ARCC|ARES CAPITAL CORP|FBSB|U.S. Bancorp Investments, Inc.|2
ARCC|ARES CAPITAL CORP|FILL|Tradestation Securities, Inc.|9000
ARCC|ARES CAPITAL CORP|FINX|FINTECH SECURITIES|2163
ARCC|ARES CAPITAL CORP|FMAF|NBCN Inc./ CDS|25428
ARCC|ARES CAPITAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|991379
ARCC|ARES CAPITAL CORP|FORD|Fordham Financial Management, Inc.|1200
ARCC|ARES CAPITAL CORP|FQLS|Quantlab Securities LP|130716
ARCC|ARES CAPITAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|364426
ARCC|ARES CAPITAL CORP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|7000
ARCC|ARES CAPITAL CORP|FTBR|Foliofn Investments, Inc.|32289
ARCC|ARES CAPITAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|58375
ARCC|ARES CAPITAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|2017
ARCC|ARES CAPITAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|1424813
ARCC|ARES CAPITAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|40376
ARCC|ARES CAPITAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|34034
ARCC|ARES CAPITAL CORP|GTSZ|GTS SECURITIES LLC|31175
ARCC|ARES CAPITAL CORP|HAPX|HAP Trading, LLC|100
ARCC|ARES CAPITAL CORP|HASF|Haywood Securities Inc./CDS|228
ARCC|ARES CAPITAL CORP|HRBF|American Enterprise Investment Services Inc.|113080
ARCC|ARES CAPITAL CORP|HSBC|HSBC Securities, Inc.|15362
ARCC|ARES CAPITAL CORP|IATS|INTERACTIVE BROKERS LLC|60464
ARCC|ARES CAPITAL CORP|IBKR|Interactive Brokers Llc|265542
ARCC|ARES CAPITAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
ARCC|ARES CAPITAL CORP|ICBX|INSTINET, LLC|156327
ARCC|ARES CAPITAL CORP|INCA|INSTINET, LLC|343846
ARCC|ARES CAPITAL CORP|INJX|INSTINET, LLC|31671
ARCC|ARES CAPITAL CORP|ITGI|ITG Inc.|62231
ARCC|ARES CAPITAL CORP|ITGP|ITG INC.|222000
ARCC|ARES CAPITAL CORP|JANY|Janney Montgomery Scott Inc.|13389
ARCC|ARES CAPITAL CORP|JEFF|JEFFERIES LLC|1547358
ARCC|ARES CAPITAL CORP|JMPT|JUMP TRADING, LLC|142032
ARCC|ARES CAPITAL CORP|JONE|JonesTrading|900
ARCC|ARES CAPITAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|31138
ARCC|ARES CAPITAL CORP|JPMX|J.P. Morgan Securities LLC|925683
ARCC|ARES CAPITAL CORP|JSJX|JANE STREET CAPITAL LLC|332700
ARCC|ARES CAPITAL CORP|KCGM|VIRTU Americas LLC|118602
ARCC|ARES CAPITAL CORP|LEHM|Barclays Capital Inc./Le|3572444
ARCC|ARES CAPITAL CORP|LGNT|COR CLEARING LLC|111
ARCC|ARES CAPITAL CORP|LIME|Lime Brokerage LLC|290637
ARCC|ARES CAPITAL CORP|LMGP|LIME BROKERAGE LLC|2100
ARCC|ARES CAPITAL CORP|LQNA|LIQUIDNET, INC.|45400
ARCC|ARES CAPITAL CORP|LSCI|Lek Securities Corporation|8274
ARCC|ARES CAPITAL CORP|MACC|Mid Atlantic Capital Corporation|4195
ARCC|ARES CAPITAL CORP|MBTS|ALLY INVEST SECURITIES LLC|2372
ARCC|ARES CAPITAL CORP|MCBT|Moors & Cabot, Inc.|192
ARCC|ARES CAPITAL CORP|MCMF|Raymond James Ltd. Cds|950
ARCC|ARES CAPITAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|362900
ARCC|ARES CAPITAL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3989
ARCC|ARES CAPITAL CORP|MOTF|MOTIF INVESTING, INC.|16
ARCC|ARES CAPITAL CORP|MSCO|MORGAN STANLEY & CO. LLC|2719820
ARCC|ARES CAPITAL CORP|MSPL|MORGAN STANLEY & CO. LLC|937300
ARCC|ARES CAPITAL CORP|MSTX|MORGAN STANLEY & CO. LLC|121100
ARCC|ARES CAPITAL CORP|NEUB|NEUBERGER BERMAN BD LLC|7976
ARCC|ARES CAPITAL CORP|NFSC|National Financial Services LLC|1605941
ARCC|ARES CAPITAL CORP|NITE|VIRTU Americas LLC|2616284
ARCC|ARES CAPITAL CORP|NITP|VIRTU Americas LLC|80604
ARCC|ARES CAPITAL CORP|NQRB|Brut, LLC|1956
ARCC|ARES CAPITAL CORP|NTRC|Northern Trust Securities, Inc.|16
ARCC|ARES CAPITAL CORP|OHOS|TWO SIGMA SECURITIES, LLC|17164
ARCC|ARES CAPITAL CORP|OPCO|Oppenheimer & Co. Inc.|26574
ARCC|ARES CAPITAL CORP|PDQM|CODA MARKETS, INC.|9816
ARCC|ARES CAPITAL CORP|PHLY|NASDAQ Execution Services, LLC|11400
ARCC|ARES CAPITAL CORP|PIPR|Piper Jaffray & Co.|15050
ARCC|ARES CAPITAL CORP|PWJC|UBS Financial Services, Inc.|12500
ARCC|ARES CAPITAL CORP|RAJA|Raymond James & Associates, Inc.|93814
ARCC|ARES CAPITAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|40202
ARCC|ARES CAPITAL CORP|SAGL|SAGETRADER, LLC|8200
ARCC|ARES CAPITAL CORP|SAGW|SAGETRADER, LLC|4133
ARCC|ARES CAPITAL CORP|SALI|INTL FCSTONE FINANCIAL INC.|727
ARCC|ARES CAPITAL CORP|SBSH|Citigroup Global Markets Inc.|1076688
ARCC|ARES CAPITAL CORP|SEIC|SEI Investments Distribution Co.|2563
ARCC|ARES CAPITAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|222685
ARCC|ARES CAPITAL CORP|SPDR|SPEEDROUTE LLC|1600
ARCC|ARES CAPITAL CORP|SPHN|Stephens Inc.|858
ARCC|ARES CAPITAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|242379
ARCC|ARES CAPITAL CORP|STKP|STOCKPILE INVESTMENTS, INC.|10
ARCC|ARES CAPITAL CORP|STXG|Stockcross Financial Services, Inc.|1500
ARCC|ARES CAPITAL CORP|SWIM|TD Ameritrade, Inc.|133486
ARCC|ARES CAPITAL CORP|SWST|Hilltop Securities Inc.|43297
ARCC|ARES CAPITAL CORP|TITL|TITLEIST ASSET MANAGEMENT, LTD.|300
ARCC|ARES CAPITAL CORP|TKNG|ALLY INVEST SECURITIES LLC|4838
ARCC|ARES CAPITAL CORP|TONC|CUTTONE & CO., LLC|7355
ARCC|ARES CAPITAL CORP|TRBT|Tradebot Systems, Inc.|332287
ARCC|ARES CAPITAL CORP|TRCM|TRC MARKETS LLC|110094
ARCC|ARES CAPITAL CORP|TWTT|TASTYWORKS, INC.|100
ARCC|ARES CAPITAL CORP|UBSA|UBS SECURITIES LLC|1491594
ARCC|ARES CAPITAL CORP|UBSS|UBS Securities LLC|1992303
ARCC|ARES CAPITAL CORP|VALX|VIRTU AMERICAS LLC|158888
ARCC|ARES CAPITAL CORP|VGRD|Vanguard Marketing Corporation|279251
ARCC|ARES CAPITAL CORP|VNDM|Wall Street Access|4000
ARCC|ARES CAPITAL CORP|WBLR|WILLIAM BLAIR|1340
ARCC|ARES CAPITAL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2388
ARCC|ARES CAPITAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|1371327
ARCC|ARES CAPITAL CORP|WDNX|WEEDEN & CO.L.P.|116402
ARCC|ARES CAPITAL CORP|WEDB|WEDBUSH SECURITIES INC.|1050
ARCC|ARES CAPITAL CORP|WEED|Weeden & Co.L.P.|1160
ARCC|ARES CAPITAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34356
ARCC|ARES CAPITAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|60333
ARCC|ARES CAPITAL CORP|WGIF|CIBC World Markets Inc.|3313
ARCC|ARES CAPITAL CORP|WSAG|WALL STREET ACCESS|180
ARCC|ARES CAPITAL CORP|WSEA|WOLVERINE SECURITIES, LLC|43094
ARCC|ARES CAPITAL CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|400
ARCC|ARES CAPITAL CORP|XIST|INSTINET, LLC|39130
ARCC|ARES CAPITAL CORP|XPQR|Jump Trading|392
ARCC|ARES CAPITAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|494104
ARCC|ARES CAPITAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
ARCC|ARES CAPITAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|157307
ARCH|ARCH COAL, INC.|ALTX|Alternet Securities Inc.|5010
ARCH|ARCH COAL, INC.|APCC|Apex Clearing Corporation|169
ARCH|ARCH COAL, INC.|BARD|Robert W. Baird & Co. Incorporated|4
ARCH|ARCH COAL, INC.|BATM|CBOE TRADING, INC.|1468
ARCH|ARCH COAL, INC.|BAYT|BTIG, LLC|1900
ARCH|ARCH COAL, INC.|BERN|Sanford C. Bernstein & Co., LLC|21803
ARCH|ARCH COAL, INC.|BIDS|BIDS TRADING L.P.|300
ARCH|ARCH COAL, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5492
ARCH|ARCH COAL, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|8525
ARCH|ARCH COAL, INC.|BTIG|BTIG, LLC|158
ARCH|ARCH COAL, INC.|BYXM|CBOE TRADING, INC.|304
ARCH|ARCH COAL, INC.|BZYD|GOLDMAN SACHS & CO. LLC|483
ARCH|ARCH COAL, INC.|CANT|Cantor Fitzgerald & Co.|3908
ARCH|ARCH COAL, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|10820
ARCH|ARCH COAL, INC.|CBRA|Cobra Trading, Inc.|900
ARCH|ARCH COAL, INC.|CHAS|Charles Schwab & Co., Inc.|111
ARCH|ARCH COAL, INC.|CIST|Capital Institutional Services, Inc.|9
ARCH|ARCH COAL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15032
ARCH|ARCH COAL, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|391
ARCH|ARCH COAL, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|106
ARCH|ARCH COAL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|174003
ARCH|ARCH COAL, INC.|CTDL|Citadel Derivatives Group Llc|948
ARCH|ARCH COAL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|16086
ARCH|ARCH COAL, INC.|DBAB|Deutsche Bank Securities Inc.|111880
ARCH|ARCH COAL, INC.|DBAX|Deutsche Bank Securities Inc.|145700
ARCH|ARCH COAL, INC.|DEAN|MORGAN STANLEY|360
ARCH|ARCH COAL, INC.|DEGS|RONIN PROFESSIONAL LLC|130
ARCH|ARCH COAL, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3500
ARCH|ARCH COAL, INC.|EBXL|EBX LLC|73100
ARCH|ARCH COAL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2697
ARCH|ARCH COAL, INC.|EDJO|Edward D. Jones & Co., L.P.|245
ARCH|ARCH COAL, INC.|EGAM|CBOE TRADING, INC.|2770
ARCH|ARCH COAL, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|50
ARCH|ARCH COAL, INC.|EGXM|CBOE TRADING, INC.|940
ARCH|ARCH COAL, INC.|ELEV|ELEVATION, LLC|1926
ARCH|ARCH COAL, INC.|ETBE|Electronic Transaction Clearing, Inc.|500
ARCH|ARCH COAL, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20593
ARCH|ARCH COAL, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|197
ARCH|ARCH COAL, INC.|ETRS|E*Trade Securities LLC|10716
ARCH|ARCH COAL, INC.|FBRC|B. RILEY FBR, INC.|2289
ARCH|ARCH COAL, INC.|FBSB|U.S. Bancorp Investments, Inc.|2
ARCH|ARCH COAL, INC.|FILL|Tradestation Securities, Inc.|28
ARCH|ARCH COAL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65309
ARCH|ARCH COAL, INC.|FTBR|Foliofn Investments, Inc.|448
ARCH|ARCH COAL, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|609
ARCH|ARCH COAL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|32929
ARCH|ARCH COAL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|153399
ARCH|ARCH COAL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1285
ARCH|ARCH COAL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|503
ARCH|ARCH COAL, INC.|GTSZ|GTS SECURITIES LLC|29102
ARCH|ARCH COAL, INC.|HRBF|American Enterprise Investment Services Inc.|824
ARCH|ARCH COAL, INC.|IATS|INTERACTIVE BROKERS LLC|3744
ARCH|ARCH COAL, INC.|IBKR|Interactive Brokers Llc|2819
ARCH|ARCH COAL, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|286
ARCH|ARCH COAL, INC.|ICBX|INSTINET, LLC|28800
ARCH|ARCH COAL, INC.|IEQY|CITADEL SECURITIES LLC|23850
ARCH|ARCH COAL, INC.|INCA|INSTINET, LLC|55826
ARCH|ARCH COAL, INC.|INJX|INSTINET, LLC|8783
ARCH|ARCH COAL, INC.|ITGI|ITG Inc.|55242
ARCH|ARCH COAL, INC.|ITGP|ITG INC.|317600
ARCH|ARCH COAL, INC.|JANY|Janney Montgomery Scott Inc.|31
ARCH|ARCH COAL, INC.|JEFF|JEFFERIES LLC|123721
ARCH|ARCH COAL, INC.|JMPT|JUMP TRADING, LLC|16675
ARCH|ARCH COAL, INC.|JONE|JonesTrading|400
ARCH|ARCH COAL, INC.|JPBX|J.P. MORGAN SECURITIES LLC|18897
ARCH|ARCH COAL, INC.|JPMX|J.P. Morgan Securities LLC|322902
ARCH|ARCH COAL, INC.|JSJX|JANE STREET CAPITAL LLC|2743
ARCH|ARCH COAL, INC.|KCGM|VIRTU Americas LLC|17942
ARCH|ARCH COAL, INC.|LEHM|Barclays Capital Inc./Le|209471
ARCH|ARCH COAL, INC.|LIME|Lime Brokerage LLC|3070
ARCH|ARCH COAL, INC.|LQNA|LIQUIDNET, INC.|22700
ARCH|ARCH COAL, INC.|LSCI|Lek Securities Corporation|611
ARCH|ARCH COAL, INC.|MACQ|Macquarie Capital (USA) Inc.|7600
ARCH|ARCH COAL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72531
ARCH|ARCH COAL, INC.|MOTF|MOTIF INVESTING, INC.|1
ARCH|ARCH COAL, INC.|MSCO|MORGAN STANLEY & CO. LLC|298922
ARCH|ARCH COAL, INC.|MSPL|MORGAN STANLEY & CO. LLC|155000
ARCH|ARCH COAL, INC.|MSTX|MORGAN STANLEY & CO. LLC|17000
ARCH|ARCH COAL, INC.|NFSC|National Financial Services LLC|26804
ARCH|ARCH COAL, INC.|NITE|VIRTU Americas LLC|87900
ARCH|ARCH COAL, INC.|NQRB|Brut, LLC|689
ARCH|ARCH COAL, INC.|NTRC|Northern Trust Securities, Inc.|697
ARCH|ARCH COAL, INC.|OPCO|Oppenheimer & Co. Inc.|44
ARCH|ARCH COAL, INC.|PDQM|CODA MARKETS, INC.|61061
ARCH|ARCH COAL, INC.|PWJC|UBS Financial Services, Inc.|166
ARCH|ARCH COAL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|9
ARCH|ARCH COAL, INC.|RGLD|Regal Securities, Inc|400
ARCH|ARCH COAL, INC.|SAGL|SAGETRADER, LLC|3904
ARCH|ARCH COAL, INC.|SBSH|Citigroup Global Markets Inc.|18966
ARCH|ARCH COAL, INC.|SCMC|Scotia Capital Markets (USA) Inc.|100
ARCH|ARCH COAL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|52587
ARCH|ARCH COAL, INC.|SOGO|Wang Investment Associates, Inc.|600
ARCH|ARCH COAL, INC.|SPDR|SPEEDROUTE LLC|2286
ARCH|ARCH COAL, INC.|SPTD|MINT GLOBAL MARKETS, INC.|5800
ARCH|ARCH COAL, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
ARCH|ARCH COAL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8529
ARCH|ARCH COAL, INC.|STKP|STOCKPILE INVESTMENTS, INC.|6
ARCH|ARCH COAL, INC.|SWIM|TD Ameritrade, Inc.|1040
ARCH|ARCH COAL, INC.|SWST|Hilltop Securities Inc.|80
ARCH|ARCH COAL, INC.|TKNG|ALLY INVEST SECURITIES LLC|50
ARCH|ARCH COAL, INC.|TRBT|Tradebot Systems, Inc.|44506
ARCH|ARCH COAL, INC.|TRCM|TRC MARKETS LLC|31537
ARCH|ARCH COAL, INC.|UBSA|UBS SECURITIES LLC|387257
ARCH|ARCH COAL, INC.|UBSS|UBS Securities LLC|515136
ARCH|ARCH COAL, INC.|VALX|VIRTU AMERICAS LLC|10486
ARCH|ARCH COAL, INC.|VGRD|Vanguard Marketing Corporation|2870
ARCH|ARCH COAL, INC.|VNDS|VANDHAM SECURITIES CORP|500
ARCH|ARCH COAL, INC.|WBLR|WILLIAM BLAIR|450
ARCH|ARCH COAL, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
ARCH|ARCH COAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|12043
ARCH|ARCH COAL, INC.|WEDB|WEDBUSH SECURITIES INC.|330
ARCH|ARCH COAL, INC.|WEED|Weeden & Co.L.P.|650
ARCH|ARCH COAL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5323
ARCH|ARCH COAL, INC.|WSEA|WOLVERINE SECURITIES, LLC|38
ARCH|ARCH COAL, INC.|XIST|INSTINET, LLC|31600
ARCH|ARCH COAL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|35600
ARCH|ARCH COAL, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|17414
ARCH|ARCH COAL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|982
ARCI|APPLNC RCYCL CT AMER|APCC|Apex Clearing Corporation|14449
ARCI|APPLNC RCYCL CT AMER|BATM|CBOE TRADING, INC.|100
ARCI|APPLNC RCYCL CT AMER|CANT|Cantor Fitzgerald & Co.|800
ARCI|APPLNC RCYCL CT AMER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
ARCI|APPLNC RCYCL CT AMER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12218
ARCI|APPLNC RCYCL CT AMER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
ARCI|APPLNC RCYCL CT AMER|CTDL|Citadel Derivatives Group Llc|190
ARCI|APPLNC RCYCL CT AMER|DBAB|Deutsche Bank Securities Inc.|5700
ARCI|APPLNC RCYCL CT AMER|EBXL|EBX LLC|2200
ARCI|APPLNC RCYCL CT AMER|EGAM|CBOE TRADING, INC.|1750
ARCI|APPLNC RCYCL CT AMER|EGXM|CBOE TRADING, INC.|1704
ARCI|APPLNC RCYCL CT AMER|ETRS|E*Trade Securities LLC|154346
ARCI|APPLNC RCYCL CT AMER|FBCO|Credit Suisse Securities (USA) LLC|7566
ARCI|APPLNC RCYCL CT AMER|FMAF|NBCN Inc./ CDS|19863
ARCI|APPLNC RCYCL CT AMER|FOMA|TD AMERITRADE CLEARING, INC.|222571
ARCI|APPLNC RCYCL CT AMER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14
ARCI|APPLNC RCYCL CT AMER|FTBR|Foliofn Investments, Inc.|74
ARCI|APPLNC RCYCL CT AMER|GEBB|GLOBAL EXECUTION BROKERS, LP|4950
ARCI|APPLNC RCYCL CT AMER|GSCO|GOLDMAN SACHS & CO. LLC|306
ARCI|APPLNC RCYCL CT AMER|GSLT|GOLDMAN SACHS & CO. LLC|850
ARCI|APPLNC RCYCL CT AMER|IATS|INTERACTIVE BROKERS LLC|6128
ARCI|APPLNC RCYCL CT AMER|IBKR|Interactive Brokers Llc|98439
ARCI|APPLNC RCYCL CT AMER|ICBX|INSTINET, LLC|614
ARCI|APPLNC RCYCL CT AMER|INCA|INSTINET, LLC|57071
ARCI|APPLNC RCYCL CT AMER|ITGI|ITG Inc.|1090
ARCI|APPLNC RCYCL CT AMER|ITGP|ITG INC.|200
ARCI|APPLNC RCYCL CT AMER|JEFF|JEFFERIES LLC|15500
ARCI|APPLNC RCYCL CT AMER|LEHM|Barclays Capital Inc./Le|5475
ARCI|APPLNC RCYCL CT AMER|LIME|Lime Brokerage LLC|5824
ARCI|APPLNC RCYCL CT AMER|LSCI|Lek Securities Corporation|343
ARCI|APPLNC RCYCL CT AMER|MSCO|MORGAN STANLEY & CO. LLC|89963
ARCI|APPLNC RCYCL CT AMER|MSPL|MORGAN STANLEY & CO. LLC|300
ARCI|APPLNC RCYCL CT AMER|NFSC|National Financial Services LLC|98423
ARCI|APPLNC RCYCL CT AMER|NITE|VIRTU Americas LLC|353528
ARCI|APPLNC RCYCL CT AMER|NQRB|Brut, LLC|11975
ARCI|APPLNC RCYCL CT AMER|PDQM|CODA MARKETS, INC.|15663
ARCI|APPLNC RCYCL CT AMER|RAJA|Raymond James & Associates, Inc.|40
ARCI|APPLNC RCYCL CT AMER|SAGL|SAGETRADER, LLC|200
ARCI|APPLNC RCYCL CT AMER|SGMT|GOLDMAN SACHS & CO. LLC|1643
ARCI|APPLNC RCYCL CT AMER|SPDR|SPEEDROUTE LLC|3934
ARCI|APPLNC RCYCL CT AMER|SWIM|TD Ameritrade, Inc.|148180
ARCI|APPLNC RCYCL CT AMER|SWST|Hilltop Securities Inc.|4000
ARCI|APPLNC RCYCL CT AMER|TRCM|TRC MARKETS LLC|860
ARCI|APPLNC RCYCL CT AMER|UBSA|UBS SECURITIES LLC|19308
ARCI|APPLNC RCYCL CT AMER|UBSS|UBS Securities LLC|62941
ARCI|APPLNC RCYCL CT AMER|VGRD|Vanguard Marketing Corporation|13399
ARCI|APPLNC RCYCL CT AMER|WCHV|WELLS FARGO SECURITIES, LLC|10159
ARCI|APPLNC RCYCL CT AMER|WGIF|CIBC World Markets Inc.|1000
ARCI|APPLNC RCYCL CT AMER|WSEA|WOLVERINE SECURITIES, LLC|26955
ARCI|APPLNC RCYCL CT AMER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11050
ARCM|ARROW RESERVE CAPITA|IBKR|Interactive Brokers Llc|100
ARCM|ARROW RESERVE CAPITA|KCGM|VIRTU Americas LLC|100
ARCM|ARROW RESERVE CAPITA|UBSA|UBS SECURITIES LLC|100
ARCM|ARROW RESERVE CAPITA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
ARCO|ARCOS DORADOS HLDGS|ALTX|Alternet Securities Inc.|6700
ARCO|ARCOS DORADOS HLDGS|APCC|Apex Clearing Corporation|163
ARCO|ARCOS DORADOS HLDGS|BALE|M&T SECURITIES, INC.|4900
ARCO|ARCOS DORADOS HLDGS|BARD|Robert W. Baird & Co. Incorporated|254
ARCO|ARCOS DORADOS HLDGS|BATM|CBOE TRADING, INC.|1500
ARCO|ARCOS DORADOS HLDGS|BERN|Sanford C. Bernstein & Co., LLC|80446
ARCO|ARCOS DORADOS HLDGS|BIAD|SAGETRADER, LLC|150
ARCO|ARCOS DORADOS HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24075
ARCO|ARCOS DORADOS HLDGS|BLKX|INSTINET, LLC|5000
ARCO|ARCOS DORADOS HLDGS|BTIG|BTIG, LLC|10000
ARCO|ARCOS DORADOS HLDGS|BYXM|CBOE TRADING, INC.|200
ARCO|ARCOS DORADOS HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|500
ARCO|ARCOS DORADOS HLDGS|CHAS|Charles Schwab & Co., Inc.|7318
ARCO|ARCOS DORADOS HLDGS|CLSA|CLSA AMERICAS, LLC|1600
ARCO|ARCOS DORADOS HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18052
ARCO|ARCOS DORADOS HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21471
ARCO|ARCOS DORADOS HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|476382
ARCO|ARCOS DORADOS HLDGS|CTDL|Citadel Derivatives Group Llc|40
ARCO|ARCOS DORADOS HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|45646
ARCO|ARCOS DORADOS HLDGS|DBAB|Deutsche Bank Securities Inc.|8475
ARCO|ARCOS DORADOS HLDGS|DBAX|Deutsche Bank Securities Inc.|598900
ARCO|ARCOS DORADOS HLDGS|DEAN|MORGAN STANLEY|21400
ARCO|ARCOS DORADOS HLDGS|DEGS|RONIN PROFESSIONAL LLC|2200
ARCO|ARCOS DORADOS HLDGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|99474
ARCO|ARCOS DORADOS HLDGS|EBXL|EBX LLC|260500
ARCO|ARCOS DORADOS HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1276
ARCO|ARCOS DORADOS HLDGS|EDJO|Edward D. Jones & Co., L.P.|5949
ARCO|ARCOS DORADOS HLDGS|EGAM|CBOE TRADING, INC.|1100
ARCO|ARCOS DORADOS HLDGS|EGAW|CBOE TRADING, INC.|100
ARCO|ARCOS DORADOS HLDGS|EGXM|CBOE TRADING, INC.|6300
ARCO|ARCOS DORADOS HLDGS|ETBE|Electronic Transaction Clearing, Inc.|2000
ARCO|ARCOS DORADOS HLDGS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
ARCO|ARCOS DORADOS HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|368
ARCO|ARCOS DORADOS HLDGS|ETRS|E*Trade Securities LLC|31013
ARCO|ARCOS DORADOS HLDGS|FILL|Tradestation Securities, Inc.|224
ARCO|ARCOS DORADOS HLDGS|FQLS|Quantlab Securities LP|44051
ARCO|ARCOS DORADOS HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39718
ARCO|ARCOS DORADOS HLDGS|FTBR|Foliofn Investments, Inc.|5058
ARCO|ARCOS DORADOS HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|4240
ARCO|ARCOS DORADOS HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|614400
ARCO|ARCOS DORADOS HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|1200
ARCO|ARCOS DORADOS HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|2986
ARCO|ARCOS DORADOS HLDGS|GTSZ|GTS SECURITIES LLC|36494
ARCO|ARCOS DORADOS HLDGS|IATS|INTERACTIVE BROKERS LLC|13407
ARCO|ARCOS DORADOS HLDGS|IBKR|Interactive Brokers Llc|21377
ARCO|ARCOS DORADOS HLDGS|ICBX|INSTINET, LLC|79170
ARCO|ARCOS DORADOS HLDGS|INCA|INSTINET, LLC|120606
ARCO|ARCOS DORADOS HLDGS|INJX|INSTINET, LLC|100
ARCO|ARCOS DORADOS HLDGS|ITGI|ITG Inc.|97674
ARCO|ARCOS DORADOS HLDGS|ITGP|ITG INC.|426200
ARCO|ARCOS DORADOS HLDGS|JANY|Janney Montgomery Scott Inc.|898
ARCO|ARCOS DORADOS HLDGS|JEFF|JEFFERIES LLC|376044
ARCO|ARCOS DORADOS HLDGS|JMPT|JUMP TRADING, LLC|7224
ARCO|ARCOS DORADOS HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|47238
ARCO|ARCOS DORADOS HLDGS|JPMX|J.P. Morgan Securities LLC|1172385
ARCO|ARCOS DORADOS HLDGS|JSJX|JANE STREET CAPITAL LLC|28466
ARCO|ARCOS DORADOS HLDGS|KCGM|VIRTU Americas LLC|213312
ARCO|ARCOS DORADOS HLDGS|LEHM|Barclays Capital Inc./Le|617183
ARCO|ARCOS DORADOS HLDGS|LIME|Lime Brokerage LLC|28194
ARCO|ARCOS DORADOS HLDGS|LSCI|Lek Securities Corporation|75
ARCO|ARCOS DORADOS HLDGS|MBTS|ALLY INVEST SECURITIES LLC|3843
ARCO|ARCOS DORADOS HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|288766
ARCO|ARCOS DORADOS HLDGS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11925
ARCO|ARCOS DORADOS HLDGS|MSCO|MORGAN STANLEY & CO. LLC|729996
ARCO|ARCOS DORADOS HLDGS|MSPL|MORGAN STANLEY & CO. LLC|965300
ARCO|ARCOS DORADOS HLDGS|MSTX|MORGAN STANLEY & CO. LLC|165000
ARCO|ARCOS DORADOS HLDGS|NFSC|National Financial Services LLC|274175
ARCO|ARCOS DORADOS HLDGS|NITE|VIRTU Americas LLC|761498
ARCO|ARCOS DORADOS HLDGS|NITP|VIRTU Americas LLC|28999
ARCO|ARCOS DORADOS HLDGS|NTBF|BMO Nesbitt Burns Inc./CDS|200
ARCO|ARCOS DORADOS HLDGS|NTRC|Northern Trust Securities, Inc.|4670
ARCO|ARCOS DORADOS HLDGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4771
ARCO|ARCOS DORADOS HLDGS|PDQM|CODA MARKETS, INC.|101511
ARCO|ARCOS DORADOS HLDGS|PWJC|UBS Financial Services, Inc.|2000
ARCO|ARCOS DORADOS HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|7394
ARCO|ARCOS DORADOS HLDGS|SAGL|SAGETRADER, LLC|1840
ARCO|ARCOS DORADOS HLDGS|SALI|INTL FCSTONE FINANCIAL INC.|5700
ARCO|ARCOS DORADOS HLDGS|SBSH|Citigroup Global Markets Inc.|130235
ARCO|ARCOS DORADOS HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|164029
ARCO|ARCOS DORADOS HLDGS|SPDR|SPEEDROUTE LLC|30806
ARCO|ARCOS DORADOS HLDGS|STKP|STOCKPILE INVESTMENTS, INC.|1250
ARCO|ARCOS DORADOS HLDGS|STTT|STATETRUST INVESTMENTS INC.|298
ARCO|ARCOS DORADOS HLDGS|SWIM|TD Ameritrade, Inc.|4614
ARCO|ARCOS DORADOS HLDGS|SWST|Hilltop Securities Inc.|1400
ARCO|ARCOS DORADOS HLDGS|TKNG|ALLY INVEST SECURITIES LLC|9521
ARCO|ARCOS DORADOS HLDGS|TRBT|Tradebot Systems, Inc.|8935
ARCO|ARCOS DORADOS HLDGS|TRCM|TRC MARKETS LLC|28744
ARCO|ARCOS DORADOS HLDGS|UBSS|UBS Securities LLC|265429
ARCO|ARCOS DORADOS HLDGS|VALX|VIRTU AMERICAS LLC|208853
ARCO|ARCOS DORADOS HLDGS|VGRD|Vanguard Marketing Corporation|10692
ARCO|ARCOS DORADOS HLDGS|WBPX|SUMMIT SECURITIES GROUP, LLC|6894
ARCO|ARCOS DORADOS HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|40546
ARCO|ARCOS DORADOS HLDGS|WEED|Weeden & Co.L.P.|200
ARCO|ARCOS DORADOS HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|290
ARCO|ARCOS DORADOS HLDGS|WGIF|CIBC World Markets Inc.|921
ARCO|ARCOS DORADOS HLDGS|WSEA|WOLVERINE SECURITIES, LLC|2871
ARCO|ARCOS DORADOS HLDGS|XIST|INSTINET, LLC|8800
ARCO|ARCOS DORADOS HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|50492
ARCO|ARCOS DORADOS HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ARCT|ARCTURUS THERAPEUTIC|ALTX|Alternet Securities Inc.|300
ARCT|ARCTURUS THERAPEUTIC|APCC|Apex Clearing Corporation|2809
ARCT|ARCTURUS THERAPEUTIC|BATM|CBOE TRADING, INC.|859
ARCT|ARCTURUS THERAPEUTIC|BERN|Sanford C. Bernstein & Co., LLC|26
ARCT|ARCTURUS THERAPEUTIC|BIMI|Banca IMI Securities Corp.|2300
ARCT|ARCTURUS THERAPEUTIC|BTIG|BTIG, LLC|2618
ARCT|ARCTURUS THERAPEUTIC|BYXM|CBOE TRADING, INC.|100
ARCT|ARCTURUS THERAPEUTIC|CHAS|Charles Schwab & Co., Inc.|2000
ARCT|ARCTURUS THERAPEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5620
ARCT|ARCTURUS THERAPEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1216
ARCT|ARCTURUS THERAPEUTIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3012
ARCT|ARCTURUS THERAPEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9510
ARCT|ARCTURUS THERAPEUTIC|CTDL|Citadel Derivatives Group Llc|1673
ARCT|ARCTURUS THERAPEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
ARCT|ARCTURUS THERAPEUTIC|DBAB|Deutsche Bank Securities Inc.|9028
ARCT|ARCTURUS THERAPEUTIC|DBAX|Deutsche Bank Securities Inc.|4000
ARCT|ARCTURUS THERAPEUTIC|DEAN|MORGAN STANLEY|5110
ARCT|ARCTURUS THERAPEUTIC|DEGS|RONIN PROFESSIONAL LLC|19675
ARCT|ARCTURUS THERAPEUTIC|EBXL|EBX LLC|2300
ARCT|ARCTURUS THERAPEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2457
ARCT|ARCTURUS THERAPEUTIC|EGAM|CBOE TRADING, INC.|400
ARCT|ARCTURUS THERAPEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|100
ARCT|ARCTURUS THERAPEUTIC|ETRS|E*Trade Securities LLC|22771
ARCT|ARCTURUS THERAPEUTIC|FBCO|Credit Suisse Securities (USA) LLC|18132
ARCT|ARCTURUS THERAPEUTIC|FILL|Tradestation Securities, Inc.|69
ARCT|ARCTURUS THERAPEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|52822
ARCT|ARCTURUS THERAPEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1463
ARCT|ARCTURUS THERAPEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|1921
ARCT|ARCTURUS THERAPEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|1946
ARCT|ARCTURUS THERAPEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|4891
ARCT|ARCTURUS THERAPEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|4549
ARCT|ARCTURUS THERAPEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|100
ARCT|ARCTURUS THERAPEUTIC|GTSZ|GTS SECURITIES LLC|16016
ARCT|ARCTURUS THERAPEUTIC|HSBC|HSBC Securities, Inc.|284
ARCT|ARCTURUS THERAPEUTIC|IATS|INTERACTIVE BROKERS LLC|9069
ARCT|ARCTURUS THERAPEUTIC|IBKR|Interactive Brokers Llc|75629
ARCT|ARCTURUS THERAPEUTIC|ICBX|INSTINET, LLC|1100
ARCT|ARCTURUS THERAPEUTIC|INCA|INSTINET, LLC|9687
ARCT|ARCTURUS THERAPEUTIC|INJX|INSTINET, LLC|6161
ARCT|ARCTURUS THERAPEUTIC|ITGI|ITG Inc.|11380
ARCT|ARCTURUS THERAPEUTIC|ITGP|ITG INC.|83000
ARCT|ARCTURUS THERAPEUTIC|JEFF|JEFFERIES LLC|12480
ARCT|ARCTURUS THERAPEUTIC|JPMX|J.P. Morgan Securities LLC|4726
ARCT|ARCTURUS THERAPEUTIC|KCGM|VIRTU Americas LLC|540
ARCT|ARCTURUS THERAPEUTIC|KCRD|PHX FINANCIAL, INC.|350
ARCT|ARCTURUS THERAPEUTIC|LEER|LEERINK PARTNERS LLC|3608
ARCT|ARCTURUS THERAPEUTIC|LEHM|Barclays Capital Inc./Le|6410
ARCT|ARCTURUS THERAPEUTIC|LIME|Lime Brokerage LLC|15191
ARCT|ARCTURUS THERAPEUTIC|LQNA|LIQUIDNET, INC.|8900
ARCT|ARCTURUS THERAPEUTIC|MAXM|Maxim Group LLC|143
ARCT|ARCTURUS THERAPEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8700
ARCT|ARCTURUS THERAPEUTIC|MOTF|MOTIF INVESTING, INC.|1
ARCT|ARCTURUS THERAPEUTIC|MSCO|MORGAN STANLEY & CO. LLC|70004
ARCT|ARCTURUS THERAPEUTIC|MSPL|MORGAN STANLEY & CO. LLC|11500
ARCT|ARCTURUS THERAPEUTIC|MSTX|MORGAN STANLEY & CO. LLC|100
ARCT|ARCTURUS THERAPEUTIC|NFSC|National Financial Services LLC|113042
ARCT|ARCTURUS THERAPEUTIC|NITE|VIRTU Americas LLC|173658
ARCT|ARCTURUS THERAPEUTIC|NITP|VIRTU Americas LLC|500
ARCT|ARCTURUS THERAPEUTIC|NQRB|Brut, LLC|100
ARCT|ARCTURUS THERAPEUTIC|NTFN|Network 1 Financial Securities Inc.|142
ARCT|ARCTURUS THERAPEUTIC|OPCO|Oppenheimer & Co. Inc.|1571
ARCT|ARCTURUS THERAPEUTIC|PDQM|CODA MARKETS, INC.|3598
ARCT|ARCTURUS THERAPEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|2
ARCT|ARCTURUS THERAPEUTIC|SBSH|Citigroup Global Markets Inc.|2566
ARCT|ARCTURUS THERAPEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|3004
ARCT|ARCTURUS THERAPEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|2222
ARCT|ARCTURUS THERAPEUTIC|SWIM|TD Ameritrade, Inc.|38789
ARCT|ARCTURUS THERAPEUTIC|SWST|Hilltop Securities Inc.|38
ARCT|ARCTURUS THERAPEUTIC|TKNG|ALLY INVEST SECURITIES LLC|500
ARCT|ARCTURUS THERAPEUTIC|TRBT|Tradebot Systems, Inc.|328
ARCT|ARCTURUS THERAPEUTIC|TRCM|TRC MARKETS LLC|956
ARCT|ARCTURUS THERAPEUTIC|UBSA|UBS SECURITIES LLC|18467
ARCT|ARCTURUS THERAPEUTIC|UBSS|UBS Securities LLC|45289
ARCT|ARCTURUS THERAPEUTIC|VALX|VIRTU AMERICAS LLC|2740
ARCT|ARCTURUS THERAPEUTIC|VGRD|Vanguard Marketing Corporation|5013
ARCT|ARCTURUS THERAPEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|2615
ARCT|ARCTURUS THERAPEUTIC|WEED|Weeden & Co.L.P.|130
ARCT|ARCTURUS THERAPEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|876
ARCT|ARCTURUS THERAPEUTIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6053
ARCT|ARCTURUS THERAPEUTIC|WSEA|WOLVERINE SECURITIES, LLC|1690
ARCT|ARCTURUS THERAPEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7200
ARCW|ARC GROUP WORLDWIDE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2355
ARCW|ARC GROUP WORLDWIDE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1662
ARCW|ARC GROUP WORLDWIDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3297
ARCW|ARC GROUP WORLDWIDE|CTDL|Citadel Derivatives Group Llc|917
ARCW|ARC GROUP WORLDWIDE|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
ARCW|ARC GROUP WORLDWIDE|DBAB|Deutsche Bank Securities Inc.|5845
ARCW|ARC GROUP WORLDWIDE|DBAX|Deutsche Bank Securities Inc.|1700
ARCW|ARC GROUP WORLDWIDE|DEGS|RONIN PROFESSIONAL LLC|2556
ARCW|ARC GROUP WORLDWIDE|EBXL|EBX LLC|1500
ARCW|ARC GROUP WORLDWIDE|ECUT|CONVERGEX EXECUTION SOLUTIONS|5858
ARCW|ARC GROUP WORLDWIDE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ARCW|ARC GROUP WORLDWIDE|ETRS|E*Trade Securities LLC|1707
ARCW|ARC GROUP WORLDWIDE|FBCO|Credit Suisse Securities (USA) LLC|1701
ARCW|ARC GROUP WORLDWIDE|FOMA|TD AMERITRADE CLEARING, INC.|8356
ARCW|ARC GROUP WORLDWIDE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|222
ARCW|ARC GROUP WORLDWIDE|FTBR|Foliofn Investments, Inc.|3
ARCW|ARC GROUP WORLDWIDE|GSCO|GOLDMAN SACHS & CO. LLC|3738
ARCW|ARC GROUP WORLDWIDE|IATS|INTERACTIVE BROKERS LLC|3000
ARCW|ARC GROUP WORLDWIDE|IBKR|Interactive Brokers Llc|24824
ARCW|ARC GROUP WORLDWIDE|ICBX|INSTINET, LLC|3200
ARCW|ARC GROUP WORLDWIDE|INCA|INSTINET, LLC|1262
ARCW|ARC GROUP WORLDWIDE|INJX|INSTINET, LLC|2813
ARCW|ARC GROUP WORLDWIDE|ITGP|ITG INC.|2400
ARCW|ARC GROUP WORLDWIDE|JANY|Janney Montgomery Scott Inc.|100
ARCW|ARC GROUP WORLDWIDE|JEFF|JEFFERIES LLC|200
ARCW|ARC GROUP WORLDWIDE|JPMX|J.P. Morgan Securities LLC|800
ARCW|ARC GROUP WORLDWIDE|KCGM|VIRTU Americas LLC|2110
ARCW|ARC GROUP WORLDWIDE|LEHM|Barclays Capital Inc./Le|2843
ARCW|ARC GROUP WORLDWIDE|LIME|Lime Brokerage LLC|29697
ARCW|ARC GROUP WORLDWIDE|LMGP|LIME BROKERAGE LLC|3196
ARCW|ARC GROUP WORLDWIDE|MAXM|Maxim Group LLC|1350
ARCW|ARC GROUP WORLDWIDE|MBTS|ALLY INVEST SECURITIES LLC|4250
ARCW|ARC GROUP WORLDWIDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1500
ARCW|ARC GROUP WORLDWIDE|MSCO|MORGAN STANLEY & CO. LLC|21790
ARCW|ARC GROUP WORLDWIDE|MSPL|MORGAN STANLEY & CO. LLC|600
ARCW|ARC GROUP WORLDWIDE|MSTX|MORGAN STANLEY & CO. LLC|600
ARCW|ARC GROUP WORLDWIDE|NFSC|National Financial Services LLC|17402
ARCW|ARC GROUP WORLDWIDE|NITE|VIRTU Americas LLC|14066
ARCW|ARC GROUP WORLDWIDE|OPCO|Oppenheimer & Co. Inc.|5000
ARCW|ARC GROUP WORLDWIDE|RAJA|Raymond James & Associates, Inc.|139
ARCW|ARC GROUP WORLDWIDE|SBSH|Citigroup Global Markets Inc.|4000
ARCW|ARC GROUP WORLDWIDE|SGMT|GOLDMAN SACHS & CO. LLC|900
ARCW|ARC GROUP WORLDWIDE|SPDR|SPEEDROUTE LLC|3056
ARCW|ARC GROUP WORLDWIDE|STFL|Stifel, Nicolaus & Company, Incorporated|27328
ARCW|ARC GROUP WORLDWIDE|SWIM|TD Ameritrade, Inc.|60
ARCW|ARC GROUP WORLDWIDE|TKNG|ALLY INVEST SECURITIES LLC|1322
ARCW|ARC GROUP WORLDWIDE|TOUR|TOURMALINE PARTNERS, LLC|300
ARCW|ARC GROUP WORLDWIDE|TRBT|Tradebot Systems, Inc.|201
ARCW|ARC GROUP WORLDWIDE|UBSA|UBS SECURITIES LLC|14345
ARCW|ARC GROUP WORLDWIDE|UBSS|UBS Securities LLC|20645
ARCW|ARC GROUP WORLDWIDE|VALX|VIRTU AMERICAS LLC|5245
ARCW|ARC GROUP WORLDWIDE|VGRD|Vanguard Marketing Corporation|155
ARCW|ARC GROUP WORLDWIDE|WCHV|WELLS FARGO SECURITIES, LLC|9724
ARCW|ARC GROUP WORLDWIDE|WFPB|Wells Fargo Securities, LLC.|500
ARCW|ARC GROUP WORLDWIDE|WSEA|WOLVERINE SECURITIES, LLC|2184
ARCW|ARC GROUP WORLDWIDE|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
ARD|ARDAGH GROUP S.A.|ALTX|Alternet Securities Inc.|1900
ARD|ARDAGH GROUP S.A.|APCC|Apex Clearing Corporation|3
ARD|ARDAGH GROUP S.A.|BARD|Robert W. Baird & Co. Incorporated|587
ARD|ARDAGH GROUP S.A.|BATM|CBOE TRADING, INC.|632
ARD|ARDAGH GROUP S.A.|BERN|Sanford C. Bernstein & Co., LLC|4955
ARD|ARDAGH GROUP S.A.|BNPX|BNP PARIBAS SECURITIES CORP.|77
ARD|ARDAGH GROUP S.A.|BTIG|BTIG, LLC|49400
ARD|ARDAGH GROUP S.A.|BZYD|GOLDMAN SACHS & CO. LLC|200
ARD|ARDAGH GROUP S.A.|CANT|Cantor Fitzgerald & Co.|90
ARD|ARDAGH GROUP S.A.|CHAS|Charles Schwab & Co., Inc.|5060
ARD|ARDAGH GROUP S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|261
ARD|ARDAGH GROUP S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7230
ARD|ARDAGH GROUP S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27108
ARD|ARDAGH GROUP S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2134
ARD|ARDAGH GROUP S.A.|DBAB|Deutsche Bank Securities Inc.|16239
ARD|ARDAGH GROUP S.A.|DBAX|Deutsche Bank Securities Inc.|23600
ARD|ARDAGH GROUP S.A.|DEAN|MORGAN STANLEY|4278
ARD|ARDAGH GROUP S.A.|DEGS|RONIN PROFESSIONAL LLC|1500
ARD|ARDAGH GROUP S.A.|EBXL|EBX LLC|34000
ARD|ARDAGH GROUP S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4593
ARD|ARDAGH GROUP S.A.|EDJO|Edward D. Jones & Co., L.P.|10497
ARD|ARDAGH GROUP S.A.|EGAM|CBOE TRADING, INC.|1450
ARD|ARDAGH GROUP S.A.|EGXM|CBOE TRADING, INC.|107
ARD|ARDAGH GROUP S.A.|ETBE|Electronic Transaction Clearing, Inc.|1800
ARD|ARDAGH GROUP S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2700
ARD|ARDAGH GROUP S.A.|ETRS|E*Trade Securities LLC|16046
ARD|ARDAGH GROUP S.A.|FBSB|U.S. Bancorp Investments, Inc.|40
ARD|ARDAGH GROUP S.A.|FILL|Tradestation Securities, Inc.|500
ARD|ARDAGH GROUP S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25543
ARD|ARDAGH GROUP S.A.|FTBR|Foliofn Investments, Inc.|79
ARD|ARDAGH GROUP S.A.|GLPX|ACS EXECUTION SERVICES, LLC|1495
ARD|ARDAGH GROUP S.A.|GSCO|GOLDMAN SACHS & CO. LLC|96091
ARD|ARDAGH GROUP S.A.|GSLT|GOLDMAN SACHS & CO. LLC|500
ARD|ARDAGH GROUP S.A.|GTSZ|GTS SECURITIES LLC|9733
ARD|ARDAGH GROUP S.A.|HRBF|American Enterprise Investment Services Inc.|730
ARD|ARDAGH GROUP S.A.|IATS|INTERACTIVE BROKERS LLC|3401
ARD|ARDAGH GROUP S.A.|IBKR|Interactive Brokers Llc|9105
ARD|ARDAGH GROUP S.A.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14172
ARD|ARDAGH GROUP S.A.|ICBX|INSTINET, LLC|5400
ARD|ARDAGH GROUP S.A.|INCA|INSTINET, LLC|13260
ARD|ARDAGH GROUP S.A.|INJX|INSTINET, LLC|253
ARD|ARDAGH GROUP S.A.|INTL|INTL FCSTONE FINANCIAL INC.|568
ARD|ARDAGH GROUP S.A.|ITGI|ITG Inc.|8249
ARD|ARDAGH GROUP S.A.|ITGP|ITG INC.|19800
ARD|ARDAGH GROUP S.A.|JANY|Janney Montgomery Scott Inc.|128
ARD|ARDAGH GROUP S.A.|JEFF|JEFFERIES LLC|49900
ARD|ARDAGH GROUP S.A.|JMPT|JUMP TRADING, LLC|2596
ARD|ARDAGH GROUP S.A.|JPBX|J.P. MORGAN SECURITIES LLC|4844
ARD|ARDAGH GROUP S.A.|JPMX|J.P. Morgan Securities LLC|140346
ARD|ARDAGH GROUP S.A.|KCGM|VIRTU Americas LLC|11400
ARD|ARDAGH GROUP S.A.|LEHM|Barclays Capital Inc./Le|223791
ARD|ARDAGH GROUP S.A.|LIME|Lime Brokerage LLC|5321
ARD|ARDAGH GROUP S.A.|LMNX|LUMINEX TRADING & ANALYTICS LLC|13140
ARD|ARDAGH GROUP S.A.|LOOP|Loop Capital Markets LLC|6300
ARD|ARDAGH GROUP S.A.|LQNA|LIQUIDNET, INC.|87400
ARD|ARDAGH GROUP S.A.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ARD|ARDAGH GROUP S.A.|MBTS|ALLY INVEST SECURITIES LLC|17
ARD|ARDAGH GROUP S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35422
ARD|ARDAGH GROUP S.A.|MSCO|MORGAN STANLEY & CO. LLC|90817
ARD|ARDAGH GROUP S.A.|MSPL|MORGAN STANLEY & CO. LLC|40900
ARD|ARDAGH GROUP S.A.|MSTX|MORGAN STANLEY & CO. LLC|5200
ARD|ARDAGH GROUP S.A.|NFSC|National Financial Services LLC|8278
ARD|ARDAGH GROUP S.A.|NITE|VIRTU Americas LLC|63629
ARD|ARDAGH GROUP S.A.|NQRB|Brut, LLC|1400
ARD|ARDAGH GROUP S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|525
ARD|ARDAGH GROUP S.A.|NTRC|Northern Trust Securities, Inc.|98
ARD|ARDAGH GROUP S.A.|PDQM|CODA MARKETS, INC.|3930
ARD|ARDAGH GROUP S.A.|PWJC|UBS Financial Services, Inc.|400
ARD|ARDAGH GROUP S.A.|RBCM|RBC CAPITAL MARKETS, LLC|2986
ARD|ARDAGH GROUP S.A.|SAGL|SAGETRADER, LLC|230
ARD|ARDAGH GROUP S.A.|SBSH|Citigroup Global Markets Inc.|5458
ARD|ARDAGH GROUP S.A.|SGMT|GOLDMAN SACHS & CO. LLC|4849
ARD|ARDAGH GROUP S.A.|SPDR|SPEEDROUTE LLC|1700
ARD|ARDAGH GROUP S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|738
ARD|ARDAGH GROUP S.A.|SWIM|TD Ameritrade, Inc.|52
ARD|ARDAGH GROUP S.A.|SWST|Hilltop Securities Inc.|40
ARD|ARDAGH GROUP S.A.|TRBT|Tradebot Systems, Inc.|9913
ARD|ARDAGH GROUP S.A.|TRCM|TRC MARKETS LLC|4817
ARD|ARDAGH GROUP S.A.|UBSA|UBS SECURITIES LLC|98716
ARD|ARDAGH GROUP S.A.|UBSS|UBS Securities LLC|66601
ARD|ARDAGH GROUP S.A.|VALX|VIRTU AMERICAS LLC|3144
ARD|ARDAGH GROUP S.A.|VGRD|Vanguard Marketing Corporation|605
ARD|ARDAGH GROUP S.A.|WCHV|WELLS FARGO SECURITIES, LLC|69878
ARD|ARDAGH GROUP S.A.|WEED|Weeden & Co.L.P.|124960
ARD|ARDAGH GROUP S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
ARD|ARDAGH GROUP S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2773
ARD|ARDAGH GROUP S.A.|WSEA|WOLVERINE SECURITIES, LLC|200
ARD|ARDAGH GROUP S.A.|XIST|INSTINET, LLC|364
ARD|ARDAGH GROUP S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
ARD|ARDAGH GROUP S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|498
ARD|ARDAGH GROUP S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20
ARDC|ARES DYNAMIC CREDIT|ALTX|Alternet Securities Inc.|800
ARDC|ARES DYNAMIC CREDIT|APCC|Apex Clearing Corporation|10
ARDC|ARES DYNAMIC CREDIT|BATM|CBOE TRADING, INC.|97
ARDC|ARES DYNAMIC CREDIT|BBNT|BB&T SECURITIES, LLC|1428
ARDC|ARES DYNAMIC CREDIT|BGCE|BGC Financial Inc.|100
ARDC|ARES DYNAMIC CREDIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1620
ARDC|ARES DYNAMIC CREDIT|BTIG|BTIG, LLC|10671
ARDC|ARES DYNAMIC CREDIT|CANT|Cantor Fitzgerald & Co.|272
ARDC|ARES DYNAMIC CREDIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
ARDC|ARES DYNAMIC CREDIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
ARDC|ARES DYNAMIC CREDIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4904
ARDC|ARES DYNAMIC CREDIT|CTDL|Citadel Derivatives Group Llc|400
ARDC|ARES DYNAMIC CREDIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1930
ARDC|ARES DYNAMIC CREDIT|DBAX|Deutsche Bank Securities Inc.|3900
ARDC|ARES DYNAMIC CREDIT|DEAN|MORGAN STANLEY|77244
ARDC|ARES DYNAMIC CREDIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32025
ARDC|ARES DYNAMIC CREDIT|EBXL|EBX LLC|4200
ARDC|ARES DYNAMIC CREDIT|EDJO|Edward D. Jones & Co., L.P.|2472
ARDC|ARES DYNAMIC CREDIT|EGAM|CBOE TRADING, INC.|400
ARDC|ARES DYNAMIC CREDIT|EGXM|CBOE TRADING, INC.|82
ARDC|ARES DYNAMIC CREDIT|ESPO|ESPOSITO SECURITIES, LLC|1908
ARDC|ARES DYNAMIC CREDIT|ETBE|Electronic Transaction Clearing, Inc.|100
ARDC|ARES DYNAMIC CREDIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
ARDC|ARES DYNAMIC CREDIT|ETRS|E*Trade Securities LLC|11539
ARDC|ARES DYNAMIC CREDIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3063
ARDC|ARES DYNAMIC CREDIT|FTBR|Foliofn Investments, Inc.|58
ARDC|ARES DYNAMIC CREDIT|GLPX|ACS EXECUTION SERVICES, LLC|619
ARDC|ARES DYNAMIC CREDIT|GSCO|GOLDMAN SACHS & CO. LLC|26839
ARDC|ARES DYNAMIC CREDIT|GSCS|GOLDMAN SACHS & CO. LLC|200
ARDC|ARES DYNAMIC CREDIT|GTSZ|GTS SECURITIES LLC|298
ARDC|ARES DYNAMIC CREDIT|HRBF|American Enterprise Investment Services Inc.|602
ARDC|ARES DYNAMIC CREDIT|IATS|INTERACTIVE BROKERS LLC|1031
ARDC|ARES DYNAMIC CREDIT|IBKR|Interactive Brokers Llc|1903
ARDC|ARES DYNAMIC CREDIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4222
ARDC|ARES DYNAMIC CREDIT|INCA|INSTINET, LLC|688
ARDC|ARES DYNAMIC CREDIT|INJX|INSTINET, LLC|23
ARDC|ARES DYNAMIC CREDIT|ITGI|ITG Inc.|645
ARDC|ARES DYNAMIC CREDIT|ITGP|ITG INC.|1400
ARDC|ARES DYNAMIC CREDIT|JANY|Janney Montgomery Scott Inc.|279
ARDC|ARES DYNAMIC CREDIT|JPMX|J.P. Morgan Securities LLC|4872
ARDC|ARES DYNAMIC CREDIT|KCGM|VIRTU Americas LLC|2700
ARDC|ARES DYNAMIC CREDIT|LEHM|Barclays Capital Inc./Le|1000
ARDC|ARES DYNAMIC CREDIT|LIME|Lime Brokerage LLC|1066
ARDC|ARES DYNAMIC CREDIT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|224
ARDC|ARES DYNAMIC CREDIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2376
ARDC|ARES DYNAMIC CREDIT|MOTF|MOTIF INVESTING, INC.|1
ARDC|ARES DYNAMIC CREDIT|MSCO|MORGAN STANLEY & CO. LLC|78567
ARDC|ARES DYNAMIC CREDIT|MSPL|MORGAN STANLEY & CO. LLC|19300
ARDC|ARES DYNAMIC CREDIT|MSTX|MORGAN STANLEY & CO. LLC|5800
ARDC|ARES DYNAMIC CREDIT|NFSC|National Financial Services LLC|44235
ARDC|ARES DYNAMIC CREDIT|NITE|VIRTU Americas LLC|133614
ARDC|ARES DYNAMIC CREDIT|NQRB|Brut, LLC|2204
ARDC|ARES DYNAMIC CREDIT|OPCO|Oppenheimer & Co. Inc.|10553
ARDC|ARES DYNAMIC CREDIT|PDQM|CODA MARKETS, INC.|1148
ARDC|ARES DYNAMIC CREDIT|PWJC|UBS Financial Services, Inc.|7300
ARDC|ARES DYNAMIC CREDIT|RBCM|RBC CAPITAL MARKETS, LLC|5498
ARDC|ARES DYNAMIC CREDIT|SALI|INTL FCSTONE FINANCIAL INC.|101
ARDC|ARES DYNAMIC CREDIT|SBSH|Citigroup Global Markets Inc.|54394
ARDC|ARES DYNAMIC CREDIT|SGMT|GOLDMAN SACHS & CO. LLC|2700
ARDC|ARES DYNAMIC CREDIT|STFL|Stifel, Nicolaus & Company, Incorporated|2129
ARDC|ARES DYNAMIC CREDIT|SWIM|TD Ameritrade, Inc.|2100
ARDC|ARES DYNAMIC CREDIT|SWST|Hilltop Securities Inc.|3479
ARDC|ARES DYNAMIC CREDIT|TKNG|ALLY INVEST SECURITIES LLC|156
ARDC|ARES DYNAMIC CREDIT|TRBT|Tradebot Systems, Inc.|935
ARDC|ARES DYNAMIC CREDIT|TWTT|TASTYWORKS, INC.|140
ARDC|ARES DYNAMIC CREDIT|UBSA|UBS SECURITIES LLC|16844
ARDC|ARES DYNAMIC CREDIT|UBSS|UBS Securities LLC|70775
ARDC|ARES DYNAMIC CREDIT|VALX|VIRTU AMERICAS LLC|162
ARDC|ARES DYNAMIC CREDIT|VGRD|Vanguard Marketing Corporation|16592
ARDC|ARES DYNAMIC CREDIT|WCHV|WELLS FARGO SECURITIES, LLC|92818
ARDC|ARES DYNAMIC CREDIT|WEED|Weeden & Co.L.P.|2500
ARDC|ARES DYNAMIC CREDIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|350
ARDC|ARES DYNAMIC CREDIT|WSEA|WOLVERINE SECURITIES, LLC|423
ARDC|ARES DYNAMIC CREDIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|4348
ARDC|ARES DYNAMIC CREDIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4151
ARDM|ARADIGM CORP CMN|ALTX|Alternet Securities Inc.|1330
ARDM|ARADIGM CORP CMN|APCC|Apex Clearing Corporation|6386
ARDM|ARADIGM CORP CMN|BIMI|Banca IMI Securities Corp.|26500
ARDM|ARADIGM CORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3979
ARDM|ARADIGM CORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ARDM|ARADIGM CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12163
ARDM|ARADIGM CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
ARDM|ARADIGM CORP CMN|DBAB|Deutsche Bank Securities Inc.|11660
ARDM|ARADIGM CORP CMN|DBAX|Deutsche Bank Securities Inc.|1800
ARDM|ARADIGM CORP CMN|DBUL|Deutsche Bank Securities Inc.|100
ARDM|ARADIGM CORP CMN|DEGS|RONIN PROFESSIONAL LLC|4312
ARDM|ARADIGM CORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1982
ARDM|ARADIGM CORP CMN|EBXL|EBX LLC|900
ARDM|ARADIGM CORP CMN|EGAM|CBOE TRADING, INC.|100
ARDM|ARADIGM CORP CMN|EGXM|CBOE TRADING, INC.|500
ARDM|ARADIGM CORP CMN|EGXW|CBOE TRADING, INC.|500
ARDM|ARADIGM CORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|496
ARDM|ARADIGM CORP CMN|ETRS|E*Trade Securities LLC|193818
ARDM|ARADIGM CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|15823
ARDM|ARADIGM CORP CMN|FILL|Tradestation Securities, Inc.|10761
ARDM|ARADIGM CORP CMN|FMAF|NBCN Inc./ CDS|200
ARDM|ARADIGM CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|273675
ARDM|ARADIGM CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
ARDM|ARADIGM CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|465
ARDM|ARADIGM CORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|1920
ARDM|ARADIGM CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|3637
ARDM|ARADIGM CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|1700
ARDM|ARADIGM CORP CMN|GTSZ|GTS SECURITIES LLC|1400
ARDM|ARADIGM CORP CMN|IATS|INTERACTIVE BROKERS LLC|4523
ARDM|ARADIGM CORP CMN|IBKR|Interactive Brokers Llc|86995
ARDM|ARADIGM CORP CMN|ICBX|INSTINET, LLC|3900
ARDM|ARADIGM CORP CMN|INCA|INSTINET, LLC|31780
ARDM|ARADIGM CORP CMN|ITGI|ITG Inc.|4059
ARDM|ARADIGM CORP CMN|ITGP|ITG INC.|5400
ARDM|ARADIGM CORP CMN|JANY|Janney Montgomery Scott Inc.|2500
ARDM|ARADIGM CORP CMN|JPMX|J.P. Morgan Securities LLC|3100
ARDM|ARADIGM CORP CMN|KCGM|VIRTU Americas LLC|200
ARDM|ARADIGM CORP CMN|LEHM|Barclays Capital Inc./Le|2748
ARDM|ARADIGM CORP CMN|LIME|Lime Brokerage LLC|11114
ARDM|ARADIGM CORP CMN|LSCI|Lek Securities Corporation|379
ARDM|ARADIGM CORP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|384
ARDM|ARADIGM CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
ARDM|ARADIGM CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|77089
ARDM|ARADIGM CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|6300
ARDM|ARADIGM CORP CMN|NFSC|National Financial Services LLC|168830
ARDM|ARADIGM CORP CMN|NITE|VIRTU Americas LLC|308301
ARDM|ARADIGM CORP CMN|NQRB|Brut, LLC|2200
ARDM|ARADIGM CORP CMN|PCPT|PHILLIP CAPITAL INC.|2100
ARDM|ARADIGM CORP CMN|PDQM|CODA MARKETS, INC.|3465
ARDM|ARADIGM CORP CMN|PWJC|UBS Financial Services, Inc.|3568
ARDM|ARADIGM CORP CMN|RAJA|Raymond James & Associates, Inc.|5
ARDM|ARADIGM CORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|3600
ARDM|ARADIGM CORP CMN|SAGL|SAGETRADER, LLC|1200
ARDM|ARADIGM CORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|1902
ARDM|ARADIGM CORP CMN|SPDR|SPEEDROUTE LLC|2918
ARDM|ARADIGM CORP CMN|SWIM|TD Ameritrade, Inc.|49037
ARDM|ARADIGM CORP CMN|TKNG|ALLY INVEST SECURITIES LLC|1692
ARDM|ARADIGM CORP CMN|TRCM|TRC MARKETS LLC|100
ARDM|ARADIGM CORP CMN|TWTT|TASTYWORKS, INC.|100
ARDM|ARADIGM CORP CMN|UBSA|UBS SECURITIES LLC|12498
ARDM|ARADIGM CORP CMN|UBSS|UBS Securities LLC|32647
ARDM|ARADIGM CORP CMN|VGRD|Vanguard Marketing Corporation|5653
ARDM|ARADIGM CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|180
ARDM|ARADIGM CORP CMN|WEDB|WEDBUSH SECURITIES INC.|1000
ARDM|ARADIGM CORP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3
ARDM|ARADIGM CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|10214
ARDM|ARADIGM CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ARDM|ARADIGM CORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|500
ARDX|ARDELYX, INC. CMN|ABLE|NATIXIS Securities Americas LLC|2086
ARDX|ARDELYX, INC. CMN|APCC|Apex Clearing Corporation|2521
ARDX|ARDELYX, INC. CMN|BANK|Primevest Financial Services, Inc.|200
ARDX|ARDELYX, INC. CMN|BARD|Robert W. Baird & Co. Incorporated|55527
ARDX|ARDELYX, INC. CMN|BATM|CBOE TRADING, INC.|1100
ARDX|ARDELYX, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|6883
ARDX|ARDELYX, INC. CMN|BIMI|Banca IMI Securities Corp.|32923
ARDX|ARDELYX, INC. CMN|BLKX|INSTINET, LLC|54478
ARDX|ARDELYX, INC. CMN|BMOC|BMO Capital Markets Corp.|5342
ARDX|ARDELYX, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|9749
ARDX|ARDELYX, INC. CMN|BTIG|BTIG, LLC|27339
ARDX|ARDELYX, INC. CMN|BYXM|CBOE TRADING, INC.|300
ARDX|ARDELYX, INC. CMN|CHAS|Charles Schwab & Co., Inc.|1518
ARDX|ARDELYX, INC. CMN|CICF|Canaccord Genuity Corp.|5900
ARDX|ARDELYX, INC. CMN|CIST|Capital Institutional Services, Inc.|2448
ARDX|ARDELYX, INC. CMN|CLSA|CLSA AMERICAS, LLC|1900
ARDX|ARDELYX, INC. CMN|CMPT|Compass Point Research & Trading, LLC|519884
ARDX|ARDELYX, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|83894
ARDX|ARDELYX, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34312
ARDX|ARDELYX, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|694393
ARDX|ARDELYX, INC. CMN|CTDL|Citadel Derivatives Group Llc|27363
ARDX|ARDELYX, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|53896
ARDX|ARDELYX, INC. CMN|DBAB|Deutsche Bank Securities Inc.|229152
ARDX|ARDELYX, INC. CMN|DBAX|Deutsche Bank Securities Inc.|536300
ARDX|ARDELYX, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|83817
ARDX|ARDELYX, INC. CMN|EBXL|EBX LLC|173900
ARDX|ARDELYX, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|9000
ARDX|ARDELYX, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|4054
ARDX|ARDELYX, INC. CMN|EGAM|CBOE TRADING, INC.|400
ARDX|ARDELYX, INC. CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|37913
ARDX|ARDELYX, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3282
ARDX|ARDELYX, INC. CMN|ETRS|E*Trade Securities LLC|271936
ARDX|ARDELYX, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|200393
ARDX|ARDELYX, INC. CMN|FILL|Tradestation Securities, Inc.|16300
ARDX|ARDELYX, INC. CMN|FMAF|NBCN Inc./ CDS|3945
ARDX|ARDELYX, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|477867
ARDX|ARDELYX, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|659
ARDX|ARDELYX, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29439
ARDX|ARDELYX, INC. CMN|FTBR|Foliofn Investments, Inc.|9
ARDX|ARDELYX, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|11310
ARDX|ARDELYX, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|17758
ARDX|ARDELYX, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|747410
ARDX|ARDELYX, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|33311
ARDX|ARDELYX, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|5155
ARDX|ARDELYX, INC. CMN|GTSZ|GTS SECURITIES LLC|74184
ARDX|ARDELYX, INC. CMN|HRBF|American Enterprise Investment Services Inc.|4910
ARDX|ARDELYX, INC. CMN|IATS|INTERACTIVE BROKERS LLC|17552
ARDX|ARDELYX, INC. CMN|IBKR|Interactive Brokers Llc|315513
ARDX|ARDELYX, INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|59
ARDX|ARDELYX, INC. CMN|ICBX|INSTINET, LLC|110072
ARDX|ARDELYX, INC. CMN|IEQY|CITADEL SECURITIES LLC|3192
ARDX|ARDELYX, INC. CMN|INCA|INSTINET, LLC|98268
ARDX|ARDELYX, INC. CMN|INJX|INSTINET, LLC|257268
ARDX|ARDELYX, INC. CMN|ITGI|ITG Inc.|7525
ARDX|ARDELYX, INC. CMN|ITGP|ITG INC.|112800
ARDX|ARDELYX, INC. CMN|JEFF|JEFFERIES LLC|739172
ARDX|ARDELYX, INC. CMN|JMPT|JUMP TRADING, LLC|9282
ARDX|ARDELYX, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|8219
ARDX|ARDELYX, INC. CMN|JPMX|J.P. Morgan Securities LLC|571654
ARDX|ARDELYX, INC. CMN|JSJX|JANE STREET CAPITAL LLC|6067
ARDX|ARDELYX, INC. CMN|KCGM|VIRTU Americas LLC|44336
ARDX|ARDELYX, INC. CMN|LEHM|Barclays Capital Inc./Le|935684
ARDX|ARDELYX, INC. CMN|LIME|Lime Brokerage LLC|266428
ARDX|ARDELYX, INC. CMN|LIWE|LIME BROKERAGE LLC|300
ARDX|ARDELYX, INC. CMN|LMGP|LIME BROKERAGE LLC|16000
ARDX|ARDELYX, INC. CMN|LSCI|Lek Securities Corporation|1600
ARDX|ARDELYX, INC. CMN|MACC|Mid Atlantic Capital Corporation|700
ARDX|ARDELYX, INC. CMN|MAXM|Maxim Group LLC|3467
ARDX|ARDELYX, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|411503
ARDX|ARDELYX, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|771060
ARDX|ARDELYX, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|524600
ARDX|ARDELYX, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|62800
ARDX|ARDELYX, INC. CMN|NFSC|National Financial Services LLC|589896
ARDX|ARDELYX, INC. CMN|NITE|VIRTU Americas LLC|788671
ARDX|ARDELYX, INC. CMN|NITP|VIRTU Americas LLC|30556
ARDX|ARDELYX, INC. CMN|NQRB|Brut, LLC|413
ARDX|ARDELYX, INC. CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6556
ARDX|ARDELYX, INC. CMN|PDQM|CODA MARKETS, INC.|76488
ARDX|ARDELYX, INC. CMN|PWJC|UBS Financial Services, Inc.|1396
ARDX|ARDELYX, INC. CMN|RAJA|Raymond James & Associates, Inc.|5496
ARDX|ARDELYX, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|13162
ARDX|ARDELYX, INC. CMN|ROTH|Roth Capital Partners, LLC|100
ARDX|ARDELYX, INC. CMN|SAGL|SAGETRADER, LLC|1000
ARDX|ARDELYX, INC. CMN|SBSH|Citigroup Global Markets Inc.|144506
ARDX|ARDELYX, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|135023
ARDX|ARDELYX, INC. CMN|SPDR|SPEEDROUTE LLC|13740
ARDX|ARDELYX, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|177
ARDX|ARDELYX, INC. CMN|STXG|Stockcross Financial Services, Inc.|6000
ARDX|ARDELYX, INC. CMN|SWIM|TD Ameritrade, Inc.|62646
ARDX|ARDELYX, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|2500
ARDX|ARDELYX, INC. CMN|TRBT|Tradebot Systems, Inc.|64648
ARDX|ARDELYX, INC. CMN|TRCM|TRC MARKETS LLC|79471
ARDX|ARDELYX, INC. CMN|UBSA|UBS SECURITIES LLC|129375
ARDX|ARDELYX, INC. CMN|UBSS|UBS Securities LLC|536183
ARDX|ARDELYX, INC. CMN|VALX|VIRTU AMERICAS LLC|60669
ARDX|ARDELYX, INC. CMN|VGRD|Vanguard Marketing Corporation|35189
ARDX|ARDELYX, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|59263
ARDX|ARDELYX, INC. CMN|WEED|Weeden & Co.L.P.|4880
ARDX|ARDELYX, INC. CMN|WGIF|CIBC World Markets Inc.|1686
ARDX|ARDELYX, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|14375
ARDX|ARDELYX, INC. CMN|XIST|INSTINET, LLC|250450
ARDX|ARDELYX, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|18068
ARDX|ARDELYX, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4400
ARE|ALEXANDRIA RL EST EQ|ACAD|ACADEMY SECURITIES, INC.|500
ARE|ALEXANDRIA RL EST EQ|ALTX|Alternet Securities Inc.|5636
ARE|ALEXANDRIA RL EST EQ|APCC|Apex Clearing Corporation|497
ARE|ALEXANDRIA RL EST EQ|BANK|Primevest Financial Services, Inc.|196
ARE|ALEXANDRIA RL EST EQ|BARD|Robert W. Baird & Co. Incorporated|1143
ARE|ALEXANDRIA RL EST EQ|BATM|CBOE TRADING, INC.|6388
ARE|ALEXANDRIA RL EST EQ|BAYC|BAY CREST PARTNERS, LLC|287
ARE|ALEXANDRIA RL EST EQ|BAYT|BTIG, LLC|100
ARE|ALEXANDRIA RL EST EQ|BBNT|BB&T SECURITIES, LLC|5591
ARE|ALEXANDRIA RL EST EQ|BERN|Sanford C. Bernstein & Co., LLC|98571
ARE|ALEXANDRIA RL EST EQ|BIDS|BIDS TRADING L.P.|100
ARE|ALEXANDRIA RL EST EQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2109
ARE|ALEXANDRIA RL EST EQ|BLKX|INSTINET, LLC|17600
ARE|ALEXANDRIA RL EST EQ|BMOC|BMO Capital Markets Corp.|217
ARE|ALEXANDRIA RL EST EQ|BNPX|BNP PARIBAS SECURITIES CORP.|302565
ARE|ALEXANDRIA RL EST EQ|BTIG|BTIG, LLC|11372
ARE|ALEXANDRIA RL EST EQ|BYXM|CBOE TRADING, INC.|1908
ARE|ALEXANDRIA RL EST EQ|BZYD|GOLDMAN SACHS & CO. LLC|358
ARE|ALEXANDRIA RL EST EQ|CANT|Cantor Fitzgerald & Co.|1286
ARE|ALEXANDRIA RL EST EQ|CBLC|CITIGROUP GLOBAL MARKETS INC.|10014
ARE|ALEXANDRIA RL EST EQ|CHAS|Charles Schwab & Co., Inc.|9
ARE|ALEXANDRIA RL EST EQ|CIBP|CIBC World Markets Corp.|4305
ARE|ALEXANDRIA RL EST EQ|CIST|Capital Institutional Services, Inc.|3774
ARE|ALEXANDRIA RL EST EQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|198198
ARE|ALEXANDRIA RL EST EQ|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
ARE|ALEXANDRIA RL EST EQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|727
ARE|ALEXANDRIA RL EST EQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|302851
ARE|ALEXANDRIA RL EST EQ|CTDL|Citadel Derivatives Group Llc|7839
ARE|ALEXANDRIA RL EST EQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|8328
ARE|ALEXANDRIA RL EST EQ|DADA|D.A. Davidson & Co.|100
ARE|ALEXANDRIA RL EST EQ|DBAB|Deutsche Bank Securities Inc.|262209
ARE|ALEXANDRIA RL EST EQ|DBAX|Deutsche Bank Securities Inc.|196500
ARE|ALEXANDRIA RL EST EQ|DBUL|Deutsche Bank Securities Inc.|1000
ARE|ALEXANDRIA RL EST EQ|DCHF|Dart Executions, LLC|1625
ARE|ALEXANDRIA RL EST EQ|DEAN|MORGAN STANLEY|1967
ARE|ALEXANDRIA RL EST EQ|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2682
ARE|ALEXANDRIA RL EST EQ|EBXL|EBX LLC|188900
ARE|ALEXANDRIA RL EST EQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|19342
ARE|ALEXANDRIA RL EST EQ|EDJO|Edward D. Jones & Co., L.P.|1682
ARE|ALEXANDRIA RL EST EQ|EGAM|CBOE TRADING, INC.|7044
ARE|ALEXANDRIA RL EST EQ|EGAW|CBOE TRADING, INC.|16
ARE|ALEXANDRIA RL EST EQ|EGMT|EG MARKET TECHNOLOGIES LLC|628
ARE|ALEXANDRIA RL EST EQ|EGXM|CBOE TRADING, INC.|1272
ARE|ALEXANDRIA RL EST EQ|EGXW|CBOE TRADING, INC.|1
ARE|ALEXANDRIA RL EST EQ|ESPO|ESPOSITO SECURITIES, LLC|600
ARE|ALEXANDRIA RL EST EQ|ETBE|Electronic Transaction Clearing, Inc.|24211
ARE|ALEXANDRIA RL EST EQ|ETCC|Electronic Transaction Clearing, Inc.|274
ARE|ALEXANDRIA RL EST EQ|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9925
ARE|ALEXANDRIA RL EST EQ|ETRS|E*Trade Securities LLC|7156
ARE|ALEXANDRIA RL EST EQ|FBSB|U.S. Bancorp Investments, Inc.|9
ARE|ALEXANDRIA RL EST EQ|FILL|Tradestation Securities, Inc.|35
ARE|ALEXANDRIA RL EST EQ|FMAF|NBCN Inc./ CDS|80
ARE|ALEXANDRIA RL EST EQ|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17490
ARE|ALEXANDRIA RL EST EQ|FQLS|Quantlab Securities LP|157951
ARE|ALEXANDRIA RL EST EQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78892
ARE|ALEXANDRIA RL EST EQ|FTBR|Foliofn Investments, Inc.|612
ARE|ALEXANDRIA RL EST EQ|GLPX|ACS EXECUTION SERVICES, LLC|31294
ARE|ALEXANDRIA RL EST EQ|GSCO|GOLDMAN SACHS & CO. LLC|916227
ARE|ALEXANDRIA RL EST EQ|GSCS|GOLDMAN SACHS & CO. LLC|2844
ARE|ALEXANDRIA RL EST EQ|GSLT|GOLDMAN SACHS & CO. LLC|2709
ARE|ALEXANDRIA RL EST EQ|GTSZ|GTS SECURITIES LLC|85827
ARE|ALEXANDRIA RL EST EQ|HRBF|American Enterprise Investment Services Inc.|1727
ARE|ALEXANDRIA RL EST EQ|HSBC|HSBC Securities, Inc.|5517
ARE|ALEXANDRIA RL EST EQ|IATS|INTERACTIVE BROKERS LLC|1313
ARE|ALEXANDRIA RL EST EQ|IBKR|Interactive Brokers Llc|3031
ARE|ALEXANDRIA RL EST EQ|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|335
ARE|ALEXANDRIA RL EST EQ|ICBX|INSTINET, LLC|46500
ARE|ALEXANDRIA RL EST EQ|IEQY|CITADEL SECURITIES LLC|147411
ARE|ALEXANDRIA RL EST EQ|INCA|INSTINET, LLC|166723
ARE|ALEXANDRIA RL EST EQ|INJX|INSTINET, LLC|7934
ARE|ALEXANDRIA RL EST EQ|ITGI|ITG Inc.|19735
ARE|ALEXANDRIA RL EST EQ|ITGP|ITG INC.|40400
ARE|ALEXANDRIA RL EST EQ|JANY|Janney Montgomery Scott Inc.|1135
ARE|ALEXANDRIA RL EST EQ|JEFF|JEFFERIES LLC|78393
ARE|ALEXANDRIA RL EST EQ|JMPT|JUMP TRADING, LLC|34342
ARE|ALEXANDRIA RL EST EQ|JONE|JonesTrading|1300
ARE|ALEXANDRIA RL EST EQ|JPBX|J.P. MORGAN SECURITIES LLC|65187
ARE|ALEXANDRIA RL EST EQ|JPMX|J.P. Morgan Securities LLC|561163
ARE|ALEXANDRIA RL EST EQ|JSJX|JANE STREET CAPITAL LLC|7278
ARE|ALEXANDRIA RL EST EQ|KCGM|VIRTU Americas LLC|23257
ARE|ALEXANDRIA RL EST EQ|LEHM|Barclays Capital Inc./Le|409679
ARE|ALEXANDRIA RL EST EQ|LIME|Lime Brokerage LLC|42136
ARE|ALEXANDRIA RL EST EQ|LQNA|LIQUIDNET, INC.|79600
ARE|ALEXANDRIA RL EST EQ|LSCI|Lek Securities Corporation|41
ARE|ALEXANDRIA RL EST EQ|MACQ|Macquarie Capital (USA) Inc.|8304
ARE|ALEXANDRIA RL EST EQ|MAXM|Maxim Group LLC|2400
ARE|ALEXANDRIA RL EST EQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114152
ARE|ALEXANDRIA RL EST EQ|MNDX|TJM Investments, LLC|50
ARE|ALEXANDRIA RL EST EQ|MOTF|MOTIF INVESTING, INC.|18
ARE|ALEXANDRIA RL EST EQ|MSCO|MORGAN STANLEY & CO. LLC|669207
ARE|ALEXANDRIA RL EST EQ|MSPL|MORGAN STANLEY & CO. LLC|129500
ARE|ALEXANDRIA RL EST EQ|MSTX|MORGAN STANLEY & CO. LLC|16500
ARE|ALEXANDRIA RL EST EQ|NEUB|NEUBERGER BERMAN BD LLC|15
ARE|ALEXANDRIA RL EST EQ|NFSC|National Financial Services LLC|24359
ARE|ALEXANDRIA RL EST EQ|NITE|VIRTU Americas LLC|77808
ARE|ALEXANDRIA RL EST EQ|NITP|VIRTU Americas LLC|301
ARE|ALEXANDRIA RL EST EQ|NQRB|Brut, LLC|2278
ARE|ALEXANDRIA RL EST EQ|NTRC|Northern Trust Securities, Inc.|307
ARE|ALEXANDRIA RL EST EQ|OPCO|Oppenheimer & Co. Inc.|641
ARE|ALEXANDRIA RL EST EQ|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4325
ARE|ALEXANDRIA RL EST EQ|PDQM|CODA MARKETS, INC.|87111
ARE|ALEXANDRIA RL EST EQ|PHLY|NASDAQ Execution Services, LLC|200
ARE|ALEXANDRIA RL EST EQ|PNSR|Penserra Securities, LLC|33335
ARE|ALEXANDRIA RL EST EQ|PWJC|UBS Financial Services, Inc.|24
ARE|ALEXANDRIA RL EST EQ|QMSR|QUATTRO M SECURITIES INC.|1835
ARE|ALEXANDRIA RL EST EQ|RBCM|RBC CAPITAL MARKETS, LLC|1140
ARE|ALEXANDRIA RL EST EQ|SAGL|SAGETRADER, LLC|8033
ARE|ALEXANDRIA RL EST EQ|SBSH|Citigroup Global Markets Inc.|76130
ARE|ALEXANDRIA RL EST EQ|SCMC|Scotia Capital Markets (USA) Inc.|15200
ARE|ALEXANDRIA RL EST EQ|SGMT|GOLDMAN SACHS & CO. LLC|82438
ARE|ALEXANDRIA RL EST EQ|SOCO|Capital One Southcoast, Inc|48169
ARE|ALEXANDRIA RL EST EQ|SPDR|SPEEDROUTE LLC|68049
ARE|ALEXANDRIA RL EST EQ|SPHN|Stephens Inc.|443
ARE|ALEXANDRIA RL EST EQ|STFL|Stifel, Nicolaus & Company, Incorporated|62653
ARE|ALEXANDRIA RL EST EQ|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4023
ARE|ALEXANDRIA RL EST EQ|SWIM|TD Ameritrade, Inc.|952
ARE|ALEXANDRIA RL EST EQ|SWST|Hilltop Securities Inc.|2337
ARE|ALEXANDRIA RL EST EQ|TAGC|TELSEY ADVISORY GROUP LLC|300
ARE|ALEXANDRIA RL EST EQ|TKNG|ALLY INVEST SECURITIES LLC|373
ARE|ALEXANDRIA RL EST EQ|TRBT|Tradebot Systems, Inc.|93309
ARE|ALEXANDRIA RL EST EQ|TRCM|TRC MARKETS LLC|159442
ARE|ALEXANDRIA RL EST EQ|UBSA|UBS SECURITIES LLC|471974
ARE|ALEXANDRIA RL EST EQ|UBSS|UBS Securities LLC|743910
ARE|ALEXANDRIA RL EST EQ|VALX|VIRTU AMERICAS LLC|50620
ARE|ALEXANDRIA RL EST EQ|VGRD|Vanguard Marketing Corporation|1385
ARE|ALEXANDRIA RL EST EQ|WBPX|SUMMIT SECURITIES GROUP, LLC|2890
ARE|ALEXANDRIA RL EST EQ|WCHV|WELLS FARGO SECURITIES, LLC|40114
ARE|ALEXANDRIA RL EST EQ|WDNX|WEEDEN & CO.L.P.|9158
ARE|ALEXANDRIA RL EST EQ|WEDB|WEDBUSH SECURITIES INC.|1059
ARE|ALEXANDRIA RL EST EQ|WEED|Weeden & Co.L.P.|2241
ARE|ALEXANDRIA RL EST EQ|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8145
ARE|ALEXANDRIA RL EST EQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3336
ARE|ALEXANDRIA RL EST EQ|WLTH|WEALTHFRONT BROKERAGE CORPORATION|161
ARE|ALEXANDRIA RL EST EQ|WOLF|Wolfe Trahan Securities|14900
ARE|ALEXANDRIA RL EST EQ|WSAG|WALL STREET ACCESS|2480
ARE|ALEXANDRIA RL EST EQ|WSEA|WOLVERINE SECURITIES, LLC|1842
ARE|ALEXANDRIA RL EST EQ|XIST|INSTINET, LLC|94620
ARE|ALEXANDRIA RL EST EQ|XPQR|Jump Trading|5881
ARE|ALEXANDRIA RL EST EQ|XSTM|NATIONAL FINANCIAL SERVICES LLC|5960
ARE|ALEXANDRIA RL EST EQ|YKNA|COMHAR CAPITAL MARKETS, LLC|3821
ARE|ALEXANDRIA RL EST EQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1042
ARE$D|ALEXANDRIA RE 7% PFD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|290
ARE$D|ALEXANDRIA RE 7% PFD|DEAN|MORGAN STANLEY|6557
ARE$D|ALEXANDRIA RE 7% PFD|GSCS|GOLDMAN SACHS & CO. LLC|994
ARE$D|ALEXANDRIA RE 7% PFD|GSLT|GOLDMAN SACHS & CO. LLC|600
ARE$D|ALEXANDRIA RE 7% PFD|INCA|INSTINET, LLC|100
ARE$D|ALEXANDRIA RE 7% PFD|INJX|INSTINET, LLC|494
ARE$D|ALEXANDRIA RE 7% PFD|JEFF|JEFFERIES LLC|194
ARE$D|ALEXANDRIA RE 7% PFD|LIME|Lime Brokerage LLC|6
ARE$D|ALEXANDRIA RE 7% PFD|MSCO|MORGAN STANLEY & CO. LLC|706
ARE$D|ALEXANDRIA RE 7% PFD|MUFG|MUFG SECURITIES AMERICAS INC.|178600
ARE$D|ALEXANDRIA RE 7% PFD|NITE|VIRTU Americas LLC|311
ARE$D|ALEXANDRIA RE 7% PFD|OPCO|Oppenheimer & Co. Inc.|110
ARE$D|ALEXANDRIA RE 7% PFD|SPDR|SPEEDROUTE LLC|100
ARE$D|ALEXANDRIA RE 7% PFD|UBSA|UBS SECURITIES LLC|800
ARE$D|ALEXANDRIA RE 7% PFD|WCHV|WELLS FARGO SECURITIES, LLC|307
ARES|ARES MANAGEMENT L.P.|ALTX|Alternet Securities Inc.|1200
ARES|ARES MANAGEMENT L.P.|APCC|Apex Clearing Corporation|92
ARES|ARES MANAGEMENT L.P.|BATM|CBOE TRADING, INC.|2389
ARES|ARES MANAGEMENT L.P.|BERN|Sanford C. Bernstein & Co., LLC|149322
ARES|ARES MANAGEMENT L.P.|BIDS|BIDS TRADING L.P.|300
ARES|ARES MANAGEMENT L.P.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5956
ARES|ARES MANAGEMENT L.P.|BLKX|INSTINET, LLC|43000
ARES|ARES MANAGEMENT L.P.|BNKS|Fig Partners, LLC|2463
ARES|ARES MANAGEMENT L.P.|BYXM|CBOE TRADING, INC.|2
ARES|ARES MANAGEMENT L.P.|BZYD|GOLDMAN SACHS & CO. LLC|1300
ARES|ARES MANAGEMENT L.P.|CBLC|CITIGROUP GLOBAL MARKETS INC.|21000
ARES|ARES MANAGEMENT L.P.|CHAS|Charles Schwab & Co., Inc.|5
ARES|ARES MANAGEMENT L.P.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|137250
ARES|ARES MANAGEMENT L.P.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
ARES|ARES MANAGEMENT L.P.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|162008
ARES|ARES MANAGEMENT L.P.|CXCX|CITIGROUP GLOBAL MARKETS INC.|245366
ARES|ARES MANAGEMENT L.P.|DBAB|Deutsche Bank Securities Inc.|25800
ARES|ARES MANAGEMENT L.P.|DBAX|Deutsche Bank Securities Inc.|80900
ARES|ARES MANAGEMENT L.P.|DBUL|Deutsche Bank Securities Inc.|300
ARES|ARES MANAGEMENT L.P.|DEAN|MORGAN STANLEY|11990
ARES|ARES MANAGEMENT L.P.|DEGS|RONIN PROFESSIONAL LLC|1295
ARES|ARES MANAGEMENT L.P.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6767
ARES|ARES MANAGEMENT L.P.|EBXL|EBX LLC|119200
ARES|ARES MANAGEMENT L.P.|EDJO|Edward D. Jones & Co., L.P.|636
ARES|ARES MANAGEMENT L.P.|EGAM|CBOE TRADING, INC.|3484
ARES|ARES MANAGEMENT L.P.|EGMT|EG MARKET TECHNOLOGIES LLC|100
ARES|ARES MANAGEMENT L.P.|EGXM|CBOE TRADING, INC.|1607
ARES|ARES MANAGEMENT L.P.|EGXW|CBOE TRADING, INC.|200
ARES|ARES MANAGEMENT L.P.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|120
ARES|ARES MANAGEMENT L.P.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
ARES|ARES MANAGEMENT L.P.|ETRS|E*Trade Securities LLC|20549
ARES|ARES MANAGEMENT L.P.|FILL|Tradestation Securities, Inc.|500
ARES|ARES MANAGEMENT L.P.|FMAF|NBCN Inc./ CDS|1600
ARES|ARES MANAGEMENT L.P.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19421
ARES|ARES MANAGEMENT L.P.|FTBR|Foliofn Investments, Inc.|43
ARES|ARES MANAGEMENT L.P.|GLPX|ACS EXECUTION SERVICES, LLC|2261
ARES|ARES MANAGEMENT L.P.|GSCO|GOLDMAN SACHS & CO. LLC|56227
ARES|ARES MANAGEMENT L.P.|GSCS|GOLDMAN SACHS & CO. LLC|1900
ARES|ARES MANAGEMENT L.P.|GSLT|GOLDMAN SACHS & CO. LLC|897
ARES|ARES MANAGEMENT L.P.|GTSZ|GTS SECURITIES LLC|20423
ARES|ARES MANAGEMENT L.P.|HOVD|HOVDE GROUP, LLC|600
ARES|ARES MANAGEMENT L.P.|HRBF|American Enterprise Investment Services Inc.|801
ARES|ARES MANAGEMENT L.P.|IATS|INTERACTIVE BROKERS LLC|120
ARES|ARES MANAGEMENT L.P.|IBKR|Interactive Brokers Llc|5014
ARES|ARES MANAGEMENT L.P.|ICBX|INSTINET, LLC|35150
ARES|ARES MANAGEMENT L.P.|INCA|INSTINET, LLC|87795
ARES|ARES MANAGEMENT L.P.|INJX|INSTINET, LLC|913
ARES|ARES MANAGEMENT L.P.|ITGI|ITG Inc.|977
ARES|ARES MANAGEMENT L.P.|ITGP|ITG INC.|35400
ARES|ARES MANAGEMENT L.P.|JANY|Janney Montgomery Scott Inc.|2000
ARES|ARES MANAGEMENT L.P.|JEFF|JEFFERIES LLC|29700
ARES|ARES MANAGEMENT L.P.|JMPT|JUMP TRADING, LLC|2460
ARES|ARES MANAGEMENT L.P.|JPBX|J.P. MORGAN SECURITIES LLC|132
ARES|ARES MANAGEMENT L.P.|JPMX|J.P. Morgan Securities LLC|240996
ARES|ARES MANAGEMENT L.P.|JSJX|JANE STREET CAPITAL LLC|1970
ARES|ARES MANAGEMENT L.P.|KBWI|Keefe, Bruyette & Woods, Inc.|126427
ARES|ARES MANAGEMENT L.P.|KCGM|VIRTU Americas LLC|27405
ARES|ARES MANAGEMENT L.P.|LEHM|Barclays Capital Inc./Le|82749
ARES|ARES MANAGEMENT L.P.|LIME|Lime Brokerage LLC|21985
ARES|ARES MANAGEMENT L.P.|LQNA|LIQUIDNET, INC.|71400
ARES|ARES MANAGEMENT L.P.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|148376
ARES|ARES MANAGEMENT L.P.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1600
ARES|ARES MANAGEMENT L.P.|MSCO|MORGAN STANLEY & CO. LLC|228519
ARES|ARES MANAGEMENT L.P.|MSPL|MORGAN STANLEY & CO. LLC|129700
ARES|ARES MANAGEMENT L.P.|MSTX|MORGAN STANLEY & CO. LLC|17500
ARES|ARES MANAGEMENT L.P.|NFSC|National Financial Services LLC|69372
ARES|ARES MANAGEMENT L.P.|NITE|VIRTU Americas LLC|268635
ARES|ARES MANAGEMENT L.P.|NITP|VIRTU Americas LLC|1500
ARES|ARES MANAGEMENT L.P.|NQRB|Brut, LLC|106
ARES|ARES MANAGEMENT L.P.|NTBF|BMO Nesbitt Burns Inc./CDS|1425
ARES|ARES MANAGEMENT L.P.|OPCO|Oppenheimer & Co. Inc.|9013
ARES|ARES MANAGEMENT L.P.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2204
ARES|ARES MANAGEMENT L.P.|PDQM|CODA MARKETS, INC.|18761
ARES|ARES MANAGEMENT L.P.|PHLY|NASDAQ Execution Services, LLC|11000
ARES|ARES MANAGEMENT L.P.|PWJC|UBS Financial Services, Inc.|17909
ARES|ARES MANAGEMENT L.P.|RBCM|RBC CAPITAL MARKETS, LLC|9426
ARES|ARES MANAGEMENT L.P.|RHCO|Suntrust Robinson Humphrey, Inc.|11886
ARES|ARES MANAGEMENT L.P.|SAGL|SAGETRADER, LLC|200
ARES|ARES MANAGEMENT L.P.|SBSH|Citigroup Global Markets Inc.|6698
ARES|ARES MANAGEMENT L.P.|SEIC|SEI Investments Distribution Co.|200
ARES|ARES MANAGEMENT L.P.|SGMT|GOLDMAN SACHS & CO. LLC|56438
ARES|ARES MANAGEMENT L.P.|SPDR|SPEEDROUTE LLC|2800
ARES|ARES MANAGEMENT L.P.|STFL|Stifel, Nicolaus & Company, Incorporated|11883
ARES|ARES MANAGEMENT L.P.|SWIM|TD Ameritrade, Inc.|2753
ARES|ARES MANAGEMENT L.P.|TKNG|ALLY INVEST SECURITIES LLC|291
ARES|ARES MANAGEMENT L.P.|TRBT|Tradebot Systems, Inc.|2775
ARES|ARES MANAGEMENT L.P.|TRCM|TRC MARKETS LLC|1593
ARES|ARES MANAGEMENT L.P.|TWTT|TASTYWORKS, INC.|1900
ARES|ARES MANAGEMENT L.P.|UBSA|UBS SECURITIES LLC|346256
ARES|ARES MANAGEMENT L.P.|UBSS|UBS Securities LLC|243652
ARES|ARES MANAGEMENT L.P.|VALX|VIRTU AMERICAS LLC|5262
ARES|ARES MANAGEMENT L.P.|VFIN|National Securities Corporation|459
ARES|ARES MANAGEMENT L.P.|VGRD|Vanguard Marketing Corporation|2990
ARES|ARES MANAGEMENT L.P.|WCHV|WELLS FARGO SECURITIES, LLC|304429
ARES|ARES MANAGEMENT L.P.|WEED|Weeden & Co.L.P.|800
ARES|ARES MANAGEMENT L.P.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1433
ARES|ARES MANAGEMENT L.P.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8141
ARES|ARES MANAGEMENT L.P.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|100
ARES|ARES MANAGEMENT L.P.|WSEA|WOLVERINE SECURITIES, LLC|7260
ARES|ARES MANAGEMENT L.P.|XIST|INSTINET, LLC|9000
ARES|ARES MANAGEMENT L.P.|XPQR|Jump Trading|200
ARES|ARES MANAGEMENT L.P.|XSTM|NATIONAL FINANCIAL SERVICES LLC|57682
ARES|ARES MANAGEMENT L.P.|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ARES|ARES MANAGEMENT L.P.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4347
ARES$A|ARES MGNT 7% SER A|BATM|CBOE TRADING, INC.|200
ARES$A|ARES MGNT 7% SER A|BBNT|BB&T SECURITIES, LLC|2484
ARES$A|ARES MGNT 7% SER A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|722
ARES$A|ARES MGNT 7% SER A|BTIG|BTIG, LLC|167
ARES$A|ARES MGNT 7% SER A|CABR|Cabrera Capital Markets, Inc.|400
ARES$A|ARES MGNT 7% SER A|CANT|Cantor Fitzgerald & Co.|48000
ARES$A|ARES MGNT 7% SER A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2387
ARES$A|ARES MGNT 7% SER A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11434
ARES$A|ARES MGNT 7% SER A|CXCX|CITIGROUP GLOBAL MARKETS INC.|894
ARES$A|ARES MGNT 7% SER A|DBAX|Deutsche Bank Securities Inc.|7800
ARES$A|ARES MGNT 7% SER A|DEAN|MORGAN STANLEY|4880
ARES$A|ARES MGNT 7% SER A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|307
ARES$A|ARES MGNT 7% SER A|EBXL|EBX LLC|2500
ARES$A|ARES MGNT 7% SER A|EDJO|Edward D. Jones & Co., L.P.|80
ARES$A|ARES MGNT 7% SER A|EGAM|CBOE TRADING, INC.|200
ARES$A|ARES MGNT 7% SER A|ESPO|ESPOSITO SECURITIES, LLC|27
ARES$A|ARES MGNT 7% SER A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|122
ARES$A|ARES MGNT 7% SER A|GLPX|ACS EXECUTION SERVICES, LLC|548
ARES$A|ARES MGNT 7% SER A|GSCO|GOLDMAN SACHS & CO. LLC|8600
ARES$A|ARES MGNT 7% SER A|GTSZ|GTS SECURITIES LLC|1334
ARES$A|ARES MGNT 7% SER A|HRBF|American Enterprise Investment Services Inc.|400
ARES$A|ARES MGNT 7% SER A|IBKR|Interactive Brokers Llc|400
ARES$A|ARES MGNT 7% SER A|ICBX|INSTINET, LLC|2500
ARES$A|ARES MGNT 7% SER A|INCA|INSTINET, LLC|100
ARES$A|ARES MGNT 7% SER A|INJX|INSTINET, LLC|200
ARES$A|ARES MGNT 7% SER A|ITGP|ITG INC.|200
ARES$A|ARES MGNT 7% SER A|JEFF|JEFFERIES LLC|2900
ARES$A|ARES MGNT 7% SER A|JPMX|J.P. Morgan Securities LLC|3000
ARES$A|ARES MGNT 7% SER A|JSEB|JANE STREET EXECUTION SERVICES, LLC|688
ARES$A|ARES MGNT 7% SER A|JSJX|JANE STREET CAPITAL LLC|100
ARES$A|ARES MGNT 7% SER A|KCGM|VIRTU Americas LLC|201
ARES$A|ARES MGNT 7% SER A|LEHM|Barclays Capital Inc./Le|8400
ARES$A|ARES MGNT 7% SER A|LIME|Lime Brokerage LLC|1103
ARES$A|ARES MGNT 7% SER A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
ARES$A|ARES MGNT 7% SER A|MSCO|MORGAN STANLEY & CO. LLC|13590
ARES$A|ARES MGNT 7% SER A|MSPL|MORGAN STANLEY & CO. LLC|200
ARES$A|ARES MGNT 7% SER A|NATL|National Securities Corporation|500
ARES$A|ARES MGNT 7% SER A|NFSC|National Financial Services LLC|12521
ARES$A|ARES MGNT 7% SER A|NITE|VIRTU Americas LLC|26677
ARES$A|ARES MGNT 7% SER A|NQRB|Brut, LLC|720
ARES$A|ARES MGNT 7% SER A|OLDM|OLD MISSION CAPITAL, LLC|700
ARES$A|ARES MGNT 7% SER A|PDQM|CODA MARKETS, INC.|548
ARES$A|ARES MGNT 7% SER A|PWJC|UBS Financial Services, Inc.|1780
ARES$A|ARES MGNT 7% SER A|RBCM|RBC CAPITAL MARKETS, LLC|6073
ARES$A|ARES MGNT 7% SER A|SBSH|Citigroup Global Markets Inc.|2600
ARES$A|ARES MGNT 7% SER A|SGMT|GOLDMAN SACHS & CO. LLC|3800
ARES$A|ARES MGNT 7% SER A|SPDR|SPEEDROUTE LLC|900
ARES$A|ARES MGNT 7% SER A|STFL|Stifel, Nicolaus & Company, Incorporated|4
ARES$A|ARES MGNT 7% SER A|SWST|Hilltop Securities Inc.|200
ARES$A|ARES MGNT 7% SER A|TRBT|Tradebot Systems, Inc.|2031
ARES$A|ARES MGNT 7% SER A|UBSA|UBS SECURITIES LLC|6050
ARES$A|ARES MGNT 7% SER A|UBSS|UBS Securities LLC|13931
ARES$A|ARES MGNT 7% SER A|VGRD|Vanguard Marketing Corporation|1163
ARES$A|ARES MGNT 7% SER A|WBLR|WILLIAM BLAIR|827
ARES$A|ARES MGNT 7% SER A|WCHV|WELLS FARGO SECURITIES, LLC|12945
ARES$A|ARES MGNT 7% SER A|WEDB|WEDBUSH SECURITIES INC.|300
ARES$A|ARES MGNT 7% SER A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|182
ARES$A|ARES MGNT 7% SER A|XSTM|NATIONAL FINANCIAL SERVICES LLC|870
ARES$A|ARES MGNT 7% SER A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
AREX|APPROACH RES. INC.|APCC|Apex Clearing Corporation|34287
AREX|APPROACH RES. INC.|BANK|Primevest Financial Services, Inc.|30
AREX|APPROACH RES. INC.|BATM|CBOE TRADING, INC.|817
AREX|APPROACH RES. INC.|BERN|Sanford C. Bernstein & Co., LLC|1117
AREX|APPROACH RES. INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3000
AREX|APPROACH RES. INC.|BMOC|BMO Capital Markets Corp.|7021
AREX|APPROACH RES. INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4616
AREX|APPROACH RES. INC.|BTIG|BTIG, LLC|4857
AREX|APPROACH RES. INC.|BYXM|CBOE TRADING, INC.|110
AREX|APPROACH RES. INC.|CANT|Cantor Fitzgerald & Co.|1655
AREX|APPROACH RES. INC.|CHAS|Charles Schwab & Co., Inc.|2428
AREX|APPROACH RES. INC.|CIST|Capital Institutional Services, Inc.|400
AREX|APPROACH RES. INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19735
AREX|APPROACH RES. INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4100
AREX|APPROACH RES. INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93735
AREX|APPROACH RES. INC.|CTDL|Citadel Derivatives Group Llc|31997
AREX|APPROACH RES. INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15842
AREX|APPROACH RES. INC.|DADA|D.A. Davidson & Co.|1425
AREX|APPROACH RES. INC.|DBAB|Deutsche Bank Securities Inc.|137456
AREX|APPROACH RES. INC.|DBAX|Deutsche Bank Securities Inc.|30300
AREX|APPROACH RES. INC.|DEAN|MORGAN STANLEY|115058
AREX|APPROACH RES. INC.|DEGS|RONIN PROFESSIONAL LLC|43555
AREX|APPROACH RES. INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|55863
AREX|APPROACH RES. INC.|EBXL|EBX LLC|39300
AREX|APPROACH RES. INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3623
AREX|APPROACH RES. INC.|EDJO|Edward D. Jones & Co., L.P.|500
AREX|APPROACH RES. INC.|EGAM|CBOE TRADING, INC.|1770
AREX|APPROACH RES. INC.|EGXM|CBOE TRADING, INC.|11323
AREX|APPROACH RES. INC.|ETBE|Electronic Transaction Clearing, Inc.|13153
AREX|APPROACH RES. INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3600
AREX|APPROACH RES. INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3484
AREX|APPROACH RES. INC.|ETRS|E*Trade Securities LLC|703197
AREX|APPROACH RES. INC.|FBCO|Credit Suisse Securities (USA) LLC|220743
AREX|APPROACH RES. INC.|FILL|Tradestation Securities, Inc.|2557
AREX|APPROACH RES. INC.|FMAF|NBCN Inc./ CDS|9300
AREX|APPROACH RES. INC.|FOMA|TD AMERITRADE CLEARING, INC.|1066574
AREX|APPROACH RES. INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7345
AREX|APPROACH RES. INC.|FTBR|Foliofn Investments, Inc.|223341
AREX|APPROACH RES. INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|18012
AREX|APPROACH RES. INC.|GLPX|ACS EXECUTION SERVICES, LLC|6921
AREX|APPROACH RES. INC.|GSCO|GOLDMAN SACHS & CO. LLC|213849
AREX|APPROACH RES. INC.|GSCS|GOLDMAN SACHS & CO. LLC|9326
AREX|APPROACH RES. INC.|GSLT|GOLDMAN SACHS & CO. LLC|4100
AREX|APPROACH RES. INC.|GTSZ|GTS SECURITIES LLC|6597
AREX|APPROACH RES. INC.|HRBF|American Enterprise Investment Services Inc.|8000
AREX|APPROACH RES. INC.|HSBC|HSBC Securities, Inc.|400
AREX|APPROACH RES. INC.|IATS|INTERACTIVE BROKERS LLC|27418
AREX|APPROACH RES. INC.|IBKR|Interactive Brokers Llc|325183
AREX|APPROACH RES. INC.|ICBX|INSTINET, LLC|25200
AREX|APPROACH RES. INC.|IEQY|CITADEL SECURITIES LLC|23331
AREX|APPROACH RES. INC.|INCA|INSTINET, LLC|54702
AREX|APPROACH RES. INC.|INJX|INSTINET, LLC|2252
AREX|APPROACH RES. INC.|ITGI|ITG Inc.|23970
AREX|APPROACH RES. INC.|ITGP|ITG INC.|24000
AREX|APPROACH RES. INC.|JANY|Janney Montgomery Scott Inc.|5124
AREX|APPROACH RES. INC.|JEFF|JEFFERIES LLC|21909
AREX|APPROACH RES. INC.|JMPT|JUMP TRADING, LLC|320
AREX|APPROACH RES. INC.|JONE|JonesTrading|2900
AREX|APPROACH RES. INC.|JPBX|J.P. MORGAN SECURITIES LLC|400
AREX|APPROACH RES. INC.|JPMX|J.P. Morgan Securities LLC|103640
AREX|APPROACH RES. INC.|JSJX|JANE STREET CAPITAL LLC|21767
AREX|APPROACH RES. INC.|KCGM|VIRTU Americas LLC|25806
AREX|APPROACH RES. INC.|LEHM|Barclays Capital Inc./Le|275011
AREX|APPROACH RES. INC.|LIME|Lime Brokerage LLC|90413
AREX|APPROACH RES. INC.|LMGP|LIME BROKERAGE LLC|40558
AREX|APPROACH RES. INC.|LSCI|Lek Securities Corporation|2016
AREX|APPROACH RES. INC.|MAXM|Maxim Group LLC|4452
AREX|APPROACH RES. INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83206
AREX|APPROACH RES. INC.|MOTF|MOTIF INVESTING, INC.|3
AREX|APPROACH RES. INC.|MSCO|MORGAN STANLEY & CO. LLC|924910
AREX|APPROACH RES. INC.|MSPL|MORGAN STANLEY & CO. LLC|149900
AREX|APPROACH RES. INC.|MSTX|MORGAN STANLEY & CO. LLC|1100
AREX|APPROACH RES. INC.|NEED|Needham & Company, LLC|1100
AREX|APPROACH RES. INC.|NFSC|National Financial Services LLC|694033
AREX|APPROACH RES. INC.|NITE|VIRTU Americas LLC|1470001
AREX|APPROACH RES. INC.|NITP|VIRTU Americas LLC|7500
AREX|APPROACH RES. INC.|NQRB|Brut, LLC|600
AREX|APPROACH RES. INC.|OPCO|Oppenheimer & Co. Inc.|48094
AREX|APPROACH RES. INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2760
AREX|APPROACH RES. INC.|PCPT|PHILLIP CAPITAL INC.|120
AREX|APPROACH RES. INC.|PDQM|CODA MARKETS, INC.|20135
AREX|APPROACH RES. INC.|PWJC|UBS Financial Services, Inc.|15000
AREX|APPROACH RES. INC.|RAJA|Raymond James & Associates, Inc.|14625
AREX|APPROACH RES. INC.|RBCM|RBC CAPITAL MARKETS, LLC|2828
AREX|APPROACH RES. INC.|RHCO|Suntrust Robinson Humphrey, Inc.|4900
AREX|APPROACH RES. INC.|SBSH|Citigroup Global Markets Inc.|46819
AREX|APPROACH RES. INC.|SGMT|GOLDMAN SACHS & CO. LLC|60191
AREX|APPROACH RES. INC.|SPDR|SPEEDROUTE LLC|10184
AREX|APPROACH RES. INC.|SWIM|TD Ameritrade, Inc.|300895
AREX|APPROACH RES. INC.|SWST|Hilltop Securities Inc.|45
AREX|APPROACH RES. INC.|TKNG|ALLY INVEST SECURITIES LLC|25599
AREX|APPROACH RES. INC.|TRCM|TRC MARKETS LLC|2740
AREX|APPROACH RES. INC.|UBSA|UBS SECURITIES LLC|184889
AREX|APPROACH RES. INC.|UBSS|UBS Securities LLC|260660
AREX|APPROACH RES. INC.|VALX|VIRTU AMERICAS LLC|5469
AREX|APPROACH RES. INC.|VGRD|Vanguard Marketing Corporation|37768
AREX|APPROACH RES. INC.|VSIN|Vision Financial Markets Llc|50
AREX|APPROACH RES. INC.|WCHV|WELLS FARGO SECURITIES, LLC|51620
AREX|APPROACH RES. INC.|WDNX|WEEDEN & CO.L.P.|68600
AREX|APPROACH RES. INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31054
AREX|APPROACH RES. INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7575
AREX|APPROACH RES. INC.|WGIF|CIBC World Markets Inc.|4208
AREX|APPROACH RES. INC.|WSEA|WOLVERINE SECURITIES, LLC|29167
AREX|APPROACH RES. INC.|XPQR|Jump Trading|1200
AREX|APPROACH RES. INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14400
ARGD|ARGO GRP ITL SNR NTS|APCC|Apex Clearing Corporation|100
ARGD|ARGO GRP ITL SNR NTS|BANK|Primevest Financial Services, Inc.|1770
ARGD|ARGO GRP ITL SNR NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|150
ARGD|ARGO GRP ITL SNR NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ARGD|ARGO GRP ITL SNR NTS|DBAX|Deutsche Bank Securities Inc.|500
ARGD|ARGO GRP ITL SNR NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|503
ARGD|ARGO GRP ITL SNR NTS|EBXL|EBX LLC|400
ARGD|ARGO GRP ITL SNR NTS|EDJO|Edward D. Jones & Co., L.P.|115
ARGD|ARGO GRP ITL SNR NTS|ETRS|E*Trade Securities LLC|43
ARGD|ARGO GRP ITL SNR NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88
ARGD|ARGO GRP ITL SNR NTS|GSCO|GOLDMAN SACHS & CO. LLC|200
ARGD|ARGO GRP ITL SNR NTS|HRBF|American Enterprise Investment Services Inc.|1
ARGD|ARGO GRP ITL SNR NTS|IATS|INTERACTIVE BROKERS LLC|10
ARGD|ARGO GRP ITL SNR NTS|IBKR|Interactive Brokers Llc|178
ARGD|ARGO GRP ITL SNR NTS|ITGI|ITG Inc.|700
ARGD|ARGO GRP ITL SNR NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|320
ARGD|ARGO GRP ITL SNR NTS|KCGM|VIRTU Americas LLC|100
ARGD|ARGO GRP ITL SNR NTS|LEHM|Barclays Capital Inc./Le|200
ARGD|ARGO GRP ITL SNR NTS|LIME|Lime Brokerage LLC|83
ARGD|ARGO GRP ITL SNR NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ARGD|ARGO GRP ITL SNR NTS|NFSC|National Financial Services LLC|1540
ARGD|ARGO GRP ITL SNR NTS|NITE|VIRTU Americas LLC|10756
ARGD|ARGO GRP ITL SNR NTS|PCPT|PHILLIP CAPITAL INC.|1139
ARGD|ARGO GRP ITL SNR NTS|SBSH|Citigroup Global Markets Inc.|800
ARGD|ARGO GRP ITL SNR NTS|SGMT|GOLDMAN SACHS & CO. LLC|200
ARGD|ARGO GRP ITL SNR NTS|SPDR|SPEEDROUTE LLC|300
ARGD|ARGO GRP ITL SNR NTS|UBSA|UBS SECURITIES LLC|602
ARGD|ARGO GRP ITL SNR NTS|UBSS|UBS Securities LLC|5395
ARGD|ARGO GRP ITL SNR NTS|VGRD|Vanguard Marketing Corporation|200
ARGD|ARGO GRP ITL SNR NTS|WCHV|WELLS FARGO SECURITIES, LLC|12536
ARGD|ARGO GRP ITL SNR NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|89
ARGD|ARGO GRP ITL SNR NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|920
ARGO|ARGO GROUP INTL HLDS|ALTX|Alternet Securities Inc.|1004
ARGO|ARGO GROUP INTL HLDS|ANOS|ABEL/NOSER, L.L.C.|100
ARGO|ARGO GROUP INTL HLDS|APCC|Apex Clearing Corporation|219
ARGO|ARGO GROUP INTL HLDS|AQUA|AQUA SECURITIES L.P.|3400
ARGO|ARGO GROUP INTL HLDS|BANK|Primevest Financial Services, Inc.|1
ARGO|ARGO GROUP INTL HLDS|BARD|Robert W. Baird & Co. Incorporated|2523
ARGO|ARGO GROUP INTL HLDS|BATM|CBOE TRADING, INC.|880
ARGO|ARGO GROUP INTL HLDS|BERN|Sanford C. Bernstein & Co., LLC|2171
ARGO|ARGO GROUP INTL HLDS|BIMI|Banca IMI Securities Corp.|120
ARGO|ARGO GROUP INTL HLDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|555
ARGO|ARGO GROUP INTL HLDS|BLKX|INSTINET, LLC|6970
ARGO|ARGO GROUP INTL HLDS|BNPX|BNP PARIBAS SECURITIES CORP.|9072
ARGO|ARGO GROUP INTL HLDS|BYXM|CBOE TRADING, INC.|400
ARGO|ARGO GROUP INTL HLDS|BZYD|GOLDMAN SACHS & CO. LLC|948
ARGO|ARGO GROUP INTL HLDS|CANT|Cantor Fitzgerald & Co.|600
ARGO|ARGO GROUP INTL HLDS|CIST|Capital Institutional Services, Inc.|110
ARGO|ARGO GROUP INTL HLDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33132
ARGO|ARGO GROUP INTL HLDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ARGO|ARGO GROUP INTL HLDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35350
ARGO|ARGO GROUP INTL HLDS|CTDL|Citadel Derivatives Group Llc|698
ARGO|ARGO GROUP INTL HLDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7274
ARGO|ARGO GROUP INTL HLDS|DAVA|Davenport & Company LLC|18
ARGO|ARGO GROUP INTL HLDS|DBAB|Deutsche Bank Securities Inc.|16415
ARGO|ARGO GROUP INTL HLDS|DBAX|Deutsche Bank Securities Inc.|23400
ARGO|ARGO GROUP INTL HLDS|DBUL|Deutsche Bank Securities Inc.|200
ARGO|ARGO GROUP INTL HLDS|DEAN|MORGAN STANLEY|314
ARGO|ARGO GROUP INTL HLDS|DEGS|RONIN PROFESSIONAL LLC|100
ARGO|ARGO GROUP INTL HLDS|EBXL|EBX LLC|20100
ARGO|ARGO GROUP INTL HLDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|8635
ARGO|ARGO GROUP INTL HLDS|EDJO|Edward D. Jones & Co., L.P.|43
ARGO|ARGO GROUP INTL HLDS|EGAM|CBOE TRADING, INC.|658
ARGO|ARGO GROUP INTL HLDS|EGMT|EG MARKET TECHNOLOGIES LLC|501
ARGO|ARGO GROUP INTL HLDS|EGXM|CBOE TRADING, INC.|402
ARGO|ARGO GROUP INTL HLDS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1279
ARGO|ARGO GROUP INTL HLDS|ETRS|E*Trade Securities LLC|16508
ARGO|ARGO GROUP INTL HLDS|FBSB|U.S. Bancorp Investments, Inc.|17
ARGO|ARGO GROUP INTL HLDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13682
ARGO|ARGO GROUP INTL HLDS|FTBR|Foliofn Investments, Inc.|2554
ARGO|ARGO GROUP INTL HLDS|GLPX|ACS EXECUTION SERVICES, LLC|2703
ARGO|ARGO GROUP INTL HLDS|GSCO|GOLDMAN SACHS & CO. LLC|82199
ARGO|ARGO GROUP INTL HLDS|GSCS|GOLDMAN SACHS & CO. LLC|757
ARGO|ARGO GROUP INTL HLDS|GSLT|GOLDMAN SACHS & CO. LLC|394
ARGO|ARGO GROUP INTL HLDS|GTSZ|GTS SECURITIES LLC|6381
ARGO|ARGO GROUP INTL HLDS|HRBF|American Enterprise Investment Services Inc.|1128
ARGO|ARGO GROUP INTL HLDS|HSBC|HSBC Securities, Inc.|300
ARGO|ARGO GROUP INTL HLDS|IATS|INTERACTIVE BROKERS LLC|153
ARGO|ARGO GROUP INTL HLDS|IBKR|Interactive Brokers Llc|1514
ARGO|ARGO GROUP INTL HLDS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
ARGO|ARGO GROUP INTL HLDS|ICBX|INSTINET, LLC|17770
ARGO|ARGO GROUP INTL HLDS|IEQY|CITADEL SECURITIES LLC|4709
ARGO|ARGO GROUP INTL HLDS|INCA|INSTINET, LLC|34017
ARGO|ARGO GROUP INTL HLDS|INJX|INSTINET, LLC|537
ARGO|ARGO GROUP INTL HLDS|ITGI|ITG Inc.|17065
ARGO|ARGO GROUP INTL HLDS|ITGP|ITG INC.|31000
ARGO|ARGO GROUP INTL HLDS|JANY|Janney Montgomery Scott Inc.|17
ARGO|ARGO GROUP INTL HLDS|JEFF|JEFFERIES LLC|10278
ARGO|ARGO GROUP INTL HLDS|JMPT|JUMP TRADING, LLC|4213
ARGO|ARGO GROUP INTL HLDS|JPBX|J.P. MORGAN SECURITIES LLC|8396
ARGO|ARGO GROUP INTL HLDS|JPMX|J.P. Morgan Securities LLC|62246
ARGO|ARGO GROUP INTL HLDS|JSJX|JANE STREET CAPITAL LLC|2327
ARGO|ARGO GROUP INTL HLDS|KCGM|VIRTU Americas LLC|6577
ARGO|ARGO GROUP INTL HLDS|KING|C. L. King & Associates, Inc.|195
ARGO|ARGO GROUP INTL HLDS|LEHM|Barclays Capital Inc./Le|31759
ARGO|ARGO GROUP INTL HLDS|LIME|Lime Brokerage LLC|10747
ARGO|ARGO GROUP INTL HLDS|LOOP|Loop Capital Markets LLC|644
ARGO|ARGO GROUP INTL HLDS|LQNA|LIQUIDNET, INC.|5700
ARGO|ARGO GROUP INTL HLDS|LQNB|LIQUIDNET, INC.|3400
ARGO|ARGO GROUP INTL HLDS|MACQ|Macquarie Capital (USA) Inc.|4100
ARGO|ARGO GROUP INTL HLDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27914
ARGO|ARGO GROUP INTL HLDS|MSCO|MORGAN STANLEY & CO. LLC|57298
ARGO|ARGO GROUP INTL HLDS|MSPL|MORGAN STANLEY & CO. LLC|39700
ARGO|ARGO GROUP INTL HLDS|MSTX|MORGAN STANLEY & CO. LLC|4200
ARGO|ARGO GROUP INTL HLDS|NFSC|National Financial Services LLC|7261
ARGO|ARGO GROUP INTL HLDS|NITE|VIRTU Americas LLC|44640
ARGO|ARGO GROUP INTL HLDS|NQRB|Brut, LLC|700
ARGO|ARGO GROUP INTL HLDS|NTRC|Northern Trust Securities, Inc.|497
ARGO|ARGO GROUP INTL HLDS|PDQM|CODA MARKETS, INC.|696
ARGO|ARGO GROUP INTL HLDS|RBCM|RBC CAPITAL MARKETS, LLC|127
ARGO|ARGO GROUP INTL HLDS|SBSH|Citigroup Global Markets Inc.|18076
ARGO|ARGO GROUP INTL HLDS|SGMT|GOLDMAN SACHS & CO. LLC|15107
ARGO|ARGO GROUP INTL HLDS|SOGO|Wang Investment Associates, Inc.|400
ARGO|ARGO GROUP INTL HLDS|SPDR|SPEEDROUTE LLC|900
ARGO|ARGO GROUP INTL HLDS|SPTD|MINT GLOBAL MARKETS, INC.|544
ARGO|ARGO GROUP INTL HLDS|SSBS|STATE STREET GLOBAL MARKETS, LLC|25094
ARGO|ARGO GROUP INTL HLDS|STFL|Stifel, Nicolaus & Company, Incorporated|710
ARGO|ARGO GROUP INTL HLDS|TRCM|TRC MARKETS LLC|616
ARGO|ARGO GROUP INTL HLDS|UBSA|UBS SECURITIES LLC|79714
ARGO|ARGO GROUP INTL HLDS|UBSS|UBS Securities LLC|61413
ARGO|ARGO GROUP INTL HLDS|VALX|VIRTU AMERICAS LLC|1045
ARGO|ARGO GROUP INTL HLDS|VGRD|Vanguard Marketing Corporation|77
ARGO|ARGO GROUP INTL HLDS|WCHV|WELLS FARGO SECURITIES, LLC|9393
ARGO|ARGO GROUP INTL HLDS|WEED|Weeden & Co.L.P.|100
ARGO|ARGO GROUP INTL HLDS|WSEA|WOLVERINE SECURITIES, LLC|133
ARGO|ARGO GROUP INTL HLDS|XIST|INSTINET, LLC|11800
ARGO|ARGO GROUP INTL HLDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3052
ARGO|ARGO GROUP INTL HLDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27
ARGT|GLOBAL X MSCI ARGNTN|ADAM|CANACCORD GENUITY INC.|300
ARGT|GLOBAL X MSCI ARGNTN|ALTX|Alternet Securities Inc.|1707
ARGT|GLOBAL X MSCI ARGNTN|APCC|Apex Clearing Corporation|37
ARGT|GLOBAL X MSCI ARGNTN|BATM|CBOE TRADING, INC.|9728
ARGT|GLOBAL X MSCI ARGNTN|BAYT|BTIG, LLC|296
ARGT|GLOBAL X MSCI ARGNTN|BIMI|Banca IMI Securities Corp.|50
ARGT|GLOBAL X MSCI ARGNTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|420
ARGT|GLOBAL X MSCI ARGNTN|BYXM|CBOE TRADING, INC.|1489
ARGT|GLOBAL X MSCI ARGNTN|CANT|Cantor Fitzgerald & Co.|177415
ARGT|GLOBAL X MSCI ARGNTN|CBLC|CITIGROUP GLOBAL MARKETS INC.|25400
ARGT|GLOBAL X MSCI ARGNTN|CHAS|Charles Schwab & Co., Inc.|20
ARGT|GLOBAL X MSCI ARGNTN|CIST|Capital Institutional Services, Inc.|527
ARGT|GLOBAL X MSCI ARGNTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115911
ARGT|GLOBAL X MSCI ARGNTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3500
ARGT|GLOBAL X MSCI ARGNTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52422
ARGT|GLOBAL X MSCI ARGNTN|CSIN|Citadel Securities Institutional LLC|33853
ARGT|GLOBAL X MSCI ARGNTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|23600
ARGT|GLOBAL X MSCI ARGNTN|DBAB|Deutsche Bank Securities Inc.|2155
ARGT|GLOBAL X MSCI ARGNTN|DBAX|Deutsche Bank Securities Inc.|63200
ARGT|GLOBAL X MSCI ARGNTN|DEAN|MORGAN STANLEY|235
ARGT|GLOBAL X MSCI ARGNTN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5300
ARGT|GLOBAL X MSCI ARGNTN|EBXL|EBX LLC|76500
ARGT|GLOBAL X MSCI ARGNTN|ECUT|CONVERGEX EXECUTION SOLUTIONS|25593
ARGT|GLOBAL X MSCI ARGNTN|EGAM|CBOE TRADING, INC.|7060
ARGT|GLOBAL X MSCI ARGNTN|EGAW|CBOE TRADING, INC.|165
ARGT|GLOBAL X MSCI ARGNTN|EGXM|CBOE TRADING, INC.|24194
ARGT|GLOBAL X MSCI ARGNTN|EGXW|CBOE TRADING, INC.|400
ARGT|GLOBAL X MSCI ARGNTN|ESPO|ESPOSITO SECURITIES, LLC|900
ARGT|GLOBAL X MSCI ARGNTN|ETBE|Electronic Transaction Clearing, Inc.|1500
ARGT|GLOBAL X MSCI ARGNTN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|13000
ARGT|GLOBAL X MSCI ARGNTN|ETRS|E*Trade Securities LLC|41173
ARGT|GLOBAL X MSCI ARGNTN|FILL|Tradestation Securities, Inc.|302
ARGT|GLOBAL X MSCI ARGNTN|FLTU|FLOW TRADERS US LLC|885
ARGT|GLOBAL X MSCI ARGNTN|FMAF|NBCN Inc./ CDS|61
ARGT|GLOBAL X MSCI ARGNTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8103
ARGT|GLOBAL X MSCI ARGNTN|FTBR|Foliofn Investments, Inc.|684
ARGT|GLOBAL X MSCI ARGNTN|GEBB|GLOBAL EXECUTION BROKERS, LP|700
ARGT|GLOBAL X MSCI ARGNTN|GLIS|TD Securities Inc|536
ARGT|GLOBAL X MSCI ARGNTN|GLPX|ACS EXECUTION SERVICES, LLC|29245
ARGT|GLOBAL X MSCI ARGNTN|GSCO|GOLDMAN SACHS & CO. LLC|1860
ARGT|GLOBAL X MSCI ARGNTN|GSCS|GOLDMAN SACHS & CO. LLC|1772
ARGT|GLOBAL X MSCI ARGNTN|GSLT|GOLDMAN SACHS & CO. LLC|1600
ARGT|GLOBAL X MSCI ARGNTN|GTSZ|GTS SECURITIES LLC|5200
ARGT|GLOBAL X MSCI ARGNTN|HRBF|American Enterprise Investment Services Inc.|100
ARGT|GLOBAL X MSCI ARGNTN|IATS|INTERACTIVE BROKERS LLC|13427
ARGT|GLOBAL X MSCI ARGNTN|IBKR|Interactive Brokers Llc|62572
ARGT|GLOBAL X MSCI ARGNTN|ICBX|INSTINET, LLC|50869
ARGT|GLOBAL X MSCI ARGNTN|INCA|INSTINET, LLC|83027
ARGT|GLOBAL X MSCI ARGNTN|INJX|INSTINET, LLC|800
ARGT|GLOBAL X MSCI ARGNTN|ITGI|ITG Inc.|9909
ARGT|GLOBAL X MSCI ARGNTN|ITGP|ITG INC.|7600
ARGT|GLOBAL X MSCI ARGNTN|JANY|Janney Montgomery Scott Inc.|205
ARGT|GLOBAL X MSCI ARGNTN|JEFF|JEFFERIES LLC|2660
ARGT|GLOBAL X MSCI ARGNTN|JMPT|JUMP TRADING, LLC|505
ARGT|GLOBAL X MSCI ARGNTN|JPMX|J.P. Morgan Securities LLC|41294
ARGT|GLOBAL X MSCI ARGNTN|JSJX|JANE STREET CAPITAL LLC|176567
ARGT|GLOBAL X MSCI ARGNTN|KCGM|VIRTU Americas LLC|18080
ARGT|GLOBAL X MSCI ARGNTN|LEHM|Barclays Capital Inc./Le|50500
ARGT|GLOBAL X MSCI ARGNTN|LIME|Lime Brokerage LLC|33531
ARGT|GLOBAL X MSCI ARGNTN|LSCI|Lek Securities Corporation|2402
ARGT|GLOBAL X MSCI ARGNTN|MCMF|Raymond James Ltd. Cds|187
ARGT|GLOBAL X MSCI ARGNTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60959
ARGT|GLOBAL X MSCI ARGNTN|MSCO|MORGAN STANLEY & CO. LLC|58880
ARGT|GLOBAL X MSCI ARGNTN|MSPL|MORGAN STANLEY & CO. LLC|21800
ARGT|GLOBAL X MSCI ARGNTN|NFSC|National Financial Services LLC|69762
ARGT|GLOBAL X MSCI ARGNTN|NITE|VIRTU Americas LLC|160722
ARGT|GLOBAL X MSCI ARGNTN|NITP|VIRTU Americas LLC|300
ARGT|GLOBAL X MSCI ARGNTN|NQRB|Brut, LLC|3778
ARGT|GLOBAL X MSCI ARGNTN|NTBF|BMO Nesbitt Burns Inc./CDS|1250
ARGT|GLOBAL X MSCI ARGNTN|OPCO|Oppenheimer & Co. Inc.|462
ARGT|GLOBAL X MSCI ARGNTN|PDQM|CODA MARKETS, INC.|101335
ARGT|GLOBAL X MSCI ARGNTN|PWJC|UBS Financial Services, Inc.|20445
ARGT|GLOBAL X MSCI ARGNTN|QMSR|QUATTRO M SECURITIES INC.|3435
ARGT|GLOBAL X MSCI ARGNTN|RBCM|RBC CAPITAL MARKETS, LLC|3864
ARGT|GLOBAL X MSCI ARGNTN|SAGL|SAGETRADER, LLC|7087
ARGT|GLOBAL X MSCI ARGNTN|SBSH|Citigroup Global Markets Inc.|41670
ARGT|GLOBAL X MSCI ARGNTN|SGMT|GOLDMAN SACHS & CO. LLC|27860
ARGT|GLOBAL X MSCI ARGNTN|SPDR|SPEEDROUTE LLC|21421
ARGT|GLOBAL X MSCI ARGNTN|STFL|Stifel, Nicolaus & Company, Incorporated|1712
ARGT|GLOBAL X MSCI ARGNTN|SWIM|TD Ameritrade, Inc.|9430
ARGT|GLOBAL X MSCI ARGNTN|TRBT|Tradebot Systems, Inc.|100
ARGT|GLOBAL X MSCI ARGNTN|UBSA|UBS SECURITIES LLC|85546
ARGT|GLOBAL X MSCI ARGNTN|UBSS|UBS Securities LLC|171955
ARGT|GLOBAL X MSCI ARGNTN|VALX|VIRTU AMERICAS LLC|3054
ARGT|GLOBAL X MSCI ARGNTN|VGRD|Vanguard Marketing Corporation|12778
ARGT|GLOBAL X MSCI ARGNTN|WBET|Wallachbeth Capital LLC|181202
ARGT|GLOBAL X MSCI ARGNTN|WCHV|WELLS FARGO SECURITIES, LLC|19615
ARGT|GLOBAL X MSCI ARGNTN|WEDB|WEDBUSH SECURITIES INC.|1000
ARGT|GLOBAL X MSCI ARGNTN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2735
ARGT|GLOBAL X MSCI ARGNTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3001
ARGT|GLOBAL X MSCI ARGNTN|WSEA|WOLVERINE SECURITIES, LLC|1665
ARGT|GLOBAL X MSCI ARGNTN|XPUS|XP SECURITIES, LLC|148
ARGT|GLOBAL X MSCI ARGNTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|20700
ARGT|GLOBAL X MSCI ARGNTN|YKNA|COMHAR CAPITAL MARKETS, LLC|1427
ARGT|GLOBAL X MSCI ARGNTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3143
ARGX|ARGENX SE ADS|ALTX|Alternet Securities Inc.|1821
ARGX|ARGENX SE ADS|BANK|Primevest Financial Services, Inc.|282
ARGX|ARGENX SE ADS|BATM|CBOE TRADING, INC.|2177
ARGX|ARGENX SE ADS|BBNT|BB&T SECURITIES, LLC|2318
ARGX|ARGENX SE ADS|BERN|Sanford C. Bernstein & Co., LLC|174
ARGX|ARGENX SE ADS|BTIG|BTIG, LLC|3462
ARGX|ARGENX SE ADS|BYXM|CBOE TRADING, INC.|85
ARGX|ARGENX SE ADS|CHAS|Charles Schwab & Co., Inc.|251
ARGX|ARGENX SE ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31015
ARGX|ARGENX SE ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6510
ARGX|ARGENX SE ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8924
ARGX|ARGENX SE ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58322
ARGX|ARGENX SE ADS|CTDL|Citadel Derivatives Group Llc|266
ARGX|ARGENX SE ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|16410
ARGX|ARGENX SE ADS|DBAB|Deutsche Bank Securities Inc.|22837
ARGX|ARGENX SE ADS|DBAX|Deutsche Bank Securities Inc.|62000
ARGX|ARGENX SE ADS|DBUL|Deutsche Bank Securities Inc.|855
ARGX|ARGENX SE ADS|DEAN|MORGAN STANLEY|365
ARGX|ARGENX SE ADS|DEGS|RONIN PROFESSIONAL LLC|1510
ARGX|ARGENX SE ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|63
ARGX|ARGENX SE ADS|EBXL|EBX LLC|50400
ARGX|ARGENX SE ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|274
ARGX|ARGENX SE ADS|EDJO|Edward D. Jones & Co., L.P.|350
ARGX|ARGENX SE ADS|EGAM|CBOE TRADING, INC.|796
ARGX|ARGENX SE ADS|EGMT|EG MARKET TECHNOLOGIES LLC|100
ARGX|ARGENX SE ADS|EGXM|CBOE TRADING, INC.|100
ARGX|ARGENX SE ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|220
ARGX|ARGENX SE ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27387
ARGX|ARGENX SE ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
ARGX|ARGENX SE ADS|ETRS|E*Trade Securities LLC|6263
ARGX|ARGENX SE ADS|FBCO|Credit Suisse Securities (USA) LLC|37906
ARGX|ARGENX SE ADS|FILL|Tradestation Securities, Inc.|125
ARGX|ARGENX SE ADS|FINX|FINTECH SECURITIES|500
ARGX|ARGENX SE ADS|FOMA|TD AMERITRADE CLEARING, INC.|35098
ARGX|ARGENX SE ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10770
ARGX|ARGENX SE ADS|FTBR|Foliofn Investments, Inc.|301
ARGX|ARGENX SE ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|791
ARGX|ARGENX SE ADS|GLPX|ACS EXECUTION SERVICES, LLC|12295
ARGX|ARGENX SE ADS|GSCO|GOLDMAN SACHS & CO. LLC|66529
ARGX|ARGENX SE ADS|GSCS|GOLDMAN SACHS & CO. LLC|9469
ARGX|ARGENX SE ADS|GSLT|GOLDMAN SACHS & CO. LLC|1100
ARGX|ARGENX SE ADS|GTSZ|GTS SECURITIES LLC|41284
ARGX|ARGENX SE ADS|HRBF|American Enterprise Investment Services Inc.|1499
ARGX|ARGENX SE ADS|IATS|INTERACTIVE BROKERS LLC|122
ARGX|ARGENX SE ADS|IBKR|Interactive Brokers Llc|18900
ARGX|ARGENX SE ADS|ICBX|INSTINET, LLC|5502
ARGX|ARGENX SE ADS|INCA|INSTINET, LLC|27723
ARGX|ARGENX SE ADS|INJX|INSTINET, LLC|6038
ARGX|ARGENX SE ADS|ITGI|ITG Inc.|4207
ARGX|ARGENX SE ADS|ITGP|ITG INC.|14400
ARGX|ARGENX SE ADS|JANY|Janney Montgomery Scott Inc.|2332
ARGX|ARGENX SE ADS|JEFF|JEFFERIES LLC|28754
ARGX|ARGENX SE ADS|JMPT|JUMP TRADING, LLC|1676
ARGX|ARGENX SE ADS|JONE|JonesTrading|6
ARGX|ARGENX SE ADS|JPBX|J.P. MORGAN SECURITIES LLC|14906
ARGX|ARGENX SE ADS|JPMX|J.P. Morgan Securities LLC|166463
ARGX|ARGENX SE ADS|JSJX|JANE STREET CAPITAL LLC|43
ARGX|ARGENX SE ADS|KCGM|VIRTU Americas LLC|9504
ARGX|ARGENX SE ADS|LEHM|Barclays Capital Inc./Le|134908
ARGX|ARGENX SE ADS|LIME|Lime Brokerage LLC|28644
ARGX|ARGENX SE ADS|LMGP|LIME BROKERAGE LLC|1000
ARGX|ARGENX SE ADS|LSCI|Lek Securities Corporation|18411
ARGX|ARGENX SE ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ARGX|ARGENX SE ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66882
ARGX|ARGENX SE ADS|MOTF|MOTIF INVESTING, INC.|4
ARGX|ARGENX SE ADS|MSCO|MORGAN STANLEY & CO. LLC|86980
ARGX|ARGENX SE ADS|MSPL|MORGAN STANLEY & CO. LLC|83300
ARGX|ARGENX SE ADS|MSTX|MORGAN STANLEY & CO. LLC|600
ARGX|ARGENX SE ADS|NFSC|National Financial Services LLC|29728
ARGX|ARGENX SE ADS|NITE|VIRTU Americas LLC|103066
ARGX|ARGENX SE ADS|NITP|VIRTU Americas LLC|300
ARGX|ARGENX SE ADS|NQRB|Brut, LLC|1832
ARGX|ARGENX SE ADS|OLDM|OLD MISSION CAPITAL, LLC|1482
ARGX|ARGENX SE ADS|OPCO|Oppenheimer & Co. Inc.|150
ARGX|ARGENX SE ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
ARGX|ARGENX SE ADS|PDQM|CODA MARKETS, INC.|24944
ARGX|ARGENX SE ADS|PIPR|Piper Jaffray & Co.|1582
ARGX|ARGENX SE ADS|RAJA|Raymond James & Associates, Inc.|409
ARGX|ARGENX SE ADS|RBCM|RBC CAPITAL MARKETS, LLC|127
ARGX|ARGENX SE ADS|SAGL|SAGETRADER, LLC|101
ARGX|ARGENX SE ADS|SBSH|Citigroup Global Markets Inc.|9129
ARGX|ARGENX SE ADS|SGMT|GOLDMAN SACHS & CO. LLC|43846
ARGX|ARGENX SE ADS|SPDR|SPEEDROUTE LLC|6721
ARGX|ARGENX SE ADS|STFL|Stifel, Nicolaus & Company, Incorporated|1762
ARGX|ARGENX SE ADS|SWIM|TD Ameritrade, Inc.|11729
ARGX|ARGENX SE ADS|SWST|Hilltop Securities Inc.|234
ARGX|ARGENX SE ADS|TKNG|ALLY INVEST SECURITIES LLC|7
ARGX|ARGENX SE ADS|TRBT|Tradebot Systems, Inc.|12663
ARGX|ARGENX SE ADS|TRCM|TRC MARKETS LLC|4178
ARGX|ARGENX SE ADS|UBSS|UBS Securities LLC|130660
ARGX|ARGENX SE ADS|VALX|VIRTU AMERICAS LLC|4396
ARGX|ARGENX SE ADS|VGRD|Vanguard Marketing Corporation|200
ARGX|ARGENX SE ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|6
ARGX|ARGENX SE ADS|WCHV|WELLS FARGO SECURITIES, LLC|16191
ARGX|ARGENX SE ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1508
ARGX|ARGENX SE ADS|WSEA|WOLVERINE SECURITIES, LLC|200
ARGX|ARGENX SE ADS|XIST|INSTINET, LLC|5400
ARGX|ARGENX SE ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|13058
ARGX|ARGENX SE ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|3737
ARI|APOLLO COMMERCIAL RE|ALTX|Alternet Securities Inc.|700
ARI|APOLLO COMMERCIAL RE|APCC|Apex Clearing Corporation|2679
ARI|APOLLO COMMERCIAL RE|BARD|Robert W. Baird & Co. Incorporated|10738
ARI|APOLLO COMMERCIAL RE|BATM|CBOE TRADING, INC.|3480
ARI|APOLLO COMMERCIAL RE|BBNT|BB&T SECURITIES, LLC|584
ARI|APOLLO COMMERCIAL RE|BERN|Sanford C. Bernstein & Co., LLC|7905
ARI|APOLLO COMMERCIAL RE|BIDS|BIDS TRADING L.P.|500
ARI|APOLLO COMMERCIAL RE|BKCM|BNY Mellon Capital Markets LLC|748
ARI|APOLLO COMMERCIAL RE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46528
ARI|APOLLO COMMERCIAL RE|BLKX|INSTINET, LLC|45900
ARI|APOLLO COMMERCIAL RE|BNPX|BNP PARIBAS SECURITIES CORP.|24299
ARI|APOLLO COMMERCIAL RE|BRVL|BLAYLOCK VAN, LLC|1800
ARI|APOLLO COMMERCIAL RE|BTIG|BTIG, LLC|70430
ARI|APOLLO COMMERCIAL RE|BYXM|CBOE TRADING, INC.|561
ARI|APOLLO COMMERCIAL RE|BZYD|GOLDMAN SACHS & CO. LLC|779
ARI|APOLLO COMMERCIAL RE|CANT|Cantor Fitzgerald & Co.|9790
ARI|APOLLO COMMERCIAL RE|CHAS|Charles Schwab & Co., Inc.|252
ARI|APOLLO COMMERCIAL RE|CIST|Capital Institutional Services, Inc.|2673
ARI|APOLLO COMMERCIAL RE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|219450
ARI|APOLLO COMMERCIAL RE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
ARI|APOLLO COMMERCIAL RE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8761
ARI|APOLLO COMMERCIAL RE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|256458
ARI|APOLLO COMMERCIAL RE|CTDL|Citadel Derivatives Group Llc|55319
ARI|APOLLO COMMERCIAL RE|CXCX|CITIGROUP GLOBAL MARKETS INC.|85316
ARI|APOLLO COMMERCIAL RE|DADA|D.A. Davidson & Co.|7701
ARI|APOLLO COMMERCIAL RE|DBAB|Deutsche Bank Securities Inc.|556893
ARI|APOLLO COMMERCIAL RE|DBAX|Deutsche Bank Securities Inc.|273100
ARI|APOLLO COMMERCIAL RE|DBUL|Deutsche Bank Securities Inc.|4489
ARI|APOLLO COMMERCIAL RE|DEAN|MORGAN STANLEY|12987
ARI|APOLLO COMMERCIAL RE|EBXL|EBX LLC|209900
ARI|APOLLO COMMERCIAL RE|ECUT|CONVERGEX EXECUTION SOLUTIONS|667
ARI|APOLLO COMMERCIAL RE|EDJO|Edward D. Jones & Co., L.P.|2844
ARI|APOLLO COMMERCIAL RE|EGAM|CBOE TRADING, INC.|5851
ARI|APOLLO COMMERCIAL RE|EGXM|CBOE TRADING, INC.|722
ARI|APOLLO COMMERCIAL RE|ESPO|ESPOSITO SECURITIES, LLC|200
ARI|APOLLO COMMERCIAL RE|ETBE|Electronic Transaction Clearing, Inc.|4495
ARI|APOLLO COMMERCIAL RE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
ARI|APOLLO COMMERCIAL RE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
ARI|APOLLO COMMERCIAL RE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|82
ARI|APOLLO COMMERCIAL RE|ETRS|E*Trade Securities LLC|134374
ARI|APOLLO COMMERCIAL RE|FILL|Tradestation Securities, Inc.|773
ARI|APOLLO COMMERCIAL RE|FMAF|NBCN Inc./ CDS|1272
ARI|APOLLO COMMERCIAL RE|FORD|Fordham Financial Management, Inc.|500
ARI|APOLLO COMMERCIAL RE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4716
ARI|APOLLO COMMERCIAL RE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70178
ARI|APOLLO COMMERCIAL RE|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|9150
ARI|APOLLO COMMERCIAL RE|FTBR|Foliofn Investments, Inc.|7648
ARI|APOLLO COMMERCIAL RE|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
ARI|APOLLO COMMERCIAL RE|GLIS|TD Securities Inc|50
ARI|APOLLO COMMERCIAL RE|GLPX|ACS EXECUTION SERVICES, LLC|4421
ARI|APOLLO COMMERCIAL RE|GSCO|GOLDMAN SACHS & CO. LLC|631964
ARI|APOLLO COMMERCIAL RE|GSCS|GOLDMAN SACHS & CO. LLC|2200
ARI|APOLLO COMMERCIAL RE|GSLT|GOLDMAN SACHS & CO. LLC|6900
ARI|APOLLO COMMERCIAL RE|GTSY|GTS SECURITIES LLC|2100
ARI|APOLLO COMMERCIAL RE|GTSZ|GTS SECURITIES LLC|50967
ARI|APOLLO COMMERCIAL RE|HRBF|American Enterprise Investment Services Inc.|19306
ARI|APOLLO COMMERCIAL RE|IATS|INTERACTIVE BROKERS LLC|22974
ARI|APOLLO COMMERCIAL RE|IBKR|Interactive Brokers Llc|26927
ARI|APOLLO COMMERCIAL RE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1750
ARI|APOLLO COMMERCIAL RE|ICBX|INSTINET, LLC|92694
ARI|APOLLO COMMERCIAL RE|IEQY|CITADEL SECURITIES LLC|52907
ARI|APOLLO COMMERCIAL RE|INCA|INSTINET, LLC|131930
ARI|APOLLO COMMERCIAL RE|INJX|INSTINET, LLC|100
ARI|APOLLO COMMERCIAL RE|ITGI|ITG Inc.|38426
ARI|APOLLO COMMERCIAL RE|ITGP|ITG INC.|130800
ARI|APOLLO COMMERCIAL RE|JEFF|JEFFERIES LLC|37726
ARI|APOLLO COMMERCIAL RE|JMPT|JUMP TRADING, LLC|25636
ARI|APOLLO COMMERCIAL RE|JPBX|J.P. MORGAN SECURITIES LLC|87174
ARI|APOLLO COMMERCIAL RE|JPMX|J.P. Morgan Securities LLC|558404
ARI|APOLLO COMMERCIAL RE|JSJX|JANE STREET CAPITAL LLC|5299
ARI|APOLLO COMMERCIAL RE|KCGM|VIRTU Americas LLC|53601
ARI|APOLLO COMMERCIAL RE|KRSH|Kershner Securities, LLC|2342
ARI|APOLLO COMMERCIAL RE|LEHM|Barclays Capital Inc./Le|645166
ARI|APOLLO COMMERCIAL RE|LIME|Lime Brokerage LLC|8269
ARI|APOLLO COMMERCIAL RE|LOOP|Loop Capital Markets LLC|21968
ARI|APOLLO COMMERCIAL RE|MBTS|ALLY INVEST SECURITIES LLC|5437
ARI|APOLLO COMMERCIAL RE|MCBT|Moors & Cabot, Inc.|173
ARI|APOLLO COMMERCIAL RE|MCMF|Raymond James Ltd. Cds|424
ARI|APOLLO COMMERCIAL RE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|199676
ARI|APOLLO COMMERCIAL RE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7635
ARI|APOLLO COMMERCIAL RE|MOTF|MOTIF INVESTING, INC.|6
ARI|APOLLO COMMERCIAL RE|MSCO|MORGAN STANLEY & CO. LLC|1622736
ARI|APOLLO COMMERCIAL RE|MSPL|MORGAN STANLEY & CO. LLC|418500
ARI|APOLLO COMMERCIAL RE|MSTX|MORGAN STANLEY & CO. LLC|93700
ARI|APOLLO COMMERCIAL RE|NATL|National Securities Corporation|2700
ARI|APOLLO COMMERCIAL RE|NFSC|National Financial Services LLC|430300
ARI|APOLLO COMMERCIAL RE|NITE|VIRTU Americas LLC|810236
ARI|APOLLO COMMERCIAL RE|NITP|VIRTU Americas LLC|37935
ARI|APOLLO COMMERCIAL RE|NQRB|Brut, LLC|12527
ARI|APOLLO COMMERCIAL RE|NTRC|Northern Trust Securities, Inc.|2512
ARI|APOLLO COMMERCIAL RE|OPCO|Oppenheimer & Co. Inc.|3600
ARI|APOLLO COMMERCIAL RE|PDQM|CODA MARKETS, INC.|6969
ARI|APOLLO COMMERCIAL RE|PHLY|NASDAQ Execution Services, LLC|200
ARI|APOLLO COMMERCIAL RE|PWJC|UBS Financial Services, Inc.|528
ARI|APOLLO COMMERCIAL RE|QMSR|QUATTRO M SECURITIES INC.|496
ARI|APOLLO COMMERCIAL RE|RBCM|RBC CAPITAL MARKETS, LLC|14263
ARI|APOLLO COMMERCIAL RE|RGLD|Regal Securities, Inc|50
ARI|APOLLO COMMERCIAL RE|SAGL|SAGETRADER, LLC|300
ARI|APOLLO COMMERCIAL RE|SBSH|Citigroup Global Markets Inc.|135240
ARI|APOLLO COMMERCIAL RE|SDLR|Sandler, O'Neill & Partners, L.P.|300
ARI|APOLLO COMMERCIAL RE|SEIC|SEI Investments Distribution Co.|100
ARI|APOLLO COMMERCIAL RE|SGMT|GOLDMAN SACHS & CO. LLC|120261
ARI|APOLLO COMMERCIAL RE|SPDR|SPEEDROUTE LLC|3600
ARI|APOLLO COMMERCIAL RE|STFL|Stifel, Nicolaus & Company, Incorporated|3018
ARI|APOLLO COMMERCIAL RE|STKP|STOCKPILE INVESTMENTS, INC.|74
ARI|APOLLO COMMERCIAL RE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5184
ARI|APOLLO COMMERCIAL RE|SWIM|TD Ameritrade, Inc.|165398
ARI|APOLLO COMMERCIAL RE|SWST|Hilltop Securities Inc.|1380
ARI|APOLLO COMMERCIAL RE|TKNG|ALLY INVEST SECURITIES LLC|1687
ARI|APOLLO COMMERCIAL RE|TOUR|TOURMALINE PARTNERS, LLC|7
ARI|APOLLO COMMERCIAL RE|TRBT|Tradebot Systems, Inc.|70042
ARI|APOLLO COMMERCIAL RE|TRCM|TRC MARKETS LLC|36881
ARI|APOLLO COMMERCIAL RE|TWTT|TASTYWORKS, INC.|100
ARI|APOLLO COMMERCIAL RE|UBSA|UBS SECURITIES LLC|594926
ARI|APOLLO COMMERCIAL RE|UBSS|UBS Securities LLC|341639
ARI|APOLLO COMMERCIAL RE|VALX|VIRTU AMERICAS LLC|58042
ARI|APOLLO COMMERCIAL RE|VGRD|Vanguard Marketing Corporation|41025
ARI|APOLLO COMMERCIAL RE|VSIN|Vision Financial Markets Llc|180
ARI|APOLLO COMMERCIAL RE|WABR|Wall Street Access|29094
ARI|APOLLO COMMERCIAL RE|WBLR|WILLIAM BLAIR|1935
ARI|APOLLO COMMERCIAL RE|WBPX|SUMMIT SECURITIES GROUP, LLC|10134
ARI|APOLLO COMMERCIAL RE|WCHV|WELLS FARGO SECURITIES, LLC|244651
ARI|APOLLO COMMERCIAL RE|WDNX|WEEDEN & CO.L.P.|540
ARI|APOLLO COMMERCIAL RE|WEDB|WEDBUSH SECURITIES INC.|2653
ARI|APOLLO COMMERCIAL RE|WEED|Weeden & Co.L.P.|23650
ARI|APOLLO COMMERCIAL RE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6203
ARI|APOLLO COMMERCIAL RE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18978
ARI|APOLLO COMMERCIAL RE|WGIF|CIBC World Markets Inc.|3800
ARI|APOLLO COMMERCIAL RE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|420
ARI|APOLLO COMMERCIAL RE|WSAG|WALL STREET ACCESS|8464
ARI|APOLLO COMMERCIAL RE|WSEA|WOLVERINE SECURITIES, LLC|3708
ARI|APOLLO COMMERCIAL RE|XIST|INSTINET, LLC|136200
ARI|APOLLO COMMERCIAL RE|XPQR|Jump Trading|89
ARI|APOLLO COMMERCIAL RE|XSTM|NATIONAL FINANCIAL SERVICES LLC|36800
ARI|APOLLO COMMERCIAL RE|YKNA|COMHAR CAPITAL MARKETS, LLC|22
ARI|APOLLO COMMERCIAL RE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15878
ARI$C|APOLLO COM 8% SER C|BANK|Primevest Financial Services, Inc.|237
ARI$C|APOLLO COM 8% SER C|BARD|Robert W. Baird & Co. Incorporated|352
ARI$C|APOLLO COM 8% SER C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|901
ARI$C|APOLLO COM 8% SER C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
ARI$C|APOLLO COM 8% SER C|DEAN|MORGAN STANLEY|6534
ARI$C|APOLLO COM 8% SER C|EBXL|EBX LLC|200
ARI$C|APOLLO COM 8% SER C|EDJO|Edward D. Jones & Co., L.P.|400
ARI$C|APOLLO COM 8% SER C|ETRS|E*Trade Securities LLC|3949
ARI$C|APOLLO COM 8% SER C|FBSB|U.S. Bancorp Investments, Inc.|2044
ARI$C|APOLLO COM 8% SER C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ARI$C|APOLLO COM 8% SER C|GSCS|GOLDMAN SACHS & CO. LLC|100
ARI$C|APOLLO COM 8% SER C|GTSZ|GTS SECURITIES LLC|100
ARI$C|APOLLO COM 8% SER C|HRBF|American Enterprise Investment Services Inc.|1861
ARI$C|APOLLO COM 8% SER C|IATS|INTERACTIVE BROKERS LLC|200
ARI$C|APOLLO COM 8% SER C|IBKR|Interactive Brokers Llc|293
ARI$C|APOLLO COM 8% SER C|ITGI|ITG Inc.|2652
ARI$C|APOLLO COM 8% SER C|ITGP|ITG INC.|600
ARI$C|APOLLO COM 8% SER C|KCGM|VIRTU Americas LLC|499
ARI$C|APOLLO COM 8% SER C|LEHM|Barclays Capital Inc./Le|400
ARI$C|APOLLO COM 8% SER C|LIME|Lime Brokerage LLC|195
ARI$C|APOLLO COM 8% SER C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ARI$C|APOLLO COM 8% SER C|MSCO|MORGAN STANLEY & CO. LLC|6448
ARI$C|APOLLO COM 8% SER C|NFSC|National Financial Services LLC|18080
ARI$C|APOLLO COM 8% SER C|NITE|VIRTU Americas LLC|29094
ARI$C|APOLLO COM 8% SER C|OPCO|Oppenheimer & Co. Inc.|550
ARI$C|APOLLO COM 8% SER C|PWJC|UBS Financial Services, Inc.|252
ARI$C|APOLLO COM 8% SER C|RBCM|RBC CAPITAL MARKETS, LLC|355
ARI$C|APOLLO COM 8% SER C|SGMT|GOLDMAN SACHS & CO. LLC|300
ARI$C|APOLLO COM 8% SER C|SWIM|TD Ameritrade, Inc.|500
ARI$C|APOLLO COM 8% SER C|SWST|Hilltop Securities Inc.|625
ARI$C|APOLLO COM 8% SER C|UBSA|UBS SECURITIES LLC|1200
ARI$C|APOLLO COM 8% SER C|UBSS|UBS Securities LLC|6356
ARI$C|APOLLO COM 8% SER C|VGRD|Vanguard Marketing Corporation|477
ARI$C|APOLLO COM 8% SER C|WCHV|WELLS FARGO SECURITIES, LLC|8211
ARII|AMERICAN RAILCAR IND|APCC|Apex Clearing Corporation|1291
ARII|AMERICAN RAILCAR IND|BARD|Robert W. Baird & Co. Incorporated|627
ARII|AMERICAN RAILCAR IND|BATM|CBOE TRADING, INC.|387
ARII|AMERICAN RAILCAR IND|BAYT|BTIG, LLC|300
ARII|AMERICAN RAILCAR IND|BERN|Sanford C. Bernstein & Co., LLC|3027
ARII|AMERICAN RAILCAR IND|BMOC|BMO Capital Markets Corp.|1159
ARII|AMERICAN RAILCAR IND|BNPX|BNP PARIBAS SECURITIES CORP.|753
ARII|AMERICAN RAILCAR IND|BTIG|BTIG, LLC|34160
ARII|AMERICAN RAILCAR IND|BYXM|CBOE TRADING, INC.|84
ARII|AMERICAN RAILCAR IND|BZYD|GOLDMAN SACHS & CO. LLC|217
ARII|AMERICAN RAILCAR IND|CHAS|Charles Schwab & Co., Inc.|76
ARII|AMERICAN RAILCAR IND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28
ARII|AMERICAN RAILCAR IND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|220
ARII|AMERICAN RAILCAR IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10405
ARII|AMERICAN RAILCAR IND|CTDL|Citadel Derivatives Group Llc|866
ARII|AMERICAN RAILCAR IND|CTLR|CUTLER GROUP, LP|355
ARII|AMERICAN RAILCAR IND|CXCX|CITIGROUP GLOBAL MARKETS INC.|1080
ARII|AMERICAN RAILCAR IND|DADA|D.A. Davidson & Co.|453
ARII|AMERICAN RAILCAR IND|DBAB|Deutsche Bank Securities Inc.|67579
ARII|AMERICAN RAILCAR IND|DBAX|Deutsche Bank Securities Inc.|15100
ARII|AMERICAN RAILCAR IND|DBUL|Deutsche Bank Securities Inc.|1459
ARII|AMERICAN RAILCAR IND|DEAN|MORGAN STANLEY|2306
ARII|AMERICAN RAILCAR IND|DEGS|RONIN PROFESSIONAL LLC|3235
ARII|AMERICAN RAILCAR IND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1106
ARII|AMERICAN RAILCAR IND|EBXL|EBX LLC|1900
ARII|AMERICAN RAILCAR IND|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
ARII|AMERICAN RAILCAR IND|EDJC|Edward Jones / CDS|118
ARII|AMERICAN RAILCAR IND|EDJO|Edward D. Jones & Co., L.P.|773
ARII|AMERICAN RAILCAR IND|EGAM|CBOE TRADING, INC.|300
ARII|AMERICAN RAILCAR IND|EGAW|CBOE TRADING, INC.|100
ARII|AMERICAN RAILCAR IND|EGXM|CBOE TRADING, INC.|617
ARII|AMERICAN RAILCAR IND|ETBE|Electronic Transaction Clearing, Inc.|10
ARII|AMERICAN RAILCAR IND|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|226
ARII|AMERICAN RAILCAR IND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11422
ARII|AMERICAN RAILCAR IND|ETRS|E*Trade Securities LLC|4048
ARII|AMERICAN RAILCAR IND|FBCO|Credit Suisse Securities (USA) LLC|15446
ARII|AMERICAN RAILCAR IND|FMAF|NBCN Inc./ CDS|56
ARII|AMERICAN RAILCAR IND|FOMA|TD AMERITRADE CLEARING, INC.|20410
ARII|AMERICAN RAILCAR IND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|127
ARII|AMERICAN RAILCAR IND|FQLS|Quantlab Securities LP|14393
ARII|AMERICAN RAILCAR IND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15219
ARII|AMERICAN RAILCAR IND|FTBR|Foliofn Investments, Inc.|201
ARII|AMERICAN RAILCAR IND|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
ARII|AMERICAN RAILCAR IND|GLPX|ACS EXECUTION SERVICES, LLC|498
ARII|AMERICAN RAILCAR IND|GSCO|GOLDMAN SACHS & CO. LLC|85477
ARII|AMERICAN RAILCAR IND|GSCS|GOLDMAN SACHS & CO. LLC|11423
ARII|AMERICAN RAILCAR IND|GTSZ|GTS SECURITIES LLC|14059
ARII|AMERICAN RAILCAR IND|HASF|Haywood Securities Inc./CDS|250
ARII|AMERICAN RAILCAR IND|HPPX|POTAMUS TRADING, LLC|844
ARII|AMERICAN RAILCAR IND|HRBF|American Enterprise Investment Services Inc.|377
ARII|AMERICAN RAILCAR IND|IATS|INTERACTIVE BROKERS LLC|1131
ARII|AMERICAN RAILCAR IND|IBKR|Interactive Brokers Llc|10477
ARII|AMERICAN RAILCAR IND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|189
ARII|AMERICAN RAILCAR IND|ICBX|INSTINET, LLC|2900
ARII|AMERICAN RAILCAR IND|IEQY|CITADEL SECURITIES LLC|4284
ARII|AMERICAN RAILCAR IND|INCA|INSTINET, LLC|30311
ARII|AMERICAN RAILCAR IND|INJX|INSTINET, LLC|4091
ARII|AMERICAN RAILCAR IND|ITGI|ITG Inc.|7374
ARII|AMERICAN RAILCAR IND|ITGP|ITG INC.|6600
ARII|AMERICAN RAILCAR IND|JEFF|JEFFERIES LLC|7905
ARII|AMERICAN RAILCAR IND|JPBX|J.P. MORGAN SECURITIES LLC|1272
ARII|AMERICAN RAILCAR IND|JPMX|J.P. Morgan Securities LLC|47934
ARII|AMERICAN RAILCAR IND|KCGM|VIRTU Americas LLC|10894
ARII|AMERICAN RAILCAR IND|LEHM|Barclays Capital Inc./Le|83104
ARII|AMERICAN RAILCAR IND|LIME|Lime Brokerage LLC|27681
ARII|AMERICAN RAILCAR IND|LQNA|LIQUIDNET, INC.|6600
ARII|AMERICAN RAILCAR IND|MAXM|Maxim Group LLC|712
ARII|AMERICAN RAILCAR IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
ARII|AMERICAN RAILCAR IND|MOTF|MOTIF INVESTING, INC.|1
ARII|AMERICAN RAILCAR IND|MSCO|MORGAN STANLEY & CO. LLC|142039
ARII|AMERICAN RAILCAR IND|MSPL|MORGAN STANLEY & CO. LLC|22900
ARII|AMERICAN RAILCAR IND|MSTX|MORGAN STANLEY & CO. LLC|800
ARII|AMERICAN RAILCAR IND|MTON|MILLINGTON SECURITIES, INC.|5122
ARII|AMERICAN RAILCAR IND|NFSC|National Financial Services LLC|11231
ARII|AMERICAN RAILCAR IND|NITE|VIRTU Americas LLC|41387
ARII|AMERICAN RAILCAR IND|NQRB|Brut, LLC|242
ARII|AMERICAN RAILCAR IND|OPCO|Oppenheimer & Co. Inc.|2125
ARII|AMERICAN RAILCAR IND|PCFF|Pacific International Securities Inc./CDS|120
ARII|AMERICAN RAILCAR IND|PDQM|CODA MARKETS, INC.|698
ARII|AMERICAN RAILCAR IND|PHLY|NASDAQ Execution Services, LLC|2600
ARII|AMERICAN RAILCAR IND|PWJC|UBS Financial Services, Inc.|2
ARII|AMERICAN RAILCAR IND|RAJA|Raymond James & Associates, Inc.|47
ARII|AMERICAN RAILCAR IND|RBCM|RBC CAPITAL MARKETS, LLC|1525
ARII|AMERICAN RAILCAR IND|SAGW|SAGETRADER, LLC|300
ARII|AMERICAN RAILCAR IND|SALI|INTL FCSTONE FINANCIAL INC.|4
ARII|AMERICAN RAILCAR IND|SBSH|Citigroup Global Markets Inc.|13798
ARII|AMERICAN RAILCAR IND|SGMT|GOLDMAN SACHS & CO. LLC|4696
ARII|AMERICAN RAILCAR IND|SPDR|SPEEDROUTE LLC|101
ARII|AMERICAN RAILCAR IND|SPHN|Stephens Inc.|34
ARII|AMERICAN RAILCAR IND|STFL|Stifel, Nicolaus & Company, Incorporated|1006
ARII|AMERICAN RAILCAR IND|SWIM|TD Ameritrade, Inc.|1103
ARII|AMERICAN RAILCAR IND|SWST|Hilltop Securities Inc.|4129
ARII|AMERICAN RAILCAR IND|TKNG|ALLY INVEST SECURITIES LLC|274
ARII|AMERICAN RAILCAR IND|TRBT|Tradebot Systems, Inc.|6288
ARII|AMERICAN RAILCAR IND|TRCM|TRC MARKETS LLC|14712
ARII|AMERICAN RAILCAR IND|TWTT|TASTYWORKS, INC.|184
ARII|AMERICAN RAILCAR IND|UBSA|UBS SECURITIES LLC|24694
ARII|AMERICAN RAILCAR IND|UBSS|UBS Securities LLC|69940
ARII|AMERICAN RAILCAR IND|VALX|VIRTU AMERICAS LLC|2939
ARII|AMERICAN RAILCAR IND|VGRD|Vanguard Marketing Corporation|430
ARII|AMERICAN RAILCAR IND|WABR|Wall Street Access|6522
ARII|AMERICAN RAILCAR IND|WCHV|WELLS FARGO SECURITIES, LLC|13490
ARII|AMERICAN RAILCAR IND|WEED|Weeden & Co.L.P.|250
ARII|AMERICAN RAILCAR IND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1060
ARII|AMERICAN RAILCAR IND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6841
ARII|AMERICAN RAILCAR IND|WGIF|CIBC World Markets Inc.|350
ARII|AMERICAN RAILCAR IND|WSEA|WOLVERINE SECURITIES, LLC|326
ARII|AMERICAN RAILCAR IND|XIST|INSTINET, LLC|5480
ARII|AMERICAN RAILCAR IND|YKNA|COMHAR CAPITAL MARKETS, LLC|257
ARII|AMERICAN RAILCAR IND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|778
ARKG|ARK GENOMIC REVOLUTN|ALTX|Alternet Securities Inc.|300
ARKG|ARK GENOMIC REVOLUTN|APCC|Apex Clearing Corporation|963
ARKG|ARK GENOMIC REVOLUTN|BARD|Robert W. Baird & Co. Incorporated|730
ARKG|ARK GENOMIC REVOLUTN|BBNT|BB&T SECURITIES, LLC|505
ARKG|ARK GENOMIC REVOLUTN|BIMI|Banca IMI Securities Corp.|30
ARKG|ARK GENOMIC REVOLUTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
ARKG|ARK GENOMIC REVOLUTN|CANT|Cantor Fitzgerald & Co.|33869
ARKG|ARK GENOMIC REVOLUTN|CHAS|Charles Schwab & Co., Inc.|202
ARKG|ARK GENOMIC REVOLUTN|CIST|Capital Institutional Services, Inc.|968
ARKG|ARK GENOMIC REVOLUTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167254
ARKG|ARK GENOMIC REVOLUTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16
ARKG|ARK GENOMIC REVOLUTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34417
ARKG|ARK GENOMIC REVOLUTN|CSIN|Citadel Securities Institutional LLC|51392
ARKG|ARK GENOMIC REVOLUTN|CTDL|Citadel Derivatives Group Llc|47736
ARKG|ARK GENOMIC REVOLUTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
ARKG|ARK GENOMIC REVOLUTN|DAVA|Davenport & Company LLC|95
ARKG|ARK GENOMIC REVOLUTN|DBAX|Deutsche Bank Securities Inc.|16200
ARKG|ARK GENOMIC REVOLUTN|DEAN|MORGAN STANLEY|14691
ARKG|ARK GENOMIC REVOLUTN|EBXL|EBX LLC|25400
ARKG|ARK GENOMIC REVOLUTN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1756
ARKG|ARK GENOMIC REVOLUTN|EGAM|CBOE TRADING, INC.|600
ARKG|ARK GENOMIC REVOLUTN|EGXM|CBOE TRADING, INC.|101
ARKG|ARK GENOMIC REVOLUTN|ETBE|Electronic Transaction Clearing, Inc.|300
ARKG|ARK GENOMIC REVOLUTN|ETRS|E*Trade Securities LLC|16778
ARKG|ARK GENOMIC REVOLUTN|FMAF|NBCN Inc./ CDS|2021
ARKG|ARK GENOMIC REVOLUTN|FTBR|Foliofn Investments, Inc.|9994
ARKG|ARK GENOMIC REVOLUTN|GLIS|TD Securities Inc|1642
ARKG|ARK GENOMIC REVOLUTN|GLPX|ACS EXECUTION SERVICES, LLC|4550
ARKG|ARK GENOMIC REVOLUTN|GSLT|GOLDMAN SACHS & CO. LLC|2678
ARKG|ARK GENOMIC REVOLUTN|HRBF|American Enterprise Investment Services Inc.|600
ARKG|ARK GENOMIC REVOLUTN|IATS|INTERACTIVE BROKERS LLC|5532
ARKG|ARK GENOMIC REVOLUTN|IBKR|Interactive Brokers Llc|13413
ARKG|ARK GENOMIC REVOLUTN|ICBX|INSTINET, LLC|3800
ARKG|ARK GENOMIC REVOLUTN|INCA|INSTINET, LLC|32042
ARKG|ARK GENOMIC REVOLUTN|ITGI|ITG Inc.|1988
ARKG|ARK GENOMIC REVOLUTN|JMPT|JUMP TRADING, LLC|40
ARKG|ARK GENOMIC REVOLUTN|JPMX|J.P. Morgan Securities LLC|16200
ARKG|ARK GENOMIC REVOLUTN|JSEB|JANE STREET EXECUTION SERVICES, LLC|33580
ARKG|ARK GENOMIC REVOLUTN|JSJX|JANE STREET CAPITAL LLC|228264
ARKG|ARK GENOMIC REVOLUTN|KCGM|VIRTU Americas LLC|21597
ARKG|ARK GENOMIC REVOLUTN|LEHM|Barclays Capital Inc./Le|10400
ARKG|ARK GENOMIC REVOLUTN|LIME|Lime Brokerage LLC|11943
ARKG|ARK GENOMIC REVOLUTN|LSCI|Lek Securities Corporation|2
ARKG|ARK GENOMIC REVOLUTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23076
ARKG|ARK GENOMIC REVOLUTN|MOTF|MOTIF INVESTING, INC.|7
ARKG|ARK GENOMIC REVOLUTN|MSCO|MORGAN STANLEY & CO. LLC|72521
ARKG|ARK GENOMIC REVOLUTN|MSPL|MORGAN STANLEY & CO. LLC|88600
ARKG|ARK GENOMIC REVOLUTN|NFSC|National Financial Services LLC|260234
ARKG|ARK GENOMIC REVOLUTN|NITE|VIRTU Americas LLC|250231
ARKG|ARK GENOMIC REVOLUTN|NTBF|BMO Nesbitt Burns Inc./CDS|300
ARKG|ARK GENOMIC REVOLUTN|PDQM|CODA MARKETS, INC.|24592
ARKG|ARK GENOMIC REVOLUTN|PWJC|UBS Financial Services, Inc.|15374
ARKG|ARK GENOMIC REVOLUTN|RBCM|RBC CAPITAL MARKETS, LLC|23324
ARKG|ARK GENOMIC REVOLUTN|SAGL|SAGETRADER, LLC|200
ARKG|ARK GENOMIC REVOLUTN|SALI|INTL FCSTONE FINANCIAL INC.|50
ARKG|ARK GENOMIC REVOLUTN|SBSH|Citigroup Global Markets Inc.|1140
ARKG|ARK GENOMIC REVOLUTN|SGMT|GOLDMAN SACHS & CO. LLC|6533
ARKG|ARK GENOMIC REVOLUTN|SPDR|SPEEDROUTE LLC|100
ARKG|ARK GENOMIC REVOLUTN|SPHN|Stephens Inc.|1300
ARKG|ARK GENOMIC REVOLUTN|STFL|Stifel, Nicolaus & Company, Incorporated|4825
ARKG|ARK GENOMIC REVOLUTN|STXG|Stockcross Financial Services, Inc.|50
ARKG|ARK GENOMIC REVOLUTN|SWIM|TD Ameritrade, Inc.|11994
ARKG|ARK GENOMIC REVOLUTN|SWST|Hilltop Securities Inc.|628
ARKG|ARK GENOMIC REVOLUTN|TKNG|ALLY INVEST SECURITIES LLC|150
ARKG|ARK GENOMIC REVOLUTN|UBSA|UBS SECURITIES LLC|75963
ARKG|ARK GENOMIC REVOLUTN|UBSS|UBS Securities LLC|130002
ARKG|ARK GENOMIC REVOLUTN|VALX|VIRTU AMERICAS LLC|2564
ARKG|ARK GENOMIC REVOLUTN|VGRD|Vanguard Marketing Corporation|22714
ARKG|ARK GENOMIC REVOLUTN|VSIN|Vision Financial Markets Llc|45
ARKG|ARK GENOMIC REVOLUTN|WCHV|WELLS FARGO SECURITIES, LLC|6453
ARKG|ARK GENOMIC REVOLUTN|WGIF|CIBC World Markets Inc.|200
ARKG|ARK GENOMIC REVOLUTN|WSEA|WOLVERINE SECURITIES, LLC|579
ARKG|ARK GENOMIC REVOLUTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|23008
ARKG|ARK GENOMIC REVOLUTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34663
ARKK|ARK INNOVATION ETF|AGIS|Aegis Capital Corp.|400
ARKK|ARK INNOVATION ETF|ALTX|Alternet Securities Inc.|3354
ARKK|ARK INNOVATION ETF|APCC|Apex Clearing Corporation|3414
ARKK|ARK INNOVATION ETF|AURC|Aurora Capital LLC|8275
ARKK|ARK INNOVATION ETF|BANK|Primevest Financial Services, Inc.|205
ARKK|ARK INNOVATION ETF|BARD|Robert W. Baird & Co. Incorporated|7927
ARKK|ARK INNOVATION ETF|BBNT|BB&T SECURITIES, LLC|2345
ARKK|ARK INNOVATION ETF|BERN|Sanford C. Bernstein & Co., LLC|2
ARKK|ARK INNOVATION ETF|BIMI|Banca IMI Securities Corp.|147
ARKK|ARK INNOVATION ETF|BKCM|BNY Mellon Capital Markets LLC|427
ARKK|ARK INNOVATION ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2659
ARKK|ARK INNOVATION ETF|BTIG|BTIG, LLC|13930
ARKK|ARK INNOVATION ETF|CANT|Cantor Fitzgerald & Co.|578018
ARKK|ARK INNOVATION ETF|CHAS|Charles Schwab & Co., Inc.|632
ARKK|ARK INNOVATION ETF|CICF|Canaccord Genuity Corp.|330
ARKK|ARK INNOVATION ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|303602
ARKK|ARK INNOVATION ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8060
ARKK|ARK INNOVATION ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|398708
ARKK|ARK INNOVATION ETF|CSIN|Citadel Securities Institutional LLC|118707
ARKK|ARK INNOVATION ETF|CTDL|Citadel Derivatives Group Llc|84200
ARKK|ARK INNOVATION ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|89676
ARKK|ARK INNOVATION ETF|DADA|D.A. Davidson & Co.|500
ARKK|ARK INNOVATION ETF|DAVA|Davenport & Company LLC|5855
ARKK|ARK INNOVATION ETF|DBAB|Deutsche Bank Securities Inc.|1100
ARKK|ARK INNOVATION ETF|DBAX|Deutsche Bank Securities Inc.|73100
ARKK|ARK INNOVATION ETF|DEAN|MORGAN STANLEY|77689
ARKK|ARK INNOVATION ETF|EBXL|EBX LLC|76600
ARKK|ARK INNOVATION ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|3490
ARKK|ARK INNOVATION ETF|EDJC|Edward Jones / CDS|162
ARKK|ARK INNOVATION ETF|EDJO|Edward D. Jones & Co., L.P.|432
ARKK|ARK INNOVATION ETF|EGAM|CBOE TRADING, INC.|9024
ARKK|ARK INNOVATION ETF|EGMT|EG MARKET TECHNOLOGIES LLC|300
ARKK|ARK INNOVATION ETF|EGXM|CBOE TRADING, INC.|1118
ARKK|ARK INNOVATION ETF|ETBE|Electronic Transaction Clearing, Inc.|3135
ARKK|ARK INNOVATION ETF|ETCB|ETC BROKERAGE SERVICES, LLC|400
ARKK|ARK INNOVATION ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2800
ARKK|ARK INNOVATION ETF|ETRS|E*Trade Securities LLC|145559
ARKK|ARK INNOVATION ETF|FBSB|U.S. Bancorp Investments, Inc.|2284
ARKK|ARK INNOVATION ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|1689
ARKK|ARK INNOVATION ETF|FILL|Tradestation Securities, Inc.|7717
ARKK|ARK INNOVATION ETF|FMAF|NBCN Inc./ CDS|6146
ARKK|ARK INNOVATION ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2346
ARKK|ARK INNOVATION ETF|FTBR|Foliofn Investments, Inc.|22186
ARKK|ARK INNOVATION ETF|GLIS|TD Securities Inc|3820
ARKK|ARK INNOVATION ETF|GLPX|ACS EXECUTION SERVICES, LLC|4609
ARKK|ARK INNOVATION ETF|GSCO|GOLDMAN SACHS & CO. LLC|2607
ARKK|ARK INNOVATION ETF|GSCS|GOLDMAN SACHS & CO. LLC|200
ARKK|ARK INNOVATION ETF|GSLT|GOLDMAN SACHS & CO. LLC|23835
ARKK|ARK INNOVATION ETF|GTSZ|GTS SECURITIES LLC|838
ARKK|ARK INNOVATION ETF|HRBF|American Enterprise Investment Services Inc.|2262
ARKK|ARK INNOVATION ETF|IATS|INTERACTIVE BROKERS LLC|38885
ARKK|ARK INNOVATION ETF|IBKR|Interactive Brokers Llc|81032
ARKK|ARK INNOVATION ETF|ICBX|INSTINET, LLC|53385
ARKK|ARK INNOVATION ETF|INCA|INSTINET, LLC|58099
ARKK|ARK INNOVATION ETF|INJX|INSTINET, LLC|1361
ARKK|ARK INNOVATION ETF|ITGI|ITG Inc.|12239
ARKK|ARK INNOVATION ETF|ITGP|ITG INC.|1400
ARKK|ARK INNOVATION ETF|JANY|Janney Montgomery Scott Inc.|6024
ARKK|ARK INNOVATION ETF|JEFF|JEFFERIES LLC|100
ARKK|ARK INNOVATION ETF|JMPT|JUMP TRADING, LLC|1761
ARKK|ARK INNOVATION ETF|JPMX|J.P. Morgan Securities LLC|56840
ARKK|ARK INNOVATION ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|139213
ARKK|ARK INNOVATION ETF|JSJX|JANE STREET CAPITAL LLC|620932
ARKK|ARK INNOVATION ETF|KCGM|VIRTU Americas LLC|173856
ARKK|ARK INNOVATION ETF|LEHM|Barclays Capital Inc./Le|87309
ARKK|ARK INNOVATION ETF|LIME|Lime Brokerage LLC|27475
ARKK|ARK INNOVATION ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
ARKK|ARK INNOVATION ETF|MACC|Mid Atlantic Capital Corporation|787
ARKK|ARK INNOVATION ETF|MCMF|Raymond James Ltd. Cds|300
ARKK|ARK INNOVATION ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87222
ARKK|ARK INNOVATION ETF|MOTF|MOTIF INVESTING, INC.|29
ARKK|ARK INNOVATION ETF|MSCO|MORGAN STANLEY & CO. LLC|518614
ARKK|ARK INNOVATION ETF|MSPL|MORGAN STANLEY & CO. LLC|21900
ARKK|ARK INNOVATION ETF|NATL|National Securities Corporation|64
ARKK|ARK INNOVATION ETF|NBCS|NBC Securities, INC.|875
ARKK|ARK INNOVATION ETF|NFSC|National Financial Services LLC|853786
ARKK|ARK INNOVATION ETF|NITE|VIRTU Americas LLC|963752
ARKK|ARK INNOVATION ETF|NITP|VIRTU Americas LLC|13769
ARKK|ARK INNOVATION ETF|NQRB|Brut, LLC|3400
ARKK|ARK INNOVATION ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1611
ARKK|ARK INNOVATION ETF|OPCO|Oppenheimer & Co. Inc.|18281
ARKK|ARK INNOVATION ETF|PCPT|PHILLIP CAPITAL INC.|1
ARKK|ARK INNOVATION ETF|PDQM|CODA MARKETS, INC.|23918
ARKK|ARK INNOVATION ETF|RBCM|RBC CAPITAL MARKETS, LLC|9757
ARKK|ARK INNOVATION ETF|SAGL|SAGETRADER, LLC|3366
ARKK|ARK INNOVATION ETF|SALI|INTL FCSTONE FINANCIAL INC.|383
ARKK|ARK INNOVATION ETF|SBSH|Citigroup Global Markets Inc.|4692
ARKK|ARK INNOVATION ETF|SGMT|GOLDMAN SACHS & CO. LLC|66971
ARKK|ARK INNOVATION ETF|SPHN|Stephens Inc.|1397
ARKK|ARK INNOVATION ETF|STFL|Stifel, Nicolaus & Company, Incorporated|850
ARKK|ARK INNOVATION ETF|STKP|STOCKPILE INVESTMENTS, INC.|196
ARKK|ARK INNOVATION ETF|STXG|Stockcross Financial Services, Inc.|153
ARKK|ARK INNOVATION ETF|SWIM|TD Ameritrade, Inc.|55173
ARKK|ARK INNOVATION ETF|SWST|Hilltop Securities Inc.|4647
ARKK|ARK INNOVATION ETF|TKNG|ALLY INVEST SECURITIES LLC|2777
ARKK|ARK INNOVATION ETF|TRBT|Tradebot Systems, Inc.|5222
ARKK|ARK INNOVATION ETF|TRCM|TRC MARKETS LLC|1098
ARKK|ARK INNOVATION ETF|TWTT|TASTYWORKS, INC.|100
ARKK|ARK INNOVATION ETF|UBSA|UBS SECURITIES LLC|335078
ARKK|ARK INNOVATION ETF|UBSS|UBS Securities LLC|422225
ARKK|ARK INNOVATION ETF|VALX|VIRTU AMERICAS LLC|10982
ARKK|ARK INNOVATION ETF|VGRD|Vanguard Marketing Corporation|66482
ARKK|ARK INNOVATION ETF|VSIN|Vision Financial Markets Llc|97
ARKK|ARK INNOVATION ETF|WCHV|WELLS FARGO SECURITIES, LLC|66470
ARKK|ARK INNOVATION ETF|WEDB|WEDBUSH SECURITIES INC.|100
ARKK|ARK INNOVATION ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1999
ARKK|ARK INNOVATION ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7487
ARKK|ARK INNOVATION ETF|WGIF|CIBC World Markets Inc.|6408
ARKK|ARK INNOVATION ETF|WSEA|WOLVERINE SECURITIES, LLC|4749
ARKK|ARK INNOVATION ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|218052
ARKK|ARK INNOVATION ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|500
ARKK|ARK INNOVATION ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|181503
ARKQ|ARK INDUSTRIAL INNOV|ALTX|Alternet Securities Inc.|100
ARKQ|ARK INDUSTRIAL INNOV|APCC|Apex Clearing Corporation|283
ARKQ|ARK INDUSTRIAL INNOV|BARD|Robert W. Baird & Co. Incorporated|340
ARKQ|ARK INDUSTRIAL INNOV|BATM|CBOE TRADING, INC.|200
ARKQ|ARK INDUSTRIAL INNOV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|285
ARKQ|ARK INDUSTRIAL INNOV|CANT|Cantor Fitzgerald & Co.|5738
ARKQ|ARK INDUSTRIAL INNOV|CHAS|Charles Schwab & Co., Inc.|6
ARKQ|ARK INDUSTRIAL INNOV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
ARKQ|ARK INDUSTRIAL INNOV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5090
ARKQ|ARK INDUSTRIAL INNOV|DADA|D.A. Davidson & Co.|180
ARKQ|ARK INDUSTRIAL INNOV|DBAX|Deutsche Bank Securities Inc.|1300
ARKQ|ARK INDUSTRIAL INNOV|DEAN|MORGAN STANLEY|5848
ARKQ|ARK INDUSTRIAL INNOV|EBXL|EBX LLC|400
ARKQ|ARK INDUSTRIAL INNOV|ECUT|CONVERGEX EXECUTION SOLUTIONS|429
ARKQ|ARK INDUSTRIAL INNOV|EGXM|CBOE TRADING, INC.|15
ARKQ|ARK INDUSTRIAL INNOV|ETCB|ETC BROKERAGE SERVICES, LLC|300
ARKQ|ARK INDUSTRIAL INNOV|ETRS|E*Trade Securities LLC|12344
ARKQ|ARK INDUSTRIAL INNOV|FTBR|Foliofn Investments, Inc.|2037
ARKQ|ARK INDUSTRIAL INNOV|GEBB|GLOBAL EXECUTION BROKERS, LP|1238
ARKQ|ARK INDUSTRIAL INNOV|GLIS|TD Securities Inc|20
ARKQ|ARK INDUSTRIAL INNOV|GSCO|GOLDMAN SACHS & CO. LLC|150
ARKQ|ARK INDUSTRIAL INNOV|GSLT|GOLDMAN SACHS & CO. LLC|400
ARKQ|ARK INDUSTRIAL INNOV|GTSZ|GTS SECURITIES LLC|29
ARKQ|ARK INDUSTRIAL INNOV|IATS|INTERACTIVE BROKERS LLC|3615
ARKQ|ARK INDUSTRIAL INNOV|IBKR|Interactive Brokers Llc|8076
ARKQ|ARK INDUSTRIAL INNOV|ICBX|INSTINET, LLC|600
ARKQ|ARK INDUSTRIAL INNOV|INCA|INSTINET, LLC|186
ARKQ|ARK INDUSTRIAL INNOV|ITGI|ITG Inc.|81
ARKQ|ARK INDUSTRIAL INNOV|ITGP|ITG INC.|200
ARKQ|ARK INDUSTRIAL INNOV|JANY|Janney Montgomery Scott Inc.|201
ARKQ|ARK INDUSTRIAL INNOV|JPMX|J.P. Morgan Securities LLC|3230
ARKQ|ARK INDUSTRIAL INNOV|JSEB|JANE STREET EXECUTION SERVICES, LLC|12530
ARKQ|ARK INDUSTRIAL INNOV|JSJX|JANE STREET CAPITAL LLC|38093
ARKQ|ARK INDUSTRIAL INNOV|KCGM|VIRTU Americas LLC|1993
ARKQ|ARK INDUSTRIAL INNOV|LEHM|Barclays Capital Inc./Le|2000
ARKQ|ARK INDUSTRIAL INNOV|LIME|Lime Brokerage LLC|2351
ARKQ|ARK INDUSTRIAL INNOV|LSCI|Lek Securities Corporation|4
ARKQ|ARK INDUSTRIAL INNOV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2844
ARKQ|ARK INDUSTRIAL INNOV|MOTF|MOTIF INVESTING, INC.|1
ARKQ|ARK INDUSTRIAL INNOV|MSCO|MORGAN STANLEY & CO. LLC|41943
ARKQ|ARK INDUSTRIAL INNOV|NFSC|National Financial Services LLC|51304
ARKQ|ARK INDUSTRIAL INNOV|NITE|VIRTU Americas LLC|53005
ARKQ|ARK INDUSTRIAL INNOV|NTBF|BMO Nesbitt Burns Inc./CDS|150
ARKQ|ARK INDUSTRIAL INNOV|OPCO|Oppenheimer & Co. Inc.|652
ARKQ|ARK INDUSTRIAL INNOV|RBCM|RBC CAPITAL MARKETS, LLC|2371
ARKQ|ARK INDUSTRIAL INNOV|SBSH|Citigroup Global Markets Inc.|214
ARKQ|ARK INDUSTRIAL INNOV|SGMT|GOLDMAN SACHS & CO. LLC|1031
ARKQ|ARK INDUSTRIAL INNOV|STFL|Stifel, Nicolaus & Company, Incorporated|700
ARKQ|ARK INDUSTRIAL INNOV|STXG|Stockcross Financial Services, Inc.|7
ARKQ|ARK INDUSTRIAL INNOV|SWIM|TD Ameritrade, Inc.|9691
ARKQ|ARK INDUSTRIAL INNOV|SWST|Hilltop Securities Inc.|275
ARKQ|ARK INDUSTRIAL INNOV|TKNG|ALLY INVEST SECURITIES LLC|203
ARKQ|ARK INDUSTRIAL INNOV|UBSA|UBS SECURITIES LLC|10274
ARKQ|ARK INDUSTRIAL INNOV|UBSS|UBS Securities LLC|16995
ARKQ|ARK INDUSTRIAL INNOV|VALX|VIRTU AMERICAS LLC|908
ARKQ|ARK INDUSTRIAL INNOV|VGRD|Vanguard Marketing Corporation|4566
ARKQ|ARK INDUSTRIAL INNOV|VSIN|Vision Financial Markets Llc|15
ARKQ|ARK INDUSTRIAL INNOV|WCHV|WELLS FARGO SECURITIES, LLC|7552
ARKQ|ARK INDUSTRIAL INNOV|WEDB|WEDBUSH SECURITIES INC.|35
ARKQ|ARK INDUSTRIAL INNOV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|107
ARKQ|ARK INDUSTRIAL INNOV|WGIF|CIBC World Markets Inc.|3754
ARKQ|ARK INDUSTRIAL INNOV|WSEA|WOLVERINE SECURITIES, LLC|440
ARKQ|ARK INDUSTRIAL INNOV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14471
ARKR|ARK RESTAURANTS CP##|APCC|Apex Clearing Corporation|33
ARKR|ARK RESTAURANTS CP##|BATM|CBOE TRADING, INC.|342
ARKR|ARK RESTAURANTS CP##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3516
ARKR|ARK RESTAURANTS CP##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4809
ARKR|ARK RESTAURANTS CP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|670
ARKR|ARK RESTAURANTS CP##|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
ARKR|ARK RESTAURANTS CP##|DBAB|Deutsche Bank Securities Inc.|300
ARKR|ARK RESTAURANTS CP##|DBAX|Deutsche Bank Securities Inc.|100
ARKR|ARK RESTAURANTS CP##|DEAN|MORGAN STANLEY|700
ARKR|ARK RESTAURANTS CP##|DEGS|RONIN PROFESSIONAL LLC|198
ARKR|ARK RESTAURANTS CP##|EBXL|EBX LLC|300
ARKR|ARK RESTAURANTS CP##|EDJO|Edward D. Jones & Co., L.P.|227
ARKR|ARK RESTAURANTS CP##|EGXM|CBOE TRADING, INC.|1
ARKR|ARK RESTAURANTS CP##|ETRS|E*Trade Securities LLC|19
ARKR|ARK RESTAURANTS CP##|FBCO|Credit Suisse Securities (USA) LLC|4247
ARKR|ARK RESTAURANTS CP##|FOMA|TD AMERITRADE CLEARING, INC.|41121
ARKR|ARK RESTAURANTS CP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15
ARKR|ARK RESTAURANTS CP##|FTBR|Foliofn Investments, Inc.|47
ARKR|ARK RESTAURANTS CP##|GLPX|ACS EXECUTION SERVICES, LLC|283
ARKR|ARK RESTAURANTS CP##|GSCO|GOLDMAN SACHS & CO. LLC|11020
ARKR|ARK RESTAURANTS CP##|GTSZ|GTS SECURITIES LLC|781
ARKR|ARK RESTAURANTS CP##|IATS|INTERACTIVE BROKERS LLC|600
ARKR|ARK RESTAURANTS CP##|IBKR|Interactive Brokers Llc|12307
ARKR|ARK RESTAURANTS CP##|INCA|INSTINET, LLC|3832
ARKR|ARK RESTAURANTS CP##|INJX|INSTINET, LLC|98
ARKR|ARK RESTAURANTS CP##|ITGI|ITG Inc.|804
ARKR|ARK RESTAURANTS CP##|ITGP|ITG INC.|400
ARKR|ARK RESTAURANTS CP##|KCGM|VIRTU Americas LLC|209
ARKR|ARK RESTAURANTS CP##|LEHM|Barclays Capital Inc./Le|20
ARKR|ARK RESTAURANTS CP##|LIME|Lime Brokerage LLC|3703
ARKR|ARK RESTAURANTS CP##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ARKR|ARK RESTAURANTS CP##|MSCO|MORGAN STANLEY & CO. LLC|17273
ARKR|ARK RESTAURANTS CP##|MSPL|MORGAN STANLEY & CO. LLC|1000
ARKR|ARK RESTAURANTS CP##|NFSC|National Financial Services LLC|721
ARKR|ARK RESTAURANTS CP##|NITE|VIRTU Americas LLC|19802
ARKR|ARK RESTAURANTS CP##|NQRB|Brut, LLC|300
ARKR|ARK RESTAURANTS CP##|PDQM|CODA MARKETS, INC.|613
ARKR|ARK RESTAURANTS CP##|SPDR|SPEEDROUTE LLC|492
ARKR|ARK RESTAURANTS CP##|SPTD|MINT GLOBAL MARKETS, INC.|210
ARKR|ARK RESTAURANTS CP##|SWIM|TD Ameritrade, Inc.|4174
ARKR|ARK RESTAURANTS CP##|TRCM|TRC MARKETS LLC|1721
ARKR|ARK RESTAURANTS CP##|UBSA|UBS SECURITIES LLC|2149
ARKR|ARK RESTAURANTS CP##|UBSS|UBS Securities LLC|2044
ARKR|ARK RESTAURANTS CP##|VALX|VIRTU AMERICAS LLC|600
ARKR|ARK RESTAURANTS CP##|VGRD|Vanguard Marketing Corporation|152
ARKR|ARK RESTAURANTS CP##|WCHV|WELLS FARGO SECURITIES, LLC|60
ARKR|ARK RESTAURANTS CP##|WSEA|WOLVERINE SECURITIES, LLC|44
ARKW|ARK WEB X.0 ETF|AGIS|Aegis Capital Corp.|2148
ARKW|ARK WEB X.0 ETF|APCC|Apex Clearing Corporation|4257
ARKW|ARK WEB X.0 ETF|BARD|Robert W. Baird & Co. Incorporated|4019
ARKW|ARK WEB X.0 ETF|BATM|CBOE TRADING, INC.|200
ARKW|ARK WEB X.0 ETF|BBNT|BB&T SECURITIES, LLC|365
ARKW|ARK WEB X.0 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13479
ARKW|ARK WEB X.0 ETF|BTIG|BTIG, LLC|9840
ARKW|ARK WEB X.0 ETF|CANT|Cantor Fitzgerald & Co.|204686
ARKW|ARK WEB X.0 ETF|CHAS|Charles Schwab & Co., Inc.|5389
ARKW|ARK WEB X.0 ETF|CICF|Canaccord Genuity Corp.|635
ARKW|ARK WEB X.0 ETF|CIST|Capital Institutional Services, Inc.|114
ARKW|ARK WEB X.0 ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|175187
ARKW|ARK WEB X.0 ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4415
ARKW|ARK WEB X.0 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|167715
ARKW|ARK WEB X.0 ETF|CSIN|Citadel Securities Institutional LLC|30700
ARKW|ARK WEB X.0 ETF|CTDL|Citadel Derivatives Group Llc|30700
ARKW|ARK WEB X.0 ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|25124
ARKW|ARK WEB X.0 ETF|DADA|D.A. Davidson & Co.|21
ARKW|ARK WEB X.0 ETF|DBAB|Deutsche Bank Securities Inc.|563
ARKW|ARK WEB X.0 ETF|DBAX|Deutsche Bank Securities Inc.|16800
ARKW|ARK WEB X.0 ETF|DEAN|MORGAN STANLEY|35144
ARKW|ARK WEB X.0 ETF|EBXL|EBX LLC|19100
ARKW|ARK WEB X.0 ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|602
ARKW|ARK WEB X.0 ETF|EDJO|Edward D. Jones & Co., L.P.|71
ARKW|ARK WEB X.0 ETF|EGAM|CBOE TRADING, INC.|1100
ARKW|ARK WEB X.0 ETF|EGXM|CBOE TRADING, INC.|143
ARKW|ARK WEB X.0 ETF|ETBE|Electronic Transaction Clearing, Inc.|2100
ARKW|ARK WEB X.0 ETF|ETCB|ETC BROKERAGE SERVICES, LLC|1067
ARKW|ARK WEB X.0 ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ARKW|ARK WEB X.0 ETF|ETRS|E*Trade Securities LLC|103149
ARKW|ARK WEB X.0 ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|2985
ARKW|ARK WEB X.0 ETF|FILL|Tradestation Securities, Inc.|16853
ARKW|ARK WEB X.0 ETF|FMAF|NBCN Inc./ CDS|1359
ARKW|ARK WEB X.0 ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|415
ARKW|ARK WEB X.0 ETF|FTBR|Foliofn Investments, Inc.|6299
ARKW|ARK WEB X.0 ETF|GLIS|TD Securities Inc|2365
ARKW|ARK WEB X.0 ETF|GLPX|ACS EXECUTION SERVICES, LLC|1530
ARKW|ARK WEB X.0 ETF|GSCO|GOLDMAN SACHS & CO. LLC|1000
ARKW|ARK WEB X.0 ETF|GSLT|GOLDMAN SACHS & CO. LLC|2531
ARKW|ARK WEB X.0 ETF|GTSZ|GTS SECURITIES LLC|213
ARKW|ARK WEB X.0 ETF|HRBF|American Enterprise Investment Services Inc.|510
ARKW|ARK WEB X.0 ETF|HSBC|HSBC Securities, Inc.|151
ARKW|ARK WEB X.0 ETF|IATS|INTERACTIVE BROKERS LLC|14680
ARKW|ARK WEB X.0 ETF|IBKR|Interactive Brokers Llc|61319
ARKW|ARK WEB X.0 ETF|ICBX|INSTINET, LLC|30237
ARKW|ARK WEB X.0 ETF|INCA|INSTINET, LLC|23918
ARKW|ARK WEB X.0 ETF|ITGI|ITG Inc.|4155
ARKW|ARK WEB X.0 ETF|ITGP|ITG INC.|1600
ARKW|ARK WEB X.0 ETF|JANY|Janney Montgomery Scott Inc.|501
ARKW|ARK WEB X.0 ETF|JEFF|JEFFERIES LLC|65
ARKW|ARK WEB X.0 ETF|JPMX|J.P. Morgan Securities LLC|8760
ARKW|ARK WEB X.0 ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|27115
ARKW|ARK WEB X.0 ETF|JSJX|JANE STREET CAPITAL LLC|300308
ARKW|ARK WEB X.0 ETF|KCGM|VIRTU Americas LLC|124805
ARKW|ARK WEB X.0 ETF|LEHM|Barclays Capital Inc./Le|14600
ARKW|ARK WEB X.0 ETF|LIME|Lime Brokerage LLC|19337
ARKW|ARK WEB X.0 ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
ARKW|ARK WEB X.0 ETF|MCMF|Raymond James Ltd. Cds|303
ARKW|ARK WEB X.0 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34132
ARKW|ARK WEB X.0 ETF|MOTF|MOTIF INVESTING, INC.|24
ARKW|ARK WEB X.0 ETF|MSCO|MORGAN STANLEY & CO. LLC|111975
ARKW|ARK WEB X.0 ETF|MSPL|MORGAN STANLEY & CO. LLC|13000
ARKW|ARK WEB X.0 ETF|NATL|National Securities Corporation|616
ARKW|ARK WEB X.0 ETF|NFSC|National Financial Services LLC|701108
ARKW|ARK WEB X.0 ETF|NITE|VIRTU Americas LLC|525470
ARKW|ARK WEB X.0 ETF|NITP|VIRTU Americas LLC|700
ARKW|ARK WEB X.0 ETF|NQRB|Brut, LLC|100
ARKW|ARK WEB X.0 ETF|NTBF|BMO Nesbitt Burns Inc./CDS|3010
ARKW|ARK WEB X.0 ETF|OPCO|Oppenheimer & Co. Inc.|1288
ARKW|ARK WEB X.0 ETF|PCPT|PHILLIP CAPITAL INC.|21
ARKW|ARK WEB X.0 ETF|PDQM|CODA MARKETS, INC.|9316
ARKW|ARK WEB X.0 ETF|RBCM|RBC CAPITAL MARKETS, LLC|6063
ARKW|ARK WEB X.0 ETF|SAGL|SAGETRADER, LLC|3000
ARKW|ARK WEB X.0 ETF|SALI|INTL FCSTONE FINANCIAL INC.|175
ARKW|ARK WEB X.0 ETF|SBSH|Citigroup Global Markets Inc.|10890
ARKW|ARK WEB X.0 ETF|SGMT|GOLDMAN SACHS & CO. LLC|17826
ARKW|ARK WEB X.0 ETF|SOGO|Wang Investment Associates, Inc.|6
ARKW|ARK WEB X.0 ETF|SPHN|Stephens Inc.|1517
ARKW|ARK WEB X.0 ETF|STTT|STATETRUST INVESTMENTS INC.|335
ARKW|ARK WEB X.0 ETF|SWIM|TD Ameritrade, Inc.|45433
ARKW|ARK WEB X.0 ETF|SWST|Hilltop Securities Inc.|1532
ARKW|ARK WEB X.0 ETF|TKNG|ALLY INVEST SECURITIES LLC|3221
ARKW|ARK WEB X.0 ETF|TRCM|TRC MARKETS LLC|1337
ARKW|ARK WEB X.0 ETF|UBSA|UBS SECURITIES LLC|118373
ARKW|ARK WEB X.0 ETF|UBSS|UBS Securities LLC|145515
ARKW|ARK WEB X.0 ETF|VGRD|Vanguard Marketing Corporation|44744
ARKW|ARK WEB X.0 ETF|VSIN|Vision Financial Markets Llc|228
ARKW|ARK WEB X.0 ETF|WCHV|WELLS FARGO SECURITIES, LLC|32495
ARKW|ARK WEB X.0 ETF|WEDB|WEDBUSH SECURITIES INC.|295
ARKW|ARK WEB X.0 ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|173
ARKW|ARK WEB X.0 ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9474
ARKW|ARK WEB X.0 ETF|WGIF|CIBC World Markets Inc.|1435
ARKW|ARK WEB X.0 ETF|WSEA|WOLVERINE SECURITIES, LLC|2748
ARKW|ARK WEB X.0 ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|363158
ARKW|ARK WEB X.0 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|80980
ARL|AMER RLTY INVESTORS|APCC|Apex Clearing Corporation|10
ARL|AMER RLTY INVESTORS|BATM|CBOE TRADING, INC.|1207
ARL|AMER RLTY INVESTORS|BAYC|BAY CREST PARTNERS, LLC|614
ARL|AMER RLTY INVESTORS|BNPX|BNP PARIBAS SECURITIES CORP.|269
ARL|AMER RLTY INVESTORS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
ARL|AMER RLTY INVESTORS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|154
ARL|AMER RLTY INVESTORS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|871
ARL|AMER RLTY INVESTORS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|454
ARL|AMER RLTY INVESTORS|CTDL|Citadel Derivatives Group Llc|457
ARL|AMER RLTY INVESTORS|DBAB|Deutsche Bank Securities Inc.|580
ARL|AMER RLTY INVESTORS|DBAX|Deutsche Bank Securities Inc.|800
ARL|AMER RLTY INVESTORS|EBXL|EBX LLC|500
ARL|AMER RLTY INVESTORS|ECUT|CONVERGEX EXECUTION SOLUTIONS|332
ARL|AMER RLTY INVESTORS|EDJO|Edward D. Jones & Co., L.P.|452
ARL|AMER RLTY INVESTORS|EGAM|CBOE TRADING, INC.|125
ARL|AMER RLTY INVESTORS|EGXM|CBOE TRADING, INC.|2
ARL|AMER RLTY INVESTORS|ETRS|E*Trade Securities LLC|2050
ARL|AMER RLTY INVESTORS|FILL|Tradestation Securities, Inc.|70
ARL|AMER RLTY INVESTORS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|870
ARL|AMER RLTY INVESTORS|GLPX|ACS EXECUTION SERVICES, LLC|600
ARL|AMER RLTY INVESTORS|GSCO|GOLDMAN SACHS & CO. LLC|15531
ARL|AMER RLTY INVESTORS|GSLT|GOLDMAN SACHS & CO. LLC|228
ARL|AMER RLTY INVESTORS|GTSZ|GTS SECURITIES LLC|2693
ARL|AMER RLTY INVESTORS|HRBF|American Enterprise Investment Services Inc.|200
ARL|AMER RLTY INVESTORS|IATS|INTERACTIVE BROKERS LLC|3150
ARL|AMER RLTY INVESTORS|IBKR|Interactive Brokers Llc|3444
ARL|AMER RLTY INVESTORS|ICBX|INSTINET, LLC|300
ARL|AMER RLTY INVESTORS|INCA|INSTINET, LLC|1786
ARL|AMER RLTY INVESTORS|ITGI|ITG Inc.|101
ARL|AMER RLTY INVESTORS|ITGP|ITG INC.|800
ARL|AMER RLTY INVESTORS|JEFF|JEFFERIES LLC|17
ARL|AMER RLTY INVESTORS|JPMX|J.P. Morgan Securities LLC|678
ARL|AMER RLTY INVESTORS|KCGM|VIRTU Americas LLC|12
ARL|AMER RLTY INVESTORS|LEHM|Barclays Capital Inc./Le|806
ARL|AMER RLTY INVESTORS|LIME|Lime Brokerage LLC|755
ARL|AMER RLTY INVESTORS|LOOP|Loop Capital Markets LLC|850
ARL|AMER RLTY INVESTORS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2100
ARL|AMER RLTY INVESTORS|MSCO|MORGAN STANLEY & CO. LLC|2505
ARL|AMER RLTY INVESTORS|MSPL|MORGAN STANLEY & CO. LLC|1900
ARL|AMER RLTY INVESTORS|NFSC|National Financial Services LLC|15411
ARL|AMER RLTY INVESTORS|NITE|VIRTU Americas LLC|24126
ARL|AMER RLTY INVESTORS|OPCO|Oppenheimer & Co. Inc.|2
ARL|AMER RLTY INVESTORS|PDQM|CODA MARKETS, INC.|1050
ARL|AMER RLTY INVESTORS|PWJC|UBS Financial Services, Inc.|695
ARL|AMER RLTY INVESTORS|RBCM|RBC CAPITAL MARKETS, LLC|144
ARL|AMER RLTY INVESTORS|SBSH|Citigroup Global Markets Inc.|373
ARL|AMER RLTY INVESTORS|SGMT|GOLDMAN SACHS & CO. LLC|993
ARL|AMER RLTY INVESTORS|SPDR|SPEEDROUTE LLC|300
ARL|AMER RLTY INVESTORS|SPTD|MINT GLOBAL MARKETS, INC.|1
ARL|AMER RLTY INVESTORS|STFL|Stifel, Nicolaus & Company, Incorporated|600
ARL|AMER RLTY INVESTORS|SWIM|TD Ameritrade, Inc.|6020
ARL|AMER RLTY INVESTORS|TRCM|TRC MARKETS LLC|198
ARL|AMER RLTY INVESTORS|UBSA|UBS SECURITIES LLC|8342
ARL|AMER RLTY INVESTORS|UBSS|UBS Securities LLC|8058
ARL|AMER RLTY INVESTORS|VALX|VIRTU AMERICAS LLC|1108
ARL|AMER RLTY INVESTORS|WABR|Wall Street Access|174
ARL|AMER RLTY INVESTORS|WCHV|WELLS FARGO SECURITIES, LLC|9446
ARL|AMER RLTY INVESTORS|WEDB|WEDBUSH SECURITIES INC.|800
ARL|AMER RLTY INVESTORS|WSEA|WOLVERINE SECURITIES, LLC|19
ARLP|ALLIANCE RESOURCE PT|ALTX|Alternet Securities Inc.|1750
ARLP|ALLIANCE RESOURCE PT|APCC|Apex Clearing Corporation|694
ARLP|ALLIANCE RESOURCE PT|BANK|Primevest Financial Services, Inc.|200
ARLP|ALLIANCE RESOURCE PT|BARD|Robert W. Baird & Co. Incorporated|6690
ARLP|ALLIANCE RESOURCE PT|BATM|CBOE TRADING, INC.|3310
ARLP|ALLIANCE RESOURCE PT|BBNT|BB&T SECURITIES, LLC|8301
ARLP|ALLIANCE RESOURCE PT|BERN|Sanford C. Bernstein & Co., LLC|23429
ARLP|ALLIANCE RESOURCE PT|BIAD|SAGETRADER, LLC|1336
ARLP|ALLIANCE RESOURCE PT|BIMI|Banca IMI Securities Corp.|200
ARLP|ALLIANCE RESOURCE PT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13967
ARLP|ALLIANCE RESOURCE PT|BNPX|BNP PARIBAS SECURITIES CORP.|390
ARLP|ALLIANCE RESOURCE PT|BTIG|BTIG, LLC|6451
ARLP|ALLIANCE RESOURCE PT|BYXM|CBOE TRADING, INC.|300
ARLP|ALLIANCE RESOURCE PT|BZYD|GOLDMAN SACHS & CO. LLC|367
ARLP|ALLIANCE RESOURCE PT|CANT|Cantor Fitzgerald & Co.|1312
ARLP|ALLIANCE RESOURCE PT|CHAS|Charles Schwab & Co., Inc.|19170
ARLP|ALLIANCE RESOURCE PT|CIST|Capital Institutional Services, Inc.|4
ARLP|ALLIANCE RESOURCE PT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69891
ARLP|ALLIANCE RESOURCE PT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|552
ARLP|ALLIANCE RESOURCE PT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|144872
ARLP|ALLIANCE RESOURCE PT|CTDL|Citadel Derivatives Group Llc|31385
ARLP|ALLIANCE RESOURCE PT|CTLR|CUTLER GROUP, LP|100
ARLP|ALLIANCE RESOURCE PT|CXCX|CITIGROUP GLOBAL MARKETS INC.|43540
ARLP|ALLIANCE RESOURCE PT|DAVA|Davenport & Company LLC|1588
ARLP|ALLIANCE RESOURCE PT|DBAB|Deutsche Bank Securities Inc.|72470
ARLP|ALLIANCE RESOURCE PT|DBAX|Deutsche Bank Securities Inc.|226100
ARLP|ALLIANCE RESOURCE PT|DEAN|MORGAN STANLEY|5146
ARLP|ALLIANCE RESOURCE PT|DEGS|RONIN PROFESSIONAL LLC|3921
ARLP|ALLIANCE RESOURCE PT|DRWC|DRW SECURITIES, L.L.C.|100
ARLP|ALLIANCE RESOURCE PT|EBXL|EBX LLC|82400
ARLP|ALLIANCE RESOURCE PT|EDJO|Edward D. Jones & Co., L.P.|6605
ARLP|ALLIANCE RESOURCE PT|EGAM|CBOE TRADING, INC.|13363
ARLP|ALLIANCE RESOURCE PT|EGXM|CBOE TRADING, INC.|87
ARLP|ALLIANCE RESOURCE PT|ETBE|Electronic Transaction Clearing, Inc.|36574
ARLP|ALLIANCE RESOURCE PT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1851
ARLP|ALLIANCE RESOURCE PT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8420
ARLP|ALLIANCE RESOURCE PT|ETRS|E*Trade Securities LLC|103089
ARLP|ALLIANCE RESOURCE PT|FBCO|Credit Suisse Securities (USA) LLC|89411
ARLP|ALLIANCE RESOURCE PT|FIDT|Fidelity Clearing Canada ULC./ CDS|8
ARLP|ALLIANCE RESOURCE PT|FILL|Tradestation Securities, Inc.|3145
ARLP|ALLIANCE RESOURCE PT|FMAF|NBCN Inc./ CDS|3448
ARLP|ALLIANCE RESOURCE PT|FOMA|TD AMERITRADE CLEARING, INC.|376100
ARLP|ALLIANCE RESOURCE PT|FQLS|Quantlab Securities LP|56817
ARLP|ALLIANCE RESOURCE PT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29590
ARLP|ALLIANCE RESOURCE PT|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5178
ARLP|ALLIANCE RESOURCE PT|FTBR|Foliofn Investments, Inc.|10177
ARLP|ALLIANCE RESOURCE PT|GEBB|GLOBAL EXECUTION BROKERS, LP|9720
ARLP|ALLIANCE RESOURCE PT|GLIS|TD Securities Inc|100
ARLP|ALLIANCE RESOURCE PT|GLPX|ACS EXECUTION SERVICES, LLC|7188
ARLP|ALLIANCE RESOURCE PT|GSCO|GOLDMAN SACHS & CO. LLC|839028
ARLP|ALLIANCE RESOURCE PT|GSCS|GOLDMAN SACHS & CO. LLC|19040
ARLP|ALLIANCE RESOURCE PT|GSLT|GOLDMAN SACHS & CO. LLC|1179
ARLP|ALLIANCE RESOURCE PT|GTSZ|GTS SECURITIES LLC|64256
ARLP|ALLIANCE RESOURCE PT|HASF|Haywood Securities Inc./CDS|127
ARLP|ALLIANCE RESOURCE PT|HRBF|American Enterprise Investment Services Inc.|5732
ARLP|ALLIANCE RESOURCE PT|HSBC|HSBC Securities, Inc.|1
ARLP|ALLIANCE RESOURCE PT|IATS|INTERACTIVE BROKERS LLC|11548
ARLP|ALLIANCE RESOURCE PT|IBKR|Interactive Brokers Llc|52089
ARLP|ALLIANCE RESOURCE PT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
ARLP|ALLIANCE RESOURCE PT|ICBX|INSTINET, LLC|30941
ARLP|ALLIANCE RESOURCE PT|INCA|INSTINET, LLC|71387
ARLP|ALLIANCE RESOURCE PT|INJX|INSTINET, LLC|2096
ARLP|ALLIANCE RESOURCE PT|ITGI|ITG Inc.|11838
ARLP|ALLIANCE RESOURCE PT|ITGP|ITG INC.|34800
ARLP|ALLIANCE RESOURCE PT|JANY|Janney Montgomery Scott Inc.|504
ARLP|ALLIANCE RESOURCE PT|JEFF|JEFFERIES LLC|7728
ARLP|ALLIANCE RESOURCE PT|JMPT|JUMP TRADING, LLC|2648
ARLP|ALLIANCE RESOURCE PT|JONE|JonesTrading|19088
ARLP|ALLIANCE RESOURCE PT|JPMX|J.P. Morgan Securities LLC|164609
ARLP|ALLIANCE RESOURCE PT|JSJX|JANE STREET CAPITAL LLC|3409
ARLP|ALLIANCE RESOURCE PT|KCGM|VIRTU Americas LLC|28476
ARLP|ALLIANCE RESOURCE PT|LEHM|Barclays Capital Inc./Le|265076
ARLP|ALLIANCE RESOURCE PT|LGNT|COR CLEARING LLC|1
ARLP|ALLIANCE RESOURCE PT|LIME|Lime Brokerage LLC|262296
ARLP|ALLIANCE RESOURCE PT|LMGP|LIME BROKERAGE LLC|86976
ARLP|ALLIANCE RESOURCE PT|LOOP|Loop Capital Markets LLC|100
ARLP|ALLIANCE RESOURCE PT|LSCI|Lek Securities Corporation|394650
ARLP|ALLIANCE RESOURCE PT|MAXM|Maxim Group LLC|5363
ARLP|ALLIANCE RESOURCE PT|MBTS|ALLY INVEST SECURITIES LLC|1497
ARLP|ALLIANCE RESOURCE PT|MCMF|Raymond James Ltd. Cds|1
ARLP|ALLIANCE RESOURCE PT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128804
ARLP|ALLIANCE RESOURCE PT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3445
ARLP|ALLIANCE RESOURCE PT|MSCO|MORGAN STANLEY & CO. LLC|760294
ARLP|ALLIANCE RESOURCE PT|MSPL|MORGAN STANLEY & CO. LLC|65500
ARLP|ALLIANCE RESOURCE PT|MSTX|MORGAN STANLEY & CO. LLC|5900
ARLP|ALLIANCE RESOURCE PT|NATL|National Securities Corporation|1300
ARLP|ALLIANCE RESOURCE PT|NEUB|NEUBERGER BERMAN BD LLC|9431
ARLP|ALLIANCE RESOURCE PT|NFSC|National Financial Services LLC|317057
ARLP|ALLIANCE RESOURCE PT|NITE|VIRTU Americas LLC|608797
ARLP|ALLIANCE RESOURCE PT|NITP|VIRTU Americas LLC|16515
ARLP|ALLIANCE RESOURCE PT|NQRB|Brut, LLC|477
ARLP|ALLIANCE RESOURCE PT|OPCO|Oppenheimer & Co. Inc.|5033
ARLP|ALLIANCE RESOURCE PT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8323
ARLP|ALLIANCE RESOURCE PT|PDQM|CODA MARKETS, INC.|31997
ARLP|ALLIANCE RESOURCE PT|PWJC|UBS Financial Services, Inc.|4121
ARLP|ALLIANCE RESOURCE PT|RAJA|Raymond James & Associates, Inc.|40968
ARLP|ALLIANCE RESOURCE PT|RBCM|RBC CAPITAL MARKETS, LLC|6914
ARLP|ALLIANCE RESOURCE PT|SAGL|SAGETRADER, LLC|100
ARLP|ALLIANCE RESOURCE PT|SAGW|SAGETRADER, LLC|1014
ARLP|ALLIANCE RESOURCE PT|SALI|INTL FCSTONE FINANCIAL INC.|1
ARLP|ALLIANCE RESOURCE PT|SBSH|Citigroup Global Markets Inc.|266983
ARLP|ALLIANCE RESOURCE PT|SGMT|GOLDMAN SACHS & CO. LLC|111200
ARLP|ALLIANCE RESOURCE PT|SPDR|SPEEDROUTE LLC|4152
ARLP|ALLIANCE RESOURCE PT|SPHN|Stephens Inc.|100
ARLP|ALLIANCE RESOURCE PT|STFL|Stifel, Nicolaus & Company, Incorporated|8235
ARLP|ALLIANCE RESOURCE PT|STKP|STOCKPILE INVESTMENTS, INC.|48
ARLP|ALLIANCE RESOURCE PT|STXG|Stockcross Financial Services, Inc.|2
ARLP|ALLIANCE RESOURCE PT|SWIM|TD Ameritrade, Inc.|28895
ARLP|ALLIANCE RESOURCE PT|SWST|Hilltop Securities Inc.|169
ARLP|ALLIANCE RESOURCE PT|TKNG|ALLY INVEST SECURITIES LLC|7005
ARLP|ALLIANCE RESOURCE PT|TRBT|Tradebot Systems, Inc.|35688
ARLP|ALLIANCE RESOURCE PT|TRCM|TRC MARKETS LLC|122732
ARLP|ALLIANCE RESOURCE PT|TWTT|TASTYWORKS, INC.|7176
ARLP|ALLIANCE RESOURCE PT|UBSA|UBS SECURITIES LLC|710661
ARLP|ALLIANCE RESOURCE PT|UBSS|UBS Securities LLC|927873
ARLP|ALLIANCE RESOURCE PT|VALX|VIRTU AMERICAS LLC|19468
ARLP|ALLIANCE RESOURCE PT|VERT|The Vertical Trading Group, LLC|16
ARLP|ALLIANCE RESOURCE PT|VGRD|Vanguard Marketing Corporation|36456
ARLP|ALLIANCE RESOURCE PT|WABR|Wall Street Access|5000
ARLP|ALLIANCE RESOURCE PT|WBLR|WILLIAM BLAIR|2712
ARLP|ALLIANCE RESOURCE PT|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
ARLP|ALLIANCE RESOURCE PT|WCHV|WELLS FARGO SECURITIES, LLC|117355
ARLP|ALLIANCE RESOURCE PT|WEDB|WEDBUSH SECURITIES INC.|4722
ARLP|ALLIANCE RESOURCE PT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9796
ARLP|ALLIANCE RESOURCE PT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23653
ARLP|ALLIANCE RESOURCE PT|WGIF|CIBC World Markets Inc.|4774
ARLP|ALLIANCE RESOURCE PT|WSEA|WOLVERINE SECURITIES, LLC|8706
ARLP|ALLIANCE RESOURCE PT|XSTM|NATIONAL FINANCIAL SERVICES LLC|23166
ARLP|ALLIANCE RESOURCE PT|YKNA|COMHAR CAPITAL MARKETS, LLC|1022
ARLP|ALLIANCE RESOURCE PT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4856
ARLZ|ARALEZ PHARM INC|ALTX|Alternet Securities Inc.|200
ARLZ|ARALEZ PHARM INC|APCC|Apex Clearing Corporation|54865
ARLZ|ARALEZ PHARM INC|BATM|CBOE TRADING, INC.|1000
ARLZ|ARALEZ PHARM INC|BIMI|Banca IMI Securities Corp.|145629
ARLZ|ARALEZ PHARM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62301
ARLZ|ARALEZ PHARM INC|BYXM|CBOE TRADING, INC.|400
ARLZ|ARALEZ PHARM INC|CANT|Cantor Fitzgerald & Co.|173156
ARLZ|ARALEZ PHARM INC|CHAS|Charles Schwab & Co., Inc.|6000
ARLZ|ARALEZ PHARM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33492
ARLZ|ARALEZ PHARM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18175
ARLZ|ARALEZ PHARM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7300
ARLZ|ARALEZ PHARM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69552
ARLZ|ARALEZ PHARM INC|CTDE|CHOICETRADE|300
ARLZ|ARALEZ PHARM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12422
ARLZ|ARALEZ PHARM INC|DBAB|Deutsche Bank Securities Inc.|64541
ARLZ|ARALEZ PHARM INC|DBAX|Deutsche Bank Securities Inc.|28700
ARLZ|ARALEZ PHARM INC|DEAN|MORGAN STANLEY|3000
ARLZ|ARALEZ PHARM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|163609
ARLZ|ARALEZ PHARM INC|EBXL|EBX LLC|52800
ARLZ|ARALEZ PHARM INC|EDJO|Edward D. Jones & Co., L.P.|40
ARLZ|ARALEZ PHARM INC|EGAM|CBOE TRADING, INC.|16454
ARLZ|ARALEZ PHARM INC|EGXM|CBOE TRADING, INC.|30147
ARLZ|ARALEZ PHARM INC|EGXW|CBOE TRADING, INC.|800
ARLZ|ARALEZ PHARM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|838
ARLZ|ARALEZ PHARM INC|ETRS|E*Trade Securities LLC|1460274
ARLZ|ARALEZ PHARM INC|FBCO|Credit Suisse Securities (USA) LLC|17096
ARLZ|ARALEZ PHARM INC|FILL|Tradestation Securities, Inc.|21880
ARLZ|ARALEZ PHARM INC|FMAF|NBCN Inc./ CDS|22640
ARLZ|ARALEZ PHARM INC|FOMA|TD AMERITRADE CLEARING, INC.|2575652
ARLZ|ARALEZ PHARM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1850
ARLZ|ARALEZ PHARM INC|FTBR|Foliofn Investments, Inc.|21
ARLZ|ARALEZ PHARM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|690
ARLZ|ARALEZ PHARM INC|GSCO|GOLDMAN SACHS & CO. LLC|67464
ARLZ|ARALEZ PHARM INC|GSLT|GOLDMAN SACHS & CO. LLC|23980
ARLZ|ARALEZ PHARM INC|HAPX|HAP Trading, LLC|4600
ARLZ|ARALEZ PHARM INC|HRBF|American Enterprise Investment Services Inc.|201
ARLZ|ARALEZ PHARM INC|IATS|INTERACTIVE BROKERS LLC|13910
ARLZ|ARALEZ PHARM INC|IBKR|Interactive Brokers Llc|310255
ARLZ|ARALEZ PHARM INC|ICBX|INSTINET, LLC|33407
ARLZ|ARALEZ PHARM INC|INCA|INSTINET, LLC|54635
ARLZ|ARALEZ PHARM INC|ITGI|ITG Inc.|66687
ARLZ|ARALEZ PHARM INC|ITGP|ITG INC.|31000
ARLZ|ARALEZ PHARM INC|JANY|Janney Montgomery Scott Inc.|94290
ARLZ|ARALEZ PHARM INC|JMPT|JUMP TRADING, LLC|6187
ARLZ|ARALEZ PHARM INC|JPMX|J.P. Morgan Securities LLC|19700
ARLZ|ARALEZ PHARM INC|KCGM|VIRTU Americas LLC|15210
ARLZ|ARALEZ PHARM INC|LEHM|Barclays Capital Inc./Le|83165
ARLZ|ARALEZ PHARM INC|LIME|Lime Brokerage LLC|2950
ARLZ|ARALEZ PHARM INC|LSCI|Lek Securities Corporation|100
ARLZ|ARALEZ PHARM INC|MBTS|ALLY INVEST SECURITIES LLC|25097
ARLZ|ARALEZ PHARM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67038
ARLZ|ARALEZ PHARM INC|MSCO|MORGAN STANLEY & CO. LLC|870446
ARLZ|ARALEZ PHARM INC|MSPL|MORGAN STANLEY & CO. LLC|5900
ARLZ|ARALEZ PHARM INC|NFSC|National Financial Services LLC|1181201
ARLZ|ARALEZ PHARM INC|NITE|VIRTU Americas LLC|3054150
ARLZ|ARALEZ PHARM INC|NITP|VIRTU Americas LLC|100
ARLZ|ARALEZ PHARM INC|NQRB|Brut, LLC|4480
ARLZ|ARALEZ PHARM INC|OPCO|Oppenheimer & Co. Inc.|1000
ARLZ|ARALEZ PHARM INC|PDQM|CODA MARKETS, INC.|310629
ARLZ|ARALEZ PHARM INC|PHLY|NASDAQ Execution Services, LLC|20000
ARLZ|ARALEZ PHARM INC|RAJA|Raymond James & Associates, Inc.|7447
ARLZ|ARALEZ PHARM INC|RBCM|RBC CAPITAL MARKETS, LLC|513
ARLZ|ARALEZ PHARM INC|SALI|INTL FCSTONE FINANCIAL INC.|14200
ARLZ|ARALEZ PHARM INC|SBSH|Citigroup Global Markets Inc.|43140
ARLZ|ARALEZ PHARM INC|SGMT|GOLDMAN SACHS & CO. LLC|11200
ARLZ|ARALEZ PHARM INC|SPDR|SPEEDROUTE LLC|7226
ARLZ|ARALEZ PHARM INC|STFL|Stifel, Nicolaus & Company, Incorporated|10000
ARLZ|ARALEZ PHARM INC|STXG|Stockcross Financial Services, Inc.|340955
ARLZ|ARALEZ PHARM INC|SWIM|TD Ameritrade, Inc.|655036
ARLZ|ARALEZ PHARM INC|SWST|Hilltop Securities Inc.|13800
ARLZ|ARALEZ PHARM INC|TKNG|ALLY INVEST SECURITIES LLC|14280
ARLZ|ARALEZ PHARM INC|TWTT|TASTYWORKS, INC.|850
ARLZ|ARALEZ PHARM INC|UBSA|UBS SECURITIES LLC|219199
ARLZ|ARALEZ PHARM INC|UBSS|UBS Securities LLC|389453
ARLZ|ARALEZ PHARM INC|VALX|VIRTU AMERICAS LLC|3100
ARLZ|ARALEZ PHARM INC|VGRD|Vanguard Marketing Corporation|88674
ARLZ|ARALEZ PHARM INC|VSIN|Vision Financial Markets Llc|25600
ARLZ|ARALEZ PHARM INC|WCHV|WELLS FARGO SECURITIES, LLC|679883
ARLZ|ARALEZ PHARM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31919
ARLZ|ARALEZ PHARM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22962
ARLZ|ARALEZ PHARM INC|WHOT|JUST2TRADE, INC.|300
ARLZ|ARALEZ PHARM INC|WSEA|WOLVERINE SECURITIES, LLC|107779
ARLZ|ARALEZ PHARM INC|WTFS|JUST2TRADE, INC.|2923
ARLZ|ARALEZ PHARM INC|XIST|INSTINET, LLC|400
ARLZ|ARALEZ PHARM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2380
ARLZ|ARALEZ PHARM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
ARMK|ARAMARK|ABLE|NATIXIS Securities Americas LLC|50099
ARMK|ARAMARK|ALTX|Alternet Securities Inc.|11590
ARMK|ARAMARK|APCC|Apex Clearing Corporation|153
ARMK|ARAMARK|AQUA|AQUA SECURITIES L.P.|5000
ARMK|ARAMARK|BANK|Primevest Financial Services, Inc.|53
ARMK|ARAMARK|BARD|Robert W. Baird & Co. Incorporated|117477
ARMK|ARAMARK|BATM|CBOE TRADING, INC.|6928
ARMK|ARAMARK|BAYC|BAY CREST PARTNERS, LLC|240
ARMK|ARAMARK|BAYT|BTIG, LLC|10400
ARMK|ARAMARK|BBNT|BB&T SECURITIES, LLC|258
ARMK|ARAMARK|BERN|Sanford C. Bernstein & Co., LLC|126902
ARMK|ARAMARK|BGIS|BLACKROCK EXECUTION SERVICES|100
ARMK|ARAMARK|BIDS|BIDS TRADING L.P.|521300
ARMK|ARAMARK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1788
ARMK|ARAMARK|BLKX|INSTINET, LLC|213297
ARMK|ARAMARK|BNPX|BNP PARIBAS SECURITIES CORP.|148313
ARMK|ARAMARK|BTIG|BTIG, LLC|12964
ARMK|ARAMARK|BYXM|CBOE TRADING, INC.|802
ARMK|ARAMARK|BZYD|GOLDMAN SACHS & CO. LLC|1774
ARMK|ARAMARK|CANT|Cantor Fitzgerald & Co.|392
ARMK|ARAMARK|CBLC|CITIGROUP GLOBAL MARKETS INC.|848232
ARMK|ARAMARK|CBRA|Cobra Trading, Inc.|900
ARMK|ARAMARK|CHAS|Charles Schwab & Co., Inc.|8
ARMK|ARAMARK|CIBP|CIBC World Markets Corp.|331000
ARMK|ARAMARK|CIST|Capital Institutional Services, Inc.|7830
ARMK|ARAMARK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|251602
ARMK|ARAMARK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1735
ARMK|ARAMARK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|589923
ARMK|ARAMARK|CSIN|Citadel Securities Institutional LLC|1400
ARMK|ARAMARK|CTDL|Citadel Derivatives Group Llc|117143
ARMK|ARAMARK|CTLR|CUTLER GROUP, LP|600
ARMK|ARAMARK|CXCX|CITIGROUP GLOBAL MARKETS INC.|160632
ARMK|ARAMARK|DADA|D.A. Davidson & Co.|260
ARMK|ARAMARK|DBAB|Deutsche Bank Securities Inc.|410937
ARMK|ARAMARK|DBAX|Deutsche Bank Securities Inc.|874400
ARMK|ARAMARK|DBUL|Deutsche Bank Securities Inc.|1354
ARMK|ARAMARK|DEAN|MORGAN STANLEY|3887
ARMK|ARAMARK|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5298
ARMK|ARAMARK|EBXL|EBX LLC|339800
ARMK|ARAMARK|ECUT|CONVERGEX EXECUTION SOLUTIONS|31275
ARMK|ARAMARK|EDJO|Edward D. Jones & Co., L.P.|1792
ARMK|ARAMARK|EGAM|CBOE TRADING, INC.|19415
ARMK|ARAMARK|EGAW|CBOE TRADING, INC.|293
ARMK|ARAMARK|EGMT|EG MARKET TECHNOLOGIES LLC|800
ARMK|ARAMARK|EGXM|CBOE TRADING, INC.|1156
ARMK|ARAMARK|ETBE|Electronic Transaction Clearing, Inc.|16324
ARMK|ARAMARK|ETCC|Electronic Transaction Clearing, Inc.|240
ARMK|ARAMARK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9184
ARMK|ARAMARK|ETRS|E*Trade Securities LLC|19814
ARMK|ARAMARK|FILL|Tradestation Securities, Inc.|1100
ARMK|ARAMARK|FMAF|NBCN Inc./ CDS|536
ARMK|ARAMARK|FMCO|First Manhattan Co|34880
ARMK|ARAMARK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6507
ARMK|ARAMARK|FQLS|Quantlab Securities LP|325400
ARMK|ARAMARK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|196341
ARMK|ARAMARK|FTBR|Foliofn Investments, Inc.|1309
ARMK|ARAMARK|GEBB|GLOBAL EXECUTION BROKERS, LP|5624
ARMK|ARAMARK|GLIS|TD Securities Inc|20
ARMK|ARAMARK|GLPX|ACS EXECUTION SERVICES, LLC|14429
ARMK|ARAMARK|GSCO|GOLDMAN SACHS & CO. LLC|2797396
ARMK|ARAMARK|GSCS|GOLDMAN SACHS & CO. LLC|38374
ARMK|ARAMARK|GSLT|GOLDMAN SACHS & CO. LLC|10736
ARMK|ARAMARK|GTSZ|GTS SECURITIES LLC|173761
ARMK|ARAMARK|GUGS|Guggenheim Securities, LLC|371500
ARMK|ARAMARK|HRBF|American Enterprise Investment Services Inc.|1625
ARMK|ARAMARK|HSBC|HSBC Securities, Inc.|7793
ARMK|ARAMARK|IATS|INTERACTIVE BROKERS LLC|2464
ARMK|ARAMARK|IBKR|Interactive Brokers Llc|9640
ARMK|ARAMARK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|776
ARMK|ARAMARK|ICBX|INSTINET, LLC|164048
ARMK|ARAMARK|INCA|INSTINET, LLC|283237
ARMK|ARAMARK|INJX|INSTINET, LLC|5183
ARMK|ARAMARK|ITGI|ITG Inc.|115916
ARMK|ARAMARK|ITGP|ITG INC.|827200
ARMK|ARAMARK|JANY|Janney Montgomery Scott Inc.|1783
ARMK|ARAMARK|JEFF|JEFFERIES LLC|114068
ARMK|ARAMARK|JMPT|JUMP TRADING, LLC|125367
ARMK|ARAMARK|JPBX|J.P. MORGAN SECURITIES LLC|320207
ARMK|ARAMARK|JPMX|J.P. Morgan Securities LLC|1212546
ARMK|ARAMARK|JSJX|JANE STREET CAPITAL LLC|5377
ARMK|ARAMARK|KCGM|VIRTU Americas LLC|96660
ARMK|ARAMARK|KING|C. L. King & Associates, Inc.|674
ARMK|ARAMARK|LEHM|Barclays Capital Inc./Le|599074
ARMK|ARAMARK|LIME|Lime Brokerage LLC|24025
ARMK|ARAMARK|LMNX|LUMINEX TRADING & ANALYTICS LLC|100000
ARMK|ARAMARK|LOOP|Loop Capital Markets LLC|101567
ARMK|ARAMARK|LQNA|LIQUIDNET, INC.|244000
ARMK|ARAMARK|LQNB|LIQUIDNET, INC.|5900
ARMK|ARAMARK|LSCI|Lek Securities Corporation|24
ARMK|ARAMARK|LTCO|Ladenburg, Thalmann & Co., Inc.|3969
ARMK|ARAMARK|MACQ|Macquarie Capital (USA) Inc.|16046
ARMK|ARAMARK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|191677
ARMK|ARAMARK|MOTF|MOTIF INVESTING, INC.|1
ARMK|ARAMARK|MSCO|MORGAN STANLEY & CO. LLC|1759715
ARMK|ARAMARK|MSPL|MORGAN STANLEY & CO. LLC|586700
ARMK|ARAMARK|MSTX|MORGAN STANLEY & CO. LLC|253600
ARMK|ARAMARK|MULL|MARK J. MULLER EQUITIES, INC.|17449
ARMK|ARAMARK|NFSC|National Financial Services LLC|111124
ARMK|ARAMARK|NITE|VIRTU Americas LLC|281034
ARMK|ARAMARK|NITP|VIRTU Americas LLC|3421
ARMK|ARAMARK|NMRA|Nomura Securities International, Inc.|3004439
ARMK|ARAMARK|NQRB|Brut, LLC|6147
ARMK|ARAMARK|NTRC|Northern Trust Securities, Inc.|3003
ARMK|ARAMARK|OPCO|Oppenheimer & Co. Inc.|20085
ARMK|ARAMARK|PDQM|CODA MARKETS, INC.|54470
ARMK|ARAMARK|PIPR|Piper Jaffray & Co.|119
ARMK|ARAMARK|PWJC|UBS Financial Services, Inc.|5714
ARMK|ARAMARK|RBCM|RBC CAPITAL MARKETS, LLC|17359
ARMK|ARAMARK|SAGL|SAGETRADER, LLC|88670
ARMK|ARAMARK|SBSH|Citigroup Global Markets Inc.|269590
ARMK|ARAMARK|SEIC|SEI Investments Distribution Co.|242
ARMK|ARAMARK|SGMT|GOLDMAN SACHS & CO. LLC|379529
ARMK|ARAMARK|SJLS|TRADE INFORMATICS LLC|100
ARMK|ARAMARK|SPDR|SPEEDROUTE LLC|11979
ARMK|ARAMARK|SPHN|Stephens Inc.|1795
ARMK|ARAMARK|STFL|Stifel, Nicolaus & Company, Incorporated|3395
ARMK|ARAMARK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3887
ARMK|ARAMARK|SWIM|TD Ameritrade, Inc.|98111
ARMK|ARAMARK|TKNG|ALLY INVEST SECURITIES LLC|1
ARMK|ARAMARK|TRBT|Tradebot Systems, Inc.|203040
ARMK|ARAMARK|TRCM|TRC MARKETS LLC|106907
ARMK|ARAMARK|UBSA|UBS SECURITIES LLC|773336
ARMK|ARAMARK|UBSS|UBS Securities LLC|752625
ARMK|ARAMARK|VALX|VIRTU AMERICAS LLC|11907
ARMK|ARAMARK|VGRD|Vanguard Marketing Corporation|1444
ARMK|ARAMARK|WBLR|WILLIAM BLAIR|44
ARMK|ARAMARK|WBPX|SUMMIT SECURITIES GROUP, LLC|8770
ARMK|ARAMARK|WCHV|WELLS FARGO SECURITIES, LLC|74772
ARMK|ARAMARK|WEDB|WEDBUSH SECURITIES INC.|3914
ARMK|ARAMARK|WEED|Weeden & Co.L.P.|9834
ARMK|ARAMARK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1594
ARMK|ARAMARK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7810
ARMK|ARAMARK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
ARMK|ARAMARK|WSAG|WALL STREET ACCESS|100
ARMK|ARAMARK|WSEA|WOLVERINE SECURITIES, LLC|3672
ARMK|ARAMARK|XIST|INSTINET, LLC|104106
ARMK|ARAMARK|XPQR|Jump Trading|3260
ARMK|ARAMARK|XSTM|NATIONAL FINANCIAL SERVICES LLC|19294
ARMK|ARAMARK|YKNA|COMHAR CAPITAL MARKETS, LLC|498
ARMK|ARAMARK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1373
ARNA|ARENA PHARMACEUTICAL|AGIS|Aegis Capital Corp.|200
ARNA|ARENA PHARMACEUTICAL|ALTX|Alternet Securities Inc.|3807
ARNA|ARENA PHARMACEUTICAL|APCC|Apex Clearing Corporation|4676
ARNA|ARENA PHARMACEUTICAL|BARD|Robert W. Baird & Co. Incorporated|26
ARNA|ARENA PHARMACEUTICAL|BATM|CBOE TRADING, INC.|6339
ARNA|ARENA PHARMACEUTICAL|BAYT|BTIG, LLC|1350
ARNA|ARENA PHARMACEUTICAL|BBNT|BB&T SECURITIES, LLC|210
ARNA|ARENA PHARMACEUTICAL|BERN|Sanford C. Bernstein & Co., LLC|197859
ARNA|ARENA PHARMACEUTICAL|BIMI|Banca IMI Securities Corp.|1478
ARNA|ARENA PHARMACEUTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5654
ARNA|ARENA PHARMACEUTICAL|BLKX|INSTINET, LLC|76790
ARNA|ARENA PHARMACEUTICAL|BMOC|BMO Capital Markets Corp.|7779
ARNA|ARENA PHARMACEUTICAL|BNPX|BNP PARIBAS SECURITIES CORP.|16274
ARNA|ARENA PHARMACEUTICAL|BTIG|BTIG, LLC|45369
ARNA|ARENA PHARMACEUTICAL|BYXM|CBOE TRADING, INC.|4026
ARNA|ARENA PHARMACEUTICAL|CANT|Cantor Fitzgerald & Co.|11141
ARNA|ARENA PHARMACEUTICAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
ARNA|ARENA PHARMACEUTICAL|CHAS|Charles Schwab & Co., Inc.|2200
ARNA|ARENA PHARMACEUTICAL|CIST|Capital Institutional Services, Inc.|859
ARNA|ARENA PHARMACEUTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88033
ARNA|ARENA PHARMACEUTICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|205
ARNA|ARENA PHARMACEUTICAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1223
ARNA|ARENA PHARMACEUTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|309498
ARNA|ARENA PHARMACEUTICAL|CTDL|Citadel Derivatives Group Llc|16370
ARNA|ARENA PHARMACEUTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|37304
ARNA|ARENA PHARMACEUTICAL|DADA|D.A. Davidson & Co.|590
ARNA|ARENA PHARMACEUTICAL|DBAB|Deutsche Bank Securities Inc.|494433
ARNA|ARENA PHARMACEUTICAL|DBAX|Deutsche Bank Securities Inc.|155900
ARNA|ARENA PHARMACEUTICAL|DBUL|Deutsche Bank Securities Inc.|1801
ARNA|ARENA PHARMACEUTICAL|DCHF|Dart Executions, LLC|5782
ARNA|ARENA PHARMACEUTICAL|DEAN|MORGAN STANLEY|1620
ARNA|ARENA PHARMACEUTICAL|DEGS|RONIN PROFESSIONAL LLC|2000
ARNA|ARENA PHARMACEUTICAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3929
ARNA|ARENA PHARMACEUTICAL|EBXL|EBX LLC|147400
ARNA|ARENA PHARMACEUTICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|5981
ARNA|ARENA PHARMACEUTICAL|EDJO|Edward D. Jones & Co., L.P.|2684
ARNA|ARENA PHARMACEUTICAL|EGAM|CBOE TRADING, INC.|8378
ARNA|ARENA PHARMACEUTICAL|EGMT|EG MARKET TECHNOLOGIES LLC|4300
ARNA|ARENA PHARMACEUTICAL|EGXM|CBOE TRADING, INC.|2758
ARNA|ARENA PHARMACEUTICAL|ETBE|Electronic Transaction Clearing, Inc.|25906
ARNA|ARENA PHARMACEUTICAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4376
ARNA|ARENA PHARMACEUTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|86510
ARNA|ARENA PHARMACEUTICAL|ETRS|E*Trade Securities LLC|112583
ARNA|ARENA PHARMACEUTICAL|FBCO|Credit Suisse Securities (USA) LLC|722563
ARNA|ARENA PHARMACEUTICAL|FILL|Tradestation Securities, Inc.|4778
ARNA|ARENA PHARMACEUTICAL|FMAF|NBCN Inc./ CDS|245
ARNA|ARENA PHARMACEUTICAL|FOMA|TD AMERITRADE CLEARING, INC.|553402
ARNA|ARENA PHARMACEUTICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1472
ARNA|ARENA PHARMACEUTICAL|FQLS|Quantlab Securities LP|264854
ARNA|ARENA PHARMACEUTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65644
ARNA|ARENA PHARMACEUTICAL|FTBR|Foliofn Investments, Inc.|7725
ARNA|ARENA PHARMACEUTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|49703
ARNA|ARENA PHARMACEUTICAL|GLPX|ACS EXECUTION SERVICES, LLC|34641
ARNA|ARENA PHARMACEUTICAL|GSCO|GOLDMAN SACHS & CO. LLC|855694
ARNA|ARENA PHARMACEUTICAL|GSCS|GOLDMAN SACHS & CO. LLC|127543
ARNA|ARENA PHARMACEUTICAL|GSLT|GOLDMAN SACHS & CO. LLC|1504
ARNA|ARENA PHARMACEUTICAL|GTSZ|GTS SECURITIES LLC|42821
ARNA|ARENA PHARMACEUTICAL|HAPX|HAP Trading, LLC|1072
ARNA|ARENA PHARMACEUTICAL|HRBF|American Enterprise Investment Services Inc.|3050
ARNA|ARENA PHARMACEUTICAL|IATS|INTERACTIVE BROKERS LLC|11023
ARNA|ARENA PHARMACEUTICAL|IBKR|Interactive Brokers Llc|103187
ARNA|ARENA PHARMACEUTICAL|ICBX|INSTINET, LLC|29528
ARNA|ARENA PHARMACEUTICAL|IEQY|CITADEL SECURITIES LLC|177024
ARNA|ARENA PHARMACEUTICAL|INCA|INSTINET, LLC|320805
ARNA|ARENA PHARMACEUTICAL|INJX|INSTINET, LLC|12483
ARNA|ARENA PHARMACEUTICAL|ITGI|ITG Inc.|41186
ARNA|ARENA PHARMACEUTICAL|ITGP|ITG INC.|123800
ARNA|ARENA PHARMACEUTICAL|JANY|Janney Montgomery Scott Inc.|3060
ARNA|ARENA PHARMACEUTICAL|JEFF|JEFFERIES LLC|58289
ARNA|ARENA PHARMACEUTICAL|JMPT|JUMP TRADING, LLC|78875
ARNA|ARENA PHARMACEUTICAL|JONE|JonesTrading|181
ARNA|ARENA PHARMACEUTICAL|JPBX|J.P. MORGAN SECURITIES LLC|21182
ARNA|ARENA PHARMACEUTICAL|JPMX|J.P. Morgan Securities LLC|272035
ARNA|ARENA PHARMACEUTICAL|JSJX|JANE STREET CAPITAL LLC|38202
ARNA|ARENA PHARMACEUTICAL|KCGM|VIRTU Americas LLC|49600
ARNA|ARENA PHARMACEUTICAL|LEER|LEERINK PARTNERS LLC|144641
ARNA|ARENA PHARMACEUTICAL|LEHM|Barclays Capital Inc./Le|675000
ARNA|ARENA PHARMACEUTICAL|LGNT|COR CLEARING LLC|50
ARNA|ARENA PHARMACEUTICAL|LIME|Lime Brokerage LLC|225526
ARNA|ARENA PHARMACEUTICAL|LMGP|LIME BROKERAGE LLC|1478
ARNA|ARENA PHARMACEUTICAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|114400
ARNA|ARENA PHARMACEUTICAL|LOOP|Loop Capital Markets LLC|200
ARNA|ARENA PHARMACEUTICAL|LQNA|LIQUIDNET, INC.|10500
ARNA|ARENA PHARMACEUTICAL|LSCI|Lek Securities Corporation|861
ARNA|ARENA PHARMACEUTICAL|MAXM|Maxim Group LLC|4951
ARNA|ARENA PHARMACEUTICAL|MBTS|ALLY INVEST SECURITIES LLC|731
ARNA|ARENA PHARMACEUTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108152
ARNA|ARENA PHARMACEUTICAL|MOTF|MOTIF INVESTING, INC.|37
ARNA|ARENA PHARMACEUTICAL|MSCO|MORGAN STANLEY & CO. LLC|2088822
ARNA|ARENA PHARMACEUTICAL|MSPL|MORGAN STANLEY & CO. LLC|312500
ARNA|ARENA PHARMACEUTICAL|MSTX|MORGAN STANLEY & CO. LLC|55600
ARNA|ARENA PHARMACEUTICAL|NFSC|National Financial Services LLC|319214
ARNA|ARENA PHARMACEUTICAL|NITE|VIRTU Americas LLC|663873
ARNA|ARENA PHARMACEUTICAL|NITP|VIRTU Americas LLC|2600
ARNA|ARENA PHARMACEUTICAL|NQRB|Brut, LLC|14811
ARNA|ARENA PHARMACEUTICAL|NTRC|Northern Trust Securities, Inc.|446
ARNA|ARENA PHARMACEUTICAL|OPCO|Oppenheimer & Co. Inc.|1800
ARNA|ARENA PHARMACEUTICAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ARNA|ARENA PHARMACEUTICAL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|960
ARNA|ARENA PHARMACEUTICAL|PCPT|PHILLIP CAPITAL INC.|110
ARNA|ARENA PHARMACEUTICAL|PDQM|CODA MARKETS, INC.|74108
ARNA|ARENA PHARMACEUTICAL|PHLY|NASDAQ Execution Services, LLC|1000
ARNA|ARENA PHARMACEUTICAL|PIPR|Piper Jaffray & Co.|11095
ARNA|ARENA PHARMACEUTICAL|PWJC|UBS Financial Services, Inc.|105
ARNA|ARENA PHARMACEUTICAL|RAJA|Raymond James & Associates, Inc.|3811
ARNA|ARENA PHARMACEUTICAL|RBCM|RBC CAPITAL MARKETS, LLC|3010
ARNA|ARENA PHARMACEUTICAL|RGLD|Regal Securities, Inc|76158
ARNA|ARENA PHARMACEUTICAL|SAGL|SAGETRADER, LLC|16528
ARNA|ARENA PHARMACEUTICAL|SAGW|SAGETRADER, LLC|682
ARNA|ARENA PHARMACEUTICAL|SALI|INTL FCSTONE FINANCIAL INC.|400
ARNA|ARENA PHARMACEUTICAL|SBSH|Citigroup Global Markets Inc.|209071
ARNA|ARENA PHARMACEUTICAL|SGMT|GOLDMAN SACHS & CO. LLC|155171
ARNA|ARENA PHARMACEUTICAL|SPDR|SPEEDROUTE LLC|2587
ARNA|ARENA PHARMACEUTICAL|SPHN|Stephens Inc.|500
ARNA|ARENA PHARMACEUTICAL|SPTD|MINT GLOBAL MARKETS, INC.|3500
ARNA|ARENA PHARMACEUTICAL|STFL|Stifel, Nicolaus & Company, Incorporated|1190
ARNA|ARENA PHARMACEUTICAL|STKP|STOCKPILE INVESTMENTS, INC.|62
ARNA|ARENA PHARMACEUTICAL|SWIM|TD Ameritrade, Inc.|53540
ARNA|ARENA PHARMACEUTICAL|SWST|Hilltop Securities Inc.|1177
ARNA|ARENA PHARMACEUTICAL|TKNG|ALLY INVEST SECURITIES LLC|2602
ARNA|ARENA PHARMACEUTICAL|TRBT|Tradebot Systems, Inc.|183032
ARNA|ARENA PHARMACEUTICAL|TRCM|TRC MARKETS LLC|33516
ARNA|ARENA PHARMACEUTICAL|TWTT|TASTYWORKS, INC.|200
ARNA|ARENA PHARMACEUTICAL|UBSA|UBS SECURITIES LLC|430210
ARNA|ARENA PHARMACEUTICAL|UBSS|UBS Securities LLC|1191794
ARNA|ARENA PHARMACEUTICAL|VALX|VIRTU AMERICAS LLC|73668
ARNA|ARENA PHARMACEUTICAL|VGRD|Vanguard Marketing Corporation|22749
ARNA|ARENA PHARMACEUTICAL|WCHV|WELLS FARGO SECURITIES, LLC|200447
ARNA|ARENA PHARMACEUTICAL|WEDB|WEDBUSH SECURITIES INC.|3500
ARNA|ARENA PHARMACEUTICAL|WEED|Weeden & Co.L.P.|380
ARNA|ARENA PHARMACEUTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7802
ARNA|ARENA PHARMACEUTICAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14456
ARNA|ARENA PHARMACEUTICAL|WGIF|CIBC World Markets Inc.|2055
ARNA|ARENA PHARMACEUTICAL|WSEA|WOLVERINE SECURITIES, LLC|5447
ARNA|ARENA PHARMACEUTICAL|XIST|INSTINET, LLC|69220
ARNA|ARENA PHARMACEUTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|118818
ARNA|ARENA PHARMACEUTICAL|YKNA|COMHAR CAPITAL MARKETS, LLC|8070
ARNA|ARENA PHARMACEUTICAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1220
ARNC|ARCONIC INC.|ABLE|NATIXIS Securities Americas LLC|359488
ARNC|ARCONIC INC.|ALTX|Alternet Securities Inc.|17691
ARNC|ARCONIC INC.|ANOS|ABEL/NOSER, L.L.C.|200
ARNC|ARCONIC INC.|APCC|Apex Clearing Corporation|6843
ARNC|ARCONIC INC.|AVON|Avondale Partners, LLC|750
ARNC|ARCONIC INC.|BALE|M&T SECURITIES, INC.|1196
ARNC|ARCONIC INC.|BANK|Primevest Financial Services, Inc.|1697
ARNC|ARCONIC INC.|BARD|Robert W. Baird & Co. Incorporated|6533
ARNC|ARCONIC INC.|BATM|CBOE TRADING, INC.|18101
ARNC|ARCONIC INC.|BAYC|BAY CREST PARTNERS, LLC|10930
ARNC|ARCONIC INC.|BBNT|BB&T SECURITIES, LLC|134
ARNC|ARCONIC INC.|BERN|Sanford C. Bernstein & Co., LLC|316201
ARNC|ARCONIC INC.|BIDS|BIDS TRADING L.P.|6800
ARNC|ARCONIC INC.|BIMI|Banca IMI Securities Corp.|18
ARNC|ARCONIC INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41279
ARNC|ARCONIC INC.|BLKX|INSTINET, LLC|215600
ARNC|ARCONIC INC.|BNPX|BNP PARIBAS SECURITIES CORP.|358836
ARNC|ARCONIC INC.|BTIG|BTIG, LLC|178198
ARNC|ARCONIC INC.|BYXM|CBOE TRADING, INC.|804
ARNC|ARCONIC INC.|CANT|Cantor Fitzgerald & Co.|786
ARNC|ARCONIC INC.|CHAS|Charles Schwab & Co., Inc.|6078
ARNC|ARCONIC INC.|CIBP|CIBC World Markets Corp.|30436
ARNC|ARCONIC INC.|CICF|Canaccord Genuity Corp.|625
ARNC|ARCONIC INC.|CIST|Capital Institutional Services, Inc.|2202
ARNC|ARCONIC INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|308404
ARNC|ARCONIC INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
ARNC|ARCONIC INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|854534
ARNC|ARCONIC INC.|CSIN|Citadel Securities Institutional LLC|12410
ARNC|ARCONIC INC.|CTDL|Citadel Derivatives Group Llc|46445
ARNC|ARCONIC INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|132084
ARNC|ARCONIC INC.|DADA|D.A. Davidson & Co.|3169
ARNC|ARCONIC INC.|DAVA|Davenport & Company LLC|646
ARNC|ARCONIC INC.|DBAB|Deutsche Bank Securities Inc.|1072663
ARNC|ARCONIC INC.|DBAX|Deutsche Bank Securities Inc.|1249300
ARNC|ARCONIC INC.|DBUL|Deutsche Bank Securities Inc.|10427
ARNC|ARCONIC INC.|DCHF|Dart Executions, LLC|11323
ARNC|ARCONIC INC.|DEAN|MORGAN STANLEY|43072
ARNC|ARCONIC INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12195
ARNC|ARCONIC INC.|DIVA|Divine Capital Markets LLC|4319
ARNC|ARCONIC INC.|EBXL|EBX LLC|699100
ARNC|ARCONIC INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|170401
ARNC|ARCONIC INC.|EDJC|Edward Jones / CDS|233
ARNC|ARCONIC INC.|EDJO|Edward D. Jones & Co., L.P.|38901
ARNC|ARCONIC INC.|EGAM|CBOE TRADING, INC.|14800
ARNC|ARCONIC INC.|EGAW|CBOE TRADING, INC.|104
ARNC|ARCONIC INC.|EGXM|CBOE TRADING, INC.|9599
ARNC|ARCONIC INC.|EGXW|CBOE TRADING, INC.|2
ARNC|ARCONIC INC.|ETBE|Electronic Transaction Clearing, Inc.|27695
ARNC|ARCONIC INC.|ETCB|ETC BROKERAGE SERVICES, LLC|15
ARNC|ARCONIC INC.|ETCC|Electronic Transaction Clearing, Inc.|1304
ARNC|ARCONIC INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4229
ARNC|ARCONIC INC.|ETRS|E*Trade Securities LLC|364595
ARNC|ARCONIC INC.|FBSB|U.S. Bancorp Investments, Inc.|800
ARNC|ARCONIC INC.|FILL|Tradestation Securities, Inc.|749
ARNC|ARCONIC INC.|FMAF|NBCN Inc./ CDS|11704
ARNC|ARCONIC INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|58372
ARNC|ARCONIC INC.|FQLS|Quantlab Securities LP|1073149
ARNC|ARCONIC INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|261039
ARNC|ARCONIC INC.|FTBR|Foliofn Investments, Inc.|1943
ARNC|ARCONIC INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|500
ARNC|ARCONIC INC.|GFIS|GFI Securities LLC|113
ARNC|ARCONIC INC.|GLIS|TD Securities Inc|2171
ARNC|ARCONIC INC.|GLPX|ACS EXECUTION SERVICES, LLC|36027
ARNC|ARCONIC INC.|GSCO|GOLDMAN SACHS & CO. LLC|3404851
ARNC|ARCONIC INC.|GSCS|GOLDMAN SACHS & CO. LLC|40240
ARNC|ARCONIC INC.|GSLT|GOLDMAN SACHS & CO. LLC|12490
ARNC|ARCONIC INC.|GTSY|GTS SECURITIES LLC|100
ARNC|ARCONIC INC.|GTSZ|GTS SECURITIES LLC|335273
ARNC|ARCONIC INC.|HAPX|HAP Trading, LLC|4095
ARNC|ARCONIC INC.|HPPX|POTAMUS TRADING, LLC|913
ARNC|ARCONIC INC.|HRBF|American Enterprise Investment Services Inc.|40302
ARNC|ARCONIC INC.|HSBC|HSBC Securities, Inc.|7132
ARNC|ARCONIC INC.|IATS|INTERACTIVE BROKERS LLC|24712
ARNC|ARCONIC INC.|IBKR|Interactive Brokers Llc|45505
ARNC|ARCONIC INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|391
ARNC|ARCONIC INC.|ICBX|INSTINET, LLC|318896
ARNC|ARCONIC INC.|IEQY|CITADEL SECURITIES LLC|371516
ARNC|ARCONIC INC.|INCA|INSTINET, LLC|965574
ARNC|ARCONIC INC.|INJX|INSTINET, LLC|73366
ARNC|ARCONIC INC.|ITGI|ITG Inc.|170003
ARNC|ARCONIC INC.|ITGP|ITG INC.|289000
ARNC|ARCONIC INC.|JANY|Janney Montgomery Scott Inc.|11159
ARNC|ARCONIC INC.|JEFF|JEFFERIES LLC|849521
ARNC|ARCONIC INC.|JMPT|JUMP TRADING, LLC|191398
ARNC|ARCONIC INC.|JPBX|J.P. MORGAN SECURITIES LLC|216379
ARNC|ARCONIC INC.|JPMX|J.P. Morgan Securities LLC|1085699
ARNC|ARCONIC INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|5790
ARNC|ARCONIC INC.|JSJX|JANE STREET CAPITAL LLC|18647
ARNC|ARCONIC INC.|KCGM|VIRTU Americas LLC|147684
ARNC|ARCONIC INC.|KRSH|Kershner Securities, LLC|4365
ARNC|ARCONIC INC.|LEHM|Barclays Capital Inc./Le|1771587
ARNC|ARCONIC INC.|LIME|Lime Brokerage LLC|105547
ARNC|ARCONIC INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|220546
ARNC|ARCONIC INC.|LOOP|Loop Capital Markets LLC|200
ARNC|ARCONIC INC.|LQNA|LIQUIDNET, INC.|334800
ARNC|ARCONIC INC.|LSCI|Lek Securities Corporation|1102
ARNC|ARCONIC INC.|MACC|Mid Atlantic Capital Corporation|800
ARNC|ARCONIC INC.|MACQ|Macquarie Capital (USA) Inc.|5900
ARNC|ARCONIC INC.|MAXM|Maxim Group LLC|966
ARNC|ARCONIC INC.|MBTS|ALLY INVEST SECURITIES LLC|6596
ARNC|ARCONIC INC.|MCMF|Raymond James Ltd. Cds|1488
ARNC|ARCONIC INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|585842
ARNC|ARCONIC INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1289
ARNC|ARCONIC INC.|MOTF|MOTIF INVESTING, INC.|5
ARNC|ARCONIC INC.|MPSG|E D & F Man Capital Markets Inc.|15034
ARNC|ARCONIC INC.|MSCO|MORGAN STANLEY & CO. LLC|2813299
ARNC|ARCONIC INC.|MSPL|MORGAN STANLEY & CO. LLC|892900
ARNC|ARCONIC INC.|MSTX|MORGAN STANLEY & CO. LLC|1010000
ARNC|ARCONIC INC.|NATL|National Securities Corporation|977
ARNC|ARCONIC INC.|NBCS|NBC Securities, INC.|1326
ARNC|ARCONIC INC.|NFSC|National Financial Services LLC|500076
ARNC|ARCONIC INC.|NITE|VIRTU Americas LLC|1401469
ARNC|ARCONIC INC.|NITP|VIRTU Americas LLC|813
ARNC|ARCONIC INC.|NMRA|Nomura Securities International, Inc.|1800
ARNC|ARCONIC INC.|NQRB|Brut, LLC|13393
ARNC|ARCONIC INC.|NTBF|BMO Nesbitt Burns Inc./CDS|16445
ARNC|ARCONIC INC.|NTRC|Northern Trust Securities, Inc.|3450
ARNC|ARCONIC INC.|OHOS|TWO SIGMA SECURITIES, LLC|116418
ARNC|ARCONIC INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|18394
ARNC|ARCONIC INC.|OPCO|Oppenheimer & Co. Inc.|4332
ARNC|ARCONIC INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
ARNC|ARCONIC INC.|PCFF|Pacific International Securities Inc./CDS|200
ARNC|ARCONIC INC.|PCPT|PHILLIP CAPITAL INC.|200
ARNC|ARCONIC INC.|PDQM|CODA MARKETS, INC.|17440
ARNC|ARCONIC INC.|PHLY|NASDAQ Execution Services, LLC|45400
ARNC|ARCONIC INC.|PICT|Pictet Overseas Inc.|500
ARNC|ARCONIC INC.|PIPR|Piper Jaffray & Co.|23353
ARNC|ARCONIC INC.|PWJC|UBS Financial Services, Inc.|21378
ARNC|ARCONIC INC.|QMSR|QUATTRO M SECURITIES INC.|10166
ARNC|ARCONIC INC.|RBCM|RBC CAPITAL MARKETS, LLC|66823
ARNC|ARCONIC INC.|RGLD|Regal Securities, Inc|200
ARNC|ARCONIC INC.|RHCO|Suntrust Robinson Humphrey, Inc.|22600
ARNC|ARCONIC INC.|ROTH|Roth Capital Partners, LLC|1530
ARNC|ARCONIC INC.|SAGL|SAGETRADER, LLC|58490
ARNC|ARCONIC INC.|SAGW|SAGETRADER, LLC|5300
ARNC|ARCONIC INC.|SALI|INTL FCSTONE FINANCIAL INC.|66796
ARNC|ARCONIC INC.|SBSH|Citigroup Global Markets Inc.|319510
ARNC|ARCONIC INC.|SEIC|SEI Investments Distribution Co.|400
ARNC|ARCONIC INC.|SGMT|GOLDMAN SACHS & CO. LLC|577785
ARNC|ARCONIC INC.|SOGO|Wang Investment Associates, Inc.|980
ARNC|ARCONIC INC.|SPDR|SPEEDROUTE LLC|154483
ARNC|ARCONIC INC.|SPHN|Stephens Inc.|335
ARNC|ARCONIC INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
ARNC|ARCONIC INC.|STFL|Stifel, Nicolaus & Company, Incorporated|102641
ARNC|ARCONIC INC.|STKP|STOCKPILE INVESTMENTS, INC.|50
ARNC|ARCONIC INC.|STXG|Stockcross Financial Services, Inc.|1771
ARNC|ARCONIC INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16008
ARNC|ARCONIC INC.|SWIM|TD Ameritrade, Inc.|329791
ARNC|ARCONIC INC.|SWST|Hilltop Securities Inc.|4867
ARNC|ARCONIC INC.|TAGC|TELSEY ADVISORY GROUP LLC|10182
ARNC|ARCONIC INC.|TKNG|ALLY INVEST SECURITIES LLC|3655
ARNC|ARCONIC INC.|TMBR|Timber Hill LLC|3160
ARNC|ARCONIC INC.|TRBT|Tradebot Systems, Inc.|726447
ARNC|ARCONIC INC.|TRCM|TRC MARKETS LLC|101129
ARNC|ARCONIC INC.|UBSA|UBS SECURITIES LLC|1842510
ARNC|ARCONIC INC.|UBSS|UBS Securities LLC|1479712
ARNC|ARCONIC INC.|VALX|VIRTU AMERICAS LLC|94731
ARNC|ARCONIC INC.|VGRD|Vanguard Marketing Corporation|34593
ARNC|ARCONIC INC.|VNDM|Wall Street Access|1000
ARNC|ARCONIC INC.|VNDS|VANDHAM SECURITIES CORP|3700
ARNC|ARCONIC INC.|WABR|Wall Street Access|6300
ARNC|ARCONIC INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|13930
ARNC|ARCONIC INC.|WCHV|WELLS FARGO SECURITIES, LLC|554932
ARNC|ARCONIC INC.|WDNX|WEEDEN & CO.L.P.|836
ARNC|ARCONIC INC.|WEDB|WEDBUSH SECURITIES INC.|9105
ARNC|ARCONIC INC.|WEED|Weeden & Co.L.P.|10768
ARNC|ARCONIC INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|92941
ARNC|ARCONIC INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22253
ARNC|ARCONIC INC.|WGIF|CIBC World Markets Inc.|2725
ARNC|ARCONIC INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3504
ARNC|ARCONIC INC.|WMLL|Watermill Institutional Trading LLC|5100
ARNC|ARCONIC INC.|WSAG|WALL STREET ACCESS|148
ARNC|ARCONIC INC.|WSEA|WOLVERINE SECURITIES, LLC|12263
ARNC|ARCONIC INC.|XIST|INSTINET, LLC|50958
ARNC|ARCONIC INC.|XPQR|Jump Trading|200
ARNC|ARCONIC INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|107312
ARNC|ARCONIC INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1576
ARNC|ARCONIC INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29938
ARNC$|ARCONIC INC PF 3.75|CPET|CLEARPOOL EXECUTION SERVICES, LLC|201
ARNC$|ARCONIC INC PF 3.75|FTBR|Foliofn Investments, Inc.|57
ARNC$|ARCONIC INC PF 3.75|INCA|INSTINET, LLC|50
ARNC$|ARCONIC INC PF 3.75|ITGI|ITG Inc.|100
ARNC$|ARCONIC INC PF 3.75|LIME|Lime Brokerage LLC|400
ARNC$|ARCONIC INC PF 3.75|MCBT|Moors & Cabot, Inc.|1478
ARNC$|ARCONIC INC PF 3.75|MSCO|MORGAN STANLEY & CO. LLC|463
ARNC$|ARCONIC INC PF 3.75|NFSC|National Financial Services LLC|75
ARNC$|ARCONIC INC PF 3.75|NITE|VIRTU Americas LLC|1146
ARNC$|ARCONIC INC PF 3.75|UBSS|UBS Securities LLC|50
ARNC$|ARCONIC INC PF 3.75|WCHV|WELLS FARGO SECURITIES, LLC|67
ARNC$|ARCONIC INC PF 3.75|WEDB|WEDBUSH SECURITIES INC.|1858
ARNC$|ARCONIC INC PF 3.75|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
AROC|ARCHROCK, INC.|ABLE|NATIXIS Securities Americas LLC|4796
AROC|ARCHROCK, INC.|AGIS|Aegis Capital Corp.|500
AROC|ARCHROCK, INC.|ANOS|ABEL/NOSER, L.L.C.|200
AROC|ARCHROCK, INC.|APCC|Apex Clearing Corporation|297
AROC|ARCHROCK, INC.|BARD|Robert W. Baird & Co. Incorporated|2774
AROC|ARCHROCK, INC.|BATM|CBOE TRADING, INC.|1600
AROC|ARCHROCK, INC.|BAYC|BAY CREST PARTNERS, LLC|8649
AROC|ARCHROCK, INC.|BAYT|BTIG, LLC|800
AROC|ARCHROCK, INC.|BBNT|BB&T SECURITIES, LLC|280
AROC|ARCHROCK, INC.|BERN|Sanford C. Bernstein & Co., LLC|24639
AROC|ARCHROCK, INC.|BIDS|BIDS TRADING L.P.|3800
AROC|ARCHROCK, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20901
AROC|ARCHROCK, INC.|BLKX|INSTINET, LLC|26100
AROC|ARCHROCK, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|501633
AROC|ARCHROCK, INC.|BRVL|BLAYLOCK VAN, LLC|1700
AROC|ARCHROCK, INC.|BTIG|BTIG, LLC|40749
AROC|ARCHROCK, INC.|BYXM|CBOE TRADING, INC.|602
AROC|ARCHROCK, INC.|BZYD|GOLDMAN SACHS & CO. LLC|4900
AROC|ARCHROCK, INC.|CANT|Cantor Fitzgerald & Co.|25726
AROC|ARCHROCK, INC.|CHAS|Charles Schwab & Co., Inc.|406
AROC|ARCHROCK, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67317
AROC|ARCHROCK, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19200
AROC|ARCHROCK, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|591008
AROC|ARCHROCK, INC.|CTDL|Citadel Derivatives Group Llc|76924
AROC|ARCHROCK, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|309848
AROC|ARCHROCK, INC.|DAVA|Davenport & Company LLC|2000
AROC|ARCHROCK, INC.|DBAB|Deutsche Bank Securities Inc.|739896
AROC|ARCHROCK, INC.|DBAX|Deutsche Bank Securities Inc.|686800
AROC|ARCHROCK, INC.|DEAN|MORGAN STANLEY|16812
AROC|ARCHROCK, INC.|DEGS|RONIN PROFESSIONAL LLC|2113
AROC|ARCHROCK, INC.|EBXL|EBX LLC|295700
AROC|ARCHROCK, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14626
AROC|ARCHROCK, INC.|EDJO|Edward D. Jones & Co., L.P.|4357
AROC|ARCHROCK, INC.|EGAM|CBOE TRADING, INC.|14499
AROC|ARCHROCK, INC.|EGXM|CBOE TRADING, INC.|780
AROC|ARCHROCK, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|11939
AROC|ARCHROCK, INC.|ETCC|Electronic Transaction Clearing, Inc.|700
AROC|ARCHROCK, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8085
AROC|ARCHROCK, INC.|ETRS|E*Trade Securities LLC|14444
AROC|ARCHROCK, INC.|FBRC|B. RILEY FBR, INC.|2000
AROC|ARCHROCK, INC.|FILL|Tradestation Securities, Inc.|140
AROC|ARCHROCK, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2841
AROC|ARCHROCK, INC.|FQLS|Quantlab Securities LP|201151
AROC|ARCHROCK, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44100
AROC|ARCHROCK, INC.|FTBR|Foliofn Investments, Inc.|3571
AROC|ARCHROCK, INC.|GLIS|TD Securities Inc|3500
AROC|ARCHROCK, INC.|GLPX|ACS EXECUTION SERVICES, LLC|5276
AROC|ARCHROCK, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1277721
AROC|ARCHROCK, INC.|GSCS|GOLDMAN SACHS & CO. LLC|43643
AROC|ARCHROCK, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2310
AROC|ARCHROCK, INC.|GTSZ|GTS SECURITIES LLC|161674
AROC|ARCHROCK, INC.|HRBF|American Enterprise Investment Services Inc.|3333
AROC|ARCHROCK, INC.|IATS|INTERACTIVE BROKERS LLC|400
AROC|ARCHROCK, INC.|IBKR|Interactive Brokers Llc|13957
AROC|ARCHROCK, INC.|ICBX|INSTINET, LLC|131087
AROC|ARCHROCK, INC.|IEQY|CITADEL SECURITIES LLC|12805
AROC|ARCHROCK, INC.|INCA|INSTINET, LLC|222010
AROC|ARCHROCK, INC.|INJX|INSTINET, LLC|16849
AROC|ARCHROCK, INC.|ITGI|ITG Inc.|288744
AROC|ARCHROCK, INC.|ITGP|ITG INC.|523800
AROC|ARCHROCK, INC.|JEFF|JEFFERIES LLC|130401
AROC|ARCHROCK, INC.|JMPT|JUMP TRADING, LLC|10852
AROC|ARCHROCK, INC.|JPBX|J.P. MORGAN SECURITIES LLC|98839
AROC|ARCHROCK, INC.|JPMX|J.P. Morgan Securities LLC|1550440
AROC|ARCHROCK, INC.|JRCO|Johnson Rice & Company L.L.C.|7900
AROC|ARCHROCK, INC.|JSJX|JANE STREET CAPITAL LLC|27874
AROC|ARCHROCK, INC.|KCGM|VIRTU Americas LLC|108984
AROC|ARCHROCK, INC.|LEHM|Barclays Capital Inc./Le|1447887
AROC|ARCHROCK, INC.|LIME|Lime Brokerage LLC|12406
AROC|ARCHROCK, INC.|LOOP|Loop Capital Markets LLC|200
AROC|ARCHROCK, INC.|LQNA|LIQUIDNET, INC.|33000
AROC|ARCHROCK, INC.|LSCI|Lek Securities Corporation|300
AROC|ARCHROCK, INC.|MACC|Mid Atlantic Capital Corporation|113
AROC|ARCHROCK, INC.|MACQ|Macquarie Capital (USA) Inc.|2282
AROC|ARCHROCK, INC.|MAXM|Maxim Group LLC|1900
AROC|ARCHROCK, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|899790
AROC|ARCHROCK, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|42037
AROC|ARCHROCK, INC.|MSCO|MORGAN STANLEY & CO. LLC|1429440
AROC|ARCHROCK, INC.|MSPL|MORGAN STANLEY & CO. LLC|1134500
AROC|ARCHROCK, INC.|MSTX|MORGAN STANLEY & CO. LLC|473600
AROC|ARCHROCK, INC.|NFSC|National Financial Services LLC|94435
AROC|ARCHROCK, INC.|NITE|VIRTU Americas LLC|350242
AROC|ARCHROCK, INC.|NITP|VIRTU Americas LLC|89257
AROC|ARCHROCK, INC.|NQRB|Brut, LLC|4211
AROC|ARCHROCK, INC.|NTRC|Northern Trust Securities, Inc.|1971
AROC|ARCHROCK, INC.|PDQM|CODA MARKETS, INC.|197079
AROC|ARCHROCK, INC.|PHLY|NASDAQ Execution Services, LLC|2000
AROC|ARCHROCK, INC.|PNSR|Penserra Securities, LLC|15700
AROC|ARCHROCK, INC.|PWJC|UBS Financial Services, Inc.|4893
AROC|ARCHROCK, INC.|QMSR|QUATTRO M SECURITIES INC.|4777
AROC|ARCHROCK, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3248
AROC|ARCHROCK, INC.|SAGL|SAGETRADER, LLC|2700
AROC|ARCHROCK, INC.|SAGW|SAGETRADER, LLC|75
AROC|ARCHROCK, INC.|SBSH|Citigroup Global Markets Inc.|435943
AROC|ARCHROCK, INC.|SGMT|GOLDMAN SACHS & CO. LLC|375534
AROC|ARCHROCK, INC.|SPDR|SPEEDROUTE LLC|11069
AROC|ARCHROCK, INC.|SPHN|Stephens Inc.|1000
AROC|ARCHROCK, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|23700
AROC|ARCHROCK, INC.|STTT|STATETRUST INVESTMENTS INC.|200
AROC|ARCHROCK, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
AROC|ARCHROCK, INC.|SWIM|TD Ameritrade, Inc.|18258
AROC|ARCHROCK, INC.|SWST|Hilltop Securities Inc.|2972
AROC|ARCHROCK, INC.|TKNG|ALLY INVEST SECURITIES LLC|3255
AROC|ARCHROCK, INC.|TRBT|Tradebot Systems, Inc.|19690
AROC|ARCHROCK, INC.|TRCM|TRC MARKETS LLC|155582
AROC|ARCHROCK, INC.|UBSA|UBS SECURITIES LLC|2575128
AROC|ARCHROCK, INC.|UBSS|UBS Securities LLC|1527268
AROC|ARCHROCK, INC.|VALX|VIRTU AMERICAS LLC|103519
AROC|ARCHROCK, INC.|VGRD|Vanguard Marketing Corporation|7519
AROC|ARCHROCK, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
AROC|ARCHROCK, INC.|WCHV|WELLS FARGO SECURITIES, LLC|84745
AROC|ARCHROCK, INC.|WDNX|WEEDEN & CO.L.P.|688
AROC|ARCHROCK, INC.|WEDB|WEDBUSH SECURITIES INC.|5969
AROC|ARCHROCK, INC.|WEED|Weeden & Co.L.P.|9571
AROC|ARCHROCK, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2970
AROC|ARCHROCK, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2580
AROC|ARCHROCK, INC.|WFPB|Wells Fargo Securities, LLC.|56494
AROC|ARCHROCK, INC.|WSEA|WOLVERINE SECURITIES, LLC|5884
AROC|ARCHROCK, INC.|XIST|INSTINET, LLC|487604
AROC|ARCHROCK, INC.|XPQR|Jump Trading|715
AROC|ARCHROCK, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|97300
AROC|ARCHROCK, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1983
AROW|ARROW FINANCIAL CORP|ANOS|ABEL/NOSER, L.L.C.|29
AROW|ARROW FINANCIAL CORP|APCC|Apex Clearing Corporation|10
AROW|ARROW FINANCIAL CORP|BATM|CBOE TRADING, INC.|267
AROW|ARROW FINANCIAL CORP|BERN|Sanford C. Bernstein & Co., LLC|15253
AROW|ARROW FINANCIAL CORP|BMOC|BMO Capital Markets Corp.|1893
AROW|ARROW FINANCIAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1153
AROW|ARROW FINANCIAL CORP|BTIG|BTIG, LLC|904
AROW|ARROW FINANCIAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|928
AROW|ARROW FINANCIAL CORP|CIST|Capital Institutional Services, Inc.|2493
AROW|ARROW FINANCIAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|137
AROW|ARROW FINANCIAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45
AROW|ARROW FINANCIAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|533
AROW|ARROW FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2410
AROW|ARROW FINANCIAL CORP|CTDL|Citadel Derivatives Group Llc|2149
AROW|ARROW FINANCIAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|938
AROW|ARROW FINANCIAL CORP|DBAB|Deutsche Bank Securities Inc.|29546
AROW|ARROW FINANCIAL CORP|DBAX|Deutsche Bank Securities Inc.|1800
AROW|ARROW FINANCIAL CORP|DEGS|RONIN PROFESSIONAL LLC|1359
AROW|ARROW FINANCIAL CORP|EBXL|EBX LLC|1400
AROW|ARROW FINANCIAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|393
AROW|ARROW FINANCIAL CORP|EGAM|CBOE TRADING, INC.|158
AROW|ARROW FINANCIAL CORP|EGXW|CBOE TRADING, INC.|103
AROW|ARROW FINANCIAL CORP|ETRS|E*Trade Securities LLC|3472
AROW|ARROW FINANCIAL CORP|FBCO|Credit Suisse Securities (USA) LLC|25427
AROW|ARROW FINANCIAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|1408
AROW|ARROW FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|261
AROW|ARROW FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|6
AROW|ARROW FINANCIAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3771
AROW|ARROW FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|57560
AROW|ARROW FINANCIAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|1416
AROW|ARROW FINANCIAL CORP|GTSZ|GTS SECURITIES LLC|61
AROW|ARROW FINANCIAL CORP|HRBF|American Enterprise Investment Services Inc.|5
AROW|ARROW FINANCIAL CORP|IBKR|Interactive Brokers Llc|4679
AROW|ARROW FINANCIAL CORP|ICBX|INSTINET, LLC|1100
AROW|ARROW FINANCIAL CORP|IEQY|CITADEL SECURITIES LLC|1425
AROW|ARROW FINANCIAL CORP|INCA|INSTINET, LLC|19704
AROW|ARROW FINANCIAL CORP|INJX|INSTINET, LLC|1666
AROW|ARROW FINANCIAL CORP|ITGI|ITG Inc.|10814
AROW|ARROW FINANCIAL CORP|ITGP|ITG INC.|5800
AROW|ARROW FINANCIAL CORP|JANY|Janney Montgomery Scott Inc.|193
AROW|ARROW FINANCIAL CORP|JEFF|JEFFERIES LLC|1865
AROW|ARROW FINANCIAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|300
AROW|ARROW FINANCIAL CORP|JPMX|J.P. Morgan Securities LLC|4118
AROW|ARROW FINANCIAL CORP|KCGM|VIRTU Americas LLC|3297
AROW|ARROW FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|14830
AROW|ARROW FINANCIAL CORP|LIME|Lime Brokerage LLC|34095
AROW|ARROW FINANCIAL CORP|LMGP|LIME BROKERAGE LLC|590
AROW|ARROW FINANCIAL CORP|MAXM|Maxim Group LLC|837
AROW|ARROW FINANCIAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
AROW|ARROW FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|44385
AROW|ARROW FINANCIAL CORP|MSPL|MORGAN STANLEY & CO. LLC|2500
AROW|ARROW FINANCIAL CORP|NFSC|National Financial Services LLC|4165
AROW|ARROW FINANCIAL CORP|NITE|VIRTU Americas LLC|11348
AROW|ARROW FINANCIAL CORP|PDQM|CODA MARKETS, INC.|198
AROW|ARROW FINANCIAL CORP|RAJA|Raymond James & Associates, Inc.|100
AROW|ARROW FINANCIAL CORP|SAGW|SAGETRADER, LLC|165
AROW|ARROW FINANCIAL CORP|SBSH|Citigroup Global Markets Inc.|14118
AROW|ARROW FINANCIAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|1100
AROW|ARROW FINANCIAL CORP|SPDR|SPEEDROUTE LLC|265
AROW|ARROW FINANCIAL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|2000
AROW|ARROW FINANCIAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|11
AROW|ARROW FINANCIAL CORP|SWIM|TD Ameritrade, Inc.|400
AROW|ARROW FINANCIAL CORP|TRBT|Tradebot Systems, Inc.|1580
AROW|ARROW FINANCIAL CORP|TRCM|TRC MARKETS LLC|7148
AROW|ARROW FINANCIAL CORP|UBSA|UBS SECURITIES LLC|9472
AROW|ARROW FINANCIAL CORP|UBSS|UBS Securities LLC|22292
AROW|ARROW FINANCIAL CORP|VALX|VIRTU AMERICAS LLC|379
AROW|ARROW FINANCIAL CORP|VGRD|Vanguard Marketing Corporation|2552
AROW|ARROW FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|1443
AROW|ARROW FINANCIAL CORP|WSEA|WOLVERINE SECURITIES, LLC|4
AROW|ARROW FINANCIAL CORP|XIST|INSTINET, LLC|400
AROW|ARROW FINANCIAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
AROW|ARROW FINANCIAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1166
ARPO|AERPIO PHARMA CMN|ALTX|Alternet Securities Inc.|300
ARPO|AERPIO PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|195908
ARPO|AERPIO PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|6850
ARPO|AERPIO PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110160
ARPO|AERPIO PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38756
ARPO|AERPIO PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9995
ARPO|AERPIO PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2050
ARPO|AERPIO PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|6100
ARPO|AERPIO PHARMA CMN|EBXL|EBX LLC|8800
ARPO|AERPIO PHARMA CMN|ETRS|E*Trade Securities LLC|12985
ARPO|AERPIO PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|101717
ARPO|AERPIO PHARMA CMN|FILL|Tradestation Securities, Inc.|2000
ARPO|AERPIO PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|24550
ARPO|AERPIO PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2600
ARPO|AERPIO PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|600
ARPO|AERPIO PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|700
ARPO|AERPIO PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|23494
ARPO|AERPIO PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|14100
ARPO|AERPIO PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|28440
ARPO|AERPIO PHARMA CMN|GTSZ|GTS SECURITIES LLC|900
ARPO|AERPIO PHARMA CMN|IBKR|Interactive Brokers Llc|14220
ARPO|AERPIO PHARMA CMN|ICBX|INSTINET, LLC|2909
ARPO|AERPIO PHARMA CMN|INCA|INSTINET, LLC|10006
ARPO|AERPIO PHARMA CMN|INJX|INSTINET, LLC|6500
ARPO|AERPIO PHARMA CMN|INTL|INTL FCSTONE FINANCIAL INC.|6850
ARPO|AERPIO PHARMA CMN|ITGI|ITG Inc.|38945
ARPO|AERPIO PHARMA CMN|ITGP|ITG INC.|3600
ARPO|AERPIO PHARMA CMN|JEFF|JEFFERIES LLC|18524
ARPO|AERPIO PHARMA CMN|JPMX|J.P. Morgan Securities LLC|3868
ARPO|AERPIO PHARMA CMN|KCGM|VIRTU Americas LLC|13980
ARPO|AERPIO PHARMA CMN|LEHM|Barclays Capital Inc./Le|65675
ARPO|AERPIO PHARMA CMN|LIME|Lime Brokerage LLC|822
ARPO|AERPIO PHARMA CMN|LSCI|Lek Securities Corporation|1150
ARPO|AERPIO PHARMA CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|2000
ARPO|AERPIO PHARMA CMN|MAXM|Maxim Group LLC|20870
ARPO|AERPIO PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ARPO|AERPIO PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|117611
ARPO|AERPIO PHARMA CMN|NATL|National Securities Corporation|1203931
ARPO|AERPIO PHARMA CMN|NFSC|National Financial Services LLC|59329
ARPO|AERPIO PHARMA CMN|NITE|VIRTU Americas LLC|128824
ARPO|AERPIO PHARMA CMN|NQRB|Brut, LLC|6400
ARPO|AERPIO PHARMA CMN|PDQM|CODA MARKETS, INC.|1900
ARPO|AERPIO PHARMA CMN|RAJA|Raymond James & Associates, Inc.|7550
ARPO|AERPIO PHARMA CMN|SAGL|SAGETRADER, LLC|4500
ARPO|AERPIO PHARMA CMN|SBSH|Citigroup Global Markets Inc.|98800
ARPO|AERPIO PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|2400
ARPO|AERPIO PHARMA CMN|SPDR|SPEEDROUTE LLC|1100
ARPO|AERPIO PHARMA CMN|SWIM|TD Ameritrade, Inc.|10400
ARPO|AERPIO PHARMA CMN|TIAN|TRIAD SECURITIES CORP|1000
ARPO|AERPIO PHARMA CMN|TRCM|TRC MARKETS LLC|100
ARPO|AERPIO PHARMA CMN|UBSA|UBS SECURITIES LLC|20550
ARPO|AERPIO PHARMA CMN|UBSS|UBS Securities LLC|37065
ARPO|AERPIO PHARMA CMN|VGRD|Vanguard Marketing Corporation|8050
ARPO|AERPIO PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|55374
ARPO|AERPIO PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|194
ARPO|AERPIO PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
ARQL|ARQULE, INC.|ALTX|Alternet Securities Inc.|22797
ARQL|ARQULE, INC.|APCC|Apex Clearing Corporation|79551
ARQL|ARQULE, INC.|BATM|CBOE TRADING, INC.|35355
ARQL|ARQULE, INC.|BAYC|BAY CREST PARTNERS, LLC|5918
ARQL|ARQULE, INC.|BERN|Sanford C. Bernstein & Co., LLC|168291
ARQL|ARQULE, INC.|BIMI|Banca IMI Securities Corp.|32875
ARQL|ARQULE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45233
ARQL|ARQULE, INC.|BLKX|INSTINET, LLC|39662
ARQL|ARQULE, INC.|BMOC|BMO Capital Markets Corp.|6548
ARQL|ARQULE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|8606
ARQL|ARQULE, INC.|BRGE|Newbridge Securities Corp.|1000
ARQL|ARQULE, INC.|BTIG|BTIG, LLC|2878938
ARQL|ARQULE, INC.|BYXM|CBOE TRADING, INC.|4775
ARQL|ARQULE, INC.|CANT|Cantor Fitzgerald & Co.|823
ARQL|ARQULE, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|70600
ARQL|ARQULE, INC.|CHAS|Charles Schwab & Co., Inc.|11115
ARQL|ARQULE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46798
ARQL|ARQULE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1950
ARQL|ARQULE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3250
ARQL|ARQULE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|396085
ARQL|ARQULE, INC.|CTDE|CHOICETRADE|50
ARQL|ARQULE, INC.|CTDL|Citadel Derivatives Group Llc|58805
ARQL|ARQULE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|56624
ARQL|ARQULE, INC.|DADA|D.A. Davidson & Co.|1000
ARQL|ARQULE, INC.|DBAB|Deutsche Bank Securities Inc.|1169645
ARQL|ARQULE, INC.|DBAX|Deutsche Bank Securities Inc.|266800
ARQL|ARQULE, INC.|DEAN|MORGAN STANLEY|18334
ARQL|ARQULE, INC.|DEGS|RONIN PROFESSIONAL LLC|144236
ARQL|ARQULE, INC.|DRWK|DRW SECURITIES, L.L.C.|28636
ARQL|ARQULE, INC.|EBXL|EBX LLC|220200
ARQL|ARQULE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2499
ARQL|ARQULE, INC.|EDJO|Edward D. Jones & Co., L.P.|3229
ARQL|ARQULE, INC.|EGAM|CBOE TRADING, INC.|19093
ARQL|ARQULE, INC.|EGAW|CBOE TRADING, INC.|100
ARQL|ARQULE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|998
ARQL|ARQULE, INC.|EGXM|CBOE TRADING, INC.|28495
ARQL|ARQULE, INC.|EGXW|CBOE TRADING, INC.|400
ARQL|ARQULE, INC.|ETBE|Electronic Transaction Clearing, Inc.|217282
ARQL|ARQULE, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1193
ARQL|ARQULE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16026
ARQL|ARQULE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25733
ARQL|ARQULE, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1100
ARQL|ARQULE, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7858
ARQL|ARQULE, INC.|ETRS|E*Trade Securities LLC|1412755
ARQL|ARQULE, INC.|FBCO|Credit Suisse Securities (USA) LLC|1005805
ARQL|ARQULE, INC.|FBSB|U.S. Bancorp Investments, Inc.|153
ARQL|ARQULE, INC.|FILL|Tradestation Securities, Inc.|122701
ARQL|ARQULE, INC.|FMAF|NBCN Inc./ CDS|14983
ARQL|ARQULE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1953022
ARQL|ARQULE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34089
ARQL|ARQULE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|205396
ARQL|ARQULE, INC.|FTBR|Foliofn Investments, Inc.|16080
ARQL|ARQULE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|50436
ARQL|ARQULE, INC.|GLIS|TD Securities Inc|3600
ARQL|ARQULE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|52813
ARQL|ARQULE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3736314
ARQL|ARQULE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|276412
ARQL|ARQULE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|54097
ARQL|ARQULE, INC.|GTSZ|GTS SECURITIES LLC|49550
ARQL|ARQULE, INC.|HAPX|HAP Trading, LLC|600
ARQL|ARQULE, INC.|HRBF|American Enterprise Investment Services Inc.|19913
ARQL|ARQULE, INC.|HSBC|HSBC Securities, Inc.|1050
ARQL|ARQULE, INC.|IATS|INTERACTIVE BROKERS LLC|60561
ARQL|ARQULE, INC.|IBKR|Interactive Brokers Llc|692302
ARQL|ARQULE, INC.|ICBX|INSTINET, LLC|108919
ARQL|ARQULE, INC.|IEQY|CITADEL SECURITIES LLC|45775
ARQL|ARQULE, INC.|INCA|INSTINET, LLC|445903
ARQL|ARQULE, INC.|INJX|INSTINET, LLC|174254
ARQL|ARQULE, INC.|ITGI|ITG Inc.|70063
ARQL|ARQULE, INC.|ITGP|ITG INC.|76400
ARQL|ARQULE, INC.|JANY|Janney Montgomery Scott Inc.|2853
ARQL|ARQULE, INC.|JEFF|JEFFERIES LLC|235967
ARQL|ARQULE, INC.|JGUN|Joseph Gunnar & Co.  LLC|5000
ARQL|ARQULE, INC.|JMPT|JUMP TRADING, LLC|222800
ARQL|ARQULE, INC.|JONE|JonesTrading|2927
ARQL|ARQULE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|42571
ARQL|ARQULE, INC.|JPMX|J.P. Morgan Securities LLC|397034
ARQL|ARQULE, INC.|JSJX|JANE STREET CAPITAL LLC|7638
ARQL|ARQULE, INC.|JSSF|JMP Securities LLC|59
ARQL|ARQULE, INC.|KCGM|VIRTU Americas LLC|82592
ARQL|ARQULE, INC.|KCRD|PHX FINANCIAL, INC.|600
ARQL|ARQULE, INC.|LEHM|Barclays Capital Inc./Le|2665811
ARQL|ARQULE, INC.|LIME|Lime Brokerage LLC|443733
ARQL|ARQULE, INC.|LMGP|LIME BROKERAGE LLC|82144
ARQL|ARQULE, INC.|LOOP|Loop Capital Markets LLC|19047
ARQL|ARQULE, INC.|LSCI|Lek Securities Corporation|15015
ARQL|ARQULE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ARQL|ARQULE, INC.|MACQ|Macquarie Capital (USA) Inc.|7329
ARQL|ARQULE, INC.|MAXM|Maxim Group LLC|6798
ARQL|ARQULE, INC.|MBTS|ALLY INVEST SECURITIES LLC|13930
ARQL|ARQULE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|226184
ARQL|ARQULE, INC.|MOTF|MOTIF INVESTING, INC.|10
ARQL|ARQULE, INC.|MSCO|MORGAN STANLEY & CO. LLC|6617290
ARQL|ARQULE, INC.|MSPL|MORGAN STANLEY & CO. LLC|267500
ARQL|ARQULE, INC.|MSTX|MORGAN STANLEY & CO. LLC|404300
ARQL|ARQULE, INC.|NFSC|National Financial Services LLC|1964347
ARQL|ARQULE, INC.|NITE|VIRTU Americas LLC|3608063
ARQL|ARQULE, INC.|NITP|VIRTU Americas LLC|67500
ARQL|ARQULE, INC.|NQRB|Brut, LLC|50215
ARQL|ARQULE, INC.|NTFN|Network 1 Financial Securities Inc.|3300
ARQL|ARQULE, INC.|OPCO|Oppenheimer & Co. Inc.|117812
ARQL|ARQULE, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|11575
ARQL|ARQULE, INC.|PDQM|CODA MARKETS, INC.|70018
ARQL|ARQULE, INC.|PHLY|NASDAQ Execution Services, LLC|16600
ARQL|ARQULE, INC.|PICT|Pictet Overseas Inc.|2330
ARQL|ARQULE, INC.|PWJC|UBS Financial Services, Inc.|5675
ARQL|ARQULE, INC.|RAJA|Raymond James & Associates, Inc.|8353
ARQL|ARQULE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|14845
ARQL|ARQULE, INC.|SAGL|SAGETRADER, LLC|9140
ARQL|ARQULE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|1200
ARQL|ARQULE, INC.|SBSH|Citigroup Global Markets Inc.|513722
ARQL|ARQULE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|103891
ARQL|ARQULE, INC.|SPDR|SPEEDROUTE LLC|6100
ARQL|ARQULE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3200
ARQL|ARQULE, INC.|STXG|Stockcross Financial Services, Inc.|300
ARQL|ARQULE, INC.|SWIM|TD Ameritrade, Inc.|1067272
ARQL|ARQULE, INC.|TKNG|ALLY INVEST SECURITIES LLC|20529
ARQL|ARQULE, INC.|TRBT|Tradebot Systems, Inc.|647408
ARQL|ARQULE, INC.|TRCM|TRC MARKETS LLC|207309
ARQL|ARQULE, INC.|TWTT|TASTYWORKS, INC.|3525
ARQL|ARQULE, INC.|UBSA|UBS SECURITIES LLC|1141870
ARQL|ARQULE, INC.|UBSS|UBS Securities LLC|6202495
ARQL|ARQULE, INC.|VALX|VIRTU AMERICAS LLC|14946
ARQL|ARQULE, INC.|VGRD|Vanguard Marketing Corporation|95788
ARQL|ARQULE, INC.|VSIN|Vision Financial Markets Llc|24
ARQL|ARQULE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|786331
ARQL|ARQULE, INC.|WDNX|WEEDEN & CO.L.P.|5036
ARQL|ARQULE, INC.|WEDB|WEDBUSH SECURITIES INC.|17200
ARQL|ARQULE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36831
ARQL|ARQULE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43306
ARQL|ARQULE, INC.|WGIF|CIBC World Markets Inc.|37463
ARQL|ARQULE, INC.|WSEA|WOLVERINE SECURITIES, LLC|82885
ARQL|ARQULE, INC.|XIST|INSTINET, LLC|20400
ARQL|ARQULE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|121064
ARQL|ARQULE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1535
ARQL|ARQULE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14800
ARR|ARMOUR RESIDENTIAL R|ABLE|NATIXIS Securities Americas LLC|1684
ARR|ARMOUR RESIDENTIAL R|AGIS|Aegis Capital Corp.|950
ARR|ARMOUR RESIDENTIAL R|ALTX|Alternet Securities Inc.|2073
ARR|ARMOUR RESIDENTIAL R|APCC|Apex Clearing Corporation|3254
ARR|ARMOUR RESIDENTIAL R|AURC|Aurora Capital LLC|1745
ARR|ARMOUR RESIDENTIAL R|BANK|Primevest Financial Services, Inc.|1014
ARR|ARMOUR RESIDENTIAL R|BARD|Robert W. Baird & Co. Incorporated|4
ARR|ARMOUR RESIDENTIAL R|BATM|CBOE TRADING, INC.|1580
ARR|ARMOUR RESIDENTIAL R|BBNT|BB&T SECURITIES, LLC|1
ARR|ARMOUR RESIDENTIAL R|BIDS|BIDS TRADING L.P.|100
ARR|ARMOUR RESIDENTIAL R|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25291
ARR|ARMOUR RESIDENTIAL R|BNPX|BNP PARIBAS SECURITIES CORP.|15580
ARR|ARMOUR RESIDENTIAL R|BRGE|Newbridge Securities Corp.|300
ARR|ARMOUR RESIDENTIAL R|BRVL|BLAYLOCK VAN, LLC|200
ARR|ARMOUR RESIDENTIAL R|BTIG|BTIG, LLC|120
ARR|ARMOUR RESIDENTIAL R|BZYD|GOLDMAN SACHS & CO. LLC|901
ARR|ARMOUR RESIDENTIAL R|CHAS|Charles Schwab & Co., Inc.|3212
ARR|ARMOUR RESIDENTIAL R|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2173
ARR|ARMOUR RESIDENTIAL R|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26
ARR|ARMOUR RESIDENTIAL R|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ARR|ARMOUR RESIDENTIAL R|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66765
ARR|ARMOUR RESIDENTIAL R|CTDL|Citadel Derivatives Group Llc|2573
ARR|ARMOUR RESIDENTIAL R|CXCX|CITIGROUP GLOBAL MARKETS INC.|12866
ARR|ARMOUR RESIDENTIAL R|DADA|D.A. Davidson & Co.|1
ARR|ARMOUR RESIDENTIAL R|DBAB|Deutsche Bank Securities Inc.|292491
ARR|ARMOUR RESIDENTIAL R|DBAX|Deutsche Bank Securities Inc.|42700
ARR|ARMOUR RESIDENTIAL R|DBUL|Deutsche Bank Securities Inc.|200
ARR|ARMOUR RESIDENTIAL R|DEAN|MORGAN STANLEY|12180
ARR|ARMOUR RESIDENTIAL R|DEGS|RONIN PROFESSIONAL LLC|1511
ARR|ARMOUR RESIDENTIAL R|EBXL|EBX LLC|20000
ARR|ARMOUR RESIDENTIAL R|ECUT|CONVERGEX EXECUTION SOLUTIONS|134
ARR|ARMOUR RESIDENTIAL R|EDJO|Edward D. Jones & Co., L.P.|9677
ARR|ARMOUR RESIDENTIAL R|EGAM|CBOE TRADING, INC.|3757
ARR|ARMOUR RESIDENTIAL R|EGMT|EG MARKET TECHNOLOGIES LLC|13
ARR|ARMOUR RESIDENTIAL R|EGXM|CBOE TRADING, INC.|4381
ARR|ARMOUR RESIDENTIAL R|EGXW|CBOE TRADING, INC.|440
ARR|ARMOUR RESIDENTIAL R|ELEV|ELEVATION, LLC|722
ARR|ARMOUR RESIDENTIAL R|ETBE|Electronic Transaction Clearing, Inc.|4819
ARR|ARMOUR RESIDENTIAL R|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
ARR|ARMOUR RESIDENTIAL R|ETRS|E*Trade Securities LLC|159665
ARR|ARMOUR RESIDENTIAL R|FBSB|U.S. Bancorp Investments, Inc.|20
ARR|ARMOUR RESIDENTIAL R|FILL|Tradestation Securities, Inc.|6230
ARR|ARMOUR RESIDENTIAL R|FMAF|NBCN Inc./ CDS|9391
ARR|ARMOUR RESIDENTIAL R|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2302
ARR|ARMOUR RESIDENTIAL R|FQLS|Quantlab Securities LP|64786
ARR|ARMOUR RESIDENTIAL R|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51584
ARR|ARMOUR RESIDENTIAL R|FTBR|Foliofn Investments, Inc.|940
ARR|ARMOUR RESIDENTIAL R|GEBB|GLOBAL EXECUTION BROKERS, LP|300
ARR|ARMOUR RESIDENTIAL R|GLIS|TD Securities Inc|1683
ARR|ARMOUR RESIDENTIAL R|GLPX|ACS EXECUTION SERVICES, LLC|593
ARR|ARMOUR RESIDENTIAL R|GSCO|GOLDMAN SACHS & CO. LLC|101782
ARR|ARMOUR RESIDENTIAL R|GSCS|GOLDMAN SACHS & CO. LLC|100
ARR|ARMOUR RESIDENTIAL R|GSLT|GOLDMAN SACHS & CO. LLC|1295
ARR|ARMOUR RESIDENTIAL R|GTSZ|GTS SECURITIES LLC|21333
ARR|ARMOUR RESIDENTIAL R|HRBF|American Enterprise Investment Services Inc.|17497
ARR|ARMOUR RESIDENTIAL R|IATS|INTERACTIVE BROKERS LLC|7148
ARR|ARMOUR RESIDENTIAL R|IBKR|Interactive Brokers Llc|5303
ARR|ARMOUR RESIDENTIAL R|ICBX|INSTINET, LLC|6300
ARR|ARMOUR RESIDENTIAL R|IEQY|CITADEL SECURITIES LLC|11678
ARR|ARMOUR RESIDENTIAL R|INCA|INSTINET, LLC|24723
ARR|ARMOUR RESIDENTIAL R|INJX|INSTINET, LLC|2000
ARR|ARMOUR RESIDENTIAL R|ITGI|ITG Inc.|3594
ARR|ARMOUR RESIDENTIAL R|ITGP|ITG INC.|27000
ARR|ARMOUR RESIDENTIAL R|JANY|Janney Montgomery Scott Inc.|62
ARR|ARMOUR RESIDENTIAL R|JEFF|JEFFERIES LLC|15587
ARR|ARMOUR RESIDENTIAL R|JMPT|JUMP TRADING, LLC|3662
ARR|ARMOUR RESIDENTIAL R|JPBX|J.P. MORGAN SECURITIES LLC|35488
ARR|ARMOUR RESIDENTIAL R|JPMX|J.P. Morgan Securities LLC|88923
ARR|ARMOUR RESIDENTIAL R|JSJX|JANE STREET CAPITAL LLC|1328
ARR|ARMOUR RESIDENTIAL R|KCGM|VIRTU Americas LLC|11058
ARR|ARMOUR RESIDENTIAL R|LEHM|Barclays Capital Inc./Le|307841
ARR|ARMOUR RESIDENTIAL R|LGNT|COR CLEARING LLC|6
ARR|ARMOUR RESIDENTIAL R|LIME|Lime Brokerage LLC|19027
ARR|ARMOUR RESIDENTIAL R|LSCI|Lek Securities Corporation|100
ARR|ARMOUR RESIDENTIAL R|MCMF|Raymond James Ltd. Cds|250
ARR|ARMOUR RESIDENTIAL R|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31689
ARR|ARMOUR RESIDENTIAL R|MOTF|MOTIF INVESTING, INC.|7
ARR|ARMOUR RESIDENTIAL R|MSCO|MORGAN STANLEY & CO. LLC|354150
ARR|ARMOUR RESIDENTIAL R|MSPL|MORGAN STANLEY & CO. LLC|57700
ARR|ARMOUR RESIDENTIAL R|MSTX|MORGAN STANLEY & CO. LLC|20800
ARR|ARMOUR RESIDENTIAL R|NATL|National Securities Corporation|250
ARR|ARMOUR RESIDENTIAL R|NFSC|National Financial Services LLC|265301
ARR|ARMOUR RESIDENTIAL R|NITE|VIRTU Americas LLC|422654
ARR|ARMOUR RESIDENTIAL R|NITP|VIRTU Americas LLC|349
ARR|ARMOUR RESIDENTIAL R|NQRB|Brut, LLC|313
ARR|ARMOUR RESIDENTIAL R|NTRC|Northern Trust Securities, Inc.|1100
ARR|ARMOUR RESIDENTIAL R|OPCO|Oppenheimer & Co. Inc.|4562
ARR|ARMOUR RESIDENTIAL R|PDQM|CODA MARKETS, INC.|1851
ARR|ARMOUR RESIDENTIAL R|PHLY|NASDAQ Execution Services, LLC|26000
ARR|ARMOUR RESIDENTIAL R|PWJC|UBS Financial Services, Inc.|25
ARR|ARMOUR RESIDENTIAL R|QMSR|QUATTRO M SECURITIES INC.|191
ARR|ARMOUR RESIDENTIAL R|RBCM|RBC CAPITAL MARKETS, LLC|2991
ARR|ARMOUR RESIDENTIAL R|RGLD|Regal Securities, Inc|1
ARR|ARMOUR RESIDENTIAL R|SAGW|SAGETRADER, LLC|4
ARR|ARMOUR RESIDENTIAL R|SALI|INTL FCSTONE FINANCIAL INC.|1418
ARR|ARMOUR RESIDENTIAL R|SBRX|MURIEL SIEBERT & CO INC|291
ARR|ARMOUR RESIDENTIAL R|SBSH|Citigroup Global Markets Inc.|17680
ARR|ARMOUR RESIDENTIAL R|SGMT|GOLDMAN SACHS & CO. LLC|23600
ARR|ARMOUR RESIDENTIAL R|SPDR|SPEEDROUTE LLC|300
ARR|ARMOUR RESIDENTIAL R|SPHN|Stephens Inc.|11
ARR|ARMOUR RESIDENTIAL R|STFL|Stifel, Nicolaus & Company, Incorporated|10871
ARR|ARMOUR RESIDENTIAL R|STKP|STOCKPILE INVESTMENTS, INC.|74
ARR|ARMOUR RESIDENTIAL R|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5546
ARR|ARMOUR RESIDENTIAL R|SWIM|TD Ameritrade, Inc.|64102
ARR|ARMOUR RESIDENTIAL R|SWST|Hilltop Securities Inc.|2258
ARR|ARMOUR RESIDENTIAL R|TKNG|ALLY INVEST SECURITIES LLC|7781
ARR|ARMOUR RESIDENTIAL R|TRBT|Tradebot Systems, Inc.|43254
ARR|ARMOUR RESIDENTIAL R|TRCM|TRC MARKETS LLC|12819
ARR|ARMOUR RESIDENTIAL R|TWTT|TASTYWORKS, INC.|300
ARR|ARMOUR RESIDENTIAL R|UBSA|UBS SECURITIES LLC|122460
ARR|ARMOUR RESIDENTIAL R|UBSS|UBS Securities LLC|191907
ARR|ARMOUR RESIDENTIAL R|VALX|VIRTU AMERICAS LLC|5878
ARR|ARMOUR RESIDENTIAL R|VGRD|Vanguard Marketing Corporation|29751
ARR|ARMOUR RESIDENTIAL R|WBPX|SUMMIT SECURITIES GROUP, LLC|1694
ARR|ARMOUR RESIDENTIAL R|WCHV|WELLS FARGO SECURITIES, LLC|31151
ARR|ARMOUR RESIDENTIAL R|WEDB|WEDBUSH SECURITIES INC.|2280
ARR|ARMOUR RESIDENTIAL R|WEED|Weeden & Co.L.P.|6900
ARR|ARMOUR RESIDENTIAL R|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3273
ARR|ARMOUR RESIDENTIAL R|WEXX|WOLVERINE EXECUTION SERVICES, LLC|142111
ARR|ARMOUR RESIDENTIAL R|WGIF|CIBC World Markets Inc.|196
ARR|ARMOUR RESIDENTIAL R|WSEA|WOLVERINE SECURITIES, LLC|4565
ARR|ARMOUR RESIDENTIAL R|XIST|INSTINET, LLC|17600
ARR|ARMOUR RESIDENTIAL R|XPQR|Jump Trading|133
ARR|ARMOUR RESIDENTIAL R|XSTM|NATIONAL FINANCIAL SERVICES LLC|15084
ARR|ARMOUR RESIDENTIAL R|YKNA|COMHAR CAPITAL MARKETS, LLC|59
ARR|ARMOUR RESIDENTIAL R|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2653
ARR$A|ARMOUR RESIDENTIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
ARR$A|ARMOUR RESIDENTIAL|BRGE|Newbridge Securities Corp.|368
ARR$A|ARMOUR RESIDENTIAL|CHAS|Charles Schwab & Co., Inc.|350
ARR$A|ARMOUR RESIDENTIAL|DEAN|MORGAN STANLEY|75
ARR$A|ARMOUR RESIDENTIAL|EDJO|Edward D. Jones & Co., L.P.|1060
ARR$A|ARMOUR RESIDENTIAL|ETRS|E*Trade Securities LLC|1573
ARR$A|ARMOUR RESIDENTIAL|HRBF|American Enterprise Investment Services Inc.|6545
ARR$A|ARMOUR RESIDENTIAL|IATS|INTERACTIVE BROKERS LLC|810
ARR$A|ARMOUR RESIDENTIAL|IBKR|Interactive Brokers Llc|211
ARR$A|ARMOUR RESIDENTIAL|LIME|Lime Brokerage LLC|17
ARR$A|ARMOUR RESIDENTIAL|MSCO|MORGAN STANLEY & CO. LLC|226
ARR$A|ARMOUR RESIDENTIAL|NFSC|National Financial Services LLC|8003
ARR$A|ARMOUR RESIDENTIAL|NITE|VIRTU Americas LLC|12191
ARR$A|ARMOUR RESIDENTIAL|SWIM|TD Ameritrade, Inc.|600
ARR$A|ARMOUR RESIDENTIAL|UBSS|UBS Securities LLC|974
ARR$A|ARMOUR RESIDENTIAL|WCHV|WELLS FARGO SECURITIES, LLC|1085
ARR$A|ARMOUR RESIDENTIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
ARR$B|ARMOUR RESIDENTIAL|ALTX|Alternet Securities Inc.|100
ARR$B|ARMOUR RESIDENTIAL|APCC|Apex Clearing Corporation|3
ARR$B|ARMOUR RESIDENTIAL|BATM|CBOE TRADING, INC.|300
ARR$B|ARMOUR RESIDENTIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
ARR$B|ARMOUR RESIDENTIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
ARR$B|ARMOUR RESIDENTIAL|DEAN|MORGAN STANLEY|5330
ARR$B|ARMOUR RESIDENTIAL|EBXL|EBX LLC|200
ARR$B|ARMOUR RESIDENTIAL|EDJO|Edward D. Jones & Co., L.P.|1500
ARR$B|ARMOUR RESIDENTIAL|EGXM|CBOE TRADING, INC.|57
ARR$B|ARMOUR RESIDENTIAL|ETRS|E*Trade Securities LLC|6185
ARR$B|ARMOUR RESIDENTIAL|FTBR|Foliofn Investments, Inc.|499
ARR$B|ARMOUR RESIDENTIAL|GTSZ|GTS SECURITIES LLC|200
ARR$B|ARMOUR RESIDENTIAL|HRBF|American Enterprise Investment Services Inc.|9219
ARR$B|ARMOUR RESIDENTIAL|IATS|INTERACTIVE BROKERS LLC|356
ARR$B|ARMOUR RESIDENTIAL|IBKR|Interactive Brokers Llc|1947
ARR$B|ARMOUR RESIDENTIAL|INCA|INSTINET, LLC|100
ARR$B|ARMOUR RESIDENTIAL|ITGI|ITG Inc.|595
ARR$B|ARMOUR RESIDENTIAL|LIME|Lime Brokerage LLC|400
ARR$B|ARMOUR RESIDENTIAL|MSCO|MORGAN STANLEY & CO. LLC|471
ARR$B|ARMOUR RESIDENTIAL|NFSC|National Financial Services LLC|44909
ARR$B|ARMOUR RESIDENTIAL|NITE|VIRTU Americas LLC|42467
ARR$B|ARMOUR RESIDENTIAL|ONEL|O'NEIL SECURITIES, INCORPORATED|100
ARR$B|ARMOUR RESIDENTIAL|PDQM|CODA MARKETS, INC.|100
ARR$B|ARMOUR RESIDENTIAL|PWJC|UBS Financial Services, Inc.|260
ARR$B|ARMOUR RESIDENTIAL|SPDR|SPEEDROUTE LLC|100
ARR$B|ARMOUR RESIDENTIAL|STFL|Stifel, Nicolaus & Company, Incorporated|480
ARR$B|ARMOUR RESIDENTIAL|SWIM|TD Ameritrade, Inc.|25292
ARR$B|ARMOUR RESIDENTIAL|TRBT|Tradebot Systems, Inc.|857
ARR$B|ARMOUR RESIDENTIAL|UBSA|UBS SECURITIES LLC|1030
ARR$B|ARMOUR RESIDENTIAL|UBSS|UBS Securities LLC|6335
ARR$B|ARMOUR RESIDENTIAL|VGRD|Vanguard Marketing Corporation|4900
ARR$B|ARMOUR RESIDENTIAL|WCHV|WELLS FARGO SECURITIES, LLC|2916
ARR$B|ARMOUR RESIDENTIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6887
ARRS|ARRIS GROUP INC|ACAD|ACADEMY SECURITIES, INC.|6100
ARRS|ARRIS GROUP INC|ADAM|CANACCORD GENUITY INC.|8197
ARRS|ARRIS GROUP INC|ALTX|Alternet Securities Inc.|20770
ARRS|ARRIS GROUP INC|ANOS|ABEL/NOSER, L.L.C.|153200
ARRS|ARRIS GROUP INC|APCC|Apex Clearing Corporation|111
ARRS|ARRIS GROUP INC|AQUA|AQUA SECURITIES L.P.|10900
ARRS|ARRIS GROUP INC|AVON|Avondale Partners, LLC|750
ARRS|ARRIS GROUP INC|BANK|Primevest Financial Services, Inc.|68
ARRS|ARRIS GROUP INC|BARD|Robert W. Baird & Co. Incorporated|4596
ARRS|ARRIS GROUP INC|BATM|CBOE TRADING, INC.|1792
ARRS|ARRIS GROUP INC|BAYC|BAY CREST PARTNERS, LLC|2800
ARRS|ARRIS GROUP INC|BAYT|BTIG, LLC|3732
ARRS|ARRIS GROUP INC|BBNT|BB&T SECURITIES, LLC|141
ARRS|ARRIS GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|120793
ARRS|ARRIS GROUP INC|BIMI|Banca IMI Securities Corp.|2112
ARRS|ARRIS GROUP INC|BKCM|BNY Mellon Capital Markets LLC|44042
ARRS|ARRIS GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6033
ARRS|ARRIS GROUP INC|BLKX|INSTINET, LLC|74180
ARRS|ARRIS GROUP INC|BMOC|BMO Capital Markets Corp.|5067
ARRS|ARRIS GROUP INC|BNCH|The Benchmark Company, LLC|25400
ARRS|ARRIS GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|56606
ARRS|ARRIS GROUP INC|BRVL|BLAYLOCK VAN, LLC|400
ARRS|ARRIS GROUP INC|BTIG|BTIG, LLC|48182
ARRS|ARRIS GROUP INC|BYXM|CBOE TRADING, INC.|4937
ARRS|ARRIS GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|551
ARRS|ARRIS GROUP INC|CANT|Cantor Fitzgerald & Co.|56
ARRS|ARRIS GROUP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|66400
ARRS|ARRIS GROUP INC|CHAS|Charles Schwab & Co., Inc.|5125
ARRS|ARRIS GROUP INC|CIST|Capital Institutional Services, Inc.|19258
ARRS|ARRIS GROUP INC|CPCP|PRECISION SECURITIES, LLC|80
ARRS|ARRIS GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|142886
ARRS|ARRIS GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
ARRS|ARRIS GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6132
ARRS|ARRIS GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|721018
ARRS|ARRIS GROUP INC|CTDL|Citadel Derivatives Group Llc|81543
ARRS|ARRIS GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|129188
ARRS|ARRIS GROUP INC|DBAB|Deutsche Bank Securities Inc.|861176
ARRS|ARRIS GROUP INC|DBAX|Deutsche Bank Securities Inc.|836500
ARRS|ARRIS GROUP INC|DBUL|Deutsche Bank Securities Inc.|300
ARRS|ARRIS GROUP INC|DCHF|Dart Executions, LLC|835
ARRS|ARRIS GROUP INC|DEAN|MORGAN STANLEY|31903
ARRS|ARRIS GROUP INC|DEGS|RONIN PROFESSIONAL LLC|5162
ARRS|ARRIS GROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|93
ARRS|ARRIS GROUP INC|EBXL|EBX LLC|414100
ARRS|ARRIS GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|35829
ARRS|ARRIS GROUP INC|EDJO|Edward D. Jones & Co., L.P.|459
ARRS|ARRIS GROUP INC|EGAM|CBOE TRADING, INC.|39249
ARRS|ARRIS GROUP INC|EGAW|CBOE TRADING, INC.|146
ARRS|ARRIS GROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
ARRS|ARRIS GROUP INC|EGXM|CBOE TRADING, INC.|6049
ARRS|ARRIS GROUP INC|EGXW|CBOE TRADING, INC.|480
ARRS|ARRIS GROUP INC|ESPO|ESPOSITO SECURITIES, LLC|1944
ARRS|ARRIS GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|35129
ARRS|ARRIS GROUP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6480
ARRS|ARRIS GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15984
ARRS|ARRIS GROUP INC|ETRS|E*Trade Securities LLC|17617
ARRS|ARRIS GROUP INC|FBCO|Credit Suisse Securities (USA) LLC|1041329
ARRS|ARRIS GROUP INC|FILL|Tradestation Securities, Inc.|6013
ARRS|ARRIS GROUP INC|FMAF|NBCN Inc./ CDS|515
ARRS|ARRIS GROUP INC|FOMA|TD AMERITRADE CLEARING, INC.|59029
ARRS|ARRIS GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1222
ARRS|ARRIS GROUP INC|FQLS|Quantlab Securities LP|745811
ARRS|ARRIS GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|163419
ARRS|ARRIS GROUP INC|FTBR|Foliofn Investments, Inc.|150
ARRS|ARRIS GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8989
ARRS|ARRIS GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|59496
ARRS|ARRIS GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|2424838
ARRS|ARRIS GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|13161
ARRS|ARRIS GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|38535
ARRS|ARRIS GROUP INC|GTSZ|GTS SECURITIES LLC|62885
ARRS|ARRIS GROUP INC|HASF|Haywood Securities Inc./CDS|467
ARRS|ARRIS GROUP INC|HRBF|American Enterprise Investment Services Inc.|4800
ARRS|ARRIS GROUP INC|HSBC|HSBC Securities, Inc.|145
ARRS|ARRIS GROUP INC|IATS|INTERACTIVE BROKERS LLC|8370
ARRS|ARRIS GROUP INC|IBKR|Interactive Brokers Llc|112748
ARRS|ARRIS GROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1261
ARRS|ARRIS GROUP INC|ICBX|INSTINET, LLC|97572
ARRS|ARRIS GROUP INC|IEQY|CITADEL SECURITIES LLC|251428
ARRS|ARRIS GROUP INC|INCA|INSTINET, LLC|1046974
ARRS|ARRIS GROUP INC|INJX|INSTINET, LLC|50543
ARRS|ARRIS GROUP INC|ITGI|ITG Inc.|279033
ARRS|ARRIS GROUP INC|ITGP|ITG INC.|824000
ARRS|ARRIS GROUP INC|JANY|Janney Montgomery Scott Inc.|21147
ARRS|ARRIS GROUP INC|JEFF|JEFFERIES LLC|421209
ARRS|ARRIS GROUP INC|JMPT|JUMP TRADING, LLC|194549
ARRS|ARRIS GROUP INC|JONE|JonesTrading|51237
ARRS|ARRIS GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|158170
ARRS|ARRIS GROUP INC|JPMX|J.P. Morgan Securities LLC|1362234
ARRS|ARRIS GROUP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|2325
ARRS|ARRIS GROUP INC|JSJX|JANE STREET CAPITAL LLC|62510
ARRS|ARRIS GROUP INC|KCGM|VIRTU Americas LLC|102265
ARRS|ARRIS GROUP INC|LEER|LEERINK PARTNERS LLC|1270
ARRS|ARRIS GROUP INC|LEHM|Barclays Capital Inc./Le|1884946
ARRS|ARRIS GROUP INC|LIME|Lime Brokerage LLC|284615
ARRS|ARRIS GROUP INC|LIWE|LIME BROKERAGE LLC|554
ARRS|ARRIS GROUP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|150200
ARRS|ARRIS GROUP INC|LQNA|LIQUIDNET, INC.|171500
ARRS|ARRIS GROUP INC|LSCI|Lek Securities Corporation|56
ARRS|ARRIS GROUP INC|MAXM|Maxim Group LLC|22749
ARRS|ARRIS GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|266811
ARRS|ARRIS GROUP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
ARRS|ARRIS GROUP INC|MOTF|MOTIF INVESTING, INC.|34
ARRS|ARRIS GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|6374929
ARRS|ARRIS GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|760900
ARRS|ARRIS GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|490600
ARRS|ARRIS GROUP INC|NBCS|NBC Securities, INC.|41
ARRS|ARRIS GROUP INC|NEED|Needham & Company, LLC|69925
ARRS|ARRIS GROUP INC|NEUB|NEUBERGER BERMAN BD LLC|285
ARRS|ARRIS GROUP INC|NFSC|National Financial Services LLC|226956
ARRS|ARRIS GROUP INC|NITE|VIRTU Americas LLC|560321
ARRS|ARRIS GROUP INC|NITP|VIRTU Americas LLC|7042
ARRS|ARRIS GROUP INC|NQRB|Brut, LLC|56669
ARRS|ARRIS GROUP INC|NTRC|Northern Trust Securities, Inc.|8646
ARRS|ARRIS GROUP INC|OHOS|TWO SIGMA SECURITIES, LLC|29512
ARRS|ARRIS GROUP INC|OPCO|Oppenheimer & Co. Inc.|84463
ARRS|ARRIS GROUP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1987
ARRS|ARRIS GROUP INC|PDQM|CODA MARKETS, INC.|143881
ARRS|ARRIS GROUP INC|PIPR|Piper Jaffray & Co.|6200
ARRS|ARRIS GROUP INC|PWJC|UBS Financial Services, Inc.|457
ARRS|ARRIS GROUP INC|RAJA|Raymond James & Associates, Inc.|67126
ARRS|ARRIS GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|10510
ARRS|ARRIS GROUP INC|SAGL|SAGETRADER, LLC|121869
ARRS|ARRIS GROUP INC|SAGW|SAGETRADER, LLC|97
ARRS|ARRIS GROUP INC|SALI|INTL FCSTONE FINANCIAL INC.|72
ARRS|ARRIS GROUP INC|SBSH|Citigroup Global Markets Inc.|458405
ARRS|ARRIS GROUP INC|SEIC|SEI Investments Distribution Co.|100
ARRS|ARRIS GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|271301
ARRS|ARRIS GROUP INC|SPDR|SPEEDROUTE LLC|20020
ARRS|ARRIS GROUP INC|SPHN|Stephens Inc.|1637
ARRS|ARRIS GROUP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2865
ARRS|ARRIS GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|111898
ARRS|ARRIS GROUP INC|STKP|STOCKPILE INVESTMENTS, INC.|2
ARRS|ARRIS GROUP INC|SWIM|TD Ameritrade, Inc.|68917
ARRS|ARRIS GROUP INC|SWST|Hilltop Securities Inc.|6512
ARRS|ARRIS GROUP INC|TONC|CUTTONE & CO., LLC|2810
ARRS|ARRIS GROUP INC|TRBT|Tradebot Systems, Inc.|538973
ARRS|ARRIS GROUP INC|TRCM|TRC MARKETS LLC|232188
ARRS|ARRIS GROUP INC|UBSA|UBS SECURITIES LLC|1455133
ARRS|ARRIS GROUP INC|UBSS|UBS Securities LLC|2373869
ARRS|ARRIS GROUP INC|VALX|VIRTU AMERICAS LLC|10266
ARRS|ARRIS GROUP INC|VERT|The Vertical Trading Group, LLC|13199
ARRS|ARRIS GROUP INC|VGRD|Vanguard Marketing Corporation|25260
ARRS|ARRIS GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ARRS|ARRIS GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|491531
ARRS|ARRIS GROUP INC|WDNX|WEEDEN & CO.L.P.|4312
ARRS|ARRIS GROUP INC|WEED|Weeden & Co.L.P.|3000
ARRS|ARRIS GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2089
ARRS|ARRIS GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17699
ARRS|ARRIS GROUP INC|WGIF|CIBC World Markets Inc.|16
ARRS|ARRIS GROUP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|336
ARRS|ARRIS GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|4129
ARRS|ARRIS GROUP INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
ARRS|ARRIS GROUP INC|XIST|INSTINET, LLC|27360
ARRS|ARRIS GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|125174
ARRS|ARRIS GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2928
ARRS|ARRIS GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24388
ARRY|ARRAY BIOPHARMA INC|ADAM|CANACCORD GENUITY INC.|70224
ARRY|ARRAY BIOPHARMA INC|AGIS|Aegis Capital Corp.|8500
ARRY|ARRAY BIOPHARMA INC|ALTX|Alternet Securities Inc.|37887
ARRY|ARRAY BIOPHARMA INC|ANOS|ABEL/NOSER, L.L.C.|380
ARRY|ARRAY BIOPHARMA INC|APCC|Apex Clearing Corporation|13546
ARRY|ARRAY BIOPHARMA INC|BANK|Primevest Financial Services, Inc.|1000
ARRY|ARRAY BIOPHARMA INC|BARD|Robert W. Baird & Co. Incorporated|35
ARRY|ARRAY BIOPHARMA INC|BATM|CBOE TRADING, INC.|11367
ARRY|ARRAY BIOPHARMA INC|BBNT|BB&T SECURITIES, LLC|1700
ARRY|ARRAY BIOPHARMA INC|BERN|Sanford C. Bernstein & Co., LLC|103135
ARRY|ARRAY BIOPHARMA INC|BIDS|BIDS TRADING L.P.|300
ARRY|ARRAY BIOPHARMA INC|BIMI|Banca IMI Securities Corp.|43603
ARRY|ARRAY BIOPHARMA INC|BKCM|BNY Mellon Capital Markets LLC|367
ARRY|ARRAY BIOPHARMA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41482
ARRY|ARRAY BIOPHARMA INC|BLKX|INSTINET, LLC|71000
ARRY|ARRAY BIOPHARMA INC|BMOC|BMO Capital Markets Corp.|32150
ARRY|ARRAY BIOPHARMA INC|BNPX|BNP PARIBAS SECURITIES CORP.|49363
ARRY|ARRAY BIOPHARMA INC|BTIG|BTIG, LLC|40595
ARRY|ARRAY BIOPHARMA INC|BYXM|CBOE TRADING, INC.|4444
ARRY|ARRAY BIOPHARMA INC|CANT|Cantor Fitzgerald & Co.|9284
ARRY|ARRAY BIOPHARMA INC|CHAS|Charles Schwab & Co., Inc.|15916
ARRY|ARRAY BIOPHARMA INC|CIBP|CIBC World Markets Corp.|73400
ARRY|ARRAY BIOPHARMA INC|CIST|Capital Institutional Services, Inc.|200
ARRY|ARRAY BIOPHARMA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1428685
ARRY|ARRAY BIOPHARMA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5318
ARRY|ARRAY BIOPHARMA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5239
ARRY|ARRAY BIOPHARMA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1012651
ARRY|ARRAY BIOPHARMA INC|CTDL|Citadel Derivatives Group Llc|25155
ARRY|ARRAY BIOPHARMA INC|CTLR|CUTLER GROUP, LP|100
ARRY|ARRAY BIOPHARMA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|229524
ARRY|ARRAY BIOPHARMA INC|DAVA|Davenport & Company LLC|450
ARRY|ARRAY BIOPHARMA INC|DBAB|Deutsche Bank Securities Inc.|1850816
ARRY|ARRAY BIOPHARMA INC|DBAX|Deutsche Bank Securities Inc.|1045600
ARRY|ARRAY BIOPHARMA INC|DBUL|Deutsche Bank Securities Inc.|21151
ARRY|ARRAY BIOPHARMA INC|DCHF|Dart Executions, LLC|79327
ARRY|ARRAY BIOPHARMA INC|DEAN|MORGAN STANLEY|16808
ARRY|ARRAY BIOPHARMA INC|DEGS|RONIN PROFESSIONAL LLC|67132
ARRY|ARRAY BIOPHARMA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33498
ARRY|ARRAY BIOPHARMA INC|EBXL|EBX LLC|518300
ARRY|ARRAY BIOPHARMA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|33561
ARRY|ARRAY BIOPHARMA INC|EDJO|Edward D. Jones & Co., L.P.|16273
ARRY|ARRAY BIOPHARMA INC|EGAM|CBOE TRADING, INC.|36773
ARRY|ARRAY BIOPHARMA INC|EGAW|CBOE TRADING, INC.|5
ARRY|ARRAY BIOPHARMA INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
ARRY|ARRAY BIOPHARMA INC|EGXM|CBOE TRADING, INC.|29224
ARRY|ARRAY BIOPHARMA INC|EGXW|CBOE TRADING, INC.|112
ARRY|ARRAY BIOPHARMA INC|ETBE|Electronic Transaction Clearing, Inc.|62652
ARRY|ARRAY BIOPHARMA INC|ETCB|ETC BROKERAGE SERVICES, LLC|499
ARRY|ARRAY BIOPHARMA INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4744
ARRY|ARRAY BIOPHARMA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|42666
ARRY|ARRAY BIOPHARMA INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|32178
ARRY|ARRAY BIOPHARMA INC|ETRS|E*Trade Securities LLC|1677078
ARRY|ARRAY BIOPHARMA INC|FBCO|Credit Suisse Securities (USA) LLC|1648263
ARRY|ARRAY BIOPHARMA INC|FFSI|Firstrade Securities Inc.|75
ARRY|ARRAY BIOPHARMA INC|FILL|Tradestation Securities, Inc.|34785
ARRY|ARRAY BIOPHARMA INC|FINX|FINTECH SECURITIES|50
ARRY|ARRAY BIOPHARMA INC|FMAF|NBCN Inc./ CDS|128664
ARRY|ARRAY BIOPHARMA INC|FOMA|TD AMERITRADE CLEARING, INC.|3861927
ARRY|ARRAY BIOPHARMA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19216
ARRY|ARRAY BIOPHARMA INC|FQLS|Quantlab Securities LP|1067588
ARRY|ARRAY BIOPHARMA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|267791
ARRY|ARRAY BIOPHARMA INC|FTBR|Foliofn Investments, Inc.|11155
ARRY|ARRAY BIOPHARMA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|149583
ARRY|ARRAY BIOPHARMA INC|GLIS|TD Securities Inc|3199
ARRY|ARRAY BIOPHARMA INC|GLPX|ACS EXECUTION SERVICES, LLC|172710
ARRY|ARRAY BIOPHARMA INC|GSCO|GOLDMAN SACHS & CO. LLC|3655188
ARRY|ARRAY BIOPHARMA INC|GSCS|GOLDMAN SACHS & CO. LLC|64567
ARRY|ARRAY BIOPHARMA INC|GSLT|GOLDMAN SACHS & CO. LLC|14177
ARRY|ARRAY BIOPHARMA INC|GTSZ|GTS SECURITIES LLC|131889
ARRY|ARRAY BIOPHARMA INC|HAPX|HAP Trading, LLC|9994
ARRY|ARRAY BIOPHARMA INC|HASF|Haywood Securities Inc./CDS|760
ARRY|ARRAY BIOPHARMA INC|HRBF|American Enterprise Investment Services Inc.|95082
ARRY|ARRAY BIOPHARMA INC|HSBC|HSBC Securities, Inc.|42588
ARRY|ARRAY BIOPHARMA INC|IATS|INTERACTIVE BROKERS LLC|56762
ARRY|ARRAY BIOPHARMA INC|IBKR|Interactive Brokers Llc|486019
ARRY|ARRAY BIOPHARMA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2548
ARRY|ARRAY BIOPHARMA INC|ICBX|INSTINET, LLC|235578
ARRY|ARRAY BIOPHARMA INC|IEQY|CITADEL SECURITIES LLC|862310
ARRY|ARRAY BIOPHARMA INC|INCA|INSTINET, LLC|1241261
ARRY|ARRAY BIOPHARMA INC|INJX|INSTINET, LLC|481166
ARRY|ARRAY BIOPHARMA INC|ITGI|ITG Inc.|156567
ARRY|ARRAY BIOPHARMA INC|ITGP|ITG INC.|302400
ARRY|ARRAY BIOPHARMA INC|JANY|Janney Montgomery Scott Inc.|3450
ARRY|ARRAY BIOPHARMA INC|JEFF|JEFFERIES LLC|306473
ARRY|ARRAY BIOPHARMA INC|JMPT|JUMP TRADING, LLC|231184
ARRY|ARRAY BIOPHARMA INC|JONE|JonesTrading|30543
ARRY|ARRAY BIOPHARMA INC|JPBX|J.P. MORGAN SECURITIES LLC|237930
ARRY|ARRAY BIOPHARMA INC|JPMX|J.P. Morgan Securities LLC|1563594
ARRY|ARRAY BIOPHARMA INC|JSJX|JANE STREET CAPITAL LLC|327089
ARRY|ARRAY BIOPHARMA INC|KCGM|VIRTU Americas LLC|216685
ARRY|ARRAY BIOPHARMA INC|LEER|LEERINK PARTNERS LLC|529017
ARRY|ARRAY BIOPHARMA INC|LEHM|Barclays Capital Inc./Le|2794122
ARRY|ARRAY BIOPHARMA INC|LIME|Lime Brokerage LLC|343182
ARRY|ARRAY BIOPHARMA INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|114380
ARRY|ARRAY BIOPHARMA INC|LOOP|Loop Capital Markets LLC|11083
ARRY|ARRAY BIOPHARMA INC|LQNA|LIQUIDNET, INC.|250900
ARRY|ARRAY BIOPHARMA INC|LSCI|Lek Securities Corporation|189
ARRY|ARRAY BIOPHARMA INC|LTCO|Ladenburg, Thalmann & Co., Inc.|14000
ARRY|ARRAY BIOPHARMA INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
ARRY|ARRAY BIOPHARMA INC|MACQ|Macquarie Capital (USA) Inc.|6636
ARRY|ARRAY BIOPHARMA INC|MAXM|Maxim Group LLC|38252
ARRY|ARRAY BIOPHARMA INC|MBTS|ALLY INVEST SECURITIES LLC|15839
ARRY|ARRAY BIOPHARMA INC|MCMF|Raymond James Ltd. Cds|1000
ARRY|ARRAY BIOPHARMA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|736069
ARRY|ARRAY BIOPHARMA INC|MOTF|MOTIF INVESTING, INC.|22
ARRY|ARRAY BIOPHARMA INC|MSCO|MORGAN STANLEY & CO. LLC|7394910
ARRY|ARRAY BIOPHARMA INC|MSPL|MORGAN STANLEY & CO. LLC|1250900
ARRY|ARRAY BIOPHARMA INC|MSTX|MORGAN STANLEY & CO. LLC|416500
ARRY|ARRAY BIOPHARMA INC|MZHO|Mizuho Securities USA LLC|141818
ARRY|ARRAY BIOPHARMA INC|NEED|Needham & Company, LLC|15084
ARRY|ARRAY BIOPHARMA INC|NFSC|National Financial Services LLC|2191828
ARRY|ARRAY BIOPHARMA INC|NITE|VIRTU Americas LLC|4246408
ARRY|ARRAY BIOPHARMA INC|NITP|VIRTU Americas LLC|6550
ARRY|ARRAY BIOPHARMA INC|NQRB|Brut, LLC|108812
ARRY|ARRAY BIOPHARMA INC|NTFN|Network 1 Financial Securities Inc.|5500
ARRY|ARRAY BIOPHARMA INC|NTRC|Northern Trust Securities, Inc.|14922
ARRY|ARRAY BIOPHARMA INC|OCEA|OCEAN FINANCIAL SERVICES, LLC|1000
ARRY|ARRAY BIOPHARMA INC|OPCO|Oppenheimer & Co. Inc.|5832
ARRY|ARRAY BIOPHARMA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7652
ARRY|ARRAY BIOPHARMA INC|PCPT|PHILLIP CAPITAL INC.|200
ARRY|ARRAY BIOPHARMA INC|PDQM|CODA MARKETS, INC.|168924
ARRY|ARRAY BIOPHARMA INC|PHLY|NASDAQ Execution Services, LLC|21000
ARRY|ARRAY BIOPHARMA INC|PICT|Pictet Overseas Inc.|28522
ARRY|ARRAY BIOPHARMA INC|PIPR|Piper Jaffray & Co.|69172
ARRY|ARRAY BIOPHARMA INC|PNSR|Penserra Securities, LLC|5508
ARRY|ARRAY BIOPHARMA INC|PREC|PRECISION SECURITIES, LLC|56670
ARRY|ARRAY BIOPHARMA INC|PWJC|UBS Financial Services, Inc.|13526
ARRY|ARRAY BIOPHARMA INC|RAJA|Raymond James & Associates, Inc.|24397
ARRY|ARRAY BIOPHARMA INC|RBCM|RBC CAPITAL MARKETS, LLC|451821
ARRY|ARRAY BIOPHARMA INC|RGLD|Regal Securities, Inc|441
ARRY|ARRAY BIOPHARMA INC|SAGL|SAGETRADER, LLC|55972
ARRY|ARRAY BIOPHARMA INC|SAGW|SAGETRADER, LLC|49
ARRY|ARRAY BIOPHARMA INC|SALI|INTL FCSTONE FINANCIAL INC.|100
ARRY|ARRAY BIOPHARMA INC|SBSH|Citigroup Global Markets Inc.|1240579
ARRY|ARRAY BIOPHARMA INC|SGMT|GOLDMAN SACHS & CO. LLC|399601
ARRY|ARRAY BIOPHARMA INC|SPDR|SPEEDROUTE LLC|15345
ARRY|ARRAY BIOPHARMA INC|SPHN|Stephens Inc.|7400
ARRY|ARRAY BIOPHARMA INC|SPTD|MINT GLOBAL MARKETS, INC.|300
ARRY|ARRAY BIOPHARMA INC|STFL|Stifel, Nicolaus & Company, Incorporated|155703
ARRY|ARRAY BIOPHARMA INC|STXG|Stockcross Financial Services, Inc.|1364
ARRY|ARRAY BIOPHARMA INC|SWIM|TD Ameritrade, Inc.|1498366
ARRY|ARRAY BIOPHARMA INC|SWST|Hilltop Securities Inc.|1114
ARRY|ARRAY BIOPHARMA INC|TKNG|ALLY INVEST SECURITIES LLC|8417
ARRY|ARRAY BIOPHARMA INC|TRBT|Tradebot Systems, Inc.|885515
ARRY|ARRAY BIOPHARMA INC|TRCM|TRC MARKETS LLC|86585
ARRY|ARRAY BIOPHARMA INC|TWTT|TASTYWORKS, INC.|101
ARRY|ARRAY BIOPHARMA INC|UBSA|UBS SECURITIES LLC|1299149
ARRY|ARRAY BIOPHARMA INC|UBSS|UBS Securities LLC|2967038
ARRY|ARRAY BIOPHARMA INC|VALX|VIRTU AMERICAS LLC|207594
ARRY|ARRAY BIOPHARMA INC|VGRD|Vanguard Marketing Corporation|113494
ARRY|ARRAY BIOPHARMA INC|VNDM|Wall Street Access|276538
ARRY|ARRAY BIOPHARMA INC|WABR|Wall Street Access|116544
ARRY|ARRAY BIOPHARMA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|900
ARRY|ARRAY BIOPHARMA INC|WCHV|WELLS FARGO SECURITIES, LLC|326376
ARRY|ARRAY BIOPHARMA INC|WDNX|WEEDEN & CO.L.P.|39546
ARRY|ARRAY BIOPHARMA INC|WEDB|WEDBUSH SECURITIES INC.|67100
ARRY|ARRAY BIOPHARMA INC|WEED|Weeden & Co.L.P.|1007
ARRY|ARRAY BIOPHARMA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33364
ARRY|ARRAY BIOPHARMA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53593
ARRY|ARRAY BIOPHARMA INC|WFPB|Wells Fargo Securities, LLC.|8900
ARRY|ARRAY BIOPHARMA INC|WGIF|CIBC World Markets Inc.|8074
ARRY|ARRAY BIOPHARMA INC|WHOT|JUST2TRADE, INC.|50
ARRY|ARRAY BIOPHARMA INC|WSEA|WOLVERINE SECURITIES, LLC|42046
ARRY|ARRAY BIOPHARMA INC|XIST|INSTINET, LLC|123120
ARRY|ARRAY BIOPHARMA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|320192
ARRY|ARRAY BIOPHARMA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6353
ARRY|ARRAY BIOPHARMA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|44434
ARTNA|ARTESIAN RES CP A ##|APCC|Apex Clearing Corporation|28
ARTNA|ARTESIAN RES CP A ##|BATM|CBOE TRADING, INC.|247
ARTNA|ARTESIAN RES CP A ##|BERN|Sanford C. Bernstein & Co., LLC|79
ARTNA|ARTESIAN RES CP A ##|BMOC|BMO Capital Markets Corp.|1258
ARTNA|ARTESIAN RES CP A ##|BNPX|BNP PARIBAS SECURITIES CORP.|766
ARTNA|ARTESIAN RES CP A ##|BTIG|BTIG, LLC|17
ARTNA|ARTESIAN RES CP A ##|BYXM|CBOE TRADING, INC.|515
ARTNA|ARTESIAN RES CP A ##|BZYD|GOLDMAN SACHS & CO. LLC|1145
ARTNA|ARTESIAN RES CP A ##|CHAS|Charles Schwab & Co., Inc.|3
ARTNA|ARTESIAN RES CP A ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1644
ARTNA|ARTESIAN RES CP A ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11772
ARTNA|ARTESIAN RES CP A ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10930
ARTNA|ARTESIAN RES CP A ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6053
ARTNA|ARTESIAN RES CP A ##|CTDL|Citadel Derivatives Group Llc|436
ARTNA|ARTESIAN RES CP A ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1278
ARTNA|ARTESIAN RES CP A ##|DBAB|Deutsche Bank Securities Inc.|19847
ARTNA|ARTESIAN RES CP A ##|DBAX|Deutsche Bank Securities Inc.|4700
ARTNA|ARTESIAN RES CP A ##|DEGS|RONIN PROFESSIONAL LLC|32
ARTNA|ARTESIAN RES CP A ##|EBXL|EBX LLC|1700
ARTNA|ARTESIAN RES CP A ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|43
ARTNA|ARTESIAN RES CP A ##|EDJO|Edward D. Jones & Co., L.P.|2604
ARTNA|ARTESIAN RES CP A ##|EGAM|CBOE TRADING, INC.|800
ARTNA|ARTESIAN RES CP A ##|EGXM|CBOE TRADING, INC.|203
ARTNA|ARTESIAN RES CP A ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1400
ARTNA|ARTESIAN RES CP A ##|ETRS|E*Trade Securities LLC|9524
ARTNA|ARTESIAN RES CP A ##|FBCO|Credit Suisse Securities (USA) LLC|35866
ARTNA|ARTESIAN RES CP A ##|FILL|Tradestation Securities, Inc.|200
ARTNA|ARTESIAN RES CP A ##|FOMA|TD AMERITRADE CLEARING, INC.|13484
ARTNA|ARTESIAN RES CP A ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2504
ARTNA|ARTESIAN RES CP A ##|FTBR|Foliofn Investments, Inc.|32
ARTNA|ARTESIAN RES CP A ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2300
ARTNA|ARTESIAN RES CP A ##|GLPX|ACS EXECUTION SERVICES, LLC|6596
ARTNA|ARTESIAN RES CP A ##|GSCO|GOLDMAN SACHS & CO. LLC|47315
ARTNA|ARTESIAN RES CP A ##|GSCS|GOLDMAN SACHS & CO. LLC|69
ARTNA|ARTESIAN RES CP A ##|GTSZ|GTS SECURITIES LLC|9419
ARTNA|ARTESIAN RES CP A ##|HRBF|American Enterprise Investment Services Inc.|974
ARTNA|ARTESIAN RES CP A ##|HSBC|HSBC Securities, Inc.|8830
ARTNA|ARTESIAN RES CP A ##|IATS|INTERACTIVE BROKERS LLC|694
ARTNA|ARTESIAN RES CP A ##|IBKR|Interactive Brokers Llc|3595
ARTNA|ARTESIAN RES CP A ##|ICBX|INSTINET, LLC|500
ARTNA|ARTESIAN RES CP A ##|IEQY|CITADEL SECURITIES LLC|400
ARTNA|ARTESIAN RES CP A ##|INCA|INSTINET, LLC|26933
ARTNA|ARTESIAN RES CP A ##|INJX|INSTINET, LLC|987
ARTNA|ARTESIAN RES CP A ##|ITGI|ITG Inc.|906
ARTNA|ARTESIAN RES CP A ##|ITGP|ITG INC.|4000
ARTNA|ARTESIAN RES CP A ##|JANY|Janney Montgomery Scott Inc.|3260
ARTNA|ARTESIAN RES CP A ##|JEFF|JEFFERIES LLC|5226
ARTNA|ARTESIAN RES CP A ##|JPMX|J.P. Morgan Securities LLC|17807
ARTNA|ARTESIAN RES CP A ##|KCGM|VIRTU Americas LLC|799
ARTNA|ARTESIAN RES CP A ##|LEHM|Barclays Capital Inc./Le|10731
ARTNA|ARTESIAN RES CP A ##|LIME|Lime Brokerage LLC|16347
ARTNA|ARTESIAN RES CP A ##|LQNA|LIQUIDNET, INC.|4000
ARTNA|ARTESIAN RES CP A ##|LQNB|LIQUIDNET, INC.|200
ARTNA|ARTESIAN RES CP A ##|MAXM|Maxim Group LLC|784
ARTNA|ARTESIAN RES CP A ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|912
ARTNA|ARTESIAN RES CP A ##|MSCO|MORGAN STANLEY & CO. LLC|42502
ARTNA|ARTESIAN RES CP A ##|MSPL|MORGAN STANLEY & CO. LLC|4800
ARTNA|ARTESIAN RES CP A ##|NFSC|National Financial Services LLC|4980
ARTNA|ARTESIAN RES CP A ##|NITE|VIRTU Americas LLC|19911
ARTNA|ARTESIAN RES CP A ##|PDQM|CODA MARKETS, INC.|10097
ARTNA|ARTESIAN RES CP A ##|RBCM|RBC CAPITAL MARKETS, LLC|90
ARTNA|ARTESIAN RES CP A ##|SBSH|Citigroup Global Markets Inc.|10283
ARTNA|ARTESIAN RES CP A ##|SGMT|GOLDMAN SACHS & CO. LLC|1381
ARTNA|ARTESIAN RES CP A ##|SPDR|SPEEDROUTE LLC|1014
ARTNA|ARTESIAN RES CP A ##|SPTD|MINT GLOBAL MARKETS, INC.|32091
ARTNA|ARTESIAN RES CP A ##|SWIM|TD Ameritrade, Inc.|3199
ARTNA|ARTESIAN RES CP A ##|TRBT|Tradebot Systems, Inc.|524
ARTNA|ARTESIAN RES CP A ##|TRCM|TRC MARKETS LLC|8477
ARTNA|ARTESIAN RES CP A ##|UBSA|UBS SECURITIES LLC|11251
ARTNA|ARTESIAN RES CP A ##|UBSS|UBS Securities LLC|30788
ARTNA|ARTESIAN RES CP A ##|VALX|VIRTU AMERICAS LLC|858
ARTNA|ARTESIAN RES CP A ##|VGRD|Vanguard Marketing Corporation|390
ARTNA|ARTESIAN RES CP A ##|WCHV|WELLS FARGO SECURITIES, LLC|6273
ARTNA|ARTESIAN RES CP A ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
ARTNA|ARTESIAN RES CP A ##|WSEA|WOLVERINE SECURITIES, LLC|19
ARTNA|ARTESIAN RES CP A ##|XIST|INSTINET, LLC|600
ARTNA|ARTESIAN RES CP A ##|YKNA|COMHAR CAPITAL MARKETS, LLC|489
ARTNA|ARTESIAN RES CP A ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
ARTW|ART S WAY MFG CO I|ALTX|Alternet Securities Inc.|1200
ARTW|ART S WAY MFG CO I|APCC|Apex Clearing Corporation|300
ARTW|ART S WAY MFG CO I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
ARTW|ART S WAY MFG CO I|CHAS|Charles Schwab & Co., Inc.|1001
ARTW|ART S WAY MFG CO I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2217
ARTW|ART S WAY MFG CO I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|604
ARTW|ART S WAY MFG CO I|DADA|D.A. Davidson & Co.|1800
ARTW|ART S WAY MFG CO I|ETRS|E*Trade Securities LLC|66272
ARTW|ART S WAY MFG CO I|FBCO|Credit Suisse Securities (USA) LLC|4179
ARTW|ART S WAY MFG CO I|FILL|Tradestation Securities, Inc.|2400
ARTW|ART S WAY MFG CO I|FOMA|TD AMERITRADE CLEARING, INC.|29774
ARTW|ART S WAY MFG CO I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10
ARTW|ART S WAY MFG CO I|FTBR|Foliofn Investments, Inc.|1
ARTW|ART S WAY MFG CO I|GLPX|ACS EXECUTION SERVICES, LLC|200
ARTW|ART S WAY MFG CO I|GSCO|GOLDMAN SACHS & CO. LLC|49
ARTW|ART S WAY MFG CO I|GSLT|GOLDMAN SACHS & CO. LLC|101
ARTW|ART S WAY MFG CO I|IATS|INTERACTIVE BROKERS LLC|220
ARTW|ART S WAY MFG CO I|IBKR|Interactive Brokers Llc|12692
ARTW|ART S WAY MFG CO I|INCA|INSTINET, LLC|4127
ARTW|ART S WAY MFG CO I|ITGI|ITG Inc.|2808
ARTW|ART S WAY MFG CO I|ITGP|ITG INC.|4600
ARTW|ART S WAY MFG CO I|JPMX|J.P. Morgan Securities LLC|200
ARTW|ART S WAY MFG CO I|KCGM|VIRTU Americas LLC|60
ARTW|ART S WAY MFG CO I|LEHM|Barclays Capital Inc./Le|229
ARTW|ART S WAY MFG CO I|LIME|Lime Brokerage LLC|4847
ARTW|ART S WAY MFG CO I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ARTW|ART S WAY MFG CO I|MSCO|MORGAN STANLEY & CO. LLC|8784
ARTW|ART S WAY MFG CO I|NFSC|National Financial Services LLC|9778
ARTW|ART S WAY MFG CO I|NITE|VIRTU Americas LLC|65664
ARTW|ART S WAY MFG CO I|NQRB|Brut, LLC|500
ARTW|ART S WAY MFG CO I|OPCO|Oppenheimer & Co. Inc.|602
ARTW|ART S WAY MFG CO I|PCPT|PHILLIP CAPITAL INC.|1500
ARTW|ART S WAY MFG CO I|PDQM|CODA MARKETS, INC.|600
ARTW|ART S WAY MFG CO I|SAGL|SAGETRADER, LLC|100
ARTW|ART S WAY MFG CO I|SGMT|GOLDMAN SACHS & CO. LLC|128
ARTW|ART S WAY MFG CO I|SPDR|SPEEDROUTE LLC|5579
ARTW|ART S WAY MFG CO I|SWIM|TD Ameritrade, Inc.|20104
ARTW|ART S WAY MFG CO I|TDCO|Thompson Davis & Co., Inc.|1300
ARTW|ART S WAY MFG CO I|TKNG|ALLY INVEST SECURITIES LLC|4022
ARTW|ART S WAY MFG CO I|TRCM|TRC MARKETS LLC|200
ARTW|ART S WAY MFG CO I|UBSA|UBS SECURITIES LLC|3272
ARTW|ART S WAY MFG CO I|UBSS|UBS Securities LLC|11636
ARTW|ART S WAY MFG CO I|VALX|VIRTU AMERICAS LLC|584
ARTW|ART S WAY MFG CO I|WCHV|WELLS FARGO SECURITIES, LLC|60
ARTW|ART S WAY MFG CO I|WSEA|WOLVERINE SECURITIES, LLC|9023
ARTX|AROTECH CORP|APCC|Apex Clearing Corporation|30077
ARTX|AROTECH CORP|BARD|Robert W. Baird & Co. Incorporated|11800
ARTX|AROTECH CORP|BATM|CBOE TRADING, INC.|100
ARTX|AROTECH CORP|BIMI|Banca IMI Securities Corp.|1
ARTX|AROTECH CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
ARTX|AROTECH CORP|BNPX|BNP PARIBAS SECURITIES CORP.|30000
ARTX|AROTECH CORP|BZYD|GOLDMAN SACHS & CO. LLC|2400
ARTX|AROTECH CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
ARTX|AROTECH CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
ARTX|AROTECH CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13504
ARTX|AROTECH CORP|CTDL|Citadel Derivatives Group Llc|545
ARTX|AROTECH CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4674
ARTX|AROTECH CORP|DBAB|Deutsche Bank Securities Inc.|6732
ARTX|AROTECH CORP|DBAX|Deutsche Bank Securities Inc.|10700
ARTX|AROTECH CORP|DEAN|MORGAN STANLEY|50
ARTX|AROTECH CORP|DEGS|RONIN PROFESSIONAL LLC|20705
ARTX|AROTECH CORP|EBXL|EBX LLC|15500
ARTX|AROTECH CORP|EDJO|Edward D. Jones & Co., L.P.|5314
ARTX|AROTECH CORP|EGAM|CBOE TRADING, INC.|2948
ARTX|AROTECH CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
ARTX|AROTECH CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1989
ARTX|AROTECH CORP|ETRS|E*Trade Securities LLC|168872
ARTX|AROTECH CORP|FBCO|Credit Suisse Securities (USA) LLC|49920
ARTX|AROTECH CORP|FILL|Tradestation Securities, Inc.|3861
ARTX|AROTECH CORP|FINX|FINTECH SECURITIES|1000
ARTX|AROTECH CORP|FMAF|NBCN Inc./ CDS|958
ARTX|AROTECH CORP|FOMA|TD AMERITRADE CLEARING, INC.|276261
ARTX|AROTECH CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|168
ARTX|AROTECH CORP|FTBR|Foliofn Investments, Inc.|29
ARTX|AROTECH CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4885
ARTX|AROTECH CORP|GSCO|GOLDMAN SACHS & CO. LLC|7717
ARTX|AROTECH CORP|GSLT|GOLDMAN SACHS & CO. LLC|3690
ARTX|AROTECH CORP|GTSZ|GTS SECURITIES LLC|1876
ARTX|AROTECH CORP|HRBF|American Enterprise Investment Services Inc.|35062
ARTX|AROTECH CORP|IBKR|Interactive Brokers Llc|54979
ARTX|AROTECH CORP|ICBX|INSTINET, LLC|6200
ARTX|AROTECH CORP|INCA|INSTINET, LLC|13081
ARTX|AROTECH CORP|INJX|INSTINET, LLC|4525
ARTX|AROTECH CORP|ITGI|ITG Inc.|20440
ARTX|AROTECH CORP|ITGP|ITG INC.|1200
ARTX|AROTECH CORP|JEFF|JEFFERIES LLC|1080
ARTX|AROTECH CORP|JMPT|JUMP TRADING, LLC|190
ARTX|AROTECH CORP|JPMX|J.P. Morgan Securities LLC|5862
ARTX|AROTECH CORP|KCGM|VIRTU Americas LLC|6609
ARTX|AROTECH CORP|LEHM|Barclays Capital Inc./Le|21537
ARTX|AROTECH CORP|LIME|Lime Brokerage LLC|82800
ARTX|AROTECH CORP|MBTS|ALLY INVEST SECURITIES LLC|5623
ARTX|AROTECH CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27240
ARTX|AROTECH CORP|MSCO|MORGAN STANLEY & CO. LLC|166654
ARTX|AROTECH CORP|MSPL|MORGAN STANLEY & CO. LLC|10000
ARTX|AROTECH CORP|MSTX|MORGAN STANLEY & CO. LLC|1800
ARTX|AROTECH CORP|NFSC|National Financial Services LLC|520639
ARTX|AROTECH CORP|NITE|VIRTU Americas LLC|477258
ARTX|AROTECH CORP|NITP|VIRTU Americas LLC|100
ARTX|AROTECH CORP|NTFN|Network 1 Financial Securities Inc.|1081
ARTX|AROTECH CORP|OPCO|Oppenheimer & Co. Inc.|373
ARTX|AROTECH CORP|PDQM|CODA MARKETS, INC.|28861
ARTX|AROTECH CORP|RAJA|Raymond James & Associates, Inc.|8354
ARTX|AROTECH CORP|RGLD|Regal Securities, Inc|29
ARTX|AROTECH CORP|SBSH|Citigroup Global Markets Inc.|1210
ARTX|AROTECH CORP|SGMT|GOLDMAN SACHS & CO. LLC|11872
ARTX|AROTECH CORP|SPDR|SPEEDROUTE LLC|2039
ARTX|AROTECH CORP|SWIM|TD Ameritrade, Inc.|140494
ARTX|AROTECH CORP|SWST|Hilltop Securities Inc.|7000
ARTX|AROTECH CORP|TKNG|ALLY INVEST SECURITIES LLC|8720
ARTX|AROTECH CORP|TRBT|Tradebot Systems, Inc.|1418
ARTX|AROTECH CORP|TRCM|TRC MARKETS LLC|19851
ARTX|AROTECH CORP|UBSA|UBS SECURITIES LLC|86751
ARTX|AROTECH CORP|UBSS|UBS Securities LLC|91821
ARTX|AROTECH CORP|VALX|VIRTU AMERICAS LLC|2658
ARTX|AROTECH CORP|VGRD|Vanguard Marketing Corporation|27513
ARTX|AROTECH CORP|WCHV|WELLS FARGO SECURITIES, LLC|75771
ARTX|AROTECH CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1545
ARTX|AROTECH CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117
ARTX|AROTECH CORP|WGIF|CIBC World Markets Inc.|620
ARTX|AROTECH CORP|WSEA|WOLVERINE SECURITIES, LLC|11305
ARTX|AROTECH CORP|XIST|INSTINET, LLC|1600
ARTX|AROTECH CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
ARTX|AROTECH CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1400
ARW|ARROW ELCTS|ALTX|Alternet Securities Inc.|2623
ARW|ARROW ELCTS|ANOS|ABEL/NOSER, L.L.C.|19931
ARW|ARROW ELCTS|APCC|Apex Clearing Corporation|28
ARW|ARROW ELCTS|BARD|Robert W. Baird & Co. Incorporated|1475
ARW|ARROW ELCTS|BATM|CBOE TRADING, INC.|4158
ARW|ARROW ELCTS|BAYC|BAY CREST PARTNERS, LLC|800
ARW|ARROW ELCTS|BBNT|BB&T SECURITIES, LLC|128
ARW|ARROW ELCTS|BERN|Sanford C. Bernstein & Co., LLC|24964
ARW|ARROW ELCTS|BIDS|BIDS TRADING L.P.|1100
ARW|ARROW ELCTS|BKCM|BNY Mellon Capital Markets LLC|15482
ARW|ARROW ELCTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7337
ARW|ARROW ELCTS|BLKX|INSTINET, LLC|10000
ARW|ARROW ELCTS|BNPX|BNP PARIBAS SECURITIES CORP.|55265
ARW|ARROW ELCTS|BRVL|BLAYLOCK VAN, LLC|1400
ARW|ARROW ELCTS|BTIG|BTIG, LLC|41338
ARW|ARROW ELCTS|BYXM|CBOE TRADING, INC.|523
ARW|ARROW ELCTS|BZYD|GOLDMAN SACHS & CO. LLC|1688
ARW|ARROW ELCTS|CANT|Cantor Fitzgerald & Co.|24
ARW|ARROW ELCTS|CHAS|Charles Schwab & Co., Inc.|300
ARW|ARROW ELCTS|CIST|Capital Institutional Services, Inc.|604
ARW|ARROW ELCTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5983
ARW|ARROW ELCTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|210
ARW|ARROW ELCTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95019
ARW|ARROW ELCTS|CTDL|Citadel Derivatives Group Llc|2818
ARW|ARROW ELCTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|13870
ARW|ARROW ELCTS|DBAB|Deutsche Bank Securities Inc.|98429
ARW|ARROW ELCTS|DBAX|Deutsche Bank Securities Inc.|98100
ARW|ARROW ELCTS|DBUL|Deutsche Bank Securities Inc.|874
ARW|ARROW ELCTS|DEAN|MORGAN STANLEY|849
ARW|ARROW ELCTS|EBXL|EBX LLC|95600
ARW|ARROW ELCTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|17822
ARW|ARROW ELCTS|EDJO|Edward D. Jones & Co., L.P.|2692
ARW|ARROW ELCTS|EGAM|CBOE TRADING, INC.|5462
ARW|ARROW ELCTS|EGAW|CBOE TRADING, INC.|222
ARW|ARROW ELCTS|EGMT|EG MARKET TECHNOLOGIES LLC|1110
ARW|ARROW ELCTS|EGXM|CBOE TRADING, INC.|937
ARW|ARROW ELCTS|EGXW|CBOE TRADING, INC.|21
ARW|ARROW ELCTS|ELEV|ELEVATION, LLC|4440
ARW|ARROW ELCTS|ESPO|ESPOSITO SECURITIES, LLC|800
ARW|ARROW ELCTS|ETBE|Electronic Transaction Clearing, Inc.|4806
ARW|ARROW ELCTS|ETCC|Electronic Transaction Clearing, Inc.|660
ARW|ARROW ELCTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12301
ARW|ARROW ELCTS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
ARW|ARROW ELCTS|ETRS|E*Trade Securities LLC|1777
ARW|ARROW ELCTS|FINX|FINTECH SECURITIES|155
ARW|ARROW ELCTS|FMAF|NBCN Inc./ CDS|28700
ARW|ARROW ELCTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7552
ARW|ARROW ELCTS|FQLS|Quantlab Securities LP|91588
ARW|ARROW ELCTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49518
ARW|ARROW ELCTS|FTBR|Foliofn Investments, Inc.|4813
ARW|ARROW ELCTS|GLPX|ACS EXECUTION SERVICES, LLC|16272
ARW|ARROW ELCTS|GSCO|GOLDMAN SACHS & CO. LLC|872052
ARW|ARROW ELCTS|GSLT|GOLDMAN SACHS & CO. LLC|3230
ARW|ARROW ELCTS|GTSZ|GTS SECURITIES LLC|63328
ARW|ARROW ELCTS|HRBF|American Enterprise Investment Services Inc.|2631
ARW|ARROW ELCTS|IATS|INTERACTIVE BROKERS LLC|687
ARW|ARROW ELCTS|IBKR|Interactive Brokers Llc|1304
ARW|ARROW ELCTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|313
ARW|ARROW ELCTS|ICBX|INSTINET, LLC|9000
ARW|ARROW ELCTS|IEQY|CITADEL SECURITIES LLC|30878
ARW|ARROW ELCTS|INCA|INSTINET, LLC|138321
ARW|ARROW ELCTS|INJX|INSTINET, LLC|4710
ARW|ARROW ELCTS|ITGI|ITG Inc.|54525
ARW|ARROW ELCTS|ITGP|ITG INC.|54400
ARW|ARROW ELCTS|JANY|Janney Montgomery Scott Inc.|2893
ARW|ARROW ELCTS|JEFF|JEFFERIES LLC|18183
ARW|ARROW ELCTS|JMPT|JUMP TRADING, LLC|21474
ARW|ARROW ELCTS|JONE|JonesTrading|3140
ARW|ARROW ELCTS|JPBX|J.P. MORGAN SECURITIES LLC|69011
ARW|ARROW ELCTS|JPMX|J.P. Morgan Securities LLC|161325
ARW|ARROW ELCTS|JSJX|JANE STREET CAPITAL LLC|3425
ARW|ARROW ELCTS|KCGM|VIRTU Americas LLC|17248
ARW|ARROW ELCTS|LEHM|Barclays Capital Inc./Le|198125
ARW|ARROW ELCTS|LIME|Lime Brokerage LLC|10630
ARW|ARROW ELCTS|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
ARW|ARROW ELCTS|LOOP|Loop Capital Markets LLC|299
ARW|ARROW ELCTS|LQNA|LIQUIDNET, INC.|7900
ARW|ARROW ELCTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57400
ARW|ARROW ELCTS|MOTF|MOTIF INVESTING, INC.|2
ARW|ARROW ELCTS|MSCO|MORGAN STANLEY & CO. LLC|1033175
ARW|ARROW ELCTS|MSPL|MORGAN STANLEY & CO. LLC|103600
ARW|ARROW ELCTS|MSTX|MORGAN STANLEY & CO. LLC|25000
ARW|ARROW ELCTS|NATL|National Securities Corporation|85
ARW|ARROW ELCTS|NFSC|National Financial Services LLC|42608
ARW|ARROW ELCTS|NITE|VIRTU Americas LLC|95890
ARW|ARROW ELCTS|NITP|VIRTU Americas LLC|177
ARW|ARROW ELCTS|NQRB|Brut, LLC|1557
ARW|ARROW ELCTS|NTBF|BMO Nesbitt Burns Inc./CDS|197
ARW|ARROW ELCTS|OHOS|TWO SIGMA SECURITIES, LLC|20865
ARW|ARROW ELCTS|OPCO|Oppenheimer & Co. Inc.|20862
ARW|ARROW ELCTS|PDQM|CODA MARKETS, INC.|127708
ARW|ARROW ELCTS|RBCM|RBC CAPITAL MARKETS, LLC|879
ARW|ARROW ELCTS|SAGL|SAGETRADER, LLC|5852
ARW|ARROW ELCTS|SALI|INTL FCSTONE FINANCIAL INC.|28
ARW|ARROW ELCTS|SBSH|Citigroup Global Markets Inc.|29934
ARW|ARROW ELCTS|SEIC|SEI Investments Distribution Co.|100
ARW|ARROW ELCTS|SGMT|GOLDMAN SACHS & CO. LLC|32326
ARW|ARROW ELCTS|SPDR|SPEEDROUTE LLC|11800
ARW|ARROW ELCTS|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
ARW|ARROW ELCTS|STFL|Stifel, Nicolaus & Company, Incorporated|1209
ARW|ARROW ELCTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5567
ARW|ARROW ELCTS|SWIM|TD Ameritrade, Inc.|699
ARW|ARROW ELCTS|SWST|Hilltop Securities Inc.|1000
ARW|ARROW ELCTS|TAGC|TELSEY ADVISORY GROUP LLC|646
ARW|ARROW ELCTS|TKNG|ALLY INVEST SECURITIES LLC|52
ARW|ARROW ELCTS|TMBR|Timber Hill LLC|4725
ARW|ARROW ELCTS|TRBT|Tradebot Systems, Inc.|61046
ARW|ARROW ELCTS|TRCM|TRC MARKETS LLC|39928
ARW|ARROW ELCTS|TWTT|TASTYWORKS, INC.|166
ARW|ARROW ELCTS|UBSA|UBS SECURITIES LLC|164001
ARW|ARROW ELCTS|UBSS|UBS Securities LLC|319521
ARW|ARROW ELCTS|VALX|VIRTU AMERICAS LLC|2296
ARW|ARROW ELCTS|VERT|The Vertical Trading Group, LLC|75
ARW|ARROW ELCTS|VGRD|Vanguard Marketing Corporation|2454
ARW|ARROW ELCTS|WBLR|WILLIAM BLAIR|175
ARW|ARROW ELCTS|WBPX|SUMMIT SECURITIES GROUP, LLC|346
ARW|ARROW ELCTS|WCHV|WELLS FARGO SECURITIES, LLC|28623
ARW|ARROW ELCTS|WEDB|WEDBUSH SECURITIES INC.|2066
ARW|ARROW ELCTS|WEED|Weeden & Co.L.P.|1010
ARW|ARROW ELCTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|193
ARW|ARROW ELCTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1408
ARW|ARROW ELCTS|WGIF|CIBC World Markets Inc.|505
ARW|ARROW ELCTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|108
ARW|ARROW ELCTS|WSAG|WALL STREET ACCESS|112
ARW|ARROW ELCTS|WSEA|WOLVERINE SECURITIES, LLC|438
ARW|ARROW ELCTS|XIST|INSTINET, LLC|5948
ARW|ARROW ELCTS|XPQR|Jump Trading|4200
ARW|ARROW ELCTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|6464
ARW|ARROW ELCTS|YKNA|COMHAR CAPITAL MARKETS, LLC|1052
ARW|ARROW ELCTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1150
ARWR|ARROWHEAD PHARMA|ALTX|Alternet Securities Inc.|14049
ARWR|ARROWHEAD PHARMA|ANDG|Andrew Garrett Inc.|23180
ARWR|ARROWHEAD PHARMA|APCC|Apex Clearing Corporation|31209
ARWR|ARROWHEAD PHARMA|BANK|Primevest Financial Services, Inc.|1000
ARWR|ARROWHEAD PHARMA|BATM|CBOE TRADING, INC.|5627
ARWR|ARROWHEAD PHARMA|BAYC|BAY CREST PARTNERS, LLC|8940
ARWR|ARROWHEAD PHARMA|BBNT|BB&T SECURITIES, LLC|9960
ARWR|ARROWHEAD PHARMA|BERN|Sanford C. Bernstein & Co., LLC|14567
ARWR|ARROWHEAD PHARMA|BIMI|Banca IMI Securities Corp.|4634
ARWR|ARROWHEAD PHARMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42552
ARWR|ARROWHEAD PHARMA|BMOC|BMO Capital Markets Corp.|6565
ARWR|ARROWHEAD PHARMA|BNPX|BNP PARIBAS SECURITIES CORP.|8676
ARWR|ARROWHEAD PHARMA|BTIG|BTIG, LLC|99646
ARWR|ARROWHEAD PHARMA|BYXM|CBOE TRADING, INC.|3362
ARWR|ARROWHEAD PHARMA|CANT|Cantor Fitzgerald & Co.|125185
ARWR|ARROWHEAD PHARMA|CHAS|Charles Schwab & Co., Inc.|18331
ARWR|ARROWHEAD PHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85447
ARWR|ARROWHEAD PHARMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
ARWR|ARROWHEAD PHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|628042
ARWR|ARROWHEAD PHARMA|CTDL|Citadel Derivatives Group Llc|89309
ARWR|ARROWHEAD PHARMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|62600
ARWR|ARROWHEAD PHARMA|DADA|D.A. Davidson & Co.|2400
ARWR|ARROWHEAD PHARMA|DBAB|Deutsche Bank Securities Inc.|1456220
ARWR|ARROWHEAD PHARMA|DBAX|Deutsche Bank Securities Inc.|319100
ARWR|ARROWHEAD PHARMA|DBUL|Deutsche Bank Securities Inc.|5006
ARWR|ARROWHEAD PHARMA|DEAN|MORGAN STANLEY|16022
ARWR|ARROWHEAD PHARMA|DEGS|RONIN PROFESSIONAL LLC|70829
ARWR|ARROWHEAD PHARMA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
ARWR|ARROWHEAD PHARMA|DRWK|DRW SECURITIES, L.L.C.|38758
ARWR|ARROWHEAD PHARMA|EBXL|EBX LLC|185200
ARWR|ARROWHEAD PHARMA|ECUT|CONVERGEX EXECUTION SOLUTIONS|7819
ARWR|ARROWHEAD PHARMA|EDJC|Edward Jones / CDS|1778
ARWR|ARROWHEAD PHARMA|EDJO|Edward D. Jones & Co., L.P.|13177
ARWR|ARROWHEAD PHARMA|EGAM|CBOE TRADING, INC.|34748
ARWR|ARROWHEAD PHARMA|EGAW|CBOE TRADING, INC.|186
ARWR|ARROWHEAD PHARMA|EGMT|EG MARKET TECHNOLOGIES LLC|1830
ARWR|ARROWHEAD PHARMA|EGXM|CBOE TRADING, INC.|25257
ARWR|ARROWHEAD PHARMA|EGXW|CBOE TRADING, INC.|2348
ARWR|ARROWHEAD PHARMA|ETBE|Electronic Transaction Clearing, Inc.|208282
ARWR|ARROWHEAD PHARMA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3512
ARWR|ARROWHEAD PHARMA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|43520
ARWR|ARROWHEAD PHARMA|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1400
ARWR|ARROWHEAD PHARMA|ETRS|E*Trade Securities LLC|1943991
ARWR|ARROWHEAD PHARMA|FBCO|Credit Suisse Securities (USA) LLC|1182372
ARWR|ARROWHEAD PHARMA|FILL|Tradestation Securities, Inc.|49738
ARWR|ARROWHEAD PHARMA|FMAF|NBCN Inc./ CDS|8065
ARWR|ARROWHEAD PHARMA|FMCO|First Manhattan Co|106960
ARWR|ARROWHEAD PHARMA|FOMA|TD AMERITRADE CLEARING, INC.|1593576
ARWR|ARROWHEAD PHARMA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2368
ARWR|ARROWHEAD PHARMA|FQLS|Quantlab Securities LP|533227
ARWR|ARROWHEAD PHARMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|156525
ARWR|ARROWHEAD PHARMA|FTBR|Foliofn Investments, Inc.|10068
ARWR|ARROWHEAD PHARMA|GEBB|GLOBAL EXECUTION BROKERS, LP|104504
ARWR|ARROWHEAD PHARMA|GLIS|TD Securities Inc|3494
ARWR|ARROWHEAD PHARMA|GLPX|ACS EXECUTION SERVICES, LLC|117927
ARWR|ARROWHEAD PHARMA|GSCO|GOLDMAN SACHS & CO. LLC|4864414
ARWR|ARROWHEAD PHARMA|GSCS|GOLDMAN SACHS & CO. LLC|32028
ARWR|ARROWHEAD PHARMA|GSLT|GOLDMAN SACHS & CO. LLC|22405
ARWR|ARROWHEAD PHARMA|GTSZ|GTS SECURITIES LLC|39166
ARWR|ARROWHEAD PHARMA|HAPX|HAP Trading, LLC|1762
ARWR|ARROWHEAD PHARMA|HRBF|American Enterprise Investment Services Inc.|12952
ARWR|ARROWHEAD PHARMA|HSBC|HSBC Securities, Inc.|530
ARWR|ARROWHEAD PHARMA|IATS|INTERACTIVE BROKERS LLC|102967
ARWR|ARROWHEAD PHARMA|IBKR|Interactive Brokers Llc|547773
ARWR|ARROWHEAD PHARMA|ICBX|INSTINET, LLC|89300
ARWR|ARROWHEAD PHARMA|IEQY|CITADEL SECURITIES LLC|398535
ARWR|ARROWHEAD PHARMA|INCA|INSTINET, LLC|744347
ARWR|ARROWHEAD PHARMA|INJX|INSTINET, LLC|805814
ARWR|ARROWHEAD PHARMA|ITGI|ITG Inc.|53589
ARWR|ARROWHEAD PHARMA|ITGP|ITG INC.|125800
ARWR|ARROWHEAD PHARMA|JANY|Janney Montgomery Scott Inc.|2370
ARWR|ARROWHEAD PHARMA|JEFF|JEFFERIES LLC|1134917
ARWR|ARROWHEAD PHARMA|JMPT|JUMP TRADING, LLC|183369
ARWR|ARROWHEAD PHARMA|JPBX|J.P. MORGAN SECURITIES LLC|100881
ARWR|ARROWHEAD PHARMA|JPMX|J.P. Morgan Securities LLC|475788
ARWR|ARROWHEAD PHARMA|JSJX|JANE STREET CAPITAL LLC|9873
ARWR|ARROWHEAD PHARMA|JUTA|JUMP TRADING, LLC|2049
ARWR|ARROWHEAD PHARMA|KCGM|VIRTU Americas LLC|58716
ARWR|ARROWHEAD PHARMA|LEER|LEERINK PARTNERS LLC|6200
ARWR|ARROWHEAD PHARMA|LEHM|Barclays Capital Inc./Le|3683363
ARWR|ARROWHEAD PHARMA|LIME|Lime Brokerage LLC|471614
ARWR|ARROWHEAD PHARMA|LMGP|LIME BROKERAGE LLC|130004
ARWR|ARROWHEAD PHARMA|LOOP|Loop Capital Markets LLC|12982
ARWR|ARROWHEAD PHARMA|LSCI|Lek Securities Corporation|1876
ARWR|ARROWHEAD PHARMA|MACQ|Macquarie Capital (USA) Inc.|8093
ARWR|ARROWHEAD PHARMA|MAXM|Maxim Group LLC|28512
ARWR|ARROWHEAD PHARMA|MBTS|ALLY INVEST SECURITIES LLC|50654
ARWR|ARROWHEAD PHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|224808
ARWR|ARROWHEAD PHARMA|MOTF|MOTIF INVESTING, INC.|14
ARWR|ARROWHEAD PHARMA|MSCO|MORGAN STANLEY & CO. LLC|5858974
ARWR|ARROWHEAD PHARMA|MSPL|MORGAN STANLEY & CO. LLC|570100
ARWR|ARROWHEAD PHARMA|MSTX|MORGAN STANLEY & CO. LLC|311200
ARWR|ARROWHEAD PHARMA|NATL|National Securities Corporation|887
ARWR|ARROWHEAD PHARMA|NFSC|National Financial Services LLC|1531512
ARWR|ARROWHEAD PHARMA|NITE|VIRTU Americas LLC|3152538
ARWR|ARROWHEAD PHARMA|NITP|VIRTU Americas LLC|7600
ARWR|ARROWHEAD PHARMA|NQRB|Brut, LLC|157759
ARWR|ARROWHEAD PHARMA|NTFN|Network 1 Financial Securities Inc.|1049
ARWR|ARROWHEAD PHARMA|OPCO|Oppenheimer & Co. Inc.|4585
ARWR|ARROWHEAD PHARMA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|14766
ARWR|ARROWHEAD PHARMA|PCPT|PHILLIP CAPITAL INC.|1160
ARWR|ARROWHEAD PHARMA|PDQM|CODA MARKETS, INC.|65845
ARWR|ARROWHEAD PHARMA|PWJC|UBS Financial Services, Inc.|2500
ARWR|ARROWHEAD PHARMA|RAJA|Raymond James & Associates, Inc.|111290
ARWR|ARROWHEAD PHARMA|RBCM|RBC CAPITAL MARKETS, LLC|114976
ARWR|ARROWHEAD PHARMA|RGLD|Regal Securities, Inc|2
ARWR|ARROWHEAD PHARMA|SAGL|SAGETRADER, LLC|3290
ARWR|ARROWHEAD PHARMA|SALI|INTL FCSTONE FINANCIAL INC.|2324
ARWR|ARROWHEAD PHARMA|SBSH|Citigroup Global Markets Inc.|719638
ARWR|ARROWHEAD PHARMA|SGMT|GOLDMAN SACHS & CO. LLC|167861
ARWR|ARROWHEAD PHARMA|SOGO|Wang Investment Associates, Inc.|2023
ARWR|ARROWHEAD PHARMA|SPDR|SPEEDROUTE LLC|18813
ARWR|ARROWHEAD PHARMA|SPHN|Stephens Inc.|200
ARWR|ARROWHEAD PHARMA|STFL|Stifel, Nicolaus & Company, Incorporated|16451
ARWR|ARROWHEAD PHARMA|STKP|STOCKPILE INVESTMENTS, INC.|2776
ARWR|ARROWHEAD PHARMA|SWIM|TD Ameritrade, Inc.|871871
ARWR|ARROWHEAD PHARMA|SWST|Hilltop Securities Inc.|5256
ARWR|ARROWHEAD PHARMA|TKNG|ALLY INVEST SECURITIES LLC|12439
ARWR|ARROWHEAD PHARMA|TRBT|Tradebot Systems, Inc.|620900
ARWR|ARROWHEAD PHARMA|TRCM|TRC MARKETS LLC|318941
ARWR|ARROWHEAD PHARMA|TWTT|TASTYWORKS, INC.|800
ARWR|ARROWHEAD PHARMA|UBSA|UBS SECURITIES LLC|854754
ARWR|ARROWHEAD PHARMA|UBSS|UBS Securities LLC|5058347
ARWR|ARROWHEAD PHARMA|VALX|VIRTU AMERICAS LLC|70433
ARWR|ARROWHEAD PHARMA|VGRD|Vanguard Marketing Corporation|54357
ARWR|ARROWHEAD PHARMA|VSIN|Vision Financial Markets Llc|2300
ARWR|ARROWHEAD PHARMA|WAIN|H.C. Wainwright & Co., Inc.|56584
ARWR|ARROWHEAD PHARMA|WBLR|WILLIAM BLAIR|4030
ARWR|ARROWHEAD PHARMA|WBPX|SUMMIT SECURITIES GROUP, LLC|100
ARWR|ARROWHEAD PHARMA|WCHV|WELLS FARGO SECURITIES, LLC|164773
ARWR|ARROWHEAD PHARMA|WDNX|WEEDEN & CO.L.P.|756
ARWR|ARROWHEAD PHARMA|WEDB|WEDBUSH SECURITIES INC.|2553
ARWR|ARROWHEAD PHARMA|WEED|Weeden & Co.L.P.|410
ARWR|ARROWHEAD PHARMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48818
ARWR|ARROWHEAD PHARMA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|70650
ARWR|ARROWHEAD PHARMA|WGIF|CIBC World Markets Inc.|5564
ARWR|ARROWHEAD PHARMA|WSEA|WOLVERINE SECURITIES, LLC|48222
ARWR|ARROWHEAD PHARMA|XIST|INSTINET, LLC|21400
ARWR|ARROWHEAD PHARMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|107524
ARWR|ARROWHEAD PHARMA|YKNA|COMHAR CAPITAL MARKETS, LLC|831
ARWR|ARROWHEAD PHARMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4725
ASA|A S A GOLD A & PRECS|ALTX|Alternet Securities Inc.|1200
ASA|A S A GOLD A & PRECS|APCC|Apex Clearing Corporation|107
ASA|A S A GOLD A & PRECS|BARD|Robert W. Baird & Co. Incorporated|3412
ASA|A S A GOLD A & PRECS|BBNT|BB&T SECURITIES, LLC|750
ASA|A S A GOLD A & PRECS|BIAD|SAGETRADER, LLC|1
ASA|A S A GOLD A & PRECS|CHAS|Charles Schwab & Co., Inc.|1011
ASA|A S A GOLD A & PRECS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ASA|A S A GOLD A & PRECS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7126
ASA|A S A GOLD A & PRECS|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
ASA|A S A GOLD A & PRECS|DBAX|Deutsche Bank Securities Inc.|500
ASA|A S A GOLD A & PRECS|DEAN|MORGAN STANLEY|300
ASA|A S A GOLD A & PRECS|EBXL|EBX LLC|4000
ASA|A S A GOLD A & PRECS|EDJO|Edward D. Jones & Co., L.P.|1250
ASA|A S A GOLD A & PRECS|EGXM|CBOE TRADING, INC.|1033
ASA|A S A GOLD A & PRECS|ETBE|Electronic Transaction Clearing, Inc.|200
ASA|A S A GOLD A & PRECS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
ASA|A S A GOLD A & PRECS|ETRS|E*Trade Securities LLC|277073
ASA|A S A GOLD A & PRECS|FILL|Tradestation Securities, Inc.|200
ASA|A S A GOLD A & PRECS|FINX|FINTECH SECURITIES|654
ASA|A S A GOLD A & PRECS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
ASA|A S A GOLD A & PRECS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6254
ASA|A S A GOLD A & PRECS|FTBR|Foliofn Investments, Inc.|62
ASA|A S A GOLD A & PRECS|GLPX|ACS EXECUTION SERVICES, LLC|300
ASA|A S A GOLD A & PRECS|GSCO|GOLDMAN SACHS & CO. LLC|1001
ASA|A S A GOLD A & PRECS|GTSZ|GTS SECURITIES LLC|200
ASA|A S A GOLD A & PRECS|HRBF|American Enterprise Investment Services Inc.|4550
ASA|A S A GOLD A & PRECS|IATS|INTERACTIVE BROKERS LLC|2545
ASA|A S A GOLD A & PRECS|IBKR|Interactive Brokers Llc|1211
ASA|A S A GOLD A & PRECS|ICBX|INSTINET, LLC|900
ASA|A S A GOLD A & PRECS|INCA|INSTINET, LLC|1111
ASA|A S A GOLD A & PRECS|ITGI|ITG Inc.|5747
ASA|A S A GOLD A & PRECS|ITGP|ITG INC.|11400
ASA|A S A GOLD A & PRECS|JANY|Janney Montgomery Scott Inc.|2963
ASA|A S A GOLD A & PRECS|JPMX|J.P. Morgan Securities LLC|1200
ASA|A S A GOLD A & PRECS|KCGM|VIRTU Americas LLC|2500
ASA|A S A GOLD A & PRECS|LEHM|Barclays Capital Inc./Le|9372
ASA|A S A GOLD A & PRECS|LIME|Lime Brokerage LLC|215
ASA|A S A GOLD A & PRECS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
ASA|A S A GOLD A & PRECS|MACC|Mid Atlantic Capital Corporation|1000
ASA|A S A GOLD A & PRECS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
ASA|A S A GOLD A & PRECS|MSCO|MORGAN STANLEY & CO. LLC|14589
ASA|A S A GOLD A & PRECS|MSPL|MORGAN STANLEY & CO. LLC|300
ASA|A S A GOLD A & PRECS|NFSC|National Financial Services LLC|116366
ASA|A S A GOLD A & PRECS|NITE|VIRTU Americas LLC|147806
ASA|A S A GOLD A & PRECS|NTBF|BMO Nesbitt Burns Inc./CDS|875
ASA|A S A GOLD A & PRECS|OPCO|Oppenheimer & Co. Inc.|9350
ASA|A S A GOLD A & PRECS|PDQM|CODA MARKETS, INC.|500
ASA|A S A GOLD A & PRECS|PWJC|UBS Financial Services, Inc.|500
ASA|A S A GOLD A & PRECS|RBCM|RBC CAPITAL MARKETS, LLC|13966
ASA|A S A GOLD A & PRECS|RGLD|Regal Securities, Inc|100
ASA|A S A GOLD A & PRECS|SGMT|GOLDMAN SACHS & CO. LLC|1900
ASA|A S A GOLD A & PRECS|SPHN|Stephens Inc.|550
ASA|A S A GOLD A & PRECS|STFL|Stifel, Nicolaus & Company, Incorporated|1800
ASA|A S A GOLD A & PRECS|SWIM|TD Ameritrade, Inc.|51499
ASA|A S A GOLD A & PRECS|SWST|Hilltop Securities Inc.|232
ASA|A S A GOLD A & PRECS|TKNG|ALLY INVEST SECURITIES LLC|183
ASA|A S A GOLD A & PRECS|TRBT|Tradebot Systems, Inc.|1600
ASA|A S A GOLD A & PRECS|TRCM|TRC MARKETS LLC|511
ASA|A S A GOLD A & PRECS|UBSA|UBS SECURITIES LLC|11200
ASA|A S A GOLD A & PRECS|UBSS|UBS Securities LLC|24321
ASA|A S A GOLD A & PRECS|VALX|VIRTU AMERICAS LLC|100
ASA|A S A GOLD A & PRECS|VGRD|Vanguard Marketing Corporation|22975
ASA|A S A GOLD A & PRECS|WCHV|WELLS FARGO SECURITIES, LLC|14954
ASA|A S A GOLD A & PRECS|WEED|Weeden & Co.L.P.|3210
ASA|A S A GOLD A & PRECS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|674
ASA|A S A GOLD A & PRECS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3293
ASA|A S A GOLD A & PRECS|WSEA|WOLVERINE SECURITIES, LLC|211
ASA|A S A GOLD A & PRECS|XSTM|NATIONAL FINANCIAL SERVICES LLC|6686
ASA|A S A GOLD A & PRECS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2600
ASB|ASSOC BANC-CORP|ANOS|ABEL/NOSER, L.L.C.|200
ASB|ASSOC BANC-CORP|APCC|Apex Clearing Corporation|47
ASB|ASSOC BANC-CORP|BANK|Primevest Financial Services, Inc.|65
ASB|ASSOC BANC-CORP|BARD|Robert W. Baird & Co. Incorporated|12057
ASB|ASSOC BANC-CORP|BATM|CBOE TRADING, INC.|2300
ASB|ASSOC BANC-CORP|BBNT|BB&T SECURITIES, LLC|243
ASB|ASSOC BANC-CORP|BERN|Sanford C. Bernstein & Co., LLC|14400
ASB|ASSOC BANC-CORP|BIDS|BIDS TRADING L.P.|1600
ASB|ASSOC BANC-CORP|BKCM|BNY Mellon Capital Markets LLC|21574
ASB|ASSOC BANC-CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1058
ASB|ASSOC BANC-CORP|BLKX|INSTINET, LLC|27435
ASB|ASSOC BANC-CORP|BNPX|BNP PARIBAS SECURITIES CORP.|84173
ASB|ASSOC BANC-CORP|BRVL|BLAYLOCK VAN, LLC|1800
ASB|ASSOC BANC-CORP|BTIG|BTIG, LLC|57892
ASB|ASSOC BANC-CORP|BYXM|CBOE TRADING, INC.|300
ASB|ASSOC BANC-CORP|BZYD|GOLDMAN SACHS & CO. LLC|1562
ASB|ASSOC BANC-CORP|CANT|Cantor Fitzgerald & Co.|180
ASB|ASSOC BANC-CORP|CHAS|Charles Schwab & Co., Inc.|1429
ASB|ASSOC BANC-CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41900
ASB|ASSOC BANC-CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
ASB|ASSOC BANC-CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|338345
ASB|ASSOC BANC-CORP|CTDL|Citadel Derivatives Group Llc|40691
ASB|ASSOC BANC-CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|135514
ASB|ASSOC BANC-CORP|DADA|D.A. Davidson & Co.|43
ASB|ASSOC BANC-CORP|DBAB|Deutsche Bank Securities Inc.|286051
ASB|ASSOC BANC-CORP|DBAX|Deutsche Bank Securities Inc.|654000
ASB|ASSOC BANC-CORP|DCHF|Dart Executions, LLC|800
ASB|ASSOC BANC-CORP|DEAN|MORGAN STANLEY|2435
ASB|ASSOC BANC-CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5800
ASB|ASSOC BANC-CORP|EBXL|EBX LLC|119600
ASB|ASSOC BANC-CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3127
ASB|ASSOC BANC-CORP|EDJO|Edward D. Jones & Co., L.P.|8457
ASB|ASSOC BANC-CORP|EGAM|CBOE TRADING, INC.|3987
ASB|ASSOC BANC-CORP|EGAW|CBOE TRADING, INC.|3
ASB|ASSOC BANC-CORP|EGXM|CBOE TRADING, INC.|300
ASB|ASSOC BANC-CORP|ESPO|ESPOSITO SECURITIES, LLC|1776
ASB|ASSOC BANC-CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8586
ASB|ASSOC BANC-CORP|ETCB|ETC BROKERAGE SERVICES, LLC|100
ASB|ASSOC BANC-CORP|ETCC|Electronic Transaction Clearing, Inc.|600
ASB|ASSOC BANC-CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10779
ASB|ASSOC BANC-CORP|ETRS|E*Trade Securities LLC|47212
ASB|ASSOC BANC-CORP|FILL|Tradestation Securities, Inc.|825
ASB|ASSOC BANC-CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2683
ASB|ASSOC BANC-CORP|FQLS|Quantlab Securities LP|102032
ASB|ASSOC BANC-CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61233
ASB|ASSOC BANC-CORP|FTBR|Foliofn Investments, Inc.|541
ASB|ASSOC BANC-CORP|GLIS|TD Securities Inc|866
ASB|ASSOC BANC-CORP|GLPX|ACS EXECUTION SERVICES, LLC|906
ASB|ASSOC BANC-CORP|GSCO|GOLDMAN SACHS & CO. LLC|1369510
ASB|ASSOC BANC-CORP|GSLT|GOLDMAN SACHS & CO. LLC|484
ASB|ASSOC BANC-CORP|GTSZ|GTS SECURITIES LLC|121502
ASB|ASSOC BANC-CORP|HRBF|American Enterprise Investment Services Inc.|6126
ASB|ASSOC BANC-CORP|IATS|INTERACTIVE BROKERS LLC|619
ASB|ASSOC BANC-CORP|IBKR|Interactive Brokers Llc|9235
ASB|ASSOC BANC-CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|52
ASB|ASSOC BANC-CORP|ICBX|INSTINET, LLC|82905
ASB|ASSOC BANC-CORP|IEQY|CITADEL SECURITIES LLC|44474
ASB|ASSOC BANC-CORP|INCA|INSTINET, LLC|109487
ASB|ASSOC BANC-CORP|INJX|INSTINET, LLC|19154
ASB|ASSOC BANC-CORP|ITGI|ITG Inc.|76728
ASB|ASSOC BANC-CORP|ITGP|ITG INC.|233800
ASB|ASSOC BANC-CORP|JANY|Janney Montgomery Scott Inc.|441
ASB|ASSOC BANC-CORP|JEFF|JEFFERIES LLC|106256
ASB|ASSOC BANC-CORP|JMPT|JUMP TRADING, LLC|7934
ASB|ASSOC BANC-CORP|JONE|JonesTrading|10273
ASB|ASSOC BANC-CORP|JPBX|J.P. MORGAN SECURITIES LLC|30071
ASB|ASSOC BANC-CORP|JPMX|J.P. Morgan Securities LLC|443589
ASB|ASSOC BANC-CORP|JSJX|JANE STREET CAPITAL LLC|4768
ASB|ASSOC BANC-CORP|KBWI|Keefe, Bruyette & Woods, Inc.|61843
ASB|ASSOC BANC-CORP|KCGM|VIRTU Americas LLC|119099
ASB|ASSOC BANC-CORP|LEHM|Barclays Capital Inc./Le|1024061
ASB|ASSOC BANC-CORP|LGNT|COR CLEARING LLC|3
ASB|ASSOC BANC-CORP|LIME|Lime Brokerage LLC|28086
ASB|ASSOC BANC-CORP|MACQ|Macquarie Capital (USA) Inc.|4700
ASB|ASSOC BANC-CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|490222
ASB|ASSOC BANC-CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|17090
ASB|ASSOC BANC-CORP|MSCO|MORGAN STANLEY & CO. LLC|412288
ASB|ASSOC BANC-CORP|MSPL|MORGAN STANLEY & CO. LLC|433800
ASB|ASSOC BANC-CORP|MSTX|MORGAN STANLEY & CO. LLC|103000
ASB|ASSOC BANC-CORP|NEUB|NEUBERGER BERMAN BD LLC|209
ASB|ASSOC BANC-CORP|NFSC|National Financial Services LLC|82542
ASB|ASSOC BANC-CORP|NITE|VIRTU Americas LLC|237047
ASB|ASSOC BANC-CORP|NITP|VIRTU Americas LLC|68064
ASB|ASSOC BANC-CORP|NQRB|Brut, LLC|1901
ASB|ASSOC BANC-CORP|NTBF|BMO Nesbitt Burns Inc./CDS|100
ASB|ASSOC BANC-CORP|NTRC|Northern Trust Securities, Inc.|690
ASB|ASSOC BANC-CORP|OPCO|Oppenheimer & Co. Inc.|80
ASB|ASSOC BANC-CORP|PDQM|CODA MARKETS, INC.|29554
ASB|ASSOC BANC-CORP|PWJC|UBS Financial Services, Inc.|400
ASB|ASSOC BANC-CORP|RBCM|RBC CAPITAL MARKETS, LLC|13261
ASB|ASSOC BANC-CORP|SAGL|SAGETRADER, LLC|4366
ASB|ASSOC BANC-CORP|SBSH|Citigroup Global Markets Inc.|58529
ASB|ASSOC BANC-CORP|SGMT|GOLDMAN SACHS & CO. LLC|299087
ASB|ASSOC BANC-CORP|SPDR|SPEEDROUTE LLC|1364
ASB|ASSOC BANC-CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|95238
ASB|ASSOC BANC-CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4263
ASB|ASSOC BANC-CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
ASB|ASSOC BANC-CORP|SWIM|TD Ameritrade, Inc.|8849
ASB|ASSOC BANC-CORP|SWST|Hilltop Securities Inc.|1436
ASB|ASSOC BANC-CORP|TRBT|Tradebot Systems, Inc.|15086
ASB|ASSOC BANC-CORP|TRCM|TRC MARKETS LLC|160791
ASB|ASSOC BANC-CORP|TWTT|TASTYWORKS, INC.|4
ASB|ASSOC BANC-CORP|UBSA|UBS SECURITIES LLC|1067257
ASB|ASSOC BANC-CORP|UBSS|UBS Securities LLC|342638
ASB|ASSOC BANC-CORP|VALX|VIRTU AMERICAS LLC|35813
ASB|ASSOC BANC-CORP|VGRD|Vanguard Marketing Corporation|2159
ASB|ASSOC BANC-CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|786
ASB|ASSOC BANC-CORP|WCHV|WELLS FARGO SECURITIES, LLC|41217
ASB|ASSOC BANC-CORP|WEDB|WEDBUSH SECURITIES INC.|4508
ASB|ASSOC BANC-CORP|WEED|Weeden & Co.L.P.|2079
ASB|ASSOC BANC-CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1770
ASB|ASSOC BANC-CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|469
ASB|ASSOC BANC-CORP|WSEA|WOLVERINE SECURITIES, LLC|252
ASB|ASSOC BANC-CORP|XIST|INSTINET, LLC|51000
ASB|ASSOC BANC-CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|694764
ASB|ASSOC BANC-CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15405
ASB$C|ASSOCIATED DEP SHARE|BARD|Robert W. Baird & Co. Incorporated|800
ASB$C|ASSOCIATED DEP SHARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ASB$C|ASSOCIATED DEP SHARE|DEAN|MORGAN STANLEY|5790
ASB$C|ASSOCIATED DEP SHARE|EBXL|EBX LLC|100
ASB$C|ASSOCIATED DEP SHARE|ETRS|E*Trade Securities LLC|28
ASB$C|ASSOCIATED DEP SHARE|GTSZ|GTS SECURITIES LLC|300
ASB$C|ASSOCIATED DEP SHARE|HRBF|American Enterprise Investment Services Inc.|133
ASB$C|ASSOCIATED DEP SHARE|IATS|INTERACTIVE BROKERS LLC|800
ASB$C|ASSOCIATED DEP SHARE|IBKR|Interactive Brokers Llc|1100
ASB$C|ASSOCIATED DEP SHARE|INCA|INSTINET, LLC|100
ASB$C|ASSOCIATED DEP SHARE|ITGI|ITG Inc.|100
ASB$C|ASSOCIATED DEP SHARE|JPMX|J.P. Morgan Securities LLC|200
ASB$C|ASSOCIATED DEP SHARE|LEHM|Barclays Capital Inc./Le|200
ASB$C|ASSOCIATED DEP SHARE|LIME|Lime Brokerage LLC|100
ASB$C|ASSOCIATED DEP SHARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
ASB$C|ASSOCIATED DEP SHARE|MSCO|MORGAN STANLEY & CO. LLC|1812
ASB$C|ASSOCIATED DEP SHARE|MSPL|MORGAN STANLEY & CO. LLC|300
ASB$C|ASSOCIATED DEP SHARE|NFSC|National Financial Services LLC|7030
ASB$C|ASSOCIATED DEP SHARE|NITE|VIRTU Americas LLC|12485
ASB$C|ASSOCIATED DEP SHARE|PWJC|UBS Financial Services, Inc.|600
ASB$C|ASSOCIATED DEP SHARE|RBCM|RBC CAPITAL MARKETS, LLC|2340
ASB$C|ASSOCIATED DEP SHARE|SGMT|GOLDMAN SACHS & CO. LLC|540
ASB$C|ASSOCIATED DEP SHARE|STFL|Stifel, Nicolaus & Company, Incorporated|1325
ASB$C|ASSOCIATED DEP SHARE|UBSA|UBS SECURITIES LLC|2872
ASB$C|ASSOCIATED DEP SHARE|UBSS|UBS Securities LLC|2072
ASB$C|ASSOCIATED DEP SHARE|VGRD|Vanguard Marketing Corporation|2580
ASB$C|ASSOCIATED DEP SHARE|WCHV|WELLS FARGO SECURITIES, LLC|2304
ASB$C|ASSOCIATED DEP SHARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21
ASB$D|ASSOCIATED BANC-CP D|BARD|Robert W. Baird & Co. Incorporated|61
ASB$D|ASSOCIATED BANC-CP D|BATM|CBOE TRADING, INC.|100
ASB$D|ASSOCIATED BANC-CP D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|592
ASB$D|ASSOCIATED BANC-CP D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ASB$D|ASSOCIATED BANC-CP D|DEAN|MORGAN STANLEY|257
ASB$D|ASSOCIATED BANC-CP D|ECUT|CONVERGEX EXECUTION SOLUTIONS|1832
ASB$D|ASSOCIATED BANC-CP D|EDJO|Edward D. Jones & Co., L.P.|1000
ASB$D|ASSOCIATED BANC-CP D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41
ASB$D|ASSOCIATED BANC-CP D|HRBF|American Enterprise Investment Services Inc.|522
ASB$D|ASSOCIATED BANC-CP D|IBKR|Interactive Brokers Llc|315
ASB$D|ASSOCIATED BANC-CP D|JSEB|JANE STREET EXECUTION SERVICES, LLC|224
ASB$D|ASSOCIATED BANC-CP D|LIME|Lime Brokerage LLC|133
ASB$D|ASSOCIATED BANC-CP D|MAXM|Maxim Group LLC|56
ASB$D|ASSOCIATED BANC-CP D|MSCO|MORGAN STANLEY & CO. LLC|1332
ASB$D|ASSOCIATED BANC-CP D|NFSC|National Financial Services LLC|5024
ASB$D|ASSOCIATED BANC-CP D|NITE|VIRTU Americas LLC|12979
ASB$D|ASSOCIATED BANC-CP D|NQRB|Brut, LLC|100
ASB$D|ASSOCIATED BANC-CP D|OLDM|OLD MISSION CAPITAL, LLC|550
ASB$D|ASSOCIATED BANC-CP D|PWJC|UBS Financial Services, Inc.|5000
ASB$D|ASSOCIATED BANC-CP D|RBCM|RBC CAPITAL MARKETS, LLC|2196
ASB$D|ASSOCIATED BANC-CP D|STFL|Stifel, Nicolaus & Company, Incorporated|5298
ASB$D|ASSOCIATED BANC-CP D|SWIM|TD Ameritrade, Inc.|600
ASB$D|ASSOCIATED BANC-CP D|SWST|Hilltop Securities Inc.|90
ASB$D|ASSOCIATED BANC-CP D|UBSA|UBS SECURITIES LLC|300
ASB$D|ASSOCIATED BANC-CP D|UBSS|UBS Securities LLC|6708
ASB$D|ASSOCIATED BANC-CP D|VGRD|Vanguard Marketing Corporation|205
ASB$D|ASSOCIATED BANC-CP D|WCHV|WELLS FARGO SECURITIES, LLC|454
ASB$D|ASSOCIATED BANC-CP D|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20
ASB.W|ASSOCIATED TARP WRNT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ASB.W|ASSOCIATED TARP WRNT|GSCS|GOLDMAN SACHS & CO. LLC|200
ASB.W|ASSOCIATED TARP WRNT|GSLT|GOLDMAN SACHS & CO. LLC|400
ASB.W|ASSOCIATED TARP WRNT|ITGI|ITG Inc.|500
ASB.W|ASSOCIATED TARP WRNT|MSCO|MORGAN STANLEY & CO. LLC|400
ASB.W|ASSOCIATED TARP WRNT|NITE|VIRTU Americas LLC|3800
ASB.W|ASSOCIATED TARP WRNT|SPDR|SPEEDROUTE LLC|1000
ASB.W|ASSOCIATED TARP WRNT|SWIM|TD Ameritrade, Inc.|1100
ASB.W|ASSOCIATED TARP WRNT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2900
ASC|ARDMORE SHIPPING CP|APCC|Apex Clearing Corporation|2
ASC|ARDMORE SHIPPING CP|AQUA|AQUA SECURITIES L.P.|2800
ASC|ARDMORE SHIPPING CP|BBNT|BB&T SECURITIES, LLC|4000
ASC|ARDMORE SHIPPING CP|BERN|Sanford C. Bernstein & Co., LLC|1700
ASC|ARDMORE SHIPPING CP|BIDS|BIDS TRADING L.P.|83400
ASC|ARDMORE SHIPPING CP|BNPX|BNP PARIBAS SECURITIES CORP.|2965
ASC|ARDMORE SHIPPING CP|BZYD|GOLDMAN SACHS & CO. LLC|600
ASC|ARDMORE SHIPPING CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4800
ASC|ARDMORE SHIPPING CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
ASC|ARDMORE SHIPPING CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|76173
ASC|ARDMORE SHIPPING CP|CTDL|Citadel Derivatives Group Llc|135
ASC|ARDMORE SHIPPING CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|9750
ASC|ARDMORE SHIPPING CP|DBAB|Deutsche Bank Securities Inc.|7048
ASC|ARDMORE SHIPPING CP|DBAX|Deutsche Bank Securities Inc.|36200
ASC|ARDMORE SHIPPING CP|DEAN|MORGAN STANLEY|21838
ASC|ARDMORE SHIPPING CP|DEGS|RONIN PROFESSIONAL LLC|2440
ASC|ARDMORE SHIPPING CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
ASC|ARDMORE SHIPPING CP|EBXL|EBX LLC|26400
ASC|ARDMORE SHIPPING CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2700
ASC|ARDMORE SHIPPING CP|EGAM|CBOE TRADING, INC.|380
ASC|ARDMORE SHIPPING CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|397
ASC|ARDMORE SHIPPING CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
ASC|ARDMORE SHIPPING CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3222
ASC|ARDMORE SHIPPING CP|ETRS|E*Trade Securities LLC|13902
ASC|ARDMORE SHIPPING CP|FILL|Tradestation Securities, Inc.|50
ASC|ARDMORE SHIPPING CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ASC|ARDMORE SHIPPING CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2285
ASC|ARDMORE SHIPPING CP|FTBR|Foliofn Investments, Inc.|2314
ASC|ARDMORE SHIPPING CP|GEBB|GLOBAL EXECUTION BROKERS, LP|909
ASC|ARDMORE SHIPPING CP|GSCO|GOLDMAN SACHS & CO. LLC|110253
ASC|ARDMORE SHIPPING CP|GSLT|GOLDMAN SACHS & CO. LLC|2904
ASC|ARDMORE SHIPPING CP|GTSZ|GTS SECURITIES LLC|12461
ASC|ARDMORE SHIPPING CP|IBKR|Interactive Brokers Llc|1747
ASC|ARDMORE SHIPPING CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|350
ASC|ARDMORE SHIPPING CP|ICBX|INSTINET, LLC|3600
ASC|ARDMORE SHIPPING CP|IEQY|CITADEL SECURITIES LLC|100
ASC|ARDMORE SHIPPING CP|INCA|INSTINET, LLC|107542
ASC|ARDMORE SHIPPING CP|INJX|INSTINET, LLC|133461
ASC|ARDMORE SHIPPING CP|ITGI|ITG Inc.|47520
ASC|ARDMORE SHIPPING CP|ITGP|ITG INC.|120800
ASC|ARDMORE SHIPPING CP|JANY|Janney Montgomery Scott Inc.|290
ASC|ARDMORE SHIPPING CP|JEFF|JEFFERIES LLC|267512
ASC|ARDMORE SHIPPING CP|JMPT|JUMP TRADING, LLC|842
ASC|ARDMORE SHIPPING CP|JONE|JonesTrading|150000
ASC|ARDMORE SHIPPING CP|JPBX|J.P. MORGAN SECURITIES LLC|1489
ASC|ARDMORE SHIPPING CP|JPMX|J.P. Morgan Securities LLC|118797
ASC|ARDMORE SHIPPING CP|KCGM|VIRTU Americas LLC|24126
ASC|ARDMORE SHIPPING CP|LEHM|Barclays Capital Inc./Le|90718
ASC|ARDMORE SHIPPING CP|LIME|Lime Brokerage LLC|10624
ASC|ARDMORE SHIPPING CP|LSCI|Lek Securities Corporation|102
ASC|ARDMORE SHIPPING CP|MBTS|ALLY INVEST SECURITIES LLC|906
ASC|ARDMORE SHIPPING CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66200
ASC|ARDMORE SHIPPING CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1460
ASC|ARDMORE SHIPPING CP|MSCO|MORGAN STANLEY & CO. LLC|115341
ASC|ARDMORE SHIPPING CP|MSPL|MORGAN STANLEY & CO. LLC|42200
ASC|ARDMORE SHIPPING CP|MSTX|MORGAN STANLEY & CO. LLC|14700
ASC|ARDMORE SHIPPING CP|NFSC|National Financial Services LLC|28736
ASC|ARDMORE SHIPPING CP|NITE|VIRTU Americas LLC|45657
ASC|ARDMORE SHIPPING CP|NQRB|Brut, LLC|800
ASC|ARDMORE SHIPPING CP|NTRC|Northern Trust Securities, Inc.|1900
ASC|ARDMORE SHIPPING CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
ASC|ARDMORE SHIPPING CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|350
ASC|ARDMORE SHIPPING CP|PDQM|CODA MARKETS, INC.|11423
ASC|ARDMORE SHIPPING CP|PNSR|Penserra Securities, LLC|200
ASC|ARDMORE SHIPPING CP|PWJC|UBS Financial Services, Inc.|2000
ASC|ARDMORE SHIPPING CP|SBSH|Citigroup Global Markets Inc.|16106
ASC|ARDMORE SHIPPING CP|SGMT|GOLDMAN SACHS & CO. LLC|32679
ASC|ARDMORE SHIPPING CP|SPDR|SPEEDROUTE LLC|2790
ASC|ARDMORE SHIPPING CP|STFL|Stifel, Nicolaus & Company, Incorporated|6280
ASC|ARDMORE SHIPPING CP|SWIM|TD Ameritrade, Inc.|1200
ASC|ARDMORE SHIPPING CP|TRBT|Tradebot Systems, Inc.|1252
ASC|ARDMORE SHIPPING CP|TRCM|TRC MARKETS LLC|5600
ASC|ARDMORE SHIPPING CP|UBSS|UBS Securities LLC|39778
ASC|ARDMORE SHIPPING CP|VALX|VIRTU AMERICAS LLC|24361
ASC|ARDMORE SHIPPING CP|VGRD|Vanguard Marketing Corporation|500
ASC|ARDMORE SHIPPING CP|WCHV|WELLS FARGO SECURITIES, LLC|37706
ASC|ARDMORE SHIPPING CP|WEED|Weeden & Co.L.P.|11200
ASC|ARDMORE SHIPPING CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1224
ASC|ARDMORE SHIPPING CP|WGIF|CIBC World Markets Inc.|390
ASC|ARDMORE SHIPPING CP|WSEA|WOLVERINE SECURITIES, LLC|906
ASC|ARDMORE SHIPPING CP|XIST|INSTINET, LLC|12212
ASC|ARDMORE SHIPPING CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|11000
ASC|ARDMORE SHIPPING CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|945
ASCMA|ASCENT CAPITAL GROUP|ALTX|Alternet Securities Inc.|12783
ASCMA|ASCENT CAPITAL GROUP|ANOS|ABEL/NOSER, L.L.C.|2071
ASCMA|ASCENT CAPITAL GROUP|APCC|Apex Clearing Corporation|18252
ASCMA|ASCENT CAPITAL GROUP|BARD|Robert W. Baird & Co. Incorporated|600
ASCMA|ASCENT CAPITAL GROUP|BATM|CBOE TRADING, INC.|878
ASCMA|ASCENT CAPITAL GROUP|BAYC|BAY CREST PARTNERS, LLC|959
ASCMA|ASCENT CAPITAL GROUP|BERN|Sanford C. Bernstein & Co., LLC|2800
ASCMA|ASCENT CAPITAL GROUP|BIMI|Banca IMI Securities Corp.|16700
ASCMA|ASCENT CAPITAL GROUP|BLKX|INSTINET, LLC|5000
ASCMA|ASCENT CAPITAL GROUP|BMOC|BMO Capital Markets Corp.|1666
ASCMA|ASCENT CAPITAL GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|723
ASCMA|ASCENT CAPITAL GROUP|BTIG|BTIG, LLC|1953
ASCMA|ASCENT CAPITAL GROUP|BYXM|CBOE TRADING, INC.|100
ASCMA|ASCENT CAPITAL GROUP|CANT|Cantor Fitzgerald & Co.|511
ASCMA|ASCENT CAPITAL GROUP|CHAS|Charles Schwab & Co., Inc.|1000
ASCMA|ASCENT CAPITAL GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46975
ASCMA|ASCENT CAPITAL GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8219
ASCMA|ASCENT CAPITAL GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17039
ASCMA|ASCENT CAPITAL GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66073
ASCMA|ASCENT CAPITAL GROUP|CTDL|Citadel Derivatives Group Llc|4282
ASCMA|ASCENT CAPITAL GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10516
ASCMA|ASCENT CAPITAL GROUP|DBAB|Deutsche Bank Securities Inc.|162022
ASCMA|ASCENT CAPITAL GROUP|DBAX|Deutsche Bank Securities Inc.|45200
ASCMA|ASCENT CAPITAL GROUP|DEAN|MORGAN STANLEY|1850
ASCMA|ASCENT CAPITAL GROUP|DEGS|RONIN PROFESSIONAL LLC|88883
ASCMA|ASCENT CAPITAL GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8037
ASCMA|ASCENT CAPITAL GROUP|EBXL|EBX LLC|44200
ASCMA|ASCENT CAPITAL GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6295
ASCMA|ASCENT CAPITAL GROUP|EDJO|Edward D. Jones & Co., L.P.|928
ASCMA|ASCENT CAPITAL GROUP|EGAM|CBOE TRADING, INC.|3880
ASCMA|ASCENT CAPITAL GROUP|EGXM|CBOE TRADING, INC.|5053
ASCMA|ASCENT CAPITAL GROUP|EGXW|CBOE TRADING, INC.|300
ASCMA|ASCENT CAPITAL GROUP|ETBE|Electronic Transaction Clearing, Inc.|2860
ASCMA|ASCENT CAPITAL GROUP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3220
ASCMA|ASCENT CAPITAL GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5875
ASCMA|ASCENT CAPITAL GROUP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
ASCMA|ASCENT CAPITAL GROUP|ETRS|E*Trade Securities LLC|373300
ASCMA|ASCENT CAPITAL GROUP|FBCO|Credit Suisse Securities (USA) LLC|135829
ASCMA|ASCENT CAPITAL GROUP|FILL|Tradestation Securities, Inc.|58971
ASCMA|ASCENT CAPITAL GROUP|FINX|FINTECH SECURITIES|2757
ASCMA|ASCENT CAPITAL GROUP|FMAF|NBCN Inc./ CDS|240
ASCMA|ASCENT CAPITAL GROUP|FOMA|TD AMERITRADE CLEARING, INC.|495957
ASCMA|ASCENT CAPITAL GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2017
ASCMA|ASCENT CAPITAL GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19912
ASCMA|ASCENT CAPITAL GROUP|FTBR|Foliofn Investments, Inc.|10
ASCMA|ASCENT CAPITAL GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|12164
ASCMA|ASCENT CAPITAL GROUP|GLIS|TD Securities Inc|914
ASCMA|ASCENT CAPITAL GROUP|GLPX|ACS EXECUTION SERVICES, LLC|16102
ASCMA|ASCENT CAPITAL GROUP|GSCO|GOLDMAN SACHS & CO. LLC|571978
ASCMA|ASCENT CAPITAL GROUP|GSCS|GOLDMAN SACHS & CO. LLC|76782
ASCMA|ASCENT CAPITAL GROUP|GSLT|GOLDMAN SACHS & CO. LLC|5420
ASCMA|ASCENT CAPITAL GROUP|GTSZ|GTS SECURITIES LLC|14963
ASCMA|ASCENT CAPITAL GROUP|IATS|INTERACTIVE BROKERS LLC|68370
ASCMA|ASCENT CAPITAL GROUP|IBKR|Interactive Brokers Llc|632302
ASCMA|ASCENT CAPITAL GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|207
ASCMA|ASCENT CAPITAL GROUP|ICBX|INSTINET, LLC|21870
ASCMA|ASCENT CAPITAL GROUP|IEQY|CITADEL SECURITIES LLC|5071
ASCMA|ASCENT CAPITAL GROUP|IMPC|Imperial Capital, LLC|125000
ASCMA|ASCENT CAPITAL GROUP|INCA|INSTINET, LLC|97298
ASCMA|ASCENT CAPITAL GROUP|INJX|INSTINET, LLC|6936
ASCMA|ASCENT CAPITAL GROUP|ITGI|ITG Inc.|179950
ASCMA|ASCENT CAPITAL GROUP|ITGP|ITG INC.|66800
ASCMA|ASCENT CAPITAL GROUP|JANY|Janney Montgomery Scott Inc.|200
ASCMA|ASCENT CAPITAL GROUP|JEFF|JEFFERIES LLC|16650
ASCMA|ASCENT CAPITAL GROUP|JMPT|JUMP TRADING, LLC|5214
ASCMA|ASCENT CAPITAL GROUP|JPBX|J.P. MORGAN SECURITIES LLC|2200
ASCMA|ASCENT CAPITAL GROUP|JPMX|J.P. Morgan Securities LLC|55279
ASCMA|ASCENT CAPITAL GROUP|JSJX|JANE STREET CAPITAL LLC|34792
ASCMA|ASCENT CAPITAL GROUP|KCGM|VIRTU Americas LLC|43503
ASCMA|ASCENT CAPITAL GROUP|LAFC|R. F. Lafferty & Co., Inc.|2500
ASCMA|ASCENT CAPITAL GROUP|LEHM|Barclays Capital Inc./Le|267651
ASCMA|ASCENT CAPITAL GROUP|LIME|Lime Brokerage LLC|114715
ASCMA|ASCENT CAPITAL GROUP|LOOP|Loop Capital Markets LLC|1565
ASCMA|ASCENT CAPITAL GROUP|LQNA|LIQUIDNET, INC.|178400
ASCMA|ASCENT CAPITAL GROUP|LSCI|Lek Securities Corporation|12902
ASCMA|ASCENT CAPITAL GROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8397
ASCMA|ASCENT CAPITAL GROUP|MAXM|Maxim Group LLC|324
ASCMA|ASCENT CAPITAL GROUP|MBTS|ALLY INVEST SECURITIES LLC|602
ASCMA|ASCENT CAPITAL GROUP|MCMF|Raymond James Ltd. Cds|6
ASCMA|ASCENT CAPITAL GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21667
ASCMA|ASCENT CAPITAL GROUP|MSCO|MORGAN STANLEY & CO. LLC|690158
ASCMA|ASCENT CAPITAL GROUP|MSPL|MORGAN STANLEY & CO. LLC|15200
ASCMA|ASCENT CAPITAL GROUP|MSTX|MORGAN STANLEY & CO. LLC|30400
ASCMA|ASCENT CAPITAL GROUP|NFSC|National Financial Services LLC|565374
ASCMA|ASCENT CAPITAL GROUP|NITE|VIRTU Americas LLC|1033191
ASCMA|ASCENT CAPITAL GROUP|NITP|VIRTU Americas LLC|700
ASCMA|ASCENT CAPITAL GROUP|NQRB|Brut, LLC|1926
ASCMA|ASCENT CAPITAL GROUP|OPCO|Oppenheimer & Co. Inc.|2012
ASCMA|ASCENT CAPITAL GROUP|PCPT|PHILLIP CAPITAL INC.|1500
ASCMA|ASCENT CAPITAL GROUP|PDQM|CODA MARKETS, INC.|41781
ASCMA|ASCENT CAPITAL GROUP|PWJC|UBS Financial Services, Inc.|3000
ASCMA|ASCENT CAPITAL GROUP|RAJA|Raymond James & Associates, Inc.|19
ASCMA|ASCENT CAPITAL GROUP|RBCM|RBC CAPITAL MARKETS, LLC|8146
ASCMA|ASCENT CAPITAL GROUP|SAGL|SAGETRADER, LLC|7593
ASCMA|ASCENT CAPITAL GROUP|SBSH|Citigroup Global Markets Inc.|322332
ASCMA|ASCENT CAPITAL GROUP|SGMT|GOLDMAN SACHS & CO. LLC|39203
ASCMA|ASCENT CAPITAL GROUP|SPDR|SPEEDROUTE LLC|6014
ASCMA|ASCENT CAPITAL GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|1502
ASCMA|ASCENT CAPITAL GROUP|SWIM|TD Ameritrade, Inc.|153852
ASCMA|ASCENT CAPITAL GROUP|SWST|Hilltop Securities Inc.|1700
ASCMA|ASCENT CAPITAL GROUP|TKNG|ALLY INVEST SECURITIES LLC|7948
ASCMA|ASCENT CAPITAL GROUP|TRBT|Tradebot Systems, Inc.|35373
ASCMA|ASCENT CAPITAL GROUP|TRCM|TRC MARKETS LLC|70793
ASCMA|ASCENT CAPITAL GROUP|TWTT|TASTYWORKS, INC.|1800
ASCMA|ASCENT CAPITAL GROUP|UBSA|UBS SECURITIES LLC|218028
ASCMA|ASCENT CAPITAL GROUP|UBSS|UBS Securities LLC|764951
ASCMA|ASCENT CAPITAL GROUP|VALX|VIRTU AMERICAS LLC|9105
ASCMA|ASCENT CAPITAL GROUP|VGRD|Vanguard Marketing Corporation|42614
ASCMA|ASCENT CAPITAL GROUP|WCHV|WELLS FARGO SECURITIES, LLC|44697
ASCMA|ASCENT CAPITAL GROUP|WEDB|WEDBUSH SECURITIES INC.|200
ASCMA|ASCENT CAPITAL GROUP|WEED|Weeden & Co.L.P.|100
ASCMA|ASCENT CAPITAL GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2728
ASCMA|ASCENT CAPITAL GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3566
ASCMA|ASCENT CAPITAL GROUP|WGIF|CIBC World Markets Inc.|15518
ASCMA|ASCENT CAPITAL GROUP|WSEA|WOLVERINE SECURITIES, LLC|10690
ASCMA|ASCENT CAPITAL GROUP|XIST|INSTINET, LLC|1600
ASCMA|ASCENT CAPITAL GROUP|XPQR|Jump Trading|112
ASCMA|ASCENT CAPITAL GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|65700
ASCMA|ASCENT CAPITAL GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|5531
ASCMA|ASCENT CAPITAL GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7314
ASEA|GLOBAL X FTSE SE ASA|APCC|Apex Clearing Corporation|50
ASEA|GLOBAL X FTSE SE ASA|CHAS|Charles Schwab & Co., Inc.|3
ASEA|GLOBAL X FTSE SE ASA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2430
ASEA|GLOBAL X FTSE SE ASA|CSIN|Citadel Securities Institutional LLC|15229
ASEA|GLOBAL X FTSE SE ASA|CTDL|Citadel Derivatives Group Llc|400
ASEA|GLOBAL X FTSE SE ASA|DBAX|Deutsche Bank Securities Inc.|900
ASEA|GLOBAL X FTSE SE ASA|EBXL|EBX LLC|1300
ASEA|GLOBAL X FTSE SE ASA|ETRS|E*Trade Securities LLC|3947
ASEA|GLOBAL X FTSE SE ASA|FTBR|Foliofn Investments, Inc.|228
ASEA|GLOBAL X FTSE SE ASA|GSCO|GOLDMAN SACHS & CO. LLC|39328
ASEA|GLOBAL X FTSE SE ASA|IATS|INTERACTIVE BROKERS LLC|141
ASEA|GLOBAL X FTSE SE ASA|IBKR|Interactive Brokers Llc|1509
ASEA|GLOBAL X FTSE SE ASA|ICBX|INSTINET, LLC|1100
ASEA|GLOBAL X FTSE SE ASA|INCA|INSTINET, LLC|300
ASEA|GLOBAL X FTSE SE ASA|JPMX|J.P. Morgan Securities LLC|800
ASEA|GLOBAL X FTSE SE ASA|JSJX|JANE STREET CAPITAL LLC|16042
ASEA|GLOBAL X FTSE SE ASA|KCGM|VIRTU Americas LLC|1840
ASEA|GLOBAL X FTSE SE ASA|LEHM|Barclays Capital Inc./Le|2600
ASEA|GLOBAL X FTSE SE ASA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|5877
ASEA|GLOBAL X FTSE SE ASA|LIME|Lime Brokerage LLC|1217
ASEA|GLOBAL X FTSE SE ASA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
ASEA|GLOBAL X FTSE SE ASA|MSCO|MORGAN STANLEY & CO. LLC|4036
ASEA|GLOBAL X FTSE SE ASA|NFSC|National Financial Services LLC|11608
ASEA|GLOBAL X FTSE SE ASA|NITE|VIRTU Americas LLC|9876
ASEA|GLOBAL X FTSE SE ASA|PWJC|UBS Financial Services, Inc.|500
ASEA|GLOBAL X FTSE SE ASA|SGMT|GOLDMAN SACHS & CO. LLC|1500
ASEA|GLOBAL X FTSE SE ASA|STFL|Stifel, Nicolaus & Company, Incorporated|300
ASEA|GLOBAL X FTSE SE ASA|SWIM|TD Ameritrade, Inc.|268
ASEA|GLOBAL X FTSE SE ASA|UBSA|UBS SECURITIES LLC|5631
ASEA|GLOBAL X FTSE SE ASA|UBSS|UBS Securities LLC|4046
ASEA|GLOBAL X FTSE SE ASA|VGRD|Vanguard Marketing Corporation|338
ASEA|GLOBAL X FTSE SE ASA|WSEA|WOLVERINE SECURITIES, LLC|75
ASEA|GLOBAL X FTSE SE ASA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|445
ASET|FLXSH RL AS AL IX FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|124
ASET|FLXSH RL AS AL IX FD|CHAS|Charles Schwab & Co., Inc.|1
ASET|FLXSH RL AS AL IX FD|FBCO|Credit Suisse Securities (USA) LLC|197
ASET|FLXSH RL AS AL IX FD|FOMA|TD AMERITRADE CLEARING, INC.|1124
ASET|FLXSH RL AS AL IX FD|FTBR|Foliofn Investments, Inc.|45
ASET|FLXSH RL AS AL IX FD|JSJX|JANE STREET CAPITAL LLC|29474
ASET|FLXSH RL AS AL IX FD|MSCO|MORGAN STANLEY & CO. LLC|16
ASET|FLXSH RL AS AL IX FD|NFSC|National Financial Services LLC|5347
ASET|FLXSH RL AS AL IX FD|NITE|VIRTU Americas LLC|9823
ASET|FLXSH RL AS AL IX FD|RBCM|RBC CAPITAL MARKETS, LLC|6350
ASET|FLXSH RL AS AL IX FD|UBSA|UBS SECURITIES LLC|100
ASET|FLXSH RL AS AL IX FD|UBSS|UBS Securities LLC|237
ASET|FLXSH RL AS AL IX FD|WCHV|WELLS FARGO SECURITIES, LLC|300
ASET|FLXSH RL AS AL IX FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|371
ASFI|ASTA FUNDING INC  ##|ALTX|Alternet Securities Inc.|100
ASFI|ASTA FUNDING INC  ##|APCC|Apex Clearing Corporation|11
ASFI|ASTA FUNDING INC  ##|BATM|CBOE TRADING, INC.|759
ASFI|ASTA FUNDING INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|655
ASFI|ASTA FUNDING INC  ##|CTDL|Citadel Derivatives Group Llc|88
ASFI|ASTA FUNDING INC  ##|DEGS|RONIN PROFESSIONAL LLC|111
ASFI|ASTA FUNDING INC  ##|EBXL|EBX LLC|100
ASFI|ASTA FUNDING INC  ##|EGAM|CBOE TRADING, INC.|200
ASFI|ASTA FUNDING INC  ##|ETRS|E*Trade Securities LLC|6112
ASFI|ASTA FUNDING INC  ##|FBCO|Credit Suisse Securities (USA) LLC|110
ASFI|ASTA FUNDING INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|1960
ASFI|ASTA FUNDING INC  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146
ASFI|ASTA FUNDING INC  ##|FTBR|Foliofn Investments, Inc.|460
ASFI|ASTA FUNDING INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|123
ASFI|ASTA FUNDING INC  ##|GSCO|GOLDMAN SACHS & CO. LLC|675
ASFI|ASTA FUNDING INC  ##|GSCS|GOLDMAN SACHS & CO. LLC|612
ASFI|ASTA FUNDING INC  ##|GSLT|GOLDMAN SACHS & CO. LLC|100
ASFI|ASTA FUNDING INC  ##|IBKR|Interactive Brokers Llc|5761
ASFI|ASTA FUNDING INC  ##|ICBX|INSTINET, LLC|100
ASFI|ASTA FUNDING INC  ##|INCA|INSTINET, LLC|1410
ASFI|ASTA FUNDING INC  ##|INJX|INSTINET, LLC|100
ASFI|ASTA FUNDING INC  ##|ITGI|ITG Inc.|631
ASFI|ASTA FUNDING INC  ##|ITGP|ITG INC.|600
ASFI|ASTA FUNDING INC  ##|KCGM|VIRTU Americas LLC|109
ASFI|ASTA FUNDING INC  ##|LEHM|Barclays Capital Inc./Le|452
ASFI|ASTA FUNDING INC  ##|LIME|Lime Brokerage LLC|9317
ASFI|ASTA FUNDING INC  ##|LMGP|LIME BROKERAGE LLC|1470
ASFI|ASTA FUNDING INC  ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|64
ASFI|ASTA FUNDING INC  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ASFI|ASTA FUNDING INC  ##|MSCO|MORGAN STANLEY & CO. LLC|16902
ASFI|ASTA FUNDING INC  ##|MSPL|MORGAN STANLEY & CO. LLC|200
ASFI|ASTA FUNDING INC  ##|NFSC|National Financial Services LLC|4119
ASFI|ASTA FUNDING INC  ##|NITE|VIRTU Americas LLC|6751
ASFI|ASTA FUNDING INC  ##|RBCM|RBC CAPITAL MARKETS, LLC|650
ASFI|ASTA FUNDING INC  ##|SBSH|Citigroup Global Markets Inc.|51
ASFI|ASTA FUNDING INC  ##|SGMT|GOLDMAN SACHS & CO. LLC|196
ASFI|ASTA FUNDING INC  ##|TRCM|TRC MARKETS LLC|393
ASFI|ASTA FUNDING INC  ##|UBSA|UBS SECURITIES LLC|942
ASFI|ASTA FUNDING INC  ##|UBSS|UBS Securities LLC|3041
ASFI|ASTA FUNDING INC  ##|VALX|VIRTU AMERICAS LLC|117
ASFI|ASTA FUNDING INC  ##|VGRD|Vanguard Marketing Corporation|1087
ASFI|ASTA FUNDING INC  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|140
ASFI|ASTA FUNDING INC  ##|WSEA|WOLVERINE SECURITIES, LLC|4
ASG|LIBERTY ALLSTAR GRW|ALTX|Alternet Securities Inc.|1200
ASG|LIBERTY ALLSTAR GRW|APCC|Apex Clearing Corporation|3740
ASG|LIBERTY ALLSTAR GRW|BARD|Robert W. Baird & Co. Incorporated|1
ASG|LIBERTY ALLSTAR GRW|BBNT|BB&T SECURITIES, LLC|6
ASG|LIBERTY ALLSTAR GRW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2300
ASG|LIBERTY ALLSTAR GRW|BTIG|BTIG, LLC|5701
ASG|LIBERTY ALLSTAR GRW|CHAS|Charles Schwab & Co., Inc.|3
ASG|LIBERTY ALLSTAR GRW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|314
ASG|LIBERTY ALLSTAR GRW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3200
ASG|LIBERTY ALLSTAR GRW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4100
ASG|LIBERTY ALLSTAR GRW|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
ASG|LIBERTY ALLSTAR GRW|DBAX|Deutsche Bank Securities Inc.|1600
ASG|LIBERTY ALLSTAR GRW|DEAN|MORGAN STANLEY|5000
ASG|LIBERTY ALLSTAR GRW|DEGS|RONIN PROFESSIONAL LLC|600
ASG|LIBERTY ALLSTAR GRW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2882
ASG|LIBERTY ALLSTAR GRW|EBXL|EBX LLC|5200
ASG|LIBERTY ALLSTAR GRW|EDJO|Edward D. Jones & Co., L.P.|32203
ASG|LIBERTY ALLSTAR GRW|EGAM|CBOE TRADING, INC.|400
ASG|LIBERTY ALLSTAR GRW|ETBE|Electronic Transaction Clearing, Inc.|400
ASG|LIBERTY ALLSTAR GRW|ETRS|E*Trade Securities LLC|54807
ASG|LIBERTY ALLSTAR GRW|FBSB|U.S. Bancorp Investments, Inc.|400
ASG|LIBERTY ALLSTAR GRW|FILL|Tradestation Securities, Inc.|140
ASG|LIBERTY ALLSTAR GRW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9032
ASG|LIBERTY ALLSTAR GRW|FTBR|Foliofn Investments, Inc.|1125
ASG|LIBERTY ALLSTAR GRW|GLIS|TD Securities Inc|1004
ASG|LIBERTY ALLSTAR GRW|GLPX|ACS EXECUTION SERVICES, LLC|879
ASG|LIBERTY ALLSTAR GRW|GSCO|GOLDMAN SACHS & CO. LLC|400
ASG|LIBERTY ALLSTAR GRW|GSLT|GOLDMAN SACHS & CO. LLC|962
ASG|LIBERTY ALLSTAR GRW|GTSZ|GTS SECURITIES LLC|1046
ASG|LIBERTY ALLSTAR GRW|HRBF|American Enterprise Investment Services Inc.|6014
ASG|LIBERTY ALLSTAR GRW|IATS|INTERACTIVE BROKERS LLC|15353
ASG|LIBERTY ALLSTAR GRW|IBKR|Interactive Brokers Llc|54301
ASG|LIBERTY ALLSTAR GRW|ICBX|INSTINET, LLC|14134
ASG|LIBERTY ALLSTAR GRW|INCA|INSTINET, LLC|15345
ASG|LIBERTY ALLSTAR GRW|ITGP|ITG INC.|3800
ASG|LIBERTY ALLSTAR GRW|JANY|Janney Montgomery Scott Inc.|878
ASG|LIBERTY ALLSTAR GRW|JMPT|JUMP TRADING, LLC|756
ASG|LIBERTY ALLSTAR GRW|JPMX|J.P. Morgan Securities LLC|800
ASG|LIBERTY ALLSTAR GRW|JSJX|JANE STREET CAPITAL LLC|300
ASG|LIBERTY ALLSTAR GRW|KCGM|VIRTU Americas LLC|500
ASG|LIBERTY ALLSTAR GRW|LEHM|Barclays Capital Inc./Le|1800
ASG|LIBERTY ALLSTAR GRW|LIME|Lime Brokerage LLC|464
ASG|LIBERTY ALLSTAR GRW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ASG|LIBERTY ALLSTAR GRW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
ASG|LIBERTY ALLSTAR GRW|MSCO|MORGAN STANLEY & CO. LLC|67398
ASG|LIBERTY ALLSTAR GRW|MSPL|MORGAN STANLEY & CO. LLC|1500
ASG|LIBERTY ALLSTAR GRW|NBCS|NBC Securities, INC.|5600
ASG|LIBERTY ALLSTAR GRW|NFSC|National Financial Services LLC|260923
ASG|LIBERTY ALLSTAR GRW|NITE|VIRTU Americas LLC|358058
ASG|LIBERTY ALLSTAR GRW|NQRB|Brut, LLC|1200
ASG|LIBERTY ALLSTAR GRW|OPCO|Oppenheimer & Co. Inc.|1713
ASG|LIBERTY ALLSTAR GRW|PDQM|CODA MARKETS, INC.|931
ASG|LIBERTY ALLSTAR GRW|PWJC|UBS Financial Services, Inc.|2412
ASG|LIBERTY ALLSTAR GRW|RBCM|RBC CAPITAL MARKETS, LLC|4404
ASG|LIBERTY ALLSTAR GRW|SALI|INTL FCSTONE FINANCIAL INC.|2812
ASG|LIBERTY ALLSTAR GRW|SBSH|Citigroup Global Markets Inc.|1719
ASG|LIBERTY ALLSTAR GRW|SGMT|GOLDMAN SACHS & CO. LLC|1500
ASG|LIBERTY ALLSTAR GRW|STFL|Stifel, Nicolaus & Company, Incorporated|10278
ASG|LIBERTY ALLSTAR GRW|SWIM|TD Ameritrade, Inc.|6912
ASG|LIBERTY ALLSTAR GRW|SWST|Hilltop Securities Inc.|2499
ASG|LIBERTY ALLSTAR GRW|TKNG|ALLY INVEST SECURITIES LLC|1119
ASG|LIBERTY ALLSTAR GRW|TRBT|Tradebot Systems, Inc.|4239
ASG|LIBERTY ALLSTAR GRW|UBSA|UBS SECURITIES LLC|12977
ASG|LIBERTY ALLSTAR GRW|UBSS|UBS Securities LLC|112603
ASG|LIBERTY ALLSTAR GRW|VALX|VIRTU AMERICAS LLC|331
ASG|LIBERTY ALLSTAR GRW|VGRD|Vanguard Marketing Corporation|17900
ASG|LIBERTY ALLSTAR GRW|WCHV|WELLS FARGO SECURITIES, LLC|94137
ASG|LIBERTY ALLSTAR GRW|WEDB|WEDBUSH SECURITIES INC.|6486
ASG|LIBERTY ALLSTAR GRW|WEED|Weeden & Co.L.P.|10
ASG|LIBERTY ALLSTAR GRW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|596
ASG|LIBERTY ALLSTAR GRW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10330
ASG|LIBERTY ALLSTAR GRW|WGIF|CIBC World Markets Inc.|1001
ASG|LIBERTY ALLSTAR GRW|WSEA|WOLVERINE SECURITIES, LLC|615
ASG|LIBERTY ALLSTAR GRW|XPQR|Jump Trading|400
ASG|LIBERTY ALLSTAR GRW|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
ASG|LIBERTY ALLSTAR GRW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21187
ASGN|ASGN INCORPORATED|ALTX|Alternet Securities Inc.|471
ASGN|ASGN INCORPORATED|ANOS|ABEL/NOSER, L.L.C.|150
ASGN|ASGN INCORPORATED|APCC|Apex Clearing Corporation|143
ASGN|ASGN INCORPORATED|BARD|Robert W. Baird & Co. Incorporated|1035
ASGN|ASGN INCORPORATED|BATM|CBOE TRADING, INC.|1499
ASGN|ASGN INCORPORATED|BERN|Sanford C. Bernstein & Co., LLC|13308
ASGN|ASGN INCORPORATED|BIAD|SAGETRADER, LLC|1
ASGN|ASGN INCORPORATED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1784
ASGN|ASGN INCORPORATED|BLKX|INSTINET, LLC|10000
ASGN|ASGN INCORPORATED|BNPX|BNP PARIBAS SECURITIES CORP.|73981
ASGN|ASGN INCORPORATED|BRVL|BLAYLOCK VAN, LLC|100
ASGN|ASGN INCORPORATED|BTIG|BTIG, LLC|510
ASGN|ASGN INCORPORATED|BYXM|CBOE TRADING, INC.|151
ASGN|ASGN INCORPORATED|BZYD|GOLDMAN SACHS & CO. LLC|726
ASGN|ASGN INCORPORATED|CAMC|Cambria Capital, LLC|100
ASGN|ASGN INCORPORATED|CANT|Cantor Fitzgerald & Co.|2215
ASGN|ASGN INCORPORATED|CHAS|Charles Schwab & Co., Inc.|494
ASGN|ASGN INCORPORATED|CIST|Capital Institutional Services, Inc.|524
ASGN|ASGN INCORPORATED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59763
ASGN|ASGN INCORPORATED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
ASGN|ASGN INCORPORATED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|136
ASGN|ASGN INCORPORATED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|87124
ASGN|ASGN INCORPORATED|CTDL|Citadel Derivatives Group Llc|8985
ASGN|ASGN INCORPORATED|CXCX|CITIGROUP GLOBAL MARKETS INC.|4838
ASGN|ASGN INCORPORATED|DBAB|Deutsche Bank Securities Inc.|63650
ASGN|ASGN INCORPORATED|DBAX|Deutsche Bank Securities Inc.|42500
ASGN|ASGN INCORPORATED|DBUL|Deutsche Bank Securities Inc.|300
ASGN|ASGN INCORPORATED|DEAN|MORGAN STANLEY|4326
ASGN|ASGN INCORPORATED|DEGS|RONIN PROFESSIONAL LLC|100
ASGN|ASGN INCORPORATED|EBXL|EBX LLC|37500
ASGN|ASGN INCORPORATED|ECUT|CONVERGEX EXECUTION SOLUTIONS|7211
ASGN|ASGN INCORPORATED|EDJO|Edward D. Jones & Co., L.P.|375
ASGN|ASGN INCORPORATED|EGAM|CBOE TRADING, INC.|3262
ASGN|ASGN INCORPORATED|EGAW|CBOE TRADING, INC.|71
ASGN|ASGN INCORPORATED|EGMT|EG MARKET TECHNOLOGIES LLC|100
ASGN|ASGN INCORPORATED|EGXM|CBOE TRADING, INC.|307
ASGN|ASGN INCORPORATED|ELEV|ELEVATION, LLC|4440
ASGN|ASGN INCORPORATED|ETBE|Electronic Transaction Clearing, Inc.|3322
ASGN|ASGN INCORPORATED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13376
ASGN|ASGN INCORPORATED|ETRS|E*Trade Securities LLC|12632
ASGN|ASGN INCORPORATED|FILL|Tradestation Securities, Inc.|386
ASGN|ASGN INCORPORATED|FMAF|NBCN Inc./ CDS|6400
ASGN|ASGN INCORPORATED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1277
ASGN|ASGN INCORPORATED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68274
ASGN|ASGN INCORPORATED|FTBR|Foliofn Investments, Inc.|6641
ASGN|ASGN INCORPORATED|GLPX|ACS EXECUTION SERVICES, LLC|5822
ASGN|ASGN INCORPORATED|GSCO|GOLDMAN SACHS & CO. LLC|220660
ASGN|ASGN INCORPORATED|GSCS|GOLDMAN SACHS & CO. LLC|2236
ASGN|ASGN INCORPORATED|GSLT|GOLDMAN SACHS & CO. LLC|308
ASGN|ASGN INCORPORATED|GTSZ|GTS SECURITIES LLC|25346
ASGN|ASGN INCORPORATED|HPPX|POTAMUS TRADING, LLC|276
ASGN|ASGN INCORPORATED|HRBF|American Enterprise Investment Services Inc.|226
ASGN|ASGN INCORPORATED|IATS|INTERACTIVE BROKERS LLC|3945
ASGN|ASGN INCORPORATED|IBKR|Interactive Brokers Llc|3309
ASGN|ASGN INCORPORATED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|248
ASGN|ASGN INCORPORATED|ICBX|INSTINET, LLC|10850
ASGN|ASGN INCORPORATED|IEQY|CITADEL SECURITIES LLC|14829
ASGN|ASGN INCORPORATED|INCA|INSTINET, LLC|68338
ASGN|ASGN INCORPORATED|INJX|INSTINET, LLC|500
ASGN|ASGN INCORPORATED|ITGI|ITG Inc.|27880
ASGN|ASGN INCORPORATED|ITGP|ITG INC.|19400
ASGN|ASGN INCORPORATED|JANY|Janney Montgomery Scott Inc.|14807
ASGN|ASGN INCORPORATED|JEFF|JEFFERIES LLC|2891
ASGN|ASGN INCORPORATED|JMPT|JUMP TRADING, LLC|13436
ASGN|ASGN INCORPORATED|JONE|JonesTrading|2000
ASGN|ASGN INCORPORATED|JPBX|J.P. MORGAN SECURITIES LLC|3238
ASGN|ASGN INCORPORATED|JPMX|J.P. Morgan Securities LLC|110694
ASGN|ASGN INCORPORATED|JSJX|JANE STREET CAPITAL LLC|1663
ASGN|ASGN INCORPORATED|KCGM|VIRTU Americas LLC|11200
ASGN|ASGN INCORPORATED|LEHM|Barclays Capital Inc./Le|52244
ASGN|ASGN INCORPORATED|LIME|Lime Brokerage LLC|4647
ASGN|ASGN INCORPORATED|LOOP|Loop Capital Markets LLC|185
ASGN|ASGN INCORPORATED|LQNA|LIQUIDNET, INC.|9100
ASGN|ASGN INCORPORATED|LSCI|Lek Securities Corporation|3
ASGN|ASGN INCORPORATED|MACC|Mid Atlantic Capital Corporation|500
ASGN|ASGN INCORPORATED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19500
ASGN|ASGN INCORPORATED|MOTF|MOTIF INVESTING, INC.|7
ASGN|ASGN INCORPORATED|MSCO|MORGAN STANLEY & CO. LLC|755259
ASGN|ASGN INCORPORATED|MSPL|MORGAN STANLEY & CO. LLC|138300
ASGN|ASGN INCORPORATED|MSTX|MORGAN STANLEY & CO. LLC|9700
ASGN|ASGN INCORPORATED|NFSC|National Financial Services LLC|25596
ASGN|ASGN INCORPORATED|NITE|VIRTU Americas LLC|104696
ASGN|ASGN INCORPORATED|NQRB|Brut, LLC|1102
ASGN|ASGN INCORPORATED|NTRC|Northern Trust Securities, Inc.|1304
ASGN|ASGN INCORPORATED|OPCO|Oppenheimer & Co. Inc.|100
ASGN|ASGN INCORPORATED|PDQM|CODA MARKETS, INC.|14727
ASGN|ASGN INCORPORATED|PHLY|NASDAQ Execution Services, LLC|400
ASGN|ASGN INCORPORATED|PIPR|Piper Jaffray & Co.|50
ASGN|ASGN INCORPORATED|PWJC|UBS Financial Services, Inc.|7180
ASGN|ASGN INCORPORATED|QMSR|QUATTRO M SECURITIES INC.|224
ASGN|ASGN INCORPORATED|RBCM|RBC CAPITAL MARKETS, LLC|1096
ASGN|ASGN INCORPORATED|RHCO|Suntrust Robinson Humphrey, Inc.|43059
ASGN|ASGN INCORPORATED|SAGL|SAGETRADER, LLC|400
ASGN|ASGN INCORPORATED|SAGW|SAGETRADER, LLC|29
ASGN|ASGN INCORPORATED|SBSH|Citigroup Global Markets Inc.|32458
ASGN|ASGN INCORPORATED|SGMT|GOLDMAN SACHS & CO. LLC|29937
ASGN|ASGN INCORPORATED|SPDR|SPEEDROUTE LLC|251
ASGN|ASGN INCORPORATED|STFL|Stifel, Nicolaus & Company, Incorporated|311
ASGN|ASGN INCORPORATED|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4072
ASGN|ASGN INCORPORATED|SWIM|TD Ameritrade, Inc.|3799
ASGN|ASGN INCORPORATED|SWST|Hilltop Securities Inc.|7
ASGN|ASGN INCORPORATED|TKNG|ALLY INVEST SECURITIES LLC|560
ASGN|ASGN INCORPORATED|TRBT|Tradebot Systems, Inc.|34028
ASGN|ASGN INCORPORATED|TRCM|TRC MARKETS LLC|12202
ASGN|ASGN INCORPORATED|UBSA|UBS SECURITIES LLC|148538
ASGN|ASGN INCORPORATED|UBSS|UBS Securities LLC|231314
ASGN|ASGN INCORPORATED|VALX|VIRTU AMERICAS LLC|4874
ASGN|ASGN INCORPORATED|VGRD|Vanguard Marketing Corporation|800
ASGN|ASGN INCORPORATED|WBPX|SUMMIT SECURITIES GROUP, LLC|335
ASGN|ASGN INCORPORATED|WCHV|WELLS FARGO SECURITIES, LLC|22319
ASGN|ASGN INCORPORATED|WDNX|WEEDEN & CO.L.P.|148
ASGN|ASGN INCORPORATED|WEDB|WEDBUSH SECURITIES INC.|216
ASGN|ASGN INCORPORATED|WEED|Weeden & Co.L.P.|748
ASGN|ASGN INCORPORATED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|53
ASGN|ASGN INCORPORATED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4198
ASGN|ASGN INCORPORATED|WLTH|WEALTHFRONT BROKERAGE CORPORATION|69
ASGN|ASGN INCORPORATED|WSEA|WOLVERINE SECURITIES, LLC|571
ASGN|ASGN INCORPORATED|XIST|INSTINET, LLC|10400
ASGN|ASGN INCORPORATED|XPQR|Jump Trading|130
ASGN|ASGN INCORPORATED|XSTM|NATIONAL FINANCIAL SERVICES LLC|3686
ASGN|ASGN INCORPORATED|YKNA|COMHAR CAPITAL MARKETS, LLC|1510
ASGN|ASGN INCORPORATED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|770
ASH|ASHLAND GLOBAL|ABLE|NATIXIS Securities Americas LLC|223800
ASH|ASHLAND GLOBAL|AGIS|Aegis Capital Corp.|300
ASH|ASHLAND GLOBAL|ALTX|Alternet Securities Inc.|6245
ASH|ASHLAND GLOBAL|APCC|Apex Clearing Corporation|23
ASH|ASHLAND GLOBAL|BARD|Robert W. Baird & Co. Incorporated|32
ASH|ASHLAND GLOBAL|BATM|CBOE TRADING, INC.|13858
ASH|ASHLAND GLOBAL|BBNT|BB&T SECURITIES, LLC|2
ASH|ASHLAND GLOBAL|BERN|Sanford C. Bernstein & Co., LLC|12493
ASH|ASHLAND GLOBAL|BIDS|BIDS TRADING L.P.|600
ASH|ASHLAND GLOBAL|BIMI|Banca IMI Securities Corp.|3622
ASH|ASHLAND GLOBAL|BKCM|BNY Mellon Capital Markets LLC|13774
ASH|ASHLAND GLOBAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6464
ASH|ASHLAND GLOBAL|BNPX|BNP PARIBAS SECURITIES CORP.|1949
ASH|ASHLAND GLOBAL|BRVL|BLAYLOCK VAN, LLC|200
ASH|ASHLAND GLOBAL|BTIG|BTIG, LLC|963
ASH|ASHLAND GLOBAL|BYXM|CBOE TRADING, INC.|1208
ASH|ASHLAND GLOBAL|BZYD|GOLDMAN SACHS & CO. LLC|867
ASH|ASHLAND GLOBAL|CANT|Cantor Fitzgerald & Co.|2901
ASH|ASHLAND GLOBAL|CHAS|Charles Schwab & Co., Inc.|2260
ASH|ASHLAND GLOBAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88099
ASH|ASHLAND GLOBAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6329
ASH|ASHLAND GLOBAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1680
ASH|ASHLAND GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|172957
ASH|ASHLAND GLOBAL|CTDL|Citadel Derivatives Group Llc|1740
ASH|ASHLAND GLOBAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|18596
ASH|ASHLAND GLOBAL|DAVA|Davenport & Company LLC|100
ASH|ASHLAND GLOBAL|DBAB|Deutsche Bank Securities Inc.|171152
ASH|ASHLAND GLOBAL|DBAX|Deutsche Bank Securities Inc.|129300
ASH|ASHLAND GLOBAL|DCHF|Dart Executions, LLC|2063
ASH|ASHLAND GLOBAL|DEAN|MORGAN STANLEY|668
ASH|ASHLAND GLOBAL|DEGS|RONIN PROFESSIONAL LLC|100
ASH|ASHLAND GLOBAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|636
ASH|ASHLAND GLOBAL|EBXL|EBX LLC|116100
ASH|ASHLAND GLOBAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|14555
ASH|ASHLAND GLOBAL|EDJO|Edward D. Jones & Co., L.P.|1412
ASH|ASHLAND GLOBAL|EGAM|CBOE TRADING, INC.|9107
ASH|ASHLAND GLOBAL|EGAW|CBOE TRADING, INC.|25
ASH|ASHLAND GLOBAL|EGMT|EG MARKET TECHNOLOGIES LLC|254
ASH|ASHLAND GLOBAL|EGXM|CBOE TRADING, INC.|3598
ASH|ASHLAND GLOBAL|EGXW|CBOE TRADING, INC.|1
ASH|ASHLAND GLOBAL|ELEV|ELEVATION, LLC|700
ASH|ASHLAND GLOBAL|ETBE|Electronic Transaction Clearing, Inc.|11882
ASH|ASHLAND GLOBAL|ETCC|Electronic Transaction Clearing, Inc.|301
ASH|ASHLAND GLOBAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17431
ASH|ASHLAND GLOBAL|ETRS|E*Trade Securities LLC|7851
ASH|ASHLAND GLOBAL|FBSB|U.S. Bancorp Investments, Inc.|2
ASH|ASHLAND GLOBAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4694
ASH|ASHLAND GLOBAL|FQLS|Quantlab Securities LP|150407
ASH|ASHLAND GLOBAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60579
ASH|ASHLAND GLOBAL|FTBR|Foliofn Investments, Inc.|141
ASH|ASHLAND GLOBAL|GEBB|GLOBAL EXECUTION BROKERS, LP|10268
ASH|ASHLAND GLOBAL|GLPX|ACS EXECUTION SERVICES, LLC|31646
ASH|ASHLAND GLOBAL|GSCO|GOLDMAN SACHS & CO. LLC|554221
ASH|ASHLAND GLOBAL|GSCS|GOLDMAN SACHS & CO. LLC|67815
ASH|ASHLAND GLOBAL|GSLT|GOLDMAN SACHS & CO. LLC|4130
ASH|ASHLAND GLOBAL|GTSZ|GTS SECURITIES LLC|89727
ASH|ASHLAND GLOBAL|HAPX|HAP Trading, LLC|96
ASH|ASHLAND GLOBAL|HRBF|American Enterprise Investment Services Inc.|372
ASH|ASHLAND GLOBAL|IATS|INTERACTIVE BROKERS LLC|4683
ASH|ASHLAND GLOBAL|IBKR|Interactive Brokers Llc|7822
ASH|ASHLAND GLOBAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|161
ASH|ASHLAND GLOBAL|ICBX|INSTINET, LLC|32006
ASH|ASHLAND GLOBAL|IEQY|CITADEL SECURITIES LLC|42230
ASH|ASHLAND GLOBAL|INCA|INSTINET, LLC|258208
ASH|ASHLAND GLOBAL|INJX|INSTINET, LLC|10120
ASH|ASHLAND GLOBAL|ITGI|ITG Inc.|24320
ASH|ASHLAND GLOBAL|ITGP|ITG INC.|51000
ASH|ASHLAND GLOBAL|JANY|Janney Montgomery Scott Inc.|104
ASH|ASHLAND GLOBAL|JEFF|JEFFERIES LLC|100063
ASH|ASHLAND GLOBAL|JMPT|JUMP TRADING, LLC|35671
ASH|ASHLAND GLOBAL|JPBX|J.P. MORGAN SECURITIES LLC|41264
ASH|ASHLAND GLOBAL|JPMX|J.P. Morgan Securities LLC|159945
ASH|ASHLAND GLOBAL|JSJX|JANE STREET CAPITAL LLC|7961
ASH|ASHLAND GLOBAL|KCGM|VIRTU Americas LLC|18748
ASH|ASHLAND GLOBAL|KEYB|KEYBANC CAPITAL MARKETS INC.|14428
ASH|ASHLAND GLOBAL|LEHM|Barclays Capital Inc./Le|270900
ASH|ASHLAND GLOBAL|LIME|Lime Brokerage LLC|8640
ASH|ASHLAND GLOBAL|LSCI|Lek Securities Corporation|58
ASH|ASHLAND GLOBAL|MAXM|Maxim Group LLC|3881
ASH|ASHLAND GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76254
ASH|ASHLAND GLOBAL|MOTF|MOTIF INVESTING, INC.|1
ASH|ASHLAND GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|667282
ASH|ASHLAND GLOBAL|MSPL|MORGAN STANLEY & CO. LLC|179900
ASH|ASHLAND GLOBAL|MSTX|MORGAN STANLEY & CO. LLC|41000
ASH|ASHLAND GLOBAL|MULL|MARK J. MULLER EQUITIES, INC.|400
ASH|ASHLAND GLOBAL|NEUB|NEUBERGER BERMAN BD LLC|4518
ASH|ASHLAND GLOBAL|NFSC|National Financial Services LLC|36714
ASH|ASHLAND GLOBAL|NITE|VIRTU Americas LLC|98578
ASH|ASHLAND GLOBAL|NITP|VIRTU Americas LLC|610
ASH|ASHLAND GLOBAL|NMRA|Nomura Securities International, Inc.|500
ASH|ASHLAND GLOBAL|NQRB|Brut, LLC|1727
ASH|ASHLAND GLOBAL|OHOS|TWO SIGMA SECURITIES, LLC|800
ASH|ASHLAND GLOBAL|OPCO|Oppenheimer & Co. Inc.|971
ASH|ASHLAND GLOBAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|670
ASH|ASHLAND GLOBAL|PDQM|CODA MARKETS, INC.|85484
ASH|ASHLAND GLOBAL|PWJC|UBS Financial Services, Inc.|1900
ASH|ASHLAND GLOBAL|QMSR|QUATTRO M SECURITIES INC.|1600
ASH|ASHLAND GLOBAL|RBCM|RBC CAPITAL MARKETS, LLC|93
ASH|ASHLAND GLOBAL|RHCO|Suntrust Robinson Humphrey, Inc.|2000
ASH|ASHLAND GLOBAL|SAGL|SAGETRADER, LLC|12474
ASH|ASHLAND GLOBAL|SAGW|SAGETRADER, LLC|2
ASH|ASHLAND GLOBAL|SBSH|Citigroup Global Markets Inc.|20938
ASH|ASHLAND GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|67025
ASH|ASHLAND GLOBAL|SPDR|SPEEDROUTE LLC|17310
ASH|ASHLAND GLOBAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
ASH|ASHLAND GLOBAL|STFL|Stifel, Nicolaus & Company, Incorporated|173
ASH|ASHLAND GLOBAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5264
ASH|ASHLAND GLOBAL|SWIM|TD Ameritrade, Inc.|62
ASH|ASHLAND GLOBAL|TKNG|ALLY INVEST SECURITIES LLC|25
ASH|ASHLAND GLOBAL|TRBT|Tradebot Systems, Inc.|117695
ASH|ASHLAND GLOBAL|TRCM|TRC MARKETS LLC|117729
ASH|ASHLAND GLOBAL|UBSA|UBS SECURITIES LLC|309164
ASH|ASHLAND GLOBAL|UBSS|UBS Securities LLC|518247
ASH|ASHLAND GLOBAL|VALX|VIRTU AMERICAS LLC|8382
ASH|ASHLAND GLOBAL|VGRD|Vanguard Marketing Corporation|1292
ASH|ASHLAND GLOBAL|WBPX|SUMMIT SECURITIES GROUP, LLC|922
ASH|ASHLAND GLOBAL|WCHV|WELLS FARGO SECURITIES, LLC|11842
ASH|ASHLAND GLOBAL|WEDB|WEDBUSH SECURITIES INC.|742
ASH|ASHLAND GLOBAL|WEED|Weeden & Co.L.P.|300
ASH|ASHLAND GLOBAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19153
ASH|ASHLAND GLOBAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35038
ASH|ASHLAND GLOBAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|91
ASH|ASHLAND GLOBAL|WOLF|Wolfe Trahan Securities|400
ASH|ASHLAND GLOBAL|WSEA|WOLVERINE SECURITIES, LLC|995
ASH|ASHLAND GLOBAL|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|320
ASH|ASHLAND GLOBAL|XIST|INSTINET, LLC|34442
ASH|ASHLAND GLOBAL|XPQR|Jump Trading|3607
ASH|ASHLAND GLOBAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|4292
ASH|ASHLAND GLOBAL|YKNA|COMHAR CAPITAL MARKETS, LLC|1585
ASH|ASHLAND GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|556
ASHR|XTRACKERS HARVEST CS|ADAM|CANACCORD GENUITY INC.|449
ASHR|XTRACKERS HARVEST CS|ALTX|Alternet Securities Inc.|4000
ASHR|XTRACKERS HARVEST CS|APCC|Apex Clearing Corporation|25659
ASHR|XTRACKERS HARVEST CS|BARD|Robert W. Baird & Co. Incorporated|1500
ASHR|XTRACKERS HARVEST CS|BATM|CBOE TRADING, INC.|11839
ASHR|XTRACKERS HARVEST CS|BERN|Sanford C. Bernstein & Co., LLC|9500
ASHR|XTRACKERS HARVEST CS|BIDS|BIDS TRADING L.P.|100
ASHR|XTRACKERS HARVEST CS|BKCM|BNY Mellon Capital Markets LLC|3295
ASHR|XTRACKERS HARVEST CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20977
ASHR|XTRACKERS HARVEST CS|BNPX|BNP PARIBAS SECURITIES CORP.|207000
ASHR|XTRACKERS HARVEST CS|BYXM|CBOE TRADING, INC.|1110
ASHR|XTRACKERS HARVEST CS|CANT|Cantor Fitzgerald & Co.|39049
ASHR|XTRACKERS HARVEST CS|CHAS|Charles Schwab & Co., Inc.|5259
ASHR|XTRACKERS HARVEST CS|CICF|Canaccord Genuity Corp.|886
ASHR|XTRACKERS HARVEST CS|CLSA|CLSA AMERICAS, LLC|6500
ASHR|XTRACKERS HARVEST CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19537
ASHR|XTRACKERS HARVEST CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ASHR|XTRACKERS HARVEST CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4200
ASHR|XTRACKERS HARVEST CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|563242
ASHR|XTRACKERS HARVEST CS|CSIN|Citadel Securities Institutional LLC|268050
ASHR|XTRACKERS HARVEST CS|CTDL|Citadel Derivatives Group Llc|371896
ASHR|XTRACKERS HARVEST CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|51244
ASHR|XTRACKERS HARVEST CS|DBAB|Deutsche Bank Securities Inc.|202
ASHR|XTRACKERS HARVEST CS|DBAX|Deutsche Bank Securities Inc.|249000
ASHR|XTRACKERS HARVEST CS|DCHF|Dart Executions, LLC|18416
ASHR|XTRACKERS HARVEST CS|DEAN|MORGAN STANLEY|68319
ASHR|XTRACKERS HARVEST CS|DEGS|RONIN PROFESSIONAL LLC|450
ASHR|XTRACKERS HARVEST CS|EBXL|EBX LLC|379400
ASHR|XTRACKERS HARVEST CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|8064
ASHR|XTRACKERS HARVEST CS|EGAM|CBOE TRADING, INC.|15763
ASHR|XTRACKERS HARVEST CS|EGAW|CBOE TRADING, INC.|100
ASHR|XTRACKERS HARVEST CS|EGXM|CBOE TRADING, INC.|9040
ASHR|XTRACKERS HARVEST CS|EGXW|CBOE TRADING, INC.|400
ASHR|XTRACKERS HARVEST CS|ETBE|Electronic Transaction Clearing, Inc.|22550
ASHR|XTRACKERS HARVEST CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25592
ASHR|XTRACKERS HARVEST CS|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|23650
ASHR|XTRACKERS HARVEST CS|ETRS|E*Trade Securities LLC|262910
ASHR|XTRACKERS HARVEST CS|FCST|INTL FCSTONE FINANCIAL INC.|9535
ASHR|XTRACKERS HARVEST CS|FIDT|Fidelity Clearing Canada ULC./ CDS|10159
ASHR|XTRACKERS HARVEST CS|FILL|Tradestation Securities, Inc.|3096
ASHR|XTRACKERS HARVEST CS|FLTU|FLOW TRADERS US LLC|153203
ASHR|XTRACKERS HARVEST CS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|153203
ASHR|XTRACKERS HARVEST CS|FMAF|NBCN Inc./ CDS|14724
ASHR|XTRACKERS HARVEST CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62170
ASHR|XTRACKERS HARVEST CS|FTBR|Foliofn Investments, Inc.|6342
ASHR|XTRACKERS HARVEST CS|GEBB|GLOBAL EXECUTION BROKERS, LP|50250
ASHR|XTRACKERS HARVEST CS|GLIS|TD Securities Inc|2001
ASHR|XTRACKERS HARVEST CS|GLPX|ACS EXECUTION SERVICES, LLC|80974
ASHR|XTRACKERS HARVEST CS|GSCO|GOLDMAN SACHS & CO. LLC|1785589
ASHR|XTRACKERS HARVEST CS|GSCS|GOLDMAN SACHS & CO. LLC|25546
ASHR|XTRACKERS HARVEST CS|GSLT|GOLDMAN SACHS & CO. LLC|96552
ASHR|XTRACKERS HARVEST CS|GTSZ|GTS SECURITIES LLC|43746
ASHR|XTRACKERS HARVEST CS|HAPX|HAP Trading, LLC|1394
ASHR|XTRACKERS HARVEST CS|HRBF|American Enterprise Investment Services Inc.|980
ASHR|XTRACKERS HARVEST CS|HSBC|HSBC Securities, Inc.|450
ASHR|XTRACKERS HARVEST CS|IATS|INTERACTIVE BROKERS LLC|104887
ASHR|XTRACKERS HARVEST CS|IBKR|Interactive Brokers Llc|414891
ASHR|XTRACKERS HARVEST CS|ICBX|INSTINET, LLC|598239
ASHR|XTRACKERS HARVEST CS|INCA|INSTINET, LLC|293374
ASHR|XTRACKERS HARVEST CS|INJX|INSTINET, LLC|2959
ASHR|XTRACKERS HARVEST CS|ITGI|ITG Inc.|83054
ASHR|XTRACKERS HARVEST CS|ITGP|ITG INC.|140000
ASHR|XTRACKERS HARVEST CS|JANY|Janney Montgomery Scott Inc.|1000
ASHR|XTRACKERS HARVEST CS|JEFF|JEFFERIES LLC|38844
ASHR|XTRACKERS HARVEST CS|JMPT|JUMP TRADING, LLC|33144
ASHR|XTRACKERS HARVEST CS|JONE|JonesTrading|16400
ASHR|XTRACKERS HARVEST CS|JPMX|J.P. Morgan Securities LLC|376810
ASHR|XTRACKERS HARVEST CS|JSEB|JANE STREET EXECUTION SERVICES, LLC|555111
ASHR|XTRACKERS HARVEST CS|JSJX|JANE STREET CAPITAL LLC|603033
ASHR|XTRACKERS HARVEST CS|KCGM|VIRTU Americas LLC|239877
ASHR|XTRACKERS HARVEST CS|LEHM|Barclays Capital Inc./Le|734458
ASHR|XTRACKERS HARVEST CS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3537
ASHR|XTRACKERS HARVEST CS|LIME|Lime Brokerage LLC|214438
ASHR|XTRACKERS HARVEST CS|LSCI|Lek Securities Corporation|10312
ASHR|XTRACKERS HARVEST CS|MACC|Mid Atlantic Capital Corporation|1284
ASHR|XTRACKERS HARVEST CS|MCMF|Raymond James Ltd. Cds|84
ASHR|XTRACKERS HARVEST CS|MIRA|MIRAE ASSET SECURITIES (USA) INC.|25292
ASHR|XTRACKERS HARVEST CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|360490
ASHR|XTRACKERS HARVEST CS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|19874
ASHR|XTRACKERS HARVEST CS|MPSG|E D & F Man Capital Markets Inc.|3658
ASHR|XTRACKERS HARVEST CS|MSCO|MORGAN STANLEY & CO. LLC|788708
ASHR|XTRACKERS HARVEST CS|MSPL|MORGAN STANLEY & CO. LLC|157300
ASHR|XTRACKERS HARVEST CS|MSTX|MORGAN STANLEY & CO. LLC|2700
ASHR|XTRACKERS HARVEST CS|NFSC|National Financial Services LLC|935252
ASHR|XTRACKERS HARVEST CS|NITE|VIRTU Americas LLC|806515
ASHR|XTRACKERS HARVEST CS|NITP|VIRTU Americas LLC|8175
ASHR|XTRACKERS HARVEST CS|NQRB|Brut, LLC|9100
ASHR|XTRACKERS HARVEST CS|NTBF|BMO Nesbitt Burns Inc./CDS|1660
ASHR|XTRACKERS HARVEST CS|OLDM|OLD MISSION CAPITAL, LLC|206654
ASHR|XTRACKERS HARVEST CS|OPCO|Oppenheimer & Co. Inc.|7528
ASHR|XTRACKERS HARVEST CS|PCPT|PHILLIP CAPITAL INC.|202
ASHR|XTRACKERS HARVEST CS|PDQM|CODA MARKETS, INC.|144637
ASHR|XTRACKERS HARVEST CS|PICT|Pictet Overseas Inc.|1000
ASHR|XTRACKERS HARVEST CS|QMSR|QUATTRO M SECURITIES INC.|17854
ASHR|XTRACKERS HARVEST CS|RBCM|RBC CAPITAL MARKETS, LLC|2447
ASHR|XTRACKERS HARVEST CS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|57200
ASHR|XTRACKERS HARVEST CS|SAGL|SAGETRADER, LLC|105034
ASHR|XTRACKERS HARVEST CS|SBSH|Citigroup Global Markets Inc.|324846
ASHR|XTRACKERS HARVEST CS|SGMT|GOLDMAN SACHS & CO. LLC|292519
ASHR|XTRACKERS HARVEST CS|SPDR|SPEEDROUTE LLC|13303
ASHR|XTRACKERS HARVEST CS|SPHN|Stephens Inc.|13
ASHR|XTRACKERS HARVEST CS|SWIM|TD Ameritrade, Inc.|59062
ASHR|XTRACKERS HARVEST CS|SWST|Hilltop Securities Inc.|210
ASHR|XTRACKERS HARVEST CS|TKNG|ALLY INVEST SECURITIES LLC|853
ASHR|XTRACKERS HARVEST CS|TRBT|Tradebot Systems, Inc.|229442
ASHR|XTRACKERS HARVEST CS|TRCM|TRC MARKETS LLC|131297
ASHR|XTRACKERS HARVEST CS|TWTT|TASTYWORKS, INC.|2108
ASHR|XTRACKERS HARVEST CS|UBSA|UBS SECURITIES LLC|806202
ASHR|XTRACKERS HARVEST CS|UBSS|UBS Securities LLC|380406
ASHR|XTRACKERS HARVEST CS|VALX|VIRTU AMERICAS LLC|12805
ASHR|XTRACKERS HARVEST CS|VERT|The Vertical Trading Group, LLC|85377
ASHR|XTRACKERS HARVEST CS|VGRD|Vanguard Marketing Corporation|50139
ASHR|XTRACKERS HARVEST CS|WBET|Wallachbeth Capital LLC|190800
ASHR|XTRACKERS HARVEST CS|WCHV|WELLS FARGO SECURITIES, LLC|88624
ASHR|XTRACKERS HARVEST CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23317
ASHR|XTRACKERS HARVEST CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|62792
ASHR|XTRACKERS HARVEST CS|WGIF|CIBC World Markets Inc.|19053
ASHR|XTRACKERS HARVEST CS|WSEA|WOLVERINE SECURITIES, LLC|6717
ASHR|XTRACKERS HARVEST CS|XPUS|XP SECURITIES, LLC|1994307
ASHR|XTRACKERS HARVEST CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|30314
ASHR|XTRACKERS HARVEST CS|YKNA|COMHAR CAPITAL MARKETS, LLC|3100
ASHR|XTRACKERS HARVEST CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14560
ASHS|XTRACKERS HARVEST CS|APCC|Apex Clearing Corporation|1282
ASHS|XTRACKERS HARVEST CS|BATM|CBOE TRADING, INC.|2355
ASHS|XTRACKERS HARVEST CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|583
ASHS|XTRACKERS HARVEST CS|CTDL|Citadel Derivatives Group Llc|100
ASHS|XTRACKERS HARVEST CS|CTLR|CUTLER GROUP, LP|47
ASHS|XTRACKERS HARVEST CS|DBAX|Deutsche Bank Securities Inc.|300
ASHS|XTRACKERS HARVEST CS|EBXL|EBX LLC|700
ASHS|XTRACKERS HARVEST CS|ETRS|E*Trade Securities LLC|2743
ASHS|XTRACKERS HARVEST CS|FILL|Tradestation Securities, Inc.|15
ASHS|XTRACKERS HARVEST CS|FTBR|Foliofn Investments, Inc.|132
ASHS|XTRACKERS HARVEST CS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ASHS|XTRACKERS HARVEST CS|GLIS|TD Securities Inc|99
ASHS|XTRACKERS HARVEST CS|GLPX|ACS EXECUTION SERVICES, LLC|100
ASHS|XTRACKERS HARVEST CS|GSLT|GOLDMAN SACHS & CO. LLC|200
ASHS|XTRACKERS HARVEST CS|IATS|INTERACTIVE BROKERS LLC|2552
ASHS|XTRACKERS HARVEST CS|IBKR|Interactive Brokers Llc|20151
ASHS|XTRACKERS HARVEST CS|INCA|INSTINET, LLC|49
ASHS|XTRACKERS HARVEST CS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1600
ASHS|XTRACKERS HARVEST CS|JSJX|JANE STREET CAPITAL LLC|46220
ASHS|XTRACKERS HARVEST CS|KCGM|VIRTU Americas LLC|25
ASHS|XTRACKERS HARVEST CS|LEHM|Barclays Capital Inc./Le|400
ASHS|XTRACKERS HARVEST CS|LIME|Lime Brokerage LLC|3951
ASHS|XTRACKERS HARVEST CS|LSCI|Lek Securities Corporation|5
ASHS|XTRACKERS HARVEST CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ASHS|XTRACKERS HARVEST CS|MSCO|MORGAN STANLEY & CO. LLC|656
ASHS|XTRACKERS HARVEST CS|NFSC|National Financial Services LLC|24048
ASHS|XTRACKERS HARVEST CS|NITE|VIRTU Americas LLC|24227
ASHS|XTRACKERS HARVEST CS|OLDM|OLD MISSION CAPITAL, LLC|200
ASHS|XTRACKERS HARVEST CS|PDQM|CODA MARKETS, INC.|200
ASHS|XTRACKERS HARVEST CS|SGMT|GOLDMAN SACHS & CO. LLC|255
ASHS|XTRACKERS HARVEST CS|SWIM|TD Ameritrade, Inc.|1407
ASHS|XTRACKERS HARVEST CS|TRCM|TRC MARKETS LLC|300
ASHS|XTRACKERS HARVEST CS|UBSA|UBS SECURITIES LLC|3241
ASHS|XTRACKERS HARVEST CS|UBSS|UBS Securities LLC|2291
ASHS|XTRACKERS HARVEST CS|VGRD|Vanguard Marketing Corporation|5080
ASHS|XTRACKERS HARVEST CS|WCHV|WELLS FARGO SECURITIES, LLC|581
ASHS|XTRACKERS HARVEST CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|325
ASHS|XTRACKERS HARVEST CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1504
ASHS|XTRACKERS HARVEST CS|WSEA|WOLVERINE SECURITIES, LLC|318
ASHX|XTRACKERS MSCI CHINA|CANT|Cantor Fitzgerald & Co.|7674
ASHX|XTRACKERS MSCI CHINA|ETRS|E*Trade Securities LLC|32
ASHX|XTRACKERS MSCI CHINA|IBKR|Interactive Brokers Llc|149
ASHX|XTRACKERS MSCI CHINA|ITGP|ITG INC.|200
ASHX|XTRACKERS MSCI CHINA|JSEB|JANE STREET EXECUTION SERVICES, LLC|502
ASHX|XTRACKERS MSCI CHINA|JSJX|JANE STREET CAPITAL LLC|470
ASHX|XTRACKERS MSCI CHINA|KCGM|VIRTU Americas LLC|227
ASHX|XTRACKERS MSCI CHINA|LIME|Lime Brokerage LLC|300
ASHX|XTRACKERS MSCI CHINA|MSCO|MORGAN STANLEY & CO. LLC|100
ASHX|XTRACKERS MSCI CHINA|NFSC|National Financial Services LLC|488
ASHX|XTRACKERS MSCI CHINA|NITE|VIRTU Americas LLC|770
ASHX|XTRACKERS MSCI CHINA|NTBF|BMO Nesbitt Burns Inc./CDS|35
ASHX|XTRACKERS MSCI CHINA|UBSA|UBS SECURITIES LLC|400
ASHX|XTRACKERS MSCI CHINA|UBSS|UBS Securities LLC|1225
ASHX|XTRACKERS MSCI CHINA|VGRD|Vanguard Marketing Corporation|23
ASHX|XTRACKERS MSCI CHINA|WGIF|CIBC World Markets Inc.|300
ASHX|XTRACKERS MSCI CHINA|WSEA|WOLVERINE SECURITIES, LLC|3
ASIX|ADVANSIX INC.|ALTX|Alternet Securities Inc.|2880
ASIX|ADVANSIX INC.|APCC|Apex Clearing Corporation|1046
ASIX|ADVANSIX INC.|AQUA|AQUA SECURITIES L.P.|2800
ASIX|ADVANSIX INC.|BALE|M&T SECURITIES, INC.|219
ASIX|ADVANSIX INC.|BANK|Primevest Financial Services, Inc.|8
ASIX|ADVANSIX INC.|BARD|Robert W. Baird & Co. Incorporated|580
ASIX|ADVANSIX INC.|BATM|CBOE TRADING, INC.|1873
ASIX|ADVANSIX INC.|BAYT|BTIG, LLC|400
ASIX|ADVANSIX INC.|BBNT|BB&T SECURITIES, LLC|29
ASIX|ADVANSIX INC.|BERN|Sanford C. Bernstein & Co., LLC|431
ASIX|ADVANSIX INC.|BIDS|BIDS TRADING L.P.|100
ASIX|ADVANSIX INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2325
ASIX|ADVANSIX INC.|BLKX|INSTINET, LLC|5000
ASIX|ADVANSIX INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6815
ASIX|ADVANSIX INC.|BRGE|Newbridge Securities Corp.|100
ASIX|ADVANSIX INC.|BTIG|BTIG, LLC|210
ASIX|ADVANSIX INC.|BYXM|CBOE TRADING, INC.|400
ASIX|ADVANSIX INC.|BZYD|GOLDMAN SACHS & CO. LLC|608
ASIX|ADVANSIX INC.|CHAS|Charles Schwab & Co., Inc.|241
ASIX|ADVANSIX INC.|CICF|Canaccord Genuity Corp.|11
ASIX|ADVANSIX INC.|CIST|Capital Institutional Services, Inc.|1625
ASIX|ADVANSIX INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11212
ASIX|ADVANSIX INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6962
ASIX|ADVANSIX INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49864
ASIX|ADVANSIX INC.|CTDL|Citadel Derivatives Group Llc|18549
ASIX|ADVANSIX INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6674
ASIX|ADVANSIX INC.|DADA|D.A. Davidson & Co.|294
ASIX|ADVANSIX INC.|DBAB|Deutsche Bank Securities Inc.|92997
ASIX|ADVANSIX INC.|DBAX|Deutsche Bank Securities Inc.|47700
ASIX|ADVANSIX INC.|DBUL|Deutsche Bank Securities Inc.|443
ASIX|ADVANSIX INC.|DEAN|MORGAN STANLEY|1720
ASIX|ADVANSIX INC.|DEGS|RONIN PROFESSIONAL LLC|1258
ASIX|ADVANSIX INC.|EBXL|EBX LLC|32600
ASIX|ADVANSIX INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|16713
ASIX|ADVANSIX INC.|EDJC|Edward Jones / CDS|4
ASIX|ADVANSIX INC.|EDJO|Edward D. Jones & Co., L.P.|2538
ASIX|ADVANSIX INC.|EGAM|CBOE TRADING, INC.|1540
ASIX|ADVANSIX INC.|EGMT|EG MARKET TECHNOLOGIES LLC|600
ASIX|ADVANSIX INC.|EGXM|CBOE TRADING, INC.|1380
ASIX|ADVANSIX INC.|ESPO|ESPOSITO SECURITIES, LLC|1
ASIX|ADVANSIX INC.|ETBE|Electronic Transaction Clearing, Inc.|2500
ASIX|ADVANSIX INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7888
ASIX|ADVANSIX INC.|ETRS|E*Trade Securities LLC|5558
ASIX|ADVANSIX INC.|FILL|Tradestation Securities, Inc.|55
ASIX|ADVANSIX INC.|FINX|FINTECH SECURITIES|45
ASIX|ADVANSIX INC.|FMAF|NBCN Inc./ CDS|100
ASIX|ADVANSIX INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3042
ASIX|ADVANSIX INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29678
ASIX|ADVANSIX INC.|FTBR|Foliofn Investments, Inc.|1202
ASIX|ADVANSIX INC.|GLIS|TD Securities Inc|102
ASIX|ADVANSIX INC.|GLPX|ACS EXECUTION SERVICES, LLC|6513
ASIX|ADVANSIX INC.|GSCO|GOLDMAN SACHS & CO. LLC|118101
ASIX|ADVANSIX INC.|GSCS|GOLDMAN SACHS & CO. LLC|340
ASIX|ADVANSIX INC.|GSLT|GOLDMAN SACHS & CO. LLC|140
ASIX|ADVANSIX INC.|GTSZ|GTS SECURITIES LLC|16741
ASIX|ADVANSIX INC.|HRBF|American Enterprise Investment Services Inc.|958
ASIX|ADVANSIX INC.|HSBC|HSBC Securities, Inc.|200
ASIX|ADVANSIX INC.|IATS|INTERACTIVE BROKERS LLC|1163
ASIX|ADVANSIX INC.|IBKR|Interactive Brokers Llc|4806
ASIX|ADVANSIX INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|344
ASIX|ADVANSIX INC.|ICBX|INSTINET, LLC|6702
ASIX|ADVANSIX INC.|IEQY|CITADEL SECURITIES LLC|12908
ASIX|ADVANSIX INC.|INCA|INSTINET, LLC|77971
ASIX|ADVANSIX INC.|INJX|INSTINET, LLC|3655
ASIX|ADVANSIX INC.|ITGI|ITG Inc.|6972
ASIX|ADVANSIX INC.|ITGP|ITG INC.|18400
ASIX|ADVANSIX INC.|JANY|Janney Montgomery Scott Inc.|737
ASIX|ADVANSIX INC.|JEFF|JEFFERIES LLC|5686
ASIX|ADVANSIX INC.|JMPT|JUMP TRADING, LLC|5486
ASIX|ADVANSIX INC.|JONE|JonesTrading|1
ASIX|ADVANSIX INC.|JPBX|J.P. MORGAN SECURITIES LLC|4445
ASIX|ADVANSIX INC.|JPMX|J.P. Morgan Securities LLC|48390
ASIX|ADVANSIX INC.|JSJX|JANE STREET CAPITAL LLC|1136
ASIX|ADVANSIX INC.|KCGM|VIRTU Americas LLC|16861
ASIX|ADVANSIX INC.|LEHM|Barclays Capital Inc./Le|59331
ASIX|ADVANSIX INC.|LIME|Lime Brokerage LLC|9640
ASIX|ADVANSIX INC.|LOOP|Loop Capital Markets LLC|100
ASIX|ADVANSIX INC.|LQNA|LIQUIDNET, INC.|6700
ASIX|ADVANSIX INC.|LQNB|LIQUIDNET, INC.|2800
ASIX|ADVANSIX INC.|LSCI|Lek Securities Corporation|64
ASIX|ADVANSIX INC.|MACC|Mid Atlantic Capital Corporation|120
ASIX|ADVANSIX INC.|MAXM|Maxim Group LLC|45
ASIX|ADVANSIX INC.|MBTS|ALLY INVEST SECURITIES LLC|462
ASIX|ADVANSIX INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12542
ASIX|ADVANSIX INC.|MOTF|MOTIF INVESTING, INC.|4
ASIX|ADVANSIX INC.|MSCO|MORGAN STANLEY & CO. LLC|212337
ASIX|ADVANSIX INC.|MSPL|MORGAN STANLEY & CO. LLC|63800
ASIX|ADVANSIX INC.|MSTX|MORGAN STANLEY & CO. LLC|19000
ASIX|ADVANSIX INC.|NATL|National Securities Corporation|900
ASIX|ADVANSIX INC.|NBCS|NBC Securities, INC.|40
ASIX|ADVANSIX INC.|NFSC|National Financial Services LLC|42727
ASIX|ADVANSIX INC.|NITE|VIRTU Americas LLC|108192
ASIX|ADVANSIX INC.|NQRB|Brut, LLC|1200
ASIX|ADVANSIX INC.|NTBF|BMO Nesbitt Burns Inc./CDS|14
ASIX|ADVANSIX INC.|NTRC|Northern Trust Securities, Inc.|250
ASIX|ADVANSIX INC.|OPCO|Oppenheimer & Co. Inc.|464
ASIX|ADVANSIX INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|811
ASIX|ADVANSIX INC.|PCPT|PHILLIP CAPITAL INC.|5
ASIX|ADVANSIX INC.|PDQM|CODA MARKETS, INC.|29162
ASIX|ADVANSIX INC.|PIPR|Piper Jaffray & Co.|8
ASIX|ADVANSIX INC.|PWJC|UBS Financial Services, Inc.|2386
ASIX|ADVANSIX INC.|RBCM|RBC CAPITAL MARKETS, LLC|2044
ASIX|ADVANSIX INC.|SAGL|SAGETRADER, LLC|1542
ASIX|ADVANSIX INC.|SALI|INTL FCSTONE FINANCIAL INC.|225
ASIX|ADVANSIX INC.|SBSH|Citigroup Global Markets Inc.|24345
ASIX|ADVANSIX INC.|SGMT|GOLDMAN SACHS & CO. LLC|20300
ASIX|ADVANSIX INC.|SPDR|SPEEDROUTE LLC|3710
ASIX|ADVANSIX INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1563
ASIX|ADVANSIX INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1340
ASIX|ADVANSIX INC.|SWIM|TD Ameritrade, Inc.|425
ASIX|ADVANSIX INC.|SWST|Hilltop Securities Inc.|86
ASIX|ADVANSIX INC.|TKNG|ALLY INVEST SECURITIES LLC|1
ASIX|ADVANSIX INC.|TRBT|Tradebot Systems, Inc.|35446
ASIX|ADVANSIX INC.|TRCM|TRC MARKETS LLC|9184
ASIX|ADVANSIX INC.|UBSA|UBS SECURITIES LLC|109725
ASIX|ADVANSIX INC.|UBSS|UBS Securities LLC|153755
ASIX|ADVANSIX INC.|VALX|VIRTU AMERICAS LLC|2286
ASIX|ADVANSIX INC.|VERT|The Vertical Trading Group, LLC|24
ASIX|ADVANSIX INC.|VGRD|Vanguard Marketing Corporation|2046
ASIX|ADVANSIX INC.|WBLR|WILLIAM BLAIR|5
ASIX|ADVANSIX INC.|WCHV|WELLS FARGO SECURITIES, LLC|17680
ASIX|ADVANSIX INC.|WEDB|WEDBUSH SECURITIES INC.|8
ASIX|ADVANSIX INC.|WEED|Weeden & Co.L.P.|5100
ASIX|ADVANSIX INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|221
ASIX|ADVANSIX INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1410
ASIX|ADVANSIX INC.|WFPB|Wells Fargo Securities, LLC.|310
ASIX|ADVANSIX INC.|WGIF|CIBC World Markets Inc.|5
ASIX|ADVANSIX INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
ASIX|ADVANSIX INC.|WSEA|WOLVERINE SECURITIES, LLC|628
ASIX|ADVANSIX INC.|XIST|INSTINET, LLC|2600
ASIX|ADVANSIX INC.|XPQR|Jump Trading|947
ASIX|ADVANSIX INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
ASIX|ADVANSIX INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1286
ASIX|ADVANSIX INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1513
ASLN|ASLAN PHARMA ADS|ALTX|Alternet Securities Inc.|1200
ASLN|ASLAN PHARMA ADS|APCC|Apex Clearing Corporation|995
ASLN|ASLAN PHARMA ADS|BATM|CBOE TRADING, INC.|6270
ASLN|ASLAN PHARMA ADS|BAYT|BTIG, LLC|2145
ASLN|ASLAN PHARMA ADS|BERN|Sanford C. Bernstein & Co., LLC|600
ASLN|ASLAN PHARMA ADS|BYXM|CBOE TRADING, INC.|700
ASLN|ASLAN PHARMA ADS|CHAS|Charles Schwab & Co., Inc.|8702
ASLN|ASLAN PHARMA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3101
ASLN|ASLAN PHARMA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8213
ASLN|ASLAN PHARMA ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|490
ASLN|ASLAN PHARMA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7979
ASLN|ASLAN PHARMA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|770
ASLN|ASLAN PHARMA ADS|DBAX|Deutsche Bank Securities Inc.|4400
ASLN|ASLAN PHARMA ADS|DEAN|MORGAN STANLEY|250
ASLN|ASLAN PHARMA ADS|DEGS|RONIN PROFESSIONAL LLC|18977
ASLN|ASLAN PHARMA ADS|EBXL|EBX LLC|10100
ASLN|ASLAN PHARMA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|14452
ASLN|ASLAN PHARMA ADS|EDJO|Edward D. Jones & Co., L.P.|3000
ASLN|ASLAN PHARMA ADS|EGAM|CBOE TRADING, INC.|3890
ASLN|ASLAN PHARMA ADS|EGXM|CBOE TRADING, INC.|610
ASLN|ASLAN PHARMA ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
ASLN|ASLAN PHARMA ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|536
ASLN|ASLAN PHARMA ADS|ETRS|E*Trade Securities LLC|64266
ASLN|ASLAN PHARMA ADS|FBCO|Credit Suisse Securities (USA) LLC|21033
ASLN|ASLAN PHARMA ADS|FMAF|NBCN Inc./ CDS|50
ASLN|ASLAN PHARMA ADS|FOMA|TD AMERITRADE CLEARING, INC.|116801
ASLN|ASLAN PHARMA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8559
ASLN|ASLAN PHARMA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|495
ASLN|ASLAN PHARMA ADS|GLPX|ACS EXECUTION SERVICES, LLC|13683
ASLN|ASLAN PHARMA ADS|GSCO|GOLDMAN SACHS & CO. LLC|1104
ASLN|ASLAN PHARMA ADS|GSLT|GOLDMAN SACHS & CO. LLC|1310
ASLN|ASLAN PHARMA ADS|GTSZ|GTS SECURITIES LLC|30001
ASLN|ASLAN PHARMA ADS|HSBC|HSBC Securities, Inc.|23653
ASLN|ASLAN PHARMA ADS|IATS|INTERACTIVE BROKERS LLC|12025
ASLN|ASLAN PHARMA ADS|IBKR|Interactive Brokers Llc|194470
ASLN|ASLAN PHARMA ADS|ICBX|INSTINET, LLC|11400
ASLN|ASLAN PHARMA ADS|INCA|INSTINET, LLC|105939
ASLN|ASLAN PHARMA ADS|ITGI|ITG Inc.|10317
ASLN|ASLAN PHARMA ADS|ITGP|ITG INC.|2600
ASLN|ASLAN PHARMA ADS|JMPT|JUMP TRADING, LLC|509
ASLN|ASLAN PHARMA ADS|JPMX|J.P. Morgan Securities LLC|25265
ASLN|ASLAN PHARMA ADS|KCGM|VIRTU Americas LLC|2430
ASLN|ASLAN PHARMA ADS|LEHM|Barclays Capital Inc./Le|6466
ASLN|ASLAN PHARMA ADS|LIME|Lime Brokerage LLC|15653
ASLN|ASLAN PHARMA ADS|MACQ|Macquarie Capital (USA) Inc.|2400
ASLN|ASLAN PHARMA ADS|MBTS|ALLY INVEST SECURITIES LLC|400
ASLN|ASLAN PHARMA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
ASLN|ASLAN PHARMA ADS|MOTF|MOTIF INVESTING, INC.|17
ASLN|ASLAN PHARMA ADS|MSCO|MORGAN STANLEY & CO. LLC|132495
ASLN|ASLAN PHARMA ADS|MSPL|MORGAN STANLEY & CO. LLC|9600
ASLN|ASLAN PHARMA ADS|NFSC|National Financial Services LLC|88366
ASLN|ASLAN PHARMA ADS|NITE|VIRTU Americas LLC|227127
ASLN|ASLAN PHARMA ADS|NITP|VIRTU Americas LLC|158
ASLN|ASLAN PHARMA ADS|NQRB|Brut, LLC|1600
ASLN|ASLAN PHARMA ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|194
ASLN|ASLAN PHARMA ADS|PCPT|PHILLIP CAPITAL INC.|6300
ASLN|ASLAN PHARMA ADS|PDQM|CODA MARKETS, INC.|41373
ASLN|ASLAN PHARMA ADS|RAJA|Raymond James & Associates, Inc.|2500
ASLN|ASLAN PHARMA ADS|RBCM|RBC CAPITAL MARKETS, LLC|1000
ASLN|ASLAN PHARMA ADS|SAGL|SAGETRADER, LLC|20616
ASLN|ASLAN PHARMA ADS|SBSH|Citigroup Global Markets Inc.|16727
ASLN|ASLAN PHARMA ADS|SGMT|GOLDMAN SACHS & CO. LLC|2538
ASLN|ASLAN PHARMA ADS|SPDR|SPEEDROUTE LLC|2642
ASLN|ASLAN PHARMA ADS|SWIM|TD Ameritrade, Inc.|88190
ASLN|ASLAN PHARMA ADS|TKNG|ALLY INVEST SECURITIES LLC|350
ASLN|ASLAN PHARMA ADS|TRCM|TRC MARKETS LLC|730
ASLN|ASLAN PHARMA ADS|UBSA|UBS SECURITIES LLC|20415
ASLN|ASLAN PHARMA ADS|UBSS|UBS Securities LLC|39548
ASLN|ASLAN PHARMA ADS|VGRD|Vanguard Marketing Corporation|2847
ASLN|ASLAN PHARMA ADS|VSIN|Vision Financial Markets Llc|30
ASLN|ASLAN PHARMA ADS|WCHV|WELLS FARGO SECURITIES, LLC|700
ASLN|ASLAN PHARMA ADS|WEDB|WEDBUSH SECURITIES INC.|16604
ASLN|ASLAN PHARMA ADS|WGIF|CIBC World Markets Inc.|55
ASLN|ASLAN PHARMA ADS|WSEA|WOLVERINE SECURITIES, LLC|16999
ASLN|ASLAN PHARMA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
ASLN|ASLAN PHARMA ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1756
ASLN|ASLAN PHARMA ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1600
ASM|AVINO SILVER|ALTX|Alternet Securities Inc.|100
ASM|AVINO SILVER|APCC|Apex Clearing Corporation|1125
ASM|AVINO SILVER|BATM|CBOE TRADING, INC.|6600
ASM|AVINO SILVER|BIMI|Banca IMI Securities Corp.|2153
ASM|AVINO SILVER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1173
ASM|AVINO SILVER|CHAS|Charles Schwab & Co., Inc.|1000
ASM|AVINO SILVER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2200
ASM|AVINO SILVER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4900
ASM|AVINO SILVER|DBAB|Deutsche Bank Securities Inc.|600
ASM|AVINO SILVER|DBAX|Deutsche Bank Securities Inc.|4100
ASM|AVINO SILVER|DEAN|MORGAN STANLEY|1037
ASM|AVINO SILVER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12201
ASM|AVINO SILVER|EBXL|EBX LLC|2200
ASM|AVINO SILVER|ECUT|CONVERGEX EXECUTION SOLUTIONS|150
ASM|AVINO SILVER|EDJO|Edward D. Jones & Co., L.P.|6860
ASM|AVINO SILVER|EGXM|CBOE TRADING, INC.|293
ASM|AVINO SILVER|ETRS|E*Trade Securities LLC|73884
ASM|AVINO SILVER|FBSB|U.S. Bancorp Investments, Inc.|200
ASM|AVINO SILVER|FILL|Tradestation Securities, Inc.|1750
ASM|AVINO SILVER|FTBR|Foliofn Investments, Inc.|132
ASM|AVINO SILVER|GLPX|ACS EXECUTION SERVICES, LLC|100
ASM|AVINO SILVER|GSCO|GOLDMAN SACHS & CO. LLC|100
ASM|AVINO SILVER|HRBF|American Enterprise Investment Services Inc.|7320
ASM|AVINO SILVER|IATS|INTERACTIVE BROKERS LLC|5536
ASM|AVINO SILVER|IBKR|Interactive Brokers Llc|16779
ASM|AVINO SILVER|ICBX|INSTINET, LLC|602
ASM|AVINO SILVER|INCA|INSTINET, LLC|242
ASM|AVINO SILVER|ITGI|ITG Inc.|296
ASM|AVINO SILVER|ITGP|ITG INC.|7600
ASM|AVINO SILVER|JPMX|J.P. Morgan Securities LLC|600
ASM|AVINO SILVER|LEHM|Barclays Capital Inc./Le|2600
ASM|AVINO SILVER|LIME|Lime Brokerage LLC|305
ASM|AVINO SILVER|MOTF|MOTIF INVESTING, INC.|1
ASM|AVINO SILVER|MSCO|MORGAN STANLEY & CO. LLC|29322
ASM|AVINO SILVER|MSPL|MORGAN STANLEY & CO. LLC|4700
ASM|AVINO SILVER|NFSC|National Financial Services LLC|129290
ASM|AVINO SILVER|NITE|VIRTU Americas LLC|232828
ASM|AVINO SILVER|NTBF|BMO Nesbitt Burns Inc./CDS|25800
ASM|AVINO SILVER|PAUL|Paulson Investment Company, Inc.|2300
ASM|AVINO SILVER|PDQM|CODA MARKETS, INC.|613
ASM|AVINO SILVER|PWJC|UBS Financial Services, Inc.|60
ASM|AVINO SILVER|RBCM|RBC CAPITAL MARKETS, LLC|4596
ASM|AVINO SILVER|SBSH|Citigroup Global Markets Inc.|4820
ASM|AVINO SILVER|SGMT|GOLDMAN SACHS & CO. LLC|600
ASM|AVINO SILVER|SPDR|SPEEDROUTE LLC|2200
ASM|AVINO SILVER|SWIM|TD Ameritrade, Inc.|35100
ASM|AVINO SILVER|TKNG|ALLY INVEST SECURITIES LLC|3200
ASM|AVINO SILVER|TRCM|TRC MARKETS LLC|589
ASM|AVINO SILVER|TWTT|TASTYWORKS, INC.|1000
ASM|AVINO SILVER|UBSA|UBS SECURITIES LLC|8004
ASM|AVINO SILVER|UBSS|UBS Securities LLC|15477
ASM|AVINO SILVER|VALX|VIRTU AMERICAS LLC|400
ASM|AVINO SILVER|VGRD|Vanguard Marketing Corporation|28395
ASM|AVINO SILVER|WBLR|WILLIAM BLAIR|800
ASM|AVINO SILVER|WCHV|WELLS FARGO SECURITIES, LLC|3356
ASM|AVINO SILVER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14
ASM|AVINO SILVER|WSEA|WOLVERINE SECURITIES, LLC|1007
ASM|AVINO SILVER|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
ASM|AVINO SILVER|YKNA|COMHAR CAPITAL MARKETS, LLC|4
ASM|AVINO SILVER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
ASMB|ASSEMBLY BIOSCIENCES|AGCP|AEGIS CAPITAL CORP.|927
ASMB|ASSEMBLY BIOSCIENCES|ALTX|Alternet Securities Inc.|8640
ASMB|ASSEMBLY BIOSCIENCES|APCC|Apex Clearing Corporation|12
ASMB|ASSEMBLY BIOSCIENCES|AQUA|AQUA SECURITIES L.P.|5400
ASMB|ASSEMBLY BIOSCIENCES|BATM|CBOE TRADING, INC.|1644
ASMB|ASSEMBLY BIOSCIENCES|BAYT|BTIG, LLC|100
ASMB|ASSEMBLY BIOSCIENCES|BERN|Sanford C. Bernstein & Co., LLC|56044
ASMB|ASSEMBLY BIOSCIENCES|BIMI|Banca IMI Securities Corp.|40
ASMB|ASSEMBLY BIOSCIENCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5
ASMB|ASSEMBLY BIOSCIENCES|BLKX|INSTINET, LLC|32050
ASMB|ASSEMBLY BIOSCIENCES|BMOC|BMO Capital Markets Corp.|2651
ASMB|ASSEMBLY BIOSCIENCES|BNPX|BNP PARIBAS SECURITIES CORP.|2404
ASMB|ASSEMBLY BIOSCIENCES|BTIG|BTIG, LLC|12292
ASMB|ASSEMBLY BIOSCIENCES|BYXM|CBOE TRADING, INC.|1491
ASMB|ASSEMBLY BIOSCIENCES|CHAS|Charles Schwab & Co., Inc.|100
ASMB|ASSEMBLY BIOSCIENCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44672
ASMB|ASSEMBLY BIOSCIENCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21152
ASMB|ASSEMBLY BIOSCIENCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3825
ASMB|ASSEMBLY BIOSCIENCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74750
ASMB|ASSEMBLY BIOSCIENCES|CTDL|Citadel Derivatives Group Llc|7305
ASMB|ASSEMBLY BIOSCIENCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|7698
ASMB|ASSEMBLY BIOSCIENCES|DBAB|Deutsche Bank Securities Inc.|131621
ASMB|ASSEMBLY BIOSCIENCES|DBAX|Deutsche Bank Securities Inc.|73500
ASMB|ASSEMBLY BIOSCIENCES|DBUL|Deutsche Bank Securities Inc.|990
ASMB|ASSEMBLY BIOSCIENCES|DEAN|MORGAN STANLEY|1170
ASMB|ASSEMBLY BIOSCIENCES|DEGS|RONIN PROFESSIONAL LLC|12871
ASMB|ASSEMBLY BIOSCIENCES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6404
ASMB|ASSEMBLY BIOSCIENCES|EBXL|EBX LLC|64600
ASMB|ASSEMBLY BIOSCIENCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|2201
ASMB|ASSEMBLY BIOSCIENCES|EDJO|Edward D. Jones & Co., L.P.|37
ASMB|ASSEMBLY BIOSCIENCES|EGAM|CBOE TRADING, INC.|3993
ASMB|ASSEMBLY BIOSCIENCES|EGAW|CBOE TRADING, INC.|301
ASMB|ASSEMBLY BIOSCIENCES|EGMT|EG MARKET TECHNOLOGIES LLC|600
ASMB|ASSEMBLY BIOSCIENCES|EGXM|CBOE TRADING, INC.|1186
ASMB|ASSEMBLY BIOSCIENCES|ETBE|Electronic Transaction Clearing, Inc.|4984
ASMB|ASSEMBLY BIOSCIENCES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|461
ASMB|ASSEMBLY BIOSCIENCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
ASMB|ASSEMBLY BIOSCIENCES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2314
ASMB|ASSEMBLY BIOSCIENCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55911
ASMB|ASSEMBLY BIOSCIENCES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
ASMB|ASSEMBLY BIOSCIENCES|ETRS|E*Trade Securities LLC|6753
ASMB|ASSEMBLY BIOSCIENCES|FBCO|Credit Suisse Securities (USA) LLC|147425
ASMB|ASSEMBLY BIOSCIENCES|FILL|Tradestation Securities, Inc.|800
ASMB|ASSEMBLY BIOSCIENCES|FOMA|TD AMERITRADE CLEARING, INC.|220666
ASMB|ASSEMBLY BIOSCIENCES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6169
ASMB|ASSEMBLY BIOSCIENCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22530
ASMB|ASSEMBLY BIOSCIENCES|FTBR|Foliofn Investments, Inc.|14
ASMB|ASSEMBLY BIOSCIENCES|GEBB|GLOBAL EXECUTION BROKERS, LP|63056
ASMB|ASSEMBLY BIOSCIENCES|GLPX|ACS EXECUTION SERVICES, LLC|35200
ASMB|ASSEMBLY BIOSCIENCES|GSCO|GOLDMAN SACHS & CO. LLC|211793
ASMB|ASSEMBLY BIOSCIENCES|GSCS|GOLDMAN SACHS & CO. LLC|43274
ASMB|ASSEMBLY BIOSCIENCES|GSLT|GOLDMAN SACHS & CO. LLC|231
ASMB|ASSEMBLY BIOSCIENCES|GTSZ|GTS SECURITIES LLC|42995
ASMB|ASSEMBLY BIOSCIENCES|IATS|INTERACTIVE BROKERS LLC|2861
ASMB|ASSEMBLY BIOSCIENCES|IBKR|Interactive Brokers Llc|21505
ASMB|ASSEMBLY BIOSCIENCES|ICBX|INSTINET, LLC|3500
ASMB|ASSEMBLY BIOSCIENCES|IEQY|CITADEL SECURITIES LLC|30287
ASMB|ASSEMBLY BIOSCIENCES|INCA|INSTINET, LLC|78517
ASMB|ASSEMBLY BIOSCIENCES|INJX|INSTINET, LLC|25887
ASMB|ASSEMBLY BIOSCIENCES|ITGI|ITG Inc.|18534
ASMB|ASSEMBLY BIOSCIENCES|ITGP|ITG INC.|52200
ASMB|ASSEMBLY BIOSCIENCES|JEFF|JEFFERIES LLC|34089
ASMB|ASSEMBLY BIOSCIENCES|JMPT|JUMP TRADING, LLC|14041
ASMB|ASSEMBLY BIOSCIENCES|JONE|JonesTrading|900
ASMB|ASSEMBLY BIOSCIENCES|JPBX|J.P. MORGAN SECURITIES LLC|26377
ASMB|ASSEMBLY BIOSCIENCES|JPMX|J.P. Morgan Securities LLC|222177
ASMB|ASSEMBLY BIOSCIENCES|JSJX|JANE STREET CAPITAL LLC|3582
ASMB|ASSEMBLY BIOSCIENCES|KCGM|VIRTU Americas LLC|13756
ASMB|ASSEMBLY BIOSCIENCES|LEER|LEERINK PARTNERS LLC|30
ASMB|ASSEMBLY BIOSCIENCES|LEHM|Barclays Capital Inc./Le|209353
ASMB|ASSEMBLY BIOSCIENCES|LIME|Lime Brokerage LLC|76450
ASMB|ASSEMBLY BIOSCIENCES|LMGP|LIME BROKERAGE LLC|291
ASMB|ASSEMBLY BIOSCIENCES|LOOP|Loop Capital Markets LLC|500
ASMB|ASSEMBLY BIOSCIENCES|LQNA|LIQUIDNET, INC.|9600
ASMB|ASSEMBLY BIOSCIENCES|LSCI|Lek Securities Corporation|50
ASMB|ASSEMBLY BIOSCIENCES|MAXM|Maxim Group LLC|2508
ASMB|ASSEMBLY BIOSCIENCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16934
ASMB|ASSEMBLY BIOSCIENCES|MOTF|MOTIF INVESTING, INC.|1
ASMB|ASSEMBLY BIOSCIENCES|MSCO|MORGAN STANLEY & CO. LLC|461689
ASMB|ASSEMBLY BIOSCIENCES|MSPL|MORGAN STANLEY & CO. LLC|86400
ASMB|ASSEMBLY BIOSCIENCES|MSTX|MORGAN STANLEY & CO. LLC|5800
ASMB|ASSEMBLY BIOSCIENCES|NATL|National Securities Corporation|4495
ASMB|ASSEMBLY BIOSCIENCES|NFSC|National Financial Services LLC|8384
ASMB|ASSEMBLY BIOSCIENCES|NITE|VIRTU Americas LLC|171991
ASMB|ASSEMBLY BIOSCIENCES|NITP|VIRTU Americas LLC|1325
ASMB|ASSEMBLY BIOSCIENCES|NQRB|Brut, LLC|2472
ASMB|ASSEMBLY BIOSCIENCES|OPCO|Oppenheimer & Co. Inc.|50
ASMB|ASSEMBLY BIOSCIENCES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1809
ASMB|ASSEMBLY BIOSCIENCES|PDQM|CODA MARKETS, INC.|85248
ASMB|ASSEMBLY BIOSCIENCES|RBCM|RBC CAPITAL MARKETS, LLC|1000
ASMB|ASSEMBLY BIOSCIENCES|SAGL|SAGETRADER, LLC|13141
ASMB|ASSEMBLY BIOSCIENCES|SBSH|Citigroup Global Markets Inc.|106512
ASMB|ASSEMBLY BIOSCIENCES|SGMT|GOLDMAN SACHS & CO. LLC|19388
ASMB|ASSEMBLY BIOSCIENCES|SPDR|SPEEDROUTE LLC|11517
ASMB|ASSEMBLY BIOSCIENCES|SPTD|MINT GLOBAL MARKETS, INC.|64474
ASMB|ASSEMBLY BIOSCIENCES|STFL|Stifel, Nicolaus & Company, Incorporated|300
ASMB|ASSEMBLY BIOSCIENCES|SWIM|TD Ameritrade, Inc.|33366
ASMB|ASSEMBLY BIOSCIENCES|TKNG|ALLY INVEST SECURITIES LLC|75
ASMB|ASSEMBLY BIOSCIENCES|TRBT|Tradebot Systems, Inc.|43491
ASMB|ASSEMBLY BIOSCIENCES|TRCM|TRC MARKETS LLC|37340
ASMB|ASSEMBLY BIOSCIENCES|UBSA|UBS SECURITIES LLC|139349
ASMB|ASSEMBLY BIOSCIENCES|UBSS|UBS Securities LLC|381011
ASMB|ASSEMBLY BIOSCIENCES|VALX|VIRTU AMERICAS LLC|7514
ASMB|ASSEMBLY BIOSCIENCES|VGRD|Vanguard Marketing Corporation|254
ASMB|ASSEMBLY BIOSCIENCES|WBLR|WILLIAM BLAIR|3141
ASMB|ASSEMBLY BIOSCIENCES|WCHV|WELLS FARGO SECURITIES, LLC|2920
ASMB|ASSEMBLY BIOSCIENCES|WEDB|WEDBUSH SECURITIES INC.|320
ASMB|ASSEMBLY BIOSCIENCES|WEED|Weeden & Co.L.P.|63800
ASMB|ASSEMBLY BIOSCIENCES|WSEA|WOLVERINE SECURITIES, LLC|255
ASMB|ASSEMBLY BIOSCIENCES|XIST|INSTINET, LLC|62800
ASMB|ASSEMBLY BIOSCIENCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
ASMB|ASSEMBLY BIOSCIENCES|YKNA|COMHAR CAPITAL MARKETS, LLC|9016
ASML|ASML HLDG NY REG|ABLE|NATIXIS Securities Americas LLC|1426
ASML|ASML HLDG NY REG|ALLN|Allen & Company LLC|1702
ASML|ASML HLDG NY REG|ALTX|Alternet Securities Inc.|15182
ASML|ASML HLDG NY REG|APCC|Apex Clearing Corporation|1019
ASML|ASML HLDG NY REG|BANK|Primevest Financial Services, Inc.|41
ASML|ASML HLDG NY REG|BARD|Robert W. Baird & Co. Incorporated|523
ASML|ASML HLDG NY REG|BATM|CBOE TRADING, INC.|3551
ASML|ASML HLDG NY REG|BAYC|BAY CREST PARTNERS, LLC|4190
ASML|ASML HLDG NY REG|BAYT|BTIG, LLC|100
ASML|ASML HLDG NY REG|BBNT|BB&T SECURITIES, LLC|344
ASML|ASML HLDG NY REG|BERN|Sanford C. Bernstein & Co., LLC|86765
ASML|ASML HLDG NY REG|BIMI|Banca IMI Securities Corp.|186
ASML|ASML HLDG NY REG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13933
ASML|ASML HLDG NY REG|BLKX|INSTINET, LLC|27600
ASML|ASML HLDG NY REG|BMOC|BMO Capital Markets Corp.|10
ASML|ASML HLDG NY REG|BNPX|BNP PARIBAS SECURITIES CORP.|123119
ASML|ASML HLDG NY REG|BTIG|BTIG, LLC|10709
ASML|ASML HLDG NY REG|BYXM|CBOE TRADING, INC.|1011
ASML|ASML HLDG NY REG|BZYD|GOLDMAN SACHS & CO. LLC|100
ASML|ASML HLDG NY REG|CANT|Cantor Fitzgerald & Co.|5464
ASML|ASML HLDG NY REG|CHAS|Charles Schwab & Co., Inc.|1461
ASML|ASML HLDG NY REG|CHDN|CHARDAN CAPITAL MARKETS LLC|51882
ASML|ASML HLDG NY REG|CICF|Canaccord Genuity Corp.|173
ASML|ASML HLDG NY REG|CIST|Capital Institutional Services, Inc.|15
ASML|ASML HLDG NY REG|CLSA|CLSA AMERICAS, LLC|6900
ASML|ASML HLDG NY REG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51505
ASML|ASML HLDG NY REG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|471
ASML|ASML HLDG NY REG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4020
ASML|ASML HLDG NY REG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|272314
ASML|ASML HLDG NY REG|CTDL|Citadel Derivatives Group Llc|9458
ASML|ASML HLDG NY REG|CTLR|CUTLER GROUP, LP|29
ASML|ASML HLDG NY REG|CXCX|CITIGROUP GLOBAL MARKETS INC.|16960
ASML|ASML HLDG NY REG|DADA|D.A. Davidson & Co.|73
ASML|ASML HLDG NY REG|DAWA|Daiwa Capital Markets America Inc.|137810
ASML|ASML HLDG NY REG|DBAB|Deutsche Bank Securities Inc.|454770
ASML|ASML HLDG NY REG|DBAX|Deutsche Bank Securities Inc.|110700
ASML|ASML HLDG NY REG|DBUL|Deutsche Bank Securities Inc.|3050
ASML|ASML HLDG NY REG|DCHF|Dart Executions, LLC|7308
ASML|ASML HLDG NY REG|DEAN|MORGAN STANLEY|8480
ASML|ASML HLDG NY REG|DEGS|RONIN PROFESSIONAL LLC|2480
ASML|ASML HLDG NY REG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11766
ASML|ASML HLDG NY REG|DRWK|DRW SECURITIES, L.L.C.|42348
ASML|ASML HLDG NY REG|EBXL|EBX LLC|117700
ASML|ASML HLDG NY REG|ECUT|CONVERGEX EXECUTION SOLUTIONS|6884
ASML|ASML HLDG NY REG|EDJC|Edward Jones / CDS|59
ASML|ASML HLDG NY REG|EDJO|Edward D. Jones & Co., L.P.|1489
ASML|ASML HLDG NY REG|EGAM|CBOE TRADING, INC.|8894
ASML|ASML HLDG NY REG|EGAW|CBOE TRADING, INC.|21
ASML|ASML HLDG NY REG|EGMT|EG MARKET TECHNOLOGIES LLC|1890
ASML|ASML HLDG NY REG|EGXM|CBOE TRADING, INC.|2498
ASML|ASML HLDG NY REG|EGXW|CBOE TRADING, INC.|1
ASML|ASML HLDG NY REG|ETBE|Electronic Transaction Clearing, Inc.|31160
ASML|ASML HLDG NY REG|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17803
ASML|ASML HLDG NY REG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|83942
ASML|ASML HLDG NY REG|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|740
ASML|ASML HLDG NY REG|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|31378
ASML|ASML HLDG NY REG|ETRS|E*Trade Securities LLC|27957
ASML|ASML HLDG NY REG|FBCO|Credit Suisse Securities (USA) LLC|386874
ASML|ASML HLDG NY REG|FBSB|U.S. Bancorp Investments, Inc.|25
ASML|ASML HLDG NY REG|FIDT|Fidelity Clearing Canada ULC./ CDS|250
ASML|ASML HLDG NY REG|FILL|Tradestation Securities, Inc.|23536
ASML|ASML HLDG NY REG|FMAF|NBCN Inc./ CDS|629
ASML|ASML HLDG NY REG|FOMA|TD AMERITRADE CLEARING, INC.|78056
ASML|ASML HLDG NY REG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|301
ASML|ASML HLDG NY REG|FQLS|Quantlab Securities LP|246486
ASML|ASML HLDG NY REG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31621
ASML|ASML HLDG NY REG|FTBR|Foliofn Investments, Inc.|3131
ASML|ASML HLDG NY REG|GEBB|GLOBAL EXECUTION BROKERS, LP|21280
ASML|ASML HLDG NY REG|GFIS|GFI Securities LLC|115000
ASML|ASML HLDG NY REG|GLPX|ACS EXECUTION SERVICES, LLC|12845
ASML|ASML HLDG NY REG|GSCO|GOLDMAN SACHS & CO. LLC|692679
ASML|ASML HLDG NY REG|GSCS|GOLDMAN SACHS & CO. LLC|44499
ASML|ASML HLDG NY REG|GSLT|GOLDMAN SACHS & CO. LLC|3668
ASML|ASML HLDG NY REG|GTSZ|GTS SECURITIES LLC|325171
ASML|ASML HLDG NY REG|HAPX|HAP Trading, LLC|66
ASML|ASML HLDG NY REG|HRBF|American Enterprise Investment Services Inc.|1236
ASML|ASML HLDG NY REG|HSBC|HSBC Securities, Inc.|12597
ASML|ASML HLDG NY REG|IATS|INTERACTIVE BROKERS LLC|39662
ASML|ASML HLDG NY REG|IBKR|Interactive Brokers Llc|135158
ASML|ASML HLDG NY REG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2276
ASML|ASML HLDG NY REG|ICBX|INSTINET, LLC|29173
ASML|ASML HLDG NY REG|IEQY|CITADEL SECURITIES LLC|172018
ASML|ASML HLDG NY REG|INCA|INSTINET, LLC|442097
ASML|ASML HLDG NY REG|INJX|INSTINET, LLC|42351
ASML|ASML HLDG NY REG|INTL|INTL FCSTONE FINANCIAL INC.|111932
ASML|ASML HLDG NY REG|ITGI|ITG Inc.|38979
ASML|ASML HLDG NY REG|ITGP|ITG INC.|157800
ASML|ASML HLDG NY REG|JANY|Janney Montgomery Scott Inc.|428
ASML|ASML HLDG NY REG|JEFF|JEFFERIES LLC|117594
ASML|ASML HLDG NY REG|JMPT|JUMP TRADING, LLC|60114
ASML|ASML HLDG NY REG|JONE|JonesTrading|3798
ASML|ASML HLDG NY REG|JPBX|J.P. MORGAN SECURITIES LLC|10741
ASML|ASML HLDG NY REG|JPMX|J.P. Morgan Securities LLC|234906
ASML|ASML HLDG NY REG|JSJX|JANE STREET CAPITAL LLC|2977
ASML|ASML HLDG NY REG|KCGM|VIRTU Americas LLC|19665
ASML|ASML HLDG NY REG|KCRD|PHX FINANCIAL, INC.|200
ASML|ASML HLDG NY REG|LEER|LEERINK PARTNERS LLC|2361
ASML|ASML HLDG NY REG|LEHM|Barclays Capital Inc./Le|829828
ASML|ASML HLDG NY REG|LIME|Lime Brokerage LLC|1474729
ASML|ASML HLDG NY REG|LMGP|LIME BROKERAGE LLC|7671
ASML|ASML HLDG NY REG|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
ASML|ASML HLDG NY REG|LQNA|LIQUIDNET, INC.|1400
ASML|ASML HLDG NY REG|LSCI|Lek Securities Corporation|5155
ASML|ASML HLDG NY REG|MACQ|Macquarie Capital (USA) Inc.|800
ASML|ASML HLDG NY REG|MAXM|Maxim Group LLC|36359
ASML|ASML HLDG NY REG|MBTS|ALLY INVEST SECURITIES LLC|706
ASML|ASML HLDG NY REG|MCMF|Raymond James Ltd. Cds|439
ASML|ASML HLDG NY REG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|133700
ASML|ASML HLDG NY REG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
ASML|ASML HLDG NY REG|MOTF|MOTIF INVESTING, INC.|48
ASML|ASML HLDG NY REG|MSCO|MORGAN STANLEY & CO. LLC|2308375
ASML|ASML HLDG NY REG|MSPL|MORGAN STANLEY & CO. LLC|294200
ASML|ASML HLDG NY REG|MSTX|MORGAN STANLEY & CO. LLC|20000
ASML|ASML HLDG NY REG|NBCS|NBC Securities, INC.|317
ASML|ASML HLDG NY REG|NEUB|NEUBERGER BERMAN BD LLC|923
ASML|ASML HLDG NY REG|NFSC|National Financial Services LLC|152645
ASML|ASML HLDG NY REG|NITE|VIRTU Americas LLC|432354
ASML|ASML HLDG NY REG|NITP|VIRTU Americas LLC|4966
ASML|ASML HLDG NY REG|NQRB|Brut, LLC|4696
ASML|ASML HLDG NY REG|NTRC|Northern Trust Securities, Inc.|3486
ASML|ASML HLDG NY REG|OHOS|TWO SIGMA SECURITIES, LLC|26976
ASML|ASML HLDG NY REG|OLDM|OLD MISSION CAPITAL, LLC|48976
ASML|ASML HLDG NY REG|OPCO|Oppenheimer & Co. Inc.|2612
ASML|ASML HLDG NY REG|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|693
ASML|ASML HLDG NY REG|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|32285
ASML|ASML HLDG NY REG|PCPT|PHILLIP CAPITAL INC.|335
ASML|ASML HLDG NY REG|PDQM|CODA MARKETS, INC.|53178
ASML|ASML HLDG NY REG|PHLY|NASDAQ Execution Services, LLC|600
ASML|ASML HLDG NY REG|PIPR|Piper Jaffray & Co.|2627
ASML|ASML HLDG NY REG|PWJC|UBS Financial Services, Inc.|4860
ASML|ASML HLDG NY REG|RAJA|Raymond James & Associates, Inc.|11988
ASML|ASML HLDG NY REG|RBCM|RBC CAPITAL MARKETS, LLC|5549
ASML|ASML HLDG NY REG|RHCO|Suntrust Robinson Humphrey, Inc.|11310
ASML|ASML HLDG NY REG|SAGL|SAGETRADER, LLC|3635
ASML|ASML HLDG NY REG|SALI|INTL FCSTONE FINANCIAL INC.|23
ASML|ASML HLDG NY REG|SBSH|Citigroup Global Markets Inc.|244587
ASML|ASML HLDG NY REG|SGMT|GOLDMAN SACHS & CO. LLC|71092
ASML|ASML HLDG NY REG|SPDR|SPEEDROUTE LLC|38131
ASML|ASML HLDG NY REG|SPHN|Stephens Inc.|10
ASML|ASML HLDG NY REG|STFL|Stifel, Nicolaus & Company, Incorporated|1911
ASML|ASML HLDG NY REG|STTT|STATETRUST INVESTMENTS INC.|34
ASML|ASML HLDG NY REG|SWIM|TD Ameritrade, Inc.|55685
ASML|ASML HLDG NY REG|SWST|Hilltop Securities Inc.|514
ASML|ASML HLDG NY REG|TKNG|ALLY INVEST SECURITIES LLC|190
ASML|ASML HLDG NY REG|TMBR|Timber Hill LLC|800
ASML|ASML HLDG NY REG|TRBT|Tradebot Systems, Inc.|135418
ASML|ASML HLDG NY REG|TRCM|TRC MARKETS LLC|141812
ASML|ASML HLDG NY REG|TWTT|TASTYWORKS, INC.|10
ASML|ASML HLDG NY REG|UBSA|UBS SECURITIES LLC|560305
ASML|ASML HLDG NY REG|UBSS|UBS Securities LLC|1141462
ASML|ASML HLDG NY REG|VALX|VIRTU AMERICAS LLC|580534
ASML|ASML HLDG NY REG|VGRD|Vanguard Marketing Corporation|10362
ASML|ASML HLDG NY REG|VSIN|Vision Financial Markets Llc|84
ASML|ASML HLDG NY REG|WBLR|WILLIAM BLAIR|10
ASML|ASML HLDG NY REG|WBPX|SUMMIT SECURITIES GROUP, LLC|2211
ASML|ASML HLDG NY REG|WCHV|WELLS FARGO SECURITIES, LLC|121588
ASML|ASML HLDG NY REG|WEDB|WEDBUSH SECURITIES INC.|256
ASML|ASML HLDG NY REG|WEED|Weeden & Co.L.P.|753
ASML|ASML HLDG NY REG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1457
ASML|ASML HLDG NY REG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18752
ASML|ASML HLDG NY REG|WGIF|CIBC World Markets Inc.|4634
ASML|ASML HLDG NY REG|WSEA|WOLVERINE SECURITIES, LLC|1383
ASML|ASML HLDG NY REG|XIST|INSTINET, LLC|110
ASML|ASML HLDG NY REG|XSTM|NATIONAL FINANCIAL SERVICES LLC|19296
ASML|ASML HLDG NY REG|YKNA|COMHAR CAPITAL MARKETS, LLC|4659
ASML|ASML HLDG NY REG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1791
ASNA|ASCENA RETAIL GRP CM|ALTX|Alternet Securities Inc.|142968
ASNA|ASCENA RETAIL GRP CM|APCC|Apex Clearing Corporation|250372
ASNA|ASCENA RETAIL GRP CM|BANK|Primevest Financial Services, Inc.|529
ASNA|ASCENA RETAIL GRP CM|BARD|Robert W. Baird & Co. Incorporated|10
ASNA|ASCENA RETAIL GRP CM|BATM|CBOE TRADING, INC.|22467
ASNA|ASCENA RETAIL GRP CM|BAYC|BAY CREST PARTNERS, LLC|109
ASNA|ASCENA RETAIL GRP CM|BAYT|BTIG, LLC|14000
ASNA|ASCENA RETAIL GRP CM|BERN|Sanford C. Bernstein & Co., LLC|155260
ASNA|ASCENA RETAIL GRP CM|BIMI|Banca IMI Securities Corp.|10272
ASNA|ASCENA RETAIL GRP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|252409
ASNA|ASCENA RETAIL GRP CM|BLKX|INSTINET, LLC|31700
ASNA|ASCENA RETAIL GRP CM|BMOC|BMO Capital Markets Corp.|27747
ASNA|ASCENA RETAIL GRP CM|BNPX|BNP PARIBAS SECURITIES CORP.|225469
ASNA|ASCENA RETAIL GRP CM|BRVL|BLAYLOCK VAN, LLC|3500
ASNA|ASCENA RETAIL GRP CM|BTIG|BTIG, LLC|588753
ASNA|ASCENA RETAIL GRP CM|BYXM|CBOE TRADING, INC.|8275
ASNA|ASCENA RETAIL GRP CM|CANT|Cantor Fitzgerald & Co.|271
ASNA|ASCENA RETAIL GRP CM|CHAS|Charles Schwab & Co., Inc.|19308
ASNA|ASCENA RETAIL GRP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|587038
ASNA|ASCENA RETAIL GRP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12757
ASNA|ASCENA RETAIL GRP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|58568
ASNA|ASCENA RETAIL GRP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1604654
ASNA|ASCENA RETAIL GRP CM|CTDL|Citadel Derivatives Group Llc|172501
ASNA|ASCENA RETAIL GRP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|609976
ASNA|ASCENA RETAIL GRP CM|DBAB|Deutsche Bank Securities Inc.|1662242
ASNA|ASCENA RETAIL GRP CM|DBAX|Deutsche Bank Securities Inc.|1419200
ASNA|ASCENA RETAIL GRP CM|DEAN|MORGAN STANLEY|30105
ASNA|ASCENA RETAIL GRP CM|DEGS|RONIN PROFESSIONAL LLC|104188
ASNA|ASCENA RETAIL GRP CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1512
ASNA|ASCENA RETAIL GRP CM|EBXL|EBX LLC|739200
ASNA|ASCENA RETAIL GRP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|35761
ASNA|ASCENA RETAIL GRP CM|EDJO|Edward D. Jones & Co., L.P.|616
ASNA|ASCENA RETAIL GRP CM|EGAM|CBOE TRADING, INC.|73000
ASNA|ASCENA RETAIL GRP CM|EGAW|CBOE TRADING, INC.|1925
ASNA|ASCENA RETAIL GRP CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
ASNA|ASCENA RETAIL GRP CM|EGXM|CBOE TRADING, INC.|23819
ASNA|ASCENA RETAIL GRP CM|EGXW|CBOE TRADING, INC.|100
ASNA|ASCENA RETAIL GRP CM|ELEV|ELEVATION, LLC|87296
ASNA|ASCENA RETAIL GRP CM|ETBE|Electronic Transaction Clearing, Inc.|189067
ASNA|ASCENA RETAIL GRP CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ASNA|ASCENA RETAIL GRP CM|ETCC|Electronic Transaction Clearing, Inc.|2701
ASNA|ASCENA RETAIL GRP CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|36302
ASNA|ASCENA RETAIL GRP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5556
ASNA|ASCENA RETAIL GRP CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
ASNA|ASCENA RETAIL GRP CM|ETRS|E*Trade Securities LLC|1534815
ASNA|ASCENA RETAIL GRP CM|FBCO|Credit Suisse Securities (USA) LLC|2197277
ASNA|ASCENA RETAIL GRP CM|FILL|Tradestation Securities, Inc.|131390
ASNA|ASCENA RETAIL GRP CM|FMAF|NBCN Inc./ CDS|6704
ASNA|ASCENA RETAIL GRP CM|FOMA|TD AMERITRADE CLEARING, INC.|1505263
ASNA|ASCENA RETAIL GRP CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|39845
ASNA|ASCENA RETAIL GRP CM|FQLS|Quantlab Securities LP|465088
ASNA|ASCENA RETAIL GRP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|169640
ASNA|ASCENA RETAIL GRP CM|FTBR|Foliofn Investments, Inc.|273506
ASNA|ASCENA RETAIL GRP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|121025
ASNA|ASCENA RETAIL GRP CM|GLIS|TD Securities Inc|5072
ASNA|ASCENA RETAIL GRP CM|GLPX|ACS EXECUTION SERVICES, LLC|79009
ASNA|ASCENA RETAIL GRP CM|GSCO|GOLDMAN SACHS & CO. LLC|3658540
ASNA|ASCENA RETAIL GRP CM|GSCS|GOLDMAN SACHS & CO. LLC|595452
ASNA|ASCENA RETAIL GRP CM|GSLT|GOLDMAN SACHS & CO. LLC|103812
ASNA|ASCENA RETAIL GRP CM|GTSZ|GTS SECURITIES LLC|41291
ASNA|ASCENA RETAIL GRP CM|HRBF|American Enterprise Investment Services Inc.|476
ASNA|ASCENA RETAIL GRP CM|IATS|INTERACTIVE BROKERS LLC|215763
ASNA|ASCENA RETAIL GRP CM|IBKR|Interactive Brokers Llc|1711407
ASNA|ASCENA RETAIL GRP CM|ICBX|INSTINET, LLC|481701
ASNA|ASCENA RETAIL GRP CM|IEQY|CITADEL SECURITIES LLC|334890
ASNA|ASCENA RETAIL GRP CM|INCA|INSTINET, LLC|2731159
ASNA|ASCENA RETAIL GRP CM|INJX|INSTINET, LLC|345267
ASNA|ASCENA RETAIL GRP CM|ITGI|ITG Inc.|1430759
ASNA|ASCENA RETAIL GRP CM|ITGP|ITG INC.|584600
ASNA|ASCENA RETAIL GRP CM|JEFF|JEFFERIES LLC|1226586
ASNA|ASCENA RETAIL GRP CM|JMPT|JUMP TRADING, LLC|489208
ASNA|ASCENA RETAIL GRP CM|JONE|JonesTrading|340632
ASNA|ASCENA RETAIL GRP CM|JPBX|J.P. MORGAN SECURITIES LLC|91533
ASNA|ASCENA RETAIL GRP CM|JPMX|J.P. Morgan Securities LLC|1544397
ASNA|ASCENA RETAIL GRP CM|JSJX|JANE STREET CAPITAL LLC|135679
ASNA|ASCENA RETAIL GRP CM|JUTA|JUMP TRADING, LLC|873
ASNA|ASCENA RETAIL GRP CM|KCGM|VIRTU Americas LLC|415213
ASNA|ASCENA RETAIL GRP CM|KEYB|KEYBANC CAPITAL MARKETS INC.|407992
ASNA|ASCENA RETAIL GRP CM|KRSH|Kershner Securities, LLC|1933
ASNA|ASCENA RETAIL GRP CM|LEHM|Barclays Capital Inc./Le|4209631
ASNA|ASCENA RETAIL GRP CM|LIME|Lime Brokerage LLC|864115
ASNA|ASCENA RETAIL GRP CM|LMGP|LIME BROKERAGE LLC|45700
ASNA|ASCENA RETAIL GRP CM|LOOP|Loop Capital Markets LLC|5251
ASNA|ASCENA RETAIL GRP CM|LQNA|LIQUIDNET, INC.|146000
ASNA|ASCENA RETAIL GRP CM|LSCI|Lek Securities Corporation|581
ASNA|ASCENA RETAIL GRP CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11562
ASNA|ASCENA RETAIL GRP CM|MAXM|Maxim Group LLC|120840
ASNA|ASCENA RETAIL GRP CM|MBTS|ALLY INVEST SECURITIES LLC|7702
ASNA|ASCENA RETAIL GRP CM|MCBT|Moors & Cabot, Inc.|1783
ASNA|ASCENA RETAIL GRP CM|MKMP|MKM Partners LLC|7900
ASNA|ASCENA RETAIL GRP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1059665
ASNA|ASCENA RETAIL GRP CM|MOTF|MOTIF INVESTING, INC.|4
ASNA|ASCENA RETAIL GRP CM|MRBA|IBN FINANCIAL SERVICES, INC.|400
ASNA|ASCENA RETAIL GRP CM|MSCO|MORGAN STANLEY & CO. LLC|11644614
ASNA|ASCENA RETAIL GRP CM|MSPL|MORGAN STANLEY & CO. LLC|1869600
ASNA|ASCENA RETAIL GRP CM|MSTX|MORGAN STANLEY & CO. LLC|1163000
ASNA|ASCENA RETAIL GRP CM|NATL|National Securities Corporation|100
ASNA|ASCENA RETAIL GRP CM|NFSC|National Financial Services LLC|1677906
ASNA|ASCENA RETAIL GRP CM|NITE|VIRTU Americas LLC|5120945
ASNA|ASCENA RETAIL GRP CM|NITP|VIRTU Americas LLC|69567
ASNA|ASCENA RETAIL GRP CM|NMRA|Nomura Securities International, Inc.|118300
ASNA|ASCENA RETAIL GRP CM|NQRB|Brut, LLC|17728
ASNA|ASCENA RETAIL GRP CM|OHOS|TWO SIGMA SECURITIES, LLC|61435
ASNA|ASCENA RETAIL GRP CM|OPCO|Oppenheimer & Co. Inc.|945
ASNA|ASCENA RETAIL GRP CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5154
ASNA|ASCENA RETAIL GRP CM|PCPT|PHILLIP CAPITAL INC.|2300
ASNA|ASCENA RETAIL GRP CM|PDQM|CODA MARKETS, INC.|159101
ASNA|ASCENA RETAIL GRP CM|PHLY|NASDAQ Execution Services, LLC|2400
ASNA|ASCENA RETAIL GRP CM|POIN|PRECISION SECURITIES, LLC (POIN)|500
ASNA|ASCENA RETAIL GRP CM|PWJC|UBS Financial Services, Inc.|92
ASNA|ASCENA RETAIL GRP CM|RAJA|Raymond James & Associates, Inc.|10565
ASNA|ASCENA RETAIL GRP CM|RBCM|RBC CAPITAL MARKETS, LLC|60247
ASNA|ASCENA RETAIL GRP CM|RGLD|Regal Securities, Inc|2900
ASNA|ASCENA RETAIL GRP CM|RHCO|Suntrust Robinson Humphrey, Inc.|34
ASNA|ASCENA RETAIL GRP CM|RWPS|R.W. Pressprich & Co., Inc.|25000
ASNA|ASCENA RETAIL GRP CM|SAGL|SAGETRADER, LLC|24423
ASNA|ASCENA RETAIL GRP CM|SBSH|Citigroup Global Markets Inc.|1107882
ASNA|ASCENA RETAIL GRP CM|SEIC|SEI Investments Distribution Co.|900
ASNA|ASCENA RETAIL GRP CM|SGMT|GOLDMAN SACHS & CO. LLC|805199
ASNA|ASCENA RETAIL GRP CM|SIDC|Sidoti & Company, LLC|3000
ASNA|ASCENA RETAIL GRP CM|SOGO|Wang Investment Associates, Inc.|300
ASNA|ASCENA RETAIL GRP CM|SPDR|SPEEDROUTE LLC|41435
ASNA|ASCENA RETAIL GRP CM|SPHN|Stephens Inc.|174600
ASNA|ASCENA RETAIL GRP CM|SPNT|SEVEN POINTS CAPITAL, LLC|7675
ASNA|ASCENA RETAIL GRP CM|STFL|Stifel, Nicolaus & Company, Incorporated|208
ASNA|ASCENA RETAIL GRP CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|175
ASNA|ASCENA RETAIL GRP CM|SWIM|TD Ameritrade, Inc.|948412
ASNA|ASCENA RETAIL GRP CM|SWST|Hilltop Securities Inc.|118
ASNA|ASCENA RETAIL GRP CM|TKNG|ALLY INVEST SECURITIES LLC|20795
ASNA|ASCENA RETAIL GRP CM|TRBT|Tradebot Systems, Inc.|740838
ASNA|ASCENA RETAIL GRP CM|TRCM|TRC MARKETS LLC|317127
ASNA|ASCENA RETAIL GRP CM|TWTT|TASTYWORKS, INC.|2143
ASNA|ASCENA RETAIL GRP CM|UBSA|UBS SECURITIES LLC|3030082
ASNA|ASCENA RETAIL GRP CM|UBSS|UBS Securities LLC|6345074
ASNA|ASCENA RETAIL GRP CM|VALX|VIRTU AMERICAS LLC|101094
ASNA|ASCENA RETAIL GRP CM|VGRD|Vanguard Marketing Corporation|146904
ASNA|ASCENA RETAIL GRP CM|VSIN|Vision Financial Markets Llc|5730
ASNA|ASCENA RETAIL GRP CM|WCHV|WELLS FARGO SECURITIES, LLC|262932
ASNA|ASCENA RETAIL GRP CM|WEDB|WEDBUSH SECURITIES INC.|94152
ASNA|ASCENA RETAIL GRP CM|WEED|Weeden & Co.L.P.|1900
ASNA|ASCENA RETAIL GRP CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|154763
ASNA|ASCENA RETAIL GRP CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|421
ASNA|ASCENA RETAIL GRP CM|WFPB|Wells Fargo Securities, LLC.|9007
ASNA|ASCENA RETAIL GRP CM|WGIF|CIBC World Markets Inc.|73826
ASNA|ASCENA RETAIL GRP CM|WSEA|WOLVERINE SECURITIES, LLC|42722
ASNA|ASCENA RETAIL GRP CM|XIST|INSTINET, LLC|261596
ASNA|ASCENA RETAIL GRP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|339630
ASNA|ASCENA RETAIL GRP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|10094
ASNA|ASCENA RETAIL GRP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1846
ASND|ASCENDIS PHARMA ADS|ACLP|ALEXANDER CAPITAL, L.P.|900
ASND|ASCENDIS PHARMA ADS|ALTX|Alternet Securities Inc.|3372
ASND|ASCENDIS PHARMA ADS|APCC|Apex Clearing Corporation|123
ASND|ASCENDIS PHARMA ADS|BATM|CBOE TRADING, INC.|3314
ASND|ASCENDIS PHARMA ADS|BERN|Sanford C. Bernstein & Co., LLC|2123
ASND|ASCENDIS PHARMA ADS|BIMI|Banca IMI Securities Corp.|599
ASND|ASCENDIS PHARMA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3926
ASND|ASCENDIS PHARMA ADS|BLKX|INSTINET, LLC|220000
ASND|ASCENDIS PHARMA ADS|BMOC|BMO Capital Markets Corp.|230
ASND|ASCENDIS PHARMA ADS|BNPX|BNP PARIBAS SECURITIES CORP.|482
ASND|ASCENDIS PHARMA ADS|BTIG|BTIG, LLC|33052
ASND|ASCENDIS PHARMA ADS|BYXM|CBOE TRADING, INC.|150
ASND|ASCENDIS PHARMA ADS|CANT|Cantor Fitzgerald & Co.|20
ASND|ASCENDIS PHARMA ADS|CHAS|Charles Schwab & Co., Inc.|271
ASND|ASCENDIS PHARMA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7923
ASND|ASCENDIS PHARMA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11986
ASND|ASCENDIS PHARMA ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5235
ASND|ASCENDIS PHARMA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26596
ASND|ASCENDIS PHARMA ADS|CTDL|Citadel Derivatives Group Llc|20
ASND|ASCENDIS PHARMA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6620
ASND|ASCENDIS PHARMA ADS|DBAB|Deutsche Bank Securities Inc.|33601
ASND|ASCENDIS PHARMA ADS|DBAX|Deutsche Bank Securities Inc.|28500
ASND|ASCENDIS PHARMA ADS|DBUL|Deutsche Bank Securities Inc.|100
ASND|ASCENDIS PHARMA ADS|DEAN|MORGAN STANLEY|700
ASND|ASCENDIS PHARMA ADS|DEGS|RONIN PROFESSIONAL LLC|7479
ASND|ASCENDIS PHARMA ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
ASND|ASCENDIS PHARMA ADS|EBXL|EBX LLC|44400
ASND|ASCENDIS PHARMA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4468
ASND|ASCENDIS PHARMA ADS|EDJO|Edward D. Jones & Co., L.P.|347
ASND|ASCENDIS PHARMA ADS|EGAM|CBOE TRADING, INC.|1678
ASND|ASCENDIS PHARMA ADS|EGXM|CBOE TRADING, INC.|79
ASND|ASCENDIS PHARMA ADS|ETBE|Electronic Transaction Clearing, Inc.|402
ASND|ASCENDIS PHARMA ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|459
ASND|ASCENDIS PHARMA ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|602
ASND|ASCENDIS PHARMA ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29111
ASND|ASCENDIS PHARMA ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|416
ASND|ASCENDIS PHARMA ADS|ETRS|E*Trade Securities LLC|4396
ASND|ASCENDIS PHARMA ADS|FBCO|Credit Suisse Securities (USA) LLC|45300
ASND|ASCENDIS PHARMA ADS|FILL|Tradestation Securities, Inc.|908
ASND|ASCENDIS PHARMA ADS|FMAF|NBCN Inc./ CDS|13
ASND|ASCENDIS PHARMA ADS|FOMA|TD AMERITRADE CLEARING, INC.|100163
ASND|ASCENDIS PHARMA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11165
ASND|ASCENDIS PHARMA ADS|FTBR|Foliofn Investments, Inc.|1400
ASND|ASCENDIS PHARMA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|295
ASND|ASCENDIS PHARMA ADS|GLPX|ACS EXECUTION SERVICES, LLC|28214
ASND|ASCENDIS PHARMA ADS|GSCO|GOLDMAN SACHS & CO. LLC|77614
ASND|ASCENDIS PHARMA ADS|GSCS|GOLDMAN SACHS & CO. LLC|4660
ASND|ASCENDIS PHARMA ADS|GSLT|GOLDMAN SACHS & CO. LLC|975
ASND|ASCENDIS PHARMA ADS|GTSZ|GTS SECURITIES LLC|42525
ASND|ASCENDIS PHARMA ADS|HAPX|HAP Trading, LLC|222
ASND|ASCENDIS PHARMA ADS|HASF|Haywood Securities Inc./CDS|248
ASND|ASCENDIS PHARMA ADS|HSBC|HSBC Securities, Inc.|48
ASND|ASCENDIS PHARMA ADS|IATS|INTERACTIVE BROKERS LLC|4962
ASND|ASCENDIS PHARMA ADS|IBKR|Interactive Brokers Llc|23895
ASND|ASCENDIS PHARMA ADS|ICBX|INSTINET, LLC|2840
ASND|ASCENDIS PHARMA ADS|IEQY|CITADEL SECURITIES LLC|8809
ASND|ASCENDIS PHARMA ADS|INCA|INSTINET, LLC|33015
ASND|ASCENDIS PHARMA ADS|INJX|INSTINET, LLC|3254
ASND|ASCENDIS PHARMA ADS|ITGI|ITG Inc.|16299
ASND|ASCENDIS PHARMA ADS|ITGP|ITG INC.|67800
ASND|ASCENDIS PHARMA ADS|JEFF|JEFFERIES LLC|22093
ASND|ASCENDIS PHARMA ADS|JMPT|JUMP TRADING, LLC|5933
ASND|ASCENDIS PHARMA ADS|JONE|JonesTrading|40
ASND|ASCENDIS PHARMA ADS|JPBX|J.P. MORGAN SECURITIES LLC|5713
ASND|ASCENDIS PHARMA ADS|JPMX|J.P. Morgan Securities LLC|458962
ASND|ASCENDIS PHARMA ADS|JSJX|JANE STREET CAPITAL LLC|65
ASND|ASCENDIS PHARMA ADS|KCGM|VIRTU Americas LLC|6904
ASND|ASCENDIS PHARMA ADS|LEER|LEERINK PARTNERS LLC|2500
ASND|ASCENDIS PHARMA ADS|LEHM|Barclays Capital Inc./Le|214494
ASND|ASCENDIS PHARMA ADS|LIME|Lime Brokerage LLC|35439
ASND|ASCENDIS PHARMA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40506
ASND|ASCENDIS PHARMA ADS|MOTF|MOTIF INVESTING, INC.|5
ASND|ASCENDIS PHARMA ADS|MSCO|MORGAN STANLEY & CO. LLC|229522
ASND|ASCENDIS PHARMA ADS|MSPL|MORGAN STANLEY & CO. LLC|61400
ASND|ASCENDIS PHARMA ADS|MSTX|MORGAN STANLEY & CO. LLC|1400
ASND|ASCENDIS PHARMA ADS|NFSC|National Financial Services LLC|44133
ASND|ASCENDIS PHARMA ADS|NITE|VIRTU Americas LLC|86601
ASND|ASCENDIS PHARMA ADS|NITP|VIRTU Americas LLC|1335
ASND|ASCENDIS PHARMA ADS|NQRB|Brut, LLC|638
ASND|ASCENDIS PHARMA ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1281
ASND|ASCENDIS PHARMA ADS|PDQM|CODA MARKETS, INC.|56108
ASND|ASCENDIS PHARMA ADS|PICT|Pictet Overseas Inc.|250
ASND|ASCENDIS PHARMA ADS|PWJC|UBS Financial Services, Inc.|226
ASND|ASCENDIS PHARMA ADS|RAJA|Raymond James & Associates, Inc.|5447
ASND|ASCENDIS PHARMA ADS|RBCM|RBC CAPITAL MARKETS, LLC|3500
ASND|ASCENDIS PHARMA ADS|SAGL|SAGETRADER, LLC|10819
ASND|ASCENDIS PHARMA ADS|SAGW|SAGETRADER, LLC|150
ASND|ASCENDIS PHARMA ADS|SBSH|Citigroup Global Markets Inc.|3921
ASND|ASCENDIS PHARMA ADS|SGMT|GOLDMAN SACHS & CO. LLC|9704
ASND|ASCENDIS PHARMA ADS|SPDR|SPEEDROUTE LLC|13393
ASND|ASCENDIS PHARMA ADS|SPTD|MINT GLOBAL MARKETS, INC.|15170
ASND|ASCENDIS PHARMA ADS|STFL|Stifel, Nicolaus & Company, Incorporated|5042
ASND|ASCENDIS PHARMA ADS|SWIM|TD Ameritrade, Inc.|4115
ASND|ASCENDIS PHARMA ADS|TKNG|ALLY INVEST SECURITIES LLC|516
ASND|ASCENDIS PHARMA ADS|TRBT|Tradebot Systems, Inc.|13485
ASND|ASCENDIS PHARMA ADS|TRCM|TRC MARKETS LLC|9062
ASND|ASCENDIS PHARMA ADS|TWTT|TASTYWORKS, INC.|20
ASND|ASCENDIS PHARMA ADS|UBSA|UBS SECURITIES LLC|115973
ASND|ASCENDIS PHARMA ADS|UBSS|UBS Securities LLC|225957
ASND|ASCENDIS PHARMA ADS|VALX|VIRTU AMERICAS LLC|5565
ASND|ASCENDIS PHARMA ADS|VGRD|Vanguard Marketing Corporation|5556
ASND|ASCENDIS PHARMA ADS|WABR|Wall Street Access|1200
ASND|ASCENDIS PHARMA ADS|WCHV|WELLS FARGO SECURITIES, LLC|13959
ASND|ASCENDIS PHARMA ADS|WEDB|WEDBUSH SECURITIES INC.|57853
ASND|ASCENDIS PHARMA ADS|WEED|Weeden & Co.L.P.|540
ASND|ASCENDIS PHARMA ADS|WSEA|WOLVERINE SECURITIES, LLC|203
ASND|ASCENDIS PHARMA ADS|XIST|INSTINET, LLC|8400
ASND|ASCENDIS PHARMA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
ASND|ASCENDIS PHARMA ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|8090
ASND|ASCENDIS PHARMA ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2014
ASNS|ARSANIS, INC. CM|ALTX|Alternet Securities Inc.|2500
ASNS|ARSANIS, INC. CM|APCC|Apex Clearing Corporation|2747
ASNS|ARSANIS, INC. CM|BARD|Robert W. Baird & Co. Incorporated|200
ASNS|ARSANIS, INC. CM|BATM|CBOE TRADING, INC.|1215
ASNS|ARSANIS, INC. CM|BAYC|BAY CREST PARTNERS, LLC|261
ASNS|ARSANIS, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|5935
ASNS|ARSANIS, INC. CM|BLKX|INSTINET, LLC|104842
ASNS|ARSANIS, INC. CM|BMOC|BMO Capital Markets Corp.|741
ASNS|ARSANIS, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|119
ASNS|ARSANIS, INC. CM|BTIG|BTIG, LLC|2100
ASNS|ARSANIS, INC. CM|BYXM|CBOE TRADING, INC.|100
ASNS|ARSANIS, INC. CM|CHAS|Charles Schwab & Co., Inc.|616
ASNS|ARSANIS, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10856
ASNS|ARSANIS, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2620
ASNS|ARSANIS, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2506
ASNS|ARSANIS, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42094
ASNS|ARSANIS, INC. CM|CTDL|Citadel Derivatives Group Llc|2273
ASNS|ARSANIS, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7092
ASNS|ARSANIS, INC. CM|DBAB|Deutsche Bank Securities Inc.|8022
ASNS|ARSANIS, INC. CM|DBAX|Deutsche Bank Securities Inc.|12500
ASNS|ARSANIS, INC. CM|DBUL|Deutsche Bank Securities Inc.|1199
ASNS|ARSANIS, INC. CM|DCHF|Dart Executions, LLC|661
ASNS|ARSANIS, INC. CM|DEAN|MORGAN STANLEY|8
ASNS|ARSANIS, INC. CM|DEGS|RONIN PROFESSIONAL LLC|7652
ASNS|ARSANIS, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5037
ASNS|ARSANIS, INC. CM|EBXL|EBX LLC|32000
ASNS|ARSANIS, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2759
ASNS|ARSANIS, INC. CM|EGAM|CBOE TRADING, INC.|1762
ASNS|ARSANIS, INC. CM|EGAW|CBOE TRADING, INC.|100
ASNS|ARSANIS, INC. CM|EGXM|CBOE TRADING, INC.|800
ASNS|ARSANIS, INC. CM|EGXW|CBOE TRADING, INC.|4000
ASNS|ARSANIS, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
ASNS|ARSANIS, INC. CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
ASNS|ARSANIS, INC. CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2471
ASNS|ARSANIS, INC. CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1584
ASNS|ARSANIS, INC. CM|ETRS|E*Trade Securities LLC|160360
ASNS|ARSANIS, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|82209
ASNS|ARSANIS, INC. CM|FILL|Tradestation Securities, Inc.|4800
ASNS|ARSANIS, INC. CM|FMAF|NBCN Inc./ CDS|1480
ASNS|ARSANIS, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|146783
ASNS|ARSANIS, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73589
ASNS|ARSANIS, INC. CM|FTBR|Foliofn Investments, Inc.|23
ASNS|ARSANIS, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3658
ASNS|ARSANIS, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|35214
ASNS|ARSANIS, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|76075
ASNS|ARSANIS, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|1550
ASNS|ARSANIS, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|356
ASNS|ARSANIS, INC. CM|GTSZ|GTS SECURITIES LLC|27978
ASNS|ARSANIS, INC. CM|HRBF|American Enterprise Investment Services Inc.|100
ASNS|ARSANIS, INC. CM|IATS|INTERACTIVE BROKERS LLC|2612
ASNS|ARSANIS, INC. CM|IBKR|Interactive Brokers Llc|69016
ASNS|ARSANIS, INC. CM|ICBX|INSTINET, LLC|5375
ASNS|ARSANIS, INC. CM|IEQY|CITADEL SECURITIES LLC|2391
ASNS|ARSANIS, INC. CM|INCA|INSTINET, LLC|71635
ASNS|ARSANIS, INC. CM|INJX|INSTINET, LLC|9410
ASNS|ARSANIS, INC. CM|ITGI|ITG Inc.|15193
ASNS|ARSANIS, INC. CM|ITGP|ITG INC.|28600
ASNS|ARSANIS, INC. CM|JEFF|JEFFERIES LLC|23121
ASNS|ARSANIS, INC. CM|JMPT|JUMP TRADING, LLC|169
ASNS|ARSANIS, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|2500
ASNS|ARSANIS, INC. CM|JPMX|J.P. Morgan Securities LLC|82840
ASNS|ARSANIS, INC. CM|JSJX|JANE STREET CAPITAL LLC|190
ASNS|ARSANIS, INC. CM|KCGM|VIRTU Americas LLC|9044
ASNS|ARSANIS, INC. CM|LEER|LEERINK PARTNERS LLC|45000
ASNS|ARSANIS, INC. CM|LEHM|Barclays Capital Inc./Le|40349
ASNS|ARSANIS, INC. CM|LIME|Lime Brokerage LLC|50132
ASNS|ARSANIS, INC. CM|LMGP|LIME BROKERAGE LLC|6014
ASNS|ARSANIS, INC. CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|53726
ASNS|ARSANIS, INC. CM|LSCI|Lek Securities Corporation|552
ASNS|ARSANIS, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1302
ASNS|ARSANIS, INC. CM|MAXM|Maxim Group LLC|398
ASNS|ARSANIS, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45311
ASNS|ARSANIS, INC. CM|MOTF|MOTIF INVESTING, INC.|2
ASNS|ARSANIS, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|189341
ASNS|ARSANIS, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|13300
ASNS|ARSANIS, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|600
ASNS|ARSANIS, INC. CM|NFSC|National Financial Services LLC|58935
ASNS|ARSANIS, INC. CM|NITE|VIRTU Americas LLC|192627
ASNS|ARSANIS, INC. CM|NITP|VIRTU Americas LLC|2150
ASNS|ARSANIS, INC. CM|NQRB|Brut, LLC|200
ASNS|ARSANIS, INC. CM|PCPT|PHILLIP CAPITAL INC.|1182
ASNS|ARSANIS, INC. CM|PDQM|CODA MARKETS, INC.|106699
ASNS|ARSANIS, INC. CM|RAJA|Raymond James & Associates, Inc.|1400
ASNS|ARSANIS, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|485
ASNS|ARSANIS, INC. CM|SAGL|SAGETRADER, LLC|1760
ASNS|ARSANIS, INC. CM|SBSH|Citigroup Global Markets Inc.|7138
ASNS|ARSANIS, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|10761
ASNS|ARSANIS, INC. CM|SPDR|SPEEDROUTE LLC|4894
ASNS|ARSANIS, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|1500
ASNS|ARSANIS, INC. CM|SWIM|TD Ameritrade, Inc.|99397
ASNS|ARSANIS, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|11733
ASNS|ARSANIS, INC. CM|TRBT|Tradebot Systems, Inc.|7178
ASNS|ARSANIS, INC. CM|TRCM|TRC MARKETS LLC|13775
ASNS|ARSANIS, INC. CM|UBSA|UBS SECURITIES LLC|62557
ASNS|ARSANIS, INC. CM|UBSS|UBS Securities LLC|126980
ASNS|ARSANIS, INC. CM|VALX|VIRTU AMERICAS LLC|740
ASNS|ARSANIS, INC. CM|VGRD|Vanguard Marketing Corporation|11885
ASNS|ARSANIS, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|3415
ASNS|ARSANIS, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2566
ASNS|ARSANIS, INC. CM|WGIF|CIBC World Markets Inc.|3300
ASNS|ARSANIS, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|11659
ASNS|ARSANIS, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|134742
ASNS|ARSANIS, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|17416
ASNS|ARSANIS, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2100
ASPN|ASPEN AEROGELS, INC.|APCC|Apex Clearing Corporation|13
ASPN|ASPEN AEROGELS, INC.|BATM|CBOE TRADING, INC.|10
ASPN|ASPEN AEROGELS, INC.|BAYC|BAY CREST PARTNERS, LLC|1169
ASPN|ASPEN AEROGELS, INC.|BERN|Sanford C. Bernstein & Co., LLC|500
ASPN|ASPEN AEROGELS, INC.|BTIG|BTIG, LLC|17500
ASPN|ASPEN AEROGELS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|659
ASPN|ASPEN AEROGELS, INC.|CHAS|Charles Schwab & Co., Inc.|3334
ASPN|ASPEN AEROGELS, INC.|CHLM|Craig-Hallum Capital Group LLC|494
ASPN|ASPEN AEROGELS, INC.|CIST|Capital Institutional Services, Inc.|40508
ASPN|ASPEN AEROGELS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11377
ASPN|ASPEN AEROGELS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4063
ASPN|ASPEN AEROGELS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|4200
ASPN|ASPEN AEROGELS, INC.|DBAB|Deutsche Bank Securities Inc.|1466
ASPN|ASPEN AEROGELS, INC.|DBAX|Deutsche Bank Securities Inc.|2400
ASPN|ASPEN AEROGELS, INC.|DEGS|RONIN PROFESSIONAL LLC|293
ASPN|ASPEN AEROGELS, INC.|EBXL|EBX LLC|8400
ASPN|ASPEN AEROGELS, INC.|EGAM|CBOE TRADING, INC.|100
ASPN|ASPEN AEROGELS, INC.|EGXM|CBOE TRADING, INC.|1
ASPN|ASPEN AEROGELS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
ASPN|ASPEN AEROGELS, INC.|ETRS|E*Trade Securities LLC|6848
ASPN|ASPEN AEROGELS, INC.|FMAF|NBCN Inc./ CDS|1
ASPN|ASPEN AEROGELS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1658
ASPN|ASPEN AEROGELS, INC.|FTBR|Foliofn Investments, Inc.|751
ASPN|ASPEN AEROGELS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|417
ASPN|ASPEN AEROGELS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|9702
ASPN|ASPEN AEROGELS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3445
ASPN|ASPEN AEROGELS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|6
ASPN|ASPEN AEROGELS, INC.|GTSZ|GTS SECURITIES LLC|4378
ASPN|ASPEN AEROGELS, INC.|IATS|INTERACTIVE BROKERS LLC|820
ASPN|ASPEN AEROGELS, INC.|IBKR|Interactive Brokers Llc|1914
ASPN|ASPEN AEROGELS, INC.|ICBX|INSTINET, LLC|5288
ASPN|ASPEN AEROGELS, INC.|INCA|INSTINET, LLC|526
ASPN|ASPEN AEROGELS, INC.|INJX|INSTINET, LLC|421
ASPN|ASPEN AEROGELS, INC.|ITGI|ITG Inc.|600
ASPN|ASPEN AEROGELS, INC.|ITGP|ITG INC.|3400
ASPN|ASPEN AEROGELS, INC.|JEFF|JEFFERIES LLC|700
ASPN|ASPEN AEROGELS, INC.|JPMX|J.P. Morgan Securities LLC|15286
ASPN|ASPEN AEROGELS, INC.|JSJX|JANE STREET CAPITAL LLC|9578
ASPN|ASPEN AEROGELS, INC.|KCGM|VIRTU Americas LLC|1000
ASPN|ASPEN AEROGELS, INC.|LEHM|Barclays Capital Inc./Le|10545
ASPN|ASPEN AEROGELS, INC.|LIME|Lime Brokerage LLC|3526
ASPN|ASPEN AEROGELS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|556
ASPN|ASPEN AEROGELS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24180
ASPN|ASPEN AEROGELS, INC.|MSCO|MORGAN STANLEY & CO. LLC|3644
ASPN|ASPEN AEROGELS, INC.|MSPL|MORGAN STANLEY & CO. LLC|10600
ASPN|ASPEN AEROGELS, INC.|MSTX|MORGAN STANLEY & CO. LLC|800
ASPN|ASPEN AEROGELS, INC.|NEED|Needham & Company, LLC|1776
ASPN|ASPEN AEROGELS, INC.|NFSC|National Financial Services LLC|8412
ASPN|ASPEN AEROGELS, INC.|NITE|VIRTU Americas LLC|30976
ASPN|ASPEN AEROGELS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1000
ASPN|ASPEN AEROGELS, INC.|RILY|B. RILEY FBR, INC.|100
ASPN|ASPEN AEROGELS, INC.|SBSH|Citigroup Global Markets Inc.|3508
ASPN|ASPEN AEROGELS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|2018
ASPN|ASPEN AEROGELS, INC.|SPDR|SPEEDROUTE LLC|1200
ASPN|ASPEN AEROGELS, INC.|SWIM|TD Ameritrade, Inc.|6
ASPN|ASPEN AEROGELS, INC.|TKNG|ALLY INVEST SECURITIES LLC|4
ASPN|ASPEN AEROGELS, INC.|TRCM|TRC MARKETS LLC|787
ASPN|ASPEN AEROGELS, INC.|UBSA|UBS SECURITIES LLC|40605
ASPN|ASPEN AEROGELS, INC.|UBSS|UBS Securities LLC|21935
ASPN|ASPEN AEROGELS, INC.|VALX|VIRTU AMERICAS LLC|485
ASPN|ASPEN AEROGELS, INC.|VGRD|Vanguard Marketing Corporation|111
ASPN|ASPEN AEROGELS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|175
ASPN|ASPEN AEROGELS, INC.|WSEA|WOLVERINE SECURITIES, LLC|17
ASPS|ALTISOURCE PORTFOLIO|ALTX|Alternet Securities Inc.|300
ASPS|ALTISOURCE PORTFOLIO|APCC|Apex Clearing Corporation|96
ASPS|ALTISOURCE PORTFOLIO|BAQP|BURKE & QUICK PARTNERS LLC|3300
ASPS|ALTISOURCE PORTFOLIO|BATM|CBOE TRADING, INC.|868
ASPS|ALTISOURCE PORTFOLIO|BAYC|BAY CREST PARTNERS, LLC|114
ASPS|ALTISOURCE PORTFOLIO|BAYT|BTIG, LLC|1000
ASPS|ALTISOURCE PORTFOLIO|BERN|Sanford C. Bernstein & Co., LLC|13553
ASPS|ALTISOURCE PORTFOLIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
ASPS|ALTISOURCE PORTFOLIO|BMOC|BMO Capital Markets Corp.|1723
ASPS|ALTISOURCE PORTFOLIO|BNPX|BNP PARIBAS SECURITIES CORP.|1347
ASPS|ALTISOURCE PORTFOLIO|BTIG|BTIG, LLC|3086
ASPS|ALTISOURCE PORTFOLIO|BYXM|CBOE TRADING, INC.|100
ASPS|ALTISOURCE PORTFOLIO|BZYD|GOLDMAN SACHS & CO. LLC|525
ASPS|ALTISOURCE PORTFOLIO|CANT|Cantor Fitzgerald & Co.|85
ASPS|ALTISOURCE PORTFOLIO|CLSA|CLSA AMERICAS, LLC|10
ASPS|ALTISOURCE PORTFOLIO|CMPT|Compass Point Research & Trading, LLC|50000
ASPS|ALTISOURCE PORTFOLIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23572
ASPS|ALTISOURCE PORTFOLIO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2906
ASPS|ALTISOURCE PORTFOLIO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
ASPS|ALTISOURCE PORTFOLIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33980
ASPS|ALTISOURCE PORTFOLIO|CTDL|Citadel Derivatives Group Llc|3477
ASPS|ALTISOURCE PORTFOLIO|CTLR|CUTLER GROUP, LP|4224
ASPS|ALTISOURCE PORTFOLIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
ASPS|ALTISOURCE PORTFOLIO|DBAB|Deutsche Bank Securities Inc.|73692
ASPS|ALTISOURCE PORTFOLIO|DBAX|Deutsche Bank Securities Inc.|18800
ASPS|ALTISOURCE PORTFOLIO|DBUL|Deutsche Bank Securities Inc.|1757
ASPS|ALTISOURCE PORTFOLIO|DEGS|RONIN PROFESSIONAL LLC|1768
ASPS|ALTISOURCE PORTFOLIO|EBXL|EBX LLC|11900
ASPS|ALTISOURCE PORTFOLIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1499
ASPS|ALTISOURCE PORTFOLIO|EGAM|CBOE TRADING, INC.|1011
ASPS|ALTISOURCE PORTFOLIO|EGAW|CBOE TRADING, INC.|100
ASPS|ALTISOURCE PORTFOLIO|EGMT|EG MARKET TECHNOLOGIES LLC|100
ASPS|ALTISOURCE PORTFOLIO|EGXM|CBOE TRADING, INC.|171
ASPS|ALTISOURCE PORTFOLIO|EGXW|CBOE TRADING, INC.|200
ASPS|ALTISOURCE PORTFOLIO|ETBE|Electronic Transaction Clearing, Inc.|100
ASPS|ALTISOURCE PORTFOLIO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|372
ASPS|ALTISOURCE PORTFOLIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5934
ASPS|ALTISOURCE PORTFOLIO|ETRS|E*Trade Securities LLC|13867
ASPS|ALTISOURCE PORTFOLIO|FBCO|Credit Suisse Securities (USA) LLC|299786
ASPS|ALTISOURCE PORTFOLIO|FILL|Tradestation Securities, Inc.|800
ASPS|ALTISOURCE PORTFOLIO|FOMA|TD AMERITRADE CLEARING, INC.|92229
ASPS|ALTISOURCE PORTFOLIO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|435
ASPS|ALTISOURCE PORTFOLIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39643
ASPS|ALTISOURCE PORTFOLIO|FTBR|Foliofn Investments, Inc.|745
ASPS|ALTISOURCE PORTFOLIO|GEBB|GLOBAL EXECUTION BROKERS, LP|2932
ASPS|ALTISOURCE PORTFOLIO|GLPX|ACS EXECUTION SERVICES, LLC|5563
ASPS|ALTISOURCE PORTFOLIO|GSCO|GOLDMAN SACHS & CO. LLC|254331
ASPS|ALTISOURCE PORTFOLIO|GSCS|GOLDMAN SACHS & CO. LLC|4897
ASPS|ALTISOURCE PORTFOLIO|GSLT|GOLDMAN SACHS & CO. LLC|300
ASPS|ALTISOURCE PORTFOLIO|GTSZ|GTS SECURITIES LLC|8975
ASPS|ALTISOURCE PORTFOLIO|HRBF|American Enterprise Investment Services Inc.|10
ASPS|ALTISOURCE PORTFOLIO|IATS|INTERACTIVE BROKERS LLC|2098
ASPS|ALTISOURCE PORTFOLIO|IBKR|Interactive Brokers Llc|16718
ASPS|ALTISOURCE PORTFOLIO|ICBX|INSTINET, LLC|6100
ASPS|ALTISOURCE PORTFOLIO|IEQY|CITADEL SECURITIES LLC|22091
ASPS|ALTISOURCE PORTFOLIO|INCA|INSTINET, LLC|64107
ASPS|ALTISOURCE PORTFOLIO|INJX|INSTINET, LLC|5639
ASPS|ALTISOURCE PORTFOLIO|ITGI|ITG Inc.|96242
ASPS|ALTISOURCE PORTFOLIO|ITGP|ITG INC.|5800
ASPS|ALTISOURCE PORTFOLIO|JEFF|JEFFERIES LLC|17287
ASPS|ALTISOURCE PORTFOLIO|JMPT|JUMP TRADING, LLC|3733
ASPS|ALTISOURCE PORTFOLIO|JPBX|J.P. MORGAN SECURITIES LLC|3290
ASPS|ALTISOURCE PORTFOLIO|JPMX|J.P. Morgan Securities LLC|22431
ASPS|ALTISOURCE PORTFOLIO|JRCO|Johnson Rice & Company L.L.C.|1100
ASPS|ALTISOURCE PORTFOLIO|JSJX|JANE STREET CAPITAL LLC|7333
ASPS|ALTISOURCE PORTFOLIO|KCGM|VIRTU Americas LLC|3963
ASPS|ALTISOURCE PORTFOLIO|LEHM|Barclays Capital Inc./Le|116293
ASPS|ALTISOURCE PORTFOLIO|LIME|Lime Brokerage LLC|46433
ASPS|ALTISOURCE PORTFOLIO|LSCI|Lek Securities Corporation|331
ASPS|ALTISOURCE PORTFOLIO|MACQ|Macquarie Capital (USA) Inc.|400
ASPS|ALTISOURCE PORTFOLIO|MAXM|Maxim Group LLC|780
ASPS|ALTISOURCE PORTFOLIO|MKMP|MKM Partners LLC|18897
ASPS|ALTISOURCE PORTFOLIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7700
ASPS|ALTISOURCE PORTFOLIO|MOTF|MOTIF INVESTING, INC.|7
ASPS|ALTISOURCE PORTFOLIO|MSCO|MORGAN STANLEY & CO. LLC|287106
ASPS|ALTISOURCE PORTFOLIO|MSPL|MORGAN STANLEY & CO. LLC|28100
ASPS|ALTISOURCE PORTFOLIO|MSTX|MORGAN STANLEY & CO. LLC|800
ASPS|ALTISOURCE PORTFOLIO|NFSC|National Financial Services LLC|3553
ASPS|ALTISOURCE PORTFOLIO|NITE|VIRTU Americas LLC|48607
ASPS|ALTISOURCE PORTFOLIO|NITP|VIRTU Americas LLC|1200
ASPS|ALTISOURCE PORTFOLIO|NORT|Northland Securities, Inc.|3093
ASPS|ALTISOURCE PORTFOLIO|NQRB|Brut, LLC|636
ASPS|ALTISOURCE PORTFOLIO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1015
ASPS|ALTISOURCE PORTFOLIO|PDQM|CODA MARKETS, INC.|6340
ASPS|ALTISOURCE PORTFOLIO|PREC|PRECISION SECURITIES, LLC|3798
ASPS|ALTISOURCE PORTFOLIO|PWJC|UBS Financial Services, Inc.|900
ASPS|ALTISOURCE PORTFOLIO|RBCM|RBC CAPITAL MARKETS, LLC|10
ASPS|ALTISOURCE PORTFOLIO|SAGL|SAGETRADER, LLC|4610
ASPS|ALTISOURCE PORTFOLIO|SBSH|Citigroup Global Markets Inc.|34416
ASPS|ALTISOURCE PORTFOLIO|SGMT|GOLDMAN SACHS & CO. LLC|7394
ASPS|ALTISOURCE PORTFOLIO|SPDR|SPEEDROUTE LLC|700
ASPS|ALTISOURCE PORTFOLIO|SPTD|MINT GLOBAL MARKETS, INC.|17700
ASPS|ALTISOURCE PORTFOLIO|SWIM|TD Ameritrade, Inc.|9870
ASPS|ALTISOURCE PORTFOLIO|TKNG|ALLY INVEST SECURITIES LLC|4000
ASPS|ALTISOURCE PORTFOLIO|TRBT|Tradebot Systems, Inc.|19972
ASPS|ALTISOURCE PORTFOLIO|TRCM|TRC MARKETS LLC|20287
ASPS|ALTISOURCE PORTFOLIO|TWTT|TASTYWORKS, INC.|200
ASPS|ALTISOURCE PORTFOLIO|UBSA|UBS SECURITIES LLC|51001
ASPS|ALTISOURCE PORTFOLIO|UBSS|UBS Securities LLC|207088
ASPS|ALTISOURCE PORTFOLIO|VALX|VIRTU AMERICAS LLC|3662
ASPS|ALTISOURCE PORTFOLIO|VGRD|Vanguard Marketing Corporation|502
ASPS|ALTISOURCE PORTFOLIO|WCHV|WELLS FARGO SECURITIES, LLC|8220
ASPS|ALTISOURCE PORTFOLIO|WEED|Weeden & Co.L.P.|100000
ASPS|ALTISOURCE PORTFOLIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11116
ASPS|ALTISOURCE PORTFOLIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2822
ASPS|ALTISOURCE PORTFOLIO|WSEA|WOLVERINE SECURITIES, LLC|1358
ASPS|ALTISOURCE PORTFOLIO|XIST|INSTINET, LLC|17350
ASPS|ALTISOURCE PORTFOLIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ASPS|ALTISOURCE PORTFOLIO|YKNA|COMHAR CAPITAL MARKETS, LLC|310
ASPU|ASPEN GROUP CMN|AGIS|Aegis Capital Corp.|1738
ASPU|ASPEN GROUP CMN|ALTX|Alternet Securities Inc.|300
ASPU|ASPEN GROUP CMN|BATM|CBOE TRADING, INC.|200
ASPU|ASPEN GROUP CMN|CHAS|Charles Schwab & Co., Inc.|500
ASPU|ASPEN GROUP CMN|CHLM|Craig-Hallum Capital Group LLC|700
ASPU|ASPEN GROUP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1108
ASPU|ASPEN GROUP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|150
ASPU|ASPEN GROUP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|60
ASPU|ASPEN GROUP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6850
ASPU|ASPEN GROUP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
ASPU|ASPEN GROUP CMN|DBAB|Deutsche Bank Securities Inc.|2598
ASPU|ASPEN GROUP CMN|DBAX|Deutsche Bank Securities Inc.|1100
ASPU|ASPEN GROUP CMN|DBUL|Deutsche Bank Securities Inc.|300
ASPU|ASPEN GROUP CMN|DEGS|RONIN PROFESSIONAL LLC|5268
ASPU|ASPEN GROUP CMN|DOTC|Dougherty & Company LLC|20
ASPU|ASPEN GROUP CMN|EBXL|EBX LLC|2200
ASPU|ASPEN GROUP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7010
ASPU|ASPEN GROUP CMN|EGAM|CBOE TRADING, INC.|400
ASPU|ASPEN GROUP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
ASPU|ASPEN GROUP CMN|ETRS|E*Trade Securities LLC|15946
ASPU|ASPEN GROUP CMN|FBCO|Credit Suisse Securities (USA) LLC|3401
ASPU|ASPEN GROUP CMN|FOMA|TD AMERITRADE CLEARING, INC.|86542
ASPU|ASPEN GROUP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4158
ASPU|ASPEN GROUP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|425
ASPU|ASPEN GROUP CMN|GLPX|ACS EXECUTION SERVICES, LLC|201
ASPU|ASPEN GROUP CMN|GSCO|GOLDMAN SACHS & CO. LLC|25505
ASPU|ASPEN GROUP CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
ASPU|ASPEN GROUP CMN|GTSZ|GTS SECURITIES LLC|12778
ASPU|ASPEN GROUP CMN|IATS|INTERACTIVE BROKERS LLC|2666
ASPU|ASPEN GROUP CMN|IBKR|Interactive Brokers Llc|77089
ASPU|ASPEN GROUP CMN|ICBX|INSTINET, LLC|800
ASPU|ASPEN GROUP CMN|INCA|INSTINET, LLC|5323
ASPU|ASPEN GROUP CMN|INJX|INSTINET, LLC|11837
ASPU|ASPEN GROUP CMN|ITGI|ITG Inc.|2935
ASPU|ASPEN GROUP CMN|JANY|Janney Montgomery Scott Inc.|3188
ASPU|ASPEN GROUP CMN|JEFF|JEFFERIES LLC|4500
ASPU|ASPEN GROUP CMN|JONE|JonesTrading|545894
ASPU|ASPEN GROUP CMN|JPMX|J.P. Morgan Securities LLC|2200
ASPU|ASPEN GROUP CMN|KCGM|VIRTU Americas LLC|2100
ASPU|ASPEN GROUP CMN|LEHM|Barclays Capital Inc./Le|3702
ASPU|ASPEN GROUP CMN|LIME|Lime Brokerage LLC|28523
ASPU|ASPEN GROUP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
ASPU|ASPEN GROUP CMN|MSCO|MORGAN STANLEY & CO. LLC|118848
ASPU|ASPEN GROUP CMN|MSPL|MORGAN STANLEY & CO. LLC|10400
ASPU|ASPEN GROUP CMN|NFSC|National Financial Services LLC|17159
ASPU|ASPEN GROUP CMN|NITE|VIRTU Americas LLC|92299
ASPU|ASPEN GROUP CMN|NITP|VIRTU Americas LLC|600
ASPU|ASPEN GROUP CMN|OPCO|Oppenheimer & Co. Inc.|1666
ASPU|ASPEN GROUP CMN|PDQM|CODA MARKETS, INC.|401
ASPU|ASPEN GROUP CMN|RBCM|RBC CAPITAL MARKETS, LLC|1000
ASPU|ASPEN GROUP CMN|ROTH|Roth Capital Partners, LLC|12550
ASPU|ASPEN GROUP CMN|SAGL|SAGETRADER, LLC|1002
ASPU|ASPEN GROUP CMN|SALI|INTL FCSTONE FINANCIAL INC.|9951
ASPU|ASPEN GROUP CMN|SBSH|Citigroup Global Markets Inc.|1800
ASPU|ASPEN GROUP CMN|SGMT|GOLDMAN SACHS & CO. LLC|2401
ASPU|ASPEN GROUP CMN|SPDR|SPEEDROUTE LLC|600
ASPU|ASPEN GROUP CMN|SPTD|MINT GLOBAL MARKETS, INC.|5840
ASPU|ASPEN GROUP CMN|SWIM|TD Ameritrade, Inc.|3500
ASPU|ASPEN GROUP CMN|TRBT|Tradebot Systems, Inc.|1197
ASPU|ASPEN GROUP CMN|TRCM|TRC MARKETS LLC|14932
ASPU|ASPEN GROUP CMN|UBSA|UBS SECURITIES LLC|12999
ASPU|ASPEN GROUP CMN|UBSS|UBS Securities LLC|36088
ASPU|ASPEN GROUP CMN|VGRD|Vanguard Marketing Corporation|1242
ASPU|ASPEN GROUP CMN|WCHV|WELLS FARGO SECURITIES, LLC|29801
ASPU|ASPEN GROUP CMN|WFPB|Wells Fargo Securities, LLC.|36973
ASPU|ASPEN GROUP CMN|WSEA|WOLVERINE SECURITIES, LLC|301
ASPU|ASPEN GROUP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ASR|GRUPO AEROPORTUARIO|ALTX|Alternet Securities Inc.|300
ASR|GRUPO AEROPORTUARIO|APCC|Apex Clearing Corporation|8
ASR|GRUPO AEROPORTUARIO|BARD|Robert W. Baird & Co. Incorporated|160
ASR|GRUPO AEROPORTUARIO|BATM|CBOE TRADING, INC.|452
ASR|GRUPO AEROPORTUARIO|BAYC|BAY CREST PARTNERS, LLC|99
ASR|GRUPO AEROPORTUARIO|BAYT|BTIG, LLC|991
ASR|GRUPO AEROPORTUARIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|359
ASR|GRUPO AEROPORTUARIO|BZYD|GOLDMAN SACHS & CO. LLC|567
ASR|GRUPO AEROPORTUARIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19
ASR|GRUPO AEROPORTUARIO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|308
ASR|GRUPO AEROPORTUARIO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1665
ASR|GRUPO AEROPORTUARIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5078
ASR|GRUPO AEROPORTUARIO|CTDL|Citadel Derivatives Group Llc|113
ASR|GRUPO AEROPORTUARIO|DBAB|Deutsche Bank Securities Inc.|1037
ASR|GRUPO AEROPORTUARIO|DBAX|Deutsche Bank Securities Inc.|14700
ASR|GRUPO AEROPORTUARIO|DEAN|MORGAN STANLEY|147
ASR|GRUPO AEROPORTUARIO|DEGS|RONIN PROFESSIONAL LLC|200
ASR|GRUPO AEROPORTUARIO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
ASR|GRUPO AEROPORTUARIO|EBXL|EBX LLC|9600
ASR|GRUPO AEROPORTUARIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|421
ASR|GRUPO AEROPORTUARIO|EDJO|Edward D. Jones & Co., L.P.|2
ASR|GRUPO AEROPORTUARIO|EGAM|CBOE TRADING, INC.|30
ASR|GRUPO AEROPORTUARIO|EGXM|CBOE TRADING, INC.|109
ASR|GRUPO AEROPORTUARIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4351
ASR|GRUPO AEROPORTUARIO|ETRS|E*Trade Securities LLC|8777
ASR|GRUPO AEROPORTUARIO|FQLS|Quantlab Securities LP|2270
ASR|GRUPO AEROPORTUARIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10628
ASR|GRUPO AEROPORTUARIO|FTBR|Foliofn Investments, Inc.|435
ASR|GRUPO AEROPORTUARIO|GBMT|GBM International, Inc.|166207
ASR|GRUPO AEROPORTUARIO|GLIS|TD Securities Inc|3
ASR|GRUPO AEROPORTUARIO|GLPX|ACS EXECUTION SERVICES, LLC|943
ASR|GRUPO AEROPORTUARIO|GSCO|GOLDMAN SACHS & CO. LLC|10268
ASR|GRUPO AEROPORTUARIO|GTSZ|GTS SECURITIES LLC|16315
ASR|GRUPO AEROPORTUARIO|HRBF|American Enterprise Investment Services Inc.|1141
ASR|GRUPO AEROPORTUARIO|HSBC|HSBC Securities, Inc.|200
ASR|GRUPO AEROPORTUARIO|IATS|INTERACTIVE BROKERS LLC|5148
ASR|GRUPO AEROPORTUARIO|IBKR|Interactive Brokers Llc|3463
ASR|GRUPO AEROPORTUARIO|ICBX|INSTINET, LLC|8674
ASR|GRUPO AEROPORTUARIO|INCA|INSTINET, LLC|2658
ASR|GRUPO AEROPORTUARIO|INJX|INSTINET, LLC|400
ASR|GRUPO AEROPORTUARIO|INTL|INTL FCSTONE FINANCIAL INC.|21
ASR|GRUPO AEROPORTUARIO|ITGI|ITG Inc.|4
ASR|GRUPO AEROPORTUARIO|ITGP|ITG INC.|10200
ASR|GRUPO AEROPORTUARIO|JEFF|JEFFERIES LLC|638
ASR|GRUPO AEROPORTUARIO|JPBX|J.P. MORGAN SECURITIES LLC|1100
ASR|GRUPO AEROPORTUARIO|JPMX|J.P. Morgan Securities LLC|31583
ASR|GRUPO AEROPORTUARIO|JSJX|JANE STREET CAPITAL LLC|9
ASR|GRUPO AEROPORTUARIO|KCGM|VIRTU Americas LLC|844
ASR|GRUPO AEROPORTUARIO|LEHM|Barclays Capital Inc./Le|11768
ASR|GRUPO AEROPORTUARIO|LIME|Lime Brokerage LLC|2327
ASR|GRUPO AEROPORTUARIO|LSCI|Lek Securities Corporation|395
ASR|GRUPO AEROPORTUARIO|MCMF|Raymond James Ltd. Cds|25
ASR|GRUPO AEROPORTUARIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3564
ASR|GRUPO AEROPORTUARIO|MOTF|MOTIF INVESTING, INC.|5
ASR|GRUPO AEROPORTUARIO|MSCO|MORGAN STANLEY & CO. LLC|12251
ASR|GRUPO AEROPORTUARIO|MSPL|MORGAN STANLEY & CO. LLC|12800
ASR|GRUPO AEROPORTUARIO|MSTX|MORGAN STANLEY & CO. LLC|200
ASR|GRUPO AEROPORTUARIO|NATL|National Securities Corporation|75
ASR|GRUPO AEROPORTUARIO|NFSC|National Financial Services LLC|2871
ASR|GRUPO AEROPORTUARIO|NITE|VIRTU Americas LLC|19669
ASR|GRUPO AEROPORTUARIO|NQRB|Brut, LLC|490
ASR|GRUPO AEROPORTUARIO|OPCO|Oppenheimer & Co. Inc.|53
ASR|GRUPO AEROPORTUARIO|PDQM|CODA MARKETS, INC.|1324
ASR|GRUPO AEROPORTUARIO|PHLY|NASDAQ Execution Services, LLC|2000
ASR|GRUPO AEROPORTUARIO|RBCM|RBC CAPITAL MARKETS, LLC|1380
ASR|GRUPO AEROPORTUARIO|SBSH|Citigroup Global Markets Inc.|1500
ASR|GRUPO AEROPORTUARIO|SGMT|GOLDMAN SACHS & CO. LLC|4111
ASR|GRUPO AEROPORTUARIO|SPDR|SPEEDROUTE LLC|400
ASR|GRUPO AEROPORTUARIO|SPTD|MINT GLOBAL MARKETS, INC.|12137
ASR|GRUPO AEROPORTUARIO|SWIM|TD Ameritrade, Inc.|351
ASR|GRUPO AEROPORTUARIO|TKNG|ALLY INVEST SECURITIES LLC|152
ASR|GRUPO AEROPORTUARIO|TRBT|Tradebot Systems, Inc.|664
ASR|GRUPO AEROPORTUARIO|TRCM|TRC MARKETS LLC|3019
ASR|GRUPO AEROPORTUARIO|UBSA|UBS SECURITIES LLC|25452
ASR|GRUPO AEROPORTUARIO|UBSS|UBS Securities LLC|23724
ASR|GRUPO AEROPORTUARIO|VALX|VIRTU AMERICAS LLC|2627
ASR|GRUPO AEROPORTUARIO|VGRD|Vanguard Marketing Corporation|474
ASR|GRUPO AEROPORTUARIO|WCHV|WELLS FARGO SECURITIES, LLC|2124
ASR|GRUPO AEROPORTUARIO|WEED|Weeden & Co.L.P.|181
ASR|GRUPO AEROPORTUARIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2396
ASR|GRUPO AEROPORTUARIO|WSEA|WOLVERINE SECURITIES, LLC|249
ASR|GRUPO AEROPORTUARIO|XIST|INSTINET, LLC|400
ASR|GRUPO AEROPORTUARIO|YKNA|COMHAR CAPITAL MARKETS, LLC|262
ASR|GRUPO AEROPORTUARIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
ASRV|AMERISERV FINANCIAL|APCC|Apex Clearing Corporation|6
ASRV|AMERISERV FINANCIAL|CHAS|Charles Schwab & Co., Inc.|2
ASRV|AMERISERV FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|502
ASRV|AMERISERV FINANCIAL|CTDL|Citadel Derivatives Group Llc|176
ASRV|AMERISERV FINANCIAL|DBAB|Deutsche Bank Securities Inc.|1339
ASRV|AMERISERV FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|1040
ASRV|AMERISERV FINANCIAL|ETRS|E*Trade Securities LLC|24420
ASRV|AMERISERV FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|130
ASRV|AMERISERV FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|21073
ASRV|AMERISERV FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|663
ASRV|AMERISERV FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|6408
ASRV|AMERISERV FINANCIAL|IBKR|Interactive Brokers Llc|44412
ASRV|AMERISERV FINANCIAL|INCA|INSTINET, LLC|20053
ASRV|AMERISERV FINANCIAL|INJX|INSTINET, LLC|300
ASRV|AMERISERV FINANCIAL|ITGI|ITG Inc.|5128
ASRV|AMERISERV FINANCIAL|ITGP|ITG INC.|27200
ASRV|AMERISERV FINANCIAL|JEFF|JEFFERIES LLC|1700
ASRV|AMERISERV FINANCIAL|JPMX|J.P. Morgan Securities LLC|1202
ASRV|AMERISERV FINANCIAL|LEHM|Barclays Capital Inc./Le|540
ASRV|AMERISERV FINANCIAL|LIME|Lime Brokerage LLC|27078
ASRV|AMERISERV FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ASRV|AMERISERV FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|31259
ASRV|AMERISERV FINANCIAL|NFSC|National Financial Services LLC|18611
ASRV|AMERISERV FINANCIAL|NITE|VIRTU Americas LLC|43942
ASRV|AMERISERV FINANCIAL|NQRB|Brut, LLC|300
ASRV|AMERISERV FINANCIAL|RAJA|Raymond James & Associates, Inc.|16770
ASRV|AMERISERV FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|13500
ASRV|AMERISERV FINANCIAL|SBSH|Citigroup Global Markets Inc.|403
ASRV|AMERISERV FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|1
ASRV|AMERISERV FINANCIAL|SPDR|SPEEDROUTE LLC|4050
ASRV|AMERISERV FINANCIAL|SWIM|TD Ameritrade, Inc.|6272
ASRV|AMERISERV FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|200
ASRV|AMERISERV FINANCIAL|TRBT|Tradebot Systems, Inc.|775
ASRV|AMERISERV FINANCIAL|TRCM|TRC MARKETS LLC|2475
ASRV|AMERISERV FINANCIAL|UBSA|UBS SECURITIES LLC|3514
ASRV|AMERISERV FINANCIAL|UBSS|UBS Securities LLC|23446
ASRV|AMERISERV FINANCIAL|VALX|VIRTU AMERICAS LLC|1053
ASRV|AMERISERV FINANCIAL|VGRD|Vanguard Marketing Corporation|750
ASRV|AMERISERV FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|7670
ASRVP|AMERISERV FIN CAP ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ASRVP|AMERISERV FIN CAP ##|DEAN|MORGAN STANLEY|144
ASRVP|AMERISERV FIN CAP ##|ETRS|E*Trade Securities LLC|100
ASRVP|AMERISERV FIN CAP ##|FOMA|TD AMERITRADE CLEARING, INC.|100
ASRVP|AMERISERV FIN CAP ##|HRBF|American Enterprise Investment Services Inc.|4
ASRVP|AMERISERV FIN CAP ##|IBKR|Interactive Brokers Llc|217
ASRVP|AMERISERV FIN CAP ##|MSCO|MORGAN STANLEY & CO. LLC|606
ASRVP|AMERISERV FIN CAP ##|NITE|VIRTU Americas LLC|273
ASRVP|AMERISERV FIN CAP ##|RAJA|Raymond James & Associates, Inc.|60
ASRVP|AMERISERV FIN CAP ##|SWIM|TD Ameritrade, Inc.|100
ASRVP|AMERISERV FIN CAP ##|UBSA|UBS SECURITIES LLC|83
ASRVP|AMERISERV FIN CAP ##|WCHV|WELLS FARGO SECURITIES, LLC|20
AST|ASTERIAS BIOTHERAPEU|ALTX|Alternet Securities Inc.|400
AST|ASTERIAS BIOTHERAPEU|APCC|Apex Clearing Corporation|344
AST|ASTERIAS BIOTHERAPEU|BATM|CBOE TRADING, INC.|12554
AST|ASTERIAS BIOTHERAPEU|BAYC|BAY CREST PARTNERS, LLC|434
AST|ASTERIAS BIOTHERAPEU|BIMI|Banca IMI Securities Corp.|3750
AST|ASTERIAS BIOTHERAPEU|BTIG|BTIG, LLC|211
AST|ASTERIAS BIOTHERAPEU|BYXM|CBOE TRADING, INC.|157
AST|ASTERIAS BIOTHERAPEU|CHAS|Charles Schwab & Co., Inc.|1000
AST|ASTERIAS BIOTHERAPEU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42431
AST|ASTERIAS BIOTHERAPEU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13965
AST|ASTERIAS BIOTHERAPEU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93716
AST|ASTERIAS BIOTHERAPEU|CTDL|Citadel Derivatives Group Llc|300
AST|ASTERIAS BIOTHERAPEU|CXCX|CITIGROUP GLOBAL MARKETS INC.|16890
AST|ASTERIAS BIOTHERAPEU|DBAB|Deutsche Bank Securities Inc.|2974
AST|ASTERIAS BIOTHERAPEU|DBAX|Deutsche Bank Securities Inc.|41500
AST|ASTERIAS BIOTHERAPEU|DEAN|MORGAN STANLEY|4
AST|ASTERIAS BIOTHERAPEU|DEGS|RONIN PROFESSIONAL LLC|270
AST|ASTERIAS BIOTHERAPEU|EBXL|EBX LLC|21300
AST|ASTERIAS BIOTHERAPEU|ECUT|CONVERGEX EXECUTION SOLUTIONS|9769
AST|ASTERIAS BIOTHERAPEU|EDJO|Edward D. Jones & Co., L.P.|505
AST|ASTERIAS BIOTHERAPEU|EGAM|CBOE TRADING, INC.|1863
AST|ASTERIAS BIOTHERAPEU|EGXM|CBOE TRADING, INC.|7678
AST|ASTERIAS BIOTHERAPEU|EGXW|CBOE TRADING, INC.|4504
AST|ASTERIAS BIOTHERAPEU|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|168
AST|ASTERIAS BIOTHERAPEU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
AST|ASTERIAS BIOTHERAPEU|ETRS|E*Trade Securities LLC|94807
AST|ASTERIAS BIOTHERAPEU|FILL|Tradestation Securities, Inc.|595
AST|ASTERIAS BIOTHERAPEU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22835
AST|ASTERIAS BIOTHERAPEU|FTBR|Foliofn Investments, Inc.|165
AST|ASTERIAS BIOTHERAPEU|GLPX|ACS EXECUTION SERVICES, LLC|2920
AST|ASTERIAS BIOTHERAPEU|GSCO|GOLDMAN SACHS & CO. LLC|86151
AST|ASTERIAS BIOTHERAPEU|GSLT|GOLDMAN SACHS & CO. LLC|1170
AST|ASTERIAS BIOTHERAPEU|HRBF|American Enterprise Investment Services Inc.|14
AST|ASTERIAS BIOTHERAPEU|IATS|INTERACTIVE BROKERS LLC|3506
AST|ASTERIAS BIOTHERAPEU|IBKR|Interactive Brokers Llc|3132
AST|ASTERIAS BIOTHERAPEU|ICBX|INSTINET, LLC|44224
AST|ASTERIAS BIOTHERAPEU|INCA|INSTINET, LLC|24447
AST|ASTERIAS BIOTHERAPEU|ITGI|ITG Inc.|18702
AST|ASTERIAS BIOTHERAPEU|ITGP|ITG INC.|55200
AST|ASTERIAS BIOTHERAPEU|JEFF|JEFFERIES LLC|3787
AST|ASTERIAS BIOTHERAPEU|JMPT|JUMP TRADING, LLC|130
AST|ASTERIAS BIOTHERAPEU|JPMX|J.P. Morgan Securities LLC|95054
AST|ASTERIAS BIOTHERAPEU|JSJX|JANE STREET CAPITAL LLC|300
AST|ASTERIAS BIOTHERAPEU|KCGM|VIRTU Americas LLC|11537
AST|ASTERIAS BIOTHERAPEU|LEHM|Barclays Capital Inc./Le|35786
AST|ASTERIAS BIOTHERAPEU|LIME|Lime Brokerage LLC|7081
AST|ASTERIAS BIOTHERAPEU|LOOP|Loop Capital Markets LLC|4348
AST|ASTERIAS BIOTHERAPEU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AST|ASTERIAS BIOTHERAPEU|MACQ|Macquarie Capital (USA) Inc.|2411
AST|ASTERIAS BIOTHERAPEU|MBTS|ALLY INVEST SECURITIES LLC|19240
AST|ASTERIAS BIOTHERAPEU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52538
AST|ASTERIAS BIOTHERAPEU|MSCO|MORGAN STANLEY & CO. LLC|48639
AST|ASTERIAS BIOTHERAPEU|MSPL|MORGAN STANLEY & CO. LLC|81100
AST|ASTERIAS BIOTHERAPEU|MSTX|MORGAN STANLEY & CO. LLC|55900
AST|ASTERIAS BIOTHERAPEU|NFSC|National Financial Services LLC|205634
AST|ASTERIAS BIOTHERAPEU|NITE|VIRTU Americas LLC|273864
AST|ASTERIAS BIOTHERAPEU|NITP|VIRTU Americas LLC|1727
AST|ASTERIAS BIOTHERAPEU|NTBF|BMO Nesbitt Burns Inc./CDS|1987
AST|ASTERIAS BIOTHERAPEU|OPCO|Oppenheimer & Co. Inc.|4
AST|ASTERIAS BIOTHERAPEU|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6000
AST|ASTERIAS BIOTHERAPEU|PDQM|CODA MARKETS, INC.|42972
AST|ASTERIAS BIOTHERAPEU|RBCM|RBC CAPITAL MARKETS, LLC|20041
AST|ASTERIAS BIOTHERAPEU|RGLD|Regal Securities, Inc|1350
AST|ASTERIAS BIOTHERAPEU|SBSH|Citigroup Global Markets Inc.|7687
AST|ASTERIAS BIOTHERAPEU|SGMT|GOLDMAN SACHS & CO. LLC|9655
AST|ASTERIAS BIOTHERAPEU|SPDR|SPEEDROUTE LLC|5882
AST|ASTERIAS BIOTHERAPEU|STFL|Stifel, Nicolaus & Company, Incorporated|11048
AST|ASTERIAS BIOTHERAPEU|SWIM|TD Ameritrade, Inc.|45993
AST|ASTERIAS BIOTHERAPEU|TKNG|ALLY INVEST SECURITIES LLC|3509
AST|ASTERIAS BIOTHERAPEU|TRCM|TRC MARKETS LLC|116
AST|ASTERIAS BIOTHERAPEU|UBSA|UBS SECURITIES LLC|180990
AST|ASTERIAS BIOTHERAPEU|UBSS|UBS Securities LLC|94207
AST|ASTERIAS BIOTHERAPEU|VALX|VIRTU AMERICAS LLC|34222
AST|ASTERIAS BIOTHERAPEU|VGRD|Vanguard Marketing Corporation|32633
AST|ASTERIAS BIOTHERAPEU|WCHV|WELLS FARGO SECURITIES, LLC|62230
AST|ASTERIAS BIOTHERAPEU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5493
AST|ASTERIAS BIOTHERAPEU|WSEA|WOLVERINE SECURITIES, LLC|23516
AST|ASTERIAS BIOTHERAPEU|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
AST|ASTERIAS BIOTHERAPEU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|99
ASTC|ASTROTECH CORP|ALTX|Alternet Securities Inc.|91137
ASTC|ASTROTECH CORP|APCC|Apex Clearing Corporation|431472
ASTC|ASTROTECH CORP|BANK|Primevest Financial Services, Inc.|103
ASTC|ASTROTECH CORP|BATM|CBOE TRADING, INC.|10248
ASTC|ASTROTECH CORP|BAYC|BAY CREST PARTNERS, LLC|2320
ASTC|ASTROTECH CORP|BIMI|Banca IMI Securities Corp.|34985
ASTC|ASTROTECH CORP|BYXM|CBOE TRADING, INC.|2305
ASTC|ASTROTECH CORP|CHAS|Charles Schwab & Co., Inc.|23275
ASTC|ASTROTECH CORP|CIIV|CORPORATE INVESTMENTS GROUP, INC.|4800
ASTC|ASTROTECH CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|181964
ASTC|ASTROTECH CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|160325
ASTC|ASTROTECH CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|556945
ASTC|ASTROTECH CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|469929
ASTC|ASTROTECH CORP|CTDL|Citadel Derivatives Group Llc|1989
ASTC|ASTROTECH CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|20768
ASTC|ASTROTECH CORP|DBAB|Deutsche Bank Securities Inc.|8633
ASTC|ASTROTECH CORP|DBAX|Deutsche Bank Securities Inc.|171300
ASTC|ASTROTECH CORP|DCHF|Dart Executions, LLC|1803
ASTC|ASTROTECH CORP|DEAN|MORGAN STANLEY|4700
ASTC|ASTROTECH CORP|DEGS|RONIN PROFESSIONAL LLC|29765
ASTC|ASTROTECH CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5864
ASTC|ASTROTECH CORP|DJSA|Dawson James Securities, Inc|6800
ASTC|ASTROTECH CORP|EBXL|EBX LLC|349200
ASTC|ASTROTECH CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|96902
ASTC|ASTROTECH CORP|EDJO|Edward D. Jones & Co., L.P.|5059
ASTC|ASTROTECH CORP|EGAM|CBOE TRADING, INC.|79711
ASTC|ASTROTECH CORP|EGAW|CBOE TRADING, INC.|68781
ASTC|ASTROTECH CORP|EGXM|CBOE TRADING, INC.|38306
ASTC|ASTROTECH CORP|EGXW|CBOE TRADING, INC.|77789
ASTC|ASTROTECH CORP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|7900
ASTC|ASTROTECH CORP|ETBE|Electronic Transaction Clearing, Inc.|1299
ASTC|ASTROTECH CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3650
ASTC|ASTROTECH CORP|ETCC|Electronic Transaction Clearing, Inc.|24413
ASTC|ASTROTECH CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6568
ASTC|ASTROTECH CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26177
ASTC|ASTROTECH CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2411
ASTC|ASTROTECH CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
ASTC|ASTROTECH CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|235509
ASTC|ASTROTECH CORP|ETRS|E*Trade Securities LLC|3558441
ASTC|ASTROTECH CORP|FBCO|Credit Suisse Securities (USA) LLC|506256
ASTC|ASTROTECH CORP|FBSB|U.S. Bancorp Investments, Inc.|300
ASTC|ASTROTECH CORP|FILL|Tradestation Securities, Inc.|165678
ASTC|ASTROTECH CORP|FMAF|NBCN Inc./ CDS|27162
ASTC|ASTROTECH CORP|FOMA|TD AMERITRADE CLEARING, INC.|3552533
ASTC|ASTROTECH CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3809
ASTC|ASTROTECH CORP|FTBR|Foliofn Investments, Inc.|25
ASTC|ASTROTECH CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|38486
ASTC|ASTROTECH CORP|GLPX|ACS EXECUTION SERVICES, LLC|442759
ASTC|ASTROTECH CORP|GSCO|GOLDMAN SACHS & CO. LLC|54356
ASTC|ASTROTECH CORP|GSCS|GOLDMAN SACHS & CO. LLC|23826
ASTC|ASTROTECH CORP|GSLT|GOLDMAN SACHS & CO. LLC|142774
ASTC|ASTROTECH CORP|GTSZ|GTS SECURITIES LLC|58169
ASTC|ASTROTECH CORP|HRBF|American Enterprise Investment Services Inc.|7984
ASTC|ASTROTECH CORP|HSBC|HSBC Securities, Inc.|2021
ASTC|ASTROTECH CORP|IATS|INTERACTIVE BROKERS LLC|544708
ASTC|ASTROTECH CORP|IBKR|Interactive Brokers Llc|4752619
ASTC|ASTROTECH CORP|ICBX|INSTINET, LLC|60979
ASTC|ASTROTECH CORP|INCA|INSTINET, LLC|1097767
ASTC|ASTROTECH CORP|ITGI|ITG Inc.|148992
ASTC|ASTROTECH CORP|ITGP|ITG INC.|34400
ASTC|ASTROTECH CORP|JANY|Janney Montgomery Scott Inc.|1100
ASTC|ASTROTECH CORP|JEFF|JEFFERIES LLC|2980
ASTC|ASTROTECH CORP|JMPT|JUMP TRADING, LLC|5396
ASTC|ASTROTECH CORP|JPBX|J.P. MORGAN SECURITIES LLC|200
ASTC|ASTROTECH CORP|JPMX|J.P. Morgan Securities LLC|125260
ASTC|ASTROTECH CORP|JSJX|JANE STREET CAPITAL LLC|1002
ASTC|ASTROTECH CORP|KCGM|VIRTU Americas LLC|155870
ASTC|ASTROTECH CORP|LEHM|Barclays Capital Inc./Le|542987
ASTC|ASTROTECH CORP|LIME|Lime Brokerage LLC|131826
ASTC|ASTROTECH CORP|LMGP|LIME BROKERAGE LLC|1000
ASTC|ASTROTECH CORP|LSCI|Lek Securities Corporation|9930
ASTC|ASTROTECH CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|12625
ASTC|ASTROTECH CORP|MAVB|Great Point Capital LLC|9491
ASTC|ASTROTECH CORP|MAXM|Maxim Group LLC|30196
ASTC|ASTROTECH CORP|MBTS|ALLY INVEST SECURITIES LLC|6204
ASTC|ASTROTECH CORP|MICA|Spartan Securities Group, Ltd.|186241
ASTC|ASTROTECH CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15986
ASTC|ASTROTECH CORP|MOTF|MOTIF INVESTING, INC.|13
ASTC|ASTROTECH CORP|MSCO|MORGAN STANLEY & CO. LLC|1620980
ASTC|ASTROTECH CORP|MSPL|MORGAN STANLEY & CO. LLC|6400
ASTC|ASTROTECH CORP|NATL|National Securities Corporation|1100
ASTC|ASTROTECH CORP|NFSC|National Financial Services LLC|1773322
ASTC|ASTROTECH CORP|NITE|VIRTU Americas LLC|5443005
ASTC|ASTROTECH CORP|NQRB|Brut, LLC|10531
ASTC|ASTROTECH CORP|OPCO|Oppenheimer & Co. Inc.|5738
ASTC|ASTROTECH CORP|PCPT|PHILLIP CAPITAL INC.|11247
ASTC|ASTROTECH CORP|PDQM|CODA MARKETS, INC.|566634
ASTC|ASTROTECH CORP|POIN|PRECISION SECURITIES, LLC (POIN)|1998
ASTC|ASTROTECH CORP|RAJA|Raymond James & Associates, Inc.|14647
ASTC|ASTROTECH CORP|RBCM|RBC CAPITAL MARKETS, LLC|3905
ASTC|ASTROTECH CORP|SAGL|SAGETRADER, LLC|5911
ASTC|ASTROTECH CORP|SBSH|Citigroup Global Markets Inc.|10969
ASTC|ASTROTECH CORP|SGMT|GOLDMAN SACHS & CO. LLC|143905
ASTC|ASTROTECH CORP|SPDR|SPEEDROUTE LLC|627893
ASTC|ASTROTECH CORP|SPNT|SEVEN POINTS CAPITAL, LLC|2400
ASTC|ASTROTECH CORP|SPTD|MINT GLOBAL MARKETS, INC.|47485
ASTC|ASTROTECH CORP|SWIM|TD Ameritrade, Inc.|2131584
ASTC|ASTROTECH CORP|SWST|Hilltop Securities Inc.|20331
ASTC|ASTROTECH CORP|TKNG|ALLY INVEST SECURITIES LLC|123157
ASTC|ASTROTECH CORP|TRBT|Tradebot Systems, Inc.|4900
ASTC|ASTROTECH CORP|TRCM|TRC MARKETS LLC|8536
ASTC|ASTROTECH CORP|TWTT|TASTYWORKS, INC.|13792
ASTC|ASTROTECH CORP|UBSA|UBS SECURITIES LLC|710592
ASTC|ASTROTECH CORP|UBSS|UBS Securities LLC|530054
ASTC|ASTROTECH CORP|VALX|VIRTU AMERICAS LLC|47854
ASTC|ASTROTECH CORP|VERT|The Vertical Trading Group, LLC|425
ASTC|ASTROTECH CORP|VGRD|Vanguard Marketing Corporation|38266
ASTC|ASTROTECH CORP|VIEW|VIEWTRADE SECURITIES LLC|3630
ASTC|ASTROTECH CORP|VSIN|Vision Financial Markets Llc|9883
ASTC|ASTROTECH CORP|WCHV|WELLS FARGO SECURITIES, LLC|61810
ASTC|ASTROTECH CORP|WEDB|WEDBUSH SECURITIES INC.|2116226
ASTC|ASTROTECH CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42244
ASTC|ASTROTECH CORP|WFPB|Wells Fargo Securities, LLC.|67940
ASTC|ASTROTECH CORP|WGIF|CIBC World Markets Inc.|42263
ASTC|ASTROTECH CORP|WHOT|JUST2TRADE, INC.|88
ASTC|ASTROTECH CORP|WSEA|WOLVERINE SECURITIES, LLC|143223
ASTC|ASTROTECH CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
ASTC|ASTROTECH CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|56021
ASTC|ASTROTECH CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2100
ASTE|ASTEC INDS INC    ##|ALTX|Alternet Securities Inc.|1531
ASTE|ASTEC INDS INC    ##|APCC|Apex Clearing Corporation|23
ASTE|ASTEC INDS INC    ##|BARD|Robert W. Baird & Co. Incorporated|8744
ASTE|ASTEC INDS INC    ##|BATM|CBOE TRADING, INC.|1386
ASTE|ASTEC INDS INC    ##|BERN|Sanford C. Bernstein & Co., LLC|16561
ASTE|ASTEC INDS INC    ##|BMOC|BMO Capital Markets Corp.|3522
ASTE|ASTEC INDS INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|4007
ASTE|ASTEC INDS INC    ##|BRVL|BLAYLOCK VAN, LLC|300
ASTE|ASTEC INDS INC    ##|BTIG|BTIG, LLC|496
ASTE|ASTEC INDS INC    ##|BYXM|CBOE TRADING, INC.|550
ASTE|ASTEC INDS INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|961
ASTE|ASTEC INDS INC    ##|CHAS|Charles Schwab & Co., Inc.|1
ASTE|ASTEC INDS INC    ##|CIST|Capital Institutional Services, Inc.|659
ASTE|ASTEC INDS INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76509
ASTE|ASTEC INDS INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5887
ASTE|ASTEC INDS INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13
ASTE|ASTEC INDS INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43077
ASTE|ASTEC INDS INC    ##|CTDL|Citadel Derivatives Group Llc|2505
ASTE|ASTEC INDS INC    ##|CTLR|CUTLER GROUP, LP|100
ASTE|ASTEC INDS INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1734
ASTE|ASTEC INDS INC    ##|DADA|D.A. Davidson & Co.|49
ASTE|ASTEC INDS INC    ##|DBAB|Deutsche Bank Securities Inc.|106425
ASTE|ASTEC INDS INC    ##|DBAX|Deutsche Bank Securities Inc.|32200
ASTE|ASTEC INDS INC    ##|DBUL|Deutsche Bank Securities Inc.|400
ASTE|ASTEC INDS INC    ##|DEAN|MORGAN STANLEY|961
ASTE|ASTEC INDS INC    ##|DEGS|RONIN PROFESSIONAL LLC|2261
ASTE|ASTEC INDS INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5257
ASTE|ASTEC INDS INC    ##|DOTC|Dougherty & Company LLC|2411
ASTE|ASTEC INDS INC    ##|EBXL|EBX LLC|32700
ASTE|ASTEC INDS INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2955
ASTE|ASTEC INDS INC    ##|EDJO|Edward D. Jones & Co., L.P.|110
ASTE|ASTEC INDS INC    ##|EGAM|CBOE TRADING, INC.|821
ASTE|ASTEC INDS INC    ##|EGMT|EG MARKET TECHNOLOGIES LLC|574
ASTE|ASTEC INDS INC    ##|EGXM|CBOE TRADING, INC.|1065
ASTE|ASTEC INDS INC    ##|EGXW|CBOE TRADING, INC.|100
ASTE|ASTEC INDS INC    ##|ESPO|ESPOSITO SECURITIES, LLC|79
ASTE|ASTEC INDS INC    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|35
ASTE|ASTEC INDS INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2006
ASTE|ASTEC INDS INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6282
ASTE|ASTEC INDS INC    ##|ETRS|E*Trade Securities LLC|775
ASTE|ASTEC INDS INC    ##|FBCO|Credit Suisse Securities (USA) LLC|119807
ASTE|ASTEC INDS INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|57665
ASTE|ASTEC INDS INC    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1397
ASTE|ASTEC INDS INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37531
ASTE|ASTEC INDS INC    ##|FTBR|Foliofn Investments, Inc.|790
ASTE|ASTEC INDS INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|6357
ASTE|ASTEC INDS INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|5530
ASTE|ASTEC INDS INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|163637
ASTE|ASTEC INDS INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|8897
ASTE|ASTEC INDS INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|400
ASTE|ASTEC INDS INC    ##|GTSZ|GTS SECURITIES LLC|42440
ASTE|ASTEC INDS INC    ##|HPPX|POTAMUS TRADING, LLC|333
ASTE|ASTEC INDS INC    ##|HRBF|American Enterprise Investment Services Inc.|294
ASTE|ASTEC INDS INC    ##|HSBC|HSBC Securities, Inc.|1000
ASTE|ASTEC INDS INC    ##|IATS|INTERACTIVE BROKERS LLC|221
ASTE|ASTEC INDS INC    ##|IBKR|Interactive Brokers Llc|6416
ASTE|ASTEC INDS INC    ##|ICBX|INSTINET, LLC|6100
ASTE|ASTEC INDS INC    ##|IEQY|CITADEL SECURITIES LLC|15707
ASTE|ASTEC INDS INC    ##|INCA|INSTINET, LLC|86617
ASTE|ASTEC INDS INC    ##|INJX|INSTINET, LLC|1713
ASTE|ASTEC INDS INC    ##|ITGI|ITG Inc.|12361
ASTE|ASTEC INDS INC    ##|ITGP|ITG INC.|18800
ASTE|ASTEC INDS INC    ##|JEFF|JEFFERIES LLC|11475
ASTE|ASTEC INDS INC    ##|JMPT|JUMP TRADING, LLC|4126
ASTE|ASTEC INDS INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|4826
ASTE|ASTEC INDS INC    ##|JPMX|J.P. Morgan Securities LLC|38778
ASTE|ASTEC INDS INC    ##|JSJX|JANE STREET CAPITAL LLC|3764
ASTE|ASTEC INDS INC    ##|KCGM|VIRTU Americas LLC|4339
ASTE|ASTEC INDS INC    ##|KEYB|KEYBANC CAPITAL MARKETS INC.|200
ASTE|ASTEC INDS INC    ##|LEHM|Barclays Capital Inc./Le|206762
ASTE|ASTEC INDS INC    ##|LIME|Lime Brokerage LLC|58241
ASTE|ASTEC INDS INC    ##|LMGP|LIME BROKERAGE LLC|421
ASTE|ASTEC INDS INC    ##|LOOP|Loop Capital Markets LLC|300
ASTE|ASTEC INDS INC    ##|LQNA|LIQUIDNET, INC.|20000
ASTE|ASTEC INDS INC    ##|MAXM|Maxim Group LLC|2414
ASTE|ASTEC INDS INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19648
ASTE|ASTEC INDS INC    ##|MOTF|MOTIF INVESTING, INC.|1
ASTE|ASTEC INDS INC    ##|MSCO|MORGAN STANLEY & CO. LLC|401890
ASTE|ASTEC INDS INC    ##|MSPL|MORGAN STANLEY & CO. LLC|39700
ASTE|ASTEC INDS INC    ##|MSTX|MORGAN STANLEY & CO. LLC|1800
ASTE|ASTEC INDS INC    ##|NFSC|National Financial Services LLC|3795
ASTE|ASTEC INDS INC    ##|NITE|VIRTU Americas LLC|38875
ASTE|ASTEC INDS INC    ##|NITP|VIRTU Americas LLC|600
ASTE|ASTEC INDS INC    ##|NQRB|Brut, LLC|560
ASTE|ASTEC INDS INC    ##|NTRC|Northern Trust Securities, Inc.|695
ASTE|ASTEC INDS INC    ##|OPCO|Oppenheimer & Co. Inc.|936
ASTE|ASTEC INDS INC    ##|PDQM|CODA MARKETS, INC.|10535
ASTE|ASTEC INDS INC    ##|PIPR|Piper Jaffray & Co.|141
ASTE|ASTEC INDS INC    ##|RAJA|Raymond James & Associates, Inc.|2009
ASTE|ASTEC INDS INC    ##|RILY|B. RILEY FBR, INC.|1
ASTE|ASTEC INDS INC    ##|SAGL|SAGETRADER, LLC|100
ASTE|ASTEC INDS INC    ##|SAGW|SAGETRADER, LLC|895
ASTE|ASTEC INDS INC    ##|SBSH|Citigroup Global Markets Inc.|40789
ASTE|ASTEC INDS INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|6411
ASTE|ASTEC INDS INC    ##|SPDR|SPEEDROUTE LLC|1299
ASTE|ASTEC INDS INC    ##|SPTD|MINT GLOBAL MARKETS, INC.|11730
ASTE|ASTEC INDS INC    ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|2200
ASTE|ASTEC INDS INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|2216
ASTE|ASTEC INDS INC    ##|SWIM|TD Ameritrade, Inc.|16
ASTE|ASTEC INDS INC    ##|SWST|Hilltop Securities Inc.|690
ASTE|ASTEC INDS INC    ##|TONC|CUTTONE & CO., LLC|650
ASTE|ASTEC INDS INC    ##|TRBT|Tradebot Systems, Inc.|17136
ASTE|ASTEC INDS INC    ##|TRCM|TRC MARKETS LLC|24237
ASTE|ASTEC INDS INC    ##|UBSA|UBS SECURITIES LLC|91556
ASTE|ASTEC INDS INC    ##|UBSS|UBS Securities LLC|212614
ASTE|ASTEC INDS INC    ##|VALX|VIRTU AMERICAS LLC|3589
ASTE|ASTEC INDS INC    ##|VGRD|Vanguard Marketing Corporation|150
ASTE|ASTEC INDS INC    ##|WBLR|WILLIAM BLAIR|125
ASTE|ASTEC INDS INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|83503
ASTE|ASTEC INDS INC    ##|WEED|Weeden & Co.L.P.|795
ASTE|ASTEC INDS INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|132
ASTE|ASTEC INDS INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|537
ASTE|ASTEC INDS INC    ##|WSEA|WOLVERINE SECURITIES, LLC|123
ASTE|ASTEC INDS INC    ##|XIST|INSTINET, LLC|8006
ASTE|ASTEC INDS INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ASTE|ASTEC INDS INC    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1776
ASTE|ASTEC INDS INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|304
ASUR|ASURE SOFTWARE|ADAM|CANACCORD GENUITY INC.|400
ASUR|ASURE SOFTWARE|AGIS|Aegis Capital Corp.|15369
ASUR|ASURE SOFTWARE|ALTX|Alternet Securities Inc.|6004
ASUR|ASURE SOFTWARE|APCC|Apex Clearing Corporation|5715
ASUR|ASURE SOFTWARE|BATM|CBOE TRADING, INC.|880
ASUR|ASURE SOFTWARE|BAYC|BAY CREST PARTNERS, LLC|906
ASUR|ASURE SOFTWARE|BAYT|BTIG, LLC|600
ASUR|ASURE SOFTWARE|BERN|Sanford C. Bernstein & Co., LLC|19615
ASUR|ASURE SOFTWARE|BIMI|Banca IMI Securities Corp.|1
ASUR|ASURE SOFTWARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2338
ASUR|ASURE SOFTWARE|BMOC|BMO Capital Markets Corp.|744
ASUR|ASURE SOFTWARE|BNPX|BNP PARIBAS SECURITIES CORP.|774
ASUR|ASURE SOFTWARE|BTIG|BTIG, LLC|6900
ASUR|ASURE SOFTWARE|BYXM|CBOE TRADING, INC.|250
ASUR|ASURE SOFTWARE|CANT|Cantor Fitzgerald & Co.|1270
ASUR|ASURE SOFTWARE|CBRA|Cobra Trading, Inc.|2000
ASUR|ASURE SOFTWARE|CHAS|Charles Schwab & Co., Inc.|125
ASUR|ASURE SOFTWARE|CIST|Capital Institutional Services, Inc.|71
ASUR|ASURE SOFTWARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58691
ASUR|ASURE SOFTWARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2539
ASUR|ASURE SOFTWARE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3200
ASUR|ASURE SOFTWARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113104
ASUR|ASURE SOFTWARE|CTDL|Citadel Derivatives Group Llc|8890
ASUR|ASURE SOFTWARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|17720
ASUR|ASURE SOFTWARE|DBAB|Deutsche Bank Securities Inc.|228237
ASUR|ASURE SOFTWARE|DBAX|Deutsche Bank Securities Inc.|37000
ASUR|ASURE SOFTWARE|DEAN|MORGAN STANLEY|261
ASUR|ASURE SOFTWARE|DEGS|RONIN PROFESSIONAL LLC|11514
ASUR|ASURE SOFTWARE|DOTC|Dougherty & Company LLC|38321
ASUR|ASURE SOFTWARE|DRWK|DRW SECURITIES, L.L.C.|3265
ASUR|ASURE SOFTWARE|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|11929
ASUR|ASURE SOFTWARE|EBXL|EBX LLC|58300
ASUR|ASURE SOFTWARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|3571
ASUR|ASURE SOFTWARE|EGAM|CBOE TRADING, INC.|2118
ASUR|ASURE SOFTWARE|EGAW|CBOE TRADING, INC.|100
ASUR|ASURE SOFTWARE|EGMT|EG MARKET TECHNOLOGIES LLC|400
ASUR|ASURE SOFTWARE|EGXM|CBOE TRADING, INC.|507
ASUR|ASURE SOFTWARE|EGXW|CBOE TRADING, INC.|200
ASUR|ASURE SOFTWARE|ELEV|ELEVATION, LLC|185
ASUR|ASURE SOFTWARE|ETBE|Electronic Transaction Clearing, Inc.|10457
ASUR|ASURE SOFTWARE|ETCB|ETC BROKERAGE SERVICES, LLC|16
ASUR|ASURE SOFTWARE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3400
ASUR|ASURE SOFTWARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12402
ASUR|ASURE SOFTWARE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|145
ASUR|ASURE SOFTWARE|ETRS|E*Trade Securities LLC|22186
ASUR|ASURE SOFTWARE|FBCO|Credit Suisse Securities (USA) LLC|114773
ASUR|ASURE SOFTWARE|FMAF|NBCN Inc./ CDS|151
ASUR|ASURE SOFTWARE|FOMA|TD AMERITRADE CLEARING, INC.|97730
ASUR|ASURE SOFTWARE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1731
ASUR|ASURE SOFTWARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58727
ASUR|ASURE SOFTWARE|FTBR|Foliofn Investments, Inc.|1897
ASUR|ASURE SOFTWARE|GEBB|GLOBAL EXECUTION BROKERS, LP|3594
ASUR|ASURE SOFTWARE|GLPX|ACS EXECUTION SERVICES, LLC|27856
ASUR|ASURE SOFTWARE|GSCO|GOLDMAN SACHS & CO. LLC|489769
ASUR|ASURE SOFTWARE|GSCS|GOLDMAN SACHS & CO. LLC|10607
ASUR|ASURE SOFTWARE|GSLT|GOLDMAN SACHS & CO. LLC|10067
ASUR|ASURE SOFTWARE|GTSZ|GTS SECURITIES LLC|14614
ASUR|ASURE SOFTWARE|HRBF|American Enterprise Investment Services Inc.|1025
ASUR|ASURE SOFTWARE|IATS|INTERACTIVE BROKERS LLC|3146
ASUR|ASURE SOFTWARE|IBKR|Interactive Brokers Llc|56770
ASUR|ASURE SOFTWARE|ICBX|INSTINET, LLC|11100
ASUR|ASURE SOFTWARE|IEQY|CITADEL SECURITIES LLC|5255
ASUR|ASURE SOFTWARE|INCA|INSTINET, LLC|163747
ASUR|ASURE SOFTWARE|INJX|INSTINET, LLC|12349
ASUR|ASURE SOFTWARE|ITGI|ITG Inc.|83763
ASUR|ASURE SOFTWARE|ITGP|ITG INC.|50800
ASUR|ASURE SOFTWARE|JEFF|JEFFERIES LLC|81388
ASUR|ASURE SOFTWARE|JMPT|JUMP TRADING, LLC|16363
ASUR|ASURE SOFTWARE|JONE|JonesTrading|80620
ASUR|ASURE SOFTWARE|JPBX|J.P. MORGAN SECURITIES LLC|7904
ASUR|ASURE SOFTWARE|JPMX|J.P. Morgan Securities LLC|95674
ASUR|ASURE SOFTWARE|JSJX|JANE STREET CAPITAL LLC|3820
ASUR|ASURE SOFTWARE|KCGM|VIRTU Americas LLC|18656
ASUR|ASURE SOFTWARE|LAFC|R. F. Lafferty & Co., Inc.|3529
ASUR|ASURE SOFTWARE|LEHM|Barclays Capital Inc./Le|239390
ASUR|ASURE SOFTWARE|LIME|Lime Brokerage LLC|102396
ASUR|ASURE SOFTWARE|LMGP|LIME BROKERAGE LLC|4560
ASUR|ASURE SOFTWARE|LQNA|LIQUIDNET, INC.|5200
ASUR|ASURE SOFTWARE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4500
ASUR|ASURE SOFTWARE|MAXM|Maxim Group LLC|857
ASUR|ASURE SOFTWARE|MBTS|ALLY INVEST SECURITIES LLC|400
ASUR|ASURE SOFTWARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20500
ASUR|ASURE SOFTWARE|MOTF|MOTIF INVESTING, INC.|1
ASUR|ASURE SOFTWARE|MSCO|MORGAN STANLEY & CO. LLC|821134
ASUR|ASURE SOFTWARE|MSPL|MORGAN STANLEY & CO. LLC|97900
ASUR|ASURE SOFTWARE|MSTX|MORGAN STANLEY & CO. LLC|15000
ASUR|ASURE SOFTWARE|NEED|Needham & Company, LLC|14600
ASUR|ASURE SOFTWARE|NFSC|National Financial Services LLC|88582
ASUR|ASURE SOFTWARE|NITE|VIRTU Americas LLC|216010
ASUR|ASURE SOFTWARE|NITP|VIRTU Americas LLC|800
ASUR|ASURE SOFTWARE|NORT|Northland Securities, Inc.|2776
ASUR|ASURE SOFTWARE|NQRB|Brut, LLC|2350
ASUR|ASURE SOFTWARE|OPCO|Oppenheimer & Co. Inc.|90
ASUR|ASURE SOFTWARE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|506
ASUR|ASURE SOFTWARE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1350
ASUR|ASURE SOFTWARE|PDQM|CODA MARKETS, INC.|16398
ASUR|ASURE SOFTWARE|PNSR|Penserra Securities, LLC|10811
ASUR|ASURE SOFTWARE|PWJC|UBS Financial Services, Inc.|90
ASUR|ASURE SOFTWARE|RAJA|Raymond James & Associates, Inc.|4524
ASUR|ASURE SOFTWARE|RBCM|RBC CAPITAL MARKETS, LLC|15750
ASUR|ASURE SOFTWARE|ROTH|Roth Capital Partners, LLC|35515
ASUR|ASURE SOFTWARE|SAGL|SAGETRADER, LLC|1050
ASUR|ASURE SOFTWARE|SALI|INTL FCSTONE FINANCIAL INC.|1100
ASUR|ASURE SOFTWARE|SBSH|Citigroup Global Markets Inc.|51452
ASUR|ASURE SOFTWARE|SGMT|GOLDMAN SACHS & CO. LLC|26417
ASUR|ASURE SOFTWARE|SOGO|Wang Investment Associates, Inc.|2600
ASUR|ASURE SOFTWARE|SPDR|SPEEDROUTE LLC|5512
ASUR|ASURE SOFTWARE|SPTD|MINT GLOBAL MARKETS, INC.|14470
ASUR|ASURE SOFTWARE|STFL|Stifel, Nicolaus & Company, Incorporated|3500
ASUR|ASURE SOFTWARE|STXG|Stockcross Financial Services, Inc.|400
ASUR|ASURE SOFTWARE|SWIM|TD Ameritrade, Inc.|14733
ASUR|ASURE SOFTWARE|TOUR|TOURMALINE PARTNERS, LLC|900
ASUR|ASURE SOFTWARE|TRBT|Tradebot Systems, Inc.|53605
ASUR|ASURE SOFTWARE|TRCM|TRC MARKETS LLC|76216
ASUR|ASURE SOFTWARE|UBSA|UBS SECURITIES LLC|188100
ASUR|ASURE SOFTWARE|UBSS|UBS Securities LLC|490709
ASUR|ASURE SOFTWARE|VALX|VIRTU AMERICAS LLC|5965
ASUR|ASURE SOFTWARE|VGRD|Vanguard Marketing Corporation|2603
ASUR|ASURE SOFTWARE|WABR|Wall Street Access|700
ASUR|ASURE SOFTWARE|WCHV|WELLS FARGO SECURITIES, LLC|28265
ASUR|ASURE SOFTWARE|WEDB|WEDBUSH SECURITIES INC.|225
ASUR|ASURE SOFTWARE|WEED|Weeden & Co.L.P.|1110
ASUR|ASURE SOFTWARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12034
ASUR|ASURE SOFTWARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3528
ASUR|ASURE SOFTWARE|WGIF|CIBC World Markets Inc.|80
ASUR|ASURE SOFTWARE|WSEA|WOLVERINE SECURITIES, LLC|888
ASUR|ASURE SOFTWARE|XIST|INSTINET, LLC|3600
ASUR|ASURE SOFTWARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|17070
ASUR|ASURE SOFTWARE|YKNA|COMHAR CAPITAL MARKETS, LLC|2117
ASUR|ASURE SOFTWARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
ASV|ASV HOLDINGS INC CM|ALTX|Alternet Securities Inc.|310
ASV|ASV HOLDINGS INC CM|BANK|Primevest Financial Services, Inc.|32
ASV|ASV HOLDINGS INC CM|BATM|CBOE TRADING, INC.|817
ASV|ASV HOLDINGS INC CM|BERN|Sanford C. Bernstein & Co., LLC|1631
ASV|ASV HOLDINGS INC CM|BTIG|BTIG, LLC|618522
ASV|ASV HOLDINGS INC CM|BYXM|CBOE TRADING, INC.|100
ASV|ASV HOLDINGS INC CM|CANT|Cantor Fitzgerald & Co.|140
ASV|ASV HOLDINGS INC CM|CHAS|Charles Schwab & Co., Inc.|2150
ASV|ASV HOLDINGS INC CM|CIST|Capital Institutional Services, Inc.|1012
ASV|ASV HOLDINGS INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
ASV|ASV HOLDINGS INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1550
ASV|ASV HOLDINGS INC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1125
ASV|ASV HOLDINGS INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12700
ASV|ASV HOLDINGS INC CM|CTDL|Citadel Derivatives Group Llc|1119
ASV|ASV HOLDINGS INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
ASV|ASV HOLDINGS INC CM|DBAB|Deutsche Bank Securities Inc.|1502
ASV|ASV HOLDINGS INC CM|DBAX|Deutsche Bank Securities Inc.|900
ASV|ASV HOLDINGS INC CM|DEGS|RONIN PROFESSIONAL LLC|3252
ASV|ASV HOLDINGS INC CM|EBXL|EBX LLC|6600
ASV|ASV HOLDINGS INC CM|EDJO|Edward D. Jones & Co., L.P.|9300
ASV|ASV HOLDINGS INC CM|EGAM|CBOE TRADING, INC.|300
ASV|ASV HOLDINGS INC CM|EGXM|CBOE TRADING, INC.|100
ASV|ASV HOLDINGS INC CM|ETRS|E*Trade Securities LLC|1300
ASV|ASV HOLDINGS INC CM|FBCO|Credit Suisse Securities (USA) LLC|15980
ASV|ASV HOLDINGS INC CM|FMAF|NBCN Inc./ CDS|2001
ASV|ASV HOLDINGS INC CM|FOMA|TD AMERITRADE CLEARING, INC.|6079
ASV|ASV HOLDINGS INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1413
ASV|ASV HOLDINGS INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|600
ASV|ASV HOLDINGS INC CM|GLPX|ACS EXECUTION SERVICES, LLC|508
ASV|ASV HOLDINGS INC CM|GSCO|GOLDMAN SACHS & CO. LLC|2848
ASV|ASV HOLDINGS INC CM|GTSZ|GTS SECURITIES LLC|3452
ASV|ASV HOLDINGS INC CM|IATS|INTERACTIVE BROKERS LLC|106
ASV|ASV HOLDINGS INC CM|IBKR|Interactive Brokers Llc|3340
ASV|ASV HOLDINGS INC CM|ICBX|INSTINET, LLC|600
ASV|ASV HOLDINGS INC CM|INCA|INSTINET, LLC|4818
ASV|ASV HOLDINGS INC CM|INJX|INSTINET, LLC|5159
ASV|ASV HOLDINGS INC CM|ITGI|ITG Inc.|11346
ASV|ASV HOLDINGS INC CM|ITGP|ITG INC.|47800
ASV|ASV HOLDINGS INC CM|JEFF|JEFFERIES LLC|3287
ASV|ASV HOLDINGS INC CM|JPMX|J.P. Morgan Securities LLC|6200
ASV|ASV HOLDINGS INC CM|KCGM|VIRTU Americas LLC|4688
ASV|ASV HOLDINGS INC CM|LEHM|Barclays Capital Inc./Le|2805
ASV|ASV HOLDINGS INC CM|LIME|Lime Brokerage LLC|18601
ASV|ASV HOLDINGS INC CM|LIWE|LIME BROKERAGE LLC|2620
ASV|ASV HOLDINGS INC CM|LMGP|LIME BROKERAGE LLC|320
ASV|ASV HOLDINGS INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
ASV|ASV HOLDINGS INC CM|MSCO|MORGAN STANLEY & CO. LLC|10427
ASV|ASV HOLDINGS INC CM|MSPL|MORGAN STANLEY & CO. LLC|3700
ASV|ASV HOLDINGS INC CM|MSTX|MORGAN STANLEY & CO. LLC|200
ASV|ASV HOLDINGS INC CM|NBCS|NBC Securities, INC.|500
ASV|ASV HOLDINGS INC CM|NEUB|NEUBERGER BERMAN BD LLC|800
ASV|ASV HOLDINGS INC CM|NFSC|National Financial Services LLC|17189
ASV|ASV HOLDINGS INC CM|NITE|VIRTU Americas LLC|27502
ASV|ASV HOLDINGS INC CM|PDQM|CODA MARKETS, INC.|909
ASV|ASV HOLDINGS INC CM|ROTH|Roth Capital Partners, LLC|25000
ASV|ASV HOLDINGS INC CM|SPDR|SPEEDROUTE LLC|600
ASV|ASV HOLDINGS INC CM|SWIM|TD Ameritrade, Inc.|600
ASV|ASV HOLDINGS INC CM|SWST|Hilltop Securities Inc.|1197
ASV|ASV HOLDINGS INC CM|TRCM|TRC MARKETS LLC|5837
ASV|ASV HOLDINGS INC CM|UBSA|UBS SECURITIES LLC|23499
ASV|ASV HOLDINGS INC CM|UBSS|UBS Securities LLC|10962
ASV|ASV HOLDINGS INC CM|VALX|VIRTU AMERICAS LLC|17
ASV|ASV HOLDINGS INC CM|VGRD|Vanguard Marketing Corporation|200
ASV|ASV HOLDINGS INC CM|WCHV|WELLS FARGO SECURITIES, LLC|768
ASV|ASV HOLDINGS INC CM|WEDB|WEDBUSH SECURITIES INC.|13675
ASV|ASV HOLDINGS INC CM|WEED|Weeden & Co.L.P.|200
ASV|ASV HOLDINGS INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|40600
ASX|ASE TECH ADS|ALTX|Alternet Securities Inc.|11290
ASX|ASE TECH ADS|APCC|Apex Clearing Corporation|631
ASX|ASE TECH ADS|BARD|Robert W. Baird & Co. Incorporated|12833
ASX|ASE TECH ADS|BATM|CBOE TRADING, INC.|7145
ASX|ASE TECH ADS|BERN|Sanford C. Bernstein & Co., LLC|82799
ASX|ASE TECH ADS|BIDS|BIDS TRADING L.P.|100
ASX|ASE TECH ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2031
ASX|ASE TECH ADS|BLKX|INSTINET, LLC|906706
ASX|ASE TECH ADS|BNPX|BNP PARIBAS SECURITIES CORP.|319
ASX|ASE TECH ADS|BTIG|BTIG, LLC|19150
ASX|ASE TECH ADS|BYXM|CBOE TRADING, INC.|100
ASX|ASE TECH ADS|BZYD|GOLDMAN SACHS & CO. LLC|300
ASX|ASE TECH ADS|CANT|Cantor Fitzgerald & Co.|303
ASX|ASE TECH ADS|CHAS|Charles Schwab & Co., Inc.|17360
ASX|ASE TECH ADS|CIST|Capital Institutional Services, Inc.|30760
ASX|ASE TECH ADS|CLSA|CLSA AMERICAS, LLC|50835
ASX|ASE TECH ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69675
ASX|ASE TECH ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ASX|ASE TECH ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|257170
ASX|ASE TECH ADS|CTDL|Citadel Derivatives Group Llc|5420
ASX|ASE TECH ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|8140
ASX|ASE TECH ADS|DADA|D.A. Davidson & Co.|80
ASX|ASE TECH ADS|DBAB|Deutsche Bank Securities Inc.|19458
ASX|ASE TECH ADS|DBAX|Deutsche Bank Securities Inc.|88700
ASX|ASE TECH ADS|DBUL|Deutsche Bank Securities Inc.|300
ASX|ASE TECH ADS|DCHF|Dart Executions, LLC|10
ASX|ASE TECH ADS|DEAN|MORGAN STANLEY|40408
ASX|ASE TECH ADS|DEGS|RONIN PROFESSIONAL LLC|1628
ASX|ASE TECH ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3601
ASX|ASE TECH ADS|EBXL|EBX LLC|196100
ASX|ASE TECH ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|136942
ASX|ASE TECH ADS|EDJO|Edward D. Jones & Co., L.P.|138476
ASX|ASE TECH ADS|EGAM|CBOE TRADING, INC.|27210
ASX|ASE TECH ADS|EGMT|EG MARKET TECHNOLOGIES LLC|200
ASX|ASE TECH ADS|EGXM|CBOE TRADING, INC.|1698
ASX|ASE TECH ADS|ETBE|Electronic Transaction Clearing, Inc.|6200
ASX|ASE TECH ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
ASX|ASE TECH ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
ASX|ASE TECH ADS|ETRS|E*Trade Securities LLC|62675
ASX|ASE TECH ADS|FBSB|U.S. Bancorp Investments, Inc.|13
ASX|ASE TECH ADS|FILL|Tradestation Securities, Inc.|134
ASX|ASE TECH ADS|FMAF|NBCN Inc./ CDS|3723
ASX|ASE TECH ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19919
ASX|ASE TECH ADS|FTBR|Foliofn Investments, Inc.|31603
ASX|ASE TECH ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|8100
ASX|ASE TECH ADS|GLIS|TD Securities Inc|500
ASX|ASE TECH ADS|GLPX|ACS EXECUTION SERVICES, LLC|6354
ASX|ASE TECH ADS|GSCO|GOLDMAN SACHS & CO. LLC|300158
ASX|ASE TECH ADS|GSCS|GOLDMAN SACHS & CO. LLC|15999
ASX|ASE TECH ADS|GSLT|GOLDMAN SACHS & CO. LLC|5900
ASX|ASE TECH ADS|GTSZ|GTS SECURITIES LLC|9151
ASX|ASE TECH ADS|HRBF|American Enterprise Investment Services Inc.|2385
ASX|ASE TECH ADS|HSBC|HSBC Securities, Inc.|5200
ASX|ASE TECH ADS|IATS|INTERACTIVE BROKERS LLC|2280
ASX|ASE TECH ADS|IBKR|Interactive Brokers Llc|15514
ASX|ASE TECH ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9846
ASX|ASE TECH ADS|ICBX|INSTINET, LLC|5700
ASX|ASE TECH ADS|INCA|INSTINET, LLC|157090
ASX|ASE TECH ADS|INJX|INSTINET, LLC|5
ASX|ASE TECH ADS|INTL|INTL FCSTONE FINANCIAL INC.|44732
ASX|ASE TECH ADS|ITGI|ITG Inc.|146564
ASX|ASE TECH ADS|ITGP|ITG INC.|835600
ASX|ASE TECH ADS|JANY|Janney Montgomery Scott Inc.|5866
ASX|ASE TECH ADS|JEFF|JEFFERIES LLC|18400
ASX|ASE TECH ADS|JMPT|JUMP TRADING, LLC|14327
ASX|ASE TECH ADS|JPBX|J.P. MORGAN SECURITIES LLC|744
ASX|ASE TECH ADS|JPMX|J.P. Morgan Securities LLC|267034
ASX|ASE TECH ADS|JSJX|JANE STREET CAPITAL LLC|1628
ASX|ASE TECH ADS|KBWI|Keefe, Bruyette & Woods, Inc.|7770
ASX|ASE TECH ADS|KCGM|VIRTU Americas LLC|40315
ASX|ASE TECH ADS|LEHM|Barclays Capital Inc./Le|431664
ASX|ASE TECH ADS|LIME|Lime Brokerage LLC|4935
ASX|ASE TECH ADS|LQNA|LIQUIDNET, INC.|377100
ASX|ASE TECH ADS|MACQ|Macquarie Capital (USA) Inc.|189400
ASX|ASE TECH ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|171873
ASX|ASE TECH ADS|MOTF|MOTIF INVESTING, INC.|7
ASX|ASE TECH ADS|MSCO|MORGAN STANLEY & CO. LLC|385244
ASX|ASE TECH ADS|MSPL|MORGAN STANLEY & CO. LLC|731800
ASX|ASE TECH ADS|MSTX|MORGAN STANLEY & CO. LLC|8200
ASX|ASE TECH ADS|NFSC|National Financial Services LLC|430364
ASX|ASE TECH ADS|NITE|VIRTU Americas LLC|645862
ASX|ASE TECH ADS|NITP|VIRTU Americas LLC|12112
ASX|ASE TECH ADS|NQRB|Brut, LLC|100
ASX|ASE TECH ADS|NTBF|BMO Nesbitt Burns Inc./CDS|2489
ASX|ASE TECH ADS|OPCO|Oppenheimer & Co. Inc.|19805
ASX|ASE TECH ADS|PCPT|PHILLIP CAPITAL INC.|1250
ASX|ASE TECH ADS|PDQM|CODA MARKETS, INC.|12597
ASX|ASE TECH ADS|PIPR|Piper Jaffray & Co.|1525
ASX|ASE TECH ADS|PWJC|UBS Financial Services, Inc.|1147
ASX|ASE TECH ADS|RBCM|RBC CAPITAL MARKETS, LLC|11347
ASX|ASE TECH ADS|SAGL|SAGETRADER, LLC|4283
ASX|ASE TECH ADS|SBSH|Citigroup Global Markets Inc.|24686
ASX|ASE TECH ADS|SEIC|SEI Investments Distribution Co.|1300
ASX|ASE TECH ADS|SGMT|GOLDMAN SACHS & CO. LLC|170298
ASX|ASE TECH ADS|SPDR|SPEEDROUTE LLC|1605
ASX|ASE TECH ADS|STRS|STRATEGAS RESEARCH PARTNERS|1400
ASX|ASE TECH ADS|SWIM|TD Ameritrade, Inc.|27939
ASX|ASE TECH ADS|SWST|Hilltop Securities Inc.|1758
ASX|ASE TECH ADS|TKNG|ALLY INVEST SECURITIES LLC|4200
ASX|ASE TECH ADS|TRBT|Tradebot Systems, Inc.|26955
ASX|ASE TECH ADS|TRCM|TRC MARKETS LLC|5178
ASX|ASE TECH ADS|UBSA|UBS SECURITIES LLC|845014
ASX|ASE TECH ADS|UBSS|UBS Securities LLC|1110943
ASX|ASE TECH ADS|VGRD|Vanguard Marketing Corporation|6669
ASX|ASE TECH ADS|WCHV|WELLS FARGO SECURITIES, LLC|117583
ASX|ASE TECH ADS|WEED|Weeden & Co.L.P.|46796
ASX|ASE TECH ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1071
ASX|ASE TECH ADS|WGIF|CIBC World Markets Inc.|100
ASX|ASE TECH ADS|WSEA|WOLVERINE SECURITIES, LLC|31135
ASX|ASE TECH ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|95792
ASX|ASE TECH ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|998
ASX|ASE TECH ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11866
ASYS|AMTECH SYSTEMS INC##|ALTX|Alternet Securities Inc.|4472
ASYS|AMTECH SYSTEMS INC##|APCC|Apex Clearing Corporation|21592
ASYS|AMTECH SYSTEMS INC##|BATM|CBOE TRADING, INC.|1114
ASYS|AMTECH SYSTEMS INC##|BAYC|BAY CREST PARTNERS, LLC|260
ASYS|AMTECH SYSTEMS INC##|BAYT|BTIG, LLC|6137
ASYS|AMTECH SYSTEMS INC##|BIMI|Banca IMI Securities Corp.|1000
ASYS|AMTECH SYSTEMS INC##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7926
ASYS|AMTECH SYSTEMS INC##|BYXM|CBOE TRADING, INC.|100
ASYS|AMTECH SYSTEMS INC##|BZYD|GOLDMAN SACHS & CO. LLC|4770
ASYS|AMTECH SYSTEMS INC##|CANT|Cantor Fitzgerald & Co.|835
ASYS|AMTECH SYSTEMS INC##|CHAS|Charles Schwab & Co., Inc.|6134
ASYS|AMTECH SYSTEMS INC##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8719
ASYS|AMTECH SYSTEMS INC##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
ASYS|AMTECH SYSTEMS INC##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4881
ASYS|AMTECH SYSTEMS INC##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82622
ASYS|AMTECH SYSTEMS INC##|CTDL|Citadel Derivatives Group Llc|724
ASYS|AMTECH SYSTEMS INC##|CXCX|CITIGROUP GLOBAL MARKETS INC.|9360
ASYS|AMTECH SYSTEMS INC##|DBAB|Deutsche Bank Securities Inc.|114233
ASYS|AMTECH SYSTEMS INC##|DBAX|Deutsche Bank Securities Inc.|17900
ASYS|AMTECH SYSTEMS INC##|DEAN|MORGAN STANLEY|1890
ASYS|AMTECH SYSTEMS INC##|DEGS|RONIN PROFESSIONAL LLC|24963
ASYS|AMTECH SYSTEMS INC##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|755
ASYS|AMTECH SYSTEMS INC##|EBXL|EBX LLC|25400
ASYS|AMTECH SYSTEMS INC##|ECUT|CONVERGEX EXECUTION SOLUTIONS|743
ASYS|AMTECH SYSTEMS INC##|EDJC|Edward Jones / CDS|500
ASYS|AMTECH SYSTEMS INC##|EDJO|Edward D. Jones & Co., L.P.|7178
ASYS|AMTECH SYSTEMS INC##|EGAM|CBOE TRADING, INC.|6600
ASYS|AMTECH SYSTEMS INC##|EGAW|CBOE TRADING, INC.|100
ASYS|AMTECH SYSTEMS INC##|EGMT|EG MARKET TECHNOLOGIES LLC|100
ASYS|AMTECH SYSTEMS INC##|EGXM|CBOE TRADING, INC.|1570
ASYS|AMTECH SYSTEMS INC##|EGXW|CBOE TRADING, INC.|175
ASYS|AMTECH SYSTEMS INC##|ETBE|Electronic Transaction Clearing, Inc.|1319
ASYS|AMTECH SYSTEMS INC##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3887
ASYS|AMTECH SYSTEMS INC##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|440
ASYS|AMTECH SYSTEMS INC##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4144
ASYS|AMTECH SYSTEMS INC##|ETRS|E*Trade Securities LLC|282241
ASYS|AMTECH SYSTEMS INC##|FBCO|Credit Suisse Securities (USA) LLC|105036
ASYS|AMTECH SYSTEMS INC##|FILL|Tradestation Securities, Inc.|30334
ASYS|AMTECH SYSTEMS INC##|FMAF|NBCN Inc./ CDS|1080
ASYS|AMTECH SYSTEMS INC##|FOMA|TD AMERITRADE CLEARING, INC.|896339
ASYS|AMTECH SYSTEMS INC##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131356
ASYS|AMTECH SYSTEMS INC##|FTBR|Foliofn Investments, Inc.|7492
ASYS|AMTECH SYSTEMS INC##|GEBB|GLOBAL EXECUTION BROKERS, LP|4019
ASYS|AMTECH SYSTEMS INC##|GLIS|TD Securities Inc|250
ASYS|AMTECH SYSTEMS INC##|GLPX|ACS EXECUTION SERVICES, LLC|11971
ASYS|AMTECH SYSTEMS INC##|GSCO|GOLDMAN SACHS & CO. LLC|78787
ASYS|AMTECH SYSTEMS INC##|GSCS|GOLDMAN SACHS & CO. LLC|500
ASYS|AMTECH SYSTEMS INC##|GSLT|GOLDMAN SACHS & CO. LLC|6819
ASYS|AMTECH SYSTEMS INC##|GTSZ|GTS SECURITIES LLC|4228
ASYS|AMTECH SYSTEMS INC##|HRBF|American Enterprise Investment Services Inc.|32859
ASYS|AMTECH SYSTEMS INC##|HSBC|HSBC Securities, Inc.|857
ASYS|AMTECH SYSTEMS INC##|IATS|INTERACTIVE BROKERS LLC|14651
ASYS|AMTECH SYSTEMS INC##|IBKR|Interactive Brokers Llc|244572
ASYS|AMTECH SYSTEMS INC##|ICBX|INSTINET, LLC|11900
ASYS|AMTECH SYSTEMS INC##|INCA|INSTINET, LLC|142951
ASYS|AMTECH SYSTEMS INC##|INJX|INSTINET, LLC|30449
ASYS|AMTECH SYSTEMS INC##|ITGI|ITG Inc.|34545
ASYS|AMTECH SYSTEMS INC##|ITGP|ITG INC.|40800
ASYS|AMTECH SYSTEMS INC##|JANY|Janney Montgomery Scott Inc.|2300
ASYS|AMTECH SYSTEMS INC##|JEFF|JEFFERIES LLC|8850
ASYS|AMTECH SYSTEMS INC##|JMPT|JUMP TRADING, LLC|7096
ASYS|AMTECH SYSTEMS INC##|JONE|JonesTrading|30000
ASYS|AMTECH SYSTEMS INC##|JPBX|J.P. MORGAN SECURITIES LLC|600
ASYS|AMTECH SYSTEMS INC##|JPMX|J.P. Morgan Securities LLC|63200
ASYS|AMTECH SYSTEMS INC##|JSJX|JANE STREET CAPITAL LLC|84301
ASYS|AMTECH SYSTEMS INC##|KCGM|VIRTU Americas LLC|15534
ASYS|AMTECH SYSTEMS INC##|LEHM|Barclays Capital Inc./Le|125911
ASYS|AMTECH SYSTEMS INC##|LIME|Lime Brokerage LLC|77501
ASYS|AMTECH SYSTEMS INC##|LSCI|Lek Securities Corporation|318
ASYS|AMTECH SYSTEMS INC##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ASYS|AMTECH SYSTEMS INC##|MAVB|Great Point Capital LLC|530
ASYS|AMTECH SYSTEMS INC##|MBTS|ALLY INVEST SECURITIES LLC|960
ASYS|AMTECH SYSTEMS INC##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16600
ASYS|AMTECH SYSTEMS INC##|MOTF|MOTIF INVESTING, INC.|9
ASYS|AMTECH SYSTEMS INC##|MSCO|MORGAN STANLEY & CO. LLC|686529
ASYS|AMTECH SYSTEMS INC##|MSPL|MORGAN STANLEY & CO. LLC|68400
ASYS|AMTECH SYSTEMS INC##|MSTX|MORGAN STANLEY & CO. LLC|17000
ASYS|AMTECH SYSTEMS INC##|NFSC|National Financial Services LLC|778287
ASYS|AMTECH SYSTEMS INC##|NITE|VIRTU Americas LLC|1210962
ASYS|AMTECH SYSTEMS INC##|NQRB|Brut, LLC|4724
ASYS|AMTECH SYSTEMS INC##|OPCO|Oppenheimer & Co. Inc.|5135
ASYS|AMTECH SYSTEMS INC##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
ASYS|AMTECH SYSTEMS INC##|PCPT|PHILLIP CAPITAL INC.|5000
ASYS|AMTECH SYSTEMS INC##|PDQM|CODA MARKETS, INC.|39810
ASYS|AMTECH SYSTEMS INC##|PHLY|NASDAQ Execution Services, LLC|3400
ASYS|AMTECH SYSTEMS INC##|RAJA|Raymond James & Associates, Inc.|1753
ASYS|AMTECH SYSTEMS INC##|RBCM|RBC CAPITAL MARKETS, LLC|5200
ASYS|AMTECH SYSTEMS INC##|RGLD|Regal Securities, Inc|15
ASYS|AMTECH SYSTEMS INC##|SAGL|SAGETRADER, LLC|3891
ASYS|AMTECH SYSTEMS INC##|SBSH|Citigroup Global Markets Inc.|5855
ASYS|AMTECH SYSTEMS INC##|SGMT|GOLDMAN SACHS & CO. LLC|20349
ASYS|AMTECH SYSTEMS INC##|SPDR|SPEEDROUTE LLC|4772
ASYS|AMTECH SYSTEMS INC##|SPTD|MINT GLOBAL MARKETS, INC.|9282
ASYS|AMTECH SYSTEMS INC##|STFL|Stifel, Nicolaus & Company, Incorporated|3100
ASYS|AMTECH SYSTEMS INC##|SWIM|TD Ameritrade, Inc.|166087
ASYS|AMTECH SYSTEMS INC##|TKNG|ALLY INVEST SECURITIES LLC|14662
ASYS|AMTECH SYSTEMS INC##|TRBT|Tradebot Systems, Inc.|88109
ASYS|AMTECH SYSTEMS INC##|TRCM|TRC MARKETS LLC|55493
ASYS|AMTECH SYSTEMS INC##|TWTT|TASTYWORKS, INC.|100
ASYS|AMTECH SYSTEMS INC##|UBSA|UBS SECURITIES LLC|132222
ASYS|AMTECH SYSTEMS INC##|UBSS|UBS Securities LLC|384955
ASYS|AMTECH SYSTEMS INC##|VALX|VIRTU AMERICAS LLC|4847
ASYS|AMTECH SYSTEMS INC##|VGRD|Vanguard Marketing Corporation|44047
ASYS|AMTECH SYSTEMS INC##|VIEW|VIEWTRADE SECURITIES LLC|50
ASYS|AMTECH SYSTEMS INC##|WABR|Wall Street Access|5600
ASYS|AMTECH SYSTEMS INC##|WCHV|WELLS FARGO SECURITIES, LLC|58503
ASYS|AMTECH SYSTEMS INC##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8186
ASYS|AMTECH SYSTEMS INC##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4204
ASYS|AMTECH SYSTEMS INC##|WGIF|CIBC World Markets Inc.|12009
ASYS|AMTECH SYSTEMS INC##|WSEA|WOLVERINE SECURITIES, LLC|21778
ASYS|AMTECH SYSTEMS INC##|XIST|INSTINET, LLC|1400
ASYS|AMTECH SYSTEMS INC##|XPQR|Jump Trading|590
ASYS|AMTECH SYSTEMS INC##|XSTM|NATIONAL FINANCIAL SERVICES LLC|13100
ASYS|AMTECH SYSTEMS INC##|YKNA|COMHAR CAPITAL MARKETS, LLC|1421
ASYS|AMTECH SYSTEMS INC##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8089
AT|ATLANTIC POWER CORP|APCC|Apex Clearing Corporation|48979
AT|ATLANTIC POWER CORP|BATM|CBOE TRADING, INC.|100
AT|ATLANTIC POWER CORP|BERN|Sanford C. Bernstein & Co., LLC|4000
AT|ATLANTIC POWER CORP|BNPX|BNP PARIBAS SECURITIES CORP.|16263
AT|ATLANTIC POWER CORP|BTIG|BTIG, LLC|133342
AT|ATLANTIC POWER CORP|BYXM|CBOE TRADING, INC.|200
AT|ATLANTIC POWER CORP|CHAS|Charles Schwab & Co., Inc.|10759
AT|ATLANTIC POWER CORP|CLSA|CLSA AMERICAS, LLC|900
AT|ATLANTIC POWER CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1122
AT|ATLANTIC POWER CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10351
AT|ATLANTIC POWER CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86915
AT|ATLANTIC POWER CORP|CTDL|Citadel Derivatives Group Llc|1710
AT|ATLANTIC POWER CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|20396
AT|ATLANTIC POWER CORP|DBAB|Deutsche Bank Securities Inc.|4365
AT|ATLANTIC POWER CORP|DBAX|Deutsche Bank Securities Inc.|52700
AT|ATLANTIC POWER CORP|DEAN|MORGAN STANLEY|880
AT|ATLANTIC POWER CORP|EBXL|EBX LLC|50200
AT|ATLANTIC POWER CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|31296
AT|ATLANTIC POWER CORP|EDJO|Edward D. Jones & Co., L.P.|11561
AT|ATLANTIC POWER CORP|EGAM|CBOE TRADING, INC.|1500
AT|ATLANTIC POWER CORP|EGXM|CBOE TRADING, INC.|100
AT|ATLANTIC POWER CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|107
AT|ATLANTIC POWER CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
AT|ATLANTIC POWER CORP|ETRS|E*Trade Securities LLC|78807
AT|ATLANTIC POWER CORP|FILL|Tradestation Securities, Inc.|1601
AT|ATLANTIC POWER CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
AT|ATLANTIC POWER CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2500
AT|ATLANTIC POWER CORP|FTBR|Foliofn Investments, Inc.|144278
AT|ATLANTIC POWER CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|300
AT|ATLANTIC POWER CORP|GSCO|GOLDMAN SACHS & CO. LLC|307174
AT|ATLANTIC POWER CORP|GSCS|GOLDMAN SACHS & CO. LLC|11600
AT|ATLANTIC POWER CORP|GSLT|GOLDMAN SACHS & CO. LLC|3400
AT|ATLANTIC POWER CORP|GTSZ|GTS SECURITIES LLC|3340
AT|ATLANTIC POWER CORP|HRBF|American Enterprise Investment Services Inc.|6634
AT|ATLANTIC POWER CORP|IBKR|Interactive Brokers Llc|24577
AT|ATLANTIC POWER CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|355
AT|ATLANTIC POWER CORP|ICBX|INSTINET, LLC|32884
AT|ATLANTIC POWER CORP|INCA|INSTINET, LLC|22939
AT|ATLANTIC POWER CORP|INJX|INSTINET, LLC|13
AT|ATLANTIC POWER CORP|ITGI|ITG Inc.|12543
AT|ATLANTIC POWER CORP|ITGP|ITG INC.|130400
AT|ATLANTIC POWER CORP|JANY|Janney Montgomery Scott Inc.|600
AT|ATLANTIC POWER CORP|JEFF|JEFFERIES LLC|3720
AT|ATLANTIC POWER CORP|JPMX|J.P. Morgan Securities LLC|149867
AT|ATLANTIC POWER CORP|KCGM|VIRTU Americas LLC|17080
AT|ATLANTIC POWER CORP|LEHM|Barclays Capital Inc./Le|71492
AT|ATLANTIC POWER CORP|LIME|Lime Brokerage LLC|8335
AT|ATLANTIC POWER CORP|LQNA|LIQUIDNET, INC.|18300
AT|ATLANTIC POWER CORP|MACQ|Macquarie Capital (USA) Inc.|12832
AT|ATLANTIC POWER CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47268
AT|ATLANTIC POWER CORP|MSCO|MORGAN STANLEY & CO. LLC|35210
AT|ATLANTIC POWER CORP|MSPL|MORGAN STANLEY & CO. LLC|31200
AT|ATLANTIC POWER CORP|MSTX|MORGAN STANLEY & CO. LLC|11800
AT|ATLANTIC POWER CORP|NFSC|National Financial Services LLC|237760
AT|ATLANTIC POWER CORP|NITE|VIRTU Americas LLC|621712
AT|ATLANTIC POWER CORP|NITP|VIRTU Americas LLC|1200
AT|ATLANTIC POWER CORP|NQRB|Brut, LLC|1430
AT|ATLANTIC POWER CORP|NTBF|BMO Nesbitt Burns Inc./CDS|300
AT|ATLANTIC POWER CORP|PDQM|CODA MARKETS, INC.|109457
AT|ATLANTIC POWER CORP|PWJC|UBS Financial Services, Inc.|1000
AT|ATLANTIC POWER CORP|RBCM|RBC CAPITAL MARKETS, LLC|13000
AT|ATLANTIC POWER CORP|RGLD|Regal Securities, Inc|3200
AT|ATLANTIC POWER CORP|SBSH|Citigroup Global Markets Inc.|45565
AT|ATLANTIC POWER CORP|SGMT|GOLDMAN SACHS & CO. LLC|143295
AT|ATLANTIC POWER CORP|SPDR|SPEEDROUTE LLC|11300
AT|ATLANTIC POWER CORP|STFL|Stifel, Nicolaus & Company, Incorporated|10447
AT|ATLANTIC POWER CORP|SWIM|TD Ameritrade, Inc.|109839
AT|ATLANTIC POWER CORP|TKNG|ALLY INVEST SECURITIES LLC|15528
AT|ATLANTIC POWER CORP|TRBT|Tradebot Systems, Inc.|700
AT|ATLANTIC POWER CORP|TRCM|TRC MARKETS LLC|45451
AT|ATLANTIC POWER CORP|UBSA|UBS SECURITIES LLC|268124
AT|ATLANTIC POWER CORP|UBSS|UBS Securities LLC|125507
AT|ATLANTIC POWER CORP|VALX|VIRTU AMERICAS LLC|34723
AT|ATLANTIC POWER CORP|VGRD|Vanguard Marketing Corporation|19731
AT|ATLANTIC POWER CORP|WCHV|WELLS FARGO SECURITIES, LLC|263602
AT|ATLANTIC POWER CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5597
AT|ATLANTIC POWER CORP|WSEA|WOLVERINE SECURITIES, LLC|6001
AT|ATLANTIC POWER CORP|XIST|INSTINET, LLC|14000
AT|ATLANTIC POWER CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
AT|ATLANTIC POWER CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3810
ATAC|ATLANTIC ACQ CORP CM|BATM|CBOE TRADING, INC.|700
ATAC|ATLANTIC ACQ CORP CM|BYXM|CBOE TRADING, INC.|100
ATAC|ATLANTIC ACQ CORP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2495
ATAC|ATLANTIC ACQ CORP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1420
ATAC|ATLANTIC ACQ CORP CM|DBAX|Deutsche Bank Securities Inc.|200
ATAC|ATLANTIC ACQ CORP CM|EBXL|EBX LLC|300
ATAC|ATLANTIC ACQ CORP CM|EGAM|CBOE TRADING, INC.|400
ATAC|ATLANTIC ACQ CORP CM|EGXM|CBOE TRADING, INC.|200
ATAC|ATLANTIC ACQ CORP CM|FOMA|TD AMERITRADE CLEARING, INC.|100
ATAC|ATLANTIC ACQ CORP CM|GSCO|GOLDMAN SACHS & CO. LLC|25756
ATAC|ATLANTIC ACQ CORP CM|IATS|INTERACTIVE BROKERS LLC|200
ATAC|ATLANTIC ACQ CORP CM|IBKR|Interactive Brokers Llc|8000
ATAC|ATLANTIC ACQ CORP CM|INCA|INSTINET, LLC|100
ATAC|ATLANTIC ACQ CORP CM|ITGI|ITG Inc.|100
ATAC|ATLANTIC ACQ CORP CM|LEHM|Barclays Capital Inc./Le|400
ATAC|ATLANTIC ACQ CORP CM|LIME|Lime Brokerage LLC|2505
ATAC|ATLANTIC ACQ CORP CM|MSCO|MORGAN STANLEY & CO. LLC|9520
ATAC|ATLANTIC ACQ CORP CM|NFSC|National Financial Services LLC|100
ATAC|ATLANTIC ACQ CORP CM|NITE|VIRTU Americas LLC|13805
ATAC|ATLANTIC ACQ CORP CM|NQRB|Brut, LLC|1300
ATAC|ATLANTIC ACQ CORP CM|SGMT|GOLDMAN SACHS & CO. LLC|1283
ATAC|ATLANTIC ACQ CORP CM|UBSA|UBS SECURITIES LLC|2322
ATAC|ATLANTIC ACQ CORP CM|WABR|Wall Street Access|5000
ATAC|ATLANTIC ACQ CORP CM|WFPB|Wells Fargo Securities, LLC.|3900
ATACR|ATLANTIC ACQ CORP RT|FOMA|TD AMERITRADE CLEARING, INC.|10800
ATACR|ATLANTIC ACQ CORP RT|IBKR|Interactive Brokers Llc|88196
ATACR|ATLANTIC ACQ CORP RT|INCA|INSTINET, LLC|52150
ATACR|ATLANTIC ACQ CORP RT|MSCO|MORGAN STANLEY & CO. LLC|8900
ATACR|ATLANTIC ACQ CORP RT|NITE|VIRTU Americas LLC|200
ATACR|ATLANTIC ACQ CORP RT|SGMT|GOLDMAN SACHS & CO. LLC|100
ATACR|ATLANTIC ACQ CORP RT|UBSA|UBS SECURITIES LLC|200
ATACU|ATLANTIC ACQ CORP UT|MSCO|MORGAN STANLEY & CO. LLC|250
ATACU|ATLANTIC ACQ CORP UT|NITE|VIRTU Americas LLC|250
ATAI|ATA INC. ADR|APCC|Apex Clearing Corporation|42
ATAI|ATA INC. ADR|CANT|Cantor Fitzgerald & Co.|574
ATAI|ATA INC. ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|795
ATAI|ATA INC. ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110
ATAI|ATA INC. ADR|DBAB|Deutsche Bank Securities Inc.|1500
ATAI|ATA INC. ADR|FBCO|Credit Suisse Securities (USA) LLC|450
ATAI|ATA INC. ADR|FOMA|TD AMERITRADE CLEARING, INC.|36204
ATAI|ATA INC. ADR|FTBR|Foliofn Investments, Inc.|1548
ATAI|ATA INC. ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|150
ATAI|ATA INC. ADR|GSCS|GOLDMAN SACHS & CO. LLC|800
ATAI|ATA INC. ADR|GSLT|GOLDMAN SACHS & CO. LLC|5
ATAI|ATA INC. ADR|GTSZ|GTS SECURITIES LLC|100
ATAI|ATA INC. ADR|IATS|INTERACTIVE BROKERS LLC|998
ATAI|ATA INC. ADR|IBKR|Interactive Brokers Llc|10908
ATAI|ATA INC. ADR|INCA|INSTINET, LLC|4848
ATAI|ATA INC. ADR|LEHM|Barclays Capital Inc./Le|200
ATAI|ATA INC. ADR|LIME|Lime Brokerage LLC|2050
ATAI|ATA INC. ADR|MSCO|MORGAN STANLEY & CO. LLC|6266
ATAI|ATA INC. ADR|NFSC|National Financial Services LLC|1202
ATAI|ATA INC. ADR|NITE|VIRTU Americas LLC|7544
ATAI|ATA INC. ADR|PDQM|CODA MARKETS, INC.|100
ATAI|ATA INC. ADR|SGMT|GOLDMAN SACHS & CO. LLC|200
ATAI|ATA INC. ADR|SOGO|Wang Investment Associates, Inc.|312
ATAI|ATA INC. ADR|SPDR|SPEEDROUTE LLC|4
ATAI|ATA INC. ADR|SPTD|MINT GLOBAL MARKETS, INC.|910
ATAI|ATA INC. ADR|SWIM|TD Ameritrade, Inc.|568
ATAI|ATA INC. ADR|UBSA|UBS SECURITIES LLC|275
ATAI|ATA INC. ADR|UBSS|UBS Securities LLC|57
ATAI|ATA INC. ADR|WCHV|WELLS FARGO SECURITIES, LLC|400
ATAI|ATA INC. ADR|WSEA|WOLVERINE SECURITIES, LLC|36
ATAX|AMER FIRST MF INV|AGIS|Aegis Capital Corp.|1180
ATAX|AMER FIRST MF INV|APCC|Apex Clearing Corporation|28
ATAX|AMER FIRST MF INV|BZYD|GOLDMAN SACHS & CO. LLC|400
ATAX|AMER FIRST MF INV|CHAS|Charles Schwab & Co., Inc.|2
ATAX|AMER FIRST MF INV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2061
ATAX|AMER FIRST MF INV|DBAB|Deutsche Bank Securities Inc.|7809
ATAX|AMER FIRST MF INV|DBAX|Deutsche Bank Securities Inc.|1300
ATAX|AMER FIRST MF INV|DEAN|MORGAN STANLEY|3400
ATAX|AMER FIRST MF INV|DEGS|RONIN PROFESSIONAL LLC|101
ATAX|AMER FIRST MF INV|EBXL|EBX LLC|4300
ATAX|AMER FIRST MF INV|EDJO|Edward D. Jones & Co., L.P.|4196
ATAX|AMER FIRST MF INV|ETRS|E*Trade Securities LLC|24405
ATAX|AMER FIRST MF INV|FBCO|Credit Suisse Securities (USA) LLC|1418
ATAX|AMER FIRST MF INV|FOMA|TD AMERITRADE CLEARING, INC.|113437
ATAX|AMER FIRST MF INV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8689
ATAX|AMER FIRST MF INV|FTBR|Foliofn Investments, Inc.|394
ATAX|AMER FIRST MF INV|GEBB|GLOBAL EXECUTION BROKERS, LP|2824
ATAX|AMER FIRST MF INV|GSCO|GOLDMAN SACHS & CO. LLC|12134
ATAX|AMER FIRST MF INV|GSLT|GOLDMAN SACHS & CO. LLC|65
ATAX|AMER FIRST MF INV|HRBF|American Enterprise Investment Services Inc.|7000
ATAX|AMER FIRST MF INV|IBKR|Interactive Brokers Llc|3785
ATAX|AMER FIRST MF INV|ICBX|INSTINET, LLC|14000
ATAX|AMER FIRST MF INV|INCA|INSTINET, LLC|513
ATAX|AMER FIRST MF INV|ITGI|ITG Inc.|600
ATAX|AMER FIRST MF INV|ITGP|ITG INC.|7200
ATAX|AMER FIRST MF INV|JPMX|J.P. Morgan Securities LLC|5200
ATAX|AMER FIRST MF INV|KCGM|VIRTU Americas LLC|100
ATAX|AMER FIRST MF INV|LEHM|Barclays Capital Inc./Le|3200
ATAX|AMER FIRST MF INV|LIME|Lime Brokerage LLC|10768
ATAX|AMER FIRST MF INV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ATAX|AMER FIRST MF INV|MSCO|MORGAN STANLEY & CO. LLC|67418
ATAX|AMER FIRST MF INV|NFSC|National Financial Services LLC|133791
ATAX|AMER FIRST MF INV|NITE|VIRTU Americas LLC|152087
ATAX|AMER FIRST MF INV|OPCO|Oppenheimer & Co. Inc.|146080
ATAX|AMER FIRST MF INV|PDQM|CODA MARKETS, INC.|2900
ATAX|AMER FIRST MF INV|PWJC|UBS Financial Services, Inc.|2324
ATAX|AMER FIRST MF INV|RAJA|Raymond James & Associates, Inc.|8396
ATAX|AMER FIRST MF INV|RBCM|RBC CAPITAL MARKETS, LLC|29550
ATAX|AMER FIRST MF INV|SAGW|SAGETRADER, LLC|1090
ATAX|AMER FIRST MF INV|SGMT|GOLDMAN SACHS & CO. LLC|6287
ATAX|AMER FIRST MF INV|SPDR|SPEEDROUTE LLC|3400
ATAX|AMER FIRST MF INV|STFL|Stifel, Nicolaus & Company, Incorporated|7188
ATAX|AMER FIRST MF INV|SWIM|TD Ameritrade, Inc.|4403
ATAX|AMER FIRST MF INV|TKNG|ALLY INVEST SECURITIES LLC|1414
ATAX|AMER FIRST MF INV|TRBT|Tradebot Systems, Inc.|484
ATAX|AMER FIRST MF INV|TRCM|TRC MARKETS LLC|8024
ATAX|AMER FIRST MF INV|UBSA|UBS SECURITIES LLC|25351
ATAX|AMER FIRST MF INV|UBSS|UBS Securities LLC|72292
ATAX|AMER FIRST MF INV|VALX|VIRTU AMERICAS LLC|3600
ATAX|AMER FIRST MF INV|VGRD|Vanguard Marketing Corporation|27439
ATAX|AMER FIRST MF INV|WABR|Wall Street Access|34395
ATAX|AMER FIRST MF INV|WBLR|WILLIAM BLAIR|800
ATAX|AMER FIRST MF INV|WCHV|WELLS FARGO SECURITIES, LLC|35839
ATAX|AMER FIRST MF INV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
ATAX|AMER FIRST MF INV|WSEA|WOLVERINE SECURITIES, LLC|463
ATAX|AMER FIRST MF INV|XSTM|NATIONAL FINANCIAL SERVICES LLC|9450
ATAX|AMER FIRST MF INV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9970
ATEC|ALPHATEC HOLDINGS|ALTX|Alternet Securities Inc.|402
ATEC|ALPHATEC HOLDINGS|APCC|Apex Clearing Corporation|13
ATEC|ALPHATEC HOLDINGS|BATM|CBOE TRADING, INC.|100
ATEC|ALPHATEC HOLDINGS|BAYC|BAY CREST PARTNERS, LLC|1000
ATEC|ALPHATEC HOLDINGS|BAYT|BTIG, LLC|200
ATEC|ALPHATEC HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|4932
ATEC|ALPHATEC HOLDINGS|CANT|Cantor Fitzgerald & Co.|185
ATEC|ALPHATEC HOLDINGS|CHAS|Charles Schwab & Co., Inc.|6513
ATEC|ALPHATEC HOLDINGS|CLSA|CLSA AMERICAS, LLC|2900
ATEC|ALPHATEC HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|806
ATEC|ALPHATEC HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51393
ATEC|ALPHATEC HOLDINGS|CTDL|Citadel Derivatives Group Llc|1707
ATEC|ALPHATEC HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|10766
ATEC|ALPHATEC HOLDINGS|DBAB|Deutsche Bank Securities Inc.|26778
ATEC|ALPHATEC HOLDINGS|DBAX|Deutsche Bank Securities Inc.|19000
ATEC|ALPHATEC HOLDINGS|DBUL|Deutsche Bank Securities Inc.|1180
ATEC|ALPHATEC HOLDINGS|DEAN|MORGAN STANLEY|19693
ATEC|ALPHATEC HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|40583
ATEC|ALPHATEC HOLDINGS|EBXL|EBX LLC|42800
ATEC|ALPHATEC HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|7692
ATEC|ALPHATEC HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|3429
ATEC|ALPHATEC HOLDINGS|EGAM|CBOE TRADING, INC.|504
ATEC|ALPHATEC HOLDINGS|EGXM|CBOE TRADING, INC.|100
ATEC|ALPHATEC HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|700
ATEC|ALPHATEC HOLDINGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3174
ATEC|ALPHATEC HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
ATEC|ALPHATEC HOLDINGS|ETRS|E*Trade Securities LLC|128965
ATEC|ALPHATEC HOLDINGS|FBCO|Credit Suisse Securities (USA) LLC|19311
ATEC|ALPHATEC HOLDINGS|FOMA|TD AMERITRADE CLEARING, INC.|153953
ATEC|ALPHATEC HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11188
ATEC|ALPHATEC HOLDINGS|FTBR|Foliofn Investments, Inc.|2560
ATEC|ALPHATEC HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|437
ATEC|ALPHATEC HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|1132
ATEC|ALPHATEC HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|69119
ATEC|ALPHATEC HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|17685
ATEC|ALPHATEC HOLDINGS|GTSZ|GTS SECURITIES LLC|7430
ATEC|ALPHATEC HOLDINGS|HRBF|American Enterprise Investment Services Inc.|2550
ATEC|ALPHATEC HOLDINGS|IATS|INTERACTIVE BROKERS LLC|4369
ATEC|ALPHATEC HOLDINGS|IBKR|Interactive Brokers Llc|49828
ATEC|ALPHATEC HOLDINGS|ICBX|INSTINET, LLC|28138
ATEC|ALPHATEC HOLDINGS|INCA|INSTINET, LLC|58866
ATEC|ALPHATEC HOLDINGS|INJX|INSTINET, LLC|3344
ATEC|ALPHATEC HOLDINGS|ITGI|ITG Inc.|26938
ATEC|ALPHATEC HOLDINGS|ITGP|ITG INC.|33000
ATEC|ALPHATEC HOLDINGS|JANY|Janney Montgomery Scott Inc.|625
ATEC|ALPHATEC HOLDINGS|JEFF|JEFFERIES LLC|1600
ATEC|ALPHATEC HOLDINGS|JMPT|JUMP TRADING, LLC|5226
ATEC|ALPHATEC HOLDINGS|JONE|JonesTrading|8547
ATEC|ALPHATEC HOLDINGS|JPMX|J.P. Morgan Securities LLC|12000
ATEC|ALPHATEC HOLDINGS|KCGM|VIRTU Americas LLC|11495
ATEC|ALPHATEC HOLDINGS|LEHM|Barclays Capital Inc./Le|43284
ATEC|ALPHATEC HOLDINGS|LIME|Lime Brokerage LLC|48286
ATEC|ALPHATEC HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
ATEC|ALPHATEC HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29100
ATEC|ALPHATEC HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|313277
ATEC|ALPHATEC HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|31000
ATEC|ALPHATEC HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|6500
ATEC|ALPHATEC HOLDINGS|NFSC|National Financial Services LLC|349500
ATEC|ALPHATEC HOLDINGS|NITE|VIRTU Americas LLC|499200
ATEC|ALPHATEC HOLDINGS|NITP|VIRTU Americas LLC|1600
ATEC|ALPHATEC HOLDINGS|NQRB|Brut, LLC|140
ATEC|ALPHATEC HOLDINGS|PDQM|CODA MARKETS, INC.|2634
ATEC|ALPHATEC HOLDINGS|PWJC|UBS Financial Services, Inc.|5300
ATEC|ALPHATEC HOLDINGS|RAJA|Raymond James & Associates, Inc.|19290
ATEC|ALPHATEC HOLDINGS|SAGL|SAGETRADER, LLC|769
ATEC|ALPHATEC HOLDINGS|SALI|INTL FCSTONE FINANCIAL INC.|8000
ATEC|ALPHATEC HOLDINGS|SBSH|Citigroup Global Markets Inc.|28950
ATEC|ALPHATEC HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|30233
ATEC|ALPHATEC HOLDINGS|SPDR|SPEEDROUTE LLC|400
ATEC|ALPHATEC HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|4390
ATEC|ALPHATEC HOLDINGS|SWIM|TD Ameritrade, Inc.|46753
ATEC|ALPHATEC HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|3570
ATEC|ALPHATEC HOLDINGS|TRBT|Tradebot Systems, Inc.|5560
ATEC|ALPHATEC HOLDINGS|TRCM|TRC MARKETS LLC|20576
ATEC|ALPHATEC HOLDINGS|UBSA|UBS SECURITIES LLC|115175
ATEC|ALPHATEC HOLDINGS|UBSS|UBS Securities LLC|247017
ATEC|ALPHATEC HOLDINGS|VGRD|Vanguard Marketing Corporation|32385
ATEC|ALPHATEC HOLDINGS|VNDM|Wall Street Access|4500
ATEC|ALPHATEC HOLDINGS|VNDS|VANDHAM SECURITIES CORP|100
ATEC|ALPHATEC HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|33336
ATEC|ALPHATEC HOLDINGS|WEED|Weeden & Co.L.P.|10
ATEC|ALPHATEC HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|91
ATEC|ALPHATEC HOLDINGS|WFPB|Wells Fargo Securities, LLC.|900
ATEC|ALPHATEC HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|2526
ATEC|ALPHATEC HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|59956
ATEC|ALPHATEC HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ATEC|ALPHATEC HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2227
ATEN|A10 NETWORKS, INC.|ALTX|Alternet Securities Inc.|1000
ATEN|A10 NETWORKS, INC.|APCC|Apex Clearing Corporation|27
ATEN|A10 NETWORKS, INC.|BATM|CBOE TRADING, INC.|6738
ATEN|A10 NETWORKS, INC.|BERN|Sanford C. Bernstein & Co., LLC|7255
ATEN|A10 NETWORKS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2690
ATEN|A10 NETWORKS, INC.|BTIG|BTIG, LLC|22264
ATEN|A10 NETWORKS, INC.|BYXM|CBOE TRADING, INC.|400
ATEN|A10 NETWORKS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|900
ATEN|A10 NETWORKS, INC.|CLSA|CLSA AMERICAS, LLC|100
ATEN|A10 NETWORKS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24
ATEN|A10 NETWORKS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85747
ATEN|A10 NETWORKS, INC.|CTDL|Citadel Derivatives Group Llc|2482
ATEN|A10 NETWORKS, INC.|CTLR|CUTLER GROUP, LP|800
ATEN|A10 NETWORKS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15546
ATEN|A10 NETWORKS, INC.|DBAB|Deutsche Bank Securities Inc.|27740
ATEN|A10 NETWORKS, INC.|DBAX|Deutsche Bank Securities Inc.|116500
ATEN|A10 NETWORKS, INC.|DBUL|Deutsche Bank Securities Inc.|400
ATEN|A10 NETWORKS, INC.|DEAN|MORGAN STANLEY|33427
ATEN|A10 NETWORKS, INC.|DEGS|RONIN PROFESSIONAL LLC|9194
ATEN|A10 NETWORKS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1230
ATEN|A10 NETWORKS, INC.|EBXL|EBX LLC|48600
ATEN|A10 NETWORKS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2766
ATEN|A10 NETWORKS, INC.|EGAM|CBOE TRADING, INC.|2123
ATEN|A10 NETWORKS, INC.|EGXM|CBOE TRADING, INC.|1800
ATEN|A10 NETWORKS, INC.|ESPO|ESPOSITO SECURITIES, LLC|60098
ATEN|A10 NETWORKS, INC.|ETBE|Electronic Transaction Clearing, Inc.|1600
ATEN|A10 NETWORKS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
ATEN|A10 NETWORKS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|460
ATEN|A10 NETWORKS, INC.|ETRS|E*Trade Securities LLC|84239
ATEN|A10 NETWORKS, INC.|FILL|Tradestation Securities, Inc.|400
ATEN|A10 NETWORKS, INC.|FMAF|NBCN Inc./ CDS|1075
ATEN|A10 NETWORKS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|542
ATEN|A10 NETWORKS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43610
ATEN|A10 NETWORKS, INC.|FTBR|Foliofn Investments, Inc.|44
ATEN|A10 NETWORKS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|10800
ATEN|A10 NETWORKS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|303
ATEN|A10 NETWORKS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|126036
ATEN|A10 NETWORKS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2600
ATEN|A10 NETWORKS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|700
ATEN|A10 NETWORKS, INC.|GTSY|GTS SECURITIES LLC|500
ATEN|A10 NETWORKS, INC.|GTSZ|GTS SECURITIES LLC|11678
ATEN|A10 NETWORKS, INC.|HRBF|American Enterprise Investment Services Inc.|105
ATEN|A10 NETWORKS, INC.|IATS|INTERACTIVE BROKERS LLC|2394
ATEN|A10 NETWORKS, INC.|IBKR|Interactive Brokers Llc|4085
ATEN|A10 NETWORKS, INC.|ICBX|INSTINET, LLC|13000
ATEN|A10 NETWORKS, INC.|IEQY|CITADEL SECURITIES LLC|4902
ATEN|A10 NETWORKS, INC.|INCA|INSTINET, LLC|30490
ATEN|A10 NETWORKS, INC.|INJX|INSTINET, LLC|1346
ATEN|A10 NETWORKS, INC.|ITGI|ITG Inc.|25683
ATEN|A10 NETWORKS, INC.|ITGP|ITG INC.|35400
ATEN|A10 NETWORKS, INC.|JEFF|JEFFERIES LLC|8558
ATEN|A10 NETWORKS, INC.|JMPT|JUMP TRADING, LLC|288
ATEN|A10 NETWORKS, INC.|JONE|JonesTrading|7266
ATEN|A10 NETWORKS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|37047
ATEN|A10 NETWORKS, INC.|JPMX|J.P. Morgan Securities LLC|128880
ATEN|A10 NETWORKS, INC.|JSJX|JANE STREET CAPITAL LLC|21870
ATEN|A10 NETWORKS, INC.|KCGM|VIRTU Americas LLC|29072
ATEN|A10 NETWORKS, INC.|LEHM|Barclays Capital Inc./Le|71045
ATEN|A10 NETWORKS, INC.|LIME|Lime Brokerage LLC|16796
ATEN|A10 NETWORKS, INC.|LOOP|Loop Capital Markets LLC|2595
ATEN|A10 NETWORKS, INC.|LSCI|Lek Securities Corporation|92
ATEN|A10 NETWORKS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|141218
ATEN|A10 NETWORKS, INC.|MOTF|MOTIF INVESTING, INC.|28
ATEN|A10 NETWORKS, INC.|MSCO|MORGAN STANLEY & CO. LLC|256823
ATEN|A10 NETWORKS, INC.|MSPL|MORGAN STANLEY & CO. LLC|166300
ATEN|A10 NETWORKS, INC.|MSTX|MORGAN STANLEY & CO. LLC|72800
ATEN|A10 NETWORKS, INC.|NFSC|National Financial Services LLC|54345
ATEN|A10 NETWORKS, INC.|NITE|VIRTU Americas LLC|115444
ATEN|A10 NETWORKS, INC.|NQRB|Brut, LLC|891
ATEN|A10 NETWORKS, INC.|PDQM|CODA MARKETS, INC.|621
ATEN|A10 NETWORKS, INC.|QMSR|QUATTRO M SECURITIES INC.|180
ATEN|A10 NETWORKS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|375
ATEN|A10 NETWORKS, INC.|SAGW|SAGETRADER, LLC|2768
ATEN|A10 NETWORKS, INC.|SBSH|Citigroup Global Markets Inc.|23294
ATEN|A10 NETWORKS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|58393
ATEN|A10 NETWORKS, INC.|SPDR|SPEEDROUTE LLC|200
ATEN|A10 NETWORKS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1652
ATEN|A10 NETWORKS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3724
ATEN|A10 NETWORKS, INC.|SWIM|TD Ameritrade, Inc.|23462
ATEN|A10 NETWORKS, INC.|TKNG|ALLY INVEST SECURITIES LLC|510
ATEN|A10 NETWORKS, INC.|TRBT|Tradebot Systems, Inc.|17292
ATEN|A10 NETWORKS, INC.|TRCM|TRC MARKETS LLC|6471
ATEN|A10 NETWORKS, INC.|UBSA|UBS SECURITIES LLC|251347
ATEN|A10 NETWORKS, INC.|UBSS|UBS Securities LLC|107370
ATEN|A10 NETWORKS, INC.|VALX|VIRTU AMERICAS LLC|9377
ATEN|A10 NETWORKS, INC.|VGRD|Vanguard Marketing Corporation|2050
ATEN|A10 NETWORKS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|16500
ATEN|A10 NETWORKS, INC.|WEED|Weeden & Co.L.P.|2190
ATEN|A10 NETWORKS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2723
ATEN|A10 NETWORKS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18953
ATEN|A10 NETWORKS, INC.|WSEA|WOLVERINE SECURITIES, LLC|2513
ATEN|A10 NETWORKS, INC.|XIST|INSTINET, LLC|2000
ATEN|A10 NETWORKS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
ATGE|ADTALEM GLOBAL EDUCA|ANOS|ABEL/NOSER, L.L.C.|701
ATGE|ADTALEM GLOBAL EDUCA|APCC|Apex Clearing Corporation|11
ATGE|ADTALEM GLOBAL EDUCA|BATM|CBOE TRADING, INC.|772
ATGE|ADTALEM GLOBAL EDUCA|BAYT|BTIG, LLC|7700
ATGE|ADTALEM GLOBAL EDUCA|BERN|Sanford C. Bernstein & Co., LLC|8067
ATGE|ADTALEM GLOBAL EDUCA|BIDS|BIDS TRADING L.P.|200
ATGE|ADTALEM GLOBAL EDUCA|BKCM|BNY Mellon Capital Markets LLC|10788
ATGE|ADTALEM GLOBAL EDUCA|BLKX|INSTINET, LLC|39443
ATGE|ADTALEM GLOBAL EDUCA|BNPX|BNP PARIBAS SECURITIES CORP.|7751
ATGE|ADTALEM GLOBAL EDUCA|BRVL|BLAYLOCK VAN, LLC|1200
ATGE|ADTALEM GLOBAL EDUCA|BTIG|BTIG, LLC|664215
ATGE|ADTALEM GLOBAL EDUCA|BZYD|GOLDMAN SACHS & CO. LLC|100
ATGE|ADTALEM GLOBAL EDUCA|CHAS|Charles Schwab & Co., Inc.|2
ATGE|ADTALEM GLOBAL EDUCA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18509
ATGE|ADTALEM GLOBAL EDUCA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|444
ATGE|ADTALEM GLOBAL EDUCA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47026
ATGE|ADTALEM GLOBAL EDUCA|CTDL|Citadel Derivatives Group Llc|970
ATGE|ADTALEM GLOBAL EDUCA|CXCX|CITIGROUP GLOBAL MARKETS INC.|8444
ATGE|ADTALEM GLOBAL EDUCA|DBAB|Deutsche Bank Securities Inc.|50263
ATGE|ADTALEM GLOBAL EDUCA|DBAX|Deutsche Bank Securities Inc.|39000
ATGE|ADTALEM GLOBAL EDUCA|DEAN|MORGAN STANLEY|443
ATGE|ADTALEM GLOBAL EDUCA|DEGS|RONIN PROFESSIONAL LLC|100
ATGE|ADTALEM GLOBAL EDUCA|EBXL|EBX LLC|31000
ATGE|ADTALEM GLOBAL EDUCA|EDJO|Edward D. Jones & Co., L.P.|1011
ATGE|ADTALEM GLOBAL EDUCA|EGAM|CBOE TRADING, INC.|1343
ATGE|ADTALEM GLOBAL EDUCA|EGMT|EG MARKET TECHNOLOGIES LLC|103
ATGE|ADTALEM GLOBAL EDUCA|EGXM|CBOE TRADING, INC.|283
ATGE|ADTALEM GLOBAL EDUCA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14055
ATGE|ADTALEM GLOBAL EDUCA|ETRS|E*Trade Securities LLC|100
ATGE|ADTALEM GLOBAL EDUCA|FILL|Tradestation Securities, Inc.|1
ATGE|ADTALEM GLOBAL EDUCA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1383
ATGE|ADTALEM GLOBAL EDUCA|FQLS|Quantlab Securities LP|59926
ATGE|ADTALEM GLOBAL EDUCA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15765
ATGE|ADTALEM GLOBAL EDUCA|FTBR|Foliofn Investments, Inc.|1133
ATGE|ADTALEM GLOBAL EDUCA|GLPX|ACS EXECUTION SERVICES, LLC|1060
ATGE|ADTALEM GLOBAL EDUCA|GSCO|GOLDMAN SACHS & CO. LLC|193960
ATGE|ADTALEM GLOBAL EDUCA|GSCS|GOLDMAN SACHS & CO. LLC|23753
ATGE|ADTALEM GLOBAL EDUCA|GSLT|GOLDMAN SACHS & CO. LLC|1992
ATGE|ADTALEM GLOBAL EDUCA|GTSZ|GTS SECURITIES LLC|13822
ATGE|ADTALEM GLOBAL EDUCA|IBKR|Interactive Brokers Llc|1367
ATGE|ADTALEM GLOBAL EDUCA|ICBX|INSTINET, LLC|19500
ATGE|ADTALEM GLOBAL EDUCA|IEQY|CITADEL SECURITIES LLC|21923
ATGE|ADTALEM GLOBAL EDUCA|INCA|INSTINET, LLC|162695
ATGE|ADTALEM GLOBAL EDUCA|INJX|INSTINET, LLC|4990
ATGE|ADTALEM GLOBAL EDUCA|ITGI|ITG Inc.|17085
ATGE|ADTALEM GLOBAL EDUCA|ITGP|ITG INC.|119000
ATGE|ADTALEM GLOBAL EDUCA|JANY|Janney Montgomery Scott Inc.|2022
ATGE|ADTALEM GLOBAL EDUCA|JEFF|JEFFERIES LLC|16597
ATGE|ADTALEM GLOBAL EDUCA|JMPT|JUMP TRADING, LLC|3924
ATGE|ADTALEM GLOBAL EDUCA|JPBX|J.P. MORGAN SECURITIES LLC|12502
ATGE|ADTALEM GLOBAL EDUCA|JPMX|J.P. Morgan Securities LLC|66567
ATGE|ADTALEM GLOBAL EDUCA|KCGM|VIRTU Americas LLC|8452
ATGE|ADTALEM GLOBAL EDUCA|LEHM|Barclays Capital Inc./Le|73062
ATGE|ADTALEM GLOBAL EDUCA|LIME|Lime Brokerage LLC|10419
ATGE|ADTALEM GLOBAL EDUCA|LOOP|Loop Capital Markets LLC|16356
ATGE|ADTALEM GLOBAL EDUCA|LQNA|LIQUIDNET, INC.|42700
ATGE|ADTALEM GLOBAL EDUCA|LSCI|Lek Securities Corporation|10
ATGE|ADTALEM GLOBAL EDUCA|MACC|Mid Atlantic Capital Corporation|196
ATGE|ADTALEM GLOBAL EDUCA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|56363
ATGE|ADTALEM GLOBAL EDUCA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1120
ATGE|ADTALEM GLOBAL EDUCA|MNDX|TJM Investments, LLC|460
ATGE|ADTALEM GLOBAL EDUCA|MSCO|MORGAN STANLEY & CO. LLC|238387
ATGE|ADTALEM GLOBAL EDUCA|MSPL|MORGAN STANLEY & CO. LLC|17400
ATGE|ADTALEM GLOBAL EDUCA|MSTX|MORGAN STANLEY & CO. LLC|33100
ATGE|ADTALEM GLOBAL EDUCA|NFSC|National Financial Services LLC|8683
ATGE|ADTALEM GLOBAL EDUCA|NITE|VIRTU Americas LLC|25384
ATGE|ADTALEM GLOBAL EDUCA|NQRB|Brut, LLC|300
ATGE|ADTALEM GLOBAL EDUCA|NTRC|Northern Trust Securities, Inc.|1326
ATGE|ADTALEM GLOBAL EDUCA|OHOS|TWO SIGMA SECURITIES, LLC|8747
ATGE|ADTALEM GLOBAL EDUCA|PDQM|CODA MARKETS, INC.|1096
ATGE|ADTALEM GLOBAL EDUCA|PIPR|Piper Jaffray & Co.|1381
ATGE|ADTALEM GLOBAL EDUCA|PWJC|UBS Financial Services, Inc.|1100
ATGE|ADTALEM GLOBAL EDUCA|QMSR|QUATTRO M SECURITIES INC.|5500
ATGE|ADTALEM GLOBAL EDUCA|SAGL|SAGETRADER, LLC|100
ATGE|ADTALEM GLOBAL EDUCA|SAGW|SAGETRADER, LLC|105
ATGE|ADTALEM GLOBAL EDUCA|SBSH|Citigroup Global Markets Inc.|31892
ATGE|ADTALEM GLOBAL EDUCA|SGMT|GOLDMAN SACHS & CO. LLC|37967
ATGE|ADTALEM GLOBAL EDUCA|STFL|Stifel, Nicolaus & Company, Incorporated|209
ATGE|ADTALEM GLOBAL EDUCA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
ATGE|ADTALEM GLOBAL EDUCA|SWIM|TD Ameritrade, Inc.|100
ATGE|ADTALEM GLOBAL EDUCA|SWST|Hilltop Securities Inc.|9
ATGE|ADTALEM GLOBAL EDUCA|TKNG|ALLY INVEST SECURITIES LLC|200
ATGE|ADTALEM GLOBAL EDUCA|TMBR|Timber Hill LLC|376
ATGE|ADTALEM GLOBAL EDUCA|TRBT|Tradebot Systems, Inc.|6096
ATGE|ADTALEM GLOBAL EDUCA|TRCM|TRC MARKETS LLC|14229
ATGE|ADTALEM GLOBAL EDUCA|UBSA|UBS SECURITIES LLC|222969
ATGE|ADTALEM GLOBAL EDUCA|UBSS|UBS Securities LLC|211792
ATGE|ADTALEM GLOBAL EDUCA|VALX|VIRTU AMERICAS LLC|11973
ATGE|ADTALEM GLOBAL EDUCA|WBPX|SUMMIT SECURITIES GROUP, LLC|415
ATGE|ADTALEM GLOBAL EDUCA|WCHV|WELLS FARGO SECURITIES, LLC|12753
ATGE|ADTALEM GLOBAL EDUCA|WDNX|WEEDEN & CO.L.P.|986
ATGE|ADTALEM GLOBAL EDUCA|WEED|Weeden & Co.L.P.|900
ATGE|ADTALEM GLOBAL EDUCA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|458
ATGE|ADTALEM GLOBAL EDUCA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1204
ATGE|ADTALEM GLOBAL EDUCA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|46
ATGE|ADTALEM GLOBAL EDUCA|WSEA|WOLVERINE SECURITIES, LLC|731
ATGE|ADTALEM GLOBAL EDUCA|XIST|INSTINET, LLC|25838
ATGE|ADTALEM GLOBAL EDUCA|XPQR|Jump Trading|200
ATGE|ADTALEM GLOBAL EDUCA|XSTM|NATIONAL FINANCIAL SERVICES LLC|3482
ATGE|ADTALEM GLOBAL EDUCA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|263
ATH|ATHENE HOLDING LTD.|ABLE|NATIXIS Securities Americas LLC|1896
ATH|ATHENE HOLDING LTD.|ALTX|Alternet Securities Inc.|11079
ATH|ATHENE HOLDING LTD.|ANOS|ABEL/NOSER, L.L.C.|11260
ATH|ATHENE HOLDING LTD.|APCC|Apex Clearing Corporation|2962
ATH|ATHENE HOLDING LTD.|BARD|Robert W. Baird & Co. Incorporated|110
ATH|ATHENE HOLDING LTD.|BATM|CBOE TRADING, INC.|12836
ATH|ATHENE HOLDING LTD.|BAYT|BTIG, LLC|2800
ATH|ATHENE HOLDING LTD.|BERN|Sanford C. Bernstein & Co., LLC|106395
ATH|ATHENE HOLDING LTD.|BIDS|BIDS TRADING L.P.|11200
ATH|ATHENE HOLDING LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12961
ATH|ATHENE HOLDING LTD.|BLKX|INSTINET, LLC|15700
ATH|ATHENE HOLDING LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|54240
ATH|ATHENE HOLDING LTD.|BTIG|BTIG, LLC|31667
ATH|ATHENE HOLDING LTD.|BYXM|CBOE TRADING, INC.|1420
ATH|ATHENE HOLDING LTD.|BZYD|GOLDMAN SACHS & CO. LLC|500
ATH|ATHENE HOLDING LTD.|CANT|Cantor Fitzgerald & Co.|1
ATH|ATHENE HOLDING LTD.|CBLC|CITIGROUP GLOBAL MARKETS INC.|46400
ATH|ATHENE HOLDING LTD.|CHAS|Charles Schwab & Co., Inc.|136
ATH|ATHENE HOLDING LTD.|CIOI|CITIGROUP GLOBAL MARKETS INC|46027
ATH|ATHENE HOLDING LTD.|CIST|Capital Institutional Services, Inc.|279
ATH|ATHENE HOLDING LTD.|CMPT|Compass Point Research & Trading, LLC|500
ATH|ATHENE HOLDING LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67376
ATH|ATHENE HOLDING LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10343
ATH|ATHENE HOLDING LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2700
ATH|ATHENE HOLDING LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|570732
ATH|ATHENE HOLDING LTD.|CTDL|Citadel Derivatives Group Llc|9127
ATH|ATHENE HOLDING LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|86064
ATH|ATHENE HOLDING LTD.|DBAB|Deutsche Bank Securities Inc.|883113
ATH|ATHENE HOLDING LTD.|DBAX|Deutsche Bank Securities Inc.|295100
ATH|ATHENE HOLDING LTD.|DEAN|MORGAN STANLEY|5217
ATH|ATHENE HOLDING LTD.|DEGS|RONIN PROFESSIONAL LLC|3871
ATH|ATHENE HOLDING LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8693
ATH|ATHENE HOLDING LTD.|DOWL|Dowling & Partners Securities LLC|59400
ATH|ATHENE HOLDING LTD.|DRWK|DRW SECURITIES, L.L.C.|2745
ATH|ATHENE HOLDING LTD.|EBXL|EBX LLC|279800
ATH|ATHENE HOLDING LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4196
ATH|ATHENE HOLDING LTD.|EGAM|CBOE TRADING, INC.|26709
ATH|ATHENE HOLDING LTD.|EGAW|CBOE TRADING, INC.|1005
ATH|ATHENE HOLDING LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|800
ATH|ATHENE HOLDING LTD.|EGXM|CBOE TRADING, INC.|5985
ATH|ATHENE HOLDING LTD.|ETBE|Electronic Transaction Clearing, Inc.|20841
ATH|ATHENE HOLDING LTD.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
ATH|ATHENE HOLDING LTD.|ETCC|Electronic Transaction Clearing, Inc.|340
ATH|ATHENE HOLDING LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21213
ATH|ATHENE HOLDING LTD.|ETRS|E*Trade Securities LLC|23711
ATH|ATHENE HOLDING LTD.|FILL|Tradestation Securities, Inc.|15588
ATH|ATHENE HOLDING LTD.|FINX|FINTECH SECURITIES|141
ATH|ATHENE HOLDING LTD.|FMAF|NBCN Inc./ CDS|2893
ATH|ATHENE HOLDING LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3807
ATH|ATHENE HOLDING LTD.|FQLS|Quantlab Securities LP|626222
ATH|ATHENE HOLDING LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75408
ATH|ATHENE HOLDING LTD.|FTBR|Foliofn Investments, Inc.|471
ATH|ATHENE HOLDING LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|415
ATH|ATHENE HOLDING LTD.|GLIS|TD Securities Inc|220
ATH|ATHENE HOLDING LTD.|GLPX|ACS EXECUTION SERVICES, LLC|58810
ATH|ATHENE HOLDING LTD.|GSCO|GOLDMAN SACHS & CO. LLC|1199404
ATH|ATHENE HOLDING LTD.|GSCS|GOLDMAN SACHS & CO. LLC|9671
ATH|ATHENE HOLDING LTD.|GSLT|GOLDMAN SACHS & CO. LLC|18101
ATH|ATHENE HOLDING LTD.|GTSZ|GTS SECURITIES LLC|102595
ATH|ATHENE HOLDING LTD.|HRBF|American Enterprise Investment Services Inc.|1007
ATH|ATHENE HOLDING LTD.|HSBC|HSBC Securities, Inc.|400
ATH|ATHENE HOLDING LTD.|IATS|INTERACTIVE BROKERS LLC|9890
ATH|ATHENE HOLDING LTD.|IBKR|Interactive Brokers Llc|16251
ATH|ATHENE HOLDING LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|332
ATH|ATHENE HOLDING LTD.|ICBX|INSTINET, LLC|64577
ATH|ATHENE HOLDING LTD.|INCA|INSTINET, LLC|558448
ATH|ATHENE HOLDING LTD.|INJX|INSTINET, LLC|30755
ATH|ATHENE HOLDING LTD.|ITGI|ITG Inc.|63652
ATH|ATHENE HOLDING LTD.|ITGP|ITG INC.|195800
ATH|ATHENE HOLDING LTD.|JANY|Janney Montgomery Scott Inc.|407
ATH|ATHENE HOLDING LTD.|JEFF|JEFFERIES LLC|117333
ATH|ATHENE HOLDING LTD.|JMPT|JUMP TRADING, LLC|88836
ATH|ATHENE HOLDING LTD.|JONE|JonesTrading|1466
ATH|ATHENE HOLDING LTD.|JPBX|J.P. MORGAN SECURITIES LLC|319278
ATH|ATHENE HOLDING LTD.|JPMX|J.P. Morgan Securities LLC|788265
ATH|ATHENE HOLDING LTD.|JSJX|JANE STREET CAPITAL LLC|26614
ATH|ATHENE HOLDING LTD.|KBWI|Keefe, Bruyette & Woods, Inc.|29597
ATH|ATHENE HOLDING LTD.|KCGM|VIRTU Americas LLC|62252
ATH|ATHENE HOLDING LTD.|LEHM|Barclays Capital Inc./Le|2713556
ATH|ATHENE HOLDING LTD.|LIME|Lime Brokerage LLC|44639
ATH|ATHENE HOLDING LTD.|LOOP|Loop Capital Markets LLC|10017
ATH|ATHENE HOLDING LTD.|LQNA|LIQUIDNET, INC.|271700
ATH|ATHENE HOLDING LTD.|LQNB|LIQUIDNET, INC.|500
ATH|ATHENE HOLDING LTD.|LSCI|Lek Securities Corporation|30
ATH|ATHENE HOLDING LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
ATH|ATHENE HOLDING LTD.|MACQ|Macquarie Capital (USA) Inc.|2086
ATH|ATHENE HOLDING LTD.|MAXM|Maxim Group LLC|569
ATH|ATHENE HOLDING LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|176289
ATH|ATHENE HOLDING LTD.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1027
ATH|ATHENE HOLDING LTD.|MOTF|MOTIF INVESTING, INC.|12
ATH|ATHENE HOLDING LTD.|MSCO|MORGAN STANLEY & CO. LLC|6773776
ATH|ATHENE HOLDING LTD.|MSPL|MORGAN STANLEY & CO. LLC|403100
ATH|ATHENE HOLDING LTD.|MSTX|MORGAN STANLEY & CO. LLC|288100
ATH|ATHENE HOLDING LTD.|NEUB|NEUBERGER BERMAN BD LLC|18870
ATH|ATHENE HOLDING LTD.|NFSC|National Financial Services LLC|233916
ATH|ATHENE HOLDING LTD.|NITE|VIRTU Americas LLC|265362
ATH|ATHENE HOLDING LTD.|NITP|VIRTU Americas LLC|2324
ATH|ATHENE HOLDING LTD.|NQRB|Brut, LLC|26410
ATH|ATHENE HOLDING LTD.|OPCO|Oppenheimer & Co. Inc.|1897
ATH|ATHENE HOLDING LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|697
ATH|ATHENE HOLDING LTD.|PDQM|CODA MARKETS, INC.|65635
ATH|ATHENE HOLDING LTD.|PWJC|UBS Financial Services, Inc.|100
ATH|ATHENE HOLDING LTD.|RBCM|RBC CAPITAL MARKETS, LLC|893
ATH|ATHENE HOLDING LTD.|SAGL|SAGETRADER, LLC|13527
ATH|ATHENE HOLDING LTD.|SAGW|SAGETRADER, LLC|15
ATH|ATHENE HOLDING LTD.|SBSH|Citigroup Global Markets Inc.|276522
ATH|ATHENE HOLDING LTD.|SGMT|GOLDMAN SACHS & CO. LLC|133532
ATH|ATHENE HOLDING LTD.|SJLS|TRADE INFORMATICS LLC|100
ATH|ATHENE HOLDING LTD.|SPDR|SPEEDROUTE LLC|14517
ATH|ATHENE HOLDING LTD.|SPGS|Sea Port Group Securities, LLC|26000
ATH|ATHENE HOLDING LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|100505
ATH|ATHENE HOLDING LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3471
ATH|ATHENE HOLDING LTD.|SWIM|TD Ameritrade, Inc.|56878
ATH|ATHENE HOLDING LTD.|SWST|Hilltop Securities Inc.|680
ATH|ATHENE HOLDING LTD.|TRBT|Tradebot Systems, Inc.|397840
ATH|ATHENE HOLDING LTD.|TRCM|TRC MARKETS LLC|128364
ATH|ATHENE HOLDING LTD.|UBSA|UBS SECURITIES LLC|859337
ATH|ATHENE HOLDING LTD.|UBSS|UBS Securities LLC|1096267
ATH|ATHENE HOLDING LTD.|VALX|VIRTU AMERICAS LLC|6983
ATH|ATHENE HOLDING LTD.|VGRD|Vanguard Marketing Corporation|550
ATH|ATHENE HOLDING LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|2679
ATH|ATHENE HOLDING LTD.|WCHV|WELLS FARGO SECURITIES, LLC|102210
ATH|ATHENE HOLDING LTD.|WEDB|WEDBUSH SECURITIES INC.|13278
ATH|ATHENE HOLDING LTD.|WEED|Weeden & Co.L.P.|196700
ATH|ATHENE HOLDING LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3299
ATH|ATHENE HOLDING LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5675
ATH|ATHENE HOLDING LTD.|WSEA|WOLVERINE SECURITIES, LLC|1487
ATH|ATHENE HOLDING LTD.|XIST|INSTINET, LLC|36188
ATH|ATHENE HOLDING LTD.|XPQR|Jump Trading|3869
ATH|ATHENE HOLDING LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|31882
ATH|ATHENE HOLDING LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|1950
ATH|ATHENE HOLDING LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1312
ATHM|AUTOHOME INC.|ALTX|Alternet Securities Inc.|7285
ATHM|AUTOHOME INC.|APCC|Apex Clearing Corporation|1397
ATHM|AUTOHOME INC.|BALE|M&T SECURITIES, INC.|229
ATHM|AUTOHOME INC.|BANK|Primevest Financial Services, Inc.|10062
ATHM|AUTOHOME INC.|BARD|Robert W. Baird & Co. Incorporated|1227
ATHM|AUTOHOME INC.|BATM|CBOE TRADING, INC.|34851
ATHM|AUTOHOME INC.|BAYT|BTIG, LLC|13868
ATHM|AUTOHOME INC.|BBNT|BB&T SECURITIES, LLC|75
ATHM|AUTOHOME INC.|BERN|Sanford C. Bernstein & Co., LLC|79853
ATHM|AUTOHOME INC.|BIDS|BIDS TRADING L.P.|400
ATHM|AUTOHOME INC.|BIMI|Banca IMI Securities Corp.|42
ATHM|AUTOHOME INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9746
ATHM|AUTOHOME INC.|BLKX|INSTINET, LLC|46853
ATHM|AUTOHOME INC.|BLTK|Bulltick, Llc|100
ATHM|AUTOHOME INC.|BNPX|BNP PARIBAS SECURITIES CORP.|412
ATHM|AUTOHOME INC.|BRGE|Newbridge Securities Corp.|480
ATHM|AUTOHOME INC.|BTIG|BTIG, LLC|198597
ATHM|AUTOHOME INC.|BYXM|CBOE TRADING, INC.|979
ATHM|AUTOHOME INC.|BZYD|GOLDMAN SACHS & CO. LLC|746
ATHM|AUTOHOME INC.|CANT|Cantor Fitzgerald & Co.|100
ATHM|AUTOHOME INC.|CHAS|Charles Schwab & Co., Inc.|1495
ATHM|AUTOHOME INC.|CLSA|CLSA AMERICAS, LLC|28998
ATHM|AUTOHOME INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55387
ATHM|AUTOHOME INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8506
ATHM|AUTOHOME INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|315
ATHM|AUTOHOME INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|255028
ATHM|AUTOHOME INC.|CTDL|Citadel Derivatives Group Llc|15340
ATHM|AUTOHOME INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|21958
ATHM|AUTOHOME INC.|DBAB|Deutsche Bank Securities Inc.|98209
ATHM|AUTOHOME INC.|DBAX|Deutsche Bank Securities Inc.|181700
ATHM|AUTOHOME INC.|DBUL|Deutsche Bank Securities Inc.|2168
ATHM|AUTOHOME INC.|DEAN|MORGAN STANLEY|3421
ATHM|AUTOHOME INC.|DEGS|RONIN PROFESSIONAL LLC|11747
ATHM|AUTOHOME INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|832
ATHM|AUTOHOME INC.|EBXL|EBX LLC|108800
ATHM|AUTOHOME INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|17719
ATHM|AUTOHOME INC.|EDJC|Edward Jones / CDS|78
ATHM|AUTOHOME INC.|EDJO|Edward D. Jones & Co., L.P.|253
ATHM|AUTOHOME INC.|EGAM|CBOE TRADING, INC.|18599
ATHM|AUTOHOME INC.|EGAW|CBOE TRADING, INC.|87
ATHM|AUTOHOME INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1362
ATHM|AUTOHOME INC.|EGXM|CBOE TRADING, INC.|3128
ATHM|AUTOHOME INC.|ELEV|ELEVATION, LLC|5971
ATHM|AUTOHOME INC.|ESPO|ESPOSITO SECURITIES, LLC|432
ATHM|AUTOHOME INC.|ETBE|Electronic Transaction Clearing, Inc.|34243
ATHM|AUTOHOME INC.|ETCB|ETC BROKERAGE SERVICES, LLC|163
ATHM|AUTOHOME INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|71866
ATHM|AUTOHOME INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|808
ATHM|AUTOHOME INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2502
ATHM|AUTOHOME INC.|ETRS|E*Trade Securities LLC|76299
ATHM|AUTOHOME INC.|FBSB|U.S. Bancorp Investments, Inc.|2
ATHM|AUTOHOME INC.|FFSI|Firstrade Securities Inc.|84
ATHM|AUTOHOME INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|115
ATHM|AUTOHOME INC.|FILL|Tradestation Securities, Inc.|7652
ATHM|AUTOHOME INC.|FMAF|NBCN Inc./ CDS|774
ATHM|AUTOHOME INC.|FQLS|Quantlab Securities LP|136526
ATHM|AUTOHOME INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101031
ATHM|AUTOHOME INC.|FTBR|Foliofn Investments, Inc.|4325
ATHM|AUTOHOME INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|600
ATHM|AUTOHOME INC.|GLIS|TD Securities Inc|1655
ATHM|AUTOHOME INC.|GLPX|ACS EXECUTION SERVICES, LLC|97862
ATHM|AUTOHOME INC.|GSCO|GOLDMAN SACHS & CO. LLC|449611
ATHM|AUTOHOME INC.|GSCS|GOLDMAN SACHS & CO. LLC|33874
ATHM|AUTOHOME INC.|GSLT|GOLDMAN SACHS & CO. LLC|6125
ATHM|AUTOHOME INC.|GTSZ|GTS SECURITIES LLC|58301
ATHM|AUTOHOME INC.|HRBF|American Enterprise Investment Services Inc.|12399
ATHM|AUTOHOME INC.|HSBC|HSBC Securities, Inc.|22526
ATHM|AUTOHOME INC.|IATS|INTERACTIVE BROKERS LLC|68767
ATHM|AUTOHOME INC.|IBKR|Interactive Brokers Llc|66300
ATHM|AUTOHOME INC.|ICBX|INSTINET, LLC|92802
ATHM|AUTOHOME INC.|INCA|INSTINET, LLC|224039
ATHM|AUTOHOME INC.|INJX|INSTINET, LLC|590
ATHM|AUTOHOME INC.|INTL|INTL FCSTONE FINANCIAL INC.|11
ATHM|AUTOHOME INC.|ITGI|ITG Inc.|37206
ATHM|AUTOHOME INC.|ITGP|ITG INC.|162600
ATHM|AUTOHOME INC.|JANY|Janney Montgomery Scott Inc.|204
ATHM|AUTOHOME INC.|JEFF|JEFFERIES LLC|52578
ATHM|AUTOHOME INC.|JMPT|JUMP TRADING, LLC|26437
ATHM|AUTOHOME INC.|JPBX|J.P. MORGAN SECURITIES LLC|61213
ATHM|AUTOHOME INC.|JPMX|J.P. Morgan Securities LLC|572739
ATHM|AUTOHOME INC.|JSJX|JANE STREET CAPITAL LLC|2826
ATHM|AUTOHOME INC.|KCGM|VIRTU Americas LLC|48006
ATHM|AUTOHOME INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|8047
ATHM|AUTOHOME INC.|LEHM|Barclays Capital Inc./Le|507148
ATHM|AUTOHOME INC.|LIME|Lime Brokerage LLC|31781
ATHM|AUTOHOME INC.|LOOP|Loop Capital Markets LLC|370
ATHM|AUTOHOME INC.|LSCI|Lek Securities Corporation|16
ATHM|AUTOHOME INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ATHM|AUTOHOME INC.|MAXM|Maxim Group LLC|24200
ATHM|AUTOHOME INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|149784
ATHM|AUTOHOME INC.|MOTF|MOTIF INVESTING, INC.|131
ATHM|AUTOHOME INC.|MSCO|MORGAN STANLEY & CO. LLC|587375
ATHM|AUTOHOME INC.|MSPL|MORGAN STANLEY & CO. LLC|255600
ATHM|AUTOHOME INC.|MSTX|MORGAN STANLEY & CO. LLC|42800
ATHM|AUTOHOME INC.|MULL|MARK J. MULLER EQUITIES, INC.|10028
ATHM|AUTOHOME INC.|NFSC|National Financial Services LLC|206801
ATHM|AUTOHOME INC.|NITE|VIRTU Americas LLC|529855
ATHM|AUTOHOME INC.|NITP|VIRTU Americas LLC|580
ATHM|AUTOHOME INC.|NMRA|Nomura Securities International, Inc.|2700
ATHM|AUTOHOME INC.|NQRB|Brut, LLC|8034
ATHM|AUTOHOME INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2072
ATHM|AUTOHOME INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1875
ATHM|AUTOHOME INC.|PCPT|PHILLIP CAPITAL INC.|400
ATHM|AUTOHOME INC.|PDQM|CODA MARKETS, INC.|163950
ATHM|AUTOHOME INC.|PHLY|NASDAQ Execution Services, LLC|3800
ATHM|AUTOHOME INC.|PNSR|Penserra Securities, LLC|24623
ATHM|AUTOHOME INC.|PWJC|UBS Financial Services, Inc.|5631
ATHM|AUTOHOME INC.|RBCM|RBC CAPITAL MARKETS, LLC|1719
ATHM|AUTOHOME INC.|SAGL|SAGETRADER, LLC|97770
ATHM|AUTOHOME INC.|SALI|INTL FCSTONE FINANCIAL INC.|108
ATHM|AUTOHOME INC.|SBSH|Citigroup Global Markets Inc.|78089
ATHM|AUTOHOME INC.|SEIC|SEI Investments Distribution Co.|1185
ATHM|AUTOHOME INC.|SGMT|GOLDMAN SACHS & CO. LLC|152869
ATHM|AUTOHOME INC.|SOGO|Wang Investment Associates, Inc.|305
ATHM|AUTOHOME INC.|SPDR|SPEEDROUTE LLC|12429
ATHM|AUTOHOME INC.|SPTD|MINT GLOBAL MARKETS, INC.|900
ATHM|AUTOHOME INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3867
ATHM|AUTOHOME INC.|STKP|STOCKPILE INVESTMENTS, INC.|22
ATHM|AUTOHOME INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4430
ATHM|AUTOHOME INC.|SWIM|TD Ameritrade, Inc.|116037
ATHM|AUTOHOME INC.|TKNG|ALLY INVEST SECURITIES LLC|6935
ATHM|AUTOHOME INC.|TRBT|Tradebot Systems, Inc.|119985
ATHM|AUTOHOME INC.|TRCM|TRC MARKETS LLC|80213
ATHM|AUTOHOME INC.|TWTT|TASTYWORKS, INC.|1593
ATHM|AUTOHOME INC.|UBSA|UBS SECURITIES LLC|594210
ATHM|AUTOHOME INC.|UBSS|UBS Securities LLC|720514
ATHM|AUTOHOME INC.|VALX|VIRTU AMERICAS LLC|28305
ATHM|AUTOHOME INC.|VGRD|Vanguard Marketing Corporation|12623
ATHM|AUTOHOME INC.|VSIN|Vision Financial Markets Llc|1
ATHM|AUTOHOME INC.|WABR|Wall Street Access|1200
ATHM|AUTOHOME INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|7722
ATHM|AUTOHOME INC.|WCHV|WELLS FARGO SECURITIES, LLC|77584
ATHM|AUTOHOME INC.|WEDB|WEDBUSH SECURITIES INC.|568
ATHM|AUTOHOME INC.|WEED|Weeden & Co.L.P.|217
ATHM|AUTOHOME INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3843
ATHM|AUTOHOME INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12730
ATHM|AUTOHOME INC.|WGIF|CIBC World Markets Inc.|374
ATHM|AUTOHOME INC.|WSEA|WOLVERINE SECURITIES, LLC|6583
ATHM|AUTOHOME INC.|XIST|INSTINET, LLC|52992
ATHM|AUTOHOME INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|31168
ATHM|AUTOHOME INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|39001
ATHM|AUTOHOME INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8772
ATHN|ATHENAHEALTH, INC.|ADAM|CANACCORD GENUITY INC.|1614
ATHN|ATHENAHEALTH, INC.|AGIS|Aegis Capital Corp.|6
ATHN|ATHENAHEALTH, INC.|ALTX|Alternet Securities Inc.|6386
ATHN|ATHENAHEALTH, INC.|APCC|Apex Clearing Corporation|1490
ATHN|ATHENAHEALTH, INC.|BARD|Robert W. Baird & Co. Incorporated|1187
ATHN|ATHENAHEALTH, INC.|BATM|CBOE TRADING, INC.|7155
ATHN|ATHENAHEALTH, INC.|BBNT|BB&T SECURITIES, LLC|1
ATHN|ATHENAHEALTH, INC.|BERN|Sanford C. Bernstein & Co., LLC|41921
ATHN|ATHENAHEALTH, INC.|BIMI|Banca IMI Securities Corp.|47
ATHN|ATHENAHEALTH, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4229
ATHN|ATHENAHEALTH, INC.|BMOC|BMO Capital Markets Corp.|269
ATHN|ATHENAHEALTH, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|170
ATHN|ATHENAHEALTH, INC.|BTIG|BTIG, LLC|10196
ATHN|ATHENAHEALTH, INC.|BYXM|CBOE TRADING, INC.|563
ATHN|ATHENAHEALTH, INC.|CABR|Cabrera Capital Markets, Inc.|13
ATHN|ATHENAHEALTH, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
ATHN|ATHENAHEALTH, INC.|CHAS|Charles Schwab & Co., Inc.|1458
ATHN|ATHENAHEALTH, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|200
ATHN|ATHENAHEALTH, INC.|CLSA|CLSA AMERICAS, LLC|5900
ATHN|ATHENAHEALTH, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9998
ATHN|ATHENAHEALTH, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2384
ATHN|ATHENAHEALTH, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7388
ATHN|ATHENAHEALTH, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181458
ATHN|ATHENAHEALTH, INC.|CTDL|Citadel Derivatives Group Llc|4591
ATHN|ATHENAHEALTH, INC.|CTLR|CUTLER GROUP, LP|140
ATHN|ATHENAHEALTH, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|20890
ATHN|ATHENAHEALTH, INC.|DADA|D.A. Davidson & Co.|10
ATHN|ATHENAHEALTH, INC.|DBAB|Deutsche Bank Securities Inc.|140716
ATHN|ATHENAHEALTH, INC.|DBAX|Deutsche Bank Securities Inc.|117200
ATHN|ATHENAHEALTH, INC.|DBUL|Deutsche Bank Securities Inc.|926
ATHN|ATHENAHEALTH, INC.|DCHF|Dart Executions, LLC|270
ATHN|ATHENAHEALTH, INC.|DEAN|MORGAN STANLEY|9002
ATHN|ATHENAHEALTH, INC.|DEGS|RONIN PROFESSIONAL LLC|3
ATHN|ATHENAHEALTH, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|501
ATHN|ATHENAHEALTH, INC.|DRWK|DRW SECURITIES, L.L.C.|16072
ATHN|ATHENAHEALTH, INC.|EBXL|EBX LLC|74700
ATHN|ATHENAHEALTH, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|440
ATHN|ATHENAHEALTH, INC.|EDJO|Edward D. Jones & Co., L.P.|102
ATHN|ATHENAHEALTH, INC.|EGAM|CBOE TRADING, INC.|6318
ATHN|ATHENAHEALTH, INC.|EGAW|CBOE TRADING, INC.|77
ATHN|ATHENAHEALTH, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|635
ATHN|ATHENAHEALTH, INC.|EGXM|CBOE TRADING, INC.|1040
ATHN|ATHENAHEALTH, INC.|EGXW|CBOE TRADING, INC.|233
ATHN|ATHENAHEALTH, INC.|ESPO|ESPOSITO SECURITIES, LLC|267
ATHN|ATHENAHEALTH, INC.|ETBE|Electronic Transaction Clearing, Inc.|4050
ATHN|ATHENAHEALTH, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
ATHN|ATHENAHEALTH, INC.|ETCC|Electronic Transaction Clearing, Inc.|150
ATHN|ATHENAHEALTH, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3820
ATHN|ATHENAHEALTH, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24807
ATHN|ATHENAHEALTH, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|756
ATHN|ATHENAHEALTH, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4069
ATHN|ATHENAHEALTH, INC.|ETRS|E*Trade Securities LLC|70705
ATHN|ATHENAHEALTH, INC.|FBCO|Credit Suisse Securities (USA) LLC|404000
ATHN|ATHENAHEALTH, INC.|FBSB|U.S. Bancorp Investments, Inc.|7
ATHN|ATHENAHEALTH, INC.|FILL|Tradestation Securities, Inc.|1052
ATHN|ATHENAHEALTH, INC.|FMAF|NBCN Inc./ CDS|3867
ATHN|ATHENAHEALTH, INC.|FOMA|TD AMERITRADE CLEARING, INC.|48140
ATHN|ATHENAHEALTH, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1603
ATHN|ATHENAHEALTH, INC.|FQLS|Quantlab Securities LP|134935
ATHN|ATHENAHEALTH, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9010
ATHN|ATHENAHEALTH, INC.|FTBR|Foliofn Investments, Inc.|475
ATHN|ATHENAHEALTH, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5831
ATHN|ATHENAHEALTH, INC.|GLPX|ACS EXECUTION SERVICES, LLC|72070
ATHN|ATHENAHEALTH, INC.|GSCO|GOLDMAN SACHS & CO. LLC|234431
ATHN|ATHENAHEALTH, INC.|GSCS|GOLDMAN SACHS & CO. LLC|10256
ATHN|ATHENAHEALTH, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3742
ATHN|ATHENAHEALTH, INC.|GTSZ|GTS SECURITIES LLC|91419
ATHN|ATHENAHEALTH, INC.|HAPX|HAP Trading, LLC|697
ATHN|ATHENAHEALTH, INC.|HRBF|American Enterprise Investment Services Inc.|4874
ATHN|ATHENAHEALTH, INC.|HSBC|HSBC Securities, Inc.|7338
ATHN|ATHENAHEALTH, INC.|IATS|INTERACTIVE BROKERS LLC|21989
ATHN|ATHENAHEALTH, INC.|IBKR|Interactive Brokers Llc|86348
ATHN|ATHENAHEALTH, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
ATHN|ATHENAHEALTH, INC.|ICBX|INSTINET, LLC|22897
ATHN|ATHENAHEALTH, INC.|INCA|INSTINET, LLC|760306
ATHN|ATHENAHEALTH, INC.|INJX|INSTINET, LLC|16081
ATHN|ATHENAHEALTH, INC.|ITGI|ITG Inc.|20543
ATHN|ATHENAHEALTH, INC.|ITGP|ITG INC.|64000
ATHN|ATHENAHEALTH, INC.|JANY|Janney Montgomery Scott Inc.|77
ATHN|ATHENAHEALTH, INC.|JEFF|JEFFERIES LLC|106428
ATHN|ATHENAHEALTH, INC.|JMPT|JUMP TRADING, LLC|20310
ATHN|ATHENAHEALTH, INC.|JPBX|J.P. MORGAN SECURITIES LLC|26932
ATHN|ATHENAHEALTH, INC.|JPMX|J.P. Morgan Securities LLC|245918
ATHN|ATHENAHEALTH, INC.|JSJX|JANE STREET CAPITAL LLC|25851
ATHN|ATHENAHEALTH, INC.|KCGM|VIRTU Americas LLC|19283
ATHN|ATHENAHEALTH, INC.|LEHM|Barclays Capital Inc./Le|324657
ATHN|ATHENAHEALTH, INC.|LIME|Lime Brokerage LLC|78842
ATHN|ATHENAHEALTH, INC.|LQNA|LIQUIDNET, INC.|10000
ATHN|ATHENAHEALTH, INC.|LSCI|Lek Securities Corporation|1213
ATHN|ATHENAHEALTH, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|17391
ATHN|ATHENAHEALTH, INC.|MAVB|Great Point Capital LLC|100
ATHN|ATHENAHEALTH, INC.|MCMF|Raymond James Ltd. Cds|2
ATHN|ATHENAHEALTH, INC.|MKMP|MKM Partners LLC|2300
ATHN|ATHENAHEALTH, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33402
ATHN|ATHENAHEALTH, INC.|MOTF|MOTIF INVESTING, INC.|14
ATHN|ATHENAHEALTH, INC.|MSCO|MORGAN STANLEY & CO. LLC|1024762
ATHN|ATHENAHEALTH, INC.|MSPL|MORGAN STANLEY & CO. LLC|103500
ATHN|ATHENAHEALTH, INC.|MSTX|MORGAN STANLEY & CO. LLC|7500
ATHN|ATHENAHEALTH, INC.|NFSC|National Financial Services LLC|112480
ATHN|ATHENAHEALTH, INC.|NITE|VIRTU Americas LLC|169523
ATHN|ATHENAHEALTH, INC.|NITP|VIRTU Americas LLC|1700
ATHN|ATHENAHEALTH, INC.|NMRA|Nomura Securities International, Inc.|2997
ATHN|ATHENAHEALTH, INC.|NQRB|Brut, LLC|5268
ATHN|ATHENAHEALTH, INC.|NTRC|Northern Trust Securities, Inc.|54
ATHN|ATHENAHEALTH, INC.|OHOS|TWO SIGMA SECURITIES, LLC|200
ATHN|ATHENAHEALTH, INC.|OPCO|Oppenheimer & Co. Inc.|2882
ATHN|ATHENAHEALTH, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3387
ATHN|ATHENAHEALTH, INC.|PDQM|CODA MARKETS, INC.|139096
ATHN|ATHENAHEALTH, INC.|PIPR|Piper Jaffray & Co.|1175
ATHN|ATHENAHEALTH, INC.|RAJA|Raymond James & Associates, Inc.|928
ATHN|ATHENAHEALTH, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2111
ATHN|ATHENAHEALTH, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|10940
ATHN|ATHENAHEALTH, INC.|SAGL|SAGETRADER, LLC|9948
ATHN|ATHENAHEALTH, INC.|SAGW|SAGETRADER, LLC|121
ATHN|ATHENAHEALTH, INC.|SBSH|Citigroup Global Markets Inc.|195071
ATHN|ATHENAHEALTH, INC.|SGMT|GOLDMAN SACHS & CO. LLC|52105
ATHN|ATHENAHEALTH, INC.|SPDR|SPEEDROUTE LLC|13165
ATHN|ATHENAHEALTH, INC.|SPHN|Stephens Inc.|4943
ATHN|ATHENAHEALTH, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|409
ATHN|ATHENAHEALTH, INC.|SWIM|TD Ameritrade, Inc.|64260
ATHN|ATHENAHEALTH, INC.|SWST|Hilltop Securities Inc.|6
ATHN|ATHENAHEALTH, INC.|TKNG|ALLY INVEST SECURITIES LLC|56
ATHN|ATHENAHEALTH, INC.|TRBT|Tradebot Systems, Inc.|100224
ATHN|ATHENAHEALTH, INC.|TRCM|TRC MARKETS LLC|42393
ATHN|ATHENAHEALTH, INC.|TWTT|TASTYWORKS, INC.|100
ATHN|ATHENAHEALTH, INC.|UBSA|UBS SECURITIES LLC|228387
ATHN|ATHENAHEALTH, INC.|UBSS|UBS Securities LLC|754993
ATHN|ATHENAHEALTH, INC.|VALX|VIRTU AMERICAS LLC|5797
ATHN|ATHENAHEALTH, INC.|VGRD|Vanguard Marketing Corporation|2194
ATHN|ATHENAHEALTH, INC.|WBLR|WILLIAM BLAIR|5
ATHN|ATHENAHEALTH, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2800
ATHN|ATHENAHEALTH, INC.|WCHV|WELLS FARGO SECURITIES, LLC|110723
ATHN|ATHENAHEALTH, INC.|WDNX|WEEDEN & CO.L.P.|118
ATHN|ATHENAHEALTH, INC.|WEDB|WEDBUSH SECURITIES INC.|5614
ATHN|ATHENAHEALTH, INC.|WEED|Weeden & Co.L.P.|1
ATHN|ATHENAHEALTH, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7687
ATHN|ATHENAHEALTH, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32180
ATHN|ATHENAHEALTH, INC.|WGIF|CIBC World Markets Inc.|130
ATHN|ATHENAHEALTH, INC.|WSAG|WALL STREET ACCESS|849
ATHN|ATHENAHEALTH, INC.|WSEA|WOLVERINE SECURITIES, LLC|859
ATHN|ATHENAHEALTH, INC.|XIST|INSTINET, LLC|352
ATHN|ATHENAHEALTH, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|25818
ATHN|ATHENAHEALTH, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|30471
ATHN|ATHENAHEALTH, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|227
ATHX|ATHERSYS INC|AGIS|Aegis Capital Corp.|3200
ATHX|ATHERSYS INC|ALTX|Alternet Securities Inc.|7800
ATHX|ATHERSYS INC|APCC|Apex Clearing Corporation|27268
ATHX|ATHERSYS INC|BARD|Robert W. Baird & Co. Incorporated|2000
ATHX|ATHERSYS INC|BATM|CBOE TRADING, INC.|894
ATHX|ATHERSYS INC|BAYC|BAY CREST PARTNERS, LLC|5200
ATHX|ATHERSYS INC|BERN|Sanford C. Bernstein & Co., LLC|300
ATHX|ATHERSYS INC|BIMI|Banca IMI Securities Corp.|60276
ATHX|ATHERSYS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27565
ATHX|ATHERSYS INC|BLKX|INSTINET, LLC|15200
ATHX|ATHERSYS INC|BMOC|BMO Capital Markets Corp.|17153
ATHX|ATHERSYS INC|BNPX|BNP PARIBAS SECURITIES CORP.|7249
ATHX|ATHERSYS INC|BTIG|BTIG, LLC|558
ATHX|ATHERSYS INC|BYXM|CBOE TRADING, INC.|410
ATHX|ATHERSYS INC|CANT|Cantor Fitzgerald & Co.|545
ATHX|ATHERSYS INC|CHAS|Charles Schwab & Co., Inc.|16402
ATHX|ATHERSYS INC|CIST|Capital Institutional Services, Inc.|51
ATHX|ATHERSYS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|138266
ATHX|ATHERSYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5216
ATHX|ATHERSYS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3650
ATHX|ATHERSYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|245939
ATHX|ATHERSYS INC|CTDE|CHOICETRADE|100
ATHX|ATHERSYS INC|CTDL|Citadel Derivatives Group Llc|40148
ATHX|ATHERSYS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|36038
ATHX|ATHERSYS INC|DBAB|Deutsche Bank Securities Inc.|289858
ATHX|ATHERSYS INC|DBAX|Deutsche Bank Securities Inc.|211300
ATHX|ATHERSYS INC|DEAN|MORGAN STANLEY|10200
ATHX|ATHERSYS INC|DEGS|RONIN PROFESSIONAL LLC|88775
ATHX|ATHERSYS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|65258
ATHX|ATHERSYS INC|EBXL|EBX LLC|89600
ATHX|ATHERSYS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15200
ATHX|ATHERSYS INC|EDJO|Edward D. Jones & Co., L.P.|16568
ATHX|ATHERSYS INC|EGAM|CBOE TRADING, INC.|8866
ATHX|ATHERSYS INC|EGAW|CBOE TRADING, INC.|200
ATHX|ATHERSYS INC|EGXM|CBOE TRADING, INC.|11421
ATHX|ATHERSYS INC|EGXW|CBOE TRADING, INC.|126
ATHX|ATHERSYS INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3000
ATHX|ATHERSYS INC|ETBE|Electronic Transaction Clearing, Inc.|14089
ATHX|ATHERSYS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15602
ATHX|ATHERSYS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4060
ATHX|ATHERSYS INC|ETRS|E*Trade Securities LLC|1484419
ATHX|ATHERSYS INC|FBCO|Credit Suisse Securities (USA) LLC|671329
ATHX|ATHERSYS INC|FILL|Tradestation Securities, Inc.|57417
ATHX|ATHERSYS INC|FMAF|NBCN Inc./ CDS|400
ATHX|ATHERSYS INC|FOMA|TD AMERITRADE CLEARING, INC.|2442984
ATHX|ATHERSYS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20019
ATHX|ATHERSYS INC|FTBR|Foliofn Investments, Inc.|991
ATHX|ATHERSYS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|58532
ATHX|ATHERSYS INC|GLIS|TD Securities Inc|1200
ATHX|ATHERSYS INC|GLPX|ACS EXECUTION SERVICES, LLC|24764
ATHX|ATHERSYS INC|GSCO|GOLDMAN SACHS & CO. LLC|983681
ATHX|ATHERSYS INC|GSCS|GOLDMAN SACHS & CO. LLC|29852
ATHX|ATHERSYS INC|GSLT|GOLDMAN SACHS & CO. LLC|11051
ATHX|ATHERSYS INC|GTSZ|GTS SECURITIES LLC|15658
ATHX|ATHERSYS INC|HRBF|American Enterprise Investment Services Inc.|22450
ATHX|ATHERSYS INC|HSBC|HSBC Securities, Inc.|3046
ATHX|ATHERSYS INC|IATS|INTERACTIVE BROKERS LLC|223284
ATHX|ATHERSYS INC|IBKR|Interactive Brokers Llc|1293532
ATHX|ATHERSYS INC|ICBX|INSTINET, LLC|66834
ATHX|ATHERSYS INC|IEQY|CITADEL SECURITIES LLC|30800
ATHX|ATHERSYS INC|INCA|INSTINET, LLC|203401
ATHX|ATHERSYS INC|INJX|INSTINET, LLC|67588
ATHX|ATHERSYS INC|ITGI|ITG Inc.|25373
ATHX|ATHERSYS INC|ITGP|ITG INC.|73200
ATHX|ATHERSYS INC|JANY|Janney Montgomery Scott Inc.|2000
ATHX|ATHERSYS INC|JEFF|JEFFERIES LLC|19160
ATHX|ATHERSYS INC|JMPT|JUMP TRADING, LLC|91010
ATHX|ATHERSYS INC|JONE|JonesTrading|4000
ATHX|ATHERSYS INC|JPBX|J.P. MORGAN SECURITIES LLC|800
ATHX|ATHERSYS INC|JPMX|J.P. Morgan Securities LLC|142642
ATHX|ATHERSYS INC|JSJX|JANE STREET CAPITAL LLC|2640
ATHX|ATHERSYS INC|KCGM|VIRTU Americas LLC|64732
ATHX|ATHERSYS INC|LEHM|Barclays Capital Inc./Le|842865
ATHX|ATHERSYS INC|LIME|Lime Brokerage LLC|343613
ATHX|ATHERSYS INC|LMGP|LIME BROKERAGE LLC|3400
ATHX|ATHERSYS INC|LSCI|Lek Securities Corporation|1510
ATHX|ATHERSYS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ATHX|ATHERSYS INC|MACQ|Macquarie Capital (USA) Inc.|1997
ATHX|ATHERSYS INC|MAXM|Maxim Group LLC|24588
ATHX|ATHERSYS INC|MBTS|ALLY INVEST SECURITIES LLC|18721
ATHX|ATHERSYS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154909
ATHX|ATHERSYS INC|MOTF|MOTIF INVESTING, INC.|5
ATHX|ATHERSYS INC|MSCO|MORGAN STANLEY & CO. LLC|2226149
ATHX|ATHERSYS INC|MSPL|MORGAN STANLEY & CO. LLC|96900
ATHX|ATHERSYS INC|MSTX|MORGAN STANLEY & CO. LLC|15200
ATHX|ATHERSYS INC|NFSC|National Financial Services LLC|3441722
ATHX|ATHERSYS INC|NITE|VIRTU Americas LLC|4487321
ATHX|ATHERSYS INC|NITP|VIRTU Americas LLC|25100
ATHX|ATHERSYS INC|NQRB|Brut, LLC|20717
ATHX|ATHERSYS INC|OPCO|Oppenheimer & Co. Inc.|70119
ATHX|ATHERSYS INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5200
ATHX|ATHERSYS INC|PCPT|PHILLIP CAPITAL INC.|300
ATHX|ATHERSYS INC|PDQM|CODA MARKETS, INC.|58606
ATHX|ATHERSYS INC|PWJC|UBS Financial Services, Inc.|800
ATHX|ATHERSYS INC|RAJA|Raymond James & Associates, Inc.|25769
ATHX|ATHERSYS INC|RBCM|RBC CAPITAL MARKETS, LLC|5775
ATHX|ATHERSYS INC|SAGL|SAGETRADER, LLC|1800
ATHX|ATHERSYS INC|SBSH|Citigroup Global Markets Inc.|276600
ATHX|ATHERSYS INC|SGMT|GOLDMAN SACHS & CO. LLC|104258
ATHX|ATHERSYS INC|SPDR|SPEEDROUTE LLC|20680
ATHX|ATHERSYS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1649
ATHX|ATHERSYS INC|SWIM|TD Ameritrade, Inc.|611344
ATHX|ATHERSYS INC|SWST|Hilltop Securities Inc.|200
ATHX|ATHERSYS INC|TKNG|ALLY INVEST SECURITIES LLC|56092
ATHX|ATHERSYS INC|TRBT|Tradebot Systems, Inc.|143316
ATHX|ATHERSYS INC|TRCM|TRC MARKETS LLC|45836
ATHX|ATHERSYS INC|TWTT|TASTYWORKS, INC.|4585
ATHX|ATHERSYS INC|UBSA|UBS SECURITIES LLC|624937
ATHX|ATHERSYS INC|UBSS|UBS Securities LLC|1567282
ATHX|ATHERSYS INC|VALX|VIRTU AMERICAS LLC|58260
ATHX|ATHERSYS INC|VGRD|Vanguard Marketing Corporation|167247
ATHX|ATHERSYS INC|VNDM|Wall Street Access|200
ATHX|ATHERSYS INC|VNDS|VANDHAM SECURITIES CORP|2600
ATHX|ATHERSYS INC|VSIN|Vision Financial Markets Llc|2
ATHX|ATHERSYS INC|WBLR|WILLIAM BLAIR|241120
ATHX|ATHERSYS INC|WCHV|WELLS FARGO SECURITIES, LLC|257843
ATHX|ATHERSYS INC|WEDB|WEDBUSH SECURITIES INC.|4100
ATHX|ATHERSYS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6532
ATHX|ATHERSYS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28618
ATHX|ATHERSYS INC|WGIF|CIBC World Markets Inc.|15665
ATHX|ATHERSYS INC|WSEA|WOLVERINE SECURITIES, LLC|61320
ATHX|ATHERSYS INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|40
ATHX|ATHERSYS INC|XIST|INSTINET, LLC|1600
ATHX|ATHERSYS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|48200
ATHX|ATHERSYS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|800
ATHX|ATHERSYS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30034
ATI|ALLEGHENY TECH NEW|ABLE|NATIXIS Securities Americas LLC|237000
ATI|ALLEGHENY TECH NEW|ADAM|CANACCORD GENUITY INC.|64227
ATI|ALLEGHENY TECH NEW|ALTX|Alternet Securities Inc.|11464
ATI|ALLEGHENY TECH NEW|APCC|Apex Clearing Corporation|9324
ATI|ALLEGHENY TECH NEW|AQUA|AQUA SECURITIES L.P.|2500
ATI|ALLEGHENY TECH NEW|BARD|Robert W. Baird & Co. Incorporated|10636
ATI|ALLEGHENY TECH NEW|BATM|CBOE TRADING, INC.|6165
ATI|ALLEGHENY TECH NEW|BAYT|BTIG, LLC|400
ATI|ALLEGHENY TECH NEW|BBNT|BB&T SECURITIES, LLC|490
ATI|ALLEGHENY TECH NEW|BERN|Sanford C. Bernstein & Co., LLC|103832
ATI|ALLEGHENY TECH NEW|BIDS|BIDS TRADING L.P.|70600
ATI|ALLEGHENY TECH NEW|BKCM|BNY Mellon Capital Markets LLC|23545
ATI|ALLEGHENY TECH NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10673
ATI|ALLEGHENY TECH NEW|BLKX|INSTINET, LLC|135275
ATI|ALLEGHENY TECH NEW|BNPX|BNP PARIBAS SECURITIES CORP.|14991
ATI|ALLEGHENY TECH NEW|BRVL|BLAYLOCK VAN, LLC|2400
ATI|ALLEGHENY TECH NEW|BTIG|BTIG, LLC|4006
ATI|ALLEGHENY TECH NEW|BYXM|CBOE TRADING, INC.|1505
ATI|ALLEGHENY TECH NEW|BZYD|GOLDMAN SACHS & CO. LLC|900
ATI|ALLEGHENY TECH NEW|CANT|Cantor Fitzgerald & Co.|7942
ATI|ALLEGHENY TECH NEW|CBRA|Cobra Trading, Inc.|300
ATI|ALLEGHENY TECH NEW|CHAS|Charles Schwab & Co., Inc.|1375
ATI|ALLEGHENY TECH NEW|CIOI|CITIGROUP GLOBAL MARKETS INC|90000
ATI|ALLEGHENY TECH NEW|CIST|Capital Institutional Services, Inc.|5135
ATI|ALLEGHENY TECH NEW|CLSA|CLSA AMERICAS, LLC|266700
ATI|ALLEGHENY TECH NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|151607
ATI|ALLEGHENY TECH NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ATI|ALLEGHENY TECH NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5864
ATI|ALLEGHENY TECH NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|524431
ATI|ALLEGHENY TECH NEW|CTDE|CHOICETRADE|400
ATI|ALLEGHENY TECH NEW|CTDL|Citadel Derivatives Group Llc|5759
ATI|ALLEGHENY TECH NEW|CTLR|CUTLER GROUP, LP|1675
ATI|ALLEGHENY TECH NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|101098
ATI|ALLEGHENY TECH NEW|DADA|D.A. Davidson & Co.|1818
ATI|ALLEGHENY TECH NEW|DAVA|Davenport & Company LLC|1
ATI|ALLEGHENY TECH NEW|DBAB|Deutsche Bank Securities Inc.|396395
ATI|ALLEGHENY TECH NEW|DBAX|Deutsche Bank Securities Inc.|361200
ATI|ALLEGHENY TECH NEW|DBUL|Deutsche Bank Securities Inc.|13365
ATI|ALLEGHENY TECH NEW|DCHF|Dart Executions, LLC|5198
ATI|ALLEGHENY TECH NEW|DEAN|MORGAN STANLEY|23155
ATI|ALLEGHENY TECH NEW|DEGS|RONIN PROFESSIONAL LLC|700
ATI|ALLEGHENY TECH NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3312
ATI|ALLEGHENY TECH NEW|EBXL|EBX LLC|208100
ATI|ALLEGHENY TECH NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|9032
ATI|ALLEGHENY TECH NEW|EDJO|Edward D. Jones & Co., L.P.|10996
ATI|ALLEGHENY TECH NEW|EGAM|CBOE TRADING, INC.|15602
ATI|ALLEGHENY TECH NEW|EGAW|CBOE TRADING, INC.|395
ATI|ALLEGHENY TECH NEW|EGMT|EG MARKET TECHNOLOGIES LLC|700
ATI|ALLEGHENY TECH NEW|EGXM|CBOE TRADING, INC.|2775
ATI|ALLEGHENY TECH NEW|EGXW|CBOE TRADING, INC.|544
ATI|ALLEGHENY TECH NEW|ESPO|ESPOSITO SECURITIES, LLC|1784
ATI|ALLEGHENY TECH NEW|ETBE|Electronic Transaction Clearing, Inc.|29132
ATI|ALLEGHENY TECH NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8352
ATI|ALLEGHENY TECH NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25585
ATI|ALLEGHENY TECH NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1021
ATI|ALLEGHENY TECH NEW|ETRS|E*Trade Securities LLC|216218
ATI|ALLEGHENY TECH NEW|FBRC|B. RILEY FBR, INC.|129906
ATI|ALLEGHENY TECH NEW|FILL|Tradestation Securities, Inc.|29587
ATI|ALLEGHENY TECH NEW|FMAF|NBCN Inc./ CDS|1581
ATI|ALLEGHENY TECH NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6203
ATI|ALLEGHENY TECH NEW|FQLS|Quantlab Securities LP|380718
ATI|ALLEGHENY TECH NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|169046
ATI|ALLEGHENY TECH NEW|FTBR|Foliofn Investments, Inc.|466
ATI|ALLEGHENY TECH NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|30763
ATI|ALLEGHENY TECH NEW|GLIS|TD Securities Inc|1100
ATI|ALLEGHENY TECH NEW|GLPX|ACS EXECUTION SERVICES, LLC|47311
ATI|ALLEGHENY TECH NEW|GSCO|GOLDMAN SACHS & CO. LLC|1300117
ATI|ALLEGHENY TECH NEW|GSCS|GOLDMAN SACHS & CO. LLC|4381
ATI|ALLEGHENY TECH NEW|GSLT|GOLDMAN SACHS & CO. LLC|31845
ATI|ALLEGHENY TECH NEW|GTSY|GTS SECURITIES LLC|400
ATI|ALLEGHENY TECH NEW|GTSZ|GTS SECURITIES LLC|71693
ATI|ALLEGHENY TECH NEW|HAPX|HAP Trading, LLC|100
ATI|ALLEGHENY TECH NEW|HRBF|American Enterprise Investment Services Inc.|9349
ATI|ALLEGHENY TECH NEW|IATS|INTERACTIVE BROKERS LLC|15679
ATI|ALLEGHENY TECH NEW|IBKR|Interactive Brokers Llc|36291
ATI|ALLEGHENY TECH NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|408
ATI|ALLEGHENY TECH NEW|ICBX|INSTINET, LLC|123198
ATI|ALLEGHENY TECH NEW|IEQY|CITADEL SECURITIES LLC|278902
ATI|ALLEGHENY TECH NEW|INCA|INSTINET, LLC|322898
ATI|ALLEGHENY TECH NEW|INJX|INSTINET, LLC|17144
ATI|ALLEGHENY TECH NEW|INTL|INTL FCSTONE FINANCIAL INC.|2
ATI|ALLEGHENY TECH NEW|ITGI|ITG Inc.|383826
ATI|ALLEGHENY TECH NEW|ITGP|ITG INC.|436000
ATI|ALLEGHENY TECH NEW|JANY|Janney Montgomery Scott Inc.|600
ATI|ALLEGHENY TECH NEW|JEFF|JEFFERIES LLC|354171
ATI|ALLEGHENY TECH NEW|JMPT|JUMP TRADING, LLC|103517
ATI|ALLEGHENY TECH NEW|JONE|JonesTrading|100
ATI|ALLEGHENY TECH NEW|JPBX|J.P. MORGAN SECURITIES LLC|63959
ATI|ALLEGHENY TECH NEW|JPMX|J.P. Morgan Securities LLC|582182
ATI|ALLEGHENY TECH NEW|JSEB|JANE STREET EXECUTION SERVICES, LLC|7800
ATI|ALLEGHENY TECH NEW|JSJX|JANE STREET CAPITAL LLC|11320
ATI|ALLEGHENY TECH NEW|KCGM|VIRTU Americas LLC|57031
ATI|ALLEGHENY TECH NEW|KCRD|PHX FINANCIAL, INC.|1000
ATI|ALLEGHENY TECH NEW|KEYB|KEYBANC CAPITAL MARKETS INC.|5378
ATI|ALLEGHENY TECH NEW|LEER|LEERINK PARTNERS LLC|800
ATI|ALLEGHENY TECH NEW|LEHM|Barclays Capital Inc./Le|789376
ATI|ALLEGHENY TECH NEW|LIME|Lime Brokerage LLC|104213
ATI|ALLEGHENY TECH NEW|LMNX|LUMINEX TRADING & ANALYTICS LLC|150000
ATI|ALLEGHENY TECH NEW|LOOP|Loop Capital Markets LLC|2500
ATI|ALLEGHENY TECH NEW|LQNA|LIQUIDNET, INC.|143100
ATI|ALLEGHENY TECH NEW|LQNB|LIQUIDNET, INC.|86800
ATI|ALLEGHENY TECH NEW|LSCI|Lek Securities Corporation|551
ATI|ALLEGHENY TECH NEW|MAXM|Maxim Group LLC|4883
ATI|ALLEGHENY TECH NEW|MBTS|ALLY INVEST SECURITIES LLC|4203
ATI|ALLEGHENY TECH NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|211586
ATI|ALLEGHENY TECH NEW|MOTF|MOTIF INVESTING, INC.|1
ATI|ALLEGHENY TECH NEW|MPSG|E D & F Man Capital Markets Inc.|7032
ATI|ALLEGHENY TECH NEW|MSCO|MORGAN STANLEY & CO. LLC|1598107
ATI|ALLEGHENY TECH NEW|MSPL|MORGAN STANLEY & CO. LLC|566100
ATI|ALLEGHENY TECH NEW|MSTX|MORGAN STANLEY & CO. LLC|483900
ATI|ALLEGHENY TECH NEW|NATL|National Securities Corporation|2595
ATI|ALLEGHENY TECH NEW|NEUB|NEUBERGER BERMAN BD LLC|1463
ATI|ALLEGHENY TECH NEW|NFSC|National Financial Services LLC|284048
ATI|ALLEGHENY TECH NEW|NITE|VIRTU Americas LLC|541404
ATI|ALLEGHENY TECH NEW|NITP|VIRTU Americas LLC|1273
ATI|ALLEGHENY TECH NEW|NQRB|Brut, LLC|8498
ATI|ALLEGHENY TECH NEW|NTBF|BMO Nesbitt Burns Inc./CDS|1517
ATI|ALLEGHENY TECH NEW|OHOS|TWO SIGMA SECURITIES, LLC|77432
ATI|ALLEGHENY TECH NEW|OPCO|Oppenheimer & Co. Inc.|4870
ATI|ALLEGHENY TECH NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ATI|ALLEGHENY TECH NEW|PDQM|CODA MARKETS, INC.|50809
ATI|ALLEGHENY TECH NEW|PHLY|NASDAQ Execution Services, LLC|200
ATI|ALLEGHENY TECH NEW|PIPR|Piper Jaffray & Co.|854
ATI|ALLEGHENY TECH NEW|PWJC|UBS Financial Services, Inc.|1483
ATI|ALLEGHENY TECH NEW|QMSR|QUATTRO M SECURITIES INC.|23040
ATI|ALLEGHENY TECH NEW|RBCM|RBC CAPITAL MARKETS, LLC|22899
ATI|ALLEGHENY TECH NEW|RHCO|Suntrust Robinson Humphrey, Inc.|680
ATI|ALLEGHENY TECH NEW|SAGL|SAGETRADER, LLC|58826
ATI|ALLEGHENY TECH NEW|SALI|INTL FCSTONE FINANCIAL INC.|390
ATI|ALLEGHENY TECH NEW|SBSH|Citigroup Global Markets Inc.|839561
ATI|ALLEGHENY TECH NEW|SEIC|SEI Investments Distribution Co.|300
ATI|ALLEGHENY TECH NEW|SGMT|GOLDMAN SACHS & CO. LLC|198534
ATI|ALLEGHENY TECH NEW|SOGO|Wang Investment Associates, Inc.|100
ATI|ALLEGHENY TECH NEW|SPDR|SPEEDROUTE LLC|21100
ATI|ALLEGHENY TECH NEW|SPHN|Stephens Inc.|390
ATI|ALLEGHENY TECH NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|4400
ATI|ALLEGHENY TECH NEW|STFC|Stuart Frankel & Co., Incorporated|14461
ATI|ALLEGHENY TECH NEW|STFL|Stifel, Nicolaus & Company, Incorporated|36751
ATI|ALLEGHENY TECH NEW|STKP|STOCKPILE INVESTMENTS, INC.|20
ATI|ALLEGHENY TECH NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3210
ATI|ALLEGHENY TECH NEW|SWIM|TD Ameritrade, Inc.|42172
ATI|ALLEGHENY TECH NEW|SWST|Hilltop Securities Inc.|24847
ATI|ALLEGHENY TECH NEW|TKNG|ALLY INVEST SECURITIES LLC|485
ATI|ALLEGHENY TECH NEW|TMBR|Timber Hill LLC|180
ATI|ALLEGHENY TECH NEW|TRBT|Tradebot Systems, Inc.|381685
ATI|ALLEGHENY TECH NEW|TRCM|TRC MARKETS LLC|148075
ATI|ALLEGHENY TECH NEW|TWTT|TASTYWORKS, INC.|150
ATI|ALLEGHENY TECH NEW|UBSA|UBS SECURITIES LLC|996952
ATI|ALLEGHENY TECH NEW|UBSS|UBS Securities LLC|1048049
ATI|ALLEGHENY TECH NEW|VALX|VIRTU AMERICAS LLC|14466
ATI|ALLEGHENY TECH NEW|VGRD|Vanguard Marketing Corporation|37473
ATI|ALLEGHENY TECH NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|5748
ATI|ALLEGHENY TECH NEW|WCHV|WELLS FARGO SECURITIES, LLC|117373
ATI|ALLEGHENY TECH NEW|WDNX|WEEDEN & CO.L.P.|318
ATI|ALLEGHENY TECH NEW|WEDB|WEDBUSH SECURITIES INC.|4428
ATI|ALLEGHENY TECH NEW|WEED|Weeden & Co.L.P.|1845
ATI|ALLEGHENY TECH NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11757
ATI|ALLEGHENY TECH NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53774
ATI|ALLEGHENY TECH NEW|WFPB|Wells Fargo Securities, LLC.|100
ATI|ALLEGHENY TECH NEW|WGIF|CIBC World Markets Inc.|350
ATI|ALLEGHENY TECH NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|323
ATI|ALLEGHENY TECH NEW|WOLF|Wolfe Trahan Securities|100
ATI|ALLEGHENY TECH NEW|WSEA|WOLVERINE SECURITIES, LLC|7369
ATI|ALLEGHENY TECH NEW|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
ATI|ALLEGHENY TECH NEW|XIST|INSTINET, LLC|90868
ATI|ALLEGHENY TECH NEW|XPQR|Jump Trading|1423
ATI|ALLEGHENY TECH NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|33060
ATI|ALLEGHENY TECH NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|3125
ATI|ALLEGHENY TECH NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3276
ATIS|ATTIS INDUSTRIES CMN|ALPS|Alpine Securities Corporation|120000
ATIS|ATTIS INDUSTRIES CMN|APCC|Apex Clearing Corporation|104679
ATIS|ATTIS INDUSTRIES CMN|BATM|CBOE TRADING, INC.|600
ATIS|ATTIS INDUSTRIES CMN|BIMI|Banca IMI Securities Corp.|1741
ATIS|ATTIS INDUSTRIES CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4751
ATIS|ATTIS INDUSTRIES CMN|CHAS|Charles Schwab & Co., Inc.|8100
ATIS|ATTIS INDUSTRIES CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32017
ATIS|ATTIS INDUSTRIES CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13500
ATIS|ATTIS INDUSTRIES CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16572
ATIS|ATTIS INDUSTRIES CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7900
ATIS|ATTIS INDUSTRIES CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
ATIS|ATTIS INDUSTRIES CMN|DBAB|Deutsche Bank Securities Inc.|1700
ATIS|ATTIS INDUSTRIES CMN|DBAX|Deutsche Bank Securities Inc.|2300
ATIS|ATTIS INDUSTRIES CMN|EBXL|EBX LLC|4500
ATIS|ATTIS INDUSTRIES CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|23900
ATIS|ATTIS INDUSTRIES CMN|EGAM|CBOE TRADING, INC.|12577
ATIS|ATTIS INDUSTRIES CMN|EGXM|CBOE TRADING, INC.|19621
ATIS|ATTIS INDUSTRIES CMN|ETRS|E*Trade Securities LLC|1121199
ATIS|ATTIS INDUSTRIES CMN|FBCO|Credit Suisse Securities (USA) LLC|80765
ATIS|ATTIS INDUSTRIES CMN|FILL|Tradestation Securities, Inc.|102369
ATIS|ATTIS INDUSTRIES CMN|FMAF|NBCN Inc./ CDS|9920
ATIS|ATTIS INDUSTRIES CMN|FOMA|TD AMERITRADE CLEARING, INC.|1546141
ATIS|ATTIS INDUSTRIES CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|937
ATIS|ATTIS INDUSTRIES CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1348
ATIS|ATTIS INDUSTRIES CMN|GLIS|TD Securities Inc|1600
ATIS|ATTIS INDUSTRIES CMN|GSCO|GOLDMAN SACHS & CO. LLC|304
ATIS|ATTIS INDUSTRIES CMN|GSLT|GOLDMAN SACHS & CO. LLC|55533
ATIS|ATTIS INDUSTRIES CMN|HRBF|American Enterprise Investment Services Inc.|5600
ATIS|ATTIS INDUSTRIES CMN|IATS|INTERACTIVE BROKERS LLC|2704
ATIS|ATTIS INDUSTRIES CMN|IBKR|Interactive Brokers Llc|171301
ATIS|ATTIS INDUSTRIES CMN|ICBX|INSTINET, LLC|500
ATIS|ATTIS INDUSTRIES CMN|INCA|INSTINET, LLC|148765
ATIS|ATTIS INDUSTRIES CMN|ITGI|ITG Inc.|5390
ATIS|ATTIS INDUSTRIES CMN|ITGP|ITG INC.|1000
ATIS|ATTIS INDUSTRIES CMN|JANY|Janney Montgomery Scott Inc.|4300
ATIS|ATTIS INDUSTRIES CMN|JMPT|JUMP TRADING, LLC|200
ATIS|ATTIS INDUSTRIES CMN|JPMX|J.P. Morgan Securities LLC|1190
ATIS|ATTIS INDUSTRIES CMN|LEHM|Barclays Capital Inc./Le|82608
ATIS|ATTIS INDUSTRIES CMN|LGNT|COR CLEARING LLC|22025
ATIS|ATTIS INDUSTRIES CMN|LIME|Lime Brokerage LLC|5399
ATIS|ATTIS INDUSTRIES CMN|MAXM|Maxim Group LLC|34504
ATIS|ATTIS INDUSTRIES CMN|MBTS|ALLY INVEST SECURITIES LLC|300
ATIS|ATTIS INDUSTRIES CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ATIS|ATTIS INDUSTRIES CMN|MOTF|MOTIF INVESTING, INC.|1
ATIS|ATTIS INDUSTRIES CMN|MSCO|MORGAN STANLEY & CO. LLC|392401
ATIS|ATTIS INDUSTRIES CMN|NFSC|National Financial Services LLC|550092
ATIS|ATTIS INDUSTRIES CMN|NITE|VIRTU Americas LLC|1892945
ATIS|ATTIS INDUSTRIES CMN|NQRB|Brut, LLC|4712
ATIS|ATTIS INDUSTRIES CMN|PCPT|PHILLIP CAPITAL INC.|17063
ATIS|ATTIS INDUSTRIES CMN|PDQM|CODA MARKETS, INC.|132606
ATIS|ATTIS INDUSTRIES CMN|PUMA|Puma Capital, Llc|120300
ATIS|ATTIS INDUSTRIES CMN|RBCM|RBC CAPITAL MARKETS, LLC|53953
ATIS|ATTIS INDUSTRIES CMN|SAGL|SAGETRADER, LLC|82825
ATIS|ATTIS INDUSTRIES CMN|SALW|SW FINANCIAL|2100
ATIS|ATTIS INDUSTRIES CMN|SBSH|Citigroup Global Markets Inc.|4373
ATIS|ATTIS INDUSTRIES CMN|SGMT|GOLDMAN SACHS & CO. LLC|6900
ATIS|ATTIS INDUSTRIES CMN|SPDR|SPEEDROUTE LLC|39984
ATIS|ATTIS INDUSTRIES CMN|SWIM|TD Ameritrade, Inc.|728060
ATIS|ATTIS INDUSTRIES CMN|SWST|Hilltop Securities Inc.|5586
ATIS|ATTIS INDUSTRIES CMN|TKNG|ALLY INVEST SECURITIES LLC|34768
ATIS|ATTIS INDUSTRIES CMN|UBSA|UBS SECURITIES LLC|57563
ATIS|ATTIS INDUSTRIES CMN|UBSS|UBS Securities LLC|188991
ATIS|ATTIS INDUSTRIES CMN|VGRD|Vanguard Marketing Corporation|15188
ATIS|ATTIS INDUSTRIES CMN|VIEW|VIEWTRADE SECURITIES LLC|1000
ATIS|ATTIS INDUSTRIES CMN|VSIN|Vision Financial Markets Llc|6700
ATIS|ATTIS INDUSTRIES CMN|WCHV|WELLS FARGO SECURITIES, LLC|1426
ATIS|ATTIS INDUSTRIES CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34230
ATIS|ATTIS INDUSTRIES CMN|WGIF|CIBC World Markets Inc.|11274
ATIS|ATTIS INDUSTRIES CMN|WORD|Worden Capital Management LLC|9950
ATIS|ATTIS INDUSTRIES CMN|WSEA|WOLVERINE SECURITIES, LLC|156763
ATISW|ATTIS INDUSTRIES WTS|FOMA|TD AMERITRADE CLEARING, INC.|4500
ATISW|ATTIS INDUSTRIES WTS|INCA|INSTINET, LLC|1600
ATISW|ATTIS INDUSTRIES WTS|MSCO|MORGAN STANLEY & CO. LLC|1140
ATISW|ATTIS INDUSTRIES WTS|NFSC|National Financial Services LLC|7520
ATISW|ATTIS INDUSTRIES WTS|NITE|VIRTU Americas LLC|3320
ATISW|ATTIS INDUSTRIES WTS|RBCM|RBC CAPITAL MARKETS, LLC|2500
ATKR|ATKORE INTL GRP INC.|ALTX|Alternet Securities Inc.|6800
ATKR|ATKORE INTL GRP INC.|APCC|Apex Clearing Corporation|169
ATKR|ATKORE INTL GRP INC.|BATM|CBOE TRADING, INC.|3458
ATKR|ATKORE INTL GRP INC.|BERN|Sanford C. Bernstein & Co., LLC|11858
ATKR|ATKORE INTL GRP INC.|BIDS|BIDS TRADING L.P.|100
ATKR|ATKORE INTL GRP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41
ATKR|ATKORE INTL GRP INC.|BLKX|INSTINET, LLC|18800
ATKR|ATKORE INTL GRP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|217025
ATKR|ATKORE INTL GRP INC.|BYXM|CBOE TRADING, INC.|1200
ATKR|ATKORE INTL GRP INC.|BZYD|GOLDMAN SACHS & CO. LLC|4603
ATKR|ATKORE INTL GRP INC.|CANT|Cantor Fitzgerald & Co.|50
ATKR|ATKORE INTL GRP INC.|CIST|Capital Institutional Services, Inc.|2103
ATKR|ATKORE INTL GRP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21863
ATKR|ATKORE INTL GRP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ATKR|ATKORE INTL GRP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|232792
ATKR|ATKORE INTL GRP INC.|CTDL|Citadel Derivatives Group Llc|9011
ATKR|ATKORE INTL GRP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|41534
ATKR|ATKORE INTL GRP INC.|DBAB|Deutsche Bank Securities Inc.|85666
ATKR|ATKORE INTL GRP INC.|DBAX|Deutsche Bank Securities Inc.|242300
ATKR|ATKORE INTL GRP INC.|DBUL|Deutsche Bank Securities Inc.|1500
ATKR|ATKORE INTL GRP INC.|DEAN|MORGAN STANLEY|30325
ATKR|ATKORE INTL GRP INC.|DEGS|RONIN PROFESSIONAL LLC|100
ATKR|ATKORE INTL GRP INC.|EBXL|EBX LLC|88500
ATKR|ATKORE INTL GRP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1874
ATKR|ATKORE INTL GRP INC.|EGAM|CBOE TRADING, INC.|5555
ATKR|ATKORE INTL GRP INC.|EGAW|CBOE TRADING, INC.|25
ATKR|ATKORE INTL GRP INC.|EGXM|CBOE TRADING, INC.|600
ATKR|ATKORE INTL GRP INC.|EGXW|CBOE TRADING, INC.|100
ATKR|ATKORE INTL GRP INC.|ETBE|Electronic Transaction Clearing, Inc.|4441
ATKR|ATKORE INTL GRP INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3307
ATKR|ATKORE INTL GRP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3982
ATKR|ATKORE INTL GRP INC.|ETRS|E*Trade Securities LLC|3736
ATKR|ATKORE INTL GRP INC.|FILL|Tradestation Securities, Inc.|208
ATKR|ATKORE INTL GRP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16444
ATKR|ATKORE INTL GRP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69262
ATKR|ATKORE INTL GRP INC.|FTBR|Foliofn Investments, Inc.|4006
ATKR|ATKORE INTL GRP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3123
ATKR|ATKORE INTL GRP INC.|GLPX|ACS EXECUTION SERVICES, LLC|2283
ATKR|ATKORE INTL GRP INC.|GSCO|GOLDMAN SACHS & CO. LLC|486052
ATKR|ATKORE INTL GRP INC.|GSCS|GOLDMAN SACHS & CO. LLC|200
ATKR|ATKORE INTL GRP INC.|GSLT|GOLDMAN SACHS & CO. LLC|2294
ATKR|ATKORE INTL GRP INC.|GTSZ|GTS SECURITIES LLC|38479
ATKR|ATKORE INTL GRP INC.|HPPX|POTAMUS TRADING, LLC|1408
ATKR|ATKORE INTL GRP INC.|HRBF|American Enterprise Investment Services Inc.|333
ATKR|ATKORE INTL GRP INC.|IATS|INTERACTIVE BROKERS LLC|3969
ATKR|ATKORE INTL GRP INC.|IBKR|Interactive Brokers Llc|10210
ATKR|ATKORE INTL GRP INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|181
ATKR|ATKORE INTL GRP INC.|ICBX|INSTINET, LLC|19238
ATKR|ATKORE INTL GRP INC.|IEQY|CITADEL SECURITIES LLC|15106
ATKR|ATKORE INTL GRP INC.|INCA|INSTINET, LLC|102412
ATKR|ATKORE INTL GRP INC.|INJX|INSTINET, LLC|3508
ATKR|ATKORE INTL GRP INC.|ITGI|ITG Inc.|52206
ATKR|ATKORE INTL GRP INC.|ITGP|ITG INC.|70800
ATKR|ATKORE INTL GRP INC.|JANY|Janney Montgomery Scott Inc.|100
ATKR|ATKORE INTL GRP INC.|JEFF|JEFFERIES LLC|18845
ATKR|ATKORE INTL GRP INC.|JMPT|JUMP TRADING, LLC|23784
ATKR|ATKORE INTL GRP INC.|JONE|JonesTrading|62084
ATKR|ATKORE INTL GRP INC.|JPBX|J.P. MORGAN SECURITIES LLC|10776
ATKR|ATKORE INTL GRP INC.|JPMX|J.P. Morgan Securities LLC|163071
ATKR|ATKORE INTL GRP INC.|JSJX|JANE STREET CAPITAL LLC|10049
ATKR|ATKORE INTL GRP INC.|KCGM|VIRTU Americas LLC|28551
ATKR|ATKORE INTL GRP INC.|LEHM|Barclays Capital Inc./Le|224934
ATKR|ATKORE INTL GRP INC.|LIME|Lime Brokerage LLC|17511
ATKR|ATKORE INTL GRP INC.|LQNA|LIQUIDNET, INC.|21600
ATKR|ATKORE INTL GRP INC.|MACQ|Macquarie Capital (USA) Inc.|1300
ATKR|ATKORE INTL GRP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76050
ATKR|ATKORE INTL GRP INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ATKR|ATKORE INTL GRP INC.|MOTF|MOTIF INVESTING, INC.|1
ATKR|ATKORE INTL GRP INC.|MSCO|MORGAN STANLEY & CO. LLC|2581176
ATKR|ATKORE INTL GRP INC.|MSPL|MORGAN STANLEY & CO. LLC|314700
ATKR|ATKORE INTL GRP INC.|MSTX|MORGAN STANLEY & CO. LLC|128900
ATKR|ATKORE INTL GRP INC.|NFSC|National Financial Services LLC|60981
ATKR|ATKORE INTL GRP INC.|NITE|VIRTU Americas LLC|82200
ATKR|ATKORE INTL GRP INC.|NITP|VIRTU Americas LLC|802
ATKR|ATKORE INTL GRP INC.|NMRA|Nomura Securities International, Inc.|19900
ATKR|ATKORE INTL GRP INC.|NQRB|Brut, LLC|2977
ATKR|ATKORE INTL GRP INC.|NTRC|Northern Trust Securities, Inc.|9
ATKR|ATKORE INTL GRP INC.|PDQM|CODA MARKETS, INC.|8392
ATKR|ATKORE INTL GRP INC.|PWJC|UBS Financial Services, Inc.|15
ATKR|ATKORE INTL GRP INC.|QMSR|QUATTRO M SECURITIES INC.|1004
ATKR|ATKORE INTL GRP INC.|SAGL|SAGETRADER, LLC|2710
ATKR|ATKORE INTL GRP INC.|SBSH|Citigroup Global Markets Inc.|84776
ATKR|ATKORE INTL GRP INC.|SGMT|GOLDMAN SACHS & CO. LLC|59823
ATKR|ATKORE INTL GRP INC.|SPDR|SPEEDROUTE LLC|1800
ATKR|ATKORE INTL GRP INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ATKR|ATKORE INTL GRP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|442
ATKR|ATKORE INTL GRP INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6436
ATKR|ATKORE INTL GRP INC.|SWIM|TD Ameritrade, Inc.|161
ATKR|ATKORE INTL GRP INC.|TKNG|ALLY INVEST SECURITIES LLC|200
ATKR|ATKORE INTL GRP INC.|TRBT|Tradebot Systems, Inc.|136106
ATKR|ATKORE INTL GRP INC.|TRCM|TRC MARKETS LLC|27636
ATKR|ATKORE INTL GRP INC.|UBSA|UBS SECURITIES LLC|283396
ATKR|ATKORE INTL GRP INC.|UBSS|UBS Securities LLC|494043
ATKR|ATKORE INTL GRP INC.|VALX|VIRTU AMERICAS LLC|8023
ATKR|ATKORE INTL GRP INC.|VGRD|Vanguard Marketing Corporation|440
ATKR|ATKORE INTL GRP INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2035
ATKR|ATKORE INTL GRP INC.|WCHV|WELLS FARGO SECURITIES, LLC|51781
ATKR|ATKORE INTL GRP INC.|WEDB|WEDBUSH SECURITIES INC.|2168
ATKR|ATKORE INTL GRP INC.|WEED|Weeden & Co.L.P.|16300
ATKR|ATKORE INTL GRP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|500
ATKR|ATKORE INTL GRP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|161
ATKR|ATKORE INTL GRP INC.|WSEA|WOLVERINE SECURITIES, LLC|231
ATKR|ATKORE INTL GRP INC.|XIST|INSTINET, LLC|44200
ATKR|ATKORE INTL GRP INC.|XPQR|Jump Trading|702
ATKR|ATKORE INTL GRP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8240
ATKR|ATKORE INTL GRP INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ATKR|ATKORE INTL GRP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|885
ATLC|ATLANTICUS HLDG CP|ALTX|Alternet Securities Inc.|200
ATLC|ATLANTICUS HLDG CP|APCC|Apex Clearing Corporation|461
ATLC|ATLANTICUS HLDG CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3142
ATLC|ATLANTICUS HLDG CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
ATLC|ATLANTICUS HLDG CP|DBAX|Deutsche Bank Securities Inc.|200
ATLC|ATLANTICUS HLDG CP|EBXL|EBX LLC|100
ATLC|ATLANTICUS HLDG CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1383
ATLC|ATLANTICUS HLDG CP|ETRS|E*Trade Securities LLC|55239
ATLC|ATLANTICUS HLDG CP|FBCO|Credit Suisse Securities (USA) LLC|1900
ATLC|ATLANTICUS HLDG CP|FOMA|TD AMERITRADE CLEARING, INC.|36917
ATLC|ATLANTICUS HLDG CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
ATLC|ATLANTICUS HLDG CP|GLPX|ACS EXECUTION SERVICES, LLC|375
ATLC|ATLANTICUS HLDG CP|GSCO|GOLDMAN SACHS & CO. LLC|1206
ATLC|ATLANTICUS HLDG CP|GSLT|GOLDMAN SACHS & CO. LLC|20
ATLC|ATLANTICUS HLDG CP|IATS|INTERACTIVE BROKERS LLC|200
ATLC|ATLANTICUS HLDG CP|IBKR|Interactive Brokers Llc|4038
ATLC|ATLANTICUS HLDG CP|ICBX|INSTINET, LLC|100
ATLC|ATLANTICUS HLDG CP|INCA|INSTINET, LLC|6807
ATLC|ATLANTICUS HLDG CP|INJX|INSTINET, LLC|300
ATLC|ATLANTICUS HLDG CP|ITGI|ITG Inc.|2708
ATLC|ATLANTICUS HLDG CP|ITGP|ITG INC.|400
ATLC|ATLANTICUS HLDG CP|JEFF|JEFFERIES LLC|1200
ATLC|ATLANTICUS HLDG CP|JPMX|J.P. Morgan Securities LLC|1400
ATLC|ATLANTICUS HLDG CP|KCGM|VIRTU Americas LLC|1381
ATLC|ATLANTICUS HLDG CP|LEHM|Barclays Capital Inc./Le|213
ATLC|ATLANTICUS HLDG CP|LIME|Lime Brokerage LLC|7293
ATLC|ATLANTICUS HLDG CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1
ATLC|ATLANTICUS HLDG CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7486
ATLC|ATLANTICUS HLDG CP|MSCO|MORGAN STANLEY & CO. LLC|3578
ATLC|ATLANTICUS HLDG CP|NFSC|National Financial Services LLC|2063
ATLC|ATLANTICUS HLDG CP|NITE|VIRTU Americas LLC|26846
ATLC|ATLANTICUS HLDG CP|PCPT|PHILLIP CAPITAL INC.|400
ATLC|ATLANTICUS HLDG CP|PDQM|CODA MARKETS, INC.|575
ATLC|ATLANTICUS HLDG CP|SAGL|SAGETRADER, LLC|3200
ATLC|ATLANTICUS HLDG CP|SGMT|GOLDMAN SACHS & CO. LLC|325
ATLC|ATLANTICUS HLDG CP|SPDR|SPEEDROUTE LLC|200
ATLC|ATLANTICUS HLDG CP|SWIM|TD Ameritrade, Inc.|12762
ATLC|ATLANTICUS HLDG CP|TRCM|TRC MARKETS LLC|1048
ATLC|ATLANTICUS HLDG CP|TWTT|TASTYWORKS, INC.|900
ATLC|ATLANTICUS HLDG CP|UBSA|UBS SECURITIES LLC|4335
ATLC|ATLANTICUS HLDG CP|UBSS|UBS Securities LLC|8636
ATLC|ATLANTICUS HLDG CP|VALX|VIRTU AMERICAS LLC|17
ATLC|ATLANTICUS HLDG CP|WCHV|WELLS FARGO SECURITIES, LLC|30
ATLC|ATLANTICUS HLDG CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2
ATLC|ATLANTICUS HLDG CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
ATLC|ATLANTICUS HLDG CP|WSEA|WOLVERINE SECURITIES, LLC|3898
ATLC|ATLANTICUS HLDG CP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ATLO|AMES NATL CORP|APCC|Apex Clearing Corporation|5
ATLO|AMES NATL CORP|BATM|CBOE TRADING, INC.|541
ATLO|AMES NATL CORP|BERN|Sanford C. Bernstein & Co., LLC|16
ATLO|AMES NATL CORP|BMOC|BMO Capital Markets Corp.|1372
ATLO|AMES NATL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|789
ATLO|AMES NATL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101
ATLO|AMES NATL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2490
ATLO|AMES NATL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3231
ATLO|AMES NATL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ATLO|AMES NATL CORP|CTDL|Citadel Derivatives Group Llc|792
ATLO|AMES NATL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|624
ATLO|AMES NATL CORP|DBAB|Deutsche Bank Securities Inc.|9490
ATLO|AMES NATL CORP|DBAX|Deutsche Bank Securities Inc.|500
ATLO|AMES NATL CORP|DEGS|RONIN PROFESSIONAL LLC|168
ATLO|AMES NATL CORP|EBXL|EBX LLC|100
ATLO|AMES NATL CORP|EGAM|CBOE TRADING, INC.|705
ATLO|AMES NATL CORP|EGXW|CBOE TRADING, INC.|26
ATLO|AMES NATL CORP|ETRS|E*Trade Securities LLC|890
ATLO|AMES NATL CORP|FBCO|Credit Suisse Securities (USA) LLC|41167
ATLO|AMES NATL CORP|FOMA|TD AMERITRADE CLEARING, INC.|1191
ATLO|AMES NATL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|737
ATLO|AMES NATL CORP|FTBR|Foliofn Investments, Inc.|5
ATLO|AMES NATL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2332
ATLO|AMES NATL CORP|GSCO|GOLDMAN SACHS & CO. LLC|13564
ATLO|AMES NATL CORP|GSCS|GOLDMAN SACHS & CO. LLC|300
ATLO|AMES NATL CORP|GSLT|GOLDMAN SACHS & CO. LLC|735
ATLO|AMES NATL CORP|GTSZ|GTS SECURITIES LLC|196
ATLO|AMES NATL CORP|IBKR|Interactive Brokers Llc|4764
ATLO|AMES NATL CORP|ICBX|INSTINET, LLC|200
ATLO|AMES NATL CORP|IEQY|CITADEL SECURITIES LLC|200
ATLO|AMES NATL CORP|INCA|INSTINET, LLC|13410
ATLO|AMES NATL CORP|INJX|INSTINET, LLC|2784
ATLO|AMES NATL CORP|ITGI|ITG Inc.|1248
ATLO|AMES NATL CORP|JEFF|JEFFERIES LLC|1699
ATLO|AMES NATL CORP|JPMX|J.P. Morgan Securities LLC|625
ATLO|AMES NATL CORP|KCGM|VIRTU Americas LLC|280
ATLO|AMES NATL CORP|LEHM|Barclays Capital Inc./Le|5006
ATLO|AMES NATL CORP|LIME|Lime Brokerage LLC|23094
ATLO|AMES NATL CORP|LMGP|LIME BROKERAGE LLC|3110
ATLO|AMES NATL CORP|LOOP|Loop Capital Markets LLC|100
ATLO|AMES NATL CORP|MACC|Mid Atlantic Capital Corporation|200
ATLO|AMES NATL CORP|MAXM|Maxim Group LLC|607
ATLO|AMES NATL CORP|MKMP|MKM Partners LLC|200
ATLO|AMES NATL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|900
ATLO|AMES NATL CORP|MSCO|MORGAN STANLEY & CO. LLC|29365
ATLO|AMES NATL CORP|NFSC|National Financial Services LLC|867
ATLO|AMES NATL CORP|NITE|VIRTU Americas LLC|1908
ATLO|AMES NATL CORP|PDQM|CODA MARKETS, INC.|304
ATLO|AMES NATL CORP|SBSH|Citigroup Global Markets Inc.|9943
ATLO|AMES NATL CORP|SGMT|GOLDMAN SACHS & CO. LLC|494
ATLO|AMES NATL CORP|SPDR|SPEEDROUTE LLC|4764
ATLO|AMES NATL CORP|SWST|Hilltop Securities Inc.|600
ATLO|AMES NATL CORP|TRBT|Tradebot Systems, Inc.|100
ATLO|AMES NATL CORP|TRCM|TRC MARKETS LLC|3189
ATLO|AMES NATL CORP|UBSA|UBS SECURITIES LLC|842
ATLO|AMES NATL CORP|UBSS|UBS Securities LLC|17579
ATLO|AMES NATL CORP|VALX|VIRTU AMERICAS LLC|276
ATLO|AMES NATL CORP|WCHV|WELLS FARGO SECURITIES, LLC|2216
ATLO|AMES NATL CORP|WSEA|WOLVERINE SECURITIES, LLC|50
ATLO|AMES NATL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
ATLO|AMES NATL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1018
ATMP|BARCLAYS SEL MLP ETN|ALTX|Alternet Securities Inc.|1000
ATMP|BARCLAYS SEL MLP ETN|APCC|Apex Clearing Corporation|2
ATMP|BARCLAYS SEL MLP ETN|BARD|Robert W. Baird & Co. Incorporated|5
ATMP|BARCLAYS SEL MLP ETN|BAYC|BAY CREST PARTNERS, LLC|89
ATMP|BARCLAYS SEL MLP ETN|BTIG|BTIG, LLC|11813
ATMP|BARCLAYS SEL MLP ETN|CANT|Cantor Fitzgerald & Co.|10491
ATMP|BARCLAYS SEL MLP ETN|CHAS|Charles Schwab & Co., Inc.|35324
ATMP|BARCLAYS SEL MLP ETN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|645
ATMP|BARCLAYS SEL MLP ETN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ATMP|BARCLAYS SEL MLP ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18644
ATMP|BARCLAYS SEL MLP ETN|CTDL|Citadel Derivatives Group Llc|1200
ATMP|BARCLAYS SEL MLP ETN|CXCX|CITIGROUP GLOBAL MARKETS INC.|17800
ATMP|BARCLAYS SEL MLP ETN|DBAX|Deutsche Bank Securities Inc.|5500
ATMP|BARCLAYS SEL MLP ETN|EBXL|EBX LLC|6900
ATMP|BARCLAYS SEL MLP ETN|EDJO|Edward D. Jones & Co., L.P.|129
ATMP|BARCLAYS SEL MLP ETN|EGAM|CBOE TRADING, INC.|15223
ATMP|BARCLAYS SEL MLP ETN|ETBE|Electronic Transaction Clearing, Inc.|1000
ATMP|BARCLAYS SEL MLP ETN|ETRS|E*Trade Securities LLC|6
ATMP|BARCLAYS SEL MLP ETN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|39211
ATMP|BARCLAYS SEL MLP ETN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17144
ATMP|BARCLAYS SEL MLP ETN|FTBR|Foliofn Investments, Inc.|9
ATMP|BARCLAYS SEL MLP ETN|GSCO|GOLDMAN SACHS & CO. LLC|444
ATMP|BARCLAYS SEL MLP ETN|GSLT|GOLDMAN SACHS & CO. LLC|200
ATMP|BARCLAYS SEL MLP ETN|GTSZ|GTS SECURITIES LLC|100
ATMP|BARCLAYS SEL MLP ETN|HRBF|American Enterprise Investment Services Inc.|640
ATMP|BARCLAYS SEL MLP ETN|IATS|INTERACTIVE BROKERS LLC|10
ATMP|BARCLAYS SEL MLP ETN|IBKR|Interactive Brokers Llc|31
ATMP|BARCLAYS SEL MLP ETN|ICBX|INSTINET, LLC|10325
ATMP|BARCLAYS SEL MLP ETN|ITGI|ITG Inc.|1000
ATMP|BARCLAYS SEL MLP ETN|ITGP|ITG INC.|13000
ATMP|BARCLAYS SEL MLP ETN|JMPT|JUMP TRADING, LLC|11
ATMP|BARCLAYS SEL MLP ETN|JPMX|J.P. Morgan Securities LLC|6092
ATMP|BARCLAYS SEL MLP ETN|JSEB|JANE STREET EXECUTION SERVICES, LLC|71182
ATMP|BARCLAYS SEL MLP ETN|JSJX|JANE STREET CAPITAL LLC|6205
ATMP|BARCLAYS SEL MLP ETN|KCGM|VIRTU Americas LLC|100
ATMP|BARCLAYS SEL MLP ETN|LEHM|Barclays Capital Inc./Le|2800
ATMP|BARCLAYS SEL MLP ETN|LIME|Lime Brokerage LLC|5002
ATMP|BARCLAYS SEL MLP ETN|MAXM|Maxim Group LLC|90
ATMP|BARCLAYS SEL MLP ETN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25200
ATMP|BARCLAYS SEL MLP ETN|MSCO|MORGAN STANLEY & CO. LLC|26318
ATMP|BARCLAYS SEL MLP ETN|MSPL|MORGAN STANLEY & CO. LLC|2100
ATMP|BARCLAYS SEL MLP ETN|NFSC|National Financial Services LLC|84836
ATMP|BARCLAYS SEL MLP ETN|NITE|VIRTU Americas LLC|102934
ATMP|BARCLAYS SEL MLP ETN|PWJC|UBS Financial Services, Inc.|7600
ATMP|BARCLAYS SEL MLP ETN|SBSH|Citigroup Global Markets Inc.|11510
ATMP|BARCLAYS SEL MLP ETN|SGMT|GOLDMAN SACHS & CO. LLC|1949
ATMP|BARCLAYS SEL MLP ETN|SHMR|ABN Amro Clearing LLC|39211
ATMP|BARCLAYS SEL MLP ETN|STFL|Stifel, Nicolaus & Company, Incorporated|7979
ATMP|BARCLAYS SEL MLP ETN|TRCM|TRC MARKETS LLC|105
ATMP|BARCLAYS SEL MLP ETN|UBSA|UBS SECURITIES LLC|6295
ATMP|BARCLAYS SEL MLP ETN|UBSS|UBS Securities LLC|61793
ATMP|BARCLAYS SEL MLP ETN|VALX|VIRTU AMERICAS LLC|412
ATMP|BARCLAYS SEL MLP ETN|VGRD|Vanguard Marketing Corporation|18
ATMP|BARCLAYS SEL MLP ETN|WCHV|WELLS FARGO SECURITIES, LLC|600
ATMP|BARCLAYS SEL MLP ETN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1360
ATNI|ATN INT'L, INC.|ALTX|Alternet Securities Inc.|462
ATNI|ATN INT'L, INC.|ANOS|ABEL/NOSER, L.L.C.|5050
ATNI|ATN INT'L, INC.|APCC|Apex Clearing Corporation|22
ATNI|ATN INT'L, INC.|BANK|Primevest Financial Services, Inc.|300
ATNI|ATN INT'L, INC.|BARD|Robert W. Baird & Co. Incorporated|12
ATNI|ATN INT'L, INC.|BATM|CBOE TRADING, INC.|922
ATNI|ATN INT'L, INC.|BERN|Sanford C. Bernstein & Co., LLC|100
ATNI|ATN INT'L, INC.|BMOC|BMO Capital Markets Corp.|1672
ATNI|ATN INT'L, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2522
ATNI|ATN INT'L, INC.|BRVL|BLAYLOCK VAN, LLC|100
ATNI|ATN INT'L, INC.|BTIG|BTIG, LLC|8705
ATNI|ATN INT'L, INC.|BYXM|CBOE TRADING, INC.|300
ATNI|ATN INT'L, INC.|BZYD|GOLDMAN SACHS & CO. LLC|400
ATNI|ATN INT'L, INC.|CHAS|Charles Schwab & Co., Inc.|8
ATNI|ATN INT'L, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|405
ATNI|ATN INT'L, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3817
ATNI|ATN INT'L, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2667
ATNI|ATN INT'L, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13556
ATNI|ATN INT'L, INC.|CTDL|Citadel Derivatives Group Llc|5408
ATNI|ATN INT'L, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1414
ATNI|ATN INT'L, INC.|DBAB|Deutsche Bank Securities Inc.|63998
ATNI|ATN INT'L, INC.|DBAX|Deutsche Bank Securities Inc.|9400
ATNI|ATN INT'L, INC.|DBUL|Deutsche Bank Securities Inc.|100
ATNI|ATN INT'L, INC.|DEAN|MORGAN STANLEY|1056
ATNI|ATN INT'L, INC.|DEGS|RONIN PROFESSIONAL LLC|3192
ATNI|ATN INT'L, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|105
ATNI|ATN INT'L, INC.|EBXL|EBX LLC|8200
ATNI|ATN INT'L, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|715
ATNI|ATN INT'L, INC.|EGAM|CBOE TRADING, INC.|657
ATNI|ATN INT'L, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
ATNI|ATN INT'L, INC.|EGXM|CBOE TRADING, INC.|104
ATNI|ATN INT'L, INC.|ETBE|Electronic Transaction Clearing, Inc.|835
ATNI|ATN INT'L, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|27
ATNI|ATN INT'L, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3422
ATNI|ATN INT'L, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6963
ATNI|ATN INT'L, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|876
ATNI|ATN INT'L, INC.|ETRS|E*Trade Securities LLC|99
ATNI|ATN INT'L, INC.|FBCO|Credit Suisse Securities (USA) LLC|59402
ATNI|ATN INT'L, INC.|FMAF|NBCN Inc./ CDS|146
ATNI|ATN INT'L, INC.|FOMA|TD AMERITRADE CLEARING, INC.|10025
ATNI|ATN INT'L, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|377
ATNI|ATN INT'L, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9930
ATNI|ATN INT'L, INC.|FTBR|Foliofn Investments, Inc.|66
ATNI|ATN INT'L, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3007
ATNI|ATN INT'L, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3197
ATNI|ATN INT'L, INC.|GSCO|GOLDMAN SACHS & CO. LLC|88337
ATNI|ATN INT'L, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2869
ATNI|ATN INT'L, INC.|GSLT|GOLDMAN SACHS & CO. LLC|101
ATNI|ATN INT'L, INC.|GTSZ|GTS SECURITIES LLC|33927
ATNI|ATN INT'L, INC.|HRBF|American Enterprise Investment Services Inc.|40
ATNI|ATN INT'L, INC.|IATS|INTERACTIVE BROKERS LLC|1100
ATNI|ATN INT'L, INC.|IBKR|Interactive Brokers Llc|20117
ATNI|ATN INT'L, INC.|ICBX|INSTINET, LLC|1100
ATNI|ATN INT'L, INC.|IEQY|CITADEL SECURITIES LLC|8450
ATNI|ATN INT'L, INC.|INCA|INSTINET, LLC|77872
ATNI|ATN INT'L, INC.|INJX|INSTINET, LLC|4838
ATNI|ATN INT'L, INC.|ITGI|ITG Inc.|3364
ATNI|ATN INT'L, INC.|ITGP|ITG INC.|21400
ATNI|ATN INT'L, INC.|JEFF|JEFFERIES LLC|11507
ATNI|ATN INT'L, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1056
ATNI|ATN INT'L, INC.|JPMX|J.P. Morgan Securities LLC|27209
ATNI|ATN INT'L, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
ATNI|ATN INT'L, INC.|JSJX|JANE STREET CAPITAL LLC|2288
ATNI|ATN INT'L, INC.|KCGM|VIRTU Americas LLC|2744
ATNI|ATN INT'L, INC.|LEHM|Barclays Capital Inc./Le|61160
ATNI|ATN INT'L, INC.|LIME|Lime Brokerage LLC|44005
ATNI|ATN INT'L, INC.|LMGP|LIME BROKERAGE LLC|5373
ATNI|ATN INT'L, INC.|MAXM|Maxim Group LLC|816
ATNI|ATN INT'L, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3900
ATNI|ATN INT'L, INC.|MSCO|MORGAN STANLEY & CO. LLC|206146
ATNI|ATN INT'L, INC.|MSPL|MORGAN STANLEY & CO. LLC|29500
ATNI|ATN INT'L, INC.|MSTX|MORGAN STANLEY & CO. LLC|600
ATNI|ATN INT'L, INC.|NFSC|National Financial Services LLC|2059
ATNI|ATN INT'L, INC.|NITE|VIRTU Americas LLC|29077
ATNI|ATN INT'L, INC.|NITP|VIRTU Americas LLC|700
ATNI|ATN INT'L, INC.|NQRB|Brut, LLC|395
ATNI|ATN INT'L, INC.|OPCO|Oppenheimer & Co. Inc.|65
ATNI|ATN INT'L, INC.|PDQM|CODA MARKETS, INC.|6530
ATNI|ATN INT'L, INC.|RAJA|Raymond James & Associates, Inc.|1711
ATNI|ATN INT'L, INC.|SBSH|Citigroup Global Markets Inc.|26962
ATNI|ATN INT'L, INC.|SGMT|GOLDMAN SACHS & CO. LLC|4081
ATNI|ATN INT'L, INC.|SPDR|SPEEDROUTE LLC|411
ATNI|ATN INT'L, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
ATNI|ATN INT'L, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1
ATNI|ATN INT'L, INC.|SWST|Hilltop Securities Inc.|103
ATNI|ATN INT'L, INC.|TRBT|Tradebot Systems, Inc.|8326
ATNI|ATN INT'L, INC.|TRCM|TRC MARKETS LLC|26555
ATNI|ATN INT'L, INC.|UBSA|UBS SECURITIES LLC|46336
ATNI|ATN INT'L, INC.|UBSS|UBS Securities LLC|166391
ATNI|ATN INT'L, INC.|VALX|VIRTU AMERICAS LLC|2076
ATNI|ATN INT'L, INC.|VGRD|Vanguard Marketing Corporation|250
ATNI|ATN INT'L, INC.|WCHV|WELLS FARGO SECURITIES, LLC|3748
ATNI|ATN INT'L, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|609
ATNI|ATN INT'L, INC.|WSEA|WOLVERINE SECURITIES, LLC|24
ATNI|ATN INT'L, INC.|XIST|INSTINET, LLC|3680
ATNI|ATN INT'L, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1770
ATNI|ATN INT'L, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|780
ATNM|ACTINIUM PHARMA|ADAM|CANACCORD GENUITY INC.|21050
ATNM|ACTINIUM PHARMA|APCC|Apex Clearing Corporation|311060
ATNM|ACTINIUM PHARMA|BARD|Robert W. Baird & Co. Incorporated|20980
ATNM|ACTINIUM PHARMA|BATM|CBOE TRADING, INC.|21744
ATNM|ACTINIUM PHARMA|BIMI|Banca IMI Securities Corp.|177922
ATNM|ACTINIUM PHARMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31343
ATNM|ACTINIUM PHARMA|BLKX|INSTINET, LLC|15000
ATNM|ACTINIUM PHARMA|BMSI|BULL MARKET SECURITIES, INC.|7700
ATNM|ACTINIUM PHARMA|BYXM|CBOE TRADING, INC.|6145
ATNM|ACTINIUM PHARMA|CHAS|Charles Schwab & Co., Inc.|18375
ATNM|ACTINIUM PHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|160967
ATNM|ACTINIUM PHARMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|70221
ATNM|ACTINIUM PHARMA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|157343
ATNM|ACTINIUM PHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|251352
ATNM|ACTINIUM PHARMA|CTDL|Citadel Derivatives Group Llc|9318
ATNM|ACTINIUM PHARMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|126744
ATNM|ACTINIUM PHARMA|DADA|D.A. Davidson & Co.|10000
ATNM|ACTINIUM PHARMA|DBAB|Deutsche Bank Securities Inc.|98227
ATNM|ACTINIUM PHARMA|DBAX|Deutsche Bank Securities Inc.|191500
ATNM|ACTINIUM PHARMA|DEAN|MORGAN STANLEY|400
ATNM|ACTINIUM PHARMA|EBXL|EBX LLC|157800
ATNM|ACTINIUM PHARMA|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
ATNM|ACTINIUM PHARMA|EGAM|CBOE TRADING, INC.|12200
ATNM|ACTINIUM PHARMA|EGXM|CBOE TRADING, INC.|161103
ATNM|ACTINIUM PHARMA|EGXW|CBOE TRADING, INC.|2
ATNM|ACTINIUM PHARMA|ETRS|E*Trade Securities LLC|3922285
ATNM|ACTINIUM PHARMA|FBSB|U.S. Bancorp Investments, Inc.|2000
ATNM|ACTINIUM PHARMA|FILL|Tradestation Securities, Inc.|139555
ATNM|ACTINIUM PHARMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9266
ATNM|ACTINIUM PHARMA|FTBR|Foliofn Investments, Inc.|3513
ATNM|ACTINIUM PHARMA|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
ATNM|ACTINIUM PHARMA|GLIS|TD Securities Inc|37600
ATNM|ACTINIUM PHARMA|GSCO|GOLDMAN SACHS & CO. LLC|37474
ATNM|ACTINIUM PHARMA|GSLT|GOLDMAN SACHS & CO. LLC|43923
ATNM|ACTINIUM PHARMA|HRBF|American Enterprise Investment Services Inc.|15645
ATNM|ACTINIUM PHARMA|IATS|INTERACTIVE BROKERS LLC|18400
ATNM|ACTINIUM PHARMA|IBKR|Interactive Brokers Llc|208143
ATNM|ACTINIUM PHARMA|ICBX|INSTINET, LLC|160728
ATNM|ACTINIUM PHARMA|INCA|INSTINET, LLC|383135
ATNM|ACTINIUM PHARMA|ITGI|ITG Inc.|152889
ATNM|ACTINIUM PHARMA|ITGP|ITG INC.|26200
ATNM|ACTINIUM PHARMA|JMPT|JUMP TRADING, LLC|14693
ATNM|ACTINIUM PHARMA|JONE|JonesTrading|514353
ATNM|ACTINIUM PHARMA|JPMX|J.P. Morgan Securities LLC|104122
ATNM|ACTINIUM PHARMA|JSJX|JANE STREET CAPITAL LLC|2300
ATNM|ACTINIUM PHARMA|KCGM|VIRTU Americas LLC|189822
ATNM|ACTINIUM PHARMA|LEHM|Barclays Capital Inc./Le|355804
ATNM|ACTINIUM PHARMA|LIME|Lime Brokerage LLC|1365
ATNM|ACTINIUM PHARMA|MAXM|Maxim Group LLC|200952
ATNM|ACTINIUM PHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|163854
ATNM|ACTINIUM PHARMA|MSCO|MORGAN STANLEY & CO. LLC|1218934
ATNM|ACTINIUM PHARMA|MSPL|MORGAN STANLEY & CO. LLC|12700
ATNM|ACTINIUM PHARMA|MSTX|MORGAN STANLEY & CO. LLC|3600
ATNM|ACTINIUM PHARMA|NEED|Needham & Company, LLC|99
ATNM|ACTINIUM PHARMA|NFSC|National Financial Services LLC|3038029
ATNM|ACTINIUM PHARMA|NITE|VIRTU Americas LLC|6559924
ATNM|ACTINIUM PHARMA|NORT|Northland Securities, Inc.|1818893
ATNM|ACTINIUM PHARMA|NQRB|Brut, LLC|101981
ATNM|ACTINIUM PHARMA|NTBF|BMO Nesbitt Burns Inc./CDS|53592
ATNM|ACTINIUM PHARMA|OPCO|Oppenheimer & Co. Inc.|810356
ATNM|ACTINIUM PHARMA|PDQM|CODA MARKETS, INC.|437021
ATNM|ACTINIUM PHARMA|PICT|Pictet Overseas Inc.|1602
ATNM|ACTINIUM PHARMA|PNSR|Penserra Securities, LLC|1900
ATNM|ACTINIUM PHARMA|PWJC|UBS Financial Services, Inc.|31500
ATNM|ACTINIUM PHARMA|RBCM|RBC CAPITAL MARKETS, LLC|23140
ATNM|ACTINIUM PHARMA|SAGL|SAGETRADER, LLC|30200
ATNM|ACTINIUM PHARMA|SALI|INTL FCSTONE FINANCIAL INC.|38684
ATNM|ACTINIUM PHARMA|SBSH|Citigroup Global Markets Inc.|311609
ATNM|ACTINIUM PHARMA|SGMT|GOLDMAN SACHS & CO. LLC|87733
ATNM|ACTINIUM PHARMA|SPDR|SPEEDROUTE LLC|49611
ATNM|ACTINIUM PHARMA|STFL|Stifel, Nicolaus & Company, Incorporated|2400
ATNM|ACTINIUM PHARMA|SWIM|TD Ameritrade, Inc.|1341123
ATNM|ACTINIUM PHARMA|SWST|Hilltop Securities Inc.|1900
ATNM|ACTINIUM PHARMA|TKNG|ALLY INVEST SECURITIES LLC|95534
ATNM|ACTINIUM PHARMA|TTUC|CUTTONE & CO., INC.|4650
ATNM|ACTINIUM PHARMA|TWTT|TASTYWORKS, INC.|9200
ATNM|ACTINIUM PHARMA|UBSA|UBS SECURITIES LLC|580624
ATNM|ACTINIUM PHARMA|UBSS|UBS Securities LLC|1232206
ATNM|ACTINIUM PHARMA|VALX|VIRTU AMERICAS LLC|300
ATNM|ACTINIUM PHARMA|VGRD|Vanguard Marketing Corporation|228348
ATNM|ACTINIUM PHARMA|VSIN|Vision Financial Markets Llc|800
ATNM|ACTINIUM PHARMA|WCHV|WELLS FARGO SECURITIES, LLC|122170
ATNM|ACTINIUM PHARMA|WEDB|WEDBUSH SECURITIES INC.|42600
ATNM|ACTINIUM PHARMA|WEED|Weeden & Co.L.P.|2500
ATNM|ACTINIUM PHARMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|140549
ATNM|ACTINIUM PHARMA|WGIF|CIBC World Markets Inc.|56385
ATNM|ACTINIUM PHARMA|WHOT|JUST2TRADE, INC.|600
ATNM|ACTINIUM PHARMA|WSEA|WOLVERINE SECURITIES, LLC|122670
ATNM|ACTINIUM PHARMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|12900
ATNM|ACTINIUM PHARMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|68461
ATNX|ATHENEX, INC. CM|ALTX|Alternet Securities Inc.|7150
ATNX|ATHENEX, INC. CM|APCC|Apex Clearing Corporation|305
ATNX|ATHENEX, INC. CM|BATM|CBOE TRADING, INC.|4454
ATNX|ATHENEX, INC. CM|BAYC|BAY CREST PARTNERS, LLC|257
ATNX|ATHENEX, INC. CM|BAYT|BTIG, LLC|21950
ATNX|ATHENEX, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|54261
ATNX|ATHENEX, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4029
ATNX|ATHENEX, INC. CM|BLKX|INSTINET, LLC|21448
ATNX|ATHENEX, INC. CM|BMOC|BMO Capital Markets Corp.|3817
ATNX|ATHENEX, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|11242
ATNX|ATHENEX, INC. CM|BTIG|BTIG, LLC|37459
ATNX|ATHENEX, INC. CM|BYXM|CBOE TRADING, INC.|1232
ATNX|ATHENEX, INC. CM|CHAS|Charles Schwab & Co., Inc.|1400
ATNX|ATHENEX, INC. CM|CICF|Canaccord Genuity Corp.|4250
ATNX|ATHENEX, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|95398
ATNX|ATHENEX, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13769
ATNX|ATHENEX, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|209677
ATNX|ATHENEX, INC. CM|CTDL|Citadel Derivatives Group Llc|35459
ATNX|ATHENEX, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|10838
ATNX|ATHENEX, INC. CM|DBAB|Deutsche Bank Securities Inc.|445480
ATNX|ATHENEX, INC. CM|DBAX|Deutsche Bank Securities Inc.|71100
ATNX|ATHENEX, INC. CM|DBUL|Deutsche Bank Securities Inc.|1717
ATNX|ATHENEX, INC. CM|DEAN|MORGAN STANLEY|2122
ATNX|ATHENEX, INC. CM|DEGS|RONIN PROFESSIONAL LLC|21712
ATNX|ATHENEX, INC. CM|EBXL|EBX LLC|91000
ATNX|ATHENEX, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|26980
ATNX|ATHENEX, INC. CM|EGAM|CBOE TRADING, INC.|29033
ATNX|ATHENEX, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|852
ATNX|ATHENEX, INC. CM|EGXM|CBOE TRADING, INC.|11999
ATNX|ATHENEX, INC. CM|EGXW|CBOE TRADING, INC.|200
ATNX|ATHENEX, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|15633
ATNX|ATHENEX, INC. CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1369
ATNX|ATHENEX, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20727
ATNX|ATHENEX, INC. CM|ETRS|E*Trade Securities LLC|90160
ATNX|ATHENEX, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|772871
ATNX|ATHENEX, INC. CM|FILL|Tradestation Securities, Inc.|615
ATNX|ATHENEX, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|160920
ATNX|ATHENEX, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94277
ATNX|ATHENEX, INC. CM|FTBR|Foliofn Investments, Inc.|26
ATNX|ATHENEX, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|14069
ATNX|ATHENEX, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|17654
ATNX|ATHENEX, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|1868016
ATNX|ATHENEX, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|2245
ATNX|ATHENEX, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|5346
ATNX|ATHENEX, INC. CM|GTSZ|GTS SECURITIES LLC|19300
ATNX|ATHENEX, INC. CM|HAPX|HAP Trading, LLC|164
ATNX|ATHENEX, INC. CM|HRBF|American Enterprise Investment Services Inc.|2000
ATNX|ATHENEX, INC. CM|HSBC|HSBC Securities, Inc.|65247
ATNX|ATHENEX, INC. CM|IATS|INTERACTIVE BROKERS LLC|19761
ATNX|ATHENEX, INC. CM|IBKR|Interactive Brokers Llc|328138
ATNX|ATHENEX, INC. CM|ICBX|INSTINET, LLC|63296
ATNX|ATHENEX, INC. CM|IEQY|CITADEL SECURITIES LLC|157214
ATNX|ATHENEX, INC. CM|INCA|INSTINET, LLC|297043
ATNX|ATHENEX, INC. CM|INJX|INSTINET, LLC|4907
ATNX|ATHENEX, INC. CM|ITGI|ITG Inc.|63900
ATNX|ATHENEX, INC. CM|ITGP|ITG INC.|30600
ATNX|ATHENEX, INC. CM|JANY|Janney Montgomery Scott Inc.|1938
ATNX|ATHENEX, INC. CM|JEFF|JEFFERIES LLC|30363
ATNX|ATHENEX, INC. CM|JMPT|JUMP TRADING, LLC|56770
ATNX|ATHENEX, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|42346
ATNX|ATHENEX, INC. CM|JPMX|J.P. Morgan Securities LLC|124057
ATNX|ATHENEX, INC. CM|JSJX|JANE STREET CAPITAL LLC|3985
ATNX|ATHENEX, INC. CM|KCGM|VIRTU Americas LLC|7828
ATNX|ATHENEX, INC. CM|LEHM|Barclays Capital Inc./Le|1207294
ATNX|ATHENEX, INC. CM|LIME|Lime Brokerage LLC|217974
ATNX|ATHENEX, INC. CM|LMGP|LIME BROKERAGE LLC|6066
ATNX|ATHENEX, INC. CM|LOOP|Loop Capital Markets LLC|5307
ATNX|ATHENEX, INC. CM|LQNA|LIQUIDNET, INC.|37100
ATNX|ATHENEX, INC. CM|LSCI|Lek Securities Corporation|204
ATNX|ATHENEX, INC. CM|MACQ|Macquarie Capital (USA) Inc.|5177
ATNX|ATHENEX, INC. CM|MAXM|Maxim Group LLC|3518
ATNX|ATHENEX, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34415
ATNX|ATHENEX, INC. CM|MOTF|MOTIF INVESTING, INC.|3
ATNX|ATHENEX, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|2316757
ATNX|ATHENEX, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|139200
ATNX|ATHENEX, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|47500
ATNX|ATHENEX, INC. CM|NEED|Needham & Company, LLC|806
ATNX|ATHENEX, INC. CM|NFSC|National Financial Services LLC|83155
ATNX|ATHENEX, INC. CM|NITE|VIRTU Americas LLC|282167
ATNX|ATHENEX, INC. CM|NITP|VIRTU Americas LLC|3300
ATNX|ATHENEX, INC. CM|NQRB|Brut, LLC|18506
ATNX|ATHENEX, INC. CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|925
ATNX|ATHENEX, INC. CM|PCPT|PHILLIP CAPITAL INC.|24585
ATNX|ATHENEX, INC. CM|PDQM|CODA MARKETS, INC.|46454
ATNX|ATHENEX, INC. CM|PWJC|UBS Financial Services, Inc.|12280
ATNX|ATHENEX, INC. CM|RAJA|Raymond James & Associates, Inc.|445
ATNX|ATHENEX, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|7250
ATNX|ATHENEX, INC. CM|SAGL|SAGETRADER, LLC|4005
ATNX|ATHENEX, INC. CM|SBSH|Citigroup Global Markets Inc.|356567
ATNX|ATHENEX, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|46921
ATNX|ATHENEX, INC. CM|SOGO|Wang Investment Associates, Inc.|500
ATNX|ATHENEX, INC. CM|SPDR|SPEEDROUTE LLC|2000
ATNX|ATHENEX, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|33776
ATNX|ATHENEX, INC. CM|SWIM|TD Ameritrade, Inc.|8212
ATNX|ATHENEX, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|100
ATNX|ATHENEX, INC. CM|TRBT|Tradebot Systems, Inc.|206575
ATNX|ATHENEX, INC. CM|TRCM|TRC MARKETS LLC|71544
ATNX|ATHENEX, INC. CM|UBSA|UBS SECURITIES LLC|360506
ATNX|ATHENEX, INC. CM|UBSS|UBS Securities LLC|2170024
ATNX|ATHENEX, INC. CM|VALX|VIRTU AMERICAS LLC|32489
ATNX|ATHENEX, INC. CM|VGRD|Vanguard Marketing Corporation|21851
ATNX|ATHENEX, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|23566
ATNX|ATHENEX, INC. CM|WDNX|WEEDEN & CO.L.P.|532
ATNX|ATHENEX, INC. CM|WEDB|WEDBUSH SECURITIES INC.|2270
ATNX|ATHENEX, INC. CM|WEED|Weeden & Co.L.P.|32510
ATNX|ATHENEX, INC. CM|WGIF|CIBC World Markets Inc.|200
ATNX|ATHENEX, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|1757
ATNX|ATHENEX, INC. CM|XIST|INSTINET, LLC|3800
ATNX|ATHENEX, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
ATNX|ATHENEX, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4650
ATNX|ATHENEX, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3193
ATO|ATMOS ENERGY CP|ALTX|Alternet Securities Inc.|900
ATO|ATMOS ENERGY CP|ANOS|ABEL/NOSER, L.L.C.|39
ATO|ATMOS ENERGY CP|APCC|Apex Clearing Corporation|53
ATO|ATMOS ENERGY CP|BANK|Primevest Financial Services, Inc.|42
ATO|ATMOS ENERGY CP|BARD|Robert W. Baird & Co. Incorporated|1863
ATO|ATMOS ENERGY CP|BATM|CBOE TRADING, INC.|4341
ATO|ATMOS ENERGY CP|BBNT|BB&T SECURITIES, LLC|4
ATO|ATMOS ENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|20928
ATO|ATMOS ENERGY CP|BIDS|BIDS TRADING L.P.|1800
ATO|ATMOS ENERGY CP|BKCM|BNY Mellon Capital Markets LLC|22183
ATO|ATMOS ENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5417
ATO|ATMOS ENERGY CP|BLKX|INSTINET, LLC|48000
ATO|ATMOS ENERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|61760
ATO|ATMOS ENERGY CP|BRVL|BLAYLOCK VAN, LLC|1800
ATO|ATMOS ENERGY CP|BTIG|BTIG, LLC|2268
ATO|ATMOS ENERGY CP|BYXM|CBOE TRADING, INC.|326
ATO|ATMOS ENERGY CP|BZYD|GOLDMAN SACHS & CO. LLC|1480
ATO|ATMOS ENERGY CP|CABR|Cabrera Capital Markets, Inc.|25
ATO|ATMOS ENERGY CP|CANT|Cantor Fitzgerald & Co.|216
ATO|ATMOS ENERGY CP|CHAS|Charles Schwab & Co., Inc.|7
ATO|ATMOS ENERGY CP|CIBP|CIBC World Markets Corp.|20100
ATO|ATMOS ENERGY CP|CIST|Capital Institutional Services, Inc.|203
ATO|ATMOS ENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24969
ATO|ATMOS ENERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7
ATO|ATMOS ENERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
ATO|ATMOS ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113920
ATO|ATMOS ENERGY CP|CTDL|Citadel Derivatives Group Llc|7053
ATO|ATMOS ENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|7542
ATO|ATMOS ENERGY CP|DAVA|Davenport & Company LLC|300
ATO|ATMOS ENERGY CP|DBAB|Deutsche Bank Securities Inc.|281035
ATO|ATMOS ENERGY CP|DBAX|Deutsche Bank Securities Inc.|96200
ATO|ATMOS ENERGY CP|DCHF|Dart Executions, LLC|1687
ATO|ATMOS ENERGY CP|DEAN|MORGAN STANLEY|3499
ATO|ATMOS ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|105
ATO|ATMOS ENERGY CP|DRWK|DRW SECURITIES, L.L.C.|2
ATO|ATMOS ENERGY CP|EBXL|EBX LLC|65000
ATO|ATMOS ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6817
ATO|ATMOS ENERGY CP|EDJC|Edward Jones / CDS|477
ATO|ATMOS ENERGY CP|EDJO|Edward D. Jones & Co., L.P.|10683
ATO|ATMOS ENERGY CP|EGAM|CBOE TRADING, INC.|3259
ATO|ATMOS ENERGY CP|EGAW|CBOE TRADING, INC.|101
ATO|ATMOS ENERGY CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
ATO|ATMOS ENERGY CP|EGXM|CBOE TRADING, INC.|1486
ATO|ATMOS ENERGY CP|EGXW|CBOE TRADING, INC.|84
ATO|ATMOS ENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|5771
ATO|ATMOS ENERGY CP|ETCC|Electronic Transaction Clearing, Inc.|290
ATO|ATMOS ENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11093
ATO|ATMOS ENERGY CP|ETRS|E*Trade Securities LLC|3678
ATO|ATMOS ENERGY CP|FILL|Tradestation Securities, Inc.|40
ATO|ATMOS ENERGY CP|FINX|FINTECH SECURITIES|400
ATO|ATMOS ENERGY CP|FMAF|NBCN Inc./ CDS|1155
ATO|ATMOS ENERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9257
ATO|ATMOS ENERGY CP|FQLS|Quantlab Securities LP|146877
ATO|ATMOS ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73574
ATO|ATMOS ENERGY CP|FTBR|Foliofn Investments, Inc.|1519
ATO|ATMOS ENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ATO|ATMOS ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|6224
ATO|ATMOS ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|536709
ATO|ATMOS ENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|100
ATO|ATMOS ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|2338
ATO|ATMOS ENERGY CP|GTSZ|GTS SECURITIES LLC|98537
ATO|ATMOS ENERGY CP|HRBF|American Enterprise Investment Services Inc.|1123
ATO|ATMOS ENERGY CP|HSBC|HSBC Securities, Inc.|10134
ATO|ATMOS ENERGY CP|IATS|INTERACTIVE BROKERS LLC|1282
ATO|ATMOS ENERGY CP|IBKR|Interactive Brokers Llc|1982
ATO|ATMOS ENERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|67
ATO|ATMOS ENERGY CP|ICBX|INSTINET, LLC|10279
ATO|ATMOS ENERGY CP|IEQY|CITADEL SECURITIES LLC|33493
ATO|ATMOS ENERGY CP|INCA|INSTINET, LLC|150365
ATO|ATMOS ENERGY CP|INJX|INSTINET, LLC|7599
ATO|ATMOS ENERGY CP|ITGI|ITG Inc.|28122
ATO|ATMOS ENERGY CP|ITGP|ITG INC.|13000
ATO|ATMOS ENERGY CP|JANY|Janney Montgomery Scott Inc.|179
ATO|ATMOS ENERGY CP|JEFF|JEFFERIES LLC|33365
ATO|ATMOS ENERGY CP|JMPT|JUMP TRADING, LLC|26484
ATO|ATMOS ENERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|43424
ATO|ATMOS ENERGY CP|JPMX|J.P. Morgan Securities LLC|260964
ATO|ATMOS ENERGY CP|JSJX|JANE STREET CAPITAL LLC|4976
ATO|ATMOS ENERGY CP|KCGM|VIRTU Americas LLC|8561
ATO|ATMOS ENERGY CP|LEHM|Barclays Capital Inc./Le|745419
ATO|ATMOS ENERGY CP|LIME|Lime Brokerage LLC|7301
ATO|ATMOS ENERGY CP|LSCI|Lek Securities Corporation|7
ATO|ATMOS ENERGY CP|MACC|Mid Atlantic Capital Corporation|1239
ATO|ATMOS ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34316
ATO|ATMOS ENERGY CP|MOTF|MOTIF INVESTING, INC.|17
ATO|ATMOS ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|820846
ATO|ATMOS ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|119600
ATO|ATMOS ENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|31200
ATO|ATMOS ENERGY CP|NEUB|NEUBERGER BERMAN BD LLC|395
ATO|ATMOS ENERGY CP|NFSC|National Financial Services LLC|26098
ATO|ATMOS ENERGY CP|NITE|VIRTU Americas LLC|101220
ATO|ATMOS ENERGY CP|NITP|VIRTU Americas LLC|100
ATO|ATMOS ENERGY CP|NQRB|Brut, LLC|4746
ATO|ATMOS ENERGY CP|OPCO|Oppenheimer & Co. Inc.|119
ATO|ATMOS ENERGY CP|PDQM|CODA MARKETS, INC.|20843
ATO|ATMOS ENERGY CP|PWJC|UBS Financial Services, Inc.|855
ATO|ATMOS ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|3416
ATO|ATMOS ENERGY CP|SAGL|SAGETRADER, LLC|319
ATO|ATMOS ENERGY CP|SAGW|SAGETRADER, LLC|5
ATO|ATMOS ENERGY CP|SBSH|Citigroup Global Markets Inc.|54430
ATO|ATMOS ENERGY CP|SEIC|SEI Investments Distribution Co.|200
ATO|ATMOS ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|23402
ATO|ATMOS ENERGY CP|SJLS|TRADE INFORMATICS LLC|100
ATO|ATMOS ENERGY CP|SPDR|SPEEDROUTE LLC|700
ATO|ATMOS ENERGY CP|SPHN|Stephens Inc.|434
ATO|ATMOS ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|1667
ATO|ATMOS ENERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4228
ATO|ATMOS ENERGY CP|SWIM|TD Ameritrade, Inc.|901
ATO|ATMOS ENERGY CP|SWST|Hilltop Securities Inc.|1050
ATO|ATMOS ENERGY CP|TRBT|Tradebot Systems, Inc.|90501
ATO|ATMOS ENERGY CP|TRCM|TRC MARKETS LLC|51278
ATO|ATMOS ENERGY CP|UBSA|UBS SECURITIES LLC|194817
ATO|ATMOS ENERGY CP|UBSS|UBS Securities LLC|377337
ATO|ATMOS ENERGY CP|VALX|VIRTU AMERICAS LLC|15607
ATO|ATMOS ENERGY CP|VGRD|Vanguard Marketing Corporation|2528
ATO|ATMOS ENERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1398
ATO|ATMOS ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|29967
ATO|ATMOS ENERGY CP|WEED|Weeden & Co.L.P.|2775
ATO|ATMOS ENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36
ATO|ATMOS ENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|868
ATO|ATMOS ENERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|285
ATO|ATMOS ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|329
ATO|ATMOS ENERGY CP|XIST|INSTINET, LLC|22196
ATO|ATMOS ENERGY CP|XPQR|Jump Trading|4440
ATO|ATMOS ENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|740
ATO|ATMOS ENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|690
ATO|ATMOS ENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5575
ATOM|ATOMERA INC COM STK|ALTX|Alternet Securities Inc.|800
ATOM|ATOMERA INC COM STK|APCC|Apex Clearing Corporation|1775
ATOM|ATOMERA INC COM STK|BATM|CBOE TRADING, INC.|510
ATOM|ATOMERA INC COM STK|BRGE|Newbridge Securities Corp.|15641
ATOM|ATOMERA INC COM STK|CHAS|Charles Schwab & Co., Inc.|25000
ATOM|ATOMERA INC COM STK|CHLM|Craig-Hallum Capital Group LLC|3305
ATOM|ATOMERA INC COM STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ATOM|ATOMERA INC COM STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1716
ATOM|ATOMERA INC COM STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4698
ATOM|ATOMERA INC COM STK|DBAB|Deutsche Bank Securities Inc.|9080
ATOM|ATOMERA INC COM STK|DBAX|Deutsche Bank Securities Inc.|5400
ATOM|ATOMERA INC COM STK|DEGS|RONIN PROFESSIONAL LLC|21061
ATOM|ATOMERA INC COM STK|EBXL|EBX LLC|1700
ATOM|ATOMERA INC COM STK|EGAM|CBOE TRADING, INC.|900
ATOM|ATOMERA INC COM STK|EGXM|CBOE TRADING, INC.|200
ATOM|ATOMERA INC COM STK|ETBE|Electronic Transaction Clearing, Inc.|200
ATOM|ATOMERA INC COM STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|498
ATOM|ATOMERA INC COM STK|ETRS|E*Trade Securities LLC|11448
ATOM|ATOMERA INC COM STK|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|15000
ATOM|ATOMERA INC COM STK|FBCO|Credit Suisse Securities (USA) LLC|20750
ATOM|ATOMERA INC COM STK|FILL|Tradestation Securities, Inc.|464
ATOM|ATOMERA INC COM STK|FOMA|TD AMERITRADE CLEARING, INC.|115767
ATOM|ATOMERA INC COM STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1146
ATOM|ATOMERA INC COM STK|FTBR|Foliofn Investments, Inc.|7
ATOM|ATOMERA INC COM STK|GEBB|GLOBAL EXECUTION BROKERS, LP|1887
ATOM|ATOMERA INC COM STK|GLPX|ACS EXECUTION SERVICES, LLC|5377
ATOM|ATOMERA INC COM STK|GSCO|GOLDMAN SACHS & CO. LLC|5778
ATOM|ATOMERA INC COM STK|GSLT|GOLDMAN SACHS & CO. LLC|200
ATOM|ATOMERA INC COM STK|GTSZ|GTS SECURITIES LLC|7896
ATOM|ATOMERA INC COM STK|IATS|INTERACTIVE BROKERS LLC|14194
ATOM|ATOMERA INC COM STK|IBKR|Interactive Brokers Llc|91123
ATOM|ATOMERA INC COM STK|ICBX|INSTINET, LLC|400
ATOM|ATOMERA INC COM STK|IESI|ITAU INTERNATIONAL SECURITIES INC.|1900
ATOM|ATOMERA INC COM STK|INCA|INSTINET, LLC|21029
ATOM|ATOMERA INC COM STK|INJX|INSTINET, LLC|50
ATOM|ATOMERA INC COM STK|ITGI|ITG Inc.|5455
ATOM|ATOMERA INC COM STK|ITGP|ITG INC.|9400
ATOM|ATOMERA INC COM STK|JEFF|JEFFERIES LLC|100
ATOM|ATOMERA INC COM STK|JPMX|J.P. Morgan Securities LLC|3100
ATOM|ATOMERA INC COM STK|JSJX|JANE STREET CAPITAL LLC|300
ATOM|ATOMERA INC COM STK|KCGM|VIRTU Americas LLC|211
ATOM|ATOMERA INC COM STK|LEHM|Barclays Capital Inc./Le|7535
ATOM|ATOMERA INC COM STK|LIME|Lime Brokerage LLC|25060
ATOM|ATOMERA INC COM STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
ATOM|ATOMERA INC COM STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
ATOM|ATOMERA INC COM STK|MSCO|MORGAN STANLEY & CO. LLC|35995
ATOM|ATOMERA INC COM STK|MSPL|MORGAN STANLEY & CO. LLC|5000
ATOM|ATOMERA INC COM STK|MSTX|MORGAN STANLEY & CO. LLC|600
ATOM|ATOMERA INC COM STK|NATL|National Securities Corporation|129520
ATOM|ATOMERA INC COM STK|NFSC|National Financial Services LLC|86562
ATOM|ATOMERA INC COM STK|NITE|VIRTU Americas LLC|208573
ATOM|ATOMERA INC COM STK|NITP|VIRTU Americas LLC|100
ATOM|ATOMERA INC COM STK|NQRB|Brut, LLC|2300
ATOM|ATOMERA INC COM STK|PDQM|CODA MARKETS, INC.|6527
ATOM|ATOMERA INC COM STK|RAJA|Raymond James & Associates, Inc.|1000
ATOM|ATOMERA INC COM STK|SAGL|SAGETRADER, LLC|590
ATOM|ATOMERA INC COM STK|SBSH|Citigroup Global Markets Inc.|250
ATOM|ATOMERA INC COM STK|SGMT|GOLDMAN SACHS & CO. LLC|2964
ATOM|ATOMERA INC COM STK|SPDR|SPEEDROUTE LLC|1474
ATOM|ATOMERA INC COM STK|SPTD|MINT GLOBAL MARKETS, INC.|5602
ATOM|ATOMERA INC COM STK|STFL|Stifel, Nicolaus & Company, Incorporated|678
ATOM|ATOMERA INC COM STK|SWIM|TD Ameritrade, Inc.|44185
ATOM|ATOMERA INC COM STK|TKNG|ALLY INVEST SECURITIES LLC|100
ATOM|ATOMERA INC COM STK|TRBT|Tradebot Systems, Inc.|100
ATOM|ATOMERA INC COM STK|TRCM|TRC MARKETS LLC|1730
ATOM|ATOMERA INC COM STK|TTUC|CUTTONE & CO., INC.|800
ATOM|ATOMERA INC COM STK|TWTT|TASTYWORKS, INC.|900
ATOM|ATOMERA INC COM STK|UBSA|UBS SECURITIES LLC|18276
ATOM|ATOMERA INC COM STK|UBSS|UBS Securities LLC|87285
ATOM|ATOMERA INC COM STK|VALX|VIRTU AMERICAS LLC|5821
ATOM|ATOMERA INC COM STK|VGRD|Vanguard Marketing Corporation|250
ATOM|ATOMERA INC COM STK|WCHV|WELLS FARGO SECURITIES, LLC|31576
ATOM|ATOMERA INC COM STK|WEED|Weeden & Co.L.P.|626
ATOM|ATOMERA INC COM STK|WGIF|CIBC World Markets Inc.|200
ATOM|ATOMERA INC COM STK|WSEA|WOLVERINE SECURITIES, LLC|1365
ATOM|ATOMERA INC COM STK|YKNA|COMHAR CAPITAL MARKETS, LLC|800
ATOM|ATOMERA INC COM STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
ATOS|ATOSSA GENETICS INC.|ADAM|CANACCORD GENUITY INC.|54412
ATOS|ATOSSA GENETICS INC.|ALPS|Alpine Securities Corporation|3002
ATOS|ATOSSA GENETICS INC.|ALTX|Alternet Securities Inc.|2745
ATOS|ATOSSA GENETICS INC.|APCC|Apex Clearing Corporation|7524
ATOS|ATOSSA GENETICS INC.|BATM|CBOE TRADING, INC.|5037
ATOS|ATOSSA GENETICS INC.|BAYT|BTIG, LLC|200
ATOS|ATOSSA GENETICS INC.|BIMI|Banca IMI Securities Corp.|4097
ATOS|ATOSSA GENETICS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|853
ATOS|ATOSSA GENETICS INC.|BYXM|CBOE TRADING, INC.|625
ATOS|ATOSSA GENETICS INC.|CHAS|Charles Schwab & Co., Inc.|1100
ATOS|ATOSSA GENETICS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13140
ATOS|ATOSSA GENETICS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2412
ATOS|ATOSSA GENETICS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|77977
ATOS|ATOSSA GENETICS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39713
ATOS|ATOSSA GENETICS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6048
ATOS|ATOSSA GENETICS INC.|DBAB|Deutsche Bank Securities Inc.|10411
ATOS|ATOSSA GENETICS INC.|DBAX|Deutsche Bank Securities Inc.|11900
ATOS|ATOSSA GENETICS INC.|DEGS|RONIN PROFESSIONAL LLC|10926
ATOS|ATOSSA GENETICS INC.|EBXL|EBX LLC|14900
ATOS|ATOSSA GENETICS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
ATOS|ATOSSA GENETICS INC.|EGAM|CBOE TRADING, INC.|14497
ATOS|ATOSSA GENETICS INC.|EGXM|CBOE TRADING, INC.|3717
ATOS|ATOSSA GENETICS INC.|ETBE|Electronic Transaction Clearing, Inc.|900
ATOS|ATOSSA GENETICS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2127
ATOS|ATOSSA GENETICS INC.|ETRS|E*Trade Securities LLC|442369
ATOS|ATOSSA GENETICS INC.|FBCO|Credit Suisse Securities (USA) LLC|71814
ATOS|ATOSSA GENETICS INC.|FILL|Tradestation Securities, Inc.|11342
ATOS|ATOSSA GENETICS INC.|FMAF|NBCN Inc./ CDS|3050
ATOS|ATOSSA GENETICS INC.|FOMA|TD AMERITRADE CLEARING, INC.|586865
ATOS|ATOSSA GENETICS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26012
ATOS|ATOSSA GENETICS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1635
ATOS|ATOSSA GENETICS INC.|GLIS|TD Securities Inc|371
ATOS|ATOSSA GENETICS INC.|GLPX|ACS EXECUTION SERVICES, LLC|21915
ATOS|ATOSSA GENETICS INC.|GSCO|GOLDMAN SACHS & CO. LLC|6656
ATOS|ATOSSA GENETICS INC.|GSLT|GOLDMAN SACHS & CO. LLC|2967
ATOS|ATOSSA GENETICS INC.|GTSZ|GTS SECURITIES LLC|3858
ATOS|ATOSSA GENETICS INC.|HRBF|American Enterprise Investment Services Inc.|5234
ATOS|ATOSSA GENETICS INC.|HSBC|HSBC Securities, Inc.|1292
ATOS|ATOSSA GENETICS INC.|IATS|INTERACTIVE BROKERS LLC|24903
ATOS|ATOSSA GENETICS INC.|IBKR|Interactive Brokers Llc|306365
ATOS|ATOSSA GENETICS INC.|ICBX|INSTINET, LLC|29064
ATOS|ATOSSA GENETICS INC.|INCA|INSTINET, LLC|83509
ATOS|ATOSSA GENETICS INC.|INJX|INSTINET, LLC|511
ATOS|ATOSSA GENETICS INC.|ITGI|ITG Inc.|15413
ATOS|ATOSSA GENETICS INC.|ITGP|ITG INC.|11600
ATOS|ATOSSA GENETICS INC.|JGUN|Joseph Gunnar & Co.  LLC|57350
ATOS|ATOSSA GENETICS INC.|JMPT|JUMP TRADING, LLC|2019
ATOS|ATOSSA GENETICS INC.|JONE|JonesTrading|78986
ATOS|ATOSSA GENETICS INC.|JPMX|J.P. Morgan Securities LLC|32744
ATOS|ATOSSA GENETICS INC.|JSJX|JANE STREET CAPITAL LLC|2000
ATOS|ATOSSA GENETICS INC.|KCGM|VIRTU Americas LLC|6314
ATOS|ATOSSA GENETICS INC.|LEHM|Barclays Capital Inc./Le|29049
ATOS|ATOSSA GENETICS INC.|LIME|Lime Brokerage LLC|21311
ATOS|ATOSSA GENETICS INC.|LSCI|Lek Securities Corporation|41
ATOS|ATOSSA GENETICS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
ATOS|ATOSSA GENETICS INC.|MAXM|Maxim Group LLC|87643
ATOS|ATOSSA GENETICS INC.|MBTS|ALLY INVEST SECURITIES LLC|6351
ATOS|ATOSSA GENETICS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9164
ATOS|ATOSSA GENETICS INC.|MOTF|MOTIF INVESTING, INC.|1
ATOS|ATOSSA GENETICS INC.|MSCO|MORGAN STANLEY & CO. LLC|191638
ATOS|ATOSSA GENETICS INC.|MSPL|MORGAN STANLEY & CO. LLC|2700
ATOS|ATOSSA GENETICS INC.|NATL|National Securities Corporation|1400
ATOS|ATOSSA GENETICS INC.|NBCS|NBC Securities, INC.|392
ATOS|ATOSSA GENETICS INC.|NFSC|National Financial Services LLC|276840
ATOS|ATOSSA GENETICS INC.|NITE|VIRTU Americas LLC|937519
ATOS|ATOSSA GENETICS INC.|NORT|Northland Securities, Inc.|98376
ATOS|ATOSSA GENETICS INC.|NQRB|Brut, LLC|6895
ATOS|ATOSSA GENETICS INC.|OPCO|Oppenheimer & Co. Inc.|1559
ATOS|ATOSSA GENETICS INC.|PDQM|CODA MARKETS, INC.|25616
ATOS|ATOSSA GENETICS INC.|RAJA|Raymond James & Associates, Inc.|8
ATOS|ATOSSA GENETICS INC.|RBCM|RBC CAPITAL MARKETS, LLC|4802
ATOS|ATOSSA GENETICS INC.|RGLD|Regal Securities, Inc|1700
ATOS|ATOSSA GENETICS INC.|SAGL|SAGETRADER, LLC|3921
ATOS|ATOSSA GENETICS INC.|SALI|INTL FCSTONE FINANCIAL INC.|800
ATOS|ATOSSA GENETICS INC.|SBSH|Citigroup Global Markets Inc.|14615
ATOS|ATOSSA GENETICS INC.|SGMT|GOLDMAN SACHS & CO. LLC|17208
ATOS|ATOSSA GENETICS INC.|SPDR|SPEEDROUTE LLC|4378
ATOS|ATOSSA GENETICS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3500
ATOS|ATOSSA GENETICS INC.|SWIM|TD Ameritrade, Inc.|210811
ATOS|ATOSSA GENETICS INC.|TKNG|ALLY INVEST SECURITIES LLC|12607
ATOS|ATOSSA GENETICS INC.|TRCM|TRC MARKETS LLC|2160
ATOS|ATOSSA GENETICS INC.|TTUC|CUTTONE & CO., INC.|17395
ATOS|ATOSSA GENETICS INC.|TWTT|TASTYWORKS, INC.|1198
ATOS|ATOSSA GENETICS INC.|UBSA|UBS SECURITIES LLC|102405
ATOS|ATOSSA GENETICS INC.|UBSS|UBS Securities LLC|117227
ATOS|ATOSSA GENETICS INC.|VALX|VIRTU AMERICAS LLC|3640
ATOS|ATOSSA GENETICS INC.|VGRD|Vanguard Marketing Corporation|32089
ATOS|ATOSSA GENETICS INC.|VSIN|Vision Financial Markets Llc|141
ATOS|ATOSSA GENETICS INC.|WCHV|WELLS FARGO SECURITIES, LLC|47838
ATOS|ATOSSA GENETICS INC.|WEDB|WEDBUSH SECURITIES INC.|200
ATOS|ATOSSA GENETICS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17791
ATOS|ATOSSA GENETICS INC.|WGIF|CIBC World Markets Inc.|15000
ATOS|ATOSSA GENETICS INC.|WHOT|JUST2TRADE, INC.|371
ATOS|ATOSSA GENETICS INC.|WSEA|WOLVERINE SECURITIES, LLC|35259
ATOS|ATOSSA GENETICS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
ATOS|ATOSSA GENETICS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3900
ATOS|ATOSSA GENETICS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1070
ATR|APTAR GROUP INC|ABLE|NATIXIS Securities Americas LLC|200000
ATR|APTAR GROUP INC|ALTX|Alternet Securities Inc.|3032
ATR|APTAR GROUP INC|ANOS|ABEL/NOSER, L.L.C.|600
ATR|APTAR GROUP INC|APCC|Apex Clearing Corporation|294
ATR|APTAR GROUP INC|BANK|Primevest Financial Services, Inc.|4
ATR|APTAR GROUP INC|BARD|Robert W. Baird & Co. Incorporated|1315
ATR|APTAR GROUP INC|BATM|CBOE TRADING, INC.|4052
ATR|APTAR GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|2708
ATR|APTAR GROUP INC|BKCM|BNY Mellon Capital Markets LLC|14918
ATR|APTAR GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24646
ATR|APTAR GROUP INC|BMOC|BMO Capital Markets Corp.|533
ATR|APTAR GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|1941
ATR|APTAR GROUP INC|BTIG|BTIG, LLC|8695
ATR|APTAR GROUP INC|BYXM|CBOE TRADING, INC.|88
ATR|APTAR GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|207
ATR|APTAR GROUP INC|CANT|Cantor Fitzgerald & Co.|34
ATR|APTAR GROUP INC|CHAS|Charles Schwab & Co., Inc.|32
ATR|APTAR GROUP INC|CIST|Capital Institutional Services, Inc.|1111
ATR|APTAR GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6676
ATR|APTAR GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
ATR|APTAR GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132499
ATR|APTAR GROUP INC|CTDL|Citadel Derivatives Group Llc|2779
ATR|APTAR GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10142
ATR|APTAR GROUP INC|DADA|D.A. Davidson & Co.|58
ATR|APTAR GROUP INC|DAVA|Davenport & Company LLC|28
ATR|APTAR GROUP INC|DBAB|Deutsche Bank Securities Inc.|113651
ATR|APTAR GROUP INC|DBAX|Deutsche Bank Securities Inc.|78700
ATR|APTAR GROUP INC|DBUL|Deutsche Bank Securities Inc.|1100
ATR|APTAR GROUP INC|DEAN|MORGAN STANLEY|11894
ATR|APTAR GROUP INC|EBXL|EBX LLC|41600
ATR|APTAR GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3726
ATR|APTAR GROUP INC|EDJO|Edward D. Jones & Co., L.P.|368
ATR|APTAR GROUP INC|EGAM|CBOE TRADING, INC.|7060
ATR|APTAR GROUP INC|EGAW|CBOE TRADING, INC.|58
ATR|APTAR GROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
ATR|APTAR GROUP INC|EGXM|CBOE TRADING, INC.|2399
ATR|APTAR GROUP INC|EGXW|CBOE TRADING, INC.|70
ATR|APTAR GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|1038
ATR|APTAR GROUP INC|ETCC|Electronic Transaction Clearing, Inc.|120
ATR|APTAR GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9815
ATR|APTAR GROUP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|122
ATR|APTAR GROUP INC|ETRS|E*Trade Securities LLC|3097
ATR|APTAR GROUP INC|FILL|Tradestation Securities, Inc.|30
ATR|APTAR GROUP INC|FMAF|NBCN Inc./ CDS|87
ATR|APTAR GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|209
ATR|APTAR GROUP INC|FQLS|Quantlab Securities LP|96044
ATR|APTAR GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61905
ATR|APTAR GROUP INC|FTBR|Foliofn Investments, Inc.|602
ATR|APTAR GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|29163
ATR|APTAR GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|213238
ATR|APTAR GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|1156
ATR|APTAR GROUP INC|GTSZ|GTS SECURITIES LLC|31869
ATR|APTAR GROUP INC|HRBF|American Enterprise Investment Services Inc.|127
ATR|APTAR GROUP INC|IATS|INTERACTIVE BROKERS LLC|1821
ATR|APTAR GROUP INC|IBKR|Interactive Brokers Llc|1957
ATR|APTAR GROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
ATR|APTAR GROUP INC|ICBX|INSTINET, LLC|9800
ATR|APTAR GROUP INC|IEQY|CITADEL SECURITIES LLC|31216
ATR|APTAR GROUP INC|INCA|INSTINET, LLC|107872
ATR|APTAR GROUP INC|INJX|INSTINET, LLC|2616
ATR|APTAR GROUP INC|ITGI|ITG Inc.|86754
ATR|APTAR GROUP INC|ITGP|ITG INC.|21800
ATR|APTAR GROUP INC|JANY|Janney Montgomery Scott Inc.|445
ATR|APTAR GROUP INC|JEFF|JEFFERIES LLC|7783
ATR|APTAR GROUP INC|JMPT|JUMP TRADING, LLC|16968
ATR|APTAR GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|3930
ATR|APTAR GROUP INC|JPMX|J.P. Morgan Securities LLC|97153
ATR|APTAR GROUP INC|JSJX|JANE STREET CAPITAL LLC|4360
ATR|APTAR GROUP INC|KCGM|VIRTU Americas LLC|24227
ATR|APTAR GROUP INC|LEHM|Barclays Capital Inc./Le|472917
ATR|APTAR GROUP INC|LIME|Lime Brokerage LLC|15635
ATR|APTAR GROUP INC|LOOP|Loop Capital Markets LLC|1400
ATR|APTAR GROUP INC|LQNA|LIQUIDNET, INC.|60500
ATR|APTAR GROUP INC|LSCI|Lek Securities Corporation|6
ATR|APTAR GROUP INC|MACC|Mid Atlantic Capital Corporation|29
ATR|APTAR GROUP INC|MBTS|ALLY INVEST SECURITIES LLC|1578
ATR|APTAR GROUP INC|MCBT|Moors & Cabot, Inc.|259
ATR|APTAR GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21406
ATR|APTAR GROUP INC|MOTF|MOTIF INVESTING, INC.|1
ATR|APTAR GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|470305
ATR|APTAR GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|146500
ATR|APTAR GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|43400
ATR|APTAR GROUP INC|NFSC|National Financial Services LLC|40250
ATR|APTAR GROUP INC|NITE|VIRTU Americas LLC|206044
ATR|APTAR GROUP INC|NQRB|Brut, LLC|1720
ATR|APTAR GROUP INC|NTRC|Northern Trust Securities, Inc.|661
ATR|APTAR GROUP INC|OPCO|Oppenheimer & Co. Inc.|137
ATR|APTAR GROUP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3363
ATR|APTAR GROUP INC|PDQM|CODA MARKETS, INC.|22103
ATR|APTAR GROUP INC|PICT|Pictet Overseas Inc.|628
ATR|APTAR GROUP INC|PWJC|UBS Financial Services, Inc.|509
ATR|APTAR GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|924
ATR|APTAR GROUP INC|SAGL|SAGETRADER, LLC|500
ATR|APTAR GROUP INC|SAGW|SAGETRADER, LLC|124
ATR|APTAR GROUP INC|SALI|INTL FCSTONE FINANCIAL INC.|63
ATR|APTAR GROUP INC|SBSH|Citigroup Global Markets Inc.|6334
ATR|APTAR GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|30916
ATR|APTAR GROUP INC|SPDR|SPEEDROUTE LLC|1400
ATR|APTAR GROUP INC|SPTD|MINT GLOBAL MARKETS, INC.|6715
ATR|APTAR GROUP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|35178
ATR|APTAR GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|3482
ATR|APTAR GROUP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4468
ATR|APTAR GROUP INC|SWIM|TD Ameritrade, Inc.|276
ATR|APTAR GROUP INC|TDSI|TD Securities (USA) LLC|800
ATR|APTAR GROUP INC|TRBT|Tradebot Systems, Inc.|91646
ATR|APTAR GROUP INC|TRCM|TRC MARKETS LLC|29789
ATR|APTAR GROUP INC|UBSA|UBS SECURITIES LLC|160882
ATR|APTAR GROUP INC|UBSS|UBS Securities LLC|287156
ATR|APTAR GROUP INC|VALX|VIRTU AMERICAS LLC|5575
ATR|APTAR GROUP INC|VGRD|Vanguard Marketing Corporation|223
ATR|APTAR GROUP INC|WBLR|WILLIAM BLAIR|775
ATR|APTAR GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2265
ATR|APTAR GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|189545
ATR|APTAR GROUP INC|WDNX|WEEDEN & CO.L.P.|1244
ATR|APTAR GROUP INC|WEDB|WEDBUSH SECURITIES INC.|35
ATR|APTAR GROUP INC|WEED|Weeden & Co.L.P.|5042
ATR|APTAR GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5106
ATR|APTAR GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6950
ATR|APTAR GROUP INC|WGIF|CIBC World Markets Inc.|26729
ATR|APTAR GROUP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|141
ATR|APTAR GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|2825
ATR|APTAR GROUP INC|XIST|INSTINET, LLC|24218
ATR|APTAR GROUP INC|XPQR|Jump Trading|4812
ATR|APTAR GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2650
ATR|APTAR GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1320
ATR|APTAR GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64
ATRA|ATARA BIOTHERAP CMN|AGIS|Aegis Capital Corp.|800
ATRA|ATARA BIOTHERAP CMN|ALLN|Allen & Company LLC|1217
ATRA|ATARA BIOTHERAP CMN|APCC|Apex Clearing Corporation|1058
ATRA|ATARA BIOTHERAP CMN|BATM|CBOE TRADING, INC.|3409
ATRA|ATARA BIOTHERAP CMN|BAYC|BAY CREST PARTNERS, LLC|1539
ATRA|ATARA BIOTHERAP CMN|BERN|Sanford C. Bernstein & Co., LLC|18418
ATRA|ATARA BIOTHERAP CMN|BIMI|Banca IMI Securities Corp.|763
ATRA|ATARA BIOTHERAP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7566
ATRA|ATARA BIOTHERAP CMN|BLKX|INSTINET, LLC|8000
ATRA|ATARA BIOTHERAP CMN|BMOC|BMO Capital Markets Corp.|5837
ATRA|ATARA BIOTHERAP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|7755
ATRA|ATARA BIOTHERAP CMN|BTIG|BTIG, LLC|11630
ATRA|ATARA BIOTHERAP CMN|BYXM|CBOE TRADING, INC.|4911
ATRA|ATARA BIOTHERAP CMN|CHAS|Charles Schwab & Co., Inc.|1250
ATRA|ATARA BIOTHERAP CMN|CIST|Capital Institutional Services, Inc.|54
ATRA|ATARA BIOTHERAP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14368
ATRA|ATARA BIOTHERAP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|220
ATRA|ATARA BIOTHERAP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2856
ATRA|ATARA BIOTHERAP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|160358
ATRA|ATARA BIOTHERAP CMN|CTDL|Citadel Derivatives Group Llc|39792
ATRA|ATARA BIOTHERAP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|41726
ATRA|ATARA BIOTHERAP CMN|DADA|D.A. Davidson & Co.|40
ATRA|ATARA BIOTHERAP CMN|DBAB|Deutsche Bank Securities Inc.|553290
ATRA|ATARA BIOTHERAP CMN|DBAX|Deutsche Bank Securities Inc.|256000
ATRA|ATARA BIOTHERAP CMN|DBUL|Deutsche Bank Securities Inc.|8100
ATRA|ATARA BIOTHERAP CMN|DCHF|Dart Executions, LLC|768
ATRA|ATARA BIOTHERAP CMN|DEAN|MORGAN STANLEY|781
ATRA|ATARA BIOTHERAP CMN|DEGS|RONIN PROFESSIONAL LLC|24242
ATRA|ATARA BIOTHERAP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5440
ATRA|ATARA BIOTHERAP CMN|EBXL|EBX LLC|72300
ATRA|ATARA BIOTHERAP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1325
ATRA|ATARA BIOTHERAP CMN|EDJO|Edward D. Jones & Co., L.P.|544
ATRA|ATARA BIOTHERAP CMN|EGAM|CBOE TRADING, INC.|12624
ATRA|ATARA BIOTHERAP CMN|EGAW|CBOE TRADING, INC.|276
ATRA|ATARA BIOTHERAP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|2300
ATRA|ATARA BIOTHERAP CMN|EGXM|CBOE TRADING, INC.|4194
ATRA|ATARA BIOTHERAP CMN|EGXW|CBOE TRADING, INC.|380
ATRA|ATARA BIOTHERAP CMN|ETBE|Electronic Transaction Clearing, Inc.|1014
ATRA|ATARA BIOTHERAP CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3400
ATRA|ATARA BIOTHERAP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|54
ATRA|ATARA BIOTHERAP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35318
ATRA|ATARA BIOTHERAP CMN|ETRS|E*Trade Securities LLC|147160
ATRA|ATARA BIOTHERAP CMN|FBCO|Credit Suisse Securities (USA) LLC|848455
ATRA|ATARA BIOTHERAP CMN|FILL|Tradestation Securities, Inc.|5257
ATRA|ATARA BIOTHERAP CMN|FOMA|TD AMERITRADE CLEARING, INC.|324664
ATRA|ATARA BIOTHERAP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6335
ATRA|ATARA BIOTHERAP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20672
ATRA|ATARA BIOTHERAP CMN|FTBR|Foliofn Investments, Inc.|7383
ATRA|ATARA BIOTHERAP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|31705
ATRA|ATARA BIOTHERAP CMN|GLPX|ACS EXECUTION SERVICES, LLC|10861
ATRA|ATARA BIOTHERAP CMN|GSCO|GOLDMAN SACHS & CO. LLC|1388864
ATRA|ATARA BIOTHERAP CMN|GSCS|GOLDMAN SACHS & CO. LLC|79152
ATRA|ATARA BIOTHERAP CMN|GSLT|GOLDMAN SACHS & CO. LLC|5525
ATRA|ATARA BIOTHERAP CMN|GTSZ|GTS SECURITIES LLC|36582
ATRA|ATARA BIOTHERAP CMN|HAPX|HAP Trading, LLC|1634
ATRA|ATARA BIOTHERAP CMN|HSBC|HSBC Securities, Inc.|73200
ATRA|ATARA BIOTHERAP CMN|IATS|INTERACTIVE BROKERS LLC|9962
ATRA|ATARA BIOTHERAP CMN|IBKR|Interactive Brokers Llc|143728
ATRA|ATARA BIOTHERAP CMN|ICBX|INSTINET, LLC|47400
ATRA|ATARA BIOTHERAP CMN|IEQY|CITADEL SECURITIES LLC|91598
ATRA|ATARA BIOTHERAP CMN|INCA|INSTINET, LLC|395697
ATRA|ATARA BIOTHERAP CMN|INJX|INSTINET, LLC|149283
ATRA|ATARA BIOTHERAP CMN|ITGI|ITG Inc.|480435
ATRA|ATARA BIOTHERAP CMN|ITGP|ITG INC.|379000
ATRA|ATARA BIOTHERAP CMN|JEFF|JEFFERIES LLC|119161
ATRA|ATARA BIOTHERAP CMN|JMPT|JUMP TRADING, LLC|39776
ATRA|ATARA BIOTHERAP CMN|JONE|JonesTrading|120
ATRA|ATARA BIOTHERAP CMN|JPBX|J.P. MORGAN SECURITIES LLC|21915
ATRA|ATARA BIOTHERAP CMN|JPMX|J.P. Morgan Securities LLC|309919
ATRA|ATARA BIOTHERAP CMN|JSJX|JANE STREET CAPITAL LLC|5231
ATRA|ATARA BIOTHERAP CMN|KCGM|VIRTU Americas LLC|27526
ATRA|ATARA BIOTHERAP CMN|LEER|LEERINK PARTNERS LLC|400
ATRA|ATARA BIOTHERAP CMN|LEHM|Barclays Capital Inc./Le|694920
ATRA|ATARA BIOTHERAP CMN|LIME|Lime Brokerage LLC|173781
ATRA|ATARA BIOTHERAP CMN|LMGP|LIME BROKERAGE LLC|9116
ATRA|ATARA BIOTHERAP CMN|LSCI|Lek Securities Corporation|199
ATRA|ATARA BIOTHERAP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ATRA|ATARA BIOTHERAP CMN|MACQ|Macquarie Capital (USA) Inc.|6427
ATRA|ATARA BIOTHERAP CMN|MAXM|Maxim Group LLC|4150
ATRA|ATARA BIOTHERAP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63330
ATRA|ATARA BIOTHERAP CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ATRA|ATARA BIOTHERAP CMN|MSCO|MORGAN STANLEY & CO. LLC|2615750
ATRA|ATARA BIOTHERAP CMN|MSPL|MORGAN STANLEY & CO. LLC|252000
ATRA|ATARA BIOTHERAP CMN|MSTX|MORGAN STANLEY & CO. LLC|88300
ATRA|ATARA BIOTHERAP CMN|NEUB|NEUBERGER BERMAN BD LLC|1200
ATRA|ATARA BIOTHERAP CMN|NFSC|National Financial Services LLC|252219
ATRA|ATARA BIOTHERAP CMN|NITE|VIRTU Americas LLC|498191
ATRA|ATARA BIOTHERAP CMN|NITP|VIRTU Americas LLC|5911
ATRA|ATARA BIOTHERAP CMN|NQRB|Brut, LLC|15602
ATRA|ATARA BIOTHERAP CMN|NTRC|Northern Trust Securities, Inc.|438
ATRA|ATARA BIOTHERAP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1410
ATRA|ATARA BIOTHERAP CMN|PDQM|CODA MARKETS, INC.|118145
ATRA|ATARA BIOTHERAP CMN|PHLY|NASDAQ Execution Services, LLC|200
ATRA|ATARA BIOTHERAP CMN|POIN|PRECISION SECURITIES, LLC (POIN)|100
ATRA|ATARA BIOTHERAP CMN|PWJC|UBS Financial Services, Inc.|325
ATRA|ATARA BIOTHERAP CMN|RAJA|Raymond James & Associates, Inc.|1907
ATRA|ATARA BIOTHERAP CMN|RBCM|RBC CAPITAL MARKETS, LLC|31140
ATRA|ATARA BIOTHERAP CMN|RGLD|Regal Securities, Inc|300
ATRA|ATARA BIOTHERAP CMN|SAGL|SAGETRADER, LLC|14162
ATRA|ATARA BIOTHERAP CMN|SBSH|Citigroup Global Markets Inc.|127159
ATRA|ATARA BIOTHERAP CMN|SGMT|GOLDMAN SACHS & CO. LLC|64638
ATRA|ATARA BIOTHERAP CMN|SOGO|Wang Investment Associates, Inc.|1000
ATRA|ATARA BIOTHERAP CMN|SPDR|SPEEDROUTE LLC|34270
ATRA|ATARA BIOTHERAP CMN|SPTD|MINT GLOBAL MARKETS, INC.|13471
ATRA|ATARA BIOTHERAP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1442
ATRA|ATARA BIOTHERAP CMN|SWIM|TD Ameritrade, Inc.|67258
ATRA|ATARA BIOTHERAP CMN|TKNG|ALLY INVEST SECURITIES LLC|2067
ATRA|ATARA BIOTHERAP CMN|TRBT|Tradebot Systems, Inc.|75997
ATRA|ATARA BIOTHERAP CMN|TRCM|TRC MARKETS LLC|122105
ATRA|ATARA BIOTHERAP CMN|UBSA|UBS SECURITIES LLC|392105
ATRA|ATARA BIOTHERAP CMN|UBSS|UBS Securities LLC|1295661
ATRA|ATARA BIOTHERAP CMN|VALX|VIRTU AMERICAS LLC|72230
ATRA|ATARA BIOTHERAP CMN|VGRD|Vanguard Marketing Corporation|6841
ATRA|ATARA BIOTHERAP CMN|WBLR|WILLIAM BLAIR|415
ATRA|ATARA BIOTHERAP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1305
ATRA|ATARA BIOTHERAP CMN|WCHV|WELLS FARGO SECURITIES, LLC|22611
ATRA|ATARA BIOTHERAP CMN|WEDB|WEDBUSH SECURITIES INC.|200
ATRA|ATARA BIOTHERAP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10050
ATRA|ATARA BIOTHERAP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12250
ATRA|ATARA BIOTHERAP CMN|WSEA|WOLVERINE SECURITIES, LLC|3344
ATRA|ATARA BIOTHERAP CMN|XIST|INSTINET, LLC|54860
ATRA|ATARA BIOTHERAP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|90444
ATRA|ATARA BIOTHERAP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1620
ATRC|ATRICURE, INC.|ADAM|CANACCORD GENUITY INC.|10040
ATRC|ATRICURE, INC.|ALTX|Alternet Securities Inc.|2200
ATRC|ATRICURE, INC.|APCC|Apex Clearing Corporation|1916
ATRC|ATRICURE, INC.|BATM|CBOE TRADING, INC.|1311
ATRC|ATRICURE, INC.|BERN|Sanford C. Bernstein & Co., LLC|2145
ATRC|ATRICURE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|802
ATRC|ATRICURE, INC.|BLKX|INSTINET, LLC|20750
ATRC|ATRICURE, INC.|BMOC|BMO Capital Markets Corp.|5233
ATRC|ATRICURE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1854
ATRC|ATRICURE, INC.|BTIG|BTIG, LLC|7570
ATRC|ATRICURE, INC.|BYXM|CBOE TRADING, INC.|942
ATRC|ATRICURE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1652
ATRC|ATRICURE, INC.|CANT|Cantor Fitzgerald & Co.|133
ATRC|ATRICURE, INC.|CHAS|Charles Schwab & Co., Inc.|1345
ATRC|ATRICURE, INC.|CIST|Capital Institutional Services, Inc.|786
ATRC|ATRICURE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35594
ATRC|ATRICURE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2576
ATRC|ATRICURE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ATRC|ATRICURE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90464
ATRC|ATRICURE, INC.|CTDL|Citadel Derivatives Group Llc|8967
ATRC|ATRICURE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11596
ATRC|ATRICURE, INC.|DADA|D.A. Davidson & Co.|1300
ATRC|ATRICURE, INC.|DBAB|Deutsche Bank Securities Inc.|113677
ATRC|ATRICURE, INC.|DBAX|Deutsche Bank Securities Inc.|94000
ATRC|ATRICURE, INC.|DBUL|Deutsche Bank Securities Inc.|579
ATRC|ATRICURE, INC.|DEAN|MORGAN STANLEY|5383
ATRC|ATRICURE, INC.|DEGS|RONIN PROFESSIONAL LLC|14588
ATRC|ATRICURE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24050
ATRC|ATRICURE, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|4400
ATRC|ATRICURE, INC.|EBXL|EBX LLC|64700
ATRC|ATRICURE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
ATRC|ATRICURE, INC.|EDJO|Edward D. Jones & Co., L.P.|748
ATRC|ATRICURE, INC.|EGAM|CBOE TRADING, INC.|3881
ATRC|ATRICURE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|900
ATRC|ATRICURE, INC.|EGXM|CBOE TRADING, INC.|675
ATRC|ATRICURE, INC.|ETBE|Electronic Transaction Clearing, Inc.|8340
ATRC|ATRICURE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2104
ATRC|ATRICURE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16766
ATRC|ATRICURE, INC.|ETRS|E*Trade Securities LLC|120152
ATRC|ATRICURE, INC.|FBCO|Credit Suisse Securities (USA) LLC|126574
ATRC|ATRICURE, INC.|FILL|Tradestation Securities, Inc.|4417
ATRC|ATRICURE, INC.|FMAF|NBCN Inc./ CDS|1401
ATRC|ATRICURE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|85799
ATRC|ATRICURE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1723
ATRC|ATRICURE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57356
ATRC|ATRICURE, INC.|FTBR|Foliofn Investments, Inc.|153
ATRC|ATRICURE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|11870
ATRC|ATRICURE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|5948
ATRC|ATRICURE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|310466
ATRC|ATRICURE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|13010
ATRC|ATRICURE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|194
ATRC|ATRICURE, INC.|GTSZ|GTS SECURITIES LLC|9870
ATRC|ATRICURE, INC.|HRBF|American Enterprise Investment Services Inc.|800
ATRC|ATRICURE, INC.|IATS|INTERACTIVE BROKERS LLC|8732
ATRC|ATRICURE, INC.|IBKR|Interactive Brokers Llc|50325
ATRC|ATRICURE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|106
ATRC|ATRICURE, INC.|ICBX|INSTINET, LLC|38402
ATRC|ATRICURE, INC.|IEQY|CITADEL SECURITIES LLC|28395
ATRC|ATRICURE, INC.|INCA|INSTINET, LLC|93105
ATRC|ATRICURE, INC.|INJX|INSTINET, LLC|17708
ATRC|ATRICURE, INC.|ITGI|ITG Inc.|6197
ATRC|ATRICURE, INC.|ITGP|ITG INC.|22400
ATRC|ATRICURE, INC.|JANY|Janney Montgomery Scott Inc.|60
ATRC|ATRICURE, INC.|JEFF|JEFFERIES LLC|54463
ATRC|ATRICURE, INC.|JMPT|JUMP TRADING, LLC|20089
ATRC|ATRICURE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|9734
ATRC|ATRICURE, INC.|JPMX|J.P. Morgan Securities LLC|104279
ATRC|ATRICURE, INC.|JSJX|JANE STREET CAPITAL LLC|20360
ATRC|ATRICURE, INC.|KCGM|VIRTU Americas LLC|20764
ATRC|ATRICURE, INC.|LEHM|Barclays Capital Inc./Le|245757
ATRC|ATRICURE, INC.|LIME|Lime Brokerage LLC|99495
ATRC|ATRICURE, INC.|LMGP|LIME BROKERAGE LLC|1400
ATRC|ATRICURE, INC.|LOOP|Loop Capital Markets LLC|3863
ATRC|ATRICURE, INC.|LQNA|LIQUIDNET, INC.|45200
ATRC|ATRICURE, INC.|MAXM|Maxim Group LLC|3569
ATRC|ATRICURE, INC.|MBTS|ALLY INVEST SECURITIES LLC|200
ATRC|ATRICURE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49400
ATRC|ATRICURE, INC.|MOTF|MOTIF INVESTING, INC.|3
ATRC|ATRICURE, INC.|MSCO|MORGAN STANLEY & CO. LLC|656544
ATRC|ATRICURE, INC.|MSPL|MORGAN STANLEY & CO. LLC|88200
ATRC|ATRICURE, INC.|MSTX|MORGAN STANLEY & CO. LLC|15200
ATRC|ATRICURE, INC.|NEUB|NEUBERGER BERMAN BD LLC|135
ATRC|ATRICURE, INC.|NFSC|National Financial Services LLC|104168
ATRC|ATRICURE, INC.|NITE|VIRTU Americas LLC|206349
ATRC|ATRICURE, INC.|NITP|VIRTU Americas LLC|3183
ATRC|ATRICURE, INC.|NQRB|Brut, LLC|2663
ATRC|ATRICURE, INC.|OPCO|Oppenheimer & Co. Inc.|1200
ATRC|ATRICURE, INC.|PDQM|CODA MARKETS, INC.|15642
ATRC|ATRICURE, INC.|PHLY|NASDAQ Execution Services, LLC|746
ATRC|ATRICURE, INC.|RAJA|Raymond James & Associates, Inc.|439
ATRC|ATRICURE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|24476
ATRC|ATRICURE, INC.|SAGL|SAGETRADER, LLC|6501
ATRC|ATRICURE, INC.|SAGW|SAGETRADER, LLC|360
ATRC|ATRICURE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|100
ATRC|ATRICURE, INC.|SBSH|Citigroup Global Markets Inc.|62434
ATRC|ATRICURE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|35570
ATRC|ATRICURE, INC.|SPDR|SPEEDROUTE LLC|5865
ATRC|ATRICURE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|183200
ATRC|ATRICURE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
ATRC|ATRICURE, INC.|SWIM|TD Ameritrade, Inc.|10441
ATRC|ATRICURE, INC.|TKNG|ALLY INVEST SECURITIES LLC|2051
ATRC|ATRICURE, INC.|TRBT|Tradebot Systems, Inc.|47777
ATRC|ATRICURE, INC.|TRCM|TRC MARKETS LLC|64323
ATRC|ATRICURE, INC.|UBSA|UBS SECURITIES LLC|142059
ATRC|ATRICURE, INC.|UBSS|UBS Securities LLC|372947
ATRC|ATRICURE, INC.|VALX|VIRTU AMERICAS LLC|6471
ATRC|ATRICURE, INC.|VGRD|Vanguard Marketing Corporation|7641
ATRC|ATRICURE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|922
ATRC|ATRICURE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|58337
ATRC|ATRICURE, INC.|WEDB|WEDBUSH SECURITIES INC.|560
ATRC|ATRICURE, INC.|WEED|Weeden & Co.L.P.|5200
ATRC|ATRICURE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1227
ATRC|ATRICURE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8744
ATRC|ATRICURE, INC.|WGIF|CIBC World Markets Inc.|125
ATRC|ATRICURE, INC.|WSEA|WOLVERINE SECURITIES, LLC|3577
ATRC|ATRICURE, INC.|XIST|INSTINET, LLC|10100
ATRC|ATRICURE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|13170
ATRC|ATRICURE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|999
ATRC|ATRICURE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
ATRI|ATRION CORP|ANOS|ABEL/NOSER, L.L.C.|300
ATRI|ATRION CORP|APCC|Apex Clearing Corporation|2
ATRI|ATRION CORP|BANK|Primevest Financial Services, Inc.|18
ATRI|ATRION CORP|BATM|CBOE TRADING, INC.|8
ATRI|ATRION CORP|BERN|Sanford C. Bernstein & Co., LLC|1033
ATRI|ATRION CORP|BMOC|BMO Capital Markets Corp.|253
ATRI|ATRION CORP|BNPX|BNP PARIBAS SECURITIES CORP.|79
ATRI|ATRION CORP|BTIG|BTIG, LLC|245
ATRI|ATRION CORP|CHAS|Charles Schwab & Co., Inc.|2
ATRI|ATRION CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19
ATRI|ATRION CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16543
ATRI|ATRION CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22361
ATRI|ATRION CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|501
ATRI|ATRION CORP|CTDL|Citadel Derivatives Group Llc|54
ATRI|ATRION CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|118
ATRI|ATRION CORP|DBAB|Deutsche Bank Securities Inc.|4331
ATRI|ATRION CORP|DBAX|Deutsche Bank Securities Inc.|2700
ATRI|ATRION CORP|DBUL|Deutsche Bank Securities Inc.|200
ATRI|ATRION CORP|DEAN|MORGAN STANLEY|489
ATRI|ATRION CORP|EBXL|EBX LLC|5100
ATRI|ATRION CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|180
ATRI|ATRION CORP|EGAM|CBOE TRADING, INC.|102
ATRI|ATRION CORP|ETRS|E*Trade Securities LLC|1020
ATRI|ATRION CORP|FBCO|Credit Suisse Securities (USA) LLC|13231
ATRI|ATRION CORP|FMAF|NBCN Inc./ CDS|2
ATRI|ATRION CORP|FOMA|TD AMERITRADE CLEARING, INC.|695
ATRI|ATRION CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13
ATRI|ATRION CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|830
ATRI|ATRION CORP|FTBR|Foliofn Investments, Inc.|73
ATRI|ATRION CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|124
ATRI|ATRION CORP|GSCO|GOLDMAN SACHS & CO. LLC|15919
ATRI|ATRION CORP|GSCS|GOLDMAN SACHS & CO. LLC|436
ATRI|ATRION CORP|GSLT|GOLDMAN SACHS & CO. LLC|201
ATRI|ATRION CORP|GTSZ|GTS SECURITIES LLC|4
ATRI|ATRION CORP|IBKR|Interactive Brokers Llc|3577
ATRI|ATRION CORP|IEQY|CITADEL SECURITIES LLC|7017
ATRI|ATRION CORP|INCA|INSTINET, LLC|31214
ATRI|ATRION CORP|INJX|INSTINET, LLC|2339
ATRI|ATRION CORP|ITGI|ITG Inc.|10366
ATRI|ATRION CORP|ITGP|ITG INC.|2400
ATRI|ATRION CORP|JEFF|JEFFERIES LLC|2566
ATRI|ATRION CORP|JPMX|J.P. Morgan Securities LLC|1499
ATRI|ATRION CORP|KCGM|VIRTU Americas LLC|800
ATRI|ATRION CORP|LEHM|Barclays Capital Inc./Le|15316
ATRI|ATRION CORP|LIME|Lime Brokerage LLC|3762
ATRI|ATRION CORP|LMGP|LIME BROKERAGE LLC|704
ATRI|ATRION CORP|MAXM|Maxim Group LLC|101
ATRI|ATRION CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ATRI|ATRION CORP|MSCO|MORGAN STANLEY & CO. LLC|27897
ATRI|ATRION CORP|MSPL|MORGAN STANLEY & CO. LLC|1000
ATRI|ATRION CORP|NFSC|National Financial Services LLC|286
ATRI|ATRION CORP|NITE|VIRTU Americas LLC|1257
ATRI|ATRION CORP|PDQM|CODA MARKETS, INC.|2319
ATRI|ATRION CORP|SBSH|Citigroup Global Markets Inc.|3777
ATRI|ATRION CORP|SGMT|GOLDMAN SACHS & CO. LLC|5
ATRI|ATRION CORP|SPDR|SPEEDROUTE LLC|11175
ATRI|ATRION CORP|SWIM|TD Ameritrade, Inc.|303
ATRI|ATRION CORP|TRBT|Tradebot Systems, Inc.|221
ATRI|ATRION CORP|TRCM|TRC MARKETS LLC|27
ATRI|ATRION CORP|UBSA|UBS SECURITIES LLC|10658
ATRI|ATRION CORP|UBSS|UBS Securities LLC|11379
ATRI|ATRION CORP|VALX|VIRTU AMERICAS LLC|43
ATRI|ATRION CORP|VGRD|Vanguard Marketing Corporation|188
ATRI|ATRION CORP|WCHV|WELLS FARGO SECURITIES, LLC|2798
ATRI|ATRION CORP|WSEA|WOLVERINE SECURITIES, LLC|1
ATRI|ATRION CORP|XIST|INSTINET, LLC|148
ATRO|ASTRONICS CP      ##|ALTX|Alternet Securities Inc.|564
ATRO|ASTRONICS CP      ##|APCC|Apex Clearing Corporation|239
ATRO|ASTRONICS CP      ##|AQUA|AQUA SECURITIES L.P.|2500
ATRO|ASTRONICS CP      ##|BANK|Primevest Financial Services, Inc.|300
ATRO|ASTRONICS CP      ##|BARD|Robert W. Baird & Co. Incorporated|511
ATRO|ASTRONICS CP      ##|BATM|CBOE TRADING, INC.|809
ATRO|ASTRONICS CP      ##|BERN|Sanford C. Bernstein & Co., LLC|964
ATRO|ASTRONICS CP      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|185
ATRO|ASTRONICS CP      ##|BLKX|INSTINET, LLC|12500
ATRO|ASTRONICS CP      ##|BMOC|BMO Capital Markets Corp.|4042
ATRO|ASTRONICS CP      ##|BNPX|BNP PARIBAS SECURITIES CORP.|7384
ATRO|ASTRONICS CP      ##|BTIG|BTIG, LLC|11805
ATRO|ASTRONICS CP      ##|BYXM|CBOE TRADING, INC.|170
ATRO|ASTRONICS CP      ##|BZYD|GOLDMAN SACHS & CO. LLC|851
ATRO|ASTRONICS CP      ##|CANT|Cantor Fitzgerald & Co.|208
ATRO|ASTRONICS CP      ##|CHAS|Charles Schwab & Co., Inc.|925
ATRO|ASTRONICS CP      ##|CIST|Capital Institutional Services, Inc.|427
ATRO|ASTRONICS CP      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6885
ATRO|ASTRONICS CP      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1226
ATRO|ASTRONICS CP      ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
ATRO|ASTRONICS CP      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66586
ATRO|ASTRONICS CP      ##|CTDL|Citadel Derivatives Group Llc|9407
ATRO|ASTRONICS CP      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4810
ATRO|ASTRONICS CP      ##|DBAB|Deutsche Bank Securities Inc.|73650
ATRO|ASTRONICS CP      ##|DBAX|Deutsche Bank Securities Inc.|41200
ATRO|ASTRONICS CP      ##|DBUL|Deutsche Bank Securities Inc.|900
ATRO|ASTRONICS CP      ##|DEAN|MORGAN STANLEY|1554
ATRO|ASTRONICS CP      ##|DEGS|RONIN PROFESSIONAL LLC|3570
ATRO|ASTRONICS CP      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|581
ATRO|ASTRONICS CP      ##|EBXL|EBX LLC|38200
ATRO|ASTRONICS CP      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|772
ATRO|ASTRONICS CP      ##|EDJO|Edward D. Jones & Co., L.P.|67
ATRO|ASTRONICS CP      ##|EGAM|CBOE TRADING, INC.|1347
ATRO|ASTRONICS CP      ##|EGMT|EG MARKET TECHNOLOGIES LLC|2150
ATRO|ASTRONICS CP      ##|EGXM|CBOE TRADING, INC.|108
ATRO|ASTRONICS CP      ##|ESPO|ESPOSITO SECURITIES, LLC|3
ATRO|ASTRONICS CP      ##|ETBE|Electronic Transaction Clearing, Inc.|600
ATRO|ASTRONICS CP      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2123
ATRO|ASTRONICS CP      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22467
ATRO|ASTRONICS CP      ##|ETRS|E*Trade Securities LLC|2682
ATRO|ASTRONICS CP      ##|FBCO|Credit Suisse Securities (USA) LLC|139561
ATRO|ASTRONICS CP      ##|FOMA|TD AMERITRADE CLEARING, INC.|21573
ATRO|ASTRONICS CP      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31428
ATRO|ASTRONICS CP      ##|FTBR|Foliofn Investments, Inc.|233
ATRO|ASTRONICS CP      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|5929
ATRO|ASTRONICS CP      ##|GLPX|ACS EXECUTION SERVICES, LLC|1474
ATRO|ASTRONICS CP      ##|GSCO|GOLDMAN SACHS & CO. LLC|119397
ATRO|ASTRONICS CP      ##|GSCS|GOLDMAN SACHS & CO. LLC|44268
ATRO|ASTRONICS CP      ##|GSLT|GOLDMAN SACHS & CO. LLC|386
ATRO|ASTRONICS CP      ##|GTSZ|GTS SECURITIES LLC|13181
ATRO|ASTRONICS CP      ##|HAPX|HAP Trading, LLC|767
ATRO|ASTRONICS CP      ##|HPPX|POTAMUS TRADING, LLC|852
ATRO|ASTRONICS CP      ##|HRBF|American Enterprise Investment Services Inc.|3301
ATRO|ASTRONICS CP      ##|HSBC|HSBC Securities, Inc.|68
ATRO|ASTRONICS CP      ##|IATS|INTERACTIVE BROKERS LLC|1784
ATRO|ASTRONICS CP      ##|IBKR|Interactive Brokers Llc|17808
ATRO|ASTRONICS CP      ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
ATRO|ASTRONICS CP      ##|ICBX|INSTINET, LLC|5600
ATRO|ASTRONICS CP      ##|IEQY|CITADEL SECURITIES LLC|16761
ATRO|ASTRONICS CP      ##|INCA|INSTINET, LLC|69334
ATRO|ASTRONICS CP      ##|INJX|INSTINET, LLC|2359
ATRO|ASTRONICS CP      ##|ITGI|ITG Inc.|27815
ATRO|ASTRONICS CP      ##|ITGP|ITG INC.|40200
ATRO|ASTRONICS CP      ##|JEFF|JEFFERIES LLC|45464
ATRO|ASTRONICS CP      ##|JMPT|JUMP TRADING, LLC|9918
ATRO|ASTRONICS CP      ##|JONE|JonesTrading|3750
ATRO|ASTRONICS CP      ##|JPBX|J.P. MORGAN SECURITIES LLC|1329
ATRO|ASTRONICS CP      ##|JPMX|J.P. Morgan Securities LLC|66969
ATRO|ASTRONICS CP      ##|JSJX|JANE STREET CAPITAL LLC|7639
ATRO|ASTRONICS CP      ##|KCGM|VIRTU Americas LLC|6655
ATRO|ASTRONICS CP      ##|LEHM|Barclays Capital Inc./Le|164880
ATRO|ASTRONICS CP      ##|LIME|Lime Brokerage LLC|83332
ATRO|ASTRONICS CP      ##|MAXM|Maxim Group LLC|2068
ATRO|ASTRONICS CP      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35236
ATRO|ASTRONICS CP      ##|MOTF|MOTIF INVESTING, INC.|1
ATRO|ASTRONICS CP      ##|MSCO|MORGAN STANLEY & CO. LLC|473644
ATRO|ASTRONICS CP      ##|MSPL|MORGAN STANLEY & CO. LLC|51000
ATRO|ASTRONICS CP      ##|MSTX|MORGAN STANLEY & CO. LLC|800
ATRO|ASTRONICS CP      ##|NFSC|National Financial Services LLC|13652
ATRO|ASTRONICS CP      ##|NITE|VIRTU Americas LLC|48112
ATRO|ASTRONICS CP      ##|NITP|VIRTU Americas LLC|600
ATRO|ASTRONICS CP      ##|NQRB|Brut, LLC|1424
ATRO|ASTRONICS CP      ##|OPCO|Oppenheimer & Co. Inc.|116
ATRO|ASTRONICS CP      ##|PDQM|CODA MARKETS, INC.|5006
ATRO|ASTRONICS CP      ##|PWJC|UBS Financial Services, Inc.|4200
ATRO|ASTRONICS CP      ##|RBCM|RBC CAPITAL MARKETS, LLC|698
ATRO|ASTRONICS CP      ##|SAGL|SAGETRADER, LLC|1277
ATRO|ASTRONICS CP      ##|SAGW|SAGETRADER, LLC|132
ATRO|ASTRONICS CP      ##|SBSH|Citigroup Global Markets Inc.|56308
ATRO|ASTRONICS CP      ##|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|200
ATRO|ASTRONICS CP      ##|SGMT|GOLDMAN SACHS & CO. LLC|25350
ATRO|ASTRONICS CP      ##|SPDR|SPEEDROUTE LLC|200
ATRO|ASTRONICS CP      ##|SPTD|MINT GLOBAL MARKETS, INC.|2458
ATRO|ASTRONICS CP      ##|STFL|Stifel, Nicolaus & Company, Incorporated|4723
ATRO|ASTRONICS CP      ##|SWIM|TD Ameritrade, Inc.|910
ATRO|ASTRONICS CP      ##|SWST|Hilltop Securities Inc.|3398
ATRO|ASTRONICS CP      ##|TONC|CUTTONE & CO., LLC|1800
ATRO|ASTRONICS CP      ##|TRBT|Tradebot Systems, Inc.|24530
ATRO|ASTRONICS CP      ##|TRCM|TRC MARKETS LLC|33322
ATRO|ASTRONICS CP      ##|UBSA|UBS SECURITIES LLC|75619
ATRO|ASTRONICS CP      ##|UBSS|UBS Securities LLC|356096
ATRO|ASTRONICS CP      ##|VALX|VIRTU AMERICAS LLC|995
ATRO|ASTRONICS CP      ##|VGRD|Vanguard Marketing Corporation|1915
ATRO|ASTRONICS CP      ##|WBPX|SUMMIT SECURITIES GROUP, LLC|100
ATRO|ASTRONICS CP      ##|WCHV|WELLS FARGO SECURITIES, LLC|29349
ATRO|ASTRONICS CP      ##|WEED|Weeden & Co.L.P.|200
ATRO|ASTRONICS CP      ##|WSEA|WOLVERINE SECURITIES, LLC|3
ATRO|ASTRONICS CP      ##|XIST|INSTINET, LLC|12400
ATRO|ASTRONICS CP      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
ATRO|ASTRONICS CP      ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1126
ATRO|ASTRONICS CP      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
ATRS|ANTARES PHARMA CMN|ACLP|ALEXANDER CAPITAL, L.P.|44093
ATRS|ANTARES PHARMA CMN|ADAM|CANACCORD GENUITY INC.|155823
ATRS|ANTARES PHARMA CMN|AGIS|Aegis Capital Corp.|2000
ATRS|ANTARES PHARMA CMN|ALTX|Alternet Securities Inc.|3488
ATRS|ANTARES PHARMA CMN|APCC|Apex Clearing Corporation|7679
ATRS|ANTARES PHARMA CMN|BANK|Primevest Financial Services, Inc.|3115
ATRS|ANTARES PHARMA CMN|BATM|CBOE TRADING, INC.|700
ATRS|ANTARES PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|389002
ATRS|ANTARES PHARMA CMN|BIMI|Banca IMI Securities Corp.|20100
ATRS|ANTARES PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18040
ATRS|ANTARES PHARMA CMN|BLKX|INSTINET, LLC|51753
ATRS|ANTARES PHARMA CMN|BMOC|BMO Capital Markets Corp.|22992
ATRS|ANTARES PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|7942
ATRS|ANTARES PHARMA CMN|BTIG|BTIG, LLC|15960
ATRS|ANTARES PHARMA CMN|BYXM|CBOE TRADING, INC.|120
ATRS|ANTARES PHARMA CMN|CANT|Cantor Fitzgerald & Co.|1000
ATRS|ANTARES PHARMA CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|194200
ATRS|ANTARES PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|2500
ATRS|ANTARES PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51236
ATRS|ANTARES PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
ATRS|ANTARES PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8700
ATRS|ANTARES PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|227405
ATRS|ANTARES PHARMA CMN|CTDL|Citadel Derivatives Group Llc|16576
ATRS|ANTARES PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|43140
ATRS|ANTARES PHARMA CMN|DADA|D.A. Davidson & Co.|9200
ATRS|ANTARES PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|227400
ATRS|ANTARES PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|115300
ATRS|ANTARES PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|46974
ATRS|ANTARES PHARMA CMN|EBXL|EBX LLC|128200
ATRS|ANTARES PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|15695
ATRS|ANTARES PHARMA CMN|EGAM|CBOE TRADING, INC.|7120
ATRS|ANTARES PHARMA CMN|EGAW|CBOE TRADING, INC.|100
ATRS|ANTARES PHARMA CMN|EGXM|CBOE TRADING, INC.|1800
ATRS|ANTARES PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|26307
ATRS|ANTARES PHARMA CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|333
ATRS|ANTARES PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15122
ATRS|ANTARES PHARMA CMN|ETRS|E*Trade Securities LLC|899688
ATRS|ANTARES PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|359475
ATRS|ANTARES PHARMA CMN|FILL|Tradestation Securities, Inc.|11332
ATRS|ANTARES PHARMA CMN|FMAF|NBCN Inc./ CDS|1000
ATRS|ANTARES PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|978739
ATRS|ANTARES PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28741
ATRS|ANTARES PHARMA CMN|FTBR|Foliofn Investments, Inc.|3346
ATRS|ANTARES PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|56610
ATRS|ANTARES PHARMA CMN|GLIS|TD Securities Inc|1000
ATRS|ANTARES PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|5300
ATRS|ANTARES PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|570825
ATRS|ANTARES PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|74282
ATRS|ANTARES PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|1318
ATRS|ANTARES PHARMA CMN|GTSZ|GTS SECURITIES LLC|12483
ATRS|ANTARES PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|19775
ATRS|ANTARES PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|33324
ATRS|ANTARES PHARMA CMN|IBKR|Interactive Brokers Llc|141403
ATRS|ANTARES PHARMA CMN|ICBX|INSTINET, LLC|111217
ATRS|ANTARES PHARMA CMN|IEQY|CITADEL SECURITIES LLC|15392
ATRS|ANTARES PHARMA CMN|INCA|INSTINET, LLC|164597
ATRS|ANTARES PHARMA CMN|INJX|INSTINET, LLC|2999
ATRS|ANTARES PHARMA CMN|ITGI|ITG Inc.|11772
ATRS|ANTARES PHARMA CMN|ITGP|ITG INC.|67800
ATRS|ANTARES PHARMA CMN|JANY|Janney Montgomery Scott Inc.|10
ATRS|ANTARES PHARMA CMN|JEFF|JEFFERIES LLC|77323
ATRS|ANTARES PHARMA CMN|JMPT|JUMP TRADING, LLC|66690
ATRS|ANTARES PHARMA CMN|JONE|JonesTrading|2427
ATRS|ANTARES PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|9300
ATRS|ANTARES PHARMA CMN|JPMX|J.P. Morgan Securities LLC|115044
ATRS|ANTARES PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|13170
ATRS|ANTARES PHARMA CMN|KCGM|VIRTU Americas LLC|75794
ATRS|ANTARES PHARMA CMN|LEHM|Barclays Capital Inc./Le|598733
ATRS|ANTARES PHARMA CMN|LIME|Lime Brokerage LLC|265584
ATRS|ANTARES PHARMA CMN|LQNA|LIQUIDNET, INC.|348700
ATRS|ANTARES PHARMA CMN|LSCI|Lek Securities Corporation|300
ATRS|ANTARES PHARMA CMN|MACQ|Macquarie Capital (USA) Inc.|1572
ATRS|ANTARES PHARMA CMN|MAXM|Maxim Group LLC|15179
ATRS|ANTARES PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|211333
ATRS|ANTARES PHARMA CMN|MOTF|MOTIF INVESTING, INC.|21
ATRS|ANTARES PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|754342
ATRS|ANTARES PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|125300
ATRS|ANTARES PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|36100
ATRS|ANTARES PHARMA CMN|NFSC|National Financial Services LLC|2131485
ATRS|ANTARES PHARMA CMN|NITE|VIRTU Americas LLC|1869123
ATRS|ANTARES PHARMA CMN|NITP|VIRTU Americas LLC|103563
ATRS|ANTARES PHARMA CMN|NQRB|Brut, LLC|15491
ATRS|ANTARES PHARMA CMN|NTFN|Network 1 Financial Securities Inc.|4000
ATRS|ANTARES PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|77738
ATRS|ANTARES PHARMA CMN|PDQM|CODA MARKETS, INC.|18478
ATRS|ANTARES PHARMA CMN|RAJA|Raymond James & Associates, Inc.|39216
ATRS|ANTARES PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|12750
ATRS|ANTARES PHARMA CMN|SBSH|Citigroup Global Markets Inc.|173842
ATRS|ANTARES PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|89580
ATRS|ANTARES PHARMA CMN|SPDR|SPEEDROUTE LLC|6965
ATRS|ANTARES PHARMA CMN|SPTD|MINT GLOBAL MARKETS, INC.|1388
ATRS|ANTARES PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2000
ATRS|ANTARES PHARMA CMN|STXG|Stockcross Financial Services, Inc.|47600
ATRS|ANTARES PHARMA CMN|SWIM|TD Ameritrade, Inc.|421454
ATRS|ANTARES PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|10955
ATRS|ANTARES PHARMA CMN|TRBT|Tradebot Systems, Inc.|106625
ATRS|ANTARES PHARMA CMN|TRCM|TRC MARKETS LLC|64105
ATRS|ANTARES PHARMA CMN|UBSA|UBS SECURITIES LLC|414521
ATRS|ANTARES PHARMA CMN|UBSS|UBS Securities LLC|1258484
ATRS|ANTARES PHARMA CMN|VALX|VIRTU AMERICAS LLC|48127
ATRS|ANTARES PHARMA CMN|VGRD|Vanguard Marketing Corporation|205674
ATRS|ANTARES PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|170138
ATRS|ANTARES PHARMA CMN|WDNX|WEEDEN & CO.L.P.|38180
ATRS|ANTARES PHARMA CMN|WEED|Weeden & Co.L.P.|4200
ATRS|ANTARES PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3394
ATRS|ANTARES PHARMA CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14702
ATRS|ANTARES PHARMA CMN|WGIF|CIBC World Markets Inc.|1495
ATRS|ANTARES PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|9838
ATRS|ANTARES PHARMA CMN|XIST|INSTINET, LLC|3000
ATRS|ANTARES PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|36806
ATRS|ANTARES PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|600
ATRS|ANTARES PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36837
ATSG|AIR TRANSPORT|AGIS|Aegis Capital Corp.|1315
ATSG|AIR TRANSPORT|ALTX|Alternet Securities Inc.|7112
ATSG|AIR TRANSPORT|APCC|Apex Clearing Corporation|29
ATSG|AIR TRANSPORT|BARD|Robert W. Baird & Co. Incorporated|1829
ATSG|AIR TRANSPORT|BATM|CBOE TRADING, INC.|2780
ATSG|AIR TRANSPORT|BERN|Sanford C. Bernstein & Co., LLC|60419
ATSG|AIR TRANSPORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5344
ATSG|AIR TRANSPORT|BLKX|INSTINET, LLC|85318
ATSG|AIR TRANSPORT|BMOC|BMO Capital Markets Corp.|9357
ATSG|AIR TRANSPORT|BNPX|BNP PARIBAS SECURITIES CORP.|13585
ATSG|AIR TRANSPORT|BTIG|BTIG, LLC|2089
ATSG|AIR TRANSPORT|BYXM|CBOE TRADING, INC.|4031
ATSG|AIR TRANSPORT|BZYD|GOLDMAN SACHS & CO. LLC|1350
ATSG|AIR TRANSPORT|CBLC|CITIGROUP GLOBAL MARKETS INC.|22000
ATSG|AIR TRANSPORT|CIST|Capital Institutional Services, Inc.|4414
ATSG|AIR TRANSPORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88144
ATSG|AIR TRANSPORT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21616
ATSG|AIR TRANSPORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|173811
ATSG|AIR TRANSPORT|CTDL|Citadel Derivatives Group Llc|15243
ATSG|AIR TRANSPORT|CTLR|CUTLER GROUP, LP|1205
ATSG|AIR TRANSPORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|25076
ATSG|AIR TRANSPORT|DADA|D.A. Davidson & Co.|588
ATSG|AIR TRANSPORT|DBAB|Deutsche Bank Securities Inc.|148949
ATSG|AIR TRANSPORT|DBAX|Deutsche Bank Securities Inc.|152000
ATSG|AIR TRANSPORT|DEAN|MORGAN STANLEY|4057
ATSG|AIR TRANSPORT|DEGS|RONIN PROFESSIONAL LLC|5726
ATSG|AIR TRANSPORT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1153
ATSG|AIR TRANSPORT|EBXL|EBX LLC|136500
ATSG|AIR TRANSPORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|31896
ATSG|AIR TRANSPORT|EDJO|Edward D. Jones & Co., L.P.|1869
ATSG|AIR TRANSPORT|EGAM|CBOE TRADING, INC.|7794
ATSG|AIR TRANSPORT|EGAW|CBOE TRADING, INC.|29
ATSG|AIR TRANSPORT|EGMT|EG MARKET TECHNOLOGIES LLC|1300
ATSG|AIR TRANSPORT|EGXM|CBOE TRADING, INC.|5082
ATSG|AIR TRANSPORT|ETBE|Electronic Transaction Clearing, Inc.|15545
ATSG|AIR TRANSPORT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3204
ATSG|AIR TRANSPORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8551
ATSG|AIR TRANSPORT|ETRS|E*Trade Securities LLC|18969
ATSG|AIR TRANSPORT|FBCO|Credit Suisse Securities (USA) LLC|412088
ATSG|AIR TRANSPORT|FILL|Tradestation Securities, Inc.|1000
ATSG|AIR TRANSPORT|FOMA|TD AMERITRADE CLEARING, INC.|26702
ATSG|AIR TRANSPORT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|965
ATSG|AIR TRANSPORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87899
ATSG|AIR TRANSPORT|FTBR|Foliofn Investments, Inc.|9
ATSG|AIR TRANSPORT|GEBB|GLOBAL EXECUTION BROKERS, LP|63759
ATSG|AIR TRANSPORT|GLIS|TD Securities Inc|300
ATSG|AIR TRANSPORT|GLPX|ACS EXECUTION SERVICES, LLC|8271
ATSG|AIR TRANSPORT|GSCO|GOLDMAN SACHS & CO. LLC|393847
ATSG|AIR TRANSPORT|GSCS|GOLDMAN SACHS & CO. LLC|27158
ATSG|AIR TRANSPORT|GSLT|GOLDMAN SACHS & CO. LLC|1734
ATSG|AIR TRANSPORT|GTSZ|GTS SECURITIES LLC|16664
ATSG|AIR TRANSPORT|HPPX|POTAMUS TRADING, LLC|1100
ATSG|AIR TRANSPORT|HRBF|American Enterprise Investment Services Inc.|1666
ATSG|AIR TRANSPORT|HSBC|HSBC Securities, Inc.|300
ATSG|AIR TRANSPORT|IATS|INTERACTIVE BROKERS LLC|3126
ATSG|AIR TRANSPORT|IBKR|Interactive Brokers Llc|24585
ATSG|AIR TRANSPORT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|802
ATSG|AIR TRANSPORT|ICBX|INSTINET, LLC|8960
ATSG|AIR TRANSPORT|IEQY|CITADEL SECURITIES LLC|45149
ATSG|AIR TRANSPORT|INCA|INSTINET, LLC|287488
ATSG|AIR TRANSPORT|INJX|INSTINET, LLC|26696
ATSG|AIR TRANSPORT|ITGI|ITG Inc.|43964
ATSG|AIR TRANSPORT|ITGP|ITG INC.|90000
ATSG|AIR TRANSPORT|JANY|Janney Montgomery Scott Inc.|1400
ATSG|AIR TRANSPORT|JEFF|JEFFERIES LLC|142999
ATSG|AIR TRANSPORT|JMPT|JUMP TRADING, LLC|30403
ATSG|AIR TRANSPORT|JONE|JonesTrading|440
ATSG|AIR TRANSPORT|JPBX|J.P. MORGAN SECURITIES LLC|12172
ATSG|AIR TRANSPORT|JPMX|J.P. Morgan Securities LLC|182895
ATSG|AIR TRANSPORT|JSJX|JANE STREET CAPITAL LLC|8618
ATSG|AIR TRANSPORT|KCGM|VIRTU Americas LLC|19932
ATSG|AIR TRANSPORT|LEHM|Barclays Capital Inc./Le|724156
ATSG|AIR TRANSPORT|LIME|Lime Brokerage LLC|122653
ATSG|AIR TRANSPORT|LMGP|LIME BROKERAGE LLC|15162
ATSG|AIR TRANSPORT|LOOP|Loop Capital Markets LLC|1100
ATSG|AIR TRANSPORT|MAXM|Maxim Group LLC|6001
ATSG|AIR TRANSPORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87549
ATSG|AIR TRANSPORT|MOTF|MOTIF INVESTING, INC.|3
ATSG|AIR TRANSPORT|MSCO|MORGAN STANLEY & CO. LLC|1118125
ATSG|AIR TRANSPORT|MSPL|MORGAN STANLEY & CO. LLC|217900
ATSG|AIR TRANSPORT|MSTX|MORGAN STANLEY & CO. LLC|88200
ATSG|AIR TRANSPORT|NATL|National Securities Corporation|100
ATSG|AIR TRANSPORT|NBCS|NBC Securities, INC.|60
ATSG|AIR TRANSPORT|NFSC|National Financial Services LLC|58711
ATSG|AIR TRANSPORT|NITE|VIRTU Americas LLC|132739
ATSG|AIR TRANSPORT|NITP|VIRTU Americas LLC|4234
ATSG|AIR TRANSPORT|NQRB|Brut, LLC|22693
ATSG|AIR TRANSPORT|NTRC|Northern Trust Securities, Inc.|18
ATSG|AIR TRANSPORT|OPCO|Oppenheimer & Co. Inc.|2631
ATSG|AIR TRANSPORT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3757
ATSG|AIR TRANSPORT|PDQM|CODA MARKETS, INC.|19650
ATSG|AIR TRANSPORT|RAJA|Raymond James & Associates, Inc.|3408
ATSG|AIR TRANSPORT|RBCM|RBC CAPITAL MARKETS, LLC|471
ATSG|AIR TRANSPORT|SAGW|SAGETRADER, LLC|530
ATSG|AIR TRANSPORT|SBSH|Citigroup Global Markets Inc.|139536
ATSG|AIR TRANSPORT|SGMT|GOLDMAN SACHS & CO. LLC|71680
ATSG|AIR TRANSPORT|SPDR|SPEEDROUTE LLC|49243
ATSG|AIR TRANSPORT|SPHN|Stephens Inc.|8668
ATSG|AIR TRANSPORT|SPTD|MINT GLOBAL MARKETS, INC.|20
ATSG|AIR TRANSPORT|STFL|Stifel, Nicolaus & Company, Incorporated|80842
ATSG|AIR TRANSPORT|STKP|STOCKPILE INVESTMENTS, INC.|20
ATSG|AIR TRANSPORT|SWIM|TD Ameritrade, Inc.|3583
ATSG|AIR TRANSPORT|SWST|Hilltop Securities Inc.|214
ATSG|AIR TRANSPORT|TKNG|ALLY INVEST SECURITIES LLC|745
ATSG|AIR TRANSPORT|TONC|CUTTONE & CO., LLC|4936
ATSG|AIR TRANSPORT|TRBT|Tradebot Systems, Inc.|160877
ATSG|AIR TRANSPORT|TRCM|TRC MARKETS LLC|141912
ATSG|AIR TRANSPORT|UBSA|UBS SECURITIES LLC|322587
ATSG|AIR TRANSPORT|UBSS|UBS Securities LLC|517751
ATSG|AIR TRANSPORT|VALX|VIRTU AMERICAS LLC|4147
ATSG|AIR TRANSPORT|VGRD|Vanguard Marketing Corporation|6840
ATSG|AIR TRANSPORT|WBPX|SUMMIT SECURITIES GROUP, LLC|180
ATSG|AIR TRANSPORT|WCHV|WELLS FARGO SECURITIES, LLC|117000
ATSG|AIR TRANSPORT|WEDB|WEDBUSH SECURITIES INC.|263
ATSG|AIR TRANSPORT|WEED|Weeden & Co.L.P.|1912
ATSG|AIR TRANSPORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|864
ATSG|AIR TRANSPORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5410
ATSG|AIR TRANSPORT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|45
ATSG|AIR TRANSPORT|WOLF|Wolfe Trahan Securities|400
ATSG|AIR TRANSPORT|WORD|Worden Capital Management LLC|200
ATSG|AIR TRANSPORT|WSEA|WOLVERINE SECURITIES, LLC|1968
ATSG|AIR TRANSPORT|XIST|INSTINET, LLC|3200
ATSG|AIR TRANSPORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|19600
ATSG|AIR TRANSPORT|YKNA|COMHAR CAPITAL MARKETS, LLC|1620
ATSG|AIR TRANSPORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|268
ATTO|ATENTO S.A.|APCC|Apex Clearing Corporation|22
ATTO|ATENTO S.A.|BATM|CBOE TRADING, INC.|6
ATTO|ATENTO S.A.|BERN|Sanford C. Bernstein & Co., LLC|9468
ATTO|ATENTO S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
ATTO|ATENTO S.A.|BTIG|BTIG, LLC|2200
ATTO|ATENTO S.A.|BZYD|GOLDMAN SACHS & CO. LLC|2900
ATTO|ATENTO S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5600
ATTO|ATENTO S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ATTO|ATENTO S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35125
ATTO|ATENTO S.A.|CTDL|Citadel Derivatives Group Llc|100
ATTO|ATENTO S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|8808
ATTO|ATENTO S.A.|DBAB|Deutsche Bank Securities Inc.|1100
ATTO|ATENTO S.A.|DBAX|Deutsche Bank Securities Inc.|97100
ATTO|ATENTO S.A.|DEAN|MORGAN STANLEY|2700
ATTO|ATENTO S.A.|DEGS|RONIN PROFESSIONAL LLC|982
ATTO|ATENTO S.A.|EBXL|EBX LLC|150700
ATTO|ATENTO S.A.|EGAM|CBOE TRADING, INC.|7671
ATTO|ATENTO S.A.|EGXM|CBOE TRADING, INC.|2549
ATTO|ATENTO S.A.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|120
ATTO|ATENTO S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
ATTO|ATENTO S.A.|ETRS|E*Trade Securities LLC|15263
ATTO|ATENTO S.A.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
ATTO|ATENTO S.A.|FTBR|Foliofn Investments, Inc.|251
ATTO|ATENTO S.A.|GSCO|GOLDMAN SACHS & CO. LLC|110696
ATTO|ATENTO S.A.|GSCS|GOLDMAN SACHS & CO. LLC|3982
ATTO|ATENTO S.A.|GSLT|GOLDMAN SACHS & CO. LLC|2358
ATTO|ATENTO S.A.|GTSZ|GTS SECURITIES LLC|1137
ATTO|ATENTO S.A.|IBKR|Interactive Brokers Llc|4135
ATTO|ATENTO S.A.|ICBX|INSTINET, LLC|10211
ATTO|ATENTO S.A.|INCA|INSTINET, LLC|32648
ATTO|ATENTO S.A.|INJX|INSTINET, LLC|17848
ATTO|ATENTO S.A.|ITGI|ITG Inc.|7350
ATTO|ATENTO S.A.|ITGP|ITG INC.|6400
ATTO|ATENTO S.A.|JEFF|JEFFERIES LLC|227944
ATTO|ATENTO S.A.|JMPT|JUMP TRADING, LLC|604
ATTO|ATENTO S.A.|JPBX|J.P. MORGAN SECURITIES LLC|14400
ATTO|ATENTO S.A.|JPMX|J.P. Morgan Securities LLC|185360
ATTO|ATENTO S.A.|KCGM|VIRTU Americas LLC|10810
ATTO|ATENTO S.A.|LEHM|Barclays Capital Inc./Le|72000
ATTO|ATENTO S.A.|LIME|Lime Brokerage LLC|10726
ATTO|ATENTO S.A.|LOOP|Loop Capital Markets LLC|400
ATTO|ATENTO S.A.|LQNA|LIQUIDNET, INC.|23300
ATTO|ATENTO S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24773
ATTO|ATENTO S.A.|MSCO|MORGAN STANLEY & CO. LLC|19867
ATTO|ATENTO S.A.|MSPL|MORGAN STANLEY & CO. LLC|21100
ATTO|ATENTO S.A.|MSTX|MORGAN STANLEY & CO. LLC|2400
ATTO|ATENTO S.A.|NFSC|National Financial Services LLC|10494
ATTO|ATENTO S.A.|NITE|VIRTU Americas LLC|32998
ATTO|ATENTO S.A.|NQRB|Brut, LLC|700
ATTO|ATENTO S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|922
ATTO|ATENTO S.A.|PDQM|CODA MARKETS, INC.|26756
ATTO|ATENTO S.A.|SBSH|Citigroup Global Markets Inc.|24984
ATTO|ATENTO S.A.|SGMT|GOLDMAN SACHS & CO. LLC|28793
ATTO|ATENTO S.A.|SPDR|SPEEDROUTE LLC|300
ATTO|ATENTO S.A.|SWIM|TD Ameritrade, Inc.|5468
ATTO|ATENTO S.A.|TKNG|ALLY INVEST SECURITIES LLC|25
ATTO|ATENTO S.A.|TRBT|Tradebot Systems, Inc.|500
ATTO|ATENTO S.A.|TRCM|TRC MARKETS LLC|2795
ATTO|ATENTO S.A.|UBSA|UBS SECURITIES LLC|163615
ATTO|ATENTO S.A.|UBSS|UBS Securities LLC|66110
ATTO|ATENTO S.A.|VALX|VIRTU AMERICAS LLC|3396
ATTO|ATENTO S.A.|VGRD|Vanguard Marketing Corporation|5000
ATTO|ATENTO S.A.|WCHV|WELLS FARGO SECURITIES, LLC|997
ATTO|ATENTO S.A.|WEED|Weeden & Co.L.P.|4085
ATTO|ATENTO S.A.|WSAG|WALL STREET ACCESS|1800
ATTO|ATENTO S.A.|XIST|INSTINET, LLC|1200
ATTO|ATENTO S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
ATTU|ATTUNITY LTD|ALTX|Alternet Securities Inc.|1094
ATTU|ATTUNITY LTD|ANDG|Andrew Garrett Inc.|1000
ATTU|ATTUNITY LTD|APCC|Apex Clearing Corporation|1998
ATTU|ATTUNITY LTD|BATM|CBOE TRADING, INC.|3834
ATTU|ATTUNITY LTD|BBNT|BB&T SECURITIES, LLC|200
ATTU|ATTUNITY LTD|BERN|Sanford C. Bernstein & Co., LLC|2993
ATTU|ATTUNITY LTD|BLKX|INSTINET, LLC|5000
ATTU|ATTUNITY LTD|BRGE|Newbridge Securities Corp.|700
ATTU|ATTUNITY LTD|BYXM|CBOE TRADING, INC.|200
ATTU|ATTUNITY LTD|CANT|Cantor Fitzgerald & Co.|571
ATTU|ATTUNITY LTD|CHAS|Charles Schwab & Co., Inc.|2000
ATTU|ATTUNITY LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|882
ATTU|ATTUNITY LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3670
ATTU|ATTUNITY LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
ATTU|ATTUNITY LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29599
ATTU|ATTUNITY LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|7138
ATTU|ATTUNITY LTD|DBAB|Deutsche Bank Securities Inc.|41913
ATTU|ATTUNITY LTD|DBAX|Deutsche Bank Securities Inc.|35300
ATTU|ATTUNITY LTD|DBUL|Deutsche Bank Securities Inc.|1060
ATTU|ATTUNITY LTD|DEAN|MORGAN STANLEY|7300
ATTU|ATTUNITY LTD|DEGS|RONIN PROFESSIONAL LLC|15193
ATTU|ATTUNITY LTD|EBXL|EBX LLC|23900
ATTU|ATTUNITY LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|6500
ATTU|ATTUNITY LTD|EGAM|CBOE TRADING, INC.|3973
ATTU|ATTUNITY LTD|EGMT|EG MARKET TECHNOLOGIES LLC|200
ATTU|ATTUNITY LTD|EGXM|CBOE TRADING, INC.|982
ATTU|ATTUNITY LTD|ELEV|ELEVATION, LLC|9920
ATTU|ATTUNITY LTD|ETBE|Electronic Transaction Clearing, Inc.|2539
ATTU|ATTUNITY LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ATTU|ATTUNITY LTD|ETRS|E*Trade Securities LLC|56640
ATTU|ATTUNITY LTD|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|9000
ATTU|ATTUNITY LTD|FBCO|Credit Suisse Securities (USA) LLC|60767
ATTU|ATTUNITY LTD|FILL|Tradestation Securities, Inc.|465
ATTU|ATTUNITY LTD|FMAF|NBCN Inc./ CDS|726
ATTU|ATTUNITY LTD|FOMA|TD AMERITRADE CLEARING, INC.|70965
ATTU|ATTUNITY LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22993
ATTU|ATTUNITY LTD|FTBR|Foliofn Investments, Inc.|4269
ATTU|ATTUNITY LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|7264
ATTU|ATTUNITY LTD|GLPX|ACS EXECUTION SERVICES, LLC|19765
ATTU|ATTUNITY LTD|GSCO|GOLDMAN SACHS & CO. LLC|73994
ATTU|ATTUNITY LTD|GSCS|GOLDMAN SACHS & CO. LLC|48
ATTU|ATTUNITY LTD|GSLT|GOLDMAN SACHS & CO. LLC|12395
ATTU|ATTUNITY LTD|GTSZ|GTS SECURITIES LLC|5029
ATTU|ATTUNITY LTD|HRBF|American Enterprise Investment Services Inc.|1965
ATTU|ATTUNITY LTD|HSBC|HSBC Securities, Inc.|100
ATTU|ATTUNITY LTD|IATS|INTERACTIVE BROKERS LLC|17375
ATTU|ATTUNITY LTD|IBKR|Interactive Brokers Llc|100232
ATTU|ATTUNITY LTD|ICBX|INSTINET, LLC|8082
ATTU|ATTUNITY LTD|INCA|INSTINET, LLC|77861
ATTU|ATTUNITY LTD|INJX|INSTINET, LLC|1277
ATTU|ATTUNITY LTD|ITGI|ITG Inc.|10746
ATTU|ATTUNITY LTD|ITGP|ITG INC.|4200
ATTU|ATTUNITY LTD|JEFF|JEFFERIES LLC|46364
ATTU|ATTUNITY LTD|JMPT|JUMP TRADING, LLC|5808
ATTU|ATTUNITY LTD|JONE|JonesTrading|32400
ATTU|ATTUNITY LTD|JPBX|J.P. MORGAN SECURITIES LLC|800
ATTU|ATTUNITY LTD|JPMX|J.P. Morgan Securities LLC|122336
ATTU|ATTUNITY LTD|JSJX|JANE STREET CAPITAL LLC|3451
ATTU|ATTUNITY LTD|KCGM|VIRTU Americas LLC|4743
ATTU|ATTUNITY LTD|LEHM|Barclays Capital Inc./Le|40345
ATTU|ATTUNITY LTD|LIME|Lime Brokerage LLC|43823
ATTU|ATTUNITY LTD|LSCI|Lek Securities Corporation|214
ATTU|ATTUNITY LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11400
ATTU|ATTUNITY LTD|MOTF|MOTIF INVESTING, INC.|11
ATTU|ATTUNITY LTD|MSCO|MORGAN STANLEY & CO. LLC|212275
ATTU|ATTUNITY LTD|MSPL|MORGAN STANLEY & CO. LLC|35100
ATTU|ATTUNITY LTD|MSTX|MORGAN STANLEY & CO. LLC|3400
ATTU|ATTUNITY LTD|NFSC|National Financial Services LLC|137713
ATTU|ATTUNITY LTD|NITE|VIRTU Americas LLC|437773
ATTU|ATTUNITY LTD|NQRB|Brut, LLC|2529
ATTU|ATTUNITY LTD|OPCO|Oppenheimer & Co. Inc.|10662
ATTU|ATTUNITY LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2711
ATTU|ATTUNITY LTD|PDQM|CODA MARKETS, INC.|40704
ATTU|ATTUNITY LTD|PHLY|NASDAQ Execution Services, LLC|400
ATTU|ATTUNITY LTD|PWJC|UBS Financial Services, Inc.|70
ATTU|ATTUNITY LTD|RAJA|Raymond James & Associates, Inc.|1300
ATTU|ATTUNITY LTD|RBCM|RBC CAPITAL MARKETS, LLC|23257
ATTU|ATTUNITY LTD|SAGL|SAGETRADER, LLC|115
ATTU|ATTUNITY LTD|SBSH|Citigroup Global Markets Inc.|5090
ATTU|ATTUNITY LTD|SGMT|GOLDMAN SACHS & CO. LLC|26100
ATTU|ATTUNITY LTD|SPDR|SPEEDROUTE LLC|4645
ATTU|ATTUNITY LTD|STFL|Stifel, Nicolaus & Company, Incorporated|13713
ATTU|ATTUNITY LTD|SWIM|TD Ameritrade, Inc.|62484
ATTU|ATTUNITY LTD|TKNG|ALLY INVEST SECURITIES LLC|1115
ATTU|ATTUNITY LTD|TRBT|Tradebot Systems, Inc.|26077
ATTU|ATTUNITY LTD|TRCM|TRC MARKETS LLC|35054
ATTU|ATTUNITY LTD|TWTT|TASTYWORKS, INC.|100
ATTU|ATTUNITY LTD|UBSA|UBS SECURITIES LLC|104233
ATTU|ATTUNITY LTD|UBSS|UBS Securities LLC|265705
ATTU|ATTUNITY LTD|VALX|VIRTU AMERICAS LLC|2722
ATTU|ATTUNITY LTD|VGRD|Vanguard Marketing Corporation|6082
ATTU|ATTUNITY LTD|WBLR|WILLIAM BLAIR|600
ATTU|ATTUNITY LTD|WCHV|WELLS FARGO SECURITIES, LLC|10268
ATTU|ATTUNITY LTD|WEDB|WEDBUSH SECURITIES INC.|1300
ATTU|ATTUNITY LTD|WEED|Weeden & Co.L.P.|7806
ATTU|ATTUNITY LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8397
ATTU|ATTUNITY LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9877
ATTU|ATTUNITY LTD|WSEA|WOLVERINE SECURITIES, LLC|3553
ATTU|ATTUNITY LTD|XIST|INSTINET, LLC|200
ATTU|ATTUNITY LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|21170
ATTU|ATTUNITY LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|1850
ATU|ACTUANT CORP NEW|APCC|Apex Clearing Corporation|11
ATU|ACTUANT CORP NEW|AQUA|AQUA SECURITIES L.P.|4900
ATU|ACTUANT CORP NEW|BATM|CBOE TRADING, INC.|3902
ATU|ACTUANT CORP NEW|BBNT|BB&T SECURITIES, LLC|22
ATU|ACTUANT CORP NEW|BERN|Sanford C. Bernstein & Co., LLC|38941
ATU|ACTUANT CORP NEW|BIAD|SAGETRADER, LLC|1
ATU|ACTUANT CORP NEW|BIDS|BIDS TRADING L.P.|200
ATU|ACTUANT CORP NEW|BLKX|INSTINET, LLC|44074
ATU|ACTUANT CORP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|12020
ATU|ACTUANT CORP NEW|BTIG|BTIG, LLC|351
ATU|ACTUANT CORP NEW|BYXM|CBOE TRADING, INC.|100
ATU|ACTUANT CORP NEW|BZYD|GOLDMAN SACHS & CO. LLC|1100
ATU|ACTUANT CORP NEW|CBLC|CITIGROUP GLOBAL MARKETS INC.|21200
ATU|ACTUANT CORP NEW|CHAS|Charles Schwab & Co., Inc.|65
ATU|ACTUANT CORP NEW|CIST|Capital Institutional Services, Inc.|1690
ATU|ACTUANT CORP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132244
ATU|ACTUANT CORP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
ATU|ACTUANT CORP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300575
ATU|ACTUANT CORP NEW|CTDL|Citadel Derivatives Group Llc|3076
ATU|ACTUANT CORP NEW|CTLR|CUTLER GROUP, LP|100
ATU|ACTUANT CORP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|61674
ATU|ACTUANT CORP NEW|DBAB|Deutsche Bank Securities Inc.|147970
ATU|ACTUANT CORP NEW|DBAX|Deutsche Bank Securities Inc.|240100
ATU|ACTUANT CORP NEW|DEAN|MORGAN STANLEY|5441
ATU|ACTUANT CORP NEW|DEGS|RONIN PROFESSIONAL LLC|1537
ATU|ACTUANT CORP NEW|EBXL|EBX LLC|183700
ATU|ACTUANT CORP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|4112
ATU|ACTUANT CORP NEW|EDJO|Edward D. Jones & Co., L.P.|177
ATU|ACTUANT CORP NEW|EGAM|CBOE TRADING, INC.|33351
ATU|ACTUANT CORP NEW|EGMT|EG MARKET TECHNOLOGIES LLC|100
ATU|ACTUANT CORP NEW|EGXM|CBOE TRADING, INC.|700
ATU|ACTUANT CORP NEW|ETBE|Electronic Transaction Clearing, Inc.|100
ATU|ACTUANT CORP NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
ATU|ACTUANT CORP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19626
ATU|ACTUANT CORP NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|454
ATU|ACTUANT CORP NEW|ETRS|E*Trade Securities LLC|30244
ATU|ACTUANT CORP NEW|FBRC|B. RILEY FBR, INC.|240000
ATU|ACTUANT CORP NEW|FILL|Tradestation Securities, Inc.|2722
ATU|ACTUANT CORP NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ATU|ACTUANT CORP NEW|FQLS|Quantlab Securities LP|63776
ATU|ACTUANT CORP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14762
ATU|ACTUANT CORP NEW|FTBR|Foliofn Investments, Inc.|248
ATU|ACTUANT CORP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|672
ATU|ACTUANT CORP NEW|GLPX|ACS EXECUTION SERVICES, LLC|1247
ATU|ACTUANT CORP NEW|GSCO|GOLDMAN SACHS & CO. LLC|289322
ATU|ACTUANT CORP NEW|GSCS|GOLDMAN SACHS & CO. LLC|1300
ATU|ACTUANT CORP NEW|GSLT|GOLDMAN SACHS & CO. LLC|2428
ATU|ACTUANT CORP NEW|GTSZ|GTS SECURITIES LLC|20141
ATU|ACTUANT CORP NEW|HPPX|POTAMUS TRADING, LLC|1775
ATU|ACTUANT CORP NEW|HRBF|American Enterprise Investment Services Inc.|42
ATU|ACTUANT CORP NEW|HSBC|HSBC Securities, Inc.|2
ATU|ACTUANT CORP NEW|IBKR|Interactive Brokers Llc|16273
ATU|ACTUANT CORP NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|256
ATU|ACTUANT CORP NEW|ICBX|INSTINET, LLC|33120
ATU|ACTUANT CORP NEW|IEQY|CITADEL SECURITIES LLC|5220
ATU|ACTUANT CORP NEW|INCA|INSTINET, LLC|158259
ATU|ACTUANT CORP NEW|INJX|INSTINET, LLC|7106
ATU|ACTUANT CORP NEW|ITGI|ITG Inc.|8261
ATU|ACTUANT CORP NEW|ITGP|ITG INC.|152200
ATU|ACTUANT CORP NEW|JANY|Janney Montgomery Scott Inc.|789
ATU|ACTUANT CORP NEW|JEFF|JEFFERIES LLC|104950
ATU|ACTUANT CORP NEW|JMPT|JUMP TRADING, LLC|6350
ATU|ACTUANT CORP NEW|JONE|JonesTrading|1000
ATU|ACTUANT CORP NEW|JPBX|J.P. MORGAN SECURITIES LLC|12414
ATU|ACTUANT CORP NEW|JPMX|J.P. Morgan Securities LLC|636862
ATU|ACTUANT CORP NEW|KCGM|VIRTU Americas LLC|76279
ATU|ACTUANT CORP NEW|LEHM|Barclays Capital Inc./Le|318864
ATU|ACTUANT CORP NEW|LIME|Lime Brokerage LLC|19306
ATU|ACTUANT CORP NEW|LQNA|LIQUIDNET, INC.|63600
ATU|ACTUANT CORP NEW|LQNB|LIQUIDNET, INC.|13974
ATU|ACTUANT CORP NEW|LSCI|Lek Securities Corporation|80
ATU|ACTUANT CORP NEW|MACC|Mid Atlantic Capital Corporation|50
ATU|ACTUANT CORP NEW|MACQ|Macquarie Capital (USA) Inc.|800
ATU|ACTUANT CORP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|262400
ATU|ACTUANT CORP NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|12607
ATU|ACTUANT CORP NEW|MSCO|MORGAN STANLEY & CO. LLC|527626
ATU|ACTUANT CORP NEW|MSPL|MORGAN STANLEY & CO. LLC|140300
ATU|ACTUANT CORP NEW|MSTX|MORGAN STANLEY & CO. LLC|142800
ATU|ACTUANT CORP NEW|NFSC|National Financial Services LLC|39357
ATU|ACTUANT CORP NEW|NITE|VIRTU Americas LLC|103867
ATU|ACTUANT CORP NEW|NQRB|Brut, LLC|1000
ATU|ACTUANT CORP NEW|NTBF|BMO Nesbitt Burns Inc./CDS|600
ATU|ACTUANT CORP NEW|NTRC|Northern Trust Securities, Inc.|1680
ATU|ACTUANT CORP NEW|OPCO|Oppenheimer & Co. Inc.|4950
ATU|ACTUANT CORP NEW|PDQM|CODA MARKETS, INC.|102284
ATU|ACTUANT CORP NEW|PWJC|UBS Financial Services, Inc.|24807
ATU|ACTUANT CORP NEW|SAGL|SAGETRADER, LLC|230
ATU|ACTUANT CORP NEW|SBSH|Citigroup Global Markets Inc.|126423
ATU|ACTUANT CORP NEW|SGMT|GOLDMAN SACHS & CO. LLC|187867
ATU|ACTUANT CORP NEW|SPDR|SPEEDROUTE LLC|5989
ATU|ACTUANT CORP NEW|SPHN|Stephens Inc.|526
ATU|ACTUANT CORP NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|105700
ATU|ACTUANT CORP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|982
ATU|ACTUANT CORP NEW|SWIM|TD Ameritrade, Inc.|26141
ATU|ACTUANT CORP NEW|TKNG|ALLY INVEST SECURITIES LLC|910
ATU|ACTUANT CORP NEW|TRBT|Tradebot Systems, Inc.|18762
ATU|ACTUANT CORP NEW|TRCM|TRC MARKETS LLC|27339
ATU|ACTUANT CORP NEW|UBSA|UBS SECURITIES LLC|720510
ATU|ACTUANT CORP NEW|UBSS|UBS Securities LLC|458784
ATU|ACTUANT CORP NEW|VALX|VIRTU AMERICAS LLC|15341
ATU|ACTUANT CORP NEW|VGRD|Vanguard Marketing Corporation|760
ATU|ACTUANT CORP NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|580
ATU|ACTUANT CORP NEW|WCHV|WELLS FARGO SECURITIES, LLC|71456
ATU|ACTUANT CORP NEW|WDNX|WEEDEN & CO.L.P.|7332
ATU|ACTUANT CORP NEW|WEDB|WEDBUSH SECURITIES INC.|2256
ATU|ACTUANT CORP NEW|WEED|Weeden & Co.L.P.|5921
ATU|ACTUANT CORP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1321
ATU|ACTUANT CORP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1865
ATU|ACTUANT CORP NEW|WSAG|WALL STREET ACCESS|1875
ATU|ACTUANT CORP NEW|WSEA|WOLVERINE SECURITIES, LLC|909
ATU|ACTUANT CORP NEW|XIST|INSTINET, LLC|169800
ATU|ACTUANT CORP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|34864
ATU|ACTUANT CORP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25
ATUS|ALTICE USA, INC.|ADAM|CANACCORD GENUITY INC.|35500
ATUS|ALTICE USA, INC.|ALTX|Alternet Securities Inc.|90382
ATUS|ALTICE USA, INC.|ANOS|ABEL/NOSER, L.L.C.|1450
ATUS|ALTICE USA, INC.|APCC|Apex Clearing Corporation|41158
ATUS|ALTICE USA, INC.|AQUA|AQUA SECURITIES L.P.|24800
ATUS|ALTICE USA, INC.|BATM|CBOE TRADING, INC.|23306
ATUS|ALTICE USA, INC.|BAYT|BTIG, LLC|402517
ATUS|ALTICE USA, INC.|BBNT|BB&T SECURITIES, LLC|500
ATUS|ALTICE USA, INC.|BERN|Sanford C. Bernstein & Co., LLC|771440
ATUS|ALTICE USA, INC.|BGCE|BGC Financial Inc.|9590
ATUS|ALTICE USA, INC.|BIAD|SAGETRADER, LLC|1100
ATUS|ALTICE USA, INC.|BIDS|BIDS TRADING L.P.|59700
ATUS|ALTICE USA, INC.|BIMI|Banca IMI Securities Corp.|100290
ATUS|ALTICE USA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|110542
ATUS|ALTICE USA, INC.|BLKX|INSTINET, LLC|714376
ATUS|ALTICE USA, INC.|BRGE|Newbridge Securities Corp.|850
ATUS|ALTICE USA, INC.|BTIG|BTIG, LLC|354759
ATUS|ALTICE USA, INC.|BYXM|CBOE TRADING, INC.|16380
ATUS|ALTICE USA, INC.|CANT|Cantor Fitzgerald & Co.|679830
ATUS|ALTICE USA, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|400154
ATUS|ALTICE USA, INC.|CHAS|Charles Schwab & Co., Inc.|18660
ATUS|ALTICE USA, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|4300
ATUS|ALTICE USA, INC.|CLSA|CLSA AMERICAS, LLC|48600
ATUS|ALTICE USA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1172506
ATUS|ALTICE USA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17117
ATUS|ALTICE USA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3000
ATUS|ALTICE USA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1864768
ATUS|ALTICE USA, INC.|CTDL|Citadel Derivatives Group Llc|24943
ATUS|ALTICE USA, INC.|CTLR|CUTLER GROUP, LP|8689
ATUS|ALTICE USA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|643110
ATUS|ALTICE USA, INC.|DBAB|Deutsche Bank Securities Inc.|1633930
ATUS|ALTICE USA, INC.|DBAX|Deutsche Bank Securities Inc.|2218400
ATUS|ALTICE USA, INC.|DBUL|Deutsche Bank Securities Inc.|5370
ATUS|ALTICE USA, INC.|DCHF|Dart Executions, LLC|3300
ATUS|ALTICE USA, INC.|DEAN|MORGAN STANLEY|4287
ATUS|ALTICE USA, INC.|DEGS|RONIN PROFESSIONAL LLC|1100
ATUS|ALTICE USA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|236765
ATUS|ALTICE USA, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|200
ATUS|ALTICE USA, INC.|EBXL|EBX LLC|2398000
ATUS|ALTICE USA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|36101
ATUS|ALTICE USA, INC.|EDJO|Edward D. Jones & Co., L.P.|4216
ATUS|ALTICE USA, INC.|EGAM|CBOE TRADING, INC.|240893
ATUS|ALTICE USA, INC.|EGAW|CBOE TRADING, INC.|2000
ATUS|ALTICE USA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
ATUS|ALTICE USA, INC.|EGXM|CBOE TRADING, INC.|34708
ATUS|ALTICE USA, INC.|EGXW|CBOE TRADING, INC.|300
ATUS|ALTICE USA, INC.|ETBE|Electronic Transaction Clearing, Inc.|88334
ATUS|ALTICE USA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15600
ATUS|ALTICE USA, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|416
ATUS|ALTICE USA, INC.|ETRS|E*Trade Securities LLC|378271
ATUS|ALTICE USA, INC.|FBSB|U.S. Bancorp Investments, Inc.|1000
ATUS|ALTICE USA, INC.|FFSI|Firstrade Securities Inc.|200
ATUS|ALTICE USA, INC.|FILL|Tradestation Securities, Inc.|5300
ATUS|ALTICE USA, INC.|FMAF|NBCN Inc./ CDS|394
ATUS|ALTICE USA, INC.|FORD|Fordham Financial Management, Inc.|800
ATUS|ALTICE USA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13100
ATUS|ALTICE USA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|417086
ATUS|ALTICE USA, INC.|FTBR|Foliofn Investments, Inc.|1803
ATUS|ALTICE USA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|44285
ATUS|ALTICE USA, INC.|GLIS|TD Securities Inc|6284
ATUS|ALTICE USA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|917566
ATUS|ALTICE USA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|9528625
ATUS|ALTICE USA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|359275
ATUS|ALTICE USA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|229380
ATUS|ALTICE USA, INC.|GTSZ|GTS SECURITIES LLC|305121
ATUS|ALTICE USA, INC.|HRBF|American Enterprise Investment Services Inc.|2205
ATUS|ALTICE USA, INC.|HSBC|HSBC Securities, Inc.|236284
ATUS|ALTICE USA, INC.|IATS|INTERACTIVE BROKERS LLC|32886
ATUS|ALTICE USA, INC.|IBKR|Interactive Brokers Llc|143361
ATUS|ALTICE USA, INC.|ICBX|INSTINET, LLC|518757
ATUS|ALTICE USA, INC.|IMPC|Imperial Capital, LLC|23300
ATUS|ALTICE USA, INC.|INCA|INSTINET, LLC|1375601
ATUS|ALTICE USA, INC.|INJX|INSTINET, LLC|40749
ATUS|ALTICE USA, INC.|ITGI|ITG Inc.|519559
ATUS|ALTICE USA, INC.|ITGP|ITG INC.|997000
ATUS|ALTICE USA, INC.|JANY|Janney Montgomery Scott Inc.|489
ATUS|ALTICE USA, INC.|JEFF|JEFFERIES LLC|522599
ATUS|ALTICE USA, INC.|JMPT|JUMP TRADING, LLC|528418
ATUS|ALTICE USA, INC.|JONE|JonesTrading|77525
ATUS|ALTICE USA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|602142
ATUS|ALTICE USA, INC.|JPMX|J.P. Morgan Securities LLC|3868333
ATUS|ALTICE USA, INC.|JSJX|JANE STREET CAPITAL LLC|61155
ATUS|ALTICE USA, INC.|KCGM|VIRTU Americas LLC|608891
ATUS|ALTICE USA, INC.|LEHM|Barclays Capital Inc./Le|5256181
ATUS|ALTICE USA, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|14500
ATUS|ALTICE USA, INC.|LIME|Lime Brokerage LLC|113067
ATUS|ALTICE USA, INC.|LOOP|Loop Capital Markets LLC|100
ATUS|ALTICE USA, INC.|LQNA|LIQUIDNET, INC.|317700
ATUS|ALTICE USA, INC.|LSCI|Lek Securities Corporation|12756
ATUS|ALTICE USA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
ATUS|ALTICE USA, INC.|MACQ|Macquarie Capital (USA) Inc.|15450
ATUS|ALTICE USA, INC.|MAXM|Maxim Group LLC|15606
ATUS|ALTICE USA, INC.|MBTS|ALLY INVEST SECURITIES LLC|4320
ATUS|ALTICE USA, INC.|MCMF|Raymond James Ltd. Cds|8266
ATUS|ALTICE USA, INC.|MKMP|MKM Partners LLC|15100
ATUS|ALTICE USA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|898226
ATUS|ALTICE USA, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1600
ATUS|ALTICE USA, INC.|MNDX|TJM Investments, LLC|28377
ATUS|ALTICE USA, INC.|MOTF|MOTIF INVESTING, INC.|7
ATUS|ALTICE USA, INC.|MSCO|MORGAN STANLEY & CO. LLC|33018701
ATUS|ALTICE USA, INC.|MSPL|MORGAN STANLEY & CO. LLC|4021200
ATUS|ALTICE USA, INC.|MSTX|MORGAN STANLEY & CO. LLC|1674900
ATUS|ALTICE USA, INC.|NATL|National Securities Corporation|47976
ATUS|ALTICE USA, INC.|NBCS|NBC Securities, INC.|675
ATUS|ALTICE USA, INC.|NFSC|National Financial Services LLC|1032895
ATUS|ALTICE USA, INC.|NITE|VIRTU Americas LLC|3503772
ATUS|ALTICE USA, INC.|NITP|VIRTU Americas LLC|9836
ATUS|ALTICE USA, INC.|NMRA|Nomura Securities International, Inc.|9000
ATUS|ALTICE USA, INC.|NQRB|Brut, LLC|168698
ATUS|ALTICE USA, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1600
ATUS|ALTICE USA, INC.|NTRC|Northern Trust Securities, Inc.|122000
ATUS|ALTICE USA, INC.|OPCO|Oppenheimer & Co. Inc.|670
ATUS|ALTICE USA, INC.|OTAA|OTA LLC|82800
ATUS|ALTICE USA, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8607
ATUS|ALTICE USA, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4500
ATUS|ALTICE USA, INC.|PCPT|PHILLIP CAPITAL INC.|13507
ATUS|ALTICE USA, INC.|PDQM|CODA MARKETS, INC.|377297
ATUS|ALTICE USA, INC.|PHLY|NASDAQ Execution Services, LLC|4000
ATUS|ALTICE USA, INC.|PICT|Pictet Overseas Inc.|124
ATUS|ALTICE USA, INC.|PWJC|UBS Financial Services, Inc.|6700
ATUS|ALTICE USA, INC.|QMSR|QUATTRO M SECURITIES INC.|58800
ATUS|ALTICE USA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|10375
ATUS|ALTICE USA, INC.|SAGC|SAGETRADER, LLC|300
ATUS|ALTICE USA, INC.|SAGL|SAGETRADER, LLC|344289
ATUS|ALTICE USA, INC.|SAGW|SAGETRADER, LLC|4228
ATUS|ALTICE USA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|3399
ATUS|ALTICE USA, INC.|SBSH|Citigroup Global Markets Inc.|3231101
ATUS|ALTICE USA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1396248
ATUS|ALTICE USA, INC.|SIBO|Prime Executions, Inc.|10100
ATUS|ALTICE USA, INC.|SPDR|SPEEDROUTE LLC|125867
ATUS|ALTICE USA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|22040
ATUS|ALTICE USA, INC.|STXG|Stockcross Financial Services, Inc.|650
ATUS|ALTICE USA, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|555
ATUS|ALTICE USA, INC.|SWIM|TD Ameritrade, Inc.|182555
ATUS|ALTICE USA, INC.|SWST|Hilltop Securities Inc.|155480
ATUS|ALTICE USA, INC.|TKNG|ALLY INVEST SECURITIES LLC|2746
ATUS|ALTICE USA, INC.|TRBT|Tradebot Systems, Inc.|1269525
ATUS|ALTICE USA, INC.|TRCM|TRC MARKETS LLC|192364
ATUS|ALTICE USA, INC.|TWTT|TASTYWORKS, INC.|100
ATUS|ALTICE USA, INC.|UBSA|UBS SECURITIES LLC|4223792
ATUS|ALTICE USA, INC.|UBSS|UBS Securities LLC|3844687
ATUS|ALTICE USA, INC.|UFPA|UNITED FIRST PARTNERS LLC|7500
ATUS|ALTICE USA, INC.|VALX|VIRTU AMERICAS LLC|83973
ATUS|ALTICE USA, INC.|VGRD|Vanguard Marketing Corporation|27433
ATUS|ALTICE USA, INC.|WABR|Wall Street Access|5000
ATUS|ALTICE USA, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|5669
ATUS|ALTICE USA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|609892
ATUS|ALTICE USA, INC.|WDNX|WEEDEN & CO.L.P.|2118
ATUS|ALTICE USA, INC.|WEDB|WEDBUSH SECURITIES INC.|21144
ATUS|ALTICE USA, INC.|WEED|Weeden & Co.L.P.|49404
ATUS|ALTICE USA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|77459
ATUS|ALTICE USA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|75470
ATUS|ALTICE USA, INC.|WFPB|Wells Fargo Securities, LLC.|8800
ATUS|ALTICE USA, INC.|WSEA|WOLVERINE SECURITIES, LLC|9330
ATUS|ALTICE USA, INC.|XIST|INSTINET, LLC|45600
ATUS|ALTICE USA, INC.|XPQR|Jump Trading|1128
ATUS|ALTICE USA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|511908
ATUS|ALTICE USA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|12834
ATUS|ALTICE USA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6985
ATV|ACORN INTERNATIONAL,|ALTX|Alternet Securities Inc.|100
ATV|ACORN INTERNATIONAL,|APCC|Apex Clearing Corporation|1592
ATV|ACORN INTERNATIONAL,|BARD|Robert W. Baird & Co. Incorporated|300
ATV|ACORN INTERNATIONAL,|BATM|CBOE TRADING, INC.|1562
ATV|ACORN INTERNATIONAL,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|487
ATV|ACORN INTERNATIONAL,|BRGE|Newbridge Securities Corp.|1003
ATV|ACORN INTERNATIONAL,|CHAS|Charles Schwab & Co., Inc.|40
ATV|ACORN INTERNATIONAL,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|802
ATV|ACORN INTERNATIONAL,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|563
ATV|ACORN INTERNATIONAL,|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|992
ATV|ACORN INTERNATIONAL,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2443
ATV|ACORN INTERNATIONAL,|CXCX|CITIGROUP GLOBAL MARKETS INC.|1280
ATV|ACORN INTERNATIONAL,|DBAB|Deutsche Bank Securities Inc.|200
ATV|ACORN INTERNATIONAL,|DBAX|Deutsche Bank Securities Inc.|1100
ATV|ACORN INTERNATIONAL,|DEAN|MORGAN STANLEY|2141
ATV|ACORN INTERNATIONAL,|EBXL|EBX LLC|400
ATV|ACORN INTERNATIONAL,|EGXM|CBOE TRADING, INC.|25
ATV|ACORN INTERNATIONAL,|ETRS|E*Trade Securities LLC|31455
ATV|ACORN INTERNATIONAL,|FTBR|Foliofn Investments, Inc.|1888
ATV|ACORN INTERNATIONAL,|GLPX|ACS EXECUTION SERVICES, LLC|279
ATV|ACORN INTERNATIONAL,|GSCO|GOLDMAN SACHS & CO. LLC|500
ATV|ACORN INTERNATIONAL,|GSLT|GOLDMAN SACHS & CO. LLC|44
ATV|ACORN INTERNATIONAL,|GTSZ|GTS SECURITIES LLC|5241
ATV|ACORN INTERNATIONAL,|HRBF|American Enterprise Investment Services Inc.|100
ATV|ACORN INTERNATIONAL,|IATS|INTERACTIVE BROKERS LLC|468
ATV|ACORN INTERNATIONAL,|IBKR|Interactive Brokers Llc|6033
ATV|ACORN INTERNATIONAL,|ICBX|INSTINET, LLC|400
ATV|ACORN INTERNATIONAL,|INCA|INSTINET, LLC|101
ATV|ACORN INTERNATIONAL,|ITGI|ITG Inc.|50
ATV|ACORN INTERNATIONAL,|ITGP|ITG INC.|1200
ATV|ACORN INTERNATIONAL,|JANY|Janney Montgomery Scott Inc.|422
ATV|ACORN INTERNATIONAL,|JPMX|J.P. Morgan Securities LLC|760
ATV|ACORN INTERNATIONAL,|KCGM|VIRTU Americas LLC|401
ATV|ACORN INTERNATIONAL,|LEHM|Barclays Capital Inc./Le|200
ATV|ACORN INTERNATIONAL,|LIME|Lime Brokerage LLC|636
ATV|ACORN INTERNATIONAL,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
ATV|ACORN INTERNATIONAL,|MOTF|MOTIF INVESTING, INC.|5
ATV|ACORN INTERNATIONAL,|MSCO|MORGAN STANLEY & CO. LLC|5808
ATV|ACORN INTERNATIONAL,|MSPL|MORGAN STANLEY & CO. LLC|1400
ATV|ACORN INTERNATIONAL,|NFSC|National Financial Services LLC|76470
ATV|ACORN INTERNATIONAL,|NITE|VIRTU Americas LLC|86740
ATV|ACORN INTERNATIONAL,|PDQM|CODA MARKETS, INC.|280
ATV|ACORN INTERNATIONAL,|PWJC|UBS Financial Services, Inc.|2444
ATV|ACORN INTERNATIONAL,|RBCM|RBC CAPITAL MARKETS, LLC|13079
ATV|ACORN INTERNATIONAL,|SAGL|SAGETRADER, LLC|100
ATV|ACORN INTERNATIONAL,|SBSH|Citigroup Global Markets Inc.|193
ATV|ACORN INTERNATIONAL,|SGMT|GOLDMAN SACHS & CO. LLC|1444
ATV|ACORN INTERNATIONAL,|SPDR|SPEEDROUTE LLC|900
ATV|ACORN INTERNATIONAL,|STFL|Stifel, Nicolaus & Company, Incorporated|450
ATV|ACORN INTERNATIONAL,|SWIM|TD Ameritrade, Inc.|29203
ATV|ACORN INTERNATIONAL,|TKNG|ALLY INVEST SECURITIES LLC|469
ATV|ACORN INTERNATIONAL,|TRCM|TRC MARKETS LLC|100
ATV|ACORN INTERNATIONAL,|UBSA|UBS SECURITIES LLC|10258
ATV|ACORN INTERNATIONAL,|UBSS|UBS Securities LLC|8164
ATV|ACORN INTERNATIONAL,|VALX|VIRTU AMERICAS LLC|283
ATV|ACORN INTERNATIONAL,|VGRD|Vanguard Marketing Corporation|2502
ATV|ACORN INTERNATIONAL,|VSIN|Vision Financial Markets Llc|15
ATV|ACORN INTERNATIONAL,|WCHV|WELLS FARGO SECURITIES, LLC|472
ATV|ACORN INTERNATIONAL,|WEDB|WEDBUSH SECURITIES INC.|459
ATV|ACORN INTERNATIONAL,|WSEA|WOLVERINE SECURITIES, LLC|334
ATV|ACORN INTERNATIONAL,|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
ATV|ACORN INTERNATIONAL,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
ATVI|ACTIVISION BLIZZARD|ABLE|NATIXIS Securities Americas LLC|43555
ATVI|ACTIVISION BLIZZARD|ADAM|CANACCORD GENUITY INC.|206318
ATVI|ACTIVISION BLIZZARD|AGIS|Aegis Capital Corp.|7480
ATVI|ACTIVISION BLIZZARD|ALTX|Alternet Securities Inc.|83262
ATVI|ACTIVISION BLIZZARD|ANOS|ABEL/NOSER, L.L.C.|14405
ATVI|ACTIVISION BLIZZARD|APCC|Apex Clearing Corporation|15823
ATVI|ACTIVISION BLIZZARD|BANK|Primevest Financial Services, Inc.|639
ATVI|ACTIVISION BLIZZARD|BARD|Robert W. Baird & Co. Incorporated|13597
ATVI|ACTIVISION BLIZZARD|BATM|CBOE TRADING, INC.|24861
ATVI|ACTIVISION BLIZZARD|BAYC|BAY CREST PARTNERS, LLC|135544
ATVI|ACTIVISION BLIZZARD|BAYT|BTIG, LLC|40757
ATVI|ACTIVISION BLIZZARD|BBNT|BB&T SECURITIES, LLC|3560
ATVI|ACTIVISION BLIZZARD|BERN|Sanford C. Bernstein & Co., LLC|1212022
ATVI|ACTIVISION BLIZZARD|BIAD|SAGETRADER, LLC|1087
ATVI|ACTIVISION BLIZZARD|BIDS|BIDS TRADING L.P.|9100
ATVI|ACTIVISION BLIZZARD|BIMI|Banca IMI Securities Corp.|7528
ATVI|ACTIVISION BLIZZARD|BKCM|BNY Mellon Capital Markets LLC|2464
ATVI|ACTIVISION BLIZZARD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62500
ATVI|ACTIVISION BLIZZARD|BLKX|INSTINET, LLC|228178
ATVI|ACTIVISION BLIZZARD|BMOC|BMO Capital Markets Corp.|462119
ATVI|ACTIVISION BLIZZARD|BNPX|BNP PARIBAS SECURITIES CORP.|882658
ATVI|ACTIVISION BLIZZARD|BTIG|BTIG, LLC|712072
ATVI|ACTIVISION BLIZZARD|BYXM|CBOE TRADING, INC.|21094
ATVI|ACTIVISION BLIZZARD|CANT|Cantor Fitzgerald & Co.|31961
ATVI|ACTIVISION BLIZZARD|CBLC|CITIGROUP GLOBAL MARKETS INC.|165990
ATVI|ACTIVISION BLIZZARD|CBRA|Cobra Trading, Inc.|2200
ATVI|ACTIVISION BLIZZARD|CHAS|Charles Schwab & Co., Inc.|15108
ATVI|ACTIVISION BLIZZARD|CIBP|CIBC World Markets Corp.|68957
ATVI|ACTIVISION BLIZZARD|CICF|Canaccord Genuity Corp.|300
ATVI|ACTIVISION BLIZZARD|CIST|Capital Institutional Services, Inc.|7577
ATVI|ACTIVISION BLIZZARD|CLSA|CLSA AMERICAS, LLC|935
ATVI|ACTIVISION BLIZZARD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1521603
ATVI|ACTIVISION BLIZZARD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|452
ATVI|ACTIVISION BLIZZARD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4909
ATVI|ACTIVISION BLIZZARD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1230016
ATVI|ACTIVISION BLIZZARD|CTDL|Citadel Derivatives Group Llc|75437
ATVI|ACTIVISION BLIZZARD|CXCX|CITIGROUP GLOBAL MARKETS INC.|228270
ATVI|ACTIVISION BLIZZARD|DADA|D.A. Davidson & Co.|693
ATVI|ACTIVISION BLIZZARD|DAVA|Davenport & Company LLC|1057
ATVI|ACTIVISION BLIZZARD|DAWA|Daiwa Capital Markets America Inc.|210
ATVI|ACTIVISION BLIZZARD|DBAB|Deutsche Bank Securities Inc.|3374326
ATVI|ACTIVISION BLIZZARD|DBAX|Deutsche Bank Securities Inc.|1422900
ATVI|ACTIVISION BLIZZARD|DCHF|Dart Executions, LLC|19059
ATVI|ACTIVISION BLIZZARD|DEAN|MORGAN STANLEY|54918
ATVI|ACTIVISION BLIZZARD|DEGS|RONIN PROFESSIONAL LLC|1103
ATVI|ACTIVISION BLIZZARD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|53806
ATVI|ACTIVISION BLIZZARD|DRWK|DRW SECURITIES, L.L.C.|114464
ATVI|ACTIVISION BLIZZARD|EBXL|EBX LLC|1045800
ATVI|ACTIVISION BLIZZARD|ECUT|CONVERGEX EXECUTION SOLUTIONS|27998
ATVI|ACTIVISION BLIZZARD|EDJC|Edward Jones / CDS|115
ATVI|ACTIVISION BLIZZARD|EDJO|Edward D. Jones & Co., L.P.|7766
ATVI|ACTIVISION BLIZZARD|EGAM|CBOE TRADING, INC.|77660
ATVI|ACTIVISION BLIZZARD|EGAW|CBOE TRADING, INC.|777
ATVI|ACTIVISION BLIZZARD|EGMT|EG MARKET TECHNOLOGIES LLC|4697
ATVI|ACTIVISION BLIZZARD|EGXM|CBOE TRADING, INC.|34502
ATVI|ACTIVISION BLIZZARD|EGXW|CBOE TRADING, INC.|646
ATVI|ACTIVISION BLIZZARD|ESPO|ESPOSITO SECURITIES, LLC|314
ATVI|ACTIVISION BLIZZARD|ETBE|Electronic Transaction Clearing, Inc.|235272
ATVI|ACTIVISION BLIZZARD|ETCC|Electronic Transaction Clearing, Inc.|12681
ATVI|ACTIVISION BLIZZARD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5232
ATVI|ACTIVISION BLIZZARD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|92535
ATVI|ACTIVISION BLIZZARD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|925
ATVI|ACTIVISION BLIZZARD|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|59420
ATVI|ACTIVISION BLIZZARD|ETRS|E*Trade Securities LLC|710903
ATVI|ACTIVISION BLIZZARD|EVRS|E1 ASSET MANAGEMENT, INC.|75
ATVI|ACTIVISION BLIZZARD|FBCO|Credit Suisse Securities (USA) LLC|3354881
ATVI|ACTIVISION BLIZZARD|FBSB|U.S. Bancorp Investments, Inc.|120
ATVI|ACTIVISION BLIZZARD|FFSI|Firstrade Securities Inc.|275
ATVI|ACTIVISION BLIZZARD|FIDT|Fidelity Clearing Canada ULC./ CDS|25
ATVI|ACTIVISION BLIZZARD|FILL|Tradestation Securities, Inc.|67547
ATVI|ACTIVISION BLIZZARD|FINX|FINTECH SECURITIES|301
ATVI|ACTIVISION BLIZZARD|FMAF|NBCN Inc./ CDS|8504
ATVI|ACTIVISION BLIZZARD|FMCO|First Manhattan Co|350
ATVI|ACTIVISION BLIZZARD|FOMA|TD AMERITRADE CLEARING, INC.|638340
ATVI|ACTIVISION BLIZZARD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8556
ATVI|ACTIVISION BLIZZARD|FQLS|Quantlab Securities LP|1560255
ATVI|ACTIVISION BLIZZARD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|587349
ATVI|ACTIVISION BLIZZARD|FTBR|Foliofn Investments, Inc.|6810
ATVI|ACTIVISION BLIZZARD|GBMT|GBM International, Inc.|4183
ATVI|ACTIVISION BLIZZARD|GEBB|GLOBAL EXECUTION BROKERS, LP|419111
ATVI|ACTIVISION BLIZZARD|GELP|RBC CAPITAL MARKETS, LLC|5353
ATVI|ACTIVISION BLIZZARD|GLIS|TD Securities Inc|201
ATVI|ACTIVISION BLIZZARD|GLPX|ACS EXECUTION SERVICES, LLC|393507
ATVI|ACTIVISION BLIZZARD|GSCO|GOLDMAN SACHS & CO. LLC|7400297
ATVI|ACTIVISION BLIZZARD|GSCS|GOLDMAN SACHS & CO. LLC|143198
ATVI|ACTIVISION BLIZZARD|GSIC|GLOBAL STRATEGIC INVESTMENTS|1146
ATVI|ACTIVISION BLIZZARD|GSLT|GOLDMAN SACHS & CO. LLC|48836
ATVI|ACTIVISION BLIZZARD|GTSZ|GTS SECURITIES LLC|769400
ATVI|ACTIVISION BLIZZARD|HAPX|HAP Trading, LLC|610
ATVI|ACTIVISION BLIZZARD|HASF|Haywood Securities Inc./CDS|600
ATVI|ACTIVISION BLIZZARD|HRBF|American Enterprise Investment Services Inc.|20273
ATVI|ACTIVISION BLIZZARD|HSBC|HSBC Securities, Inc.|256342
ATVI|ACTIVISION BLIZZARD|IATS|INTERACTIVE BROKERS LLC|91845
ATVI|ACTIVISION BLIZZARD|IBKR|Interactive Brokers Llc|794770
ATVI|ACTIVISION BLIZZARD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5057
ATVI|ACTIVISION BLIZZARD|ICBX|INSTINET, LLC|268138
ATVI|ACTIVISION BLIZZARD|IEQY|CITADEL SECURITIES LLC|732906
ATVI|ACTIVISION BLIZZARD|INCA|INSTINET, LLC|2752492
ATVI|ACTIVISION BLIZZARD|INJX|INSTINET, LLC|130611
ATVI|ACTIVISION BLIZZARD|ITGI|ITG Inc.|177060
ATVI|ACTIVISION BLIZZARD|ITGP|ITG INC.|509600
ATVI|ACTIVISION BLIZZARD|JANY|Janney Montgomery Scott Inc.|4941
ATVI|ACTIVISION BLIZZARD|JEFF|JEFFERIES LLC|664603
ATVI|ACTIVISION BLIZZARD|JMPT|JUMP TRADING, LLC|517397
ATVI|ACTIVISION BLIZZARD|JONE|JonesTrading|5
ATVI|ACTIVISION BLIZZARD|JPBX|J.P. MORGAN SECURITIES LLC|515922
ATVI|ACTIVISION BLIZZARD|JPMX|J.P. Morgan Securities LLC|1193020
ATVI|ACTIVISION BLIZZARD|JSEB|JANE STREET EXECUTION SERVICES, LLC|45817
ATVI|ACTIVISION BLIZZARD|JSJX|JANE STREET CAPITAL LLC|16023
ATVI|ACTIVISION BLIZZARD|KCGM|VIRTU Americas LLC|218947
ATVI|ACTIVISION BLIZZARD|KCRD|PHX FINANCIAL, INC.|325
ATVI|ACTIVISION BLIZZARD|LEHM|Barclays Capital Inc./Le|4724600
ATVI|ACTIVISION BLIZZARD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|92
ATVI|ACTIVISION BLIZZARD|LIME|Lime Brokerage LLC|732846
ATVI|ACTIVISION BLIZZARD|LIWD|LIME BROKERAGE LLC|7541
ATVI|ACTIVISION BLIZZARD|LIWE|LIME BROKERAGE LLC|18696
ATVI|ACTIVISION BLIZZARD|LMGP|LIME BROKERAGE LLC|10701
ATVI|ACTIVISION BLIZZARD|LMNX|LUMINEX TRADING & ANALYTICS LLC|332544
ATVI|ACTIVISION BLIZZARD|LOOP|Loop Capital Markets LLC|4983
ATVI|ACTIVISION BLIZZARD|LQNA|LIQUIDNET, INC.|315500
ATVI|ACTIVISION BLIZZARD|LQNB|LIQUIDNET, INC.|9100
ATVI|ACTIVISION BLIZZARD|LSCI|Lek Securities Corporation|203333
ATVI|ACTIVISION BLIZZARD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1830
ATVI|ACTIVISION BLIZZARD|MACC|Mid Atlantic Capital Corporation|1245
ATVI|ACTIVISION BLIZZARD|MACQ|Macquarie Capital (USA) Inc.|1710
ATVI|ACTIVISION BLIZZARD|MAXM|Maxim Group LLC|20151
ATVI|ACTIVISION BLIZZARD|MBTS|ALLY INVEST SECURITIES LLC|123
ATVI|ACTIVISION BLIZZARD|MCMF|Raymond James Ltd. Cds|646
ATVI|ACTIVISION BLIZZARD|MKMP|MKM Partners LLC|22000
ATVI|ACTIVISION BLIZZARD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|630351
ATVI|ACTIVISION BLIZZARD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ATVI|ACTIVISION BLIZZARD|MOTF|MOTIF INVESTING, INC.|626
ATVI|ACTIVISION BLIZZARD|MPSG|E D & F Man Capital Markets Inc.|2554
ATVI|ACTIVISION BLIZZARD|MSCO|MORGAN STANLEY & CO. LLC|17159155
ATVI|ACTIVISION BLIZZARD|MSPL|MORGAN STANLEY & CO. LLC|1314600
ATVI|ACTIVISION BLIZZARD|MSTX|MORGAN STANLEY & CO. LLC|1015100
ATVI|ACTIVISION BLIZZARD|NATL|National Securities Corporation|11446
ATVI|ACTIVISION BLIZZARD|NBCS|NBC Securities, INC.|600
ATVI|ACTIVISION BLIZZARD|NEED|Needham & Company, LLC|700
ATVI|ACTIVISION BLIZZARD|NEUB|NEUBERGER BERMAN BD LLC|1728
ATVI|ACTIVISION BLIZZARD|NFSC|National Financial Services LLC|1289045
ATVI|ACTIVISION BLIZZARD|NITE|VIRTU Americas LLC|2795565
ATVI|ACTIVISION BLIZZARD|NITP|VIRTU Americas LLC|5926
ATVI|ACTIVISION BLIZZARD|NMRA|Nomura Securities International, Inc.|200
ATVI|ACTIVISION BLIZZARD|NQRB|Brut, LLC|101835
ATVI|ACTIVISION BLIZZARD|NTRC|Northern Trust Securities, Inc.|7003
ATVI|ACTIVISION BLIZZARD|OHOS|TWO SIGMA SECURITIES, LLC|473468
ATVI|ACTIVISION BLIZZARD|OLDM|OLD MISSION CAPITAL, LLC|16788
ATVI|ACTIVISION BLIZZARD|ONEL|O'NEIL SECURITIES, INCORPORATED|2100
ATVI|ACTIVISION BLIZZARD|OPCO|Oppenheimer & Co. Inc.|108130
ATVI|ACTIVISION BLIZZARD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|22225
ATVI|ACTIVISION BLIZZARD|PAUL|Paulson Investment Company, Inc.|30
ATVI|ACTIVISION BLIZZARD|PCFF|Pacific International Securities Inc./CDS|298
ATVI|ACTIVISION BLIZZARD|PDQM|CODA MARKETS, INC.|945366
ATVI|ACTIVISION BLIZZARD|PHLY|NASDAQ Execution Services, LLC|42882
ATVI|ACTIVISION BLIZZARD|PICT|Pictet Overseas Inc.|70
ATVI|ACTIVISION BLIZZARD|PIPR|Piper Jaffray & Co.|368376
ATVI|ACTIVISION BLIZZARD|PNSR|Penserra Securities, LLC|2100
ATVI|ACTIVISION BLIZZARD|PWJC|UBS Financial Services, Inc.|20691
ATVI|ACTIVISION BLIZZARD|RAJA|Raymond James & Associates, Inc.|55801
ATVI|ACTIVISION BLIZZARD|RBCM|RBC CAPITAL MARKETS, LLC|31052
ATVI|ACTIVISION BLIZZARD|SAGL|SAGETRADER, LLC|64447
ATVI|ACTIVISION BLIZZARD|SAGW|SAGETRADER, LLC|814
ATVI|ACTIVISION BLIZZARD|SALI|INTL FCSTONE FINANCIAL INC.|3482
ATVI|ACTIVISION BLIZZARD|SBSH|Citigroup Global Markets Inc.|4131989
ATVI|ACTIVISION BLIZZARD|SEIC|SEI Investments Distribution Co.|553
ATVI|ACTIVISION BLIZZARD|SGMT|GOLDMAN SACHS & CO. LLC|705431
ATVI|ACTIVISION BLIZZARD|SPDR|SPEEDROUTE LLC|75600
ATVI|ACTIVISION BLIZZARD|SPHN|Stephens Inc.|1583
ATVI|ACTIVISION BLIZZARD|STFL|Stifel, Nicolaus & Company, Incorporated|44529
ATVI|ACTIVISION BLIZZARD|STKP|STOCKPILE INVESTMENTS, INC.|1244
ATVI|ACTIVISION BLIZZARD|STXG|Stockcross Financial Services, Inc.|137
ATVI|ACTIVISION BLIZZARD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|658
ATVI|ACTIVISION BLIZZARD|SWIM|TD Ameritrade, Inc.|610932
ATVI|ACTIVISION BLIZZARD|SWST|Hilltop Securities Inc.|3696
ATVI|ACTIVISION BLIZZARD|TAGC|TELSEY ADVISORY GROUP LLC|7756
ATVI|ACTIVISION BLIZZARD|TKNG|ALLY INVEST SECURITIES LLC|11022
ATVI|ACTIVISION BLIZZARD|TONC|CUTTONE & CO., LLC|2760
ATVI|ACTIVISION BLIZZARD|TOUR|TOURMALINE PARTNERS, LLC|500
ATVI|ACTIVISION BLIZZARD|TRBT|Tradebot Systems, Inc.|789299
ATVI|ACTIVISION BLIZZARD|TRCM|TRC MARKETS LLC|1580241
ATVI|ACTIVISION BLIZZARD|TTUC|CUTTONE & CO., INC.|25392
ATVI|ACTIVISION BLIZZARD|TWTT|TASTYWORKS, INC.|981
ATVI|ACTIVISION BLIZZARD|UBSA|UBS SECURITIES LLC|2633021
ATVI|ACTIVISION BLIZZARD|UBSS|UBS Securities LLC|4410700
ATVI|ACTIVISION BLIZZARD|VALX|VIRTU AMERICAS LLC|36702
ATVI|ACTIVISION BLIZZARD|VERT|The Vertical Trading Group, LLC|5000
ATVI|ACTIVISION BLIZZARD|VGRD|Vanguard Marketing Corporation|64371
ATVI|ACTIVISION BLIZZARD|VNDM|Wall Street Access|2000
ATVI|ACTIVISION BLIZZARD|VSIN|Vision Financial Markets Llc|684
ATVI|ACTIVISION BLIZZARD|WBLR|WILLIAM BLAIR|16104
ATVI|ACTIVISION BLIZZARD|WBPX|SUMMIT SECURITIES GROUP, LLC|19548
ATVI|ACTIVISION BLIZZARD|WCHV|WELLS FARGO SECURITIES, LLC|655811
ATVI|ACTIVISION BLIZZARD|WDNX|WEEDEN & CO.L.P.|10342
ATVI|ACTIVISION BLIZZARD|WEDB|WEDBUSH SECURITIES INC.|82323
ATVI|ACTIVISION BLIZZARD|WEED|Weeden & Co.L.P.|11615
ATVI|ACTIVISION BLIZZARD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|224662
ATVI|ACTIVISION BLIZZARD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|131568
ATVI|ACTIVISION BLIZZARD|WGIF|CIBC World Markets Inc.|24723
ATVI|ACTIVISION BLIZZARD|WHOT|JUST2TRADE, INC.|16
ATVI|ACTIVISION BLIZZARD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|712
ATVI|ACTIVISION BLIZZARD|WOLF|Wolfe Trahan Securities|300
ATVI|ACTIVISION BLIZZARD|WORD|Worden Capital Management LLC|310
ATVI|ACTIVISION BLIZZARD|WSAG|WALL STREET ACCESS|422
ATVI|ACTIVISION BLIZZARD|WSEA|WOLVERINE SECURITIES, LLC|38070
ATVI|ACTIVISION BLIZZARD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1340
ATVI|ACTIVISION BLIZZARD|XIST|INSTINET, LLC|167756
ATVI|ACTIVISION BLIZZARD|XPQR|Jump Trading|2200
ATVI|ACTIVISION BLIZZARD|XPUS|XP SECURITIES, LLC|121571
ATVI|ACTIVISION BLIZZARD|XSTM|NATIONAL FINANCIAL SERVICES LLC|312584
ATVI|ACTIVISION BLIZZARD|YKNA|COMHAR CAPITAL MARKETS, LLC|15832
ATVI|ACTIVISION BLIZZARD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51309
ATXI|AVENUE THERPEUTIC CM|AGCP|AEGIS CAPITAL CORP.|4965
ATXI|AVENUE THERPEUTIC CM|AGIS|Aegis Capital Corp.|1100
ATXI|AVENUE THERPEUTIC CM|APCC|Apex Clearing Corporation|1000
ATXI|AVENUE THERPEUTIC CM|BATM|CBOE TRADING, INC.|100
ATXI|AVENUE THERPEUTIC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1894
ATXI|AVENUE THERPEUTIC CM|BYXM|CBOE TRADING, INC.|73
ATXI|AVENUE THERPEUTIC CM|CHAS|Charles Schwab & Co., Inc.|600
ATXI|AVENUE THERPEUTIC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2403
ATXI|AVENUE THERPEUTIC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
ATXI|AVENUE THERPEUTIC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
ATXI|AVENUE THERPEUTIC CM|CTDL|Citadel Derivatives Group Llc|298
ATXI|AVENUE THERPEUTIC CM|DBAX|Deutsche Bank Securities Inc.|800
ATXI|AVENUE THERPEUTIC CM|DEGS|RONIN PROFESSIONAL LLC|12738
ATXI|AVENUE THERPEUTIC CM|EBXL|EBX LLC|200
ATXI|AVENUE THERPEUTIC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|23800
ATXI|AVENUE THERPEUTIC CM|ETRS|E*Trade Securities LLC|42946
ATXI|AVENUE THERPEUTIC CM|FBCO|Credit Suisse Securities (USA) LLC|4728
ATXI|AVENUE THERPEUTIC CM|FOMA|TD AMERITRADE CLEARING, INC.|97539
ATXI|AVENUE THERPEUTIC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|653
ATXI|AVENUE THERPEUTIC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|485
ATXI|AVENUE THERPEUTIC CM|GLPX|ACS EXECUTION SERVICES, LLC|656
ATXI|AVENUE THERPEUTIC CM|GSCO|GOLDMAN SACHS & CO. LLC|1959
ATXI|AVENUE THERPEUTIC CM|GSCS|GOLDMAN SACHS & CO. LLC|800
ATXI|AVENUE THERPEUTIC CM|GSLT|GOLDMAN SACHS & CO. LLC|900
ATXI|AVENUE THERPEUTIC CM|GTSZ|GTS SECURITIES LLC|2926
ATXI|AVENUE THERPEUTIC CM|IATS|INTERACTIVE BROKERS LLC|1585
ATXI|AVENUE THERPEUTIC CM|IBKR|Interactive Brokers Llc|32329
ATXI|AVENUE THERPEUTIC CM|ICBX|INSTINET, LLC|300
ATXI|AVENUE THERPEUTIC CM|INCA|INSTINET, LLC|6517
ATXI|AVENUE THERPEUTIC CM|ITGI|ITG Inc.|300
ATXI|AVENUE THERPEUTIC CM|JPMX|J.P. Morgan Securities LLC|404
ATXI|AVENUE THERPEUTIC CM|LEHM|Barclays Capital Inc./Le|668
ATXI|AVENUE THERPEUTIC CM|LGNT|COR CLEARING LLC|2254
ATXI|AVENUE THERPEUTIC CM|LIME|Lime Brokerage LLC|18719
ATXI|AVENUE THERPEUTIC CM|LSCI|Lek Securities Corporation|1418
ATXI|AVENUE THERPEUTIC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
ATXI|AVENUE THERPEUTIC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ATXI|AVENUE THERPEUTIC CM|MSCO|MORGAN STANLEY & CO. LLC|12302
ATXI|AVENUE THERPEUTIC CM|MSPL|MORGAN STANLEY & CO. LLC|100
ATXI|AVENUE THERPEUTIC CM|NATL|National Securities Corporation|124488
ATXI|AVENUE THERPEUTIC CM|NFSC|National Financial Services LLC|53777
ATXI|AVENUE THERPEUTIC CM|NITE|VIRTU Americas LLC|76182
ATXI|AVENUE THERPEUTIC CM|NQRB|Brut, LLC|8400
ATXI|AVENUE THERPEUTIC CM|OPCO|Oppenheimer & Co. Inc.|600
ATXI|AVENUE THERPEUTIC CM|PDQM|CODA MARKETS, INC.|962
ATXI|AVENUE THERPEUTIC CM|RGLD|Regal Securities, Inc|194
ATXI|AVENUE THERPEUTIC CM|SGMT|GOLDMAN SACHS & CO. LLC|631
ATXI|AVENUE THERPEUTIC CM|SPTD|MINT GLOBAL MARKETS, INC.|4700
ATXI|AVENUE THERPEUTIC CM|SWIM|TD Ameritrade, Inc.|7035
ATXI|AVENUE THERPEUTIC CM|TRBT|Tradebot Systems, Inc.|339
ATXI|AVENUE THERPEUTIC CM|TRCM|TRC MARKETS LLC|9796
ATXI|AVENUE THERPEUTIC CM|UBSA|UBS SECURITIES LLC|4977
ATXI|AVENUE THERPEUTIC CM|UBSS|UBS Securities LLC|60900
ATXI|AVENUE THERPEUTIC CM|VALX|VIRTU AMERICAS LLC|351
ATXI|AVENUE THERPEUTIC CM|VGRD|Vanguard Marketing Corporation|1000
ATXI|AVENUE THERPEUTIC CM|WSEA|WOLVERINE SECURITIES, LLC|4847
ATXI|AVENUE THERPEUTIC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|85
ATXI|AVENUE THERPEUTIC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3501
AU|ANGLOGOLD ASHANTI LT|ALTX|Alternet Securities Inc.|49396
AU|ANGLOGOLD ASHANTI LT|APCC|Apex Clearing Corporation|96846
AU|ANGLOGOLD ASHANTI LT|AQUA|AQUA SECURITIES L.P.|9800
AU|ANGLOGOLD ASHANTI LT|BARD|Robert W. Baird & Co. Incorporated|489
AU|ANGLOGOLD ASHANTI LT|BATM|CBOE TRADING, INC.|28035
AU|ANGLOGOLD ASHANTI LT|BERN|Sanford C. Bernstein & Co., LLC|157707
AU|ANGLOGOLD ASHANTI LT|BIDS|BIDS TRADING L.P.|16800
AU|ANGLOGOLD ASHANTI LT|BIMI|Banca IMI Securities Corp.|3413
AU|ANGLOGOLD ASHANTI LT|BKCM|BNY Mellon Capital Markets LLC|225
AU|ANGLOGOLD ASHANTI LT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|58185
AU|ANGLOGOLD ASHANTI LT|BLKX|INSTINET, LLC|241600
AU|ANGLOGOLD ASHANTI LT|BNPX|BNP PARIBAS SECURITIES CORP.|5029
AU|ANGLOGOLD ASHANTI LT|BRGE|Newbridge Securities Corp.|100
AU|ANGLOGOLD ASHANTI LT|BTIG|BTIG, LLC|15051
AU|ANGLOGOLD ASHANTI LT|BYXM|CBOE TRADING, INC.|13700
AU|ANGLOGOLD ASHANTI LT|BZYD|GOLDMAN SACHS & CO. LLC|5300
AU|ANGLOGOLD ASHANTI LT|CHAS|Charles Schwab & Co., Inc.|19500
AU|ANGLOGOLD ASHANTI LT|CHDN|CHARDAN CAPITAL MARKETS LLC|52200
AU|ANGLOGOLD ASHANTI LT|CICF|Canaccord Genuity Corp.|41649
AU|ANGLOGOLD ASHANTI LT|CLSA|CLSA AMERICAS, LLC|5700
AU|ANGLOGOLD ASHANTI LT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124592
AU|ANGLOGOLD ASHANTI LT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
AU|ANGLOGOLD ASHANTI LT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
AU|ANGLOGOLD ASHANTI LT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1185900
AU|ANGLOGOLD ASHANTI LT|CTDL|Citadel Derivatives Group Llc|11478
AU|ANGLOGOLD ASHANTI LT|CTLR|CUTLER GROUP, LP|3000
AU|ANGLOGOLD ASHANTI LT|CXCX|CITIGROUP GLOBAL MARKETS INC.|367960
AU|ANGLOGOLD ASHANTI LT|DBAB|Deutsche Bank Securities Inc.|545072
AU|ANGLOGOLD ASHANTI LT|DBAX|Deutsche Bank Securities Inc.|1338000
AU|ANGLOGOLD ASHANTI LT|DBUL|Deutsche Bank Securities Inc.|2635
AU|ANGLOGOLD ASHANTI LT|DCHF|Dart Executions, LLC|2719
AU|ANGLOGOLD ASHANTI LT|DEAN|MORGAN STANLEY|3631
AU|ANGLOGOLD ASHANTI LT|DEGS|RONIN PROFESSIONAL LLC|3200
AU|ANGLOGOLD ASHANTI LT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33200
AU|ANGLOGOLD ASHANTI LT|EBXL|EBX LLC|618200
AU|ANGLOGOLD ASHANTI LT|ECUT|CONVERGEX EXECUTION SOLUTIONS|118610
AU|ANGLOGOLD ASHANTI LT|EDJC|Edward Jones / CDS|600
AU|ANGLOGOLD ASHANTI LT|EDJO|Edward D. Jones & Co., L.P.|354
AU|ANGLOGOLD ASHANTI LT|EGAM|CBOE TRADING, INC.|84596
AU|ANGLOGOLD ASHANTI LT|EGAW|CBOE TRADING, INC.|1203
AU|ANGLOGOLD ASHANTI LT|EGXM|CBOE TRADING, INC.|20459
AU|ANGLOGOLD ASHANTI LT|ELEV|ELEVATION, LLC|14190
AU|ANGLOGOLD ASHANTI LT|ETBE|Electronic Transaction Clearing, Inc.|112482
AU|ANGLOGOLD ASHANTI LT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1700
AU|ANGLOGOLD ASHANTI LT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
AU|ANGLOGOLD ASHANTI LT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2500
AU|ANGLOGOLD ASHANTI LT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|504
AU|ANGLOGOLD ASHANTI LT|ETRS|E*Trade Securities LLC|728077
AU|ANGLOGOLD ASHANTI LT|FILL|Tradestation Securities, Inc.|5540
AU|ANGLOGOLD ASHANTI LT|FMAF|NBCN Inc./ CDS|8348
AU|ANGLOGOLD ASHANTI LT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42682
AU|ANGLOGOLD ASHANTI LT|FQLS|Quantlab Securities LP|751757
AU|ANGLOGOLD ASHANTI LT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|153783
AU|ANGLOGOLD ASHANTI LT|FTBR|Foliofn Investments, Inc.|633
AU|ANGLOGOLD ASHANTI LT|GEBB|GLOBAL EXECUTION BROKERS, LP|40800
AU|ANGLOGOLD ASHANTI LT|GLIS|TD Securities Inc|3805
AU|ANGLOGOLD ASHANTI LT|GLPX|ACS EXECUTION SERVICES, LLC|535776
AU|ANGLOGOLD ASHANTI LT|GSCO|GOLDMAN SACHS & CO. LLC|2859322
AU|ANGLOGOLD ASHANTI LT|GSCS|GOLDMAN SACHS & CO. LLC|20700
AU|ANGLOGOLD ASHANTI LT|GSLT|GOLDMAN SACHS & CO. LLC|49245
AU|ANGLOGOLD ASHANTI LT|GTSY|GTS SECURITIES LLC|1100
AU|ANGLOGOLD ASHANTI LT|GTSZ|GTS SECURITIES LLC|300645
AU|ANGLOGOLD ASHANTI LT|HRBF|American Enterprise Investment Services Inc.|69519
AU|ANGLOGOLD ASHANTI LT|HSBC|HSBC Securities, Inc.|40546
AU|ANGLOGOLD ASHANTI LT|IATS|INTERACTIVE BROKERS LLC|107062
AU|ANGLOGOLD ASHANTI LT|IBKR|Interactive Brokers Llc|200742
AU|ANGLOGOLD ASHANTI LT|ICBX|INSTINET, LLC|668959
AU|ANGLOGOLD ASHANTI LT|INCA|INSTINET, LLC|1028512
AU|ANGLOGOLD ASHANTI LT|INJX|INSTINET, LLC|8300
AU|ANGLOGOLD ASHANTI LT|INTL|INTL FCSTONE FINANCIAL INC.|26
AU|ANGLOGOLD ASHANTI LT|ITGI|ITG Inc.|256232
AU|ANGLOGOLD ASHANTI LT|ITGP|ITG INC.|531200
AU|ANGLOGOLD ASHANTI LT|JANY|Janney Montgomery Scott Inc.|1300
AU|ANGLOGOLD ASHANTI LT|JEFF|JEFFERIES LLC|183536
AU|ANGLOGOLD ASHANTI LT|JMPT|JUMP TRADING, LLC|347584
AU|ANGLOGOLD ASHANTI LT|JONE|JonesTrading|2500
AU|ANGLOGOLD ASHANTI LT|JPBX|J.P. MORGAN SECURITIES LLC|260529
AU|ANGLOGOLD ASHANTI LT|JPMX|J.P. Morgan Securities LLC|2587424
AU|ANGLOGOLD ASHANTI LT|JSJX|JANE STREET CAPITAL LLC|47134
AU|ANGLOGOLD ASHANTI LT|KCGM|VIRTU Americas LLC|219623
AU|ANGLOGOLD ASHANTI LT|LEHM|Barclays Capital Inc./Le|8595370
AU|ANGLOGOLD ASHANTI LT|LIME|Lime Brokerage LLC|152557
AU|ANGLOGOLD ASHANTI LT|LQNA|LIQUIDNET, INC.|5100
AU|ANGLOGOLD ASHANTI LT|LSCI|Lek Securities Corporation|7140
AU|ANGLOGOLD ASHANTI LT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AU|ANGLOGOLD ASHANTI LT|MCMF|Raymond James Ltd. Cds|664
AU|ANGLOGOLD ASHANTI LT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1408244
AU|ANGLOGOLD ASHANTI LT|MOTF|MOTIF INVESTING, INC.|30
AU|ANGLOGOLD ASHANTI LT|MSCO|MORGAN STANLEY & CO. LLC|11358923
AU|ANGLOGOLD ASHANTI LT|MSPL|MORGAN STANLEY & CO. LLC|2121200
AU|ANGLOGOLD ASHANTI LT|MSTX|MORGAN STANLEY & CO. LLC|386100
AU|ANGLOGOLD ASHANTI LT|NFSC|National Financial Services LLC|967174
AU|ANGLOGOLD ASHANTI LT|NITE|VIRTU Americas LLC|2172116
AU|ANGLOGOLD ASHANTI LT|NITP|VIRTU Americas LLC|97424
AU|ANGLOGOLD ASHANTI LT|NMRA|Nomura Securities International, Inc.|600
AU|ANGLOGOLD ASHANTI LT|NQRB|Brut, LLC|55398
AU|ANGLOGOLD ASHANTI LT|NTBF|BMO Nesbitt Burns Inc./CDS|50
AU|ANGLOGOLD ASHANTI LT|OHOS|TWO SIGMA SECURITIES, LLC|22261
AU|ANGLOGOLD ASHANTI LT|OLDM|OLD MISSION CAPITAL, LLC|141931
AU|ANGLOGOLD ASHANTI LT|OPCO|Oppenheimer & Co. Inc.|1000
AU|ANGLOGOLD ASHANTI LT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6105
AU|ANGLOGOLD ASHANTI LT|PCPT|PHILLIP CAPITAL INC.|1000
AU|ANGLOGOLD ASHANTI LT|PDQM|CODA MARKETS, INC.|141091
AU|ANGLOGOLD ASHANTI LT|PHLY|NASDAQ Execution Services, LLC|6800
AU|ANGLOGOLD ASHANTI LT|PWJC|UBS Financial Services, Inc.|50
AU|ANGLOGOLD ASHANTI LT|QMSR|QUATTRO M SECURITIES INC.|49600
AU|ANGLOGOLD ASHANTI LT|RBCM|RBC CAPITAL MARKETS, LLC|4300
AU|ANGLOGOLD ASHANTI LT|RGLD|Regal Securities, Inc|100
AU|ANGLOGOLD ASHANTI LT|RHOX|XR Securities LLC|5428
AU|ANGLOGOLD ASHANTI LT|SAGL|SAGETRADER, LLC|73706
AU|ANGLOGOLD ASHANTI LT|SAGW|SAGETRADER, LLC|6600
AU|ANGLOGOLD ASHANTI LT|SBSH|Citigroup Global Markets Inc.|276302
AU|ANGLOGOLD ASHANTI LT|SCMC|Scotia Capital Markets (USA) Inc.|1700
AU|ANGLOGOLD ASHANTI LT|SGMT|GOLDMAN SACHS & CO. LLC|934945
AU|ANGLOGOLD ASHANTI LT|SOGO|Wang Investment Associates, Inc.|5000
AU|ANGLOGOLD ASHANTI LT|SPDR|SPEEDROUTE LLC|112118
AU|ANGLOGOLD ASHANTI LT|SPNT|SEVEN POINTS CAPITAL, LLC|12790
AU|ANGLOGOLD ASHANTI LT|SPTD|MINT GLOBAL MARKETS, INC.|500
AU|ANGLOGOLD ASHANTI LT|STFL|Stifel, Nicolaus & Company, Incorporated|58510
AU|ANGLOGOLD ASHANTI LT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16731
AU|ANGLOGOLD ASHANTI LT|SWIM|TD Ameritrade, Inc.|248878
AU|ANGLOGOLD ASHANTI LT|TKNG|ALLY INVEST SECURITIES LLC|19314
AU|ANGLOGOLD ASHANTI LT|TRBT|Tradebot Systems, Inc.|1135999
AU|ANGLOGOLD ASHANTI LT|TRCM|TRC MARKETS LLC|753254
AU|ANGLOGOLD ASHANTI LT|UBSA|UBS SECURITIES LLC|4368492
AU|ANGLOGOLD ASHANTI LT|UBSS|UBS Securities LLC|3961616
AU|ANGLOGOLD ASHANTI LT|VALX|VIRTU AMERICAS LLC|232168
AU|ANGLOGOLD ASHANTI LT|VGRD|Vanguard Marketing Corporation|22551
AU|ANGLOGOLD ASHANTI LT|WBPX|SUMMIT SECURITIES GROUP, LLC|8751
AU|ANGLOGOLD ASHANTI LT|WCHV|WELLS FARGO SECURITIES, LLC|119367
AU|ANGLOGOLD ASHANTI LT|WEDB|WEDBUSH SECURITIES INC.|8290
AU|ANGLOGOLD ASHANTI LT|WEED|Weeden & Co.L.P.|200
AU|ANGLOGOLD ASHANTI LT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16469
AU|ANGLOGOLD ASHANTI LT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14246
AU|ANGLOGOLD ASHANTI LT|WFPB|Wells Fargo Securities, LLC.|3633
AU|ANGLOGOLD ASHANTI LT|WGIF|CIBC World Markets Inc.|1981
AU|ANGLOGOLD ASHANTI LT|WSEA|WOLVERINE SECURITIES, LLC|45882
AU|ANGLOGOLD ASHANTI LT|XIST|INSTINET, LLC|221600
AU|ANGLOGOLD ASHANTI LT|XSTM|NATIONAL FINANCIAL SERVICES LLC|81690
AU|ANGLOGOLD ASHANTI LT|YKNA|COMHAR CAPITAL MARKETS, LLC|5677
AU|ANGLOGOLD ASHANTI LT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8961
AUBN|AUBURN NATL BNCP I|ALTX|Alternet Securities Inc.|10
AUBN|AUBURN NATL BNCP I|BANK|Primevest Financial Services, Inc.|100
AUBN|AUBURN NATL BNCP I|BATM|CBOE TRADING, INC.|285
AUBN|AUBURN NATL BNCP I|BAYC|BAY CREST PARTNERS, LLC|424
AUBN|AUBURN NATL BNCP I|BMOC|BMO Capital Markets Corp.|178
AUBN|AUBURN NATL BNCP I|BNKS|Fig Partners, LLC|1208
AUBN|AUBURN NATL BNCP I|BNPX|BNP PARIBAS SECURITIES CORP.|384
AUBN|AUBURN NATL BNCP I|BTIG|BTIG, LLC|105
AUBN|AUBURN NATL BNCP I|BYXM|CBOE TRADING, INC.|200
AUBN|AUBURN NATL BNCP I|CANT|Cantor Fitzgerald & Co.|1500
AUBN|AUBURN NATL BNCP I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|947
AUBN|AUBURN NATL BNCP I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10903
AUBN|AUBURN NATL BNCP I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4046
AUBN|AUBURN NATL BNCP I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2122
AUBN|AUBURN NATL BNCP I|CTDL|Citadel Derivatives Group Llc|169
AUBN|AUBURN NATL BNCP I|CXCX|CITIGROUP GLOBAL MARKETS INC.|300
AUBN|AUBURN NATL BNCP I|DBAB|Deutsche Bank Securities Inc.|34339
AUBN|AUBURN NATL BNCP I|DBAX|Deutsche Bank Securities Inc.|1900
AUBN|AUBURN NATL BNCP I|DEGS|RONIN PROFESSIONAL LLC|284
AUBN|AUBURN NATL BNCP I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5063
AUBN|AUBURN NATL BNCP I|EBXL|EBX LLC|800
AUBN|AUBURN NATL BNCP I|ECUT|CONVERGEX EXECUTION SOLUTIONS|425
AUBN|AUBURN NATL BNCP I|EDJO|Edward D. Jones & Co., L.P.|548
AUBN|AUBURN NATL BNCP I|ETRS|E*Trade Securities LLC|10
AUBN|AUBURN NATL BNCP I|FBCO|Credit Suisse Securities (USA) LLC|4688
AUBN|AUBURN NATL BNCP I|FOMA|TD AMERITRADE CLEARING, INC.|6693
AUBN|AUBURN NATL BNCP I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
AUBN|AUBURN NATL BNCP I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
AUBN|AUBURN NATL BNCP I|FTBR|Foliofn Investments, Inc.|20
AUBN|AUBURN NATL BNCP I|GEBB|GLOBAL EXECUTION BROKERS, LP|651
AUBN|AUBURN NATL BNCP I|GLPX|ACS EXECUTION SERVICES, LLC|1612
AUBN|AUBURN NATL BNCP I|GSCO|GOLDMAN SACHS & CO. LLC|62586
AUBN|AUBURN NATL BNCP I|GSCS|GOLDMAN SACHS & CO. LLC|2429
AUBN|AUBURN NATL BNCP I|GTSZ|GTS SECURITIES LLC|4586
AUBN|AUBURN NATL BNCP I|HRBF|American Enterprise Investment Services Inc.|200
AUBN|AUBURN NATL BNCP I|IATS|INTERACTIVE BROKERS LLC|171
AUBN|AUBURN NATL BNCP I|IBKR|Interactive Brokers Llc|4732
AUBN|AUBURN NATL BNCP I|ICBX|INSTINET, LLC|300
AUBN|AUBURN NATL BNCP I|IEQY|CITADEL SECURITIES LLC|157
AUBN|AUBURN NATL BNCP I|INCA|INSTINET, LLC|8816
AUBN|AUBURN NATL BNCP I|INJX|INSTINET, LLC|238
AUBN|AUBURN NATL BNCP I|ITGI|ITG Inc.|2054
AUBN|AUBURN NATL BNCP I|ITGP|ITG INC.|1000
AUBN|AUBURN NATL BNCP I|JEFF|JEFFERIES LLC|1982
AUBN|AUBURN NATL BNCP I|JPMX|J.P. Morgan Securities LLC|1172
AUBN|AUBURN NATL BNCP I|KCGM|VIRTU Americas LLC|952
AUBN|AUBURN NATL BNCP I|LEHM|Barclays Capital Inc./Le|15915
AUBN|AUBURN NATL BNCP I|LIME|Lime Brokerage LLC|2701
AUBN|AUBURN NATL BNCP I|LMGP|LIME BROKERAGE LLC|2015
AUBN|AUBURN NATL BNCP I|MAXM|Maxim Group LLC|97
AUBN|AUBURN NATL BNCP I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
AUBN|AUBURN NATL BNCP I|MSCO|MORGAN STANLEY & CO. LLC|53949
AUBN|AUBURN NATL BNCP I|MSPL|MORGAN STANLEY & CO. LLC|900
AUBN|AUBURN NATL BNCP I|NFSC|National Financial Services LLC|6744
AUBN|AUBURN NATL BNCP I|NITE|VIRTU Americas LLC|16137
AUBN|AUBURN NATL BNCP I|PDQM|CODA MARKETS, INC.|4057
AUBN|AUBURN NATL BNCP I|RAJA|Raymond James & Associates, Inc.|155
AUBN|AUBURN NATL BNCP I|SBSH|Citigroup Global Markets Inc.|9848
AUBN|AUBURN NATL BNCP I|SGMT|GOLDMAN SACHS & CO. LLC|800
AUBN|AUBURN NATL BNCP I|SPDR|SPEEDROUTE LLC|516
AUBN|AUBURN NATL BNCP I|SPTD|MINT GLOBAL MARKETS, INC.|122
AUBN|AUBURN NATL BNCP I|STFL|Stifel, Nicolaus & Company, Incorporated|51833
AUBN|AUBURN NATL BNCP I|SWIM|TD Ameritrade, Inc.|2196
AUBN|AUBURN NATL BNCP I|SWST|Hilltop Securities Inc.|2
AUBN|AUBURN NATL BNCP I|TRCM|TRC MARKETS LLC|100
AUBN|AUBURN NATL BNCP I|UBSA|UBS SECURITIES LLC|8217
AUBN|AUBURN NATL BNCP I|UBSS|UBS Securities LLC|76438
AUBN|AUBURN NATL BNCP I|VALX|VIRTU AMERICAS LLC|2563
AUBN|AUBURN NATL BNCP I|VGRD|Vanguard Marketing Corporation|151
AUBN|AUBURN NATL BNCP I|WCHV|WELLS FARGO SECURITIES, LLC|1707
AUBN|AUBURN NATL BNCP I|WEDB|WEDBUSH SECURITIES INC.|500
AUBN|AUBURN NATL BNCP I|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
AUBN|AUBURN NATL BNCP I|YKNA|COMHAR CAPITAL MARKETS, LLC|328
AUBN|AUBURN NATL BNCP I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|138
AUDC|AUDIOCODES LTD|ALTX|Alternet Securities Inc.|400
AUDC|AUDIOCODES LTD|APCC|Apex Clearing Corporation|19
AUDC|AUDIOCODES LTD|BATM|CBOE TRADING, INC.|663
AUDC|AUDIOCODES LTD|BERN|Sanford C. Bernstein & Co., LLC|1300
AUDC|AUDIOCODES LTD|BRGE|Newbridge Securities Corp.|1300
AUDC|AUDIOCODES LTD|BZYD|GOLDMAN SACHS & CO. LLC|2919
AUDC|AUDIOCODES LTD|CANT|Cantor Fitzgerald & Co.|292
AUDC|AUDIOCODES LTD|CHAS|Charles Schwab & Co., Inc.|300
AUDC|AUDIOCODES LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2475
AUDC|AUDIOCODES LTD|CTLR|CUTLER GROUP, LP|300
AUDC|AUDIOCODES LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
AUDC|AUDIOCODES LTD|DBAB|Deutsche Bank Securities Inc.|7843
AUDC|AUDIOCODES LTD|DBAX|Deutsche Bank Securities Inc.|5400
AUDC|AUDIOCODES LTD|DBUL|Deutsche Bank Securities Inc.|500
AUDC|AUDIOCODES LTD|DEGS|RONIN PROFESSIONAL LLC|4670
AUDC|AUDIOCODES LTD|EBXL|EBX LLC|1500
AUDC|AUDIOCODES LTD|EDJO|Edward D. Jones & Co., L.P.|397
AUDC|AUDIOCODES LTD|EGXM|CBOE TRADING, INC.|103
AUDC|AUDIOCODES LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1600
AUDC|AUDIOCODES LTD|ETRS|E*Trade Securities LLC|24494
AUDC|AUDIOCODES LTD|FBCO|Credit Suisse Securities (USA) LLC|6494
AUDC|AUDIOCODES LTD|FILL|Tradestation Securities, Inc.|500
AUDC|AUDIOCODES LTD|FOMA|TD AMERITRADE CLEARING, INC.|38508
AUDC|AUDIOCODES LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|680
AUDC|AUDIOCODES LTD|FTBR|Foliofn Investments, Inc.|177
AUDC|AUDIOCODES LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|2977
AUDC|AUDIOCODES LTD|GLPX|ACS EXECUTION SERVICES, LLC|3200
AUDC|AUDIOCODES LTD|GSCO|GOLDMAN SACHS & CO. LLC|2322
AUDC|AUDIOCODES LTD|GSCS|GOLDMAN SACHS & CO. LLC|300
AUDC|AUDIOCODES LTD|GSLT|GOLDMAN SACHS & CO. LLC|900
AUDC|AUDIOCODES LTD|GTSZ|GTS SECURITIES LLC|135
AUDC|AUDIOCODES LTD|HRBF|American Enterprise Investment Services Inc.|1050
AUDC|AUDIOCODES LTD|HSBC|HSBC Securities, Inc.|263
AUDC|AUDIOCODES LTD|IATS|INTERACTIVE BROKERS LLC|3861
AUDC|AUDIOCODES LTD|IBKR|Interactive Brokers Llc|39253
AUDC|AUDIOCODES LTD|ICBX|INSTINET, LLC|300
AUDC|AUDIOCODES LTD|INCA|INSTINET, LLC|3297
AUDC|AUDIOCODES LTD|INJX|INSTINET, LLC|2973
AUDC|AUDIOCODES LTD|ITGI|ITG Inc.|919
AUDC|AUDIOCODES LTD|ITGP|ITG INC.|1000
AUDC|AUDIOCODES LTD|JANY|Janney Montgomery Scott Inc.|758
AUDC|AUDIOCODES LTD|JEFF|JEFFERIES LLC|12259
AUDC|AUDIOCODES LTD|JPMX|J.P. Morgan Securities LLC|600
AUDC|AUDIOCODES LTD|KCGM|VIRTU Americas LLC|837
AUDC|AUDIOCODES LTD|LEHM|Barclays Capital Inc./Le|4600
AUDC|AUDIOCODES LTD|LGNT|COR CLEARING LLC|40
AUDC|AUDIOCODES LTD|LIME|Lime Brokerage LLC|23735
AUDC|AUDIOCODES LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AUDC|AUDIOCODES LTD|MBTS|ALLY INVEST SECURITIES LLC|300
AUDC|AUDIOCODES LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1380
AUDC|AUDIOCODES LTD|MSCO|MORGAN STANLEY & CO. LLC|49812
AUDC|AUDIOCODES LTD|MSPL|MORGAN STANLEY & CO. LLC|7600
AUDC|AUDIOCODES LTD|NFSC|National Financial Services LLC|51904
AUDC|AUDIOCODES LTD|NITE|VIRTU Americas LLC|120466
AUDC|AUDIOCODES LTD|NQRB|Brut, LLC|2156
AUDC|AUDIOCODES LTD|OPCO|Oppenheimer & Co. Inc.|7581
AUDC|AUDIOCODES LTD|PDQM|CODA MARKETS, INC.|4600
AUDC|AUDIOCODES LTD|RAJA|Raymond James & Associates, Inc.|75
AUDC|AUDIOCODES LTD|RBCM|RBC CAPITAL MARKETS, LLC|17
AUDC|AUDIOCODES LTD|SBSH|Citigroup Global Markets Inc.|226
AUDC|AUDIOCODES LTD|SGMT|GOLDMAN SACHS & CO. LLC|1836
AUDC|AUDIOCODES LTD|SWIM|TD Ameritrade, Inc.|6470
AUDC|AUDIOCODES LTD|SWST|Hilltop Securities Inc.|300
AUDC|AUDIOCODES LTD|TKNG|ALLY INVEST SECURITIES LLC|1847
AUDC|AUDIOCODES LTD|TRBT|Tradebot Systems, Inc.|808
AUDC|AUDIOCODES LTD|TRCM|TRC MARKETS LLC|400
AUDC|AUDIOCODES LTD|UBSA|UBS SECURITIES LLC|12765
AUDC|AUDIOCODES LTD|UBSS|UBS Securities LLC|24646
AUDC|AUDIOCODES LTD|VALX|VIRTU AMERICAS LLC|1691
AUDC|AUDIOCODES LTD|VGRD|Vanguard Marketing Corporation|3396
AUDC|AUDIOCODES LTD|WCHV|WELLS FARGO SECURITIES, LLC|7003
AUDC|AUDIOCODES LTD|WEDB|WEDBUSH SECURITIES INC.|415
AUDC|AUDIOCODES LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3188
AUDC|AUDIOCODES LTD|WSEA|WOLVERINE SECURITIES, LLC|838
AUDC|AUDIOCODES LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|7866
AUDC|AUDIOCODES LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|700
AUDC|AUDIOCODES LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
AUG|AURYN RESOURCES INC.|BIMI|Banca IMI Securities Corp.|5000
AUG|AURYN RESOURCES INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6607
AUG|AURYN RESOURCES INC.|DEAN|MORGAN STANLEY|24500
AUG|AURYN RESOURCES INC.|DEGS|RONIN PROFESSIONAL LLC|200
AUG|AURYN RESOURCES INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34573
AUG|AURYN RESOURCES INC.|EBXL|EBX LLC|64800
AUG|AURYN RESOURCES INC.|EDJO|Edward D. Jones & Co., L.P.|2180
AUG|AURYN RESOURCES INC.|ETBE|Electronic Transaction Clearing, Inc.|200
AUG|AURYN RESOURCES INC.|ETRS|E*Trade Securities LLC|63142
AUG|AURYN RESOURCES INC.|FILL|Tradestation Securities, Inc.|1600
AUG|AURYN RESOURCES INC.|FTBR|Foliofn Investments, Inc.|5167
AUG|AURYN RESOURCES INC.|GSCO|GOLDMAN SACHS & CO. LLC|200
AUG|AURYN RESOURCES INC.|GSLT|GOLDMAN SACHS & CO. LLC|3200
AUG|AURYN RESOURCES INC.|IATS|INTERACTIVE BROKERS LLC|2600
AUG|AURYN RESOURCES INC.|IBKR|Interactive Brokers Llc|7684
AUG|AURYN RESOURCES INC.|ICBX|INSTINET, LLC|5600
AUG|AURYN RESOURCES INC.|ITGI|ITG Inc.|28506
AUG|AURYN RESOURCES INC.|ITGP|ITG INC.|2000
AUG|AURYN RESOURCES INC.|JPMX|J.P. Morgan Securities LLC|1400
AUG|AURYN RESOURCES INC.|JSJX|JANE STREET CAPITAL LLC|19900
AUG|AURYN RESOURCES INC.|KCGM|VIRTU Americas LLC|2100
AUG|AURYN RESOURCES INC.|LEHM|Barclays Capital Inc./Le|11600
AUG|AURYN RESOURCES INC.|LIME|Lime Brokerage LLC|621
AUG|AURYN RESOURCES INC.|MBTS|ALLY INVEST SECURITIES LLC|150
AUG|AURYN RESOURCES INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
AUG|AURYN RESOURCES INC.|MSCO|MORGAN STANLEY & CO. LLC|72948
AUG|AURYN RESOURCES INC.|MSPL|MORGAN STANLEY & CO. LLC|24500
AUG|AURYN RESOURCES INC.|NFSC|National Financial Services LLC|200615
AUG|AURYN RESOURCES INC.|NITE|VIRTU Americas LLC|291451
AUG|AURYN RESOURCES INC.|RBCM|RBC CAPITAL MARKETS, LLC|14900
AUG|AURYN RESOURCES INC.|SBSH|Citigroup Global Markets Inc.|100
AUG|AURYN RESOURCES INC.|SGMT|GOLDMAN SACHS & CO. LLC|9000
AUG|AURYN RESOURCES INC.|STFL|Stifel, Nicolaus & Company, Incorporated|100
AUG|AURYN RESOURCES INC.|SWIM|TD Ameritrade, Inc.|39084
AUG|AURYN RESOURCES INC.|UBSA|UBS SECURITIES LLC|26776
AUG|AURYN RESOURCES INC.|UBSS|UBS Securities LLC|20273
AUG|AURYN RESOURCES INC.|VGRD|Vanguard Marketing Corporation|35405
AUG|AURYN RESOURCES INC.|WCHV|WELLS FARGO SECURITIES, LLC|2911
AUG|AURYN RESOURCES INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
AUG|AURYN RESOURCES INC.|WSEA|WOLVERINE SECURITIES, LLC|190
AUG|AURYN RESOURCES INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
AUMN|GOLDEN MINERALS CO|APCC|Apex Clearing Corporation|8398
AUMN|GOLDEN MINERALS CO|BANK|Primevest Financial Services, Inc.|17
AUMN|GOLDEN MINERALS CO|BATM|CBOE TRADING, INC.|2402
AUMN|GOLDEN MINERALS CO|BAYT|BTIG, LLC|1400
AUMN|GOLDEN MINERALS CO|BLKX|INSTINET, LLC|10000
AUMN|GOLDEN MINERALS CO|BTIG|BTIG, LLC|5525
AUMN|GOLDEN MINERALS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
AUMN|GOLDEN MINERALS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4854
AUMN|GOLDEN MINERALS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
AUMN|GOLDEN MINERALS CO|DBAB|Deutsche Bank Securities Inc.|5800
AUMN|GOLDEN MINERALS CO|DBAX|Deutsche Bank Securities Inc.|2800
AUMN|GOLDEN MINERALS CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18481
AUMN|GOLDEN MINERALS CO|EBXL|EBX LLC|3600
AUMN|GOLDEN MINERALS CO|EGXM|CBOE TRADING, INC.|6970
AUMN|GOLDEN MINERALS CO|ETRS|E*Trade Securities LLC|135102
AUMN|GOLDEN MINERALS CO|FILL|Tradestation Securities, Inc.|387062
AUMN|GOLDEN MINERALS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29778
AUMN|GOLDEN MINERALS CO|FTBR|Foliofn Investments, Inc.|1518
AUMN|GOLDEN MINERALS CO|GSCO|GOLDMAN SACHS & CO. LLC|6084
AUMN|GOLDEN MINERALS CO|GSCS|GOLDMAN SACHS & CO. LLC|300
AUMN|GOLDEN MINERALS CO|IATS|INTERACTIVE BROKERS LLC|13710
AUMN|GOLDEN MINERALS CO|IBKR|Interactive Brokers Llc|13258
AUMN|GOLDEN MINERALS CO|ICBX|INSTINET, LLC|19479
AUMN|GOLDEN MINERALS CO|INCA|INSTINET, LLC|19125
AUMN|GOLDEN MINERALS CO|ITGI|ITG Inc.|50
AUMN|GOLDEN MINERALS CO|ITGP|ITG INC.|5800
AUMN|GOLDEN MINERALS CO|JPMX|J.P. Morgan Securities LLC|16282
AUMN|GOLDEN MINERALS CO|KCGM|VIRTU Americas LLC|6479
AUMN|GOLDEN MINERALS CO|LEHM|Barclays Capital Inc./Le|2000
AUMN|GOLDEN MINERALS CO|LIME|Lime Brokerage LLC|15
AUMN|GOLDEN MINERALS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3414
AUMN|GOLDEN MINERALS CO|MOTF|MOTIF INVESTING, INC.|2
AUMN|GOLDEN MINERALS CO|MSCO|MORGAN STANLEY & CO. LLC|120270
AUMN|GOLDEN MINERALS CO|NFSC|National Financial Services LLC|332470
AUMN|GOLDEN MINERALS CO|NITE|VIRTU Americas LLC|584374
AUMN|GOLDEN MINERALS CO|NQRB|Brut, LLC|1000
AUMN|GOLDEN MINERALS CO|PAUL|Paulson Investment Company, Inc.|275
AUMN|GOLDEN MINERALS CO|PDQM|CODA MARKETS, INC.|2500
AUMN|GOLDEN MINERALS CO|SGMT|GOLDMAN SACHS & CO. LLC|2094
AUMN|GOLDEN MINERALS CO|SWIM|TD Ameritrade, Inc.|16170
AUMN|GOLDEN MINERALS CO|TKNG|ALLY INVEST SECURITIES LLC|5195
AUMN|GOLDEN MINERALS CO|UBSA|UBS SECURITIES LLC|23879
AUMN|GOLDEN MINERALS CO|UBSS|UBS Securities LLC|56209
AUMN|GOLDEN MINERALS CO|VALX|VIRTU AMERICAS LLC|1314
AUMN|GOLDEN MINERALS CO|VGRD|Vanguard Marketing Corporation|7000
AUMN|GOLDEN MINERALS CO|WCHV|WELLS FARGO SECURITIES, LLC|15993
AUMN|GOLDEN MINERALS CO|WEDB|WEDBUSH SECURITIES INC.|7100
AUMN|GOLDEN MINERALS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13297
AUMN|GOLDEN MINERALS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|337
AUMN|GOLDEN MINERALS CO|WSEA|WOLVERINE SECURITIES, LLC|13765
AUMN|GOLDEN MINERALS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
AUMN|GOLDEN MINERALS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70
AUO|AU OPTRONICS CP ADS|ADAM|CANACCORD GENUITY INC.|1241
AUO|AU OPTRONICS CP ADS|ALTX|Alternet Securities Inc.|8800
AUO|AU OPTRONICS CP ADS|APCC|Apex Clearing Corporation|2095
AUO|AU OPTRONICS CP ADS|BARD|Robert W. Baird & Co. Incorporated|500
AUO|AU OPTRONICS CP ADS|BATM|CBOE TRADING, INC.|2472
AUO|AU OPTRONICS CP ADS|BERN|Sanford C. Bernstein & Co., LLC|26033
AUO|AU OPTRONICS CP ADS|BIAD|SAGETRADER, LLC|1
AUO|AU OPTRONICS CP ADS|BIDS|BIDS TRADING L.P.|100
AUO|AU OPTRONICS CP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7634
AUO|AU OPTRONICS CP ADS|BLKX|INSTINET, LLC|41300
AUO|AU OPTRONICS CP ADS|BTIG|BTIG, LLC|1200
AUO|AU OPTRONICS CP ADS|BYXM|CBOE TRADING, INC.|100
AUO|AU OPTRONICS CP ADS|CANT|Cantor Fitzgerald & Co.|1345
AUO|AU OPTRONICS CP ADS|CHAS|Charles Schwab & Co., Inc.|765515
AUO|AU OPTRONICS CP ADS|CLSA|CLSA AMERICAS, LLC|22510
AUO|AU OPTRONICS CP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3370
AUO|AU OPTRONICS CP ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
AUO|AU OPTRONICS CP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|244519
AUO|AU OPTRONICS CP ADS|CTDE|CHOICETRADE|300
AUO|AU OPTRONICS CP ADS|CTDL|Citadel Derivatives Group Llc|5438
AUO|AU OPTRONICS CP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|18646
AUO|AU OPTRONICS CP ADS|DBAB|Deutsche Bank Securities Inc.|55750
AUO|AU OPTRONICS CP ADS|DBAX|Deutsche Bank Securities Inc.|702500
AUO|AU OPTRONICS CP ADS|DEAN|MORGAN STANLEY|1373
AUO|AU OPTRONICS CP ADS|DEGS|RONIN PROFESSIONAL LLC|1363
AUO|AU OPTRONICS CP ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14900
AUO|AU OPTRONICS CP ADS|EBXL|EBX LLC|113300
AUO|AU OPTRONICS CP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4161
AUO|AU OPTRONICS CP ADS|EDJO|Edward D. Jones & Co., L.P.|600
AUO|AU OPTRONICS CP ADS|EGAM|CBOE TRADING, INC.|1300
AUO|AU OPTRONICS CP ADS|EGXM|CBOE TRADING, INC.|15846
AUO|AU OPTRONICS CP ADS|EGXW|CBOE TRADING, INC.|100
AUO|AU OPTRONICS CP ADS|ETBE|Electronic Transaction Clearing, Inc.|16353
AUO|AU OPTRONICS CP ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|209
AUO|AU OPTRONICS CP ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
AUO|AU OPTRONICS CP ADS|ETRS|E*Trade Securities LLC|47085
AUO|AU OPTRONICS CP ADS|FBSB|U.S. Bancorp Investments, Inc.|3000
AUO|AU OPTRONICS CP ADS|FILL|Tradestation Securities, Inc.|4115
AUO|AU OPTRONICS CP ADS|FMAF|NBCN Inc./ CDS|594
AUO|AU OPTRONICS CP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4863
AUO|AU OPTRONICS CP ADS|FTBR|Foliofn Investments, Inc.|3225
AUO|AU OPTRONICS CP ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|600
AUO|AU OPTRONICS CP ADS|GLPX|ACS EXECUTION SERVICES, LLC|6349
AUO|AU OPTRONICS CP ADS|GSCO|GOLDMAN SACHS & CO. LLC|325682
AUO|AU OPTRONICS CP ADS|GSCS|GOLDMAN SACHS & CO. LLC|200
AUO|AU OPTRONICS CP ADS|GSLT|GOLDMAN SACHS & CO. LLC|9250
AUO|AU OPTRONICS CP ADS|GTSZ|GTS SECURITIES LLC|19301
AUO|AU OPTRONICS CP ADS|HRBF|American Enterprise Investment Services Inc.|4634
AUO|AU OPTRONICS CP ADS|HSBC|HSBC Securities, Inc.|21257
AUO|AU OPTRONICS CP ADS|IATS|INTERACTIVE BROKERS LLC|67174
AUO|AU OPTRONICS CP ADS|IBKR|Interactive Brokers Llc|116499
AUO|AU OPTRONICS CP ADS|ICBX|INSTINET, LLC|122879
AUO|AU OPTRONICS CP ADS|INCA|INSTINET, LLC|149490
AUO|AU OPTRONICS CP ADS|INTL|INTL FCSTONE FINANCIAL INC.|2241
AUO|AU OPTRONICS CP ADS|ITGI|ITG Inc.|14231
AUO|AU OPTRONICS CP ADS|ITGP|ITG INC.|83600
AUO|AU OPTRONICS CP ADS|JEFF|JEFFERIES LLC|52862
AUO|AU OPTRONICS CP ADS|JMPT|JUMP TRADING, LLC|31102
AUO|AU OPTRONICS CP ADS|JPBX|J.P. MORGAN SECURITIES LLC|200
AUO|AU OPTRONICS CP ADS|JPMX|J.P. Morgan Securities LLC|385644
AUO|AU OPTRONICS CP ADS|KCGM|VIRTU Americas LLC|31030
AUO|AU OPTRONICS CP ADS|LEHM|Barclays Capital Inc./Le|510135
AUO|AU OPTRONICS CP ADS|LIME|Lime Brokerage LLC|7422
AUO|AU OPTRONICS CP ADS|LQNA|LIQUIDNET, INC.|12300
AUO|AU OPTRONICS CP ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AUO|AU OPTRONICS CP ADS|MACQ|Macquarie Capital (USA) Inc.|2233800
AUO|AU OPTRONICS CP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|463750
AUO|AU OPTRONICS CP ADS|MOTF|MOTIF INVESTING, INC.|15
AUO|AU OPTRONICS CP ADS|MSCO|MORGAN STANLEY & CO. LLC|288283
AUO|AU OPTRONICS CP ADS|MSPL|MORGAN STANLEY & CO. LLC|947300
AUO|AU OPTRONICS CP ADS|MSTX|MORGAN STANLEY & CO. LLC|66800
AUO|AU OPTRONICS CP ADS|NFSC|National Financial Services LLC|332052
AUO|AU OPTRONICS CP ADS|NITE|VIRTU Americas LLC|413316
AUO|AU OPTRONICS CP ADS|NITP|VIRTU Americas LLC|21681
AUO|AU OPTRONICS CP ADS|NMRA|Nomura Securities International, Inc.|2900
AUO|AU OPTRONICS CP ADS|NQRB|Brut, LLC|200
AUO|AU OPTRONICS CP ADS|NTBF|BMO Nesbitt Burns Inc./CDS|1502
AUO|AU OPTRONICS CP ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AUO|AU OPTRONICS CP ADS|PDQM|CODA MARKETS, INC.|14940
AUO|AU OPTRONICS CP ADS|RBCM|RBC CAPITAL MARKETS, LLC|879
AUO|AU OPTRONICS CP ADS|RGLD|Regal Securities, Inc|2000
AUO|AU OPTRONICS CP ADS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|3800
AUO|AU OPTRONICS CP ADS|SAGL|SAGETRADER, LLC|600
AUO|AU OPTRONICS CP ADS|SALI|INTL FCSTONE FINANCIAL INC.|550
AUO|AU OPTRONICS CP ADS|SBSH|Citigroup Global Markets Inc.|15557
AUO|AU OPTRONICS CP ADS|SGMT|GOLDMAN SACHS & CO. LLC|164190
AUO|AU OPTRONICS CP ADS|SPDR|SPEEDROUTE LLC|4600
AUO|AU OPTRONICS CP ADS|SWIM|TD Ameritrade, Inc.|14999
AUO|AU OPTRONICS CP ADS|SWST|Hilltop Securities Inc.|1883
AUO|AU OPTRONICS CP ADS|TKNG|ALLY INVEST SECURITIES LLC|4406
AUO|AU OPTRONICS CP ADS|TRBT|Tradebot Systems, Inc.|13191
AUO|AU OPTRONICS CP ADS|TRCM|TRC MARKETS LLC|2480
AUO|AU OPTRONICS CP ADS|TWTT|TASTYWORKS, INC.|34
AUO|AU OPTRONICS CP ADS|UBSA|UBS SECURITIES LLC|636473
AUO|AU OPTRONICS CP ADS|UBSS|UBS Securities LLC|853578
AUO|AU OPTRONICS CP ADS|VALX|VIRTU AMERICAS LLC|158478
AUO|AU OPTRONICS CP ADS|VGRD|Vanguard Marketing Corporation|22710
AUO|AU OPTRONICS CP ADS|WCHV|WELLS FARGO SECURITIES, LLC|125675
AUO|AU OPTRONICS CP ADS|WEED|Weeden & Co.L.P.|200
AUO|AU OPTRONICS CP ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48
AUO|AU OPTRONICS CP ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7975
AUO|AU OPTRONICS CP ADS|WSEA|WOLVERINE SECURITIES, LLC|2337
AUO|AU OPTRONICS CP ADS|XIST|INSTINET, LLC|14000
AUO|AU OPTRONICS CP ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|55308
AUPH|AURINIA PHARM ORD|ALTX|Alternet Securities Inc.|7500
AUPH|AURINIA PHARM ORD|APCC|Apex Clearing Corporation|5966
AUPH|AURINIA PHARM ORD|BARD|Robert W. Baird & Co. Incorporated|2000
AUPH|AURINIA PHARM ORD|BATM|CBOE TRADING, INC.|1158
AUPH|AURINIA PHARM ORD|BIMI|Banca IMI Securities Corp.|9700
AUPH|AURINIA PHARM ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7100
AUPH|AURINIA PHARM ORD|BLKX|INSTINET, LLC|14000
AUPH|AURINIA PHARM ORD|BNPX|BNP PARIBAS SECURITIES CORP.|992
AUPH|AURINIA PHARM ORD|CANT|Cantor Fitzgerald & Co.|356
AUPH|AURINIA PHARM ORD|CHAS|Charles Schwab & Co., Inc.|18282
AUPH|AURINIA PHARM ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17175
AUPH|AURINIA PHARM ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
AUPH|AURINIA PHARM ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|41300
AUPH|AURINIA PHARM ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102989
AUPH|AURINIA PHARM ORD|CTDL|Citadel Derivatives Group Llc|1803
AUPH|AURINIA PHARM ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|14472
AUPH|AURINIA PHARM ORD|DADA|D.A. Davidson & Co.|600
AUPH|AURINIA PHARM ORD|DAVA|Davenport & Company LLC|7600
AUPH|AURINIA PHARM ORD|DBAB|Deutsche Bank Securities Inc.|102182
AUPH|AURINIA PHARM ORD|DBAX|Deutsche Bank Securities Inc.|32300
AUPH|AURINIA PHARM ORD|DEAN|MORGAN STANLEY|8848
AUPH|AURINIA PHARM ORD|DEGS|RONIN PROFESSIONAL LLC|26050
AUPH|AURINIA PHARM ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26700
AUPH|AURINIA PHARM ORD|EBXL|EBX LLC|27200
AUPH|AURINIA PHARM ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1203
AUPH|AURINIA PHARM ORD|EDJO|Edward D. Jones & Co., L.P.|11787
AUPH|AURINIA PHARM ORD|EGAM|CBOE TRADING, INC.|25643
AUPH|AURINIA PHARM ORD|EGAW|CBOE TRADING, INC.|211
AUPH|AURINIA PHARM ORD|EGMT|EG MARKET TECHNOLOGIES LLC|100
AUPH|AURINIA PHARM ORD|EGXM|CBOE TRADING, INC.|3257
AUPH|AURINIA PHARM ORD|EGXW|CBOE TRADING, INC.|321
AUPH|AURINIA PHARM ORD|ETBE|Electronic Transaction Clearing, Inc.|3000
AUPH|AURINIA PHARM ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1014
AUPH|AURINIA PHARM ORD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
AUPH|AURINIA PHARM ORD|ETRS|E*Trade Securities LLC|703943
AUPH|AURINIA PHARM ORD|FBCO|Credit Suisse Securities (USA) LLC|88049
AUPH|AURINIA PHARM ORD|FILL|Tradestation Securities, Inc.|13366
AUPH|AURINIA PHARM ORD|FMAF|NBCN Inc./ CDS|17140
AUPH|AURINIA PHARM ORD|FOMA|TD AMERITRADE CLEARING, INC.|1128286
AUPH|AURINIA PHARM ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7554
AUPH|AURINIA PHARM ORD|FTBR|Foliofn Investments, Inc.|810
AUPH|AURINIA PHARM ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|18838
AUPH|AURINIA PHARM ORD|GLIS|TD Securities Inc|280
AUPH|AURINIA PHARM ORD|GLPX|ACS EXECUTION SERVICES, LLC|2600
AUPH|AURINIA PHARM ORD|GSCO|GOLDMAN SACHS & CO. LLC|69514
AUPH|AURINIA PHARM ORD|GSCS|GOLDMAN SACHS & CO. LLC|900
AUPH|AURINIA PHARM ORD|GSLT|GOLDMAN SACHS & CO. LLC|2642
AUPH|AURINIA PHARM ORD|GTSZ|GTS SECURITIES LLC|2290
AUPH|AURINIA PHARM ORD|HAPX|HAP Trading, LLC|531
AUPH|AURINIA PHARM ORD|HRBF|American Enterprise Investment Services Inc.|11545
AUPH|AURINIA PHARM ORD|HSBC|HSBC Securities, Inc.|359
AUPH|AURINIA PHARM ORD|IATS|INTERACTIVE BROKERS LLC|21165
AUPH|AURINIA PHARM ORD|IBKR|Interactive Brokers Llc|68358
AUPH|AURINIA PHARM ORD|ICBX|INSTINET, LLC|20920
AUPH|AURINIA PHARM ORD|IEQY|CITADEL SECURITIES LLC|17458
AUPH|AURINIA PHARM ORD|INCA|INSTINET, LLC|74278
AUPH|AURINIA PHARM ORD|INJX|INSTINET, LLC|12722
AUPH|AURINIA PHARM ORD|ITGI|ITG Inc.|15979
AUPH|AURINIA PHARM ORD|ITGP|ITG INC.|14200
AUPH|AURINIA PHARM ORD|JANY|Janney Montgomery Scott Inc.|2745
AUPH|AURINIA PHARM ORD|JEFF|JEFFERIES LLC|50428
AUPH|AURINIA PHARM ORD|JMPT|JUMP TRADING, LLC|8816
AUPH|AURINIA PHARM ORD|JPMX|J.P. Morgan Securities LLC|17700
AUPH|AURINIA PHARM ORD|JSJX|JANE STREET CAPITAL LLC|2068
AUPH|AURINIA PHARM ORD|KCGM|VIRTU Americas LLC|10444
AUPH|AURINIA PHARM ORD|LEHM|Barclays Capital Inc./Le|191052
AUPH|AURINIA PHARM ORD|LIME|Lime Brokerage LLC|32830
AUPH|AURINIA PHARM ORD|LSCI|Lek Securities Corporation|500
AUPH|AURINIA PHARM ORD|MBTS|ALLY INVEST SECURITIES LLC|2610
AUPH|AURINIA PHARM ORD|MCMF|Raymond James Ltd. Cds|48885
AUPH|AURINIA PHARM ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36096
AUPH|AURINIA PHARM ORD|MOTF|MOTIF INVESTING, INC.|3
AUPH|AURINIA PHARM ORD|MSCO|MORGAN STANLEY & CO. LLC|388060
AUPH|AURINIA PHARM ORD|MSPL|MORGAN STANLEY & CO. LLC|45700
AUPH|AURINIA PHARM ORD|MSTX|MORGAN STANLEY & CO. LLC|5700
AUPH|AURINIA PHARM ORD|NATL|National Securities Corporation|4300
AUPH|AURINIA PHARM ORD|NFSC|National Financial Services LLC|879597
AUPH|AURINIA PHARM ORD|NITE|VIRTU Americas LLC|1300634
AUPH|AURINIA PHARM ORD|NITP|VIRTU Americas LLC|425
AUPH|AURINIA PHARM ORD|NQRB|Brut, LLC|2600
AUPH|AURINIA PHARM ORD|OPCO|Oppenheimer & Co. Inc.|2200
AUPH|AURINIA PHARM ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3614
AUPH|AURINIA PHARM ORD|PCPT|PHILLIP CAPITAL INC.|3800
AUPH|AURINIA PHARM ORD|PDQM|CODA MARKETS, INC.|7279
AUPH|AURINIA PHARM ORD|RAJA|Raymond James & Associates, Inc.|3314
AUPH|AURINIA PHARM ORD|RBCM|RBC CAPITAL MARKETS, LLC|5365
AUPH|AURINIA PHARM ORD|RGLD|Regal Securities, Inc|1200
AUPH|AURINIA PHARM ORD|SAGL|SAGETRADER, LLC|200
AUPH|AURINIA PHARM ORD|SBSH|Citigroup Global Markets Inc.|17501
AUPH|AURINIA PHARM ORD|SGMT|GOLDMAN SACHS & CO. LLC|19223
AUPH|AURINIA PHARM ORD|SPDR|SPEEDROUTE LLC|500
AUPH|AURINIA PHARM ORD|STFL|Stifel, Nicolaus & Company, Incorporated|20596
AUPH|AURINIA PHARM ORD|STKP|STOCKPILE INVESTMENTS, INC.|182
AUPH|AURINIA PHARM ORD|SWIM|TD Ameritrade, Inc.|383996
AUPH|AURINIA PHARM ORD|TKNG|ALLY INVEST SECURITIES LLC|27470
AUPH|AURINIA PHARM ORD|TRCM|TRC MARKETS LLC|800
AUPH|AURINIA PHARM ORD|TWTT|TASTYWORKS, INC.|315
AUPH|AURINIA PHARM ORD|UBSA|UBS SECURITIES LLC|117638
AUPH|AURINIA PHARM ORD|UBSS|UBS Securities LLC|206341
AUPH|AURINIA PHARM ORD|VALX|VIRTU AMERICAS LLC|663
AUPH|AURINIA PHARM ORD|VERT|The Vertical Trading Group, LLC|2459
AUPH|AURINIA PHARM ORD|VGRD|Vanguard Marketing Corporation|65517
AUPH|AURINIA PHARM ORD|VSIN|Vision Financial Markets Llc|800
AUPH|AURINIA PHARM ORD|WCHV|WELLS FARGO SECURITIES, LLC|74043
AUPH|AURINIA PHARM ORD|WEED|Weeden & Co.L.P.|100
AUPH|AURINIA PHARM ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11984
AUPH|AURINIA PHARM ORD|WSEA|WOLVERINE SECURITIES, LLC|33868
AUPH|AURINIA PHARM ORD|WTFS|JUST2TRADE, INC.|799
AUPH|AURINIA PHARM ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1554
AUPH|AURINIA PHARM ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AUPH|AURINIA PHARM ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5140
AUSE|WISDOMTREE AUS DIVD|APCC|Apex Clearing Corporation|35
AUSE|WISDOMTREE AUS DIVD|CHAS|Charles Schwab & Co., Inc.|3
AUSE|WISDOMTREE AUS DIVD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|267
AUSE|WISDOMTREE AUS DIVD|CSIN|Citadel Securities Institutional LLC|2423
AUSE|WISDOMTREE AUS DIVD|CTDL|Citadel Derivatives Group Llc|1902
AUSE|WISDOMTREE AUS DIVD|DADA|D.A. Davidson & Co.|35
AUSE|WISDOMTREE AUS DIVD|DBAX|Deutsche Bank Securities Inc.|100
AUSE|WISDOMTREE AUS DIVD|EBXL|EBX LLC|100
AUSE|WISDOMTREE AUS DIVD|ETRS|E*Trade Securities LLC|32
AUSE|WISDOMTREE AUS DIVD|FTBR|Foliofn Investments, Inc.|256
AUSE|WISDOMTREE AUS DIVD|GSLT|GOLDMAN SACHS & CO. LLC|100
AUSE|WISDOMTREE AUS DIVD|IATS|INTERACTIVE BROKERS LLC|1
AUSE|WISDOMTREE AUS DIVD|IBKR|Interactive Brokers Llc|1840
AUSE|WISDOMTREE AUS DIVD|JSEB|JANE STREET EXECUTION SERVICES, LLC|9583
AUSE|WISDOMTREE AUS DIVD|LEHM|Barclays Capital Inc./Le|1465
AUSE|WISDOMTREE AUS DIVD|LIME|Lime Brokerage LLC|100
AUSE|WISDOMTREE AUS DIVD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
AUSE|WISDOMTREE AUS DIVD|MSCO|MORGAN STANLEY & CO. LLC|1024
AUSE|WISDOMTREE AUS DIVD|NFSC|National Financial Services LLC|2650
AUSE|WISDOMTREE AUS DIVD|NITE|VIRTU Americas LLC|1230
AUSE|WISDOMTREE AUS DIVD|RBCM|RBC CAPITAL MARKETS, LLC|234
AUSE|WISDOMTREE AUS DIVD|SGMT|GOLDMAN SACHS & CO. LLC|117
AUSE|WISDOMTREE AUS DIVD|SWIM|TD Ameritrade, Inc.|52
AUSE|WISDOMTREE AUS DIVD|UBSA|UBS SECURITIES LLC|301
AUSE|WISDOMTREE AUS DIVD|UBSS|UBS Securities LLC|137
AUSE|WISDOMTREE AUS DIVD|VGRD|Vanguard Marketing Corporation|3
AUSE|WISDOMTREE AUS DIVD|WCHV|WELLS FARGO SECURITIES, LLC|187
AUSE|WISDOMTREE AUS DIVD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|102
AUTL|AUTOLUS THERPTCS ADS|ALTX|Alternet Securities Inc.|14875
AUTL|AUTOLUS THERPTCS ADS|APCC|Apex Clearing Corporation|13402
AUTL|AUTOLUS THERPTCS ADS|BATM|CBOE TRADING, INC.|900
AUTL|AUTOLUS THERPTCS ADS|BAYT|BTIG, LLC|5700
AUTL|AUTOLUS THERPTCS ADS|BERN|Sanford C. Bernstein & Co., LLC|500
AUTL|AUTOLUS THERPTCS ADS|BIMI|Banca IMI Securities Corp.|190
AUTL|AUTOLUS THERPTCS ADS|BLKX|INSTINET, LLC|5000
AUTL|AUTOLUS THERPTCS ADS|BYXM|CBOE TRADING, INC.|2066
AUTL|AUTOLUS THERPTCS ADS|CANT|Cantor Fitzgerald & Co.|6500
AUTL|AUTOLUS THERPTCS ADS|CHAS|Charles Schwab & Co., Inc.|400
AUTL|AUTOLUS THERPTCS ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|786
AUTL|AUTOLUS THERPTCS ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|208607
AUTL|AUTOLUS THERPTCS ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|123444
AUTL|AUTOLUS THERPTCS ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26778
AUTL|AUTOLUS THERPTCS ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74247
AUTL|AUTOLUS THERPTCS ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|15600
AUTL|AUTOLUS THERPTCS ADS|DBAB|Deutsche Bank Securities Inc.|251
AUTL|AUTOLUS THERPTCS ADS|DBAX|Deutsche Bank Securities Inc.|123400
AUTL|AUTOLUS THERPTCS ADS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|4914
AUTL|AUTOLUS THERPTCS ADS|EBXL|EBX LLC|81300
AUTL|AUTOLUS THERPTCS ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|6760
AUTL|AUTOLUS THERPTCS ADS|EGAM|CBOE TRADING, INC.|3518
AUTL|AUTOLUS THERPTCS ADS|EGAW|CBOE TRADING, INC.|216
AUTL|AUTOLUS THERPTCS ADS|EGXM|CBOE TRADING, INC.|2388
AUTL|AUTOLUS THERPTCS ADS|EGXW|CBOE TRADING, INC.|400
AUTL|AUTOLUS THERPTCS ADS|ETBE|Electronic Transaction Clearing, Inc.|2557
AUTL|AUTOLUS THERPTCS ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
AUTL|AUTOLUS THERPTCS ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|16539
AUTL|AUTOLUS THERPTCS ADS|ETRS|E*Trade Securities LLC|74203
AUTL|AUTOLUS THERPTCS ADS|FBCO|Credit Suisse Securities (USA) LLC|45107
AUTL|AUTOLUS THERPTCS ADS|FILL|Tradestation Securities, Inc.|11532
AUTL|AUTOLUS THERPTCS ADS|FOMA|TD AMERITRADE CLEARING, INC.|79023
AUTL|AUTOLUS THERPTCS ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20946
AUTL|AUTOLUS THERPTCS ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8136
AUTL|AUTOLUS THERPTCS ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|792
AUTL|AUTOLUS THERPTCS ADS|GLPX|ACS EXECUTION SERVICES, LLC|105514
AUTL|AUTOLUS THERPTCS ADS|GSCO|GOLDMAN SACHS & CO. LLC|460395
AUTL|AUTOLUS THERPTCS ADS|GSCS|GOLDMAN SACHS & CO. LLC|26543
AUTL|AUTOLUS THERPTCS ADS|GSLT|GOLDMAN SACHS & CO. LLC|9001
AUTL|AUTOLUS THERPTCS ADS|GTSZ|GTS SECURITIES LLC|23997
AUTL|AUTOLUS THERPTCS ADS|IATS|INTERACTIVE BROKERS LLC|13904
AUTL|AUTOLUS THERPTCS ADS|IBKR|Interactive Brokers Llc|219956
AUTL|AUTOLUS THERPTCS ADS|ICBX|INSTINET, LLC|19000
AUTL|AUTOLUS THERPTCS ADS|IMPC|Imperial Capital, LLC|100
AUTL|AUTOLUS THERPTCS ADS|INCA|INSTINET, LLC|127922
AUTL|AUTOLUS THERPTCS ADS|INJX|INSTINET, LLC|195885
AUTL|AUTOLUS THERPTCS ADS|ITGI|ITG Inc.|92645
AUTL|AUTOLUS THERPTCS ADS|ITGP|ITG INC.|108200
AUTL|AUTOLUS THERPTCS ADS|JANY|Janney Montgomery Scott Inc.|100
AUTL|AUTOLUS THERPTCS ADS|JEFF|JEFFERIES LLC|60415
AUTL|AUTOLUS THERPTCS ADS|JMPT|JUMP TRADING, LLC|4658
AUTL|AUTOLUS THERPTCS ADS|JONE|JonesTrading|500
AUTL|AUTOLUS THERPTCS ADS|JPMX|J.P. Morgan Securities LLC|146204
AUTL|AUTOLUS THERPTCS ADS|KCGM|VIRTU Americas LLC|33510
AUTL|AUTOLUS THERPTCS ADS|LEER|LEERINK PARTNERS LLC|1000
AUTL|AUTOLUS THERPTCS ADS|LEHM|Barclays Capital Inc./Le|98523
AUTL|AUTOLUS THERPTCS ADS|LIME|Lime Brokerage LLC|13258
AUTL|AUTOLUS THERPTCS ADS|LSCI|Lek Securities Corporation|1000
AUTL|AUTOLUS THERPTCS ADS|LTCO|Ladenburg, Thalmann & Co., Inc.|7700
AUTL|AUTOLUS THERPTCS ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4978
AUTL|AUTOLUS THERPTCS ADS|MAVB|Great Point Capital LLC|200
AUTL|AUTOLUS THERPTCS ADS|MKMP|MKM Partners LLC|118063
AUTL|AUTOLUS THERPTCS ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52652
AUTL|AUTOLUS THERPTCS ADS|MSCO|MORGAN STANLEY & CO. LLC|347388
AUTL|AUTOLUS THERPTCS ADS|MSPL|MORGAN STANLEY & CO. LLC|23000
AUTL|AUTOLUS THERPTCS ADS|MSTX|MORGAN STANLEY & CO. LLC|10400
AUTL|AUTOLUS THERPTCS ADS|NEED|Needham & Company, LLC|1000
AUTL|AUTOLUS THERPTCS ADS|NFSC|National Financial Services LLC|66002
AUTL|AUTOLUS THERPTCS ADS|NITE|VIRTU Americas LLC|228620
AUTL|AUTOLUS THERPTCS ADS|NITP|VIRTU Americas LLC|5081
AUTL|AUTOLUS THERPTCS ADS|NQRB|Brut, LLC|600
AUTL|AUTOLUS THERPTCS ADS|NTRC|Northern Trust Securities, Inc.|10536
AUTL|AUTOLUS THERPTCS ADS|PDQM|CODA MARKETS, INC.|210504
AUTL|AUTOLUS THERPTCS ADS|PREC|PRECISION SECURITIES, LLC|3875
AUTL|AUTOLUS THERPTCS ADS|RBCM|RBC CAPITAL MARKETS, LLC|500
AUTL|AUTOLUS THERPTCS ADS|RHCO|Suntrust Robinson Humphrey, Inc.|4300
AUTL|AUTOLUS THERPTCS ADS|RJLC|RJL CAPITAL GROUP, LLC|400
AUTL|AUTOLUS THERPTCS ADS|SAGL|SAGETRADER, LLC|4779
AUTL|AUTOLUS THERPTCS ADS|SBSH|Citigroup Global Markets Inc.|7800
AUTL|AUTOLUS THERPTCS ADS|SGMT|GOLDMAN SACHS & CO. LLC|76784
AUTL|AUTOLUS THERPTCS ADS|SPDR|SPEEDROUTE LLC|61957
AUTL|AUTOLUS THERPTCS ADS|STFL|Stifel, Nicolaus & Company, Incorporated|5300
AUTL|AUTOLUS THERPTCS ADS|SWIM|TD Ameritrade, Inc.|91157
AUTL|AUTOLUS THERPTCS ADS|SWST|Hilltop Securities Inc.|1000
AUTL|AUTOLUS THERPTCS ADS|TDCO|Thompson Davis & Co., Inc.|200
AUTL|AUTOLUS THERPTCS ADS|TKNG|ALLY INVEST SECURITIES LLC|290
AUTL|AUTOLUS THERPTCS ADS|TRBT|Tradebot Systems, Inc.|18818
AUTL|AUTOLUS THERPTCS ADS|TRCM|TRC MARKETS LLC|1212
AUTL|AUTOLUS THERPTCS ADS|TWTT|TASTYWORKS, INC.|500
AUTL|AUTOLUS THERPTCS ADS|UBSA|UBS SECURITIES LLC|165604
AUTL|AUTOLUS THERPTCS ADS|UBSS|UBS Securities LLC|117992
AUTL|AUTOLUS THERPTCS ADS|VALX|VIRTU AMERICAS LLC|7515
AUTL|AUTOLUS THERPTCS ADS|VGRD|Vanguard Marketing Corporation|4717
AUTL|AUTOLUS THERPTCS ADS|VIEW|VIEWTRADE SECURITIES LLC|300
AUTL|AUTOLUS THERPTCS ADS|VNDS|VANDHAM SECURITIES CORP|16910
AUTL|AUTOLUS THERPTCS ADS|WABR|Wall Street Access|8401
AUTL|AUTOLUS THERPTCS ADS|WBLR|WILLIAM BLAIR|6570
AUTL|AUTOLUS THERPTCS ADS|WCHV|WELLS FARGO SECURITIES, LLC|23575
AUTL|AUTOLUS THERPTCS ADS|WEDB|WEDBUSH SECURITIES INC.|361242
AUTL|AUTOLUS THERPTCS ADS|WGIF|CIBC World Markets Inc.|154
AUTL|AUTOLUS THERPTCS ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
AUTL|AUTOLUS THERPTCS ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|13519
AUTO|AUTOWEB, INC.|ALTX|Alternet Securities Inc.|800
AUTO|AUTOWEB, INC.|ANDG|Andrew Garrett Inc.|10000
AUTO|AUTOWEB, INC.|BARD|Robert W. Baird & Co. Incorporated|3794
AUTO|AUTOWEB, INC.|BATM|CBOE TRADING, INC.|1200
AUTO|AUTOWEB, INC.|BAYT|BTIG, LLC|1000
AUTO|AUTOWEB, INC.|BIMI|Banca IMI Securities Corp.|1546
AUTO|AUTOWEB, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|296
AUTO|AUTOWEB, INC.|BYXM|CBOE TRADING, INC.|200
AUTO|AUTOWEB, INC.|CANT|Cantor Fitzgerald & Co.|190
AUTO|AUTOWEB, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7022
AUTO|AUTOWEB, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2700
AUTO|AUTOWEB, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24453
AUTO|AUTOWEB, INC.|CTDL|Citadel Derivatives Group Llc|620
AUTO|AUTOWEB, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|948
AUTO|AUTOWEB, INC.|DBAB|Deutsche Bank Securities Inc.|16846
AUTO|AUTOWEB, INC.|DBAX|Deutsche Bank Securities Inc.|7000
AUTO|AUTOWEB, INC.|DEGS|RONIN PROFESSIONAL LLC|27843
AUTO|AUTOWEB, INC.|EBXL|EBX LLC|10700
AUTO|AUTOWEB, INC.|EGXM|CBOE TRADING, INC.|193
AUTO|AUTOWEB, INC.|EGXW|CBOE TRADING, INC.|440
AUTO|AUTOWEB, INC.|ETBE|Electronic Transaction Clearing, Inc.|1000
AUTO|AUTOWEB, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|791
AUTO|AUTOWEB, INC.|ETRS|E*Trade Securities LLC|16642
AUTO|AUTOWEB, INC.|FBCO|Credit Suisse Securities (USA) LLC|23264
AUTO|AUTOWEB, INC.|FILL|Tradestation Securities, Inc.|180
AUTO|AUTOWEB, INC.|FINX|FINTECH SECURITIES|469
AUTO|AUTOWEB, INC.|FMAF|NBCN Inc./ CDS|200
AUTO|AUTOWEB, INC.|FOMA|TD AMERITRADE CLEARING, INC.|39401
AUTO|AUTOWEB, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18845
AUTO|AUTOWEB, INC.|FTBR|Foliofn Investments, Inc.|8157
AUTO|AUTOWEB, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|25416
AUTO|AUTOWEB, INC.|GLIS|TD Securities Inc|1715
AUTO|AUTOWEB, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1397
AUTO|AUTOWEB, INC.|GSCO|GOLDMAN SACHS & CO. LLC|26274
AUTO|AUTOWEB, INC.|GSCS|GOLDMAN SACHS & CO. LLC|10438
AUTO|AUTOWEB, INC.|GTSZ|GTS SECURITIES LLC|10093
AUTO|AUTOWEB, INC.|HRBF|American Enterprise Investment Services Inc.|2750
AUTO|AUTOWEB, INC.|IATS|INTERACTIVE BROKERS LLC|5700
AUTO|AUTOWEB, INC.|IBKR|Interactive Brokers Llc|19731
AUTO|AUTOWEB, INC.|ICBX|INSTINET, LLC|4004
AUTO|AUTOWEB, INC.|INCA|INSTINET, LLC|21542
AUTO|AUTOWEB, INC.|INJX|INSTINET, LLC|4039
AUTO|AUTOWEB, INC.|ITGI|ITG Inc.|6677
AUTO|AUTOWEB, INC.|ITGP|ITG INC.|23200
AUTO|AUTOWEB, INC.|JEFF|JEFFERIES LLC|10297
AUTO|AUTOWEB, INC.|JONE|JonesTrading|1750
AUTO|AUTOWEB, INC.|JPMX|J.P. Morgan Securities LLC|21235
AUTO|AUTOWEB, INC.|JSJX|JANE STREET CAPITAL LLC|804
AUTO|AUTOWEB, INC.|JUTA|JUMP TRADING, LLC|400
AUTO|AUTOWEB, INC.|KCGM|VIRTU Americas LLC|3440
AUTO|AUTOWEB, INC.|LEHM|Barclays Capital Inc./Le|29780
AUTO|AUTOWEB, INC.|LIME|Lime Brokerage LLC|43991
AUTO|AUTOWEB, INC.|LSCI|Lek Securities Corporation|100
AUTO|AUTOWEB, INC.|MAXM|Maxim Group LLC|2986
AUTO|AUTOWEB, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26116
AUTO|AUTOWEB, INC.|MOTF|MOTIF INVESTING, INC.|1
AUTO|AUTOWEB, INC.|MSCO|MORGAN STANLEY & CO. LLC|105682
AUTO|AUTOWEB, INC.|MSPL|MORGAN STANLEY & CO. LLC|4900
AUTO|AUTOWEB, INC.|MSTX|MORGAN STANLEY & CO. LLC|400
AUTO|AUTOWEB, INC.|NFSC|National Financial Services LLC|38678
AUTO|AUTOWEB, INC.|NITE|VIRTU Americas LLC|154504
AUTO|AUTOWEB, INC.|NITP|VIRTU Americas LLC|400
AUTO|AUTOWEB, INC.|NQRB|Brut, LLC|100
AUTO|AUTOWEB, INC.|OPCO|Oppenheimer & Co. Inc.|300
AUTO|AUTOWEB, INC.|PDQM|CODA MARKETS, INC.|1255
AUTO|AUTOWEB, INC.|RBCM|RBC CAPITAL MARKETS, LLC|15000
AUTO|AUTOWEB, INC.|SBSH|Citigroup Global Markets Inc.|1321
AUTO|AUTOWEB, INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|35
AUTO|AUTOWEB, INC.|SGMT|GOLDMAN SACHS & CO. LLC|10266
AUTO|AUTOWEB, INC.|SPDR|SPEEDROUTE LLC|906
AUTO|AUTOWEB, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2000
AUTO|AUTOWEB, INC.|SWIM|TD Ameritrade, Inc.|3416
AUTO|AUTOWEB, INC.|TKNG|ALLY INVEST SECURITIES LLC|2637
AUTO|AUTOWEB, INC.|TRBT|Tradebot Systems, Inc.|1138
AUTO|AUTOWEB, INC.|TRCM|TRC MARKETS LLC|8976
AUTO|AUTOWEB, INC.|UBSA|UBS SECURITIES LLC|39975
AUTO|AUTOWEB, INC.|UBSS|UBS Securities LLC|36190
AUTO|AUTOWEB, INC.|VALX|VIRTU AMERICAS LLC|558
AUTO|AUTOWEB, INC.|VGRD|Vanguard Marketing Corporation|2859
AUTO|AUTOWEB, INC.|WABR|Wall Street Access|1200
AUTO|AUTOWEB, INC.|WCHV|WELLS FARGO SECURITIES, LLC|4308
AUTO|AUTOWEB, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11973
AUTO|AUTOWEB, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18721
AUTO|AUTOWEB, INC.|WGIF|CIBC World Markets Inc.|200
AUTO|AUTOWEB, INC.|WSEA|WOLVERINE SECURITIES, LLC|6176
AUTO|AUTOWEB, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
AUTO|AUTOWEB, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AUTO|AUTOWEB, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
AUY|YAMANA GOLD INC|ADAM|CANACCORD GENUITY INC.|595359
AUY|YAMANA GOLD INC|AGIS|Aegis Capital Corp.|5110
AUY|YAMANA GOLD INC|ALFA|ALPHA TRADING L.P.|23500
AUY|YAMANA GOLD INC|ALTX|Alternet Securities Inc.|9300
AUY|YAMANA GOLD INC|APCC|Apex Clearing Corporation|281980
AUY|YAMANA GOLD INC|AVON|Avondale Partners, LLC|19400
AUY|YAMANA GOLD INC|BARD|Robert W. Baird & Co. Incorporated|4430
AUY|YAMANA GOLD INC|BATM|CBOE TRADING, INC.|900
AUY|YAMANA GOLD INC|BAYT|BTIG, LLC|6500
AUY|YAMANA GOLD INC|BBNT|BB&T SECURITIES, LLC|168
AUY|YAMANA GOLD INC|BERN|Sanford C. Bernstein & Co., LLC|1695612
AUY|YAMANA GOLD INC|BIDS|BIDS TRADING L.P.|5500
AUY|YAMANA GOLD INC|BIMI|Banca IMI Securities Corp.|93703
AUY|YAMANA GOLD INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|84714
AUY|YAMANA GOLD INC|BLKX|INSTINET, LLC|65100
AUY|YAMANA GOLD INC|BMOC|BMO Capital Markets Corp.|428501
AUY|YAMANA GOLD INC|BTIG|BTIG, LLC|43557
AUY|YAMANA GOLD INC|BYXM|CBOE TRADING, INC.|100
AUY|YAMANA GOLD INC|BZYD|GOLDMAN SACHS & CO. LLC|18141
AUY|YAMANA GOLD INC|CANT|Cantor Fitzgerald & Co.|19089
AUY|YAMANA GOLD INC|CHAS|Charles Schwab & Co., Inc.|47936
AUY|YAMANA GOLD INC|CICF|Canaccord Genuity Corp.|4500
AUY|YAMANA GOLD INC|CIST|Capital Institutional Services, Inc.|1400
AUY|YAMANA GOLD INC|CLSA|CLSA AMERICAS, LLC|700
AUY|YAMANA GOLD INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56500
AUY|YAMANA GOLD INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2169250
AUY|YAMANA GOLD INC|CTDL|Citadel Derivatives Group Llc|18230
AUY|YAMANA GOLD INC|CTLR|CUTLER GROUP, LP|100
AUY|YAMANA GOLD INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|372552
AUY|YAMANA GOLD INC|DADA|D.A. Davidson & Co.|9100
AUY|YAMANA GOLD INC|DBAB|Deutsche Bank Securities Inc.|495720
AUY|YAMANA GOLD INC|DBAX|Deutsche Bank Securities Inc.|1092200
AUY|YAMANA GOLD INC|DCHF|Dart Executions, LLC|40152
AUY|YAMANA GOLD INC|DEAN|MORGAN STANLEY|29666
AUY|YAMANA GOLD INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|125954
AUY|YAMANA GOLD INC|EBXL|EBX LLC|938900
AUY|YAMANA GOLD INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|110317
AUY|YAMANA GOLD INC|EDJO|Edward D. Jones & Co., L.P.|7316
AUY|YAMANA GOLD INC|EGAM|CBOE TRADING, INC.|11773
AUY|YAMANA GOLD INC|EGAW|CBOE TRADING, INC.|800
AUY|YAMANA GOLD INC|EGXM|CBOE TRADING, INC.|32368
AUY|YAMANA GOLD INC|ELEV|ELEVATION, LLC|81121
AUY|YAMANA GOLD INC|EROP|Eroom Securities L.L.C.|5000
AUY|YAMANA GOLD INC|ETBE|Electronic Transaction Clearing, Inc.|84738
AUY|YAMANA GOLD INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
AUY|YAMANA GOLD INC|ETRS|E*Trade Securities LLC|3397243
AUY|YAMANA GOLD INC|FFSI|Firstrade Securities Inc.|300
AUY|YAMANA GOLD INC|FILL|Tradestation Securities, Inc.|76538
AUY|YAMANA GOLD INC|FMAF|NBCN Inc./ CDS|119583
AUY|YAMANA GOLD INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
AUY|YAMANA GOLD INC|FQLS|Quantlab Securities LP|677746
AUY|YAMANA GOLD INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66969
AUY|YAMANA GOLD INC|FTBR|Foliofn Investments, Inc.|19679
AUY|YAMANA GOLD INC|GEBB|GLOBAL EXECUTION BROKERS, LP|110915
AUY|YAMANA GOLD INC|GLIS|TD Securities Inc|64141
AUY|YAMANA GOLD INC|GLPX|ACS EXECUTION SERVICES, LLC|154398
AUY|YAMANA GOLD INC|GSCO|GOLDMAN SACHS & CO. LLC|2666605
AUY|YAMANA GOLD INC|GSCS|GOLDMAN SACHS & CO. LLC|11399
AUY|YAMANA GOLD INC|GSLT|GOLDMAN SACHS & CO. LLC|35264
AUY|YAMANA GOLD INC|GTSZ|GTS SECURITIES LLC|186574
AUY|YAMANA GOLD INC|HCTA|Hardcastle Trading USA LLC|41984
AUY|YAMANA GOLD INC|HRBF|American Enterprise Investment Services Inc.|37925
AUY|YAMANA GOLD INC|HSBC|HSBC Securities, Inc.|87009
AUY|YAMANA GOLD INC|IATS|INTERACTIVE BROKERS LLC|412098
AUY|YAMANA GOLD INC|IBKR|Interactive Brokers Llc|193180
AUY|YAMANA GOLD INC|ICBX|INSTINET, LLC|2051203
AUY|YAMANA GOLD INC|INCA|INSTINET, LLC|760976
AUY|YAMANA GOLD INC|INJX|INSTINET, LLC|200
AUY|YAMANA GOLD INC|ITGI|ITG Inc.|595496
AUY|YAMANA GOLD INC|ITGP|ITG INC.|1232800
AUY|YAMANA GOLD INC|JANY|Janney Montgomery Scott Inc.|538
AUY|YAMANA GOLD INC|JEFF|JEFFERIES LLC|101552
AUY|YAMANA GOLD INC|JMPT|JUMP TRADING, LLC|41420
AUY|YAMANA GOLD INC|JPBX|J.P. MORGAN SECURITIES LLC|17500
AUY|YAMANA GOLD INC|JPMX|J.P. Morgan Securities LLC|2754887
AUY|YAMANA GOLD INC|JSJX|JANE STREET CAPITAL LLC|277170
AUY|YAMANA GOLD INC|KCGM|VIRTU Americas LLC|581140
AUY|YAMANA GOLD INC|KRSH|Kershner Securities, LLC|17627
AUY|YAMANA GOLD INC|LEHM|Barclays Capital Inc./Le|4550781
AUY|YAMANA GOLD INC|LIME|Lime Brokerage LLC|44967
AUY|YAMANA GOLD INC|LPCM|Lampert Capital Markets Inc.|3500
AUY|YAMANA GOLD INC|LQNA|LIQUIDNET, INC.|26400
AUY|YAMANA GOLD INC|LSCI|Lek Securities Corporation|3350
AUY|YAMANA GOLD INC|MACQ|Macquarie Capital (USA) Inc.|15800
AUY|YAMANA GOLD INC|MAXM|Maxim Group LLC|800
AUY|YAMANA GOLD INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1842275
AUY|YAMANA GOLD INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
AUY|YAMANA GOLD INC|MOTF|MOTIF INVESTING, INC.|3
AUY|YAMANA GOLD INC|MSCO|MORGAN STANLEY & CO. LLC|3407584
AUY|YAMANA GOLD INC|MSPL|MORGAN STANLEY & CO. LLC|1917400
AUY|YAMANA GOLD INC|MSTX|MORGAN STANLEY & CO. LLC|196200
AUY|YAMANA GOLD INC|NATL|National Securities Corporation|17000
AUY|YAMANA GOLD INC|NFSC|National Financial Services LLC|7066648
AUY|YAMANA GOLD INC|NITE|VIRTU Americas LLC|12090406
AUY|YAMANA GOLD INC|NITP|VIRTU Americas LLC|459811
AUY|YAMANA GOLD INC|NQRB|Brut, LLC|2000
AUY|YAMANA GOLD INC|NTBF|BMO Nesbitt Burns Inc./CDS|4700
AUY|YAMANA GOLD INC|OHOS|TWO SIGMA SECURITIES, LLC|834
AUY|YAMANA GOLD INC|OLDM|OLD MISSION CAPITAL, LLC|77328
AUY|YAMANA GOLD INC|OPCO|Oppenheimer & Co. Inc.|45541
AUY|YAMANA GOLD INC|PCPT|PHILLIP CAPITAL INC.|143639
AUY|YAMANA GOLD INC|PDQM|CODA MARKETS, INC.|27441
AUY|YAMANA GOLD INC|PHLY|NASDAQ Execution Services, LLC|50400
AUY|YAMANA GOLD INC|PIPR|Piper Jaffray & Co.|6970
AUY|YAMANA GOLD INC|PWJC|UBS Financial Services, Inc.|33000
AUY|YAMANA GOLD INC|QMSR|QUATTRO M SECURITIES INC.|49700
AUY|YAMANA GOLD INC|RBCM|RBC CAPITAL MARKETS, LLC|6907
AUY|YAMANA GOLD INC|RGLD|Regal Securities, Inc|387532
AUY|YAMANA GOLD INC|RHOX|XR Securities LLC|12712
AUY|YAMANA GOLD INC|SAGL|SAGETRADER, LLC|18112
AUY|YAMANA GOLD INC|SALI|INTL FCSTONE FINANCIAL INC.|6250
AUY|YAMANA GOLD INC|SBSH|Citigroup Global Markets Inc.|401361
AUY|YAMANA GOLD INC|SEIC|SEI Investments Distribution Co.|1900
AUY|YAMANA GOLD INC|SGMT|GOLDMAN SACHS & CO. LLC|700363
AUY|YAMANA GOLD INC|SIDC|Sidoti & Company, LLC|9300
AUY|YAMANA GOLD INC|SOGO|Wang Investment Associates, Inc.|400
AUY|YAMANA GOLD INC|SPDR|SPEEDROUTE LLC|6600
AUY|YAMANA GOLD INC|SPHN|Stephens Inc.|8500
AUY|YAMANA GOLD INC|SPNT|SEVEN POINTS CAPITAL, LLC|119500
AUY|YAMANA GOLD INC|STFL|Stifel, Nicolaus & Company, Incorporated|64654
AUY|YAMANA GOLD INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21561
AUY|YAMANA GOLD INC|SWIM|TD Ameritrade, Inc.|3810344
AUY|YAMANA GOLD INC|TDSI|TD Securities (USA) LLC|1650372
AUY|YAMANA GOLD INC|TKNG|ALLY INVEST SECURITIES LLC|45059
AUY|YAMANA GOLD INC|TRBT|Tradebot Systems, Inc.|841192
AUY|YAMANA GOLD INC|TRCM|TRC MARKETS LLC|1785831
AUY|YAMANA GOLD INC|TWTT|TASTYWORKS, INC.|1302
AUY|YAMANA GOLD INC|UBSA|UBS SECURITIES LLC|3287436
AUY|YAMANA GOLD INC|UBSS|UBS Securities LLC|1654238
AUY|YAMANA GOLD INC|VALX|VIRTU AMERICAS LLC|243832
AUY|YAMANA GOLD INC|VERT|The Vertical Trading Group, LLC|300
AUY|YAMANA GOLD INC|VGRD|Vanguard Marketing Corporation|279316
AUY|YAMANA GOLD INC|WCHV|WELLS FARGO SECURITIES, LLC|953495
AUY|YAMANA GOLD INC|WEDB|WEDBUSH SECURITIES INC.|13160
AUY|YAMANA GOLD INC|WEED|Weeden & Co.L.P.|9100
AUY|YAMANA GOLD INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|66990
AUY|YAMANA GOLD INC|WFPB|Wells Fargo Securities, LLC.|27500
AUY|YAMANA GOLD INC|WSEA|WOLVERINE SECURITIES, LLC|32063
AUY|YAMANA GOLD INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|10100
AUY|YAMANA GOLD INC|WTFS|JUST2TRADE, INC.|2000
AUY|YAMANA GOLD INC|XIST|INSTINET, LLC|153200
AUY|YAMANA GOLD INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|248364
AUY|YAMANA GOLD INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4815
AUY|YAMANA GOLD INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4154
AVA|AVISTA CORP|ALTX|Alternet Securities Inc.|10391
AVA|AVISTA CORP|ANOS|ABEL/NOSER, L.L.C.|200
AVA|AVISTA CORP|APCC|Apex Clearing Corporation|52
AVA|AVISTA CORP|BARD|Robert W. Baird & Co. Incorporated|1005
AVA|AVISTA CORP|BATM|CBOE TRADING, INC.|1187
AVA|AVISTA CORP|BBNT|BB&T SECURITIES, LLC|1
AVA|AVISTA CORP|BERN|Sanford C. Bernstein & Co., LLC|2636
AVA|AVISTA CORP|BIDS|BIDS TRADING L.P.|1400
AVA|AVISTA CORP|BIMI|Banca IMI Securities Corp.|35
AVA|AVISTA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|907
AVA|AVISTA CORP|BLKX|INSTINET, LLC|17750
AVA|AVISTA CORP|BNPX|BNP PARIBAS SECURITIES CORP.|14611
AVA|AVISTA CORP|BRVL|BLAYLOCK VAN, LLC|7750
AVA|AVISTA CORP|BTIG|BTIG, LLC|448
AVA|AVISTA CORP|BYXM|CBOE TRADING, INC.|200
AVA|AVISTA CORP|CANT|Cantor Fitzgerald & Co.|3
AVA|AVISTA CORP|CHAS|Charles Schwab & Co., Inc.|1418
AVA|AVISTA CORP|CIST|Capital Institutional Services, Inc.|650
AVA|AVISTA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53951
AVA|AVISTA CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6064
AVA|AVISTA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139070
AVA|AVISTA CORP|CTDL|Citadel Derivatives Group Llc|1804
AVA|AVISTA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|9864
AVA|AVISTA CORP|DADA|D.A. Davidson & Co.|3612
AVA|AVISTA CORP|DBAB|Deutsche Bank Securities Inc.|60128
AVA|AVISTA CORP|DBAX|Deutsche Bank Securities Inc.|65500
AVA|AVISTA CORP|DEAN|MORGAN STANLEY|3788
AVA|AVISTA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13040
AVA|AVISTA CORP|EBXL|EBX LLC|143300
AVA|AVISTA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|15260
AVA|AVISTA CORP|EDJO|Edward D. Jones & Co., L.P.|5010
AVA|AVISTA CORP|EGAM|CBOE TRADING, INC.|8367
AVA|AVISTA CORP|EGMT|EG MARKET TECHNOLOGIES LLC|300
AVA|AVISTA CORP|EGXM|CBOE TRADING, INC.|1791
AVA|AVISTA CORP|ETBE|Electronic Transaction Clearing, Inc.|4300
AVA|AVISTA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|620
AVA|AVISTA CORP|ETRS|E*Trade Securities LLC|14711
AVA|AVISTA CORP|FBSB|U.S. Bancorp Investments, Inc.|15
AVA|AVISTA CORP|FILL|Tradestation Securities, Inc.|18
AVA|AVISTA CORP|FMAF|NBCN Inc./ CDS|100
AVA|AVISTA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1142
AVA|AVISTA CORP|FQLS|Quantlab Securities LP|24807
AVA|AVISTA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48395
AVA|AVISTA CORP|FTBR|Foliofn Investments, Inc.|1651
AVA|AVISTA CORP|GARC|ICAP Corporates LLC|76
AVA|AVISTA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1700
AVA|AVISTA CORP|GLPX|ACS EXECUTION SERVICES, LLC|13095
AVA|AVISTA CORP|GSCO|GOLDMAN SACHS & CO. LLC|1244721
AVA|AVISTA CORP|GSCS|GOLDMAN SACHS & CO. LLC|25320
AVA|AVISTA CORP|GSLT|GOLDMAN SACHS & CO. LLC|6108
AVA|AVISTA CORP|GTSZ|GTS SECURITIES LLC|30839
AVA|AVISTA CORP|HRBF|American Enterprise Investment Services Inc.|565
AVA|AVISTA CORP|IATS|INTERACTIVE BROKERS LLC|7374
AVA|AVISTA CORP|IBKR|Interactive Brokers Llc|39517
AVA|AVISTA CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|29
AVA|AVISTA CORP|ICBX|INSTINET, LLC|20800
AVA|AVISTA CORP|IEQY|CITADEL SECURITIES LLC|13165
AVA|AVISTA CORP|INCA|INSTINET, LLC|78600
AVA|AVISTA CORP|INJX|INSTINET, LLC|19625
AVA|AVISTA CORP|ITGI|ITG Inc.|27198
AVA|AVISTA CORP|ITGP|ITG INC.|82400
AVA|AVISTA CORP|JANY|Janney Montgomery Scott Inc.|190
AVA|AVISTA CORP|JEFF|JEFFERIES LLC|132551
AVA|AVISTA CORP|JMPT|JUMP TRADING, LLC|8543
AVA|AVISTA CORP|JONE|JonesTrading|4384
AVA|AVISTA CORP|JPBX|J.P. MORGAN SECURITIES LLC|14928
AVA|AVISTA CORP|JPMX|J.P. Morgan Securities LLC|281023
AVA|AVISTA CORP|JSJX|JANE STREET CAPITAL LLC|1548
AVA|AVISTA CORP|KCGM|VIRTU Americas LLC|51487
AVA|AVISTA CORP|LEHM|Barclays Capital Inc./Le|350236
AVA|AVISTA CORP|LIME|Lime Brokerage LLC|5918
AVA|AVISTA CORP|LOOP|Loop Capital Markets LLC|282
AVA|AVISTA CORP|LQNA|LIQUIDNET, INC.|8900
AVA|AVISTA CORP|LSCI|Lek Securities Corporation|2
AVA|AVISTA CORP|MACQ|Macquarie Capital (USA) Inc.|6600
AVA|AVISTA CORP|MCBT|Moors & Cabot, Inc.|61
AVA|AVISTA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134718
AVA|AVISTA CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
AVA|AVISTA CORP|MOTF|MOTIF INVESTING, INC.|1
AVA|AVISTA CORP|MSCO|MORGAN STANLEY & CO. LLC|307747
AVA|AVISTA CORP|MSPL|MORGAN STANLEY & CO. LLC|81900
AVA|AVISTA CORP|MSTX|MORGAN STANLEY & CO. LLC|14000
AVA|AVISTA CORP|NFSC|National Financial Services LLC|66116
AVA|AVISTA CORP|NITE|VIRTU Americas LLC|131887
AVA|AVISTA CORP|NITP|VIRTU Americas LLC|300
AVA|AVISTA CORP|NQRB|Brut, LLC|8637
AVA|AVISTA CORP|NTRC|Northern Trust Securities, Inc.|10354
AVA|AVISTA CORP|OPCO|Oppenheimer & Co. Inc.|729
AVA|AVISTA CORP|PDQM|CODA MARKETS, INC.|50875
AVA|AVISTA CORP|PWJC|UBS Financial Services, Inc.|1088
AVA|AVISTA CORP|QMSR|QUATTRO M SECURITIES INC.|515
AVA|AVISTA CORP|RBCM|RBC CAPITAL MARKETS, LLC|8116
AVA|AVISTA CORP|SAGL|SAGETRADER, LLC|2589
AVA|AVISTA CORP|SBSH|Citigroup Global Markets Inc.|39340
AVA|AVISTA CORP|SGMT|GOLDMAN SACHS & CO. LLC|90825
AVA|AVISTA CORP|SPDR|SPEEDROUTE LLC|12000
AVA|AVISTA CORP|STXG|Stockcross Financial Services, Inc.|4
AVA|AVISTA CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5274
AVA|AVISTA CORP|SWIM|TD Ameritrade, Inc.|600
AVA|AVISTA CORP|SWST|Hilltop Securities Inc.|8
AVA|AVISTA CORP|TKNG|ALLY INVEST SECURITIES LLC|50
AVA|AVISTA CORP|TRBT|Tradebot Systems, Inc.|45635
AVA|AVISTA CORP|TRCM|TRC MARKETS LLC|47354
AVA|AVISTA CORP|UBSA|UBS SECURITIES LLC|342392
AVA|AVISTA CORP|UBSS|UBS Securities LLC|199514
AVA|AVISTA CORP|VALX|VIRTU AMERICAS LLC|6235
AVA|AVISTA CORP|VGRD|Vanguard Marketing Corporation|11106
AVA|AVISTA CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1002
AVA|AVISTA CORP|WCHV|WELLS FARGO SECURITIES, LLC|28910
AVA|AVISTA CORP|WEDB|WEDBUSH SECURITIES INC.|399
AVA|AVISTA CORP|WEED|Weeden & Co.L.P.|5120
AVA|AVISTA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5159
AVA|AVISTA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3763
AVA|AVISTA CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|123
AVA|AVISTA CORP|WSEA|WOLVERINE SECURITIES, LLC|85
AVA|AVISTA CORP|XIST|INSTINET, LLC|3012
AVA|AVISTA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17898
AVA|AVISTA CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1451
AVA|AVISTA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3248
AVAL|GRUPO AVAL ADR|ALTX|Alternet Securities Inc.|600
AVAL|GRUPO AVAL ADR|AMRI|AMERICAS EXECUTIONS, LLC|1500
AVAL|GRUPO AVAL ADR|APCC|Apex Clearing Corporation|29
AVAL|GRUPO AVAL ADR|BATM|CBOE TRADING, INC.|509
AVAL|GRUPO AVAL ADR|BAYC|BAY CREST PARTNERS, LLC|45327
AVAL|GRUPO AVAL ADR|BERN|Sanford C. Bernstein & Co., LLC|759
AVAL|GRUPO AVAL ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
AVAL|GRUPO AVAL ADR|BTIG|BTIG, LLC|459
AVAL|GRUPO AVAL ADR|BYXM|CBOE TRADING, INC.|353
AVAL|GRUPO AVAL ADR|BZYD|GOLDMAN SACHS & CO. LLC|2773
AVAL|GRUPO AVAL ADR|CHAS|Charles Schwab & Co., Inc.|150
AVAL|GRUPO AVAL ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13943
AVAL|GRUPO AVAL ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
AVAL|GRUPO AVAL ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45522
AVAL|GRUPO AVAL ADR|CTDL|Citadel Derivatives Group Llc|50
AVAL|GRUPO AVAL ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2720
AVAL|GRUPO AVAL ADR|DBAB|Deutsche Bank Securities Inc.|12179
AVAL|GRUPO AVAL ADR|DBAX|Deutsche Bank Securities Inc.|15500
AVAL|GRUPO AVAL ADR|DEAN|MORGAN STANLEY|511
AVAL|GRUPO AVAL ADR|DEGS|RONIN PROFESSIONAL LLC|800
AVAL|GRUPO AVAL ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
AVAL|GRUPO AVAL ADR|EBXL|EBX LLC|27600
AVAL|GRUPO AVAL ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
AVAL|GRUPO AVAL ADR|EGAM|CBOE TRADING, INC.|1960
AVAL|GRUPO AVAL ADR|EGMT|EG MARKET TECHNOLOGIES LLC|10
AVAL|GRUPO AVAL ADR|EGXM|CBOE TRADING, INC.|773
AVAL|GRUPO AVAL ADR|ETBE|Electronic Transaction Clearing, Inc.|300
AVAL|GRUPO AVAL ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
AVAL|GRUPO AVAL ADR|ETRS|E*Trade Securities LLC|3354
AVAL|GRUPO AVAL ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22746
AVAL|GRUPO AVAL ADR|FTBR|Foliofn Investments, Inc.|1185
AVAL|GRUPO AVAL ADR|GLPX|ACS EXECUTION SERVICES, LLC|574
AVAL|GRUPO AVAL ADR|GSCO|GOLDMAN SACHS & CO. LLC|5252
AVAL|GRUPO AVAL ADR|GSLT|GOLDMAN SACHS & CO. LLC|239
AVAL|GRUPO AVAL ADR|GTSZ|GTS SECURITIES LLC|1091
AVAL|GRUPO AVAL ADR|HRBF|American Enterprise Investment Services Inc.|980
AVAL|GRUPO AVAL ADR|IATS|INTERACTIVE BROKERS LLC|4524
AVAL|GRUPO AVAL ADR|IBKR|Interactive Brokers Llc|45412
AVAL|GRUPO AVAL ADR|ICBX|INSTINET, LLC|16750
AVAL|GRUPO AVAL ADR|INCA|INSTINET, LLC|8115
AVAL|GRUPO AVAL ADR|INTL|INTL FCSTONE FINANCIAL INC.|32
AVAL|GRUPO AVAL ADR|ITGI|ITG Inc.|37211
AVAL|GRUPO AVAL ADR|ITGP|ITG INC.|6600
AVAL|GRUPO AVAL ADR|JEFF|JEFFERIES LLC|5336
AVAL|GRUPO AVAL ADR|JMPT|JUMP TRADING, LLC|2597
AVAL|GRUPO AVAL ADR|JPBX|J.P. MORGAN SECURITIES LLC|1600
AVAL|GRUPO AVAL ADR|JPMX|J.P. Morgan Securities LLC|37482
AVAL|GRUPO AVAL ADR|JSJX|JANE STREET CAPITAL LLC|834
AVAL|GRUPO AVAL ADR|KCGM|VIRTU Americas LLC|4439
AVAL|GRUPO AVAL ADR|LEHM|Barclays Capital Inc./Le|57000
AVAL|GRUPO AVAL ADR|LIME|Lime Brokerage LLC|5040
AVAL|GRUPO AVAL ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53822
AVAL|GRUPO AVAL ADR|MOTF|MOTIF INVESTING, INC.|1
AVAL|GRUPO AVAL ADR|MSCO|MORGAN STANLEY & CO. LLC|411954
AVAL|GRUPO AVAL ADR|MSPL|MORGAN STANLEY & CO. LLC|47500
AVAL|GRUPO AVAL ADR|MSTX|MORGAN STANLEY & CO. LLC|2000
AVAL|GRUPO AVAL ADR|NFSC|National Financial Services LLC|31788
AVAL|GRUPO AVAL ADR|NITE|VIRTU Americas LLC|89056
AVAL|GRUPO AVAL ADR|NQRB|Brut, LLC|700
AVAL|GRUPO AVAL ADR|NTBF|BMO Nesbitt Burns Inc./CDS|5000
AVAL|GRUPO AVAL ADR|OPCO|Oppenheimer & Co. Inc.|602
AVAL|GRUPO AVAL ADR|PDQM|CODA MARKETS, INC.|1550
AVAL|GRUPO AVAL ADR|RBCM|RBC CAPITAL MARKETS, LLC|433
AVAL|GRUPO AVAL ADR|SAGL|SAGETRADER, LLC|470
AVAL|GRUPO AVAL ADR|SBSH|Citigroup Global Markets Inc.|992
AVAL|GRUPO AVAL ADR|SGMT|GOLDMAN SACHS & CO. LLC|6200
AVAL|GRUPO AVAL ADR|SPDR|SPEEDROUTE LLC|100
AVAL|GRUPO AVAL ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
AVAL|GRUPO AVAL ADR|SWIM|TD Ameritrade, Inc.|1261
AVAL|GRUPO AVAL ADR|SWST|Hilltop Securities Inc.|1088
AVAL|GRUPO AVAL ADR|TKNG|ALLY INVEST SECURITIES LLC|230
AVAL|GRUPO AVAL ADR|TRBT|Tradebot Systems, Inc.|4922
AVAL|GRUPO AVAL ADR|TRCM|TRC MARKETS LLC|5700
AVAL|GRUPO AVAL ADR|UBSA|UBS SECURITIES LLC|52985
AVAL|GRUPO AVAL ADR|UBSS|UBS Securities LLC|39846
AVAL|GRUPO AVAL ADR|VALX|VIRTU AMERICAS LLC|1433
AVAL|GRUPO AVAL ADR|VGRD|Vanguard Marketing Corporation|455
AVAL|GRUPO AVAL ADR|WCHV|WELLS FARGO SECURITIES, LLC|25719
AVAL|GRUPO AVAL ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|204
AVAL|GRUPO AVAL ADR|WSEA|WOLVERINE SECURITIES, LLC|2603
AVAL|GRUPO AVAL ADR|XIST|INSTINET, LLC|1200
AVAL|GRUPO AVAL ADR|XPUS|XP SECURITIES, LLC|58291
AVAL|GRUPO AVAL ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|25862
AVAV|AEROVIRONMENT, INC.|AGIS|Aegis Capital Corp.|1000
AVAV|AEROVIRONMENT, INC.|ALTX|Alternet Securities Inc.|11220
AVAV|AEROVIRONMENT, INC.|ANOS|ABEL/NOSER, L.L.C.|264
AVAV|AEROVIRONMENT, INC.|APCC|Apex Clearing Corporation|2868
AVAV|AEROVIRONMENT, INC.|BANK|Primevest Financial Services, Inc.|25
AVAV|AEROVIRONMENT, INC.|BARD|Robert W. Baird & Co. Incorporated|221
AVAV|AEROVIRONMENT, INC.|BATM|CBOE TRADING, INC.|3386
AVAV|AEROVIRONMENT, INC.|BBNT|BB&T SECURITIES, LLC|1725
AVAV|AEROVIRONMENT, INC.|BERN|Sanford C. Bernstein & Co., LLC|13551
AVAV|AEROVIRONMENT, INC.|BIMI|Banca IMI Securities Corp.|259
AVAV|AEROVIRONMENT, INC.|BKCM|BNY Mellon Capital Markets LLC|2885
AVAV|AEROVIRONMENT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4435
AVAV|AEROVIRONMENT, INC.|BLKX|INSTINET, LLC|11400
AVAV|AEROVIRONMENT, INC.|BMOC|BMO Capital Markets Corp.|3368
AVAV|AEROVIRONMENT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|15522
AVAV|AEROVIRONMENT, INC.|BTIG|BTIG, LLC|5169
AVAV|AEROVIRONMENT, INC.|BYXM|CBOE TRADING, INC.|1802
AVAV|AEROVIRONMENT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|474
AVAV|AEROVIRONMENT, INC.|CANT|Cantor Fitzgerald & Co.|492
AVAV|AEROVIRONMENT, INC.|CBRA|Cobra Trading, Inc.|400
AVAV|AEROVIRONMENT, INC.|CHAS|Charles Schwab & Co., Inc.|22810
AVAV|AEROVIRONMENT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30551
AVAV|AEROVIRONMENT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|52461
AVAV|AEROVIRONMENT, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5122
AVAV|AEROVIRONMENT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|169445
AVAV|AEROVIRONMENT, INC.|CTDL|Citadel Derivatives Group Llc|25160
AVAV|AEROVIRONMENT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|32544
AVAV|AEROVIRONMENT, INC.|DBAB|Deutsche Bank Securities Inc.|267935
AVAV|AEROVIRONMENT, INC.|DBAX|Deutsche Bank Securities Inc.|78500
AVAV|AEROVIRONMENT, INC.|DBUL|Deutsche Bank Securities Inc.|400
AVAV|AEROVIRONMENT, INC.|DCHF|Dart Executions, LLC|215
AVAV|AEROVIRONMENT, INC.|DEAN|MORGAN STANLEY|7412
AVAV|AEROVIRONMENT, INC.|DEGS|RONIN PROFESSIONAL LLC|8083
AVAV|AEROVIRONMENT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9095
AVAV|AEROVIRONMENT, INC.|EBXL|EBX LLC|85200
AVAV|AEROVIRONMENT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1800
AVAV|AEROVIRONMENT, INC.|EDJC|Edward Jones / CDS|1108
AVAV|AEROVIRONMENT, INC.|EDJO|Edward D. Jones & Co., L.P.|3741
AVAV|AEROVIRONMENT, INC.|EGAM|CBOE TRADING, INC.|7986
AVAV|AEROVIRONMENT, INC.|EGAW|CBOE TRADING, INC.|100
AVAV|AEROVIRONMENT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1197
AVAV|AEROVIRONMENT, INC.|EGXM|CBOE TRADING, INC.|5854
AVAV|AEROVIRONMENT, INC.|EGXW|CBOE TRADING, INC.|401
AVAV|AEROVIRONMENT, INC.|ETBE|Electronic Transaction Clearing, Inc.|19288
AVAV|AEROVIRONMENT, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|17639
AVAV|AEROVIRONMENT, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2942
AVAV|AEROVIRONMENT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41741
AVAV|AEROVIRONMENT, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|140
AVAV|AEROVIRONMENT, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|50592
AVAV|AEROVIRONMENT, INC.|ETRS|E*Trade Securities LLC|95092
AVAV|AEROVIRONMENT, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|800
AVAV|AEROVIRONMENT, INC.|FBCO|Credit Suisse Securities (USA) LLC|547497
AVAV|AEROVIRONMENT, INC.|FBSB|U.S. Bancorp Investments, Inc.|8
AVAV|AEROVIRONMENT, INC.|FILL|Tradestation Securities, Inc.|22526
AVAV|AEROVIRONMENT, INC.|FMAF|NBCN Inc./ CDS|781
AVAV|AEROVIRONMENT, INC.|FOMA|TD AMERITRADE CLEARING, INC.|431917
AVAV|AEROVIRONMENT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5885
AVAV|AEROVIRONMENT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138189
AVAV|AEROVIRONMENT, INC.|FTBR|Foliofn Investments, Inc.|2522
AVAV|AEROVIRONMENT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|24804
AVAV|AEROVIRONMENT, INC.|GLIS|TD Securities Inc|840
AVAV|AEROVIRONMENT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|33887
AVAV|AEROVIRONMENT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|853590
AVAV|AEROVIRONMENT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|24957
AVAV|AEROVIRONMENT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2752
AVAV|AEROVIRONMENT, INC.|GTSZ|GTS SECURITIES LLC|66872
AVAV|AEROVIRONMENT, INC.|HAPX|HAP Trading, LLC|945
AVAV|AEROVIRONMENT, INC.|HPPX|POTAMUS TRADING, LLC|378
AVAV|AEROVIRONMENT, INC.|HRBF|American Enterprise Investment Services Inc.|3696
AVAV|AEROVIRONMENT, INC.|HSBC|HSBC Securities, Inc.|91
AVAV|AEROVIRONMENT, INC.|IATS|INTERACTIVE BROKERS LLC|18146
AVAV|AEROVIRONMENT, INC.|IBKR|Interactive Brokers Llc|210116
AVAV|AEROVIRONMENT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|859
AVAV|AEROVIRONMENT, INC.|ICBX|INSTINET, LLC|11800
AVAV|AEROVIRONMENT, INC.|IEQY|CITADEL SECURITIES LLC|44048
AVAV|AEROVIRONMENT, INC.|INCA|INSTINET, LLC|217740
AVAV|AEROVIRONMENT, INC.|INJX|INSTINET, LLC|18516
AVAV|AEROVIRONMENT, INC.|ITGI|ITG Inc.|39502
AVAV|AEROVIRONMENT, INC.|ITGP|ITG INC.|57000
AVAV|AEROVIRONMENT, INC.|JANY|Janney Montgomery Scott Inc.|1281
AVAV|AEROVIRONMENT, INC.|JEFF|JEFFERIES LLC|96703
AVAV|AEROVIRONMENT, INC.|JMPT|JUMP TRADING, LLC|45120
AVAV|AEROVIRONMENT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|9812
AVAV|AEROVIRONMENT, INC.|JPMX|J.P. Morgan Securities LLC|119579
AVAV|AEROVIRONMENT, INC.|JSJX|JANE STREET CAPITAL LLC|57419
AVAV|AEROVIRONMENT, INC.|KCGM|VIRTU Americas LLC|18744
AVAV|AEROVIRONMENT, INC.|LEHM|Barclays Capital Inc./Le|521663
AVAV|AEROVIRONMENT, INC.|LIME|Lime Brokerage LLC|166168
AVAV|AEROVIRONMENT, INC.|LMGP|LIME BROKERAGE LLC|4414
AVAV|AEROVIRONMENT, INC.|LQNA|LIQUIDNET, INC.|38800
AVAV|AEROVIRONMENT, INC.|LSCI|Lek Securities Corporation|20783
AVAV|AEROVIRONMENT, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
AVAV|AEROVIRONMENT, INC.|MACQ|Macquarie Capital (USA) Inc.|3670
AVAV|AEROVIRONMENT, INC.|MAVB|Great Point Capital LLC|100
AVAV|AEROVIRONMENT, INC.|MAXM|Maxim Group LLC|2366
AVAV|AEROVIRONMENT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43046
AVAV|AEROVIRONMENT, INC.|MOTF|MOTIF INVESTING, INC.|94
AVAV|AEROVIRONMENT, INC.|MSCO|MORGAN STANLEY & CO. LLC|1828183
AVAV|AEROVIRONMENT, INC.|MSPL|MORGAN STANLEY & CO. LLC|125500
AVAV|AEROVIRONMENT, INC.|MSTX|MORGAN STANLEY & CO. LLC|25800
AVAV|AEROVIRONMENT, INC.|NEUB|NEUBERGER BERMAN BD LLC|10100
AVAV|AEROVIRONMENT, INC.|NFSC|National Financial Services LLC|208189
AVAV|AEROVIRONMENT, INC.|NITE|VIRTU Americas LLC|501856
AVAV|AEROVIRONMENT, INC.|NITP|VIRTU Americas LLC|3755
AVAV|AEROVIRONMENT, INC.|NORT|Northland Securities, Inc.|5510
AVAV|AEROVIRONMENT, INC.|NQRB|Brut, LLC|11616
AVAV|AEROVIRONMENT, INC.|NTRC|Northern Trust Securities, Inc.|804
AVAV|AEROVIRONMENT, INC.|OPCO|Oppenheimer & Co. Inc.|2817
AVAV|AEROVIRONMENT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|655
AVAV|AEROVIRONMENT, INC.|PCPT|PHILLIP CAPITAL INC.|1974
AVAV|AEROVIRONMENT, INC.|PDQM|CODA MARKETS, INC.|107785
AVAV|AEROVIRONMENT, INC.|PHLY|NASDAQ Execution Services, LLC|400
AVAV|AEROVIRONMENT, INC.|PICT|Pictet Overseas Inc.|1000
AVAV|AEROVIRONMENT, INC.|PIPR|Piper Jaffray & Co.|129
AVAV|AEROVIRONMENT, INC.|PWJC|UBS Financial Services, Inc.|45
AVAV|AEROVIRONMENT, INC.|RAJA|Raymond James & Associates, Inc.|13306
AVAV|AEROVIRONMENT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|14345
AVAV|AEROVIRONMENT, INC.|SAGL|SAGETRADER, LLC|5070
AVAV|AEROVIRONMENT, INC.|SAGW|SAGETRADER, LLC|65
AVAV|AEROVIRONMENT, INC.|SBSH|Citigroup Global Markets Inc.|270488
AVAV|AEROVIRONMENT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|34890
AVAV|AEROVIRONMENT, INC.|SOGO|Wang Investment Associates, Inc.|1400
AVAV|AEROVIRONMENT, INC.|SPDR|SPEEDROUTE LLC|19989
AVAV|AEROVIRONMENT, INC.|SPTD|MINT GLOBAL MARKETS, INC.|38167
AVAV|AEROVIRONMENT, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
AVAV|AEROVIRONMENT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4718
AVAV|AEROVIRONMENT, INC.|STKP|STOCKPILE INVESTMENTS, INC.|136
AVAV|AEROVIRONMENT, INC.|SWIM|TD Ameritrade, Inc.|180324
AVAV|AEROVIRONMENT, INC.|SWST|Hilltop Securities Inc.|2059
AVAV|AEROVIRONMENT, INC.|TKNG|ALLY INVEST SECURITIES LLC|1041
AVAV|AEROVIRONMENT, INC.|TRBT|Tradebot Systems, Inc.|133478
AVAV|AEROVIRONMENT, INC.|TRCM|TRC MARKETS LLC|88913
AVAV|AEROVIRONMENT, INC.|TWTT|TASTYWORKS, INC.|100
AVAV|AEROVIRONMENT, INC.|UBSA|UBS SECURITIES LLC|300559
AVAV|AEROVIRONMENT, INC.|UBSS|UBS Securities LLC|884580
AVAV|AEROVIRONMENT, INC.|VALX|VIRTU AMERICAS LLC|13180
AVAV|AEROVIRONMENT, INC.|VGRD|Vanguard Marketing Corporation|6078
AVAV|AEROVIRONMENT, INC.|WBLR|WILLIAM BLAIR|448
AVAV|AEROVIRONMENT, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|600
AVAV|AEROVIRONMENT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|20714
AVAV|AEROVIRONMENT, INC.|WEDB|WEDBUSH SECURITIES INC.|1000
AVAV|AEROVIRONMENT, INC.|WEED|Weeden & Co.L.P.|2500
AVAV|AEROVIRONMENT, INC.|WESC|Wellington Shields & Co., LLC|4904
AVAV|AEROVIRONMENT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27460
AVAV|AEROVIRONMENT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28630
AVAV|AEROVIRONMENT, INC.|WGIF|CIBC World Markets Inc.|707
AVAV|AEROVIRONMENT, INC.|WSEA|WOLVERINE SECURITIES, LLC|8234
AVAV|AEROVIRONMENT, INC.|XIST|INSTINET, LLC|93270
AVAV|AEROVIRONMENT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8378
AVAV|AEROVIRONMENT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|12203
AVAV|AEROVIRONMENT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1743
AVB|AVALONBAY CMTYS|ABLE|NATIXIS Securities Americas LLC|1685
AVB|AVALONBAY CMTYS|ACAD|ACADEMY SECURITIES, INC.|100
AVB|AVALONBAY CMTYS|ADAM|CANACCORD GENUITY INC.|444
AVB|AVALONBAY CMTYS|ALTX|Alternet Securities Inc.|3766
AVB|AVALONBAY CMTYS|ANOS|ABEL/NOSER, L.L.C.|42
AVB|AVALONBAY CMTYS|APCC|Apex Clearing Corporation|160
AVB|AVALONBAY CMTYS|BANK|Primevest Financial Services, Inc.|11
AVB|AVALONBAY CMTYS|BARD|Robert W. Baird & Co. Incorporated|208
AVB|AVALONBAY CMTYS|BATM|CBOE TRADING, INC.|10096
AVB|AVALONBAY CMTYS|BAYC|BAY CREST PARTNERS, LLC|117
AVB|AVALONBAY CMTYS|BAYT|BTIG, LLC|57200
AVB|AVALONBAY CMTYS|BBNT|BB&T SECURITIES, LLC|88
AVB|AVALONBAY CMTYS|BERN|Sanford C. Bernstein & Co., LLC|22779
AVB|AVALONBAY CMTYS|BIDS|BIDS TRADING L.P.|100
AVB|AVALONBAY CMTYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2886
AVB|AVALONBAY CMTYS|BMOC|BMO Capital Markets Corp.|9976
AVB|AVALONBAY CMTYS|BNPX|BNP PARIBAS SECURITIES CORP.|71175
AVB|AVALONBAY CMTYS|BTIG|BTIG, LLC|14120
AVB|AVALONBAY CMTYS|BYXM|CBOE TRADING, INC.|1993
AVB|AVALONBAY CMTYS|BZYD|GOLDMAN SACHS & CO. LLC|320
AVB|AVALONBAY CMTYS|CABR|Cabrera Capital Markets, Inc.|9
AVB|AVALONBAY CMTYS|CANT|Cantor Fitzgerald & Co.|260
AVB|AVALONBAY CMTYS|CHAS|Charles Schwab & Co., Inc.|277
AVB|AVALONBAY CMTYS|CIBP|CIBC World Markets Corp.|7640
AVB|AVALONBAY CMTYS|CIST|Capital Institutional Services, Inc.|6809
AVB|AVALONBAY CMTYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|196331
AVB|AVALONBAY CMTYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
AVB|AVALONBAY CMTYS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17352
AVB|AVALONBAY CMTYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|339922
AVB|AVALONBAY CMTYS|CTDL|Citadel Derivatives Group Llc|20077
AVB|AVALONBAY CMTYS|CTLR|CUTLER GROUP, LP|200
AVB|AVALONBAY CMTYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|35886
AVB|AVALONBAY CMTYS|DADA|D.A. Davidson & Co.|16
AVB|AVALONBAY CMTYS|DBAB|Deutsche Bank Securities Inc.|288754
AVB|AVALONBAY CMTYS|DBAX|Deutsche Bank Securities Inc.|129200
AVB|AVALONBAY CMTYS|DBUL|Deutsche Bank Securities Inc.|1600
AVB|AVALONBAY CMTYS|DCHF|Dart Executions, LLC|2027
AVB|AVALONBAY CMTYS|DEAN|MORGAN STANLEY|1998
AVB|AVALONBAY CMTYS|DEGS|RONIN PROFESSIONAL LLC|100
AVB|AVALONBAY CMTYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4046
AVB|AVALONBAY CMTYS|DRWK|DRW SECURITIES, L.L.C.|11604
AVB|AVALONBAY CMTYS|EBXL|EBX LLC|142700
AVB|AVALONBAY CMTYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|12458
AVB|AVALONBAY CMTYS|EDJO|Edward D. Jones & Co., L.P.|1005
AVB|AVALONBAY CMTYS|EGAM|CBOE TRADING, INC.|9242
AVB|AVALONBAY CMTYS|EGAW|CBOE TRADING, INC.|258
AVB|AVALONBAY CMTYS|EGMT|EG MARKET TECHNOLOGIES LLC|1050
AVB|AVALONBAY CMTYS|EGXM|CBOE TRADING, INC.|2003
AVB|AVALONBAY CMTYS|ESPO|ESPOSITO SECURITIES, LLC|42
AVB|AVALONBAY CMTYS|ETBE|Electronic Transaction Clearing, Inc.|2682
AVB|AVALONBAY CMTYS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
AVB|AVALONBAY CMTYS|ETCC|Electronic Transaction Clearing, Inc.|574
AVB|AVALONBAY CMTYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40549
AVB|AVALONBAY CMTYS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|402
AVB|AVALONBAY CMTYS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|825
AVB|AVALONBAY CMTYS|ETRS|E*Trade Securities LLC|2147
AVB|AVALONBAY CMTYS|FILL|Tradestation Securities, Inc.|511
AVB|AVALONBAY CMTYS|FMAF|NBCN Inc./ CDS|270
AVB|AVALONBAY CMTYS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9561
AVB|AVALONBAY CMTYS|FQLS|Quantlab Securities LP|229563
AVB|AVALONBAY CMTYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69024
AVB|AVALONBAY CMTYS|FTBR|Foliofn Investments, Inc.|1421
AVB|AVALONBAY CMTYS|GEBB|GLOBAL EXECUTION BROKERS, LP|200
AVB|AVALONBAY CMTYS|GLPX|ACS EXECUTION SERVICES, LLC|18236
AVB|AVALONBAY CMTYS|GNAV|GREEN STREET TRADING, LLC|29514
AVB|AVALONBAY CMTYS|GSCO|GOLDMAN SACHS & CO. LLC|1011450
AVB|AVALONBAY CMTYS|GSCS|GOLDMAN SACHS & CO. LLC|7330
AVB|AVALONBAY CMTYS|GSLT|GOLDMAN SACHS & CO. LLC|5208
AVB|AVALONBAY CMTYS|GTSZ|GTS SECURITIES LLC|136111
AVB|AVALONBAY CMTYS|HRBF|American Enterprise Investment Services Inc.|745
AVB|AVALONBAY CMTYS|HSBC|HSBC Securities, Inc.|1000
AVB|AVALONBAY CMTYS|IATS|INTERACTIVE BROKERS LLC|1590
AVB|AVALONBAY CMTYS|IBKR|Interactive Brokers Llc|3455
AVB|AVALONBAY CMTYS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|322
AVB|AVALONBAY CMTYS|ICBX|INSTINET, LLC|75064
AVB|AVALONBAY CMTYS|IEQY|CITADEL SECURITIES LLC|159856
AVB|AVALONBAY CMTYS|INCA|INSTINET, LLC|233981
AVB|AVALONBAY CMTYS|INJX|INSTINET, LLC|2395
AVB|AVALONBAY CMTYS|INTL|INTL FCSTONE FINANCIAL INC.|99
AVB|AVALONBAY CMTYS|ITGI|ITG Inc.|34559
AVB|AVALONBAY CMTYS|ITGP|ITG INC.|155800
AVB|AVALONBAY CMTYS|JANY|Janney Montgomery Scott Inc.|835
AVB|AVALONBAY CMTYS|JEFF|JEFFERIES LLC|99896
AVB|AVALONBAY CMTYS|JMPT|JUMP TRADING, LLC|39076
AVB|AVALONBAY CMTYS|JONE|JonesTrading|7738
AVB|AVALONBAY CMTYS|JPBX|J.P. MORGAN SECURITIES LLC|76424
AVB|AVALONBAY CMTYS|JPMX|J.P. Morgan Securities LLC|395610
AVB|AVALONBAY CMTYS|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
AVB|AVALONBAY CMTYS|JSJX|JANE STREET CAPITAL LLC|6630
AVB|AVALONBAY CMTYS|KCGM|VIRTU Americas LLC|30081
AVB|AVALONBAY CMTYS|KEYB|KEYBANC CAPITAL MARKETS INC.|900
AVB|AVALONBAY CMTYS|LEHM|Barclays Capital Inc./Le|642743
AVB|AVALONBAY CMTYS|LIME|Lime Brokerage LLC|63009
AVB|AVALONBAY CMTYS|LMNX|LUMINEX TRADING & ANALYTICS LLC|118206
AVB|AVALONBAY CMTYS|LSCI|Lek Securities Corporation|123
AVB|AVALONBAY CMTYS|MACC|Mid Atlantic Capital Corporation|2
AVB|AVALONBAY CMTYS|MACQ|Macquarie Capital (USA) Inc.|100
AVB|AVALONBAY CMTYS|MCBT|Moors & Cabot, Inc.|20
AVB|AVALONBAY CMTYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|254459
AVB|AVALONBAY CMTYS|MOTF|MOTIF INVESTING, INC.|51
AVB|AVALONBAY CMTYS|MSCO|MORGAN STANLEY & CO. LLC|1274464
AVB|AVALONBAY CMTYS|MSPL|MORGAN STANLEY & CO. LLC|148400
AVB|AVALONBAY CMTYS|MSTX|MORGAN STANLEY & CO. LLC|42300
AVB|AVALONBAY CMTYS|NEUB|NEUBERGER BERMAN BD LLC|280
AVB|AVALONBAY CMTYS|NFSC|National Financial Services LLC|31653
AVB|AVALONBAY CMTYS|NITE|VIRTU Americas LLC|165790
AVB|AVALONBAY CMTYS|NITP|VIRTU Americas LLC|518
AVB|AVALONBAY CMTYS|NQRB|Brut, LLC|2058
AVB|AVALONBAY CMTYS|NTRC|Northern Trust Securities, Inc.|253
AVB|AVALONBAY CMTYS|OHOS|TWO SIGMA SECURITIES, LLC|33693
AVB|AVALONBAY CMTYS|OPCO|Oppenheimer & Co. Inc.|551
AVB|AVALONBAY CMTYS|PCPT|PHILLIP CAPITAL INC.|58
AVB|AVALONBAY CMTYS|PDQM|CODA MARKETS, INC.|96813
AVB|AVALONBAY CMTYS|PWJC|UBS Financial Services, Inc.|1313
AVB|AVALONBAY CMTYS|QMSR|QUATTRO M SECURITIES INC.|1900
AVB|AVALONBAY CMTYS|RBCM|RBC CAPITAL MARKETS, LLC|4277
AVB|AVALONBAY CMTYS|RHCO|Suntrust Robinson Humphrey, Inc.|25900
AVB|AVALONBAY CMTYS|SAGL|SAGETRADER, LLC|1859
AVB|AVALONBAY CMTYS|SALI|INTL FCSTONE FINANCIAL INC.|5
AVB|AVALONBAY CMTYS|SBSH|Citigroup Global Markets Inc.|137402
AVB|AVALONBAY CMTYS|SGMT|GOLDMAN SACHS & CO. LLC|198937
AVB|AVALONBAY CMTYS|SHMR|ABN Amro Clearing LLC|37
AVB|AVALONBAY CMTYS|SJLS|TRADE INFORMATICS LLC|100
AVB|AVALONBAY CMTYS|SPDR|SPEEDROUTE LLC|12800
AVB|AVALONBAY CMTYS|SPHN|Stephens Inc.|48
AVB|AVALONBAY CMTYS|STFL|Stifel, Nicolaus & Company, Incorporated|77501
AVB|AVALONBAY CMTYS|STKP|STOCKPILE INVESTMENTS, INC.|12
AVB|AVALONBAY CMTYS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3788
AVB|AVALONBAY CMTYS|SWIM|TD Ameritrade, Inc.|6254
AVB|AVALONBAY CMTYS|SWST|Hilltop Securities Inc.|2647
AVB|AVALONBAY CMTYS|TAGC|TELSEY ADVISORY GROUP LLC|1
AVB|AVALONBAY CMTYS|TKNG|ALLY INVEST SECURITIES LLC|98
AVB|AVALONBAY CMTYS|TRBT|Tradebot Systems, Inc.|189595
AVB|AVALONBAY CMTYS|TRCM|TRC MARKETS LLC|196066
AVB|AVALONBAY CMTYS|UBSA|UBS SECURITIES LLC|617660
AVB|AVALONBAY CMTYS|UBSS|UBS Securities LLC|718977
AVB|AVALONBAY CMTYS|VALX|VIRTU AMERICAS LLC|15295
AVB|AVALONBAY CMTYS|VGRD|Vanguard Marketing Corporation|2734
AVB|AVALONBAY CMTYS|WBLR|WILLIAM BLAIR|10300
AVB|AVALONBAY CMTYS|WBPX|SUMMIT SECURITIES GROUP, LLC|2164
AVB|AVALONBAY CMTYS|WCHV|WELLS FARGO SECURITIES, LLC|150862
AVB|AVALONBAY CMTYS|WDNX|WEEDEN & CO.L.P.|1586
AVB|AVALONBAY CMTYS|WEDB|WEDBUSH SECURITIES INC.|3555
AVB|AVALONBAY CMTYS|WEED|Weeden & Co.L.P.|6969
AVB|AVALONBAY CMTYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10511
AVB|AVALONBAY CMTYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21417
AVB|AVALONBAY CMTYS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|189
AVB|AVALONBAY CMTYS|WSEA|WOLVERINE SECURITIES, LLC|1103
AVB|AVALONBAY CMTYS|XIST|INSTINET, LLC|5978
AVB|AVALONBAY CMTYS|XPQR|Jump Trading|3860
AVB|AVALONBAY CMTYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7408
AVB|AVALONBAY CMTYS|YKNA|COMHAR CAPITAL MARKETS, LLC|9532
AVB|AVALONBAY CMTYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2069
AVD|AMER VANGUARD CP|ALTX|Alternet Securities Inc.|400
AVD|AMER VANGUARD CP|ANOS|ABEL/NOSER, L.L.C.|5873
AVD|AMER VANGUARD CP|APCC|Apex Clearing Corporation|35
AVD|AMER VANGUARD CP|BARD|Robert W. Baird & Co. Incorporated|8
AVD|AMER VANGUARD CP|BATM|CBOE TRADING, INC.|890
AVD|AMER VANGUARD CP|BERN|Sanford C. Bernstein & Co., LLC|358
AVD|AMER VANGUARD CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|489
AVD|AMER VANGUARD CP|BNPX|BNP PARIBAS SECURITIES CORP.|5573
AVD|AMER VANGUARD CP|BRVL|BLAYLOCK VAN, LLC|400
AVD|AMER VANGUARD CP|BTIG|BTIG, LLC|30
AVD|AMER VANGUARD CP|BZYD|GOLDMAN SACHS & CO. LLC|1275
AVD|AMER VANGUARD CP|CANT|Cantor Fitzgerald & Co.|142
AVD|AMER VANGUARD CP|CHAS|Charles Schwab & Co., Inc.|4
AVD|AMER VANGUARD CP|CIST|Capital Institutional Services, Inc.|1000
AVD|AMER VANGUARD CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15
AVD|AMER VANGUARD CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
AVD|AMER VANGUARD CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7100
AVD|AMER VANGUARD CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16003
AVD|AMER VANGUARD CP|CTDL|Citadel Derivatives Group Llc|957
AVD|AMER VANGUARD CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4576
AVD|AMER VANGUARD CP|DBAB|Deutsche Bank Securities Inc.|25356
AVD|AMER VANGUARD CP|DBAX|Deutsche Bank Securities Inc.|15700
AVD|AMER VANGUARD CP|DEAN|MORGAN STANLEY|1451
AVD|AMER VANGUARD CP|DEGS|RONIN PROFESSIONAL LLC|700
AVD|AMER VANGUARD CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5320
AVD|AMER VANGUARD CP|EBXL|EBX LLC|6000
AVD|AMER VANGUARD CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|964
AVD|AMER VANGUARD CP|EGAM|CBOE TRADING, INC.|1365
AVD|AMER VANGUARD CP|EGMT|EG MARKET TECHNOLOGIES LLC|118
AVD|AMER VANGUARD CP|EGXM|CBOE TRADING, INC.|300
AVD|AMER VANGUARD CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1389
AVD|AMER VANGUARD CP|ETRS|E*Trade Securities LLC|1443
AVD|AMER VANGUARD CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
AVD|AMER VANGUARD CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10360
AVD|AMER VANGUARD CP|FTBR|Foliofn Investments, Inc.|1113
AVD|AMER VANGUARD CP|GLPX|ACS EXECUTION SERVICES, LLC|200
AVD|AMER VANGUARD CP|GSCO|GOLDMAN SACHS & CO. LLC|95117
AVD|AMER VANGUARD CP|GSLT|GOLDMAN SACHS & CO. LLC|393
AVD|AMER VANGUARD CP|GTSZ|GTS SECURITIES LLC|10429
AVD|AMER VANGUARD CP|IATS|INTERACTIVE BROKERS LLC|200
AVD|AMER VANGUARD CP|IBKR|Interactive Brokers Llc|559
AVD|AMER VANGUARD CP|ICBX|INSTINET, LLC|6700
AVD|AMER VANGUARD CP|IEQY|CITADEL SECURITIES LLC|1822
AVD|AMER VANGUARD CP|INCA|INSTINET, LLC|31615
AVD|AMER VANGUARD CP|INJX|INSTINET, LLC|469
AVD|AMER VANGUARD CP|ITGI|ITG Inc.|4363
AVD|AMER VANGUARD CP|ITGP|ITG INC.|10000
AVD|AMER VANGUARD CP|JEFF|JEFFERIES LLC|5632
AVD|AMER VANGUARD CP|JMPT|JUMP TRADING, LLC|1383
AVD|AMER VANGUARD CP|JPBX|J.P. MORGAN SECURITIES LLC|1472
AVD|AMER VANGUARD CP|JPMX|J.P. Morgan Securities LLC|27345
AVD|AMER VANGUARD CP|JSJX|JANE STREET CAPITAL LLC|3080
AVD|AMER VANGUARD CP|KCGM|VIRTU Americas LLC|2894
AVD|AMER VANGUARD CP|LEHM|Barclays Capital Inc./Le|29620
AVD|AMER VANGUARD CP|LIME|Lime Brokerage LLC|10942
AVD|AMER VANGUARD CP|LOOP|Loop Capital Markets LLC|1189
AVD|AMER VANGUARD CP|LSCI|Lek Securities Corporation|21
AVD|AMER VANGUARD CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15386
AVD|AMER VANGUARD CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
AVD|AMER VANGUARD CP|MSCO|MORGAN STANLEY & CO. LLC|42227
AVD|AMER VANGUARD CP|MSPL|MORGAN STANLEY & CO. LLC|18000
AVD|AMER VANGUARD CP|MSTX|MORGAN STANLEY & CO. LLC|1600
AVD|AMER VANGUARD CP|NFSC|National Financial Services LLC|2909
AVD|AMER VANGUARD CP|NITE|VIRTU Americas LLC|39080
AVD|AMER VANGUARD CP|OPCO|Oppenheimer & Co. Inc.|1458
AVD|AMER VANGUARD CP|PDQM|CODA MARKETS, INC.|4193
AVD|AMER VANGUARD CP|RBCM|RBC CAPITAL MARKETS, LLC|65
AVD|AMER VANGUARD CP|RHCO|Suntrust Robinson Humphrey, Inc.|6471
AVD|AMER VANGUARD CP|SAGW|SAGETRADER, LLC|100
AVD|AMER VANGUARD CP|SBSH|Citigroup Global Markets Inc.|12332
AVD|AMER VANGUARD CP|SGMT|GOLDMAN SACHS & CO. LLC|6846
AVD|AMER VANGUARD CP|SPDR|SPEEDROUTE LLC|1071
AVD|AMER VANGUARD CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|58800
AVD|AMER VANGUARD CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
AVD|AMER VANGUARD CP|SWIM|TD Ameritrade, Inc.|12975
AVD|AMER VANGUARD CP|TKNG|ALLY INVEST SECURITIES LLC|100
AVD|AMER VANGUARD CP|TRBT|Tradebot Systems, Inc.|820
AVD|AMER VANGUARD CP|TRCM|TRC MARKETS LLC|2603
AVD|AMER VANGUARD CP|UBSA|UBS SECURITIES LLC|53835
AVD|AMER VANGUARD CP|UBSS|UBS Securities LLC|60711
AVD|AMER VANGUARD CP|VALX|VIRTU AMERICAS LLC|3253
AVD|AMER VANGUARD CP|VGRD|Vanguard Marketing Corporation|572
AVD|AMER VANGUARD CP|WCHV|WELLS FARGO SECURITIES, LLC|2484
AVD|AMER VANGUARD CP|WEED|Weeden & Co.L.P.|900
AVD|AMER VANGUARD CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
AVD|AMER VANGUARD CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
AVD|AMER VANGUARD CP|WSEA|WOLVERINE SECURITIES, LLC|41
AVD|AMER VANGUARD CP|XIST|INSTINET, LLC|800
AVD|AMER VANGUARD CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
AVD|AMER VANGUARD CP|YKNA|COMHAR CAPITAL MARKETS, LLC|101
AVD|AMER VANGUARD CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1200
AVDL|AVADEL PHARMACEUTICA|AGIS|Aegis Capital Corp.|11953
AVDL|AVADEL PHARMACEUTICA|ALTX|Alternet Securities Inc.|5180
AVDL|AVADEL PHARMACEUTICA|APCC|Apex Clearing Corporation|3344
AVDL|AVADEL PHARMACEUTICA|BATM|CBOE TRADING, INC.|2893
AVDL|AVADEL PHARMACEUTICA|BAYT|BTIG, LLC|11500
AVDL|AVADEL PHARMACEUTICA|BERN|Sanford C. Bernstein & Co., LLC|38845
AVDL|AVADEL PHARMACEUTICA|BIDS|BIDS TRADING L.P.|45100
AVDL|AVADEL PHARMACEUTICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|722
AVDL|AVADEL PHARMACEUTICA|BNCH|The Benchmark Company, LLC|200
AVDL|AVADEL PHARMACEUTICA|BNPX|BNP PARIBAS SECURITIES CORP.|8889
AVDL|AVADEL PHARMACEUTICA|BTIG|BTIG, LLC|20212
AVDL|AVADEL PHARMACEUTICA|BYXM|CBOE TRADING, INC.|410
AVDL|AVADEL PHARMACEUTICA|CHAS|Charles Schwab & Co., Inc.|3000
AVDL|AVADEL PHARMACEUTICA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48407
AVDL|AVADEL PHARMACEUTICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3370
AVDL|AVADEL PHARMACEUTICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13050
AVDL|AVADEL PHARMACEUTICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|72412
AVDL|AVADEL PHARMACEUTICA|CTDL|Citadel Derivatives Group Llc|60
AVDL|AVADEL PHARMACEUTICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|8550
AVDL|AVADEL PHARMACEUTICA|DBAB|Deutsche Bank Securities Inc.|107783
AVDL|AVADEL PHARMACEUTICA|DBAX|Deutsche Bank Securities Inc.|28900
AVDL|AVADEL PHARMACEUTICA|DEAN|MORGAN STANLEY|4300
AVDL|AVADEL PHARMACEUTICA|DEGS|RONIN PROFESSIONAL LLC|39665
AVDL|AVADEL PHARMACEUTICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|86965
AVDL|AVADEL PHARMACEUTICA|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|27800
AVDL|AVADEL PHARMACEUTICA|EBXL|EBX LLC|93700
AVDL|AVADEL PHARMACEUTICA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1415
AVDL|AVADEL PHARMACEUTICA|EGAM|CBOE TRADING, INC.|7125
AVDL|AVADEL PHARMACEUTICA|EGMT|EG MARKET TECHNOLOGIES LLC|100
AVDL|AVADEL PHARMACEUTICA|EGXM|CBOE TRADING, INC.|4553
AVDL|AVADEL PHARMACEUTICA|EGXW|CBOE TRADING, INC.|100
AVDL|AVADEL PHARMACEUTICA|ETBE|Electronic Transaction Clearing, Inc.|5264
AVDL|AVADEL PHARMACEUTICA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5200
AVDL|AVADEL PHARMACEUTICA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6308
AVDL|AVADEL PHARMACEUTICA|ETRS|E*Trade Securities LLC|131916
AVDL|AVADEL PHARMACEUTICA|FBCO|Credit Suisse Securities (USA) LLC|100213
AVDL|AVADEL PHARMACEUTICA|FILL|Tradestation Securities, Inc.|1798
AVDL|AVADEL PHARMACEUTICA|FMAF|NBCN Inc./ CDS|2060
AVDL|AVADEL PHARMACEUTICA|FOMA|TD AMERITRADE CLEARING, INC.|413775
AVDL|AVADEL PHARMACEUTICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62661
AVDL|AVADEL PHARMACEUTICA|FTBR|Foliofn Investments, Inc.|1305
AVDL|AVADEL PHARMACEUTICA|GEBB|GLOBAL EXECUTION BROKERS, LP|5876
AVDL|AVADEL PHARMACEUTICA|GLIS|TD Securities Inc|502
AVDL|AVADEL PHARMACEUTICA|GLPX|ACS EXECUTION SERVICES, LLC|13590
AVDL|AVADEL PHARMACEUTICA|GSCO|GOLDMAN SACHS & CO. LLC|275276
AVDL|AVADEL PHARMACEUTICA|GSCS|GOLDMAN SACHS & CO. LLC|17282
AVDL|AVADEL PHARMACEUTICA|GSLT|GOLDMAN SACHS & CO. LLC|6299
AVDL|AVADEL PHARMACEUTICA|GTSZ|GTS SECURITIES LLC|3421
AVDL|AVADEL PHARMACEUTICA|HRBF|American Enterprise Investment Services Inc.|52520
AVDL|AVADEL PHARMACEUTICA|IATS|INTERACTIVE BROKERS LLC|31501
AVDL|AVADEL PHARMACEUTICA|IBKR|Interactive Brokers Llc|131645
AVDL|AVADEL PHARMACEUTICA|ICBX|INSTINET, LLC|16400
AVDL|AVADEL PHARMACEUTICA|IEQY|CITADEL SECURITIES LLC|28239
AVDL|AVADEL PHARMACEUTICA|INCA|INSTINET, LLC|73154
AVDL|AVADEL PHARMACEUTICA|INJX|INSTINET, LLC|12428
AVDL|AVADEL PHARMACEUTICA|ITGI|ITG Inc.|8380
AVDL|AVADEL PHARMACEUTICA|ITGP|ITG INC.|69200
AVDL|AVADEL PHARMACEUTICA|JANY|Janney Montgomery Scott Inc.|7370
AVDL|AVADEL PHARMACEUTICA|JEFF|JEFFERIES LLC|23336
AVDL|AVADEL PHARMACEUTICA|JMPT|JUMP TRADING, LLC|16162
AVDL|AVADEL PHARMACEUTICA|JPBX|J.P. MORGAN SECURITIES LLC|2580
AVDL|AVADEL PHARMACEUTICA|JPMX|J.P. Morgan Securities LLC|255208
AVDL|AVADEL PHARMACEUTICA|JSJX|JANE STREET CAPITAL LLC|3464
AVDL|AVADEL PHARMACEUTICA|JSSF|JMP Securities LLC|50000
AVDL|AVADEL PHARMACEUTICA|KCGM|VIRTU Americas LLC|24242
AVDL|AVADEL PHARMACEUTICA|LEER|LEERINK PARTNERS LLC|3338346
AVDL|AVADEL PHARMACEUTICA|LEHM|Barclays Capital Inc./Le|157040
AVDL|AVADEL PHARMACEUTICA|LIME|Lime Brokerage LLC|67680
AVDL|AVADEL PHARMACEUTICA|LQNA|LIQUIDNET, INC.|20700
AVDL|AVADEL PHARMACEUTICA|LQNB|LIQUIDNET, INC.|45100
AVDL|AVADEL PHARMACEUTICA|LSCI|Lek Securities Corporation|582
AVDL|AVADEL PHARMACEUTICA|LTCO|Ladenburg, Thalmann & Co., Inc.|1000
AVDL|AVADEL PHARMACEUTICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62734
AVDL|AVADEL PHARMACEUTICA|MOTF|MOTIF INVESTING, INC.|4
AVDL|AVADEL PHARMACEUTICA|MSCO|MORGAN STANLEY & CO. LLC|558899
AVDL|AVADEL PHARMACEUTICA|MSPL|MORGAN STANLEY & CO. LLC|86100
AVDL|AVADEL PHARMACEUTICA|MSTX|MORGAN STANLEY & CO. LLC|17600
AVDL|AVADEL PHARMACEUTICA|NBCS|NBC Securities, INC.|7000
AVDL|AVADEL PHARMACEUTICA|NFSC|National Financial Services LLC|231694
AVDL|AVADEL PHARMACEUTICA|NITE|VIRTU Americas LLC|518227
AVDL|AVADEL PHARMACEUTICA|NQRB|Brut, LLC|35510
AVDL|AVADEL PHARMACEUTICA|OPCO|Oppenheimer & Co. Inc.|800
AVDL|AVADEL PHARMACEUTICA|PDQM|CODA MARKETS, INC.|19773
AVDL|AVADEL PHARMACEUTICA|PWJC|UBS Financial Services, Inc.|500
AVDL|AVADEL PHARMACEUTICA|RAJA|Raymond James & Associates, Inc.|12738
AVDL|AVADEL PHARMACEUTICA|RBCM|RBC CAPITAL MARKETS, LLC|18924
AVDL|AVADEL PHARMACEUTICA|RHCO|Suntrust Robinson Humphrey, Inc.|14600
AVDL|AVADEL PHARMACEUTICA|SAGL|SAGETRADER, LLC|9934
AVDL|AVADEL PHARMACEUTICA|SALI|INTL FCSTONE FINANCIAL INC.|98
AVDL|AVADEL PHARMACEUTICA|SBSH|Citigroup Global Markets Inc.|43501
AVDL|AVADEL PHARMACEUTICA|SGMT|GOLDMAN SACHS & CO. LLC|61217
AVDL|AVADEL PHARMACEUTICA|SPDR|SPEEDROUTE LLC|3300
AVDL|AVADEL PHARMACEUTICA|STXG|Stockcross Financial Services, Inc.|2600
AVDL|AVADEL PHARMACEUTICA|SWIM|TD Ameritrade, Inc.|32003
AVDL|AVADEL PHARMACEUTICA|SWST|Hilltop Securities Inc.|600
AVDL|AVADEL PHARMACEUTICA|TKNG|ALLY INVEST SECURITIES LLC|7520
AVDL|AVADEL PHARMACEUTICA|TRCM|TRC MARKETS LLC|8095
AVDL|AVADEL PHARMACEUTICA|TWTT|TASTYWORKS, INC.|67
AVDL|AVADEL PHARMACEUTICA|UBSA|UBS SECURITIES LLC|250103
AVDL|AVADEL PHARMACEUTICA|UBSS|UBS Securities LLC|314777
AVDL|AVADEL PHARMACEUTICA|VALX|VIRTU AMERICAS LLC|3074
AVDL|AVADEL PHARMACEUTICA|VGRD|Vanguard Marketing Corporation|14040
AVDL|AVADEL PHARMACEUTICA|VNDM|Wall Street Access|2500
AVDL|AVADEL PHARMACEUTICA|WBLR|WILLIAM BLAIR|2357
AVDL|AVADEL PHARMACEUTICA|WBPX|SUMMIT SECURITIES GROUP, LLC|46
AVDL|AVADEL PHARMACEUTICA|WCHV|WELLS FARGO SECURITIES, LLC|109364
AVDL|AVADEL PHARMACEUTICA|WEED|Weeden & Co.L.P.|742
AVDL|AVADEL PHARMACEUTICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6178
AVDL|AVADEL PHARMACEUTICA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22034
AVDL|AVADEL PHARMACEUTICA|WFPB|Wells Fargo Securities, LLC.|1500
AVDL|AVADEL PHARMACEUTICA|WGIF|CIBC World Markets Inc.|12600
AVDL|AVADEL PHARMACEUTICA|WSEA|WOLVERINE SECURITIES, LLC|20636
AVDL|AVADEL PHARMACEUTICA|XIST|INSTINET, LLC|22600
AVDL|AVADEL PHARMACEUTICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|51352
AVDL|AVADEL PHARMACEUTICA|YKNA|COMHAR CAPITAL MARKETS, LLC|716
AVDL|AVADEL PHARMACEUTICA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|590
AVEO|AVEO PHARMACEUTICALS|ADAM|CANACCORD GENUITY INC.|62517
AVEO|AVEO PHARMACEUTICALS|AGIS|Aegis Capital Corp.|500
AVEO|AVEO PHARMACEUTICALS|ALTX|Alternet Securities Inc.|3722
AVEO|AVEO PHARMACEUTICALS|APCC|Apex Clearing Corporation|25248
AVEO|AVEO PHARMACEUTICALS|BATM|CBOE TRADING, INC.|5673
AVEO|AVEO PHARMACEUTICALS|BAYC|BAY CREST PARTNERS, LLC|6594
AVEO|AVEO PHARMACEUTICALS|BERN|Sanford C. Bernstein & Co., LLC|116900
AVEO|AVEO PHARMACEUTICALS|BIMI|Banca IMI Securities Corp.|68050
AVEO|AVEO PHARMACEUTICALS|BKCM|BNY Mellon Capital Markets LLC|3402
AVEO|AVEO PHARMACEUTICALS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5399
AVEO|AVEO PHARMACEUTICALS|BMOC|BMO Capital Markets Corp.|7665
AVEO|AVEO PHARMACEUTICALS|BNPX|BNP PARIBAS SECURITIES CORP.|11499
AVEO|AVEO PHARMACEUTICALS|BTIG|BTIG, LLC|118308
AVEO|AVEO PHARMACEUTICALS|BYXM|CBOE TRADING, INC.|1179
AVEO|AVEO PHARMACEUTICALS|CANT|Cantor Fitzgerald & Co.|85
AVEO|AVEO PHARMACEUTICALS|CHAS|Charles Schwab & Co., Inc.|20117
AVEO|AVEO PHARMACEUTICALS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27735
AVEO|AVEO PHARMACEUTICALS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3850
AVEO|AVEO PHARMACEUTICALS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|336470
AVEO|AVEO PHARMACEUTICALS|CTDL|Citadel Derivatives Group Llc|51995
AVEO|AVEO PHARMACEUTICALS|CXCX|CITIGROUP GLOBAL MARKETS INC.|36752
AVEO|AVEO PHARMACEUTICALS|DBAB|Deutsche Bank Securities Inc.|994130
AVEO|AVEO PHARMACEUTICALS|DBAX|Deutsche Bank Securities Inc.|180300
AVEO|AVEO PHARMACEUTICALS|DEAN|MORGAN STANLEY|310
AVEO|AVEO PHARMACEUTICALS|DEGS|RONIN PROFESSIONAL LLC|102766
AVEO|AVEO PHARMACEUTICALS|DRWK|DRW SECURITIES, L.L.C.|18340
AVEO|AVEO PHARMACEUTICALS|EBXL|EBX LLC|178800
AVEO|AVEO PHARMACEUTICALS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4414
AVEO|AVEO PHARMACEUTICALS|EDJO|Edward D. Jones & Co., L.P.|2760
AVEO|AVEO PHARMACEUTICALS|EGAM|CBOE TRADING, INC.|3823
AVEO|AVEO PHARMACEUTICALS|EGXM|CBOE TRADING, INC.|3720
AVEO|AVEO PHARMACEUTICALS|ETBE|Electronic Transaction Clearing, Inc.|169869
AVEO|AVEO PHARMACEUTICALS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8270
AVEO|AVEO PHARMACEUTICALS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9000
AVEO|AVEO PHARMACEUTICALS|ETRS|E*Trade Securities LLC|1732284
AVEO|AVEO PHARMACEUTICALS|FBCO|Credit Suisse Securities (USA) LLC|471769
AVEO|AVEO PHARMACEUTICALS|FILL|Tradestation Securities, Inc.|23259
AVEO|AVEO PHARMACEUTICALS|FMAF|NBCN Inc./ CDS|20500
AVEO|AVEO PHARMACEUTICALS|FOMA|TD AMERITRADE CLEARING, INC.|3913841
AVEO|AVEO PHARMACEUTICALS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67960
AVEO|AVEO PHARMACEUTICALS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|106291
AVEO|AVEO PHARMACEUTICALS|FTBR|Foliofn Investments, Inc.|1748
AVEO|AVEO PHARMACEUTICALS|GEBB|GLOBAL EXECUTION BROKERS, LP|33336
AVEO|AVEO PHARMACEUTICALS|GLIS|TD Securities Inc|2800
AVEO|AVEO PHARMACEUTICALS|GLPX|ACS EXECUTION SERVICES, LLC|6614
AVEO|AVEO PHARMACEUTICALS|GSCO|GOLDMAN SACHS & CO. LLC|3039774
AVEO|AVEO PHARMACEUTICALS|GSCS|GOLDMAN SACHS & CO. LLC|25862
AVEO|AVEO PHARMACEUTICALS|GSLT|GOLDMAN SACHS & CO. LLC|5660
AVEO|AVEO PHARMACEUTICALS|GTSZ|GTS SECURITIES LLC|13100
AVEO|AVEO PHARMACEUTICALS|HAPX|HAP Trading, LLC|200
AVEO|AVEO PHARMACEUTICALS|HRBF|American Enterprise Investment Services Inc.|1400
AVEO|AVEO PHARMACEUTICALS|IATS|INTERACTIVE BROKERS LLC|198612
AVEO|AVEO PHARMACEUTICALS|IBKR|Interactive Brokers Llc|440424
AVEO|AVEO PHARMACEUTICALS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|81
AVEO|AVEO PHARMACEUTICALS|ICBX|INSTINET, LLC|105334
AVEO|AVEO PHARMACEUTICALS|IEQY|CITADEL SECURITIES LLC|26948
AVEO|AVEO PHARMACEUTICALS|INCA|INSTINET, LLC|616345
AVEO|AVEO PHARMACEUTICALS|INJX|INSTINET, LLC|9629
AVEO|AVEO PHARMACEUTICALS|ITGI|ITG Inc.|23995
AVEO|AVEO PHARMACEUTICALS|ITGP|ITG INC.|94400
AVEO|AVEO PHARMACEUTICALS|JEFF|JEFFERIES LLC|90054
AVEO|AVEO PHARMACEUTICALS|JMPT|JUMP TRADING, LLC|63009
AVEO|AVEO PHARMACEUTICALS|JONE|JonesTrading|21000
AVEO|AVEO PHARMACEUTICALS|JPBX|J.P. MORGAN SECURITIES LLC|46385
AVEO|AVEO PHARMACEUTICALS|JPMX|J.P. Morgan Securities LLC|638725
AVEO|AVEO PHARMACEUTICALS|JSCL|JOSEPH STONE CAPITAL L.L.C.|1000
AVEO|AVEO PHARMACEUTICALS|JSJX|JANE STREET CAPITAL LLC|122181
AVEO|AVEO PHARMACEUTICALS|KCGM|VIRTU Americas LLC|140889
AVEO|AVEO PHARMACEUTICALS|LEHM|Barclays Capital Inc./Le|2519469
AVEO|AVEO PHARMACEUTICALS|LIME|Lime Brokerage LLC|177770
AVEO|AVEO PHARMACEUTICALS|LMGP|LIME BROKERAGE LLC|143986
AVEO|AVEO PHARMACEUTICALS|LOOP|Loop Capital Markets LLC|39457
AVEO|AVEO PHARMACEUTICALS|LSCI|Lek Securities Corporation|6423
AVEO|AVEO PHARMACEUTICALS|MACQ|Macquarie Capital (USA) Inc.|8750
AVEO|AVEO PHARMACEUTICALS|MAGM|TOR BROKERAGE LLC|2000
AVEO|AVEO PHARMACEUTICALS|MAXM|Maxim Group LLC|10957
AVEO|AVEO PHARMACEUTICALS|MBTS|ALLY INVEST SECURITIES LLC|20618
AVEO|AVEO PHARMACEUTICALS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|231922
AVEO|AVEO PHARMACEUTICALS|MOTF|MOTIF INVESTING, INC.|7
AVEO|AVEO PHARMACEUTICALS|MSCO|MORGAN STANLEY & CO. LLC|5759001
AVEO|AVEO PHARMACEUTICALS|MSPL|MORGAN STANLEY & CO. LLC|492800
AVEO|AVEO PHARMACEUTICALS|MSTX|MORGAN STANLEY & CO. LLC|288300
AVEO|AVEO PHARMACEUTICALS|NATL|National Securities Corporation|9100
AVEO|AVEO PHARMACEUTICALS|NFSC|National Financial Services LLC|1914136
AVEO|AVEO PHARMACEUTICALS|NITE|VIRTU Americas LLC|3740359
AVEO|AVEO PHARMACEUTICALS|NITP|VIRTU Americas LLC|154637
AVEO|AVEO PHARMACEUTICALS|NQRB|Brut, LLC|33103
AVEO|AVEO PHARMACEUTICALS|OPCO|Oppenheimer & Co. Inc.|2000
AVEO|AVEO PHARMACEUTICALS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5105
AVEO|AVEO PHARMACEUTICALS|PDQM|CODA MARKETS, INC.|8536
AVEO|AVEO PHARMACEUTICALS|PHLY|NASDAQ Execution Services, LLC|75000
AVEO|AVEO PHARMACEUTICALS|PICT|Pictet Overseas Inc.|2470
AVEO|AVEO PHARMACEUTICALS|PWJC|UBS Financial Services, Inc.|15099
AVEO|AVEO PHARMACEUTICALS|RAJA|Raymond James & Associates, Inc.|36829
AVEO|AVEO PHARMACEUTICALS|RBCM|RBC CAPITAL MARKETS, LLC|27450
AVEO|AVEO PHARMACEUTICALS|RGLD|Regal Securities, Inc|1000
AVEO|AVEO PHARMACEUTICALS|SALI|INTL FCSTONE FINANCIAL INC.|17650
AVEO|AVEO PHARMACEUTICALS|SBSH|Citigroup Global Markets Inc.|564257
AVEO|AVEO PHARMACEUTICALS|SEIC|SEI Investments Distribution Co.|800
AVEO|AVEO PHARMACEUTICALS|SGMT|GOLDMAN SACHS & CO. LLC|133548
AVEO|AVEO PHARMACEUTICALS|SPDR|SPEEDROUTE LLC|8990
AVEO|AVEO PHARMACEUTICALS|SPGS|Sea Port Group Securities, LLC|314
AVEO|AVEO PHARMACEUTICALS|SPNT|SEVEN POINTS CAPITAL, LLC|3353
AVEO|AVEO PHARMACEUTICALS|STFL|Stifel, Nicolaus & Company, Incorporated|14800
AVEO|AVEO PHARMACEUTICALS|SWIM|TD Ameritrade, Inc.|1162907
AVEO|AVEO PHARMACEUTICALS|SWST|Hilltop Securities Inc.|2000
AVEO|AVEO PHARMACEUTICALS|TKNG|ALLY INVEST SECURITIES LLC|52474
AVEO|AVEO PHARMACEUTICALS|TRBT|Tradebot Systems, Inc.|335064
AVEO|AVEO PHARMACEUTICALS|TRCM|TRC MARKETS LLC|130628
AVEO|AVEO PHARMACEUTICALS|TTUC|CUTTONE & CO., INC.|1558
AVEO|AVEO PHARMACEUTICALS|TWTT|TASTYWORKS, INC.|3200
AVEO|AVEO PHARMACEUTICALS|UBSA|UBS SECURITIES LLC|884551
AVEO|AVEO PHARMACEUTICALS|UBSS|UBS Securities LLC|5266582
AVEO|AVEO PHARMACEUTICALS|VALX|VIRTU AMERICAS LLC|57393
AVEO|AVEO PHARMACEUTICALS|VGRD|Vanguard Marketing Corporation|348079
AVEO|AVEO PHARMACEUTICALS|WBLR|WILLIAM BLAIR|5000
AVEO|AVEO PHARMACEUTICALS|WCHV|WELLS FARGO SECURITIES, LLC|522236
AVEO|AVEO PHARMACEUTICALS|WDNX|WEEDEN & CO.L.P.|11960
AVEO|AVEO PHARMACEUTICALS|WEDB|WEDBUSH SECURITIES INC.|200
AVEO|AVEO PHARMACEUTICALS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21353
AVEO|AVEO PHARMACEUTICALS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63916
AVEO|AVEO PHARMACEUTICALS|WGIF|CIBC World Markets Inc.|173420
AVEO|AVEO PHARMACEUTICALS|WSEA|WOLVERINE SECURITIES, LLC|95797
AVEO|AVEO PHARMACEUTICALS|XIST|INSTINET, LLC|9200
AVEO|AVEO PHARMACEUTICALS|XSTM|NATIONAL FINANCIAL SERVICES LLC|131878
AVEO|AVEO PHARMACEUTICALS|YKNA|COMHAR CAPITAL MARKETS, LLC|90
AVEO|AVEO PHARMACEUTICALS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6706
AVGO|BROADCOM INC.|ABLE|NATIXIS Securities Americas LLC|174644
AVGO|BROADCOM INC.|ADAM|CANACCORD GENUITY INC.|1172
AVGO|BROADCOM INC.|AGCP|AEGIS CAPITAL CORP.|460
AVGO|BROADCOM INC.|AGIS|Aegis Capital Corp.|5587
AVGO|BROADCOM INC.|ALTX|Alternet Securities Inc.|44655
AVGO|BROADCOM INC.|ANOS|ABEL/NOSER, L.L.C.|15579
AVGO|BROADCOM INC.|APCC|Apex Clearing Corporation|17737
AVGO|BROADCOM INC.|AQUA|AQUA SECURITIES L.P.|5000
AVGO|BROADCOM INC.|BACS|BETA CAPITAL SECURITIES LLC|130
AVGO|BROADCOM INC.|BANK|Primevest Financial Services, Inc.|654
AVGO|BROADCOM INC.|BARD|Robert W. Baird & Co. Incorporated|12179
AVGO|BROADCOM INC.|BATM|CBOE TRADING, INC.|40009
AVGO|BROADCOM INC.|BAYC|BAY CREST PARTNERS, LLC|61125
AVGO|BROADCOM INC.|BBNT|BB&T SECURITIES, LLC|846
AVGO|BROADCOM INC.|BERN|Sanford C. Bernstein & Co., LLC|449745
AVGO|BROADCOM INC.|BIAD|SAGETRADER, LLC|203
AVGO|BROADCOM INC.|BIDS|BIDS TRADING L.P.|100
AVGO|BROADCOM INC.|BIMI|Banca IMI Securities Corp.|161
AVGO|BROADCOM INC.|BKCM|BNY Mellon Capital Markets LLC|956
AVGO|BROADCOM INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57983
AVGO|BROADCOM INC.|BLKX|INSTINET, LLC|414800
AVGO|BROADCOM INC.|BMOC|BMO Capital Markets Corp.|480116
AVGO|BROADCOM INC.|BNCH|The Benchmark Company, LLC|4600
AVGO|BROADCOM INC.|BNPX|BNP PARIBAS SECURITIES CORP.|543950
AVGO|BROADCOM INC.|BTIG|BTIG, LLC|182193
AVGO|BROADCOM INC.|BYXM|CBOE TRADING, INC.|15635
AVGO|BROADCOM INC.|CABR|Cabrera Capital Markets, Inc.|6
AVGO|BROADCOM INC.|CANT|Cantor Fitzgerald & Co.|5982
AVGO|BROADCOM INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|159820
AVGO|BROADCOM INC.|CHAS|Charles Schwab & Co., Inc.|12119
AVGO|BROADCOM INC.|CHBC|PENSERRA SECURITIES, LLC|10800
AVGO|BROADCOM INC.|CIBP|CIBC World Markets Corp.|232310
AVGO|BROADCOM INC.|CICF|Canaccord Genuity Corp.|412
AVGO|BROADCOM INC.|CIST|Capital Institutional Services, Inc.|4652
AVGO|BROADCOM INC.|CLSA|CLSA AMERICAS, LLC|600
AVGO|BROADCOM INC.|CNFR|Cowen Prime Services LLC|500
AVGO|BROADCOM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|503572
AVGO|BROADCOM INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4435
AVGO|BROADCOM INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|146692
AVGO|BROADCOM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1110937
AVGO|BROADCOM INC.|CTDL|Citadel Derivatives Group Llc|115668
AVGO|BROADCOM INC.|CTLR|CUTLER GROUP, LP|18270
AVGO|BROADCOM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|150836
AVGO|BROADCOM INC.|DADA|D.A. Davidson & Co.|1447
AVGO|BROADCOM INC.|DAKO|Dakota Securities International, Inc.|380
AVGO|BROADCOM INC.|DAVA|Davenport & Company LLC|2368
AVGO|BROADCOM INC.|DAWA|Daiwa Capital Markets America Inc.|26424
AVGO|BROADCOM INC.|DBAB|Deutsche Bank Securities Inc.|3002797
AVGO|BROADCOM INC.|DBAX|Deutsche Bank Securities Inc.|706800
AVGO|BROADCOM INC.|DBUL|Deutsche Bank Securities Inc.|30399
AVGO|BROADCOM INC.|DCHF|Dart Executions, LLC|14224
AVGO|BROADCOM INC.|DEAN|MORGAN STANLEY|32778
AVGO|BROADCOM INC.|DEGS|RONIN PROFESSIONAL LLC|2706
AVGO|BROADCOM INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10397
AVGO|BROADCOM INC.|DRWK|DRW SECURITIES, L.L.C.|46892
AVGO|BROADCOM INC.|EBXL|EBX LLC|806300
AVGO|BROADCOM INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|93797
AVGO|BROADCOM INC.|EDJC|Edward Jones / CDS|2708
AVGO|BROADCOM INC.|EDJO|Edward D. Jones & Co., L.P.|28592
AVGO|BROADCOM INC.|EGAM|CBOE TRADING, INC.|117467
AVGO|BROADCOM INC.|EGAW|CBOE TRADING, INC.|646
AVGO|BROADCOM INC.|EGMT|EG MARKET TECHNOLOGIES LLC|14401
AVGO|BROADCOM INC.|EGXM|CBOE TRADING, INC.|10469
AVGO|BROADCOM INC.|EGXW|CBOE TRADING, INC.|119
AVGO|BROADCOM INC.|ELEV|ELEVATION, LLC|3120
AVGO|BROADCOM INC.|EROP|Eroom Securities L.L.C.|200
AVGO|BROADCOM INC.|ETBE|Electronic Transaction Clearing, Inc.|257507
AVGO|BROADCOM INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|985
AVGO|BROADCOM INC.|ETCB|ETC BROKERAGE SERVICES, LLC|7
AVGO|BROADCOM INC.|ETCC|Electronic Transaction Clearing, Inc.|2774
AVGO|BROADCOM INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7270
AVGO|BROADCOM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|318938
AVGO|BROADCOM INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|5297
AVGO|BROADCOM INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|300581
AVGO|BROADCOM INC.|ETRS|E*Trade Securities LLC|623633
AVGO|BROADCOM INC.|FBCO|Credit Suisse Securities (USA) LLC|2383106
AVGO|BROADCOM INC.|FBSB|U.S. Bancorp Investments, Inc.|28
AVGO|BROADCOM INC.|FFSI|Firstrade Securities Inc.|60
AVGO|BROADCOM INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|72
AVGO|BROADCOM INC.|FILL|Tradestation Securities, Inc.|9111
AVGO|BROADCOM INC.|FINX|FINTECH SECURITIES|3652
AVGO|BROADCOM INC.|FMAF|NBCN Inc./ CDS|10272
AVGO|BROADCOM INC.|FOGS|FOG EQUITIES LLC|94000
AVGO|BROADCOM INC.|FOMA|TD AMERITRADE CLEARING, INC.|794680
AVGO|BROADCOM INC.|FQLS|Quantlab Securities LP|896820
AVGO|BROADCOM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139056
AVGO|BROADCOM INC.|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3907
AVGO|BROADCOM INC.|FTBR|Foliofn Investments, Inc.|2884
AVGO|BROADCOM INC.|GARC|ICAP Corporates LLC|7580
AVGO|BROADCOM INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|211887
AVGO|BROADCOM INC.|GELP|RBC CAPITAL MARKETS, LLC|9504
AVGO|BROADCOM INC.|GLIS|TD Securities Inc|422
AVGO|BROADCOM INC.|GLPX|ACS EXECUTION SERVICES, LLC|524995
AVGO|BROADCOM INC.|GSCO|GOLDMAN SACHS & CO. LLC|5190490
AVGO|BROADCOM INC.|GSCS|GOLDMAN SACHS & CO. LLC|102209
AVGO|BROADCOM INC.|GSLT|GOLDMAN SACHS & CO. LLC|36791
AVGO|BROADCOM INC.|GTSZ|GTS SECURITIES LLC|831566
AVGO|BROADCOM INC.|HASF|Haywood Securities Inc./CDS|521
AVGO|BROADCOM INC.|HCTA|Hardcastle Trading USA LLC|141842
AVGO|BROADCOM INC.|HRBF|American Enterprise Investment Services Inc.|122945
AVGO|BROADCOM INC.|HSBC|HSBC Securities, Inc.|171497
AVGO|BROADCOM INC.|IATS|INTERACTIVE BROKERS LLC|65462
AVGO|BROADCOM INC.|IBKR|Interactive Brokers Llc|453711
AVGO|BROADCOM INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2494
AVGO|BROADCOM INC.|ICBX|INSTINET, LLC|257533
AVGO|BROADCOM INC.|IEQY|CITADEL SECURITIES LLC|479695
AVGO|BROADCOM INC.|INCA|INSTINET, LLC|2433156
AVGO|BROADCOM INC.|INJX|INSTINET, LLC|169875
AVGO|BROADCOM INC.|INTL|INTL FCSTONE FINANCIAL INC.|8
AVGO|BROADCOM INC.|ITGI|ITG Inc.|1292181
AVGO|BROADCOM INC.|ITGP|ITG INC.|558800
AVGO|BROADCOM INC.|JANY|Janney Montgomery Scott Inc.|5971
AVGO|BROADCOM INC.|JEFF|JEFFERIES LLC|428581
AVGO|BROADCOM INC.|JMPT|JUMP TRADING, LLC|607257
AVGO|BROADCOM INC.|JONE|JonesTrading|13963
AVGO|BROADCOM INC.|JPBX|J.P. MORGAN SECURITIES LLC|332631
AVGO|BROADCOM INC.|JPMX|J.P. Morgan Securities LLC|1050741
AVGO|BROADCOM INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|5488
AVGO|BROADCOM INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|7405
AVGO|BROADCOM INC.|JSJX|JANE STREET CAPITAL LLC|27926
AVGO|BROADCOM INC.|JUTA|JUMP TRADING, LLC|1436
AVGO|BROADCOM INC.|KCGM|VIRTU Americas LLC|153837
AVGO|BROADCOM INC.|LEHM|Barclays Capital Inc./Le|4025850
AVGO|BROADCOM INC.|LGNT|COR CLEARING LLC|1
AVGO|BROADCOM INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|591
AVGO|BROADCOM INC.|LIME|Lime Brokerage LLC|386627
AVGO|BROADCOM INC.|LIWD|LIME BROKERAGE LLC|1112
AVGO|BROADCOM INC.|LMGP|LIME BROKERAGE LLC|25128
AVGO|BROADCOM INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|282936
AVGO|BROADCOM INC.|LOOP|Loop Capital Markets LLC|7408
AVGO|BROADCOM INC.|LQNA|LIQUIDNET, INC.|190200
AVGO|BROADCOM INC.|LSCI|Lek Securities Corporation|44554
AVGO|BROADCOM INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1670
AVGO|BROADCOM INC.|MACC|Mid Atlantic Capital Corporation|350
AVGO|BROADCOM INC.|MACQ|Macquarie Capital (USA) Inc.|2400
AVGO|BROADCOM INC.|MAXM|Maxim Group LLC|19299
AVGO|BROADCOM INC.|MBTS|ALLY INVEST SECURITIES LLC|613
AVGO|BROADCOM INC.|MCMF|Raymond James Ltd. Cds|3535
AVGO|BROADCOM INC.|MKMP|MKM Partners LLC|6650
AVGO|BROADCOM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194756
AVGO|BROADCOM INC.|MOTF|MOTIF INVESTING, INC.|94
AVGO|BROADCOM INC.|MPSG|E D & F Man Capital Markets Inc.|621
AVGO|BROADCOM INC.|MSCO|MORGAN STANLEY & CO. LLC|8451804
AVGO|BROADCOM INC.|MSPL|MORGAN STANLEY & CO. LLC|687300
AVGO|BROADCOM INC.|MSTX|MORGAN STANLEY & CO. LLC|349300
AVGO|BROADCOM INC.|NATL|National Securities Corporation|1537
AVGO|BROADCOM INC.|NEED|Needham & Company, LLC|474
AVGO|BROADCOM INC.|NEUB|NEUBERGER BERMAN BD LLC|190
AVGO|BROADCOM INC.|NFSC|National Financial Services LLC|2135507
AVGO|BROADCOM INC.|NITE|VIRTU Americas LLC|2705132
AVGO|BROADCOM INC.|NITP|VIRTU Americas LLC|2594
AVGO|BROADCOM INC.|NMRA|Nomura Securities International, Inc.|88070
AVGO|BROADCOM INC.|NQRB|Brut, LLC|53311
AVGO|BROADCOM INC.|NTRC|Northern Trust Securities, Inc.|10501
AVGO|BROADCOM INC.|OHOS|TWO SIGMA SECURITIES, LLC|188812
AVGO|BROADCOM INC.|OLDM|OLD MISSION CAPITAL, LLC|2933
AVGO|BROADCOM INC.|OPCO|Oppenheimer & Co. Inc.|27469
AVGO|BROADCOM INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2895
AVGO|BROADCOM INC.|PCPT|PHILLIP CAPITAL INC.|4770
AVGO|BROADCOM INC.|PDQM|CODA MARKETS, INC.|910819
AVGO|BROADCOM INC.|PHLY|NASDAQ Execution Services, LLC|25800
AVGO|BROADCOM INC.|PICT|Pictet Overseas Inc.|1362
AVGO|BROADCOM INC.|PIPR|Piper Jaffray & Co.|1733
AVGO|BROADCOM INC.|PWJC|UBS Financial Services, Inc.|5060
AVGO|BROADCOM INC.|QMSR|QUATTRO M SECURITIES INC.|15503
AVGO|BROADCOM INC.|RAAA|RICHARD JAMES & ASSOCIATES, INC.|890
AVGO|BROADCOM INC.|RAJA|Raymond James & Associates, Inc.|69916
AVGO|BROADCOM INC.|RBCM|RBC CAPITAL MARKETS, LLC|29493
AVGO|BROADCOM INC.|SAGL|SAGETRADER, LLC|115162
AVGO|BROADCOM INC.|SAGW|SAGETRADER, LLC|464
AVGO|BROADCOM INC.|SALI|INTL FCSTONE FINANCIAL INC.|2268
AVGO|BROADCOM INC.|SBSH|Citigroup Global Markets Inc.|4017461
AVGO|BROADCOM INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|25
AVGO|BROADCOM INC.|SEIC|SEI Investments Distribution Co.|100
AVGO|BROADCOM INC.|SGMT|GOLDMAN SACHS & CO. LLC|477759
AVGO|BROADCOM INC.|SJLS|TRADE INFORMATICS LLC|1000
AVGO|BROADCOM INC.|SOGO|Wang Investment Associates, Inc.|100
AVGO|BROADCOM INC.|SPDR|SPEEDROUTE LLC|64583
AVGO|BROADCOM INC.|SPHN|Stephens Inc.|1944
AVGO|BROADCOM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|31473
AVGO|BROADCOM INC.|STKP|STOCKPILE INVESTMENTS, INC.|158
AVGO|BROADCOM INC.|SWIM|TD Ameritrade, Inc.|760503
AVGO|BROADCOM INC.|SWST|Hilltop Securities Inc.|16524
AVGO|BROADCOM INC.|TAGC|TELSEY ADVISORY GROUP LLC|10
AVGO|BROADCOM INC.|TDSI|TD Securities (USA) LLC|9609
AVGO|BROADCOM INC.|TKNG|ALLY INVEST SECURITIES LLC|9380
AVGO|BROADCOM INC.|TOUR|TOURMALINE PARTNERS, LLC|111
AVGO|BROADCOM INC.|TRBT|Tradebot Systems, Inc.|589176
AVGO|BROADCOM INC.|TRCM|TRC MARKETS LLC|233016
AVGO|BROADCOM INC.|TWTT|TASTYWORKS, INC.|640
AVGO|BROADCOM INC.|UBSA|UBS SECURITIES LLC|2295074
AVGO|BROADCOM INC.|UBSS|UBS Securities LLC|5956138
AVGO|BROADCOM INC.|VALX|VIRTU AMERICAS LLC|71453
AVGO|BROADCOM INC.|VERT|The Vertical Trading Group, LLC|1360
AVGO|BROADCOM INC.|VGRD|Vanguard Marketing Corporation|46465
AVGO|BROADCOM INC.|VSIN|Vision Financial Markets Llc|57
AVGO|BROADCOM INC.|WABR|Wall Street Access|1300
AVGO|BROADCOM INC.|WBET|Wallachbeth Capital LLC|2049
AVGO|BROADCOM INC.|WBLR|WILLIAM BLAIR|1980
AVGO|BROADCOM INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|16409
AVGO|BROADCOM INC.|WCHV|WELLS FARGO SECURITIES, LLC|601931
AVGO|BROADCOM INC.|WDNX|WEEDEN & CO.L.P.|5256
AVGO|BROADCOM INC.|WEDB|WEDBUSH SECURITIES INC.|28746
AVGO|BROADCOM INC.|WEED|Weeden & Co.L.P.|1843
AVGO|BROADCOM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|152087
AVGO|BROADCOM INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|129862
AVGO|BROADCOM INC.|WFPB|Wells Fargo Securities, LLC.|900
AVGO|BROADCOM INC.|WGIF|CIBC World Markets Inc.|11411
AVGO|BROADCOM INC.|WHOT|JUST2TRADE, INC.|8
AVGO|BROADCOM INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|416
AVGO|BROADCOM INC.|WORD|Worden Capital Management LLC|1999
AVGO|BROADCOM INC.|WSEA|WOLVERINE SECURITIES, LLC|28607
AVGO|BROADCOM INC.|WTFS|JUST2TRADE, INC.|38
AVGO|BROADCOM INC.|XIST|INSTINET, LLC|268804
AVGO|BROADCOM INC.|XPQR|Jump Trading|1000
AVGO|BROADCOM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|271652
AVGO|BROADCOM INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|113618
AVGO|BROADCOM INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13612
AVGR|AVINGER, INC.|ALTX|Alternet Securities Inc.|13480
AVGR|AVINGER, INC.|APCC|Apex Clearing Corporation|120520
AVGR|AVINGER, INC.|BATM|CBOE TRADING, INC.|400
AVGR|AVINGER, INC.|BERN|Sanford C. Bernstein & Co., LLC|504
AVGR|AVINGER, INC.|BIMI|Banca IMI Securities Corp.|8572
AVGR|AVINGER, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1955
AVGR|AVINGER, INC.|BYXM|CBOE TRADING, INC.|100
AVGR|AVINGER, INC.|CANT|Cantor Fitzgerald & Co.|325
AVGR|AVINGER, INC.|CBRA|Cobra Trading, Inc.|1000
AVGR|AVINGER, INC.|CHAS|Charles Schwab & Co., Inc.|10386
AVGR|AVINGER, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19187
AVGR|AVINGER, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6300
AVGR|AVINGER, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|109366
AVGR|AVINGER, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|147473
AVGR|AVINGER, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
AVGR|AVINGER, INC.|DBAB|Deutsche Bank Securities Inc.|26689
AVGR|AVINGER, INC.|DBAX|Deutsche Bank Securities Inc.|17000
AVGR|AVINGER, INC.|DEAN|MORGAN STANLEY|8244
AVGR|AVINGER, INC.|DEGS|RONIN PROFESSIONAL LLC|20902
AVGR|AVINGER, INC.|EBXL|EBX LLC|45200
AVGR|AVINGER, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1300
AVGR|AVINGER, INC.|EDJO|Edward D. Jones & Co., L.P.|7017
AVGR|AVINGER, INC.|EGAM|CBOE TRADING, INC.|11405
AVGR|AVINGER, INC.|EGAW|CBOE TRADING, INC.|599
AVGR|AVINGER, INC.|EGXM|CBOE TRADING, INC.|8406
AVGR|AVINGER, INC.|EGXW|CBOE TRADING, INC.|200
AVGR|AVINGER, INC.|ETBE|Electronic Transaction Clearing, Inc.|5351
AVGR|AVINGER, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|748
AVGR|AVINGER, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|15600
AVGR|AVINGER, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|18260
AVGR|AVINGER, INC.|ETRS|E*Trade Securities LLC|1399343
AVGR|AVINGER, INC.|FBCO|Credit Suisse Securities (USA) LLC|127741
AVGR|AVINGER, INC.|FBSB|U.S. Bancorp Investments, Inc.|1100
AVGR|AVINGER, INC.|FILL|Tradestation Securities, Inc.|80685
AVGR|AVINGER, INC.|FMAF|NBCN Inc./ CDS|14875
AVGR|AVINGER, INC.|FOMA|TD AMERITRADE CLEARING, INC.|2035143
AVGR|AVINGER, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1677
AVGR|AVINGER, INC.|FTBR|Foliofn Investments, Inc.|2285
AVGR|AVINGER, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|23516
AVGR|AVINGER, INC.|GLPX|ACS EXECUTION SERVICES, LLC|41990
AVGR|AVINGER, INC.|GSCO|GOLDMAN SACHS & CO. LLC|8806
AVGR|AVINGER, INC.|GSLT|GOLDMAN SACHS & CO. LLC|12365
AVGR|AVINGER, INC.|GTSZ|GTS SECURITIES LLC|260
AVGR|AVINGER, INC.|HRBF|American Enterprise Investment Services Inc.|500
AVGR|AVINGER, INC.|IATS|INTERACTIVE BROKERS LLC|116345
AVGR|AVINGER, INC.|IBKR|Interactive Brokers Llc|874295
AVGR|AVINGER, INC.|ICBX|INSTINET, LLC|21487
AVGR|AVINGER, INC.|INCA|INSTINET, LLC|157879
AVGR|AVINGER, INC.|ITGI|ITG Inc.|51646
AVGR|AVINGER, INC.|ITGP|ITG INC.|52800
AVGR|AVINGER, INC.|JHDR|J.H. Darbie & Co., Inc.|176
AVGR|AVINGER, INC.|JMPT|JUMP TRADING, LLC|28375
AVGR|AVINGER, INC.|JONE|JonesTrading|3293
AVGR|AVINGER, INC.|JPMX|J.P. Morgan Securities LLC|31652
AVGR|AVINGER, INC.|JSJX|JANE STREET CAPITAL LLC|1790
AVGR|AVINGER, INC.|KCGM|VIRTU Americas LLC|24217
AVGR|AVINGER, INC.|LEHM|Barclays Capital Inc./Le|132580
AVGR|AVINGER, INC.|LIME|Lime Brokerage LLC|27541
AVGR|AVINGER, INC.|MAXM|Maxim Group LLC|16330
AVGR|AVINGER, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33800
AVGR|AVINGER, INC.|MOTF|MOTIF INVESTING, INC.|3
AVGR|AVINGER, INC.|MSCO|MORGAN STANLEY & CO. LLC|693924
AVGR|AVINGER, INC.|MSPL|MORGAN STANLEY & CO. LLC|15800
AVGR|AVINGER, INC.|NFSC|National Financial Services LLC|1265427
AVGR|AVINGER, INC.|NITE|VIRTU Americas LLC|3434356
AVGR|AVINGER, INC.|NITP|VIRTU Americas LLC|1725
AVGR|AVINGER, INC.|NQRB|Brut, LLC|18691
AVGR|AVINGER, INC.|OPCO|Oppenheimer & Co. Inc.|5100
AVGR|AVINGER, INC.|PDQM|CODA MARKETS, INC.|55376
AVGR|AVINGER, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|100
AVGR|AVINGER, INC.|PWJC|UBS Financial Services, Inc.|9000
AVGR|AVINGER, INC.|RAJA|Raymond James & Associates, Inc.|11765
AVGR|AVINGER, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3800
AVGR|AVINGER, INC.|SAGL|SAGETRADER, LLC|600
AVGR|AVINGER, INC.|SBSH|Citigroup Global Markets Inc.|43600
AVGR|AVINGER, INC.|SGMT|GOLDMAN SACHS & CO. LLC|19359
AVGR|AVINGER, INC.|SPDR|SPEEDROUTE LLC|356049
AVGR|AVINGER, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|186
AVGR|AVINGER, INC.|SWIM|TD Ameritrade, Inc.|871149
AVGR|AVINGER, INC.|TKNG|ALLY INVEST SECURITIES LLC|16988
AVGR|AVINGER, INC.|TRCM|TRC MARKETS LLC|4589
AVGR|AVINGER, INC.|TTUC|CUTTONE & CO., INC.|51650
AVGR|AVINGER, INC.|TWTT|TASTYWORKS, INC.|400
AVGR|AVINGER, INC.|UBSA|UBS SECURITIES LLC|193669
AVGR|AVINGER, INC.|UBSS|UBS Securities LLC|368072
AVGR|AVINGER, INC.|VALX|VIRTU AMERICAS LLC|3093
AVGR|AVINGER, INC.|VGRD|Vanguard Marketing Corporation|50868
AVGR|AVINGER, INC.|VSIN|Vision Financial Markets Llc|13740
AVGR|AVINGER, INC.|WCHV|WELLS FARGO SECURITIES, LLC|61849
AVGR|AVINGER, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21952
AVGR|AVINGER, INC.|WGIF|CIBC World Markets Inc.|33214
AVGR|AVINGER, INC.|WSEA|WOLVERINE SECURITIES, LLC|85551
AVGR|AVINGER, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
AVGR|AVINGER, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2108
AVH|AVIANCA HOLDINGS SA|ALTX|Alternet Securities Inc.|6100
AVH|AVIANCA HOLDINGS SA|APCC|Apex Clearing Corporation|304
AVH|AVIANCA HOLDINGS SA|BATM|CBOE TRADING, INC.|2977
AVH|AVIANCA HOLDINGS SA|BAYC|BAY CREST PARTNERS, LLC|5100
AVH|AVIANCA HOLDINGS SA|BERN|Sanford C. Bernstein & Co., LLC|1724
AVH|AVIANCA HOLDINGS SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1670
AVH|AVIANCA HOLDINGS SA|BYXM|CBOE TRADING, INC.|100
AVH|AVIANCA HOLDINGS SA|BZYD|GOLDMAN SACHS & CO. LLC|632
AVH|AVIANCA HOLDINGS SA|CANT|Cantor Fitzgerald & Co.|47
AVH|AVIANCA HOLDINGS SA|CHAS|Charles Schwab & Co., Inc.|416568
AVH|AVIANCA HOLDINGS SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6800
AVH|AVIANCA HOLDINGS SA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AVH|AVIANCA HOLDINGS SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|72049
AVH|AVIANCA HOLDINGS SA|CTDL|Citadel Derivatives Group Llc|155
AVH|AVIANCA HOLDINGS SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|34950
AVH|AVIANCA HOLDINGS SA|DBAB|Deutsche Bank Securities Inc.|34287
AVH|AVIANCA HOLDINGS SA|DBAX|Deutsche Bank Securities Inc.|18500
AVH|AVIANCA HOLDINGS SA|DEAN|MORGAN STANLEY|3501
AVH|AVIANCA HOLDINGS SA|DEGS|RONIN PROFESSIONAL LLC|2590
AVH|AVIANCA HOLDINGS SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18800
AVH|AVIANCA HOLDINGS SA|EBXL|EBX LLC|21000
AVH|AVIANCA HOLDINGS SA|EDJO|Edward D. Jones & Co., L.P.|94
AVH|AVIANCA HOLDINGS SA|EGAM|CBOE TRADING, INC.|700
AVH|AVIANCA HOLDINGS SA|EGAW|CBOE TRADING, INC.|100
AVH|AVIANCA HOLDINGS SA|EGMT|EG MARKET TECHNOLOGIES LLC|100
AVH|AVIANCA HOLDINGS SA|EGXM|CBOE TRADING, INC.|3162
AVH|AVIANCA HOLDINGS SA|ETBE|Electronic Transaction Clearing, Inc.|2271
AVH|AVIANCA HOLDINGS SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|490
AVH|AVIANCA HOLDINGS SA|ETRS|E*Trade Securities LLC|4614
AVH|AVIANCA HOLDINGS SA|FILL|Tradestation Securities, Inc.|2799
AVH|AVIANCA HOLDINGS SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10973
AVH|AVIANCA HOLDINGS SA|FTBR|Foliofn Investments, Inc.|299
AVH|AVIANCA HOLDINGS SA|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
AVH|AVIANCA HOLDINGS SA|GLPX|ACS EXECUTION SERVICES, LLC|7400
AVH|AVIANCA HOLDINGS SA|GSCO|GOLDMAN SACHS & CO. LLC|41876
AVH|AVIANCA HOLDINGS SA|GSLT|GOLDMAN SACHS & CO. LLC|1187
AVH|AVIANCA HOLDINGS SA|GTSZ|GTS SECURITIES LLC|17482
AVH|AVIANCA HOLDINGS SA|HRBF|American Enterprise Investment Services Inc.|826
AVH|AVIANCA HOLDINGS SA|HSBC|HSBC Securities, Inc.|152
AVH|AVIANCA HOLDINGS SA|IATS|INTERACTIVE BROKERS LLC|3374
AVH|AVIANCA HOLDINGS SA|IBKR|Interactive Brokers Llc|19930
AVH|AVIANCA HOLDINGS SA|ICBX|INSTINET, LLC|16506
AVH|AVIANCA HOLDINGS SA|INCA|INSTINET, LLC|61343
AVH|AVIANCA HOLDINGS SA|INJX|INSTINET, LLC|361
AVH|AVIANCA HOLDINGS SA|ITGI|ITG Inc.|43193
AVH|AVIANCA HOLDINGS SA|ITGP|ITG INC.|167400
AVH|AVIANCA HOLDINGS SA|JEFF|JEFFERIES LLC|50201
AVH|AVIANCA HOLDINGS SA|JMPT|JUMP TRADING, LLC|3278
AVH|AVIANCA HOLDINGS SA|JPMX|J.P. Morgan Securities LLC|34614
AVH|AVIANCA HOLDINGS SA|JSJX|JANE STREET CAPITAL LLC|880
AVH|AVIANCA HOLDINGS SA|KCGM|VIRTU Americas LLC|16661
AVH|AVIANCA HOLDINGS SA|LEHM|Barclays Capital Inc./Le|34766
AVH|AVIANCA HOLDINGS SA|LIME|Lime Brokerage LLC|13638
AVH|AVIANCA HOLDINGS SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22390
AVH|AVIANCA HOLDINGS SA|MOTF|MOTIF INVESTING, INC.|5
AVH|AVIANCA HOLDINGS SA|MSCO|MORGAN STANLEY & CO. LLC|617483
AVH|AVIANCA HOLDINGS SA|MSPL|MORGAN STANLEY & CO. LLC|36300
AVH|AVIANCA HOLDINGS SA|NFSC|National Financial Services LLC|68500
AVH|AVIANCA HOLDINGS SA|NITE|VIRTU Americas LLC|136408
AVH|AVIANCA HOLDINGS SA|NITP|VIRTU Americas LLC|100
AVH|AVIANCA HOLDINGS SA|NQRB|Brut, LLC|15800
AVH|AVIANCA HOLDINGS SA|OPCO|Oppenheimer & Co. Inc.|3252
AVH|AVIANCA HOLDINGS SA|PACT|BTG Pactual US Capital Corp.|1800
AVH|AVIANCA HOLDINGS SA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4300
AVH|AVIANCA HOLDINGS SA|PDQM|CODA MARKETS, INC.|12800
AVH|AVIANCA HOLDINGS SA|SALI|INTL FCSTONE FINANCIAL INC.|314
AVH|AVIANCA HOLDINGS SA|SANT|Santander Investment Securities Inc.|88200
AVH|AVIANCA HOLDINGS SA|SBSH|Citigroup Global Markets Inc.|3162
AVH|AVIANCA HOLDINGS SA|SGMT|GOLDMAN SACHS & CO. LLC|9283
AVH|AVIANCA HOLDINGS SA|SPDR|SPEEDROUTE LLC|1500
AVH|AVIANCA HOLDINGS SA|SWIM|TD Ameritrade, Inc.|4042
AVH|AVIANCA HOLDINGS SA|TKNG|ALLY INVEST SECURITIES LLC|100
AVH|AVIANCA HOLDINGS SA|TRBT|Tradebot Systems, Inc.|11355
AVH|AVIANCA HOLDINGS SA|TRCM|TRC MARKETS LLC|4434
AVH|AVIANCA HOLDINGS SA|UBSA|UBS SECURITIES LLC|109189
AVH|AVIANCA HOLDINGS SA|UBSS|UBS Securities LLC|67498
AVH|AVIANCA HOLDINGS SA|VALX|VIRTU AMERICAS LLC|500
AVH|AVIANCA HOLDINGS SA|WCHV|WELLS FARGO SECURITIES, LLC|7568
AVH|AVIANCA HOLDINGS SA|WEED|Weeden & Co.L.P.|3500
AVH|AVIANCA HOLDINGS SA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1726
AVH|AVIANCA HOLDINGS SA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4894
AVH|AVIANCA HOLDINGS SA|WSEA|WOLVERINE SECURITIES, LLC|1131
AVH|AVIANCA HOLDINGS SA|XIST|INSTINET, LLC|2600
AVH|AVIANCA HOLDINGS SA|XPUS|XP SECURITIES, LLC|116434
AVH|AVIANCA HOLDINGS SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|17608
AVHI|A V HOMES, INC.|ALTX|Alternet Securities Inc.|1400
AVHI|A V HOMES, INC.|APCC|Apex Clearing Corporation|243
AVHI|A V HOMES, INC.|BARD|Robert W. Baird & Co. Incorporated|58723
AVHI|A V HOMES, INC.|BATM|CBOE TRADING, INC.|263
AVHI|A V HOMES, INC.|BERN|Sanford C. Bernstein & Co., LLC|400
AVHI|A V HOMES, INC.|BIDS|BIDS TRADING L.P.|100
AVHI|A V HOMES, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1562
AVHI|A V HOMES, INC.|BLKX|INSTINET, LLC|216878
AVHI|A V HOMES, INC.|BMOC|BMO Capital Markets Corp.|101938
AVHI|A V HOMES, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|965
AVHI|A V HOMES, INC.|BTIG|BTIG, LLC|70110
AVHI|A V HOMES, INC.|BYXM|CBOE TRADING, INC.|3800
AVHI|A V HOMES, INC.|CANT|Cantor Fitzgerald & Co.|95625
AVHI|A V HOMES, INC.|CHAS|Charles Schwab & Co., Inc.|4887
AVHI|A V HOMES, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|656521
AVHI|A V HOMES, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8900
AVHI|A V HOMES, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5812
AVHI|A V HOMES, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|250494
AVHI|A V HOMES, INC.|CTDL|Citadel Derivatives Group Llc|2295
AVHI|A V HOMES, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|86856
AVHI|A V HOMES, INC.|DADA|D.A. Davidson & Co.|100
AVHI|A V HOMES, INC.|DBAB|Deutsche Bank Securities Inc.|144418
AVHI|A V HOMES, INC.|DBAX|Deutsche Bank Securities Inc.|362700
AVHI|A V HOMES, INC.|DEAN|MORGAN STANLEY|15750
AVHI|A V HOMES, INC.|DEGS|RONIN PROFESSIONAL LLC|10098
AVHI|A V HOMES, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|54798
AVHI|A V HOMES, INC.|EBXL|EBX LLC|328400
AVHI|A V HOMES, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1784
AVHI|A V HOMES, INC.|EDJO|Edward D. Jones & Co., L.P.|1183
AVHI|A V HOMES, INC.|EGAM|CBOE TRADING, INC.|16144
AVHI|A V HOMES, INC.|EGAW|CBOE TRADING, INC.|400
AVHI|A V HOMES, INC.|EGXM|CBOE TRADING, INC.|300
AVHI|A V HOMES, INC.|ETBE|Electronic Transaction Clearing, Inc.|120
AVHI|A V HOMES, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|523
AVHI|A V HOMES, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
AVHI|A V HOMES, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7636
AVHI|A V HOMES, INC.|ETRS|E*Trade Securities LLC|39739
AVHI|A V HOMES, INC.|FBCO|Credit Suisse Securities (USA) LLC|244258
AVHI|A V HOMES, INC.|FBRC|B. RILEY FBR, INC.|1722112
AVHI|A V HOMES, INC.|FILL|Tradestation Securities, Inc.|5444
AVHI|A V HOMES, INC.|FINX|FINTECH SECURITIES|595
AVHI|A V HOMES, INC.|FMCO|First Manhattan Co|869413
AVHI|A V HOMES, INC.|FOMA|TD AMERITRADE CLEARING, INC.|134975
AVHI|A V HOMES, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67033
AVHI|A V HOMES, INC.|FTBR|Foliofn Investments, Inc.|3373
AVHI|A V HOMES, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|8151
AVHI|A V HOMES, INC.|GLPX|ACS EXECUTION SERVICES, LLC|6963
AVHI|A V HOMES, INC.|GSCO|GOLDMAN SACHS & CO. LLC|222488
AVHI|A V HOMES, INC.|GSCS|GOLDMAN SACHS & CO. LLC|42775
AVHI|A V HOMES, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3800
AVHI|A V HOMES, INC.|GTSZ|GTS SECURITIES LLC|28123
AVHI|A V HOMES, INC.|HRBF|American Enterprise Investment Services Inc.|1700
AVHI|A V HOMES, INC.|IATS|INTERACTIVE BROKERS LLC|4280
AVHI|A V HOMES, INC.|IBKR|Interactive Brokers Llc|38581
AVHI|A V HOMES, INC.|ICBX|INSTINET, LLC|128517
AVHI|A V HOMES, INC.|IEQY|CITADEL SECURITIES LLC|16594
AVHI|A V HOMES, INC.|INCA|INSTINET, LLC|337076
AVHI|A V HOMES, INC.|INJX|INSTINET, LLC|14415
AVHI|A V HOMES, INC.|ITGI|ITG Inc.|48166
AVHI|A V HOMES, INC.|ITGP|ITG INC.|215200
AVHI|A V HOMES, INC.|JANY|Janney Montgomery Scott Inc.|106
AVHI|A V HOMES, INC.|JEFF|JEFFERIES LLC|73121
AVHI|A V HOMES, INC.|JMPT|JUMP TRADING, LLC|4460
AVHI|A V HOMES, INC.|JONE|JonesTrading|1120517
AVHI|A V HOMES, INC.|JPBX|J.P. MORGAN SECURITIES LLC|4400
AVHI|A V HOMES, INC.|JPMX|J.P. Morgan Securities LLC|278058
AVHI|A V HOMES, INC.|KCGM|VIRTU Americas LLC|103207
AVHI|A V HOMES, INC.|LEHM|Barclays Capital Inc./Le|276888
AVHI|A V HOMES, INC.|LIME|Lime Brokerage LLC|126147
AVHI|A V HOMES, INC.|LOOP|Loop Capital Markets LLC|500
AVHI|A V HOMES, INC.|LQNA|LIQUIDNET, INC.|10000
AVHI|A V HOMES, INC.|LQNB|LIQUIDNET, INC.|100
AVHI|A V HOMES, INC.|LSCI|Lek Securities Corporation|62399
AVHI|A V HOMES, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|1633
AVHI|A V HOMES, INC.|MAXM|Maxim Group LLC|9456
AVHI|A V HOMES, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|386910
AVHI|A V HOMES, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2755
AVHI|A V HOMES, INC.|MNDX|TJM Investments, LLC|4900
AVHI|A V HOMES, INC.|MSCO|MORGAN STANLEY & CO. LLC|1313801
AVHI|A V HOMES, INC.|MSPL|MORGAN STANLEY & CO. LLC|206900
AVHI|A V HOMES, INC.|MSTX|MORGAN STANLEY & CO. LLC|21600
AVHI|A V HOMES, INC.|MZHO|Mizuho Securities USA LLC|37000
AVHI|A V HOMES, INC.|NFSC|National Financial Services LLC|84808
AVHI|A V HOMES, INC.|NITE|VIRTU Americas LLC|319518
AVHI|A V HOMES, INC.|NITP|VIRTU Americas LLC|9826
AVHI|A V HOMES, INC.|NQRB|Brut, LLC|400
AVHI|A V HOMES, INC.|OPCO|Oppenheimer & Co. Inc.|35057
AVHI|A V HOMES, INC.|OTAA|OTA LLC|9938
AVHI|A V HOMES, INC.|PDQM|CODA MARKETS, INC.|123435
AVHI|A V HOMES, INC.|QMSR|QUATTRO M SECURITIES INC.|1100
AVHI|A V HOMES, INC.|RAJA|Raymond James & Associates, Inc.|1500
AVHI|A V HOMES, INC.|RBCM|RBC CAPITAL MARKETS, LLC|100
AVHI|A V HOMES, INC.|RGLD|Regal Securities, Inc|22647
AVHI|A V HOMES, INC.|RILY|B. RILEY FBR, INC.|28100
AVHI|A V HOMES, INC.|SAGL|SAGETRADER, LLC|7365
AVHI|A V HOMES, INC.|SBSH|Citigroup Global Markets Inc.|108778
AVHI|A V HOMES, INC.|SGMT|GOLDMAN SACHS & CO. LLC|173290
AVHI|A V HOMES, INC.|SPDR|SPEEDROUTE LLC|33884
AVHI|A V HOMES, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|15300
AVHI|A V HOMES, INC.|SPTD|MINT GLOBAL MARKETS, INC.|3800
AVHI|A V HOMES, INC.|STXG|Stockcross Financial Services, Inc.|10000
AVHI|A V HOMES, INC.|SWIM|TD Ameritrade, Inc.|22820
AVHI|A V HOMES, INC.|SWST|Hilltop Securities Inc.|100
AVHI|A V HOMES, INC.|TKNG|ALLY INVEST SECURITIES LLC|465
AVHI|A V HOMES, INC.|TRBT|Tradebot Systems, Inc.|10576
AVHI|A V HOMES, INC.|TRCM|TRC MARKETS LLC|45939
AVHI|A V HOMES, INC.|TWTT|TASTYWORKS, INC.|150
AVHI|A V HOMES, INC.|UBSA|UBS SECURITIES LLC|322873
AVHI|A V HOMES, INC.|UBSS|UBS Securities LLC|513418
AVHI|A V HOMES, INC.|VALX|VIRTU AMERICAS LLC|53945
AVHI|A V HOMES, INC.|VGRD|Vanguard Marketing Corporation|23805
AVHI|A V HOMES, INC.|WABR|Wall Street Access|300
AVHI|A V HOMES, INC.|WCHV|WELLS FARGO SECURITIES, LLC|192540
AVHI|A V HOMES, INC.|WEED|Weeden & Co.L.P.|8514
AVHI|A V HOMES, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28356
AVHI|A V HOMES, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1734
AVHI|A V HOMES, INC.|WFPB|Wells Fargo Securities, LLC.|5000
AVHI|A V HOMES, INC.|WGIF|CIBC World Markets Inc.|221
AVHI|A V HOMES, INC.|WSEA|WOLVERINE SECURITIES, LLC|1796
AVHI|A V HOMES, INC.|XIST|INSTINET, LLC|9810
AVHI|A V HOMES, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8260
AVHI|A V HOMES, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1134
AVID|AVID TECH INC|ALTX|Alternet Securities Inc.|1854
AVID|AVID TECH INC|APCC|Apex Clearing Corporation|3
AVID|AVID TECH INC|BATM|CBOE TRADING, INC.|2067
AVID|AVID TECH INC|BMOC|BMO Capital Markets Corp.|5253
AVID|AVID TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|2949
AVID|AVID TECH INC|BTIG|BTIG, LLC|9738
AVID|AVID TECH INC|BYXM|CBOE TRADING, INC.|300
AVID|AVID TECH INC|BZYD|GOLDMAN SACHS & CO. LLC|3809
AVID|AVID TECH INC|CANT|Cantor Fitzgerald & Co.|91
AVID|AVID TECH INC|CHAS|Charles Schwab & Co., Inc.|67527
AVID|AVID TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14047
AVID|AVID TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
AVID|AVID TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56819
AVID|AVID TECH INC|CTDL|Citadel Derivatives Group Llc|9149
AVID|AVID TECH INC|CTLR|CUTLER GROUP, LP|670
AVID|AVID TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6860
AVID|AVID TECH INC|DBAB|Deutsche Bank Securities Inc.|128082
AVID|AVID TECH INC|DBAX|Deutsche Bank Securities Inc.|24700
AVID|AVID TECH INC|DEGS|RONIN PROFESSIONAL LLC|12538
AVID|AVID TECH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5135
AVID|AVID TECH INC|DOTC|Dougherty & Company LLC|43935
AVID|AVID TECH INC|EBXL|EBX LLC|13300
AVID|AVID TECH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2300
AVID|AVID TECH INC|EDJO|Edward D. Jones & Co., L.P.|200
AVID|AVID TECH INC|EGAM|CBOE TRADING, INC.|2803
AVID|AVID TECH INC|EGMT|EG MARKET TECHNOLOGIES LLC|10
AVID|AVID TECH INC|EGXM|CBOE TRADING, INC.|9096
AVID|AVID TECH INC|EGXW|CBOE TRADING, INC.|100
AVID|AVID TECH INC|ETBE|Electronic Transaction Clearing, Inc.|7329
AVID|AVID TECH INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1800
AVID|AVID TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1274
AVID|AVID TECH INC|ETRS|E*Trade Securities LLC|527391
AVID|AVID TECH INC|FBCO|Credit Suisse Securities (USA) LLC|99187
AVID|AVID TECH INC|FILL|Tradestation Securities, Inc.|430
AVID|AVID TECH INC|FMAF|NBCN Inc./ CDS|200
AVID|AVID TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|60711
AVID|AVID TECH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
AVID|AVID TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26219
AVID|AVID TECH INC|FTBR|Foliofn Investments, Inc.|400
AVID|AVID TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|10941
AVID|AVID TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|210
AVID|AVID TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|234141
AVID|AVID TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|29027
AVID|AVID TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|8206
AVID|AVID TECH INC|GTSZ|GTS SECURITIES LLC|889
AVID|AVID TECH INC|HSBC|HSBC Securities, Inc.|43
AVID|AVID TECH INC|IATS|INTERACTIVE BROKERS LLC|3000
AVID|AVID TECH INC|IBKR|Interactive Brokers Llc|177492
AVID|AVID TECH INC|ICBX|INSTINET, LLC|5800
AVID|AVID TECH INC|IEQY|CITADEL SECURITIES LLC|9699
AVID|AVID TECH INC|INCA|INSTINET, LLC|178253
AVID|AVID TECH INC|INJX|INSTINET, LLC|13038
AVID|AVID TECH INC|ITGI|ITG Inc.|5814
AVID|AVID TECH INC|ITGP|ITG INC.|21800
AVID|AVID TECH INC|JEFF|JEFFERIES LLC|47751
AVID|AVID TECH INC|JMPT|JUMP TRADING, LLC|5526
AVID|AVID TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|3000
AVID|AVID TECH INC|JPMX|J.P. Morgan Securities LLC|66203
AVID|AVID TECH INC|JSJX|JANE STREET CAPITAL LLC|23408
AVID|AVID TECH INC|KCGM|VIRTU Americas LLC|6778
AVID|AVID TECH INC|LEHM|Barclays Capital Inc./Le|194515
AVID|AVID TECH INC|LIME|Lime Brokerage LLC|102846
AVID|AVID TECH INC|LMGP|LIME BROKERAGE LLC|20
AVID|AVID TECH INC|LOOP|Loop Capital Markets LLC|997
AVID|AVID TECH INC|LQNA|LIQUIDNET, INC.|100
AVID|AVID TECH INC|LSCI|Lek Securities Corporation|115
AVID|AVID TECH INC|MAXM|Maxim Group LLC|3134
AVID|AVID TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21470
AVID|AVID TECH INC|MSCO|MORGAN STANLEY & CO. LLC|503529
AVID|AVID TECH INC|MSPL|MORGAN STANLEY & CO. LLC|27900
AVID|AVID TECH INC|MSTX|MORGAN STANLEY & CO. LLC|23300
AVID|AVID TECH INC|NFSC|National Financial Services LLC|185003
AVID|AVID TECH INC|NITE|VIRTU Americas LLC|292660
AVID|AVID TECH INC|NITP|VIRTU Americas LLC|1900
AVID|AVID TECH INC|NQRB|Brut, LLC|2900
AVID|AVID TECH INC|OPCO|Oppenheimer & Co. Inc.|6587
AVID|AVID TECH INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2690
AVID|AVID TECH INC|PDQM|CODA MARKETS, INC.|1998
AVID|AVID TECH INC|PWJC|UBS Financial Services, Inc.|8
AVID|AVID TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|100
AVID|AVID TECH INC|ROTH|Roth Capital Partners, LLC|11190
AVID|AVID TECH INC|SAGL|SAGETRADER, LLC|1200
AVID|AVID TECH INC|SAGW|SAGETRADER, LLC|495
AVID|AVID TECH INC|SBSH|Citigroup Global Markets Inc.|54980
AVID|AVID TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|14684
AVID|AVID TECH INC|SPDR|SPEEDROUTE LLC|100
AVID|AVID TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|2610
AVID|AVID TECH INC|SWIM|TD Ameritrade, Inc.|10511
AVID|AVID TECH INC|TKNG|ALLY INVEST SECURITIES LLC|192
AVID|AVID TECH INC|TRBT|Tradebot Systems, Inc.|33784
AVID|AVID TECH INC|TRCM|TRC MARKETS LLC|58852
AVID|AVID TECH INC|TWTT|TASTYWORKS, INC.|25
AVID|AVID TECH INC|UBSA|UBS SECURITIES LLC|121972
AVID|AVID TECH INC|UBSS|UBS Securities LLC|336928
AVID|AVID TECH INC|VALX|VIRTU AMERICAS LLC|1563
AVID|AVID TECH INC|VGRD|Vanguard Marketing Corporation|15416
AVID|AVID TECH INC|WABR|Wall Street Access|4600
AVID|AVID TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|75292
AVID|AVID TECH INC|WEED|Weeden & Co.L.P.|300
AVID|AVID TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1699
AVID|AVID TECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4856
AVID|AVID TECH INC|WGIF|CIBC World Markets Inc.|60
AVID|AVID TECH INC|WSEA|WOLVERINE SECURITIES, LLC|7262
AVID|AVID TECH INC|XIST|INSTINET, LLC|3200
AVID|AVID TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
AVID|AVID TECH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|288
AVK|ADVENT CLAYMORE CONV|AGIS|Aegis Capital Corp.|239
AVK|ADVENT CLAYMORE CONV|ALTX|Alternet Securities Inc.|1100
AVK|ADVENT CLAYMORE CONV|APCC|Apex Clearing Corporation|971
AVK|ADVENT CLAYMORE CONV|BANK|Primevest Financial Services, Inc.|3
AVK|ADVENT CLAYMORE CONV|BARD|Robert W. Baird & Co. Incorporated|13145
AVK|ADVENT CLAYMORE CONV|BATM|CBOE TRADING, INC.|3863
AVK|ADVENT CLAYMORE CONV|BERN|Sanford C. Bernstein & Co., LLC|100
AVK|ADVENT CLAYMORE CONV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
AVK|ADVENT CLAYMORE CONV|BTIG|BTIG, LLC|299
AVK|ADVENT CLAYMORE CONV|CANT|Cantor Fitzgerald & Co.|527
AVK|ADVENT CLAYMORE CONV|CHAS|Charles Schwab & Co., Inc.|2
AVK|ADVENT CLAYMORE CONV|CIST|Capital Institutional Services, Inc.|1630
AVK|ADVENT CLAYMORE CONV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|775
AVK|ADVENT CLAYMORE CONV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
AVK|ADVENT CLAYMORE CONV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3937
AVK|ADVENT CLAYMORE CONV|DADA|D.A. Davidson & Co.|4
AVK|ADVENT CLAYMORE CONV|DBAX|Deutsche Bank Securities Inc.|1200
AVK|ADVENT CLAYMORE CONV|DEAN|MORGAN STANLEY|40358
AVK|ADVENT CLAYMORE CONV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1066
AVK|ADVENT CLAYMORE CONV|EBXL|EBX LLC|5600
AVK|ADVENT CLAYMORE CONV|ECUT|CONVERGEX EXECUTION SOLUTIONS|740
AVK|ADVENT CLAYMORE CONV|EDJO|Edward D. Jones & Co., L.P.|1200
AVK|ADVENT CLAYMORE CONV|EGXM|CBOE TRADING, INC.|420
AVK|ADVENT CLAYMORE CONV|ESPO|ESPOSITO SECURITIES, LLC|2050
AVK|ADVENT CLAYMORE CONV|ETRS|E*Trade Securities LLC|19725
AVK|ADVENT CLAYMORE CONV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3866
AVK|ADVENT CLAYMORE CONV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|329
AVK|ADVENT CLAYMORE CONV|FTBR|Foliofn Investments, Inc.|2087
AVK|ADVENT CLAYMORE CONV|GLIS|TD Securities Inc|1000
AVK|ADVENT CLAYMORE CONV|GLPX|ACS EXECUTION SERVICES, LLC|786
AVK|ADVENT CLAYMORE CONV|GSCO|GOLDMAN SACHS & CO. LLC|2724
AVK|ADVENT CLAYMORE CONV|GTSZ|GTS SECURITIES LLC|200
AVK|ADVENT CLAYMORE CONV|HRBF|American Enterprise Investment Services Inc.|5952
AVK|ADVENT CLAYMORE CONV|IATS|INTERACTIVE BROKERS LLC|708
AVK|ADVENT CLAYMORE CONV|IBKR|Interactive Brokers Llc|6277
AVK|ADVENT CLAYMORE CONV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10590
AVK|ADVENT CLAYMORE CONV|INCA|INSTINET, LLC|553
AVK|ADVENT CLAYMORE CONV|ITGI|ITG Inc.|7448
AVK|ADVENT CLAYMORE CONV|ITGP|ITG INC.|2200
AVK|ADVENT CLAYMORE CONV|JANY|Janney Montgomery Scott Inc.|419
AVK|ADVENT CLAYMORE CONV|JEFF|JEFFERIES LLC|8207
AVK|ADVENT CLAYMORE CONV|JONE|JonesTrading|1970
AVK|ADVENT CLAYMORE CONV|JPMX|J.P. Morgan Securities LLC|6882
AVK|ADVENT CLAYMORE CONV|KCGM|VIRTU Americas LLC|1815
AVK|ADVENT CLAYMORE CONV|LEHM|Barclays Capital Inc./Le|2800
AVK|ADVENT CLAYMORE CONV|LGNT|COR CLEARING LLC|1
AVK|ADVENT CLAYMORE CONV|LIME|Lime Brokerage LLC|1103
AVK|ADVENT CLAYMORE CONV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
AVK|ADVENT CLAYMORE CONV|MACC|Mid Atlantic Capital Corporation|650
AVK|ADVENT CLAYMORE CONV|MAXM|Maxim Group LLC|1000
AVK|ADVENT CLAYMORE CONV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
AVK|ADVENT CLAYMORE CONV|MOTF|MOTIF INVESTING, INC.|1
AVK|ADVENT CLAYMORE CONV|MSCO|MORGAN STANLEY & CO. LLC|64845
AVK|ADVENT CLAYMORE CONV|MSPL|MORGAN STANLEY & CO. LLC|1900
AVK|ADVENT CLAYMORE CONV|MSTX|MORGAN STANLEY & CO. LLC|3400
AVK|ADVENT CLAYMORE CONV|NATL|National Securities Corporation|2000
AVK|ADVENT CLAYMORE CONV|NFSC|National Financial Services LLC|72149
AVK|ADVENT CLAYMORE CONV|NITE|VIRTU Americas LLC|134131
AVK|ADVENT CLAYMORE CONV|NQRB|Brut, LLC|3044
AVK|ADVENT CLAYMORE CONV|OPCO|Oppenheimer & Co. Inc.|1628
AVK|ADVENT CLAYMORE CONV|PDQM|CODA MARKETS, INC.|1986
AVK|ADVENT CLAYMORE CONV|PWJC|UBS Financial Services, Inc.|8204
AVK|ADVENT CLAYMORE CONV|RBCM|RBC CAPITAL MARKETS, LLC|9415
AVK|ADVENT CLAYMORE CONV|SAGC|SAGETRADER, LLC|500
AVK|ADVENT CLAYMORE CONV|SALI|INTL FCSTONE FINANCIAL INC.|482
AVK|ADVENT CLAYMORE CONV|SBSH|Citigroup Global Markets Inc.|22780
AVK|ADVENT CLAYMORE CONV|SEIC|SEI Investments Distribution Co.|100
AVK|ADVENT CLAYMORE CONV|SGMT|GOLDMAN SACHS & CO. LLC|1919
AVK|ADVENT CLAYMORE CONV|SPDR|SPEEDROUTE LLC|300
AVK|ADVENT CLAYMORE CONV|STFL|Stifel, Nicolaus & Company, Incorporated|5655
AVK|ADVENT CLAYMORE CONV|SWIM|TD Ameritrade, Inc.|4763
AVK|ADVENT CLAYMORE CONV|SWST|Hilltop Securities Inc.|3334
AVK|ADVENT CLAYMORE CONV|TDCO|Thompson Davis & Co., Inc.|57
AVK|ADVENT CLAYMORE CONV|TKNG|ALLY INVEST SECURITIES LLC|1484
AVK|ADVENT CLAYMORE CONV|TRBT|Tradebot Systems, Inc.|822
AVK|ADVENT CLAYMORE CONV|UBSA|UBS SECURITIES LLC|8815
AVK|ADVENT CLAYMORE CONV|UBSS|UBS Securities LLC|48121
AVK|ADVENT CLAYMORE CONV|VALX|VIRTU AMERICAS LLC|400
AVK|ADVENT CLAYMORE CONV|VGRD|Vanguard Marketing Corporation|3858
AVK|ADVENT CLAYMORE CONV|VNDM|Wall Street Access|25574
AVK|ADVENT CLAYMORE CONV|VSIN|Vision Financial Markets Llc|3
AVK|ADVENT CLAYMORE CONV|WCHV|WELLS FARGO SECURITIES, LLC|41816
AVK|ADVENT CLAYMORE CONV|WEDB|WEDBUSH SECURITIES INC.|16
AVK|ADVENT CLAYMORE CONV|WEED|Weeden & Co.L.P.|600
AVK|ADVENT CLAYMORE CONV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|643
AVK|ADVENT CLAYMORE CONV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22799
AVK|ADVENT CLAYMORE CONV|WGIF|CIBC World Markets Inc.|2
AVK|ADVENT CLAYMORE CONV|WSEA|WOLVERINE SECURITIES, LLC|1640
AVK|ADVENT CLAYMORE CONV|XSTM|NATIONAL FINANCIAL SERVICES LLC|2398
AVK|ADVENT CLAYMORE CONV|YKNA|COMHAR CAPITAL MARKETS, LLC|200
AVK|ADVENT CLAYMORE CONV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5014
AVLR|AVALARA, INC.|AGIS|Aegis Capital Corp.|1350
AVLR|AVALARA, INC.|ALTX|Alternet Securities Inc.|25680
AVLR|AVALARA, INC.|APCC|Apex Clearing Corporation|28671
AVLR|AVALARA, INC.|BARD|Robert W. Baird & Co. Incorporated|2530
AVLR|AVALARA, INC.|BATM|CBOE TRADING, INC.|9901
AVLR|AVALARA, INC.|BAYT|BTIG, LLC|1600
AVLR|AVALARA, INC.|BBNT|BB&T SECURITIES, LLC|3096
AVLR|AVALARA, INC.|BERN|Sanford C. Bernstein & Co., LLC|10900
AVLR|AVALARA, INC.|BIDS|BIDS TRADING L.P.|72154
AVLR|AVALARA, INC.|BIMI|Banca IMI Securities Corp.|1694
AVLR|AVALARA, INC.|BLKX|INSTINET, LLC|39200
AVLR|AVALARA, INC.|BRGE|Newbridge Securities Corp.|150
AVLR|AVALARA, INC.|BTIG|BTIG, LLC|3854
AVLR|AVALARA, INC.|BYXM|CBOE TRADING, INC.|7306
AVLR|AVALARA, INC.|CANT|Cantor Fitzgerald & Co.|1300
AVLR|AVALARA, INC.|CHAS|Charles Schwab & Co., Inc.|14551
AVLR|AVALARA, INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|2800
AVLR|AVALARA, INC.|CNTR|PRECISION SECURITIES, LLC|14600
AVLR|AVALARA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|129441
AVLR|AVALARA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|160898
AVLR|AVALARA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|89181
AVLR|AVALARA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|329379
AVLR|AVALARA, INC.|CTDL|Citadel Derivatives Group Llc|4011
AVLR|AVALARA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|28416
AVLR|AVALARA, INC.|DADA|D.A. Davidson & Co.|850
AVLR|AVALARA, INC.|DBAB|Deutsche Bank Securities Inc.|87222
AVLR|AVALARA, INC.|DBAX|Deutsche Bank Securities Inc.|257500
AVLR|AVALARA, INC.|DCHF|Dart Executions, LLC|14580
AVLR|AVALARA, INC.|DEAN|MORGAN STANLEY|7320
AVLR|AVALARA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
AVLR|AVALARA, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|275
AVLR|AVALARA, INC.|EBXL|EBX LLC|274800
AVLR|AVALARA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6794
AVLR|AVALARA, INC.|EDJO|Edward D. Jones & Co., L.P.|5115
AVLR|AVALARA, INC.|EGAM|CBOE TRADING, INC.|23761
AVLR|AVALARA, INC.|EGAW|CBOE TRADING, INC.|1070
AVLR|AVALARA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
AVLR|AVALARA, INC.|EGXM|CBOE TRADING, INC.|17599
AVLR|AVALARA, INC.|EGXW|CBOE TRADING, INC.|400
AVLR|AVALARA, INC.|ETBE|Electronic Transaction Clearing, Inc.|15172
AVLR|AVALARA, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
AVLR|AVALARA, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|1180
AVLR|AVALARA, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|21000
AVLR|AVALARA, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1314
AVLR|AVALARA, INC.|ETRS|E*Trade Securities LLC|879924
AVLR|AVALARA, INC.|FILL|Tradestation Securities, Inc.|49376
AVLR|AVALARA, INC.|FMAF|NBCN Inc./ CDS|4231
AVLR|AVALARA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1745
AVLR|AVALARA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21014
AVLR|AVALARA, INC.|FTBR|Foliofn Investments, Inc.|3
AVLR|AVALARA, INC.|GLIS|TD Securities Inc|351
AVLR|AVALARA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|392747
AVLR|AVALARA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|720644
AVLR|AVALARA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|43981
AVLR|AVALARA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|24398
AVLR|AVALARA, INC.|GTSZ|GTS SECURITIES LLC|120638
AVLR|AVALARA, INC.|HRBF|American Enterprise Investment Services Inc.|5936
AVLR|AVALARA, INC.|IATS|INTERACTIVE BROKERS LLC|126842
AVLR|AVALARA, INC.|IBKR|Interactive Brokers Llc|300675
AVLR|AVALARA, INC.|ICBX|INSTINET, LLC|173183
AVLR|AVALARA, INC.|INCA|INSTINET, LLC|344657
AVLR|AVALARA, INC.|INJX|INSTINET, LLC|3308
AVLR|AVALARA, INC.|ITGI|ITG Inc.|91266
AVLR|AVALARA, INC.|ITGP|ITG INC.|278000
AVLR|AVALARA, INC.|JANY|Janney Montgomery Scott Inc.|5667
AVLR|AVALARA, INC.|JEFF|JEFFERIES LLC|93456
AVLR|AVALARA, INC.|JMPT|JUMP TRADING, LLC|12405
AVLR|AVALARA, INC.|JONE|JonesTrading|3763
AVLR|AVALARA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|614
AVLR|AVALARA, INC.|JPMX|J.P. Morgan Securities LLC|579503
AVLR|AVALARA, INC.|JSJX|JANE STREET CAPITAL LLC|14763
AVLR|AVALARA, INC.|JSSF|JMP Securities LLC|8
AVLR|AVALARA, INC.|KCGM|VIRTU Americas LLC|212467
AVLR|AVALARA, INC.|LEHM|Barclays Capital Inc./Le|407722
AVLR|AVALARA, INC.|LIME|Lime Brokerage LLC|26559
AVLR|AVALARA, INC.|LOOP|Loop Capital Markets LLC|72154
AVLR|AVALARA, INC.|LQNA|LIQUIDNET, INC.|97400
AVLR|AVALARA, INC.|LSCI|Lek Securities Corporation|3058
AVLR|AVALARA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9119
AVLR|AVALARA, INC.|MAVB|Great Point Capital LLC|775
AVLR|AVALARA, INC.|MBTS|ALLY INVEST SECURITIES LLC|600
AVLR|AVALARA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|147946
AVLR|AVALARA, INC.|MNDX|TJM Investments, LLC|8029
AVLR|AVALARA, INC.|MOTF|MOTIF INVESTING, INC.|13
AVLR|AVALARA, INC.|MSCO|MORGAN STANLEY & CO. LLC|754991
AVLR|AVALARA, INC.|MSPL|MORGAN STANLEY & CO. LLC|93100
AVLR|AVALARA, INC.|MSTX|MORGAN STANLEY & CO. LLC|2600
AVLR|AVALARA, INC.|NATL|National Securities Corporation|600
AVLR|AVALARA, INC.|NBCS|NBC Securities, INC.|100
AVLR|AVALARA, INC.|NEED|Needham & Company, LLC|4153
AVLR|AVALARA, INC.|NEUB|NEUBERGER BERMAN BD LLC|1550
AVLR|AVALARA, INC.|NFSC|National Financial Services LLC|1115566
AVLR|AVALARA, INC.|NITE|VIRTU Americas LLC|1881889
AVLR|AVALARA, INC.|NORT|Northland Securities, Inc.|11301
AVLR|AVALARA, INC.|NQRB|Brut, LLC|12316
AVLR|AVALARA, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|4251
AVLR|AVALARA, INC.|NTFN|Network 1 Financial Securities Inc.|600
AVLR|AVALARA, INC.|NTRC|Northern Trust Securities, Inc.|1000
AVLR|AVALARA, INC.|OPCO|Oppenheimer & Co. Inc.|8539
AVLR|AVALARA, INC.|PCFF|Pacific International Securities Inc./CDS|169
AVLR|AVALARA, INC.|PCPT|PHILLIP CAPITAL INC.|1208
AVLR|AVALARA, INC.|PDQM|CODA MARKETS, INC.|578816
AVLR|AVALARA, INC.|PREC|PRECISION SECURITIES, LLC|350
AVLR|AVALARA, INC.|PWJC|UBS Financial Services, Inc.|14600
AVLR|AVALARA, INC.|QMSR|QUATTRO M SECURITIES INC.|1590
AVLR|AVALARA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3527
AVLR|AVALARA, INC.|RGLD|Regal Securities, Inc|30
AVLR|AVALARA, INC.|RJLC|RJL CAPITAL GROUP, LLC|250
AVLR|AVALARA, INC.|SAGL|SAGETRADER, LLC|31761
AVLR|AVALARA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|1800
AVLR|AVALARA, INC.|SBSH|Citigroup Global Markets Inc.|31172
AVLR|AVALARA, INC.|SCMC|Scotia Capital Markets (USA) Inc.|100
AVLR|AVALARA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|282668
AVLR|AVALARA, INC.|SOGO|Wang Investment Associates, Inc.|72
AVLR|AVALARA, INC.|SPDR|SPEEDROUTE LLC|54385
AVLR|AVALARA, INC.|SPTD|MINT GLOBAL MARKETS, INC.|2150
AVLR|AVALARA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|31888
AVLR|AVALARA, INC.|SWIM|TD Ameritrade, Inc.|1346184
AVLR|AVALARA, INC.|SWST|Hilltop Securities Inc.|741
AVLR|AVALARA, INC.|TKNG|ALLY INVEST SECURITIES LLC|5842
AVLR|AVALARA, INC.|TRBT|Tradebot Systems, Inc.|70452
AVLR|AVALARA, INC.|TWTT|TASTYWORKS, INC.|820
AVLR|AVALARA, INC.|UBSA|UBS SECURITIES LLC|789516
AVLR|AVALARA, INC.|UBSS|UBS Securities LLC|545157
AVLR|AVALARA, INC.|VALX|VIRTU AMERICAS LLC|45176
AVLR|AVALARA, INC.|VGRD|Vanguard Marketing Corporation|49797
AVLR|AVALARA, INC.|VSIN|Vision Financial Markets Llc|125
AVLR|AVALARA, INC.|WABR|Wall Street Access|10303
AVLR|AVALARA, INC.|WBLR|WILLIAM BLAIR|633
AVLR|AVALARA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|179400
AVLR|AVALARA, INC.|WEDB|WEDBUSH SECURITIES INC.|1402317
AVLR|AVALARA, INC.|WEED|Weeden & Co.L.P.|100
AVLR|AVALARA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2840
AVLR|AVALARA, INC.|WGIF|CIBC World Markets Inc.|6410
AVLR|AVALARA, INC.|WORD|Worden Capital Management LLC|1060
AVLR|AVALARA, INC.|WSEA|WOLVERINE SECURITIES, LLC|17491
AVLR|AVALARA, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
AVLR|AVALARA, INC.|XPUS|XP SECURITIES, LLC|18950
AVLR|AVALARA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|134804
AVLR|AVALARA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|64242
AVLR|AVALARA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7131
AVNW|AVIAT NETWORKS, INC.|ACCP|AEGIS CAPITAL CORP|1069
AVNW|AVIAT NETWORKS, INC.|AGIS|Aegis Capital Corp.|5895
AVNW|AVIAT NETWORKS, INC.|ALTX|Alternet Securities Inc.|100
AVNW|AVIAT NETWORKS, INC.|APCC|Apex Clearing Corporation|3
AVNW|AVIAT NETWORKS, INC.|BARD|Robert W. Baird & Co. Incorporated|8994
AVNW|AVIAT NETWORKS, INC.|BATM|CBOE TRADING, INC.|204
AVNW|AVIAT NETWORKS, INC.|BERN|Sanford C. Bernstein & Co., LLC|38
AVNW|AVIAT NETWORKS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|84
AVNW|AVIAT NETWORKS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
AVNW|AVIAT NETWORKS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4029
AVNW|AVIAT NETWORKS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2498
AVNW|AVIAT NETWORKS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1957
AVNW|AVIAT NETWORKS, INC.|CTDL|Citadel Derivatives Group Llc|100
AVNW|AVIAT NETWORKS, INC.|DBAB|Deutsche Bank Securities Inc.|2018
AVNW|AVIAT NETWORKS, INC.|DBAX|Deutsche Bank Securities Inc.|400
AVNW|AVIAT NETWORKS, INC.|DEGS|RONIN PROFESSIONAL LLC|1378
AVNW|AVIAT NETWORKS, INC.|EBXL|EBX LLC|2300
AVNW|AVIAT NETWORKS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|16
AVNW|AVIAT NETWORKS, INC.|EDJO|Edward D. Jones & Co., L.P.|6
AVNW|AVIAT NETWORKS, INC.|EGAM|CBOE TRADING, INC.|110
AVNW|AVIAT NETWORKS, INC.|EGXW|CBOE TRADING, INC.|500
AVNW|AVIAT NETWORKS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
AVNW|AVIAT NETWORKS, INC.|ETRS|E*Trade Securities LLC|10132
AVNW|AVIAT NETWORKS, INC.|FBCO|Credit Suisse Securities (USA) LLC|3581
AVNW|AVIAT NETWORKS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|9498
AVNW|AVIAT NETWORKS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|294
AVNW|AVIAT NETWORKS, INC.|FTBR|Foliofn Investments, Inc.|254
AVNW|AVIAT NETWORKS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
AVNW|AVIAT NETWORKS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2307
AVNW|AVIAT NETWORKS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|304
AVNW|AVIAT NETWORKS, INC.|GTSZ|GTS SECURITIES LLC|3628
AVNW|AVIAT NETWORKS, INC.|IATS|INTERACTIVE BROKERS LLC|900
AVNW|AVIAT NETWORKS, INC.|IBKR|Interactive Brokers Llc|14763
AVNW|AVIAT NETWORKS, INC.|ICBX|INSTINET, LLC|600
AVNW|AVIAT NETWORKS, INC.|INCA|INSTINET, LLC|1144
AVNW|AVIAT NETWORKS, INC.|INJX|INSTINET, LLC|600
AVNW|AVIAT NETWORKS, INC.|ITGI|ITG Inc.|734
AVNW|AVIAT NETWORKS, INC.|ITGP|ITG INC.|1200
AVNW|AVIAT NETWORKS, INC.|JEFF|JEFFERIES LLC|32
AVNW|AVIAT NETWORKS, INC.|JPMX|J.P. Morgan Securities LLC|200
AVNW|AVIAT NETWORKS, INC.|KCGM|VIRTU Americas LLC|266
AVNW|AVIAT NETWORKS, INC.|LEHM|Barclays Capital Inc./Le|2070
AVNW|AVIAT NETWORKS, INC.|LIME|Lime Brokerage LLC|9037
AVNW|AVIAT NETWORKS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
AVNW|AVIAT NETWORKS, INC.|MSCO|MORGAN STANLEY & CO. LLC|20133
AVNW|AVIAT NETWORKS, INC.|MSPL|MORGAN STANLEY & CO. LLC|2700
AVNW|AVIAT NETWORKS, INC.|NFSC|National Financial Services LLC|4027
AVNW|AVIAT NETWORKS, INC.|NITE|VIRTU Americas LLC|30350
AVNW|AVIAT NETWORKS, INC.|PDQM|CODA MARKETS, INC.|5657
AVNW|AVIAT NETWORKS, INC.|RAJA|Raymond James & Associates, Inc.|391
AVNW|AVIAT NETWORKS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1
AVNW|AVIAT NETWORKS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|739
AVNW|AVIAT NETWORKS, INC.|SPDR|SPEEDROUTE LLC|600
AVNW|AVIAT NETWORKS, INC.|SWIM|TD Ameritrade, Inc.|12400
AVNW|AVIAT NETWORKS, INC.|SWST|Hilltop Securities Inc.|2091
AVNW|AVIAT NETWORKS, INC.|TKNG|ALLY INVEST SECURITIES LLC|401
AVNW|AVIAT NETWORKS, INC.|TRCM|TRC MARKETS LLC|2282
AVNW|AVIAT NETWORKS, INC.|UBSA|UBS SECURITIES LLC|6602
AVNW|AVIAT NETWORKS, INC.|UBSS|UBS Securities LLC|9348
AVNW|AVIAT NETWORKS, INC.|VALX|VIRTU AMERICAS LLC|129
AVNW|AVIAT NETWORKS, INC.|VGRD|Vanguard Marketing Corporation|50
AVNW|AVIAT NETWORKS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2840
AVNW|AVIAT NETWORKS, INC.|WSEA|WOLVERINE SECURITIES, LLC|34
AVNW|AVIAT NETWORKS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|505
AVNW|AVIAT NETWORKS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
AVP|AVON PRODUCTS INC|ABLE|NATIXIS Securities Americas LLC|124000
AVP|AVON PRODUCTS INC|ALTX|Alternet Securities Inc.|26919
AVP|AVON PRODUCTS INC|APCC|Apex Clearing Corporation|93121
AVP|AVON PRODUCTS INC|BARD|Robert W. Baird & Co. Incorporated|2250
AVP|AVON PRODUCTS INC|BATM|CBOE TRADING, INC.|3405
AVP|AVON PRODUCTS INC|BAYC|BAY CREST PARTNERS, LLC|5368
AVP|AVON PRODUCTS INC|BAYT|BTIG, LLC|300
AVP|AVON PRODUCTS INC|BBNT|BB&T SECURITIES, LLC|900
AVP|AVON PRODUCTS INC|BERN|Sanford C. Bernstein & Co., LLC|300704
AVP|AVON PRODUCTS INC|BIDS|BIDS TRADING L.P.|47000
AVP|AVON PRODUCTS INC|BIMI|Banca IMI Securities Corp.|30150
AVP|AVON PRODUCTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|175808
AVP|AVON PRODUCTS INC|BLKX|INSTINET, LLC|215104
AVP|AVON PRODUCTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|51299
AVP|AVON PRODUCTS INC|BRVL|BLAYLOCK VAN, LLC|10000
AVP|AVON PRODUCTS INC|BTIG|BTIG, LLC|28700
AVP|AVON PRODUCTS INC|BYXM|CBOE TRADING, INC.|2400
AVP|AVON PRODUCTS INC|CANT|Cantor Fitzgerald & Co.|1
AVP|AVON PRODUCTS INC|CHAS|Charles Schwab & Co., Inc.|17160
AVP|AVON PRODUCTS INC|CICF|Canaccord Genuity Corp.|1500
AVP|AVON PRODUCTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|155036
AVP|AVON PRODUCTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
AVP|AVON PRODUCTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2191258
AVP|AVON PRODUCTS INC|CTDL|Citadel Derivatives Group Llc|141092
AVP|AVON PRODUCTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|566128
AVP|AVON PRODUCTS INC|DBAB|Deutsche Bank Securities Inc.|223454
AVP|AVON PRODUCTS INC|DBAX|Deutsche Bank Securities Inc.|2399700
AVP|AVON PRODUCTS INC|DEAN|MORGAN STANLEY|45983
AVP|AVON PRODUCTS INC|DEGS|RONIN PROFESSIONAL LLC|6300
AVP|AVON PRODUCTS INC|EBXL|EBX LLC|1068000
AVP|AVON PRODUCTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|299384
AVP|AVON PRODUCTS INC|EDJO|Edward D. Jones & Co., L.P.|460
AVP|AVON PRODUCTS INC|EGAM|CBOE TRADING, INC.|59018
AVP|AVON PRODUCTS INC|EGAW|CBOE TRADING, INC.|1500
AVP|AVON PRODUCTS INC|EGXM|CBOE TRADING, INC.|5600
AVP|AVON PRODUCTS INC|ETBE|Electronic Transaction Clearing, Inc.|54410
AVP|AVON PRODUCTS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|700
AVP|AVON PRODUCTS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
AVP|AVON PRODUCTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|263
AVP|AVON PRODUCTS INC|ETRS|E*Trade Securities LLC|2088641
AVP|AVON PRODUCTS INC|FBSB|U.S. Bancorp Investments, Inc.|500
AVP|AVON PRODUCTS INC|FFSI|Firstrade Securities Inc.|298
AVP|AVON PRODUCTS INC|FILL|Tradestation Securities, Inc.|72034
AVP|AVON PRODUCTS INC|FMAF|NBCN Inc./ CDS|12422
AVP|AVON PRODUCTS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20752
AVP|AVON PRODUCTS INC|FQLS|Quantlab Securities LP|556259
AVP|AVON PRODUCTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|427994
AVP|AVON PRODUCTS INC|FTBR|Foliofn Investments, Inc.|5461
AVP|AVON PRODUCTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|67000
AVP|AVON PRODUCTS INC|GLIS|TD Securities Inc|20208
AVP|AVON PRODUCTS INC|GLPX|ACS EXECUTION SERVICES, LLC|287301
AVP|AVON PRODUCTS INC|GSCO|GOLDMAN SACHS & CO. LLC|2617170
AVP|AVON PRODUCTS INC|GSCS|GOLDMAN SACHS & CO. LLC|33700
AVP|AVON PRODUCTS INC|GSLT|GOLDMAN SACHS & CO. LLC|115470
AVP|AVON PRODUCTS INC|GTSZ|GTS SECURITIES LLC|361845
AVP|AVON PRODUCTS INC|HRBF|American Enterprise Investment Services Inc.|31448
AVP|AVON PRODUCTS INC|HSBC|HSBC Securities, Inc.|17555
AVP|AVON PRODUCTS INC|IATS|INTERACTIVE BROKERS LLC|348302
AVP|AVON PRODUCTS INC|IBKR|Interactive Brokers Llc|401334
AVP|AVON PRODUCTS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|929
AVP|AVON PRODUCTS INC|ICBX|INSTINET, LLC|622544
AVP|AVON PRODUCTS INC|INCA|INSTINET, LLC|361145
AVP|AVON PRODUCTS INC|INJX|INSTINET, LLC|3617
AVP|AVON PRODUCTS INC|ITGI|ITG Inc.|574370
AVP|AVON PRODUCTS INC|ITGP|ITG INC.|1633800
AVP|AVON PRODUCTS INC|JEFF|JEFFERIES LLC|420355
AVP|AVON PRODUCTS INC|JMPT|JUMP TRADING, LLC|88526
AVP|AVON PRODUCTS INC|JPBX|J.P. MORGAN SECURITIES LLC|63695
AVP|AVON PRODUCTS INC|JPMX|J.P. Morgan Securities LLC|3750162
AVP|AVON PRODUCTS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|6604
AVP|AVON PRODUCTS INC|JSJX|JANE STREET CAPITAL LLC|89924
AVP|AVON PRODUCTS INC|KCGM|VIRTU Americas LLC|439374
AVP|AVON PRODUCTS INC|KRSH|Kershner Securities, LLC|26253
AVP|AVON PRODUCTS INC|LEHM|Barclays Capital Inc./Le|4243768
AVP|AVON PRODUCTS INC|LIME|Lime Brokerage LLC|7305
AVP|AVON PRODUCTS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|288400
AVP|AVON PRODUCTS INC|LPCM|Lampert Capital Markets Inc.|46500
AVP|AVON PRODUCTS INC|LQNA|LIQUIDNET, INC.|425200
AVP|AVON PRODUCTS INC|LQNB|LIQUIDNET, INC.|1400
AVP|AVON PRODUCTS INC|LSCI|Lek Securities Corporation|16550
AVP|AVON PRODUCTS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
AVP|AVON PRODUCTS INC|MAXM|Maxim Group LLC|288720
AVP|AVON PRODUCTS INC|MBTS|ALLY INVEST SECURITIES LLC|94897
AVP|AVON PRODUCTS INC|MKMP|MKM Partners LLC|25000
AVP|AVON PRODUCTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1943563
AVP|AVON PRODUCTS INC|MOTF|MOTIF INVESTING, INC.|2
AVP|AVON PRODUCTS INC|MSCO|MORGAN STANLEY & CO. LLC|3419856
AVP|AVON PRODUCTS INC|MSPL|MORGAN STANLEY & CO. LLC|3865300
AVP|AVON PRODUCTS INC|MSTX|MORGAN STANLEY & CO. LLC|1013300
AVP|AVON PRODUCTS INC|NFSC|National Financial Services LLC|2046261
AVP|AVON PRODUCTS INC|NITE|VIRTU Americas LLC|3925961
AVP|AVON PRODUCTS INC|NITP|VIRTU Americas LLC|643230
AVP|AVON PRODUCTS INC|NQRB|Brut, LLC|3485
AVP|AVON PRODUCTS INC|NTBF|BMO Nesbitt Burns Inc./CDS|122480
AVP|AVON PRODUCTS INC|OHOS|TWO SIGMA SECURITIES, LLC|500
AVP|AVON PRODUCTS INC|OPCO|Oppenheimer & Co. Inc.|13144
AVP|AVON PRODUCTS INC|PDQM|CODA MARKETS, INC.|179764
AVP|AVON PRODUCTS INC|PHLY|NASDAQ Execution Services, LLC|6600
AVP|AVON PRODUCTS INC|PWJC|UBS Financial Services, Inc.|15000
AVP|AVON PRODUCTS INC|RBCM|RBC CAPITAL MARKETS, LLC|48216
AVP|AVON PRODUCTS INC|RGLD|Regal Securities, Inc|67925
AVP|AVON PRODUCTS INC|SAGL|SAGETRADER, LLC|77476
AVP|AVON PRODUCTS INC|SALI|INTL FCSTONE FINANCIAL INC.|63872
AVP|AVON PRODUCTS INC|SBRX|MURIEL SIEBERT & CO INC|3600
AVP|AVON PRODUCTS INC|SBSH|Citigroup Global Markets Inc.|980319
AVP|AVON PRODUCTS INC|SGMT|GOLDMAN SACHS & CO. LLC|1608195
AVP|AVON PRODUCTS INC|SHMR|ABN Amro Clearing LLC|100
AVP|AVON PRODUCTS INC|SOGO|Wang Investment Associates, Inc.|2500
AVP|AVON PRODUCTS INC|SPDR|SPEEDROUTE LLC|7400
AVP|AVON PRODUCTS INC|SPNT|SEVEN POINTS CAPITAL, LLC|1442120
AVP|AVON PRODUCTS INC|STFL|Stifel, Nicolaus & Company, Incorporated|19110
AVP|AVON PRODUCTS INC|STKP|STOCKPILE INVESTMENTS, INC.|32
AVP|AVON PRODUCTS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20700
AVP|AVON PRODUCTS INC|SWIM|TD Ameritrade, Inc.|579479
AVP|AVON PRODUCTS INC|SWST|Hilltop Securities Inc.|450
AVP|AVON PRODUCTS INC|TAGC|TELSEY ADVISORY GROUP LLC|1700
AVP|AVON PRODUCTS INC|TKNG|ALLY INVEST SECURITIES LLC|19622
AVP|AVON PRODUCTS INC|TRBT|Tradebot Systems, Inc.|170491
AVP|AVON PRODUCTS INC|TRCM|TRC MARKETS LLC|22696
AVP|AVON PRODUCTS INC|TRIP|Trident Partners Ltd.|102790
AVP|AVON PRODUCTS INC|TWTT|TASTYWORKS, INC.|600
AVP|AVON PRODUCTS INC|UBSA|UBS SECURITIES LLC|4299390
AVP|AVON PRODUCTS INC|UBSS|UBS Securities LLC|4058070
AVP|AVON PRODUCTS INC|VALX|VIRTU AMERICAS LLC|457932
AVP|AVON PRODUCTS INC|VGRD|Vanguard Marketing Corporation|82647
AVP|AVON PRODUCTS INC|VSIN|Vision Financial Markets Llc|15000
AVP|AVON PRODUCTS INC|WCHV|WELLS FARGO SECURITIES, LLC|263734
AVP|AVON PRODUCTS INC|WEDB|WEDBUSH SECURITIES INC.|4002
AVP|AVON PRODUCTS INC|WEED|Weeden & Co.L.P.|532069
AVP|AVON PRODUCTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|97145
AVP|AVON PRODUCTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41507
AVP|AVON PRODUCTS INC|WFPB|Wells Fargo Securities, LLC.|2000
AVP|AVON PRODUCTS INC|WGIF|CIBC World Markets Inc.|10000
AVP|AVON PRODUCTS INC|WHOT|JUST2TRADE, INC.|5000
AVP|AVON PRODUCTS INC|WSEA|WOLVERINE SECURITIES, LLC|57979
AVP|AVON PRODUCTS INC|XIST|INSTINET, LLC|103400
AVP|AVON PRODUCTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|955398
AVP|AVON PRODUCTS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2887
AVP|AVON PRODUCTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12896
AVRO|AVROBIO, INC. CMN|ADAM|CANACCORD GENUITY INC.|1875
AVRO|AVROBIO, INC. CMN|ALTX|Alternet Securities Inc.|5600
AVRO|AVROBIO, INC. CMN|APCC|Apex Clearing Corporation|2628
AVRO|AVROBIO, INC. CMN|AQUA|AQUA SECURITIES L.P.|2500
AVRO|AVROBIO, INC. CMN|BATM|CBOE TRADING, INC.|600
AVRO|AVROBIO, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|5325
AVRO|AVROBIO, INC. CMN|BLKX|INSTINET, LLC|32400
AVRO|AVROBIO, INC. CMN|BNCH|The Benchmark Company, LLC|450
AVRO|AVROBIO, INC. CMN|BTIG|BTIG, LLC|8661
AVRO|AVROBIO, INC. CMN|BYXM|CBOE TRADING, INC.|900
AVRO|AVROBIO, INC. CMN|CANT|Cantor Fitzgerald & Co.|5500
AVRO|AVROBIO, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|212638
AVRO|AVROBIO, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|64138
AVRO|AVROBIO, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3605
AVRO|AVROBIO, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58150
AVRO|AVROBIO, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6200
AVRO|AVROBIO, INC. CMN|DBAB|Deutsche Bank Securities Inc.|6044
AVRO|AVROBIO, INC. CMN|DBAX|Deutsche Bank Securities Inc.|169400
AVRO|AVROBIO, INC. CMN|DCHF|Dart Executions, LLC|10540
AVRO|AVROBIO, INC. CMN|DEAN|MORGAN STANLEY|475
AVRO|AVROBIO, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
AVRO|AVROBIO, INC. CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|690
AVRO|AVROBIO, INC. CMN|EBXL|EBX LLC|94100
AVRO|AVROBIO, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|8671
AVRO|AVROBIO, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|800
AVRO|AVROBIO, INC. CMN|EGAM|CBOE TRADING, INC.|2927
AVRO|AVROBIO, INC. CMN|EGAW|CBOE TRADING, INC.|620
AVRO|AVROBIO, INC. CMN|EGXM|CBOE TRADING, INC.|800
AVRO|AVROBIO, INC. CMN|EGXW|CBOE TRADING, INC.|400
AVRO|AVROBIO, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|3842
AVRO|AVROBIO, INC. CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
AVRO|AVROBIO, INC. CMN|ETRS|E*Trade Securities LLC|43409
AVRO|AVROBIO, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|50262
AVRO|AVROBIO, INC. CMN|FILL|Tradestation Securities, Inc.|1703
AVRO|AVROBIO, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|54448
AVRO|AVROBIO, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17358
AVRO|AVROBIO, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34723
AVRO|AVROBIO, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|724
AVRO|AVROBIO, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|53076
AVRO|AVROBIO, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|112654
AVRO|AVROBIO, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|37985
AVRO|AVROBIO, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|3198
AVRO|AVROBIO, INC. CMN|GTSZ|GTS SECURITIES LLC|40408
AVRO|AVROBIO, INC. CMN|IATS|INTERACTIVE BROKERS LLC|9816
AVRO|AVROBIO, INC. CMN|IBKR|Interactive Brokers Llc|125004
AVRO|AVROBIO, INC. CMN|ICBX|INSTINET, LLC|47742
AVRO|AVROBIO, INC. CMN|INCA|INSTINET, LLC|226658
AVRO|AVROBIO, INC. CMN|INJX|INSTINET, LLC|13811
AVRO|AVROBIO, INC. CMN|ITGI|ITG Inc.|18385
AVRO|AVROBIO, INC. CMN|ITGP|ITG INC.|47400
AVRO|AVROBIO, INC. CMN|JANY|Janney Montgomery Scott Inc.|400
AVRO|AVROBIO, INC. CMN|JEFF|JEFFERIES LLC|58116
AVRO|AVROBIO, INC. CMN|JMPT|JUMP TRADING, LLC|5089
AVRO|AVROBIO, INC. CMN|JONE|JonesTrading|50671
AVRO|AVROBIO, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|8600
AVRO|AVROBIO, INC. CMN|JPMX|J.P. Morgan Securities LLC|131041
AVRO|AVROBIO, INC. CMN|JSJX|JANE STREET CAPITAL LLC|700
AVRO|AVROBIO, INC. CMN|KCGM|VIRTU Americas LLC|44214
AVRO|AVROBIO, INC. CMN|LEER|LEERINK PARTNERS LLC|5000
AVRO|AVROBIO, INC. CMN|LEHM|Barclays Capital Inc./Le|114153
AVRO|AVROBIO, INC. CMN|LIME|Lime Brokerage LLC|12344
AVRO|AVROBIO, INC. CMN|LQNA|LIQUIDNET, INC.|9900
AVRO|AVROBIO, INC. CMN|LSCI|Lek Securities Corporation|2460
AVRO|AVROBIO, INC. CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|19400
AVRO|AVROBIO, INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10999
AVRO|AVROBIO, INC. CMN|MAVB|Great Point Capital LLC|300
AVRO|AVROBIO, INC. CMN|MICA|Spartan Securities Group, Ltd.|1000
AVRO|AVROBIO, INC. CMN|MKMP|MKM Partners LLC|29836
AVRO|AVROBIO, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19730
AVRO|AVROBIO, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1210312
AVRO|AVROBIO, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|90200
AVRO|AVROBIO, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|5600
AVRO|AVROBIO, INC. CMN|NEED|Needham & Company, LLC|8000
AVRO|AVROBIO, INC. CMN|NFSC|National Financial Services LLC|44847
AVRO|AVROBIO, INC. CMN|NITE|VIRTU Americas LLC|228988
AVRO|AVROBIO, INC. CMN|NITP|VIRTU Americas LLC|2469
AVRO|AVROBIO, INC. CMN|NQRB|Brut, LLC|1400
AVRO|AVROBIO, INC. CMN|OPCO|Oppenheimer & Co. Inc.|500
AVRO|AVROBIO, INC. CMN|PDQM|CODA MARKETS, INC.|114370
AVRO|AVROBIO, INC. CMN|PREC|PRECISION SECURITIES, LLC|1000
AVRO|AVROBIO, INC. CMN|RAJA|Raymond James & Associates, Inc.|3740
AVRO|AVROBIO, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|140
AVRO|AVROBIO, INC. CMN|SAGL|SAGETRADER, LLC|7621
AVRO|AVROBIO, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|41547
AVRO|AVROBIO, INC. CMN|SPDR|SPEEDROUTE LLC|53053
AVRO|AVROBIO, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1500
AVRO|AVROBIO, INC. CMN|SWIM|TD Ameritrade, Inc.|25855
AVRO|AVROBIO, INC. CMN|SWST|Hilltop Securities Inc.|800
AVRO|AVROBIO, INC. CMN|TIAC|TRIAD SECURITIES CORP|1000
AVRO|AVROBIO, INC. CMN|TRBT|Tradebot Systems, Inc.|20009
AVRO|AVROBIO, INC. CMN|TRCM|TRC MARKETS LLC|992
AVRO|AVROBIO, INC. CMN|UBSA|UBS SECURITIES LLC|186430
AVRO|AVROBIO, INC. CMN|UBSS|UBS Securities LLC|254364
AVRO|AVROBIO, INC. CMN|VALX|VIRTU AMERICAS LLC|5937
AVRO|AVROBIO, INC. CMN|VGRD|Vanguard Marketing Corporation|1441
AVRO|AVROBIO, INC. CMN|VIEW|VIEWTRADE SECURITIES LLC|403
AVRO|AVROBIO, INC. CMN|VNDS|VANDHAM SECURITIES CORP|3910
AVRO|AVROBIO, INC. CMN|VSIN|Vision Financial Markets Llc|10
AVRO|AVROBIO, INC. CMN|WBLR|WILLIAM BLAIR|3000
AVRO|AVROBIO, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|7197
AVRO|AVROBIO, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|388154
AVRO|AVROBIO, INC. CMN|WEED|Weeden & Co.L.P.|600
AVRO|AVROBIO, INC. CMN|WFPB|Wells Fargo Securities, LLC.|50
AVRO|AVROBIO, INC. CMN|WGIF|CIBC World Markets Inc.|754
AVRO|AVROBIO, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|128
AVRO|AVROBIO, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
AVRO|AVROBIO, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|6951
AVT|AVNET INC COMMON STK|ALTX|Alternet Securities Inc.|8300
AVT|AVNET INC COMMON STK|APCC|Apex Clearing Corporation|321
AVT|AVNET INC COMMON STK|AQUA|AQUA SECURITIES L.P.|199600
AVT|AVNET INC COMMON STK|BANK|Primevest Financial Services, Inc.|16
AVT|AVNET INC COMMON STK|BARD|Robert W. Baird & Co. Incorporated|396
AVT|AVNET INC COMMON STK|BATM|CBOE TRADING, INC.|4144
AVT|AVNET INC COMMON STK|BAYC|BAY CREST PARTNERS, LLC|20846
AVT|AVNET INC COMMON STK|BBNT|BB&T SECURITIES, LLC|508
AVT|AVNET INC COMMON STK|BERN|Sanford C. Bernstein & Co., LLC|116387
AVT|AVNET INC COMMON STK|BIDS|BIDS TRADING L.P.|7100
AVT|AVNET INC COMMON STK|BKCM|BNY Mellon Capital Markets LLC|26067
AVT|AVNET INC COMMON STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11903
AVT|AVNET INC COMMON STK|BLKX|INSTINET, LLC|25650
AVT|AVNET INC COMMON STK|BMOC|BMO Capital Markets Corp.|4709
AVT|AVNET INC COMMON STK|BNPX|BNP PARIBAS SECURITIES CORP.|86018
AVT|AVNET INC COMMON STK|BRVL|BLAYLOCK VAN, LLC|9850
AVT|AVNET INC COMMON STK|BTIG|BTIG, LLC|52315
AVT|AVNET INC COMMON STK|BYXM|CBOE TRADING, INC.|1957
AVT|AVNET INC COMMON STK|BZYD|GOLDMAN SACHS & CO. LLC|800
AVT|AVNET INC COMMON STK|CANT|Cantor Fitzgerald & Co.|33
AVT|AVNET INC COMMON STK|CBLC|CITIGROUP GLOBAL MARKETS INC.|27000
AVT|AVNET INC COMMON STK|CBRA|Cobra Trading, Inc.|1300
AVT|AVNET INC COMMON STK|CHAS|Charles Schwab & Co., Inc.|387
AVT|AVNET INC COMMON STK|CIST|Capital Institutional Services, Inc.|2452
AVT|AVNET INC COMMON STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58168
AVT|AVNET INC COMMON STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18083
AVT|AVNET INC COMMON STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1296
AVT|AVNET INC COMMON STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|616392
AVT|AVNET INC COMMON STK|CSIN|Citadel Securities Institutional LLC|927
AVT|AVNET INC COMMON STK|CTDL|Citadel Derivatives Group Llc|40876
AVT|AVNET INC COMMON STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|75410
AVT|AVNET INC COMMON STK|DBAB|Deutsche Bank Securities Inc.|860425
AVT|AVNET INC COMMON STK|DBAX|Deutsche Bank Securities Inc.|308200
AVT|AVNET INC COMMON STK|DBUL|Deutsche Bank Securities Inc.|21432
AVT|AVNET INC COMMON STK|DEAN|MORGAN STANLEY|3205
AVT|AVNET INC COMMON STK|DEGS|RONIN PROFESSIONAL LLC|414
AVT|AVNET INC COMMON STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|53965
AVT|AVNET INC COMMON STK|EBXL|EBX LLC|220700
AVT|AVNET INC COMMON STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|11285
AVT|AVNET INC COMMON STK|EDJO|Edward D. Jones & Co., L.P.|12043
AVT|AVNET INC COMMON STK|EGAM|CBOE TRADING, INC.|11146
AVT|AVNET INC COMMON STK|EGAW|CBOE TRADING, INC.|14
AVT|AVNET INC COMMON STK|EGMT|EG MARKET TECHNOLOGIES LLC|500
AVT|AVNET INC COMMON STK|EGXM|CBOE TRADING, INC.|3417
AVT|AVNET INC COMMON STK|ELEV|ELEVATION, LLC|15889
AVT|AVNET INC COMMON STK|ETBE|Electronic Transaction Clearing, Inc.|37806
AVT|AVNET INC COMMON STK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
AVT|AVNET INC COMMON STK|ETCC|Electronic Transaction Clearing, Inc.|2058
AVT|AVNET INC COMMON STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|14596
AVT|AVNET INC COMMON STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23294
AVT|AVNET INC COMMON STK|ETRS|E*Trade Securities LLC|49491
AVT|AVNET INC COMMON STK|FBCO|Credit Suisse Securities (USA) LLC|954251
AVT|AVNET INC COMMON STK|FBSB|U.S. Bancorp Investments, Inc.|2
AVT|AVNET INC COMMON STK|FILL|Tradestation Securities, Inc.|2949
AVT|AVNET INC COMMON STK|FINX|FINTECH SECURITIES|327
AVT|AVNET INC COMMON STK|FMAF|NBCN Inc./ CDS|944
AVT|AVNET INC COMMON STK|FOMA|TD AMERITRADE CLEARING, INC.|33580
AVT|AVNET INC COMMON STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11064
AVT|AVNET INC COMMON STK|FQLS|Quantlab Securities LP|473390
AVT|AVNET INC COMMON STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|169970
AVT|AVNET INC COMMON STK|FTBR|Foliofn Investments, Inc.|9465
AVT|AVNET INC COMMON STK|GEBB|GLOBAL EXECUTION BROKERS, LP|12418
AVT|AVNET INC COMMON STK|GLPX|ACS EXECUTION SERVICES, LLC|61915
AVT|AVNET INC COMMON STK|GSCO|GOLDMAN SACHS & CO. LLC|1972196
AVT|AVNET INC COMMON STK|GSCS|GOLDMAN SACHS & CO. LLC|43003
AVT|AVNET INC COMMON STK|GSLT|GOLDMAN SACHS & CO. LLC|7741
AVT|AVNET INC COMMON STK|GTSZ|GTS SECURITIES LLC|158558
AVT|AVNET INC COMMON STK|HRBF|American Enterprise Investment Services Inc.|1613
AVT|AVNET INC COMMON STK|HSBC|HSBC Securities, Inc.|185
AVT|AVNET INC COMMON STK|IATS|INTERACTIVE BROKERS LLC|8654
AVT|AVNET INC COMMON STK|IBKR|Interactive Brokers Llc|104860
AVT|AVNET INC COMMON STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3288
AVT|AVNET INC COMMON STK|ICBX|INSTINET, LLC|39765
AVT|AVNET INC COMMON STK|IEQY|CITADEL SECURITIES LLC|115118
AVT|AVNET INC COMMON STK|INCA|INSTINET, LLC|428927
AVT|AVNET INC COMMON STK|INJX|INSTINET, LLC|52113
AVT|AVNET INC COMMON STK|ITGI|ITG Inc.|144706
AVT|AVNET INC COMMON STK|ITGP|ITG INC.|624600
AVT|AVNET INC COMMON STK|JANY|Janney Montgomery Scott Inc.|319
AVT|AVNET INC COMMON STK|JEFF|JEFFERIES LLC|301798
AVT|AVNET INC COMMON STK|JMPT|JUMP TRADING, LLC|146961
AVT|AVNET INC COMMON STK|JONE|JonesTrading|6904
AVT|AVNET INC COMMON STK|JPBX|J.P. MORGAN SECURITIES LLC|162776
AVT|AVNET INC COMMON STK|JPMX|J.P. Morgan Securities LLC|526898
AVT|AVNET INC COMMON STK|JSJX|JANE STREET CAPITAL LLC|3824
AVT|AVNET INC COMMON STK|JUTA|JUMP TRADING, LLC|1100
AVT|AVNET INC COMMON STK|KCGM|VIRTU Americas LLC|50227
AVT|AVNET INC COMMON STK|LBOW|Longbow Securities, LLC|1200
AVT|AVNET INC COMMON STK|LEHM|Barclays Capital Inc./Le|1175426
AVT|AVNET INC COMMON STK|LIME|Lime Brokerage LLC|342380
AVT|AVNET INC COMMON STK|LMGP|LIME BROKERAGE LLC|1600
AVT|AVNET INC COMMON STK|LMNX|LUMINEX TRADING & ANALYTICS LLC|298480
AVT|AVNET INC COMMON STK|LOOP|Loop Capital Markets LLC|3285
AVT|AVNET INC COMMON STK|LQNA|LIQUIDNET, INC.|118100
AVT|AVNET INC COMMON STK|LQNB|LIQUIDNET, INC.|6000
AVT|AVNET INC COMMON STK|LSCI|Lek Securities Corporation|29
AVT|AVNET INC COMMON STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
AVT|AVNET INC COMMON STK|MBTS|ALLY INVEST SECURITIES LLC|2050
AVT|AVNET INC COMMON STK|MCMF|Raymond James Ltd. Cds|150
AVT|AVNET INC COMMON STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194088
AVT|AVNET INC COMMON STK|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
AVT|AVNET INC COMMON STK|MSCO|MORGAN STANLEY & CO. LLC|4887823
AVT|AVNET INC COMMON STK|MSPL|MORGAN STANLEY & CO. LLC|532000
AVT|AVNET INC COMMON STK|MSTX|MORGAN STANLEY & CO. LLC|220500
AVT|AVNET INC COMMON STK|NFSC|National Financial Services LLC|270126
AVT|AVNET INC COMMON STK|NITE|VIRTU Americas LLC|285067
AVT|AVNET INC COMMON STK|NITP|VIRTU Americas LLC|5743
AVT|AVNET INC COMMON STK|NQRB|Brut, LLC|17436
AVT|AVNET INC COMMON STK|OHOS|TWO SIGMA SECURITIES, LLC|32408
AVT|AVNET INC COMMON STK|OPCO|Oppenheimer & Co. Inc.|3139
AVT|AVNET INC COMMON STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1018
AVT|AVNET INC COMMON STK|PDQM|CODA MARKETS, INC.|35160
AVT|AVNET INC COMMON STK|PIPR|Piper Jaffray & Co.|268
AVT|AVNET INC COMMON STK|PWJC|UBS Financial Services, Inc.|2156
AVT|AVNET INC COMMON STK|RAJA|Raymond James & Associates, Inc.|192675
AVT|AVNET INC COMMON STK|RBCM|RBC CAPITAL MARKETS, LLC|1439
AVT|AVNET INC COMMON STK|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|40600
AVT|AVNET INC COMMON STK|SAGL|SAGETRADER, LLC|21826
AVT|AVNET INC COMMON STK|SAGW|SAGETRADER, LLC|65
AVT|AVNET INC COMMON STK|SBSH|Citigroup Global Markets Inc.|2176574
AVT|AVNET INC COMMON STK|SGMT|GOLDMAN SACHS & CO. LLC|224253
AVT|AVNET INC COMMON STK|SPDR|SPEEDROUTE LLC|13057
AVT|AVNET INC COMMON STK|SPHN|Stephens Inc.|39
AVT|AVNET INC COMMON STK|SSBS|STATE STREET GLOBAL MARKETS, LLC|856
AVT|AVNET INC COMMON STK|STFL|Stifel, Nicolaus & Company, Incorporated|104330
AVT|AVNET INC COMMON STK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|299
AVT|AVNET INC COMMON STK|SWIM|TD Ameritrade, Inc.|7713
AVT|AVNET INC COMMON STK|SWST|Hilltop Securities Inc.|414
AVT|AVNET INC COMMON STK|TKNG|ALLY INVEST SECURITIES LLC|255
AVT|AVNET INC COMMON STK|TONC|CUTTONE & CO., LLC|1330
AVT|AVNET INC COMMON STK|TRBT|Tradebot Systems, Inc.|399251
AVT|AVNET INC COMMON STK|TRCM|TRC MARKETS LLC|210929
AVT|AVNET INC COMMON STK|UBSA|UBS SECURITIES LLC|829118
AVT|AVNET INC COMMON STK|UBSS|UBS Securities LLC|1977619
AVT|AVNET INC COMMON STK|VALX|VIRTU AMERICAS LLC|4338
AVT|AVNET INC COMMON STK|VGRD|Vanguard Marketing Corporation|1694
AVT|AVNET INC COMMON STK|VNDM|Wall Street Access|100843
AVT|AVNET INC COMMON STK|VSIN|Vision Financial Markets Llc|200
AVT|AVNET INC COMMON STK|WABR|Wall Street Access|43370
AVT|AVNET INC COMMON STK|WBET|Wallachbeth Capital LLC|4134
AVT|AVNET INC COMMON STK|WBLR|WILLIAM BLAIR|100
AVT|AVNET INC COMMON STK|WBPX|SUMMIT SECURITIES GROUP, LLC|428
AVT|AVNET INC COMMON STK|WCHV|WELLS FARGO SECURITIES, LLC|61998
AVT|AVNET INC COMMON STK|WEED|Weeden & Co.L.P.|4177
AVT|AVNET INC COMMON STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5457
AVT|AVNET INC COMMON STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2518
AVT|AVNET INC COMMON STK|WGIF|CIBC World Markets Inc.|78
AVT|AVNET INC COMMON STK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|176
AVT|AVNET INC COMMON STK|WSEA|WOLVERINE SECURITIES, LLC|4124
AVT|AVNET INC COMMON STK|XIST|INSTINET, LLC|111026
AVT|AVNET INC COMMON STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|102128
AVT|AVNET INC COMMON STK|YKNA|COMHAR CAPITAL MARKETS, LLC|2660
AVT|AVNET INC COMMON STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|461
AVX|A V X CORP|ALTX|Alternet Securities Inc.|3238
AVX|A V X CORP|APCC|Apex Clearing Corporation|56
AVX|A V X CORP|AQUA|AQUA SECURITIES L.P.|5900
AVX|A V X CORP|BANK|Primevest Financial Services, Inc.|1
AVX|A V X CORP|BARD|Robert W. Baird & Co. Incorporated|2
AVX|A V X CORP|BATM|CBOE TRADING, INC.|797
AVX|A V X CORP|BBNT|BB&T SECURITIES, LLC|6
AVX|A V X CORP|BERN|Sanford C. Bernstein & Co., LLC|62370
AVX|A V X CORP|BIDS|BIDS TRADING L.P.|6200
AVX|A V X CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12
AVX|A V X CORP|BLKX|INSTINET, LLC|12675
AVX|A V X CORP|BNPX|BNP PARIBAS SECURITIES CORP.|4499
AVX|A V X CORP|BTIG|BTIG, LLC|1489
AVX|A V X CORP|BYXM|CBOE TRADING, INC.|899
AVX|A V X CORP|BZYD|GOLDMAN SACHS & CO. LLC|1573
AVX|A V X CORP|CANT|Cantor Fitzgerald & Co.|1
AVX|A V X CORP|CHAS|Charles Schwab & Co., Inc.|380
AVX|A V X CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26733
AVX|A V X CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1877
AVX|A V X CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1110
AVX|A V X CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74474
AVX|A V X CORP|CTDL|Citadel Derivatives Group Llc|2807
AVX|A V X CORP|CTLR|CUTLER GROUP, LP|500
AVX|A V X CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|17898
AVX|A V X CORP|DBAB|Deutsche Bank Securities Inc.|142540
AVX|A V X CORP|DBAX|Deutsche Bank Securities Inc.|69600
AVX|A V X CORP|DBUL|Deutsche Bank Securities Inc.|100
AVX|A V X CORP|DEAN|MORGAN STANLEY|391
AVX|A V X CORP|DEGS|RONIN PROFESSIONAL LLC|1174
AVX|A V X CORP|EBXL|EBX LLC|28600
AVX|A V X CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|605
AVX|A V X CORP|EDJO|Edward D. Jones & Co., L.P.|31
AVX|A V X CORP|EGAM|CBOE TRADING, INC.|7681
AVX|A V X CORP|EGMT|EG MARKET TECHNOLOGIES LLC|300
AVX|A V X CORP|EGXM|CBOE TRADING, INC.|400
AVX|A V X CORP|ETBE|Electronic Transaction Clearing, Inc.|820
AVX|A V X CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|988
AVX|A V X CORP|ETRS|E*Trade Securities LLC|9247
AVX|A V X CORP|FILL|Tradestation Securities, Inc.|718
AVX|A V X CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|671
AVX|A V X CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47514
AVX|A V X CORP|FTBR|Foliofn Investments, Inc.|679
AVX|A V X CORP|GLIS|TD Securities Inc|1000
AVX|A V X CORP|GLPX|ACS EXECUTION SERVICES, LLC|5124
AVX|A V X CORP|GSCO|GOLDMAN SACHS & CO. LLC|150862
AVX|A V X CORP|GSCS|GOLDMAN SACHS & CO. LLC|1000
AVX|A V X CORP|GSLT|GOLDMAN SACHS & CO. LLC|1288
AVX|A V X CORP|GTSZ|GTS SECURITIES LLC|6234
AVX|A V X CORP|HRBF|American Enterprise Investment Services Inc.|457
AVX|A V X CORP|HSBC|HSBC Securities, Inc.|2900
AVX|A V X CORP|IATS|INTERACTIVE BROKERS LLC|1569
AVX|A V X CORP|IBKR|Interactive Brokers Llc|1832
AVX|A V X CORP|ICBX|INSTINET, LLC|14100
AVX|A V X CORP|IEQY|CITADEL SECURITIES LLC|10044
AVX|A V X CORP|INCA|INSTINET, LLC|54962
AVX|A V X CORP|INJX|INSTINET, LLC|2169
AVX|A V X CORP|ITGI|ITG Inc.|50606
AVX|A V X CORP|ITGP|ITG INC.|29800
AVX|A V X CORP|JEFF|JEFFERIES LLC|30333
AVX|A V X CORP|JMPT|JUMP TRADING, LLC|3567
AVX|A V X CORP|JPBX|J.P. MORGAN SECURITIES LLC|1436
AVX|A V X CORP|JPMX|J.P. Morgan Securities LLC|75106
AVX|A V X CORP|JSJX|JANE STREET CAPITAL LLC|2030
AVX|A V X CORP|KCGM|VIRTU Americas LLC|18391
AVX|A V X CORP|LEHM|Barclays Capital Inc./Le|90509
AVX|A V X CORP|LIME|Lime Brokerage LLC|23893
AVX|A V X CORP|LOOP|Loop Capital Markets LLC|697
AVX|A V X CORP|LQNA|LIQUIDNET, INC.|36200
AVX|A V X CORP|LQNB|LIQUIDNET, INC.|6200
AVX|A V X CORP|LSCI|Lek Securities Corporation|16
AVX|A V X CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
AVX|A V X CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57548
AVX|A V X CORP|MSCO|MORGAN STANLEY & CO. LLC|251594
AVX|A V X CORP|MSPL|MORGAN STANLEY & CO. LLC|118200
AVX|A V X CORP|MSTX|MORGAN STANLEY & CO. LLC|20600
AVX|A V X CORP|NFSC|National Financial Services LLC|28139
AVX|A V X CORP|NITE|VIRTU Americas LLC|56582
AVX|A V X CORP|NQRB|Brut, LLC|5666
AVX|A V X CORP|NTBF|BMO Nesbitt Burns Inc./CDS|35
AVX|A V X CORP|NTRC|Northern Trust Securities, Inc.|200
AVX|A V X CORP|PDQM|CODA MARKETS, INC.|13169
AVX|A V X CORP|PWJC|UBS Financial Services, Inc.|12192
AVX|A V X CORP|SAGL|SAGETRADER, LLC|1310
AVX|A V X CORP|SBSH|Citigroup Global Markets Inc.|36591
AVX|A V X CORP|SGMT|GOLDMAN SACHS & CO. LLC|25736
AVX|A V X CORP|SPDR|SPEEDROUTE LLC|6500
AVX|A V X CORP|STFL|Stifel, Nicolaus & Company, Incorporated|13358
AVX|A V X CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3400
AVX|A V X CORP|SWIM|TD Ameritrade, Inc.|3350
AVX|A V X CORP|SWST|Hilltop Securities Inc.|1000
AVX|A V X CORP|TRBT|Tradebot Systems, Inc.|20526
AVX|A V X CORP|TRCM|TRC MARKETS LLC|9008
AVX|A V X CORP|UBSA|UBS SECURITIES LLC|129066
AVX|A V X CORP|UBSS|UBS Securities LLC|197532
AVX|A V X CORP|VALX|VIRTU AMERICAS LLC|1991
AVX|A V X CORP|VGRD|Vanguard Marketing Corporation|5797
AVX|A V X CORP|WBLR|WILLIAM BLAIR|200
AVX|A V X CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|200
AVX|A V X CORP|WCHV|WELLS FARGO SECURITIES, LLC|16825
AVX|A V X CORP|WDNX|WEEDEN & CO.L.P.|194
AVX|A V X CORP|WEED|Weeden & Co.L.P.|15883
AVX|A V X CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|413
AVX|A V X CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|469
AVX|A V X CORP|WGIF|CIBC World Markets Inc.|200
AVX|A V X CORP|WSEA|WOLVERINE SECURITIES, LLC|149
AVX|A V X CORP|XIST|INSTINET, LLC|63452
AVX|A V X CORP|XPQR|Jump Trading|100
AVX|A V X CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8354
AVX|A V X CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|836
AVX|A V X CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|502
AVXL|ANAVEX LF SC CM|ALTX|Alternet Securities Inc.|18555
AVXL|ANAVEX LF SC CM|APCC|Apex Clearing Corporation|111831
AVXL|ANAVEX LF SC CM|BATM|CBOE TRADING, INC.|2510
AVXL|ANAVEX LF SC CM|BAYC|BAY CREST PARTNERS, LLC|1492
AVXL|ANAVEX LF SC CM|BKCM|BNY Mellon Capital Markets LLC|4850
AVXL|ANAVEX LF SC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79289
AVXL|ANAVEX LF SC CM|BMOC|BMO Capital Markets Corp.|5968
AVXL|ANAVEX LF SC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1479
AVXL|ANAVEX LF SC CM|BTIG|BTIG, LLC|2815
AVXL|ANAVEX LF SC CM|BYXM|CBOE TRADING, INC.|100
AVXL|ANAVEX LF SC CM|CANT|Cantor Fitzgerald & Co.|648
AVXL|ANAVEX LF SC CM|CHAS|Charles Schwab & Co., Inc.|9290
AVXL|ANAVEX LF SC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5947
AVXL|ANAVEX LF SC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|51120
AVXL|ANAVEX LF SC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|570
AVXL|ANAVEX LF SC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195248
AVXL|ANAVEX LF SC CM|CTDL|Citadel Derivatives Group Llc|26004
AVXL|ANAVEX LF SC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|16136
AVXL|ANAVEX LF SC CM|DBAB|Deutsche Bank Securities Inc.|459679
AVXL|ANAVEX LF SC CM|DBAX|Deutsche Bank Securities Inc.|136800
AVXL|ANAVEX LF SC CM|DEAN|MORGAN STANLEY|4544
AVXL|ANAVEX LF SC CM|DEGS|RONIN PROFESSIONAL LLC|174766
AVXL|ANAVEX LF SC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52961
AVXL|ANAVEX LF SC CM|EBXL|EBX LLC|57900
AVXL|ANAVEX LF SC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|12314
AVXL|ANAVEX LF SC CM|EDJO|Edward D. Jones & Co., L.P.|7039
AVXL|ANAVEX LF SC CM|EGAM|CBOE TRADING, INC.|26239
AVXL|ANAVEX LF SC CM|EGAW|CBOE TRADING, INC.|400
AVXL|ANAVEX LF SC CM|EGMT|EG MARKET TECHNOLOGIES LLC|210
AVXL|ANAVEX LF SC CM|EGXM|CBOE TRADING, INC.|22224
AVXL|ANAVEX LF SC CM|ETBE|Electronic Transaction Clearing, Inc.|6523
AVXL|ANAVEX LF SC CM|ETCC|Electronic Transaction Clearing, Inc.|800
AVXL|ANAVEX LF SC CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6470
AVXL|ANAVEX LF SC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15236
AVXL|ANAVEX LF SC CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
AVXL|ANAVEX LF SC CM|ETRS|E*Trade Securities LLC|975583
AVXL|ANAVEX LF SC CM|FBCO|Credit Suisse Securities (USA) LLC|219883
AVXL|ANAVEX LF SC CM|FBSB|U.S. Bancorp Investments, Inc.|350
AVXL|ANAVEX LF SC CM|FFSI|Firstrade Securities Inc.|100
AVXL|ANAVEX LF SC CM|FILL|Tradestation Securities, Inc.|360999
AVXL|ANAVEX LF SC CM|FINX|FINTECH SECURITIES|953
AVXL|ANAVEX LF SC CM|FMAF|NBCN Inc./ CDS|20655
AVXL|ANAVEX LF SC CM|FOMA|TD AMERITRADE CLEARING, INC.|1491556
AVXL|ANAVEX LF SC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17256
AVXL|ANAVEX LF SC CM|FTBR|Foliofn Investments, Inc.|2053
AVXL|ANAVEX LF SC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|25817
AVXL|ANAVEX LF SC CM|GLIS|TD Securities Inc|500
AVXL|ANAVEX LF SC CM|GLPX|ACS EXECUTION SERVICES, LLC|104588
AVXL|ANAVEX LF SC CM|GSCO|GOLDMAN SACHS & CO. LLC|1323862
AVXL|ANAVEX LF SC CM|GSCS|GOLDMAN SACHS & CO. LLC|25816
AVXL|ANAVEX LF SC CM|GSLT|GOLDMAN SACHS & CO. LLC|7605
AVXL|ANAVEX LF SC CM|GTSZ|GTS SECURITIES LLC|11216
AVXL|ANAVEX LF SC CM|HRBF|American Enterprise Investment Services Inc.|3095
AVXL|ANAVEX LF SC CM|HSBC|HSBC Securities, Inc.|800
AVXL|ANAVEX LF SC CM|IATS|INTERACTIVE BROKERS LLC|81666
AVXL|ANAVEX LF SC CM|IBKR|Interactive Brokers Llc|835925
AVXL|ANAVEX LF SC CM|ICBX|INSTINET, LLC|26100
AVXL|ANAVEX LF SC CM|IEQY|CITADEL SECURITIES LLC|27387
AVXL|ANAVEX LF SC CM|INCA|INSTINET, LLC|276690
AVXL|ANAVEX LF SC CM|INJX|INSTINET, LLC|3452
AVXL|ANAVEX LF SC CM|ITGI|ITG Inc.|58968
AVXL|ANAVEX LF SC CM|ITGP|ITG INC.|52000
AVXL|ANAVEX LF SC CM|JEFF|JEFFERIES LLC|19320
AVXL|ANAVEX LF SC CM|JMPT|JUMP TRADING, LLC|34460
AVXL|ANAVEX LF SC CM|JPBX|J.P. MORGAN SECURITIES LLC|13612
AVXL|ANAVEX LF SC CM|JPMX|J.P. Morgan Securities LLC|70889
AVXL|ANAVEX LF SC CM|JSJX|JANE STREET CAPITAL LLC|132702
AVXL|ANAVEX LF SC CM|KCGM|VIRTU Americas LLC|33388
AVXL|ANAVEX LF SC CM|LEHM|Barclays Capital Inc./Le|964799
AVXL|ANAVEX LF SC CM|LIME|Lime Brokerage LLC|160942
AVXL|ANAVEX LF SC CM|LOOP|Loop Capital Markets LLC|5773
AVXL|ANAVEX LF SC CM|LSCI|Lek Securities Corporation|3310
AVXL|ANAVEX LF SC CM|LTCO|Ladenburg, Thalmann & Co., Inc.|13500
AVXL|ANAVEX LF SC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1501
AVXL|ANAVEX LF SC CM|MACQ|Macquarie Capital (USA) Inc.|5172
AVXL|ANAVEX LF SC CM|MAXM|Maxim Group LLC|1160
AVXL|ANAVEX LF SC CM|MBTS|ALLY INVEST SECURITIES LLC|18798
AVXL|ANAVEX LF SC CM|MICA|Spartan Securities Group, Ltd.|1000
AVXL|ANAVEX LF SC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38180
AVXL|ANAVEX LF SC CM|MOTF|MOTIF INVESTING, INC.|3
AVXL|ANAVEX LF SC CM|MSCO|MORGAN STANLEY & CO. LLC|1607025
AVXL|ANAVEX LF SC CM|MSPL|MORGAN STANLEY & CO. LLC|42300
AVXL|ANAVEX LF SC CM|MSTX|MORGAN STANLEY & CO. LLC|49400
AVXL|ANAVEX LF SC CM|NFSC|National Financial Services LLC|1269875
AVXL|ANAVEX LF SC CM|NITE|VIRTU Americas LLC|2652646
AVXL|ANAVEX LF SC CM|NITP|VIRTU Americas LLC|4300
AVXL|ANAVEX LF SC CM|NQRB|Brut, LLC|4600
AVXL|ANAVEX LF SC CM|OPCO|Oppenheimer & Co. Inc.|2104
AVXL|ANAVEX LF SC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2389
AVXL|ANAVEX LF SC CM|PDQM|CODA MARKETS, INC.|143236
AVXL|ANAVEX LF SC CM|PHLY|NASDAQ Execution Services, LLC|200
AVXL|ANAVEX LF SC CM|RAJA|Raymond James & Associates, Inc.|13687
AVXL|ANAVEX LF SC CM|RBCM|RBC CAPITAL MARKETS, LLC|43822
AVXL|ANAVEX LF SC CM|RGLD|Regal Securities, Inc|14
AVXL|ANAVEX LF SC CM|SAGL|SAGETRADER, LLC|14020
AVXL|ANAVEX LF SC CM|SBSH|Citigroup Global Markets Inc.|223715
AVXL|ANAVEX LF SC CM|SGMT|GOLDMAN SACHS & CO. LLC|42359
AVXL|ANAVEX LF SC CM|SPDR|SPEEDROUTE LLC|123778
AVXL|ANAVEX LF SC CM|SPTD|MINT GLOBAL MARKETS, INC.|1600
AVXL|ANAVEX LF SC CM|STFL|Stifel, Nicolaus & Company, Incorporated|15718
AVXL|ANAVEX LF SC CM|STXG|Stockcross Financial Services, Inc.|900
AVXL|ANAVEX LF SC CM|SWIM|TD Ameritrade, Inc.|680822
AVXL|ANAVEX LF SC CM|SWST|Hilltop Securities Inc.|1302
AVXL|ANAVEX LF SC CM|TKNG|ALLY INVEST SECURITIES LLC|14887
AVXL|ANAVEX LF SC CM|TRCM|TRC MARKETS LLC|7523
AVXL|ANAVEX LF SC CM|TWTT|TASTYWORKS, INC.|1400
AVXL|ANAVEX LF SC CM|UBSA|UBS SECURITIES LLC|351430
AVXL|ANAVEX LF SC CM|UBSS|UBS Securities LLC|2668750
AVXL|ANAVEX LF SC CM|VALX|VIRTU AMERICAS LLC|1861
AVXL|ANAVEX LF SC CM|VGRD|Vanguard Marketing Corporation|79326
AVXL|ANAVEX LF SC CM|WBPX|SUMMIT SECURITIES GROUP, LLC|6600
AVXL|ANAVEX LF SC CM|WCHV|WELLS FARGO SECURITIES, LLC|139526
AVXL|ANAVEX LF SC CM|WEDB|WEDBUSH SECURITIES INC.|25905
AVXL|ANAVEX LF SC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4315
AVXL|ANAVEX LF SC CM|WGIF|CIBC World Markets Inc.|2785
AVXL|ANAVEX LF SC CM|WSEA|WOLVERINE SECURITIES, LLC|34344
AVXL|ANAVEX LF SC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|47758
AVXL|ANAVEX LF SC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2415
AVXL|ANAVEX LF SC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3250
AVY|AVERY DENNISON CP|ABLE|NATIXIS Securities Americas LLC|103912
AVY|AVERY DENNISON CP|ADAM|CANACCORD GENUITY INC.|200
AVY|AVERY DENNISON CP|AGIS|Aegis Capital Corp.|7
AVY|AVERY DENNISON CP|ALTX|Alternet Securities Inc.|1610
AVY|AVERY DENNISON CP|ANOS|ABEL/NOSER, L.L.C.|175
AVY|AVERY DENNISON CP|APCC|Apex Clearing Corporation|4253
AVY|AVERY DENNISON CP|BANK|Primevest Financial Services, Inc.|35
AVY|AVERY DENNISON CP|BARD|Robert W. Baird & Co. Incorporated|1923
AVY|AVERY DENNISON CP|BATM|CBOE TRADING, INC.|7744
AVY|AVERY DENNISON CP|BAYT|BTIG, LLC|2100
AVY|AVERY DENNISON CP|BBNT|BB&T SECURITIES, LLC|486
AVY|AVERY DENNISON CP|BERN|Sanford C. Bernstein & Co., LLC|21645
AVY|AVERY DENNISON CP|BGCE|BGC Financial Inc.|534
AVY|AVERY DENNISON CP|BIDS|BIDS TRADING L.P.|200
AVY|AVERY DENNISON CP|BIMI|Banca IMI Securities Corp.|1065
AVY|AVERY DENNISON CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12081
AVY|AVERY DENNISON CP|BLKX|INSTINET, LLC|15000
AVY|AVERY DENNISON CP|BMOC|BMO Capital Markets Corp.|100
AVY|AVERY DENNISON CP|BNPX|BNP PARIBAS SECURITIES CORP.|81792
AVY|AVERY DENNISON CP|BTIG|BTIG, LLC|3233
AVY|AVERY DENNISON CP|BYXM|CBOE TRADING, INC.|2266
AVY|AVERY DENNISON CP|BZYD|GOLDMAN SACHS & CO. LLC|100
AVY|AVERY DENNISON CP|CANT|Cantor Fitzgerald & Co.|1119
AVY|AVERY DENNISON CP|CHAS|Charles Schwab & Co., Inc.|1121
AVY|AVERY DENNISON CP|CIBP|CIBC World Markets Corp.|28278
AVY|AVERY DENNISON CP|CIST|Capital Institutional Services, Inc.|6236
AVY|AVERY DENNISON CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35753
AVY|AVERY DENNISON CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1587
AVY|AVERY DENNISON CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181714
AVY|AVERY DENNISON CP|CTDL|Citadel Derivatives Group Llc|6729
AVY|AVERY DENNISON CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10950
AVY|AVERY DENNISON CP|DADA|D.A. Davidson & Co.|3249
AVY|AVERY DENNISON CP|DBAB|Deutsche Bank Securities Inc.|195215
AVY|AVERY DENNISON CP|DBAX|Deutsche Bank Securities Inc.|82800
AVY|AVERY DENNISON CP|DBUL|Deutsche Bank Securities Inc.|8485
AVY|AVERY DENNISON CP|DCHF|Dart Executions, LLC|295
AVY|AVERY DENNISON CP|DEAN|MORGAN STANLEY|3478
AVY|AVERY DENNISON CP|DEGS|RONIN PROFESSIONAL LLC|100
AVY|AVERY DENNISON CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2800
AVY|AVERY DENNISON CP|EBXL|EBX LLC|68700
AVY|AVERY DENNISON CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6138
AVY|AVERY DENNISON CP|EDJO|Edward D. Jones & Co., L.P.|3592
AVY|AVERY DENNISON CP|EGAM|CBOE TRADING, INC.|4686
AVY|AVERY DENNISON CP|EGAW|CBOE TRADING, INC.|25
AVY|AVERY DENNISON CP|EGMT|EG MARKET TECHNOLOGIES LLC|1600
AVY|AVERY DENNISON CP|EGXM|CBOE TRADING, INC.|1534
AVY|AVERY DENNISON CP|ETBE|Electronic Transaction Clearing, Inc.|18046
AVY|AVERY DENNISON CP|ETCC|Electronic Transaction Clearing, Inc.|790
AVY|AVERY DENNISON CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26647
AVY|AVERY DENNISON CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1065
AVY|AVERY DENNISON CP|ETRS|E*Trade Securities LLC|11370
AVY|AVERY DENNISON CP|FILL|Tradestation Securities, Inc.|633
AVY|AVERY DENNISON CP|FMAF|NBCN Inc./ CDS|194
AVY|AVERY DENNISON CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3365
AVY|AVERY DENNISON CP|FQLS|Quantlab Securities LP|238672
AVY|AVERY DENNISON CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84764
AVY|AVERY DENNISON CP|FTBR|Foliofn Investments, Inc.|3179
AVY|AVERY DENNISON CP|GLIS|TD Securities Inc|170
AVY|AVERY DENNISON CP|GLPX|ACS EXECUTION SERVICES, LLC|3256
AVY|AVERY DENNISON CP|GSCO|GOLDMAN SACHS & CO. LLC|955832
AVY|AVERY DENNISON CP|GSCS|GOLDMAN SACHS & CO. LLC|1103
AVY|AVERY DENNISON CP|GSLT|GOLDMAN SACHS & CO. LLC|3579
AVY|AVERY DENNISON CP|GTSZ|GTS SECURITIES LLC|122243
AVY|AVERY DENNISON CP|HRBF|American Enterprise Investment Services Inc.|2462
AVY|AVERY DENNISON CP|HSBC|HSBC Securities, Inc.|20138
AVY|AVERY DENNISON CP|IATS|INTERACTIVE BROKERS LLC|3051
AVY|AVERY DENNISON CP|IBKR|Interactive Brokers Llc|4503
AVY|AVERY DENNISON CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1060
AVY|AVERY DENNISON CP|ICBX|INSTINET, LLC|30200
AVY|AVERY DENNISON CP|IEQY|CITADEL SECURITIES LLC|117841
AVY|AVERY DENNISON CP|INCA|INSTINET, LLC|236111
AVY|AVERY DENNISON CP|INJX|INSTINET, LLC|7930
AVY|AVERY DENNISON CP|ITGI|ITG Inc.|27455
AVY|AVERY DENNISON CP|ITGP|ITG INC.|34800
AVY|AVERY DENNISON CP|JANY|Janney Montgomery Scott Inc.|733
AVY|AVERY DENNISON CP|JEFF|JEFFERIES LLC|107454
AVY|AVERY DENNISON CP|JMPT|JUMP TRADING, LLC|34129
AVY|AVERY DENNISON CP|JONE|JonesTrading|4460
AVY|AVERY DENNISON CP|JPBX|J.P. MORGAN SECURITIES LLC|44791
AVY|AVERY DENNISON CP|JPMX|J.P. Morgan Securities LLC|309346
AVY|AVERY DENNISON CP|JSJX|JANE STREET CAPITAL LLC|22970
AVY|AVERY DENNISON CP|KCGM|VIRTU Americas LLC|25307
AVY|AVERY DENNISON CP|LEHM|Barclays Capital Inc./Le|409687
AVY|AVERY DENNISON CP|LIME|Lime Brokerage LLC|49434
AVY|AVERY DENNISON CP|LOOP|Loop Capital Markets LLC|4505
AVY|AVERY DENNISON CP|LQNA|LIQUIDNET, INC.|25500
AVY|AVERY DENNISON CP|LSCI|Lek Securities Corporation|143
AVY|AVERY DENNISON CP|MACC|Mid Atlantic Capital Corporation|360
AVY|AVERY DENNISON CP|MACQ|Macquarie Capital (USA) Inc.|300
AVY|AVERY DENNISON CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59500
AVY|AVERY DENNISON CP|MSCO|MORGAN STANLEY & CO. LLC|1108478
AVY|AVERY DENNISON CP|MSPL|MORGAN STANLEY & CO. LLC|195700
AVY|AVERY DENNISON CP|MSTX|MORGAN STANLEY & CO. LLC|89500
AVY|AVERY DENNISON CP|NBCS|NBC Securities, INC.|47
AVY|AVERY DENNISON CP|NEUB|NEUBERGER BERMAN BD LLC|85
AVY|AVERY DENNISON CP|NFSC|National Financial Services LLC|101314
AVY|AVERY DENNISON CP|NITE|VIRTU Americas LLC|187750
AVY|AVERY DENNISON CP|NITP|VIRTU Americas LLC|100
AVY|AVERY DENNISON CP|NMRA|Nomura Securities International, Inc.|15100
AVY|AVERY DENNISON CP|NQRB|Brut, LLC|2050
AVY|AVERY DENNISON CP|NTBF|BMO Nesbitt Burns Inc./CDS|20
AVY|AVERY DENNISON CP|NTRC|Northern Trust Securities, Inc.|2058
AVY|AVERY DENNISON CP|ONEL|O'NEIL SECURITIES, INCORPORATED|290
AVY|AVERY DENNISON CP|OPCO|Oppenheimer & Co. Inc.|3595
AVY|AVERY DENNISON CP|PDQM|CODA MARKETS, INC.|7932
AVY|AVERY DENNISON CP|PHLY|NASDAQ Execution Services, LLC|600
AVY|AVERY DENNISON CP|PIPR|Piper Jaffray & Co.|316
AVY|AVERY DENNISON CP|PWJC|UBS Financial Services, Inc.|2957
AVY|AVERY DENNISON CP|QMSR|QUATTRO M SECURITIES INC.|651
AVY|AVERY DENNISON CP|RBCM|RBC CAPITAL MARKETS, LLC|4822
AVY|AVERY DENNISON CP|SAGL|SAGETRADER, LLC|794
AVY|AVERY DENNISON CP|SBSH|Citigroup Global Markets Inc.|48912
AVY|AVERY DENNISON CP|SEIC|SEI Investments Distribution Co.|600
AVY|AVERY DENNISON CP|SGMT|GOLDMAN SACHS & CO. LLC|41811
AVY|AVERY DENNISON CP|SJLS|TRADE INFORMATICS LLC|100
AVY|AVERY DENNISON CP|SPDR|SPEEDROUTE LLC|1200
AVY|AVERY DENNISON CP|SPHN|Stephens Inc.|13
AVY|AVERY DENNISON CP|STFL|Stifel, Nicolaus & Company, Incorporated|470
AVY|AVERY DENNISON CP|STKP|STOCKPILE INVESTMENTS, INC.|14
AVY|AVERY DENNISON CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3241
AVY|AVERY DENNISON CP|SWIM|TD Ameritrade, Inc.|3932
AVY|AVERY DENNISON CP|SWST|Hilltop Securities Inc.|216
AVY|AVERY DENNISON CP|TKNG|ALLY INVEST SECURITIES LLC|393
AVY|AVERY DENNISON CP|TRBT|Tradebot Systems, Inc.|201911
AVY|AVERY DENNISON CP|TRCM|TRC MARKETS LLC|42561
AVY|AVERY DENNISON CP|UBSA|UBS SECURITIES LLC|316483
AVY|AVERY DENNISON CP|UBSS|UBS Securities LLC|748727
AVY|AVERY DENNISON CP|VALX|VIRTU AMERICAS LLC|5216
AVY|AVERY DENNISON CP|VGRD|Vanguard Marketing Corporation|5675
AVY|AVERY DENNISON CP|WBLR|WILLIAM BLAIR|105
AVY|AVERY DENNISON CP|WBPX|SUMMIT SECURITIES GROUP, LLC|3608
AVY|AVERY DENNISON CP|WCHV|WELLS FARGO SECURITIES, LLC|63262
AVY|AVERY DENNISON CP|WDNX|WEEDEN & CO.L.P.|94
AVY|AVERY DENNISON CP|WEDB|WEDBUSH SECURITIES INC.|8940
AVY|AVERY DENNISON CP|WEED|Weeden & Co.L.P.|16643
AVY|AVERY DENNISON CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7912
AVY|AVERY DENNISON CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4030
AVY|AVERY DENNISON CP|WGIF|CIBC World Markets Inc.|5165
AVY|AVERY DENNISON CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1143
AVY|AVERY DENNISON CP|WSAG|WALL STREET ACCESS|2116
AVY|AVERY DENNISON CP|WSEA|WOLVERINE SECURITIES, LLC|724
AVY|AVERY DENNISON CP|XIST|INSTINET, LLC|20076
AVY|AVERY DENNISON CP|XPQR|Jump Trading|6132
AVY|AVERY DENNISON CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15392
AVY|AVERY DENNISON CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1400
AVY|AVERY DENNISON CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3565
AVYA|AVAYA HOLDINGS CORP.|ALTX|Alternet Securities Inc.|62420
AVYA|AVAYA HOLDINGS CORP.|APCC|Apex Clearing Corporation|350
AVYA|AVAYA HOLDINGS CORP.|AQUA|AQUA SECURITIES L.P.|11400
AVYA|AVAYA HOLDINGS CORP.|BARD|Robert W. Baird & Co. Incorporated|950
AVYA|AVAYA HOLDINGS CORP.|BATM|CBOE TRADING, INC.|3809
AVYA|AVAYA HOLDINGS CORP.|BAYC|BAY CREST PARTNERS, LLC|20311
AVYA|AVAYA HOLDINGS CORP.|BAYT|BTIG, LLC|30047
AVYA|AVAYA HOLDINGS CORP.|BERN|Sanford C. Bernstein & Co., LLC|373712
AVYA|AVAYA HOLDINGS CORP.|BIDS|BIDS TRADING L.P.|112800
AVYA|AVAYA HOLDINGS CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
AVYA|AVAYA HOLDINGS CORP.|BLKX|INSTINET, LLC|73300
AVYA|AVAYA HOLDINGS CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|15080
AVYA|AVAYA HOLDINGS CORP.|BTIG|BTIG, LLC|754
AVYA|AVAYA HOLDINGS CORP.|BYXM|CBOE TRADING, INC.|822
AVYA|AVAYA HOLDINGS CORP.|CANT|Cantor Fitzgerald & Co.|41650
AVYA|AVAYA HOLDINGS CORP.|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
AVYA|AVAYA HOLDINGS CORP.|CIST|Capital Institutional Services, Inc.|4800
AVYA|AVAYA HOLDINGS CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|283511
AVYA|AVAYA HOLDINGS CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|146052
AVYA|AVAYA HOLDINGS CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2600
AVYA|AVAYA HOLDINGS CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|808576
AVYA|AVAYA HOLDINGS CORP.|CSMS|CORNERSTONE MACRO LLC|59500
AVYA|AVAYA HOLDINGS CORP.|CTDL|Citadel Derivatives Group Llc|20117
AVYA|AVAYA HOLDINGS CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|124570
AVYA|AVAYA HOLDINGS CORP.|DBAB|Deutsche Bank Securities Inc.|375724
AVYA|AVAYA HOLDINGS CORP.|DBAX|Deutsche Bank Securities Inc.|903700
AVYA|AVAYA HOLDINGS CORP.|DEAN|MORGAN STANLEY|3009
AVYA|AVAYA HOLDINGS CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28754
AVYA|AVAYA HOLDINGS CORP.|DRWK|DRW SECURITIES, L.L.C.|810
AVYA|AVAYA HOLDINGS CORP.|EBXL|EBX LLC|613700
AVYA|AVAYA HOLDINGS CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|71074
AVYA|AVAYA HOLDINGS CORP.|EGAM|CBOE TRADING, INC.|86004
AVYA|AVAYA HOLDINGS CORP.|EGAW|CBOE TRADING, INC.|780
AVYA|AVAYA HOLDINGS CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|300
AVYA|AVAYA HOLDINGS CORP.|EGXM|CBOE TRADING, INC.|6459
AVYA|AVAYA HOLDINGS CORP.|EGXW|CBOE TRADING, INC.|126
AVYA|AVAYA HOLDINGS CORP.|ETBE|Electronic Transaction Clearing, Inc.|13823
AVYA|AVAYA HOLDINGS CORP.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
AVYA|AVAYA HOLDINGS CORP.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
AVYA|AVAYA HOLDINGS CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10765
AVYA|AVAYA HOLDINGS CORP.|ETRS|E*Trade Securities LLC|10087
AVYA|AVAYA HOLDINGS CORP.|FILL|Tradestation Securities, Inc.|200
AVYA|AVAYA HOLDINGS CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|33104
AVYA|AVAYA HOLDINGS CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120122
AVYA|AVAYA HOLDINGS CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|2380
AVYA|AVAYA HOLDINGS CORP.|GLPX|ACS EXECUTION SERVICES, LLC|216647
AVYA|AVAYA HOLDINGS CORP.|GSCO|GOLDMAN SACHS & CO. LLC|2504254
AVYA|AVAYA HOLDINGS CORP.|GSCS|GOLDMAN SACHS & CO. LLC|58389
AVYA|AVAYA HOLDINGS CORP.|GSLT|GOLDMAN SACHS & CO. LLC|18608
AVYA|AVAYA HOLDINGS CORP.|GTSZ|GTS SECURITIES LLC|86564
AVYA|AVAYA HOLDINGS CORP.|HSBC|HSBC Securities, Inc.|1860
AVYA|AVAYA HOLDINGS CORP.|IATS|INTERACTIVE BROKERS LLC|3140
AVYA|AVAYA HOLDINGS CORP.|IBKR|Interactive Brokers Llc|33103
AVYA|AVAYA HOLDINGS CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
AVYA|AVAYA HOLDINGS CORP.|ICBX|INSTINET, LLC|194383
AVYA|AVAYA HOLDINGS CORP.|IEQY|CITADEL SECURITIES LLC|8315
AVYA|AVAYA HOLDINGS CORP.|IMPC|Imperial Capital, LLC|9700
AVYA|AVAYA HOLDINGS CORP.|INCA|INSTINET, LLC|325855
AVYA|AVAYA HOLDINGS CORP.|INJX|INSTINET, LLC|34493
AVYA|AVAYA HOLDINGS CORP.|ITGI|ITG Inc.|91717
AVYA|AVAYA HOLDINGS CORP.|ITGP|ITG INC.|656800
AVYA|AVAYA HOLDINGS CORP.|JEFF|JEFFERIES LLC|84573
AVYA|AVAYA HOLDINGS CORP.|JMPT|JUMP TRADING, LLC|66005
AVYA|AVAYA HOLDINGS CORP.|JONE|JonesTrading|6961
AVYA|AVAYA HOLDINGS CORP.|JPBX|J.P. MORGAN SECURITIES LLC|100330
AVYA|AVAYA HOLDINGS CORP.|JPMX|J.P. Morgan Securities LLC|1088058
AVYA|AVAYA HOLDINGS CORP.|JSEB|JANE STREET EXECUTION SERVICES, LLC|117100
AVYA|AVAYA HOLDINGS CORP.|JSJX|JANE STREET CAPITAL LLC|13233
AVYA|AVAYA HOLDINGS CORP.|KCGM|VIRTU Americas LLC|114140
AVYA|AVAYA HOLDINGS CORP.|LEHM|Barclays Capital Inc./Le|984011
AVYA|AVAYA HOLDINGS CORP.|LIME|Lime Brokerage LLC|23344
AVYA|AVAYA HOLDINGS CORP.|LOOP|Loop Capital Markets LLC|15913
AVYA|AVAYA HOLDINGS CORP.|LQNA|LIQUIDNET, INC.|64800
AVYA|AVAYA HOLDINGS CORP.|LQNB|LIQUIDNET, INC.|110900
AVYA|AVAYA HOLDINGS CORP.|MACQ|Macquarie Capital (USA) Inc.|15194
AVYA|AVAYA HOLDINGS CORP.|MAXM|Maxim Group LLC|1076
AVYA|AVAYA HOLDINGS CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|411521
AVYA|AVAYA HOLDINGS CORP.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
AVYA|AVAYA HOLDINGS CORP.|MNDX|TJM Investments, LLC|26082
AVYA|AVAYA HOLDINGS CORP.|MSCO|MORGAN STANLEY & CO. LLC|1680405
AVYA|AVAYA HOLDINGS CORP.|MSPL|MORGAN STANLEY & CO. LLC|684200
AVYA|AVAYA HOLDINGS CORP.|MSTX|MORGAN STANLEY & CO. LLC|395300
AVYA|AVAYA HOLDINGS CORP.|MZHO|Mizuho Securities USA LLC|23800
AVYA|AVAYA HOLDINGS CORP.|NFSC|National Financial Services LLC|51635
AVYA|AVAYA HOLDINGS CORP.|NITE|VIRTU Americas LLC|183619
AVYA|AVAYA HOLDINGS CORP.|NITP|VIRTU Americas LLC|1800
AVYA|AVAYA HOLDINGS CORP.|NMRA|Nomura Securities International, Inc.|24800
AVYA|AVAYA HOLDINGS CORP.|NORT|Northland Securities, Inc.|24065
AVYA|AVAYA HOLDINGS CORP.|NQRB|Brut, LLC|39527
AVYA|AVAYA HOLDINGS CORP.|OPCO|Oppenheimer & Co. Inc.|24090
AVYA|AVAYA HOLDINGS CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
AVYA|AVAYA HOLDINGS CORP.|PDQM|CODA MARKETS, INC.|288531
AVYA|AVAYA HOLDINGS CORP.|PNSR|Penserra Securities, LLC|87763
AVYA|AVAYA HOLDINGS CORP.|PWJC|UBS Financial Services, Inc.|50
AVYA|AVAYA HOLDINGS CORP.|QMSR|QUATTRO M SECURITIES INC.|4398
AVYA|AVAYA HOLDINGS CORP.|RBCM|RBC CAPITAL MARKETS, LLC|4864
AVYA|AVAYA HOLDINGS CORP.|ROTH|Roth Capital Partners, LLC|30391
AVYA|AVAYA HOLDINGS CORP.|SAGL|SAGETRADER, LLC|2764
AVYA|AVAYA HOLDINGS CORP.|SBSH|Citigroup Global Markets Inc.|426200
AVYA|AVAYA HOLDINGS CORP.|SGMT|GOLDMAN SACHS & CO. LLC|274704
AVYA|AVAYA HOLDINGS CORP.|SIBO|Prime Executions, Inc.|3301
AVYA|AVAYA HOLDINGS CORP.|SPDR|SPEEDROUTE LLC|96624
AVYA|AVAYA HOLDINGS CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|5635
AVYA|AVAYA HOLDINGS CORP.|SWIM|TD Ameritrade, Inc.|13931
AVYA|AVAYA HOLDINGS CORP.|TRBT|Tradebot Systems, Inc.|381874
AVYA|AVAYA HOLDINGS CORP.|TRCM|TRC MARKETS LLC|35566
AVYA|AVAYA HOLDINGS CORP.|UBSS|UBS Securities LLC|704794
AVYA|AVAYA HOLDINGS CORP.|VALX|VIRTU AMERICAS LLC|13199
AVYA|AVAYA HOLDINGS CORP.|VGRD|Vanguard Marketing Corporation|400
AVYA|AVAYA HOLDINGS CORP.|VNDS|VANDHAM SECURITIES CORP|600
AVYA|AVAYA HOLDINGS CORP.|VSIN|Vision Financial Markets Llc|550
AVYA|AVAYA HOLDINGS CORP.|WABR|Wall Street Access|22912
AVYA|AVAYA HOLDINGS CORP.|WCHV|WELLS FARGO SECURITIES, LLC|186256
AVYA|AVAYA HOLDINGS CORP.|WDNX|WEEDEN & CO.L.P.|2258
AVYA|AVAYA HOLDINGS CORP.|WEDB|WEDBUSH SECURITIES INC.|12364
AVYA|AVAYA HOLDINGS CORP.|WEED|Weeden & Co.L.P.|15000
AVYA|AVAYA HOLDINGS CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|49
AVYA|AVAYA HOLDINGS CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12758
AVYA|AVAYA HOLDINGS CORP.|WFPB|Wells Fargo Securities, LLC.|2400
AVYA|AVAYA HOLDINGS CORP.|WSEA|WOLVERINE SECURITIES, LLC|1337
AVYA|AVAYA HOLDINGS CORP.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
AVYA|AVAYA HOLDINGS CORP.|XIST|INSTINET, LLC|94800
AVYA|AVAYA HOLDINGS CORP.|XPQR|Jump Trading|2500
AVYA|AVAYA HOLDINGS CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|53080
AVYA|AVAYA HOLDINGS CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|19321
AWF|ALLIANCEBERNSTEIN IN|ALTX|Alternet Securities Inc.|4228
AWF|ALLIANCEBERNSTEIN IN|APCC|Apex Clearing Corporation|296
AWF|ALLIANCEBERNSTEIN IN|BANK|Primevest Financial Services, Inc.|1816
AWF|ALLIANCEBERNSTEIN IN|BARD|Robert W. Baird & Co. Incorporated|8331
AWF|ALLIANCEBERNSTEIN IN|BATM|CBOE TRADING, INC.|336
AWF|ALLIANCEBERNSTEIN IN|BBNT|BB&T SECURITIES, LLC|2
AWF|ALLIANCEBERNSTEIN IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
AWF|ALLIANCEBERNSTEIN IN|BTIG|BTIG, LLC|6144
AWF|ALLIANCEBERNSTEIN IN|CANT|Cantor Fitzgerald & Co.|1077
AWF|ALLIANCEBERNSTEIN IN|CHAS|Charles Schwab & Co., Inc.|30
AWF|ALLIANCEBERNSTEIN IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8462
AWF|ALLIANCEBERNSTEIN IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|396
AWF|ALLIANCEBERNSTEIN IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
AWF|ALLIANCEBERNSTEIN IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15840
AWF|ALLIANCEBERNSTEIN IN|CTDL|Citadel Derivatives Group Llc|200
AWF|ALLIANCEBERNSTEIN IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5594
AWF|ALLIANCEBERNSTEIN IN|DADA|D.A. Davidson & Co.|415
AWF|ALLIANCEBERNSTEIN IN|DAVA|Davenport & Company LLC|3100
AWF|ALLIANCEBERNSTEIN IN|DBAX|Deutsche Bank Securities Inc.|5300
AWF|ALLIANCEBERNSTEIN IN|DEAN|MORGAN STANLEY|28922
AWF|ALLIANCEBERNSTEIN IN|EBXL|EBX LLC|12300
AWF|ALLIANCEBERNSTEIN IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|135
AWF|ALLIANCEBERNSTEIN IN|EDJO|Edward D. Jones & Co., L.P.|20601
AWF|ALLIANCEBERNSTEIN IN|EGAM|CBOE TRADING, INC.|5406
AWF|ALLIANCEBERNSTEIN IN|EGXM|CBOE TRADING, INC.|1246
AWF|ALLIANCEBERNSTEIN IN|ETBE|Electronic Transaction Clearing, Inc.|300
AWF|ALLIANCEBERNSTEIN IN|ETRS|E*Trade Securities LLC|71584
AWF|ALLIANCEBERNSTEIN IN|FINX|FINTECH SECURITIES|9
AWF|ALLIANCEBERNSTEIN IN|FMAF|NBCN Inc./ CDS|8367
AWF|ALLIANCEBERNSTEIN IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11024
AWF|ALLIANCEBERNSTEIN IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19676
AWF|ALLIANCEBERNSTEIN IN|FTBR|Foliofn Investments, Inc.|2319
AWF|ALLIANCEBERNSTEIN IN|GLIS|TD Securities Inc|200
AWF|ALLIANCEBERNSTEIN IN|GLPX|ACS EXECUTION SERVICES, LLC|2565
AWF|ALLIANCEBERNSTEIN IN|GSCO|GOLDMAN SACHS & CO. LLC|1400
AWF|ALLIANCEBERNSTEIN IN|GSCS|GOLDMAN SACHS & CO. LLC|600
AWF|ALLIANCEBERNSTEIN IN|GTSZ|GTS SECURITIES LLC|700
AWF|ALLIANCEBERNSTEIN IN|HRBF|American Enterprise Investment Services Inc.|29315
AWF|ALLIANCEBERNSTEIN IN|IATS|INTERACTIVE BROKERS LLC|2978
AWF|ALLIANCEBERNSTEIN IN|IBKR|Interactive Brokers Llc|10959
AWF|ALLIANCEBERNSTEIN IN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1216
AWF|ALLIANCEBERNSTEIN IN|ICBX|INSTINET, LLC|2700
AWF|ALLIANCEBERNSTEIN IN|INCA|INSTINET, LLC|4566
AWF|ALLIANCEBERNSTEIN IN|ITGI|ITG Inc.|25015
AWF|ALLIANCEBERNSTEIN IN|ITGP|ITG INC.|9400
AWF|ALLIANCEBERNSTEIN IN|JANY|Janney Montgomery Scott Inc.|5302
AWF|ALLIANCEBERNSTEIN IN|JEFF|JEFFERIES LLC|100
AWF|ALLIANCEBERNSTEIN IN|JMPT|JUMP TRADING, LLC|287
AWF|ALLIANCEBERNSTEIN IN|JONE|JonesTrading|11635
AWF|ALLIANCEBERNSTEIN IN|JPMX|J.P. Morgan Securities LLC|8360
AWF|ALLIANCEBERNSTEIN IN|JSJX|JANE STREET CAPITAL LLC|700
AWF|ALLIANCEBERNSTEIN IN|KCGM|VIRTU Americas LLC|6209
AWF|ALLIANCEBERNSTEIN IN|LEHM|Barclays Capital Inc./Le|14000
AWF|ALLIANCEBERNSTEIN IN|LGNT|COR CLEARING LLC|10
AWF|ALLIANCEBERNSTEIN IN|LIME|Lime Brokerage LLC|367
AWF|ALLIANCEBERNSTEIN IN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
AWF|ALLIANCEBERNSTEIN IN|MAXM|Maxim Group LLC|800
AWF|ALLIANCEBERNSTEIN IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30674
AWF|ALLIANCEBERNSTEIN IN|MOTF|MOTIF INVESTING, INC.|2
AWF|ALLIANCEBERNSTEIN IN|MSCO|MORGAN STANLEY & CO. LLC|195570
AWF|ALLIANCEBERNSTEIN IN|MSPL|MORGAN STANLEY & CO. LLC|6300
AWF|ALLIANCEBERNSTEIN IN|MSTX|MORGAN STANLEY & CO. LLC|2200
AWF|ALLIANCEBERNSTEIN IN|NATL|National Securities Corporation|200
AWF|ALLIANCEBERNSTEIN IN|NFSC|National Financial Services LLC|415379
AWF|ALLIANCEBERNSTEIN IN|NITE|VIRTU Americas LLC|556741
AWF|ALLIANCEBERNSTEIN IN|NTBF|BMO Nesbitt Burns Inc./CDS|30
AWF|ALLIANCEBERNSTEIN IN|OPCO|Oppenheimer & Co. Inc.|2493
AWF|ALLIANCEBERNSTEIN IN|OTAA|OTA LLC|2300
AWF|ALLIANCEBERNSTEIN IN|PDQM|CODA MARKETS, INC.|10812
AWF|ALLIANCEBERNSTEIN IN|PWJC|UBS Financial Services, Inc.|7734
AWF|ALLIANCEBERNSTEIN IN|RBCM|RBC CAPITAL MARKETS, LLC|52456
AWF|ALLIANCEBERNSTEIN IN|SAGC|SAGETRADER, LLC|200
AWF|ALLIANCEBERNSTEIN IN|SALI|INTL FCSTONE FINANCIAL INC.|63
AWF|ALLIANCEBERNSTEIN IN|SBRX|MURIEL SIEBERT & CO INC|1
AWF|ALLIANCEBERNSTEIN IN|SBSH|Citigroup Global Markets Inc.|13165
AWF|ALLIANCEBERNSTEIN IN|SEIC|SEI Investments Distribution Co.|100
AWF|ALLIANCEBERNSTEIN IN|SGMT|GOLDMAN SACHS & CO. LLC|3719
AWF|ALLIANCEBERNSTEIN IN|SPDR|SPEEDROUTE LLC|2400
AWF|ALLIANCEBERNSTEIN IN|STFL|Stifel, Nicolaus & Company, Incorporated|8730
AWF|ALLIANCEBERNSTEIN IN|STXG|Stockcross Financial Services, Inc.|1
AWF|ALLIANCEBERNSTEIN IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
AWF|ALLIANCEBERNSTEIN IN|SWIM|TD Ameritrade, Inc.|21859
AWF|ALLIANCEBERNSTEIN IN|SWST|Hilltop Securities Inc.|1051
AWF|ALLIANCEBERNSTEIN IN|TKNG|ALLY INVEST SECURITIES LLC|212
AWF|ALLIANCEBERNSTEIN IN|TRBT|Tradebot Systems, Inc.|1576
AWF|ALLIANCEBERNSTEIN IN|TWTT|TASTYWORKS, INC.|100
AWF|ALLIANCEBERNSTEIN IN|UBSA|UBS SECURITIES LLC|38831
AWF|ALLIANCEBERNSTEIN IN|UBSS|UBS Securities LLC|191693
AWF|ALLIANCEBERNSTEIN IN|VALX|VIRTU AMERICAS LLC|6456
AWF|ALLIANCEBERNSTEIN IN|VGRD|Vanguard Marketing Corporation|82860
AWF|ALLIANCEBERNSTEIN IN|WBLR|WILLIAM BLAIR|50
AWF|ALLIANCEBERNSTEIN IN|WBPX|SUMMIT SECURITIES GROUP, LLC|600
AWF|ALLIANCEBERNSTEIN IN|WCHV|WELLS FARGO SECURITIES, LLC|93022
AWF|ALLIANCEBERNSTEIN IN|WEDB|WEDBUSH SECURITIES INC.|683
AWF|ALLIANCEBERNSTEIN IN|WEED|Weeden & Co.L.P.|39606
AWF|ALLIANCEBERNSTEIN IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13981
AWF|ALLIANCEBERNSTEIN IN|WSEA|WOLVERINE SECURITIES, LLC|1828
AWF|ALLIANCEBERNSTEIN IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|17752
AWF|ALLIANCEBERNSTEIN IN|YKNA|COMHAR CAPITAL MARKETS, LLC|1920
AWF|ALLIANCEBERNSTEIN IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|49658
AWI|ARMSTRONG WORLD INDU|ABLE|NATIXIS Securities Americas LLC|6129
AWI|ARMSTRONG WORLD INDU|ALTX|Alternet Securities Inc.|1544
AWI|ARMSTRONG WORLD INDU|ANDG|Andrew Garrett Inc.|6500
AWI|ARMSTRONG WORLD INDU|ANOS|ABEL/NOSER, L.L.C.|145
AWI|ARMSTRONG WORLD INDU|APCC|Apex Clearing Corporation|144
AWI|ARMSTRONG WORLD INDU|BANK|Primevest Financial Services, Inc.|89
AWI|ARMSTRONG WORLD INDU|BARD|Robert W. Baird & Co. Incorporated|2507
AWI|ARMSTRONG WORLD INDU|BATM|CBOE TRADING, INC.|1916
AWI|ARMSTRONG WORLD INDU|BBNT|BB&T SECURITIES, LLC|292
AWI|ARMSTRONG WORLD INDU|BERN|Sanford C. Bernstein & Co., LLC|2292
AWI|ARMSTRONG WORLD INDU|BIAD|SAGETRADER, LLC|1
AWI|ARMSTRONG WORLD INDU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|933
AWI|ARMSTRONG WORLD INDU|BLKX|INSTINET, LLC|19700
AWI|ARMSTRONG WORLD INDU|BNPX|BNP PARIBAS SECURITIES CORP.|1641
AWI|ARMSTRONG WORLD INDU|BTIG|BTIG, LLC|2690
AWI|ARMSTRONG WORLD INDU|BYXM|CBOE TRADING, INC.|779
AWI|ARMSTRONG WORLD INDU|BZYD|GOLDMAN SACHS & CO. LLC|300
AWI|ARMSTRONG WORLD INDU|CHAS|Charles Schwab & Co., Inc.|300
AWI|ARMSTRONG WORLD INDU|CIBP|CIBC World Markets Corp.|19000
AWI|ARMSTRONG WORLD INDU|CIST|Capital Institutional Services, Inc.|1985
AWI|ARMSTRONG WORLD INDU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6431
AWI|ARMSTRONG WORLD INDU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1360
AWI|ARMSTRONG WORLD INDU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78158
AWI|ARMSTRONG WORLD INDU|CTDL|Citadel Derivatives Group Llc|5429
AWI|ARMSTRONG WORLD INDU|CXCX|CITIGROUP GLOBAL MARKETS INC.|9676
AWI|ARMSTRONG WORLD INDU|DBAB|Deutsche Bank Securities Inc.|39942
AWI|ARMSTRONG WORLD INDU|DBAX|Deutsche Bank Securities Inc.|230600
AWI|ARMSTRONG WORLD INDU|DEAN|MORGAN STANLEY|6017
AWI|ARMSTRONG WORLD INDU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1448
AWI|ARMSTRONG WORLD INDU|EBXL|EBX LLC|20300
AWI|ARMSTRONG WORLD INDU|ECUT|CONVERGEX EXECUTION SOLUTIONS|6078
AWI|ARMSTRONG WORLD INDU|EDJO|Edward D. Jones & Co., L.P.|7448
AWI|ARMSTRONG WORLD INDU|EGAM|CBOE TRADING, INC.|8580
AWI|ARMSTRONG WORLD INDU|EGAW|CBOE TRADING, INC.|22
AWI|ARMSTRONG WORLD INDU|EGMT|EG MARKET TECHNOLOGIES LLC|100
AWI|ARMSTRONG WORLD INDU|EGXM|CBOE TRADING, INC.|1239
AWI|ARMSTRONG WORLD INDU|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|470
AWI|ARMSTRONG WORLD INDU|ETCC|Electronic Transaction Clearing, Inc.|150
AWI|ARMSTRONG WORLD INDU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8017
AWI|ARMSTRONG WORLD INDU|ETRS|E*Trade Securities LLC|1010
AWI|ARMSTRONG WORLD INDU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|515
AWI|ARMSTRONG WORLD INDU|FQLS|Quantlab Securities LP|74570
AWI|ARMSTRONG WORLD INDU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18335
AWI|ARMSTRONG WORLD INDU|FTBR|Foliofn Investments, Inc.|39
AWI|ARMSTRONG WORLD INDU|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
AWI|ARMSTRONG WORLD INDU|GLPX|ACS EXECUTION SERVICES, LLC|863
AWI|ARMSTRONG WORLD INDU|GSCO|GOLDMAN SACHS & CO. LLC|141737
AWI|ARMSTRONG WORLD INDU|GSCS|GOLDMAN SACHS & CO. LLC|102
AWI|ARMSTRONG WORLD INDU|GSLT|GOLDMAN SACHS & CO. LLC|694
AWI|ARMSTRONG WORLD INDU|GTSZ|GTS SECURITIES LLC|13096
AWI|ARMSTRONG WORLD INDU|HPPX|POTAMUS TRADING, LLC|813
AWI|ARMSTRONG WORLD INDU|HRBF|American Enterprise Investment Services Inc.|90
AWI|ARMSTRONG WORLD INDU|HSBC|HSBC Securities, Inc.|61
AWI|ARMSTRONG WORLD INDU|IATS|INTERACTIVE BROKERS LLC|341
AWI|ARMSTRONG WORLD INDU|IBKR|Interactive Brokers Llc|715
AWI|ARMSTRONG WORLD INDU|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15
AWI|ARMSTRONG WORLD INDU|ICBX|INSTINET, LLC|9700
AWI|ARMSTRONG WORLD INDU|IEQY|CITADEL SECURITIES LLC|10672
AWI|ARMSTRONG WORLD INDU|INCA|INSTINET, LLC|23187
AWI|ARMSTRONG WORLD INDU|INJX|INSTINET, LLC|3857
AWI|ARMSTRONG WORLD INDU|ITGI|ITG Inc.|13379
AWI|ARMSTRONG WORLD INDU|ITGP|ITG INC.|32600
AWI|ARMSTRONG WORLD INDU|JANY|Janney Montgomery Scott Inc.|118
AWI|ARMSTRONG WORLD INDU|JEFF|JEFFERIES LLC|66382
AWI|ARMSTRONG WORLD INDU|JMPT|JUMP TRADING, LLC|5151
AWI|ARMSTRONG WORLD INDU|JPBX|J.P. MORGAN SECURITIES LLC|78545
AWI|ARMSTRONG WORLD INDU|JPMX|J.P. Morgan Securities LLC|486085
AWI|ARMSTRONG WORLD INDU|JSJX|JANE STREET CAPITAL LLC|5885
AWI|ARMSTRONG WORLD INDU|KCGM|VIRTU Americas LLC|11212
AWI|ARMSTRONG WORLD INDU|LEHM|Barclays Capital Inc./Le|160511
AWI|ARMSTRONG WORLD INDU|LIME|Lime Brokerage LLC|4634
AWI|ARMSTRONG WORLD INDU|LQNA|LIQUIDNET, INC.|103800
AWI|ARMSTRONG WORLD INDU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66680
AWI|ARMSTRONG WORLD INDU|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1287
AWI|ARMSTRONG WORLD INDU|MSCO|MORGAN STANLEY & CO. LLC|231198
AWI|ARMSTRONG WORLD INDU|MSPL|MORGAN STANLEY & CO. LLC|115800
AWI|ARMSTRONG WORLD INDU|MSTX|MORGAN STANLEY & CO. LLC|21900
AWI|ARMSTRONG WORLD INDU|MULL|MARK J. MULLER EQUITIES, INC.|460
AWI|ARMSTRONG WORLD INDU|NFSC|National Financial Services LLC|11135
AWI|ARMSTRONG WORLD INDU|NITE|VIRTU Americas LLC|58923
AWI|ARMSTRONG WORLD INDU|NITP|VIRTU Americas LLC|100
AWI|ARMSTRONG WORLD INDU|NQRB|Brut, LLC|2475
AWI|ARMSTRONG WORLD INDU|OPCO|Oppenheimer & Co. Inc.|426
AWI|ARMSTRONG WORLD INDU|PDQM|CODA MARKETS, INC.|23296
AWI|ARMSTRONG WORLD INDU|RBCM|RBC CAPITAL MARKETS, LLC|734
AWI|ARMSTRONG WORLD INDU|RHCO|Suntrust Robinson Humphrey, Inc.|2000
AWI|ARMSTRONG WORLD INDU|RHOX|XR Securities LLC|9799
AWI|ARMSTRONG WORLD INDU|SAGW|SAGETRADER, LLC|100
AWI|ARMSTRONG WORLD INDU|SALI|INTL FCSTONE FINANCIAL INC.|7
AWI|ARMSTRONG WORLD INDU|SBRX|MURIEL SIEBERT & CO INC|50
AWI|ARMSTRONG WORLD INDU|SBSH|Citigroup Global Markets Inc.|3689
AWI|ARMSTRONG WORLD INDU|SGMT|GOLDMAN SACHS & CO. LLC|30035
AWI|ARMSTRONG WORLD INDU|SPDR|SPEEDROUTE LLC|1900
AWI|ARMSTRONG WORLD INDU|STFL|Stifel, Nicolaus & Company, Incorporated|183
AWI|ARMSTRONG WORLD INDU|SWIM|TD Ameritrade, Inc.|16085
AWI|ARMSTRONG WORLD INDU|TKNG|ALLY INVEST SECURITIES LLC|4
AWI|ARMSTRONG WORLD INDU|TRBT|Tradebot Systems, Inc.|2335
AWI|ARMSTRONG WORLD INDU|TRCM|TRC MARKETS LLC|15776
AWI|ARMSTRONG WORLD INDU|UBSA|UBS SECURITIES LLC|240351
AWI|ARMSTRONG WORLD INDU|UBSS|UBS Securities LLC|301767
AWI|ARMSTRONG WORLD INDU|VALX|VIRTU AMERICAS LLC|3874
AWI|ARMSTRONG WORLD INDU|VGRD|Vanguard Marketing Corporation|86
AWI|ARMSTRONG WORLD INDU|WBET|Wallachbeth Capital LLC|700
AWI|ARMSTRONG WORLD INDU|WBPX|SUMMIT SECURITIES GROUP, LLC|906
AWI|ARMSTRONG WORLD INDU|WCHV|WELLS FARGO SECURITIES, LLC|12880
AWI|ARMSTRONG WORLD INDU|WDNX|WEEDEN & CO.L.P.|8778
AWI|ARMSTRONG WORLD INDU|WEED|Weeden & Co.L.P.|1913
AWI|ARMSTRONG WORLD INDU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5173
AWI|ARMSTRONG WORLD INDU|WSEA|WOLVERINE SECURITIES, LLC|141
AWI|ARMSTRONG WORLD INDU|XIST|INSTINET, LLC|17600
AWI|ARMSTRONG WORLD INDU|XSTM|NATIONAL FINANCIAL SERVICES LLC|2372
AWI|ARMSTRONG WORLD INDU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|677
AWK|AMERICAN WTR WRKS CO|ABLE|NATIXIS Securities Americas LLC|111106
AWK|AMERICAN WTR WRKS CO|ALTX|Alternet Securities Inc.|3377
AWK|AMERICAN WTR WRKS CO|ANOS|ABEL/NOSER, L.L.C.|204
AWK|AMERICAN WTR WRKS CO|APCC|Apex Clearing Corporation|420
AWK|AMERICAN WTR WRKS CO|BANK|Primevest Financial Services, Inc.|100
AWK|AMERICAN WTR WRKS CO|BARD|Robert W. Baird & Co. Incorporated|15878
AWK|AMERICAN WTR WRKS CO|BATM|CBOE TRADING, INC.|4987
AWK|AMERICAN WTR WRKS CO|BAYC|BAY CREST PARTNERS, LLC|10
AWK|AMERICAN WTR WRKS CO|BBNT|BB&T SECURITIES, LLC|38
AWK|AMERICAN WTR WRKS CO|BERN|Sanford C. Bernstein & Co., LLC|39370
AWK|AMERICAN WTR WRKS CO|BIAD|SAGETRADER, LLC|1
AWK|AMERICAN WTR WRKS CO|BIDS|BIDS TRADING L.P.|15100
AWK|AMERICAN WTR WRKS CO|BIMI|Banca IMI Securities Corp.|1015
AWK|AMERICAN WTR WRKS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17579
AWK|AMERICAN WTR WRKS CO|BMOC|BMO Capital Markets Corp.|1674
AWK|AMERICAN WTR WRKS CO|BNPX|BNP PARIBAS SECURITIES CORP.|171714
AWK|AMERICAN WTR WRKS CO|BTIG|BTIG, LLC|1531
AWK|AMERICAN WTR WRKS CO|BYXM|CBOE TRADING, INC.|338
AWK|AMERICAN WTR WRKS CO|BZYD|GOLDMAN SACHS & CO. LLC|618
AWK|AMERICAN WTR WRKS CO|CABR|Cabrera Capital Markets, Inc.|25
AWK|AMERICAN WTR WRKS CO|CANT|Cantor Fitzgerald & Co.|381
AWK|AMERICAN WTR WRKS CO|CBRA|Cobra Trading, Inc.|600
AWK|AMERICAN WTR WRKS CO|CHAS|Charles Schwab & Co., Inc.|7839
AWK|AMERICAN WTR WRKS CO|CIBP|CIBC World Markets Corp.|9870
AWK|AMERICAN WTR WRKS CO|CIST|Capital Institutional Services, Inc.|195
AWK|AMERICAN WTR WRKS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44328
AWK|AMERICAN WTR WRKS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|302
AWK|AMERICAN WTR WRKS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|759
AWK|AMERICAN WTR WRKS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|231523
AWK|AMERICAN WTR WRKS CO|CTDL|Citadel Derivatives Group Llc|15251
AWK|AMERICAN WTR WRKS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|17806
AWK|AMERICAN WTR WRKS CO|DADA|D.A. Davidson & Co.|209
AWK|AMERICAN WTR WRKS CO|DBAB|Deutsche Bank Securities Inc.|263597
AWK|AMERICAN WTR WRKS CO|DBAX|Deutsche Bank Securities Inc.|164300
AWK|AMERICAN WTR WRKS CO|DCHF|Dart Executions, LLC|8528
AWK|AMERICAN WTR WRKS CO|DEAN|MORGAN STANLEY|5590
AWK|AMERICAN WTR WRKS CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3528
AWK|AMERICAN WTR WRKS CO|EBXL|EBX LLC|212700
AWK|AMERICAN WTR WRKS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|16852
AWK|AMERICAN WTR WRKS CO|EDJC|Edward Jones / CDS|965
AWK|AMERICAN WTR WRKS CO|EDJO|Edward D. Jones & Co., L.P.|28591
AWK|AMERICAN WTR WRKS CO|EGAM|CBOE TRADING, INC.|8732
AWK|AMERICAN WTR WRKS CO|EGAW|CBOE TRADING, INC.|26
AWK|AMERICAN WTR WRKS CO|EGMT|EG MARKET TECHNOLOGIES LLC|300
AWK|AMERICAN WTR WRKS CO|EGXM|CBOE TRADING, INC.|3479
AWK|AMERICAN WTR WRKS CO|ETBE|Electronic Transaction Clearing, Inc.|10050
AWK|AMERICAN WTR WRKS CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
AWK|AMERICAN WTR WRKS CO|ETCB|ETC BROKERAGE SERVICES, LLC|5
AWK|AMERICAN WTR WRKS CO|ETCC|Electronic Transaction Clearing, Inc.|536
AWK|AMERICAN WTR WRKS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17440
AWK|AMERICAN WTR WRKS CO|ETRS|E*Trade Securities LLC|42561
AWK|AMERICAN WTR WRKS CO|FILL|Tradestation Securities, Inc.|5688
AWK|AMERICAN WTR WRKS CO|FINX|FINTECH SECURITIES|354
AWK|AMERICAN WTR WRKS CO|FMAF|NBCN Inc./ CDS|11632
AWK|AMERICAN WTR WRKS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13240
AWK|AMERICAN WTR WRKS CO|FQLS|Quantlab Securities LP|278095
AWK|AMERICAN WTR WRKS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93292
AWK|AMERICAN WTR WRKS CO|FTBR|Foliofn Investments, Inc.|6540
AWK|AMERICAN WTR WRKS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|501
AWK|AMERICAN WTR WRKS CO|GLIS|TD Securities Inc|327
AWK|AMERICAN WTR WRKS CO|GLPX|ACS EXECUTION SERVICES, LLC|23589
AWK|AMERICAN WTR WRKS CO|GSCO|GOLDMAN SACHS & CO. LLC|784369
AWK|AMERICAN WTR WRKS CO|GSCS|GOLDMAN SACHS & CO. LLC|991
AWK|AMERICAN WTR WRKS CO|GSLT|GOLDMAN SACHS & CO. LLC|3778
AWK|AMERICAN WTR WRKS CO|GTSZ|GTS SECURITIES LLC|131013
AWK|AMERICAN WTR WRKS CO|HRBF|American Enterprise Investment Services Inc.|66605
AWK|AMERICAN WTR WRKS CO|HSBC|HSBC Securities, Inc.|3802
AWK|AMERICAN WTR WRKS CO|IATS|INTERACTIVE BROKERS LLC|8142
AWK|AMERICAN WTR WRKS CO|IBKR|Interactive Brokers Llc|13487
AWK|AMERICAN WTR WRKS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|224
AWK|AMERICAN WTR WRKS CO|ICBX|INSTINET, LLC|60951
AWK|AMERICAN WTR WRKS CO|IEQY|CITADEL SECURITIES LLC|120423
AWK|AMERICAN WTR WRKS CO|INCA|INSTINET, LLC|227059
AWK|AMERICAN WTR WRKS CO|INJX|INSTINET, LLC|3502
AWK|AMERICAN WTR WRKS CO|ITGI|ITG Inc.|67779
AWK|AMERICAN WTR WRKS CO|ITGP|ITG INC.|21000
AWK|AMERICAN WTR WRKS CO|JANY|Janney Montgomery Scott Inc.|4633
AWK|AMERICAN WTR WRKS CO|JEFF|JEFFERIES LLC|154085
AWK|AMERICAN WTR WRKS CO|JMPT|JUMP TRADING, LLC|53122
AWK|AMERICAN WTR WRKS CO|JPBX|J.P. MORGAN SECURITIES LLC|96046
AWK|AMERICAN WTR WRKS CO|JPMX|J.P. Morgan Securities LLC|203206
AWK|AMERICAN WTR WRKS CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|58735
AWK|AMERICAN WTR WRKS CO|JSJX|JANE STREET CAPITAL LLC|60374
AWK|AMERICAN WTR WRKS CO|KCGM|VIRTU Americas LLC|17692
AWK|AMERICAN WTR WRKS CO|LEHM|Barclays Capital Inc./Le|717196
AWK|AMERICAN WTR WRKS CO|LGNT|COR CLEARING LLC|1
AWK|AMERICAN WTR WRKS CO|LIME|Lime Brokerage LLC|19306
AWK|AMERICAN WTR WRKS CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|17870
AWK|AMERICAN WTR WRKS CO|LOOP|Loop Capital Markets LLC|1531
AWK|AMERICAN WTR WRKS CO|LQNA|LIQUIDNET, INC.|5000
AWK|AMERICAN WTR WRKS CO|LSCI|Lek Securities Corporation|411
AWK|AMERICAN WTR WRKS CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AWK|AMERICAN WTR WRKS CO|MACC|Mid Atlantic Capital Corporation|232
AWK|AMERICAN WTR WRKS CO|MACQ|Macquarie Capital (USA) Inc.|1900
AWK|AMERICAN WTR WRKS CO|MAXM|Maxim Group LLC|652
AWK|AMERICAN WTR WRKS CO|MCMF|Raymond James Ltd. Cds|6746
AWK|AMERICAN WTR WRKS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40707
AWK|AMERICAN WTR WRKS CO|MOTF|MOTIF INVESTING, INC.|25
AWK|AMERICAN WTR WRKS CO|MSCO|MORGAN STANLEY & CO. LLC|1205463
AWK|AMERICAN WTR WRKS CO|MSPL|MORGAN STANLEY & CO. LLC|160300
AWK|AMERICAN WTR WRKS CO|MSTX|MORGAN STANLEY & CO. LLC|62300
AWK|AMERICAN WTR WRKS CO|NFSC|National Financial Services LLC|129143
AWK|AMERICAN WTR WRKS CO|NITE|VIRTU Americas LLC|457265
AWK|AMERICAN WTR WRKS CO|NITP|VIRTU Americas LLC|100
AWK|AMERICAN WTR WRKS CO|NQRB|Brut, LLC|3100
AWK|AMERICAN WTR WRKS CO|NTBF|BMO Nesbitt Burns Inc./CDS|152
AWK|AMERICAN WTR WRKS CO|NTRC|Northern Trust Securities, Inc.|4151
AWK|AMERICAN WTR WRKS CO|OPCO|Oppenheimer & Co. Inc.|373
AWK|AMERICAN WTR WRKS CO|PDQM|CODA MARKETS, INC.|20724
AWK|AMERICAN WTR WRKS CO|PIPR|Piper Jaffray & Co.|300
AWK|AMERICAN WTR WRKS CO|PWJC|UBS Financial Services, Inc.|477
AWK|AMERICAN WTR WRKS CO|QMSR|QUATTRO M SECURITIES INC.|275
AWK|AMERICAN WTR WRKS CO|RBCM|RBC CAPITAL MARKETS, LLC|11861
AWK|AMERICAN WTR WRKS CO|RGLD|Regal Securities, Inc|7
AWK|AMERICAN WTR WRKS CO|SAGL|SAGETRADER, LLC|1015
AWK|AMERICAN WTR WRKS CO|SAGW|SAGETRADER, LLC|23
AWK|AMERICAN WTR WRKS CO|SALI|INTL FCSTONE FINANCIAL INC.|212
AWK|AMERICAN WTR WRKS CO|SBSH|Citigroup Global Markets Inc.|181313
AWK|AMERICAN WTR WRKS CO|SEIC|SEI Investments Distribution Co.|700
AWK|AMERICAN WTR WRKS CO|SGMT|GOLDMAN SACHS & CO. LLC|86629
AWK|AMERICAN WTR WRKS CO|SHMR|ABN Amro Clearing LLC|48
AWK|AMERICAN WTR WRKS CO|SPDR|SPEEDROUTE LLC|2700
AWK|AMERICAN WTR WRKS CO|STFL|Stifel, Nicolaus & Company, Incorporated|7476
AWK|AMERICAN WTR WRKS CO|STKP|STOCKPILE INVESTMENTS, INC.|80
AWK|AMERICAN WTR WRKS CO|STXG|Stockcross Financial Services, Inc.|284
AWK|AMERICAN WTR WRKS CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3531
AWK|AMERICAN WTR WRKS CO|SWIM|TD Ameritrade, Inc.|24397
AWK|AMERICAN WTR WRKS CO|SWST|Hilltop Securities Inc.|704
AWK|AMERICAN WTR WRKS CO|TAGC|TELSEY ADVISORY GROUP LLC|1204
AWK|AMERICAN WTR WRKS CO|TKNG|ALLY INVEST SECURITIES LLC|1985
AWK|AMERICAN WTR WRKS CO|TRBT|Tradebot Systems, Inc.|166144
AWK|AMERICAN WTR WRKS CO|TRCM|TRC MARKETS LLC|79032
AWK|AMERICAN WTR WRKS CO|UBSA|UBS SECURITIES LLC|420940
AWK|AMERICAN WTR WRKS CO|UBSS|UBS Securities LLC|1016096
AWK|AMERICAN WTR WRKS CO|VALX|VIRTU AMERICAS LLC|6316
AWK|AMERICAN WTR WRKS CO|VGRD|Vanguard Marketing Corporation|15185
AWK|AMERICAN WTR WRKS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|2334
AWK|AMERICAN WTR WRKS CO|WCHV|WELLS FARGO SECURITIES, LLC|517237
AWK|AMERICAN WTR WRKS CO|WDNX|WEEDEN & CO.L.P.|2766
AWK|AMERICAN WTR WRKS CO|WEDB|WEDBUSH SECURITIES INC.|527
AWK|AMERICAN WTR WRKS CO|WEED|Weeden & Co.L.P.|673
AWK|AMERICAN WTR WRKS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16843
AWK|AMERICAN WTR WRKS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21526
AWK|AMERICAN WTR WRKS CO|WGIF|CIBC World Markets Inc.|234
AWK|AMERICAN WTR WRKS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3310
AWK|AMERICAN WTR WRKS CO|WSEA|WOLVERINE SECURITIES, LLC|15254
AWK|AMERICAN WTR WRKS CO|XIST|INSTINET, LLC|11940
AWK|AMERICAN WTR WRKS CO|XPQR|Jump Trading|6167
AWK|AMERICAN WTR WRKS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|21306
AWK|AMERICAN WTR WRKS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|57
AWK|AMERICAN WTR WRKS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2986
AWP|ABRDN GL PR PRP FD|ALTX|Alternet Securities Inc.|2560
AWP|ABRDN GL PR PRP FD|APCC|Apex Clearing Corporation|1379
AWP|ABRDN GL PR PRP FD|BANK|Primevest Financial Services, Inc.|1012
AWP|ABRDN GL PR PRP FD|BARD|Robert W. Baird & Co. Incorporated|2494
AWP|ABRDN GL PR PRP FD|BATM|CBOE TRADING, INC.|517
AWP|ABRDN GL PR PRP FD|BERN|Sanford C. Bernstein & Co., LLC|86
AWP|ABRDN GL PR PRP FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1653
AWP|ABRDN GL PR PRP FD|BTIG|BTIG, LLC|36997
AWP|ABRDN GL PR PRP FD|CANT|Cantor Fitzgerald & Co.|1500
AWP|ABRDN GL PR PRP FD|CHAS|Charles Schwab & Co., Inc.|3393
AWP|ABRDN GL PR PRP FD|CIST|Capital Institutional Services, Inc.|15200
AWP|ABRDN GL PR PRP FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58327
AWP|ABRDN GL PR PRP FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
AWP|ABRDN GL PR PRP FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
AWP|ABRDN GL PR PRP FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33022
AWP|ABRDN GL PR PRP FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|26334
AWP|ABRDN GL PR PRP FD|DADA|D.A. Davidson & Co.|99
AWP|ABRDN GL PR PRP FD|DBAX|Deutsche Bank Securities Inc.|33000
AWP|ABRDN GL PR PRP FD|DEAN|MORGAN STANLEY|135066
AWP|ABRDN GL PR PRP FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28564
AWP|ABRDN GL PR PRP FD|EBXL|EBX LLC|40900
AWP|ABRDN GL PR PRP FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1399
AWP|ABRDN GL PR PRP FD|EDJO|Edward D. Jones & Co., L.P.|2144
AWP|ABRDN GL PR PRP FD|EGAM|CBOE TRADING, INC.|3657
AWP|ABRDN GL PR PRP FD|EGXM|CBOE TRADING, INC.|200
AWP|ABRDN GL PR PRP FD|ESPO|ESPOSITO SECURITIES, LLC|14168
AWP|ABRDN GL PR PRP FD|ETBE|Electronic Transaction Clearing, Inc.|300
AWP|ABRDN GL PR PRP FD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
AWP|ABRDN GL PR PRP FD|ETCB|ETC BROKERAGE SERVICES, LLC|1000
AWP|ABRDN GL PR PRP FD|ETRS|E*Trade Securities LLC|204220
AWP|ABRDN GL PR PRP FD|FILL|Tradestation Securities, Inc.|70
AWP|ABRDN GL PR PRP FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97072
AWP|ABRDN GL PR PRP FD|FTBR|Foliofn Investments, Inc.|1357
AWP|ABRDN GL PR PRP FD|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
AWP|ABRDN GL PR PRP FD|GLPX|ACS EXECUTION SERVICES, LLC|2046
AWP|ABRDN GL PR PRP FD|GSCO|GOLDMAN SACHS & CO. LLC|16395
AWP|ABRDN GL PR PRP FD|GSCS|GOLDMAN SACHS & CO. LLC|1620
AWP|ABRDN GL PR PRP FD|GSLT|GOLDMAN SACHS & CO. LLC|200
AWP|ABRDN GL PR PRP FD|GTSZ|GTS SECURITIES LLC|20
AWP|ABRDN GL PR PRP FD|HRBF|American Enterprise Investment Services Inc.|14042
AWP|ABRDN GL PR PRP FD|IATS|INTERACTIVE BROKERS LLC|84448
AWP|ABRDN GL PR PRP FD|IBKR|Interactive Brokers Llc|115822
AWP|ABRDN GL PR PRP FD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8567
AWP|ABRDN GL PR PRP FD|ICBX|INSTINET, LLC|20305
AWP|ABRDN GL PR PRP FD|INCA|INSTINET, LLC|8480
AWP|ABRDN GL PR PRP FD|ITGI|ITG Inc.|7664
AWP|ABRDN GL PR PRP FD|ITGP|ITG INC.|8000
AWP|ABRDN GL PR PRP FD|JANY|Janney Montgomery Scott Inc.|7278
AWP|ABRDN GL PR PRP FD|JEFF|JEFFERIES LLC|2300
AWP|ABRDN GL PR PRP FD|JMPT|JUMP TRADING, LLC|375
AWP|ABRDN GL PR PRP FD|JONE|JonesTrading|7543
AWP|ABRDN GL PR PRP FD|JPMX|J.P. Morgan Securities LLC|20020
AWP|ABRDN GL PR PRP FD|JSJX|JANE STREET CAPITAL LLC|1700
AWP|ABRDN GL PR PRP FD|KCGM|VIRTU Americas LLC|21390
AWP|ABRDN GL PR PRP FD|LEHM|Barclays Capital Inc./Le|89656
AWP|ABRDN GL PR PRP FD|LGNT|COR CLEARING LLC|19
AWP|ABRDN GL PR PRP FD|LIME|Lime Brokerage LLC|2479
AWP|ABRDN GL PR PRP FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1182
AWP|ABRDN GL PR PRP FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49710
AWP|ABRDN GL PR PRP FD|MOTF|MOTIF INVESTING, INC.|1
AWP|ABRDN GL PR PRP FD|MSCO|MORGAN STANLEY & CO. LLC|260253
AWP|ABRDN GL PR PRP FD|MSPL|MORGAN STANLEY & CO. LLC|15300
AWP|ABRDN GL PR PRP FD|NFSC|National Financial Services LLC|494027
AWP|ABRDN GL PR PRP FD|NITE|VIRTU Americas LLC|665050
AWP|ABRDN GL PR PRP FD|NTBF|BMO Nesbitt Burns Inc./CDS|225
AWP|ABRDN GL PR PRP FD|OPCO|Oppenheimer & Co. Inc.|32389
AWP|ABRDN GL PR PRP FD|PDQM|CODA MARKETS, INC.|8317
AWP|ABRDN GL PR PRP FD|PWJC|UBS Financial Services, Inc.|26089
AWP|ABRDN GL PR PRP FD|RBCM|RBC CAPITAL MARKETS, LLC|31099
AWP|ABRDN GL PR PRP FD|SALI|INTL FCSTONE FINANCIAL INC.|1357
AWP|ABRDN GL PR PRP FD|SBSH|Citigroup Global Markets Inc.|111132
AWP|ABRDN GL PR PRP FD|SEIC|SEI Investments Distribution Co.|500
AWP|ABRDN GL PR PRP FD|SGMT|GOLDMAN SACHS & CO. LLC|21421
AWP|ABRDN GL PR PRP FD|SPDR|SPEEDROUTE LLC|439
AWP|ABRDN GL PR PRP FD|SPHN|Stephens Inc.|1126
AWP|ABRDN GL PR PRP FD|STFL|Stifel, Nicolaus & Company, Incorporated|14984
AWP|ABRDN GL PR PRP FD|SWIM|TD Ameritrade, Inc.|26180
AWP|ABRDN GL PR PRP FD|SWST|Hilltop Securities Inc.|107132
AWP|ABRDN GL PR PRP FD|TKNG|ALLY INVEST SECURITIES LLC|3639
AWP|ABRDN GL PR PRP FD|TRBT|Tradebot Systems, Inc.|3520
AWP|ABRDN GL PR PRP FD|UBSA|UBS SECURITIES LLC|91664
AWP|ABRDN GL PR PRP FD|UBSS|UBS Securities LLC|222214
AWP|ABRDN GL PR PRP FD|VALX|VIRTU AMERICAS LLC|4409
AWP|ABRDN GL PR PRP FD|VGRD|Vanguard Marketing Corporation|83809
AWP|ABRDN GL PR PRP FD|WABR|Wall Street Access|52434
AWP|ABRDN GL PR PRP FD|WBET|Wallachbeth Capital LLC|6696
AWP|ABRDN GL PR PRP FD|WCHV|WELLS FARGO SECURITIES, LLC|233502
AWP|ABRDN GL PR PRP FD|WEDB|WEDBUSH SECURITIES INC.|10710
AWP|ABRDN GL PR PRP FD|WSEA|WOLVERINE SECURITIES, LLC|2681
AWP|ABRDN GL PR PRP FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
AWP|ABRDN GL PR PRP FD|YKNA|COMHAR CAPITAL MARKETS, LLC|465
AWP|ABRDN GL PR PRP FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25662
AWR|AMER ST WATER|ALTX|Alternet Securities Inc.|300
AWR|AMER ST WATER|APCC|Apex Clearing Corporation|55
AWR|AMER ST WATER|BANK|Primevest Financial Services, Inc.|86
AWR|AMER ST WATER|BARD|Robert W. Baird & Co. Incorporated|103
AWR|AMER ST WATER|BATM|CBOE TRADING, INC.|1990
AWR|AMER ST WATER|BBNT|BB&T SECURITIES, LLC|35
AWR|AMER ST WATER|BERN|Sanford C. Bernstein & Co., LLC|16642
AWR|AMER ST WATER|BIDS|BIDS TRADING L.P.|100
AWR|AMER ST WATER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2076
AWR|AMER ST WATER|BNPX|BNP PARIBAS SECURITIES CORP.|6948
AWR|AMER ST WATER|BTIG|BTIG, LLC|300
AWR|AMER ST WATER|BYXM|CBOE TRADING, INC.|50
AWR|AMER ST WATER|BZYD|GOLDMAN SACHS & CO. LLC|600
AWR|AMER ST WATER|CHAS|Charles Schwab & Co., Inc.|1053
AWR|AMER ST WATER|CIST|Capital Institutional Services, Inc.|3
AWR|AMER ST WATER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3571
AWR|AMER ST WATER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
AWR|AMER ST WATER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31874
AWR|AMER ST WATER|CTDL|Citadel Derivatives Group Llc|1753
AWR|AMER ST WATER|CXCX|CITIGROUP GLOBAL MARKETS INC.|5800
AWR|AMER ST WATER|DADA|D.A. Davidson & Co.|3685
AWR|AMER ST WATER|DBAB|Deutsche Bank Securities Inc.|102218
AWR|AMER ST WATER|DBAX|Deutsche Bank Securities Inc.|21800
AWR|AMER ST WATER|DEAN|MORGAN STANLEY|1059
AWR|AMER ST WATER|EBXL|EBX LLC|23400
AWR|AMER ST WATER|ECUT|CONVERGEX EXECUTION SOLUTIONS|4846
AWR|AMER ST WATER|EDJO|Edward D. Jones & Co., L.P.|2135
AWR|AMER ST WATER|EGAM|CBOE TRADING, INC.|350
AWR|AMER ST WATER|EGMT|EG MARKET TECHNOLOGIES LLC|200
AWR|AMER ST WATER|EGXM|CBOE TRADING, INC.|528
AWR|AMER ST WATER|ETBE|Electronic Transaction Clearing, Inc.|2190
AWR|AMER ST WATER|ETCB|ETC BROKERAGE SERVICES, LLC|35
AWR|AMER ST WATER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8128
AWR|AMER ST WATER|ETRS|E*Trade Securities LLC|4519
AWR|AMER ST WATER|FBSB|U.S. Bancorp Investments, Inc.|13
AWR|AMER ST WATER|FMAF|NBCN Inc./ CDS|307
AWR|AMER ST WATER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|585
AWR|AMER ST WATER|FQLS|Quantlab Securities LP|55300
AWR|AMER ST WATER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24487
AWR|AMER ST WATER|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|720
AWR|AMER ST WATER|FTBR|Foliofn Investments, Inc.|303
AWR|AMER ST WATER|GLIS|TD Securities Inc|50
AWR|AMER ST WATER|GLPX|ACS EXECUTION SERVICES, LLC|1224
AWR|AMER ST WATER|GSCO|GOLDMAN SACHS & CO. LLC|121414
AWR|AMER ST WATER|GSCS|GOLDMAN SACHS & CO. LLC|100
AWR|AMER ST WATER|GSLT|GOLDMAN SACHS & CO. LLC|299
AWR|AMER ST WATER|GTSZ|GTS SECURITIES LLC|11783
AWR|AMER ST WATER|HRBF|American Enterprise Investment Services Inc.|1053
AWR|AMER ST WATER|HSBC|HSBC Securities, Inc.|200
AWR|AMER ST WATER|IATS|INTERACTIVE BROKERS LLC|1370
AWR|AMER ST WATER|IBKR|Interactive Brokers Llc|3930
AWR|AMER ST WATER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
AWR|AMER ST WATER|ICBX|INSTINET, LLC|3600
AWR|AMER ST WATER|IEQY|CITADEL SECURITIES LLC|11647
AWR|AMER ST WATER|INCA|INSTINET, LLC|22804
AWR|AMER ST WATER|INJX|INSTINET, LLC|700
AWR|AMER ST WATER|ITGI|ITG Inc.|1807
AWR|AMER ST WATER|ITGP|ITG INC.|12600
AWR|AMER ST WATER|JANY|Janney Montgomery Scott Inc.|23
AWR|AMER ST WATER|JEFF|JEFFERIES LLC|8202
AWR|AMER ST WATER|JMPT|JUMP TRADING, LLC|5429
AWR|AMER ST WATER|JPBX|J.P. MORGAN SECURITIES LLC|13445
AWR|AMER ST WATER|JPMX|J.P. Morgan Securities LLC|111809
AWR|AMER ST WATER|JSJX|JANE STREET CAPITAL LLC|2735
AWR|AMER ST WATER|KCGM|VIRTU Americas LLC|4208
AWR|AMER ST WATER|LEHM|Barclays Capital Inc./Le|62471
AWR|AMER ST WATER|LIME|Lime Brokerage LLC|9642
AWR|AMER ST WATER|LSCI|Lek Securities Corporation|34
AWR|AMER ST WATER|MAXM|Maxim Group LLC|389
AWR|AMER ST WATER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10900
AWR|AMER ST WATER|MOTF|MOTIF INVESTING, INC.|17
AWR|AMER ST WATER|MSCO|MORGAN STANLEY & CO. LLC|307292
AWR|AMER ST WATER|MSPL|MORGAN STANLEY & CO. LLC|54600
AWR|AMER ST WATER|MSTX|MORGAN STANLEY & CO. LLC|15100
AWR|AMER ST WATER|NFSC|National Financial Services LLC|42836
AWR|AMER ST WATER|NITE|VIRTU Americas LLC|94031
AWR|AMER ST WATER|NITP|VIRTU Americas LLC|10
AWR|AMER ST WATER|NQRB|Brut, LLC|127
AWR|AMER ST WATER|NTRC|Northern Trust Securities, Inc.|4
AWR|AMER ST WATER|OPCO|Oppenheimer & Co. Inc.|736
AWR|AMER ST WATER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AWR|AMER ST WATER|PDQM|CODA MARKETS, INC.|2170
AWR|AMER ST WATER|PHLY|NASDAQ Execution Services, LLC|200
AWR|AMER ST WATER|PWJC|UBS Financial Services, Inc.|2520
AWR|AMER ST WATER|QMSR|QUATTRO M SECURITIES INC.|189
AWR|AMER ST WATER|RBCM|RBC CAPITAL MARKETS, LLC|348
AWR|AMER ST WATER|SBSH|Citigroup Global Markets Inc.|22590
AWR|AMER ST WATER|SGMT|GOLDMAN SACHS & CO. LLC|9787
AWR|AMER ST WATER|SPDR|SPEEDROUTE LLC|100
AWR|AMER ST WATER|SPHN|Stephens Inc.|200
AWR|AMER ST WATER|SPTD|MINT GLOBAL MARKETS, INC.|2793
AWR|AMER ST WATER|STFL|Stifel, Nicolaus & Company, Incorporated|2138
AWR|AMER ST WATER|STKP|STOCKPILE INVESTMENTS, INC.|4
AWR|AMER ST WATER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4300
AWR|AMER ST WATER|SWIM|TD Ameritrade, Inc.|363
AWR|AMER ST WATER|SWST|Hilltop Securities Inc.|9
AWR|AMER ST WATER|TKNG|ALLY INVEST SECURITIES LLC|38
AWR|AMER ST WATER|TRBT|Tradebot Systems, Inc.|20327
AWR|AMER ST WATER|TRCM|TRC MARKETS LLC|7260
AWR|AMER ST WATER|TWTT|TASTYWORKS, INC.|100
AWR|AMER ST WATER|UBSA|UBS SECURITIES LLC|91956
AWR|AMER ST WATER|UBSS|UBS Securities LLC|169496
AWR|AMER ST WATER|VALX|VIRTU AMERICAS LLC|5586
AWR|AMER ST WATER|VGRD|Vanguard Marketing Corporation|1529
AWR|AMER ST WATER|WCHV|WELLS FARGO SECURITIES, LLC|28858
AWR|AMER ST WATER|WEDB|WEDBUSH SECURITIES INC.|1
AWR|AMER ST WATER|WEED|Weeden & Co.L.P.|20
AWR|AMER ST WATER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|495
AWR|AMER ST WATER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|461
AWR|AMER ST WATER|WLTH|WEALTHFRONT BROKERAGE CORPORATION|163
AWR|AMER ST WATER|WSEA|WOLVERINE SECURITIES, LLC|1504
AWR|AMER ST WATER|XIST|INSTINET, LLC|9800
AWR|AMER ST WATER|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
AWR|AMER ST WATER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4083
AWRE|AWARE INC         ##|ALTX|Alternet Securities Inc.|3400
AWRE|AWARE INC         ##|APCC|Apex Clearing Corporation|1003
AWRE|AWARE INC         ##|BATM|CBOE TRADING, INC.|2
AWRE|AWARE INC         ##|BAYC|BAY CREST PARTNERS, LLC|1141
AWRE|AWARE INC         ##|BBNT|BB&T SECURITIES, LLC|380
AWRE|AWARE INC         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
AWRE|AWARE INC         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
AWRE|AWARE INC         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7320
AWRE|AWARE INC         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2342
AWRE|AWARE INC         ##|DBAB|Deutsche Bank Securities Inc.|167
AWRE|AWARE INC         ##|DBAX|Deutsche Bank Securities Inc.|4700
AWRE|AWARE INC         ##|DEAN|MORGAN STANLEY|6
AWRE|AWARE INC         ##|DEGS|RONIN PROFESSIONAL LLC|1000
AWRE|AWARE INC         ##|EBXL|EBX LLC|2700
AWRE|AWARE INC         ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|460
AWRE|AWARE INC         ##|EGAM|CBOE TRADING, INC.|2400
AWRE|AWARE INC         ##|ETRS|E*Trade Securities LLC|40201
AWRE|AWARE INC         ##|FBCO|Credit Suisse Securities (USA) LLC|1268
AWRE|AWARE INC         ##|FILL|Tradestation Securities, Inc.|31
AWRE|AWARE INC         ##|FOMA|TD AMERITRADE CLEARING, INC.|13302
AWRE|AWARE INC         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|252
AWRE|AWARE INC         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|387
AWRE|AWARE INC         ##|GLPX|ACS EXECUTION SERVICES, LLC|100
AWRE|AWARE INC         ##|GSCO|GOLDMAN SACHS & CO. LLC|2055
AWRE|AWARE INC         ##|IATS|INTERACTIVE BROKERS LLC|400
AWRE|AWARE INC         ##|IBKR|Interactive Brokers Llc|8057
AWRE|AWARE INC         ##|ICBX|INSTINET, LLC|1400
AWRE|AWARE INC         ##|INCA|INSTINET, LLC|37853
AWRE|AWARE INC         ##|INJX|INSTINET, LLC|6100
AWRE|AWARE INC         ##|ITGI|ITG Inc.|3200
AWRE|AWARE INC         ##|ITGP|ITG INC.|4600
AWRE|AWARE INC         ##|JEFF|JEFFERIES LLC|43629
AWRE|AWARE INC         ##|JPMX|J.P. Morgan Securities LLC|600
AWRE|AWARE INC         ##|KCGM|VIRTU Americas LLC|1614
AWRE|AWARE INC         ##|LEHM|Barclays Capital Inc./Le|38395
AWRE|AWARE INC         ##|LIME|Lime Brokerage LLC|20344
AWRE|AWARE INC         ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|165
AWRE|AWARE INC         ##|MAXM|Maxim Group LLC|15202
AWRE|AWARE INC         ##|MSCO|MORGAN STANLEY & CO. LLC|14955
AWRE|AWARE INC         ##|MSPL|MORGAN STANLEY & CO. LLC|100
AWRE|AWARE INC         ##|NFSC|National Financial Services LLC|15555
AWRE|AWARE INC         ##|NITE|VIRTU Americas LLC|41921
AWRE|AWARE INC         ##|PDQM|CODA MARKETS, INC.|10000
AWRE|AWARE INC         ##|SGMT|GOLDMAN SACHS & CO. LLC|1320
AWRE|AWARE INC         ##|SPDR|SPEEDROUTE LLC|1690
AWRE|AWARE INC         ##|SWIM|TD Ameritrade, Inc.|9650
AWRE|AWARE INC         ##|TKNG|ALLY INVEST SECURITIES LLC|110
AWRE|AWARE INC         ##|TRBT|Tradebot Systems, Inc.|100
AWRE|AWARE INC         ##|TRCM|TRC MARKETS LLC|347
AWRE|AWARE INC         ##|TWTT|TASTYWORKS, INC.|200
AWRE|AWARE INC         ##|UBSA|UBS SECURITIES LLC|26643
AWRE|AWARE INC         ##|UBSS|UBS Securities LLC|13663
AWRE|AWARE INC         ##|VALX|VIRTU AMERICAS LLC|100
AWRE|AWARE INC         ##|VGRD|Vanguard Marketing Corporation|1310
AWRE|AWARE INC         ##|WCHV|WELLS FARGO SECURITIES, LLC|2600
AWRE|AWARE INC         ##|WSEA|WOLVERINE SECURITIES, LLC|238
AWRE|AWARE INC         ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
AWX|AVALON HLDGS CP|ALTX|Alternet Securities Inc.|200
AWX|AVALON HLDGS CP|APCC|Apex Clearing Corporation|6792
AWX|AVALON HLDGS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14544
AWX|AVALON HLDGS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4311
AWX|AVALON HLDGS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2420
AWX|AVALON HLDGS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5626
AWX|AVALON HLDGS CP|DBAX|Deutsche Bank Securities Inc.|900
AWX|AVALON HLDGS CP|EBXL|EBX LLC|1100
AWX|AVALON HLDGS CP|EGAM|CBOE TRADING, INC.|1200
AWX|AVALON HLDGS CP|EGXM|CBOE TRADING, INC.|2550
AWX|AVALON HLDGS CP|EGXW|CBOE TRADING, INC.|2300
AWX|AVALON HLDGS CP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1199
AWX|AVALON HLDGS CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7514
AWX|AVALON HLDGS CP|ETRS|E*Trade Securities LLC|73200
AWX|AVALON HLDGS CP|FILL|Tradestation Securities, Inc.|4630
AWX|AVALON HLDGS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|683
AWX|AVALON HLDGS CP|GLPX|ACS EXECUTION SERVICES, LLC|17486
AWX|AVALON HLDGS CP|GSCO|GOLDMAN SACHS & CO. LLC|18
AWX|AVALON HLDGS CP|GSLT|GOLDMAN SACHS & CO. LLC|177
AWX|AVALON HLDGS CP|GTSZ|GTS SECURITIES LLC|3490
AWX|AVALON HLDGS CP|IATS|INTERACTIVE BROKERS LLC|8682
AWX|AVALON HLDGS CP|IBKR|Interactive Brokers Llc|35433
AWX|AVALON HLDGS CP|ICBX|INSTINET, LLC|500
AWX|AVALON HLDGS CP|INCA|INSTINET, LLC|11496
AWX|AVALON HLDGS CP|ITGI|ITG Inc.|749
AWX|AVALON HLDGS CP|ITGP|ITG INC.|800
AWX|AVALON HLDGS CP|JEFF|JEFFERIES LLC|1100
AWX|AVALON HLDGS CP|JPMX|J.P. Morgan Securities LLC|400
AWX|AVALON HLDGS CP|KCGM|VIRTU Americas LLC|1300
AWX|AVALON HLDGS CP|LEHM|Barclays Capital Inc./Le|1200
AWX|AVALON HLDGS CP|LIME|Lime Brokerage LLC|619
AWX|AVALON HLDGS CP|LSCI|Lek Securities Corporation|200
AWX|AVALON HLDGS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AWX|AVALON HLDGS CP|MICA|Spartan Securities Group, Ltd.|19000
AWX|AVALON HLDGS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
AWX|AVALON HLDGS CP|MOTF|MOTIF INVESTING, INC.|1
AWX|AVALON HLDGS CP|MSCO|MORGAN STANLEY & CO. LLC|29512
AWX|AVALON HLDGS CP|NFSC|National Financial Services LLC|62718
AWX|AVALON HLDGS CP|NITE|VIRTU Americas LLC|110464
AWX|AVALON HLDGS CP|NQRB|Brut, LLC|200
AWX|AVALON HLDGS CP|PDQM|CODA MARKETS, INC.|19690
AWX|AVALON HLDGS CP|SGMT|GOLDMAN SACHS & CO. LLC|7078
AWX|AVALON HLDGS CP|SPDR|SPEEDROUTE LLC|1925
AWX|AVALON HLDGS CP|SWIM|TD Ameritrade, Inc.|70928
AWX|AVALON HLDGS CP|TKNG|ALLY INVEST SECURITIES LLC|1518
AWX|AVALON HLDGS CP|UBSA|UBS SECURITIES LLC|5187
AWX|AVALON HLDGS CP|UBSS|UBS Securities LLC|11731
AWX|AVALON HLDGS CP|VALX|VIRTU AMERICAS LLC|19
AWX|AVALON HLDGS CP|WCHV|WELLS FARGO SECURITIES, LLC|2128
AWX|AVALON HLDGS CP|WEDB|WEDBUSH SECURITIES INC.|11600
AWX|AVALON HLDGS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|175
AWX|AVALON HLDGS CP|WGIF|CIBC World Markets Inc.|200
AWX|AVALON HLDGS CP|WSEA|WOLVERINE SECURITIES, LLC|606
AWX|AVALON HLDGS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1702
AWX|AVALON HLDGS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|125
AXAS|ABRAXAS PETRO CORP|ABLE|NATIXIS Securities Americas LLC|73719
AXAS|ABRAXAS PETRO CORP|ALTX|Alternet Securities Inc.|500
AXAS|ABRAXAS PETRO CORP|APCC|Apex Clearing Corporation|3941
AXAS|ABRAXAS PETRO CORP|BANK|Primevest Financial Services, Inc.|2450
AXAS|ABRAXAS PETRO CORP|BARD|Robert W. Baird & Co. Incorporated|20076
AXAS|ABRAXAS PETRO CORP|BATM|CBOE TRADING, INC.|422
AXAS|ABRAXAS PETRO CORP|BAYT|BTIG, LLC|5150
AXAS|ABRAXAS PETRO CORP|BERN|Sanford C. Bernstein & Co., LLC|337924
AXAS|ABRAXAS PETRO CORP|BIMI|Banca IMI Securities Corp.|8047
AXAS|ABRAXAS PETRO CORP|BKCM|BNY Mellon Capital Markets LLC|447
AXAS|ABRAXAS PETRO CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43755
AXAS|ABRAXAS PETRO CORP|BLKX|INSTINET, LLC|135400
AXAS|ABRAXAS PETRO CORP|BMOC|BMO Capital Markets Corp.|24912
AXAS|ABRAXAS PETRO CORP|BNPX|BNP PARIBAS SECURITIES CORP.|388923
AXAS|ABRAXAS PETRO CORP|BTIG|BTIG, LLC|51101
AXAS|ABRAXAS PETRO CORP|BYXM|CBOE TRADING, INC.|1300
AXAS|ABRAXAS PETRO CORP|CANT|Cantor Fitzgerald & Co.|498
AXAS|ABRAXAS PETRO CORP|CHAS|Charles Schwab & Co., Inc.|18500
AXAS|ABRAXAS PETRO CORP|CIST|Capital Institutional Services, Inc.|2662
AXAS|ABRAXAS PETRO CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145053
AXAS|ABRAXAS PETRO CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4300
AXAS|ABRAXAS PETRO CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|399134
AXAS|ABRAXAS PETRO CORP|CTDE|CHOICETRADE|2500
AXAS|ABRAXAS PETRO CORP|CTDL|Citadel Derivatives Group Llc|45575
AXAS|ABRAXAS PETRO CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|137346
AXAS|ABRAXAS PETRO CORP|DBAB|Deutsche Bank Securities Inc.|460856
AXAS|ABRAXAS PETRO CORP|DBAX|Deutsche Bank Securities Inc.|239100
AXAS|ABRAXAS PETRO CORP|DEAN|MORGAN STANLEY|6379
AXAS|ABRAXAS PETRO CORP|DEGS|RONIN PROFESSIONAL LLC|73549
AXAS|ABRAXAS PETRO CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|139
AXAS|ABRAXAS PETRO CORP|EBXL|EBX LLC|223200
AXAS|ABRAXAS PETRO CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|46683
AXAS|ABRAXAS PETRO CORP|EDJO|Edward D. Jones & Co., L.P.|3200
AXAS|ABRAXAS PETRO CORP|EGAM|CBOE TRADING, INC.|3000
AXAS|ABRAXAS PETRO CORP|EGXM|CBOE TRADING, INC.|400
AXAS|ABRAXAS PETRO CORP|EGXW|CBOE TRADING, INC.|200
AXAS|ABRAXAS PETRO CORP|ETBE|Electronic Transaction Clearing, Inc.|29707
AXAS|ABRAXAS PETRO CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
AXAS|ABRAXAS PETRO CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|33950
AXAS|ABRAXAS PETRO CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3300
AXAS|ABRAXAS PETRO CORP|ETRS|E*Trade Securities LLC|745145
AXAS|ABRAXAS PETRO CORP|FBCO|Credit Suisse Securities (USA) LLC|724207
AXAS|ABRAXAS PETRO CORP|FBSB|U.S. Bancorp Investments, Inc.|31778
AXAS|ABRAXAS PETRO CORP|FILL|Tradestation Securities, Inc.|25005
AXAS|ABRAXAS PETRO CORP|FMAF|NBCN Inc./ CDS|5000
AXAS|ABRAXAS PETRO CORP|FOMA|TD AMERITRADE CLEARING, INC.|1905829
AXAS|ABRAXAS PETRO CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
AXAS|ABRAXAS PETRO CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50294
AXAS|ABRAXAS PETRO CORP|FTBR|Foliofn Investments, Inc.|197576
AXAS|ABRAXAS PETRO CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|97728
AXAS|ABRAXAS PETRO CORP|GLPX|ACS EXECUTION SERVICES, LLC|4199
AXAS|ABRAXAS PETRO CORP|GSCO|GOLDMAN SACHS & CO. LLC|2115350
AXAS|ABRAXAS PETRO CORP|GSCS|GOLDMAN SACHS & CO. LLC|19776
AXAS|ABRAXAS PETRO CORP|GSLT|GOLDMAN SACHS & CO. LLC|4614
AXAS|ABRAXAS PETRO CORP|GTSZ|GTS SECURITIES LLC|27633
AXAS|ABRAXAS PETRO CORP|HRBF|American Enterprise Investment Services Inc.|38723
AXAS|ABRAXAS PETRO CORP|IATS|INTERACTIVE BROKERS LLC|36151
AXAS|ABRAXAS PETRO CORP|IBKR|Interactive Brokers Llc|291402
AXAS|ABRAXAS PETRO CORP|ICBX|INSTINET, LLC|169189
AXAS|ABRAXAS PETRO CORP|IEQY|CITADEL SECURITIES LLC|62939
AXAS|ABRAXAS PETRO CORP|INCA|INSTINET, LLC|428576
AXAS|ABRAXAS PETRO CORP|INJX|INSTINET, LLC|19793
AXAS|ABRAXAS PETRO CORP|ITGI|ITG Inc.|107421
AXAS|ABRAXAS PETRO CORP|ITGP|ITG INC.|178000
AXAS|ABRAXAS PETRO CORP|JANY|Janney Montgomery Scott Inc.|8700
AXAS|ABRAXAS PETRO CORP|JEFF|JEFFERIES LLC|83957
AXAS|ABRAXAS PETRO CORP|JMPT|JUMP TRADING, LLC|60847
AXAS|ABRAXAS PETRO CORP|JPBX|J.P. MORGAN SECURITIES LLC|15053
AXAS|ABRAXAS PETRO CORP|JPMX|J.P. Morgan Securities LLC|648343
AXAS|ABRAXAS PETRO CORP|JSJX|JANE STREET CAPITAL LLC|18729
AXAS|ABRAXAS PETRO CORP|KCGM|VIRTU Americas LLC|127668
AXAS|ABRAXAS PETRO CORP|KING|C. L. King & Associates, Inc.|100
AXAS|ABRAXAS PETRO CORP|LEHM|Barclays Capital Inc./Le|1181961
AXAS|ABRAXAS PETRO CORP|LIME|Lime Brokerage LLC|447445
AXAS|ABRAXAS PETRO CORP|LQNA|LIQUIDNET, INC.|32900
AXAS|ABRAXAS PETRO CORP|LSCI|Lek Securities Corporation|969
AXAS|ABRAXAS PETRO CORP|LTCO|Ladenburg, Thalmann & Co., Inc.|75000
AXAS|ABRAXAS PETRO CORP|MACC|Mid Atlantic Capital Corporation|10700
AXAS|ABRAXAS PETRO CORP|MACQ|Macquarie Capital (USA) Inc.|2003
AXAS|ABRAXAS PETRO CORP|MAXM|Maxim Group LLC|17642
AXAS|ABRAXAS PETRO CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|591442
AXAS|ABRAXAS PETRO CORP|MOTF|MOTIF INVESTING, INC.|11
AXAS|ABRAXAS PETRO CORP|MSCO|MORGAN STANLEY & CO. LLC|2158751
AXAS|ABRAXAS PETRO CORP|MSPL|MORGAN STANLEY & CO. LLC|547200
AXAS|ABRAXAS PETRO CORP|MSTX|MORGAN STANLEY & CO. LLC|137500
AXAS|ABRAXAS PETRO CORP|NFSC|National Financial Services LLC|1937636
AXAS|ABRAXAS PETRO CORP|NITE|VIRTU Americas LLC|2390807
AXAS|ABRAXAS PETRO CORP|NITP|VIRTU Americas LLC|125478
AXAS|ABRAXAS PETRO CORP|NQRB|Brut, LLC|24257
AXAS|ABRAXAS PETRO CORP|OPCO|Oppenheimer & Co. Inc.|9537
AXAS|ABRAXAS PETRO CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|9800
AXAS|ABRAXAS PETRO CORP|PCPT|PHILLIP CAPITAL INC.|663
AXAS|ABRAXAS PETRO CORP|PDQM|CODA MARKETS, INC.|9599
AXAS|ABRAXAS PETRO CORP|PWJC|UBS Financial Services, Inc.|500
AXAS|ABRAXAS PETRO CORP|RAJA|Raymond James & Associates, Inc.|26917
AXAS|ABRAXAS PETRO CORP|RBCM|RBC CAPITAL MARKETS, LLC|76399
AXAS|ABRAXAS PETRO CORP|RGLD|Regal Securities, Inc|645
AXAS|ABRAXAS PETRO CORP|SAGL|SAGETRADER, LLC|800
AXAS|ABRAXAS PETRO CORP|SALI|INTL FCSTONE FINANCIAL INC.|50
AXAS|ABRAXAS PETRO CORP|SBSH|Citigroup Global Markets Inc.|2583206
AXAS|ABRAXAS PETRO CORP|SGMT|GOLDMAN SACHS & CO. LLC|237871
AXAS|ABRAXAS PETRO CORP|SOGO|Wang Investment Associates, Inc.|1
AXAS|ABRAXAS PETRO CORP|SPDR|SPEEDROUTE LLC|3500
AXAS|ABRAXAS PETRO CORP|STFL|Stifel, Nicolaus & Company, Incorporated|256520
AXAS|ABRAXAS PETRO CORP|STXG|Stockcross Financial Services, Inc.|1800
AXAS|ABRAXAS PETRO CORP|SWIM|TD Ameritrade, Inc.|546432
AXAS|ABRAXAS PETRO CORP|SWST|Hilltop Securities Inc.|12292
AXAS|ABRAXAS PETRO CORP|TKNG|ALLY INVEST SECURITIES LLC|23116
AXAS|ABRAXAS PETRO CORP|TRBT|Tradebot Systems, Inc.|226628
AXAS|ABRAXAS PETRO CORP|TRCM|TRC MARKETS LLC|70779
AXAS|ABRAXAS PETRO CORP|TWTT|TASTYWORKS, INC.|100
AXAS|ABRAXAS PETRO CORP|UBSA|UBS SECURITIES LLC|884151
AXAS|ABRAXAS PETRO CORP|UBSS|UBS Securities LLC|1219026
AXAS|ABRAXAS PETRO CORP|VALX|VIRTU AMERICAS LLC|88795
AXAS|ABRAXAS PETRO CORP|VGRD|Vanguard Marketing Corporation|50820
AXAS|ABRAXAS PETRO CORP|WCHV|WELLS FARGO SECURITIES, LLC|453385
AXAS|ABRAXAS PETRO CORP|WEDB|WEDBUSH SECURITIES INC.|287738
AXAS|ABRAXAS PETRO CORP|WEED|Weeden & Co.L.P.|130
AXAS|ABRAXAS PETRO CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27074
AXAS|ABRAXAS PETRO CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6075
AXAS|ABRAXAS PETRO CORP|WGIF|CIBC World Markets Inc.|20087
AXAS|ABRAXAS PETRO CORP|WSEA|WOLVERINE SECURITIES, LLC|13005
AXAS|ABRAXAS PETRO CORP|XIST|INSTINET, LLC|32950
AXAS|ABRAXAS PETRO CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|94850
AXAS|ABRAXAS PETRO CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
AXAS|ABRAXAS PETRO CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16181
AXDX|ACCELERATE DIAGNOSTI|APCC|Apex Clearing Corporation|312
AXDX|ACCELERATE DIAGNOSTI|BARD|Robert W. Baird & Co. Incorporated|3670
AXDX|ACCELERATE DIAGNOSTI|BATM|CBOE TRADING, INC.|2614
AXDX|ACCELERATE DIAGNOSTI|BERN|Sanford C. Bernstein & Co., LLC|8601
AXDX|ACCELERATE DIAGNOSTI|BIDS|BIDS TRADING L.P.|7100
AXDX|ACCELERATE DIAGNOSTI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3344
AXDX|ACCELERATE DIAGNOSTI|BMOC|BMO Capital Markets Corp.|4184
AXDX|ACCELERATE DIAGNOSTI|BNPX|BNP PARIBAS SECURITIES CORP.|1293
AXDX|ACCELERATE DIAGNOSTI|BTIG|BTIG, LLC|12828
AXDX|ACCELERATE DIAGNOSTI|BYXM|CBOE TRADING, INC.|100
AXDX|ACCELERATE DIAGNOSTI|CHAS|Charles Schwab & Co., Inc.|3657
AXDX|ACCELERATE DIAGNOSTI|CLSA|CLSA AMERICAS, LLC|30
AXDX|ACCELERATE DIAGNOSTI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114301
AXDX|ACCELERATE DIAGNOSTI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AXDX|ACCELERATE DIAGNOSTI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35
AXDX|ACCELERATE DIAGNOSTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88811
AXDX|ACCELERATE DIAGNOSTI|CTDL|Citadel Derivatives Group Llc|8291
AXDX|ACCELERATE DIAGNOSTI|CTLR|CUTLER GROUP, LP|200
AXDX|ACCELERATE DIAGNOSTI|CXCX|CITIGROUP GLOBAL MARKETS INC.|11248
AXDX|ACCELERATE DIAGNOSTI|DADA|D.A. Davidson & Co.|200
AXDX|ACCELERATE DIAGNOSTI|DBAB|Deutsche Bank Securities Inc.|74358
AXDX|ACCELERATE DIAGNOSTI|DBAX|Deutsche Bank Securities Inc.|81500
AXDX|ACCELERATE DIAGNOSTI|DBUL|Deutsche Bank Securities Inc.|600
AXDX|ACCELERATE DIAGNOSTI|DEAN|MORGAN STANLEY|4344
AXDX|ACCELERATE DIAGNOSTI|DEGS|RONIN PROFESSIONAL LLC|10538
AXDX|ACCELERATE DIAGNOSTI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18192
AXDX|ACCELERATE DIAGNOSTI|EBXL|EBX LLC|59300
AXDX|ACCELERATE DIAGNOSTI|EDJO|Edward D. Jones & Co., L.P.|6123
AXDX|ACCELERATE DIAGNOSTI|EGAM|CBOE TRADING, INC.|4343
AXDX|ACCELERATE DIAGNOSTI|EGAW|CBOE TRADING, INC.|19
AXDX|ACCELERATE DIAGNOSTI|EGMT|EG MARKET TECHNOLOGIES LLC|300
AXDX|ACCELERATE DIAGNOSTI|EGXM|CBOE TRADING, INC.|360
AXDX|ACCELERATE DIAGNOSTI|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3703
AXDX|ACCELERATE DIAGNOSTI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9285
AXDX|ACCELERATE DIAGNOSTI|ETRS|E*Trade Securities LLC|38534
AXDX|ACCELERATE DIAGNOSTI|FBCO|Credit Suisse Securities (USA) LLC|82824
AXDX|ACCELERATE DIAGNOSTI|FILL|Tradestation Securities, Inc.|3925
AXDX|ACCELERATE DIAGNOSTI|FOMA|TD AMERITRADE CLEARING, INC.|100983
AXDX|ACCELERATE DIAGNOSTI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|908
AXDX|ACCELERATE DIAGNOSTI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26020
AXDX|ACCELERATE DIAGNOSTI|FTBR|Foliofn Investments, Inc.|31
AXDX|ACCELERATE DIAGNOSTI|GEBB|GLOBAL EXECUTION BROKERS, LP|8908
AXDX|ACCELERATE DIAGNOSTI|GLPX|ACS EXECUTION SERVICES, LLC|1281
AXDX|ACCELERATE DIAGNOSTI|GSCO|GOLDMAN SACHS & CO. LLC|264766
AXDX|ACCELERATE DIAGNOSTI|GSCS|GOLDMAN SACHS & CO. LLC|20591
AXDX|ACCELERATE DIAGNOSTI|GSLT|GOLDMAN SACHS & CO. LLC|933
AXDX|ACCELERATE DIAGNOSTI|GTSZ|GTS SECURITIES LLC|28147
AXDX|ACCELERATE DIAGNOSTI|HRBF|American Enterprise Investment Services Inc.|1750
AXDX|ACCELERATE DIAGNOSTI|IBKR|Interactive Brokers Llc|21123
AXDX|ACCELERATE DIAGNOSTI|ICBX|INSTINET, LLC|13500
AXDX|ACCELERATE DIAGNOSTI|IEQY|CITADEL SECURITIES LLC|20367
AXDX|ACCELERATE DIAGNOSTI|INCA|INSTINET, LLC|107063
AXDX|ACCELERATE DIAGNOSTI|INJX|INSTINET, LLC|11814
AXDX|ACCELERATE DIAGNOSTI|ITGI|ITG Inc.|28078
AXDX|ACCELERATE DIAGNOSTI|ITGP|ITG INC.|32400
AXDX|ACCELERATE DIAGNOSTI|JEFF|JEFFERIES LLC|43168
AXDX|ACCELERATE DIAGNOSTI|JMPT|JUMP TRADING, LLC|9226
AXDX|ACCELERATE DIAGNOSTI|JONE|JonesTrading|18013
AXDX|ACCELERATE DIAGNOSTI|JPBX|J.P. MORGAN SECURITIES LLC|32191
AXDX|ACCELERATE DIAGNOSTI|JPMX|J.P. Morgan Securities LLC|167684
AXDX|ACCELERATE DIAGNOSTI|JSJX|JANE STREET CAPITAL LLC|6088
AXDX|ACCELERATE DIAGNOSTI|KCGM|VIRTU Americas LLC|19267
AXDX|ACCELERATE DIAGNOSTI|LEHM|Barclays Capital Inc./Le|176159
AXDX|ACCELERATE DIAGNOSTI|LIME|Lime Brokerage LLC|59472
AXDX|ACCELERATE DIAGNOSTI|LSCI|Lek Securities Corporation|7612
AXDX|ACCELERATE DIAGNOSTI|MAXM|Maxim Group LLC|2741
AXDX|ACCELERATE DIAGNOSTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59128
AXDX|ACCELERATE DIAGNOSTI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
AXDX|ACCELERATE DIAGNOSTI|MSCO|MORGAN STANLEY & CO. LLC|394390
AXDX|ACCELERATE DIAGNOSTI|MSPL|MORGAN STANLEY & CO. LLC|179700
AXDX|ACCELERATE DIAGNOSTI|MSTX|MORGAN STANLEY & CO. LLC|32900
AXDX|ACCELERATE DIAGNOSTI|NFSC|National Financial Services LLC|75462
AXDX|ACCELERATE DIAGNOSTI|NITE|VIRTU Americas LLC|276576
AXDX|ACCELERATE DIAGNOSTI|NITP|VIRTU Americas LLC|2900
AXDX|ACCELERATE DIAGNOSTI|NQRB|Brut, LLC|2700
AXDX|ACCELERATE DIAGNOSTI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AXDX|ACCELERATE DIAGNOSTI|PDQM|CODA MARKETS, INC.|26075
AXDX|ACCELERATE DIAGNOSTI|PIPR|Piper Jaffray & Co.|520
AXDX|ACCELERATE DIAGNOSTI|PWJC|UBS Financial Services, Inc.|8823
AXDX|ACCELERATE DIAGNOSTI|RAJA|Raymond James & Associates, Inc.|1734
AXDX|ACCELERATE DIAGNOSTI|RBCM|RBC CAPITAL MARKETS, LLC|17230
AXDX|ACCELERATE DIAGNOSTI|SAGL|SAGETRADER, LLC|200
AXDX|ACCELERATE DIAGNOSTI|SALI|INTL FCSTONE FINANCIAL INC.|1100
AXDX|ACCELERATE DIAGNOSTI|SBSH|Citigroup Global Markets Inc.|41159
AXDX|ACCELERATE DIAGNOSTI|SGMT|GOLDMAN SACHS & CO. LLC|60337
AXDX|ACCELERATE DIAGNOSTI|SIDC|Sidoti & Company, LLC|200
AXDX|ACCELERATE DIAGNOSTI|SPDR|SPEEDROUTE LLC|11072
AXDX|ACCELERATE DIAGNOSTI|STFL|Stifel, Nicolaus & Company, Incorporated|6320
AXDX|ACCELERATE DIAGNOSTI|SWIM|TD Ameritrade, Inc.|37659
AXDX|ACCELERATE DIAGNOSTI|SWST|Hilltop Securities Inc.|910
AXDX|ACCELERATE DIAGNOSTI|TKNG|ALLY INVEST SECURITIES LLC|2642
AXDX|ACCELERATE DIAGNOSTI|TRCM|TRC MARKETS LLC|18881
AXDX|ACCELERATE DIAGNOSTI|UBSA|UBS SECURITIES LLC|275156
AXDX|ACCELERATE DIAGNOSTI|UBSS|UBS Securities LLC|380585
AXDX|ACCELERATE DIAGNOSTI|VALX|VIRTU AMERICAS LLC|10415
AXDX|ACCELERATE DIAGNOSTI|VGRD|Vanguard Marketing Corporation|4800
AXDX|ACCELERATE DIAGNOSTI|WABR|Wall Street Access|3969
AXDX|ACCELERATE DIAGNOSTI|WBLR|WILLIAM BLAIR|58852
AXDX|ACCELERATE DIAGNOSTI|WBNF|WILLIAM BLAIR|30050
AXDX|ACCELERATE DIAGNOSTI|WBPX|SUMMIT SECURITIES GROUP, LLC|200
AXDX|ACCELERATE DIAGNOSTI|WCHV|WELLS FARGO SECURITIES, LLC|59993
AXDX|ACCELERATE DIAGNOSTI|WDNX|WEEDEN & CO.L.P.|4400
AXDX|ACCELERATE DIAGNOSTI|WEED|Weeden & Co.L.P.|5190
AXDX|ACCELERATE DIAGNOSTI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7768
AXDX|ACCELERATE DIAGNOSTI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29931
AXDX|ACCELERATE DIAGNOSTI|WFPB|Wells Fargo Securities, LLC.|3474
AXDX|ACCELERATE DIAGNOSTI|WSEA|WOLVERINE SECURITIES, LLC|4386
AXDX|ACCELERATE DIAGNOSTI|XIST|INSTINET, LLC|2530
AXDX|ACCELERATE DIAGNOSTI|XSTM|NATIONAL FINANCIAL SERVICES LLC|6920
AXDX|ACCELERATE DIAGNOSTI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2346
AXE|ANIXTER INTL INC|ANOS|ABEL/NOSER, L.L.C.|152
AXE|ANIXTER INTL INC|APCC|Apex Clearing Corporation|9
AXE|ANIXTER INTL INC|BARD|Robert W. Baird & Co. Incorporated|1167
AXE|ANIXTER INTL INC|BATM|CBOE TRADING, INC.|655
AXE|ANIXTER INTL INC|BBNT|BB&T SECURITIES, LLC|56
AXE|ANIXTER INTL INC|BERN|Sanford C. Bernstein & Co., LLC|11800
AXE|ANIXTER INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|245
AXE|ANIXTER INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|6222
AXE|ANIXTER INTL INC|BTIG|BTIG, LLC|3
AXE|ANIXTER INTL INC|BYXM|CBOE TRADING, INC.|90
AXE|ANIXTER INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|299
AXE|ANIXTER INTL INC|CANT|Cantor Fitzgerald & Co.|27
AXE|ANIXTER INTL INC|CHAS|Charles Schwab & Co., Inc.|30
AXE|ANIXTER INTL INC|CIST|Capital Institutional Services, Inc.|355
AXE|ANIXTER INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|939
AXE|ANIXTER INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|283
AXE|ANIXTER INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
AXE|ANIXTER INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37064
AXE|ANIXTER INTL INC|CTDL|Citadel Derivatives Group Llc|5530
AXE|ANIXTER INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11610
AXE|ANIXTER INTL INC|DADA|D.A. Davidson & Co.|14
AXE|ANIXTER INTL INC|DBAB|Deutsche Bank Securities Inc.|39466
AXE|ANIXTER INTL INC|DBAX|Deutsche Bank Securities Inc.|42100
AXE|ANIXTER INTL INC|DEAN|MORGAN STANLEY|310
AXE|ANIXTER INTL INC|DEGS|RONIN PROFESSIONAL LLC|100
AXE|ANIXTER INTL INC|EBXL|EBX LLC|16500
AXE|ANIXTER INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4387
AXE|ANIXTER INTL INC|EDJC|Edward Jones / CDS|255
AXE|ANIXTER INTL INC|EDJO|Edward D. Jones & Co., L.P.|7445
AXE|ANIXTER INTL INC|EGAM|CBOE TRADING, INC.|1264
AXE|ANIXTER INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|78
AXE|ANIXTER INTL INC|EGXM|CBOE TRADING, INC.|688
AXE|ANIXTER INTL INC|EGXW|CBOE TRADING, INC.|100
AXE|ANIXTER INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6800
AXE|ANIXTER INTL INC|ETRS|E*Trade Securities LLC|3306
AXE|ANIXTER INTL INC|FBSB|U.S. Bancorp Investments, Inc.|24
AXE|ANIXTER INTL INC|FILL|Tradestation Securities, Inc.|260
AXE|ANIXTER INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|120
AXE|ANIXTER INTL INC|FQLS|Quantlab Securities LP|20413
AXE|ANIXTER INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6752
AXE|ANIXTER INTL INC|FTBR|Foliofn Investments, Inc.|101
AXE|ANIXTER INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|3955
AXE|ANIXTER INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|63746
AXE|ANIXTER INTL INC|GTSZ|GTS SECURITIES LLC|5400
AXE|ANIXTER INTL INC|HRBF|American Enterprise Investment Services Inc.|1173
AXE|ANIXTER INTL INC|IATS|INTERACTIVE BROKERS LLC|231
AXE|ANIXTER INTL INC|IBKR|Interactive Brokers Llc|852
AXE|ANIXTER INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
AXE|ANIXTER INTL INC|ICBX|INSTINET, LLC|3300
AXE|ANIXTER INTL INC|IEQY|CITADEL SECURITIES LLC|4592
AXE|ANIXTER INTL INC|INCA|INSTINET, LLC|13370
AXE|ANIXTER INTL INC|INJX|INSTINET, LLC|5025
AXE|ANIXTER INTL INC|ITGI|ITG Inc.|13417
AXE|ANIXTER INTL INC|ITGP|ITG INC.|22800
AXE|ANIXTER INTL INC|JANY|Janney Montgomery Scott Inc.|5
AXE|ANIXTER INTL INC|JEFF|JEFFERIES LLC|1651
AXE|ANIXTER INTL INC|JMPT|JUMP TRADING, LLC|4421
AXE|ANIXTER INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|512
AXE|ANIXTER INTL INC|JPMX|J.P. Morgan Securities LLC|47143
AXE|ANIXTER INTL INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
AXE|ANIXTER INTL INC|JSJX|JANE STREET CAPITAL LLC|4046
AXE|ANIXTER INTL INC|KCGM|VIRTU Americas LLC|11638
AXE|ANIXTER INTL INC|LEHM|Barclays Capital Inc./Le|38357
AXE|ANIXTER INTL INC|LIME|Lime Brokerage LLC|7060
AXE|ANIXTER INTL INC|LOOP|Loop Capital Markets LLC|299
AXE|ANIXTER INTL INC|LQNA|LIQUIDNET, INC.|50000
AXE|ANIXTER INTL INC|LSCI|Lek Securities Corporation|5
AXE|ANIXTER INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19638
AXE|ANIXTER INTL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1237
AXE|ANIXTER INTL INC|MSCO|MORGAN STANLEY & CO. LLC|143442
AXE|ANIXTER INTL INC|MSPL|MORGAN STANLEY & CO. LLC|72500
AXE|ANIXTER INTL INC|MSTX|MORGAN STANLEY & CO. LLC|6000
AXE|ANIXTER INTL INC|NFSC|National Financial Services LLC|11158
AXE|ANIXTER INTL INC|NITE|VIRTU Americas LLC|33122
AXE|ANIXTER INTL INC|NQRB|Brut, LLC|200
AXE|ANIXTER INTL INC|NTBF|BMO Nesbitt Burns Inc./CDS|344
AXE|ANIXTER INTL INC|NTRC|Northern Trust Securities, Inc.|735
AXE|ANIXTER INTL INC|OPCO|Oppenheimer & Co. Inc.|274
AXE|ANIXTER INTL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|731
AXE|ANIXTER INTL INC|PDQM|CODA MARKETS, INC.|3933
AXE|ANIXTER INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|538
AXE|ANIXTER INTL INC|SAGL|SAGETRADER, LLC|100
AXE|ANIXTER INTL INC|SBSH|Citigroup Global Markets Inc.|23974
AXE|ANIXTER INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|16333
AXE|ANIXTER INTL INC|SPDR|SPEEDROUTE LLC|1200
AXE|ANIXTER INTL INC|SPTD|MINT GLOBAL MARKETS, INC.|2465
AXE|ANIXTER INTL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|18424
AXE|ANIXTER INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|2263
AXE|ANIXTER INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
AXE|ANIXTER INTL INC|SWIM|TD Ameritrade, Inc.|1289
AXE|ANIXTER INTL INC|SWST|Hilltop Securities Inc.|668
AXE|ANIXTER INTL INC|TKNG|ALLY INVEST SECURITIES LLC|25
AXE|ANIXTER INTL INC|TRBT|Tradebot Systems, Inc.|867
AXE|ANIXTER INTL INC|TRCM|TRC MARKETS LLC|4897
AXE|ANIXTER INTL INC|TWTT|TASTYWORKS, INC.|200
AXE|ANIXTER INTL INC|UBSA|UBS SECURITIES LLC|119695
AXE|ANIXTER INTL INC|UBSS|UBS Securities LLC|103336
AXE|ANIXTER INTL INC|VALX|VIRTU AMERICAS LLC|4312
AXE|ANIXTER INTL INC|VGRD|Vanguard Marketing Corporation|658
AXE|ANIXTER INTL INC|WBLR|WILLIAM BLAIR|400
AXE|ANIXTER INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|774
AXE|ANIXTER INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|21380
AXE|ANIXTER INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|756
AXE|ANIXTER INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2274
AXE|ANIXTER INTL INC|WSEA|WOLVERINE SECURITIES, LLC|308
AXE|ANIXTER INTL INC|XIST|INSTINET, LLC|11248
AXE|ANIXTER INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
AXE|ANIXTER INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|608
AXGN|AXOGEN INC CMN|ADAM|CANACCORD GENUITY INC.|2500
AXGN|AXOGEN INC CMN|ALLN|Allen & Company LLC|31246
AXGN|AXOGEN INC CMN|ALTX|Alternet Securities Inc.|5700
AXGN|AXOGEN INC CMN|ANOS|ABEL/NOSER, L.L.C.|795
AXGN|AXOGEN INC CMN|APCC|Apex Clearing Corporation|1151
AXGN|AXOGEN INC CMN|BATM|CBOE TRADING, INC.|2369
AXGN|AXOGEN INC CMN|BAYT|BTIG, LLC|100
AXGN|AXOGEN INC CMN|BERN|Sanford C. Bernstein & Co., LLC|24858
AXGN|AXOGEN INC CMN|BIDS|BIDS TRADING L.P.|1100
AXGN|AXOGEN INC CMN|BIMI|Banca IMI Securities Corp.|1526
AXGN|AXOGEN INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24870
AXGN|AXOGEN INC CMN|BLKX|INSTINET, LLC|50800
AXGN|AXOGEN INC CMN|BMOC|BMO Capital Markets Corp.|4886
AXGN|AXOGEN INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2038
AXGN|AXOGEN INC CMN|BTIG|BTIG, LLC|77160
AXGN|AXOGEN INC CMN|BYXM|CBOE TRADING, INC.|737
AXGN|AXOGEN INC CMN|CANT|Cantor Fitzgerald & Co.|244
AXGN|AXOGEN INC CMN|CBRA|Cobra Trading, Inc.|1600
AXGN|AXOGEN INC CMN|CHAS|Charles Schwab & Co., Inc.|6030
AXGN|AXOGEN INC CMN|CIST|Capital Institutional Services, Inc.|54
AXGN|AXOGEN INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|146273
AXGN|AXOGEN INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4239
AXGN|AXOGEN INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|277239
AXGN|AXOGEN INC CMN|CTDL|Citadel Derivatives Group Llc|10721
AXGN|AXOGEN INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|46370
AXGN|AXOGEN INC CMN|DBAB|Deutsche Bank Securities Inc.|128809
AXGN|AXOGEN INC CMN|DBAX|Deutsche Bank Securities Inc.|165300
AXGN|AXOGEN INC CMN|DBUL|Deutsche Bank Securities Inc.|400
AXGN|AXOGEN INC CMN|DEAN|MORGAN STANLEY|1003
AXGN|AXOGEN INC CMN|DEGS|RONIN PROFESSIONAL LLC|22852
AXGN|AXOGEN INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1801
AXGN|AXOGEN INC CMN|DOTC|Dougherty & Company LLC|1929
AXGN|AXOGEN INC CMN|EBXL|EBX LLC|89700
AXGN|AXOGEN INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7652
AXGN|AXOGEN INC CMN|EDJO|Edward D. Jones & Co., L.P.|2336
AXGN|AXOGEN INC CMN|EGAM|CBOE TRADING, INC.|8582
AXGN|AXOGEN INC CMN|EGAW|CBOE TRADING, INC.|36
AXGN|AXOGEN INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|371
AXGN|AXOGEN INC CMN|EGXM|CBOE TRADING, INC.|1547
AXGN|AXOGEN INC CMN|ESPO|ESPOSITO SECURITIES, LLC|412
AXGN|AXOGEN INC CMN|ETBE|Electronic Transaction Clearing, Inc.|1200
AXGN|AXOGEN INC CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|30
AXGN|AXOGEN INC CMN|ETCB|ETC BROKERAGE SERVICES, LLC|150
AXGN|AXOGEN INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|48
AXGN|AXOGEN INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25779
AXGN|AXOGEN INC CMN|ETRS|E*Trade Securities LLC|66660
AXGN|AXOGEN INC CMN|FBCO|Credit Suisse Securities (USA) LLC|278236
AXGN|AXOGEN INC CMN|FBSB|U.S. Bancorp Investments, Inc.|100
AXGN|AXOGEN INC CMN|FFSI|Firstrade Securities Inc.|435
AXGN|AXOGEN INC CMN|FILL|Tradestation Securities, Inc.|2688
AXGN|AXOGEN INC CMN|FMAF|NBCN Inc./ CDS|646
AXGN|AXOGEN INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|301331
AXGN|AXOGEN INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|215
AXGN|AXOGEN INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23510
AXGN|AXOGEN INC CMN|FTBR|Foliofn Investments, Inc.|2290
AXGN|AXOGEN INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|15278
AXGN|AXOGEN INC CMN|GLIS|TD Securities Inc|400
AXGN|AXOGEN INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|8577
AXGN|AXOGEN INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|458554
AXGN|AXOGEN INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|3351
AXGN|AXOGEN INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|2330
AXGN|AXOGEN INC CMN|GTSZ|GTS SECURITIES LLC|13502
AXGN|AXOGEN INC CMN|HRBF|American Enterprise Investment Services Inc.|1050
AXGN|AXOGEN INC CMN|IATS|INTERACTIVE BROKERS LLC|8412
AXGN|AXOGEN INC CMN|IBKR|Interactive Brokers Llc|51755
AXGN|AXOGEN INC CMN|IBSJ|Integrity Brokerage Services, Inc.|4008
AXGN|AXOGEN INC CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
AXGN|AXOGEN INC CMN|ICBX|INSTINET, LLC|25760
AXGN|AXOGEN INC CMN|IEQY|CITADEL SECURITIES LLC|25230
AXGN|AXOGEN INC CMN|INCA|INSTINET, LLC|165923
AXGN|AXOGEN INC CMN|INJX|INSTINET, LLC|34124
AXGN|AXOGEN INC CMN|ITGI|ITG Inc.|44692
AXGN|AXOGEN INC CMN|ITGP|ITG INC.|89400
AXGN|AXOGEN INC CMN|JEFF|JEFFERIES LLC|94284
AXGN|AXOGEN INC CMN|JMPT|JUMP TRADING, LLC|23473
AXGN|AXOGEN INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|12878
AXGN|AXOGEN INC CMN|JPMX|J.P. Morgan Securities LLC|332887
AXGN|AXOGEN INC CMN|JSJX|JANE STREET CAPITAL LLC|10793
AXGN|AXOGEN INC CMN|KCGM|VIRTU Americas LLC|34070
AXGN|AXOGEN INC CMN|LEER|LEERINK PARTNERS LLC|10000
AXGN|AXOGEN INC CMN|LEHM|Barclays Capital Inc./Le|403382
AXGN|AXOGEN INC CMN|LIME|Lime Brokerage LLC|107878
AXGN|AXOGEN INC CMN|LOOP|Loop Capital Markets LLC|4844
AXGN|AXOGEN INC CMN|LQNA|LIQUIDNET, INC.|25400
AXGN|AXOGEN INC CMN|LSCI|Lek Securities Corporation|462
AXGN|AXOGEN INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
AXGN|AXOGEN INC CMN|MAXM|Maxim Group LLC|42503
AXGN|AXOGEN INC CMN|MBTS|ALLY INVEST SECURITIES LLC|22
AXGN|AXOGEN INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|226552
AXGN|AXOGEN INC CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|152
AXGN|AXOGEN INC CMN|MSCO|MORGAN STANLEY & CO. LLC|898811
AXGN|AXOGEN INC CMN|MSPL|MORGAN STANLEY & CO. LLC|209000
AXGN|AXOGEN INC CMN|MSTX|MORGAN STANLEY & CO. LLC|28800
AXGN|AXOGEN INC CMN|NATL|National Securities Corporation|2000
AXGN|AXOGEN INC CMN|NBCS|NBC Securities, INC.|50
AXGN|AXOGEN INC CMN|NEED|Needham & Company, LLC|65150
AXGN|AXOGEN INC CMN|NFSC|National Financial Services LLC|209948
AXGN|AXOGEN INC CMN|NITE|VIRTU Americas LLC|401177
AXGN|AXOGEN INC CMN|NITP|VIRTU Americas LLC|400
AXGN|AXOGEN INC CMN|NQRB|Brut, LLC|5220
AXGN|AXOGEN INC CMN|OPCO|Oppenheimer & Co. Inc.|80
AXGN|AXOGEN INC CMN|PCPT|PHILLIP CAPITAL INC.|100
AXGN|AXOGEN INC CMN|PDQM|CODA MARKETS, INC.|30590
AXGN|AXOGEN INC CMN|PHLY|NASDAQ Execution Services, LLC|8600
AXGN|AXOGEN INC CMN|PIPR|Piper Jaffray & Co.|1957
AXGN|AXOGEN INC CMN|PWJC|UBS Financial Services, Inc.|465
AXGN|AXOGEN INC CMN|RAJA|Raymond James & Associates, Inc.|3269
AXGN|AXOGEN INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|19079
AXGN|AXOGEN INC CMN|SAGL|SAGETRADER, LLC|1143
AXGN|AXOGEN INC CMN|SAGW|SAGETRADER, LLC|3026
AXGN|AXOGEN INC CMN|SBSH|Citigroup Global Markets Inc.|145748
AXGN|AXOGEN INC CMN|SEIC|SEI Investments Distribution Co.|500
AXGN|AXOGEN INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|57629
AXGN|AXOGEN INC CMN|SPDR|SPEEDROUTE LLC|29604
AXGN|AXOGEN INC CMN|SPTD|MINT GLOBAL MARKETS, INC.|7540
AXGN|AXOGEN INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6801
AXGN|AXOGEN INC CMN|STXG|Stockcross Financial Services, Inc.|30
AXGN|AXOGEN INC CMN|SWIM|TD Ameritrade, Inc.|50113
AXGN|AXOGEN INC CMN|TKNG|ALLY INVEST SECURITIES LLC|599
AXGN|AXOGEN INC CMN|TRBT|Tradebot Systems, Inc.|14766
AXGN|AXOGEN INC CMN|TRCM|TRC MARKETS LLC|82374
AXGN|AXOGEN INC CMN|TWTT|TASTYWORKS, INC.|279
AXGN|AXOGEN INC CMN|UBSS|UBS Securities LLC|493479
AXGN|AXOGEN INC CMN|VALX|VIRTU AMERICAS LLC|2742
AXGN|AXOGEN INC CMN|VGRD|Vanguard Marketing Corporation|26630
AXGN|AXOGEN INC CMN|WABR|Wall Street Access|2200
AXGN|AXOGEN INC CMN|WBLR|WILLIAM BLAIR|129825
AXGN|AXOGEN INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|40032
AXGN|AXOGEN INC CMN|WEED|Weeden & Co.L.P.|3680
AXGN|AXOGEN INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3898
AXGN|AXOGEN INC CMN|WGIF|CIBC World Markets Inc.|6833
AXGN|AXOGEN INC CMN|WSEA|WOLVERINE SECURITIES, LLC|2796
AXGN|AXOGEN INC CMN|XIST|INSTINET, LLC|24800
AXGN|AXOGEN INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|37422
AXGN|AXOGEN INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2409
AXGN|AXOGEN INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2939
AXJL|WISDOMTREE ASIA PAC|APCC|Apex Clearing Corporation|18
AXJL|WISDOMTREE ASIA PAC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
AXJL|WISDOMTREE ASIA PAC|CTDL|Citadel Derivatives Group Llc|1114
AXJL|WISDOMTREE ASIA PAC|DBAX|Deutsche Bank Securities Inc.|300
AXJL|WISDOMTREE ASIA PAC|DEAN|MORGAN STANLEY|112
AXJL|WISDOMTREE ASIA PAC|EBXL|EBX LLC|100
AXJL|WISDOMTREE ASIA PAC|ETRS|E*Trade Securities LLC|16
AXJL|WISDOMTREE ASIA PAC|FTBR|Foliofn Investments, Inc.|173
AXJL|WISDOMTREE ASIA PAC|GSLT|GOLDMAN SACHS & CO. LLC|200
AXJL|WISDOMTREE ASIA PAC|JSJX|JANE STREET CAPITAL LLC|146
AXJL|WISDOMTREE ASIA PAC|KCGM|VIRTU Americas LLC|400
AXJL|WISDOMTREE ASIA PAC|LEHM|Barclays Capital Inc./Le|400
AXJL|WISDOMTREE ASIA PAC|LIME|Lime Brokerage LLC|468
AXJL|WISDOMTREE ASIA PAC|MACC|Mid Atlantic Capital Corporation|6
AXJL|WISDOMTREE ASIA PAC|MSCO|MORGAN STANLEY & CO. LLC|517
AXJL|WISDOMTREE ASIA PAC|NFSC|National Financial Services LLC|820
AXJL|WISDOMTREE ASIA PAC|NITE|VIRTU Americas LLC|1050
AXJL|WISDOMTREE ASIA PAC|SGMT|GOLDMAN SACHS & CO. LLC|100
AXJL|WISDOMTREE ASIA PAC|SWIM|TD Ameritrade, Inc.|105
AXJL|WISDOMTREE ASIA PAC|UBSA|UBS SECURITIES LLC|400
AXJL|WISDOMTREE ASIA PAC|UBSS|UBS Securities LLC|435
AXJL|WISDOMTREE ASIA PAC|VGRD|Vanguard Marketing Corporation|392
AXJL|WISDOMTREE ASIA PAC|WCHV|WELLS FARGO SECURITIES, LLC|198
AXJL|WISDOMTREE ASIA PAC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|91
AXJV|ISHARESASIAXJPNMNVOL|BANK|Primevest Financial Services, Inc.|6770
AXJV|ISHARESASIAXJPNMNVOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36
AXJV|ISHARESASIAXJPNMNVOL|CTDL|Citadel Derivatives Group Llc|100
AXJV|ISHARESASIAXJPNMNVOL|ETRS|E*Trade Securities LLC|1403
AXJV|ISHARESASIAXJPNMNVOL|IBKR|Interactive Brokers Llc|127
AXJV|ISHARESASIAXJPNMNVOL|ICBX|INSTINET, LLC|200
AXJV|ISHARESASIAXJPNMNVOL|JPMX|J.P. Morgan Securities LLC|200
AXJV|ISHARESASIAXJPNMNVOL|JSJX|JANE STREET CAPITAL LLC|6599
AXJV|ISHARESASIAXJPNMNVOL|KCGM|VIRTU Americas LLC|400
AXJV|ISHARESASIAXJPNMNVOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
AXJV|ISHARESASIAXJPNMNVOL|MSCO|MORGAN STANLEY & CO. LLC|300
AXJV|ISHARESASIAXJPNMNVOL|NFSC|National Financial Services LLC|2650
AXJV|ISHARESASIAXJPNMNVOL|NITE|VIRTU Americas LLC|10237
AXJV|ISHARESASIAXJPNMNVOL|UBSS|UBS Securities LLC|1209
AXJV|ISHARESASIAXJPNMNVOL|WCHV|WELLS FARGO SECURITIES, LLC|60
AXJV|ISHARESASIAXJPNMNVOL|WSEA|WOLVERINE SECURITIES, LLC|3
AXJV|ISHARESASIAXJPNMNVOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2558
AXL|AMER AXLE&MFG HLDS|AGIS|Aegis Capital Corp.|286
AXL|AMER AXLE&MFG HLDS|ALTX|Alternet Securities Inc.|8900
AXL|AMER AXLE&MFG HLDS|ANOS|ABEL/NOSER, L.L.C.|813
AXL|AMER AXLE&MFG HLDS|APCC|Apex Clearing Corporation|2320
AXL|AMER AXLE&MFG HLDS|BANK|Primevest Financial Services, Inc.|100
AXL|AMER AXLE&MFG HLDS|BARD|Robert W. Baird & Co. Incorporated|410
AXL|AMER AXLE&MFG HLDS|BATM|CBOE TRADING, INC.|5595
AXL|AMER AXLE&MFG HLDS|BAYT|BTIG, LLC|4200
AXL|AMER AXLE&MFG HLDS|BBNT|BB&T SECURITIES, LLC|3813
AXL|AMER AXLE&MFG HLDS|BERN|Sanford C. Bernstein & Co., LLC|381826
AXL|AMER AXLE&MFG HLDS|BIDS|BIDS TRADING L.P.|800
AXL|AMER AXLE&MFG HLDS|BIMI|Banca IMI Securities Corp.|100
AXL|AMER AXLE&MFG HLDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12070
AXL|AMER AXLE&MFG HLDS|BLKX|INSTINET, LLC|71700
AXL|AMER AXLE&MFG HLDS|BMOC|BMO Capital Markets Corp.|30000
AXL|AMER AXLE&MFG HLDS|BNPX|BNP PARIBAS SECURITIES CORP.|22363
AXL|AMER AXLE&MFG HLDS|BTIG|BTIG, LLC|36207
AXL|AMER AXLE&MFG HLDS|BYXM|CBOE TRADING, INC.|1536
AXL|AMER AXLE&MFG HLDS|BZYD|GOLDMAN SACHS & CO. LLC|3100
AXL|AMER AXLE&MFG HLDS|CHAS|Charles Schwab & Co., Inc.|4678
AXL|AMER AXLE&MFG HLDS|CIOI|CITIGROUP GLOBAL MARKETS INC|159053
AXL|AMER AXLE&MFG HLDS|CLSA|CLSA AMERICAS, LLC|276794
AXL|AMER AXLE&MFG HLDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124538
AXL|AMER AXLE&MFG HLDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
AXL|AMER AXLE&MFG HLDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8456
AXL|AMER AXLE&MFG HLDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|888067
AXL|AMER AXLE&MFG HLDS|CTDL|Citadel Derivatives Group Llc|15930
AXL|AMER AXLE&MFG HLDS|CTLR|CUTLER GROUP, LP|672
AXL|AMER AXLE&MFG HLDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|172070
AXL|AMER AXLE&MFG HLDS|DAVA|Davenport & Company LLC|1300
AXL|AMER AXLE&MFG HLDS|DBAB|Deutsche Bank Securities Inc.|253363
AXL|AMER AXLE&MFG HLDS|DBAX|Deutsche Bank Securities Inc.|1087800
AXL|AMER AXLE&MFG HLDS|DEAN|MORGAN STANLEY|29323
AXL|AMER AXLE&MFG HLDS|DEGS|RONIN PROFESSIONAL LLC|7800
AXL|AMER AXLE&MFG HLDS|EBXL|EBX LLC|417600
AXL|AMER AXLE&MFG HLDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5604
AXL|AMER AXLE&MFG HLDS|EDJO|Edward D. Jones & Co., L.P.|3418
AXL|AMER AXLE&MFG HLDS|EGAM|CBOE TRADING, INC.|19586
AXL|AMER AXLE&MFG HLDS|EGAW|CBOE TRADING, INC.|300
AXL|AMER AXLE&MFG HLDS|EGXM|CBOE TRADING, INC.|5057
AXL|AMER AXLE&MFG HLDS|ETBE|Electronic Transaction Clearing, Inc.|15666
AXL|AMER AXLE&MFG HLDS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
AXL|AMER AXLE&MFG HLDS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5577
AXL|AMER AXLE&MFG HLDS|ETRS|E*Trade Securities LLC|516538
AXL|AMER AXLE&MFG HLDS|FILL|Tradestation Securities, Inc.|6592
AXL|AMER AXLE&MFG HLDS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10784
AXL|AMER AXLE&MFG HLDS|FQLS|Quantlab Securities LP|400986
AXL|AMER AXLE&MFG HLDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138844
AXL|AMER AXLE&MFG HLDS|FTBR|Foliofn Investments, Inc.|4421
AXL|AMER AXLE&MFG HLDS|GEBB|GLOBAL EXECUTION BROKERS, LP|4702
AXL|AMER AXLE&MFG HLDS|GLPX|ACS EXECUTION SERVICES, LLC|23353
AXL|AMER AXLE&MFG HLDS|GSCO|GOLDMAN SACHS & CO. LLC|1682851
AXL|AMER AXLE&MFG HLDS|GSCS|GOLDMAN SACHS & CO. LLC|15660
AXL|AMER AXLE&MFG HLDS|GSLT|GOLDMAN SACHS & CO. LLC|46182
AXL|AMER AXLE&MFG HLDS|GTSZ|GTS SECURITIES LLC|161896
AXL|AMER AXLE&MFG HLDS|HRBF|American Enterprise Investment Services Inc.|24088
AXL|AMER AXLE&MFG HLDS|IATS|INTERACTIVE BROKERS LLC|17438
AXL|AMER AXLE&MFG HLDS|IBKR|Interactive Brokers Llc|71272
AXL|AMER AXLE&MFG HLDS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6315
AXL|AMER AXLE&MFG HLDS|ICBX|INSTINET, LLC|116724
AXL|AMER AXLE&MFG HLDS|IEQY|CITADEL SECURITIES LLC|86212
AXL|AMER AXLE&MFG HLDS|IMPC|Imperial Capital, LLC|200
AXL|AMER AXLE&MFG HLDS|INCA|INSTINET, LLC|243418
AXL|AMER AXLE&MFG HLDS|INJX|INSTINET, LLC|42466
AXL|AMER AXLE&MFG HLDS|ITGI|ITG Inc.|138094
AXL|AMER AXLE&MFG HLDS|ITGP|ITG INC.|505800
AXL|AMER AXLE&MFG HLDS|JANY|Janney Montgomery Scott Inc.|413
AXL|AMER AXLE&MFG HLDS|JEFF|JEFFERIES LLC|819441
AXL|AMER AXLE&MFG HLDS|JHDR|J.H. Darbie & Co., Inc.|5000
AXL|AMER AXLE&MFG HLDS|JMPT|JUMP TRADING, LLC|171692
AXL|AMER AXLE&MFG HLDS|JONE|JonesTrading|1600
AXL|AMER AXLE&MFG HLDS|JPBX|J.P. MORGAN SECURITIES LLC|109082
AXL|AMER AXLE&MFG HLDS|JPMX|J.P. Morgan Securities LLC|1359442
AXL|AMER AXLE&MFG HLDS|JSJX|JANE STREET CAPITAL LLC|110426
AXL|AMER AXLE&MFG HLDS|KCGM|VIRTU Americas LLC|109840
AXL|AMER AXLE&MFG HLDS|LEHM|Barclays Capital Inc./Le|5229283
AXL|AMER AXLE&MFG HLDS|LIME|Lime Brokerage LLC|24771
AXL|AMER AXLE&MFG HLDS|LOOP|Loop Capital Markets LLC|2717
AXL|AMER AXLE&MFG HLDS|LQNA|LIQUIDNET, INC.|416800
AXL|AMER AXLE&MFG HLDS|LSCI|Lek Securities Corporation|5090
AXL|AMER AXLE&MFG HLDS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AXL|AMER AXLE&MFG HLDS|MACQ|Macquarie Capital (USA) Inc.|5962
AXL|AMER AXLE&MFG HLDS|MAXM|Maxim Group LLC|6000
AXL|AMER AXLE&MFG HLDS|MBTS|ALLY INVEST SECURITIES LLC|2000
AXL|AMER AXLE&MFG HLDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|412637
AXL|AMER AXLE&MFG HLDS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
AXL|AMER AXLE&MFG HLDS|MOTF|MOTIF INVESTING, INC.|1
AXL|AMER AXLE&MFG HLDS|MSCO|MORGAN STANLEY & CO. LLC|2763043
AXL|AMER AXLE&MFG HLDS|MSPL|MORGAN STANLEY & CO. LLC|929600
AXL|AMER AXLE&MFG HLDS|MSTX|MORGAN STANLEY & CO. LLC|355100
AXL|AMER AXLE&MFG HLDS|NFSC|National Financial Services LLC|445384
AXL|AMER AXLE&MFG HLDS|NITE|VIRTU Americas LLC|881772
AXL|AMER AXLE&MFG HLDS|NITP|VIRTU Americas LLC|1441
AXL|AMER AXLE&MFG HLDS|NQRB|Brut, LLC|16815
AXL|AMER AXLE&MFG HLDS|NTBF|BMO Nesbitt Burns Inc./CDS|900
AXL|AMER AXLE&MFG HLDS|NTRC|Northern Trust Securities, Inc.|260
AXL|AMER AXLE&MFG HLDS|OHOS|TWO SIGMA SECURITIES, LLC|64014
AXL|AMER AXLE&MFG HLDS|OPCO|Oppenheimer & Co. Inc.|12472
AXL|AMER AXLE&MFG HLDS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6200
AXL|AMER AXLE&MFG HLDS|PCFF|Pacific International Securities Inc./CDS|16
AXL|AMER AXLE&MFG HLDS|PDQM|CODA MARKETS, INC.|24389
AXL|AMER AXLE&MFG HLDS|PHLY|NASDAQ Execution Services, LLC|18600
AXL|AMER AXLE&MFG HLDS|QMSR|QUATTRO M SECURITIES INC.|3313
AXL|AMER AXLE&MFG HLDS|RBCM|RBC CAPITAL MARKETS, LLC|43210
AXL|AMER AXLE&MFG HLDS|RGLD|Regal Securities, Inc|650
AXL|AMER AXLE&MFG HLDS|ROTH|Roth Capital Partners, LLC|1500
AXL|AMER AXLE&MFG HLDS|SAGL|SAGETRADER, LLC|43940
AXL|AMER AXLE&MFG HLDS|SAGW|SAGETRADER, LLC|713
AXL|AMER AXLE&MFG HLDS|SALI|INTL FCSTONE FINANCIAL INC.|357
AXL|AMER AXLE&MFG HLDS|SBSH|Citigroup Global Markets Inc.|199839
AXL|AMER AXLE&MFG HLDS|SEIC|SEI Investments Distribution Co.|200
AXL|AMER AXLE&MFG HLDS|SGMT|GOLDMAN SACHS & CO. LLC|299049
AXL|AMER AXLE&MFG HLDS|SIBO|Prime Executions, Inc.|10600
AXL|AMER AXLE&MFG HLDS|SPDR|SPEEDROUTE LLC|16934
AXL|AMER AXLE&MFG HLDS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1100
AXL|AMER AXLE&MFG HLDS|STFL|Stifel, Nicolaus & Company, Incorporated|32000
AXL|AMER AXLE&MFG HLDS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7604
AXL|AMER AXLE&MFG HLDS|SWIM|TD Ameritrade, Inc.|226067
AXL|AMER AXLE&MFG HLDS|TKNG|ALLY INVEST SECURITIES LLC|5485
AXL|AMER AXLE&MFG HLDS|TRBT|Tradebot Systems, Inc.|349229
AXL|AMER AXLE&MFG HLDS|TRCM|TRC MARKETS LLC|178920
AXL|AMER AXLE&MFG HLDS|TWTT|TASTYWORKS, INC.|267
AXL|AMER AXLE&MFG HLDS|UBSA|UBS SECURITIES LLC|1668228
AXL|AMER AXLE&MFG HLDS|UBSS|UBS Securities LLC|1476475
AXL|AMER AXLE&MFG HLDS|VALX|VIRTU AMERICAS LLC|48258
AXL|AMER AXLE&MFG HLDS|VGRD|Vanguard Marketing Corporation|41745
AXL|AMER AXLE&MFG HLDS|VNDS|VANDHAM SECURITIES CORP|9500
AXL|AMER AXLE&MFG HLDS|VSIN|Vision Financial Markets Llc|8
AXL|AMER AXLE&MFG HLDS|WBPX|SUMMIT SECURITIES GROUP, LLC|600
AXL|AMER AXLE&MFG HLDS|WCHV|WELLS FARGO SECURITIES, LLC|159975
AXL|AMER AXLE&MFG HLDS|WEDB|WEDBUSH SECURITIES INC.|5166
AXL|AMER AXLE&MFG HLDS|WEED|Weeden & Co.L.P.|316
AXL|AMER AXLE&MFG HLDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28788
AXL|AMER AXLE&MFG HLDS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45643
AXL|AMER AXLE&MFG HLDS|WOLF|Wolfe Trahan Securities|3900
AXL|AMER AXLE&MFG HLDS|WORD|Worden Capital Management LLC|3303
AXL|AMER AXLE&MFG HLDS|WSEA|WOLVERINE SECURITIES, LLC|13364
AXL|AMER AXLE&MFG HLDS|XIST|INSTINET, LLC|11400
AXL|AMER AXLE&MFG HLDS|XPQR|Jump Trading|473
AXL|AMER AXLE&MFG HLDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|422166
AXL|AMER AXLE&MFG HLDS|YKNA|COMHAR CAPITAL MARKETS, LLC|2253
AXL|AMER AXLE&MFG HLDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25463
AXON|AXOVANT SCIENCES CMN|AGIS|Aegis Capital Corp.|4500
AXON|AXOVANT SCIENCES CMN|ALTX|Alternet Securities Inc.|595854
AXON|AXOVANT SCIENCES CMN|APCC|Apex Clearing Corporation|2054797
AXON|AXOVANT SCIENCES CMN|BANK|Primevest Financial Services, Inc.|29739
AXON|AXOVANT SCIENCES CMN|BARD|Robert W. Baird & Co. Incorporated|25602
AXON|AXOVANT SCIENCES CMN|BATM|CBOE TRADING, INC.|34912
AXON|AXOVANT SCIENCES CMN|BAYC|BAY CREST PARTNERS, LLC|1040
AXON|AXOVANT SCIENCES CMN|BAYT|BTIG, LLC|61010
AXON|AXOVANT SCIENCES CMN|BBNT|BB&T SECURITIES, LLC|3668
AXON|AXOVANT SCIENCES CMN|BERN|Sanford C. Bernstein & Co., LLC|12710
AXON|AXOVANT SCIENCES CMN|BIMI|Banca IMI Securities Corp.|386053
AXON|AXOVANT SCIENCES CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|845032
AXON|AXOVANT SCIENCES CMN|BLKX|INSTINET, LLC|133375
AXON|AXOVANT SCIENCES CMN|BMOC|BMO Capital Markets Corp.|4908
AXON|AXOVANT SCIENCES CMN|BTIG|BTIG, LLC|91163
AXON|AXOVANT SCIENCES CMN|BYXM|CBOE TRADING, INC.|12136
AXON|AXOVANT SCIENCES CMN|CANT|Cantor Fitzgerald & Co.|346
AXON|AXOVANT SCIENCES CMN|CBRA|Cobra Trading, Inc.|1100
AXON|AXOVANT SCIENCES CMN|CHAS|Charles Schwab & Co., Inc.|282293
AXON|AXOVANT SCIENCES CMN|CICF|Canaccord Genuity Corp.|1200
AXON|AXOVANT SCIENCES CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|21000
AXON|AXOVANT SCIENCES CMN|CNTR|PRECISION SECURITIES, LLC|300
AXON|AXOVANT SCIENCES CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|473926
AXON|AXOVANT SCIENCES CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|525675
AXON|AXOVANT SCIENCES CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1969971
AXON|AXOVANT SCIENCES CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3545701
AXON|AXOVANT SCIENCES CMN|CTDL|Citadel Derivatives Group Llc|7116
AXON|AXOVANT SCIENCES CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|318854
AXON|AXOVANT SCIENCES CMN|DADA|D.A. Davidson & Co.|100
AXON|AXOVANT SCIENCES CMN|DAVA|Davenport & Company LLC|1200
AXON|AXOVANT SCIENCES CMN|DBAB|Deutsche Bank Securities Inc.|1047320
AXON|AXOVANT SCIENCES CMN|DBAX|Deutsche Bank Securities Inc.|1158700
AXON|AXOVANT SCIENCES CMN|DBUL|Deutsche Bank Securities Inc.|186586
AXON|AXOVANT SCIENCES CMN|DCHF|Dart Executions, LLC|791534
AXON|AXOVANT SCIENCES CMN|DEAN|MORGAN STANLEY|27680
AXON|AXOVANT SCIENCES CMN|DEGS|RONIN PROFESSIONAL LLC|458150
AXON|AXOVANT SCIENCES CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|230205
AXON|AXOVANT SCIENCES CMN|EBXL|EBX LLC|1489800
AXON|AXOVANT SCIENCES CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|129973
AXON|AXOVANT SCIENCES CMN|EDJO|Edward D. Jones & Co., L.P.|50174
AXON|AXOVANT SCIENCES CMN|EGAM|CBOE TRADING, INC.|586541
AXON|AXOVANT SCIENCES CMN|EGAW|CBOE TRADING, INC.|37801
AXON|AXOVANT SCIENCES CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
AXON|AXOVANT SCIENCES CMN|EGXM|CBOE TRADING, INC.|368515
AXON|AXOVANT SCIENCES CMN|EGXW|CBOE TRADING, INC.|14360
AXON|AXOVANT SCIENCES CMN|EROP|Eroom Securities L.L.C.|1000
AXON|AXOVANT SCIENCES CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|8869
AXON|AXOVANT SCIENCES CMN|ETBE|Electronic Transaction Clearing, Inc.|205628
AXON|AXOVANT SCIENCES CMN|ETCB|ETC BROKERAGE SERVICES, LLC|4
AXON|AXOVANT SCIENCES CMN|ETCC|Electronic Transaction Clearing, Inc.|104097
AXON|AXOVANT SCIENCES CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13792
AXON|AXOVANT SCIENCES CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|62890
AXON|AXOVANT SCIENCES CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|65318
AXON|AXOVANT SCIENCES CMN|ETRS|E*Trade Securities LLC|28963175
AXON|AXOVANT SCIENCES CMN|FBCO|Credit Suisse Securities (USA) LLC|2860541
AXON|AXOVANT SCIENCES CMN|FBSB|U.S. Bancorp Investments, Inc.|5163
AXON|AXOVANT SCIENCES CMN|FILL|Tradestation Securities, Inc.|1107448
AXON|AXOVANT SCIENCES CMN|FMAF|NBCN Inc./ CDS|78670
AXON|AXOVANT SCIENCES CMN|FOMA|TD AMERITRADE CLEARING, INC.|24939480
AXON|AXOVANT SCIENCES CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|220755
AXON|AXOVANT SCIENCES CMN|FTBR|Foliofn Investments, Inc.|1074
AXON|AXOVANT SCIENCES CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|182848
AXON|AXOVANT SCIENCES CMN|GLIS|TD Securities Inc|3181
AXON|AXOVANT SCIENCES CMN|GLPX|ACS EXECUTION SERVICES, LLC|2643423
AXON|AXOVANT SCIENCES CMN|GSCO|GOLDMAN SACHS & CO. LLC|1376605
AXON|AXOVANT SCIENCES CMN|GSCS|GOLDMAN SACHS & CO. LLC|202780
AXON|AXOVANT SCIENCES CMN|GSLT|GOLDMAN SACHS & CO. LLC|564549
AXON|AXOVANT SCIENCES CMN|GTSZ|GTS SECURITIES LLC|24963
AXON|AXOVANT SCIENCES CMN|HAPX|HAP Trading, LLC|1900
AXON|AXOVANT SCIENCES CMN|HRBF|American Enterprise Investment Services Inc.|38565
AXON|AXOVANT SCIENCES CMN|HSBC|HSBC Securities, Inc.|13882
AXON|AXOVANT SCIENCES CMN|IATS|INTERACTIVE BROKERS LLC|2007095
AXON|AXOVANT SCIENCES CMN|IBKR|Interactive Brokers Llc|18067714
AXON|AXOVANT SCIENCES CMN|ICBX|INSTINET, LLC|558538
AXON|AXOVANT SCIENCES CMN|IEQY|CITADEL SECURITIES LLC|120686
AXON|AXOVANT SCIENCES CMN|INCA|INSTINET, LLC|3339709
AXON|AXOVANT SCIENCES CMN|INJX|INSTINET, LLC|121654
AXON|AXOVANT SCIENCES CMN|ITGI|ITG Inc.|897484
AXON|AXOVANT SCIENCES CMN|ITGP|ITG INC.|1193000
AXON|AXOVANT SCIENCES CMN|JANY|Janney Montgomery Scott Inc.|7640
AXON|AXOVANT SCIENCES CMN|JEFF|JEFFERIES LLC|437400
AXON|AXOVANT SCIENCES CMN|JGUN|Joseph Gunnar & Co.  LLC|35000
AXON|AXOVANT SCIENCES CMN|JHDR|J.H. Darbie & Co., Inc.|1350
AXON|AXOVANT SCIENCES CMN|JMPT|JUMP TRADING, LLC|492043
AXON|AXOVANT SCIENCES CMN|JONE|JonesTrading|35274
AXON|AXOVANT SCIENCES CMN|JPBX|J.P. MORGAN SECURITIES LLC|14390
AXON|AXOVANT SCIENCES CMN|JPMX|J.P. Morgan Securities LLC|1532858
AXON|AXOVANT SCIENCES CMN|JSJX|JANE STREET CAPITAL LLC|1209522
AXON|AXOVANT SCIENCES CMN|JUTA|JUMP TRADING, LLC|2400
AXON|AXOVANT SCIENCES CMN|KCGM|VIRTU Americas LLC|773806
AXON|AXOVANT SCIENCES CMN|KCRD|PHX FINANCIAL, INC.|2200
AXON|AXOVANT SCIENCES CMN|KRSH|Kershner Securities, LLC|3165
AXON|AXOVANT SCIENCES CMN|LEER|LEERINK PARTNERS LLC|100
AXON|AXOVANT SCIENCES CMN|LEHM|Barclays Capital Inc./Le|6961066
AXON|AXOVANT SCIENCES CMN|LIME|Lime Brokerage LLC|733827
AXON|AXOVANT SCIENCES CMN|LOOP|Loop Capital Markets LLC|5042
AXON|AXOVANT SCIENCES CMN|LPCM|Lampert Capital Markets Inc.|33500
AXON|AXOVANT SCIENCES CMN|LSCI|Lek Securities Corporation|46826
AXON|AXOVANT SCIENCES CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|22776
AXON|AXOVANT SCIENCES CMN|MACQ|Macquarie Capital (USA) Inc.|4426
AXON|AXOVANT SCIENCES CMN|MAXM|Maxim Group LLC|96067
AXON|AXOVANT SCIENCES CMN|MBTS|ALLY INVEST SECURITIES LLC|19404
AXON|AXOVANT SCIENCES CMN|MICA|Spartan Securities Group, Ltd.|29000
AXON|AXOVANT SCIENCES CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|783499
AXON|AXOVANT SCIENCES CMN|MOTF|MOTIF INVESTING, INC.|16
AXON|AXOVANT SCIENCES CMN|MSCO|MORGAN STANLEY & CO. LLC|10715255
AXON|AXOVANT SCIENCES CMN|MSPL|MORGAN STANLEY & CO. LLC|421700
AXON|AXOVANT SCIENCES CMN|MSTX|MORGAN STANLEY & CO. LLC|187900
AXON|AXOVANT SCIENCES CMN|NATL|National Securities Corporation|29867
AXON|AXOVANT SCIENCES CMN|NFSC|National Financial Services LLC|13330458
AXON|AXOVANT SCIENCES CMN|NITE|VIRTU Americas LLC|48387224
AXON|AXOVANT SCIENCES CMN|NITP|VIRTU Americas LLC|124823
AXON|AXOVANT SCIENCES CMN|NORT|Northland Securities, Inc.|1000
AXON|AXOVANT SCIENCES CMN|NQRB|Brut, LLC|129835
AXON|AXOVANT SCIENCES CMN|NTFN|Network 1 Financial Securities Inc.|1400
AXON|AXOVANT SCIENCES CMN|OPCO|Oppenheimer & Co. Inc.|45050
AXON|AXOVANT SCIENCES CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|16925
AXON|AXOVANT SCIENCES CMN|PCFF|Pacific International Securities Inc./CDS|7378
AXON|AXOVANT SCIENCES CMN|PCPT|PHILLIP CAPITAL INC.|19970
AXON|AXOVANT SCIENCES CMN|PDQM|CODA MARKETS, INC.|3141709
AXON|AXOVANT SCIENCES CMN|PHLY|NASDAQ Execution Services, LLC|41200
AXON|AXOVANT SCIENCES CMN|PICT|Pictet Overseas Inc.|26000
AXON|AXOVANT SCIENCES CMN|PINT|PRECISION SECURITIES, LLC|300
AXON|AXOVANT SCIENCES CMN|POIN|PRECISION SECURITIES, LLC (POIN)|96012
AXON|AXOVANT SCIENCES CMN|PWJC|UBS Financial Services, Inc.|9885
AXON|AXOVANT SCIENCES CMN|RAJA|Raymond James & Associates, Inc.|120472
AXON|AXOVANT SCIENCES CMN|RBCM|RBC CAPITAL MARKETS, LLC|83210
AXON|AXOVANT SCIENCES CMN|RGLD|Regal Securities, Inc|4726
AXON|AXOVANT SCIENCES CMN|SAGL|SAGETRADER, LLC|54171
AXON|AXOVANT SCIENCES CMN|SALI|INTL FCSTONE FINANCIAL INC.|1700
AXON|AXOVANT SCIENCES CMN|SBSH|Citigroup Global Markets Inc.|630000
AXON|AXOVANT SCIENCES CMN|SGMT|GOLDMAN SACHS & CO. LLC|450541
AXON|AXOVANT SCIENCES CMN|SOGO|Wang Investment Associates, Inc.|1290
AXON|AXOVANT SCIENCES CMN|SPDR|SPEEDROUTE LLC|1630064
AXON|AXOVANT SCIENCES CMN|SPNT|SEVEN POINTS CAPITAL, LLC|18435
AXON|AXOVANT SCIENCES CMN|SPTD|MINT GLOBAL MARKETS, INC.|165249
AXON|AXOVANT SCIENCES CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6840
AXON|AXOVANT SCIENCES CMN|STXG|Stockcross Financial Services, Inc.|3500
AXON|AXOVANT SCIENCES CMN|SWIM|TD Ameritrade, Inc.|23833195
AXON|AXOVANT SCIENCES CMN|SWST|Hilltop Securities Inc.|47872
AXON|AXOVANT SCIENCES CMN|TDFS|TRADERFIELD SECURITIES INC.|10086
AXON|AXOVANT SCIENCES CMN|TKNG|ALLY INVEST SECURITIES LLC|488001
AXON|AXOVANT SCIENCES CMN|TRBT|Tradebot Systems, Inc.|1351783
AXON|AXOVANT SCIENCES CMN|TRCM|TRC MARKETS LLC|37581
AXON|AXOVANT SCIENCES CMN|TWTT|TASTYWORKS, INC.|100749
AXON|AXOVANT SCIENCES CMN|UBSA|UBS SECURITIES LLC|5088410
AXON|AXOVANT SCIENCES CMN|UBSS|UBS Securities LLC|6473748
AXON|AXOVANT SCIENCES CMN|VALX|VIRTU AMERICAS LLC|38606
AXON|AXOVANT SCIENCES CMN|VERT|The Vertical Trading Group, LLC|1726
AXON|AXOVANT SCIENCES CMN|VGRD|Vanguard Marketing Corporation|667077
AXON|AXOVANT SCIENCES CMN|VIEW|VIEWTRADE SECURITIES LLC|11896
AXON|AXOVANT SCIENCES CMN|VSIN|Vision Financial Markets Llc|89361
AXON|AXOVANT SCIENCES CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|20000
AXON|AXOVANT SCIENCES CMN|WCHV|WELLS FARGO SECURITIES, LLC|851767
AXON|AXOVANT SCIENCES CMN|WEDB|WEDBUSH SECURITIES INC.|4780407
AXON|AXOVANT SCIENCES CMN|WEED|Weeden & Co.L.P.|56173
AXON|AXOVANT SCIENCES CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|117212
AXON|AXOVANT SCIENCES CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|187511
AXON|AXOVANT SCIENCES CMN|WGIF|CIBC World Markets Inc.|540202
AXON|AXOVANT SCIENCES CMN|WSEA|WOLVERINE SECURITIES, LLC|295674
AXON|AXOVANT SCIENCES CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|62500
AXON|AXOVANT SCIENCES CMN|XIST|INSTINET, LLC|95000
AXON|AXOVANT SCIENCES CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|282770
AXON|AXOVANT SCIENCES CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|144827
AXON|AXOVANT SCIENCES CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30332
AXP|AMER EXPRESS INC|ABLE|NATIXIS Securities Americas LLC|448165
AXP|AMER EXPRESS INC|AGIS|Aegis Capital Corp.|3907
AXP|AMER EXPRESS INC|ALLN|Allen & Company LLC|21600
AXP|AMER EXPRESS INC|ALTX|Alternet Securities Inc.|32590
AXP|AMER EXPRESS INC|ANOS|ABEL/NOSER, L.L.C.|137994
AXP|AMER EXPRESS INC|APCC|Apex Clearing Corporation|1629
AXP|AMER EXPRESS INC|BALE|M&T SECURITIES, INC.|2586
AXP|AMER EXPRESS INC|BANK|Primevest Financial Services, Inc.|227
AXP|AMER EXPRESS INC|BARD|Robert W. Baird & Co. Incorporated|30759
AXP|AMER EXPRESS INC|BATM|CBOE TRADING, INC.|32350
AXP|AMER EXPRESS INC|BAYC|BAY CREST PARTNERS, LLC|185
AXP|AMER EXPRESS INC|BAYT|BTIG, LLC|1100
AXP|AMER EXPRESS INC|BBNT|BB&T SECURITIES, LLC|7424
AXP|AMER EXPRESS INC|BERN|Sanford C. Bernstein & Co., LLC|263194
AXP|AMER EXPRESS INC|BGCE|BGC Financial Inc.|2740
AXP|AMER EXPRESS INC|BIAD|SAGETRADER, LLC|595
AXP|AMER EXPRESS INC|BIDS|BIDS TRADING L.P.|2100
AXP|AMER EXPRESS INC|BIMI|Banca IMI Securities Corp.|652
AXP|AMER EXPRESS INC|BKCM|BNY Mellon Capital Markets LLC|1734
AXP|AMER EXPRESS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43753
AXP|AMER EXPRESS INC|BLKX|INSTINET, LLC|166500
AXP|AMER EXPRESS INC|BMOC|BMO Capital Markets Corp.|464
AXP|AMER EXPRESS INC|BNPX|BNP PARIBAS SECURITIES CORP.|588470
AXP|AMER EXPRESS INC|BTIG|BTIG, LLC|323263
AXP|AMER EXPRESS INC|BYXM|CBOE TRADING, INC.|11126
AXP|AMER EXPRESS INC|BZYD|GOLDMAN SACHS & CO. LLC|400
AXP|AMER EXPRESS INC|CABR|Cabrera Capital Markets, Inc.|110
AXP|AMER EXPRESS INC|CANT|Cantor Fitzgerald & Co.|25661
AXP|AMER EXPRESS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|57718
AXP|AMER EXPRESS INC|CHAS|Charles Schwab & Co., Inc.|4726
AXP|AMER EXPRESS INC|CIBP|CIBC World Markets Corp.|220294
AXP|AMER EXPRESS INC|CICF|Canaccord Genuity Corp.|111
AXP|AMER EXPRESS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|40000
AXP|AMER EXPRESS INC|CIST|Capital Institutional Services, Inc.|14311
AXP|AMER EXPRESS INC|CLSA|CLSA AMERICAS, LLC|2500
AXP|AMER EXPRESS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|226644
AXP|AMER EXPRESS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21081
AXP|AMER EXPRESS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15562
AXP|AMER EXPRESS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1477805
AXP|AMER EXPRESS INC|CSMS|CORNERSTONE MACRO LLC|133
AXP|AMER EXPRESS INC|CTDL|Citadel Derivatives Group Llc|39498
AXP|AMER EXPRESS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|156154
AXP|AMER EXPRESS INC|DADA|D.A. Davidson & Co.|391
AXP|AMER EXPRESS INC|DAVA|Davenport & Company LLC|202
AXP|AMER EXPRESS INC|DAWA|Daiwa Capital Markets America Inc.|6000
AXP|AMER EXPRESS INC|DBAB|Deutsche Bank Securities Inc.|662519
AXP|AMER EXPRESS INC|DBAX|Deutsche Bank Securities Inc.|774400
AXP|AMER EXPRESS INC|DBUL|Deutsche Bank Securities Inc.|1100
AXP|AMER EXPRESS INC|DCHF|Dart Executions, LLC|2914
AXP|AMER EXPRESS INC|DEAN|MORGAN STANLEY|47567
AXP|AMER EXPRESS INC|DEGS|RONIN PROFESSIONAL LLC|600
AXP|AMER EXPRESS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28713
AXP|AMER EXPRESS INC|DRWK|DRW SECURITIES, L.L.C.|21446
AXP|AMER EXPRESS INC|EBXL|EBX LLC|691600
AXP|AMER EXPRESS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|19541
AXP|AMER EXPRESS INC|EDJC|Edward Jones / CDS|5
AXP|AMER EXPRESS INC|EDJO|Edward D. Jones & Co., L.P.|5955
AXP|AMER EXPRESS INC|EGAM|CBOE TRADING, INC.|48982
AXP|AMER EXPRESS INC|EGAW|CBOE TRADING, INC.|498
AXP|AMER EXPRESS INC|EGMT|EG MARKET TECHNOLOGIES LLC|6208
AXP|AMER EXPRESS INC|EGXM|CBOE TRADING, INC.|9184
AXP|AMER EXPRESS INC|EGXW|CBOE TRADING, INC.|2
AXP|AMER EXPRESS INC|ESPO|ESPOSITO SECURITIES, LLC|1111
AXP|AMER EXPRESS INC|ETBE|Electronic Transaction Clearing, Inc.|148541
AXP|AMER EXPRESS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
AXP|AMER EXPRESS INC|ETCC|Electronic Transaction Clearing, Inc.|1082
AXP|AMER EXPRESS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|83028
AXP|AMER EXPRESS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
AXP|AMER EXPRESS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4731
AXP|AMER EXPRESS INC|ETRS|E*Trade Securities LLC|242904
AXP|AMER EXPRESS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|45
AXP|AMER EXPRESS INC|FILL|Tradestation Securities, Inc.|35323
AXP|AMER EXPRESS INC|FINX|FINTECH SECURITIES|1310
AXP|AMER EXPRESS INC|FINZ|FINTECH SECURITIES|250
AXP|AMER EXPRESS INC|FMAF|NBCN Inc./ CDS|15667
AXP|AMER EXPRESS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|45240
AXP|AMER EXPRESS INC|FQLS|Quantlab Securities LP|967527
AXP|AMER EXPRESS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103472
AXP|AMER EXPRESS INC|FTBR|Foliofn Investments, Inc.|15365
AXP|AMER EXPRESS INC|GBMT|GBM International, Inc.|1534
AXP|AMER EXPRESS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|38704
AXP|AMER EXPRESS INC|GFIS|GFI Securities LLC|61000
AXP|AMER EXPRESS INC|GLIS|TD Securities Inc|5623
AXP|AMER EXPRESS INC|GLPX|ACS EXECUTION SERVICES, LLC|163665
AXP|AMER EXPRESS INC|GSCO|GOLDMAN SACHS & CO. LLC|4084696
AXP|AMER EXPRESS INC|GSCS|GOLDMAN SACHS & CO. LLC|30156
AXP|AMER EXPRESS INC|GSLT|GOLDMAN SACHS & CO. LLC|74381
AXP|AMER EXPRESS INC|GTSZ|GTS SECURITIES LLC|928691
AXP|AMER EXPRESS INC|HAPX|HAP Trading, LLC|475
AXP|AMER EXPRESS INC|HCTA|Hardcastle Trading USA LLC|99899
AXP|AMER EXPRESS INC|HRBF|American Enterprise Investment Services Inc.|20586
AXP|AMER EXPRESS INC|HSBC|HSBC Securities, Inc.|33510
AXP|AMER EXPRESS INC|IATS|INTERACTIVE BROKERS LLC|56057
AXP|AMER EXPRESS INC|IBKR|Interactive Brokers Llc|115000
AXP|AMER EXPRESS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1476
AXP|AMER EXPRESS INC|ICBX|INSTINET, LLC|297454
AXP|AMER EXPRESS INC|IEQY|CITADEL SECURITIES LLC|393706
AXP|AMER EXPRESS INC|INCA|INSTINET, LLC|1444667
AXP|AMER EXPRESS INC|INJX|INSTINET, LLC|7968
AXP|AMER EXPRESS INC|ITGI|ITG Inc.|145574
AXP|AMER EXPRESS INC|ITGP|ITG INC.|382000
AXP|AMER EXPRESS INC|JANY|Janney Montgomery Scott Inc.|15599
AXP|AMER EXPRESS INC|JEFF|JEFFERIES LLC|469149
AXP|AMER EXPRESS INC|JHDR|J.H. Darbie & Co., Inc.|51
AXP|AMER EXPRESS INC|JMPT|JUMP TRADING, LLC|274768
AXP|AMER EXPRESS INC|JONE|JonesTrading|28297
AXP|AMER EXPRESS INC|JPBX|J.P. MORGAN SECURITIES LLC|232375
AXP|AMER EXPRESS INC|JPMX|J.P. Morgan Securities LLC|1470421
AXP|AMER EXPRESS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|18052
AXP|AMER EXPRESS INC|JSJX|JANE STREET CAPITAL LLC|16155
AXP|AMER EXPRESS INC|KBWI|Keefe, Bruyette & Woods, Inc.|5530
AXP|AMER EXPRESS INC|KCGM|VIRTU Americas LLC|163270
AXP|AMER EXPRESS INC|LEHM|Barclays Capital Inc./Le|2920856
AXP|AMER EXPRESS INC|LIME|Lime Brokerage LLC|310859
AXP|AMER EXPRESS INC|LIWD|LIME BROKERAGE LLC|998
AXP|AMER EXPRESS INC|LMGP|LIME BROKERAGE LLC|2029
AXP|AMER EXPRESS INC|LOOP|Loop Capital Markets LLC|31978
AXP|AMER EXPRESS INC|LQNA|LIQUIDNET, INC.|61300
AXP|AMER EXPRESS INC|LSCI|Lek Securities Corporation|3594
AXP|AMER EXPRESS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|233
AXP|AMER EXPRESS INC|MACC|Mid Atlantic Capital Corporation|5195
AXP|AMER EXPRESS INC|MAVB|Great Point Capital LLC|1000
AXP|AMER EXPRESS INC|MAXM|Maxim Group LLC|15834
AXP|AMER EXPRESS INC|MBTS|ALLY INVEST SECURITIES LLC|10
AXP|AMER EXPRESS INC|MCBT|Moors & Cabot, Inc.|20
AXP|AMER EXPRESS INC|MCMF|Raymond James Ltd. Cds|648
AXP|AMER EXPRESS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|502974
AXP|AMER EXPRESS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3600
AXP|AMER EXPRESS INC|MOTF|MOTIF INVESTING, INC.|160
AXP|AMER EXPRESS INC|MPSG|E D & F Man Capital Markets Inc.|1216
AXP|AMER EXPRESS INC|MSCO|MORGAN STANLEY & CO. LLC|6091821
AXP|AMER EXPRESS INC|MSPL|MORGAN STANLEY & CO. LLC|660200
AXP|AMER EXPRESS INC|MSTX|MORGAN STANLEY & CO. LLC|520600
AXP|AMER EXPRESS INC|MTON|MILLINGTON SECURITIES, INC.|26215
AXP|AMER EXPRESS INC|MULL|MARK J. MULLER EQUITIES, INC.|7000
AXP|AMER EXPRESS INC|NATL|National Securities Corporation|100
AXP|AMER EXPRESS INC|NBCS|NBC Securities, INC.|467
AXP|AMER EXPRESS INC|NEUB|NEUBERGER BERMAN BD LLC|63
AXP|AMER EXPRESS INC|NFSC|National Financial Services LLC|601924
AXP|AMER EXPRESS INC|NITE|VIRTU Americas LLC|1746822
AXP|AMER EXPRESS INC|NITP|VIRTU Americas LLC|900
AXP|AMER EXPRESS INC|NMRA|Nomura Securities International, Inc.|170200
AXP|AMER EXPRESS INC|NQRB|Brut, LLC|48808
AXP|AMER EXPRESS INC|NTBF|BMO Nesbitt Burns Inc./CDS|13518
AXP|AMER EXPRESS INC|NTRC|Northern Trust Securities, Inc.|2891
AXP|AMER EXPRESS INC|OHOS|TWO SIGMA SECURITIES, LLC|341067
AXP|AMER EXPRESS INC|ONEL|O'NEIL SECURITIES, INCORPORATED|5
AXP|AMER EXPRESS INC|OPCO|Oppenheimer & Co. Inc.|10562
AXP|AMER EXPRESS INC|PCPT|PHILLIP CAPITAL INC.|4248
AXP|AMER EXPRESS INC|PDQM|CODA MARKETS, INC.|218791
AXP|AMER EXPRESS INC|PHLY|NASDAQ Execution Services, LLC|26050
AXP|AMER EXPRESS INC|PICT|Pictet Overseas Inc.|48
AXP|AMER EXPRESS INC|PWJC|UBS Financial Services, Inc.|11789
AXP|AMER EXPRESS INC|QMSR|QUATTRO M SECURITIES INC.|3161
AXP|AMER EXPRESS INC|RBCM|RBC CAPITAL MARKETS, LLC|49049
AXP|AMER EXPRESS INC|RHCO|Suntrust Robinson Humphrey, Inc.|776
AXP|AMER EXPRESS INC|SAGL|SAGETRADER, LLC|177427
AXP|AMER EXPRESS INC|SAGW|SAGETRADER, LLC|6
AXP|AMER EXPRESS INC|SALI|INTL FCSTONE FINANCIAL INC.|447
AXP|AMER EXPRESS INC|SBSH|Citigroup Global Markets Inc.|819454
AXP|AMER EXPRESS INC|SEIC|SEI Investments Distribution Co.|5753
AXP|AMER EXPRESS INC|SGMT|GOLDMAN SACHS & CO. LLC|583614
AXP|AMER EXPRESS INC|SHMR|ABN Amro Clearing LLC|200
AXP|AMER EXPRESS INC|SJLS|TRADE INFORMATICS LLC|500
AXP|AMER EXPRESS INC|SOGO|Wang Investment Associates, Inc.|200
AXP|AMER EXPRESS INC|SPDR|SPEEDROUTE LLC|65430
AXP|AMER EXPRESS INC|SPHN|Stephens Inc.|27109
AXP|AMER EXPRESS INC|STFL|Stifel, Nicolaus & Company, Incorporated|28005
AXP|AMER EXPRESS INC|STKP|STOCKPILE INVESTMENTS, INC.|356
AXP|AMER EXPRESS INC|STTT|STATETRUST INVESTMENTS INC.|1770
AXP|AMER EXPRESS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24938
AXP|AMER EXPRESS INC|SWIM|TD Ameritrade, Inc.|129355
AXP|AMER EXPRESS INC|SWST|Hilltop Securities Inc.|3801
AXP|AMER EXPRESS INC|TDSI|TD Securities (USA) LLC|800
AXP|AMER EXPRESS INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|370
AXP|AMER EXPRESS INC|TKNG|ALLY INVEST SECURITIES LLC|1576
AXP|AMER EXPRESS INC|TRBT|Tradebot Systems, Inc.|697390
AXP|AMER EXPRESS INC|TRCM|TRC MARKETS LLC|768280
AXP|AMER EXPRESS INC|TWTT|TASTYWORKS, INC.|1300
AXP|AMER EXPRESS INC|UBSA|UBS SECURITIES LLC|2144274
AXP|AMER EXPRESS INC|UBSS|UBS Securities LLC|3031350
AXP|AMER EXPRESS INC|VALX|VIRTU AMERICAS LLC|45147
AXP|AMER EXPRESS INC|VGRD|Vanguard Marketing Corporation|28795
AXP|AMER EXPRESS INC|VSIN|Vision Financial Markets Llc|2
AXP|AMER EXPRESS INC|WABR|Wall Street Access|28477
AXP|AMER EXPRESS INC|WBLR|WILLIAM BLAIR|2758
AXP|AMER EXPRESS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5397
AXP|AMER EXPRESS INC|WCHV|WELLS FARGO SECURITIES, LLC|414152
AXP|AMER EXPRESS INC|WDNX|WEEDEN & CO.L.P.|12258
AXP|AMER EXPRESS INC|WEDB|WEDBUSH SECURITIES INC.|33421
AXP|AMER EXPRESS INC|WEED|Weeden & Co.L.P.|3670
AXP|AMER EXPRESS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|249739
AXP|AMER EXPRESS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48641
AXP|AMER EXPRESS INC|WGIF|CIBC World Markets Inc.|2242
AXP|AMER EXPRESS INC|WHOT|JUST2TRADE, INC.|5
AXP|AMER EXPRESS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6318
AXP|AMER EXPRESS INC|WOLF|Wolfe Trahan Securities|100
AXP|AMER EXPRESS INC|WORD|Worden Capital Management LLC|25
AXP|AMER EXPRESS INC|WSAG|WALL STREET ACCESS|2086
AXP|AMER EXPRESS INC|WSEA|WOLVERINE SECURITIES, LLC|24582
AXP|AMER EXPRESS INC|XIST|INSTINET, LLC|230882
AXP|AMER EXPRESS INC|XPQR|Jump Trading|10100
AXP|AMER EXPRESS INC|XPUS|XP SECURITIES, LLC|860
AXP|AMER EXPRESS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|186368
AXP|AMER EXPRESS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6007
AXP|AMER EXPRESS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29661
AXR|AMREP CP  NEW|BERN|Sanford C. Bernstein & Co., LLC|111
AXR|AMREP CP  NEW|ETRS|E*Trade Securities LLC|200
AXR|AMREP CP  NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8
AXR|AMREP CP  NEW|IBKR|Interactive Brokers Llc|2079
AXR|AMREP CP  NEW|ITGI|ITG Inc.|300
AXR|AMREP CP  NEW|ITGP|ITG INC.|200
AXR|AMREP CP  NEW|LEHM|Barclays Capital Inc./Le|400
AXR|AMREP CP  NEW|LGNT|COR CLEARING LLC|15
AXR|AMREP CP  NEW|LIME|Lime Brokerage LLC|200
AXR|AMREP CP  NEW|MSCO|MORGAN STANLEY & CO. LLC|100
AXR|AMREP CP  NEW|NFSC|National Financial Services LLC|3306
AXR|AMREP CP  NEW|NITE|VIRTU Americas LLC|5200
AXR|AMREP CP  NEW|NQRB|Brut, LLC|100
AXR|AMREP CP  NEW|SGMT|GOLDMAN SACHS & CO. LLC|18
AXR|AMREP CP  NEW|UBSA|UBS SECURITIES LLC|1411
AXR|AMREP CP  NEW|UBSS|UBS Securities LLC|849
AXS|AXIS CAP HLDGS LTD|ALTX|Alternet Securities Inc.|5000
AXS|AXIS CAP HLDGS LTD|ANOS|ABEL/NOSER, L.L.C.|4444
AXS|AXIS CAP HLDGS LTD|APCC|Apex Clearing Corporation|26
AXS|AXIS CAP HLDGS LTD|BARD|Robert W. Baird & Co. Incorporated|84
AXS|AXIS CAP HLDGS LTD|BATM|CBOE TRADING, INC.|3711
AXS|AXIS CAP HLDGS LTD|BAYC|BAY CREST PARTNERS, LLC|1556
AXS|AXIS CAP HLDGS LTD|BERN|Sanford C. Bernstein & Co., LLC|18094
AXS|AXIS CAP HLDGS LTD|BIDS|BIDS TRADING L.P.|2400
AXS|AXIS CAP HLDGS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1622
AXS|AXIS CAP HLDGS LTD|BLKX|INSTINET, LLC|40286
AXS|AXIS CAP HLDGS LTD|BNPX|BNP PARIBAS SECURITIES CORP.|41312
AXS|AXIS CAP HLDGS LTD|BTIG|BTIG, LLC|7093
AXS|AXIS CAP HLDGS LTD|BYXM|CBOE TRADING, INC.|832
AXS|AXIS CAP HLDGS LTD|BZYD|GOLDMAN SACHS & CO. LLC|50
AXS|AXIS CAP HLDGS LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|50372
AXS|AXIS CAP HLDGS LTD|CICF|Canaccord Genuity Corp.|45
AXS|AXIS CAP HLDGS LTD|CIST|Capital Institutional Services, Inc.|78
AXS|AXIS CAP HLDGS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82357
AXS|AXIS CAP HLDGS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|643
AXS|AXIS CAP HLDGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|213817
AXS|AXIS CAP HLDGS LTD|CTDL|Citadel Derivatives Group Llc|8154
AXS|AXIS CAP HLDGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|15192
AXS|AXIS CAP HLDGS LTD|DBAB|Deutsche Bank Securities Inc.|139720
AXS|AXIS CAP HLDGS LTD|DBAX|Deutsche Bank Securities Inc.|121600
AXS|AXIS CAP HLDGS LTD|DBUL|Deutsche Bank Securities Inc.|2600
AXS|AXIS CAP HLDGS LTD|DEAN|MORGAN STANLEY|3325
AXS|AXIS CAP HLDGS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
AXS|AXIS CAP HLDGS LTD|DOWL|Dowling & Partners Securities LLC|13800
AXS|AXIS CAP HLDGS LTD|EBXL|EBX LLC|64700
AXS|AXIS CAP HLDGS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1866
AXS|AXIS CAP HLDGS LTD|EDJO|Edward D. Jones & Co., L.P.|38
AXS|AXIS CAP HLDGS LTD|EGAM|CBOE TRADING, INC.|6388
AXS|AXIS CAP HLDGS LTD|EGAW|CBOE TRADING, INC.|110
AXS|AXIS CAP HLDGS LTD|EGMT|EG MARKET TECHNOLOGIES LLC|400
AXS|AXIS CAP HLDGS LTD|EGXM|CBOE TRADING, INC.|791
AXS|AXIS CAP HLDGS LTD|ETBE|Electronic Transaction Clearing, Inc.|4222
AXS|AXIS CAP HLDGS LTD|ETCC|Electronic Transaction Clearing, Inc.|572
AXS|AXIS CAP HLDGS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5227
AXS|AXIS CAP HLDGS LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1181
AXS|AXIS CAP HLDGS LTD|ETRS|E*Trade Securities LLC|6632
AXS|AXIS CAP HLDGS LTD|FILL|Tradestation Securities, Inc.|30
AXS|AXIS CAP HLDGS LTD|FMAF|NBCN Inc./ CDS|350
AXS|AXIS CAP HLDGS LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2612
AXS|AXIS CAP HLDGS LTD|FQLS|Quantlab Securities LP|178163
AXS|AXIS CAP HLDGS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87741
AXS|AXIS CAP HLDGS LTD|FTBR|Foliofn Investments, Inc.|176
AXS|AXIS CAP HLDGS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|302
AXS|AXIS CAP HLDGS LTD|GLPX|ACS EXECUTION SERVICES, LLC|13352
AXS|AXIS CAP HLDGS LTD|GSCO|GOLDMAN SACHS & CO. LLC|544639
AXS|AXIS CAP HLDGS LTD|GSCS|GOLDMAN SACHS & CO. LLC|3801
AXS|AXIS CAP HLDGS LTD|GSLT|GOLDMAN SACHS & CO. LLC|2828
AXS|AXIS CAP HLDGS LTD|GTSZ|GTS SECURITIES LLC|35076
AXS|AXIS CAP HLDGS LTD|HRBF|American Enterprise Investment Services Inc.|521
AXS|AXIS CAP HLDGS LTD|HSBC|HSBC Securities, Inc.|300
AXS|AXIS CAP HLDGS LTD|IATS|INTERACTIVE BROKERS LLC|1840
AXS|AXIS CAP HLDGS LTD|IBKR|Interactive Brokers Llc|3534
AXS|AXIS CAP HLDGS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2171
AXS|AXIS CAP HLDGS LTD|ICBX|INSTINET, LLC|44577
AXS|AXIS CAP HLDGS LTD|INCA|INSTINET, LLC|166660
AXS|AXIS CAP HLDGS LTD|INJX|INSTINET, LLC|7282
AXS|AXIS CAP HLDGS LTD|ITGI|ITG Inc.|33301
AXS|AXIS CAP HLDGS LTD|ITGP|ITG INC.|67800
AXS|AXIS CAP HLDGS LTD|JANY|Janney Montgomery Scott Inc.|4
AXS|AXIS CAP HLDGS LTD|JEFF|JEFFERIES LLC|63113
AXS|AXIS CAP HLDGS LTD|JMPT|JUMP TRADING, LLC|21168
AXS|AXIS CAP HLDGS LTD|JONE|JonesTrading|76100
AXS|AXIS CAP HLDGS LTD|JPBX|J.P. MORGAN SECURITIES LLC|62080
AXS|AXIS CAP HLDGS LTD|JPMX|J.P. Morgan Securities LLC|315218
AXS|AXIS CAP HLDGS LTD|JSJX|JANE STREET CAPITAL LLC|5753
AXS|AXIS CAP HLDGS LTD|KBWI|Keefe, Bruyette & Woods, Inc.|26689
AXS|AXIS CAP HLDGS LTD|KCGM|VIRTU Americas LLC|31205
AXS|AXIS CAP HLDGS LTD|LEHM|Barclays Capital Inc./Le|507930
AXS|AXIS CAP HLDGS LTD|LIME|Lime Brokerage LLC|14062
AXS|AXIS CAP HLDGS LTD|LQNA|LIQUIDNET, INC.|53000
AXS|AXIS CAP HLDGS LTD|LQNB|LIQUIDNET, INC.|382
AXS|AXIS CAP HLDGS LTD|LSCI|Lek Securities Corporation|190
AXS|AXIS CAP HLDGS LTD|MAXM|Maxim Group LLC|382
AXS|AXIS CAP HLDGS LTD|MBTS|ALLY INVEST SECURITIES LLC|1780
AXS|AXIS CAP HLDGS LTD|MKMP|MKM Partners LLC|51100
AXS|AXIS CAP HLDGS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63800
AXS|AXIS CAP HLDGS LTD|MOTF|MOTIF INVESTING, INC.|1
AXS|AXIS CAP HLDGS LTD|MSCO|MORGAN STANLEY & CO. LLC|622494
AXS|AXIS CAP HLDGS LTD|MSPL|MORGAN STANLEY & CO. LLC|173700
AXS|AXIS CAP HLDGS LTD|MSTX|MORGAN STANLEY & CO. LLC|53300
AXS|AXIS CAP HLDGS LTD|NFSC|National Financial Services LLC|20378
AXS|AXIS CAP HLDGS LTD|NITE|VIRTU Americas LLC|71572
AXS|AXIS CAP HLDGS LTD|NITP|VIRTU Americas LLC|400
AXS|AXIS CAP HLDGS LTD|NQRB|Brut, LLC|1419
AXS|AXIS CAP HLDGS LTD|OPCO|Oppenheimer & Co. Inc.|1400
AXS|AXIS CAP HLDGS LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
AXS|AXIS CAP HLDGS LTD|PDQM|CODA MARKETS, INC.|31158
AXS|AXIS CAP HLDGS LTD|PHLY|NASDAQ Execution Services, LLC|400
AXS|AXIS CAP HLDGS LTD|PWJC|UBS Financial Services, Inc.|20
AXS|AXIS CAP HLDGS LTD|RBCM|RBC CAPITAL MARKETS, LLC|609
AXS|AXIS CAP HLDGS LTD|SAGL|SAGETRADER, LLC|1629
AXS|AXIS CAP HLDGS LTD|SALI|INTL FCSTONE FINANCIAL INC.|23
AXS|AXIS CAP HLDGS LTD|SBSH|Citigroup Global Markets Inc.|26737
AXS|AXIS CAP HLDGS LTD|SGMT|GOLDMAN SACHS & CO. LLC|59287
AXS|AXIS CAP HLDGS LTD|SIDC|Sidoti & Company, LLC|1200
AXS|AXIS CAP HLDGS LTD|SPDR|SPEEDROUTE LLC|5700
AXS|AXIS CAP HLDGS LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|34862
AXS|AXIS CAP HLDGS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|348
AXS|AXIS CAP HLDGS LTD|STKP|STOCKPILE INVESTMENTS, INC.|2
AXS|AXIS CAP HLDGS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1474
AXS|AXIS CAP HLDGS LTD|SWIM|TD Ameritrade, Inc.|4623
AXS|AXIS CAP HLDGS LTD|SWST|Hilltop Securities Inc.|60
AXS|AXIS CAP HLDGS LTD|TKNG|ALLY INVEST SECURITIES LLC|40
AXS|AXIS CAP HLDGS LTD|TRBT|Tradebot Systems, Inc.|108185
AXS|AXIS CAP HLDGS LTD|TRCM|TRC MARKETS LLC|45992
AXS|AXIS CAP HLDGS LTD|UBSA|UBS SECURITIES LLC|277244
AXS|AXIS CAP HLDGS LTD|UBSS|UBS Securities LLC|361922
AXS|AXIS CAP HLDGS LTD|VALX|VIRTU AMERICAS LLC|4834
AXS|AXIS CAP HLDGS LTD|VGRD|Vanguard Marketing Corporation|777
AXS|AXIS CAP HLDGS LTD|WABR|Wall Street Access|6721
AXS|AXIS CAP HLDGS LTD|WBLR|WILLIAM BLAIR|135
AXS|AXIS CAP HLDGS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|469
AXS|AXIS CAP HLDGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|4197
AXS|AXIS CAP HLDGS LTD|WDNX|WEEDEN & CO.L.P.|3070
AXS|AXIS CAP HLDGS LTD|WEED|Weeden & Co.L.P.|19000
AXS|AXIS CAP HLDGS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4049
AXS|AXIS CAP HLDGS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3387
AXS|AXIS CAP HLDGS LTD|WSEA|WOLVERINE SECURITIES, LLC|539
AXS|AXIS CAP HLDGS LTD|XIST|INSTINET, LLC|27000
AXS|AXIS CAP HLDGS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|7200
AXS|AXIS CAP HLDGS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|658
AXS|AXIS CAP HLDGS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2021
AXS$D|AXIS CAPITAL|ALTX|Alternet Securities Inc.|1700
AXS$D|AXIS CAPITAL|BANK|Primevest Financial Services, Inc.|99
AXS$D|AXIS CAPITAL|BARD|Robert W. Baird & Co. Incorporated|155
AXS$D|AXIS CAPITAL|BATM|CBOE TRADING, INC.|5900
AXS$D|AXIS CAPITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6434
AXS$D|AXIS CAPITAL|BTIG|BTIG, LLC|1576
AXS$D|AXIS CAPITAL|CHAS|Charles Schwab & Co., Inc.|81
AXS$D|AXIS CAPITAL|CIST|Capital Institutional Services, Inc.|800
AXS$D|AXIS CAPITAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|909
AXS$D|AXIS CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3965
AXS$D|AXIS CAPITAL|CTDL|Citadel Derivatives Group Llc|2
AXS$D|AXIS CAPITAL|DADA|D.A. Davidson & Co.|400
AXS$D|AXIS CAPITAL|DBAX|Deutsche Bank Securities Inc.|5200
AXS$D|AXIS CAPITAL|DEAN|MORGAN STANLEY|10772
AXS$D|AXIS CAPITAL|EBXL|EBX LLC|2900
AXS$D|AXIS CAPITAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3065
AXS$D|AXIS CAPITAL|FINX|FINTECH SECURITIES|197
AXS$D|AXIS CAPITAL|FNXS|FENIX SECURITIES, LLC|183
AXS$D|AXIS CAPITAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89
AXS$D|AXIS CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|8890
AXS$D|AXIS CAPITAL|GTSZ|GTS SECURITIES LLC|1879
AXS$D|AXIS CAPITAL|HRBF|American Enterprise Investment Services Inc.|3328
AXS$D|AXIS CAPITAL|IBKR|Interactive Brokers Llc|94
AXS$D|AXIS CAPITAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|132
AXS$D|AXIS CAPITAL|ICBX|INSTINET, LLC|475
AXS$D|AXIS CAPITAL|INCA|INSTINET, LLC|253
AXS$D|AXIS CAPITAL|INJX|INSTINET, LLC|600
AXS$D|AXIS CAPITAL|ITGI|ITG Inc.|196
AXS$D|AXIS CAPITAL|ITGP|ITG INC.|3800
AXS$D|AXIS CAPITAL|JANY|Janney Montgomery Scott Inc.|14
AXS$D|AXIS CAPITAL|JEFF|JEFFERIES LLC|800
AXS$D|AXIS CAPITAL|JPMX|J.P. Morgan Securities LLC|1000
AXS$D|AXIS CAPITAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|496
AXS$D|AXIS CAPITAL|KCGM|VIRTU Americas LLC|651
AXS$D|AXIS CAPITAL|LEHM|Barclays Capital Inc./Le|2400
AXS$D|AXIS CAPITAL|LIME|Lime Brokerage LLC|217
AXS$D|AXIS CAPITAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
AXS$D|AXIS CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|6161
AXS$D|AXIS CAPITAL|MSPL|MORGAN STANLEY & CO. LLC|5000
AXS$D|AXIS CAPITAL|NEUB|NEUBERGER BERMAN BD LLC|27
AXS$D|AXIS CAPITAL|NFSC|National Financial Services LLC|7184
AXS$D|AXIS CAPITAL|NITE|VIRTU Americas LLC|16748
AXS$D|AXIS CAPITAL|OLDM|OLD MISSION CAPITAL, LLC|800
AXS$D|AXIS CAPITAL|PWJC|UBS Financial Services, Inc.|114
AXS$D|AXIS CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|357
AXS$D|AXIS CAPITAL|SBSH|Citigroup Global Markets Inc.|182
AXS$D|AXIS CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|1800
AXS$D|AXIS CAPITAL|SPDR|SPEEDROUTE LLC|500
AXS$D|AXIS CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|273
AXS$D|AXIS CAPITAL|SWIM|TD Ameritrade, Inc.|1300
AXS$D|AXIS CAPITAL|SWST|Hilltop Securities Inc.|500
AXS$D|AXIS CAPITAL|UBSA|UBS SECURITIES LLC|10706
AXS$D|AXIS CAPITAL|UBSS|UBS Securities LLC|14452
AXS$D|AXIS CAPITAL|VGRD|Vanguard Marketing Corporation|369
AXS$D|AXIS CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|21263
AXS$D|AXIS CAPITAL|WEDB|WEDBUSH SECURITIES INC.|103
AXS$D|AXIS CAPITAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37
AXS$D|AXIS CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7
AXS$E|AXIS CAPITAL 5.5 E|AGIS|Aegis Capital Corp.|4470
AXS$E|AXIS CAPITAL 5.5 E|ALTX|Alternet Securities Inc.|200
AXS$E|AXIS CAPITAL 5.5 E|BARD|Robert W. Baird & Co. Incorporated|1656
AXS$E|AXIS CAPITAL 5.5 E|BATM|CBOE TRADING, INC.|500
AXS$E|AXIS CAPITAL 5.5 E|BBNT|BB&T SECURITIES, LLC|1160
AXS$E|AXIS CAPITAL 5.5 E|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|79859
AXS$E|AXIS CAPITAL 5.5 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2089
AXS$E|AXIS CAPITAL 5.5 E|CHAS|Charles Schwab & Co., Inc.|101
AXS$E|AXIS CAPITAL 5.5 E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
AXS$E|AXIS CAPITAL 5.5 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13410
AXS$E|AXIS CAPITAL 5.5 E|CTDL|Citadel Derivatives Group Llc|20
AXS$E|AXIS CAPITAL 5.5 E|CXCX|CITIGROUP GLOBAL MARKETS INC.|6000
AXS$E|AXIS CAPITAL 5.5 E|DADA|D.A. Davidson & Co.|300
AXS$E|AXIS CAPITAL 5.5 E|DBAX|Deutsche Bank Securities Inc.|11900
AXS$E|AXIS CAPITAL 5.5 E|DEAN|MORGAN STANLEY|16307
AXS$E|AXIS CAPITAL 5.5 E|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5000
AXS$E|AXIS CAPITAL 5.5 E|EBXL|EBX LLC|4400
AXS$E|AXIS CAPITAL 5.5 E|ECUT|CONVERGEX EXECUTION SOLUTIONS|4213
AXS$E|AXIS CAPITAL 5.5 E|EGAM|CBOE TRADING, INC.|500
AXS$E|AXIS CAPITAL 5.5 E|EGXM|CBOE TRADING, INC.|402
AXS$E|AXIS CAPITAL 5.5 E|ETRS|E*Trade Securities LLC|1200
AXS$E|AXIS CAPITAL 5.5 E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
AXS$E|AXIS CAPITAL 5.5 E|GLPX|ACS EXECUTION SERVICES, LLC|500
AXS$E|AXIS CAPITAL 5.5 E|GSCO|GOLDMAN SACHS & CO. LLC|4558
AXS$E|AXIS CAPITAL 5.5 E|GSLT|GOLDMAN SACHS & CO. LLC|6343
AXS$E|AXIS CAPITAL 5.5 E|GTSZ|GTS SECURITIES LLC|653
AXS$E|AXIS CAPITAL 5.5 E|HRBF|American Enterprise Investment Services Inc.|3275
AXS$E|AXIS CAPITAL 5.5 E|IATS|INTERACTIVE BROKERS LLC|800
AXS$E|AXIS CAPITAL 5.5 E|IBKR|Interactive Brokers Llc|2287
AXS$E|AXIS CAPITAL 5.5 E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|419
AXS$E|AXIS CAPITAL 5.5 E|ICBX|INSTINET, LLC|2500
AXS$E|AXIS CAPITAL 5.5 E|INCA|INSTINET, LLC|411
AXS$E|AXIS CAPITAL 5.5 E|INJX|INSTINET, LLC|793
AXS$E|AXIS CAPITAL 5.5 E|ITGI|ITG Inc.|502
AXS$E|AXIS CAPITAL 5.5 E|ITGP|ITG INC.|800
AXS$E|AXIS CAPITAL 5.5 E|JANY|Janney Montgomery Scott Inc.|1767
AXS$E|AXIS CAPITAL 5.5 E|JEFF|JEFFERIES LLC|25066
AXS$E|AXIS CAPITAL 5.5 E|JPMX|J.P. Morgan Securities LLC|8828
AXS$E|AXIS CAPITAL 5.5 E|JSEB|JANE STREET EXECUTION SERVICES, LLC|1472
AXS$E|AXIS CAPITAL 5.5 E|JSJX|JANE STREET CAPITAL LLC|100
AXS$E|AXIS CAPITAL 5.5 E|KCGM|VIRTU Americas LLC|300
AXS$E|AXIS CAPITAL 5.5 E|LEHM|Barclays Capital Inc./Le|9400
AXS$E|AXIS CAPITAL 5.5 E|LIME|Lime Brokerage LLC|1276
AXS$E|AXIS CAPITAL 5.5 E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
AXS$E|AXIS CAPITAL 5.5 E|MAXM|Maxim Group LLC|132943
AXS$E|AXIS CAPITAL 5.5 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13750
AXS$E|AXIS CAPITAL 5.5 E|MSCO|MORGAN STANLEY & CO. LLC|18051
AXS$E|AXIS CAPITAL 5.5 E|MSPL|MORGAN STANLEY & CO. LLC|800
AXS$E|AXIS CAPITAL 5.5 E|NFSC|National Financial Services LLC|19570
AXS$E|AXIS CAPITAL 5.5 E|NITE|VIRTU Americas LLC|79043
AXS$E|AXIS CAPITAL 5.5 E|NQRB|Brut, LLC|435
AXS$E|AXIS CAPITAL 5.5 E|NTRC|Northern Trust Securities, Inc.|1000
AXS$E|AXIS CAPITAL 5.5 E|OLDM|OLD MISSION CAPITAL, LLC|500
AXS$E|AXIS CAPITAL 5.5 E|OPCO|Oppenheimer & Co. Inc.|300
AXS$E|AXIS CAPITAL 5.5 E|PCPT|PHILLIP CAPITAL INC.|2600
AXS$E|AXIS CAPITAL 5.5 E|PDQM|CODA MARKETS, INC.|700
AXS$E|AXIS CAPITAL 5.5 E|PWJC|UBS Financial Services, Inc.|4417
AXS$E|AXIS CAPITAL 5.5 E|RBCM|RBC CAPITAL MARKETS, LLC|11278
AXS$E|AXIS CAPITAL 5.5 E|SALI|INTL FCSTONE FINANCIAL INC.|98
AXS$E|AXIS CAPITAL 5.5 E|SBSH|Citigroup Global Markets Inc.|18924
AXS$E|AXIS CAPITAL 5.5 E|SGMT|GOLDMAN SACHS & CO. LLC|3235
AXS$E|AXIS CAPITAL 5.5 E|SPDR|SPEEDROUTE LLC|2100
AXS$E|AXIS CAPITAL 5.5 E|STFL|Stifel, Nicolaus & Company, Incorporated|1233
AXS$E|AXIS CAPITAL 5.5 E|SWST|Hilltop Securities Inc.|2382
AXS$E|AXIS CAPITAL 5.5 E|TRBT|Tradebot Systems, Inc.|1596
AXS$E|AXIS CAPITAL 5.5 E|UBSA|UBS SECURITIES LLC|17306
AXS$E|AXIS CAPITAL 5.5 E|UBSS|UBS Securities LLC|32649
AXS$E|AXIS CAPITAL 5.5 E|WCHV|WELLS FARGO SECURITIES, LLC|62108
AXS$E|AXIS CAPITAL 5.5 E|WEDB|WEDBUSH SECURITIES INC.|130
AXS$E|AXIS CAPITAL 5.5 E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|521
AXS$E|AXIS CAPITAL 5.5 E|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
AXS$E|AXIS CAPITAL 5.5 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2025
AXSM|AXSOME THERA CMN STK|APCC|Apex Clearing Corporation|9038
AXSM|AXSOME THERA CMN STK|BERN|Sanford C. Bernstein & Co., LLC|209827
AXSM|AXSOME THERA CMN STK|BIMI|Banca IMI Securities Corp.|150
AXSM|AXSOME THERA CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1200
AXSM|AXSOME THERA CMN STK|BTIG|BTIG, LLC|5000
AXSM|AXSOME THERA CMN STK|CHAS|Charles Schwab & Co., Inc.|450
AXSM|AXSOME THERA CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27631
AXSM|AXSOME THERA CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|850
AXSM|AXSOME THERA CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
AXSM|AXSOME THERA CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6307
AXSM|AXSOME THERA CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|15400
AXSM|AXSOME THERA CMN STK|DBAB|Deutsche Bank Securities Inc.|20334
AXSM|AXSOME THERA CMN STK|DBAX|Deutsche Bank Securities Inc.|34500
AXSM|AXSOME THERA CMN STK|DEAN|MORGAN STANLEY|5670
AXSM|AXSOME THERA CMN STK|DEGS|RONIN PROFESSIONAL LLC|27411
AXSM|AXSOME THERA CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
AXSM|AXSOME THERA CMN STK|EBXL|EBX LLC|12700
AXSM|AXSOME THERA CMN STK|EDJO|Edward D. Jones & Co., L.P.|3373
AXSM|AXSOME THERA CMN STK|EGAM|CBOE TRADING, INC.|400
AXSM|AXSOME THERA CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|200
AXSM|AXSOME THERA CMN STK|EGXM|CBOE TRADING, INC.|1000
AXSM|AXSOME THERA CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4533
AXSM|AXSOME THERA CMN STK|ETRS|E*Trade Securities LLC|88383
AXSM|AXSOME THERA CMN STK|FBCO|Credit Suisse Securities (USA) LLC|57160
AXSM|AXSOME THERA CMN STK|FILL|Tradestation Securities, Inc.|6500
AXSM|AXSOME THERA CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|493060
AXSM|AXSOME THERA CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2414
AXSM|AXSOME THERA CMN STK|FTBR|Foliofn Investments, Inc.|10
AXSM|AXSOME THERA CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|2355
AXSM|AXSOME THERA CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|2800
AXSM|AXSOME THERA CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|3681
AXSM|AXSOME THERA CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|8500
AXSM|AXSOME THERA CMN STK|GTSZ|GTS SECURITIES LLC|472
AXSM|AXSOME THERA CMN STK|HRBF|American Enterprise Investment Services Inc.|968
AXSM|AXSOME THERA CMN STK|IBKR|Interactive Brokers Llc|660875
AXSM|AXSOME THERA CMN STK|ICBX|INSTINET, LLC|1600
AXSM|AXSOME THERA CMN STK|INCA|INSTINET, LLC|48193
AXSM|AXSOME THERA CMN STK|INJX|INSTINET, LLC|42349
AXSM|AXSOME THERA CMN STK|ITGI|ITG Inc.|15208
AXSM|AXSOME THERA CMN STK|ITGP|ITG INC.|3400
AXSM|AXSOME THERA CMN STK|JANY|Janney Montgomery Scott Inc.|400
AXSM|AXSOME THERA CMN STK|JEFF|JEFFERIES LLC|9497
AXSM|AXSOME THERA CMN STK|JMPT|JUMP TRADING, LLC|639
AXSM|AXSOME THERA CMN STK|JONE|JonesTrading|5900
AXSM|AXSOME THERA CMN STK|JPMX|J.P. Morgan Securities LLC|11854
AXSM|AXSOME THERA CMN STK|KCGM|VIRTU Americas LLC|3500
AXSM|AXSOME THERA CMN STK|LEHM|Barclays Capital Inc./Le|24104
AXSM|AXSOME THERA CMN STK|LIME|Lime Brokerage LLC|53717
AXSM|AXSOME THERA CMN STK|MBTS|ALLY INVEST SECURITIES LLC|200
AXSM|AXSOME THERA CMN STK|MCMF|Raymond James Ltd. Cds|520
AXSM|AXSOME THERA CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
AXSM|AXSOME THERA CMN STK|MSCO|MORGAN STANLEY & CO. LLC|688631
AXSM|AXSOME THERA CMN STK|MSPL|MORGAN STANLEY & CO. LLC|2400
AXSM|AXSOME THERA CMN STK|MSTX|MORGAN STANLEY & CO. LLC|1800
AXSM|AXSOME THERA CMN STK|NFSC|National Financial Services LLC|285651
AXSM|AXSOME THERA CMN STK|NITE|VIRTU Americas LLC|380531
AXSM|AXSOME THERA CMN STK|NITP|VIRTU Americas LLC|378
AXSM|AXSOME THERA CMN STK|NQRB|Brut, LLC|1000
AXSM|AXSOME THERA CMN STK|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|550
AXSM|AXSOME THERA CMN STK|PDQM|CODA MARKETS, INC.|36481
AXSM|AXSOME THERA CMN STK|PWJC|UBS Financial Services, Inc.|300
AXSM|AXSOME THERA CMN STK|RAJA|Raymond James & Associates, Inc.|250
AXSM|AXSOME THERA CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|4400
AXSM|AXSOME THERA CMN STK|RGLD|Regal Securities, Inc|15700
AXSM|AXSOME THERA CMN STK|SBSH|Citigroup Global Markets Inc.|700
AXSM|AXSOME THERA CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|27650
AXSM|AXSOME THERA CMN STK|SPDR|SPEEDROUTE LLC|2400
AXSM|AXSOME THERA CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|1300
AXSM|AXSOME THERA CMN STK|SWIM|TD Ameritrade, Inc.|60430
AXSM|AXSOME THERA CMN STK|SWST|Hilltop Securities Inc.|9633
AXSM|AXSOME THERA CMN STK|TKNG|ALLY INVEST SECURITIES LLC|1175
AXSM|AXSOME THERA CMN STK|TRBT|Tradebot Systems, Inc.|1550
AXSM|AXSOME THERA CMN STK|TRCM|TRC MARKETS LLC|3935
AXSM|AXSOME THERA CMN STK|UBSA|UBS SECURITIES LLC|124376
AXSM|AXSOME THERA CMN STK|UBSS|UBS Securities LLC|129633
AXSM|AXSOME THERA CMN STK|VALX|VIRTU AMERICAS LLC|6132
AXSM|AXSOME THERA CMN STK|VGRD|Vanguard Marketing Corporation|11918
AXSM|AXSOME THERA CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|35466
AXSM|AXSOME THERA CMN STK|WSEA|WOLVERINE SECURITIES, LLC|1545
AXSM|AXSOME THERA CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|24300
AXTA|AXALTA COATING SYSTM|ABLE|NATIXIS Securities Americas LLC|2678
AXTA|AXALTA COATING SYSTM|ADAM|CANACCORD GENUITY INC.|98213
AXTA|AXALTA COATING SYSTM|ALTX|Alternet Securities Inc.|13375
AXTA|AXALTA COATING SYSTM|ANOS|ABEL/NOSER, L.L.C.|26114
AXTA|AXALTA COATING SYSTM|APCC|Apex Clearing Corporation|23
AXTA|AXALTA COATING SYSTM|BANK|Primevest Financial Services, Inc.|44
AXTA|AXALTA COATING SYSTM|BARD|Robert W. Baird & Co. Incorporated|29117
AXTA|AXALTA COATING SYSTM|BATM|CBOE TRADING, INC.|4893
AXTA|AXALTA COATING SYSTM|BAYC|BAY CREST PARTNERS, LLC|82
AXTA|AXALTA COATING SYSTM|BAYT|BTIG, LLC|8208
AXTA|AXALTA COATING SYSTM|BBNT|BB&T SECURITIES, LLC|3084
AXTA|AXALTA COATING SYSTM|BERN|Sanford C. Bernstein & Co., LLC|80865
AXTA|AXALTA COATING SYSTM|BIDS|BIDS TRADING L.P.|16800
AXTA|AXALTA COATING SYSTM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24702
AXTA|AXALTA COATING SYSTM|BLKX|INSTINET, LLC|312252
AXTA|AXALTA COATING SYSTM|BMOC|BMO Capital Markets Corp.|73227
AXTA|AXALTA COATING SYSTM|BNPX|BNP PARIBAS SECURITIES CORP.|1813
AXTA|AXALTA COATING SYSTM|BTIG|BTIG, LLC|56142
AXTA|AXALTA COATING SYSTM|BYXM|CBOE TRADING, INC.|573
AXTA|AXALTA COATING SYSTM|BZYD|GOLDMAN SACHS & CO. LLC|2901
AXTA|AXALTA COATING SYSTM|CANT|Cantor Fitzgerald & Co.|312243
AXTA|AXALTA COATING SYSTM|CBLC|CITIGROUP GLOBAL MARKETS INC.|100000
AXTA|AXALTA COATING SYSTM|CHAS|Charles Schwab & Co., Inc.|715
AXTA|AXALTA COATING SYSTM|CICF|Canaccord Genuity Corp.|19
AXTA|AXALTA COATING SYSTM|CIOI|CITIGROUP GLOBAL MARKETS INC|240800
AXTA|AXALTA COATING SYSTM|CIST|Capital Institutional Services, Inc.|54
AXTA|AXALTA COATING SYSTM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|405946
AXTA|AXALTA COATING SYSTM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2300
AXTA|AXALTA COATING SYSTM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8092
AXTA|AXALTA COATING SYSTM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|669308
AXTA|AXALTA COATING SYSTM|CTDL|Citadel Derivatives Group Llc|2920
AXTA|AXALTA COATING SYSTM|CTLR|CUTLER GROUP, LP|1440
AXTA|AXALTA COATING SYSTM|CXCX|CITIGROUP GLOBAL MARKETS INC.|142816
AXTA|AXALTA COATING SYSTM|DADA|D.A. Davidson & Co.|3728
AXTA|AXALTA COATING SYSTM|DAVA|Davenport & Company LLC|238
AXTA|AXALTA COATING SYSTM|DBAB|Deutsche Bank Securities Inc.|349282
AXTA|AXALTA COATING SYSTM|DBAX|Deutsche Bank Securities Inc.|414400
AXTA|AXALTA COATING SYSTM|DBUL|Deutsche Bank Securities Inc.|791
AXTA|AXALTA COATING SYSTM|DEAN|MORGAN STANLEY|48173
AXTA|AXALTA COATING SYSTM|DEGS|RONIN PROFESSIONAL LLC|200
AXTA|AXALTA COATING SYSTM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9338
AXTA|AXALTA COATING SYSTM|EBXL|EBX LLC|282900
AXTA|AXALTA COATING SYSTM|ECUT|CONVERGEX EXECUTION SOLUTIONS|248883
AXTA|AXALTA COATING SYSTM|EDJO|Edward D. Jones & Co., L.P.|9745
AXTA|AXALTA COATING SYSTM|EGAM|CBOE TRADING, INC.|21541
AXTA|AXALTA COATING SYSTM|EGAW|CBOE TRADING, INC.|240
AXTA|AXALTA COATING SYSTM|EGMT|EG MARKET TECHNOLOGIES LLC|100
AXTA|AXALTA COATING SYSTM|EGXM|CBOE TRADING, INC.|6765
AXTA|AXALTA COATING SYSTM|EGXW|CBOE TRADING, INC.|100
AXTA|AXALTA COATING SYSTM|ETBE|Electronic Transaction Clearing, Inc.|24495
AXTA|AXALTA COATING SYSTM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
AXTA|AXALTA COATING SYSTM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
AXTA|AXALTA COATING SYSTM|ETCC|Electronic Transaction Clearing, Inc.|173
AXTA|AXALTA COATING SYSTM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2993
AXTA|AXALTA COATING SYSTM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|814
AXTA|AXALTA COATING SYSTM|ETRS|E*Trade Securities LLC|17050
AXTA|AXALTA COATING SYSTM|FILL|Tradestation Securities, Inc.|301
AXTA|AXALTA COATING SYSTM|FINX|FINTECH SECURITIES|3462
AXTA|AXALTA COATING SYSTM|FMAF|NBCN Inc./ CDS|1349
AXTA|AXALTA COATING SYSTM|FMCO|First Manhattan Co|700
AXTA|AXALTA COATING SYSTM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9488
AXTA|AXALTA COATING SYSTM|FQLS|Quantlab Securities LP|437729
AXTA|AXALTA COATING SYSTM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99514
AXTA|AXALTA COATING SYSTM|FTBR|Foliofn Investments, Inc.|230
AXTA|AXALTA COATING SYSTM|GEBB|GLOBAL EXECUTION BROKERS, LP|28013
AXTA|AXALTA COATING SYSTM|GLPX|ACS EXECUTION SERVICES, LLC|8705
AXTA|AXALTA COATING SYSTM|GSCO|GOLDMAN SACHS & CO. LLC|903262
AXTA|AXALTA COATING SYSTM|GSCS|GOLDMAN SACHS & CO. LLC|21743
AXTA|AXALTA COATING SYSTM|GSLT|GOLDMAN SACHS & CO. LLC|53390
AXTA|AXALTA COATING SYSTM|GTSZ|GTS SECURITIES LLC|52814
AXTA|AXALTA COATING SYSTM|HRBF|American Enterprise Investment Services Inc.|3411
AXTA|AXALTA COATING SYSTM|IATS|INTERACTIVE BROKERS LLC|1640
AXTA|AXALTA COATING SYSTM|IBKR|Interactive Brokers Llc|8171
AXTA|AXALTA COATING SYSTM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6162
AXTA|AXALTA COATING SYSTM|ICBX|INSTINET, LLC|93996
AXTA|AXALTA COATING SYSTM|INCA|INSTINET, LLC|232567
AXTA|AXALTA COATING SYSTM|INJX|INSTINET, LLC|7298
AXTA|AXALTA COATING SYSTM|ITGI|ITG Inc.|129680
AXTA|AXALTA COATING SYSTM|ITGP|ITG INC.|246400
AXTA|AXALTA COATING SYSTM|JANY|Janney Montgomery Scott Inc.|8267
AXTA|AXALTA COATING SYSTM|JEFF|JEFFERIES LLC|273886
AXTA|AXALTA COATING SYSTM|JMPT|JUMP TRADING, LLC|100628
AXTA|AXALTA COATING SYSTM|JONE|JonesTrading|53381
AXTA|AXALTA COATING SYSTM|JPBX|J.P. MORGAN SECURITIES LLC|118860
AXTA|AXALTA COATING SYSTM|JPMX|J.P. Morgan Securities LLC|687344
AXTA|AXALTA COATING SYSTM|JRCO|Johnson Rice & Company L.L.C.|900
AXTA|AXALTA COATING SYSTM|JSJX|JANE STREET CAPITAL LLC|56255
AXTA|AXALTA COATING SYSTM|KCGM|VIRTU Americas LLC|75793
AXTA|AXALTA COATING SYSTM|KEYB|KEYBANC CAPITAL MARKETS INC.|5000
AXTA|AXALTA COATING SYSTM|LEHM|Barclays Capital Inc./Le|11844006
AXTA|AXALTA COATING SYSTM|LIME|Lime Brokerage LLC|22567
AXTA|AXALTA COATING SYSTM|LOOP|Loop Capital Markets LLC|1500
AXTA|AXALTA COATING SYSTM|LQNA|LIQUIDNET, INC.|95600
AXTA|AXALTA COATING SYSTM|LSCI|Lek Securities Corporation|149
AXTA|AXALTA COATING SYSTM|MACQ|Macquarie Capital (USA) Inc.|19549
AXTA|AXALTA COATING SYSTM|MAXM|Maxim Group LLC|1941
AXTA|AXALTA COATING SYSTM|MBTS|ALLY INVEST SECURITIES LLC|550
AXTA|AXALTA COATING SYSTM|MCMF|Raymond James Ltd. Cds|1514
AXTA|AXALTA COATING SYSTM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|166660
AXTA|AXALTA COATING SYSTM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
AXTA|AXALTA COATING SYSTM|MOTF|MOTIF INVESTING, INC.|1
AXTA|AXALTA COATING SYSTM|MSCO|MORGAN STANLEY & CO. LLC|4525488
AXTA|AXALTA COATING SYSTM|MSPL|MORGAN STANLEY & CO. LLC|467700
AXTA|AXALTA COATING SYSTM|MSTX|MORGAN STANLEY & CO. LLC|190300
AXTA|AXALTA COATING SYSTM|NFSC|National Financial Services LLC|75685
AXTA|AXALTA COATING SYSTM|NITE|VIRTU Americas LLC|328661
AXTA|AXALTA COATING SYSTM|NITP|VIRTU Americas LLC|1591
AXTA|AXALTA COATING SYSTM|NQRB|Brut, LLC|18797
AXTA|AXALTA COATING SYSTM|NTBF|BMO Nesbitt Burns Inc./CDS|490
AXTA|AXALTA COATING SYSTM|NTRC|Northern Trust Securities, Inc.|800
AXTA|AXALTA COATING SYSTM|OPCO|Oppenheimer & Co. Inc.|15664
AXTA|AXALTA COATING SYSTM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2543
AXTA|AXALTA COATING SYSTM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3360
AXTA|AXALTA COATING SYSTM|PDQM|CODA MARKETS, INC.|18206
AXTA|AXALTA COATING SYSTM|PIPR|Piper Jaffray & Co.|190
AXTA|AXALTA COATING SYSTM|PWJC|UBS Financial Services, Inc.|9882
AXTA|AXALTA COATING SYSTM|RBCM|RBC CAPITAL MARKETS, LLC|16087
AXTA|AXALTA COATING SYSTM|SAGL|SAGETRADER, LLC|10300
AXTA|AXALTA COATING SYSTM|SAGW|SAGETRADER, LLC|500
AXTA|AXALTA COATING SYSTM|SALI|INTL FCSTONE FINANCIAL INC.|238
AXTA|AXALTA COATING SYSTM|SBSH|Citigroup Global Markets Inc.|269098
AXTA|AXALTA COATING SYSTM|SEIC|SEI Investments Distribution Co.|775
AXTA|AXALTA COATING SYSTM|SGMT|GOLDMAN SACHS & CO. LLC|147577
AXTA|AXALTA COATING SYSTM|SJLS|TRADE INFORMATICS LLC|100
AXTA|AXALTA COATING SYSTM|SPDR|SPEEDROUTE LLC|13842
AXTA|AXALTA COATING SYSTM|SPHN|Stephens Inc.|100
AXTA|AXALTA COATING SYSTM|SSBS|STATE STREET GLOBAL MARKETS, LLC|834
AXTA|AXALTA COATING SYSTM|STFL|Stifel, Nicolaus & Company, Incorporated|19108
AXTA|AXALTA COATING SYSTM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6158
AXTA|AXALTA COATING SYSTM|SWIM|TD Ameritrade, Inc.|2681
AXTA|AXALTA COATING SYSTM|SWST|Hilltop Securities Inc.|43
AXTA|AXALTA COATING SYSTM|TAGC|TELSEY ADVISORY GROUP LLC|1
AXTA|AXALTA COATING SYSTM|TRBT|Tradebot Systems, Inc.|294718
AXTA|AXALTA COATING SYSTM|TRCM|TRC MARKETS LLC|142404
AXTA|AXALTA COATING SYSTM|UBSA|UBS SECURITIES LLC|1026732
AXTA|AXALTA COATING SYSTM|UBSS|UBS Securities LLC|1163899
AXTA|AXALTA COATING SYSTM|VALX|VIRTU AMERICAS LLC|7984
AXTA|AXALTA COATING SYSTM|VGRD|Vanguard Marketing Corporation|5681
AXTA|AXALTA COATING SYSTM|VNDM|Wall Street Access|92292
AXTA|AXALTA COATING SYSTM|WBET|Wallachbeth Capital LLC|700
AXTA|AXALTA COATING SYSTM|WBPX|SUMMIT SECURITIES GROUP, LLC|8161
AXTA|AXALTA COATING SYSTM|WCHV|WELLS FARGO SECURITIES, LLC|181095
AXTA|AXALTA COATING SYSTM|WDNX|WEEDEN & CO.L.P.|22190
AXTA|AXALTA COATING SYSTM|WEDB|WEDBUSH SECURITIES INC.|6391
AXTA|AXALTA COATING SYSTM|WEED|Weeden & Co.L.P.|22933
AXTA|AXALTA COATING SYSTM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18784
AXTA|AXALTA COATING SYSTM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36824
AXTA|AXALTA COATING SYSTM|WGIF|CIBC World Markets Inc.|125
AXTA|AXALTA COATING SYSTM|WSEA|WOLVERINE SECURITIES, LLC|10024
AXTA|AXALTA COATING SYSTM|XIST|INSTINET, LLC|111750
AXTA|AXALTA COATING SYSTM|XPQR|Jump Trading|1203
AXTA|AXALTA COATING SYSTM|XSTM|NATIONAL FINANCIAL SERVICES LLC|108198
AXTA|AXALTA COATING SYSTM|YKNA|COMHAR CAPITAL MARKETS, LLC|1806
AXTA|AXALTA COATING SYSTM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38155
AXTI|AXT INC           ##|APCC|Apex Clearing Corporation|2933
AXTI|AXT INC           ##|BAYT|BTIG, LLC|1700
AXTI|AXT INC           ##|BBNT|BB&T SECURITIES, LLC|70
AXTI|AXT INC           ##|BERN|Sanford C. Bernstein & Co., LLC|7473
AXTI|AXT INC           ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3100
AXTI|AXT INC           ##|BMOC|BMO Capital Markets Corp.|6003
AXTI|AXT INC           ##|BNPX|BNP PARIBAS SECURITIES CORP.|3547
AXTI|AXT INC           ##|BTIG|BTIG, LLC|152
AXTI|AXT INC           ##|BYXM|CBOE TRADING, INC.|110
AXTI|AXT INC           ##|BZYD|GOLDMAN SACHS & CO. LLC|4331
AXTI|AXT INC           ##|CHAS|Charles Schwab & Co., Inc.|2843
AXTI|AXT INC           ##|CHLM|Craig-Hallum Capital Group LLC|200
AXTI|AXT INC           ##|CIST|Capital Institutional Services, Inc.|2027
AXTI|AXT INC           ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54332
AXTI|AXT INC           ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AXTI|AXT INC           ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39932
AXTI|AXT INC           ##|CTDL|Citadel Derivatives Group Llc|4234
AXTI|AXT INC           ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|14384
AXTI|AXT INC           ##|DBAB|Deutsche Bank Securities Inc.|107425
AXTI|AXT INC           ##|DBAX|Deutsche Bank Securities Inc.|47300
AXTI|AXT INC           ##|DBUL|Deutsche Bank Securities Inc.|200
AXTI|AXT INC           ##|DEAN|MORGAN STANLEY|21985
AXTI|AXT INC           ##|DEGS|RONIN PROFESSIONAL LLC|11551
AXTI|AXT INC           ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10
AXTI|AXT INC           ##|DOTC|Dougherty & Company LLC|11900
AXTI|AXT INC           ##|EBXL|EBX LLC|40000
AXTI|AXT INC           ##|EDJO|Edward D. Jones & Co., L.P.|3300
AXTI|AXT INC           ##|EGAM|CBOE TRADING, INC.|7581
AXTI|AXT INC           ##|EGXM|CBOE TRADING, INC.|500
AXTI|AXT INC           ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|220
AXTI|AXT INC           ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12172
AXTI|AXT INC           ##|ETRS|E*Trade Securities LLC|79874
AXTI|AXT INC           ##|FBCO|Credit Suisse Securities (USA) LLC|383760
AXTI|AXT INC           ##|FILL|Tradestation Securities, Inc.|6804
AXTI|AXT INC           ##|FMAF|NBCN Inc./ CDS|480
AXTI|AXT INC           ##|FOMA|TD AMERITRADE CLEARING, INC.|435662
AXTI|AXT INC           ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31334
AXTI|AXT INC           ##|FTBR|Foliofn Investments, Inc.|902
AXTI|AXT INC           ##|GEBB|GLOBAL EXECUTION BROKERS, LP|21424
AXTI|AXT INC           ##|GLIS|TD Securities Inc|200
AXTI|AXT INC           ##|GSCO|GOLDMAN SACHS & CO. LLC|200863
AXTI|AXT INC           ##|GSCS|GOLDMAN SACHS & CO. LLC|3002
AXTI|AXT INC           ##|GSLT|GOLDMAN SACHS & CO. LLC|12473
AXTI|AXT INC           ##|GTSZ|GTS SECURITIES LLC|13577
AXTI|AXT INC           ##|HRBF|American Enterprise Investment Services Inc.|1550
AXTI|AXT INC           ##|HSBC|HSBC Securities, Inc.|100
AXTI|AXT INC           ##|IBKR|Interactive Brokers Llc|108072
AXTI|AXT INC           ##|ICBX|INSTINET, LLC|24125
AXTI|AXT INC           ##|IEQY|CITADEL SECURITIES LLC|4100
AXTI|AXT INC           ##|INCA|INSTINET, LLC|145742
AXTI|AXT INC           ##|INJX|INSTINET, LLC|6343
AXTI|AXT INC           ##|ITGI|ITG Inc.|200089
AXTI|AXT INC           ##|ITGP|ITG INC.|11600
AXTI|AXT INC           ##|JEFF|JEFFERIES LLC|8320
AXTI|AXT INC           ##|JMPT|JUMP TRADING, LLC|746
AXTI|AXT INC           ##|JPBX|J.P. MORGAN SECURITIES LLC|8160
AXTI|AXT INC           ##|JPMX|J.P. Morgan Securities LLC|56425
AXTI|AXT INC           ##|KCGM|VIRTU Americas LLC|8610
AXTI|AXT INC           ##|LEHM|Barclays Capital Inc./Le|248490
AXTI|AXT INC           ##|LIME|Lime Brokerage LLC|185877
AXTI|AXT INC           ##|LMGP|LIME BROKERAGE LLC|21482
AXTI|AXT INC           ##|LQNA|LIQUIDNET, INC.|72400
AXTI|AXT INC           ##|MAXM|Maxim Group LLC|2115
AXTI|AXT INC           ##|MBTS|ALLY INVEST SECURITIES LLC|3770
AXTI|AXT INC           ##|MKMP|MKM Partners LLC|500
AXTI|AXT INC           ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39848
AXTI|AXT INC           ##|MSCO|MORGAN STANLEY & CO. LLC|678119
AXTI|AXT INC           ##|MSPL|MORGAN STANLEY & CO. LLC|16200
AXTI|AXT INC           ##|MSTX|MORGAN STANLEY & CO. LLC|35200
AXTI|AXT INC           ##|NEED|Needham & Company, LLC|14979
AXTI|AXT INC           ##|NFSC|National Financial Services LLC|258108
AXTI|AXT INC           ##|NITE|VIRTU Americas LLC|382035
AXTI|AXT INC           ##|NITP|VIRTU Americas LLC|6648
AXTI|AXT INC           ##|NORT|Northland Securities, Inc.|12349
AXTI|AXT INC           ##|NQRB|Brut, LLC|3300
AXTI|AXT INC           ##|OPCO|Oppenheimer & Co. Inc.|1019
AXTI|AXT INC           ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
AXTI|AXT INC           ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|100
AXTI|AXT INC           ##|PDQM|CODA MARKETS, INC.|36258
AXTI|AXT INC           ##|PHLY|NASDAQ Execution Services, LLC|2200
AXTI|AXT INC           ##|PWJC|UBS Financial Services, Inc.|10437
AXTI|AXT INC           ##|RAJA|Raymond James & Associates, Inc.|13277
AXTI|AXT INC           ##|RBCM|RBC CAPITAL MARKETS, LLC|270
AXTI|AXT INC           ##|SAGW|SAGETRADER, LLC|660
AXTI|AXT INC           ##|SBSH|Citigroup Global Markets Inc.|59650
AXTI|AXT INC           ##|SGMT|GOLDMAN SACHS & CO. LLC|21769
AXTI|AXT INC           ##|SPDR|SPEEDROUTE LLC|3749
AXTI|AXT INC           ##|STFL|Stifel, Nicolaus & Company, Incorporated|10627
AXTI|AXT INC           ##|SWIM|TD Ameritrade, Inc.|52660
AXTI|AXT INC           ##|SWST|Hilltop Securities Inc.|1000
AXTI|AXT INC           ##|TKNG|ALLY INVEST SECURITIES LLC|4939
AXTI|AXT INC           ##|TRBT|Tradebot Systems, Inc.|11908
AXTI|AXT INC           ##|TRCM|TRC MARKETS LLC|88718
AXTI|AXT INC           ##|UBSA|UBS SECURITIES LLC|240472
AXTI|AXT INC           ##|UBSS|UBS Securities LLC|222885
AXTI|AXT INC           ##|VALX|VIRTU AMERICAS LLC|29065
AXTI|AXT INC           ##|VGRD|Vanguard Marketing Corporation|30058
AXTI|AXT INC           ##|WABR|Wall Street Access|500
AXTI|AXT INC           ##|WBPX|SUMMIT SECURITIES GROUP, LLC|623
AXTI|AXT INC           ##|WCHV|WELLS FARGO SECURITIES, LLC|60155
AXTI|AXT INC           ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2725
AXTI|AXT INC           ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7486
AXTI|AXT INC           ##|WGIF|CIBC World Markets Inc.|200
AXTI|AXT INC           ##|WSEA|WOLVERINE SECURITIES, LLC|8732
AXTI|AXT INC           ##|XIST|INSTINET, LLC|14500
AXTI|AXT INC           ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|14150
AXTI|AXT INC           ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|303
AXU|ALEXCO RESOURCE|ALTX|Alternet Securities Inc.|1700
AXU|ALEXCO RESOURCE|APCC|Apex Clearing Corporation|5721
AXU|ALEXCO RESOURCE|BARD|Robert W. Baird & Co. Incorporated|100
AXU|ALEXCO RESOURCE|BATM|CBOE TRADING, INC.|1000
AXU|ALEXCO RESOURCE|BBNT|BB&T SECURITIES, LLC|1000
AXU|ALEXCO RESOURCE|BIMI|Banca IMI Securities Corp.|100
AXU|ALEXCO RESOURCE|BLKX|INSTINET, LLC|6400
AXU|ALEXCO RESOURCE|CHAS|Charles Schwab & Co., Inc.|11783
AXU|ALEXCO RESOURCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138925
AXU|ALEXCO RESOURCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|11120
AXU|ALEXCO RESOURCE|DBAB|Deutsche Bank Securities Inc.|2900
AXU|ALEXCO RESOURCE|DBAX|Deutsche Bank Securities Inc.|13000
AXU|ALEXCO RESOURCE|DEAN|MORGAN STANLEY|1200
AXU|ALEXCO RESOURCE|DEGS|RONIN PROFESSIONAL LLC|3000
AXU|ALEXCO RESOURCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14600
AXU|ALEXCO RESOURCE|EBXL|EBX LLC|23300
AXU|ALEXCO RESOURCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|92638
AXU|ALEXCO RESOURCE|EDJO|Edward D. Jones & Co., L.P.|807
AXU|ALEXCO RESOURCE|EGAM|CBOE TRADING, INC.|400
AXU|ALEXCO RESOURCE|EGAW|CBOE TRADING, INC.|400
AXU|ALEXCO RESOURCE|EGXM|CBOE TRADING, INC.|200
AXU|ALEXCO RESOURCE|ETBE|Electronic Transaction Clearing, Inc.|800
AXU|ALEXCO RESOURCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1900
AXU|ALEXCO RESOURCE|ETRS|E*Trade Securities LLC|162126
AXU|ALEXCO RESOURCE|FILL|Tradestation Securities, Inc.|21540
AXU|ALEXCO RESOURCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
AXU|ALEXCO RESOURCE|FTBR|Foliofn Investments, Inc.|1643
AXU|ALEXCO RESOURCE|GEBB|GLOBAL EXECUTION BROKERS, LP|500
AXU|ALEXCO RESOURCE|GLPX|ACS EXECUTION SERVICES, LLC|1012
AXU|ALEXCO RESOURCE|GSCO|GOLDMAN SACHS & CO. LLC|1500
AXU|ALEXCO RESOURCE|GSLT|GOLDMAN SACHS & CO. LLC|4600
AXU|ALEXCO RESOURCE|HRBF|American Enterprise Investment Services Inc.|170
AXU|ALEXCO RESOURCE|HSBC|HSBC Securities, Inc.|600
AXU|ALEXCO RESOURCE|IATS|INTERACTIVE BROKERS LLC|11062
AXU|ALEXCO RESOURCE|IBKR|Interactive Brokers Llc|53873
AXU|ALEXCO RESOURCE|ICBX|INSTINET, LLC|15900
AXU|ALEXCO RESOURCE|IMPC|Imperial Capital, LLC|2400
AXU|ALEXCO RESOURCE|INCA|INSTINET, LLC|17078
AXU|ALEXCO RESOURCE|INJX|INSTINET, LLC|100
AXU|ALEXCO RESOURCE|ITGI|ITG Inc.|52994
AXU|ALEXCO RESOURCE|ITGP|ITG INC.|132600
AXU|ALEXCO RESOURCE|JEFF|JEFFERIES LLC|12074
AXU|ALEXCO RESOURCE|JMPT|JUMP TRADING, LLC|332
AXU|ALEXCO RESOURCE|JPMX|J.P. Morgan Securities LLC|17940
AXU|ALEXCO RESOURCE|KCGM|VIRTU Americas LLC|2640
AXU|ALEXCO RESOURCE|LEHM|Barclays Capital Inc./Le|32600
AXU|ALEXCO RESOURCE|LIME|Lime Brokerage LLC|3040
AXU|ALEXCO RESOURCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19200
AXU|ALEXCO RESOURCE|MOTF|MOTIF INVESTING, INC.|1
AXU|ALEXCO RESOURCE|MSCO|MORGAN STANLEY & CO. LLC|104619
AXU|ALEXCO RESOURCE|MSPL|MORGAN STANLEY & CO. LLC|16000
AXU|ALEXCO RESOURCE|NATL|National Securities Corporation|3400
AXU|ALEXCO RESOURCE|NFSC|National Financial Services LLC|489378
AXU|ALEXCO RESOURCE|NITE|VIRTU Americas LLC|704111
AXU|ALEXCO RESOURCE|NTBF|BMO Nesbitt Burns Inc./CDS|1100
AXU|ALEXCO RESOURCE|PAUL|Paulson Investment Company, Inc.|465
AXU|ALEXCO RESOURCE|PDQM|CODA MARKETS, INC.|8646
AXU|ALEXCO RESOURCE|PWJC|UBS Financial Services, Inc.|9700
AXU|ALEXCO RESOURCE|RBCM|RBC CAPITAL MARKETS, LLC|7183
AXU|ALEXCO RESOURCE|SAGL|SAGETRADER, LLC|4476
AXU|ALEXCO RESOURCE|SBSH|Citigroup Global Markets Inc.|25572
AXU|ALEXCO RESOURCE|SGMT|GOLDMAN SACHS & CO. LLC|4943
AXU|ALEXCO RESOURCE|SPDR|SPEEDROUTE LLC|23138
AXU|ALEXCO RESOURCE|SWIM|TD Ameritrade, Inc.|177542
AXU|ALEXCO RESOURCE|SWST|Hilltop Securities Inc.|11550
AXU|ALEXCO RESOURCE|TKNG|ALLY INVEST SECURITIES LLC|9500
AXU|ALEXCO RESOURCE|TRCM|TRC MARKETS LLC|3000
AXU|ALEXCO RESOURCE|TWTT|TASTYWORKS, INC.|2600
AXU|ALEXCO RESOURCE|UBSA|UBS SECURITIES LLC|86584
AXU|ALEXCO RESOURCE|UBSS|UBS Securities LLC|132180
AXU|ALEXCO RESOURCE|VALX|VIRTU AMERICAS LLC|1600
AXU|ALEXCO RESOURCE|VGRD|Vanguard Marketing Corporation|13692
AXU|ALEXCO RESOURCE|WCHV|WELLS FARGO SECURITIES, LLC|4808
AXU|ALEXCO RESOURCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1469
AXU|ALEXCO RESOURCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2153
AXU|ALEXCO RESOURCE|WSEA|WOLVERINE SECURITIES, LLC|6675
AXU|ALEXCO RESOURCE|WTFS|JUST2TRADE, INC.|200
AXU|ALEXCO RESOURCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
AXU|ALEXCO RESOURCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2500
AY|ATLANTICA YIELD PLC|ALTX|Alternet Securities Inc.|6248
AY|ATLANTICA YIELD PLC|APCC|Apex Clearing Corporation|228
AY|ATLANTICA YIELD PLC|AQUA|AQUA SECURITIES L.P.|5900
AY|ATLANTICA YIELD PLC|AURC|Aurora Capital LLC|2466
AY|ATLANTICA YIELD PLC|BARD|Robert W. Baird & Co. Incorporated|1000
AY|ATLANTICA YIELD PLC|BATM|CBOE TRADING, INC.|1009
AY|ATLANTICA YIELD PLC|BAYT|BTIG, LLC|7700
AY|ATLANTICA YIELD PLC|BERN|Sanford C. Bernstein & Co., LLC|91685
AY|ATLANTICA YIELD PLC|BIDS|BIDS TRADING L.P.|3600
AY|ATLANTICA YIELD PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2358
AY|ATLANTICA YIELD PLC|BLKX|INSTINET, LLC|25500
AY|ATLANTICA YIELD PLC|BNPX|BNP PARIBAS SECURITIES CORP.|5142
AY|ATLANTICA YIELD PLC|BTIG|BTIG, LLC|113537
AY|ATLANTICA YIELD PLC|BYXM|CBOE TRADING, INC.|545
AY|ATLANTICA YIELD PLC|BZYD|GOLDMAN SACHS & CO. LLC|1500
AY|ATLANTICA YIELD PLC|CANT|Cantor Fitzgerald & Co.|5717
AY|ATLANTICA YIELD PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78202
AY|ATLANTICA YIELD PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|614
AY|ATLANTICA YIELD PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|161949
AY|ATLANTICA YIELD PLC|CTDL|Citadel Derivatives Group Llc|11507
AY|ATLANTICA YIELD PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9630
AY|ATLANTICA YIELD PLC|DBAB|Deutsche Bank Securities Inc.|64842
AY|ATLANTICA YIELD PLC|DBAX|Deutsche Bank Securities Inc.|109400
AY|ATLANTICA YIELD PLC|DBUL|Deutsche Bank Securities Inc.|2300
AY|ATLANTICA YIELD PLC|DEAN|MORGAN STANLEY|1209
AY|ATLANTICA YIELD PLC|DEGS|RONIN PROFESSIONAL LLC|4190
AY|ATLANTICA YIELD PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
AY|ATLANTICA YIELD PLC|EBXL|EBX LLC|56900
AY|ATLANTICA YIELD PLC|EDJO|Edward D. Jones & Co., L.P.|300
AY|ATLANTICA YIELD PLC|EGAM|CBOE TRADING, INC.|2096
AY|ATLANTICA YIELD PLC|EGMT|EG MARKET TECHNOLOGIES LLC|180
AY|ATLANTICA YIELD PLC|EGXM|CBOE TRADING, INC.|1940
AY|ATLANTICA YIELD PLC|EGXW|CBOE TRADING, INC.|300
AY|ATLANTICA YIELD PLC|ELEV|ELEVATION, LLC|17968
AY|ATLANTICA YIELD PLC|ETBE|Electronic Transaction Clearing, Inc.|2400
AY|ATLANTICA YIELD PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7280
AY|ATLANTICA YIELD PLC|ETRS|E*Trade Securities LLC|12007
AY|ATLANTICA YIELD PLC|FBCO|Credit Suisse Securities (USA) LLC|300655
AY|ATLANTICA YIELD PLC|FMAF|NBCN Inc./ CDS|1087
AY|ATLANTICA YIELD PLC|FOMA|TD AMERITRADE CLEARING, INC.|18635
AY|ATLANTICA YIELD PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
AY|ATLANTICA YIELD PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65802
AY|ATLANTICA YIELD PLC|FTBR|Foliofn Investments, Inc.|1921
AY|ATLANTICA YIELD PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|705
AY|ATLANTICA YIELD PLC|GLPX|ACS EXECUTION SERVICES, LLC|2368
AY|ATLANTICA YIELD PLC|GSCO|GOLDMAN SACHS & CO. LLC|472200
AY|ATLANTICA YIELD PLC|GSCS|GOLDMAN SACHS & CO. LLC|28338
AY|ATLANTICA YIELD PLC|GSLT|GOLDMAN SACHS & CO. LLC|321
AY|ATLANTICA YIELD PLC|GTSZ|GTS SECURITIES LLC|10510
AY|ATLANTICA YIELD PLC|HRBF|American Enterprise Investment Services Inc.|1000
AY|ATLANTICA YIELD PLC|IATS|INTERACTIVE BROKERS LLC|1244
AY|ATLANTICA YIELD PLC|IBKR|Interactive Brokers Llc|17299
AY|ATLANTICA YIELD PLC|ICBX|INSTINET, LLC|20788
AY|ATLANTICA YIELD PLC|INCA|INSTINET, LLC|179226
AY|ATLANTICA YIELD PLC|INJX|INSTINET, LLC|7381
AY|ATLANTICA YIELD PLC|ITGI|ITG Inc.|102650
AY|ATLANTICA YIELD PLC|ITGP|ITG INC.|67600
AY|ATLANTICA YIELD PLC|JEFF|JEFFERIES LLC|60484
AY|ATLANTICA YIELD PLC|JMPT|JUMP TRADING, LLC|12566
AY|ATLANTICA YIELD PLC|JONE|JonesTrading|46399
AY|ATLANTICA YIELD PLC|JPBX|J.P. MORGAN SECURITIES LLC|4374
AY|ATLANTICA YIELD PLC|JPMX|J.P. Morgan Securities LLC|231602
AY|ATLANTICA YIELD PLC|JSJX|JANE STREET CAPITAL LLC|933
AY|ATLANTICA YIELD PLC|KCGM|VIRTU Americas LLC|25241
AY|ATLANTICA YIELD PLC|LEHM|Barclays Capital Inc./Le|201443
AY|ATLANTICA YIELD PLC|LIME|Lime Brokerage LLC|85714
AY|ATLANTICA YIELD PLC|LOOP|Loop Capital Markets LLC|2900
AY|ATLANTICA YIELD PLC|LQNA|LIQUIDNET, INC.|126800
AY|ATLANTICA YIELD PLC|LSCI|Lek Securities Corporation|280
AY|ATLANTICA YIELD PLC|MACQ|Macquarie Capital (USA) Inc.|8177
AY|ATLANTICA YIELD PLC|MBTS|ALLY INVEST SECURITIES LLC|230
AY|ATLANTICA YIELD PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58754
AY|ATLANTICA YIELD PLC|MOTF|MOTIF INVESTING, INC.|36
AY|ATLANTICA YIELD PLC|MSCO|MORGAN STANLEY & CO. LLC|715631
AY|ATLANTICA YIELD PLC|MSPL|MORGAN STANLEY & CO. LLC|190100
AY|ATLANTICA YIELD PLC|MSTX|MORGAN STANLEY & CO. LLC|59700
AY|ATLANTICA YIELD PLC|NFSC|National Financial Services LLC|23310
AY|ATLANTICA YIELD PLC|NITE|VIRTU Americas LLC|103146
AY|ATLANTICA YIELD PLC|NITP|VIRTU Americas LLC|2816
AY|ATLANTICA YIELD PLC|NQRB|Brut, LLC|4958
AY|ATLANTICA YIELD PLC|OPCO|Oppenheimer & Co. Inc.|73
AY|ATLANTICA YIELD PLC|PDQM|CODA MARKETS, INC.|903
AY|ATLANTICA YIELD PLC|PWJC|UBS Financial Services, Inc.|528
AY|ATLANTICA YIELD PLC|RAJA|Raymond James & Associates, Inc.|6909
AY|ATLANTICA YIELD PLC|RBCM|RBC CAPITAL MARKETS, LLC|1150
AY|ATLANTICA YIELD PLC|SBSH|Citigroup Global Markets Inc.|33809
AY|ATLANTICA YIELD PLC|SGMT|GOLDMAN SACHS & CO. LLC|58915
AY|ATLANTICA YIELD PLC|SPDR|SPEEDROUTE LLC|200
AY|ATLANTICA YIELD PLC|STFL|Stifel, Nicolaus & Company, Incorporated|2115
AY|ATLANTICA YIELD PLC|STKP|STOCKPILE INVESTMENTS, INC.|14
AY|ATLANTICA YIELD PLC|SWIM|TD Ameritrade, Inc.|5600
AY|ATLANTICA YIELD PLC|SWST|Hilltop Securities Inc.|680
AY|ATLANTICA YIELD PLC|TKNG|ALLY INVEST SECURITIES LLC|720
AY|ATLANTICA YIELD PLC|TRBT|Tradebot Systems, Inc.|65691
AY|ATLANTICA YIELD PLC|TRCM|TRC MARKETS LLC|28654
AY|ATLANTICA YIELD PLC|UBSA|UBS SECURITIES LLC|227066
AY|ATLANTICA YIELD PLC|UBSS|UBS Securities LLC|346464
AY|ATLANTICA YIELD PLC|VALX|VIRTU AMERICAS LLC|2328
AY|ATLANTICA YIELD PLC|VGRD|Vanguard Marketing Corporation|7471
AY|ATLANTICA YIELD PLC|VNDS|VANDHAM SECURITIES CORP|5248
AY|ATLANTICA YIELD PLC|WABR|Wall Street Access|1561
AY|ATLANTICA YIELD PLC|WCHV|WELLS FARGO SECURITIES, LLC|4845
AY|ATLANTICA YIELD PLC|WEED|Weeden & Co.L.P.|1010
AY|ATLANTICA YIELD PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3829
AY|ATLANTICA YIELD PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3102
AY|ATLANTICA YIELD PLC|WGIF|CIBC World Markets Inc.|4
AY|ATLANTICA YIELD PLC|WSEA|WOLVERINE SECURITIES, LLC|5525
AY|ATLANTICA YIELD PLC|XIST|INSTINET, LLC|116800
AY|ATLANTICA YIELD PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12400
AY|ATLANTICA YIELD PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4691
AYI|ACUITY BRANDS INC|ABLE|NATIXIS Securities Americas LLC|17127
AYI|ACUITY BRANDS INC|ALTX|Alternet Securities Inc.|7859
AYI|ACUITY BRANDS INC|ANOS|ABEL/NOSER, L.L.C.|1096
AYI|ACUITY BRANDS INC|APCC|Apex Clearing Corporation|33
AYI|ACUITY BRANDS INC|BANK|Primevest Financial Services, Inc.|26
AYI|ACUITY BRANDS INC|BARD|Robert W. Baird & Co. Incorporated|1181
AYI|ACUITY BRANDS INC|BATM|CBOE TRADING, INC.|14621
AYI|ACUITY BRANDS INC|BAYT|BTIG, LLC|32070
AYI|ACUITY BRANDS INC|BBNT|BB&T SECURITIES, LLC|114
AYI|ACUITY BRANDS INC|BERN|Sanford C. Bernstein & Co., LLC|45649
AYI|ACUITY BRANDS INC|BIDS|BIDS TRADING L.P.|900
AYI|ACUITY BRANDS INC|BKCM|BNY Mellon Capital Markets LLC|480294
AYI|ACUITY BRANDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2360
AYI|ACUITY BRANDS INC|BLKX|INSTINET, LLC|15000
AYI|ACUITY BRANDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|34109
AYI|ACUITY BRANDS INC|BTIG|BTIG, LLC|1633
AYI|ACUITY BRANDS INC|BYXM|CBOE TRADING, INC.|1242
AYI|ACUITY BRANDS INC|CANT|Cantor Fitzgerald & Co.|6953
AYI|ACUITY BRANDS INC|CHAS|Charles Schwab & Co., Inc.|4960
AYI|ACUITY BRANDS INC|CHDN|CHARDAN CAPITAL MARKETS LLC|3310
AYI|ACUITY BRANDS INC|CIBP|CIBC World Markets Corp.|171545
AYI|ACUITY BRANDS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|8800
AYI|ACUITY BRANDS INC|CIST|Capital Institutional Services, Inc.|722
AYI|ACUITY BRANDS INC|CLSA|CLSA AMERICAS, LLC|800
AYI|ACUITY BRANDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39561
AYI|ACUITY BRANDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9
AYI|ACUITY BRANDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|204
AYI|ACUITY BRANDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|301896
AYI|ACUITY BRANDS INC|CTDL|Citadel Derivatives Group Llc|6486
AYI|ACUITY BRANDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|30682
AYI|ACUITY BRANDS INC|DADA|D.A. Davidson & Co.|1171
AYI|ACUITY BRANDS INC|DBAB|Deutsche Bank Securities Inc.|2486664
AYI|ACUITY BRANDS INC|DBAX|Deutsche Bank Securities Inc.|167300
AYI|ACUITY BRANDS INC|DBUL|Deutsche Bank Securities Inc.|9526
AYI|ACUITY BRANDS INC|DCHF|Dart Executions, LLC|1668
AYI|ACUITY BRANDS INC|DEAN|MORGAN STANLEY|7010
AYI|ACUITY BRANDS INC|DEGS|RONIN PROFESSIONAL LLC|100
AYI|ACUITY BRANDS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2249
AYI|ACUITY BRANDS INC|EBXL|EBX LLC|127000
AYI|ACUITY BRANDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11718
AYI|ACUITY BRANDS INC|EDJC|Edward Jones / CDS|15
AYI|ACUITY BRANDS INC|EDJO|Edward D. Jones & Co., L.P.|2181
AYI|ACUITY BRANDS INC|EGAM|CBOE TRADING, INC.|8917
AYI|ACUITY BRANDS INC|EGAW|CBOE TRADING, INC.|131
AYI|ACUITY BRANDS INC|EGMT|EG MARKET TECHNOLOGIES LLC|402
AYI|ACUITY BRANDS INC|EGXM|CBOE TRADING, INC.|2037
AYI|ACUITY BRANDS INC|EGXW|CBOE TRADING, INC.|100
AYI|ACUITY BRANDS INC|ETBE|Electronic Transaction Clearing, Inc.|29637
AYI|ACUITY BRANDS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
AYI|ACUITY BRANDS INC|ETCC|Electronic Transaction Clearing, Inc.|113
AYI|ACUITY BRANDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|54649
AYI|ACUITY BRANDS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|158
AYI|ACUITY BRANDS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|172
AYI|ACUITY BRANDS INC|ETRS|E*Trade Securities LLC|23799
AYI|ACUITY BRANDS INC|FBRC|B. RILEY FBR, INC.|100
AYI|ACUITY BRANDS INC|FBSB|U.S. Bancorp Investments, Inc.|11
AYI|ACUITY BRANDS INC|FILL|Tradestation Securities, Inc.|458
AYI|ACUITY BRANDS INC|FINX|FINTECH SECURITIES|1308
AYI|ACUITY BRANDS INC|FMAF|NBCN Inc./ CDS|92
AYI|ACUITY BRANDS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|52091
AYI|ACUITY BRANDS INC|FQLS|Quantlab Securities LP|265258
AYI|ACUITY BRANDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95057
AYI|ACUITY BRANDS INC|FTBR|Foliofn Investments, Inc.|16389
AYI|ACUITY BRANDS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2982
AYI|ACUITY BRANDS INC|GHCC|Gordon, Haskett Capital Corporation|300
AYI|ACUITY BRANDS INC|GLIS|TD Securities Inc|250
AYI|ACUITY BRANDS INC|GLPX|ACS EXECUTION SERVICES, LLC|44435
AYI|ACUITY BRANDS INC|GSCO|GOLDMAN SACHS & CO. LLC|1863749
AYI|ACUITY BRANDS INC|GSCS|GOLDMAN SACHS & CO. LLC|7752
AYI|ACUITY BRANDS INC|GSLT|GOLDMAN SACHS & CO. LLC|6702
AYI|ACUITY BRANDS INC|GTSZ|GTS SECURITIES LLC|81634
AYI|ACUITY BRANDS INC|HPPX|POTAMUS TRADING, LLC|133
AYI|ACUITY BRANDS INC|HRBF|American Enterprise Investment Services Inc.|649
AYI|ACUITY BRANDS INC|HSBC|HSBC Securities, Inc.|5800
AYI|ACUITY BRANDS INC|IATS|INTERACTIVE BROKERS LLC|4533
AYI|ACUITY BRANDS INC|IBKR|Interactive Brokers Llc|6714
AYI|ACUITY BRANDS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|98
AYI|ACUITY BRANDS INC|ICBX|INSTINET, LLC|34050
AYI|ACUITY BRANDS INC|IEQY|CITADEL SECURITIES LLC|150588
AYI|ACUITY BRANDS INC|INCA|INSTINET, LLC|333658
AYI|ACUITY BRANDS INC|INJX|INSTINET, LLC|13102
AYI|ACUITY BRANDS INC|ITGI|ITG Inc.|72814
AYI|ACUITY BRANDS INC|ITGP|ITG INC.|69200
AYI|ACUITY BRANDS INC|JANY|Janney Montgomery Scott Inc.|444
AYI|ACUITY BRANDS INC|JEFF|JEFFERIES LLC|181752
AYI|ACUITY BRANDS INC|JMPT|JUMP TRADING, LLC|40125
AYI|ACUITY BRANDS INC|JPBX|J.P. MORGAN SECURITIES LLC|55559
AYI|ACUITY BRANDS INC|JPMX|J.P. Morgan Securities LLC|264206
AYI|ACUITY BRANDS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
AYI|ACUITY BRANDS INC|JSJX|JANE STREET CAPITAL LLC|29204
AYI|ACUITY BRANDS INC|KCGM|VIRTU Americas LLC|44224
AYI|ACUITY BRANDS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|23698
AYI|ACUITY BRANDS INC|LEHM|Barclays Capital Inc./Le|731346
AYI|ACUITY BRANDS INC|LIME|Lime Brokerage LLC|36827
AYI|ACUITY BRANDS INC|LQNA|LIQUIDNET, INC.|54700
AYI|ACUITY BRANDS INC|LSCI|Lek Securities Corporation|1091
AYI|ACUITY BRANDS INC|MACC|Mid Atlantic Capital Corporation|530
AYI|ACUITY BRANDS INC|MACQ|Macquarie Capital (USA) Inc.|3123
AYI|ACUITY BRANDS INC|MAXM|Maxim Group LLC|17707
AYI|ACUITY BRANDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93130
AYI|ACUITY BRANDS INC|MOTF|MOTIF INVESTING, INC.|1
AYI|ACUITY BRANDS INC|MSCO|MORGAN STANLEY & CO. LLC|1866488
AYI|ACUITY BRANDS INC|MSPL|MORGAN STANLEY & CO. LLC|313100
AYI|ACUITY BRANDS INC|MSTX|MORGAN STANLEY & CO. LLC|113100
AYI|ACUITY BRANDS INC|MULL|MARK J. MULLER EQUITIES, INC.|65526
AYI|ACUITY BRANDS INC|NEUB|NEUBERGER BERMAN BD LLC|392
AYI|ACUITY BRANDS INC|NFSC|National Financial Services LLC|74267
AYI|ACUITY BRANDS INC|NITE|VIRTU Americas LLC|224842
AYI|ACUITY BRANDS INC|NITP|VIRTU Americas LLC|100
AYI|ACUITY BRANDS INC|NMRA|Nomura Securities International, Inc.|600
AYI|ACUITY BRANDS INC|NQRB|Brut, LLC|4124
AYI|ACUITY BRANDS INC|NTBF|BMO Nesbitt Burns Inc./CDS|70
AYI|ACUITY BRANDS INC|NTRC|Northern Trust Securities, Inc.|303
AYI|ACUITY BRANDS INC|OHOS|TWO SIGMA SECURITIES, LLC|2990
AYI|ACUITY BRANDS INC|OPCO|Oppenheimer & Co. Inc.|1146
AYI|ACUITY BRANDS INC|PDQM|CODA MARKETS, INC.|73138
AYI|ACUITY BRANDS INC|PHLY|NASDAQ Execution Services, LLC|400
AYI|ACUITY BRANDS INC|PWJC|UBS Financial Services, Inc.|233
AYI|ACUITY BRANDS INC|QMSR|QUATTRO M SECURITIES INC.|566
AYI|ACUITY BRANDS INC|RBCM|RBC CAPITAL MARKETS, LLC|3150
AYI|ACUITY BRANDS INC|RGLD|Regal Securities, Inc|70
AYI|ACUITY BRANDS INC|SAGL|SAGETRADER, LLC|9438
AYI|ACUITY BRANDS INC|SAGW|SAGETRADER, LLC|100
AYI|ACUITY BRANDS INC|SALI|INTL FCSTONE FINANCIAL INC.|1
AYI|ACUITY BRANDS INC|SBSH|Citigroup Global Markets Inc.|144614
AYI|ACUITY BRANDS INC|SGMT|GOLDMAN SACHS & CO. LLC|97829
AYI|ACUITY BRANDS INC|SPDR|SPEEDROUTE LLC|10049
AYI|ACUITY BRANDS INC|SPHN|Stephens Inc.|50
AYI|ACUITY BRANDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2403
AYI|ACUITY BRANDS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5649
AYI|ACUITY BRANDS INC|SWIM|TD Ameritrade, Inc.|11394
AYI|ACUITY BRANDS INC|SWST|Hilltop Securities Inc.|270
AYI|ACUITY BRANDS INC|TAGC|TELSEY ADVISORY GROUP LLC|300
AYI|ACUITY BRANDS INC|TKNG|ALLY INVEST SECURITIES LLC|2825
AYI|ACUITY BRANDS INC|TRBT|Tradebot Systems, Inc.|201673
AYI|ACUITY BRANDS INC|TRCM|TRC MARKETS LLC|73686
AYI|ACUITY BRANDS INC|UBSA|UBS SECURITIES LLC|708020
AYI|ACUITY BRANDS INC|UBSS|UBS Securities LLC|1614838
AYI|ACUITY BRANDS INC|VALX|VIRTU AMERICAS LLC|20701
AYI|ACUITY BRANDS INC|VGRD|Vanguard Marketing Corporation|2540
AYI|ACUITY BRANDS INC|VNDS|VANDHAM SECURITIES CORP|3300
AYI|ACUITY BRANDS INC|WBLR|WILLIAM BLAIR|600
AYI|ACUITY BRANDS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3799
AYI|ACUITY BRANDS INC|WCHV|WELLS FARGO SECURITIES, LLC|122251
AYI|ACUITY BRANDS INC|WEDB|WEDBUSH SECURITIES INC.|5628
AYI|ACUITY BRANDS INC|WEED|Weeden & Co.L.P.|1368
AYI|ACUITY BRANDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6682
AYI|ACUITY BRANDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14117
AYI|ACUITY BRANDS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2101
AYI|ACUITY BRANDS INC|WSEA|WOLVERINE SECURITIES, LLC|2568
AYI|ACUITY BRANDS INC|WTFS|JUST2TRADE, INC.|550
AYI|ACUITY BRANDS INC|XIST|INSTINET, LLC|15580
AYI|ACUITY BRANDS INC|XPQR|Jump Trading|5648
AYI|ACUITY BRANDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5676
AYI|ACUITY BRANDS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10489
AYI|ACUITY BRANDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1121
AYR|AIRCASTLE LTD CMN ST|ALTX|Alternet Securities Inc.|7400
AYR|AIRCASTLE LTD CMN ST|APCC|Apex Clearing Corporation|176
AYR|AIRCASTLE LTD CMN ST|BANK|Primevest Financial Services, Inc.|977
AYR|AIRCASTLE LTD CMN ST|BARD|Robert W. Baird & Co. Incorporated|230
AYR|AIRCASTLE LTD CMN ST|BATM|CBOE TRADING, INC.|1228
AYR|AIRCASTLE LTD CMN ST|BBNT|BB&T SECURITIES, LLC|17
AYR|AIRCASTLE LTD CMN ST|BERN|Sanford C. Bernstein & Co., LLC|1754
AYR|AIRCASTLE LTD CMN ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1083
AYR|AIRCASTLE LTD CMN ST|BLKX|INSTINET, LLC|10400
AYR|AIRCASTLE LTD CMN ST|BNPX|BNP PARIBAS SECURITIES CORP.|4923
AYR|AIRCASTLE LTD CMN ST|BTIG|BTIG, LLC|39826
AYR|AIRCASTLE LTD CMN ST|BYXM|CBOE TRADING, INC.|50
AYR|AIRCASTLE LTD CMN ST|BZYD|GOLDMAN SACHS & CO. LLC|2100
AYR|AIRCASTLE LTD CMN ST|CHAS|Charles Schwab & Co., Inc.|830
AYR|AIRCASTLE LTD CMN ST|CICF|Canaccord Genuity Corp.|2060
AYR|AIRCASTLE LTD CMN ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34113
AYR|AIRCASTLE LTD CMN ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14864
AYR|AIRCASTLE LTD CMN ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|291117
AYR|AIRCASTLE LTD CMN ST|CTDL|Citadel Derivatives Group Llc|4443
AYR|AIRCASTLE LTD CMN ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|23576
AYR|AIRCASTLE LTD CMN ST|DADA|D.A. Davidson & Co.|501
AYR|AIRCASTLE LTD CMN ST|DAVA|Davenport & Company LLC|1100
AYR|AIRCASTLE LTD CMN ST|DBAB|Deutsche Bank Securities Inc.|53984
AYR|AIRCASTLE LTD CMN ST|DBAX|Deutsche Bank Securities Inc.|145900
AYR|AIRCASTLE LTD CMN ST|DBUL|Deutsche Bank Securities Inc.|300
AYR|AIRCASTLE LTD CMN ST|DEAN|MORGAN STANLEY|2402
AYR|AIRCASTLE LTD CMN ST|DEGS|RONIN PROFESSIONAL LLC|135
AYR|AIRCASTLE LTD CMN ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|401
AYR|AIRCASTLE LTD CMN ST|EBXL|EBX LLC|83400
AYR|AIRCASTLE LTD CMN ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|640
AYR|AIRCASTLE LTD CMN ST|EDJO|Edward D. Jones & Co., L.P.|893
AYR|AIRCASTLE LTD CMN ST|EGAM|CBOE TRADING, INC.|1489
AYR|AIRCASTLE LTD CMN ST|EGXM|CBOE TRADING, INC.|833
AYR|AIRCASTLE LTD CMN ST|EGXW|CBOE TRADING, INC.|93
AYR|AIRCASTLE LTD CMN ST|ESPO|ESPOSITO SECURITIES, LLC|1602
AYR|AIRCASTLE LTD CMN ST|ETBE|Electronic Transaction Clearing, Inc.|2225
AYR|AIRCASTLE LTD CMN ST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
AYR|AIRCASTLE LTD CMN ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|860
AYR|AIRCASTLE LTD CMN ST|ETRS|E*Trade Securities LLC|32638
AYR|AIRCASTLE LTD CMN ST|FBSB|U.S. Bancorp Investments, Inc.|961
AYR|AIRCASTLE LTD CMN ST|FILL|Tradestation Securities, Inc.|914
AYR|AIRCASTLE LTD CMN ST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7101
AYR|AIRCASTLE LTD CMN ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49441
AYR|AIRCASTLE LTD CMN ST|FTBR|Foliofn Investments, Inc.|27443
AYR|AIRCASTLE LTD CMN ST|GEBB|GLOBAL EXECUTION BROKERS, LP|601
AYR|AIRCASTLE LTD CMN ST|GLPX|ACS EXECUTION SERVICES, LLC|2014
AYR|AIRCASTLE LTD CMN ST|GSCO|GOLDMAN SACHS & CO. LLC|462535
AYR|AIRCASTLE LTD CMN ST|GSCS|GOLDMAN SACHS & CO. LLC|5900
AYR|AIRCASTLE LTD CMN ST|GSLT|GOLDMAN SACHS & CO. LLC|1999
AYR|AIRCASTLE LTD CMN ST|GTSZ|GTS SECURITIES LLC|16958
AYR|AIRCASTLE LTD CMN ST|HPPX|POTAMUS TRADING, LLC|415
AYR|AIRCASTLE LTD CMN ST|HRBF|American Enterprise Investment Services Inc.|1546
AYR|AIRCASTLE LTD CMN ST|HSBC|HSBC Securities, Inc.|789
AYR|AIRCASTLE LTD CMN ST|IATS|INTERACTIVE BROKERS LLC|1319
AYR|AIRCASTLE LTD CMN ST|IBKR|Interactive Brokers Llc|3332
AYR|AIRCASTLE LTD CMN ST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
AYR|AIRCASTLE LTD CMN ST|ICBX|INSTINET, LLC|32647
AYR|AIRCASTLE LTD CMN ST|IEQY|CITADEL SECURITIES LLC|22052
AYR|AIRCASTLE LTD CMN ST|INCA|INSTINET, LLC|82980
AYR|AIRCASTLE LTD CMN ST|INJX|INSTINET, LLC|4139
AYR|AIRCASTLE LTD CMN ST|ITGI|ITG Inc.|43227
AYR|AIRCASTLE LTD CMN ST|ITGP|ITG INC.|104800
AYR|AIRCASTLE LTD CMN ST|JANY|Janney Montgomery Scott Inc.|700
AYR|AIRCASTLE LTD CMN ST|JEFF|JEFFERIES LLC|54025
AYR|AIRCASTLE LTD CMN ST|JMPT|JUMP TRADING, LLC|19105
AYR|AIRCASTLE LTD CMN ST|JPBX|J.P. MORGAN SECURITIES LLC|23668
AYR|AIRCASTLE LTD CMN ST|JPMX|J.P. Morgan Securities LLC|166937
AYR|AIRCASTLE LTD CMN ST|JSJX|JANE STREET CAPITAL LLC|27962
AYR|AIRCASTLE LTD CMN ST|KCGM|VIRTU Americas LLC|39981
AYR|AIRCASTLE LTD CMN ST|LEHM|Barclays Capital Inc./Le|280097
AYR|AIRCASTLE LTD CMN ST|LGNT|COR CLEARING LLC|3
AYR|AIRCASTLE LTD CMN ST|LIME|Lime Brokerage LLC|9392
AYR|AIRCASTLE LTD CMN ST|LOOP|Loop Capital Markets LLC|757
AYR|AIRCASTLE LTD CMN ST|LSCI|Lek Securities Corporation|8
AYR|AIRCASTLE LTD CMN ST|MCMF|Raymond James Ltd. Cds|857
AYR|AIRCASTLE LTD CMN ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69836
AYR|AIRCASTLE LTD CMN ST|MOTF|MOTIF INVESTING, INC.|7
AYR|AIRCASTLE LTD CMN ST|MSCO|MORGAN STANLEY & CO. LLC|440102
AYR|AIRCASTLE LTD CMN ST|MSPL|MORGAN STANLEY & CO. LLC|284700
AYR|AIRCASTLE LTD CMN ST|MSTX|MORGAN STANLEY & CO. LLC|85000
AYR|AIRCASTLE LTD CMN ST|NFSC|National Financial Services LLC|178853
AYR|AIRCASTLE LTD CMN ST|NITE|VIRTU Americas LLC|217624
AYR|AIRCASTLE LTD CMN ST|NITP|VIRTU Americas LLC|700
AYR|AIRCASTLE LTD CMN ST|NQRB|Brut, LLC|1099
AYR|AIRCASTLE LTD CMN ST|NTBF|BMO Nesbitt Burns Inc./CDS|150
AYR|AIRCASTLE LTD CMN ST|NTRC|Northern Trust Securities, Inc.|6
AYR|AIRCASTLE LTD CMN ST|OPCO|Oppenheimer & Co. Inc.|959
AYR|AIRCASTLE LTD CMN ST|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4000
AYR|AIRCASTLE LTD CMN ST|PDQM|CODA MARKETS, INC.|12705
AYR|AIRCASTLE LTD CMN ST|PHLY|NASDAQ Execution Services, LLC|4600
AYR|AIRCASTLE LTD CMN ST|RBCM|RBC CAPITAL MARKETS, LLC|4590
AYR|AIRCASTLE LTD CMN ST|RGLD|Regal Securities, Inc|500
AYR|AIRCASTLE LTD CMN ST|SAGL|SAGETRADER, LLC|225
AYR|AIRCASTLE LTD CMN ST|SAGW|SAGETRADER, LLC|302
AYR|AIRCASTLE LTD CMN ST|SALI|INTL FCSTONE FINANCIAL INC.|300
AYR|AIRCASTLE LTD CMN ST|SBSH|Citigroup Global Markets Inc.|37575
AYR|AIRCASTLE LTD CMN ST|SGMT|GOLDMAN SACHS & CO. LLC|68572
AYR|AIRCASTLE LTD CMN ST|SOGO|Wang Investment Associates, Inc.|1500
AYR|AIRCASTLE LTD CMN ST|SPDR|SPEEDROUTE LLC|10500
AYR|AIRCASTLE LTD CMN ST|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
AYR|AIRCASTLE LTD CMN ST|STFL|Stifel, Nicolaus & Company, Incorporated|35196
AYR|AIRCASTLE LTD CMN ST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4635
AYR|AIRCASTLE LTD CMN ST|SWIM|TD Ameritrade, Inc.|8844
AYR|AIRCASTLE LTD CMN ST|SWST|Hilltop Securities Inc.|30
AYR|AIRCASTLE LTD CMN ST|TKNG|ALLY INVEST SECURITIES LLC|682
AYR|AIRCASTLE LTD CMN ST|TRBT|Tradebot Systems, Inc.|83312
AYR|AIRCASTLE LTD CMN ST|TRCM|TRC MARKETS LLC|20010
AYR|AIRCASTLE LTD CMN ST|UBSA|UBS SECURITIES LLC|302597
AYR|AIRCASTLE LTD CMN ST|UBSS|UBS Securities LLC|224054
AYR|AIRCASTLE LTD CMN ST|VALX|VIRTU AMERICAS LLC|6983
AYR|AIRCASTLE LTD CMN ST|VGRD|Vanguard Marketing Corporation|7384
AYR|AIRCASTLE LTD CMN ST|VNDM|Wall Street Access|13000
AYR|AIRCASTLE LTD CMN ST|WBLR|WILLIAM BLAIR|283
AYR|AIRCASTLE LTD CMN ST|WBPX|SUMMIT SECURITIES GROUP, LLC|1994
AYR|AIRCASTLE LTD CMN ST|WCHV|WELLS FARGO SECURITIES, LLC|18314
AYR|AIRCASTLE LTD CMN ST|WEDB|WEDBUSH SECURITIES INC.|300
AYR|AIRCASTLE LTD CMN ST|WEED|Weeden & Co.L.P.|12978
AYR|AIRCASTLE LTD CMN ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|276
AYR|AIRCASTLE LTD CMN ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1318
AYR|AIRCASTLE LTD CMN ST|WSEA|WOLVERINE SECURITIES, LLC|1800
AYR|AIRCASTLE LTD CMN ST|XIST|INSTINET, LLC|35800
AYR|AIRCASTLE LTD CMN ST|XPQR|Jump Trading|100
AYR|AIRCASTLE LTD CMN ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|15198
AYR|AIRCASTLE LTD CMN ST|YKNA|COMHAR CAPITAL MARKETS, LLC|28
AYR|AIRCASTLE LTD CMN ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1967
AYTU|AYTU BIOSCIENCE CM|ALLN|Allen & Company LLC|10000
AYTU|AYTU BIOSCIENCE CM|APCC|Apex Clearing Corporation|272205
AYTU|AYTU BIOSCIENCE CM|BARD|Robert W. Baird & Co. Incorporated|200
AYTU|AYTU BIOSCIENCE CM|BATM|CBOE TRADING, INC.|58708
AYTU|AYTU BIOSCIENCE CM|BAYT|BTIG, LLC|120000
AYTU|AYTU BIOSCIENCE CM|BERN|Sanford C. Bernstein & Co., LLC|55813
AYTU|AYTU BIOSCIENCE CM|BIMI|Banca IMI Securities Corp.|146270
AYTU|AYTU BIOSCIENCE CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50036
AYTU|AYTU BIOSCIENCE CM|BLKX|INSTINET, LLC|84700
AYTU|AYTU BIOSCIENCE CM|BYXM|CBOE TRADING, INC.|3600
AYTU|AYTU BIOSCIENCE CM|CHAS|Charles Schwab & Co., Inc.|34980
AYTU|AYTU BIOSCIENCE CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54544
AYTU|AYTU BIOSCIENCE CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9500
AYTU|AYTU BIOSCIENCE CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|285891
AYTU|AYTU BIOSCIENCE CM|CRFN|ROBINHOOD FINANCIAL, LLC|3
AYTU|AYTU BIOSCIENCE CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14785
AYTU|AYTU BIOSCIENCE CM|CTDE|CHOICETRADE|4580
AYTU|AYTU BIOSCIENCE CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7600
AYTU|AYTU BIOSCIENCE CM|DBAX|Deutsche Bank Securities Inc.|53200
AYTU|AYTU BIOSCIENCE CM|EBXL|EBX LLC|188900
AYTU|AYTU BIOSCIENCE CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|30401
AYTU|AYTU BIOSCIENCE CM|EGAM|CBOE TRADING, INC.|81935
AYTU|AYTU BIOSCIENCE CM|EGXM|CBOE TRADING, INC.|140445
AYTU|AYTU BIOSCIENCE CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|25400
AYTU|AYTU BIOSCIENCE CM|ETRS|E*Trade Securities LLC|5401127
AYTU|AYTU BIOSCIENCE CM|FBCO|Credit Suisse Securities (USA) LLC|190094
AYTU|AYTU BIOSCIENCE CM|FILL|Tradestation Securities, Inc.|141311
AYTU|AYTU BIOSCIENCE CM|FMAF|NBCN Inc./ CDS|48487
AYTU|AYTU BIOSCIENCE CM|FOMA|TD AMERITRADE CLEARING, INC.|5437711
AYTU|AYTU BIOSCIENCE CM|FORD|Fordham Financial Management, Inc.|10638
AYTU|AYTU BIOSCIENCE CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3305
AYTU|AYTU BIOSCIENCE CM|GEBB|GLOBAL EXECUTION BROKERS, LP|16417
AYTU|AYTU BIOSCIENCE CM|GSCO|GOLDMAN SACHS & CO. LLC|25296
AYTU|AYTU BIOSCIENCE CM|GSLT|GOLDMAN SACHS & CO. LLC|158580
AYTU|AYTU BIOSCIENCE CM|HSBC|HSBC Securities, Inc.|1046
AYTU|AYTU BIOSCIENCE CM|IATS|INTERACTIVE BROKERS LLC|53674
AYTU|AYTU BIOSCIENCE CM|IBKR|Interactive Brokers Llc|1299084
AYTU|AYTU BIOSCIENCE CM|ICBX|INSTINET, LLC|25209
AYTU|AYTU BIOSCIENCE CM|INCA|INSTINET, LLC|697982
AYTU|AYTU BIOSCIENCE CM|ITGI|ITG Inc.|3300
AYTU|AYTU BIOSCIENCE CM|ITGP|ITG INC.|13800
AYTU|AYTU BIOSCIENCE CM|JGUN|Joseph Gunnar & Co.  LLC|1557136
AYTU|AYTU BIOSCIENCE CM|JMPT|JUMP TRADING, LLC|7764
AYTU|AYTU BIOSCIENCE CM|JONE|JonesTrading|122940
AYTU|AYTU BIOSCIENCE CM|JPMX|J.P. Morgan Securities LLC|4952
AYTU|AYTU BIOSCIENCE CM|KCGM|VIRTU Americas LLC|158963
AYTU|AYTU BIOSCIENCE CM|LEHM|Barclays Capital Inc./Le|43300
AYTU|AYTU BIOSCIENCE CM|LIME|Lime Brokerage LLC|3845
AYTU|AYTU BIOSCIENCE CM|LSCI|Lek Securities Corporation|2100
AYTU|AYTU BIOSCIENCE CM|MBTS|ALLY INVEST SECURITIES LLC|750
AYTU|AYTU BIOSCIENCE CM|MICA|Spartan Securities Group, Ltd.|19400
AYTU|AYTU BIOSCIENCE CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42554
AYTU|AYTU BIOSCIENCE CM|MSCO|MORGAN STANLEY & CO. LLC|1987874
AYTU|AYTU BIOSCIENCE CM|MSPL|MORGAN STANLEY & CO. LLC|9100
AYTU|AYTU BIOSCIENCE CM|NBCS|NBC Securities, INC.|2500
AYTU|AYTU BIOSCIENCE CM|NFSC|National Financial Services LLC|2342461
AYTU|AYTU BIOSCIENCE CM|NITE|VIRTU Americas LLC|7669955
AYTU|AYTU BIOSCIENCE CM|NORT|Northland Securities, Inc.|13
AYTU|AYTU BIOSCIENCE CM|NQRB|Brut, LLC|169690
AYTU|AYTU BIOSCIENCE CM|PCPT|PHILLIP CAPITAL INC.|160131
AYTU|AYTU BIOSCIENCE CM|PDQM|CODA MARKETS, INC.|1293740
AYTU|AYTU BIOSCIENCE CM|PWJC|UBS Financial Services, Inc.|3
AYTU|AYTU BIOSCIENCE CM|RBCM|RBC CAPITAL MARKETS, LLC|41437
AYTU|AYTU BIOSCIENCE CM|SAGL|SAGETRADER, LLC|27800
AYTU|AYTU BIOSCIENCE CM|SBSH|Citigroup Global Markets Inc.|109670
AYTU|AYTU BIOSCIENCE CM|SGMT|GOLDMAN SACHS & CO. LLC|25784
AYTU|AYTU BIOSCIENCE CM|SPDR|SPEEDROUTE LLC|112132
AYTU|AYTU BIOSCIENCE CM|SPTD|MINT GLOBAL MARKETS, INC.|77217
AYTU|AYTU BIOSCIENCE CM|STFL|Stifel, Nicolaus & Company, Incorporated|8501
AYTU|AYTU BIOSCIENCE CM|SWIM|TD Ameritrade, Inc.|2015551
AYTU|AYTU BIOSCIENCE CM|SWST|Hilltop Securities Inc.|186751
AYTU|AYTU BIOSCIENCE CM|TKNG|ALLY INVEST SECURITIES LLC|41758
AYTU|AYTU BIOSCIENCE CM|TTUC|CUTTONE & CO., INC.|127065
AYTU|AYTU BIOSCIENCE CM|UBSA|UBS SECURITIES LLC|264580
AYTU|AYTU BIOSCIENCE CM|UBSS|UBS Securities LLC|957739
AYTU|AYTU BIOSCIENCE CM|VGRD|Vanguard Marketing Corporation|228162
AYTU|AYTU BIOSCIENCE CM|VSIN|Vision Financial Markets Llc|70841
AYTU|AYTU BIOSCIENCE CM|WCHV|WELLS FARGO SECURITIES, LLC|34771
AYTU|AYTU BIOSCIENCE CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109403
AYTU|AYTU BIOSCIENCE CM|WGIF|CIBC World Markets Inc.|237438
AYTU|AYTU BIOSCIENCE CM|WSEA|WOLVERINE SECURITIES, LLC|385755
AYTU|AYTU BIOSCIENCE CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
AYTU|AYTU BIOSCIENCE CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8000
AYX|ALTERYX, INC.|AGIS|Aegis Capital Corp.|9790
AYX|ALTERYX, INC.|ALTX|Alternet Securities Inc.|9745
AYX|ALTERYX, INC.|APCC|Apex Clearing Corporation|2097
AYX|ALTERYX, INC.|BARD|Robert W. Baird & Co. Incorporated|5000
AYX|ALTERYX, INC.|BATM|CBOE TRADING, INC.|5112
AYX|ALTERYX, INC.|BAYT|BTIG, LLC|173296
AYX|ALTERYX, INC.|BBNT|BB&T SECURITIES, LLC|400
AYX|ALTERYX, INC.|BERN|Sanford C. Bernstein & Co., LLC|16467
AYX|ALTERYX, INC.|BIMI|Banca IMI Securities Corp.|2002
AYX|ALTERYX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30981
AYX|ALTERYX, INC.|BLKX|INSTINET, LLC|34100
AYX|ALTERYX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6176
AYX|ALTERYX, INC.|BRGE|Newbridge Securities Corp.|3648
AYX|ALTERYX, INC.|BTIG|BTIG, LLC|43004
AYX|ALTERYX, INC.|BYXM|CBOE TRADING, INC.|1990
AYX|ALTERYX, INC.|BZYD|GOLDMAN SACHS & CO. LLC|496
AYX|ALTERYX, INC.|CHAS|Charles Schwab & Co., Inc.|2015
AYX|ALTERYX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35738
AYX|ALTERYX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18587
AYX|ALTERYX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1040
AYX|ALTERYX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|277596
AYX|ALTERYX, INC.|CSIN|Citadel Securities Institutional LLC|28074
AYX|ALTERYX, INC.|CTDL|Citadel Derivatives Group Llc|6211
AYX|ALTERYX, INC.|CTLR|CUTLER GROUP, LP|900
AYX|ALTERYX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|28194
AYX|ALTERYX, INC.|DADA|D.A. Davidson & Co.|4100
AYX|ALTERYX, INC.|DAVA|Davenport & Company LLC|100
AYX|ALTERYX, INC.|DBAB|Deutsche Bank Securities Inc.|268258
AYX|ALTERYX, INC.|DBAX|Deutsche Bank Securities Inc.|304900
AYX|ALTERYX, INC.|DCHF|Dart Executions, LLC|17660
AYX|ALTERYX, INC.|DEAN|MORGAN STANLEY|6511
AYX|ALTERYX, INC.|DEGS|RONIN PROFESSIONAL LLC|14700
AYX|ALTERYX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15985
AYX|ALTERYX, INC.|EBXL|EBX LLC|156800
AYX|ALTERYX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|12109
AYX|ALTERYX, INC.|EDJO|Edward D. Jones & Co., L.P.|2555
AYX|ALTERYX, INC.|EGAM|CBOE TRADING, INC.|23531
AYX|ALTERYX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|800
AYX|ALTERYX, INC.|EGXM|CBOE TRADING, INC.|17017
AYX|ALTERYX, INC.|EGXW|CBOE TRADING, INC.|500
AYX|ALTERYX, INC.|ETBE|Electronic Transaction Clearing, Inc.|19319
AYX|ALTERYX, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
AYX|ALTERYX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48845
AYX|ALTERYX, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|714
AYX|ALTERYX, INC.|ETRS|E*Trade Securities LLC|362283
AYX|ALTERYX, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|2160
AYX|ALTERYX, INC.|FILL|Tradestation Securities, Inc.|32747
AYX|ALTERYX, INC.|FMAF|NBCN Inc./ CDS|6935
AYX|ALTERYX, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15927
AYX|ALTERYX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|168956
AYX|ALTERYX, INC.|FTBR|Foliofn Investments, Inc.|1109
AYX|ALTERYX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3560
AYX|ALTERYX, INC.|GLIS|TD Securities Inc|8113
AYX|ALTERYX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|53974
AYX|ALTERYX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|539604
AYX|ALTERYX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|18901
AYX|ALTERYX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4181
AYX|ALTERYX, INC.|GTSZ|GTS SECURITIES LLC|44122
AYX|ALTERYX, INC.|HRBF|American Enterprise Investment Services Inc.|44291
AYX|ALTERYX, INC.|IATS|INTERACTIVE BROKERS LLC|41615
AYX|ALTERYX, INC.|IBKR|Interactive Brokers Llc|86769
AYX|ALTERYX, INC.|ICBX|INSTINET, LLC|40017
AYX|ALTERYX, INC.|IEQY|CITADEL SECURITIES LLC|46672
AYX|ALTERYX, INC.|INCA|INSTINET, LLC|231716
AYX|ALTERYX, INC.|INJX|INSTINET, LLC|3199
AYX|ALTERYX, INC.|ITGI|ITG Inc.|31767
AYX|ALTERYX, INC.|ITGP|ITG INC.|90000
AYX|ALTERYX, INC.|JANY|Janney Montgomery Scott Inc.|110
AYX|ALTERYX, INC.|JEFF|JEFFERIES LLC|156993
AYX|ALTERYX, INC.|JMPT|JUMP TRADING, LLC|59835
AYX|ALTERYX, INC.|JONE|JonesTrading|42306
AYX|ALTERYX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|37077
AYX|ALTERYX, INC.|JPMX|J.P. Morgan Securities LLC|253030
AYX|ALTERYX, INC.|JSJX|JANE STREET CAPITAL LLC|18529
AYX|ALTERYX, INC.|KCGM|VIRTU Americas LLC|25582
AYX|ALTERYX, INC.|LEHM|Barclays Capital Inc./Le|382352
AYX|ALTERYX, INC.|LIME|Lime Brokerage LLC|17210
AYX|ALTERYX, INC.|LQNA|LIQUIDNET, INC.|11900
AYX|ALTERYX, INC.|LSCI|Lek Securities Corporation|1140
AYX|ALTERYX, INC.|MCMF|Raymond James Ltd. Cds|948
AYX|ALTERYX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99644
AYX|ALTERYX, INC.|MOTF|MOTIF INVESTING, INC.|71
AYX|ALTERYX, INC.|MPSG|E D & F Man Capital Markets Inc.|2385
AYX|ALTERYX, INC.|MSCO|MORGAN STANLEY & CO. LLC|880727
AYX|ALTERYX, INC.|MSPL|MORGAN STANLEY & CO. LLC|298300
AYX|ALTERYX, INC.|MSTX|MORGAN STANLEY & CO. LLC|98000
AYX|ALTERYX, INC.|NATL|National Securities Corporation|3400
AYX|ALTERYX, INC.|NFSC|National Financial Services LLC|447399
AYX|ALTERYX, INC.|NITE|VIRTU Americas LLC|954547
AYX|ALTERYX, INC.|NITP|VIRTU Americas LLC|200
AYX|ALTERYX, INC.|NMRA|Nomura Securities International, Inc.|14700
AYX|ALTERYX, INC.|NQRB|Brut, LLC|24398
AYX|ALTERYX, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2050
AYX|ALTERYX, INC.|OPCO|Oppenheimer & Co. Inc.|1050
AYX|ALTERYX, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|70
AYX|ALTERYX, INC.|PCPT|PHILLIP CAPITAL INC.|400
AYX|ALTERYX, INC.|PDQM|CODA MARKETS, INC.|115357
AYX|ALTERYX, INC.|PHLY|NASDAQ Execution Services, LLC|4000
AYX|ALTERYX, INC.|QMSR|QUATTRO M SECURITIES INC.|8848
AYX|ALTERYX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|37181
AYX|ALTERYX, INC.|RGLD|Regal Securities, Inc|350
AYX|ALTERYX, INC.|SAGL|SAGETRADER, LLC|12445
AYX|ALTERYX, INC.|SALI|INTL FCSTONE FINANCIAL INC.|55577
AYX|ALTERYX, INC.|SBSH|Citigroup Global Markets Inc.|63695
AYX|ALTERYX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|99671
AYX|ALTERYX, INC.|SPDR|SPEEDROUTE LLC|18748
AYX|ALTERYX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|200
AYX|ALTERYX, INC.|STKP|STOCKPILE INVESTMENTS, INC.|48
AYX|ALTERYX, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4387
AYX|ALTERYX, INC.|SWIM|TD Ameritrade, Inc.|221300
AYX|ALTERYX, INC.|SWST|Hilltop Securities Inc.|25
AYX|ALTERYX, INC.|TKNG|ALLY INVEST SECURITIES LLC|2078
AYX|ALTERYX, INC.|TOUR|TOURMALINE PARTNERS, LLC|208
AYX|ALTERYX, INC.|TRBT|Tradebot Systems, Inc.|189637
AYX|ALTERYX, INC.|TRCM|TRC MARKETS LLC|65719
AYX|ALTERYX, INC.|TWTT|TASTYWORKS, INC.|240
AYX|ALTERYX, INC.|UBSA|UBS SECURITIES LLC|492448
AYX|ALTERYX, INC.|UBSS|UBS Securities LLC|697711
AYX|ALTERYX, INC.|VALX|VIRTU AMERICAS LLC|26041
AYX|ALTERYX, INC.|VGRD|Vanguard Marketing Corporation|30172
AYX|ALTERYX, INC.|VNDM|Wall Street Access|11500
AYX|ALTERYX, INC.|VSIN|Vision Financial Markets Llc|1
AYX|ALTERYX, INC.|WBLR|WILLIAM BLAIR|261
AYX|ALTERYX, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
AYX|ALTERYX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|126511
AYX|ALTERYX, INC.|WEDB|WEDBUSH SECURITIES INC.|600
AYX|ALTERYX, INC.|WEED|Weeden & Co.L.P.|14600
AYX|ALTERYX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16539
AYX|ALTERYX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|75134
AYX|ALTERYX, INC.|WGIF|CIBC World Markets Inc.|2000
AYX|ALTERYX, INC.|WSEA|WOLVERINE SECURITIES, LLC|20023
AYX|ALTERYX, INC.|XIST|INSTINET, LLC|14600
AYX|ALTERYX, INC.|XPQR|Jump Trading|300
AYX|ALTERYX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|34984
AYX|ALTERYX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|5640
AYX|ALTERYX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5750
AZN|ASTRAZENECA PLC ADS|ADAM|CANACCORD GENUITY INC.|1840606
AZN|ASTRAZENECA PLC ADS|AGIS|Aegis Capital Corp.|400
AZN|ASTRAZENECA PLC ADS|ALTX|Alternet Securities Inc.|7224
AZN|ASTRAZENECA PLC ADS|ANOS|ABEL/NOSER, L.L.C.|1304
AZN|ASTRAZENECA PLC ADS|APCC|Apex Clearing Corporation|1205
AZN|ASTRAZENECA PLC ADS|BALE|M&T SECURITIES, INC.|525
AZN|ASTRAZENECA PLC ADS|BANK|Primevest Financial Services, Inc.|156
AZN|ASTRAZENECA PLC ADS|BARD|Robert W. Baird & Co. Incorporated|4203
AZN|ASTRAZENECA PLC ADS|BATM|CBOE TRADING, INC.|33694
AZN|ASTRAZENECA PLC ADS|BAYC|BAY CREST PARTNERS, LLC|427
AZN|ASTRAZENECA PLC ADS|BAYT|BTIG, LLC|5100
AZN|ASTRAZENECA PLC ADS|BBNT|BB&T SECURITIES, LLC|4630
AZN|ASTRAZENECA PLC ADS|BERN|Sanford C. Bernstein & Co., LLC|259180
AZN|ASTRAZENECA PLC ADS|BIDS|BIDS TRADING L.P.|1300
AZN|ASTRAZENECA PLC ADS|BKCM|BNY Mellon Capital Markets LLC|709
AZN|ASTRAZENECA PLC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|64598
AZN|ASTRAZENECA PLC ADS|BLKX|INSTINET, LLC|91102
AZN|ASTRAZENECA PLC ADS|BMOC|BMO Capital Markets Corp.|179700
AZN|ASTRAZENECA PLC ADS|BNCH|The Benchmark Company, LLC|24514
AZN|ASTRAZENECA PLC ADS|BNPX|BNP PARIBAS SECURITIES CORP.|11
AZN|ASTRAZENECA PLC ADS|BTIG|BTIG, LLC|100
AZN|ASTRAZENECA PLC ADS|BYXM|CBOE TRADING, INC.|1784
AZN|ASTRAZENECA PLC ADS|BZYD|GOLDMAN SACHS & CO. LLC|900
AZN|ASTRAZENECA PLC ADS|CANT|Cantor Fitzgerald & Co.|321
AZN|ASTRAZENECA PLC ADS|CHAS|Charles Schwab & Co., Inc.|11464
AZN|ASTRAZENECA PLC ADS|CHDN|CHARDAN CAPITAL MARKETS LLC|62448
AZN|ASTRAZENECA PLC ADS|CICF|Canaccord Genuity Corp.|471
AZN|ASTRAZENECA PLC ADS|CIST|Capital Institutional Services, Inc.|1327
AZN|ASTRAZENECA PLC ADS|CLSA|CLSA AMERICAS, LLC|2594
AZN|ASTRAZENECA PLC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|422465
AZN|ASTRAZENECA PLC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7300
AZN|ASTRAZENECA PLC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|695118
AZN|ASTRAZENECA PLC ADS|CTDL|Citadel Derivatives Group Llc|5142
AZN|ASTRAZENECA PLC ADS|CTLR|CUTLER GROUP, LP|100
AZN|ASTRAZENECA PLC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|77320
AZN|ASTRAZENECA PLC ADS|DADA|D.A. Davidson & Co.|92
AZN|ASTRAZENECA PLC ADS|DAVA|Davenport & Company LLC|544
AZN|ASTRAZENECA PLC ADS|DBAB|Deutsche Bank Securities Inc.|1081095
AZN|ASTRAZENECA PLC ADS|DBAX|Deutsche Bank Securities Inc.|487300
AZN|ASTRAZENECA PLC ADS|DBUL|Deutsche Bank Securities Inc.|25169
AZN|ASTRAZENECA PLC ADS|DCHF|Dart Executions, LLC|26690
AZN|ASTRAZENECA PLC ADS|DEAN|MORGAN STANLEY|48284
AZN|ASTRAZENECA PLC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23575
AZN|ASTRAZENECA PLC ADS|EBXL|EBX LLC|343200
AZN|ASTRAZENECA PLC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|30598
AZN|ASTRAZENECA PLC ADS|EDJO|Edward D. Jones & Co., L.P.|20658
AZN|ASTRAZENECA PLC ADS|EGAM|CBOE TRADING, INC.|27848
AZN|ASTRAZENECA PLC ADS|EGAW|CBOE TRADING, INC.|409
AZN|ASTRAZENECA PLC ADS|EGXM|CBOE TRADING, INC.|3799
AZN|ASTRAZENECA PLC ADS|EGXW|CBOE TRADING, INC.|15
AZN|ASTRAZENECA PLC ADS|ESPO|ESPOSITO SECURITIES, LLC|260
AZN|ASTRAZENECA PLC ADS|ETBE|Electronic Transaction Clearing, Inc.|27210
AZN|ASTRAZENECA PLC ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
AZN|ASTRAZENECA PLC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
AZN|ASTRAZENECA PLC ADS|ETRS|E*Trade Securities LLC|70290
AZN|ASTRAZENECA PLC ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|5
AZN|ASTRAZENECA PLC ADS|FILL|Tradestation Securities, Inc.|3600
AZN|ASTRAZENECA PLC ADS|FINX|FINTECH SECURITIES|3364
AZN|ASTRAZENECA PLC ADS|FMAF|NBCN Inc./ CDS|2491
AZN|ASTRAZENECA PLC ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1200
AZN|ASTRAZENECA PLC ADS|FQLS|Quantlab Securities LP|224062
AZN|ASTRAZENECA PLC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91742
AZN|ASTRAZENECA PLC ADS|FTBR|Foliofn Investments, Inc.|2989
AZN|ASTRAZENECA PLC ADS|GARC|ICAP Corporates LLC|402000
AZN|ASTRAZENECA PLC ADS|GBMT|GBM International, Inc.|8880
AZN|ASTRAZENECA PLC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|18343
AZN|ASTRAZENECA PLC ADS|GFIS|GFI Securities LLC|65000
AZN|ASTRAZENECA PLC ADS|GLPX|ACS EXECUTION SERVICES, LLC|41850
AZN|ASTRAZENECA PLC ADS|GSCO|GOLDMAN SACHS & CO. LLC|1509291
AZN|ASTRAZENECA PLC ADS|GSCS|GOLDMAN SACHS & CO. LLC|21143
AZN|ASTRAZENECA PLC ADS|GSLT|GOLDMAN SACHS & CO. LLC|39992
AZN|ASTRAZENECA PLC ADS|GTSZ|GTS SECURITIES LLC|94391
AZN|ASTRAZENECA PLC ADS|HRBF|American Enterprise Investment Services Inc.|395914
AZN|ASTRAZENECA PLC ADS|HSBC|HSBC Securities, Inc.|8271
AZN|ASTRAZENECA PLC ADS|IATS|INTERACTIVE BROKERS LLC|34892
AZN|ASTRAZENECA PLC ADS|IBKR|Interactive Brokers Llc|66908
AZN|ASTRAZENECA PLC ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9369
AZN|ASTRAZENECA PLC ADS|ICBX|INSTINET, LLC|375494
AZN|ASTRAZENECA PLC ADS|INCA|INSTINET, LLC|875428
AZN|ASTRAZENECA PLC ADS|INJX|INSTINET, LLC|17613
AZN|ASTRAZENECA PLC ADS|INTL|INTL FCSTONE FINANCIAL INC.|249315
AZN|ASTRAZENECA PLC ADS|ITGI|ITG Inc.|52605
AZN|ASTRAZENECA PLC ADS|ITGP|ITG INC.|226400
AZN|ASTRAZENECA PLC ADS|JANY|Janney Montgomery Scott Inc.|23999
AZN|ASTRAZENECA PLC ADS|JEFF|JEFFERIES LLC|122696
AZN|ASTRAZENECA PLC ADS|JMPT|JUMP TRADING, LLC|207187
AZN|ASTRAZENECA PLC ADS|JONE|JonesTrading|82651
AZN|ASTRAZENECA PLC ADS|JPBX|J.P. MORGAN SECURITIES LLC|43832
AZN|ASTRAZENECA PLC ADS|JPMX|J.P. Morgan Securities LLC|1083287
AZN|ASTRAZENECA PLC ADS|JSJX|JANE STREET CAPITAL LLC|15164
AZN|ASTRAZENECA PLC ADS|KBWI|Keefe, Bruyette & Woods, Inc.|400
AZN|ASTRAZENECA PLC ADS|KCGM|VIRTU Americas LLC|140132
AZN|ASTRAZENECA PLC ADS|KEYB|KEYBANC CAPITAL MARKETS INC.|59100
AZN|ASTRAZENECA PLC ADS|KRSH|Kershner Securities, LLC|1635
AZN|ASTRAZENECA PLC ADS|LEER|LEERINK PARTNERS LLC|7858
AZN|ASTRAZENECA PLC ADS|LEHM|Barclays Capital Inc./Le|2394692
AZN|ASTRAZENECA PLC ADS|LIME|Lime Brokerage LLC|947318
AZN|ASTRAZENECA PLC ADS|LQNA|LIQUIDNET, INC.|16600
AZN|ASTRAZENECA PLC ADS|LSCI|Lek Securities Corporation|2172
AZN|ASTRAZENECA PLC ADS|LVMR|LIVERMORE TRADING GROUP, INC.|10300
AZN|ASTRAZENECA PLC ADS|MACC|Mid Atlantic Capital Corporation|816
AZN|ASTRAZENECA PLC ADS|MACQ|Macquarie Capital (USA) Inc.|300
AZN|ASTRAZENECA PLC ADS|MAXM|Maxim Group LLC|29
AZN|ASTRAZENECA PLC ADS|MBTS|ALLY INVEST SECURITIES LLC|600
AZN|ASTRAZENECA PLC ADS|MCMF|Raymond James Ltd. Cds|415
AZN|ASTRAZENECA PLC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|433927
AZN|ASTRAZENECA PLC ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4890
AZN|ASTRAZENECA PLC ADS|MNDX|TJM Investments, LLC|30346
AZN|ASTRAZENECA PLC ADS|MOTF|MOTIF INVESTING, INC.|15
AZN|ASTRAZENECA PLC ADS|MSCO|MORGAN STANLEY & CO. LLC|2484512
AZN|ASTRAZENECA PLC ADS|MSPL|MORGAN STANLEY & CO. LLC|697400
AZN|ASTRAZENECA PLC ADS|MSTX|MORGAN STANLEY & CO. LLC|501800
AZN|ASTRAZENECA PLC ADS|NFSC|National Financial Services LLC|346093
AZN|ASTRAZENECA PLC ADS|NITE|VIRTU Americas LLC|2019052
AZN|ASTRAZENECA PLC ADS|NITP|VIRTU Americas LLC|900
AZN|ASTRAZENECA PLC ADS|NQRB|Brut, LLC|37325
AZN|ASTRAZENECA PLC ADS|NTBF|BMO Nesbitt Burns Inc./CDS|15638
AZN|ASTRAZENECA PLC ADS|NTRC|Northern Trust Securities, Inc.|414
AZN|ASTRAZENECA PLC ADS|OHOS|TWO SIGMA SECURITIES, LLC|116594
AZN|ASTRAZENECA PLC ADS|OLDM|OLD MISSION CAPITAL, LLC|111101
AZN|ASTRAZENECA PLC ADS|OPCO|Oppenheimer & Co. Inc.|16728
AZN|ASTRAZENECA PLC ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|261000
AZN|ASTRAZENECA PLC ADS|PDQM|CODA MARKETS, INC.|17781
AZN|ASTRAZENECA PLC ADS|PHLY|NASDAQ Execution Services, LLC|1600
AZN|ASTRAZENECA PLC ADS|PICT|Pictet Overseas Inc.|20
AZN|ASTRAZENECA PLC ADS|PIPR|Piper Jaffray & Co.|16679
AZN|ASTRAZENECA PLC ADS|PWJC|UBS Financial Services, Inc.|9401
AZN|ASTRAZENECA PLC ADS|RBCM|RBC CAPITAL MARKETS, LLC|61947
AZN|ASTRAZENECA PLC ADS|RGLD|Regal Securities, Inc|54
AZN|ASTRAZENECA PLC ADS|SAGL|SAGETRADER, LLC|4616
AZN|ASTRAZENECA PLC ADS|SAGW|SAGETRADER, LLC|3000
AZN|ASTRAZENECA PLC ADS|SALI|INTL FCSTONE FINANCIAL INC.|330
AZN|ASTRAZENECA PLC ADS|SBSH|Citigroup Global Markets Inc.|891843
AZN|ASTRAZENECA PLC ADS|SEIC|SEI Investments Distribution Co.|1208
AZN|ASTRAZENECA PLC ADS|SGMT|GOLDMAN SACHS & CO. LLC|590025
AZN|ASTRAZENECA PLC ADS|SJLS|TRADE INFORMATICS LLC|1300
AZN|ASTRAZENECA PLC ADS|SPDR|SPEEDROUTE LLC|6940
AZN|ASTRAZENECA PLC ADS|SPHN|Stephens Inc.|2229
AZN|ASTRAZENECA PLC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|14990
AZN|ASTRAZENECA PLC ADS|STKP|STOCKPILE INVESTMENTS, INC.|58
AZN|ASTRAZENECA PLC ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12475
AZN|ASTRAZENECA PLC ADS|SWIM|TD Ameritrade, Inc.|188298
AZN|ASTRAZENECA PLC ADS|SWST|Hilltop Securities Inc.|5130
AZN|ASTRAZENECA PLC ADS|TKNG|ALLY INVEST SECURITIES LLC|1110
AZN|ASTRAZENECA PLC ADS|TRBT|Tradebot Systems, Inc.|251433
AZN|ASTRAZENECA PLC ADS|TRCM|TRC MARKETS LLC|25211
AZN|ASTRAZENECA PLC ADS|TWTT|TASTYWORKS, INC.|238
AZN|ASTRAZENECA PLC ADS|UBSA|UBS SECURITIES LLC|1559685
AZN|ASTRAZENECA PLC ADS|UBSS|UBS Securities LLC|1080794
AZN|ASTRAZENECA PLC ADS|VALX|VIRTU AMERICAS LLC|227305
AZN|ASTRAZENECA PLC ADS|VGRD|Vanguard Marketing Corporation|33725
AZN|ASTRAZENECA PLC ADS|VNDM|Wall Street Access|33260
AZN|ASTRAZENECA PLC ADS|WBLR|WILLIAM BLAIR|2833
AZN|ASTRAZENECA PLC ADS|WCHV|WELLS FARGO SECURITIES, LLC|487921
AZN|ASTRAZENECA PLC ADS|WEDB|WEDBUSH SECURITIES INC.|205
AZN|ASTRAZENECA PLC ADS|WEED|Weeden & Co.L.P.|334
AZN|ASTRAZENECA PLC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9719
AZN|ASTRAZENECA PLC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34361
AZN|ASTRAZENECA PLC ADS|WGIF|CIBC World Markets Inc.|11195
AZN|ASTRAZENECA PLC ADS|WSEA|WOLVERINE SECURITIES, LLC|6967
AZN|ASTRAZENECA PLC ADS|XIST|INSTINET, LLC|15464
AZN|ASTRAZENECA PLC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|56720
AZN|ASTRAZENECA PLC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|130
AZN|ASTRAZENECA PLC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38722
AZO|AUTOZONE INC|AGIS|Aegis Capital Corp.|337
AZO|AUTOZONE INC|ALTX|Alternet Securities Inc.|3476
AZO|AUTOZONE INC|ANOS|ABEL/NOSER, L.L.C.|100
AZO|AUTOZONE INC|APCC|Apex Clearing Corporation|606
AZO|AUTOZONE INC|BANK|Primevest Financial Services, Inc.|79
AZO|AUTOZONE INC|BARD|Robert W. Baird & Co. Incorporated|87
AZO|AUTOZONE INC|BATM|CBOE TRADING, INC.|9106
AZO|AUTOZONE INC|BAYC|BAY CREST PARTNERS, LLC|1
AZO|AUTOZONE INC|BAYT|BTIG, LLC|614
AZO|AUTOZONE INC|BBNT|BB&T SECURITIES, LLC|25261
AZO|AUTOZONE INC|BERN|Sanford C. Bernstein & Co., LLC|27404
AZO|AUTOZONE INC|BIAD|SAGETRADER, LLC|2
AZO|AUTOZONE INC|BIDS|BIDS TRADING L.P.|200
AZO|AUTOZONE INC|BKCM|BNY Mellon Capital Markets LLC|14
AZO|AUTOZONE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1687
AZO|AUTOZONE INC|BMOC|BMO Capital Markets Corp.|2
AZO|AUTOZONE INC|BNPX|BNP PARIBAS SECURITIES CORP.|21596
AZO|AUTOZONE INC|BTIG|BTIG, LLC|202
AZO|AUTOZONE INC|BYXM|CBOE TRADING, INC.|73
AZO|AUTOZONE INC|CHAS|Charles Schwab & Co., Inc.|87
AZO|AUTOZONE INC|CIBP|CIBC World Markets Corp.|1159
AZO|AUTOZONE INC|CICF|Canaccord Genuity Corp.|12
AZO|AUTOZONE INC|CIST|Capital Institutional Services, Inc.|10
AZO|AUTOZONE INC|CLSA|CLSA AMERICAS, LLC|200
AZO|AUTOZONE INC|CNFR|Cowen Prime Services LLC|100
AZO|AUTOZONE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21912
AZO|AUTOZONE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4422
AZO|AUTOZONE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3003
AZO|AUTOZONE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|119927
AZO|AUTOZONE INC|CTDL|Citadel Derivatives Group Llc|9924
AZO|AUTOZONE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9294
AZO|AUTOZONE INC|DADA|D.A. Davidson & Co.|281
AZO|AUTOZONE INC|DBAB|Deutsche Bank Securities Inc.|39509
AZO|AUTOZONE INC|DBAX|Deutsche Bank Securities Inc.|99000
AZO|AUTOZONE INC|DBUL|Deutsche Bank Securities Inc.|4666
AZO|AUTOZONE INC|DCHF|Dart Executions, LLC|62
AZO|AUTOZONE INC|DEAN|MORGAN STANLEY|4696
AZO|AUTOZONE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6338
AZO|AUTOZONE INC|EBXL|EBX LLC|50200
AZO|AUTOZONE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1318
AZO|AUTOZONE INC|EDJO|Edward D. Jones & Co., L.P.|183
AZO|AUTOZONE INC|EGAM|CBOE TRADING, INC.|2744
AZO|AUTOZONE INC|EGAW|CBOE TRADING, INC.|26
AZO|AUTOZONE INC|EGXM|CBOE TRADING, INC.|1510
AZO|AUTOZONE INC|EGXW|CBOE TRADING, INC.|88
AZO|AUTOZONE INC|ESPO|ESPOSITO SECURITIES, LLC|3
AZO|AUTOZONE INC|ETBE|Electronic Transaction Clearing, Inc.|464
AZO|AUTOZONE INC|ETCC|Electronic Transaction Clearing, Inc.|25
AZO|AUTOZONE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40226
AZO|AUTOZONE INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|380
AZO|AUTOZONE INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|105
AZO|AUTOZONE INC|ETRS|E*Trade Securities LLC|27482
AZO|AUTOZONE INC|FBSB|U.S. Bancorp Investments, Inc.|8
AZO|AUTOZONE INC|FILL|Tradestation Securities, Inc.|1316
AZO|AUTOZONE INC|FINX|FINTECH SECURITIES|70
AZO|AUTOZONE INC|FMAF|NBCN Inc./ CDS|3790
AZO|AUTOZONE INC|FMCO|First Manhattan Co|431
AZO|AUTOZONE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15072
AZO|AUTOZONE INC|FQLS|Quantlab Securities LP|59938
AZO|AUTOZONE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23221
AZO|AUTOZONE INC|FTBR|Foliofn Investments, Inc.|857
AZO|AUTOZONE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2277
AZO|AUTOZONE INC|GLIS|TD Securities Inc|35
AZO|AUTOZONE INC|GLPX|ACS EXECUTION SERVICES, LLC|25276
AZO|AUTOZONE INC|GSCO|GOLDMAN SACHS & CO. LLC|299966
AZO|AUTOZONE INC|GSCS|GOLDMAN SACHS & CO. LLC|1430
AZO|AUTOZONE INC|GSLT|GOLDMAN SACHS & CO. LLC|211
AZO|AUTOZONE INC|GTSZ|GTS SECURITIES LLC|46989
AZO|AUTOZONE INC|HRBF|American Enterprise Investment Services Inc.|493
AZO|AUTOZONE INC|HSBC|HSBC Securities, Inc.|371
AZO|AUTOZONE INC|IATS|INTERACTIVE BROKERS LLC|21054
AZO|AUTOZONE INC|IBKR|Interactive Brokers Llc|47112
AZO|AUTOZONE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|426
AZO|AUTOZONE INC|ICBX|INSTINET, LLC|18900
AZO|AUTOZONE INC|IEQY|CITADEL SECURITIES LLC|52290
AZO|AUTOZONE INC|INCA|INSTINET, LLC|69772
AZO|AUTOZONE INC|INJX|INSTINET, LLC|778
AZO|AUTOZONE INC|ITGI|ITG Inc.|21131
AZO|AUTOZONE INC|ITGP|ITG INC.|64200
AZO|AUTOZONE INC|JANY|Janney Montgomery Scott Inc.|44
AZO|AUTOZONE INC|JEFF|JEFFERIES LLC|36116
AZO|AUTOZONE INC|JMPT|JUMP TRADING, LLC|20064
AZO|AUTOZONE INC|JONE|JonesTrading|280
AZO|AUTOZONE INC|JPBX|J.P. MORGAN SECURITIES LLC|27640
AZO|AUTOZONE INC|JPMX|J.P. Morgan Securities LLC|123265
AZO|AUTOZONE INC|JSJX|JANE STREET CAPITAL LLC|1765
AZO|AUTOZONE INC|JUTA|JUMP TRADING, LLC|112
AZO|AUTOZONE INC|KCGM|VIRTU Americas LLC|16312
AZO|AUTOZONE INC|LEHM|Barclays Capital Inc./Le|214292
AZO|AUTOZONE INC|LIME|Lime Brokerage LLC|4228
AZO|AUTOZONE INC|LOOP|Loop Capital Markets LLC|744
AZO|AUTOZONE INC|LSCI|Lek Securities Corporation|370
AZO|AUTOZONE INC|LVMR|LIVERMORE TRADING GROUP, INC.|18629
AZO|AUTOZONE INC|MACC|Mid Atlantic Capital Corporation|161
AZO|AUTOZONE INC|MAXM|Maxim Group LLC|1553
AZO|AUTOZONE INC|MCMF|Raymond James Ltd. Cds|119
AZO|AUTOZONE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40100
AZO|AUTOZONE INC|MOTF|MOTIF INVESTING, INC.|6
AZO|AUTOZONE INC|MSCO|MORGAN STANLEY & CO. LLC|691494
AZO|AUTOZONE INC|MSPL|MORGAN STANLEY & CO. LLC|105700
AZO|AUTOZONE INC|MSTX|MORGAN STANLEY & CO. LLC|12900
AZO|AUTOZONE INC|NEED|Needham & Company, LLC|30
AZO|AUTOZONE INC|NFSC|National Financial Services LLC|59407
AZO|AUTOZONE INC|NITE|VIRTU Americas LLC|137661
AZO|AUTOZONE INC|NQRB|Brut, LLC|1859
AZO|AUTOZONE INC|NTBF|BMO Nesbitt Burns Inc./CDS|200
AZO|AUTOZONE INC|NTRC|Northern Trust Securities, Inc.|7
AZO|AUTOZONE INC|OHOS|TWO SIGMA SECURITIES, LLC|530
AZO|AUTOZONE INC|OPCO|Oppenheimer & Co. Inc.|157
AZO|AUTOZONE INC|PASL|Pershing Advisor Solutions LLC|125
AZO|AUTOZONE INC|PDQM|CODA MARKETS, INC.|26197
AZO|AUTOZONE INC|PHLY|NASDAQ Execution Services, LLC|1800
AZO|AUTOZONE INC|PICT|Pictet Overseas Inc.|5
AZO|AUTOZONE INC|PWJC|UBS Financial Services, Inc.|354
AZO|AUTOZONE INC|QMSR|QUATTRO M SECURITIES INC.|10197
AZO|AUTOZONE INC|RBCM|RBC CAPITAL MARKETS, LLC|686
AZO|AUTOZONE INC|RHCO|Suntrust Robinson Humphrey, Inc.|1162
AZO|AUTOZONE INC|ROTH|Roth Capital Partners, LLC|300
AZO|AUTOZONE INC|SAGL|SAGETRADER, LLC|28049
AZO|AUTOZONE INC|SBRX|MURIEL SIEBERT & CO INC|10
AZO|AUTOZONE INC|SBSH|Citigroup Global Markets Inc.|26377
AZO|AUTOZONE INC|SEIC|SEI Investments Distribution Co.|2100
AZO|AUTOZONE INC|SGMT|GOLDMAN SACHS & CO. LLC|64051
AZO|AUTOZONE INC|SPDR|SPEEDROUTE LLC|500
AZO|AUTOZONE INC|SPHN|Stephens Inc.|9
AZO|AUTOZONE INC|STFL|Stifel, Nicolaus & Company, Incorporated|250
AZO|AUTOZONE INC|STKP|STOCKPILE INVESTMENTS, INC.|138
AZO|AUTOZONE INC|SWIM|TD Ameritrade, Inc.|48558
AZO|AUTOZONE INC|SWST|Hilltop Securities Inc.|3403
AZO|AUTOZONE INC|TKNG|ALLY INVEST SECURITIES LLC|300
AZO|AUTOZONE INC|TMBR|Timber Hill LLC|188
AZO|AUTOZONE INC|TRBT|Tradebot Systems, Inc.|47623
AZO|AUTOZONE INC|TRCM|TRC MARKETS LLC|7068
AZO|AUTOZONE INC|UBSA|UBS SECURITIES LLC|251930
AZO|AUTOZONE INC|UBSS|UBS Securities LLC|326398
AZO|AUTOZONE INC|VALX|VIRTU AMERICAS LLC|10939
AZO|AUTOZONE INC|VGRD|Vanguard Marketing Corporation|3670
AZO|AUTOZONE INC|VNDS|VANDHAM SECURITIES CORP|4363
AZO|AUTOZONE INC|WBLR|WILLIAM BLAIR|7
AZO|AUTOZONE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6919
AZO|AUTOZONE INC|WCHV|WELLS FARGO SECURITIES, LLC|7742
AZO|AUTOZONE INC|WEDB|WEDBUSH SECURITIES INC.|420
AZO|AUTOZONE INC|WEED|Weeden & Co.L.P.|850
AZO|AUTOZONE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6150
AZO|AUTOZONE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12657
AZO|AUTOZONE INC|WFPB|Wells Fargo Securities, LLC.|150
AZO|AUTOZONE INC|WGIF|CIBC World Markets Inc.|419
AZO|AUTOZONE INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13
AZO|AUTOZONE INC|WSAG|WALL STREET ACCESS|7
AZO|AUTOZONE INC|WSEA|WOLVERINE SECURITIES, LLC|1220
AZO|AUTOZONE INC|XIST|INSTINET, LLC|15426
AZO|AUTOZONE INC|XPQR|Jump Trading|400
AZO|AUTOZONE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
AZO|AUTOZONE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4815
AZO|AUTOZONE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|468
AZPN|ASPEN TECHNOLOGY CMN|ALTX|Alternet Securities Inc.|3890
AZPN|ASPEN TECHNOLOGY CMN|ANOS|ABEL/NOSER, L.L.C.|50
AZPN|ASPEN TECHNOLOGY CMN|APCC|Apex Clearing Corporation|479
AZPN|ASPEN TECHNOLOGY CMN|BANK|Primevest Financial Services, Inc.|83
AZPN|ASPEN TECHNOLOGY CMN|BARD|Robert W. Baird & Co. Incorporated|555
AZPN|ASPEN TECHNOLOGY CMN|BATM|CBOE TRADING, INC.|3616
AZPN|ASPEN TECHNOLOGY CMN|BAYC|BAY CREST PARTNERS, LLC|2926
AZPN|ASPEN TECHNOLOGY CMN|BBNT|BB&T SECURITIES, LLC|906
AZPN|ASPEN TECHNOLOGY CMN|BERN|Sanford C. Bernstein & Co., LLC|11195
AZPN|ASPEN TECHNOLOGY CMN|BIMI|Banca IMI Securities Corp.|143
AZPN|ASPEN TECHNOLOGY CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3452
AZPN|ASPEN TECHNOLOGY CMN|BLKX|INSTINET, LLC|70492
AZPN|ASPEN TECHNOLOGY CMN|BMOC|BMO Capital Markets Corp.|30943
AZPN|ASPEN TECHNOLOGY CMN|BNPX|BNP PARIBAS SECURITIES CORP.|38642
AZPN|ASPEN TECHNOLOGY CMN|BTIG|BTIG, LLC|129045
AZPN|ASPEN TECHNOLOGY CMN|BYXM|CBOE TRADING, INC.|1317
AZPN|ASPEN TECHNOLOGY CMN|BZYD|GOLDMAN SACHS & CO. LLC|1592
AZPN|ASPEN TECHNOLOGY CMN|CANT|Cantor Fitzgerald & Co.|289
AZPN|ASPEN TECHNOLOGY CMN|CHAS|Charles Schwab & Co., Inc.|412
AZPN|ASPEN TECHNOLOGY CMN|CIST|Capital Institutional Services, Inc.|289
AZPN|ASPEN TECHNOLOGY CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66288
AZPN|ASPEN TECHNOLOGY CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
AZPN|ASPEN TECHNOLOGY CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|201
AZPN|ASPEN TECHNOLOGY CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|321734
AZPN|ASPEN TECHNOLOGY CMN|CTDL|Citadel Derivatives Group Llc|32339
AZPN|ASPEN TECHNOLOGY CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|35344
AZPN|ASPEN TECHNOLOGY CMN|DADA|D.A. Davidson & Co.|82
AZPN|ASPEN TECHNOLOGY CMN|DBAB|Deutsche Bank Securities Inc.|810110
AZPN|ASPEN TECHNOLOGY CMN|DBAX|Deutsche Bank Securities Inc.|132400
AZPN|ASPEN TECHNOLOGY CMN|DBUL|Deutsche Bank Securities Inc.|15812
AZPN|ASPEN TECHNOLOGY CMN|DEAN|MORGAN STANLEY|7997
AZPN|ASPEN TECHNOLOGY CMN|DEGS|RONIN PROFESSIONAL LLC|225
AZPN|ASPEN TECHNOLOGY CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6450
AZPN|ASPEN TECHNOLOGY CMN|DRWK|DRW SECURITIES, L.L.C.|24064
AZPN|ASPEN TECHNOLOGY CMN|EBXL|EBX LLC|85600
AZPN|ASPEN TECHNOLOGY CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|9290
AZPN|ASPEN TECHNOLOGY CMN|EDJO|Edward D. Jones & Co., L.P.|918
AZPN|ASPEN TECHNOLOGY CMN|EGAM|CBOE TRADING, INC.|5117
AZPN|ASPEN TECHNOLOGY CMN|EGAW|CBOE TRADING, INC.|139
AZPN|ASPEN TECHNOLOGY CMN|EGMT|EG MARKET TECHNOLOGIES LLC|681
AZPN|ASPEN TECHNOLOGY CMN|EGXM|CBOE TRADING, INC.|2443
AZPN|ASPEN TECHNOLOGY CMN|EGXW|CBOE TRADING, INC.|303
AZPN|ASPEN TECHNOLOGY CMN|ETBE|Electronic Transaction Clearing, Inc.|32628
AZPN|ASPEN TECHNOLOGY CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2573
AZPN|ASPEN TECHNOLOGY CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17239
AZPN|ASPEN TECHNOLOGY CMN|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|96454
AZPN|ASPEN TECHNOLOGY CMN|ETRS|E*Trade Securities LLC|4144
AZPN|ASPEN TECHNOLOGY CMN|FBCO|Credit Suisse Securities (USA) LLC|3290740
AZPN|ASPEN TECHNOLOGY CMN|FBSB|U.S. Bancorp Investments, Inc.|23
AZPN|ASPEN TECHNOLOGY CMN|FILL|Tradestation Securities, Inc.|560
AZPN|ASPEN TECHNOLOGY CMN|FOMA|TD AMERITRADE CLEARING, INC.|16067
AZPN|ASPEN TECHNOLOGY CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1036
AZPN|ASPEN TECHNOLOGY CMN|FQLS|Quantlab Securities LP|222929
AZPN|ASPEN TECHNOLOGY CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103236
AZPN|ASPEN TECHNOLOGY CMN|FTBR|Foliofn Investments, Inc.|2037
AZPN|ASPEN TECHNOLOGY CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|25233
AZPN|ASPEN TECHNOLOGY CMN|GLIS|TD Securities Inc|50
AZPN|ASPEN TECHNOLOGY CMN|GLPX|ACS EXECUTION SERVICES, LLC|17659
AZPN|ASPEN TECHNOLOGY CMN|GSCO|GOLDMAN SACHS & CO. LLC|3383157
AZPN|ASPEN TECHNOLOGY CMN|GSCS|GOLDMAN SACHS & CO. LLC|33778
AZPN|ASPEN TECHNOLOGY CMN|GSLT|GOLDMAN SACHS & CO. LLC|2405
AZPN|ASPEN TECHNOLOGY CMN|GTSZ|GTS SECURITIES LLC|34010
AZPN|ASPEN TECHNOLOGY CMN|HRBF|American Enterprise Investment Services Inc.|4129
AZPN|ASPEN TECHNOLOGY CMN|HSBC|HSBC Securities, Inc.|11386
AZPN|ASPEN TECHNOLOGY CMN|IATS|INTERACTIVE BROKERS LLC|8932
AZPN|ASPEN TECHNOLOGY CMN|IBKR|Interactive Brokers Llc|39266
AZPN|ASPEN TECHNOLOGY CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|197
AZPN|ASPEN TECHNOLOGY CMN|ICBX|INSTINET, LLC|21324
AZPN|ASPEN TECHNOLOGY CMN|IEQY|CITADEL SECURITIES LLC|44393
AZPN|ASPEN TECHNOLOGY CMN|INCA|INSTINET, LLC|476867
AZPN|ASPEN TECHNOLOGY CMN|INJX|INSTINET, LLC|21966
AZPN|ASPEN TECHNOLOGY CMN|ITGI|ITG Inc.|49631
AZPN|ASPEN TECHNOLOGY CMN|ITGP|ITG INC.|81000
AZPN|ASPEN TECHNOLOGY CMN|JANY|Janney Montgomery Scott Inc.|7311
AZPN|ASPEN TECHNOLOGY CMN|JEFF|JEFFERIES LLC|172136
AZPN|ASPEN TECHNOLOGY CMN|JMPT|JUMP TRADING, LLC|44360
AZPN|ASPEN TECHNOLOGY CMN|JONE|JonesTrading|6300
AZPN|ASPEN TECHNOLOGY CMN|JPBX|J.P. MORGAN SECURITIES LLC|65106
AZPN|ASPEN TECHNOLOGY CMN|JPMX|J.P. Morgan Securities LLC|343668
AZPN|ASPEN TECHNOLOGY CMN|JSJX|JANE STREET CAPITAL LLC|5613
AZPN|ASPEN TECHNOLOGY CMN|KCGM|VIRTU Americas LLC|21364
AZPN|ASPEN TECHNOLOGY CMN|LEHM|Barclays Capital Inc./Le|1517142
AZPN|ASPEN TECHNOLOGY CMN|LIME|Lime Brokerage LLC|111752
AZPN|ASPEN TECHNOLOGY CMN|LMGP|LIME BROKERAGE LLC|14001
AZPN|ASPEN TECHNOLOGY CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|26200
AZPN|ASPEN TECHNOLOGY CMN|LOOP|Loop Capital Markets LLC|14691
AZPN|ASPEN TECHNOLOGY CMN|LQNA|LIQUIDNET, INC.|152000
AZPN|ASPEN TECHNOLOGY CMN|LQNB|LIQUIDNET, INC.|79
AZPN|ASPEN TECHNOLOGY CMN|LSCI|Lek Securities Corporation|212
AZPN|ASPEN TECHNOLOGY CMN|MACQ|Macquarie Capital (USA) Inc.|100
AZPN|ASPEN TECHNOLOGY CMN|MAXM|Maxim Group LLC|1974
AZPN|ASPEN TECHNOLOGY CMN|MBTS|ALLY INVEST SECURITIES LLC|56
AZPN|ASPEN TECHNOLOGY CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78002
AZPN|ASPEN TECHNOLOGY CMN|MOTF|MOTIF INVESTING, INC.|4
AZPN|ASPEN TECHNOLOGY CMN|MSCO|MORGAN STANLEY & CO. LLC|3079327
AZPN|ASPEN TECHNOLOGY CMN|MSPL|MORGAN STANLEY & CO. LLC|399100
AZPN|ASPEN TECHNOLOGY CMN|MSTX|MORGAN STANLEY & CO. LLC|126500
AZPN|ASPEN TECHNOLOGY CMN|NATL|National Securities Corporation|30
AZPN|ASPEN TECHNOLOGY CMN|NFSC|National Financial Services LLC|87493
AZPN|ASPEN TECHNOLOGY CMN|NITE|VIRTU Americas LLC|215431
AZPN|ASPEN TECHNOLOGY CMN|NITP|VIRTU Americas LLC|8078
AZPN|ASPEN TECHNOLOGY CMN|NQRB|Brut, LLC|8125
AZPN|ASPEN TECHNOLOGY CMN|NTRC|Northern Trust Securities, Inc.|1377
AZPN|ASPEN TECHNOLOGY CMN|OPCO|Oppenheimer & Co. Inc.|67
AZPN|ASPEN TECHNOLOGY CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|796
AZPN|ASPEN TECHNOLOGY CMN|PDQM|CODA MARKETS, INC.|54098
AZPN|ASPEN TECHNOLOGY CMN|PIPR|Piper Jaffray & Co.|1600
AZPN|ASPEN TECHNOLOGY CMN|PWJC|UBS Financial Services, Inc.|18428
AZPN|ASPEN TECHNOLOGY CMN|QMSR|QUATTRO M SECURITIES INC.|14557
AZPN|ASPEN TECHNOLOGY CMN|RAJA|Raymond James & Associates, Inc.|7709
AZPN|ASPEN TECHNOLOGY CMN|RBCM|RBC CAPITAL MARKETS, LLC|6739
AZPN|ASPEN TECHNOLOGY CMN|RGLD|Regal Securities, Inc|115
AZPN|ASPEN TECHNOLOGY CMN|SAGL|SAGETRADER, LLC|6934
AZPN|ASPEN TECHNOLOGY CMN|SAGW|SAGETRADER, LLC|940
AZPN|ASPEN TECHNOLOGY CMN|SALI|INTL FCSTONE FINANCIAL INC.|20
AZPN|ASPEN TECHNOLOGY CMN|SBSH|Citigroup Global Markets Inc.|436903
AZPN|ASPEN TECHNOLOGY CMN|SEIC|SEI Investments Distribution Co.|100
AZPN|ASPEN TECHNOLOGY CMN|SGMT|GOLDMAN SACHS & CO. LLC|65763
AZPN|ASPEN TECHNOLOGY CMN|SPDR|SPEEDROUTE LLC|2100
AZPN|ASPEN TECHNOLOGY CMN|SPHN|Stephens Inc.|12
AZPN|ASPEN TECHNOLOGY CMN|STFL|Stifel, Nicolaus & Company, Incorporated|18538
AZPN|ASPEN TECHNOLOGY CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
AZPN|ASPEN TECHNOLOGY CMN|SWIM|TD Ameritrade, Inc.|4432
AZPN|ASPEN TECHNOLOGY CMN|SWST|Hilltop Securities Inc.|625
AZPN|ASPEN TECHNOLOGY CMN|TDSI|TD Securities (USA) LLC|500
AZPN|ASPEN TECHNOLOGY CMN|TKNG|ALLY INVEST SECURITIES LLC|306
AZPN|ASPEN TECHNOLOGY CMN|TRBT|Tradebot Systems, Inc.|196866
AZPN|ASPEN TECHNOLOGY CMN|TRCM|TRC MARKETS LLC|124990
AZPN|ASPEN TECHNOLOGY CMN|TWTT|TASTYWORKS, INC.|1060
AZPN|ASPEN TECHNOLOGY CMN|UBSA|UBS SECURITIES LLC|346426
AZPN|ASPEN TECHNOLOGY CMN|UBSS|UBS Securities LLC|1742590
AZPN|ASPEN TECHNOLOGY CMN|VALX|VIRTU AMERICAS LLC|9819
AZPN|ASPEN TECHNOLOGY CMN|VERT|The Vertical Trading Group, LLC|106
AZPN|ASPEN TECHNOLOGY CMN|VGRD|Vanguard Marketing Corporation|4519
AZPN|ASPEN TECHNOLOGY CMN|WABR|Wall Street Access|700
AZPN|ASPEN TECHNOLOGY CMN|WBLR|WILLIAM BLAIR|400
AZPN|ASPEN TECHNOLOGY CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1423
AZPN|ASPEN TECHNOLOGY CMN|WCHV|WELLS FARGO SECURITIES, LLC|111387
AZPN|ASPEN TECHNOLOGY CMN|WDNX|WEEDEN & CO.L.P.|1356
AZPN|ASPEN TECHNOLOGY CMN|WEDB|WEDBUSH SECURITIES INC.|27
AZPN|ASPEN TECHNOLOGY CMN|WEED|Weeden & Co.L.P.|14449
AZPN|ASPEN TECHNOLOGY CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2611
AZPN|ASPEN TECHNOLOGY CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1545
AZPN|ASPEN TECHNOLOGY CMN|WGIF|CIBC World Markets Inc.|6184
AZPN|ASPEN TECHNOLOGY CMN|WSEA|WOLVERINE SECURITIES, LLC|4222
AZPN|ASPEN TECHNOLOGY CMN|XIST|INSTINET, LLC|153594
AZPN|ASPEN TECHNOLOGY CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|25356
AZPN|ASPEN TECHNOLOGY CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4326
AZPN|ASPEN TECHNOLOGY CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3793
AZRE|AZURE PWR GLBL LTD|ALTX|Alternet Securities Inc.|3400
AZRE|AZURE PWR GLBL LTD|APCC|Apex Clearing Corporation|61
AZRE|AZURE PWR GLBL LTD|BATM|CBOE TRADING, INC.|200
AZRE|AZURE PWR GLBL LTD|CLSA|CLSA AMERICAS, LLC|9652
AZRE|AZURE PWR GLBL LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
AZRE|AZURE PWR GLBL LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6173
AZRE|AZURE PWR GLBL LTD|DBAB|Deutsche Bank Securities Inc.|400
AZRE|AZURE PWR GLBL LTD|DBAX|Deutsche Bank Securities Inc.|3300
AZRE|AZURE PWR GLBL LTD|EBXL|EBX LLC|100
AZRE|AZURE PWR GLBL LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3550
AZRE|AZURE PWR GLBL LTD|EGAM|CBOE TRADING, INC.|100
AZRE|AZURE PWR GLBL LTD|EGXM|CBOE TRADING, INC.|1
AZRE|AZURE PWR GLBL LTD|ETRS|E*Trade Securities LLC|6965
AZRE|AZURE PWR GLBL LTD|FILL|Tradestation Securities, Inc.|100
AZRE|AZURE PWR GLBL LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|889
AZRE|AZURE PWR GLBL LTD|FTBR|Foliofn Investments, Inc.|354
AZRE|AZURE PWR GLBL LTD|GLPX|ACS EXECUTION SERVICES, LLC|5039
AZRE|AZURE PWR GLBL LTD|GSCO|GOLDMAN SACHS & CO. LLC|2100
AZRE|AZURE PWR GLBL LTD|GSLT|GOLDMAN SACHS & CO. LLC|71
AZRE|AZURE PWR GLBL LTD|GTSZ|GTS SECURITIES LLC|1029
AZRE|AZURE PWR GLBL LTD|IATS|INTERACTIVE BROKERS LLC|600
AZRE|AZURE PWR GLBL LTD|IBKR|Interactive Brokers Llc|553
AZRE|AZURE PWR GLBL LTD|ICBX|INSTINET, LLC|100
AZRE|AZURE PWR GLBL LTD|INCA|INSTINET, LLC|3
AZRE|AZURE PWR GLBL LTD|ITGI|ITG Inc.|201
AZRE|AZURE PWR GLBL LTD|ITGP|ITG INC.|17400
AZRE|AZURE PWR GLBL LTD|JANY|Janney Montgomery Scott Inc.|1650
AZRE|AZURE PWR GLBL LTD|KCGM|VIRTU Americas LLC|4300
AZRE|AZURE PWR GLBL LTD|LEHM|Barclays Capital Inc./Le|3000
AZRE|AZURE PWR GLBL LTD|LIME|Lime Brokerage LLC|1020
AZRE|AZURE PWR GLBL LTD|LQNA|LIQUIDNET, INC.|50900
AZRE|AZURE PWR GLBL LTD|LSCI|Lek Securities Corporation|3524
AZRE|AZURE PWR GLBL LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
AZRE|AZURE PWR GLBL LTD|MSCO|MORGAN STANLEY & CO. LLC|9711
AZRE|AZURE PWR GLBL LTD|MSPL|MORGAN STANLEY & CO. LLC|17500
AZRE|AZURE PWR GLBL LTD|NFSC|National Financial Services LLC|7310
AZRE|AZURE PWR GLBL LTD|NITE|VIRTU Americas LLC|50845
AZRE|AZURE PWR GLBL LTD|PDQM|CODA MARKETS, INC.|100
AZRE|AZURE PWR GLBL LTD|SAGC|SAGETRADER, LLC|300
AZRE|AZURE PWR GLBL LTD|SGMT|GOLDMAN SACHS & CO. LLC|519
AZRE|AZURE PWR GLBL LTD|SPDR|SPEEDROUTE LLC|300
AZRE|AZURE PWR GLBL LTD|STFL|Stifel, Nicolaus & Company, Incorporated|800
AZRE|AZURE PWR GLBL LTD|SWIM|TD Ameritrade, Inc.|41810
AZRE|AZURE PWR GLBL LTD|SWST|Hilltop Securities Inc.|3370
AZRE|AZURE PWR GLBL LTD|TKNG|ALLY INVEST SECURITIES LLC|310
AZRE|AZURE PWR GLBL LTD|TRBT|Tradebot Systems, Inc.|70
AZRE|AZURE PWR GLBL LTD|UBSA|UBS SECURITIES LLC|20464
AZRE|AZURE PWR GLBL LTD|UBSS|UBS Securities LLC|6935
AZRE|AZURE PWR GLBL LTD|VALX|VIRTU AMERICAS LLC|1002
AZRE|AZURE PWR GLBL LTD|VGRD|Vanguard Marketing Corporation|337
AZRE|AZURE PWR GLBL LTD|VNDS|VANDHAM SECURITIES CORP|2900
AZRE|AZURE PWR GLBL LTD|WABR|Wall Street Access|3450
AZRE|AZURE PWR GLBL LTD|WCHV|WELLS FARGO SECURITIES, LLC|3577
AZRE|AZURE PWR GLBL LTD|WSEA|WOLVERINE SECURITIES, LLC|447
AZRE|AZURE PWR GLBL LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
AZRE|AZURE PWR GLBL LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|691
AZRX|AZURRX BIOPHARMA CM|APCC|Apex Clearing Corporation|4200
AZRX|AZURRX BIOPHARMA CM|BATM|CBOE TRADING, INC.|1
AZRX|AZURRX BIOPHARMA CM|BERN|Sanford C. Bernstein & Co., LLC|12494
AZRX|AZURRX BIOPHARMA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6120
AZRX|AZURRX BIOPHARMA CM|CHAS|Charles Schwab & Co., Inc.|250
AZRX|AZURRX BIOPHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
AZRX|AZURRX BIOPHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50182
AZRX|AZURRX BIOPHARMA CM|CTDL|Citadel Derivatives Group Llc|1687
AZRX|AZURRX BIOPHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1834
AZRX|AZURRX BIOPHARMA CM|DBAB|Deutsche Bank Securities Inc.|6313
AZRX|AZURRX BIOPHARMA CM|DBAX|Deutsche Bank Securities Inc.|10600
AZRX|AZURRX BIOPHARMA CM|DEGS|RONIN PROFESSIONAL LLC|13389
AZRX|AZURRX BIOPHARMA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2600
AZRX|AZURRX BIOPHARMA CM|EBXL|EBX LLC|13800
AZRX|AZURRX BIOPHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5800
AZRX|AZURRX BIOPHARMA CM|EGAM|CBOE TRADING, INC.|100
AZRX|AZURRX BIOPHARMA CM|EGXM|CBOE TRADING, INC.|496
AZRX|AZURRX BIOPHARMA CM|EGXW|CBOE TRADING, INC.|16
AZRX|AZURRX BIOPHARMA CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1200
AZRX|AZURRX BIOPHARMA CM|ETRS|E*Trade Securities LLC|61405
AZRX|AZURRX BIOPHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|24110
AZRX|AZURRX BIOPHARMA CM|FILL|Tradestation Securities, Inc.|7529
AZRX|AZURRX BIOPHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|128142
AZRX|AZURRX BIOPHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2226
AZRX|AZURRX BIOPHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|2815
AZRX|AZURRX BIOPHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|9053
AZRX|AZURRX BIOPHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|7081
AZRX|AZURRX BIOPHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|400
AZRX|AZURRX BIOPHARMA CM|GTSZ|GTS SECURITIES LLC|15815
AZRX|AZURRX BIOPHARMA CM|HRBF|American Enterprise Investment Services Inc.|940
AZRX|AZURRX BIOPHARMA CM|IATS|INTERACTIVE BROKERS LLC|7056
AZRX|AZURRX BIOPHARMA CM|IBKR|Interactive Brokers Llc|105885
AZRX|AZURRX BIOPHARMA CM|ICBX|INSTINET, LLC|6380
AZRX|AZURRX BIOPHARMA CM|INCA|INSTINET, LLC|19645
AZRX|AZURRX BIOPHARMA CM|INJX|INSTINET, LLC|9770
AZRX|AZURRX BIOPHARMA CM|ITGI|ITG Inc.|7375
AZRX|AZURRX BIOPHARMA CM|ITGP|ITG INC.|331600
AZRX|AZURRX BIOPHARMA CM|JEFF|JEFFERIES LLC|72233
AZRX|AZURRX BIOPHARMA CM|JLEO|Primary Capital, LLC|10635
AZRX|AZURRX BIOPHARMA CM|JMPT|JUMP TRADING, LLC|290
AZRX|AZURRX BIOPHARMA CM|JPMX|J.P. Morgan Securities LLC|6012
AZRX|AZURRX BIOPHARMA CM|KCGM|VIRTU Americas LLC|5023
AZRX|AZURRX BIOPHARMA CM|LEHM|Barclays Capital Inc./Le|10372
AZRX|AZURRX BIOPHARMA CM|LIME|Lime Brokerage LLC|43994
AZRX|AZURRX BIOPHARMA CM|LMGP|LIME BROKERAGE LLC|1550
AZRX|AZURRX BIOPHARMA CM|LQNA|LIQUIDNET, INC.|153600
AZRX|AZURRX BIOPHARMA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
AZRX|AZURRX BIOPHARMA CM|MAXM|Maxim Group LLC|3200
AZRX|AZURRX BIOPHARMA CM|MBTS|ALLY INVEST SECURITIES LLC|125
AZRX|AZURRX BIOPHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5644
AZRX|AZURRX BIOPHARMA CM|MOTF|MOTIF INVESTING, INC.|1
AZRX|AZURRX BIOPHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|140219
AZRX|AZURRX BIOPHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|21700
AZRX|AZURRX BIOPHARMA CM|NFSC|National Financial Services LLC|215026
AZRX|AZURRX BIOPHARMA CM|NITE|VIRTU Americas LLC|364843
AZRX|AZURRX BIOPHARMA CM|NITP|VIRTU Americas LLC|3436
AZRX|AZURRX BIOPHARMA CM|NQRB|Brut, LLC|2000
AZRX|AZURRX BIOPHARMA CM|NTFN|Network 1 Financial Securities Inc.|22300
AZRX|AZURRX BIOPHARMA CM|OPCO|Oppenheimer & Co. Inc.|13642
AZRX|AZURRX BIOPHARMA CM|PDQM|CODA MARKETS, INC.|5706
AZRX|AZURRX BIOPHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|15442
AZRX|AZURRX BIOPHARMA CM|SAGL|SAGETRADER, LLC|781
AZRX|AZURRX BIOPHARMA CM|SBSH|Citigroup Global Markets Inc.|12515
AZRX|AZURRX BIOPHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|34670
AZRX|AZURRX BIOPHARMA CM|SPDR|SPEEDROUTE LLC|200
AZRX|AZURRX BIOPHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|900
AZRX|AZURRX BIOPHARMA CM|SWIM|TD Ameritrade, Inc.|15310
AZRX|AZURRX BIOPHARMA CM|TRCM|TRC MARKETS LLC|3478
AZRX|AZURRX BIOPHARMA CM|UBSA|UBS SECURITIES LLC|55508
AZRX|AZURRX BIOPHARMA CM|UBSS|UBS Securities LLC|75753
AZRX|AZURRX BIOPHARMA CM|VSIN|Vision Financial Markets Llc|1300
AZRX|AZURRX BIOPHARMA CM|WABR|Wall Street Access|5810
AZRX|AZURRX BIOPHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|4954
AZRX|AZURRX BIOPHARMA CM|WGIF|CIBC World Markets Inc.|1700
AZRX|AZURRX BIOPHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|9254
AZRX|AZURRX BIOPHARMA CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
AZRX|AZURRX BIOPHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|10600
AZRX|AZURRX BIOPHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|97
AZUL|AZUL S.A. ADS|AGIS|Aegis Capital Corp.|500
AZUL|AZUL S.A. ADS|ALTX|Alternet Securities Inc.|32211
AZUL|AZUL S.A. ADS|APCC|Apex Clearing Corporation|10610
AZUL|AZUL S.A. ADS|BARD|Robert W. Baird & Co. Incorporated|525
AZUL|AZUL S.A. ADS|BATM|CBOE TRADING, INC.|39956
AZUL|AZUL S.A. ADS|BAYC|BAY CREST PARTNERS, LLC|76988
AZUL|AZUL S.A. ADS|BAYT|BTIG, LLC|12215
AZUL|AZUL S.A. ADS|BERN|Sanford C. Bernstein & Co., LLC|395229
AZUL|AZUL S.A. ADS|BIAD|SAGETRADER, LLC|2
AZUL|AZUL S.A. ADS|BIDS|BIDS TRADING L.P.|13200
AZUL|AZUL S.A. ADS|BIMI|Banca IMI Securities Corp.|118
AZUL|AZUL S.A. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12459
AZUL|AZUL S.A. ADS|BLKX|INSTINET, LLC|10600
AZUL|AZUL S.A. ADS|BMOC|BMO Capital Markets Corp.|50000
AZUL|AZUL S.A. ADS|BRGE|Newbridge Securities Corp.|4400
AZUL|AZUL S.A. ADS|BTIG|BTIG, LLC|75796
AZUL|AZUL S.A. ADS|BYXM|CBOE TRADING, INC.|286
AZUL|AZUL S.A. ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|38200
AZUL|AZUL S.A. ADS|CBRA|Cobra Trading, Inc.|5200
AZUL|AZUL S.A. ADS|CHAS|Charles Schwab & Co., Inc.|2310
AZUL|AZUL S.A. ADS|CHLM|Craig-Hallum Capital Group LLC|3600
AZUL|AZUL S.A. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124266
AZUL|AZUL S.A. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7002
AZUL|AZUL S.A. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31263
AZUL|AZUL S.A. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|438412
AZUL|AZUL S.A. ADS|CTDL|Citadel Derivatives Group Llc|312
AZUL|AZUL S.A. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|74144
AZUL|AZUL S.A. ADS|DBAB|Deutsche Bank Securities Inc.|157022
AZUL|AZUL S.A. ADS|DBAX|Deutsche Bank Securities Inc.|264900
AZUL|AZUL S.A. ADS|DCHF|Dart Executions, LLC|3013
AZUL|AZUL S.A. ADS|DEAN|MORGAN STANLEY|17491
AZUL|AZUL S.A. ADS|DEGS|RONIN PROFESSIONAL LLC|18811
AZUL|AZUL S.A. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|115551
AZUL|AZUL S.A. ADS|EBXL|EBX LLC|386400
AZUL|AZUL S.A. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
AZUL|AZUL S.A. ADS|EDJO|Edward D. Jones & Co., L.P.|21
AZUL|AZUL S.A. ADS|EGAM|CBOE TRADING, INC.|18919
AZUL|AZUL S.A. ADS|EGAW|CBOE TRADING, INC.|200
AZUL|AZUL S.A. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|400
AZUL|AZUL S.A. ADS|EGXM|CBOE TRADING, INC.|10486
AZUL|AZUL S.A. ADS|EGXW|CBOE TRADING, INC.|100
AZUL|AZUL S.A. ADS|ETBE|Electronic Transaction Clearing, Inc.|20427
AZUL|AZUL S.A. ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|21200
AZUL|AZUL S.A. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11533
AZUL|AZUL S.A. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
AZUL|AZUL S.A. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1430
AZUL|AZUL S.A. ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|58600
AZUL|AZUL S.A. ADS|ETRS|E*Trade Securities LLC|172922
AZUL|AZUL S.A. ADS|FCST|INTL FCSTONE FINANCIAL INC.|31642
AZUL|AZUL S.A. ADS|FILL|Tradestation Securities, Inc.|1660
AZUL|AZUL S.A. ADS|FMAF|NBCN Inc./ CDS|200
AZUL|AZUL S.A. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3298
AZUL|AZUL S.A. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90217
AZUL|AZUL S.A. ADS|FTBR|Foliofn Investments, Inc.|1378
AZUL|AZUL S.A. ADS|GARC|ICAP Corporates LLC|7411
AZUL|AZUL S.A. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|132
AZUL|AZUL S.A. ADS|GLIS|TD Securities Inc|2210
AZUL|AZUL S.A. ADS|GLPX|ACS EXECUTION SERVICES, LLC|59396
AZUL|AZUL S.A. ADS|GSCO|GOLDMAN SACHS & CO. LLC|547602
AZUL|AZUL S.A. ADS|GSCS|GOLDMAN SACHS & CO. LLC|29506
AZUL|AZUL S.A. ADS|GSLT|GOLDMAN SACHS & CO. LLC|22730
AZUL|AZUL S.A. ADS|GTSZ|GTS SECURITIES LLC|51744
AZUL|AZUL S.A. ADS|HRBF|American Enterprise Investment Services Inc.|500
AZUL|AZUL S.A. ADS|HSBC|HSBC Securities, Inc.|88958
AZUL|AZUL S.A. ADS|IATS|INTERACTIVE BROKERS LLC|22095
AZUL|AZUL S.A. ADS|IBKR|Interactive Brokers Llc|136977
AZUL|AZUL S.A. ADS|ICBX|INSTINET, LLC|71840
AZUL|AZUL S.A. ADS|INCA|INSTINET, LLC|178039
AZUL|AZUL S.A. ADS|INJX|INSTINET, LLC|22198
AZUL|AZUL S.A. ADS|ITGI|ITG Inc.|110848
AZUL|AZUL S.A. ADS|ITGP|ITG INC.|120800
AZUL|AZUL S.A. ADS|JANY|Janney Montgomery Scott Inc.|347
AZUL|AZUL S.A. ADS|JEFF|JEFFERIES LLC|271218
AZUL|AZUL S.A. ADS|JMPT|JUMP TRADING, LLC|103340
AZUL|AZUL S.A. ADS|JONE|JonesTrading|2050
AZUL|AZUL S.A. ADS|JPBX|J.P. MORGAN SECURITIES LLC|32938
AZUL|AZUL S.A. ADS|JPMX|J.P. Morgan Securities LLC|383036
AZUL|AZUL S.A. ADS|JSJX|JANE STREET CAPITAL LLC|4430
AZUL|AZUL S.A. ADS|KCGM|VIRTU Americas LLC|51824
AZUL|AZUL S.A. ADS|LEHM|Barclays Capital Inc./Le|394340
AZUL|AZUL S.A. ADS|LIME|Lime Brokerage LLC|50050
AZUL|AZUL S.A. ADS|LQNA|LIQUIDNET, INC.|38900
AZUL|AZUL S.A. ADS|LQNB|LIQUIDNET, INC.|10000
AZUL|AZUL S.A. ADS|LSCI|Lek Securities Corporation|4883
AZUL|AZUL S.A. ADS|MACQ|Macquarie Capital (USA) Inc.|100
AZUL|AZUL S.A. ADS|MAXM|Maxim Group LLC|4000
AZUL|AZUL S.A. ADS|MBTS|ALLY INVEST SECURITIES LLC|13200
AZUL|AZUL S.A. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|260554
AZUL|AZUL S.A. ADS|MSCO|MORGAN STANLEY & CO. LLC|1510984
AZUL|AZUL S.A. ADS|MSPL|MORGAN STANLEY & CO. LLC|378600
AZUL|AZUL S.A. ADS|MSTX|MORGAN STANLEY & CO. LLC|35700
AZUL|AZUL S.A. ADS|NFSC|National Financial Services LLC|559049
AZUL|AZUL S.A. ADS|NITE|VIRTU Americas LLC|789981
AZUL|AZUL S.A. ADS|NITP|VIRTU Americas LLC|1233
AZUL|AZUL S.A. ADS|NQRB|Brut, LLC|45285
AZUL|AZUL S.A. ADS|OPCO|Oppenheimer & Co. Inc.|500
AZUL|AZUL S.A. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|950
AZUL|AZUL S.A. ADS|PDQM|CODA MARKETS, INC.|96116
AZUL|AZUL S.A. ADS|PHLY|NASDAQ Execution Services, LLC|2000
AZUL|AZUL S.A. ADS|PREC|PRECISION SECURITIES, LLC|3266
AZUL|AZUL S.A. ADS|PWJC|UBS Financial Services, Inc.|20925
AZUL|AZUL S.A. ADS|RBCM|RBC CAPITAL MARKETS, LLC|3167
AZUL|AZUL S.A. ADS|RJLC|RJL CAPITAL GROUP, LLC|4538
AZUL|AZUL S.A. ADS|SAGL|SAGETRADER, LLC|2202
AZUL|AZUL S.A. ADS|SBSH|Citigroup Global Markets Inc.|418196
AZUL|AZUL S.A. ADS|SGMT|GOLDMAN SACHS & CO. LLC|249336
AZUL|AZUL S.A. ADS|SPDR|SPEEDROUTE LLC|35089
AZUL|AZUL S.A. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|1100
AZUL|AZUL S.A. ADS|STTT|STATETRUST INVESTMENTS INC.|200
AZUL|AZUL S.A. ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2200
AZUL|AZUL S.A. ADS|SWIM|TD Ameritrade, Inc.|114239
AZUL|AZUL S.A. ADS|SWST|Hilltop Securities Inc.|498
AZUL|AZUL S.A. ADS|TKNG|ALLY INVEST SECURITIES LLC|1677
AZUL|AZUL S.A. ADS|TRBT|Tradebot Systems, Inc.|316492
AZUL|AZUL S.A. ADS|TRCM|TRC MARKETS LLC|151899
AZUL|AZUL S.A. ADS|TWTT|TASTYWORKS, INC.|100
AZUL|AZUL S.A. ADS|UBSA|UBS SECURITIES LLC|756864
AZUL|AZUL S.A. ADS|UBSS|UBS Securities LLC|1040348
AZUL|AZUL S.A. ADS|VALX|VIRTU AMERICAS LLC|4996
AZUL|AZUL S.A. ADS|VGRD|Vanguard Marketing Corporation|2265
AZUL|AZUL S.A. ADS|VNDM|Wall Street Access|20157
AZUL|AZUL S.A. ADS|WABR|Wall Street Access|2250
AZUL|AZUL S.A. ADS|WBLR|WILLIAM BLAIR|95159
AZUL|AZUL S.A. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|100
AZUL|AZUL S.A. ADS|WCHV|WELLS FARGO SECURITIES, LLC|600509
AZUL|AZUL S.A. ADS|WEDB|WEDBUSH SECURITIES INC.|1200
AZUL|AZUL S.A. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3015
AZUL|AZUL S.A. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12318
AZUL|AZUL S.A. ADS|WGIF|CIBC World Markets Inc.|1000
AZUL|AZUL S.A. ADS|WSEA|WOLVERINE SECURITIES, LLC|13681
AZUL|AZUL S.A. ADS|XIST|INSTINET, LLC|11200
AZUL|AZUL S.A. ADS|XPUS|XP SECURITIES, LLC|45045
AZUL|AZUL S.A. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|42820
AZUL|AZUL S.A. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|7502
AZZ|AZZ INC.|ALTX|Alternet Securities Inc.|4769
AZZ|AZZ INC.|APCC|Apex Clearing Corporation|16
AZZ|AZZ INC.|BANK|Primevest Financial Services, Inc.|108
AZZ|AZZ INC.|BATM|CBOE TRADING, INC.|1185
AZZ|AZZ INC.|BAYC|BAY CREST PARTNERS, LLC|10071
AZZ|AZZ INC.|BERN|Sanford C. Bernstein & Co., LLC|1300
AZZ|AZZ INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|116
AZZ|AZZ INC.|BMOC|BMO Capital Markets Corp.|194
AZZ|AZZ INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5844
AZZ|AZZ INC.|BRVL|BLAYLOCK VAN, LLC|800
AZZ|AZZ INC.|BTIG|BTIG, LLC|200
AZZ|AZZ INC.|BYXM|CBOE TRADING, INC.|530
AZZ|AZZ INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
AZZ|AZZ INC.|CANT|Cantor Fitzgerald & Co.|1008
AZZ|AZZ INC.|CHAS|Charles Schwab & Co., Inc.|135
AZZ|AZZ INC.|CIST|Capital Institutional Services, Inc.|4
AZZ|AZZ INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72447
AZZ|AZZ INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2202
AZZ|AZZ INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59637
AZZ|AZZ INC.|CTDL|Citadel Derivatives Group Llc|537
AZZ|AZZ INC.|CTLR|CUTLER GROUP, LP|100
AZZ|AZZ INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|23982
AZZ|AZZ INC.|DBAB|Deutsche Bank Securities Inc.|22308
AZZ|AZZ INC.|DBAX|Deutsche Bank Securities Inc.|105700
AZZ|AZZ INC.|DBUL|Deutsche Bank Securities Inc.|200
AZZ|AZZ INC.|DEAN|MORGAN STANLEY|599
AZZ|AZZ INC.|DEGS|RONIN PROFESSIONAL LLC|100
AZZ|AZZ INC.|EBXL|EBX LLC|33400
AZZ|AZZ INC.|EDJO|Edward D. Jones & Co., L.P.|616
AZZ|AZZ INC.|EGAM|CBOE TRADING, INC.|12604
AZZ|AZZ INC.|EGMT|EG MARKET TECHNOLOGIES LLC|110
AZZ|AZZ INC.|EGXM|CBOE TRADING, INC.|805
AZZ|AZZ INC.|EGXW|CBOE TRADING, INC.|2
AZZ|AZZ INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
AZZ|AZZ INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5782
AZZ|AZZ INC.|ETRS|E*Trade Securities LLC|4359
AZZ|AZZ INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
AZZ|AZZ INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5515
AZZ|AZZ INC.|FTBR|Foliofn Investments, Inc.|106
AZZ|AZZ INC.|GLPX|ACS EXECUTION SERVICES, LLC|2173
AZZ|AZZ INC.|GSCO|GOLDMAN SACHS & CO. LLC|178244
AZZ|AZZ INC.|GSLT|GOLDMAN SACHS & CO. LLC|525
AZZ|AZZ INC.|GTSZ|GTS SECURITIES LLC|12699
AZZ|AZZ INC.|HPPX|POTAMUS TRADING, LLC|1109
AZZ|AZZ INC.|IATS|INTERACTIVE BROKERS LLC|300
AZZ|AZZ INC.|IBKR|Interactive Brokers Llc|3063
AZZ|AZZ INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
AZZ|AZZ INC.|ICBX|INSTINET, LLC|7895
AZZ|AZZ INC.|IEQY|CITADEL SECURITIES LLC|6717
AZZ|AZZ INC.|INCA|INSTINET, LLC|30185
AZZ|AZZ INC.|INJX|INSTINET, LLC|1832
AZZ|AZZ INC.|ITGI|ITG Inc.|71124
AZZ|AZZ INC.|ITGP|ITG INC.|100000
AZZ|AZZ INC.|JEFF|JEFFERIES LLC|40529
AZZ|AZZ INC.|JMPT|JUMP TRADING, LLC|2513
AZZ|AZZ INC.|JONE|JonesTrading|173
AZZ|AZZ INC.|JPBX|J.P. MORGAN SECURITIES LLC|3188
AZZ|AZZ INC.|JPMX|J.P. Morgan Securities LLC|140070
AZZ|AZZ INC.|JSJX|JANE STREET CAPITAL LLC|2355
AZZ|AZZ INC.|KCGM|VIRTU Americas LLC|12114
AZZ|AZZ INC.|LEHM|Barclays Capital Inc./Le|55246
AZZ|AZZ INC.|LIME|Lime Brokerage LLC|9302
AZZ|AZZ INC.|LQNA|LIQUIDNET, INC.|18700
AZZ|AZZ INC.|LSCI|Lek Securities Corporation|6
AZZ|AZZ INC.|MACC|Mid Atlantic Capital Corporation|1500
AZZ|AZZ INC.|MKMP|MKM Partners LLC|8000
AZZ|AZZ INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53972
AZZ|AZZ INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|996
AZZ|AZZ INC.|MSCO|MORGAN STANLEY & CO. LLC|319063
AZZ|AZZ INC.|MSPL|MORGAN STANLEY & CO. LLC|99500
AZZ|AZZ INC.|MSTX|MORGAN STANLEY & CO. LLC|9800
AZZ|AZZ INC.|NFSC|National Financial Services LLC|36409
AZZ|AZZ INC.|NITE|VIRTU Americas LLC|29898
AZZ|AZZ INC.|NITP|VIRTU Americas LLC|1078
AZZ|AZZ INC.|NQRB|Brut, LLC|1168
AZZ|AZZ INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2075
AZZ|AZZ INC.|PDQM|CODA MARKETS, INC.|13679
AZZ|AZZ INC.|RBCM|RBC CAPITAL MARKETS, LLC|612
AZZ|AZZ INC.|SBSH|Citigroup Global Markets Inc.|39241
AZZ|AZZ INC.|SGMT|GOLDMAN SACHS & CO. LLC|46418
AZZ|AZZ INC.|SPDR|SPEEDROUTE LLC|5064
AZZ|AZZ INC.|STFL|Stifel, Nicolaus & Company, Incorporated|366994
AZZ|AZZ INC.|SWIM|TD Ameritrade, Inc.|1807
AZZ|AZZ INC.|TKNG|ALLY INVEST SECURITIES LLC|137
AZZ|AZZ INC.|TRBT|Tradebot Systems, Inc.|2563
AZZ|AZZ INC.|TRCM|TRC MARKETS LLC|6196
AZZ|AZZ INC.|UBSA|UBS SECURITIES LLC|236016
AZZ|AZZ INC.|UBSS|UBS Securities LLC|130902
AZZ|AZZ INC.|VALX|VIRTU AMERICAS LLC|2281
AZZ|AZZ INC.|VGRD|Vanguard Marketing Corporation|825
AZZ|AZZ INC.|WCHV|WELLS FARGO SECURITIES, LLC|1465
AZZ|AZZ INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|859
AZZ|AZZ INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1487
AZZ|AZZ INC.|WSAG|WALL STREET ACCESS|443
AZZ|AZZ INC.|WSEA|WOLVERINE SECURITIES, LLC|624
AZZ|AZZ INC.|XIST|INSTINET, LLC|26000
AZZ|AZZ INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
AZZ|AZZ INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
AZZ|AZZ INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|281
B|BARNES GP INC|ALTX|Alternet Securities Inc.|5137
B|BARNES GP INC|APCC|Apex Clearing Corporation|50
B|BARNES GP INC|BARD|Robert W. Baird & Co. Incorporated|2495
B|BARNES GP INC|BATM|CBOE TRADING, INC.|793
B|BARNES GP INC|BAYC|BAY CREST PARTNERS, LLC|47
B|BARNES GP INC|BBNT|BB&T SECURITIES, LLC|57204
B|BARNES GP INC|BERN|Sanford C. Bernstein & Co., LLC|6446
B|BARNES GP INC|BIAD|SAGETRADER, LLC|1
B|BARNES GP INC|BIDS|BIDS TRADING L.P.|300
B|BARNES GP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|973
B|BARNES GP INC|BNPX|BNP PARIBAS SECURITIES CORP.|38778
B|BARNES GP INC|BRVL|BLAYLOCK VAN, LLC|4700
B|BARNES GP INC|BTIG|BTIG, LLC|400
B|BARNES GP INC|BYXM|CBOE TRADING, INC.|200
B|BARNES GP INC|BZYD|GOLDMAN SACHS & CO. LLC|1276
B|BARNES GP INC|CANT|Cantor Fitzgerald & Co.|200
B|BARNES GP INC|CHAS|Charles Schwab & Co., Inc.|386
B|BARNES GP INC|CIST|Capital Institutional Services, Inc.|3059
B|BARNES GP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24553
B|BARNES GP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|304
B|BARNES GP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
B|BARNES GP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90158
B|BARNES GP INC|CTDL|Citadel Derivatives Group Llc|1743
B|BARNES GP INC|CTLR|CUTLER GROUP, LP|51
B|BARNES GP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9226
B|BARNES GP INC|DADA|D.A. Davidson & Co.|55
B|BARNES GP INC|DBAB|Deutsche Bank Securities Inc.|101827
B|BARNES GP INC|DBAX|Deutsche Bank Securities Inc.|63800
B|BARNES GP INC|DBUL|Deutsche Bank Securities Inc.|1250
B|BARNES GP INC|DEAN|MORGAN STANLEY|6826
B|BARNES GP INC|DEGS|RONIN PROFESSIONAL LLC|584
B|BARNES GP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1980
B|BARNES GP INC|EBXL|EBX LLC|41300
B|BARNES GP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|24278
B|BARNES GP INC|EDJO|Edward D. Jones & Co., L.P.|3014
B|BARNES GP INC|EGAM|CBOE TRADING, INC.|7377
B|BARNES GP INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
B|BARNES GP INC|EGXM|CBOE TRADING, INC.|312
B|BARNES GP INC|EGXW|CBOE TRADING, INC.|100
B|BARNES GP INC|ETBE|Electronic Transaction Clearing, Inc.|2493
B|BARNES GP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7070
B|BARNES GP INC|ETRS|E*Trade Securities LLC|1776
B|BARNES GP INC|FBSB|U.S. Bancorp Investments, Inc.|32
B|BARNES GP INC|FILL|Tradestation Securities, Inc.|25
B|BARNES GP INC|FMAF|NBCN Inc./ CDS|1
B|BARNES GP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1413
B|BARNES GP INC|FQLS|Quantlab Securities LP|69469
B|BARNES GP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59320
B|BARNES GP INC|FTBR|Foliofn Investments, Inc.|3142
B|BARNES GP INC|GLPX|ACS EXECUTION SERVICES, LLC|32553
B|BARNES GP INC|GSCO|GOLDMAN SACHS & CO. LLC|167291
B|BARNES GP INC|GSCS|GOLDMAN SACHS & CO. LLC|3991
B|BARNES GP INC|GSLT|GOLDMAN SACHS & CO. LLC|1435
B|BARNES GP INC|GTSZ|GTS SECURITIES LLC|26736
B|BARNES GP INC|HPPX|POTAMUS TRADING, LLC|613
B|BARNES GP INC|HRBF|American Enterprise Investment Services Inc.|1360
B|BARNES GP INC|HSBC|HSBC Securities, Inc.|159
B|BARNES GP INC|IATS|INTERACTIVE BROKERS LLC|1244
B|BARNES GP INC|IBKR|Interactive Brokers Llc|2658
B|BARNES GP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|430
B|BARNES GP INC|ICBX|INSTINET, LLC|23811
B|BARNES GP INC|IEQY|CITADEL SECURITIES LLC|18058
B|BARNES GP INC|INCA|INSTINET, LLC|46027
B|BARNES GP INC|INJX|INSTINET, LLC|1470
B|BARNES GP INC|INTL|INTL FCSTONE FINANCIAL INC.|8
B|BARNES GP INC|ITGI|ITG Inc.|33445
B|BARNES GP INC|ITGP|ITG INC.|18000
B|BARNES GP INC|JANY|Janney Montgomery Scott Inc.|201
B|BARNES GP INC|JEFF|JEFFERIES LLC|24188
B|BARNES GP INC|JMPT|JUMP TRADING, LLC|10769
B|BARNES GP INC|JPBX|J.P. MORGAN SECURITIES LLC|2796
B|BARNES GP INC|JPMX|J.P. Morgan Securities LLC|181149
B|BARNES GP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
B|BARNES GP INC|JSJX|JANE STREET CAPITAL LLC|4999
B|BARNES GP INC|KCGM|VIRTU Americas LLC|14044
B|BARNES GP INC|LEHM|Barclays Capital Inc./Le|90850
B|BARNES GP INC|LIME|Lime Brokerage LLC|15023
B|BARNES GP INC|LSCI|Lek Securities Corporation|211
B|BARNES GP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31470
B|BARNES GP INC|MOTF|MOTIF INVESTING, INC.|1
B|BARNES GP INC|MSCO|MORGAN STANLEY & CO. LLC|281441
B|BARNES GP INC|MSPL|MORGAN STANLEY & CO. LLC|72400
B|BARNES GP INC|MSTX|MORGAN STANLEY & CO. LLC|2600
B|BARNES GP INC|NFSC|National Financial Services LLC|88890
B|BARNES GP INC|NITE|VIRTU Americas LLC|85645
B|BARNES GP INC|NQRB|Brut, LLC|2952
B|BARNES GP INC|NTRC|Northern Trust Securities, Inc.|1008
B|BARNES GP INC|OPCO|Oppenheimer & Co. Inc.|987
B|BARNES GP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3327
B|BARNES GP INC|PDQM|CODA MARKETS, INC.|50702
B|BARNES GP INC|PWJC|UBS Financial Services, Inc.|900
B|BARNES GP INC|QMSR|QUATTRO M SECURITIES INC.|164
B|BARNES GP INC|RBCM|RBC CAPITAL MARKETS, LLC|412
B|BARNES GP INC|SAGL|SAGETRADER, LLC|16809
B|BARNES GP INC|SBSH|Citigroup Global Markets Inc.|34844
B|BARNES GP INC|SEIC|SEI Investments Distribution Co.|100
B|BARNES GP INC|SGMT|GOLDMAN SACHS & CO. LLC|27196
B|BARNES GP INC|SPDR|SPEEDROUTE LLC|16445
B|BARNES GP INC|SPHN|Stephens Inc.|80
B|BARNES GP INC|STFL|Stifel, Nicolaus & Company, Incorporated|5846
B|BARNES GP INC|STKP|STOCKPILE INVESTMENTS, INC.|2
B|BARNES GP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3884
B|BARNES GP INC|SWIM|TD Ameritrade, Inc.|566
B|BARNES GP INC|TKNG|ALLY INVEST SECURITIES LLC|10
B|BARNES GP INC|TRBT|Tradebot Systems, Inc.|47379
B|BARNES GP INC|TRCM|TRC MARKETS LLC|35283
B|BARNES GP INC|UBSA|UBS SECURITIES LLC|150537
B|BARNES GP INC|UBSS|UBS Securities LLC|360257
B|BARNES GP INC|VALX|VIRTU AMERICAS LLC|6163
B|BARNES GP INC|VGRD|Vanguard Marketing Corporation|1792
B|BARNES GP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|397
B|BARNES GP INC|WCHV|WELLS FARGO SECURITIES, LLC|14746
B|BARNES GP INC|WEED|Weeden & Co.L.P.|900
B|BARNES GP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|144
B|BARNES GP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|395
B|BARNES GP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|156
B|BARNES GP INC|WSEA|WOLVERINE SECURITIES, LLC|310
B|BARNES GP INC|XIST|INSTINET, LLC|4200
B|BARNES GP INC|XPQR|Jump Trading|1200
B|BARNES GP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
B|BARNES GP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2664
B|BARNES GP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|759
BA|BOEING CO|ABLE|NATIXIS Securities Americas LLC|117640
BA|BOEING CO|ADAM|CANACCORD GENUITY INC.|770
BA|BOEING CO|AGIS|Aegis Capital Corp.|337
BA|BOEING CO|ALTX|Alternet Securities Inc.|22779
BA|BOEING CO|ANOS|ABEL/NOSER, L.L.C.|4210
BA|BOEING CO|APCC|Apex Clearing Corporation|23553
BA|BOEING CO|AQUA|AQUA SECURITIES L.P.|5600
BA|BOEING CO|AVON|Avondale Partners, LLC|3377
BA|BOEING CO|BALE|M&T SECURITIES, INC.|614
BA|BOEING CO|BANK|Primevest Financial Services, Inc.|13983
BA|BOEING CO|BARD|Robert W. Baird & Co. Incorporated|19513
BA|BOEING CO|BATM|CBOE TRADING, INC.|44390
BA|BOEING CO|BAYC|BAY CREST PARTNERS, LLC|4215
BA|BOEING CO|BAYT|BTIG, LLC|13906
BA|BOEING CO|BBNT|BB&T SECURITIES, LLC|3548
BA|BOEING CO|BERN|Sanford C. Bernstein & Co., LLC|111948
BA|BOEING CO|BIAD|SAGETRADER, LLC|514
BA|BOEING CO|BIDS|BIDS TRADING L.P.|200
BA|BOEING CO|BIMI|Banca IMI Securities Corp.|3507
BA|BOEING CO|BKCM|BNY Mellon Capital Markets LLC|2194
BA|BOEING CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|110317
BA|BOEING CO|BLKX|INSTINET, LLC|15500
BA|BOEING CO|BLTK|Bulltick, Llc|100
BA|BOEING CO|BMOC|BMO Capital Markets Corp.|1215
BA|BOEING CO|BNCH|The Benchmark Company, LLC|200
BA|BOEING CO|BNPX|BNP PARIBAS SECURITIES CORP.|510450
BA|BOEING CO|BRGE|Newbridge Securities Corp.|1424
BA|BOEING CO|BTIG|BTIG, LLC|6721
BA|BOEING CO|BYXM|CBOE TRADING, INC.|7505
BA|BOEING CO|BZXL|VOLANT LIQUIDITY, LLC|5393
BA|BOEING CO|CABR|Cabrera Capital Markets, Inc.|183
BA|BOEING CO|CANT|Cantor Fitzgerald & Co.|3826
BA|BOEING CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|24000
BA|BOEING CO|CFGT|CF Global Trading, LLC|100
BA|BOEING CO|CHAS|Charles Schwab & Co., Inc.|32953
BA|BOEING CO|CHBC|PENSERRA SECURITIES, LLC|11100
BA|BOEING CO|CHDN|CHARDAN CAPITAL MARKETS LLC|300
BA|BOEING CO|CIBP|CIBC World Markets Corp.|58439
BA|BOEING CO|CICF|Canaccord Genuity Corp.|2915
BA|BOEING CO|CIST|Capital Institutional Services, Inc.|10419
BA|BOEING CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|134454
BA|BOEING CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13123
BA|BOEING CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|41012
BA|BOEING CO|CRFN|ROBINHOOD FINANCIAL, LLC|100
BA|BOEING CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|992902
BA|BOEING CO|CTDL|Citadel Derivatives Group Llc|47558
BA|BOEING CO|CTLR|CUTLER GROUP, LP|7961
BA|BOEING CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|67722
BA|BOEING CO|DADA|D.A. Davidson & Co.|4308
BA|BOEING CO|DAVA|Davenport & Company LLC|1
BA|BOEING CO|DAWA|Daiwa Capital Markets America Inc.|1015
BA|BOEING CO|DBAB|Deutsche Bank Securities Inc.|679384
BA|BOEING CO|DBAX|Deutsche Bank Securities Inc.|575200
BA|BOEING CO|DBUL|Deutsche Bank Securities Inc.|1605
BA|BOEING CO|DCHF|Dart Executions, LLC|19582
BA|BOEING CO|DEAN|MORGAN STANLEY|87700
BA|BOEING CO|DEGS|RONIN PROFESSIONAL LLC|2400
BA|BOEING CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18614
BA|BOEING CO|DRWK|DRW SECURITIES, L.L.C.|16016
BA|BOEING CO|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|300
BA|BOEING CO|EBXL|EBX LLC|452300
BA|BOEING CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|41981
BA|BOEING CO|EDJC|Edward Jones / CDS|660
BA|BOEING CO|EDJO|Edward D. Jones & Co., L.P.|34384
BA|BOEING CO|EGAM|CBOE TRADING, INC.|47771
BA|BOEING CO|EGAW|CBOE TRADING, INC.|448
BA|BOEING CO|EGMT|EG MARKET TECHNOLOGIES LLC|8298
BA|BOEING CO|EGXM|CBOE TRADING, INC.|25814
BA|BOEING CO|EGXW|CBOE TRADING, INC.|393
BA|BOEING CO|EROM|Eroom Securities L.L.C.|90
BA|BOEING CO|EROP|Eroom Securities L.L.C.|1400
BA|BOEING CO|ESPO|ESPOSITO SECURITIES, LLC|1
BA|BOEING CO|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|300
BA|BOEING CO|ETBE|Electronic Transaction Clearing, Inc.|138421
BA|BOEING CO|ETCB|ETC BROKERAGE SERVICES, LLC|107
BA|BOEING CO|ETCC|Electronic Transaction Clearing, Inc.|117
BA|BOEING CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|219826
BA|BOEING CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|746
BA|BOEING CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|393
BA|BOEING CO|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|100
BA|BOEING CO|ETRS|E*Trade Securities LLC|1390539
BA|BOEING CO|EVRS|E1 ASSET MANAGEMENT, INC.|441
BA|BOEING CO|FBSB|U.S. Bancorp Investments, Inc.|1673
BA|BOEING CO|FFSI|Firstrade Securities Inc.|30
BA|BOEING CO|FIDT|Fidelity Clearing Canada ULC./ CDS|180
BA|BOEING CO|FILL|Tradestation Securities, Inc.|101869
BA|BOEING CO|FINX|FINTECH SECURITIES|2423
BA|BOEING CO|FMAF|NBCN Inc./ CDS|18793
BA|BOEING CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18363
BA|BOEING CO|FQLS|Quantlab Securities LP|547829
BA|BOEING CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|162814
BA|BOEING CO|FTBR|Foliofn Investments, Inc.|8262
BA|BOEING CO|GBMT|GBM International, Inc.|959
BA|BOEING CO|GEBB|GLOBAL EXECUTION BROKERS, LP|53240
BA|BOEING CO|GLIS|TD Securities Inc|38103
BA|BOEING CO|GLPX|ACS EXECUTION SERVICES, LLC|142217
BA|BOEING CO|GSCO|GOLDMAN SACHS & CO. LLC|2640218
BA|BOEING CO|GSCS|GOLDMAN SACHS & CO. LLC|48055
BA|BOEING CO|GSLT|GOLDMAN SACHS & CO. LLC|22127
BA|BOEING CO|GTSZ|GTS SECURITIES LLC|524535
BA|BOEING CO|HAPX|HAP Trading, LLC|2734
BA|BOEING CO|HASF|Haywood Securities Inc./CDS|100
BA|BOEING CO|HCTA|Hardcastle Trading USA LLC|131233
BA|BOEING CO|HPPX|POTAMUS TRADING, LLC|51
BA|BOEING CO|HRBF|American Enterprise Investment Services Inc.|68708
BA|BOEING CO|HSBC|HSBC Securities, Inc.|26313
BA|BOEING CO|IATS|INTERACTIVE BROKERS LLC|386161
BA|BOEING CO|IBKR|Interactive Brokers Llc|185944
BA|BOEING CO|IBSJ|Integrity Brokerage Services, Inc.|225
BA|BOEING CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1875
BA|BOEING CO|ICBX|INSTINET, LLC|143270
BA|BOEING CO|IEQY|CITADEL SECURITIES LLC|342728
BA|BOEING CO|INCA|INSTINET, LLC|861407
BA|BOEING CO|INJX|INSTINET, LLC|16362
BA|BOEING CO|INTL|INTL FCSTONE FINANCIAL INC.|4
BA|BOEING CO|ITGI|ITG Inc.|99858
BA|BOEING CO|ITGP|ITG INC.|152600
BA|BOEING CO|JANY|Janney Montgomery Scott Inc.|14968
BA|BOEING CO|JEFF|JEFFERIES LLC|199330
BA|BOEING CO|JMPT|JUMP TRADING, LLC|378907
BA|BOEING CO|JONE|JonesTrading|135
BA|BOEING CO|JPBX|J.P. MORGAN SECURITIES LLC|213574
BA|BOEING CO|JPMX|J.P. Morgan Securities LLC|1245517
BA|BOEING CO|JSCL|JOSEPH STONE CAPITAL L.L.C.|763
BA|BOEING CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|16397
BA|BOEING CO|JSJX|JANE STREET CAPITAL LLC|19319
BA|BOEING CO|JUTA|JUMP TRADING, LLC|3458
BA|BOEING CO|KCGM|VIRTU Americas LLC|103709
BA|BOEING CO|KCRD|PHX FINANCIAL, INC.|100
BA|BOEING CO|KEYB|KEYBANC CAPITAL MARKETS INC.|11000
BA|BOEING CO|LEHM|Barclays Capital Inc./Le|1683988
BA|BOEING CO|LGNT|COR CLEARING LLC|4
BA|BOEING CO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|156
BA|BOEING CO|LIME|Lime Brokerage LLC|59645
BA|BOEING CO|LIWD|LIME BROKERAGE LLC|706
BA|BOEING CO|LIWK|LIME BROKERAGE LLC|100
BA|BOEING CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|10400
BA|BOEING CO|LOOP|Loop Capital Markets LLC|6964
BA|BOEING CO|LPCM|Lampert Capital Markets Inc.|72
BA|BOEING CO|LQNA|LIQUIDNET, INC.|33000
BA|BOEING CO|LSCI|Lek Securities Corporation|83945
BA|BOEING CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
BA|BOEING CO|MACC|Mid Atlantic Capital Corporation|5921
BA|BOEING CO|MACQ|Macquarie Capital (USA) Inc.|1780
BA|BOEING CO|MAXM|Maxim Group LLC|20846
BA|BOEING CO|MBTS|ALLY INVEST SECURITIES LLC|3229
BA|BOEING CO|MCBT|Moors & Cabot, Inc.|859
BA|BOEING CO|MCMF|Raymond James Ltd. Cds|7495
BA|BOEING CO|MICA|Spartan Securities Group, Ltd.|200
BA|BOEING CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|332660
BA|BOEING CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
BA|BOEING CO|MOTF|MOTIF INVESTING, INC.|323
BA|BOEING CO|MPSG|E D & F Man Capital Markets Inc.|1438
BA|BOEING CO|MSCO|MORGAN STANLEY & CO. LLC|4073255
BA|BOEING CO|MSPL|MORGAN STANLEY & CO. LLC|531400
BA|BOEING CO|MSTX|MORGAN STANLEY & CO. LLC|278500
BA|BOEING CO|MTON|MILLINGTON SECURITIES, INC.|6565
BA|BOEING CO|NATL|National Securities Corporation|5678
BA|BOEING CO|NBCS|NBC Securities, INC.|5294
BA|BOEING CO|NEED|Needham & Company, LLC|283
BA|BOEING CO|NEUB|NEUBERGER BERMAN BD LLC|2410
BA|BOEING CO|NFSC|National Financial Services LLC|4131142
BA|BOEING CO|NITE|VIRTU Americas LLC|4999341
BA|BOEING CO|NITP|VIRTU Americas LLC|767
BA|BOEING CO|NMRA|Nomura Securities International, Inc.|100
BA|BOEING CO|NQRB|Brut, LLC|22210
BA|BOEING CO|NTBF|BMO Nesbitt Burns Inc./CDS|9112
BA|BOEING CO|NTFN|Network 1 Financial Securities Inc.|20
BA|BOEING CO|NTRC|Northern Trust Securities, Inc.|19457
BA|BOEING CO|OHOS|TWO SIGMA SECURITIES, LLC|157804
BA|BOEING CO|ONEL|O'NEIL SECURITIES, INCORPORATED|8
BA|BOEING CO|OPCO|Oppenheimer & Co. Inc.|17252
BA|BOEING CO|PAUL|Paulson Investment Company, Inc.|4
BA|BOEING CO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3005
BA|BOEING CO|PCFF|Pacific International Securities Inc./CDS|66
BA|BOEING CO|PCPT|PHILLIP CAPITAL INC.|4516
BA|BOEING CO|PDQM|CODA MARKETS, INC.|225076
BA|BOEING CO|PHLY|NASDAQ Execution Services, LLC|72200
BA|BOEING CO|PICT|Pictet Overseas Inc.|730
BA|BOEING CO|PIPR|Piper Jaffray & Co.|800
BA|BOEING CO|POIN|PRECISION SECURITIES, LLC (POIN)|100
BA|BOEING CO|PUMA|Puma Capital, Llc|6565
BA|BOEING CO|PWJC|UBS Financial Services, Inc.|6443
BA|BOEING CO|QMSR|QUATTRO M SECURITIES INC.|3292
BA|BOEING CO|RBCM|RBC CAPITAL MARKETS, LLC|61119
BA|BOEING CO|RGLD|Regal Securities, Inc|231
BA|BOEING CO|RHCO|Suntrust Robinson Humphrey, Inc.|7373
BA|BOEING CO|RJLC|RJL CAPITAL GROUP, LLC|100
BA|BOEING CO|ROTH|Roth Capital Partners, LLC|100
BA|BOEING CO|SAGL|SAGETRADER, LLC|20253
BA|BOEING CO|SAGW|SAGETRADER, LLC|1752
BA|BOEING CO|SALI|INTL FCSTONE FINANCIAL INC.|5762
BA|BOEING CO|SBRX|MURIEL SIEBERT & CO INC|811
BA|BOEING CO|SBSH|Citigroup Global Markets Inc.|611629
BA|BOEING CO|SCMC|Scotia Capital Markets (USA) Inc.|590
BA|BOEING CO|SEIC|SEI Investments Distribution Co.|3825
BA|BOEING CO|SGMT|GOLDMAN SACHS & CO. LLC|410404
BA|BOEING CO|SJLS|TRADE INFORMATICS LLC|1300
BA|BOEING CO|SOGO|Wang Investment Associates, Inc.|293
BA|BOEING CO|SPDR|SPEEDROUTE LLC|79688
BA|BOEING CO|SPHN|Stephens Inc.|506
BA|BOEING CO|STFL|Stifel, Nicolaus & Company, Incorporated|34731
BA|BOEING CO|STKP|STOCKPILE INVESTMENTS, INC.|1006
BA|BOEING CO|STSE|SOUTHERN TRUST SECURITIES, INC.|83
BA|BOEING CO|STXG|Stockcross Financial Services, Inc.|88
BA|BOEING CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|792
BA|BOEING CO|SWIM|TD Ameritrade, Inc.|2010947
BA|BOEING CO|SWST|Hilltop Securities Inc.|23619
BA|BOEING CO|TAGC|TELSEY ADVISORY GROUP LLC|116
BA|BOEING CO|TDSI|TD Securities (USA) LLC|400
BA|BOEING CO|TKNG|ALLY INVEST SECURITIES LLC|21028
BA|BOEING CO|TMBR|Timber Hill LLC|13543
BA|BOEING CO|TRBT|Tradebot Systems, Inc.|308744
BA|BOEING CO|TRCM|TRC MARKETS LLC|143712
BA|BOEING CO|TWTT|TASTYWORKS, INC.|8227
BA|BOEING CO|UBSA|UBS SECURITIES LLC|1790921
BA|BOEING CO|UBSS|UBS Securities LLC|2681628
BA|BOEING CO|VALX|VIRTU AMERICAS LLC|83093
BA|BOEING CO|VGRD|Vanguard Marketing Corporation|199986
BA|BOEING CO|VSIN|Vision Financial Markets Llc|329
BA|BOEING CO|WABR|Wall Street Access|3229
BA|BOEING CO|WBLR|WILLIAM BLAIR|1037
BA|BOEING CO|WBPX|SUMMIT SECURITIES GROUP, LLC|12405
BA|BOEING CO|WCHV|WELLS FARGO SECURITIES, LLC|447850
BA|BOEING CO|WDNX|WEEDEN & CO.L.P.|6312
BA|BOEING CO|WEDB|WEDBUSH SECURITIES INC.|60312
BA|BOEING CO|WEED|Weeden & Co.L.P.|6425
BA|BOEING CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|377852
BA|BOEING CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28154
BA|BOEING CO|WGIF|CIBC World Markets Inc.|9500
BA|BOEING CO|WHOT|JUST2TRADE, INC.|25
BA|BOEING CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4080
BA|BOEING CO|WSEA|WOLVERINE SECURITIES, LLC|54740
BA|BOEING CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1150
BA|BOEING CO|XIST|INSTINET, LLC|252910
BA|BOEING CO|XPQR|Jump Trading|500
BA|BOEING CO|XPUS|XP SECURITIES, LLC|900
BA|BOEING CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|334882
BA|BOEING CO|YKNA|COMHAR CAPITAL MARKETS, LLC|26810
BA|BOEING CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|964
BAB|INVESCO TAXABLE|ALTX|Alternet Securities Inc.|800
BAB|INVESCO TAXABLE|APCC|Apex Clearing Corporation|13689
BAB|INVESCO TAXABLE|BANK|Primevest Financial Services, Inc.|2
BAB|INVESCO TAXABLE|BARD|Robert W. Baird & Co. Incorporated|551
BAB|INVESCO TAXABLE|BBNT|BB&T SECURITIES, LLC|2231
BAB|INVESCO TAXABLE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6670
BAB|INVESCO TAXABLE|BNPX|BNP PARIBAS SECURITIES CORP.|3976
BAB|INVESCO TAXABLE|BTIG|BTIG, LLC|100
BAB|INVESCO TAXABLE|CANT|Cantor Fitzgerald & Co.|44847
BAB|INVESCO TAXABLE|CHAS|Charles Schwab & Co., Inc.|10
BAB|INVESCO TAXABLE|CIST|Capital Institutional Services, Inc.|1840
BAB|INVESCO TAXABLE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24347
BAB|INVESCO TAXABLE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53883
BAB|INVESCO TAXABLE|CSIN|Citadel Securities Institutional LLC|7337
BAB|INVESCO TAXABLE|CXCX|CITIGROUP GLOBAL MARKETS INC.|16454
BAB|INVESCO TAXABLE|DADA|D.A. Davidson & Co.|400
BAB|INVESCO TAXABLE|DAVA|Davenport & Company LLC|256
BAB|INVESCO TAXABLE|DBAB|Deutsche Bank Securities Inc.|100
BAB|INVESCO TAXABLE|DBAX|Deutsche Bank Securities Inc.|12900
BAB|INVESCO TAXABLE|DEAN|MORGAN STANLEY|5001
BAB|INVESCO TAXABLE|EBXL|EBX LLC|11900
BAB|INVESCO TAXABLE|ECUT|CONVERGEX EXECUTION SOLUTIONS|9006
BAB|INVESCO TAXABLE|EDJO|Edward D. Jones & Co., L.P.|36145
BAB|INVESCO TAXABLE|EGAM|CBOE TRADING, INC.|543
BAB|INVESCO TAXABLE|ESPO|ESPOSITO SECURITIES, LLC|2251
BAB|INVESCO TAXABLE|ETBE|Electronic Transaction Clearing, Inc.|200
BAB|INVESCO TAXABLE|ETRS|E*Trade Securities LLC|319
BAB|INVESCO TAXABLE|FLTU|FLOW TRADERS US LLC|34404
BAB|INVESCO TAXABLE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|34404
BAB|INVESCO TAXABLE|FMAF|NBCN Inc./ CDS|88
BAB|INVESCO TAXABLE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21
BAB|INVESCO TAXABLE|FTBR|Foliofn Investments, Inc.|4157
BAB|INVESCO TAXABLE|GEBB|GLOBAL EXECUTION BROKERS, LP|775
BAB|INVESCO TAXABLE|GSCO|GOLDMAN SACHS & CO. LLC|13790
BAB|INVESCO TAXABLE|GSLT|GOLDMAN SACHS & CO. LLC|140
BAB|INVESCO TAXABLE|HRBF|American Enterprise Investment Services Inc.|23798
BAB|INVESCO TAXABLE|IATS|INTERACTIVE BROKERS LLC|1020
BAB|INVESCO TAXABLE|IBKR|Interactive Brokers Llc|7009
BAB|INVESCO TAXABLE|ICBX|INSTINET, LLC|10920
BAB|INVESCO TAXABLE|INCA|INSTINET, LLC|16196
BAB|INVESCO TAXABLE|ITGI|ITG Inc.|2395
BAB|INVESCO TAXABLE|ITGP|ITG INC.|4800
BAB|INVESCO TAXABLE|JANY|Janney Montgomery Scott Inc.|1444
BAB|INVESCO TAXABLE|JPMX|J.P. Morgan Securities LLC|10532
BAB|INVESCO TAXABLE|JSEB|JANE STREET EXECUTION SERVICES, LLC|189739
BAB|INVESCO TAXABLE|JSJX|JANE STREET CAPITAL LLC|54155
BAB|INVESCO TAXABLE|KCGM|VIRTU Americas LLC|3900
BAB|INVESCO TAXABLE|LEHM|Barclays Capital Inc./Le|7000
BAB|INVESCO TAXABLE|LIME|Lime Brokerage LLC|4747
BAB|INVESCO TAXABLE|MACC|Mid Atlantic Capital Corporation|1623
BAB|INVESCO TAXABLE|MAXM|Maxim Group LLC|2425
BAB|INVESCO TAXABLE|MCMF|Raymond James Ltd. Cds|210
BAB|INVESCO TAXABLE|MILE|I-Bankers Securities, Inc.|78
BAB|INVESCO TAXABLE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2842
BAB|INVESCO TAXABLE|MOTF|MOTIF INVESTING, INC.|1
BAB|INVESCO TAXABLE|MSCO|MORGAN STANLEY & CO. LLC|81295
BAB|INVESCO TAXABLE|MSPL|MORGAN STANLEY & CO. LLC|500
BAB|INVESCO TAXABLE|NBCS|NBC Securities, INC.|170
BAB|INVESCO TAXABLE|NFSC|National Financial Services LLC|145196
BAB|INVESCO TAXABLE|NITE|VIRTU Americas LLC|209429
BAB|INVESCO TAXABLE|NITP|VIRTU Americas LLC|91
BAB|INVESCO TAXABLE|NTRC|Northern Trust Securities, Inc.|1209
BAB|INVESCO TAXABLE|OLDM|OLD MISSION CAPITAL, LLC|2987
BAB|INVESCO TAXABLE|OPCO|Oppenheimer & Co. Inc.|2892
BAB|INVESCO TAXABLE|PDQM|CODA MARKETS, INC.|1300
BAB|INVESCO TAXABLE|PWJC|UBS Financial Services, Inc.|5091
BAB|INVESCO TAXABLE|RBCM|RBC CAPITAL MARKETS, LLC|16127
BAB|INVESCO TAXABLE|SALI|INTL FCSTONE FINANCIAL INC.|2766
BAB|INVESCO TAXABLE|SBSH|Citigroup Global Markets Inc.|132869
BAB|INVESCO TAXABLE|SEIC|SEI Investments Distribution Co.|800
BAB|INVESCO TAXABLE|SGMT|GOLDMAN SACHS & CO. LLC|23994
BAB|INVESCO TAXABLE|STFL|Stifel, Nicolaus & Company, Incorporated|842
BAB|INVESCO TAXABLE|SWIM|TD Ameritrade, Inc.|733
BAB|INVESCO TAXABLE|SWST|Hilltop Securities Inc.|2923
BAB|INVESCO TAXABLE|UBSA|UBS SECURITIES LLC|39215
BAB|INVESCO TAXABLE|UBSS|UBS Securities LLC|169072
BAB|INVESCO TAXABLE|VGRD|Vanguard Marketing Corporation|8861
BAB|INVESCO TAXABLE|WCHV|WELLS FARGO SECURITIES, LLC|75525
BAB|INVESCO TAXABLE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|417
BAB|INVESCO TAXABLE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|140
BAB|INVESCO TAXABLE|WGIF|CIBC World Markets Inc.|390
BAB|INVESCO TAXABLE|WSEA|WOLVERINE SECURITIES, LLC|2527
BAB|INVESCO TAXABLE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14327
BABA|ALIBABA GROUP HL LTD|ABLE|NATIXIS Securities Americas LLC|110000
BABA|ALIBABA GROUP HL LTD|ACPL|American Capital Partners, LLC|1418
BABA|ALIBABA GROUP HL LTD|ADAM|CANACCORD GENUITY INC.|116673
BABA|ALIBABA GROUP HL LTD|AGCP|AEGIS CAPITAL CORP.|321
BABA|ALIBABA GROUP HL LTD|AGIS|Aegis Capital Corp.|5386
BABA|ALIBABA GROUP HL LTD|ALLN|Allen & Company LLC|2434
BABA|ALIBABA GROUP HL LTD|ALTX|Alternet Securities Inc.|206971
BABA|ALIBABA GROUP HL LTD|ANOS|ABEL/NOSER, L.L.C.|5815
BABA|ALIBABA GROUP HL LTD|APCC|Apex Clearing Corporation|420717
BABA|ALIBABA GROUP HL LTD|AQUA|AQUA SECURITIES L.P.|2500
BABA|ALIBABA GROUP HL LTD|BALE|M&T SECURITIES, INC.|250
BABA|ALIBABA GROUP HL LTD|BANK|Primevest Financial Services, Inc.|88903
BABA|ALIBABA GROUP HL LTD|BARD|Robert W. Baird & Co. Incorporated|59634
BABA|ALIBABA GROUP HL LTD|BATM|CBOE TRADING, INC.|140643
BABA|ALIBABA GROUP HL LTD|BAYC|BAY CREST PARTNERS, LLC|26497
BABA|ALIBABA GROUP HL LTD|BAYT|BTIG, LLC|309347
BABA|ALIBABA GROUP HL LTD|BBNT|BB&T SECURITIES, LLC|7594
BABA|ALIBABA GROUP HL LTD|BERN|Sanford C. Bernstein & Co., LLC|696627
BABA|ALIBABA GROUP HL LTD|BGCE|BGC Financial Inc.|27892
BABA|ALIBABA GROUP HL LTD|BIAD|SAGETRADER, LLC|539
BABA|ALIBABA GROUP HL LTD|BIDS|BIDS TRADING L.P.|13105
BABA|ALIBABA GROUP HL LTD|BIMI|Banca IMI Securities Corp.|43311
BABA|ALIBABA GROUP HL LTD|BKCM|BNY Mellon Capital Markets LLC|4496
BABA|ALIBABA GROUP HL LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|555912
BABA|ALIBABA GROUP HL LTD|BLKX|INSTINET, LLC|203086
BABA|ALIBABA GROUP HL LTD|BMAK|BMA SECURITIES|23274
BABA|ALIBABA GROUP HL LTD|BMOC|BMO Capital Markets Corp.|3497
BABA|ALIBABA GROUP HL LTD|BMSI|BULL MARKET SECURITIES, INC.|19
BABA|ALIBABA GROUP HL LTD|BNPX|BNP PARIBAS SECURITIES CORP.|390557
BABA|ALIBABA GROUP HL LTD|BRGE|Newbridge Securities Corp.|14520
BABA|ALIBABA GROUP HL LTD|BSCM|BROAD STREET CAPITAL MARKETS, LLC|17232
BABA|ALIBABA GROUP HL LTD|BTIG|BTIG, LLC|274294
BABA|ALIBABA GROUP HL LTD|BYXM|CBOE TRADING, INC.|43403
BABA|ALIBABA GROUP HL LTD|BZXL|VOLANT LIQUIDITY, LLC|33160
BABA|ALIBABA GROUP HL LTD|BZYD|GOLDMAN SACHS & CO. LLC|300
BABA|ALIBABA GROUP HL LTD|CAMC|Cambria Capital, LLC|100
BABA|ALIBABA GROUP HL LTD|CANT|Cantor Fitzgerald & Co.|65485
BABA|ALIBABA GROUP HL LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|264210
BABA|ALIBABA GROUP HL LTD|CHAS|Charles Schwab & Co., Inc.|105874
BABA|ALIBABA GROUP HL LTD|CHBC|PENSERRA SECURITIES, LLC|101400
BABA|ALIBABA GROUP HL LTD|CIBP|CIBC World Markets Corp.|480
BABA|ALIBABA GROUP HL LTD|CICF|Canaccord Genuity Corp.|2478
BABA|ALIBABA GROUP HL LTD|CIIV|CORPORATE INVESTMENTS GROUP, INC.|18
BABA|ALIBABA GROUP HL LTD|CIST|Capital Institutional Services, Inc.|4639
BABA|ALIBABA GROUP HL LTD|CLSA|CLSA AMERICAS, LLC|72330
BABA|ALIBABA GROUP HL LTD|COKE|Coker & Palmer|1140
BABA|ALIBABA GROUP HL LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1757510
BABA|ALIBABA GROUP HL LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|190761
BABA|ALIBABA GROUP HL LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|639989
BABA|ALIBABA GROUP HL LTD|CRFN|ROBINHOOD FINANCIAL, LLC|18
BABA|ALIBABA GROUP HL LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4943598
BABA|ALIBABA GROUP HL LTD|CRUS|CHINA RENAISSANCE SECURITIES (US) INC|390
BABA|ALIBABA GROUP HL LTD|CSMS|CORNERSTONE MACRO LLC|500
BABA|ALIBABA GROUP HL LTD|CTDL|Citadel Derivatives Group Llc|184456
BABA|ALIBABA GROUP HL LTD|CTLR|CUTLER GROUP, LP|1742
BABA|ALIBABA GROUP HL LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|707398
BABA|ALIBABA GROUP HL LTD|DADA|D.A. Davidson & Co.|11252
BABA|ALIBABA GROUP HL LTD|DAKO|Dakota Securities International, Inc.|78
BABA|ALIBABA GROUP HL LTD|DAVA|Davenport & Company LLC|5347
BABA|ALIBABA GROUP HL LTD|DAWA|Daiwa Capital Markets America Inc.|40080
BABA|ALIBABA GROUP HL LTD|DBAB|Deutsche Bank Securities Inc.|2366473
BABA|ALIBABA GROUP HL LTD|DBAX|Deutsche Bank Securities Inc.|3054900
BABA|ALIBABA GROUP HL LTD|DBUL|Deutsche Bank Securities Inc.|17097
BABA|ALIBABA GROUP HL LTD|DCHF|Dart Executions, LLC|84221
BABA|ALIBABA GROUP HL LTD|DEAN|MORGAN STANLEY|313976
BABA|ALIBABA GROUP HL LTD|DEGS|RONIN PROFESSIONAL LLC|418763
BABA|ALIBABA GROUP HL LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|639046
BABA|ALIBABA GROUP HL LTD|DRWK|DRW SECURITIES, L.L.C.|47013
BABA|ALIBABA GROUP HL LTD|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3659
BABA|ALIBABA GROUP HL LTD|EBXL|EBX LLC|3158400
BABA|ALIBABA GROUP HL LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|136783
BABA|ALIBABA GROUP HL LTD|EDJC|Edward Jones / CDS|1741
BABA|ALIBABA GROUP HL LTD|EDJO|Edward D. Jones & Co., L.P.|73436
BABA|ALIBABA GROUP HL LTD|EGAM|CBOE TRADING, INC.|278811
BABA|ALIBABA GROUP HL LTD|EGAW|CBOE TRADING, INC.|4075
BABA|ALIBABA GROUP HL LTD|EGMT|EG MARKET TECHNOLOGIES LLC|4640
BABA|ALIBABA GROUP HL LTD|EGXM|CBOE TRADING, INC.|179203
BABA|ALIBABA GROUP HL LTD|EGXW|CBOE TRADING, INC.|6934
BABA|ALIBABA GROUP HL LTD|ELEV|ELEVATION, LLC|86344
BABA|ALIBABA GROUP HL LTD|EROP|Eroom Securities L.L.C.|6520
BABA|ALIBABA GROUP HL LTD|ESPO|ESPOSITO SECURITIES, LLC|857
BABA|ALIBABA GROUP HL LTD|ETBE|Electronic Transaction Clearing, Inc.|375047
BABA|ALIBABA GROUP HL LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|914
BABA|ALIBABA GROUP HL LTD|ETCB|ETC BROKERAGE SERVICES, LLC|168
BABA|ALIBABA GROUP HL LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6050
BABA|ALIBABA GROUP HL LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|219653
BABA|ALIBABA GROUP HL LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|15197
BABA|ALIBABA GROUP HL LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1566968
BABA|ALIBABA GROUP HL LTD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|22100
BABA|ALIBABA GROUP HL LTD|ETRS|E*Trade Securities LLC|8957714
BABA|ALIBABA GROUP HL LTD|EVRS|E1 ASSET MANAGEMENT, INC.|1400
BABA|ALIBABA GROUP HL LTD|FBSB|U.S. Bancorp Investments, Inc.|4924
BABA|ALIBABA GROUP HL LTD|FCST|INTL FCSTONE FINANCIAL INC.|174
BABA|ALIBABA GROUP HL LTD|FFSI|Firstrade Securities Inc.|1614
BABA|ALIBABA GROUP HL LTD|FIDT|Fidelity Clearing Canada ULC./ CDS|511
BABA|ALIBABA GROUP HL LTD|FILL|Tradestation Securities, Inc.|1242905
BABA|ALIBABA GROUP HL LTD|FINX|FINTECH SECURITIES|465
BABA|ALIBABA GROUP HL LTD|FMAF|NBCN Inc./ CDS|188150
BABA|ALIBABA GROUP HL LTD|FOGS|FOG EQUITIES LLC|106450
BABA|ALIBABA GROUP HL LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|83353
BABA|ALIBABA GROUP HL LTD|FQLS|Quantlab Securities LP|1626179
BABA|ALIBABA GROUP HL LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|275696
BABA|ALIBABA GROUP HL LTD|FTBR|Foliofn Investments, Inc.|17048
BABA|ALIBABA GROUP HL LTD|GBMT|GBM International, Inc.|44096
BABA|ALIBABA GROUP HL LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|145155
BABA|ALIBABA GROUP HL LTD|GLIS|TD Securities Inc|135337
BABA|ALIBABA GROUP HL LTD|GLPX|ACS EXECUTION SERVICES, LLC|1164914
BABA|ALIBABA GROUP HL LTD|GSCO|GOLDMAN SACHS & CO. LLC|7409227
BABA|ALIBABA GROUP HL LTD|GSCS|GOLDMAN SACHS & CO. LLC|417109
BABA|ALIBABA GROUP HL LTD|GSIC|GLOBAL STRATEGIC INVESTMENTS|168
BABA|ALIBABA GROUP HL LTD|GSLT|GOLDMAN SACHS & CO. LLC|145160
BABA|ALIBABA GROUP HL LTD|GTSZ|GTS SECURITIES LLC|1043411
BABA|ALIBABA GROUP HL LTD|GUGS|Guggenheim Securities, LLC|11205
BABA|ALIBABA GROUP HL LTD|HAPX|HAP Trading, LLC|3764
BABA|ALIBABA GROUP HL LTD|HASF|Haywood Securities Inc./CDS|800
BABA|ALIBABA GROUP HL LTD|HRBF|American Enterprise Investment Services Inc.|101937
BABA|ALIBABA GROUP HL LTD|HSBC|HSBC Securities, Inc.|450612
BABA|ALIBABA GROUP HL LTD|IATS|INTERACTIVE BROKERS LLC|3133527
BABA|ALIBABA GROUP HL LTD|IBKR|Interactive Brokers Llc|2936984
BABA|ALIBABA GROUP HL LTD|IBSJ|Integrity Brokerage Services, Inc.|135
BABA|ALIBABA GROUP HL LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3242
BABA|ALIBABA GROUP HL LTD|ICBX|INSTINET, LLC|868304
BABA|ALIBABA GROUP HL LTD|IEQY|CITADEL SECURITIES LLC|59234
BABA|ALIBABA GROUP HL LTD|INCA|INSTINET, LLC|7233359
BABA|ALIBABA GROUP HL LTD|INJX|INSTINET, LLC|105160
BABA|ALIBABA GROUP HL LTD|ITGI|ITG Inc.|369459
BABA|ALIBABA GROUP HL LTD|ITGP|ITG INC.|951000
BABA|ALIBABA GROUP HL LTD|JANY|Janney Montgomery Scott Inc.|12048
BABA|ALIBABA GROUP HL LTD|JEFF|JEFFERIES LLC|1290756
BABA|ALIBABA GROUP HL LTD|JGUN|Joseph Gunnar & Co.  LLC|1000
BABA|ALIBABA GROUP HL LTD|JMPT|JUMP TRADING, LLC|1205543
BABA|ALIBABA GROUP HL LTD|JONE|JonesTrading|14901
BABA|ALIBABA GROUP HL LTD|JPBX|J.P. MORGAN SECURITIES LLC|971859
BABA|ALIBABA GROUP HL LTD|JPMX|J.P. Morgan Securities LLC|7735843
BABA|ALIBABA GROUP HL LTD|JRCO|Johnson Rice & Company L.L.C.|1300
BABA|ALIBABA GROUP HL LTD|JSCL|JOSEPH STONE CAPITAL L.L.C.|879
BABA|ALIBABA GROUP HL LTD|JSEB|JANE STREET EXECUTION SERVICES, LLC|49200
BABA|ALIBABA GROUP HL LTD|JSJX|JANE STREET CAPITAL LLC|152327
BABA|ALIBABA GROUP HL LTD|JUTA|JUMP TRADING, LLC|101962
BABA|ALIBABA GROUP HL LTD|KCGM|VIRTU Americas LLC|1108228
BABA|ALIBABA GROUP HL LTD|KCRD|PHX FINANCIAL, INC.|969
BABA|ALIBABA GROUP HL LTD|KEYB|KEYBANC CAPITAL MARKETS INC.|26464
BABA|ALIBABA GROUP HL LTD|LEHM|Barclays Capital Inc./Le|11308555
BABA|ALIBABA GROUP HL LTD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|7284
BABA|ALIBABA GROUP HL LTD|LIME|Lime Brokerage LLC|637235
BABA|ALIBABA GROUP HL LTD|LIWD|LIME BROKERAGE LLC|1623
BABA|ALIBABA GROUP HL LTD|LIWE|LIME BROKERAGE LLC|9962
BABA|ALIBABA GROUP HL LTD|LMGP|LIME BROKERAGE LLC|500
BABA|ALIBABA GROUP HL LTD|LMNX|LUMINEX TRADING & ANALYTICS LLC|82770
BABA|ALIBABA GROUP HL LTD|LOOP|Loop Capital Markets LLC|2444
BABA|ALIBABA GROUP HL LTD|LQNA|LIQUIDNET, INC.|171800
BABA|ALIBABA GROUP HL LTD|LQNB|LIQUIDNET, INC.|3500
BABA|ALIBABA GROUP HL LTD|LSCI|Lek Securities Corporation|1670741
BABA|ALIBABA GROUP HL LTD|LVMR|LIVERMORE TRADING GROUP, INC.|1567
BABA|ALIBABA GROUP HL LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10290
BABA|ALIBABA GROUP HL LTD|MACC|Mid Atlantic Capital Corporation|4510
BABA|ALIBABA GROUP HL LTD|MACQ|Macquarie Capital (USA) Inc.|935
BABA|ALIBABA GROUP HL LTD|MAVB|Great Point Capital LLC|2600
BABA|ALIBABA GROUP HL LTD|MAXM|Maxim Group LLC|36500
BABA|ALIBABA GROUP HL LTD|MBTS|ALLY INVEST SECURITIES LLC|57629
BABA|ALIBABA GROUP HL LTD|MCMF|Raymond James Ltd. Cds|10556
BABA|ALIBABA GROUP HL LTD|MICA|Spartan Securities Group, Ltd.|625
BABA|ALIBABA GROUP HL LTD|MIRA|MIRAE ASSET SECURITIES (USA) INC.|1000
BABA|ALIBABA GROUP HL LTD|MKMP|MKM Partners LLC|2100
BABA|ALIBABA GROUP HL LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1284828
BABA|ALIBABA GROUP HL LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6878
BABA|ALIBABA GROUP HL LTD|MNDX|TJM Investments, LLC|160
BABA|ALIBABA GROUP HL LTD|MOTF|MOTIF INVESTING, INC.|1050
BABA|ALIBABA GROUP HL LTD|MPSG|E D & F Man Capital Markets Inc.|42885
BABA|ALIBABA GROUP HL LTD|MRBA|IBN FINANCIAL SERVICES, INC.|59
BABA|ALIBABA GROUP HL LTD|MSCO|MORGAN STANLEY & CO. LLC|10381437
BABA|ALIBABA GROUP HL LTD|MSPL|MORGAN STANLEY & CO. LLC|2703200
BABA|ALIBABA GROUP HL LTD|MSTX|MORGAN STANLEY & CO. LLC|1311500
BABA|ALIBABA GROUP HL LTD|MUFG|MUFG SECURITIES AMERICAS INC.|22000
BABA|ALIBABA GROUP HL LTD|NATL|National Securities Corporation|6238
BABA|ALIBABA GROUP HL LTD|NBCS|NBC Securities, INC.|1380
BABA|ALIBABA GROUP HL LTD|NEUB|NEUBERGER BERMAN BD LLC|766
BABA|ALIBABA GROUP HL LTD|NFSC|National Financial Services LLC|11163315
BABA|ALIBABA GROUP HL LTD|NITE|VIRTU Americas LLC|25731859
BABA|ALIBABA GROUP HL LTD|NITP|VIRTU Americas LLC|2441
BABA|ALIBABA GROUP HL LTD|NMRA|Nomura Securities International, Inc.|11965
BABA|ALIBABA GROUP HL LTD|NQRB|Brut, LLC|362705
BABA|ALIBABA GROUP HL LTD|NTBF|BMO Nesbitt Burns Inc./CDS|97239
BABA|ALIBABA GROUP HL LTD|NTFN|Network 1 Financial Securities Inc.|746
BABA|ALIBABA GROUP HL LTD|NTRC|Northern Trust Securities, Inc.|21653
BABA|ALIBABA GROUP HL LTD|OCEA|OCEAN FINANCIAL SERVICES, LLC|430
BABA|ALIBABA GROUP HL LTD|OHOS|TWO SIGMA SECURITIES, LLC|390620
BABA|ALIBABA GROUP HL LTD|OLDM|OLD MISSION CAPITAL, LLC|103022
BABA|ALIBABA GROUP HL LTD|ONEL|O'NEIL SECURITIES, INCORPORATED|20915
BABA|ALIBABA GROUP HL LTD|OPCO|Oppenheimer & Co. Inc.|51114
BABA|ALIBABA GROUP HL LTD|OTAA|OTA LLC|106800
BABA|ALIBABA GROUP HL LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2309
BABA|ALIBABA GROUP HL LTD|PCFF|Pacific International Securities Inc./CDS|150
BABA|ALIBABA GROUP HL LTD|PCPT|PHILLIP CAPITAL INC.|62777
BABA|ALIBABA GROUP HL LTD|PDQM|CODA MARKETS, INC.|1519507
BABA|ALIBABA GROUP HL LTD|PHLY|NASDAQ Execution Services, LLC|443804
BABA|ALIBABA GROUP HL LTD|PICT|Pictet Overseas Inc.|3440
BABA|ALIBABA GROUP HL LTD|PIPR|Piper Jaffray & Co.|3949
BABA|ALIBABA GROUP HL LTD|PNSR|Penserra Securities, LLC|19975
BABA|ALIBABA GROUP HL LTD|POIN|PRECISION SECURITIES, LLC (POIN)|22100
BABA|ALIBABA GROUP HL LTD|PREC|PRECISION SECURITIES, LLC|10106
BABA|ALIBABA GROUP HL LTD|PWJC|UBS Financial Services, Inc.|76801
BABA|ALIBABA GROUP HL LTD|QMSR|QUATTRO M SECURITIES INC.|79598
BABA|ALIBABA GROUP HL LTD|RAAA|RICHARD JAMES & ASSOCIATES, INC.|742
BABA|ALIBABA GROUP HL LTD|RBCM|RBC CAPITAL MARKETS, LLC|148928
BABA|ALIBABA GROUP HL LTD|RGLD|Regal Securities, Inc|2426
BABA|ALIBABA GROUP HL LTD|RHCO|Suntrust Robinson Humphrey, Inc.|31300
BABA|ALIBABA GROUP HL LTD|RJLC|RJL CAPITAL GROUP, LLC|300
BABA|ALIBABA GROUP HL LTD|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2625
BABA|ALIBABA GROUP HL LTD|SAGL|SAGETRADER, LLC|477511
BABA|ALIBABA GROUP HL LTD|SAGW|SAGETRADER, LLC|2400
BABA|ALIBABA GROUP HL LTD|SALI|INTL FCSTONE FINANCIAL INC.|10771
BABA|ALIBABA GROUP HL LTD|SBRX|MURIEL SIEBERT & CO INC|4099
BABA|ALIBABA GROUP HL LTD|SBSH|Citigroup Global Markets Inc.|4306488
BABA|ALIBABA GROUP HL LTD|SCMC|Scotia Capital Markets (USA) Inc.|83600
BABA|ALIBABA GROUP HL LTD|SEIC|SEI Investments Distribution Co.|1265
BABA|ALIBABA GROUP HL LTD|SGMT|GOLDMAN SACHS & CO. LLC|1551541
BABA|ALIBABA GROUP HL LTD|SHMR|ABN Amro Clearing LLC|5405
BABA|ALIBABA GROUP HL LTD|SIBO|Prime Executions, Inc.|3800
BABA|ALIBABA GROUP HL LTD|SJLS|TRADE INFORMATICS LLC|500
BABA|ALIBABA GROUP HL LTD|SOGO|Wang Investment Associates, Inc.|60744
BABA|ALIBABA GROUP HL LTD|SPDR|SPEEDROUTE LLC|834716
BABA|ALIBABA GROUP HL LTD|SPHN|Stephens Inc.|4168
BABA|ALIBABA GROUP HL LTD|SPTD|MINT GLOBAL MARKETS, INC.|4250
BABA|ALIBABA GROUP HL LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|19630
BABA|ALIBABA GROUP HL LTD|STFL|Stifel, Nicolaus & Company, Incorporated|478403
BABA|ALIBABA GROUP HL LTD|STKP|STOCKPILE INVESTMENTS, INC.|3646
BABA|ALIBABA GROUP HL LTD|STTT|STATETRUST INVESTMENTS INC.|1050
BABA|ALIBABA GROUP HL LTD|STXG|Stockcross Financial Services, Inc.|510
BABA|ALIBABA GROUP HL LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10518
BABA|ALIBABA GROUP HL LTD|SWIM|TD Ameritrade, Inc.|13851866
BABA|ALIBABA GROUP HL LTD|SWST|Hilltop Securities Inc.|40651
BABA|ALIBABA GROUP HL LTD|TITL|TITLEIST ASSET MANAGEMENT, LTD.|4071
BABA|ALIBABA GROUP HL LTD|TKNG|ALLY INVEST SECURITIES LLC|96854
BABA|ALIBABA GROUP HL LTD|TRBT|Tradebot Systems, Inc.|1212602
BABA|ALIBABA GROUP HL LTD|TRCM|TRC MARKETS LLC|801687
BABA|ALIBABA GROUP HL LTD|TWTT|TASTYWORKS, INC.|15152
BABA|ALIBABA GROUP HL LTD|UBSA|UBS SECURITIES LLC|10440331
BABA|ALIBABA GROUP HL LTD|UBSS|UBS Securities LLC|10094556
BABA|ALIBABA GROUP HL LTD|UFPA|UNITED FIRST PARTNERS LLC|2137
BABA|ALIBABA GROUP HL LTD|VALX|VIRTU AMERICAS LLC|351860
BABA|ALIBABA GROUP HL LTD|VERT|The Vertical Trading Group, LLC|15596
BABA|ALIBABA GROUP HL LTD|VGRD|Vanguard Marketing Corporation|589645
BABA|ALIBABA GROUP HL LTD|VIEW|VIEWTRADE SECURITIES LLC|640
BABA|ALIBABA GROUP HL LTD|VNDS|VANDHAM SECURITIES CORP|100
BABA|ALIBABA GROUP HL LTD|VSIN|Vision Financial Markets Llc|14343
BABA|ALIBABA GROUP HL LTD|WABR|Wall Street Access|68144
BABA|ALIBABA GROUP HL LTD|WBET|Wallachbeth Capital LLC|13668
BABA|ALIBABA GROUP HL LTD|WBLR|WILLIAM BLAIR|4091
BABA|ALIBABA GROUP HL LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|163416
BABA|ALIBABA GROUP HL LTD|WCHV|WELLS FARGO SECURITIES, LLC|2075940
BABA|ALIBABA GROUP HL LTD|WDNX|WEEDEN & CO.L.P.|1440
BABA|ALIBABA GROUP HL LTD|WEDB|WEDBUSH SECURITIES INC.|2023185
BABA|ALIBABA GROUP HL LTD|WEED|Weeden & Co.L.P.|113171
BABA|ALIBABA GROUP HL LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|394571
BABA|ALIBABA GROUP HL LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|986106
BABA|ALIBABA GROUP HL LTD|WFPB|Wells Fargo Securities, LLC.|3360
BABA|ALIBABA GROUP HL LTD|WGIF|CIBC World Markets Inc.|66395
BABA|ALIBABA GROUP HL LTD|WHOT|JUST2TRADE, INC.|44
BABA|ALIBABA GROUP HL LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|12
BABA|ALIBABA GROUP HL LTD|WORD|Worden Capital Management LLC|2021
BABA|ALIBABA GROUP HL LTD|WSAG|WALL STREET ACCESS|1417
BABA|ALIBABA GROUP HL LTD|WSEA|WOLVERINE SECURITIES, LLC|272403
BABA|ALIBABA GROUP HL LTD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1007
BABA|ALIBABA GROUP HL LTD|WTCO|Williams Trading LLC|300
BABA|ALIBABA GROUP HL LTD|WTFS|JUST2TRADE, INC.|40
BABA|ALIBABA GROUP HL LTD|XIST|INSTINET, LLC|243464
BABA|ALIBABA GROUP HL LTD|XPUS|XP SECURITIES, LLC|52995
BABA|ALIBABA GROUP HL LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2026650
BABA|ALIBABA GROUP HL LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|79281
BABA|ALIBABA GROUP HL LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|77858
BABY|NATUS MEDICAL INC|ALTX|Alternet Securities Inc.|2840
BABY|NATUS MEDICAL INC|APCC|Apex Clearing Corporation|46
BABY|NATUS MEDICAL INC|BARD|Robert W. Baird & Co. Incorporated|1869
BABY|NATUS MEDICAL INC|BATM|CBOE TRADING, INC.|790
BABY|NATUS MEDICAL INC|BERN|Sanford C. Bernstein & Co., LLC|23043
BABY|NATUS MEDICAL INC|BIDS|BIDS TRADING L.P.|3000
BABY|NATUS MEDICAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2710
BABY|NATUS MEDICAL INC|BLKX|INSTINET, LLC|24157
BABY|NATUS MEDICAL INC|BMOC|BMO Capital Markets Corp.|5002
BABY|NATUS MEDICAL INC|BNPX|BNP PARIBAS SECURITIES CORP.|5774
BABY|NATUS MEDICAL INC|BRVL|BLAYLOCK VAN, LLC|400
BABY|NATUS MEDICAL INC|BTIG|BTIG, LLC|18267
BABY|NATUS MEDICAL INC|BYXM|CBOE TRADING, INC.|500
BABY|NATUS MEDICAL INC|BZYD|GOLDMAN SACHS & CO. LLC|1193
BABY|NATUS MEDICAL INC|CANT|Cantor Fitzgerald & Co.|239
BABY|NATUS MEDICAL INC|CHAS|Charles Schwab & Co., Inc.|3806
BABY|NATUS MEDICAL INC|CIST|Capital Institutional Services, Inc.|1250
BABY|NATUS MEDICAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45563
BABY|NATUS MEDICAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BABY|NATUS MEDICAL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1733
BABY|NATUS MEDICAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95957
BABY|NATUS MEDICAL INC|CTDL|Citadel Derivatives Group Llc|1462
BABY|NATUS MEDICAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25226
BABY|NATUS MEDICAL INC|DADA|D.A. Davidson & Co.|85
BABY|NATUS MEDICAL INC|DBAB|Deutsche Bank Securities Inc.|102164
BABY|NATUS MEDICAL INC|DBAX|Deutsche Bank Securities Inc.|95900
BABY|NATUS MEDICAL INC|DBUL|Deutsche Bank Securities Inc.|91
BABY|NATUS MEDICAL INC|DEAN|MORGAN STANLEY|888
BABY|NATUS MEDICAL INC|DEGS|RONIN PROFESSIONAL LLC|1200
BABY|NATUS MEDICAL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
BABY|NATUS MEDICAL INC|EBXL|EBX LLC|50500
BABY|NATUS MEDICAL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4057
BABY|NATUS MEDICAL INC|EDJO|Edward D. Jones & Co., L.P.|1942
BABY|NATUS MEDICAL INC|EGAM|CBOE TRADING, INC.|6996
BABY|NATUS MEDICAL INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
BABY|NATUS MEDICAL INC|EGXM|CBOE TRADING, INC.|706
BABY|NATUS MEDICAL INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|219
BABY|NATUS MEDICAL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6040
BABY|NATUS MEDICAL INC|ETRS|E*Trade Securities LLC|36269
BABY|NATUS MEDICAL INC|FBCO|Credit Suisse Securities (USA) LLC|270527
BABY|NATUS MEDICAL INC|FILL|Tradestation Securities, Inc.|700
BABY|NATUS MEDICAL INC|FINX|FINTECH SECURITIES|5
BABY|NATUS MEDICAL INC|FMAF|NBCN Inc./ CDS|15
BABY|NATUS MEDICAL INC|FOMA|TD AMERITRADE CLEARING, INC.|25437
BABY|NATUS MEDICAL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|167
BABY|NATUS MEDICAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22469
BABY|NATUS MEDICAL INC|FTBR|Foliofn Investments, Inc.|512
BABY|NATUS MEDICAL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|9800
BABY|NATUS MEDICAL INC|GLPX|ACS EXECUTION SERVICES, LLC|3160
BABY|NATUS MEDICAL INC|GSCO|GOLDMAN SACHS & CO. LLC|291186
BABY|NATUS MEDICAL INC|GSCS|GOLDMAN SACHS & CO. LLC|8151
BABY|NATUS MEDICAL INC|GSLT|GOLDMAN SACHS & CO. LLC|500
BABY|NATUS MEDICAL INC|GTSZ|GTS SECURITIES LLC|20027
BABY|NATUS MEDICAL INC|HRBF|American Enterprise Investment Services Inc.|749
BABY|NATUS MEDICAL INC|IATS|INTERACTIVE BROKERS LLC|2534
BABY|NATUS MEDICAL INC|IBKR|Interactive Brokers Llc|21006
BABY|NATUS MEDICAL INC|ICBX|INSTINET, LLC|11818
BABY|NATUS MEDICAL INC|IEQY|CITADEL SECURITIES LLC|16851
BABY|NATUS MEDICAL INC|INCA|INSTINET, LLC|86277
BABY|NATUS MEDICAL INC|INJX|INSTINET, LLC|10366
BABY|NATUS MEDICAL INC|ITGI|ITG Inc.|108468
BABY|NATUS MEDICAL INC|ITGP|ITG INC.|49600
BABY|NATUS MEDICAL INC|JANY|Janney Montgomery Scott Inc.|119
BABY|NATUS MEDICAL INC|JEFF|JEFFERIES LLC|54519
BABY|NATUS MEDICAL INC|JMPT|JUMP TRADING, LLC|9852
BABY|NATUS MEDICAL INC|JPBX|J.P. MORGAN SECURITIES LLC|1734
BABY|NATUS MEDICAL INC|JPMX|J.P. Morgan Securities LLC|294159
BABY|NATUS MEDICAL INC|JSJX|JANE STREET CAPITAL LLC|5104
BABY|NATUS MEDICAL INC|KCGM|VIRTU Americas LLC|9553
BABY|NATUS MEDICAL INC|LEHM|Barclays Capital Inc./Le|345744
BABY|NATUS MEDICAL INC|LIME|Lime Brokerage LLC|82368
BABY|NATUS MEDICAL INC|LOOP|Loop Capital Markets LLC|152
BABY|NATUS MEDICAL INC|LQNA|LIQUIDNET, INC.|96900
BABY|NATUS MEDICAL INC|MAXM|Maxim Group LLC|3421
BABY|NATUS MEDICAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65185
BABY|NATUS MEDICAL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
BABY|NATUS MEDICAL INC|MSCO|MORGAN STANLEY & CO. LLC|545884
BABY|NATUS MEDICAL INC|MSPL|MORGAN STANLEY & CO. LLC|168800
BABY|NATUS MEDICAL INC|MSTX|MORGAN STANLEY & CO. LLC|27700
BABY|NATUS MEDICAL INC|NFSC|National Financial Services LLC|56828
BABY|NATUS MEDICAL INC|NITE|VIRTU Americas LLC|107925
BABY|NATUS MEDICAL INC|NITP|VIRTU Americas LLC|1100
BABY|NATUS MEDICAL INC|NQRB|Brut, LLC|3399
BABY|NATUS MEDICAL INC|OPCO|Oppenheimer & Co. Inc.|592
BABY|NATUS MEDICAL INC|PDQM|CODA MARKETS, INC.|20124
BABY|NATUS MEDICAL INC|RAJA|Raymond James & Associates, Inc.|7327
BABY|NATUS MEDICAL INC|RBCM|RBC CAPITAL MARKETS, LLC|450
BABY|NATUS MEDICAL INC|RHCO|Suntrust Robinson Humphrey, Inc.|8900
BABY|NATUS MEDICAL INC|ROTH|Roth Capital Partners, LLC|400
BABY|NATUS MEDICAL INC|SAGL|SAGETRADER, LLC|258
BABY|NATUS MEDICAL INC|SAGW|SAGETRADER, LLC|1380
BABY|NATUS MEDICAL INC|SALI|INTL FCSTONE FINANCIAL INC.|21
BABY|NATUS MEDICAL INC|SBSH|Citigroup Global Markets Inc.|81396
BABY|NATUS MEDICAL INC|SGMT|GOLDMAN SACHS & CO. LLC|31632
BABY|NATUS MEDICAL INC|SPDR|SPEEDROUTE LLC|10027
BABY|NATUS MEDICAL INC|STFL|Stifel, Nicolaus & Company, Incorporated|4679
BABY|NATUS MEDICAL INC|SWIM|TD Ameritrade, Inc.|3300
BABY|NATUS MEDICAL INC|SWST|Hilltop Securities Inc.|5213
BABY|NATUS MEDICAL INC|TKNG|ALLY INVEST SECURITIES LLC|420
BABY|NATUS MEDICAL INC|TRBT|Tradebot Systems, Inc.|9949
BABY|NATUS MEDICAL INC|TRCM|TRC MARKETS LLC|30250
BABY|NATUS MEDICAL INC|UBSA|UBS SECURITIES LLC|279944
BABY|NATUS MEDICAL INC|UBSS|UBS Securities LLC|643635
BABY|NATUS MEDICAL INC|VALX|VIRTU AMERICAS LLC|9159
BABY|NATUS MEDICAL INC|VGRD|Vanguard Marketing Corporation|4690
BABY|NATUS MEDICAL INC|VNDS|VANDHAM SECURITIES CORP|2125
BABY|NATUS MEDICAL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|10
BABY|NATUS MEDICAL INC|WCHV|WELLS FARGO SECURITIES, LLC|65465
BABY|NATUS MEDICAL INC|WEED|Weeden & Co.L.P.|1800
BABY|NATUS MEDICAL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1380
BABY|NATUS MEDICAL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1645
BABY|NATUS MEDICAL INC|WGIF|CIBC World Markets Inc.|150
BABY|NATUS MEDICAL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|19
BABY|NATUS MEDICAL INC|WSEA|WOLVERINE SECURITIES, LLC|2780
BABY|NATUS MEDICAL INC|XIST|INSTINET, LLC|19960
BABY|NATUS MEDICAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
BABY|NATUS MEDICAL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|990
BAC|BK OF AMERICA CP|ABLE|NATIXIS Securities Americas LLC|2485657
BAC|BK OF AMERICA CP|ACAD|ACADEMY SECURITIES, INC.|100000
BAC|BK OF AMERICA CP|ADAM|CANACCORD GENUITY INC.|400
BAC|BK OF AMERICA CP|AGCP|AEGIS CAPITAL CORP.|3719
BAC|BK OF AMERICA CP|AGIS|Aegis Capital Corp.|18634
BAC|BK OF AMERICA CP|ALTX|Alternet Securities Inc.|447727
BAC|BK OF AMERICA CP|ANOS|ABEL/NOSER, L.L.C.|203368
BAC|BK OF AMERICA CP|APCC|Apex Clearing Corporation|395060
BAC|BK OF AMERICA CP|AVON|Avondale Partners, LLC|13300
BAC|BK OF AMERICA CP|BALE|M&T SECURITIES, INC.|1628
BAC|BK OF AMERICA CP|BANK|Primevest Financial Services, Inc.|16521
BAC|BK OF AMERICA CP|BARD|Robert W. Baird & Co. Incorporated|142873
BAC|BK OF AMERICA CP|BATM|CBOE TRADING, INC.|81313
BAC|BK OF AMERICA CP|BAUM|George K. Baum & Company|900
BAC|BK OF AMERICA CP|BAYC|BAY CREST PARTNERS, LLC|155333
BAC|BK OF AMERICA CP|BAYT|BTIG, LLC|60414
BAC|BK OF AMERICA CP|BBNT|BB&T SECURITIES, LLC|67361
BAC|BK OF AMERICA CP|BERN|Sanford C. Bernstein & Co., LLC|3556121
BAC|BK OF AMERICA CP|BGCE|BGC Financial Inc.|416256
BAC|BK OF AMERICA CP|BIDS|BIDS TRADING L.P.|168840
BAC|BK OF AMERICA CP|BIMI|Banca IMI Securities Corp.|28641
BAC|BK OF AMERICA CP|BKCM|BNY Mellon Capital Markets LLC|69746
BAC|BK OF AMERICA CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1361516
BAC|BK OF AMERICA CP|BLKX|INSTINET, LLC|1978940
BAC|BK OF AMERICA CP|BLTK|Bulltick, Llc|4800
BAC|BK OF AMERICA CP|BMOC|BMO Capital Markets Corp.|45002
BAC|BK OF AMERICA CP|BNKS|Fig Partners, LLC|9260
BAC|BK OF AMERICA CP|BNPX|BNP PARIBAS SECURITIES CORP.|8628831
BAC|BK OF AMERICA CP|BRGE|Newbridge Securities Corp.|905
BAC|BK OF AMERICA CP|BTIG|BTIG, LLC|10161520
BAC|BK OF AMERICA CP|BYXM|CBOE TRADING, INC.|14034
BAC|BK OF AMERICA CP|BZXL|VOLANT LIQUIDITY, LLC|4310
BAC|BK OF AMERICA CP|CANT|Cantor Fitzgerald & Co.|24404
BAC|BK OF AMERICA CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|21600
BAC|BK OF AMERICA CP|CHAS|Charles Schwab & Co., Inc.|600989
BAC|BK OF AMERICA CP|CHBC|PENSERRA SECURITIES, LLC|2531900
BAC|BK OF AMERICA CP|CHDN|CHARDAN CAPITAL MARKETS LLC|10000
BAC|BK OF AMERICA CP|CIBP|CIBC World Markets Corp.|648747
BAC|BK OF AMERICA CP|CICF|Canaccord Genuity Corp.|10212
BAC|BK OF AMERICA CP|CIOI|CITIGROUP GLOBAL MARKETS INC|1287000
BAC|BK OF AMERICA CP|CIST|Capital Institutional Services, Inc.|643749
BAC|BK OF AMERICA CP|CLSA|CLSA AMERICAS, LLC|35600
BAC|BK OF AMERICA CP|CNFR|Cowen Prime Services LLC|600
BAC|BK OF AMERICA CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2637066
BAC|BK OF AMERICA CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18259
BAC|BK OF AMERICA CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|569821
BAC|BK OF AMERICA CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17093414
BAC|BK OF AMERICA CP|CSMS|CORNERSTONE MACRO LLC|917
BAC|BK OF AMERICA CP|CTDL|Citadel Derivatives Group Llc|318940
BAC|BK OF AMERICA CP|CTLR|CUTLER GROUP, LP|71087
BAC|BK OF AMERICA CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2485632
BAC|BK OF AMERICA CP|DADA|D.A. Davidson & Co.|37411
BAC|BK OF AMERICA CP|DAVA|Davenport & Company LLC|13364
BAC|BK OF AMERICA CP|DBAB|Deutsche Bank Securities Inc.|4409986
BAC|BK OF AMERICA CP|DBAX|Deutsche Bank Securities Inc.|10306400
BAC|BK OF AMERICA CP|DBUL|Deutsche Bank Securities Inc.|6950
BAC|BK OF AMERICA CP|DCHF|Dart Executions, LLC|122932
BAC|BK OF AMERICA CP|DEAN|MORGAN STANLEY|656244
BAC|BK OF AMERICA CP|DEGS|RONIN PROFESSIONAL LLC|2900
BAC|BK OF AMERICA CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|174027
BAC|BK OF AMERICA CP|DIVA|Divine Capital Markets LLC|2000
BAC|BK OF AMERICA CP|DRWK|DRW SECURITIES, L.L.C.|136439
BAC|BK OF AMERICA CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|60400
BAC|BK OF AMERICA CP|EBXL|EBX LLC|8571100
BAC|BK OF AMERICA CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|841896
BAC|BK OF AMERICA CP|EDJC|Edward Jones / CDS|11113
BAC|BK OF AMERICA CP|EDJO|Edward D. Jones & Co., L.P.|279603
BAC|BK OF AMERICA CP|EGAM|CBOE TRADING, INC.|461364
BAC|BK OF AMERICA CP|EGAW|CBOE TRADING, INC.|4700
BAC|BK OF AMERICA CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
BAC|BK OF AMERICA CP|EGXM|CBOE TRADING, INC.|378610
BAC|BK OF AMERICA CP|EGXW|CBOE TRADING, INC.|663
BAC|BK OF AMERICA CP|ELEV|ELEVATION, LLC|40561
BAC|BK OF AMERICA CP|EROP|Eroom Securities L.L.C.|3000
BAC|BK OF AMERICA CP|ESPO|ESPOSITO SECURITIES, LLC|1919
BAC|BK OF AMERICA CP|ETBE|Electronic Transaction Clearing, Inc.|503779
BAC|BK OF AMERICA CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
BAC|BK OF AMERICA CP|ETCB|ETC BROKERAGE SERVICES, LLC|58
BAC|BK OF AMERICA CP|ETCC|Electronic Transaction Clearing, Inc.|1726
BAC|BK OF AMERICA CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11621
BAC|BK OF AMERICA CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|57836
BAC|BK OF AMERICA CP|ETRS|E*Trade Securities LLC|23379695
BAC|BK OF AMERICA CP|EVRS|E1 ASSET MANAGEMENT, INC.|5750
BAC|BK OF AMERICA CP|FBSB|U.S. Bancorp Investments, Inc.|26375
BAC|BK OF AMERICA CP|FFSI|Firstrade Securities Inc.|3575
BAC|BK OF AMERICA CP|FIDT|Fidelity Clearing Canada ULC./ CDS|2068
BAC|BK OF AMERICA CP|FILL|Tradestation Securities, Inc.|2502258
BAC|BK OF AMERICA CP|FINX|FINTECH SECURITIES|27140
BAC|BK OF AMERICA CP|FINZ|FINTECH SECURITIES|1050
BAC|BK OF AMERICA CP|FMAF|NBCN Inc./ CDS|533144
BAC|BK OF AMERICA CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|65903
BAC|BK OF AMERICA CP|FQLS|Quantlab Securities LP|3712005
BAC|BK OF AMERICA CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|919158
BAC|BK OF AMERICA CP|FTBR|Foliofn Investments, Inc.|41031
BAC|BK OF AMERICA CP|GARC|ICAP Corporates LLC|800
BAC|BK OF AMERICA CP|GBMT|GBM International, Inc.|261958
BAC|BK OF AMERICA CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2694337
BAC|BK OF AMERICA CP|GFIS|GFI Securities LLC|300000
BAC|BK OF AMERICA CP|GFRY|JUMP TRADING, LLC|1736342
BAC|BK OF AMERICA CP|GLIS|TD Securities Inc|1104628
BAC|BK OF AMERICA CP|GLPX|ACS EXECUTION SERVICES, LLC|1131088
BAC|BK OF AMERICA CP|GNAV|GREEN STREET TRADING, LLC|2
BAC|BK OF AMERICA CP|GSCO|GOLDMAN SACHS & CO. LLC|45994137
BAC|BK OF AMERICA CP|GSCS|GOLDMAN SACHS & CO. LLC|343042
BAC|BK OF AMERICA CP|GSLT|GOLDMAN SACHS & CO. LLC|321614
BAC|BK OF AMERICA CP|GTSZ|GTS SECURITIES LLC|3365533
BAC|BK OF AMERICA CP|GUGS|Guggenheim Securities, LLC|9767
BAC|BK OF AMERICA CP|HAPX|HAP Trading, LLC|2500
BAC|BK OF AMERICA CP|HASF|Haywood Securities Inc./CDS|1020
BAC|BK OF AMERICA CP|HCTA|Hardcastle Trading USA LLC|600525
BAC|BK OF AMERICA CP|HRBF|American Enterprise Investment Services Inc.|638693
BAC|BK OF AMERICA CP|HSBC|HSBC Securities, Inc.|165957
BAC|BK OF AMERICA CP|IATS|INTERACTIVE BROKERS LLC|2308593
BAC|BK OF AMERICA CP|IBKR|Interactive Brokers Llc|3305237
BAC|BK OF AMERICA CP|IBSJ|Integrity Brokerage Services, Inc.|100
BAC|BK OF AMERICA CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15578
BAC|BK OF AMERICA CP|ICBX|INSTINET, LLC|5638721
BAC|BK OF AMERICA CP|IEQY|CITADEL SECURITIES LLC|3472233
BAC|BK OF AMERICA CP|INCA|INSTINET, LLC|10851468
BAC|BK OF AMERICA CP|INJX|INSTINET, LLC|302425
BAC|BK OF AMERICA CP|INTL|INTL FCSTONE FINANCIAL INC.|320
BAC|BK OF AMERICA CP|ITGI|ITG Inc.|1402994
BAC|BK OF AMERICA CP|ITGP|ITG INC.|7191200
BAC|BK OF AMERICA CP|JANY|Janney Montgomery Scott Inc.|99128
BAC|BK OF AMERICA CP|JEFF|JEFFERIES LLC|4423957
BAC|BK OF AMERICA CP|JHDR|J.H. Darbie & Co., Inc.|4000
BAC|BK OF AMERICA CP|JMPT|JUMP TRADING, LLC|709604
BAC|BK OF AMERICA CP|JONE|JonesTrading|51940
BAC|BK OF AMERICA CP|JPBX|J.P. MORGAN SECURITIES LLC|4210414
BAC|BK OF AMERICA CP|JPMX|J.P. Morgan Securities LLC|16339832
BAC|BK OF AMERICA CP|JSCL|JOSEPH STONE CAPITAL L.L.C.|718
BAC|BK OF AMERICA CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|217124
BAC|BK OF AMERICA CP|JSJX|JANE STREET CAPITAL LLC|256810
BAC|BK OF AMERICA CP|JUTA|JUMP TRADING, LLC|144905
BAC|BK OF AMERICA CP|KBWI|Keefe, Bruyette & Woods, Inc.|686452
BAC|BK OF AMERICA CP|KCGM|VIRTU Americas LLC|3115179
BAC|BK OF AMERICA CP|KING|C. L. King & Associates, Inc.|14500
BAC|BK OF AMERICA CP|KRSH|Kershner Securities, LLC|20381
BAC|BK OF AMERICA CP|LAFC|R. F. Lafferty & Co., Inc.|700
BAC|BK OF AMERICA CP|LBKI|Libucki & Co., LLC|72000
BAC|BK OF AMERICA CP|LEHM|Barclays Capital Inc./Le|36392789
BAC|BK OF AMERICA CP|LGNT|COR CLEARING LLC|35
BAC|BK OF AMERICA CP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1400
BAC|BK OF AMERICA CP|LIME|Lime Brokerage LLC|1073532
BAC|BK OF AMERICA CP|LIWK|LIME BROKERAGE LLC|113
BAC|BK OF AMERICA CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|41000
BAC|BK OF AMERICA CP|LOOP|Loop Capital Markets LLC|80692
BAC|BK OF AMERICA CP|LQNA|LIQUIDNET, INC.|1026300
BAC|BK OF AMERICA CP|LQNB|LIQUIDNET, INC.|86403
BAC|BK OF AMERICA CP|LSCI|Lek Securities Corporation|218402
BAC|BK OF AMERICA CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5114
BAC|BK OF AMERICA CP|MACC|Mid Atlantic Capital Corporation|36185
BAC|BK OF AMERICA CP|MACQ|Macquarie Capital (USA) Inc.|47989
BAC|BK OF AMERICA CP|MAGM|TOR BROKERAGE LLC|1200
BAC|BK OF AMERICA CP|MAXM|Maxim Group LLC|356635
BAC|BK OF AMERICA CP|MBTS|ALLY INVEST SECURITIES LLC|1598
BAC|BK OF AMERICA CP|MCBT|Moors & Cabot, Inc.|500
BAC|BK OF AMERICA CP|MCMF|Raymond James Ltd. Cds|64137
BAC|BK OF AMERICA CP|MKMP|MKM Partners LLC|158000
BAC|BK OF AMERICA CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14354982
BAC|BK OF AMERICA CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|228386
BAC|BK OF AMERICA CP|MNDX|TJM Investments, LLC|12631
BAC|BK OF AMERICA CP|MOTF|MOTIF INVESTING, INC.|347
BAC|BK OF AMERICA CP|MPSG|E D & F Man Capital Markets Inc.|90722
BAC|BK OF AMERICA CP|MSCO|MORGAN STANLEY & CO. LLC|44485714
BAC|BK OF AMERICA CP|MSPL|MORGAN STANLEY & CO. LLC|12668200
BAC|BK OF AMERICA CP|MSTX|MORGAN STANLEY & CO. LLC|5253100
BAC|BK OF AMERICA CP|MULL|MARK J. MULLER EQUITIES, INC.|1550
BAC|BK OF AMERICA CP|MZHO|Mizuho Securities USA LLC|416000
BAC|BK OF AMERICA CP|NATL|National Securities Corporation|84707
BAC|BK OF AMERICA CP|NBCS|NBC Securities, INC.|2610
BAC|BK OF AMERICA CP|NEED|Needham & Company, LLC|1973
BAC|BK OF AMERICA CP|NEUB|NEUBERGER BERMAN BD LLC|600
BAC|BK OF AMERICA CP|NFSC|National Financial Services LLC|32445477
BAC|BK OF AMERICA CP|NITE|VIRTU Americas LLC|61242936
BAC|BK OF AMERICA CP|NITP|VIRTU Americas LLC|3408630
BAC|BK OF AMERICA CP|NMRA|Nomura Securities International, Inc.|34955
BAC|BK OF AMERICA CP|NORM|JUMP TRADING, LLC|926825
BAC|BK OF AMERICA CP|NORT|Northland Securities, Inc.|25100
BAC|BK OF AMERICA CP|NQRB|Brut, LLC|205228
BAC|BK OF AMERICA CP|NTBF|BMO Nesbitt Burns Inc./CDS|416666
BAC|BK OF AMERICA CP|NTRC|Northern Trust Securities, Inc.|161693
BAC|BK OF AMERICA CP|OHOS|TWO SIGMA SECURITIES, LLC|383068
BAC|BK OF AMERICA CP|ONEL|O'NEIL SECURITIES, INCORPORATED|32204
BAC|BK OF AMERICA CP|OPCO|Oppenheimer & Co. Inc.|364758
BAC|BK OF AMERICA CP|OTAA|OTA LLC|361200
BAC|BK OF AMERICA CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
BAC|BK OF AMERICA CP|PCFF|Pacific International Securities Inc./CDS|7789
BAC|BK OF AMERICA CP|PCPT|PHILLIP CAPITAL INC.|83682
BAC|BK OF AMERICA CP|PDQM|CODA MARKETS, INC.|1215411
BAC|BK OF AMERICA CP|PHLY|NASDAQ Execution Services, LLC|423816
BAC|BK OF AMERICA CP|PICT|Pictet Overseas Inc.|45409
BAC|BK OF AMERICA CP|PINT|PRECISION SECURITIES, LLC|1500
BAC|BK OF AMERICA CP|PIPR|Piper Jaffray & Co.|159582
BAC|BK OF AMERICA CP|PNSR|Penserra Securities, LLC|3875
BAC|BK OF AMERICA CP|POIN|PRECISION SECURITIES, LLC (POIN)|270
BAC|BK OF AMERICA CP|PRJX|JUMP TRADING, LLC|423170
BAC|BK OF AMERICA CP|PWJC|UBS Financial Services, Inc.|284958
BAC|BK OF AMERICA CP|QMSR|QUATTRO M SECURITIES INC.|60550
BAC|BK OF AMERICA CP|RBCM|RBC CAPITAL MARKETS, LLC|272889
BAC|BK OF AMERICA CP|RDBN|Redburn Partners (USA) LP|6800
BAC|BK OF AMERICA CP|RGLD|Regal Securities, Inc|8748
BAC|BK OF AMERICA CP|RHCO|Suntrust Robinson Humphrey, Inc.|363548
BAC|BK OF AMERICA CP|RILY|B. RILEY FBR, INC.|1500
BAC|BK OF AMERICA CP|RJLC|RJL CAPITAL GROUP, LLC|8165
BAC|BK OF AMERICA CP|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|1100
BAC|BK OF AMERICA CP|SAGL|SAGETRADER, LLC|361381
BAC|BK OF AMERICA CP|SAGW|SAGETRADER, LLC|163
BAC|BK OF AMERICA CP|SALI|INTL FCSTONE FINANCIAL INC.|86477
BAC|BK OF AMERICA CP|SBRX|MURIEL SIEBERT & CO INC|231185
BAC|BK OF AMERICA CP|SBSH|Citigroup Global Markets Inc.|10636877
BAC|BK OF AMERICA CP|SCMC|Scotia Capital Markets (USA) Inc.|14862
BAC|BK OF AMERICA CP|SDLR|Sandler, O'Neill & Partners, L.P.|2800
BAC|BK OF AMERICA CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|711
BAC|BK OF AMERICA CP|SEIC|SEI Investments Distribution Co.|114478
BAC|BK OF AMERICA CP|SGMT|GOLDMAN SACHS & CO. LLC|6984331
BAC|BK OF AMERICA CP|SIBO|Prime Executions, Inc.|58936
BAC|BK OF AMERICA CP|SJLS|TRADE INFORMATICS LLC|18300
BAC|BK OF AMERICA CP|SOGO|Wang Investment Associates, Inc.|17925
BAC|BK OF AMERICA CP|SPDR|SPEEDROUTE LLC|1314605
BAC|BK OF AMERICA CP|SPHN|Stephens Inc.|293145
BAC|BK OF AMERICA CP|SPNT|SEVEN POINTS CAPITAL, LLC|1600
BAC|BK OF AMERICA CP|SPTD|MINT GLOBAL MARKETS, INC.|200
BAC|BK OF AMERICA CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|785759
BAC|BK OF AMERICA CP|STFC|Stuart Frankel & Co., Incorporated|55300
BAC|BK OF AMERICA CP|STFL|Stifel, Nicolaus & Company, Incorporated|492428
BAC|BK OF AMERICA CP|STKP|STOCKPILE INVESTMENTS, INC.|3522
BAC|BK OF AMERICA CP|STTT|STATETRUST INVESTMENTS INC.|720
BAC|BK OF AMERICA CP|STXG|Stockcross Financial Services, Inc.|500
BAC|BK OF AMERICA CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18085
BAC|BK OF AMERICA CP|SWIM|TD Ameritrade, Inc.|31721145
BAC|BK OF AMERICA CP|SWST|Hilltop Securities Inc.|171360
BAC|BK OF AMERICA CP|TAGC|TELSEY ADVISORY GROUP LLC|16608
BAC|BK OF AMERICA CP|TIAN|TRIAD SECURITIES CORP|25000
BAC|BK OF AMERICA CP|TKNG|ALLY INVEST SECURITIES LLC|287930
BAC|BK OF AMERICA CP|TMBR|Timber Hill LLC|10394
BAC|BK OF AMERICA CP|TRBT|Tradebot Systems, Inc.|1834515
BAC|BK OF AMERICA CP|TRCM|TRC MARKETS LLC|7247873
BAC|BK OF AMERICA CP|TWTT|TASTYWORKS, INC.|11023
BAC|BK OF AMERICA CP|UBSA|UBS SECURITIES LLC|28760549
BAC|BK OF AMERICA CP|UBSS|UBS Securities LLC|16767266
BAC|BK OF AMERICA CP|VALX|VIRTU AMERICAS LLC|1622914
BAC|BK OF AMERICA CP|VERT|The Vertical Trading Group, LLC|21882
BAC|BK OF AMERICA CP|VFIN|National Securities Corporation|1075
BAC|BK OF AMERICA CP|VGRD|Vanguard Marketing Corporation|1708848
BAC|BK OF AMERICA CP|VIEW|VIEWTRADE SECURITIES LLC|3130
BAC|BK OF AMERICA CP|VNDS|VANDHAM SECURITIES CORP|400
BAC|BK OF AMERICA CP|VSIN|Vision Financial Markets Llc|14239
BAC|BK OF AMERICA CP|WABR|Wall Street Access|76468
BAC|BK OF AMERICA CP|WBLR|WILLIAM BLAIR|46451
BAC|BK OF AMERICA CP|WBPX|SUMMIT SECURITIES GROUP, LLC|14022
BAC|BK OF AMERICA CP|WCHV|WELLS FARGO SECURITIES, LLC|10254362
BAC|BK OF AMERICA CP|WCSO|World Choice Securities, Inc.|3
BAC|BK OF AMERICA CP|WDNX|WEEDEN & CO.L.P.|114322
BAC|BK OF AMERICA CP|WEDB|WEDBUSH SECURITIES INC.|245571
BAC|BK OF AMERICA CP|WEED|Weeden & Co.L.P.|4517911
BAC|BK OF AMERICA CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3597524
BAC|BK OF AMERICA CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|234294
BAC|BK OF AMERICA CP|WFPB|Wells Fargo Securities, LLC.|34026
BAC|BK OF AMERICA CP|WGIF|CIBC World Markets Inc.|293323
BAC|BK OF AMERICA CP|WHOT|JUST2TRADE, INC.|1161
BAC|BK OF AMERICA CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|65217
BAC|BK OF AMERICA CP|WMCL|White Mountain Capital, LLC|2933
BAC|BK OF AMERICA CP|WSAG|WALL STREET ACCESS|969
BAC|BK OF AMERICA CP|WSEA|WOLVERINE SECURITIES, LLC|317473
BAC|BK OF AMERICA CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|13690
BAC|BK OF AMERICA CP|WTFS|JUST2TRADE, INC.|3
BAC|BK OF AMERICA CP|XIST|INSTINET, LLC|696856
BAC|BK OF AMERICA CP|XPUS|XP SECURITIES, LLC|650991
BAC|BK OF AMERICA CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5115206
BAC|BK OF AMERICA CP|YKNA|COMHAR CAPITAL MARKETS, LLC|109070
BAC|BK OF AMERICA CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|151968
BAC$A|BANK OF AMER DEP PFD|AGIS|Aegis Capital Corp.|35411
BAC$A|BANK OF AMER DEP PFD|ALTX|Alternet Securities Inc.|100
BAC$A|BANK OF AMER DEP PFD|BARD|Robert W. Baird & Co. Incorporated|55
BAC$A|BANK OF AMER DEP PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7302
BAC$A|BANK OF AMER DEP PFD|BNCH|The Benchmark Company, LLC|300
BAC$A|BANK OF AMER DEP PFD|BTIG|BTIG, LLC|95
BAC$A|BANK OF AMER DEP PFD|CHAS|Charles Schwab & Co., Inc.|742
BAC$A|BANK OF AMER DEP PFD|CIST|Capital Institutional Services, Inc.|205
BAC$A|BANK OF AMER DEP PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4863
BAC$A|BANK OF AMER DEP PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9089
BAC$A|BANK OF AMER DEP PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1056
BAC$A|BANK OF AMER DEP PFD|DADA|D.A. Davidson & Co.|1527
BAC$A|BANK OF AMER DEP PFD|DBAX|Deutsche Bank Securities Inc.|5500
BAC$A|BANK OF AMER DEP PFD|DEAN|MORGAN STANLEY|37948
BAC$A|BANK OF AMER DEP PFD|EBXL|EBX LLC|2100
BAC$A|BANK OF AMER DEP PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|6362
BAC$A|BANK OF AMER DEP PFD|EDJO|Edward D. Jones & Co., L.P.|160
BAC$A|BANK OF AMER DEP PFD|EGAM|CBOE TRADING, INC.|200
BAC$A|BANK OF AMER DEP PFD|EGXM|CBOE TRADING, INC.|690
BAC$A|BANK OF AMER DEP PFD|ETRS|E*Trade Securities LLC|10252
BAC$A|BANK OF AMER DEP PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|448
BAC$A|BANK OF AMER DEP PFD|GLPX|ACS EXECUTION SERVICES, LLC|686
BAC$A|BANK OF AMER DEP PFD|GSCO|GOLDMAN SACHS & CO. LLC|1200
BAC$A|BANK OF AMER DEP PFD|GSLT|GOLDMAN SACHS & CO. LLC|100
BAC$A|BANK OF AMER DEP PFD|GTSZ|GTS SECURITIES LLC|500
BAC$A|BANK OF AMER DEP PFD|HRBF|American Enterprise Investment Services Inc.|4408
BAC$A|BANK OF AMER DEP PFD|IATS|INTERACTIVE BROKERS LLC|1200
BAC$A|BANK OF AMER DEP PFD|IBKR|Interactive Brokers Llc|2200
BAC$A|BANK OF AMER DEP PFD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|161
BAC$A|BANK OF AMER DEP PFD|ICBX|INSTINET, LLC|2035
BAC$A|BANK OF AMER DEP PFD|INCA|INSTINET, LLC|1611
BAC$A|BANK OF AMER DEP PFD|INJX|INSTINET, LLC|478
BAC$A|BANK OF AMER DEP PFD|ITGI|ITG Inc.|367
BAC$A|BANK OF AMER DEP PFD|ITGP|ITG INC.|600
BAC$A|BANK OF AMER DEP PFD|JANY|Janney Montgomery Scott Inc.|16157
BAC$A|BANK OF AMER DEP PFD|JPMX|J.P. Morgan Securities LLC|5324
BAC$A|BANK OF AMER DEP PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|3200
BAC$A|BANK OF AMER DEP PFD|KCGM|VIRTU Americas LLC|1800
BAC$A|BANK OF AMER DEP PFD|LEHM|Barclays Capital Inc./Le|8200
BAC$A|BANK OF AMER DEP PFD|LIME|Lime Brokerage LLC|815
BAC$A|BANK OF AMER DEP PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4086
BAC$A|BANK OF AMER DEP PFD|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9600
BAC$A|BANK OF AMER DEP PFD|MSCO|MORGAN STANLEY & CO. LLC|81216
BAC$A|BANK OF AMER DEP PFD|NFSC|National Financial Services LLC|47136
BAC$A|BANK OF AMER DEP PFD|NITE|VIRTU Americas LLC|103400
BAC$A|BANK OF AMER DEP PFD|NQRB|Brut, LLC|1009
BAC$A|BANK OF AMER DEP PFD|OLDM|OLD MISSION CAPITAL, LLC|700
BAC$A|BANK OF AMER DEP PFD|PDQM|CODA MARKETS, INC.|4986
BAC$A|BANK OF AMER DEP PFD|PWJC|UBS Financial Services, Inc.|1999
BAC$A|BANK OF AMER DEP PFD|RBCM|RBC CAPITAL MARKETS, LLC|14969
BAC$A|BANK OF AMER DEP PFD|SALI|INTL FCSTONE FINANCIAL INC.|1
BAC$A|BANK OF AMER DEP PFD|SBSH|Citigroup Global Markets Inc.|2860
BAC$A|BANK OF AMER DEP PFD|SGMT|GOLDMAN SACHS & CO. LLC|2580
BAC$A|BANK OF AMER DEP PFD|SPDR|SPEEDROUTE LLC|300
BAC$A|BANK OF AMER DEP PFD|STFL|Stifel, Nicolaus & Company, Incorporated|5512
BAC$A|BANK OF AMER DEP PFD|SWIM|TD Ameritrade, Inc.|2350
BAC$A|BANK OF AMER DEP PFD|SWST|Hilltop Securities Inc.|84
BAC$A|BANK OF AMER DEP PFD|TRBT|Tradebot Systems, Inc.|1172
BAC$A|BANK OF AMER DEP PFD|UBSA|UBS SECURITIES LLC|9480
BAC$A|BANK OF AMER DEP PFD|UBSS|UBS Securities LLC|46112
BAC$A|BANK OF AMER DEP PFD|VGRD|Vanguard Marketing Corporation|215
BAC$A|BANK OF AMER DEP PFD|WCHV|WELLS FARGO SECURITIES, LLC|114692
BAC$A|BANK OF AMER DEP PFD|WEDB|WEDBUSH SECURITIES INC.|183
BAC$A|BANK OF AMER DEP PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|621
BAC$A|BANK OF AMER DEP PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
BAC$A|BANK OF AMER DEP PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|400
BAC$A|BANK OF AMER DEP PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2101
BAC$B|BANK OF AMER B|AGIS|Aegis Capital Corp.|39900
BAC$B|BANK OF AMER B|ALTX|Alternet Securities Inc.|6643
BAC$B|BANK OF AMER B|APCC|Apex Clearing Corporation|770
BAC$B|BANK OF AMER B|BARD|Robert W. Baird & Co. Incorporated|79162
BAC$B|BANK OF AMER B|BBNT|BB&T SECURITIES, LLC|3081
BAC$B|BANK OF AMER B|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|10000
BAC$B|BANK OF AMER B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23814
BAC$B|BANK OF AMER B|BMUR|BREAN CAPITAL, LLC|2000
BAC$B|BANK OF AMER B|BNCH|The Benchmark Company, LLC|7375
BAC$B|BANK OF AMER B|BOKI|BOK FINANCIAL SECURITIES, INC.|24516
BAC$B|BANK OF AMER B|BOSC|Boenning & Scattergood, Inc.|8740
BAC$B|BANK OF AMER B|BTIG|BTIG, LLC|259
BAC$B|BANK OF AMER B|BYXM|CBOE TRADING, INC.|1300
BAC$B|BANK OF AMER B|CANT|Cantor Fitzgerald & Co.|470100
BAC$B|BANK OF AMER B|CHAS|Charles Schwab & Co., Inc.|22800
BAC$B|BANK OF AMER B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34215
BAC$B|BANK OF AMER B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3280
BAC$B|BANK OF AMER B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54498
BAC$B|BANK OF AMER B|CXCX|CITIGROUP GLOBAL MARKETS INC.|5492
BAC$B|BANK OF AMER B|DADA|D.A. Davidson & Co.|750
BAC$B|BANK OF AMER B|DBAX|Deutsche Bank Securities Inc.|21800
BAC$B|BANK OF AMER B|DEAN|MORGAN STANLEY|414122
BAC$B|BANK OF AMER B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
BAC$B|BANK OF AMER B|EBXL|EBX LLC|18400
BAC$B|BANK OF AMER B|EDJO|Edward D. Jones & Co., L.P.|1620
BAC$B|BANK OF AMER B|EGAM|CBOE TRADING, INC.|24261
BAC$B|BANK OF AMER B|EGAW|CBOE TRADING, INC.|100
BAC$B|BANK OF AMER B|EGXM|CBOE TRADING, INC.|1247
BAC$B|BANK OF AMER B|ETRS|E*Trade Securities LLC|44087
BAC$B|BANK OF AMER B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16277
BAC$B|BANK OF AMER B|GEBB|GLOBAL EXECUTION BROKERS, LP|1723
BAC$B|BANK OF AMER B|GLPX|ACS EXECUTION SERVICES, LLC|66190
BAC$B|BANK OF AMER B|GSCO|GOLDMAN SACHS & CO. LLC|22400
BAC$B|BANK OF AMER B|GSLT|GOLDMAN SACHS & CO. LLC|4974
BAC$B|BANK OF AMER B|GTSZ|GTS SECURITIES LLC|100
BAC$B|BANK OF AMER B|HRBF|American Enterprise Investment Services Inc.|30510
BAC$B|BANK OF AMER B|IATS|INTERACTIVE BROKERS LLC|1500
BAC$B|BANK OF AMER B|IBKR|Interactive Brokers Llc|55300
BAC$B|BANK OF AMER B|ICBX|INSTINET, LLC|7400
BAC$B|BANK OF AMER B|INCA|INSTINET, LLC|27137
BAC$B|BANK OF AMER B|INTL|INTL FCSTONE FINANCIAL INC.|98462
BAC$B|BANK OF AMER B|ITGI|ITG Inc.|41481
BAC$B|BANK OF AMER B|ITGP|ITG INC.|12400
BAC$B|BANK OF AMER B|JANY|Janney Montgomery Scott Inc.|175481
BAC$B|BANK OF AMER B|JEFF|JEFFERIES LLC|4000
BAC$B|BANK OF AMER B|JPMX|J.P. Morgan Securities LLC|65622
BAC$B|BANK OF AMER B|JSEB|JANE STREET EXECUTION SERVICES, LLC|3608
BAC$B|BANK OF AMER B|KCGM|VIRTU Americas LLC|17650
BAC$B|BANK OF AMER B|LEHM|Barclays Capital Inc./Le|34730
BAC$B|BANK OF AMER B|LIME|Lime Brokerage LLC|673
BAC$B|BANK OF AMER B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7344
BAC$B|BANK OF AMER B|MCBT|Moors & Cabot, Inc.|11100
BAC$B|BANK OF AMER B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63800
BAC$B|BANK OF AMER B|MSCO|MORGAN STANLEY & CO. LLC|213570
BAC$B|BANK OF AMER B|MSPL|MORGAN STANLEY & CO. LLC|300
BAC$B|BANK OF AMER B|MULL|MARK J. MULLER EQUITIES, INC.|6800
BAC$B|BANK OF AMER B|NFSC|National Financial Services LLC|197908
BAC$B|BANK OF AMER B|NITE|VIRTU Americas LLC|578189
BAC$B|BANK OF AMER B|NQRB|Brut, LLC|16276
BAC$B|BANK OF AMER B|NTBF|BMO Nesbitt Burns Inc./CDS|2240
BAC$B|BANK OF AMER B|OPCO|Oppenheimer & Co. Inc.|5700
BAC$B|BANK OF AMER B|PDQM|CODA MARKETS, INC.|96553
BAC$B|BANK OF AMER B|PWJC|UBS Financial Services, Inc.|82352
BAC$B|BANK OF AMER B|RBCM|RBC CAPITAL MARKETS, LLC|104678
BAC$B|BANK OF AMER B|RJLC|RJL CAPITAL GROUP, LLC|896
BAC$B|BANK OF AMER B|SAGC|SAGETRADER, LLC|1000
BAC$B|BANK OF AMER B|SAGL|SAGETRADER, LLC|100
BAC$B|BANK OF AMER B|SALI|INTL FCSTONE FINANCIAL INC.|44
BAC$B|BANK OF AMER B|SBSH|Citigroup Global Markets Inc.|10796
BAC$B|BANK OF AMER B|SGMT|GOLDMAN SACHS & CO. LLC|13091
BAC$B|BANK OF AMER B|SPDR|SPEEDROUTE LLC|93577
BAC$B|BANK OF AMER B|SPGS|Sea Port Group Securities, LLC|40000
BAC$B|BANK OF AMER B|SPHN|Stephens Inc.|2500
BAC$B|BANK OF AMER B|STFL|Stifel, Nicolaus & Company, Incorporated|62811
BAC$B|BANK OF AMER B|SWIM|TD Ameritrade, Inc.|11000
BAC$B|BANK OF AMER B|SWST|Hilltop Securities Inc.|5150
BAC$B|BANK OF AMER B|UBSA|UBS SECURITIES LLC|147329
BAC$B|BANK OF AMER B|UBSS|UBS Securities LLC|275324
BAC$B|BANK OF AMER B|VGRD|Vanguard Marketing Corporation|19404
BAC$B|BANK OF AMER B|VNDM|Wall Street Access|40000
BAC$B|BANK OF AMER B|WBLR|WILLIAM BLAIR|1000
BAC$B|BANK OF AMER B|WCHV|WELLS FARGO SECURITIES, LLC|719307
BAC$B|BANK OF AMER B|WEDB|WEDBUSH SECURITIES INC.|1000
BAC$B|BANK OF AMER B|WEED|Weeden & Co.L.P.|74568
BAC$B|BANK OF AMER B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1441
BAC$B|BANK OF AMER B|XSTM|NATIONAL FINANCIAL SERVICES LLC|45240
BAC$B|BANK OF AMER B|YKNA|COMHAR CAPITAL MARKETS, LLC|70696
BAC$B|BANK OF AMER B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24235
BAC$C|BANK OF AMER PFD C|AGIS|Aegis Capital Corp.|33489
BAC$C|BANK OF AMER PFD C|ALTX|Alternet Securities Inc.|400
BAC$C|BANK OF AMER PFD C|BARD|Robert W. Baird & Co. Incorporated|558
BAC$C|BANK OF AMER PFD C|BATM|CBOE TRADING, INC.|300
BAC$C|BANK OF AMER PFD C|BBNT|BB&T SECURITIES, LLC|1535
BAC$C|BANK OF AMER PFD C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4482
BAC$C|BANK OF AMER PFD C|BNCH|The Benchmark Company, LLC|7750
BAC$C|BANK OF AMER PFD C|CHAS|Charles Schwab & Co., Inc.|511
BAC$C|BANK OF AMER PFD C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
BAC$C|BANK OF AMER PFD C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4353
BAC$C|BANK OF AMER PFD C|CXCX|CITIGROUP GLOBAL MARKETS INC.|2176
BAC$C|BANK OF AMER PFD C|DADA|D.A. Davidson & Co.|3600
BAC$C|BANK OF AMER PFD C|DBAX|Deutsche Bank Securities Inc.|5800
BAC$C|BANK OF AMER PFD C|DEAN|MORGAN STANLEY|51315
BAC$C|BANK OF AMER PFD C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
BAC$C|BANK OF AMER PFD C|EBXL|EBX LLC|6600
BAC$C|BANK OF AMER PFD C|ECUT|CONVERGEX EXECUTION SOLUTIONS|4416
BAC$C|BANK OF AMER PFD C|EDJO|Edward D. Jones & Co., L.P.|448
BAC$C|BANK OF AMER PFD C|EGXM|CBOE TRADING, INC.|300
BAC$C|BANK OF AMER PFD C|ETRS|E*Trade Securities LLC|6445
BAC$C|BANK OF AMER PFD C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|905
BAC$C|BANK OF AMER PFD C|FTBR|Foliofn Investments, Inc.|50
BAC$C|BANK OF AMER PFD C|GLPX|ACS EXECUTION SERVICES, LLC|739
BAC$C|BANK OF AMER PFD C|GSCO|GOLDMAN SACHS & CO. LLC|5200
BAC$C|BANK OF AMER PFD C|GSLT|GOLDMAN SACHS & CO. LLC|838
BAC$C|BANK OF AMER PFD C|GTSZ|GTS SECURITIES LLC|300
BAC$C|BANK OF AMER PFD C|HRBF|American Enterprise Investment Services Inc.|20801
BAC$C|BANK OF AMER PFD C|IATS|INTERACTIVE BROKERS LLC|100
BAC$C|BANK OF AMER PFD C|IBKR|Interactive Brokers Llc|2589
BAC$C|BANK OF AMER PFD C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|295
BAC$C|BANK OF AMER PFD C|ICBX|INSTINET, LLC|1717
BAC$C|BANK OF AMER PFD C|INCA|INSTINET, LLC|1858
BAC$C|BANK OF AMER PFD C|INJX|INSTINET, LLC|2790
BAC$C|BANK OF AMER PFD C|ITGI|ITG Inc.|310
BAC$C|BANK OF AMER PFD C|ITGP|ITG INC.|200
BAC$C|BANK OF AMER PFD C|JANY|Janney Montgomery Scott Inc.|14448
BAC$C|BANK OF AMER PFD C|JEFF|JEFFERIES LLC|1700
BAC$C|BANK OF AMER PFD C|JPMX|J.P. Morgan Securities LLC|3408
BAC$C|BANK OF AMER PFD C|JSEB|JANE STREET EXECUTION SERVICES, LLC|3208
BAC$C|BANK OF AMER PFD C|KCGM|VIRTU Americas LLC|400
BAC$C|BANK OF AMER PFD C|LEHM|Barclays Capital Inc./Le|3600
BAC$C|BANK OF AMER PFD C|LIME|Lime Brokerage LLC|1851
BAC$C|BANK OF AMER PFD C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|773
BAC$C|BANK OF AMER PFD C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18530
BAC$C|BANK OF AMER PFD C|MSCO|MORGAN STANLEY & CO. LLC|53581
BAC$C|BANK OF AMER PFD C|MSPL|MORGAN STANLEY & CO. LLC|100
BAC$C|BANK OF AMER PFD C|NATL|National Securities Corporation|1200
BAC$C|BANK OF AMER PFD C|NFSC|National Financial Services LLC|37365
BAC$C|BANK OF AMER PFD C|NITE|VIRTU Americas LLC|117726
BAC$C|BANK OF AMER PFD C|NQRB|Brut, LLC|1600
BAC$C|BANK OF AMER PFD C|OLDM|OLD MISSION CAPITAL, LLC|15
BAC$C|BANK OF AMER PFD C|OPCO|Oppenheimer & Co. Inc.|4130
BAC$C|BANK OF AMER PFD C|PDQM|CODA MARKETS, INC.|1564
BAC$C|BANK OF AMER PFD C|PWJC|UBS Financial Services, Inc.|7670
BAC$C|BANK OF AMER PFD C|RBCM|RBC CAPITAL MARKETS, LLC|24667
BAC$C|BANK OF AMER PFD C|SALI|INTL FCSTONE FINANCIAL INC.|77
BAC$C|BANK OF AMER PFD C|SBSH|Citigroup Global Markets Inc.|1305
BAC$C|BANK OF AMER PFD C|SGMT|GOLDMAN SACHS & CO. LLC|5400
BAC$C|BANK OF AMER PFD C|SPDR|SPEEDROUTE LLC|4954
BAC$C|BANK OF AMER PFD C|STFL|Stifel, Nicolaus & Company, Incorporated|9719
BAC$C|BANK OF AMER PFD C|SWIM|TD Ameritrade, Inc.|490
BAC$C|BANK OF AMER PFD C|SWST|Hilltop Securities Inc.|2300
BAC$C|BANK OF AMER PFD C|TRBT|Tradebot Systems, Inc.|1682
BAC$C|BANK OF AMER PFD C|TRCM|TRC MARKETS LLC|200
BAC$C|BANK OF AMER PFD C|UBSA|UBS SECURITIES LLC|7216
BAC$C|BANK OF AMER PFD C|UBSS|UBS Securities LLC|74549
BAC$C|BANK OF AMER PFD C|VGRD|Vanguard Marketing Corporation|1323
BAC$C|BANK OF AMER PFD C|WABR|Wall Street Access|16630
BAC$C|BANK OF AMER PFD C|WCHV|WELLS FARGO SECURITIES, LLC|67142
BAC$C|BANK OF AMER PFD C|WEDB|WEDBUSH SECURITIES INC.|235
BAC$C|BANK OF AMER PFD C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|771
BAC$C|BANK OF AMER PFD C|XSTM|NATIONAL FINANCIAL SERVICES LLC|25400
BAC$C|BANK OF AMER PFD C|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BAC$C|BANK OF AMER PFD C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6468
BAC$D|BAC DEP SHARE D|ALTX|Alternet Securities Inc.|1800
BAC$D|BAC DEP SHARE D|APCC|Apex Clearing Corporation|152
BAC$D|BAC DEP SHARE D|BERN|Sanford C. Bernstein & Co., LLC|4380
BAC$D|BAC DEP SHARE D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5144
BAC$D|BAC DEP SHARE D|BTIG|BTIG, LLC|4244
BAC$D|BAC DEP SHARE D|CHAS|Charles Schwab & Co., Inc.|91
BAC$D|BAC DEP SHARE D|CIST|Capital Institutional Services, Inc.|204
BAC$D|BAC DEP SHARE D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|524
BAC$D|BAC DEP SHARE D|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45
BAC$D|BAC DEP SHARE D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21330
BAC$D|BAC DEP SHARE D|CXCX|CITIGROUP GLOBAL MARKETS INC.|3300
BAC$D|BAC DEP SHARE D|DADA|D.A. Davidson & Co.|3123
BAC$D|BAC DEP SHARE D|DBAX|Deutsche Bank Securities Inc.|7500
BAC$D|BAC DEP SHARE D|DEAN|MORGAN STANLEY|14361
BAC$D|BAC DEP SHARE D|EBXL|EBX LLC|4400
BAC$D|BAC DEP SHARE D|EDJO|Edward D. Jones & Co., L.P.|3772
BAC$D|BAC DEP SHARE D|EGAM|CBOE TRADING, INC.|1213
BAC$D|BAC DEP SHARE D|EGXM|CBOE TRADING, INC.|600
BAC$D|BAC DEP SHARE D|ETRS|E*Trade Securities LLC|14025
BAC$D|BAC DEP SHARE D|FBSB|U.S. Bancorp Investments, Inc.|1106
BAC$D|BAC DEP SHARE D|FMAF|NBCN Inc./ CDS|216
BAC$D|BAC DEP SHARE D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5100
BAC$D|BAC DEP SHARE D|FTBR|Foliofn Investments, Inc.|209
BAC$D|BAC DEP SHARE D|GLPX|ACS EXECUTION SERVICES, LLC|2169
BAC$D|BAC DEP SHARE D|GSCO|GOLDMAN SACHS & CO. LLC|9261
BAC$D|BAC DEP SHARE D|GSCS|GOLDMAN SACHS & CO. LLC|100
BAC$D|BAC DEP SHARE D|GSLT|GOLDMAN SACHS & CO. LLC|300
BAC$D|BAC DEP SHARE D|HRBF|American Enterprise Investment Services Inc.|5864
BAC$D|BAC DEP SHARE D|IATS|INTERACTIVE BROKERS LLC|13698
BAC$D|BAC DEP SHARE D|IBKR|Interactive Brokers Llc|48130
BAC$D|BAC DEP SHARE D|ICBX|INSTINET, LLC|4621
BAC$D|BAC DEP SHARE D|INCA|INSTINET, LLC|712
BAC$D|BAC DEP SHARE D|INJX|INSTINET, LLC|35242
BAC$D|BAC DEP SHARE D|ITGI|ITG Inc.|12820
BAC$D|BAC DEP SHARE D|ITGP|ITG INC.|5200
BAC$D|BAC DEP SHARE D|JEFF|JEFFERIES LLC|1300
BAC$D|BAC DEP SHARE D|JPMX|J.P. Morgan Securities LLC|13260
BAC$D|BAC DEP SHARE D|JSEB|JANE STREET EXECUTION SERVICES, LLC|1416
BAC$D|BAC DEP SHARE D|KCGM|VIRTU Americas LLC|3986
BAC$D|BAC DEP SHARE D|LEHM|Barclays Capital Inc./Le|12600
BAC$D|BAC DEP SHARE D|LIME|Lime Brokerage LLC|855
BAC$D|BAC DEP SHARE D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1740
BAC$D|BAC DEP SHARE D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6548
BAC$D|BAC DEP SHARE D|MSCO|MORGAN STANLEY & CO. LLC|61146
BAC$D|BAC DEP SHARE D|MSPL|MORGAN STANLEY & CO. LLC|900
BAC$D|BAC DEP SHARE D|NATL|National Securities Corporation|143
BAC$D|BAC DEP SHARE D|NBCS|NBC Securities, INC.|58
BAC$D|BAC DEP SHARE D|NFSC|National Financial Services LLC|66100
BAC$D|BAC DEP SHARE D|NITE|VIRTU Americas LLC|109850
BAC$D|BAC DEP SHARE D|NQRB|Brut, LLC|1722
BAC$D|BAC DEP SHARE D|NTBF|BMO Nesbitt Burns Inc./CDS|3287
BAC$D|BAC DEP SHARE D|OPCO|Oppenheimer & Co. Inc.|4269
BAC$D|BAC DEP SHARE D|PDQM|CODA MARKETS, INC.|3969
BAC$D|BAC DEP SHARE D|PWJC|UBS Financial Services, Inc.|293
BAC$D|BAC DEP SHARE D|RBCM|RBC CAPITAL MARKETS, LLC|1682
BAC$D|BAC DEP SHARE D|SBSH|Citigroup Global Markets Inc.|6780
BAC$D|BAC DEP SHARE D|SGMT|GOLDMAN SACHS & CO. LLC|4992
BAC$D|BAC DEP SHARE D|STFL|Stifel, Nicolaus & Company, Incorporated|401
BAC$D|BAC DEP SHARE D|SWIM|TD Ameritrade, Inc.|6938
BAC$D|BAC DEP SHARE D|SWST|Hilltop Securities Inc.|509
BAC$D|BAC DEP SHARE D|TRBT|Tradebot Systems, Inc.|1590
BAC$D|BAC DEP SHARE D|TRCM|TRC MARKETS LLC|100
BAC$D|BAC DEP SHARE D|UBSA|UBS SECURITIES LLC|67271
BAC$D|BAC DEP SHARE D|UBSS|UBS Securities LLC|41249
BAC$D|BAC DEP SHARE D|VGRD|Vanguard Marketing Corporation|9431
BAC$D|BAC DEP SHARE D|VNDM|Wall Street Access|45374
BAC$D|BAC DEP SHARE D|WCHV|WELLS FARGO SECURITIES, LLC|57202
BAC$D|BAC DEP SHARE D|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56
BAC$D|BAC DEP SHARE D|WSEA|WOLVERINE SECURITIES, LLC|171
BAC$D|BAC DEP SHARE D|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
BAC$D|BAC DEP SHARE D|YKNA|COMHAR CAPITAL MARKETS, LLC|300
BAC$D|BAC DEP SHARE D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11420
BAC$E|BANK AMER CORP DEP R|AGIS|Aegis Capital Corp.|500
BAC$E|BANK AMER CORP DEP R|BANK|Primevest Financial Services, Inc.|41
BAC$E|BANK AMER CORP DEP R|BATM|CBOE TRADING, INC.|100
BAC$E|BANK AMER CORP DEP R|BKMM|BNY MELLON CAPITAL MARKETS, LLC|130
BAC$E|BANK AMER CORP DEP R|BNCH|The Benchmark Company, LLC|6700
BAC$E|BANK AMER CORP DEP R|BRGE|Newbridge Securities Corp.|87
BAC$E|BANK AMER CORP DEP R|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10
BAC$E|BANK AMER CORP DEP R|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8472
BAC$E|BANK AMER CORP DEP R|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BAC$E|BANK AMER CORP DEP R|DBAX|Deutsche Bank Securities Inc.|2500
BAC$E|BANK AMER CORP DEP R|DEAN|MORGAN STANLEY|11201
BAC$E|BANK AMER CORP DEP R|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10000
BAC$E|BANK AMER CORP DEP R|EBXL|EBX LLC|1500
BAC$E|BANK AMER CORP DEP R|EDJO|Edward D. Jones & Co., L.P.|300
BAC$E|BANK AMER CORP DEP R|EGAM|CBOE TRADING, INC.|200
BAC$E|BANK AMER CORP DEP R|ETRS|E*Trade Securities LLC|615
BAC$E|BANK AMER CORP DEP R|FTBR|Foliofn Investments, Inc.|152
BAC$E|BANK AMER CORP DEP R|GLPX|ACS EXECUTION SERVICES, LLC|300
BAC$E|BANK AMER CORP DEP R|GSCO|GOLDMAN SACHS & CO. LLC|310
BAC$E|BANK AMER CORP DEP R|HRBF|American Enterprise Investment Services Inc.|25
BAC$E|BANK AMER CORP DEP R|IATS|INTERACTIVE BROKERS LLC|700
BAC$E|BANK AMER CORP DEP R|IBKR|Interactive Brokers Llc|900
BAC$E|BANK AMER CORP DEP R|INCA|INSTINET, LLC|143
BAC$E|BANK AMER CORP DEP R|INJX|INSTINET, LLC|11266
BAC$E|BANK AMER CORP DEP R|JANY|Janney Montgomery Scott Inc.|3814
BAC$E|BANK AMER CORP DEP R|JPMX|J.P. Morgan Securities LLC|1336
BAC$E|BANK AMER CORP DEP R|LEHM|Barclays Capital Inc./Le|1800
BAC$E|BANK AMER CORP DEP R|LIME|Lime Brokerage LLC|216
BAC$E|BANK AMER CORP DEP R|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
BAC$E|BANK AMER CORP DEP R|MSCO|MORGAN STANLEY & CO. LLC|7027
BAC$E|BANK AMER CORP DEP R|MSPL|MORGAN STANLEY & CO. LLC|500
BAC$E|BANK AMER CORP DEP R|NFSC|National Financial Services LLC|14649
BAC$E|BANK AMER CORP DEP R|NITE|VIRTU Americas LLC|51490
BAC$E|BANK AMER CORP DEP R|NQRB|Brut, LLC|100
BAC$E|BANK AMER CORP DEP R|PDQM|CODA MARKETS, INC.|400
BAC$E|BANK AMER CORP DEP R|RBCM|RBC CAPITAL MARKETS, LLC|2949
BAC$E|BANK AMER CORP DEP R|SBSH|Citigroup Global Markets Inc.|115
BAC$E|BANK AMER CORP DEP R|SGMT|GOLDMAN SACHS & CO. LLC|100
BAC$E|BANK AMER CORP DEP R|STFL|Stifel, Nicolaus & Company, Incorporated|1400
BAC$E|BANK AMER CORP DEP R|SWIM|TD Ameritrade, Inc.|8286
BAC$E|BANK AMER CORP DEP R|TRBT|Tradebot Systems, Inc.|100
BAC$E|BANK AMER CORP DEP R|UBSA|UBS SECURITIES LLC|3564
BAC$E|BANK AMER CORP DEP R|UBSS|UBS Securities LLC|6512
BAC$E|BANK AMER CORP DEP R|VGRD|Vanguard Marketing Corporation|400
BAC$E|BANK AMER CORP DEP R|WBLR|WILLIAM BLAIR|477
BAC$E|BANK AMER CORP DEP R|WCHV|WELLS FARGO SECURITIES, LLC|84188
BAC$E|BANK AMER CORP DEP R|WEDB|WEDBUSH SECURITIES INC.|2100
BAC$E|BANK AMER CORP DEP R|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30
BAC$E|BANK AMER CORP DEP R|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
BAC$E|BANK AMER CORP DEP R|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1397
BAC$L|BANK AMER PFD SER L|ALTX|Alternet Securities Inc.|1
BAC$L|BANK AMER PFD SER L|BERN|Sanford C. Bernstein & Co., LLC|130
BAC$L|BANK AMER PFD SER L|CPET|CLEARPOOL EXECUTION SERVICES, LLC|210
BAC$L|BANK AMER PFD SER L|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1270
BAC$L|BANK AMER PFD SER L|CROS|CREDIT SUISSE SECURITIES (USA) LLC|232
BAC$L|BANK AMER PFD SER L|CXCX|CITIGROUP GLOBAL MARKETS INC.|54
BAC$L|BANK AMER PFD SER L|DBAX|Deutsche Bank Securities Inc.|150
BAC$L|BANK AMER PFD SER L|DEAN|MORGAN STANLEY|886
BAC$L|BANK AMER PFD SER L|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
BAC$L|BANK AMER PFD SER L|EDJO|Edward D. Jones & Co., L.P.|12
BAC$L|BANK AMER PFD SER L|EGAM|CBOE TRADING, INC.|1
BAC$L|BANK AMER PFD SER L|ETRS|E*Trade Securities LLC|130
BAC$L|BANK AMER PFD SER L|GLPX|ACS EXECUTION SERVICES, LLC|159
BAC$L|BANK AMER PFD SER L|GSCO|GOLDMAN SACHS & CO. LLC|152
BAC$L|BANK AMER PFD SER L|HRBF|American Enterprise Investment Services Inc.|98
BAC$L|BANK AMER PFD SER L|IBKR|Interactive Brokers Llc|162
BAC$L|BANK AMER PFD SER L|INCA|INSTINET, LLC|124
BAC$L|BANK AMER PFD SER L|ITGI|ITG Inc.|85
BAC$L|BANK AMER PFD SER L|JANY|Janney Montgomery Scott Inc.|3
BAC$L|BANK AMER PFD SER L|JPMX|J.P. Morgan Securities LLC|178
BAC$L|BANK AMER PFD SER L|KCGM|VIRTU Americas LLC|10
BAC$L|BANK AMER PFD SER L|LEHM|Barclays Capital Inc./Le|1811
BAC$L|BANK AMER PFD SER L|LIME|Lime Brokerage LLC|28
BAC$L|BANK AMER PFD SER L|MSCO|MORGAN STANLEY & CO. LLC|713
BAC$L|BANK AMER PFD SER L|MUFG|MUFG SECURITIES AMERICAS INC.|242
BAC$L|BANK AMER PFD SER L|MZHO|Mizuho Securities USA LLC|260
BAC$L|BANK AMER PFD SER L|NFSC|National Financial Services LLC|524
BAC$L|BANK AMER PFD SER L|NITE|VIRTU Americas LLC|888
BAC$L|BANK AMER PFD SER L|PDQM|CODA MARKETS, INC.|1349
BAC$L|BANK AMER PFD SER L|PIPR|Piper Jaffray & Co.|324
BAC$L|BANK AMER PFD SER L|PWJC|UBS Financial Services, Inc.|9
BAC$L|BANK AMER PFD SER L|RBCM|RBC CAPITAL MARKETS, LLC|20
BAC$L|BANK AMER PFD SER L|SBSH|Citigroup Global Markets Inc.|725
BAC$L|BANK AMER PFD SER L|SGMT|GOLDMAN SACHS & CO. LLC|39
BAC$L|BANK AMER PFD SER L|SPDR|SPEEDROUTE LLC|102
BAC$L|BANK AMER PFD SER L|STFL|Stifel, Nicolaus & Company, Incorporated|200
BAC$L|BANK AMER PFD SER L|SWIM|TD Ameritrade, Inc.|27
BAC$L|BANK AMER PFD SER L|SWST|Hilltop Securities Inc.|28
BAC$L|BANK AMER PFD SER L|UBSA|UBS SECURITIES LLC|2014
BAC$L|BANK AMER PFD SER L|UBSS|UBS Securities LLC|831
BAC$L|BANK AMER PFD SER L|VGRD|Vanguard Marketing Corporation|81
BAC$L|BANK AMER PFD SER L|WCHV|WELLS FARGO SECURITIES, LLC|746
BAC$L|BANK AMER PFD SER L|WEDB|WEDBUSH SECURITIES INC.|20
BAC$L|BANK AMER PFD SER L|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50
BAC$L|BANK AMER PFD SER L|YKNA|COMHAR CAPITAL MARKETS, LLC|25
BAC$L|BANK AMER PFD SER L|YLPL|Linsco/Private Ledger Financial Services, Incorporated|214
BAC$W|BANK AMER CORP|AGIS|Aegis Capital Corp.|47286
BAC$W|BANK AMER CORP|ALTX|Alternet Securities Inc.|1870
BAC$W|BANK AMER CORP|BANK|Primevest Financial Services, Inc.|300
BAC$W|BANK AMER CORP|BARD|Robert W. Baird & Co. Incorporated|328
BAC$W|BANK AMER CORP|BATM|CBOE TRADING, INC.|100
BAC$W|BANK AMER CORP|BBNT|BB&T SECURITIES, LLC|633
BAC$W|BANK AMER CORP|BKCM|BNY Mellon Capital Markets LLC|1010
BAC$W|BANK AMER CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3803
BAC$W|BANK AMER CORP|BNCH|The Benchmark Company, LLC|505
BAC$W|BANK AMER CORP|BTIG|BTIG, LLC|13866
BAC$W|BANK AMER CORP|CHAS|Charles Schwab & Co., Inc.|1058
BAC$W|BANK AMER CORP|CIST|Capital Institutional Services, Inc.|2695
BAC$W|BANK AMER CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|204
BAC$W|BANK AMER CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14339
BAC$W|BANK AMER CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|7706
BAC$W|BANK AMER CORP|DBAX|Deutsche Bank Securities Inc.|14500
BAC$W|BANK AMER CORP|DEAN|MORGAN STANLEY|33547
BAC$W|BANK AMER CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
BAC$W|BANK AMER CORP|EBXL|EBX LLC|2900
BAC$W|BANK AMER CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8029
BAC$W|BANK AMER CORP|EDJO|Edward D. Jones & Co., L.P.|2584
BAC$W|BANK AMER CORP|EGAM|CBOE TRADING, INC.|4965
BAC$W|BANK AMER CORP|EGXM|CBOE TRADING, INC.|500
BAC$W|BANK AMER CORP|ETRS|E*Trade Securities LLC|2317
BAC$W|BANK AMER CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
BAC$W|BANK AMER CORP|FTBR|Foliofn Investments, Inc.|189
BAC$W|BANK AMER CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
BAC$W|BANK AMER CORP|GLPX|ACS EXECUTION SERVICES, LLC|1828
BAC$W|BANK AMER CORP|GSCO|GOLDMAN SACHS & CO. LLC|3038
BAC$W|BANK AMER CORP|GSCS|GOLDMAN SACHS & CO. LLC|200
BAC$W|BANK AMER CORP|GSLT|GOLDMAN SACHS & CO. LLC|300
BAC$W|BANK AMER CORP|GTSZ|GTS SECURITIES LLC|100
BAC$W|BANK AMER CORP|HRBF|American Enterprise Investment Services Inc.|7077
BAC$W|BANK AMER CORP|IATS|INTERACTIVE BROKERS LLC|1290
BAC$W|BANK AMER CORP|IBKR|Interactive Brokers Llc|5104
BAC$W|BANK AMER CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1403
BAC$W|BANK AMER CORP|ICBX|INSTINET, LLC|700
BAC$W|BANK AMER CORP|INCA|INSTINET, LLC|3648
BAC$W|BANK AMER CORP|INJX|INSTINET, LLC|15062
BAC$W|BANK AMER CORP|ITGI|ITG Inc.|7044
BAC$W|BANK AMER CORP|ITGP|ITG INC.|2200
BAC$W|BANK AMER CORP|JANY|Janney Montgomery Scott Inc.|47988
BAC$W|BANK AMER CORP|JEFF|JEFFERIES LLC|1000
BAC$W|BANK AMER CORP|JPMX|J.P. Morgan Securities LLC|10844
BAC$W|BANK AMER CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|3216
BAC$W|BANK AMER CORP|KCGM|VIRTU Americas LLC|11885
BAC$W|BANK AMER CORP|LEHM|Barclays Capital Inc./Le|7600
BAC$W|BANK AMER CORP|LIME|Lime Brokerage LLC|1108
BAC$W|BANK AMER CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|146
BAC$W|BANK AMER CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9000
BAC$W|BANK AMER CORP|MSCO|MORGAN STANLEY & CO. LLC|105040
BAC$W|BANK AMER CORP|MSPL|MORGAN STANLEY & CO. LLC|5300
BAC$W|BANK AMER CORP|NATL|National Securities Corporation|1425
BAC$W|BANK AMER CORP|NFSC|National Financial Services LLC|68652
BAC$W|BANK AMER CORP|NITE|VIRTU Americas LLC|127995
BAC$W|BANK AMER CORP|NQRB|Brut, LLC|2300
BAC$W|BANK AMER CORP|OLDM|OLD MISSION CAPITAL, LLC|200
BAC$W|BANK AMER CORP|OPCO|Oppenheimer & Co. Inc.|1000
BAC$W|BANK AMER CORP|PDQM|CODA MARKETS, INC.|3958
BAC$W|BANK AMER CORP|PWJC|UBS Financial Services, Inc.|18395
BAC$W|BANK AMER CORP|RBCM|RBC CAPITAL MARKETS, LLC|8130
BAC$W|BANK AMER CORP|SALI|INTL FCSTONE FINANCIAL INC.|184
BAC$W|BANK AMER CORP|SBSH|Citigroup Global Markets Inc.|6276
BAC$W|BANK AMER CORP|SEIC|SEI Investments Distribution Co.|200
BAC$W|BANK AMER CORP|SGMT|GOLDMAN SACHS & CO. LLC|7790
BAC$W|BANK AMER CORP|SPDR|SPEEDROUTE LLC|126
BAC$W|BANK AMER CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2502
BAC$W|BANK AMER CORP|SWIM|TD Ameritrade, Inc.|800
BAC$W|BANK AMER CORP|TRBT|Tradebot Systems, Inc.|7250
BAC$W|BANK AMER CORP|TRCM|TRC MARKETS LLC|100
BAC$W|BANK AMER CORP|UBSA|UBS SECURITIES LLC|27333
BAC$W|BANK AMER CORP|UBSS|UBS Securities LLC|71674
BAC$W|BANK AMER CORP|VGRD|Vanguard Marketing Corporation|715
BAC$W|BANK AMER CORP|WCHV|WELLS FARGO SECURITIES, LLC|196595
BAC$W|BANK AMER CORP|WEDB|WEDBUSH SECURITIES INC.|346
BAC$W|BANK AMER CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1119
BAC$W|BANK AMER CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
BAC$W|BANK AMER CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5712
BAC$Y|BANK OF AMER PFD Y|AGIS|Aegis Capital Corp.|19613
BAC$Y|BANK OF AMER PFD Y|ALTX|Alternet Securities Inc.|500
BAC$Y|BANK OF AMER PFD Y|BARD|Robert W. Baird & Co. Incorporated|1759
BAC$Y|BANK OF AMER PFD Y|BATM|CBOE TRADING, INC.|1300
BAC$Y|BANK OF AMER PFD Y|BBNT|BB&T SECURITIES, LLC|192
BAC$Y|BANK OF AMER PFD Y|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
BAC$Y|BANK OF AMER PFD Y|BNCH|The Benchmark Company, LLC|974
BAC$Y|BANK OF AMER PFD Y|CANT|Cantor Fitzgerald & Co.|957
BAC$Y|BANK OF AMER PFD Y|CHAS|Charles Schwab & Co., Inc.|282
BAC$Y|BANK OF AMER PFD Y|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2071
BAC$Y|BANK OF AMER PFD Y|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7895
BAC$Y|BANK OF AMER PFD Y|CXCX|CITIGROUP GLOBAL MARKETS INC.|3298
BAC$Y|BANK OF AMER PFD Y|DAVA|Davenport & Company LLC|500
BAC$Y|BANK OF AMER PFD Y|DBAX|Deutsche Bank Securities Inc.|3800
BAC$Y|BANK OF AMER PFD Y|DEAN|MORGAN STANLEY|25906
BAC$Y|BANK OF AMER PFD Y|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|270
BAC$Y|BANK OF AMER PFD Y|EBXL|EBX LLC|5200
BAC$Y|BANK OF AMER PFD Y|ECUT|CONVERGEX EXECUTION SOLUTIONS|9669
BAC$Y|BANK OF AMER PFD Y|EDJO|Edward D. Jones & Co., L.P.|29
BAC$Y|BANK OF AMER PFD Y|EGAM|CBOE TRADING, INC.|1700
BAC$Y|BANK OF AMER PFD Y|ETRS|E*Trade Securities LLC|700
BAC$Y|BANK OF AMER PFD Y|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2608
BAC$Y|BANK OF AMER PFD Y|FTBR|Foliofn Investments, Inc.|114
BAC$Y|BANK OF AMER PFD Y|GLPX|ACS EXECUTION SERVICES, LLC|1140
BAC$Y|BANK OF AMER PFD Y|GSCO|GOLDMAN SACHS & CO. LLC|4592
BAC$Y|BANK OF AMER PFD Y|GSLT|GOLDMAN SACHS & CO. LLC|952
BAC$Y|BANK OF AMER PFD Y|HRBF|American Enterprise Investment Services Inc.|8638
BAC$Y|BANK OF AMER PFD Y|IBKR|Interactive Brokers Llc|5593
BAC$Y|BANK OF AMER PFD Y|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1162
BAC$Y|BANK OF AMER PFD Y|ICBX|INSTINET, LLC|1100
BAC$Y|BANK OF AMER PFD Y|INCA|INSTINET, LLC|4752
BAC$Y|BANK OF AMER PFD Y|INJX|INSTINET, LLC|4483
BAC$Y|BANK OF AMER PFD Y|ITGI|ITG Inc.|852
BAC$Y|BANK OF AMER PFD Y|JANY|Janney Montgomery Scott Inc.|3466
BAC$Y|BANK OF AMER PFD Y|JEFF|JEFFERIES LLC|65
BAC$Y|BANK OF AMER PFD Y|JPMX|J.P. Morgan Securities LLC|3538
BAC$Y|BANK OF AMER PFD Y|JSEB|JANE STREET EXECUTION SERVICES, LLC|2840
BAC$Y|BANK OF AMER PFD Y|KCGM|VIRTU Americas LLC|1000
BAC$Y|BANK OF AMER PFD Y|LEHM|Barclays Capital Inc./Le|2600
BAC$Y|BANK OF AMER PFD Y|LIME|Lime Brokerage LLC|626
BAC$Y|BANK OF AMER PFD Y|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
BAC$Y|BANK OF AMER PFD Y|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
BAC$Y|BANK OF AMER PFD Y|MSCO|MORGAN STANLEY & CO. LLC|36659
BAC$Y|BANK OF AMER PFD Y|NATL|National Securities Corporation|420
BAC$Y|BANK OF AMER PFD Y|NFSC|National Financial Services LLC|36186
BAC$Y|BANK OF AMER PFD Y|NITE|VIRTU Americas LLC|81513
BAC$Y|BANK OF AMER PFD Y|NQRB|Brut, LLC|2800
BAC$Y|BANK OF AMER PFD Y|OLDM|OLD MISSION CAPITAL, LLC|50
BAC$Y|BANK OF AMER PFD Y|OPCO|Oppenheimer & Co. Inc.|2620
BAC$Y|BANK OF AMER PFD Y|PDQM|CODA MARKETS, INC.|2190
BAC$Y|BANK OF AMER PFD Y|PWJC|UBS Financial Services, Inc.|2071
BAC$Y|BANK OF AMER PFD Y|RBCM|RBC CAPITAL MARKETS, LLC|13214
BAC$Y|BANK OF AMER PFD Y|SALI|INTL FCSTONE FINANCIAL INC.|768
BAC$Y|BANK OF AMER PFD Y|SBSH|Citigroup Global Markets Inc.|9887
BAC$Y|BANK OF AMER PFD Y|SEIC|SEI Investments Distribution Co.|100
BAC$Y|BANK OF AMER PFD Y|SGMT|GOLDMAN SACHS & CO. LLC|3364
BAC$Y|BANK OF AMER PFD Y|SPDR|SPEEDROUTE LLC|500
BAC$Y|BANK OF AMER PFD Y|STFL|Stifel, Nicolaus & Company, Incorporated|1478
BAC$Y|BANK OF AMER PFD Y|SWIM|TD Ameritrade, Inc.|1100
BAC$Y|BANK OF AMER PFD Y|TRBT|Tradebot Systems, Inc.|1590
BAC$Y|BANK OF AMER PFD Y|UBSA|UBS SECURITIES LLC|12864
BAC$Y|BANK OF AMER PFD Y|UBSS|UBS Securities LLC|45586
BAC$Y|BANK OF AMER PFD Y|VGRD|Vanguard Marketing Corporation|1830
BAC$Y|BANK OF AMER PFD Y|WCHV|WELLS FARGO SECURITIES, LLC|242287
BAC$Y|BANK OF AMER PFD Y|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1453
BAC$Y|BANK OF AMER PFD Y|XSTM|NATIONAL FINANCIAL SERVICES LLC|240
BAC$Y|BANK OF AMER PFD Y|YKNA|COMHAR CAPITAL MARKETS, LLC|500
BAC$Y|BANK OF AMER PFD Y|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2176
BAC.A|BANK OF AMERICA CP|ALTX|Alternet Securities Inc.|200
BAC.A|BANK OF AMERICA CP|APCC|Apex Clearing Corporation|500
BAC.A|BANK OF AMERICA CP|BATM|CBOE TRADING, INC.|200
BAC.A|BANK OF AMERICA CP|BBNT|BB&T SECURITIES, LLC|1000
BAC.A|BANK OF AMERICA CP|CHAS|Charles Schwab & Co., Inc.|3335
BAC.A|BANK OF AMERICA CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20000
BAC.A|BANK OF AMERICA CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|96411
BAC.A|BANK OF AMERICA CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|45346
BAC.A|BANK OF AMERICA CP|DBAX|Deutsche Bank Securities Inc.|66100
BAC.A|BANK OF AMERICA CP|DEAN|MORGAN STANLEY|8426
BAC.A|BANK OF AMERICA CP|EBXL|EBX LLC|76100
BAC.A|BANK OF AMERICA CP|EDJO|Edward D. Jones & Co., L.P.|500
BAC.A|BANK OF AMERICA CP|EGXM|CBOE TRADING, INC.|100
BAC.A|BANK OF AMERICA CP|ETRS|E*Trade Securities LLC|58957
BAC.A|BANK OF AMERICA CP|FMAF|NBCN Inc./ CDS|25
BAC.A|BANK OF AMERICA CP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
BAC.A|BANK OF AMERICA CP|GLPX|ACS EXECUTION SERVICES, LLC|23440
BAC.A|BANK OF AMERICA CP|GSLT|GOLDMAN SACHS & CO. LLC|4380
BAC.A|BANK OF AMERICA CP|GTSZ|GTS SECURITIES LLC|100
BAC.A|BANK OF AMERICA CP|HRBF|American Enterprise Investment Services Inc.|22700
BAC.A|BANK OF AMERICA CP|IBKR|Interactive Brokers Llc|400
BAC.A|BANK OF AMERICA CP|ICBX|INSTINET, LLC|70654
BAC.A|BANK OF AMERICA CP|INCA|INSTINET, LLC|150713
BAC.A|BANK OF AMERICA CP|ITGI|ITG Inc.|8977
BAC.A|BANK OF AMERICA CP|JANY|Janney Montgomery Scott Inc.|5750
BAC.A|BANK OF AMERICA CP|JEFF|JEFFERIES LLC|12000
BAC.A|BANK OF AMERICA CP|JONE|JonesTrading|8700
BAC.A|BANK OF AMERICA CP|LEHM|Barclays Capital Inc./Le|82400
BAC.A|BANK OF AMERICA CP|LIME|Lime Brokerage LLC|2110
BAC.A|BANK OF AMERICA CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99120
BAC.A|BANK OF AMERICA CP|MSCO|MORGAN STANLEY & CO. LLC|133354
BAC.A|BANK OF AMERICA CP|NFSC|National Financial Services LLC|54188
BAC.A|BANK OF AMERICA CP|NITE|VIRTU Americas LLC|225554
BAC.A|BANK OF AMERICA CP|OPCO|Oppenheimer & Co. Inc.|164485
BAC.A|BANK OF AMERICA CP|PDQM|CODA MARKETS, INC.|36640
BAC.A|BANK OF AMERICA CP|PWJC|UBS Financial Services, Inc.|10000
BAC.A|BANK OF AMERICA CP|RBCM|RBC CAPITAL MARKETS, LLC|1163
BAC.A|BANK OF AMERICA CP|SAGL|SAGETRADER, LLC|53172
BAC.A|BANK OF AMERICA CP|SGMT|GOLDMAN SACHS & CO. LLC|56606
BAC.A|BANK OF AMERICA CP|SPDR|SPEEDROUTE LLC|1400
BAC.A|BANK OF AMERICA CP|STFL|Stifel, Nicolaus & Company, Incorporated|11009
BAC.A|BANK OF AMERICA CP|STXG|Stockcross Financial Services, Inc.|146500
BAC.A|BANK OF AMERICA CP|SWIM|TD Ameritrade, Inc.|39012
BAC.A|BANK OF AMERICA CP|SWST|Hilltop Securities Inc.|600
BAC.A|BANK OF AMERICA CP|TRCM|TRC MARKETS LLC|400
BAC.A|BANK OF AMERICA CP|UBSA|UBS SECURITIES LLC|83208
BAC.A|BANK OF AMERICA CP|UBSS|UBS Securities LLC|76951
BAC.A|BANK OF AMERICA CP|VGRD|Vanguard Marketing Corporation|6200
BAC.A|BANK OF AMERICA CP|WCHV|WELLS FARGO SECURITIES, LLC|33125
BAC.A|BANK OF AMERICA CP|WGIF|CIBC World Markets Inc.|2400
BAC.A|BANK OF AMERICA CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|16140
BAC.A|BANK OF AMERICA CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2600
BAC.A|BANK OF AMERICA CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1959
BAC.B|BANK OF AMERICA|AGIS|Aegis Capital Corp.|72826
BAC.B|BANK OF AMERICA|ALTX|Alternet Securities Inc.|1300
BAC.B|BANK OF AMERICA|APCC|Apex Clearing Corporation|5850
BAC.B|BANK OF AMERICA|BARD|Robert W. Baird & Co. Incorporated|4000
BAC.B|BANK OF AMERICA|BATM|CBOE TRADING, INC.|4600
BAC.B|BANK OF AMERICA|BRGE|Newbridge Securities Corp.|400
BAC.B|BANK OF AMERICA|CHAS|Charles Schwab & Co., Inc.|18019
BAC.B|BANK OF AMERICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5100
BAC.B|BANK OF AMERICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|297200
BAC.B|BANK OF AMERICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21800
BAC.B|BANK OF AMERICA|DBAX|Deutsche Bank Securities Inc.|71800
BAC.B|BANK OF AMERICA|DEAN|MORGAN STANLEY|3900
BAC.B|BANK OF AMERICA|EBXL|EBX LLC|6700
BAC.B|BANK OF AMERICA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1240
BAC.B|BANK OF AMERICA|EDJC|Edward Jones / CDS|400
BAC.B|BANK OF AMERICA|EGAM|CBOE TRADING, INC.|7218
BAC.B|BANK OF AMERICA|EGXM|CBOE TRADING, INC.|12050
BAC.B|BANK OF AMERICA|EGXW|CBOE TRADING, INC.|66000
BAC.B|BANK OF AMERICA|ETRS|E*Trade Securities LLC|70740
BAC.B|BANK OF AMERICA|FILL|Tradestation Securities, Inc.|15778
BAC.B|BANK OF AMERICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
BAC.B|BANK OF AMERICA|GLPX|ACS EXECUTION SERVICES, LLC|4685
BAC.B|BANK OF AMERICA|GSCO|GOLDMAN SACHS & CO. LLC|5900
BAC.B|BANK OF AMERICA|GSLT|GOLDMAN SACHS & CO. LLC|4200
BAC.B|BANK OF AMERICA|HRBF|American Enterprise Investment Services Inc.|115202
BAC.B|BANK OF AMERICA|IBKR|Interactive Brokers Llc|6436
BAC.B|BANK OF AMERICA|INCA|INSTINET, LLC|14771
BAC.B|BANK OF AMERICA|ITGI|ITG Inc.|67867
BAC.B|BANK OF AMERICA|LEHM|Barclays Capital Inc./Le|2400
BAC.B|BANK OF AMERICA|LIME|Lime Brokerage LLC|1220
BAC.B|BANK OF AMERICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
BAC.B|BANK OF AMERICA|MOTF|MOTIF INVESTING, INC.|1
BAC.B|BANK OF AMERICA|MSCO|MORGAN STANLEY & CO. LLC|76176
BAC.B|BANK OF AMERICA|NFSC|National Financial Services LLC|386119
BAC.B|BANK OF AMERICA|NITE|VIRTU Americas LLC|983100
BAC.B|BANK OF AMERICA|NTBF|BMO Nesbitt Burns Inc./CDS|4600
BAC.B|BANK OF AMERICA|OPCO|Oppenheimer & Co. Inc.|182453
BAC.B|BANK OF AMERICA|PDQM|CODA MARKETS, INC.|78065
BAC.B|BANK OF AMERICA|SAGL|SAGETRADER, LLC|289131
BAC.B|BANK OF AMERICA|SALI|INTL FCSTONE FINANCIAL INC.|11800
BAC.B|BANK OF AMERICA|SGMT|GOLDMAN SACHS & CO. LLC|300
BAC.B|BANK OF AMERICA|SPDR|SPEEDROUTE LLC|10700
BAC.B|BANK OF AMERICA|STFL|Stifel, Nicolaus & Company, Incorporated|11100
BAC.B|BANK OF AMERICA|STXG|Stockcross Financial Services, Inc.|8000
BAC.B|BANK OF AMERICA|SWIM|TD Ameritrade, Inc.|13768
BAC.B|BANK OF AMERICA|UBSA|UBS SECURITIES LLC|15100
BAC.B|BANK OF AMERICA|UBSS|UBS Securities LLC|108599
BAC.B|BANK OF AMERICA|VGRD|Vanguard Marketing Corporation|25000
BAC.B|BANK OF AMERICA|WCHV|WELLS FARGO SECURITIES, LLC|64483
BAC.B|BANK OF AMERICA|WEDB|WEDBUSH SECURITIES INC.|12700
BAC.B|BANK OF AMERICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|69066
BAC.B|BANK OF AMERICA|YKNA|COMHAR CAPITAL MARKETS, LLC|980
BAF|BLACKROCK INS MUN|ALTX|Alternet Securities Inc.|300
BAF|BLACKROCK INS MUN|APCC|Apex Clearing Corporation|2
BAF|BLACKROCK INS MUN|BARD|Robert W. Baird & Co. Incorporated|816
BAF|BLACKROCK INS MUN|BTIG|BTIG, LLC|198
BAF|BLACKROCK INS MUN|CHAS|Charles Schwab & Co., Inc.|1
BAF|BLACKROCK INS MUN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
BAF|BLACKROCK INS MUN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2580
BAF|BLACKROCK INS MUN|DBAX|Deutsche Bank Securities Inc.|1800
BAF|BLACKROCK INS MUN|DEAN|MORGAN STANLEY|1750
BAF|BLACKROCK INS MUN|DEGS|RONIN PROFESSIONAL LLC|57
BAF|BLACKROCK INS MUN|EBXL|EBX LLC|2300
BAF|BLACKROCK INS MUN|EDJO|Edward D. Jones & Co., L.P.|3871
BAF|BLACKROCK INS MUN|EGAM|CBOE TRADING, INC.|600
BAF|BLACKROCK INS MUN|EGXM|CBOE TRADING, INC.|100
BAF|BLACKROCK INS MUN|ETRS|E*Trade Securities LLC|6454
BAF|BLACKROCK INS MUN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3730
BAF|BLACKROCK INS MUN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193
BAF|BLACKROCK INS MUN|FTBR|Foliofn Investments, Inc.|525
BAF|BLACKROCK INS MUN|GLPX|ACS EXECUTION SERVICES, LLC|4700
BAF|BLACKROCK INS MUN|GSCO|GOLDMAN SACHS & CO. LLC|244
BAF|BLACKROCK INS MUN|GTSZ|GTS SECURITIES LLC|100
BAF|BLACKROCK INS MUN|IATS|INTERACTIVE BROKERS LLC|700
BAF|BLACKROCK INS MUN|IBKR|Interactive Brokers Llc|5542
BAF|BLACKROCK INS MUN|ICBX|INSTINET, LLC|400
BAF|BLACKROCK INS MUN|INCA|INSTINET, LLC|1530
BAF|BLACKROCK INS MUN|ITGI|ITG Inc.|200
BAF|BLACKROCK INS MUN|ITGP|ITG INC.|200
BAF|BLACKROCK INS MUN|JPMX|J.P. Morgan Securities LLC|400
BAF|BLACKROCK INS MUN|KCGM|VIRTU Americas LLC|400
BAF|BLACKROCK INS MUN|LEHM|Barclays Capital Inc./Le|3000
BAF|BLACKROCK INS MUN|LIME|Lime Brokerage LLC|40
BAF|BLACKROCK INS MUN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
BAF|BLACKROCK INS MUN|MSCO|MORGAN STANLEY & CO. LLC|16383
BAF|BLACKROCK INS MUN|MSPL|MORGAN STANLEY & CO. LLC|4600
BAF|BLACKROCK INS MUN|NFSC|National Financial Services LLC|39012
BAF|BLACKROCK INS MUN|NITE|VIRTU Americas LLC|46198
BAF|BLACKROCK INS MUN|NQRB|Brut, LLC|3999
BAF|BLACKROCK INS MUN|PDQM|CODA MARKETS, INC.|700
BAF|BLACKROCK INS MUN|PWJC|UBS Financial Services, Inc.|3600
BAF|BLACKROCK INS MUN|RBCM|RBC CAPITAL MARKETS, LLC|84
BAF|BLACKROCK INS MUN|SAGL|SAGETRADER, LLC|200
BAF|BLACKROCK INS MUN|SBSH|Citigroup Global Markets Inc.|615
BAF|BLACKROCK INS MUN|SGMT|GOLDMAN SACHS & CO. LLC|627
BAF|BLACKROCK INS MUN|STFL|Stifel, Nicolaus & Company, Incorporated|2040
BAF|BLACKROCK INS MUN|SWIM|TD Ameritrade, Inc.|200
BAF|BLACKROCK INS MUN|SWST|Hilltop Securities Inc.|3757
BAF|BLACKROCK INS MUN|TRBT|Tradebot Systems, Inc.|1770
BAF|BLACKROCK INS MUN|UBSA|UBS SECURITIES LLC|4020
BAF|BLACKROCK INS MUN|UBSS|UBS Securities LLC|30959
BAF|BLACKROCK INS MUN|VGRD|Vanguard Marketing Corporation|4469
BAF|BLACKROCK INS MUN|VSIN|Vision Financial Markets Llc|3
BAF|BLACKROCK INS MUN|WCHV|WELLS FARGO SECURITIES, LLC|6926
BAF|BLACKROCK INS MUN|WSEA|WOLVERINE SECURITIES, LLC|1
BAF|BLACKROCK INS MUN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BAF|BLACKROCK INS MUN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12438
BAH|BOOZ ALLEN HAMLTN|ABLE|NATIXIS Securities Americas LLC|50900
BAH|BOOZ ALLEN HAMLTN|ALTX|Alternet Securities Inc.|8277
BAH|BOOZ ALLEN HAMLTN|ANOS|ABEL/NOSER, L.L.C.|1085
BAH|BOOZ ALLEN HAMLTN|APCC|Apex Clearing Corporation|191
BAH|BOOZ ALLEN HAMLTN|BARD|Robert W. Baird & Co. Incorporated|1694
BAH|BOOZ ALLEN HAMLTN|BATM|CBOE TRADING, INC.|18251
BAH|BOOZ ALLEN HAMLTN|BAYT|BTIG, LLC|900
BAH|BOOZ ALLEN HAMLTN|BBNT|BB&T SECURITIES, LLC|300
BAH|BOOZ ALLEN HAMLTN|BERN|Sanford C. Bernstein & Co., LLC|302601
BAH|BOOZ ALLEN HAMLTN|BIDS|BIDS TRADING L.P.|800
BAH|BOOZ ALLEN HAMLTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3368
BAH|BOOZ ALLEN HAMLTN|BLKX|INSTINET, LLC|259584
BAH|BOOZ ALLEN HAMLTN|BNPX|BNP PARIBAS SECURITIES CORP.|542888
BAH|BOOZ ALLEN HAMLTN|BTIG|BTIG, LLC|81763
BAH|BOOZ ALLEN HAMLTN|BYXM|CBOE TRADING, INC.|2216
BAH|BOOZ ALLEN HAMLTN|BZYD|GOLDMAN SACHS & CO. LLC|3013
BAH|BOOZ ALLEN HAMLTN|CANT|Cantor Fitzgerald & Co.|165
BAH|BOOZ ALLEN HAMLTN|CBLC|CITIGROUP GLOBAL MARKETS INC.|135276
BAH|BOOZ ALLEN HAMLTN|CHAS|Charles Schwab & Co., Inc.|76
BAH|BOOZ ALLEN HAMLTN|CIST|Capital Institutional Services, Inc.|8108
BAH|BOOZ ALLEN HAMLTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40938
BAH|BOOZ ALLEN HAMLTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1191
BAH|BOOZ ALLEN HAMLTN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1464
BAH|BOOZ ALLEN HAMLTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|453119
BAH|BOOZ ALLEN HAMLTN|CSMS|CORNERSTONE MACRO LLC|300
BAH|BOOZ ALLEN HAMLTN|CTDL|Citadel Derivatives Group Llc|4499
BAH|BOOZ ALLEN HAMLTN|CTLR|CUTLER GROUP, LP|600
BAH|BOOZ ALLEN HAMLTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|63400
BAH|BOOZ ALLEN HAMLTN|DADA|D.A. Davidson & Co.|30
BAH|BOOZ ALLEN HAMLTN|DBAB|Deutsche Bank Securities Inc.|282938
BAH|BOOZ ALLEN HAMLTN|DBAX|Deutsche Bank Securities Inc.|455600
BAH|BOOZ ALLEN HAMLTN|DEAN|MORGAN STANLEY|15489
BAH|BOOZ ALLEN HAMLTN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
BAH|BOOZ ALLEN HAMLTN|EBXL|EBX LLC|198700
BAH|BOOZ ALLEN HAMLTN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7601
BAH|BOOZ ALLEN HAMLTN|EDJO|Edward D. Jones & Co., L.P.|5674
BAH|BOOZ ALLEN HAMLTN|EGAM|CBOE TRADING, INC.|20251
BAH|BOOZ ALLEN HAMLTN|EGAW|CBOE TRADING, INC.|825
BAH|BOOZ ALLEN HAMLTN|EGXM|CBOE TRADING, INC.|2158
BAH|BOOZ ALLEN HAMLTN|EGXW|CBOE TRADING, INC.|379
BAH|BOOZ ALLEN HAMLTN|ESPO|ESPOSITO SECURITIES, LLC|29376
BAH|BOOZ ALLEN HAMLTN|ETBE|Electronic Transaction Clearing, Inc.|9087
BAH|BOOZ ALLEN HAMLTN|ETCC|Electronic Transaction Clearing, Inc.|140
BAH|BOOZ ALLEN HAMLTN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4471
BAH|BOOZ ALLEN HAMLTN|ETRS|E*Trade Securities LLC|10692
BAH|BOOZ ALLEN HAMLTN|FBSB|U.S. Bancorp Investments, Inc.|1
BAH|BOOZ ALLEN HAMLTN|FILL|Tradestation Securities, Inc.|3088
BAH|BOOZ ALLEN HAMLTN|FMAF|NBCN Inc./ CDS|1459
BAH|BOOZ ALLEN HAMLTN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5244
BAH|BOOZ ALLEN HAMLTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95482
BAH|BOOZ ALLEN HAMLTN|FTBR|Foliofn Investments, Inc.|4428
BAH|BOOZ ALLEN HAMLTN|GEBB|GLOBAL EXECUTION BROKERS, LP|6958
BAH|BOOZ ALLEN HAMLTN|GLPX|ACS EXECUTION SERVICES, LLC|9998
BAH|BOOZ ALLEN HAMLTN|GSCO|GOLDMAN SACHS & CO. LLC|1275718
BAH|BOOZ ALLEN HAMLTN|GSCS|GOLDMAN SACHS & CO. LLC|2813
BAH|BOOZ ALLEN HAMLTN|GSLT|GOLDMAN SACHS & CO. LLC|6274
BAH|BOOZ ALLEN HAMLTN|GTSZ|GTS SECURITIES LLC|50285
BAH|BOOZ ALLEN HAMLTN|HRBF|American Enterprise Investment Services Inc.|6019
BAH|BOOZ ALLEN HAMLTN|HSBC|HSBC Securities, Inc.|377
BAH|BOOZ ALLEN HAMLTN|IATS|INTERACTIVE BROKERS LLC|4562
BAH|BOOZ ALLEN HAMLTN|IBKR|Interactive Brokers Llc|7514
BAH|BOOZ ALLEN HAMLTN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1337
BAH|BOOZ ALLEN HAMLTN|ICBX|INSTINET, LLC|57182
BAH|BOOZ ALLEN HAMLTN|INCA|INSTINET, LLC|213794
BAH|BOOZ ALLEN HAMLTN|INJX|INSTINET, LLC|2374
BAH|BOOZ ALLEN HAMLTN|ITGI|ITG Inc.|38136
BAH|BOOZ ALLEN HAMLTN|ITGP|ITG INC.|111600
BAH|BOOZ ALLEN HAMLTN|JANY|Janney Montgomery Scott Inc.|6819
BAH|BOOZ ALLEN HAMLTN|JEFF|JEFFERIES LLC|180155
BAH|BOOZ ALLEN HAMLTN|JMPT|JUMP TRADING, LLC|60133
BAH|BOOZ ALLEN HAMLTN|JONE|JonesTrading|18300
BAH|BOOZ ALLEN HAMLTN|JPBX|J.P. MORGAN SECURITIES LLC|115962
BAH|BOOZ ALLEN HAMLTN|JPMX|J.P. Morgan Securities LLC|482638
BAH|BOOZ ALLEN HAMLTN|JSJX|JANE STREET CAPITAL LLC|2600
BAH|BOOZ ALLEN HAMLTN|JUTA|JUMP TRADING, LLC|3235
BAH|BOOZ ALLEN HAMLTN|KCGM|VIRTU Americas LLC|45582
BAH|BOOZ ALLEN HAMLTN|LEHM|Barclays Capital Inc./Le|606264
BAH|BOOZ ALLEN HAMLTN|LIME|Lime Brokerage LLC|9867
BAH|BOOZ ALLEN HAMLTN|LMNX|LUMINEX TRADING & ANALYTICS LLC|1090182
BAH|BOOZ ALLEN HAMLTN|LOOP|Loop Capital Markets LLC|920
BAH|BOOZ ALLEN HAMLTN|LQNA|LIQUIDNET, INC.|48600
BAH|BOOZ ALLEN HAMLTN|LSCI|Lek Securities Corporation|2971
BAH|BOOZ ALLEN HAMLTN|MAXM|Maxim Group LLC|225
BAH|BOOZ ALLEN HAMLTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|290856
BAH|BOOZ ALLEN HAMLTN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|706
BAH|BOOZ ALLEN HAMLTN|MOTF|MOTIF INVESTING, INC.|10
BAH|BOOZ ALLEN HAMLTN|MSCO|MORGAN STANLEY & CO. LLC|2027070
BAH|BOOZ ALLEN HAMLTN|MSPL|MORGAN STANLEY & CO. LLC|542700
BAH|BOOZ ALLEN HAMLTN|MSTX|MORGAN STANLEY & CO. LLC|315500
BAH|BOOZ ALLEN HAMLTN|MTON|MILLINGTON SECURITIES, INC.|375262
BAH|BOOZ ALLEN HAMLTN|NATL|National Securities Corporation|129
BAH|BOOZ ALLEN HAMLTN|NFSC|National Financial Services LLC|629417
BAH|BOOZ ALLEN HAMLTN|NITE|VIRTU Americas LLC|395778
BAH|BOOZ ALLEN HAMLTN|NITP|VIRTU Americas LLC|1515
BAH|BOOZ ALLEN HAMLTN|NQRB|Brut, LLC|5336
BAH|BOOZ ALLEN HAMLTN|NTRC|Northern Trust Securities, Inc.|4550
BAH|BOOZ ALLEN HAMLTN|OPCO|Oppenheimer & Co. Inc.|535
BAH|BOOZ ALLEN HAMLTN|PDQM|CODA MARKETS, INC.|46224
BAH|BOOZ ALLEN HAMLTN|PUMA|Puma Capital, Llc|242585
BAH|BOOZ ALLEN HAMLTN|PUMX|Puma Capital, LLC|300
BAH|BOOZ ALLEN HAMLTN|PWJC|UBS Financial Services, Inc.|509
BAH|BOOZ ALLEN HAMLTN|RBCM|RBC CAPITAL MARKETS, LLC|21395
BAH|BOOZ ALLEN HAMLTN|SAGL|SAGETRADER, LLC|31061
BAH|BOOZ ALLEN HAMLTN|SBSH|Citigroup Global Markets Inc.|101226
BAH|BOOZ ALLEN HAMLTN|SGMT|GOLDMAN SACHS & CO. LLC|160204
BAH|BOOZ ALLEN HAMLTN|SJLS|TRADE INFORMATICS LLC|100
BAH|BOOZ ALLEN HAMLTN|SPDR|SPEEDROUTE LLC|8803
BAH|BOOZ ALLEN HAMLTN|SPHN|Stephens Inc.|34
BAH|BOOZ ALLEN HAMLTN|SSBS|STATE STREET GLOBAL MARKETS, LLC|5582
BAH|BOOZ ALLEN HAMLTN|STFL|Stifel, Nicolaus & Company, Incorporated|5467
BAH|BOOZ ALLEN HAMLTN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4350
BAH|BOOZ ALLEN HAMLTN|SWIM|TD Ameritrade, Inc.|5867
BAH|BOOZ ALLEN HAMLTN|SWST|Hilltop Securities Inc.|343
BAH|BOOZ ALLEN HAMLTN|TKNG|ALLY INVEST SECURITIES LLC|82
BAH|BOOZ ALLEN HAMLTN|TRBT|Tradebot Systems, Inc.|182118
BAH|BOOZ ALLEN HAMLTN|TRCM|TRC MARKETS LLC|75474
BAH|BOOZ ALLEN HAMLTN|UBSA|UBS SECURITIES LLC|620504
BAH|BOOZ ALLEN HAMLTN|UBSS|UBS Securities LLC|638942
BAH|BOOZ ALLEN HAMLTN|VALX|VIRTU AMERICAS LLC|5814
BAH|BOOZ ALLEN HAMLTN|VGRD|Vanguard Marketing Corporation|713
BAH|BOOZ ALLEN HAMLTN|WABR|Wall Street Access|159641
BAH|BOOZ ALLEN HAMLTN|WBET|Wallachbeth Capital LLC|3683
BAH|BOOZ ALLEN HAMLTN|WBLR|WILLIAM BLAIR|370
BAH|BOOZ ALLEN HAMLTN|WBPX|SUMMIT SECURITIES GROUP, LLC|6233
BAH|BOOZ ALLEN HAMLTN|WCHV|WELLS FARGO SECURITIES, LLC|275650
BAH|BOOZ ALLEN HAMLTN|WDNX|WEEDEN & CO.L.P.|3154
BAH|BOOZ ALLEN HAMLTN|WEDB|WEDBUSH SECURITIES INC.|2498
BAH|BOOZ ALLEN HAMLTN|WEED|Weeden & Co.L.P.|9800
BAH|BOOZ ALLEN HAMLTN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11614
BAH|BOOZ ALLEN HAMLTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10602
BAH|BOOZ ALLEN HAMLTN|WGIF|CIBC World Markets Inc.|700
BAH|BOOZ ALLEN HAMLTN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|250
BAH|BOOZ ALLEN HAMLTN|WSAG|WALL STREET ACCESS|280
BAH|BOOZ ALLEN HAMLTN|WSEA|WOLVERINE SECURITIES, LLC|3079
BAH|BOOZ ALLEN HAMLTN|XIST|INSTINET, LLC|118400
BAH|BOOZ ALLEN HAMLTN|XPQR|Jump Trading|400
BAH|BOOZ ALLEN HAMLTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|166370
BAH|BOOZ ALLEN HAMLTN|YKNA|COMHAR CAPITAL MARKETS, LLC|254
BAH|BOOZ ALLEN HAMLTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4595
BAK|BRASKEM SA ADR|ALTX|Alternet Securities Inc.|8587
BAK|BRASKEM SA ADR|APCC|Apex Clearing Corporation|2977
BAK|BRASKEM SA ADR|BANK|Primevest Financial Services, Inc.|1366
BAK|BRASKEM SA ADR|BARD|Robert W. Baird & Co. Incorporated|36
BAK|BRASKEM SA ADR|BATM|CBOE TRADING, INC.|5136
BAK|BRASKEM SA ADR|BAYC|BAY CREST PARTNERS, LLC|2200
BAK|BRASKEM SA ADR|BBNT|BB&T SECURITIES, LLC|4471
BAK|BRASKEM SA ADR|BERN|Sanford C. Bernstein & Co., LLC|66422
BAK|BRASKEM SA ADR|BIAD|SAGETRADER, LLC|2312
BAK|BRASKEM SA ADR|BIMI|Banca IMI Securities Corp.|490
BAK|BRASKEM SA ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20728
BAK|BRASKEM SA ADR|BYXM|CBOE TRADING, INC.|1585
BAK|BRASKEM SA ADR|BZYD|GOLDMAN SACHS & CO. LLC|300
BAK|BRASKEM SA ADR|CANT|Cantor Fitzgerald & Co.|67
BAK|BRASKEM SA ADR|CHAS|Charles Schwab & Co., Inc.|2050
BAK|BRASKEM SA ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13592
BAK|BRASKEM SA ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
BAK|BRASKEM SA ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2719
BAK|BRASKEM SA ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103407
BAK|BRASKEM SA ADR|CTDL|Citadel Derivatives Group Llc|270
BAK|BRASKEM SA ADR|CTLR|CUTLER GROUP, LP|300
BAK|BRASKEM SA ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|22150
BAK|BRASKEM SA ADR|DADA|D.A. Davidson & Co.|400
BAK|BRASKEM SA ADR|DBAB|Deutsche Bank Securities Inc.|61314
BAK|BRASKEM SA ADR|DBAX|Deutsche Bank Securities Inc.|95000
BAK|BRASKEM SA ADR|DCHF|Dart Executions, LLC|4941
BAK|BRASKEM SA ADR|DEAN|MORGAN STANLEY|11648
BAK|BRASKEM SA ADR|DEGS|RONIN PROFESSIONAL LLC|7818
BAK|BRASKEM SA ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|112767
BAK|BRASKEM SA ADR|EBXL|EBX LLC|89000
BAK|BRASKEM SA ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2590
BAK|BRASKEM SA ADR|EDJO|Edward D. Jones & Co., L.P.|814
BAK|BRASKEM SA ADR|EGAM|CBOE TRADING, INC.|12686
BAK|BRASKEM SA ADR|EGMT|EG MARKET TECHNOLOGIES LLC|618
BAK|BRASKEM SA ADR|EGXM|CBOE TRADING, INC.|8231
BAK|BRASKEM SA ADR|ETBE|Electronic Transaction Clearing, Inc.|18387
BAK|BRASKEM SA ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
BAK|BRASKEM SA ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13685
BAK|BRASKEM SA ADR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|446
BAK|BRASKEM SA ADR|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
BAK|BRASKEM SA ADR|ETRS|E*Trade Securities LLC|61696
BAK|BRASKEM SA ADR|FCST|INTL FCSTONE FINANCIAL INC.|7232
BAK|BRASKEM SA ADR|FILL|Tradestation Securities, Inc.|4922
BAK|BRASKEM SA ADR|FMAF|NBCN Inc./ CDS|5
BAK|BRASKEM SA ADR|FQLS|Quantlab Securities LP|147543
BAK|BRASKEM SA ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60683
BAK|BRASKEM SA ADR|FTBR|Foliofn Investments, Inc.|5690
BAK|BRASKEM SA ADR|GARC|ICAP Corporates LLC|10908
BAK|BRASKEM SA ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|4000
BAK|BRASKEM SA ADR|GLPX|ACS EXECUTION SERVICES, LLC|10279
BAK|BRASKEM SA ADR|GSCO|GOLDMAN SACHS & CO. LLC|480285
BAK|BRASKEM SA ADR|GSCS|GOLDMAN SACHS & CO. LLC|187
BAK|BRASKEM SA ADR|GSLT|GOLDMAN SACHS & CO. LLC|7223
BAK|BRASKEM SA ADR|GTSZ|GTS SECURITIES LLC|24945
BAK|BRASKEM SA ADR|HRBF|American Enterprise Investment Services Inc.|5250
BAK|BRASKEM SA ADR|HSBC|HSBC Securities, Inc.|200
BAK|BRASKEM SA ADR|IATS|INTERACTIVE BROKERS LLC|12803
BAK|BRASKEM SA ADR|IBKR|Interactive Brokers Llc|21830
BAK|BRASKEM SA ADR|ICBX|INSTINET, LLC|26877
BAK|BRASKEM SA ADR|INCA|INSTINET, LLC|217891
BAK|BRASKEM SA ADR|INJX|INSTINET, LLC|121
BAK|BRASKEM SA ADR|INTL|INTL FCSTONE FINANCIAL INC.|3500
BAK|BRASKEM SA ADR|ITGI|ITG Inc.|27810
BAK|BRASKEM SA ADR|ITGP|ITG INC.|169200
BAK|BRASKEM SA ADR|JANY|Janney Montgomery Scott Inc.|5290
BAK|BRASKEM SA ADR|JEFF|JEFFERIES LLC|35427
BAK|BRASKEM SA ADR|JMPT|JUMP TRADING, LLC|46909
BAK|BRASKEM SA ADR|JPBX|J.P. MORGAN SECURITIES LLC|16240
BAK|BRASKEM SA ADR|JPMX|J.P. Morgan Securities LLC|194442
BAK|BRASKEM SA ADR|JSJX|JANE STREET CAPITAL LLC|1306
BAK|BRASKEM SA ADR|KCGM|VIRTU Americas LLC|45217
BAK|BRASKEM SA ADR|LEHM|Barclays Capital Inc./Le|387171
BAK|BRASKEM SA ADR|LIME|Lime Brokerage LLC|52922
BAK|BRASKEM SA ADR|LSCI|Lek Securities Corporation|1541
BAK|BRASKEM SA ADR|MACQ|Macquarie Capital (USA) Inc.|1465
BAK|BRASKEM SA ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62666
BAK|BRASKEM SA ADR|MOTF|MOTIF INVESTING, INC.|2
BAK|BRASKEM SA ADR|MSCO|MORGAN STANLEY & CO. LLC|1200105
BAK|BRASKEM SA ADR|MSPL|MORGAN STANLEY & CO. LLC|546500
BAK|BRASKEM SA ADR|MSTX|MORGAN STANLEY & CO. LLC|76400
BAK|BRASKEM SA ADR|NFSC|National Financial Services LLC|144734
BAK|BRASKEM SA ADR|NITE|VIRTU Americas LLC|345880
BAK|BRASKEM SA ADR|NITP|VIRTU Americas LLC|800
BAK|BRASKEM SA ADR|NQRB|Brut, LLC|27532
BAK|BRASKEM SA ADR|NTBF|BMO Nesbitt Burns Inc./CDS|1004
BAK|BRASKEM SA ADR|OPCO|Oppenheimer & Co. Inc.|13002
BAK|BRASKEM SA ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|812
BAK|BRASKEM SA ADR|PDQM|CODA MARKETS, INC.|12005
BAK|BRASKEM SA ADR|QMSR|QUATTRO M SECURITIES INC.|1740
BAK|BRASKEM SA ADR|RBCM|RBC CAPITAL MARKETS, LLC|600
BAK|BRASKEM SA ADR|SAGL|SAGETRADER, LLC|5920
BAK|BRASKEM SA ADR|SBSH|Citigroup Global Markets Inc.|16810
BAK|BRASKEM SA ADR|SGMT|GOLDMAN SACHS & CO. LLC|75929
BAK|BRASKEM SA ADR|SPDR|SPEEDROUTE LLC|10059
BAK|BRASKEM SA ADR|STFL|Stifel, Nicolaus & Company, Incorporated|4063
BAK|BRASKEM SA ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1200
BAK|BRASKEM SA ADR|SWIM|TD Ameritrade, Inc.|41513
BAK|BRASKEM SA ADR|SWST|Hilltop Securities Inc.|1064
BAK|BRASKEM SA ADR|TKNG|ALLY INVEST SECURITIES LLC|4107
BAK|BRASKEM SA ADR|TRBT|Tradebot Systems, Inc.|259217
BAK|BRASKEM SA ADR|TRCM|TRC MARKETS LLC|109882
BAK|BRASKEM SA ADR|TWTT|TASTYWORKS, INC.|76
BAK|BRASKEM SA ADR|UBSA|UBS SECURITIES LLC|457913
BAK|BRASKEM SA ADR|UBSS|UBS Securities LLC|340453
BAK|BRASKEM SA ADR|VALX|VIRTU AMERICAS LLC|6329
BAK|BRASKEM SA ADR|VGRD|Vanguard Marketing Corporation|4118
BAK|BRASKEM SA ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|312
BAK|BRASKEM SA ADR|WCHV|WELLS FARGO SECURITIES, LLC|58559
BAK|BRASKEM SA ADR|WEDB|WEDBUSH SECURITIES INC.|856
BAK|BRASKEM SA ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6958
BAK|BRASKEM SA ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9237
BAK|BRASKEM SA ADR|WSEA|WOLVERINE SECURITIES, LLC|5153
BAK|BRASKEM SA ADR|XIST|INSTINET, LLC|19400
BAK|BRASKEM SA ADR|XPUS|XP SECURITIES, LLC|9661
BAK|BRASKEM SA ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|9060
BAK|BRASKEM SA ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|2454
BAK|BRASKEM SA ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|98
BALB|IPATHA SERIES B BLO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4200
BALB|IPATHA SERIES B BLO|DBAX|Deutsche Bank Securities Inc.|100
BALB|IPATHA SERIES B BLO|EBXL|EBX LLC|400
BALB|IPATHA SERIES B BLO|ETRS|E*Trade Securities LLC|540
BALB|IPATHA SERIES B BLO|FILL|Tradestation Securities, Inc.|100
BALB|IPATHA SERIES B BLO|FTBR|Foliofn Investments, Inc.|23
BALB|IPATHA SERIES B BLO|GSCO|GOLDMAN SACHS & CO. LLC|14720
BALB|IPATHA SERIES B BLO|IBKR|Interactive Brokers Llc|435
BALB|IPATHA SERIES B BLO|ICBX|INSTINET, LLC|100
BALB|IPATHA SERIES B BLO|JSJX|JANE STREET CAPITAL LLC|10
BALB|IPATHA SERIES B BLO|LEHM|Barclays Capital Inc./Le|13600
BALB|IPATHA SERIES B BLO|MSCO|MORGAN STANLEY & CO. LLC|620
BALB|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|3629
BALB|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|3443
BALB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|9170
BALB|IPATHA SERIES B BLO|SBSH|Citigroup Global Markets Inc.|200
BALB|IPATHA SERIES B BLO|SGMT|GOLDMAN SACHS & CO. LLC|200
BALB|IPATHA SERIES B BLO|SWIM|TD Ameritrade, Inc.|50
BALB|IPATHA SERIES B BLO|UBSA|UBS SECURITIES LLC|2287
BALB|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|1285
BALB|IPATHA SERIES B BLO|VGRD|Vanguard Marketing Corporation|400
BALB|IPATHA SERIES B BLO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|859
BALB|IPATHA SERIES B BLO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|201
BAM|BROOKFIELD ASSET MGT|ALTX|Alternet Securities Inc.|2205
BAM|BROOKFIELD ASSET MGT|ANOS|ABEL/NOSER, L.L.C.|1000
BAM|BROOKFIELD ASSET MGT|APCC|Apex Clearing Corporation|2829
BAM|BROOKFIELD ASSET MGT|BALE|M&T SECURITIES, INC.|656
BAM|BROOKFIELD ASSET MGT|BARD|Robert W. Baird & Co. Incorporated|7726
BAM|BROOKFIELD ASSET MGT|BATM|CBOE TRADING, INC.|27808
BAM|BROOKFIELD ASSET MGT|BBNT|BB&T SECURITIES, LLC|385
BAM|BROOKFIELD ASSET MGT|BERN|Sanford C. Bernstein & Co., LLC|96675
BAM|BROOKFIELD ASSET MGT|BIDS|BIDS TRADING L.P.|100
BAM|BROOKFIELD ASSET MGT|BIMI|Banca IMI Securities Corp.|2594
BAM|BROOKFIELD ASSET MGT|BKCM|BNY Mellon Capital Markets LLC|138
BAM|BROOKFIELD ASSET MGT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2406
BAM|BROOKFIELD ASSET MGT|BLKX|INSTINET, LLC|78652
BAM|BROOKFIELD ASSET MGT|BMOC|BMO Capital Markets Corp.|600
BAM|BROOKFIELD ASSET MGT|BYXM|CBOE TRADING, INC.|300
BAM|BROOKFIELD ASSET MGT|BZYD|GOLDMAN SACHS & CO. LLC|1479
BAM|BROOKFIELD ASSET MGT|CANT|Cantor Fitzgerald & Co.|31581
BAM|BROOKFIELD ASSET MGT|CHAS|Charles Schwab & Co., Inc.|14802
BAM|BROOKFIELD ASSET MGT|CICF|Canaccord Genuity Corp.|10427
BAM|BROOKFIELD ASSET MGT|CIST|Capital Institutional Services, Inc.|12445
BAM|BROOKFIELD ASSET MGT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131440
BAM|BROOKFIELD ASSET MGT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4
BAM|BROOKFIELD ASSET MGT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|242546
BAM|BROOKFIELD ASSET MGT|CSIN|Citadel Securities Institutional LLC|1197
BAM|BROOKFIELD ASSET MGT|CTDL|Citadel Derivatives Group Llc|25
BAM|BROOKFIELD ASSET MGT|CXCX|CITIGROUP GLOBAL MARKETS INC.|12160
BAM|BROOKFIELD ASSET MGT|DAVA|Davenport & Company LLC|6295
BAM|BROOKFIELD ASSET MGT|DBAB|Deutsche Bank Securities Inc.|126381
BAM|BROOKFIELD ASSET MGT|DBAX|Deutsche Bank Securities Inc.|87200
BAM|BROOKFIELD ASSET MGT|DBUL|Deutsche Bank Securities Inc.|700
BAM|BROOKFIELD ASSET MGT|DCHF|Dart Executions, LLC|467
BAM|BROOKFIELD ASSET MGT|DEAN|MORGAN STANLEY|8363
BAM|BROOKFIELD ASSET MGT|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1500
BAM|BROOKFIELD ASSET MGT|EBXL|EBX LLC|178300
BAM|BROOKFIELD ASSET MGT|ECUT|CONVERGEX EXECUTION SOLUTIONS|11410
BAM|BROOKFIELD ASSET MGT|EDJO|Edward D. Jones & Co., L.P.|4421
BAM|BROOKFIELD ASSET MGT|EGAM|CBOE TRADING, INC.|6362
BAM|BROOKFIELD ASSET MGT|EGAW|CBOE TRADING, INC.|36
BAM|BROOKFIELD ASSET MGT|EGXM|CBOE TRADING, INC.|355
BAM|BROOKFIELD ASSET MGT|ETBE|Electronic Transaction Clearing, Inc.|7185
BAM|BROOKFIELD ASSET MGT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
BAM|BROOKFIELD ASSET MGT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|654
BAM|BROOKFIELD ASSET MGT|ETRS|E*Trade Securities LLC|12915
BAM|BROOKFIELD ASSET MGT|FILL|Tradestation Securities, Inc.|190
BAM|BROOKFIELD ASSET MGT|FMAF|NBCN Inc./ CDS|3259
BAM|BROOKFIELD ASSET MGT|FMCO|First Manhattan Co|12254
BAM|BROOKFIELD ASSET MGT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|366
BAM|BROOKFIELD ASSET MGT|FQLS|Quantlab Securities LP|100177
BAM|BROOKFIELD ASSET MGT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50979
BAM|BROOKFIELD ASSET MGT|FTBR|Foliofn Investments, Inc.|297
BAM|BROOKFIELD ASSET MGT|GEBB|GLOBAL EXECUTION BROKERS, LP|905
BAM|BROOKFIELD ASSET MGT|GLIS|TD Securities Inc|4756
BAM|BROOKFIELD ASSET MGT|GLPX|ACS EXECUTION SERVICES, LLC|25237
BAM|BROOKFIELD ASSET MGT|GSCO|GOLDMAN SACHS & CO. LLC|248473
BAM|BROOKFIELD ASSET MGT|GSCS|GOLDMAN SACHS & CO. LLC|600
BAM|BROOKFIELD ASSET MGT|GSLT|GOLDMAN SACHS & CO. LLC|3358
BAM|BROOKFIELD ASSET MGT|GTSZ|GTS SECURITIES LLC|17556
BAM|BROOKFIELD ASSET MGT|HRBF|American Enterprise Investment Services Inc.|6537
BAM|BROOKFIELD ASSET MGT|HSBC|HSBC Securities, Inc.|1747
BAM|BROOKFIELD ASSET MGT|IATS|INTERACTIVE BROKERS LLC|6034
BAM|BROOKFIELD ASSET MGT|IBKR|Interactive Brokers Llc|23014
BAM|BROOKFIELD ASSET MGT|ICBX|INSTINET, LLC|27108
BAM|BROOKFIELD ASSET MGT|INCA|INSTINET, LLC|254311
BAM|BROOKFIELD ASSET MGT|INJX|INSTINET, LLC|100
BAM|BROOKFIELD ASSET MGT|ITGI|ITG Inc.|84191
BAM|BROOKFIELD ASSET MGT|ITGP|ITG INC.|142200
BAM|BROOKFIELD ASSET MGT|JANY|Janney Montgomery Scott Inc.|5814
BAM|BROOKFIELD ASSET MGT|JEFF|JEFFERIES LLC|10671
BAM|BROOKFIELD ASSET MGT|JMPT|JUMP TRADING, LLC|32200
BAM|BROOKFIELD ASSET MGT|JONE|JonesTrading|1258
BAM|BROOKFIELD ASSET MGT|JPBX|J.P. MORGAN SECURITIES LLC|5344
BAM|BROOKFIELD ASSET MGT|JPMX|J.P. Morgan Securities LLC|196706
BAM|BROOKFIELD ASSET MGT|JSJX|JANE STREET CAPITAL LLC|84760
BAM|BROOKFIELD ASSET MGT|KCGM|VIRTU Americas LLC|29214
BAM|BROOKFIELD ASSET MGT|KRSH|Kershner Securities, LLC|230
BAM|BROOKFIELD ASSET MGT|LEHM|Barclays Capital Inc./Le|198239
BAM|BROOKFIELD ASSET MGT|LIME|Lime Brokerage LLC|39616
BAM|BROOKFIELD ASSET MGT|LMNX|LUMINEX TRADING & ANALYTICS LLC|64200
BAM|BROOKFIELD ASSET MGT|MAXM|Maxim Group LLC|4785
BAM|BROOKFIELD ASSET MGT|MCMF|Raymond James Ltd. Cds|518
BAM|BROOKFIELD ASSET MGT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45806
BAM|BROOKFIELD ASSET MGT|MOTF|MOTIF INVESTING, INC.|4
BAM|BROOKFIELD ASSET MGT|MSCO|MORGAN STANLEY & CO. LLC|598673
BAM|BROOKFIELD ASSET MGT|MSPL|MORGAN STANLEY & CO. LLC|272400
BAM|BROOKFIELD ASSET MGT|MSTX|MORGAN STANLEY & CO. LLC|23000
BAM|BROOKFIELD ASSET MGT|NEUB|NEUBERGER BERMAN BD LLC|5000
BAM|BROOKFIELD ASSET MGT|NFSC|National Financial Services LLC|140798
BAM|BROOKFIELD ASSET MGT|NITE|VIRTU Americas LLC|344286
BAM|BROOKFIELD ASSET MGT|NITP|VIRTU Americas LLC|1121
BAM|BROOKFIELD ASSET MGT|NQRB|Brut, LLC|6184
BAM|BROOKFIELD ASSET MGT|NTBF|BMO Nesbitt Burns Inc./CDS|2088
BAM|BROOKFIELD ASSET MGT|NTRC|Northern Trust Securities, Inc.|300
BAM|BROOKFIELD ASSET MGT|OHOS|TWO SIGMA SECURITIES, LLC|27094
BAM|BROOKFIELD ASSET MGT|OPCO|Oppenheimer & Co. Inc.|2855
BAM|BROOKFIELD ASSET MGT|PDQM|CODA MARKETS, INC.|8845
BAM|BROOKFIELD ASSET MGT|PIPR|Piper Jaffray & Co.|1462
BAM|BROOKFIELD ASSET MGT|PWJC|UBS Financial Services, Inc.|3083
BAM|BROOKFIELD ASSET MGT|RBCM|RBC CAPITAL MARKETS, LLC|5846
BAM|BROOKFIELD ASSET MGT|RDBN|Redburn Partners (USA) LP|300
BAM|BROOKFIELD ASSET MGT|SAGL|SAGETRADER, LLC|100
BAM|BROOKFIELD ASSET MGT|SALI|INTL FCSTONE FINANCIAL INC.|79
BAM|BROOKFIELD ASSET MGT|SBSH|Citigroup Global Markets Inc.|8845
BAM|BROOKFIELD ASSET MGT|SCMC|Scotia Capital Markets (USA) Inc.|100
BAM|BROOKFIELD ASSET MGT|SGMT|GOLDMAN SACHS & CO. LLC|115153
BAM|BROOKFIELD ASSET MGT|SPDR|SPEEDROUTE LLC|703
BAM|BROOKFIELD ASSET MGT|SPHN|Stephens Inc.|113
BAM|BROOKFIELD ASSET MGT|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
BAM|BROOKFIELD ASSET MGT|STFL|Stifel, Nicolaus & Company, Incorporated|21879
BAM|BROOKFIELD ASSET MGT|STKP|STOCKPILE INVESTMENTS, INC.|70
BAM|BROOKFIELD ASSET MGT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1480
BAM|BROOKFIELD ASSET MGT|SWIM|TD Ameritrade, Inc.|3855
BAM|BROOKFIELD ASSET MGT|SWST|Hilltop Securities Inc.|540
BAM|BROOKFIELD ASSET MGT|TDSI|TD Securities (USA) LLC|2300
BAM|BROOKFIELD ASSET MGT|TKNG|ALLY INVEST SECURITIES LLC|151
BAM|BROOKFIELD ASSET MGT|TMBR|Timber Hill LLC|2312
BAM|BROOKFIELD ASSET MGT|TRBT|Tradebot Systems, Inc.|98351
BAM|BROOKFIELD ASSET MGT|TRCM|TRC MARKETS LLC|164270
BAM|BROOKFIELD ASSET MGT|UBSA|UBS SECURITIES LLC|264737
BAM|BROOKFIELD ASSET MGT|UBSS|UBS Securities LLC|460808
BAM|BROOKFIELD ASSET MGT|VALX|VIRTU AMERICAS LLC|17645
BAM|BROOKFIELD ASSET MGT|VGRD|Vanguard Marketing Corporation|15808
BAM|BROOKFIELD ASSET MGT|VNDM|Wall Street Access|10038
BAM|BROOKFIELD ASSET MGT|WBPX|SUMMIT SECURITIES GROUP, LLC|4583
BAM|BROOKFIELD ASSET MGT|WCHV|WELLS FARGO SECURITIES, LLC|155327
BAM|BROOKFIELD ASSET MGT|WEDB|WEDBUSH SECURITIES INC.|67
BAM|BROOKFIELD ASSET MGT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3758
BAM|BROOKFIELD ASSET MGT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6923
BAM|BROOKFIELD ASSET MGT|WSEA|WOLVERINE SECURITIES, LLC|2091
BAM|BROOKFIELD ASSET MGT|XIST|INSTINET, LLC|31800
BAM|BROOKFIELD ASSET MGT|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
BAM|BROOKFIELD ASSET MGT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1368
BANC|BANC OF CALIFORNIA|APCC|Apex Clearing Corporation|11
BANC|BANC OF CALIFORNIA|BARD|Robert W. Baird & Co. Incorporated|1939
BANC|BANC OF CALIFORNIA|BATM|CBOE TRADING, INC.|700
BANC|BANC OF CALIFORNIA|BERN|Sanford C. Bernstein & Co., LLC|9600
BANC|BANC OF CALIFORNIA|BIDS|BIDS TRADING L.P.|400
BANC|BANC OF CALIFORNIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
BANC|BANC OF CALIFORNIA|BLKX|INSTINET, LLC|25400
BANC|BANC OF CALIFORNIA|BNPX|BNP PARIBAS SECURITIES CORP.|22769
BANC|BANC OF CALIFORNIA|BRVL|BLAYLOCK VAN, LLC|900
BANC|BANC OF CALIFORNIA|BTIG|BTIG, LLC|100
BANC|BANC OF CALIFORNIA|BZYD|GOLDMAN SACHS & CO. LLC|2500
BANC|BANC OF CALIFORNIA|CANT|Cantor Fitzgerald & Co.|100
BANC|BANC OF CALIFORNIA|CHAS|Charles Schwab & Co., Inc.|1004
BANC|BANC OF CALIFORNIA|CIST|Capital Institutional Services, Inc.|240
BANC|BANC OF CALIFORNIA|CMPT|Compass Point Research & Trading, LLC|1100
BANC|BANC OF CALIFORNIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37593
BANC|BANC OF CALIFORNIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BANC|BANC OF CALIFORNIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|75406
BANC|BANC OF CALIFORNIA|CTDL|Citadel Derivatives Group Llc|350
BANC|BANC OF CALIFORNIA|CTLR|CUTLER GROUP, LP|1200
BANC|BANC OF CALIFORNIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|27614
BANC|BANC OF CALIFORNIA|DBAB|Deutsche Bank Securities Inc.|51751
BANC|BANC OF CALIFORNIA|DBAX|Deutsche Bank Securities Inc.|46500
BANC|BANC OF CALIFORNIA|DBUL|Deutsche Bank Securities Inc.|100
BANC|BANC OF CALIFORNIA|DEAN|MORGAN STANLEY|467
BANC|BANC OF CALIFORNIA|DEGS|RONIN PROFESSIONAL LLC|132
BANC|BANC OF CALIFORNIA|EBXL|EBX LLC|45900
BANC|BANC OF CALIFORNIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|483
BANC|BANC OF CALIFORNIA|EDJO|Edward D. Jones & Co., L.P.|22663
BANC|BANC OF CALIFORNIA|EGAM|CBOE TRADING, INC.|6878
BANC|BANC OF CALIFORNIA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|272
BANC|BANC OF CALIFORNIA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BANC|BANC OF CALIFORNIA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
BANC|BANC OF CALIFORNIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9887
BANC|BANC OF CALIFORNIA|ETRS|E*Trade Securities LLC|33311
BANC|BANC OF CALIFORNIA|FBSB|U.S. Bancorp Investments, Inc.|307
BANC|BANC OF CALIFORNIA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1499
BANC|BANC OF CALIFORNIA|FQLS|Quantlab Securities LP|37105
BANC|BANC OF CALIFORNIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24694
BANC|BANC OF CALIFORNIA|FTBR|Foliofn Investments, Inc.|52
BANC|BANC OF CALIFORNIA|GEBB|GLOBAL EXECUTION BROKERS, LP|933
BANC|BANC OF CALIFORNIA|GLPX|ACS EXECUTION SERVICES, LLC|2047
BANC|BANC OF CALIFORNIA|GSCO|GOLDMAN SACHS & CO. LLC|573986
BANC|BANC OF CALIFORNIA|GSCS|GOLDMAN SACHS & CO. LLC|243
BANC|BANC OF CALIFORNIA|GSLT|GOLDMAN SACHS & CO. LLC|1691
BANC|BANC OF CALIFORNIA|GTSZ|GTS SECURITIES LLC|12682
BANC|BANC OF CALIFORNIA|HAPX|HAP Trading, LLC|41
BANC|BANC OF CALIFORNIA|HSBC|HSBC Securities, Inc.|1473
BANC|BANC OF CALIFORNIA|IBKR|Interactive Brokers Llc|4083
BANC|BANC OF CALIFORNIA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2679
BANC|BANC OF CALIFORNIA|ICBX|INSTINET, LLC|11373
BANC|BANC OF CALIFORNIA|IEQY|CITADEL SECURITIES LLC|2953
BANC|BANC OF CALIFORNIA|INCA|INSTINET, LLC|50345
BANC|BANC OF CALIFORNIA|INJX|INSTINET, LLC|4137
BANC|BANC OF CALIFORNIA|ITGI|ITG Inc.|22945
BANC|BANC OF CALIFORNIA|ITGP|ITG INC.|27600
BANC|BANC OF CALIFORNIA|JEFF|JEFFERIES LLC|7405
BANC|BANC OF CALIFORNIA|JMPT|JUMP TRADING, LLC|1273
BANC|BANC OF CALIFORNIA|JONE|JonesTrading|333779
BANC|BANC OF CALIFORNIA|JPBX|J.P. MORGAN SECURITIES LLC|24372
BANC|BANC OF CALIFORNIA|JPMX|J.P. Morgan Securities LLC|102935
BANC|BANC OF CALIFORNIA|KBWI|Keefe, Bruyette & Woods, Inc.|6743
BANC|BANC OF CALIFORNIA|KCGM|VIRTU Americas LLC|52378
BANC|BANC OF CALIFORNIA|LEHM|Barclays Capital Inc./Le|249032
BANC|BANC OF CALIFORNIA|LIME|Lime Brokerage LLC|7610
BANC|BANC OF CALIFORNIA|LQNA|LIQUIDNET, INC.|19200
BANC|BANC OF CALIFORNIA|LSCI|Lek Securities Corporation|118
BANC|BANC OF CALIFORNIA|MKMP|MKM Partners LLC|25000
BANC|BANC OF CALIFORNIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99898
BANC|BANC OF CALIFORNIA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6860
BANC|BANC OF CALIFORNIA|MPSG|E D & F Man Capital Markets Inc.|4400
BANC|BANC OF CALIFORNIA|MSCO|MORGAN STANLEY & CO. LLC|181171
BANC|BANC OF CALIFORNIA|MSPL|MORGAN STANLEY & CO. LLC|26100
BANC|BANC OF CALIFORNIA|MSTX|MORGAN STANLEY & CO. LLC|66900
BANC|BANC OF CALIFORNIA|NFSC|National Financial Services LLC|158594
BANC|BANC OF CALIFORNIA|NITE|VIRTU Americas LLC|118308
BANC|BANC OF CALIFORNIA|NQRB|Brut, LLC|5525
BANC|BANC OF CALIFORNIA|NTBF|BMO Nesbitt Burns Inc./CDS|500
BANC|BANC OF CALIFORNIA|OPCO|Oppenheimer & Co. Inc.|9100
BANC|BANC OF CALIFORNIA|PDQM|CODA MARKETS, INC.|20782
BANC|BANC OF CALIFORNIA|PIPR|Piper Jaffray & Co.|47000
BANC|BANC OF CALIFORNIA|PWJC|UBS Financial Services, Inc.|1184
BANC|BANC OF CALIFORNIA|RBCM|RBC CAPITAL MARKETS, LLC|3886
BANC|BANC OF CALIFORNIA|SAGL|SAGETRADER, LLC|100
BANC|BANC OF CALIFORNIA|SAGW|SAGETRADER, LLC|647
BANC|BANC OF CALIFORNIA|SBRX|MURIEL SIEBERT & CO INC|1000
BANC|BANC OF CALIFORNIA|SBSH|Citigroup Global Markets Inc.|128705
BANC|BANC OF CALIFORNIA|SGMT|GOLDMAN SACHS & CO. LLC|82318
BANC|BANC OF CALIFORNIA|SPDR|SPEEDROUTE LLC|900
BANC|BANC OF CALIFORNIA|SPHN|Stephens Inc.|1410
BANC|BANC OF CALIFORNIA|STFL|Stifel, Nicolaus & Company, Incorporated|1286
BANC|BANC OF CALIFORNIA|STKP|STOCKPILE INVESTMENTS, INC.|44
BANC|BANC OF CALIFORNIA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
BANC|BANC OF CALIFORNIA|SWIM|TD Ameritrade, Inc.|1030
BANC|BANC OF CALIFORNIA|TRBT|Tradebot Systems, Inc.|4165
BANC|BANC OF CALIFORNIA|TRCM|TRC MARKETS LLC|29440
BANC|BANC OF CALIFORNIA|UBSA|UBS SECURITIES LLC|288089
BANC|BANC OF CALIFORNIA|UBSS|UBS Securities LLC|164267
BANC|BANC OF CALIFORNIA|VALX|VIRTU AMERICAS LLC|28713
BANC|BANC OF CALIFORNIA|VGRD|Vanguard Marketing Corporation|251
BANC|BANC OF CALIFORNIA|WBPX|SUMMIT SECURITIES GROUP, LLC|4808
BANC|BANC OF CALIFORNIA|WCHV|WELLS FARGO SECURITIES, LLC|23669
BANC|BANC OF CALIFORNIA|WEED|Weeden & Co.L.P.|13300
BANC|BANC OF CALIFORNIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|198
BANC|BANC OF CALIFORNIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7202
BANC|BANC OF CALIFORNIA|WSAG|WALL STREET ACCESS|200
BANC|BANC OF CALIFORNIA|WSEA|WOLVERINE SECURITIES, LLC|715
BANC|BANC OF CALIFORNIA|XIST|INSTINET, LLC|15000
BANC|BANC OF CALIFORNIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
BANC|BANC OF CALIFORNIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|616
BANC$C|BANC CA  DP SH|APCC|Apex Clearing Corporation|1
BANC$C|BANC CA  DP SH|BATM|CBOE TRADING, INC.|200
BANC$C|BANC CA  DP SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|219
BANC$C|BANC CA  DP SH|DADA|D.A. Davidson & Co.|612
BANC$C|BANC CA  DP SH|DBAX|Deutsche Bank Securities Inc.|100
BANC$C|BANC CA  DP SH|DEAN|MORGAN STANLEY|600
BANC$C|BANC CA  DP SH|EBXL|EBX LLC|100
BANC$C|BANC CA  DP SH|ETRS|E*Trade Securities LLC|2991
BANC$C|BANC CA  DP SH|GTSZ|GTS SECURITIES LLC|400
BANC$C|BANC CA  DP SH|HRBF|American Enterprise Investment Services Inc.|16030
BANC$C|BANC CA  DP SH|IATS|INTERACTIVE BROKERS LLC|46
BANC$C|BANC CA  DP SH|IBKR|Interactive Brokers Llc|500
BANC$C|BANC CA  DP SH|INCA|INSTINET, LLC|100
BANC$C|BANC CA  DP SH|LIME|Lime Brokerage LLC|1023
BANC$C|BANC CA  DP SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|230
BANC$C|BANC CA  DP SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BANC$C|BANC CA  DP SH|NFSC|National Financial Services LLC|3757
BANC$C|BANC CA  DP SH|NITE|VIRTU Americas LLC|14205
BANC$C|BANC CA  DP SH|RBCM|RBC CAPITAL MARKETS, LLC|754
BANC$C|BANC CA  DP SH|SPHN|Stephens Inc.|1000
BANC$C|BANC CA  DP SH|STFL|Stifel, Nicolaus & Company, Incorporated|1200
BANC$C|BANC CA  DP SH|UBSA|UBS SECURITIES LLC|700
BANC$C|BANC CA  DP SH|UBSS|UBS Securities LLC|2547
BANC$C|BANC CA  DP SH|VGRD|Vanguard Marketing Corporation|500
BANC$C|BANC CA  DP SH|WCHV|WELLS FARGO SECURITIES, LLC|140
BANC$C|BANC CA  DP SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|973
BANC$D|BANC OF CALIF PFD D|BATM|CBOE TRADING, INC.|25
BANC$D|BANC OF CALIF PFD D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110
BANC$D|BANC OF CALIF PFD D|DADA|D.A. Davidson & Co.|1300
BANC$D|BANC OF CALIF PFD D|EDJO|Edward D. Jones & Co., L.P.|1000
BANC$D|BANC OF CALIF PFD D|ETRS|E*Trade Securities LLC|178
BANC$D|BANC OF CALIF PFD D|HRBF|American Enterprise Investment Services Inc.|2215
BANC$D|BANC OF CALIF PFD D|IATS|INTERACTIVE BROKERS LLC|600
BANC$D|BANC OF CALIF PFD D|IBKR|Interactive Brokers Llc|800
BANC$D|BANC OF CALIF PFD D|JANY|Janney Montgomery Scott Inc.|1300
BANC$D|BANC OF CALIF PFD D|MSCO|MORGAN STANLEY & CO. LLC|1100
BANC$D|BANC OF CALIF PFD D|NFSC|National Financial Services LLC|3926
BANC$D|BANC OF CALIF PFD D|NITE|VIRTU Americas LLC|19812
BANC$D|BANC OF CALIF PFD D|NQRB|Brut, LLC|3
BANC$D|BANC OF CALIF PFD D|OPCO|Oppenheimer & Co. Inc.|300
BANC$D|BANC OF CALIF PFD D|PWJC|UBS Financial Services, Inc.|1100
BANC$D|BANC OF CALIF PFD D|SALI|INTL FCSTONE FINANCIAL INC.|122
BANC$D|BANC OF CALIF PFD D|STFL|Stifel, Nicolaus & Company, Incorporated|5439
BANC$D|BANC OF CALIF PFD D|SWIM|TD Ameritrade, Inc.|500
BANC$D|BANC OF CALIF PFD D|UBSA|UBS SECURITIES LLC|965
BANC$D|BANC OF CALIF PFD D|UBSS|UBS Securities LLC|8953
BANC$D|BANC OF CALIF PFD D|WCHV|WELLS FARGO SECURITIES, LLC|4661
BANC$D|BANC OF CALIF PFD D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1363
BANC$E|BANC OF CAL PFD E|BATM|CBOE TRADING, INC.|179
BANC$E|BANC OF CAL PFD E|BNCH|The Benchmark Company, LLC|500
BANC$E|BANC OF CAL PFD E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|224
BANC$E|BANC OF CAL PFD E|DBAX|Deutsche Bank Securities Inc.|100
BANC$E|BANC OF CAL PFD E|DEAN|MORGAN STANLEY|200
BANC$E|BANC OF CAL PFD E|ETRS|E*Trade Securities LLC|3755
BANC$E|BANC OF CAL PFD E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|375
BANC$E|BANC OF CAL PFD E|GSLT|GOLDMAN SACHS & CO. LLC|100
BANC$E|BANC OF CAL PFD E|GTSZ|GTS SECURITIES LLC|100
BANC$E|BANC OF CAL PFD E|HRBF|American Enterprise Investment Services Inc.|45
BANC$E|BANC OF CAL PFD E|IBKR|Interactive Brokers Llc|1162
BANC$E|BANC OF CAL PFD E|INCA|INSTINET, LLC|3401
BANC$E|BANC OF CAL PFD E|LEHM|Barclays Capital Inc./Le|200
BANC$E|BANC OF CAL PFD E|LIME|Lime Brokerage LLC|300
BANC$E|BANC OF CAL PFD E|MSCO|MORGAN STANLEY & CO. LLC|113
BANC$E|BANC OF CAL PFD E|NFSC|National Financial Services LLC|5968
BANC$E|BANC OF CAL PFD E|NITE|VIRTU Americas LLC|13227
BANC$E|BANC OF CAL PFD E|NQRB|Brut, LLC|300
BANC$E|BANC OF CAL PFD E|OLDM|OLD MISSION CAPITAL, LLC|750
BANC$E|BANC OF CAL PFD E|PWJC|UBS Financial Services, Inc.|4677
BANC$E|BANC OF CAL PFD E|RBCM|RBC CAPITAL MARKETS, LLC|3933
BANC$E|BANC OF CAL PFD E|SGMT|GOLDMAN SACHS & CO. LLC|39
BANC$E|BANC OF CAL PFD E|STFL|Stifel, Nicolaus & Company, Incorporated|1281
BANC$E|BANC OF CAL PFD E|UBSA|UBS SECURITIES LLC|1566
BANC$E|BANC OF CAL PFD E|UBSS|UBS Securities LLC|8364
BANC$E|BANC OF CAL PFD E|WCHV|WELLS FARGO SECURITIES, LLC|5566
BANC$E|BANC OF CAL PFD E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2002
BAND|BANDWIDTH CL A CMN|ALTX|Alternet Securities Inc.|6331
BAND|BANDWIDTH CL A CMN|APCC|Apex Clearing Corporation|33
BAND|BANDWIDTH CL A CMN|BARD|Robert W. Baird & Co. Incorporated|800
BAND|BANDWIDTH CL A CMN|BATM|CBOE TRADING, INC.|471
BAND|BANDWIDTH CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|57455
BAND|BANDWIDTH CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3305
BAND|BANDWIDTH CL A CMN|BLKX|INSTINET, LLC|14209
BAND|BANDWIDTH CL A CMN|BYXM|CBOE TRADING, INC.|2000
BAND|BANDWIDTH CL A CMN|CANT|Cantor Fitzgerald & Co.|200
BAND|BANDWIDTH CL A CMN|CHAS|Charles Schwab & Co., Inc.|200
BAND|BANDWIDTH CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61879
BAND|BANDWIDTH CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12135
BAND|BANDWIDTH CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|417
BAND|BANDWIDTH CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88667
BAND|BANDWIDTH CL A CMN|CTDL|Citadel Derivatives Group Llc|3018
BAND|BANDWIDTH CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|12786
BAND|BANDWIDTH CL A CMN|DADA|D.A. Davidson & Co.|12
BAND|BANDWIDTH CL A CMN|DAVA|Davenport & Company LLC|16612
BAND|BANDWIDTH CL A CMN|DBAB|Deutsche Bank Securities Inc.|35756
BAND|BANDWIDTH CL A CMN|DBAX|Deutsche Bank Securities Inc.|89100
BAND|BANDWIDTH CL A CMN|DEAN|MORGAN STANLEY|39713
BAND|BANDWIDTH CL A CMN|DEGS|RONIN PROFESSIONAL LLC|8652
BAND|BANDWIDTH CL A CMN|DOTC|Dougherty & Company LLC|3328
BAND|BANDWIDTH CL A CMN|EBXL|EBX LLC|75300
BAND|BANDWIDTH CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1469
BAND|BANDWIDTH CL A CMN|EDJO|Edward D. Jones & Co., L.P.|333
BAND|BANDWIDTH CL A CMN|EGAM|CBOE TRADING, INC.|1660
BAND|BANDWIDTH CL A CMN|EGAW|CBOE TRADING, INC.|200
BAND|BANDWIDTH CL A CMN|EGMT|EG MARKET TECHNOLOGIES LLC|400
BAND|BANDWIDTH CL A CMN|EGXM|CBOE TRADING, INC.|1337
BAND|BANDWIDTH CL A CMN|EGXW|CBOE TRADING, INC.|102
BAND|BANDWIDTH CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|2000
BAND|BANDWIDTH CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5678
BAND|BANDWIDTH CL A CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
BAND|BANDWIDTH CL A CMN|ETRS|E*Trade Securities LLC|56044
BAND|BANDWIDTH CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|96964
BAND|BANDWIDTH CL A CMN|FILL|Tradestation Securities, Inc.|849
BAND|BANDWIDTH CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|196429
BAND|BANDWIDTH CL A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34598
BAND|BANDWIDTH CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50786
BAND|BANDWIDTH CL A CMN|FTBR|Foliofn Investments, Inc.|27
BAND|BANDWIDTH CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|634
BAND|BANDWIDTH CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|53890
BAND|BANDWIDTH CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|50456
BAND|BANDWIDTH CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|286
BAND|BANDWIDTH CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|189
BAND|BANDWIDTH CL A CMN|GTSZ|GTS SECURITIES LLC|48547
BAND|BANDWIDTH CL A CMN|HRBF|American Enterprise Investment Services Inc.|753
BAND|BANDWIDTH CL A CMN|HSBC|HSBC Securities, Inc.|5558
BAND|BANDWIDTH CL A CMN|IATS|INTERACTIVE BROKERS LLC|6278
BAND|BANDWIDTH CL A CMN|IBKR|Interactive Brokers Llc|25687
BAND|BANDWIDTH CL A CMN|ICBX|INSTINET, LLC|14178
BAND|BANDWIDTH CL A CMN|INCA|INSTINET, LLC|145124
BAND|BANDWIDTH CL A CMN|INJX|INSTINET, LLC|3872
BAND|BANDWIDTH CL A CMN|ITGI|ITG Inc.|11790
BAND|BANDWIDTH CL A CMN|ITGP|ITG INC.|72200
BAND|BANDWIDTH CL A CMN|JEFF|JEFFERIES LLC|28683
BAND|BANDWIDTH CL A CMN|JMPT|JUMP TRADING, LLC|2768
BAND|BANDWIDTH CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|1390
BAND|BANDWIDTH CL A CMN|JPMX|J.P. Morgan Securities LLC|124154
BAND|BANDWIDTH CL A CMN|JSJX|JANE STREET CAPITAL LLC|3130
BAND|BANDWIDTH CL A CMN|KCGM|VIRTU Americas LLC|30622
BAND|BANDWIDTH CL A CMN|KEYB|KEYBANC CAPITAL MARKETS INC.|390
BAND|BANDWIDTH CL A CMN|LEHM|Barclays Capital Inc./Le|54958
BAND|BANDWIDTH CL A CMN|LIME|Lime Brokerage LLC|40913
BAND|BANDWIDTH CL A CMN|LQNA|LIQUIDNET, INC.|6500
BAND|BANDWIDTH CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44384
BAND|BANDWIDTH CL A CMN|MOTF|MOTIF INVESTING, INC.|3
BAND|BANDWIDTH CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|495055
BAND|BANDWIDTH CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|76700
BAND|BANDWIDTH CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|600
BAND|BANDWIDTH CL A CMN|NFSC|National Financial Services LLC|70615
BAND|BANDWIDTH CL A CMN|NITE|VIRTU Americas LLC|274522
BAND|BANDWIDTH CL A CMN|NITP|VIRTU Americas LLC|2859
BAND|BANDWIDTH CL A CMN|NQRB|Brut, LLC|682
BAND|BANDWIDTH CL A CMN|OPCO|Oppenheimer & Co. Inc.|922
BAND|BANDWIDTH CL A CMN|PDQM|CODA MARKETS, INC.|137530
BAND|BANDWIDTH CL A CMN|PWJC|UBS Financial Services, Inc.|700
BAND|BANDWIDTH CL A CMN|RAJA|Raymond James & Associates, Inc.|2591
BAND|BANDWIDTH CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|1235
BAND|BANDWIDTH CL A CMN|SAGL|SAGETRADER, LLC|3340
BAND|BANDWIDTH CL A CMN|SALI|INTL FCSTONE FINANCIAL INC.|84
BAND|BANDWIDTH CL A CMN|SBSH|Citigroup Global Markets Inc.|16092
BAND|BANDWIDTH CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|59601
BAND|BANDWIDTH CL A CMN|SPDR|SPEEDROUTE LLC|10700
BAND|BANDWIDTH CL A CMN|SPTD|MINT GLOBAL MARKETS, INC.|24797
BAND|BANDWIDTH CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|790
BAND|BANDWIDTH CL A CMN|STKP|STOCKPILE INVESTMENTS, INC.|108
BAND|BANDWIDTH CL A CMN|SWIM|TD Ameritrade, Inc.|162043
BAND|BANDWIDTH CL A CMN|SWST|Hilltop Securities Inc.|7220
BAND|BANDWIDTH CL A CMN|TDCO|Thompson Davis & Co., Inc.|800
BAND|BANDWIDTH CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|45
BAND|BANDWIDTH CL A CMN|TRBT|Tradebot Systems, Inc.|22492
BAND|BANDWIDTH CL A CMN|TRCM|TRC MARKETS LLC|11718
BAND|BANDWIDTH CL A CMN|UBSA|UBS SECURITIES LLC|115940
BAND|BANDWIDTH CL A CMN|UBSS|UBS Securities LLC|164718
BAND|BANDWIDTH CL A CMN|VALX|VIRTU AMERICAS LLC|7050
BAND|BANDWIDTH CL A CMN|VERT|The Vertical Trading Group, LLC|4000
BAND|BANDWIDTH CL A CMN|VGRD|Vanguard Marketing Corporation|4153
BAND|BANDWIDTH CL A CMN|WBLR|WILLIAM BLAIR|83514
BAND|BANDWIDTH CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|5582
BAND|BANDWIDTH CL A CMN|WEDB|WEDBUSH SECURITIES INC.|135
BAND|BANDWIDTH CL A CMN|WEED|Weeden & Co.L.P.|4590
BAND|BANDWIDTH CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
BAND|BANDWIDTH CL A CMN|WGIF|CIBC World Markets Inc.|70
BAND|BANDWIDTH CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|1983
BAND|BANDWIDTH CL A CMN|XIST|INSTINET, LLC|1800
BAND|BANDWIDTH CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|14400
BAND|BANDWIDTH CL A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|16511
BAND|BANDWIDTH CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
BANF|BANCFIRST CORP|APCC|Apex Clearing Corporation|16
BANF|BANCFIRST CORP|BATM|CBOE TRADING, INC.|325
BANF|BANCFIRST CORP|BAYC|BAY CREST PARTNERS, LLC|35
BANF|BANCFIRST CORP|BERN|Sanford C. Bernstein & Co., LLC|6085
BANF|BANCFIRST CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|521
BANF|BANCFIRST CORP|BLKX|INSTINET, LLC|5000
BANF|BANCFIRST CORP|BMOC|BMO Capital Markets Corp.|2775
BANF|BANCFIRST CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1645
BANF|BANCFIRST CORP|BZYD|GOLDMAN SACHS & CO. LLC|511
BANF|BANCFIRST CORP|CHAS|Charles Schwab & Co., Inc.|56
BANF|BANCFIRST CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|310
BANF|BANCFIRST CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|652
BANF|BANCFIRST CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1411
BANF|BANCFIRST CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17893
BANF|BANCFIRST CORP|CTDL|Citadel Derivatives Group Llc|1518
BANF|BANCFIRST CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3380
BANF|BANCFIRST CORP|DBAB|Deutsche Bank Securities Inc.|73024
BANF|BANCFIRST CORP|DBAX|Deutsche Bank Securities Inc.|5400
BANF|BANCFIRST CORP|DBUL|Deutsche Bank Securities Inc.|200
BANF|BANCFIRST CORP|DEAN|MORGAN STANLEY|100
BANF|BANCFIRST CORP|DEGS|RONIN PROFESSIONAL LLC|1165
BANF|BANCFIRST CORP|EBXL|EBX LLC|2900
BANF|BANCFIRST CORP|EDJO|Edward D. Jones & Co., L.P.|2175
BANF|BANCFIRST CORP|EGAM|CBOE TRADING, INC.|463
BANF|BANCFIRST CORP|EGXM|CBOE TRADING, INC.|1
BANF|BANCFIRST CORP|ETBE|Electronic Transaction Clearing, Inc.|2
BANF|BANCFIRST CORP|ETRS|E*Trade Securities LLC|1839
BANF|BANCFIRST CORP|FBCO|Credit Suisse Securities (USA) LLC|97786
BANF|BANCFIRST CORP|FOMA|TD AMERITRADE CLEARING, INC.|1485
BANF|BANCFIRST CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|251
BANF|BANCFIRST CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9295
BANF|BANCFIRST CORP|FTBR|Foliofn Investments, Inc.|99
BANF|BANCFIRST CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|6352
BANF|BANCFIRST CORP|GSCO|GOLDMAN SACHS & CO. LLC|143320
BANF|BANCFIRST CORP|GSCS|GOLDMAN SACHS & CO. LLC|1892
BANF|BANCFIRST CORP|GSLT|GOLDMAN SACHS & CO. LLC|199
BANF|BANCFIRST CORP|GTSZ|GTS SECURITIES LLC|1712
BANF|BANCFIRST CORP|HRBF|American Enterprise Investment Services Inc.|50
BANF|BANCFIRST CORP|IATS|INTERACTIVE BROKERS LLC|316
BANF|BANCFIRST CORP|IBKR|Interactive Brokers Llc|5500
BANF|BANCFIRST CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
BANF|BANCFIRST CORP|ICBX|INSTINET, LLC|3300
BANF|BANCFIRST CORP|IEQY|CITADEL SECURITIES LLC|4286
BANF|BANCFIRST CORP|INCA|INSTINET, LLC|21749
BANF|BANCFIRST CORP|INJX|INSTINET, LLC|5184
BANF|BANCFIRST CORP|ITGI|ITG Inc.|7234
BANF|BANCFIRST CORP|ITGP|ITG INC.|6000
BANF|BANCFIRST CORP|JEFF|JEFFERIES LLC|8493
BANF|BANCFIRST CORP|JPBX|J.P. MORGAN SECURITIES LLC|172
BANF|BANCFIRST CORP|JPMX|J.P. Morgan Securities LLC|18735
BANF|BANCFIRST CORP|JSJX|JANE STREET CAPITAL LLC|34
BANF|BANCFIRST CORP|KCGM|VIRTU Americas LLC|1598
BANF|BANCFIRST CORP|LEHM|Barclays Capital Inc./Le|61307
BANF|BANCFIRST CORP|LIME|Lime Brokerage LLC|23446
BANF|BANCFIRST CORP|LMGP|LIME BROKERAGE LLC|100
BANF|BANCFIRST CORP|MACC|Mid Atlantic Capital Corporation|500
BANF|BANCFIRST CORP|MAXM|Maxim Group LLC|1810
BANF|BANCFIRST CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13682
BANF|BANCFIRST CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|60
BANF|BANCFIRST CORP|MSCO|MORGAN STANLEY & CO. LLC|136583
BANF|BANCFIRST CORP|MSPL|MORGAN STANLEY & CO. LLC|28400
BANF|BANCFIRST CORP|NFSC|National Financial Services LLC|11802
BANF|BANCFIRST CORP|NITE|VIRTU Americas LLC|19722
BANF|BANCFIRST CORP|NQRB|Brut, LLC|339
BANF|BANCFIRST CORP|NTRC|Northern Trust Securities, Inc.|2
BANF|BANCFIRST CORP|PDQM|CODA MARKETS, INC.|700
BANF|BANCFIRST CORP|RAJA|Raymond James & Associates, Inc.|346
BANF|BANCFIRST CORP|RBCM|RBC CAPITAL MARKETS, LLC|2300
BANF|BANCFIRST CORP|SAGW|SAGETRADER, LLC|495
BANF|BANCFIRST CORP|SBSH|Citigroup Global Markets Inc.|25527
BANF|BANCFIRST CORP|SGMT|GOLDMAN SACHS & CO. LLC|7930
BANF|BANCFIRST CORP|SWIM|TD Ameritrade, Inc.|347
BANF|BANCFIRST CORP|SWST|Hilltop Securities Inc.|156
BANF|BANCFIRST CORP|TKNG|ALLY INVEST SECURITIES LLC|68
BANF|BANCFIRST CORP|TRBT|Tradebot Systems, Inc.|2933
BANF|BANCFIRST CORP|TRCM|TRC MARKETS LLC|10107
BANF|BANCFIRST CORP|UBSS|UBS Securities LLC|119826
BANF|BANCFIRST CORP|VALX|VIRTU AMERICAS LLC|1733
BANF|BANCFIRST CORP|VGRD|Vanguard Marketing Corporation|743
BANF|BANCFIRST CORP|WABR|Wall Street Access|900
BANF|BANCFIRST CORP|WCHV|WELLS FARGO SECURITIES, LLC|7569
BANF|BANCFIRST CORP|WEED|Weeden & Co.L.P.|690
BANF|BANCFIRST CORP|WSEA|WOLVERINE SECURITIES, LLC|10
BANF|BANCFIRST CORP|XIST|INSTINET, LLC|5600
BANF|BANCFIRST CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3870
BANF|BANCFIRST CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|700
BANF|BANCFIRST CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|152
BANFP|BFC CAPITAL TRUST II|CPET|CLEARPOOL EXECUTION SERVICES, LLC|158
BANFP|BFC CAPITAL TRUST II|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|396
BANFP|BFC CAPITAL TRUST II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BANFP|BFC CAPITAL TRUST II|ETRS|E*Trade Securities LLC|55
BANFP|BFC CAPITAL TRUST II|FBCO|Credit Suisse Securities (USA) LLC|295
BANFP|BFC CAPITAL TRUST II|FOMA|TD AMERITRADE CLEARING, INC.|900
BANFP|BFC CAPITAL TRUST II|GSCS|GOLDMAN SACHS & CO. LLC|110
BANFP|BFC CAPITAL TRUST II|LIME|Lime Brokerage LLC|689
BANFP|BFC CAPITAL TRUST II|MSCO|MORGAN STANLEY & CO. LLC|1345
BANFP|BFC CAPITAL TRUST II|NFSC|National Financial Services LLC|800
BANFP|BFC CAPITAL TRUST II|NITE|VIRTU Americas LLC|3332
BANFP|BFC CAPITAL TRUST II|STFL|Stifel, Nicolaus & Company, Incorporated|875
BANFP|BFC CAPITAL TRUST II|UBSS|UBS Securities LLC|245
BANFP|BFC CAPITAL TRUST II|VGRD|Vanguard Marketing Corporation|300
BANFP|BFC CAPITAL TRUST II|WCHV|WELLS FARGO SECURITIES, LLC|795
BANFP|BFC CAPITAL TRUST II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|575
BANR|BANNER CORPORATION|ALTX|Alternet Securities Inc.|1100
BANR|BANNER CORPORATION|ANOS|ABEL/NOSER, L.L.C.|200
BANR|BANNER CORPORATION|APCC|Apex Clearing Corporation|18
BANR|BANNER CORPORATION|BARD|Robert W. Baird & Co. Incorporated|100
BANR|BANNER CORPORATION|BATM|CBOE TRADING, INC.|789
BANR|BANNER CORPORATION|BAYC|BAY CREST PARTNERS, LLC|54
BANR|BANNER CORPORATION|BBNT|BB&T SECURITIES, LLC|61
BANR|BANNER CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|83725
BANR|BANNER CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|171
BANR|BANNER CORPORATION|BLKX|INSTINET, LLC|27662
BANR|BANNER CORPORATION|BMOC|BMO Capital Markets Corp.|6946
BANR|BANNER CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|4
BANR|BANNER CORPORATION|BRGE|Newbridge Securities Corp.|93
BANR|BANNER CORPORATION|BTIG|BTIG, LLC|1060
BANR|BANNER CORPORATION|BYXM|CBOE TRADING, INC.|14
BANR|BANNER CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1306
BANR|BANNER CORPORATION|CHAS|Charles Schwab & Co., Inc.|205
BANR|BANNER CORPORATION|CIST|Capital Institutional Services, Inc.|1000
BANR|BANNER CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52767
BANR|BANNER CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5770
BANR|BANNER CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|505
BANR|BANNER CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99882
BANR|BANNER CORPORATION|CTDL|Citadel Derivatives Group Llc|12903
BANR|BANNER CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|15852
BANR|BANNER CORPORATION|DADA|D.A. Davidson & Co.|2852
BANR|BANNER CORPORATION|DBAB|Deutsche Bank Securities Inc.|208657
BANR|BANNER CORPORATION|DBAX|Deutsche Bank Securities Inc.|62700
BANR|BANNER CORPORATION|DBUL|Deutsche Bank Securities Inc.|660
BANR|BANNER CORPORATION|DEAN|MORGAN STANLEY|517
BANR|BANNER CORPORATION|DEGS|RONIN PROFESSIONAL LLC|208
BANR|BANNER CORPORATION|EBXL|EBX LLC|106100
BANR|BANNER CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|36472
BANR|BANNER CORPORATION|EDJO|Edward D. Jones & Co., L.P.|600
BANR|BANNER CORPORATION|EGAM|CBOE TRADING, INC.|2199
BANR|BANNER CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|100
BANR|BANNER CORPORATION|EGXM|CBOE TRADING, INC.|508
BANR|BANNER CORPORATION|EGXW|CBOE TRADING, INC.|1
BANR|BANNER CORPORATION|ELEV|ELEVATION, LLC|598
BANR|BANNER CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|688
BANR|BANNER CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|123
BANR|BANNER CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5190
BANR|BANNER CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12157
BANR|BANNER CORPORATION|ETRS|E*Trade Securities LLC|997
BANR|BANNER CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|147115
BANR|BANNER CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|47399
BANR|BANNER CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1327
BANR|BANNER CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56896
BANR|BANNER CORPORATION|FTBR|Foliofn Investments, Inc.|12
BANR|BANNER CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|47665
BANR|BANNER CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|4087
BANR|BANNER CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|210607
BANR|BANNER CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|7610
BANR|BANNER CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|800
BANR|BANNER CORPORATION|GTSZ|GTS SECURITIES LLC|14867
BANR|BANNER CORPORATION|IATS|INTERACTIVE BROKERS LLC|627
BANR|BANNER CORPORATION|IBKR|Interactive Brokers Llc|2687
BANR|BANNER CORPORATION|ICBX|INSTINET, LLC|10120
BANR|BANNER CORPORATION|IEQY|CITADEL SECURITIES LLC|44768
BANR|BANNER CORPORATION|INCA|INSTINET, LLC|192431
BANR|BANNER CORPORATION|INJX|INSTINET, LLC|26709
BANR|BANNER CORPORATION|ITGI|ITG Inc.|17847
BANR|BANNER CORPORATION|ITGP|ITG INC.|51400
BANR|BANNER CORPORATION|JANY|Janney Montgomery Scott Inc.|129
BANR|BANNER CORPORATION|JEFF|JEFFERIES LLC|77340
BANR|BANNER CORPORATION|JMPT|JUMP TRADING, LLC|23086
BANR|BANNER CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|2968
BANR|BANNER CORPORATION|JPMX|J.P. Morgan Securities LLC|62409
BANR|BANNER CORPORATION|JSJX|JANE STREET CAPITAL LLC|4342
BANR|BANNER CORPORATION|KBWI|Keefe, Bruyette & Woods, Inc.|40671
BANR|BANNER CORPORATION|KCGM|VIRTU Americas LLC|20882
BANR|BANNER CORPORATION|LEHM|Barclays Capital Inc./Le|254085
BANR|BANNER CORPORATION|LIME|Lime Brokerage LLC|93387
BANR|BANNER CORPORATION|LMGP|LIME BROKERAGE LLC|100
BANR|BANNER CORPORATION|LQNA|LIQUIDNET, INC.|35400
BANR|BANNER CORPORATION|MAXM|Maxim Group LLC|6334
BANR|BANNER CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33306
BANR|BANNER CORPORATION|MOTF|MOTIF INVESTING, INC.|2
BANR|BANNER CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|532316
BANR|BANNER CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|85300
BANR|BANNER CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|3800
BANR|BANNER CORPORATION|NFSC|National Financial Services LLC|7090
BANR|BANNER CORPORATION|NITE|VIRTU Americas LLC|54595
BANR|BANNER CORPORATION|NITP|VIRTU Americas LLC|1000
BANR|BANNER CORPORATION|NQRB|Brut, LLC|1050
BANR|BANNER CORPORATION|NTRC|Northern Trust Securities, Inc.|343
BANR|BANNER CORPORATION|OPCO|Oppenheimer & Co. Inc.|1440
BANR|BANNER CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1122
BANR|BANNER CORPORATION|PDQM|CODA MARKETS, INC.|35422
BANR|BANNER CORPORATION|PIPR|Piper Jaffray & Co.|22400
BANR|BANNER CORPORATION|RAJA|Raymond James & Associates, Inc.|42
BANR|BANNER CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|200
BANR|BANNER CORPORATION|SAGL|SAGETRADER, LLC|2152
BANR|BANNER CORPORATION|SAGW|SAGETRADER, LLC|100
BANR|BANNER CORPORATION|SBSH|Citigroup Global Markets Inc.|76064
BANR|BANNER CORPORATION|SDLR|Sandler, O'Neill & Partners, L.P.|26134
BANR|BANNER CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|33757
BANR|BANNER CORPORATION|SPDR|SPEEDROUTE LLC|3300
BANR|BANNER CORPORATION|SPHN|Stephens Inc.|2300
BANR|BANNER CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|8400
BANR|BANNER CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|2800
BANR|BANNER CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|2313
BANR|BANNER CORPORATION|SWST|Hilltop Securities Inc.|231
BANR|BANNER CORPORATION|TIAD|Triad Securities Corp|78
BANR|BANNER CORPORATION|TRBT|Tradebot Systems, Inc.|17120
BANR|BANNER CORPORATION|TRCM|TRC MARKETS LLC|39162
BANR|BANNER CORPORATION|UBSA|UBS SECURITIES LLC|190963
BANR|BANNER CORPORATION|UBSS|UBS Securities LLC|308367
BANR|BANNER CORPORATION|VALX|VIRTU AMERICAS LLC|6482
BANR|BANNER CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|15499
BANR|BANNER CORPORATION|WDNX|WEEDEN & CO.L.P.|586
BANR|BANNER CORPORATION|WEED|Weeden & Co.L.P.|1700
BANR|BANNER CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|398
BANR|BANNER CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|219
BANR|BANNER CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|137
BANR|BANNER CORPORATION|XIST|INSTINET, LLC|7096
BANR|BANNER CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
BANR|BANNER CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|3421
BANR|BANNER CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|476
BANX|STONECASTLE FNCL CP|APCC|Apex Clearing Corporation|67
BANX|STONECASTLE FNCL CP|BANK|Primevest Financial Services, Inc.|404
BANX|STONECASTLE FNCL CP|BARD|Robert W. Baird & Co. Incorporated|17312
BANX|STONECASTLE FNCL CP|BBNT|BB&T SECURITIES, LLC|1700
BANX|STONECASTLE FNCL CP|BERN|Sanford C. Bernstein & Co., LLC|850
BANX|STONECASTLE FNCL CP|BYXM|CBOE TRADING, INC.|36
BANX|STONECASTLE FNCL CP|BZYD|GOLDMAN SACHS & CO. LLC|900
BANX|STONECASTLE FNCL CP|CANT|Cantor Fitzgerald & Co.|2307
BANX|STONECASTLE FNCL CP|CHAS|Charles Schwab & Co., Inc.|3131
BANX|STONECASTLE FNCL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3700
BANX|STONECASTLE FNCL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
BANX|STONECASTLE FNCL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2912
BANX|STONECASTLE FNCL CP|DADA|D.A. Davidson & Co.|300
BANX|STONECASTLE FNCL CP|DBAB|Deutsche Bank Securities Inc.|129
BANX|STONECASTLE FNCL CP|DBAX|Deutsche Bank Securities Inc.|2700
BANX|STONECASTLE FNCL CP|DEAN|MORGAN STANLEY|500
BANX|STONECASTLE FNCL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1630
BANX|STONECASTLE FNCL CP|EBXL|EBX LLC|3500
BANX|STONECASTLE FNCL CP|EDJO|Edward D. Jones & Co., L.P.|350
BANX|STONECASTLE FNCL CP|EGXM|CBOE TRADING, INC.|14
BANX|STONECASTLE FNCL CP|ETRS|E*Trade Securities LLC|20990
BANX|STONECASTLE FNCL CP|FBCO|Credit Suisse Securities (USA) LLC|4392
BANX|STONECASTLE FNCL CP|FBSB|U.S. Bancorp Investments, Inc.|207
BANX|STONECASTLE FNCL CP|FILL|Tradestation Securities, Inc.|100
BANX|STONECASTLE FNCL CP|FOMA|TD AMERITRADE CLEARING, INC.|28601
BANX|STONECASTLE FNCL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28
BANX|STONECASTLE FNCL CP|FTBR|Foliofn Investments, Inc.|58
BANX|STONECASTLE FNCL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2230
BANX|STONECASTLE FNCL CP|GLPX|ACS EXECUTION SERVICES, LLC|212
BANX|STONECASTLE FNCL CP|GSCO|GOLDMAN SACHS & CO. LLC|6200
BANX|STONECASTLE FNCL CP|GTSZ|GTS SECURITIES LLC|3444
BANX|STONECASTLE FNCL CP|HRBF|American Enterprise Investment Services Inc.|4141
BANX|STONECASTLE FNCL CP|HSBC|HSBC Securities, Inc.|480
BANX|STONECASTLE FNCL CP|IATS|INTERACTIVE BROKERS LLC|1240
BANX|STONECASTLE FNCL CP|IBKR|Interactive Brokers Llc|9135
BANX|STONECASTLE FNCL CP|ICBX|INSTINET, LLC|400
BANX|STONECASTLE FNCL CP|INCA|INSTINET, LLC|4284
BANX|STONECASTLE FNCL CP|INJX|INSTINET, LLC|45
BANX|STONECASTLE FNCL CP|ITGI|ITG Inc.|2100
BANX|STONECASTLE FNCL CP|ITGP|ITG INC.|2200
BANX|STONECASTLE FNCL CP|JANY|Janney Montgomery Scott Inc.|294
BANX|STONECASTLE FNCL CP|JPMX|J.P. Morgan Securities LLC|1200
BANX|STONECASTLE FNCL CP|KBWI|Keefe, Bruyette & Woods, Inc.|4000
BANX|STONECASTLE FNCL CP|KCGM|VIRTU Americas LLC|1100
BANX|STONECASTLE FNCL CP|LEHM|Barclays Capital Inc./Le|3300
BANX|STONECASTLE FNCL CP|LIME|Lime Brokerage LLC|3004
BANX|STONECASTLE FNCL CP|LPCM|Lampert Capital Markets Inc.|4816
BANX|STONECASTLE FNCL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
BANX|STONECASTLE FNCL CP|MOTF|MOTIF INVESTING, INC.|1
BANX|STONECASTLE FNCL CP|MSCO|MORGAN STANLEY & CO. LLC|38205
BANX|STONECASTLE FNCL CP|MSPL|MORGAN STANLEY & CO. LLC|1800
BANX|STONECASTLE FNCL CP|NFSC|National Financial Services LLC|53074
BANX|STONECASTLE FNCL CP|NITE|VIRTU Americas LLC|91484
BANX|STONECASTLE FNCL CP|OPCO|Oppenheimer & Co. Inc.|3123
BANX|STONECASTLE FNCL CP|PDQM|CODA MARKETS, INC.|501
BANX|STONECASTLE FNCL CP|RAJA|Raymond James & Associates, Inc.|975
BANX|STONECASTLE FNCL CP|RBCM|RBC CAPITAL MARKETS, LLC|1635
BANX|STONECASTLE FNCL CP|SBSH|Citigroup Global Markets Inc.|5716
BANX|STONECASTLE FNCL CP|SGMT|GOLDMAN SACHS & CO. LLC|1453
BANX|STONECASTLE FNCL CP|SPHN|Stephens Inc.|13
BANX|STONECASTLE FNCL CP|STFL|Stifel, Nicolaus & Company, Incorporated|16661
BANX|STONECASTLE FNCL CP|SWIM|TD Ameritrade, Inc.|1835
BANX|STONECASTLE FNCL CP|TKNG|ALLY INVEST SECURITIES LLC|55
BANX|STONECASTLE FNCL CP|TRCM|TRC MARKETS LLC|2522
BANX|STONECASTLE FNCL CP|UBSA|UBS SECURITIES LLC|9167
BANX|STONECASTLE FNCL CP|UBSS|UBS Securities LLC|25664
BANX|STONECASTLE FNCL CP|VALX|VIRTU AMERICAS LLC|300
BANX|STONECASTLE FNCL CP|VGRD|Vanguard Marketing Corporation|5175
BANX|STONECASTLE FNCL CP|WBLR|WILLIAM BLAIR|50
BANX|STONECASTLE FNCL CP|WCHV|WELLS FARGO SECURITIES, LLC|6361
BANX|STONECASTLE FNCL CP|WEDB|WEDBUSH SECURITIES INC.|1100
BANX|STONECASTLE FNCL CP|WEED|Weeden & Co.L.P.|10
BANX|STONECASTLE FNCL CP|WSEA|WOLVERINE SECURITIES, LLC|134
BANX|STONECASTLE FNCL CP|XIST|INSTINET, LLC|200
BANX|STONECASTLE FNCL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|702
BANX|STONECASTLE FNCL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|201
BANX|STONECASTLE FNCL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3731
BAP|CREDICORP LTD|ALTX|Alternet Securities Inc.|3476
BAP|CREDICORP LTD|APCC|Apex Clearing Corporation|26
BAP|CREDICORP LTD|BARD|Robert W. Baird & Co. Incorporated|291
BAP|CREDICORP LTD|BATM|CBOE TRADING, INC.|4386
BAP|CREDICORP LTD|BAYC|BAY CREST PARTNERS, LLC|18270
BAP|CREDICORP LTD|BAYT|BTIG, LLC|1299
BAP|CREDICORP LTD|BBNT|BB&T SECURITIES, LLC|8
BAP|CREDICORP LTD|BERN|Sanford C. Bernstein & Co., LLC|8956
BAP|CREDICORP LTD|BIDS|BIDS TRADING L.P.|400
BAP|CREDICORP LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|515
BAP|CREDICORP LTD|BNPX|BNP PARIBAS SECURITIES CORP.|52904
BAP|CREDICORP LTD|BYXM|CBOE TRADING, INC.|200
BAP|CREDICORP LTD|CHAS|Charles Schwab & Co., Inc.|45
BAP|CREDICORP LTD|CICF|Canaccord Genuity Corp.|3107
BAP|CREDICORP LTD|CLSA|CLSA AMERICAS, LLC|16530
BAP|CREDICORP LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17829
BAP|CREDICORP LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2786
BAP|CREDICORP LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7978
BAP|CREDICORP LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115216
BAP|CREDICORP LTD|CTDL|Citadel Derivatives Group Llc|5678
BAP|CREDICORP LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|4014
BAP|CREDICORP LTD|DBAB|Deutsche Bank Securities Inc.|16566
BAP|CREDICORP LTD|DBAX|Deutsche Bank Securities Inc.|89900
BAP|CREDICORP LTD|DBUL|Deutsche Bank Securities Inc.|300
BAP|CREDICORP LTD|DEAN|MORGAN STANLEY|1488
BAP|CREDICORP LTD|DEGS|RONIN PROFESSIONAL LLC|200
BAP|CREDICORP LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|560
BAP|CREDICORP LTD|EBXL|EBX LLC|42800
BAP|CREDICORP LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|19848
BAP|CREDICORP LTD|EDJO|Edward D. Jones & Co., L.P.|4
BAP|CREDICORP LTD|EGAM|CBOE TRADING, INC.|3326
BAP|CREDICORP LTD|EGAW|CBOE TRADING, INC.|57
BAP|CREDICORP LTD|EGMT|EG MARKET TECHNOLOGIES LLC|1020
BAP|CREDICORP LTD|EGXM|CBOE TRADING, INC.|106
BAP|CREDICORP LTD|EGXW|CBOE TRADING, INC.|52
BAP|CREDICORP LTD|ELEV|ELEVATION, LLC|6779
BAP|CREDICORP LTD|ETBE|Electronic Transaction Clearing, Inc.|6501
BAP|CREDICORP LTD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|34
BAP|CREDICORP LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16344
BAP|CREDICORP LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|220
BAP|CREDICORP LTD|ETRS|E*Trade Securities LLC|1219
BAP|CREDICORP LTD|FCST|INTL FCSTONE FINANCIAL INC.|19
BAP|CREDICORP LTD|FILL|Tradestation Securities, Inc.|428
BAP|CREDICORP LTD|FMAF|NBCN Inc./ CDS|449
BAP|CREDICORP LTD|FQLS|Quantlab Securities LP|48275
BAP|CREDICORP LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7971
BAP|CREDICORP LTD|FTBR|Foliofn Investments, Inc.|1127
BAP|CREDICORP LTD|GARC|ICAP Corporates LLC|14862
BAP|CREDICORP LTD|GLIS|TD Securities Inc|900
BAP|CREDICORP LTD|GLPX|ACS EXECUTION SERVICES, LLC|63001
BAP|CREDICORP LTD|GSCO|GOLDMAN SACHS & CO. LLC|276304
BAP|CREDICORP LTD|GSLT|GOLDMAN SACHS & CO. LLC|1665
BAP|CREDICORP LTD|GTSZ|GTS SECURITIES LLC|41182
BAP|CREDICORP LTD|HRBF|American Enterprise Investment Services Inc.|492
BAP|CREDICORP LTD|HSBC|HSBC Securities, Inc.|26717
BAP|CREDICORP LTD|IATS|INTERACTIVE BROKERS LLC|2125
BAP|CREDICORP LTD|IBKR|Interactive Brokers Llc|4922
BAP|CREDICORP LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|179
BAP|CREDICORP LTD|ICBX|INSTINET, LLC|41300
BAP|CREDICORP LTD|INCA|INSTINET, LLC|108016
BAP|CREDICORP LTD|INJX|INSTINET, LLC|633
BAP|CREDICORP LTD|INTL|INTL FCSTONE FINANCIAL INC.|4
BAP|CREDICORP LTD|ITGI|ITG Inc.|13140
BAP|CREDICORP LTD|ITGP|ITG INC.|53800
BAP|CREDICORP LTD|JANY|Janney Montgomery Scott Inc.|5
BAP|CREDICORP LTD|JEFF|JEFFERIES LLC|37367
BAP|CREDICORP LTD|JMPT|JUMP TRADING, LLC|8415
BAP|CREDICORP LTD|JPBX|J.P. MORGAN SECURITIES LLC|101280
BAP|CREDICORP LTD|JPMX|J.P. Morgan Securities LLC|219457
BAP|CREDICORP LTD|JSJX|JANE STREET CAPITAL LLC|6744
BAP|CREDICORP LTD|KCGM|VIRTU Americas LLC|8972
BAP|CREDICORP LTD|LEHM|Barclays Capital Inc./Le|286919
BAP|CREDICORP LTD|LIME|Lime Brokerage LLC|4606
BAP|CREDICORP LTD|LOOP|Loop Capital Markets LLC|1527
BAP|CREDICORP LTD|LQNA|LIQUIDNET, INC.|17900
BAP|CREDICORP LTD|LSCI|Lek Securities Corporation|21726
BAP|CREDICORP LTD|MACQ|Macquarie Capital (USA) Inc.|1000
BAP|CREDICORP LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37494
BAP|CREDICORP LTD|MOTF|MOTIF INVESTING, INC.|1
BAP|CREDICORP LTD|MSCO|MORGAN STANLEY & CO. LLC|144942
BAP|CREDICORP LTD|MSPL|MORGAN STANLEY & CO. LLC|80500
BAP|CREDICORP LTD|MSTX|MORGAN STANLEY & CO. LLC|5500
BAP|CREDICORP LTD|NEUB|NEUBERGER BERMAN BD LLC|20
BAP|CREDICORP LTD|NFSC|National Financial Services LLC|7517
BAP|CREDICORP LTD|NITE|VIRTU Americas LLC|73851
BAP|CREDICORP LTD|NITP|VIRTU Americas LLC|100
BAP|CREDICORP LTD|NQRB|Brut, LLC|716
BAP|CREDICORP LTD|OPCO|Oppenheimer & Co. Inc.|5
BAP|CREDICORP LTD|PDQM|CODA MARKETS, INC.|128406
BAP|CREDICORP LTD|PWJC|UBS Financial Services, Inc.|2197
BAP|CREDICORP LTD|RBCM|RBC CAPITAL MARKETS, LLC|124
BAP|CREDICORP LTD|SAGL|SAGETRADER, LLC|7339
BAP|CREDICORP LTD|SBSH|Citigroup Global Markets Inc.|15726
BAP|CREDICORP LTD|SCMC|Scotia Capital Markets (USA) Inc.|275
BAP|CREDICORP LTD|SGMT|GOLDMAN SACHS & CO. LLC|20744
BAP|CREDICORP LTD|SPDR|SPEEDROUTE LLC|5315
BAP|CREDICORP LTD|STFL|Stifel, Nicolaus & Company, Incorporated|18
BAP|CREDICORP LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2800
BAP|CREDICORP LTD|SWIM|TD Ameritrade, Inc.|1024
BAP|CREDICORP LTD|SWST|Hilltop Securities Inc.|10
BAP|CREDICORP LTD|TKNG|ALLY INVEST SECURITIES LLC|10
BAP|CREDICORP LTD|TRBT|Tradebot Systems, Inc.|21442
BAP|CREDICORP LTD|TRCM|TRC MARKETS LLC|2461
BAP|CREDICORP LTD|UBSA|UBS SECURITIES LLC|226732
BAP|CREDICORP LTD|UBSS|UBS Securities LLC|301465
BAP|CREDICORP LTD|VALX|VIRTU AMERICAS LLC|2712
BAP|CREDICORP LTD|VGRD|Vanguard Marketing Corporation|134
BAP|CREDICORP LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
BAP|CREDICORP LTD|WCHV|WELLS FARGO SECURITIES, LLC|4661
BAP|CREDICORP LTD|WEED|Weeden & Co.L.P.|1530
BAP|CREDICORP LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12
BAP|CREDICORP LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6304
BAP|CREDICORP LTD|WSEA|WOLVERINE SECURITIES, LLC|49
BAP|CREDICORP LTD|XIST|INSTINET, LLC|20804
BAP|CREDICORP LTD|XPUS|XP SECURITIES, LLC|38238
BAP|CREDICORP LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
BAP|CREDICORP LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|23107
BAP|CREDICORP LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|508
BAR|GRANITESHARES GLD TR|BARD|Robert W. Baird & Co. Incorporated|343
BAR|GRANITESHARES GLD TR|BATM|CBOE TRADING, INC.|200
BAR|GRANITESHARES GLD TR|BYXM|CBOE TRADING, INC.|30
BAR|GRANITESHARES GLD TR|CANT|Cantor Fitzgerald & Co.|14100
BAR|GRANITESHARES GLD TR|CHAS|Charles Schwab & Co., Inc.|14100
BAR|GRANITESHARES GLD TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7700
BAR|GRANITESHARES GLD TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2118
BAR|GRANITESHARES GLD TR|DADA|D.A. Davidson & Co.|498
BAR|GRANITESHARES GLD TR|DBAX|Deutsche Bank Securities Inc.|9400
BAR|GRANITESHARES GLD TR|DEAN|MORGAN STANLEY|1891
BAR|GRANITESHARES GLD TR|EBXL|EBX LLC|6000
BAR|GRANITESHARES GLD TR|EDJO|Edward D. Jones & Co., L.P.|25
BAR|GRANITESHARES GLD TR|EGAW|CBOE TRADING, INC.|400
BAR|GRANITESHARES GLD TR|EGXM|CBOE TRADING, INC.|45
BAR|GRANITESHARES GLD TR|ETRS|E*Trade Securities LLC|146
BAR|GRANITESHARES GLD TR|GSLT|GOLDMAN SACHS & CO. LLC|400
BAR|GRANITESHARES GLD TR|GTSZ|GTS SECURITIES LLC|30
BAR|GRANITESHARES GLD TR|IATS|INTERACTIVE BROKERS LLC|32
BAR|GRANITESHARES GLD TR|IBKR|Interactive Brokers Llc|135
BAR|GRANITESHARES GLD TR|ICBX|INSTINET, LLC|600
BAR|GRANITESHARES GLD TR|INCA|INSTINET, LLC|1518
BAR|GRANITESHARES GLD TR|JMPT|JUMP TRADING, LLC|40
BAR|GRANITESHARES GLD TR|JSEB|JANE STREET EXECUTION SERVICES, LLC|728958
BAR|GRANITESHARES GLD TR|JSJX|JANE STREET CAPITAL LLC|23874
BAR|GRANITESHARES GLD TR|LEHM|Barclays Capital Inc./Le|12400
BAR|GRANITESHARES GLD TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7970
BAR|GRANITESHARES GLD TR|MOTF|MOTIF INVESTING, INC.|1
BAR|GRANITESHARES GLD TR|MSCO|MORGAN STANLEY & CO. LLC|8968
BAR|GRANITESHARES GLD TR|MSPL|MORGAN STANLEY & CO. LLC|700
BAR|GRANITESHARES GLD TR|NFSC|National Financial Services LLC|115130
BAR|GRANITESHARES GLD TR|NITE|VIRTU Americas LLC|130550
BAR|GRANITESHARES GLD TR|RBCM|RBC CAPITAL MARKETS, LLC|786
BAR|GRANITESHARES GLD TR|SGMT|GOLDMAN SACHS & CO. LLC|200
BAR|GRANITESHARES GLD TR|STFL|Stifel, Nicolaus & Company, Incorporated|36
BAR|GRANITESHARES GLD TR|SWIM|TD Ameritrade, Inc.|108
BAR|GRANITESHARES GLD TR|UBSA|UBS SECURITIES LLC|2486
BAR|GRANITESHARES GLD TR|UBSS|UBS Securities LLC|21309
BAR|GRANITESHARES GLD TR|VGRD|Vanguard Marketing Corporation|214
BAR|GRANITESHARES GLD TR|WCHV|WELLS FARGO SECURITIES, LLC|209
BAR|GRANITESHARES GLD TR|WSEA|WOLVERINE SECURITIES, LLC|31
BAS|BASIC ENERGY SRVC|ALTX|Alternet Securities Inc.|7540
BAS|BASIC ENERGY SRVC|APCC|Apex Clearing Corporation|1058
BAS|BASIC ENERGY SRVC|BARD|Robert W. Baird & Co. Incorporated|18
BAS|BASIC ENERGY SRVC|BATM|CBOE TRADING, INC.|6711
BAS|BASIC ENERGY SRVC|BAYT|BTIG, LLC|1000
BAS|BASIC ENERGY SRVC|BERN|Sanford C. Bernstein & Co., LLC|3596
BAS|BASIC ENERGY SRVC|BIDS|BIDS TRADING L.P.|500
BAS|BASIC ENERGY SRVC|BIMI|Banca IMI Securities Corp.|500
BAS|BASIC ENERGY SRVC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2533
BAS|BASIC ENERGY SRVC|BMOC|BMO Capital Markets Corp.|26770
BAS|BASIC ENERGY SRVC|BNPX|BNP PARIBAS SECURITIES CORP.|7627
BAS|BASIC ENERGY SRVC|BTIG|BTIG, LLC|325614
BAS|BASIC ENERGY SRVC|BYXM|CBOE TRADING, INC.|3008
BAS|BASIC ENERGY SRVC|BZYD|GOLDMAN SACHS & CO. LLC|200
BAS|BASIC ENERGY SRVC|CANT|Cantor Fitzgerald & Co.|600
BAS|BASIC ENERGY SRVC|CHAS|Charles Schwab & Co., Inc.|100
BAS|BASIC ENERGY SRVC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130082
BAS|BASIC ENERGY SRVC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
BAS|BASIC ENERGY SRVC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|164740
BAS|BASIC ENERGY SRVC|CTDL|Citadel Derivatives Group Llc|5435
BAS|BASIC ENERGY SRVC|CXCX|CITIGROUP GLOBAL MARKETS INC.|39746
BAS|BASIC ENERGY SRVC|DBAB|Deutsche Bank Securities Inc.|100710
BAS|BASIC ENERGY SRVC|DBAX|Deutsche Bank Securities Inc.|151800
BAS|BASIC ENERGY SRVC|DBUL|Deutsche Bank Securities Inc.|100
BAS|BASIC ENERGY SRVC|DEAN|MORGAN STANLEY|3011
BAS|BASIC ENERGY SRVC|DEGS|RONIN PROFESSIONAL LLC|8006
BAS|BASIC ENERGY SRVC|EBXL|EBX LLC|108100
BAS|BASIC ENERGY SRVC|ECUT|CONVERGEX EXECUTION SOLUTIONS|365
BAS|BASIC ENERGY SRVC|EDJO|Edward D. Jones & Co., L.P.|100
BAS|BASIC ENERGY SRVC|EGAM|CBOE TRADING, INC.|19740
BAS|BASIC ENERGY SRVC|EGMT|EG MARKET TECHNOLOGIES LLC|100
BAS|BASIC ENERGY SRVC|EGXM|CBOE TRADING, INC.|4316
BAS|BASIC ENERGY SRVC|EGXW|CBOE TRADING, INC.|29
BAS|BASIC ENERGY SRVC|ELEV|ELEVATION, LLC|372
BAS|BASIC ENERGY SRVC|ETBE|Electronic Transaction Clearing, Inc.|6413
BAS|BASIC ENERGY SRVC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BAS|BASIC ENERGY SRVC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12483
BAS|BASIC ENERGY SRVC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
BAS|BASIC ENERGY SRVC|ETRS|E*Trade Securities LLC|208897
BAS|BASIC ENERGY SRVC|FILL|Tradestation Securities, Inc.|1207
BAS|BASIC ENERGY SRVC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1955
BAS|BASIC ENERGY SRVC|FQLS|Quantlab Securities LP|138249
BAS|BASIC ENERGY SRVC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65429
BAS|BASIC ENERGY SRVC|FTBR|Foliofn Investments, Inc.|1265
BAS|BASIC ENERGY SRVC|GEBB|GLOBAL EXECUTION BROKERS, LP|3000
BAS|BASIC ENERGY SRVC|GLIS|TD Securities Inc|1000
BAS|BASIC ENERGY SRVC|GLPX|ACS EXECUTION SERVICES, LLC|11844
BAS|BASIC ENERGY SRVC|GSCO|GOLDMAN SACHS & CO. LLC|827160
BAS|BASIC ENERGY SRVC|GSCS|GOLDMAN SACHS & CO. LLC|9183
BAS|BASIC ENERGY SRVC|GSLT|GOLDMAN SACHS & CO. LLC|5571
BAS|BASIC ENERGY SRVC|GTSZ|GTS SECURITIES LLC|17391
BAS|BASIC ENERGY SRVC|IATS|INTERACTIVE BROKERS LLC|6734
BAS|BASIC ENERGY SRVC|IBKR|Interactive Brokers Llc|21393
BAS|BASIC ENERGY SRVC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
BAS|BASIC ENERGY SRVC|ICBX|INSTINET, LLC|21000
BAS|BASIC ENERGY SRVC|IEQY|CITADEL SECURITIES LLC|29184
BAS|BASIC ENERGY SRVC|INCA|INSTINET, LLC|168452
BAS|BASIC ENERGY SRVC|INJX|INSTINET, LLC|44790
BAS|BASIC ENERGY SRVC|ITGI|ITG Inc.|38390
BAS|BASIC ENERGY SRVC|ITGP|ITG INC.|40400
BAS|BASIC ENERGY SRVC|JEFF|JEFFERIES LLC|70831
BAS|BASIC ENERGY SRVC|JMPT|JUMP TRADING, LLC|32031
BAS|BASIC ENERGY SRVC|JPBX|J.P. MORGAN SECURITIES LLC|61098
BAS|BASIC ENERGY SRVC|JPMX|J.P. Morgan Securities LLC|270165
BAS|BASIC ENERGY SRVC|JSJX|JANE STREET CAPITAL LLC|5146
BAS|BASIC ENERGY SRVC|KCGM|VIRTU Americas LLC|33071
BAS|BASIC ENERGY SRVC|LEHM|Barclays Capital Inc./Le|335482
BAS|BASIC ENERGY SRVC|LIME|Lime Brokerage LLC|13299
BAS|BASIC ENERGY SRVC|LOOP|Loop Capital Markets LLC|100
BAS|BASIC ENERGY SRVC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52852
BAS|BASIC ENERGY SRVC|MOTF|MOTIF INVESTING, INC.|5
BAS|BASIC ENERGY SRVC|MSCO|MORGAN STANLEY & CO. LLC|552666
BAS|BASIC ENERGY SRVC|MSPL|MORGAN STANLEY & CO. LLC|196700
BAS|BASIC ENERGY SRVC|MSTX|MORGAN STANLEY & CO. LLC|69700
BAS|BASIC ENERGY SRVC|MZHO|Mizuho Securities USA LLC|5
BAS|BASIC ENERGY SRVC|NFSC|National Financial Services LLC|219307
BAS|BASIC ENERGY SRVC|NITE|VIRTU Americas LLC|999281
BAS|BASIC ENERGY SRVC|NQRB|Brut, LLC|29964
BAS|BASIC ENERGY SRVC|NTBF|BMO Nesbitt Burns Inc./CDS|600
BAS|BASIC ENERGY SRVC|NTRC|Northern Trust Securities, Inc.|12730
BAS|BASIC ENERGY SRVC|PDQM|CODA MARKETS, INC.|26286
BAS|BASIC ENERGY SRVC|PIPR|Piper Jaffray & Co.|650
BAS|BASIC ENERGY SRVC|RBCM|RBC CAPITAL MARKETS, LLC|366
BAS|BASIC ENERGY SRVC|SAGL|SAGETRADER, LLC|4500
BAS|BASIC ENERGY SRVC|SBSH|Citigroup Global Markets Inc.|75955
BAS|BASIC ENERGY SRVC|SGMT|GOLDMAN SACHS & CO. LLC|98604
BAS|BASIC ENERGY SRVC|SPDR|SPEEDROUTE LLC|5070
BAS|BASIC ENERGY SRVC|SPGS|Sea Port Group Securities, LLC|400
BAS|BASIC ENERGY SRVC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1100
BAS|BASIC ENERGY SRVC|SWIM|TD Ameritrade, Inc.|62747
BAS|BASIC ENERGY SRVC|TDFS|TRADERFIELD SECURITIES INC.|4500
BAS|BASIC ENERGY SRVC|TKNG|ALLY INVEST SECURITIES LLC|11567
BAS|BASIC ENERGY SRVC|TRBT|Tradebot Systems, Inc.|145635
BAS|BASIC ENERGY SRVC|TRCM|TRC MARKETS LLC|64254
BAS|BASIC ENERGY SRVC|UBSA|UBS SECURITIES LLC|265173
BAS|BASIC ENERGY SRVC|UBSS|UBS Securities LLC|303323
BAS|BASIC ENERGY SRVC|VALX|VIRTU AMERICAS LLC|1283
BAS|BASIC ENERGY SRVC|VGRD|Vanguard Marketing Corporation|14541
BAS|BASIC ENERGY SRVC|WCHV|WELLS FARGO SECURITIES, LLC|100911
BAS|BASIC ENERGY SRVC|WEED|Weeden & Co.L.P.|1500
BAS|BASIC ENERGY SRVC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4884
BAS|BASIC ENERGY SRVC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6260
BAS|BASIC ENERGY SRVC|WSEA|WOLVERINE SECURITIES, LLC|7106
BAS|BASIC ENERGY SRVC|XIST|INSTINET, LLC|76400
BAS|BASIC ENERGY SRVC|XSTM|NATIONAL FINANCIAL SERVICES LLC|16200
BAS|BASIC ENERGY SRVC|YKNA|COMHAR CAPITAL MARKETS, LLC|1641
BASI|BIOANALYTICAL SYST##|ALTX|Alternet Securities Inc.|800
BASI|BIOANALYTICAL SYST##|APCC|Apex Clearing Corporation|1629
BASI|BIOANALYTICAL SYST##|BATM|CBOE TRADING, INC.|3
BASI|BIOANALYTICAL SYST##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1200
BASI|BIOANALYTICAL SYST##|CANT|Cantor Fitzgerald & Co.|100
BASI|BIOANALYTICAL SYST##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1401
BASI|BIOANALYTICAL SYST##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4536
BASI|BIOANALYTICAL SYST##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1700
BASI|BIOANALYTICAL SYST##|DBAB|Deutsche Bank Securities Inc.|2000
BASI|BIOANALYTICAL SYST##|DEGS|RONIN PROFESSIONAL LLC|3360
BASI|BIOANALYTICAL SYST##|EBXL|EBX LLC|800
BASI|BIOANALYTICAL SYST##|EDJO|Edward D. Jones & Co., L.P.|400
BASI|BIOANALYTICAL SYST##|EGAM|CBOE TRADING, INC.|1380
BASI|BIOANALYTICAL SYST##|EGXW|CBOE TRADING, INC.|385
BASI|BIOANALYTICAL SYST##|ETRS|E*Trade Securities LLC|58551
BASI|BIOANALYTICAL SYST##|FBCO|Credit Suisse Securities (USA) LLC|13442
BASI|BIOANALYTICAL SYST##|FOMA|TD AMERITRADE CLEARING, INC.|73662
BASI|BIOANALYTICAL SYST##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15
BASI|BIOANALYTICAL SYST##|FTBR|Foliofn Investments, Inc.|433
BASI|BIOANALYTICAL SYST##|GEBB|GLOBAL EXECUTION BROKERS, LP|963
BASI|BIOANALYTICAL SYST##|GLPX|ACS EXECUTION SERVICES, LLC|2327
BASI|BIOANALYTICAL SYST##|GSCO|GOLDMAN SACHS & CO. LLC|138
BASI|BIOANALYTICAL SYST##|GSLT|GOLDMAN SACHS & CO. LLC|1055
BASI|BIOANALYTICAL SYST##|HRBF|American Enterprise Investment Services Inc.|36
BASI|BIOANALYTICAL SYST##|IATS|INTERACTIVE BROKERS LLC|100
BASI|BIOANALYTICAL SYST##|IBKR|Interactive Brokers Llc|13651
BASI|BIOANALYTICAL SYST##|ICBX|INSTINET, LLC|100
BASI|BIOANALYTICAL SYST##|INCA|INSTINET, LLC|2160
BASI|BIOANALYTICAL SYST##|ITGI|ITG Inc.|6007
BASI|BIOANALYTICAL SYST##|ITGP|ITG INC.|1200
BASI|BIOANALYTICAL SYST##|JANY|Janney Montgomery Scott Inc.|2
BASI|BIOANALYTICAL SYST##|LEHM|Barclays Capital Inc./Le|216
BASI|BIOANALYTICAL SYST##|LIME|Lime Brokerage LLC|11317
BASI|BIOANALYTICAL SYST##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BASI|BIOANALYTICAL SYST##|MICA|Spartan Securities Group, Ltd.|100
BASI|BIOANALYTICAL SYST##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
BASI|BIOANALYTICAL SYST##|MSCO|MORGAN STANLEY & CO. LLC|23889
BASI|BIOANALYTICAL SYST##|NFSC|National Financial Services LLC|37185
BASI|BIOANALYTICAL SYST##|NITE|VIRTU Americas LLC|124939
BASI|BIOANALYTICAL SYST##|NQRB|Brut, LLC|300
BASI|BIOANALYTICAL SYST##|PDQM|CODA MARKETS, INC.|3354
BASI|BIOANALYTICAL SYST##|RBCM|RBC CAPITAL MARKETS, LLC|5440
BASI|BIOANALYTICAL SYST##|SAGL|SAGETRADER, LLC|100
BASI|BIOANALYTICAL SYST##|SGMT|GOLDMAN SACHS & CO. LLC|50
BASI|BIOANALYTICAL SYST##|SPDR|SPEEDROUTE LLC|7135
BASI|BIOANALYTICAL SYST##|SWIM|TD Ameritrade, Inc.|115342
BASI|BIOANALYTICAL SYST##|TKNG|ALLY INVEST SECURITIES LLC|1681
BASI|BIOANALYTICAL SYST##|TRCM|TRC MARKETS LLC|300
BASI|BIOANALYTICAL SYST##|UBSA|UBS SECURITIES LLC|2640
BASI|BIOANALYTICAL SYST##|UBSS|UBS Securities LLC|30851
BASI|BIOANALYTICAL SYST##|VALX|VIRTU AMERICAS LLC|101
BASI|BIOANALYTICAL SYST##|VGRD|Vanguard Marketing Corporation|300
BASI|BIOANALYTICAL SYST##|WCHV|WELLS FARGO SECURITIES, LLC|3667
BASI|BIOANALYTICAL SYST##|WEDB|WEDBUSH SECURITIES INC.|200
BASI|BIOANALYTICAL SYST##|WSEA|WOLVERINE SECURITIES, LLC|2390
BASI|BIOANALYTICAL SYST##|YKNA|COMHAR CAPITAL MARKETS, LLC|300
BASI|BIOANALYTICAL SYST##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5700
BATRA|LIBERTY BRAVES CS A|ANOS|ABEL/NOSER, L.L.C.|293
BATRA|LIBERTY BRAVES CS A|APCC|Apex Clearing Corporation|21
BATRA|LIBERTY BRAVES CS A|BATM|CBOE TRADING, INC.|30
BATRA|LIBERTY BRAVES CS A|BERN|Sanford C. Bernstein & Co., LLC|995
BATRA|LIBERTY BRAVES CS A|BIAD|SAGETRADER, LLC|1100
BATRA|LIBERTY BRAVES CS A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|666
BATRA|LIBERTY BRAVES CS A|BMOC|BMO Capital Markets Corp.|1589
BATRA|LIBERTY BRAVES CS A|BNPX|BNP PARIBAS SECURITIES CORP.|569
BATRA|LIBERTY BRAVES CS A|BRGE|Newbridge Securities Corp.|400
BATRA|LIBERTY BRAVES CS A|BTIG|BTIG, LLC|66
BATRA|LIBERTY BRAVES CS A|CANT|Cantor Fitzgerald & Co.|1074
BATRA|LIBERTY BRAVES CS A|CHAS|Charles Schwab & Co., Inc.|60
BATRA|LIBERTY BRAVES CS A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60
BATRA|LIBERTY BRAVES CS A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13392
BATRA|LIBERTY BRAVES CS A|CTDL|Citadel Derivatives Group Llc|190
BATRA|LIBERTY BRAVES CS A|CXCX|CITIGROUP GLOBAL MARKETS INC.|4040
BATRA|LIBERTY BRAVES CS A|DBAB|Deutsche Bank Securities Inc.|32241
BATRA|LIBERTY BRAVES CS A|DBAX|Deutsche Bank Securities Inc.|1300
BATRA|LIBERTY BRAVES CS A|DEAN|MORGAN STANLEY|309
BATRA|LIBERTY BRAVES CS A|DEGS|RONIN PROFESSIONAL LLC|1711
BATRA|LIBERTY BRAVES CS A|EBXL|EBX LLC|5900
BATRA|LIBERTY BRAVES CS A|ECUT|CONVERGEX EXECUTION SOLUTIONS|2039
BATRA|LIBERTY BRAVES CS A|EDJO|Edward D. Jones & Co., L.P.|165
BATRA|LIBERTY BRAVES CS A|EGAM|CBOE TRADING, INC.|1000
BATRA|LIBERTY BRAVES CS A|EGXM|CBOE TRADING, INC.|200
BATRA|LIBERTY BRAVES CS A|ETBE|Electronic Transaction Clearing, Inc.|350
BATRA|LIBERTY BRAVES CS A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2222
BATRA|LIBERTY BRAVES CS A|ETRS|E*Trade Securities LLC|8934
BATRA|LIBERTY BRAVES CS A|FBCO|Credit Suisse Securities (USA) LLC|26020
BATRA|LIBERTY BRAVES CS A|FMCO|First Manhattan Co|30
BATRA|LIBERTY BRAVES CS A|FOMA|TD AMERITRADE CLEARING, INC.|27350
BATRA|LIBERTY BRAVES CS A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7378
BATRA|LIBERTY BRAVES CS A|FTBR|Foliofn Investments, Inc.|465
BATRA|LIBERTY BRAVES CS A|GEBB|GLOBAL EXECUTION BROKERS, LP|2653
BATRA|LIBERTY BRAVES CS A|GLPX|ACS EXECUTION SERVICES, LLC|3920
BATRA|LIBERTY BRAVES CS A|GSCO|GOLDMAN SACHS & CO. LLC|68963
BATRA|LIBERTY BRAVES CS A|GSCS|GOLDMAN SACHS & CO. LLC|1660
BATRA|LIBERTY BRAVES CS A|GSLT|GOLDMAN SACHS & CO. LLC|300
BATRA|LIBERTY BRAVES CS A|GTSZ|GTS SECURITIES LLC|5313
BATRA|LIBERTY BRAVES CS A|HRBF|American Enterprise Investment Services Inc.|915
BATRA|LIBERTY BRAVES CS A|HSBC|HSBC Securities, Inc.|831
BATRA|LIBERTY BRAVES CS A|IATS|INTERACTIVE BROKERS LLC|5750
BATRA|LIBERTY BRAVES CS A|IBKR|Interactive Brokers Llc|48668
BATRA|LIBERTY BRAVES CS A|IBSJ|Integrity Brokerage Services, Inc.|300
BATRA|LIBERTY BRAVES CS A|ICBX|INSTINET, LLC|4100
BATRA|LIBERTY BRAVES CS A|IEQY|CITADEL SECURITIES LLC|6680
BATRA|LIBERTY BRAVES CS A|INCA|INSTINET, LLC|22065
BATRA|LIBERTY BRAVES CS A|INJX|INSTINET, LLC|1039
BATRA|LIBERTY BRAVES CS A|ITGI|ITG Inc.|6410
BATRA|LIBERTY BRAVES CS A|ITGP|ITG INC.|3800
BATRA|LIBERTY BRAVES CS A|JANY|Janney Montgomery Scott Inc.|100
BATRA|LIBERTY BRAVES CS A|JEFF|JEFFERIES LLC|13606
BATRA|LIBERTY BRAVES CS A|JMPT|JUMP TRADING, LLC|238
BATRA|LIBERTY BRAVES CS A|JONE|JonesTrading|1
BATRA|LIBERTY BRAVES CS A|JPMX|J.P. Morgan Securities LLC|10317
BATRA|LIBERTY BRAVES CS A|JSJX|JANE STREET CAPITAL LLC|403
BATRA|LIBERTY BRAVES CS A|KCGM|VIRTU Americas LLC|377
BATRA|LIBERTY BRAVES CS A|LEHM|Barclays Capital Inc./Le|67273
BATRA|LIBERTY BRAVES CS A|LIME|Lime Brokerage LLC|49481
BATRA|LIBERTY BRAVES CS A|LMGP|LIME BROKERAGE LLC|3000
BATRA|LIBERTY BRAVES CS A|MAXM|Maxim Group LLC|778
BATRA|LIBERTY BRAVES CS A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
BATRA|LIBERTY BRAVES CS A|MSCO|MORGAN STANLEY & CO. LLC|190070
BATRA|LIBERTY BRAVES CS A|MSPL|MORGAN STANLEY & CO. LLC|4400
BATRA|LIBERTY BRAVES CS A|MSTX|MORGAN STANLEY & CO. LLC|1200
BATRA|LIBERTY BRAVES CS A|NFSC|National Financial Services LLC|17341
BATRA|LIBERTY BRAVES CS A|NITE|VIRTU Americas LLC|49192
BATRA|LIBERTY BRAVES CS A|NMRA|Nomura Securities International, Inc.|4000
BATRA|LIBERTY BRAVES CS A|NQRB|Brut, LLC|1100
BATRA|LIBERTY BRAVES CS A|OPCO|Oppenheimer & Co. Inc.|24
BATRA|LIBERTY BRAVES CS A|PDQM|CODA MARKETS, INC.|100
BATRA|LIBERTY BRAVES CS A|PREC|PRECISION SECURITIES, LLC|500
BATRA|LIBERTY BRAVES CS A|PWJC|UBS Financial Services, Inc.|473
BATRA|LIBERTY BRAVES CS A|RAJA|Raymond James & Associates, Inc.|1645
BATRA|LIBERTY BRAVES CS A|RBCM|RBC CAPITAL MARKETS, LLC|1061
BATRA|LIBERTY BRAVES CS A|SBSH|Citigroup Global Markets Inc.|56145
BATRA|LIBERTY BRAVES CS A|SGMT|GOLDMAN SACHS & CO. LLC|2141
BATRA|LIBERTY BRAVES CS A|STFL|Stifel, Nicolaus & Company, Incorporated|2869
BATRA|LIBERTY BRAVES CS A|STKP|STOCKPILE INVESTMENTS, INC.|16
BATRA|LIBERTY BRAVES CS A|SWIM|TD Ameritrade, Inc.|545
BATRA|LIBERTY BRAVES CS A|SWST|Hilltop Securities Inc.|1211
BATRA|LIBERTY BRAVES CS A|TKNG|ALLY INVEST SECURITIES LLC|325
BATRA|LIBERTY BRAVES CS A|TRBT|Tradebot Systems, Inc.|6472
BATRA|LIBERTY BRAVES CS A|TRCM|TRC MARKETS LLC|20920
BATRA|LIBERTY BRAVES CS A|UBSA|UBS SECURITIES LLC|15531
BATRA|LIBERTY BRAVES CS A|UBSS|UBS Securities LLC|78766
BATRA|LIBERTY BRAVES CS A|VALX|VIRTU AMERICAS LLC|3846
BATRA|LIBERTY BRAVES CS A|VGRD|Vanguard Marketing Corporation|1001
BATRA|LIBERTY BRAVES CS A|WBLR|WILLIAM BLAIR|1212
BATRA|LIBERTY BRAVES CS A|WCHV|WELLS FARGO SECURITIES, LLC|3746
BATRA|LIBERTY BRAVES CS A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11449
BATRA|LIBERTY BRAVES CS A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1618
BATRA|LIBERTY BRAVES CS A|WGIF|CIBC World Markets Inc.|320
BATRA|LIBERTY BRAVES CS A|WSEA|WOLVERINE SECURITIES, LLC|90
BATRA|LIBERTY BRAVES CS A|XIST|INSTINET, LLC|260
BATRA|LIBERTY BRAVES CS A|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
BATRA|LIBERTY BRAVES CS A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|164
BATRK|LIBERTY BRAVES CS C|ADAM|CANACCORD GENUITY INC.|6700
BATRK|LIBERTY BRAVES CS C|AGIS|Aegis Capital Corp.|200
BATRK|LIBERTY BRAVES CS C|ALTX|Alternet Securities Inc.|7381
BATRK|LIBERTY BRAVES CS C|APCC|Apex Clearing Corporation|15
BATRK|LIBERTY BRAVES CS C|BATM|CBOE TRADING, INC.|68
BATRK|LIBERTY BRAVES CS C|BAYT|BTIG, LLC|1300
BATRK|LIBERTY BRAVES CS C|BBNT|BB&T SECURITIES, LLC|1
BATRK|LIBERTY BRAVES CS C|BERN|Sanford C. Bernstein & Co., LLC|57308
BATRK|LIBERTY BRAVES CS C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|821
BATRK|LIBERTY BRAVES CS C|BMOC|BMO Capital Markets Corp.|5579
BATRK|LIBERTY BRAVES CS C|BNPX|BNP PARIBAS SECURITIES CORP.|1981
BATRK|LIBERTY BRAVES CS C|BTIG|BTIG, LLC|2370
BATRK|LIBERTY BRAVES CS C|BYXM|CBOE TRADING, INC.|821
BATRK|LIBERTY BRAVES CS C|CANT|Cantor Fitzgerald & Co.|12115
BATRK|LIBERTY BRAVES CS C|CICF|Canaccord Genuity Corp.|2440
BATRK|LIBERTY BRAVES CS C|CIST|Capital Institutional Services, Inc.|29
BATRK|LIBERTY BRAVES CS C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4728
BATRK|LIBERTY BRAVES CS C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2720
BATRK|LIBERTY BRAVES CS C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62640
BATRK|LIBERTY BRAVES CS C|CTDL|Citadel Derivatives Group Llc|3210
BATRK|LIBERTY BRAVES CS C|CXCX|CITIGROUP GLOBAL MARKETS INC.|5264
BATRK|LIBERTY BRAVES CS C|DBAB|Deutsche Bank Securities Inc.|102601
BATRK|LIBERTY BRAVES CS C|DBAX|Deutsche Bank Securities Inc.|33500
BATRK|LIBERTY BRAVES CS C|DBUL|Deutsche Bank Securities Inc.|100
BATRK|LIBERTY BRAVES CS C|DEAN|MORGAN STANLEY|3974
BATRK|LIBERTY BRAVES CS C|DEGS|RONIN PROFESSIONAL LLC|900
BATRK|LIBERTY BRAVES CS C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|234
BATRK|LIBERTY BRAVES CS C|EBXL|EBX LLC|55300
BATRK|LIBERTY BRAVES CS C|ECUT|CONVERGEX EXECUTION SOLUTIONS|796
BATRK|LIBERTY BRAVES CS C|EGAM|CBOE TRADING, INC.|1856
BATRK|LIBERTY BRAVES CS C|EGMT|EG MARKET TECHNOLOGIES LLC|300
BATRK|LIBERTY BRAVES CS C|EGXM|CBOE TRADING, INC.|354
BATRK|LIBERTY BRAVES CS C|ETBE|Electronic Transaction Clearing, Inc.|4363
BATRK|LIBERTY BRAVES CS C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6771
BATRK|LIBERTY BRAVES CS C|ETRS|E*Trade Securities LLC|1276
BATRK|LIBERTY BRAVES CS C|FBCO|Credit Suisse Securities (USA) LLC|95508
BATRK|LIBERTY BRAVES CS C|FMCO|First Manhattan Co|47
BATRK|LIBERTY BRAVES CS C|FOMA|TD AMERITRADE CLEARING, INC.|4850
BATRK|LIBERTY BRAVES CS C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|503
BATRK|LIBERTY BRAVES CS C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48528
BATRK|LIBERTY BRAVES CS C|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|700
BATRK|LIBERTY BRAVES CS C|FTBR|Foliofn Investments, Inc.|3
BATRK|LIBERTY BRAVES CS C|GEBB|GLOBAL EXECUTION BROKERS, LP|10187
BATRK|LIBERTY BRAVES CS C|GLPX|ACS EXECUTION SERVICES, LLC|21599
BATRK|LIBERTY BRAVES CS C|GSCO|GOLDMAN SACHS & CO. LLC|174014
BATRK|LIBERTY BRAVES CS C|GSCS|GOLDMAN SACHS & CO. LLC|5000
BATRK|LIBERTY BRAVES CS C|GSLT|GOLDMAN SACHS & CO. LLC|700
BATRK|LIBERTY BRAVES CS C|GTSZ|GTS SECURITIES LLC|10591
BATRK|LIBERTY BRAVES CS C|HRBF|American Enterprise Investment Services Inc.|1436
BATRK|LIBERTY BRAVES CS C|HSBC|HSBC Securities, Inc.|300
BATRK|LIBERTY BRAVES CS C|IATS|INTERACTIVE BROKERS LLC|8765
BATRK|LIBERTY BRAVES CS C|IBKR|Interactive Brokers Llc|44820
BATRK|LIBERTY BRAVES CS C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|34
BATRK|LIBERTY BRAVES CS C|ICBX|INSTINET, LLC|13300
BATRK|LIBERTY BRAVES CS C|IEQY|CITADEL SECURITIES LLC|20339
BATRK|LIBERTY BRAVES CS C|INCA|INSTINET, LLC|48979
BATRK|LIBERTY BRAVES CS C|INJX|INSTINET, LLC|3435
BATRK|LIBERTY BRAVES CS C|ITGI|ITG Inc.|7714
BATRK|LIBERTY BRAVES CS C|ITGP|ITG INC.|27400
BATRK|LIBERTY BRAVES CS C|JANY|Janney Montgomery Scott Inc.|501
BATRK|LIBERTY BRAVES CS C|JEFF|JEFFERIES LLC|31644
BATRK|LIBERTY BRAVES CS C|JMPT|JUMP TRADING, LLC|14033
BATRK|LIBERTY BRAVES CS C|JPBX|J.P. MORGAN SECURITIES LLC|10394
BATRK|LIBERTY BRAVES CS C|JPMX|J.P. Morgan Securities LLC|73665
BATRK|LIBERTY BRAVES CS C|JSJX|JANE STREET CAPITAL LLC|3763
BATRK|LIBERTY BRAVES CS C|KCGM|VIRTU Americas LLC|12261
BATRK|LIBERTY BRAVES CS C|LEHM|Barclays Capital Inc./Le|268344
BATRK|LIBERTY BRAVES CS C|LIME|Lime Brokerage LLC|96986
BATRK|LIBERTY BRAVES CS C|LMGP|LIME BROKERAGE LLC|2451
BATRK|LIBERTY BRAVES CS C|LSCI|Lek Securities Corporation|60
BATRK|LIBERTY BRAVES CS C|LTCO|Ladenburg, Thalmann & Co., Inc.|46294
BATRK|LIBERTY BRAVES CS C|MAXM|Maxim Group LLC|3801
BATRK|LIBERTY BRAVES CS C|MCMF|Raymond James Ltd. Cds|494
BATRK|LIBERTY BRAVES CS C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12200
BATRK|LIBERTY BRAVES CS C|MOTF|MOTIF INVESTING, INC.|3
BATRK|LIBERTY BRAVES CS C|MSCO|MORGAN STANLEY & CO. LLC|371728
BATRK|LIBERTY BRAVES CS C|MSPL|MORGAN STANLEY & CO. LLC|42300
BATRK|LIBERTY BRAVES CS C|MSTX|MORGAN STANLEY & CO. LLC|2200
BATRK|LIBERTY BRAVES CS C|NFSC|National Financial Services LLC|25762
BATRK|LIBERTY BRAVES CS C|NITE|VIRTU Americas LLC|77590
BATRK|LIBERTY BRAVES CS C|NITP|VIRTU Americas LLC|1300
BATRK|LIBERTY BRAVES CS C|NQRB|Brut, LLC|1338
BATRK|LIBERTY BRAVES CS C|OPCO|Oppenheimer & Co. Inc.|202
BATRK|LIBERTY BRAVES CS C|OTAA|OTA LLC|4400
BATRK|LIBERTY BRAVES CS C|PDQM|CODA MARKETS, INC.|2372
BATRK|LIBERTY BRAVES CS C|PWJC|UBS Financial Services, Inc.|3609
BATRK|LIBERTY BRAVES CS C|RAJA|Raymond James & Associates, Inc.|6383
BATRK|LIBERTY BRAVES CS C|RBCM|RBC CAPITAL MARKETS, LLC|412
BATRK|LIBERTY BRAVES CS C|SAGL|SAGETRADER, LLC|2810
BATRK|LIBERTY BRAVES CS C|SBSH|Citigroup Global Markets Inc.|104740
BATRK|LIBERTY BRAVES CS C|SGMT|GOLDMAN SACHS & CO. LLC|16585
BATRK|LIBERTY BRAVES CS C|SPDR|SPEEDROUTE LLC|2400
BATRK|LIBERTY BRAVES CS C|STFL|Stifel, Nicolaus & Company, Incorporated|9
BATRK|LIBERTY BRAVES CS C|STKP|STOCKPILE INVESTMENTS, INC.|10
BATRK|LIBERTY BRAVES CS C|SWIM|TD Ameritrade, Inc.|430
BATRK|LIBERTY BRAVES CS C|SWST|Hilltop Securities Inc.|2509
BATRK|LIBERTY BRAVES CS C|TRBT|Tradebot Systems, Inc.|32891
BATRK|LIBERTY BRAVES CS C|TRCM|TRC MARKETS LLC|52967
BATRK|LIBERTY BRAVES CS C|UBSA|UBS SECURITIES LLC|106285
BATRK|LIBERTY BRAVES CS C|UBSS|UBS Securities LLC|249655
BATRK|LIBERTY BRAVES CS C|VALX|VIRTU AMERICAS LLC|4450
BATRK|LIBERTY BRAVES CS C|VGRD|Vanguard Marketing Corporation|389
BATRK|LIBERTY BRAVES CS C|WCHV|WELLS FARGO SECURITIES, LLC|71177
BATRK|LIBERTY BRAVES CS C|WEDB|WEDBUSH SECURITIES INC.|50
BATRK|LIBERTY BRAVES CS C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3062
BATRK|LIBERTY BRAVES CS C|WFPB|Wells Fargo Securities, LLC.|800
BATRK|LIBERTY BRAVES CS C|WGIF|CIBC World Markets Inc.|3740
BATRK|LIBERTY BRAVES CS C|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
BATRK|LIBERTY BRAVES CS C|WSEA|WOLVERINE SECURITIES, LLC|46
BATRK|LIBERTY BRAVES CS C|XIST|INSTINET, LLC|1800
BATRK|LIBERTY BRAVES CS C|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
BATRK|LIBERTY BRAVES CS C|YKNA|COMHAR CAPITAL MARKETS, LLC|1150
BATRK|LIBERTY BRAVES CS C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|469
BATT|AMPLIFY ADVANCED BAT|BATM|CBOE TRADING, INC.|5
BATT|AMPLIFY ADVANCED BAT|BTIG|BTIG, LLC|255950
BATT|AMPLIFY ADVANCED BAT|BYXM|CBOE TRADING, INC.|200
BATT|AMPLIFY ADVANCED BAT|CHAS|Charles Schwab & Co., Inc.|1465
BATT|AMPLIFY ADVANCED BAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26461
BATT|AMPLIFY ADVANCED BAT|CTDL|Citadel Derivatives Group Llc|34147
BATT|AMPLIFY ADVANCED BAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
BATT|AMPLIFY ADVANCED BAT|DBAB|Deutsche Bank Securities Inc.|500
BATT|AMPLIFY ADVANCED BAT|DBAX|Deutsche Bank Securities Inc.|14000
BATT|AMPLIFY ADVANCED BAT|EBXL|EBX LLC|3300
BATT|AMPLIFY ADVANCED BAT|ETRS|E*Trade Securities LLC|13139
BATT|AMPLIFY ADVANCED BAT|GEBB|GLOBAL EXECUTION BROKERS, LP|6400
BATT|AMPLIFY ADVANCED BAT|GLIS|TD Securities Inc|50
BATT|AMPLIFY ADVANCED BAT|GSCO|GOLDMAN SACHS & CO. LLC|700
BATT|AMPLIFY ADVANCED BAT|GSLT|GOLDMAN SACHS & CO. LLC|200
BATT|AMPLIFY ADVANCED BAT|GTSZ|GTS SECURITIES LLC|644
BATT|AMPLIFY ADVANCED BAT|HRBF|American Enterprise Investment Services Inc.|1050
BATT|AMPLIFY ADVANCED BAT|IBKR|Interactive Brokers Llc|4928
BATT|AMPLIFY ADVANCED BAT|ICBX|INSTINET, LLC|15750
BATT|AMPLIFY ADVANCED BAT|ITGI|ITG Inc.|4400
BATT|AMPLIFY ADVANCED BAT|ITGP|ITG INC.|33800
BATT|AMPLIFY ADVANCED BAT|JPMX|J.P. Morgan Securities LLC|5630
BATT|AMPLIFY ADVANCED BAT|JSEB|JANE STREET EXECUTION SERVICES, LLC|44700
BATT|AMPLIFY ADVANCED BAT|JSJX|JANE STREET CAPITAL LLC|16510
BATT|AMPLIFY ADVANCED BAT|KCGM|VIRTU Americas LLC|36442
BATT|AMPLIFY ADVANCED BAT|LEHM|Barclays Capital Inc./Le|20800
BATT|AMPLIFY ADVANCED BAT|LIME|Lime Brokerage LLC|5
BATT|AMPLIFY ADVANCED BAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
BATT|AMPLIFY ADVANCED BAT|MSCO|MORGAN STANLEY & CO. LLC|15186
BATT|AMPLIFY ADVANCED BAT|MSPL|MORGAN STANLEY & CO. LLC|1600
BATT|AMPLIFY ADVANCED BAT|NFSC|National Financial Services LLC|36563
BATT|AMPLIFY ADVANCED BAT|NITE|VIRTU Americas LLC|48790
BATT|AMPLIFY ADVANCED BAT|OPCO|Oppenheimer & Co. Inc.|60700
BATT|AMPLIFY ADVANCED BAT|PDQM|CODA MARKETS, INC.|5400
BATT|AMPLIFY ADVANCED BAT|PWJC|UBS Financial Services, Inc.|200
BATT|AMPLIFY ADVANCED BAT|RBCM|RBC CAPITAL MARKETS, LLC|3506
BATT|AMPLIFY ADVANCED BAT|SALI|INTL FCSTONE FINANCIAL INC.|800
BATT|AMPLIFY ADVANCED BAT|SBSH|Citigroup Global Markets Inc.|425
BATT|AMPLIFY ADVANCED BAT|SGMT|GOLDMAN SACHS & CO. LLC|1568
BATT|AMPLIFY ADVANCED BAT|SWIM|TD Ameritrade, Inc.|3360
BATT|AMPLIFY ADVANCED BAT|SWST|Hilltop Securities Inc.|940
BATT|AMPLIFY ADVANCED BAT|TKNG|ALLY INVEST SECURITIES LLC|60
BATT|AMPLIFY ADVANCED BAT|UBSA|UBS SECURITIES LLC|39525
BATT|AMPLIFY ADVANCED BAT|UBSS|UBS Securities LLC|33849
BATT|AMPLIFY ADVANCED BAT|VGRD|Vanguard Marketing Corporation|5361
BATT|AMPLIFY ADVANCED BAT|WCHV|WELLS FARGO SECURITIES, LLC|2021
BATT|AMPLIFY ADVANCED BAT|WEDB|WEDBUSH SECURITIES INC.|1000
BATT|AMPLIFY ADVANCED BAT|WSEA|WOLVERINE SECURITIES, LLC|213
BATT|AMPLIFY ADVANCED BAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|8900
BATT|AMPLIFY ADVANCED BAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
BAX|BAXTER INTL INC|ABLE|NATIXIS Securities Americas LLC|317714
BAX|BAXTER INTL INC|ADAM|CANACCORD GENUITY INC.|14725
BAX|BAXTER INTL INC|AGIS|Aegis Capital Corp.|29
BAX|BAXTER INTL INC|ALLN|Allen & Company LLC|1206
BAX|BAXTER INTL INC|ALTX|Alternet Securities Inc.|24437
BAX|BAXTER INTL INC|ANOS|ABEL/NOSER, L.L.C.|932
BAX|BAXTER INTL INC|APCC|Apex Clearing Corporation|1249
BAX|BAXTER INTL INC|BALE|M&T SECURITIES, INC.|515
BAX|BAXTER INTL INC|BANK|Primevest Financial Services, Inc.|237
BAX|BAXTER INTL INC|BARD|Robert W. Baird & Co. Incorporated|5746
BAX|BAXTER INTL INC|BATM|CBOE TRADING, INC.|21444
BAX|BAXTER INTL INC|BAYC|BAY CREST PARTNERS, LLC|140
BAX|BAXTER INTL INC|BBNT|BB&T SECURITIES, LLC|1141
BAX|BAXTER INTL INC|BERN|Sanford C. Bernstein & Co., LLC|322933
BAX|BAXTER INTL INC|BIDS|BIDS TRADING L.P.|59344
BAX|BAXTER INTL INC|BIMI|Banca IMI Securities Corp.|500
BAX|BAXTER INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25475
BAX|BAXTER INTL INC|BLKX|INSTINET, LLC|306217
BAX|BAXTER INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|161338
BAX|BAXTER INTL INC|BRGE|Newbridge Securities Corp.|165
BAX|BAXTER INTL INC|BTIG|BTIG, LLC|712369
BAX|BAXTER INTL INC|BYXM|CBOE TRADING, INC.|5983
BAX|BAXTER INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|1887
BAX|BAXTER INTL INC|CABR|Cabrera Capital Markets, Inc.|300
BAX|BAXTER INTL INC|CANT|Cantor Fitzgerald & Co.|110575
BAX|BAXTER INTL INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|76164
BAX|BAXTER INTL INC|CHAS|Charles Schwab & Co., Inc.|25499
BAX|BAXTER INTL INC|CIBP|CIBC World Markets Corp.|363229
BAX|BAXTER INTL INC|CIOI|CITIGROUP GLOBAL MARKETS INC|30000
BAX|BAXTER INTL INC|CIST|Capital Institutional Services, Inc.|5404
BAX|BAXTER INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|331934
BAX|BAXTER INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3989
BAX|BAXTER INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|987055
BAX|BAXTER INTL INC|CTDL|Citadel Derivatives Group Llc|34128
BAX|BAXTER INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|102204
BAX|BAXTER INTL INC|DADA|D.A. Davidson & Co.|1480
BAX|BAXTER INTL INC|DBAB|Deutsche Bank Securities Inc.|620814
BAX|BAXTER INTL INC|DBAX|Deutsche Bank Securities Inc.|1025900
BAX|BAXTER INTL INC|DBUL|Deutsche Bank Securities Inc.|1443
BAX|BAXTER INTL INC|DCHF|Dart Executions, LLC|9328
BAX|BAXTER INTL INC|DEAN|MORGAN STANLEY|19987
BAX|BAXTER INTL INC|DEGS|RONIN PROFESSIONAL LLC|400
BAX|BAXTER INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2921
BAX|BAXTER INTL INC|DRWK|DRW SECURITIES, L.L.C.|13194
BAX|BAXTER INTL INC|EBXL|EBX LLC|609100
BAX|BAXTER INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|75455
BAX|BAXTER INTL INC|EDJC|Edward Jones / CDS|222
BAX|BAXTER INTL INC|EDJO|Edward D. Jones & Co., L.P.|10834
BAX|BAXTER INTL INC|EGAM|CBOE TRADING, INC.|68142
BAX|BAXTER INTL INC|EGAW|CBOE TRADING, INC.|518
BAX|BAXTER INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|2639
BAX|BAXTER INTL INC|EGXM|CBOE TRADING, INC.|12439
BAX|BAXTER INTL INC|EGXW|CBOE TRADING, INC.|6
BAX|BAXTER INTL INC|ELEV|ELEVATION, LLC|6628
BAX|BAXTER INTL INC|ETBE|Electronic Transaction Clearing, Inc.|55676
BAX|BAXTER INTL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
BAX|BAXTER INTL INC|ETCC|Electronic Transaction Clearing, Inc.|763
BAX|BAXTER INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24332
BAX|BAXTER INTL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1116
BAX|BAXTER INTL INC|ETRS|E*Trade Securities LLC|474485
BAX|BAXTER INTL INC|FBSB|U.S. Bancorp Investments, Inc.|930
BAX|BAXTER INTL INC|FIDT|Fidelity Clearing Canada ULC./ CDS|294
BAX|BAXTER INTL INC|FILL|Tradestation Securities, Inc.|1173
BAX|BAXTER INTL INC|FINX|FINTECH SECURITIES|818
BAX|BAXTER INTL INC|FMAF|NBCN Inc./ CDS|4796
BAX|BAXTER INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6985
BAX|BAXTER INTL INC|FQLS|Quantlab Securities LP|543897
BAX|BAXTER INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130467
BAX|BAXTER INTL INC|FTBR|Foliofn Investments, Inc.|8616
BAX|BAXTER INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8621
BAX|BAXTER INTL INC|GLIS|TD Securities Inc|361
BAX|BAXTER INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|97804
BAX|BAXTER INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|4705347
BAX|BAXTER INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|38043
BAX|BAXTER INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|36651
BAX|BAXTER INTL INC|GTSZ|GTS SECURITIES LLC|317447
BAX|BAXTER INTL INC|GUGS|Guggenheim Securities, LLC|44
BAX|BAXTER INTL INC|HRBF|American Enterprise Investment Services Inc.|20768
BAX|BAXTER INTL INC|HSBC|HSBC Securities, Inc.|22065
BAX|BAXTER INTL INC|IATS|INTERACTIVE BROKERS LLC|11683
BAX|BAXTER INTL INC|IBKR|Interactive Brokers Llc|20764
BAX|BAXTER INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4544
BAX|BAXTER INTL INC|ICBX|INSTINET, LLC|292680
BAX|BAXTER INTL INC|IEQY|CITADEL SECURITIES LLC|197796
BAX|BAXTER INTL INC|INCA|INSTINET, LLC|931388
BAX|BAXTER INTL INC|INJX|INSTINET, LLC|20462
BAX|BAXTER INTL INC|ITGI|ITG Inc.|248129
BAX|BAXTER INTL INC|ITGP|ITG INC.|312400
BAX|BAXTER INTL INC|JANY|Janney Montgomery Scott Inc.|12375
BAX|BAXTER INTL INC|JEFF|JEFFERIES LLC|369394
BAX|BAXTER INTL INC|JMPT|JUMP TRADING, LLC|272905
BAX|BAXTER INTL INC|JONE|JonesTrading|23
BAX|BAXTER INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|226114
BAX|BAXTER INTL INC|JPMX|J.P. Morgan Securities LLC|881267
BAX|BAXTER INTL INC|JSJX|JANE STREET CAPITAL LLC|17978
BAX|BAXTER INTL INC|KCGM|VIRTU Americas LLC|151078
BAX|BAXTER INTL INC|KEYB|KEYBANC CAPITAL MARKETS INC.|16000
BAX|BAXTER INTL INC|LEHM|Barclays Capital Inc./Le|1867084
BAX|BAXTER INTL INC|LIME|Lime Brokerage LLC|162090
BAX|BAXTER INTL INC|LOOP|Loop Capital Markets LLC|8871
BAX|BAXTER INTL INC|LQNA|LIQUIDNET, INC.|248300
BAX|BAXTER INTL INC|LQNB|LIQUIDNET, INC.|1700
BAX|BAXTER INTL INC|LSCI|Lek Securities Corporation|1063
BAX|BAXTER INTL INC|LVMR|LIVERMORE TRADING GROUP, INC.|600
BAX|BAXTER INTL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BAX|BAXTER INTL INC|MACC|Mid Atlantic Capital Corporation|917
BAX|BAXTER INTL INC|MACQ|Macquarie Capital (USA) Inc.|600
BAX|BAXTER INTL INC|MAXM|Maxim Group LLC|1150
BAX|BAXTER INTL INC|MCMF|Raymond James Ltd. Cds|557
BAX|BAXTER INTL INC|MKMP|MKM Partners LLC|39000
BAX|BAXTER INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|396914
BAX|BAXTER INTL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4500
BAX|BAXTER INTL INC|MOTF|MOTIF INVESTING, INC.|6
BAX|BAXTER INTL INC|MSCO|MORGAN STANLEY & CO. LLC|8308284
BAX|BAXTER INTL INC|MSPL|MORGAN STANLEY & CO. LLC|600800
BAX|BAXTER INTL INC|MSTX|MORGAN STANLEY & CO. LLC|470900
BAX|BAXTER INTL INC|NATL|National Securities Corporation|80
BAX|BAXTER INTL INC|NBCS|NBC Securities, INC.|211
BAX|BAXTER INTL INC|NFSC|National Financial Services LLC|165775
BAX|BAXTER INTL INC|NITE|VIRTU Americas LLC|832864
BAX|BAXTER INTL INC|NITP|VIRTU Americas LLC|610
BAX|BAXTER INTL INC|NQRB|Brut, LLC|81379
BAX|BAXTER INTL INC|NTBF|BMO Nesbitt Burns Inc./CDS|367
BAX|BAXTER INTL INC|NTRC|Northern Trust Securities, Inc.|2342
BAX|BAXTER INTL INC|OHOS|TWO SIGMA SECURITIES, LLC|143997
BAX|BAXTER INTL INC|OPCO|Oppenheimer & Co. Inc.|3383
BAX|BAXTER INTL INC|OTAA|OTA LLC|2000
BAX|BAXTER INTL INC|PDQM|CODA MARKETS, INC.|425253
BAX|BAXTER INTL INC|PHLY|NASDAQ Execution Services, LLC|2600
BAX|BAXTER INTL INC|PICT|Pictet Overseas Inc.|143
BAX|BAXTER INTL INC|PIPR|Piper Jaffray & Co.|49206
BAX|BAXTER INTL INC|PWJC|UBS Financial Services, Inc.|4554
BAX|BAXTER INTL INC|QMSR|QUATTRO M SECURITIES INC.|6157
BAX|BAXTER INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|24068
BAX|BAXTER INTL INC|RHCO|Suntrust Robinson Humphrey, Inc.|24050
BAX|BAXTER INTL INC|SAGL|SAGETRADER, LLC|38759
BAX|BAXTER INTL INC|SAGW|SAGETRADER, LLC|9582
BAX|BAXTER INTL INC|SALI|INTL FCSTONE FINANCIAL INC.|59
BAX|BAXTER INTL INC|SBSH|Citigroup Global Markets Inc.|848822
BAX|BAXTER INTL INC|SEIC|SEI Investments Distribution Co.|5768
BAX|BAXTER INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|573405
BAX|BAXTER INTL INC|SJLS|TRADE INFORMATICS LLC|100
BAX|BAXTER INTL INC|SPDR|SPEEDROUTE LLC|77557
BAX|BAXTER INTL INC|SPHN|Stephens Inc.|542
BAX|BAXTER INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|48904
BAX|BAXTER INTL INC|STKP|STOCKPILE INVESTMENTS, INC.|44
BAX|BAXTER INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10216
BAX|BAXTER INTL INC|SWIM|TD Ameritrade, Inc.|23856
BAX|BAXTER INTL INC|SWST|Hilltop Securities Inc.|5529
BAX|BAXTER INTL INC|TAGC|TELSEY ADVISORY GROUP LLC|1145
BAX|BAXTER INTL INC|TDSI|TD Securities (USA) LLC|2100
BAX|BAXTER INTL INC|TKNG|ALLY INVEST SECURITIES LLC|327
BAX|BAXTER INTL INC|TMBR|Timber Hill LLC|20
BAX|BAXTER INTL INC|TRBT|Tradebot Systems, Inc.|449294
BAX|BAXTER INTL INC|TRCM|TRC MARKETS LLC|449777
BAX|BAXTER INTL INC|UBSA|UBS SECURITIES LLC|1945227
BAX|BAXTER INTL INC|UBSS|UBS Securities LLC|2891959
BAX|BAXTER INTL INC|VALX|VIRTU AMERICAS LLC|23837
BAX|BAXTER INTL INC|VERT|The Vertical Trading Group, LLC|749
BAX|BAXTER INTL INC|VGRD|Vanguard Marketing Corporation|5503
BAX|BAXTER INTL INC|VSIN|Vision Financial Markets Llc|18
BAX|BAXTER INTL INC|WABR|Wall Street Access|8290
BAX|BAXTER INTL INC|WBLR|WILLIAM BLAIR|407
BAX|BAXTER INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|8230
BAX|BAXTER INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|351371
BAX|BAXTER INTL INC|WDNX|WEEDEN & CO.L.P.|18712
BAX|BAXTER INTL INC|WEDB|WEDBUSH SECURITIES INC.|14755
BAX|BAXTER INTL INC|WEED|Weeden & Co.L.P.|105639
BAX|BAXTER INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|51302
BAX|BAXTER INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|622
BAX|BAXTER INTL INC|WGIF|CIBC World Markets Inc.|13196
BAX|BAXTER INTL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3234
BAX|BAXTER INTL INC|WSAG|WALL STREET ACCESS|36
BAX|BAXTER INTL INC|WSEA|WOLVERINE SECURITIES, LLC|2003
BAX|BAXTER INTL INC|XIST|INSTINET, LLC|94186
BAX|BAXTER INTL INC|XPQR|Jump Trading|800
BAX|BAXTER INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|95050
BAX|BAXTER INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3922
BAX|BAXTER INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9407
BB|BLACKBERRY LIMITED|ADAM|CANACCORD GENUITY INC.|285000
BB|BLACKBERRY LIMITED|AGIS|Aegis Capital Corp.|2800
BB|BLACKBERRY LIMITED|ALTX|Alternet Securities Inc.|28840
BB|BLACKBERRY LIMITED|APCC|Apex Clearing Corporation|434332
BB|BLACKBERRY LIMITED|BARD|Robert W. Baird & Co. Incorporated|5996
BB|BLACKBERRY LIMITED|BATM|CBOE TRADING, INC.|21767
BB|BLACKBERRY LIMITED|BAYT|BTIG, LLC|3100
BB|BLACKBERRY LIMITED|BBNT|BB&T SECURITIES, LLC|5303
BB|BLACKBERRY LIMITED|BERN|Sanford C. Bernstein & Co., LLC|35865
BB|BLACKBERRY LIMITED|BIDS|BIDS TRADING L.P.|700
BB|BLACKBERRY LIMITED|BIMI|Banca IMI Securities Corp.|42015
BB|BLACKBERRY LIMITED|BKCM|BNY Mellon Capital Markets LLC|1183
BB|BLACKBERRY LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|103082
BB|BLACKBERRY LIMITED|BLKX|INSTINET, LLC|103600
BB|BLACKBERRY LIMITED|BMOC|BMO Capital Markets Corp.|208168
BB|BLACKBERRY LIMITED|BNPX|BNP PARIBAS SECURITIES CORP.|118071
BB|BLACKBERRY LIMITED|BTIG|BTIG, LLC|2243
BB|BLACKBERRY LIMITED|BYXM|CBOE TRADING, INC.|3850
BB|BLACKBERRY LIMITED|BZYD|GOLDMAN SACHS & CO. LLC|1500
BB|BLACKBERRY LIMITED|CABR|Cabrera Capital Markets, Inc.|6975
BB|BLACKBERRY LIMITED|CHAS|Charles Schwab & Co., Inc.|18710
BB|BLACKBERRY LIMITED|CICF|Canaccord Genuity Corp.|57661
BB|BLACKBERRY LIMITED|CIST|Capital Institutional Services, Inc.|2195
BB|BLACKBERRY LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|486535
BB|BLACKBERRY LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8000
BB|BLACKBERRY LIMITED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22300
BB|BLACKBERRY LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1815375
BB|BLACKBERRY LIMITED|CTDL|Citadel Derivatives Group Llc|5603
BB|BLACKBERRY LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|251300
BB|BLACKBERRY LIMITED|DBAB|Deutsche Bank Securities Inc.|245508
BB|BLACKBERRY LIMITED|DBAX|Deutsche Bank Securities Inc.|1455700
BB|BLACKBERRY LIMITED|DBUL|Deutsche Bank Securities Inc.|7150
BB|BLACKBERRY LIMITED|DCHF|Dart Executions, LLC|23285
BB|BLACKBERRY LIMITED|DEAN|MORGAN STANLEY|14150
BB|BLACKBERRY LIMITED|DEGS|RONIN PROFESSIONAL LLC|900
BB|BLACKBERRY LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29878
BB|BLACKBERRY LIMITED|EBXL|EBX LLC|928500
BB|BLACKBERRY LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|302295
BB|BLACKBERRY LIMITED|EDJO|Edward D. Jones & Co., L.P.|12765
BB|BLACKBERRY LIMITED|EGAM|CBOE TRADING, INC.|28406
BB|BLACKBERRY LIMITED|EGAW|CBOE TRADING, INC.|1671
BB|BLACKBERRY LIMITED|EGXM|CBOE TRADING, INC.|63502
BB|BLACKBERRY LIMITED|EGXW|CBOE TRADING, INC.|35
BB|BLACKBERRY LIMITED|ETBE|Electronic Transaction Clearing, Inc.|63480
BB|BLACKBERRY LIMITED|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|21300
BB|BLACKBERRY LIMITED|ETCB|ETC BROKERAGE SERVICES, LLC|300
BB|BLACKBERRY LIMITED|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1800
BB|BLACKBERRY LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11916
BB|BLACKBERRY LIMITED|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
BB|BLACKBERRY LIMITED|ETRS|E*Trade Securities LLC|2970851
BB|BLACKBERRY LIMITED|FBSB|U.S. Bancorp Investments, Inc.|155
BB|BLACKBERRY LIMITED|FIDT|Fidelity Clearing Canada ULC./ CDS|12109
BB|BLACKBERRY LIMITED|FILL|Tradestation Securities, Inc.|174341
BB|BLACKBERRY LIMITED|FINX|FINTECH SECURITIES|350
BB|BLACKBERRY LIMITED|FMAF|NBCN Inc./ CDS|294166
BB|BLACKBERRY LIMITED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3855
BB|BLACKBERRY LIMITED|FQLS|Quantlab Securities LP|494230
BB|BLACKBERRY LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|251607
BB|BLACKBERRY LIMITED|FTBR|Foliofn Investments, Inc.|28545
BB|BLACKBERRY LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|51753
BB|BLACKBERRY LIMITED|GLIS|TD Securities Inc|235597
BB|BLACKBERRY LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|103362
BB|BLACKBERRY LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|2054040
BB|BLACKBERRY LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|24007
BB|BLACKBERRY LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|29858
BB|BLACKBERRY LIMITED|GTSZ|GTS SECURITIES LLC|131222
BB|BLACKBERRY LIMITED|HRBF|American Enterprise Investment Services Inc.|66119
BB|BLACKBERRY LIMITED|HSBC|HSBC Securities, Inc.|8969
BB|BLACKBERRY LIMITED|IATS|INTERACTIVE BROKERS LLC|348109
BB|BLACKBERRY LIMITED|IBKR|Interactive Brokers Llc|544416
BB|BLACKBERRY LIMITED|IBSJ|Integrity Brokerage Services, Inc.|1300
BB|BLACKBERRY LIMITED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|167
BB|BLACKBERRY LIMITED|ICBX|INSTINET, LLC|348196
BB|BLACKBERRY LIMITED|INCA|INSTINET, LLC|698665
BB|BLACKBERRY LIMITED|INJX|INSTINET, LLC|7692
BB|BLACKBERRY LIMITED|ITGI|ITG Inc.|390723
BB|BLACKBERRY LIMITED|ITGP|ITG INC.|522200
BB|BLACKBERRY LIMITED|JANY|Janney Montgomery Scott Inc.|13350
BB|BLACKBERRY LIMITED|JEFF|JEFFERIES LLC|428408
BB|BLACKBERRY LIMITED|JMPT|JUMP TRADING, LLC|175524
BB|BLACKBERRY LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|12710
BB|BLACKBERRY LIMITED|JPMX|J.P. Morgan Securities LLC|1552091
BB|BLACKBERRY LIMITED|JSCL|JOSEPH STONE CAPITAL L.L.C.|1740
BB|BLACKBERRY LIMITED|JSJX|JANE STREET CAPITAL LLC|18660
BB|BLACKBERRY LIMITED|KCGM|VIRTU Americas LLC|279137
BB|BLACKBERRY LIMITED|KRSH|Kershner Securities, LLC|5762
BB|BLACKBERRY LIMITED|LEHM|Barclays Capital Inc./Le|3124970
BB|BLACKBERRY LIMITED|LIME|Lime Brokerage LLC|77457
BB|BLACKBERRY LIMITED|LMNX|LUMINEX TRADING & ANALYTICS LLC|710600
BB|BLACKBERRY LIMITED|LPCM|Lampert Capital Markets Inc.|4062
BB|BLACKBERRY LIMITED|LQNA|LIQUIDNET, INC.|22000
BB|BLACKBERRY LIMITED|LSCI|Lek Securities Corporation|6
BB|BLACKBERRY LIMITED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
BB|BLACKBERRY LIMITED|MACQ|Macquarie Capital (USA) Inc.|23670
BB|BLACKBERRY LIMITED|MAGM|TOR BROKERAGE LLC|6000
BB|BLACKBERRY LIMITED|MAXM|Maxim Group LLC|583016
BB|BLACKBERRY LIMITED|MBTS|ALLY INVEST SECURITIES LLC|11701
BB|BLACKBERRY LIMITED|MCMF|Raymond James Ltd. Cds|21000
BB|BLACKBERRY LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1075468
BB|BLACKBERRY LIMITED|MOTF|MOTIF INVESTING, INC.|74
BB|BLACKBERRY LIMITED|MPSG|E D & F Man Capital Markets Inc.|124452
BB|BLACKBERRY LIMITED|MSCO|MORGAN STANLEY & CO. LLC|3317572
BB|BLACKBERRY LIMITED|MSPL|MORGAN STANLEY & CO. LLC|1956400
BB|BLACKBERRY LIMITED|MSTX|MORGAN STANLEY & CO. LLC|570100
BB|BLACKBERRY LIMITED|NATL|National Securities Corporation|16375
BB|BLACKBERRY LIMITED|NBCS|NBC Securities, INC.|1100
BB|BLACKBERRY LIMITED|NEUB|NEUBERGER BERMAN BD LLC|425
BB|BLACKBERRY LIMITED|NFSC|National Financial Services LLC|3716301
BB|BLACKBERRY LIMITED|NITE|VIRTU Americas LLC|7449444
BB|BLACKBERRY LIMITED|NITP|VIRTU Americas LLC|333323
BB|BLACKBERRY LIMITED|NQRB|Brut, LLC|25421
BB|BLACKBERRY LIMITED|NTBF|BMO Nesbitt Burns Inc./CDS|38566
BB|BLACKBERRY LIMITED|OHOS|TWO SIGMA SECURITIES, LLC|81064
BB|BLACKBERRY LIMITED|OPCO|Oppenheimer & Co. Inc.|28414
BB|BLACKBERRY LIMITED|PCFF|Pacific International Securities Inc./CDS|4300
BB|BLACKBERRY LIMITED|PCPT|PHILLIP CAPITAL INC.|8778
BB|BLACKBERRY LIMITED|PDQM|CODA MARKETS, INC.|170340
BB|BLACKBERRY LIMITED|PHLY|NASDAQ Execution Services, LLC|256000
BB|BLACKBERRY LIMITED|PIPR|Piper Jaffray & Co.|630
BB|BLACKBERRY LIMITED|POIN|PRECISION SECURITIES, LLC (POIN)|200
BB|BLACKBERRY LIMITED|PWJC|UBS Financial Services, Inc.|13535
BB|BLACKBERRY LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|160278
BB|BLACKBERRY LIMITED|RGLD|Regal Securities, Inc|1634
BB|BLACKBERRY LIMITED|SAGL|SAGETRADER, LLC|64014
BB|BLACKBERRY LIMITED|SAGW|SAGETRADER, LLC|5039
BB|BLACKBERRY LIMITED|SALI|INTL FCSTONE FINANCIAL INC.|1632
BB|BLACKBERRY LIMITED|SBRX|MURIEL SIEBERT & CO INC|200
BB|BLACKBERRY LIMITED|SBSH|Citigroup Global Markets Inc.|209158
BB|BLACKBERRY LIMITED|SCMC|Scotia Capital Markets (USA) Inc.|100
BB|BLACKBERRY LIMITED|SEIC|SEI Investments Distribution Co.|3200
BB|BLACKBERRY LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|898772
BB|BLACKBERRY LIMITED|SOGO|Wang Investment Associates, Inc.|129
BB|BLACKBERRY LIMITED|SPDR|SPEEDROUTE LLC|52245
BB|BLACKBERRY LIMITED|SPNT|SEVEN POINTS CAPITAL, LLC|50512
BB|BLACKBERRY LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|8294
BB|BLACKBERRY LIMITED|STKP|STOCKPILE INVESTMENTS, INC.|1194
BB|BLACKBERRY LIMITED|SWIM|TD Ameritrade, Inc.|1279519
BB|BLACKBERRY LIMITED|SWST|Hilltop Securities Inc.|11282
BB|BLACKBERRY LIMITED|TKNG|ALLY INVEST SECURITIES LLC|67960
BB|BLACKBERRY LIMITED|TMBR|Timber Hill LLC|700
BB|BLACKBERRY LIMITED|TRBT|Tradebot Systems, Inc.|501053
BB|BLACKBERRY LIMITED|TRCM|TRC MARKETS LLC|161966
BB|BLACKBERRY LIMITED|TWTT|TASTYWORKS, INC.|4345
BB|BLACKBERRY LIMITED|UBSA|UBS SECURITIES LLC|2339102
BB|BLACKBERRY LIMITED|UBSS|UBS Securities LLC|1548744
BB|BLACKBERRY LIMITED|VALX|VIRTU AMERICAS LLC|234939
BB|BLACKBERRY LIMITED|VGRD|Vanguard Marketing Corporation|321058
BB|BLACKBERRY LIMITED|VSIN|Vision Financial Markets Llc|31189
BB|BLACKBERRY LIMITED|WBLR|WILLIAM BLAIR|4650
BB|BLACKBERRY LIMITED|WBPX|SUMMIT SECURITIES GROUP, LLC|1926
BB|BLACKBERRY LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|288446
BB|BLACKBERRY LIMITED|WEDB|WEDBUSH SECURITIES INC.|55475
BB|BLACKBERRY LIMITED|WEED|Weeden & Co.L.P.|856
BB|BLACKBERRY LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|103853
BB|BLACKBERRY LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|321988
BB|BLACKBERRY LIMITED|WLTH|WEALTHFRONT BROKERAGE CORPORATION|60
BB|BLACKBERRY LIMITED|WSEA|WOLVERINE SECURITIES, LLC|74451
BB|BLACKBERRY LIMITED|XIST|INSTINET, LLC|79800
BB|BLACKBERRY LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|435706
BB|BLACKBERRY LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|2695
BB|BLACKBERRY LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33929
BBBY|BED BATH & BEYOND|ABLE|NATIXIS Securities Americas LLC|7405
BBBY|BED BATH & BEYOND|ADAM|CANACCORD GENUITY INC.|10032
BBBY|BED BATH & BEYOND|AGIS|Aegis Capital Corp.|575
BBBY|BED BATH & BEYOND|ALLN|Allen & Company LLC|21897
BBBY|BED BATH & BEYOND|ALTX|Alternet Securities Inc.|64276
BBBY|BED BATH & BEYOND|ANDG|Andrew Garrett Inc.|200
BBBY|BED BATH & BEYOND|ANOS|ABEL/NOSER, L.L.C.|2896
BBBY|BED BATH & BEYOND|APCC|Apex Clearing Corporation|177117
BBBY|BED BATH & BEYOND|AQUA|AQUA SECURITIES L.P.|5600
BBBY|BED BATH & BEYOND|BANK|Primevest Financial Services, Inc.|587
BBBY|BED BATH & BEYOND|BARD|Robert W. Baird & Co. Incorporated|21255
BBBY|BED BATH & BEYOND|BATM|CBOE TRADING, INC.|32435
BBBY|BED BATH & BEYOND|BAYT|BTIG, LLC|11000
BBBY|BED BATH & BEYOND|BBNT|BB&T SECURITIES, LLC|221
BBBY|BED BATH & BEYOND|BERN|Sanford C. Bernstein & Co., LLC|300300
BBBY|BED BATH & BEYOND|BIAD|SAGETRADER, LLC|1290
BBBY|BED BATH & BEYOND|BIDS|BIDS TRADING L.P.|3000
BBBY|BED BATH & BEYOND|BIMI|Banca IMI Securities Corp.|1118
BBBY|BED BATH & BEYOND|BKCM|BNY Mellon Capital Markets LLC|26369
BBBY|BED BATH & BEYOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62569
BBBY|BED BATH & BEYOND|BLKX|INSTINET, LLC|216240
BBBY|BED BATH & BEYOND|BMOC|BMO Capital Markets Corp.|10147
BBBY|BED BATH & BEYOND|BNPX|BNP PARIBAS SECURITIES CORP.|292543
BBBY|BED BATH & BEYOND|BRVL|BLAYLOCK VAN, LLC|1300
BBBY|BED BATH & BEYOND|BTIG|BTIG, LLC|532647
BBBY|BED BATH & BEYOND|BYXM|CBOE TRADING, INC.|12192
BBBY|BED BATH & BEYOND|CANT|Cantor Fitzgerald & Co.|12965
BBBY|BED BATH & BEYOND|CHAS|Charles Schwab & Co., Inc.|9828
BBBY|BED BATH & BEYOND|CIOI|CITIGROUP GLOBAL MARKETS INC|57800
BBBY|BED BATH & BEYOND|CIST|Capital Institutional Services, Inc.|3474
BBBY|BED BATH & BEYOND|CNFR|Cowen Prime Services LLC|3100
BBBY|BED BATH & BEYOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|547617
BBBY|BED BATH & BEYOND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|52811
BBBY|BED BATH & BEYOND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|54313
BBBY|BED BATH & BEYOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2387835
BBBY|BED BATH & BEYOND|CSMS|CORNERSTONE MACRO LLC|300
BBBY|BED BATH & BEYOND|CTDE|CHOICETRADE|301
BBBY|BED BATH & BEYOND|CTDL|Citadel Derivatives Group Llc|115616
BBBY|BED BATH & BEYOND|CTLR|CUTLER GROUP, LP|4400
BBBY|BED BATH & BEYOND|CXCX|CITIGROUP GLOBAL MARKETS INC.|285524
BBBY|BED BATH & BEYOND|DBAB|Deutsche Bank Securities Inc.|2236494
BBBY|BED BATH & BEYOND|DBAX|Deutsche Bank Securities Inc.|1547700
BBBY|BED BATH & BEYOND|DBUL|Deutsche Bank Securities Inc.|75999
BBBY|BED BATH & BEYOND|DCHF|Dart Executions, LLC|55841
BBBY|BED BATH & BEYOND|DEAN|MORGAN STANLEY|24216
BBBY|BED BATH & BEYOND|DEGS|RONIN PROFESSIONAL LLC|1800
BBBY|BED BATH & BEYOND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|147626
BBBY|BED BATH & BEYOND|DRWK|DRW SECURITIES, L.L.C.|213389
BBBY|BED BATH & BEYOND|EBXL|EBX LLC|813400
BBBY|BED BATH & BEYOND|ECUT|CONVERGEX EXECUTION SOLUTIONS|209998
BBBY|BED BATH & BEYOND|EDJC|Edward Jones / CDS|1730
BBBY|BED BATH & BEYOND|EDJO|Edward D. Jones & Co., L.P.|14684
BBBY|BED BATH & BEYOND|EGAM|CBOE TRADING, INC.|114543
BBBY|BED BATH & BEYOND|EGAW|CBOE TRADING, INC.|6365
BBBY|BED BATH & BEYOND|EGMT|EG MARKET TECHNOLOGIES LLC|200
BBBY|BED BATH & BEYOND|EGXM|CBOE TRADING, INC.|35569
BBBY|BED BATH & BEYOND|EGXW|CBOE TRADING, INC.|1521
BBBY|BED BATH & BEYOND|ELEV|ELEVATION, LLC|23419
BBBY|BED BATH & BEYOND|EROM|Eroom Securities L.L.C.|3600
BBBY|BED BATH & BEYOND|ESPO|ESPOSITO SECURITIES, LLC|2320
BBBY|BED BATH & BEYOND|ETBE|Electronic Transaction Clearing, Inc.|210923
BBBY|BED BATH & BEYOND|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|57705
BBBY|BED BATH & BEYOND|ETCC|Electronic Transaction Clearing, Inc.|750
BBBY|BED BATH & BEYOND|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|29726
BBBY|BED BATH & BEYOND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44627
BBBY|BED BATH & BEYOND|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BBBY|BED BATH & BEYOND|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|448321
BBBY|BED BATH & BEYOND|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|51426
BBBY|BED BATH & BEYOND|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3250
BBBY|BED BATH & BEYOND|ETRS|E*Trade Securities LLC|1183111
BBBY|BED BATH & BEYOND|FBCO|Credit Suisse Securities (USA) LLC|7993927
BBBY|BED BATH & BEYOND|FBRC|B. RILEY FBR, INC.|3700
BBBY|BED BATH & BEYOND|FCST|INTL FCSTONE FINANCIAL INC.|985
BBBY|BED BATH & BEYOND|FILL|Tradestation Securities, Inc.|92965
BBBY|BED BATH & BEYOND|FINX|FINTECH SECURITIES|300
BBBY|BED BATH & BEYOND|FMAF|NBCN Inc./ CDS|13020
BBBY|BED BATH & BEYOND|FOMA|TD AMERITRADE CLEARING, INC.|2021011
BBBY|BED BATH & BEYOND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|56564
BBBY|BED BATH & BEYOND|FQLS|Quantlab Securities LP|1951462
BBBY|BED BATH & BEYOND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|277650
BBBY|BED BATH & BEYOND|FTBR|Foliofn Investments, Inc.|4492
BBBY|BED BATH & BEYOND|GBMT|GBM International, Inc.|5366
BBBY|BED BATH & BEYOND|GEBB|GLOBAL EXECUTION BROKERS, LP|156961
BBBY|BED BATH & BEYOND|GLPX|ACS EXECUTION SERVICES, LLC|200382
BBBY|BED BATH & BEYOND|GSCO|GOLDMAN SACHS & CO. LLC|9273220
BBBY|BED BATH & BEYOND|GSCS|GOLDMAN SACHS & CO. LLC|311356
BBBY|BED BATH & BEYOND|GSLT|GOLDMAN SACHS & CO. LLC|39275
BBBY|BED BATH & BEYOND|GTSZ|GTS SECURITIES LLC|252133
BBBY|BED BATH & BEYOND|HRBF|American Enterprise Investment Services Inc.|18601
BBBY|BED BATH & BEYOND|HSBC|HSBC Securities, Inc.|72913
BBBY|BED BATH & BEYOND|IATS|INTERACTIVE BROKERS LLC|86249
BBBY|BED BATH & BEYOND|IBKR|Interactive Brokers Llc|849538
BBBY|BED BATH & BEYOND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2058
BBBY|BED BATH & BEYOND|ICBX|INSTINET, LLC|305341
BBBY|BED BATH & BEYOND|IEQY|CITADEL SECURITIES LLC|695527
BBBY|BED BATH & BEYOND|INCA|INSTINET, LLC|2734888
BBBY|BED BATH & BEYOND|INJX|INSTINET, LLC|109539
BBBY|BED BATH & BEYOND|ITGI|ITG Inc.|633630
BBBY|BED BATH & BEYOND|ITGP|ITG INC.|1270400
BBBY|BED BATH & BEYOND|JANY|Janney Montgomery Scott Inc.|3428
BBBY|BED BATH & BEYOND|JEFF|JEFFERIES LLC|436759
BBBY|BED BATH & BEYOND|JMPT|JUMP TRADING, LLC|335443
BBBY|BED BATH & BEYOND|JONE|JonesTrading|13345
BBBY|BED BATH & BEYOND|JPBX|J.P. MORGAN SECURITIES LLC|391961
BBBY|BED BATH & BEYOND|JPMX|J.P. Morgan Securities LLC|2503443
BBBY|BED BATH & BEYOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|5100
BBBY|BED BATH & BEYOND|JSJX|JANE STREET CAPITAL LLC|19218
BBBY|BED BATH & BEYOND|JUTA|JUMP TRADING, LLC|600
BBBY|BED BATH & BEYOND|KCGM|VIRTU Americas LLC|379457
BBBY|BED BATH & BEYOND|KCRD|PHX FINANCIAL, INC.|1750
BBBY|BED BATH & BEYOND|KEYB|KEYBANC CAPITAL MARKETS INC.|85000
BBBY|BED BATH & BEYOND|LEER|LEERINK PARTNERS LLC|1310
BBBY|BED BATH & BEYOND|LEHM|Barclays Capital Inc./Le|8230102
BBBY|BED BATH & BEYOND|LIME|Lime Brokerage LLC|579596
BBBY|BED BATH & BEYOND|LMGP|LIME BROKERAGE LLC|9100
BBBY|BED BATH & BEYOND|LOOP|Loop Capital Markets LLC|33449
BBBY|BED BATH & BEYOND|LQNA|LIQUIDNET, INC.|116700
BBBY|BED BATH & BEYOND|LSCI|Lek Securities Corporation|13483
BBBY|BED BATH & BEYOND|LTCO|Ladenburg, Thalmann & Co., Inc.|290791
BBBY|BED BATH & BEYOND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8394
BBBY|BED BATH & BEYOND|MACC|Mid Atlantic Capital Corporation|230
BBBY|BED BATH & BEYOND|MACQ|Macquarie Capital (USA) Inc.|500
BBBY|BED BATH & BEYOND|MAGM|TOR BROKERAGE LLC|2000
BBBY|BED BATH & BEYOND|MAXM|Maxim Group LLC|205191
BBBY|BED BATH & BEYOND|MCMF|Raymond James Ltd. Cds|770
BBBY|BED BATH & BEYOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|799510
BBBY|BED BATH & BEYOND|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|903
BBBY|BED BATH & BEYOND|MOTF|MOTIF INVESTING, INC.|8
BBBY|BED BATH & BEYOND|MSCO|MORGAN STANLEY & CO. LLC|12620218
BBBY|BED BATH & BEYOND|MSPL|MORGAN STANLEY & CO. LLC|2036000
BBBY|BED BATH & BEYOND|MSTX|MORGAN STANLEY & CO. LLC|2013000
BBBY|BED BATH & BEYOND|MTON|MILLINGTON SECURITIES, INC.|37600
BBBY|BED BATH & BEYOND|MWCC|Monness Crespi Hardt & Co., Inc.|23500
BBBY|BED BATH & BEYOND|NATL|National Securities Corporation|13550
BBBY|BED BATH & BEYOND|NEED|Needham & Company, LLC|25200
BBBY|BED BATH & BEYOND|NFSC|National Financial Services LLC|1607472
BBBY|BED BATH & BEYOND|NITE|VIRTU Americas LLC|4591288
BBBY|BED BATH & BEYOND|NITP|VIRTU Americas LLC|16447
BBBY|BED BATH & BEYOND|NQRB|Brut, LLC|111837
BBBY|BED BATH & BEYOND|OHOS|TWO SIGMA SECURITIES, LLC|271504
BBBY|BED BATH & BEYOND|OPCO|Oppenheimer & Co. Inc.|13540
BBBY|BED BATH & BEYOND|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4409
BBBY|BED BATH & BEYOND|PCPT|PHILLIP CAPITAL INC.|100
BBBY|BED BATH & BEYOND|PDQM|CODA MARKETS, INC.|436187
BBBY|BED BATH & BEYOND|PHLY|NASDAQ Execution Services, LLC|61600
BBBY|BED BATH & BEYOND|PIPR|Piper Jaffray & Co.|136675
BBBY|BED BATH & BEYOND|PWJC|UBS Financial Services, Inc.|4237
BBBY|BED BATH & BEYOND|RAJA|Raymond James & Associates, Inc.|9626
BBBY|BED BATH & BEYOND|RBCM|RBC CAPITAL MARKETS, LLC|29975
BBBY|BED BATH & BEYOND|RHOX|XR Securities LLC|88092
BBBY|BED BATH & BEYOND|SAGL|SAGETRADER, LLC|192674
BBBY|BED BATH & BEYOND|SAGW|SAGETRADER, LLC|2071
BBBY|BED BATH & BEYOND|SALI|INTL FCSTONE FINANCIAL INC.|7591
BBBY|BED BATH & BEYOND|SBSH|Citigroup Global Markets Inc.|3369209
BBBY|BED BATH & BEYOND|SGMT|GOLDMAN SACHS & CO. LLC|846529
BBBY|BED BATH & BEYOND|SIBO|Prime Executions, Inc.|40682
BBBY|BED BATH & BEYOND|SOGO|Wang Investment Associates, Inc.|2185
BBBY|BED BATH & BEYOND|SPDR|SPEEDROUTE LLC|45783
BBBY|BED BATH & BEYOND|SPHN|Stephens Inc.|175674
BBBY|BED BATH & BEYOND|SPNT|SEVEN POINTS CAPITAL, LLC|17038
BBBY|BED BATH & BEYOND|SPTD|MINT GLOBAL MARKETS, INC.|3500
BBBY|BED BATH & BEYOND|SSBS|STATE STREET GLOBAL MARKETS, LLC|2000
BBBY|BED BATH & BEYOND|STFL|Stifel, Nicolaus & Company, Incorporated|279196
BBBY|BED BATH & BEYOND|STKP|STOCKPILE INVESTMENTS, INC.|106
BBBY|BED BATH & BEYOND|STTT|STATETRUST INVESTMENTS INC.|45
BBBY|BED BATH & BEYOND|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|99
BBBY|BED BATH & BEYOND|SWIM|TD Ameritrade, Inc.|2129049
BBBY|BED BATH & BEYOND|SWST|Hilltop Securities Inc.|6135
BBBY|BED BATH & BEYOND|TKNG|ALLY INVEST SECURITIES LLC|31769
BBBY|BED BATH & BEYOND|TMBR|Timber Hill LLC|2218
BBBY|BED BATH & BEYOND|TONC|CUTTONE & CO., LLC|11678
BBBY|BED BATH & BEYOND|TOUR|TOURMALINE PARTNERS, LLC|17977
BBBY|BED BATH & BEYOND|TRBT|Tradebot Systems, Inc.|1282282
BBBY|BED BATH & BEYOND|TRCM|TRC MARKETS LLC|1160208
BBBY|BED BATH & BEYOND|TWTT|TASTYWORKS, INC.|6105
BBBY|BED BATH & BEYOND|UBSA|UBS SECURITIES LLC|3237695
BBBY|BED BATH & BEYOND|UBSS|UBS Securities LLC|5593834
BBBY|BED BATH & BEYOND|VALX|VIRTU AMERICAS LLC|77167
BBBY|BED BATH & BEYOND|VERT|The Vertical Trading Group, LLC|33386
BBBY|BED BATH & BEYOND|VFIN|National Securities Corporation|600
BBBY|BED BATH & BEYOND|VGRD|Vanguard Marketing Corporation|34382
BBBY|BED BATH & BEYOND|VSIN|Vision Financial Markets Llc|1401
BBBY|BED BATH & BEYOND|WABR|Wall Street Access|275
BBBY|BED BATH & BEYOND|WBPX|SUMMIT SECURITIES GROUP, LLC|2866
BBBY|BED BATH & BEYOND|WCHV|WELLS FARGO SECURITIES, LLC|585131
BBBY|BED BATH & BEYOND|WDNX|WEEDEN & CO.L.P.|998
BBBY|BED BATH & BEYOND|WEDB|WEDBUSH SECURITIES INC.|60851
BBBY|BED BATH & BEYOND|WEED|Weeden & Co.L.P.|4400
BBBY|BED BATH & BEYOND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|118643
BBBY|BED BATH & BEYOND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|162484
BBBY|BED BATH & BEYOND|WFPB|Wells Fargo Securities, LLC.|30432
BBBY|BED BATH & BEYOND|WGIF|CIBC World Markets Inc.|31555
BBBY|BED BATH & BEYOND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|576
BBBY|BED BATH & BEYOND|WORD|Worden Capital Management LLC|2800
BBBY|BED BATH & BEYOND|WSAG|WALL STREET ACCESS|324
BBBY|BED BATH & BEYOND|WSEA|WOLVERINE SECURITIES, LLC|67763
BBBY|BED BATH & BEYOND|WTFS|JUST2TRADE, INC.|300
BBBY|BED BATH & BEYOND|XIST|INSTINET, LLC|323272
BBBY|BED BATH & BEYOND|XPQR|Jump Trading|10
BBBY|BED BATH & BEYOND|XSTM|NATIONAL FINANCIAL SERVICES LLC|307322
BBBY|BED BATH & BEYOND|YKNA|COMHAR CAPITAL MARKETS, LLC|20602
BBBY|BED BATH & BEYOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14442
BBC|VIRTUS LFSC BIO ETF|APCC|Apex Clearing Corporation|579
BBC|VIRTUS LFSC BIO ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|977
BBC|VIRTUS LFSC BIO ETF|CANT|Cantor Fitzgerald & Co.|335
BBC|VIRTUS LFSC BIO ETF|CHAS|Charles Schwab & Co., Inc.|2
BBC|VIRTUS LFSC BIO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4708
BBC|VIRTUS LFSC BIO ETF|DBAX|Deutsche Bank Securities Inc.|900
BBC|VIRTUS LFSC BIO ETF|DEAN|MORGAN STANLEY|2527
BBC|VIRTUS LFSC BIO ETF|EBXL|EBX LLC|700
BBC|VIRTUS LFSC BIO ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|39
BBC|VIRTUS LFSC BIO ETF|EGXM|CBOE TRADING, INC.|50
BBC|VIRTUS LFSC BIO ETF|ETRS|E*Trade Securities LLC|904
BBC|VIRTUS LFSC BIO ETF|FTBR|Foliofn Investments, Inc.|962
BBC|VIRTUS LFSC BIO ETF|GSLT|GOLDMAN SACHS & CO. LLC|2242
BBC|VIRTUS LFSC BIO ETF|HRBF|American Enterprise Investment Services Inc.|300
BBC|VIRTUS LFSC BIO ETF|IATS|INTERACTIVE BROKERS LLC|1906
BBC|VIRTUS LFSC BIO ETF|IBKR|Interactive Brokers Llc|3644
BBC|VIRTUS LFSC BIO ETF|ICBX|INSTINET, LLC|1380
BBC|VIRTUS LFSC BIO ETF|INCA|INSTINET, LLC|100
BBC|VIRTUS LFSC BIO ETF|ITGI|ITG Inc.|5700
BBC|VIRTUS LFSC BIO ETF|ITGP|ITG INC.|200
BBC|VIRTUS LFSC BIO ETF|JANY|Janney Montgomery Scott Inc.|45
BBC|VIRTUS LFSC BIO ETF|JPMX|J.P. Morgan Securities LLC|824
BBC|VIRTUS LFSC BIO ETF|JSJX|JANE STREET CAPITAL LLC|28151
BBC|VIRTUS LFSC BIO ETF|KCGM|VIRTU Americas LLC|3462
BBC|VIRTUS LFSC BIO ETF|LEHM|Barclays Capital Inc./Le|1200
BBC|VIRTUS LFSC BIO ETF|LIME|Lime Brokerage LLC|1699
BBC|VIRTUS LFSC BIO ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4238
BBC|VIRTUS LFSC BIO ETF|MOTF|MOTIF INVESTING, INC.|3
BBC|VIRTUS LFSC BIO ETF|MSCO|MORGAN STANLEY & CO. LLC|4143
BBC|VIRTUS LFSC BIO ETF|MSPL|MORGAN STANLEY & CO. LLC|100
BBC|VIRTUS LFSC BIO ETF|NFSC|National Financial Services LLC|88344
BBC|VIRTUS LFSC BIO ETF|NITE|VIRTU Americas LLC|55250
BBC|VIRTUS LFSC BIO ETF|RBCM|RBC CAPITAL MARKETS, LLC|9797
BBC|VIRTUS LFSC BIO ETF|SALI|INTL FCSTONE FINANCIAL INC.|700
BBC|VIRTUS LFSC BIO ETF|SGMT|GOLDMAN SACHS & CO. LLC|549
BBC|VIRTUS LFSC BIO ETF|STFL|Stifel, Nicolaus & Company, Incorporated|3764
BBC|VIRTUS LFSC BIO ETF|SWIM|TD Ameritrade, Inc.|1657
BBC|VIRTUS LFSC BIO ETF|UBSA|UBS SECURITIES LLC|7570
BBC|VIRTUS LFSC BIO ETF|UBSS|UBS Securities LLC|10821
BBC|VIRTUS LFSC BIO ETF|VALX|VIRTU AMERICAS LLC|852
BBC|VIRTUS LFSC BIO ETF|VGRD|Vanguard Marketing Corporation|3566
BBC|VIRTUS LFSC BIO ETF|WCHV|WELLS FARGO SECURITIES, LLC|2044
BBC|VIRTUS LFSC BIO ETF|WGIF|CIBC World Markets Inc.|813
BBC|VIRTUS LFSC BIO ETF|WSEA|WOLVERINE SECURITIES, LLC|39
BBC|VIRTUS LFSC BIO ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5262
BBD|BANCO BRADESCO ADS|ADAM|CANACCORD GENUITY INC.|144200
BBD|BANCO BRADESCO ADS|ALFA|ALPHA TRADING L.P.|121237
BBD|BANCO BRADESCO ADS|ALTX|Alternet Securities Inc.|28030
BBD|BANCO BRADESCO ADS|APCC|Apex Clearing Corporation|18142
BBD|BANCO BRADESCO ADS|BARD|Robert W. Baird & Co. Incorporated|3643
BBD|BANCO BRADESCO ADS|BATM|CBOE TRADING, INC.|6519
BBD|BANCO BRADESCO ADS|BAYC|BAY CREST PARTNERS, LLC|223570
BBD|BANCO BRADESCO ADS|BAYT|BTIG, LLC|5700
BBD|BANCO BRADESCO ADS|BBNT|BB&T SECURITIES, LLC|7241
BBD|BANCO BRADESCO ADS|BERN|Sanford C. Bernstein & Co., LLC|25127
BBD|BANCO BRADESCO ADS|BIDS|BIDS TRADING L.P.|1700
BBD|BANCO BRADESCO ADS|BKCM|BNY Mellon Capital Markets LLC|11184
BBD|BANCO BRADESCO ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|306862
BBD|BANCO BRADESCO ADS|BLKX|INSTINET, LLC|254300
BBD|BANCO BRADESCO ADS|BMOC|BMO Capital Markets Corp.|1151896
BBD|BANCO BRADESCO ADS|BNPX|BNP PARIBAS SECURITIES CORP.|23840
BBD|BANCO BRADESCO ADS|BYXM|CBOE TRADING, INC.|368
BBD|BANCO BRADESCO ADS|BZYD|GOLDMAN SACHS & CO. LLC|830
BBD|BANCO BRADESCO ADS|CHAS|Charles Schwab & Co., Inc.|28865
BBD|BANCO BRADESCO ADS|CIST|Capital Institutional Services, Inc.|34500
BBD|BANCO BRADESCO ADS|CLSA|CLSA AMERICAS, LLC|12500
BBD|BANCO BRADESCO ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|203310
BBD|BANCO BRADESCO ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4447263
BBD|BANCO BRADESCO ADS|CTDL|Citadel Derivatives Group Llc|75993
BBD|BANCO BRADESCO ADS|CTLR|CUTLER GROUP, LP|1650
BBD|BANCO BRADESCO ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|823972
BBD|BANCO BRADESCO ADS|DBAB|Deutsche Bank Securities Inc.|545389
BBD|BANCO BRADESCO ADS|DBAX|Deutsche Bank Securities Inc.|2160900
BBD|BANCO BRADESCO ADS|DBUL|Deutsche Bank Securities Inc.|20409
BBD|BANCO BRADESCO ADS|DCHF|Dart Executions, LLC|48215
BBD|BANCO BRADESCO ADS|DEAN|MORGAN STANLEY|84273
BBD|BANCO BRADESCO ADS|DEGS|RONIN PROFESSIONAL LLC|200
BBD|BANCO BRADESCO ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|692323
BBD|BANCO BRADESCO ADS|EBXL|EBX LLC|2476700
BBD|BANCO BRADESCO ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|155044
BBD|BANCO BRADESCO ADS|EDJO|Edward D. Jones & Co., L.P.|1309
BBD|BANCO BRADESCO ADS|EGAM|CBOE TRADING, INC.|44496
BBD|BANCO BRADESCO ADS|EGAW|CBOE TRADING, INC.|468
BBD|BANCO BRADESCO ADS|EGXM|CBOE TRADING, INC.|5450
BBD|BANCO BRADESCO ADS|EGXW|CBOE TRADING, INC.|175
BBD|BANCO BRADESCO ADS|ETBE|Electronic Transaction Clearing, Inc.|218482
BBD|BANCO BRADESCO ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
BBD|BANCO BRADESCO ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
BBD|BANCO BRADESCO ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|74
BBD|BANCO BRADESCO ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
BBD|BANCO BRADESCO ADS|ETRS|E*Trade Securities LLC|187943
BBD|BANCO BRADESCO ADS|FILL|Tradestation Securities, Inc.|110427
BBD|BANCO BRADESCO ADS|FMAF|NBCN Inc./ CDS|89138
BBD|BANCO BRADESCO ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3248
BBD|BANCO BRADESCO ADS|FQLS|Quantlab Securities LP|1756357
BBD|BANCO BRADESCO ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|257214
BBD|BANCO BRADESCO ADS|FTBR|Foliofn Investments, Inc.|6282
BBD|BANCO BRADESCO ADS|GARC|ICAP Corporates LLC|595969
BBD|BANCO BRADESCO ADS|GBMT|GBM International, Inc.|4161
BBD|BANCO BRADESCO ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|66397
BBD|BANCO BRADESCO ADS|GLPX|ACS EXECUTION SERVICES, LLC|212705
BBD|BANCO BRADESCO ADS|GSCO|GOLDMAN SACHS & CO. LLC|5657635
BBD|BANCO BRADESCO ADS|GSCS|GOLDMAN SACHS & CO. LLC|13200
BBD|BANCO BRADESCO ADS|GSLT|GOLDMAN SACHS & CO. LLC|172110
BBD|BANCO BRADESCO ADS|GTSZ|GTS SECURITIES LLC|265511
BBD|BANCO BRADESCO ADS|HRBF|American Enterprise Investment Services Inc.|5642
BBD|BANCO BRADESCO ADS|HSBC|HSBC Securities, Inc.|755911
BBD|BANCO BRADESCO ADS|IATS|INTERACTIVE BROKERS LLC|176211
BBD|BANCO BRADESCO ADS|IBKR|Interactive Brokers Llc|228573
BBD|BANCO BRADESCO ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7905
BBD|BANCO BRADESCO ADS|ICBX|INSTINET, LLC|1715324
BBD|BANCO BRADESCO ADS|INCA|INSTINET, LLC|1885519
BBD|BANCO BRADESCO ADS|INJX|INSTINET, LLC|7400
BBD|BANCO BRADESCO ADS|INTL|INTL FCSTONE FINANCIAL INC.|336
BBD|BANCO BRADESCO ADS|ITGI|ITG Inc.|835725
BBD|BANCO BRADESCO ADS|ITGP|ITG INC.|2255000
BBD|BANCO BRADESCO ADS|JEFF|JEFFERIES LLC|989380
BBD|BANCO BRADESCO ADS|JMPT|JUMP TRADING, LLC|339067
BBD|BANCO BRADESCO ADS|JPBX|J.P. MORGAN SECURITIES LLC|265186
BBD|BANCO BRADESCO ADS|JPMX|J.P. Morgan Securities LLC|5756682
BBD|BANCO BRADESCO ADS|JSJX|JANE STREET CAPITAL LLC|1723
BBD|BANCO BRADESCO ADS|KCGM|VIRTU Americas LLC|1075950
BBD|BANCO BRADESCO ADS|KRSH|Kershner Securities, LLC|30273
BBD|BANCO BRADESCO ADS|LEHM|Barclays Capital Inc./Le|7380507
BBD|BANCO BRADESCO ADS|LIME|Lime Brokerage LLC|5004925
BBD|BANCO BRADESCO ADS|LIWE|LIME BROKERAGE LLC|4900
BBD|BANCO BRADESCO ADS|LQNA|LIQUIDNET, INC.|284200
BBD|BANCO BRADESCO ADS|LSCI|Lek Securities Corporation|840000
BBD|BANCO BRADESCO ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BBD|BANCO BRADESCO ADS|MAXM|Maxim Group LLC|33820
BBD|BANCO BRADESCO ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3463552
BBD|BANCO BRADESCO ADS|MOTF|MOTIF INVESTING, INC.|2
BBD|BANCO BRADESCO ADS|MPSG|E D & F Man Capital Markets Inc.|407329
BBD|BANCO BRADESCO ADS|MSCO|MORGAN STANLEY & CO. LLC|12497305
BBD|BANCO BRADESCO ADS|MSPL|MORGAN STANLEY & CO. LLC|14764100
BBD|BANCO BRADESCO ADS|MSTX|MORGAN STANLEY & CO. LLC|376500
BBD|BANCO BRADESCO ADS|MULL|MARK J. MULLER EQUITIES, INC.|4950
BBD|BANCO BRADESCO ADS|NEUB|NEUBERGER BERMAN BD LLC|245
BBD|BANCO BRADESCO ADS|NFSC|National Financial Services LLC|616303
BBD|BANCO BRADESCO ADS|NITE|VIRTU Americas LLC|3733832
BBD|BANCO BRADESCO ADS|NITP|VIRTU Americas LLC|1213702
BBD|BANCO BRADESCO ADS|NQRB|Brut, LLC|8805
BBD|BANCO BRADESCO ADS|NTBF|BMO Nesbitt Burns Inc./CDS|23094
BBD|BANCO BRADESCO ADS|OCEA|OCEAN FINANCIAL SERVICES, LLC|1500
BBD|BANCO BRADESCO ADS|OPCO|Oppenheimer & Co. Inc.|5956
BBD|BANCO BRADESCO ADS|OTAA|OTA LLC|11100
BBD|BANCO BRADESCO ADS|PACT|BTG Pactual US Capital Corp.|154262
BBD|BANCO BRADESCO ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|550
BBD|BANCO BRADESCO ADS|PDQM|CODA MARKETS, INC.|122913
BBD|BANCO BRADESCO ADS|PHLY|NASDAQ Execution Services, LLC|400
BBD|BANCO BRADESCO ADS|PICT|Pictet Overseas Inc.|18857
BBD|BANCO BRADESCO ADS|PNSR|Penserra Securities, LLC|4700
BBD|BANCO BRADESCO ADS|PWJC|UBS Financial Services, Inc.|317897
BBD|BANCO BRADESCO ADS|RBCM|RBC CAPITAL MARKETS, LLC|14346
BBD|BANCO BRADESCO ADS|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|2900
BBD|BANCO BRADESCO ADS|SAGL|SAGETRADER, LLC|3800
BBD|BANCO BRADESCO ADS|SANT|Santander Investment Securities Inc.|100
BBD|BANCO BRADESCO ADS|SBSH|Citigroup Global Markets Inc.|652240
BBD|BANCO BRADESCO ADS|SEIC|SEI Investments Distribution Co.|330
BBD|BANCO BRADESCO ADS|SGMT|GOLDMAN SACHS & CO. LLC|2052690
BBD|BANCO BRADESCO ADS|SPDR|SPEEDROUTE LLC|5500
BBD|BANCO BRADESCO ADS|SPNT|SEVEN POINTS CAPITAL, LLC|31329
BBD|BANCO BRADESCO ADS|STFL|Stifel, Nicolaus & Company, Incorporated|3663
BBD|BANCO BRADESCO ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|23190
BBD|BANCO BRADESCO ADS|SWIM|TD Ameritrade, Inc.|1014957
BBD|BANCO BRADESCO ADS|SWST|Hilltop Securities Inc.|10450
BBD|BANCO BRADESCO ADS|TITL|TITLEIST ASSET MANAGEMENT, LTD.|550
BBD|BANCO BRADESCO ADS|TKNG|ALLY INVEST SECURITIES LLC|4049
BBD|BANCO BRADESCO ADS|TRBT|Tradebot Systems, Inc.|1000936
BBD|BANCO BRADESCO ADS|TRCM|TRC MARKETS LLC|2113400
BBD|BANCO BRADESCO ADS|TWTT|TASTYWORKS, INC.|200
BBD|BANCO BRADESCO ADS|UBSA|UBS SECURITIES LLC|7570260
BBD|BANCO BRADESCO ADS|UBSS|UBS Securities LLC|4364750
BBD|BANCO BRADESCO ADS|VALX|VIRTU AMERICAS LLC|205974
BBD|BANCO BRADESCO ADS|VGRD|Vanguard Marketing Corporation|35029
BBD|BANCO BRADESCO ADS|VSIN|Vision Financial Markets Llc|5832
BBD|BANCO BRADESCO ADS|WBLR|WILLIAM BLAIR|93
BBD|BANCO BRADESCO ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|1542
BBD|BANCO BRADESCO ADS|WCHV|WELLS FARGO SECURITIES, LLC|303142
BBD|BANCO BRADESCO ADS|WEDB|WEDBUSH SECURITIES INC.|10402
BBD|BANCO BRADESCO ADS|WEED|Weeden & Co.L.P.|114403
BBD|BANCO BRADESCO ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40019
BBD|BANCO BRADESCO ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100217
BBD|BANCO BRADESCO ADS|WFPB|Wells Fargo Securities, LLC.|1966
BBD|BANCO BRADESCO ADS|WGIF|CIBC World Markets Inc.|11800
BBD|BANCO BRADESCO ADS|WMCL|White Mountain Capital, LLC|11131
BBD|BANCO BRADESCO ADS|WSEA|WOLVERINE SECURITIES, LLC|14304
BBD|BANCO BRADESCO ADS|XIST|INSTINET, LLC|494656
BBD|BANCO BRADESCO ADS|XPUS|XP SECURITIES, LLC|2773686
BBD|BANCO BRADESCO ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|113784
BBD|BANCO BRADESCO ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|12843
BBD|BANCO BRADESCO ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15466
BBDO|BANCO BRADESCO S.A.|APCC|Apex Clearing Corporation|199
BBDO|BANCO BRADESCO S.A.|CHAS|Charles Schwab & Co., Inc.|100
BBDO|BANCO BRADESCO S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
BBDO|BANCO BRADESCO S.A.|CTDL|Citadel Derivatives Group Llc|790
BBDO|BANCO BRADESCO S.A.|DBAB|Deutsche Bank Securities Inc.|100
BBDO|BANCO BRADESCO S.A.|DBAX|Deutsche Bank Securities Inc.|200
BBDO|BANCO BRADESCO S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14112
BBDO|BANCO BRADESCO S.A.|EBXL|EBX LLC|1100
BBDO|BANCO BRADESCO S.A.|EGXM|CBOE TRADING, INC.|7
BBDO|BANCO BRADESCO S.A.|ETRS|E*Trade Securities LLC|3350
BBDO|BANCO BRADESCO S.A.|FTBR|Foliofn Investments, Inc.|739
BBDO|BANCO BRADESCO S.A.|GTSZ|GTS SECURITIES LLC|443
BBDO|BANCO BRADESCO S.A.|IATS|INTERACTIVE BROKERS LLC|697
BBDO|BANCO BRADESCO S.A.|IBKR|Interactive Brokers Llc|475
BBDO|BANCO BRADESCO S.A.|ICBX|INSTINET, LLC|300
BBDO|BANCO BRADESCO S.A.|INCA|INSTINET, LLC|449
BBDO|BANCO BRADESCO S.A.|ITGI|ITG Inc.|1550
BBDO|BANCO BRADESCO S.A.|KCGM|VIRTU Americas LLC|110
BBDO|BANCO BRADESCO S.A.|LEHM|Barclays Capital Inc./Le|1300
BBDO|BANCO BRADESCO S.A.|LIME|Lime Brokerage LLC|3634
BBDO|BANCO BRADESCO S.A.|MAXM|Maxim Group LLC|347
BBDO|BANCO BRADESCO S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BBDO|BANCO BRADESCO S.A.|MOTF|MOTIF INVESTING, INC.|1
BBDO|BANCO BRADESCO S.A.|MSCO|MORGAN STANLEY & CO. LLC|1681
BBDO|BANCO BRADESCO S.A.|MSPL|MORGAN STANLEY & CO. LLC|100
BBDO|BANCO BRADESCO S.A.|NFSC|National Financial Services LLC|7147
BBDO|BANCO BRADESCO S.A.|NITE|VIRTU Americas LLC|16203
BBDO|BANCO BRADESCO S.A.|NQRB|Brut, LLC|400
BBDO|BANCO BRADESCO S.A.|SGMT|GOLDMAN SACHS & CO. LLC|1096
BBDO|BANCO BRADESCO S.A.|SWIM|TD Ameritrade, Inc.|2500
BBDO|BANCO BRADESCO S.A.|TKNG|ALLY INVEST SECURITIES LLC|300
BBDO|BANCO BRADESCO S.A.|UBSA|UBS SECURITIES LLC|2261
BBDO|BANCO BRADESCO S.A.|UBSS|UBS Securities LLC|12100
BBDO|BANCO BRADESCO S.A.|VALX|VIRTU AMERICAS LLC|300
BBDO|BANCO BRADESCO S.A.|VGRD|Vanguard Marketing Corporation|2000
BBDO|BANCO BRADESCO S.A.|WSEA|WOLVERINE SECURITIES, LLC|303
BBEU|JPMORGAN BETABUILDER|CHAS|Charles Schwab & Co., Inc.|400
BBEU|JPMORGAN BETABUILDER|JSEB|JANE STREET EXECUTION SERVICES, LLC|395000
BBEU|JPMORGAN BETABUILDER|NITE|VIRTU Americas LLC|304
BBEU|JPMORGAN BETABUILDER|WSEA|WOLVERINE SECURITIES, LLC|1
BBF|BLACKROCK MUN INC|ALTX|Alternet Securities Inc.|376
BBF|BLACKROCK MUN INC|BANK|Primevest Financial Services, Inc.|1
BBF|BLACKROCK MUN INC|BARD|Robert W. Baird & Co. Incorporated|17935
BBF|BLACKROCK MUN INC|BATM|CBOE TRADING, INC.|748
BBF|BLACKROCK MUN INC|BTIG|BTIG, LLC|345
BBF|BLACKROCK MUN INC|CHAS|Charles Schwab & Co., Inc.|3
BBF|BLACKROCK MUN INC|CIST|Capital Institutional Services, Inc.|1344
BBF|BLACKROCK MUN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|570
BBF|BLACKROCK MUN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203
BBF|BLACKROCK MUN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
BBF|BLACKROCK MUN INC|DBAX|Deutsche Bank Securities Inc.|2400
BBF|BLACKROCK MUN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20939
BBF|BLACKROCK MUN INC|EBXL|EBX LLC|1500
BBF|BLACKROCK MUN INC|EGAM|CBOE TRADING, INC.|100
BBF|BLACKROCK MUN INC|EGXM|CBOE TRADING, INC.|476
BBF|BLACKROCK MUN INC|ETRS|E*Trade Securities LLC|11645
BBF|BLACKROCK MUN INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2268
BBF|BLACKROCK MUN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5663
BBF|BLACKROCK MUN INC|FTBR|Foliofn Investments, Inc.|385
BBF|BLACKROCK MUN INC|GLPX|ACS EXECUTION SERVICES, LLC|700
BBF|BLACKROCK MUN INC|GSCO|GOLDMAN SACHS & CO. LLC|6873
BBF|BLACKROCK MUN INC|GSLT|GOLDMAN SACHS & CO. LLC|400
BBF|BLACKROCK MUN INC|GTSZ|GTS SECURITIES LLC|100
BBF|BLACKROCK MUN INC|HRBF|American Enterprise Investment Services Inc.|843
BBF|BLACKROCK MUN INC|IATS|INTERACTIVE BROKERS LLC|800
BBF|BLACKROCK MUN INC|IBKR|Interactive Brokers Llc|5822
BBF|BLACKROCK MUN INC|ICBX|INSTINET, LLC|100
BBF|BLACKROCK MUN INC|INCA|INSTINET, LLC|2003
BBF|BLACKROCK MUN INC|ITGI|ITG Inc.|576
BBF|BLACKROCK MUN INC|ITGP|ITG INC.|2200
BBF|BLACKROCK MUN INC|JANY|Janney Montgomery Scott Inc.|2
BBF|BLACKROCK MUN INC|JPMX|J.P. Morgan Securities LLC|200
BBF|BLACKROCK MUN INC|KCGM|VIRTU Americas LLC|100
BBF|BLACKROCK MUN INC|LEHM|Barclays Capital Inc./Le|800
BBF|BLACKROCK MUN INC|LIME|Lime Brokerage LLC|298
BBF|BLACKROCK MUN INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BBF|BLACKROCK MUN INC|MSCO|MORGAN STANLEY & CO. LLC|58324
BBF|BLACKROCK MUN INC|MSPL|MORGAN STANLEY & CO. LLC|900
BBF|BLACKROCK MUN INC|MSTX|MORGAN STANLEY & CO. LLC|800
BBF|BLACKROCK MUN INC|NFSC|National Financial Services LLC|29331
BBF|BLACKROCK MUN INC|NITE|VIRTU Americas LLC|86621
BBF|BLACKROCK MUN INC|NQRB|Brut, LLC|2618
BBF|BLACKROCK MUN INC|OPCO|Oppenheimer & Co. Inc.|3120
BBF|BLACKROCK MUN INC|PDQM|CODA MARKETS, INC.|1400
BBF|BLACKROCK MUN INC|PWJC|UBS Financial Services, Inc.|943
BBF|BLACKROCK MUN INC|RBCM|RBC CAPITAL MARKETS, LLC|5
BBF|BLACKROCK MUN INC|RGLD|Regal Securities, Inc|1475
BBF|BLACKROCK MUN INC|SALI|INTL FCSTONE FINANCIAL INC.|1
BBF|BLACKROCK MUN INC|SBSH|Citigroup Global Markets Inc.|9292
BBF|BLACKROCK MUN INC|SGMT|GOLDMAN SACHS & CO. LLC|1500
BBF|BLACKROCK MUN INC|SPHN|Stephens Inc.|314
BBF|BLACKROCK MUN INC|STFL|Stifel, Nicolaus & Company, Incorporated|20
BBF|BLACKROCK MUN INC|SWIM|TD Ameritrade, Inc.|426
BBF|BLACKROCK MUN INC|SWST|Hilltop Securities Inc.|2813
BBF|BLACKROCK MUN INC|TKNG|ALLY INVEST SECURITIES LLC|75
BBF|BLACKROCK MUN INC|TRBT|Tradebot Systems, Inc.|2197
BBF|BLACKROCK MUN INC|UBSA|UBS SECURITIES LLC|6700
BBF|BLACKROCK MUN INC|UBSS|UBS Securities LLC|31823
BBF|BLACKROCK MUN INC|VGRD|Vanguard Marketing Corporation|1428
BBF|BLACKROCK MUN INC|WCHV|WELLS FARGO SECURITIES, LLC|19713
BBF|BLACKROCK MUN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20772
BBF|BLACKROCK MUN INC|WSEA|WOLVERINE SECURITIES, LLC|118
BBF|BLACKROCK MUN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2941
BBGI|BEASLEY BRDCST GR ##|BATM|CBOE TRADING, INC.|473
BBGI|BEASLEY BRDCST GR ##|BAYT|BTIG, LLC|400
BBGI|BEASLEY BRDCST GR ##|BMOC|BMO Capital Markets Corp.|773
BBGI|BEASLEY BRDCST GR ##|BNPX|BNP PARIBAS SECURITIES CORP.|428
BBGI|BEASLEY BRDCST GR ##|BTIG|BTIG, LLC|15
BBGI|BEASLEY BRDCST GR ##|CANT|Cantor Fitzgerald & Co.|175
BBGI|BEASLEY BRDCST GR ##|CHAS|Charles Schwab & Co., Inc.|1000
BBGI|BEASLEY BRDCST GR ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32
BBGI|BEASLEY BRDCST GR ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|649
BBGI|BEASLEY BRDCST GR ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|136
BBGI|BEASLEY BRDCST GR ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|805
BBGI|BEASLEY BRDCST GR ##|CTDL|Citadel Derivatives Group Llc|996
BBGI|BEASLEY BRDCST GR ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|56
BBGI|BEASLEY BRDCST GR ##|DBAB|Deutsche Bank Securities Inc.|7291
BBGI|BEASLEY BRDCST GR ##|DBAX|Deutsche Bank Securities Inc.|100
BBGI|BEASLEY BRDCST GR ##|DEGS|RONIN PROFESSIONAL LLC|940
BBGI|BEASLEY BRDCST GR ##|EBXL|EBX LLC|100
BBGI|BEASLEY BRDCST GR ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|299
BBGI|BEASLEY BRDCST GR ##|ETRS|E*Trade Securities LLC|580
BBGI|BEASLEY BRDCST GR ##|FBCO|Credit Suisse Securities (USA) LLC|22695
BBGI|BEASLEY BRDCST GR ##|FOMA|TD AMERITRADE CLEARING, INC.|8957
BBGI|BEASLEY BRDCST GR ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|89
BBGI|BEASLEY BRDCST GR ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1558
BBGI|BEASLEY BRDCST GR ##|FTBR|Foliofn Investments, Inc.|22
BBGI|BEASLEY BRDCST GR ##|GEBB|GLOBAL EXECUTION BROKERS, LP|904
BBGI|BEASLEY BRDCST GR ##|GSCO|GOLDMAN SACHS & CO. LLC|25622
BBGI|BEASLEY BRDCST GR ##|GTSZ|GTS SECURITIES LLC|303
BBGI|BEASLEY BRDCST GR ##|IATS|INTERACTIVE BROKERS LLC|420
BBGI|BEASLEY BRDCST GR ##|IBKR|Interactive Brokers Llc|10721
BBGI|BEASLEY BRDCST GR ##|ICBX|INSTINET, LLC|680
BBGI|BEASLEY BRDCST GR ##|IEQY|CITADEL SECURITIES LLC|200
BBGI|BEASLEY BRDCST GR ##|INCA|INSTINET, LLC|5941
BBGI|BEASLEY BRDCST GR ##|INJX|INSTINET, LLC|294
BBGI|BEASLEY BRDCST GR ##|ITGI|ITG Inc.|599
BBGI|BEASLEY BRDCST GR ##|ITGP|ITG INC.|200
BBGI|BEASLEY BRDCST GR ##|JANY|Janney Montgomery Scott Inc.|322
BBGI|BEASLEY BRDCST GR ##|JEFF|JEFFERIES LLC|400
BBGI|BEASLEY BRDCST GR ##|JPMX|J.P. Morgan Securities LLC|2719
BBGI|BEASLEY BRDCST GR ##|KCGM|VIRTU Americas LLC|373
BBGI|BEASLEY BRDCST GR ##|LEHM|Barclays Capital Inc./Le|8208
BBGI|BEASLEY BRDCST GR ##|LIME|Lime Brokerage LLC|23690
BBGI|BEASLEY BRDCST GR ##|LMGP|LIME BROKERAGE LLC|800
BBGI|BEASLEY BRDCST GR ##|MAXM|Maxim Group LLC|440
BBGI|BEASLEY BRDCST GR ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
BBGI|BEASLEY BRDCST GR ##|MSCO|MORGAN STANLEY & CO. LLC|22425
BBGI|BEASLEY BRDCST GR ##|MSPL|MORGAN STANLEY & CO. LLC|1600
BBGI|BEASLEY BRDCST GR ##|NFSC|National Financial Services LLC|9421
BBGI|BEASLEY BRDCST GR ##|NITE|VIRTU Americas LLC|42369
BBGI|BEASLEY BRDCST GR ##|NTRC|Northern Trust Securities, Inc.|560
BBGI|BEASLEY BRDCST GR ##|OPCO|Oppenheimer & Co. Inc.|180
BBGI|BEASLEY BRDCST GR ##|RAJA|Raymond James & Associates, Inc.|1351
BBGI|BEASLEY BRDCST GR ##|SBSH|Citigroup Global Markets Inc.|4707
BBGI|BEASLEY BRDCST GR ##|SGMT|GOLDMAN SACHS & CO. LLC|603
BBGI|BEASLEY BRDCST GR ##|SPDR|SPEEDROUTE LLC|1722
BBGI|BEASLEY BRDCST GR ##|SWIM|TD Ameritrade, Inc.|3400
BBGI|BEASLEY BRDCST GR ##|SWST|Hilltop Securities Inc.|400
BBGI|BEASLEY BRDCST GR ##|TRBT|Tradebot Systems, Inc.|100
BBGI|BEASLEY BRDCST GR ##|TRCM|TRC MARKETS LLC|3283
BBGI|BEASLEY BRDCST GR ##|UBSA|UBS SECURITIES LLC|4149
BBGI|BEASLEY BRDCST GR ##|UBSS|UBS Securities LLC|19612
BBGI|BEASLEY BRDCST GR ##|VALX|VIRTU AMERICAS LLC|289
BBGI|BEASLEY BRDCST GR ##|VGRD|Vanguard Marketing Corporation|80
BBGI|BEASLEY BRDCST GR ##|WCHV|WELLS FARGO SECURITIES, LLC|3112
BBGI|BEASLEY BRDCST GR ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35
BBGI|BEASLEY BRDCST GR ##|WSEA|WOLVERINE SECURITIES, LLC|17
BBH|VANECK VECTORS BIOTE|APCC|Apex Clearing Corporation|39
BBH|VANECK VECTORS BIOTE|BIAD|SAGETRADER, LLC|1
BBH|VANECK VECTORS BIOTE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25
BBH|VANECK VECTORS BIOTE|CHAS|Charles Schwab & Co., Inc.|1120
BBH|VANECK VECTORS BIOTE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1845
BBH|VANECK VECTORS BIOTE|CXCX|CITIGROUP GLOBAL MARKETS INC.|194
BBH|VANECK VECTORS BIOTE|DBAB|Deutsche Bank Securities Inc.|200
BBH|VANECK VECTORS BIOTE|DBAX|Deutsche Bank Securities Inc.|3800
BBH|VANECK VECTORS BIOTE|DBUL|Deutsche Bank Securities Inc.|500
BBH|VANECK VECTORS BIOTE|DEAN|MORGAN STANLEY|1076
BBH|VANECK VECTORS BIOTE|DEGS|RONIN PROFESSIONAL LLC|400
BBH|VANECK VECTORS BIOTE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1337
BBH|VANECK VECTORS BIOTE|EBXL|EBX LLC|4100
BBH|VANECK VECTORS BIOTE|EDJO|Edward D. Jones & Co., L.P.|540
BBH|VANECK VECTORS BIOTE|EGXM|CBOE TRADING, INC.|2441
BBH|VANECK VECTORS BIOTE|ETRS|E*Trade Securities LLC|17644
BBH|VANECK VECTORS BIOTE|FBCO|Credit Suisse Securities (USA) LLC|11990
BBH|VANECK VECTORS BIOTE|FMAF|NBCN Inc./ CDS|210
BBH|VANECK VECTORS BIOTE|FOMA|TD AMERITRADE CLEARING, INC.|5284
BBH|VANECK VECTORS BIOTE|FTBR|Foliofn Investments, Inc.|4
BBH|VANECK VECTORS BIOTE|GEBB|GLOBAL EXECUTION BROKERS, LP|175
BBH|VANECK VECTORS BIOTE|GSCO|GOLDMAN SACHS & CO. LLC|3700
BBH|VANECK VECTORS BIOTE|GSCS|GOLDMAN SACHS & CO. LLC|1690
BBH|VANECK VECTORS BIOTE|GSLT|GOLDMAN SACHS & CO. LLC|47
BBH|VANECK VECTORS BIOTE|GTSZ|GTS SECURITIES LLC|550
BBH|VANECK VECTORS BIOTE|HRBF|American Enterprise Investment Services Inc.|1798
BBH|VANECK VECTORS BIOTE|IATS|INTERACTIVE BROKERS LLC|112
BBH|VANECK VECTORS BIOTE|IBKR|Interactive Brokers Llc|54295
BBH|VANECK VECTORS BIOTE|ICBX|INSTINET, LLC|4600
BBH|VANECK VECTORS BIOTE|INCA|INSTINET, LLC|816
BBH|VANECK VECTORS BIOTE|ITGP|ITG INC.|400
BBH|VANECK VECTORS BIOTE|JANY|Janney Montgomery Scott Inc.|50
BBH|VANECK VECTORS BIOTE|JPMX|J.P. Morgan Securities LLC|600
BBH|VANECK VECTORS BIOTE|JSJX|JANE STREET CAPITAL LLC|45016
BBH|VANECK VECTORS BIOTE|KCGM|VIRTU Americas LLC|2445
BBH|VANECK VECTORS BIOTE|LEHM|Barclays Capital Inc./Le|718
BBH|VANECK VECTORS BIOTE|LIME|Lime Brokerage LLC|12162
BBH|VANECK VECTORS BIOTE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9290
BBH|VANECK VECTORS BIOTE|MOTF|MOTIF INVESTING, INC.|1
BBH|VANECK VECTORS BIOTE|MSCO|MORGAN STANLEY & CO. LLC|11196
BBH|VANECK VECTORS BIOTE|MSPL|MORGAN STANLEY & CO. LLC|1200
BBH|VANECK VECTORS BIOTE|NBCS|NBC Securities, INC.|50
BBH|VANECK VECTORS BIOTE|NFSC|National Financial Services LLC|13107
BBH|VANECK VECTORS BIOTE|NITE|VIRTU Americas LLC|18517
BBH|VANECK VECTORS BIOTE|NQRB|Brut, LLC|63
BBH|VANECK VECTORS BIOTE|OPCO|Oppenheimer & Co. Inc.|100
BBH|VANECK VECTORS BIOTE|PWJC|UBS Financial Services, Inc.|156
BBH|VANECK VECTORS BIOTE|RAJA|Raymond James & Associates, Inc.|864
BBH|VANECK VECTORS BIOTE|RBCM|RBC CAPITAL MARKETS, LLC|807
BBH|VANECK VECTORS BIOTE|SALI|INTL FCSTONE FINANCIAL INC.|325
BBH|VANECK VECTORS BIOTE|SBSH|Citigroup Global Markets Inc.|112
BBH|VANECK VECTORS BIOTE|SGMT|GOLDMAN SACHS & CO. LLC|1000
BBH|VANECK VECTORS BIOTE|STFL|Stifel, Nicolaus & Company, Incorporated|241
BBH|VANECK VECTORS BIOTE|SWIM|TD Ameritrade, Inc.|120
BBH|VANECK VECTORS BIOTE|TRCM|TRC MARKETS LLC|15312
BBH|VANECK VECTORS BIOTE|UBSA|UBS SECURITIES LLC|6720
BBH|VANECK VECTORS BIOTE|UBSS|UBS Securities LLC|26237
BBH|VANECK VECTORS BIOTE|VGRD|Vanguard Marketing Corporation|3518
BBH|VANECK VECTORS BIOTE|WCHV|WELLS FARGO SECURITIES, LLC|5056
BBH|VANECK VECTORS BIOTE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
BBH|VANECK VECTORS BIOTE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2331
BBH|VANECK VECTORS BIOTE|WGIF|CIBC World Markets Inc.|114
BBH|VANECK VECTORS BIOTE|WSEA|WOLVERINE SECURITIES, LLC|375
BBH|VANECK VECTORS BIOTE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|556
BBJP|JPMORGAN BETABUILDER|JSEB|JANE STREET EXECUTION SERVICES, LLC|395000
BBJP|JPMORGAN BETABUILDER|WSEA|WOLVERINE SECURITIES, LLC|1
BBK|BLACKROCK MUNI BD TR|APCC|Apex Clearing Corporation|14
BBK|BLACKROCK MUNI BD TR|BARD|Robert W. Baird & Co. Incorporated|237
BBK|BLACKROCK MUNI BD TR|BATM|CBOE TRADING, INC.|204
BBK|BLACKROCK MUNI BD TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1600
BBK|BLACKROCK MUNI BD TR|CHAS|Charles Schwab & Co., Inc.|1
BBK|BLACKROCK MUNI BD TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
BBK|BLACKROCK MUNI BD TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BBK|BLACKROCK MUNI BD TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2237
BBK|BLACKROCK MUNI BD TR|CTDL|Citadel Derivatives Group Llc|110
BBK|BLACKROCK MUNI BD TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
BBK|BLACKROCK MUNI BD TR|DBAX|Deutsche Bank Securities Inc.|2500
BBK|BLACKROCK MUNI BD TR|DEAN|MORGAN STANLEY|3700
BBK|BLACKROCK MUNI BD TR|DEGS|RONIN PROFESSIONAL LLC|200
BBK|BLACKROCK MUNI BD TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
BBK|BLACKROCK MUNI BD TR|EBXL|EBX LLC|3000
BBK|BLACKROCK MUNI BD TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
BBK|BLACKROCK MUNI BD TR|EDJO|Edward D. Jones & Co., L.P.|65
BBK|BLACKROCK MUNI BD TR|EGXM|CBOE TRADING, INC.|101
BBK|BLACKROCK MUNI BD TR|ETRS|E*Trade Securities LLC|160
BBK|BLACKROCK MUNI BD TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3744
BBK|BLACKROCK MUNI BD TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4196
BBK|BLACKROCK MUNI BD TR|FTBR|Foliofn Investments, Inc.|26
BBK|BLACKROCK MUNI BD TR|GLPX|ACS EXECUTION SERVICES, LLC|123
BBK|BLACKROCK MUNI BD TR|GSCO|GOLDMAN SACHS & CO. LLC|2496
BBK|BLACKROCK MUNI BD TR|GTSZ|GTS SECURITIES LLC|200
BBK|BLACKROCK MUNI BD TR|HRBF|American Enterprise Investment Services Inc.|5729
BBK|BLACKROCK MUNI BD TR|IATS|INTERACTIVE BROKERS LLC|100
BBK|BLACKROCK MUNI BD TR|IBKR|Interactive Brokers Llc|1180
BBK|BLACKROCK MUNI BD TR|ICBX|INSTINET, LLC|600
BBK|BLACKROCK MUNI BD TR|INCA|INSTINET, LLC|150
BBK|BLACKROCK MUNI BD TR|ITGP|ITG INC.|4800
BBK|BLACKROCK MUNI BD TR|JANY|Janney Montgomery Scott Inc.|3
BBK|BLACKROCK MUNI BD TR|JEFF|JEFFERIES LLC|700
BBK|BLACKROCK MUNI BD TR|KCGM|VIRTU Americas LLC|1231
BBK|BLACKROCK MUNI BD TR|LEHM|Barclays Capital Inc./Le|1100
BBK|BLACKROCK MUNI BD TR|LIME|Lime Brokerage LLC|166
BBK|BLACKROCK MUNI BD TR|LIWE|LIME BROKERAGE LLC|36
BBK|BLACKROCK MUNI BD TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
BBK|BLACKROCK MUNI BD TR|MSCO|MORGAN STANLEY & CO. LLC|34674
BBK|BLACKROCK MUNI BD TR|MSPL|MORGAN STANLEY & CO. LLC|12200
BBK|BLACKROCK MUNI BD TR|NFSC|National Financial Services LLC|41177
BBK|BLACKROCK MUNI BD TR|NITE|VIRTU Americas LLC|43585
BBK|BLACKROCK MUNI BD TR|NQRB|Brut, LLC|704
BBK|BLACKROCK MUNI BD TR|OPCO|Oppenheimer & Co. Inc.|1
BBK|BLACKROCK MUNI BD TR|PDQM|CODA MARKETS, INC.|246
BBK|BLACKROCK MUNI BD TR|PWJC|UBS Financial Services, Inc.|1191
BBK|BLACKROCK MUNI BD TR|RBCM|RBC CAPITAL MARKETS, LLC|2786
BBK|BLACKROCK MUNI BD TR|SBSH|Citigroup Global Markets Inc.|200
BBK|BLACKROCK MUNI BD TR|SGMT|GOLDMAN SACHS & CO. LLC|558
BBK|BLACKROCK MUNI BD TR|STFL|Stifel, Nicolaus & Company, Incorporated|1397
BBK|BLACKROCK MUNI BD TR|SWST|Hilltop Securities Inc.|1
BBK|BLACKROCK MUNI BD TR|TKNG|ALLY INVEST SECURITIES LLC|800
BBK|BLACKROCK MUNI BD TR|TRBT|Tradebot Systems, Inc.|1557
BBK|BLACKROCK MUNI BD TR|UBSA|UBS SECURITIES LLC|5642
BBK|BLACKROCK MUNI BD TR|UBSS|UBS Securities LLC|10001
BBK|BLACKROCK MUNI BD TR|VALX|VIRTU AMERICAS LLC|827
BBK|BLACKROCK MUNI BD TR|VGRD|Vanguard Marketing Corporation|859
BBK|BLACKROCK MUNI BD TR|WCHV|WELLS FARGO SECURITIES, LLC|9230
BBK|BLACKROCK MUNI BD TR|WEDB|WEDBUSH SECURITIES INC.|8347
BBK|BLACKROCK MUNI BD TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3286
BBL|BHP BILLITON SP ADR|ALTX|Alternet Securities Inc.|6136
BBL|BHP BILLITON SP ADR|ANOS|ABEL/NOSER, L.L.C.|100
BBL|BHP BILLITON SP ADR|APCC|Apex Clearing Corporation|29431
BBL|BHP BILLITON SP ADR|BALE|M&T SECURITIES, INC.|714
BBL|BHP BILLITON SP ADR|BANK|Primevest Financial Services, Inc.|100
BBL|BHP BILLITON SP ADR|BARD|Robert W. Baird & Co. Incorporated|2047
BBL|BHP BILLITON SP ADR|BATM|CBOE TRADING, INC.|4957
BBL|BHP BILLITON SP ADR|BBNT|BB&T SECURITIES, LLC|397
BBL|BHP BILLITON SP ADR|BERN|Sanford C. Bernstein & Co., LLC|50927
BBL|BHP BILLITON SP ADR|BIDS|BIDS TRADING L.P.|600
BBL|BHP BILLITON SP ADR|BIMI|Banca IMI Securities Corp.|530
BBL|BHP BILLITON SP ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17075
BBL|BHP BILLITON SP ADR|BYXM|CBOE TRADING, INC.|953
BBL|BHP BILLITON SP ADR|CHAS|Charles Schwab & Co., Inc.|1180
BBL|BHP BILLITON SP ADR|CHDN|CHARDAN CAPITAL MARKETS LLC|75304
BBL|BHP BILLITON SP ADR|CIST|Capital Institutional Services, Inc.|1422
BBL|BHP BILLITON SP ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27220
BBL|BHP BILLITON SP ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|108121
BBL|BHP BILLITON SP ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|263761
BBL|BHP BILLITON SP ADR|CTDL|Citadel Derivatives Group Llc|7843
BBL|BHP BILLITON SP ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|69874
BBL|BHP BILLITON SP ADR|DADA|D.A. Davidson & Co.|211
BBL|BHP BILLITON SP ADR|DAVA|Davenport & Company LLC|253
BBL|BHP BILLITON SP ADR|DBAB|Deutsche Bank Securities Inc.|370817
BBL|BHP BILLITON SP ADR|DBAX|Deutsche Bank Securities Inc.|260400
BBL|BHP BILLITON SP ADR|DCHF|Dart Executions, LLC|17523
BBL|BHP BILLITON SP ADR|DEAN|MORGAN STANLEY|6472
BBL|BHP BILLITON SP ADR|DEGS|RONIN PROFESSIONAL LLC|1058
BBL|BHP BILLITON SP ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
BBL|BHP BILLITON SP ADR|EBXL|EBX LLC|197200
BBL|BHP BILLITON SP ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|3003
BBL|BHP BILLITON SP ADR|EDJC|Edward Jones / CDS|2435
BBL|BHP BILLITON SP ADR|EDJO|Edward D. Jones & Co., L.P.|60613
BBL|BHP BILLITON SP ADR|EGAM|CBOE TRADING, INC.|9022
BBL|BHP BILLITON SP ADR|EGAW|CBOE TRADING, INC.|26
BBL|BHP BILLITON SP ADR|EGMT|EG MARKET TECHNOLOGIES LLC|1000
BBL|BHP BILLITON SP ADR|EGXM|CBOE TRADING, INC.|2690
BBL|BHP BILLITON SP ADR|EGXW|CBOE TRADING, INC.|77
BBL|BHP BILLITON SP ADR|ETBE|Electronic Transaction Clearing, Inc.|7660
BBL|BHP BILLITON SP ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
BBL|BHP BILLITON SP ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|494
BBL|BHP BILLITON SP ADR|ETRS|E*Trade Securities LLC|24409
BBL|BHP BILLITON SP ADR|FARA|FARINA & ASSOCIATES, INC.|776
BBL|BHP BILLITON SP ADR|FBSB|U.S. Bancorp Investments, Inc.|89
BBL|BHP BILLITON SP ADR|FILL|Tradestation Securities, Inc.|3348
BBL|BHP BILLITON SP ADR|FINX|FINTECH SECURITIES|2853
BBL|BHP BILLITON SP ADR|FMAF|NBCN Inc./ CDS|859
BBL|BHP BILLITON SP ADR|FQLS|Quantlab Securities LP|204282
BBL|BHP BILLITON SP ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10820
BBL|BHP BILLITON SP ADR|FTBR|Foliofn Investments, Inc.|2614
BBL|BHP BILLITON SP ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|9123
BBL|BHP BILLITON SP ADR|GFIS|GFI Securities LLC|100000
BBL|BHP BILLITON SP ADR|GLIS|TD Securities Inc|737
BBL|BHP BILLITON SP ADR|GLPX|ACS EXECUTION SERVICES, LLC|1863
BBL|BHP BILLITON SP ADR|GSCO|GOLDMAN SACHS & CO. LLC|678832
BBL|BHP BILLITON SP ADR|GSCS|GOLDMAN SACHS & CO. LLC|26610
BBL|BHP BILLITON SP ADR|GSLT|GOLDMAN SACHS & CO. LLC|52192
BBL|BHP BILLITON SP ADR|GTSZ|GTS SECURITIES LLC|137822
BBL|BHP BILLITON SP ADR|HRBF|American Enterprise Investment Services Inc.|8006
BBL|BHP BILLITON SP ADR|HSBC|HSBC Securities, Inc.|722
BBL|BHP BILLITON SP ADR|IATS|INTERACTIVE BROKERS LLC|16052
BBL|BHP BILLITON SP ADR|IBKR|Interactive Brokers Llc|59858
BBL|BHP BILLITON SP ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3649
BBL|BHP BILLITON SP ADR|ICBX|INSTINET, LLC|155788
BBL|BHP BILLITON SP ADR|INCA|INSTINET, LLC|604596
BBL|BHP BILLITON SP ADR|INJX|INSTINET, LLC|500
BBL|BHP BILLITON SP ADR|INTL|INTL FCSTONE FINANCIAL INC.|5
BBL|BHP BILLITON SP ADR|ITGI|ITG Inc.|87303
BBL|BHP BILLITON SP ADR|ITGP|ITG INC.|145200
BBL|BHP BILLITON SP ADR|JANY|Janney Montgomery Scott Inc.|5432
BBL|BHP BILLITON SP ADR|JEFF|JEFFERIES LLC|105554
BBL|BHP BILLITON SP ADR|JMPT|JUMP TRADING, LLC|82490
BBL|BHP BILLITON SP ADR|JPBX|J.P. MORGAN SECURITIES LLC|4747
BBL|BHP BILLITON SP ADR|JPMX|J.P. Morgan Securities LLC|247646
BBL|BHP BILLITON SP ADR|JSJX|JANE STREET CAPITAL LLC|3345
BBL|BHP BILLITON SP ADR|KCGM|VIRTU Americas LLC|30908
BBL|BHP BILLITON SP ADR|LEHM|Barclays Capital Inc./Le|1139021
BBL|BHP BILLITON SP ADR|LIME|Lime Brokerage LLC|441945
BBL|BHP BILLITON SP ADR|LQNA|LIQUIDNET, INC.|16500
BBL|BHP BILLITON SP ADR|LSCI|Lek Securities Corporation|6933
BBL|BHP BILLITON SP ADR|MBTS|ALLY INVEST SECURITIES LLC|409
BBL|BHP BILLITON SP ADR|MCBT|Moors & Cabot, Inc.|535
BBL|BHP BILLITON SP ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120568
BBL|BHP BILLITON SP ADR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
BBL|BHP BILLITON SP ADR|MOTF|MOTIF INVESTING, INC.|2
BBL|BHP BILLITON SP ADR|MSCO|MORGAN STANLEY & CO. LLC|1350466
BBL|BHP BILLITON SP ADR|MSPL|MORGAN STANLEY & CO. LLC|593100
BBL|BHP BILLITON SP ADR|MSTX|MORGAN STANLEY & CO. LLC|4200
BBL|BHP BILLITON SP ADR|NATL|National Securities Corporation|12
BBL|BHP BILLITON SP ADR|NEUB|NEUBERGER BERMAN BD LLC|6297
BBL|BHP BILLITON SP ADR|NFSC|National Financial Services LLC|100042
BBL|BHP BILLITON SP ADR|NITE|VIRTU Americas LLC|501627
BBL|BHP BILLITON SP ADR|NITP|VIRTU Americas LLC|400
BBL|BHP BILLITON SP ADR|NQRB|Brut, LLC|16368
BBL|BHP BILLITON SP ADR|NTBF|BMO Nesbitt Burns Inc./CDS|4150
BBL|BHP BILLITON SP ADR|NTRC|Northern Trust Securities, Inc.|236
BBL|BHP BILLITON SP ADR|OHOS|TWO SIGMA SECURITIES, LLC|35265
BBL|BHP BILLITON SP ADR|OLDM|OLD MISSION CAPITAL, LLC|125528
BBL|BHP BILLITON SP ADR|OPCO|Oppenheimer & Co. Inc.|2144
BBL|BHP BILLITON SP ADR|OTAA|OTA LLC|900
BBL|BHP BILLITON SP ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|812817
BBL|BHP BILLITON SP ADR|PCPT|PHILLIP CAPITAL INC.|25
BBL|BHP BILLITON SP ADR|PDQM|CODA MARKETS, INC.|5010
BBL|BHP BILLITON SP ADR|PWJC|UBS Financial Services, Inc.|6108
BBL|BHP BILLITON SP ADR|RBCM|RBC CAPITAL MARKETS, LLC|21782
BBL|BHP BILLITON SP ADR|RGLD|Regal Securities, Inc|115
BBL|BHP BILLITON SP ADR|SAGL|SAGETRADER, LLC|13000
BBL|BHP BILLITON SP ADR|SALI|INTL FCSTONE FINANCIAL INC.|820
BBL|BHP BILLITON SP ADR|SBSH|Citigroup Global Markets Inc.|838753
BBL|BHP BILLITON SP ADR|SEIC|SEI Investments Distribution Co.|2020
BBL|BHP BILLITON SP ADR|SGMT|GOLDMAN SACHS & CO. LLC|137896
BBL|BHP BILLITON SP ADR|SPDR|SPEEDROUTE LLC|35432
BBL|BHP BILLITON SP ADR|SPHN|Stephens Inc.|452
BBL|BHP BILLITON SP ADR|SPTD|MINT GLOBAL MARKETS, INC.|200
BBL|BHP BILLITON SP ADR|STFL|Stifel, Nicolaus & Company, Incorporated|4584
BBL|BHP BILLITON SP ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1870
BBL|BHP BILLITON SP ADR|SWIM|TD Ameritrade, Inc.|7159
BBL|BHP BILLITON SP ADR|TKNG|ALLY INVEST SECURITIES LLC|477
BBL|BHP BILLITON SP ADR|TRBT|Tradebot Systems, Inc.|192364
BBL|BHP BILLITON SP ADR|TRCM|TRC MARKETS LLC|692722
BBL|BHP BILLITON SP ADR|UBSA|UBS SECURITIES LLC|782306
BBL|BHP BILLITON SP ADR|UBSS|UBS Securities LLC|421733
BBL|BHP BILLITON SP ADR|VALX|VIRTU AMERICAS LLC|321903
BBL|BHP BILLITON SP ADR|VGRD|Vanguard Marketing Corporation|18763
BBL|BHP BILLITON SP ADR|WCHV|WELLS FARGO SECURITIES, LLC|45788
BBL|BHP BILLITON SP ADR|WEDB|WEDBUSH SECURITIES INC.|309
BBL|BHP BILLITON SP ADR|WEED|Weeden & Co.L.P.|200
BBL|BHP BILLITON SP ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20434
BBL|BHP BILLITON SP ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23624
BBL|BHP BILLITON SP ADR|WGIF|CIBC World Markets Inc.|332
BBL|BHP BILLITON SP ADR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|48
BBL|BHP BILLITON SP ADR|WSEA|WOLVERINE SECURITIES, LLC|2469
BBL|BHP BILLITON SP ADR|XIST|INSTINET, LLC|11400
BBL|BHP BILLITON SP ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
BBL|BHP BILLITON SP ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|300
BBL|BHP BILLITON SP ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3140
BBN|BLACKROCK TAXABLE MU|AGCP|AEGIS CAPITAL CORP.|1000
BBN|BLACKROCK TAXABLE MU|AGIS|Aegis Capital Corp.|6310
BBN|BLACKROCK TAXABLE MU|ALTX|Alternet Securities Inc.|2400
BBN|BLACKROCK TAXABLE MU|APCC|Apex Clearing Corporation|386
BBN|BLACKROCK TAXABLE MU|BANK|Primevest Financial Services, Inc.|103
BBN|BLACKROCK TAXABLE MU|BARD|Robert W. Baird & Co. Incorporated|2866
BBN|BLACKROCK TAXABLE MU|BATM|CBOE TRADING, INC.|57
BBN|BLACKROCK TAXABLE MU|BBNT|BB&T SECURITIES, LLC|6110
BBN|BLACKROCK TAXABLE MU|BERN|Sanford C. Bernstein & Co., LLC|52
BBN|BLACKROCK TAXABLE MU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4085
BBN|BLACKROCK TAXABLE MU|BTIG|BTIG, LLC|1120
BBN|BLACKROCK TAXABLE MU|CHAS|Charles Schwab & Co., Inc.|6175
BBN|BLACKROCK TAXABLE MU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1450
BBN|BLACKROCK TAXABLE MU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
BBN|BLACKROCK TAXABLE MU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5818
BBN|BLACKROCK TAXABLE MU|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BBN|BLACKROCK TAXABLE MU|DADA|D.A. Davidson & Co.|2009
BBN|BLACKROCK TAXABLE MU|DAVA|Davenport & Company LLC|1609
BBN|BLACKROCK TAXABLE MU|DBAX|Deutsche Bank Securities Inc.|11600
BBN|BLACKROCK TAXABLE MU|DEAN|MORGAN STANLEY|14907
BBN|BLACKROCK TAXABLE MU|EBXL|EBX LLC|2100
BBN|BLACKROCK TAXABLE MU|EDJO|Edward D. Jones & Co., L.P.|5600
BBN|BLACKROCK TAXABLE MU|EGAM|CBOE TRADING, INC.|1880
BBN|BLACKROCK TAXABLE MU|EGXM|CBOE TRADING, INC.|509
BBN|BLACKROCK TAXABLE MU|ETBE|Electronic Transaction Clearing, Inc.|100
BBN|BLACKROCK TAXABLE MU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BBN|BLACKROCK TAXABLE MU|ETRS|E*Trade Securities LLC|13535
BBN|BLACKROCK TAXABLE MU|FBSB|U.S. Bancorp Investments, Inc.|102
BBN|BLACKROCK TAXABLE MU|FMAF|NBCN Inc./ CDS|744
BBN|BLACKROCK TAXABLE MU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7669
BBN|BLACKROCK TAXABLE MU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15188
BBN|BLACKROCK TAXABLE MU|FTBR|Foliofn Investments, Inc.|334
BBN|BLACKROCK TAXABLE MU|GLPX|ACS EXECUTION SERVICES, LLC|1589
BBN|BLACKROCK TAXABLE MU|GSCS|GOLDMAN SACHS & CO. LLC|279
BBN|BLACKROCK TAXABLE MU|GTSZ|GTS SECURITIES LLC|200
BBN|BLACKROCK TAXABLE MU|HRBF|American Enterprise Investment Services Inc.|64101
BBN|BLACKROCK TAXABLE MU|IATS|INTERACTIVE BROKERS LLC|5600
BBN|BLACKROCK TAXABLE MU|IBKR|Interactive Brokers Llc|8974
BBN|BLACKROCK TAXABLE MU|ICBX|INSTINET, LLC|800
BBN|BLACKROCK TAXABLE MU|INCA|INSTINET, LLC|1057
BBN|BLACKROCK TAXABLE MU|ITGI|ITG Inc.|5300
BBN|BLACKROCK TAXABLE MU|ITGP|ITG INC.|1800
BBN|BLACKROCK TAXABLE MU|JANY|Janney Montgomery Scott Inc.|906
BBN|BLACKROCK TAXABLE MU|JEFF|JEFFERIES LLC|300
BBN|BLACKROCK TAXABLE MU|JMPT|JUMP TRADING, LLC|20
BBN|BLACKROCK TAXABLE MU|JPMX|J.P. Morgan Securities LLC|1000
BBN|BLACKROCK TAXABLE MU|JSJX|JANE STREET CAPITAL LLC|500
BBN|BLACKROCK TAXABLE MU|KCGM|VIRTU Americas LLC|1600
BBN|BLACKROCK TAXABLE MU|LEHM|Barclays Capital Inc./Le|4200
BBN|BLACKROCK TAXABLE MU|LGNT|COR CLEARING LLC|6
BBN|BLACKROCK TAXABLE MU|LIME|Lime Brokerage LLC|383
BBN|BLACKROCK TAXABLE MU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
BBN|BLACKROCK TAXABLE MU|MACC|Mid Atlantic Capital Corporation|6886
BBN|BLACKROCK TAXABLE MU|MAXM|Maxim Group LLC|1500
BBN|BLACKROCK TAXABLE MU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12800
BBN|BLACKROCK TAXABLE MU|MOTF|MOTIF INVESTING, INC.|2
BBN|BLACKROCK TAXABLE MU|MSCO|MORGAN STANLEY & CO. LLC|136012
BBN|BLACKROCK TAXABLE MU|MSPL|MORGAN STANLEY & CO. LLC|14900
BBN|BLACKROCK TAXABLE MU|NATL|National Securities Corporation|800
BBN|BLACKROCK TAXABLE MU|NFSC|National Financial Services LLC|155321
BBN|BLACKROCK TAXABLE MU|NITE|VIRTU Americas LLC|324672
BBN|BLACKROCK TAXABLE MU|NQRB|Brut, LLC|100
BBN|BLACKROCK TAXABLE MU|NTBF|BMO Nesbitt Burns Inc./CDS|450
BBN|BLACKROCK TAXABLE MU|OPCO|Oppenheimer & Co. Inc.|1644
BBN|BLACKROCK TAXABLE MU|PDQM|CODA MARKETS, INC.|2598
BBN|BLACKROCK TAXABLE MU|PWJC|UBS Financial Services, Inc.|52655
BBN|BLACKROCK TAXABLE MU|RBCM|RBC CAPITAL MARKETS, LLC|30559
BBN|BLACKROCK TAXABLE MU|SALI|INTL FCSTONE FINANCIAL INC.|407
BBN|BLACKROCK TAXABLE MU|SBSH|Citigroup Global Markets Inc.|6339
BBN|BLACKROCK TAXABLE MU|SGMT|GOLDMAN SACHS & CO. LLC|2485
BBN|BLACKROCK TAXABLE MU|SPDR|SPEEDROUTE LLC|100
BBN|BLACKROCK TAXABLE MU|SPHN|Stephens Inc.|9
BBN|BLACKROCK TAXABLE MU|STFL|Stifel, Nicolaus & Company, Incorporated|40804
BBN|BLACKROCK TAXABLE MU|SWIM|TD Ameritrade, Inc.|6030
BBN|BLACKROCK TAXABLE MU|SWST|Hilltop Securities Inc.|2714
BBN|BLACKROCK TAXABLE MU|TKNG|ALLY INVEST SECURITIES LLC|500
BBN|BLACKROCK TAXABLE MU|TRBT|Tradebot Systems, Inc.|1613
BBN|BLACKROCK TAXABLE MU|TRCM|TRC MARKETS LLC|300
BBN|BLACKROCK TAXABLE MU|TWTT|TASTYWORKS, INC.|460
BBN|BLACKROCK TAXABLE MU|UBSA|UBS SECURITIES LLC|16634
BBN|BLACKROCK TAXABLE MU|UBSS|UBS Securities LLC|161393
BBN|BLACKROCK TAXABLE MU|VALX|VIRTU AMERICAS LLC|4
BBN|BLACKROCK TAXABLE MU|VGRD|Vanguard Marketing Corporation|36795
BBN|BLACKROCK TAXABLE MU|VNDM|Wall Street Access|1800
BBN|BLACKROCK TAXABLE MU|WCHV|WELLS FARGO SECURITIES, LLC|108880
BBN|BLACKROCK TAXABLE MU|WEDB|WEDBUSH SECURITIES INC.|3435
BBN|BLACKROCK TAXABLE MU|WEED|Weeden & Co.L.P.|1760
BBN|BLACKROCK TAXABLE MU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|402
BBN|BLACKROCK TAXABLE MU|WGIF|CIBC World Markets Inc.|1
BBN|BLACKROCK TAXABLE MU|WSEA|WOLVERINE SECURITIES, LLC|1631
BBN|BLACKROCK TAXABLE MU|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
BBN|BLACKROCK TAXABLE MU|YKNA|COMHAR CAPITAL MARKETS, LLC|609
BBN|BLACKROCK TAXABLE MU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11522
BBOX|BLACK BOX CP      ##|APCC|Apex Clearing Corporation|24298
BBOX|BLACK BOX CP      ##|BERN|Sanford C. Bernstein & Co., LLC|4305
BBOX|BLACK BOX CP      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
BBOX|BLACK BOX CP      ##|BNPX|BNP PARIBAS SECURITIES CORP.|1
BBOX|BLACK BOX CP      ##|BTIG|BTIG, LLC|5771
BBOX|BLACK BOX CP      ##|BYXM|CBOE TRADING, INC.|490
BBOX|BLACK BOX CP      ##|CHAS|Charles Schwab & Co., Inc.|742
BBOX|BLACK BOX CP      ##|CICF|Canaccord Genuity Corp.|2000
BBOX|BLACK BOX CP      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|970
BBOX|BLACK BOX CP      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
BBOX|BLACK BOX CP      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46818
BBOX|BLACK BOX CP      ##|CTDL|Citadel Derivatives Group Llc|31
BBOX|BLACK BOX CP      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
BBOX|BLACK BOX CP      ##|DBAB|Deutsche Bank Securities Inc.|9668
BBOX|BLACK BOX CP      ##|DBAX|Deutsche Bank Securities Inc.|46200
BBOX|BLACK BOX CP      ##|DEAN|MORGAN STANLEY|2394
BBOX|BLACK BOX CP      ##|DEGS|RONIN PROFESSIONAL LLC|11068
BBOX|BLACK BOX CP      ##|EBXL|EBX LLC|17200
BBOX|BLACK BOX CP      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|3700
BBOX|BLACK BOX CP      ##|EDJC|Edward Jones / CDS|2000
BBOX|BLACK BOX CP      ##|EDJO|Edward D. Jones & Co., L.P.|750
BBOX|BLACK BOX CP      ##|EGAM|CBOE TRADING, INC.|200
BBOX|BLACK BOX CP      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|500
BBOX|BLACK BOX CP      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2222
BBOX|BLACK BOX CP      ##|ETRS|E*Trade Securities LLC|128221
BBOX|BLACK BOX CP      ##|FBCO|Credit Suisse Securities (USA) LLC|10874
BBOX|BLACK BOX CP      ##|FILL|Tradestation Securities, Inc.|1300
BBOX|BLACK BOX CP      ##|FMAF|NBCN Inc./ CDS|12885
BBOX|BLACK BOX CP      ##|FOMA|TD AMERITRADE CLEARING, INC.|240177
BBOX|BLACK BOX CP      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
BBOX|BLACK BOX CP      ##|FTBR|Foliofn Investments, Inc.|126
BBOX|BLACK BOX CP      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|4265
BBOX|BLACK BOX CP      ##|GLPX|ACS EXECUTION SERVICES, LLC|400
BBOX|BLACK BOX CP      ##|GSCO|GOLDMAN SACHS & CO. LLC|12985
BBOX|BLACK BOX CP      ##|GSLT|GOLDMAN SACHS & CO. LLC|17347
BBOX|BLACK BOX CP      ##|GTSZ|GTS SECURITIES LLC|5953
BBOX|BLACK BOX CP      ##|IBKR|Interactive Brokers Llc|9381
BBOX|BLACK BOX CP      ##|ICBX|INSTINET, LLC|18400
BBOX|BLACK BOX CP      ##|INCA|INSTINET, LLC|21025
BBOX|BLACK BOX CP      ##|INJX|INSTINET, LLC|1100
BBOX|BLACK BOX CP      ##|ITGI|ITG Inc.|20599
BBOX|BLACK BOX CP      ##|ITGP|ITG INC.|7400
BBOX|BLACK BOX CP      ##|JEFF|JEFFERIES LLC|27998
BBOX|BLACK BOX CP      ##|JPMX|J.P. Morgan Securities LLC|16200
BBOX|BLACK BOX CP      ##|JSJX|JANE STREET CAPITAL LLC|78
BBOX|BLACK BOX CP      ##|KCGM|VIRTU Americas LLC|4180
BBOX|BLACK BOX CP      ##|LEHM|Barclays Capital Inc./Le|174941
BBOX|BLACK BOX CP      ##|LIME|Lime Brokerage LLC|9805
BBOX|BLACK BOX CP      ##|LMGP|LIME BROKERAGE LLC|5400
BBOX|BLACK BOX CP      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11400
BBOX|BLACK BOX CP      ##|MSCO|MORGAN STANLEY & CO. LLC|122626
BBOX|BLACK BOX CP      ##|MSPL|MORGAN STANLEY & CO. LLC|34400
BBOX|BLACK BOX CP      ##|MSTX|MORGAN STANLEY & CO. LLC|1600
BBOX|BLACK BOX CP      ##|NFSC|National Financial Services LLC|168133
BBOX|BLACK BOX CP      ##|NITE|VIRTU Americas LLC|330802
BBOX|BLACK BOX CP      ##|NITP|VIRTU Americas LLC|751
BBOX|BLACK BOX CP      ##|PDQM|CODA MARKETS, INC.|9003
BBOX|BLACK BOX CP      ##|PHLY|NASDAQ Execution Services, LLC|200
BBOX|BLACK BOX CP      ##|RAJA|Raymond James & Associates, Inc.|1000
BBOX|BLACK BOX CP      ##|RBCM|RBC CAPITAL MARKETS, LLC|5000
BBOX|BLACK BOX CP      ##|SAGL|SAGETRADER, LLC|100
BBOX|BLACK BOX CP      ##|SBSH|Citigroup Global Markets Inc.|5230
BBOX|BLACK BOX CP      ##|SGMT|GOLDMAN SACHS & CO. LLC|13322
BBOX|BLACK BOX CP      ##|SPDR|SPEEDROUTE LLC|5600
BBOX|BLACK BOX CP      ##|SWIM|TD Ameritrade, Inc.|44202
BBOX|BLACK BOX CP      ##|TKNG|ALLY INVEST SECURITIES LLC|9337
BBOX|BLACK BOX CP      ##|TRBT|Tradebot Systems, Inc.|1300
BBOX|BLACK BOX CP      ##|TRCM|TRC MARKETS LLC|29045
BBOX|BLACK BOX CP      ##|UBSA|UBS SECURITIES LLC|63377
BBOX|BLACK BOX CP      ##|UBSS|UBS Securities LLC|66601
BBOX|BLACK BOX CP      ##|VALX|VIRTU AMERICAS LLC|6525
BBOX|BLACK BOX CP      ##|VGRD|Vanguard Marketing Corporation|38910
BBOX|BLACK BOX CP      ##|WCHV|WELLS FARGO SECURITIES, LLC|5318
BBOX|BLACK BOX CP      ##|WEED|Weeden & Co.L.P.|100
BBOX|BLACK BOX CP      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2456
BBOX|BLACK BOX CP      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5354
BBOX|BLACK BOX CP      ##|WGIF|CIBC World Markets Inc.|9060
BBOX|BLACK BOX CP      ##|WSEA|WOLVERINE SECURITIES, LLC|10218
BBOX|BLACK BOX CP      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|17420
BBP|VIRTUS LFSC BIO ETF|APCC|Apex Clearing Corporation|9
BBP|VIRTUS LFSC BIO ETF|BATM|CBOE TRADING, INC.|700
BBP|VIRTUS LFSC BIO ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|671
BBP|VIRTUS LFSC BIO ETF|CANT|Cantor Fitzgerald & Co.|709
BBP|VIRTUS LFSC BIO ETF|CHAS|Charles Schwab & Co., Inc.|2
BBP|VIRTUS LFSC BIO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2457
BBP|VIRTUS LFSC BIO ETF|CTDL|Citadel Derivatives Group Llc|6405
BBP|VIRTUS LFSC BIO ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
BBP|VIRTUS LFSC BIO ETF|DBAX|Deutsche Bank Securities Inc.|1700
BBP|VIRTUS LFSC BIO ETF|EBXL|EBX LLC|2400
BBP|VIRTUS LFSC BIO ETF|ETCB|ETC BROKERAGE SERVICES, LLC|400
BBP|VIRTUS LFSC BIO ETF|ETRS|E*Trade Securities LLC|652
BBP|VIRTUS LFSC BIO ETF|FTBR|Foliofn Investments, Inc.|7
BBP|VIRTUS LFSC BIO ETF|GSLT|GOLDMAN SACHS & CO. LLC|500
BBP|VIRTUS LFSC BIO ETF|HRBF|American Enterprise Investment Services Inc.|200
BBP|VIRTUS LFSC BIO ETF|IATS|INTERACTIVE BROKERS LLC|100
BBP|VIRTUS LFSC BIO ETF|IBKR|Interactive Brokers Llc|212
BBP|VIRTUS LFSC BIO ETF|ICBX|INSTINET, LLC|600
BBP|VIRTUS LFSC BIO ETF|JPMX|J.P. Morgan Securities LLC|1000
BBP|VIRTUS LFSC BIO ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|12000
BBP|VIRTUS LFSC BIO ETF|JSJX|JANE STREET CAPITAL LLC|2030
BBP|VIRTUS LFSC BIO ETF|KCGM|VIRTU Americas LLC|1085
BBP|VIRTUS LFSC BIO ETF|LEHM|Barclays Capital Inc./Le|2000
BBP|VIRTUS LFSC BIO ETF|LIME|Lime Brokerage LLC|9
BBP|VIRTUS LFSC BIO ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
BBP|VIRTUS LFSC BIO ETF|MOTF|MOTIF INVESTING, INC.|2
BBP|VIRTUS LFSC BIO ETF|MSCO|MORGAN STANLEY & CO. LLC|1000
BBP|VIRTUS LFSC BIO ETF|NFSC|National Financial Services LLC|5134
BBP|VIRTUS LFSC BIO ETF|NITE|VIRTU Americas LLC|29764
BBP|VIRTUS LFSC BIO ETF|NITP|VIRTU Americas LLC|2703
BBP|VIRTUS LFSC BIO ETF|OPCO|Oppenheimer & Co. Inc.|100
BBP|VIRTUS LFSC BIO ETF|RBCM|RBC CAPITAL MARKETS, LLC|23997
BBP|VIRTUS LFSC BIO ETF|SGMT|GOLDMAN SACHS & CO. LLC|1393
BBP|VIRTUS LFSC BIO ETF|SHMR|ABN Amro Clearing LLC|2004
BBP|VIRTUS LFSC BIO ETF|STFL|Stifel, Nicolaus & Company, Incorporated|515
BBP|VIRTUS LFSC BIO ETF|SWIM|TD Ameritrade, Inc.|1457
BBP|VIRTUS LFSC BIO ETF|UBSA|UBS SECURITIES LLC|4658
BBP|VIRTUS LFSC BIO ETF|UBSS|UBS Securities LLC|612
BBP|VIRTUS LFSC BIO ETF|WCHV|WELLS FARGO SECURITIES, LLC|86
BBP|VIRTUS LFSC BIO ETF|WSEA|WOLVERINE SECURITIES, LLC|12
BBP|VIRTUS LFSC BIO ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3807
BBRC|COLMBIA BEYOND BRIC|APCC|Apex Clearing Corporation|38
BBRC|COLMBIA BEYOND BRIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41
BBRC|COLMBIA BEYOND BRIC|CHAS|Charles Schwab & Co., Inc.|2
BBRC|COLMBIA BEYOND BRIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1376
BBRC|COLMBIA BEYOND BRIC|CTDL|Citadel Derivatives Group Llc|486
BBRC|COLMBIA BEYOND BRIC|DBAX|Deutsche Bank Securities Inc.|200
BBRC|COLMBIA BEYOND BRIC|EBXL|EBX LLC|900
BBRC|COLMBIA BEYOND BRIC|EDJO|Edward D. Jones & Co., L.P.|103
BBRC|COLMBIA BEYOND BRIC|ETRS|E*Trade Securities LLC|554
BBRC|COLMBIA BEYOND BRIC|FTBR|Foliofn Investments, Inc.|2
BBRC|COLMBIA BEYOND BRIC|HRBF|American Enterprise Investment Services Inc.|250
BBRC|COLMBIA BEYOND BRIC|IBKR|Interactive Brokers Llc|124
BBRC|COLMBIA BEYOND BRIC|JSJX|JANE STREET CAPITAL LLC|5759
BBRC|COLMBIA BEYOND BRIC|KCGM|VIRTU Americas LLC|1473
BBRC|COLMBIA BEYOND BRIC|LEHM|Barclays Capital Inc./Le|1000
BBRC|COLMBIA BEYOND BRIC|LIME|Lime Brokerage LLC|100
BBRC|COLMBIA BEYOND BRIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
BBRC|COLMBIA BEYOND BRIC|MSCO|MORGAN STANLEY & CO. LLC|1750
BBRC|COLMBIA BEYOND BRIC|NFSC|National Financial Services LLC|1795
BBRC|COLMBIA BEYOND BRIC|NITE|VIRTU Americas LLC|2046
BBRC|COLMBIA BEYOND BRIC|PWJC|UBS Financial Services, Inc.|21
BBRC|COLMBIA BEYOND BRIC|SGMT|GOLDMAN SACHS & CO. LLC|200
BBRC|COLMBIA BEYOND BRIC|SWIM|TD Ameritrade, Inc.|80
BBRC|COLMBIA BEYOND BRIC|UBSA|UBS SECURITIES LLC|942
BBRC|COLMBIA BEYOND BRIC|UBSS|UBS Securities LLC|11226
BBRC|COLMBIA BEYOND BRIC|VGRD|Vanguard Marketing Corporation|310
BBRC|COLMBIA BEYOND BRIC|WCHV|WELLS FARGO SECURITIES, LLC|648
BBRE|JPMORGAN BETABUILDER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BBRE|JPMORGAN BETABUILDER|CSIN|Citadel Securities Institutional LLC|650400
BBRE|JPMORGAN BETABUILDER|CTDL|Citadel Derivatives Group Llc|651100
BBRE|JPMORGAN BETABUILDER|DBAX|Deutsche Bank Securities Inc.|700
BBRE|JPMORGAN BETABUILDER|GTSZ|GTS SECURITIES LLC|1300
BBRE|JPMORGAN BETABUILDER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
BBRE|JPMORGAN BETABUILDER|MSCO|MORGAN STANLEY & CO. LLC|400
BBRE|JPMORGAN BETABUILDER|MSPL|MORGAN STANLEY & CO. LLC|900
BBRE|JPMORGAN BETABUILDER|NITE|VIRTU Americas LLC|200
BBRE|JPMORGAN BETABUILDER|SGMT|GOLDMAN SACHS & CO. LLC|200
BBRE|JPMORGAN BETABUILDER|SWIM|TD Ameritrade, Inc.|400
BBRE|JPMORGAN BETABUILDER|WSEA|WOLVERINE SECURITIES, LLC|12
BBSI|BARRETT BUSINESS S|ALTX|Alternet Securities Inc.|1750
BBSI|BARRETT BUSINESS S|ANOS|ABEL/NOSER, L.L.C.|565
BBSI|BARRETT BUSINESS S|APCC|Apex Clearing Corporation|25
BBSI|BARRETT BUSINESS S|BATM|CBOE TRADING, INC.|206
BBSI|BARRETT BUSINESS S|BAYC|BAY CREST PARTNERS, LLC|102
BBSI|BARRETT BUSINESS S|BERN|Sanford C. Bernstein & Co., LLC|578
BBSI|BARRETT BUSINESS S|BMOC|BMO Capital Markets Corp.|1131
BBSI|BARRETT BUSINESS S|BNPX|BNP PARIBAS SECURITIES CORP.|399
BBSI|BARRETT BUSINESS S|BTIG|BTIG, LLC|2206
BBSI|BARRETT BUSINESS S|BYXM|CBOE TRADING, INC.|675
BBSI|BARRETT BUSINESS S|BZYD|GOLDMAN SACHS & CO. LLC|775
BBSI|BARRETT BUSINESS S|CHAS|Charles Schwab & Co., Inc.|112
BBSI|BARRETT BUSINESS S|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201
BBSI|BARRETT BUSINESS S|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18763
BBSI|BARRETT BUSINESS S|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16419
BBSI|BARRETT BUSINESS S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18795
BBSI|BARRETT BUSINESS S|CTDL|Citadel Derivatives Group Llc|343
BBSI|BARRETT BUSINESS S|CXCX|CITIGROUP GLOBAL MARKETS INC.|1344
BBSI|BARRETT BUSINESS S|DBAB|Deutsche Bank Securities Inc.|25214
BBSI|BARRETT BUSINESS S|DBAX|Deutsche Bank Securities Inc.|10300
BBSI|BARRETT BUSINESS S|DEAN|MORGAN STANLEY|1973
BBSI|BARRETT BUSINESS S|DEGS|RONIN PROFESSIONAL LLC|4116
BBSI|BARRETT BUSINESS S|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|188
BBSI|BARRETT BUSINESS S|EBXL|EBX LLC|13000
BBSI|BARRETT BUSINESS S|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
BBSI|BARRETT BUSINESS S|EDJO|Edward D. Jones & Co., L.P.|208
BBSI|BARRETT BUSINESS S|EGAM|CBOE TRADING, INC.|640
BBSI|BARRETT BUSINESS S|EGXM|CBOE TRADING, INC.|23
BBSI|BARRETT BUSINESS S|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|70
BBSI|BARRETT BUSINESS S|ETRS|E*Trade Securities LLC|3523
BBSI|BARRETT BUSINESS S|FBCO|Credit Suisse Securities (USA) LLC|30566
BBSI|BARRETT BUSINESS S|FILL|Tradestation Securities, Inc.|170
BBSI|BARRETT BUSINESS S|FOMA|TD AMERITRADE CLEARING, INC.|7154
BBSI|BARRETT BUSINESS S|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|188
BBSI|BARRETT BUSINESS S|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4145
BBSI|BARRETT BUSINESS S|FTBR|Foliofn Investments, Inc.|106
BBSI|BARRETT BUSINESS S|GEBB|GLOBAL EXECUTION BROKERS, LP|2933
BBSI|BARRETT BUSINESS S|GLPX|ACS EXECUTION SERVICES, LLC|12680
BBSI|BARRETT BUSINESS S|GSCO|GOLDMAN SACHS & CO. LLC|65024
BBSI|BARRETT BUSINESS S|GSCS|GOLDMAN SACHS & CO. LLC|7110
BBSI|BARRETT BUSINESS S|GTSZ|GTS SECURITIES LLC|29978
BBSI|BARRETT BUSINESS S|HPPX|POTAMUS TRADING, LLC|288
BBSI|BARRETT BUSINESS S|IATS|INTERACTIVE BROKERS LLC|245
BBSI|BARRETT BUSINESS S|IBKR|Interactive Brokers Llc|5970
BBSI|BARRETT BUSINESS S|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
BBSI|BARRETT BUSINESS S|ICBX|INSTINET, LLC|1491
BBSI|BARRETT BUSINESS S|IEQY|CITADEL SECURITIES LLC|4416
BBSI|BARRETT BUSINESS S|INCA|INSTINET, LLC|31931
BBSI|BARRETT BUSINESS S|INJX|INSTINET, LLC|267
BBSI|BARRETT BUSINESS S|ITGI|ITG Inc.|2478
BBSI|BARRETT BUSINESS S|ITGP|ITG INC.|14800
BBSI|BARRETT BUSINESS S|JANY|Janney Montgomery Scott Inc.|32
BBSI|BARRETT BUSINESS S|JEFF|JEFFERIES LLC|1480
BBSI|BARRETT BUSINESS S|JPMX|J.P. Morgan Securities LLC|24420
BBSI|BARRETT BUSINESS S|JSJX|JANE STREET CAPITAL LLC|657
BBSI|BARRETT BUSINESS S|KCGM|VIRTU Americas LLC|5329
BBSI|BARRETT BUSINESS S|LEHM|Barclays Capital Inc./Le|37956
BBSI|BARRETT BUSINESS S|LIME|Lime Brokerage LLC|10471
BBSI|BARRETT BUSINESS S|MAXM|Maxim Group LLC|664
BBSI|BARRETT BUSINESS S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7966
BBSI|BARRETT BUSINESS S|MSCO|MORGAN STANLEY & CO. LLC|83464
BBSI|BARRETT BUSINESS S|MSPL|MORGAN STANLEY & CO. LLC|24900
BBSI|BARRETT BUSINESS S|MSTX|MORGAN STANLEY & CO. LLC|2400
BBSI|BARRETT BUSINESS S|NFSC|National Financial Services LLC|3965
BBSI|BARRETT BUSINESS S|NITE|VIRTU Americas LLC|22273
BBSI|BARRETT BUSINESS S|NITP|VIRTU Americas LLC|300
BBSI|BARRETT BUSINESS S|NQRB|Brut, LLC|250
BBSI|BARRETT BUSINESS S|PDQM|CODA MARKETS, INC.|20018
BBSI|BARRETT BUSINESS S|RAJA|Raymond James & Associates, Inc.|1642
BBSI|BARRETT BUSINESS S|RBCM|RBC CAPITAL MARKETS, LLC|34
BBSI|BARRETT BUSINESS S|ROTH|Roth Capital Partners, LLC|100
BBSI|BARRETT BUSINESS S|SAGW|SAGETRADER, LLC|65
BBSI|BARRETT BUSINESS S|SBSH|Citigroup Global Markets Inc.|19774
BBSI|BARRETT BUSINESS S|SGMT|GOLDMAN SACHS & CO. LLC|7958
BBSI|BARRETT BUSINESS S|SPDR|SPEEDROUTE LLC|2588
BBSI|BARRETT BUSINESS S|STFL|Stifel, Nicolaus & Company, Incorporated|189
BBSI|BARRETT BUSINESS S|SWIM|TD Ameritrade, Inc.|25
BBSI|BARRETT BUSINESS S|TKNG|ALLY INVEST SECURITIES LLC|50
BBSI|BARRETT BUSINESS S|TRBT|Tradebot Systems, Inc.|1813
BBSI|BARRETT BUSINESS S|TRCM|TRC MARKETS LLC|14898
BBSI|BARRETT BUSINESS S|UBSA|UBS SECURITIES LLC|45326
BBSI|BARRETT BUSINESS S|UBSS|UBS Securities LLC|66324
BBSI|BARRETT BUSINESS S|VALX|VIRTU AMERICAS LLC|1538
BBSI|BARRETT BUSINESS S|VGRD|Vanguard Marketing Corporation|65
BBSI|BARRETT BUSINESS S|WCHV|WELLS FARGO SECURITIES, LLC|2156
BBSI|BARRETT BUSINESS S|WEED|Weeden & Co.L.P.|17563
BBSI|BARRETT BUSINESS S|WEXX|WOLVERINE EXECUTION SERVICES, LLC|157
BBSI|BARRETT BUSINESS S|WSEA|WOLVERINE SECURITIES, LLC|188
BBSI|BARRETT BUSINESS S|XIST|INSTINET, LLC|3720
BBSI|BARRETT BUSINESS S|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
BBSI|BARRETT BUSINESS S|YKNA|COMHAR CAPITAL MARKETS, LLC|815
BBSI|BARRETT BUSINESS S|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70
BBT|BB&T CP|ABLE|NATIXIS Securities Americas LLC|123947
BBT|BB&T CP|ADAM|CANACCORD GENUITY INC.|100
BBT|BB&T CP|AGIS|Aegis Capital Corp.|75
BBT|BB&T CP|ALTX|Alternet Securities Inc.|21278
BBT|BB&T CP|ANOS|ABEL/NOSER, L.L.C.|16321
BBT|BB&T CP|APCC|Apex Clearing Corporation|371
BBT|BB&T CP|BANK|Primevest Financial Services, Inc.|2198
BBT|BB&T CP|BARD|Robert W. Baird & Co. Incorporated|29281
BBT|BB&T CP|BATM|CBOE TRADING, INC.|7476
BBT|BB&T CP|BAYC|BAY CREST PARTNERS, LLC|217
BBT|BB&T CP|BAYT|BTIG, LLC|10600
BBT|BB&T CP|BBNT|BB&T SECURITIES, LLC|38904
BBT|BB&T CP|BERN|Sanford C. Bernstein & Co., LLC|174208
BBT|BB&T CP|BIDS|BIDS TRADING L.P.|800
BBT|BB&T CP|BKCM|BNY Mellon Capital Markets LLC|1079
BBT|BB&T CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|65685
BBT|BB&T CP|BLKX|INSTINET, LLC|77600
BBT|BB&T CP|BMOC|BMO Capital Markets Corp.|190098
BBT|BB&T CP|BNCH|The Benchmark Company, LLC|11100
BBT|BB&T CP|BNPX|BNP PARIBAS SECURITIES CORP.|335073
BBT|BB&T CP|BTIG|BTIG, LLC|225773
BBT|BB&T CP|BYXM|CBOE TRADING, INC.|4049
BBT|BB&T CP|BZYD|GOLDMAN SACHS & CO. LLC|2147
BBT|BB&T CP|CANT|Cantor Fitzgerald & Co.|404
BBT|BB&T CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|16800
BBT|BB&T CP|CHAS|Charles Schwab & Co., Inc.|12448
BBT|BB&T CP|CIBP|CIBC World Markets Corp.|51290
BBT|BB&T CP|CICF|Canaccord Genuity Corp.|3875
BBT|BB&T CP|CIOI|CITIGROUP GLOBAL MARKETS INC|19900
BBT|BB&T CP|CIST|Capital Institutional Services, Inc.|61874
BBT|BB&T CP|CLSA|CLSA AMERICAS, LLC|100
BBT|BB&T CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|515168
BBT|BB&T CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|397
BBT|BB&T CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8206
BBT|BB&T CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1369365
BBT|BB&T CP|CTDL|Citadel Derivatives Group Llc|36658
BBT|BB&T CP|CTLR|CUTLER GROUP, LP|1700
BBT|BB&T CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|171520
BBT|BB&T CP|DADA|D.A. Davidson & Co.|1508
BBT|BB&T CP|DAVA|Davenport & Company LLC|32643
BBT|BB&T CP|DBAB|Deutsche Bank Securities Inc.|675029
BBT|BB&T CP|DBAX|Deutsche Bank Securities Inc.|710500
BBT|BB&T CP|DBUL|Deutsche Bank Securities Inc.|2291
BBT|BB&T CP|DCHF|Dart Executions, LLC|14374
BBT|BB&T CP|DEAN|MORGAN STANLEY|30807
BBT|BB&T CP|DEGS|RONIN PROFESSIONAL LLC|200
BBT|BB&T CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|54970
BBT|BB&T CP|DRWK|DRW SECURITIES, L.L.C.|33352
BBT|BB&T CP|EBXL|EBX LLC|652000
BBT|BB&T CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11552
BBT|BB&T CP|EDJC|Edward Jones / CDS|800
BBT|BB&T CP|EDJO|Edward D. Jones & Co., L.P.|84065
BBT|BB&T CP|EGAM|CBOE TRADING, INC.|42676
BBT|BB&T CP|EGAW|CBOE TRADING, INC.|218
BBT|BB&T CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
BBT|BB&T CP|EGXM|CBOE TRADING, INC.|5546
BBT|BB&T CP|EGXW|CBOE TRADING, INC.|10
BBT|BB&T CP|ESPO|ESPOSITO SECURITIES, LLC|706
BBT|BB&T CP|ETBE|Electronic Transaction Clearing, Inc.|50447
BBT|BB&T CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
BBT|BB&T CP|ETCB|ETC BROKERAGE SERVICES, LLC|1056
BBT|BB&T CP|ETCC|Electronic Transaction Clearing, Inc.|1107
BBT|BB&T CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5387
BBT|BB&T CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|7076
BBT|BB&T CP|ETRS|E*Trade Securities LLC|40000
BBT|BB&T CP|FILL|Tradestation Securities, Inc.|1591
BBT|BB&T CP|FINX|FINTECH SECURITIES|4191
BBT|BB&T CP|FMAF|NBCN Inc./ CDS|52494
BBT|BB&T CP|FMCO|First Manhattan Co|320
BBT|BB&T CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5465
BBT|BB&T CP|FQLS|Quantlab Securities LP|964717
BBT|BB&T CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170922
BBT|BB&T CP|FTBR|Foliofn Investments, Inc.|11970
BBT|BB&T CP|GEBB|GLOBAL EXECUTION BROKERS, LP|15357
BBT|BB&T CP|GLPX|ACS EXECUTION SERVICES, LLC|6737
BBT|BB&T CP|GSCO|GOLDMAN SACHS & CO. LLC|4197068
BBT|BB&T CP|GSCS|GOLDMAN SACHS & CO. LLC|32011
BBT|BB&T CP|GSLT|GOLDMAN SACHS & CO. LLC|49526
BBT|BB&T CP|GTSZ|GTS SECURITIES LLC|636444
BBT|BB&T CP|HAPX|HAP Trading, LLC|188
BBT|BB&T CP|HRBF|American Enterprise Investment Services Inc.|160314
BBT|BB&T CP|HSBC|HSBC Securities, Inc.|5864
BBT|BB&T CP|IATS|INTERACTIVE BROKERS LLC|10173
BBT|BB&T CP|IBKR|Interactive Brokers Llc|24347
BBT|BB&T CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2470
BBT|BB&T CP|ICBX|INSTINET, LLC|219708
BBT|BB&T CP|IEQY|CITADEL SECURITIES LLC|581401
BBT|BB&T CP|INCA|INSTINET, LLC|632727
BBT|BB&T CP|INJX|INSTINET, LLC|18517
BBT|BB&T CP|ITGI|ITG Inc.|105326
BBT|BB&T CP|ITGP|ITG INC.|711200
BBT|BB&T CP|JANY|Janney Montgomery Scott Inc.|12697
BBT|BB&T CP|JEFF|JEFFERIES LLC|831376
BBT|BB&T CP|JMPT|JUMP TRADING, LLC|161114
BBT|BB&T CP|JONE|JonesTrading|23914
BBT|BB&T CP|JPBX|J.P. MORGAN SECURITIES LLC|330326
BBT|BB&T CP|JPMX|J.P. Morgan Securities LLC|1052246
BBT|BB&T CP|JSJX|JANE STREET CAPITAL LLC|209431
BBT|BB&T CP|JSSF|JMP Securities LLC|600
BBT|BB&T CP|KBWI|Keefe, Bruyette & Woods, Inc.|50500
BBT|BB&T CP|KCGM|VIRTU Americas LLC|186216
BBT|BB&T CP|LEHM|Barclays Capital Inc./Le|3519780
BBT|BB&T CP|LGNT|COR CLEARING LLC|1
BBT|BB&T CP|LIME|Lime Brokerage LLC|317152
BBT|BB&T CP|LIWD|LIME BROKERAGE LLC|125
BBT|BB&T CP|LOOP|Loop Capital Markets LLC|3731
BBT|BB&T CP|LQNA|LIQUIDNET, INC.|777400
BBT|BB&T CP|LSCI|Lek Securities Corporation|1772
BBT|BB&T CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BBT|BB&T CP|MACC|Mid Atlantic Capital Corporation|10058
BBT|BB&T CP|MAXM|Maxim Group LLC|2161
BBT|BB&T CP|MCMF|Raymond James Ltd. Cds|338
BBT|BB&T CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|658726
BBT|BB&T CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
BBT|BB&T CP|MOTF|MOTIF INVESTING, INC.|29
BBT|BB&T CP|MSCO|MORGAN STANLEY & CO. LLC|3136964
BBT|BB&T CP|MSPL|MORGAN STANLEY & CO. LLC|979500
BBT|BB&T CP|MSTX|MORGAN STANLEY & CO. LLC|311200
BBT|BB&T CP|NATL|National Securities Corporation|2552
BBT|BB&T CP|NEUB|NEUBERGER BERMAN BD LLC|55
BBT|BB&T CP|NFSC|National Financial Services LLC|691185
BBT|BB&T CP|NITE|VIRTU Americas LLC|1701178
BBT|BB&T CP|NITP|VIRTU Americas LLC|2814
BBT|BB&T CP|NQRB|Brut, LLC|34980
BBT|BB&T CP|NTBF|BMO Nesbitt Burns Inc./CDS|1077
BBT|BB&T CP|NTRC|Northern Trust Securities, Inc.|3223
BBT|BB&T CP|OHOS|TWO SIGMA SECURITIES, LLC|280768
BBT|BB&T CP|OPCO|Oppenheimer & Co. Inc.|77095
BBT|BB&T CP|OTAA|OTA LLC|4200
BBT|BB&T CP|PDQM|CODA MARKETS, INC.|40305
BBT|BB&T CP|PHLY|NASDAQ Execution Services, LLC|4264
BBT|BB&T CP|PIPR|Piper Jaffray & Co.|30000
BBT|BB&T CP|PWJC|UBS Financial Services, Inc.|17055
BBT|BB&T CP|QMSR|QUATTRO M SECURITIES INC.|11948
BBT|BB&T CP|RBCM|RBC CAPITAL MARKETS, LLC|74356
BBT|BB&T CP|RGLD|Regal Securities, Inc|1
BBT|BB&T CP|RJLC|RJL CAPITAL GROUP, LLC|1900
BBT|BB&T CP|SAGL|SAGETRADER, LLC|60365
BBT|BB&T CP|SALI|INTL FCSTONE FINANCIAL INC.|632
BBT|BB&T CP|SBSH|Citigroup Global Markets Inc.|1614953
BBT|BB&T CP|SDLR|Sandler, O'Neill & Partners, L.P.|1700
BBT|BB&T CP|SEIC|SEI Investments Distribution Co.|10165
BBT|BB&T CP|SGMT|GOLDMAN SACHS & CO. LLC|421374
BBT|BB&T CP|SJLS|TRADE INFORMATICS LLC|100
BBT|BB&T CP|SPDR|SPEEDROUTE LLC|34836
BBT|BB&T CP|SPHN|Stephens Inc.|151292
BBT|BB&T CP|STFL|Stifel, Nicolaus & Company, Incorporated|68693
BBT|BB&T CP|STKP|STOCKPILE INVESTMENTS, INC.|36
BBT|BB&T CP|STRS|STRATEGAS RESEARCH PARTNERS|27541
BBT|BB&T CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21051
BBT|BB&T CP|SWIM|TD Ameritrade, Inc.|56732
BBT|BB&T CP|SWST|Hilltop Securities Inc.|10237
BBT|BB&T CP|TAGC|TELSEY ADVISORY GROUP LLC|966
BBT|BB&T CP|TKNG|ALLY INVEST SECURITIES LLC|308
BBT|BB&T CP|TRBT|Tradebot Systems, Inc.|679095
BBT|BB&T CP|TRCM|TRC MARKETS LLC|1203136
BBT|BB&T CP|TWTT|TASTYWORKS, INC.|200
BBT|BB&T CP|UBSA|UBS SECURITIES LLC|1774217
BBT|BB&T CP|UBSS|UBS Securities LLC|1707222
BBT|BB&T CP|VALX|VIRTU AMERICAS LLC|46529
BBT|BB&T CP|VGRD|Vanguard Marketing Corporation|25114
BBT|BB&T CP|WABR|Wall Street Access|412
BBT|BB&T CP|WBLR|WILLIAM BLAIR|4069
BBT|BB&T CP|WBPX|SUMMIT SECURITIES GROUP, LLC|9834
BBT|BB&T CP|WCHV|WELLS FARGO SECURITIES, LLC|607064
BBT|BB&T CP|WDNX|WEEDEN & CO.L.P.|5856
BBT|BB&T CP|WEDB|WEDBUSH SECURITIES INC.|21463
BBT|BB&T CP|WEED|Weeden & Co.L.P.|116265
BBT|BB&T CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|94990
BBT|BB&T CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|95719
BBT|BB&T CP|WGIF|CIBC World Markets Inc.|670
BBT|BB&T CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6628
BBT|BB&T CP|WSEA|WOLVERINE SECURITIES, LLC|15461
BBT|BB&T CP|XIST|INSTINET, LLC|164918
BBT|BB&T CP|XPQR|Jump Trading|600
BBT|BB&T CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|116804
BBT|BB&T CP|YKNA|COMHAR CAPITAL MARKETS, LLC|538
BBT|BB&T CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9749
BBT$D|BB|AGIS|Aegis Capital Corp.|6858
BBT$D|BB|BANK|Primevest Financial Services, Inc.|300
BBT$D|BB|BARD|Robert W. Baird & Co. Incorporated|1225
BBT$D|BB|BATM|CBOE TRADING, INC.|1193
BBT$D|BB|BBNT|BB&T SECURITIES, LLC|113
BBT$D|BB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1512
BBT$D|BB|CANT|Cantor Fitzgerald & Co.|42597
BBT$D|BB|CHAS|Charles Schwab & Co., Inc.|1365
BBT$D|BB|CIST|Capital Institutional Services, Inc.|100
BBT$D|BB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
BBT$D|BB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5371
BBT$D|BB|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
BBT$D|BB|DAVA|Davenport & Company LLC|100
BBT$D|BB|DBAX|Deutsche Bank Securities Inc.|3200
BBT$D|BB|DEAN|MORGAN STANLEY|7411
BBT$D|BB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28209
BBT$D|BB|EBXL|EBX LLC|2900
BBT$D|BB|ECUT|CONVERGEX EXECUTION SOLUTIONS|1294
BBT$D|BB|EDJO|Edward D. Jones & Co., L.P.|1255
BBT$D|BB|EGXM|CBOE TRADING, INC.|200
BBT$D|BB|ETRS|E*Trade Securities LLC|670
BBT$D|BB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|311
BBT$D|BB|GLPX|ACS EXECUTION SERVICES, LLC|1149
BBT$D|BB|GSCO|GOLDMAN SACHS & CO. LLC|1740
BBT$D|BB|GSLT|GOLDMAN SACHS & CO. LLC|100
BBT$D|BB|GTSZ|GTS SECURITIES LLC|200
BBT$D|BB|HRBF|American Enterprise Investment Services Inc.|4178
BBT$D|BB|IBKR|Interactive Brokers Llc|2090
BBT$D|BB|ICBX|INSTINET, LLC|500
BBT$D|BB|INCA|INSTINET, LLC|1378
BBT$D|BB|ITGP|ITG INC.|1000
BBT$D|BB|JANY|Janney Montgomery Scott Inc.|16
BBT$D|BB|JEFF|JEFFERIES LLC|10200
BBT$D|BB|JPMX|J.P. Morgan Securities LLC|2200
BBT$D|BB|JSEB|JANE STREET EXECUTION SERVICES, LLC|1328
BBT$D|BB|KCGM|VIRTU Americas LLC|900
BBT$D|BB|LEHM|Barclays Capital Inc./Le|1600
BBT$D|BB|LIME|Lime Brokerage LLC|211
BBT$D|BB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
BBT$D|BB|MSCO|MORGAN STANLEY & CO. LLC|7647
BBT$D|BB|MSPL|MORGAN STANLEY & CO. LLC|400
BBT$D|BB|NFSC|National Financial Services LLC|21855
BBT$D|BB|NITE|VIRTU Americas LLC|30655
BBT$D|BB|NQRB|Brut, LLC|100
BBT$D|BB|OLDM|OLD MISSION CAPITAL, LLC|700
BBT$D|BB|OPCO|Oppenheimer & Co. Inc.|390
BBT$D|BB|PDQM|CODA MARKETS, INC.|1765
BBT$D|BB|PWJC|UBS Financial Services, Inc.|1617
BBT$D|BB|RBCM|RBC CAPITAL MARKETS, LLC|3358
BBT$D|BB|SALI|INTL FCSTONE FINANCIAL INC.|300
BBT$D|BB|SBSH|Citigroup Global Markets Inc.|112
BBT$D|BB|SGMT|GOLDMAN SACHS & CO. LLC|2949
BBT$D|BB|STFL|Stifel, Nicolaus & Company, Incorporated|42
BBT$D|BB|SWST|Hilltop Securities Inc.|2517
BBT$D|BB|TRBT|Tradebot Systems, Inc.|1100
BBT$D|BB|UBSA|UBS SECURITIES LLC|3064
BBT$D|BB|UBSS|UBS Securities LLC|16448
BBT$D|BB|VGRD|Vanguard Marketing Corporation|6458
BBT$D|BB|VNDM|Wall Street Access|984
BBT$D|BB|WCHV|WELLS FARGO SECURITIES, LLC|8919
BBT$D|BB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|193
BBT$D|BB|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
BBT$D|BB|YKNA|COMHAR CAPITAL MARKETS, LLC|616
BBT$D|BB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4991
BBT$E|BB|AGIS|Aegis Capital Corp.|6475
BBT$E|BB|ALTX|Alternet Securities Inc.|100
BBT$E|BB|BARD|Robert W. Baird & Co. Incorporated|4335
BBT$E|BB|BATM|CBOE TRADING, INC.|775
BBT$E|BB|BBNT|BB&T SECURITIES, LLC|4515
BBT$E|BB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2162
BBT$E|BB|BOKI|BOK FINANCIAL SECURITIES, INC.|35600
BBT$E|BB|CHAS|Charles Schwab & Co., Inc.|1070
BBT$E|BB|CIST|Capital Institutional Services, Inc.|575
BBT$E|BB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2747
BBT$E|BB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8277
BBT$E|BB|CXCX|CITIGROUP GLOBAL MARKETS INC.|4190
BBT$E|BB|DAVA|Davenport & Company LLC|200
BBT$E|BB|DBAX|Deutsche Bank Securities Inc.|7200
BBT$E|BB|DEAN|MORGAN STANLEY|13100
BBT$E|BB|EBXL|EBX LLC|8600
BBT$E|BB|ECUT|CONVERGEX EXECUTION SOLUTIONS|4765
BBT$E|BB|EDJO|Edward D. Jones & Co., L.P.|1147
BBT$E|BB|EGAM|CBOE TRADING, INC.|71
BBT$E|BB|ETRS|E*Trade Securities LLC|5722
BBT$E|BB|FINX|FINTECH SECURITIES|101
BBT$E|BB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
BBT$E|BB|FTBR|Foliofn Investments, Inc.|569
BBT$E|BB|GLPX|ACS EXECUTION SERVICES, LLC|2212
BBT$E|BB|GSCO|GOLDMAN SACHS & CO. LLC|2047
BBT$E|BB|GSLT|GOLDMAN SACHS & CO. LLC|600
BBT$E|BB|HRBF|American Enterprise Investment Services Inc.|7378
BBT$E|BB|IATS|INTERACTIVE BROKERS LLC|1919
BBT$E|BB|IBKR|Interactive Brokers Llc|6934
BBT$E|BB|ICBX|INSTINET, LLC|2000
BBT$E|BB|INCA|INSTINET, LLC|4695
BBT$E|BB|INJX|INSTINET, LLC|100
BBT$E|BB|ITGI|ITG Inc.|150
BBT$E|BB|JANY|Janney Montgomery Scott Inc.|1500
BBT$E|BB|JEFF|JEFFERIES LLC|1204
BBT$E|BB|JPMX|J.P. Morgan Securities LLC|3600
BBT$E|BB|JSEB|JANE STREET EXECUTION SERVICES, LLC|2416
BBT$E|BB|JSJX|JANE STREET CAPITAL LLC|1810
BBT$E|BB|KCGM|VIRTU Americas LLC|1222
BBT$E|BB|LEHM|Barclays Capital Inc./Le|2800
BBT$E|BB|LIME|Lime Brokerage LLC|442
BBT$E|BB|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BBT$E|BB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9200
BBT$E|BB|MSCO|MORGAN STANLEY & CO. LLC|19759
BBT$E|BB|MSPL|MORGAN STANLEY & CO. LLC|1800
BBT$E|BB|NFSC|National Financial Services LLC|40215
BBT$E|BB|NITE|VIRTU Americas LLC|72992
BBT$E|BB|NQRB|Brut, LLC|2445
BBT$E|BB|NTBF|BMO Nesbitt Burns Inc./CDS|22
BBT$E|BB|NTRC|Northern Trust Securities, Inc.|1000
BBT$E|BB|OPCO|Oppenheimer & Co. Inc.|101
BBT$E|BB|OTAA|OTA LLC|700
BBT$E|BB|PDQM|CODA MARKETS, INC.|3212
BBT$E|BB|PWJC|UBS Financial Services, Inc.|3632
BBT$E|BB|RBCM|RBC CAPITAL MARKETS, LLC|8476
BBT$E|BB|SALI|INTL FCSTONE FINANCIAL INC.|150
BBT$E|BB|SGMT|GOLDMAN SACHS & CO. LLC|6161
BBT$E|BB|SPDR|SPEEDROUTE LLC|3100
BBT$E|BB|STFL|Stifel, Nicolaus & Company, Incorporated|3015
BBT$E|BB|SWIM|TD Ameritrade, Inc.|5993
BBT$E|BB|TRBT|Tradebot Systems, Inc.|1229
BBT$E|BB|UBSA|UBS SECURITIES LLC|17375
BBT$E|BB|UBSS|UBS Securities LLC|33935
BBT$E|BB|VGRD|Vanguard Marketing Corporation|32123
BBT$E|BB|WCHV|WELLS FARGO SECURITIES, LLC|24120
BBT$E|BB|WEDB|WEDBUSH SECURITIES INC.|169
BBT$E|BB|WEXM|WOLVERINE EXECUTION SERVICES, LLC|500
BBT$E|BB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1386
BBT$E|BB|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
BBT$E|BB|YKNA|COMHAR CAPITAL MARKETS, LLC|300
BBT$E|BB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4193
BBT$F|BB|BARD|Robert W. Baird & Co. Incorporated|400
BBT$F|BB|BATM|CBOE TRADING, INC.|398
BBT$F|BB|BBNT|BB&T SECURITIES, LLC|3301
BBT$F|BB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
BBT$F|BB|CANT|Cantor Fitzgerald & Co.|3200
BBT$F|BB|CHAS|Charles Schwab & Co., Inc.|3200
BBT$F|BB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
BBT$F|BB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1557
BBT$F|BB|CXCX|CITIGROUP GLOBAL MARKETS INC.|70
BBT$F|BB|DBAX|Deutsche Bank Securities Inc.|1400
BBT$F|BB|DEAN|MORGAN STANLEY|15438
BBT$F|BB|EBXL|EBX LLC|1100
BBT$F|BB|EDJO|Edward D. Jones & Co., L.P.|2913
BBT$F|BB|EGAW|CBOE TRADING, INC.|330
BBT$F|BB|ETRS|E*Trade Securities LLC|553
BBT$F|BB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|374
BBT$F|BB|FTBR|Foliofn Investments, Inc.|132
BBT$F|BB|GLPX|ACS EXECUTION SERVICES, LLC|666
BBT$F|BB|GSCO|GOLDMAN SACHS & CO. LLC|1842
BBT$F|BB|GTSZ|GTS SECURITIES LLC|545
BBT$F|BB|HRBF|American Enterprise Investment Services Inc.|6749
BBT$F|BB|IBKR|Interactive Brokers Llc|1603
BBT$F|BB|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|318
BBT$F|BB|INCA|INSTINET, LLC|1011
BBT$F|BB|ITGI|ITG Inc.|713
BBT$F|BB|JANY|Janney Montgomery Scott Inc.|16154
BBT$F|BB|JPMX|J.P. Morgan Securities LLC|200
BBT$F|BB|JSEB|JANE STREET EXECUTION SERVICES, LLC|1112
BBT$F|BB|KCGM|VIRTU Americas LLC|300
BBT$F|BB|LIME|Lime Brokerage LLC|851
BBT$F|BB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BBT$F|BB|MSCO|MORGAN STANLEY & CO. LLC|2937
BBT$F|BB|MSPL|MORGAN STANLEY & CO. LLC|100
BBT$F|BB|NEUB|NEUBERGER BERMAN BD LLC|15
BBT$F|BB|NFSC|National Financial Services LLC|11096
BBT$F|BB|NITE|VIRTU Americas LLC|31442
BBT$F|BB|OPCO|Oppenheimer & Co. Inc.|3919
BBT$F|BB|PDQM|CODA MARKETS, INC.|1166
BBT$F|BB|PWJC|UBS Financial Services, Inc.|4348
BBT$F|BB|RBCM|RBC CAPITAL MARKETS, LLC|1317
BBT$F|BB|SALI|INTL FCSTONE FINANCIAL INC.|2
BBT$F|BB|SBSH|Citigroup Global Markets Inc.|106
BBT$F|BB|SGMT|GOLDMAN SACHS & CO. LLC|900
BBT$F|BB|SPDR|SPEEDROUTE LLC|600
BBT$F|BB|STFL|Stifel, Nicolaus & Company, Incorporated|623
BBT$F|BB|SWIM|TD Ameritrade, Inc.|193
BBT$F|BB|TRBT|Tradebot Systems, Inc.|841
BBT$F|BB|UBSA|UBS SECURITIES LLC|4539
BBT$F|BB|UBSS|UBS Securities LLC|15290
BBT$F|BB|VGRD|Vanguard Marketing Corporation|100
BBT$F|BB|WCHV|WELLS FARGO SECURITIES, LLC|20938
BBT$F|BB|WEDB|WEDBUSH SECURITIES INC.|33
BBT$F|BB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|179
BBT$F|BB|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BBT$F|BB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1759
BBT$G|BB|AGIS|Aegis Capital Corp.|9230
BBT$G|BB|ALTX|Alternet Securities Inc.|400
BBT$G|BB|BANK|Primevest Financial Services, Inc.|2573
BBT$G|BB|BARD|Robert W. Baird & Co. Incorporated|2823
BBT$G|BB|BATM|CBOE TRADING, INC.|401
BBT$G|BB|BBNT|BB&T SECURITIES, LLC|889
BBT$G|BB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3709
BBT$G|BB|BTIG|BTIG, LLC|1095
BBT$G|BB|CANT|Cantor Fitzgerald & Co.|100
BBT$G|BB|CHAS|Charles Schwab & Co., Inc.|65
BBT$G|BB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13
BBT$G|BB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3112
BBT$G|BB|DBAX|Deutsche Bank Securities Inc.|2500
BBT$G|BB|DEAN|MORGAN STANLEY|6329
BBT$G|BB|EBXL|EBX LLC|1800
BBT$G|BB|ECUT|CONVERGEX EXECUTION SOLUTIONS|6101
BBT$G|BB|EDJO|Edward D. Jones & Co., L.P.|100
BBT$G|BB|EGAM|CBOE TRADING, INC.|200
BBT$G|BB|ETRS|E*Trade Securities LLC|4270
BBT$G|BB|FINX|FINTECH SECURITIES|2600
BBT$G|BB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|294
BBT$G|BB|GLPX|ACS EXECUTION SERVICES, LLC|1024
BBT$G|BB|GSCO|GOLDMAN SACHS & CO. LLC|3270
BBT$G|BB|GSCS|GOLDMAN SACHS & CO. LLC|200
BBT$G|BB|GTSZ|GTS SECURITIES LLC|400
BBT$G|BB|HRBF|American Enterprise Investment Services Inc.|5097
BBT$G|BB|IBKR|Interactive Brokers Llc|107
BBT$G|BB|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|794
BBT$G|BB|INCA|INSTINET, LLC|308
BBT$G|BB|ITGI|ITG Inc.|685
BBT$G|BB|ITGP|ITG INC.|400
BBT$G|BB|JANY|Janney Montgomery Scott Inc.|821
BBT$G|BB|JPMX|J.P. Morgan Securities LLC|950
BBT$G|BB|JSEB|JANE STREET EXECUTION SERVICES, LLC|1328
BBT$G|BB|JSJX|JANE STREET CAPITAL LLC|459
BBT$G|BB|KCGM|VIRTU Americas LLC|600
BBT$G|BB|LEHM|Barclays Capital Inc./Le|200
BBT$G|BB|LIME|Lime Brokerage LLC|510
BBT$G|BB|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|486
BBT$G|BB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BBT$G|BB|MSCO|MORGAN STANLEY & CO. LLC|12462
BBT$G|BB|MSPL|MORGAN STANLEY & CO. LLC|100
BBT$G|BB|NBCS|NBC Securities, INC.|200
BBT$G|BB|NFSC|National Financial Services LLC|22473
BBT$G|BB|NITE|VIRTU Americas LLC|56444
BBT$G|BB|NQRB|Brut, LLC|2343
BBT$G|BB|OLDM|OLD MISSION CAPITAL, LLC|100
BBT$G|BB|PDQM|CODA MARKETS, INC.|1748
BBT$G|BB|PWJC|UBS Financial Services, Inc.|949
BBT$G|BB|RBCM|RBC CAPITAL MARKETS, LLC|3970
BBT$G|BB|SBSH|Citigroup Global Markets Inc.|31
BBT$G|BB|SGMT|GOLDMAN SACHS & CO. LLC|2300
BBT$G|BB|SPDR|SPEEDROUTE LLC|545
BBT$G|BB|STFL|Stifel, Nicolaus & Company, Incorporated|3601
BBT$G|BB|SWIM|TD Ameritrade, Inc.|200
BBT$G|BB|SWST|Hilltop Securities Inc.|1319
BBT$G|BB|UBSA|UBS SECURITIES LLC|3991
BBT$G|BB|UBSS|UBS Securities LLC|21645
BBT$G|BB|VGRD|Vanguard Marketing Corporation|690
BBT$G|BB|WCHV|WELLS FARGO SECURITIES, LLC|26291
BBT$G|BB|WEDB|WEDBUSH SECURITIES INC.|196
BBT$G|BB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|118
BBT$G|BB|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
BBT$G|BB|YKNA|COMHAR CAPITAL MARKETS, LLC|300
BBT$G|BB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4349
BBT$H|BB&T CP. SER H PFD|ALTX|Alternet Securities Inc.|749
BBT$H|BB&T CP. SER H PFD|BARD|Robert W. Baird & Co. Incorporated|234
BBT$H|BB&T CP. SER H PFD|BATM|CBOE TRADING, INC.|600
BBT$H|BB&T CP. SER H PFD|BBNT|BB&T SECURITIES, LLC|1560
BBT$H|BB&T CP. SER H PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4144
BBT$H|BB&T CP. SER H PFD|BNCH|The Benchmark Company, LLC|3300
BBT$H|BB&T CP. SER H PFD|BTIG|BTIG, LLC|105
BBT$H|BB&T CP. SER H PFD|BYXM|CBOE TRADING, INC.|500
BBT$H|BB&T CP. SER H PFD|CHAS|Charles Schwab & Co., Inc.|169
BBT$H|BB&T CP. SER H PFD|CIST|Capital Institutional Services, Inc.|1203
BBT$H|BB&T CP. SER H PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
BBT$H|BB&T CP. SER H PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|458
BBT$H|BB&T CP. SER H PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3000
BBT$H|BB&T CP. SER H PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|76
BBT$H|BB&T CP. SER H PFD|DBAB|Deutsche Bank Securities Inc.|200
BBT$H|BB&T CP. SER H PFD|DBAX|Deutsche Bank Securities Inc.|16200
BBT$H|BB&T CP. SER H PFD|DEAN|MORGAN STANLEY|22246
BBT$H|BB&T CP. SER H PFD|EBXL|EBX LLC|9200
BBT$H|BB&T CP. SER H PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5837
BBT$H|BB&T CP. SER H PFD|EDJO|Edward D. Jones & Co., L.P.|601
BBT$H|BB&T CP. SER H PFD|EGAM|CBOE TRADING, INC.|41
BBT$H|BB&T CP. SER H PFD|EGXM|CBOE TRADING, INC.|100
BBT$H|BB&T CP. SER H PFD|ETRS|E*Trade Securities LLC|647
BBT$H|BB&T CP. SER H PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|457
BBT$H|BB&T CP. SER H PFD|GLPX|ACS EXECUTION SERVICES, LLC|3998
BBT$H|BB&T CP. SER H PFD|GSCO|GOLDMAN SACHS & CO. LLC|47553
BBT$H|BB&T CP. SER H PFD|GSLT|GOLDMAN SACHS & CO. LLC|200
BBT$H|BB&T CP. SER H PFD|GTSZ|GTS SECURITIES LLC|300
BBT$H|BB&T CP. SER H PFD|HRBF|American Enterprise Investment Services Inc.|4913
BBT$H|BB&T CP. SER H PFD|IBKR|Interactive Brokers Llc|950
BBT$H|BB&T CP. SER H PFD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1347
BBT$H|BB&T CP. SER H PFD|ICBX|INSTINET, LLC|600
BBT$H|BB&T CP. SER H PFD|INCA|INSTINET, LLC|1200
BBT$H|BB&T CP. SER H PFD|ITGI|ITG Inc.|1259
BBT$H|BB&T CP. SER H PFD|JANY|Janney Montgomery Scott Inc.|1975
BBT$H|BB&T CP. SER H PFD|JPMX|J.P. Morgan Securities LLC|648
BBT$H|BB&T CP. SER H PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|1344
BBT$H|BB&T CP. SER H PFD|KCGM|VIRTU Americas LLC|1602
BBT$H|BB&T CP. SER H PFD|LEHM|Barclays Capital Inc./Le|1600
BBT$H|BB&T CP. SER H PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
BBT$H|BB&T CP. SER H PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
BBT$H|BB&T CP. SER H PFD|MSCO|MORGAN STANLEY & CO. LLC|204768
BBT$H|BB&T CP. SER H PFD|MSPL|MORGAN STANLEY & CO. LLC|43300
BBT$H|BB&T CP. SER H PFD|NATL|National Securities Corporation|1300
BBT$H|BB&T CP. SER H PFD|NFSC|National Financial Services LLC|7334
BBT$H|BB&T CP. SER H PFD|NITE|VIRTU Americas LLC|37195
BBT$H|BB&T CP. SER H PFD|NQRB|Brut, LLC|3864
BBT$H|BB&T CP. SER H PFD|OLDM|OLD MISSION CAPITAL, LLC|278
BBT$H|BB&T CP. SER H PFD|OPCO|Oppenheimer & Co. Inc.|251
BBT$H|BB&T CP. SER H PFD|PDQM|CODA MARKETS, INC.|6547
BBT$H|BB&T CP. SER H PFD|PWJC|UBS Financial Services, Inc.|5255
BBT$H|BB&T CP. SER H PFD|RBCM|RBC CAPITAL MARKETS, LLC|10518
BBT$H|BB&T CP. SER H PFD|SALI|INTL FCSTONE FINANCIAL INC.|1
BBT$H|BB&T CP. SER H PFD|SBSH|Citigroup Global Markets Inc.|2182
BBT$H|BB&T CP. SER H PFD|SGMT|GOLDMAN SACHS & CO. LLC|4300
BBT$H|BB&T CP. SER H PFD|SPDR|SPEEDROUTE LLC|1100
BBT$H|BB&T CP. SER H PFD|STFL|Stifel, Nicolaus & Company, Incorporated|524
BBT$H|BB&T CP. SER H PFD|SWIM|TD Ameritrade, Inc.|4752
BBT$H|BB&T CP. SER H PFD|SWST|Hilltop Securities Inc.|2286
BBT$H|BB&T CP. SER H PFD|TRBT|Tradebot Systems, Inc.|1162
BBT$H|BB&T CP. SER H PFD|UBSA|UBS SECURITIES LLC|22848
BBT$H|BB&T CP. SER H PFD|UBSS|UBS Securities LLC|22454
BBT$H|BB&T CP. SER H PFD|WABR|Wall Street Access|19448
BBT$H|BB&T CP. SER H PFD|WCHV|WELLS FARGO SECURITIES, LLC|41245
BBT$H|BB&T CP. SER H PFD|WEDB|WEDBUSH SECURITIES INC.|206
BBT$H|BB&T CP. SER H PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|451
BBT$H|BB&T CP. SER H PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|300
BBT$H|BB&T CP. SER H PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1770
BBU|BROOKFIELD BUSINESS|APCC|Apex Clearing Corporation|40
BBU|BROOKFIELD BUSINESS|BATM|CBOE TRADING, INC.|399
BBU|BROOKFIELD BUSINESS|BBNT|BB&T SECURITIES, LLC|53
BBU|BROOKFIELD BUSINESS|CICF|Canaccord Genuity Corp.|3
BBU|BROOKFIELD BUSINESS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14918
BBU|BROOKFIELD BUSINESS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2151
BBU|BROOKFIELD BUSINESS|DAVA|Davenport & Company LLC|34
BBU|BROOKFIELD BUSINESS|DBAB|Deutsche Bank Securities Inc.|1500
BBU|BROOKFIELD BUSINESS|DBAX|Deutsche Bank Securities Inc.|2900
BBU|BROOKFIELD BUSINESS|DEAN|MORGAN STANLEY|150
BBU|BROOKFIELD BUSINESS|DEGS|RONIN PROFESSIONAL LLC|1290
BBU|BROOKFIELD BUSINESS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
BBU|BROOKFIELD BUSINESS|EBXL|EBX LLC|17500
BBU|BROOKFIELD BUSINESS|ECUT|CONVERGEX EXECUTION SOLUTIONS|468
BBU|BROOKFIELD BUSINESS|EDJO|Edward D. Jones & Co., L.P.|8
BBU|BROOKFIELD BUSINESS|ETRS|E*Trade Securities LLC|4164
BBU|BROOKFIELD BUSINESS|FMCO|First Manhattan Co|75
BBU|BROOKFIELD BUSINESS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|160
BBU|BROOKFIELD BUSINESS|FTBR|Foliofn Investments, Inc.|467
BBU|BROOKFIELD BUSINESS|GLIS|TD Securities Inc|1813
BBU|BROOKFIELD BUSINESS|GSCO|GOLDMAN SACHS & CO. LLC|100
BBU|BROOKFIELD BUSINESS|GSLT|GOLDMAN SACHS & CO. LLC|100
BBU|BROOKFIELD BUSINESS|GTSZ|GTS SECURITIES LLC|4344
BBU|BROOKFIELD BUSINESS|HRBF|American Enterprise Investment Services Inc.|230
BBU|BROOKFIELD BUSINESS|IATS|INTERACTIVE BROKERS LLC|1220
BBU|BROOKFIELD BUSINESS|IBKR|Interactive Brokers Llc|510
BBU|BROOKFIELD BUSINESS|ICBX|INSTINET, LLC|1700
BBU|BROOKFIELD BUSINESS|INCA|INSTINET, LLC|4301
BBU|BROOKFIELD BUSINESS|ITGI|ITG Inc.|2315
BBU|BROOKFIELD BUSINESS|ITGP|ITG INC.|8600
BBU|BROOKFIELD BUSINESS|JANY|Janney Montgomery Scott Inc.|208
BBU|BROOKFIELD BUSINESS|JEFF|JEFFERIES LLC|56
BBU|BROOKFIELD BUSINESS|JPMX|J.P. Morgan Securities LLC|14030
BBU|BROOKFIELD BUSINESS|KCGM|VIRTU Americas LLC|515
BBU|BROOKFIELD BUSINESS|LEHM|Barclays Capital Inc./Le|2100
BBU|BROOKFIELD BUSINESS|LIME|Lime Brokerage LLC|284
BBU|BROOKFIELD BUSINESS|MCMF|Raymond James Ltd. Cds|2573
BBU|BROOKFIELD BUSINESS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
BBU|BROOKFIELD BUSINESS|MSCO|MORGAN STANLEY & CO. LLC|4517
BBU|BROOKFIELD BUSINESS|NFSC|National Financial Services LLC|7586
BBU|BROOKFIELD BUSINESS|NITE|VIRTU Americas LLC|18156
BBU|BROOKFIELD BUSINESS|NTBF|BMO Nesbitt Burns Inc./CDS|37
BBU|BROOKFIELD BUSINESS|PCFF|Pacific International Securities Inc./CDS|10
BBU|BROOKFIELD BUSINESS|RBCM|RBC CAPITAL MARKETS, LLC|70
BBU|BROOKFIELD BUSINESS|SALI|INTL FCSTONE FINANCIAL INC.|1
BBU|BROOKFIELD BUSINESS|SBSH|Citigroup Global Markets Inc.|1
BBU|BROOKFIELD BUSINESS|SGMT|GOLDMAN SACHS & CO. LLC|7
BBU|BROOKFIELD BUSINESS|STFL|Stifel, Nicolaus & Company, Incorporated|189
BBU|BROOKFIELD BUSINESS|SWIM|TD Ameritrade, Inc.|22311
BBU|BROOKFIELD BUSINESS|TRBT|Tradebot Systems, Inc.|1889
BBU|BROOKFIELD BUSINESS|TRCM|TRC MARKETS LLC|187
BBU|BROOKFIELD BUSINESS|UBSA|UBS SECURITIES LLC|8251
BBU|BROOKFIELD BUSINESS|UBSS|UBS Securities LLC|3278
BBU|BROOKFIELD BUSINESS|VALX|VIRTU AMERICAS LLC|313
BBU|BROOKFIELD BUSINESS|VGRD|Vanguard Marketing Corporation|21
BBU|BROOKFIELD BUSINESS|WCHV|WELLS FARGO SECURITIES, LLC|81
BBU|BROOKFIELD BUSINESS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|953
BBU|BROOKFIELD BUSINESS|WSEA|WOLVERINE SECURITIES, LLC|1
BBU|BROOKFIELD BUSINESS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1698
BBVA|BANCO BILBAO ARG SA|ALTX|Alternet Securities Inc.|76440
BBVA|BANCO BILBAO ARG SA|ANOS|ABEL/NOSER, L.L.C.|10200
BBVA|BANCO BILBAO ARG SA|APCC|Apex Clearing Corporation|5130
BBVA|BANCO BILBAO ARG SA|BALE|M&T SECURITIES, INC.|2515
BBVA|BANCO BILBAO ARG SA|BANK|Primevest Financial Services, Inc.|17515
BBVA|BANCO BILBAO ARG SA|BARD|Robert W. Baird & Co. Incorporated|106386
BBVA|BANCO BILBAO ARG SA|BATM|CBOE TRADING, INC.|25686
BBVA|BANCO BILBAO ARG SA|BAYC|BAY CREST PARTNERS, LLC|4450
BBVA|BANCO BILBAO ARG SA|BBNT|BB&T SECURITIES, LLC|4491
BBVA|BANCO BILBAO ARG SA|BERN|Sanford C. Bernstein & Co., LLC|26000
BBVA|BANCO BILBAO ARG SA|BIAD|SAGETRADER, LLC|1713
BBVA|BANCO BILBAO ARG SA|BKCM|BNY Mellon Capital Markets LLC|452
BBVA|BANCO BILBAO ARG SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|197803
BBVA|BANCO BILBAO ARG SA|BYXM|CBOE TRADING, INC.|200
BBVA|BANCO BILBAO ARG SA|BZYD|GOLDMAN SACHS & CO. LLC|500
BBVA|BANCO BILBAO ARG SA|CHAS|Charles Schwab & Co., Inc.|103721
BBVA|BANCO BILBAO ARG SA|CIST|Capital Institutional Services, Inc.|18754
BBVA|BANCO BILBAO ARG SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27718
BBVA|BANCO BILBAO ARG SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|912562
BBVA|BANCO BILBAO ARG SA|CTDL|Citadel Derivatives Group Llc|20614
BBVA|BANCO BILBAO ARG SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|35238
BBVA|BANCO BILBAO ARG SA|DADA|D.A. Davidson & Co.|10996
BBVA|BANCO BILBAO ARG SA|DBAB|Deutsche Bank Securities Inc.|36050
BBVA|BANCO BILBAO ARG SA|DBAX|Deutsche Bank Securities Inc.|622500
BBVA|BANCO BILBAO ARG SA|DBUL|Deutsche Bank Securities Inc.|4300
BBVA|BANCO BILBAO ARG SA|DCHF|Dart Executions, LLC|57714
BBVA|BANCO BILBAO ARG SA|DEAN|MORGAN STANLEY|1998797
BBVA|BANCO BILBAO ARG SA|DEGS|RONIN PROFESSIONAL LLC|458
BBVA|BANCO BILBAO ARG SA|EBXL|EBX LLC|370000
BBVA|BANCO BILBAO ARG SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|746453
BBVA|BANCO BILBAO ARG SA|EDJO|Edward D. Jones & Co., L.P.|9661
BBVA|BANCO BILBAO ARG SA|EGAM|CBOE TRADING, INC.|3637
BBVA|BANCO BILBAO ARG SA|EGXM|CBOE TRADING, INC.|12604
BBVA|BANCO BILBAO ARG SA|ETBE|Electronic Transaction Clearing, Inc.|28892
BBVA|BANCO BILBAO ARG SA|ETRS|E*Trade Securities LLC|550415
BBVA|BANCO BILBAO ARG SA|FBSB|U.S. Bancorp Investments, Inc.|31585
BBVA|BANCO BILBAO ARG SA|FILL|Tradestation Securities, Inc.|857
BBVA|BANCO BILBAO ARG SA|FINX|FINTECH SECURITIES|2018
BBVA|BANCO BILBAO ARG SA|FMAF|NBCN Inc./ CDS|2212
BBVA|BANCO BILBAO ARG SA|FQLS|Quantlab Securities LP|188936
BBVA|BANCO BILBAO ARG SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|214199
BBVA|BANCO BILBAO ARG SA|FTBR|Foliofn Investments, Inc.|9515
BBVA|BANCO BILBAO ARG SA|GBMT|GBM International, Inc.|72199
BBVA|BANCO BILBAO ARG SA|GEBB|GLOBAL EXECUTION BROKERS, LP|110198
BBVA|BANCO BILBAO ARG SA|GLIS|TD Securities Inc|1333
BBVA|BANCO BILBAO ARG SA|GLPX|ACS EXECUTION SERVICES, LLC|89016
BBVA|BANCO BILBAO ARG SA|GSCO|GOLDMAN SACHS & CO. LLC|1112198
BBVA|BANCO BILBAO ARG SA|GSCS|GOLDMAN SACHS & CO. LLC|7685
BBVA|BANCO BILBAO ARG SA|GSLT|GOLDMAN SACHS & CO. LLC|23647
BBVA|BANCO BILBAO ARG SA|GTSZ|GTS SECURITIES LLC|38510
BBVA|BANCO BILBAO ARG SA|HRBF|American Enterprise Investment Services Inc.|13275
BBVA|BANCO BILBAO ARG SA|HSBC|HSBC Securities, Inc.|5200
BBVA|BANCO BILBAO ARG SA|IATS|INTERACTIVE BROKERS LLC|42780
BBVA|BANCO BILBAO ARG SA|IBKR|Interactive Brokers Llc|24447
BBVA|BANCO BILBAO ARG SA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10368
BBVA|BANCO BILBAO ARG SA|ICBX|INSTINET, LLC|584920
BBVA|BANCO BILBAO ARG SA|INCA|INSTINET, LLC|175618
BBVA|BANCO BILBAO ARG SA|INTL|INTL FCSTONE FINANCIAL INC.|57231
BBVA|BANCO BILBAO ARG SA|ITGI|ITG Inc.|98454
BBVA|BANCO BILBAO ARG SA|ITGP|ITG INC.|977400
BBVA|BANCO BILBAO ARG SA|JANY|Janney Montgomery Scott Inc.|5351
BBVA|BANCO BILBAO ARG SA|JEFF|JEFFERIES LLC|22764
BBVA|BANCO BILBAO ARG SA|JMPT|JUMP TRADING, LLC|40363
BBVA|BANCO BILBAO ARG SA|JPBX|J.P. MORGAN SECURITIES LLC|200
BBVA|BANCO BILBAO ARG SA|JPMX|J.P. Morgan Securities LLC|904052
BBVA|BANCO BILBAO ARG SA|JSJX|JANE STREET CAPITAL LLC|107423
BBVA|BANCO BILBAO ARG SA|KCGM|VIRTU Americas LLC|136471
BBVA|BANCO BILBAO ARG SA|LEHM|Barclays Capital Inc./Le|3160007
BBVA|BANCO BILBAO ARG SA|LIME|Lime Brokerage LLC|402481
BBVA|BANCO BILBAO ARG SA|LSCI|Lek Securities Corporation|19380
BBVA|BANCO BILBAO ARG SA|MAXM|Maxim Group LLC|77100
BBVA|BANCO BILBAO ARG SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1224126
BBVA|BANCO BILBAO ARG SA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4760
BBVA|BANCO BILBAO ARG SA|MOTF|MOTIF INVESTING, INC.|14
BBVA|BANCO BILBAO ARG SA|MSCO|MORGAN STANLEY & CO. LLC|2371806
BBVA|BANCO BILBAO ARG SA|MSPL|MORGAN STANLEY & CO. LLC|969600
BBVA|BANCO BILBAO ARG SA|MSTX|MORGAN STANLEY & CO. LLC|41400
BBVA|BANCO BILBAO ARG SA|NFSC|National Financial Services LLC|805738
BBVA|BANCO BILBAO ARG SA|NITE|VIRTU Americas LLC|4009822
BBVA|BANCO BILBAO ARG SA|NITP|VIRTU Americas LLC|445448
BBVA|BANCO BILBAO ARG SA|NQRB|Brut, LLC|800
BBVA|BANCO BILBAO ARG SA|NTBF|BMO Nesbitt Burns Inc./CDS|38060
BBVA|BANCO BILBAO ARG SA|NTRC|Northern Trust Securities, Inc.|692
BBVA|BANCO BILBAO ARG SA|OLDM|OLD MISSION CAPITAL, LLC|67155
BBVA|BANCO BILBAO ARG SA|OPCO|Oppenheimer & Co. Inc.|9658
BBVA|BANCO BILBAO ARG SA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|70152
BBVA|BANCO BILBAO ARG SA|PDQM|CODA MARKETS, INC.|188801
BBVA|BANCO BILBAO ARG SA|PIPR|Piper Jaffray & Co.|8500
BBVA|BANCO BILBAO ARG SA|PWJC|UBS Financial Services, Inc.|51923
BBVA|BANCO BILBAO ARG SA|RBCM|RBC CAPITAL MARKETS, LLC|21463
BBVA|BANCO BILBAO ARG SA|RGLD|Regal Securities, Inc|332577
BBVA|BANCO BILBAO ARG SA|SALI|INTL FCSTONE FINANCIAL INC.|834
BBVA|BANCO BILBAO ARG SA|SBSH|Citigroup Global Markets Inc.|171883
BBVA|BANCO BILBAO ARG SA|SEIC|SEI Investments Distribution Co.|1315
BBVA|BANCO BILBAO ARG SA|SGMT|GOLDMAN SACHS & CO. LLC|284151
BBVA|BANCO BILBAO ARG SA|SPDR|SPEEDROUTE LLC|20400
BBVA|BANCO BILBAO ARG SA|STFL|Stifel, Nicolaus & Company, Incorporated|18395
BBVA|BANCO BILBAO ARG SA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12163
BBVA|BANCO BILBAO ARG SA|SWIM|TD Ameritrade, Inc.|76113
BBVA|BANCO BILBAO ARG SA|SWST|Hilltop Securities Inc.|19737
BBVA|BANCO BILBAO ARG SA|TKNG|ALLY INVEST SECURITIES LLC|7359
BBVA|BANCO BILBAO ARG SA|TMBR|Timber Hill LLC|100
BBVA|BANCO BILBAO ARG SA|TRBT|Tradebot Systems, Inc.|158188
BBVA|BANCO BILBAO ARG SA|TRCM|TRC MARKETS LLC|1252076
BBVA|BANCO BILBAO ARG SA|TWTT|TASTYWORKS, INC.|11
BBVA|BANCO BILBAO ARG SA|UBSA|UBS SECURITIES LLC|1998631
BBVA|BANCO BILBAO ARG SA|UBSS|UBS Securities LLC|2219797
BBVA|BANCO BILBAO ARG SA|VALX|VIRTU AMERICAS LLC|501998
BBVA|BANCO BILBAO ARG SA|VERT|The Vertical Trading Group, LLC|3423
BBVA|BANCO BILBAO ARG SA|VGRD|Vanguard Marketing Corporation|63514
BBVA|BANCO BILBAO ARG SA|WCHV|WELLS FARGO SECURITIES, LLC|381647
BBVA|BANCO BILBAO ARG SA|WEDB|WEDBUSH SECURITIES INC.|997
BBVA|BANCO BILBAO ARG SA|WEED|Weeden & Co.L.P.|200
BBVA|BANCO BILBAO ARG SA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|522
BBVA|BANCO BILBAO ARG SA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2950
BBVA|BANCO BILBAO ARG SA|WGIF|CIBC World Markets Inc.|8683
BBVA|BANCO BILBAO ARG SA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|160
BBVA|BANCO BILBAO ARG SA|WSEA|WOLVERINE SECURITIES, LLC|3606
BBVA|BANCO BILBAO ARG SA|XIST|INSTINET, LLC|16024
BBVA|BANCO BILBAO ARG SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|77964
BBVA|BANCO BILBAO ARG SA|YKNA|COMHAR CAPITAL MARKETS, LLC|3500
BBVA|BANCO BILBAO ARG SA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17535
BBW|BUILD A BEAR WORKSHP|AGIS|Aegis Capital Corp.|50
BBW|BUILD A BEAR WORKSHP|ALTX|Alternet Securities Inc.|2725
BBW|BUILD A BEAR WORKSHP|APCC|Apex Clearing Corporation|7
BBW|BUILD A BEAR WORKSHP|BATM|CBOE TRADING, INC.|460
BBW|BUILD A BEAR WORKSHP|BAYC|BAY CREST PARTNERS, LLC|960
BBW|BUILD A BEAR WORKSHP|BERN|Sanford C. Bernstein & Co., LLC|3594
BBW|BUILD A BEAR WORKSHP|BIDS|BIDS TRADING L.P.|200
BBW|BUILD A BEAR WORKSHP|BNPX|BNP PARIBAS SECURITIES CORP.|438
BBW|BUILD A BEAR WORKSHP|BTIG|BTIG, LLC|98
BBW|BUILD A BEAR WORKSHP|BYXM|CBOE TRADING, INC.|100
BBW|BUILD A BEAR WORKSHP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4503
BBW|BUILD A BEAR WORKSHP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
BBW|BUILD A BEAR WORKSHP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45648
BBW|BUILD A BEAR WORKSHP|CTDL|Citadel Derivatives Group Llc|953
BBW|BUILD A BEAR WORKSHP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2816
BBW|BUILD A BEAR WORKSHP|DBAB|Deutsche Bank Securities Inc.|2416
BBW|BUILD A BEAR WORKSHP|DBAX|Deutsche Bank Securities Inc.|26600
BBW|BUILD A BEAR WORKSHP|DCHF|Dart Executions, LLC|150
BBW|BUILD A BEAR WORKSHP|DEAN|MORGAN STANLEY|3785
BBW|BUILD A BEAR WORKSHP|DEGS|RONIN PROFESSIONAL LLC|1421
BBW|BUILD A BEAR WORKSHP|EBXL|EBX LLC|13700
BBW|BUILD A BEAR WORKSHP|ECUT|CONVERGEX EXECUTION SOLUTIONS|587
BBW|BUILD A BEAR WORKSHP|EGAM|CBOE TRADING, INC.|2334
BBW|BUILD A BEAR WORKSHP|EGMT|EG MARKET TECHNOLOGIES LLC|100
BBW|BUILD A BEAR WORKSHP|EGXM|CBOE TRADING, INC.|3208
BBW|BUILD A BEAR WORKSHP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|11
BBW|BUILD A BEAR WORKSHP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
BBW|BUILD A BEAR WORKSHP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12
BBW|BUILD A BEAR WORKSHP|ETRS|E*Trade Securities LLC|32165
BBW|BUILD A BEAR WORKSHP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13083
BBW|BUILD A BEAR WORKSHP|FTBR|Foliofn Investments, Inc.|11114
BBW|BUILD A BEAR WORKSHP|GLPX|ACS EXECUTION SERVICES, LLC|200
BBW|BUILD A BEAR WORKSHP|GSCO|GOLDMAN SACHS & CO. LLC|125635
BBW|BUILD A BEAR WORKSHP|GSCS|GOLDMAN SACHS & CO. LLC|735
BBW|BUILD A BEAR WORKSHP|GSLT|GOLDMAN SACHS & CO. LLC|3233
BBW|BUILD A BEAR WORKSHP|GTSZ|GTS SECURITIES LLC|25956
BBW|BUILD A BEAR WORKSHP|HRBF|American Enterprise Investment Services Inc.|61
BBW|BUILD A BEAR WORKSHP|IATS|INTERACTIVE BROKERS LLC|4532
BBW|BUILD A BEAR WORKSHP|IBKR|Interactive Brokers Llc|20830
BBW|BUILD A BEAR WORKSHP|ICBX|INSTINET, LLC|4700
BBW|BUILD A BEAR WORKSHP|IEQY|CITADEL SECURITIES LLC|1779
BBW|BUILD A BEAR WORKSHP|INCA|INSTINET, LLC|13820
BBW|BUILD A BEAR WORKSHP|INJX|INSTINET, LLC|120
BBW|BUILD A BEAR WORKSHP|ITGI|ITG Inc.|19268
BBW|BUILD A BEAR WORKSHP|ITGP|ITG INC.|51800
BBW|BUILD A BEAR WORKSHP|JANY|Janney Montgomery Scott Inc.|5131
BBW|BUILD A BEAR WORKSHP|JEFF|JEFFERIES LLC|1875
BBW|BUILD A BEAR WORKSHP|JMPT|JUMP TRADING, LLC|268
BBW|BUILD A BEAR WORKSHP|JPMX|J.P. Morgan Securities LLC|58101
BBW|BUILD A BEAR WORKSHP|JSJX|JANE STREET CAPITAL LLC|303
BBW|BUILD A BEAR WORKSHP|KCGM|VIRTU Americas LLC|3670
BBW|BUILD A BEAR WORKSHP|LEHM|Barclays Capital Inc./Le|35494
BBW|BUILD A BEAR WORKSHP|LIME|Lime Brokerage LLC|6087
BBW|BUILD A BEAR WORKSHP|LOOP|Loop Capital Markets LLC|2068
BBW|BUILD A BEAR WORKSHP|MAVB|Great Point Capital LLC|100
BBW|BUILD A BEAR WORKSHP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84543
BBW|BUILD A BEAR WORKSHP|MSCO|MORGAN STANLEY & CO. LLC|70992
BBW|BUILD A BEAR WORKSHP|MSPL|MORGAN STANLEY & CO. LLC|95700
BBW|BUILD A BEAR WORKSHP|MSTX|MORGAN STANLEY & CO. LLC|42100
BBW|BUILD A BEAR WORKSHP|NFSC|National Financial Services LLC|37590
BBW|BUILD A BEAR WORKSHP|NITE|VIRTU Americas LLC|159526
BBW|BUILD A BEAR WORKSHP|NITP|VIRTU Americas LLC|400
BBW|BUILD A BEAR WORKSHP|NQRB|Brut, LLC|100
BBW|BUILD A BEAR WORKSHP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2600
BBW|BUILD A BEAR WORKSHP|PDQM|CODA MARKETS, INC.|5866
BBW|BUILD A BEAR WORKSHP|RBCM|RBC CAPITAL MARKETS, LLC|1650
BBW|BUILD A BEAR WORKSHP|SAGL|SAGETRADER, LLC|200
BBW|BUILD A BEAR WORKSHP|SBSH|Citigroup Global Markets Inc.|3001
BBW|BUILD A BEAR WORKSHP|SGMT|GOLDMAN SACHS & CO. LLC|5437
BBW|BUILD A BEAR WORKSHP|SPDR|SPEEDROUTE LLC|1318
BBW|BUILD A BEAR WORKSHP|STFL|Stifel, Nicolaus & Company, Incorporated|300
BBW|BUILD A BEAR WORKSHP|STKP|STOCKPILE INVESTMENTS, INC.|496
BBW|BUILD A BEAR WORKSHP|SWIM|TD Ameritrade, Inc.|6114
BBW|BUILD A BEAR WORKSHP|SWST|Hilltop Securities Inc.|600
BBW|BUILD A BEAR WORKSHP|TKNG|ALLY INVEST SECURITIES LLC|150
BBW|BUILD A BEAR WORKSHP|TRBT|Tradebot Systems, Inc.|810
BBW|BUILD A BEAR WORKSHP|TRCM|TRC MARKETS LLC|2323
BBW|BUILD A BEAR WORKSHP|UBSA|UBS SECURITIES LLC|142643
BBW|BUILD A BEAR WORKSHP|UBSS|UBS Securities LLC|67331
BBW|BUILD A BEAR WORKSHP|VALX|VIRTU AMERICAS LLC|6293
BBW|BUILD A BEAR WORKSHP|VGRD|Vanguard Marketing Corporation|2460
BBW|BUILD A BEAR WORKSHP|VNDS|VANDHAM SECURITIES CORP|1925
BBW|BUILD A BEAR WORKSHP|WCHV|WELLS FARGO SECURITIES, LLC|56625
BBW|BUILD A BEAR WORKSHP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5744
BBW|BUILD A BEAR WORKSHP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2646
BBW|BUILD A BEAR WORKSHP|WSEA|WOLVERINE SECURITIES, LLC|3322
BBW|BUILD A BEAR WORKSHP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
BBW|BUILD A BEAR WORKSHP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
BBX|BBX CAPITAL CORP.|ALTX|Alternet Securities Inc.|17973
BBX|BBX CAPITAL CORP.|APCC|Apex Clearing Corporation|140
BBX|BBX CAPITAL CORP.|AQUA|AQUA SECURITIES L.P.|12600
BBX|BBX CAPITAL CORP.|BATM|CBOE TRADING, INC.|5219
BBX|BBX CAPITAL CORP.|BAYC|BAY CREST PARTNERS, LLC|23349
BBX|BBX CAPITAL CORP.|BERN|Sanford C. Bernstein & Co., LLC|792
BBX|BBX CAPITAL CORP.|BIDS|BIDS TRADING L.P.|100
BBX|BBX CAPITAL CORP.|BLKX|INSTINET, LLC|5300
BBX|BBX CAPITAL CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|9384
BBX|BBX CAPITAL CORP.|BTIG|BTIG, LLC|973
BBX|BBX CAPITAL CORP.|BYXM|CBOE TRADING, INC.|164
BBX|BBX CAPITAL CORP.|CHAS|Charles Schwab & Co., Inc.|2
BBX|BBX CAPITAL CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|246551
BBX|BBX CAPITAL CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19707
BBX|BBX CAPITAL CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3600
BBX|BBX CAPITAL CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113644
BBX|BBX CAPITAL CORP.|CTDL|Citadel Derivatives Group Llc|18713
BBX|BBX CAPITAL CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|24984
BBX|BBX CAPITAL CORP.|DBAB|Deutsche Bank Securities Inc.|51261
BBX|BBX CAPITAL CORP.|DBAX|Deutsche Bank Securities Inc.|138000
BBX|BBX CAPITAL CORP.|DEAN|MORGAN STANLEY|6821
BBX|BBX CAPITAL CORP.|DEGS|RONIN PROFESSIONAL LLC|200
BBX|BBX CAPITAL CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
BBX|BBX CAPITAL CORP.|DRWK|DRW SECURITIES, L.L.C.|100
BBX|BBX CAPITAL CORP.|EBXL|EBX LLC|141800
BBX|BBX CAPITAL CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5994
BBX|BBX CAPITAL CORP.|EGAM|CBOE TRADING, INC.|19599
BBX|BBX CAPITAL CORP.|EGAW|CBOE TRADING, INC.|290
BBX|BBX CAPITAL CORP.|EGXM|CBOE TRADING, INC.|1410
BBX|BBX CAPITAL CORP.|ELEV|ELEVATION, LLC|1233
BBX|BBX CAPITAL CORP.|ETBE|Electronic Transaction Clearing, Inc.|1098
BBX|BBX CAPITAL CORP.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5300
BBX|BBX CAPITAL CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1250
BBX|BBX CAPITAL CORP.|ETRS|E*Trade Securities LLC|35616
BBX|BBX CAPITAL CORP.|FBRC|B. RILEY FBR, INC.|10000
BBX|BBX CAPITAL CORP.|FILL|Tradestation Securities, Inc.|559
BBX|BBX CAPITAL CORP.|FMAF|NBCN Inc./ CDS|1097
BBX|BBX CAPITAL CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5918
BBX|BBX CAPITAL CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83112
BBX|BBX CAPITAL CORP.|FTBR|Foliofn Investments, Inc.|2916
BBX|BBX CAPITAL CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|2063
BBX|BBX CAPITAL CORP.|GLIS|TD Securities Inc|400
BBX|BBX CAPITAL CORP.|GLPX|ACS EXECUTION SERVICES, LLC|10707
BBX|BBX CAPITAL CORP.|GSCO|GOLDMAN SACHS & CO. LLC|782021
BBX|BBX CAPITAL CORP.|GSCS|GOLDMAN SACHS & CO. LLC|10042
BBX|BBX CAPITAL CORP.|GSLT|GOLDMAN SACHS & CO. LLC|6730
BBX|BBX CAPITAL CORP.|GTSZ|GTS SECURITIES LLC|24689
BBX|BBX CAPITAL CORP.|HRBF|American Enterprise Investment Services Inc.|225
BBX|BBX CAPITAL CORP.|HSBC|HSBC Securities, Inc.|4908
BBX|BBX CAPITAL CORP.|IATS|INTERACTIVE BROKERS LLC|2246
BBX|BBX CAPITAL CORP.|IBKR|Interactive Brokers Llc|26650
BBX|BBX CAPITAL CORP.|ICBX|INSTINET, LLC|42445
BBX|BBX CAPITAL CORP.|IEQY|CITADEL SECURITIES LLC|6140
BBX|BBX CAPITAL CORP.|INCA|INSTINET, LLC|77426
BBX|BBX CAPITAL CORP.|INJX|INSTINET, LLC|7177
BBX|BBX CAPITAL CORP.|ITGI|ITG Inc.|56120
BBX|BBX CAPITAL CORP.|ITGP|ITG INC.|109400
BBX|BBX CAPITAL CORP.|JEFF|JEFFERIES LLC|377347
BBX|BBX CAPITAL CORP.|JMPT|JUMP TRADING, LLC|8839
BBX|BBX CAPITAL CORP.|JONE|JonesTrading|150300
BBX|BBX CAPITAL CORP.|JPBX|J.P. MORGAN SECURITIES LLC|26748
BBX|BBX CAPITAL CORP.|JPMX|J.P. Morgan Securities LLC|159278
BBX|BBX CAPITAL CORP.|JSJX|JANE STREET CAPITAL LLC|8769
BBX|BBX CAPITAL CORP.|KCGM|VIRTU Americas LLC|28704
BBX|BBX CAPITAL CORP.|LEHM|Barclays Capital Inc./Le|217916
BBX|BBX CAPITAL CORP.|LIME|Lime Brokerage LLC|12322
BBX|BBX CAPITAL CORP.|LOOP|Loop Capital Markets LLC|12121
BBX|BBX CAPITAL CORP.|MACQ|Macquarie Capital (USA) Inc.|5001
BBX|BBX CAPITAL CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114658
BBX|BBX CAPITAL CORP.|MNDX|TJM Investments, LLC|2115
BBX|BBX CAPITAL CORP.|MSCO|MORGAN STANLEY & CO. LLC|369021
BBX|BBX CAPITAL CORP.|MSPL|MORGAN STANLEY & CO. LLC|105700
BBX|BBX CAPITAL CORP.|MSTX|MORGAN STANLEY & CO. LLC|129700
BBX|BBX CAPITAL CORP.|MTON|MILLINGTON SECURITIES, INC.|173497
BBX|BBX CAPITAL CORP.|NFSC|National Financial Services LLC|79748
BBX|BBX CAPITAL CORP.|NITE|VIRTU Americas LLC|168564
BBX|BBX CAPITAL CORP.|NITP|VIRTU Americas LLC|400
BBX|BBX CAPITAL CORP.|NQRB|Brut, LLC|5700
BBX|BBX CAPITAL CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|1000
BBX|BBX CAPITAL CORP.|OPCO|Oppenheimer & Co. Inc.|1600
BBX|BBX CAPITAL CORP.|PCPT|PHILLIP CAPITAL INC.|150
BBX|BBX CAPITAL CORP.|PDQM|CODA MARKETS, INC.|20499
BBX|BBX CAPITAL CORP.|PWJC|UBS Financial Services, Inc.|6773
BBX|BBX CAPITAL CORP.|RBCM|RBC CAPITAL MARKETS, LLC|1800
BBX|BBX CAPITAL CORP.|RILY|B. RILEY FBR, INC.|63536
BBX|BBX CAPITAL CORP.|SBSH|Citigroup Global Markets Inc.|98054
BBX|BBX CAPITAL CORP.|SGMT|GOLDMAN SACHS & CO. LLC|61175
BBX|BBX CAPITAL CORP.|SPDR|SPEEDROUTE LLC|6052
BBX|BBX CAPITAL CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|4723
BBX|BBX CAPITAL CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2868
BBX|BBX CAPITAL CORP.|SWIM|TD Ameritrade, Inc.|20729
BBX|BBX CAPITAL CORP.|SWST|Hilltop Securities Inc.|7
BBX|BBX CAPITAL CORP.|TKNG|ALLY INVEST SECURITIES LLC|1475
BBX|BBX CAPITAL CORP.|TRBT|Tradebot Systems, Inc.|62111
BBX|BBX CAPITAL CORP.|TRCM|TRC MARKETS LLC|14742
BBX|BBX CAPITAL CORP.|UBSA|UBS SECURITIES LLC|372196
BBX|BBX CAPITAL CORP.|UBSS|UBS Securities LLC|225070
BBX|BBX CAPITAL CORP.|VALX|VIRTU AMERICAS LLC|6993
BBX|BBX CAPITAL CORP.|VGRD|Vanguard Marketing Corporation|4349
BBX|BBX CAPITAL CORP.|WABR|Wall Street Access|137492
BBX|BBX CAPITAL CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
BBX|BBX CAPITAL CORP.|WCHV|WELLS FARGO SECURITIES, LLC|31622
BBX|BBX CAPITAL CORP.|WDNX|WEEDEN & CO.L.P.|4292
BBX|BBX CAPITAL CORP.|WEDB|WEDBUSH SECURITIES INC.|15492
BBX|BBX CAPITAL CORP.|WEED|Weeden & Co.L.P.|4100
BBX|BBX CAPITAL CORP.|WSEA|WOLVERINE SECURITIES, LLC|4039
BBX|BBX CAPITAL CORP.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2950
BBX|BBX CAPITAL CORP.|XIST|INSTINET, LLC|22200
BBX|BBX CAPITAL CORP.|XPQR|Jump Trading|117
BBX|BBX CAPITAL CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|17042
BBX|BBX CAPITAL CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|3400
BBY|BEST BUY CO INC|ABLE|NATIXIS Securities Americas LLC|16027
BBY|BEST BUY CO INC|ADAM|CANACCORD GENUITY INC.|611
BBY|BEST BUY CO INC|ALTX|Alternet Securities Inc.|16583
BBY|BEST BUY CO INC|ANOS|ABEL/NOSER, L.L.C.|14028
BBY|BEST BUY CO INC|APCC|Apex Clearing Corporation|4663
BBY|BEST BUY CO INC|BARD|Robert W. Baird & Co. Incorporated|24290
BBY|BEST BUY CO INC|BATM|CBOE TRADING, INC.|20698
BBY|BEST BUY CO INC|BAYC|BAY CREST PARTNERS, LLC|242
BBY|BEST BUY CO INC|BAYT|BTIG, LLC|19800
BBY|BEST BUY CO INC|BBNT|BB&T SECURITIES, LLC|1260
BBY|BEST BUY CO INC|BERN|Sanford C. Bernstein & Co., LLC|107671
BBY|BEST BUY CO INC|BGCE|BGC Financial Inc.|8468
BBY|BEST BUY CO INC|BIDS|BIDS TRADING L.P.|2200
BBY|BEST BUY CO INC|BIMI|Banca IMI Securities Corp.|50
BBY|BEST BUY CO INC|BKCM|BNY Mellon Capital Markets LLC|800
BBY|BEST BUY CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27052
BBY|BEST BUY CO INC|BLKX|INSTINET, LLC|90391
BBY|BEST BUY CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|116005
BBY|BEST BUY CO INC|BTIG|BTIG, LLC|24146
BBY|BEST BUY CO INC|BYXM|CBOE TRADING, INC.|4416
BBY|BEST BUY CO INC|BZYD|GOLDMAN SACHS & CO. LLC|100
BBY|BEST BUY CO INC|CANT|Cantor Fitzgerald & Co.|61711
BBY|BEST BUY CO INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|24600
BBY|BEST BUY CO INC|CHAS|Charles Schwab & Co., Inc.|7180
BBY|BEST BUY CO INC|CIBP|CIBC World Markets Corp.|26952
BBY|BEST BUY CO INC|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
BBY|BEST BUY CO INC|CIST|Capital Institutional Services, Inc.|6784
BBY|BEST BUY CO INC|CLSA|CLSA AMERICAS, LLC|200
BBY|BEST BUY CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|264455
BBY|BEST BUY CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|217
BBY|BEST BUY CO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7329
BBY|BEST BUY CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1406304
BBY|BEST BUY CO INC|CSMS|CORNERSTONE MACRO LLC|800
BBY|BEST BUY CO INC|CTDL|Citadel Derivatives Group Llc|43363
BBY|BEST BUY CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|97244
BBY|BEST BUY CO INC|DADA|D.A. Davidson & Co.|60
BBY|BEST BUY CO INC|DBAB|Deutsche Bank Securities Inc.|1155099
BBY|BEST BUY CO INC|DBAX|Deutsche Bank Securities Inc.|1497500
BBY|BEST BUY CO INC|DBUL|Deutsche Bank Securities Inc.|8895
BBY|BEST BUY CO INC|DCHF|Dart Executions, LLC|13882
BBY|BEST BUY CO INC|DEAN|MORGAN STANLEY|11309
BBY|BEST BUY CO INC|DEGS|RONIN PROFESSIONAL LLC|600
BBY|BEST BUY CO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3818
BBY|BEST BUY CO INC|DRWK|DRW SECURITIES, L.L.C.|9535
BBY|BEST BUY CO INC|EBXL|EBX LLC|503200
BBY|BEST BUY CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|19094
BBY|BEST BUY CO INC|EDJC|Edward Jones / CDS|67
BBY|BEST BUY CO INC|EDJO|Edward D. Jones & Co., L.P.|1968
BBY|BEST BUY CO INC|EGAM|CBOE TRADING, INC.|29909
BBY|BEST BUY CO INC|EGAW|CBOE TRADING, INC.|1000
BBY|BEST BUY CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|808
BBY|BEST BUY CO INC|EGXM|CBOE TRADING, INC.|19877
BBY|BEST BUY CO INC|EGXW|CBOE TRADING, INC.|539
BBY|BEST BUY CO INC|ETBE|Electronic Transaction Clearing, Inc.|71738
BBY|BEST BUY CO INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
BBY|BEST BUY CO INC|ETCB|ETC BROKERAGE SERVICES, LLC|38
BBY|BEST BUY CO INC|ETCC|Electronic Transaction Clearing, Inc.|569
BBY|BEST BUY CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|62835
BBY|BEST BUY CO INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5161
BBY|BEST BUY CO INC|ETRS|E*Trade Securities LLC|374067
BBY|BEST BUY CO INC|FCST|INTL FCSTONE FINANCIAL INC.|300
BBY|BEST BUY CO INC|FIDT|Fidelity Clearing Canada ULC./ CDS|72
BBY|BEST BUY CO INC|FILL|Tradestation Securities, Inc.|42289
BBY|BEST BUY CO INC|FINX|FINTECH SECURITIES|719
BBY|BEST BUY CO INC|FMAF|NBCN Inc./ CDS|5948
BBY|BEST BUY CO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12186
BBY|BEST BUY CO INC|FQLS|Quantlab Securities LP|1184941
BBY|BEST BUY CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|199562
BBY|BEST BUY CO INC|FTBR|Foliofn Investments, Inc.|16084
BBY|BEST BUY CO INC|GBMT|GBM International, Inc.|11205
BBY|BEST BUY CO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|13655
BBY|BEST BUY CO INC|GHCC|Gordon, Haskett Capital Corporation|2850
BBY|BEST BUY CO INC|GLIS|TD Securities Inc|5165
BBY|BEST BUY CO INC|GLPX|ACS EXECUTION SERVICES, LLC|85853
BBY|BEST BUY CO INC|GSCO|GOLDMAN SACHS & CO. LLC|3317760
BBY|BEST BUY CO INC|GSCS|GOLDMAN SACHS & CO. LLC|53062
BBY|BEST BUY CO INC|GSLT|GOLDMAN SACHS & CO. LLC|25535
BBY|BEST BUY CO INC|GTSZ|GTS SECURITIES LLC|349420
BBY|BEST BUY CO INC|HAPX|HAP Trading, LLC|464
BBY|BEST BUY CO INC|HRBF|American Enterprise Investment Services Inc.|95984
BBY|BEST BUY CO INC|HSBC|HSBC Securities, Inc.|18180
BBY|BEST BUY CO INC|IATS|INTERACTIVE BROKERS LLC|38729
BBY|BEST BUY CO INC|IBKR|Interactive Brokers Llc|69293
BBY|BEST BUY CO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5613
BBY|BEST BUY CO INC|ICBX|INSTINET, LLC|200574
BBY|BEST BUY CO INC|IEQY|CITADEL SECURITIES LLC|395374
BBY|BEST BUY CO INC|INCA|INSTINET, LLC|958769
BBY|BEST BUY CO INC|INJX|INSTINET, LLC|47499
BBY|BEST BUY CO INC|INTL|INTL FCSTONE FINANCIAL INC.|14
BBY|BEST BUY CO INC|ITGI|ITG Inc.|79520
BBY|BEST BUY CO INC|ITGP|ITG INC.|899600
BBY|BEST BUY CO INC|JANY|Janney Montgomery Scott Inc.|1010
BBY|BEST BUY CO INC|JEFF|JEFFERIES LLC|630853
BBY|BEST BUY CO INC|JMPT|JUMP TRADING, LLC|182799
BBY|BEST BUY CO INC|JONE|JonesTrading|196
BBY|BEST BUY CO INC|JPBX|J.P. MORGAN SECURITIES LLC|828785
BBY|BEST BUY CO INC|JPMX|J.P. Morgan Securities LLC|2112105
BBY|BEST BUY CO INC|JRCO|Johnson Rice & Company L.L.C.|600
BBY|BEST BUY CO INC|JSJX|JANE STREET CAPITAL LLC|9213
BBY|BEST BUY CO INC|JUTA|JUMP TRADING, LLC|300
BBY|BEST BUY CO INC|KCGM|VIRTU Americas LLC|123806
BBY|BEST BUY CO INC|KCRD|PHX FINANCIAL, INC.|200
BBY|BEST BUY CO INC|LEHM|Barclays Capital Inc./Le|2428775
BBY|BEST BUY CO INC|LIME|Lime Brokerage LLC|85131
BBY|BEST BUY CO INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|23000
BBY|BEST BUY CO INC|LOOP|Loop Capital Markets LLC|200
BBY|BEST BUY CO INC|LQNA|LIQUIDNET, INC.|49700
BBY|BEST BUY CO INC|LSCI|Lek Securities Corporation|24203
BBY|BEST BUY CO INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
BBY|BEST BUY CO INC|MACC|Mid Atlantic Capital Corporation|400
BBY|BEST BUY CO INC|MACQ|Macquarie Capital (USA) Inc.|55350
BBY|BEST BUY CO INC|MAXM|Maxim Group LLC|14556
BBY|BEST BUY CO INC|MBTS|ALLY INVEST SECURITIES LLC|1760
BBY|BEST BUY CO INC|MCMF|Raymond James Ltd. Cds|1705
BBY|BEST BUY CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|422286
BBY|BEST BUY CO INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3400
BBY|BEST BUY CO INC|MOTF|MOTIF INVESTING, INC.|75
BBY|BEST BUY CO INC|MPSG|E D & F Man Capital Markets Inc.|832
BBY|BEST BUY CO INC|MSCO|MORGAN STANLEY & CO. LLC|4285007
BBY|BEST BUY CO INC|MSPL|MORGAN STANLEY & CO. LLC|1085800
BBY|BEST BUY CO INC|MSTX|MORGAN STANLEY & CO. LLC|931000
BBY|BEST BUY CO INC|MTON|MILLINGTON SECURITIES, INC.|184758
BBY|BEST BUY CO INC|NATL|National Securities Corporation|150
BBY|BEST BUY CO INC|NBCS|NBC Securities, INC.|200
BBY|BEST BUY CO INC|NEED|Needham & Company, LLC|600
BBY|BEST BUY CO INC|NEUB|NEUBERGER BERMAN BD LLC|148
BBY|BEST BUY CO INC|NFSC|National Financial Services LLC|779220
BBY|BEST BUY CO INC|NITE|VIRTU Americas LLC|1416475
BBY|BEST BUY CO INC|NITP|VIRTU Americas LLC|3639
BBY|BEST BUY CO INC|NQRB|Brut, LLC|35850
BBY|BEST BUY CO INC|NTBF|BMO Nesbitt Burns Inc./CDS|2032
BBY|BEST BUY CO INC|NTRC|Northern Trust Securities, Inc.|970
BBY|BEST BUY CO INC|OHOS|TWO SIGMA SECURITIES, LLC|198645
BBY|BEST BUY CO INC|ONEL|O'NEIL SECURITIES, INCORPORATED|3579
BBY|BEST BUY CO INC|OPCO|Oppenheimer & Co. Inc.|31322
BBY|BEST BUY CO INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
BBY|BEST BUY CO INC|PCPT|PHILLIP CAPITAL INC.|408
BBY|BEST BUY CO INC|PDQM|CODA MARKETS, INC.|73704
BBY|BEST BUY CO INC|PHLY|NASDAQ Execution Services, LLC|221000
BBY|BEST BUY CO INC|PICT|Pictet Overseas Inc.|300
BBY|BEST BUY CO INC|PIPR|Piper Jaffray & Co.|8524
BBY|BEST BUY CO INC|PUMA|Puma Capital, Llc|153731
BBY|BEST BUY CO INC|PWJC|UBS Financial Services, Inc.|7186
BBY|BEST BUY CO INC|QMSR|QUATTRO M SECURITIES INC.|9994
BBY|BEST BUY CO INC|RBCM|RBC CAPITAL MARKETS, LLC|9645
BBY|BEST BUY CO INC|RGLD|Regal Securities, Inc|149
BBY|BEST BUY CO INC|RHCO|Suntrust Robinson Humphrey, Inc.|25000
BBY|BEST BUY CO INC|SAGL|SAGETRADER, LLC|22655
BBY|BEST BUY CO INC|SAGW|SAGETRADER, LLC|628
BBY|BEST BUY CO INC|SALI|INTL FCSTONE FINANCIAL INC.|72
BBY|BEST BUY CO INC|SBRX|MURIEL SIEBERT & CO INC|50
BBY|BEST BUY CO INC|SBSH|Citigroup Global Markets Inc.|442378
BBY|BEST BUY CO INC|SCMC|Scotia Capital Markets (USA) Inc.|115222
BBY|BEST BUY CO INC|SEIC|SEI Investments Distribution Co.|100
BBY|BEST BUY CO INC|SGMT|GOLDMAN SACHS & CO. LLC|664109
BBY|BEST BUY CO INC|SJLS|TRADE INFORMATICS LLC|100
BBY|BEST BUY CO INC|SPDR|SPEEDROUTE LLC|51776
BBY|BEST BUY CO INC|SPHN|Stephens Inc.|446
BBY|BEST BUY CO INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
BBY|BEST BUY CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|83263
BBY|BEST BUY CO INC|STKP|STOCKPILE INVESTMENTS, INC.|676
BBY|BEST BUY CO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11798
BBY|BEST BUY CO INC|SWIM|TD Ameritrade, Inc.|550263
BBY|BEST BUY CO INC|SWST|Hilltop Securities Inc.|3172
BBY|BEST BUY CO INC|TAGC|TELSEY ADVISORY GROUP LLC|1155
BBY|BEST BUY CO INC|TKNG|ALLY INVEST SECURITIES LLC|10491
BBY|BEST BUY CO INC|TMBR|Timber Hill LLC|167
BBY|BEST BUY CO INC|TRBT|Tradebot Systems, Inc.|593602
BBY|BEST BUY CO INC|TRCM|TRC MARKETS LLC|628923
BBY|BEST BUY CO INC|TWTT|TASTYWORKS, INC.|1972
BBY|BEST BUY CO INC|UBSA|UBS SECURITIES LLC|1395980
BBY|BEST BUY CO INC|UBSS|UBS Securities LLC|1908529
BBY|BEST BUY CO INC|VALX|VIRTU AMERICAS LLC|17297
BBY|BEST BUY CO INC|VGRD|Vanguard Marketing Corporation|22425
BBY|BEST BUY CO INC|VSIN|Vision Financial Markets Llc|225
BBY|BEST BUY CO INC|WABR|Wall Street Access|5800
BBY|BEST BUY CO INC|WBLR|WILLIAM BLAIR|113
BBY|BEST BUY CO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5347
BBY|BEST BUY CO INC|WCHV|WELLS FARGO SECURITIES, LLC|247039
BBY|BEST BUY CO INC|WDNX|WEEDEN & CO.L.P.|850
BBY|BEST BUY CO INC|WEDB|WEDBUSH SECURITIES INC.|14505
BBY|BEST BUY CO INC|WEED|Weeden & Co.L.P.|8956
BBY|BEST BUY CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|63853
BBY|BEST BUY CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|106174
BBY|BEST BUY CO INC|WGIF|CIBC World Markets Inc.|7538
BBY|BEST BUY CO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|526
BBY|BEST BUY CO INC|WOLF|Wolfe Trahan Securities|800
BBY|BEST BUY CO INC|WSEA|WOLVERINE SECURITIES, LLC|36473
BBY|BEST BUY CO INC|XIST|INSTINET, LLC|320640
BBY|BEST BUY CO INC|XPQR|Jump Trading|3900
BBY|BEST BUY CO INC|XPUS|XP SECURITIES, LLC|1458
BBY|BEST BUY CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|237368
BBY|BEST BUY CO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2934
BBY|BEST BUY CO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9290
BC|BRUNSWICK CP|ABLE|NATIXIS Securities Americas LLC|170700
BC|BRUNSWICK CP|ADAM|CANACCORD GENUITY INC.|18240
BC|BRUNSWICK CP|ALTX|Alternet Securities Inc.|14587
BC|BRUNSWICK CP|ANOS|ABEL/NOSER, L.L.C.|302
BC|BRUNSWICK CP|APCC|Apex Clearing Corporation|161
BC|BRUNSWICK CP|AQUA|AQUA SECURITIES L.P.|2700
BC|BRUNSWICK CP|AVON|Avondale Partners, LLC|150
BC|BRUNSWICK CP|BALE|M&T SECURITIES, INC.|252
BC|BRUNSWICK CP|BARD|Robert W. Baird & Co. Incorporated|17348
BC|BRUNSWICK CP|BATM|CBOE TRADING, INC.|24364
BC|BRUNSWICK CP|BAYC|BAY CREST PARTNERS, LLC|150
BC|BRUNSWICK CP|BAYT|BTIG, LLC|114066
BC|BRUNSWICK CP|BBNT|BB&T SECURITIES, LLC|222
BC|BRUNSWICK CP|BERN|Sanford C. Bernstein & Co., LLC|169040
BC|BRUNSWICK CP|BIDS|BIDS TRADING L.P.|41700
BC|BRUNSWICK CP|BIMI|Banca IMI Securities Corp.|40
BC|BRUNSWICK CP|BKCM|BNY Mellon Capital Markets LLC|11964
BC|BRUNSWICK CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1132
BC|BRUNSWICK CP|BLKX|INSTINET, LLC|78387
BC|BRUNSWICK CP|BNCH|The Benchmark Company, LLC|2150
BC|BRUNSWICK CP|BNPX|BNP PARIBAS SECURITIES CORP.|2664
BC|BRUNSWICK CP|BRVL|BLAYLOCK VAN, LLC|1100
BC|BRUNSWICK CP|BTIG|BTIG, LLC|41863
BC|BRUNSWICK CP|BYXM|CBOE TRADING, INC.|804
BC|BRUNSWICK CP|BZYD|GOLDMAN SACHS & CO. LLC|1200
BC|BRUNSWICK CP|CANT|Cantor Fitzgerald & Co.|349
BC|BRUNSWICK CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|22080
BC|BRUNSWICK CP|CHAS|Charles Schwab & Co., Inc.|173
BC|BRUNSWICK CP|CIBP|CIBC World Markets Corp.|84300
BC|BRUNSWICK CP|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
BC|BRUNSWICK CP|CIST|Capital Institutional Services, Inc.|93
BC|BRUNSWICK CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|191807
BC|BRUNSWICK CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|506
BC|BRUNSWICK CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|874
BC|BRUNSWICK CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|439537
BC|BRUNSWICK CP|CTDL|Citadel Derivatives Group Llc|6441
BC|BRUNSWICK CP|CTLR|CUTLER GROUP, LP|83
BC|BRUNSWICK CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|81228
BC|BRUNSWICK CP|DAVA|Davenport & Company LLC|725
BC|BRUNSWICK CP|DBAB|Deutsche Bank Securities Inc.|292019
BC|BRUNSWICK CP|DBAX|Deutsche Bank Securities Inc.|316400
BC|BRUNSWICK CP|DBUL|Deutsche Bank Securities Inc.|13338
BC|BRUNSWICK CP|DCHF|Dart Executions, LLC|813
BC|BRUNSWICK CP|DEAN|MORGAN STANLEY|2397
BC|BRUNSWICK CP|DEGS|RONIN PROFESSIONAL LLC|300
BC|BRUNSWICK CP|EBXL|EBX LLC|187900
BC|BRUNSWICK CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1760
BC|BRUNSWICK CP|EDJO|Edward D. Jones & Co., L.P.|1365
BC|BRUNSWICK CP|EGAM|CBOE TRADING, INC.|9046
BC|BRUNSWICK CP|EGAW|CBOE TRADING, INC.|17
BC|BRUNSWICK CP|EGMT|EG MARKET TECHNOLOGIES LLC|1064
BC|BRUNSWICK CP|EGXM|CBOE TRADING, INC.|10571
BC|BRUNSWICK CP|EGXW|CBOE TRADING, INC.|4
BC|BRUNSWICK CP|ETBE|Electronic Transaction Clearing, Inc.|30191
BC|BRUNSWICK CP|ETCC|Electronic Transaction Clearing, Inc.|351
BC|BRUNSWICK CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29569
BC|BRUNSWICK CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BC|BRUNSWICK CP|ETRS|E*Trade Securities LLC|17044
BC|BRUNSWICK CP|FBSB|U.S. Bancorp Investments, Inc.|89
BC|BRUNSWICK CP|FILL|Tradestation Securities, Inc.|3629
BC|BRUNSWICK CP|FMAF|NBCN Inc./ CDS|33
BC|BRUNSWICK CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|737
BC|BRUNSWICK CP|FQLS|Quantlab Securities LP|275988
BC|BRUNSWICK CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95314
BC|BRUNSWICK CP|FTBR|Foliofn Investments, Inc.|3325
BC|BRUNSWICK CP|GEBB|GLOBAL EXECUTION BROKERS, LP|3623
BC|BRUNSWICK CP|GLPX|ACS EXECUTION SERVICES, LLC|13020
BC|BRUNSWICK CP|GSCO|GOLDMAN SACHS & CO. LLC|1118879
BC|BRUNSWICK CP|GSCS|GOLDMAN SACHS & CO. LLC|21100
BC|BRUNSWICK CP|GSLT|GOLDMAN SACHS & CO. LLC|6446
BC|BRUNSWICK CP|GTSZ|GTS SECURITIES LLC|110277
BC|BRUNSWICK CP|HAPX|HAP Trading, LLC|3416
BC|BRUNSWICK CP|HRBF|American Enterprise Investment Services Inc.|3136
BC|BRUNSWICK CP|IATS|INTERACTIVE BROKERS LLC|20296
BC|BRUNSWICK CP|IBKR|Interactive Brokers Llc|14708
BC|BRUNSWICK CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
BC|BRUNSWICK CP|ICBX|INSTINET, LLC|86912
BC|BRUNSWICK CP|IEQY|CITADEL SECURITIES LLC|53573
BC|BRUNSWICK CP|IMPC|Imperial Capital, LLC|13003
BC|BRUNSWICK CP|INCA|INSTINET, LLC|302108
BC|BRUNSWICK CP|INJX|INSTINET, LLC|17132
BC|BRUNSWICK CP|ITGI|ITG Inc.|114178
BC|BRUNSWICK CP|ITGP|ITG INC.|168000
BC|BRUNSWICK CP|JANY|Janney Montgomery Scott Inc.|200
BC|BRUNSWICK CP|JEFF|JEFFERIES LLC|245081
BC|BRUNSWICK CP|JMPT|JUMP TRADING, LLC|88403
BC|BRUNSWICK CP|JONE|JonesTrading|8200
BC|BRUNSWICK CP|JPBX|J.P. MORGAN SECURITIES LLC|60814
BC|BRUNSWICK CP|JPMX|J.P. Morgan Securities LLC|463683
BC|BRUNSWICK CP|JSJX|JANE STREET CAPITAL LLC|10306
BC|BRUNSWICK CP|KCGM|VIRTU Americas LLC|40692
BC|BRUNSWICK CP|KEYB|KEYBANC CAPITAL MARKETS INC.|3662
BC|BRUNSWICK CP|LEHM|Barclays Capital Inc./Le|719576
BC|BRUNSWICK CP|LIME|Lime Brokerage LLC|50766
BC|BRUNSWICK CP|LOOP|Loop Capital Markets LLC|9004
BC|BRUNSWICK CP|LQNA|LIQUIDNET, INC.|345100
BC|BRUNSWICK CP|LQNB|LIQUIDNET, INC.|33100
BC|BRUNSWICK CP|LSCI|Lek Securities Corporation|469
BC|BRUNSWICK CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BC|BRUNSWICK CP|MACQ|Macquarie Capital (USA) Inc.|12112
BC|BRUNSWICK CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105770
BC|BRUNSWICK CP|MOTF|MOTIF INVESTING, INC.|1
BC|BRUNSWICK CP|MSCO|MORGAN STANLEY & CO. LLC|2456646
BC|BRUNSWICK CP|MSPL|MORGAN STANLEY & CO. LLC|540500
BC|BRUNSWICK CP|MSTX|MORGAN STANLEY & CO. LLC|135000
BC|BRUNSWICK CP|NATL|National Securities Corporation|151
BC|BRUNSWICK CP|NBCS|NBC Securities, INC.|49
BC|BRUNSWICK CP|NFSC|National Financial Services LLC|101730
BC|BRUNSWICK CP|NITE|VIRTU Americas LLC|286576
BC|BRUNSWICK CP|NITP|VIRTU Americas LLC|300
BC|BRUNSWICK CP|NQRB|Brut, LLC|8270
BC|BRUNSWICK CP|NTBF|BMO Nesbitt Burns Inc./CDS|640
BC|BRUNSWICK CP|OHOS|TWO SIGMA SECURITIES, LLC|18649
BC|BRUNSWICK CP|OPCO|Oppenheimer & Co. Inc.|518
BC|BRUNSWICK CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BC|BRUNSWICK CP|PDQM|CODA MARKETS, INC.|26635
BC|BRUNSWICK CP|PWJC|UBS Financial Services, Inc.|26320
BC|BRUNSWICK CP|RBCM|RBC CAPITAL MARKETS, LLC|5593
BC|BRUNSWICK CP|RHCO|Suntrust Robinson Humphrey, Inc.|760968
BC|BRUNSWICK CP|SAGL|SAGETRADER, LLC|14906
BC|BRUNSWICK CP|SAGW|SAGETRADER, LLC|40
BC|BRUNSWICK CP|SALI|INTL FCSTONE FINANCIAL INC.|700
BC|BRUNSWICK CP|SBSH|Citigroup Global Markets Inc.|139525
BC|BRUNSWICK CP|SEIC|SEI Investments Distribution Co.|100
BC|BRUNSWICK CP|SGMT|GOLDMAN SACHS & CO. LLC|140586
BC|BRUNSWICK CP|SPDR|SPEEDROUTE LLC|3913
BC|BRUNSWICK CP|SPHN|Stephens Inc.|348
BC|BRUNSWICK CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|429
BC|BRUNSWICK CP|STFL|Stifel, Nicolaus & Company, Incorporated|71329
BC|BRUNSWICK CP|STKP|STOCKPILE INVESTMENTS, INC.|16
BC|BRUNSWICK CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7416
BC|BRUNSWICK CP|SWIM|TD Ameritrade, Inc.|21802
BC|BRUNSWICK CP|SWST|Hilltop Securities Inc.|19
BC|BRUNSWICK CP|TKNG|ALLY INVEST SECURITIES LLC|532
BC|BRUNSWICK CP|TRBT|Tradebot Systems, Inc.|168633
BC|BRUNSWICK CP|TRCM|TRC MARKETS LLC|73203
BC|BRUNSWICK CP|TWTT|TASTYWORKS, INC.|100
BC|BRUNSWICK CP|UBSA|UBS SECURITIES LLC|597516
BC|BRUNSWICK CP|UBSS|UBS Securities LLC|843900
BC|BRUNSWICK CP|VALX|VIRTU AMERICAS LLC|7295
BC|BRUNSWICK CP|VGRD|Vanguard Marketing Corporation|1487
BC|BRUNSWICK CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2856
BC|BRUNSWICK CP|WCHV|WELLS FARGO SECURITIES, LLC|92483
BC|BRUNSWICK CP|WDNX|WEEDEN & CO.L.P.|616
BC|BRUNSWICK CP|WEDB|WEDBUSH SECURITIES INC.|596
BC|BRUNSWICK CP|WEED|Weeden & Co.L.P.|1598
BC|BRUNSWICK CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1528
BC|BRUNSWICK CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14474
BC|BRUNSWICK CP|WGIF|CIBC World Markets Inc.|37847
BC|BRUNSWICK CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|84
BC|BRUNSWICK CP|WSEA|WOLVERINE SECURITIES, LLC|3269
BC|BRUNSWICK CP|XIST|INSTINET, LLC|66840
BC|BRUNSWICK CP|XPQR|Jump Trading|4603
BC|BRUNSWICK CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|47140
BC|BRUNSWICK CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2059
BC|BRUNSWICK CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2720
BCAC|BISON CAP ACQ ORD|CIST|Capital Institutional Services, Inc.|700
BCAC|BISON CAP ACQ ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1001
BCAC|BISON CAP ACQ ORD|EGAM|CBOE TRADING, INC.|2
BCAC|BISON CAP ACQ ORD|ETRS|E*Trade Securities LLC|12
BCAC|BISON CAP ACQ ORD|FBCO|Credit Suisse Securities (USA) LLC|4988
BCAC|BISON CAP ACQ ORD|ICBX|INSTINET, LLC|200
BCAC|BISON CAP ACQ ORD|INCA|INSTINET, LLC|1900
BCAC|BISON CAP ACQ ORD|ITGI|ITG Inc.|300
BCAC|BISON CAP ACQ ORD|ITGP|ITG INC.|200
BCAC|BISON CAP ACQ ORD|LIME|Lime Brokerage LLC|206
BCAC|BISON CAP ACQ ORD|MSCO|MORGAN STANLEY & CO. LLC|500
BCAC|BISON CAP ACQ ORD|NFSC|National Financial Services LLC|1800
BCAC|BISON CAP ACQ ORD|NITE|VIRTU Americas LLC|1100
BCAC|BISON CAP ACQ ORD|SGMT|GOLDMAN SACHS & CO. LLC|200
BCAC|BISON CAP ACQ ORD|TRCM|TRC MARKETS LLC|102
BCAC|BISON CAP ACQ ORD|UBSS|UBS Securities LLC|1900
BCAC|BISON CAP ACQ ORD|WCHV|WELLS FARGO SECURITIES, LLC|100
BCAC|BISON CAP ACQ ORD|WFPB|Wells Fargo Securities, LLC.|4484
BCACR|BISON CAP ACQ RTS|CANT|Cantor Fitzgerald & Co.|1493
BCACR|BISON CAP ACQ RTS|IBKR|Interactive Brokers Llc|20393
BCACR|BISON CAP ACQ RTS|ITGI|ITG Inc.|100
BCACR|BISON CAP ACQ RTS|LIME|Lime Brokerage LLC|100
BCACR|BISON CAP ACQ RTS|NITE|VIRTU Americas LLC|984
BCACR|BISON CAP ACQ RTS|UBSS|UBS Securities LLC|800
BCACR|BISON CAP ACQ RTS|WFPB|Wells Fargo Securities, LLC.|584
BCACU|BISON CAP ACQ UNIT|FOMA|TD AMERITRADE CLEARING, INC.|3002
BCACU|BISON CAP ACQ UNIT|INCA|INSTINET, LLC|100
BCACU|BISON CAP ACQ UNIT|NITE|VIRTU Americas LLC|300
BCACU|BISON CAP ACQ UNIT|SWIM|TD Ameritrade, Inc.|30
BCACW|BISON CAPI ACQ WTS|NITE|VIRTU Americas LLC|2292
BCACW|BISON CAPI ACQ WTS|WFPB|Wells Fargo Securities, LLC.|2292
BCBP|BCB BANCORP INC|ALTX|Alternet Securities Inc.|200
BCBP|BCB BANCORP INC|ANOS|ABEL/NOSER, L.L.C.|2689
BCBP|BCB BANCORP INC|APCC|Apex Clearing Corporation|25
BCBP|BCB BANCORP INC|BATM|CBOE TRADING, INC.|102
BCBP|BCB BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|1400
BCBP|BCB BANCORP INC|BMOC|BMO Capital Markets Corp.|2085
BCBP|BCB BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|1308
BCBP|BCB BANCORP INC|BTIG|BTIG, LLC|8
BCBP|BCB BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|625
BCBP|BCB BANCORP INC|CHAS|Charles Schwab & Co., Inc.|1
BCBP|BCB BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2599
BCBP|BCB BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4846
BCBP|BCB BANCORP INC|CTDL|Citadel Derivatives Group Llc|3226
BCBP|BCB BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1922
BCBP|BCB BANCORP INC|DBAB|Deutsche Bank Securities Inc.|31146
BCBP|BCB BANCORP INC|DBAX|Deutsche Bank Securities Inc.|2200
BCBP|BCB BANCORP INC|DBUL|Deutsche Bank Securities Inc.|200
BCBP|BCB BANCORP INC|DEAN|MORGAN STANLEY|4953
BCBP|BCB BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|2142
BCBP|BCB BANCORP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|859
BCBP|BCB BANCORP INC|EBXL|EBX LLC|1500
BCBP|BCB BANCORP INC|EDJO|Edward D. Jones & Co., L.P.|100
BCBP|BCB BANCORP INC|EGAM|CBOE TRADING, INC.|944
BCBP|BCB BANCORP INC|ETBE|Electronic Transaction Clearing, Inc.|5329
BCBP|BCB BANCORP INC|ETRS|E*Trade Securities LLC|5674
BCBP|BCB BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|49914
BCBP|BCB BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|5019
BCBP|BCB BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4626
BCBP|BCB BANCORP INC|FTBR|Foliofn Investments, Inc.|306
BCBP|BCB BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|16967
BCBP|BCB BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|76180
BCBP|BCB BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|110
BCBP|BCB BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|6
BCBP|BCB BANCORP INC|GTSZ|GTS SECURITIES LLC|817
BCBP|BCB BANCORP INC|IATS|INTERACTIVE BROKERS LLC|467
BCBP|BCB BANCORP INC|IBKR|Interactive Brokers Llc|9576
BCBP|BCB BANCORP INC|ICBX|INSTINET, LLC|100
BCBP|BCB BANCORP INC|IEQY|CITADEL SECURITIES LLC|100
BCBP|BCB BANCORP INC|INCA|INSTINET, LLC|16084
BCBP|BCB BANCORP INC|INJX|INSTINET, LLC|3519
BCBP|BCB BANCORP INC|ITGI|ITG Inc.|2275
BCBP|BCB BANCORP INC|ITGP|ITG INC.|5600
BCBP|BCB BANCORP INC|JANY|Janney Montgomery Scott Inc.|700
BCBP|BCB BANCORP INC|JEFF|JEFFERIES LLC|2170
BCBP|BCB BANCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|100
BCBP|BCB BANCORP INC|JPMX|J.P. Morgan Securities LLC|3778
BCBP|BCB BANCORP INC|KCGM|VIRTU Americas LLC|1344
BCBP|BCB BANCORP INC|LEHM|Barclays Capital Inc./Le|25659
BCBP|BCB BANCORP INC|LIME|Lime Brokerage LLC|20184
BCBP|BCB BANCORP INC|LMGP|LIME BROKERAGE LLC|21570
BCBP|BCB BANCORP INC|MAXM|Maxim Group LLC|2088
BCBP|BCB BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1100
BCBP|BCB BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|112116
BCBP|BCB BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|6700
BCBP|BCB BANCORP INC|MSTX|MORGAN STANLEY & CO. LLC|5200
BCBP|BCB BANCORP INC|NFSC|National Financial Services LLC|15038
BCBP|BCB BANCORP INC|NITE|VIRTU Americas LLC|47279
BCBP|BCB BANCORP INC|NITP|VIRTU Americas LLC|600
BCBP|BCB BANCORP INC|OPCO|Oppenheimer & Co. Inc.|1150
BCBP|BCB BANCORP INC|SBSH|Citigroup Global Markets Inc.|17413
BCBP|BCB BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|6042
BCBP|BCB BANCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|735
BCBP|BCB BANCORP INC|STXG|Stockcross Financial Services, Inc.|30
BCBP|BCB BANCORP INC|TKNG|ALLY INVEST SECURITIES LLC|127
BCBP|BCB BANCORP INC|TRBT|Tradebot Systems, Inc.|1342
BCBP|BCB BANCORP INC|TRCM|TRC MARKETS LLC|25146
BCBP|BCB BANCORP INC|UBSA|UBS SECURITIES LLC|21248
BCBP|BCB BANCORP INC|UBSS|UBS Securities LLC|98121
BCBP|BCB BANCORP INC|VALX|VIRTU AMERICAS LLC|1938
BCBP|BCB BANCORP INC|VGRD|Vanguard Marketing Corporation|4809
BCBP|BCB BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|10481
BCBP|BCB BANCORP INC|WEED|Weeden & Co.L.P.|1260
BCBP|BCB BANCORP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29
BCBP|BCB BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|8
BCBP|BCB BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
BCBP|BCB BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5200
BCC|BOISE CASCADE L.L.C.|ACLP|ALEXANDER CAPITAL, L.P.|5100
BCC|BOISE CASCADE L.L.C.|ANOS|ABEL/NOSER, L.L.C.|100
BCC|BOISE CASCADE L.L.C.|APCC|Apex Clearing Corporation|1222
BCC|BOISE CASCADE L.L.C.|BATM|CBOE TRADING, INC.|1529
BCC|BOISE CASCADE L.L.C.|BAYC|BAY CREST PARTNERS, LLC|3346
BCC|BOISE CASCADE L.L.C.|BAYT|BTIG, LLC|2300
BCC|BOISE CASCADE L.L.C.|BERN|Sanford C. Bernstein & Co., LLC|62992
BCC|BOISE CASCADE L.L.C.|BIDS|BIDS TRADING L.P.|200
BCC|BOISE CASCADE L.L.C.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|592
BCC|BOISE CASCADE L.L.C.|BNPX|BNP PARIBAS SECURITIES CORP.|7948
BCC|BOISE CASCADE L.L.C.|BRVL|BLAYLOCK VAN, LLC|100
BCC|BOISE CASCADE L.L.C.|BZYD|GOLDMAN SACHS & CO. LLC|900
BCC|BOISE CASCADE L.L.C.|CBLC|CITIGROUP GLOBAL MARKETS INC.|16000
BCC|BOISE CASCADE L.L.C.|CHAS|Charles Schwab & Co., Inc.|1660
BCC|BOISE CASCADE L.L.C.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48653
BCC|BOISE CASCADE L.L.C.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
BCC|BOISE CASCADE L.L.C.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85746
BCC|BOISE CASCADE L.L.C.|CTDL|Citadel Derivatives Group Llc|642
BCC|BOISE CASCADE L.L.C.|CXCX|CITIGROUP GLOBAL MARKETS INC.|30816
BCC|BOISE CASCADE L.L.C.|DADA|D.A. Davidson & Co.|2500
BCC|BOISE CASCADE L.L.C.|DBAB|Deutsche Bank Securities Inc.|28480
BCC|BOISE CASCADE L.L.C.|DBAX|Deutsche Bank Securities Inc.|139000
BCC|BOISE CASCADE L.L.C.|DCHF|Dart Executions, LLC|144
BCC|BOISE CASCADE L.L.C.|DEAN|MORGAN STANLEY|3075
BCC|BOISE CASCADE L.L.C.|DEGS|RONIN PROFESSIONAL LLC|2755
BCC|BOISE CASCADE L.L.C.|EBXL|EBX LLC|78800
BCC|BOISE CASCADE L.L.C.|ECUT|CONVERGEX EXECUTION SOLUTIONS|374
BCC|BOISE CASCADE L.L.C.|EDJO|Edward D. Jones & Co., L.P.|804
BCC|BOISE CASCADE L.L.C.|EGAM|CBOE TRADING, INC.|25199
BCC|BOISE CASCADE L.L.C.|EGMT|EG MARKET TECHNOLOGIES LLC|200
BCC|BOISE CASCADE L.L.C.|EGXM|CBOE TRADING, INC.|939
BCC|BOISE CASCADE L.L.C.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
BCC|BOISE CASCADE L.L.C.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18833
BCC|BOISE CASCADE L.L.C.|ETRS|E*Trade Securities LLC|10835
BCC|BOISE CASCADE L.L.C.|FBSB|U.S. Bancorp Investments, Inc.|100
BCC|BOISE CASCADE L.L.C.|FILL|Tradestation Securities, Inc.|1614
BCC|BOISE CASCADE L.L.C.|FMAF|NBCN Inc./ CDS|1006
BCC|BOISE CASCADE L.L.C.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|736
BCC|BOISE CASCADE L.L.C.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11098
BCC|BOISE CASCADE L.L.C.|FTBR|Foliofn Investments, Inc.|5648
BCC|BOISE CASCADE L.L.C.|GLIS|TD Securities Inc|409
BCC|BOISE CASCADE L.L.C.|GLPX|ACS EXECUTION SERVICES, LLC|116
BCC|BOISE CASCADE L.L.C.|GSCO|GOLDMAN SACHS & CO. LLC|203760
BCC|BOISE CASCADE L.L.C.|GSCS|GOLDMAN SACHS & CO. LLC|200
BCC|BOISE CASCADE L.L.C.|GSLT|GOLDMAN SACHS & CO. LLC|5006
BCC|BOISE CASCADE L.L.C.|GTSZ|GTS SECURITIES LLC|17771
BCC|BOISE CASCADE L.L.C.|HRBF|American Enterprise Investment Services Inc.|2188
BCC|BOISE CASCADE L.L.C.|HSBC|HSBC Securities, Inc.|4595
BCC|BOISE CASCADE L.L.C.|IBKR|Interactive Brokers Llc|3455
BCC|BOISE CASCADE L.L.C.|ICBX|INSTINET, LLC|43055
BCC|BOISE CASCADE L.L.C.|IEQY|CITADEL SECURITIES LLC|14717
BCC|BOISE CASCADE L.L.C.|INCA|INSTINET, LLC|78326
BCC|BOISE CASCADE L.L.C.|INJX|INSTINET, LLC|10829
BCC|BOISE CASCADE L.L.C.|ITGI|ITG Inc.|25284
BCC|BOISE CASCADE L.L.C.|ITGP|ITG INC.|24200
BCC|BOISE CASCADE L.L.C.|JANY|Janney Montgomery Scott Inc.|751
BCC|BOISE CASCADE L.L.C.|JEFF|JEFFERIES LLC|118309
BCC|BOISE CASCADE L.L.C.|JMPT|JUMP TRADING, LLC|4897
BCC|BOISE CASCADE L.L.C.|JONE|JonesTrading|70
BCC|BOISE CASCADE L.L.C.|JPBX|J.P. MORGAN SECURITIES LLC|14909
BCC|BOISE CASCADE L.L.C.|JPMX|J.P. Morgan Securities LLC|209253
BCC|BOISE CASCADE L.L.C.|KCGM|VIRTU Americas LLC|26847
BCC|BOISE CASCADE L.L.C.|KEYB|KEYBANC CAPITAL MARKETS INC.|10762
BCC|BOISE CASCADE L.L.C.|LEHM|Barclays Capital Inc./Le|93516
BCC|BOISE CASCADE L.L.C.|LIME|Lime Brokerage LLC|10668
BCC|BOISE CASCADE L.L.C.|LOOP|Loop Capital Markets LLC|99
BCC|BOISE CASCADE L.L.C.|LQNA|LIQUIDNET, INC.|51600
BCC|BOISE CASCADE L.L.C.|LSCI|Lek Securities Corporation|13
BCC|BOISE CASCADE L.L.C.|MACQ|Macquarie Capital (USA) Inc.|5094
BCC|BOISE CASCADE L.L.C.|MBTS|ALLY INVEST SECURITIES LLC|45
BCC|BOISE CASCADE L.L.C.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66634
BCC|BOISE CASCADE L.L.C.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
BCC|BOISE CASCADE L.L.C.|MSCO|MORGAN STANLEY & CO. LLC|355838
BCC|BOISE CASCADE L.L.C.|MSPL|MORGAN STANLEY & CO. LLC|63500
BCC|BOISE CASCADE L.L.C.|MSTX|MORGAN STANLEY & CO. LLC|46100
BCC|BOISE CASCADE L.L.C.|NFSC|National Financial Services LLC|112648
BCC|BOISE CASCADE L.L.C.|NITE|VIRTU Americas LLC|119230
BCC|BOISE CASCADE L.L.C.|NQRB|Brut, LLC|5995
BCC|BOISE CASCADE L.L.C.|NTBF|BMO Nesbitt Burns Inc./CDS|50
BCC|BOISE CASCADE L.L.C.|OPCO|Oppenheimer & Co. Inc.|2622
BCC|BOISE CASCADE L.L.C.|PDQM|CODA MARKETS, INC.|23177
BCC|BOISE CASCADE L.L.C.|PHLY|NASDAQ Execution Services, LLC|1000
BCC|BOISE CASCADE L.L.C.|PWJC|UBS Financial Services, Inc.|900
BCC|BOISE CASCADE L.L.C.|QMSR|QUATTRO M SECURITIES INC.|2148
BCC|BOISE CASCADE L.L.C.|RBCM|RBC CAPITAL MARKETS, LLC|1649
BCC|BOISE CASCADE L.L.C.|RGLD|Regal Securities, Inc|10
BCC|BOISE CASCADE L.L.C.|RILY|B. RILEY FBR, INC.|69
BCC|BOISE CASCADE L.L.C.|SAGL|SAGETRADER, LLC|200
BCC|BOISE CASCADE L.L.C.|SAGW|SAGETRADER, LLC|56
BCC|BOISE CASCADE L.L.C.|SALI|INTL FCSTONE FINANCIAL INC.|110
BCC|BOISE CASCADE L.L.C.|SBSH|Citigroup Global Markets Inc.|44747
BCC|BOISE CASCADE L.L.C.|SGMT|GOLDMAN SACHS & CO. LLC|53384
BCC|BOISE CASCADE L.L.C.|SPDR|SPEEDROUTE LLC|2000
BCC|BOISE CASCADE L.L.C.|STFL|Stifel, Nicolaus & Company, Incorporated|3298
BCC|BOISE CASCADE L.L.C.|SWIM|TD Ameritrade, Inc.|9739
BCC|BOISE CASCADE L.L.C.|SWST|Hilltop Securities Inc.|284
BCC|BOISE CASCADE L.L.C.|TKNG|ALLY INVEST SECURITIES LLC|993
BCC|BOISE CASCADE L.L.C.|TRBT|Tradebot Systems, Inc.|4643
BCC|BOISE CASCADE L.L.C.|TRCM|TRC MARKETS LLC|21458
BCC|BOISE CASCADE L.L.C.|UBSA|UBS SECURITIES LLC|334406
BCC|BOISE CASCADE L.L.C.|UBSS|UBS Securities LLC|293400
BCC|BOISE CASCADE L.L.C.|VALX|VIRTU AMERICAS LLC|9809
BCC|BOISE CASCADE L.L.C.|VERT|The Vertical Trading Group, LLC|5500
BCC|BOISE CASCADE L.L.C.|VGRD|Vanguard Marketing Corporation|7128
BCC|BOISE CASCADE L.L.C.|WBPX|SUMMIT SECURITIES GROUP, LLC|837
BCC|BOISE CASCADE L.L.C.|WCHV|WELLS FARGO SECURITIES, LLC|77508
BCC|BOISE CASCADE L.L.C.|WEDB|WEDBUSH SECURITIES INC.|175
BCC|BOISE CASCADE L.L.C.|WEED|Weeden & Co.L.P.|560
BCC|BOISE CASCADE L.L.C.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2321
BCC|BOISE CASCADE L.L.C.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1350
BCC|BOISE CASCADE L.L.C.|WSEA|WOLVERINE SECURITIES, LLC|680
BCC|BOISE CASCADE L.L.C.|XIST|INSTINET, LLC|8000
BCC|BOISE CASCADE L.L.C.|XSTM|NATIONAL FINANCIAL SERVICES LLC|42160
BCC|BOISE CASCADE L.L.C.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15734
BCD|ETFS BLOOMBERG ALL C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12
BCD|ETFS BLOOMBERG ALL C|EBXL|EBX LLC|200
BCD|ETFS BLOOMBERG ALL C|GSLT|GOLDMAN SACHS & CO. LLC|100
BCD|ETFS BLOOMBERG ALL C|JSJX|JANE STREET CAPITAL LLC|200
BCD|ETFS BLOOMBERG ALL C|KCGM|VIRTU Americas LLC|519
BCD|ETFS BLOOMBERG ALL C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
BCD|ETFS BLOOMBERG ALL C|MSCO|MORGAN STANLEY & CO. LLC|100
BCD|ETFS BLOOMBERG ALL C|NFSC|National Financial Services LLC|8379
BCD|ETFS BLOOMBERG ALL C|NITE|VIRTU Americas LLC|206
BCD|ETFS BLOOMBERG ALL C|SWIM|TD Ameritrade, Inc.|100
BCD|ETFS BLOOMBERG ALL C|UBSA|UBS SECURITIES LLC|4185
BCD|ETFS BLOOMBERG ALL C|UBSS|UBS Securities LLC|200
BCD|ETFS BLOOMBERG ALL C|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BCD|ETFS BLOOMBERG ALL C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2550
BCE|B C E INC|ALTX|Alternet Securities Inc.|15714
BCE|B C E INC|APCC|Apex Clearing Corporation|5346
BCE|B C E INC|BANK|Primevest Financial Services, Inc.|1158
BCE|B C E INC|BARD|Robert W. Baird & Co. Incorporated|12614
BCE|B C E INC|BATM|CBOE TRADING, INC.|22628
BCE|B C E INC|BAYC|BAY CREST PARTNERS, LLC|474
BCE|B C E INC|BBNT|BB&T SECURITIES, LLC|36869
BCE|B C E INC|BERN|Sanford C. Bernstein & Co., LLC|20523
BCE|B C E INC|BIMI|Banca IMI Securities Corp.|100
BCE|B C E INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21120
BCE|B C E INC|BYXM|CBOE TRADING, INC.|100
BCE|B C E INC|BZYD|GOLDMAN SACHS & CO. LLC|1700
BCE|B C E INC|CABR|Cabrera Capital Markets, Inc.|200
BCE|B C E INC|CHAS|Charles Schwab & Co., Inc.|23027
BCE|B C E INC|CICF|Canaccord Genuity Corp.|827
BCE|B C E INC|CIST|Capital Institutional Services, Inc.|1463
BCE|B C E INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19029
BCE|B C E INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|322136
BCE|B C E INC|CTDL|Citadel Derivatives Group Llc|3543
BCE|B C E INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12414
BCE|B C E INC|DADA|D.A. Davidson & Co.|158
BCE|B C E INC|DAVA|Davenport & Company LLC|22836
BCE|B C E INC|DBAB|Deutsche Bank Securities Inc.|101559
BCE|B C E INC|DBAX|Deutsche Bank Securities Inc.|271900
BCE|B C E INC|DBUL|Deutsche Bank Securities Inc.|4148
BCE|B C E INC|DEAN|MORGAN STANLEY|228587
BCE|B C E INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10018
BCE|B C E INC|EBXL|EBX LLC|114100
BCE|B C E INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|43256
BCE|B C E INC|EDJO|Edward D. Jones & Co., L.P.|47115
BCE|B C E INC|EGAM|CBOE TRADING, INC.|3702
BCE|B C E INC|EGAW|CBOE TRADING, INC.|63
BCE|B C E INC|EGXM|CBOE TRADING, INC.|901
BCE|B C E INC|ETBE|Electronic Transaction Clearing, Inc.|4961
BCE|B C E INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1342
BCE|B C E INC|ETRS|E*Trade Securities LLC|29854
BCE|B C E INC|FBSB|U.S. Bancorp Investments, Inc.|153
BCE|B C E INC|FILL|Tradestation Securities, Inc.|1138
BCE|B C E INC|FINX|FINTECH SECURITIES|6091
BCE|B C E INC|FMAF|NBCN Inc./ CDS|7015
BCE|B C E INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|114
BCE|B C E INC|FQLS|Quantlab Securities LP|70873
BCE|B C E INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20590
BCE|B C E INC|FTBR|Foliofn Investments, Inc.|2857
BCE|B C E INC|GLIS|TD Securities Inc|21064
BCE|B C E INC|GLPX|ACS EXECUTION SERVICES, LLC|2660
BCE|B C E INC|GSCO|GOLDMAN SACHS & CO. LLC|1391750
BCE|B C E INC|GSLT|GOLDMAN SACHS & CO. LLC|3919
BCE|B C E INC|GTSZ|GTS SECURITIES LLC|52801
BCE|B C E INC|HRBF|American Enterprise Investment Services Inc.|171561
BCE|B C E INC|HSBC|HSBC Securities, Inc.|2291
BCE|B C E INC|IATS|INTERACTIVE BROKERS LLC|7535
BCE|B C E INC|IBKR|Interactive Brokers Llc|12878
BCE|B C E INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5476
BCE|B C E INC|ICBX|INSTINET, LLC|73744
BCE|B C E INC|INCA|INSTINET, LLC|191851
BCE|B C E INC|INJX|INSTINET, LLC|2726
BCE|B C E INC|INTL|INTL FCSTONE FINANCIAL INC.|13
BCE|B C E INC|ITGI|ITG Inc.|121381
BCE|B C E INC|ITGP|ITG INC.|163000
BCE|B C E INC|JANY|Janney Montgomery Scott Inc.|22091
BCE|B C E INC|JEFF|JEFFERIES LLC|72743
BCE|B C E INC|JMPT|JUMP TRADING, LLC|21530
BCE|B C E INC|JPBX|J.P. MORGAN SECURITIES LLC|7580
BCE|B C E INC|JPMX|J.P. Morgan Securities LLC|345281
BCE|B C E INC|JSJX|JANE STREET CAPITAL LLC|1526
BCE|B C E INC|KBWI|Keefe, Bruyette & Woods, Inc.|570
BCE|B C E INC|KCGM|VIRTU Americas LLC|14884
BCE|B C E INC|LEHM|Barclays Capital Inc./Le|483063
BCE|B C E INC|LIME|Lime Brokerage LLC|34472
BCE|B C E INC|LOOP|Loop Capital Markets LLC|400
BCE|B C E INC|LSCI|Lek Securities Corporation|110
BCE|B C E INC|MACC|Mid Atlantic Capital Corporation|425
BCE|B C E INC|MCMF|Raymond James Ltd. Cds|7496
BCE|B C E INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62182
BCE|B C E INC|MOTF|MOTIF INVESTING, INC.|10
BCE|B C E INC|MSCO|MORGAN STANLEY & CO. LLC|754208
BCE|B C E INC|MSPL|MORGAN STANLEY & CO. LLC|259900
BCE|B C E INC|MSTX|MORGAN STANLEY & CO. LLC|74700
BCE|B C E INC|NBCS|NBC Securities, INC.|236
BCE|B C E INC|NEUB|NEUBERGER BERMAN BD LLC|72
BCE|B C E INC|NFSC|National Financial Services LLC|323159
BCE|B C E INC|NITE|VIRTU Americas LLC|809452
BCE|B C E INC|NITP|VIRTU Americas LLC|1000
BCE|B C E INC|NQRB|Brut, LLC|1045
BCE|B C E INC|NTBF|BMO Nesbitt Burns Inc./CDS|6509
BCE|B C E INC|NTRC|Northern Trust Securities, Inc.|2400
BCE|B C E INC|OHOS|TWO SIGMA SECURITIES, LLC|23161
BCE|B C E INC|OPCO|Oppenheimer & Co. Inc.|8578
BCE|B C E INC|PDQM|CODA MARKETS, INC.|3600
BCE|B C E INC|PHLY|NASDAQ Execution Services, LLC|400
BCE|B C E INC|PIPR|Piper Jaffray & Co.|110
BCE|B C E INC|PWJC|UBS Financial Services, Inc.|6927
BCE|B C E INC|RBCM|RBC CAPITAL MARKETS, LLC|139536
BCE|B C E INC|SALI|INTL FCSTONE FINANCIAL INC.|1190
BCE|B C E INC|SBSH|Citigroup Global Markets Inc.|13834
BCE|B C E INC|SEIC|SEI Investments Distribution Co.|13900
BCE|B C E INC|SGMT|GOLDMAN SACHS & CO. LLC|77216
BCE|B C E INC|SPDR|SPEEDROUTE LLC|5600
BCE|B C E INC|SPHN|Stephens Inc.|3566
BCE|B C E INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
BCE|B C E INC|STFL|Stifel, Nicolaus & Company, Incorporated|16330
BCE|B C E INC|STKP|STOCKPILE INVESTMENTS, INC.|134
BCE|B C E INC|STRS|STRATEGAS RESEARCH PARTNERS|1600
BCE|B C E INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1640
BCE|B C E INC|SWIM|TD Ameritrade, Inc.|15001
BCE|B C E INC|SWST|Hilltop Securities Inc.|4146
BCE|B C E INC|TKNG|ALLY INVEST SECURITIES LLC|798
BCE|B C E INC|TMBR|Timber Hill LLC|3007
BCE|B C E INC|TRBT|Tradebot Systems, Inc.|70844
BCE|B C E INC|TRCM|TRC MARKETS LLC|110930
BCE|B C E INC|UBSA|UBS SECURITIES LLC|268806
BCE|B C E INC|UBSS|UBS Securities LLC|402007
BCE|B C E INC|VALX|VIRTU AMERICAS LLC|19753
BCE|B C E INC|VGRD|Vanguard Marketing Corporation|38970
BCE|B C E INC|VNDM|Wall Street Access|21060
BCE|B C E INC|WBLR|WILLIAM BLAIR|1555
BCE|B C E INC|WBPX|SUMMIT SECURITIES GROUP, LLC|298
BCE|B C E INC|WCHV|WELLS FARGO SECURITIES, LLC|355319
BCE|B C E INC|WEDB|WEDBUSH SECURITIES INC.|1197
BCE|B C E INC|WEED|Weeden & Co.L.P.|200
BCE|B C E INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30444
BCE|B C E INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2784
BCE|B C E INC|WSEA|WOLVERINE SECURITIES, LLC|131077
BCE|B C E INC|XIST|INSTINET, LLC|46800
BCE|B C E INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|21830
BCE|B C E INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17874
BCEI|BONANZA CREEK NRG|ABLE|NATIXIS Securities Americas LLC|1987
BCEI|BONANZA CREEK NRG|ALTX|Alternet Securities Inc.|3600
BCEI|BONANZA CREEK NRG|APCC|Apex Clearing Corporation|63
BCEI|BONANZA CREEK NRG|AQUA|AQUA SECURITIES L.P.|3800
BCEI|BONANZA CREEK NRG|BANK|Primevest Financial Services, Inc.|2600
BCEI|BONANZA CREEK NRG|BATM|CBOE TRADING, INC.|702
BCEI|BONANZA CREEK NRG|BIMI|Banca IMI Securities Corp.|150
BCEI|BONANZA CREEK NRG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|970
BCEI|BONANZA CREEK NRG|BNPX|BNP PARIBAS SECURITIES CORP.|12285
BCEI|BONANZA CREEK NRG|BTIG|BTIG, LLC|166
BCEI|BONANZA CREEK NRG|BYXM|CBOE TRADING, INC.|401
BCEI|BONANZA CREEK NRG|CHAS|Charles Schwab & Co., Inc.|63
BCEI|BONANZA CREEK NRG|CHLM|Craig-Hallum Capital Group LLC|380
BCEI|BONANZA CREEK NRG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34753
BCEI|BONANZA CREEK NRG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12658
BCEI|BONANZA CREEK NRG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81751
BCEI|BONANZA CREEK NRG|CTDL|Citadel Derivatives Group Llc|850
BCEI|BONANZA CREEK NRG|CXCX|CITIGROUP GLOBAL MARKETS INC.|35180
BCEI|BONANZA CREEK NRG|DBAB|Deutsche Bank Securities Inc.|27351
BCEI|BONANZA CREEK NRG|DBAX|Deutsche Bank Securities Inc.|122600
BCEI|BONANZA CREEK NRG|DEAN|MORGAN STANLEY|1821
BCEI|BONANZA CREEK NRG|DEGS|RONIN PROFESSIONAL LLC|4020
BCEI|BONANZA CREEK NRG|EBXL|EBX LLC|110900
BCEI|BONANZA CREEK NRG|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
BCEI|BONANZA CREEK NRG|EGAM|CBOE TRADING, INC.|2181
BCEI|BONANZA CREEK NRG|EGMT|EG MARKET TECHNOLOGIES LLC|700
BCEI|BONANZA CREEK NRG|EGXM|CBOE TRADING, INC.|1400
BCEI|BONANZA CREEK NRG|ETBE|Electronic Transaction Clearing, Inc.|8085
BCEI|BONANZA CREEK NRG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
BCEI|BONANZA CREEK NRG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25480
BCEI|BONANZA CREEK NRG|ETRS|E*Trade Securities LLC|32302
BCEI|BONANZA CREEK NRG|FILL|Tradestation Securities, Inc.|3333
BCEI|BONANZA CREEK NRG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3052
BCEI|BONANZA CREEK NRG|FQLS|Quantlab Securities LP|69054
BCEI|BONANZA CREEK NRG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31806
BCEI|BONANZA CREEK NRG|FTBR|Foliofn Investments, Inc.|2788
BCEI|BONANZA CREEK NRG|GEBB|GLOBAL EXECUTION BROKERS, LP|136
BCEI|BONANZA CREEK NRG|GLIS|TD Securities Inc|250
BCEI|BONANZA CREEK NRG|GLPX|ACS EXECUTION SERVICES, LLC|10761
BCEI|BONANZA CREEK NRG|GSCO|GOLDMAN SACHS & CO. LLC|96659
BCEI|BONANZA CREEK NRG|GSCS|GOLDMAN SACHS & CO. LLC|156
BCEI|BONANZA CREEK NRG|GSLT|GOLDMAN SACHS & CO. LLC|1023
BCEI|BONANZA CREEK NRG|GTSZ|GTS SECURITIES LLC|20090
BCEI|BONANZA CREEK NRG|HRBF|American Enterprise Investment Services Inc.|208
BCEI|BONANZA CREEK NRG|IATS|INTERACTIVE BROKERS LLC|8190
BCEI|BONANZA CREEK NRG|IBKR|Interactive Brokers Llc|8047
BCEI|BONANZA CREEK NRG|ICBX|INSTINET, LLC|21695
BCEI|BONANZA CREEK NRG|IEQY|CITADEL SECURITIES LLC|32187
BCEI|BONANZA CREEK NRG|IMPC|Imperial Capital, LLC|5300
BCEI|BONANZA CREEK NRG|INCA|INSTINET, LLC|117493
BCEI|BONANZA CREEK NRG|INJX|INSTINET, LLC|12458
BCEI|BONANZA CREEK NRG|ITGI|ITG Inc.|37413
BCEI|BONANZA CREEK NRG|ITGP|ITG INC.|70200
BCEI|BONANZA CREEK NRG|JEFF|JEFFERIES LLC|47934
BCEI|BONANZA CREEK NRG|JMPT|JUMP TRADING, LLC|23978
BCEI|BONANZA CREEK NRG|JONE|JonesTrading|380
BCEI|BONANZA CREEK NRG|JPBX|J.P. MORGAN SECURITIES LLC|26892
BCEI|BONANZA CREEK NRG|JPMX|J.P. Morgan Securities LLC|100536
BCEI|BONANZA CREEK NRG|JSJX|JANE STREET CAPITAL LLC|5117
BCEI|BONANZA CREEK NRG|KCGM|VIRTU Americas LLC|8013
BCEI|BONANZA CREEK NRG|LEHM|Barclays Capital Inc./Le|312185
BCEI|BONANZA CREEK NRG|LIME|Lime Brokerage LLC|8854
BCEI|BONANZA CREEK NRG|LSCI|Lek Securities Corporation|134
BCEI|BONANZA CREEK NRG|MAXM|Maxim Group LLC|11949
BCEI|BONANZA CREEK NRG|MCMF|Raymond James Ltd. Cds|250
BCEI|BONANZA CREEK NRG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70026
BCEI|BONANZA CREEK NRG|MOTF|MOTIF INVESTING, INC.|10
BCEI|BONANZA CREEK NRG|MSCO|MORGAN STANLEY & CO. LLC|1797540
BCEI|BONANZA CREEK NRG|MSPL|MORGAN STANLEY & CO. LLC|126700
BCEI|BONANZA CREEK NRG|MSTX|MORGAN STANLEY & CO. LLC|7800
BCEI|BONANZA CREEK NRG|NFSC|National Financial Services LLC|64576
BCEI|BONANZA CREEK NRG|NITE|VIRTU Americas LLC|180604
BCEI|BONANZA CREEK NRG|NQRB|Brut, LLC|3487
BCEI|BONANZA CREEK NRG|NTRC|Northern Trust Securities, Inc.|1165
BCEI|BONANZA CREEK NRG|PDQM|CODA MARKETS, INC.|20311
BCEI|BONANZA CREEK NRG|QMSR|QUATTRO M SECURITIES INC.|670
BCEI|BONANZA CREEK NRG|RBCM|RBC CAPITAL MARKETS, LLC|1
BCEI|BONANZA CREEK NRG|SAGL|SAGETRADER, LLC|1763
BCEI|BONANZA CREEK NRG|SBSH|Citigroup Global Markets Inc.|103273
BCEI|BONANZA CREEK NRG|SGMT|GOLDMAN SACHS & CO. LLC|35591
BCEI|BONANZA CREEK NRG|SIDC|Sidoti & Company, LLC|300
BCEI|BONANZA CREEK NRG|SOGO|Wang Investment Associates, Inc.|400
BCEI|BONANZA CREEK NRG|SPDR|SPEEDROUTE LLC|4700
BCEI|BONANZA CREEK NRG|SPTD|MINT GLOBAL MARKETS, INC.|26249
BCEI|BONANZA CREEK NRG|STFL|Stifel, Nicolaus & Company, Incorporated|1405
BCEI|BONANZA CREEK NRG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|800
BCEI|BONANZA CREEK NRG|SWIM|TD Ameritrade, Inc.|16868
BCEI|BONANZA CREEK NRG|TKNG|ALLY INVEST SECURITIES LLC|3430
BCEI|BONANZA CREEK NRG|TRBT|Tradebot Systems, Inc.|85795
BCEI|BONANZA CREEK NRG|TRCM|TRC MARKETS LLC|29225
BCEI|BONANZA CREEK NRG|TWTT|TASTYWORKS, INC.|231
BCEI|BONANZA CREEK NRG|UBSA|UBS SECURITIES LLC|181723
BCEI|BONANZA CREEK NRG|UBSS|UBS Securities LLC|173267
BCEI|BONANZA CREEK NRG|VALX|VIRTU AMERICAS LLC|19263
BCEI|BONANZA CREEK NRG|VERT|The Vertical Trading Group, LLC|3812
BCEI|BONANZA CREEK NRG|VGRD|Vanguard Marketing Corporation|1610
BCEI|BONANZA CREEK NRG|WABR|Wall Street Access|500
BCEI|BONANZA CREEK NRG|WBPX|SUMMIT SECURITIES GROUP, LLC|362
BCEI|BONANZA CREEK NRG|WCHV|WELLS FARGO SECURITIES, LLC|79583
BCEI|BONANZA CREEK NRG|WEDB|WEDBUSH SECURITIES INC.|1824
BCEI|BONANZA CREEK NRG|WEED|Weeden & Co.L.P.|400
BCEI|BONANZA CREEK NRG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14
BCEI|BONANZA CREEK NRG|WFPB|Wells Fargo Securities, LLC.|1883
BCEI|BONANZA CREEK NRG|WSEA|WOLVERINE SECURITIES, LLC|242
BCEI|BONANZA CREEK NRG|XIST|INSTINET, LLC|43000
BCEI|BONANZA CREEK NRG|XSTM|NATIONAL FINANCIAL SERVICES LLC|18158
BCEI|BONANZA CREEK NRG|YKNA|COMHAR CAPITAL MARKETS, LLC|2046
BCEI|BONANZA CREEK NRG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|603
BCH|BANCO DE CHILE ADS|ALTX|Alternet Securities Inc.|400
BCH|BANCO DE CHILE ADS|APCC|Apex Clearing Corporation|27
BCH|BANCO DE CHILE ADS|BANK|Primevest Financial Services, Inc.|9
BCH|BANCO DE CHILE ADS|BARD|Robert W. Baird & Co. Incorporated|4
BCH|BANCO DE CHILE ADS|BATM|CBOE TRADING, INC.|521
BCH|BANCO DE CHILE ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|632
BCH|BANCO DE CHILE ADS|BTIG|BTIG, LLC|20
BCH|BANCO DE CHILE ADS|BYXM|CBOE TRADING, INC.|265
BCH|BANCO DE CHILE ADS|BZYD|GOLDMAN SACHS & CO. LLC|100
BCH|BANCO DE CHILE ADS|CANT|Cantor Fitzgerald & Co.|62
BCH|BANCO DE CHILE ADS|CLSA|CLSA AMERICAS, LLC|3210
BCH|BANCO DE CHILE ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4169
BCH|BANCO DE CHILE ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1734
BCH|BANCO DE CHILE ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3355
BCH|BANCO DE CHILE ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21356
BCH|BANCO DE CHILE ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|9430
BCH|BANCO DE CHILE ADS|DBAB|Deutsche Bank Securities Inc.|1100
BCH|BANCO DE CHILE ADS|DBAX|Deutsche Bank Securities Inc.|15000
BCH|BANCO DE CHILE ADS|DCHF|Dart Executions, LLC|94
BCH|BANCO DE CHILE ADS|DEAN|MORGAN STANLEY|59
BCH|BANCO DE CHILE ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
BCH|BANCO DE CHILE ADS|EBXL|EBX LLC|8400
BCH|BANCO DE CHILE ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
BCH|BANCO DE CHILE ADS|EGAM|CBOE TRADING, INC.|100
BCH|BANCO DE CHILE ADS|EGXW|CBOE TRADING, INC.|20
BCH|BANCO DE CHILE ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4286
BCH|BANCO DE CHILE ADS|FTBR|Foliofn Investments, Inc.|1367
BCH|BANCO DE CHILE ADS|GLPX|ACS EXECUTION SERVICES, LLC|3357
BCH|BANCO DE CHILE ADS|GSCO|GOLDMAN SACHS & CO. LLC|1325
BCH|BANCO DE CHILE ADS|GTSZ|GTS SECURITIES LLC|19678
BCH|BANCO DE CHILE ADS|HSBC|HSBC Securities, Inc.|1314
BCH|BANCO DE CHILE ADS|IATS|INTERACTIVE BROKERS LLC|2500
BCH|BANCO DE CHILE ADS|IBKR|Interactive Brokers Llc|21580
BCH|BANCO DE CHILE ADS|ICBX|INSTINET, LLC|4314
BCH|BANCO DE CHILE ADS|INCA|INSTINET, LLC|4103
BCH|BANCO DE CHILE ADS|INJX|INSTINET, LLC|1
BCH|BANCO DE CHILE ADS|ITGI|ITG Inc.|3328
BCH|BANCO DE CHILE ADS|ITGP|ITG INC.|4400
BCH|BANCO DE CHILE ADS|JEFF|JEFFERIES LLC|233
BCH|BANCO DE CHILE ADS|JPBX|J.P. MORGAN SECURITIES LLC|396
BCH|BANCO DE CHILE ADS|JPMX|J.P. Morgan Securities LLC|14196
BCH|BANCO DE CHILE ADS|KCGM|VIRTU Americas LLC|7200
BCH|BANCO DE CHILE ADS|LEHM|Barclays Capital Inc./Le|6220
BCH|BANCO DE CHILE ADS|LIME|Lime Brokerage LLC|1399
BCH|BANCO DE CHILE ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7462
BCH|BANCO DE CHILE ADS|MOTF|MOTIF INVESTING, INC.|6
BCH|BANCO DE CHILE ADS|MSCO|MORGAN STANLEY & CO. LLC|6445
BCH|BANCO DE CHILE ADS|MSPL|MORGAN STANLEY & CO. LLC|16900
BCH|BANCO DE CHILE ADS|NFSC|National Financial Services LLC|1379
BCH|BANCO DE CHILE ADS|NITE|VIRTU Americas LLC|30008
BCH|BANCO DE CHILE ADS|PACT|BTG Pactual US Capital Corp.|111000
BCH|BANCO DE CHILE ADS|PDQM|CODA MARKETS, INC.|10634
BCH|BANCO DE CHILE ADS|SBSH|Citigroup Global Markets Inc.|100
BCH|BANCO DE CHILE ADS|SCMC|Scotia Capital Markets (USA) Inc.|96690
BCH|BANCO DE CHILE ADS|SGMT|GOLDMAN SACHS & CO. LLC|8413
BCH|BANCO DE CHILE ADS|SPDR|SPEEDROUTE LLC|200
BCH|BANCO DE CHILE ADS|SWIM|TD Ameritrade, Inc.|65
BCH|BANCO DE CHILE ADS|SWST|Hilltop Securities Inc.|148
BCH|BANCO DE CHILE ADS|TRBT|Tradebot Systems, Inc.|776
BCH|BANCO DE CHILE ADS|TRCM|TRC MARKETS LLC|113
BCH|BANCO DE CHILE ADS|UBSA|UBS SECURITIES LLC|30202
BCH|BANCO DE CHILE ADS|UBSS|UBS Securities LLC|16734
BCH|BANCO DE CHILE ADS|VALX|VIRTU AMERICAS LLC|8882
BCH|BANCO DE CHILE ADS|VGRD|Vanguard Marketing Corporation|22
BCH|BANCO DE CHILE ADS|WBLR|WILLIAM BLAIR|116
BCH|BANCO DE CHILE ADS|WCHV|WELLS FARGO SECURITIES, LLC|550
BCH|BANCO DE CHILE ADS|XIST|INSTINET, LLC|1000
BCH|BANCO DE CHILE ADS|XPUS|XP SECURITIES, LLC|25095
BCH|BANCO DE CHILE ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|250
BCH|BANCO DE CHILE ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|451
BCI|ETFS BLOOMBERG ALL C|APCC|Apex Clearing Corporation|328
BCI|ETFS BLOOMBERG ALL C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4297
BCI|ETFS BLOOMBERG ALL C|DADA|D.A. Davidson & Co.|350
BCI|ETFS BLOOMBERG ALL C|DBAX|Deutsche Bank Securities Inc.|600
BCI|ETFS BLOOMBERG ALL C|DEAN|MORGAN STANLEY|3284
BCI|ETFS BLOOMBERG ALL C|EBXL|EBX LLC|800
BCI|ETFS BLOOMBERG ALL C|EDJO|Edward D. Jones & Co., L.P.|1123
BCI|ETFS BLOOMBERG ALL C|ETRS|E*Trade Securities LLC|124
BCI|ETFS BLOOMBERG ALL C|FTBR|Foliofn Investments, Inc.|536
BCI|ETFS BLOOMBERG ALL C|IATS|INTERACTIVE BROKERS LLC|700
BCI|ETFS BLOOMBERG ALL C|IBKR|Interactive Brokers Llc|1153
BCI|ETFS BLOOMBERG ALL C|ICBX|INSTINET, LLC|100
BCI|ETFS BLOOMBERG ALL C|INCA|INSTINET, LLC|119
BCI|ETFS BLOOMBERG ALL C|JPMX|J.P. Morgan Securities LLC|400
BCI|ETFS BLOOMBERG ALL C|JSJX|JANE STREET CAPITAL LLC|64841
BCI|ETFS BLOOMBERG ALL C|KCGM|VIRTU Americas LLC|914
BCI|ETFS BLOOMBERG ALL C|LEHM|Barclays Capital Inc./Le|13600
BCI|ETFS BLOOMBERG ALL C|LIME|Lime Brokerage LLC|2729
BCI|ETFS BLOOMBERG ALL C|MACC|Mid Atlantic Capital Corporation|578
BCI|ETFS BLOOMBERG ALL C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6732
BCI|ETFS BLOOMBERG ALL C|MSCO|MORGAN STANLEY & CO. LLC|7946
BCI|ETFS BLOOMBERG ALL C|NFSC|National Financial Services LLC|57228
BCI|ETFS BLOOMBERG ALL C|NITE|VIRTU Americas LLC|50148
BCI|ETFS BLOOMBERG ALL C|NITP|VIRTU Americas LLC|4743
BCI|ETFS BLOOMBERG ALL C|RBCM|RBC CAPITAL MARKETS, LLC|1698
BCI|ETFS BLOOMBERG ALL C|SBSH|Citigroup Global Markets Inc.|13
BCI|ETFS BLOOMBERG ALL C|SGMT|GOLDMAN SACHS & CO. LLC|700
BCI|ETFS BLOOMBERG ALL C|SWIM|TD Ameritrade, Inc.|72
BCI|ETFS BLOOMBERG ALL C|SWST|Hilltop Securities Inc.|358
BCI|ETFS BLOOMBERG ALL C|UBSA|UBS SECURITIES LLC|3937
BCI|ETFS BLOOMBERG ALL C|UBSS|UBS Securities LLC|14682
BCI|ETFS BLOOMBERG ALL C|VGRD|Vanguard Marketing Corporation|1133
BCI|ETFS BLOOMBERG ALL C|WCHV|WELLS FARGO SECURITIES, LLC|4587
BCI|ETFS BLOOMBERG ALL C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1515
BCLI|BRAINSTORM CELL CMN|AGIS|Aegis Capital Corp.|1000
BCLI|BRAINSTORM CELL CMN|ALTX|Alternet Securities Inc.|1300
BCLI|BRAINSTORM CELL CMN|APCC|Apex Clearing Corporation|1600
BCLI|BRAINSTORM CELL CMN|BARD|Robert W. Baird & Co. Incorporated|200
BCLI|BRAINSTORM CELL CMN|BATM|CBOE TRADING, INC.|1399
BCLI|BRAINSTORM CELL CMN|BERN|Sanford C. Bernstein & Co., LLC|800
BCLI|BRAINSTORM CELL CMN|BIMI|Banca IMI Securities Corp.|3900
BCLI|BRAINSTORM CELL CMN|CHAS|Charles Schwab & Co., Inc.|100
BCLI|BRAINSTORM CELL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4400
BCLI|BRAINSTORM CELL CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2349
BCLI|BRAINSTORM CELL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17645
BCLI|BRAINSTORM CELL CMN|CTDL|Citadel Derivatives Group Llc|262
BCLI|BRAINSTORM CELL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5152
BCLI|BRAINSTORM CELL CMN|DADA|D.A. Davidson & Co.|550
BCLI|BRAINSTORM CELL CMN|DBAB|Deutsche Bank Securities Inc.|17003
BCLI|BRAINSTORM CELL CMN|DBAX|Deutsche Bank Securities Inc.|16300
BCLI|BRAINSTORM CELL CMN|DEAN|MORGAN STANLEY|1124
BCLI|BRAINSTORM CELL CMN|DEGS|RONIN PROFESSIONAL LLC|47608
BCLI|BRAINSTORM CELL CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
BCLI|BRAINSTORM CELL CMN|EBXL|EBX LLC|10500
BCLI|BRAINSTORM CELL CMN|EDJC|Edward Jones / CDS|1370
BCLI|BRAINSTORM CELL CMN|EDJO|Edward D. Jones & Co., L.P.|5700
BCLI|BRAINSTORM CELL CMN|EGAM|CBOE TRADING, INC.|5115
BCLI|BRAINSTORM CELL CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
BCLI|BRAINSTORM CELL CMN|EGXM|CBOE TRADING, INC.|582
BCLI|BRAINSTORM CELL CMN|ETBE|Electronic Transaction Clearing, Inc.|924
BCLI|BRAINSTORM CELL CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|220
BCLI|BRAINSTORM CELL CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3479
BCLI|BRAINSTORM CELL CMN|ETRS|E*Trade Securities LLC|105939
BCLI|BRAINSTORM CELL CMN|FBCO|Credit Suisse Securities (USA) LLC|23578
BCLI|BRAINSTORM CELL CMN|FILL|Tradestation Securities, Inc.|40
BCLI|BRAINSTORM CELL CMN|FMAF|NBCN Inc./ CDS|698
BCLI|BRAINSTORM CELL CMN|FOMA|TD AMERITRADE CLEARING, INC.|362280
BCLI|BRAINSTORM CELL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61047
BCLI|BRAINSTORM CELL CMN|FTBR|Foliofn Investments, Inc.|6829
BCLI|BRAINSTORM CELL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2211
BCLI|BRAINSTORM CELL CMN|GLPX|ACS EXECUTION SERVICES, LLC|11378
BCLI|BRAINSTORM CELL CMN|GSCO|GOLDMAN SACHS & CO. LLC|18181
BCLI|BRAINSTORM CELL CMN|GSCS|GOLDMAN SACHS & CO. LLC|13646
BCLI|BRAINSTORM CELL CMN|GSLT|GOLDMAN SACHS & CO. LLC|3127
BCLI|BRAINSTORM CELL CMN|GTSZ|GTS SECURITIES LLC|8036
BCLI|BRAINSTORM CELL CMN|HRBF|American Enterprise Investment Services Inc.|2750
BCLI|BRAINSTORM CELL CMN|HSBC|HSBC Securities, Inc.|2204
BCLI|BRAINSTORM CELL CMN|IATS|INTERACTIVE BROKERS LLC|4530
BCLI|BRAINSTORM CELL CMN|IBKR|Interactive Brokers Llc|68591
BCLI|BRAINSTORM CELL CMN|ICBX|INSTINET, LLC|17074
BCLI|BRAINSTORM CELL CMN|INCA|INSTINET, LLC|124190
BCLI|BRAINSTORM CELL CMN|INJX|INSTINET, LLC|1247
BCLI|BRAINSTORM CELL CMN|ITGI|ITG Inc.|15876
BCLI|BRAINSTORM CELL CMN|ITGP|ITG INC.|13400
BCLI|BRAINSTORM CELL CMN|JEFF|JEFFERIES LLC|1851
BCLI|BRAINSTORM CELL CMN|JMPT|JUMP TRADING, LLC|3520
BCLI|BRAINSTORM CELL CMN|JONE|JonesTrading|11784
BCLI|BRAINSTORM CELL CMN|JPMX|J.P. Morgan Securities LLC|17354
BCLI|BRAINSTORM CELL CMN|JSJX|JANE STREET CAPITAL LLC|100
BCLI|BRAINSTORM CELL CMN|KCGM|VIRTU Americas LLC|218
BCLI|BRAINSTORM CELL CMN|KCRD|PHX FINANCIAL, INC.|3383
BCLI|BRAINSTORM CELL CMN|LEHM|Barclays Capital Inc./Le|21845
BCLI|BRAINSTORM CELL CMN|LIME|Lime Brokerage LLC|54575
BCLI|BRAINSTORM CELL CMN|MAXM|Maxim Group LLC|3500
BCLI|BRAINSTORM CELL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8200
BCLI|BRAINSTORM CELL CMN|MOTF|MOTIF INVESTING, INC.|2
BCLI|BRAINSTORM CELL CMN|MSCO|MORGAN STANLEY & CO. LLC|247414
BCLI|BRAINSTORM CELL CMN|MSPL|MORGAN STANLEY & CO. LLC|5600
BCLI|BRAINSTORM CELL CMN|MSTX|MORGAN STANLEY & CO. LLC|800
BCLI|BRAINSTORM CELL CMN|NFSC|National Financial Services LLC|341152
BCLI|BRAINSTORM CELL CMN|NITE|VIRTU Americas LLC|675889
BCLI|BRAINSTORM CELL CMN|NITP|VIRTU Americas LLC|800
BCLI|BRAINSTORM CELL CMN|NQRB|Brut, LLC|1550
BCLI|BRAINSTORM CELL CMN|OPCO|Oppenheimer & Co. Inc.|7464
BCLI|BRAINSTORM CELL CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1680
BCLI|BRAINSTORM CELL CMN|PDQM|CODA MARKETS, INC.|15647
BCLI|BRAINSTORM CELL CMN|PWJC|UBS Financial Services, Inc.|4817
BCLI|BRAINSTORM CELL CMN|RAJA|Raymond James & Associates, Inc.|10554
BCLI|BRAINSTORM CELL CMN|RBCM|RBC CAPITAL MARKETS, LLC|3300
BCLI|BRAINSTORM CELL CMN|SAGL|SAGETRADER, LLC|1334
BCLI|BRAINSTORM CELL CMN|SALI|INTL FCSTONE FINANCIAL INC.|2800
BCLI|BRAINSTORM CELL CMN|SBSH|Citigroup Global Markets Inc.|47294
BCLI|BRAINSTORM CELL CMN|SGMT|GOLDMAN SACHS & CO. LLC|10643
BCLI|BRAINSTORM CELL CMN|SPDR|SPEEDROUTE LLC|1030
BCLI|BRAINSTORM CELL CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3500
BCLI|BRAINSTORM CELL CMN|STXG|Stockcross Financial Services, Inc.|130
BCLI|BRAINSTORM CELL CMN|SWIM|TD Ameritrade, Inc.|73817
BCLI|BRAINSTORM CELL CMN|TKNG|ALLY INVEST SECURITIES LLC|11736
BCLI|BRAINSTORM CELL CMN|TRBT|Tradebot Systems, Inc.|12245
BCLI|BRAINSTORM CELL CMN|TRCM|TRC MARKETS LLC|200
BCLI|BRAINSTORM CELL CMN|TTUC|CUTTONE & CO., INC.|3644
BCLI|BRAINSTORM CELL CMN|TWTT|TASTYWORKS, INC.|200
BCLI|BRAINSTORM CELL CMN|UBSA|UBS SECURITIES LLC|62163
BCLI|BRAINSTORM CELL CMN|UBSS|UBS Securities LLC|265982
BCLI|BRAINSTORM CELL CMN|VALX|VIRTU AMERICAS LLC|300
BCLI|BRAINSTORM CELL CMN|VFIN|National Securities Corporation|2034
BCLI|BRAINSTORM CELL CMN|VGRD|Vanguard Marketing Corporation|24434
BCLI|BRAINSTORM CELL CMN|WCHV|WELLS FARGO SECURITIES, LLC|37487
BCLI|BRAINSTORM CELL CMN|WEED|Weeden & Co.L.P.|5341
BCLI|BRAINSTORM CELL CMN|WESC|Wellington Shields & Co., LLC|700
BCLI|BRAINSTORM CELL CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1154
BCLI|BRAINSTORM CELL CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10286
BCLI|BRAINSTORM CELL CMN|WGIF|CIBC World Markets Inc.|4950
BCLI|BRAINSTORM CELL CMN|WSEA|WOLVERINE SECURITIES, LLC|7405
BCLI|BRAINSTORM CELL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
BCLI|BRAINSTORM CELL CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|620
BCLI|BRAINSTORM CELL CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6721
BCM|IPATH PB BROAD CMOD|APCC|Apex Clearing Corporation|17
BCM|IPATH PB BROAD CMOD|DBAX|Deutsche Bank Securities Inc.|300
BCM|IPATH PB BROAD CMOD|EBXL|EBX LLC|1800
BCM|IPATH PB BROAD CMOD|ETRS|E*Trade Securities LLC|336
BCM|IPATH PB BROAD CMOD|FTBR|Foliofn Investments, Inc.|3
BCM|IPATH PB BROAD CMOD|GSLT|GOLDMAN SACHS & CO. LLC|2200
BCM|IPATH PB BROAD CMOD|IBKR|Interactive Brokers Llc|2022
BCM|IPATH PB BROAD CMOD|ICBX|INSTINET, LLC|700
BCM|IPATH PB BROAD CMOD|JSJX|JANE STREET CAPITAL LLC|7351
BCM|IPATH PB BROAD CMOD|KCGM|VIRTU Americas LLC|400
BCM|IPATH PB BROAD CMOD|LEHM|Barclays Capital Inc./Le|400
BCM|IPATH PB BROAD CMOD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BCM|IPATH PB BROAD CMOD|NFSC|National Financial Services LLC|4565
BCM|IPATH PB BROAD CMOD|NITE|VIRTU Americas LLC|2774
BCM|IPATH PB BROAD CMOD|NITP|VIRTU Americas LLC|305
BCM|IPATH PB BROAD CMOD|SGMT|GOLDMAN SACHS & CO. LLC|1848
BCM|IPATH PB BROAD CMOD|SWIM|TD Ameritrade, Inc.|25
BCM|IPATH PB BROAD CMOD|UBSA|UBS SECURITIES LLC|81
BCM|IPATH PB BROAD CMOD|UBSS|UBS Securities LLC|3282
BCM|IPATH PB BROAD CMOD|WSEA|WOLVERINE SECURITIES, LLC|71
BCML|BAYCOM CORP CMN|ALTX|Alternet Securities Inc.|3294
BCML|BAYCOM CORP CMN|BATM|CBOE TRADING, INC.|656
BCML|BAYCOM CORP CMN|BAYC|BAY CREST PARTNERS, LLC|1161
BCML|BAYCOM CORP CMN|BERN|Sanford C. Bernstein & Co., LLC|3500
BCML|BAYCOM CORP CMN|BLKX|INSTINET, LLC|27000
BCML|BAYCOM CORP CMN|BMOC|BMO Capital Markets Corp.|773
BCML|BAYCOM CORP CMN|BNKS|Fig Partners, LLC|70877
BCML|BAYCOM CORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1665
BCML|BAYCOM CORP CMN|BTIG|BTIG, LLC|220
BCML|BAYCOM CORP CMN|BYXM|CBOE TRADING, INC.|1990
BCML|BAYCOM CORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2600
BCML|BAYCOM CORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14195
BCML|BAYCOM CORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|39359
BCML|BAYCOM CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21822
BCML|BAYCOM CORP CMN|CTDL|Citadel Derivatives Group Llc|3345
BCML|BAYCOM CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2552
BCML|BAYCOM CORP CMN|DADA|D.A. Davidson & Co.|1245
BCML|BAYCOM CORP CMN|DBAB|Deutsche Bank Securities Inc.|168497
BCML|BAYCOM CORP CMN|DBAX|Deutsche Bank Securities Inc.|26600
BCML|BAYCOM CORP CMN|DEAN|MORGAN STANLEY|457
BCML|BAYCOM CORP CMN|DEGS|RONIN PROFESSIONAL LLC|8274
BCML|BAYCOM CORP CMN|DRWK|DRW SECURITIES, L.L.C.|2792
BCML|BAYCOM CORP CMN|EBXL|EBX LLC|13700
BCML|BAYCOM CORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|271
BCML|BAYCOM CORP CMN|EGAM|CBOE TRADING, INC.|9043
BCML|BAYCOM CORP CMN|ELEV|ELEVATION, LLC|24000
BCML|BAYCOM CORP CMN|ETBE|Electronic Transaction Clearing, Inc.|16977
BCML|BAYCOM CORP CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|308
BCML|BAYCOM CORP CMN|ETRS|E*Trade Securities LLC|3300
BCML|BAYCOM CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|28189
BCML|BAYCOM CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|6146
BCML|BAYCOM CORP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
BCML|BAYCOM CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43889
BCML|BAYCOM CORP CMN|FTBR|Foliofn Investments, Inc.|5
BCML|BAYCOM CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2054
BCML|BAYCOM CORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|28394
BCML|BAYCOM CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|493524
BCML|BAYCOM CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|1814
BCML|BAYCOM CORP CMN|GTSZ|GTS SECURITIES LLC|37691
BCML|BAYCOM CORP CMN|IATS|INTERACTIVE BROKERS LLC|100
BCML|BAYCOM CORP CMN|IBKR|Interactive Brokers Llc|7069
BCML|BAYCOM CORP CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|37
BCML|BAYCOM CORP CMN|ICBX|INSTINET, LLC|9400
BCML|BAYCOM CORP CMN|IEQY|CITADEL SECURITIES LLC|1876
BCML|BAYCOM CORP CMN|INCA|INSTINET, LLC|110906
BCML|BAYCOM CORP CMN|INJX|INSTINET, LLC|545
BCML|BAYCOM CORP CMN|ITGI|ITG Inc.|26329
BCML|BAYCOM CORP CMN|ITGP|ITG INC.|17600
BCML|BAYCOM CORP CMN|JEFF|JEFFERIES LLC|20538
BCML|BAYCOM CORP CMN|JMPT|JUMP TRADING, LLC|373
BCML|BAYCOM CORP CMN|JPMX|J.P. Morgan Securities LLC|78622
BCML|BAYCOM CORP CMN|JSJX|JANE STREET CAPITAL LLC|200
BCML|BAYCOM CORP CMN|KBWI|Keefe, Bruyette & Woods, Inc.|5942
BCML|BAYCOM CORP CMN|KCGM|VIRTU Americas LLC|9918
BCML|BAYCOM CORP CMN|LEHM|Barclays Capital Inc./Le|159983
BCML|BAYCOM CORP CMN|LIME|Lime Brokerage LLC|53803
BCML|BAYCOM CORP CMN|LMGP|LIME BROKERAGE LLC|47891
BCML|BAYCOM CORP CMN|LOOP|Loop Capital Markets LLC|1530
BCML|BAYCOM CORP CMN|MAXM|Maxim Group LLC|744
BCML|BAYCOM CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17742
BCML|BAYCOM CORP CMN|MPSG|E D & F Man Capital Markets Inc.|150
BCML|BAYCOM CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|494104
BCML|BAYCOM CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|21200
BCML|BAYCOM CORP CMN|MSTX|MORGAN STANLEY & CO. LLC|21400
BCML|BAYCOM CORP CMN|NFSC|National Financial Services LLC|14763
BCML|BAYCOM CORP CMN|NITE|VIRTU Americas LLC|33319
BCML|BAYCOM CORP CMN|NITP|VIRTU Americas LLC|7104
BCML|BAYCOM CORP CMN|NQRB|Brut, LLC|1000
BCML|BAYCOM CORP CMN|PDQM|CODA MARKETS, INC.|99522
BCML|BAYCOM CORP CMN|SBSH|Citigroup Global Markets Inc.|49153
BCML|BAYCOM CORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|23448
BCML|BAYCOM CORP CMN|SPDR|SPEEDROUTE LLC|6436
BCML|BAYCOM CORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|42
BCML|BAYCOM CORP CMN|SWIM|TD Ameritrade, Inc.|8
BCML|BAYCOM CORP CMN|TKNG|ALLY INVEST SECURITIES LLC|20
BCML|BAYCOM CORP CMN|TRCM|TRC MARKETS LLC|46407
BCML|BAYCOM CORP CMN|UBSA|UBS SECURITIES LLC|75295
BCML|BAYCOM CORP CMN|UBSS|UBS Securities LLC|458744
BCML|BAYCOM CORP CMN|VALX|VIRTU AMERICAS LLC|137
BCML|BAYCOM CORP CMN|VGRD|Vanguard Marketing Corporation|239
BCML|BAYCOM CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|5773
BCML|BAYCOM CORP CMN|WEDB|WEDBUSH SECURITIES INC.|527
BCML|BAYCOM CORP CMN|WEED|Weeden & Co.L.P.|6000
BCML|BAYCOM CORP CMN|WGIF|CIBC World Markets Inc.|200
BCML|BAYCOM CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|119
BCML|BAYCOM CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2730
BCML|BAYCOM CORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|11674
BCNA|RLTY SH NQ CHINA ETF|CANT|Cantor Fitzgerald & Co.|9093
BCNA|RLTY SH NQ CHINA ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16900
BCNA|RLTY SH NQ CHINA ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4415
BCNA|RLTY SH NQ CHINA ETF|DBAX|Deutsche Bank Securities Inc.|2100
BCNA|RLTY SH NQ CHINA ETF|EBXL|EBX LLC|500
BCNA|RLTY SH NQ CHINA ETF|ETRS|E*Trade Securities LLC|545
BCNA|RLTY SH NQ CHINA ETF|FBCO|Credit Suisse Securities (USA) LLC|201
BCNA|RLTY SH NQ CHINA ETF|FOMA|TD AMERITRADE CLEARING, INC.|590
BCNA|RLTY SH NQ CHINA ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|152
BCNA|RLTY SH NQ CHINA ETF|GSLT|GOLDMAN SACHS & CO. LLC|11
BCNA|RLTY SH NQ CHINA ETF|IBKR|Interactive Brokers Llc|496
BCNA|RLTY SH NQ CHINA ETF|ICBX|INSTINET, LLC|1400
BCNA|RLTY SH NQ CHINA ETF|INCA|INSTINET, LLC|3200
BCNA|RLTY SH NQ CHINA ETF|JSJX|JANE STREET CAPITAL LLC|9200
BCNA|RLTY SH NQ CHINA ETF|KCGM|VIRTU Americas LLC|848
BCNA|RLTY SH NQ CHINA ETF|LEHM|Barclays Capital Inc./Le|2200
BCNA|RLTY SH NQ CHINA ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BCNA|RLTY SH NQ CHINA ETF|MSCO|MORGAN STANLEY & CO. LLC|1111
BCNA|RLTY SH NQ CHINA ETF|MSPL|MORGAN STANLEY & CO. LLC|2400
BCNA|RLTY SH NQ CHINA ETF|NFSC|National Financial Services LLC|4353
BCNA|RLTY SH NQ CHINA ETF|NITE|VIRTU Americas LLC|4270
BCNA|RLTY SH NQ CHINA ETF|RAJA|Raymond James & Associates, Inc.|7500
BCNA|RLTY SH NQ CHINA ETF|SGMT|GOLDMAN SACHS & CO. LLC|2100
BCNA|RLTY SH NQ CHINA ETF|SWIM|TD Ameritrade, Inc.|50
BCNA|RLTY SH NQ CHINA ETF|UBSA|UBS SECURITIES LLC|2187
BCNA|RLTY SH NQ CHINA ETF|UBSS|UBS Securities LLC|262
BCNA|RLTY SH NQ CHINA ETF|VGRD|Vanguard Marketing Corporation|2750
BCNA|RLTY SH NQ CHINA ETF|WSEA|WOLVERINE SECURITIES, LLC|29
BCO|BRINKS COMPANY|APCC|Apex Clearing Corporation|10
BCO|BRINKS COMPANY|AQUA|AQUA SECURITIES L.P.|2900
BCO|BRINKS COMPANY|BANK|Primevest Financial Services, Inc.|1
BCO|BRINKS COMPANY|BARD|Robert W. Baird & Co. Incorporated|3274
BCO|BRINKS COMPANY|BATM|CBOE TRADING, INC.|10897
BCO|BRINKS COMPANY|BAYT|BTIG, LLC|200
BCO|BRINKS COMPANY|BBNT|BB&T SECURITIES, LLC|3023
BCO|BRINKS COMPANY|BERN|Sanford C. Bernstein & Co., LLC|93784
BCO|BRINKS COMPANY|BIDS|BIDS TRADING L.P.|290427
BCO|BRINKS COMPANY|BKCM|BNY Mellon Capital Markets LLC|15959
BCO|BRINKS COMPANY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|255
BCO|BRINKS COMPANY|BLKX|INSTINET, LLC|20000
BCO|BRINKS COMPANY|BNPX|BNP PARIBAS SECURITIES CORP.|3996
BCO|BRINKS COMPANY|BRVL|BLAYLOCK VAN, LLC|1300
BCO|BRINKS COMPANY|BTIG|BTIG, LLC|354507
BCO|BRINKS COMPANY|BYXM|CBOE TRADING, INC.|700
BCO|BRINKS COMPANY|BZYD|GOLDMAN SACHS & CO. LLC|1800
BCO|BRINKS COMPANY|CHAS|Charles Schwab & Co., Inc.|8457
BCO|BRINKS COMPANY|CMPT|Compass Point Research & Trading, LLC|200
BCO|BRINKS COMPANY|COWR|Cowen and Company, LLC|300
BCO|BRINKS COMPANY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114371
BCO|BRINKS COMPANY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
BCO|BRINKS COMPANY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|103
BCO|BRINKS COMPANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|119602
BCO|BRINKS COMPANY|CTDL|Citadel Derivatives Group Llc|2586
BCO|BRINKS COMPANY|CXCX|CITIGROUP GLOBAL MARKETS INC.|21622
BCO|BRINKS COMPANY|DBAB|Deutsche Bank Securities Inc.|89508
BCO|BRINKS COMPANY|DBAX|Deutsche Bank Securities Inc.|104600
BCO|BRINKS COMPANY|DEAN|MORGAN STANLEY|754
BCO|BRINKS COMPANY|EBXL|EBX LLC|98200
BCO|BRINKS COMPANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|969
BCO|BRINKS COMPANY|EDJO|Edward D. Jones & Co., L.P.|3649
BCO|BRINKS COMPANY|EGAM|CBOE TRADING, INC.|14326
BCO|BRINKS COMPANY|EGMT|EG MARKET TECHNOLOGIES LLC|600
BCO|BRINKS COMPANY|EGXM|CBOE TRADING, INC.|4980
BCO|BRINKS COMPANY|ETBE|Electronic Transaction Clearing, Inc.|300
BCO|BRINKS COMPANY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|32
BCO|BRINKS COMPANY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39669
BCO|BRINKS COMPANY|ETRS|E*Trade Securities LLC|12447
BCO|BRINKS COMPANY|FBSB|U.S. Bancorp Investments, Inc.|1
BCO|BRINKS COMPANY|FILL|Tradestation Securities, Inc.|684
BCO|BRINKS COMPANY|FMAF|NBCN Inc./ CDS|3693
BCO|BRINKS COMPANY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|455
BCO|BRINKS COMPANY|FQLS|Quantlab Securities LP|119584
BCO|BRINKS COMPANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10606
BCO|BRINKS COMPANY|FTBR|Foliofn Investments, Inc.|1294
BCO|BRINKS COMPANY|GEBB|GLOBAL EXECUTION BROKERS, LP|1040
BCO|BRINKS COMPANY|GLPX|ACS EXECUTION SERVICES, LLC|298
BCO|BRINKS COMPANY|GSCO|GOLDMAN SACHS & CO. LLC|352111
BCO|BRINKS COMPANY|GSCS|GOLDMAN SACHS & CO. LLC|39879
BCO|BRINKS COMPANY|GSLT|GOLDMAN SACHS & CO. LLC|4376
BCO|BRINKS COMPANY|GTSZ|GTS SECURITIES LLC|25104
BCO|BRINKS COMPANY|HPPX|POTAMUS TRADING, LLC|406
BCO|BRINKS COMPANY|HRBF|American Enterprise Investment Services Inc.|339
BCO|BRINKS COMPANY|IBKR|Interactive Brokers Llc|2437
BCO|BRINKS COMPANY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|95
BCO|BRINKS COMPANY|ICBX|INSTINET, LLC|36434
BCO|BRINKS COMPANY|IEQY|CITADEL SECURITIES LLC|39354
BCO|BRINKS COMPANY|IMPC|Imperial Capital, LLC|500
BCO|BRINKS COMPANY|INCA|INSTINET, LLC|136515
BCO|BRINKS COMPANY|INJX|INSTINET, LLC|3974
BCO|BRINKS COMPANY|ITGI|ITG Inc.|17042
BCO|BRINKS COMPANY|ITGP|ITG INC.|38200
BCO|BRINKS COMPANY|JANY|Janney Montgomery Scott Inc.|1032
BCO|BRINKS COMPANY|JEFF|JEFFERIES LLC|29630
BCO|BRINKS COMPANY|JMPT|JUMP TRADING, LLC|14199
BCO|BRINKS COMPANY|JONE|JonesTrading|78154
BCO|BRINKS COMPANY|JPBX|J.P. MORGAN SECURITIES LLC|18236
BCO|BRINKS COMPANY|JPMX|J.P. Morgan Securities LLC|268220
BCO|BRINKS COMPANY|KCGM|VIRTU Americas LLC|70363
BCO|BRINKS COMPANY|LEHM|Barclays Capital Inc./Le|466691
BCO|BRINKS COMPANY|LIME|Lime Brokerage LLC|13294
BCO|BRINKS COMPANY|LMNX|LUMINEX TRADING & ANALYTICS LLC|12658
BCO|BRINKS COMPANY|LOOP|Loop Capital Markets LLC|30127
BCO|BRINKS COMPANY|LQNA|LIQUIDNET, INC.|16800
BCO|BRINKS COMPANY|LSCI|Lek Securities Corporation|113
BCO|BRINKS COMPANY|MACQ|Macquarie Capital (USA) Inc.|1588
BCO|BRINKS COMPANY|MKMP|MKM Partners LLC|3000
BCO|BRINKS COMPANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49996
BCO|BRINKS COMPANY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
BCO|BRINKS COMPANY|MNDX|TJM Investments, LLC|504
BCO|BRINKS COMPANY|MSCO|MORGAN STANLEY & CO. LLC|515180
BCO|BRINKS COMPANY|MSPL|MORGAN STANLEY & CO. LLC|78700
BCO|BRINKS COMPANY|MSTX|MORGAN STANLEY & CO. LLC|54100
BCO|BRINKS COMPANY|MULL|MARK J. MULLER EQUITIES, INC.|1010
BCO|BRINKS COMPANY|NFSC|National Financial Services LLC|34438
BCO|BRINKS COMPANY|NITE|VIRTU Americas LLC|106911
BCO|BRINKS COMPANY|NQRB|Brut, LLC|16880
BCO|BRINKS COMPANY|NTRC|Northern Trust Securities, Inc.|736
BCO|BRINKS COMPANY|OHOS|TWO SIGMA SECURITIES, LLC|6182
BCO|BRINKS COMPANY|OPCO|Oppenheimer & Co. Inc.|4324
BCO|BRINKS COMPANY|PDQM|CODA MARKETS, INC.|63255
BCO|BRINKS COMPANY|PIPR|Piper Jaffray & Co.|200
BCO|BRINKS COMPANY|QMSR|QUATTRO M SECURITIES INC.|2041
BCO|BRINKS COMPANY|RBCM|RBC CAPITAL MARKETS, LLC|1094
BCO|BRINKS COMPANY|RDBN|Redburn Partners (USA) LP|20000
BCO|BRINKS COMPANY|SAGW|SAGETRADER, LLC|5
BCO|BRINKS COMPANY|SALI|INTL FCSTONE FINANCIAL INC.|11
BCO|BRINKS COMPANY|SBSH|Citigroup Global Markets Inc.|43719
BCO|BRINKS COMPANY|SGMT|GOLDMAN SACHS & CO. LLC|83278
BCO|BRINKS COMPANY|SIBO|Prime Executions, Inc.|3800
BCO|BRINKS COMPANY|SPDR|SPEEDROUTE LLC|6200
BCO|BRINKS COMPANY|SPHN|Stephens Inc.|136
BCO|BRINKS COMPANY|STFL|Stifel, Nicolaus & Company, Incorporated|63
BCO|BRINKS COMPANY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20
BCO|BRINKS COMPANY|SWIM|TD Ameritrade, Inc.|6263
BCO|BRINKS COMPANY|SWST|Hilltop Securities Inc.|7
BCO|BRINKS COMPANY|TKNG|ALLY INVEST SECURITIES LLC|301
BCO|BRINKS COMPANY|TOUR|TOURMALINE PARTNERS, LLC|2600
BCO|BRINKS COMPANY|TRBT|Tradebot Systems, Inc.|13854
BCO|BRINKS COMPANY|TRCM|TRC MARKETS LLC|27221
BCO|BRINKS COMPANY|UBSA|UBS SECURITIES LLC|287790
BCO|BRINKS COMPANY|UBSS|UBS Securities LLC|290967
BCO|BRINKS COMPANY|VALX|VIRTU AMERICAS LLC|4427
BCO|BRINKS COMPANY|VGRD|Vanguard Marketing Corporation|2045
BCO|BRINKS COMPANY|WBPX|SUMMIT SECURITIES GROUP, LLC|1458
BCO|BRINKS COMPANY|WCHV|WELLS FARGO SECURITIES, LLC|5779
BCO|BRINKS COMPANY|WDNX|WEEDEN & CO.L.P.|260
BCO|BRINKS COMPANY|WEDB|WEDBUSH SECURITIES INC.|231
BCO|BRINKS COMPANY|WEED|Weeden & Co.L.P.|300
BCO|BRINKS COMPANY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1526
BCO|BRINKS COMPANY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4358
BCO|BRINKS COMPANY|WGIF|CIBC World Markets Inc.|138
BCO|BRINKS COMPANY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
BCO|BRINKS COMPANY|WSEA|WOLVERINE SECURITIES, LLC|292
BCO|BRINKS COMPANY|XIST|INSTINET, LLC|21844
BCO|BRINKS COMPANY|XSTM|NATIONAL FINANCIAL SERVICES LLC|5260
BCO|BRINKS COMPANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
BCOM|B COMMUNICATIONS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
BCOM|B COMMUNICATIONS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
BCOM|B COMMUNICATIONS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BCOM|B COMMUNICATIONS LTD|EDJO|Edward D. Jones & Co., L.P.|7
BCOM|B COMMUNICATIONS LTD|ETRS|E*Trade Securities LLC|1527
BCOM|B COMMUNICATIONS LTD|FBCO|Credit Suisse Securities (USA) LLC|1509
BCOM|B COMMUNICATIONS LTD|FOMA|TD AMERITRADE CLEARING, INC.|7522
BCOM|B COMMUNICATIONS LTD|FTBR|Foliofn Investments, Inc.|36
BCOM|B COMMUNICATIONS LTD|GTSZ|GTS SECURITIES LLC|200
BCOM|B COMMUNICATIONS LTD|IBKR|Interactive Brokers Llc|5644
BCOM|B COMMUNICATIONS LTD|ICBX|INSTINET, LLC|200
BCOM|B COMMUNICATIONS LTD|INCA|INSTINET, LLC|538
BCOM|B COMMUNICATIONS LTD|JEFF|JEFFERIES LLC|5
BCOM|B COMMUNICATIONS LTD|LIME|Lime Brokerage LLC|1215
BCOM|B COMMUNICATIONS LTD|MSCO|MORGAN STANLEY & CO. LLC|936
BCOM|B COMMUNICATIONS LTD|NFSC|National Financial Services LLC|1192
BCOM|B COMMUNICATIONS LTD|NITE|VIRTU Americas LLC|5316
BCOM|B COMMUNICATIONS LTD|SPTD|MINT GLOBAL MARKETS, INC.|900
BCOM|B COMMUNICATIONS LTD|SWIM|TD Ameritrade, Inc.|3528
BCOM|B COMMUNICATIONS LTD|TRCM|TRC MARKETS LLC|449
BCOM|B COMMUNICATIONS LTD|UBSA|UBS SECURITIES LLC|2970
BCOM|B COMMUNICATIONS LTD|UBSS|UBS Securities LLC|3028
BCOM|B COMMUNICATIONS LTD|WCHV|WELLS FARGO SECURITIES, LLC|700
BCOM|B COMMUNICATIONS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48
BCOM|B COMMUNICATIONS LTD|WSEA|WOLVERINE SECURITIES, LLC|94
BCOR|BLUCORA, INC CMN|AGIS|Aegis Capital Corp.|350
BCOR|BLUCORA, INC CMN|APCC|Apex Clearing Corporation|1425
BCOR|BLUCORA, INC CMN|BARD|Robert W. Baird & Co. Incorporated|1700
BCOR|BLUCORA, INC CMN|BATM|CBOE TRADING, INC.|1332
BCOR|BLUCORA, INC CMN|BAYT|BTIG, LLC|100
BCOR|BLUCORA, INC CMN|BBNT|BB&T SECURITIES, LLC|230
BCOR|BLUCORA, INC CMN|BERN|Sanford C. Bernstein & Co., LLC|41472
BCOR|BLUCORA, INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6145
BCOR|BLUCORA, INC CMN|BLKX|INSTINET, LLC|11336
BCOR|BLUCORA, INC CMN|BMOC|BMO Capital Markets Corp.|7272
BCOR|BLUCORA, INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|9084
BCOR|BLUCORA, INC CMN|BTIG|BTIG, LLC|11303
BCOR|BLUCORA, INC CMN|BYXM|CBOE TRADING, INC.|400
BCOR|BLUCORA, INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|1900
BCOR|BLUCORA, INC CMN|CANT|Cantor Fitzgerald & Co.|298
BCOR|BLUCORA, INC CMN|CHAS|Charles Schwab & Co., Inc.|111
BCOR|BLUCORA, INC CMN|CIST|Capital Institutional Services, Inc.|250
BCOR|BLUCORA, INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13835
BCOR|BLUCORA, INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|943
BCOR|BLUCORA, INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6366
BCOR|BLUCORA, INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|171821
BCOR|BLUCORA, INC CMN|CTDL|Citadel Derivatives Group Llc|12889
BCOR|BLUCORA, INC CMN|CTLR|CUTLER GROUP, LP|700
BCOR|BLUCORA, INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28042
BCOR|BLUCORA, INC CMN|DBAB|Deutsche Bank Securities Inc.|607156
BCOR|BLUCORA, INC CMN|DBAX|Deutsche Bank Securities Inc.|125300
BCOR|BLUCORA, INC CMN|DBUL|Deutsche Bank Securities Inc.|300
BCOR|BLUCORA, INC CMN|DCHF|Dart Executions, LLC|672
BCOR|BLUCORA, INC CMN|DEAN|MORGAN STANLEY|458
BCOR|BLUCORA, INC CMN|DEGS|RONIN PROFESSIONAL LLC|4838
BCOR|BLUCORA, INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|95
BCOR|BLUCORA, INC CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|800
BCOR|BLUCORA, INC CMN|EBXL|EBX LLC|51300
BCOR|BLUCORA, INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|22534
BCOR|BLUCORA, INC CMN|EDJC|Edward Jones / CDS|100
BCOR|BLUCORA, INC CMN|EDJO|Edward D. Jones & Co., L.P.|219
BCOR|BLUCORA, INC CMN|EGAM|CBOE TRADING, INC.|6980
BCOR|BLUCORA, INC CMN|EGXM|CBOE TRADING, INC.|200
BCOR|BLUCORA, INC CMN|ETBE|Electronic Transaction Clearing, Inc.|2608
BCOR|BLUCORA, INC CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|101
BCOR|BLUCORA, INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
BCOR|BLUCORA, INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9776
BCOR|BLUCORA, INC CMN|ETRS|E*Trade Securities LLC|26247
BCOR|BLUCORA, INC CMN|FBCO|Credit Suisse Securities (USA) LLC|709015
BCOR|BLUCORA, INC CMN|FILL|Tradestation Securities, Inc.|1608
BCOR|BLUCORA, INC CMN|FMAF|NBCN Inc./ CDS|150
BCOR|BLUCORA, INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|90550
BCOR|BLUCORA, INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3670
BCOR|BLUCORA, INC CMN|FQLS|Quantlab Securities LP|170313
BCOR|BLUCORA, INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18583
BCOR|BLUCORA, INC CMN|FTBR|Foliofn Investments, Inc.|3230
BCOR|BLUCORA, INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|17057
BCOR|BLUCORA, INC CMN|GLIS|TD Securities Inc|23
BCOR|BLUCORA, INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|4223
BCOR|BLUCORA, INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|1117127
BCOR|BLUCORA, INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|24487
BCOR|BLUCORA, INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|3209
BCOR|BLUCORA, INC CMN|GTSZ|GTS SECURITIES LLC|35454
BCOR|BLUCORA, INC CMN|HRBF|American Enterprise Investment Services Inc.|2598
BCOR|BLUCORA, INC CMN|HSBC|HSBC Securities, Inc.|200
BCOR|BLUCORA, INC CMN|IATS|INTERACTIVE BROKERS LLC|3644
BCOR|BLUCORA, INC CMN|IBKR|Interactive Brokers Llc|104418
BCOR|BLUCORA, INC CMN|ICBX|INSTINET, LLC|15760
BCOR|BLUCORA, INC CMN|IEQY|CITADEL SECURITIES LLC|37240
BCOR|BLUCORA, INC CMN|INCA|INSTINET, LLC|275490
BCOR|BLUCORA, INC CMN|INJX|INSTINET, LLC|6338
BCOR|BLUCORA, INC CMN|ITGI|ITG Inc.|36689
BCOR|BLUCORA, INC CMN|ITGP|ITG INC.|87600
BCOR|BLUCORA, INC CMN|JANY|Janney Montgomery Scott Inc.|411
BCOR|BLUCORA, INC CMN|JEFF|JEFFERIES LLC|39719
BCOR|BLUCORA, INC CMN|JMPT|JUMP TRADING, LLC|17780
BCOR|BLUCORA, INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|30115
BCOR|BLUCORA, INC CMN|JPMX|J.P. Morgan Securities LLC|232218
BCOR|BLUCORA, INC CMN|JSJX|JANE STREET CAPITAL LLC|10889
BCOR|BLUCORA, INC CMN|KCGM|VIRTU Americas LLC|23455
BCOR|BLUCORA, INC CMN|LEHM|Barclays Capital Inc./Le|780336
BCOR|BLUCORA, INC CMN|LIME|Lime Brokerage LLC|146479
BCOR|BLUCORA, INC CMN|LOOP|Loop Capital Markets LLC|300
BCOR|BLUCORA, INC CMN|LSCI|Lek Securities Corporation|200
BCOR|BLUCORA, INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
BCOR|BLUCORA, INC CMN|MACQ|Macquarie Capital (USA) Inc.|4226
BCOR|BLUCORA, INC CMN|MAXM|Maxim Group LLC|6222
BCOR|BLUCORA, INC CMN|MBTS|ALLY INVEST SECURITIES LLC|366
BCOR|BLUCORA, INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87822
BCOR|BLUCORA, INC CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1766
BCOR|BLUCORA, INC CMN|MSCO|MORGAN STANLEY & CO. LLC|2263715
BCOR|BLUCORA, INC CMN|MSPL|MORGAN STANLEY & CO. LLC|276200
BCOR|BLUCORA, INC CMN|MSTX|MORGAN STANLEY & CO. LLC|76600
BCOR|BLUCORA, INC CMN|NFSC|National Financial Services LLC|58549
BCOR|BLUCORA, INC CMN|NITE|VIRTU Americas LLC|198229
BCOR|BLUCORA, INC CMN|NITP|VIRTU Americas LLC|1800
BCOR|BLUCORA, INC CMN|NQRB|Brut, LLC|1005
BCOR|BLUCORA, INC CMN|OHOS|TWO SIGMA SECURITIES, LLC|25952
BCOR|BLUCORA, INC CMN|OPCO|Oppenheimer & Co. Inc.|483
BCOR|BLUCORA, INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|450
BCOR|BLUCORA, INC CMN|PDQM|CODA MARKETS, INC.|16558
BCOR|BLUCORA, INC CMN|PICT|Pictet Overseas Inc.|150
BCOR|BLUCORA, INC CMN|POIN|PRECISION SECURITIES, LLC (POIN)|100
BCOR|BLUCORA, INC CMN|RAJA|Raymond James & Associates, Inc.|3129
BCOR|BLUCORA, INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|5874
BCOR|BLUCORA, INC CMN|RGLD|Regal Securities, Inc|43
BCOR|BLUCORA, INC CMN|SAGL|SAGETRADER, LLC|2081
BCOR|BLUCORA, INC CMN|SBSH|Citigroup Global Markets Inc.|223090
BCOR|BLUCORA, INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|68375
BCOR|BLUCORA, INC CMN|SPDR|SPEEDROUTE LLC|1437
BCOR|BLUCORA, INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|4970
BCOR|BLUCORA, INC CMN|SWIM|TD Ameritrade, Inc.|17301
BCOR|BLUCORA, INC CMN|SWST|Hilltop Securities Inc.|439
BCOR|BLUCORA, INC CMN|TKNG|ALLY INVEST SECURITIES LLC|1200
BCOR|BLUCORA, INC CMN|TOUR|TOURMALINE PARTNERS, LLC|9800
BCOR|BLUCORA, INC CMN|TRBT|Tradebot Systems, Inc.|33520
BCOR|BLUCORA, INC CMN|TRCM|TRC MARKETS LLC|55968
BCOR|BLUCORA, INC CMN|UBSA|UBS SECURITIES LLC|333135
BCOR|BLUCORA, INC CMN|UBSS|UBS Securities LLC|760522
BCOR|BLUCORA, INC CMN|VALX|VIRTU AMERICAS LLC|13494
BCOR|BLUCORA, INC CMN|VGRD|Vanguard Marketing Corporation|1312
BCOR|BLUCORA, INC CMN|WABR|Wall Street Access|2100
BCOR|BLUCORA, INC CMN|WBLR|WILLIAM BLAIR|1600
BCOR|BLUCORA, INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|2
BCOR|BLUCORA, INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|201723
BCOR|BLUCORA, INC CMN|WEDB|WEDBUSH SECURITIES INC.|1080
BCOR|BLUCORA, INC CMN|WEED|Weeden & Co.L.P.|1750
BCOR|BLUCORA, INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3794
BCOR|BLUCORA, INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12839
BCOR|BLUCORA, INC CMN|WGIF|CIBC World Markets Inc.|249
BCOR|BLUCORA, INC CMN|WSEA|WOLVERINE SECURITIES, LLC|3130
BCOR|BLUCORA, INC CMN|XIST|INSTINET, LLC|108360
BCOR|BLUCORA, INC CMN|XPQR|Jump Trading|98
BCOR|BLUCORA, INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6060
BCOR|BLUCORA, INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|50
BCOR|BLUCORA, INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28
BCOV|BRIGHTCOVE INC.|APCC|Apex Clearing Corporation|7
BCOV|BRIGHTCOVE INC.|BATM|CBOE TRADING, INC.|600
BCOV|BRIGHTCOVE INC.|BAYT|BTIG, LLC|2400
BCOV|BRIGHTCOVE INC.|BERN|Sanford C. Bernstein & Co., LLC|3276
BCOV|BRIGHTCOVE INC.|BIAD|SAGETRADER, LLC|1
BCOV|BRIGHTCOVE INC.|BMOC|BMO Capital Markets Corp.|5535
BCOV|BRIGHTCOVE INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1857
BCOV|BRIGHTCOVE INC.|BTIG|BTIG, LLC|141
BCOV|BRIGHTCOVE INC.|BZYD|GOLDMAN SACHS & CO. LLC|3564
BCOV|BRIGHTCOVE INC.|CANT|Cantor Fitzgerald & Co.|11756
BCOV|BRIGHTCOVE INC.|CHAS|Charles Schwab & Co., Inc.|200
BCOV|BRIGHTCOVE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28177
BCOV|BRIGHTCOVE INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BCOV|BRIGHTCOVE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42847
BCOV|BRIGHTCOVE INC.|CTDL|Citadel Derivatives Group Llc|3874
BCOV|BRIGHTCOVE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15228
BCOV|BRIGHTCOVE INC.|DBAB|Deutsche Bank Securities Inc.|57291
BCOV|BRIGHTCOVE INC.|DBAX|Deutsche Bank Securities Inc.|30900
BCOV|BRIGHTCOVE INC.|DEGS|RONIN PROFESSIONAL LLC|3190
BCOV|BRIGHTCOVE INC.|DOTC|Dougherty & Company LLC|32600
BCOV|BRIGHTCOVE INC.|EBXL|EBX LLC|30100
BCOV|BRIGHTCOVE INC.|EDJO|Edward D. Jones & Co., L.P.|1405
BCOV|BRIGHTCOVE INC.|EGAM|CBOE TRADING, INC.|2641
BCOV|BRIGHTCOVE INC.|EGXM|CBOE TRADING, INC.|99
BCOV|BRIGHTCOVE INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3948
BCOV|BRIGHTCOVE INC.|ETRS|E*Trade Securities LLC|70758
BCOV|BRIGHTCOVE INC.|FBCO|Credit Suisse Securities (USA) LLC|64872
BCOV|BRIGHTCOVE INC.|FILL|Tradestation Securities, Inc.|2699
BCOV|BRIGHTCOVE INC.|FOMA|TD AMERITRADE CLEARING, INC.|35153
BCOV|BRIGHTCOVE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17611
BCOV|BRIGHTCOVE INC.|FTBR|Foliofn Investments, Inc.|259
BCOV|BRIGHTCOVE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|18212
BCOV|BRIGHTCOVE INC.|GSCO|GOLDMAN SACHS & CO. LLC|172351
BCOV|BRIGHTCOVE INC.|GSCS|GOLDMAN SACHS & CO. LLC|8755
BCOV|BRIGHTCOVE INC.|GSLT|GOLDMAN SACHS & CO. LLC|4926
BCOV|BRIGHTCOVE INC.|GTSZ|GTS SECURITIES LLC|10386
BCOV|BRIGHTCOVE INC.|IBKR|Interactive Brokers Llc|16218
BCOV|BRIGHTCOVE INC.|ICBX|INSTINET, LLC|6344
BCOV|BRIGHTCOVE INC.|IEQY|CITADEL SECURITIES LLC|2147
BCOV|BRIGHTCOVE INC.|INCA|INSTINET, LLC|285222
BCOV|BRIGHTCOVE INC.|INJX|INSTINET, LLC|1059
BCOV|BRIGHTCOVE INC.|ITGI|ITG Inc.|6360
BCOV|BRIGHTCOVE INC.|ITGP|ITG INC.|17000
BCOV|BRIGHTCOVE INC.|JANY|Janney Montgomery Scott Inc.|1500
BCOV|BRIGHTCOVE INC.|JEFF|JEFFERIES LLC|16075
BCOV|BRIGHTCOVE INC.|JMPT|JUMP TRADING, LLC|529
BCOV|BRIGHTCOVE INC.|JPBX|J.P. MORGAN SECURITIES LLC|1360
BCOV|BRIGHTCOVE INC.|JPMX|J.P. Morgan Securities LLC|55848
BCOV|BRIGHTCOVE INC.|KCGM|VIRTU Americas LLC|9323
BCOV|BRIGHTCOVE INC.|LEHM|Barclays Capital Inc./Le|209685
BCOV|BRIGHTCOVE INC.|LIME|Lime Brokerage LLC|140592
BCOV|BRIGHTCOVE INC.|LMGP|LIME BROKERAGE LLC|5196
BCOV|BRIGHTCOVE INC.|MAXM|Maxim Group LLC|1994
BCOV|BRIGHTCOVE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40618
BCOV|BRIGHTCOVE INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3520
BCOV|BRIGHTCOVE INC.|MSCO|MORGAN STANLEY & CO. LLC|263277
BCOV|BRIGHTCOVE INC.|MSPL|MORGAN STANLEY & CO. LLC|10900
BCOV|BRIGHTCOVE INC.|MSTX|MORGAN STANLEY & CO. LLC|21800
BCOV|BRIGHTCOVE INC.|NFSC|National Financial Services LLC|35978
BCOV|BRIGHTCOVE INC.|NITE|VIRTU Americas LLC|67035
BCOV|BRIGHTCOVE INC.|NITP|VIRTU Americas LLC|1100
BCOV|BRIGHTCOVE INC.|NORT|Northland Securities, Inc.|11627
BCOV|BRIGHTCOVE INC.|NQRB|Brut, LLC|100
BCOV|BRIGHTCOVE INC.|OPCO|Oppenheimer & Co. Inc.|4600
BCOV|BRIGHTCOVE INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
BCOV|BRIGHTCOVE INC.|PDQM|CODA MARKETS, INC.|18580
BCOV|BRIGHTCOVE INC.|RAJA|Raymond James & Associates, Inc.|2000
BCOV|BRIGHTCOVE INC.|SAGL|SAGETRADER, LLC|25
BCOV|BRIGHTCOVE INC.|SAGW|SAGETRADER, LLC|630
BCOV|BRIGHTCOVE INC.|SBSH|Citigroup Global Markets Inc.|174897
BCOV|BRIGHTCOVE INC.|SGMT|GOLDMAN SACHS & CO. LLC|24736
BCOV|BRIGHTCOVE INC.|SPDR|SPEEDROUTE LLC|5372
BCOV|BRIGHTCOVE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3000
BCOV|BRIGHTCOVE INC.|SWIM|TD Ameritrade, Inc.|5210
BCOV|BRIGHTCOVE INC.|TKNG|ALLY INVEST SECURITIES LLC|113
BCOV|BRIGHTCOVE INC.|TRBT|Tradebot Systems, Inc.|4918
BCOV|BRIGHTCOVE INC.|TRCM|TRC MARKETS LLC|44089
BCOV|BRIGHTCOVE INC.|UBSA|UBS SECURITIES LLC|147856
BCOV|BRIGHTCOVE INC.|UBSS|UBS Securities LLC|149079
BCOV|BRIGHTCOVE INC.|VALX|VIRTU AMERICAS LLC|15932
BCOV|BRIGHTCOVE INC.|VGRD|Vanguard Marketing Corporation|351
BCOV|BRIGHTCOVE INC.|WCHV|WELLS FARGO SECURITIES, LLC|20457
BCOV|BRIGHTCOVE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7694
BCOV|BRIGHTCOVE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|361
BCOV|BRIGHTCOVE INC.|WSEA|WOLVERINE SECURITIES, LLC|115
BCOV|BRIGHTCOVE INC.|XIST|INSTINET, LLC|80800
BCPC|BALCHEM CP|ADAM|CANACCORD GENUITY INC.|745
BCPC|BALCHEM CP|ALTX|Alternet Securities Inc.|1200
BCPC|BALCHEM CP|APCC|Apex Clearing Corporation|66
BCPC|BALCHEM CP|BARD|Robert W. Baird & Co. Incorporated|785
BCPC|BALCHEM CP|BATM|CBOE TRADING, INC.|267
BCPC|BALCHEM CP|BERN|Sanford C. Bernstein & Co., LLC|305
BCPC|BALCHEM CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|349
BCPC|BALCHEM CP|BMOC|BMO Capital Markets Corp.|5620
BCPC|BALCHEM CP|BNPX|BNP PARIBAS SECURITIES CORP.|5365
BCPC|BALCHEM CP|BTIG|BTIG, LLC|3201
BCPC|BALCHEM CP|BYXM|CBOE TRADING, INC.|125
BCPC|BALCHEM CP|CANT|Cantor Fitzgerald & Co.|18
BCPC|BALCHEM CP|CIST|Capital Institutional Services, Inc.|2224
BCPC|BALCHEM CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9812
BCPC|BALCHEM CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1827
BCPC|BALCHEM CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2904
BCPC|BALCHEM CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41620
BCPC|BALCHEM CP|CTDL|Citadel Derivatives Group Llc|3027
BCPC|BALCHEM CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2780
BCPC|BALCHEM CP|DADA|D.A. Davidson & Co.|99
BCPC|BALCHEM CP|DBAB|Deutsche Bank Securities Inc.|175740
BCPC|BALCHEM CP|DBAX|Deutsche Bank Securities Inc.|25800
BCPC|BALCHEM CP|DBUL|Deutsche Bank Securities Inc.|2042
BCPC|BALCHEM CP|DEAN|MORGAN STANLEY|1335
BCPC|BALCHEM CP|DEGS|RONIN PROFESSIONAL LLC|1002
BCPC|BALCHEM CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4134
BCPC|BALCHEM CP|EBXL|EBX LLC|13400
BCPC|BALCHEM CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1089
BCPC|BALCHEM CP|EDJO|Edward D. Jones & Co., L.P.|36
BCPC|BALCHEM CP|EGAM|CBOE TRADING, INC.|902
BCPC|BALCHEM CP|EGMT|EG MARKET TECHNOLOGIES LLC|111
BCPC|BALCHEM CP|EGXM|CBOE TRADING, INC.|1
BCPC|BALCHEM CP|ETBE|Electronic Transaction Clearing, Inc.|1387
BCPC|BALCHEM CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|142
BCPC|BALCHEM CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3090
BCPC|BALCHEM CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5239
BCPC|BALCHEM CP|ETRS|E*Trade Securities LLC|562
BCPC|BALCHEM CP|FBCO|Credit Suisse Securities (USA) LLC|102142
BCPC|BALCHEM CP|FBSB|U.S. Bancorp Investments, Inc.|21
BCPC|BALCHEM CP|FMAF|NBCN Inc./ CDS|10
BCPC|BALCHEM CP|FOMA|TD AMERITRADE CLEARING, INC.|3378
BCPC|BALCHEM CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|498
BCPC|BALCHEM CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24902
BCPC|BALCHEM CP|FTBR|Foliofn Investments, Inc.|395
BCPC|BALCHEM CP|GEBB|GLOBAL EXECUTION BROKERS, LP|15265
BCPC|BALCHEM CP|GLPX|ACS EXECUTION SERVICES, LLC|6427
BCPC|BALCHEM CP|GSCO|GOLDMAN SACHS & CO. LLC|205689
BCPC|BALCHEM CP|GSCS|GOLDMAN SACHS & CO. LLC|3200
BCPC|BALCHEM CP|GSLT|GOLDMAN SACHS & CO. LLC|129
BCPC|BALCHEM CP|GTSZ|GTS SECURITIES LLC|33965
BCPC|BALCHEM CP|HRBF|American Enterprise Investment Services Inc.|1506
BCPC|BALCHEM CP|IATS|INTERACTIVE BROKERS LLC|12534
BCPC|BALCHEM CP|IBKR|Interactive Brokers Llc|52491
BCPC|BALCHEM CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|512
BCPC|BALCHEM CP|ICBX|INSTINET, LLC|1800
BCPC|BALCHEM CP|IEQY|CITADEL SECURITIES LLC|13809
BCPC|BALCHEM CP|INCA|INSTINET, LLC|67030
BCPC|BALCHEM CP|INJX|INSTINET, LLC|3553
BCPC|BALCHEM CP|ITGI|ITG Inc.|14384
BCPC|BALCHEM CP|ITGP|ITG INC.|12200
BCPC|BALCHEM CP|JANY|Janney Montgomery Scott Inc.|291
BCPC|BALCHEM CP|JEFF|JEFFERIES LLC|15305
BCPC|BALCHEM CP|JMPT|JUMP TRADING, LLC|7591
BCPC|BALCHEM CP|JPBX|J.P. MORGAN SECURITIES LLC|2702
BCPC|BALCHEM CP|JPMX|J.P. Morgan Securities LLC|41753
BCPC|BALCHEM CP|JSJX|JANE STREET CAPITAL LLC|4458
BCPC|BALCHEM CP|KCGM|VIRTU Americas LLC|3924
BCPC|BALCHEM CP|LEER|LEERINK PARTNERS LLC|720
BCPC|BALCHEM CP|LEHM|Barclays Capital Inc./Le|247505
BCPC|BALCHEM CP|LIME|Lime Brokerage LLC|59758
BCPC|BALCHEM CP|LOOP|Loop Capital Markets LLC|25
BCPC|BALCHEM CP|LSCI|Lek Securities Corporation|400
BCPC|BALCHEM CP|MACC|Mid Atlantic Capital Corporation|510
BCPC|BALCHEM CP|MAXM|Maxim Group LLC|3443
BCPC|BALCHEM CP|MBTS|ALLY INVEST SECURITIES LLC|692
BCPC|BALCHEM CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15480
BCPC|BALCHEM CP|MSCO|MORGAN STANLEY & CO. LLC|330248
BCPC|BALCHEM CP|MSPL|MORGAN STANLEY & CO. LLC|31400
BCPC|BALCHEM CP|MSTX|MORGAN STANLEY & CO. LLC|2200
BCPC|BALCHEM CP|NFSC|National Financial Services LLC|22685
BCPC|BALCHEM CP|NITE|VIRTU Americas LLC|51681
BCPC|BALCHEM CP|NITP|VIRTU Americas LLC|1556
BCPC|BALCHEM CP|NQRB|Brut, LLC|844
BCPC|BALCHEM CP|NTRC|Northern Trust Securities, Inc.|313
BCPC|BALCHEM CP|OPCO|Oppenheimer & Co. Inc.|347
BCPC|BALCHEM CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|436
BCPC|BALCHEM CP|PDQM|CODA MARKETS, INC.|17450
BCPC|BALCHEM CP|PWJC|UBS Financial Services, Inc.|862
BCPC|BALCHEM CP|RAJA|Raymond James & Associates, Inc.|1445
BCPC|BALCHEM CP|RBCM|RBC CAPITAL MARKETS, LLC|1015
BCPC|BALCHEM CP|SAGL|SAGETRADER, LLC|22125
BCPC|BALCHEM CP|SALI|INTL FCSTONE FINANCIAL INC.|42
BCPC|BALCHEM CP|SBSH|Citigroup Global Markets Inc.|89377
BCPC|BALCHEM CP|SGMT|GOLDMAN SACHS & CO. LLC|10704
BCPC|BALCHEM CP|SPDR|SPEEDROUTE LLC|704
BCPC|BALCHEM CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|11200
BCPC|BALCHEM CP|STFL|Stifel, Nicolaus & Company, Incorporated|356
BCPC|BALCHEM CP|SWIM|TD Ameritrade, Inc.|23
BCPC|BALCHEM CP|SWST|Hilltop Securities Inc.|4
BCPC|BALCHEM CP|TKNG|ALLY INVEST SECURITIES LLC|3
BCPC|BALCHEM CP|TRBT|Tradebot Systems, Inc.|25401
BCPC|BALCHEM CP|TRCM|TRC MARKETS LLC|27222
BCPC|BALCHEM CP|UBSA|UBS SECURITIES LLC|103230
BCPC|BALCHEM CP|UBSS|UBS Securities LLC|301436
BCPC|BALCHEM CP|VALX|VIRTU AMERICAS LLC|4802
BCPC|BALCHEM CP|VGRD|Vanguard Marketing Corporation|530
BCPC|BALCHEM CP|WBLR|WILLIAM BLAIR|280
BCPC|BALCHEM CP|WCHV|WELLS FARGO SECURITIES, LLC|8448
BCPC|BALCHEM CP|WEED|Weeden & Co.L.P.|1509
BCPC|BALCHEM CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1429
BCPC|BALCHEM CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3275
BCPC|BALCHEM CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|57
BCPC|BALCHEM CP|WSEA|WOLVERINE SECURITIES, LLC|890
BCPC|BALCHEM CP|XIST|INSTINET, LLC|800
BCPC|BALCHEM CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1829
BCPC|BALCHEM CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|246
BCRH|BLUE CAPITAL REINSUR|ALTX|Alternet Securities Inc.|2200
BCRH|BLUE CAPITAL REINSUR|APCC|Apex Clearing Corporation|161
BCRH|BLUE CAPITAL REINSUR|BATM|CBOE TRADING, INC.|247
BCRH|BLUE CAPITAL REINSUR|BAYC|BAY CREST PARTNERS, LLC|470
BCRH|BLUE CAPITAL REINSUR|BERN|Sanford C. Bernstein & Co., LLC|2592
BCRH|BLUE CAPITAL REINSUR|BIDS|BIDS TRADING L.P.|10800
BCRH|BLUE CAPITAL REINSUR|BNPX|BNP PARIBAS SECURITIES CORP.|184
BCRH|BLUE CAPITAL REINSUR|CANT|Cantor Fitzgerald & Co.|4188
BCRH|BLUE CAPITAL REINSUR|CHAS|Charles Schwab & Co., Inc.|1535
BCRH|BLUE CAPITAL REINSUR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14035
BCRH|BLUE CAPITAL REINSUR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|106
BCRH|BLUE CAPITAL REINSUR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BCRH|BLUE CAPITAL REINSUR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10274
BCRH|BLUE CAPITAL REINSUR|CTDL|Citadel Derivatives Group Llc|700
BCRH|BLUE CAPITAL REINSUR|CXCX|CITIGROUP GLOBAL MARKETS INC.|5520
BCRH|BLUE CAPITAL REINSUR|DBAB|Deutsche Bank Securities Inc.|3743
BCRH|BLUE CAPITAL REINSUR|DBAX|Deutsche Bank Securities Inc.|4700
BCRH|BLUE CAPITAL REINSUR|DEGS|RONIN PROFESSIONAL LLC|1200
BCRH|BLUE CAPITAL REINSUR|EBXL|EBX LLC|6800
BCRH|BLUE CAPITAL REINSUR|ECUT|CONVERGEX EXECUTION SOLUTIONS|31
BCRH|BLUE CAPITAL REINSUR|EGAM|CBOE TRADING, INC.|700
BCRH|BLUE CAPITAL REINSUR|EGXM|CBOE TRADING, INC.|2102
BCRH|BLUE CAPITAL REINSUR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
BCRH|BLUE CAPITAL REINSUR|ETRS|E*Trade Securities LLC|19437
BCRH|BLUE CAPITAL REINSUR|FILL|Tradestation Securities, Inc.|300
BCRH|BLUE CAPITAL REINSUR|FMAF|NBCN Inc./ CDS|13
BCRH|BLUE CAPITAL REINSUR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4150
BCRH|BLUE CAPITAL REINSUR|FTBR|Foliofn Investments, Inc.|152
BCRH|BLUE CAPITAL REINSUR|GLPX|ACS EXECUTION SERVICES, LLC|100
BCRH|BLUE CAPITAL REINSUR|GSCO|GOLDMAN SACHS & CO. LLC|45648
BCRH|BLUE CAPITAL REINSUR|GSLT|GOLDMAN SACHS & CO. LLC|192
BCRH|BLUE CAPITAL REINSUR|GTSZ|GTS SECURITIES LLC|5318
BCRH|BLUE CAPITAL REINSUR|HRBF|American Enterprise Investment Services Inc.|200
BCRH|BLUE CAPITAL REINSUR|IATS|INTERACTIVE BROKERS LLC|3240
BCRH|BLUE CAPITAL REINSUR|IBKR|Interactive Brokers Llc|8373
BCRH|BLUE CAPITAL REINSUR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|139
BCRH|BLUE CAPITAL REINSUR|ICBX|INSTINET, LLC|5719
BCRH|BLUE CAPITAL REINSUR|IEQY|CITADEL SECURITIES LLC|538
BCRH|BLUE CAPITAL REINSUR|INCA|INSTINET, LLC|5272
BCRH|BLUE CAPITAL REINSUR|INJX|INSTINET, LLC|511
BCRH|BLUE CAPITAL REINSUR|ITGI|ITG Inc.|852
BCRH|BLUE CAPITAL REINSUR|ITGP|ITG INC.|12800
BCRH|BLUE CAPITAL REINSUR|JEFF|JEFFERIES LLC|1469
BCRH|BLUE CAPITAL REINSUR|JPMX|J.P. Morgan Securities LLC|8420
BCRH|BLUE CAPITAL REINSUR|JSJX|JANE STREET CAPITAL LLC|485
BCRH|BLUE CAPITAL REINSUR|KCGM|VIRTU Americas LLC|1990
BCRH|BLUE CAPITAL REINSUR|LEHM|Barclays Capital Inc./Le|6798
BCRH|BLUE CAPITAL REINSUR|LIME|Lime Brokerage LLC|1447
BCRH|BLUE CAPITAL REINSUR|LQNA|LIQUIDNET, INC.|7400
BCRH|BLUE CAPITAL REINSUR|MACC|Mid Atlantic Capital Corporation|200
BCRH|BLUE CAPITAL REINSUR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6100
BCRH|BLUE CAPITAL REINSUR|MSCO|MORGAN STANLEY & CO. LLC|17358
BCRH|BLUE CAPITAL REINSUR|MSPL|MORGAN STANLEY & CO. LLC|21700
BCRH|BLUE CAPITAL REINSUR|MSTX|MORGAN STANLEY & CO. LLC|12800
BCRH|BLUE CAPITAL REINSUR|NFSC|National Financial Services LLC|41291
BCRH|BLUE CAPITAL REINSUR|NITE|VIRTU Americas LLC|102158
BCRH|BLUE CAPITAL REINSUR|NITP|VIRTU Americas LLC|1100
BCRH|BLUE CAPITAL REINSUR|PDQM|CODA MARKETS, INC.|100
BCRH|BLUE CAPITAL REINSUR|RGLD|Regal Securities, Inc|200
BCRH|BLUE CAPITAL REINSUR|SBSH|Citigroup Global Markets Inc.|1837
BCRH|BLUE CAPITAL REINSUR|SGMT|GOLDMAN SACHS & CO. LLC|8185
BCRH|BLUE CAPITAL REINSUR|SPDR|SPEEDROUTE LLC|300
BCRH|BLUE CAPITAL REINSUR|STFL|Stifel, Nicolaus & Company, Incorporated|5651
BCRH|BLUE CAPITAL REINSUR|SWIM|TD Ameritrade, Inc.|10221
BCRH|BLUE CAPITAL REINSUR|TKNG|ALLY INVEST SECURITIES LLC|3113
BCRH|BLUE CAPITAL REINSUR|TRBT|Tradebot Systems, Inc.|289
BCRH|BLUE CAPITAL REINSUR|TRCM|TRC MARKETS LLC|212
BCRH|BLUE CAPITAL REINSUR|TWTT|TASTYWORKS, INC.|30
BCRH|BLUE CAPITAL REINSUR|UBSA|UBS SECURITIES LLC|39464
BCRH|BLUE CAPITAL REINSUR|UBSS|UBS Securities LLC|29028
BCRH|BLUE CAPITAL REINSUR|VALX|VIRTU AMERICAS LLC|949
BCRH|BLUE CAPITAL REINSUR|VGRD|Vanguard Marketing Corporation|6051
BCRH|BLUE CAPITAL REINSUR|WCHV|WELLS FARGO SECURITIES, LLC|10283
BCRH|BLUE CAPITAL REINSUR|WEDB|WEDBUSH SECURITIES INC.|800
BCRH|BLUE CAPITAL REINSUR|WEED|Weeden & Co.L.P.|8200
BCRH|BLUE CAPITAL REINSUR|WGIF|CIBC World Markets Inc.|200
BCRH|BLUE CAPITAL REINSUR|WSEA|WOLVERINE SECURITIES, LLC|1486
BCRH|BLUE CAPITAL REINSUR|XSTM|NATIONAL FINANCIAL SERVICES LLC|7700
BCRH|BLUE CAPITAL REINSUR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BCRH|BLUE CAPITAL REINSUR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
BCRX|BIOCRYST PHARMA INC|AGIS|Aegis Capital Corp.|197781
BCRX|BIOCRYST PHARMA INC|ALTX|Alternet Securities Inc.|12292
BCRX|BIOCRYST PHARMA INC|ANDG|Andrew Garrett Inc.|98760
BCRX|BIOCRYST PHARMA INC|APCC|Apex Clearing Corporation|1522
BCRX|BIOCRYST PHARMA INC|BARD|Robert W. Baird & Co. Incorporated|19645
BCRX|BIOCRYST PHARMA INC|BATM|CBOE TRADING, INC.|1684
BCRX|BIOCRYST PHARMA INC|BAYC|BAY CREST PARTNERS, LLC|4300
BCRX|BIOCRYST PHARMA INC|BERN|Sanford C. Bernstein & Co., LLC|132231
BCRX|BIOCRYST PHARMA INC|BIDS|BIDS TRADING L.P.|55000
BCRX|BIOCRYST PHARMA INC|BIMI|Banca IMI Securities Corp.|1400
BCRX|BIOCRYST PHARMA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12036
BCRX|BIOCRYST PHARMA INC|BMOC|BMO Capital Markets Corp.|15679
BCRX|BIOCRYST PHARMA INC|BNPX|BNP PARIBAS SECURITIES CORP.|71414
BCRX|BIOCRYST PHARMA INC|BTIG|BTIG, LLC|9223
BCRX|BIOCRYST PHARMA INC|BYXM|CBOE TRADING, INC.|498
BCRX|BIOCRYST PHARMA INC|CANT|Cantor Fitzgerald & Co.|1595
BCRX|BIOCRYST PHARMA INC|CHAS|Charles Schwab & Co., Inc.|2000
BCRX|BIOCRYST PHARMA INC|CLSA|CLSA AMERICAS, LLC|200
BCRX|BIOCRYST PHARMA INC|COWN|Cowen and Company, LLC|55000
BCRX|BIOCRYST PHARMA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|137507
BCRX|BIOCRYST PHARMA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|242725
BCRX|BIOCRYST PHARMA INC|CTDL|Citadel Derivatives Group Llc|29518
BCRX|BIOCRYST PHARMA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|44532
BCRX|BIOCRYST PHARMA INC|DADA|D.A. Davidson & Co.|1700
BCRX|BIOCRYST PHARMA INC|DBAB|Deutsche Bank Securities Inc.|498785
BCRX|BIOCRYST PHARMA INC|DBAX|Deutsche Bank Securities Inc.|96700
BCRX|BIOCRYST PHARMA INC|DEGS|RONIN PROFESSIONAL LLC|6000
BCRX|BIOCRYST PHARMA INC|EBXL|EBX LLC|101800
BCRX|BIOCRYST PHARMA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1875
BCRX|BIOCRYST PHARMA INC|EDJO|Edward D. Jones & Co., L.P.|275
BCRX|BIOCRYST PHARMA INC|EGAM|CBOE TRADING, INC.|18296
BCRX|BIOCRYST PHARMA INC|EGAW|CBOE TRADING, INC.|216
BCRX|BIOCRYST PHARMA INC|EGXM|CBOE TRADING, INC.|1600
BCRX|BIOCRYST PHARMA INC|ETBE|Electronic Transaction Clearing, Inc.|6554
BCRX|BIOCRYST PHARMA INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17098
BCRX|BIOCRYST PHARMA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1372
BCRX|BIOCRYST PHARMA INC|ETRS|E*Trade Securities LLC|229835
BCRX|BIOCRYST PHARMA INC|FBCO|Credit Suisse Securities (USA) LLC|477358
BCRX|BIOCRYST PHARMA INC|FILL|Tradestation Securities, Inc.|1880
BCRX|BIOCRYST PHARMA INC|FMAF|NBCN Inc./ CDS|220
BCRX|BIOCRYST PHARMA INC|FOMA|TD AMERITRADE CLEARING, INC.|609695
BCRX|BIOCRYST PHARMA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1945
BCRX|BIOCRYST PHARMA INC|FQLS|Quantlab Securities LP|164801
BCRX|BIOCRYST PHARMA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99430
BCRX|BIOCRYST PHARMA INC|FTBR|Foliofn Investments, Inc.|221
BCRX|BIOCRYST PHARMA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|70644
BCRX|BIOCRYST PHARMA INC|GLPX|ACS EXECUTION SERVICES, LLC|4055
BCRX|BIOCRYST PHARMA INC|GSCO|GOLDMAN SACHS & CO. LLC|975814
BCRX|BIOCRYST PHARMA INC|GSCS|GOLDMAN SACHS & CO. LLC|115521
BCRX|BIOCRYST PHARMA INC|GSLT|GOLDMAN SACHS & CO. LLC|2556
BCRX|BIOCRYST PHARMA INC|GTSZ|GTS SECURITIES LLC|21713
BCRX|BIOCRYST PHARMA INC|HAPX|HAP Trading, LLC|700
BCRX|BIOCRYST PHARMA INC|HRBF|American Enterprise Investment Services Inc.|336
BCRX|BIOCRYST PHARMA INC|HSBC|HSBC Securities, Inc.|18000
BCRX|BIOCRYST PHARMA INC|IATS|INTERACTIVE BROKERS LLC|12419
BCRX|BIOCRYST PHARMA INC|IBKR|Interactive Brokers Llc|88505
BCRX|BIOCRYST PHARMA INC|ICBX|INSTINET, LLC|42076
BCRX|BIOCRYST PHARMA INC|IEQY|CITADEL SECURITIES LLC|110984
BCRX|BIOCRYST PHARMA INC|INCA|INSTINET, LLC|161746
BCRX|BIOCRYST PHARMA INC|INJX|INSTINET, LLC|19998
BCRX|BIOCRYST PHARMA INC|ITGI|ITG Inc.|14339
BCRX|BIOCRYST PHARMA INC|ITGP|ITG INC.|195800
BCRX|BIOCRYST PHARMA INC|JANY|Janney Montgomery Scott Inc.|1000
BCRX|BIOCRYST PHARMA INC|JEFF|JEFFERIES LLC|92529
BCRX|BIOCRYST PHARMA INC|JMPT|JUMP TRADING, LLC|63712
BCRX|BIOCRYST PHARMA INC|JONE|JonesTrading|888800
BCRX|BIOCRYST PHARMA INC|JPBX|J.P. MORGAN SECURITIES LLC|24113
BCRX|BIOCRYST PHARMA INC|JPMX|J.P. Morgan Securities LLC|322694
BCRX|BIOCRYST PHARMA INC|JSJX|JANE STREET CAPITAL LLC|16243
BCRX|BIOCRYST PHARMA INC|KCGM|VIRTU Americas LLC|19406
BCRX|BIOCRYST PHARMA INC|LEER|LEERINK PARTNERS LLC|20779
BCRX|BIOCRYST PHARMA INC|LEHM|Barclays Capital Inc./Le|951680
BCRX|BIOCRYST PHARMA INC|LIME|Lime Brokerage LLC|259178
BCRX|BIOCRYST PHARMA INC|LOOP|Loop Capital Markets LLC|1587
BCRX|BIOCRYST PHARMA INC|LQNA|LIQUIDNET, INC.|16600
BCRX|BIOCRYST PHARMA INC|LSCI|Lek Securities Corporation|998
BCRX|BIOCRYST PHARMA INC|MAXM|Maxim Group LLC|22517
BCRX|BIOCRYST PHARMA INC|MBTS|ALLY INVEST SECURITIES LLC|6647
BCRX|BIOCRYST PHARMA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|151129
BCRX|BIOCRYST PHARMA INC|MOTF|MOTIF INVESTING, INC.|4
BCRX|BIOCRYST PHARMA INC|MSCO|MORGAN STANLEY & CO. LLC|2622124
BCRX|BIOCRYST PHARMA INC|MSPL|MORGAN STANLEY & CO. LLC|256500
BCRX|BIOCRYST PHARMA INC|MSTX|MORGAN STANLEY & CO. LLC|123000
BCRX|BIOCRYST PHARMA INC|NFSC|National Financial Services LLC|306803
BCRX|BIOCRYST PHARMA INC|NITE|VIRTU Americas LLC|709714
BCRX|BIOCRYST PHARMA INC|NITP|VIRTU Americas LLC|7900
BCRX|BIOCRYST PHARMA INC|NQRB|Brut, LLC|7415
BCRX|BIOCRYST PHARMA INC|NTRC|Northern Trust Securities, Inc.|1900
BCRX|BIOCRYST PHARMA INC|OPCO|Oppenheimer & Co. Inc.|333
BCRX|BIOCRYST PHARMA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7953
BCRX|BIOCRYST PHARMA INC|PCPT|PHILLIP CAPITAL INC.|9706
BCRX|BIOCRYST PHARMA INC|PDQM|CODA MARKETS, INC.|7947
BCRX|BIOCRYST PHARMA INC|PHLY|NASDAQ Execution Services, LLC|14400
BCRX|BIOCRYST PHARMA INC|PIPR|Piper Jaffray & Co.|1900
BCRX|BIOCRYST PHARMA INC|RAJA|Raymond James & Associates, Inc.|4625
BCRX|BIOCRYST PHARMA INC|RBCM|RBC CAPITAL MARKETS, LLC|30724
BCRX|BIOCRYST PHARMA INC|SAGL|SAGETRADER, LLC|300
BCRX|BIOCRYST PHARMA INC|SALI|INTL FCSTONE FINANCIAL INC.|50
BCRX|BIOCRYST PHARMA INC|SBSH|Citigroup Global Markets Inc.|399556
BCRX|BIOCRYST PHARMA INC|SGMT|GOLDMAN SACHS & CO. LLC|89337
BCRX|BIOCRYST PHARMA INC|SIBO|Prime Executions, Inc.|9232
BCRX|BIOCRYST PHARMA INC|SPDR|SPEEDROUTE LLC|2300
BCRX|BIOCRYST PHARMA INC|STFL|Stifel, Nicolaus & Company, Incorporated|6900
BCRX|BIOCRYST PHARMA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
BCRX|BIOCRYST PHARMA INC|SWIM|TD Ameritrade, Inc.|144343
BCRX|BIOCRYST PHARMA INC|SWST|Hilltop Securities Inc.|400
BCRX|BIOCRYST PHARMA INC|TKNG|ALLY INVEST SECURITIES LLC|5027
BCRX|BIOCRYST PHARMA INC|TRBT|Tradebot Systems, Inc.|228093
BCRX|BIOCRYST PHARMA INC|TRCM|TRC MARKETS LLC|70507
BCRX|BIOCRYST PHARMA INC|UBSA|UBS SECURITIES LLC|422711
BCRX|BIOCRYST PHARMA INC|UBSS|UBS Securities LLC|1098180
BCRX|BIOCRYST PHARMA INC|VALX|VIRTU AMERICAS LLC|119317
BCRX|BIOCRYST PHARMA INC|VGRD|Vanguard Marketing Corporation|6050
BCRX|BIOCRYST PHARMA INC|WCHV|WELLS FARGO SECURITIES, LLC|196345
BCRX|BIOCRYST PHARMA INC|WEDB|WEDBUSH SECURITIES INC.|1400
BCRX|BIOCRYST PHARMA INC|WEED|Weeden & Co.L.P.|100
BCRX|BIOCRYST PHARMA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4246
BCRX|BIOCRYST PHARMA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14120
BCRX|BIOCRYST PHARMA INC|WGIF|CIBC World Markets Inc.|197
BCRX|BIOCRYST PHARMA INC|WSEA|WOLVERINE SECURITIES, LLC|7541
BCRX|BIOCRYST PHARMA INC|XIST|INSTINET, LLC|16360
BCRX|BIOCRYST PHARMA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|36720
BCRX|BIOCRYST PHARMA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BCRX|BIOCRYST PHARMA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1800
BCS|BARCLAYS PLC ADR|ALTX|Alternet Securities Inc.|5488
BCS|BARCLAYS PLC ADR|ANOS|ABEL/NOSER, L.L.C.|100
BCS|BARCLAYS PLC ADR|APCC|Apex Clearing Corporation|33189
BCS|BARCLAYS PLC ADR|BANK|Primevest Financial Services, Inc.|2500
BCS|BARCLAYS PLC ADR|BARD|Robert W. Baird & Co. Incorporated|17029
BCS|BARCLAYS PLC ADR|BATM|CBOE TRADING, INC.|3100
BCS|BARCLAYS PLC ADR|BBNT|BB&T SECURITIES, LLC|2200
BCS|BARCLAYS PLC ADR|BERN|Sanford C. Bernstein & Co., LLC|334
BCS|BARCLAYS PLC ADR|BIDS|BIDS TRADING L.P.|100
BCS|BARCLAYS PLC ADR|BIMI|Banca IMI Securities Corp.|150
BCS|BARCLAYS PLC ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|71447
BCS|BARCLAYS PLC ADR|BYXM|CBOE TRADING, INC.|210
BCS|BARCLAYS PLC ADR|CHAS|Charles Schwab & Co., Inc.|21091
BCS|BARCLAYS PLC ADR|CHDN|CHARDAN CAPITAL MARKETS LLC|431165
BCS|BARCLAYS PLC ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9281
BCS|BARCLAYS PLC ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
BCS|BARCLAYS PLC ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|442936
BCS|BARCLAYS PLC ADR|CTDL|Citadel Derivatives Group Llc|4436
BCS|BARCLAYS PLC ADR|CTLR|CUTLER GROUP, LP|800
BCS|BARCLAYS PLC ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|58092
BCS|BARCLAYS PLC ADR|DADA|D.A. Davidson & Co.|8131
BCS|BARCLAYS PLC ADR|DAVA|Davenport & Company LLC|422
BCS|BARCLAYS PLC ADR|DBAB|Deutsche Bank Securities Inc.|168753
BCS|BARCLAYS PLC ADR|DBAX|Deutsche Bank Securities Inc.|242700
BCS|BARCLAYS PLC ADR|DBUL|Deutsche Bank Securities Inc.|1668
BCS|BARCLAYS PLC ADR|DCHF|Dart Executions, LLC|11737
BCS|BARCLAYS PLC ADR|DEAN|MORGAN STANLEY|61589
BCS|BARCLAYS PLC ADR|DEGS|RONIN PROFESSIONAL LLC|700
BCS|BARCLAYS PLC ADR|EBXL|EBX LLC|137000
BCS|BARCLAYS PLC ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|67480
BCS|BARCLAYS PLC ADR|EDJC|Edward Jones / CDS|186
BCS|BARCLAYS PLC ADR|EDJO|Edward D. Jones & Co., L.P.|10006
BCS|BARCLAYS PLC ADR|EGAM|CBOE TRADING, INC.|11934
BCS|BARCLAYS PLC ADR|EGAW|CBOE TRADING, INC.|781
BCS|BARCLAYS PLC ADR|EGXM|CBOE TRADING, INC.|5870
BCS|BARCLAYS PLC ADR|ETBE|Electronic Transaction Clearing, Inc.|35759
BCS|BARCLAYS PLC ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
BCS|BARCLAYS PLC ADR|ETRS|E*Trade Securities LLC|434798
BCS|BARCLAYS PLC ADR|EVRS|E1 ASSET MANAGEMENT, INC.|1500
BCS|BARCLAYS PLC ADR|FILL|Tradestation Securities, Inc.|1350
BCS|BARCLAYS PLC ADR|FINX|FINTECH SECURITIES|475
BCS|BARCLAYS PLC ADR|FMAF|NBCN Inc./ CDS|5210
BCS|BARCLAYS PLC ADR|FQLS|Quantlab Securities LP|174017
BCS|BARCLAYS PLC ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47928
BCS|BARCLAYS PLC ADR|FTBR|Foliofn Investments, Inc.|5468
BCS|BARCLAYS PLC ADR|GBMT|GBM International, Inc.|2222
BCS|BARCLAYS PLC ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|42000
BCS|BARCLAYS PLC ADR|GHCC|Gordon, Haskett Capital Corporation|500
BCS|BARCLAYS PLC ADR|GLIS|TD Securities Inc|1806
BCS|BARCLAYS PLC ADR|GLPX|ACS EXECUTION SERVICES, LLC|29410
BCS|BARCLAYS PLC ADR|GSCO|GOLDMAN SACHS & CO. LLC|1355492
BCS|BARCLAYS PLC ADR|GSCS|GOLDMAN SACHS & CO. LLC|16450
BCS|BARCLAYS PLC ADR|GSLT|GOLDMAN SACHS & CO. LLC|86053
BCS|BARCLAYS PLC ADR|GTSZ|GTS SECURITIES LLC|23614
BCS|BARCLAYS PLC ADR|HRBF|American Enterprise Investment Services Inc.|29682
BCS|BARCLAYS PLC ADR|HSBC|HSBC Securities, Inc.|8670
BCS|BARCLAYS PLC ADR|IATS|INTERACTIVE BROKERS LLC|67102
BCS|BARCLAYS PLC ADR|IBKR|Interactive Brokers Llc|142467
BCS|BARCLAYS PLC ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11113
BCS|BARCLAYS PLC ADR|ICBX|INSTINET, LLC|179676
BCS|BARCLAYS PLC ADR|INCA|INSTINET, LLC|247045
BCS|BARCLAYS PLC ADR|INJX|INSTINET, LLC|6335
BCS|BARCLAYS PLC ADR|INTL|INTL FCSTONE FINANCIAL INC.|8980
BCS|BARCLAYS PLC ADR|ITGI|ITG Inc.|12957
BCS|BARCLAYS PLC ADR|ITGP|ITG INC.|132000
BCS|BARCLAYS PLC ADR|JANY|Janney Montgomery Scott Inc.|6357
BCS|BARCLAYS PLC ADR|JEFF|JEFFERIES LLC|21267
BCS|BARCLAYS PLC ADR|JMPT|JUMP TRADING, LLC|18825
BCS|BARCLAYS PLC ADR|JPBX|J.P. MORGAN SECURITIES LLC|18438
BCS|BARCLAYS PLC ADR|JPMX|J.P. Morgan Securities LLC|525133
BCS|BARCLAYS PLC ADR|JSJX|JANE STREET CAPITAL LLC|29961
BCS|BARCLAYS PLC ADR|KCGM|VIRTU Americas LLC|70076
BCS|BARCLAYS PLC ADR|KRSH|Kershner Securities, LLC|1611
BCS|BARCLAYS PLC ADR|LEHM|Barclays Capital Inc./Le|33701
BCS|BARCLAYS PLC ADR|LIME|Lime Brokerage LLC|1132462
BCS|BARCLAYS PLC ADR|LSCI|Lek Securities Corporation|83
BCS|BARCLAYS PLC ADR|MCMF|Raymond James Ltd. Cds|1875
BCS|BARCLAYS PLC ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|565188
BCS|BARCLAYS PLC ADR|MOTF|MOTIF INVESTING, INC.|2
BCS|BARCLAYS PLC ADR|MPSG|E D & F Man Capital Markets Inc.|7817
BCS|BARCLAYS PLC ADR|MSCO|MORGAN STANLEY & CO. LLC|2786418
BCS|BARCLAYS PLC ADR|MSPL|MORGAN STANLEY & CO. LLC|810000
BCS|BARCLAYS PLC ADR|MSTX|MORGAN STANLEY & CO. LLC|93100
BCS|BARCLAYS PLC ADR|NATL|National Securities Corporation|900
BCS|BARCLAYS PLC ADR|NEUB|NEUBERGER BERMAN BD LLC|1506
BCS|BARCLAYS PLC ADR|NFSC|National Financial Services LLC|471589
BCS|BARCLAYS PLC ADR|NITE|VIRTU Americas LLC|1769155
BCS|BARCLAYS PLC ADR|NITP|VIRTU Americas LLC|321587
BCS|BARCLAYS PLC ADR|NQRB|Brut, LLC|5000
BCS|BARCLAYS PLC ADR|NTBF|BMO Nesbitt Burns Inc./CDS|11913
BCS|BARCLAYS PLC ADR|NTRC|Northern Trust Securities, Inc.|1500
BCS|BARCLAYS PLC ADR|OHOS|TWO SIGMA SECURITIES, LLC|12200
BCS|BARCLAYS PLC ADR|OLDM|OLD MISSION CAPITAL, LLC|62875
BCS|BARCLAYS PLC ADR|OPCO|Oppenheimer & Co. Inc.|104383
BCS|BARCLAYS PLC ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|376598
BCS|BARCLAYS PLC ADR|PCFF|Pacific International Securities Inc./CDS|252
BCS|BARCLAYS PLC ADR|PCPT|PHILLIP CAPITAL INC.|710
BCS|BARCLAYS PLC ADR|PDQM|CODA MARKETS, INC.|1695
BCS|BARCLAYS PLC ADR|PHLY|NASDAQ Execution Services, LLC|800
BCS|BARCLAYS PLC ADR|PWJC|UBS Financial Services, Inc.|22839
BCS|BARCLAYS PLC ADR|RBCM|RBC CAPITAL MARKETS, LLC|20830
BCS|BARCLAYS PLC ADR|SAGL|SAGETRADER, LLC|300
BCS|BARCLAYS PLC ADR|SAGW|SAGETRADER, LLC|600
BCS|BARCLAYS PLC ADR|SBSH|Citigroup Global Markets Inc.|1746259
BCS|BARCLAYS PLC ADR|SEIC|SEI Investments Distribution Co.|2268
BCS|BARCLAYS PLC ADR|SGMT|GOLDMAN SACHS & CO. LLC|375568
BCS|BARCLAYS PLC ADR|SPDR|SPEEDROUTE LLC|5100
BCS|BARCLAYS PLC ADR|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
BCS|BARCLAYS PLC ADR|STFL|Stifel, Nicolaus & Company, Incorporated|24996
BCS|BARCLAYS PLC ADR|STKP|STOCKPILE INVESTMENTS, INC.|1236
BCS|BARCLAYS PLC ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9909
BCS|BARCLAYS PLC ADR|SWIM|TD Ameritrade, Inc.|83050
BCS|BARCLAYS PLC ADR|SWST|Hilltop Securities Inc.|22348
BCS|BARCLAYS PLC ADR|TKNG|ALLY INVEST SECURITIES LLC|9085
BCS|BARCLAYS PLC ADR|TMBR|Timber Hill LLC|1180
BCS|BARCLAYS PLC ADR|TRBT|Tradebot Systems, Inc.|109687
BCS|BARCLAYS PLC ADR|TRCM|TRC MARKETS LLC|959027
BCS|BARCLAYS PLC ADR|TWTT|TASTYWORKS, INC.|1500
BCS|BARCLAYS PLC ADR|UBSA|UBS SECURITIES LLC|998394
BCS|BARCLAYS PLC ADR|UBSS|UBS Securities LLC|1934009
BCS|BARCLAYS PLC ADR|VALX|VIRTU AMERICAS LLC|371836
BCS|BARCLAYS PLC ADR|VGRD|Vanguard Marketing Corporation|186565
BCS|BARCLAYS PLC ADR|VNDS|VANDHAM SECURITIES CORP|700
BCS|BARCLAYS PLC ADR|VSIN|Vision Financial Markets Llc|2
BCS|BARCLAYS PLC ADR|WCHV|WELLS FARGO SECURITIES, LLC|245152
BCS|BARCLAYS PLC ADR|WEDB|WEDBUSH SECURITIES INC.|1900
BCS|BARCLAYS PLC ADR|WEED|Weeden & Co.L.P.|200
BCS|BARCLAYS PLC ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12076
BCS|BARCLAYS PLC ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26220
BCS|BARCLAYS PLC ADR|WGIF|CIBC World Markets Inc.|19979
BCS|BARCLAYS PLC ADR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
BCS|BARCLAYS PLC ADR|WSEA|WOLVERINE SECURITIES, LLC|7491
BCS|BARCLAYS PLC ADR|XIST|INSTINET, LLC|3766
BCS|BARCLAYS PLC ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|33806
BCS|BARCLAYS PLC ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5329
BCS$D|BARCLAYS BANK PLC|ALTX|Alternet Securities Inc.|300
BCS$D|BARCLAYS BANK PLC|APCC|Apex Clearing Corporation|565
BCS$D|BARCLAYS BANK PLC|BARD|Robert W. Baird & Co. Incorporated|1566
BCS$D|BARCLAYS BANK PLC|BBNT|BB&T SECURITIES, LLC|184
BCS$D|BARCLAYS BANK PLC|BERN|Sanford C. Bernstein & Co., LLC|500
BCS$D|BARCLAYS BANK PLC|BKCM|BNY Mellon Capital Markets LLC|1840
BCS$D|BARCLAYS BANK PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4329
BCS$D|BARCLAYS BANK PLC|BOKI|BOK FINANCIAL SECURITIES, INC.|145950
BCS$D|BARCLAYS BANK PLC|BTIG|BTIG, LLC|200
BCS$D|BARCLAYS BANK PLC|CANT|Cantor Fitzgerald & Co.|600
BCS$D|BARCLAYS BANK PLC|CIST|Capital Institutional Services, Inc.|383
BCS$D|BARCLAYS BANK PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1567
BCS$D|BARCLAYS BANK PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13088
BCS$D|BARCLAYS BANK PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|810
BCS$D|BARCLAYS BANK PLC|DADA|D.A. Davidson & Co.|1500
BCS$D|BARCLAYS BANK PLC|DBAB|Deutsche Bank Securities Inc.|2098
BCS$D|BARCLAYS BANK PLC|DBAX|Deutsche Bank Securities Inc.|8700
BCS$D|BARCLAYS BANK PLC|DEAN|MORGAN STANLEY|68290
BCS$D|BARCLAYS BANK PLC|EBXL|EBX LLC|5900
BCS$D|BARCLAYS BANK PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
BCS$D|BARCLAYS BANK PLC|EDJO|Edward D. Jones & Co., L.P.|3353
BCS$D|BARCLAYS BANK PLC|EGAM|CBOE TRADING, INC.|1895
BCS$D|BARCLAYS BANK PLC|EGXM|CBOE TRADING, INC.|2000
BCS$D|BARCLAYS BANK PLC|ETRS|E*Trade Securities LLC|17451
BCS$D|BARCLAYS BANK PLC|FMAF|NBCN Inc./ CDS|750
BCS$D|BARCLAYS BANK PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1863
BCS$D|BARCLAYS BANK PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
BCS$D|BARCLAYS BANK PLC|GLPX|ACS EXECUTION SERVICES, LLC|1263
BCS$D|BARCLAYS BANK PLC|GSCO|GOLDMAN SACHS & CO. LLC|20622
BCS$D|BARCLAYS BANK PLC|GSCS|GOLDMAN SACHS & CO. LLC|200
BCS$D|BARCLAYS BANK PLC|GSIC|GLOBAL STRATEGIC INVESTMENTS|229
BCS$D|BARCLAYS BANK PLC|GSLT|GOLDMAN SACHS & CO. LLC|2093
BCS$D|BARCLAYS BANK PLC|HRBF|American Enterprise Investment Services Inc.|4431
BCS$D|BARCLAYS BANK PLC|HSBC|HSBC Securities, Inc.|3705
BCS$D|BARCLAYS BANK PLC|IATS|INTERACTIVE BROKERS LLC|3607
BCS$D|BARCLAYS BANK PLC|IBKR|Interactive Brokers Llc|15394
BCS$D|BARCLAYS BANK PLC|ICBX|INSTINET, LLC|1800
BCS$D|BARCLAYS BANK PLC|INCA|INSTINET, LLC|13108
BCS$D|BARCLAYS BANK PLC|ITGI|ITG Inc.|1500
BCS$D|BARCLAYS BANK PLC|ITGP|ITG INC.|3200
BCS$D|BARCLAYS BANK PLC|JANY|Janney Montgomery Scott Inc.|2608
BCS$D|BARCLAYS BANK PLC|JPMX|J.P. Morgan Securities LLC|3200
BCS$D|BARCLAYS BANK PLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|5752
BCS$D|BARCLAYS BANK PLC|KCGM|VIRTU Americas LLC|3859
BCS$D|BARCLAYS BANK PLC|LIME|Lime Brokerage LLC|713
BCS$D|BARCLAYS BANK PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BCS$D|BARCLAYS BANK PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7380
BCS$D|BARCLAYS BANK PLC|MSCO|MORGAN STANLEY & CO. LLC|44164
BCS$D|BARCLAYS BANK PLC|MSPL|MORGAN STANLEY & CO. LLC|1400
BCS$D|BARCLAYS BANK PLC|NFSC|National Financial Services LLC|159100
BCS$D|BARCLAYS BANK PLC|NITE|VIRTU Americas LLC|268037
BCS$D|BARCLAYS BANK PLC|NITP|VIRTU Americas LLC|100
BCS$D|BARCLAYS BANK PLC|NTBF|BMO Nesbitt Burns Inc./CDS|100
BCS$D|BARCLAYS BANK PLC|PCPT|PHILLIP CAPITAL INC.|3116
BCS$D|BARCLAYS BANK PLC|PDQM|CODA MARKETS, INC.|3663
BCS$D|BARCLAYS BANK PLC|PWJC|UBS Financial Services, Inc.|6128
BCS$D|BARCLAYS BANK PLC|RBCM|RBC CAPITAL MARKETS, LLC|14303
BCS$D|BARCLAYS BANK PLC|SALI|INTL FCSTONE FINANCIAL INC.|16
BCS$D|BARCLAYS BANK PLC|SBSH|Citigroup Global Markets Inc.|5566
BCS$D|BARCLAYS BANK PLC|SGMT|GOLDMAN SACHS & CO. LLC|4046
BCS$D|BARCLAYS BANK PLC|SPDR|SPEEDROUTE LLC|4412
BCS$D|BARCLAYS BANK PLC|SPHN|Stephens Inc.|33
BCS$D|BARCLAYS BANK PLC|STFL|Stifel, Nicolaus & Company, Incorporated|2866
BCS$D|BARCLAYS BANK PLC|SWIM|TD Ameritrade, Inc.|9026
BCS$D|BARCLAYS BANK PLC|SWST|Hilltop Securities Inc.|4435
BCS$D|BARCLAYS BANK PLC|TRBT|Tradebot Systems, Inc.|1238
BCS$D|BARCLAYS BANK PLC|UBSA|UBS SECURITIES LLC|21281
BCS$D|BARCLAYS BANK PLC|UBSS|UBS Securities LLC|127865
BCS$D|BARCLAYS BANK PLC|VGRD|Vanguard Marketing Corporation|13029
BCS$D|BARCLAYS BANK PLC|WCHV|WELLS FARGO SECURITIES, LLC|226252
BCS$D|BARCLAYS BANK PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1294
BCS$D|BARCLAYS BANK PLC|WGIF|CIBC World Markets Inc.|3422
BCS$D|BARCLAYS BANK PLC|WSEA|WOLVERINE SECURITIES, LLC|100
BCS$D|BARCLAYS BANK PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26636
BCTF|BANCORP 34 INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
BCTF|BANCORP 34 INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|906
BCTF|BANCORP 34 INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BCTF|BANCORP 34 INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|444
BCTF|BANCORP 34 INC CMN|DBAB|Deutsche Bank Securities Inc.|100
BCTF|BANCORP 34 INC CMN|DBAX|Deutsche Bank Securities Inc.|600
BCTF|BANCORP 34 INC CMN|DEGS|RONIN PROFESSIONAL LLC|1216
BCTF|BANCORP 34 INC CMN|EBXL|EBX LLC|200
BCTF|BANCORP 34 INC CMN|EGAM|CBOE TRADING, INC.|500
BCTF|BANCORP 34 INC CMN|EGXW|CBOE TRADING, INC.|640
BCTF|BANCORP 34 INC CMN|ETRS|E*Trade Securities LLC|260
BCTF|BANCORP 34 INC CMN|FBCO|Credit Suisse Securities (USA) LLC|128
BCTF|BANCORP 34 INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|31714
BCTF|BANCORP 34 INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|163
BCTF|BANCORP 34 INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|269
BCTF|BANCORP 34 INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|196
BCTF|BANCORP 34 INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|13
BCTF|BANCORP 34 INC CMN|GTSZ|GTS SECURITIES LLC|306
BCTF|BANCORP 34 INC CMN|IBKR|Interactive Brokers Llc|9171
BCTF|BANCORP 34 INC CMN|ICBX|INSTINET, LLC|800
BCTF|BANCORP 34 INC CMN|INCA|INSTINET, LLC|10816
BCTF|BANCORP 34 INC CMN|INJX|INSTINET, LLC|300
BCTF|BANCORP 34 INC CMN|ITGI|ITG Inc.|100
BCTF|BANCORP 34 INC CMN|JPMX|J.P. Morgan Securities LLC|208
BCTF|BANCORP 34 INC CMN|KCGM|VIRTU Americas LLC|111
BCTF|BANCORP 34 INC CMN|LEHM|Barclays Capital Inc./Le|32
BCTF|BANCORP 34 INC CMN|LIME|Lime Brokerage LLC|6142
BCTF|BANCORP 34 INC CMN|LMGP|LIME BROKERAGE LLC|6013
BCTF|BANCORP 34 INC CMN|MOTF|MOTIF INVESTING, INC.|1
BCTF|BANCORP 34 INC CMN|MSCO|MORGAN STANLEY & CO. LLC|4189
BCTF|BANCORP 34 INC CMN|NFSC|National Financial Services LLC|383
BCTF|BANCORP 34 INC CMN|NITE|VIRTU Americas LLC|11196
BCTF|BANCORP 34 INC CMN|PDQM|CODA MARKETS, INC.|392
BCTF|BANCORP 34 INC CMN|SBSH|Citigroup Global Markets Inc.|400
BCTF|BANCORP 34 INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|100
BCTF|BANCORP 34 INC CMN|SPDR|SPEEDROUTE LLC|2290
BCTF|BANCORP 34 INC CMN|SPTD|MINT GLOBAL MARKETS, INC.|2637
BCTF|BANCORP 34 INC CMN|SWIM|TD Ameritrade, Inc.|201
BCTF|BANCORP 34 INC CMN|TRCM|TRC MARKETS LLC|659
BCTF|BANCORP 34 INC CMN|UBSA|UBS SECURITIES LLC|1635
BCTF|BANCORP 34 INC CMN|UBSS|UBS Securities LLC|2335
BCTF|BANCORP 34 INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|706
BCTF|BANCORP 34 INC CMN|WSEA|WOLVERINE SECURITIES, LLC|3
BCV|BANCROFT FUND LTD|APCC|Apex Clearing Corporation|10
BCV|BANCROFT FUND LTD|BATM|CBOE TRADING, INC.|99
BCV|BANCROFT FUND LTD|BTIG|BTIG, LLC|663
BCV|BANCROFT FUND LTD|CANT|Cantor Fitzgerald & Co.|2502
BCV|BANCROFT FUND LTD|CHAS|Charles Schwab & Co., Inc.|5
BCV|BANCROFT FUND LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|339
BCV|BANCROFT FUND LTD|DBAB|Deutsche Bank Securities Inc.|102
BCV|BANCROFT FUND LTD|DBAX|Deutsche Bank Securities Inc.|900
BCV|BANCROFT FUND LTD|DEAN|MORGAN STANLEY|190
BCV|BANCROFT FUND LTD|DEGS|RONIN PROFESSIONAL LLC|1691
BCV|BANCROFT FUND LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1653
BCV|BANCROFT FUND LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2277
BCV|BANCROFT FUND LTD|EDJO|Edward D. Jones & Co., L.P.|239
BCV|BANCROFT FUND LTD|ESPO|ESPOSITO SECURITIES, LLC|902
BCV|BANCROFT FUND LTD|ETRS|E*Trade Securities LLC|1410
BCV|BANCROFT FUND LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1481
BCV|BANCROFT FUND LTD|FTBR|Foliofn Investments, Inc.|15
BCV|BANCROFT FUND LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|100
BCV|BANCROFT FUND LTD|GLPX|ACS EXECUTION SERVICES, LLC|132
BCV|BANCROFT FUND LTD|GSCO|GOLDMAN SACHS & CO. LLC|100
BCV|BANCROFT FUND LTD|GSLT|GOLDMAN SACHS & CO. LLC|776
BCV|BANCROFT FUND LTD|GTSZ|GTS SECURITIES LLC|410
BCV|BANCROFT FUND LTD|HRBF|American Enterprise Investment Services Inc.|392
BCV|BANCROFT FUND LTD|IATS|INTERACTIVE BROKERS LLC|3184
BCV|BANCROFT FUND LTD|IBKR|Interactive Brokers Llc|3933
BCV|BANCROFT FUND LTD|ICBX|INSTINET, LLC|200
BCV|BANCROFT FUND LTD|INCA|INSTINET, LLC|1000
BCV|BANCROFT FUND LTD|ITGI|ITG Inc.|200
BCV|BANCROFT FUND LTD|ITGP|ITG INC.|800
BCV|BANCROFT FUND LTD|JANY|Janney Montgomery Scott Inc.|526
BCV|BANCROFT FUND LTD|LIME|Lime Brokerage LLC|625
BCV|BANCROFT FUND LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BCV|BANCROFT FUND LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BCV|BANCROFT FUND LTD|MSCO|MORGAN STANLEY & CO. LLC|4922
BCV|BANCROFT FUND LTD|MSPL|MORGAN STANLEY & CO. LLC|3200
BCV|BANCROFT FUND LTD|NFSC|National Financial Services LLC|22350
BCV|BANCROFT FUND LTD|NITE|VIRTU Americas LLC|33006
BCV|BANCROFT FUND LTD|NQRB|Brut, LLC|1601
BCV|BANCROFT FUND LTD|OPCO|Oppenheimer & Co. Inc.|13
BCV|BANCROFT FUND LTD|PDQM|CODA MARKETS, INC.|632
BCV|BANCROFT FUND LTD|PWJC|UBS Financial Services, Inc.|2300
BCV|BANCROFT FUND LTD|RBCM|RBC CAPITAL MARKETS, LLC|284
BCV|BANCROFT FUND LTD|SGMT|GOLDMAN SACHS & CO. LLC|101
BCV|BANCROFT FUND LTD|SPHN|Stephens Inc.|4
BCV|BANCROFT FUND LTD|STFL|Stifel, Nicolaus & Company, Incorporated|817
BCV|BANCROFT FUND LTD|STXG|Stockcross Financial Services, Inc.|24
BCV|BANCROFT FUND LTD|SWIM|TD Ameritrade, Inc.|350
BCV|BANCROFT FUND LTD|SWST|Hilltop Securities Inc.|1289
BCV|BANCROFT FUND LTD|TKNG|ALLY INVEST SECURITIES LLC|1000
BCV|BANCROFT FUND LTD|TRCM|TRC MARKETS LLC|100
BCV|BANCROFT FUND LTD|UBSA|UBS SECURITIES LLC|1527
BCV|BANCROFT FUND LTD|UBSS|UBS Securities LLC|9516
BCV|BANCROFT FUND LTD|VALX|VIRTU AMERICAS LLC|915
BCV|BANCROFT FUND LTD|VGRD|Vanguard Marketing Corporation|1627
BCV|BANCROFT FUND LTD|WCHV|WELLS FARGO SECURITIES, LLC|8344
BCV|BANCROFT FUND LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6254
BCV|BANCROFT FUND LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|148
BCV$A|BANCROFT 5.375 SER A|DEAN|MORGAN STANLEY|752
BCV$A|BANCROFT 5.375 SER A|HRBF|American Enterprise Investment Services Inc.|814
BCV$A|BANCROFT 5.375 SER A|INCA|INSTINET, LLC|100
BCV$A|BANCROFT 5.375 SER A|LIME|Lime Brokerage LLC|200
BCV$A|BANCROFT 5.375 SER A|NFSC|National Financial Services LLC|1299
BCV$A|BANCROFT 5.375 SER A|NITE|VIRTU Americas LLC|2569
BCV$A|BANCROFT 5.375 SER A|UBSA|UBS SECURITIES LLC|100
BCV$A|BANCROFT 5.375 SER A|UBSS|UBS Securities LLC|93
BCV$A|BANCROFT 5.375 SER A|WCHV|WELLS FARGO SECURITIES, LLC|556
BCX|BLACKROCK RES  & CMD|AGIS|Aegis Capital Corp.|10492
BCX|BLACKROCK RES  & CMD|ALTX|Alternet Securities Inc.|2622
BCX|BLACKROCK RES  & CMD|APCC|Apex Clearing Corporation|1802
BCX|BLACKROCK RES  & CMD|BARD|Robert W. Baird & Co. Incorporated|1152
BCX|BLACKROCK RES  & CMD|BATM|CBOE TRADING, INC.|799
BCX|BLACKROCK RES  & CMD|BBNT|BB&T SECURITIES, LLC|1150
BCX|BLACKROCK RES  & CMD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9759
BCX|BLACKROCK RES  & CMD|BRGE|Newbridge Securities Corp.|3700
BCX|BLACKROCK RES  & CMD|BTIG|BTIG, LLC|9132
BCX|BLACKROCK RES  & CMD|CANT|Cantor Fitzgerald & Co.|5999
BCX|BLACKROCK RES  & CMD|CHAS|Charles Schwab & Co., Inc.|516
BCX|BLACKROCK RES  & CMD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
BCX|BLACKROCK RES  & CMD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30574
BCX|BLACKROCK RES  & CMD|CTDL|Citadel Derivatives Group Llc|40
BCX|BLACKROCK RES  & CMD|CXCX|CITIGROUP GLOBAL MARKETS INC.|16646
BCX|BLACKROCK RES  & CMD|DADA|D.A. Davidson & Co.|4388
BCX|BLACKROCK RES  & CMD|DAVA|Davenport & Company LLC|3
BCX|BLACKROCK RES  & CMD|DBAX|Deutsche Bank Securities Inc.|28500
BCX|BLACKROCK RES  & CMD|DEAN|MORGAN STANLEY|35472
BCX|BLACKROCK RES  & CMD|DEGS|RONIN PROFESSIONAL LLC|200
BCX|BLACKROCK RES  & CMD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|787
BCX|BLACKROCK RES  & CMD|EBXL|EBX LLC|20000
BCX|BLACKROCK RES  & CMD|EDJO|Edward D. Jones & Co., L.P.|2028
BCX|BLACKROCK RES  & CMD|EGAM|CBOE TRADING, INC.|11272
BCX|BLACKROCK RES  & CMD|EGXM|CBOE TRADING, INC.|661
BCX|BLACKROCK RES  & CMD|ETBE|Electronic Transaction Clearing, Inc.|400
BCX|BLACKROCK RES  & CMD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BCX|BLACKROCK RES  & CMD|ETRS|E*Trade Securities LLC|43622
BCX|BLACKROCK RES  & CMD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6009
BCX|BLACKROCK RES  & CMD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13853
BCX|BLACKROCK RES  & CMD|FTBR|Foliofn Investments, Inc.|32720
BCX|BLACKROCK RES  & CMD|GLPX|ACS EXECUTION SERVICES, LLC|4591
BCX|BLACKROCK RES  & CMD|GSCO|GOLDMAN SACHS & CO. LLC|2700
BCX|BLACKROCK RES  & CMD|GSCS|GOLDMAN SACHS & CO. LLC|600
BCX|BLACKROCK RES  & CMD|GSLT|GOLDMAN SACHS & CO. LLC|1904
BCX|BLACKROCK RES  & CMD|GTSZ|GTS SECURITIES LLC|574
BCX|BLACKROCK RES  & CMD|HRBF|American Enterprise Investment Services Inc.|204547
BCX|BLACKROCK RES  & CMD|IATS|INTERACTIVE BROKERS LLC|35562
BCX|BLACKROCK RES  & CMD|IBKR|Interactive Brokers Llc|98637
BCX|BLACKROCK RES  & CMD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
BCX|BLACKROCK RES  & CMD|ICBX|INSTINET, LLC|19014
BCX|BLACKROCK RES  & CMD|INCA|INSTINET, LLC|7647
BCX|BLACKROCK RES  & CMD|ISLL|INLET SECURITIES, LLC|835
BCX|BLACKROCK RES  & CMD|ITGI|ITG Inc.|19843
BCX|BLACKROCK RES  & CMD|ITGP|ITG INC.|4400
BCX|BLACKROCK RES  & CMD|JANY|Janney Montgomery Scott Inc.|2735
BCX|BLACKROCK RES  & CMD|JEFF|JEFFERIES LLC|5020
BCX|BLACKROCK RES  & CMD|JMPT|JUMP TRADING, LLC|1240
BCX|BLACKROCK RES  & CMD|JPMX|J.P. Morgan Securities LLC|21992
BCX|BLACKROCK RES  & CMD|JSJX|JANE STREET CAPITAL LLC|600
BCX|BLACKROCK RES  & CMD|KCGM|VIRTU Americas LLC|15975
BCX|BLACKROCK RES  & CMD|LEHM|Barclays Capital Inc./Le|65068
BCX|BLACKROCK RES  & CMD|LGNT|COR CLEARING LLC|5
BCX|BLACKROCK RES  & CMD|LIME|Lime Brokerage LLC|1321
BCX|BLACKROCK RES  & CMD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4200
BCX|BLACKROCK RES  & CMD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18718
BCX|BLACKROCK RES  & CMD|MSCO|MORGAN STANLEY & CO. LLC|314434
BCX|BLACKROCK RES  & CMD|MSPL|MORGAN STANLEY & CO. LLC|7200
BCX|BLACKROCK RES  & CMD|MSTX|MORGAN STANLEY & CO. LLC|600
BCX|BLACKROCK RES  & CMD|NFSC|National Financial Services LLC|270495
BCX|BLACKROCK RES  & CMD|NITE|VIRTU Americas LLC|681818
BCX|BLACKROCK RES  & CMD|NQRB|Brut, LLC|500
BCX|BLACKROCK RES  & CMD|OPCO|Oppenheimer & Co. Inc.|39807
BCX|BLACKROCK RES  & CMD|PDQM|CODA MARKETS, INC.|10029
BCX|BLACKROCK RES  & CMD|PWJC|UBS Financial Services, Inc.|27745
BCX|BLACKROCK RES  & CMD|RBCM|RBC CAPITAL MARKETS, LLC|37127
BCX|BLACKROCK RES  & CMD|SALI|INTL FCSTONE FINANCIAL INC.|1568
BCX|BLACKROCK RES  & CMD|SBSH|Citigroup Global Markets Inc.|17187
BCX|BLACKROCK RES  & CMD|SEIC|SEI Investments Distribution Co.|200
BCX|BLACKROCK RES  & CMD|SGMT|GOLDMAN SACHS & CO. LLC|13729
BCX|BLACKROCK RES  & CMD|SPDR|SPEEDROUTE LLC|1600
BCX|BLACKROCK RES  & CMD|SPHN|Stephens Inc.|250
BCX|BLACKROCK RES  & CMD|STFL|Stifel, Nicolaus & Company, Incorporated|13022
BCX|BLACKROCK RES  & CMD|SWIM|TD Ameritrade, Inc.|34994
BCX|BLACKROCK RES  & CMD|SWST|Hilltop Securities Inc.|22894
BCX|BLACKROCK RES  & CMD|TKNG|ALLY INVEST SECURITIES LLC|3239
BCX|BLACKROCK RES  & CMD|TRBT|Tradebot Systems, Inc.|3792
BCX|BLACKROCK RES  & CMD|UBSA|UBS SECURITIES LLC|47094
BCX|BLACKROCK RES  & CMD|UBSS|UBS Securities LLC|215883
BCX|BLACKROCK RES  & CMD|VALX|VIRTU AMERICAS LLC|3675
BCX|BLACKROCK RES  & CMD|VGRD|Vanguard Marketing Corporation|20907
BCX|BLACKROCK RES  & CMD|WCHV|WELLS FARGO SECURITIES, LLC|373166
BCX|BLACKROCK RES  & CMD|WDCO|Wilson-Davis & Co., Inc.|1544
BCX|BLACKROCK RES  & CMD|WEDB|WEDBUSH SECURITIES INC.|3711
BCX|BLACKROCK RES  & CMD|WEED|Weeden & Co.L.P.|150
BCX|BLACKROCK RES  & CMD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5509
BCX|BLACKROCK RES  & CMD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59820
BCX|BLACKROCK RES  & CMD|WGIF|CIBC World Markets Inc.|302
BCX|BLACKROCK RES  & CMD|WSEA|WOLVERINE SECURITIES, LLC|11493
BCX|BLACKROCK RES  & CMD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
BCX|BLACKROCK RES  & CMD|YKNA|COMHAR CAPITAL MARKETS, LLC|1872
BCX|BLACKROCK RES  & CMD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48995
BDC|BELDEN INC|ALTX|Alternet Securities Inc.|4050
BDC|BELDEN INC|ANOS|ABEL/NOSER, L.L.C.|200
BDC|BELDEN INC|APCC|Apex Clearing Corporation|33
BDC|BELDEN INC|AQUA|AQUA SECURITIES L.P.|12000
BDC|BELDEN INC|BARD|Robert W. Baird & Co. Incorporated|33
BDC|BELDEN INC|BATM|CBOE TRADING, INC.|4155
BDC|BELDEN INC|BAYC|BAY CREST PARTNERS, LLC|140
BDC|BELDEN INC|BBNT|BB&T SECURITIES, LLC|146
BDC|BELDEN INC|BERN|Sanford C. Bernstein & Co., LLC|8662
BDC|BELDEN INC|BIDS|BIDS TRADING L.P.|200
BDC|BELDEN INC|BKCM|BNY Mellon Capital Markets LLC|16088
BDC|BELDEN INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1820
BDC|BELDEN INC|BLKX|INSTINET, LLC|10000
BDC|BELDEN INC|BNPX|BNP PARIBAS SECURITIES CORP.|5206
BDC|BELDEN INC|BRVL|BLAYLOCK VAN, LLC|2100
BDC|BELDEN INC|BTIG|BTIG, LLC|630
BDC|BELDEN INC|BYXM|CBOE TRADING, INC.|900
BDC|BELDEN INC|CHAS|Charles Schwab & Co., Inc.|4085
BDC|BELDEN INC|CIST|Capital Institutional Services, Inc.|2107
BDC|BELDEN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110037
BDC|BELDEN INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9023
BDC|BELDEN INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|410
BDC|BELDEN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|239165
BDC|BELDEN INC|CTDL|Citadel Derivatives Group Llc|2615
BDC|BELDEN INC|CTLR|CUTLER GROUP, LP|100
BDC|BELDEN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16414
BDC|BELDEN INC|DBAB|Deutsche Bank Securities Inc.|199510
BDC|BELDEN INC|DBAX|Deutsche Bank Securities Inc.|228400
BDC|BELDEN INC|DBUL|Deutsche Bank Securities Inc.|2009
BDC|BELDEN INC|DEAN|MORGAN STANLEY|4825
BDC|BELDEN INC|DEGS|RONIN PROFESSIONAL LLC|300
BDC|BELDEN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2348
BDC|BELDEN INC|EBXL|EBX LLC|130700
BDC|BELDEN INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|8795
BDC|BELDEN INC|EDJO|Edward D. Jones & Co., L.P.|133
BDC|BELDEN INC|EGAM|CBOE TRADING, INC.|10125
BDC|BELDEN INC|EGAW|CBOE TRADING, INC.|26
BDC|BELDEN INC|EGMT|EG MARKET TECHNOLOGIES LLC|2840
BDC|BELDEN INC|EGXM|CBOE TRADING, INC.|1735
BDC|BELDEN INC|ETBE|Electronic Transaction Clearing, Inc.|18496
BDC|BELDEN INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10259
BDC|BELDEN INC|ETRS|E*Trade Securities LLC|9169
BDC|BELDEN INC|FMAF|NBCN Inc./ CDS|22
BDC|BELDEN INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4534
BDC|BELDEN INC|FQLS|Quantlab Securities LP|101227
BDC|BELDEN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66349
BDC|BELDEN INC|FTBR|Foliofn Investments, Inc.|379
BDC|BELDEN INC|GLPX|ACS EXECUTION SERVICES, LLC|38566
BDC|BELDEN INC|GSCO|GOLDMAN SACHS & CO. LLC|326215
BDC|BELDEN INC|GSCS|GOLDMAN SACHS & CO. LLC|22697
BDC|BELDEN INC|GSLT|GOLDMAN SACHS & CO. LLC|4114
BDC|BELDEN INC|GTSZ|GTS SECURITIES LLC|40889
BDC|BELDEN INC|HRBF|American Enterprise Investment Services Inc.|369
BDC|BELDEN INC|IATS|INTERACTIVE BROKERS LLC|5299
BDC|BELDEN INC|IBKR|Interactive Brokers Llc|5714
BDC|BELDEN INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|565
BDC|BELDEN INC|ICBX|INSTINET, LLC|28046
BDC|BELDEN INC|IEQY|CITADEL SECURITIES LLC|52900
BDC|BELDEN INC|INCA|INSTINET, LLC|145426
BDC|BELDEN INC|INJX|INSTINET, LLC|27626
BDC|BELDEN INC|ITGI|ITG Inc.|78556
BDC|BELDEN INC|ITGP|ITG INC.|49600
BDC|BELDEN INC|JANY|Janney Montgomery Scott Inc.|669
BDC|BELDEN INC|JEFF|JEFFERIES LLC|103607
BDC|BELDEN INC|JMPT|JUMP TRADING, LLC|45436
BDC|BELDEN INC|JONE|JonesTrading|26698
BDC|BELDEN INC|JPBX|J.P. MORGAN SECURITIES LLC|64538
BDC|BELDEN INC|JPMX|J.P. Morgan Securities LLC|386563
BDC|BELDEN INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
BDC|BELDEN INC|JSJX|JANE STREET CAPITAL LLC|17240
BDC|BELDEN INC|KCGM|VIRTU Americas LLC|29972
BDC|BELDEN INC|KING|C. L. King & Associates, Inc.|2608
BDC|BELDEN INC|LBOW|Longbow Securities, LLC|3800
BDC|BELDEN INC|LEHM|Barclays Capital Inc./Le|220904
BDC|BELDEN INC|LIME|Lime Brokerage LLC|10618
BDC|BELDEN INC|LOOP|Loop Capital Markets LLC|200
BDC|BELDEN INC|LQNA|LIQUIDNET, INC.|134700
BDC|BELDEN INC|LSCI|Lek Securities Corporation|7500
BDC|BELDEN INC|LVMR|LIVERMORE TRADING GROUP, INC.|6744
BDC|BELDEN INC|MAXM|Maxim Group LLC|2598
BDC|BELDEN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46400
BDC|BELDEN INC|MSCO|MORGAN STANLEY & CO. LLC|576210
BDC|BELDEN INC|MSPL|MORGAN STANLEY & CO. LLC|176200
BDC|BELDEN INC|MSTX|MORGAN STANLEY & CO. LLC|32200
BDC|BELDEN INC|MUFG|MUFG SECURITIES AMERICAS INC.|498620
BDC|BELDEN INC|MULL|MARK J. MULLER EQUITIES, INC.|1096
BDC|BELDEN INC|NATL|National Securities Corporation|50
BDC|BELDEN INC|NFSC|National Financial Services LLC|10161
BDC|BELDEN INC|NITE|VIRTU Americas LLC|86330
BDC|BELDEN INC|NQRB|Brut, LLC|4556
BDC|BELDEN INC|NTRC|Northern Trust Securities, Inc.|952
BDC|BELDEN INC|OPCO|Oppenheimer & Co. Inc.|56
BDC|BELDEN INC|OTAA|OTA LLC|1700
BDC|BELDEN INC|PDQM|CODA MARKETS, INC.|221487
BDC|BELDEN INC|QMSR|QUATTRO M SECURITIES INC.|192
BDC|BELDEN INC|RBCM|RBC CAPITAL MARKETS, LLC|4917
BDC|BELDEN INC|RHCO|Suntrust Robinson Humphrey, Inc.|596
BDC|BELDEN INC|SAGL|SAGETRADER, LLC|8679
BDC|BELDEN INC|SAGW|SAGETRADER, LLC|101
BDC|BELDEN INC|SBSH|Citigroup Global Markets Inc.|24290
BDC|BELDEN INC|SGMT|GOLDMAN SACHS & CO. LLC|48086
BDC|BELDEN INC|SPDR|SPEEDROUTE LLC|33353
BDC|BELDEN INC|SPHN|Stephens Inc.|200
BDC|BELDEN INC|STFL|Stifel, Nicolaus & Company, Incorporated|1352
BDC|BELDEN INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4438
BDC|BELDEN INC|SWIM|TD Ameritrade, Inc.|3609
BDC|BELDEN INC|SWST|Hilltop Securities Inc.|152
BDC|BELDEN INC|TKNG|ALLY INVEST SECURITIES LLC|1405
BDC|BELDEN INC|TRBT|Tradebot Systems, Inc.|56618
BDC|BELDEN INC|TRCM|TRC MARKETS LLC|53336
BDC|BELDEN INC|UBSA|UBS SECURITIES LLC|281903
BDC|BELDEN INC|UBSS|UBS Securities LLC|452124
BDC|BELDEN INC|VALX|VIRTU AMERICAS LLC|6441
BDC|BELDEN INC|VGRD|Vanguard Marketing Corporation|7673
BDC|BELDEN INC|WBLR|WILLIAM BLAIR|157
BDC|BELDEN INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1511
BDC|BELDEN INC|WCHV|WELLS FARGO SECURITIES, LLC|21042
BDC|BELDEN INC|WEED|Weeden & Co.L.P.|1835
BDC|BELDEN INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|524
BDC|BELDEN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22700
BDC|BELDEN INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|164
BDC|BELDEN INC|WSAG|WALL STREET ACCESS|200
BDC|BELDEN INC|WSEA|WOLVERINE SECURITIES, LLC|1621
BDC|BELDEN INC|XIST|INSTINET, LLC|3800
BDC|BELDEN INC|XPQR|Jump Trading|4882
BDC|BELDEN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7300
BDC|BELDEN INC|YKNA|COMHAR CAPITAL MARKETS, LLC|7746
BDC|BELDEN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|296
BDC$B|BELDEN INC. 6.75 B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
BDC$B|BELDEN INC. 6.75 B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|185
BDC$B|BELDEN INC. 6.75 B|DBAX|Deutsche Bank Securities Inc.|400
BDC$B|BELDEN INC. 6.75 B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|75
BDC$B|BELDEN INC. 6.75 B|ETRS|E*Trade Securities LLC|100
BDC$B|BELDEN INC. 6.75 B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
BDC$B|BELDEN INC. 6.75 B|GLPX|ACS EXECUTION SERVICES, LLC|479
BDC$B|BELDEN INC. 6.75 B|GSCS|GOLDMAN SACHS & CO. LLC|110
BDC$B|BELDEN INC. 6.75 B|GSLT|GOLDMAN SACHS & CO. LLC|300
BDC$B|BELDEN INC. 6.75 B|GTSZ|GTS SECURITIES LLC|1012
BDC$B|BELDEN INC. 6.75 B|INCA|INSTINET, LLC|175
BDC$B|BELDEN INC. 6.75 B|ITGI|ITG Inc.|800
BDC$B|BELDEN INC. 6.75 B|ITGP|ITG INC.|400
BDC$B|BELDEN INC. 6.75 B|JEFF|JEFFERIES LLC|500
BDC$B|BELDEN INC. 6.75 B|JPMX|J.P. Morgan Securities LLC|400
BDC$B|BELDEN INC. 6.75 B|LEHM|Barclays Capital Inc./Le|400
BDC$B|BELDEN INC. 6.75 B|LIME|Lime Brokerage LLC|220
BDC$B|BELDEN INC. 6.75 B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BDC$B|BELDEN INC. 6.75 B|MSCO|MORGAN STANLEY & CO. LLC|1655
BDC$B|BELDEN INC. 6.75 B|MSPL|MORGAN STANLEY & CO. LLC|300
BDC$B|BELDEN INC. 6.75 B|MUFG|MUFG SECURITIES AMERICAS INC.|426000
BDC$B|BELDEN INC. 6.75 B|NFSC|National Financial Services LLC|575
BDC$B|BELDEN INC. 6.75 B|NITE|VIRTU Americas LLC|10657
BDC$B|BELDEN INC. 6.75 B|OLDM|OLD MISSION CAPITAL, LLC|1438
BDC$B|BELDEN INC. 6.75 B|PDQM|CODA MARKETS, INC.|853
BDC$B|BELDEN INC. 6.75 B|RHCO|Suntrust Robinson Humphrey, Inc.|200
BDC$B|BELDEN INC. 6.75 B|SGMT|GOLDMAN SACHS & CO. LLC|105
BDC$B|BELDEN INC. 6.75 B|SPDR|SPEEDROUTE LLC|50
BDC$B|BELDEN INC. 6.75 B|STFL|Stifel, Nicolaus & Company, Incorporated|2196
BDC$B|BELDEN INC. 6.75 B|UBSA|UBS SECURITIES LLC|1190
BDC$B|BELDEN INC. 6.75 B|UBSS|UBS Securities LLC|1040
BDC$B|BELDEN INC. 6.75 B|WCHV|WELLS FARGO SECURITIES, LLC|29322
BDC$B|BELDEN INC. 6.75 B|WEDB|WEDBUSH SECURITIES INC.|1000
BDC$B|BELDEN INC. 6.75 B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|603
BDC$B|BELDEN INC. 6.75 B|YKNA|COMHAR CAPITAL MARKETS, LLC|374
BDCL|ETRACS 2X BDC|ALTX|Alternet Securities Inc.|1030
BDCL|ETRACS 2X BDC|APCC|Apex Clearing Corporation|1166
BDCL|ETRACS 2X BDC|CHAS|Charles Schwab & Co., Inc.|4
BDCL|ETRACS 2X BDC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33076
BDCL|ETRACS 2X BDC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|44244
BDCL|ETRACS 2X BDC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4371
BDCL|ETRACS 2X BDC|CTDL|Citadel Derivatives Group Llc|1100
BDCL|ETRACS 2X BDC|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
BDCL|ETRACS 2X BDC|DBAB|Deutsche Bank Securities Inc.|647
BDCL|ETRACS 2X BDC|DBAX|Deutsche Bank Securities Inc.|2100
BDCL|ETRACS 2X BDC|DEAN|MORGAN STANLEY|2100
BDCL|ETRACS 2X BDC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
BDCL|ETRACS 2X BDC|EBXL|EBX LLC|2500
BDCL|ETRACS 2X BDC|EGAM|CBOE TRADING, INC.|4130
BDCL|ETRACS 2X BDC|EGXM|CBOE TRADING, INC.|100
BDCL|ETRACS 2X BDC|EGXW|CBOE TRADING, INC.|400
BDCL|ETRACS 2X BDC|ETRS|E*Trade Securities LLC|34679
BDCL|ETRACS 2X BDC|FILL|Tradestation Securities, Inc.|5165
BDCL|ETRACS 2X BDC|FTBR|Foliofn Investments, Inc.|1046
BDCL|ETRACS 2X BDC|GLIS|TD Securities Inc|1515
BDCL|ETRACS 2X BDC|GLPX|ACS EXECUTION SERVICES, LLC|23701
BDCL|ETRACS 2X BDC|GSCO|GOLDMAN SACHS & CO. LLC|1102
BDCL|ETRACS 2X BDC|GSLT|GOLDMAN SACHS & CO. LLC|667
BDCL|ETRACS 2X BDC|GTSZ|GTS SECURITIES LLC|116
BDCL|ETRACS 2X BDC|IATS|INTERACTIVE BROKERS LLC|17491
BDCL|ETRACS 2X BDC|IBKR|Interactive Brokers Llc|152796
BDCL|ETRACS 2X BDC|ICBX|INSTINET, LLC|800
BDCL|ETRACS 2X BDC|INCA|INSTINET, LLC|10200
BDCL|ETRACS 2X BDC|ITGI|ITG Inc.|21121
BDCL|ETRACS 2X BDC|ITGP|ITG INC.|2200
BDCL|ETRACS 2X BDC|JPMX|J.P. Morgan Securities LLC|1618
BDCL|ETRACS 2X BDC|JSEB|JANE STREET EXECUTION SERVICES, LLC|7400
BDCL|ETRACS 2X BDC|JSJX|JANE STREET CAPITAL LLC|198343
BDCL|ETRACS 2X BDC|KCGM|VIRTU Americas LLC|603
BDCL|ETRACS 2X BDC|LEHM|Barclays Capital Inc./Le|3400
BDCL|ETRACS 2X BDC|LIME|Lime Brokerage LLC|8710
BDCL|ETRACS 2X BDC|LSCI|Lek Securities Corporation|319
BDCL|ETRACS 2X BDC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
BDCL|ETRACS 2X BDC|MOTF|MOTIF INVESTING, INC.|1
BDCL|ETRACS 2X BDC|MSCO|MORGAN STANLEY & CO. LLC|87081
BDCL|ETRACS 2X BDC|MSPL|MORGAN STANLEY & CO. LLC|4000
BDCL|ETRACS 2X BDC|NFSC|National Financial Services LLC|31793
BDCL|ETRACS 2X BDC|NITE|VIRTU Americas LLC|134865
BDCL|ETRACS 2X BDC|NQRB|Brut, LLC|2298
BDCL|ETRACS 2X BDC|PDQM|CODA MARKETS, INC.|40809
BDCL|ETRACS 2X BDC|PWJC|UBS Financial Services, Inc.|850
BDCL|ETRACS 2X BDC|SBSH|Citigroup Global Markets Inc.|300
BDCL|ETRACS 2X BDC|SGMT|GOLDMAN SACHS & CO. LLC|1802
BDCL|ETRACS 2X BDC|SPDR|SPEEDROUTE LLC|150
BDCL|ETRACS 2X BDC|STFL|Stifel, Nicolaus & Company, Incorporated|375
BDCL|ETRACS 2X BDC|STKP|STOCKPILE INVESTMENTS, INC.|48
BDCL|ETRACS 2X BDC|SWIM|TD Ameritrade, Inc.|72053
BDCL|ETRACS 2X BDC|TKNG|ALLY INVEST SECURITIES LLC|7168
BDCL|ETRACS 2X BDC|UBSA|UBS SECURITIES LLC|5503
BDCL|ETRACS 2X BDC|UBSS|UBS Securities LLC|156368
BDCL|ETRACS 2X BDC|VALX|VIRTU AMERICAS LLC|900
BDCL|ETRACS 2X BDC|VGRD|Vanguard Marketing Corporation|24000
BDCL|ETRACS 2X BDC|WCHV|WELLS FARGO SECURITIES, LLC|20041
BDCL|ETRACS 2X BDC|WSEA|WOLVERINE SECURITIES, LLC|965
BDCL|ETRACS 2X BDC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1700
BDCL|ETRACS 2X BDC|YKNA|COMHAR CAPITAL MARKETS, LLC|900
BDCS|UBS AG JERSEY BRANCH|APCC|Apex Clearing Corporation|58
BDCS|UBS AG JERSEY BRANCH|BRGE|Newbridge Securities Corp.|730
BDCS|UBS AG JERSEY BRANCH|CHAS|Charles Schwab & Co., Inc.|1
BDCS|UBS AG JERSEY BRANCH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4402
BDCS|UBS AG JERSEY BRANCH|DBAX|Deutsche Bank Securities Inc.|1500
BDCS|UBS AG JERSEY BRANCH|EBXL|EBX LLC|1200
BDCS|UBS AG JERSEY BRANCH|ETRS|E*Trade Securities LLC|2593
BDCS|UBS AG JERSEY BRANCH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1451
BDCS|UBS AG JERSEY BRANCH|FTBR|Foliofn Investments, Inc.|277
BDCS|UBS AG JERSEY BRANCH|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
BDCS|UBS AG JERSEY BRANCH|GLPX|ACS EXECUTION SERVICES, LLC|1900
BDCS|UBS AG JERSEY BRANCH|HRBF|American Enterprise Investment Services Inc.|76092
BDCS|UBS AG JERSEY BRANCH|IATS|INTERACTIVE BROKERS LLC|637
BDCS|UBS AG JERSEY BRANCH|IBKR|Interactive Brokers Llc|772
BDCS|UBS AG JERSEY BRANCH|ICBX|INSTINET, LLC|200
BDCS|UBS AG JERSEY BRANCH|ITGI|ITG Inc.|100
BDCS|UBS AG JERSEY BRANCH|JPMX|J.P. Morgan Securities LLC|1600
BDCS|UBS AG JERSEY BRANCH|JSJX|JANE STREET CAPITAL LLC|49555
BDCS|UBS AG JERSEY BRANCH|KCGM|VIRTU Americas LLC|1700
BDCS|UBS AG JERSEY BRANCH|LEHM|Barclays Capital Inc./Le|2800
BDCS|UBS AG JERSEY BRANCH|LIME|Lime Brokerage LLC|1482
BDCS|UBS AG JERSEY BRANCH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|201
BDCS|UBS AG JERSEY BRANCH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
BDCS|UBS AG JERSEY BRANCH|MSCO|MORGAN STANLEY & CO. LLC|4627
BDCS|UBS AG JERSEY BRANCH|NFSC|National Financial Services LLC|21583
BDCS|UBS AG JERSEY BRANCH|NITE|VIRTU Americas LLC|55739
BDCS|UBS AG JERSEY BRANCH|NQRB|Brut, LLC|618
BDCS|UBS AG JERSEY BRANCH|NTBF|BMO Nesbitt Burns Inc./CDS|100
BDCS|UBS AG JERSEY BRANCH|OPCO|Oppenheimer & Co. Inc.|1000
BDCS|UBS AG JERSEY BRANCH|PDQM|CODA MARKETS, INC.|4904
BDCS|UBS AG JERSEY BRANCH|RBCM|RBC CAPITAL MARKETS, LLC|1361
BDCS|UBS AG JERSEY BRANCH|SBSH|Citigroup Global Markets Inc.|7529
BDCS|UBS AG JERSEY BRANCH|SGMT|GOLDMAN SACHS & CO. LLC|800
BDCS|UBS AG JERSEY BRANCH|STFL|Stifel, Nicolaus & Company, Incorporated|1076
BDCS|UBS AG JERSEY BRANCH|SWIM|TD Ameritrade, Inc.|75
BDCS|UBS AG JERSEY BRANCH|TKNG|ALLY INVEST SECURITIES LLC|125
BDCS|UBS AG JERSEY BRANCH|TWTT|TASTYWORKS, INC.|155
BDCS|UBS AG JERSEY BRANCH|UBSA|UBS SECURITIES LLC|8776
BDCS|UBS AG JERSEY BRANCH|UBSS|UBS Securities LLC|22912
BDCS|UBS AG JERSEY BRANCH|VGRD|Vanguard Marketing Corporation|800
BDCS|UBS AG JERSEY BRANCH|WCHV|WELLS FARGO SECURITIES, LLC|14604
BDCS|UBS AG JERSEY BRANCH|WSEA|WOLVERINE SECURITIES, LLC|1794
BDCS|UBS AG JERSEY BRANCH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1144
BDCZ|ETRACS WELLS FARGO B|FILL|Tradestation Securities, Inc.|1000
BDCZ|ETRACS WELLS FARGO B|MSCO|MORGAN STANLEY & CO. LLC|40
BDCZ|ETRACS WELLS FARGO B|NITE|VIRTU Americas LLC|27
BDCZ|ETRACS WELLS FARGO B|UBSS|UBS Securities LLC|147
BDD|DB BASE MTL DBL LNG|IATS|INTERACTIVE BROKERS LLC|100
BDD|DB BASE MTL DBL LNG|IBKR|Interactive Brokers Llc|923
BDD|DB BASE MTL DBL LNG|LEHM|Barclays Capital Inc./Le|200
BDD|DB BASE MTL DBL LNG|LIME|Lime Brokerage LLC|300
BDD|DB BASE MTL DBL LNG|NFSC|National Financial Services LLC|300
BDD|DB BASE MTL DBL LNG|NITE|VIRTU Americas LLC|2101
BDD|DB BASE MTL DBL LNG|RBCM|RBC CAPITAL MARKETS, LLC|400
BDD|DB BASE MTL DBL LNG|SWIM|TD Ameritrade, Inc.|509
BDD|DB BASE MTL DBL LNG|UBSA|UBS SECURITIES LLC|645
BDD|DB BASE MTL DBL LNG|UBSS|UBS Securities LLC|1150
BDD|DB BASE MTL DBL LNG|VGRD|Vanguard Marketing Corporation|1600
BDD|DB BASE MTL DBL LNG|WSEA|WOLVERINE SECURITIES, LLC|7
BDGE|BRIDGE BANCORP INC|ALTX|Alternet Securities Inc.|200
BDGE|BRIDGE BANCORP INC|ANOS|ABEL/NOSER, L.L.C.|478
BDGE|BRIDGE BANCORP INC|APCC|Apex Clearing Corporation|3
BDGE|BRIDGE BANCORP INC|BATM|CBOE TRADING, INC.|100
BDGE|BRIDGE BANCORP INC|BAYC|BAY CREST PARTNERS, LLC|300
BDGE|BRIDGE BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|3652
BDGE|BRIDGE BANCORP INC|BMOC|BMO Capital Markets Corp.|2971
BDGE|BRIDGE BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|1612
BDGE|BRIDGE BANCORP INC|BTIG|BTIG, LLC|2
BDGE|BRIDGE BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|1173
BDGE|BRIDGE BANCORP INC|CIST|Capital Institutional Services, Inc.|1300
BDGE|BRIDGE BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13458
BDGE|BRIDGE BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|101
BDGE|BRIDGE BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7789
BDGE|BRIDGE BANCORP INC|CTDL|Citadel Derivatives Group Llc|2336
BDGE|BRIDGE BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3668
BDGE|BRIDGE BANCORP INC|DBAB|Deutsche Bank Securities Inc.|61222
BDGE|BRIDGE BANCORP INC|DBAX|Deutsche Bank Securities Inc.|5800
BDGE|BRIDGE BANCORP INC|DEAN|MORGAN STANLEY|3028
BDGE|BRIDGE BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|995
BDGE|BRIDGE BANCORP INC|EBXL|EBX LLC|2900
BDGE|BRIDGE BANCORP INC|EGAM|CBOE TRADING, INC.|341
BDGE|BRIDGE BANCORP INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
BDGE|BRIDGE BANCORP INC|EGXM|CBOE TRADING, INC.|248
BDGE|BRIDGE BANCORP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|554
BDGE|BRIDGE BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|18303
BDGE|BRIDGE BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|1545
BDGE|BRIDGE BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11287
BDGE|BRIDGE BANCORP INC|FTBR|Foliofn Investments, Inc.|9
BDGE|BRIDGE BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5284
BDGE|BRIDGE BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|93003
BDGE|BRIDGE BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|4155
BDGE|BRIDGE BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|152
BDGE|BRIDGE BANCORP INC|GTSZ|GTS SECURITIES LLC|2744
BDGE|BRIDGE BANCORP INC|IATS|INTERACTIVE BROKERS LLC|110
BDGE|BRIDGE BANCORP INC|IBKR|Interactive Brokers Llc|6937
BDGE|BRIDGE BANCORP INC|ICBX|INSTINET, LLC|1000
BDGE|BRIDGE BANCORP INC|IEQY|CITADEL SECURITIES LLC|2659
BDGE|BRIDGE BANCORP INC|INCA|INSTINET, LLC|30866
BDGE|BRIDGE BANCORP INC|INJX|INSTINET, LLC|6202
BDGE|BRIDGE BANCORP INC|ITGI|ITG Inc.|4764
BDGE|BRIDGE BANCORP INC|ITGP|ITG INC.|12000
BDGE|BRIDGE BANCORP INC|JEFF|JEFFERIES LLC|2902
BDGE|BRIDGE BANCORP INC|JPMX|J.P. Morgan Securities LLC|9700
BDGE|BRIDGE BANCORP INC|JSJX|JANE STREET CAPITAL LLC|360
BDGE|BRIDGE BANCORP INC|KBWI|Keefe, Bruyette & Woods, Inc.|29240
BDGE|BRIDGE BANCORP INC|KCGM|VIRTU Americas LLC|1112
BDGE|BRIDGE BANCORP INC|LEHM|Barclays Capital Inc./Le|53606
BDGE|BRIDGE BANCORP INC|LIME|Lime Brokerage LLC|39051
BDGE|BRIDGE BANCORP INC|MAXM|Maxim Group LLC|1290
BDGE|BRIDGE BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11000
BDGE|BRIDGE BANCORP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|301
BDGE|BRIDGE BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|118816
BDGE|BRIDGE BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|10100
BDGE|BRIDGE BANCORP INC|MSTX|MORGAN STANLEY & CO. LLC|600
BDGE|BRIDGE BANCORP INC|NFSC|National Financial Services LLC|11322
BDGE|BRIDGE BANCORP INC|NITE|VIRTU Americas LLC|13857
BDGE|BRIDGE BANCORP INC|NQRB|Brut, LLC|1079
BDGE|BRIDGE BANCORP INC|RAJA|Raymond James & Associates, Inc.|27
BDGE|BRIDGE BANCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|175
BDGE|BRIDGE BANCORP INC|SAGW|SAGETRADER, LLC|32
BDGE|BRIDGE BANCORP INC|SBSH|Citigroup Global Markets Inc.|28228
BDGE|BRIDGE BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|3399
BDGE|BRIDGE BANCORP INC|SPDR|SPEEDROUTE LLC|200
BDGE|BRIDGE BANCORP INC|SPTD|MINT GLOBAL MARKETS, INC.|600
BDGE|BRIDGE BANCORP INC|TRBT|Tradebot Systems, Inc.|2518
BDGE|BRIDGE BANCORP INC|TRCM|TRC MARKETS LLC|6833
BDGE|BRIDGE BANCORP INC|UBSA|UBS SECURITIES LLC|36932
BDGE|BRIDGE BANCORP INC|UBSS|UBS Securities LLC|118290
BDGE|BRIDGE BANCORP INC|VALX|VIRTU AMERICAS LLC|1854
BDGE|BRIDGE BANCORP INC|VGRD|Vanguard Marketing Corporation|2500
BDGE|BRIDGE BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|2353
BDGE|BRIDGE BANCORP INC|XIST|INSTINET, LLC|4160
BDGE|BRIDGE BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BDJ|BLACKROCK ENHANCED D|AGIS|Aegis Capital Corp.|2108
BDJ|BLACKROCK ENHANCED D|ALTX|Alternet Securities Inc.|9402
BDJ|BLACKROCK ENHANCED D|APCC|Apex Clearing Corporation|326
BDJ|BLACKROCK ENHANCED D|BANK|Primevest Financial Services, Inc.|1205
BDJ|BLACKROCK ENHANCED D|BARD|Robert W. Baird & Co. Incorporated|28541
BDJ|BLACKROCK ENHANCED D|BATM|CBOE TRADING, INC.|3539
BDJ|BLACKROCK ENHANCED D|BBNT|BB&T SECURITIES, LLC|300
BDJ|BLACKROCK ENHANCED D|BERN|Sanford C. Bernstein & Co., LLC|15007
BDJ|BLACKROCK ENHANCED D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18802
BDJ|BLACKROCK ENHANCED D|BRGE|Newbridge Securities Corp.|4000
BDJ|BLACKROCK ENHANCED D|BTIG|BTIG, LLC|2784
BDJ|BLACKROCK ENHANCED D|BYXM|CBOE TRADING, INC.|501
BDJ|BLACKROCK ENHANCED D|CANT|Cantor Fitzgerald & Co.|65209
BDJ|BLACKROCK ENHANCED D|CHAS|Charles Schwab & Co., Inc.|254
BDJ|BLACKROCK ENHANCED D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10918
BDJ|BLACKROCK ENHANCED D|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
BDJ|BLACKROCK ENHANCED D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32641
BDJ|BLACKROCK ENHANCED D|CXCX|CITIGROUP GLOBAL MARKETS INC.|14134
BDJ|BLACKROCK ENHANCED D|DADA|D.A. Davidson & Co.|8113
BDJ|BLACKROCK ENHANCED D|DAVA|Davenport & Company LLC|8753
BDJ|BLACKROCK ENHANCED D|DBAX|Deutsche Bank Securities Inc.|17600
BDJ|BLACKROCK ENHANCED D|DCHF|Dart Executions, LLC|3900
BDJ|BLACKROCK ENHANCED D|DEAN|MORGAN STANLEY|170091
BDJ|BLACKROCK ENHANCED D|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7105
BDJ|BLACKROCK ENHANCED D|EBXL|EBX LLC|27500
BDJ|BLACKROCK ENHANCED D|ECUT|CONVERGEX EXECUTION SOLUTIONS|1741
BDJ|BLACKROCK ENHANCED D|EDJO|Edward D. Jones & Co., L.P.|19453
BDJ|BLACKROCK ENHANCED D|EGAM|CBOE TRADING, INC.|7095
BDJ|BLACKROCK ENHANCED D|EGXM|CBOE TRADING, INC.|1125
BDJ|BLACKROCK ENHANCED D|ESPO|ESPOSITO SECURITIES, LLC|18877
BDJ|BLACKROCK ENHANCED D|ETBE|Electronic Transaction Clearing, Inc.|200
BDJ|BLACKROCK ENHANCED D|ETCB|ETC BROKERAGE SERVICES, LLC|270
BDJ|BLACKROCK ENHANCED D|ETRS|E*Trade Securities LLC|75695
BDJ|BLACKROCK ENHANCED D|FBSB|U.S. Bancorp Investments, Inc.|8
BDJ|BLACKROCK ENHANCED D|FILL|Tradestation Securities, Inc.|500
BDJ|BLACKROCK ENHANCED D|FINX|FINTECH SECURITIES|458
BDJ|BLACKROCK ENHANCED D|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|52
BDJ|BLACKROCK ENHANCED D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12918
BDJ|BLACKROCK ENHANCED D|FTBR|Foliofn Investments, Inc.|27659
BDJ|BLACKROCK ENHANCED D|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
BDJ|BLACKROCK ENHANCED D|GLIS|TD Securities Inc|3230
BDJ|BLACKROCK ENHANCED D|GLPX|ACS EXECUTION SERVICES, LLC|5825
BDJ|BLACKROCK ENHANCED D|GSCO|GOLDMAN SACHS & CO. LLC|4207
BDJ|BLACKROCK ENHANCED D|GSCS|GOLDMAN SACHS & CO. LLC|100
BDJ|BLACKROCK ENHANCED D|GSLT|GOLDMAN SACHS & CO. LLC|1529
BDJ|BLACKROCK ENHANCED D|GTSZ|GTS SECURITIES LLC|500
BDJ|BLACKROCK ENHANCED D|HRBF|American Enterprise Investment Services Inc.|186082
BDJ|BLACKROCK ENHANCED D|IATS|INTERACTIVE BROKERS LLC|31442
BDJ|BLACKROCK ENHANCED D|IBKR|Interactive Brokers Llc|21505
BDJ|BLACKROCK ENHANCED D|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13609
BDJ|BLACKROCK ENHANCED D|ICBX|INSTINET, LLC|15854
BDJ|BLACKROCK ENHANCED D|INCA|INSTINET, LLC|25221
BDJ|BLACKROCK ENHANCED D|ITGI|ITG Inc.|18996
BDJ|BLACKROCK ENHANCED D|ITGP|ITG INC.|9600
BDJ|BLACKROCK ENHANCED D|JANY|Janney Montgomery Scott Inc.|34222
BDJ|BLACKROCK ENHANCED D|JMPT|JUMP TRADING, LLC|289
BDJ|BLACKROCK ENHANCED D|JONE|JonesTrading|264
BDJ|BLACKROCK ENHANCED D|JPMX|J.P. Morgan Securities LLC|15810
BDJ|BLACKROCK ENHANCED D|JSJX|JANE STREET CAPITAL LLC|1100
BDJ|BLACKROCK ENHANCED D|KCGM|VIRTU Americas LLC|10305
BDJ|BLACKROCK ENHANCED D|LEHM|Barclays Capital Inc./Le|34800
BDJ|BLACKROCK ENHANCED D|LGNT|COR CLEARING LLC|2
BDJ|BLACKROCK ENHANCED D|LIME|Lime Brokerage LLC|3016
BDJ|BLACKROCK ENHANCED D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4376
BDJ|BLACKROCK ENHANCED D|MACC|Mid Atlantic Capital Corporation|30
BDJ|BLACKROCK ENHANCED D|MAXM|Maxim Group LLC|456
BDJ|BLACKROCK ENHANCED D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57720
BDJ|BLACKROCK ENHANCED D|MOTF|MOTIF INVESTING, INC.|1
BDJ|BLACKROCK ENHANCED D|MSCO|MORGAN STANLEY & CO. LLC|185406
BDJ|BLACKROCK ENHANCED D|MSPL|MORGAN STANLEY & CO. LLC|103100
BDJ|BLACKROCK ENHANCED D|MSTX|MORGAN STANLEY & CO. LLC|1500
BDJ|BLACKROCK ENHANCED D|NATL|National Securities Corporation|6382
BDJ|BLACKROCK ENHANCED D|NBCS|NBC Securities, INC.|1170
BDJ|BLACKROCK ENHANCED D|NFSC|National Financial Services LLC|421965
BDJ|BLACKROCK ENHANCED D|NITE|VIRTU Americas LLC|1163088
BDJ|BLACKROCK ENHANCED D|NITP|VIRTU Americas LLC|100
BDJ|BLACKROCK ENHANCED D|NQRB|Brut, LLC|200
BDJ|BLACKROCK ENHANCED D|NTRC|Northern Trust Securities, Inc.|7598
BDJ|BLACKROCK ENHANCED D|OPCO|Oppenheimer & Co. Inc.|18937
BDJ|BLACKROCK ENHANCED D|OTAA|OTA LLC|800
BDJ|BLACKROCK ENHANCED D|PDQM|CODA MARKETS, INC.|19581
BDJ|BLACKROCK ENHANCED D|PWJC|UBS Financial Services, Inc.|31260
BDJ|BLACKROCK ENHANCED D|RBCM|RBC CAPITAL MARKETS, LLC|110648
BDJ|BLACKROCK ENHANCED D|SALI|INTL FCSTONE FINANCIAL INC.|9687
BDJ|BLACKROCK ENHANCED D|SBSH|Citigroup Global Markets Inc.|108016
BDJ|BLACKROCK ENHANCED D|SEIC|SEI Investments Distribution Co.|1200
BDJ|BLACKROCK ENHANCED D|SGMT|GOLDMAN SACHS & CO. LLC|7873
BDJ|BLACKROCK ENHANCED D|SPDR|SPEEDROUTE LLC|3378
BDJ|BLACKROCK ENHANCED D|SPHN|Stephens Inc.|514
BDJ|BLACKROCK ENHANCED D|STFL|Stifel, Nicolaus & Company, Incorporated|177134
BDJ|BLACKROCK ENHANCED D|SWIM|TD Ameritrade, Inc.|15379
BDJ|BLACKROCK ENHANCED D|SWST|Hilltop Securities Inc.|15788
BDJ|BLACKROCK ENHANCED D|TKNG|ALLY INVEST SECURITIES LLC|4028
BDJ|BLACKROCK ENHANCED D|TRBT|Tradebot Systems, Inc.|3923
BDJ|BLACKROCK ENHANCED D|UBSA|UBS SECURITIES LLC|58862
BDJ|BLACKROCK ENHANCED D|UBSS|UBS Securities LLC|434526
BDJ|BLACKROCK ENHANCED D|VALX|VIRTU AMERICAS LLC|7361
BDJ|BLACKROCK ENHANCED D|VGRD|Vanguard Marketing Corporation|78665
BDJ|BLACKROCK ENHANCED D|WBET|Wallachbeth Capital LLC|1400
BDJ|BLACKROCK ENHANCED D|WCHV|WELLS FARGO SECURITIES, LLC|682231
BDJ|BLACKROCK ENHANCED D|WEDB|WEDBUSH SECURITIES INC.|6026
BDJ|BLACKROCK ENHANCED D|WEED|Weeden & Co.L.P.|730
BDJ|BLACKROCK ENHANCED D|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4869
BDJ|BLACKROCK ENHANCED D|WGIF|CIBC World Markets Inc.|3450
BDJ|BLACKROCK ENHANCED D|WSEA|WOLVERINE SECURITIES, LLC|30152
BDJ|BLACKROCK ENHANCED D|XSTM|NATIONAL FINANCIAL SERVICES LLC|12088
BDJ|BLACKROCK ENHANCED D|YKNA|COMHAR CAPITAL MARKETS, LLC|3100
BDJ|BLACKROCK ENHANCED D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|72979
BDL|FLANIGANS ENTERPRISE|BATM|CBOE TRADING, INC.|23
BDL|FLANIGANS ENTERPRISE|CANT|Cantor Fitzgerald & Co.|396
BDL|FLANIGANS ENTERPRISE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BDL|FLANIGANS ENTERPRISE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|261
BDL|FLANIGANS ENTERPRISE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|509
BDL|FLANIGANS ENTERPRISE|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
BDL|FLANIGANS ENTERPRISE|EBXL|EBX LLC|100
BDL|FLANIGANS ENTERPRISE|EDJO|Edward D. Jones & Co., L.P.|35
BDL|FLANIGANS ENTERPRISE|ETRS|E*Trade Securities LLC|32
BDL|FLANIGANS ENTERPRISE|FILL|Tradestation Securities, Inc.|381
BDL|FLANIGANS ENTERPRISE|FTBR|Foliofn Investments, Inc.|55
BDL|FLANIGANS ENTERPRISE|GLPX|ACS EXECUTION SERVICES, LLC|80
BDL|FLANIGANS ENTERPRISE|GSCO|GOLDMAN SACHS & CO. LLC|215
BDL|FLANIGANS ENTERPRISE|GSLT|GOLDMAN SACHS & CO. LLC|100
BDL|FLANIGANS ENTERPRISE|HRBF|American Enterprise Investment Services Inc.|40
BDL|FLANIGANS ENTERPRISE|IATS|INTERACTIVE BROKERS LLC|5049
BDL|FLANIGANS ENTERPRISE|IBKR|Interactive Brokers Llc|7379
BDL|FLANIGANS ENTERPRISE|INCA|INSTINET, LLC|80
BDL|FLANIGANS ENTERPRISE|INJX|INSTINET, LLC|100
BDL|FLANIGANS ENTERPRISE|ITGP|ITG INC.|600
BDL|FLANIGANS ENTERPRISE|KCGM|VIRTU Americas LLC|200
BDL|FLANIGANS ENTERPRISE|LIME|Lime Brokerage LLC|101
BDL|FLANIGANS ENTERPRISE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BDL|FLANIGANS ENTERPRISE|MSCO|MORGAN STANLEY & CO. LLC|100
BDL|FLANIGANS ENTERPRISE|NFSC|National Financial Services LLC|1631
BDL|FLANIGANS ENTERPRISE|NITE|VIRTU Americas LLC|10131
BDL|FLANIGANS ENTERPRISE|PDQM|CODA MARKETS, INC.|180
BDL|FLANIGANS ENTERPRISE|SBSH|Citigroup Global Markets Inc.|86
BDL|FLANIGANS ENTERPRISE|SWIM|TD Ameritrade, Inc.|13825
BDL|FLANIGANS ENTERPRISE|UBSA|UBS SECURITIES LLC|823
BDL|FLANIGANS ENTERPRISE|UBSS|UBS Securities LLC|895
BDL|FLANIGANS ENTERPRISE|VALX|VIRTU AMERICAS LLC|1
BDL|FLANIGANS ENTERPRISE|VGRD|Vanguard Marketing Corporation|96
BDL|FLANIGANS ENTERPRISE|WCHV|WELLS FARGO SECURITIES, LLC|130
BDL|FLANIGANS ENTERPRISE|WGIF|CIBC World Markets Inc.|98
BDL|FLANIGANS ENTERPRISE|WSEA|WOLVERINE SECURITIES, LLC|2
BDN|BRANDYWINE REALTY TR|ABLE|NATIXIS Securities Americas LLC|252000
BDN|BRANDYWINE REALTY TR|ACAD|ACADEMY SECURITIES, INC.|500
BDN|BRANDYWINE REALTY TR|ALTX|Alternet Securities Inc.|2868
BDN|BRANDYWINE REALTY TR|ANOS|ABEL/NOSER, L.L.C.|109
BDN|BRANDYWINE REALTY TR|APCC|Apex Clearing Corporation|27
BDN|BRANDYWINE REALTY TR|AQUA|AQUA SECURITIES L.P.|7700
BDN|BRANDYWINE REALTY TR|BALE|M&T SECURITIES, INC.|661
BDN|BRANDYWINE REALTY TR|BARD|Robert W. Baird & Co. Incorporated|6911
BDN|BRANDYWINE REALTY TR|BATM|CBOE TRADING, INC.|8887
BDN|BRANDYWINE REALTY TR|BAYC|BAY CREST PARTNERS, LLC|23878
BDN|BRANDYWINE REALTY TR|BBNT|BB&T SECURITIES, LLC|1285
BDN|BRANDYWINE REALTY TR|BERN|Sanford C. Bernstein & Co., LLC|8992
BDN|BRANDYWINE REALTY TR|BIDS|BIDS TRADING L.P.|9400
BDN|BRANDYWINE REALTY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6210
BDN|BRANDYWINE REALTY TR|BLKX|INSTINET, LLC|30400
BDN|BRANDYWINE REALTY TR|BMOC|BMO Capital Markets Corp.|588240
BDN|BRANDYWINE REALTY TR|BNPX|BNP PARIBAS SECURITIES CORP.|29484
BDN|BRANDYWINE REALTY TR|BTIG|BTIG, LLC|11972
BDN|BRANDYWINE REALTY TR|BYXM|CBOE TRADING, INC.|8028
BDN|BRANDYWINE REALTY TR|BZYD|GOLDMAN SACHS & CO. LLC|4787
BDN|BRANDYWINE REALTY TR|CANT|Cantor Fitzgerald & Co.|326
BDN|BRANDYWINE REALTY TR|CBLC|CITIGROUP GLOBAL MARKETS INC.|54200
BDN|BRANDYWINE REALTY TR|CHAS|Charles Schwab & Co., Inc.|2005
BDN|BRANDYWINE REALTY TR|CIST|Capital Institutional Services, Inc.|4245
BDN|BRANDYWINE REALTY TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|366686
BDN|BRANDYWINE REALTY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|97369
BDN|BRANDYWINE REALTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|479778
BDN|BRANDYWINE REALTY TR|CTDL|Citadel Derivatives Group Llc|8675
BDN|BRANDYWINE REALTY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|151642
BDN|BRANDYWINE REALTY TR|DADA|D.A. Davidson & Co.|300
BDN|BRANDYWINE REALTY TR|DAVA|Davenport & Company LLC|100
BDN|BRANDYWINE REALTY TR|DBAB|Deutsche Bank Securities Inc.|961723
BDN|BRANDYWINE REALTY TR|DBAX|Deutsche Bank Securities Inc.|525100
BDN|BRANDYWINE REALTY TR|DBUL|Deutsche Bank Securities Inc.|4105
BDN|BRANDYWINE REALTY TR|DEAN|MORGAN STANLEY|4733
BDN|BRANDYWINE REALTY TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|125169
BDN|BRANDYWINE REALTY TR|EBXL|EBX LLC|361500
BDN|BRANDYWINE REALTY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|7625
BDN|BRANDYWINE REALTY TR|EDJO|Edward D. Jones & Co., L.P.|134
BDN|BRANDYWINE REALTY TR|EGAM|CBOE TRADING, INC.|7217
BDN|BRANDYWINE REALTY TR|EGAW|CBOE TRADING, INC.|217
BDN|BRANDYWINE REALTY TR|EGXM|CBOE TRADING, INC.|200
BDN|BRANDYWINE REALTY TR|ETBE|Electronic Transaction Clearing, Inc.|8402
BDN|BRANDYWINE REALTY TR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
BDN|BRANDYWINE REALTY TR|ETCC|Electronic Transaction Clearing, Inc.|520
BDN|BRANDYWINE REALTY TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|505
BDN|BRANDYWINE REALTY TR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|76
BDN|BRANDYWINE REALTY TR|ETRS|E*Trade Securities LLC|1643
BDN|BRANDYWINE REALTY TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10247
BDN|BRANDYWINE REALTY TR|FQLS|Quantlab Securities LP|389588
BDN|BRANDYWINE REALTY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118516
BDN|BRANDYWINE REALTY TR|FTBR|Foliofn Investments, Inc.|662
BDN|BRANDYWINE REALTY TR|GARC|ICAP Corporates LLC|2000
BDN|BRANDYWINE REALTY TR|GEBB|GLOBAL EXECUTION BROKERS, LP|4100
BDN|BRANDYWINE REALTY TR|GLPX|ACS EXECUTION SERVICES, LLC|74665
BDN|BRANDYWINE REALTY TR|GNAV|GREEN STREET TRADING, LLC|61100
BDN|BRANDYWINE REALTY TR|GSCO|GOLDMAN SACHS & CO. LLC|1710310
BDN|BRANDYWINE REALTY TR|GSCS|GOLDMAN SACHS & CO. LLC|17068
BDN|BRANDYWINE REALTY TR|GSLT|GOLDMAN SACHS & CO. LLC|18765
BDN|BRANDYWINE REALTY TR|GTSZ|GTS SECURITIES LLC|150461
BDN|BRANDYWINE REALTY TR|HRBF|American Enterprise Investment Services Inc.|635
BDN|BRANDYWINE REALTY TR|HSBC|HSBC Securities, Inc.|600
BDN|BRANDYWINE REALTY TR|IATS|INTERACTIVE BROKERS LLC|2713
BDN|BRANDYWINE REALTY TR|IBKR|Interactive Brokers Llc|21223
BDN|BRANDYWINE REALTY TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2887
BDN|BRANDYWINE REALTY TR|ICBX|INSTINET, LLC|180776
BDN|BRANDYWINE REALTY TR|IEQY|CITADEL SECURITIES LLC|77007
BDN|BRANDYWINE REALTY TR|INCA|INSTINET, LLC|314753
BDN|BRANDYWINE REALTY TR|INJX|INSTINET, LLC|8929
BDN|BRANDYWINE REALTY TR|ITGI|ITG Inc.|44010
BDN|BRANDYWINE REALTY TR|ITGP|ITG INC.|279200
BDN|BRANDYWINE REALTY TR|JANY|Janney Montgomery Scott Inc.|410
BDN|BRANDYWINE REALTY TR|JEFF|JEFFERIES LLC|666102
BDN|BRANDYWINE REALTY TR|JMPT|JUMP TRADING, LLC|83970
BDN|BRANDYWINE REALTY TR|JONE|JonesTrading|12627
BDN|BRANDYWINE REALTY TR|JPBX|J.P. MORGAN SECURITIES LLC|68401
BDN|BRANDYWINE REALTY TR|JPMX|J.P. Morgan Securities LLC|779184
BDN|BRANDYWINE REALTY TR|JSJX|JANE STREET CAPITAL LLC|4565
BDN|BRANDYWINE REALTY TR|KCGM|VIRTU Americas LLC|52932
BDN|BRANDYWINE REALTY TR|LEHM|Barclays Capital Inc./Le|2027125
BDN|BRANDYWINE REALTY TR|LIME|Lime Brokerage LLC|48954
BDN|BRANDYWINE REALTY TR|LQNA|LIQUIDNET, INC.|198100
BDN|BRANDYWINE REALTY TR|LSCI|Lek Securities Corporation|29
BDN|BRANDYWINE REALTY TR|MACQ|Macquarie Capital (USA) Inc.|200
BDN|BRANDYWINE REALTY TR|MKMP|MKM Partners LLC|700
BDN|BRANDYWINE REALTY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|354066
BDN|BRANDYWINE REALTY TR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
BDN|BRANDYWINE REALTY TR|MSCO|MORGAN STANLEY & CO. LLC|1229774
BDN|BRANDYWINE REALTY TR|MSPL|MORGAN STANLEY & CO. LLC|643000
BDN|BRANDYWINE REALTY TR|MSTX|MORGAN STANLEY & CO. LLC|227600
BDN|BRANDYWINE REALTY TR|MZHO|Mizuho Securities USA LLC|25000
BDN|BRANDYWINE REALTY TR|NFSC|National Financial Services LLC|23325
BDN|BRANDYWINE REALTY TR|NITE|VIRTU Americas LLC|249648
BDN|BRANDYWINE REALTY TR|NITP|VIRTU Americas LLC|32747
BDN|BRANDYWINE REALTY TR|NQRB|Brut, LLC|2700
BDN|BRANDYWINE REALTY TR|OPCO|Oppenheimer & Co. Inc.|61
BDN|BRANDYWINE REALTY TR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|33300
BDN|BRANDYWINE REALTY TR|PDQM|CODA MARKETS, INC.|11358
BDN|BRANDYWINE REALTY TR|PHLY|NASDAQ Execution Services, LLC|1200
BDN|BRANDYWINE REALTY TR|PNSR|Penserra Securities, LLC|300
BDN|BRANDYWINE REALTY TR|PWJC|UBS Financial Services, Inc.|22
BDN|BRANDYWINE REALTY TR|RBCM|RBC CAPITAL MARKETS, LLC|2026
BDN|BRANDYWINE REALTY TR|RHCO|Suntrust Robinson Humphrey, Inc.|2532878
BDN|BRANDYWINE REALTY TR|SAGL|SAGETRADER, LLC|3880
BDN|BRANDYWINE REALTY TR|SBSH|Citigroup Global Markets Inc.|477436
BDN|BRANDYWINE REALTY TR|SEIC|SEI Investments Distribution Co.|300
BDN|BRANDYWINE REALTY TR|SGMT|GOLDMAN SACHS & CO. LLC|222093
BDN|BRANDYWINE REALTY TR|SPDR|SPEEDROUTE LLC|26200
BDN|BRANDYWINE REALTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|11524
BDN|BRANDYWINE REALTY TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6678
BDN|BRANDYWINE REALTY TR|SWIM|TD Ameritrade, Inc.|1913
BDN|BRANDYWINE REALTY TR|SWST|Hilltop Securities Inc.|147
BDN|BRANDYWINE REALTY TR|TRBT|Tradebot Systems, Inc.|176764
BDN|BRANDYWINE REALTY TR|TRCM|TRC MARKETS LLC|189892
BDN|BRANDYWINE REALTY TR|UBSA|UBS SECURITIES LLC|1035655
BDN|BRANDYWINE REALTY TR|UBSS|UBS Securities LLC|498006
BDN|BRANDYWINE REALTY TR|VALX|VIRTU AMERICAS LLC|47006
BDN|BRANDYWINE REALTY TR|VGRD|Vanguard Marketing Corporation|1418
BDN|BRANDYWINE REALTY TR|WABR|Wall Street Access|2370
BDN|BRANDYWINE REALTY TR|WBPX|SUMMIT SECURITIES GROUP, LLC|17461
BDN|BRANDYWINE REALTY TR|WCHV|WELLS FARGO SECURITIES, LLC|475593
BDN|BRANDYWINE REALTY TR|WDNX|WEEDEN & CO.L.P.|506
BDN|BRANDYWINE REALTY TR|WEDB|WEDBUSH SECURITIES INC.|954
BDN|BRANDYWINE REALTY TR|WEED|Weeden & Co.L.P.|1480
BDN|BRANDYWINE REALTY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48814
BDN|BRANDYWINE REALTY TR|WSEA|WOLVERINE SECURITIES, LLC|493
BDN|BRANDYWINE REALTY TR|XIST|INSTINET, LLC|8800
BDN|BRANDYWINE REALTY TR|XPQR|Jump Trading|987
BDN|BRANDYWINE REALTY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|26174
BDN|BRANDYWINE REALTY TR|YKNA|COMHAR CAPITAL MARKETS, LLC|2601
BDN|BRANDYWINE REALTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|907
BDR|BLONDER TONGUE|ALTX|Alternet Securities Inc.|210
BDR|BLONDER TONGUE|APCC|Apex Clearing Corporation|16839
BDR|BLONDER TONGUE|BATM|CBOE TRADING, INC.|1224
BDR|BLONDER TONGUE|BIMI|Banca IMI Securities Corp.|860
BDR|BLONDER TONGUE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4600
BDR|BLONDER TONGUE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6210
BDR|BLONDER TONGUE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26977
BDR|BLONDER TONGUE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
BDR|BLONDER TONGUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10378
BDR|BLONDER TONGUE|CTDE|CHOICETRADE|800
BDR|BLONDER TONGUE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
BDR|BLONDER TONGUE|DBAB|Deutsche Bank Securities Inc.|3200
BDR|BLONDER TONGUE|DBAX|Deutsche Bank Securities Inc.|15500
BDR|BLONDER TONGUE|DEGS|RONIN PROFESSIONAL LLC|1300
BDR|BLONDER TONGUE|EBXL|EBX LLC|4200
BDR|BLONDER TONGUE|ECUT|CONVERGEX EXECUTION SOLUTIONS|5697
BDR|BLONDER TONGUE|EDJO|Edward D. Jones & Co., L.P.|1200
BDR|BLONDER TONGUE|EGAM|CBOE TRADING, INC.|1805
BDR|BLONDER TONGUE|EGXM|CBOE TRADING, INC.|1375
BDR|BLONDER TONGUE|ETRS|E*Trade Securities LLC|306532
BDR|BLONDER TONGUE|FILL|Tradestation Securities, Inc.|20230
BDR|BLONDER TONGUE|FMAF|NBCN Inc./ CDS|850
BDR|BLONDER TONGUE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89
BDR|BLONDER TONGUE|FTBR|Foliofn Investments, Inc.|54
BDR|BLONDER TONGUE|GLIS|TD Securities Inc|1722
BDR|BLONDER TONGUE|GLPX|ACS EXECUTION SERVICES, LLC|14587
BDR|BLONDER TONGUE|GSCO|GOLDMAN SACHS & CO. LLC|753
BDR|BLONDER TONGUE|GSLT|GOLDMAN SACHS & CO. LLC|5647
BDR|BLONDER TONGUE|IATS|INTERACTIVE BROKERS LLC|13773
BDR|BLONDER TONGUE|IBKR|Interactive Brokers Llc|56372
BDR|BLONDER TONGUE|ICBX|INSTINET, LLC|4100
BDR|BLONDER TONGUE|INCA|INSTINET, LLC|29800
BDR|BLONDER TONGUE|ITGI|ITG Inc.|5113
BDR|BLONDER TONGUE|ITGP|ITG INC.|11200
BDR|BLONDER TONGUE|JEFF|JEFFERIES LLC|200
BDR|BLONDER TONGUE|JMPT|JUMP TRADING, LLC|108
BDR|BLONDER TONGUE|JPMX|J.P. Morgan Securities LLC|1600
BDR|BLONDER TONGUE|JSJX|JANE STREET CAPITAL LLC|501
BDR|BLONDER TONGUE|KCGM|VIRTU Americas LLC|1550
BDR|BLONDER TONGUE|LEHM|Barclays Capital Inc./Le|7700
BDR|BLONDER TONGUE|LIME|Lime Brokerage LLC|11372
BDR|BLONDER TONGUE|LSCI|Lek Securities Corporation|33368
BDR|BLONDER TONGUE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
BDR|BLONDER TONGUE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
BDR|BLONDER TONGUE|MOTF|MOTIF INVESTING, INC.|2
BDR|BLONDER TONGUE|MSCO|MORGAN STANLEY & CO. LLC|56263
BDR|BLONDER TONGUE|MSPL|MORGAN STANLEY & CO. LLC|1100
BDR|BLONDER TONGUE|NFSC|National Financial Services LLC|528332
BDR|BLONDER TONGUE|NITE|VIRTU Americas LLC|630493
BDR|BLONDER TONGUE|NQRB|Brut, LLC|3001
BDR|BLONDER TONGUE|NTBF|BMO Nesbitt Burns Inc./CDS|1200
BDR|BLONDER TONGUE|PDQM|CODA MARKETS, INC.|19544
BDR|BLONDER TONGUE|RGLD|Regal Securities, Inc|2000
BDR|BLONDER TONGUE|SAGL|SAGETRADER, LLC|700
BDR|BLONDER TONGUE|SBSH|Citigroup Global Markets Inc.|8068
BDR|BLONDER TONGUE|SGMT|GOLDMAN SACHS & CO. LLC|4572
BDR|BLONDER TONGUE|SPDR|SPEEDROUTE LLC|18303
BDR|BLONDER TONGUE|STXG|Stockcross Financial Services, Inc.|463
BDR|BLONDER TONGUE|SWIM|TD Ameritrade, Inc.|107425
BDR|BLONDER TONGUE|TKNG|ALLY INVEST SECURITIES LLC|3174
BDR|BLONDER TONGUE|TWTT|TASTYWORKS, INC.|50
BDR|BLONDER TONGUE|UBSA|UBS SECURITIES LLC|24251
BDR|BLONDER TONGUE|UBSS|UBS Securities LLC|74361
BDR|BLONDER TONGUE|VALX|VIRTU AMERICAS LLC|50
BDR|BLONDER TONGUE|VGRD|Vanguard Marketing Corporation|2500
BDR|BLONDER TONGUE|VSIN|Vision Financial Markets Llc|1522
BDR|BLONDER TONGUE|WCHV|WELLS FARGO SECURITIES, LLC|109588
BDR|BLONDER TONGUE|WEDB|WEDBUSH SECURITIES INC.|5600
BDR|BLONDER TONGUE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20024
BDR|BLONDER TONGUE|WGIF|CIBC World Markets Inc.|500
BDR|BLONDER TONGUE|WSEA|WOLVERINE SECURITIES, LLC|19661
BDR|BLONDER TONGUE|YKNA|COMHAR CAPITAL MARKETS, LLC|2121
BDRY|BREAKWAVE DRY BULK S|IBKR|Interactive Brokers Llc|1000
BDRY|BREAKWAVE DRY BULK S|JSJX|JANE STREET CAPITAL LLC|500
BDRY|BREAKWAVE DRY BULK S|LIME|Lime Brokerage LLC|200
BDRY|BREAKWAVE DRY BULK S|MSCO|MORGAN STANLEY & CO. LLC|100
BDRY|BREAKWAVE DRY BULK S|NFSC|National Financial Services LLC|608
BDRY|BREAKWAVE DRY BULK S|NITE|VIRTU Americas LLC|718
BDRY|BREAKWAVE DRY BULK S|SBSH|Citigroup Global Markets Inc.|58
BDRY|BREAKWAVE DRY BULK S|UBSS|UBS Securities LLC|259
BDSI|BIODELIVERY SCI INTL|AGIS|Aegis Capital Corp.|1001
BDSI|BIODELIVERY SCI INTL|APCC|Apex Clearing Corporation|48991
BDSI|BIODELIVERY SCI INTL|AQUA|AQUA SECURITIES L.P.|5000
BDSI|BIODELIVERY SCI INTL|BATM|CBOE TRADING, INC.|200
BDSI|BIODELIVERY SCI INTL|BAYT|BTIG, LLC|3900
BDSI|BIODELIVERY SCI INTL|BERN|Sanford C. Bernstein & Co., LLC|52100
BDSI|BIODELIVERY SCI INTL|BIDS|BIDS TRADING L.P.|3700
BDSI|BIODELIVERY SCI INTL|BIMI|Banca IMI Securities Corp.|4800
BDSI|BIODELIVERY SCI INTL|BKCM|BNY Mellon Capital Markets LLC|2000
BDSI|BIODELIVERY SCI INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1674
BDSI|BIODELIVERY SCI INTL|BLKX|INSTINET, LLC|380600
BDSI|BIODELIVERY SCI INTL|BTIG|BTIG, LLC|89300
BDSI|BIODELIVERY SCI INTL|CHAS|Charles Schwab & Co., Inc.|3900
BDSI|BIODELIVERY SCI INTL|CNFR|Cowen Prime Services LLC|700
BDSI|BIODELIVERY SCI INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78603
BDSI|BIODELIVERY SCI INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3702
BDSI|BIODELIVERY SCI INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121287
BDSI|BIODELIVERY SCI INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|9610
BDSI|BIODELIVERY SCI INTL|DBAB|Deutsche Bank Securities Inc.|12113
BDSI|BIODELIVERY SCI INTL|DBAX|Deutsche Bank Securities Inc.|202400
BDSI|BIODELIVERY SCI INTL|DEAN|MORGAN STANLEY|15210
BDSI|BIODELIVERY SCI INTL|DEGS|RONIN PROFESSIONAL LLC|69817
BDSI|BIODELIVERY SCI INTL|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|33176
BDSI|BIODELIVERY SCI INTL|EBXL|EBX LLC|140600
BDSI|BIODELIVERY SCI INTL|EDJO|Edward D. Jones & Co., L.P.|685
BDSI|BIODELIVERY SCI INTL|EGAM|CBOE TRADING, INC.|820
BDSI|BIODELIVERY SCI INTL|EGXW|CBOE TRADING, INC.|67701
BDSI|BIODELIVERY SCI INTL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
BDSI|BIODELIVERY SCI INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7180
BDSI|BIODELIVERY SCI INTL|ETRS|E*Trade Securities LLC|203145
BDSI|BIODELIVERY SCI INTL|FBCO|Credit Suisse Securities (USA) LLC|54948
BDSI|BIODELIVERY SCI INTL|FILL|Tradestation Securities, Inc.|9864
BDSI|BIODELIVERY SCI INTL|FMAF|NBCN Inc./ CDS|1301
BDSI|BIODELIVERY SCI INTL|FOMA|TD AMERITRADE CLEARING, INC.|466509
BDSI|BIODELIVERY SCI INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1200
BDSI|BIODELIVERY SCI INTL|FTBR|Foliofn Investments, Inc.|907
BDSI|BIODELIVERY SCI INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|6811
BDSI|BIODELIVERY SCI INTL|GLPX|ACS EXECUTION SERVICES, LLC|3500
BDSI|BIODELIVERY SCI INTL|GSCO|GOLDMAN SACHS & CO. LLC|40666
BDSI|BIODELIVERY SCI INTL|GSCS|GOLDMAN SACHS & CO. LLC|2900
BDSI|BIODELIVERY SCI INTL|GSLT|GOLDMAN SACHS & CO. LLC|4500
BDSI|BIODELIVERY SCI INTL|GTSZ|GTS SECURITIES LLC|12040
BDSI|BIODELIVERY SCI INTL|HRBF|American Enterprise Investment Services Inc.|6000
BDSI|BIODELIVERY SCI INTL|IBKR|Interactive Brokers Llc|135337
BDSI|BIODELIVERY SCI INTL|ICBX|INSTINET, LLC|29339
BDSI|BIODELIVERY SCI INTL|INCA|INSTINET, LLC|29328
BDSI|BIODELIVERY SCI INTL|INJX|INSTINET, LLC|668
BDSI|BIODELIVERY SCI INTL|ITGI|ITG Inc.|10605
BDSI|BIODELIVERY SCI INTL|ITGP|ITG INC.|299600
BDSI|BIODELIVERY SCI INTL|JANY|Janney Montgomery Scott Inc.|4290
BDSI|BIODELIVERY SCI INTL|JEFF|JEFFERIES LLC|21130
BDSI|BIODELIVERY SCI INTL|JMPT|JUMP TRADING, LLC|2070
BDSI|BIODELIVERY SCI INTL|JPMX|J.P. Morgan Securities LLC|174104
BDSI|BIODELIVERY SCI INTL|KCGM|VIRTU Americas LLC|38532
BDSI|BIODELIVERY SCI INTL|LEER|LEERINK PARTNERS LLC|700
BDSI|BIODELIVERY SCI INTL|LEHM|Barclays Capital Inc./Le|140213
BDSI|BIODELIVERY SCI INTL|LGNT|COR CLEARING LLC|195
BDSI|BIODELIVERY SCI INTL|LIME|Lime Brokerage LLC|115197
BDSI|BIODELIVERY SCI INTL|LQNA|LIQUIDNET, INC.|16400
BDSI|BIODELIVERY SCI INTL|MBTS|ALLY INVEST SECURITIES LLC|1725
BDSI|BIODELIVERY SCI INTL|MKMP|MKM Partners LLC|38400
BDSI|BIODELIVERY SCI INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121715
BDSI|BIODELIVERY SCI INTL|MSCO|MORGAN STANLEY & CO. LLC|218169
BDSI|BIODELIVERY SCI INTL|MSPL|MORGAN STANLEY & CO. LLC|58400
BDSI|BIODELIVERY SCI INTL|MSTX|MORGAN STANLEY & CO. LLC|10400
BDSI|BIODELIVERY SCI INTL|NBCS|NBC Securities, INC.|4001
BDSI|BIODELIVERY SCI INTL|NFSC|National Financial Services LLC|524855
BDSI|BIODELIVERY SCI INTL|NITE|VIRTU Americas LLC|707352
BDSI|BIODELIVERY SCI INTL|NITP|VIRTU Americas LLC|6081
BDSI|BIODELIVERY SCI INTL|NQRB|Brut, LLC|15181
BDSI|BIODELIVERY SCI INTL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
BDSI|BIODELIVERY SCI INTL|PDQM|CODA MARKETS, INC.|140999
BDSI|BIODELIVERY SCI INTL|PHLY|NASDAQ Execution Services, LLC|17600
BDSI|BIODELIVERY SCI INTL|PWJC|UBS Financial Services, Inc.|1000
BDSI|BIODELIVERY SCI INTL|RAJA|Raymond James & Associates, Inc.|16100
BDSI|BIODELIVERY SCI INTL|RBCM|RBC CAPITAL MARKETS, LLC|48325
BDSI|BIODELIVERY SCI INTL|RGLD|Regal Securities, Inc|15609
BDSI|BIODELIVERY SCI INTL|SAGL|SAGETRADER, LLC|200
BDSI|BIODELIVERY SCI INTL|SBSH|Citigroup Global Markets Inc.|5656
BDSI|BIODELIVERY SCI INTL|SGMT|GOLDMAN SACHS & CO. LLC|54099
BDSI|BIODELIVERY SCI INTL|SPDR|SPEEDROUTE LLC|12500
BDSI|BIODELIVERY SCI INTL|STFL|Stifel, Nicolaus & Company, Incorporated|6900
BDSI|BIODELIVERY SCI INTL|SWIM|TD Ameritrade, Inc.|16376
BDSI|BIODELIVERY SCI INTL|SWST|Hilltop Securities Inc.|1000
BDSI|BIODELIVERY SCI INTL|TKNG|ALLY INVEST SECURITIES LLC|2469
BDSI|BIODELIVERY SCI INTL|TRBT|Tradebot Systems, Inc.|2348
BDSI|BIODELIVERY SCI INTL|TRCM|TRC MARKETS LLC|23397
BDSI|BIODELIVERY SCI INTL|TWTT|TASTYWORKS, INC.|291
BDSI|BIODELIVERY SCI INTL|UBSA|UBS SECURITIES LLC|459506
BDSI|BIODELIVERY SCI INTL|UBSS|UBS Securities LLC|234154
BDSI|BIODELIVERY SCI INTL|VALX|VIRTU AMERICAS LLC|5040
BDSI|BIODELIVERY SCI INTL|VGRD|Vanguard Marketing Corporation|25530
BDSI|BIODELIVERY SCI INTL|WAIN|H.C. Wainwright & Co., Inc.|5515
BDSI|BIODELIVERY SCI INTL|WBLR|WILLIAM BLAIR|14029
BDSI|BIODELIVERY SCI INTL|WCHV|WELLS FARGO SECURITIES, LLC|2301847
BDSI|BIODELIVERY SCI INTL|WEDB|WEDBUSH SECURITIES INC.|4065
BDSI|BIODELIVERY SCI INTL|WEED|Weeden & Co.L.P.|500
BDSI|BIODELIVERY SCI INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9661
BDSI|BIODELIVERY SCI INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5015
BDSI|BIODELIVERY SCI INTL|WFPB|Wells Fargo Securities, LLC.|617000
BDSI|BIODELIVERY SCI INTL|WGIF|CIBC World Markets Inc.|1100
BDSI|BIODELIVERY SCI INTL|WSEA|WOLVERINE SECURITIES, LLC|4225
BDSI|BIODELIVERY SCI INTL|XIST|INSTINET, LLC|3400
BDSI|BIODELIVERY SCI INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|51170
BDSI|BIODELIVERY SCI INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14070
BDX|BECTON DICKINSON  CO|ABLE|NATIXIS Securities Americas LLC|22262
BDX|BECTON DICKINSON  CO|ALTX|Alternet Securities Inc.|6206
BDX|BECTON DICKINSON  CO|APCC|Apex Clearing Corporation|301
BDX|BECTON DICKINSON  CO|BANK|Primevest Financial Services, Inc.|500
BDX|BECTON DICKINSON  CO|BARD|Robert W. Baird & Co. Incorporated|6527
BDX|BECTON DICKINSON  CO|BATM|CBOE TRADING, INC.|13480
BDX|BECTON DICKINSON  CO|BAYC|BAY CREST PARTNERS, LLC|381
BDX|BECTON DICKINSON  CO|BAYT|BTIG, LLC|77
BDX|BECTON DICKINSON  CO|BBNT|BB&T SECURITIES, LLC|770
BDX|BECTON DICKINSON  CO|BERN|Sanford C. Bernstein & Co., LLC|55187
BDX|BECTON DICKINSON  CO|BIDS|BIDS TRADING L.P.|500
BDX|BECTON DICKINSON  CO|BIMI|Banca IMI Securities Corp.|413
BDX|BECTON DICKINSON  CO|BKCM|BNY Mellon Capital Markets LLC|63
BDX|BECTON DICKINSON  CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9884
BDX|BECTON DICKINSON  CO|BLKX|INSTINET, LLC|18517
BDX|BECTON DICKINSON  CO|BMOC|BMO Capital Markets Corp.|2080
BDX|BECTON DICKINSON  CO|BNPX|BNP PARIBAS SECURITIES CORP.|182703
BDX|BECTON DICKINSON  CO|BTIG|BTIG, LLC|15406
BDX|BECTON DICKINSON  CO|BYXM|CBOE TRADING, INC.|727
BDX|BECTON DICKINSON  CO|BZYD|GOLDMAN SACHS & CO. LLC|251
BDX|BECTON DICKINSON  CO|CABR|Cabrera Capital Markets, Inc.|370
BDX|BECTON DICKINSON  CO|CANT|Cantor Fitzgerald & Co.|1538
BDX|BECTON DICKINSON  CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|19800
BDX|BECTON DICKINSON  CO|CBRA|Cobra Trading, Inc.|200
BDX|BECTON DICKINSON  CO|CHAS|Charles Schwab & Co., Inc.|2884
BDX|BECTON DICKINSON  CO|CIBP|CIBC World Markets Corp.|34739
BDX|BECTON DICKINSON  CO|CICF|Canaccord Genuity Corp.|457
BDX|BECTON DICKINSON  CO|CIST|Capital Institutional Services, Inc.|4324
BDX|BECTON DICKINSON  CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87658
BDX|BECTON DICKINSON  CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13
BDX|BECTON DICKINSON  CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|865
BDX|BECTON DICKINSON  CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|560535
BDX|BECTON DICKINSON  CO|CTDL|Citadel Derivatives Group Llc|4252
BDX|BECTON DICKINSON  CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|36636
BDX|BECTON DICKINSON  CO|DADA|D.A. Davidson & Co.|587
BDX|BECTON DICKINSON  CO|DAVA|Davenport & Company LLC|2174
BDX|BECTON DICKINSON  CO|DBAB|Deutsche Bank Securities Inc.|448058
BDX|BECTON DICKINSON  CO|DBAX|Deutsche Bank Securities Inc.|332400
BDX|BECTON DICKINSON  CO|DBUL|Deutsche Bank Securities Inc.|1713
BDX|BECTON DICKINSON  CO|DCHF|Dart Executions, LLC|157
BDX|BECTON DICKINSON  CO|DEAN|MORGAN STANLEY|43129
BDX|BECTON DICKINSON  CO|DEGS|RONIN PROFESSIONAL LLC|300
BDX|BECTON DICKINSON  CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3064
BDX|BECTON DICKINSON  CO|DRWK|DRW SECURITIES, L.L.C.|5930
BDX|BECTON DICKINSON  CO|EBXL|EBX LLC|198800
BDX|BECTON DICKINSON  CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|11078
BDX|BECTON DICKINSON  CO|EDJC|Edward Jones / CDS|132
BDX|BECTON DICKINSON  CO|EDJO|Edward D. Jones & Co., L.P.|2382
BDX|BECTON DICKINSON  CO|EGAM|CBOE TRADING, INC.|11093
BDX|BECTON DICKINSON  CO|EGAW|CBOE TRADING, INC.|222
BDX|BECTON DICKINSON  CO|EGMT|EG MARKET TECHNOLOGIES LLC|1700
BDX|BECTON DICKINSON  CO|EGXM|CBOE TRADING, INC.|2267
BDX|BECTON DICKINSON  CO|EGXW|CBOE TRADING, INC.|326
BDX|BECTON DICKINSON  CO|ESPO|ESPOSITO SECURITIES, LLC|45
BDX|BECTON DICKINSON  CO|ETBE|Electronic Transaction Clearing, Inc.|30706
BDX|BECTON DICKINSON  CO|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
BDX|BECTON DICKINSON  CO|ETCC|Electronic Transaction Clearing, Inc.|390
BDX|BECTON DICKINSON  CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53086
BDX|BECTON DICKINSON  CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|501
BDX|BECTON DICKINSON  CO|ETRS|E*Trade Securities LLC|15257
BDX|BECTON DICKINSON  CO|FBSB|U.S. Bancorp Investments, Inc.|42
BDX|BECTON DICKINSON  CO|FIDT|Fidelity Clearing Canada ULC./ CDS|92
BDX|BECTON DICKINSON  CO|FILL|Tradestation Securities, Inc.|2007
BDX|BECTON DICKINSON  CO|FINX|FINTECH SECURITIES|3333
BDX|BECTON DICKINSON  CO|FMAF|NBCN Inc./ CDS|7862
BDX|BECTON DICKINSON  CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|46480
BDX|BECTON DICKINSON  CO|FQLS|Quantlab Securities LP|293927
BDX|BECTON DICKINSON  CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115557
BDX|BECTON DICKINSON  CO|FTBR|Foliofn Investments, Inc.|3214
BDX|BECTON DICKINSON  CO|GEBB|GLOBAL EXECUTION BROKERS, LP|6659
BDX|BECTON DICKINSON  CO|GLIS|TD Securities Inc|785
BDX|BECTON DICKINSON  CO|GLPX|ACS EXECUTION SERVICES, LLC|47356
BDX|BECTON DICKINSON  CO|GSCO|GOLDMAN SACHS & CO. LLC|1412134
BDX|BECTON DICKINSON  CO|GSCS|GOLDMAN SACHS & CO. LLC|4859
BDX|BECTON DICKINSON  CO|GSLT|GOLDMAN SACHS & CO. LLC|8831
BDX|BECTON DICKINSON  CO|GTSZ|GTS SECURITIES LLC|202634
BDX|BECTON DICKINSON  CO|HAPX|HAP Trading, LLC|100
BDX|BECTON DICKINSON  CO|HRBF|American Enterprise Investment Services Inc.|6075
BDX|BECTON DICKINSON  CO|HSBC|HSBC Securities, Inc.|2932
BDX|BECTON DICKINSON  CO|IATS|INTERACTIVE BROKERS LLC|8261
BDX|BECTON DICKINSON  CO|IBKR|Interactive Brokers Llc|10215
BDX|BECTON DICKINSON  CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2346
BDX|BECTON DICKINSON  CO|ICBX|INSTINET, LLC|58416
BDX|BECTON DICKINSON  CO|IEQY|CITADEL SECURITIES LLC|78857
BDX|BECTON DICKINSON  CO|INCA|INSTINET, LLC|312600
BDX|BECTON DICKINSON  CO|INJX|INSTINET, LLC|5980
BDX|BECTON DICKINSON  CO|ITGI|ITG Inc.|46533
BDX|BECTON DICKINSON  CO|ITGP|ITG INC.|87800
BDX|BECTON DICKINSON  CO|JANY|Janney Montgomery Scott Inc.|2516
BDX|BECTON DICKINSON  CO|JEFF|JEFFERIES LLC|163451
BDX|BECTON DICKINSON  CO|JMPT|JUMP TRADING, LLC|135893
BDX|BECTON DICKINSON  CO|JONE|JonesTrading|10
BDX|BECTON DICKINSON  CO|JPBX|J.P. MORGAN SECURITIES LLC|163169
BDX|BECTON DICKINSON  CO|JPMX|J.P. Morgan Securities LLC|649440
BDX|BECTON DICKINSON  CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|13471
BDX|BECTON DICKINSON  CO|JSJX|JANE STREET CAPITAL LLC|69583
BDX|BECTON DICKINSON  CO|KCGM|VIRTU Americas LLC|35065
BDX|BECTON DICKINSON  CO|KEYB|KEYBANC CAPITAL MARKETS INC.|10895
BDX|BECTON DICKINSON  CO|LEER|LEERINK PARTNERS LLC|69500
BDX|BECTON DICKINSON  CO|LEHM|Barclays Capital Inc./Le|786393
BDX|BECTON DICKINSON  CO|LIME|Lime Brokerage LLC|41637
BDX|BECTON DICKINSON  CO|LIWD|LIME BROKERAGE LLC|531
BDX|BECTON DICKINSON  CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|151762
BDX|BECTON DICKINSON  CO|LOOP|Loop Capital Markets LLC|9554
BDX|BECTON DICKINSON  CO|LQNA|LIQUIDNET, INC.|44100
BDX|BECTON DICKINSON  CO|LSCI|Lek Securities Corporation|322
BDX|BECTON DICKINSON  CO|MACC|Mid Atlantic Capital Corporation|4074
BDX|BECTON DICKINSON  CO|MACQ|Macquarie Capital (USA) Inc.|3300
BDX|BECTON DICKINSON  CO|MAXM|Maxim Group LLC|310
BDX|BECTON DICKINSON  CO|MCMF|Raymond James Ltd. Cds|3333
BDX|BECTON DICKINSON  CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|193789
BDX|BECTON DICKINSON  CO|MNDX|TJM Investments, LLC|8293
BDX|BECTON DICKINSON  CO|MOTF|MOTIF INVESTING, INC.|25
BDX|BECTON DICKINSON  CO|MSCO|MORGAN STANLEY & CO. LLC|1513565
BDX|BECTON DICKINSON  CO|MSPL|MORGAN STANLEY & CO. LLC|358800
BDX|BECTON DICKINSON  CO|MSTX|MORGAN STANLEY & CO. LLC|130600
BDX|BECTON DICKINSON  CO|MUFG|MUFG SECURITIES AMERICAS INC.|189713
BDX|BECTON DICKINSON  CO|MZHO|Mizuho Securities USA LLC|10000
BDX|BECTON DICKINSON  CO|NEUB|NEUBERGER BERMAN BD LLC|413
BDX|BECTON DICKINSON  CO|NFSC|National Financial Services LLC|202415
BDX|BECTON DICKINSON  CO|NITE|VIRTU Americas LLC|412096
BDX|BECTON DICKINSON  CO|NQRB|Brut, LLC|3305
BDX|BECTON DICKINSON  CO|NTBF|BMO Nesbitt Burns Inc./CDS|783
BDX|BECTON DICKINSON  CO|NTRC|Northern Trust Securities, Inc.|8102
BDX|BECTON DICKINSON  CO|OHOS|TWO SIGMA SECURITIES, LLC|60621
BDX|BECTON DICKINSON  CO|OPCO|Oppenheimer & Co. Inc.|1669
BDX|BECTON DICKINSON  CO|OTAA|OTA LLC|1300
BDX|BECTON DICKINSON  CO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|458
BDX|BECTON DICKINSON  CO|PDQM|CODA MARKETS, INC.|132899
BDX|BECTON DICKINSON  CO|PHLY|NASDAQ Execution Services, LLC|4880
BDX|BECTON DICKINSON  CO|PICT|Pictet Overseas Inc.|209
BDX|BECTON DICKINSON  CO|PIPR|Piper Jaffray & Co.|77
BDX|BECTON DICKINSON  CO|PWJC|UBS Financial Services, Inc.|738
BDX|BECTON DICKINSON  CO|QMSR|QUATTRO M SECURITIES INC.|1638
BDX|BECTON DICKINSON  CO|RBCM|RBC CAPITAL MARKETS, LLC|7262
BDX|BECTON DICKINSON  CO|RHCO|Suntrust Robinson Humphrey, Inc.|10000
BDX|BECTON DICKINSON  CO|SAGL|SAGETRADER, LLC|6720
BDX|BECTON DICKINSON  CO|SAGW|SAGETRADER, LLC|10
BDX|BECTON DICKINSON  CO|SALI|INTL FCSTONE FINANCIAL INC.|406
BDX|BECTON DICKINSON  CO|SBRX|MURIEL SIEBERT & CO INC|25
BDX|BECTON DICKINSON  CO|SBSH|Citigroup Global Markets Inc.|142274
BDX|BECTON DICKINSON  CO|SEIC|SEI Investments Distribution Co.|1976
BDX|BECTON DICKINSON  CO|SGMT|GOLDMAN SACHS & CO. LLC|114570
BDX|BECTON DICKINSON  CO|SIBO|Prime Executions, Inc.|518
BDX|BECTON DICKINSON  CO|SJLS|TRADE INFORMATICS LLC|2500
BDX|BECTON DICKINSON  CO|SPDR|SPEEDROUTE LLC|5601
BDX|BECTON DICKINSON  CO|SPHN|Stephens Inc.|165
BDX|BECTON DICKINSON  CO|STFL|Stifel, Nicolaus & Company, Incorporated|13263
BDX|BECTON DICKINSON  CO|STKP|STOCKPILE INVESTMENTS, INC.|20
BDX|BECTON DICKINSON  CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2029
BDX|BECTON DICKINSON  CO|SWIM|TD Ameritrade, Inc.|11326
BDX|BECTON DICKINSON  CO|SWST|Hilltop Securities Inc.|1783
BDX|BECTON DICKINSON  CO|TAGC|TELSEY ADVISORY GROUP LLC|5
BDX|BECTON DICKINSON  CO|TKNG|ALLY INVEST SECURITIES LLC|453
BDX|BECTON DICKINSON  CO|TMBR|Timber Hill LLC|11
BDX|BECTON DICKINSON  CO|TRBT|Tradebot Systems, Inc.|190626
BDX|BECTON DICKINSON  CO|TRCM|TRC MARKETS LLC|80960
BDX|BECTON DICKINSON  CO|TWTT|TASTYWORKS, INC.|11
BDX|BECTON DICKINSON  CO|UBSA|UBS SECURITIES LLC|786138
BDX|BECTON DICKINSON  CO|UBSS|UBS Securities LLC|1119245
BDX|BECTON DICKINSON  CO|VALX|VIRTU AMERICAS LLC|25803
BDX|BECTON DICKINSON  CO|VGRD|Vanguard Marketing Corporation|2354
BDX|BECTON DICKINSON  CO|WBLR|WILLIAM BLAIR|842
BDX|BECTON DICKINSON  CO|WBPX|SUMMIT SECURITIES GROUP, LLC|4096
BDX|BECTON DICKINSON  CO|WCHV|WELLS FARGO SECURITIES, LLC|155788
BDX|BECTON DICKINSON  CO|WDNX|WEEDEN & CO.L.P.|4612
BDX|BECTON DICKINSON  CO|WEDB|WEDBUSH SECURITIES INC.|2861
BDX|BECTON DICKINSON  CO|WEED|Weeden & Co.L.P.|1744
BDX|BECTON DICKINSON  CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21565
BDX|BECTON DICKINSON  CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17070
BDX|BECTON DICKINSON  CO|WGIF|CIBC World Markets Inc.|2063
BDX|BECTON DICKINSON  CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|517
BDX|BECTON DICKINSON  CO|WSEA|WOLVERINE SECURITIES, LLC|2579
BDX|BECTON DICKINSON  CO|WTFS|JUST2TRADE, INC.|15
BDX|BECTON DICKINSON  CO|XIST|INSTINET, LLC|30936
BDX|BECTON DICKINSON  CO|XPQR|Jump Trading|6401
BDX|BECTON DICKINSON  CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|53204
BDX|BECTON DICKINSON  CO|YKNA|COMHAR CAPITAL MARKETS, LLC|7975
BDX|BECTON DICKINSON  CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6289
BDXA|BECTON, DICKINSN ADS|APCC|Apex Clearing Corporation|30
BDXA|BECTON, DICKINSN ADS|BGCE|BGC Financial Inc.|362113
BDXA|BECTON, DICKINSN ADS|BMOC|BMO Capital Markets Corp.|5000
BDXA|BECTON, DICKINSN ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|598
BDXA|BECTON, DICKINSN ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2585
BDXA|BECTON, DICKINSN ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
BDXA|BECTON, DICKINSN ADS|DBAX|Deutsche Bank Securities Inc.|4900
BDXA|BECTON, DICKINSN ADS|DEAN|MORGAN STANLEY|32744
BDXA|BECTON, DICKINSN ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1060
BDXA|BECTON, DICKINSN ADS|EBXL|EBX LLC|1500
BDXA|BECTON, DICKINSN ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|147
BDXA|BECTON, DICKINSN ADS|EGAM|CBOE TRADING, INC.|126
BDXA|BECTON, DICKINSN ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BDXA|BECTON, DICKINSN ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BDXA|BECTON, DICKINSN ADS|ETRS|E*Trade Securities LLC|937
BDXA|BECTON, DICKINSN ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|747
BDXA|BECTON, DICKINSN ADS|GLPX|ACS EXECUTION SERVICES, LLC|1315
BDXA|BECTON, DICKINSN ADS|GSCO|GOLDMAN SACHS & CO. LLC|300
BDXA|BECTON, DICKINSN ADS|GSCS|GOLDMAN SACHS & CO. LLC|2468
BDXA|BECTON, DICKINSN ADS|GSLT|GOLDMAN SACHS & CO. LLC|300
BDXA|BECTON, DICKINSN ADS|GTSZ|GTS SECURITIES LLC|2221
BDXA|BECTON, DICKINSN ADS|HRBF|American Enterprise Investment Services Inc.|4411
BDXA|BECTON, DICKINSN ADS|IBKR|Interactive Brokers Llc|144
BDXA|BECTON, DICKINSN ADS|ICBX|INSTINET, LLC|400
BDXA|BECTON, DICKINSN ADS|INCA|INSTINET, LLC|600
BDXA|BECTON, DICKINSN ADS|INJX|INSTINET, LLC|7200
BDXA|BECTON, DICKINSN ADS|ITGI|ITG Inc.|1052
BDXA|BECTON, DICKINSN ADS|ITGP|ITG INC.|800
BDXA|BECTON, DICKINSN ADS|JEFF|JEFFERIES LLC|490
BDXA|BECTON, DICKINSN ADS|JPMX|J.P. Morgan Securities LLC|2418
BDXA|BECTON, DICKINSN ADS|JSEB|JANE STREET EXECUTION SERVICES, LLC|33040
BDXA|BECTON, DICKINSN ADS|KCGM|VIRTU Americas LLC|828
BDXA|BECTON, DICKINSN ADS|LEER|LEERINK PARTNERS LLC|35600
BDXA|BECTON, DICKINSN ADS|LEHM|Barclays Capital Inc./Le|159043
BDXA|BECTON, DICKINSN ADS|LIME|Lime Brokerage LLC|1135
BDXA|BECTON, DICKINSN ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BDXA|BECTON, DICKINSN ADS|MSCO|MORGAN STANLEY & CO. LLC|326351
BDXA|BECTON, DICKINSN ADS|MSPL|MORGAN STANLEY & CO. LLC|5600
BDXA|BECTON, DICKINSN ADS|MUFG|MUFG SECURITIES AMERICAS INC.|1893562
BDXA|BECTON, DICKINSN ADS|MZHO|Mizuho Securities USA LLC|100000
BDXA|BECTON, DICKINSN ADS|NFSC|National Financial Services LLC|2570
BDXA|BECTON, DICKINSN ADS|NITE|VIRTU Americas LLC|26458
BDXA|BECTON, DICKINSN ADS|OPCO|Oppenheimer & Co. Inc.|285
BDXA|BECTON, DICKINSN ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
BDXA|BECTON, DICKINSN ADS|PDQM|CODA MARKETS, INC.|2212
BDXA|BECTON, DICKINSN ADS|PWJC|UBS Financial Services, Inc.|37
BDXA|BECTON, DICKINSN ADS|RHCO|Suntrust Robinson Humphrey, Inc.|24989
BDXA|BECTON, DICKINSN ADS|SBSH|Citigroup Global Markets Inc.|5000
BDXA|BECTON, DICKINSN ADS|SGMT|GOLDMAN SACHS & CO. LLC|810
BDXA|BECTON, DICKINSN ADS|SPDR|SPEEDROUTE LLC|200
BDXA|BECTON, DICKINSN ADS|STFL|Stifel, Nicolaus & Company, Incorporated|7160
BDXA|BECTON, DICKINSN ADS|TRBT|Tradebot Systems, Inc.|1034
BDXA|BECTON, DICKINSN ADS|TRCM|TRC MARKETS LLC|2368
BDXA|BECTON, DICKINSN ADS|UBSA|UBS SECURITIES LLC|6261
BDXA|BECTON, DICKINSN ADS|UBSS|UBS Securities LLC|13654
BDXA|BECTON, DICKINSN ADS|VGRD|Vanguard Marketing Corporation|69
BDXA|BECTON, DICKINSN ADS|WCHV|WELLS FARGO SECURITIES, LLC|51840
BDXA|BECTON, DICKINSN ADS|WEDB|WEDBUSH SECURITIES INC.|370
BDXA|BECTON, DICKINSN ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|634
BDXA|BECTON, DICKINSN ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|563
BEAT|BIOTELEMETRY, INC.|AGIS|Aegis Capital Corp.|2917
BEAT|BIOTELEMETRY, INC.|ALTX|Alternet Securities Inc.|1910
BEAT|BIOTELEMETRY, INC.|ANOS|ABEL/NOSER, L.L.C.|2340
BEAT|BIOTELEMETRY, INC.|APCC|Apex Clearing Corporation|4317
BEAT|BIOTELEMETRY, INC.|BALE|M&T SECURITIES, INC.|244
BEAT|BIOTELEMETRY, INC.|BANK|Primevest Financial Services, Inc.|400
BEAT|BIOTELEMETRY, INC.|BARD|Robert W. Baird & Co. Incorporated|1827
BEAT|BIOTELEMETRY, INC.|BATM|CBOE TRADING, INC.|1772
BEAT|BIOTELEMETRY, INC.|BBNT|BB&T SECURITIES, LLC|1000
BEAT|BIOTELEMETRY, INC.|BERN|Sanford C. Bernstein & Co., LLC|94349
BEAT|BIOTELEMETRY, INC.|BIMI|Banca IMI Securities Corp.|2551
BEAT|BIOTELEMETRY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3991
BEAT|BIOTELEMETRY, INC.|BLKX|INSTINET, LLC|129411
BEAT|BIOTELEMETRY, INC.|BMOC|BMO Capital Markets Corp.|5125
BEAT|BIOTELEMETRY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5568
BEAT|BIOTELEMETRY, INC.|BRVL|BLAYLOCK VAN, LLC|400
BEAT|BIOTELEMETRY, INC.|BTIG|BTIG, LLC|20405
BEAT|BIOTELEMETRY, INC.|BYXM|CBOE TRADING, INC.|556
BEAT|BIOTELEMETRY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|994
BEAT|BIOTELEMETRY, INC.|CANT|Cantor Fitzgerald & Co.|208
BEAT|BIOTELEMETRY, INC.|CHAS|Charles Schwab & Co., Inc.|1150
BEAT|BIOTELEMETRY, INC.|CIST|Capital Institutional Services, Inc.|3177
BEAT|BIOTELEMETRY, INC.|COWR|Cowen and Company, LLC|2600
BEAT|BIOTELEMETRY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54262
BEAT|BIOTELEMETRY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137515
BEAT|BIOTELEMETRY, INC.|CTDL|Citadel Derivatives Group Llc|3898
BEAT|BIOTELEMETRY, INC.|CTLR|CUTLER GROUP, LP|200
BEAT|BIOTELEMETRY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|16592
BEAT|BIOTELEMETRY, INC.|DADA|D.A. Davidson & Co.|749
BEAT|BIOTELEMETRY, INC.|DAWA|Daiwa Capital Markets America Inc.|220
BEAT|BIOTELEMETRY, INC.|DBAB|Deutsche Bank Securities Inc.|187455
BEAT|BIOTELEMETRY, INC.|DBAX|Deutsche Bank Securities Inc.|92300
BEAT|BIOTELEMETRY, INC.|DEAN|MORGAN STANLEY|9455
BEAT|BIOTELEMETRY, INC.|DEGS|RONIN PROFESSIONAL LLC|800
BEAT|BIOTELEMETRY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7919
BEAT|BIOTELEMETRY, INC.|DOTC|Dougherty & Company LLC|75869
BEAT|BIOTELEMETRY, INC.|EBXL|EBX LLC|51700
BEAT|BIOTELEMETRY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|19911
BEAT|BIOTELEMETRY, INC.|EDJO|Edward D. Jones & Co., L.P.|618
BEAT|BIOTELEMETRY, INC.|EGAM|CBOE TRADING, INC.|9805
BEAT|BIOTELEMETRY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
BEAT|BIOTELEMETRY, INC.|EGXM|CBOE TRADING, INC.|1942
BEAT|BIOTELEMETRY, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1300
BEAT|BIOTELEMETRY, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|100
BEAT|BIOTELEMETRY, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
BEAT|BIOTELEMETRY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12716
BEAT|BIOTELEMETRY, INC.|ETRS|E*Trade Securities LLC|31011
BEAT|BIOTELEMETRY, INC.|FBCO|Credit Suisse Securities (USA) LLC|202865
BEAT|BIOTELEMETRY, INC.|FILL|Tradestation Securities, Inc.|3891
BEAT|BIOTELEMETRY, INC.|FINX|FINTECH SECURITIES|356
BEAT|BIOTELEMETRY, INC.|FMAF|NBCN Inc./ CDS|777
BEAT|BIOTELEMETRY, INC.|FOMA|TD AMERITRADE CLEARING, INC.|185392
BEAT|BIOTELEMETRY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1458
BEAT|BIOTELEMETRY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27804
BEAT|BIOTELEMETRY, INC.|FTBR|Foliofn Investments, Inc.|4326
BEAT|BIOTELEMETRY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|25612
BEAT|BIOTELEMETRY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2459
BEAT|BIOTELEMETRY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|237440
BEAT|BIOTELEMETRY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|60293
BEAT|BIOTELEMETRY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3436
BEAT|BIOTELEMETRY, INC.|GTSZ|GTS SECURITIES LLC|12738
BEAT|BIOTELEMETRY, INC.|HAPX|HAP Trading, LLC|100
BEAT|BIOTELEMETRY, INC.|HRBF|American Enterprise Investment Services Inc.|2224
BEAT|BIOTELEMETRY, INC.|IATS|INTERACTIVE BROKERS LLC|5832
BEAT|BIOTELEMETRY, INC.|IBKR|Interactive Brokers Llc|26575
BEAT|BIOTELEMETRY, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|590
BEAT|BIOTELEMETRY, INC.|ICBX|INSTINET, LLC|17935
BEAT|BIOTELEMETRY, INC.|IEQY|CITADEL SECURITIES LLC|31256
BEAT|BIOTELEMETRY, INC.|INCA|INSTINET, LLC|133497
BEAT|BIOTELEMETRY, INC.|INJX|INSTINET, LLC|5255
BEAT|BIOTELEMETRY, INC.|ITGI|ITG Inc.|39433
BEAT|BIOTELEMETRY, INC.|ITGP|ITG INC.|94800
BEAT|BIOTELEMETRY, INC.|JANY|Janney Montgomery Scott Inc.|1700
BEAT|BIOTELEMETRY, INC.|JEFF|JEFFERIES LLC|34219
BEAT|BIOTELEMETRY, INC.|JMPT|JUMP TRADING, LLC|16402
BEAT|BIOTELEMETRY, INC.|JONE|JonesTrading|4578
BEAT|BIOTELEMETRY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|6986
BEAT|BIOTELEMETRY, INC.|JPMX|J.P. Morgan Securities LLC|124502
BEAT|BIOTELEMETRY, INC.|JSJX|JANE STREET CAPITAL LLC|4357
BEAT|BIOTELEMETRY, INC.|JUTA|JUMP TRADING, LLC|400
BEAT|BIOTELEMETRY, INC.|KCGM|VIRTU Americas LLC|22144
BEAT|BIOTELEMETRY, INC.|KING|C. L. King & Associates, Inc.|1453
BEAT|BIOTELEMETRY, INC.|LEHM|Barclays Capital Inc./Le|301323
BEAT|BIOTELEMETRY, INC.|LIME|Lime Brokerage LLC|99898
BEAT|BIOTELEMETRY, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|269200
BEAT|BIOTELEMETRY, INC.|LQNA|LIQUIDNET, INC.|59800
BEAT|BIOTELEMETRY, INC.|LSCI|Lek Securities Corporation|36
BEAT|BIOTELEMETRY, INC.|MACC|Mid Atlantic Capital Corporation|216
BEAT|BIOTELEMETRY, INC.|MAXM|Maxim Group LLC|3476
BEAT|BIOTELEMETRY, INC.|MBTS|ALLY INVEST SECURITIES LLC|409
BEAT|BIOTELEMETRY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42351
BEAT|BIOTELEMETRY, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2300
BEAT|BIOTELEMETRY, INC.|MSCO|MORGAN STANLEY & CO. LLC|603315
BEAT|BIOTELEMETRY, INC.|MSPL|MORGAN STANLEY & CO. LLC|114600
BEAT|BIOTELEMETRY, INC.|MSTX|MORGAN STANLEY & CO. LLC|12600
BEAT|BIOTELEMETRY, INC.|NBCS|NBC Securities, INC.|900
BEAT|BIOTELEMETRY, INC.|NFSC|National Financial Services LLC|95120
BEAT|BIOTELEMETRY, INC.|NITE|VIRTU Americas LLC|235654
BEAT|BIOTELEMETRY, INC.|NITP|VIRTU Americas LLC|1603
BEAT|BIOTELEMETRY, INC.|NQRB|Brut, LLC|3734
BEAT|BIOTELEMETRY, INC.|OPCO|Oppenheimer & Co. Inc.|2078
BEAT|BIOTELEMETRY, INC.|PDQM|CODA MARKETS, INC.|8940
BEAT|BIOTELEMETRY, INC.|PHLY|NASDAQ Execution Services, LLC|4200
BEAT|BIOTELEMETRY, INC.|PIPR|Piper Jaffray & Co.|274
BEAT|BIOTELEMETRY, INC.|PWJC|UBS Financial Services, Inc.|1800
BEAT|BIOTELEMETRY, INC.|RAJA|Raymond James & Associates, Inc.|10594
BEAT|BIOTELEMETRY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4204
BEAT|BIOTELEMETRY, INC.|RGLD|Regal Securities, Inc|384
BEAT|BIOTELEMETRY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|7229
BEAT|BIOTELEMETRY, INC.|SAGL|SAGETRADER, LLC|200
BEAT|BIOTELEMETRY, INC.|SAGW|SAGETRADER, LLC|805
BEAT|BIOTELEMETRY, INC.|SBSH|Citigroup Global Markets Inc.|119207
BEAT|BIOTELEMETRY, INC.|SEIC|SEI Investments Distribution Co.|300
BEAT|BIOTELEMETRY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|49779
BEAT|BIOTELEMETRY, INC.|SPDR|SPEEDROUTE LLC|5515
BEAT|BIOTELEMETRY, INC.|SPTD|MINT GLOBAL MARKETS, INC.|400
BEAT|BIOTELEMETRY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1837
BEAT|BIOTELEMETRY, INC.|SWIM|TD Ameritrade, Inc.|54871
BEAT|BIOTELEMETRY, INC.|SWST|Hilltop Securities Inc.|3400
BEAT|BIOTELEMETRY, INC.|TKNG|ALLY INVEST SECURITIES LLC|952
BEAT|BIOTELEMETRY, INC.|TRBT|Tradebot Systems, Inc.|17889
BEAT|BIOTELEMETRY, INC.|TRCM|TRC MARKETS LLC|75318
BEAT|BIOTELEMETRY, INC.|TWTT|TASTYWORKS, INC.|209
BEAT|BIOTELEMETRY, INC.|UBSA|UBS SECURITIES LLC|207764
BEAT|BIOTELEMETRY, INC.|UBSS|UBS Securities LLC|330103
BEAT|BIOTELEMETRY, INC.|VALX|VIRTU AMERICAS LLC|6909
BEAT|BIOTELEMETRY, INC.|VERT|The Vertical Trading Group, LLC|20385
BEAT|BIOTELEMETRY, INC.|VGRD|Vanguard Marketing Corporation|14170
BEAT|BIOTELEMETRY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1040
BEAT|BIOTELEMETRY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|39405
BEAT|BIOTELEMETRY, INC.|WEDB|WEDBUSH SECURITIES INC.|3621
BEAT|BIOTELEMETRY, INC.|WEED|Weeden & Co.L.P.|920
BEAT|BIOTELEMETRY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18839
BEAT|BIOTELEMETRY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19006
BEAT|BIOTELEMETRY, INC.|WGIF|CIBC World Markets Inc.|804
BEAT|BIOTELEMETRY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|27
BEAT|BIOTELEMETRY, INC.|WORD|Worden Capital Management LLC|3550
BEAT|BIOTELEMETRY, INC.|WSEA|WOLVERINE SECURITIES, LLC|5834
BEAT|BIOTELEMETRY, INC.|WTFS|JUST2TRADE, INC.|63
BEAT|BIOTELEMETRY, INC.|XIST|INSTINET, LLC|5200
BEAT|BIOTELEMETRY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14622
BEAT|BIOTELEMETRY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2713
BECN|BEACON ROOFING SUPPL|ACLP|ALEXANDER CAPITAL, L.P.|800
BECN|BEACON ROOFING SUPPL|AGIS|Aegis Capital Corp.|2000
BECN|BEACON ROOFING SUPPL|ALTX|Alternet Securities Inc.|75973
BECN|BEACON ROOFING SUPPL|ANOS|ABEL/NOSER, L.L.C.|1008
BECN|BEACON ROOFING SUPPL|APCC|Apex Clearing Corporation|13
BECN|BEACON ROOFING SUPPL|AQUA|AQUA SECURITIES L.P.|15200
BECN|BEACON ROOFING SUPPL|BARD|Robert W. Baird & Co. Incorporated|41504
BECN|BEACON ROOFING SUPPL|BATM|CBOE TRADING, INC.|12425
BECN|BEACON ROOFING SUPPL|BAYT|BTIG, LLC|200
BECN|BEACON ROOFING SUPPL|BBNT|BB&T SECURITIES, LLC|7803
BECN|BEACON ROOFING SUPPL|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4235
BECN|BEACON ROOFING SUPPL|BERN|Sanford C. Bernstein & Co., LLC|85608
BECN|BEACON ROOFING SUPPL|BIDS|BIDS TRADING L.P.|167200
BECN|BEACON ROOFING SUPPL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7113
BECN|BEACON ROOFING SUPPL|BLKX|INSTINET, LLC|123959
BECN|BEACON ROOFING SUPPL|BMOC|BMO Capital Markets Corp.|15388
BECN|BEACON ROOFING SUPPL|BNPX|BNP PARIBAS SECURITIES CORP.|15601
BECN|BEACON ROOFING SUPPL|BRGE|Newbridge Securities Corp.|2767
BECN|BEACON ROOFING SUPPL|BTIG|BTIG, LLC|1465
BECN|BEACON ROOFING SUPPL|BYXM|CBOE TRADING, INC.|776
BECN|BEACON ROOFING SUPPL|BZYD|GOLDMAN SACHS & CO. LLC|1000
BECN|BEACON ROOFING SUPPL|CANT|Cantor Fitzgerald & Co.|10
BECN|BEACON ROOFING SUPPL|CBLC|CITIGROUP GLOBAL MARKETS INC.|17200
BECN|BEACON ROOFING SUPPL|CHAS|Charles Schwab & Co., Inc.|3087
BECN|BEACON ROOFING SUPPL|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
BECN|BEACON ROOFING SUPPL|CIST|Capital Institutional Services, Inc.|1437
BECN|BEACON ROOFING SUPPL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|466005
BECN|BEACON ROOFING SUPPL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9233
BECN|BEACON ROOFING SUPPL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
BECN|BEACON ROOFING SUPPL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|626700
BECN|BEACON ROOFING SUPPL|CTDL|Citadel Derivatives Group Llc|97271
BECN|BEACON ROOFING SUPPL|CXCX|CITIGROUP GLOBAL MARKETS INC.|174374
BECN|BEACON ROOFING SUPPL|DAVA|Davenport & Company LLC|30
BECN|BEACON ROOFING SUPPL|DBAB|Deutsche Bank Securities Inc.|869112
BECN|BEACON ROOFING SUPPL|DBAX|Deutsche Bank Securities Inc.|518000
BECN|BEACON ROOFING SUPPL|DBUL|Deutsche Bank Securities Inc.|4800
BECN|BEACON ROOFING SUPPL|DEAN|MORGAN STANLEY|8941
BECN|BEACON ROOFING SUPPL|DEGS|RONIN PROFESSIONAL LLC|6100
BECN|BEACON ROOFING SUPPL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8941
BECN|BEACON ROOFING SUPPL|EBXL|EBX LLC|612100
BECN|BEACON ROOFING SUPPL|ECUT|CONVERGEX EXECUTION SOLUTIONS|18726
BECN|BEACON ROOFING SUPPL|EDJO|Edward D. Jones & Co., L.P.|120
BECN|BEACON ROOFING SUPPL|EGAM|CBOE TRADING, INC.|70408
BECN|BEACON ROOFING SUPPL|EGAW|CBOE TRADING, INC.|201
BECN|BEACON ROOFING SUPPL|EGMT|EG MARKET TECHNOLOGIES LLC|2011
BECN|BEACON ROOFING SUPPL|EGXM|CBOE TRADING, INC.|5558
BECN|BEACON ROOFING SUPPL|ETBE|Electronic Transaction Clearing, Inc.|22948
BECN|BEACON ROOFING SUPPL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1602
BECN|BEACON ROOFING SUPPL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4216
BECN|BEACON ROOFING SUPPL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32600
BECN|BEACON ROOFING SUPPL|ETRS|E*Trade Securities LLC|40196
BECN|BEACON ROOFING SUPPL|FBCO|Credit Suisse Securities (USA) LLC|1018737
BECN|BEACON ROOFING SUPPL|FILL|Tradestation Securities, Inc.|1677
BECN|BEACON ROOFING SUPPL|FMAF|NBCN Inc./ CDS|11347
BECN|BEACON ROOFING SUPPL|FOMA|TD AMERITRADE CLEARING, INC.|112496
BECN|BEACON ROOFING SUPPL|FQLS|Quantlab Securities LP|643992
BECN|BEACON ROOFING SUPPL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|207077
BECN|BEACON ROOFING SUPPL|FTBR|Foliofn Investments, Inc.|1490
BECN|BEACON ROOFING SUPPL|GEBB|GLOBAL EXECUTION BROKERS, LP|21155
BECN|BEACON ROOFING SUPPL|GLPX|ACS EXECUTION SERVICES, LLC|187413
BECN|BEACON ROOFING SUPPL|GSCO|GOLDMAN SACHS & CO. LLC|1431210
BECN|BEACON ROOFING SUPPL|GSCS|GOLDMAN SACHS & CO. LLC|25236
BECN|BEACON ROOFING SUPPL|GSLT|GOLDMAN SACHS & CO. LLC|46034
BECN|BEACON ROOFING SUPPL|GTSZ|GTS SECURITIES LLC|27599
BECN|BEACON ROOFING SUPPL|HAPX|HAP Trading, LLC|5917
BECN|BEACON ROOFING SUPPL|HPPX|POTAMUS TRADING, LLC|871
BECN|BEACON ROOFING SUPPL|HRBF|American Enterprise Investment Services Inc.|1747
BECN|BEACON ROOFING SUPPL|HSBC|HSBC Securities, Inc.|159
BECN|BEACON ROOFING SUPPL|IATS|INTERACTIVE BROKERS LLC|19868
BECN|BEACON ROOFING SUPPL|IBKR|Interactive Brokers Llc|106236
BECN|BEACON ROOFING SUPPL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|592
BECN|BEACON ROOFING SUPPL|ICBX|INSTINET, LLC|71099
BECN|BEACON ROOFING SUPPL|IEQY|CITADEL SECURITIES LLC|57776
BECN|BEACON ROOFING SUPPL|INCA|INSTINET, LLC|850897
BECN|BEACON ROOFING SUPPL|INJX|INSTINET, LLC|43497
BECN|BEACON ROOFING SUPPL|ITGI|ITG Inc.|160731
BECN|BEACON ROOFING SUPPL|ITGP|ITG INC.|271600
BECN|BEACON ROOFING SUPPL|JANY|Janney Montgomery Scott Inc.|51
BECN|BEACON ROOFING SUPPL|JEFF|JEFFERIES LLC|397795
BECN|BEACON ROOFING SUPPL|JMPT|JUMP TRADING, LLC|176999
BECN|BEACON ROOFING SUPPL|JONE|JonesTrading|2713
BECN|BEACON ROOFING SUPPL|JPBX|J.P. MORGAN SECURITIES LLC|158520
BECN|BEACON ROOFING SUPPL|JPMX|J.P. Morgan Securities LLC|997564
BECN|BEACON ROOFING SUPPL|JSJX|JANE STREET CAPITAL LLC|9597
BECN|BEACON ROOFING SUPPL|KCGM|VIRTU Americas LLC|63258
BECN|BEACON ROOFING SUPPL|LEER|LEERINK PARTNERS LLC|940
BECN|BEACON ROOFING SUPPL|LEHM|Barclays Capital Inc./Le|1183934
BECN|BEACON ROOFING SUPPL|LIME|Lime Brokerage LLC|173525
BECN|BEACON ROOFING SUPPL|LMNX|LUMINEX TRADING & ANALYTICS LLC|85400
BECN|BEACON ROOFING SUPPL|LOOP|Loop Capital Markets LLC|132569
BECN|BEACON ROOFING SUPPL|LQNA|LIQUIDNET, INC.|764800
BECN|BEACON ROOFING SUPPL|LSCI|Lek Securities Corporation|200
BECN|BEACON ROOFING SUPPL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BECN|BEACON ROOFING SUPPL|MACC|Mid Atlantic Capital Corporation|75
BECN|BEACON ROOFING SUPPL|MAXM|Maxim Group LLC|6762
BECN|BEACON ROOFING SUPPL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|208984
BECN|BEACON ROOFING SUPPL|MOTF|MOTIF INVESTING, INC.|6
BECN|BEACON ROOFING SUPPL|MSCO|MORGAN STANLEY & CO. LLC|4264078
BECN|BEACON ROOFING SUPPL|MSPL|MORGAN STANLEY & CO. LLC|652900
BECN|BEACON ROOFING SUPPL|MSTX|MORGAN STANLEY & CO. LLC|449200
BECN|BEACON ROOFING SUPPL|MZHO|Mizuho Securities USA LLC|94900
BECN|BEACON ROOFING SUPPL|NFSC|National Financial Services LLC|93817
BECN|BEACON ROOFING SUPPL|NITE|VIRTU Americas LLC|430220
BECN|BEACON ROOFING SUPPL|NITP|VIRTU Americas LLC|1488
BECN|BEACON ROOFING SUPPL|NQRB|Brut, LLC|20906
BECN|BEACON ROOFING SUPPL|NTRC|Northern Trust Securities, Inc.|2425
BECN|BEACON ROOFING SUPPL|OPCO|Oppenheimer & Co. Inc.|1475
BECN|BEACON ROOFING SUPPL|PDQM|CODA MARKETS, INC.|654508
BECN|BEACON ROOFING SUPPL|PWJC|UBS Financial Services, Inc.|700
BECN|BEACON ROOFING SUPPL|RAJA|Raymond James & Associates, Inc.|46477
BECN|BEACON ROOFING SUPPL|RBCM|RBC CAPITAL MARKETS, LLC|4876
BECN|BEACON ROOFING SUPPL|RHCO|Suntrust Robinson Humphrey, Inc.|4071
BECN|BEACON ROOFING SUPPL|SAGL|SAGETRADER, LLC|360708
BECN|BEACON ROOFING SUPPL|SAGW|SAGETRADER, LLC|434
BECN|BEACON ROOFING SUPPL|SALI|INTL FCSTONE FINANCIAL INC.|619
BECN|BEACON ROOFING SUPPL|SBSH|Citigroup Global Markets Inc.|1189918
BECN|BEACON ROOFING SUPPL|SEIC|SEI Investments Distribution Co.|100
BECN|BEACON ROOFING SUPPL|SGMT|GOLDMAN SACHS & CO. LLC|235090
BECN|BEACON ROOFING SUPPL|SPDR|SPEEDROUTE LLC|192789
BECN|BEACON ROOFING SUPPL|SPHN|Stephens Inc.|128288
BECN|BEACON ROOFING SUPPL|SSBS|STATE STREET GLOBAL MARKETS, LLC|2050
BECN|BEACON ROOFING SUPPL|STFL|Stifel, Nicolaus & Company, Incorporated|131998
BECN|BEACON ROOFING SUPPL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
BECN|BEACON ROOFING SUPPL|SWIM|TD Ameritrade, Inc.|49623
BECN|BEACON ROOFING SUPPL|SWST|Hilltop Securities Inc.|1075
BECN|BEACON ROOFING SUPPL|TKNG|ALLY INVEST SECURITIES LLC|200
BECN|BEACON ROOFING SUPPL|TONC|CUTTONE & CO., LLC|1427
BECN|BEACON ROOFING SUPPL|TRBT|Tradebot Systems, Inc.|493414
BECN|BEACON ROOFING SUPPL|TRCM|TRC MARKETS LLC|169018
BECN|BEACON ROOFING SUPPL|TWTT|TASTYWORKS, INC.|200
BECN|BEACON ROOFING SUPPL|UBSA|UBS SECURITIES LLC|793553
BECN|BEACON ROOFING SUPPL|UBSS|UBS Securities LLC|1067163
BECN|BEACON ROOFING SUPPL|VALX|VIRTU AMERICAS LLC|13580
BECN|BEACON ROOFING SUPPL|VGRD|Vanguard Marketing Corporation|4242
BECN|BEACON ROOFING SUPPL|WBLR|WILLIAM BLAIR|27349
BECN|BEACON ROOFING SUPPL|WBPX|SUMMIT SECURITIES GROUP, LLC|200
BECN|BEACON ROOFING SUPPL|WCHV|WELLS FARGO SECURITIES, LLC|392629
BECN|BEACON ROOFING SUPPL|WEDB|WEDBUSH SECURITIES INC.|106
BECN|BEACON ROOFING SUPPL|WEED|Weeden & Co.L.P.|11485
BECN|BEACON ROOFING SUPPL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17135
BECN|BEACON ROOFING SUPPL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7664
BECN|BEACON ROOFING SUPPL|WFPB|Wells Fargo Securities, LLC.|1800
BECN|BEACON ROOFING SUPPL|WGIF|CIBC World Markets Inc.|4043
BECN|BEACON ROOFING SUPPL|WSEA|WOLVERINE SECURITIES, LLC|4222
BECN|BEACON ROOFING SUPPL|XIST|INSTINET, LLC|69320
BECN|BEACON ROOFING SUPPL|XSTM|NATIONAL FINANCIAL SERVICES LLC|41604
BECN|BEACON ROOFING SUPPL|YKNA|COMHAR CAPITAL MARKETS, LLC|23229
BECN|BEACON ROOFING SUPPL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|684
BEDU|BRIGHT SCHOLAR ADS|ALTX|Alternet Securities Inc.|3396
BEDU|BRIGHT SCHOLAR ADS|APCC|Apex Clearing Corporation|788
BEDU|BRIGHT SCHOLAR ADS|BATM|CBOE TRADING, INC.|2935
BEDU|BRIGHT SCHOLAR ADS|BAYT|BTIG, LLC|3100
BEDU|BRIGHT SCHOLAR ADS|BERN|Sanford C. Bernstein & Co., LLC|385
BEDU|BRIGHT SCHOLAR ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|503
BEDU|BRIGHT SCHOLAR ADS|BRGE|Newbridge Securities Corp.|288
BEDU|BRIGHT SCHOLAR ADS|BTIG|BTIG, LLC|14463
BEDU|BRIGHT SCHOLAR ADS|BYXM|CBOE TRADING, INC.|100
BEDU|BRIGHT SCHOLAR ADS|CHAS|Charles Schwab & Co., Inc.|6221
BEDU|BRIGHT SCHOLAR ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60191
BEDU|BRIGHT SCHOLAR ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BEDU|BRIGHT SCHOLAR ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BEDU|BRIGHT SCHOLAR ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98609
BEDU|BRIGHT SCHOLAR ADS|CTDL|Citadel Derivatives Group Llc|30
BEDU|BRIGHT SCHOLAR ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|17530
BEDU|BRIGHT SCHOLAR ADS|DBAB|Deutsche Bank Securities Inc.|28186
BEDU|BRIGHT SCHOLAR ADS|DBAX|Deutsche Bank Securities Inc.|69000
BEDU|BRIGHT SCHOLAR ADS|DBUL|Deutsche Bank Securities Inc.|1053
BEDU|BRIGHT SCHOLAR ADS|DEAN|MORGAN STANLEY|1000
BEDU|BRIGHT SCHOLAR ADS|DEGS|RONIN PROFESSIONAL LLC|6020
BEDU|BRIGHT SCHOLAR ADS|EBXL|EBX LLC|30400
BEDU|BRIGHT SCHOLAR ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|6700
BEDU|BRIGHT SCHOLAR ADS|EGAM|CBOE TRADING, INC.|7534
BEDU|BRIGHT SCHOLAR ADS|EGXM|CBOE TRADING, INC.|5290
BEDU|BRIGHT SCHOLAR ADS|ETBE|Electronic Transaction Clearing, Inc.|2183
BEDU|BRIGHT SCHOLAR ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
BEDU|BRIGHT SCHOLAR ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7844
BEDU|BRIGHT SCHOLAR ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BEDU|BRIGHT SCHOLAR ADS|ETRS|E*Trade Securities LLC|17143
BEDU|BRIGHT SCHOLAR ADS|FILL|Tradestation Securities, Inc.|1679
BEDU|BRIGHT SCHOLAR ADS|FMAF|NBCN Inc./ CDS|7489
BEDU|BRIGHT SCHOLAR ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1233
BEDU|BRIGHT SCHOLAR ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23749
BEDU|BRIGHT SCHOLAR ADS|FTBR|Foliofn Investments, Inc.|593
BEDU|BRIGHT SCHOLAR ADS|GLIS|TD Securities Inc|200
BEDU|BRIGHT SCHOLAR ADS|GLPX|ACS EXECUTION SERVICES, LLC|30965
BEDU|BRIGHT SCHOLAR ADS|GSCO|GOLDMAN SACHS & CO. LLC|41507
BEDU|BRIGHT SCHOLAR ADS|GSCS|GOLDMAN SACHS & CO. LLC|1071
BEDU|BRIGHT SCHOLAR ADS|GSLT|GOLDMAN SACHS & CO. LLC|200
BEDU|BRIGHT SCHOLAR ADS|GTSZ|GTS SECURITIES LLC|22619
BEDU|BRIGHT SCHOLAR ADS|HSBC|HSBC Securities, Inc.|2700
BEDU|BRIGHT SCHOLAR ADS|IATS|INTERACTIVE BROKERS LLC|44637
BEDU|BRIGHT SCHOLAR ADS|IBKR|Interactive Brokers Llc|43927
BEDU|BRIGHT SCHOLAR ADS|ICBX|INSTINET, LLC|52000
BEDU|BRIGHT SCHOLAR ADS|INCA|INSTINET, LLC|72810
BEDU|BRIGHT SCHOLAR ADS|ITGI|ITG Inc.|25911
BEDU|BRIGHT SCHOLAR ADS|ITGP|ITG INC.|15600
BEDU|BRIGHT SCHOLAR ADS|JEFF|JEFFERIES LLC|232217
BEDU|BRIGHT SCHOLAR ADS|JMPT|JUMP TRADING, LLC|5915
BEDU|BRIGHT SCHOLAR ADS|JPMX|J.P. Morgan Securities LLC|38731
BEDU|BRIGHT SCHOLAR ADS|JSJX|JANE STREET CAPITAL LLC|638
BEDU|BRIGHT SCHOLAR ADS|KCGM|VIRTU Americas LLC|7172
BEDU|BRIGHT SCHOLAR ADS|LEHM|Barclays Capital Inc./Le|88690
BEDU|BRIGHT SCHOLAR ADS|LIME|Lime Brokerage LLC|17877
BEDU|BRIGHT SCHOLAR ADS|LQNA|LIQUIDNET, INC.|28700
BEDU|BRIGHT SCHOLAR ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44358
BEDU|BRIGHT SCHOLAR ADS|MOTF|MOTIF INVESTING, INC.|3
BEDU|BRIGHT SCHOLAR ADS|MSCO|MORGAN STANLEY & CO. LLC|698353
BEDU|BRIGHT SCHOLAR ADS|MSPL|MORGAN STANLEY & CO. LLC|35300
BEDU|BRIGHT SCHOLAR ADS|MSTX|MORGAN STANLEY & CO. LLC|2800
BEDU|BRIGHT SCHOLAR ADS|NFSC|National Financial Services LLC|13546
BEDU|BRIGHT SCHOLAR ADS|NITE|VIRTU Americas LLC|182349
BEDU|BRIGHT SCHOLAR ADS|NQRB|Brut, LLC|1400
BEDU|BRIGHT SCHOLAR ADS|NTBF|BMO Nesbitt Burns Inc./CDS|300
BEDU|BRIGHT SCHOLAR ADS|NTFN|Network 1 Financial Securities Inc.|156556
BEDU|BRIGHT SCHOLAR ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
BEDU|BRIGHT SCHOLAR ADS|PCPT|PHILLIP CAPITAL INC.|40240
BEDU|BRIGHT SCHOLAR ADS|PDQM|CODA MARKETS, INC.|40590
BEDU|BRIGHT SCHOLAR ADS|PWJC|UBS Financial Services, Inc.|3000
BEDU|BRIGHT SCHOLAR ADS|SAGL|SAGETRADER, LLC|61455
BEDU|BRIGHT SCHOLAR ADS|SBSH|Citigroup Global Markets Inc.|7036
BEDU|BRIGHT SCHOLAR ADS|SGMT|GOLDMAN SACHS & CO. LLC|20066
BEDU|BRIGHT SCHOLAR ADS|SPDR|SPEEDROUTE LLC|1200
BEDU|BRIGHT SCHOLAR ADS|SPHN|Stephens Inc.|876
BEDU|BRIGHT SCHOLAR ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
BEDU|BRIGHT SCHOLAR ADS|SWIM|TD Ameritrade, Inc.|65537
BEDU|BRIGHT SCHOLAR ADS|TKNG|ALLY INVEST SECURITIES LLC|401
BEDU|BRIGHT SCHOLAR ADS|TRBT|Tradebot Systems, Inc.|32879
BEDU|BRIGHT SCHOLAR ADS|TRCM|TRC MARKETS LLC|20038
BEDU|BRIGHT SCHOLAR ADS|UBSA|UBS SECURITIES LLC|227946
BEDU|BRIGHT SCHOLAR ADS|UBSS|UBS Securities LLC|221617
BEDU|BRIGHT SCHOLAR ADS|VALX|VIRTU AMERICAS LLC|6454
BEDU|BRIGHT SCHOLAR ADS|VGRD|Vanguard Marketing Corporation|4431
BEDU|BRIGHT SCHOLAR ADS|WCHV|WELLS FARGO SECURITIES, LLC|600
BEDU|BRIGHT SCHOLAR ADS|WEDB|WEDBUSH SECURITIES INC.|3000
BEDU|BRIGHT SCHOLAR ADS|WEED|Weeden & Co.L.P.|319
BEDU|BRIGHT SCHOLAR ADS|WGIF|CIBC World Markets Inc.|300
BEDU|BRIGHT SCHOLAR ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|9600
BEDU|BRIGHT SCHOLAR ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|2304
BEF|ETFS BLOOMBERG ENERG|JSJX|JANE STREET CAPITAL LLC|400
BEF|ETFS BLOOMBERG ENERG|LIME|Lime Brokerage LLC|500
BEF|ETFS BLOOMBERG ENERG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BEF|ETFS BLOOMBERG ENERG|NITE|VIRTU Americas LLC|400
BEF|ETFS BLOOMBERG ENERG|NITP|VIRTU Americas LLC|3400
BEF|ETFS BLOOMBERG ENERG|SWIM|TD Ameritrade, Inc.|100
BEL|BELMOND LTD CL A|APCC|Apex Clearing Corporation|3
BEL|BELMOND LTD CL A|BAYC|BAY CREST PARTNERS, LLC|60
BEL|BELMOND LTD CL A|BERN|Sanford C. Bernstein & Co., LLC|9500
BEL|BELMOND LTD CL A|BIAD|SAGETRADER, LLC|300
BEL|BELMOND LTD CL A|BLKX|INSTINET, LLC|19200
BEL|BELMOND LTD CL A|BNPX|BNP PARIBAS SECURITIES CORP.|17348
BEL|BELMOND LTD CL A|BRVL|BLAYLOCK VAN, LLC|1000
BEL|BELMOND LTD CL A|BZYD|GOLDMAN SACHS & CO. LLC|2578
BEL|BELMOND LTD CL A|CANT|Cantor Fitzgerald & Co.|584654
BEL|BELMOND LTD CL A|CLSA|CLSA AMERICAS, LLC|170
BEL|BELMOND LTD CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7965
BEL|BELMOND LTD CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
BEL|BELMOND LTD CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86032
BEL|BELMOND LTD CL A|CTDL|Citadel Derivatives Group Llc|17321
BEL|BELMOND LTD CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|12616
BEL|BELMOND LTD CL A|DADA|D.A. Davidson & Co.|65
BEL|BELMOND LTD CL A|DBAB|Deutsche Bank Securities Inc.|18162
BEL|BELMOND LTD CL A|DBAX|Deutsche Bank Securities Inc.|56000
BEL|BELMOND LTD CL A|DBUL|Deutsche Bank Securities Inc.|500
BEL|BELMOND LTD CL A|DCHF|Dart Executions, LLC|72
BEL|BELMOND LTD CL A|DEAN|MORGAN STANLEY|1000
BEL|BELMOND LTD CL A|DEGS|RONIN PROFESSIONAL LLC|321
BEL|BELMOND LTD CL A|EBXL|EBX LLC|29200
BEL|BELMOND LTD CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|11000
BEL|BELMOND LTD CL A|EGAM|CBOE TRADING, INC.|3459
BEL|BELMOND LTD CL A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|735
BEL|BELMOND LTD CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2969
BEL|BELMOND LTD CL A|ETRS|E*Trade Securities LLC|8631
BEL|BELMOND LTD CL A|FILL|Tradestation Securities, Inc.|1750
BEL|BELMOND LTD CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
BEL|BELMOND LTD CL A|FQLS|Quantlab Securities LP|28558
BEL|BELMOND LTD CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34357
BEL|BELMOND LTD CL A|FTBR|Foliofn Investments, Inc.|28
BEL|BELMOND LTD CL A|GLPX|ACS EXECUTION SERVICES, LLC|3732
BEL|BELMOND LTD CL A|GSCO|GOLDMAN SACHS & CO. LLC|169396
BEL|BELMOND LTD CL A|GSLT|GOLDMAN SACHS & CO. LLC|5309
BEL|BELMOND LTD CL A|GTSZ|GTS SECURITIES LLC|13675
BEL|BELMOND LTD CL A|HAPX|HAP Trading, LLC|7704
BEL|BELMOND LTD CL A|HRBF|American Enterprise Investment Services Inc.|152
BEL|BELMOND LTD CL A|IBKR|Interactive Brokers Llc|3367
BEL|BELMOND LTD CL A|ICBX|INSTINET, LLC|10506
BEL|BELMOND LTD CL A|IEQY|CITADEL SECURITIES LLC|756
BEL|BELMOND LTD CL A|INCA|INSTINET, LLC|71697
BEL|BELMOND LTD CL A|INJX|INSTINET, LLC|11339
BEL|BELMOND LTD CL A|ITGI|ITG Inc.|18500
BEL|BELMOND LTD CL A|ITGP|ITG INC.|40000
BEL|BELMOND LTD CL A|JEFF|JEFFERIES LLC|36439
BEL|BELMOND LTD CL A|JMPT|JUMP TRADING, LLC|200
BEL|BELMOND LTD CL A|JPBX|J.P. MORGAN SECURITIES LLC|16730
BEL|BELMOND LTD CL A|JPMX|J.P. Morgan Securities LLC|124829
BEL|BELMOND LTD CL A|KCGM|VIRTU Americas LLC|15186
BEL|BELMOND LTD CL A|LEHM|Barclays Capital Inc./Le|159199
BEL|BELMOND LTD CL A|LIME|Lime Brokerage LLC|10874
BEL|BELMOND LTD CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|114000
BEL|BELMOND LTD CL A|LSCI|Lek Securities Corporation|437
BEL|BELMOND LTD CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54188
BEL|BELMOND LTD CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5062
BEL|BELMOND LTD CL A|MSCO|MORGAN STANLEY & CO. LLC|177506
BEL|BELMOND LTD CL A|MSPL|MORGAN STANLEY & CO. LLC|25500
BEL|BELMOND LTD CL A|MSTX|MORGAN STANLEY & CO. LLC|63300
BEL|BELMOND LTD CL A|NFSC|National Financial Services LLC|18325
BEL|BELMOND LTD CL A|NITE|VIRTU Americas LLC|22420
BEL|BELMOND LTD CL A|NITP|VIRTU Americas LLC|1800
BEL|BELMOND LTD CL A|NQRB|Brut, LLC|2900
BEL|BELMOND LTD CL A|NTRC|Northern Trust Securities, Inc.|4182
BEL|BELMOND LTD CL A|OPCO|Oppenheimer & Co. Inc.|2683
BEL|BELMOND LTD CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1595
BEL|BELMOND LTD CL A|PDQM|CODA MARKETS, INC.|40982
BEL|BELMOND LTD CL A|SAGW|SAGETRADER, LLC|1400
BEL|BELMOND LTD CL A|SBSH|Citigroup Global Markets Inc.|40274
BEL|BELMOND LTD CL A|SGMT|GOLDMAN SACHS & CO. LLC|53499
BEL|BELMOND LTD CL A|SPDR|SPEEDROUTE LLC|1300
BEL|BELMOND LTD CL A|SPHN|Stephens Inc.|870
BEL|BELMOND LTD CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
BEL|BELMOND LTD CL A|STFL|Stifel, Nicolaus & Company, Incorporated|856
BEL|BELMOND LTD CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
BEL|BELMOND LTD CL A|SWIM|TD Ameritrade, Inc.|1
BEL|BELMOND LTD CL A|TRBT|Tradebot Systems, Inc.|2798
BEL|BELMOND LTD CL A|TRCM|TRC MARKETS LLC|10400
BEL|BELMOND LTD CL A|UBSA|UBS SECURITIES LLC|347384
BEL|BELMOND LTD CL A|UBSS|UBS Securities LLC|199305
BEL|BELMOND LTD CL A|VALX|VIRTU AMERICAS LLC|57113
BEL|BELMOND LTD CL A|VGRD|Vanguard Marketing Corporation|17900
BEL|BELMOND LTD CL A|WCHV|WELLS FARGO SECURITIES, LLC|3263
BEL|BELMOND LTD CL A|WEED|Weeden & Co.L.P.|490
BEL|BELMOND LTD CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1943
BEL|BELMOND LTD CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2165
BEL|BELMOND LTD CL A|XIST|INSTINET, LLC|41600
BEL|BELMOND LTD CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
BEL|BELMOND LTD CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
BELFA|BEL FUSE CL A     ##|BATM|CBOE TRADING, INC.|6
BELFA|BEL FUSE CL A     ##|CHAS|Charles Schwab & Co., Inc.|1
BELFA|BEL FUSE CL A     ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|337
BELFA|BEL FUSE CL A     ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|601
BELFA|BEL FUSE CL A     ##|DBAB|Deutsche Bank Securities Inc.|1
BELFA|BEL FUSE CL A     ##|DEAN|MORGAN STANLEY|134
BELFA|BEL FUSE CL A     ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
BELFA|BEL FUSE CL A     ##|ETRS|E*Trade Securities LLC|1
BELFA|BEL FUSE CL A     ##|FBCO|Credit Suisse Securities (USA) LLC|200
BELFA|BEL FUSE CL A     ##|FOMA|TD AMERITRADE CLEARING, INC.|914
BELFA|BEL FUSE CL A     ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
BELFA|BEL FUSE CL A     ##|FTBR|Foliofn Investments, Inc.|432
BELFA|BEL FUSE CL A     ##|GSLT|GOLDMAN SACHS & CO. LLC|200
BELFA|BEL FUSE CL A     ##|IBKR|Interactive Brokers Llc|420
BELFA|BEL FUSE CL A     ##|INCA|INSTINET, LLC|83
BELFA|BEL FUSE CL A     ##|JSJX|JANE STREET CAPITAL LLC|400
BELFA|BEL FUSE CL A     ##|LEHM|Barclays Capital Inc./Le|13
BELFA|BEL FUSE CL A     ##|LIME|Lime Brokerage LLC|496
BELFA|BEL FUSE CL A     ##|MSCO|MORGAN STANLEY & CO. LLC|3184
BELFA|BEL FUSE CL A     ##|NFSC|National Financial Services LLC|111
BELFA|BEL FUSE CL A     ##|NITE|VIRTU Americas LLC|3653
BELFA|BEL FUSE CL A     ##|SPDR|SPEEDROUTE LLC|29
BELFA|BEL FUSE CL A     ##|SWIM|TD Ameritrade, Inc.|2100
BELFA|BEL FUSE CL A     ##|TRCM|TRC MARKETS LLC|119
BELFA|BEL FUSE CL A     ##|UBSA|UBS SECURITIES LLC|22
BELFA|BEL FUSE CL A     ##|UBSS|UBS Securities LLC|1329
BELFA|BEL FUSE CL A     ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1878
BELFA|BEL FUSE CL A     ##|WSEA|WOLVERINE SECURITIES, LLC|200
BELFB|BEL FUSE INC CL B ##|ALTX|Alternet Securities Inc.|100
BELFB|BEL FUSE INC CL B ##|APCC|Apex Clearing Corporation|192
BELFB|BEL FUSE INC CL B ##|BATM|CBOE TRADING, INC.|688
BELFB|BEL FUSE INC CL B ##|BERN|Sanford C. Bernstein & Co., LLC|20
BELFB|BEL FUSE INC CL B ##|BLKX|INSTINET, LLC|50000
BELFB|BEL FUSE INC CL B ##|BMOC|BMO Capital Markets Corp.|1537
BELFB|BEL FUSE INC CL B ##|BNPX|BNP PARIBAS SECURITIES CORP.|2217
BELFB|BEL FUSE INC CL B ##|BRVL|BLAYLOCK VAN, LLC|100
BELFB|BEL FUSE INC CL B ##|BTIG|BTIG, LLC|39
BELFB|BEL FUSE INC CL B ##|BZYD|GOLDMAN SACHS & CO. LLC|803
BELFB|BEL FUSE INC CL B ##|CHAS|Charles Schwab & Co., Inc.|24
BELFB|BEL FUSE INC CL B ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1522
BELFB|BEL FUSE INC CL B ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2060
BELFB|BEL FUSE INC CL B ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3378
BELFB|BEL FUSE INC CL B ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4325
BELFB|BEL FUSE INC CL B ##|CTDL|Citadel Derivatives Group Llc|177
BELFB|BEL FUSE INC CL B ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2360
BELFB|BEL FUSE INC CL B ##|DBAB|Deutsche Bank Securities Inc.|29257
BELFB|BEL FUSE INC CL B ##|DBAX|Deutsche Bank Securities Inc.|1200
BELFB|BEL FUSE INC CL B ##|DEGS|RONIN PROFESSIONAL LLC|2530
BELFB|BEL FUSE INC CL B ##|EBXL|EBX LLC|600
BELFB|BEL FUSE INC CL B ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2404
BELFB|BEL FUSE INC CL B ##|EGAM|CBOE TRADING, INC.|200
BELFB|BEL FUSE INC CL B ##|EGXM|CBOE TRADING, INC.|39
BELFB|BEL FUSE INC CL B ##|ETRS|E*Trade Securities LLC|700
BELFB|BEL FUSE INC CL B ##|FBCO|Credit Suisse Securities (USA) LLC|58454
BELFB|BEL FUSE INC CL B ##|FOMA|TD AMERITRADE CLEARING, INC.|7988
BELFB|BEL FUSE INC CL B ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2230
BELFB|BEL FUSE INC CL B ##|FTBR|Foliofn Investments, Inc.|5
BELFB|BEL FUSE INC CL B ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2254
BELFB|BEL FUSE INC CL B ##|GLPX|ACS EXECUTION SERVICES, LLC|744
BELFB|BEL FUSE INC CL B ##|GSCO|GOLDMAN SACHS & CO. LLC|63647
BELFB|BEL FUSE INC CL B ##|GSCS|GOLDMAN SACHS & CO. LLC|216
BELFB|BEL FUSE INC CL B ##|GTSZ|GTS SECURITIES LLC|1415
BELFB|BEL FUSE INC CL B ##|IATS|INTERACTIVE BROKERS LLC|3038
BELFB|BEL FUSE INC CL B ##|IBKR|Interactive Brokers Llc|1725
BELFB|BEL FUSE INC CL B ##|ICBX|INSTINET, LLC|6600
BELFB|BEL FUSE INC CL B ##|IEQY|CITADEL SECURITIES LLC|743
BELFB|BEL FUSE INC CL B ##|INCA|INSTINET, LLC|12996
BELFB|BEL FUSE INC CL B ##|INJX|INSTINET, LLC|200
BELFB|BEL FUSE INC CL B ##|ITGI|ITG Inc.|2694
BELFB|BEL FUSE INC CL B ##|ITGP|ITG INC.|1800
BELFB|BEL FUSE INC CL B ##|JANY|Janney Montgomery Scott Inc.|70
BELFB|BEL FUSE INC CL B ##|JEFF|JEFFERIES LLC|348
BELFB|BEL FUSE INC CL B ##|JPMX|J.P. Morgan Securities LLC|11512
BELFB|BEL FUSE INC CL B ##|KCGM|VIRTU Americas LLC|400
BELFB|BEL FUSE INC CL B ##|LEHM|Barclays Capital Inc./Le|15837
BELFB|BEL FUSE INC CL B ##|LIME|Lime Brokerage LLC|52808
BELFB|BEL FUSE INC CL B ##|LOOP|Loop Capital Markets LLC|600
BELFB|BEL FUSE INC CL B ##|MAXM|Maxim Group LLC|755
BELFB|BEL FUSE INC CL B ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
BELFB|BEL FUSE INC CL B ##|MSCO|MORGAN STANLEY & CO. LLC|70855
BELFB|BEL FUSE INC CL B ##|MSPL|MORGAN STANLEY & CO. LLC|6600
BELFB|BEL FUSE INC CL B ##|NFSC|National Financial Services LLC|4150
BELFB|BEL FUSE INC CL B ##|NITE|VIRTU Americas LLC|18466
BELFB|BEL FUSE INC CL B ##|PDQM|CODA MARKETS, INC.|1244
BELFB|BEL FUSE INC CL B ##|RBCM|RBC CAPITAL MARKETS, LLC|30
BELFB|BEL FUSE INC CL B ##|SAGW|SAGETRADER, LLC|265
BELFB|BEL FUSE INC CL B ##|SBSH|Citigroup Global Markets Inc.|13385
BELFB|BEL FUSE INC CL B ##|SGMT|GOLDMAN SACHS & CO. LLC|700
BELFB|BEL FUSE INC CL B ##|SWIM|TD Ameritrade, Inc.|8335
BELFB|BEL FUSE INC CL B ##|TRBT|Tradebot Systems, Inc.|672
BELFB|BEL FUSE INC CL B ##|TRCM|TRC MARKETS LLC|7350
BELFB|BEL FUSE INC CL B ##|UBSA|UBS SECURITIES LLC|8047
BELFB|BEL FUSE INC CL B ##|UBSS|UBS Securities LLC|42977
BELFB|BEL FUSE INC CL B ##|VALX|VIRTU AMERICAS LLC|1078
BELFB|BEL FUSE INC CL B ##|WCHV|WELLS FARGO SECURITIES, LLC|2070
BELFB|BEL FUSE INC CL B ##|WEED|Weeden & Co.L.P.|7600
BELFB|BEL FUSE INC CL B ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|129
BELFB|BEL FUSE INC CL B ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|156
BELFB|BEL FUSE INC CL B ##|WSEA|WOLVERINE SECURITIES, LLC|156
BELFB|BEL FUSE INC CL B ##|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BEMO|APTUS BEHAVIORAL MOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1220
BEMO|APTUS BEHAVIORAL MOM|CANT|Cantor Fitzgerald & Co.|60550
BEMO|APTUS BEHAVIORAL MOM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10550
BEMO|APTUS BEHAVIORAL MOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
BEMO|APTUS BEHAVIORAL MOM|DBAX|Deutsche Bank Securities Inc.|200
BEMO|APTUS BEHAVIORAL MOM|EBXL|EBX LLC|100
BEMO|APTUS BEHAVIORAL MOM|ETRS|E*Trade Securities LLC|50
BEMO|APTUS BEHAVIORAL MOM|IBKR|Interactive Brokers Llc|1094
BEMO|APTUS BEHAVIORAL MOM|JPMX|J.P. Morgan Securities LLC|800
BEMO|APTUS BEHAVIORAL MOM|JSEB|JANE STREET EXECUTION SERVICES, LLC|15717
BEMO|APTUS BEHAVIORAL MOM|JSJX|JANE STREET CAPITAL LLC|124563
BEMO|APTUS BEHAVIORAL MOM|KCGM|VIRTU Americas LLC|2164
BEMO|APTUS BEHAVIORAL MOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3028
BEMO|APTUS BEHAVIORAL MOM|MOTF|MOTIF INVESTING, INC.|3
BEMO|APTUS BEHAVIORAL MOM|MSCO|MORGAN STANLEY & CO. LLC|3750
BEMO|APTUS BEHAVIORAL MOM|NFSC|National Financial Services LLC|128374
BEMO|APTUS BEHAVIORAL MOM|NITE|VIRTU Americas LLC|47067
BEMO|APTUS BEHAVIORAL MOM|NQRB|Brut, LLC|100
BEMO|APTUS BEHAVIORAL MOM|RBCM|RBC CAPITAL MARKETS, LLC|300
BEMO|APTUS BEHAVIORAL MOM|SALI|INTL FCSTONE FINANCIAL INC.|69
BEMO|APTUS BEHAVIORAL MOM|SGMT|GOLDMAN SACHS & CO. LLC|200
BEMO|APTUS BEHAVIORAL MOM|SWIM|TD Ameritrade, Inc.|672
BEMO|APTUS BEHAVIORAL MOM|UBSA|UBS SECURITIES LLC|2203
BEMO|APTUS BEHAVIORAL MOM|UBSS|UBS Securities LLC|1581
BEMO|APTUS BEHAVIORAL MOM|VGRD|Vanguard Marketing Corporation|30
BEMO|APTUS BEHAVIORAL MOM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5194
BEMO|APTUS BEHAVIORAL MOM|WSEA|WOLVERINE SECURITIES, LLC|10
BEMO|APTUS BEHAVIORAL MOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|872
BEN|FRANKLIN RES INC|ABLE|NATIXIS Securities Americas LLC|6255
BEN|FRANKLIN RES INC|ALTX|Alternet Securities Inc.|40160
BEN|FRANKLIN RES INC|ANOS|ABEL/NOSER, L.L.C.|27300
BEN|FRANKLIN RES INC|APCC|Apex Clearing Corporation|607
BEN|FRANKLIN RES INC|BALE|M&T SECURITIES, INC.|4400
BEN|FRANKLIN RES INC|BARD|Robert W. Baird & Co. Incorporated|6959
BEN|FRANKLIN RES INC|BATM|CBOE TRADING, INC.|18809
BEN|FRANKLIN RES INC|BAYC|BAY CREST PARTNERS, LLC|14190
BEN|FRANKLIN RES INC|BAYT|BTIG, LLC|20100
BEN|FRANKLIN RES INC|BBNT|BB&T SECURITIES, LLC|225
BEN|FRANKLIN RES INC|BERN|Sanford C. Bernstein & Co., LLC|212423
BEN|FRANKLIN RES INC|BIDS|BIDS TRADING L.P.|485700
BEN|FRANKLIN RES INC|BIMI|Banca IMI Securities Corp.|300
BEN|FRANKLIN RES INC|BKCM|BNY Mellon Capital Markets LLC|178
BEN|FRANKLIN RES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46174
BEN|FRANKLIN RES INC|BLKX|INSTINET, LLC|524434
BEN|FRANKLIN RES INC|BNPX|BNP PARIBAS SECURITIES CORP.|312098
BEN|FRANKLIN RES INC|BTIG|BTIG, LLC|285506
BEN|FRANKLIN RES INC|BYXM|CBOE TRADING, INC.|1600
BEN|FRANKLIN RES INC|BZYD|GOLDMAN SACHS & CO. LLC|100
BEN|FRANKLIN RES INC|CABR|Cabrera Capital Markets, Inc.|50
BEN|FRANKLIN RES INC|CANT|Cantor Fitzgerald & Co.|1455
BEN|FRANKLIN RES INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|219640
BEN|FRANKLIN RES INC|CHAS|Charles Schwab & Co., Inc.|4170
BEN|FRANKLIN RES INC|CIBP|CIBC World Markets Corp.|71718
BEN|FRANKLIN RES INC|CIOI|CITIGROUP GLOBAL MARKETS INC|111300
BEN|FRANKLIN RES INC|CIST|Capital Institutional Services, Inc.|15615
BEN|FRANKLIN RES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|213883
BEN|FRANKLIN RES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5780
BEN|FRANKLIN RES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5556
BEN|FRANKLIN RES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|806663
BEN|FRANKLIN RES INC|CTDL|Citadel Derivatives Group Llc|13018
BEN|FRANKLIN RES INC|CTLR|CUTLER GROUP, LP|1367
BEN|FRANKLIN RES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|129370
BEN|FRANKLIN RES INC|DADA|D.A. Davidson & Co.|458
BEN|FRANKLIN RES INC|DBAB|Deutsche Bank Securities Inc.|1369826
BEN|FRANKLIN RES INC|DBAX|Deutsche Bank Securities Inc.|992200
BEN|FRANKLIN RES INC|DBUL|Deutsche Bank Securities Inc.|3900
BEN|FRANKLIN RES INC|DCHF|Dart Executions, LLC|6102
BEN|FRANKLIN RES INC|DEAN|MORGAN STANLEY|28066
BEN|FRANKLIN RES INC|DEGS|RONIN PROFESSIONAL LLC|200
BEN|FRANKLIN RES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|93
BEN|FRANKLIN RES INC|EBXL|EBX LLC|559400
BEN|FRANKLIN RES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15968
BEN|FRANKLIN RES INC|EDJO|Edward D. Jones & Co., L.P.|10694
BEN|FRANKLIN RES INC|EGAM|CBOE TRADING, INC.|42866
BEN|FRANKLIN RES INC|EGAW|CBOE TRADING, INC.|1276
BEN|FRANKLIN RES INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
BEN|FRANKLIN RES INC|EGXM|CBOE TRADING, INC.|6343
BEN|FRANKLIN RES INC|ESPO|ESPOSITO SECURITIES, LLC|259
BEN|FRANKLIN RES INC|ETBE|Electronic Transaction Clearing, Inc.|25673
BEN|FRANKLIN RES INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
BEN|FRANKLIN RES INC|ETCB|ETC BROKERAGE SERVICES, LLC|15
BEN|FRANKLIN RES INC|ETCC|Electronic Transaction Clearing, Inc.|1191
BEN|FRANKLIN RES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6727
BEN|FRANKLIN RES INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3637
BEN|FRANKLIN RES INC|ETRS|E*Trade Securities LLC|62770
BEN|FRANKLIN RES INC|FIDT|Fidelity Clearing Canada ULC./ CDS|11
BEN|FRANKLIN RES INC|FILL|Tradestation Securities, Inc.|13167
BEN|FRANKLIN RES INC|FINX|FINTECH SECURITIES|7176
BEN|FRANKLIN RES INC|FMAF|NBCN Inc./ CDS|1845
BEN|FRANKLIN RES INC|FMCO|First Manhattan Co|300
BEN|FRANKLIN RES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4964
BEN|FRANKLIN RES INC|FQLS|Quantlab Securities LP|1042894
BEN|FRANKLIN RES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125109
BEN|FRANKLIN RES INC|FTBR|Foliofn Investments, Inc.|8385
BEN|FRANKLIN RES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1052
BEN|FRANKLIN RES INC|GLPX|ACS EXECUTION SERVICES, LLC|117501
BEN|FRANKLIN RES INC|GSCO|GOLDMAN SACHS & CO. LLC|3674269
BEN|FRANKLIN RES INC|GSCS|GOLDMAN SACHS & CO. LLC|7860
BEN|FRANKLIN RES INC|GSLT|GOLDMAN SACHS & CO. LLC|33707
BEN|FRANKLIN RES INC|GTSZ|GTS SECURITIES LLC|328884
BEN|FRANKLIN RES INC|HAPX|HAP Trading, LLC|268
BEN|FRANKLIN RES INC|HRBF|American Enterprise Investment Services Inc.|7665
BEN|FRANKLIN RES INC|HSBC|HSBC Securities, Inc.|787
BEN|FRANKLIN RES INC|IATS|INTERACTIVE BROKERS LLC|13022
BEN|FRANKLIN RES INC|IBKR|Interactive Brokers Llc|28228
BEN|FRANKLIN RES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|527
BEN|FRANKLIN RES INC|ICBX|INSTINET, LLC|155786
BEN|FRANKLIN RES INC|IEQY|CITADEL SECURITIES LLC|242012
BEN|FRANKLIN RES INC|IMPC|Imperial Capital, LLC|1700
BEN|FRANKLIN RES INC|INCA|INSTINET, LLC|494291
BEN|FRANKLIN RES INC|INJX|INSTINET, LLC|6628
BEN|FRANKLIN RES INC|ITGI|ITG Inc.|116886
BEN|FRANKLIN RES INC|ITGP|ITG INC.|909000
BEN|FRANKLIN RES INC|JANY|Janney Montgomery Scott Inc.|4902
BEN|FRANKLIN RES INC|JEFF|JEFFERIES LLC|431457
BEN|FRANKLIN RES INC|JMPT|JUMP TRADING, LLC|239678
BEN|FRANKLIN RES INC|JPBX|J.P. MORGAN SECURITIES LLC|325263
BEN|FRANKLIN RES INC|JPMX|J.P. Morgan Securities LLC|1329740
BEN|FRANKLIN RES INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1796
BEN|FRANKLIN RES INC|JSJX|JANE STREET CAPITAL LLC|22446
BEN|FRANKLIN RES INC|KBWI|Keefe, Bruyette & Woods, Inc.|225000
BEN|FRANKLIN RES INC|KCGM|VIRTU Americas LLC|97464
BEN|FRANKLIN RES INC|LEHM|Barclays Capital Inc./Le|3079912
BEN|FRANKLIN RES INC|LIME|Lime Brokerage LLC|133704
BEN|FRANKLIN RES INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|520158
BEN|FRANKLIN RES INC|LOOP|Loop Capital Markets LLC|479383
BEN|FRANKLIN RES INC|LQNA|LIQUIDNET, INC.|16900
BEN|FRANKLIN RES INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BEN|FRANKLIN RES INC|MACC|Mid Atlantic Capital Corporation|1621
BEN|FRANKLIN RES INC|MACQ|Macquarie Capital (USA) Inc.|700
BEN|FRANKLIN RES INC|MAVB|Great Point Capital LLC|400
BEN|FRANKLIN RES INC|MKMP|MKM Partners LLC|42000
BEN|FRANKLIN RES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|424153
BEN|FRANKLIN RES INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3272
BEN|FRANKLIN RES INC|MOTF|MOTIF INVESTING, INC.|6
BEN|FRANKLIN RES INC|MSCO|MORGAN STANLEY & CO. LLC|3046873
BEN|FRANKLIN RES INC|MSPL|MORGAN STANLEY & CO. LLC|1004100
BEN|FRANKLIN RES INC|MSTX|MORGAN STANLEY & CO. LLC|627000
BEN|FRANKLIN RES INC|NATL|National Securities Corporation|100
BEN|FRANKLIN RES INC|NBCS|NBC Securities, INC.|100
BEN|FRANKLIN RES INC|NFSC|National Financial Services LLC|676706
BEN|FRANKLIN RES INC|NITE|VIRTU Americas LLC|714710
BEN|FRANKLIN RES INC|NITP|VIRTU Americas LLC|100
BEN|FRANKLIN RES INC|NQRB|Brut, LLC|31486
BEN|FRANKLIN RES INC|NTBF|BMO Nesbitt Burns Inc./CDS|85
BEN|FRANKLIN RES INC|NTRC|Northern Trust Securities, Inc.|2161
BEN|FRANKLIN RES INC|OHOS|TWO SIGMA SECURITIES, LLC|88879
BEN|FRANKLIN RES INC|OPCO|Oppenheimer & Co. Inc.|1707
BEN|FRANKLIN RES INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|24012
BEN|FRANKLIN RES INC|PDQM|CODA MARKETS, INC.|263014
BEN|FRANKLIN RES INC|PHLY|NASDAQ Execution Services, LLC|800
BEN|FRANKLIN RES INC|PWJC|UBS Financial Services, Inc.|9199
BEN|FRANKLIN RES INC|QMSR|QUATTRO M SECURITIES INC.|1711
BEN|FRANKLIN RES INC|RBCM|RBC CAPITAL MARKETS, LLC|17637
BEN|FRANKLIN RES INC|SAGL|SAGETRADER, LLC|171752
BEN|FRANKLIN RES INC|SAGW|SAGETRADER, LLC|35
BEN|FRANKLIN RES INC|SALI|INTL FCSTONE FINANCIAL INC.|721
BEN|FRANKLIN RES INC|SBSH|Citigroup Global Markets Inc.|318607
BEN|FRANKLIN RES INC|SEIC|SEI Investments Distribution Co.|1938
BEN|FRANKLIN RES INC|SGMT|GOLDMAN SACHS & CO. LLC|359837
BEN|FRANKLIN RES INC|SPDR|SPEEDROUTE LLC|43115
BEN|FRANKLIN RES INC|SPHN|Stephens Inc.|25958
BEN|FRANKLIN RES INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
BEN|FRANKLIN RES INC|STFL|Stifel, Nicolaus & Company, Incorporated|13105
BEN|FRANKLIN RES INC|STKP|STOCKPILE INVESTMENTS, INC.|48
BEN|FRANKLIN RES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11413
BEN|FRANKLIN RES INC|SWIM|TD Ameritrade, Inc.|28158
BEN|FRANKLIN RES INC|SWST|Hilltop Securities Inc.|9111
BEN|FRANKLIN RES INC|TAGC|TELSEY ADVISORY GROUP LLC|46
BEN|FRANKLIN RES INC|TKNG|ALLY INVEST SECURITIES LLC|44
BEN|FRANKLIN RES INC|TRBT|Tradebot Systems, Inc.|397093
BEN|FRANKLIN RES INC|TRCM|TRC MARKETS LLC|638890
BEN|FRANKLIN RES INC|TWTT|TASTYWORKS, INC.|3809
BEN|FRANKLIN RES INC|UBSA|UBS SECURITIES LLC|1539597
BEN|FRANKLIN RES INC|UBSS|UBS Securities LLC|1695902
BEN|FRANKLIN RES INC|VALX|VIRTU AMERICAS LLC|39633
BEN|FRANKLIN RES INC|VGRD|Vanguard Marketing Corporation|15889
BEN|FRANKLIN RES INC|WABR|Wall Street Access|10860
BEN|FRANKLIN RES INC|WBLR|WILLIAM BLAIR|35
BEN|FRANKLIN RES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|29709
BEN|FRANKLIN RES INC|WCHV|WELLS FARGO SECURITIES, LLC|237060
BEN|FRANKLIN RES INC|WDNX|WEEDEN & CO.L.P.|73242
BEN|FRANKLIN RES INC|WEDB|WEDBUSH SECURITIES INC.|21504
BEN|FRANKLIN RES INC|WEED|Weeden & Co.L.P.|1979
BEN|FRANKLIN RES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30992
BEN|FRANKLIN RES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5681
BEN|FRANKLIN RES INC|WGIF|CIBC World Markets Inc.|210
BEN|FRANKLIN RES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|12835
BEN|FRANKLIN RES INC|WORD|Worden Capital Management LLC|57
BEN|FRANKLIN RES INC|WSEA|WOLVERINE SECURITIES, LLC|3533
BEN|FRANKLIN RES INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|90
BEN|FRANKLIN RES INC|XIST|INSTINET, LLC|159818
BEN|FRANKLIN RES INC|XPQR|Jump Trading|1100
BEN|FRANKLIN RES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|98596
BEN|FRANKLIN RES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3758
BEN|FRANKLIN RES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9300
BEP|BROOKFIELD RENEWABLE|ALTX|Alternet Securities Inc.|14660
BEP|BROOKFIELD RENEWABLE|APCC|Apex Clearing Corporation|710
BEP|BROOKFIELD RENEWABLE|BANK|Primevest Financial Services, Inc.|1252
BEP|BROOKFIELD RENEWABLE|BARD|Robert W. Baird & Co. Incorporated|1090
BEP|BROOKFIELD RENEWABLE|BATM|CBOE TRADING, INC.|982
BEP|BROOKFIELD RENEWABLE|BBNT|BB&T SECURITIES, LLC|12
BEP|BROOKFIELD RENEWABLE|BKCM|BNY Mellon Capital Markets LLC|845
BEP|BROOKFIELD RENEWABLE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3743
BEP|BROOKFIELD RENEWABLE|BZYD|GOLDMAN SACHS & CO. LLC|1987
BEP|BROOKFIELD RENEWABLE|CANT|Cantor Fitzgerald & Co.|2500
BEP|BROOKFIELD RENEWABLE|CHAS|Charles Schwab & Co., Inc.|901
BEP|BROOKFIELD RENEWABLE|CICF|Canaccord Genuity Corp.|829
BEP|BROOKFIELD RENEWABLE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5100
BEP|BROOKFIELD RENEWABLE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6598
BEP|BROOKFIELD RENEWABLE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BEP|BROOKFIELD RENEWABLE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25693
BEP|BROOKFIELD RENEWABLE|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
BEP|BROOKFIELD RENEWABLE|DADA|D.A. Davidson & Co.|650
BEP|BROOKFIELD RENEWABLE|DAVA|Davenport & Company LLC|11806
BEP|BROOKFIELD RENEWABLE|DBAB|Deutsche Bank Securities Inc.|13146
BEP|BROOKFIELD RENEWABLE|DBAX|Deutsche Bank Securities Inc.|2900
BEP|BROOKFIELD RENEWABLE|DCHF|Dart Executions, LLC|400
BEP|BROOKFIELD RENEWABLE|DEAN|MORGAN STANLEY|2840
BEP|BROOKFIELD RENEWABLE|EBXL|EBX LLC|50400
BEP|BROOKFIELD RENEWABLE|ECUT|CONVERGEX EXECUTION SOLUTIONS|7746
BEP|BROOKFIELD RENEWABLE|EDJO|Edward D. Jones & Co., L.P.|4275
BEP|BROOKFIELD RENEWABLE|EGAM|CBOE TRADING, INC.|898
BEP|BROOKFIELD RENEWABLE|EGMT|EG MARKET TECHNOLOGIES LLC|100
BEP|BROOKFIELD RENEWABLE|EGXM|CBOE TRADING, INC.|1268
BEP|BROOKFIELD RENEWABLE|ETBE|Electronic Transaction Clearing, Inc.|500
BEP|BROOKFIELD RENEWABLE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
BEP|BROOKFIELD RENEWABLE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1209
BEP|BROOKFIELD RENEWABLE|ETRS|E*Trade Securities LLC|62842
BEP|BROOKFIELD RENEWABLE|FBSB|U.S. Bancorp Investments, Inc.|525
BEP|BROOKFIELD RENEWABLE|FILL|Tradestation Securities, Inc.|1308
BEP|BROOKFIELD RENEWABLE|FMAF|NBCN Inc./ CDS|524
BEP|BROOKFIELD RENEWABLE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5374
BEP|BROOKFIELD RENEWABLE|FTBR|Foliofn Investments, Inc.|886
BEP|BROOKFIELD RENEWABLE|GLIS|TD Securities Inc|502
BEP|BROOKFIELD RENEWABLE|GLPX|ACS EXECUTION SERVICES, LLC|3032
BEP|BROOKFIELD RENEWABLE|GSCO|GOLDMAN SACHS & CO. LLC|3373
BEP|BROOKFIELD RENEWABLE|GSCS|GOLDMAN SACHS & CO. LLC|1600
BEP|BROOKFIELD RENEWABLE|GTSZ|GTS SECURITIES LLC|1113
BEP|BROOKFIELD RENEWABLE|HRBF|American Enterprise Investment Services Inc.|17690
BEP|BROOKFIELD RENEWABLE|IATS|INTERACTIVE BROKERS LLC|4443
BEP|BROOKFIELD RENEWABLE|IBKR|Interactive Brokers Llc|7206
BEP|BROOKFIELD RENEWABLE|ICBX|INSTINET, LLC|29840
BEP|BROOKFIELD RENEWABLE|INCA|INSTINET, LLC|93658
BEP|BROOKFIELD RENEWABLE|ITGI|ITG Inc.|28960
BEP|BROOKFIELD RENEWABLE|ITGP|ITG INC.|6800
BEP|BROOKFIELD RENEWABLE|JANY|Janney Montgomery Scott Inc.|1366
BEP|BROOKFIELD RENEWABLE|JMPT|JUMP TRADING, LLC|803
BEP|BROOKFIELD RENEWABLE|JPMX|J.P. Morgan Securities LLC|12720
BEP|BROOKFIELD RENEWABLE|JSJX|JANE STREET CAPITAL LLC|746
BEP|BROOKFIELD RENEWABLE|KCGM|VIRTU Americas LLC|15079
BEP|BROOKFIELD RENEWABLE|LEHM|Barclays Capital Inc./Le|3200
BEP|BROOKFIELD RENEWABLE|LIME|Lime Brokerage LLC|7326
BEP|BROOKFIELD RENEWABLE|MCMF|Raymond James Ltd. Cds|175
BEP|BROOKFIELD RENEWABLE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
BEP|BROOKFIELD RENEWABLE|MOTF|MOTIF INVESTING, INC.|6
BEP|BROOKFIELD RENEWABLE|MSCO|MORGAN STANLEY & CO. LLC|29427
BEP|BROOKFIELD RENEWABLE|MSPL|MORGAN STANLEY & CO. LLC|2400
BEP|BROOKFIELD RENEWABLE|NBCS|NBC Securities, INC.|155
BEP|BROOKFIELD RENEWABLE|NFSC|National Financial Services LLC|94568
BEP|BROOKFIELD RENEWABLE|NITE|VIRTU Americas LLC|193935
BEP|BROOKFIELD RENEWABLE|NITP|VIRTU Americas LLC|10
BEP|BROOKFIELD RENEWABLE|NQRB|Brut, LLC|300
BEP|BROOKFIELD RENEWABLE|NTBF|BMO Nesbitt Burns Inc./CDS|1118
BEP|BROOKFIELD RENEWABLE|OPCO|Oppenheimer & Co. Inc.|1899
BEP|BROOKFIELD RENEWABLE|PCPT|PHILLIP CAPITAL INC.|170
BEP|BROOKFIELD RENEWABLE|PDQM|CODA MARKETS, INC.|1400
BEP|BROOKFIELD RENEWABLE|PWJC|UBS Financial Services, Inc.|4550
BEP|BROOKFIELD RENEWABLE|RBCM|RBC CAPITAL MARKETS, LLC|6776
BEP|BROOKFIELD RENEWABLE|SALI|INTL FCSTONE FINANCIAL INC.|550
BEP|BROOKFIELD RENEWABLE|SBSH|Citigroup Global Markets Inc.|2075
BEP|BROOKFIELD RENEWABLE|SGMT|GOLDMAN SACHS & CO. LLC|2521
BEP|BROOKFIELD RENEWABLE|SPDR|SPEEDROUTE LLC|100
BEP|BROOKFIELD RENEWABLE|STFL|Stifel, Nicolaus & Company, Incorporated|1387
BEP|BROOKFIELD RENEWABLE|SWIM|TD Ameritrade, Inc.|22373
BEP|BROOKFIELD RENEWABLE|TKNG|ALLY INVEST SECURITIES LLC|3804
BEP|BROOKFIELD RENEWABLE|TRBT|Tradebot Systems, Inc.|3212
BEP|BROOKFIELD RENEWABLE|TRCM|TRC MARKETS LLC|12073
BEP|BROOKFIELD RENEWABLE|UBSA|UBS SECURITIES LLC|41031
BEP|BROOKFIELD RENEWABLE|UBSS|UBS Securities LLC|33989
BEP|BROOKFIELD RENEWABLE|VALX|VIRTU AMERICAS LLC|4267
BEP|BROOKFIELD RENEWABLE|VGRD|Vanguard Marketing Corporation|34412
BEP|BROOKFIELD RENEWABLE|VNDS|VANDHAM SECURITIES CORP|13460
BEP|BROOKFIELD RENEWABLE|WABR|Wall Street Access|2432
BEP|BROOKFIELD RENEWABLE|WCHV|WELLS FARGO SECURITIES, LLC|49274
BEP|BROOKFIELD RENEWABLE|WEDB|WEDBUSH SECURITIES INC.|100
BEP|BROOKFIELD RENEWABLE|WEED|Weeden & Co.L.P.|100
BEP|BROOKFIELD RENEWABLE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1770
BEP|BROOKFIELD RENEWABLE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7
BEP|BROOKFIELD RENEWABLE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
BEP|BROOKFIELD RENEWABLE|WSEA|WOLVERINE SECURITIES, LLC|2063
BEP|BROOKFIELD RENEWABLE|XSTM|NATIONAL FINANCIAL SERVICES LLC|21528
BEP|BROOKFIELD RENEWABLE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5904
BERN|BERNSTEIN U.S. RESEA|NFSC|National Financial Services LLC|1
BERN|BERNSTEIN U.S. RESEA|NITE|VIRTU Americas LLC|174
BERN|BERNSTEIN U.S. RESEA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1195
BERY|BERRY GLOBAL GROUP|ADAM|CANACCORD GENUITY INC.|11760
BERY|BERRY GLOBAL GROUP|ALTX|Alternet Securities Inc.|28748
BERY|BERRY GLOBAL GROUP|APCC|Apex Clearing Corporation|717
BERY|BERRY GLOBAL GROUP|BANK|Primevest Financial Services, Inc.|7
BERY|BERRY GLOBAL GROUP|BARD|Robert W. Baird & Co. Incorporated|145357
BERY|BERRY GLOBAL GROUP|BATM|CBOE TRADING, INC.|7463
BERY|BERRY GLOBAL GROUP|BAYT|BTIG, LLC|900
BERY|BERRY GLOBAL GROUP|BBNT|BB&T SECURITIES, LLC|314
BERY|BERRY GLOBAL GROUP|BERN|Sanford C. Bernstein & Co., LLC|103107
BERY|BERRY GLOBAL GROUP|BIDS|BIDS TRADING L.P.|20470
BERY|BERRY GLOBAL GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5496
BERY|BERRY GLOBAL GROUP|BLKX|INSTINET, LLC|606262
BERY|BERRY GLOBAL GROUP|BMOC|BMO Capital Markets Corp.|20
BERY|BERRY GLOBAL GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|8621
BERY|BERRY GLOBAL GROUP|BTIG|BTIG, LLC|418527
BERY|BERRY GLOBAL GROUP|BYXM|CBOE TRADING, INC.|2428
BERY|BERRY GLOBAL GROUP|CANT|Cantor Fitzgerald & Co.|1591413
BERY|BERRY GLOBAL GROUP|CHAS|Charles Schwab & Co., Inc.|1008
BERY|BERRY GLOBAL GROUP|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
BERY|BERRY GLOBAL GROUP|CIST|Capital Institutional Services, Inc.|678
BERY|BERRY GLOBAL GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|513998
BERY|BERRY GLOBAL GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9371
BERY|BERRY GLOBAL GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|945111
BERY|BERRY GLOBAL GROUP|CTDL|Citadel Derivatives Group Llc|8909
BERY|BERRY GLOBAL GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|111096
BERY|BERRY GLOBAL GROUP|DADA|D.A. Davidson & Co.|187
BERY|BERRY GLOBAL GROUP|DAVA|Davenport & Company LLC|26
BERY|BERRY GLOBAL GROUP|DBAB|Deutsche Bank Securities Inc.|851304
BERY|BERRY GLOBAL GROUP|DBAX|Deutsche Bank Securities Inc.|700900
BERY|BERRY GLOBAL GROUP|DBUL|Deutsche Bank Securities Inc.|7370
BERY|BERRY GLOBAL GROUP|DCHF|Dart Executions, LLC|1207
BERY|BERRY GLOBAL GROUP|DEAN|MORGAN STANLEY|3507
BERY|BERRY GLOBAL GROUP|DEGS|RONIN PROFESSIONAL LLC|800
BERY|BERRY GLOBAL GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2274
BERY|BERRY GLOBAL GROUP|EBXL|EBX LLC|334700
BERY|BERRY GLOBAL GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10216
BERY|BERRY GLOBAL GROUP|EDJO|Edward D. Jones & Co., L.P.|16746
BERY|BERRY GLOBAL GROUP|EGAM|CBOE TRADING, INC.|38784
BERY|BERRY GLOBAL GROUP|EGAW|CBOE TRADING, INC.|300
BERY|BERRY GLOBAL GROUP|EGXM|CBOE TRADING, INC.|8829
BERY|BERRY GLOBAL GROUP|ETBE|Electronic Transaction Clearing, Inc.|21518
BERY|BERRY GLOBAL GROUP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
BERY|BERRY GLOBAL GROUP|ETCC|Electronic Transaction Clearing, Inc.|570
BERY|BERRY GLOBAL GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9680
BERY|BERRY GLOBAL GROUP|ETRS|E*Trade Securities LLC|21532
BERY|BERRY GLOBAL GROUP|FBSB|U.S. Bancorp Investments, Inc.|20
BERY|BERRY GLOBAL GROUP|FILL|Tradestation Securities, Inc.|4998
BERY|BERRY GLOBAL GROUP|FINX|FINTECH SECURITIES|664
BERY|BERRY GLOBAL GROUP|FMAF|NBCN Inc./ CDS|808
BERY|BERRY GLOBAL GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4444
BERY|BERRY GLOBAL GROUP|FQLS|Quantlab Securities LP|485074
BERY|BERRY GLOBAL GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|201497
BERY|BERRY GLOBAL GROUP|FTBR|Foliofn Investments, Inc.|1151
BERY|BERRY GLOBAL GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|6162
BERY|BERRY GLOBAL GROUP|GLPX|ACS EXECUTION SERVICES, LLC|144751
BERY|BERRY GLOBAL GROUP|GSCO|GOLDMAN SACHS & CO. LLC|1446385
BERY|BERRY GLOBAL GROUP|GSCS|GOLDMAN SACHS & CO. LLC|22462
BERY|BERRY GLOBAL GROUP|GSLT|GOLDMAN SACHS & CO. LLC|32338
BERY|BERRY GLOBAL GROUP|GTSZ|GTS SECURITIES LLC|84014
BERY|BERRY GLOBAL GROUP|HAPX|HAP Trading, LLC|3993
BERY|BERRY GLOBAL GROUP|HRBF|American Enterprise Investment Services Inc.|2330
BERY|BERRY GLOBAL GROUP|HSBC|HSBC Securities, Inc.|639
BERY|BERRY GLOBAL GROUP|IATS|INTERACTIVE BROKERS LLC|9611
BERY|BERRY GLOBAL GROUP|IBKR|Interactive Brokers Llc|18300
BERY|BERRY GLOBAL GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2614
BERY|BERRY GLOBAL GROUP|ICBX|INSTINET, LLC|130080
BERY|BERRY GLOBAL GROUP|IMPC|Imperial Capital, LLC|100
BERY|BERRY GLOBAL GROUP|INCA|INSTINET, LLC|695577
BERY|BERRY GLOBAL GROUP|INJX|INSTINET, LLC|705
BERY|BERRY GLOBAL GROUP|ITGI|ITG Inc.|388663
BERY|BERRY GLOBAL GROUP|ITGP|ITG INC.|1021200
BERY|BERRY GLOBAL GROUP|JANY|Janney Montgomery Scott Inc.|857
BERY|BERRY GLOBAL GROUP|JEFF|JEFFERIES LLC|161357
BERY|BERRY GLOBAL GROUP|JMPT|JUMP TRADING, LLC|91301
BERY|BERRY GLOBAL GROUP|JONE|JonesTrading|110
BERY|BERRY GLOBAL GROUP|JPBX|J.P. MORGAN SECURITIES LLC|184037
BERY|BERRY GLOBAL GROUP|JPMX|J.P. Morgan Securities LLC|1023847
BERY|BERRY GLOBAL GROUP|JSJX|JANE STREET CAPITAL LLC|41643
BERY|BERRY GLOBAL GROUP|KCGM|VIRTU Americas LLC|105246
BERY|BERRY GLOBAL GROUP|LAFF|R. F. Lafferty & Co., Inc.|10100
BERY|BERRY GLOBAL GROUP|LEHM|Barclays Capital Inc./Le|1449961
BERY|BERRY GLOBAL GROUP|LIME|Lime Brokerage LLC|23132
BERY|BERRY GLOBAL GROUP|LMNX|LUMINEX TRADING & ANALYTICS LLC|333560
BERY|BERRY GLOBAL GROUP|LOOP|Loop Capital Markets LLC|13979
BERY|BERRY GLOBAL GROUP|LQNA|LIQUIDNET, INC.|74400
BERY|BERRY GLOBAL GROUP|LSCI|Lek Securities Corporation|204
BERY|BERRY GLOBAL GROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
BERY|BERRY GLOBAL GROUP|MACC|Mid Atlantic Capital Corporation|231
BERY|BERRY GLOBAL GROUP|MACQ|Macquarie Capital (USA) Inc.|9769
BERY|BERRY GLOBAL GROUP|MAXM|Maxim Group LLC|111
BERY|BERRY GLOBAL GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|217185
BERY|BERRY GLOBAL GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
BERY|BERRY GLOBAL GROUP|MNDX|TJM Investments, LLC|4570
BERY|BERRY GLOBAL GROUP|MSCO|MORGAN STANLEY & CO. LLC|4054292
BERY|BERRY GLOBAL GROUP|MSPL|MORGAN STANLEY & CO. LLC|688600
BERY|BERRY GLOBAL GROUP|MSTX|MORGAN STANLEY & CO. LLC|384300
BERY|BERRY GLOBAL GROUP|MULL|MARK J. MULLER EQUITIES, INC.|68023
BERY|BERRY GLOBAL GROUP|NFSC|National Financial Services LLC|123249
BERY|BERRY GLOBAL GROUP|NITE|VIRTU Americas LLC|438245
BERY|BERRY GLOBAL GROUP|NITP|VIRTU Americas LLC|1715
BERY|BERRY GLOBAL GROUP|NQRB|Brut, LLC|11567
BERY|BERRY GLOBAL GROUP|NTBF|BMO Nesbitt Burns Inc./CDS|3700
BERY|BERRY GLOBAL GROUP|NTRC|Northern Trust Securities, Inc.|106
BERY|BERRY GLOBAL GROUP|OPCO|Oppenheimer & Co. Inc.|763720
BERY|BERRY GLOBAL GROUP|PDQM|CODA MARKETS, INC.|470221
BERY|BERRY GLOBAL GROUP|PWJC|UBS Financial Services, Inc.|21
BERY|BERRY GLOBAL GROUP|RBCM|RBC CAPITAL MARKETS, LLC|6011
BERY|BERRY GLOBAL GROUP|SAGL|SAGETRADER, LLC|147473
BERY|BERRY GLOBAL GROUP|SAGW|SAGETRADER, LLC|518
BERY|BERRY GLOBAL GROUP|SBSH|Citigroup Global Markets Inc.|274539
BERY|BERRY GLOBAL GROUP|SEIC|SEI Investments Distribution Co.|11788
BERY|BERRY GLOBAL GROUP|SGMT|GOLDMAN SACHS & CO. LLC|199059
BERY|BERRY GLOBAL GROUP|SPDR|SPEEDROUTE LLC|17085
BERY|BERRY GLOBAL GROUP|STFC|Stuart Frankel & Co., Incorporated|9100
BERY|BERRY GLOBAL GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|1101
BERY|BERRY GLOBAL GROUP|STKP|STOCKPILE INVESTMENTS, INC.|18
BERY|BERRY GLOBAL GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3158
BERY|BERRY GLOBAL GROUP|SWIM|TD Ameritrade, Inc.|4297
BERY|BERRY GLOBAL GROUP|SWST|Hilltop Securities Inc.|1800
BERY|BERRY GLOBAL GROUP|TKNG|ALLY INVEST SECURITIES LLC|198
BERY|BERRY GLOBAL GROUP|TRBT|Tradebot Systems, Inc.|288494
BERY|BERRY GLOBAL GROUP|TRCM|TRC MARKETS LLC|104083
BERY|BERRY GLOBAL GROUP|UBSA|UBS SECURITIES LLC|975135
BERY|BERRY GLOBAL GROUP|UBSS|UBS Securities LLC|776926
BERY|BERRY GLOBAL GROUP|VALX|VIRTU AMERICAS LLC|7327
BERY|BERRY GLOBAL GROUP|VGRD|Vanguard Marketing Corporation|4343
BERY|BERRY GLOBAL GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|2378
BERY|BERRY GLOBAL GROUP|WCHV|WELLS FARGO SECURITIES, LLC|186346
BERY|BERRY GLOBAL GROUP|WDNX|WEEDEN & CO.L.P.|1372
BERY|BERRY GLOBAL GROUP|WEDB|WEDBUSH SECURITIES INC.|926
BERY|BERRY GLOBAL GROUP|WEED|Weeden & Co.L.P.|47998
BERY|BERRY GLOBAL GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12202
BERY|BERRY GLOBAL GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16405
BERY|BERRY GLOBAL GROUP|WFPB|Wells Fargo Securities, LLC.|1500
BERY|BERRY GLOBAL GROUP|WGIF|CIBC World Markets Inc.|200
BERY|BERRY GLOBAL GROUP|WSEA|WOLVERINE SECURITIES, LLC|10003
BERY|BERRY GLOBAL GROUP|XIST|INSTINET, LLC|39966
BERY|BERRY GLOBAL GROUP|XPQR|Jump Trading|2721
BERY|BERRY GLOBAL GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|74588
BERY|BERRY GLOBAL GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|2876
BERY|BERRY GLOBAL GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2658
BF.A|BROWN FORMAN INC A|ALTX|Alternet Securities Inc.|1400
BF.A|BROWN FORMAN INC A|APCC|Apex Clearing Corporation|122
BF.A|BROWN FORMAN INC A|BARD|Robert W. Baird & Co. Incorporated|847
BF.A|BROWN FORMAN INC A|BATM|CBOE TRADING, INC.|863
BF.A|BROWN FORMAN INC A|BERN|Sanford C. Bernstein & Co., LLC|30718
BF.A|BROWN FORMAN INC A|BNPX|BNP PARIBAS SECURITIES CORP.|189
BF.A|BROWN FORMAN INC A|BTIG|BTIG, LLC|663
BF.A|BROWN FORMAN INC A|BYXM|CBOE TRADING, INC.|300
BF.A|BROWN FORMAN INC A|CHAS|Charles Schwab & Co., Inc.|50
BF.A|BROWN FORMAN INC A|CIST|Capital Institutional Services, Inc.|946
BF.A|BROWN FORMAN INC A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4137
BF.A|BROWN FORMAN INC A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|370
BF.A|BROWN FORMAN INC A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1437
BF.A|BROWN FORMAN INC A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18167
BF.A|BROWN FORMAN INC A|CTDL|Citadel Derivatives Group Llc|1430
BF.A|BROWN FORMAN INC A|CXCX|CITIGROUP GLOBAL MARKETS INC.|306
BF.A|BROWN FORMAN INC A|DADA|D.A. Davidson & Co.|300
BF.A|BROWN FORMAN INC A|DBAB|Deutsche Bank Securities Inc.|20492
BF.A|BROWN FORMAN INC A|DBAX|Deutsche Bank Securities Inc.|16500
BF.A|BROWN FORMAN INC A|DEAN|MORGAN STANLEY|5753
BF.A|BROWN FORMAN INC A|EBXL|EBX LLC|22100
BF.A|BROWN FORMAN INC A|ECUT|CONVERGEX EXECUTION SOLUTIONS|25
BF.A|BROWN FORMAN INC A|EDJO|Edward D. Jones & Co., L.P.|680
BF.A|BROWN FORMAN INC A|EGAM|CBOE TRADING, INC.|2372
BF.A|BROWN FORMAN INC A|EGAW|CBOE TRADING, INC.|100
BF.A|BROWN FORMAN INC A|EGXM|CBOE TRADING, INC.|325
BF.A|BROWN FORMAN INC A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
BF.A|BROWN FORMAN INC A|ETRS|E*Trade Securities LLC|9325
BF.A|BROWN FORMAN INC A|FILL|Tradestation Securities, Inc.|101
BF.A|BROWN FORMAN INC A|FMAF|NBCN Inc./ CDS|40
BF.A|BROWN FORMAN INC A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4506
BF.A|BROWN FORMAN INC A|FTBR|Foliofn Investments, Inc.|324
BF.A|BROWN FORMAN INC A|GEBB|GLOBAL EXECUTION BROKERS, LP|5651
BF.A|BROWN FORMAN INC A|GLPX|ACS EXECUTION SERVICES, LLC|25314
BF.A|BROWN FORMAN INC A|GSCO|GOLDMAN SACHS & CO. LLC|18571
BF.A|BROWN FORMAN INC A|GSLT|GOLDMAN SACHS & CO. LLC|114
BF.A|BROWN FORMAN INC A|GTSZ|GTS SECURITIES LLC|14340
BF.A|BROWN FORMAN INC A|HRBF|American Enterprise Investment Services Inc.|128
BF.A|BROWN FORMAN INC A|IATS|INTERACTIVE BROKERS LLC|8963
BF.A|BROWN FORMAN INC A|IBKR|Interactive Brokers Llc|8155
BF.A|BROWN FORMAN INC A|ICBX|INSTINET, LLC|4900
BF.A|BROWN FORMAN INC A|INCA|INSTINET, LLC|32572
BF.A|BROWN FORMAN INC A|INJX|INSTINET, LLC|914
BF.A|BROWN FORMAN INC A|ITGI|ITG Inc.|6059
BF.A|BROWN FORMAN INC A|ITGP|ITG INC.|20000
BF.A|BROWN FORMAN INC A|JANY|Janney Montgomery Scott Inc.|150
BF.A|BROWN FORMAN INC A|JEFF|JEFFERIES LLC|2041
BF.A|BROWN FORMAN INC A|JPBX|J.P. MORGAN SECURITIES LLC|767
BF.A|BROWN FORMAN INC A|JPMX|J.P. Morgan Securities LLC|31864
BF.A|BROWN FORMAN INC A|JSJX|JANE STREET CAPITAL LLC|147
BF.A|BROWN FORMAN INC A|KCGM|VIRTU Americas LLC|4802
BF.A|BROWN FORMAN INC A|LEHM|Barclays Capital Inc./Le|45837
BF.A|BROWN FORMAN INC A|LIME|Lime Brokerage LLC|2933
BF.A|BROWN FORMAN INC A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
BF.A|BROWN FORMAN INC A|MOTF|MOTIF INVESTING, INC.|2
BF.A|BROWN FORMAN INC A|MSCO|MORGAN STANLEY & CO. LLC|173879
BF.A|BROWN FORMAN INC A|MSPL|MORGAN STANLEY & CO. LLC|15300
BF.A|BROWN FORMAN INC A|MSTX|MORGAN STANLEY & CO. LLC|200
BF.A|BROWN FORMAN INC A|NFSC|National Financial Services LLC|19934
BF.A|BROWN FORMAN INC A|NITE|VIRTU Americas LLC|66731
BF.A|BROWN FORMAN INC A|NQRB|Brut, LLC|100
BF.A|BROWN FORMAN INC A|OPCO|Oppenheimer & Co. Inc.|300
BF.A|BROWN FORMAN INC A|PDQM|CODA MARKETS, INC.|66809
BF.A|BROWN FORMAN INC A|PWJC|UBS Financial Services, Inc.|1600
BF.A|BROWN FORMAN INC A|RBCM|RBC CAPITAL MARKETS, LLC|2525
BF.A|BROWN FORMAN INC A|SAGW|SAGETRADER, LLC|200
BF.A|BROWN FORMAN INC A|SALI|INTL FCSTONE FINANCIAL INC.|370
BF.A|BROWN FORMAN INC A|SBSH|Citigroup Global Markets Inc.|1853
BF.A|BROWN FORMAN INC A|SGMT|GOLDMAN SACHS & CO. LLC|8888
BF.A|BROWN FORMAN INC A|SPDR|SPEEDROUTE LLC|2600
BF.A|BROWN FORMAN INC A|SPHN|Stephens Inc.|283
BF.A|BROWN FORMAN INC A|STFL|Stifel, Nicolaus & Company, Incorporated|850
BF.A|BROWN FORMAN INC A|STKP|STOCKPILE INVESTMENTS, INC.|6
BF.A|BROWN FORMAN INC A|SWIM|TD Ameritrade, Inc.|977
BF.A|BROWN FORMAN INC A|SWST|Hilltop Securities Inc.|72
BF.A|BROWN FORMAN INC A|TRBT|Tradebot Systems, Inc.|4544
BF.A|BROWN FORMAN INC A|TRCM|TRC MARKETS LLC|958
BF.A|BROWN FORMAN INC A|UBSA|UBS SECURITIES LLC|66029
BF.A|BROWN FORMAN INC A|UBSS|UBS Securities LLC|37217
BF.A|BROWN FORMAN INC A|VALX|VIRTU AMERICAS LLC|7443
BF.A|BROWN FORMAN INC A|VGRD|Vanguard Marketing Corporation|1922
BF.A|BROWN FORMAN INC A|WBLR|WILLIAM BLAIR|20
BF.A|BROWN FORMAN INC A|WCHV|WELLS FARGO SECURITIES, LLC|9040
BF.A|BROWN FORMAN INC A|WEDB|WEDBUSH SECURITIES INC.|40
BF.A|BROWN FORMAN INC A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8000
BF.A|BROWN FORMAN INC A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3784
BF.A|BROWN FORMAN INC A|WSEA|WOLVERINE SECURITIES, LLC|40
BF.A|BROWN FORMAN INC A|XIST|INSTINET, LLC|20200
BF.A|BROWN FORMAN INC A|XPQR|Jump Trading|100
BF.A|BROWN FORMAN INC A|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
BF.A|BROWN FORMAN INC A|YKNA|COMHAR CAPITAL MARKETS, LLC|5743
BF.A|BROWN FORMAN INC A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1544
BF.B|BROWN FORMAN INC B|ABLE|NATIXIS Securities Americas LLC|84734
BF.B|BROWN FORMAN INC B|AGIS|Aegis Capital Corp.|3075
BF.B|BROWN FORMAN INC B|ALTX|Alternet Securities Inc.|19995
BF.B|BROWN FORMAN INC B|APCC|Apex Clearing Corporation|126
BF.B|BROWN FORMAN INC B|AVON|Avondale Partners, LLC|137
BF.B|BROWN FORMAN INC B|BANK|Primevest Financial Services, Inc.|13
BF.B|BROWN FORMAN INC B|BARD|Robert W. Baird & Co. Incorporated|4993
BF.B|BROWN FORMAN INC B|BATM|CBOE TRADING, INC.|12418
BF.B|BROWN FORMAN INC B|BAYC|BAY CREST PARTNERS, LLC|2515
BF.B|BROWN FORMAN INC B|BBNT|BB&T SECURITIES, LLC|8905
BF.B|BROWN FORMAN INC B|BERN|Sanford C. Bernstein & Co., LLC|100143
BF.B|BROWN FORMAN INC B|BIAD|SAGETRADER, LLC|1200
BF.B|BROWN FORMAN INC B|BIDS|BIDS TRADING L.P.|200
BF.B|BROWN FORMAN INC B|BIMI|Banca IMI Securities Corp.|478
BF.B|BROWN FORMAN INC B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1300
BF.B|BROWN FORMAN INC B|BLKX|INSTINET, LLC|60300
BF.B|BROWN FORMAN INC B|BNPX|BNP PARIBAS SECURITIES CORP.|89511
BF.B|BROWN FORMAN INC B|BTIG|BTIG, LLC|278266
BF.B|BROWN FORMAN INC B|BYXM|CBOE TRADING, INC.|1941
BF.B|BROWN FORMAN INC B|BZYD|GOLDMAN SACHS & CO. LLC|1185
BF.B|BROWN FORMAN INC B|CANT|Cantor Fitzgerald & Co.|117
BF.B|BROWN FORMAN INC B|CBRA|Cobra Trading, Inc.|300
BF.B|BROWN FORMAN INC B|CHAS|Charles Schwab & Co., Inc.|983
BF.B|BROWN FORMAN INC B|CIBP|CIBC World Markets Corp.|14473
BF.B|BROWN FORMAN INC B|CICF|Canaccord Genuity Corp.|1675
BF.B|BROWN FORMAN INC B|CIST|Capital Institutional Services, Inc.|4266
BF.B|BROWN FORMAN INC B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50006
BF.B|BROWN FORMAN INC B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|542
BF.B|BROWN FORMAN INC B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11239
BF.B|BROWN FORMAN INC B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|961150
BF.B|BROWN FORMAN INC B|CTDL|Citadel Derivatives Group Llc|45656
BF.B|BROWN FORMAN INC B|CXCX|CITIGROUP GLOBAL MARKETS INC.|35890
BF.B|BROWN FORMAN INC B|DADA|D.A. Davidson & Co.|1353
BF.B|BROWN FORMAN INC B|DAVA|Davenport & Company LLC|400
BF.B|BROWN FORMAN INC B|DBAB|Deutsche Bank Securities Inc.|741798
BF.B|BROWN FORMAN INC B|DBAX|Deutsche Bank Securities Inc.|632000
BF.B|BROWN FORMAN INC B|DBUL|Deutsche Bank Securities Inc.|900
BF.B|BROWN FORMAN INC B|DCHF|Dart Executions, LLC|5947
BF.B|BROWN FORMAN INC B|DEAN|MORGAN STANLEY|13875
BF.B|BROWN FORMAN INC B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34318
BF.B|BROWN FORMAN INC B|DRWK|DRW SECURITIES, L.L.C.|3478
BF.B|BROWN FORMAN INC B|EBXL|EBX LLC|287900
BF.B|BROWN FORMAN INC B|ECUT|CONVERGEX EXECUTION SOLUTIONS|18111
BF.B|BROWN FORMAN INC B|EDJO|Edward D. Jones & Co., L.P.|3475
BF.B|BROWN FORMAN INC B|EGAM|CBOE TRADING, INC.|19522
BF.B|BROWN FORMAN INC B|EGAW|CBOE TRADING, INC.|724
BF.B|BROWN FORMAN INC B|EGXM|CBOE TRADING, INC.|2671
BF.B|BROWN FORMAN INC B|ETBE|Electronic Transaction Clearing, Inc.|11
BF.B|BROWN FORMAN INC B|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
BF.B|BROWN FORMAN INC B|ETCC|Electronic Transaction Clearing, Inc.|1535
BF.B|BROWN FORMAN INC B|ETRS|E*Trade Securities LLC|72729
BF.B|BROWN FORMAN INC B|FIDT|Fidelity Clearing Canada ULC./ CDS|22
BF.B|BROWN FORMAN INC B|FILL|Tradestation Securities, Inc.|7724
BF.B|BROWN FORMAN INC B|FINX|FINTECH SECURITIES|855
BF.B|BROWN FORMAN INC B|FMAF|NBCN Inc./ CDS|2223
BF.B|BROWN FORMAN INC B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23091
BF.B|BROWN FORMAN INC B|FQLS|Quantlab Securities LP|850656
BF.B|BROWN FORMAN INC B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102509
BF.B|BROWN FORMAN INC B|FTBR|Foliofn Investments, Inc.|1699
BF.B|BROWN FORMAN INC B|GEBB|GLOBAL EXECUTION BROKERS, LP|7430
BF.B|BROWN FORMAN INC B|GLPX|ACS EXECUTION SERVICES, LLC|56825
BF.B|BROWN FORMAN INC B|GSCO|GOLDMAN SACHS & CO. LLC|1711709
BF.B|BROWN FORMAN INC B|GSCS|GOLDMAN SACHS & CO. LLC|5840
BF.B|BROWN FORMAN INC B|GSLT|GOLDMAN SACHS & CO. LLC|10925
BF.B|BROWN FORMAN INC B|GTSZ|GTS SECURITIES LLC|137547
BF.B|BROWN FORMAN INC B|HRBF|American Enterprise Investment Services Inc.|9962
BF.B|BROWN FORMAN INC B|HSBC|HSBC Securities, Inc.|1599
BF.B|BROWN FORMAN INC B|IATS|INTERACTIVE BROKERS LLC|21687
BF.B|BROWN FORMAN INC B|IBKR|Interactive Brokers Llc|52421
BF.B|BROWN FORMAN INC B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3532
BF.B|BROWN FORMAN INC B|ICBX|INSTINET, LLC|67230
BF.B|BROWN FORMAN INC B|IEQY|CITADEL SECURITIES LLC|169137
BF.B|BROWN FORMAN INC B|INCA|INSTINET, LLC|647323
BF.B|BROWN FORMAN INC B|INJX|INSTINET, LLC|5015
BF.B|BROWN FORMAN INC B|INTL|INTL FCSTONE FINANCIAL INC.|2
BF.B|BROWN FORMAN INC B|ITGI|ITG Inc.|137382
BF.B|BROWN FORMAN INC B|ITGP|ITG INC.|265800
BF.B|BROWN FORMAN INC B|JANY|Janney Montgomery Scott Inc.|1344
BF.B|BROWN FORMAN INC B|JEFF|JEFFERIES LLC|217488
BF.B|BROWN FORMAN INC B|JMPT|JUMP TRADING, LLC|140155
BF.B|BROWN FORMAN INC B|JPBX|J.P. MORGAN SECURITIES LLC|253831
BF.B|BROWN FORMAN INC B|JPMX|J.P. Morgan Securities LLC|1005935
BF.B|BROWN FORMAN INC B|JSJX|JANE STREET CAPITAL LLC|23110
BF.B|BROWN FORMAN INC B|KCGM|VIRTU Americas LLC|124659
BF.B|BROWN FORMAN INC B|LEHM|Barclays Capital Inc./Le|1174567
BF.B|BROWN FORMAN INC B|LIME|Lime Brokerage LLC|43436
BF.B|BROWN FORMAN INC B|LOOP|Loop Capital Markets LLC|3400
BF.B|BROWN FORMAN INC B|LQNA|LIQUIDNET, INC.|46900
BF.B|BROWN FORMAN INC B|LSCI|Lek Securities Corporation|597
BF.B|BROWN FORMAN INC B|MACC|Mid Atlantic Capital Corporation|1395
BF.B|BROWN FORMAN INC B|MACQ|Macquarie Capital (USA) Inc.|2422
BF.B|BROWN FORMAN INC B|MAXM|Maxim Group LLC|10300
BF.B|BROWN FORMAN INC B|MBTS|ALLY INVEST SECURITIES LLC|2634
BF.B|BROWN FORMAN INC B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126169
BF.B|BROWN FORMAN INC B|MOTF|MOTIF INVESTING, INC.|6
BF.B|BROWN FORMAN INC B|MSCO|MORGAN STANLEY & CO. LLC|2890634
BF.B|BROWN FORMAN INC B|MSPL|MORGAN STANLEY & CO. LLC|837800
BF.B|BROWN FORMAN INC B|MSTX|MORGAN STANLEY & CO. LLC|679200
BF.B|BROWN FORMAN INC B|MULL|MARK J. MULLER EQUITIES, INC.|100
BF.B|BROWN FORMAN INC B|NATL|National Securities Corporation|300
BF.B|BROWN FORMAN INC B|NBCS|NBC Securities, INC.|30
BF.B|BROWN FORMAN INC B|NFSC|National Financial Services LLC|165809
BF.B|BROWN FORMAN INC B|NITE|VIRTU Americas LLC|402662
BF.B|BROWN FORMAN INC B|NITP|VIRTU Americas LLC|3270
BF.B|BROWN FORMAN INC B|NQRB|Brut, LLC|9027
BF.B|BROWN FORMAN INC B|NTBF|BMO Nesbitt Burns Inc./CDS|1535
BF.B|BROWN FORMAN INC B|NTRC|Northern Trust Securities, Inc.|3654
BF.B|BROWN FORMAN INC B|OPCO|Oppenheimer & Co. Inc.|1606
BF.B|BROWN FORMAN INC B|PCPT|PHILLIP CAPITAL INC.|200
BF.B|BROWN FORMAN INC B|PDQM|CODA MARKETS, INC.|74065
BF.B|BROWN FORMAN INC B|PICT|Pictet Overseas Inc.|342
BF.B|BROWN FORMAN INC B|PIPR|Piper Jaffray & Co.|100
BF.B|BROWN FORMAN INC B|PWJC|UBS Financial Services, Inc.|8142
BF.B|BROWN FORMAN INC B|RBCM|RBC CAPITAL MARKETS, LLC|17324
BF.B|BROWN FORMAN INC B|RHCO|Suntrust Robinson Humphrey, Inc.|7284
BF.B|BROWN FORMAN INC B|SAGL|SAGETRADER, LLC|279423
BF.B|BROWN FORMAN INC B|SAGW|SAGETRADER, LLC|42
BF.B|BROWN FORMAN INC B|SALI|INTL FCSTONE FINANCIAL INC.|5841
BF.B|BROWN FORMAN INC B|SBRX|MURIEL SIEBERT & CO INC|2550
BF.B|BROWN FORMAN INC B|SBSH|Citigroup Global Markets Inc.|235029
BF.B|BROWN FORMAN INC B|SEIC|SEI Investments Distribution Co.|8565
BF.B|BROWN FORMAN INC B|SGMT|GOLDMAN SACHS & CO. LLC|193152
BF.B|BROWN FORMAN INC B|SJLS|TRADE INFORMATICS LLC|11600
BF.B|BROWN FORMAN INC B|SPDR|SPEEDROUTE LLC|4175
BF.B|BROWN FORMAN INC B|SPHN|Stephens Inc.|1156
BF.B|BROWN FORMAN INC B|STFC|Stuart Frankel & Co., Incorporated|8600
BF.B|BROWN FORMAN INC B|STFL|Stifel, Nicolaus & Company, Incorporated|18380
BF.B|BROWN FORMAN INC B|STKP|STOCKPILE INVESTMENTS, INC.|86
BF.B|BROWN FORMAN INC B|SWIM|TD Ameritrade, Inc.|29033
BF.B|BROWN FORMAN INC B|SWST|Hilltop Securities Inc.|3855
BF.B|BROWN FORMAN INC B|TAGC|TELSEY ADVISORY GROUP LLC|1200
BF.B|BROWN FORMAN INC B|TKNG|ALLY INVEST SECURITIES LLC|3902
BF.B|BROWN FORMAN INC B|TRBT|Tradebot Systems, Inc.|513825
BF.B|BROWN FORMAN INC B|TRCM|TRC MARKETS LLC|69128
BF.B|BROWN FORMAN INC B|UBSA|UBS SECURITIES LLC|871328
BF.B|BROWN FORMAN INC B|UBSS|UBS Securities LLC|1682920
BF.B|BROWN FORMAN INC B|VALX|VIRTU AMERICAS LLC|13921
BF.B|BROWN FORMAN INC B|VGRD|Vanguard Marketing Corporation|8322
BF.B|BROWN FORMAN INC B|VSIN|Vision Financial Markets Llc|157
BF.B|BROWN FORMAN INC B|WBPX|SUMMIT SECURITIES GROUP, LLC|100
BF.B|BROWN FORMAN INC B|WCHV|WELLS FARGO SECURITIES, LLC|150464
BF.B|BROWN FORMAN INC B|WDNX|WEEDEN & CO.L.P.|182
BF.B|BROWN FORMAN INC B|WEDB|WEDBUSH SECURITIES INC.|8157
BF.B|BROWN FORMAN INC B|WEED|Weeden & Co.L.P.|21299
BF.B|BROWN FORMAN INC B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30026
BF.B|BROWN FORMAN INC B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22399
BF.B|BROWN FORMAN INC B|WGIF|CIBC World Markets Inc.|4128
BF.B|BROWN FORMAN INC B|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9390
BF.B|BROWN FORMAN INC B|WSEA|WOLVERINE SECURITIES, LLC|9241
BF.B|BROWN FORMAN INC B|XIST|INSTINET, LLC|273038
BF.B|BROWN FORMAN INC B|XPQR|Jump Trading|7614
BF.B|BROWN FORMAN INC B|XSTM|NATIONAL FINANCIAL SERVICES LLC|84938
BF.B|BROWN FORMAN INC B|YKNA|COMHAR CAPITAL MARKETS, LLC|1978
BF.B|BROWN FORMAN INC B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21298
BFAM|BRIGHT HORIZONS FMLY|AGIS|Aegis Capital Corp.|4
BFAM|BRIGHT HORIZONS FMLY|ALTX|Alternet Securities Inc.|5002
BFAM|BRIGHT HORIZONS FMLY|APCC|Apex Clearing Corporation|42
BFAM|BRIGHT HORIZONS FMLY|BARD|Robert W. Baird & Co. Incorporated|1143
BFAM|BRIGHT HORIZONS FMLY|BATM|CBOE TRADING, INC.|2701
BFAM|BRIGHT HORIZONS FMLY|BERN|Sanford C. Bernstein & Co., LLC|15292
BFAM|BRIGHT HORIZONS FMLY|BIDS|BIDS TRADING L.P.|16500
BFAM|BRIGHT HORIZONS FMLY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9314
BFAM|BRIGHT HORIZONS FMLY|BLKX|INSTINET, LLC|30000
BFAM|BRIGHT HORIZONS FMLY|BMOC|BMO Capital Markets Corp.|89
BFAM|BRIGHT HORIZONS FMLY|BNPX|BNP PARIBAS SECURITIES CORP.|214
BFAM|BRIGHT HORIZONS FMLY|BYXM|CBOE TRADING, INC.|100
BFAM|BRIGHT HORIZONS FMLY|BZYD|GOLDMAN SACHS & CO. LLC|498
BFAM|BRIGHT HORIZONS FMLY|CANT|Cantor Fitzgerald & Co.|820
BFAM|BRIGHT HORIZONS FMLY|CHAS|Charles Schwab & Co., Inc.|1910
BFAM|BRIGHT HORIZONS FMLY|CIBP|CIBC World Markets Corp.|24000
BFAM|BRIGHT HORIZONS FMLY|CIST|Capital Institutional Services, Inc.|4843
BFAM|BRIGHT HORIZONS FMLY|CLSA|CLSA AMERICAS, LLC|9200
BFAM|BRIGHT HORIZONS FMLY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60908
BFAM|BRIGHT HORIZONS FMLY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7871
BFAM|BRIGHT HORIZONS FMLY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|124261
BFAM|BRIGHT HORIZONS FMLY|CTDL|Citadel Derivatives Group Llc|1259
BFAM|BRIGHT HORIZONS FMLY|CXCX|CITIGROUP GLOBAL MARKETS INC.|8422
BFAM|BRIGHT HORIZONS FMLY|DADA|D.A. Davidson & Co.|67
BFAM|BRIGHT HORIZONS FMLY|DBAB|Deutsche Bank Securities Inc.|38832
BFAM|BRIGHT HORIZONS FMLY|DBAX|Deutsche Bank Securities Inc.|100900
BFAM|BRIGHT HORIZONS FMLY|DBUL|Deutsche Bank Securities Inc.|100
BFAM|BRIGHT HORIZONS FMLY|DEAN|MORGAN STANLEY|8270
BFAM|BRIGHT HORIZONS FMLY|DEGS|RONIN PROFESSIONAL LLC|200
BFAM|BRIGHT HORIZONS FMLY|EBXL|EBX LLC|57600
BFAM|BRIGHT HORIZONS FMLY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1795
BFAM|BRIGHT HORIZONS FMLY|EDJO|Edward D. Jones & Co., L.P.|87
BFAM|BRIGHT HORIZONS FMLY|EGAM|CBOE TRADING, INC.|3208
BFAM|BRIGHT HORIZONS FMLY|EGAW|CBOE TRADING, INC.|8
BFAM|BRIGHT HORIZONS FMLY|EGXM|CBOE TRADING, INC.|705
BFAM|BRIGHT HORIZONS FMLY|ETBE|Electronic Transaction Clearing, Inc.|726
BFAM|BRIGHT HORIZONS FMLY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
BFAM|BRIGHT HORIZONS FMLY|ETCC|Electronic Transaction Clearing, Inc.|345
BFAM|BRIGHT HORIZONS FMLY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12408
BFAM|BRIGHT HORIZONS FMLY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|98
BFAM|BRIGHT HORIZONS FMLY|ETRS|E*Trade Securities LLC|1270
BFAM|BRIGHT HORIZONS FMLY|FILL|Tradestation Securities, Inc.|720
BFAM|BRIGHT HORIZONS FMLY|FMAF|NBCN Inc./ CDS|130
BFAM|BRIGHT HORIZONS FMLY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29897
BFAM|BRIGHT HORIZONS FMLY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35575
BFAM|BRIGHT HORIZONS FMLY|FTBR|Foliofn Investments, Inc.|2415
BFAM|BRIGHT HORIZONS FMLY|GLPX|ACS EXECUTION SERVICES, LLC|19327
BFAM|BRIGHT HORIZONS FMLY|GSCO|GOLDMAN SACHS & CO. LLC|261356
BFAM|BRIGHT HORIZONS FMLY|GSCS|GOLDMAN SACHS & CO. LLC|1528
BFAM|BRIGHT HORIZONS FMLY|GSLT|GOLDMAN SACHS & CO. LLC|1927
BFAM|BRIGHT HORIZONS FMLY|GTSZ|GTS SECURITIES LLC|28727
BFAM|BRIGHT HORIZONS FMLY|HRBF|American Enterprise Investment Services Inc.|148
BFAM|BRIGHT HORIZONS FMLY|IATS|INTERACTIVE BROKERS LLC|3342
BFAM|BRIGHT HORIZONS FMLY|IBKR|Interactive Brokers Llc|2158
BFAM|BRIGHT HORIZONS FMLY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|674
BFAM|BRIGHT HORIZONS FMLY|ICBX|INSTINET, LLC|15629
BFAM|BRIGHT HORIZONS FMLY|INCA|INSTINET, LLC|69035
BFAM|BRIGHT HORIZONS FMLY|INJX|INSTINET, LLC|401
BFAM|BRIGHT HORIZONS FMLY|ITGI|ITG Inc.|10982
BFAM|BRIGHT HORIZONS FMLY|ITGP|ITG INC.|49600
BFAM|BRIGHT HORIZONS FMLY|JANY|Janney Montgomery Scott Inc.|262
BFAM|BRIGHT HORIZONS FMLY|JEFF|JEFFERIES LLC|52292
BFAM|BRIGHT HORIZONS FMLY|JMPT|JUMP TRADING, LLC|13779
BFAM|BRIGHT HORIZONS FMLY|JPBX|J.P. MORGAN SECURITIES LLC|20255
BFAM|BRIGHT HORIZONS FMLY|JPMX|J.P. Morgan Securities LLC|164995
BFAM|BRIGHT HORIZONS FMLY|JSJX|JANE STREET CAPITAL LLC|6506
BFAM|BRIGHT HORIZONS FMLY|KCGM|VIRTU Americas LLC|17266
BFAM|BRIGHT HORIZONS FMLY|LEHM|Barclays Capital Inc./Le|169126
BFAM|BRIGHT HORIZONS FMLY|LIME|Lime Brokerage LLC|6396
BFAM|BRIGHT HORIZONS FMLY|LQNA|LIQUIDNET, INC.|36800
BFAM|BRIGHT HORIZONS FMLY|LQNB|LIQUIDNET, INC.|16400
BFAM|BRIGHT HORIZONS FMLY|LSCI|Lek Securities Corporation|21
BFAM|BRIGHT HORIZONS FMLY|MACQ|Macquarie Capital (USA) Inc.|300
BFAM|BRIGHT HORIZONS FMLY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26900
BFAM|BRIGHT HORIZONS FMLY|MOTF|MOTIF INVESTING, INC.|5
BFAM|BRIGHT HORIZONS FMLY|MSCO|MORGAN STANLEY & CO. LLC|340310
BFAM|BRIGHT HORIZONS FMLY|MSPL|MORGAN STANLEY & CO. LLC|115200
BFAM|BRIGHT HORIZONS FMLY|MSTX|MORGAN STANLEY & CO. LLC|13000
BFAM|BRIGHT HORIZONS FMLY|NFSC|National Financial Services LLC|14787
BFAM|BRIGHT HORIZONS FMLY|NITE|VIRTU Americas LLC|68821
BFAM|BRIGHT HORIZONS FMLY|NQRB|Brut, LLC|1175
BFAM|BRIGHT HORIZONS FMLY|NTRC|Northern Trust Securities, Inc.|235
BFAM|BRIGHT HORIZONS FMLY|PDQM|CODA MARKETS, INC.|49299
BFAM|BRIGHT HORIZONS FMLY|PIPR|Piper Jaffray & Co.|52
BFAM|BRIGHT HORIZONS FMLY|PWJC|UBS Financial Services, Inc.|468
BFAM|BRIGHT HORIZONS FMLY|RBCM|RBC CAPITAL MARKETS, LLC|1034
BFAM|BRIGHT HORIZONS FMLY|SAGL|SAGETRADER, LLC|2786
BFAM|BRIGHT HORIZONS FMLY|SAGW|SAGETRADER, LLC|3
BFAM|BRIGHT HORIZONS FMLY|SALI|INTL FCSTONE FINANCIAL INC.|30
BFAM|BRIGHT HORIZONS FMLY|SBRX|MURIEL SIEBERT & CO INC|5
BFAM|BRIGHT HORIZONS FMLY|SBSH|Citigroup Global Markets Inc.|50860
BFAM|BRIGHT HORIZONS FMLY|SGMT|GOLDMAN SACHS & CO. LLC|24631
BFAM|BRIGHT HORIZONS FMLY|SPDR|SPEEDROUTE LLC|4343
BFAM|BRIGHT HORIZONS FMLY|SPTD|MINT GLOBAL MARKETS, INC.|6927
BFAM|BRIGHT HORIZONS FMLY|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
BFAM|BRIGHT HORIZONS FMLY|STFL|Stifel, Nicolaus & Company, Incorporated|340
BFAM|BRIGHT HORIZONS FMLY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2168
BFAM|BRIGHT HORIZONS FMLY|SWIM|TD Ameritrade, Inc.|329
BFAM|BRIGHT HORIZONS FMLY|TKNG|ALLY INVEST SECURITIES LLC|87
BFAM|BRIGHT HORIZONS FMLY|TRBT|Tradebot Systems, Inc.|67632
BFAM|BRIGHT HORIZONS FMLY|TRCM|TRC MARKETS LLC|25423
BFAM|BRIGHT HORIZONS FMLY|UBSA|UBS SECURITIES LLC|210508
BFAM|BRIGHT HORIZONS FMLY|UBSS|UBS Securities LLC|358668
BFAM|BRIGHT HORIZONS FMLY|VALX|VIRTU AMERICAS LLC|12878
BFAM|BRIGHT HORIZONS FMLY|WBLR|WILLIAM BLAIR|1139
BFAM|BRIGHT HORIZONS FMLY|WBPX|SUMMIT SECURITIES GROUP, LLC|584
BFAM|BRIGHT HORIZONS FMLY|WCHV|WELLS FARGO SECURITIES, LLC|13581
BFAM|BRIGHT HORIZONS FMLY|WEED|Weeden & Co.L.P.|4457
BFAM|BRIGHT HORIZONS FMLY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|956
BFAM|BRIGHT HORIZONS FMLY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1140
BFAM|BRIGHT HORIZONS FMLY|WSEA|WOLVERINE SECURITIES, LLC|78
BFAM|BRIGHT HORIZONS FMLY|XIST|INSTINET, LLC|8800
BFAM|BRIGHT HORIZONS FMLY|XPQR|Jump Trading|800
BFAM|BRIGHT HORIZONS FMLY|XSTM|NATIONAL FINANCIAL SERVICES LLC|7800
BFAM|BRIGHT HORIZONS FMLY|YKNA|COMHAR CAPITAL MARKETS, LLC|5706
BFAM|BRIGHT HORIZONS FMLY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2389
BFIN|BANKFINANCIAL CORPOR|ALTX|Alternet Securities Inc.|627
BFIN|BANKFINANCIAL CORPOR|APCC|Apex Clearing Corporation|21
BFIN|BANKFINANCIAL CORPOR|BARD|Robert W. Baird & Co. Incorporated|5
BFIN|BANKFINANCIAL CORPOR|BATM|CBOE TRADING, INC.|2338
BFIN|BANKFINANCIAL CORPOR|BAYC|BAY CREST PARTNERS, LLC|1299
BFIN|BANKFINANCIAL CORPOR|BERN|Sanford C. Bernstein & Co., LLC|2903
BFIN|BANKFINANCIAL CORPOR|BMOC|BMO Capital Markets Corp.|2232
BFIN|BANKFINANCIAL CORPOR|BNPX|BNP PARIBAS SECURITIES CORP.|1435
BFIN|BANKFINANCIAL CORPOR|BOSC|Boenning & Scattergood, Inc.|20
BFIN|BANKFINANCIAL CORPOR|BTIG|BTIG, LLC|140
BFIN|BANKFINANCIAL CORPOR|BZYD|GOLDMAN SACHS & CO. LLC|665
BFIN|BANKFINANCIAL CORPOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
BFIN|BANKFINANCIAL CORPOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|503
BFIN|BANKFINANCIAL CORPOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16919
BFIN|BANKFINANCIAL CORPOR|CTDL|Citadel Derivatives Group Llc|1776
BFIN|BANKFINANCIAL CORPOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3346
BFIN|BANKFINANCIAL CORPOR|DBAB|Deutsche Bank Securities Inc.|25847
BFIN|BANKFINANCIAL CORPOR|DBAX|Deutsche Bank Securities Inc.|1700
BFIN|BANKFINANCIAL CORPOR|DEAN|MORGAN STANLEY|599
BFIN|BANKFINANCIAL CORPOR|DEGS|RONIN PROFESSIONAL LLC|6624
BFIN|BANKFINANCIAL CORPOR|EBXL|EBX LLC|3300
BFIN|BANKFINANCIAL CORPOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|22249
BFIN|BANKFINANCIAL CORPOR|EDJO|Edward D. Jones & Co., L.P.|100
BFIN|BANKFINANCIAL CORPOR|EGAM|CBOE TRADING, INC.|1117
BFIN|BANKFINANCIAL CORPOR|EGXM|CBOE TRADING, INC.|30
BFIN|BANKFINANCIAL CORPOR|ETBE|Electronic Transaction Clearing, Inc.|100
BFIN|BANKFINANCIAL CORPOR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
BFIN|BANKFINANCIAL CORPOR|ETRS|E*Trade Securities LLC|1816
BFIN|BANKFINANCIAL CORPOR|FBCO|Credit Suisse Securities (USA) LLC|22427
BFIN|BANKFINANCIAL CORPOR|FILL|Tradestation Securities, Inc.|210
BFIN|BANKFINANCIAL CORPOR|FOMA|TD AMERITRADE CLEARING, INC.|10243
BFIN|BANKFINANCIAL CORPOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6818
BFIN|BANKFINANCIAL CORPOR|FTBR|Foliofn Investments, Inc.|774
BFIN|BANKFINANCIAL CORPOR|GEBB|GLOBAL EXECUTION BROKERS, LP|3892
BFIN|BANKFINANCIAL CORPOR|GSCO|GOLDMAN SACHS & CO. LLC|99858
BFIN|BANKFINANCIAL CORPOR|GTSZ|GTS SECURITIES LLC|6309
BFIN|BANKFINANCIAL CORPOR|IATS|INTERACTIVE BROKERS LLC|32
BFIN|BANKFINANCIAL CORPOR|IBKR|Interactive Brokers Llc|2692
BFIN|BANKFINANCIAL CORPOR|ICBX|INSTINET, LLC|1800
BFIN|BANKFINANCIAL CORPOR|IEQY|CITADEL SECURITIES LLC|1932
BFIN|BANKFINANCIAL CORPOR|INCA|INSTINET, LLC|16430
BFIN|BANKFINANCIAL CORPOR|INJX|INSTINET, LLC|1627
BFIN|BANKFINANCIAL CORPOR|ITGI|ITG Inc.|17509
BFIN|BANKFINANCIAL CORPOR|ITGP|ITG INC.|16200
BFIN|BANKFINANCIAL CORPOR|JEFF|JEFFERIES LLC|9853
BFIN|BANKFINANCIAL CORPOR|JONE|JonesTrading|510
BFIN|BANKFINANCIAL CORPOR|JPBX|J.P. MORGAN SECURITIES LLC|100
BFIN|BANKFINANCIAL CORPOR|JPMX|J.P. Morgan Securities LLC|5611
BFIN|BANKFINANCIAL CORPOR|JSJX|JANE STREET CAPITAL LLC|100
BFIN|BANKFINANCIAL CORPOR|KBWI|Keefe, Bruyette & Woods, Inc.|24149
BFIN|BANKFINANCIAL CORPOR|KCGM|VIRTU Americas LLC|1910
BFIN|BANKFINANCIAL CORPOR|LEHM|Barclays Capital Inc./Le|24350
BFIN|BANKFINANCIAL CORPOR|LIME|Lime Brokerage LLC|41892
BFIN|BANKFINANCIAL CORPOR|LMGP|LIME BROKERAGE LLC|1700
BFIN|BANKFINANCIAL CORPOR|LQNA|LIQUIDNET, INC.|17500
BFIN|BANKFINANCIAL CORPOR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BFIN|BANKFINANCIAL CORPOR|MAXM|Maxim Group LLC|1074
BFIN|BANKFINANCIAL CORPOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2700
BFIN|BANKFINANCIAL CORPOR|MSCO|MORGAN STANLEY & CO. LLC|97809
BFIN|BANKFINANCIAL CORPOR|MSPL|MORGAN STANLEY & CO. LLC|10800
BFIN|BANKFINANCIAL CORPOR|NFSC|National Financial Services LLC|17181
BFIN|BANKFINANCIAL CORPOR|NITE|VIRTU Americas LLC|31045
BFIN|BANKFINANCIAL CORPOR|SBSH|Citigroup Global Markets Inc.|16066
BFIN|BANKFINANCIAL CORPOR|SGMT|GOLDMAN SACHS & CO. LLC|3595
BFIN|BANKFINANCIAL CORPOR|SPDR|SPEEDROUTE LLC|400
BFIN|BANKFINANCIAL CORPOR|SPTD|MINT GLOBAL MARKETS, INC.|4400
BFIN|BANKFINANCIAL CORPOR|SWIM|TD Ameritrade, Inc.|1522
BFIN|BANKFINANCIAL CORPOR|TMBR|Timber Hill LLC|3
BFIN|BANKFINANCIAL CORPOR|TRBT|Tradebot Systems, Inc.|2731
BFIN|BANKFINANCIAL CORPOR|TRCM|TRC MARKETS LLC|21854
BFIN|BANKFINANCIAL CORPOR|UBSA|UBS SECURITIES LLC|32192
BFIN|BANKFINANCIAL CORPOR|UBSS|UBS Securities LLC|58369
BFIN|BANKFINANCIAL CORPOR|VALX|VIRTU AMERICAS LLC|1421
BFIN|BANKFINANCIAL CORPOR|WCHV|WELLS FARGO SECURITIES, LLC|1939
BFIN|BANKFINANCIAL CORPOR|WEED|Weeden & Co.L.P.|12900
BFIN|BANKFINANCIAL CORPOR|WGIF|CIBC World Markets Inc.|15
BFIN|BANKFINANCIAL CORPOR|WSEA|WOLVERINE SECURITIES, LLC|27
BFIN|BANKFINANCIAL CORPOR|XIST|INSTINET, LLC|5400
BFIN|BANKFINANCIAL CORPOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|11800
BFIT|GLBL X HLTH WELL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|505
BFIT|GLBL X HLTH WELL ETF|CTDL|Citadel Derivatives Group Llc|395
BFIT|GLBL X HLTH WELL ETF|DBAX|Deutsche Bank Securities Inc.|100
BFIT|GLBL X HLTH WELL ETF|DEAN|MORGAN STANLEY|5
BFIT|GLBL X HLTH WELL ETF|EBXL|EBX LLC|100
BFIT|GLBL X HLTH WELL ETF|ETRS|E*Trade Securities LLC|2370
BFIT|GLBL X HLTH WELL ETF|FBCO|Credit Suisse Securities (USA) LLC|196
BFIT|GLBL X HLTH WELL ETF|FILL|Tradestation Securities, Inc.|3
BFIT|GLBL X HLTH WELL ETF|FMAF|NBCN Inc./ CDS|50
BFIT|GLBL X HLTH WELL ETF|FOMA|TD AMERITRADE CLEARING, INC.|3475
BFIT|GLBL X HLTH WELL ETF|ICBX|INSTINET, LLC|368
BFIT|GLBL X HLTH WELL ETF|ITGI|ITG Inc.|3227
BFIT|GLBL X HLTH WELL ETF|JSJX|JANE STREET CAPITAL LLC|2667
BFIT|GLBL X HLTH WELL ETF|LEHM|Barclays Capital Inc./Le|200
BFIT|GLBL X HLTH WELL ETF|LIME|Lime Brokerage LLC|246
BFIT|GLBL X HLTH WELL ETF|MSCO|MORGAN STANLEY & CO. LLC|662
BFIT|GLBL X HLTH WELL ETF|NFSC|National Financial Services LLC|1755
BFIT|GLBL X HLTH WELL ETF|NITE|VIRTU Americas LLC|5509
BFIT|GLBL X HLTH WELL ETF|SBSH|Citigroup Global Markets Inc.|10000
BFIT|GLBL X HLTH WELL ETF|SGMT|GOLDMAN SACHS & CO. LLC|100
BFIT|GLBL X HLTH WELL ETF|UBSA|UBS SECURITIES LLC|645
BFIT|GLBL X HLTH WELL ETF|UBSS|UBS Securities LLC|1598
BFIT|GLBL X HLTH WELL ETF|VGRD|Vanguard Marketing Corporation|62
BFIT|GLBL X HLTH WELL ETF|WCHV|WELLS FARGO SECURITIES, LLC|100
BFIT|GLBL X HLTH WELL ETF|WSEA|WOLVERINE SECURITIES, LLC|2
BFK|BLACKROCK MUN INC TR|ALTX|Alternet Securities Inc.|300
BFK|BLACKROCK MUN INC TR|APCC|Apex Clearing Corporation|20
BFK|BLACKROCK MUN INC TR|BARD|Robert W. Baird & Co. Incorporated|7
BFK|BLACKROCK MUN INC TR|BATM|CBOE TRADING, INC.|48
BFK|BLACKROCK MUN INC TR|BBNT|BB&T SECURITIES, LLC|700
BFK|BLACKROCK MUN INC TR|BERN|Sanford C. Bernstein & Co., LLC|300
BFK|BLACKROCK MUN INC TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1001
BFK|BLACKROCK MUN INC TR|CANT|Cantor Fitzgerald & Co.|100
BFK|BLACKROCK MUN INC TR|CHAS|Charles Schwab & Co., Inc.|3902
BFK|BLACKROCK MUN INC TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|295
BFK|BLACKROCK MUN INC TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6449
BFK|BLACKROCK MUN INC TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1024
BFK|BLACKROCK MUN INC TR|DADA|D.A. Davidson & Co.|3
BFK|BLACKROCK MUN INC TR|DBAX|Deutsche Bank Securities Inc.|4700
BFK|BLACKROCK MUN INC TR|DEAN|MORGAN STANLEY|9829
BFK|BLACKROCK MUN INC TR|DEGS|RONIN PROFESSIONAL LLC|100
BFK|BLACKROCK MUN INC TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|139
BFK|BLACKROCK MUN INC TR|EBXL|EBX LLC|2500
BFK|BLACKROCK MUN INC TR|EDJO|Edward D. Jones & Co., L.P.|7653
BFK|BLACKROCK MUN INC TR|EGAM|CBOE TRADING, INC.|700
BFK|BLACKROCK MUN INC TR|EGXM|CBOE TRADING, INC.|1077
BFK|BLACKROCK MUN INC TR|ESPO|ESPOSITO SECURITIES, LLC|5544
BFK|BLACKROCK MUN INC TR|ETRS|E*Trade Securities LLC|24010
BFK|BLACKROCK MUN INC TR|FBSB|U.S. Bancorp Investments, Inc.|2
BFK|BLACKROCK MUN INC TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9175
BFK|BLACKROCK MUN INC TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4096
BFK|BLACKROCK MUN INC TR|FTBR|Foliofn Investments, Inc.|1681
BFK|BLACKROCK MUN INC TR|GLPX|ACS EXECUTION SERVICES, LLC|12250
BFK|BLACKROCK MUN INC TR|GSCO|GOLDMAN SACHS & CO. LLC|700
BFK|BLACKROCK MUN INC TR|GSLT|GOLDMAN SACHS & CO. LLC|300
BFK|BLACKROCK MUN INC TR|HRBF|American Enterprise Investment Services Inc.|26199
BFK|BLACKROCK MUN INC TR|IATS|INTERACTIVE BROKERS LLC|2000
BFK|BLACKROCK MUN INC TR|IBKR|Interactive Brokers Llc|3222
BFK|BLACKROCK MUN INC TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|330
BFK|BLACKROCK MUN INC TR|ICBX|INSTINET, LLC|1700
BFK|BLACKROCK MUN INC TR|INCA|INSTINET, LLC|3521
BFK|BLACKROCK MUN INC TR|ITGI|ITG Inc.|1400
BFK|BLACKROCK MUN INC TR|ITGP|ITG INC.|2200
BFK|BLACKROCK MUN INC TR|JANY|Janney Montgomery Scott Inc.|4310
BFK|BLACKROCK MUN INC TR|JONE|JonesTrading|68490
BFK|BLACKROCK MUN INC TR|JPMX|J.P. Morgan Securities LLC|1400
BFK|BLACKROCK MUN INC TR|KCGM|VIRTU Americas LLC|1300
BFK|BLACKROCK MUN INC TR|LEHM|Barclays Capital Inc./Le|6100
BFK|BLACKROCK MUN INC TR|LIME|Lime Brokerage LLC|143
BFK|BLACKROCK MUN INC TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
BFK|BLACKROCK MUN INC TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9222
BFK|BLACKROCK MUN INC TR|MSCO|MORGAN STANLEY & CO. LLC|53920
BFK|BLACKROCK MUN INC TR|MSPL|MORGAN STANLEY & CO. LLC|17100
BFK|BLACKROCK MUN INC TR|NBCS|NBC Securities, INC.|1180
BFK|BLACKROCK MUN INC TR|NFSC|National Financial Services LLC|146397
BFK|BLACKROCK MUN INC TR|NITE|VIRTU Americas LLC|204689
BFK|BLACKROCK MUN INC TR|NQRB|Brut, LLC|3235
BFK|BLACKROCK MUN INC TR|NTRC|Northern Trust Securities, Inc.|1000
BFK|BLACKROCK MUN INC TR|OPCO|Oppenheimer & Co. Inc.|11652
BFK|BLACKROCK MUN INC TR|PDQM|CODA MARKETS, INC.|2351
BFK|BLACKROCK MUN INC TR|PWJC|UBS Financial Services, Inc.|39089
BFK|BLACKROCK MUN INC TR|RBCM|RBC CAPITAL MARKETS, LLC|5998
BFK|BLACKROCK MUN INC TR|SALI|INTL FCSTONE FINANCIAL INC.|601
BFK|BLACKROCK MUN INC TR|SBSH|Citigroup Global Markets Inc.|3735
BFK|BLACKROCK MUN INC TR|SGMT|GOLDMAN SACHS & CO. LLC|1600
BFK|BLACKROCK MUN INC TR|STFL|Stifel, Nicolaus & Company, Incorporated|18038
BFK|BLACKROCK MUN INC TR|SWIM|TD Ameritrade, Inc.|200
BFK|BLACKROCK MUN INC TR|SWST|Hilltop Securities Inc.|1
BFK|BLACKROCK MUN INC TR|TKNG|ALLY INVEST SECURITIES LLC|562
BFK|BLACKROCK MUN INC TR|TRBT|Tradebot Systems, Inc.|1908
BFK|BLACKROCK MUN INC TR|TRCM|TRC MARKETS LLC|100
BFK|BLACKROCK MUN INC TR|UBSA|UBS SECURITIES LLC|11754
BFK|BLACKROCK MUN INC TR|UBSS|UBS Securities LLC|113423
BFK|BLACKROCK MUN INC TR|VGRD|Vanguard Marketing Corporation|8782
BFK|BLACKROCK MUN INC TR|WCHV|WELLS FARGO SECURITIES, LLC|34305
BFK|BLACKROCK MUN INC TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6051
BFK|BLACKROCK MUN INC TR|WGIF|CIBC World Markets Inc.|1
BFK|BLACKROCK MUN INC TR|WSEA|WOLVERINE SECURITIES, LLC|136
BFK|BLACKROCK MUN INC TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
BFK|BLACKROCK MUN INC TR|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BFK|BLACKROCK MUN INC TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12463
BFO|BLACKROCK FLA 2020 T|APCC|Apex Clearing Corporation|22
BFO|BLACKROCK FLA 2020 T|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BFO|BLACKROCK FLA 2020 T|DEAN|MORGAN STANLEY|1800
BFO|BLACKROCK FLA 2020 T|ETRS|E*Trade Securities LLC|19
BFO|BLACKROCK FLA 2020 T|IBKR|Interactive Brokers Llc|2157
BFO|BLACKROCK FLA 2020 T|INCA|INSTINET, LLC|89
BFO|BLACKROCK FLA 2020 T|JANY|Janney Montgomery Scott Inc.|4
BFO|BLACKROCK FLA 2020 T|MSCO|MORGAN STANLEY & CO. LLC|1801
BFO|BLACKROCK FLA 2020 T|NFSC|National Financial Services LLC|15018
BFO|BLACKROCK FLA 2020 T|NITE|VIRTU Americas LLC|13954
BFO|BLACKROCK FLA 2020 T|RBCM|RBC CAPITAL MARKETS, LLC|675
BFO|BLACKROCK FLA 2020 T|SAGL|SAGETRADER, LLC|200
BFO|BLACKROCK FLA 2020 T|STFL|Stifel, Nicolaus & Company, Incorporated|8
BFO|BLACKROCK FLA 2020 T|SWST|Hilltop Securities Inc.|2
BFO|BLACKROCK FLA 2020 T|TRCM|TRC MARKETS LLC|100
BFO|BLACKROCK FLA 2020 T|UBSA|UBS SECURITIES LLC|400
BFO|BLACKROCK FLA 2020 T|UBSS|UBS Securities LLC|1547
BFO|BLACKROCK FLA 2020 T|VGRD|Vanguard Marketing Corporation|596
BFO|BLACKROCK FLA 2020 T|WCHV|WELLS FARGO SECURITIES, LLC|5441
BFO|BLACKROCK FLA 2020 T|WSEA|WOLVERINE SECURITIES, LLC|2
BFO|BLACKROCK FLA 2020 T|YLPL|Linsco/Private Ledger Financial Services, Incorporated|543
BFOR|BARRON'S 400 ETF|APCC|Apex Clearing Corporation|1
BFOR|BARRON'S 400 ETF|BATM|CBOE TRADING, INC.|2076
BFOR|BARRON'S 400 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|152
BFOR|BARRON'S 400 ETF|CANT|Cantor Fitzgerald & Co.|44
BFOR|BARRON'S 400 ETF|CHAS|Charles Schwab & Co., Inc.|5
BFOR|BARRON'S 400 ETF|CIST|Capital Institutional Services, Inc.|600
BFOR|BARRON'S 400 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3527
BFOR|BARRON'S 400 ETF|DBAX|Deutsche Bank Securities Inc.|2000
BFOR|BARRON'S 400 ETF|DEAN|MORGAN STANLEY|2270
BFOR|BARRON'S 400 ETF|EBXL|EBX LLC|1800
BFOR|BARRON'S 400 ETF|ETRS|E*Trade Securities LLC|210
BFOR|BARRON'S 400 ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
BFOR|BARRON'S 400 ETF|FTBR|Foliofn Investments, Inc.|7
BFOR|BARRON'S 400 ETF|HRBF|American Enterprise Investment Services Inc.|500
BFOR|BARRON'S 400 ETF|IBKR|Interactive Brokers Llc|100
BFOR|BARRON'S 400 ETF|ICBX|INSTINET, LLC|1683
BFOR|BARRON'S 400 ETF|ITGI|ITG Inc.|1283
BFOR|BARRON'S 400 ETF|JANY|Janney Montgomery Scott Inc.|225
BFOR|BARRON'S 400 ETF|JPMX|J.P. Morgan Securities LLC|88
BFOR|BARRON'S 400 ETF|JSJX|JANE STREET CAPITAL LLC|9784
BFOR|BARRON'S 400 ETF|KCGM|VIRTU Americas LLC|1947
BFOR|BARRON'S 400 ETF|LEHM|Barclays Capital Inc./Le|1400
BFOR|BARRON'S 400 ETF|LIME|Lime Brokerage LLC|2148
BFOR|BARRON'S 400 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
BFOR|BARRON'S 400 ETF|MSCO|MORGAN STANLEY & CO. LLC|17384
BFOR|BARRON'S 400 ETF|NFSC|National Financial Services LLC|6636
BFOR|BARRON'S 400 ETF|NITE|VIRTU Americas LLC|17523
BFOR|BARRON'S 400 ETF|RBCM|RBC CAPITAL MARKETS, LLC|2425
BFOR|BARRON'S 400 ETF|SBSH|Citigroup Global Markets Inc.|249
BFOR|BARRON'S 400 ETF|SGMT|GOLDMAN SACHS & CO. LLC|1200
BFOR|BARRON'S 400 ETF|UBSA|UBS SECURITIES LLC|4859
BFOR|BARRON'S 400 ETF|UBSS|UBS Securities LLC|15118
BFOR|BARRON'S 400 ETF|VGRD|Vanguard Marketing Corporation|2084
BFOR|BARRON'S 400 ETF|WCHV|WELLS FARGO SECURITIES, LLC|4457
BFOR|BARRON'S 400 ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|387
BFOR|BARRON'S 400 ETF|WSEA|WOLVERINE SECURITIES, LLC|15
BFOR|BARRON'S 400 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|357
BFR|BBVA BANCO FRANCES|ALTX|Alternet Securities Inc.|27650
BFR|BBVA BANCO FRANCES|APCC|Apex Clearing Corporation|942
BFR|BBVA BANCO FRANCES|BATM|CBOE TRADING, INC.|1400
BFR|BBVA BANCO FRANCES|BERN|Sanford C. Bernstein & Co., LLC|100
BFR|BBVA BANCO FRANCES|BIDS|BIDS TRADING L.P.|200
BFR|BBVA BANCO FRANCES|BIMI|Banca IMI Securities Corp.|6750
BFR|BBVA BANCO FRANCES|BKCM|BNY Mellon Capital Markets LLC|2160
BFR|BBVA BANCO FRANCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|98452
BFR|BBVA BANCO FRANCES|BMSI|BULL MARKET SECURITIES, INC.|1191
BFR|BBVA BANCO FRANCES|BYXM|CBOE TRADING, INC.|904
BFR|BBVA BANCO FRANCES|BZYD|GOLDMAN SACHS & CO. LLC|658
BFR|BBVA BANCO FRANCES|CANT|Cantor Fitzgerald & Co.|12100
BFR|BBVA BANCO FRANCES|CHAS|Charles Schwab & Co., Inc.|1223
BFR|BBVA BANCO FRANCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15821
BFR|BBVA BANCO FRANCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6104
BFR|BBVA BANCO FRANCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3525
BFR|BBVA BANCO FRANCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|191937
BFR|BBVA BANCO FRANCES|CTDL|Citadel Derivatives Group Llc|818
BFR|BBVA BANCO FRANCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|9812
BFR|BBVA BANCO FRANCES|DBAB|Deutsche Bank Securities Inc.|72866
BFR|BBVA BANCO FRANCES|DBAX|Deutsche Bank Securities Inc.|77700
BFR|BBVA BANCO FRANCES|DEAN|MORGAN STANLEY|7754
BFR|BBVA BANCO FRANCES|DEGS|RONIN PROFESSIONAL LLC|8463
BFR|BBVA BANCO FRANCES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10480
BFR|BBVA BANCO FRANCES|EBXL|EBX LLC|80000
BFR|BBVA BANCO FRANCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
BFR|BBVA BANCO FRANCES|EGAM|CBOE TRADING, INC.|6363
BFR|BBVA BANCO FRANCES|EGAW|CBOE TRADING, INC.|400
BFR|BBVA BANCO FRANCES|EGMT|EG MARKET TECHNOLOGIES LLC|200
BFR|BBVA BANCO FRANCES|EGXM|CBOE TRADING, INC.|5955
BFR|BBVA BANCO FRANCES|EGXW|CBOE TRADING, INC.|400
BFR|BBVA BANCO FRANCES|ETBE|Electronic Transaction Clearing, Inc.|6710
BFR|BBVA BANCO FRANCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6872
BFR|BBVA BANCO FRANCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11390
BFR|BBVA BANCO FRANCES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10000
BFR|BBVA BANCO FRANCES|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BFR|BBVA BANCO FRANCES|ETRS|E*Trade Securities LLC|34144
BFR|BBVA BANCO FRANCES|FILL|Tradestation Securities, Inc.|8403
BFR|BBVA BANCO FRANCES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1900
BFR|BBVA BANCO FRANCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50826
BFR|BBVA BANCO FRANCES|FTBR|Foliofn Investments, Inc.|825
BFR|BBVA BANCO FRANCES|GARC|ICAP Corporates LLC|10936
BFR|BBVA BANCO FRANCES|GEBB|GLOBAL EXECUTION BROKERS, LP|2948
BFR|BBVA BANCO FRANCES|GLPX|ACS EXECUTION SERVICES, LLC|51773
BFR|BBVA BANCO FRANCES|GSCO|GOLDMAN SACHS & CO. LLC|238650
BFR|BBVA BANCO FRANCES|GSIC|GLOBAL STRATEGIC INVESTMENTS|320
BFR|BBVA BANCO FRANCES|GSLT|GOLDMAN SACHS & CO. LLC|11064
BFR|BBVA BANCO FRANCES|GTSZ|GTS SECURITIES LLC|14702
BFR|BBVA BANCO FRANCES|HAPX|HAP Trading, LLC|513
BFR|BBVA BANCO FRANCES|HSBC|HSBC Securities, Inc.|100
BFR|BBVA BANCO FRANCES|IATS|INTERACTIVE BROKERS LLC|52626
BFR|BBVA BANCO FRANCES|IBKR|Interactive Brokers Llc|130052
BFR|BBVA BANCO FRANCES|ICBX|INSTINET, LLC|45368
BFR|BBVA BANCO FRANCES|INCA|INSTINET, LLC|222129
BFR|BBVA BANCO FRANCES|INJX|INSTINET, LLC|1013
BFR|BBVA BANCO FRANCES|ITAU|Itau USA Securities Inc.|50000
BFR|BBVA BANCO FRANCES|ITGI|ITG Inc.|79359
BFR|BBVA BANCO FRANCES|ITGP|ITG INC.|186400
BFR|BBVA BANCO FRANCES|JEFF|JEFFERIES LLC|7269
BFR|BBVA BANCO FRANCES|JMPT|JUMP TRADING, LLC|11531
BFR|BBVA BANCO FRANCES|JONE|JonesTrading|1900
BFR|BBVA BANCO FRANCES|JPBX|J.P. MORGAN SECURITIES LLC|110617
BFR|BBVA BANCO FRANCES|JPMX|J.P. Morgan Securities LLC|411650
BFR|BBVA BANCO FRANCES|JSJX|JANE STREET CAPITAL LLC|444
BFR|BBVA BANCO FRANCES|KCGM|VIRTU Americas LLC|59970
BFR|BBVA BANCO FRANCES|LEHM|Barclays Capital Inc./Le|576222
BFR|BBVA BANCO FRANCES|LIME|Lime Brokerage LLC|30936
BFR|BBVA BANCO FRANCES|LQNA|LIQUIDNET, INC.|44000
BFR|BBVA BANCO FRANCES|LSCI|Lek Securities Corporation|15745
BFR|BBVA BANCO FRANCES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
BFR|BBVA BANCO FRANCES|MAXM|Maxim Group LLC|3400
BFR|BBVA BANCO FRANCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67084
BFR|BBVA BANCO FRANCES|MOTF|MOTIF INVESTING, INC.|3
BFR|BBVA BANCO FRANCES|MSCO|MORGAN STANLEY & CO. LLC|707835
BFR|BBVA BANCO FRANCES|MSPL|MORGAN STANLEY & CO. LLC|76900
BFR|BBVA BANCO FRANCES|MSTX|MORGAN STANLEY & CO. LLC|8600
BFR|BBVA BANCO FRANCES|NFSC|National Financial Services LLC|59634
BFR|BBVA BANCO FRANCES|NITE|VIRTU Americas LLC|1008400
BFR|BBVA BANCO FRANCES|NITP|VIRTU Americas LLC|300
BFR|BBVA BANCO FRANCES|NQRB|Brut, LLC|10060
BFR|BBVA BANCO FRANCES|NTBF|BMO Nesbitt Burns Inc./CDS|1000
BFR|BBVA BANCO FRANCES|PACT|BTG Pactual US Capital Corp.|10936
BFR|BBVA BANCO FRANCES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2716
BFR|BBVA BANCO FRANCES|PDQM|CODA MARKETS, INC.|155659
BFR|BBVA BANCO FRANCES|PICT|Pictet Overseas Inc.|591
BFR|BBVA BANCO FRANCES|POIN|PRECISION SECURITIES, LLC (POIN)|200
BFR|BBVA BANCO FRANCES|PWJC|UBS Financial Services, Inc.|2000
BFR|BBVA BANCO FRANCES|RBCM|RBC CAPITAL MARKETS, LLC|1000
BFR|BBVA BANCO FRANCES|SAGL|SAGETRADER, LLC|73299
BFR|BBVA BANCO FRANCES|SBSH|Citigroup Global Markets Inc.|22870
BFR|BBVA BANCO FRANCES|SCMC|Scotia Capital Markets (USA) Inc.|49300
BFR|BBVA BANCO FRANCES|SGMT|GOLDMAN SACHS & CO. LLC|61924
BFR|BBVA BANCO FRANCES|SPDR|SPEEDROUTE LLC|13601
BFR|BBVA BANCO FRANCES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1800
BFR|BBVA BANCO FRANCES|SWIM|TD Ameritrade, Inc.|31255
BFR|BBVA BANCO FRANCES|SWST|Hilltop Securities Inc.|1411
BFR|BBVA BANCO FRANCES|TKNG|ALLY INVEST SECURITIES LLC|2135
BFR|BBVA BANCO FRANCES|TRBT|Tradebot Systems, Inc.|100491
BFR|BBVA BANCO FRANCES|TRCM|TRC MARKETS LLC|33407
BFR|BBVA BANCO FRANCES|UBSA|UBS SECURITIES LLC|432592
BFR|BBVA BANCO FRANCES|UBSS|UBS Securities LLC|503995
BFR|BBVA BANCO FRANCES|VALX|VIRTU AMERICAS LLC|10265
BFR|BBVA BANCO FRANCES|VGRD|Vanguard Marketing Corporation|13256
BFR|BBVA BANCO FRANCES|WBPX|SUMMIT SECURITIES GROUP, LLC|1060
BFR|BBVA BANCO FRANCES|WCHV|WELLS FARGO SECURITIES, LLC|86066
BFR|BBVA BANCO FRANCES|WEDB|WEDBUSH SECURITIES INC.|18228
BFR|BBVA BANCO FRANCES|WEED|Weeden & Co.L.P.|6396
BFR|BBVA BANCO FRANCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2751
BFR|BBVA BANCO FRANCES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2860
BFR|BBVA BANCO FRANCES|WMCL|White Mountain Capital, LLC|2100
BFR|BBVA BANCO FRANCES|WSEA|WOLVERINE SECURITIES, LLC|4387
BFR|BBVA BANCO FRANCES|XIST|INSTINET, LLC|9400
BFR|BBVA BANCO FRANCES|XPUS|XP SECURITIES, LLC|236206
BFR|BBVA BANCO FRANCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|18600
BFR|BBVA BANCO FRANCES|YKNA|COMHAR CAPITAL MARKETS, LLC|9556
BFRA|BIOFRONTERA ADS|APCC|Apex Clearing Corporation|300
BFRA|BIOFRONTERA ADS|BATM|CBOE TRADING, INC.|200
BFRA|BIOFRONTERA ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|260
BFRA|BIOFRONTERA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
BFRA|BIOFRONTERA ADS|DRWC|DRW SECURITIES, L.L.C.|200
BFRA|BIOFRONTERA ADS|EBXL|EBX LLC|100
BFRA|BIOFRONTERA ADS|ETRS|E*Trade Securities LLC|2182
BFRA|BIOFRONTERA ADS|FBCO|Credit Suisse Securities (USA) LLC|1852
BFRA|BIOFRONTERA ADS|FOMA|TD AMERITRADE CLEARING, INC.|6061
BFRA|BIOFRONTERA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140
BFRA|BIOFRONTERA ADS|GSLT|GOLDMAN SACHS & CO. LLC|100
BFRA|BIOFRONTERA ADS|IATS|INTERACTIVE BROKERS LLC|100
BFRA|BIOFRONTERA ADS|IBKR|Interactive Brokers Llc|7990
BFRA|BIOFRONTERA ADS|ICBX|INSTINET, LLC|100
BFRA|BIOFRONTERA ADS|INCA|INSTINET, LLC|300
BFRA|BIOFRONTERA ADS|LEHM|Barclays Capital Inc./Le|733
BFRA|BIOFRONTERA ADS|LIME|Lime Brokerage LLC|1796
BFRA|BIOFRONTERA ADS|MSCO|MORGAN STANLEY & CO. LLC|468
BFRA|BIOFRONTERA ADS|NFSC|National Financial Services LLC|1253
BFRA|BIOFRONTERA ADS|NITE|VIRTU Americas LLC|9089
BFRA|BIOFRONTERA ADS|OLDM|OLD MISSION CAPITAL, LLC|908
BFRA|BIOFRONTERA ADS|SALI|INTL FCSTONE FINANCIAL INC.|100
BFRA|BIOFRONTERA ADS|SPDR|SPEEDROUTE LLC|200
BFRA|BIOFRONTERA ADS|SPTD|MINT GLOBAL MARKETS, INC.|511
BFRA|BIOFRONTERA ADS|SWIM|TD Ameritrade, Inc.|5100
BFRA|BIOFRONTERA ADS|TRCM|TRC MARKETS LLC|2
BFRA|BIOFRONTERA ADS|UBSA|UBS SECURITIES LLC|309
BFRA|BIOFRONTERA ADS|UBSS|UBS Securities LLC|2811
BFRA|BIOFRONTERA ADS|VGRD|Vanguard Marketing Corporation|290
BFRA|BIOFRONTERA ADS|WCHV|WELLS FARGO SECURITIES, LLC|500
BFS|SAUL CENTERS INC|ALTX|Alternet Securities Inc.|200
BFS|SAUL CENTERS INC|APCC|Apex Clearing Corporation|6
BFS|SAUL CENTERS INC|BARD|Robert W. Baird & Co. Incorporated|9
BFS|SAUL CENTERS INC|BATM|CBOE TRADING, INC.|722
BFS|SAUL CENTERS INC|BAYC|BAY CREST PARTNERS, LLC|11
BFS|SAUL CENTERS INC|BERN|Sanford C. Bernstein & Co., LLC|550
BFS|SAUL CENTERS INC|BNPX|BNP PARIBAS SECURITIES CORP.|3935
BFS|SAUL CENTERS INC|BRVL|BLAYLOCK VAN, LLC|200
BFS|SAUL CENTERS INC|BTIG|BTIG, LLC|261
BFS|SAUL CENTERS INC|BZYD|GOLDMAN SACHS & CO. LLC|1013
BFS|SAUL CENTERS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|256
BFS|SAUL CENTERS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2900
BFS|SAUL CENTERS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3425
BFS|SAUL CENTERS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10433
BFS|SAUL CENTERS INC|CTDL|Citadel Derivatives Group Llc|609
BFS|SAUL CENTERS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2622
BFS|SAUL CENTERS INC|DBAB|Deutsche Bank Securities Inc.|8166
BFS|SAUL CENTERS INC|DBAX|Deutsche Bank Securities Inc.|8500
BFS|SAUL CENTERS INC|DEAN|MORGAN STANLEY|28
BFS|SAUL CENTERS INC|DEGS|RONIN PROFESSIONAL LLC|1800
BFS|SAUL CENTERS INC|EBXL|EBX LLC|2400
BFS|SAUL CENTERS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1638
BFS|SAUL CENTERS INC|EDJO|Edward D. Jones & Co., L.P.|1
BFS|SAUL CENTERS INC|EGAM|CBOE TRADING, INC.|400
BFS|SAUL CENTERS INC|EGXM|CBOE TRADING, INC.|1
BFS|SAUL CENTERS INC|EGXW|CBOE TRADING, INC.|1
BFS|SAUL CENTERS INC|ETRS|E*Trade Securities LLC|3390
BFS|SAUL CENTERS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
BFS|SAUL CENTERS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9080
BFS|SAUL CENTERS INC|FTBR|Foliofn Investments, Inc.|45
BFS|SAUL CENTERS INC|GLPX|ACS EXECUTION SERVICES, LLC|2733
BFS|SAUL CENTERS INC|GSCO|GOLDMAN SACHS & CO. LLC|26264
BFS|SAUL CENTERS INC|GSCS|GOLDMAN SACHS & CO. LLC|75
BFS|SAUL CENTERS INC|GSLT|GOLDMAN SACHS & CO. LLC|9
BFS|SAUL CENTERS INC|GTSZ|GTS SECURITIES LLC|14087
BFS|SAUL CENTERS INC|HRBF|American Enterprise Investment Services Inc.|15
BFS|SAUL CENTERS INC|IATS|INTERACTIVE BROKERS LLC|600
BFS|SAUL CENTERS INC|IBKR|Interactive Brokers Llc|34
BFS|SAUL CENTERS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
BFS|SAUL CENTERS INC|ICBX|INSTINET, LLC|800
BFS|SAUL CENTERS INC|IEQY|CITADEL SECURITIES LLC|377
BFS|SAUL CENTERS INC|INCA|INSTINET, LLC|4200
BFS|SAUL CENTERS INC|INJX|INSTINET, LLC|400
BFS|SAUL CENTERS INC|ITGI|ITG Inc.|1300
BFS|SAUL CENTERS INC|ITGP|ITG INC.|6200
BFS|SAUL CENTERS INC|JEFF|JEFFERIES LLC|2003
BFS|SAUL CENTERS INC|JPBX|J.P. MORGAN SECURITIES LLC|1029
BFS|SAUL CENTERS INC|JPMX|J.P. Morgan Securities LLC|22334
BFS|SAUL CENTERS INC|KCGM|VIRTU Americas LLC|1293
BFS|SAUL CENTERS INC|LEHM|Barclays Capital Inc./Le|5172
BFS|SAUL CENTERS INC|LIME|Lime Brokerage LLC|3430
BFS|SAUL CENTERS INC|LOOP|Loop Capital Markets LLC|1000
BFS|SAUL CENTERS INC|LQNB|LIQUIDNET, INC.|1400
BFS|SAUL CENTERS INC|MCBT|Moors & Cabot, Inc.|1120
BFS|SAUL CENTERS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7131
BFS|SAUL CENTERS INC|MSCO|MORGAN STANLEY & CO. LLC|20824
BFS|SAUL CENTERS INC|MSPL|MORGAN STANLEY & CO. LLC|12900
BFS|SAUL CENTERS INC|NFSC|National Financial Services LLC|954
BFS|SAUL CENTERS INC|NITE|VIRTU Americas LLC|18393
BFS|SAUL CENTERS INC|NTBF|BMO Nesbitt Burns Inc./CDS|35
BFS|SAUL CENTERS INC|PDQM|CODA MARKETS, INC.|6575
BFS|SAUL CENTERS INC|RBCM|RBC CAPITAL MARKETS, LLC|731
BFS|SAUL CENTERS INC|SBSH|Citigroup Global Markets Inc.|6731
BFS|SAUL CENTERS INC|SGMT|GOLDMAN SACHS & CO. LLC|2881
BFS|SAUL CENTERS INC|SPDR|SPEEDROUTE LLC|328
BFS|SAUL CENTERS INC|SWIM|TD Ameritrade, Inc.|492
BFS|SAUL CENTERS INC|TRBT|Tradebot Systems, Inc.|1005
BFS|SAUL CENTERS INC|TRCM|TRC MARKETS LLC|2314
BFS|SAUL CENTERS INC|UBSA|UBS SECURITIES LLC|28347
BFS|SAUL CENTERS INC|UBSS|UBS Securities LLC|26598
BFS|SAUL CENTERS INC|VALX|VIRTU AMERICAS LLC|4106
BFS|SAUL CENTERS INC|WCHV|WELLS FARGO SECURITIES, LLC|2229
BFS|SAUL CENTERS INC|WDNX|WEEDEN & CO.L.P.|154
BFS|SAUL CENTERS INC|WEED|Weeden & Co.L.P.|730
BFS|SAUL CENTERS INC|XIST|INSTINET, LLC|14
BFS|SAUL CENTERS INC|XPQR|Jump Trading|100
BFS|SAUL CENTERS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
BFS|SAUL CENTERS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|139
BFS$C|SAUL CENTERS, INC.|BARD|Robert W. Baird & Co. Incorporated|116
BFS$C|SAUL CENTERS, INC.|BATM|CBOE TRADING, INC.|100
BFS$C|SAUL CENTERS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56
BFS$C|SAUL CENTERS, INC.|DBAX|Deutsche Bank Securities Inc.|200
BFS$C|SAUL CENTERS, INC.|DEAN|MORGAN STANLEY|443
BFS$C|SAUL CENTERS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
BFS$C|SAUL CENTERS, INC.|ETRS|E*Trade Securities LLC|400
BFS$C|SAUL CENTERS, INC.|GTSZ|GTS SECURITIES LLC|100
BFS$C|SAUL CENTERS, INC.|INCA|INSTINET, LLC|100
BFS$C|SAUL CENTERS, INC.|JANY|Janney Montgomery Scott Inc.|350
BFS$C|SAUL CENTERS, INC.|LIME|Lime Brokerage LLC|100
BFS$C|SAUL CENTERS, INC.|MSCO|MORGAN STANLEY & CO. LLC|838
BFS$C|SAUL CENTERS, INC.|NFSC|National Financial Services LLC|4055
BFS$C|SAUL CENTERS, INC.|NITE|VIRTU Americas LLC|7663
BFS$C|SAUL CENTERS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2351
BFS$C|SAUL CENTERS, INC.|SPDR|SPEEDROUTE LLC|100
BFS$C|SAUL CENTERS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|230
BFS$C|SAUL CENTERS, INC.|SWIM|TD Ameritrade, Inc.|69
BFS$C|SAUL CENTERS, INC.|UBSA|UBS SECURITIES LLC|300
BFS$C|SAUL CENTERS, INC.|UBSS|UBS Securities LLC|6
BFS$C|SAUL CENTERS, INC.|VGRD|Vanguard Marketing Corporation|102
BFS$C|SAUL CENTERS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|19109
BFS$D|SAUL CENTERS 6.125|BATM|CBOE TRADING, INC.|300
BFS$D|SAUL CENTERS 6.125|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
BFS$D|SAUL CENTERS 6.125|BYXM|CBOE TRADING, INC.|153
BFS$D|SAUL CENTERS 6.125|CIST|Capital Institutional Services, Inc.|900
BFS$D|SAUL CENTERS 6.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
BFS$D|SAUL CENTERS 6.125|DBAX|Deutsche Bank Securities Inc.|5800
BFS$D|SAUL CENTERS 6.125|DEAN|MORGAN STANLEY|1500
BFS$D|SAUL CENTERS 6.125|EBXL|EBX LLC|100
BFS$D|SAUL CENTERS 6.125|GLPX|ACS EXECUTION SERVICES, LLC|1343
BFS$D|SAUL CENTERS 6.125|GSLT|GOLDMAN SACHS & CO. LLC|500
BFS$D|SAUL CENTERS 6.125|GTSZ|GTS SECURITIES LLC|500
BFS$D|SAUL CENTERS 6.125|IBKR|Interactive Brokers Llc|819
BFS$D|SAUL CENTERS 6.125|INCA|INSTINET, LLC|2900
BFS$D|SAUL CENTERS 6.125|JANY|Janney Montgomery Scott Inc.|3700
BFS$D|SAUL CENTERS 6.125|JPMX|J.P. Morgan Securities LLC|600
BFS$D|SAUL CENTERS 6.125|LIME|Lime Brokerage LLC|100
BFS$D|SAUL CENTERS 6.125|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4500
BFS$D|SAUL CENTERS 6.125|MSCO|MORGAN STANLEY & CO. LLC|6900
BFS$D|SAUL CENTERS 6.125|NFSC|National Financial Services LLC|760
BFS$D|SAUL CENTERS 6.125|NITE|VIRTU Americas LLC|34233
BFS$D|SAUL CENTERS 6.125|NQRB|Brut, LLC|500
BFS$D|SAUL CENTERS 6.125|PDQM|CODA MARKETS, INC.|1743
BFS$D|SAUL CENTERS 6.125|RBCM|RBC CAPITAL MARKETS, LLC|29895
BFS$D|SAUL CENTERS 6.125|SPDR|SPEEDROUTE LLC|180
BFS$D|SAUL CENTERS 6.125|UBSA|UBS SECURITIES LLC|6000
BFS$D|SAUL CENTERS 6.125|UBSS|UBS Securities LLC|11000
BFS$D|SAUL CENTERS 6.125|VGRD|Vanguard Marketing Corporation|285
BFS$D|SAUL CENTERS 6.125|WCHV|WELLS FARGO SECURITIES, LLC|440
BFS$D|SAUL CENTERS 6.125|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BFST|BUSINESS FRST BNC CM|ALTX|Alternet Securities Inc.|2992
BFST|BUSINESS FRST BNC CM|BATM|CBOE TRADING, INC.|400
BFST|BUSINESS FRST BNC CM|BAYC|BAY CREST PARTNERS, LLC|1037
BFST|BUSINESS FRST BNC CM|BAYT|BTIG, LLC|200
BFST|BUSINESS FRST BNC CM|BIDS|BIDS TRADING L.P.|22670
BFST|BUSINESS FRST BNC CM|BMOC|BMO Capital Markets Corp.|715
BFST|BUSINESS FRST BNC CM|BNKS|Fig Partners, LLC|23543
BFST|BUSINESS FRST BNC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1545
BFST|BUSINESS FRST BNC CM|BTIG|BTIG, LLC|2214
BFST|BUSINESS FRST BNC CM|BYXM|CBOE TRADING, INC.|400
BFST|BUSINESS FRST BNC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32639
BFST|BUSINESS FRST BNC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7191
BFST|BUSINESS FRST BNC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6404
BFST|BUSINESS FRST BNC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18933
BFST|BUSINESS FRST BNC CM|CTDL|Citadel Derivatives Group Llc|1836
BFST|BUSINESS FRST BNC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4902
BFST|BUSINESS FRST BNC CM|DBAB|Deutsche Bank Securities Inc.|140372
BFST|BUSINESS FRST BNC CM|DBAX|Deutsche Bank Securities Inc.|13900
BFST|BUSINESS FRST BNC CM|DEAN|MORGAN STANLEY|1000
BFST|BUSINESS FRST BNC CM|DEGS|RONIN PROFESSIONAL LLC|5868
BFST|BUSINESS FRST BNC CM|DRWK|DRW SECURITIES, L.L.C.|1800
BFST|BUSINESS FRST BNC CM|EBXL|EBX LLC|20000
BFST|BUSINESS FRST BNC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4830
BFST|BUSINESS FRST BNC CM|EDJO|Edward D. Jones & Co., L.P.|1301
BFST|BUSINESS FRST BNC CM|EGAM|CBOE TRADING, INC.|3220
BFST|BUSINESS FRST BNC CM|EGAW|CBOE TRADING, INC.|100
BFST|BUSINESS FRST BNC CM|EGXM|CBOE TRADING, INC.|200
BFST|BUSINESS FRST BNC CM|ETBE|Electronic Transaction Clearing, Inc.|1259
BFST|BUSINESS FRST BNC CM|ETRS|E*Trade Securities LLC|8935
BFST|BUSINESS FRST BNC CM|FBCO|Credit Suisse Securities (USA) LLC|31600
BFST|BUSINESS FRST BNC CM|FILL|Tradestation Securities, Inc.|1500
BFST|BUSINESS FRST BNC CM|FOMA|TD AMERITRADE CLEARING, INC.|30578
BFST|BUSINESS FRST BNC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2286
BFST|BUSINESS FRST BNC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37050
BFST|BUSINESS FRST BNC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
BFST|BUSINESS FRST BNC CM|GLPX|ACS EXECUTION SERVICES, LLC|8391
BFST|BUSINESS FRST BNC CM|GSCO|GOLDMAN SACHS & CO. LLC|412216
BFST|BUSINESS FRST BNC CM|GSCS|GOLDMAN SACHS & CO. LLC|132
BFST|BUSINESS FRST BNC CM|GSLT|GOLDMAN SACHS & CO. LLC|4450
BFST|BUSINESS FRST BNC CM|GTSZ|GTS SECURITIES LLC|47365
BFST|BUSINESS FRST BNC CM|IATS|INTERACTIVE BROKERS LLC|818
BFST|BUSINESS FRST BNC CM|IBKR|Interactive Brokers Llc|22310
BFST|BUSINESS FRST BNC CM|ICBX|INSTINET, LLC|12700
BFST|BUSINESS FRST BNC CM|IEQY|CITADEL SECURITIES LLC|1111
BFST|BUSINESS FRST BNC CM|INCA|INSTINET, LLC|320223
BFST|BUSINESS FRST BNC CM|INJX|INSTINET, LLC|8744
BFST|BUSINESS FRST BNC CM|ITGI|ITG Inc.|3202
BFST|BUSINESS FRST BNC CM|ITGP|ITG INC.|16400
BFST|BUSINESS FRST BNC CM|JEFF|JEFFERIES LLC|43703
BFST|BUSINESS FRST BNC CM|JMPT|JUMP TRADING, LLC|837
BFST|BUSINESS FRST BNC CM|JPBX|J.P. MORGAN SECURITIES LLC|600
BFST|BUSINESS FRST BNC CM|JPMX|J.P. Morgan Securities LLC|85709
BFST|BUSINESS FRST BNC CM|JSJX|JANE STREET CAPITAL LLC|201
BFST|BUSINESS FRST BNC CM|KBWI|Keefe, Bruyette & Woods, Inc.|35753
BFST|BUSINESS FRST BNC CM|KCGM|VIRTU Americas LLC|6854
BFST|BUSINESS FRST BNC CM|LEHM|Barclays Capital Inc./Le|114302
BFST|BUSINESS FRST BNC CM|LIME|Lime Brokerage LLC|39556
BFST|BUSINESS FRST BNC CM|LMGP|LIME BROKERAGE LLC|27280
BFST|BUSINESS FRST BNC CM|LOOP|Loop Capital Markets LLC|22670
BFST|BUSINESS FRST BNC CM|MAXM|Maxim Group LLC|682
BFST|BUSINESS FRST BNC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31621
BFST|BUSINESS FRST BNC CM|MSCO|MORGAN STANLEY & CO. LLC|424045
BFST|BUSINESS FRST BNC CM|MSPL|MORGAN STANLEY & CO. LLC|25600
BFST|BUSINESS FRST BNC CM|MSTX|MORGAN STANLEY & CO. LLC|5700
BFST|BUSINESS FRST BNC CM|NFSC|National Financial Services LLC|12542
BFST|BUSINESS FRST BNC CM|NITE|VIRTU Americas LLC|131288
BFST|BUSINESS FRST BNC CM|NITP|VIRTU Americas LLC|400
BFST|BUSINESS FRST BNC CM|NQRB|Brut, LLC|12188
BFST|BUSINESS FRST BNC CM|PDQM|CODA MARKETS, INC.|13368
BFST|BUSINESS FRST BNC CM|PIPR|Piper Jaffray & Co.|43
BFST|BUSINESS FRST BNC CM|RAJA|Raymond James & Associates, Inc.|37528
BFST|BUSINESS FRST BNC CM|SAGL|SAGETRADER, LLC|6152
BFST|BUSINESS FRST BNC CM|SBSH|Citigroup Global Markets Inc.|53705
BFST|BUSINESS FRST BNC CM|SDLR|Sandler, O'Neill & Partners, L.P.|23672
BFST|BUSINESS FRST BNC CM|SGMT|GOLDMAN SACHS & CO. LLC|11929
BFST|BUSINESS FRST BNC CM|SPDR|SPEEDROUTE LLC|19000
BFST|BUSINESS FRST BNC CM|SPHN|Stephens Inc.|7006
BFST|BUSINESS FRST BNC CM|SWIM|TD Ameritrade, Inc.|3436
BFST|BUSINESS FRST BNC CM|TRCM|TRC MARKETS LLC|23909
BFST|BUSINESS FRST BNC CM|UBSA|UBS SECURITIES LLC|126845
BFST|BUSINESS FRST BNC CM|UBSS|UBS Securities LLC|553456
BFST|BUSINESS FRST BNC CM|VALX|VIRTU AMERICAS LLC|126
BFST|BUSINESS FRST BNC CM|VGRD|Vanguard Marketing Corporation|500
BFST|BUSINESS FRST BNC CM|WCHV|WELLS FARGO SECURITIES, LLC|24239
BFST|BUSINESS FRST BNC CM|WDNX|WEEDEN & CO.L.P.|1058
BFST|BUSINESS FRST BNC CM|WEDB|WEDBUSH SECURITIES INC.|2732
BFST|BUSINESS FRST BNC CM|WEED|Weeden & Co.L.P.|20
BFST|BUSINESS FRST BNC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
BFST|BUSINESS FRST BNC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1315
BFST|BUSINESS FRST BNC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8459
BFY|BLACKROCK NY MUNI II|ALTX|Alternet Securities Inc.|400
BFY|BLACKROCK NY MUNI II|BATM|CBOE TRADING, INC.|200
BFY|BLACKROCK NY MUNI II|BTIG|BTIG, LLC|1010
BFY|BLACKROCK NY MUNI II|CHAS|Charles Schwab & Co., Inc.|1
BFY|BLACKROCK NY MUNI II|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
BFY|BLACKROCK NY MUNI II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1001
BFY|BLACKROCK NY MUNI II|DEAN|MORGAN STANLEY|1000
BFY|BLACKROCK NY MUNI II|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1516
BFY|BLACKROCK NY MUNI II|EBXL|EBX LLC|700
BFY|BLACKROCK NY MUNI II|EGAM|CBOE TRADING, INC.|500
BFY|BLACKROCK NY MUNI II|ETRS|E*Trade Securities LLC|841
BFY|BLACKROCK NY MUNI II|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1579
BFY|BLACKROCK NY MUNI II|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1724
BFY|BLACKROCK NY MUNI II|FTBR|Foliofn Investments, Inc.|4
BFY|BLACKROCK NY MUNI II|GSCO|GOLDMAN SACHS & CO. LLC|1100
BFY|BLACKROCK NY MUNI II|GSLT|GOLDMAN SACHS & CO. LLC|500
BFY|BLACKROCK NY MUNI II|HRBF|American Enterprise Investment Services Inc.|1000
BFY|BLACKROCK NY MUNI II|IATS|INTERACTIVE BROKERS LLC|411
BFY|BLACKROCK NY MUNI II|IBKR|Interactive Brokers Llc|3162
BFY|BLACKROCK NY MUNI II|INCA|INSTINET, LLC|300
BFY|BLACKROCK NY MUNI II|ITGI|ITG Inc.|400
BFY|BLACKROCK NY MUNI II|ITGP|ITG INC.|800
BFY|BLACKROCK NY MUNI II|KCGM|VIRTU Americas LLC|148
BFY|BLACKROCK NY MUNI II|LEHM|Barclays Capital Inc./Le|1200
BFY|BLACKROCK NY MUNI II|LIME|Lime Brokerage LLC|100
BFY|BLACKROCK NY MUNI II|MSCO|MORGAN STANLEY & CO. LLC|15746
BFY|BLACKROCK NY MUNI II|MSPL|MORGAN STANLEY & CO. LLC|800
BFY|BLACKROCK NY MUNI II|MSTX|MORGAN STANLEY & CO. LLC|1000
BFY|BLACKROCK NY MUNI II|NFSC|National Financial Services LLC|12149
BFY|BLACKROCK NY MUNI II|NITE|VIRTU Americas LLC|32506
BFY|BLACKROCK NY MUNI II|NQRB|Brut, LLC|627
BFY|BLACKROCK NY MUNI II|PWJC|UBS Financial Services, Inc.|300
BFY|BLACKROCK NY MUNI II|SGMT|GOLDMAN SACHS & CO. LLC|700
BFY|BLACKROCK NY MUNI II|SWST|Hilltop Securities Inc.|800
BFY|BLACKROCK NY MUNI II|UBSA|UBS SECURITIES LLC|1600
BFY|BLACKROCK NY MUNI II|UBSS|UBS Securities LLC|4056
BFY|BLACKROCK NY MUNI II|VGRD|Vanguard Marketing Corporation|1884
BFY|BLACKROCK NY MUNI II|WCHV|WELLS FARGO SECURITIES, LLC|9807
BFY|BLACKROCK NY MUNI II|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2904
BFY|BLACKROCK NY MUNI II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
BFZ|BLACKROCK CA MUN INC|ALTX|Alternet Securities Inc.|2281
BFZ|BLACKROCK CA MUN INC|APCC|Apex Clearing Corporation|17
BFZ|BLACKROCK CA MUN INC|BATM|CBOE TRADING, INC.|271
BFZ|BLACKROCK CA MUN INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
BFZ|BLACKROCK CA MUN INC|BTIG|BTIG, LLC|10206
BFZ|BLACKROCK CA MUN INC|CANT|Cantor Fitzgerald & Co.|1266
BFZ|BLACKROCK CA MUN INC|CHAS|Charles Schwab & Co., Inc.|1232
BFZ|BLACKROCK CA MUN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|952
BFZ|BLACKROCK CA MUN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6999
BFZ|BLACKROCK CA MUN INC|DADA|D.A. Davidson & Co.|24
BFZ|BLACKROCK CA MUN INC|DBAX|Deutsche Bank Securities Inc.|5400
BFZ|BLACKROCK CA MUN INC|DEAN|MORGAN STANLEY|6528
BFZ|BLACKROCK CA MUN INC|DEGS|RONIN PROFESSIONAL LLC|700
BFZ|BLACKROCK CA MUN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4700
BFZ|BLACKROCK CA MUN INC|EBXL|EBX LLC|2400
BFZ|BLACKROCK CA MUN INC|EDJO|Edward D. Jones & Co., L.P.|1
BFZ|BLACKROCK CA MUN INC|EGAM|CBOE TRADING, INC.|700
BFZ|BLACKROCK CA MUN INC|EGXM|CBOE TRADING, INC.|300
BFZ|BLACKROCK CA MUN INC|ETRS|E*Trade Securities LLC|24868
BFZ|BLACKROCK CA MUN INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8269
BFZ|BLACKROCK CA MUN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2756
BFZ|BLACKROCK CA MUN INC|FTBR|Foliofn Investments, Inc.|877
BFZ|BLACKROCK CA MUN INC|GLPX|ACS EXECUTION SERVICES, LLC|919
BFZ|BLACKROCK CA MUN INC|GSCO|GOLDMAN SACHS & CO. LLC|1214
BFZ|BLACKROCK CA MUN INC|GSCS|GOLDMAN SACHS & CO. LLC|400
BFZ|BLACKROCK CA MUN INC|GSLT|GOLDMAN SACHS & CO. LLC|300
BFZ|BLACKROCK CA MUN INC|GTSZ|GTS SECURITIES LLC|70
BFZ|BLACKROCK CA MUN INC|HRBF|American Enterprise Investment Services Inc.|5955
BFZ|BLACKROCK CA MUN INC|IATS|INTERACTIVE BROKERS LLC|1300
BFZ|BLACKROCK CA MUN INC|IBKR|Interactive Brokers Llc|8750
BFZ|BLACKROCK CA MUN INC|ICBX|INSTINET, LLC|300
BFZ|BLACKROCK CA MUN INC|INCA|INSTINET, LLC|1787
BFZ|BLACKROCK CA MUN INC|ITGI|ITG Inc.|700
BFZ|BLACKROCK CA MUN INC|ITGP|ITG INC.|1800
BFZ|BLACKROCK CA MUN INC|JEFF|JEFFERIES LLC|2973
BFZ|BLACKROCK CA MUN INC|JONE|JonesTrading|1300
BFZ|BLACKROCK CA MUN INC|JPMX|J.P. Morgan Securities LLC|3520
BFZ|BLACKROCK CA MUN INC|KCGM|VIRTU Americas LLC|3337
BFZ|BLACKROCK CA MUN INC|LEHM|Barclays Capital Inc./Le|3800
BFZ|BLACKROCK CA MUN INC|LIME|Lime Brokerage LLC|351
BFZ|BLACKROCK CA MUN INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
BFZ|BLACKROCK CA MUN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5514
BFZ|BLACKROCK CA MUN INC|MSCO|MORGAN STANLEY & CO. LLC|103405
BFZ|BLACKROCK CA MUN INC|MSPL|MORGAN STANLEY & CO. LLC|17000
BFZ|BLACKROCK CA MUN INC|MSTX|MORGAN STANLEY & CO. LLC|200
BFZ|BLACKROCK CA MUN INC|NATL|National Securities Corporation|1625
BFZ|BLACKROCK CA MUN INC|NFSC|National Financial Services LLC|41068
BFZ|BLACKROCK CA MUN INC|NITE|VIRTU Americas LLC|98675
BFZ|BLACKROCK CA MUN INC|NQRB|Brut, LLC|100
BFZ|BLACKROCK CA MUN INC|OPCO|Oppenheimer & Co. Inc.|9151
BFZ|BLACKROCK CA MUN INC|PDQM|CODA MARKETS, INC.|2819
BFZ|BLACKROCK CA MUN INC|PWJC|UBS Financial Services, Inc.|24476
BFZ|BLACKROCK CA MUN INC|RBCM|RBC CAPITAL MARKETS, LLC|2720
BFZ|BLACKROCK CA MUN INC|SAGC|SAGETRADER, LLC|500
BFZ|BLACKROCK CA MUN INC|SGMT|GOLDMAN SACHS & CO. LLC|5000
BFZ|BLACKROCK CA MUN INC|SPDR|SPEEDROUTE LLC|600
BFZ|BLACKROCK CA MUN INC|STFL|Stifel, Nicolaus & Company, Incorporated|982
BFZ|BLACKROCK CA MUN INC|SWIM|TD Ameritrade, Inc.|384
BFZ|BLACKROCK CA MUN INC|SWST|Hilltop Securities Inc.|7114
BFZ|BLACKROCK CA MUN INC|TRBT|Tradebot Systems, Inc.|1155
BFZ|BLACKROCK CA MUN INC|UBSA|UBS SECURITIES LLC|15232
BFZ|BLACKROCK CA MUN INC|UBSS|UBS Securities LLC|98871
BFZ|BLACKROCK CA MUN INC|VGRD|Vanguard Marketing Corporation|5752
BFZ|BLACKROCK CA MUN INC|WCHV|WELLS FARGO SECURITIES, LLC|40770
BFZ|BLACKROCK CA MUN INC|WEDB|WEDBUSH SECURITIES INC.|563
BFZ|BLACKROCK CA MUN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5503
BFZ|BLACKROCK CA MUN INC|WSEA|WOLVERINE SECURITIES, LLC|52
BFZ|BLACKROCK CA MUN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
BFZ|BLACKROCK CA MUN INC|YKNA|COMHAR CAPITAL MARKETS, LLC|400
BFZ|BLACKROCK CA MUN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13109
BG|BUNGE LTD|ABLE|NATIXIS Securities Americas LLC|1716
BG|BUNGE LTD|AGIS|Aegis Capital Corp.|505
BG|BUNGE LTD|ALTX|Alternet Securities Inc.|35867
BG|BUNGE LTD|ANOS|ABEL/NOSER, L.L.C.|6290
BG|BUNGE LTD|APCC|Apex Clearing Corporation|2026
BG|BUNGE LTD|AQUA|AQUA SECURITIES L.P.|39700
BG|BUNGE LTD|BALE|M&T SECURITIES, INC.|757
BG|BUNGE LTD|BANK|Primevest Financial Services, Inc.|7
BG|BUNGE LTD|BARD|Robert W. Baird & Co. Incorporated|2315
BG|BUNGE LTD|BATM|CBOE TRADING, INC.|21953
BG|BUNGE LTD|BAYC|BAY CREST PARTNERS, LLC|57
BG|BUNGE LTD|BAYT|BTIG, LLC|7800
BG|BUNGE LTD|BBNT|BB&T SECURITIES, LLC|11
BG|BUNGE LTD|BERN|Sanford C. Bernstein & Co., LLC|46949
BG|BUNGE LTD|BGCE|BGC Financial Inc.|100
BG|BUNGE LTD|BIDS|BIDS TRADING L.P.|41200
BG|BUNGE LTD|BIMI|Banca IMI Securities Corp.|4660
BG|BUNGE LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14308
BG|BUNGE LTD|BLKX|INSTINET, LLC|22600
BG|BUNGE LTD|BMOC|BMO Capital Markets Corp.|124129
BG|BUNGE LTD|BNPX|BNP PARIBAS SECURITIES CORP.|34090
BG|BUNGE LTD|BTIG|BTIG, LLC|168
BG|BUNGE LTD|BYXM|CBOE TRADING, INC.|1849
BG|BUNGE LTD|BZYD|GOLDMAN SACHS & CO. LLC|1200
BG|BUNGE LTD|CABR|Cabrera Capital Markets, Inc.|25
BG|BUNGE LTD|CANT|Cantor Fitzgerald & Co.|18304
BG|BUNGE LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|25600
BG|BUNGE LTD|CHAS|Charles Schwab & Co., Inc.|1145
BG|BUNGE LTD|CIST|Capital Institutional Services, Inc.|658
BG|BUNGE LTD|CLSA|CLSA AMERICAS, LLC|850
BG|BUNGE LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|262788
BG|BUNGE LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
BG|BUNGE LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11340
BG|BUNGE LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|654331
BG|BUNGE LTD|CTDL|Citadel Derivatives Group Llc|14262
BG|BUNGE LTD|CTLR|CUTLER GROUP, LP|23850
BG|BUNGE LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|64374
BG|BUNGE LTD|DADA|D.A. Davidson & Co.|60
BG|BUNGE LTD|DBAB|Deutsche Bank Securities Inc.|348084
BG|BUNGE LTD|DBAX|Deutsche Bank Securities Inc.|387700
BG|BUNGE LTD|DBUL|Deutsche Bank Securities Inc.|3782
BG|BUNGE LTD|DCHF|Dart Executions, LLC|1703
BG|BUNGE LTD|DEAN|MORGAN STANLEY|7844
BG|BUNGE LTD|DEGS|RONIN PROFESSIONAL LLC|100
BG|BUNGE LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4871
BG|BUNGE LTD|EBXL|EBX LLC|333000
BG|BUNGE LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|66726
BG|BUNGE LTD|EDJO|Edward D. Jones & Co., L.P.|1411
BG|BUNGE LTD|EGAM|CBOE TRADING, INC.|22429
BG|BUNGE LTD|EGAW|CBOE TRADING, INC.|105
BG|BUNGE LTD|EGMT|EG MARKET TECHNOLOGIES LLC|2947
BG|BUNGE LTD|EGXM|CBOE TRADING, INC.|29284
BG|BUNGE LTD|EGXW|CBOE TRADING, INC.|349
BG|BUNGE LTD|ESPO|ESPOSITO SECURITIES, LLC|210
BG|BUNGE LTD|ETBE|Electronic Transaction Clearing, Inc.|64938
BG|BUNGE LTD|ETCC|Electronic Transaction Clearing, Inc.|628
BG|BUNGE LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41945
BG|BUNGE LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BG|BUNGE LTD|ETRS|E*Trade Securities LLC|38413
BG|BUNGE LTD|FBSB|U.S. Bancorp Investments, Inc.|12
BG|BUNGE LTD|FFSI|Firstrade Securities Inc.|200
BG|BUNGE LTD|FIDT|Fidelity Clearing Canada ULC./ CDS|7
BG|BUNGE LTD|FILL|Tradestation Securities, Inc.|22121
BG|BUNGE LTD|FMAF|NBCN Inc./ CDS|786
BG|BUNGE LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1211
BG|BUNGE LTD|FQLS|Quantlab Securities LP|410403
BG|BUNGE LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|122860
BG|BUNGE LTD|FTBR|Foliofn Investments, Inc.|474
BG|BUNGE LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|108978
BG|BUNGE LTD|GLIS|TD Securities Inc|2700
BG|BUNGE LTD|GLPX|ACS EXECUTION SERVICES, LLC|39883
BG|BUNGE LTD|GSCO|GOLDMAN SACHS & CO. LLC|1375918
BG|BUNGE LTD|GSCS|GOLDMAN SACHS & CO. LLC|20480
BG|BUNGE LTD|GSLT|GOLDMAN SACHS & CO. LLC|17912
BG|BUNGE LTD|GTSZ|GTS SECURITIES LLC|140376
BG|BUNGE LTD|HAPX|HAP Trading, LLC|608
BG|BUNGE LTD|HRBF|American Enterprise Investment Services Inc.|3131
BG|BUNGE LTD|HSBC|HSBC Securities, Inc.|2115
BG|BUNGE LTD|IATS|INTERACTIVE BROKERS LLC|32852
BG|BUNGE LTD|IBKR|Interactive Brokers Llc|61115
BG|BUNGE LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6680
BG|BUNGE LTD|ICBX|INSTINET, LLC|149362
BG|BUNGE LTD|INCA|INSTINET, LLC|1324333
BG|BUNGE LTD|INJX|INSTINET, LLC|38725
BG|BUNGE LTD|INTL|INTL FCSTONE FINANCIAL INC.|78
BG|BUNGE LTD|ITGI|ITG Inc.|48702
BG|BUNGE LTD|ITGP|ITG INC.|224600
BG|BUNGE LTD|JANY|Janney Montgomery Scott Inc.|428
BG|BUNGE LTD|JEFF|JEFFERIES LLC|296887
BG|BUNGE LTD|JMPT|JUMP TRADING, LLC|116481
BG|BUNGE LTD|JONE|JonesTrading|9
BG|BUNGE LTD|JPBX|J.P. MORGAN SECURITIES LLC|73174
BG|BUNGE LTD|JPMX|J.P. Morgan Securities LLC|858112
BG|BUNGE LTD|JSEB|JANE STREET EXECUTION SERVICES, LLC|38
BG|BUNGE LTD|JSJX|JANE STREET CAPITAL LLC|15499
BG|BUNGE LTD|JUTA|JUMP TRADING, LLC|200
BG|BUNGE LTD|KCGM|VIRTU Americas LLC|68543
BG|BUNGE LTD|LEHM|Barclays Capital Inc./Le|824562
BG|BUNGE LTD|LGNT|COR CLEARING LLC|1
BG|BUNGE LTD|LIME|Lime Brokerage LLC|31472
BG|BUNGE LTD|LMNX|LUMINEX TRADING & ANALYTICS LLC|118000
BG|BUNGE LTD|LOOP|Loop Capital Markets LLC|400
BG|BUNGE LTD|LQNA|LIQUIDNET, INC.|251300
BG|BUNGE LTD|LSCI|Lek Securities Corporation|444
BG|BUNGE LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|228
BG|BUNGE LTD|MACC|Mid Atlantic Capital Corporation|78
BG|BUNGE LTD|MACQ|Macquarie Capital (USA) Inc.|100
BG|BUNGE LTD|MAVB|Great Point Capital LLC|600
BG|BUNGE LTD|MAXM|Maxim Group LLC|12760
BG|BUNGE LTD|MBTS|ALLY INVEST SECURITIES LLC|425
BG|BUNGE LTD|MCMF|Raymond James Ltd. Cds|240
BG|BUNGE LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120992
BG|BUNGE LTD|MOTF|MOTIF INVESTING, INC.|7
BG|BUNGE LTD|MSCO|MORGAN STANLEY & CO. LLC|7277536
BG|BUNGE LTD|MSPL|MORGAN STANLEY & CO. LLC|542500
BG|BUNGE LTD|MSTX|MORGAN STANLEY & CO. LLC|236200
BG|BUNGE LTD|MUFG|MUFG SECURITIES AMERICAS INC.|36400
BG|BUNGE LTD|MULL|MARK J. MULLER EQUITIES, INC.|22701
BG|BUNGE LTD|MZHO|Mizuho Securities USA LLC|10000
BG|BUNGE LTD|NATL|National Securities Corporation|99
BG|BUNGE LTD|NBCS|NBC Securities, INC.|188
BG|BUNGE LTD|NFSC|National Financial Services LLC|175165
BG|BUNGE LTD|NITE|VIRTU Americas LLC|468943
BG|BUNGE LTD|NITP|VIRTU Americas LLC|2295
BG|BUNGE LTD|NMRA|Nomura Securities International, Inc.|22900
BG|BUNGE LTD|NQRB|Brut, LLC|36418
BG|BUNGE LTD|NTBF|BMO Nesbitt Burns Inc./CDS|500
BG|BUNGE LTD|OHOS|TWO SIGMA SECURITIES, LLC|2347
BG|BUNGE LTD|OPCO|Oppenheimer & Co. Inc.|740
BG|BUNGE LTD|PDQM|CODA MARKETS, INC.|50089
BG|BUNGE LTD|PHLY|NASDAQ Execution Services, LLC|2400
BG|BUNGE LTD|PWJC|UBS Financial Services, Inc.|1766
BG|BUNGE LTD|RBCM|RBC CAPITAL MARKETS, LLC|4751
BG|BUNGE LTD|SAGL|SAGETRADER, LLC|51840
BG|BUNGE LTD|SAGW|SAGETRADER, LLC|2
BG|BUNGE LTD|SALI|INTL FCSTONE FINANCIAL INC.|48
BG|BUNGE LTD|SBSH|Citigroup Global Markets Inc.|191137
BG|BUNGE LTD|SGMT|GOLDMAN SACHS & CO. LLC|197839
BG|BUNGE LTD|SPDR|SPEEDROUTE LLC|21500
BG|BUNGE LTD|SPHN|Stephens Inc.|378
BG|BUNGE LTD|STFC|Stuart Frankel & Co., Incorporated|2600
BG|BUNGE LTD|STFL|Stifel, Nicolaus & Company, Incorporated|28082
BG|BUNGE LTD|STRS|STRATEGAS RESEARCH PARTNERS|12119
BG|BUNGE LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3510
BG|BUNGE LTD|SWIM|TD Ameritrade, Inc.|52549
BG|BUNGE LTD|SWST|Hilltop Securities Inc.|1369
BG|BUNGE LTD|TAGC|TELSEY ADVISORY GROUP LLC|500
BG|BUNGE LTD|TKNG|ALLY INVEST SECURITIES LLC|871
BG|BUNGE LTD|TRBT|Tradebot Systems, Inc.|262977
BG|BUNGE LTD|TRCM|TRC MARKETS LLC|133224
BG|BUNGE LTD|UBSA|UBS SECURITIES LLC|912059
BG|BUNGE LTD|UBSS|UBS Securities LLC|1061869
BG|BUNGE LTD|UFPA|UNITED FIRST PARTNERS LLC|7800
BG|BUNGE LTD|VALX|VIRTU AMERICAS LLC|21020
BG|BUNGE LTD|VGRD|Vanguard Marketing Corporation|9201
BG|BUNGE LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|4384
BG|BUNGE LTD|WCHV|WELLS FARGO SECURITIES, LLC|176597
BG|BUNGE LTD|WDNX|WEEDEN & CO.L.P.|8132
BG|BUNGE LTD|WEDB|WEDBUSH SECURITIES INC.|6177
BG|BUNGE LTD|WEED|Weeden & Co.L.P.|3005
BG|BUNGE LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39527
BG|BUNGE LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79055
BG|BUNGE LTD|WFPB|Wells Fargo Securities, LLC.|10659
BG|BUNGE LTD|WGIF|CIBC World Markets Inc.|645
BG|BUNGE LTD|WSEA|WOLVERINE SECURITIES, LLC|7380
BG|BUNGE LTD|XIST|INSTINET, LLC|26776
BG|BUNGE LTD|XPQR|Jump Trading|4353
BG|BUNGE LTD|XPUS|XP SECURITIES, LLC|114
BG|BUNGE LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|33932
BG|BUNGE LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|2384
BG|BUNGE LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|377
BGB|BLACKSTONE GSO STRAT|AGIS|Aegis Capital Corp.|1000
BGB|BLACKSTONE GSO STRAT|ALTX|Alternet Securities Inc.|1600
BGB|BLACKSTONE GSO STRAT|APCC|Apex Clearing Corporation|925
BGB|BLACKSTONE GSO STRAT|BARD|Robert W. Baird & Co. Incorporated|983
BGB|BLACKSTONE GSO STRAT|BATM|CBOE TRADING, INC.|309
BGB|BLACKSTONE GSO STRAT|BBNT|BB&T SECURITIES, LLC|813
BGB|BLACKSTONE GSO STRAT|BTIG|BTIG, LLC|1732
BGB|BLACKSTONE GSO STRAT|CANT|Cantor Fitzgerald & Co.|564
BGB|BLACKSTONE GSO STRAT|CHAS|Charles Schwab & Co., Inc.|3
BGB|BLACKSTONE GSO STRAT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
BGB|BLACKSTONE GSO STRAT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
BGB|BLACKSTONE GSO STRAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66174
BGB|BLACKSTONE GSO STRAT|CTDL|Citadel Derivatives Group Llc|100
BGB|BLACKSTONE GSO STRAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1544
BGB|BLACKSTONE GSO STRAT|DBAX|Deutsche Bank Securities Inc.|6200
BGB|BLACKSTONE GSO STRAT|DEAN|MORGAN STANLEY|14223
BGB|BLACKSTONE GSO STRAT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
BGB|BLACKSTONE GSO STRAT|EBXL|EBX LLC|36700
BGB|BLACKSTONE GSO STRAT|ECUT|CONVERGEX EXECUTION SOLUTIONS|15359
BGB|BLACKSTONE GSO STRAT|EDJO|Edward D. Jones & Co., L.P.|148
BGB|BLACKSTONE GSO STRAT|EGAM|CBOE TRADING, INC.|2291
BGB|BLACKSTONE GSO STRAT|EGXM|CBOE TRADING, INC.|210
BGB|BLACKSTONE GSO STRAT|ETBE|Electronic Transaction Clearing, Inc.|100
BGB|BLACKSTONE GSO STRAT|ETRS|E*Trade Securities LLC|15481
BGB|BLACKSTONE GSO STRAT|FILL|Tradestation Securities, Inc.|1000
BGB|BLACKSTONE GSO STRAT|FINX|FINTECH SECURITIES|237
BGB|BLACKSTONE GSO STRAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3027
BGB|BLACKSTONE GSO STRAT|FTBR|Foliofn Investments, Inc.|61
BGB|BLACKSTONE GSO STRAT|GLPX|ACS EXECUTION SERVICES, LLC|823
BGB|BLACKSTONE GSO STRAT|GSCO|GOLDMAN SACHS & CO. LLC|13501
BGB|BLACKSTONE GSO STRAT|GSLT|GOLDMAN SACHS & CO. LLC|100
BGB|BLACKSTONE GSO STRAT|GTSZ|GTS SECURITIES LLC|100
BGB|BLACKSTONE GSO STRAT|HRBF|American Enterprise Investment Services Inc.|3502
BGB|BLACKSTONE GSO STRAT|IATS|INTERACTIVE BROKERS LLC|4410
BGB|BLACKSTONE GSO STRAT|IBKR|Interactive Brokers Llc|8677
BGB|BLACKSTONE GSO STRAT|ICBX|INSTINET, LLC|600
BGB|BLACKSTONE GSO STRAT|INCA|INSTINET, LLC|1093
BGB|BLACKSTONE GSO STRAT|ITGI|ITG Inc.|4516
BGB|BLACKSTONE GSO STRAT|ITGP|ITG INC.|12200
BGB|BLACKSTONE GSO STRAT|JANY|Janney Montgomery Scott Inc.|5
BGB|BLACKSTONE GSO STRAT|JLEO|Primary Capital, LLC|500
BGB|BLACKSTONE GSO STRAT|JMPT|JUMP TRADING, LLC|298
BGB|BLACKSTONE GSO STRAT|JPMX|J.P. Morgan Securities LLC|22764
BGB|BLACKSTONE GSO STRAT|JSJX|JANE STREET CAPITAL LLC|300
BGB|BLACKSTONE GSO STRAT|KCGM|VIRTU Americas LLC|14707
BGB|BLACKSTONE GSO STRAT|LEHM|Barclays Capital Inc./Le|24000
BGB|BLACKSTONE GSO STRAT|LGNT|COR CLEARING LLC|3
BGB|BLACKSTONE GSO STRAT|LIME|Lime Brokerage LLC|261
BGB|BLACKSTONE GSO STRAT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
BGB|BLACKSTONE GSO STRAT|MBTS|ALLY INVEST SECURITIES LLC|62
BGB|BLACKSTONE GSO STRAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38672
BGB|BLACKSTONE GSO STRAT|MOTF|MOTIF INVESTING, INC.|1
BGB|BLACKSTONE GSO STRAT|MSCO|MORGAN STANLEY & CO. LLC|120321
BGB|BLACKSTONE GSO STRAT|MSPL|MORGAN STANLEY & CO. LLC|19300
BGB|BLACKSTONE GSO STRAT|NFSC|National Financial Services LLC|230184
BGB|BLACKSTONE GSO STRAT|NITE|VIRTU Americas LLC|230029
BGB|BLACKSTONE GSO STRAT|NQRB|Brut, LLC|100
BGB|BLACKSTONE GSO STRAT|NTBF|BMO Nesbitt Burns Inc./CDS|400
BGB|BLACKSTONE GSO STRAT|OPCO|Oppenheimer & Co. Inc.|4104
BGB|BLACKSTONE GSO STRAT|OTAA|OTA LLC|5700
BGB|BLACKSTONE GSO STRAT|PDQM|CODA MARKETS, INC.|2663
BGB|BLACKSTONE GSO STRAT|PWJC|UBS Financial Services, Inc.|1721
BGB|BLACKSTONE GSO STRAT|RBCM|RBC CAPITAL MARKETS, LLC|26938
BGB|BLACKSTONE GSO STRAT|SAGC|SAGETRADER, LLC|200
BGB|BLACKSTONE GSO STRAT|SAGL|SAGETRADER, LLC|312
BGB|BLACKSTONE GSO STRAT|SBSH|Citigroup Global Markets Inc.|67302
BGB|BLACKSTONE GSO STRAT|SGMT|GOLDMAN SACHS & CO. LLC|10747
BGB|BLACKSTONE GSO STRAT|SPDR|SPEEDROUTE LLC|100
BGB|BLACKSTONE GSO STRAT|STFL|Stifel, Nicolaus & Company, Incorporated|2174
BGB|BLACKSTONE GSO STRAT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
BGB|BLACKSTONE GSO STRAT|SWIM|TD Ameritrade, Inc.|4700
BGB|BLACKSTONE GSO STRAT|SWST|Hilltop Securities Inc.|6431
BGB|BLACKSTONE GSO STRAT|TRBT|Tradebot Systems, Inc.|1457
BGB|BLACKSTONE GSO STRAT|UBSA|UBS SECURITIES LLC|40428
BGB|BLACKSTONE GSO STRAT|UBSS|UBS Securities LLC|155183
BGB|BLACKSTONE GSO STRAT|VALX|VIRTU AMERICAS LLC|980
BGB|BLACKSTONE GSO STRAT|VGRD|Vanguard Marketing Corporation|7634
BGB|BLACKSTONE GSO STRAT|WCHV|WELLS FARGO SECURITIES, LLC|69353
BGB|BLACKSTONE GSO STRAT|WEDB|WEDBUSH SECURITIES INC.|10
BGB|BLACKSTONE GSO STRAT|WEED|Weeden & Co.L.P.|55582
BGB|BLACKSTONE GSO STRAT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|296
BGB|BLACKSTONE GSO STRAT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2001
BGB|BLACKSTONE GSO STRAT|WSEA|WOLVERINE SECURITIES, LLC|533
BGB|BLACKSTONE GSO STRAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|34800
BGB|BLACKSTONE GSO STRAT|YKNA|COMHAR CAPITAL MARKETS, LLC|901
BGB|BLACKSTONE GSO STRAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4791
BGCA|BGC PTNRS SENIOR NT|APCC|Apex Clearing Corporation|510
BGCA|BGC PTNRS SENIOR NT|BATM|CBOE TRADING, INC.|200
BGCA|BGC PTNRS SENIOR NT|BBNT|BB&T SECURITIES, LLC|34
BGCA|BGC PTNRS SENIOR NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
BGCA|BGC PTNRS SENIOR NT|CHAS|Charles Schwab & Co., Inc.|400
BGCA|BGC PTNRS SENIOR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
BGCA|BGC PTNRS SENIOR NT|DEAN|MORGAN STANLEY|1016
BGCA|BGC PTNRS SENIOR NT|EBXL|EBX LLC|400
BGCA|BGC PTNRS SENIOR NT|EDJO|Edward D. Jones & Co., L.P.|672
BGCA|BGC PTNRS SENIOR NT|ETRS|E*Trade Securities LLC|30
BGCA|BGC PTNRS SENIOR NT|GTSZ|GTS SECURITIES LLC|200
BGCA|BGC PTNRS SENIOR NT|HRBF|American Enterprise Investment Services Inc.|1769
BGCA|BGC PTNRS SENIOR NT|IBKR|Interactive Brokers Llc|837
BGCA|BGC PTNRS SENIOR NT|INCA|INSTINET, LLC|500
BGCA|BGC PTNRS SENIOR NT|JSEB|JANE STREET EXECUTION SERVICES, LLC|256
BGCA|BGC PTNRS SENIOR NT|LEHM|Barclays Capital Inc./Le|1000
BGCA|BGC PTNRS SENIOR NT|MSCO|MORGAN STANLEY & CO. LLC|1615
BGCA|BGC PTNRS SENIOR NT|NATL|National Securities Corporation|850
BGCA|BGC PTNRS SENIOR NT|NFSC|National Financial Services LLC|5897
BGCA|BGC PTNRS SENIOR NT|NITE|VIRTU Americas LLC|18866
BGCA|BGC PTNRS SENIOR NT|OPCO|Oppenheimer & Co. Inc.|300
BGCA|BGC PTNRS SENIOR NT|PCPT|PHILLIP CAPITAL INC.|1470
BGCA|BGC PTNRS SENIOR NT|RBCM|RBC CAPITAL MARKETS, LLC|6120
BGCA|BGC PTNRS SENIOR NT|SBSH|Citigroup Global Markets Inc.|986
BGCA|BGC PTNRS SENIOR NT|UBSA|UBS SECURITIES LLC|730
BGCA|BGC PTNRS SENIOR NT|UBSS|UBS Securities LLC|5131
BGCA|BGC PTNRS SENIOR NT|WCHV|WELLS FARGO SECURITIES, LLC|11718
BGCA|BGC PTNRS SENIOR NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|87
BGCA|BGC PTNRS SENIOR NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26
BGCP|BGC PARTNERS CL A|AGIS|Aegis Capital Corp.|164
BGCP|BGC PARTNERS CL A|ALTX|Alternet Securities Inc.|16433
BGCP|BGC PARTNERS CL A|ANOS|ABEL/NOSER, L.L.C.|200
BGCP|BGC PARTNERS CL A|APCC|Apex Clearing Corporation|8160
BGCP|BGC PARTNERS CL A|BANK|Primevest Financial Services, Inc.|1029
BGCP|BGC PARTNERS CL A|BARD|Robert W. Baird & Co. Incorporated|10483
BGCP|BGC PARTNERS CL A|BATM|CBOE TRADING, INC.|9157
BGCP|BGC PARTNERS CL A|BAYT|BTIG, LLC|7300
BGCP|BGC PARTNERS CL A|BBNT|BB&T SECURITIES, LLC|437
BGCP|BGC PARTNERS CL A|BERN|Sanford C. Bernstein & Co., LLC|55445
BGCP|BGC PARTNERS CL A|BIDS|BIDS TRADING L.P.|300
BGCP|BGC PARTNERS CL A|BKCM|BNY Mellon Capital Markets LLC|2004
BGCP|BGC PARTNERS CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|82487
BGCP|BGC PARTNERS CL A|BLKX|INSTINET, LLC|90400
BGCP|BGC PARTNERS CL A|BMOC|BMO Capital Markets Corp.|5578
BGCP|BGC PARTNERS CL A|BNCH|The Benchmark Company, LLC|24317
BGCP|BGC PARTNERS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|125669
BGCP|BGC PARTNERS CL A|BTIG|BTIG, LLC|1442062
BGCP|BGC PARTNERS CL A|BYXM|CBOE TRADING, INC.|26836
BGCP|BGC PARTNERS CL A|BZYD|GOLDMAN SACHS & CO. LLC|3200
BGCP|BGC PARTNERS CL A|CANT|Cantor Fitzgerald & Co.|47922
BGCP|BGC PARTNERS CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|83212
BGCP|BGC PARTNERS CL A|CHAS|Charles Schwab & Co., Inc.|17939
BGCP|BGC PARTNERS CL A|CHLC|CHURCHILL CAPITAL USA, INC.|20873
BGCP|BGC PARTNERS CL A|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
BGCP|BGC PARTNERS CL A|CIST|Capital Institutional Services, Inc.|5954
BGCP|BGC PARTNERS CL A|CLSA|CLSA AMERICAS, LLC|600
BGCP|BGC PARTNERS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1346427
BGCP|BGC PARTNERS CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13793
BGCP|BGC PARTNERS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1648821
BGCP|BGC PARTNERS CL A|CTDL|Citadel Derivatives Group Llc|157082
BGCP|BGC PARTNERS CL A|CTLR|CUTLER GROUP, LP|3500
BGCP|BGC PARTNERS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|442256
BGCP|BGC PARTNERS CL A|DADA|D.A. Davidson & Co.|33436
BGCP|BGC PARTNERS CL A|DBAB|Deutsche Bank Securities Inc.|794767
BGCP|BGC PARTNERS CL A|DBAX|Deutsche Bank Securities Inc.|1410100
BGCP|BGC PARTNERS CL A|DBUL|Deutsche Bank Securities Inc.|8053
BGCP|BGC PARTNERS CL A|DEAN|MORGAN STANLEY|34032
BGCP|BGC PARTNERS CL A|DEGS|RONIN PROFESSIONAL LLC|28734
BGCP|BGC PARTNERS CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40919
BGCP|BGC PARTNERS CL A|DOWL|Dowling & Partners Securities LLC|900
BGCP|BGC PARTNERS CL A|EBXL|EBX LLC|1068000
BGCP|BGC PARTNERS CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|66992
BGCP|BGC PARTNERS CL A|EDJC|Edward Jones / CDS|142
BGCP|BGC PARTNERS CL A|EDJO|Edward D. Jones & Co., L.P.|5642
BGCP|BGC PARTNERS CL A|EGAM|CBOE TRADING, INC.|25881
BGCP|BGC PARTNERS CL A|EGAW|CBOE TRADING, INC.|1352
BGCP|BGC PARTNERS CL A|EGMT|EG MARKET TECHNOLOGIES LLC|100
BGCP|BGC PARTNERS CL A|EGXM|CBOE TRADING, INC.|7123
BGCP|BGC PARTNERS CL A|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1500
BGCP|BGC PARTNERS CL A|ETBE|Electronic Transaction Clearing, Inc.|132391
BGCP|BGC PARTNERS CL A|ETCC|Electronic Transaction Clearing, Inc.|1515
BGCP|BGC PARTNERS CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|38792
BGCP|BGC PARTNERS CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19848
BGCP|BGC PARTNERS CL A|ETRS|E*Trade Securities LLC|335255
BGCP|BGC PARTNERS CL A|FBCO|Credit Suisse Securities (USA) LLC|2634029
BGCP|BGC PARTNERS CL A|FBRC|B. RILEY FBR, INC.|20000
BGCP|BGC PARTNERS CL A|FBSB|U.S. Bancorp Investments, Inc.|13
BGCP|BGC PARTNERS CL A|FFSI|Firstrade Securities Inc.|500
BGCP|BGC PARTNERS CL A|FILL|Tradestation Securities, Inc.|5966
BGCP|BGC PARTNERS CL A|FMAF|NBCN Inc./ CDS|3033
BGCP|BGC PARTNERS CL A|FOMA|TD AMERITRADE CLEARING, INC.|770401
BGCP|BGC PARTNERS CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
BGCP|BGC PARTNERS CL A|FQLS|Quantlab Securities LP|590901
BGCP|BGC PARTNERS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|234715
BGCP|BGC PARTNERS CL A|FTBR|Foliofn Investments, Inc.|13266
BGCP|BGC PARTNERS CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|78218
BGCP|BGC PARTNERS CL A|GLIS|TD Securities Inc|1800
BGCP|BGC PARTNERS CL A|GLPX|ACS EXECUTION SERVICES, LLC|48309
BGCP|BGC PARTNERS CL A|GSCO|GOLDMAN SACHS & CO. LLC|6973915
BGCP|BGC PARTNERS CL A|GSCS|GOLDMAN SACHS & CO. LLC|79804
BGCP|BGC PARTNERS CL A|GSLT|GOLDMAN SACHS & CO. LLC|27295
BGCP|BGC PARTNERS CL A|GTSZ|GTS SECURITIES LLC|141964
BGCP|BGC PARTNERS CL A|HRBF|American Enterprise Investment Services Inc.|32156
BGCP|BGC PARTNERS CL A|HSBC|HSBC Securities, Inc.|459
BGCP|BGC PARTNERS CL A|IATS|INTERACTIVE BROKERS LLC|34611
BGCP|BGC PARTNERS CL A|IBKR|Interactive Brokers Llc|345831
BGCP|BGC PARTNERS CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4725
BGCP|BGC PARTNERS CL A|ICBX|INSTINET, LLC|586929
BGCP|BGC PARTNERS CL A|INCA|INSTINET, LLC|1791383
BGCP|BGC PARTNERS CL A|INJX|INSTINET, LLC|78878
BGCP|BGC PARTNERS CL A|ITGI|ITG Inc.|306049
BGCP|BGC PARTNERS CL A|ITGP|ITG INC.|533800
BGCP|BGC PARTNERS CL A|JANY|Janney Montgomery Scott Inc.|1450
BGCP|BGC PARTNERS CL A|JEFF|JEFFERIES LLC|991438
BGCP|BGC PARTNERS CL A|JMPT|JUMP TRADING, LLC|293986
BGCP|BGC PARTNERS CL A|JNKK|JNK Securities Corp.|600
BGCP|BGC PARTNERS CL A|JPBX|J.P. MORGAN SECURITIES LLC|244955
BGCP|BGC PARTNERS CL A|JPMX|J.P. Morgan Securities LLC|2313363
BGCP|BGC PARTNERS CL A|JSJX|JANE STREET CAPITAL LLC|55801
BGCP|BGC PARTNERS CL A|KCGM|VIRTU Americas LLC|286827
BGCP|BGC PARTNERS CL A|LEER|LEERINK PARTNERS LLC|2900
BGCP|BGC PARTNERS CL A|LEHM|Barclays Capital Inc./Le|4773297
BGCP|BGC PARTNERS CL A|LGNT|COR CLEARING LLC|26
BGCP|BGC PARTNERS CL A|LIME|Lime Brokerage LLC|665415
BGCP|BGC PARTNERS CL A|LMGP|LIME BROKERAGE LLC|50300
BGCP|BGC PARTNERS CL A|LOOP|Loop Capital Markets LLC|11890
BGCP|BGC PARTNERS CL A|LQNA|LIQUIDNET, INC.|211300
BGCP|BGC PARTNERS CL A|LQNB|LIQUIDNET, INC.|1222
BGCP|BGC PARTNERS CL A|LSCI|Lek Securities Corporation|1124
BGCP|BGC PARTNERS CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BGCP|BGC PARTNERS CL A|MACC|Mid Atlantic Capital Corporation|2055
BGCP|BGC PARTNERS CL A|MACQ|Macquarie Capital (USA) Inc.|11804
BGCP|BGC PARTNERS CL A|MAGM|TOR BROKERAGE LLC|7960
BGCP|BGC PARTNERS CL A|MAVB|Great Point Capital LLC|100
BGCP|BGC PARTNERS CL A|MAXM|Maxim Group LLC|2722
BGCP|BGC PARTNERS CL A|MCMF|Raymond James Ltd. Cds|1500
BGCP|BGC PARTNERS CL A|MICA|Spartan Securities Group, Ltd.|2000
BGCP|BGC PARTNERS CL A|MKMP|MKM Partners LLC|1000
BGCP|BGC PARTNERS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|730719
BGCP|BGC PARTNERS CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
BGCP|BGC PARTNERS CL A|MSCO|MORGAN STANLEY & CO. LLC|7891893
BGCP|BGC PARTNERS CL A|MSPL|MORGAN STANLEY & CO. LLC|2007800
BGCP|BGC PARTNERS CL A|MSTX|MORGAN STANLEY & CO. LLC|1222500
BGCP|BGC PARTNERS CL A|NFSC|National Financial Services LLC|1086052
BGCP|BGC PARTNERS CL A|NITE|VIRTU Americas LLC|2284253
BGCP|BGC PARTNERS CL A|NITP|VIRTU Americas LLC|81982
BGCP|BGC PARTNERS CL A|NMRA|Nomura Securities International, Inc.|1600
BGCP|BGC PARTNERS CL A|NQRB|Brut, LLC|27820
BGCP|BGC PARTNERS CL A|NTRC|Northern Trust Securities, Inc.|56791
BGCP|BGC PARTNERS CL A|OPCO|Oppenheimer & Co. Inc.|17630
BGCP|BGC PARTNERS CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|29567
BGCP|BGC PARTNERS CL A|PDQM|CODA MARKETS, INC.|35887
BGCP|BGC PARTNERS CL A|PHLY|NASDAQ Execution Services, LLC|400
BGCP|BGC PARTNERS CL A|PWJC|UBS Financial Services, Inc.|19505
BGCP|BGC PARTNERS CL A|RAJA|Raymond James & Associates, Inc.|1345092
BGCP|BGC PARTNERS CL A|RBCM|RBC CAPITAL MARKETS, LLC|40064
BGCP|BGC PARTNERS CL A|RGLD|Regal Securities, Inc|1060
BGCP|BGC PARTNERS CL A|SAGL|SAGETRADER, LLC|15088
BGCP|BGC PARTNERS CL A|SAGW|SAGETRADER, LLC|3399
BGCP|BGC PARTNERS CL A|SALI|INTL FCSTONE FINANCIAL INC.|1437
BGCP|BGC PARTNERS CL A|SBSH|Citigroup Global Markets Inc.|1202060
BGCP|BGC PARTNERS CL A|SDLR|Sandler, O'Neill & Partners, L.P.|59333
BGCP|BGC PARTNERS CL A|SGMT|GOLDMAN SACHS & CO. LLC|790236
BGCP|BGC PARTNERS CL A|SJLS|TRADE INFORMATICS LLC|100
BGCP|BGC PARTNERS CL A|SOGO|Wang Investment Associates, Inc.|55
BGCP|BGC PARTNERS CL A|SPDR|SPEEDROUTE LLC|8820
BGCP|BGC PARTNERS CL A|SPNT|SEVEN POINTS CAPITAL, LLC|600
BGCP|BGC PARTNERS CL A|SPTD|MINT GLOBAL MARKETS, INC.|2000
BGCP|BGC PARTNERS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|21808
BGCP|BGC PARTNERS CL A|STKP|STOCKPILE INVESTMENTS, INC.|154
BGCP|BGC PARTNERS CL A|STXG|Stockcross Financial Services, Inc.|13
BGCP|BGC PARTNERS CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|183
BGCP|BGC PARTNERS CL A|SWIM|TD Ameritrade, Inc.|692961
BGCP|BGC PARTNERS CL A|SWST|Hilltop Securities Inc.|9707
BGCP|BGC PARTNERS CL A|TKNG|ALLY INVEST SECURITIES LLC|1035
BGCP|BGC PARTNERS CL A|TMBR|Timber Hill LLC|237
BGCP|BGC PARTNERS CL A|TOUR|TOURMALINE PARTNERS, LLC|1080322
BGCP|BGC PARTNERS CL A|TRBT|Tradebot Systems, Inc.|732588
BGCP|BGC PARTNERS CL A|TRCM|TRC MARKETS LLC|485571
BGCP|BGC PARTNERS CL A|TWTT|TASTYWORKS, INC.|200
BGCP|BGC PARTNERS CL A|UBSA|UBS SECURITIES LLC|2495519
BGCP|BGC PARTNERS CL A|UBSS|UBS Securities LLC|2760515
BGCP|BGC PARTNERS CL A|VALX|VIRTU AMERICAS LLC|75423
BGCP|BGC PARTNERS CL A|VERT|The Vertical Trading Group, LLC|1949
BGCP|BGC PARTNERS CL A|VGRD|Vanguard Marketing Corporation|51053
BGCP|BGC PARTNERS CL A|VNDM|Wall Street Access|36045
BGCP|BGC PARTNERS CL A|VNDS|VANDHAM SECURITIES CORP|4700
BGCP|BGC PARTNERS CL A|WABR|Wall Street Access|36857
BGCP|BGC PARTNERS CL A|WBET|Wallachbeth Capital LLC|4851
BGCP|BGC PARTNERS CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|2400
BGCP|BGC PARTNERS CL A|WCHV|WELLS FARGO SECURITIES, LLC|344569
BGCP|BGC PARTNERS CL A|WEDB|WEDBUSH SECURITIES INC.|10559
BGCP|BGC PARTNERS CL A|WEED|Weeden & Co.L.P.|33458
BGCP|BGC PARTNERS CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33525
BGCP|BGC PARTNERS CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54889
BGCP|BGC PARTNERS CL A|WGIF|CIBC World Markets Inc.|1000
BGCP|BGC PARTNERS CL A|WSEA|WOLVERINE SECURITIES, LLC|9107
BGCP|BGC PARTNERS CL A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|60170
BGCP|BGC PARTNERS CL A|XIST|INSTINET, LLC|145590
BGCP|BGC PARTNERS CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|296976
BGCP|BGC PARTNERS CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|284
BGCP|BGC PARTNERS CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35085
BGFV|BIG 5 SPORTING|APCC|Apex Clearing Corporation|2163
BGFV|BIG 5 SPORTING|BANK|Primevest Financial Services, Inc.|1
BGFV|BIG 5 SPORTING|BATM|CBOE TRADING, INC.|1940
BGFV|BIG 5 SPORTING|BBNT|BB&T SECURITIES, LLC|64
BGFV|BIG 5 SPORTING|BERN|Sanford C. Bernstein & Co., LLC|4000
BGFV|BIG 5 SPORTING|BLKX|INSTINET, LLC|59900
BGFV|BIG 5 SPORTING|BMOC|BMO Capital Markets Corp.|3226
BGFV|BIG 5 SPORTING|BNCH|The Benchmark Company, LLC|1000
BGFV|BIG 5 SPORTING|BNPX|BNP PARIBAS SECURITIES CORP.|4902
BGFV|BIG 5 SPORTING|BRVL|BLAYLOCK VAN, LLC|400
BGFV|BIG 5 SPORTING|BTIG|BTIG, LLC|25411
BGFV|BIG 5 SPORTING|BYXM|CBOE TRADING, INC.|100
BGFV|BIG 5 SPORTING|BZYD|GOLDMAN SACHS & CO. LLC|800
BGFV|BIG 5 SPORTING|CANT|Cantor Fitzgerald & Co.|4761
BGFV|BIG 5 SPORTING|CHAS|Charles Schwab & Co., Inc.|5899
BGFV|BIG 5 SPORTING|CIST|Capital Institutional Services, Inc.|630
BGFV|BIG 5 SPORTING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36055
BGFV|BIG 5 SPORTING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
BGFV|BIG 5 SPORTING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|334933
BGFV|BIG 5 SPORTING|CTDL|Citadel Derivatives Group Llc|25778
BGFV|BIG 5 SPORTING|CXCX|CITIGROUP GLOBAL MARKETS INC.|110474
BGFV|BIG 5 SPORTING|DAVA|Davenport & Company LLC|88
BGFV|BIG 5 SPORTING|DBAB|Deutsche Bank Securities Inc.|102785
BGFV|BIG 5 SPORTING|DBAX|Deutsche Bank Securities Inc.|176600
BGFV|BIG 5 SPORTING|DEAN|MORGAN STANLEY|8466
BGFV|BIG 5 SPORTING|DEGS|RONIN PROFESSIONAL LLC|22840
BGFV|BIG 5 SPORTING|EBXL|EBX LLC|60800
BGFV|BIG 5 SPORTING|EDJO|Edward D. Jones & Co., L.P.|11628
BGFV|BIG 5 SPORTING|EGAM|CBOE TRADING, INC.|2258
BGFV|BIG 5 SPORTING|EGXM|CBOE TRADING, INC.|1130
BGFV|BIG 5 SPORTING|ETBE|Electronic Transaction Clearing, Inc.|12442
BGFV|BIG 5 SPORTING|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|250
BGFV|BIG 5 SPORTING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BGFV|BIG 5 SPORTING|ETRS|E*Trade Securities LLC|208478
BGFV|BIG 5 SPORTING|FBCO|Credit Suisse Securities (USA) LLC|135934
BGFV|BIG 5 SPORTING|FILL|Tradestation Securities, Inc.|37095
BGFV|BIG 5 SPORTING|FINX|FINTECH SECURITIES|1712
BGFV|BIG 5 SPORTING|FMAF|NBCN Inc./ CDS|1000
BGFV|BIG 5 SPORTING|FOMA|TD AMERITRADE CLEARING, INC.|434096
BGFV|BIG 5 SPORTING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
BGFV|BIG 5 SPORTING|FQLS|Quantlab Securities LP|91885
BGFV|BIG 5 SPORTING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45945
BGFV|BIG 5 SPORTING|FTBR|Foliofn Investments, Inc.|3057
BGFV|BIG 5 SPORTING|GEBB|GLOBAL EXECUTION BROKERS, LP|10230
BGFV|BIG 5 SPORTING|GLIS|TD Securities Inc|1500
BGFV|BIG 5 SPORTING|GLPX|ACS EXECUTION SERVICES, LLC|735
BGFV|BIG 5 SPORTING|GSCO|GOLDMAN SACHS & CO. LLC|324624
BGFV|BIG 5 SPORTING|GSCS|GOLDMAN SACHS & CO. LLC|14282
BGFV|BIG 5 SPORTING|GSLT|GOLDMAN SACHS & CO. LLC|425
BGFV|BIG 5 SPORTING|GTSZ|GTS SECURITIES LLC|38629
BGFV|BIG 5 SPORTING|HRBF|American Enterprise Investment Services Inc.|557
BGFV|BIG 5 SPORTING|HSBC|HSBC Securities, Inc.|615
BGFV|BIG 5 SPORTING|IATS|INTERACTIVE BROKERS LLC|686
BGFV|BIG 5 SPORTING|IBKR|Interactive Brokers Llc|116955
BGFV|BIG 5 SPORTING|ICBX|INSTINET, LLC|36887
BGFV|BIG 5 SPORTING|IEQY|CITADEL SECURITIES LLC|1241
BGFV|BIG 5 SPORTING|INCA|INSTINET, LLC|181087
BGFV|BIG 5 SPORTING|INJX|INSTINET, LLC|14531
BGFV|BIG 5 SPORTING|ITGI|ITG Inc.|69010
BGFV|BIG 5 SPORTING|ITGP|ITG INC.|91000
BGFV|BIG 5 SPORTING|JEFF|JEFFERIES LLC|129455
BGFV|BIG 5 SPORTING|JMPT|JUMP TRADING, LLC|2764
BGFV|BIG 5 SPORTING|JONE|JonesTrading|12500
BGFV|BIG 5 SPORTING|JPBX|J.P. MORGAN SECURITIES LLC|1384
BGFV|BIG 5 SPORTING|JPMX|J.P. Morgan Securities LLC|185093
BGFV|BIG 5 SPORTING|JSJX|JANE STREET CAPITAL LLC|8276
BGFV|BIG 5 SPORTING|KCGM|VIRTU Americas LLC|31161
BGFV|BIG 5 SPORTING|LEHM|Barclays Capital Inc./Le|271017
BGFV|BIG 5 SPORTING|LIME|Lime Brokerage LLC|171351
BGFV|BIG 5 SPORTING|LMGP|LIME BROKERAGE LLC|3600
BGFV|BIG 5 SPORTING|LQNA|LIQUIDNET, INC.|419900
BGFV|BIG 5 SPORTING|MAXM|Maxim Group LLC|2152
BGFV|BIG 5 SPORTING|MICA|Spartan Securities Group, Ltd.|5000
BGFV|BIG 5 SPORTING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|127900
BGFV|BIG 5 SPORTING|MSCO|MORGAN STANLEY & CO. LLC|882048
BGFV|BIG 5 SPORTING|MSPL|MORGAN STANLEY & CO. LLC|436000
BGFV|BIG 5 SPORTING|MSTX|MORGAN STANLEY & CO. LLC|138000
BGFV|BIG 5 SPORTING|NFSC|National Financial Services LLC|367619
BGFV|BIG 5 SPORTING|NITE|VIRTU Americas LLC|1092934
BGFV|BIG 5 SPORTING|NITP|VIRTU Americas LLC|11565
BGFV|BIG 5 SPORTING|NQRB|Brut, LLC|800
BGFV|BIG 5 SPORTING|OPCO|Oppenheimer & Co. Inc.|252
BGFV|BIG 5 SPORTING|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
BGFV|BIG 5 SPORTING|PDQM|CODA MARKETS, INC.|31091
BGFV|BIG 5 SPORTING|PHLY|NASDAQ Execution Services, LLC|3400
BGFV|BIG 5 SPORTING|PWJC|UBS Financial Services, Inc.|100
BGFV|BIG 5 SPORTING|RAJA|Raymond James & Associates, Inc.|2561
BGFV|BIG 5 SPORTING|RBCM|RBC CAPITAL MARKETS, LLC|22514
BGFV|BIG 5 SPORTING|SALI|INTL FCSTONE FINANCIAL INC.|300
BGFV|BIG 5 SPORTING|SBSH|Citigroup Global Markets Inc.|73945
BGFV|BIG 5 SPORTING|SGMT|GOLDMAN SACHS & CO. LLC|175254
BGFV|BIG 5 SPORTING|SPDR|SPEEDROUTE LLC|2750
BGFV|BIG 5 SPORTING|STFL|Stifel, Nicolaus & Company, Incorporated|7863
BGFV|BIG 5 SPORTING|STKP|STOCKPILE INVESTMENTS, INC.|922
BGFV|BIG 5 SPORTING|SWIM|TD Ameritrade, Inc.|154285
BGFV|BIG 5 SPORTING|SWST|Hilltop Securities Inc.|1500
BGFV|BIG 5 SPORTING|TKNG|ALLY INVEST SECURITIES LLC|7302
BGFV|BIG 5 SPORTING|TRCM|TRC MARKETS LLC|28671
BGFV|BIG 5 SPORTING|TWTT|TASTYWORKS, INC.|1100
BGFV|BIG 5 SPORTING|UBSA|UBS SECURITIES LLC|489526
BGFV|BIG 5 SPORTING|UBSS|UBS Securities LLC|291008
BGFV|BIG 5 SPORTING|VALX|VIRTU AMERICAS LLC|73256
BGFV|BIG 5 SPORTING|VGRD|Vanguard Marketing Corporation|36513
BGFV|BIG 5 SPORTING|WBPX|SUMMIT SECURITIES GROUP, LLC|200
BGFV|BIG 5 SPORTING|WCHV|WELLS FARGO SECURITIES, LLC|116240
BGFV|BIG 5 SPORTING|WEDB|WEDBUSH SECURITIES INC.|25
BGFV|BIG 5 SPORTING|WEED|Weeden & Co.L.P.|14100
BGFV|BIG 5 SPORTING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5121
BGFV|BIG 5 SPORTING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13974
BGFV|BIG 5 SPORTING|WGIF|CIBC World Markets Inc.|6153
BGFV|BIG 5 SPORTING|WSEA|WOLVERINE SECURITIES, LLC|12556
BGFV|BIG 5 SPORTING|XIST|INSTINET, LLC|3270
BGFV|BIG 5 SPORTING|XSTM|NATIONAL FINANCIAL SERVICES LLC|98080
BGFV|BIG 5 SPORTING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15101
BGG|BRIGGS STRATTON   DC|ALTX|Alternet Securities Inc.|8100
BGG|BRIGGS STRATTON   DC|ANOS|ABEL/NOSER, L.L.C.|95
BGG|BRIGGS STRATTON   DC|APCC|Apex Clearing Corporation|128
BGG|BRIGGS STRATTON   DC|AVON|Avondale Partners, LLC|370
BGG|BRIGGS STRATTON   DC|BANK|Primevest Financial Services, Inc.|998
BGG|BRIGGS STRATTON   DC|BARD|Robert W. Baird & Co. Incorporated|3085
BGG|BRIGGS STRATTON   DC|BATM|CBOE TRADING, INC.|1858
BGG|BRIGGS STRATTON   DC|BBNT|BB&T SECURITIES, LLC|1
BGG|BRIGGS STRATTON   DC|BERN|Sanford C. Bernstein & Co., LLC|4578
BGG|BRIGGS STRATTON   DC|BIDS|BIDS TRADING L.P.|200
BGG|BRIGGS STRATTON   DC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1593
BGG|BRIGGS STRATTON   DC|BLKX|INSTINET, LLC|20000
BGG|BRIGGS STRATTON   DC|BNPX|BNP PARIBAS SECURITIES CORP.|8974
BGG|BRIGGS STRATTON   DC|BRVL|BLAYLOCK VAN, LLC|100
BGG|BRIGGS STRATTON   DC|BTIG|BTIG, LLC|7656
BGG|BRIGGS STRATTON   DC|BYXM|CBOE TRADING, INC.|857
BGG|BRIGGS STRATTON   DC|BZYD|GOLDMAN SACHS & CO. LLC|597
BGG|BRIGGS STRATTON   DC|CHAS|Charles Schwab & Co., Inc.|1004
BGG|BRIGGS STRATTON   DC|CIST|Capital Institutional Services, Inc.|270
BGG|BRIGGS STRATTON   DC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3242
BGG|BRIGGS STRATTON   DC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7255
BGG|BRIGGS STRATTON   DC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59901
BGG|BRIGGS STRATTON   DC|CTDL|Citadel Derivatives Group Llc|2382
BGG|BRIGGS STRATTON   DC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11440
BGG|BRIGGS STRATTON   DC|DADA|D.A. Davidson & Co.|400
BGG|BRIGGS STRATTON   DC|DBAB|Deutsche Bank Securities Inc.|99657
BGG|BRIGGS STRATTON   DC|DBAX|Deutsche Bank Securities Inc.|113900
BGG|BRIGGS STRATTON   DC|DEAN|MORGAN STANLEY|3313
BGG|BRIGGS STRATTON   DC|DEGS|RONIN PROFESSIONAL LLC|699
BGG|BRIGGS STRATTON   DC|EBXL|EBX LLC|28300
BGG|BRIGGS STRATTON   DC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4727
BGG|BRIGGS STRATTON   DC|EDJO|Edward D. Jones & Co., L.P.|3241
BGG|BRIGGS STRATTON   DC|EGAM|CBOE TRADING, INC.|5229
BGG|BRIGGS STRATTON   DC|EGXM|CBOE TRADING, INC.|688
BGG|BRIGGS STRATTON   DC|ETBE|Electronic Transaction Clearing, Inc.|1424
BGG|BRIGGS STRATTON   DC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1180
BGG|BRIGGS STRATTON   DC|ETRS|E*Trade Securities LLC|15753
BGG|BRIGGS STRATTON   DC|FBSB|U.S. Bancorp Investments, Inc.|5
BGG|BRIGGS STRATTON   DC|FMAF|NBCN Inc./ CDS|15607
BGG|BRIGGS STRATTON   DC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16616
BGG|BRIGGS STRATTON   DC|FQLS|Quantlab Securities LP|47333
BGG|BRIGGS STRATTON   DC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39221
BGG|BRIGGS STRATTON   DC|FTBR|Foliofn Investments, Inc.|235
BGG|BRIGGS STRATTON   DC|GEBB|GLOBAL EXECUTION BROKERS, LP|1
BGG|BRIGGS STRATTON   DC|GLIS|TD Securities Inc|1030
BGG|BRIGGS STRATTON   DC|GLPX|ACS EXECUTION SERVICES, LLC|2095
BGG|BRIGGS STRATTON   DC|GSCO|GOLDMAN SACHS & CO. LLC|122516
BGG|BRIGGS STRATTON   DC|GSCS|GOLDMAN SACHS & CO. LLC|200
BGG|BRIGGS STRATTON   DC|GSLT|GOLDMAN SACHS & CO. LLC|2311
BGG|BRIGGS STRATTON   DC|GTSZ|GTS SECURITIES LLC|13126
BGG|BRIGGS STRATTON   DC|HPPX|POTAMUS TRADING, LLC|113
BGG|BRIGGS STRATTON   DC|HRBF|American Enterprise Investment Services Inc.|3302
BGG|BRIGGS STRATTON   DC|IATS|INTERACTIVE BROKERS LLC|2634
BGG|BRIGGS STRATTON   DC|IBKR|Interactive Brokers Llc|18126
BGG|BRIGGS STRATTON   DC|ICBX|INSTINET, LLC|6082
BGG|BRIGGS STRATTON   DC|IEQY|CITADEL SECURITIES LLC|15845
BGG|BRIGGS STRATTON   DC|INCA|INSTINET, LLC|21191
BGG|BRIGGS STRATTON   DC|INJX|INSTINET, LLC|2219
BGG|BRIGGS STRATTON   DC|ITGI|ITG Inc.|17070
BGG|BRIGGS STRATTON   DC|ITGP|ITG INC.|94200
BGG|BRIGGS STRATTON   DC|JANY|Janney Montgomery Scott Inc.|2713
BGG|BRIGGS STRATTON   DC|JEFF|JEFFERIES LLC|19859
BGG|BRIGGS STRATTON   DC|JMPT|JUMP TRADING, LLC|4245
BGG|BRIGGS STRATTON   DC|JPBX|J.P. MORGAN SECURITIES LLC|23720
BGG|BRIGGS STRATTON   DC|JPMX|J.P. Morgan Securities LLC|67048
BGG|BRIGGS STRATTON   DC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
BGG|BRIGGS STRATTON   DC|JSJX|JANE STREET CAPITAL LLC|2659
BGG|BRIGGS STRATTON   DC|KCGM|VIRTU Americas LLC|7099
BGG|BRIGGS STRATTON   DC|LEHM|Barclays Capital Inc./Le|107631
BGG|BRIGGS STRATTON   DC|LIME|Lime Brokerage LLC|26831
BGG|BRIGGS STRATTON   DC|LOOP|Loop Capital Markets LLC|1093
BGG|BRIGGS STRATTON   DC|LQNA|LIQUIDNET, INC.|2600
BGG|BRIGGS STRATTON   DC|LSCI|Lek Securities Corporation|200
BGG|BRIGGS STRATTON   DC|MCMF|Raymond James Ltd. Cds|200
BGG|BRIGGS STRATTON   DC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18952
BGG|BRIGGS STRATTON   DC|MOTF|MOTIF INVESTING, INC.|1
BGG|BRIGGS STRATTON   DC|MSCO|MORGAN STANLEY & CO. LLC|392920
BGG|BRIGGS STRATTON   DC|MSPL|MORGAN STANLEY & CO. LLC|79000
BGG|BRIGGS STRATTON   DC|MSTX|MORGAN STANLEY & CO. LLC|27400
BGG|BRIGGS STRATTON   DC|NFSC|National Financial Services LLC|58107
BGG|BRIGGS STRATTON   DC|NITE|VIRTU Americas LLC|110168
BGG|BRIGGS STRATTON   DC|NQRB|Brut, LLC|5310
BGG|BRIGGS STRATTON   DC|NTBF|BMO Nesbitt Burns Inc./CDS|12
BGG|BRIGGS STRATTON   DC|NTRC|Northern Trust Securities, Inc.|2182
BGG|BRIGGS STRATTON   DC|OPCO|Oppenheimer & Co. Inc.|850
BGG|BRIGGS STRATTON   DC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|320
BGG|BRIGGS STRATTON   DC|PDQM|CODA MARKETS, INC.|3323
BGG|BRIGGS STRATTON   DC|PWJC|UBS Financial Services, Inc.|1030
BGG|BRIGGS STRATTON   DC|RBCM|RBC CAPITAL MARKETS, LLC|622
BGG|BRIGGS STRATTON   DC|RGLD|Regal Securities, Inc|200
BGG|BRIGGS STRATTON   DC|SAGW|SAGETRADER, LLC|8
BGG|BRIGGS STRATTON   DC|SBSH|Citigroup Global Markets Inc.|22045
BGG|BRIGGS STRATTON   DC|SGMT|GOLDMAN SACHS & CO. LLC|20453
BGG|BRIGGS STRATTON   DC|SPDR|SPEEDROUTE LLC|6342
BGG|BRIGGS STRATTON   DC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
BGG|BRIGGS STRATTON   DC|STFL|Stifel, Nicolaus & Company, Incorporated|1110
BGG|BRIGGS STRATTON   DC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4275
BGG|BRIGGS STRATTON   DC|SWIM|TD Ameritrade, Inc.|3065
BGG|BRIGGS STRATTON   DC|SWST|Hilltop Securities Inc.|517
BGG|BRIGGS STRATTON   DC|TKNG|ALLY INVEST SECURITIES LLC|173
BGG|BRIGGS STRATTON   DC|TRBT|Tradebot Systems, Inc.|59177
BGG|BRIGGS STRATTON   DC|TRCM|TRC MARKETS LLC|14746
BGG|BRIGGS STRATTON   DC|UBSA|UBS SECURITIES LLC|102213
BGG|BRIGGS STRATTON   DC|UBSS|UBS Securities LLC|160321
BGG|BRIGGS STRATTON   DC|VALX|VIRTU AMERICAS LLC|3443
BGG|BRIGGS STRATTON   DC|VGRD|Vanguard Marketing Corporation|15092
BGG|BRIGGS STRATTON   DC|WABR|Wall Street Access|10600
BGG|BRIGGS STRATTON   DC|WBPX|SUMMIT SECURITIES GROUP, LLC|1384
BGG|BRIGGS STRATTON   DC|WCHV|WELLS FARGO SECURITIES, LLC|26174
BGG|BRIGGS STRATTON   DC|WEDB|WEDBUSH SECURITIES INC.|628
BGG|BRIGGS STRATTON   DC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5879
BGG|BRIGGS STRATTON   DC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3270
BGG|BRIGGS STRATTON   DC|WGIF|CIBC World Markets Inc.|800
BGG|BRIGGS STRATTON   DC|WSEA|WOLVERINE SECURITIES, LLC|2505
BGG|BRIGGS STRATTON   DC|XIST|INSTINET, LLC|25000
BGG|BRIGGS STRATTON   DC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7928
BGG|BRIGGS STRATTON   DC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BGG|BRIGGS STRATTON   DC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1789
BGH|BARINGS GLOBAL SHORT|ALTX|Alternet Securities Inc.|100
BGH|BARINGS GLOBAL SHORT|APCC|Apex Clearing Corporation|120
BGH|BARINGS GLOBAL SHORT|BBNT|BB&T SECURITIES, LLC|1265
BGH|BARINGS GLOBAL SHORT|BTIG|BTIG, LLC|6564
BGH|BARINGS GLOBAL SHORT|BYXM|CBOE TRADING, INC.|100
BGH|BARINGS GLOBAL SHORT|CANT|Cantor Fitzgerald & Co.|25127
BGH|BARINGS GLOBAL SHORT|CHAS|Charles Schwab & Co., Inc.|9
BGH|BARINGS GLOBAL SHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
BGH|BARINGS GLOBAL SHORT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BGH|BARINGS GLOBAL SHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5529
BGH|BARINGS GLOBAL SHORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
BGH|BARINGS GLOBAL SHORT|DADA|D.A. Davidson & Co.|1653
BGH|BARINGS GLOBAL SHORT|DBAX|Deutsche Bank Securities Inc.|4900
BGH|BARINGS GLOBAL SHORT|DEAN|MORGAN STANLEY|2700
BGH|BARINGS GLOBAL SHORT|DEGS|RONIN PROFESSIONAL LLC|100
BGH|BARINGS GLOBAL SHORT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5159
BGH|BARINGS GLOBAL SHORT|EBXL|EBX LLC|2200
BGH|BARINGS GLOBAL SHORT|EDJO|Edward D. Jones & Co., L.P.|421
BGH|BARINGS GLOBAL SHORT|EGAM|CBOE TRADING, INC.|302
BGH|BARINGS GLOBAL SHORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20
BGH|BARINGS GLOBAL SHORT|ETRS|E*Trade Securities LLC|19763
BGH|BARINGS GLOBAL SHORT|FBSB|U.S. Bancorp Investments, Inc.|1772
BGH|BARINGS GLOBAL SHORT|FILL|Tradestation Securities, Inc.|200
BGH|BARINGS GLOBAL SHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14681
BGH|BARINGS GLOBAL SHORT|FTBR|Foliofn Investments, Inc.|94
BGH|BARINGS GLOBAL SHORT|GLPX|ACS EXECUTION SERVICES, LLC|1285
BGH|BARINGS GLOBAL SHORT|GSCO|GOLDMAN SACHS & CO. LLC|1800
BGH|BARINGS GLOBAL SHORT|GSCS|GOLDMAN SACHS & CO. LLC|400
BGH|BARINGS GLOBAL SHORT|GSLT|GOLDMAN SACHS & CO. LLC|300
BGH|BARINGS GLOBAL SHORT|GTSZ|GTS SECURITIES LLC|20
BGH|BARINGS GLOBAL SHORT|HRBF|American Enterprise Investment Services Inc.|743
BGH|BARINGS GLOBAL SHORT|IATS|INTERACTIVE BROKERS LLC|6835
BGH|BARINGS GLOBAL SHORT|IBKR|Interactive Brokers Llc|8006
BGH|BARINGS GLOBAL SHORT|ICBX|INSTINET, LLC|4000
BGH|BARINGS GLOBAL SHORT|INCA|INSTINET, LLC|2768
BGH|BARINGS GLOBAL SHORT|ITGI|ITG Inc.|2406
BGH|BARINGS GLOBAL SHORT|ITGP|ITG INC.|600
BGH|BARINGS GLOBAL SHORT|JANY|Janney Montgomery Scott Inc.|933
BGH|BARINGS GLOBAL SHORT|JPMX|J.P. Morgan Securities LLC|7600
BGH|BARINGS GLOBAL SHORT|KCGM|VIRTU Americas LLC|3031
BGH|BARINGS GLOBAL SHORT|LEHM|Barclays Capital Inc./Le|15103
BGH|BARINGS GLOBAL SHORT|LIME|Lime Brokerage LLC|1253
BGH|BARINGS GLOBAL SHORT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|997
BGH|BARINGS GLOBAL SHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
BGH|BARINGS GLOBAL SHORT|MOTF|MOTIF INVESTING, INC.|1
BGH|BARINGS GLOBAL SHORT|MSCO|MORGAN STANLEY & CO. LLC|40793
BGH|BARINGS GLOBAL SHORT|MSPL|MORGAN STANLEY & CO. LLC|4500
BGH|BARINGS GLOBAL SHORT|NFSC|National Financial Services LLC|228377
BGH|BARINGS GLOBAL SHORT|NITE|VIRTU Americas LLC|231981
BGH|BARINGS GLOBAL SHORT|NQRB|Brut, LLC|1023
BGH|BARINGS GLOBAL SHORT|OPCO|Oppenheimer & Co. Inc.|23531
BGH|BARINGS GLOBAL SHORT|PDQM|CODA MARKETS, INC.|4203
BGH|BARINGS GLOBAL SHORT|PWJC|UBS Financial Services, Inc.|4780
BGH|BARINGS GLOBAL SHORT|RBCM|RBC CAPITAL MARKETS, LLC|724
BGH|BARINGS GLOBAL SHORT|SAGC|SAGETRADER, LLC|100
BGH|BARINGS GLOBAL SHORT|SAGL|SAGETRADER, LLC|100
BGH|BARINGS GLOBAL SHORT|SBSH|Citigroup Global Markets Inc.|4330
BGH|BARINGS GLOBAL SHORT|SGMT|GOLDMAN SACHS & CO. LLC|2200
BGH|BARINGS GLOBAL SHORT|SPDR|SPEEDROUTE LLC|100
BGH|BARINGS GLOBAL SHORT|STFL|Stifel, Nicolaus & Company, Incorporated|3482
BGH|BARINGS GLOBAL SHORT|STXG|Stockcross Financial Services, Inc.|1225
BGH|BARINGS GLOBAL SHORT|SWIM|TD Ameritrade, Inc.|2503
BGH|BARINGS GLOBAL SHORT|SWST|Hilltop Securities Inc.|32397
BGH|BARINGS GLOBAL SHORT|TKNG|ALLY INVEST SECURITIES LLC|900
BGH|BARINGS GLOBAL SHORT|TRBT|Tradebot Systems, Inc.|801
BGH|BARINGS GLOBAL SHORT|TWTT|TASTYWORKS, INC.|90
BGH|BARINGS GLOBAL SHORT|UBSA|UBS SECURITIES LLC|11927
BGH|BARINGS GLOBAL SHORT|UBSS|UBS Securities LLC|69128
BGH|BARINGS GLOBAL SHORT|VALX|VIRTU AMERICAS LLC|400
BGH|BARINGS GLOBAL SHORT|VGRD|Vanguard Marketing Corporation|15561
BGH|BARINGS GLOBAL SHORT|WCHV|WELLS FARGO SECURITIES, LLC|137807
BGH|BARINGS GLOBAL SHORT|WEDB|WEDBUSH SECURITIES INC.|1602
BGH|BARINGS GLOBAL SHORT|WEED|Weeden & Co.L.P.|1040
BGH|BARINGS GLOBAL SHORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1593
BGH|BARINGS GLOBAL SHORT|WSEA|WOLVERINE SECURITIES, LLC|8988
BGH|BARINGS GLOBAL SHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
BGH|BARINGS GLOBAL SHORT|YKNA|COMHAR CAPITAL MARKETS, LLC|800
BGH|BARINGS GLOBAL SHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8143
BGI|BIRKS GROUP INC.|APCC|Apex Clearing Corporation|5409
BGI|BIRKS GROUP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|487
BGI|BIRKS GROUP INC.|CANT|Cantor Fitzgerald & Co.|100
BGI|BIRKS GROUP INC.|CHAS|Charles Schwab & Co., Inc.|10418
BGI|BIRKS GROUP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2273
BGI|BIRKS GROUP INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
BGI|BIRKS GROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2810
BGI|BIRKS GROUP INC.|EBXL|EBX LLC|3100
BGI|BIRKS GROUP INC.|EGAM|CBOE TRADING, INC.|700
BGI|BIRKS GROUP INC.|ETBE|Electronic Transaction Clearing, Inc.|406
BGI|BIRKS GROUP INC.|ETRS|E*Trade Securities LLC|105734
BGI|BIRKS GROUP INC.|FILL|Tradestation Securities, Inc.|200
BGI|BIRKS GROUP INC.|FMAF|NBCN Inc./ CDS|850
BGI|BIRKS GROUP INC.|FTBR|Foliofn Investments, Inc.|109
BGI|BIRKS GROUP INC.|GLIS|TD Securities Inc|230
BGI|BIRKS GROUP INC.|GLPX|ACS EXECUTION SERVICES, LLC|1506
BGI|BIRKS GROUP INC.|GSLT|GOLDMAN SACHS & CO. LLC|251
BGI|BIRKS GROUP INC.|IATS|INTERACTIVE BROKERS LLC|9916
BGI|BIRKS GROUP INC.|IBKR|Interactive Brokers Llc|20873
BGI|BIRKS GROUP INC.|ICBX|INSTINET, LLC|300
BGI|BIRKS GROUP INC.|INCA|INSTINET, LLC|100
BGI|BIRKS GROUP INC.|ITGI|ITG Inc.|495
BGI|BIRKS GROUP INC.|ITGP|ITG INC.|13000
BGI|BIRKS GROUP INC.|JANY|Janney Montgomery Scott Inc.|500
BGI|BIRKS GROUP INC.|JMPT|JUMP TRADING, LLC|104
BGI|BIRKS GROUP INC.|LEHM|Barclays Capital Inc./Le|1200
BGI|BIRKS GROUP INC.|LIME|Lime Brokerage LLC|1640
BGI|BIRKS GROUP INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1275
BGI|BIRKS GROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|3315
BGI|BIRKS GROUP INC.|NFSC|National Financial Services LLC|44383
BGI|BIRKS GROUP INC.|NITE|VIRTU Americas LLC|158365
BGI|BIRKS GROUP INC.|NQRB|Brut, LLC|200
BGI|BIRKS GROUP INC.|NTBF|BMO Nesbitt Burns Inc./CDS|500
BGI|BIRKS GROUP INC.|OPCO|Oppenheimer & Co. Inc.|6804
BGI|BIRKS GROUP INC.|PDQM|CODA MARKETS, INC.|2106
BGI|BIRKS GROUP INC.|SBSH|Citigroup Global Markets Inc.|6763
BGI|BIRKS GROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|200
BGI|BIRKS GROUP INC.|SPDR|SPEEDROUTE LLC|4070
BGI|BIRKS GROUP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|486
BGI|BIRKS GROUP INC.|SWIM|TD Ameritrade, Inc.|41291
BGI|BIRKS GROUP INC.|TKNG|ALLY INVEST SECURITIES LLC|413
BGI|BIRKS GROUP INC.|TWTT|TASTYWORKS, INC.|100
BGI|BIRKS GROUP INC.|UBSA|UBS SECURITIES LLC|2708
BGI|BIRKS GROUP INC.|UBSS|UBS Securities LLC|3257
BGI|BIRKS GROUP INC.|VALX|VIRTU AMERICAS LLC|100
BGI|BIRKS GROUP INC.|VGRD|Vanguard Marketing Corporation|5430
BGI|BIRKS GROUP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5399
BGI|BIRKS GROUP INC.|WSEA|WOLVERINE SECURITIES, LLC|5705
BGI|BIRKS GROUP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70
BGIO|BLACKROCK 2022 GLOBA|ALTX|Alternet Securities Inc.|300
BGIO|BLACKROCK 2022 GLOBA|BATM|CBOE TRADING, INC.|18
BGIO|BLACKROCK 2022 GLOBA|CANT|Cantor Fitzgerald & Co.|28635
BGIO|BLACKROCK 2022 GLOBA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
BGIO|BLACKROCK 2022 GLOBA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35639
BGIO|BLACKROCK 2022 GLOBA|CXCX|CITIGROUP GLOBAL MARKETS INC.|6062
BGIO|BLACKROCK 2022 GLOBA|DADA|D.A. Davidson & Co.|2800
BGIO|BLACKROCK 2022 GLOBA|DBAX|Deutsche Bank Securities Inc.|2300
BGIO|BLACKROCK 2022 GLOBA|DEAN|MORGAN STANLEY|66502
BGIO|BLACKROCK 2022 GLOBA|EBXL|EBX LLC|1700
BGIO|BLACKROCK 2022 GLOBA|EDJO|Edward D. Jones & Co., L.P.|6769
BGIO|BLACKROCK 2022 GLOBA|EGXM|CBOE TRADING, INC.|501
BGIO|BLACKROCK 2022 GLOBA|ETRS|E*Trade Securities LLC|4312
BGIO|BLACKROCK 2022 GLOBA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8227
BGIO|BLACKROCK 2022 GLOBA|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|23573
BGIO|BLACKROCK 2022 GLOBA|GLPX|ACS EXECUTION SERVICES, LLC|400
BGIO|BLACKROCK 2022 GLOBA|GSCO|GOLDMAN SACHS & CO. LLC|300
BGIO|BLACKROCK 2022 GLOBA|GSLT|GOLDMAN SACHS & CO. LLC|300
BGIO|BLACKROCK 2022 GLOBA|GTSZ|GTS SECURITIES LLC|100
BGIO|BLACKROCK 2022 GLOBA|IATS|INTERACTIVE BROKERS LLC|1423
BGIO|BLACKROCK 2022 GLOBA|IBKR|Interactive Brokers Llc|10190
BGIO|BLACKROCK 2022 GLOBA|ICBX|INSTINET, LLC|100
BGIO|BLACKROCK 2022 GLOBA|INCA|INSTINET, LLC|1200
BGIO|BLACKROCK 2022 GLOBA|ITGI|ITG Inc.|500
BGIO|BLACKROCK 2022 GLOBA|ITGP|ITG INC.|6200
BGIO|BLACKROCK 2022 GLOBA|JANY|Janney Montgomery Scott Inc.|3100
BGIO|BLACKROCK 2022 GLOBA|JPMX|J.P. Morgan Securities LLC|12464
BGIO|BLACKROCK 2022 GLOBA|KCGM|VIRTU Americas LLC|5400
BGIO|BLACKROCK 2022 GLOBA|LEHM|Barclays Capital Inc./Le|8746
BGIO|BLACKROCK 2022 GLOBA|LIME|Lime Brokerage LLC|1327
BGIO|BLACKROCK 2022 GLOBA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BGIO|BLACKROCK 2022 GLOBA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15460
BGIO|BLACKROCK 2022 GLOBA|MSCO|MORGAN STANLEY & CO. LLC|186303
BGIO|BLACKROCK 2022 GLOBA|MSPL|MORGAN STANLEY & CO. LLC|3700
BGIO|BLACKROCK 2022 GLOBA|NFSC|National Financial Services LLC|36555
BGIO|BLACKROCK 2022 GLOBA|NITE|VIRTU Americas LLC|167839
BGIO|BLACKROCK 2022 GLOBA|NQRB|Brut, LLC|1693
BGIO|BLACKROCK 2022 GLOBA|OPCO|Oppenheimer & Co. Inc.|12335
BGIO|BLACKROCK 2022 GLOBA|PDQM|CODA MARKETS, INC.|900
BGIO|BLACKROCK 2022 GLOBA|PWJC|UBS Financial Services, Inc.|32700
BGIO|BLACKROCK 2022 GLOBA|RBCM|RBC CAPITAL MARKETS, LLC|82457
BGIO|BLACKROCK 2022 GLOBA|SBSH|Citigroup Global Markets Inc.|7600
BGIO|BLACKROCK 2022 GLOBA|SGMT|GOLDMAN SACHS & CO. LLC|13899
BGIO|BLACKROCK 2022 GLOBA|SPDR|SPEEDROUTE LLC|100
BGIO|BLACKROCK 2022 GLOBA|STFL|Stifel, Nicolaus & Company, Incorporated|2628
BGIO|BLACKROCK 2022 GLOBA|SWIM|TD Ameritrade, Inc.|3800
BGIO|BLACKROCK 2022 GLOBA|SWST|Hilltop Securities Inc.|1077
BGIO|BLACKROCK 2022 GLOBA|TRBT|Tradebot Systems, Inc.|200
BGIO|BLACKROCK 2022 GLOBA|UBSA|UBS SECURITIES LLC|16043
BGIO|BLACKROCK 2022 GLOBA|UBSS|UBS Securities LLC|106431
BGIO|BLACKROCK 2022 GLOBA|VGRD|Vanguard Marketing Corporation|12065
BGIO|BLACKROCK 2022 GLOBA|WCHV|WELLS FARGO SECURITIES, LLC|62051
BGIO|BLACKROCK 2022 GLOBA|WEDB|WEDBUSH SECURITIES INC.|528
BGIO|BLACKROCK 2022 GLOBA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4625
BGIO|BLACKROCK 2022 GLOBA|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
BGIO|BLACKROCK 2022 GLOBA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53
BGNE|BEIGENE, LTD. ADS|ALTX|Alternet Securities Inc.|5957
BGNE|BEIGENE, LTD. ADS|APCC|Apex Clearing Corporation|3377
BGNE|BEIGENE, LTD. ADS|BANK|Primevest Financial Services, Inc.|3
BGNE|BEIGENE, LTD. ADS|BARD|Robert W. Baird & Co. Incorporated|521
BGNE|BEIGENE, LTD. ADS|BATM|CBOE TRADING, INC.|2528
BGNE|BEIGENE, LTD. ADS|BAYT|BTIG, LLC|5096
BGNE|BEIGENE, LTD. ADS|BBNT|BB&T SECURITIES, LLC|70
BGNE|BEIGENE, LTD. ADS|BERN|Sanford C. Bernstein & Co., LLC|44979
BGNE|BEIGENE, LTD. ADS|BIDS|BIDS TRADING L.P.|40453
BGNE|BEIGENE, LTD. ADS|BIMI|Banca IMI Securities Corp.|10
BGNE|BEIGENE, LTD. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1535
BGNE|BEIGENE, LTD. ADS|BNPX|BNP PARIBAS SECURITIES CORP.|2509
BGNE|BEIGENE, LTD. ADS|BTIG|BTIG, LLC|18969
BGNE|BEIGENE, LTD. ADS|BYXM|CBOE TRADING, INC.|496
BGNE|BEIGENE, LTD. ADS|CANT|Cantor Fitzgerald & Co.|202
BGNE|BEIGENE, LTD. ADS|CHAS|Charles Schwab & Co., Inc.|1115
BGNE|BEIGENE, LTD. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53732
BGNE|BEIGENE, LTD. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29485
BGNE|BEIGENE, LTD. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|103248
BGNE|BEIGENE, LTD. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|238311
BGNE|BEIGENE, LTD. ADS|CTDE|CHOICETRADE|15
BGNE|BEIGENE, LTD. ADS|CTDL|Citadel Derivatives Group Llc|5687
BGNE|BEIGENE, LTD. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|18330
BGNE|BEIGENE, LTD. ADS|DADA|D.A. Davidson & Co.|3
BGNE|BEIGENE, LTD. ADS|DBAB|Deutsche Bank Securities Inc.|148896
BGNE|BEIGENE, LTD. ADS|DBAX|Deutsche Bank Securities Inc.|153800
BGNE|BEIGENE, LTD. ADS|DCHF|Dart Executions, LLC|194
BGNE|BEIGENE, LTD. ADS|DEAN|MORGAN STANLEY|7203
BGNE|BEIGENE, LTD. ADS|DEGS|RONIN PROFESSIONAL LLC|27150
BGNE|BEIGENE, LTD. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1080
BGNE|BEIGENE, LTD. ADS|DRWK|DRW SECURITIES, L.L.C.|3037
BGNE|BEIGENE, LTD. ADS|EBXL|EBX LLC|88600
BGNE|BEIGENE, LTD. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2548
BGNE|BEIGENE, LTD. ADS|EDJO|Edward D. Jones & Co., L.P.|613
BGNE|BEIGENE, LTD. ADS|EGAM|CBOE TRADING, INC.|9532
BGNE|BEIGENE, LTD. ADS|EGAW|CBOE TRADING, INC.|94
BGNE|BEIGENE, LTD. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|400
BGNE|BEIGENE, LTD. ADS|EGXM|CBOE TRADING, INC.|1126
BGNE|BEIGENE, LTD. ADS|ETBE|Electronic Transaction Clearing, Inc.|19715
BGNE|BEIGENE, LTD. ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2200
BGNE|BEIGENE, LTD. ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7392
BGNE|BEIGENE, LTD. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|64880
BGNE|BEIGENE, LTD. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1946
BGNE|BEIGENE, LTD. ADS|ETRS|E*Trade Securities LLC|105212
BGNE|BEIGENE, LTD. ADS|FBCO|Credit Suisse Securities (USA) LLC|371800
BGNE|BEIGENE, LTD. ADS|FILL|Tradestation Securities, Inc.|1139
BGNE|BEIGENE, LTD. ADS|FMAF|NBCN Inc./ CDS|699
BGNE|BEIGENE, LTD. ADS|FOMA|TD AMERITRADE CLEARING, INC.|161975
BGNE|BEIGENE, LTD. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5860
BGNE|BEIGENE, LTD. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23887
BGNE|BEIGENE, LTD. ADS|FTBR|Foliofn Investments, Inc.|442
BGNE|BEIGENE, LTD. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1895
BGNE|BEIGENE, LTD. ADS|GLPX|ACS EXECUTION SERVICES, LLC|98732
BGNE|BEIGENE, LTD. ADS|GSCO|GOLDMAN SACHS & CO. LLC|286260
BGNE|BEIGENE, LTD. ADS|GSCS|GOLDMAN SACHS & CO. LLC|15992
BGNE|BEIGENE, LTD. ADS|GSLT|GOLDMAN SACHS & CO. LLC|937
BGNE|BEIGENE, LTD. ADS|GTSZ|GTS SECURITIES LLC|102081
BGNE|BEIGENE, LTD. ADS|GUGS|Guggenheim Securities, LLC|16053
BGNE|BEIGENE, LTD. ADS|HAPX|HAP Trading, LLC|154
BGNE|BEIGENE, LTD. ADS|HRBF|American Enterprise Investment Services Inc.|361
BGNE|BEIGENE, LTD. ADS|IATS|INTERACTIVE BROKERS LLC|42448
BGNE|BEIGENE, LTD. ADS|IBKR|Interactive Brokers Llc|295016
BGNE|BEIGENE, LTD. ADS|ICBX|INSTINET, LLC|21642
BGNE|BEIGENE, LTD. ADS|IEQY|CITADEL SECURITIES LLC|18963
BGNE|BEIGENE, LTD. ADS|INCA|INSTINET, LLC|106528
BGNE|BEIGENE, LTD. ADS|INJX|INSTINET, LLC|11026
BGNE|BEIGENE, LTD. ADS|ITGI|ITG Inc.|12991
BGNE|BEIGENE, LTD. ADS|ITGP|ITG INC.|104200
BGNE|BEIGENE, LTD. ADS|JEFF|JEFFERIES LLC|18285
BGNE|BEIGENE, LTD. ADS|JMPT|JUMP TRADING, LLC|31639
BGNE|BEIGENE, LTD. ADS|JONE|JonesTrading|40
BGNE|BEIGENE, LTD. ADS|JPBX|J.P. MORGAN SECURITIES LLC|7556
BGNE|BEIGENE, LTD. ADS|JPMX|J.P. Morgan Securities LLC|213597
BGNE|BEIGENE, LTD. ADS|JSJX|JANE STREET CAPITAL LLC|361
BGNE|BEIGENE, LTD. ADS|KCGM|VIRTU Americas LLC|30845
BGNE|BEIGENE, LTD. ADS|LEER|LEERINK PARTNERS LLC|732
BGNE|BEIGENE, LTD. ADS|LEHM|Barclays Capital Inc./Le|315108
BGNE|BEIGENE, LTD. ADS|LIME|Lime Brokerage LLC|100493
BGNE|BEIGENE, LTD. ADS|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
BGNE|BEIGENE, LTD. ADS|LQNA|LIQUIDNET, INC.|65100
BGNE|BEIGENE, LTD. ADS|LQNB|LIQUIDNET, INC.|24400
BGNE|BEIGENE, LTD. ADS|LSCI|Lek Securities Corporation|18024
BGNE|BEIGENE, LTD. ADS|MBTS|ALLY INVEST SECURITIES LLC|9231
BGNE|BEIGENE, LTD. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72508
BGNE|BEIGENE, LTD. ADS|MOTF|MOTIF INVESTING, INC.|97
BGNE|BEIGENE, LTD. ADS|MSCO|MORGAN STANLEY & CO. LLC|974026
BGNE|BEIGENE, LTD. ADS|MSPL|MORGAN STANLEY & CO. LLC|195900
BGNE|BEIGENE, LTD. ADS|MSTX|MORGAN STANLEY & CO. LLC|7100
BGNE|BEIGENE, LTD. ADS|NFSC|National Financial Services LLC|190103
BGNE|BEIGENE, LTD. ADS|NITE|VIRTU Americas LLC|550743
BGNE|BEIGENE, LTD. ADS|NITP|VIRTU Americas LLC|822
BGNE|BEIGENE, LTD. ADS|NQRB|Brut, LLC|2498
BGNE|BEIGENE, LTD. ADS|OPCO|Oppenheimer & Co. Inc.|422
BGNE|BEIGENE, LTD. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2838
BGNE|BEIGENE, LTD. ADS|PCPT|PHILLIP CAPITAL INC.|5557
BGNE|BEIGENE, LTD. ADS|PDQM|CODA MARKETS, INC.|217105
BGNE|BEIGENE, LTD. ADS|PHLY|NASDAQ Execution Services, LLC|2400
BGNE|BEIGENE, LTD. ADS|PIPR|Piper Jaffray & Co.|1821
BGNE|BEIGENE, LTD. ADS|PWJC|UBS Financial Services, Inc.|1436
BGNE|BEIGENE, LTD. ADS|RAJA|Raymond James & Associates, Inc.|930
BGNE|BEIGENE, LTD. ADS|RBCM|RBC CAPITAL MARKETS, LLC|256
BGNE|BEIGENE, LTD. ADS|SAGL|SAGETRADER, LLC|72790
BGNE|BEIGENE, LTD. ADS|SBSH|Citigroup Global Markets Inc.|139989
BGNE|BEIGENE, LTD. ADS|SGMT|GOLDMAN SACHS & CO. LLC|65605
BGNE|BEIGENE, LTD. ADS|SPDR|SPEEDROUTE LLC|9119
BGNE|BEIGENE, LTD. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|7083
BGNE|BEIGENE, LTD. ADS|SWIM|TD Ameritrade, Inc.|370339
BGNE|BEIGENE, LTD. ADS|SWST|Hilltop Securities Inc.|300
BGNE|BEIGENE, LTD. ADS|TKNG|ALLY INVEST SECURITIES LLC|1268
BGNE|BEIGENE, LTD. ADS|TRBT|Tradebot Systems, Inc.|100296
BGNE|BEIGENE, LTD. ADS|TRCM|TRC MARKETS LLC|16908
BGNE|BEIGENE, LTD. ADS|TWTT|TASTYWORKS, INC.|261
BGNE|BEIGENE, LTD. ADS|UBSS|UBS Securities LLC|799180
BGNE|BEIGENE, LTD. ADS|VALX|VIRTU AMERICAS LLC|13948
BGNE|BEIGENE, LTD. ADS|VGRD|Vanguard Marketing Corporation|10982
BGNE|BEIGENE, LTD. ADS|VSIN|Vision Financial Markets Llc|79
BGNE|BEIGENE, LTD. ADS|WABR|Wall Street Access|935
BGNE|BEIGENE, LTD. ADS|WBLR|WILLIAM BLAIR|60
BGNE|BEIGENE, LTD. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
BGNE|BEIGENE, LTD. ADS|WCHV|WELLS FARGO SECURITIES, LLC|69953
BGNE|BEIGENE, LTD. ADS|WEDB|WEDBUSH SECURITIES INC.|5698
BGNE|BEIGENE, LTD. ADS|WEED|Weeden & Co.L.P.|1670
BGNE|BEIGENE, LTD. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2577
BGNE|BEIGENE, LTD. ADS|WGIF|CIBC World Markets Inc.|4016
BGNE|BEIGENE, LTD. ADS|WSAG|WALL STREET ACCESS|16
BGNE|BEIGENE, LTD. ADS|WSEA|WOLVERINE SECURITIES, LLC|7362
BGNE|BEIGENE, LTD. ADS|XIST|INSTINET, LLC|40240
BGNE|BEIGENE, LTD. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|41932
BGNE|BEIGENE, LTD. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|52470
BGNE|BEIGENE, LTD. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|488
BGR|BL ACKROCK ENERGY|AGIS|Aegis Capital Corp.|200
BGR|BL ACKROCK ENERGY|ALTX|Alternet Securities Inc.|1900
BGR|BL ACKROCK ENERGY|APCC|Apex Clearing Corporation|237
BGR|BL ACKROCK ENERGY|BANK|Primevest Financial Services, Inc.|6
BGR|BL ACKROCK ENERGY|BARD|Robert W. Baird & Co. Incorporated|1703
BGR|BL ACKROCK ENERGY|BATM|CBOE TRADING, INC.|100
BGR|BL ACKROCK ENERGY|BAYC|BAY CREST PARTNERS, LLC|2
BGR|BL ACKROCK ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1300
BGR|BL ACKROCK ENERGY|BTIG|BTIG, LLC|4663
BGR|BL ACKROCK ENERGY|CHAS|Charles Schwab & Co., Inc.|12
BGR|BL ACKROCK ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3947
BGR|BL ACKROCK ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1487
BGR|BL ACKROCK ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5028
BGR|BL ACKROCK ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|3734
BGR|BL ACKROCK ENERGY|DADA|D.A. Davidson & Co.|113
BGR|BL ACKROCK ENERGY|DBAX|Deutsche Bank Securities Inc.|6600
BGR|BL ACKROCK ENERGY|DEAN|MORGAN STANLEY|23649
BGR|BL ACKROCK ENERGY|DEGS|RONIN PROFESSIONAL LLC|100
BGR|BL ACKROCK ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7757
BGR|BL ACKROCK ENERGY|EBXL|EBX LLC|3900
BGR|BL ACKROCK ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
BGR|BL ACKROCK ENERGY|EDJO|Edward D. Jones & Co., L.P.|4082
BGR|BL ACKROCK ENERGY|EGAM|CBOE TRADING, INC.|4127
BGR|BL ACKROCK ENERGY|EGXM|CBOE TRADING, INC.|234
BGR|BL ACKROCK ENERGY|ESPO|ESPOSITO SECURITIES, LLC|1919
BGR|BL ACKROCK ENERGY|ETBE|Electronic Transaction Clearing, Inc.|200
BGR|BL ACKROCK ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
BGR|BL ACKROCK ENERGY|ETRS|E*Trade Securities LLC|15540
BGR|BL ACKROCK ENERGY|FBSB|U.S. Bancorp Investments, Inc.|2
BGR|BL ACKROCK ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3690
BGR|BL ACKROCK ENERGY|FTBR|Foliofn Investments, Inc.|695
BGR|BL ACKROCK ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|7180
BGR|BL ACKROCK ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|760
BGR|BL ACKROCK ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|1192
BGR|BL ACKROCK ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|200
BGR|BL ACKROCK ENERGY|GTSZ|GTS SECURITIES LLC|320
BGR|BL ACKROCK ENERGY|HRBF|American Enterprise Investment Services Inc.|19715
BGR|BL ACKROCK ENERGY|IATS|INTERACTIVE BROKERS LLC|3222
BGR|BL ACKROCK ENERGY|IBKR|Interactive Brokers Llc|29400
BGR|BL ACKROCK ENERGY|ICBX|INSTINET, LLC|3127
BGR|BL ACKROCK ENERGY|INCA|INSTINET, LLC|1795
BGR|BL ACKROCK ENERGY|INJX|INSTINET, LLC|100
BGR|BL ACKROCK ENERGY|ITGI|ITG Inc.|8150
BGR|BL ACKROCK ENERGY|ITGP|ITG INC.|4800
BGR|BL ACKROCK ENERGY|JANY|Janney Montgomery Scott Inc.|4150
BGR|BL ACKROCK ENERGY|JEFF|JEFFERIES LLC|4292
BGR|BL ACKROCK ENERGY|JMPT|JUMP TRADING, LLC|100
BGR|BL ACKROCK ENERGY|JPMX|J.P. Morgan Securities LLC|3060
BGR|BL ACKROCK ENERGY|JSJX|JANE STREET CAPITAL LLC|500
BGR|BL ACKROCK ENERGY|KCGM|VIRTU Americas LLC|3807
BGR|BL ACKROCK ENERGY|LEHM|Barclays Capital Inc./Le|4000
BGR|BL ACKROCK ENERGY|LIME|Lime Brokerage LLC|801
BGR|BL ACKROCK ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BGR|BL ACKROCK ENERGY|MACC|Mid Atlantic Capital Corporation|1
BGR|BL ACKROCK ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10200
BGR|BL ACKROCK ENERGY|MSCO|MORGAN STANLEY & CO. LLC|138920
BGR|BL ACKROCK ENERGY|MSPL|MORGAN STANLEY & CO. LLC|2900
BGR|BL ACKROCK ENERGY|NFSC|National Financial Services LLC|69642
BGR|BL ACKROCK ENERGY|NITE|VIRTU Americas LLC|155386
BGR|BL ACKROCK ENERGY|NQRB|Brut, LLC|5165
BGR|BL ACKROCK ENERGY|OPCO|Oppenheimer & Co. Inc.|4612
BGR|BL ACKROCK ENERGY|PDQM|CODA MARKETS, INC.|14130
BGR|BL ACKROCK ENERGY|PWJC|UBS Financial Services, Inc.|8971
BGR|BL ACKROCK ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|27684
BGR|BL ACKROCK ENERGY|RGLD|Regal Securities, Inc|500
BGR|BL ACKROCK ENERGY|SAGL|SAGETRADER, LLC|392
BGR|BL ACKROCK ENERGY|SALI|INTL FCSTONE FINANCIAL INC.|700
BGR|BL ACKROCK ENERGY|SBSH|Citigroup Global Markets Inc.|4732
BGR|BL ACKROCK ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|2142
BGR|BL ACKROCK ENERGY|SPDR|SPEEDROUTE LLC|3800
BGR|BL ACKROCK ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|4321
BGR|BL ACKROCK ENERGY|SWIM|TD Ameritrade, Inc.|5852
BGR|BL ACKROCK ENERGY|SWST|Hilltop Securities Inc.|6314
BGR|BL ACKROCK ENERGY|TRBT|Tradebot Systems, Inc.|1725
BGR|BL ACKROCK ENERGY|UBSA|UBS SECURITIES LLC|15024
BGR|BL ACKROCK ENERGY|UBSS|UBS Securities LLC|124010
BGR|BL ACKROCK ENERGY|VALX|VIRTU AMERICAS LLC|1137
BGR|BL ACKROCK ENERGY|VGRD|Vanguard Marketing Corporation|4877
BGR|BL ACKROCK ENERGY|WBET|Wallachbeth Capital LLC|1191
BGR|BL ACKROCK ENERGY|WBLR|WILLIAM BLAIR|1
BGR|BL ACKROCK ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|61364
BGR|BL ACKROCK ENERGY|WEDB|WEDBUSH SECURITIES INC.|1996
BGR|BL ACKROCK ENERGY|WEED|Weeden & Co.L.P.|1300
BGR|BL ACKROCK ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18780
BGR|BL ACKROCK ENERGY|WSEA|WOLVERINE SECURITIES, LLC|721
BGR|BL ACKROCK ENERGY|XPQR|Jump Trading|100
BGR|BL ACKROCK ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
BGR|BL ACKROCK ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8518
BGS|B&G FOODS INC|AGIS|Aegis Capital Corp.|6150
BGS|B&G FOODS INC|ALTX|Alternet Securities Inc.|4444
BGS|B&G FOODS INC|ANOS|ABEL/NOSER, L.L.C.|497
BGS|B&G FOODS INC|APCC|Apex Clearing Corporation|432
BGS|B&G FOODS INC|BANK|Primevest Financial Services, Inc.|600
BGS|B&G FOODS INC|BARD|Robert W. Baird & Co. Incorporated|23121
BGS|B&G FOODS INC|BATM|CBOE TRADING, INC.|19097
BGS|B&G FOODS INC|BBNT|BB&T SECURITIES, LLC|19429
BGS|B&G FOODS INC|BERN|Sanford C. Bernstein & Co., LLC|137272
BGS|B&G FOODS INC|BIAD|SAGETRADER, LLC|346
BGS|B&G FOODS INC|BIDS|BIDS TRADING L.P.|500
BGS|B&G FOODS INC|BIMI|Banca IMI Securities Corp.|800
BGS|B&G FOODS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27091
BGS|B&G FOODS INC|BMOC|BMO Capital Markets Corp.|89354
BGS|B&G FOODS INC|BNPX|BNP PARIBAS SECURITIES CORP.|15636
BGS|B&G FOODS INC|BRVL|BLAYLOCK VAN, LLC|1200
BGS|B&G FOODS INC|BTIG|BTIG, LLC|99476
BGS|B&G FOODS INC|BYXM|CBOE TRADING, INC.|200
BGS|B&G FOODS INC|BZYD|GOLDMAN SACHS & CO. LLC|1100
BGS|B&G FOODS INC|CANT|Cantor Fitzgerald & Co.|7106
BGS|B&G FOODS INC|CHAS|Charles Schwab & Co., Inc.|6345
BGS|B&G FOODS INC|CIST|Capital Institutional Services, Inc.|1027
BGS|B&G FOODS INC|CLSA|CLSA AMERICAS, LLC|200
BGS|B&G FOODS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|159486
BGS|B&G FOODS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BGS|B&G FOODS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|323132
BGS|B&G FOODS INC|CTDL|Citadel Derivatives Group Llc|312
BGS|B&G FOODS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|84266
BGS|B&G FOODS INC|DADA|D.A. Davidson & Co.|5898
BGS|B&G FOODS INC|DAVA|Davenport & Company LLC|800
BGS|B&G FOODS INC|DBAB|Deutsche Bank Securities Inc.|95576
BGS|B&G FOODS INC|DBAX|Deutsche Bank Securities Inc.|594700
BGS|B&G FOODS INC|DEAN|MORGAN STANLEY|17699
BGS|B&G FOODS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
BGS|B&G FOODS INC|EBXL|EBX LLC|165700
BGS|B&G FOODS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|68204
BGS|B&G FOODS INC|EDJC|Edward Jones / CDS|47
BGS|B&G FOODS INC|EDJO|Edward D. Jones & Co., L.P.|10860
BGS|B&G FOODS INC|EGAM|CBOE TRADING, INC.|16435
BGS|B&G FOODS INC|EGMT|EG MARKET TECHNOLOGIES LLC|600
BGS|B&G FOODS INC|EGXM|CBOE TRADING, INC.|4274
BGS|B&G FOODS INC|EGXW|CBOE TRADING, INC.|100
BGS|B&G FOODS INC|ESPO|ESPOSITO SECURITIES, LLC|2092
BGS|B&G FOODS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|135840
BGS|B&G FOODS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2730
BGS|B&G FOODS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|464
BGS|B&G FOODS INC|ETRS|E*Trade Securities LLC|249509
BGS|B&G FOODS INC|FILL|Tradestation Securities, Inc.|13970
BGS|B&G FOODS INC|FINX|FINTECH SECURITIES|500
BGS|B&G FOODS INC|FMAF|NBCN Inc./ CDS|1143
BGS|B&G FOODS INC|FORD|Fordham Financial Management, Inc.|120
BGS|B&G FOODS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2257
BGS|B&G FOODS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72934
BGS|B&G FOODS INC|FTBR|Foliofn Investments, Inc.|5415
BGS|B&G FOODS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1990
BGS|B&G FOODS INC|GLIS|TD Securities Inc|1550
BGS|B&G FOODS INC|GLPX|ACS EXECUTION SERVICES, LLC|8761
BGS|B&G FOODS INC|GSCO|GOLDMAN SACHS & CO. LLC|568468
BGS|B&G FOODS INC|GSCS|GOLDMAN SACHS & CO. LLC|4255
BGS|B&G FOODS INC|GSLT|GOLDMAN SACHS & CO. LLC|2026
BGS|B&G FOODS INC|GTSZ|GTS SECURITIES LLC|92670
BGS|B&G FOODS INC|HRBF|American Enterprise Investment Services Inc.|19606
BGS|B&G FOODS INC|HSBC|HSBC Securities, Inc.|700
BGS|B&G FOODS INC|IATS|INTERACTIVE BROKERS LLC|13986
BGS|B&G FOODS INC|IBKR|Interactive Brokers Llc|7692
BGS|B&G FOODS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|702
BGS|B&G FOODS INC|ICBX|INSTINET, LLC|98484
BGS|B&G FOODS INC|IEQY|CITADEL SECURITIES LLC|12822
BGS|B&G FOODS INC|INCA|INSTINET, LLC|116629
BGS|B&G FOODS INC|INJX|INSTINET, LLC|6652
BGS|B&G FOODS INC|ITGI|ITG Inc.|45409
BGS|B&G FOODS INC|ITGP|ITG INC.|165400
BGS|B&G FOODS INC|JANY|Janney Montgomery Scott Inc.|32538
BGS|B&G FOODS INC|JEFF|JEFFERIES LLC|188924
BGS|B&G FOODS INC|JHDR|J.H. Darbie & Co., Inc.|600
BGS|B&G FOODS INC|JMPT|JUMP TRADING, LLC|9761
BGS|B&G FOODS INC|JONE|JonesTrading|25
BGS|B&G FOODS INC|JPBX|J.P. MORGAN SECURITIES LLC|47713
BGS|B&G FOODS INC|JPMX|J.P. Morgan Securities LLC|1051008
BGS|B&G FOODS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
BGS|B&G FOODS INC|JSJX|JANE STREET CAPITAL LLC|29380
BGS|B&G FOODS INC|KCGM|VIRTU Americas LLC|59627
BGS|B&G FOODS INC|LEHM|Barclays Capital Inc./Le|529955
BGS|B&G FOODS INC|LIME|Lime Brokerage LLC|19923
BGS|B&G FOODS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|60400
BGS|B&G FOODS INC|LOOP|Loop Capital Markets LLC|3368
BGS|B&G FOODS INC|LQNA|LIQUIDNET, INC.|5000
BGS|B&G FOODS INC|LSCI|Lek Securities Corporation|433
BGS|B&G FOODS INC|MACC|Mid Atlantic Capital Corporation|650
BGS|B&G FOODS INC|MACQ|Macquarie Capital (USA) Inc.|10025
BGS|B&G FOODS INC|MAXM|Maxim Group LLC|5135
BGS|B&G FOODS INC|MBTS|ALLY INVEST SECURITIES LLC|820
BGS|B&G FOODS INC|MCMF|Raymond James Ltd. Cds|520
BGS|B&G FOODS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|243633
BGS|B&G FOODS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5945
BGS|B&G FOODS INC|MSCO|MORGAN STANLEY & CO. LLC|1318987
BGS|B&G FOODS INC|MSPL|MORGAN STANLEY & CO. LLC|502200
BGS|B&G FOODS INC|MSTX|MORGAN STANLEY & CO. LLC|93500
BGS|B&G FOODS INC|NATL|National Securities Corporation|4125
BGS|B&G FOODS INC|NBCS|NBC Securities, INC.|515
BGS|B&G FOODS INC|NEUB|NEUBERGER BERMAN BD LLC|1355
BGS|B&G FOODS INC|NFSC|National Financial Services LLC|380392
BGS|B&G FOODS INC|NITE|VIRTU Americas LLC|702918
BGS|B&G FOODS INC|NITP|VIRTU Americas LLC|40164
BGS|B&G FOODS INC|NQRB|Brut, LLC|1400
BGS|B&G FOODS INC|NTBF|BMO Nesbitt Burns Inc./CDS|2560
BGS|B&G FOODS INC|NTRC|Northern Trust Securities, Inc.|100
BGS|B&G FOODS INC|OPCO|Oppenheimer & Co. Inc.|18315
BGS|B&G FOODS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
BGS|B&G FOODS INC|PDQM|CODA MARKETS, INC.|85871
BGS|B&G FOODS INC|PHLY|NASDAQ Execution Services, LLC|35200
BGS|B&G FOODS INC|PWJC|UBS Financial Services, Inc.|20535
BGS|B&G FOODS INC|QMSR|QUATTRO M SECURITIES INC.|1128
BGS|B&G FOODS INC|RBCM|RBC CAPITAL MARKETS, LLC|121641
BGS|B&G FOODS INC|RGLD|Regal Securities, Inc|700
BGS|B&G FOODS INC|SAGL|SAGETRADER, LLC|4377
BGS|B&G FOODS INC|SAGW|SAGETRADER, LLC|300
BGS|B&G FOODS INC|SALI|INTL FCSTONE FINANCIAL INC.|63
BGS|B&G FOODS INC|SBRX|MURIEL SIEBERT & CO INC|1700
BGS|B&G FOODS INC|SBSH|Citigroup Global Markets Inc.|88414
BGS|B&G FOODS INC|SEIC|SEI Investments Distribution Co.|1345
BGS|B&G FOODS INC|SGMT|GOLDMAN SACHS & CO. LLC|223694
BGS|B&G FOODS INC|SOGO|Wang Investment Associates, Inc.|30
BGS|B&G FOODS INC|SPDR|SPEEDROUTE LLC|6292
BGS|B&G FOODS INC|SPHN|Stephens Inc.|2207
BGS|B&G FOODS INC|SPTD|MINT GLOBAL MARKETS, INC.|100
BGS|B&G FOODS INC|STFL|Stifel, Nicolaus & Company, Incorporated|37441
BGS|B&G FOODS INC|STKP|STOCKPILE INVESTMENTS, INC.|40
BGS|B&G FOODS INC|SWIM|TD Ameritrade, Inc.|64017
BGS|B&G FOODS INC|SWST|Hilltop Securities Inc.|15818
BGS|B&G FOODS INC|TKNG|ALLY INVEST SECURITIES LLC|3049
BGS|B&G FOODS INC|TRBT|Tradebot Systems, Inc.|32066
BGS|B&G FOODS INC|TRCM|TRC MARKETS LLC|1520
BGS|B&G FOODS INC|TWTT|TASTYWORKS, INC.|200
BGS|B&G FOODS INC|UBSA|UBS SECURITIES LLC|853548
BGS|B&G FOODS INC|UBSS|UBS Securities LLC|659093
BGS|B&G FOODS INC|VALX|VIRTU AMERICAS LLC|47261
BGS|B&G FOODS INC|VGRD|Vanguard Marketing Corporation|26940
BGS|B&G FOODS INC|WBET|Wallachbeth Capital LLC|13683
BGS|B&G FOODS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|500
BGS|B&G FOODS INC|WCHV|WELLS FARGO SECURITIES, LLC|216107
BGS|B&G FOODS INC|WDNX|WEEDEN & CO.L.P.|5232
BGS|B&G FOODS INC|WEDB|WEDBUSH SECURITIES INC.|3830
BGS|B&G FOODS INC|WEED|Weeden & Co.L.P.|9200
BGS|B&G FOODS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19734
BGS|B&G FOODS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42206
BGS|B&G FOODS INC|WGIF|CIBC World Markets Inc.|130
BGS|B&G FOODS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1504
BGS|B&G FOODS INC|WSEA|WOLVERINE SECURITIES, LLC|20819
BGS|B&G FOODS INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|250
BGS|B&G FOODS INC|XIST|INSTINET, LLC|21400
BGS|B&G FOODS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|39558
BGS|B&G FOODS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22901
BGSF|BG STAFFING|ALTX|Alternet Securities Inc.|100
BGSF|BG STAFFING|APCC|Apex Clearing Corporation|195
BGSF|BG STAFFING|BANK|Primevest Financial Services, Inc.|405
BGSF|BG STAFFING|BARD|Robert W. Baird & Co. Incorporated|3
BGSF|BG STAFFING|BATM|CBOE TRADING, INC.|1456
BGSF|BG STAFFING|BAYC|BAY CREST PARTNERS, LLC|510
BGSF|BG STAFFING|BYXM|CBOE TRADING, INC.|732
BGSF|BG STAFFING|BZYD|GOLDMAN SACHS & CO. LLC|1843
BGSF|BG STAFFING|CHAS|Charles Schwab & Co., Inc.|3
BGSF|BG STAFFING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14386
BGSF|BG STAFFING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|432
BGSF|BG STAFFING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22308
BGSF|BG STAFFING|CTDL|Citadel Derivatives Group Llc|782
BGSF|BG STAFFING|CXCX|CITIGROUP GLOBAL MARKETS INC.|3760
BGSF|BG STAFFING|DBAB|Deutsche Bank Securities Inc.|4984
BGSF|BG STAFFING|DBAX|Deutsche Bank Securities Inc.|11300
BGSF|BG STAFFING|DEGS|RONIN PROFESSIONAL LLC|1409
BGSF|BG STAFFING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
BGSF|BG STAFFING|EBXL|EBX LLC|10400
BGSF|BG STAFFING|ECUT|CONVERGEX EXECUTION SOLUTIONS|445
BGSF|BG STAFFING|EDJO|Edward D. Jones & Co., L.P.|185
BGSF|BG STAFFING|EGXM|CBOE TRADING, INC.|522
BGSF|BG STAFFING|ETBE|Electronic Transaction Clearing, Inc.|584
BGSF|BG STAFFING|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
BGSF|BG STAFFING|ETRS|E*Trade Securities LLC|7670
BGSF|BG STAFFING|FILL|Tradestation Securities, Inc.|2000
BGSF|BG STAFFING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17243
BGSF|BG STAFFING|FTBR|Foliofn Investments, Inc.|5216
BGSF|BG STAFFING|GLPX|ACS EXECUTION SERVICES, LLC|3125
BGSF|BG STAFFING|GSCO|GOLDMAN SACHS & CO. LLC|25428
BGSF|BG STAFFING|GSCS|GOLDMAN SACHS & CO. LLC|510
BGSF|BG STAFFING|GSLT|GOLDMAN SACHS & CO. LLC|369
BGSF|BG STAFFING|GTSZ|GTS SECURITIES LLC|14964
BGSF|BG STAFFING|HRBF|American Enterprise Investment Services Inc.|300
BGSF|BG STAFFING|IATS|INTERACTIVE BROKERS LLC|3300
BGSF|BG STAFFING|IBKR|Interactive Brokers Llc|7129
BGSF|BG STAFFING|ICBX|INSTINET, LLC|2500
BGSF|BG STAFFING|IEQY|CITADEL SECURITIES LLC|1084
BGSF|BG STAFFING|INCA|INSTINET, LLC|11216
BGSF|BG STAFFING|INJX|INSTINET, LLC|1507
BGSF|BG STAFFING|ITGI|ITG Inc.|5718
BGSF|BG STAFFING|ITGP|ITG INC.|44800
BGSF|BG STAFFING|JEFF|JEFFERIES LLC|41203
BGSF|BG STAFFING|JMPT|JUMP TRADING, LLC|823
BGSF|BG STAFFING|JPBX|J.P. MORGAN SECURITIES LLC|300
BGSF|BG STAFFING|JPMX|J.P. Morgan Securities LLC|21261
BGSF|BG STAFFING|JSJX|JANE STREET CAPITAL LLC|915
BGSF|BG STAFFING|KCGM|VIRTU Americas LLC|1681
BGSF|BG STAFFING|LEHM|Barclays Capital Inc./Le|22072
BGSF|BG STAFFING|LIME|Lime Brokerage LLC|4216
BGSF|BG STAFFING|LQNA|LIQUIDNET, INC.|9900
BGSF|BG STAFFING|MAXM|Maxim Group LLC|16730
BGSF|BG STAFFING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21018
BGSF|BG STAFFING|MOTF|MOTIF INVESTING, INC.|5
BGSF|BG STAFFING|MSCO|MORGAN STANLEY & CO. LLC|47571
BGSF|BG STAFFING|MSPL|MORGAN STANLEY & CO. LLC|26600
BGSF|BG STAFFING|MSTX|MORGAN STANLEY & CO. LLC|800
BGSF|BG STAFFING|NFSC|National Financial Services LLC|105709
BGSF|BG STAFFING|NITE|VIRTU Americas LLC|136034
BGSF|BG STAFFING|NORT|Northland Securities, Inc.|600
BGSF|BG STAFFING|NQRB|Brut, LLC|905
BGSF|BG STAFFING|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|800
BGSF|BG STAFFING|PDQM|CODA MARKETS, INC.|2425
BGSF|BG STAFFING|PWJC|UBS Financial Services, Inc.|904
BGSF|BG STAFFING|RBCM|RBC CAPITAL MARKETS, LLC|800
BGSF|BG STAFFING|ROTH|Roth Capital Partners, LLC|105388
BGSF|BG STAFFING|SAGL|SAGETRADER, LLC|100
BGSF|BG STAFFING|SBSH|Citigroup Global Markets Inc.|4740
BGSF|BG STAFFING|SGMT|GOLDMAN SACHS & CO. LLC|13521
BGSF|BG STAFFING|STFL|Stifel, Nicolaus & Company, Incorporated|3358
BGSF|BG STAFFING|SWIM|TD Ameritrade, Inc.|4645
BGSF|BG STAFFING|TKNG|ALLY INVEST SECURITIES LLC|600
BGSF|BG STAFFING|TRBT|Tradebot Systems, Inc.|1805
BGSF|BG STAFFING|TRCM|TRC MARKETS LLC|466
BGSF|BG STAFFING|UBSA|UBS SECURITIES LLC|43774
BGSF|BG STAFFING|UBSS|UBS Securities LLC|31816
BGSF|BG STAFFING|VALX|VIRTU AMERICAS LLC|3687
BGSF|BG STAFFING|VGRD|Vanguard Marketing Corporation|6029
BGSF|BG STAFFING|WCHV|WELLS FARGO SECURITIES, LLC|3567
BGSF|BG STAFFING|WEDB|WEDBUSH SECURITIES INC.|215
BGSF|BG STAFFING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|285
BGSF|BG STAFFING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
BGSF|BG STAFFING|WFPB|Wells Fargo Securities, LLC.|300
BGSF|BG STAFFING|WSEA|WOLVERINE SECURITIES, LLC|218
BGSF|BG STAFFING|XSTM|NATIONAL FINANCIAL SERVICES LLC|12410
BGT|BLACKROCK FLOATING|ALTX|Alternet Securities Inc.|800
BGT|BLACKROCK FLOATING|APCC|Apex Clearing Corporation|748
BGT|BLACKROCK FLOATING|AQUA|AQUA SECURITIES L.P.|2600
BGT|BLACKROCK FLOATING|BATM|CBOE TRADING, INC.|166
BGT|BLACKROCK FLOATING|BTIG|BTIG, LLC|7441
BGT|BLACKROCK FLOATING|CANT|Cantor Fitzgerald & Co.|283
BGT|BLACKROCK FLOATING|CHAS|Charles Schwab & Co., Inc.|1324
BGT|BLACKROCK FLOATING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1722
BGT|BLACKROCK FLOATING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
BGT|BLACKROCK FLOATING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45273
BGT|BLACKROCK FLOATING|CTDL|Citadel Derivatives Group Llc|30
BGT|BLACKROCK FLOATING|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BGT|BLACKROCK FLOATING|DADA|D.A. Davidson & Co.|1
BGT|BLACKROCK FLOATING|DBAX|Deutsche Bank Securities Inc.|5300
BGT|BLACKROCK FLOATING|DEAN|MORGAN STANLEY|8709
BGT|BLACKROCK FLOATING|DEGS|RONIN PROFESSIONAL LLC|100
BGT|BLACKROCK FLOATING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|332
BGT|BLACKROCK FLOATING|EBXL|EBX LLC|20500
BGT|BLACKROCK FLOATING|EDJO|Edward D. Jones & Co., L.P.|1411
BGT|BLACKROCK FLOATING|EGAM|CBOE TRADING, INC.|94
BGT|BLACKROCK FLOATING|ESPO|ESPOSITO SECURITIES, LLC|346
BGT|BLACKROCK FLOATING|ETRS|E*Trade Securities LLC|5592
BGT|BLACKROCK FLOATING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|219
BGT|BLACKROCK FLOATING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2466
BGT|BLACKROCK FLOATING|FTBR|Foliofn Investments, Inc.|43
BGT|BLACKROCK FLOATING|GLPX|ACS EXECUTION SERVICES, LLC|294
BGT|BLACKROCK FLOATING|GSCO|GOLDMAN SACHS & CO. LLC|80324
BGT|BLACKROCK FLOATING|GSCS|GOLDMAN SACHS & CO. LLC|100
BGT|BLACKROCK FLOATING|GTSZ|GTS SECURITIES LLC|300
BGT|BLACKROCK FLOATING|HRBF|American Enterprise Investment Services Inc.|11016
BGT|BLACKROCK FLOATING|IATS|INTERACTIVE BROKERS LLC|3449
BGT|BLACKROCK FLOATING|IBKR|Interactive Brokers Llc|13480
BGT|BLACKROCK FLOATING|ICBX|INSTINET, LLC|32941
BGT|BLACKROCK FLOATING|INCA|INSTINET, LLC|4073
BGT|BLACKROCK FLOATING|ITGI|ITG Inc.|6218
BGT|BLACKROCK FLOATING|ITGP|ITG INC.|3400
BGT|BLACKROCK FLOATING|JANY|Janney Montgomery Scott Inc.|201
BGT|BLACKROCK FLOATING|JPMX|J.P. Morgan Securities LLC|11000
BGT|BLACKROCK FLOATING|KCGM|VIRTU Americas LLC|29874
BGT|BLACKROCK FLOATING|LEHM|Barclays Capital Inc./Le|18000
BGT|BLACKROCK FLOATING|LIME|Lime Brokerage LLC|108
BGT|BLACKROCK FLOATING|LQNB|LIQUIDNET, INC.|2600
BGT|BLACKROCK FLOATING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
BGT|BLACKROCK FLOATING|MACC|Mid Atlantic Capital Corporation|1
BGT|BLACKROCK FLOATING|MCMF|Raymond James Ltd. Cds|1300
BGT|BLACKROCK FLOATING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24336
BGT|BLACKROCK FLOATING|MOTF|MOTIF INVESTING, INC.|1
BGT|BLACKROCK FLOATING|MSCO|MORGAN STANLEY & CO. LLC|21059
BGT|BLACKROCK FLOATING|MSPL|MORGAN STANLEY & CO. LLC|2700
BGT|BLACKROCK FLOATING|MSTX|MORGAN STANLEY & CO. LLC|400
BGT|BLACKROCK FLOATING|NATL|National Securities Corporation|500
BGT|BLACKROCK FLOATING|NFSC|National Financial Services LLC|119810
BGT|BLACKROCK FLOATING|NITE|VIRTU Americas LLC|180787
BGT|BLACKROCK FLOATING|NQRB|Brut, LLC|2737
BGT|BLACKROCK FLOATING|OPCO|Oppenheimer & Co. Inc.|5200
BGT|BLACKROCK FLOATING|PDQM|CODA MARKETS, INC.|3794
BGT|BLACKROCK FLOATING|PWJC|UBS Financial Services, Inc.|1511
BGT|BLACKROCK FLOATING|RBCM|RBC CAPITAL MARKETS, LLC|1960
BGT|BLACKROCK FLOATING|SALI|INTL FCSTONE FINANCIAL INC.|400
BGT|BLACKROCK FLOATING|SBSH|Citigroup Global Markets Inc.|4015
BGT|BLACKROCK FLOATING|SGMT|GOLDMAN SACHS & CO. LLC|29011
BGT|BLACKROCK FLOATING|SPHN|Stephens Inc.|1185
BGT|BLACKROCK FLOATING|STFL|Stifel, Nicolaus & Company, Incorporated|6811
BGT|BLACKROCK FLOATING|SWIM|TD Ameritrade, Inc.|3372
BGT|BLACKROCK FLOATING|SWST|Hilltop Securities Inc.|5314
BGT|BLACKROCK FLOATING|TKNG|ALLY INVEST SECURITIES LLC|127
BGT|BLACKROCK FLOATING|TRBT|Tradebot Systems, Inc.|1113
BGT|BLACKROCK FLOATING|UBSA|UBS SECURITIES LLC|51808
BGT|BLACKROCK FLOATING|UBSS|UBS Securities LLC|60993
BGT|BLACKROCK FLOATING|VGRD|Vanguard Marketing Corporation|6798
BGT|BLACKROCK FLOATING|WCHV|WELLS FARGO SECURITIES, LLC|65828
BGT|BLACKROCK FLOATING|WEDB|WEDBUSH SECURITIES INC.|28
BGT|BLACKROCK FLOATING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10505
BGT|BLACKROCK FLOATING|WSEA|WOLVERINE SECURITIES, LLC|84
BGT|BLACKROCK FLOATING|XSTM|NATIONAL FINANCIAL SERVICES LLC|71456
BGT|BLACKROCK FLOATING|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
BGT|BLACKROCK FLOATING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18999
BGX|BLACKSTONE GSO|ALTX|Alternet Securities Inc.|1827
BGX|BLACKSTONE GSO|APCC|Apex Clearing Corporation|24
BGX|BLACKSTONE GSO|BBNT|BB&T SECURITIES, LLC|500
BGX|BLACKSTONE GSO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|131
BGX|BLACKSTONE GSO|BTIG|BTIG, LLC|343
BGX|BLACKSTONE GSO|CANT|Cantor Fitzgerald & Co.|536
BGX|BLACKSTONE GSO|CHAS|Charles Schwab & Co., Inc.|2
BGX|BLACKSTONE GSO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
BGX|BLACKSTONE GSO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BGX|BLACKSTONE GSO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BGX|BLACKSTONE GSO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2004
BGX|BLACKSTONE GSO|DBAX|Deutsche Bank Securities Inc.|2600
BGX|BLACKSTONE GSO|DEAN|MORGAN STANLEY|52
BGX|BLACKSTONE GSO|DEGS|RONIN PROFESSIONAL LLC|200
BGX|BLACKSTONE GSO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
BGX|BLACKSTONE GSO|EBXL|EBX LLC|3400
BGX|BLACKSTONE GSO|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
BGX|BLACKSTONE GSO|EGAM|CBOE TRADING, INC.|107
BGX|BLACKSTONE GSO|EGXM|CBOE TRADING, INC.|1210
BGX|BLACKSTONE GSO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BGX|BLACKSTONE GSO|ETRS|E*Trade Securities LLC|23089
BGX|BLACKSTONE GSO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1626
BGX|BLACKSTONE GSO|FTBR|Foliofn Investments, Inc.|2545
BGX|BLACKSTONE GSO|GLPX|ACS EXECUTION SERVICES, LLC|1390
BGX|BLACKSTONE GSO|GSCO|GOLDMAN SACHS & CO. LLC|3200
BGX|BLACKSTONE GSO|GSLT|GOLDMAN SACHS & CO. LLC|400
BGX|BLACKSTONE GSO|GTSZ|GTS SECURITIES LLC|300
BGX|BLACKSTONE GSO|HRBF|American Enterprise Investment Services Inc.|1
BGX|BLACKSTONE GSO|IATS|INTERACTIVE BROKERS LLC|3360
BGX|BLACKSTONE GSO|IBKR|Interactive Brokers Llc|6637
BGX|BLACKSTONE GSO|ICBX|INSTINET, LLC|600
BGX|BLACKSTONE GSO|INCA|INSTINET, LLC|925
BGX|BLACKSTONE GSO|ITGI|ITG Inc.|2727
BGX|BLACKSTONE GSO|ITGP|ITG INC.|1400
BGX|BLACKSTONE GSO|JEFF|JEFFERIES LLC|1900
BGX|BLACKSTONE GSO|JPMX|J.P. Morgan Securities LLC|1600
BGX|BLACKSTONE GSO|KCGM|VIRTU Americas LLC|400
BGX|BLACKSTONE GSO|LEHM|Barclays Capital Inc./Le|2800
BGX|BLACKSTONE GSO|LIME|Lime Brokerage LLC|828
BGX|BLACKSTONE GSO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1643
BGX|BLACKSTONE GSO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
BGX|BLACKSTONE GSO|MSCO|MORGAN STANLEY & CO. LLC|37093
BGX|BLACKSTONE GSO|MSPL|MORGAN STANLEY & CO. LLC|3400
BGX|BLACKSTONE GSO|NFSC|National Financial Services LLC|52528
BGX|BLACKSTONE GSO|NITE|VIRTU Americas LLC|116166
BGX|BLACKSTONE GSO|NQRB|Brut, LLC|1179
BGX|BLACKSTONE GSO|PDQM|CODA MARKETS, INC.|3220
BGX|BLACKSTONE GSO|PWJC|UBS Financial Services, Inc.|4502
BGX|BLACKSTONE GSO|RBCM|RBC CAPITAL MARKETS, LLC|2688
BGX|BLACKSTONE GSO|SBSH|Citigroup Global Markets Inc.|300
BGX|BLACKSTONE GSO|SGMT|GOLDMAN SACHS & CO. LLC|2200
BGX|BLACKSTONE GSO|SPDR|SPEEDROUTE LLC|125
BGX|BLACKSTONE GSO|STFL|Stifel, Nicolaus & Company, Incorporated|889
BGX|BLACKSTONE GSO|SWIM|TD Ameritrade, Inc.|6098
BGX|BLACKSTONE GSO|SWST|Hilltop Securities Inc.|4548
BGX|BLACKSTONE GSO|TRBT|Tradebot Systems, Inc.|922
BGX|BLACKSTONE GSO|UBSA|UBS SECURITIES LLC|12386
BGX|BLACKSTONE GSO|UBSS|UBS Securities LLC|51131
BGX|BLACKSTONE GSO|VGRD|Vanguard Marketing Corporation|11622
BGX|BLACKSTONE GSO|WCHV|WELLS FARGO SECURITIES, LLC|72025
BGX|BLACKSTONE GSO|WEDB|WEDBUSH SECURITIES INC.|950
BGX|BLACKSTONE GSO|WEED|Weeden & Co.L.P.|26132
BGX|BLACKSTONE GSO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|730
BGX|BLACKSTONE GSO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5547
BGX|BLACKSTONE GSO|WSEA|WOLVERINE SECURITIES, LLC|1731
BGX|BLACKSTONE GSO|YKNA|COMHAR CAPITAL MARKETS, LLC|700
BGX|BLACKSTONE GSO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3288
BGY|BLKRCK ENHNCD INTL|ALTX|Alternet Securities Inc.|3075
BGY|BLKRCK ENHNCD INTL|APCC|Apex Clearing Corporation|136
BGY|BLKRCK ENHNCD INTL|BANK|Primevest Financial Services, Inc.|33
BGY|BLKRCK ENHNCD INTL|BARD|Robert W. Baird & Co. Incorporated|6114
BGY|BLKRCK ENHNCD INTL|BATM|CBOE TRADING, INC.|1500
BGY|BLKRCK ENHNCD INTL|BBNT|BB&T SECURITIES, LLC|3819
BGY|BLKRCK ENHNCD INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4700
BGY|BLKRCK ENHNCD INTL|BTIG|BTIG, LLC|34157
BGY|BLKRCK ENHNCD INTL|CANT|Cantor Fitzgerald & Co.|545
BGY|BLKRCK ENHNCD INTL|CHAS|Charles Schwab & Co., Inc.|314
BGY|BLKRCK ENHNCD INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1300
BGY|BLKRCK ENHNCD INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54979
BGY|BLKRCK ENHNCD INTL|CSIN|Citadel Securities Institutional LLC|1548
BGY|BLKRCK ENHNCD INTL|CTDL|Citadel Derivatives Group Llc|80
BGY|BLKRCK ENHNCD INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|31760
BGY|BLKRCK ENHNCD INTL|DBAX|Deutsche Bank Securities Inc.|29900
BGY|BLKRCK ENHNCD INTL|DEAN|MORGAN STANLEY|251621
BGY|BLKRCK ENHNCD INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|51741
BGY|BLKRCK ENHNCD INTL|EBXL|EBX LLC|36400
BGY|BLKRCK ENHNCD INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|10700
BGY|BLKRCK ENHNCD INTL|EDJO|Edward D. Jones & Co., L.P.|8357
BGY|BLKRCK ENHNCD INTL|EGAM|CBOE TRADING, INC.|1381
BGY|BLKRCK ENHNCD INTL|ESPO|ESPOSITO SECURITIES, LLC|3286
BGY|BLKRCK ENHNCD INTL|ETRS|E*Trade Securities LLC|34620
BGY|BLKRCK ENHNCD INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12243
BGY|BLKRCK ENHNCD INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14753
BGY|BLKRCK ENHNCD INTL|FTBR|Foliofn Investments, Inc.|1361
BGY|BLKRCK ENHNCD INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|400
BGY|BLKRCK ENHNCD INTL|GLPX|ACS EXECUTION SERVICES, LLC|7729
BGY|BLKRCK ENHNCD INTL|GSCO|GOLDMAN SACHS & CO. LLC|22287
BGY|BLKRCK ENHNCD INTL|GSCS|GOLDMAN SACHS & CO. LLC|500
BGY|BLKRCK ENHNCD INTL|GSLT|GOLDMAN SACHS & CO. LLC|100
BGY|BLKRCK ENHNCD INTL|GTSZ|GTS SECURITIES LLC|100
BGY|BLKRCK ENHNCD INTL|HRBF|American Enterprise Investment Services Inc.|53548
BGY|BLKRCK ENHNCD INTL|IATS|INTERACTIVE BROKERS LLC|9206
BGY|BLKRCK ENHNCD INTL|IBKR|Interactive Brokers Llc|12214
BGY|BLKRCK ENHNCD INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27975
BGY|BLKRCK ENHNCD INTL|ICBX|INSTINET, LLC|31815
BGY|BLKRCK ENHNCD INTL|INCA|INSTINET, LLC|4360
BGY|BLKRCK ENHNCD INTL|ITGI|ITG Inc.|4868
BGY|BLKRCK ENHNCD INTL|ITGP|ITG INC.|23200
BGY|BLKRCK ENHNCD INTL|JANY|Janney Montgomery Scott Inc.|14778
BGY|BLKRCK ENHNCD INTL|JMPT|JUMP TRADING, LLC|1228
BGY|BLKRCK ENHNCD INTL|JONE|JonesTrading|800
BGY|BLKRCK ENHNCD INTL|JPMX|J.P. Morgan Securities LLC|24974
BGY|BLKRCK ENHNCD INTL|JSJX|JANE STREET CAPITAL LLC|699
BGY|BLKRCK ENHNCD INTL|KCGM|VIRTU Americas LLC|15536
BGY|BLKRCK ENHNCD INTL|LEHM|Barclays Capital Inc./Le|73800
BGY|BLKRCK ENHNCD INTL|LGNT|COR CLEARING LLC|3
BGY|BLKRCK ENHNCD INTL|LIME|Lime Brokerage LLC|1103
BGY|BLKRCK ENHNCD INTL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4420
BGY|BLKRCK ENHNCD INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50732
BGY|BLKRCK ENHNCD INTL|MSCO|MORGAN STANLEY & CO. LLC|1028669
BGY|BLKRCK ENHNCD INTL|MSPL|MORGAN STANLEY & CO. LLC|61200
BGY|BLKRCK ENHNCD INTL|MSTX|MORGAN STANLEY & CO. LLC|1700
BGY|BLKRCK ENHNCD INTL|NATL|National Securities Corporation|936
BGY|BLKRCK ENHNCD INTL|NFSC|National Financial Services LLC|192495
BGY|BLKRCK ENHNCD INTL|NITE|VIRTU Americas LLC|666602
BGY|BLKRCK ENHNCD INTL|NQRB|Brut, LLC|400
BGY|BLKRCK ENHNCD INTL|NTBF|BMO Nesbitt Burns Inc./CDS|1500
BGY|BLKRCK ENHNCD INTL|OPCO|Oppenheimer & Co. Inc.|9825
BGY|BLKRCK ENHNCD INTL|OTAA|OTA LLC|200
BGY|BLKRCK ENHNCD INTL|PDQM|CODA MARKETS, INC.|14798
BGY|BLKRCK ENHNCD INTL|PWJC|UBS Financial Services, Inc.|14542
BGY|BLKRCK ENHNCD INTL|RBCM|RBC CAPITAL MARKETS, LLC|19293
BGY|BLKRCK ENHNCD INTL|SAGL|SAGETRADER, LLC|800
BGY|BLKRCK ENHNCD INTL|SALI|INTL FCSTONE FINANCIAL INC.|1178
BGY|BLKRCK ENHNCD INTL|SBSH|Citigroup Global Markets Inc.|104447
BGY|BLKRCK ENHNCD INTL|SEIC|SEI Investments Distribution Co.|300
BGY|BLKRCK ENHNCD INTL|SGMT|GOLDMAN SACHS & CO. LLC|20992
BGY|BLKRCK ENHNCD INTL|SPDR|SPEEDROUTE LLC|900
BGY|BLKRCK ENHNCD INTL|SPHN|Stephens Inc.|15649
BGY|BLKRCK ENHNCD INTL|STFL|Stifel, Nicolaus & Company, Incorporated|18830
BGY|BLKRCK ENHNCD INTL|STXG|Stockcross Financial Services, Inc.|48
BGY|BLKRCK ENHNCD INTL|SWIM|TD Ameritrade, Inc.|3968
BGY|BLKRCK ENHNCD INTL|SWST|Hilltop Securities Inc.|56753
BGY|BLKRCK ENHNCD INTL|TKNG|ALLY INVEST SECURITIES LLC|763
BGY|BLKRCK ENHNCD INTL|TRBT|Tradebot Systems, Inc.|1977
BGY|BLKRCK ENHNCD INTL|TRCM|TRC MARKETS LLC|34
BGY|BLKRCK ENHNCD INTL|UBSA|UBS SECURITIES LLC|192273
BGY|BLKRCK ENHNCD INTL|UBSS|UBS Securities LLC|418210
BGY|BLKRCK ENHNCD INTL|VALX|VIRTU AMERICAS LLC|8496
BGY|BLKRCK ENHNCD INTL|VGRD|Vanguard Marketing Corporation|16756
BGY|BLKRCK ENHNCD INTL|WBET|Wallachbeth Capital LLC|6800
BGY|BLKRCK ENHNCD INTL|WCHV|WELLS FARGO SECURITIES, LLC|257523
BGY|BLKRCK ENHNCD INTL|WEDB|WEDBUSH SECURITIES INC.|227
BGY|BLKRCK ENHNCD INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46504
BGY|BLKRCK ENHNCD INTL|WSEA|WOLVERINE SECURITIES, LLC|2320
BGY|BLKRCK ENHNCD INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
BGY|BLKRCK ENHNCD INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|1304
BGY|BLKRCK ENHNCD INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|57779
BH|BIGLARI HOLDINGS B|AGIS|Aegis Capital Corp.|200
BH|BIGLARI HOLDINGS B|ALTX|Alternet Securities Inc.|120
BH|BIGLARI HOLDINGS B|APCC|Apex Clearing Corporation|7
BH|BIGLARI HOLDINGS B|BATM|CBOE TRADING, INC.|101
BH|BIGLARI HOLDINGS B|BAYT|BTIG, LLC|480
BH|BIGLARI HOLDINGS B|BNPX|BNP PARIBAS SECURITIES CORP.|281
BH|BIGLARI HOLDINGS B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20
BH|BIGLARI HOLDINGS B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1782
BH|BIGLARI HOLDINGS B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4924
BH|BIGLARI HOLDINGS B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2952
BH|BIGLARI HOLDINGS B|CTDL|Citadel Derivatives Group Llc|468
BH|BIGLARI HOLDINGS B|CXCX|CITIGROUP GLOBAL MARKETS INC.|194
BH|BIGLARI HOLDINGS B|DBAB|Deutsche Bank Securities Inc.|924
BH|BIGLARI HOLDINGS B|DBAX|Deutsche Bank Securities Inc.|1370
BH|BIGLARI HOLDINGS B|DEAN|MORGAN STANLEY|9
BH|BIGLARI HOLDINGS B|ECUT|CONVERGEX EXECUTION SOLUTIONS|6666
BH|BIGLARI HOLDINGS B|EDJO|Edward D. Jones & Co., L.P.|33
BH|BIGLARI HOLDINGS B|EGAM|CBOE TRADING, INC.|80
BH|BIGLARI HOLDINGS B|EGXM|CBOE TRADING, INC.|10
BH|BIGLARI HOLDINGS B|EGXW|CBOE TRADING, INC.|10
BH|BIGLARI HOLDINGS B|ELEV|ELEVATION, LLC|18
BH|BIGLARI HOLDINGS B|ETRS|E*Trade Securities LLC|2361
BH|BIGLARI HOLDINGS B|FILL|Tradestation Securities, Inc.|742
BH|BIGLARI HOLDINGS B|FMAF|NBCN Inc./ CDS|2335
BH|BIGLARI HOLDINGS B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|307
BH|BIGLARI HOLDINGS B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1030
BH|BIGLARI HOLDINGS B|FTBR|Foliofn Investments, Inc.|214
BH|BIGLARI HOLDINGS B|GLPX|ACS EXECUTION SERVICES, LLC|2719
BH|BIGLARI HOLDINGS B|GSCO|GOLDMAN SACHS & CO. LLC|5216
BH|BIGLARI HOLDINGS B|GSCS|GOLDMAN SACHS & CO. LLC|3744
BH|BIGLARI HOLDINGS B|GSLT|GOLDMAN SACHS & CO. LLC|483
BH|BIGLARI HOLDINGS B|GTSZ|GTS SECURITIES LLC|360
BH|BIGLARI HOLDINGS B|HRBF|American Enterprise Investment Services Inc.|208
BH|BIGLARI HOLDINGS B|IATS|INTERACTIVE BROKERS LLC|2597
BH|BIGLARI HOLDINGS B|IBKR|Interactive Brokers Llc|943
BH|BIGLARI HOLDINGS B|ICBX|INSTINET, LLC|200
BH|BIGLARI HOLDINGS B|IEQY|CITADEL SECURITIES LLC|582
BH|BIGLARI HOLDINGS B|INCA|INSTINET, LLC|1601
BH|BIGLARI HOLDINGS B|INJX|INSTINET, LLC|66
BH|BIGLARI HOLDINGS B|ITGI|ITG Inc.|1080
BH|BIGLARI HOLDINGS B|ITGP|ITG INC.|2200
BH|BIGLARI HOLDINGS B|JEFF|JEFFERIES LLC|427
BH|BIGLARI HOLDINGS B|JPMX|J.P. Morgan Securities LLC|5189
BH|BIGLARI HOLDINGS B|JSEB|JANE STREET EXECUTION SERVICES, LLC|20
BH|BIGLARI HOLDINGS B|KCGM|VIRTU Americas LLC|488
BH|BIGLARI HOLDINGS B|LEHM|Barclays Capital Inc./Le|1243
BH|BIGLARI HOLDINGS B|LIME|Lime Brokerage LLC|1755
BH|BIGLARI HOLDINGS B|MOTF|MOTIF INVESTING, INC.|2
BH|BIGLARI HOLDINGS B|MSCO|MORGAN STANLEY & CO. LLC|8384
BH|BIGLARI HOLDINGS B|MSPL|MORGAN STANLEY & CO. LLC|3380
BH|BIGLARI HOLDINGS B|MSTX|MORGAN STANLEY & CO. LLC|160
BH|BIGLARI HOLDINGS B|NFSC|National Financial Services LLC|4996
BH|BIGLARI HOLDINGS B|NITE|VIRTU Americas LLC|12108
BH|BIGLARI HOLDINGS B|NQRB|Brut, LLC|92
BH|BIGLARI HOLDINGS B|NTRC|Northern Trust Securities, Inc.|151
BH|BIGLARI HOLDINGS B|PDQM|CODA MARKETS, INC.|3571
BH|BIGLARI HOLDINGS B|RBCM|RBC CAPITAL MARKETS, LLC|22
BH|BIGLARI HOLDINGS B|RGLD|Regal Securities, Inc|68
BH|BIGLARI HOLDINGS B|SAGW|SAGETRADER, LLC|100
BH|BIGLARI HOLDINGS B|SBSH|Citigroup Global Markets Inc.|1339
BH|BIGLARI HOLDINGS B|SGMT|GOLDMAN SACHS & CO. LLC|972
BH|BIGLARI HOLDINGS B|SPDR|SPEEDROUTE LLC|1333
BH|BIGLARI HOLDINGS B|SWIM|TD Ameritrade, Inc.|297
BH|BIGLARI HOLDINGS B|TKNG|ALLY INVEST SECURITIES LLC|10
BH|BIGLARI HOLDINGS B|TRCM|TRC MARKETS LLC|454
BH|BIGLARI HOLDINGS B|UBSA|UBS SECURITIES LLC|5596
BH|BIGLARI HOLDINGS B|UBSS|UBS Securities LLC|7346
BH|BIGLARI HOLDINGS B|VALX|VIRTU AMERICAS LLC|552
BH|BIGLARI HOLDINGS B|VGRD|Vanguard Marketing Corporation|90
BH|BIGLARI HOLDINGS B|WCHV|WELLS FARGO SECURITIES, LLC|2491
BH|BIGLARI HOLDINGS B|WDNX|WEEDEN & CO.L.P.|152
BH|BIGLARI HOLDINGS B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|264
BH|BIGLARI HOLDINGS B|WGIF|CIBC World Markets Inc.|8
BH|BIGLARI HOLDINGS B|XIST|INSTINET, LLC|134
BH|BIGLARI HOLDINGS B|YKNA|COMHAR CAPITAL MARKETS, LLC|212
BH|BIGLARI HOLDINGS B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|450
BH.A|BIGLARI HOLDINGS A|BATM|CBOE TRADING, INC.|36
BH.A|BIGLARI HOLDINGS A|BNPX|BNP PARIBAS SECURITIES CORP.|28
BH.A|BIGLARI HOLDINGS A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|235
BH.A|BIGLARI HOLDINGS A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|451
BH.A|BIGLARI HOLDINGS A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|468
BH.A|BIGLARI HOLDINGS A|CTDL|Citadel Derivatives Group Llc|16
BH.A|BIGLARI HOLDINGS A|CXCX|CITIGROUP GLOBAL MARKETS INC.|8
BH.A|BIGLARI HOLDINGS A|DBAB|Deutsche Bank Securities Inc.|27
BH.A|BIGLARI HOLDINGS A|DBAX|Deutsche Bank Securities Inc.|420
BH.A|BIGLARI HOLDINGS A|DEAN|MORGAN STANLEY|8
BH.A|BIGLARI HOLDINGS A|EDJO|Edward D. Jones & Co., L.P.|1
BH.A|BIGLARI HOLDINGS A|ETRS|E*Trade Securities LLC|186
BH.A|BIGLARI HOLDINGS A|FILL|Tradestation Securities, Inc.|30
BH.A|BIGLARI HOLDINGS A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20
BH.A|BIGLARI HOLDINGS A|FTBR|Foliofn Investments, Inc.|11
BH.A|BIGLARI HOLDINGS A|GSCO|GOLDMAN SACHS & CO. LLC|783
BH.A|BIGLARI HOLDINGS A|GSCS|GOLDMAN SACHS & CO. LLC|124
BH.A|BIGLARI HOLDINGS A|GSLT|GOLDMAN SACHS & CO. LLC|1
BH.A|BIGLARI HOLDINGS A|IBKR|Interactive Brokers Llc|72
BH.A|BIGLARI HOLDINGS A|IEQY|CITADEL SECURITIES LLC|76
BH.A|BIGLARI HOLDINGS A|INCA|INSTINET, LLC|195
BH.A|BIGLARI HOLDINGS A|INJX|INSTINET, LLC|401
BH.A|BIGLARI HOLDINGS A|ITGI|ITG Inc.|69
BH.A|BIGLARI HOLDINGS A|JEFF|JEFFERIES LLC|1703
BH.A|BIGLARI HOLDINGS A|JPMX|J.P. Morgan Securities LLC|294
BH.A|BIGLARI HOLDINGS A|LEHM|Barclays Capital Inc./Le|1044
BH.A|BIGLARI HOLDINGS A|LIME|Lime Brokerage LLC|65
BH.A|BIGLARI HOLDINGS A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|492
BH.A|BIGLARI HOLDINGS A|MSCO|MORGAN STANLEY & CO. LLC|271
BH.A|BIGLARI HOLDINGS A|MSPL|MORGAN STANLEY & CO. LLC|50
BH.A|BIGLARI HOLDINGS A|NFSC|National Financial Services LLC|420
BH.A|BIGLARI HOLDINGS A|NITE|VIRTU Americas LLC|393
BH.A|BIGLARI HOLDINGS A|NTRC|Northern Trust Securities, Inc.|3
BH.A|BIGLARI HOLDINGS A|SBSH|Citigroup Global Markets Inc.|103
BH.A|BIGLARI HOLDINGS A|SPDR|SPEEDROUTE LLC|129
BH.A|BIGLARI HOLDINGS A|STKP|STOCKPILE INVESTMENTS, INC.|2
BH.A|BIGLARI HOLDINGS A|SWIM|TD Ameritrade, Inc.|11
BH.A|BIGLARI HOLDINGS A|UBSA|UBS SECURITIES LLC|756
BH.A|BIGLARI HOLDINGS A|UBSS|UBS Securities LLC|195
BH.A|BIGLARI HOLDINGS A|VGRD|Vanguard Marketing Corporation|66
BH.A|BIGLARI HOLDINGS A|WCHV|WELLS FARGO SECURITIES, LLC|189
BH.A|BIGLARI HOLDINGS A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2390
BHAC|BARINGTON/HILCO ACQ|BATM|CBOE TRADING, INC.|200
BHAC|BARINGTON/HILCO ACQ|CHAS|Charles Schwab & Co., Inc.|200
BHAC|BARINGTON/HILCO ACQ|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
BHAC|BARINGTON/HILCO ACQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
BHAC|BARINGTON/HILCO ACQ|DBAX|Deutsche Bank Securities Inc.|200
BHAC|BARINGTON/HILCO ACQ|FBCO|Credit Suisse Securities (USA) LLC|898
BHAC|BARINGTON/HILCO ACQ|FOMA|TD AMERITRADE CLEARING, INC.|700
BHAC|BARINGTON/HILCO ACQ|GSCS|GOLDMAN SACHS & CO. LLC|4300
BHAC|BARINGTON/HILCO ACQ|ICBX|INSTINET, LLC|100
BHAC|BARINGTON/HILCO ACQ|INCA|INSTINET, LLC|805
BHAC|BARINGTON/HILCO ACQ|ITGI|ITG Inc.|100
BHAC|BARINGTON/HILCO ACQ|MSCO|MORGAN STANLEY & CO. LLC|400
BHAC|BARINGTON/HILCO ACQ|NITE|VIRTU Americas LLC|946
BHAC|BARINGTON/HILCO ACQ|NQRB|Brut, LLC|100
BHAC|BARINGTON/HILCO ACQ|SPDR|SPEEDROUTE LLC|100
BHAC|BARINGTON/HILCO ACQ|TRCM|TRC MARKETS LLC|4
BHAC|BARINGTON/HILCO ACQ|UBSA|UBS SECURITIES LLC|100
BHAC|BARINGTON/HILCO ACQ|UBSS|UBS Securities LLC|300
BHAC|BARINGTON/HILCO ACQ|WFPB|Wells Fargo Securities, LLC.|202
BHAC|BARINGTON/HILCO ACQ|WSEA|WOLVERINE SECURITIES, LLC|6
BHAC|BARINGTON/HILCO ACQ|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BHACR|BARINGTON/HILCO RGTS|APCC|Apex Clearing Corporation|1800
BHACR|BARINGTON/HILCO RGTS|ETRS|E*Trade Securities LLC|3782
BHACR|BARINGTON/HILCO RGTS|FOMA|TD AMERITRADE CLEARING, INC.|7252
BHACR|BARINGTON/HILCO RGTS|GSCS|GOLDMAN SACHS & CO. LLC|8352
BHACR|BARINGTON/HILCO RGTS|IBKR|Interactive Brokers Llc|92927
BHACR|BARINGTON/HILCO RGTS|INCA|INSTINET, LLC|11730
BHACR|BARINGTON/HILCO RGTS|LEHM|Barclays Capital Inc./Le|1000
BHACR|BARINGTON/HILCO RGTS|LSCI|Lek Securities Corporation|1000
BHACR|BARINGTON/HILCO RGTS|MSCO|MORGAN STANLEY & CO. LLC|711
BHACR|BARINGTON/HILCO RGTS|NITE|VIRTU Americas LLC|12435
BHACR|BARINGTON/HILCO RGTS|NQRB|Brut, LLC|200
BHACR|BARINGTON/HILCO RGTS|SWIM|TD Ameritrade, Inc.|4500
BHACR|BARINGTON/HILCO RGTS|UBSA|UBS SECURITIES LLC|500
BHACR|BARINGTON/HILCO RGTS|WEDB|WEDBUSH SECURITIES INC.|5505
BHACR|BARINGTON/HILCO RGTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10000
BHACU|BARINGTON/HILCO UTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BHACU|BARINGTON/HILCO UTS|EBXL|EBX LLC|100
BHACU|BARINGTON/HILCO UTS|ETRS|E*Trade Securities LLC|72
BHACU|BARINGTON/HILCO UTS|FBCO|Credit Suisse Securities (USA) LLC|175
BHACU|BARINGTON/HILCO UTS|FOMA|TD AMERITRADE CLEARING, INC.|22
BHACU|BARINGTON/HILCO UTS|IBKR|Interactive Brokers Llc|200
BHACU|BARINGTON/HILCO UTS|INCA|INSTINET, LLC|1175
BHACU|BARINGTON/HILCO UTS|JEFF|JEFFERIES LLC|148
BHACU|BARINGTON/HILCO UTS|LIME|Lime Brokerage LLC|41
BHACU|BARINGTON/HILCO UTS|MSCO|MORGAN STANLEY & CO. LLC|1034
BHACU|BARINGTON/HILCO UTS|NFSC|National Financial Services LLC|101
BHACU|BARINGTON/HILCO UTS|NITE|VIRTU Americas LLC|4281
BHACU|BARINGTON/HILCO UTS|SPDR|SPEEDROUTE LLC|351
BHACU|BARINGTON/HILCO UTS|UBSS|UBS Securities LLC|600
BHACU|BARINGTON/HILCO UTS|WSEA|WOLVERINE SECURITIES, LLC|32
BHACW|BARINGTON/HILCO WTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
BHACW|BARINGTON/HILCO WTS|CANT|Cantor Fitzgerald & Co.|5100
BHACW|BARINGTON/HILCO WTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17463
BHACW|BARINGTON/HILCO WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2250
BHACW|BARINGTON/HILCO WTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
BHACW|BARINGTON/HILCO WTS|DBAX|Deutsche Bank Securities Inc.|2100
BHACW|BARINGTON/HILCO WTS|EBXL|EBX LLC|2300
BHACW|BARINGTON/HILCO WTS|EGXW|CBOE TRADING, INC.|4608
BHACW|BARINGTON/HILCO WTS|ETRS|E*Trade Securities LLC|26200
BHACW|BARINGTON/HILCO WTS|FBCO|Credit Suisse Securities (USA) LLC|3051
BHACW|BARINGTON/HILCO WTS|GSCS|GOLDMAN SACHS & CO. LLC|3510
BHACW|BARINGTON/HILCO WTS|IBKR|Interactive Brokers Llc|68873
BHACW|BARINGTON/HILCO WTS|ICBX|INSTINET, LLC|900
BHACW|BARINGTON/HILCO WTS|INCA|INSTINET, LLC|18650
BHACW|BARINGTON/HILCO WTS|ITGP|ITG INC.|200
BHACW|BARINGTON/HILCO WTS|LEHM|Barclays Capital Inc./Le|3200
BHACW|BARINGTON/HILCO WTS|LIME|Lime Brokerage LLC|2
BHACW|BARINGTON/HILCO WTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3258
BHACW|BARINGTON/HILCO WTS|MSCO|MORGAN STANLEY & CO. LLC|34898
BHACW|BARINGTON/HILCO WTS|NFSC|National Financial Services LLC|1275
BHACW|BARINGTON/HILCO WTS|NITE|VIRTU Americas LLC|9904
BHACW|BARINGTON/HILCO WTS|SGMT|GOLDMAN SACHS & CO. LLC|3983
BHACW|BARINGTON/HILCO WTS|SPDR|SPEEDROUTE LLC|2800
BHACW|BARINGTON/HILCO WTS|UBSA|UBS SECURITIES LLC|2650
BHACW|BARINGTON/HILCO WTS|UBSS|UBS Securities LLC|100
BHACW|BARINGTON/HILCO WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5000
BHB|BAR HARBOR BANKSHRS|ALTX|Alternet Securities Inc.|500
BHB|BAR HARBOR BANKSHRS|APCC|Apex Clearing Corporation|5065
BHB|BAR HARBOR BANKSHRS|BARD|Robert W. Baird & Co. Incorporated|13
BHB|BAR HARBOR BANKSHRS|BATM|CBOE TRADING, INC.|433
BHB|BAR HARBOR BANKSHRS|BAYC|BAY CREST PARTNERS, LLC|3647
BHB|BAR HARBOR BANKSHRS|BYXM|CBOE TRADING, INC.|432
BHB|BAR HARBOR BANKSHRS|BZYD|GOLDMAN SACHS & CO. LLC|1209
BHB|BAR HARBOR BANKSHRS|CHAS|Charles Schwab & Co., Inc.|3
BHB|BAR HARBOR BANKSHRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7776
BHB|BAR HARBOR BANKSHRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4695
BHB|BAR HARBOR BANKSHRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3722
BHB|BAR HARBOR BANKSHRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8854
BHB|BAR HARBOR BANKSHRS|CTDL|Citadel Derivatives Group Llc|452
BHB|BAR HARBOR BANKSHRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2426
BHB|BAR HARBOR BANKSHRS|DBAB|Deutsche Bank Securities Inc.|3263
BHB|BAR HARBOR BANKSHRS|DBAX|Deutsche Bank Securities Inc.|5400
BHB|BAR HARBOR BANKSHRS|DBUL|Deutsche Bank Securities Inc.|200
BHB|BAR HARBOR BANKSHRS|DEAN|MORGAN STANLEY|1
BHB|BAR HARBOR BANKSHRS|DEGS|RONIN PROFESSIONAL LLC|694
BHB|BAR HARBOR BANKSHRS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1447
BHB|BAR HARBOR BANKSHRS|EBXL|EBX LLC|7200
BHB|BAR HARBOR BANKSHRS|EDJO|Edward D. Jones & Co., L.P.|826
BHB|BAR HARBOR BANKSHRS|EGAM|CBOE TRADING, INC.|94
BHB|BAR HARBOR BANKSHRS|EGXM|CBOE TRADING, INC.|54
BHB|BAR HARBOR BANKSHRS|ETRS|E*Trade Securities LLC|1464
BHB|BAR HARBOR BANKSHRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4111
BHB|BAR HARBOR BANKSHRS|FTBR|Foliofn Investments, Inc.|46
BHB|BAR HARBOR BANKSHRS|GLPX|ACS EXECUTION SERVICES, LLC|4212
BHB|BAR HARBOR BANKSHRS|GSCO|GOLDMAN SACHS & CO. LLC|12954
BHB|BAR HARBOR BANKSHRS|GSLT|GOLDMAN SACHS & CO. LLC|1
BHB|BAR HARBOR BANKSHRS|GTSZ|GTS SECURITIES LLC|5541
BHB|BAR HARBOR BANKSHRS|HRBF|American Enterprise Investment Services Inc.|4704
BHB|BAR HARBOR BANKSHRS|IATS|INTERACTIVE BROKERS LLC|1916
BHB|BAR HARBOR BANKSHRS|IBKR|Interactive Brokers Llc|1842
BHB|BAR HARBOR BANKSHRS|ICBX|INSTINET, LLC|700
BHB|BAR HARBOR BANKSHRS|IEQY|CITADEL SECURITIES LLC|1153
BHB|BAR HARBOR BANKSHRS|INCA|INSTINET, LLC|3776
BHB|BAR HARBOR BANKSHRS|INJX|INSTINET, LLC|500
BHB|BAR HARBOR BANKSHRS|ITGI|ITG Inc.|3945
BHB|BAR HARBOR BANKSHRS|ITGP|ITG INC.|11200
BHB|BAR HARBOR BANKSHRS|JANY|Janney Montgomery Scott Inc.|205
BHB|BAR HARBOR BANKSHRS|JEFF|JEFFERIES LLC|576
BHB|BAR HARBOR BANKSHRS|JPMX|J.P. Morgan Securities LLC|8633
BHB|BAR HARBOR BANKSHRS|KCGM|VIRTU Americas LLC|917
BHB|BAR HARBOR BANKSHRS|LEHM|Barclays Capital Inc./Le|3742
BHB|BAR HARBOR BANKSHRS|LIME|Lime Brokerage LLC|2682
BHB|BAR HARBOR BANKSHRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16022
BHB|BAR HARBOR BANKSHRS|MSCO|MORGAN STANLEY & CO. LLC|13809
BHB|BAR HARBOR BANKSHRS|MSPL|MORGAN STANLEY & CO. LLC|5200
BHB|BAR HARBOR BANKSHRS|MSTX|MORGAN STANLEY & CO. LLC|200
BHB|BAR HARBOR BANKSHRS|NFSC|National Financial Services LLC|12678
BHB|BAR HARBOR BANKSHRS|NITE|VIRTU Americas LLC|26824
BHB|BAR HARBOR BANKSHRS|NQRB|Brut, LLC|100
BHB|BAR HARBOR BANKSHRS|OPCO|Oppenheimer & Co. Inc.|32
BHB|BAR HARBOR BANKSHRS|PDQM|CODA MARKETS, INC.|8374
BHB|BAR HARBOR BANKSHRS|PWJC|UBS Financial Services, Inc.|848
BHB|BAR HARBOR BANKSHRS|RBCM|RBC CAPITAL MARKETS, LLC|947
BHB|BAR HARBOR BANKSHRS|SAGL|SAGETRADER, LLC|100
BHB|BAR HARBOR BANKSHRS|SBSH|Citigroup Global Markets Inc.|6815
BHB|BAR HARBOR BANKSHRS|SDLR|Sandler, O'Neill & Partners, L.P.|175
BHB|BAR HARBOR BANKSHRS|SGMT|GOLDMAN SACHS & CO. LLC|4088
BHB|BAR HARBOR BANKSHRS|SPDR|SPEEDROUTE LLC|400
BHB|BAR HARBOR BANKSHRS|STFL|Stifel, Nicolaus & Company, Incorporated|7
BHB|BAR HARBOR BANKSHRS|SWIM|TD Ameritrade, Inc.|2884
BHB|BAR HARBOR BANKSHRS|SWST|Hilltop Securities Inc.|5
BHB|BAR HARBOR BANKSHRS|TRBT|Tradebot Systems, Inc.|775
BHB|BAR HARBOR BANKSHRS|TRCM|TRC MARKETS LLC|80
BHB|BAR HARBOR BANKSHRS|UBSA|UBS SECURITIES LLC|22748
BHB|BAR HARBOR BANKSHRS|UBSS|UBS Securities LLC|25698
BHB|BAR HARBOR BANKSHRS|VALX|VIRTU AMERICAS LLC|2402
BHB|BAR HARBOR BANKSHRS|VGRD|Vanguard Marketing Corporation|1610
BHB|BAR HARBOR BANKSHRS|WCHV|WELLS FARGO SECURITIES, LLC|2146
BHB|BAR HARBOR BANKSHRS|WEED|Weeden & Co.L.P.|8900
BHB|BAR HARBOR BANKSHRS|WGIF|CIBC World Markets Inc.|150
BHB|BAR HARBOR BANKSHRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
BHB|BAR HARBOR BANKSHRS|YKNA|COMHAR CAPITAL MARKETS, LLC|340
BHB|BAR HARBOR BANKSHRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|748
BHBK|BLUE HILLS BANCORP|APCC|Apex Clearing Corporation|3
BHBK|BLUE HILLS BANCORP|BATM|CBOE TRADING, INC.|371
BHBK|BLUE HILLS BANCORP|BERN|Sanford C. Bernstein & Co., LLC|1732
BHBK|BLUE HILLS BANCORP|BLKX|INSTINET, LLC|5536
BHBK|BLUE HILLS BANCORP|BMOC|BMO Capital Markets Corp.|3770
BHBK|BLUE HILLS BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|1632
BHBK|BLUE HILLS BANCORP|BTIG|BTIG, LLC|7
BHBK|BLUE HILLS BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|805
BHBK|BLUE HILLS BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|473
BHBK|BLUE HILLS BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
BHBK|BLUE HILLS BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BHBK|BLUE HILLS BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8754
BHBK|BLUE HILLS BANCORP|CTDL|Citadel Derivatives Group Llc|2077
BHBK|BLUE HILLS BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4636
BHBK|BLUE HILLS BANCORP|DBAB|Deutsche Bank Securities Inc.|42988
BHBK|BLUE HILLS BANCORP|DBAX|Deutsche Bank Securities Inc.|3500
BHBK|BLUE HILLS BANCORP|DEAN|MORGAN STANLEY|5706
BHBK|BLUE HILLS BANCORP|DEGS|RONIN PROFESSIONAL LLC|1281
BHBK|BLUE HILLS BANCORP|EBXL|EBX LLC|9700
BHBK|BLUE HILLS BANCORP|EGAM|CBOE TRADING, INC.|1356
BHBK|BLUE HILLS BANCORP|EGXM|CBOE TRADING, INC.|200
BHBK|BLUE HILLS BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
BHBK|BLUE HILLS BANCORP|ETRS|E*Trade Securities LLC|4044
BHBK|BLUE HILLS BANCORP|FBCO|Credit Suisse Securities (USA) LLC|51321
BHBK|BLUE HILLS BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|10265
BHBK|BLUE HILLS BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5883
BHBK|BLUE HILLS BANCORP|FTBR|Foliofn Investments, Inc.|93
BHBK|BLUE HILLS BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|8981
BHBK|BLUE HILLS BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|74660
BHBK|BLUE HILLS BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|323
BHBK|BLUE HILLS BANCORP|GTSZ|GTS SECURITIES LLC|166
BHBK|BLUE HILLS BANCORP|HRBF|American Enterprise Investment Services Inc.|212
BHBK|BLUE HILLS BANCORP|IBKR|Interactive Brokers Llc|3945
BHBK|BLUE HILLS BANCORP|ICBX|INSTINET, LLC|2000
BHBK|BLUE HILLS BANCORP|IEQY|CITADEL SECURITIES LLC|1653
BHBK|BLUE HILLS BANCORP|INCA|INSTINET, LLC|31991
BHBK|BLUE HILLS BANCORP|INJX|INSTINET, LLC|3419
BHBK|BLUE HILLS BANCORP|ITGI|ITG Inc.|9785
BHBK|BLUE HILLS BANCORP|ITGP|ITG INC.|44200
BHBK|BLUE HILLS BANCORP|JANY|Janney Montgomery Scott Inc.|1200
BHBK|BLUE HILLS BANCORP|JEFF|JEFFERIES LLC|21680
BHBK|BLUE HILLS BANCORP|JPMX|J.P. Morgan Securities LLC|9575
BHBK|BLUE HILLS BANCORP|KCGM|VIRTU Americas LLC|13974
BHBK|BLUE HILLS BANCORP|LEHM|Barclays Capital Inc./Le|33464
BHBK|BLUE HILLS BANCORP|LIME|Lime Brokerage LLC|55582
BHBK|BLUE HILLS BANCORP|LMGP|LIME BROKERAGE LLC|1100
BHBK|BLUE HILLS BANCORP|LQNA|LIQUIDNET, INC.|32600
BHBK|BLUE HILLS BANCORP|MAXM|Maxim Group LLC|1378
BHBK|BLUE HILLS BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2492
BHBK|BLUE HILLS BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
BHBK|BLUE HILLS BANCORP|MSCO|MORGAN STANLEY & CO. LLC|128127
BHBK|BLUE HILLS BANCORP|MSPL|MORGAN STANLEY & CO. LLC|3000
BHBK|BLUE HILLS BANCORP|NFSC|National Financial Services LLC|19034
BHBK|BLUE HILLS BANCORP|NITE|VIRTU Americas LLC|27002
BHBK|BLUE HILLS BANCORP|NQRB|Brut, LLC|1100
BHBK|BLUE HILLS BANCORP|PDQM|CODA MARKETS, INC.|3879
BHBK|BLUE HILLS BANCORP|RAJA|Raymond James & Associates, Inc.|3300
BHBK|BLUE HILLS BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|2611
BHBK|BLUE HILLS BANCORP|SBSH|Citigroup Global Markets Inc.|27831
BHBK|BLUE HILLS BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|6383
BHBK|BLUE HILLS BANCORP|SPDR|SPEEDROUTE LLC|3944
BHBK|BLUE HILLS BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|544
BHBK|BLUE HILLS BANCORP|SWIM|TD Ameritrade, Inc.|135
BHBK|BLUE HILLS BANCORP|TRBT|Tradebot Systems, Inc.|2673
BHBK|BLUE HILLS BANCORP|TRCM|TRC MARKETS LLC|11013
BHBK|BLUE HILLS BANCORP|UBSA|UBS SECURITIES LLC|53249
BHBK|BLUE HILLS BANCORP|UBSS|UBS Securities LLC|91299
BHBK|BLUE HILLS BANCORP|VALX|VIRTU AMERICAS LLC|2344
BHBK|BLUE HILLS BANCORP|VGRD|Vanguard Marketing Corporation|360
BHBK|BLUE HILLS BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|4861
BHBK|BLUE HILLS BANCORP|WEED|Weeden & Co.L.P.|8802
BHBK|BLUE HILLS BANCORP|XIST|INSTINET, LLC|970
BHBK|BLUE HILLS BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
BHE|BENCHMARK ELECTRONIC|ANOS|ABEL/NOSER, L.L.C.|554
BHE|BENCHMARK ELECTRONIC|APCC|Apex Clearing Corporation|10
BHE|BENCHMARK ELECTRONIC|BANK|Primevest Financial Services, Inc.|320
BHE|BENCHMARK ELECTRONIC|BATM|CBOE TRADING, INC.|908
BHE|BENCHMARK ELECTRONIC|BAYC|BAY CREST PARTNERS, LLC|455
BHE|BENCHMARK ELECTRONIC|BERN|Sanford C. Bernstein & Co., LLC|100
BHE|BENCHMARK ELECTRONIC|BLKX|INSTINET, LLC|18600
BHE|BENCHMARK ELECTRONIC|BNPX|BNP PARIBAS SECURITIES CORP.|10371
BHE|BENCHMARK ELECTRONIC|BRVL|BLAYLOCK VAN, LLC|200
BHE|BENCHMARK ELECTRONIC|BTIG|BTIG, LLC|1000
BHE|BENCHMARK ELECTRONIC|BYXM|CBOE TRADING, INC.|196
BHE|BENCHMARK ELECTRONIC|BZYD|GOLDMAN SACHS & CO. LLC|1680
BHE|BENCHMARK ELECTRONIC|CANT|Cantor Fitzgerald & Co.|400
BHE|BENCHMARK ELECTRONIC|CHAS|Charles Schwab & Co., Inc.|5
BHE|BENCHMARK ELECTRONIC|CIST|Capital Institutional Services, Inc.|60145
BHE|BENCHMARK ELECTRONIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|249
BHE|BENCHMARK ELECTRONIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
BHE|BENCHMARK ELECTRONIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149409
BHE|BENCHMARK ELECTRONIC|CTDL|Citadel Derivatives Group Llc|1776
BHE|BENCHMARK ELECTRONIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|22510
BHE|BENCHMARK ELECTRONIC|DBAB|Deutsche Bank Securities Inc.|60620
BHE|BENCHMARK ELECTRONIC|DBAX|Deutsche Bank Securities Inc.|98900
BHE|BENCHMARK ELECTRONIC|DEAN|MORGAN STANLEY|3616
BHE|BENCHMARK ELECTRONIC|DEGS|RONIN PROFESSIONAL LLC|535
BHE|BENCHMARK ELECTRONIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
BHE|BENCHMARK ELECTRONIC|EBXL|EBX LLC|50900
BHE|BENCHMARK ELECTRONIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2931
BHE|BENCHMARK ELECTRONIC|EDJO|Edward D. Jones & Co., L.P.|169
BHE|BENCHMARK ELECTRONIC|EGAM|CBOE TRADING, INC.|3913
BHE|BENCHMARK ELECTRONIC|EGAW|CBOE TRADING, INC.|211
BHE|BENCHMARK ELECTRONIC|EGMT|EG MARKET TECHNOLOGIES LLC|200
BHE|BENCHMARK ELECTRONIC|EGXM|CBOE TRADING, INC.|100
BHE|BENCHMARK ELECTRONIC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
BHE|BENCHMARK ELECTRONIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2784
BHE|BENCHMARK ELECTRONIC|ETRS|E*Trade Securities LLC|150
BHE|BENCHMARK ELECTRONIC|FBSB|U.S. Bancorp Investments, Inc.|333
BHE|BENCHMARK ELECTRONIC|FILL|Tradestation Securities, Inc.|2493
BHE|BENCHMARK ELECTRONIC|FMAF|NBCN Inc./ CDS|8300
BHE|BENCHMARK ELECTRONIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
BHE|BENCHMARK ELECTRONIC|FQLS|Quantlab Securities LP|22522
BHE|BENCHMARK ELECTRONIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14058
BHE|BENCHMARK ELECTRONIC|FTBR|Foliofn Investments, Inc.|2458
BHE|BENCHMARK ELECTRONIC|GLIS|TD Securities Inc|386
BHE|BENCHMARK ELECTRONIC|GLPX|ACS EXECUTION SERVICES, LLC|1088
BHE|BENCHMARK ELECTRONIC|GSCO|GOLDMAN SACHS & CO. LLC|186869
BHE|BENCHMARK ELECTRONIC|GSLT|GOLDMAN SACHS & CO. LLC|2573
BHE|BENCHMARK ELECTRONIC|GTSZ|GTS SECURITIES LLC|57154
BHE|BENCHMARK ELECTRONIC|HRBF|American Enterprise Investment Services Inc.|5315
BHE|BENCHMARK ELECTRONIC|IATS|INTERACTIVE BROKERS LLC|900
BHE|BENCHMARK ELECTRONIC|IBKR|Interactive Brokers Llc|4731
BHE|BENCHMARK ELECTRONIC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|124
BHE|BENCHMARK ELECTRONIC|ICBX|INSTINET, LLC|52619
BHE|BENCHMARK ELECTRONIC|IEQY|CITADEL SECURITIES LLC|2938
BHE|BENCHMARK ELECTRONIC|INCA|INSTINET, LLC|30525
BHE|BENCHMARK ELECTRONIC|INJX|INSTINET, LLC|3422
BHE|BENCHMARK ELECTRONIC|ITGI|ITG Inc.|90001
BHE|BENCHMARK ELECTRONIC|ITGP|ITG INC.|136600
BHE|BENCHMARK ELECTRONIC|JANY|Janney Montgomery Scott Inc.|2095
BHE|BENCHMARK ELECTRONIC|JEFF|JEFFERIES LLC|16077
BHE|BENCHMARK ELECTRONIC|JMPT|JUMP TRADING, LLC|2495
BHE|BENCHMARK ELECTRONIC|JPBX|J.P. MORGAN SECURITIES LLC|11057
BHE|BENCHMARK ELECTRONIC|JPMX|J.P. Morgan Securities LLC|160533
BHE|BENCHMARK ELECTRONIC|JSJX|JANE STREET CAPITAL LLC|3716
BHE|BENCHMARK ELECTRONIC|KCGM|VIRTU Americas LLC|16531
BHE|BENCHMARK ELECTRONIC|LEHM|Barclays Capital Inc./Le|180838
BHE|BENCHMARK ELECTRONIC|LIME|Lime Brokerage LLC|12947
BHE|BENCHMARK ELECTRONIC|LOOP|Loop Capital Markets LLC|471
BHE|BENCHMARK ELECTRONIC|LQNA|LIQUIDNET, INC.|33100
BHE|BENCHMARK ELECTRONIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84164
BHE|BENCHMARK ELECTRONIC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3156
BHE|BENCHMARK ELECTRONIC|MSCO|MORGAN STANLEY & CO. LLC|741271
BHE|BENCHMARK ELECTRONIC|MSPL|MORGAN STANLEY & CO. LLC|160700
BHE|BENCHMARK ELECTRONIC|MSTX|MORGAN STANLEY & CO. LLC|36500
BHE|BENCHMARK ELECTRONIC|NATL|National Securities Corporation|325
BHE|BENCHMARK ELECTRONIC|NFSC|National Financial Services LLC|13230
BHE|BENCHMARK ELECTRONIC|NITE|VIRTU Americas LLC|101277
BHE|BENCHMARK ELECTRONIC|NITP|VIRTU Americas LLC|5397
BHE|BENCHMARK ELECTRONIC|NQRB|Brut, LLC|100
BHE|BENCHMARK ELECTRONIC|NTRC|Northern Trust Securities, Inc.|1817
BHE|BENCHMARK ELECTRONIC|PDQM|CODA MARKETS, INC.|9059
BHE|BENCHMARK ELECTRONIC|SBSH|Citigroup Global Markets Inc.|36402
BHE|BENCHMARK ELECTRONIC|SGMT|GOLDMAN SACHS & CO. LLC|52589
BHE|BENCHMARK ELECTRONIC|SPDR|SPEEDROUTE LLC|2040
BHE|BENCHMARK ELECTRONIC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2600
BHE|BENCHMARK ELECTRONIC|STFL|Stifel, Nicolaus & Company, Incorporated|49803
BHE|BENCHMARK ELECTRONIC|SWIM|TD Ameritrade, Inc.|300
BHE|BENCHMARK ELECTRONIC|SWST|Hilltop Securities Inc.|1524
BHE|BENCHMARK ELECTRONIC|TRBT|Tradebot Systems, Inc.|4314
BHE|BENCHMARK ELECTRONIC|TRCM|TRC MARKETS LLC|17673
BHE|BENCHMARK ELECTRONIC|UBSA|UBS SECURITIES LLC|312190
BHE|BENCHMARK ELECTRONIC|UBSS|UBS Securities LLC|157666
BHE|BENCHMARK ELECTRONIC|VALX|VIRTU AMERICAS LLC|19657
BHE|BENCHMARK ELECTRONIC|VGRD|Vanguard Marketing Corporation|500
BHE|BENCHMARK ELECTRONIC|WCHV|WELLS FARGO SECURITIES, LLC|17029
BHE|BENCHMARK ELECTRONIC|WEDB|WEDBUSH SECURITIES INC.|46
BHE|BENCHMARK ELECTRONIC|WEED|Weeden & Co.L.P.|10669
BHE|BENCHMARK ELECTRONIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|729
BHE|BENCHMARK ELECTRONIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|885
BHE|BENCHMARK ELECTRONIC|WSEA|WOLVERINE SECURITIES, LLC|1052
BHE|BENCHMARK ELECTRONIC|XIST|INSTINET, LLC|7600
BHE|BENCHMARK ELECTRONIC|XPQR|Jump Trading|100
BHE|BENCHMARK ELECTRONIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3670
BHE|BENCHMARK ELECTRONIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48
BHF|BRIGHTHOUSE FIN CMN|ABLE|NATIXIS Securities Americas LLC|1903
BHF|BRIGHTHOUSE FIN CMN|ADAM|CANACCORD GENUITY INC.|72
BHF|BRIGHTHOUSE FIN CMN|AGIS|Aegis Capital Corp.|8705
BHF|BRIGHTHOUSE FIN CMN|ALTX|Alternet Securities Inc.|21638
BHF|BRIGHTHOUSE FIN CMN|ANOS|ABEL/NOSER, L.L.C.|3887
BHF|BRIGHTHOUSE FIN CMN|APCC|Apex Clearing Corporation|13659
BHF|BRIGHTHOUSE FIN CMN|AQUA|AQUA SECURITIES L.P.|24500
BHF|BRIGHTHOUSE FIN CMN|BALE|M&T SECURITIES, INC.|2028
BHF|BRIGHTHOUSE FIN CMN|BANK|Primevest Financial Services, Inc.|24
BHF|BRIGHTHOUSE FIN CMN|BARD|Robert W. Baird & Co. Incorporated|2445
BHF|BRIGHTHOUSE FIN CMN|BATM|CBOE TRADING, INC.|8584
BHF|BRIGHTHOUSE FIN CMN|BAYC|BAY CREST PARTNERS, LLC|6341
BHF|BRIGHTHOUSE FIN CMN|BAYT|BTIG, LLC|57391
BHF|BRIGHTHOUSE FIN CMN|BBNT|BB&T SECURITIES, LLC|119
BHF|BRIGHTHOUSE FIN CMN|BERN|Sanford C. Bernstein & Co., LLC|638418
BHF|BRIGHTHOUSE FIN CMN|BIMI|Banca IMI Securities Corp.|1
BHF|BRIGHTHOUSE FIN CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9070
BHF|BRIGHTHOUSE FIN CMN|BLKX|INSTINET, LLC|87907
BHF|BRIGHTHOUSE FIN CMN|BMOC|BMO Capital Markets Corp.|35421
BHF|BRIGHTHOUSE FIN CMN|BNPX|BNP PARIBAS SECURITIES CORP.|182189
BHF|BRIGHTHOUSE FIN CMN|BRGE|Newbridge Securities Corp.|150
BHF|BRIGHTHOUSE FIN CMN|BTIG|BTIG, LLC|112286
BHF|BRIGHTHOUSE FIN CMN|BYXM|CBOE TRADING, INC.|12080
BHF|BRIGHTHOUSE FIN CMN|CANT|Cantor Fitzgerald & Co.|643
BHF|BRIGHTHOUSE FIN CMN|CHAS|Charles Schwab & Co., Inc.|4959
BHF|BRIGHTHOUSE FIN CMN|CIBP|CIBC World Markets Corp.|3382
BHF|BRIGHTHOUSE FIN CMN|CICF|Canaccord Genuity Corp.|68
BHF|BRIGHTHOUSE FIN CMN|CIST|Capital Institutional Services, Inc.|981
BHF|BRIGHTHOUSE FIN CMN|CLSA|CLSA AMERICAS, LLC|14130
BHF|BRIGHTHOUSE FIN CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|289412
BHF|BRIGHTHOUSE FIN CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|54970
BHF|BRIGHTHOUSE FIN CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|45088
BHF|BRIGHTHOUSE FIN CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|816105
BHF|BRIGHTHOUSE FIN CMN|CTDL|Citadel Derivatives Group Llc|71099
BHF|BRIGHTHOUSE FIN CMN|CTLR|CUTLER GROUP, LP|22218
BHF|BRIGHTHOUSE FIN CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|119318
BHF|BRIGHTHOUSE FIN CMN|DADA|D.A. Davidson & Co.|106
BHF|BRIGHTHOUSE FIN CMN|DAVA|Davenport & Company LLC|111
BHF|BRIGHTHOUSE FIN CMN|DBAB|Deutsche Bank Securities Inc.|1052810
BHF|BRIGHTHOUSE FIN CMN|DBAX|Deutsche Bank Securities Inc.|474900
BHF|BRIGHTHOUSE FIN CMN|DEAN|MORGAN STANLEY|61833
BHF|BRIGHTHOUSE FIN CMN|DEGS|RONIN PROFESSIONAL LLC|23274
BHF|BRIGHTHOUSE FIN CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6300
BHF|BRIGHTHOUSE FIN CMN|DOWL|Dowling & Partners Securities LLC|19700
BHF|BRIGHTHOUSE FIN CMN|DRWC|DRW SECURITIES, L.L.C.|315
BHF|BRIGHTHOUSE FIN CMN|DRWK|DRW SECURITIES, L.L.C.|87773
BHF|BRIGHTHOUSE FIN CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|13776
BHF|BRIGHTHOUSE FIN CMN|EBXL|EBX LLC|511100
BHF|BRIGHTHOUSE FIN CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|41507
BHF|BRIGHTHOUSE FIN CMN|EDJO|Edward D. Jones & Co., L.P.|2030
BHF|BRIGHTHOUSE FIN CMN|EGAM|CBOE TRADING, INC.|46346
BHF|BRIGHTHOUSE FIN CMN|EGAW|CBOE TRADING, INC.|463
BHF|BRIGHTHOUSE FIN CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1201
BHF|BRIGHTHOUSE FIN CMN|EGXM|CBOE TRADING, INC.|7223
BHF|BRIGHTHOUSE FIN CMN|EGXW|CBOE TRADING, INC.|100
BHF|BRIGHTHOUSE FIN CMN|ESPO|ESPOSITO SECURITIES, LLC|3
BHF|BRIGHTHOUSE FIN CMN|ETBE|Electronic Transaction Clearing, Inc.|143017
BHF|BRIGHTHOUSE FIN CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|76828
BHF|BRIGHTHOUSE FIN CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|500
BHF|BRIGHTHOUSE FIN CMN|ETRS|E*Trade Securities LLC|59754
BHF|BRIGHTHOUSE FIN CMN|FBCO|Credit Suisse Securities (USA) LLC|1263107
BHF|BRIGHTHOUSE FIN CMN|FBSB|U.S. Bancorp Investments, Inc.|11
BHF|BRIGHTHOUSE FIN CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|2
BHF|BRIGHTHOUSE FIN CMN|FILL|Tradestation Securities, Inc.|2072
BHF|BRIGHTHOUSE FIN CMN|FINX|FINTECH SECURITIES|157
BHF|BRIGHTHOUSE FIN CMN|FMAF|NBCN Inc./ CDS|1775
BHF|BRIGHTHOUSE FIN CMN|FOMA|TD AMERITRADE CLEARING, INC.|196876
BHF|BRIGHTHOUSE FIN CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|55587
BHF|BRIGHTHOUSE FIN CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|257803
BHF|BRIGHTHOUSE FIN CMN|FTBR|Foliofn Investments, Inc.|586
BHF|BRIGHTHOUSE FIN CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|41206
BHF|BRIGHTHOUSE FIN CMN|GELP|RBC CAPITAL MARKETS, LLC|2334
BHF|BRIGHTHOUSE FIN CMN|GLIS|TD Securities Inc|142
BHF|BRIGHTHOUSE FIN CMN|GLPX|ACS EXECUTION SERVICES, LLC|106310
BHF|BRIGHTHOUSE FIN CMN|GSCO|GOLDMAN SACHS & CO. LLC|4024496
BHF|BRIGHTHOUSE FIN CMN|GSCS|GOLDMAN SACHS & CO. LLC|106128
BHF|BRIGHTHOUSE FIN CMN|GSLT|GOLDMAN SACHS & CO. LLC|23373
BHF|BRIGHTHOUSE FIN CMN|GTSZ|GTS SECURITIES LLC|517297
BHF|BRIGHTHOUSE FIN CMN|HRBF|American Enterprise Investment Services Inc.|18462
BHF|BRIGHTHOUSE FIN CMN|HSBC|HSBC Securities, Inc.|346397
BHF|BRIGHTHOUSE FIN CMN|IATS|INTERACTIVE BROKERS LLC|35743
BHF|BRIGHTHOUSE FIN CMN|IBKR|Interactive Brokers Llc|592260
BHF|BRIGHTHOUSE FIN CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1448
BHF|BRIGHTHOUSE FIN CMN|ICBX|INSTINET, LLC|142703
BHF|BRIGHTHOUSE FIN CMN|IEQY|CITADEL SECURITIES LLC|338915
BHF|BRIGHTHOUSE FIN CMN|INCA|INSTINET, LLC|1376783
BHF|BRIGHTHOUSE FIN CMN|INJX|INSTINET, LLC|200704
BHF|BRIGHTHOUSE FIN CMN|INTL|INTL FCSTONE FINANCIAL INC.|4
BHF|BRIGHTHOUSE FIN CMN|ITGI|ITG Inc.|245749
BHF|BRIGHTHOUSE FIN CMN|ITGP|ITG INC.|694000
BHF|BRIGHTHOUSE FIN CMN|JANY|Janney Montgomery Scott Inc.|12216
BHF|BRIGHTHOUSE FIN CMN|JEFF|JEFFERIES LLC|745786
BHF|BRIGHTHOUSE FIN CMN|JMPT|JUMP TRADING, LLC|277774
BHF|BRIGHTHOUSE FIN CMN|JONE|JonesTrading|13411
BHF|BRIGHTHOUSE FIN CMN|JPBX|J.P. MORGAN SECURITIES LLC|310089
BHF|BRIGHTHOUSE FIN CMN|JPMX|J.P. Morgan Securities LLC|1566029
BHF|BRIGHTHOUSE FIN CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
BHF|BRIGHTHOUSE FIN CMN|JSJX|JANE STREET CAPITAL LLC|10751
BHF|BRIGHTHOUSE FIN CMN|JUTA|JUMP TRADING, LLC|100
BHF|BRIGHTHOUSE FIN CMN|KBWI|Keefe, Bruyette & Woods, Inc.|27200
BHF|BRIGHTHOUSE FIN CMN|KCGM|VIRTU Americas LLC|151237
BHF|BRIGHTHOUSE FIN CMN|LAFF|R. F. Lafferty & Co., Inc.|3000
BHF|BRIGHTHOUSE FIN CMN|LEHM|Barclays Capital Inc./Le|3567271
BHF|BRIGHTHOUSE FIN CMN|LIME|Lime Brokerage LLC|395747
BHF|BRIGHTHOUSE FIN CMN|LMGP|LIME BROKERAGE LLC|14310
BHF|BRIGHTHOUSE FIN CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|54732
BHF|BRIGHTHOUSE FIN CMN|LOOP|Loop Capital Markets LLC|26138
BHF|BRIGHTHOUSE FIN CMN|LQNA|LIQUIDNET, INC.|275300
BHF|BRIGHTHOUSE FIN CMN|LQNB|LIQUIDNET, INC.|6574
BHF|BRIGHTHOUSE FIN CMN|LSCI|Lek Securities Corporation|2686
BHF|BRIGHTHOUSE FIN CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|4500
BHF|BRIGHTHOUSE FIN CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4200
BHF|BRIGHTHOUSE FIN CMN|MACC|Mid Atlantic Capital Corporation|426
BHF|BRIGHTHOUSE FIN CMN|MACQ|Macquarie Capital (USA) Inc.|10940
BHF|BRIGHTHOUSE FIN CMN|MAXM|Maxim Group LLC|7665
BHF|BRIGHTHOUSE FIN CMN|MCMF|Raymond James Ltd. Cds|180
BHF|BRIGHTHOUSE FIN CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|415558
BHF|BRIGHTHOUSE FIN CMN|MOTF|MOTIF INVESTING, INC.|19
BHF|BRIGHTHOUSE FIN CMN|MSCO|MORGAN STANLEY & CO. LLC|6161919
BHF|BRIGHTHOUSE FIN CMN|MSPL|MORGAN STANLEY & CO. LLC|435500
BHF|BRIGHTHOUSE FIN CMN|MSTX|MORGAN STANLEY & CO. LLC|433900
BHF|BRIGHTHOUSE FIN CMN|NATL|National Securities Corporation|1881
BHF|BRIGHTHOUSE FIN CMN|NEED|Needham & Company, LLC|5180
BHF|BRIGHTHOUSE FIN CMN|NEUB|NEUBERGER BERMAN BD LLC|43883
BHF|BRIGHTHOUSE FIN CMN|NFSC|National Financial Services LLC|431295
BHF|BRIGHTHOUSE FIN CMN|NITE|VIRTU Americas LLC|1095435
BHF|BRIGHTHOUSE FIN CMN|NITP|VIRTU Americas LLC|18261
BHF|BRIGHTHOUSE FIN CMN|NQRB|Brut, LLC|35612
BHF|BRIGHTHOUSE FIN CMN|NTRC|Northern Trust Securities, Inc.|31835
BHF|BRIGHTHOUSE FIN CMN|OPCO|Oppenheimer & Co. Inc.|8090
BHF|BRIGHTHOUSE FIN CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6870
BHF|BRIGHTHOUSE FIN CMN|PCPT|PHILLIP CAPITAL INC.|10
BHF|BRIGHTHOUSE FIN CMN|PDQM|CODA MARKETS, INC.|105023
BHF|BRIGHTHOUSE FIN CMN|PHLY|NASDAQ Execution Services, LLC|19200
BHF|BRIGHTHOUSE FIN CMN|PREC|PRECISION SECURITIES, LLC|2900
BHF|BRIGHTHOUSE FIN CMN|PWJC|UBS Financial Services, Inc.|3534
BHF|BRIGHTHOUSE FIN CMN|QMSR|QUATTRO M SECURITIES INC.|134610
BHF|BRIGHTHOUSE FIN CMN|RAJA|Raymond James & Associates, Inc.|13765
BHF|BRIGHTHOUSE FIN CMN|RBCM|RBC CAPITAL MARKETS, LLC|11152
BHF|BRIGHTHOUSE FIN CMN|RGLD|Regal Securities, Inc|1
BHF|BRIGHTHOUSE FIN CMN|RJLC|RJL CAPITAL GROUP, LLC|1400
BHF|BRIGHTHOUSE FIN CMN|SAGL|SAGETRADER, LLC|13037
BHF|BRIGHTHOUSE FIN CMN|SAGW|SAGETRADER, LLC|1664
BHF|BRIGHTHOUSE FIN CMN|SALI|INTL FCSTONE FINANCIAL INC.|54
BHF|BRIGHTHOUSE FIN CMN|SBSH|Citigroup Global Markets Inc.|1542320
BHF|BRIGHTHOUSE FIN CMN|SCMC|Scotia Capital Markets (USA) Inc.|400
BHF|BRIGHTHOUSE FIN CMN|SEIC|SEI Investments Distribution Co.|400
BHF|BRIGHTHOUSE FIN CMN|SGMT|GOLDMAN SACHS & CO. LLC|369752
BHF|BRIGHTHOUSE FIN CMN|SJLS|TRADE INFORMATICS LLC|100
BHF|BRIGHTHOUSE FIN CMN|SPDR|SPEEDROUTE LLC|29800
BHF|BRIGHTHOUSE FIN CMN|SPHN|Stephens Inc.|342795
BHF|BRIGHTHOUSE FIN CMN|SPTD|MINT GLOBAL MARKETS, INC.|300
BHF|BRIGHTHOUSE FIN CMN|STFL|Stifel, Nicolaus & Company, Incorporated|18097
BHF|BRIGHTHOUSE FIN CMN|STKP|STOCKPILE INVESTMENTS, INC.|4
BHF|BRIGHTHOUSE FIN CMN|SWIM|TD Ameritrade, Inc.|123286
BHF|BRIGHTHOUSE FIN CMN|SWST|Hilltop Securities Inc.|2479
BHF|BRIGHTHOUSE FIN CMN|TAGC|TELSEY ADVISORY GROUP LLC|700
BHF|BRIGHTHOUSE FIN CMN|TDFS|TRADERFIELD SECURITIES INC.|400
BHF|BRIGHTHOUSE FIN CMN|TITL|TITLEIST ASSET MANAGEMENT, LTD.|200
BHF|BRIGHTHOUSE FIN CMN|TKNG|ALLY INVEST SECURITIES LLC|6378
BHF|BRIGHTHOUSE FIN CMN|TOUR|TOURMALINE PARTNERS, LLC|5546
BHF|BRIGHTHOUSE FIN CMN|TRBT|Tradebot Systems, Inc.|865256
BHF|BRIGHTHOUSE FIN CMN|TRCM|TRC MARKETS LLC|441435
BHF|BRIGHTHOUSE FIN CMN|TTUC|CUTTONE & CO., INC.|3331
BHF|BRIGHTHOUSE FIN CMN|TWTT|TASTYWORKS, INC.|100
BHF|BRIGHTHOUSE FIN CMN|UBSA|UBS SECURITIES LLC|1562327
BHF|BRIGHTHOUSE FIN CMN|UBSS|UBS Securities LLC|4307472
BHF|BRIGHTHOUSE FIN CMN|VALX|VIRTU AMERICAS LLC|9607
BHF|BRIGHTHOUSE FIN CMN|VGRD|Vanguard Marketing Corporation|40792
BHF|BRIGHTHOUSE FIN CMN|VNDS|VANDHAM SECURITIES CORP|300
BHF|BRIGHTHOUSE FIN CMN|WABR|Wall Street Access|1000
BHF|BRIGHTHOUSE FIN CMN|WBET|Wallachbeth Capital LLC|1820
BHF|BRIGHTHOUSE FIN CMN|WBLR|WILLIAM BLAIR|625
BHF|BRIGHTHOUSE FIN CMN|WCHV|WELLS FARGO SECURITIES, LLC|673133
BHF|BRIGHTHOUSE FIN CMN|WDNX|WEEDEN & CO.L.P.|6752
BHF|BRIGHTHOUSE FIN CMN|WEDB|WEDBUSH SECURITIES INC.|2402
BHF|BRIGHTHOUSE FIN CMN|WEED|Weeden & Co.L.P.|32901
BHF|BRIGHTHOUSE FIN CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5667
BHF|BRIGHTHOUSE FIN CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109879
BHF|BRIGHTHOUSE FIN CMN|WGIF|CIBC World Markets Inc.|860
BHF|BRIGHTHOUSE FIN CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1231
BHF|BRIGHTHOUSE FIN CMN|WORD|Worden Capital Management LLC|1
BHF|BRIGHTHOUSE FIN CMN|WSEA|WOLVERINE SECURITIES, LLC|8762
BHF|BRIGHTHOUSE FIN CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1500
BHF|BRIGHTHOUSE FIN CMN|XIST|INSTINET, LLC|142146
BHF|BRIGHTHOUSE FIN CMN|XPQR|Jump Trading|2600
BHF|BRIGHTHOUSE FIN CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|119038
BHF|BRIGHTHOUSE FIN CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|8442
BHF|BRIGHTHOUSE FIN CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7183
BHGE|BAKER HUGHES A GE CO|ABLE|NATIXIS Securities Americas LLC|414366
BHGE|BAKER HUGHES A GE CO|AGIS|Aegis Capital Corp.|566
BHGE|BAKER HUGHES A GE CO|ALTX|Alternet Securities Inc.|66841
BHGE|BAKER HUGHES A GE CO|ANOS|ABEL/NOSER, L.L.C.|19759
BHGE|BAKER HUGHES A GE CO|APCC|Apex Clearing Corporation|999
BHGE|BAKER HUGHES A GE CO|BANK|Primevest Financial Services, Inc.|6
BHGE|BAKER HUGHES A GE CO|BARD|Robert W. Baird & Co. Incorporated|840
BHGE|BAKER HUGHES A GE CO|BATM|CBOE TRADING, INC.|20313
BHGE|BAKER HUGHES A GE CO|BAYC|BAY CREST PARTNERS, LLC|16478
BHGE|BAKER HUGHES A GE CO|BAYT|BTIG, LLC|11800
BHGE|BAKER HUGHES A GE CO|BBNT|BB&T SECURITIES, LLC|612
BHGE|BAKER HUGHES A GE CO|BERN|Sanford C. Bernstein & Co., LLC|179470
BHGE|BAKER HUGHES A GE CO|BIDS|BIDS TRADING L.P.|19856
BHGE|BAKER HUGHES A GE CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27728
BHGE|BAKER HUGHES A GE CO|BLKX|INSTINET, LLC|667180
BHGE|BAKER HUGHES A GE CO|BMOC|BMO Capital Markets Corp.|11526
BHGE|BAKER HUGHES A GE CO|BNPX|BNP PARIBAS SECURITIES CORP.|574608
BHGE|BAKER HUGHES A GE CO|BTIG|BTIG, LLC|94751
BHGE|BAKER HUGHES A GE CO|BYXM|CBOE TRADING, INC.|6180
BHGE|BAKER HUGHES A GE CO|BZYD|GOLDMAN SACHS & CO. LLC|900
BHGE|BAKER HUGHES A GE CO|CANT|Cantor Fitzgerald & Co.|624
BHGE|BAKER HUGHES A GE CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|130880
BHGE|BAKER HUGHES A GE CO|CHAS|Charles Schwab & Co., Inc.|10562
BHGE|BAKER HUGHES A GE CO|CIBP|CIBC World Markets Corp.|23296
BHGE|BAKER HUGHES A GE CO|CICF|Canaccord Genuity Corp.|334
BHGE|BAKER HUGHES A GE CO|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
BHGE|BAKER HUGHES A GE CO|CIST|Capital Institutional Services, Inc.|15674
BHGE|BAKER HUGHES A GE CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|142314
BHGE|BAKER HUGHES A GE CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2720
BHGE|BAKER HUGHES A GE CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1359045
BHGE|BAKER HUGHES A GE CO|CSIN|Citadel Securities Institutional LLC|3408
BHGE|BAKER HUGHES A GE CO|CTDL|Citadel Derivatives Group Llc|164022
BHGE|BAKER HUGHES A GE CO|CTLR|CUTLER GROUP, LP|458
BHGE|BAKER HUGHES A GE CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|241736
BHGE|BAKER HUGHES A GE CO|DADA|D.A. Davidson & Co.|2427
BHGE|BAKER HUGHES A GE CO|DAVA|Davenport & Company LLC|10
BHGE|BAKER HUGHES A GE CO|DBAB|Deutsche Bank Securities Inc.|868943
BHGE|BAKER HUGHES A GE CO|DBAX|Deutsche Bank Securities Inc.|847100
BHGE|BAKER HUGHES A GE CO|DBUL|Deutsche Bank Securities Inc.|60656
BHGE|BAKER HUGHES A GE CO|DCHF|Dart Executions, LLC|40030
BHGE|BAKER HUGHES A GE CO|DEAN|MORGAN STANLEY|25378
BHGE|BAKER HUGHES A GE CO|DEGS|RONIN PROFESSIONAL LLC|5385
BHGE|BAKER HUGHES A GE CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18400
BHGE|BAKER HUGHES A GE CO|DRWK|DRW SECURITIES, L.L.C.|14414
BHGE|BAKER HUGHES A GE CO|EBXL|EBX LLC|593700
BHGE|BAKER HUGHES A GE CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|26055
BHGE|BAKER HUGHES A GE CO|EDJC|Edward Jones / CDS|1387
BHGE|BAKER HUGHES A GE CO|EDJO|Edward D. Jones & Co., L.P.|27506
BHGE|BAKER HUGHES A GE CO|EGAM|CBOE TRADING, INC.|64169
BHGE|BAKER HUGHES A GE CO|EGAW|CBOE TRADING, INC.|323
BHGE|BAKER HUGHES A GE CO|EGMT|EG MARKET TECHNOLOGIES LLC|1700
BHGE|BAKER HUGHES A GE CO|EGXM|CBOE TRADING, INC.|14978
BHGE|BAKER HUGHES A GE CO|EGXW|CBOE TRADING, INC.|900
BHGE|BAKER HUGHES A GE CO|ETBE|Electronic Transaction Clearing, Inc.|45004
BHGE|BAKER HUGHES A GE CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
BHGE|BAKER HUGHES A GE CO|ETCC|Electronic Transaction Clearing, Inc.|1590
BHGE|BAKER HUGHES A GE CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|73282
BHGE|BAKER HUGHES A GE CO|ETRS|E*Trade Securities LLC|238671
BHGE|BAKER HUGHES A GE CO|FBSB|U.S. Bancorp Investments, Inc.|6
BHGE|BAKER HUGHES A GE CO|FFSI|Firstrade Securities Inc.|10
BHGE|BAKER HUGHES A GE CO|FILL|Tradestation Securities, Inc.|14793
BHGE|BAKER HUGHES A GE CO|FINX|FINTECH SECURITIES|3740
BHGE|BAKER HUGHES A GE CO|FMAF|NBCN Inc./ CDS|3979
BHGE|BAKER HUGHES A GE CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28457
BHGE|BAKER HUGHES A GE CO|FQLS|Quantlab Securities LP|1722641
BHGE|BAKER HUGHES A GE CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|237505
BHGE|BAKER HUGHES A GE CO|FTBR|Foliofn Investments, Inc.|17337
BHGE|BAKER HUGHES A GE CO|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
BHGE|BAKER HUGHES A GE CO|GLIS|TD Securities Inc|6206
BHGE|BAKER HUGHES A GE CO|GLPX|ACS EXECUTION SERVICES, LLC|450111
BHGE|BAKER HUGHES A GE CO|GSCO|GOLDMAN SACHS & CO. LLC|4177371
BHGE|BAKER HUGHES A GE CO|GSCS|GOLDMAN SACHS & CO. LLC|39185
BHGE|BAKER HUGHES A GE CO|GSLT|GOLDMAN SACHS & CO. LLC|31929
BHGE|BAKER HUGHES A GE CO|GTSZ|GTS SECURITIES LLC|421167
BHGE|BAKER HUGHES A GE CO|GUGS|Guggenheim Securities, LLC|56
BHGE|BAKER HUGHES A GE CO|HAPX|HAP Trading, LLC|300
BHGE|BAKER HUGHES A GE CO|HRBF|American Enterprise Investment Services Inc.|4686
BHGE|BAKER HUGHES A GE CO|HSBC|HSBC Securities, Inc.|4042
BHGE|BAKER HUGHES A GE CO|IATS|INTERACTIVE BROKERS LLC|16109
BHGE|BAKER HUGHES A GE CO|IBKR|Interactive Brokers Llc|24378
BHGE|BAKER HUGHES A GE CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|429
BHGE|BAKER HUGHES A GE CO|ICBX|INSTINET, LLC|311070
BHGE|BAKER HUGHES A GE CO|IEQY|CITADEL SECURITIES LLC|498015
BHGE|BAKER HUGHES A GE CO|INCA|INSTINET, LLC|1147971
BHGE|BAKER HUGHES A GE CO|INJX|INSTINET, LLC|15320
BHGE|BAKER HUGHES A GE CO|ITGI|ITG Inc.|203778
BHGE|BAKER HUGHES A GE CO|ITGP|ITG INC.|980400
BHGE|BAKER HUGHES A GE CO|JANY|Janney Montgomery Scott Inc.|3577
BHGE|BAKER HUGHES A GE CO|JEFF|JEFFERIES LLC|439293
BHGE|BAKER HUGHES A GE CO|JMPT|JUMP TRADING, LLC|311168
BHGE|BAKER HUGHES A GE CO|JONE|JonesTrading|60653
BHGE|BAKER HUGHES A GE CO|JPBX|J.P. MORGAN SECURITIES LLC|496651
BHGE|BAKER HUGHES A GE CO|JPMX|J.P. Morgan Securities LLC|1188182
BHGE|BAKER HUGHES A GE CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
BHGE|BAKER HUGHES A GE CO|JSJX|JANE STREET CAPITAL LLC|110541
BHGE|BAKER HUGHES A GE CO|KCGM|VIRTU Americas LLC|171481
BHGE|BAKER HUGHES A GE CO|LEHM|Barclays Capital Inc./Le|3770944
BHGE|BAKER HUGHES A GE CO|LIME|Lime Brokerage LLC|104692
BHGE|BAKER HUGHES A GE CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|150600
BHGE|BAKER HUGHES A GE CO|LOOP|Loop Capital Markets LLC|12863
BHGE|BAKER HUGHES A GE CO|LQNA|LIQUIDNET, INC.|282000
BHGE|BAKER HUGHES A GE CO|LSCI|Lek Securities Corporation|272
BHGE|BAKER HUGHES A GE CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|789
BHGE|BAKER HUGHES A GE CO|MACC|Mid Atlantic Capital Corporation|216
BHGE|BAKER HUGHES A GE CO|MACQ|Macquarie Capital (USA) Inc.|1924
BHGE|BAKER HUGHES A GE CO|MAXM|Maxim Group LLC|56842
BHGE|BAKER HUGHES A GE CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|491920
BHGE|BAKER HUGHES A GE CO|MNDX|TJM Investments, LLC|2389
BHGE|BAKER HUGHES A GE CO|MOTF|MOTIF INVESTING, INC.|4
BHGE|BAKER HUGHES A GE CO|MPSG|E D & F Man Capital Markets Inc.|724
BHGE|BAKER HUGHES A GE CO|MSCO|MORGAN STANLEY & CO. LLC|5474534
BHGE|BAKER HUGHES A GE CO|MSPL|MORGAN STANLEY & CO. LLC|1015500
BHGE|BAKER HUGHES A GE CO|MSTX|MORGAN STANLEY & CO. LLC|1422700
BHGE|BAKER HUGHES A GE CO|NEUB|NEUBERGER BERMAN BD LLC|1500
BHGE|BAKER HUGHES A GE CO|NFSC|National Financial Services LLC|688491
BHGE|BAKER HUGHES A GE CO|NITE|VIRTU Americas LLC|1189190
BHGE|BAKER HUGHES A GE CO|NITP|VIRTU Americas LLC|5383
BHGE|BAKER HUGHES A GE CO|NQRB|Brut, LLC|91896
BHGE|BAKER HUGHES A GE CO|NTBF|BMO Nesbitt Burns Inc./CDS|613
BHGE|BAKER HUGHES A GE CO|NTRC|Northern Trust Securities, Inc.|19036
BHGE|BAKER HUGHES A GE CO|OHOS|TWO SIGMA SECURITIES, LLC|215579
BHGE|BAKER HUGHES A GE CO|OPCO|Oppenheimer & Co. Inc.|6604
BHGE|BAKER HUGHES A GE CO|PCPT|PHILLIP CAPITAL INC.|580
BHGE|BAKER HUGHES A GE CO|PDQM|CODA MARKETS, INC.|265980
BHGE|BAKER HUGHES A GE CO|PHLY|NASDAQ Execution Services, LLC|26400
BHGE|BAKER HUGHES A GE CO|PICT|Pictet Overseas Inc.|1250
BHGE|BAKER HUGHES A GE CO|PNSR|Penserra Securities, LLC|3500
BHGE|BAKER HUGHES A GE CO|PWJC|UBS Financial Services, Inc.|27707
BHGE|BAKER HUGHES A GE CO|QMSR|QUATTRO M SECURITIES INC.|99455
BHGE|BAKER HUGHES A GE CO|RBCM|RBC CAPITAL MARKETS, LLC|31034
BHGE|BAKER HUGHES A GE CO|RHCO|Suntrust Robinson Humphrey, Inc.|25371
BHGE|BAKER HUGHES A GE CO|SAGL|SAGETRADER, LLC|175182
BHGE|BAKER HUGHES A GE CO|SAGW|SAGETRADER, LLC|1800
BHGE|BAKER HUGHES A GE CO|SBRX|MURIEL SIEBERT & CO INC|100
BHGE|BAKER HUGHES A GE CO|SBSH|Citigroup Global Markets Inc.|1027726
BHGE|BAKER HUGHES A GE CO|SCMC|Scotia Capital Markets (USA) Inc.|152000
BHGE|BAKER HUGHES A GE CO|SEIC|SEI Investments Distribution Co.|1951
BHGE|BAKER HUGHES A GE CO|SGMT|GOLDMAN SACHS & CO. LLC|386151
BHGE|BAKER HUGHES A GE CO|SIBO|Prime Executions, Inc.|285289
BHGE|BAKER HUGHES A GE CO|SJLS|TRADE INFORMATICS LLC|35100
BHGE|BAKER HUGHES A GE CO|SPDR|SPEEDROUTE LLC|48757
BHGE|BAKER HUGHES A GE CO|SPHN|Stephens Inc.|700
BHGE|BAKER HUGHES A GE CO|STFL|Stifel, Nicolaus & Company, Incorporated|11729
BHGE|BAKER HUGHES A GE CO|STKP|STOCKPILE INVESTMENTS, INC.|28
BHGE|BAKER HUGHES A GE CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13575
BHGE|BAKER HUGHES A GE CO|SWIM|TD Ameritrade, Inc.|117576
BHGE|BAKER HUGHES A GE CO|SWST|Hilltop Securities Inc.|4358
BHGE|BAKER HUGHES A GE CO|TAGC|TELSEY ADVISORY GROUP LLC|90
BHGE|BAKER HUGHES A GE CO|TKNG|ALLY INVEST SECURITIES LLC|728
BHGE|BAKER HUGHES A GE CO|TOUR|TOURMALINE PARTNERS, LLC|30700
BHGE|BAKER HUGHES A GE CO|TRBT|Tradebot Systems, Inc.|825603
BHGE|BAKER HUGHES A GE CO|TRCM|TRC MARKETS LLC|299299
BHGE|BAKER HUGHES A GE CO|TWTT|TASTYWORKS, INC.|100
BHGE|BAKER HUGHES A GE CO|UBSA|UBS SECURITIES LLC|2538006
BHGE|BAKER HUGHES A GE CO|UBSS|UBS Securities LLC|4204772
BHGE|BAKER HUGHES A GE CO|USCA|USCA Securities LLC|2000
BHGE|BAKER HUGHES A GE CO|VALX|VIRTU AMERICAS LLC|37081
BHGE|BAKER HUGHES A GE CO|VERT|The Vertical Trading Group, LLC|1
BHGE|BAKER HUGHES A GE CO|VGRD|Vanguard Marketing Corporation|23337
BHGE|BAKER HUGHES A GE CO|WBPX|SUMMIT SECURITIES GROUP, LLC|18746
BHGE|BAKER HUGHES A GE CO|WCHV|WELLS FARGO SECURITIES, LLC|208956
BHGE|BAKER HUGHES A GE CO|WDNX|WEEDEN & CO.L.P.|516
BHGE|BAKER HUGHES A GE CO|WEDB|WEDBUSH SECURITIES INC.|5334
BHGE|BAKER HUGHES A GE CO|WEED|Weeden & Co.L.P.|1665
BHGE|BAKER HUGHES A GE CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58796
BHGE|BAKER HUGHES A GE CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|133375
BHGE|BAKER HUGHES A GE CO|WGIF|CIBC World Markets Inc.|572
BHGE|BAKER HUGHES A GE CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2678
BHGE|BAKER HUGHES A GE CO|WSEA|WOLVERINE SECURITIES, LLC|2996
BHGE|BAKER HUGHES A GE CO|XIST|INSTINET, LLC|1130100
BHGE|BAKER HUGHES A GE CO|XPQR|Jump Trading|6913
BHGE|BAKER HUGHES A GE CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|244292
BHGE|BAKER HUGHES A GE CO|YKNA|COMHAR CAPITAL MARKETS, LLC|22423
BHGE|BAKER HUGHES A GE CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16738
BHK|BLACKROCK CORE BD TR|APCC|Apex Clearing Corporation|2774
BHK|BLACKROCK CORE BD TR|BANK|Primevest Financial Services, Inc.|1
BHK|BLACKROCK CORE BD TR|BARD|Robert W. Baird & Co. Incorporated|726
BHK|BLACKROCK CORE BD TR|BATM|CBOE TRADING, INC.|908
BHK|BLACKROCK CORE BD TR|CANT|Cantor Fitzgerald & Co.|352
BHK|BLACKROCK CORE BD TR|CHAS|Charles Schwab & Co., Inc.|8
BHK|BLACKROCK CORE BD TR|CIST|Capital Institutional Services, Inc.|110699
BHK|BLACKROCK CORE BD TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4680
BHK|BLACKROCK CORE BD TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
BHK|BLACKROCK CORE BD TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12103
BHK|BLACKROCK CORE BD TR|CTDL|Citadel Derivatives Group Llc|110
BHK|BLACKROCK CORE BD TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1206
BHK|BLACKROCK CORE BD TR|DADA|D.A. Davidson & Co.|400
BHK|BLACKROCK CORE BD TR|DBAX|Deutsche Bank Securities Inc.|5200
BHK|BLACKROCK CORE BD TR|DEAN|MORGAN STANLEY|61474
BHK|BLACKROCK CORE BD TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15868
BHK|BLACKROCK CORE BD TR|EBXL|EBX LLC|7600
BHK|BLACKROCK CORE BD TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
BHK|BLACKROCK CORE BD TR|EDJO|Edward D. Jones & Co., L.P.|554
BHK|BLACKROCK CORE BD TR|EGAM|CBOE TRADING, INC.|800
BHK|BLACKROCK CORE BD TR|EGXM|CBOE TRADING, INC.|113
BHK|BLACKROCK CORE BD TR|ETBE|Electronic Transaction Clearing, Inc.|100
BHK|BLACKROCK CORE BD TR|ETRS|E*Trade Securities LLC|7976
BHK|BLACKROCK CORE BD TR|FINX|FINTECH SECURITIES|7400
BHK|BLACKROCK CORE BD TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5137
BHK|BLACKROCK CORE BD TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10049
BHK|BLACKROCK CORE BD TR|FTBR|Foliofn Investments, Inc.|3023
BHK|BLACKROCK CORE BD TR|GLPX|ACS EXECUTION SERVICES, LLC|1201
BHK|BLACKROCK CORE BD TR|GSCO|GOLDMAN SACHS & CO. LLC|18738
BHK|BLACKROCK CORE BD TR|GSLT|GOLDMAN SACHS & CO. LLC|1208
BHK|BLACKROCK CORE BD TR|GTSZ|GTS SECURITIES LLC|158
BHK|BLACKROCK CORE BD TR|HRBF|American Enterprise Investment Services Inc.|163207
BHK|BLACKROCK CORE BD TR|IATS|INTERACTIVE BROKERS LLC|4563
BHK|BLACKROCK CORE BD TR|IBKR|Interactive Brokers Llc|7294
BHK|BLACKROCK CORE BD TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9042
BHK|BLACKROCK CORE BD TR|ICBX|INSTINET, LLC|100
BHK|BLACKROCK CORE BD TR|INCA|INSTINET, LLC|238
BHK|BLACKROCK CORE BD TR|ITGI|ITG Inc.|3402
BHK|BLACKROCK CORE BD TR|ITGP|ITG INC.|6000
BHK|BLACKROCK CORE BD TR|JANY|Janney Montgomery Scott Inc.|1907
BHK|BLACKROCK CORE BD TR|JEFF|JEFFERIES LLC|9046
BHK|BLACKROCK CORE BD TR|JMPT|JUMP TRADING, LLC|390
BHK|BLACKROCK CORE BD TR|JPMX|J.P. Morgan Securities LLC|3000
BHK|BLACKROCK CORE BD TR|JSJX|JANE STREET CAPITAL LLC|699
BHK|BLACKROCK CORE BD TR|KCGM|VIRTU Americas LLC|2290
BHK|BLACKROCK CORE BD TR|LEHM|Barclays Capital Inc./Le|6000
BHK|BLACKROCK CORE BD TR|LIME|Lime Brokerage LLC|707
BHK|BLACKROCK CORE BD TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
BHK|BLACKROCK CORE BD TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16800
BHK|BLACKROCK CORE BD TR|MSCO|MORGAN STANLEY & CO. LLC|192582
BHK|BLACKROCK CORE BD TR|MSPL|MORGAN STANLEY & CO. LLC|8600
BHK|BLACKROCK CORE BD TR|NFSC|National Financial Services LLC|107944
BHK|BLACKROCK CORE BD TR|NITE|VIRTU Americas LLC|310872
BHK|BLACKROCK CORE BD TR|NTRC|Northern Trust Securities, Inc.|566
BHK|BLACKROCK CORE BD TR|OPCO|Oppenheimer & Co. Inc.|117
BHK|BLACKROCK CORE BD TR|OTAA|OTA LLC|500
BHK|BLACKROCK CORE BD TR|PDQM|CODA MARKETS, INC.|2201
BHK|BLACKROCK CORE BD TR|PWJC|UBS Financial Services, Inc.|16311
BHK|BLACKROCK CORE BD TR|RBCM|RBC CAPITAL MARKETS, LLC|4447
BHK|BLACKROCK CORE BD TR|SALI|INTL FCSTONE FINANCIAL INC.|889
BHK|BLACKROCK CORE BD TR|SBSH|Citigroup Global Markets Inc.|37315
BHK|BLACKROCK CORE BD TR|SGMT|GOLDMAN SACHS & CO. LLC|2204
BHK|BLACKROCK CORE BD TR|SPDR|SPEEDROUTE LLC|600
BHK|BLACKROCK CORE BD TR|STFL|Stifel, Nicolaus & Company, Incorporated|46588
BHK|BLACKROCK CORE BD TR|SWIM|TD Ameritrade, Inc.|711
BHK|BLACKROCK CORE BD TR|SWST|Hilltop Securities Inc.|12644
BHK|BLACKROCK CORE BD TR|TRBT|Tradebot Systems, Inc.|1816
BHK|BLACKROCK CORE BD TR|TRCM|TRC MARKETS LLC|100
BHK|BLACKROCK CORE BD TR|UBSA|UBS SECURITIES LLC|44679
BHK|BLACKROCK CORE BD TR|UBSS|UBS Securities LLC|350476
BHK|BLACKROCK CORE BD TR|VALX|VIRTU AMERICAS LLC|7239
BHK|BLACKROCK CORE BD TR|VGRD|Vanguard Marketing Corporation|14704
BHK|BLACKROCK CORE BD TR|WCHV|WELLS FARGO SECURITIES, LLC|55229
BHK|BLACKROCK CORE BD TR|WEDB|WEDBUSH SECURITIES INC.|5234
BHK|BLACKROCK CORE BD TR|WEED|Weeden & Co.L.P.|1237
BHK|BLACKROCK CORE BD TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|595
BHK|BLACKROCK CORE BD TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13724
BHK|BLACKROCK CORE BD TR|WSEA|WOLVERINE SECURITIES, LLC|2418
BHK|BLACKROCK CORE BD TR|YKNA|COMHAR CAPITAL MARKETS, LLC|600
BHK|BLACKROCK CORE BD TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17987
BHLB|BERKSHIRE HILL BNCP|APCC|Apex Clearing Corporation|5399
BHLB|BERKSHIRE HILL BNCP|BALE|M&T SECURITIES, INC.|432
BHLB|BERKSHIRE HILL BNCP|BATM|CBOE TRADING, INC.|2264
BHLB|BERKSHIRE HILL BNCP|BAYC|BAY CREST PARTNERS, LLC|369
BHLB|BERKSHIRE HILL BNCP|BBNT|BB&T SECURITIES, LLC|27
BHLB|BERKSHIRE HILL BNCP|BERN|Sanford C. Bernstein & Co., LLC|14389
BHLB|BERKSHIRE HILL BNCP|BIDS|BIDS TRADING L.P.|26000
BHLB|BERKSHIRE HILL BNCP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7413
BHLB|BERKSHIRE HILL BNCP|BLKX|INSTINET, LLC|15800
BHLB|BERKSHIRE HILL BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|18355
BHLB|BERKSHIRE HILL BNCP|BYXM|CBOE TRADING, INC.|166
BHLB|BERKSHIRE HILL BNCP|BZYD|GOLDMAN SACHS & CO. LLC|1410
BHLB|BERKSHIRE HILL BNCP|CHAS|Charles Schwab & Co., Inc.|910
BHLB|BERKSHIRE HILL BNCP|CIST|Capital Institutional Services, Inc.|1256
BHLB|BERKSHIRE HILL BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|162164
BHLB|BERKSHIRE HILL BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
BHLB|BERKSHIRE HILL BNCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2750
BHLB|BERKSHIRE HILL BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|252345
BHLB|BERKSHIRE HILL BNCP|CTDL|Citadel Derivatives Group Llc|4387
BHLB|BERKSHIRE HILL BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|33196
BHLB|BERKSHIRE HILL BNCP|DBAB|Deutsche Bank Securities Inc.|112516
BHLB|BERKSHIRE HILL BNCP|DBAX|Deutsche Bank Securities Inc.|305800
BHLB|BERKSHIRE HILL BNCP|DBUL|Deutsche Bank Securities Inc.|100
BHLB|BERKSHIRE HILL BNCP|DCHF|Dart Executions, LLC|700
BHLB|BERKSHIRE HILL BNCP|DEAN|MORGAN STANLEY|16661
BHLB|BERKSHIRE HILL BNCP|DEGS|RONIN PROFESSIONAL LLC|448
BHLB|BERKSHIRE HILL BNCP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3334
BHLB|BERKSHIRE HILL BNCP|EBXL|EBX LLC|136800
BHLB|BERKSHIRE HILL BNCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7680
BHLB|BERKSHIRE HILL BNCP|EDJO|Edward D. Jones & Co., L.P.|90
BHLB|BERKSHIRE HILL BNCP|EGAM|CBOE TRADING, INC.|11950
BHLB|BERKSHIRE HILL BNCP|EGAW|CBOE TRADING, INC.|1499
BHLB|BERKSHIRE HILL BNCP|EGXM|CBOE TRADING, INC.|709
BHLB|BERKSHIRE HILL BNCP|EGXW|CBOE TRADING, INC.|107
BHLB|BERKSHIRE HILL BNCP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
BHLB|BERKSHIRE HILL BNCP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|630
BHLB|BERKSHIRE HILL BNCP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7272
BHLB|BERKSHIRE HILL BNCP|ETRS|E*Trade Securities LLC|6454
BHLB|BERKSHIRE HILL BNCP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1710
BHLB|BERKSHIRE HILL BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44996
BHLB|BERKSHIRE HILL BNCP|FTBR|Foliofn Investments, Inc.|51
BHLB|BERKSHIRE HILL BNCP|GLIS|TD Securities Inc|400
BHLB|BERKSHIRE HILL BNCP|GLPX|ACS EXECUTION SERVICES, LLC|27062
BHLB|BERKSHIRE HILL BNCP|GSCO|GOLDMAN SACHS & CO. LLC|1374155
BHLB|BERKSHIRE HILL BNCP|GSCS|GOLDMAN SACHS & CO. LLC|2600
BHLB|BERKSHIRE HILL BNCP|GSLT|GOLDMAN SACHS & CO. LLC|1634
BHLB|BERKSHIRE HILL BNCP|GTSZ|GTS SECURITIES LLC|81806
BHLB|BERKSHIRE HILL BNCP|GUGS|Guggenheim Securities, LLC|22600
BHLB|BERKSHIRE HILL BNCP|HAPX|HAP Trading, LLC|91
BHLB|BERKSHIRE HILL BNCP|HRBF|American Enterprise Investment Services Inc.|5017
BHLB|BERKSHIRE HILL BNCP|HSBC|HSBC Securities, Inc.|1700
BHLB|BERKSHIRE HILL BNCP|IATS|INTERACTIVE BROKERS LLC|3740
BHLB|BERKSHIRE HILL BNCP|IBKR|Interactive Brokers Llc|23228
BHLB|BERKSHIRE HILL BNCP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|182
BHLB|BERKSHIRE HILL BNCP|ICBX|INSTINET, LLC|69923
BHLB|BERKSHIRE HILL BNCP|IEQY|CITADEL SECURITIES LLC|17064
BHLB|BERKSHIRE HILL BNCP|INCA|INSTINET, LLC|81922
BHLB|BERKSHIRE HILL BNCP|INJX|INSTINET, LLC|4580
BHLB|BERKSHIRE HILL BNCP|ITGI|ITG Inc.|49646
BHLB|BERKSHIRE HILL BNCP|ITGP|ITG INC.|101400
BHLB|BERKSHIRE HILL BNCP|JEFF|JEFFERIES LLC|113263
BHLB|BERKSHIRE HILL BNCP|JMPT|JUMP TRADING, LLC|3712
BHLB|BERKSHIRE HILL BNCP|JPBX|J.P. MORGAN SECURITIES LLC|74320
BHLB|BERKSHIRE HILL BNCP|JPMX|J.P. Morgan Securities LLC|542426
BHLB|BERKSHIRE HILL BNCP|JSJX|JANE STREET CAPITAL LLC|10943
BHLB|BERKSHIRE HILL BNCP|KCGM|VIRTU Americas LLC|40432
BHLB|BERKSHIRE HILL BNCP|LEHM|Barclays Capital Inc./Le|344804
BHLB|BERKSHIRE HILL BNCP|LIME|Lime Brokerage LLC|26212
BHLB|BERKSHIRE HILL BNCP|LOOP|Loop Capital Markets LLC|689
BHLB|BERKSHIRE HILL BNCP|LQNA|LIQUIDNET, INC.|13400
BHLB|BERKSHIRE HILL BNCP|LSCI|Lek Securities Corporation|13712
BHLB|BERKSHIRE HILL BNCP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
BHLB|BERKSHIRE HILL BNCP|MACC|Mid Atlantic Capital Corporation|3000
BHLB|BERKSHIRE HILL BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|405157
BHLB|BERKSHIRE HILL BNCP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4031
BHLB|BERKSHIRE HILL BNCP|MSCO|MORGAN STANLEY & CO. LLC|347242
BHLB|BERKSHIRE HILL BNCP|MSPL|MORGAN STANLEY & CO. LLC|299800
BHLB|BERKSHIRE HILL BNCP|MSTX|MORGAN STANLEY & CO. LLC|87200
BHLB|BERKSHIRE HILL BNCP|NFSC|National Financial Services LLC|33351
BHLB|BERKSHIRE HILL BNCP|NITE|VIRTU Americas LLC|157966
BHLB|BERKSHIRE HILL BNCP|NITP|VIRTU Americas LLC|3700
BHLB|BERKSHIRE HILL BNCP|NQRB|Brut, LLC|839
BHLB|BERKSHIRE HILL BNCP|NTRC|Northern Trust Securities, Inc.|1613
BHLB|BERKSHIRE HILL BNCP|PDQM|CODA MARKETS, INC.|64173
BHLB|BERKSHIRE HILL BNCP|PIPR|Piper Jaffray & Co.|47062
BHLB|BERKSHIRE HILL BNCP|QMSR|QUATTRO M SECURITIES INC.|28539
BHLB|BERKSHIRE HILL BNCP|RBCM|RBC CAPITAL MARKETS, LLC|3036
BHLB|BERKSHIRE HILL BNCP|SAGL|SAGETRADER, LLC|2140
BHLB|BERKSHIRE HILL BNCP|SAGW|SAGETRADER, LLC|228
BHLB|BERKSHIRE HILL BNCP|SBSH|Citigroup Global Markets Inc.|36089
BHLB|BERKSHIRE HILL BNCP|SCMC|Scotia Capital Markets (USA) Inc.|1580
BHLB|BERKSHIRE HILL BNCP|SDLR|Sandler, O'Neill & Partners, L.P.|833
BHLB|BERKSHIRE HILL BNCP|SGMT|GOLDMAN SACHS & CO. LLC|161041
BHLB|BERKSHIRE HILL BNCP|SPDR|SPEEDROUTE LLC|16020
BHLB|BERKSHIRE HILL BNCP|SPHN|Stephens Inc.|30654
BHLB|BERKSHIRE HILL BNCP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
BHLB|BERKSHIRE HILL BNCP|STFL|Stifel, Nicolaus & Company, Incorporated|273
BHLB|BERKSHIRE HILL BNCP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
BHLB|BERKSHIRE HILL BNCP|SWIM|TD Ameritrade, Inc.|9400
BHLB|BERKSHIRE HILL BNCP|SWST|Hilltop Securities Inc.|100
BHLB|BERKSHIRE HILL BNCP|TAGC|TELSEY ADVISORY GROUP LLC|5500
BHLB|BERKSHIRE HILL BNCP|TKNG|ALLY INVEST SECURITIES LLC|224
BHLB|BERKSHIRE HILL BNCP|TRBT|Tradebot Systems, Inc.|5319
BHLB|BERKSHIRE HILL BNCP|TRCM|TRC MARKETS LLC|19270
BHLB|BERKSHIRE HILL BNCP|TWTT|TASTYWORKS, INC.|5
BHLB|BERKSHIRE HILL BNCP|UBSA|UBS SECURITIES LLC|810258
BHLB|BERKSHIRE HILL BNCP|UBSS|UBS Securities LLC|553809
BHLB|BERKSHIRE HILL BNCP|VALX|VIRTU AMERICAS LLC|36561
BHLB|BERKSHIRE HILL BNCP|VGRD|Vanguard Marketing Corporation|795
BHLB|BERKSHIRE HILL BNCP|WBPX|SUMMIT SECURITIES GROUP, LLC|1664
BHLB|BERKSHIRE HILL BNCP|WCHV|WELLS FARGO SECURITIES, LLC|47347
BHLB|BERKSHIRE HILL BNCP|WDNX|WEEDEN & CO.L.P.|4616
BHLB|BERKSHIRE HILL BNCP|WEDB|WEDBUSH SECURITIES INC.|2191
BHLB|BERKSHIRE HILL BNCP|WEED|Weeden & Co.L.P.|28100
BHLB|BERKSHIRE HILL BNCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|328
BHLB|BERKSHIRE HILL BNCP|WSEA|WOLVERINE SECURITIES, LLC|299
BHLB|BERKSHIRE HILL BNCP|XIST|INSTINET, LLC|50646
BHLB|BERKSHIRE HILL BNCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17630
BHLB|BERKSHIRE HILL BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|986
BHP|BHP BILLITON LIMITED|ADAM|CANACCORD GENUITY INC.|25000
BHP|BHP BILLITON LIMITED|ALTX|Alternet Securities Inc.|21011
BHP|BHP BILLITON LIMITED|ANOS|ABEL/NOSER, L.L.C.|1549
BHP|BHP BILLITON LIMITED|APCC|Apex Clearing Corporation|1995
BHP|BHP BILLITON LIMITED|BANK|Primevest Financial Services, Inc.|260
BHP|BHP BILLITON LIMITED|BARD|Robert W. Baird & Co. Incorporated|7821
BHP|BHP BILLITON LIMITED|BATM|CBOE TRADING, INC.|7207
BHP|BHP BILLITON LIMITED|BAYT|BTIG, LLC|3551
BHP|BHP BILLITON LIMITED|BBNT|BB&T SECURITIES, LLC|899
BHP|BHP BILLITON LIMITED|BERN|Sanford C. Bernstein & Co., LLC|66299
BHP|BHP BILLITON LIMITED|BGCE|BGC Financial Inc.|68000
BHP|BHP BILLITON LIMITED|BIAD|SAGETRADER, LLC|971
BHP|BHP BILLITON LIMITED|BIDS|BIDS TRADING L.P.|15100
BHP|BHP BILLITON LIMITED|BIMI|Banca IMI Securities Corp.|858
BHP|BHP BILLITON LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42691
BHP|BHP BILLITON LIMITED|BTIG|BTIG, LLC|26
BHP|BHP BILLITON LIMITED|BYXM|CBOE TRADING, INC.|2967
BHP|BHP BILLITON LIMITED|BZYD|GOLDMAN SACHS & CO. LLC|1000
BHP|BHP BILLITON LIMITED|CANT|Cantor Fitzgerald & Co.|23327
BHP|BHP BILLITON LIMITED|CHAS|Charles Schwab & Co., Inc.|1736
BHP|BHP BILLITON LIMITED|CHDN|CHARDAN CAPITAL MARKETS LLC|79489
BHP|BHP BILLITON LIMITED|CICF|Canaccord Genuity Corp.|1400
BHP|BHP BILLITON LIMITED|CIST|Capital Institutional Services, Inc.|712
BHP|BHP BILLITON LIMITED|CLSA|CLSA AMERICAS, LLC|1300
BHP|BHP BILLITON LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29566
BHP|BHP BILLITON LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
BHP|BHP BILLITON LIMITED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|116902
BHP|BHP BILLITON LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|565656
BHP|BHP BILLITON LIMITED|CTDL|Citadel Derivatives Group Llc|2187
BHP|BHP BILLITON LIMITED|CTLR|CUTLER GROUP, LP|100
BHP|BHP BILLITON LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|138734
BHP|BHP BILLITON LIMITED|DADA|D.A. Davidson & Co.|965
BHP|BHP BILLITON LIMITED|DAVA|Davenport & Company LLC|126
BHP|BHP BILLITON LIMITED|DBAB|Deutsche Bank Securities Inc.|205359
BHP|BHP BILLITON LIMITED|DBAX|Deutsche Bank Securities Inc.|226800
BHP|BHP BILLITON LIMITED|DBUL|Deutsche Bank Securities Inc.|2256
BHP|BHP BILLITON LIMITED|DCHF|Dart Executions, LLC|1610
BHP|BHP BILLITON LIMITED|DEAN|MORGAN STANLEY|14334
BHP|BHP BILLITON LIMITED|DEGS|RONIN PROFESSIONAL LLC|200
BHP|BHP BILLITON LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14588
BHP|BHP BILLITON LIMITED|EBXL|EBX LLC|302600
BHP|BHP BILLITON LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|15118
BHP|BHP BILLITON LIMITED|EDJC|Edward Jones / CDS|859
BHP|BHP BILLITON LIMITED|EDJO|Edward D. Jones & Co., L.P.|10998
BHP|BHP BILLITON LIMITED|EGAM|CBOE TRADING, INC.|39770
BHP|BHP BILLITON LIMITED|EGAW|CBOE TRADING, INC.|2284
BHP|BHP BILLITON LIMITED|EGMT|EG MARKET TECHNOLOGIES LLC|200
BHP|BHP BILLITON LIMITED|EGXM|CBOE TRADING, INC.|5798
BHP|BHP BILLITON LIMITED|EGXW|CBOE TRADING, INC.|190
BHP|BHP BILLITON LIMITED|ESPO|ESPOSITO SECURITIES, LLC|222
BHP|BHP BILLITON LIMITED|ETBE|Electronic Transaction Clearing, Inc.|28958
BHP|BHP BILLITON LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1135
BHP|BHP BILLITON LIMITED|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
BHP|BHP BILLITON LIMITED|ETRS|E*Trade Securities LLC|51307
BHP|BHP BILLITON LIMITED|FIDT|Fidelity Clearing Canada ULC./ CDS|758
BHP|BHP BILLITON LIMITED|FILL|Tradestation Securities, Inc.|1783
BHP|BHP BILLITON LIMITED|FINX|FINTECH SECURITIES|322
BHP|BHP BILLITON LIMITED|FMAF|NBCN Inc./ CDS|19317
BHP|BHP BILLITON LIMITED|FQLS|Quantlab Securities LP|322865
BHP|BHP BILLITON LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65432
BHP|BHP BILLITON LIMITED|FTBR|Foliofn Investments, Inc.|4715
BHP|BHP BILLITON LIMITED|GARC|ICAP Corporates LLC|344455
BHP|BHP BILLITON LIMITED|GBMT|GBM International, Inc.|7600
BHP|BHP BILLITON LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|20990
BHP|BHP BILLITON LIMITED|GLIS|TD Securities Inc|1505
BHP|BHP BILLITON LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|9956
BHP|BHP BILLITON LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|1114280
BHP|BHP BILLITON LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|213717
BHP|BHP BILLITON LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|78138
BHP|BHP BILLITON LIMITED|GTSZ|GTS SECURITIES LLC|92132
BHP|BHP BILLITON LIMITED|HAPX|HAP Trading, LLC|1397
BHP|BHP BILLITON LIMITED|HASF|Haywood Securities Inc./CDS|100
BHP|BHP BILLITON LIMITED|HRBF|American Enterprise Investment Services Inc.|8365
BHP|BHP BILLITON LIMITED|HSBC|HSBC Securities, Inc.|89353
BHP|BHP BILLITON LIMITED|IATS|INTERACTIVE BROKERS LLC|25753
BHP|BHP BILLITON LIMITED|IBKR|Interactive Brokers Llc|107501
BHP|BHP BILLITON LIMITED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3392
BHP|BHP BILLITON LIMITED|ICBX|INSTINET, LLC|201345
BHP|BHP BILLITON LIMITED|INCA|INSTINET, LLC|829998
BHP|BHP BILLITON LIMITED|INJX|INSTINET, LLC|1400
BHP|BHP BILLITON LIMITED|INTL|INTL FCSTONE FINANCIAL INC.|379301
BHP|BHP BILLITON LIMITED|ITGI|ITG Inc.|88276
BHP|BHP BILLITON LIMITED|ITGP|ITG INC.|187800
BHP|BHP BILLITON LIMITED|JANY|Janney Montgomery Scott Inc.|3575
BHP|BHP BILLITON LIMITED|JEFF|JEFFERIES LLC|112293
BHP|BHP BILLITON LIMITED|JMPT|JUMP TRADING, LLC|229050
BHP|BHP BILLITON LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|63489
BHP|BHP BILLITON LIMITED|JPMX|J.P. Morgan Securities LLC|677873
BHP|BHP BILLITON LIMITED|JSJX|JANE STREET CAPITAL LLC|35940
BHP|BHP BILLITON LIMITED|KCGM|VIRTU Americas LLC|77162
BHP|BHP BILLITON LIMITED|LEHM|Barclays Capital Inc./Le|2262465
BHP|BHP BILLITON LIMITED|LGNT|COR CLEARING LLC|182
BHP|BHP BILLITON LIMITED|LIME|Lime Brokerage LLC|415648
BHP|BHP BILLITON LIMITED|LSCI|Lek Securities Corporation|1239
BHP|BHP BILLITON LIMITED|MACC|Mid Atlantic Capital Corporation|280
BHP|BHP BILLITON LIMITED|MACQ|Macquarie Capital (USA) Inc.|12287
BHP|BHP BILLITON LIMITED|MAXM|Maxim Group LLC|2400
BHP|BHP BILLITON LIMITED|MBTS|ALLY INVEST SECURITIES LLC|3465
BHP|BHP BILLITON LIMITED|MCMF|Raymond James Ltd. Cds|680
BHP|BHP BILLITON LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|214559
BHP|BHP BILLITON LIMITED|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
BHP|BHP BILLITON LIMITED|MNDX|TJM Investments, LLC|604
BHP|BHP BILLITON LIMITED|MOTF|MOTIF INVESTING, INC.|20
BHP|BHP BILLITON LIMITED|MPSG|E D & F Man Capital Markets Inc.|899
BHP|BHP BILLITON LIMITED|MSCO|MORGAN STANLEY & CO. LLC|1379654
BHP|BHP BILLITON LIMITED|MSPL|MORGAN STANLEY & CO. LLC|579600
BHP|BHP BILLITON LIMITED|MSTX|MORGAN STANLEY & CO. LLC|72400
BHP|BHP BILLITON LIMITED|MULL|MARK J. MULLER EQUITIES, INC.|8300
BHP|BHP BILLITON LIMITED|MZHO|Mizuho Securities USA LLC|5000
BHP|BHP BILLITON LIMITED|NATL|National Securities Corporation|2700
BHP|BHP BILLITON LIMITED|NFSC|National Financial Services LLC|209065
BHP|BHP BILLITON LIMITED|NITE|VIRTU Americas LLC|999095
BHP|BHP BILLITON LIMITED|NITP|VIRTU Americas LLC|500
BHP|BHP BILLITON LIMITED|NQRB|Brut, LLC|28846
BHP|BHP BILLITON LIMITED|NTBF|BMO Nesbitt Burns Inc./CDS|3997
BHP|BHP BILLITON LIMITED|NTRC|Northern Trust Securities, Inc.|127
BHP|BHP BILLITON LIMITED|OHOS|TWO SIGMA SECURITIES, LLC|56047
BHP|BHP BILLITON LIMITED|OLDM|OLD MISSION CAPITAL, LLC|86183
BHP|BHP BILLITON LIMITED|OPCO|Oppenheimer & Co. Inc.|5855
BHP|BHP BILLITON LIMITED|OTAA|OTA LLC|6800
BHP|BHP BILLITON LIMITED|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|591750
BHP|BHP BILLITON LIMITED|PCFF|Pacific International Securities Inc./CDS|300
BHP|BHP BILLITON LIMITED|PDQM|CODA MARKETS, INC.|23432
BHP|BHP BILLITON LIMITED|PHLY|NASDAQ Execution Services, LLC|6400
BHP|BHP BILLITON LIMITED|PWJC|UBS Financial Services, Inc.|16211
BHP|BHP BILLITON LIMITED|QMSR|QUATTRO M SECURITIES INC.|30933
BHP|BHP BILLITON LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|7368
BHP|BHP BILLITON LIMITED|SAGL|SAGETRADER, LLC|24756
BHP|BHP BILLITON LIMITED|SALI|INTL FCSTONE FINANCIAL INC.|36
BHP|BHP BILLITON LIMITED|SBSH|Citigroup Global Markets Inc.|2731863
BHP|BHP BILLITON LIMITED|SEIC|SEI Investments Distribution Co.|2809
BHP|BHP BILLITON LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|296593
BHP|BHP BILLITON LIMITED|SPDR|SPEEDROUTE LLC|5140
BHP|BHP BILLITON LIMITED|SPHN|Stephens Inc.|2600
BHP|BHP BILLITON LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|7244
BHP|BHP BILLITON LIMITED|STKP|STOCKPILE INVESTMENTS, INC.|22
BHP|BHP BILLITON LIMITED|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2651
BHP|BHP BILLITON LIMITED|SWIM|TD Ameritrade, Inc.|130955
BHP|BHP BILLITON LIMITED|SWST|Hilltop Securities Inc.|1270
BHP|BHP BILLITON LIMITED|TKNG|ALLY INVEST SECURITIES LLC|1368
BHP|BHP BILLITON LIMITED|TRBT|Tradebot Systems, Inc.|449546
BHP|BHP BILLITON LIMITED|TRCM|TRC MARKETS LLC|813819
BHP|BHP BILLITON LIMITED|TWTT|TASTYWORKS, INC.|100
BHP|BHP BILLITON LIMITED|UBSA|UBS SECURITIES LLC|1099742
BHP|BHP BILLITON LIMITED|UBSS|UBS Securities LLC|1193669
BHP|BHP BILLITON LIMITED|VALX|VIRTU AMERICAS LLC|24587
BHP|BHP BILLITON LIMITED|VGRD|Vanguard Marketing Corporation|15101
BHP|BHP BILLITON LIMITED|VSIN|Vision Financial Markets Llc|26
BHP|BHP BILLITON LIMITED|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
BHP|BHP BILLITON LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|102410
BHP|BHP BILLITON LIMITED|WEDB|WEDBUSH SECURITIES INC.|1900
BHP|BHP BILLITON LIMITED|WEED|Weeden & Co.L.P.|3005
BHP|BHP BILLITON LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18815
BHP|BHP BILLITON LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|96046
BHP|BHP BILLITON LIMITED|WGIF|CIBC World Markets Inc.|9047
BHP|BHP BILLITON LIMITED|WSEA|WOLVERINE SECURITIES, LLC|19824
BHP|BHP BILLITON LIMITED|XIST|INSTINET, LLC|83930
BHP|BHP BILLITON LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|30760
BHP|BHP BILLITON LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|1390
BHP|BHP BILLITON LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8698
BHR|BRAEMAR HOTELS & RES|ALTX|Alternet Securities Inc.|6520
BHR|BRAEMAR HOTELS & RES|APCC|Apex Clearing Corporation|121
BHR|BRAEMAR HOTELS & RES|BARD|Robert W. Baird & Co. Incorporated|60782
BHR|BRAEMAR HOTELS & RES|BATM|CBOE TRADING, INC.|1200
BHR|BRAEMAR HOTELS & RES|BBNT|BB&T SECURITIES, LLC|48
BHR|BRAEMAR HOTELS & RES|BERN|Sanford C. Bernstein & Co., LLC|10059
BHR|BRAEMAR HOTELS & RES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
BHR|BRAEMAR HOTELS & RES|BLKX|INSTINET, LLC|19762
BHR|BRAEMAR HOTELS & RES|BNPX|BNP PARIBAS SECURITIES CORP.|7923
BHR|BRAEMAR HOTELS & RES|BYXM|CBOE TRADING, INC.|700
BHR|BRAEMAR HOTELS & RES|CHAS|Charles Schwab & Co., Inc.|801
BHR|BRAEMAR HOTELS & RES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23338
BHR|BRAEMAR HOTELS & RES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37876
BHR|BRAEMAR HOTELS & RES|CTDL|Citadel Derivatives Group Llc|3636
BHR|BRAEMAR HOTELS & RES|CXCX|CITIGROUP GLOBAL MARKETS INC.|5096
BHR|BRAEMAR HOTELS & RES|DAVA|Davenport & Company LLC|276
BHR|BRAEMAR HOTELS & RES|DBAB|Deutsche Bank Securities Inc.|39546
BHR|BRAEMAR HOTELS & RES|DBAX|Deutsche Bank Securities Inc.|40000
BHR|BRAEMAR HOTELS & RES|DEAN|MORGAN STANLEY|3800
BHR|BRAEMAR HOTELS & RES|DEGS|RONIN PROFESSIONAL LLC|1067
BHR|BRAEMAR HOTELS & RES|EBXL|EBX LLC|18000
BHR|BRAEMAR HOTELS & RES|ECUT|CONVERGEX EXECUTION SOLUTIONS|275
BHR|BRAEMAR HOTELS & RES|EGAM|CBOE TRADING, INC.|5131
BHR|BRAEMAR HOTELS & RES|EGMT|EG MARKET TECHNOLOGIES LLC|500
BHR|BRAEMAR HOTELS & RES|EGXM|CBOE TRADING, INC.|8510
BHR|BRAEMAR HOTELS & RES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BHR|BRAEMAR HOTELS & RES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1673
BHR|BRAEMAR HOTELS & RES|ETRS|E*Trade Securities LLC|12403
BHR|BRAEMAR HOTELS & RES|FILL|Tradestation Securities, Inc.|5649
BHR|BRAEMAR HOTELS & RES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|114
BHR|BRAEMAR HOTELS & RES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46801
BHR|BRAEMAR HOTELS & RES|FTBR|Foliofn Investments, Inc.|2771
BHR|BRAEMAR HOTELS & RES|GLPX|ACS EXECUTION SERVICES, LLC|1245
BHR|BRAEMAR HOTELS & RES|GSCO|GOLDMAN SACHS & CO. LLC|411055
BHR|BRAEMAR HOTELS & RES|GSLT|GOLDMAN SACHS & CO. LLC|1744
BHR|BRAEMAR HOTELS & RES|GTSZ|GTS SECURITIES LLC|19003
BHR|BRAEMAR HOTELS & RES|HRBF|American Enterprise Investment Services Inc.|1700
BHR|BRAEMAR HOTELS & RES|HSBC|HSBC Securities, Inc.|2107
BHR|BRAEMAR HOTELS & RES|IATS|INTERACTIVE BROKERS LLC|4906
BHR|BRAEMAR HOTELS & RES|IBKR|Interactive Brokers Llc|13485
BHR|BRAEMAR HOTELS & RES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|148
BHR|BRAEMAR HOTELS & RES|ICBX|INSTINET, LLC|1706
BHR|BRAEMAR HOTELS & RES|IEQY|CITADEL SECURITIES LLC|8396
BHR|BRAEMAR HOTELS & RES|INCA|INSTINET, LLC|24382
BHR|BRAEMAR HOTELS & RES|ITGI|ITG Inc.|26780
BHR|BRAEMAR HOTELS & RES|ITGP|ITG INC.|48800
BHR|BRAEMAR HOTELS & RES|JANY|Janney Montgomery Scott Inc.|14756
BHR|BRAEMAR HOTELS & RES|JEFF|JEFFERIES LLC|7899
BHR|BRAEMAR HOTELS & RES|JMPT|JUMP TRADING, LLC|4112
BHR|BRAEMAR HOTELS & RES|JPBX|J.P. MORGAN SECURITIES LLC|2138
BHR|BRAEMAR HOTELS & RES|JPMX|J.P. Morgan Securities LLC|55894
BHR|BRAEMAR HOTELS & RES|JSJX|JANE STREET CAPITAL LLC|1593
BHR|BRAEMAR HOTELS & RES|KCGM|VIRTU Americas LLC|11504
BHR|BRAEMAR HOTELS & RES|LEHM|Barclays Capital Inc./Le|94243
BHR|BRAEMAR HOTELS & RES|LIME|Lime Brokerage LLC|18741
BHR|BRAEMAR HOTELS & RES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45710
BHR|BRAEMAR HOTELS & RES|MOTF|MOTIF INVESTING, INC.|4
BHR|BRAEMAR HOTELS & RES|MSCO|MORGAN STANLEY & CO. LLC|168079
BHR|BRAEMAR HOTELS & RES|MSPL|MORGAN STANLEY & CO. LLC|41400
BHR|BRAEMAR HOTELS & RES|MSTX|MORGAN STANLEY & CO. LLC|40000
BHR|BRAEMAR HOTELS & RES|NFSC|National Financial Services LLC|88529
BHR|BRAEMAR HOTELS & RES|NITE|VIRTU Americas LLC|110341
BHR|BRAEMAR HOTELS & RES|NQRB|Brut, LLC|4467
BHR|BRAEMAR HOTELS & RES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1900
BHR|BRAEMAR HOTELS & RES|PDQM|CODA MARKETS, INC.|1115
BHR|BRAEMAR HOTELS & RES|PWJC|UBS Financial Services, Inc.|3804
BHR|BRAEMAR HOTELS & RES|RBCM|RBC CAPITAL MARKETS, LLC|1000
BHR|BRAEMAR HOTELS & RES|SBSH|Citigroup Global Markets Inc.|23571
BHR|BRAEMAR HOTELS & RES|SGMT|GOLDMAN SACHS & CO. LLC|46735
BHR|BRAEMAR HOTELS & RES|SPDR|SPEEDROUTE LLC|100
BHR|BRAEMAR HOTELS & RES|SWIM|TD Ameritrade, Inc.|8837
BHR|BRAEMAR HOTELS & RES|TKNG|ALLY INVEST SECURITIES LLC|585
BHR|BRAEMAR HOTELS & RES|TRBT|Tradebot Systems, Inc.|44485
BHR|BRAEMAR HOTELS & RES|TRCM|TRC MARKETS LLC|878
BHR|BRAEMAR HOTELS & RES|UBSA|UBS SECURITIES LLC|183173
BHR|BRAEMAR HOTELS & RES|UBSS|UBS Securities LLC|156976
BHR|BRAEMAR HOTELS & RES|VALX|VIRTU AMERICAS LLC|1923
BHR|BRAEMAR HOTELS & RES|VGRD|Vanguard Marketing Corporation|3238
BHR|BRAEMAR HOTELS & RES|WCHV|WELLS FARGO SECURITIES, LLC|11978
BHR|BRAEMAR HOTELS & RES|WEDB|WEDBUSH SECURITIES INC.|2200
BHR|BRAEMAR HOTELS & RES|WEED|Weeden & Co.L.P.|7800
BHR|BRAEMAR HOTELS & RES|WSEA|WOLVERINE SECURITIES, LLC|615
BHR|BRAEMAR HOTELS & RES|XIST|INSTINET, LLC|1400
BHR|BRAEMAR HOTELS & RES|XSTM|NATIONAL FINANCIAL SERVICES LLC|21000
BHR|BRAEMAR HOTELS & RES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4600
BHR$B|BRAEMAR HOTELS 5.5 B|BATM|CBOE TRADING, INC.|100
BHR$B|BRAEMAR HOTELS 5.5 B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8927
BHR$B|BRAEMAR HOTELS 5.5 B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|819
BHR$B|BRAEMAR HOTELS 5.5 B|DADA|D.A. Davidson & Co.|600
BHR$B|BRAEMAR HOTELS 5.5 B|DBAX|Deutsche Bank Securities Inc.|600
BHR$B|BRAEMAR HOTELS 5.5 B|EBXL|EBX LLC|2200
BHR$B|BRAEMAR HOTELS 5.5 B|ETRS|E*Trade Securities LLC|9671
BHR$B|BRAEMAR HOTELS 5.5 B|FBRC|B. RILEY FBR, INC.|500
BHR$B|BRAEMAR HOTELS 5.5 B|GTSZ|GTS SECURITIES LLC|200
BHR$B|BRAEMAR HOTELS 5.5 B|HRBF|American Enterprise Investment Services Inc.|2400
BHR$B|BRAEMAR HOTELS 5.5 B|IATS|INTERACTIVE BROKERS LLC|44
BHR$B|BRAEMAR HOTELS 5.5 B|ICBX|INSTINET, LLC|1544
BHR$B|BRAEMAR HOTELS 5.5 B|INCA|INSTINET, LLC|1400
BHR$B|BRAEMAR HOTELS 5.5 B|ITGP|ITG INC.|1200
BHR$B|BRAEMAR HOTELS 5.5 B|JANY|Janney Montgomery Scott Inc.|2550
BHR$B|BRAEMAR HOTELS 5.5 B|KCGM|VIRTU Americas LLC|2391
BHR$B|BRAEMAR HOTELS 5.5 B|LEHM|Barclays Capital Inc./Le|200
BHR$B|BRAEMAR HOTELS 5.5 B|LIME|Lime Brokerage LLC|200
BHR$B|BRAEMAR HOTELS 5.5 B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
BHR$B|BRAEMAR HOTELS 5.5 B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
BHR$B|BRAEMAR HOTELS 5.5 B|MSCO|MORGAN STANLEY & CO. LLC|653
BHR$B|BRAEMAR HOTELS 5.5 B|NFSC|National Financial Services LLC|2973
BHR$B|BRAEMAR HOTELS 5.5 B|NITE|VIRTU Americas LLC|18309
BHR$B|BRAEMAR HOTELS 5.5 B|UBSA|UBS SECURITIES LLC|7229
BHR$B|BRAEMAR HOTELS 5.5 B|UBSS|UBS Securities LLC|1830
BHR$B|BRAEMAR HOTELS 5.5 B|VGRD|Vanguard Marketing Corporation|1230
BHR$B|BRAEMAR HOTELS 5.5 B|WCHV|WELLS FARGO SECURITIES, LLC|100
BHR$B|BRAEMAR HOTELS 5.5 B|WSEA|WOLVERINE SECURITIES, LLC|600
BHR$B|BRAEMAR HOTELS 5.5 B|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
BHR$B|BRAEMAR HOTELS 5.5 B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
BHTG|BIOHITECH GLOBAL, CS|APCC|Apex Clearing Corporation|5880
BHTG|BIOHITECH GLOBAL, CS|BATM|CBOE TRADING, INC.|400
BHTG|BIOHITECH GLOBAL, CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|548
BHTG|BIOHITECH GLOBAL, CS|BYXM|CBOE TRADING, INC.|260
BHTG|BIOHITECH GLOBAL, CS|CANT|Cantor Fitzgerald & Co.|1251
BHTG|BIOHITECH GLOBAL, CS|CHAS|Charles Schwab & Co., Inc.|1100
BHTG|BIOHITECH GLOBAL, CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
BHTG|BIOHITECH GLOBAL, CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
BHTG|BIOHITECH GLOBAL, CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|160
BHTG|BIOHITECH GLOBAL, CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4920
BHTG|BIOHITECH GLOBAL, CS|CTDL|Citadel Derivatives Group Llc|4364
BHTG|BIOHITECH GLOBAL, CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BHTG|BIOHITECH GLOBAL, CS|DBAX|Deutsche Bank Securities Inc.|3000
BHTG|BIOHITECH GLOBAL, CS|DEGS|RONIN PROFESSIONAL LLC|4206
BHTG|BIOHITECH GLOBAL, CS|EBXL|EBX LLC|1800
BHTG|BIOHITECH GLOBAL, CS|EDJO|Edward D. Jones & Co., L.P.|2000
BHTG|BIOHITECH GLOBAL, CS|EGXM|CBOE TRADING, INC.|10
BHTG|BIOHITECH GLOBAL, CS|ETRS|E*Trade Securities LLC|69469
BHTG|BIOHITECH GLOBAL, CS|FBCO|Credit Suisse Securities (USA) LLC|5534
BHTG|BIOHITECH GLOBAL, CS|FILL|Tradestation Securities, Inc.|1005
BHTG|BIOHITECH GLOBAL, CS|FOMA|TD AMERITRADE CLEARING, INC.|49953
BHTG|BIOHITECH GLOBAL, CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8230
BHTG|BIOHITECH GLOBAL, CS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
BHTG|BIOHITECH GLOBAL, CS|GLPX|ACS EXECUTION SERVICES, LLC|1000
BHTG|BIOHITECH GLOBAL, CS|GSCO|GOLDMAN SACHS & CO. LLC|30710
BHTG|BIOHITECH GLOBAL, CS|GSCS|GOLDMAN SACHS & CO. LLC|146
BHTG|BIOHITECH GLOBAL, CS|GTSZ|GTS SECURITIES LLC|10033
BHTG|BIOHITECH GLOBAL, CS|HRBF|American Enterprise Investment Services Inc.|1200
BHTG|BIOHITECH GLOBAL, CS|IATS|INTERACTIVE BROKERS LLC|2550
BHTG|BIOHITECH GLOBAL, CS|IBKR|Interactive Brokers Llc|62056
BHTG|BIOHITECH GLOBAL, CS|ICBX|INSTINET, LLC|903
BHTG|BIOHITECH GLOBAL, CS|INCA|INSTINET, LLC|13156
BHTG|BIOHITECH GLOBAL, CS|ITGI|ITG Inc.|500
BHTG|BIOHITECH GLOBAL, CS|ITGP|ITG INC.|1400
BHTG|BIOHITECH GLOBAL, CS|JPMX|J.P. Morgan Securities LLC|1000
BHTG|BIOHITECH GLOBAL, CS|KCGM|VIRTU Americas LLC|1162
BHTG|BIOHITECH GLOBAL, CS|LEHM|Barclays Capital Inc./Le|8754
BHTG|BIOHITECH GLOBAL, CS|LIME|Lime Brokerage LLC|20232
BHTG|BIOHITECH GLOBAL, CS|LMGP|LIME BROKERAGE LLC|1600
BHTG|BIOHITECH GLOBAL, CS|MICA|Spartan Securities Group, Ltd.|2510
BHTG|BIOHITECH GLOBAL, CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6354
BHTG|BIOHITECH GLOBAL, CS|MSCO|MORGAN STANLEY & CO. LLC|74747
BHTG|BIOHITECH GLOBAL, CS|MSPL|MORGAN STANLEY & CO. LLC|1900
BHTG|BIOHITECH GLOBAL, CS|NFSC|National Financial Services LLC|44144
BHTG|BIOHITECH GLOBAL, CS|NITE|VIRTU Americas LLC|74427
BHTG|BIOHITECH GLOBAL, CS|NQRB|Brut, LLC|200
BHTG|BIOHITECH GLOBAL, CS|NTFN|Network 1 Financial Securities Inc.|250
BHTG|BIOHITECH GLOBAL, CS|PDQM|CODA MARKETS, INC.|3000
BHTG|BIOHITECH GLOBAL, CS|SBSH|Citigroup Global Markets Inc.|2500
BHTG|BIOHITECH GLOBAL, CS|SGMT|GOLDMAN SACHS & CO. LLC|1018
BHTG|BIOHITECH GLOBAL, CS|SPDR|SPEEDROUTE LLC|6200
BHTG|BIOHITECH GLOBAL, CS|STFL|Stifel, Nicolaus & Company, Incorporated|3500
BHTG|BIOHITECH GLOBAL, CS|SWIM|TD Ameritrade, Inc.|3945
BHTG|BIOHITECH GLOBAL, CS|TKNG|ALLY INVEST SECURITIES LLC|110
BHTG|BIOHITECH GLOBAL, CS|TRCM|TRC MARKETS LLC|78
BHTG|BIOHITECH GLOBAL, CS|UBSA|UBS SECURITIES LLC|20302
BHTG|BIOHITECH GLOBAL, CS|UBSS|UBS Securities LLC|98438
BHTG|BIOHITECH GLOBAL, CS|VGRD|Vanguard Marketing Corporation|915
BHTG|BIOHITECH GLOBAL, CS|WCHV|WELLS FARGO SECURITIES, LLC|2657
BHTG|BIOHITECH GLOBAL, CS|WSEA|WOLVERINE SECURITIES, LLC|30
BHTG|BIOHITECH GLOBAL, CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
BHTG|BIOHITECH GLOBAL, CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
BHV|BLACKROCK VA MUNI BD|APCC|Apex Clearing Corporation|18
BHV|BLACKROCK VA MUNI BD|BNPX|BNP PARIBAS SECURITIES CORP.|1910
BHV|BLACKROCK VA MUNI BD|BYXM|CBOE TRADING, INC.|200
BHV|BLACKROCK VA MUNI BD|DAVA|Davenport & Company LLC|1276
BHV|BLACKROCK VA MUNI BD|DEAN|MORGAN STANLEY|400
BHV|BLACKROCK VA MUNI BD|EDJO|Edward D. Jones & Co., L.P.|954
BHV|BLACKROCK VA MUNI BD|ETRS|E*Trade Securities LLC|29
BHV|BLACKROCK VA MUNI BD|FTBR|Foliofn Investments, Inc.|34
BHV|BLACKROCK VA MUNI BD|GLPX|ACS EXECUTION SERVICES, LLC|700
BHV|BLACKROCK VA MUNI BD|GSCO|GOLDMAN SACHS & CO. LLC|1910
BHV|BLACKROCK VA MUNI BD|HRBF|American Enterprise Investment Services Inc.|1350
BHV|BLACKROCK VA MUNI BD|IATS|INTERACTIVE BROKERS LLC|122
BHV|BLACKROCK VA MUNI BD|IBKR|Interactive Brokers Llc|3073
BHV|BLACKROCK VA MUNI BD|MOTF|MOTIF INVESTING, INC.|1
BHV|BLACKROCK VA MUNI BD|MSCO|MORGAN STANLEY & CO. LLC|15
BHV|BLACKROCK VA MUNI BD|NFSC|National Financial Services LLC|4375
BHV|BLACKROCK VA MUNI BD|NITE|VIRTU Americas LLC|11100
BHV|BLACKROCK VA MUNI BD|NQRB|Brut, LLC|200
BHV|BLACKROCK VA MUNI BD|OPCO|Oppenheimer & Co. Inc.|367
BHV|BLACKROCK VA MUNI BD|PDQM|CODA MARKETS, INC.|900
BHV|BLACKROCK VA MUNI BD|RBCM|RBC CAPITAL MARKETS, LLC|1568
BHV|BLACKROCK VA MUNI BD|STFL|Stifel, Nicolaus & Company, Incorporated|500
BHV|BLACKROCK VA MUNI BD|TKNG|ALLY INVEST SECURITIES LLC|63
BHV|BLACKROCK VA MUNI BD|UBSA|UBS SECURITIES LLC|879
BHV|BLACKROCK VA MUNI BD|UBSS|UBS Securities LLC|73
BHV|BLACKROCK VA MUNI BD|WCHV|WELLS FARGO SECURITIES, LLC|1023
BHV|BLACKROCK VA MUNI BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
BHVN|BIOHAVEN PHARMACEUTI|ALTX|Alternet Securities Inc.|5081
BHVN|BIOHAVEN PHARMACEUTI|APCC|Apex Clearing Corporation|3922
BHVN|BIOHAVEN PHARMACEUTI|BATM|CBOE TRADING, INC.|8532
BHVN|BIOHAVEN PHARMACEUTI|BERN|Sanford C. Bernstein & Co., LLC|10417
BHVN|BIOHAVEN PHARMACEUTI|BIDS|BIDS TRADING L.P.|110100
BHVN|BIOHAVEN PHARMACEUTI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1335
BHVN|BIOHAVEN PHARMACEUTI|BLKX|INSTINET, LLC|72800
BHVN|BIOHAVEN PHARMACEUTI|BNPX|BNP PARIBAS SECURITIES CORP.|76849
BHVN|BIOHAVEN PHARMACEUTI|BTIG|BTIG, LLC|152399
BHVN|BIOHAVEN PHARMACEUTI|BYXM|CBOE TRADING, INC.|800
BHVN|BIOHAVEN PHARMACEUTI|CBLC|CITIGROUP GLOBAL MARKETS INC.|20400
BHVN|BIOHAVEN PHARMACEUTI|CHAS|Charles Schwab & Co., Inc.|500
BHVN|BIOHAVEN PHARMACEUTI|CICF|Canaccord Genuity Corp.|8201
BHVN|BIOHAVEN PHARMACEUTI|CIST|Capital Institutional Services, Inc.|55
BHVN|BIOHAVEN PHARMACEUTI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145616
BHVN|BIOHAVEN PHARMACEUTI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4525
BHVN|BIOHAVEN PHARMACEUTI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4692
BHVN|BIOHAVEN PHARMACEUTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|146143
BHVN|BIOHAVEN PHARMACEUTI|CTDL|Citadel Derivatives Group Llc|5648
BHVN|BIOHAVEN PHARMACEUTI|CXCX|CITIGROUP GLOBAL MARKETS INC.|19208
BHVN|BIOHAVEN PHARMACEUTI|DBAB|Deutsche Bank Securities Inc.|53063
BHVN|BIOHAVEN PHARMACEUTI|DBAX|Deutsche Bank Securities Inc.|118600
BHVN|BIOHAVEN PHARMACEUTI|DEAN|MORGAN STANLEY|21673
BHVN|BIOHAVEN PHARMACEUTI|DEGS|RONIN PROFESSIONAL LLC|14651
BHVN|BIOHAVEN PHARMACEUTI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1068
BHVN|BIOHAVEN PHARMACEUTI|EBXL|EBX LLC|98900
BHVN|BIOHAVEN PHARMACEUTI|ECUT|CONVERGEX EXECUTION SOLUTIONS|4637
BHVN|BIOHAVEN PHARMACEUTI|EDJO|Edward D. Jones & Co., L.P.|100
BHVN|BIOHAVEN PHARMACEUTI|EGAM|CBOE TRADING, INC.|10659
BHVN|BIOHAVEN PHARMACEUTI|EGAW|CBOE TRADING, INC.|90
BHVN|BIOHAVEN PHARMACEUTI|EGMT|EG MARKET TECHNOLOGIES LLC|800
BHVN|BIOHAVEN PHARMACEUTI|EGXM|CBOE TRADING, INC.|2758
BHVN|BIOHAVEN PHARMACEUTI|ETBE|Electronic Transaction Clearing, Inc.|13285
BHVN|BIOHAVEN PHARMACEUTI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50699
BHVN|BIOHAVEN PHARMACEUTI|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BHVN|BIOHAVEN PHARMACEUTI|ETRS|E*Trade Securities LLC|8979
BHVN|BIOHAVEN PHARMACEUTI|FILL|Tradestation Securities, Inc.|250
BHVN|BIOHAVEN PHARMACEUTI|FMAF|NBCN Inc./ CDS|13809
BHVN|BIOHAVEN PHARMACEUTI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6648
BHVN|BIOHAVEN PHARMACEUTI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61953
BHVN|BIOHAVEN PHARMACEUTI|FTBR|Foliofn Investments, Inc.|208
BHVN|BIOHAVEN PHARMACEUTI|GEBB|GLOBAL EXECUTION BROKERS, LP|3509
BHVN|BIOHAVEN PHARMACEUTI|GLIS|TD Securities Inc|232
BHVN|BIOHAVEN PHARMACEUTI|GLPX|ACS EXECUTION SERVICES, LLC|26081
BHVN|BIOHAVEN PHARMACEUTI|GSCO|GOLDMAN SACHS & CO. LLC|426423
BHVN|BIOHAVEN PHARMACEUTI|GSCS|GOLDMAN SACHS & CO. LLC|93569
BHVN|BIOHAVEN PHARMACEUTI|GSLT|GOLDMAN SACHS & CO. LLC|2191
BHVN|BIOHAVEN PHARMACEUTI|GTSZ|GTS SECURITIES LLC|43280
BHVN|BIOHAVEN PHARMACEUTI|HASF|Haywood Securities Inc./CDS|400
BHVN|BIOHAVEN PHARMACEUTI|HRBF|American Enterprise Investment Services Inc.|50
BHVN|BIOHAVEN PHARMACEUTI|HSBC|HSBC Securities, Inc.|100
BHVN|BIOHAVEN PHARMACEUTI|IATS|INTERACTIVE BROKERS LLC|1780
BHVN|BIOHAVEN PHARMACEUTI|IBKR|Interactive Brokers Llc|5632
BHVN|BIOHAVEN PHARMACEUTI|ICBX|INSTINET, LLC|25836
BHVN|BIOHAVEN PHARMACEUTI|IEQY|CITADEL SECURITIES LLC|46717
BHVN|BIOHAVEN PHARMACEUTI|INCA|INSTINET, LLC|100561
BHVN|BIOHAVEN PHARMACEUTI|INJX|INSTINET, LLC|43157
BHVN|BIOHAVEN PHARMACEUTI|ITGI|ITG Inc.|42315
BHVN|BIOHAVEN PHARMACEUTI|ITGP|ITG INC.|42400
BHVN|BIOHAVEN PHARMACEUTI|JEFF|JEFFERIES LLC|51695
BHVN|BIOHAVEN PHARMACEUTI|JMPT|JUMP TRADING, LLC|33547
BHVN|BIOHAVEN PHARMACEUTI|JONE|JonesTrading|2075
BHVN|BIOHAVEN PHARMACEUTI|JPBX|J.P. MORGAN SECURITIES LLC|26861
BHVN|BIOHAVEN PHARMACEUTI|JPMX|J.P. Morgan Securities LLC|385104
BHVN|BIOHAVEN PHARMACEUTI|JSJX|JANE STREET CAPITAL LLC|5622
BHVN|BIOHAVEN PHARMACEUTI|KCGM|VIRTU Americas LLC|16708
BHVN|BIOHAVEN PHARMACEUTI|LEER|LEERINK PARTNERS LLC|1274
BHVN|BIOHAVEN PHARMACEUTI|LEHM|Barclays Capital Inc./Le|208676
BHVN|BIOHAVEN PHARMACEUTI|LIME|Lime Brokerage LLC|15495
BHVN|BIOHAVEN PHARMACEUTI|LOOP|Loop Capital Markets LLC|10000
BHVN|BIOHAVEN PHARMACEUTI|LQNA|LIQUIDNET, INC.|15500
BHVN|BIOHAVEN PHARMACEUTI|LSCI|Lek Securities Corporation|12
BHVN|BIOHAVEN PHARMACEUTI|MAXM|Maxim Group LLC|78401
BHVN|BIOHAVEN PHARMACEUTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46240
BHVN|BIOHAVEN PHARMACEUTI|MOTF|MOTIF INVESTING, INC.|8
BHVN|BIOHAVEN PHARMACEUTI|MSCO|MORGAN STANLEY & CO. LLC|1547317
BHVN|BIOHAVEN PHARMACEUTI|MSPL|MORGAN STANLEY & CO. LLC|151500
BHVN|BIOHAVEN PHARMACEUTI|MSTX|MORGAN STANLEY & CO. LLC|89400
BHVN|BIOHAVEN PHARMACEUTI|NFSC|National Financial Services LLC|65118
BHVN|BIOHAVEN PHARMACEUTI|NITE|VIRTU Americas LLC|193775
BHVN|BIOHAVEN PHARMACEUTI|NQRB|Brut, LLC|12569
BHVN|BIOHAVEN PHARMACEUTI|NTBF|BMO Nesbitt Burns Inc./CDS|252
BHVN|BIOHAVEN PHARMACEUTI|OPCO|Oppenheimer & Co. Inc.|389
BHVN|BIOHAVEN PHARMACEUTI|PCFF|Pacific International Securities Inc./CDS|3821
BHVN|BIOHAVEN PHARMACEUTI|PDQM|CODA MARKETS, INC.|55062
BHVN|BIOHAVEN PHARMACEUTI|PHLY|NASDAQ Execution Services, LLC|200
BHVN|BIOHAVEN PHARMACEUTI|RBCM|RBC CAPITAL MARKETS, LLC|40
BHVN|BIOHAVEN PHARMACEUTI|SAGL|SAGETRADER, LLC|25914
BHVN|BIOHAVEN PHARMACEUTI|SAGW|SAGETRADER, LLC|3
BHVN|BIOHAVEN PHARMACEUTI|SBSH|Citigroup Global Markets Inc.|31894
BHVN|BIOHAVEN PHARMACEUTI|SGMT|GOLDMAN SACHS & CO. LLC|53864
BHVN|BIOHAVEN PHARMACEUTI|SOGO|Wang Investment Associates, Inc.|2100
BHVN|BIOHAVEN PHARMACEUTI|SPDR|SPEEDROUTE LLC|8675
BHVN|BIOHAVEN PHARMACEUTI|SPTD|MINT GLOBAL MARKETS, INC.|53652
BHVN|BIOHAVEN PHARMACEUTI|STFL|Stifel, Nicolaus & Company, Incorporated|34107
BHVN|BIOHAVEN PHARMACEUTI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2000
BHVN|BIOHAVEN PHARMACEUTI|SWIM|TD Ameritrade, Inc.|4747
BHVN|BIOHAVEN PHARMACEUTI|TKNG|ALLY INVEST SECURITIES LLC|1818
BHVN|BIOHAVEN PHARMACEUTI|TRBT|Tradebot Systems, Inc.|107813
BHVN|BIOHAVEN PHARMACEUTI|TRCM|TRC MARKETS LLC|9846
BHVN|BIOHAVEN PHARMACEUTI|UBSA|UBS SECURITIES LLC|349114
BHVN|BIOHAVEN PHARMACEUTI|UBSS|UBS Securities LLC|373317
BHVN|BIOHAVEN PHARMACEUTI|VALX|VIRTU AMERICAS LLC|46927
BHVN|BIOHAVEN PHARMACEUTI|VGRD|Vanguard Marketing Corporation|3839
BHVN|BIOHAVEN PHARMACEUTI|WBLR|WILLIAM BLAIR|67830
BHVN|BIOHAVEN PHARMACEUTI|WBPX|SUMMIT SECURITIES GROUP, LLC|884
BHVN|BIOHAVEN PHARMACEUTI|WCHV|WELLS FARGO SECURITIES, LLC|19429
BHVN|BIOHAVEN PHARMACEUTI|WEDB|WEDBUSH SECURITIES INC.|3836
BHVN|BIOHAVEN PHARMACEUTI|WEED|Weeden & Co.L.P.|3100
BHVN|BIOHAVEN PHARMACEUTI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2009
BHVN|BIOHAVEN PHARMACEUTI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5800
BHVN|BIOHAVEN PHARMACEUTI|WGIF|CIBC World Markets Inc.|399
BHVN|BIOHAVEN PHARMACEUTI|WSEA|WOLVERINE SECURITIES, LLC|810
BHVN|BIOHAVEN PHARMACEUTI|XIST|INSTINET, LLC|14200
BHVN|BIOHAVEN PHARMACEUTI|XSTM|NATIONAL FINANCIAL SERVICES LLC|7300
BHVN|BIOHAVEN PHARMACEUTI|YKNA|COMHAR CAPITAL MARKETS, LLC|5118
BHVN|BIOHAVEN PHARMACEUTI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|160
BIB|PROSHRS ULTRA NQ BIO|APCC|Apex Clearing Corporation|580
BIB|PROSHRS ULTRA NQ BIO|BARD|Robert W. Baird & Co. Incorporated|74
BIB|PROSHRS ULTRA NQ BIO|BATM|CBOE TRADING, INC.|1
BIB|PROSHRS ULTRA NQ BIO|BIMI|Banca IMI Securities Corp.|690
BIB|PROSHRS ULTRA NQ BIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9549
BIB|PROSHRS ULTRA NQ BIO|BYXM|CBOE TRADING, INC.|400
BIB|PROSHRS ULTRA NQ BIO|CANT|Cantor Fitzgerald & Co.|173
BIB|PROSHRS ULTRA NQ BIO|CHAS|Charles Schwab & Co., Inc.|2960
BIB|PROSHRS ULTRA NQ BIO|CMTT|CMT TRADING LLC|1830
BIB|PROSHRS ULTRA NQ BIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15483
BIB|PROSHRS ULTRA NQ BIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BIB|PROSHRS ULTRA NQ BIO|DADA|D.A. Davidson & Co.|550
BIB|PROSHRS ULTRA NQ BIO|DBAB|Deutsche Bank Securities Inc.|14394
BIB|PROSHRS ULTRA NQ BIO|DBAX|Deutsche Bank Securities Inc.|3100
BIB|PROSHRS ULTRA NQ BIO|DEAN|MORGAN STANLEY|7906
BIB|PROSHRS ULTRA NQ BIO|DEGS|RONIN PROFESSIONAL LLC|6700
BIB|PROSHRS ULTRA NQ BIO|EBXL|EBX LLC|8300
BIB|PROSHRS ULTRA NQ BIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|4200
BIB|PROSHRS ULTRA NQ BIO|EDJO|Edward D. Jones & Co., L.P.|100
BIB|PROSHRS ULTRA NQ BIO|EGAM|CBOE TRADING, INC.|300
BIB|PROSHRS ULTRA NQ BIO|ETBE|Electronic Transaction Clearing, Inc.|1400
BIB|PROSHRS ULTRA NQ BIO|ETCB|ETC BROKERAGE SERVICES, LLC|100
BIB|PROSHRS ULTRA NQ BIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6263
BIB|PROSHRS ULTRA NQ BIO|ETRS|E*Trade Securities LLC|100565
BIB|PROSHRS ULTRA NQ BIO|FBCO|Credit Suisse Securities (USA) LLC|32013
BIB|PROSHRS ULTRA NQ BIO|FIDT|Fidelity Clearing Canada ULC./ CDS|200
BIB|PROSHRS ULTRA NQ BIO|FILL|Tradestation Securities, Inc.|12146
BIB|PROSHRS ULTRA NQ BIO|FMAF|NBCN Inc./ CDS|340
BIB|PROSHRS ULTRA NQ BIO|FOMA|TD AMERITRADE CLEARING, INC.|213572
BIB|PROSHRS ULTRA NQ BIO|FQLS|Quantlab Securities LP|43099
BIB|PROSHRS ULTRA NQ BIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|206
BIB|PROSHRS ULTRA NQ BIO|FTBR|Foliofn Investments, Inc.|1925
BIB|PROSHRS ULTRA NQ BIO|GEBB|GLOBAL EXECUTION BROKERS, LP|689
BIB|PROSHRS ULTRA NQ BIO|GLPX|ACS EXECUTION SERVICES, LLC|106
BIB|PROSHRS ULTRA NQ BIO|GSCO|GOLDMAN SACHS & CO. LLC|27700
BIB|PROSHRS ULTRA NQ BIO|GSCS|GOLDMAN SACHS & CO. LLC|1000
BIB|PROSHRS ULTRA NQ BIO|GTSZ|GTS SECURITIES LLC|18423
BIB|PROSHRS ULTRA NQ BIO|HRBF|American Enterprise Investment Services Inc.|1004
BIB|PROSHRS ULTRA NQ BIO|HSBC|HSBC Securities, Inc.|100
BIB|PROSHRS ULTRA NQ BIO|IATS|INTERACTIVE BROKERS LLC|24937
BIB|PROSHRS ULTRA NQ BIO|IBKR|Interactive Brokers Llc|176642
BIB|PROSHRS ULTRA NQ BIO|ICBX|INSTINET, LLC|14800
BIB|PROSHRS ULTRA NQ BIO|INCA|INSTINET, LLC|9519
BIB|PROSHRS ULTRA NQ BIO|ITGI|ITG Inc.|575
BIB|PROSHRS ULTRA NQ BIO|ITGP|ITG INC.|400
BIB|PROSHRS ULTRA NQ BIO|JMPT|JUMP TRADING, LLC|3825
BIB|PROSHRS ULTRA NQ BIO|JPMX|J.P. Morgan Securities LLC|3444
BIB|PROSHRS ULTRA NQ BIO|JSEB|JANE STREET EXECUTION SERVICES, LLC|6000
BIB|PROSHRS ULTRA NQ BIO|JSJX|JANE STREET CAPITAL LLC|101768
BIB|PROSHRS ULTRA NQ BIO|KCGM|VIRTU Americas LLC|4300
BIB|PROSHRS ULTRA NQ BIO|LEHM|Barclays Capital Inc./Le|54000
BIB|PROSHRS ULTRA NQ BIO|LIME|Lime Brokerage LLC|16638
BIB|PROSHRS ULTRA NQ BIO|LIWM|LIME BROKERAGE LLC|578
BIB|PROSHRS ULTRA NQ BIO|LSCI|Lek Securities Corporation|1500
BIB|PROSHRS ULTRA NQ BIO|MBTS|ALLY INVEST SECURITIES LLC|100
BIB|PROSHRS ULTRA NQ BIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12156
BIB|PROSHRS ULTRA NQ BIO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
BIB|PROSHRS ULTRA NQ BIO|MOTF|MOTIF INVESTING, INC.|4
BIB|PROSHRS ULTRA NQ BIO|MSCO|MORGAN STANLEY & CO. LLC|143739
BIB|PROSHRS ULTRA NQ BIO|MSPL|MORGAN STANLEY & CO. LLC|3300
BIB|PROSHRS ULTRA NQ BIO|NBCS|NBC Securities, INC.|1800
BIB|PROSHRS ULTRA NQ BIO|NFSC|National Financial Services LLC|317448
BIB|PROSHRS ULTRA NQ BIO|NITE|VIRTU Americas LLC|221284
BIB|PROSHRS ULTRA NQ BIO|NITP|VIRTU Americas LLC|28463
BIB|PROSHRS ULTRA NQ BIO|NQRB|Brut, LLC|609
BIB|PROSHRS ULTRA NQ BIO|OLDM|OLD MISSION CAPITAL, LLC|3451
BIB|PROSHRS ULTRA NQ BIO|OPCO|Oppenheimer & Co. Inc.|175
BIB|PROSHRS ULTRA NQ BIO|PDQM|CODA MARKETS, INC.|306
BIB|PROSHRS ULTRA NQ BIO|PHLY|NASDAQ Execution Services, LLC|2600
BIB|PROSHRS ULTRA NQ BIO|SBSH|Citigroup Global Markets Inc.|12071
BIB|PROSHRS ULTRA NQ BIO|SGMT|GOLDMAN SACHS & CO. LLC|9482
BIB|PROSHRS ULTRA NQ BIO|SPDR|SPEEDROUTE LLC|100
BIB|PROSHRS ULTRA NQ BIO|STKP|STOCKPILE INVESTMENTS, INC.|52
BIB|PROSHRS ULTRA NQ BIO|STRS|STRATEGAS RESEARCH PARTNERS|300
BIB|PROSHRS ULTRA NQ BIO|STTT|STATETRUST INVESTMENTS INC.|520
BIB|PROSHRS ULTRA NQ BIO|SWIM|TD Ameritrade, Inc.|25294
BIB|PROSHRS ULTRA NQ BIO|SWST|Hilltop Securities Inc.|1505
BIB|PROSHRS ULTRA NQ BIO|TKNG|ALLY INVEST SECURITIES LLC|543
BIB|PROSHRS ULTRA NQ BIO|TRBT|Tradebot Systems, Inc.|100
BIB|PROSHRS ULTRA NQ BIO|TRCM|TRC MARKETS LLC|149973
BIB|PROSHRS ULTRA NQ BIO|TWTT|TASTYWORKS, INC.|634
BIB|PROSHRS ULTRA NQ BIO|UBSA|UBS SECURITIES LLC|54154
BIB|PROSHRS ULTRA NQ BIO|UBSS|UBS Securities LLC|44224
BIB|PROSHRS ULTRA NQ BIO|VALX|VIRTU AMERICAS LLC|6745
BIB|PROSHRS ULTRA NQ BIO|VGRD|Vanguard Marketing Corporation|57872
BIB|PROSHRS ULTRA NQ BIO|VSIN|Vision Financial Markets Llc|70
BIB|PROSHRS ULTRA NQ BIO|WBPX|SUMMIT SECURITIES GROUP, LLC|16
BIB|PROSHRS ULTRA NQ BIO|WCHV|WELLS FARGO SECURITIES, LLC|9452
BIB|PROSHRS ULTRA NQ BIO|WEDB|WEDBUSH SECURITIES INC.|350
BIB|PROSHRS ULTRA NQ BIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1298
BIB|PROSHRS ULTRA NQ BIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5738
BIB|PROSHRS ULTRA NQ BIO|WGIF|CIBC World Markets Inc.|2400
BIB|PROSHRS ULTRA NQ BIO|WSEA|WOLVERINE SECURITIES, LLC|1983
BIB|PROSHRS ULTRA NQ BIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1518
BIBL|INSPIRE 100 ETF|APCC|Apex Clearing Corporation|3
BIBL|INSPIRE 100 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1590
BIBL|INSPIRE 100 ETF|EBXL|EBX LLC|300
BIBL|INSPIRE 100 ETF|EDJO|Edward D. Jones & Co., L.P.|500
BIBL|INSPIRE 100 ETF|ETRS|E*Trade Securities LLC|117
BIBL|INSPIRE 100 ETF|FTBR|Foliofn Investments, Inc.|7208
BIBL|INSPIRE 100 ETF|GTSZ|GTS SECURITIES LLC|100
BIBL|INSPIRE 100 ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|60098
BIBL|INSPIRE 100 ETF|JSJX|JANE STREET CAPITAL LLC|15529
BIBL|INSPIRE 100 ETF|KCGM|VIRTU Americas LLC|2211
BIBL|INSPIRE 100 ETF|LIME|Lime Brokerage LLC|466
BIBL|INSPIRE 100 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BIBL|INSPIRE 100 ETF|MSCO|MORGAN STANLEY & CO. LLC|400
BIBL|INSPIRE 100 ETF|NFSC|National Financial Services LLC|20532
BIBL|INSPIRE 100 ETF|NITE|VIRTU Americas LLC|11749
BIBL|INSPIRE 100 ETF|SGMT|GOLDMAN SACHS & CO. LLC|200
BIBL|INSPIRE 100 ETF|SWIM|TD Ameritrade, Inc.|146
BIBL|INSPIRE 100 ETF|UBSA|UBS SECURITIES LLC|6288
BIBL|INSPIRE 100 ETF|UBSS|UBS Securities LLC|3409
BIBL|INSPIRE 100 ETF|VGRD|Vanguard Marketing Corporation|135
BIBL|INSPIRE 100 ETF|WCHV|WELLS FARGO SECURITIES, LLC|3442
BIBL|INSPIRE 100 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2191
BICK|FIRST TRUST BICK IND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76
BICK|FIRST TRUST BICK IND|CANT|Cantor Fitzgerald & Co.|625
BICK|FIRST TRUST BICK IND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53
BICK|FIRST TRUST BICK IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1521
BICK|FIRST TRUST BICK IND|CTDL|Citadel Derivatives Group Llc|9360
BICK|FIRST TRUST BICK IND|DBAX|Deutsche Bank Securities Inc.|1100
BICK|FIRST TRUST BICK IND|DEAN|MORGAN STANLEY|6049
BICK|FIRST TRUST BICK IND|EBXL|EBX LLC|900
BICK|FIRST TRUST BICK IND|ETRS|E*Trade Securities LLC|2
BICK|FIRST TRUST BICK IND|FBCO|Credit Suisse Securities (USA) LLC|50
BICK|FIRST TRUST BICK IND|FOMA|TD AMERITRADE CLEARING, INC.|1560
BICK|FIRST TRUST BICK IND|FTBR|Foliofn Investments, Inc.|2310
BICK|FIRST TRUST BICK IND|GSCO|GOLDMAN SACHS & CO. LLC|153
BICK|FIRST TRUST BICK IND|GTSZ|GTS SECURITIES LLC|600
BICK|FIRST TRUST BICK IND|HRBF|American Enterprise Investment Services Inc.|729
BICK|FIRST TRUST BICK IND|IBKR|Interactive Brokers Llc|219
BICK|FIRST TRUST BICK IND|ICBX|INSTINET, LLC|400
BICK|FIRST TRUST BICK IND|ITGP|ITG INC.|200
BICK|FIRST TRUST BICK IND|JANY|Janney Montgomery Scott Inc.|26
BICK|FIRST TRUST BICK IND|JEFF|JEFFERIES LLC|1700
BICK|FIRST TRUST BICK IND|JPMX|J.P. Morgan Securities LLC|400
BICK|FIRST TRUST BICK IND|JSEB|JANE STREET EXECUTION SERVICES, LLC|23156
BICK|FIRST TRUST BICK IND|JSJX|JANE STREET CAPITAL LLC|6723
BICK|FIRST TRUST BICK IND|LEHM|Barclays Capital Inc./Le|3000
BICK|FIRST TRUST BICK IND|LIME|Lime Brokerage LLC|935
BICK|FIRST TRUST BICK IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
BICK|FIRST TRUST BICK IND|MSCO|MORGAN STANLEY & CO. LLC|59995
BICK|FIRST TRUST BICK IND|MSPL|MORGAN STANLEY & CO. LLC|100
BICK|FIRST TRUST BICK IND|NBCS|NBC Securities, INC.|1500
BICK|FIRST TRUST BICK IND|NFSC|National Financial Services LLC|9931
BICK|FIRST TRUST BICK IND|NITE|VIRTU Americas LLC|33107
BICK|FIRST TRUST BICK IND|NITP|VIRTU Americas LLC|200
BICK|FIRST TRUST BICK IND|RAJA|Raymond James & Associates, Inc.|6340
BICK|FIRST TRUST BICK IND|RBCM|RBC CAPITAL MARKETS, LLC|980
BICK|FIRST TRUST BICK IND|SALI|INTL FCSTONE FINANCIAL INC.|948
BICK|FIRST TRUST BICK IND|SBSH|Citigroup Global Markets Inc.|85
BICK|FIRST TRUST BICK IND|SGMT|GOLDMAN SACHS & CO. LLC|877
BICK|FIRST TRUST BICK IND|STFL|Stifel, Nicolaus & Company, Incorporated|100
BICK|FIRST TRUST BICK IND|UBSA|UBS SECURITIES LLC|7087
BICK|FIRST TRUST BICK IND|UBSS|UBS Securities LLC|3505
BICK|FIRST TRUST BICK IND|WCHV|WELLS FARGO SECURITIES, LLC|5550
BICK|FIRST TRUST BICK IND|WSEA|WOLVERINE SECURITIES, LLC|3
BICK|FIRST TRUST BICK IND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20551
BID|SOTHEBYS|ALTX|Alternet Securities Inc.|4206
BID|SOTHEBYS|APCC|Apex Clearing Corporation|153
BID|SOTHEBYS|BARD|Robert W. Baird & Co. Incorporated|4208
BID|SOTHEBYS|BATM|CBOE TRADING, INC.|2362
BID|SOTHEBYS|BAYC|BAY CREST PARTNERS, LLC|10
BID|SOTHEBYS|BAYT|BTIG, LLC|168000
BID|SOTHEBYS|BBNT|BB&T SECURITIES, LLC|111
BID|SOTHEBYS|BERN|Sanford C. Bernstein & Co., LLC|1625
BID|SOTHEBYS|BIDS|BIDS TRADING L.P.|5100
BID|SOTHEBYS|BIMI|Banca IMI Securities Corp.|170
BID|SOTHEBYS|BKCM|BNY Mellon Capital Markets LLC|6336
BID|SOTHEBYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3812
BID|SOTHEBYS|BNPX|BNP PARIBAS SECURITIES CORP.|24599
BID|SOTHEBYS|BRVL|BLAYLOCK VAN, LLC|100
BID|SOTHEBYS|BTIG|BTIG, LLC|77072
BID|SOTHEBYS|BYXM|CBOE TRADING, INC.|990
BID|SOTHEBYS|BZYD|GOLDMAN SACHS & CO. LLC|612
BID|SOTHEBYS|CBLC|CITIGROUP GLOBAL MARKETS INC.|30000
BID|SOTHEBYS|CHAS|Charles Schwab & Co., Inc.|139
BID|SOTHEBYS|CIST|Capital Institutional Services, Inc.|94
BID|SOTHEBYS|CJSC|CJS Securities, Inc.|5000
BID|SOTHEBYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15118
BID|SOTHEBYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19333
BID|SOTHEBYS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|104
BID|SOTHEBYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140284
BID|SOTHEBYS|CTDL|Citadel Derivatives Group Llc|960
BID|SOTHEBYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|25446
BID|SOTHEBYS|DBAB|Deutsche Bank Securities Inc.|111952
BID|SOTHEBYS|DBAX|Deutsche Bank Securities Inc.|162200
BID|SOTHEBYS|DBUL|Deutsche Bank Securities Inc.|716
BID|SOTHEBYS|DEAN|MORGAN STANLEY|3254
BID|SOTHEBYS|DEGS|RONIN PROFESSIONAL LLC|300
BID|SOTHEBYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
BID|SOTHEBYS|EBXL|EBX LLC|85900
BID|SOTHEBYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1101
BID|SOTHEBYS|EGAM|CBOE TRADING, INC.|4737
BID|SOTHEBYS|EGAW|CBOE TRADING, INC.|100
BID|SOTHEBYS|EGMT|EG MARKET TECHNOLOGIES LLC|1100
BID|SOTHEBYS|EGXM|CBOE TRADING, INC.|799
BID|SOTHEBYS|ETBE|Electronic Transaction Clearing, Inc.|4116
BID|SOTHEBYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7223
BID|SOTHEBYS|ETRS|E*Trade Securities LLC|5976
BID|SOTHEBYS|FILL|Tradestation Securities, Inc.|1488
BID|SOTHEBYS|FMAF|NBCN Inc./ CDS|1242
BID|SOTHEBYS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8898
BID|SOTHEBYS|FQLS|Quantlab Securities LP|77060
BID|SOTHEBYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53180
BID|SOTHEBYS|FTBR|Foliofn Investments, Inc.|1542
BID|SOTHEBYS|GEBB|GLOBAL EXECUTION BROKERS, LP|500
BID|SOTHEBYS|GLPX|ACS EXECUTION SERVICES, LLC|21314
BID|SOTHEBYS|GSCO|GOLDMAN SACHS & CO. LLC|186743
BID|SOTHEBYS|GSCS|GOLDMAN SACHS & CO. LLC|13424
BID|SOTHEBYS|GSLT|GOLDMAN SACHS & CO. LLC|3518
BID|SOTHEBYS|GTSZ|GTS SECURITIES LLC|28984
BID|SOTHEBYS|HRBF|American Enterprise Investment Services Inc.|10598
BID|SOTHEBYS|IATS|INTERACTIVE BROKERS LLC|7779
BID|SOTHEBYS|IBKR|Interactive Brokers Llc|11746
BID|SOTHEBYS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
BID|SOTHEBYS|ICBX|INSTINET, LLC|19000
BID|SOTHEBYS|IEQY|CITADEL SECURITIES LLC|59054
BID|SOTHEBYS|INCA|INSTINET, LLC|82096
BID|SOTHEBYS|INJX|INSTINET, LLC|1942
BID|SOTHEBYS|ITGI|ITG Inc.|61924
BID|SOTHEBYS|ITGP|ITG INC.|45800
BID|SOTHEBYS|JEFF|JEFFERIES LLC|96445
BID|SOTHEBYS|JMPT|JUMP TRADING, LLC|23925
BID|SOTHEBYS|JPBX|J.P. MORGAN SECURITIES LLC|11316
BID|SOTHEBYS|JPMX|J.P. Morgan Securities LLC|117798
BID|SOTHEBYS|JSJX|JANE STREET CAPITAL LLC|6191
BID|SOTHEBYS|KCGM|VIRTU Americas LLC|21520
BID|SOTHEBYS|LEHM|Barclays Capital Inc./Le|193540
BID|SOTHEBYS|LIME|Lime Brokerage LLC|13177
BID|SOTHEBYS|LIWE|LIME BROKERAGE LLC|2236
BID|SOTHEBYS|LOOP|Loop Capital Markets LLC|1200
BID|SOTHEBYS|LQNA|LIQUIDNET, INC.|81600
BID|SOTHEBYS|LSCI|Lek Securities Corporation|8
BID|SOTHEBYS|MACQ|Macquarie Capital (USA) Inc.|300
BID|SOTHEBYS|MAXM|Maxim Group LLC|74
BID|SOTHEBYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25500
BID|SOTHEBYS|MOTF|MOTIF INVESTING, INC.|6
BID|SOTHEBYS|MSCO|MORGAN STANLEY & CO. LLC|389962
BID|SOTHEBYS|MSPL|MORGAN STANLEY & CO. LLC|124800
BID|SOTHEBYS|MSTX|MORGAN STANLEY & CO. LLC|35200
BID|SOTHEBYS|NFSC|National Financial Services LLC|25109
BID|SOTHEBYS|NITE|VIRTU Americas LLC|109490
BID|SOTHEBYS|NITP|VIRTU Americas LLC|100
BID|SOTHEBYS|NQRB|Brut, LLC|7106
BID|SOTHEBYS|NTRC|Northern Trust Securities, Inc.|8340
BID|SOTHEBYS|OHOS|TWO SIGMA SECURITIES, LLC|40890
BID|SOTHEBYS|OPCO|Oppenheimer & Co. Inc.|85
BID|SOTHEBYS|PDQM|CODA MARKETS, INC.|85420
BID|SOTHEBYS|QMSR|QUATTRO M SECURITIES INC.|176
BID|SOTHEBYS|RBCM|RBC CAPITAL MARKETS, LLC|2740
BID|SOTHEBYS|RGLD|Regal Securities, Inc|57
BID|SOTHEBYS|SAGL|SAGETRADER, LLC|15273
BID|SOTHEBYS|SAGW|SAGETRADER, LLC|33
BID|SOTHEBYS|SBSH|Citigroup Global Markets Inc.|31936
BID|SOTHEBYS|SGMT|GOLDMAN SACHS & CO. LLC|27630
BID|SOTHEBYS|SPDR|SPEEDROUTE LLC|7500
BID|SOTHEBYS|STFL|Stifel, Nicolaus & Company, Incorporated|4792
BID|SOTHEBYS|STKP|STOCKPILE INVESTMENTS, INC.|2
BID|SOTHEBYS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2994
BID|SOTHEBYS|SWIM|TD Ameritrade, Inc.|22744
BID|SOTHEBYS|SWST|Hilltop Securities Inc.|57
BID|SOTHEBYS|TKNG|ALLY INVEST SECURITIES LLC|430
BID|SOTHEBYS|TRBT|Tradebot Systems, Inc.|69270
BID|SOTHEBYS|TRCM|TRC MARKETS LLC|37866
BID|SOTHEBYS|UBSA|UBS SECURITIES LLC|207078
BID|SOTHEBYS|UBSS|UBS Securities LLC|242535
BID|SOTHEBYS|VALX|VIRTU AMERICAS LLC|7088
BID|SOTHEBYS|VGRD|Vanguard Marketing Corporation|4657
BID|SOTHEBYS|WBPX|SUMMIT SECURITIES GROUP, LLC|1108
BID|SOTHEBYS|WCHV|WELLS FARGO SECURITIES, LLC|5339
BID|SOTHEBYS|WEDB|WEDBUSH SECURITIES INC.|1200
BID|SOTHEBYS|WEED|Weeden & Co.L.P.|1218
BID|SOTHEBYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|866
BID|SOTHEBYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1306
BID|SOTHEBYS|WGIF|CIBC World Markets Inc.|696
BID|SOTHEBYS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|156
BID|SOTHEBYS|WSEA|WOLVERINE SECURITIES, LLC|345
BID|SOTHEBYS|XIST|INSTINET, LLC|10400
BID|SOTHEBYS|XPQR|Jump Trading|956
BID|SOTHEBYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
BID|SOTHEBYS|YKNA|COMHAR CAPITAL MARKETS, LLC|2777
BID|SOTHEBYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2716
BIDU|BAIDU, INC.|ABLE|NATIXIS Securities Americas LLC|5416
BIDU|BAIDU, INC.|ADAM|CANACCORD GENUITY INC.|5000
BIDU|BAIDU, INC.|AGCP|AEGIS CAPITAL CORP.|575
BIDU|BAIDU, INC.|AGIS|Aegis Capital Corp.|2778
BIDU|BAIDU, INC.|ALTX|Alternet Securities Inc.|43823
BIDU|BAIDU, INC.|ANOS|ABEL/NOSER, L.L.C.|2438
BIDU|BAIDU, INC.|APCC|Apex Clearing Corporation|22377
BIDU|BAIDU, INC.|BALE|M&T SECURITIES, INC.|172
BIDU|BAIDU, INC.|BANK|Primevest Financial Services, Inc.|6558
BIDU|BAIDU, INC.|BARD|Robert W. Baird & Co. Incorporated|4572
BIDU|BAIDU, INC.|BATM|CBOE TRADING, INC.|54783
BIDU|BAIDU, INC.|BAYC|BAY CREST PARTNERS, LLC|10606
BIDU|BAIDU, INC.|BAYT|BTIG, LLC|109239
BIDU|BAIDU, INC.|BBNT|BB&T SECURITIES, LLC|2257
BIDU|BAIDU, INC.|BERN|Sanford C. Bernstein & Co., LLC|448230
BIDU|BAIDU, INC.|BGCE|BGC Financial Inc.|53298
BIDU|BAIDU, INC.|BIAD|SAGETRADER, LLC|861
BIDU|BAIDU, INC.|BIDS|BIDS TRADING L.P.|400
BIDU|BAIDU, INC.|BIMI|Banca IMI Securities Corp.|4089
BIDU|BAIDU, INC.|BKCM|BNY Mellon Capital Markets LLC|1607
BIDU|BAIDU, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|91341
BIDU|BAIDU, INC.|BLKX|INSTINET, LLC|252251
BIDU|BAIDU, INC.|BMAK|BMA SECURITIES|9660
BIDU|BAIDU, INC.|BMOC|BMO Capital Markets Corp.|118153
BIDU|BAIDU, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|334250
BIDU|BAIDU, INC.|BRGE|Newbridge Securities Corp.|870
BIDU|BAIDU, INC.|BSCM|BROAD STREET CAPITAL MARKETS, LLC|6809
BIDU|BAIDU, INC.|BTIG|BTIG, LLC|105097
BIDU|BAIDU, INC.|BYXM|CBOE TRADING, INC.|17650
BIDU|BAIDU, INC.|BZXL|VOLANT LIQUIDITY, LLC|203
BIDU|BAIDU, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
BIDU|BAIDU, INC.|CANT|Cantor Fitzgerald & Co.|132848
BIDU|BAIDU, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|54200
BIDU|BAIDU, INC.|CHAS|Charles Schwab & Co., Inc.|22886
BIDU|BAIDU, INC.|CHBC|PENSERRA SECURITIES, LLC|18500
BIDU|BAIDU, INC.|CICF|Canaccord Genuity Corp.|5
BIDU|BAIDU, INC.|CIST|Capital Institutional Services, Inc.|1364
BIDU|BAIDU, INC.|CLSA|CLSA AMERICAS, LLC|91722
BIDU|BAIDU, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|395668
BIDU|BAIDU, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45531
BIDU|BAIDU, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|63886
BIDU|BAIDU, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|2
BIDU|BAIDU, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1451265
BIDU|BAIDU, INC.|CTDL|Citadel Derivatives Group Llc|76096
BIDU|BAIDU, INC.|CTLR|CUTLER GROUP, LP|347
BIDU|BAIDU, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|139864
BIDU|BAIDU, INC.|DADA|D.A. Davidson & Co.|404
BIDU|BAIDU, INC.|DAWA|Daiwa Capital Markets America Inc.|9960
BIDU|BAIDU, INC.|DBAB|Deutsche Bank Securities Inc.|1479708
BIDU|BAIDU, INC.|DBAX|Deutsche Bank Securities Inc.|844400
BIDU|BAIDU, INC.|DBUL|Deutsche Bank Securities Inc.|8916
BIDU|BAIDU, INC.|DCHF|Dart Executions, LLC|61948
BIDU|BAIDU, INC.|DEAN|MORGAN STANLEY|37045
BIDU|BAIDU, INC.|DEGS|RONIN PROFESSIONAL LLC|112
BIDU|BAIDU, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|115226
BIDU|BAIDU, INC.|DJSA|Dawson James Securities, Inc|500
BIDU|BAIDU, INC.|DRWK|DRW SECURITIES, L.L.C.|128207
BIDU|BAIDU, INC.|EBXL|EBX LLC|788400
BIDU|BAIDU, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|31776
BIDU|BAIDU, INC.|EDJC|Edward Jones / CDS|210
BIDU|BAIDU, INC.|EDJO|Edward D. Jones & Co., L.P.|4772
BIDU|BAIDU, INC.|EGAM|CBOE TRADING, INC.|72794
BIDU|BAIDU, INC.|EGAW|CBOE TRADING, INC.|937
BIDU|BAIDU, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|6582
BIDU|BAIDU, INC.|EGXM|CBOE TRADING, INC.|13717
BIDU|BAIDU, INC.|EGXW|CBOE TRADING, INC.|237
BIDU|BAIDU, INC.|ELEV|ELEVATION, LLC|86552
BIDU|BAIDU, INC.|ESPO|ESPOSITO SECURITIES, LLC|177
BIDU|BAIDU, INC.|ETBE|Electronic Transaction Clearing, Inc.|330858
BIDU|BAIDU, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|296
BIDU|BAIDU, INC.|ETCC|Electronic Transaction Clearing, Inc.|837
BIDU|BAIDU, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11937
BIDU|BAIDU, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|342650
BIDU|BAIDU, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|5425
BIDU|BAIDU, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|18606
BIDU|BAIDU, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|546848
BIDU|BAIDU, INC.|ETRS|E*Trade Securities LLC|1136479
BIDU|BAIDU, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|45
BIDU|BAIDU, INC.|FBCO|Credit Suisse Securities (USA) LLC|2690952
BIDU|BAIDU, INC.|FBSB|U.S. Bancorp Investments, Inc.|119
BIDU|BAIDU, INC.|FFSI|Firstrade Securities Inc.|126
BIDU|BAIDU, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|26
BIDU|BAIDU, INC.|FILL|Tradestation Securities, Inc.|54381
BIDU|BAIDU, INC.|FINX|FINTECH SECURITIES|5
BIDU|BAIDU, INC.|FLTU|FLOW TRADERS US LLC|34950
BIDU|BAIDU, INC.|FMAF|NBCN Inc./ CDS|30322
BIDU|BAIDU, INC.|FMCO|First Manhattan Co|189
BIDU|BAIDU, INC.|FOMA|TD AMERITRADE CLEARING, INC.|2425890
BIDU|BAIDU, INC.|FQLS|Quantlab Securities LP|1341689
BIDU|BAIDU, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|214399
BIDU|BAIDU, INC.|FTBR|Foliofn Investments, Inc.|2481
BIDU|BAIDU, INC.|GARC|ICAP Corporates LLC|8800
BIDU|BAIDU, INC.|GBMT|GBM International, Inc.|1956
BIDU|BAIDU, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|147599
BIDU|BAIDU, INC.|GELP|RBC CAPITAL MARKETS, LLC|1560
BIDU|BAIDU, INC.|GLIS|TD Securities Inc|501
BIDU|BAIDU, INC.|GLPX|ACS EXECUTION SERVICES, LLC|548862
BIDU|BAIDU, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3286018
BIDU|BAIDU, INC.|GSCS|GOLDMAN SACHS & CO. LLC|220892
BIDU|BAIDU, INC.|GSLT|GOLDMAN SACHS & CO. LLC|39923
BIDU|BAIDU, INC.|GTSZ|GTS SECURITIES LLC|656270
BIDU|BAIDU, INC.|HAPX|HAP Trading, LLC|6815
BIDU|BAIDU, INC.|HASF|Haywood Securities Inc./CDS|300
BIDU|BAIDU, INC.|HRBF|American Enterprise Investment Services Inc.|19722
BIDU|BAIDU, INC.|HSBC|HSBC Securities, Inc.|403961
BIDU|BAIDU, INC.|IATS|INTERACTIVE BROKERS LLC|509236
BIDU|BAIDU, INC.|IBKR|Interactive Brokers Llc|1631272
BIDU|BAIDU, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2526
BIDU|BAIDU, INC.|ICBX|INSTINET, LLC|232584
BIDU|BAIDU, INC.|IEQY|CITADEL SECURITIES LLC|338823
BIDU|BAIDU, INC.|INCA|INSTINET, LLC|2194614
BIDU|BAIDU, INC.|INJX|INSTINET, LLC|128724
BIDU|BAIDU, INC.|INTL|INTL FCSTONE FINANCIAL INC.|421
BIDU|BAIDU, INC.|ITGI|ITG Inc.|145498
BIDU|BAIDU, INC.|ITGP|ITG INC.|421600
BIDU|BAIDU, INC.|JANY|Janney Montgomery Scott Inc.|2695
BIDU|BAIDU, INC.|JEFF|JEFFERIES LLC|325055
BIDU|BAIDU, INC.|JMPT|JUMP TRADING, LLC|554171
BIDU|BAIDU, INC.|JONE|JonesTrading|4811
BIDU|BAIDU, INC.|JPBX|J.P. MORGAN SECURITIES LLC|293404
BIDU|BAIDU, INC.|JPMX|J.P. Morgan Securities LLC|1255987
BIDU|BAIDU, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|1725
BIDU|BAIDU, INC.|JSJX|JANE STREET CAPITAL LLC|16004
BIDU|BAIDU, INC.|JUTA|JUMP TRADING, LLC|37198
BIDU|BAIDU, INC.|KCGM|VIRTU Americas LLC|181188
BIDU|BAIDU, INC.|LEER|LEERINK PARTNERS LLC|2223
BIDU|BAIDU, INC.|LEHM|Barclays Capital Inc./Le|4171310
BIDU|BAIDU, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4874
BIDU|BAIDU, INC.|LIME|Lime Brokerage LLC|488148
BIDU|BAIDU, INC.|LIWD|LIME BROKERAGE LLC|89
BIDU|BAIDU, INC.|LMGP|LIME BROKERAGE LLC|12752
BIDU|BAIDU, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|62240
BIDU|BAIDU, INC.|LOOP|Loop Capital Markets LLC|800
BIDU|BAIDU, INC.|LQNA|LIQUIDNET, INC.|85900
BIDU|BAIDU, INC.|LSCI|Lek Securities Corporation|50668
BIDU|BAIDU, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|500
BIDU|BAIDU, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
BIDU|BAIDU, INC.|MACQ|Macquarie Capital (USA) Inc.|200
BIDU|BAIDU, INC.|MAXM|Maxim Group LLC|14956
BIDU|BAIDU, INC.|MBTS|ALLY INVEST SECURITIES LLC|1115
BIDU|BAIDU, INC.|MCMF|Raymond James Ltd. Cds|555
BIDU|BAIDU, INC.|MICA|Spartan Securities Group, Ltd.|355
BIDU|BAIDU, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|362862
BIDU|BAIDU, INC.|MOTF|MOTIF INVESTING, INC.|367
BIDU|BAIDU, INC.|MPSG|E D & F Man Capital Markets Inc.|23658
BIDU|BAIDU, INC.|MSCO|MORGAN STANLEY & CO. LLC|6759289
BIDU|BAIDU, INC.|MSPL|MORGAN STANLEY & CO. LLC|883200
BIDU|BAIDU, INC.|MSTX|MORGAN STANLEY & CO. LLC|298500
BIDU|BAIDU, INC.|NATL|National Securities Corporation|1357
BIDU|BAIDU, INC.|NBCS|NBC Securities, INC.|7
BIDU|BAIDU, INC.|NEUB|NEUBERGER BERMAN BD LLC|35
BIDU|BAIDU, INC.|NFSC|National Financial Services LLC|1708603
BIDU|BAIDU, INC.|NITE|VIRTU Americas LLC|4206749
BIDU|BAIDU, INC.|NITP|VIRTU Americas LLC|6202
BIDU|BAIDU, INC.|NMRA|Nomura Securities International, Inc.|21000
BIDU|BAIDU, INC.|NQRB|Brut, LLC|46141
BIDU|BAIDU, INC.|NTRC|Northern Trust Securities, Inc.|2576
BIDU|BAIDU, INC.|OHOS|TWO SIGMA SECURITIES, LLC|216407
BIDU|BAIDU, INC.|OLDM|OLD MISSION CAPITAL, LLC|30459
BIDU|BAIDU, INC.|OPCO|Oppenheimer & Co. Inc.|8798
BIDU|BAIDU, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|291
BIDU|BAIDU, INC.|PCFF|Pacific International Securities Inc./CDS|30
BIDU|BAIDU, INC.|PCPT|PHILLIP CAPITAL INC.|7263
BIDU|BAIDU, INC.|PDQM|CODA MARKETS, INC.|642944
BIDU|BAIDU, INC.|PHLY|NASDAQ Execution Services, LLC|33888
BIDU|BAIDU, INC.|PICT|Pictet Overseas Inc.|3605
BIDU|BAIDU, INC.|PIPR|Piper Jaffray & Co.|5799
BIDU|BAIDU, INC.|PNSR|Penserra Securities, LLC|1635
BIDU|BAIDU, INC.|PWJC|UBS Financial Services, Inc.|28379
BIDU|BAIDU, INC.|QMSR|QUATTRO M SECURITIES INC.|74306
BIDU|BAIDU, INC.|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1500
BIDU|BAIDU, INC.|RAJA|Raymond James & Associates, Inc.|47524
BIDU|BAIDU, INC.|RBCM|RBC CAPITAL MARKETS, LLC|11584
BIDU|BAIDU, INC.|RGLD|Regal Securities, Inc|154
BIDU|BAIDU, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|2718
BIDU|BAIDU, INC.|SAGL|SAGETRADER, LLC|101541
BIDU|BAIDU, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2961
BIDU|BAIDU, INC.|SBSH|Citigroup Global Markets Inc.|2335660
BIDU|BAIDU, INC.|SEIC|SEI Investments Distribution Co.|200
BIDU|BAIDU, INC.|SGMT|GOLDMAN SACHS & CO. LLC|564676
BIDU|BAIDU, INC.|SHMR|ABN Amro Clearing LLC|2642
BIDU|BAIDU, INC.|SJLS|TRADE INFORMATICS LLC|300
BIDU|BAIDU, INC.|SOGO|Wang Investment Associates, Inc.|175
BIDU|BAIDU, INC.|SPDR|SPEEDROUTE LLC|103959
BIDU|BAIDU, INC.|SPHN|Stephens Inc.|355
BIDU|BAIDU, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1200
BIDU|BAIDU, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|21970
BIDU|BAIDU, INC.|STKP|STOCKPILE INVESTMENTS, INC.|336
BIDU|BAIDU, INC.|STXG|Stockcross Financial Services, Inc.|5355
BIDU|BAIDU, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|198
BIDU|BAIDU, INC.|SWIM|TD Ameritrade, Inc.|1495231
BIDU|BAIDU, INC.|SWST|Hilltop Securities Inc.|6955
BIDU|BAIDU, INC.|TKNG|ALLY INVEST SECURITIES LLC|14592
BIDU|BAIDU, INC.|TRBT|Tradebot Systems, Inc.|561527
BIDU|BAIDU, INC.|TRCM|TRC MARKETS LLC|470247
BIDU|BAIDU, INC.|TWTT|TASTYWORKS, INC.|10940
BIDU|BAIDU, INC.|UBSA|UBS SECURITIES LLC|2805916
BIDU|BAIDU, INC.|UBSS|UBS Securities LLC|5327134
BIDU|BAIDU, INC.|UFPA|UNITED FIRST PARTNERS LLC|2450
BIDU|BAIDU, INC.|VALX|VIRTU AMERICAS LLC|59478
BIDU|BAIDU, INC.|VERT|The Vertical Trading Group, LLC|223
BIDU|BAIDU, INC.|VGRD|Vanguard Marketing Corporation|102005
BIDU|BAIDU, INC.|VSIN|Vision Financial Markets Llc|966
BIDU|BAIDU, INC.|WABR|Wall Street Access|6085
BIDU|BAIDU, INC.|WBLR|WILLIAM BLAIR|465
BIDU|BAIDU, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|25762
BIDU|BAIDU, INC.|WCHV|WELLS FARGO SECURITIES, LLC|274357
BIDU|BAIDU, INC.|WEDB|WEDBUSH SECURITIES INC.|38679
BIDU|BAIDU, INC.|WEED|Weeden & Co.L.P.|20683
BIDU|BAIDU, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55636
BIDU|BAIDU, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|256138
BIDU|BAIDU, INC.|WFPB|Wells Fargo Securities, LLC.|886
BIDU|BAIDU, INC.|WGIF|CIBC World Markets Inc.|62360
BIDU|BAIDU, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|26
BIDU|BAIDU, INC.|WORD|Worden Capital Management LLC|3911
BIDU|BAIDU, INC.|WSEA|WOLVERINE SECURITIES, LLC|36490
BIDU|BAIDU, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|173
BIDU|BAIDU, INC.|WTFS|JUST2TRADE, INC.|25
BIDU|BAIDU, INC.|XIST|INSTINET, LLC|199112
BIDU|BAIDU, INC.|XPUS|XP SECURITIES, LLC|3328
BIDU|BAIDU, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|198120
BIDU|BAIDU, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|94412
BIDU|BAIDU, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14790
BIF|BOULDER GR & INC FD|AGIS|Aegis Capital Corp.|39096
BIF|BOULDER GR & INC FD|ALTX|Alternet Securities Inc.|3000
BIF|BOULDER GR & INC FD|APCC|Apex Clearing Corporation|11432
BIF|BOULDER GR & INC FD|BANK|Primevest Financial Services, Inc.|2896
BIF|BOULDER GR & INC FD|BARD|Robert W. Baird & Co. Incorporated|6121
BIF|BOULDER GR & INC FD|BATM|CBOE TRADING, INC.|678
BIF|BOULDER GR & INC FD|BBNT|BB&T SECURITIES, LLC|7
BIF|BOULDER GR & INC FD|BERN|Sanford C. Bernstein & Co., LLC|492
BIF|BOULDER GR & INC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3572
BIF|BOULDER GR & INC FD|BRGE|Newbridge Securities Corp.|260
BIF|BOULDER GR & INC FD|CANT|Cantor Fitzgerald & Co.|144636
BIF|BOULDER GR & INC FD|CHAS|Charles Schwab & Co., Inc.|147701
BIF|BOULDER GR & INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36037
BIF|BOULDER GR & INC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BIF|BOULDER GR & INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27327
BIF|BOULDER GR & INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2022
BIF|BOULDER GR & INC FD|DADA|D.A. Davidson & Co.|8887
BIF|BOULDER GR & INC FD|DBAX|Deutsche Bank Securities Inc.|20500
BIF|BOULDER GR & INC FD|DEAN|MORGAN STANLEY|1600
BIF|BOULDER GR & INC FD|DEGS|RONIN PROFESSIONAL LLC|100
BIF|BOULDER GR & INC FD|EBXL|EBX LLC|23100
BIF|BOULDER GR & INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5950
BIF|BOULDER GR & INC FD|EDJO|Edward D. Jones & Co., L.P.|3353
BIF|BOULDER GR & INC FD|EGAM|CBOE TRADING, INC.|5609
BIF|BOULDER GR & INC FD|EGXM|CBOE TRADING, INC.|794
BIF|BOULDER GR & INC FD|ETBE|Electronic Transaction Clearing, Inc.|100
BIF|BOULDER GR & INC FD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
BIF|BOULDER GR & INC FD|ETRS|E*Trade Securities LLC|64995
BIF|BOULDER GR & INC FD|FBSB|U.S. Bancorp Investments, Inc.|300
BIF|BOULDER GR & INC FD|FILL|Tradestation Securities, Inc.|5378
BIF|BOULDER GR & INC FD|FMAF|NBCN Inc./ CDS|150
BIF|BOULDER GR & INC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9655
BIF|BOULDER GR & INC FD|FTBR|Foliofn Investments, Inc.|9527
BIF|BOULDER GR & INC FD|GLPX|ACS EXECUTION SERVICES, LLC|4004
BIF|BOULDER GR & INC FD|GSCO|GOLDMAN SACHS & CO. LLC|5308
BIF|BOULDER GR & INC FD|GSLT|GOLDMAN SACHS & CO. LLC|399
BIF|BOULDER GR & INC FD|GTSZ|GTS SECURITIES LLC|26
BIF|BOULDER GR & INC FD|HRBF|American Enterprise Investment Services Inc.|7025
BIF|BOULDER GR & INC FD|IATS|INTERACTIVE BROKERS LLC|12610
BIF|BOULDER GR & INC FD|IBKR|Interactive Brokers Llc|20349
BIF|BOULDER GR & INC FD|ICBX|INSTINET, LLC|10676
BIF|BOULDER GR & INC FD|INCA|INSTINET, LLC|6151
BIF|BOULDER GR & INC FD|INJX|INSTINET, LLC|17502
BIF|BOULDER GR & INC FD|ITGI|ITG Inc.|24394
BIF|BOULDER GR & INC FD|ITGP|ITG INC.|19800
BIF|BOULDER GR & INC FD|JANY|Janney Montgomery Scott Inc.|5645
BIF|BOULDER GR & INC FD|JMPT|JUMP TRADING, LLC|387
BIF|BOULDER GR & INC FD|JPMX|J.P. Morgan Securities LLC|21868
BIF|BOULDER GR & INC FD|JSJX|JANE STREET CAPITAL LLC|400
BIF|BOULDER GR & INC FD|KCGM|VIRTU Americas LLC|11504
BIF|BOULDER GR & INC FD|LEHM|Barclays Capital Inc./Le|3400
BIF|BOULDER GR & INC FD|LGNT|COR CLEARING LLC|5
BIF|BOULDER GR & INC FD|LIME|Lime Brokerage LLC|392
BIF|BOULDER GR & INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9602
BIF|BOULDER GR & INC FD|MOTF|MOTIF INVESTING, INC.|4
BIF|BOULDER GR & INC FD|MSCO|MORGAN STANLEY & CO. LLC|91818
BIF|BOULDER GR & INC FD|MSPL|MORGAN STANLEY & CO. LLC|500
BIF|BOULDER GR & INC FD|NFSC|National Financial Services LLC|292770
BIF|BOULDER GR & INC FD|NITE|VIRTU Americas LLC|553241
BIF|BOULDER GR & INC FD|NQRB|Brut, LLC|1725
BIF|BOULDER GR & INC FD|NTBF|BMO Nesbitt Burns Inc./CDS|437
BIF|BOULDER GR & INC FD|OPCO|Oppenheimer & Co. Inc.|4633
BIF|BOULDER GR & INC FD|PDQM|CODA MARKETS, INC.|22783
BIF|BOULDER GR & INC FD|PWJC|UBS Financial Services, Inc.|26122
BIF|BOULDER GR & INC FD|RBCM|RBC CAPITAL MARKETS, LLC|35558
BIF|BOULDER GR & INC FD|RGLD|Regal Securities, Inc|6
BIF|BOULDER GR & INC FD|SAGL|SAGETRADER, LLC|3600
BIF|BOULDER GR & INC FD|SBSH|Citigroup Global Markets Inc.|5707
BIF|BOULDER GR & INC FD|SGMT|GOLDMAN SACHS & CO. LLC|10933
BIF|BOULDER GR & INC FD|SPDR|SPEEDROUTE LLC|8100
BIF|BOULDER GR & INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|40455
BIF|BOULDER GR & INC FD|STXG|Stockcross Financial Services, Inc.|6
BIF|BOULDER GR & INC FD|SWIM|TD Ameritrade, Inc.|14844
BIF|BOULDER GR & INC FD|SWST|Hilltop Securities Inc.|12311
BIF|BOULDER GR & INC FD|TKNG|ALLY INVEST SECURITIES LLC|792
BIF|BOULDER GR & INC FD|TRBT|Tradebot Systems, Inc.|1625
BIF|BOULDER GR & INC FD|UBSA|UBS SECURITIES LLC|43932
BIF|BOULDER GR & INC FD|UBSS|UBS Securities LLC|132534
BIF|BOULDER GR & INC FD|VALX|VIRTU AMERICAS LLC|500
BIF|BOULDER GR & INC FD|VGRD|Vanguard Marketing Corporation|54684
BIF|BOULDER GR & INC FD|WBLR|WILLIAM BLAIR|1395
BIF|BOULDER GR & INC FD|WCHV|WELLS FARGO SECURITIES, LLC|108479
BIF|BOULDER GR & INC FD|WDCO|Wilson-Davis & Co., Inc.|480
BIF|BOULDER GR & INC FD|WEDB|WEDBUSH SECURITIES INC.|480
BIF|BOULDER GR & INC FD|WEED|Weeden & Co.L.P.|1110
BIF|BOULDER GR & INC FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|96249
BIF|BOULDER GR & INC FD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
BIF|BOULDER GR & INC FD|WSEA|WOLVERINE SECURITIES, LLC|4652
BIF|BOULDER GR & INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3468
BIF|BOULDER GR & INC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|1795
BIF|BOULDER GR & INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39328
BIG|BIG LOTS INC|ACLN|ALEXANDER CAPITAL, L.P.|1500
BIG|BIG LOTS INC|ADAM|CANACCORD GENUITY INC.|12787
BIG|BIG LOTS INC|ALTX|Alternet Securities Inc.|27043
BIG|BIG LOTS INC|ANOS|ABEL/NOSER, L.L.C.|1071
BIG|BIG LOTS INC|APCC|Apex Clearing Corporation|31723
BIG|BIG LOTS INC|AQUA|AQUA SECURITIES L.P.|5000
BIG|BIG LOTS INC|BANK|Primevest Financial Services, Inc.|201
BIG|BIG LOTS INC|BARD|Robert W. Baird & Co. Incorporated|93576
BIG|BIG LOTS INC|BATM|CBOE TRADING, INC.|16485
BIG|BIG LOTS INC|BAYC|BAY CREST PARTNERS, LLC|20
BIG|BIG LOTS INC|BAYT|BTIG, LLC|850
BIG|BIG LOTS INC|BBNT|BB&T SECURITIES, LLC|110
BIG|BIG LOTS INC|BERN|Sanford C. Bernstein & Co., LLC|78627
BIG|BIG LOTS INC|BIDS|BIDS TRADING L.P.|4100
BIG|BIG LOTS INC|BKCM|BNY Mellon Capital Markets LLC|7755
BIG|BIG LOTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|71916
BIG|BIG LOTS INC|BLKX|INSTINET, LLC|173400
BIG|BIG LOTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|26018
BIG|BIG LOTS INC|BRVL|BLAYLOCK VAN, LLC|300
BIG|BIG LOTS INC|BTIG|BTIG, LLC|3071
BIG|BIG LOTS INC|BYXM|CBOE TRADING, INC.|7094
BIG|BIG LOTS INC|BZYD|GOLDMAN SACHS & CO. LLC|480
BIG|BIG LOTS INC|CANT|Cantor Fitzgerald & Co.|2586
BIG|BIG LOTS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|49200
BIG|BIG LOTS INC|CBRA|Cobra Trading, Inc.|800
BIG|BIG LOTS INC|CHAS|Charles Schwab & Co., Inc.|20403
BIG|BIG LOTS INC|CIST|Capital Institutional Services, Inc.|1581
BIG|BIG LOTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|153884
BIG|BIG LOTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|128570
BIG|BIG LOTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25756
BIG|BIG LOTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|791270
BIG|BIG LOTS INC|CTDE|CHOICETRADE|1
BIG|BIG LOTS INC|CTDL|Citadel Derivatives Group Llc|5609
BIG|BIG LOTS INC|CTLR|CUTLER GROUP, LP|10243
BIG|BIG LOTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|125244
BIG|BIG LOTS INC|DBAB|Deutsche Bank Securities Inc.|536310
BIG|BIG LOTS INC|DBAX|Deutsche Bank Securities Inc.|667600
BIG|BIG LOTS INC|DBUL|Deutsche Bank Securities Inc.|8092
BIG|BIG LOTS INC|DCHF|Dart Executions, LLC|10238
BIG|BIG LOTS INC|DEAN|MORGAN STANLEY|8483
BIG|BIG LOTS INC|DEGS|RONIN PROFESSIONAL LLC|400
BIG|BIG LOTS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9300
BIG|BIG LOTS INC|EBXL|EBX LLC|276600
BIG|BIG LOTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6557
BIG|BIG LOTS INC|EDJO|Edward D. Jones & Co., L.P.|2276
BIG|BIG LOTS INC|EGAM|CBOE TRADING, INC.|64458
BIG|BIG LOTS INC|EGAW|CBOE TRADING, INC.|3982
BIG|BIG LOTS INC|EGMT|EG MARKET TECHNOLOGIES LLC|700
BIG|BIG LOTS INC|EGXM|CBOE TRADING, INC.|22728
BIG|BIG LOTS INC|EGXW|CBOE TRADING, INC.|1113
BIG|BIG LOTS INC|ETBE|Electronic Transaction Clearing, Inc.|32993
BIG|BIG LOTS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|59435
BIG|BIG LOTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60879
BIG|BIG LOTS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
BIG|BIG LOTS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|624
BIG|BIG LOTS INC|ETRS|E*Trade Securities LLC|418670
BIG|BIG LOTS INC|FBSB|U.S. Bancorp Investments, Inc.|87
BIG|BIG LOTS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|371
BIG|BIG LOTS INC|FILL|Tradestation Securities, Inc.|256270
BIG|BIG LOTS INC|FINX|FINTECH SECURITIES|1450
BIG|BIG LOTS INC|FMAF|NBCN Inc./ CDS|9530
BIG|BIG LOTS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23166
BIG|BIG LOTS INC|FQLS|Quantlab Securities LP|908151
BIG|BIG LOTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|274738
BIG|BIG LOTS INC|FTBR|Foliofn Investments, Inc.|6676
BIG|BIG LOTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|27093
BIG|BIG LOTS INC|GHCC|Gordon, Haskett Capital Corporation|1700
BIG|BIG LOTS INC|GLIS|TD Securities Inc|605
BIG|BIG LOTS INC|GLPX|ACS EXECUTION SERVICES, LLC|216741
BIG|BIG LOTS INC|GSCO|GOLDMAN SACHS & CO. LLC|1621603
BIG|BIG LOTS INC|GSCS|GOLDMAN SACHS & CO. LLC|1800
BIG|BIG LOTS INC|GSLT|GOLDMAN SACHS & CO. LLC|62968
BIG|BIG LOTS INC|GTSZ|GTS SECURITIES LLC|99400
BIG|BIG LOTS INC|HAPX|HAP Trading, LLC|669
BIG|BIG LOTS INC|HRBF|American Enterprise Investment Services Inc.|2236
BIG|BIG LOTS INC|HSBC|HSBC Securities, Inc.|4719
BIG|BIG LOTS INC|IATS|INTERACTIVE BROKERS LLC|59756
BIG|BIG LOTS INC|IBKR|Interactive Brokers Llc|140876
BIG|BIG LOTS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1936
BIG|BIG LOTS INC|ICBX|INSTINET, LLC|96329
BIG|BIG LOTS INC|IEQY|CITADEL SECURITIES LLC|258334
BIG|BIG LOTS INC|INCA|INSTINET, LLC|967862
BIG|BIG LOTS INC|INJX|INSTINET, LLC|19738
BIG|BIG LOTS INC|ITGI|ITG Inc.|102386
BIG|BIG LOTS INC|ITGP|ITG INC.|285400
BIG|BIG LOTS INC|JANY|Janney Montgomery Scott Inc.|5323
BIG|BIG LOTS INC|JEFF|JEFFERIES LLC|146198
BIG|BIG LOTS INC|JMPT|JUMP TRADING, LLC|175978
BIG|BIG LOTS INC|JONE|JonesTrading|276228
BIG|BIG LOTS INC|JPBX|J.P. MORGAN SECURITIES LLC|490139
BIG|BIG LOTS INC|JPMX|J.P. Morgan Securities LLC|932421
BIG|BIG LOTS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
BIG|BIG LOTS INC|JSJX|JANE STREET CAPITAL LLC|61219
BIG|BIG LOTS INC|JUTA|JUMP TRADING, LLC|100
BIG|BIG LOTS INC|KCGM|VIRTU Americas LLC|103995
BIG|BIG LOTS INC|LEHM|Barclays Capital Inc./Le|1062678
BIG|BIG LOTS INC|LIME|Lime Brokerage LLC|69742
BIG|BIG LOTS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|74176
BIG|BIG LOTS INC|LOOP|Loop Capital Markets LLC|2381
BIG|BIG LOTS INC|LQNA|LIQUIDNET, INC.|179500
BIG|BIG LOTS INC|LSCI|Lek Securities Corporation|74666
BIG|BIG LOTS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5168
BIG|BIG LOTS INC|MACC|Mid Atlantic Capital Corporation|834
BIG|BIG LOTS INC|MACQ|Macquarie Capital (USA) Inc.|5060
BIG|BIG LOTS INC|MAXM|Maxim Group LLC|17230
BIG|BIG LOTS INC|MBTS|ALLY INVEST SECURITIES LLC|560
BIG|BIG LOTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|180210
BIG|BIG LOTS INC|MOTF|MOTIF INVESTING, INC.|58
BIG|BIG LOTS INC|MSCO|MORGAN STANLEY & CO. LLC|3192609
BIG|BIG LOTS INC|MSPL|MORGAN STANLEY & CO. LLC|920000
BIG|BIG LOTS INC|MSTX|MORGAN STANLEY & CO. LLC|423800
BIG|BIG LOTS INC|NATL|National Securities Corporation|71
BIG|BIG LOTS INC|NFSC|National Financial Services LLC|550137
BIG|BIG LOTS INC|NITE|VIRTU Americas LLC|1612815
BIG|BIG LOTS INC|NITP|VIRTU Americas LLC|1901
BIG|BIG LOTS INC|NQRB|Brut, LLC|37094
BIG|BIG LOTS INC|NTBF|BMO Nesbitt Burns Inc./CDS|2570
BIG|BIG LOTS INC|NTRC|Northern Trust Securities, Inc.|185
BIG|BIG LOTS INC|OHOS|TWO SIGMA SECURITIES, LLC|122846
BIG|BIG LOTS INC|OPCO|Oppenheimer & Co. Inc.|2000
BIG|BIG LOTS INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6663
BIG|BIG LOTS INC|PDQM|CODA MARKETS, INC.|556348
BIG|BIG LOTS INC|PHLY|NASDAQ Execution Services, LLC|6800
BIG|BIG LOTS INC|POIN|PRECISION SECURITIES, LLC (POIN)|300
BIG|BIG LOTS INC|PWJC|UBS Financial Services, Inc.|1050
BIG|BIG LOTS INC|QMSR|QUATTRO M SECURITIES INC.|147
BIG|BIG LOTS INC|RBCM|RBC CAPITAL MARKETS, LLC|9547
BIG|BIG LOTS INC|RHCO|Suntrust Robinson Humphrey, Inc.|4121
BIG|BIG LOTS INC|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|400
BIG|BIG LOTS INC|SAGL|SAGETRADER, LLC|84573
BIG|BIG LOTS INC|SBSH|Citigroup Global Markets Inc.|136636
BIG|BIG LOTS INC|SGMT|GOLDMAN SACHS & CO. LLC|334008
BIG|BIG LOTS INC|SIBO|Prime Executions, Inc.|6987
BIG|BIG LOTS INC|SPDR|SPEEDROUTE LLC|65410
BIG|BIG LOTS INC|SPNT|SEVEN POINTS CAPITAL, LLC|3600
BIG|BIG LOTS INC|SPTD|MINT GLOBAL MARKETS, INC.|1550
BIG|BIG LOTS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1200
BIG|BIG LOTS INC|STFL|Stifel, Nicolaus & Company, Incorporated|10024
BIG|BIG LOTS INC|STKP|STOCKPILE INVESTMENTS, INC.|28
BIG|BIG LOTS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1875
BIG|BIG LOTS INC|SWIM|TD Ameritrade, Inc.|764515
BIG|BIG LOTS INC|SWST|Hilltop Securities Inc.|9841
BIG|BIG LOTS INC|TAGC|TELSEY ADVISORY GROUP LLC|3006
BIG|BIG LOTS INC|TKNG|ALLY INVEST SECURITIES LLC|11414
BIG|BIG LOTS INC|TRBT|Tradebot Systems, Inc.|648479
BIG|BIG LOTS INC|TRCM|TRC MARKETS LLC|123026
BIG|BIG LOTS INC|UBSA|UBS SECURITIES LLC|1002967
BIG|BIG LOTS INC|UBSS|UBS Securities LLC|1173743
BIG|BIG LOTS INC|VALX|VIRTU AMERICAS LLC|10136
BIG|BIG LOTS INC|VGRD|Vanguard Marketing Corporation|14659
BIG|BIG LOTS INC|VNDM|Wall Street Access|34900
BIG|BIG LOTS INC|VNDS|VANDHAM SECURITIES CORP|1729
BIG|BIG LOTS INC|VSIN|Vision Financial Markets Llc|2580
BIG|BIG LOTS INC|WABR|Wall Street Access|7345
BIG|BIG LOTS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1660
BIG|BIG LOTS INC|WCHV|WELLS FARGO SECURITIES, LLC|171192
BIG|BIG LOTS INC|WEDB|WEDBUSH SECURITIES INC.|82941
BIG|BIG LOTS INC|WEED|Weeden & Co.L.P.|27400
BIG|BIG LOTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55506
BIG|BIG LOTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|111538
BIG|BIG LOTS INC|WFPB|Wells Fargo Securities, LLC.|45
BIG|BIG LOTS INC|WGIF|CIBC World Markets Inc.|480
BIG|BIG LOTS INC|WHOT|JUST2TRADE, INC.|1000
BIG|BIG LOTS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|21
BIG|BIG LOTS INC|WSEA|WOLVERINE SECURITIES, LLC|32675
BIG|BIG LOTS INC|XIST|INSTINET, LLC|94600
BIG|BIG LOTS INC|XPQR|Jump Trading|1400
BIG|BIG LOTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|103646
BIG|BIG LOTS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|19186
BIG|BIG LOTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
BIIB|BIOGEN INC CMN|ABLE|NATIXIS Securities Americas LLC|41463
BIIB|BIOGEN INC CMN|ADAM|CANACCORD GENUITY INC.|1030
BIIB|BIOGEN INC CMN|ALTX|Alternet Securities Inc.|10675
BIIB|BIOGEN INC CMN|ANOS|ABEL/NOSER, L.L.C.|1659
BIIB|BIOGEN INC CMN|APCC|Apex Clearing Corporation|1449
BIIB|BIOGEN INC CMN|BALE|M&T SECURITIES, INC.|500
BIIB|BIOGEN INC CMN|BANK|Primevest Financial Services, Inc.|527
BIIB|BIOGEN INC CMN|BARD|Robert W. Baird & Co. Incorporated|4818
BIIB|BIOGEN INC CMN|BATM|CBOE TRADING, INC.|26517
BIIB|BIOGEN INC CMN|BAYC|BAY CREST PARTNERS, LLC|29814
BIIB|BIOGEN INC CMN|BBNT|BB&T SECURITIES, LLC|1539
BIIB|BIOGEN INC CMN|BERN|Sanford C. Bernstein & Co., LLC|221594
BIIB|BIOGEN INC CMN|BIAD|SAGETRADER, LLC|13
BIIB|BIOGEN INC CMN|BIMI|Banca IMI Securities Corp.|1828
BIIB|BIOGEN INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12620
BIIB|BIOGEN INC CMN|BMOC|BMO Capital Markets Corp.|40944
BIIB|BIOGEN INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|277248
BIIB|BIOGEN INC CMN|BTIG|BTIG, LLC|61603
BIIB|BIOGEN INC CMN|BYXM|CBOE TRADING, INC.|7465
BIIB|BIOGEN INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|200
BIIB|BIOGEN INC CMN|CABR|Cabrera Capital Markets, Inc.|129
BIIB|BIOGEN INC CMN|CANT|Cantor Fitzgerald & Co.|1493
BIIB|BIOGEN INC CMN|CHAS|Charles Schwab & Co., Inc.|2348
BIIB|BIOGEN INC CMN|CIBP|CIBC World Markets Corp.|40365
BIIB|BIOGEN INC CMN|CICF|Canaccord Genuity Corp.|35
BIIB|BIOGEN INC CMN|CIST|Capital Institutional Services, Inc.|2912
BIIB|BIOGEN INC CMN|CNFR|Cowen Prime Services LLC|2300
BIIB|BIOGEN INC CMN|COWR|Cowen and Company, LLC|273
BIIB|BIOGEN INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43996
BIIB|BIOGEN INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11725
BIIB|BIOGEN INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7212
BIIB|BIOGEN INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|354485
BIIB|BIOGEN INC CMN|CTDL|Citadel Derivatives Group Llc|29098
BIIB|BIOGEN INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|39958
BIIB|BIOGEN INC CMN|DADA|D.A. Davidson & Co.|473
BIIB|BIOGEN INC CMN|DAWA|Daiwa Capital Markets America Inc.|476
BIIB|BIOGEN INC CMN|DBAB|Deutsche Bank Securities Inc.|1341738
BIIB|BIOGEN INC CMN|DBAX|Deutsche Bank Securities Inc.|296600
BIIB|BIOGEN INC CMN|DBUL|Deutsche Bank Securities Inc.|14409
BIIB|BIOGEN INC CMN|DCHF|Dart Executions, LLC|3699
BIIB|BIOGEN INC CMN|DEAN|MORGAN STANLEY|24727
BIIB|BIOGEN INC CMN|DEGS|RONIN PROFESSIONAL LLC|1153
BIIB|BIOGEN INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8583
BIIB|BIOGEN INC CMN|DRWK|DRW SECURITIES, L.L.C.|29603
BIIB|BIOGEN INC CMN|EBXL|EBX LLC|172200
BIIB|BIOGEN INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7983
BIIB|BIOGEN INC CMN|EDJC|Edward Jones / CDS|16
BIIB|BIOGEN INC CMN|EDJO|Edward D. Jones & Co., L.P.|10635
BIIB|BIOGEN INC CMN|EGAM|CBOE TRADING, INC.|21169
BIIB|BIOGEN INC CMN|EGAW|CBOE TRADING, INC.|103
BIIB|BIOGEN INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|2208
BIIB|BIOGEN INC CMN|EGXM|CBOE TRADING, INC.|5368
BIIB|BIOGEN INC CMN|EGXW|CBOE TRADING, INC.|197
BIIB|BIOGEN INC CMN|ELEV|ELEVATION, LLC|6627
BIIB|BIOGEN INC CMN|ESPO|ESPOSITO SECURITIES, LLC|2
BIIB|BIOGEN INC CMN|ETBE|Electronic Transaction Clearing, Inc.|50414
BIIB|BIOGEN INC CMN|ETCC|Electronic Transaction Clearing, Inc.|1344
BIIB|BIOGEN INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3516
BIIB|BIOGEN INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|181915
BIIB|BIOGEN INC CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1340
BIIB|BIOGEN INC CMN|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|42733
BIIB|BIOGEN INC CMN|ETRS|E*Trade Securities LLC|121800
BIIB|BIOGEN INC CMN|FBCO|Credit Suisse Securities (USA) LLC|813479
BIIB|BIOGEN INC CMN|FBSB|U.S. Bancorp Investments, Inc.|211
BIIB|BIOGEN INC CMN|FFSI|Firstrade Securities Inc.|105
BIIB|BIOGEN INC CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|22
BIIB|BIOGEN INC CMN|FILL|Tradestation Securities, Inc.|9335
BIIB|BIOGEN INC CMN|FINX|FINTECH SECURITIES|1062
BIIB|BIOGEN INC CMN|FMAF|NBCN Inc./ CDS|3854
BIIB|BIOGEN INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|154295
BIIB|BIOGEN INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4135
BIIB|BIOGEN INC CMN|FQLS|Quantlab Securities LP|623827
BIIB|BIOGEN INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80874
BIIB|BIOGEN INC CMN|FTBR|Foliofn Investments, Inc.|4132
BIIB|BIOGEN INC CMN|GBMT|GBM International, Inc.|1000
BIIB|BIOGEN INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|88805
BIIB|BIOGEN INC CMN|GELP|RBC CAPITAL MARKETS, LLC|1576
BIIB|BIOGEN INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|98854
BIIB|BIOGEN INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|2386593
BIIB|BIOGEN INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|44823
BIIB|BIOGEN INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|8314
BIIB|BIOGEN INC CMN|GTSZ|GTS SECURITIES LLC|611723
BIIB|BIOGEN INC CMN|HAPX|HAP Trading, LLC|3016
BIIB|BIOGEN INC CMN|HASF|Haywood Securities Inc./CDS|230
BIIB|BIOGEN INC CMN|HCTA|Hardcastle Trading USA LLC|56975
BIIB|BIOGEN INC CMN|HRBF|American Enterprise Investment Services Inc.|4198
BIIB|BIOGEN INC CMN|HSBC|HSBC Securities, Inc.|70990
BIIB|BIOGEN INC CMN|IATS|INTERACTIVE BROKERS LLC|21096
BIIB|BIOGEN INC CMN|IBKR|Interactive Brokers Llc|116372
BIIB|BIOGEN INC CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3656
BIIB|BIOGEN INC CMN|ICBX|INSTINET, LLC|35460
BIIB|BIOGEN INC CMN|IEQY|CITADEL SECURITIES LLC|613482
BIIB|BIOGEN INC CMN|INCA|INSTINET, LLC|823743
BIIB|BIOGEN INC CMN|INJX|INSTINET, LLC|31161
BIIB|BIOGEN INC CMN|ITGI|ITG Inc.|161563
BIIB|BIOGEN INC CMN|ITGP|ITG INC.|105800
BIIB|BIOGEN INC CMN|JANY|Janney Montgomery Scott Inc.|3511
BIIB|BIOGEN INC CMN|JEFF|JEFFERIES LLC|132445
BIIB|BIOGEN INC CMN|JMPT|JUMP TRADING, LLC|249066
BIIB|BIOGEN INC CMN|JONE|JonesTrading|43644
BIIB|BIOGEN INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|94828
BIIB|BIOGEN INC CMN|JPMX|J.P. Morgan Securities LLC|777314
BIIB|BIOGEN INC CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|6556
BIIB|BIOGEN INC CMN|JSJX|JANE STREET CAPITAL LLC|2811
BIIB|BIOGEN INC CMN|JUTA|JUMP TRADING, LLC|221
BIIB|BIOGEN INC CMN|KCGM|VIRTU Americas LLC|37497
BIIB|BIOGEN INC CMN|LEHM|Barclays Capital Inc./Le|1306634
BIIB|BIOGEN INC CMN|LIME|Lime Brokerage LLC|263889
BIIB|BIOGEN INC CMN|LIWD|LIME BROKERAGE LLC|994
BIIB|BIOGEN INC CMN|LMGP|LIME BROKERAGE LLC|5249
BIIB|BIOGEN INC CMN|LOOP|Loop Capital Markets LLC|200
BIIB|BIOGEN INC CMN|LSCI|Lek Securities Corporation|873
BIIB|BIOGEN INC CMN|LVMR|LIVERMORE TRADING GROUP, INC.|1400
BIIB|BIOGEN INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1
BIIB|BIOGEN INC CMN|MACC|Mid Atlantic Capital Corporation|1315
BIIB|BIOGEN INC CMN|MAXM|Maxim Group LLC|8930
BIIB|BIOGEN INC CMN|MCMF|Raymond James Ltd. Cds|214
BIIB|BIOGEN INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98633
BIIB|BIOGEN INC CMN|MOTF|MOTIF INVESTING, INC.|48
BIIB|BIOGEN INC CMN|MPSG|E D & F Man Capital Markets Inc.|3463
BIIB|BIOGEN INC CMN|MSCO|MORGAN STANLEY & CO. LLC|3844652
BIIB|BIOGEN INC CMN|MSPL|MORGAN STANLEY & CO. LLC|321800
BIIB|BIOGEN INC CMN|MSTX|MORGAN STANLEY & CO. LLC|114200
BIIB|BIOGEN INC CMN|NFSC|National Financial Services LLC|240932
BIIB|BIOGEN INC CMN|NITE|VIRTU Americas LLC|868939
BIIB|BIOGEN INC CMN|NITP|VIRTU Americas LLC|4504
BIIB|BIOGEN INC CMN|NQRB|Brut, LLC|15412
BIIB|BIOGEN INC CMN|NTRC|Northern Trust Securities, Inc.|483
BIIB|BIOGEN INC CMN|OHOS|TWO SIGMA SECURITIES, LLC|116643
BIIB|BIOGEN INC CMN|OLDM|OLD MISSION CAPITAL, LLC|2185
BIIB|BIOGEN INC CMN|OPCO|Oppenheimer & Co. Inc.|6470
BIIB|BIOGEN INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2846
BIIB|BIOGEN INC CMN|PCFF|Pacific International Securities Inc./CDS|48
BIIB|BIOGEN INC CMN|PDQM|CODA MARKETS, INC.|215353
BIIB|BIOGEN INC CMN|PHLY|NASDAQ Execution Services, LLC|5282
BIIB|BIOGEN INC CMN|PICT|Pictet Overseas Inc.|5
BIIB|BIOGEN INC CMN|PIPR|Piper Jaffray & Co.|6829
BIIB|BIOGEN INC CMN|PWJC|UBS Financial Services, Inc.|5315
BIIB|BIOGEN INC CMN|RAJA|Raymond James & Associates, Inc.|40750
BIIB|BIOGEN INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|8789
BIIB|BIOGEN INC CMN|RGLD|Regal Securities, Inc|5
BIIB|BIOGEN INC CMN|RHCO|Suntrust Robinson Humphrey, Inc.|22203
BIIB|BIOGEN INC CMN|RJLC|RJL CAPITAL GROUP, LLC|801
BIIB|BIOGEN INC CMN|SAGL|SAGETRADER, LLC|40683
BIIB|BIOGEN INC CMN|SAGW|SAGETRADER, LLC|223
BIIB|BIOGEN INC CMN|SALI|INTL FCSTONE FINANCIAL INC.|620
BIIB|BIOGEN INC CMN|SBSH|Citigroup Global Markets Inc.|690069
BIIB|BIOGEN INC CMN|SEIC|SEI Investments Distribution Co.|100
BIIB|BIOGEN INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|155914
BIIB|BIOGEN INC CMN|SJLS|TRADE INFORMATICS LLC|100
BIIB|BIOGEN INC CMN|SPDR|SPEEDROUTE LLC|11156
BIIB|BIOGEN INC CMN|SPHN|Stephens Inc.|414
BIIB|BIOGEN INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|15956
BIIB|BIOGEN INC CMN|STKP|STOCKPILE INVESTMENTS, INC.|38
BIIB|BIOGEN INC CMN|STRS|STRATEGAS RESEARCH PARTNERS|64
BIIB|BIOGEN INC CMN|STXG|Stockcross Financial Services, Inc.|1
BIIB|BIOGEN INC CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|158
BIIB|BIOGEN INC CMN|SWIM|TD Ameritrade, Inc.|242632
BIIB|BIOGEN INC CMN|SWST|Hilltop Securities Inc.|13680
BIIB|BIOGEN INC CMN|TAGC|TELSEY ADVISORY GROUP LLC|78
BIIB|BIOGEN INC CMN|TKNG|ALLY INVEST SECURITIES LLC|1094
BIIB|BIOGEN INC CMN|TRBT|Tradebot Systems, Inc.|231791
BIIB|BIOGEN INC CMN|TRCM|TRC MARKETS LLC|239376
BIIB|BIOGEN INC CMN|TTUC|CUTTONE & CO., INC.|6629
BIIB|BIOGEN INC CMN|TWTT|TASTYWORKS, INC.|205
BIIB|BIOGEN INC CMN|UBSA|UBS SECURITIES LLC|625898
BIIB|BIOGEN INC CMN|UBSS|UBS Securities LLC|2207430
BIIB|BIOGEN INC CMN|VALX|VIRTU AMERICAS LLC|47535
BIIB|BIOGEN INC CMN|VGRD|Vanguard Marketing Corporation|18623
BIIB|BIOGEN INC CMN|VSIN|Vision Financial Markets Llc|4
BIIB|BIOGEN INC CMN|WABR|Wall Street Access|25
BIIB|BIOGEN INC CMN|WBET|Wallachbeth Capital LLC|230
BIIB|BIOGEN INC CMN|WBLR|WILLIAM BLAIR|7
BIIB|BIOGEN INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|18486
BIIB|BIOGEN INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|277970
BIIB|BIOGEN INC CMN|WDNX|WEEDEN & CO.L.P.|3078
BIIB|BIOGEN INC CMN|WEDB|WEDBUSH SECURITIES INC.|4634
BIIB|BIOGEN INC CMN|WEED|Weeden & Co.L.P.|1142
BIIB|BIOGEN INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31699
BIIB|BIOGEN INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38726
BIIB|BIOGEN INC CMN|WGIF|CIBC World Markets Inc.|13684
BIIB|BIOGEN INC CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1915
BIIB|BIOGEN INC CMN|WSEA|WOLVERINE SECURITIES, LLC|4968
BIIB|BIOGEN INC CMN|XIST|INSTINET, LLC|79930
BIIB|BIOGEN INC CMN|XPUS|XP SECURITIES, LLC|14157
BIIB|BIOGEN INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|46336
BIIB|BIOGEN INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|35765
BIIB|BIOGEN INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6513
BIKR|ROGERS AI GLOBAL MAC|CANT|Cantor Fitzgerald & Co.|100000
BIKR|ROGERS AI GLOBAL MAC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|241
BIKR|ROGERS AI GLOBAL MAC|DBAX|Deutsche Bank Securities Inc.|200
BIKR|ROGERS AI GLOBAL MAC|ESPO|ESPOSITO SECURITIES, LLC|145446
BIKR|ROGERS AI GLOBAL MAC|ETRS|E*Trade Securities LLC|5094
BIKR|ROGERS AI GLOBAL MAC|IATS|INTERACTIVE BROKERS LLC|200
BIKR|ROGERS AI GLOBAL MAC|IBKR|Interactive Brokers Llc|300
BIKR|ROGERS AI GLOBAL MAC|ICBX|INSTINET, LLC|100
BIKR|ROGERS AI GLOBAL MAC|JANY|Janney Montgomery Scott Inc.|1300
BIKR|ROGERS AI GLOBAL MAC|JSEB|JANE STREET EXECUTION SERVICES, LLC|20000
BIKR|ROGERS AI GLOBAL MAC|JSJX|JANE STREET CAPITAL LLC|2110
BIKR|ROGERS AI GLOBAL MAC|KCGM|VIRTU Americas LLC|20
BIKR|ROGERS AI GLOBAL MAC|LEHM|Barclays Capital Inc./Le|600
BIKR|ROGERS AI GLOBAL MAC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BIKR|ROGERS AI GLOBAL MAC|MSCO|MORGAN STANLEY & CO. LLC|2614
BIKR|ROGERS AI GLOBAL MAC|NFSC|National Financial Services LLC|7637
BIKR|ROGERS AI GLOBAL MAC|NITE|VIRTU Americas LLC|36169
BIKR|ROGERS AI GLOBAL MAC|NITP|VIRTU Americas LLC|1758
BIKR|ROGERS AI GLOBAL MAC|SWIM|TD Ameritrade, Inc.|2060
BIKR|ROGERS AI GLOBAL MAC|TKNG|ALLY INVEST SECURITIES LLC|21
BIKR|ROGERS AI GLOBAL MAC|UBSA|UBS SECURITIES LLC|3329
BIKR|ROGERS AI GLOBAL MAC|UBSS|UBS Securities LLC|6435
BIKR|ROGERS AI GLOBAL MAC|VGRD|Vanguard Marketing Corporation|1110
BIKR|ROGERS AI GLOBAL MAC|WCHV|WELLS FARGO SECURITIES, LLC|65
BIKR|ROGERS AI GLOBAL MAC|WSEA|WOLVERINE SECURITIES, LLC|141
BIKR|ROGERS AI GLOBAL MAC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BIL|SPDR  BBTR BARC 1-3|ALTX|Alternet Securities Inc.|1010
BIL|SPDR  BBTR BARC 1-3|ANOS|ABEL/NOSER, L.L.C.|1737
BIL|SPDR  BBTR BARC 1-3|APCC|Apex Clearing Corporation|43051
BIL|SPDR  BBTR BARC 1-3|BANK|Primevest Financial Services, Inc.|300
BIL|SPDR  BBTR BARC 1-3|BARD|Robert W. Baird & Co. Incorporated|4400
BIL|SPDR  BBTR BARC 1-3|BAYC|BAY CREST PARTNERS, LLC|9998
BIL|SPDR  BBTR BARC 1-3|BBNT|BB&T SECURITIES, LLC|14
BIL|SPDR  BBTR BARC 1-3|BERN|Sanford C. Bernstein & Co., LLC|1268
BIL|SPDR  BBTR BARC 1-3|BKCM|BNY Mellon Capital Markets LLC|63423
BIL|SPDR  BBTR BARC 1-3|BKMM|BNY MELLON CAPITAL MARKETS, LLC|81268
BIL|SPDR  BBTR BARC 1-3|BMOC|BMO Capital Markets Corp.|3810
BIL|SPDR  BBTR BARC 1-3|BNPX|BNP PARIBAS SECURITIES CORP.|1169
BIL|SPDR  BBTR BARC 1-3|CANT|Cantor Fitzgerald & Co.|295489
BIL|SPDR  BBTR BARC 1-3|CHAS|Charles Schwab & Co., Inc.|465548
BIL|SPDR  BBTR BARC 1-3|CICF|Canaccord Genuity Corp.|8989
BIL|SPDR  BBTR BARC 1-3|CIST|Capital Institutional Services, Inc.|685
BIL|SPDR  BBTR BARC 1-3|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55912
BIL|SPDR  BBTR BARC 1-3|CROS|CREDIT SUISSE SECURITIES (USA) LLC|262976
BIL|SPDR  BBTR BARC 1-3|CSIN|Citadel Securities Institutional LLC|167373
BIL|SPDR  BBTR BARC 1-3|CTDL|Citadel Derivatives Group Llc|244411
BIL|SPDR  BBTR BARC 1-3|CXCX|CITIGROUP GLOBAL MARKETS INC.|24710
BIL|SPDR  BBTR BARC 1-3|DADA|D.A. Davidson & Co.|6
BIL|SPDR  BBTR BARC 1-3|DBAB|Deutsche Bank Securities Inc.|95
BIL|SPDR  BBTR BARC 1-3|DBAX|Deutsche Bank Securities Inc.|125600
BIL|SPDR  BBTR BARC 1-3|DEAN|MORGAN STANLEY|48381
BIL|SPDR  BBTR BARC 1-3|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40118
BIL|SPDR  BBTR BARC 1-3|EBXL|EBX LLC|129300
BIL|SPDR  BBTR BARC 1-3|ECUT|CONVERGEX EXECUTION SOLUTIONS|123207
BIL|SPDR  BBTR BARC 1-3|EDJO|Edward D. Jones & Co., L.P.|187
BIL|SPDR  BBTR BARC 1-3|EGAM|CBOE TRADING, INC.|1706
BIL|SPDR  BBTR BARC 1-3|ETCB|ETC BROKERAGE SERVICES, LLC|165
BIL|SPDR  BBTR BARC 1-3|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|399
BIL|SPDR  BBTR BARC 1-3|ETRS|E*Trade Securities LLC|26043
BIL|SPDR  BBTR BARC 1-3|FIDT|Fidelity Clearing Canada ULC./ CDS|1
BIL|SPDR  BBTR BARC 1-3|FILL|Tradestation Securities, Inc.|3050
BIL|SPDR  BBTR BARC 1-3|FINX|FINTECH SECURITIES|113
BIL|SPDR  BBTR BARC 1-3|FLTU|FLOW TRADERS US LLC|79739
BIL|SPDR  BBTR BARC 1-3|FMAF|NBCN Inc./ CDS|53502
BIL|SPDR  BBTR BARC 1-3|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4443
BIL|SPDR  BBTR BARC 1-3|FTBR|Foliofn Investments, Inc.|102271
BIL|SPDR  BBTR BARC 1-3|GBMT|GBM International, Inc.|32102
BIL|SPDR  BBTR BARC 1-3|GLIS|TD Securities Inc|450
BIL|SPDR  BBTR BARC 1-3|GLPX|ACS EXECUTION SERVICES, LLC|291
BIL|SPDR  BBTR BARC 1-3|GSCO|GOLDMAN SACHS & CO. LLC|13584
BIL|SPDR  BBTR BARC 1-3|HRBF|American Enterprise Investment Services Inc.|1852070
BIL|SPDR  BBTR BARC 1-3|IATS|INTERACTIVE BROKERS LLC|14200
BIL|SPDR  BBTR BARC 1-3|IBKR|Interactive Brokers Llc|172205
BIL|SPDR  BBTR BARC 1-3|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2697
BIL|SPDR  BBTR BARC 1-3|ICBX|INSTINET, LLC|33632
BIL|SPDR  BBTR BARC 1-3|INCA|INSTINET, LLC|36703
BIL|SPDR  BBTR BARC 1-3|ITGI|ITG Inc.|26193
BIL|SPDR  BBTR BARC 1-3|ITGP|ITG INC.|30000
BIL|SPDR  BBTR BARC 1-3|JANY|Janney Montgomery Scott Inc.|352
BIL|SPDR  BBTR BARC 1-3|JMPT|JUMP TRADING, LLC|8100
BIL|SPDR  BBTR BARC 1-3|JPMX|J.P. Morgan Securities LLC|166330
BIL|SPDR  BBTR BARC 1-3|JSEB|JANE STREET EXECUTION SERVICES, LLC|1473119
BIL|SPDR  BBTR BARC 1-3|JSJX|JANE STREET CAPITAL LLC|843469
BIL|SPDR  BBTR BARC 1-3|KCGM|VIRTU Americas LLC|139550
BIL|SPDR  BBTR BARC 1-3|LEHM|Barclays Capital Inc./Le|369800
BIL|SPDR  BBTR BARC 1-3|LSCI|Lek Securities Corporation|100
BIL|SPDR  BBTR BARC 1-3|MACC|Mid Atlantic Capital Corporation|9329
BIL|SPDR  BBTR BARC 1-3|MCMF|Raymond James Ltd. Cds|69623
BIL|SPDR  BBTR BARC 1-3|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77784
BIL|SPDR  BBTR BARC 1-3|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|10009
BIL|SPDR  BBTR BARC 1-3|MOTF|MOTIF INVESTING, INC.|9
BIL|SPDR  BBTR BARC 1-3|MSCO|MORGAN STANLEY & CO. LLC|239413
BIL|SPDR  BBTR BARC 1-3|MSPL|MORGAN STANLEY & CO. LLC|52800
BIL|SPDR  BBTR BARC 1-3|MSTX|MORGAN STANLEY & CO. LLC|2200
BIL|SPDR  BBTR BARC 1-3|NFSC|National Financial Services LLC|398317
BIL|SPDR  BBTR BARC 1-3|NITE|VIRTU Americas LLC|1347876
BIL|SPDR  BBTR BARC 1-3|NITP|VIRTU Americas LLC|200
BIL|SPDR  BBTR BARC 1-3|NTBF|BMO Nesbitt Burns Inc./CDS|500
BIL|SPDR  BBTR BARC 1-3|OPCO|Oppenheimer & Co. Inc.|4585
BIL|SPDR  BBTR BARC 1-3|PDQM|CODA MARKETS, INC.|3949
BIL|SPDR  BBTR BARC 1-3|PWJC|UBS Financial Services, Inc.|5191
BIL|SPDR  BBTR BARC 1-3|RBCM|RBC CAPITAL MARKETS, LLC|58777
BIL|SPDR  BBTR BARC 1-3|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|15806
BIL|SPDR  BBTR BARC 1-3|RGLD|Regal Securities, Inc|100
BIL|SPDR  BBTR BARC 1-3|SBSH|Citigroup Global Markets Inc.|34293
BIL|SPDR  BBTR BARC 1-3|SEIC|SEI Investments Distribution Co.|900
BIL|SPDR  BBTR BARC 1-3|SGMT|GOLDMAN SACHS & CO. LLC|95847
BIL|SPDR  BBTR BARC 1-3|SPHN|Stephens Inc.|149
BIL|SPDR  BBTR BARC 1-3|STFL|Stifel, Nicolaus & Company, Incorporated|16174
BIL|SPDR  BBTR BARC 1-3|STKP|STOCKPILE INVESTMENTS, INC.|2316
BIL|SPDR  BBTR BARC 1-3|SWIM|TD Ameritrade, Inc.|24614
BIL|SPDR  BBTR BARC 1-3|SWST|Hilltop Securities Inc.|3082
BIL|SPDR  BBTR BARC 1-3|TKNG|ALLY INVEST SECURITIES LLC|5891
BIL|SPDR  BBTR BARC 1-3|TRBT|Tradebot Systems, Inc.|2900
BIL|SPDR  BBTR BARC 1-3|UBSA|UBS SECURITIES LLC|443792
BIL|SPDR  BBTR BARC 1-3|UBSS|UBS Securities LLC|543897
BIL|SPDR  BBTR BARC 1-3|VALX|VIRTU AMERICAS LLC|292
BIL|SPDR  BBTR BARC 1-3|VGRD|Vanguard Marketing Corporation|3484
BIL|SPDR  BBTR BARC 1-3|WCHV|WELLS FARGO SECURITIES, LLC|133534
BIL|SPDR  BBTR BARC 1-3|WEED|Weeden & Co.L.P.|1529
BIL|SPDR  BBTR BARC 1-3|WEXM|WOLVERINE EXECUTION SERVICES, LLC|498
BIL|SPDR  BBTR BARC 1-3|WEXX|WOLVERINE EXECUTION SERVICES, LLC|488935
BIL|SPDR  BBTR BARC 1-3|WGIF|CIBC World Markets Inc.|851
BIL|SPDR  BBTR BARC 1-3|WSEA|WOLVERINE SECURITIES, LLC|4741
BIL|SPDR  BBTR BARC 1-3|XPUS|XP SECURITIES, LLC|67640
BIL|SPDR  BBTR BARC 1-3|XSTM|NATIONAL FINANCIAL SERVICES LLC|57884
BIL|SPDR  BBTR BARC 1-3|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28000
BILI|BILIBILI INC. ADS|ADAM|CANACCORD GENUITY INC.|3790
BILI|BILIBILI INC. ADS|AGIS|Aegis Capital Corp.|17700
BILI|BILIBILI INC. ADS|ALTX|Alternet Securities Inc.|377644
BILI|BILIBILI INC. ADS|APCC|Apex Clearing Corporation|827346
BILI|BILIBILI INC. ADS|BANK|Primevest Financial Services, Inc.|8881
BILI|BILIBILI INC. ADS|BARD|Robert W. Baird & Co. Incorporated|3100
BILI|BILIBILI INC. ADS|BATM|CBOE TRADING, INC.|97898
BILI|BILIBILI INC. ADS|BAYC|BAY CREST PARTNERS, LLC|19437
BILI|BILIBILI INC. ADS|BAYT|BTIG, LLC|317127
BILI|BILIBILI INC. ADS|BBNT|BB&T SECURITIES, LLC|3285
BILI|BILIBILI INC. ADS|BERN|Sanford C. Bernstein & Co., LLC|773227
BILI|BILIBILI INC. ADS|BIMI|Banca IMI Securities Corp.|29323
BILI|BILIBILI INC. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|137322
BILI|BILIBILI INC. ADS|BLKX|INSTINET, LLC|237400
BILI|BILIBILI INC. ADS|BMAK|BMA SECURITIES|171619
BILI|BILIBILI INC. ADS|BMOC|BMO Capital Markets Corp.|4800
BILI|BILIBILI INC. ADS|BNCH|The Benchmark Company, LLC|20900
BILI|BILIBILI INC. ADS|BRGE|Newbridge Securities Corp.|9576
BILI|BILIBILI INC. ADS|BSCM|BROAD STREET CAPITAL MARKETS, LLC|65138
BILI|BILIBILI INC. ADS|BYXM|CBOE TRADING, INC.|32195
BILI|BILIBILI INC. ADS|CANT|Cantor Fitzgerald & Co.|132
BILI|BILIBILI INC. ADS|CHAS|Charles Schwab & Co., Inc.|85109
BILI|BILIBILI INC. ADS|CICF|Canaccord Genuity Corp.|1000
BILI|BILIBILI INC. ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|23500
BILI|BILIBILI INC. ADS|CLSA|CLSA AMERICAS, LLC|5000
BILI|BILIBILI INC. ADS|CNTR|PRECISION SECURITIES, LLC|8880
BILI|BILIBILI INC. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|445163
BILI|BILIBILI INC. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|83663
BILI|BILIBILI INC. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|820296
BILI|BILIBILI INC. ADS|CRFN|ROBINHOOD FINANCIAL, LLC|15
BILI|BILIBILI INC. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1818474
BILI|BILIBILI INC. ADS|CTDE|CHOICETRADE|10
BILI|BILIBILI INC. ADS|CTDL|Citadel Derivatives Group Llc|16963
BILI|BILIBILI INC. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|203442
BILI|BILIBILI INC. ADS|DAWA|Daiwa Capital Markets America Inc.|500
BILI|BILIBILI INC. ADS|DBAB|Deutsche Bank Securities Inc.|801844
BILI|BILIBILI INC. ADS|DBAX|Deutsche Bank Securities Inc.|1681000
BILI|BILIBILI INC. ADS|DCHF|Dart Executions, LLC|643785
BILI|BILIBILI INC. ADS|DEAN|MORGAN STANLEY|57592
BILI|BILIBILI INC. ADS|DEGS|RONIN PROFESSIONAL LLC|155266
BILI|BILIBILI INC. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12999
BILI|BILIBILI INC. ADS|EBXL|EBX LLC|799000
BILI|BILIBILI INC. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|53421
BILI|BILIBILI INC. ADS|EDJC|Edward Jones / CDS|760
BILI|BILIBILI INC. ADS|EDJO|Edward D. Jones & Co., L.P.|11473
BILI|BILIBILI INC. ADS|EGAM|CBOE TRADING, INC.|288045
BILI|BILIBILI INC. ADS|EGAW|CBOE TRADING, INC.|2967
BILI|BILIBILI INC. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|1200
BILI|BILIBILI INC. ADS|EGXM|CBOE TRADING, INC.|135732
BILI|BILIBILI INC. ADS|EGXW|CBOE TRADING, INC.|1200
BILI|BILIBILI INC. ADS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|13000
BILI|BILIBILI INC. ADS|ETBE|Electronic Transaction Clearing, Inc.|7433
BILI|BILIBILI INC. ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|151187
BILI|BILIBILI INC. ADS|ETCC|Electronic Transaction Clearing, Inc.|2100
BILI|BILIBILI INC. ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
BILI|BILIBILI INC. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|196020
BILI|BILIBILI INC. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1767
BILI|BILIBILI INC. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|127204
BILI|BILIBILI INC. ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|69000
BILI|BILIBILI INC. ADS|ETRS|E*Trade Securities LLC|7022131
BILI|BILIBILI INC. ADS|FBCO|Credit Suisse Securities (USA) LLC|3145951
BILI|BILIBILI INC. ADS|FBSB|U.S. Bancorp Investments, Inc.|2162
BILI|BILIBILI INC. ADS|FFSI|Firstrade Securities Inc.|4850
BILI|BILIBILI INC. ADS|FILL|Tradestation Securities, Inc.|223117
BILI|BILIBILI INC. ADS|FMAF|NBCN Inc./ CDS|213924
BILI|BILIBILI INC. ADS|FMCO|First Manhattan Co|54400
BILI|BILIBILI INC. ADS|FOMA|TD AMERITRADE CLEARING, INC.|16876834
BILI|BILIBILI INC. ADS|FORD|Fordham Financial Management, Inc.|60000
BILI|BILIBILI INC. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|87948
BILI|BILIBILI INC. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|148523
BILI|BILIBILI INC. ADS|FTBR|Foliofn Investments, Inc.|1527
BILI|BILIBILI INC. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|79595
BILI|BILIBILI INC. ADS|GLIS|TD Securities Inc|12323
BILI|BILIBILI INC. ADS|GLPX|ACS EXECUTION SERVICES, LLC|1837644
BILI|BILIBILI INC. ADS|GSCO|GOLDMAN SACHS & CO. LLC|3273090
BILI|BILIBILI INC. ADS|GSCS|GOLDMAN SACHS & CO. LLC|210451
BILI|BILIBILI INC. ADS|GSLT|GOLDMAN SACHS & CO. LLC|109763
BILI|BILIBILI INC. ADS|GTSZ|GTS SECURITIES LLC|114435
BILI|BILIBILI INC. ADS|HASF|Haywood Securities Inc./CDS|11851
BILI|BILIBILI INC. ADS|HRBF|American Enterprise Investment Services Inc.|38948
BILI|BILIBILI INC. ADS|HSBC|HSBC Securities, Inc.|18322
BILI|BILIBILI INC. ADS|IATS|INTERACTIVE BROKERS LLC|2301061
BILI|BILIBILI INC. ADS|IBKR|Interactive Brokers Llc|19863933
BILI|BILIBILI INC. ADS|ICBX|INSTINET, LLC|1004102
BILI|BILIBILI INC. ADS|INCA|INSTINET, LLC|4615006
BILI|BILIBILI INC. ADS|INJX|INSTINET, LLC|61414
BILI|BILIBILI INC. ADS|ITGI|ITG Inc.|752688
BILI|BILIBILI INC. ADS|ITGP|ITG INC.|582400
BILI|BILIBILI INC. ADS|JANY|Janney Montgomery Scott Inc.|9465
BILI|BILIBILI INC. ADS|JEFF|JEFFERIES LLC|221758
BILI|BILIBILI INC. ADS|JMPT|JUMP TRADING, LLC|459269
BILI|BILIBILI INC. ADS|JPBX|J.P. MORGAN SECURITIES LLC|94557
BILI|BILIBILI INC. ADS|JPMX|J.P. Morgan Securities LLC|1584739
BILI|BILIBILI INC. ADS|JSCL|JOSEPH STONE CAPITAL L.L.C.|2192
BILI|BILIBILI INC. ADS|JSJX|JANE STREET CAPITAL LLC|700
BILI|BILIBILI INC. ADS|KCGM|VIRTU Americas LLC|652680
BILI|BILIBILI INC. ADS|KCRD|PHX FINANCIAL, INC.|3700
BILI|BILIBILI INC. ADS|LEHM|Barclays Capital Inc./Le|2874772
BILI|BILIBILI INC. ADS|LIME|Lime Brokerage LLC|543060
BILI|BILIBILI INC. ADS|LPCM|Lampert Capital Markets Inc.|2000
BILI|BILIBILI INC. ADS|LQNA|LIQUIDNET, INC.|61200
BILI|BILIBILI INC. ADS|LSCI|Lek Securities Corporation|119405
BILI|BILIBILI INC. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|25389
BILI|BILIBILI INC. ADS|MACQ|Macquarie Capital (USA) Inc.|4000
BILI|BILIBILI INC. ADS|MAXM|Maxim Group LLC|31502
BILI|BILIBILI INC. ADS|MBTS|ALLY INVEST SECURITIES LLC|32387
BILI|BILIBILI INC. ADS|MCMF|Raymond James Ltd. Cds|11900
BILI|BILIBILI INC. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|674396
BILI|BILIBILI INC. ADS|MOTF|MOTIF INVESTING, INC.|46
BILI|BILIBILI INC. ADS|MPSG|E D & F Man Capital Markets Inc.|27570
BILI|BILIBILI INC. ADS|MSCO|MORGAN STANLEY & CO. LLC|11825291
BILI|BILIBILI INC. ADS|MSPL|MORGAN STANLEY & CO. LLC|1081900
BILI|BILIBILI INC. ADS|MSTX|MORGAN STANLEY & CO. LLC|219800
BILI|BILIBILI INC. ADS|NATL|National Securities Corporation|34207
BILI|BILIBILI INC. ADS|NEED|Needham & Company, LLC|2500
BILI|BILIBILI INC. ADS|NFSC|National Financial Services LLC|7858679
BILI|BILIBILI INC. ADS|NITE|VIRTU Americas LLC|21332882
BILI|BILIBILI INC. ADS|NITP|VIRTU Americas LLC|8498
BILI|BILIBILI INC. ADS|NMRA|Nomura Securities International, Inc.|100
BILI|BILIBILI INC. ADS|NORT|Northland Securities, Inc.|12730
BILI|BILIBILI INC. ADS|NQRB|Brut, LLC|218967
BILI|BILIBILI INC. ADS|NTFN|Network 1 Financial Securities Inc.|16889
BILI|BILIBILI INC. ADS|OPCO|Oppenheimer & Co. Inc.|38521
BILI|BILIBILI INC. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1369
BILI|BILIBILI INC. ADS|PAUL|Paulson Investment Company, Inc.|140
BILI|BILIBILI INC. ADS|PCFF|Pacific International Securities Inc./CDS|1000
BILI|BILIBILI INC. ADS|PCPT|PHILLIP CAPITAL INC.|97733
BILI|BILIBILI INC. ADS|PDQM|CODA MARKETS, INC.|2849593
BILI|BILIBILI INC. ADS|PHLY|NASDAQ Execution Services, LLC|400
BILI|BILIBILI INC. ADS|PIPR|Piper Jaffray & Co.|7589
BILI|BILIBILI INC. ADS|POIN|PRECISION SECURITIES, LLC (POIN)|14330
BILI|BILIBILI INC. ADS|PWJC|UBS Financial Services, Inc.|145390
BILI|BILIBILI INC. ADS|RAJA|Raymond James & Associates, Inc.|51689
BILI|BILIBILI INC. ADS|RBCM|RBC CAPITAL MARKETS, LLC|155825
BILI|BILIBILI INC. ADS|RGLD|Regal Securities, Inc|2258
BILI|BILIBILI INC. ADS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2400
BILI|BILIBILI INC. ADS|SAGL|SAGETRADER, LLC|57444
BILI|BILIBILI INC. ADS|SALI|INTL FCSTONE FINANCIAL INC.|12493
BILI|BILIBILI INC. ADS|SBSH|Citigroup Global Markets Inc.|1270177
BILI|BILIBILI INC. ADS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|4391
BILI|BILIBILI INC. ADS|SGMT|GOLDMAN SACHS & CO. LLC|736932
BILI|BILIBILI INC. ADS|SJLS|TRADE INFORMATICS LLC|3700
BILI|BILIBILI INC. ADS|SOGO|Wang Investment Associates, Inc.|9613
BILI|BILIBILI INC. ADS|SPDR|SPEEDROUTE LLC|414453
BILI|BILIBILI INC. ADS|SPHN|Stephens Inc.|100
BILI|BILIBILI INC. ADS|SPNT|SEVEN POINTS CAPITAL, LLC|2236
BILI|BILIBILI INC. ADS|SPTD|MINT GLOBAL MARKETS, INC.|26298
BILI|BILIBILI INC. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|63973
BILI|BILIBILI INC. ADS|STKP|STOCKPILE INVESTMENTS, INC.|2608
BILI|BILIBILI INC. ADS|STXG|Stockcross Financial Services, Inc.|500
BILI|BILIBILI INC. ADS|SWIM|TD Ameritrade, Inc.|6372723
BILI|BILIBILI INC. ADS|SWST|Hilltop Securities Inc.|8050
BILI|BILIBILI INC. ADS|TKNG|ALLY INVEST SECURITIES LLC|763483
BILI|BILIBILI INC. ADS|TRBT|Tradebot Systems, Inc.|1563243
BILI|BILIBILI INC. ADS|TRCM|TRC MARKETS LLC|85762
BILI|BILIBILI INC. ADS|TWTT|TASTYWORKS, INC.|4681
BILI|BILIBILI INC. ADS|UBSA|UBS SECURITIES LLC|4519572
BILI|BILIBILI INC. ADS|UBSS|UBS Securities LLC|4135197
BILI|BILIBILI INC. ADS|VALX|VIRTU AMERICAS LLC|109846
BILI|BILIBILI INC. ADS|VGRD|Vanguard Marketing Corporation|497262
BILI|BILIBILI INC. ADS|VSIN|Vision Financial Markets Llc|11721
BILI|BILIBILI INC. ADS|WABR|Wall Street Access|2580
BILI|BILIBILI INC. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|8064
BILI|BILIBILI INC. ADS|WCHV|WELLS FARGO SECURITIES, LLC|711284
BILI|BILIBILI INC. ADS|WEDB|WEDBUSH SECURITIES INC.|1456132
BILI|BILIBILI INC. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|130710
BILI|BILIBILI INC. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|963
BILI|BILIBILI INC. ADS|WGIF|CIBC World Markets Inc.|339516
BILI|BILIBILI INC. ADS|WHOT|JUST2TRADE, INC.|250
BILI|BILIBILI INC. ADS|WORD|Worden Capital Management LLC|4494
BILI|BILIBILI INC. ADS|WSEA|WOLVERINE SECURITIES, LLC|855376
BILI|BILIBILI INC. ADS|XIST|INSTINET, LLC|65600
BILI|BILIBILI INC. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|468990
BILI|BILIBILI INC. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|182544
BILI|BILIBILI INC. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27720
BIO|BIO RAD LABS CL A|ABLE|NATIXIS Securities Americas LLC|21800
BIO|BIO RAD LABS CL A|AGIS|Aegis Capital Corp.|2
BIO|BIO RAD LABS CL A|ALTX|Alternet Securities Inc.|3104
BIO|BIO RAD LABS CL A|APCC|Apex Clearing Corporation|243
BIO|BIO RAD LABS CL A|BANK|Primevest Financial Services, Inc.|6
BIO|BIO RAD LABS CL A|BARD|Robert W. Baird & Co. Incorporated|491
BIO|BIO RAD LABS CL A|BATM|CBOE TRADING, INC.|3196
BIO|BIO RAD LABS CL A|BBNT|BB&T SECURITIES, LLC|41
BIO|BIO RAD LABS CL A|BERN|Sanford C. Bernstein & Co., LLC|10126
BIO|BIO RAD LABS CL A|BIMI|Banca IMI Securities Corp.|5
BIO|BIO RAD LABS CL A|BKCM|BNY Mellon Capital Markets LLC|4292
BIO|BIO RAD LABS CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|317
BIO|BIO RAD LABS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|2335
BIO|BIO RAD LABS CL A|BRVL|BLAYLOCK VAN, LLC|100
BIO|BIO RAD LABS CL A|BTIG|BTIG, LLC|175
BIO|BIO RAD LABS CL A|BYXM|CBOE TRADING, INC.|751
BIO|BIO RAD LABS CL A|CANT|Cantor Fitzgerald & Co.|19
BIO|BIO RAD LABS CL A|CHAS|Charles Schwab & Co., Inc.|207
BIO|BIO RAD LABS CL A|CIST|Capital Institutional Services, Inc.|300
BIO|BIO RAD LABS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19094
BIO|BIO RAD LABS CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10727
BIO|BIO RAD LABS CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16555
BIO|BIO RAD LABS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44681
BIO|BIO RAD LABS CL A|CTDL|Citadel Derivatives Group Llc|917
BIO|BIO RAD LABS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|12606
BIO|BIO RAD LABS CL A|DADA|D.A. Davidson & Co.|18
BIO|BIO RAD LABS CL A|DBAB|Deutsche Bank Securities Inc.|16607
BIO|BIO RAD LABS CL A|DBAX|Deutsche Bank Securities Inc.|36500
BIO|BIO RAD LABS CL A|DBUL|Deutsche Bank Securities Inc.|145
BIO|BIO RAD LABS CL A|DEAN|MORGAN STANLEY|647
BIO|BIO RAD LABS CL A|DEGS|RONIN PROFESSIONAL LLC|200
BIO|BIO RAD LABS CL A|EBXL|EBX LLC|24900
BIO|BIO RAD LABS CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1988
BIO|BIO RAD LABS CL A|EDJO|Edward D. Jones & Co., L.P.|92
BIO|BIO RAD LABS CL A|EGAM|CBOE TRADING, INC.|3975
BIO|BIO RAD LABS CL A|EGAW|CBOE TRADING, INC.|11
BIO|BIO RAD LABS CL A|EGMT|EG MARKET TECHNOLOGIES LLC|109
BIO|BIO RAD LABS CL A|EGXM|CBOE TRADING, INC.|400
BIO|BIO RAD LABS CL A|EGXW|CBOE TRADING, INC.|2
BIO|BIO RAD LABS CL A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|50
BIO|BIO RAD LABS CL A|ETCC|Electronic Transaction Clearing, Inc.|50
BIO|BIO RAD LABS CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13808
BIO|BIO RAD LABS CL A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
BIO|BIO RAD LABS CL A|ETRS|E*Trade Securities LLC|6304
BIO|BIO RAD LABS CL A|FBSB|U.S. Bancorp Investments, Inc.|2
BIO|BIO RAD LABS CL A|FILL|Tradestation Securities, Inc.|22
BIO|BIO RAD LABS CL A|FMAF|NBCN Inc./ CDS|1806
BIO|BIO RAD LABS CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2400
BIO|BIO RAD LABS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12774
BIO|BIO RAD LABS CL A|FTBR|Foliofn Investments, Inc.|65
BIO|BIO RAD LABS CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|84
BIO|BIO RAD LABS CL A|GLPX|ACS EXECUTION SERVICES, LLC|60843
BIO|BIO RAD LABS CL A|GSCO|GOLDMAN SACHS & CO. LLC|198380
BIO|BIO RAD LABS CL A|GSLT|GOLDMAN SACHS & CO. LLC|306
BIO|BIO RAD LABS CL A|GTSZ|GTS SECURITIES LLC|44971
BIO|BIO RAD LABS CL A|HRBF|American Enterprise Investment Services Inc.|438
BIO|BIO RAD LABS CL A|IATS|INTERACTIVE BROKERS LLC|633
BIO|BIO RAD LABS CL A|IBKR|Interactive Brokers Llc|819
BIO|BIO RAD LABS CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1008
BIO|BIO RAD LABS CL A|ICBX|INSTINET, LLC|8000
BIO|BIO RAD LABS CL A|IEQY|CITADEL SECURITIES LLC|13564
BIO|BIO RAD LABS CL A|INCA|INSTINET, LLC|22230
BIO|BIO RAD LABS CL A|INJX|INSTINET, LLC|1330
BIO|BIO RAD LABS CL A|ITGI|ITG Inc.|12546
BIO|BIO RAD LABS CL A|ITGP|ITG INC.|49800
BIO|BIO RAD LABS CL A|JANY|Janney Montgomery Scott Inc.|3
BIO|BIO RAD LABS CL A|JEFF|JEFFERIES LLC|28355
BIO|BIO RAD LABS CL A|JMPT|JUMP TRADING, LLC|3312
BIO|BIO RAD LABS CL A|JPBX|J.P. MORGAN SECURITIES LLC|17754
BIO|BIO RAD LABS CL A|JPMX|J.P. Morgan Securities LLC|113103
BIO|BIO RAD LABS CL A|JSJX|JANE STREET CAPITAL LLC|495
BIO|BIO RAD LABS CL A|KCGM|VIRTU Americas LLC|4241
BIO|BIO RAD LABS CL A|LEHM|Barclays Capital Inc./Le|83695
BIO|BIO RAD LABS CL A|LIME|Lime Brokerage LLC|2550
BIO|BIO RAD LABS CL A|LSCI|Lek Securities Corporation|4
BIO|BIO RAD LABS CL A|MAXM|Maxim Group LLC|14
BIO|BIO RAD LABS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35700
BIO|BIO RAD LABS CL A|MOTF|MOTIF INVESTING, INC.|4
BIO|BIO RAD LABS CL A|MSCO|MORGAN STANLEY & CO. LLC|211134
BIO|BIO RAD LABS CL A|MSPL|MORGAN STANLEY & CO. LLC|48300
BIO|BIO RAD LABS CL A|MSTX|MORGAN STANLEY & CO. LLC|9600
BIO|BIO RAD LABS CL A|MULL|MARK J. MULLER EQUITIES, INC.|1111
BIO|BIO RAD LABS CL A|NFSC|National Financial Services LLC|7726
BIO|BIO RAD LABS CL A|NITE|VIRTU Americas LLC|72513
BIO|BIO RAD LABS CL A|NQRB|Brut, LLC|776
BIO|BIO RAD LABS CL A|NTBF|BMO Nesbitt Burns Inc./CDS|6
BIO|BIO RAD LABS CL A|OPCO|Oppenheimer & Co. Inc.|4
BIO|BIO RAD LABS CL A|PDQM|CODA MARKETS, INC.|138958
BIO|BIO RAD LABS CL A|PIPR|Piper Jaffray & Co.|282
BIO|BIO RAD LABS CL A|PWJC|UBS Financial Services, Inc.|255
BIO|BIO RAD LABS CL A|RBCM|RBC CAPITAL MARKETS, LLC|345
BIO|BIO RAD LABS CL A|SAGL|SAGETRADER, LLC|1507
BIO|BIO RAD LABS CL A|SBSH|Citigroup Global Markets Inc.|2322
BIO|BIO RAD LABS CL A|SGMT|GOLDMAN SACHS & CO. LLC|15183
BIO|BIO RAD LABS CL A|SPDR|SPEEDROUTE LLC|4201
BIO|BIO RAD LABS CL A|SPHN|Stephens Inc.|463
BIO|BIO RAD LABS CL A|SPTD|MINT GLOBAL MARKETS, INC.|1872
BIO|BIO RAD LABS CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|219
BIO|BIO RAD LABS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|599
BIO|BIO RAD LABS CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2500
BIO|BIO RAD LABS CL A|SWIM|TD Ameritrade, Inc.|2503
BIO|BIO RAD LABS CL A|SWST|Hilltop Securities Inc.|31
BIO|BIO RAD LABS CL A|TKNG|ALLY INVEST SECURITIES LLC|180
BIO|BIO RAD LABS CL A|TRBT|Tradebot Systems, Inc.|13640
BIO|BIO RAD LABS CL A|TRCM|TRC MARKETS LLC|2056
BIO|BIO RAD LABS CL A|UBSA|UBS SECURITIES LLC|104263
BIO|BIO RAD LABS CL A|UBSS|UBS Securities LLC|113294
BIO|BIO RAD LABS CL A|VALX|VIRTU AMERICAS LLC|2231
BIO|BIO RAD LABS CL A|VGRD|Vanguard Marketing Corporation|192
BIO|BIO RAD LABS CL A|WABR|Wall Street Access|300
BIO|BIO RAD LABS CL A|WBLR|WILLIAM BLAIR|100
BIO|BIO RAD LABS CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|800
BIO|BIO RAD LABS CL A|WCHV|WELLS FARGO SECURITIES, LLC|9603
BIO|BIO RAD LABS CL A|WEED|Weeden & Co.L.P.|3532
BIO|BIO RAD LABS CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|974
BIO|BIO RAD LABS CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1073
BIO|BIO RAD LABS CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|34
BIO|BIO RAD LABS CL A|WSEA|WOLVERINE SECURITIES, LLC|395
BIO|BIO RAD LABS CL A|XIST|INSTINET, LLC|5200
BIO|BIO RAD LABS CL A|XPQR|Jump Trading|511
BIO|BIO RAD LABS CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BIO|BIO RAD LABS CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|36072
BIO|BIO RAD LABS CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2274
BIO.B|BIO RAD LABS CL B|FTBR|Foliofn Investments, Inc.|36
BIO.B|BIO RAD LABS CL B|IBKR|Interactive Brokers Llc|100
BIO.B|BIO RAD LABS CL B|LEHM|Barclays Capital Inc./Le|705
BIO.B|BIO RAD LABS CL B|LIME|Lime Brokerage LLC|50
BIO.B|BIO RAD LABS CL B|MSCO|MORGAN STANLEY & CO. LLC|3
BIO.B|BIO RAD LABS CL B|NITE|VIRTU Americas LLC|8
BIO.B|BIO RAD LABS CL B|STFL|Stifel, Nicolaus & Company, Incorporated|28
BIO.B|BIO RAD LABS CL B|UBSS|UBS Securities LLC|350
BIO.B|BIO RAD LABS CL B|WCHV|WELLS FARGO SECURITIES, LLC|100
BIO.B|BIO RAD LABS CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
BIO.B|BIO RAD LABS CL B|WSEA|WOLVERINE SECURITIES, LLC|5
BIOC|BIOCEPT INC.|APCC|Apex Clearing Corporation|101317
BIOC|BIOCEPT INC.|BATM|CBOE TRADING, INC.|3800
BIOC|BIOCEPT INC.|BAYT|BTIG, LLC|6300
BIOC|BIOCEPT INC.|BIMI|Banca IMI Securities Corp.|94984
BIOC|BIOCEPT INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13387
BIOC|BIOCEPT INC.|CHAS|Charles Schwab & Co., Inc.|500
BIOC|BIOCEPT INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5006
BIOC|BIOCEPT INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11550
BIOC|BIOCEPT INC.|CRFN|ROBINHOOD FINANCIAL, LLC|40
BIOC|BIOCEPT INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3400
BIOC|BIOCEPT INC.|CTDE|CHOICETRADE|2500
BIOC|BIOCEPT INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
BIOC|BIOCEPT INC.|DBAB|Deutsche Bank Securities Inc.|16794
BIOC|BIOCEPT INC.|DBAX|Deutsche Bank Securities Inc.|2500
BIOC|BIOCEPT INC.|DJSA|Dawson James Securities, Inc|39625
BIOC|BIOCEPT INC.|EBXL|EBX LLC|4400
BIOC|BIOCEPT INC.|EDJO|Edward D. Jones & Co., L.P.|1000
BIOC|BIOCEPT INC.|EGAM|CBOE TRADING, INC.|14823
BIOC|BIOCEPT INC.|EGXM|CBOE TRADING, INC.|75463
BIOC|BIOCEPT INC.|EGXW|CBOE TRADING, INC.|92032
BIOC|BIOCEPT INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BIOC|BIOCEPT INC.|ETRS|E*Trade Securities LLC|2065869
BIOC|BIOCEPT INC.|FBCO|Credit Suisse Securities (USA) LLC|137316
BIOC|BIOCEPT INC.|FILL|Tradestation Securities, Inc.|250833
BIOC|BIOCEPT INC.|FMAF|NBCN Inc./ CDS|26818
BIOC|BIOCEPT INC.|FOMA|TD AMERITRADE CLEARING, INC.|3738073
BIOC|BIOCEPT INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38178
BIOC|BIOCEPT INC.|FTBR|Foliofn Investments, Inc.|3116
BIOC|BIOCEPT INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|10691
BIOC|BIOCEPT INC.|GLIS|TD Securities Inc|3600
BIOC|BIOCEPT INC.|GSCO|GOLDMAN SACHS & CO. LLC|77476
BIOC|BIOCEPT INC.|GSCS|GOLDMAN SACHS & CO. LLC|54802
BIOC|BIOCEPT INC.|GSLT|GOLDMAN SACHS & CO. LLC|79716
BIOC|BIOCEPT INC.|HRBF|American Enterprise Investment Services Inc.|21000
BIOC|BIOCEPT INC.|IATS|INTERACTIVE BROKERS LLC|10426
BIOC|BIOCEPT INC.|IBKR|Interactive Brokers Llc|935072
BIOC|BIOCEPT INC.|ICBX|INSTINET, LLC|12900
BIOC|BIOCEPT INC.|INCA|INSTINET, LLC|173431
BIOC|BIOCEPT INC.|ITGI|ITG Inc.|1820
BIOC|BIOCEPT INC.|ITGP|ITG INC.|2000
BIOC|BIOCEPT INC.|JMPT|JUMP TRADING, LLC|4250
BIOC|BIOCEPT INC.|JPMX|J.P. Morgan Securities LLC|7966
BIOC|BIOCEPT INC.|KCGM|VIRTU Americas LLC|700
BIOC|BIOCEPT INC.|LEHM|Barclays Capital Inc./Le|155732
BIOC|BIOCEPT INC.|LIME|Lime Brokerage LLC|200
BIOC|BIOCEPT INC.|MAXM|Maxim Group LLC|5000
BIOC|BIOCEPT INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
BIOC|BIOCEPT INC.|MSCO|MORGAN STANLEY & CO. LLC|1801762
BIOC|BIOCEPT INC.|NFSC|National Financial Services LLC|2291676
BIOC|BIOCEPT INC.|NITE|VIRTU Americas LLC|4760351
BIOC|BIOCEPT INC.|NQRB|Brut, LLC|125262
BIOC|BIOCEPT INC.|PCPT|PHILLIP CAPITAL INC.|19500
BIOC|BIOCEPT INC.|PDQM|CODA MARKETS, INC.|708149
BIOC|BIOCEPT INC.|RAJA|Raymond James & Associates, Inc.|72600
BIOC|BIOCEPT INC.|RBCM|RBC CAPITAL MARKETS, LLC|29100
BIOC|BIOCEPT INC.|RGLD|Regal Securities, Inc|15200
BIOC|BIOCEPT INC.|SALI|INTL FCSTONE FINANCIAL INC.|42715
BIOC|BIOCEPT INC.|SBSH|Citigroup Global Markets Inc.|51100
BIOC|BIOCEPT INC.|SGMT|GOLDMAN SACHS & CO. LLC|1307
BIOC|BIOCEPT INC.|SPDR|SPEEDROUTE LLC|252
BIOC|BIOCEPT INC.|STFL|Stifel, Nicolaus & Company, Incorporated|7668
BIOC|BIOCEPT INC.|SWIM|TD Ameritrade, Inc.|1271631
BIOC|BIOCEPT INC.|SWST|Hilltop Securities Inc.|36900
BIOC|BIOCEPT INC.|TKNG|ALLY INVEST SECURITIES LLC|37297
BIOC|BIOCEPT INC.|TWTT|TASTYWORKS, INC.|7250
BIOC|BIOCEPT INC.|UBSA|UBS SECURITIES LLC|202076
BIOC|BIOCEPT INC.|UBSS|UBS Securities LLC|473207
BIOC|BIOCEPT INC.|VGRD|Vanguard Marketing Corporation|97044
BIOC|BIOCEPT INC.|VNDM|Wall Street Access|85042
BIOC|BIOCEPT INC.|VSIN|Vision Financial Markets Llc|65113
BIOC|BIOCEPT INC.|WCHV|WELLS FARGO SECURITIES, LLC|149799
BIOC|BIOCEPT INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|82026
BIOC|BIOCEPT INC.|WGIF|CIBC World Markets Inc.|64263
BIOC|BIOCEPT INC.|WSEA|WOLVERINE SECURITIES, LLC|309967
BIOC|BIOCEPT INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
BIOC|BIOCEPT INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|45660
BIOL|BIOLASE INC. CMN|APCC|Apex Clearing Corporation|4470
BIOL|BIOLASE INC. CMN|BATM|CBOE TRADING, INC.|1388
BIOL|BIOLASE INC. CMN|BIMI|Banca IMI Securities Corp.|8800
BIOL|BIOLASE INC. CMN|CANT|Cantor Fitzgerald & Co.|93
BIOL|BIOLASE INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|602
BIOL|BIOLASE INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11208
BIOL|BIOLASE INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
BIOL|BIOLASE INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4741
BIOL|BIOLASE INC. CMN|DBAB|Deutsche Bank Securities Inc.|13934
BIOL|BIOLASE INC. CMN|DBAX|Deutsche Bank Securities Inc.|2900
BIOL|BIOLASE INC. CMN|DEAN|MORGAN STANLEY|58
BIOL|BIOLASE INC. CMN|DEGS|RONIN PROFESSIONAL LLC|44090
BIOL|BIOLASE INC. CMN|EBXL|EBX LLC|1500
BIOL|BIOLASE INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5900
BIOL|BIOLASE INC. CMN|EDJO|Edward D. Jones & Co., L.P.|1046
BIOL|BIOLASE INC. CMN|EGAM|CBOE TRADING, INC.|2209
BIOL|BIOLASE INC. CMN|EGXM|CBOE TRADING, INC.|4471
BIOL|BIOLASE INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|200
BIOL|BIOLASE INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|80
BIOL|BIOLASE INC. CMN|ETRS|E*Trade Securities LLC|232694
BIOL|BIOLASE INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|49254
BIOL|BIOLASE INC. CMN|FILL|Tradestation Securities, Inc.|9250
BIOL|BIOLASE INC. CMN|FMAF|NBCN Inc./ CDS|8200
BIOL|BIOLASE INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|237933
BIOL|BIOLASE INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4480
BIOL|BIOLASE INC. CMN|FTBR|Foliofn Investments, Inc.|248
BIOL|BIOLASE INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|3712
BIOL|BIOLASE INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|7706
BIOL|BIOLASE INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|958
BIOL|BIOLASE INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|2655
BIOL|BIOLASE INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|1396
BIOL|BIOLASE INC. CMN|GTSZ|GTS SECURITIES LLC|1086
BIOL|BIOLASE INC. CMN|HRBF|American Enterprise Investment Services Inc.|5
BIOL|BIOLASE INC. CMN|IATS|INTERACTIVE BROKERS LLC|11966
BIOL|BIOLASE INC. CMN|IBKR|Interactive Brokers Llc|90529
BIOL|BIOLASE INC. CMN|ICBX|INSTINET, LLC|1600
BIOL|BIOLASE INC. CMN|INCA|INSTINET, LLC|39995
BIOL|BIOLASE INC. CMN|ITGI|ITG Inc.|4766
BIOL|BIOLASE INC. CMN|ITGP|ITG INC.|15800
BIOL|BIOLASE INC. CMN|JMPT|JUMP TRADING, LLC|436
BIOL|BIOLASE INC. CMN|JPMX|J.P. Morgan Securities LLC|206
BIOL|BIOLASE INC. CMN|JSJX|JANE STREET CAPITAL LLC|1102
BIOL|BIOLASE INC. CMN|LEHM|Barclays Capital Inc./Le|770
BIOL|BIOLASE INC. CMN|LIME|Lime Brokerage LLC|16960
BIOL|BIOLASE INC. CMN|LSCI|Lek Securities Corporation|40
BIOL|BIOLASE INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
BIOL|BIOLASE INC. CMN|MBTS|ALLY INVEST SECURITIES LLC|1955
BIOL|BIOLASE INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
BIOL|BIOLASE INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|72898
BIOL|BIOLASE INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|3500
BIOL|BIOLASE INC. CMN|NFSC|National Financial Services LLC|166038
BIOL|BIOLASE INC. CMN|NITE|VIRTU Americas LLC|400050
BIOL|BIOLASE INC. CMN|NQRB|Brut, LLC|600
BIOL|BIOLASE INC. CMN|OPCO|Oppenheimer & Co. Inc.|5777
BIOL|BIOLASE INC. CMN|PDQM|CODA MARKETS, INC.|14685
BIOL|BIOLASE INC. CMN|PWJC|UBS Financial Services, Inc.|50
BIOL|BIOLASE INC. CMN|RAJA|Raymond James & Associates, Inc.|1000
BIOL|BIOLASE INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|1
BIOL|BIOLASE INC. CMN|SAGL|SAGETRADER, LLC|480
BIOL|BIOLASE INC. CMN|SBSH|Citigroup Global Markets Inc.|6845
BIOL|BIOLASE INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|212
BIOL|BIOLASE INC. CMN|SPDR|SPEEDROUTE LLC|9012
BIOL|BIOLASE INC. CMN|SWIM|TD Ameritrade, Inc.|90848
BIOL|BIOLASE INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|1157
BIOL|BIOLASE INC. CMN|TRCM|TRC MARKETS LLC|31635
BIOL|BIOLASE INC. CMN|TWTT|TASTYWORKS, INC.|2155
BIOL|BIOLASE INC. CMN|UBSA|UBS SECURITIES LLC|13134
BIOL|BIOLASE INC. CMN|UBSS|UBS Securities LLC|66153
BIOL|BIOLASE INC. CMN|VALX|VIRTU AMERICAS LLC|2700
BIOL|BIOLASE INC. CMN|VGRD|Vanguard Marketing Corporation|296
BIOL|BIOLASE INC. CMN|VSIN|Vision Financial Markets Llc|55603
BIOL|BIOLASE INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|1311
BIOL|BIOLASE INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2389
BIOL|BIOLASE INC. CMN|WGIF|CIBC World Markets Inc.|3515
BIOL|BIOLASE INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|23207
BIOL|BIOLASE INC. CMN|WTFS|JUST2TRADE, INC.|20
BIOL|BIOLASE INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1205
BIOS|BIOSCRIP INC|ABLE|NATIXIS Securities Americas LLC|1544
BIOS|BIOSCRIP INC|AGIS|Aegis Capital Corp.|15118
BIOS|BIOSCRIP INC|ALTX|Alternet Securities Inc.|4500
BIOS|BIOSCRIP INC|APCC|Apex Clearing Corporation|46319
BIOS|BIOSCRIP INC|BATM|CBOE TRADING, INC.|601
BIOS|BIOSCRIP INC|BERN|Sanford C. Bernstein & Co., LLC|13209
BIOS|BIOSCRIP INC|BIDS|BIDS TRADING L.P.|9300
BIOS|BIOSCRIP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2800
BIOS|BIOSCRIP INC|BMOC|BMO Capital Markets Corp.|19328
BIOS|BIOSCRIP INC|BNPX|BNP PARIBAS SECURITIES CORP.|12475
BIOS|BIOSCRIP INC|BTIG|BTIG, LLC|34117
BIOS|BIOSCRIP INC|BYXM|CBOE TRADING, INC.|100
BIOS|BIOSCRIP INC|BZYD|GOLDMAN SACHS & CO. LLC|11516
BIOS|BIOSCRIP INC|CANT|Cantor Fitzgerald & Co.|729766
BIOS|BIOSCRIP INC|CHAS|Charles Schwab & Co., Inc.|11350
BIOS|BIOSCRIP INC|CIST|Capital Institutional Services, Inc.|21837
BIOS|BIOSCRIP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|574497
BIOS|BIOSCRIP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BIOS|BIOSCRIP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22545
BIOS|BIOSCRIP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|340961
BIOS|BIOSCRIP INC|CTDL|Citadel Derivatives Group Llc|22788
BIOS|BIOSCRIP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|96296
BIOS|BIOSCRIP INC|DBAB|Deutsche Bank Securities Inc.|196885
BIOS|BIOSCRIP INC|DBAX|Deutsche Bank Securities Inc.|169300
BIOS|BIOSCRIP INC|DBUL|Deutsche Bank Securities Inc.|2800
BIOS|BIOSCRIP INC|DEAN|MORGAN STANLEY|14504
BIOS|BIOSCRIP INC|DEGS|RONIN PROFESSIONAL LLC|15052
BIOS|BIOSCRIP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27800
BIOS|BIOSCRIP INC|EBXL|EBX LLC|245900
BIOS|BIOSCRIP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|35733
BIOS|BIOSCRIP INC|EGAM|CBOE TRADING, INC.|17419
BIOS|BIOSCRIP INC|EGAW|CBOE TRADING, INC.|80
BIOS|BIOSCRIP INC|EGXM|CBOE TRADING, INC.|1400
BIOS|BIOSCRIP INC|ETBE|Electronic Transaction Clearing, Inc.|26103
BIOS|BIOSCRIP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12716
BIOS|BIOSCRIP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1804
BIOS|BIOSCRIP INC|ETRS|E*Trade Securities LLC|193808
BIOS|BIOSCRIP INC|FBCO|Credit Suisse Securities (USA) LLC|400902
BIOS|BIOSCRIP INC|FILL|Tradestation Securities, Inc.|1365
BIOS|BIOSCRIP INC|FMAF|NBCN Inc./ CDS|7000
BIOS|BIOSCRIP INC|FOMA|TD AMERITRADE CLEARING, INC.|306828
BIOS|BIOSCRIP INC|FQLS|Quantlab Securities LP|44086
BIOS|BIOSCRIP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48272
BIOS|BIOSCRIP INC|FTBR|Foliofn Investments, Inc.|4
BIOS|BIOSCRIP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|48172
BIOS|BIOSCRIP INC|GLPX|ACS EXECUTION SERVICES, LLC|54797
BIOS|BIOSCRIP INC|GSCO|GOLDMAN SACHS & CO. LLC|857302
BIOS|BIOSCRIP INC|GSCS|GOLDMAN SACHS & CO. LLC|65510
BIOS|BIOSCRIP INC|GSLT|GOLDMAN SACHS & CO. LLC|700
BIOS|BIOSCRIP INC|GTSZ|GTS SECURITIES LLC|1344
BIOS|BIOSCRIP INC|HRBF|American Enterprise Investment Services Inc.|11608
BIOS|BIOSCRIP INC|IATS|INTERACTIVE BROKERS LLC|3494
BIOS|BIOSCRIP INC|IBKR|Interactive Brokers Llc|50468
BIOS|BIOSCRIP INC|ICBX|INSTINET, LLC|72460
BIOS|BIOSCRIP INC|IEQY|CITADEL SECURITIES LLC|27579
BIOS|BIOSCRIP INC|IMPC|Imperial Capital, LLC|5290
BIOS|BIOSCRIP INC|INCA|INSTINET, LLC|289049
BIOS|BIOSCRIP INC|INJX|INSTINET, LLC|244714
BIOS|BIOSCRIP INC|ITGI|ITG Inc.|54138
BIOS|BIOSCRIP INC|ITGP|ITG INC.|106800
BIOS|BIOSCRIP INC|JANY|Janney Montgomery Scott Inc.|48000
BIOS|BIOSCRIP INC|JEFF|JEFFERIES LLC|70457
BIOS|BIOSCRIP INC|JMPT|JUMP TRADING, LLC|33918
BIOS|BIOSCRIP INC|JPBX|J.P. MORGAN SECURITIES LLC|4650
BIOS|BIOSCRIP INC|JPMX|J.P. Morgan Securities LLC|181606
BIOS|BIOSCRIP INC|JSJX|JANE STREET CAPITAL LLC|25050
BIOS|BIOSCRIP INC|KCGM|VIRTU Americas LLC|68107
BIOS|BIOSCRIP INC|LEHM|Barclays Capital Inc./Le|664412
BIOS|BIOSCRIP INC|LIME|Lime Brokerage LLC|266173
BIOS|BIOSCRIP INC|LMGP|LIME BROKERAGE LLC|1904
BIOS|BIOSCRIP INC|LOOP|Loop Capital Markets LLC|3358
BIOS|BIOSCRIP INC|LQNA|LIQUIDNET, INC.|14400
BIOS|BIOSCRIP INC|LVMR|LIVERMORE TRADING GROUP, INC.|22900
BIOS|BIOSCRIP INC|MAXM|Maxim Group LLC|11824
BIOS|BIOSCRIP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|609190
BIOS|BIOSCRIP INC|MOTF|MOTIF INVESTING, INC.|1
BIOS|BIOSCRIP INC|MSCO|MORGAN STANLEY & CO. LLC|1140279
BIOS|BIOSCRIP INC|MSPL|MORGAN STANLEY & CO. LLC|151400
BIOS|BIOSCRIP INC|MSTX|MORGAN STANLEY & CO. LLC|29800
BIOS|BIOSCRIP INC|NFSC|National Financial Services LLC|268369
BIOS|BIOSCRIP INC|NITE|VIRTU Americas LLC|573553
BIOS|BIOSCRIP INC|NITP|VIRTU Americas LLC|35176
BIOS|BIOSCRIP INC|NQRB|Brut, LLC|10749
BIOS|BIOSCRIP INC|OPCO|Oppenheimer & Co. Inc.|9900
BIOS|BIOSCRIP INC|PDQM|CODA MARKETS, INC.|35152
BIOS|BIOSCRIP INC|RAJA|Raymond James & Associates, Inc.|78439
BIOS|BIOSCRIP INC|RBCM|RBC CAPITAL MARKETS, LLC|13050
BIOS|BIOSCRIP INC|RHCO|Suntrust Robinson Humphrey, Inc.|5000
BIOS|BIOSCRIP INC|SAGL|SAGETRADER, LLC|3000
BIOS|BIOSCRIP INC|SBSH|Citigroup Global Markets Inc.|206086
BIOS|BIOSCRIP INC|SGMT|GOLDMAN SACHS & CO. LLC|123303
BIOS|BIOSCRIP INC|SPDR|SPEEDROUTE LLC|11287
BIOS|BIOSCRIP INC|SWIM|TD Ameritrade, Inc.|166722
BIOS|BIOSCRIP INC|TKNG|ALLY INVEST SECURITIES LLC|4659
BIOS|BIOSCRIP INC|TMBR|Timber Hill LLC|300
BIOS|BIOSCRIP INC|TRBT|Tradebot Systems, Inc.|78534
BIOS|BIOSCRIP INC|TRCM|TRC MARKETS LLC|31348
BIOS|BIOSCRIP INC|TWTT|TASTYWORKS, INC.|200
BIOS|BIOSCRIP INC|UBSA|UBS SECURITIES LLC|585081
BIOS|BIOSCRIP INC|UBSS|UBS Securities LLC|1136681
BIOS|BIOSCRIP INC|VALX|VIRTU AMERICAS LLC|29990
BIOS|BIOSCRIP INC|VGRD|Vanguard Marketing Corporation|43689
BIOS|BIOSCRIP INC|VNDM|Wall Street Access|17000
BIOS|BIOSCRIP INC|WABR|Wall Street Access|7000
BIOS|BIOSCRIP INC|WCHV|WELLS FARGO SECURITIES, LLC|25387
BIOS|BIOSCRIP INC|WEED|Weeden & Co.L.P.|370
BIOS|BIOSCRIP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|451
BIOS|BIOSCRIP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3872
BIOS|BIOSCRIP INC|WGIF|CIBC World Markets Inc.|399
BIOS|BIOSCRIP INC|WOLF|Wolfe Trahan Securities|700
BIOS|BIOSCRIP INC|WSEA|WOLVERINE SECURITIES, LLC|6447
BIOS|BIOSCRIP INC|XIST|INSTINET, LLC|40400
BIOS|BIOSCRIP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|29600
BIOS|BIOSCRIP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|400
BIOS|BIOSCRIP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2726
BIP|BROOKFIELD INFRASTRU|ALTX|Alternet Securities Inc.|1051
BIP|BROOKFIELD INFRASTRU|APCC|Apex Clearing Corporation|1911
BIP|BROOKFIELD INFRASTRU|BANK|Primevest Financial Services, Inc.|580
BIP|BROOKFIELD INFRASTRU|BARD|Robert W. Baird & Co. Incorporated|10407
BIP|BROOKFIELD INFRASTRU|BATM|CBOE TRADING, INC.|2568
BIP|BROOKFIELD INFRASTRU|BBNT|BB&T SECURITIES, LLC|1400
BIP|BROOKFIELD INFRASTRU|BERN|Sanford C. Bernstein & Co., LLC|1520
BIP|BROOKFIELD INFRASTRU|BIDS|BIDS TRADING L.P.|200
BIP|BROOKFIELD INFRASTRU|BIMI|Banca IMI Securities Corp.|115
BIP|BROOKFIELD INFRASTRU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13165
BIP|BROOKFIELD INFRASTRU|BMOC|BMO Capital Markets Corp.|303
BIP|BROOKFIELD INFRASTRU|BZYD|GOLDMAN SACHS & CO. LLC|1000
BIP|BROOKFIELD INFRASTRU|CANT|Cantor Fitzgerald & Co.|350
BIP|BROOKFIELD INFRASTRU|CHAS|Charles Schwab & Co., Inc.|10169
BIP|BROOKFIELD INFRASTRU|CIST|Capital Institutional Services, Inc.|8640
BIP|BROOKFIELD INFRASTRU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74981
BIP|BROOKFIELD INFRASTRU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8073
BIP|BROOKFIELD INFRASTRU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
BIP|BROOKFIELD INFRASTRU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81210
BIP|BROOKFIELD INFRASTRU|CTDL|Citadel Derivatives Group Llc|1444
BIP|BROOKFIELD INFRASTRU|CTLR|CUTLER GROUP, LP|200
BIP|BROOKFIELD INFRASTRU|CXCX|CITIGROUP GLOBAL MARKETS INC.|7126
BIP|BROOKFIELD INFRASTRU|DADA|D.A. Davidson & Co.|2723
BIP|BROOKFIELD INFRASTRU|DAVA|Davenport & Company LLC|2357
BIP|BROOKFIELD INFRASTRU|DBAB|Deutsche Bank Securities Inc.|7777
BIP|BROOKFIELD INFRASTRU|DBAX|Deutsche Bank Securities Inc.|61000
BIP|BROOKFIELD INFRASTRU|DEAN|MORGAN STANLEY|6609
BIP|BROOKFIELD INFRASTRU|DEGS|RONIN PROFESSIONAL LLC|100
BIP|BROOKFIELD INFRASTRU|EBXL|EBX LLC|70700
BIP|BROOKFIELD INFRASTRU|ECUT|CONVERGEX EXECUTION SOLUTIONS|10663
BIP|BROOKFIELD INFRASTRU|EDJO|Edward D. Jones & Co., L.P.|8201
BIP|BROOKFIELD INFRASTRU|EGAM|CBOE TRADING, INC.|700
BIP|BROOKFIELD INFRASTRU|EGMT|EG MARKET TECHNOLOGIES LLC|500
BIP|BROOKFIELD INFRASTRU|EGXM|CBOE TRADING, INC.|500
BIP|BROOKFIELD INFRASTRU|ETBE|Electronic Transaction Clearing, Inc.|4382
BIP|BROOKFIELD INFRASTRU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5394
BIP|BROOKFIELD INFRASTRU|ETRS|E*Trade Securities LLC|190452
BIP|BROOKFIELD INFRASTRU|FILL|Tradestation Securities, Inc.|1221
BIP|BROOKFIELD INFRASTRU|FMAF|NBCN Inc./ CDS|6256
BIP|BROOKFIELD INFRASTRU|FMCO|First Manhattan Co|850
BIP|BROOKFIELD INFRASTRU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61276
BIP|BROOKFIELD INFRASTRU|FTBR|Foliofn Investments, Inc.|2876
BIP|BROOKFIELD INFRASTRU|GLIS|TD Securities Inc|12208
BIP|BROOKFIELD INFRASTRU|GLPX|ACS EXECUTION SERVICES, LLC|8697
BIP|BROOKFIELD INFRASTRU|GSCO|GOLDMAN SACHS & CO. LLC|20737
BIP|BROOKFIELD INFRASTRU|GSLT|GOLDMAN SACHS & CO. LLC|1198
BIP|BROOKFIELD INFRASTRU|GTSZ|GTS SECURITIES LLC|6117
BIP|BROOKFIELD INFRASTRU|HASF|Haywood Securities Inc./CDS|100
BIP|BROOKFIELD INFRASTRU|HRBF|American Enterprise Investment Services Inc.|20756
BIP|BROOKFIELD INFRASTRU|IATS|INTERACTIVE BROKERS LLC|2419
BIP|BROOKFIELD INFRASTRU|IBKR|Interactive Brokers Llc|2651
BIP|BROOKFIELD INFRASTRU|ICBX|INSTINET, LLC|10150
BIP|BROOKFIELD INFRASTRU|INCA|INSTINET, LLC|53395
BIP|BROOKFIELD INFRASTRU|ITGI|ITG Inc.|24943
BIP|BROOKFIELD INFRASTRU|ITGP|ITG INC.|24000
BIP|BROOKFIELD INFRASTRU|JANY|Janney Montgomery Scott Inc.|4089
BIP|BROOKFIELD INFRASTRU|JEFF|JEFFERIES LLC|1158
BIP|BROOKFIELD INFRASTRU|JHDR|J.H. Darbie & Co., Inc.|200
BIP|BROOKFIELD INFRASTRU|JMPT|JUMP TRADING, LLC|2104
BIP|BROOKFIELD INFRASTRU|JPMX|J.P. Morgan Securities LLC|116052
BIP|BROOKFIELD INFRASTRU|JSJX|JANE STREET CAPITAL LLC|4410
BIP|BROOKFIELD INFRASTRU|KCGM|VIRTU Americas LLC|9244
BIP|BROOKFIELD INFRASTRU|LEHM|Barclays Capital Inc./Le|43167
BIP|BROOKFIELD INFRASTRU|LGNT|COR CLEARING LLC|2
BIP|BROOKFIELD INFRASTRU|LIME|Lime Brokerage LLC|15833
BIP|BROOKFIELD INFRASTRU|LSCI|Lek Securities Corporation|80
BIP|BROOKFIELD INFRASTRU|MBTS|ALLY INVEST SECURITIES LLC|1711
BIP|BROOKFIELD INFRASTRU|MCMF|Raymond James Ltd. Cds|820
BIP|BROOKFIELD INFRASTRU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13222
BIP|BROOKFIELD INFRASTRU|MOTF|MOTIF INVESTING, INC.|5
BIP|BROOKFIELD INFRASTRU|MSCO|MORGAN STANLEY & CO. LLC|182489
BIP|BROOKFIELD INFRASTRU|MSPL|MORGAN STANLEY & CO. LLC|24100
BIP|BROOKFIELD INFRASTRU|NATL|National Securities Corporation|437
BIP|BROOKFIELD INFRASTRU|NBCS|NBC Securities, INC.|1535
BIP|BROOKFIELD INFRASTRU|NEUB|NEUBERGER BERMAN BD LLC|6756
BIP|BROOKFIELD INFRASTRU|NFSC|National Financial Services LLC|247689
BIP|BROOKFIELD INFRASTRU|NITE|VIRTU Americas LLC|448900
BIP|BROOKFIELD INFRASTRU|NQRB|Brut, LLC|900
BIP|BROOKFIELD INFRASTRU|NTBF|BMO Nesbitt Burns Inc./CDS|23012
BIP|BROOKFIELD INFRASTRU|OPCO|Oppenheimer & Co. Inc.|1970
BIP|BROOKFIELD INFRASTRU|PDQM|CODA MARKETS, INC.|10390
BIP|BROOKFIELD INFRASTRU|PHLY|NASDAQ Execution Services, LLC|800
BIP|BROOKFIELD INFRASTRU|PWJC|UBS Financial Services, Inc.|5237
BIP|BROOKFIELD INFRASTRU|RBCM|RBC CAPITAL MARKETS, LLC|20168
BIP|BROOKFIELD INFRASTRU|ROBT|Robotti & Company, LLC|1000
BIP|BROOKFIELD INFRASTRU|SAGL|SAGETRADER, LLC|100
BIP|BROOKFIELD INFRASTRU|SALI|INTL FCSTONE FINANCIAL INC.|103
BIP|BROOKFIELD INFRASTRU|SBRX|MURIEL SIEBERT & CO INC|1981
BIP|BROOKFIELD INFRASTRU|SBSH|Citigroup Global Markets Inc.|11278
BIP|BROOKFIELD INFRASTRU|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1157
BIP|BROOKFIELD INFRASTRU|SEIC|SEI Investments Distribution Co.|400
BIP|BROOKFIELD INFRASTRU|SGMT|GOLDMAN SACHS & CO. LLC|18851
BIP|BROOKFIELD INFRASTRU|SPDR|SPEEDROUTE LLC|900
BIP|BROOKFIELD INFRASTRU|SPHN|Stephens Inc.|2228
BIP|BROOKFIELD INFRASTRU|STFL|Stifel, Nicolaus & Company, Incorporated|4657
BIP|BROOKFIELD INFRASTRU|STKP|STOCKPILE INVESTMENTS, INC.|360
BIP|BROOKFIELD INFRASTRU|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
BIP|BROOKFIELD INFRASTRU|SWIM|TD Ameritrade, Inc.|26640
BIP|BROOKFIELD INFRASTRU|SWST|Hilltop Securities Inc.|6909
BIP|BROOKFIELD INFRASTRU|TKNG|ALLY INVEST SECURITIES LLC|1137
BIP|BROOKFIELD INFRASTRU|TRBT|Tradebot Systems, Inc.|29465
BIP|BROOKFIELD INFRASTRU|TRCM|TRC MARKETS LLC|21918
BIP|BROOKFIELD INFRASTRU|TWTT|TASTYWORKS, INC.|203
BIP|BROOKFIELD INFRASTRU|UBSA|UBS SECURITIES LLC|48060
BIP|BROOKFIELD INFRASTRU|UBSS|UBS Securities LLC|106023
BIP|BROOKFIELD INFRASTRU|VALX|VIRTU AMERICAS LLC|6792
BIP|BROOKFIELD INFRASTRU|VGRD|Vanguard Marketing Corporation|44001
BIP|BROOKFIELD INFRASTRU|WBLR|WILLIAM BLAIR|300
BIP|BROOKFIELD INFRASTRU|WCHV|WELLS FARGO SECURITIES, LLC|101005
BIP|BROOKFIELD INFRASTRU|WEDB|WEDBUSH SECURITIES INC.|378
BIP|BROOKFIELD INFRASTRU|WEED|Weeden & Co.L.P.|1800
BIP|BROOKFIELD INFRASTRU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|904
BIP|BROOKFIELD INFRASTRU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14612
BIP|BROOKFIELD INFRASTRU|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
BIP|BROOKFIELD INFRASTRU|WSEA|WOLVERINE SECURITIES, LLC|6084
BIP|BROOKFIELD INFRASTRU|XSTM|NATIONAL FINANCIAL SERVICES LLC|22544
BIP|BROOKFIELD INFRASTRU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31232
BIS|PROSHRS ULSHT NQ BIO|APCC|Apex Clearing Corporation|16
BIS|PROSHRS ULSHT NQ BIO|BATM|CBOE TRADING, INC.|201
BIS|PROSHRS ULSHT NQ BIO|CMTT|CMT TRADING LLC|3724
BIS|PROSHRS ULSHT NQ BIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2654
BIS|PROSHRS ULSHT NQ BIO|DBAX|Deutsche Bank Securities Inc.|400
BIS|PROSHRS ULSHT NQ BIO|EBXL|EBX LLC|400
BIS|PROSHRS ULSHT NQ BIO|EGXM|CBOE TRADING, INC.|90
BIS|PROSHRS ULSHT NQ BIO|ETRS|E*Trade Securities LLC|12209
BIS|PROSHRS ULSHT NQ BIO|FBCO|Credit Suisse Securities (USA) LLC|20610
BIS|PROSHRS ULSHT NQ BIO|FOMA|TD AMERITRADE CLEARING, INC.|21092
BIS|PROSHRS ULSHT NQ BIO|GEBB|GLOBAL EXECUTION BROKERS, LP|600
BIS|PROSHRS ULSHT NQ BIO|GSCS|GOLDMAN SACHS & CO. LLC|700
BIS|PROSHRS ULSHT NQ BIO|GTSZ|GTS SECURITIES LLC|900
BIS|PROSHRS ULSHT NQ BIO|IATS|INTERACTIVE BROKERS LLC|1085
BIS|PROSHRS ULSHT NQ BIO|IBKR|Interactive Brokers Llc|11106
BIS|PROSHRS ULSHT NQ BIO|ICBX|INSTINET, LLC|1800
BIS|PROSHRS ULSHT NQ BIO|INCA|INSTINET, LLC|175
BIS|PROSHRS ULSHT NQ BIO|ITGP|ITG INC.|600
BIS|PROSHRS ULSHT NQ BIO|JPMX|J.P. Morgan Securities LLC|2600
BIS|PROSHRS ULSHT NQ BIO|JSEB|JANE STREET EXECUTION SERVICES, LLC|1800
BIS|PROSHRS ULSHT NQ BIO|JSJX|JANE STREET CAPITAL LLC|19800
BIS|PROSHRS ULSHT NQ BIO|KCGM|VIRTU Americas LLC|1170
BIS|PROSHRS ULSHT NQ BIO|LEHM|Barclays Capital Inc./Le|4400
BIS|PROSHRS ULSHT NQ BIO|LIME|Lime Brokerage LLC|22455
BIS|PROSHRS ULSHT NQ BIO|LIWM|LIME BROKERAGE LLC|549
BIS|PROSHRS ULSHT NQ BIO|MBTS|ALLY INVEST SECURITIES LLC|200
BIS|PROSHRS ULSHT NQ BIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4230
BIS|PROSHRS ULSHT NQ BIO|MOTF|MOTIF INVESTING, INC.|2
BIS|PROSHRS ULSHT NQ BIO|MSCO|MORGAN STANLEY & CO. LLC|33212
BIS|PROSHRS ULSHT NQ BIO|MSPL|MORGAN STANLEY & CO. LLC|2400
BIS|PROSHRS ULSHT NQ BIO|NFSC|National Financial Services LLC|101862
BIS|PROSHRS ULSHT NQ BIO|NITE|VIRTU Americas LLC|104951
BIS|PROSHRS ULSHT NQ BIO|NITP|VIRTU Americas LLC|4048
BIS|PROSHRS ULSHT NQ BIO|RAJA|Raymond James & Associates, Inc.|20000
BIS|PROSHRS ULSHT NQ BIO|SBSH|Citigroup Global Markets Inc.|1150
BIS|PROSHRS ULSHT NQ BIO|SGMT|GOLDMAN SACHS & CO. LLC|2200
BIS|PROSHRS ULSHT NQ BIO|SWIM|TD Ameritrade, Inc.|1000
BIS|PROSHRS ULSHT NQ BIO|TKNG|ALLY INVEST SECURITIES LLC|220
BIS|PROSHRS ULSHT NQ BIO|TRCM|TRC MARKETS LLC|27278
BIS|PROSHRS ULSHT NQ BIO|TWTT|TASTYWORKS, INC.|100
BIS|PROSHRS ULSHT NQ BIO|UBSA|UBS SECURITIES LLC|4095
BIS|PROSHRS ULSHT NQ BIO|UBSS|UBS Securities LLC|2987
BIS|PROSHRS ULSHT NQ BIO|VALX|VIRTU AMERICAS LLC|467
BIS|PROSHRS ULSHT NQ BIO|VGRD|Vanguard Marketing Corporation|1054
BIS|PROSHRS ULSHT NQ BIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|374
BIS|PROSHRS ULSHT NQ BIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5328
BIS|PROSHRS ULSHT NQ BIO|WSEA|WOLVERINE SECURITIES, LLC|732
BIS|PROSHRS ULSHT NQ BIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
BIT|BLACKROCK MULTISCTR|AGIS|Aegis Capital Corp.|3367
BIT|BLACKROCK MULTISCTR|ALTX|Alternet Securities Inc.|1000
BIT|BLACKROCK MULTISCTR|APCC|Apex Clearing Corporation|1605
BIT|BLACKROCK MULTISCTR|BATM|CBOE TRADING, INC.|125
BIT|BLACKROCK MULTISCTR|BBNT|BB&T SECURITIES, LLC|3500
BIT|BLACKROCK MULTISCTR|BERN|Sanford C. Bernstein & Co., LLC|412
BIT|BLACKROCK MULTISCTR|BIDS|BIDS TRADING L.P.|100
BIT|BLACKROCK MULTISCTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11769
BIT|BLACKROCK MULTISCTR|BTIG|BTIG, LLC|1172
BIT|BLACKROCK MULTISCTR|CHAS|Charles Schwab & Co., Inc.|558
BIT|BLACKROCK MULTISCTR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1787
BIT|BLACKROCK MULTISCTR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
BIT|BLACKROCK MULTISCTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11385
BIT|BLACKROCK MULTISCTR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1922
BIT|BLACKROCK MULTISCTR|DADA|D.A. Davidson & Co.|1238
BIT|BLACKROCK MULTISCTR|DBAX|Deutsche Bank Securities Inc.|2300
BIT|BLACKROCK MULTISCTR|DEAN|MORGAN STANLEY|51777
BIT|BLACKROCK MULTISCTR|EBXL|EBX LLC|4700
BIT|BLACKROCK MULTISCTR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1900
BIT|BLACKROCK MULTISCTR|EDJO|Edward D. Jones & Co., L.P.|1789
BIT|BLACKROCK MULTISCTR|EGAM|CBOE TRADING, INC.|4607
BIT|BLACKROCK MULTISCTR|EGXM|CBOE TRADING, INC.|200
BIT|BLACKROCK MULTISCTR|ETBE|Electronic Transaction Clearing, Inc.|200
BIT|BLACKROCK MULTISCTR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BIT|BLACKROCK MULTISCTR|ETRS|E*Trade Securities LLC|38040
BIT|BLACKROCK MULTISCTR|FBSB|U.S. Bancorp Investments, Inc.|1
BIT|BLACKROCK MULTISCTR|FILL|Tradestation Securities, Inc.|2500
BIT|BLACKROCK MULTISCTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10566
BIT|BLACKROCK MULTISCTR|FTBR|Foliofn Investments, Inc.|832
BIT|BLACKROCK MULTISCTR|GLPX|ACS EXECUTION SERVICES, LLC|1302
BIT|BLACKROCK MULTISCTR|GSCO|GOLDMAN SACHS & CO. LLC|5987
BIT|BLACKROCK MULTISCTR|GSLT|GOLDMAN SACHS & CO. LLC|300
BIT|BLACKROCK MULTISCTR|GTSZ|GTS SECURITIES LLC|1444
BIT|BLACKROCK MULTISCTR|HRBF|American Enterprise Investment Services Inc.|29374
BIT|BLACKROCK MULTISCTR|IATS|INTERACTIVE BROKERS LLC|3870
BIT|BLACKROCK MULTISCTR|IBKR|Interactive Brokers Llc|6927
BIT|BLACKROCK MULTISCTR|ICBX|INSTINET, LLC|1500
BIT|BLACKROCK MULTISCTR|INCA|INSTINET, LLC|1002
BIT|BLACKROCK MULTISCTR|ITGI|ITG Inc.|5040
BIT|BLACKROCK MULTISCTR|ITGP|ITG INC.|1800
BIT|BLACKROCK MULTISCTR|JANY|Janney Montgomery Scott Inc.|5760
BIT|BLACKROCK MULTISCTR|JEFF|JEFFERIES LLC|600
BIT|BLACKROCK MULTISCTR|JMPT|JUMP TRADING, LLC|184
BIT|BLACKROCK MULTISCTR|JPMX|J.P. Morgan Securities LLC|2000
BIT|BLACKROCK MULTISCTR|JSJX|JANE STREET CAPITAL LLC|700
BIT|BLACKROCK MULTISCTR|KCGM|VIRTU Americas LLC|1844
BIT|BLACKROCK MULTISCTR|LEHM|Barclays Capital Inc./Le|2600
BIT|BLACKROCK MULTISCTR|LGNT|COR CLEARING LLC|3
BIT|BLACKROCK MULTISCTR|LIME|Lime Brokerage LLC|2104
BIT|BLACKROCK MULTISCTR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
BIT|BLACKROCK MULTISCTR|MAXM|Maxim Group LLC|1000
BIT|BLACKROCK MULTISCTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
BIT|BLACKROCK MULTISCTR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
BIT|BLACKROCK MULTISCTR|MOTF|MOTIF INVESTING, INC.|1
BIT|BLACKROCK MULTISCTR|MSCO|MORGAN STANLEY & CO. LLC|148598
BIT|BLACKROCK MULTISCTR|MSPL|MORGAN STANLEY & CO. LLC|51300
BIT|BLACKROCK MULTISCTR|MSTX|MORGAN STANLEY & CO. LLC|100
BIT|BLACKROCK MULTISCTR|NATL|National Securities Corporation|3900
BIT|BLACKROCK MULTISCTR|NFSC|National Financial Services LLC|206780
BIT|BLACKROCK MULTISCTR|NITE|VIRTU Americas LLC|309659
BIT|BLACKROCK MULTISCTR|OPCO|Oppenheimer & Co. Inc.|23392
BIT|BLACKROCK MULTISCTR|OTAA|OTA LLC|8200
BIT|BLACKROCK MULTISCTR|PDQM|CODA MARKETS, INC.|5979
BIT|BLACKROCK MULTISCTR|PWJC|UBS Financial Services, Inc.|4835
BIT|BLACKROCK MULTISCTR|RBCM|RBC CAPITAL MARKETS, LLC|4999
BIT|BLACKROCK MULTISCTR|SAGL|SAGETRADER, LLC|300
BIT|BLACKROCK MULTISCTR|SALI|INTL FCSTONE FINANCIAL INC.|28
BIT|BLACKROCK MULTISCTR|SBSH|Citigroup Global Markets Inc.|2810
BIT|BLACKROCK MULTISCTR|SGMT|GOLDMAN SACHS & CO. LLC|1664
BIT|BLACKROCK MULTISCTR|SPDR|SPEEDROUTE LLC|500
BIT|BLACKROCK MULTISCTR|STFL|Stifel, Nicolaus & Company, Incorporated|15653
BIT|BLACKROCK MULTISCTR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
BIT|BLACKROCK MULTISCTR|SWIM|TD Ameritrade, Inc.|19253
BIT|BLACKROCK MULTISCTR|SWST|Hilltop Securities Inc.|3108
BIT|BLACKROCK MULTISCTR|TKNG|ALLY INVEST SECURITIES LLC|1684
BIT|BLACKROCK MULTISCTR|TRBT|Tradebot Systems, Inc.|1066
BIT|BLACKROCK MULTISCTR|TRCM|TRC MARKETS LLC|200
BIT|BLACKROCK MULTISCTR|UBSA|UBS SECURITIES LLC|33386
BIT|BLACKROCK MULTISCTR|UBSS|UBS Securities LLC|142914
BIT|BLACKROCK MULTISCTR|VALX|VIRTU AMERICAS LLC|808
BIT|BLACKROCK MULTISCTR|VGRD|Vanguard Marketing Corporation|19154
BIT|BLACKROCK MULTISCTR|WCHV|WELLS FARGO SECURITIES, LLC|54132
BIT|BLACKROCK MULTISCTR|WEDB|WEDBUSH SECURITIES INC.|7
BIT|BLACKROCK MULTISCTR|WEED|Weeden & Co.L.P.|32112
BIT|BLACKROCK MULTISCTR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|454
BIT|BLACKROCK MULTISCTR|WSEA|WOLVERINE SECURITIES, LLC|2861
BIT|BLACKROCK MULTISCTR|YKNA|COMHAR CAPITAL MARKETS, LLC|697
BIT|BLACKROCK MULTISCTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21154
BITA|BITAUTO HOLDINGS LTD|ALTX|Alternet Securities Inc.|22715
BITA|BITAUTO HOLDINGS LTD|APCC|Apex Clearing Corporation|29667
BITA|BITAUTO HOLDINGS LTD|BATM|CBOE TRADING, INC.|9447
BITA|BITAUTO HOLDINGS LTD|BAYT|BTIG, LLC|3600
BITA|BITAUTO HOLDINGS LTD|BBNT|BB&T SECURITIES, LLC|500
BITA|BITAUTO HOLDINGS LTD|BERN|Sanford C. Bernstein & Co., LLC|20900
BITA|BITAUTO HOLDINGS LTD|BIMI|Banca IMI Securities Corp.|982
BITA|BITAUTO HOLDINGS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30892
BITA|BITAUTO HOLDINGS LTD|BLKX|INSTINET, LLC|58200
BITA|BITAUTO HOLDINGS LTD|BNPX|BNP PARIBAS SECURITIES CORP.|27245
BITA|BITAUTO HOLDINGS LTD|BYXM|CBOE TRADING, INC.|950
BITA|BITAUTO HOLDINGS LTD|BZYD|GOLDMAN SACHS & CO. LLC|730
BITA|BITAUTO HOLDINGS LTD|CHAS|Charles Schwab & Co., Inc.|14408
BITA|BITAUTO HOLDINGS LTD|CLSA|CLSA AMERICAS, LLC|31942
BITA|BITAUTO HOLDINGS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52445
BITA|BITAUTO HOLDINGS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8424
BITA|BITAUTO HOLDINGS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27393
BITA|BITAUTO HOLDINGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|270991
BITA|BITAUTO HOLDINGS LTD|CTDL|Citadel Derivatives Group Llc|9343
BITA|BITAUTO HOLDINGS LTD|CTLR|CUTLER GROUP, LP|17608
BITA|BITAUTO HOLDINGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|42258
BITA|BITAUTO HOLDINGS LTD|DBAB|Deutsche Bank Securities Inc.|151683
BITA|BITAUTO HOLDINGS LTD|DBAX|Deutsche Bank Securities Inc.|179100
BITA|BITAUTO HOLDINGS LTD|DCHF|Dart Executions, LLC|23176
BITA|BITAUTO HOLDINGS LTD|DEAN|MORGAN STANLEY|5837
BITA|BITAUTO HOLDINGS LTD|DEGS|RONIN PROFESSIONAL LLC|34365
BITA|BITAUTO HOLDINGS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6700
BITA|BITAUTO HOLDINGS LTD|EBXL|EBX LLC|94800
BITA|BITAUTO HOLDINGS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|361
BITA|BITAUTO HOLDINGS LTD|EDJO|Edward D. Jones & Co., L.P.|1274
BITA|BITAUTO HOLDINGS LTD|EGAM|CBOE TRADING, INC.|36503
BITA|BITAUTO HOLDINGS LTD|EGAW|CBOE TRADING, INC.|600
BITA|BITAUTO HOLDINGS LTD|EGMT|EG MARKET TECHNOLOGIES LLC|600
BITA|BITAUTO HOLDINGS LTD|EGXM|CBOE TRADING, INC.|10040
BITA|BITAUTO HOLDINGS LTD|EGXW|CBOE TRADING, INC.|100
BITA|BITAUTO HOLDINGS LTD|ELEV|ELEVATION, LLC|4200
BITA|BITAUTO HOLDINGS LTD|ETBE|Electronic Transaction Clearing, Inc.|26339
BITA|BITAUTO HOLDINGS LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|49738
BITA|BITAUTO HOLDINGS LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
BITA|BITAUTO HOLDINGS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38812
BITA|BITAUTO HOLDINGS LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|825
BITA|BITAUTO HOLDINGS LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
BITA|BITAUTO HOLDINGS LTD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3948
BITA|BITAUTO HOLDINGS LTD|ETRS|E*Trade Securities LLC|765589
BITA|BITAUTO HOLDINGS LTD|FBSB|U.S. Bancorp Investments, Inc.|144
BITA|BITAUTO HOLDINGS LTD|FILL|Tradestation Securities, Inc.|69900
BITA|BITAUTO HOLDINGS LTD|FMAF|NBCN Inc./ CDS|7846
BITA|BITAUTO HOLDINGS LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
BITA|BITAUTO HOLDINGS LTD|FQLS|Quantlab Securities LP|309683
BITA|BITAUTO HOLDINGS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74359
BITA|BITAUTO HOLDINGS LTD|FTBR|Foliofn Investments, Inc.|7223
BITA|BITAUTO HOLDINGS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|500
BITA|BITAUTO HOLDINGS LTD|GLIS|TD Securities Inc|55481
BITA|BITAUTO HOLDINGS LTD|GLPX|ACS EXECUTION SERVICES, LLC|134756
BITA|BITAUTO HOLDINGS LTD|GSCO|GOLDMAN SACHS & CO. LLC|397056
BITA|BITAUTO HOLDINGS LTD|GSCS|GOLDMAN SACHS & CO. LLC|18600
BITA|BITAUTO HOLDINGS LTD|GSLT|GOLDMAN SACHS & CO. LLC|13038
BITA|BITAUTO HOLDINGS LTD|GTSZ|GTS SECURITIES LLC|101539
BITA|BITAUTO HOLDINGS LTD|HAPX|HAP Trading, LLC|389
BITA|BITAUTO HOLDINGS LTD|HRBF|American Enterprise Investment Services Inc.|2314
BITA|BITAUTO HOLDINGS LTD|HSBC|HSBC Securities, Inc.|61676
BITA|BITAUTO HOLDINGS LTD|IATS|INTERACTIVE BROKERS LLC|314195
BITA|BITAUTO HOLDINGS LTD|IBKR|Interactive Brokers Llc|413932
BITA|BITAUTO HOLDINGS LTD|ICBX|INSTINET, LLC|139854
BITA|BITAUTO HOLDINGS LTD|INCA|INSTINET, LLC|508557
BITA|BITAUTO HOLDINGS LTD|INJX|INSTINET, LLC|4025
BITA|BITAUTO HOLDINGS LTD|ITGI|ITG Inc.|78409
BITA|BITAUTO HOLDINGS LTD|ITGP|ITG INC.|57200
BITA|BITAUTO HOLDINGS LTD|JEFF|JEFFERIES LLC|21754
BITA|BITAUTO HOLDINGS LTD|JMPT|JUMP TRADING, LLC|72576
BITA|BITAUTO HOLDINGS LTD|JPBX|J.P. MORGAN SECURITIES LLC|42051
BITA|BITAUTO HOLDINGS LTD|JPMX|J.P. Morgan Securities LLC|362233
BITA|BITAUTO HOLDINGS LTD|JSJX|JANE STREET CAPITAL LLC|27309
BITA|BITAUTO HOLDINGS LTD|KCGM|VIRTU Americas LLC|42340
BITA|BITAUTO HOLDINGS LTD|LEHM|Barclays Capital Inc./Le|364564
BITA|BITAUTO HOLDINGS LTD|LIME|Lime Brokerage LLC|28708
BITA|BITAUTO HOLDINGS LTD|LSCI|Lek Securities Corporation|4886
BITA|BITAUTO HOLDINGS LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
BITA|BITAUTO HOLDINGS LTD|MACQ|Macquarie Capital (USA) Inc.|3100
BITA|BITAUTO HOLDINGS LTD|MAXM|Maxim Group LLC|900
BITA|BITAUTO HOLDINGS LTD|MBTS|ALLY INVEST SECURITIES LLC|4337
BITA|BITAUTO HOLDINGS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|161634
BITA|BITAUTO HOLDINGS LTD|MOTF|MOTIF INVESTING, INC.|54
BITA|BITAUTO HOLDINGS LTD|MPSG|E D & F Man Capital Markets Inc.|1567
BITA|BITAUTO HOLDINGS LTD|MSCO|MORGAN STANLEY & CO. LLC|2077861
BITA|BITAUTO HOLDINGS LTD|MSPL|MORGAN STANLEY & CO. LLC|345800
BITA|BITAUTO HOLDINGS LTD|MSTX|MORGAN STANLEY & CO. LLC|87100
BITA|BITAUTO HOLDINGS LTD|NATL|National Securities Corporation|1000
BITA|BITAUTO HOLDINGS LTD|NFSC|National Financial Services LLC|954849
BITA|BITAUTO HOLDINGS LTD|NITE|VIRTU Americas LLC|2118681
BITA|BITAUTO HOLDINGS LTD|NITP|VIRTU Americas LLC|620
BITA|BITAUTO HOLDINGS LTD|NQRB|Brut, LLC|23781
BITA|BITAUTO HOLDINGS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|3221
BITA|BITAUTO HOLDINGS LTD|OPCO|Oppenheimer & Co. Inc.|4050
BITA|BITAUTO HOLDINGS LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|911
BITA|BITAUTO HOLDINGS LTD|PCPT|PHILLIP CAPITAL INC.|10000
BITA|BITAUTO HOLDINGS LTD|PDQM|CODA MARKETS, INC.|236169
BITA|BITAUTO HOLDINGS LTD|PHLY|NASDAQ Execution Services, LLC|400
BITA|BITAUTO HOLDINGS LTD|PWJC|UBS Financial Services, Inc.|22300
BITA|BITAUTO HOLDINGS LTD|RBCM|RBC CAPITAL MARKETS, LLC|17880
BITA|BITAUTO HOLDINGS LTD|RGLD|Regal Securities, Inc|100
BITA|BITAUTO HOLDINGS LTD|ROTH|Roth Capital Partners, LLC|400
BITA|BITAUTO HOLDINGS LTD|SAGC|SAGETRADER, LLC|500
BITA|BITAUTO HOLDINGS LTD|SAGL|SAGETRADER, LLC|100332
BITA|BITAUTO HOLDINGS LTD|SBSH|Citigroup Global Markets Inc.|248259
BITA|BITAUTO HOLDINGS LTD|SGMT|GOLDMAN SACHS & CO. LLC|106939
BITA|BITAUTO HOLDINGS LTD|SOGO|Wang Investment Associates, Inc.|500
BITA|BITAUTO HOLDINGS LTD|SPDR|SPEEDROUTE LLC|39287
BITA|BITAUTO HOLDINGS LTD|SPTD|MINT GLOBAL MARKETS, INC.|200
BITA|BITAUTO HOLDINGS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|5095
BITA|BITAUTO HOLDINGS LTD|STKP|STOCKPILE INVESTMENTS, INC.|260
BITA|BITAUTO HOLDINGS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2783
BITA|BITAUTO HOLDINGS LTD|SWIM|TD Ameritrade, Inc.|647545
BITA|BITAUTO HOLDINGS LTD|SWST|Hilltop Securities Inc.|1428
BITA|BITAUTO HOLDINGS LTD|TKNG|ALLY INVEST SECURITIES LLC|36643
BITA|BITAUTO HOLDINGS LTD|TOUR|TOURMALINE PARTNERS, LLC|12120
BITA|BITAUTO HOLDINGS LTD|TRBT|Tradebot Systems, Inc.|339372
BITA|BITAUTO HOLDINGS LTD|TRCM|TRC MARKETS LLC|161367
BITA|BITAUTO HOLDINGS LTD|TWTT|TASTYWORKS, INC.|820
BITA|BITAUTO HOLDINGS LTD|UBSA|UBS SECURITIES LLC|737821
BITA|BITAUTO HOLDINGS LTD|UBSS|UBS Securities LLC|1996147
BITA|BITAUTO HOLDINGS LTD|VALX|VIRTU AMERICAS LLC|54705
BITA|BITAUTO HOLDINGS LTD|VGRD|Vanguard Marketing Corporation|49974
BITA|BITAUTO HOLDINGS LTD|VNDM|Wall Street Access|28614
BITA|BITAUTO HOLDINGS LTD|VSIN|Vision Financial Markets Llc|340
BITA|BITAUTO HOLDINGS LTD|WABR|Wall Street Access|2305
BITA|BITAUTO HOLDINGS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|1725
BITA|BITAUTO HOLDINGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|54425
BITA|BITAUTO HOLDINGS LTD|WEDB|WEDBUSH SECURITIES INC.|147987
BITA|BITAUTO HOLDINGS LTD|WEED|Weeden & Co.L.P.|100
BITA|BITAUTO HOLDINGS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28052
BITA|BITAUTO HOLDINGS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59021
BITA|BITAUTO HOLDINGS LTD|WGIF|CIBC World Markets Inc.|16317
BITA|BITAUTO HOLDINGS LTD|WSEA|WOLVERINE SECURITIES, LLC|52345
BITA|BITAUTO HOLDINGS LTD|XIST|INSTINET, LLC|196416
BITA|BITAUTO HOLDINGS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|27280
BITA|BITAUTO HOLDINGS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|38058
BITA|BITAUTO HOLDINGS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6240
BIV|VANGUARD INT TRM BD|AGCP|AEGIS CAPITAL CORP.|19
BIV|VANGUARD INT TRM BD|ALTX|Alternet Securities Inc.|18499
BIV|VANGUARD INT TRM BD|APCC|Apex Clearing Corporation|2833
BIV|VANGUARD INT TRM BD|BANK|Primevest Financial Services, Inc.|3392
BIV|VANGUARD INT TRM BD|BARD|Robert W. Baird & Co. Incorporated|52340
BIV|VANGUARD INT TRM BD|BATM|CBOE TRADING, INC.|783
BIV|VANGUARD INT TRM BD|BBNT|BB&T SECURITIES, LLC|11215
BIV|VANGUARD INT TRM BD|BERN|Sanford C. Bernstein & Co., LLC|603
BIV|VANGUARD INT TRM BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63896
BIV|VANGUARD INT TRM BD|BMOC|BMO Capital Markets Corp.|100
BIV|VANGUARD INT TRM BD|BYXM|CBOE TRADING, INC.|200
BIV|VANGUARD INT TRM BD|CANT|Cantor Fitzgerald & Co.|1026442
BIV|VANGUARD INT TRM BD|CHAS|Charles Schwab & Co., Inc.|169207
BIV|VANGUARD INT TRM BD|CIST|Capital Institutional Services, Inc.|30298
BIV|VANGUARD INT TRM BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21958
BIV|VANGUARD INT TRM BD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
BIV|VANGUARD INT TRM BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197022
BIV|VANGUARD INT TRM BD|CSIN|Citadel Securities Institutional LLC|1275860
BIV|VANGUARD INT TRM BD|CTDL|Citadel Derivatives Group Llc|1228744
BIV|VANGUARD INT TRM BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|29892
BIV|VANGUARD INT TRM BD|DADA|D.A. Davidson & Co.|663
BIV|VANGUARD INT TRM BD|DAVA|Davenport & Company LLC|920
BIV|VANGUARD INT TRM BD|DBAB|Deutsche Bank Securities Inc.|330
BIV|VANGUARD INT TRM BD|DBAX|Deutsche Bank Securities Inc.|48500
BIV|VANGUARD INT TRM BD|DEAN|MORGAN STANLEY|40656
BIV|VANGUARD INT TRM BD|EBXL|EBX LLC|110700
BIV|VANGUARD INT TRM BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2628
BIV|VANGUARD INT TRM BD|EDJO|Edward D. Jones & Co., L.P.|4626427
BIV|VANGUARD INT TRM BD|EGAM|CBOE TRADING, INC.|5349
BIV|VANGUARD INT TRM BD|EGXM|CBOE TRADING, INC.|530
BIV|VANGUARD INT TRM BD|EGXW|CBOE TRADING, INC.|100
BIV|VANGUARD INT TRM BD|ETBE|Electronic Transaction Clearing, Inc.|1420
BIV|VANGUARD INT TRM BD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3556
BIV|VANGUARD INT TRM BD|ETRS|E*Trade Securities LLC|14093
BIV|VANGUARD INT TRM BD|FBSB|U.S. Bancorp Investments, Inc.|24551
BIV|VANGUARD INT TRM BD|FINX|FINTECH SECURITIES|18031
BIV|VANGUARD INT TRM BD|FLTU|FLOW TRADERS US LLC|21991
BIV|VANGUARD INT TRM BD|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|11901
BIV|VANGUARD INT TRM BD|FMAF|NBCN Inc./ CDS|367
BIV|VANGUARD INT TRM BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27229
BIV|VANGUARD INT TRM BD|FTBR|Foliofn Investments, Inc.|23191
BIV|VANGUARD INT TRM BD|GEBB|GLOBAL EXECUTION BROKERS, LP|18085
BIV|VANGUARD INT TRM BD|GLPX|ACS EXECUTION SERVICES, LLC|100
BIV|VANGUARD INT TRM BD|GSCO|GOLDMAN SACHS & CO. LLC|2740430
BIV|VANGUARD INT TRM BD|GSLT|GOLDMAN SACHS & CO. LLC|100
BIV|VANGUARD INT TRM BD|GTSZ|GTS SECURITIES LLC|500
BIV|VANGUARD INT TRM BD|HRBF|American Enterprise Investment Services Inc.|215758
BIV|VANGUARD INT TRM BD|IATS|INTERACTIVE BROKERS LLC|497
BIV|VANGUARD INT TRM BD|IBKR|Interactive Brokers Llc|3702
BIV|VANGUARD INT TRM BD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|469
BIV|VANGUARD INT TRM BD|ICBX|INSTINET, LLC|69390
BIV|VANGUARD INT TRM BD|INCA|INSTINET, LLC|62179
BIV|VANGUARD INT TRM BD|ITGI|ITG Inc.|39973
BIV|VANGUARD INT TRM BD|ITGP|ITG INC.|31600
BIV|VANGUARD INT TRM BD|JANY|Janney Montgomery Scott Inc.|12647
BIV|VANGUARD INT TRM BD|JMPT|JUMP TRADING, LLC|1204
BIV|VANGUARD INT TRM BD|JPMX|J.P. Morgan Securities LLC|101024
BIV|VANGUARD INT TRM BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|450218
BIV|VANGUARD INT TRM BD|JSJX|JANE STREET CAPITAL LLC|532955
BIV|VANGUARD INT TRM BD|KCGM|VIRTU Americas LLC|63453
BIV|VANGUARD INT TRM BD|LAMP|Lampost Capital, L.C.|8
BIV|VANGUARD INT TRM BD|LEHM|Barclays Capital Inc./Le|266561
BIV|VANGUARD INT TRM BD|LIME|Lime Brokerage LLC|7712
BIV|VANGUARD INT TRM BD|LSCI|Lek Securities Corporation|7
BIV|VANGUARD INT TRM BD|MACC|Mid Atlantic Capital Corporation|2481
BIV|VANGUARD INT TRM BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|218961
BIV|VANGUARD INT TRM BD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3450
BIV|VANGUARD INT TRM BD|MOTF|MOTIF INVESTING, INC.|1
BIV|VANGUARD INT TRM BD|MSCO|MORGAN STANLEY & CO. LLC|156128
BIV|VANGUARD INT TRM BD|MSPL|MORGAN STANLEY & CO. LLC|104400
BIV|VANGUARD INT TRM BD|MSTX|MORGAN STANLEY & CO. LLC|2400
BIV|VANGUARD INT TRM BD|NATL|National Securities Corporation|90
BIV|VANGUARD INT TRM BD|NFSC|National Financial Services LLC|404613
BIV|VANGUARD INT TRM BD|NITE|VIRTU Americas LLC|1990199
BIV|VANGUARD INT TRM BD|NITP|VIRTU Americas LLC|6789
BIV|VANGUARD INT TRM BD|NQRB|Brut, LLC|700
BIV|VANGUARD INT TRM BD|NTRC|Northern Trust Securities, Inc.|260
BIV|VANGUARD INT TRM BD|OLDM|OLD MISSION CAPITAL, LLC|2582
BIV|VANGUARD INT TRM BD|OPCO|Oppenheimer & Co. Inc.|272
BIV|VANGUARD INT TRM BD|PDQM|CODA MARKETS, INC.|12866
BIV|VANGUARD INT TRM BD|PWJC|UBS Financial Services, Inc.|99
BIV|VANGUARD INT TRM BD|RBCM|RBC CAPITAL MARKETS, LLC|37716
BIV|VANGUARD INT TRM BD|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2000
BIV|VANGUARD INT TRM BD|SAGL|SAGETRADER, LLC|100
BIV|VANGUARD INT TRM BD|SALI|INTL FCSTONE FINANCIAL INC.|28
BIV|VANGUARD INT TRM BD|SBSH|Citigroup Global Markets Inc.|4747
BIV|VANGUARD INT TRM BD|SEIC|SEI Investments Distribution Co.|17639
BIV|VANGUARD INT TRM BD|SGMT|GOLDMAN SACHS & CO. LLC|85199
BIV|VANGUARD INT TRM BD|SPDR|SPEEDROUTE LLC|300
BIV|VANGUARD INT TRM BD|SPHN|Stephens Inc.|11028
BIV|VANGUARD INT TRM BD|STFL|Stifel, Nicolaus & Company, Incorporated|6767
BIV|VANGUARD INT TRM BD|SWIM|TD Ameritrade, Inc.|1215
BIV|VANGUARD INT TRM BD|SWST|Hilltop Securities Inc.|30666
BIV|VANGUARD INT TRM BD|TKNG|ALLY INVEST SECURITIES LLC|25
BIV|VANGUARD INT TRM BD|TRBT|Tradebot Systems, Inc.|500
BIV|VANGUARD INT TRM BD|TRCM|TRC MARKETS LLC|1
BIV|VANGUARD INT TRM BD|UBSA|UBS SECURITIES LLC|403249
BIV|VANGUARD INT TRM BD|UBSS|UBS Securities LLC|443257
BIV|VANGUARD INT TRM BD|VALX|VIRTU AMERICAS LLC|890
BIV|VANGUARD INT TRM BD|VGRD|Vanguard Marketing Corporation|108167
BIV|VANGUARD INT TRM BD|WBET|Wallachbeth Capital LLC|238000
BIV|VANGUARD INT TRM BD|WBLR|WILLIAM BLAIR|200
BIV|VANGUARD INT TRM BD|WCHV|WELLS FARGO SECURITIES, LLC|122054
BIV|VANGUARD INT TRM BD|WEDB|WEDBUSH SECURITIES INC.|2
BIV|VANGUARD INT TRM BD|WEED|Weeden & Co.L.P.|4767
BIV|VANGUARD INT TRM BD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|334
BIV|VANGUARD INT TRM BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
BIV|VANGUARD INT TRM BD|WGIF|CIBC World Markets Inc.|4000
BIV|VANGUARD INT TRM BD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|62710
BIV|VANGUARD INT TRM BD|WSEA|WOLVERINE SECURITIES, LLC|1974
BIV|VANGUARD INT TRM BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|45392
BIV|VANGUARD INT TRM BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|91968
BIZD|VANECK VECTORS BDC|ALTX|Alternet Securities Inc.|1000
BIZD|VANECK VECTORS BDC|APCC|Apex Clearing Corporation|65
BIZD|VANECK VECTORS BDC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|864
BIZD|VANECK VECTORS BDC|CANT|Cantor Fitzgerald & Co.|411826
BIZD|VANECK VECTORS BDC|CHAS|Charles Schwab & Co., Inc.|5
BIZD|VANECK VECTORS BDC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11826
BIZD|VANECK VECTORS BDC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7543
BIZD|VANECK VECTORS BDC|CSIN|Citadel Securities Institutional LLC|180800
BIZD|VANECK VECTORS BDC|CTDL|Citadel Derivatives Group Llc|186830
BIZD|VANECK VECTORS BDC|CXCX|CITIGROUP GLOBAL MARKETS INC.|740
BIZD|VANECK VECTORS BDC|DBAX|Deutsche Bank Securities Inc.|2600
BIZD|VANECK VECTORS BDC|DEAN|MORGAN STANLEY|1135
BIZD|VANECK VECTORS BDC|EBXL|EBX LLC|2100
BIZD|VANECK VECTORS BDC|ETRS|E*Trade Securities LLC|5231
BIZD|VANECK VECTORS BDC|FILL|Tradestation Securities, Inc.|596
BIZD|VANECK VECTORS BDC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1005
BIZD|VANECK VECTORS BDC|FTBR|Foliofn Investments, Inc.|24
BIZD|VANECK VECTORS BDC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
BIZD|VANECK VECTORS BDC|GSCO|GOLDMAN SACHS & CO. LLC|400
BIZD|VANECK VECTORS BDC|GSLT|GOLDMAN SACHS & CO. LLC|1458
BIZD|VANECK VECTORS BDC|GTSZ|GTS SECURITIES LLC|100
BIZD|VANECK VECTORS BDC|IATS|INTERACTIVE BROKERS LLC|1000
BIZD|VANECK VECTORS BDC|IBKR|Interactive Brokers Llc|7537
BIZD|VANECK VECTORS BDC|ICBX|INSTINET, LLC|300
BIZD|VANECK VECTORS BDC|ITGI|ITG Inc.|633
BIZD|VANECK VECTORS BDC|ITGP|ITG INC.|2000
BIZD|VANECK VECTORS BDC|JANY|Janney Montgomery Scott Inc.|5450
BIZD|VANECK VECTORS BDC|JPMX|J.P. Morgan Securities LLC|800
BIZD|VANECK VECTORS BDC|JSJX|JANE STREET CAPITAL LLC|44725
BIZD|VANECK VECTORS BDC|KCGM|VIRTU Americas LLC|3202
BIZD|VANECK VECTORS BDC|LEHM|Barclays Capital Inc./Le|5105
BIZD|VANECK VECTORS BDC|LIME|Lime Brokerage LLC|3985
BIZD|VANECK VECTORS BDC|MACC|Mid Atlantic Capital Corporation|265
BIZD|VANECK VECTORS BDC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2606
BIZD|VANECK VECTORS BDC|MSCO|MORGAN STANLEY & CO. LLC|17463
BIZD|VANECK VECTORS BDC|MSPL|MORGAN STANLEY & CO. LLC|5600
BIZD|VANECK VECTORS BDC|NBCS|NBC Securities, INC.|1780
BIZD|VANECK VECTORS BDC|NFSC|National Financial Services LLC|75357
BIZD|VANECK VECTORS BDC|NITE|VIRTU Americas LLC|130169
BIZD|VANECK VECTORS BDC|NITP|VIRTU Americas LLC|200
BIZD|VANECK VECTORS BDC|NQRB|Brut, LLC|3300
BIZD|VANECK VECTORS BDC|PWJC|UBS Financial Services, Inc.|669
BIZD|VANECK VECTORS BDC|RBCM|RBC CAPITAL MARKETS, LLC|20823
BIZD|VANECK VECTORS BDC|SBSH|Citigroup Global Markets Inc.|500
BIZD|VANECK VECTORS BDC|SGMT|GOLDMAN SACHS & CO. LLC|1019
BIZD|VANECK VECTORS BDC|SPHN|Stephens Inc.|2634
BIZD|VANECK VECTORS BDC|STFL|Stifel, Nicolaus & Company, Incorporated|8462
BIZD|VANECK VECTORS BDC|SWIM|TD Ameritrade, Inc.|1580
BIZD|VANECK VECTORS BDC|TKNG|ALLY INVEST SECURITIES LLC|5909
BIZD|VANECK VECTORS BDC|UBSA|UBS SECURITIES LLC|10248
BIZD|VANECK VECTORS BDC|UBSS|UBS Securities LLC|14062
BIZD|VANECK VECTORS BDC|VGRD|Vanguard Marketing Corporation|6517
BIZD|VANECK VECTORS BDC|WABR|Wall Street Access|70817
BIZD|VANECK VECTORS BDC|WCHV|WELLS FARGO SECURITIES, LLC|9566
BIZD|VANECK VECTORS BDC|WEDB|WEDBUSH SECURITIES INC.|150
BIZD|VANECK VECTORS BDC|WGIF|CIBC World Markets Inc.|225
BIZD|VANECK VECTORS BDC|WSEA|WOLVERINE SECURITIES, LLC|409
BIZD|VANECK VECTORS BDC|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
BIZD|VANECK VECTORS BDC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81447
BJ|BJ'S WHOLESALE CLUB|ADAM|CANACCORD GENUITY INC.|23
BJ|BJ'S WHOLESALE CLUB|AGIS|Aegis Capital Corp.|2078
BJ|BJ'S WHOLESALE CLUB|ALTX|Alternet Securities Inc.|28655
BJ|BJ'S WHOLESALE CLUB|APCC|Apex Clearing Corporation|12883
BJ|BJ'S WHOLESALE CLUB|BANK|Primevest Financial Services, Inc.|162
BJ|BJ'S WHOLESALE CLUB|BARD|Robert W. Baird & Co. Incorporated|990
BJ|BJ'S WHOLESALE CLUB|BATM|CBOE TRADING, INC.|3500
BJ|BJ'S WHOLESALE CLUB|BBNT|BB&T SECURITIES, LLC|1050
BJ|BJ'S WHOLESALE CLUB|BERN|Sanford C. Bernstein & Co., LLC|125405
BJ|BJ'S WHOLESALE CLUB|BLKX|INSTINET, LLC|20300
BJ|BJ'S WHOLESALE CLUB|BRGE|Newbridge Securities Corp.|5625
BJ|BJ'S WHOLESALE CLUB|BTIG|BTIG, LLC|50000
BJ|BJ'S WHOLESALE CLUB|BYXM|CBOE TRADING, INC.|4800
BJ|BJ'S WHOLESALE CLUB|CANT|Cantor Fitzgerald & Co.|7018
BJ|BJ'S WHOLESALE CLUB|CHAS|Charles Schwab & Co., Inc.|3340
BJ|BJ'S WHOLESALE CLUB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|812090
BJ|BJ'S WHOLESALE CLUB|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7160
BJ|BJ'S WHOLESALE CLUB|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18950
BJ|BJ'S WHOLESALE CLUB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|614707
BJ|BJ'S WHOLESALE CLUB|CXCX|CITIGROUP GLOBAL MARKETS INC.|264686
BJ|BJ'S WHOLESALE CLUB|DADA|D.A. Davidson & Co.|150
BJ|BJ'S WHOLESALE CLUB|DBAB|Deutsche Bank Securities Inc.|296797
BJ|BJ'S WHOLESALE CLUB|DBAX|Deutsche Bank Securities Inc.|301000
BJ|BJ'S WHOLESALE CLUB|DCHF|Dart Executions, LLC|3533
BJ|BJ'S WHOLESALE CLUB|DEAN|MORGAN STANLEY|21980
BJ|BJ'S WHOLESALE CLUB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
BJ|BJ'S WHOLESALE CLUB|EBXL|EBX LLC|397000
BJ|BJ'S WHOLESALE CLUB|ECUT|CONVERGEX EXECUTION SOLUTIONS|19498
BJ|BJ'S WHOLESALE CLUB|EDJO|Edward D. Jones & Co., L.P.|6937
BJ|BJ'S WHOLESALE CLUB|EGAM|CBOE TRADING, INC.|19129
BJ|BJ'S WHOLESALE CLUB|EGAW|CBOE TRADING, INC.|5000
BJ|BJ'S WHOLESALE CLUB|EGXM|CBOE TRADING, INC.|12003
BJ|BJ'S WHOLESALE CLUB|EGXW|CBOE TRADING, INC.|6804
BJ|BJ'S WHOLESALE CLUB|ETBE|Electronic Transaction Clearing, Inc.|1100
BJ|BJ'S WHOLESALE CLUB|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|898178
BJ|BJ'S WHOLESALE CLUB|ETRS|E*Trade Securities LLC|281695
BJ|BJ'S WHOLESALE CLUB|FILL|Tradestation Securities, Inc.|37025
BJ|BJ'S WHOLESALE CLUB|FMAF|NBCN Inc./ CDS|590
BJ|BJ'S WHOLESALE CLUB|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|354
BJ|BJ'S WHOLESALE CLUB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6683
BJ|BJ'S WHOLESALE CLUB|GLIS|TD Securities Inc|100
BJ|BJ'S WHOLESALE CLUB|GLPX|ACS EXECUTION SERVICES, LLC|353604
BJ|BJ'S WHOLESALE CLUB|GSCO|GOLDMAN SACHS & CO. LLC|421815
BJ|BJ'S WHOLESALE CLUB|GSCS|GOLDMAN SACHS & CO. LLC|93616
BJ|BJ'S WHOLESALE CLUB|GSLT|GOLDMAN SACHS & CO. LLC|51946
BJ|BJ'S WHOLESALE CLUB|GTSZ|GTS SECURITIES LLC|14161
BJ|BJ'S WHOLESALE CLUB|HRBF|American Enterprise Investment Services Inc.|3112
BJ|BJ'S WHOLESALE CLUB|HSBC|HSBC Securities, Inc.|1100
BJ|BJ'S WHOLESALE CLUB|IATS|INTERACTIVE BROKERS LLC|15260
BJ|BJ'S WHOLESALE CLUB|IBKR|Interactive Brokers Llc|47313
BJ|BJ'S WHOLESALE CLUB|ICBX|INSTINET, LLC|248400
BJ|BJ'S WHOLESALE CLUB|INCA|INSTINET, LLC|359661
BJ|BJ'S WHOLESALE CLUB|INJX|INSTINET, LLC|7001
BJ|BJ'S WHOLESALE CLUB|ITGI|ITG Inc.|654827
BJ|BJ'S WHOLESALE CLUB|ITGP|ITG INC.|253000
BJ|BJ'S WHOLESALE CLUB|JANY|Janney Montgomery Scott Inc.|3310
BJ|BJ'S WHOLESALE CLUB|JEFF|JEFFERIES LLC|232925
BJ|BJ'S WHOLESALE CLUB|JGUN|Joseph Gunnar & Co.  LLC|100
BJ|BJ'S WHOLESALE CLUB|JMPT|JUMP TRADING, LLC|33050
BJ|BJ'S WHOLESALE CLUB|JPBX|J.P. MORGAN SECURITIES LLC|800
BJ|BJ'S WHOLESALE CLUB|JPMX|J.P. Morgan Securities LLC|959830
BJ|BJ'S WHOLESALE CLUB|KCGM|VIRTU Americas LLC|258451
BJ|BJ'S WHOLESALE CLUB|KCRD|PHX FINANCIAL, INC.|15325
BJ|BJ'S WHOLESALE CLUB|KEYB|KEYBANC CAPITAL MARKETS INC.|3670
BJ|BJ'S WHOLESALE CLUB|LEER|LEERINK PARTNERS LLC|770
BJ|BJ'S WHOLESALE CLUB|LEHM|Barclays Capital Inc./Le|592437
BJ|BJ'S WHOLESALE CLUB|LIME|Lime Brokerage LLC|5930
BJ|BJ'S WHOLESALE CLUB|LQNA|LIQUIDNET, INC.|361300
BJ|BJ'S WHOLESALE CLUB|LSCI|Lek Securities Corporation|17650
BJ|BJ'S WHOLESALE CLUB|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|93561
BJ|BJ'S WHOLESALE CLUB|MAVB|Great Point Capital LLC|10500
BJ|BJ'S WHOLESALE CLUB|MAXM|Maxim Group LLC|15160
BJ|BJ'S WHOLESALE CLUB|MBTS|ALLY INVEST SECURITIES LLC|300
BJ|BJ'S WHOLESALE CLUB|MCBT|Moors & Cabot, Inc.|200
BJ|BJ'S WHOLESALE CLUB|MKMP|MKM Partners LLC|15400
BJ|BJ'S WHOLESALE CLUB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|647818
BJ|BJ'S WHOLESALE CLUB|MNDX|TJM Investments, LLC|3992
BJ|BJ'S WHOLESALE CLUB|MSCO|MORGAN STANLEY & CO. LLC|771192
BJ|BJ'S WHOLESALE CLUB|MSPL|MORGAN STANLEY & CO. LLC|13400
BJ|BJ'S WHOLESALE CLUB|NATL|National Securities Corporation|700
BJ|BJ'S WHOLESALE CLUB|NFSC|National Financial Services LLC|479644
BJ|BJ'S WHOLESALE CLUB|NITE|VIRTU Americas LLC|587478
BJ|BJ'S WHOLESALE CLUB|NQRB|Brut, LLC|2100
BJ|BJ'S WHOLESALE CLUB|NTBF|BMO Nesbitt Burns Inc./CDS|900
BJ|BJ'S WHOLESALE CLUB|NTRC|Northern Trust Securities, Inc.|5
BJ|BJ'S WHOLESALE CLUB|OPCO|Oppenheimer & Co. Inc.|2955
BJ|BJ'S WHOLESALE CLUB|PAUL|Paulson Investment Company, Inc.|1300
BJ|BJ'S WHOLESALE CLUB|PDQM|CODA MARKETS, INC.|350214
BJ|BJ'S WHOLESALE CLUB|PREC|PRECISION SECURITIES, LLC|3084
BJ|BJ'S WHOLESALE CLUB|PWJC|UBS Financial Services, Inc.|8683
BJ|BJ'S WHOLESALE CLUB|QMSR|QUATTRO M SECURITIES INC.|6616
BJ|BJ'S WHOLESALE CLUB|RBCM|RBC CAPITAL MARKETS, LLC|5398
BJ|BJ'S WHOLESALE CLUB|RGLD|Regal Securities, Inc|100
BJ|BJ'S WHOLESALE CLUB|RJLC|RJL CAPITAL GROUP, LLC|4975
BJ|BJ'S WHOLESALE CLUB|SAGL|SAGETRADER, LLC|40949
BJ|BJ'S WHOLESALE CLUB|SALI|INTL FCSTONE FINANCIAL INC.|400
BJ|BJ'S WHOLESALE CLUB|SBSH|Citigroup Global Markets Inc.|34895
BJ|BJ'S WHOLESALE CLUB|SGMT|GOLDMAN SACHS & CO. LLC|136112
BJ|BJ'S WHOLESALE CLUB|SPDR|SPEEDROUTE LLC|67890
BJ|BJ'S WHOLESALE CLUB|SPHN|Stephens Inc.|1400
BJ|BJ'S WHOLESALE CLUB|SPNT|SEVEN POINTS CAPITAL, LLC|300
BJ|BJ'S WHOLESALE CLUB|SPTD|MINT GLOBAL MARKETS, INC.|1000
BJ|BJ'S WHOLESALE CLUB|STFL|Stifel, Nicolaus & Company, Incorporated|4645
BJ|BJ'S WHOLESALE CLUB|SWIM|TD Ameritrade, Inc.|229469
BJ|BJ'S WHOLESALE CLUB|SWST|Hilltop Securities Inc.|6800
BJ|BJ'S WHOLESALE CLUB|TDFS|TRADERFIELD SECURITIES INC.|2000
BJ|BJ'S WHOLESALE CLUB|TIAC|TRIAD SECURITIES CORP|1025
BJ|BJ'S WHOLESALE CLUB|TKNG|ALLY INVEST SECURITIES LLC|2611
BJ|BJ'S WHOLESALE CLUB|TRBT|Tradebot Systems, Inc.|81163
BJ|BJ'S WHOLESALE CLUB|TWTT|TASTYWORKS, INC.|150
BJ|BJ'S WHOLESALE CLUB|UBSA|UBS SECURITIES LLC|979388
BJ|BJ'S WHOLESALE CLUB|UBSS|UBS Securities LLC|383996
BJ|BJ'S WHOLESALE CLUB|VALX|VIRTU AMERICAS LLC|4370
BJ|BJ'S WHOLESALE CLUB|VGRD|Vanguard Marketing Corporation|18109
BJ|BJ'S WHOLESALE CLUB|WABR|Wall Street Access|2700
BJ|BJ'S WHOLESALE CLUB|WBLR|WILLIAM BLAIR|950
BJ|BJ'S WHOLESALE CLUB|WCHV|WELLS FARGO SECURITIES, LLC|71300
BJ|BJ'S WHOLESALE CLUB|WEDB|WEDBUSH SECURITIES INC.|9893
BJ|BJ'S WHOLESALE CLUB|WEED|Weeden & Co.L.P.|400
BJ|BJ'S WHOLESALE CLUB|WGIF|CIBC World Markets Inc.|2300
BJ|BJ'S WHOLESALE CLUB|WSEA|WOLVERINE SECURITIES, LLC|16615
BJ|BJ'S WHOLESALE CLUB|XSTM|NATIONAL FINANCIAL SERVICES LLC|224918
BJ|BJ'S WHOLESALE CLUB|YKNA|COMHAR CAPITAL MARKETS, LLC|60748
BJ|BJ'S WHOLESALE CLUB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2261
BJJN|IPATHA SERIES B BLO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|415
BJJN|IPATHA SERIES B BLO|EBXL|EBX LLC|100
BJJN|IPATHA SERIES B BLO|ETRS|E*Trade Securities LLC|141
BJJN|IPATHA SERIES B BLO|FTBR|Foliofn Investments, Inc.|220
BJJN|IPATHA SERIES B BLO|GSCO|GOLDMAN SACHS & CO. LLC|5064
BJJN|IPATHA SERIES B BLO|IBKR|Interactive Brokers Llc|130
BJJN|IPATHA SERIES B BLO|LEHM|Barclays Capital Inc./Le|200
BJJN|IPATHA SERIES B BLO|LIME|Lime Brokerage LLC|115
BJJN|IPATHA SERIES B BLO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BJJN|IPATHA SERIES B BLO|MSCO|MORGAN STANLEY & CO. LLC|814
BJJN|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|415
BJJN|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|1035
BJJN|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|900
BJJN|IPATHA SERIES B BLO|SWIM|TD Ameritrade, Inc.|30
BJJN|IPATHA SERIES B BLO|UBSA|UBS SECURITIES LLC|500
BJJN|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|1894
BJJN|IPATHA SERIES B BLO|VGRD|Vanguard Marketing Corporation|520
BJJN|IPATHA SERIES B BLO|WCHV|WELLS FARGO SECURITIES, LLC|100
BJK|VANECK VECTORS GAMIN|ALTX|Alternet Securities Inc.|100
BJK|VANECK VECTORS GAMIN|APCC|Apex Clearing Corporation|9075
BJK|VANECK VECTORS GAMIN|BATM|CBOE TRADING, INC.|176
BJK|VANECK VECTORS GAMIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|135
BJK|VANECK VECTORS GAMIN|CABR|Cabrera Capital Markets, Inc.|150
BJK|VANECK VECTORS GAMIN|CHAS|Charles Schwab & Co., Inc.|3
BJK|VANECK VECTORS GAMIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
BJK|VANECK VECTORS GAMIN|CTDL|Citadel Derivatives Group Llc|1096
BJK|VANECK VECTORS GAMIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
BJK|VANECK VECTORS GAMIN|DBAX|Deutsche Bank Securities Inc.|100
BJK|VANECK VECTORS GAMIN|DEAN|MORGAN STANLEY|4158
BJK|VANECK VECTORS GAMIN|EBXL|EBX LLC|1800
BJK|VANECK VECTORS GAMIN|EGXM|CBOE TRADING, INC.|100
BJK|VANECK VECTORS GAMIN|EGXW|CBOE TRADING, INC.|100
BJK|VANECK VECTORS GAMIN|ETRS|E*Trade Securities LLC|4479
BJK|VANECK VECTORS GAMIN|FILL|Tradestation Securities, Inc.|570
BJK|VANECK VECTORS GAMIN|FTBR|Foliofn Investments, Inc.|81
BJK|VANECK VECTORS GAMIN|GLIS|TD Securities Inc|200
BJK|VANECK VECTORS GAMIN|GSCO|GOLDMAN SACHS & CO. LLC|100508
BJK|VANECK VECTORS GAMIN|IATS|INTERACTIVE BROKERS LLC|300
BJK|VANECK VECTORS GAMIN|IBKR|Interactive Brokers Llc|789
BJK|VANECK VECTORS GAMIN|INCA|INSTINET, LLC|75
BJK|VANECK VECTORS GAMIN|ITGI|ITG Inc.|593
BJK|VANECK VECTORS GAMIN|ITGP|ITG INC.|600
BJK|VANECK VECTORS GAMIN|JPMX|J.P. Morgan Securities LLC|800
BJK|VANECK VECTORS GAMIN|JSJX|JANE STREET CAPITAL LLC|18913
BJK|VANECK VECTORS GAMIN|LEHM|Barclays Capital Inc./Le|600
BJK|VANECK VECTORS GAMIN|LIME|Lime Brokerage LLC|1912
BJK|VANECK VECTORS GAMIN|MAXM|Maxim Group LLC|250
BJK|VANECK VECTORS GAMIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
BJK|VANECK VECTORS GAMIN|MOTF|MOTIF INVESTING, INC.|2
BJK|VANECK VECTORS GAMIN|MSCO|MORGAN STANLEY & CO. LLC|8890
BJK|VANECK VECTORS GAMIN|MSPL|MORGAN STANLEY & CO. LLC|100
BJK|VANECK VECTORS GAMIN|NFSC|National Financial Services LLC|18300
BJK|VANECK VECTORS GAMIN|NITE|VIRTU Americas LLC|25044
BJK|VANECK VECTORS GAMIN|NTBF|BMO Nesbitt Burns Inc./CDS|500
BJK|VANECK VECTORS GAMIN|PAUL|Paulson Investment Company, Inc.|6
BJK|VANECK VECTORS GAMIN|PWJC|UBS Financial Services, Inc.|34
BJK|VANECK VECTORS GAMIN|SGMT|GOLDMAN SACHS & CO. LLC|100
BJK|VANECK VECTORS GAMIN|SPDR|SPEEDROUTE LLC|200
BJK|VANECK VECTORS GAMIN|STFL|Stifel, Nicolaus & Company, Incorporated|400
BJK|VANECK VECTORS GAMIN|SWIM|TD Ameritrade, Inc.|2246
BJK|VANECK VECTORS GAMIN|SWST|Hilltop Securities Inc.|445
BJK|VANECK VECTORS GAMIN|TKNG|ALLY INVEST SECURITIES LLC|613
BJK|VANECK VECTORS GAMIN|UBSA|UBS SECURITIES LLC|773
BJK|VANECK VECTORS GAMIN|UBSS|UBS Securities LLC|12486
BJK|VANECK VECTORS GAMIN|VGRD|Vanguard Marketing Corporation|1733
BJK|VANECK VECTORS GAMIN|WBET|Wallachbeth Capital LLC|38
BJK|VANECK VECTORS GAMIN|WCHV|WELLS FARGO SECURITIES, LLC|9105
BJK|VANECK VECTORS GAMIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|846
BJK|VANECK VECTORS GAMIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1517
BJK|VANECK VECTORS GAMIN|WSEA|WOLVERINE SECURITIES, LLC|835
BJK|VANECK VECTORS GAMIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9732
BJO|IPATHA SERIES B BLO|ALTX|Alternet Securities Inc.|100
BJO|IPATHA SERIES B BLO|APCC|Apex Clearing Corporation|150
BJO|IPATHA SERIES B BLO|BATM|CBOE TRADING, INC.|206
BJO|IPATHA SERIES B BLO|BYXM|CBOE TRADING, INC.|760
BJO|IPATHA SERIES B BLO|CHAS|Charles Schwab & Co., Inc.|500
BJO|IPATHA SERIES B BLO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14300
BJO|IPATHA SERIES B BLO|DBAX|Deutsche Bank Securities Inc.|800
BJO|IPATHA SERIES B BLO|DEGS|RONIN PROFESSIONAL LLC|1100
BJO|IPATHA SERIES B BLO|EBXL|EBX LLC|1700
BJO|IPATHA SERIES B BLO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
BJO|IPATHA SERIES B BLO|EGAM|CBOE TRADING, INC.|100
BJO|IPATHA SERIES B BLO|EGXM|CBOE TRADING, INC.|75
BJO|IPATHA SERIES B BLO|ETRS|E*Trade Securities LLC|4877
BJO|IPATHA SERIES B BLO|FILL|Tradestation Securities, Inc.|870
BJO|IPATHA SERIES B BLO|FTBR|Foliofn Investments, Inc.|9
BJO|IPATHA SERIES B BLO|GSCS|GOLDMAN SACHS & CO. LLC|100
BJO|IPATHA SERIES B BLO|GSLT|GOLDMAN SACHS & CO. LLC|3015
BJO|IPATHA SERIES B BLO|GTSZ|GTS SECURITIES LLC|1152
BJO|IPATHA SERIES B BLO|IATS|INTERACTIVE BROKERS LLC|1934
BJO|IPATHA SERIES B BLO|IBKR|Interactive Brokers Llc|6899
BJO|IPATHA SERIES B BLO|INCA|INSTINET, LLC|32
BJO|IPATHA SERIES B BLO|JSJX|JANE STREET CAPITAL LLC|1532
BJO|IPATHA SERIES B BLO|KCGM|VIRTU Americas LLC|1640
BJO|IPATHA SERIES B BLO|LEHM|Barclays Capital Inc./Le|29600
BJO|IPATHA SERIES B BLO|LIME|Lime Brokerage LLC|4886
BJO|IPATHA SERIES B BLO|LSCI|Lek Securities Corporation|231
BJO|IPATHA SERIES B BLO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
BJO|IPATHA SERIES B BLO|MSCO|MORGAN STANLEY & CO. LLC|9257
BJO|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|75129
BJO|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|73883
BJO|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|28144
BJO|IPATHA SERIES B BLO|PCPT|PHILLIP CAPITAL INC.|5000
BJO|IPATHA SERIES B BLO|RBCM|RBC CAPITAL MARKETS, LLC|516
BJO|IPATHA SERIES B BLO|SGMT|GOLDMAN SACHS & CO. LLC|2785
BJO|IPATHA SERIES B BLO|STKP|STOCKPILE INVESTMENTS, INC.|8
BJO|IPATHA SERIES B BLO|SWIM|TD Ameritrade, Inc.|1800
BJO|IPATHA SERIES B BLO|SWST|Hilltop Securities Inc.|30
BJO|IPATHA SERIES B BLO|TKNG|ALLY INVEST SECURITIES LLC|5727
BJO|IPATHA SERIES B BLO|UBSA|UBS SECURITIES LLC|21416
BJO|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|6663
BJO|IPATHA SERIES B BLO|VGRD|Vanguard Marketing Corporation|15262
BJO|IPATHA SERIES B BLO|WBET|Wallachbeth Capital LLC|97000
BJO|IPATHA SERIES B BLO|WCHV|WELLS FARGO SECURITIES, LLC|2007
BJO|IPATHA SERIES B BLO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2700
BJO|IPATHA SERIES B BLO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4141
BJO|IPATHA SERIES B BLO|WGIF|CIBC World Markets Inc.|85
BJO|IPATHA SERIES B BLO|WSEA|WOLVERINE SECURITIES, LLC|4810
BJO|IPATHA SERIES B BLO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
BJRI|BJ'S RESTAURANTS INC|APCC|Apex Clearing Corporation|19
BJRI|BJ'S RESTAURANTS INC|BARD|Robert W. Baird & Co. Incorporated|79
BJRI|BJ'S RESTAURANTS INC|BATM|CBOE TRADING, INC.|4011
BJRI|BJ'S RESTAURANTS INC|BBNT|BB&T SECURITIES, LLC|40
BJRI|BJ'S RESTAURANTS INC|BERN|Sanford C. Bernstein & Co., LLC|52036
BJRI|BJ'S RESTAURANTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|918
BJRI|BJ'S RESTAURANTS INC|BLKX|INSTINET, LLC|15900
BJRI|BJ'S RESTAURANTS INC|BMOC|BMO Capital Markets Corp.|3237
BJRI|BJ'S RESTAURANTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|3462
BJRI|BJ'S RESTAURANTS INC|BRVL|BLAYLOCK VAN, LLC|100
BJRI|BJ'S RESTAURANTS INC|BTIG|BTIG, LLC|11035
BJRI|BJ'S RESTAURANTS INC|BYXM|CBOE TRADING, INC.|80
BJRI|BJ'S RESTAURANTS INC|BZYD|GOLDMAN SACHS & CO. LLC|1366
BJRI|BJ'S RESTAURANTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38913
BJRI|BJ'S RESTAURANTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|210
BJRI|BJ'S RESTAURANTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|183
BJRI|BJ'S RESTAURANTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65182
BJRI|BJ'S RESTAURANTS INC|CTDL|Citadel Derivatives Group Llc|9840
BJRI|BJ'S RESTAURANTS INC|CTLR|CUTLER GROUP, LP|4168
BJRI|BJ'S RESTAURANTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|14122
BJRI|BJ'S RESTAURANTS INC|DBAB|Deutsche Bank Securities Inc.|256219
BJRI|BJ'S RESTAURANTS INC|DBAX|Deutsche Bank Securities Inc.|38400
BJRI|BJ'S RESTAURANTS INC|DBUL|Deutsche Bank Securities Inc.|200
BJRI|BJ'S RESTAURANTS INC|DEAN|MORGAN STANLEY|1268
BJRI|BJ'S RESTAURANTS INC|DEGS|RONIN PROFESSIONAL LLC|372
BJRI|BJ'S RESTAURANTS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|302
BJRI|BJ'S RESTAURANTS INC|EBXL|EBX LLC|46200
BJRI|BJ'S RESTAURANTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|191
BJRI|BJ'S RESTAURANTS INC|EDJO|Edward D. Jones & Co., L.P.|209
BJRI|BJ'S RESTAURANTS INC|EGAM|CBOE TRADING, INC.|6519
BJRI|BJ'S RESTAURANTS INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
BJRI|BJ'S RESTAURANTS INC|EGXM|CBOE TRADING, INC.|4206
BJRI|BJ'S RESTAURANTS INC|ETBE|Electronic Transaction Clearing, Inc.|1278
BJRI|BJ'S RESTAURANTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34340
BJRI|BJ'S RESTAURANTS INC|ETRS|E*Trade Securities LLC|10600
BJRI|BJ'S RESTAURANTS INC|FBCO|Credit Suisse Securities (USA) LLC|230884
BJRI|BJ'S RESTAURANTS INC|FBSB|U.S. Bancorp Investments, Inc.|1
BJRI|BJ'S RESTAURANTS INC|FILL|Tradestation Securities, Inc.|1091
BJRI|BJ'S RESTAURANTS INC|FOMA|TD AMERITRADE CLEARING, INC.|25534
BJRI|BJ'S RESTAURANTS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|920
BJRI|BJ'S RESTAURANTS INC|FQLS|Quantlab Securities LP|121297
BJRI|BJ'S RESTAURANTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26186
BJRI|BJ'S RESTAURANTS INC|FTBR|Foliofn Investments, Inc.|663
BJRI|BJ'S RESTAURANTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5985
BJRI|BJ'S RESTAURANTS INC|GLPX|ACS EXECUTION SERVICES, LLC|124
BJRI|BJ'S RESTAURANTS INC|GSCO|GOLDMAN SACHS & CO. LLC|441425
BJRI|BJ'S RESTAURANTS INC|GSCS|GOLDMAN SACHS & CO. LLC|47018
BJRI|BJ'S RESTAURANTS INC|GSLT|GOLDMAN SACHS & CO. LLC|2969
BJRI|BJ'S RESTAURANTS INC|GTSZ|GTS SECURITIES LLC|3072
BJRI|BJ'S RESTAURANTS INC|HRBF|American Enterprise Investment Services Inc.|130
BJRI|BJ'S RESTAURANTS INC|HSBC|HSBC Securities, Inc.|8070
BJRI|BJ'S RESTAURANTS INC|IBKR|Interactive Brokers Llc|55189
BJRI|BJ'S RESTAURANTS INC|ICBX|INSTINET, LLC|9417
BJRI|BJ'S RESTAURANTS INC|IEQY|CITADEL SECURITIES LLC|35700
BJRI|BJ'S RESTAURANTS INC|INCA|INSTINET, LLC|172361
BJRI|BJ'S RESTAURANTS INC|INJX|INSTINET, LLC|29340
BJRI|BJ'S RESTAURANTS INC|ITGI|ITG Inc.|28602
BJRI|BJ'S RESTAURANTS INC|ITGP|ITG INC.|21400
BJRI|BJ'S RESTAURANTS INC|JANY|Janney Montgomery Scott Inc.|9
BJRI|BJ'S RESTAURANTS INC|JEFF|JEFFERIES LLC|68575
BJRI|BJ'S RESTAURANTS INC|JMPT|JUMP TRADING, LLC|13722
BJRI|BJ'S RESTAURANTS INC|JONE|JonesTrading|169102
BJRI|BJ'S RESTAURANTS INC|JPBX|J.P. MORGAN SECURITIES LLC|87220
BJRI|BJ'S RESTAURANTS INC|JPMX|J.P. Morgan Securities LLC|226247
BJRI|BJ'S RESTAURANTS INC|KCGM|VIRTU Americas LLC|17564
BJRI|BJ'S RESTAURANTS INC|KCRD|PHX FINANCIAL, INC.|595
BJRI|BJ'S RESTAURANTS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|29906
BJRI|BJ'S RESTAURANTS INC|LEHM|Barclays Capital Inc./Le|199605
BJRI|BJ'S RESTAURANTS INC|LIME|Lime Brokerage LLC|74526
BJRI|BJ'S RESTAURANTS INC|LOOP|Loop Capital Markets LLC|388
BJRI|BJ'S RESTAURANTS INC|LQNA|LIQUIDNET, INC.|21700
BJRI|BJ'S RESTAURANTS INC|LSCI|Lek Securities Corporation|7
BJRI|BJ'S RESTAURANTS INC|MAXM|Maxim Group LLC|1138
BJRI|BJ'S RESTAURANTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33000
BJRI|BJ'S RESTAURANTS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|140
BJRI|BJ'S RESTAURANTS INC|MSCO|MORGAN STANLEY & CO. LLC|822792
BJRI|BJ'S RESTAURANTS INC|MSPL|MORGAN STANLEY & CO. LLC|62500
BJRI|BJ'S RESTAURANTS INC|MSTX|MORGAN STANLEY & CO. LLC|89100
BJRI|BJ'S RESTAURANTS INC|NEUB|NEUBERGER BERMAN BD LLC|1900
BJRI|BJ'S RESTAURANTS INC|NFSC|National Financial Services LLC|50856
BJRI|BJ'S RESTAURANTS INC|NITE|VIRTU Americas LLC|54423
BJRI|BJ'S RESTAURANTS INC|NITP|VIRTU Americas LLC|1084
BJRI|BJ'S RESTAURANTS INC|NQRB|Brut, LLC|12870
BJRI|BJ'S RESTAURANTS INC|OHOS|TWO SIGMA SECURITIES, LLC|8064
BJRI|BJ'S RESTAURANTS INC|OPCO|Oppenheimer & Co. Inc.|675
BJRI|BJ'S RESTAURANTS INC|PDQM|CODA MARKETS, INC.|6262
BJRI|BJ'S RESTAURANTS INC|PIPR|Piper Jaffray & Co.|471
BJRI|BJ'S RESTAURANTS INC|PWJC|UBS Financial Services, Inc.|5100
BJRI|BJ'S RESTAURANTS INC|RAJA|Raymond James & Associates, Inc.|3068
BJRI|BJ'S RESTAURANTS INC|RBCM|RBC CAPITAL MARKETS, LLC|3878
BJRI|BJ'S RESTAURANTS INC|SAGL|SAGETRADER, LLC|401
BJRI|BJ'S RESTAURANTS INC|SAGW|SAGETRADER, LLC|897
BJRI|BJ'S RESTAURANTS INC|SBSH|Citigroup Global Markets Inc.|314501
BJRI|BJ'S RESTAURANTS INC|SGMT|GOLDMAN SACHS & CO. LLC|62621
BJRI|BJ'S RESTAURANTS INC|SOGO|Wang Investment Associates, Inc.|31
BJRI|BJ'S RESTAURANTS INC|SPDR|SPEEDROUTE LLC|4850
BJRI|BJ'S RESTAURANTS INC|SPHN|Stephens Inc.|100
BJRI|BJ'S RESTAURANTS INC|STFL|Stifel, Nicolaus & Company, Incorporated|166
BJRI|BJ'S RESTAURANTS INC|STKP|STOCKPILE INVESTMENTS, INC.|58
BJRI|BJ'S RESTAURANTS INC|SWIM|TD Ameritrade, Inc.|4305
BJRI|BJ'S RESTAURANTS INC|SWST|Hilltop Securities Inc.|1146
BJRI|BJ'S RESTAURANTS INC|TKNG|ALLY INVEST SECURITIES LLC|212
BJRI|BJ'S RESTAURANTS INC|TOUR|TOURMALINE PARTNERS, LLC|500
BJRI|BJ'S RESTAURANTS INC|TRBT|Tradebot Systems, Inc.|24591
BJRI|BJ'S RESTAURANTS INC|TRCM|TRC MARKETS LLC|55162
BJRI|BJ'S RESTAURANTS INC|TWTT|TASTYWORKS, INC.|25
BJRI|BJ'S RESTAURANTS INC|UBSA|UBS SECURITIES LLC|168927
BJRI|BJ'S RESTAURANTS INC|UBSS|UBS Securities LLC|357339
BJRI|BJ'S RESTAURANTS INC|VALX|VIRTU AMERICAS LLC|7200
BJRI|BJ'S RESTAURANTS INC|VGRD|Vanguard Marketing Corporation|2449
BJRI|BJ'S RESTAURANTS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|566
BJRI|BJ'S RESTAURANTS INC|WCHV|WELLS FARGO SECURITIES, LLC|17504
BJRI|BJ'S RESTAURANTS INC|WEDB|WEDBUSH SECURITIES INC.|100
BJRI|BJ'S RESTAURANTS INC|WEED|Weeden & Co.L.P.|486
BJRI|BJ'S RESTAURANTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|278
BJRI|BJ'S RESTAURANTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6328
BJRI|BJ'S RESTAURANTS INC|WHOT|JUST2TRADE, INC.|50
BJRI|BJ'S RESTAURANTS INC|WSEA|WOLVERINE SECURITIES, LLC|644
BJRI|BJ'S RESTAURANTS INC|WTCO|Williams Trading LLC|4403
BJRI|BJ'S RESTAURANTS INC|XIST|INSTINET, LLC|44600
BJRI|BJ'S RESTAURANTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11688
BJRI|BJ'S RESTAURANTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|507
BJZ|BLACKROCK CA MUN2018|APCC|Apex Clearing Corporation|2
BJZ|BLACKROCK CA MUN2018|BANK|Primevest Financial Services, Inc.|2
BJZ|BLACKROCK CA MUN2018|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|220
BJZ|BLACKROCK CA MUN2018|CROS|CREDIT SUISSE SECURITIES (USA) LLC|273
BJZ|BLACKROCK CA MUN2018|DBAX|Deutsche Bank Securities Inc.|2900
BJZ|BLACKROCK CA MUN2018|DEAN|MORGAN STANLEY|6712
BJZ|BLACKROCK CA MUN2018|EBXL|EBX LLC|1300
BJZ|BLACKROCK CA MUN2018|EDJO|Edward D. Jones & Co., L.P.|400
BJZ|BLACKROCK CA MUN2018|EGXM|CBOE TRADING, INC.|400
BJZ|BLACKROCK CA MUN2018|ETRS|E*Trade Securities LLC|528
BJZ|BLACKROCK CA MUN2018|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2400
BJZ|BLACKROCK CA MUN2018|HRBF|American Enterprise Investment Services Inc.|1036
BJZ|BLACKROCK CA MUN2018|IBKR|Interactive Brokers Llc|2101
BJZ|BLACKROCK CA MUN2018|ICBX|INSTINET, LLC|1416
BJZ|BLACKROCK CA MUN2018|INCA|INSTINET, LLC|1
BJZ|BLACKROCK CA MUN2018|ITGP|ITG INC.|400
BJZ|BLACKROCK CA MUN2018|JONE|JonesTrading|5400
BJZ|BLACKROCK CA MUN2018|JPMX|J.P. Morgan Securities LLC|200
BJZ|BLACKROCK CA MUN2018|LEHM|Barclays Capital Inc./Le|800
BJZ|BLACKROCK CA MUN2018|LIME|Lime Brokerage LLC|19
BJZ|BLACKROCK CA MUN2018|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BJZ|BLACKROCK CA MUN2018|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
BJZ|BLACKROCK CA MUN2018|MSCO|MORGAN STANLEY & CO. LLC|3811
BJZ|BLACKROCK CA MUN2018|MSPL|MORGAN STANLEY & CO. LLC|6400
BJZ|BLACKROCK CA MUN2018|NFSC|National Financial Services LLC|3868
BJZ|BLACKROCK CA MUN2018|NITE|VIRTU Americas LLC|8404
BJZ|BLACKROCK CA MUN2018|PWJC|UBS Financial Services, Inc.|5700
BJZ|BLACKROCK CA MUN2018|RBCM|RBC CAPITAL MARKETS, LLC|1
BJZ|BLACKROCK CA MUN2018|SGMT|GOLDMAN SACHS & CO. LLC|1213
BJZ|BLACKROCK CA MUN2018|STFL|Stifel, Nicolaus & Company, Incorporated|440
BJZ|BLACKROCK CA MUN2018|SWIM|TD Ameritrade, Inc.|25
BJZ|BLACKROCK CA MUN2018|SWST|Hilltop Securities Inc.|222
BJZ|BLACKROCK CA MUN2018|UBSS|UBS Securities LLC|10081
BJZ|BLACKROCK CA MUN2018|VGRD|Vanguard Marketing Corporation|300
BJZ|BLACKROCK CA MUN2018|WCHV|WELLS FARGO SECURITIES, LLC|9634
BJZ|BLACKROCK CA MUN2018|WEDB|WEDBUSH SECURITIES INC.|2
BK|BANK OF NY MELLON CP|ABLE|NATIXIS Securities Americas LLC|49678
BK|BANK OF NY MELLON CP|ALTX|Alternet Securities Inc.|84389
BK|BANK OF NY MELLON CP|ANOS|ABEL/NOSER, L.L.C.|438
BK|BANK OF NY MELLON CP|APCC|Apex Clearing Corporation|734
BK|BANK OF NY MELLON CP|BANK|Primevest Financial Services, Inc.|655
BK|BANK OF NY MELLON CP|BARD|Robert W. Baird & Co. Incorporated|10691
BK|BANK OF NY MELLON CP|BATM|CBOE TRADING, INC.|26961
BK|BANK OF NY MELLON CP|BAYT|BTIG, LLC|1500
BK|BANK OF NY MELLON CP|BBNT|BB&T SECURITIES, LLC|13797
BK|BANK OF NY MELLON CP|BERN|Sanford C. Bernstein & Co., LLC|265174
BK|BANK OF NY MELLON CP|BGCE|BGC Financial Inc.|1924
BK|BANK OF NY MELLON CP|BIDS|BIDS TRADING L.P.|15364
BK|BANK OF NY MELLON CP|BIMI|Banca IMI Securities Corp.|306
BK|BANK OF NY MELLON CP|BLKX|INSTINET, LLC|200334
BK|BANK OF NY MELLON CP|BMOC|BMO Capital Markets Corp.|98074
BK|BANK OF NY MELLON CP|BNPX|BNP PARIBAS SECURITIES CORP.|623013
BK|BANK OF NY MELLON CP|BTIG|BTIG, LLC|98611
BK|BANK OF NY MELLON CP|BYXM|CBOE TRADING, INC.|11469
BK|BANK OF NY MELLON CP|BZYD|GOLDMAN SACHS & CO. LLC|300
BK|BANK OF NY MELLON CP|CABR|Cabrera Capital Markets, Inc.|125
BK|BANK OF NY MELLON CP|CANT|Cantor Fitzgerald & Co.|57925
BK|BANK OF NY MELLON CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
BK|BANK OF NY MELLON CP|CHAS|Charles Schwab & Co., Inc.|7211
BK|BANK OF NY MELLON CP|CIBP|CIBC World Markets Corp.|66595
BK|BANK OF NY MELLON CP|CICF|Canaccord Genuity Corp.|4650
BK|BANK OF NY MELLON CP|CIOI|CITIGROUP GLOBAL MARKETS INC|85000
BK|BANK OF NY MELLON CP|CIST|Capital Institutional Services, Inc.|4948
BK|BANK OF NY MELLON CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|575384
BK|BANK OF NY MELLON CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1223
BK|BANK OF NY MELLON CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6817
BK|BANK OF NY MELLON CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1416749
BK|BANK OF NY MELLON CP|CTDL|Citadel Derivatives Group Llc|50459
BK|BANK OF NY MELLON CP|CTLR|CUTLER GROUP, LP|5132
BK|BANK OF NY MELLON CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|312192
BK|BANK OF NY MELLON CP|DADA|D.A. Davidson & Co.|1007
BK|BANK OF NY MELLON CP|DAVA|Davenport & Company LLC|1
BK|BANK OF NY MELLON CP|DBAB|Deutsche Bank Securities Inc.|1003899
BK|BANK OF NY MELLON CP|DBAX|Deutsche Bank Securities Inc.|876500
BK|BANK OF NY MELLON CP|DBUL|Deutsche Bank Securities Inc.|446
BK|BANK OF NY MELLON CP|DCHF|Dart Executions, LLC|9475
BK|BANK OF NY MELLON CP|DEAN|MORGAN STANLEY|330516
BK|BANK OF NY MELLON CP|DEGS|RONIN PROFESSIONAL LLC|500
BK|BANK OF NY MELLON CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3411
BK|BANK OF NY MELLON CP|DRWK|DRW SECURITIES, L.L.C.|25446
BK|BANK OF NY MELLON CP|EBXL|EBX LLC|821500
BK|BANK OF NY MELLON CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|89003
BK|BANK OF NY MELLON CP|EDJO|Edward D. Jones & Co., L.P.|7770
BK|BANK OF NY MELLON CP|EGAM|CBOE TRADING, INC.|50496
BK|BANK OF NY MELLON CP|EGAW|CBOE TRADING, INC.|1114
BK|BANK OF NY MELLON CP|EGMT|EG MARKET TECHNOLOGIES LLC|700
BK|BANK OF NY MELLON CP|EGXM|CBOE TRADING, INC.|14644
BK|BANK OF NY MELLON CP|ESPO|ESPOSITO SECURITIES, LLC|788
BK|BANK OF NY MELLON CP|ETBE|Electronic Transaction Clearing, Inc.|55558
BK|BANK OF NY MELLON CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
BK|BANK OF NY MELLON CP|ETCB|ETC BROKERAGE SERVICES, LLC|243
BK|BANK OF NY MELLON CP|ETCC|Electronic Transaction Clearing, Inc.|758
BK|BANK OF NY MELLON CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10246
BK|BANK OF NY MELLON CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8368
BK|BANK OF NY MELLON CP|ETRS|E*Trade Securities LLC|323878
BK|BANK OF NY MELLON CP|FBRC|B. RILEY FBR, INC.|196607
BK|BANK OF NY MELLON CP|FBSB|U.S. Bancorp Investments, Inc.|741
BK|BANK OF NY MELLON CP|FIDT|Fidelity Clearing Canada ULC./ CDS|173
BK|BANK OF NY MELLON CP|FILL|Tradestation Securities, Inc.|22516
BK|BANK OF NY MELLON CP|FINX|FINTECH SECURITIES|2200
BK|BANK OF NY MELLON CP|FMAF|NBCN Inc./ CDS|4365
BK|BANK OF NY MELLON CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9932
BK|BANK OF NY MELLON CP|FQLS|Quantlab Securities LP|1231740
BK|BANK OF NY MELLON CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140613
BK|BANK OF NY MELLON CP|FTBR|Foliofn Investments, Inc.|5782
BK|BANK OF NY MELLON CP|GEBB|GLOBAL EXECUTION BROKERS, LP|47298
BK|BANK OF NY MELLON CP|GLIS|TD Securities Inc|10686
BK|BANK OF NY MELLON CP|GLPX|ACS EXECUTION SERVICES, LLC|57615
BK|BANK OF NY MELLON CP|GSCO|GOLDMAN SACHS & CO. LLC|4168368
BK|BANK OF NY MELLON CP|GSCS|GOLDMAN SACHS & CO. LLC|28415
BK|BANK OF NY MELLON CP|GSLT|GOLDMAN SACHS & CO. LLC|79220
BK|BANK OF NY MELLON CP|GTSZ|GTS SECURITIES LLC|778496
BK|BANK OF NY MELLON CP|GUGS|Guggenheim Securities, LLC|64
BK|BANK OF NY MELLON CP|HAPX|HAP Trading, LLC|200
BK|BANK OF NY MELLON CP|HRBF|American Enterprise Investment Services Inc.|12397
BK|BANK OF NY MELLON CP|HSBC|HSBC Securities, Inc.|18426
BK|BANK OF NY MELLON CP|IATS|INTERACTIVE BROKERS LLC|18913
BK|BANK OF NY MELLON CP|IBKR|Interactive Brokers Llc|55220
BK|BANK OF NY MELLON CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4746
BK|BANK OF NY MELLON CP|ICBX|INSTINET, LLC|295177
BK|BANK OF NY MELLON CP|IEQY|CITADEL SECURITIES LLC|454611
BK|BANK OF NY MELLON CP|INCA|INSTINET, LLC|731058
BK|BANK OF NY MELLON CP|INJX|INSTINET, LLC|36045
BK|BANK OF NY MELLON CP|ITGI|ITG Inc.|283301
BK|BANK OF NY MELLON CP|ITGP|ITG INC.|604400
BK|BANK OF NY MELLON CP|JANY|Janney Montgomery Scott Inc.|14400
BK|BANK OF NY MELLON CP|JEFF|JEFFERIES LLC|697748
BK|BANK OF NY MELLON CP|JMPT|JUMP TRADING, LLC|344280
BK|BANK OF NY MELLON CP|JPBX|J.P. MORGAN SECURITIES LLC|397369
BK|BANK OF NY MELLON CP|JPMX|J.P. Morgan Securities LLC|1508432
BK|BANK OF NY MELLON CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|17655
BK|BANK OF NY MELLON CP|JSJX|JANE STREET CAPITAL LLC|19287
BK|BANK OF NY MELLON CP|JUTA|JUMP TRADING, LLC|160
BK|BANK OF NY MELLON CP|KBWI|Keefe, Bruyette & Woods, Inc.|6862
BK|BANK OF NY MELLON CP|KCGM|VIRTU Americas LLC|151665
BK|BANK OF NY MELLON CP|LEHM|Barclays Capital Inc./Le|4818090
BK|BANK OF NY MELLON CP|LIME|Lime Brokerage LLC|356353
BK|BANK OF NY MELLON CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|247600
BK|BANK OF NY MELLON CP|LOOP|Loop Capital Markets LLC|800
BK|BANK OF NY MELLON CP|LQNA|LIQUIDNET, INC.|93900
BK|BANK OF NY MELLON CP|LSCI|Lek Securities Corporation|9499
BK|BANK OF NY MELLON CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BK|BANK OF NY MELLON CP|MACC|Mid Atlantic Capital Corporation|400
BK|BANK OF NY MELLON CP|MACQ|Macquarie Capital (USA) Inc.|26129
BK|BANK OF NY MELLON CP|MAXM|Maxim Group LLC|1096
BK|BANK OF NY MELLON CP|MBTS|ALLY INVEST SECURITIES LLC|1273
BK|BANK OF NY MELLON CP|MCMF|Raymond James Ltd. Cds|25
BK|BANK OF NY MELLON CP|MKMP|MKM Partners LLC|38000
BK|BANK OF NY MELLON CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|330440
BK|BANK OF NY MELLON CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4100
BK|BANK OF NY MELLON CP|MNDX|TJM Investments, LLC|2500
BK|BANK OF NY MELLON CP|MOTF|MOTIF INVESTING, INC.|39
BK|BANK OF NY MELLON CP|MSCO|MORGAN STANLEY & CO. LLC|6551848
BK|BANK OF NY MELLON CP|MSPL|MORGAN STANLEY & CO. LLC|780700
BK|BANK OF NY MELLON CP|MSTX|MORGAN STANLEY & CO. LLC|755400
BK|BANK OF NY MELLON CP|MZHO|Mizuho Securities USA LLC|18000
BK|BANK OF NY MELLON CP|NATL|National Securities Corporation|55
BK|BANK OF NY MELLON CP|NEED|Needham & Company, LLC|2262
BK|BANK OF NY MELLON CP|NEUB|NEUBERGER BERMAN BD LLC|100
BK|BANK OF NY MELLON CP|NFSC|National Financial Services LLC|567185
BK|BANK OF NY MELLON CP|NITE|VIRTU Americas LLC|1843202
BK|BANK OF NY MELLON CP|NITP|VIRTU Americas LLC|3220
BK|BANK OF NY MELLON CP|NQRB|Brut, LLC|64025
BK|BANK OF NY MELLON CP|NTBF|BMO Nesbitt Burns Inc./CDS|1779
BK|BANK OF NY MELLON CP|NTRC|Northern Trust Securities, Inc.|52754
BK|BANK OF NY MELLON CP|OHOS|TWO SIGMA SECURITIES, LLC|270122
BK|BANK OF NY MELLON CP|OPCO|Oppenheimer & Co. Inc.|2398
BK|BANK OF NY MELLON CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1458
BK|BANK OF NY MELLON CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1810
BK|BANK OF NY MELLON CP|PDQM|CODA MARKETS, INC.|68330
BK|BANK OF NY MELLON CP|PHLY|NASDAQ Execution Services, LLC|4394
BK|BANK OF NY MELLON CP|PICT|Pictet Overseas Inc.|2
BK|BANK OF NY MELLON CP|PIPR|Piper Jaffray & Co.|48522
BK|BANK OF NY MELLON CP|PNSR|Penserra Securities, LLC|12000
BK|BANK OF NY MELLON CP|PWJC|UBS Financial Services, Inc.|10888
BK|BANK OF NY MELLON CP|QMSR|QUATTRO M SECURITIES INC.|18809
BK|BANK OF NY MELLON CP|RBCM|RBC CAPITAL MARKETS, LLC|39141
BK|BANK OF NY MELLON CP|RHCO|Suntrust Robinson Humphrey, Inc.|50800
BK|BANK OF NY MELLON CP|SAGL|SAGETRADER, LLC|204308
BK|BANK OF NY MELLON CP|SAGW|SAGETRADER, LLC|1867
BK|BANK OF NY MELLON CP|SALI|INTL FCSTONE FINANCIAL INC.|1364
BK|BANK OF NY MELLON CP|SBSH|Citigroup Global Markets Inc.|1676218
BK|BANK OF NY MELLON CP|SEIC|SEI Investments Distribution Co.|43076
BK|BANK OF NY MELLON CP|SGMT|GOLDMAN SACHS & CO. LLC|437360
BK|BANK OF NY MELLON CP|SPDR|SPEEDROUTE LLC|62587
BK|BANK OF NY MELLON CP|SPHN|Stephens Inc.|1203
BK|BANK OF NY MELLON CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|849
BK|BANK OF NY MELLON CP|STFL|Stifel, Nicolaus & Company, Incorporated|34164
BK|BANK OF NY MELLON CP|STKP|STOCKPILE INVESTMENTS, INC.|106
BK|BANK OF NY MELLON CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18424
BK|BANK OF NY MELLON CP|SWIM|TD Ameritrade, Inc.|33828
BK|BANK OF NY MELLON CP|SWST|Hilltop Securities Inc.|7307
BK|BANK OF NY MELLON CP|TDCO|Thompson Davis & Co., Inc.|2476
BK|BANK OF NY MELLON CP|TKNG|ALLY INVEST SECURITIES LLC|2732
BK|BANK OF NY MELLON CP|TMBR|Timber Hill LLC|4016
BK|BANK OF NY MELLON CP|TRBT|Tradebot Systems, Inc.|973899
BK|BANK OF NY MELLON CP|TRCM|TRC MARKETS LLC|1218139
BK|BANK OF NY MELLON CP|UBSA|UBS SECURITIES LLC|2458675
BK|BANK OF NY MELLON CP|UBSS|UBS Securities LLC|2678131
BK|BANK OF NY MELLON CP|VALX|VIRTU AMERICAS LLC|26539
BK|BANK OF NY MELLON CP|VGRD|Vanguard Marketing Corporation|16003
BK|BANK OF NY MELLON CP|WABR|Wall Street Access|1000
BK|BANK OF NY MELLON CP|WBLR|WILLIAM BLAIR|3220
BK|BANK OF NY MELLON CP|WBPX|SUMMIT SECURITIES GROUP, LLC|6435
BK|BANK OF NY MELLON CP|WCHV|WELLS FARGO SECURITIES, LLC|385848
BK|BANK OF NY MELLON CP|WDNX|WEEDEN & CO.L.P.|6594
BK|BANK OF NY MELLON CP|WEDB|WEDBUSH SECURITIES INC.|26241
BK|BANK OF NY MELLON CP|WEED|Weeden & Co.L.P.|46780
BK|BANK OF NY MELLON CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|123135
BK|BANK OF NY MELLON CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|126747
BK|BANK OF NY MELLON CP|WGIF|CIBC World Markets Inc.|1782
BK|BANK OF NY MELLON CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8119
BK|BANK OF NY MELLON CP|WSEA|WOLVERINE SECURITIES, LLC|16364
BK|BANK OF NY MELLON CP|XIST|INSTINET, LLC|130320
BK|BANK OF NY MELLON CP|XPQR|Jump Trading|4400
BK|BANK OF NY MELLON CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|147290
BK|BANK OF NY MELLON CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1117
BK|BANK OF NY MELLON CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24767
BK$C|BANK OF NEW YORK|ALTX|Alternet Securities Inc.|400
BK$C|BANK OF NEW YORK|APCC|Apex Clearing Corporation|74
BK$C|BANK OF NEW YORK|BANK|Primevest Financial Services, Inc.|15
BK$C|BANK OF NEW YORK|BARD|Robert W. Baird & Co. Incorporated|213
BK$C|BANK OF NEW YORK|BATM|CBOE TRADING, INC.|300
BK$C|BANK OF NEW YORK|BBNT|BB&T SECURITIES, LLC|1113
BK$C|BANK OF NEW YORK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
BK$C|BANK OF NEW YORK|CHAS|Charles Schwab & Co., Inc.|197
BK$C|BANK OF NEW YORK|CIST|Capital Institutional Services, Inc.|400
BK$C|BANK OF NEW YORK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
BK$C|BANK OF NEW YORK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5599
BK$C|BANK OF NEW YORK|DBAX|Deutsche Bank Securities Inc.|3600
BK$C|BANK OF NEW YORK|DEAN|MORGAN STANLEY|13324
BK$C|BANK OF NEW YORK|EBXL|EBX LLC|4200
BK$C|BANK OF NEW YORK|ECUT|CONVERGEX EXECUTION SOLUTIONS|12599
BK$C|BANK OF NEW YORK|EDJO|Edward D. Jones & Co., L.P.|3849
BK$C|BANK OF NEW YORK|EGAM|CBOE TRADING, INC.|1100
BK$C|BANK OF NEW YORK|EGXM|CBOE TRADING, INC.|300
BK$C|BANK OF NEW YORK|ETRS|E*Trade Securities LLC|161
BK$C|BANK OF NEW YORK|FINX|FINTECH SECURITIES|400
BK$C|BANK OF NEW YORK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|489
BK$C|BANK OF NEW YORK|FTBR|Foliofn Investments, Inc.|5
BK$C|BANK OF NEW YORK|GLPX|ACS EXECUTION SERVICES, LLC|288
BK$C|BANK OF NEW YORK|GSCO|GOLDMAN SACHS & CO. LLC|2007
BK$C|BANK OF NEW YORK|GSLT|GOLDMAN SACHS & CO. LLC|200
BK$C|BANK OF NEW YORK|GTSZ|GTS SECURITIES LLC|700
BK$C|BANK OF NEW YORK|HRBF|American Enterprise Investment Services Inc.|5440
BK$C|BANK OF NEW YORK|IBKR|Interactive Brokers Llc|1351
BK$C|BANK OF NEW YORK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|708
BK$C|BANK OF NEW YORK|ICBX|INSTINET, LLC|200
BK$C|BANK OF NEW YORK|INCA|INSTINET, LLC|2998
BK$C|BANK OF NEW YORK|ITGI|ITG Inc.|353
BK$C|BANK OF NEW YORK|JANY|Janney Montgomery Scott Inc.|1600
BK$C|BANK OF NEW YORK|JPMX|J.P. Morgan Securities LLC|2000
BK$C|BANK OF NEW YORK|JSEB|JANE STREET EXECUTION SERVICES, LLC|1560
BK$C|BANK OF NEW YORK|JSJX|JANE STREET CAPITAL LLC|388
BK$C|BANK OF NEW YORK|KCGM|VIRTU Americas LLC|1100
BK$C|BANK OF NEW YORK|LEHM|Barclays Capital Inc./Le|1000
BK$C|BANK OF NEW YORK|LIME|Lime Brokerage LLC|1458
BK$C|BANK OF NEW YORK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
BK$C|BANK OF NEW YORK|MSCO|MORGAN STANLEY & CO. LLC|10135
BK$C|BANK OF NEW YORK|NBCS|NBC Securities, INC.|236
BK$C|BANK OF NEW YORK|NFSC|National Financial Services LLC|29250
BK$C|BANK OF NEW YORK|NITE|VIRTU Americas LLC|66232
BK$C|BANK OF NEW YORK|NQRB|Brut, LLC|400
BK$C|BANK OF NEW YORK|NTRC|Northern Trust Securities, Inc.|1000
BK$C|BANK OF NEW YORK|OLDM|OLD MISSION CAPITAL, LLC|47
BK$C|BANK OF NEW YORK|OPCO|Oppenheimer & Co. Inc.|3550
BK$C|BANK OF NEW YORK|PDQM|CODA MARKETS, INC.|603
BK$C|BANK OF NEW YORK|PWJC|UBS Financial Services, Inc.|109
BK$C|BANK OF NEW YORK|RBCM|RBC CAPITAL MARKETS, LLC|1500
BK$C|BANK OF NEW YORK|SALI|INTL FCSTONE FINANCIAL INC.|4
BK$C|BANK OF NEW YORK|SBSH|Citigroup Global Markets Inc.|61
BK$C|BANK OF NEW YORK|SGMT|GOLDMAN SACHS & CO. LLC|2400
BK$C|BANK OF NEW YORK|STFL|Stifel, Nicolaus & Company, Incorporated|908
BK$C|BANK OF NEW YORK|SWIM|TD Ameritrade, Inc.|119
BK$C|BANK OF NEW YORK|SWST|Hilltop Securities Inc.|97
BK$C|BANK OF NEW YORK|TRBT|Tradebot Systems, Inc.|800
BK$C|BANK OF NEW YORK|UBSA|UBS SECURITIES LLC|5710
BK$C|BANK OF NEW YORK|UBSS|UBS Securities LLC|25106
BK$C|BANK OF NEW YORK|VGRD|Vanguard Marketing Corporation|1655
BK$C|BANK OF NEW YORK|WCHV|WELLS FARGO SECURITIES, LLC|57287
BK$C|BANK OF NEW YORK|WEDB|WEDBUSH SECURITIES INC.|260
BK$C|BANK OF NEW YORK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|860
BK$C|BANK OF NEW YORK|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BK$C|BANK OF NEW YORK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2215
BKC|REX BKCM ETF|APCC|Apex Clearing Corporation|91
BKC|REX BKCM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1809
BKC|REX BKCM ETF|CTDL|Citadel Derivatives Group Llc|1500
BKC|REX BKCM ETF|DBAX|Deutsche Bank Securities Inc.|900
BKC|REX BKCM ETF|DEAN|MORGAN STANLEY|500
BKC|REX BKCM ETF|EBXL|EBX LLC|800
BKC|REX BKCM ETF|ETRS|E*Trade Securities LLC|8294
BKC|REX BKCM ETF|FILL|Tradestation Securities, Inc.|100
BKC|REX BKCM ETF|FTBR|Foliofn Investments, Inc.|72
BKC|REX BKCM ETF|GSLT|GOLDMAN SACHS & CO. LLC|800
BKC|REX BKCM ETF|HRBF|American Enterprise Investment Services Inc.|317
BKC|REX BKCM ETF|IATS|INTERACTIVE BROKERS LLC|170
BKC|REX BKCM ETF|IBKR|Interactive Brokers Llc|1721
BKC|REX BKCM ETF|ICBX|INSTINET, LLC|2200
BKC|REX BKCM ETF|INCA|INSTINET, LLC|250
BKC|REX BKCM ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|10000
BKC|REX BKCM ETF|JSJX|JANE STREET CAPITAL LLC|12869
BKC|REX BKCM ETF|KCGM|VIRTU Americas LLC|2667
BKC|REX BKCM ETF|LEHM|Barclays Capital Inc./Le|2600
BKC|REX BKCM ETF|LIME|Lime Brokerage LLC|589
BKC|REX BKCM ETF|MACC|Mid Atlantic Capital Corporation|7810
BKC|REX BKCM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
BKC|REX BKCM ETF|MSCO|MORGAN STANLEY & CO. LLC|8369
BKC|REX BKCM ETF|MSPL|MORGAN STANLEY & CO. LLC|400
BKC|REX BKCM ETF|NFSC|National Financial Services LLC|25993
BKC|REX BKCM ETF|NITE|VIRTU Americas LLC|15448
BKC|REX BKCM ETF|RBCM|RBC CAPITAL MARKETS, LLC|301
BKC|REX BKCM ETF|SAGL|SAGETRADER, LLC|200
BKC|REX BKCM ETF|SBSH|Citigroup Global Markets Inc.|102
BKC|REX BKCM ETF|SGMT|GOLDMAN SACHS & CO. LLC|200
BKC|REX BKCM ETF|SPHN|Stephens Inc.|150
BKC|REX BKCM ETF|SWIM|TD Ameritrade, Inc.|1777
BKC|REX BKCM ETF|TKNG|ALLY INVEST SECURITIES LLC|35
BKC|REX BKCM ETF|TWTT|TASTYWORKS, INC.|50
BKC|REX BKCM ETF|UBSA|UBS SECURITIES LLC|7365
BKC|REX BKCM ETF|UBSS|UBS Securities LLC|6785
BKC|REX BKCM ETF|VGRD|Vanguard Marketing Corporation|6165
BKC|REX BKCM ETF|WCHV|WELLS FARGO SECURITIES, LLC|749
BKC|REX BKCM ETF|WGIF|CIBC World Markets Inc.|20
BKC|REX BKCM ETF|WSEA|WOLVERINE SECURITIES, LLC|592
BKC|REX BKCM ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|2700
BKCC|BLACKROCK CPTL INVT|ALTX|Alternet Securities Inc.|1700
BKCC|BLACKROCK CPTL INVT|APCC|Apex Clearing Corporation|2905
BKCC|BLACKROCK CPTL INVT|BARD|Robert W. Baird & Co. Incorporated|1901
BKCC|BLACKROCK CPTL INVT|BATM|CBOE TRADING, INC.|37
BKCC|BLACKROCK CPTL INVT|BERN|Sanford C. Bernstein & Co., LLC|816
BKCC|BLACKROCK CPTL INVT|BIMI|Banca IMI Securities Corp.|650
BKCC|BLACKROCK CPTL INVT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33053
BKCC|BLACKROCK CPTL INVT|BTIG|BTIG, LLC|621
BKCC|BLACKROCK CPTL INVT|BZYD|GOLDMAN SACHS & CO. LLC|6224
BKCC|BLACKROCK CPTL INVT|CANT|Cantor Fitzgerald & Co.|489
BKCC|BLACKROCK CPTL INVT|CHAS|Charles Schwab & Co., Inc.|6027
BKCC|BLACKROCK CPTL INVT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|705
BKCC|BLACKROCK CPTL INVT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55168
BKCC|BLACKROCK CPTL INVT|CTDL|Citadel Derivatives Group Llc|10996
BKCC|BLACKROCK CPTL INVT|CXCX|CITIGROUP GLOBAL MARKETS INC.|7750
BKCC|BLACKROCK CPTL INVT|DADA|D.A. Davidson & Co.|5525
BKCC|BLACKROCK CPTL INVT|DBAB|Deutsche Bank Securities Inc.|41219
BKCC|BLACKROCK CPTL INVT|DBAX|Deutsche Bank Securities Inc.|86000
BKCC|BLACKROCK CPTL INVT|DEAN|MORGAN STANLEY|31171
BKCC|BLACKROCK CPTL INVT|DEGS|RONIN PROFESSIONAL LLC|400
BKCC|BLACKROCK CPTL INVT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|926
BKCC|BLACKROCK CPTL INVT|DJSA|Dawson James Securities, Inc|795
BKCC|BLACKROCK CPTL INVT|EBXL|EBX LLC|16000
BKCC|BLACKROCK CPTL INVT|ECUT|CONVERGEX EXECUTION SOLUTIONS|10106
BKCC|BLACKROCK CPTL INVT|EDJO|Edward D. Jones & Co., L.P.|12211
BKCC|BLACKROCK CPTL INVT|EGAM|CBOE TRADING, INC.|925
BKCC|BLACKROCK CPTL INVT|EGXM|CBOE TRADING, INC.|6278
BKCC|BLACKROCK CPTL INVT|EGXW|CBOE TRADING, INC.|100
BKCC|BLACKROCK CPTL INVT|ESPO|ESPOSITO SECURITIES, LLC|1628
BKCC|BLACKROCK CPTL INVT|ETBE|Electronic Transaction Clearing, Inc.|9454
BKCC|BLACKROCK CPTL INVT|ETCB|ETC BROKERAGE SERVICES, LLC|300
BKCC|BLACKROCK CPTL INVT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|22320
BKCC|BLACKROCK CPTL INVT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8410
BKCC|BLACKROCK CPTL INVT|ETRS|E*Trade Securities LLC|226268
BKCC|BLACKROCK CPTL INVT|FBCO|Credit Suisse Securities (USA) LLC|47749
BKCC|BLACKROCK CPTL INVT|FILL|Tradestation Securities, Inc.|897
BKCC|BLACKROCK CPTL INVT|FINX|FINTECH SECURITIES|155
BKCC|BLACKROCK CPTL INVT|FMAF|NBCN Inc./ CDS|120
BKCC|BLACKROCK CPTL INVT|FOMA|TD AMERITRADE CLEARING, INC.|395341
BKCC|BLACKROCK CPTL INVT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55195
BKCC|BLACKROCK CPTL INVT|FTBR|Foliofn Investments, Inc.|8105
BKCC|BLACKROCK CPTL INVT|GEBB|GLOBAL EXECUTION BROKERS, LP|32557
BKCC|BLACKROCK CPTL INVT|GLPX|ACS EXECUTION SERVICES, LLC|115
BKCC|BLACKROCK CPTL INVT|GSCO|GOLDMAN SACHS & CO. LLC|327562
BKCC|BLACKROCK CPTL INVT|GSCS|GOLDMAN SACHS & CO. LLC|11806
BKCC|BLACKROCK CPTL INVT|GSLT|GOLDMAN SACHS & CO. LLC|1399
BKCC|BLACKROCK CPTL INVT|GTSZ|GTS SECURITIES LLC|8200
BKCC|BLACKROCK CPTL INVT|HRBF|American Enterprise Investment Services Inc.|12843
BKCC|BLACKROCK CPTL INVT|IATS|INTERACTIVE BROKERS LLC|29981
BKCC|BLACKROCK CPTL INVT|IBKR|Interactive Brokers Llc|124672
BKCC|BLACKROCK CPTL INVT|ICBX|INSTINET, LLC|20897
BKCC|BLACKROCK CPTL INVT|INCA|INSTINET, LLC|139855
BKCC|BLACKROCK CPTL INVT|ITGI|ITG Inc.|76526
BKCC|BLACKROCK CPTL INVT|ITGP|ITG INC.|80200
BKCC|BLACKROCK CPTL INVT|JMPT|JUMP TRADING, LLC|360
BKCC|BLACKROCK CPTL INVT|JPMX|J.P. Morgan Securities LLC|54328
BKCC|BLACKROCK CPTL INVT|JSJX|JANE STREET CAPITAL LLC|76033
BKCC|BLACKROCK CPTL INVT|KCGM|VIRTU Americas LLC|4807
BKCC|BLACKROCK CPTL INVT|LEHM|Barclays Capital Inc./Le|144583
BKCC|BLACKROCK CPTL INVT|LIME|Lime Brokerage LLC|169771
BKCC|BLACKROCK CPTL INVT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60208
BKCC|BLACKROCK CPTL INVT|MOTF|MOTIF INVESTING, INC.|8
BKCC|BLACKROCK CPTL INVT|MSCO|MORGAN STANLEY & CO. LLC|474752
BKCC|BLACKROCK CPTL INVT|MSPL|MORGAN STANLEY & CO. LLC|101300
BKCC|BLACKROCK CPTL INVT|MSTX|MORGAN STANLEY & CO. LLC|20800
BKCC|BLACKROCK CPTL INVT|NFSC|National Financial Services LLC|579540
BKCC|BLACKROCK CPTL INVT|NITE|VIRTU Americas LLC|776485
BKCC|BLACKROCK CPTL INVT|NITP|VIRTU Americas LLC|4925
BKCC|BLACKROCK CPTL INVT|NQRB|Brut, LLC|66
BKCC|BLACKROCK CPTL INVT|OPCO|Oppenheimer & Co. Inc.|7734
BKCC|BLACKROCK CPTL INVT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|568
BKCC|BLACKROCK CPTL INVT|PDQM|CODA MARKETS, INC.|2514
BKCC|BLACKROCK CPTL INVT|RAJA|Raymond James & Associates, Inc.|35913
BKCC|BLACKROCK CPTL INVT|RBCM|RBC CAPITAL MARKETS, LLC|16802
BKCC|BLACKROCK CPTL INVT|SAGW|SAGETRADER, LLC|13274
BKCC|BLACKROCK CPTL INVT|SALI|INTL FCSTONE FINANCIAL INC.|200
BKCC|BLACKROCK CPTL INVT|SBSH|Citigroup Global Markets Inc.|27452
BKCC|BLACKROCK CPTL INVT|SGMT|GOLDMAN SACHS & CO. LLC|9150
BKCC|BLACKROCK CPTL INVT|SPDR|SPEEDROUTE LLC|17928
BKCC|BLACKROCK CPTL INVT|SPHN|Stephens Inc.|141
BKCC|BLACKROCK CPTL INVT|STFL|Stifel, Nicolaus & Company, Incorporated|10687
BKCC|BLACKROCK CPTL INVT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|465
BKCC|BLACKROCK CPTL INVT|SWIM|TD Ameritrade, Inc.|95963
BKCC|BLACKROCK CPTL INVT|SWST|Hilltop Securities Inc.|1959
BKCC|BLACKROCK CPTL INVT|TKNG|ALLY INVEST SECURITIES LLC|14931
BKCC|BLACKROCK CPTL INVT|TRBT|Tradebot Systems, Inc.|40429
BKCC|BLACKROCK CPTL INVT|TRCM|TRC MARKETS LLC|91741
BKCC|BLACKROCK CPTL INVT|UBSA|UBS SECURITIES LLC|161552
BKCC|BLACKROCK CPTL INVT|UBSS|UBS Securities LLC|278235
BKCC|BLACKROCK CPTL INVT|VALX|VIRTU AMERICAS LLC|7677
BKCC|BLACKROCK CPTL INVT|VGRD|Vanguard Marketing Corporation|51327
BKCC|BLACKROCK CPTL INVT|WBPX|SUMMIT SECURITIES GROUP, LLC|400
BKCC|BLACKROCK CPTL INVT|WCHV|WELLS FARGO SECURITIES, LLC|202325
BKCC|BLACKROCK CPTL INVT|WEDB|WEDBUSH SECURITIES INC.|1770
BKCC|BLACKROCK CPTL INVT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2926
BKCC|BLACKROCK CPTL INVT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|922
BKCC|BLACKROCK CPTL INVT|WGIF|CIBC World Markets Inc.|2515
BKCC|BLACKROCK CPTL INVT|WSEA|WOLVERINE SECURITIES, LLC|5907
BKCC|BLACKROCK CPTL INVT|XIST|INSTINET, LLC|8200
BKCC|BLACKROCK CPTL INVT|XSTM|NATIONAL FINANCIAL SERVICES LLC|24006
BKCC|BLACKROCK CPTL INVT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4577
BKD|BROOKDALE SENIOR LVG|ADAM|CANACCORD GENUITY INC.|178892
BKD|BROOKDALE SENIOR LVG|ALTX|Alternet Securities Inc.|9105
BKD|BROOKDALE SENIOR LVG|APCC|Apex Clearing Corporation|3385
BKD|BROOKDALE SENIOR LVG|BANK|Primevest Financial Services, Inc.|300
BKD|BROOKDALE SENIOR LVG|BARD|Robert W. Baird & Co. Incorporated|150215
BKD|BROOKDALE SENIOR LVG|BATM|CBOE TRADING, INC.|60447
BKD|BROOKDALE SENIOR LVG|BAYC|BAY CREST PARTNERS, LLC|7169
BKD|BROOKDALE SENIOR LVG|BERN|Sanford C. Bernstein & Co., LLC|16711
BKD|BROOKDALE SENIOR LVG|BIDS|BIDS TRADING L.P.|1600
BKD|BROOKDALE SENIOR LVG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|140857
BKD|BROOKDALE SENIOR LVG|BLKX|INSTINET, LLC|86925
BKD|BROOKDALE SENIOR LVG|BTIG|BTIG, LLC|257136
BKD|BROOKDALE SENIOR LVG|BYXM|CBOE TRADING, INC.|300
BKD|BROOKDALE SENIOR LVG|BZYD|GOLDMAN SACHS & CO. LLC|1700
BKD|BROOKDALE SENIOR LVG|CANT|Cantor Fitzgerald & Co.|22972
BKD|BROOKDALE SENIOR LVG|CHAS|Charles Schwab & Co., Inc.|3000
BKD|BROOKDALE SENIOR LVG|CICF|Canaccord Genuity Corp.|8300
BKD|BROOKDALE SENIOR LVG|CIST|Capital Institutional Services, Inc.|2035
BKD|BROOKDALE SENIOR LVG|CNFR|Cowen Prime Services LLC|33500
BKD|BROOKDALE SENIOR LVG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|412048
BKD|BROOKDALE SENIOR LVG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BKD|BROOKDALE SENIOR LVG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4588
BKD|BROOKDALE SENIOR LVG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|829734
BKD|BROOKDALE SENIOR LVG|CTDL|Citadel Derivatives Group Llc|53122
BKD|BROOKDALE SENIOR LVG|CTLR|CUTLER GROUP, LP|1303
BKD|BROOKDALE SENIOR LVG|CXCX|CITIGROUP GLOBAL MARKETS INC.|215364
BKD|BROOKDALE SENIOR LVG|DBAB|Deutsche Bank Securities Inc.|308029
BKD|BROOKDALE SENIOR LVG|DBAX|Deutsche Bank Securities Inc.|828400
BKD|BROOKDALE SENIOR LVG|DBUL|Deutsche Bank Securities Inc.|700
BKD|BROOKDALE SENIOR LVG|DEAN|MORGAN STANLEY|9811
BKD|BROOKDALE SENIOR LVG|DEGS|RONIN PROFESSIONAL LLC|1743
BKD|BROOKDALE SENIOR LVG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|78145
BKD|BROOKDALE SENIOR LVG|DRWK|DRW SECURITIES, L.L.C.|5
BKD|BROOKDALE SENIOR LVG|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|35000
BKD|BROOKDALE SENIOR LVG|EBXL|EBX LLC|579500
BKD|BROOKDALE SENIOR LVG|ECUT|CONVERGEX EXECUTION SOLUTIONS|34035
BKD|BROOKDALE SENIOR LVG|EDJO|Edward D. Jones & Co., L.P.|2543
BKD|BROOKDALE SENIOR LVG|EGAM|CBOE TRADING, INC.|40406
BKD|BROOKDALE SENIOR LVG|EGAW|CBOE TRADING, INC.|400
BKD|BROOKDALE SENIOR LVG|EGXM|CBOE TRADING, INC.|5000
BKD|BROOKDALE SENIOR LVG|EGXW|CBOE TRADING, INC.|100
BKD|BROOKDALE SENIOR LVG|ETBE|Electronic Transaction Clearing, Inc.|22370
BKD|BROOKDALE SENIOR LVG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1500
BKD|BROOKDALE SENIOR LVG|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1100
BKD|BROOKDALE SENIOR LVG|ETRS|E*Trade Securities LLC|419877
BKD|BROOKDALE SENIOR LVG|FBRC|B. RILEY FBR, INC.|2400
BKD|BROOKDALE SENIOR LVG|FILL|Tradestation Securities, Inc.|3669
BKD|BROOKDALE SENIOR LVG|FMAF|NBCN Inc./ CDS|5043
BKD|BROOKDALE SENIOR LVG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
BKD|BROOKDALE SENIOR LVG|FQLS|Quantlab Securities LP|336104
BKD|BROOKDALE SENIOR LVG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|126723
BKD|BROOKDALE SENIOR LVG|FTBR|Foliofn Investments, Inc.|4565
BKD|BROOKDALE SENIOR LVG|GEBB|GLOBAL EXECUTION BROKERS, LP|1700
BKD|BROOKDALE SENIOR LVG|GLIS|TD Securities Inc|2500
BKD|BROOKDALE SENIOR LVG|GLPX|ACS EXECUTION SERVICES, LLC|43255
BKD|BROOKDALE SENIOR LVG|GSCO|GOLDMAN SACHS & CO. LLC|2162828
BKD|BROOKDALE SENIOR LVG|GSCS|GOLDMAN SACHS & CO. LLC|28026
BKD|BROOKDALE SENIOR LVG|GSLT|GOLDMAN SACHS & CO. LLC|26215
BKD|BROOKDALE SENIOR LVG|GTSZ|GTS SECURITIES LLC|141120
BKD|BROOKDALE SENIOR LVG|HRBF|American Enterprise Investment Services Inc.|4956
BKD|BROOKDALE SENIOR LVG|HSBC|HSBC Securities, Inc.|200
BKD|BROOKDALE SENIOR LVG|IATS|INTERACTIVE BROKERS LLC|30972
BKD|BROOKDALE SENIOR LVG|IBKR|Interactive Brokers Llc|55427
BKD|BROOKDALE SENIOR LVG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|185
BKD|BROOKDALE SENIOR LVG|ICBX|INSTINET, LLC|231269
BKD|BROOKDALE SENIOR LVG|IEQY|CITADEL SECURITIES LLC|21115
BKD|BROOKDALE SENIOR LVG|INCA|INSTINET, LLC|250918
BKD|BROOKDALE SENIOR LVG|INJX|INSTINET, LLC|24264
BKD|BROOKDALE SENIOR LVG|ITGI|ITG Inc.|92421
BKD|BROOKDALE SENIOR LVG|ITGP|ITG INC.|512000
BKD|BROOKDALE SENIOR LVG|JEFF|JEFFERIES LLC|140134
BKD|BROOKDALE SENIOR LVG|JMPT|JUMP TRADING, LLC|132223
BKD|BROOKDALE SENIOR LVG|JPBX|J.P. MORGAN SECURITIES LLC|104428
BKD|BROOKDALE SENIOR LVG|JPMX|J.P. Morgan Securities LLC|1338449
BKD|BROOKDALE SENIOR LVG|JSJX|JANE STREET CAPITAL LLC|13991
BKD|BROOKDALE SENIOR LVG|JUTA|JUMP TRADING, LLC|2104
BKD|BROOKDALE SENIOR LVG|KCGM|VIRTU Americas LLC|195711
BKD|BROOKDALE SENIOR LVG|LEHM|Barclays Capital Inc./Le|2054207
BKD|BROOKDALE SENIOR LVG|LIME|Lime Brokerage LLC|13248
BKD|BROOKDALE SENIOR LVG|LOOP|Loop Capital Markets LLC|2200
BKD|BROOKDALE SENIOR LVG|LQNA|LIQUIDNET, INC.|167700
BKD|BROOKDALE SENIOR LVG|LSCI|Lek Securities Corporation|267
BKD|BROOKDALE SENIOR LVG|MAGM|TOR BROKERAGE LLC|4000
BKD|BROOKDALE SENIOR LVG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|559524
BKD|BROOKDALE SENIOR LVG|MNDX|TJM Investments, LLC|1134
BKD|BROOKDALE SENIOR LVG|MOTF|MOTIF INVESTING, INC.|7
BKD|BROOKDALE SENIOR LVG|MSCO|MORGAN STANLEY & CO. LLC|9952520
BKD|BROOKDALE SENIOR LVG|MSPL|MORGAN STANLEY & CO. LLC|1294300
BKD|BROOKDALE SENIOR LVG|MSTX|MORGAN STANLEY & CO. LLC|967000
BKD|BROOKDALE SENIOR LVG|MZHO|Mizuho Securities USA LLC|211679
BKD|BROOKDALE SENIOR LVG|NEUB|NEUBERGER BERMAN BD LLC|2100
BKD|BROOKDALE SENIOR LVG|NFSC|National Financial Services LLC|165834
BKD|BROOKDALE SENIOR LVG|NITE|VIRTU Americas LLC|1001379
BKD|BROOKDALE SENIOR LVG|NITP|VIRTU Americas LLC|59170
BKD|BROOKDALE SENIOR LVG|NQRB|Brut, LLC|64565
BKD|BROOKDALE SENIOR LVG|OHOS|TWO SIGMA SECURITIES, LLC|15775
BKD|BROOKDALE SENIOR LVG|OPCO|Oppenheimer & Co. Inc.|5100
BKD|BROOKDALE SENIOR LVG|PDQM|CODA MARKETS, INC.|22100
BKD|BROOKDALE SENIOR LVG|PHLY|NASDAQ Execution Services, LLC|400
BKD|BROOKDALE SENIOR LVG|PWJC|UBS Financial Services, Inc.|8190
BKD|BROOKDALE SENIOR LVG|RBCM|RBC CAPITAL MARKETS, LLC|61101
BKD|BROOKDALE SENIOR LVG|SAGL|SAGETRADER, LLC|3800
BKD|BROOKDALE SENIOR LVG|SAGW|SAGETRADER, LLC|15054
BKD|BROOKDALE SENIOR LVG|SALI|INTL FCSTONE FINANCIAL INC.|3900
BKD|BROOKDALE SENIOR LVG|SBSH|Citigroup Global Markets Inc.|235521
BKD|BROOKDALE SENIOR LVG|SGMT|GOLDMAN SACHS & CO. LLC|324470
BKD|BROOKDALE SENIOR LVG|SPDR|SPEEDROUTE LLC|5050
BKD|BROOKDALE SENIOR LVG|SPHN|Stephens Inc.|214043
BKD|BROOKDALE SENIOR LVG|STFL|Stifel, Nicolaus & Company, Incorporated|82082
BKD|BROOKDALE SENIOR LVG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17560
BKD|BROOKDALE SENIOR LVG|SWIM|TD Ameritrade, Inc.|168525
BKD|BROOKDALE SENIOR LVG|SWST|Hilltop Securities Inc.|2000
BKD|BROOKDALE SENIOR LVG|TKNG|ALLY INVEST SECURITIES LLC|11756
BKD|BROOKDALE SENIOR LVG|TRBT|Tradebot Systems, Inc.|377958
BKD|BROOKDALE SENIOR LVG|TRCM|TRC MARKETS LLC|322397
BKD|BROOKDALE SENIOR LVG|TWTT|TASTYWORKS, INC.|400
BKD|BROOKDALE SENIOR LVG|UBSA|UBS SECURITIES LLC|1769883
BKD|BROOKDALE SENIOR LVG|UBSS|UBS Securities LLC|1462491
BKD|BROOKDALE SENIOR LVG|VALX|VIRTU AMERICAS LLC|102319
BKD|BROOKDALE SENIOR LVG|VGRD|Vanguard Marketing Corporation|15086
BKD|BROOKDALE SENIOR LVG|WBPX|SUMMIT SECURITIES GROUP, LLC|11909
BKD|BROOKDALE SENIOR LVG|WCHV|WELLS FARGO SECURITIES, LLC|5276524
BKD|BROOKDALE SENIOR LVG|WDNX|WEEDEN & CO.L.P.|1154
BKD|BROOKDALE SENIOR LVG|WEDB|WEDBUSH SECURITIES INC.|17024
BKD|BROOKDALE SENIOR LVG|WEED|Weeden & Co.L.P.|5712
BKD|BROOKDALE SENIOR LVG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|307
BKD|BROOKDALE SENIOR LVG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3845
BKD|BROOKDALE SENIOR LVG|WGIF|CIBC World Markets Inc.|500
BKD|BROOKDALE SENIOR LVG|WSAG|WALL STREET ACCESS|100
BKD|BROOKDALE SENIOR LVG|WSEA|WOLVERINE SECURITIES, LLC|3602
BKD|BROOKDALE SENIOR LVG|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
BKD|BROOKDALE SENIOR LVG|XIST|INSTINET, LLC|403096
BKD|BROOKDALE SENIOR LVG|XPQR|Jump Trading|400
BKD|BROOKDALE SENIOR LVG|XSTM|NATIONAL FINANCIAL SERVICES LLC|48724
BKD|BROOKDALE SENIOR LVG|YKNA|COMHAR CAPITAL MARKETS, LLC|31
BKD|BROOKDALE SENIOR LVG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|214
BKE|BUCKLE INC|ALTX|Alternet Securities Inc.|2200
BKE|BUCKLE INC|ANOS|ABEL/NOSER, L.L.C.|325
BKE|BUCKLE INC|APCC|Apex Clearing Corporation|196
BKE|BUCKLE INC|BARD|Robert W. Baird & Co. Incorporated|168
BKE|BUCKLE INC|BATM|CBOE TRADING, INC.|6474
BKE|BUCKLE INC|BAYT|BTIG, LLC|1630
BKE|BUCKLE INC|BERN|Sanford C. Bernstein & Co., LLC|20257
BKE|BUCKLE INC|BIDS|BIDS TRADING L.P.|100
BKE|BUCKLE INC|BIMI|Banca IMI Securities Corp.|187
BKE|BUCKLE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|815
BKE|BUCKLE INC|BLKX|INSTINET, LLC|35000
BKE|BUCKLE INC|BNPX|BNP PARIBAS SECURITIES CORP.|58044
BKE|BUCKLE INC|BRVL|BLAYLOCK VAN, LLC|400
BKE|BUCKLE INC|BTIG|BTIG, LLC|12086
BKE|BUCKLE INC|BYXM|CBOE TRADING, INC.|116
BKE|BUCKLE INC|BZYD|GOLDMAN SACHS & CO. LLC|600
BKE|BUCKLE INC|CANT|Cantor Fitzgerald & Co.|149
BKE|BUCKLE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|52914
BKE|BUCKLE INC|CHAS|Charles Schwab & Co., Inc.|5284
BKE|BUCKLE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22920
BKE|BUCKLE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139938
BKE|BUCKLE INC|CTDL|Citadel Derivatives Group Llc|4727
BKE|BUCKLE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17612
BKE|BUCKLE INC|DBAB|Deutsche Bank Securities Inc.|39330
BKE|BUCKLE INC|DBAX|Deutsche Bank Securities Inc.|192700
BKE|BUCKLE INC|DBUL|Deutsche Bank Securities Inc.|100
BKE|BUCKLE INC|DEAN|MORGAN STANLEY|1843
BKE|BUCKLE INC|DEGS|RONIN PROFESSIONAL LLC|100
BKE|BUCKLE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
BKE|BUCKLE INC|EBXL|EBX LLC|44000
BKE|BUCKLE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3202
BKE|BUCKLE INC|EDJO|Edward D. Jones & Co., L.P.|851
BKE|BUCKLE INC|EGAM|CBOE TRADING, INC.|4162
BKE|BUCKLE INC|EGAW|CBOE TRADING, INC.|100
BKE|BUCKLE INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
BKE|BUCKLE INC|EGXM|CBOE TRADING, INC.|1526
BKE|BUCKLE INC|ESPO|ESPOSITO SECURITIES, LLC|722
BKE|BUCKLE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|601
BKE|BUCKLE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3180
BKE|BUCKLE INC|ETRS|E*Trade Securities LLC|26871
BKE|BUCKLE INC|FIDT|Fidelity Clearing Canada ULC./ CDS|5
BKE|BUCKLE INC|FILL|Tradestation Securities, Inc.|2200
BKE|BUCKLE INC|FMAF|NBCN Inc./ CDS|384
BKE|BUCKLE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|374
BKE|BUCKLE INC|FQLS|Quantlab Securities LP|33099
BKE|BUCKLE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51840
BKE|BUCKLE INC|FTBR|Foliofn Investments, Inc.|9249
BKE|BUCKLE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
BKE|BUCKLE INC|GLIS|TD Securities Inc|210
BKE|BUCKLE INC|GLPX|ACS EXECUTION SERVICES, LLC|1470
BKE|BUCKLE INC|GSCO|GOLDMAN SACHS & CO. LLC|317976
BKE|BUCKLE INC|GSCS|GOLDMAN SACHS & CO. LLC|100
BKE|BUCKLE INC|GSLT|GOLDMAN SACHS & CO. LLC|999
BKE|BUCKLE INC|GTSZ|GTS SECURITIES LLC|41698
BKE|BUCKLE INC|HRBF|American Enterprise Investment Services Inc.|583
BKE|BUCKLE INC|IATS|INTERACTIVE BROKERS LLC|15083
BKE|BUCKLE INC|IBKR|Interactive Brokers Llc|21784
BKE|BUCKLE INC|ICBX|INSTINET, LLC|19123
BKE|BUCKLE INC|IEQY|CITADEL SECURITIES LLC|14423
BKE|BUCKLE INC|INCA|INSTINET, LLC|23774
BKE|BUCKLE INC|INJX|INSTINET, LLC|300
BKE|BUCKLE INC|ITGI|ITG Inc.|10838
BKE|BUCKLE INC|ITGP|ITG INC.|114400
BKE|BUCKLE INC|JANY|Janney Montgomery Scott Inc.|3
BKE|BUCKLE INC|JEFF|JEFFERIES LLC|20702
BKE|BUCKLE INC|JMPT|JUMP TRADING, LLC|7643
BKE|BUCKLE INC|JONE|JonesTrading|37874
BKE|BUCKLE INC|JPBX|J.P. MORGAN SECURITIES LLC|47030
BKE|BUCKLE INC|JPMX|J.P. Morgan Securities LLC|214595
BKE|BUCKLE INC|JSJX|JANE STREET CAPITAL LLC|23024
BKE|BUCKLE INC|KCGM|VIRTU Americas LLC|15394
BKE|BUCKLE INC|LEHM|Barclays Capital Inc./Le|150137
BKE|BUCKLE INC|LIME|Lime Brokerage LLC|15488
BKE|BUCKLE INC|LOOP|Loop Capital Markets LLC|191
BKE|BUCKLE INC|LSCI|Lek Securities Corporation|2950
BKE|BUCKLE INC|MBTS|ALLY INVEST SECURITIES LLC|230
BKE|BUCKLE INC|MCBT|Moors & Cabot, Inc.|4090
BKE|BUCKLE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81307
BKE|BUCKLE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2069
BKE|BUCKLE INC|MSCO|MORGAN STANLEY & CO. LLC|209562
BKE|BUCKLE INC|MSPL|MORGAN STANLEY & CO. LLC|207500
BKE|BUCKLE INC|MSTX|MORGAN STANLEY & CO. LLC|102700
BKE|BUCKLE INC|NFSC|National Financial Services LLC|278386
BKE|BUCKLE INC|NITE|VIRTU Americas LLC|381038
BKE|BUCKLE INC|NITP|VIRTU Americas LLC|13617
BKE|BUCKLE INC|NQRB|Brut, LLC|876
BKE|BUCKLE INC|NTBF|BMO Nesbitt Burns Inc./CDS|10
BKE|BUCKLE INC|NTRC|Northern Trust Securities, Inc.|1570
BKE|BUCKLE INC|OHOS|TWO SIGMA SECURITIES, LLC|13882
BKE|BUCKLE INC|OPCO|Oppenheimer & Co. Inc.|89
BKE|BUCKLE INC|PDQM|CODA MARKETS, INC.|10340
BKE|BUCKLE INC|PHLY|NASDAQ Execution Services, LLC|1600
BKE|BUCKLE INC|RBCM|RBC CAPITAL MARKETS, LLC|1649
BKE|BUCKLE INC|SAGL|SAGETRADER, LLC|200
BKE|BUCKLE INC|SAGW|SAGETRADER, LLC|300
BKE|BUCKLE INC|SALI|INTL FCSTONE FINANCIAL INC.|200
BKE|BUCKLE INC|SBRX|MURIEL SIEBERT & CO INC|600
BKE|BUCKLE INC|SBSH|Citigroup Global Markets Inc.|23763
BKE|BUCKLE INC|SEIC|SEI Investments Distribution Co.|400
BKE|BUCKLE INC|SGMT|GOLDMAN SACHS & CO. LLC|112705
BKE|BUCKLE INC|SPDR|SPEEDROUTE LLC|7050
BKE|BUCKLE INC|SPHN|Stephens Inc.|1770
BKE|BUCKLE INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
BKE|BUCKLE INC|STFL|Stifel, Nicolaus & Company, Incorporated|2836
BKE|BUCKLE INC|STKP|STOCKPILE INVESTMENTS, INC.|222
BKE|BUCKLE INC|SWIM|TD Ameritrade, Inc.|55818
BKE|BUCKLE INC|TKNG|ALLY INVEST SECURITIES LLC|1710
BKE|BUCKLE INC|TRBT|Tradebot Systems, Inc.|2984
BKE|BUCKLE INC|TRCM|TRC MARKETS LLC|15846
BKE|BUCKLE INC|UBSA|UBS SECURITIES LLC|347994
BKE|BUCKLE INC|UBSS|UBS Securities LLC|277279
BKE|BUCKLE INC|VALX|VIRTU AMERICAS LLC|9482
BKE|BUCKLE INC|VGRD|Vanguard Marketing Corporation|23159
BKE|BUCKLE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
BKE|BUCKLE INC|WCHV|WELLS FARGO SECURITIES, LLC|11090
BKE|BUCKLE INC|WDNX|WEEDEN & CO.L.P.|732
BKE|BUCKLE INC|WEDB|WEDBUSH SECURITIES INC.|1000
BKE|BUCKLE INC|WEED|Weeden & Co.L.P.|7426
BKE|BUCKLE INC|WESC|Wellington Shields & Co., LLC|300
BKE|BUCKLE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11394
BKE|BUCKLE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25137
BKE|BUCKLE INC|WSEA|WOLVERINE SECURITIES, LLC|3853
BKE|BUCKLE INC|XIST|INSTINET, LLC|119226
BKE|BUCKLE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|30306
BKE|BUCKLE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1298
BKEP|BLUEKNIGHT ENERGY LP|ALTX|Alternet Securities Inc.|200
BKEP|BLUEKNIGHT ENERGY LP|APCC|Apex Clearing Corporation|534
BKEP|BLUEKNIGHT ENERGY LP|BLKX|INSTINET, LLC|9700
BKEP|BLUEKNIGHT ENERGY LP|BYXM|CBOE TRADING, INC.|100
BKEP|BLUEKNIGHT ENERGY LP|BZYD|GOLDMAN SACHS & CO. LLC|900
BKEP|BLUEKNIGHT ENERGY LP|CHAS|Charles Schwab & Co., Inc.|3
BKEP|BLUEKNIGHT ENERGY LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1208
BKEP|BLUEKNIGHT ENERGY LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3572
BKEP|BLUEKNIGHT ENERGY LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123679
BKEP|BLUEKNIGHT ENERGY LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|9264
BKEP|BLUEKNIGHT ENERGY LP|DBAB|Deutsche Bank Securities Inc.|19386
BKEP|BLUEKNIGHT ENERGY LP|DBAX|Deutsche Bank Securities Inc.|32200
BKEP|BLUEKNIGHT ENERGY LP|DEAN|MORGAN STANLEY|1700
BKEP|BLUEKNIGHT ENERGY LP|DEGS|RONIN PROFESSIONAL LLC|21866
BKEP|BLUEKNIGHT ENERGY LP|EBXL|EBX LLC|67300
BKEP|BLUEKNIGHT ENERGY LP|EDJO|Edward D. Jones & Co., L.P.|3676
BKEP|BLUEKNIGHT ENERGY LP|EGAM|CBOE TRADING, INC.|300
BKEP|BLUEKNIGHT ENERGY LP|EGXM|CBOE TRADING, INC.|1708
BKEP|BLUEKNIGHT ENERGY LP|EGXW|CBOE TRADING, INC.|200
BKEP|BLUEKNIGHT ENERGY LP|ETRS|E*Trade Securities LLC|714990
BKEP|BLUEKNIGHT ENERGY LP|FBCO|Credit Suisse Securities (USA) LLC|121257
BKEP|BLUEKNIGHT ENERGY LP|FILL|Tradestation Securities, Inc.|177
BKEP|BLUEKNIGHT ENERGY LP|FOMA|TD AMERITRADE CLEARING, INC.|198471
BKEP|BLUEKNIGHT ENERGY LP|FTBR|Foliofn Investments, Inc.|1
BKEP|BLUEKNIGHT ENERGY LP|GEBB|GLOBAL EXECUTION BROKERS, LP|3752
BKEP|BLUEKNIGHT ENERGY LP|GLPX|ACS EXECUTION SERVICES, LLC|3560
BKEP|BLUEKNIGHT ENERGY LP|GSCO|GOLDMAN SACHS & CO. LLC|59737
BKEP|BLUEKNIGHT ENERGY LP|GSLT|GOLDMAN SACHS & CO. LLC|4800
BKEP|BLUEKNIGHT ENERGY LP|GTSZ|GTS SECURITIES LLC|5958
BKEP|BLUEKNIGHT ENERGY LP|HRBF|American Enterprise Investment Services Inc.|2590
BKEP|BLUEKNIGHT ENERGY LP|IATS|INTERACTIVE BROKERS LLC|700
BKEP|BLUEKNIGHT ENERGY LP|IBKR|Interactive Brokers Llc|37466
BKEP|BLUEKNIGHT ENERGY LP|ICBX|INSTINET, LLC|27520
BKEP|BLUEKNIGHT ENERGY LP|IMPC|Imperial Capital, LLC|309578
BKEP|BLUEKNIGHT ENERGY LP|INCA|INSTINET, LLC|1900
BKEP|BLUEKNIGHT ENERGY LP|INJX|INSTINET, LLC|9401
BKEP|BLUEKNIGHT ENERGY LP|ITGI|ITG Inc.|72550
BKEP|BLUEKNIGHT ENERGY LP|ITGP|ITG INC.|27400
BKEP|BLUEKNIGHT ENERGY LP|JEFF|JEFFERIES LLC|26725
BKEP|BLUEKNIGHT ENERGY LP|JMPT|JUMP TRADING, LLC|910
BKEP|BLUEKNIGHT ENERGY LP|JPMX|J.P. Morgan Securities LLC|21262
BKEP|BLUEKNIGHT ENERGY LP|JSJX|JANE STREET CAPITAL LLC|1524
BKEP|BLUEKNIGHT ENERGY LP|KCGM|VIRTU Americas LLC|16139
BKEP|BLUEKNIGHT ENERGY LP|LEHM|Barclays Capital Inc./Le|73397
BKEP|BLUEKNIGHT ENERGY LP|LIME|Lime Brokerage LLC|11215
BKEP|BLUEKNIGHT ENERGY LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48586
BKEP|BLUEKNIGHT ENERGY LP|MSCO|MORGAN STANLEY & CO. LLC|135486
BKEP|BLUEKNIGHT ENERGY LP|MSPL|MORGAN STANLEY & CO. LLC|4600
BKEP|BLUEKNIGHT ENERGY LP|NEUB|NEUBERGER BERMAN BD LLC|6600
BKEP|BLUEKNIGHT ENERGY LP|NFSC|National Financial Services LLC|199192
BKEP|BLUEKNIGHT ENERGY LP|NITE|VIRTU Americas LLC|567391
BKEP|BLUEKNIGHT ENERGY LP|NITP|VIRTU Americas LLC|4658
BKEP|BLUEKNIGHT ENERGY LP|NQRB|Brut, LLC|100
BKEP|BLUEKNIGHT ENERGY LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
BKEP|BLUEKNIGHT ENERGY LP|PDQM|CODA MARKETS, INC.|15315
BKEP|BLUEKNIGHT ENERGY LP|PWJC|UBS Financial Services, Inc.|12625
BKEP|BLUEKNIGHT ENERGY LP|RAJA|Raymond James & Associates, Inc.|51342
BKEP|BLUEKNIGHT ENERGY LP|RBCM|RBC CAPITAL MARKETS, LLC|5625
BKEP|BLUEKNIGHT ENERGY LP|RGLD|Regal Securities, Inc|146
BKEP|BLUEKNIGHT ENERGY LP|SAGL|SAGETRADER, LLC|400
BKEP|BLUEKNIGHT ENERGY LP|SBSH|Citigroup Global Markets Inc.|1220
BKEP|BLUEKNIGHT ENERGY LP|SPDR|SPEEDROUTE LLC|3300
BKEP|BLUEKNIGHT ENERGY LP|SPHN|Stephens Inc.|17900
BKEP|BLUEKNIGHT ENERGY LP|STFL|Stifel, Nicolaus & Company, Incorporated|11600
BKEP|BLUEKNIGHT ENERGY LP|SWIM|TD Ameritrade, Inc.|9299
BKEP|BLUEKNIGHT ENERGY LP|TKNG|ALLY INVEST SECURITIES LLC|2980
BKEP|BLUEKNIGHT ENERGY LP|TRBT|Tradebot Systems, Inc.|546
BKEP|BLUEKNIGHT ENERGY LP|TRCM|TRC MARKETS LLC|17347
BKEP|BLUEKNIGHT ENERGY LP|UBSA|UBS SECURITIES LLC|186688
BKEP|BLUEKNIGHT ENERGY LP|UBSS|UBS Securities LLC|309396
BKEP|BLUEKNIGHT ENERGY LP|VALX|VIRTU AMERICAS LLC|25904
BKEP|BLUEKNIGHT ENERGY LP|VGRD|Vanguard Marketing Corporation|25318
BKEP|BLUEKNIGHT ENERGY LP|WCHV|WELLS FARGO SECURITIES, LLC|56683
BKEP|BLUEKNIGHT ENERGY LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6413
BKEP|BLUEKNIGHT ENERGY LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1187
BKEP|BLUEKNIGHT ENERGY LP|WGIF|CIBC World Markets Inc.|1690
BKEP|BLUEKNIGHT ENERGY LP|WSEA|WOLVERINE SECURITIES, LLC|6409
BKEP|BLUEKNIGHT ENERGY LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|111495
BKEPP|BLUEKNIGHT SRS A UTS|ALTX|Alternet Securities Inc.|603
BKEPP|BLUEKNIGHT SRS A UTS|BYXM|CBOE TRADING, INC.|100
BKEPP|BLUEKNIGHT SRS A UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|820
BKEPP|BLUEKNIGHT SRS A UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9159
BKEPP|BLUEKNIGHT SRS A UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
BKEPP|BLUEKNIGHT SRS A UTS|DBAX|Deutsche Bank Securities Inc.|2800
BKEPP|BLUEKNIGHT SRS A UTS|DEAN|MORGAN STANLEY|18121
BKEPP|BLUEKNIGHT SRS A UTS|DEGS|RONIN PROFESSIONAL LLC|566
BKEPP|BLUEKNIGHT SRS A UTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4530
BKEPP|BLUEKNIGHT SRS A UTS|EBXL|EBX LLC|2700
BKEPP|BLUEKNIGHT SRS A UTS|EGAW|CBOE TRADING, INC.|100
BKEPP|BLUEKNIGHT SRS A UTS|EGXW|CBOE TRADING, INC.|5600
BKEPP|BLUEKNIGHT SRS A UTS|ETBE|Electronic Transaction Clearing, Inc.|300
BKEPP|BLUEKNIGHT SRS A UTS|ETRS|E*Trade Securities LLC|265847
BKEPP|BLUEKNIGHT SRS A UTS|FBCO|Credit Suisse Securities (USA) LLC|11161
BKEPP|BLUEKNIGHT SRS A UTS|FOMA|TD AMERITRADE CLEARING, INC.|17527
BKEPP|BLUEKNIGHT SRS A UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
BKEPP|BLUEKNIGHT SRS A UTS|GLPX|ACS EXECUTION SERVICES, LLC|3587
BKEPP|BLUEKNIGHT SRS A UTS|GSLT|GOLDMAN SACHS & CO. LLC|1599
BKEPP|BLUEKNIGHT SRS A UTS|GTSZ|GTS SECURITIES LLC|6043
BKEPP|BLUEKNIGHT SRS A UTS|IATS|INTERACTIVE BROKERS LLC|3768
BKEPP|BLUEKNIGHT SRS A UTS|IBKR|Interactive Brokers Llc|150308
BKEPP|BLUEKNIGHT SRS A UTS|ICBX|INSTINET, LLC|1300
BKEPP|BLUEKNIGHT SRS A UTS|IMPC|Imperial Capital, LLC|411003
BKEPP|BLUEKNIGHT SRS A UTS|INCA|INSTINET, LLC|11629
BKEPP|BLUEKNIGHT SRS A UTS|ITGI|ITG Inc.|2978
BKEPP|BLUEKNIGHT SRS A UTS|ITGP|ITG INC.|800
BKEPP|BLUEKNIGHT SRS A UTS|JEFF|JEFFERIES LLC|2200
BKEPP|BLUEKNIGHT SRS A UTS|JPMX|J.P. Morgan Securities LLC|2600
BKEPP|BLUEKNIGHT SRS A UTS|KCGM|VIRTU Americas LLC|1200
BKEPP|BLUEKNIGHT SRS A UTS|LEHM|Barclays Capital Inc./Le|1400
BKEPP|BLUEKNIGHT SRS A UTS|LIME|Lime Brokerage LLC|5327
BKEPP|BLUEKNIGHT SRS A UTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6046
BKEPP|BLUEKNIGHT SRS A UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
BKEPP|BLUEKNIGHT SRS A UTS|MSCO|MORGAN STANLEY & CO. LLC|88404
BKEPP|BLUEKNIGHT SRS A UTS|MSPL|MORGAN STANLEY & CO. LLC|200
BKEPP|BLUEKNIGHT SRS A UTS|NEUB|NEUBERGER BERMAN BD LLC|1784
BKEPP|BLUEKNIGHT SRS A UTS|NFSC|National Financial Services LLC|16320
BKEPP|BLUEKNIGHT SRS A UTS|NITE|VIRTU Americas LLC|146446
BKEPP|BLUEKNIGHT SRS A UTS|NQRB|Brut, LLC|970
BKEPP|BLUEKNIGHT SRS A UTS|OPCO|Oppenheimer & Co. Inc.|9214
BKEPP|BLUEKNIGHT SRS A UTS|PDQM|CODA MARKETS, INC.|5595
BKEPP|BLUEKNIGHT SRS A UTS|PWJC|UBS Financial Services, Inc.|1540
BKEPP|BLUEKNIGHT SRS A UTS|RAJA|Raymond James & Associates, Inc.|54
BKEPP|BLUEKNIGHT SRS A UTS|SAGL|SAGETRADER, LLC|1200
BKEPP|BLUEKNIGHT SRS A UTS|SBSH|Citigroup Global Markets Inc.|1483
BKEPP|BLUEKNIGHT SRS A UTS|SPDR|SPEEDROUTE LLC|2232
BKEPP|BLUEKNIGHT SRS A UTS|STFL|Stifel, Nicolaus & Company, Incorporated|216
BKEPP|BLUEKNIGHT SRS A UTS|SWIM|TD Ameritrade, Inc.|8116
BKEPP|BLUEKNIGHT SRS A UTS|TRBT|Tradebot Systems, Inc.|900
BKEPP|BLUEKNIGHT SRS A UTS|TRCM|TRC MARKETS LLC|600
BKEPP|BLUEKNIGHT SRS A UTS|UBSA|UBS SECURITIES LLC|6936
BKEPP|BLUEKNIGHT SRS A UTS|UBSS|UBS Securities LLC|36269
BKEPP|BLUEKNIGHT SRS A UTS|VGRD|Vanguard Marketing Corporation|1500
BKEPP|BLUEKNIGHT SRS A UTS|WABR|Wall Street Access|8500
BKEPP|BLUEKNIGHT SRS A UTS|WCHV|WELLS FARGO SECURITIES, LLC|200
BKEPP|BLUEKNIGHT SRS A UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BKF|ISHARES MSCI BRIC|APCC|Apex Clearing Corporation|94
BKF|ISHARES MSCI BRIC|BANK|Primevest Financial Services, Inc.|1
BKF|ISHARES MSCI BRIC|BARD|Robert W. Baird & Co. Incorporated|6193
BKF|ISHARES MSCI BRIC|BATM|CBOE TRADING, INC.|3400
BKF|ISHARES MSCI BRIC|BBNT|BB&T SECURITIES, LLC|1
BKF|ISHARES MSCI BRIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
BKF|ISHARES MSCI BRIC|CANT|Cantor Fitzgerald & Co.|1390
BKF|ISHARES MSCI BRIC|CHAS|Charles Schwab & Co., Inc.|36
BKF|ISHARES MSCI BRIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|204
BKF|ISHARES MSCI BRIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24259
BKF|ISHARES MSCI BRIC|CTDL|Citadel Derivatives Group Llc|51302
BKF|ISHARES MSCI BRIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1340
BKF|ISHARES MSCI BRIC|DBAX|Deutsche Bank Securities Inc.|5900
BKF|ISHARES MSCI BRIC|DEAN|MORGAN STANLEY|4893
BKF|ISHARES MSCI BRIC|DEGS|RONIN PROFESSIONAL LLC|120
BKF|ISHARES MSCI BRIC|EBXL|EBX LLC|6800
BKF|ISHARES MSCI BRIC|EDJO|Edward D. Jones & Co., L.P.|1568
BKF|ISHARES MSCI BRIC|EGAM|CBOE TRADING, INC.|30
BKF|ISHARES MSCI BRIC|EGXM|CBOE TRADING, INC.|23
BKF|ISHARES MSCI BRIC|ETRS|E*Trade Securities LLC|5167
BKF|ISHARES MSCI BRIC|FILL|Tradestation Securities, Inc.|255
BKF|ISHARES MSCI BRIC|FLTU|FLOW TRADERS US LLC|16439
BKF|ISHARES MSCI BRIC|FMAF|NBCN Inc./ CDS|350
BKF|ISHARES MSCI BRIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1001
BKF|ISHARES MSCI BRIC|FTBR|Foliofn Investments, Inc.|806
BKF|ISHARES MSCI BRIC|GBMT|GBM International, Inc.|2186
BKF|ISHARES MSCI BRIC|GEBB|GLOBAL EXECUTION BROKERS, LP|3417
BKF|ISHARES MSCI BRIC|GLPX|ACS EXECUTION SERVICES, LLC|2
BKF|ISHARES MSCI BRIC|GSCO|GOLDMAN SACHS & CO. LLC|255
BKF|ISHARES MSCI BRIC|GSCS|GOLDMAN SACHS & CO. LLC|300
BKF|ISHARES MSCI BRIC|GSLT|GOLDMAN SACHS & CO. LLC|600
BKF|ISHARES MSCI BRIC|HRBF|American Enterprise Investment Services Inc.|903
BKF|ISHARES MSCI BRIC|IATS|INTERACTIVE BROKERS LLC|820
BKF|ISHARES MSCI BRIC|IBKR|Interactive Brokers Llc|1430
BKF|ISHARES MSCI BRIC|ICBX|INSTINET, LLC|9300
BKF|ISHARES MSCI BRIC|INCA|INSTINET, LLC|5288
BKF|ISHARES MSCI BRIC|ITGI|ITG Inc.|82
BKF|ISHARES MSCI BRIC|ITGP|ITG INC.|1000
BKF|ISHARES MSCI BRIC|JPMX|J.P. Morgan Securities LLC|130
BKF|ISHARES MSCI BRIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|7518
BKF|ISHARES MSCI BRIC|JSJX|JANE STREET CAPITAL LLC|21905
BKF|ISHARES MSCI BRIC|KCGM|VIRTU Americas LLC|10981
BKF|ISHARES MSCI BRIC|LEHM|Barclays Capital Inc./Le|9800
BKF|ISHARES MSCI BRIC|LGNT|COR CLEARING LLC|2
BKF|ISHARES MSCI BRIC|LIME|Lime Brokerage LLC|19968
BKF|ISHARES MSCI BRIC|LSCI|Lek Securities Corporation|2779
BKF|ISHARES MSCI BRIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3364
BKF|ISHARES MSCI BRIC|MSCO|MORGAN STANLEY & CO. LLC|18988
BKF|ISHARES MSCI BRIC|MSPL|MORGAN STANLEY & CO. LLC|2000
BKF|ISHARES MSCI BRIC|NATL|National Securities Corporation|155
BKF|ISHARES MSCI BRIC|NFSC|National Financial Services LLC|38952
BKF|ISHARES MSCI BRIC|NITE|VIRTU Americas LLC|29394
BKF|ISHARES MSCI BRIC|NQRB|Brut, LLC|200
BKF|ISHARES MSCI BRIC|PCPT|PHILLIP CAPITAL INC.|70
BKF|ISHARES MSCI BRIC|PDQM|CODA MARKETS, INC.|2
BKF|ISHARES MSCI BRIC|PWJC|UBS Financial Services, Inc.|2232
BKF|ISHARES MSCI BRIC|RBCM|RBC CAPITAL MARKETS, LLC|342
BKF|ISHARES MSCI BRIC|SBSH|Citigroup Global Markets Inc.|15
BKF|ISHARES MSCI BRIC|SGMT|GOLDMAN SACHS & CO. LLC|859
BKF|ISHARES MSCI BRIC|STFL|Stifel, Nicolaus & Company, Incorporated|334
BKF|ISHARES MSCI BRIC|SWIM|TD Ameritrade, Inc.|2556
BKF|ISHARES MSCI BRIC|SWST|Hilltop Securities Inc.|53
BKF|ISHARES MSCI BRIC|TKNG|ALLY INVEST SECURITIES LLC|358
BKF|ISHARES MSCI BRIC|UBSA|UBS SECURITIES LLC|19276
BKF|ISHARES MSCI BRIC|UBSS|UBS Securities LLC|34937
BKF|ISHARES MSCI BRIC|VALX|VIRTU AMERICAS LLC|138
BKF|ISHARES MSCI BRIC|VGRD|Vanguard Marketing Corporation|4847
BKF|ISHARES MSCI BRIC|WBET|Wallachbeth Capital LLC|58488
BKF|ISHARES MSCI BRIC|WCHV|WELLS FARGO SECURITIES, LLC|13035
BKF|ISHARES MSCI BRIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5469
BKF|ISHARES MSCI BRIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11638
BKF|ISHARES MSCI BRIC|WGIF|CIBC World Markets Inc.|150
BKF|ISHARES MSCI BRIC|WSEA|WOLVERINE SECURITIES, LLC|4307
BKF|ISHARES MSCI BRIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|863
BKH|BLACK HILLS CP|ABLE|NATIXIS Securities Americas LLC|77700
BKH|BLACK HILLS CP|AGIS|Aegis Capital Corp.|6
BKH|BLACK HILLS CP|ALTX|Alternet Securities Inc.|1300
BKH|BLACK HILLS CP|ANOS|ABEL/NOSER, L.L.C.|68
BKH|BLACK HILLS CP|APCC|Apex Clearing Corporation|152
BKH|BLACK HILLS CP|BANK|Primevest Financial Services, Inc.|500
BKH|BLACK HILLS CP|BARD|Robert W. Baird & Co. Incorporated|119
BKH|BLACK HILLS CP|BATM|CBOE TRADING, INC.|2985
BKH|BLACK HILLS CP|BBNT|BB&T SECURITIES, LLC|121
BKH|BLACK HILLS CP|BERN|Sanford C. Bernstein & Co., LLC|14786
BKH|BLACK HILLS CP|BIDS|BIDS TRADING L.P.|700
BKH|BLACK HILLS CP|BKCM|BNY Mellon Capital Markets LLC|10637
BKH|BLACK HILLS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1003
BKH|BLACK HILLS CP|BLKX|INSTINET, LLC|10100
BKH|BLACK HILLS CP|BNPX|BNP PARIBAS SECURITIES CORP.|6993
BKH|BLACK HILLS CP|BRVL|BLAYLOCK VAN, LLC|400
BKH|BLACK HILLS CP|BTIG|BTIG, LLC|594
BKH|BLACK HILLS CP|BYXM|CBOE TRADING, INC.|171
BKH|BLACK HILLS CP|BZYD|GOLDMAN SACHS & CO. LLC|500
BKH|BLACK HILLS CP|CANT|Cantor Fitzgerald & Co.|1655
BKH|BLACK HILLS CP|CHAS|Charles Schwab & Co., Inc.|671
BKH|BLACK HILLS CP|CIST|Capital Institutional Services, Inc.|13
BKH|BLACK HILLS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48096
BKH|BLACK HILLS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1333
BKH|BLACK HILLS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1147
BKH|BLACK HILLS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123023
BKH|BLACK HILLS CP|CTDL|Citadel Derivatives Group Llc|2435
BKH|BLACK HILLS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|13356
BKH|BLACK HILLS CP|DADA|D.A. Davidson & Co.|110
BKH|BLACK HILLS CP|DAVA|Davenport & Company LLC|16
BKH|BLACK HILLS CP|DBAB|Deutsche Bank Securities Inc.|101880
BKH|BLACK HILLS CP|DBAX|Deutsche Bank Securities Inc.|128400
BKH|BLACK HILLS CP|DBUL|Deutsche Bank Securities Inc.|2450
BKH|BLACK HILLS CP|DCHF|Dart Executions, LLC|569
BKH|BLACK HILLS CP|DEAN|MORGAN STANLEY|1050
BKH|BLACK HILLS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3934
BKH|BLACK HILLS CP|EBXL|EBX LLC|78600
BKH|BLACK HILLS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|888
BKH|BLACK HILLS CP|EDJO|Edward D. Jones & Co., L.P.|2943
BKH|BLACK HILLS CP|EGAM|CBOE TRADING, INC.|2731
BKH|BLACK HILLS CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
BKH|BLACK HILLS CP|EGXM|CBOE TRADING, INC.|583
BKH|BLACK HILLS CP|ETBE|Electronic Transaction Clearing, Inc.|6522
BKH|BLACK HILLS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
BKH|BLACK HILLS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5200
BKH|BLACK HILLS CP|ETRS|E*Trade Securities LLC|12019
BKH|BLACK HILLS CP|FBSB|U.S. Bancorp Investments, Inc.|12
BKH|BLACK HILLS CP|FILL|Tradestation Securities, Inc.|300
BKH|BLACK HILLS CP|FMAF|NBCN Inc./ CDS|564
BKH|BLACK HILLS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2813
BKH|BLACK HILLS CP|FQLS|Quantlab Securities LP|103475
BKH|BLACK HILLS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99927
BKH|BLACK HILLS CP|FTBR|Foliofn Investments, Inc.|998
BKH|BLACK HILLS CP|GLPX|ACS EXECUTION SERVICES, LLC|7046
BKH|BLACK HILLS CP|GSCO|GOLDMAN SACHS & CO. LLC|542885
BKH|BLACK HILLS CP|GSCS|GOLDMAN SACHS & CO. LLC|5571
BKH|BLACK HILLS CP|GSLT|GOLDMAN SACHS & CO. LLC|5811
BKH|BLACK HILLS CP|GTSZ|GTS SECURITIES LLC|24971
BKH|BLACK HILLS CP|HRBF|American Enterprise Investment Services Inc.|1419
BKH|BLACK HILLS CP|IATS|INTERACTIVE BROKERS LLC|4273
BKH|BLACK HILLS CP|IBKR|Interactive Brokers Llc|8095
BKH|BLACK HILLS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|192
BKH|BLACK HILLS CP|ICBX|INSTINET, LLC|49342
BKH|BLACK HILLS CP|IEQY|CITADEL SECURITIES LLC|47008
BKH|BLACK HILLS CP|INCA|INSTINET, LLC|85899
BKH|BLACK HILLS CP|INJX|INSTINET, LLC|2500
BKH|BLACK HILLS CP|ITGI|ITG Inc.|9240
BKH|BLACK HILLS CP|ITGP|ITG INC.|25600
BKH|BLACK HILLS CP|JANY|Janney Montgomery Scott Inc.|148
BKH|BLACK HILLS CP|JEFF|JEFFERIES LLC|12891
BKH|BLACK HILLS CP|JMPT|JUMP TRADING, LLC|21742
BKH|BLACK HILLS CP|JONE|JonesTrading|9799
BKH|BLACK HILLS CP|JPBX|J.P. MORGAN SECURITIES LLC|112356
BKH|BLACK HILLS CP|JPMX|J.P. Morgan Securities LLC|183143
BKH|BLACK HILLS CP|JSJX|JANE STREET CAPITAL LLC|4527
BKH|BLACK HILLS CP|KCGM|VIRTU Americas LLC|13696
BKH|BLACK HILLS CP|LEHM|Barclays Capital Inc./Le|190181
BKH|BLACK HILLS CP|LIME|Lime Brokerage LLC|8002
BKH|BLACK HILLS CP|LQNA|LIQUIDNET, INC.|92600
BKH|BLACK HILLS CP|LQNB|LIQUIDNET, INC.|10100
BKH|BLACK HILLS CP|LSCI|Lek Securities Corporation|8
BKH|BLACK HILLS CP|MAXM|Maxim Group LLC|394
BKH|BLACK HILLS CP|MCMF|Raymond James Ltd. Cds|3
BKH|BLACK HILLS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45930
BKH|BLACK HILLS CP|MOTF|MOTIF INVESTING, INC.|2
BKH|BLACK HILLS CP|MSCO|MORGAN STANLEY & CO. LLC|581929
BKH|BLACK HILLS CP|MSPL|MORGAN STANLEY & CO. LLC|140900
BKH|BLACK HILLS CP|MSTX|MORGAN STANLEY & CO. LLC|63800
BKH|BLACK HILLS CP|MTON|MILLINGTON SECURITIES, INC.|12530
BKH|BLACK HILLS CP|MUFG|MUFG SECURITIES AMERICAS INC.|452000
BKH|BLACK HILLS CP|MZHO|Mizuho Securities USA LLC|100
BKH|BLACK HILLS CP|NFSC|National Financial Services LLC|17775
BKH|BLACK HILLS CP|NITE|VIRTU Americas LLC|74034
BKH|BLACK HILLS CP|NITP|VIRTU Americas LLC|746
BKH|BLACK HILLS CP|NQRB|Brut, LLC|16325
BKH|BLACK HILLS CP|NTRC|Northern Trust Securities, Inc.|1194
BKH|BLACK HILLS CP|OPCO|Oppenheimer & Co. Inc.|2
BKH|BLACK HILLS CP|OTAA|OTA LLC|200
BKH|BLACK HILLS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1006
BKH|BLACK HILLS CP|PDQM|CODA MARKETS, INC.|38605
BKH|BLACK HILLS CP|QMSR|QUATTRO M SECURITIES INC.|171
BKH|BLACK HILLS CP|RBCM|RBC CAPITAL MARKETS, LLC|3499
BKH|BLACK HILLS CP|SAGL|SAGETRADER, LLC|4261
BKH|BLACK HILLS CP|SAGW|SAGETRADER, LLC|45
BKH|BLACK HILLS CP|SALI|INTL FCSTONE FINANCIAL INC.|500
BKH|BLACK HILLS CP|SBRX|MURIEL SIEBERT & CO INC|1390
BKH|BLACK HILLS CP|SBSH|Citigroup Global Markets Inc.|52773
BKH|BLACK HILLS CP|SGMT|GOLDMAN SACHS & CO. LLC|27421
BKH|BLACK HILLS CP|SPDR|SPEEDROUTE LLC|1900
BKH|BLACK HILLS CP|SPHN|Stephens Inc.|22
BKH|BLACK HILLS CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
BKH|BLACK HILLS CP|STFL|Stifel, Nicolaus & Company, Incorporated|10
BKH|BLACK HILLS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3094
BKH|BLACK HILLS CP|SWIM|TD Ameritrade, Inc.|2643
BKH|BLACK HILLS CP|SWST|Hilltop Securities Inc.|275
BKH|BLACK HILLS CP|TRBT|Tradebot Systems, Inc.|57350
BKH|BLACK HILLS CP|TRCM|TRC MARKETS LLC|31881
BKH|BLACK HILLS CP|UBSA|UBS SECURITIES LLC|155370
BKH|BLACK HILLS CP|UBSS|UBS Securities LLC|282440
BKH|BLACK HILLS CP|VALX|VIRTU AMERICAS LLC|6506
BKH|BLACK HILLS CP|VGRD|Vanguard Marketing Corporation|2172
BKH|BLACK HILLS CP|WABR|Wall Street Access|13010
BKH|BLACK HILLS CP|WBLR|WILLIAM BLAIR|165
BKH|BLACK HILLS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|400
BKH|BLACK HILLS CP|WCHV|WELLS FARGO SECURITIES, LLC|78573
BKH|BLACK HILLS CP|WEDB|WEDBUSH SECURITIES INC.|884
BKH|BLACK HILLS CP|WEED|Weeden & Co.L.P.|900
BKH|BLACK HILLS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8709
BKH|BLACK HILLS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|105
BKH|BLACK HILLS CP|WSEA|WOLVERINE SECURITIES, LLC|1045
BKH|BLACK HILLS CP|XIST|INSTINET, LLC|43638
BKH|BLACK HILLS CP|XPQR|Jump Trading|686
BKH|BLACK HILLS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
BKH|BLACK HILLS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
BKH|BLACK HILLS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5321
BKHU|BLACK HILLS CORP UTS|APCC|Apex Clearing Corporation|31
BKHU|BLACK HILLS CORP UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181
BKHU|BLACK HILLS CORP UTS|DBAX|Deutsche Bank Securities Inc.|100
BKHU|BLACK HILLS CORP UTS|EBXL|EBX LLC|100
BKHU|BLACK HILLS CORP UTS|HRBF|American Enterprise Investment Services Inc.|122
BKHU|BLACK HILLS CORP UTS|IBKR|Interactive Brokers Llc|59
BKHU|BLACK HILLS CORP UTS|INCA|INSTINET, LLC|60
BKHU|BLACK HILLS CORP UTS|KCGM|VIRTU Americas LLC|60
BKHU|BLACK HILLS CORP UTS|LEHM|Barclays Capital Inc./Le|200
BKHU|BLACK HILLS CORP UTS|LIME|Lime Brokerage LLC|572
BKHU|BLACK HILLS CORP UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BKHU|BLACK HILLS CORP UTS|MSCO|MORGAN STANLEY & CO. LLC|50340
BKHU|BLACK HILLS CORP UTS|MUFG|MUFG SECURITIES AMERICAS INC.|450000
BKHU|BLACK HILLS CORP UTS|NFSC|National Financial Services LLC|465
BKHU|BLACK HILLS CORP UTS|NITE|VIRTU Americas LLC|846
BKHU|BLACK HILLS CORP UTS|PWJC|UBS Financial Services, Inc.|300
BKHU|BLACK HILLS CORP UTS|SGMT|GOLDMAN SACHS & CO. LLC|105
BKHU|BLACK HILLS CORP UTS|UBSS|UBS Securities LLC|301
BKHU|BLACK HILLS CORP UTS|VGRD|Vanguard Marketing Corporation|50
BKHU|BLACK HILLS CORP UTS|WCHV|WELLS FARGO SECURITIES, LLC|50095
BKI|BLACK KNIGHT|ANOS|ABEL/NOSER, L.L.C.|2434
BKI|BLACK KNIGHT|APCC|Apex Clearing Corporation|6
BKI|BLACK KNIGHT|ATPA|COWEN PRIME SERVICES LLC|5500
BKI|BLACK KNIGHT|BARD|Robert W. Baird & Co. Incorporated|8802
BKI|BLACK KNIGHT|BATM|CBOE TRADING, INC.|1215
BKI|BLACK KNIGHT|BAYT|BTIG, LLC|100
BKI|BLACK KNIGHT|BBNT|BB&T SECURITIES, LLC|560
BKI|BLACK KNIGHT|BERN|Sanford C. Bernstein & Co., LLC|7322
BKI|BLACK KNIGHT|BIDS|BIDS TRADING L.P.|13300
BKI|BLACK KNIGHT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|390
BKI|BLACK KNIGHT|BLKX|INSTINET, LLC|25000
BKI|BLACK KNIGHT|BNCH|The Benchmark Company, LLC|7618
BKI|BLACK KNIGHT|BNPX|BNP PARIBAS SECURITIES CORP.|85873
BKI|BLACK KNIGHT|BTIG|BTIG, LLC|39297
BKI|BLACK KNIGHT|BYXM|CBOE TRADING, INC.|1010
BKI|BLACK KNIGHT|BZYD|GOLDMAN SACHS & CO. LLC|600
BKI|BLACK KNIGHT|CANT|Cantor Fitzgerald & Co.|335
BKI|BLACK KNIGHT|CHAS|Charles Schwab & Co., Inc.|3097
BKI|BLACK KNIGHT|CIST|Capital Institutional Services, Inc.|99
BKI|BLACK KNIGHT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106177
BKI|BLACK KNIGHT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2900
BKI|BLACK KNIGHT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|191323
BKI|BLACK KNIGHT|CTDL|Citadel Derivatives Group Llc|953
BKI|BLACK KNIGHT|CXCX|CITIGROUP GLOBAL MARKETS INC.|45332
BKI|BLACK KNIGHT|DADA|D.A. Davidson & Co.|1061
BKI|BLACK KNIGHT|DAVA|Davenport & Company LLC|10249
BKI|BLACK KNIGHT|DBAB|Deutsche Bank Securities Inc.|106090
BKI|BLACK KNIGHT|DBAX|Deutsche Bank Securities Inc.|121800
BKI|BLACK KNIGHT|DBUL|Deutsche Bank Securities Inc.|1939
BKI|BLACK KNIGHT|DEAN|MORGAN STANLEY|5522
BKI|BLACK KNIGHT|DEGS|RONIN PROFESSIONAL LLC|115
BKI|BLACK KNIGHT|EBXL|EBX LLC|115800
BKI|BLACK KNIGHT|ECUT|CONVERGEX EXECUTION SOLUTIONS|5251
BKI|BLACK KNIGHT|EDJO|Edward D. Jones & Co., L.P.|4557
BKI|BLACK KNIGHT|EGAM|CBOE TRADING, INC.|27593
BKI|BLACK KNIGHT|EGXM|CBOE TRADING, INC.|1700
BKI|BLACK KNIGHT|ETBE|Electronic Transaction Clearing, Inc.|100
BKI|BLACK KNIGHT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
BKI|BLACK KNIGHT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15761
BKI|BLACK KNIGHT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|72
BKI|BLACK KNIGHT|ETRS|E*Trade Securities LLC|3141
BKI|BLACK KNIGHT|FBSB|U.S. Bancorp Investments, Inc.|1000
BKI|BLACK KNIGHT|FILL|Tradestation Securities, Inc.|80
BKI|BLACK KNIGHT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19428
BKI|BLACK KNIGHT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10408
BKI|BLACK KNIGHT|FTBR|Foliofn Investments, Inc.|706
BKI|BLACK KNIGHT|GLPX|ACS EXECUTION SERVICES, LLC|1463
BKI|BLACK KNIGHT|GSCO|GOLDMAN SACHS & CO. LLC|493284
BKI|BLACK KNIGHT|GSCS|GOLDMAN SACHS & CO. LLC|400
BKI|BLACK KNIGHT|GSLT|GOLDMAN SACHS & CO. LLC|4133
BKI|BLACK KNIGHT|GTSZ|GTS SECURITIES LLC|46166
BKI|BLACK KNIGHT|HRBF|American Enterprise Investment Services Inc.|3063
BKI|BLACK KNIGHT|HSBC|HSBC Securities, Inc.|2000
BKI|BLACK KNIGHT|IBKR|Interactive Brokers Llc|2766
BKI|BLACK KNIGHT|ICBX|INSTINET, LLC|98630
BKI|BLACK KNIGHT|INCA|INSTINET, LLC|108693
BKI|BLACK KNIGHT|INJX|INSTINET, LLC|11687
BKI|BLACK KNIGHT|ITGI|ITG Inc.|29085
BKI|BLACK KNIGHT|ITGP|ITG INC.|182000
BKI|BLACK KNIGHT|JANY|Janney Montgomery Scott Inc.|2042
BKI|BLACK KNIGHT|JEFF|JEFFERIES LLC|117442
BKI|BLACK KNIGHT|JMPT|JUMP TRADING, LLC|10744
BKI|BLACK KNIGHT|JPBX|J.P. MORGAN SECURITIES LLC|54522
BKI|BLACK KNIGHT|JPMX|J.P. Morgan Securities LLC|314728
BKI|BLACK KNIGHT|KCGM|VIRTU Americas LLC|77961
BKI|BLACK KNIGHT|KEYB|KEYBANC CAPITAL MARKETS INC.|159734
BKI|BLACK KNIGHT|LEHM|Barclays Capital Inc./Le|413043
BKI|BLACK KNIGHT|LIME|Lime Brokerage LLC|14087
BKI|BLACK KNIGHT|LMNX|LUMINEX TRADING & ANALYTICS LLC|45280
BKI|BLACK KNIGHT|LQNA|LIQUIDNET, INC.|8800
BKI|BLACK KNIGHT|LQNB|LIQUIDNET, INC.|11400
BKI|BLACK KNIGHT|MACQ|Macquarie Capital (USA) Inc.|7415
BKI|BLACK KNIGHT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|377260
BKI|BLACK KNIGHT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5032
BKI|BLACK KNIGHT|MSCO|MORGAN STANLEY & CO. LLC|1158343
BKI|BLACK KNIGHT|MSPL|MORGAN STANLEY & CO. LLC|88600
BKI|BLACK KNIGHT|MSTX|MORGAN STANLEY & CO. LLC|77400
BKI|BLACK KNIGHT|MZHO|Mizuho Securities USA LLC|54713
BKI|BLACK KNIGHT|NEED|Needham & Company, LLC|3946
BKI|BLACK KNIGHT|NFSC|National Financial Services LLC|127195
BKI|BLACK KNIGHT|NITE|VIRTU Americas LLC|77089
BKI|BLACK KNIGHT|NITP|VIRTU Americas LLC|200
BKI|BLACK KNIGHT|NQRB|Brut, LLC|5560
BKI|BLACK KNIGHT|NTBF|BMO Nesbitt Burns Inc./CDS|637
BKI|BLACK KNIGHT|OPCO|Oppenheimer & Co. Inc.|390
BKI|BLACK KNIGHT|PDQM|CODA MARKETS, INC.|73373
BKI|BLACK KNIGHT|PIPR|Piper Jaffray & Co.|1145
BKI|BLACK KNIGHT|PREC|PRECISION SECURITIES, LLC|3600
BKI|BLACK KNIGHT|SAGL|SAGETRADER, LLC|2607
BKI|BLACK KNIGHT|SBSH|Citigroup Global Markets Inc.|87397
BKI|BLACK KNIGHT|SGMT|GOLDMAN SACHS & CO. LLC|199266
BKI|BLACK KNIGHT|SPDR|SPEEDROUTE LLC|1400
BKI|BLACK KNIGHT|SPHN|Stephens Inc.|100
BKI|BLACK KNIGHT|STFL|Stifel, Nicolaus & Company, Incorporated|1132
BKI|BLACK KNIGHT|SWIM|TD Ameritrade, Inc.|7076
BKI|BLACK KNIGHT|SWST|Hilltop Securities Inc.|1105
BKI|BLACK KNIGHT|TKNG|ALLY INVEST SECURITIES LLC|60
BKI|BLACK KNIGHT|TRBT|Tradebot Systems, Inc.|11139
BKI|BLACK KNIGHT|TRCM|TRC MARKETS LLC|62551
BKI|BLACK KNIGHT|UBSA|UBS SECURITIES LLC|559448
BKI|BLACK KNIGHT|UBSS|UBS Securities LLC|257928
BKI|BLACK KNIGHT|VGRD|Vanguard Marketing Corporation|2789
BKI|BLACK KNIGHT|WCHV|WELLS FARGO SECURITIES, LLC|23327
BKI|BLACK KNIGHT|WDNX|WEEDEN & CO.L.P.|356
BKI|BLACK KNIGHT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|120
BKI|BLACK KNIGHT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|75
BKI|BLACK KNIGHT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|92
BKI|BLACK KNIGHT|WSEA|WOLVERINE SECURITIES, LLC|7
BKI|BLACK KNIGHT|WTCO|Williams Trading LLC|2500
BKI|BLACK KNIGHT|XIST|INSTINET, LLC|33400
BKI|BLACK KNIGHT|XPQR|Jump Trading|119
BKI|BLACK KNIGHT|XSTM|NATIONAL FINANCIAL SERVICES LLC|52448
BKI|BLACK KNIGHT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|903
BKJ|BANCORP NEW JERSEY|APCC|Apex Clearing Corporation|3
BKJ|BANCORP NEW JERSEY|BAYC|BAY CREST PARTNERS, LLC|236
BKJ|BANCORP NEW JERSEY|BOSC|Boenning & Scattergood, Inc.|1194
BKJ|BANCORP NEW JERSEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101
BKJ|BANCORP NEW JERSEY|CTDL|Citadel Derivatives Group Llc|11
BKJ|BANCORP NEW JERSEY|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
BKJ|BANCORP NEW JERSEY|DBAB|Deutsche Bank Securities Inc.|131
BKJ|BANCORP NEW JERSEY|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
BKJ|BANCORP NEW JERSEY|EDJO|Edward D. Jones & Co., L.P.|22
BKJ|BANCORP NEW JERSEY|ETRS|E*Trade Securities LLC|162
BKJ|BANCORP NEW JERSEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1810
BKJ|BANCORP NEW JERSEY|GSCO|GOLDMAN SACHS & CO. LLC|77
BKJ|BANCORP NEW JERSEY|IBKR|Interactive Brokers Llc|18
BKJ|BANCORP NEW JERSEY|ICBX|INSTINET, LLC|300
BKJ|BANCORP NEW JERSEY|INCA|INSTINET, LLC|600
BKJ|BANCORP NEW JERSEY|LIME|Lime Brokerage LLC|1954
BKJ|BANCORP NEW JERSEY|MSCO|MORGAN STANLEY & CO. LLC|1300
BKJ|BANCORP NEW JERSEY|NFSC|National Financial Services LLC|3495
BKJ|BANCORP NEW JERSEY|NITE|VIRTU Americas LLC|7643
BKJ|BANCORP NEW JERSEY|RBCM|RBC CAPITAL MARKETS, LLC|1250
BKJ|BANCORP NEW JERSEY|SGMT|GOLDMAN SACHS & CO. LLC|800
BKJ|BANCORP NEW JERSEY|UBSA|UBS SECURITIES LLC|1208
BKJ|BANCORP NEW JERSEY|UBSS|UBS Securities LLC|2007
BKJ|BANCORP NEW JERSEY|WCHV|WELLS FARGO SECURITIES, LLC|850
BKK|BLACKROCK MUNI 2020|ALTX|Alternet Securities Inc.|700
BKK|BLACKROCK MUNI 2020|BANK|Primevest Financial Services, Inc.|6464
BKK|BLACKROCK MUNI 2020|BARD|Robert W. Baird & Co. Incorporated|201
BKK|BLACKROCK MUNI 2020|BATM|CBOE TRADING, INC.|3
BKK|BLACKROCK MUNI 2020|BBNT|BB&T SECURITIES, LLC|200
BKK|BLACKROCK MUNI 2020|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2565
BKK|BLACKROCK MUNI 2020|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3095
BKK|BLACKROCK MUNI 2020|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BKK|BLACKROCK MUNI 2020|DAVA|Davenport & Company LLC|1
BKK|BLACKROCK MUNI 2020|DBAX|Deutsche Bank Securities Inc.|200
BKK|BLACKROCK MUNI 2020|DEAN|MORGAN STANLEY|4441
BKK|BLACKROCK MUNI 2020|EBXL|EBX LLC|300
BKK|BLACKROCK MUNI 2020|EGXM|CBOE TRADING, INC.|1200
BKK|BLACKROCK MUNI 2020|ETRS|E*Trade Securities LLC|1026
BKK|BLACKROCK MUNI 2020|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2980
BKK|BLACKROCK MUNI 2020|GEBB|GLOBAL EXECUTION BROKERS, LP|100
BKK|BLACKROCK MUNI 2020|GLPX|ACS EXECUTION SERVICES, LLC|300
BKK|BLACKROCK MUNI 2020|HRBF|American Enterprise Investment Services Inc.|8126
BKK|BLACKROCK MUNI 2020|IBKR|Interactive Brokers Llc|3012
BKK|BLACKROCK MUNI 2020|ICBX|INSTINET, LLC|200
BKK|BLACKROCK MUNI 2020|INCA|INSTINET, LLC|1026
BKK|BLACKROCK MUNI 2020|ITGI|ITG Inc.|1000
BKK|BLACKROCK MUNI 2020|JANY|Janney Montgomery Scott Inc.|2510
BKK|BLACKROCK MUNI 2020|LEHM|Barclays Capital Inc./Le|1000
BKK|BLACKROCK MUNI 2020|LIME|Lime Brokerage LLC|280
BKK|BLACKROCK MUNI 2020|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
BKK|BLACKROCK MUNI 2020|MSCO|MORGAN STANLEY & CO. LLC|19043
BKK|BLACKROCK MUNI 2020|MSPL|MORGAN STANLEY & CO. LLC|300
BKK|BLACKROCK MUNI 2020|NFSC|National Financial Services LLC|16181
BKK|BLACKROCK MUNI 2020|NITE|VIRTU Americas LLC|90372
BKK|BLACKROCK MUNI 2020|NQRB|Brut, LLC|500
BKK|BLACKROCK MUNI 2020|OPCO|Oppenheimer & Co. Inc.|305
BKK|BLACKROCK MUNI 2020|PDQM|CODA MARKETS, INC.|300
BKK|BLACKROCK MUNI 2020|PWJC|UBS Financial Services, Inc.|12225
BKK|BLACKROCK MUNI 2020|RBCM|RBC CAPITAL MARKETS, LLC|2633
BKK|BLACKROCK MUNI 2020|SGMT|GOLDMAN SACHS & CO. LLC|200
BKK|BLACKROCK MUNI 2020|SPHN|Stephens Inc.|2
BKK|BLACKROCK MUNI 2020|STFL|Stifel, Nicolaus & Company, Incorporated|25
BKK|BLACKROCK MUNI 2020|SWIM|TD Ameritrade, Inc.|400
BKK|BLACKROCK MUNI 2020|TRBT|Tradebot Systems, Inc.|1220
BKK|BLACKROCK MUNI 2020|UBSA|UBS SECURITIES LLC|1520
BKK|BLACKROCK MUNI 2020|UBSS|UBS Securities LLC|40538
BKK|BLACKROCK MUNI 2020|VGRD|Vanguard Marketing Corporation|957
BKK|BLACKROCK MUNI 2020|WCHV|WELLS FARGO SECURITIES, LLC|43928
BKK|BLACKROCK MUNI 2020|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5842
BKLN|INVESCO SR LOAN|AGCP|AEGIS CAPITAL CORP.|118
BKLN|INVESCO SR LOAN|ALTX|Alternet Securities Inc.|33053
BKLN|INVESCO SR LOAN|ANOS|ABEL/NOSER, L.L.C.|7
BKLN|INVESCO SR LOAN|APCC|Apex Clearing Corporation|8280
BKLN|INVESCO SR LOAN|BANK|Primevest Financial Services, Inc.|3629
BKLN|INVESCO SR LOAN|BARD|Robert W. Baird & Co. Incorporated|24715
BKLN|INVESCO SR LOAN|BATM|CBOE TRADING, INC.|11014
BKLN|INVESCO SR LOAN|BAYT|BTIG, LLC|400
BKLN|INVESCO SR LOAN|BBNT|BB&T SECURITIES, LLC|73001
BKLN|INVESCO SR LOAN|BERN|Sanford C. Bernstein & Co., LLC|245600
BKLN|INVESCO SR LOAN|BKCM|BNY Mellon Capital Markets LLC|252441
BKLN|INVESCO SR LOAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100097
BKLN|INVESCO SR LOAN|BLKX|INSTINET, LLC|20700
BKLN|INVESCO SR LOAN|BMOC|BMO Capital Markets Corp.|3500
BKLN|INVESCO SR LOAN|BTIG|BTIG, LLC|11000
BKLN|INVESCO SR LOAN|CANT|Cantor Fitzgerald & Co.|67087
BKLN|INVESCO SR LOAN|CHAS|Charles Schwab & Co., Inc.|337274
BKLN|INVESCO SR LOAN|CIST|Capital Institutional Services, Inc.|6851
BKLN|INVESCO SR LOAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2343013
BKLN|INVESCO SR LOAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7433
BKLN|INVESCO SR LOAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2730156
BKLN|INVESCO SR LOAN|CSIN|Citadel Securities Institutional LLC|593625
BKLN|INVESCO SR LOAN|CTDL|Citadel Derivatives Group Llc|603188
BKLN|INVESCO SR LOAN|CTLR|CUTLER GROUP, LP|600
BKLN|INVESCO SR LOAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|57412
BKLN|INVESCO SR LOAN|DADA|D.A. Davidson & Co.|5197
BKLN|INVESCO SR LOAN|DAVA|Davenport & Company LLC|1777
BKLN|INVESCO SR LOAN|DBAB|Deutsche Bank Securities Inc.|5552
BKLN|INVESCO SR LOAN|DBAX|Deutsche Bank Securities Inc.|634600
BKLN|INVESCO SR LOAN|DCHF|Dart Executions, LLC|4295
BKLN|INVESCO SR LOAN|DEAN|MORGAN STANLEY|62129
BKLN|INVESCO SR LOAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|173883
BKLN|INVESCO SR LOAN|EBXL|EBX LLC|1048200
BKLN|INVESCO SR LOAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|366392
BKLN|INVESCO SR LOAN|EDJO|Edward D. Jones & Co., L.P.|15543
BKLN|INVESCO SR LOAN|EGAM|CBOE TRADING, INC.|89673
BKLN|INVESCO SR LOAN|EGAW|CBOE TRADING, INC.|200
BKLN|INVESCO SR LOAN|EGXM|CBOE TRADING, INC.|11014
BKLN|INVESCO SR LOAN|ETBE|Electronic Transaction Clearing, Inc.|15778
BKLN|INVESCO SR LOAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1900
BKLN|INVESCO SR LOAN|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|250
BKLN|INVESCO SR LOAN|ETRS|E*Trade Securities LLC|43170
BKLN|INVESCO SR LOAN|FBSB|U.S. Bancorp Investments, Inc.|470
BKLN|INVESCO SR LOAN|FIDT|Fidelity Clearing Canada ULC./ CDS|24860
BKLN|INVESCO SR LOAN|FINX|FINTECH SECURITIES|34623
BKLN|INVESCO SR LOAN|FMAF|NBCN Inc./ CDS|61836
BKLN|INVESCO SR LOAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125245
BKLN|INVESCO SR LOAN|FTBR|Foliofn Investments, Inc.|10768
BKLN|INVESCO SR LOAN|GEBB|GLOBAL EXECUTION BROKERS, LP|41168
BKLN|INVESCO SR LOAN|GLPX|ACS EXECUTION SERVICES, LLC|25778
BKLN|INVESCO SR LOAN|GSCO|GOLDMAN SACHS & CO. LLC|13060157
BKLN|INVESCO SR LOAN|GSCS|GOLDMAN SACHS & CO. LLC|15321
BKLN|INVESCO SR LOAN|GSLT|GOLDMAN SACHS & CO. LLC|67000
BKLN|INVESCO SR LOAN|HRBF|American Enterprise Investment Services Inc.|860473
BKLN|INVESCO SR LOAN|IATS|INTERACTIVE BROKERS LLC|345665
BKLN|INVESCO SR LOAN|IBKR|Interactive Brokers Llc|449220
BKLN|INVESCO SR LOAN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3639
BKLN|INVESCO SR LOAN|ICBX|INSTINET, LLC|1889476
BKLN|INVESCO SR LOAN|INCA|INSTINET, LLC|517300
BKLN|INVESCO SR LOAN|INJX|INSTINET, LLC|1300
BKLN|INVESCO SR LOAN|ITGI|ITG Inc.|169169
BKLN|INVESCO SR LOAN|ITGP|ITG INC.|1444600
BKLN|INVESCO SR LOAN|JANY|Janney Montgomery Scott Inc.|9284
BKLN|INVESCO SR LOAN|JEFF|JEFFERIES LLC|181000
BKLN|INVESCO SR LOAN|JMPT|JUMP TRADING, LLC|73130
BKLN|INVESCO SR LOAN|JPMX|J.P. Morgan Securities LLC|5713203
BKLN|INVESCO SR LOAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|7095847
BKLN|INVESCO SR LOAN|JSJX|JANE STREET CAPITAL LLC|7246816
BKLN|INVESCO SR LOAN|KCGM|VIRTU Americas LLC|797635
BKLN|INVESCO SR LOAN|LAMP|Lampost Capital, L.C.|35
BKLN|INVESCO SR LOAN|LEHM|Barclays Capital Inc./Le|4885867
BKLN|INVESCO SR LOAN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|64564
BKLN|INVESCO SR LOAN|LIME|Lime Brokerage LLC|10305
BKLN|INVESCO SR LOAN|LQNA|LIQUIDNET, INC.|38100
BKLN|INVESCO SR LOAN|LSCI|Lek Securities Corporation|110
BKLN|INVESCO SR LOAN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
BKLN|INVESCO SR LOAN|MACC|Mid Atlantic Capital Corporation|12721
BKLN|INVESCO SR LOAN|MAXM|Maxim Group LLC|51408
BKLN|INVESCO SR LOAN|MCMF|Raymond James Ltd. Cds|7145
BKLN|INVESCO SR LOAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1848461
BKLN|INVESCO SR LOAN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|155065
BKLN|INVESCO SR LOAN|MOTF|MOTIF INVESTING, INC.|9
BKLN|INVESCO SR LOAN|MSCO|MORGAN STANLEY & CO. LLC|1624325
BKLN|INVESCO SR LOAN|MSPL|MORGAN STANLEY & CO. LLC|2268300
BKLN|INVESCO SR LOAN|MSTX|MORGAN STANLEY & CO. LLC|50600
BKLN|INVESCO SR LOAN|NBCS|NBC Securities, INC.|7445
BKLN|INVESCO SR LOAN|NFSC|National Financial Services LLC|1356643
BKLN|INVESCO SR LOAN|NITE|VIRTU Americas LLC|3184704
BKLN|INVESCO SR LOAN|NITP|VIRTU Americas LLC|2800
BKLN|INVESCO SR LOAN|NQRB|Brut, LLC|17078
BKLN|INVESCO SR LOAN|NTBF|BMO Nesbitt Burns Inc./CDS|796471
BKLN|INVESCO SR LOAN|NTRC|Northern Trust Securities, Inc.|1100
BKLN|INVESCO SR LOAN|OLDM|OLD MISSION CAPITAL, LLC|102466
BKLN|INVESCO SR LOAN|OPCO|Oppenheimer & Co. Inc.|5984
BKLN|INVESCO SR LOAN|PDQM|CODA MARKETS, INC.|906045
BKLN|INVESCO SR LOAN|PWJC|UBS Financial Services, Inc.|4632
BKLN|INVESCO SR LOAN|RBCM|RBC CAPITAL MARKETS, LLC|34356
BKLN|INVESCO SR LOAN|SAGL|SAGETRADER, LLC|18892
BKLN|INVESCO SR LOAN|SALI|INTL FCSTONE FINANCIAL INC.|858
BKLN|INVESCO SR LOAN|SBSH|Citigroup Global Markets Inc.|375356
BKLN|INVESCO SR LOAN|SEIC|SEI Investments Distribution Co.|13788
BKLN|INVESCO SR LOAN|SGMT|GOLDMAN SACHS & CO. LLC|1817914
BKLN|INVESCO SR LOAN|SPDR|SPEEDROUTE LLC|6900
BKLN|INVESCO SR LOAN|SPHN|Stephens Inc.|3685
BKLN|INVESCO SR LOAN|SPNT|SEVEN POINTS CAPITAL, LLC|16800
BKLN|INVESCO SR LOAN|STFL|Stifel, Nicolaus & Company, Incorporated|5416
BKLN|INVESCO SR LOAN|SWIM|TD Ameritrade, Inc.|19768
BKLN|INVESCO SR LOAN|SWST|Hilltop Securities Inc.|229572
BKLN|INVESCO SR LOAN|TKNG|ALLY INVEST SECURITIES LLC|44
BKLN|INVESCO SR LOAN|TRBT|Tradebot Systems, Inc.|48867
BKLN|INVESCO SR LOAN|TRCM|TRC MARKETS LLC|1400
BKLN|INVESCO SR LOAN|UBSA|UBS SECURITIES LLC|4859520
BKLN|INVESCO SR LOAN|UBSS|UBS Securities LLC|2598904
BKLN|INVESCO SR LOAN|VALX|VIRTU AMERICAS LLC|142652
BKLN|INVESCO SR LOAN|VGRD|Vanguard Marketing Corporation|158678
BKLN|INVESCO SR LOAN|VNDS|VANDHAM SECURITIES CORP|3921
BKLN|INVESCO SR LOAN|WCHV|WELLS FARGO SECURITIES, LLC|446399
BKLN|INVESCO SR LOAN|WEDB|WEDBUSH SECURITIES INC.|457
BKLN|INVESCO SR LOAN|WEED|Weeden & Co.L.P.|114775
BKLN|INVESCO SR LOAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5623
BKLN|INVESCO SR LOAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51756
BKLN|INVESCO SR LOAN|WGIF|CIBC World Markets Inc.|7800
BKLN|INVESCO SR LOAN|WSEA|WOLVERINE SECURITIES, LLC|9011
BKLN|INVESCO SR LOAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|384634
BKLN|INVESCO SR LOAN|YKNA|COMHAR CAPITAL MARKETS, LLC|628
BKLN|INVESCO SR LOAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|252055
BKN|BLACKROCK INV MUNI|ALTX|Alternet Securities Inc.|100
BKN|BLACKROCK INV MUNI|APCC|Apex Clearing Corporation|1
BKN|BLACKROCK INV MUNI|BATM|CBOE TRADING, INC.|374
BKN|BLACKROCK INV MUNI|BTIG|BTIG, LLC|600
BKN|BLACKROCK INV MUNI|CANT|Cantor Fitzgerald & Co.|547
BKN|BLACKROCK INV MUNI|CHAS|Charles Schwab & Co., Inc.|2005
BKN|BLACKROCK INV MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
BKN|BLACKROCK INV MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BKN|BLACKROCK INV MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2423
BKN|BLACKROCK INV MUNI|CTDL|Citadel Derivatives Group Llc|148
BKN|BLACKROCK INV MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BKN|BLACKROCK INV MUNI|DADA|D.A. Davidson & Co.|1650
BKN|BLACKROCK INV MUNI|DBAX|Deutsche Bank Securities Inc.|1500
BKN|BLACKROCK INV MUNI|DEAN|MORGAN STANLEY|194
BKN|BLACKROCK INV MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2600
BKN|BLACKROCK INV MUNI|EBXL|EBX LLC|3200
BKN|BLACKROCK INV MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
BKN|BLACKROCK INV MUNI|EDJO|Edward D. Jones & Co., L.P.|10488
BKN|BLACKROCK INV MUNI|EGAM|CBOE TRADING, INC.|200
BKN|BLACKROCK INV MUNI|EGXM|CBOE TRADING, INC.|100
BKN|BLACKROCK INV MUNI|ETRS|E*Trade Securities LLC|8576
BKN|BLACKROCK INV MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7961
BKN|BLACKROCK INV MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1649
BKN|BLACKROCK INV MUNI|FTBR|Foliofn Investments, Inc.|2
BKN|BLACKROCK INV MUNI|GLPX|ACS EXECUTION SERVICES, LLC|622
BKN|BLACKROCK INV MUNI|GSCO|GOLDMAN SACHS & CO. LLC|1800
BKN|BLACKROCK INV MUNI|GSCS|GOLDMAN SACHS & CO. LLC|200
BKN|BLACKROCK INV MUNI|HRBF|American Enterprise Investment Services Inc.|40533
BKN|BLACKROCK INV MUNI|IATS|INTERACTIVE BROKERS LLC|511
BKN|BLACKROCK INV MUNI|IBKR|Interactive Brokers Llc|1191
BKN|BLACKROCK INV MUNI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|197
BKN|BLACKROCK INV MUNI|ICBX|INSTINET, LLC|1300
BKN|BLACKROCK INV MUNI|INCA|INSTINET, LLC|4477
BKN|BLACKROCK INV MUNI|ITGI|ITG Inc.|427
BKN|BLACKROCK INV MUNI|ITGP|ITG INC.|2400
BKN|BLACKROCK INV MUNI|JPMX|J.P. Morgan Securities LLC|2600
BKN|BLACKROCK INV MUNI|KCGM|VIRTU Americas LLC|4062
BKN|BLACKROCK INV MUNI|LEHM|Barclays Capital Inc./Le|3200
BKN|BLACKROCK INV MUNI|LIME|Lime Brokerage LLC|342
BKN|BLACKROCK INV MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1335
BKN|BLACKROCK INV MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
BKN|BLACKROCK INV MUNI|MSCO|MORGAN STANLEY & CO. LLC|22244
BKN|BLACKROCK INV MUNI|MSPL|MORGAN STANLEY & CO. LLC|4100
BKN|BLACKROCK INV MUNI|NFSC|National Financial Services LLC|45125
BKN|BLACKROCK INV MUNI|NITE|VIRTU Americas LLC|91863
BKN|BLACKROCK INV MUNI|NQRB|Brut, LLC|2800
BKN|BLACKROCK INV MUNI|PDQM|CODA MARKETS, INC.|1611
BKN|BLACKROCK INV MUNI|PWJC|UBS Financial Services, Inc.|5678
BKN|BLACKROCK INV MUNI|RBCM|RBC CAPITAL MARKETS, LLC|7135
BKN|BLACKROCK INV MUNI|SALI|INTL FCSTONE FINANCIAL INC.|101
BKN|BLACKROCK INV MUNI|SBSH|Citigroup Global Markets Inc.|500
BKN|BLACKROCK INV MUNI|SGMT|GOLDMAN SACHS & CO. LLC|2900
BKN|BLACKROCK INV MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|855
BKN|BLACKROCK INV MUNI|SWIM|TD Ameritrade, Inc.|2850
BKN|BLACKROCK INV MUNI|SWST|Hilltop Securities Inc.|355
BKN|BLACKROCK INV MUNI|TKNG|ALLY INVEST SECURITIES LLC|10
BKN|BLACKROCK INV MUNI|TRBT|Tradebot Systems, Inc.|1239
BKN|BLACKROCK INV MUNI|UBSA|UBS SECURITIES LLC|7545
BKN|BLACKROCK INV MUNI|UBSS|UBS Securities LLC|57493
BKN|BLACKROCK INV MUNI|VALX|VIRTU AMERICAS LLC|100
BKN|BLACKROCK INV MUNI|VGRD|Vanguard Marketing Corporation|4242
BKN|BLACKROCK INV MUNI|WCHV|WELLS FARGO SECURITIES, LLC|14869
BKN|BLACKROCK INV MUNI|WEDB|WEDBUSH SECURITIES INC.|418
BKN|BLACKROCK INV MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
BKN|BLACKROCK INV MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|735
BKN|BLACKROCK INV MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6783
BKNG|BOOKING HOLDINGS INC|ABLE|NATIXIS Securities Americas LLC|932
BKNG|BOOKING HOLDINGS INC|ACAD|ACADEMY SECURITIES, INC.|200
BKNG|BOOKING HOLDINGS INC|ALLN|Allen & Company LLC|100
BKNG|BOOKING HOLDINGS INC|ALTX|Alternet Securities Inc.|825
BKNG|BOOKING HOLDINGS INC|ANOS|ABEL/NOSER, L.L.C.|105
BKNG|BOOKING HOLDINGS INC|APCC|Apex Clearing Corporation|1858
BKNG|BOOKING HOLDINGS INC|BANK|Primevest Financial Services, Inc.|13
BKNG|BOOKING HOLDINGS INC|BARD|Robert W. Baird & Co. Incorporated|336
BKNG|BOOKING HOLDINGS INC|BATM|CBOE TRADING, INC.|1531
BKNG|BOOKING HOLDINGS INC|BAYC|BAY CREST PARTNERS, LLC|3618
BKNG|BOOKING HOLDINGS INC|BAYT|BTIG, LLC|300
BKNG|BOOKING HOLDINGS INC|BBNT|BB&T SECURITIES, LLC|257
BKNG|BOOKING HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|14882
BKNG|BOOKING HOLDINGS INC|BGCE|BGC Financial Inc.|518
BKNG|BOOKING HOLDINGS INC|BIAD|SAGETRADER, LLC|9
BKNG|BOOKING HOLDINGS INC|BIMI|Banca IMI Securities Corp.|55
BKNG|BOOKING HOLDINGS INC|BKCM|BNY Mellon Capital Markets LLC|4
BKNG|BOOKING HOLDINGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1299
BKNG|BOOKING HOLDINGS INC|BLKX|INSTINET, LLC|10000
BKNG|BOOKING HOLDINGS INC|BMOC|BMO Capital Markets Corp.|25221
BKNG|BOOKING HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|59691
BKNG|BOOKING HOLDINGS INC|BTIG|BTIG, LLC|5642
BKNG|BOOKING HOLDINGS INC|BYXM|CBOE TRADING, INC.|1375
BKNG|BOOKING HOLDINGS INC|CANT|Cantor Fitzgerald & Co.|450
BKNG|BOOKING HOLDINGS INC|CHAS|Charles Schwab & Co., Inc.|611
BKNG|BOOKING HOLDINGS INC|CHBC|PENSERRA SECURITIES, LLC|13450
BKNG|BOOKING HOLDINGS INC|CIBP|CIBC World Markets Corp.|2074
BKNG|BOOKING HOLDINGS INC|CICF|Canaccord Genuity Corp.|53
BKNG|BOOKING HOLDINGS INC|CIST|Capital Institutional Services, Inc.|454
BKNG|BOOKING HOLDINGS INC|CLSA|CLSA AMERICAS, LLC|200
BKNG|BOOKING HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13807
BKNG|BOOKING HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13785
BKNG|BOOKING HOLDINGS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10492
BKNG|BOOKING HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|207963
BKNG|BOOKING HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|11817
BKNG|BOOKING HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|14522
BKNG|BOOKING HOLDINGS INC|DADA|D.A. Davidson & Co.|137
BKNG|BOOKING HOLDINGS INC|DAWA|Daiwa Capital Markets America Inc.|16
BKNG|BOOKING HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|293321
BKNG|BOOKING HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|101500
BKNG|BOOKING HOLDINGS INC|DBUL|Deutsche Bank Securities Inc.|2169
BKNG|BOOKING HOLDINGS INC|DCHF|Dart Executions, LLC|271
BKNG|BOOKING HOLDINGS INC|DEAN|MORGAN STANLEY|3951
BKNG|BOOKING HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|105
BKNG|BOOKING HOLDINGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4134
BKNG|BOOKING HOLDINGS INC|DRWK|DRW SECURITIES, L.L.C.|5761
BKNG|BOOKING HOLDINGS INC|EBXL|EBX LLC|52800
BKNG|BOOKING HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|664
BKNG|BOOKING HOLDINGS INC|EDJC|Edward Jones / CDS|85
BKNG|BOOKING HOLDINGS INC|EDJO|Edward D. Jones & Co., L.P.|2128
BKNG|BOOKING HOLDINGS INC|EGAM|CBOE TRADING, INC.|2476
BKNG|BOOKING HOLDINGS INC|EGAW|CBOE TRADING, INC.|106
BKNG|BOOKING HOLDINGS INC|EGXM|CBOE TRADING, INC.|288
BKNG|BOOKING HOLDINGS INC|EGXW|CBOE TRADING, INC.|120
BKNG|BOOKING HOLDINGS INC|ESPO|ESPOSITO SECURITIES, LLC|17
BKNG|BOOKING HOLDINGS INC|ETBE|Electronic Transaction Clearing, Inc.|17346
BKNG|BOOKING HOLDINGS INC|ETCB|ETC BROKERAGE SERVICES, LLC|2
BKNG|BOOKING HOLDINGS INC|ETCC|Electronic Transaction Clearing, Inc.|286
BKNG|BOOKING HOLDINGS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4228
BKNG|BOOKING HOLDINGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50100
BKNG|BOOKING HOLDINGS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|232
BKNG|BOOKING HOLDINGS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1497
BKNG|BOOKING HOLDINGS INC|ETRS|E*Trade Securities LLC|91057
BKNG|BOOKING HOLDINGS INC|FBCO|Credit Suisse Securities (USA) LLC|265800
BKNG|BOOKING HOLDINGS INC|FBSB|U.S. Bancorp Investments, Inc.|55
BKNG|BOOKING HOLDINGS INC|FFSI|Firstrade Securities Inc.|49
BKNG|BOOKING HOLDINGS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|13
BKNG|BOOKING HOLDINGS INC|FILL|Tradestation Securities, Inc.|5290
BKNG|BOOKING HOLDINGS INC|FINX|FINTECH SECURITIES|203
BKNG|BOOKING HOLDINGS INC|FMAF|NBCN Inc./ CDS|1082
BKNG|BOOKING HOLDINGS INC|FOMA|TD AMERITRADE CLEARING, INC.|98725
BKNG|BOOKING HOLDINGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|131
BKNG|BOOKING HOLDINGS INC|FQLS|Quantlab Securities LP|77724
BKNG|BOOKING HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12758
BKNG|BOOKING HOLDINGS INC|FTBR|Foliofn Investments, Inc.|620
BKNG|BOOKING HOLDINGS INC|GBMT|GBM International, Inc.|36
BKNG|BOOKING HOLDINGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|40675
BKNG|BOOKING HOLDINGS INC|GELP|RBC CAPITAL MARKETS, LLC|1574
BKNG|BOOKING HOLDINGS INC|GLPX|ACS EXECUTION SERVICES, LLC|28001
BKNG|BOOKING HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|418311
BKNG|BOOKING HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|11742
BKNG|BOOKING HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|2336
BKNG|BOOKING HOLDINGS INC|GTSZ|GTS SECURITIES LLC|214340
BKNG|BOOKING HOLDINGS INC|HAPX|HAP Trading, LLC|55
BKNG|BOOKING HOLDINGS INC|HCTA|Hardcastle Trading USA LLC|12701
BKNG|BOOKING HOLDINGS INC|HRBF|American Enterprise Investment Services Inc.|1082
BKNG|BOOKING HOLDINGS INC|HSBC|HSBC Securities, Inc.|13929
BKNG|BOOKING HOLDINGS INC|IATS|INTERACTIVE BROKERS LLC|6657
BKNG|BOOKING HOLDINGS INC|IBKR|Interactive Brokers Llc|24553
BKNG|BOOKING HOLDINGS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|344
BKNG|BOOKING HOLDINGS INC|ICBX|INSTINET, LLC|21500
BKNG|BOOKING HOLDINGS INC|IEQY|CITADEL SECURITIES LLC|94301
BKNG|BOOKING HOLDINGS INC|INCA|INSTINET, LLC|225929
BKNG|BOOKING HOLDINGS INC|INJX|INSTINET, LLC|22320
BKNG|BOOKING HOLDINGS INC|ITGI|ITG Inc.|36919
BKNG|BOOKING HOLDINGS INC|ITGP|ITG INC.|23200
BKNG|BOOKING HOLDINGS INC|JANY|Janney Montgomery Scott Inc.|99
BKNG|BOOKING HOLDINGS INC|JEFF|JEFFERIES LLC|36174
BKNG|BOOKING HOLDINGS INC|JMPT|JUMP TRADING, LLC|16260
BKNG|BOOKING HOLDINGS INC|JONE|JonesTrading|301
BKNG|BOOKING HOLDINGS INC|JPBX|J.P. MORGAN SECURITIES LLC|11437
BKNG|BOOKING HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|188037
BKNG|BOOKING HOLDINGS INC|JSJX|JANE STREET CAPITAL LLC|6564
BKNG|BOOKING HOLDINGS INC|JUTA|JUMP TRADING, LLC|4276
BKNG|BOOKING HOLDINGS INC|KCGM|VIRTU Americas LLC|22769
BKNG|BOOKING HOLDINGS INC|LEER|LEERINK PARTNERS LLC|139
BKNG|BOOKING HOLDINGS INC|LEHM|Barclays Capital Inc./Le|453105
BKNG|BOOKING HOLDINGS INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|10
BKNG|BOOKING HOLDINGS INC|LIME|Lime Brokerage LLC|74250
BKNG|BOOKING HOLDINGS INC|LIWD|LIME BROKERAGE LLC|34
BKNG|BOOKING HOLDINGS INC|LMGP|LIME BROKERAGE LLC|9086
BKNG|BOOKING HOLDINGS INC|LQNA|LIQUIDNET, INC.|9500
BKNG|BOOKING HOLDINGS INC|LSCI|Lek Securities Corporation|2550
BKNG|BOOKING HOLDINGS INC|LVMR|LIVERMORE TRADING GROUP, INC.|1673
BKNG|BOOKING HOLDINGS INC|MACC|Mid Atlantic Capital Corporation|173
BKNG|BOOKING HOLDINGS INC|MAVB|Great Point Capital LLC|100
BKNG|BOOKING HOLDINGS INC|MAXM|Maxim Group LLC|2850
BKNG|BOOKING HOLDINGS INC|MCMF|Raymond James Ltd. Cds|390
BKNG|BOOKING HOLDINGS INC|MICA|Spartan Securities Group, Ltd.|1110
BKNG|BOOKING HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79786
BKNG|BOOKING HOLDINGS INC|MOTF|MOTIF INVESTING, INC.|127
BKNG|BOOKING HOLDINGS INC|MPSG|E D & F Man Capital Markets Inc.|45
BKNG|BOOKING HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|616640
BKNG|BOOKING HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|99800
BKNG|BOOKING HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|9200
BKNG|BOOKING HOLDINGS INC|NATL|National Securities Corporation|235
BKNG|BOOKING HOLDINGS INC|NFSC|National Financial Services LLC|124382
BKNG|BOOKING HOLDINGS INC|NITE|VIRTU Americas LLC|266575
BKNG|BOOKING HOLDINGS INC|NITP|VIRTU Americas LLC|3485
BKNG|BOOKING HOLDINGS INC|NQRB|Brut, LLC|1432
BKNG|BOOKING HOLDINGS INC|NTRC|Northern Trust Securities, Inc.|2261
BKNG|BOOKING HOLDINGS INC|OHOS|TWO SIGMA SECURITIES, LLC|7286
BKNG|BOOKING HOLDINGS INC|OLDM|OLD MISSION CAPITAL, LLC|377
BKNG|BOOKING HOLDINGS INC|ONEL|O'NEIL SECURITIES, INCORPORATED|13848
BKNG|BOOKING HOLDINGS INC|OPCO|Oppenheimer & Co. Inc.|1476
BKNG|BOOKING HOLDINGS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7
BKNG|BOOKING HOLDINGS INC|PCPT|PHILLIP CAPITAL INC.|3
BKNG|BOOKING HOLDINGS INC|PDQM|CODA MARKETS, INC.|35673
BKNG|BOOKING HOLDINGS INC|PHLY|NASDAQ Execution Services, LLC|6200
BKNG|BOOKING HOLDINGS INC|PICT|Pictet Overseas Inc.|6
BKNG|BOOKING HOLDINGS INC|PIPR|Piper Jaffray & Co.|179
BKNG|BOOKING HOLDINGS INC|PWJC|UBS Financial Services, Inc.|330
BKNG|BOOKING HOLDINGS INC|RAJA|Raymond James & Associates, Inc.|2253
BKNG|BOOKING HOLDINGS INC|RBCM|RBC CAPITAL MARKETS, LLC|1433
BKNG|BOOKING HOLDINGS INC|SAGL|SAGETRADER, LLC|19969
BKNG|BOOKING HOLDINGS INC|SALI|INTL FCSTONE FINANCIAL INC.|49
BKNG|BOOKING HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|139570
BKNG|BOOKING HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|66670
BKNG|BOOKING HOLDINGS INC|SHMR|ABN Amro Clearing LLC|10
BKNG|BOOKING HOLDINGS INC|SPDR|SPEEDROUTE LLC|7794
BKNG|BOOKING HOLDINGS INC|SPHN|Stephens Inc.|28
BKNG|BOOKING HOLDINGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|765
BKNG|BOOKING HOLDINGS INC|STKP|STOCKPILE INVESTMENTS, INC.|122
BKNG|BOOKING HOLDINGS INC|STXG|Stockcross Financial Services, Inc.|12
BKNG|BOOKING HOLDINGS INC|SWIM|TD Ameritrade, Inc.|42634
BKNG|BOOKING HOLDINGS INC|SWST|Hilltop Securities Inc.|342
BKNG|BOOKING HOLDINGS INC|TKNG|ALLY INVEST SECURITIES LLC|218
BKNG|BOOKING HOLDINGS INC|TONC|CUTTONE & CO., LLC|250
BKNG|BOOKING HOLDINGS INC|TOUR|TOURMALINE PARTNERS, LLC|100
BKNG|BOOKING HOLDINGS INC|TRBT|Tradebot Systems, Inc.|75090
BKNG|BOOKING HOLDINGS INC|TRCM|TRC MARKETS LLC|31806
BKNG|BOOKING HOLDINGS INC|TTUC|CUTTONE & CO., INC.|1002
BKNG|BOOKING HOLDINGS INC|TWTT|TASTYWORKS, INC.|911
BKNG|BOOKING HOLDINGS INC|UBSS|UBS Securities LLC|568930
BKNG|BOOKING HOLDINGS INC|VALX|VIRTU AMERICAS LLC|17512
BKNG|BOOKING HOLDINGS INC|VERT|The Vertical Trading Group, LLC|51
BKNG|BOOKING HOLDINGS INC|VGRD|Vanguard Marketing Corporation|1798
BKNG|BOOKING HOLDINGS INC|WBET|Wallachbeth Capital LLC|42
BKNG|BOOKING HOLDINGS INC|WBLR|WILLIAM BLAIR|643
BKNG|BOOKING HOLDINGS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|333
BKNG|BOOKING HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|50295
BKNG|BOOKING HOLDINGS INC|WEDB|WEDBUSH SECURITIES INC.|8762
BKNG|BOOKING HOLDINGS INC|WEED|Weeden & Co.L.P.|2110
BKNG|BOOKING HOLDINGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15370
BKNG|BOOKING HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35435
BKNG|BOOKING HOLDINGS INC|WFPB|Wells Fargo Securities, LLC.|1
BKNG|BOOKING HOLDINGS INC|WGIF|CIBC World Markets Inc.|1022
BKNG|BOOKING HOLDINGS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|63
BKNG|BOOKING HOLDINGS INC|WSAG|WALL STREET ACCESS|92
BKNG|BOOKING HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|882
BKNG|BOOKING HOLDINGS INC|WTFS|JUST2TRADE, INC.|1
BKNG|BOOKING HOLDINGS INC|XIST|INSTINET, LLC|8776
BKNG|BOOKING HOLDINGS INC|XPUS|XP SECURITIES, LLC|1822
BKNG|BOOKING HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|14004
BKNG|BOOKING HOLDINGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5460
BKNG|BOOKING HOLDINGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1337
BKS|BARNES & NOBLE|AGIS|Aegis Capital Corp.|9129
BKS|BARNES & NOBLE|ALTX|Alternet Securities Inc.|2500
BKS|BARNES & NOBLE|APCC|Apex Clearing Corporation|2522
BKS|BARNES & NOBLE|BATM|CBOE TRADING, INC.|3037
BKS|BARNES & NOBLE|BERN|Sanford C. Bernstein & Co., LLC|39116
BKS|BARNES & NOBLE|BIDS|BIDS TRADING L.P.|300
BKS|BARNES & NOBLE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12863
BKS|BARNES & NOBLE|BNPX|BNP PARIBAS SECURITIES CORP.|7223
BKS|BARNES & NOBLE|BRVL|BLAYLOCK VAN, LLC|900
BKS|BARNES & NOBLE|BTIG|BTIG, LLC|69530
BKS|BARNES & NOBLE|BYXM|CBOE TRADING, INC.|400
BKS|BARNES & NOBLE|CHAS|Charles Schwab & Co., Inc.|510
BKS|BARNES & NOBLE|CHBC|PENSERRA SECURITIES, LLC|60000
BKS|BARNES & NOBLE|CIST|Capital Institutional Services, Inc.|10000
BKS|BARNES & NOBLE|CLSA|CLSA AMERICAS, LLC|900
BKS|BARNES & NOBLE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41755
BKS|BARNES & NOBLE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34466
BKS|BARNES & NOBLE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|434819
BKS|BARNES & NOBLE|CTDL|Citadel Derivatives Group Llc|1370
BKS|BARNES & NOBLE|CXCX|CITIGROUP GLOBAL MARKETS INC.|355862
BKS|BARNES & NOBLE|DAVA|Davenport & Company LLC|500
BKS|BARNES & NOBLE|DBAB|Deutsche Bank Securities Inc.|46012
BKS|BARNES & NOBLE|DBAX|Deutsche Bank Securities Inc.|420100
BKS|BARNES & NOBLE|DCHF|Dart Executions, LLC|1800
BKS|BARNES & NOBLE|DEAN|MORGAN STANLEY|5852
BKS|BARNES & NOBLE|DEGS|RONIN PROFESSIONAL LLC|10421
BKS|BARNES & NOBLE|EBXL|EBX LLC|169800
BKS|BARNES & NOBLE|ECUT|CONVERGEX EXECUTION SOLUTIONS|5647
BKS|BARNES & NOBLE|EDJO|Edward D. Jones & Co., L.P.|3239
BKS|BARNES & NOBLE|EGAM|CBOE TRADING, INC.|4570
BKS|BARNES & NOBLE|EGMT|EG MARKET TECHNOLOGIES LLC|2553
BKS|BARNES & NOBLE|EGXM|CBOE TRADING, INC.|800
BKS|BARNES & NOBLE|ELEV|ELEVATION, LLC|66901
BKS|BARNES & NOBLE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|720
BKS|BARNES & NOBLE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
BKS|BARNES & NOBLE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
BKS|BARNES & NOBLE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1548
BKS|BARNES & NOBLE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|175
BKS|BARNES & NOBLE|ETRS|E*Trade Securities LLC|508029
BKS|BARNES & NOBLE|FBSB|U.S. Bancorp Investments, Inc.|75
BKS|BARNES & NOBLE|FILL|Tradestation Securities, Inc.|2110
BKS|BARNES & NOBLE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1500
BKS|BARNES & NOBLE|FQLS|Quantlab Securities LP|24679
BKS|BARNES & NOBLE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89503
BKS|BARNES & NOBLE|FTBR|Foliofn Investments, Inc.|4167
BKS|BARNES & NOBLE|GEBB|GLOBAL EXECUTION BROKERS, LP|8342
BKS|BARNES & NOBLE|GLIS|TD Securities Inc|4000
BKS|BARNES & NOBLE|GLPX|ACS EXECUTION SERVICES, LLC|3615
BKS|BARNES & NOBLE|GSCO|GOLDMAN SACHS & CO. LLC|322760
BKS|BARNES & NOBLE|GSCS|GOLDMAN SACHS & CO. LLC|121760
BKS|BARNES & NOBLE|GSLT|GOLDMAN SACHS & CO. LLC|791
BKS|BARNES & NOBLE|GTSZ|GTS SECURITIES LLC|74553
BKS|BARNES & NOBLE|HAPX|HAP Trading, LLC|200
BKS|BARNES & NOBLE|HRBF|American Enterprise Investment Services Inc.|8045
BKS|BARNES & NOBLE|HSBC|HSBC Securities, Inc.|1700
BKS|BARNES & NOBLE|IATS|INTERACTIVE BROKERS LLC|201457
BKS|BARNES & NOBLE|IBKR|Interactive Brokers Llc|329316
BKS|BARNES & NOBLE|ICBX|INSTINET, LLC|89235
BKS|BARNES & NOBLE|IEQY|CITADEL SECURITIES LLC|7210
BKS|BARNES & NOBLE|INCA|INSTINET, LLC|62395
BKS|BARNES & NOBLE|INJX|INSTINET, LLC|3611
BKS|BARNES & NOBLE|ITGI|ITG Inc.|35382
BKS|BARNES & NOBLE|ITGP|ITG INC.|199400
BKS|BARNES & NOBLE|JANY|Janney Montgomery Scott Inc.|21195
BKS|BARNES & NOBLE|JEFF|JEFFERIES LLC|28278
BKS|BARNES & NOBLE|JMPT|JUMP TRADING, LLC|2094
BKS|BARNES & NOBLE|JONE|JonesTrading|5200
BKS|BARNES & NOBLE|JPBX|J.P. MORGAN SECURITIES LLC|37116
BKS|BARNES & NOBLE|JPMX|J.P. Morgan Securities LLC|713270
BKS|BARNES & NOBLE|JSJX|JANE STREET CAPITAL LLC|5368
BKS|BARNES & NOBLE|KCGM|VIRTU Americas LLC|65163
BKS|BARNES & NOBLE|LEHM|Barclays Capital Inc./Le|910563
BKS|BARNES & NOBLE|LIME|Lime Brokerage LLC|20873
BKS|BARNES & NOBLE|LOOP|Loop Capital Markets LLC|5745
BKS|BARNES & NOBLE|LQNA|LIQUIDNET, INC.|15700
BKS|BARNES & NOBLE|LSCI|Lek Securities Corporation|35070
BKS|BARNES & NOBLE|MAXM|Maxim Group LLC|42328
BKS|BARNES & NOBLE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|330410
BKS|BARNES & NOBLE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2100
BKS|BARNES & NOBLE|MSCO|MORGAN STANLEY & CO. LLC|372634
BKS|BARNES & NOBLE|MSPL|MORGAN STANLEY & CO. LLC|725600
BKS|BARNES & NOBLE|MSTX|MORGAN STANLEY & CO. LLC|541500
BKS|BARNES & NOBLE|NATL|National Securities Corporation|24
BKS|BARNES & NOBLE|NFSC|National Financial Services LLC|383903
BKS|BARNES & NOBLE|NITE|VIRTU Americas LLC|954414
BKS|BARNES & NOBLE|NITP|VIRTU Americas LLC|67188
BKS|BARNES & NOBLE|NQRB|Brut, LLC|213
BKS|BARNES & NOBLE|NTBF|BMO Nesbitt Burns Inc./CDS|5678
BKS|BARNES & NOBLE|OPCO|Oppenheimer & Co. Inc.|1100
BKS|BARNES & NOBLE|PDQM|CODA MARKETS, INC.|109060
BKS|BARNES & NOBLE|PHLY|NASDAQ Execution Services, LLC|8800
BKS|BARNES & NOBLE|PREC|PRECISION SECURITIES, LLC|69889
BKS|BARNES & NOBLE|PWJC|UBS Financial Services, Inc.|1700
BKS|BARNES & NOBLE|QMSR|QUATTRO M SECURITIES INC.|1044
BKS|BARNES & NOBLE|RBCM|RBC CAPITAL MARKETS, LLC|9165
BKS|BARNES & NOBLE|RGLD|Regal Securities, Inc|300
BKS|BARNES & NOBLE|SAGL|SAGETRADER, LLC|1100
BKS|BARNES & NOBLE|SBSH|Citigroup Global Markets Inc.|72940
BKS|BARNES & NOBLE|SGMT|GOLDMAN SACHS & CO. LLC|271158
BKS|BARNES & NOBLE|SPDR|SPEEDROUTE LLC|8678
BKS|BARNES & NOBLE|SPNT|SEVEN POINTS CAPITAL, LLC|94710
BKS|BARNES & NOBLE|STFL|Stifel, Nicolaus & Company, Incorporated|50
BKS|BARNES & NOBLE|STKP|STOCKPILE INVESTMENTS, INC.|442
BKS|BARNES & NOBLE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
BKS|BARNES & NOBLE|SWIM|TD Ameritrade, Inc.|93345
BKS|BARNES & NOBLE|TAGC|TELSEY ADVISORY GROUP LLC|700
BKS|BARNES & NOBLE|TKNG|ALLY INVEST SECURITIES LLC|15420
BKS|BARNES & NOBLE|TRBT|Tradebot Systems, Inc.|4817
BKS|BARNES & NOBLE|TRCM|TRC MARKETS LLC|6232
BKS|BARNES & NOBLE|UBSA|UBS SECURITIES LLC|1037285
BKS|BARNES & NOBLE|UBSS|UBS Securities LLC|458075
BKS|BARNES & NOBLE|VALX|VIRTU AMERICAS LLC|123032
BKS|BARNES & NOBLE|VGRD|Vanguard Marketing Corporation|32522
BKS|BARNES & NOBLE|WBPX|SUMMIT SECURITIES GROUP, LLC|100
BKS|BARNES & NOBLE|WCHV|WELLS FARGO SECURITIES, LLC|98064
BKS|BARNES & NOBLE|WEDB|WEDBUSH SECURITIES INC.|800
BKS|BARNES & NOBLE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30652
BKS|BARNES & NOBLE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|84149
BKS|BARNES & NOBLE|WSEA|WOLVERINE SECURITIES, LLC|16626
BKS|BARNES & NOBLE|XIST|INSTINET, LLC|3000
BKS|BARNES & NOBLE|XPQR|Jump Trading|14
BKS|BARNES & NOBLE|XSTM|NATIONAL FINANCIAL SERVICES LLC|34600
BKS|BARNES & NOBLE|YKNA|COMHAR CAPITAL MARKETS, LLC|400
BKS|BARNES & NOBLE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4040
BKSC|BANK OF SO CAR CP|ALTX|Alternet Securities Inc.|100
BKSC|BANK OF SO CAR CP|BARD|Robert W. Baird & Co. Incorporated|11
BKSC|BANK OF SO CAR CP|BATM|CBOE TRADING, INC.|28
BKSC|BANK OF SO CAR CP|BAYC|BAY CREST PARTNERS, LLC|390
BKSC|BANK OF SO CAR CP|BBNT|BB&T SECURITIES, LLC|8
BKSC|BANK OF SO CAR CP|CHAS|Charles Schwab & Co., Inc.|901
BKSC|BANK OF SO CAR CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|136
BKSC|BANK OF SO CAR CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|871
BKSC|BANK OF SO CAR CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10
BKSC|BANK OF SO CAR CP|CTDL|Citadel Derivatives Group Llc|112
BKSC|BANK OF SO CAR CP|DBAB|Deutsche Bank Securities Inc.|18
BKSC|BANK OF SO CAR CP|DBAX|Deutsche Bank Securities Inc.|100
BKSC|BANK OF SO CAR CP|EBXL|EBX LLC|100
BKSC|BANK OF SO CAR CP|EDJO|Edward D. Jones & Co., L.P.|16
BKSC|BANK OF SO CAR CP|EGAM|CBOE TRADING, INC.|100
BKSC|BANK OF SO CAR CP|ETRS|E*Trade Securities LLC|3936
BKSC|BANK OF SO CAR CP|FBCO|Credit Suisse Securities (USA) LLC|1291
BKSC|BANK OF SO CAR CP|FOMA|TD AMERITRADE CLEARING, INC.|4422
BKSC|BANK OF SO CAR CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161
BKSC|BANK OF SO CAR CP|FTBR|Foliofn Investments, Inc.|329
BKSC|BANK OF SO CAR CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1241
BKSC|BANK OF SO CAR CP|GLPX|ACS EXECUTION SERVICES, LLC|474
BKSC|BANK OF SO CAR CP|GSCO|GOLDMAN SACHS & CO. LLC|593
BKSC|BANK OF SO CAR CP|GTSZ|GTS SECURITIES LLC|21
BKSC|BANK OF SO CAR CP|HRBF|American Enterprise Investment Services Inc.|101
BKSC|BANK OF SO CAR CP|IATS|INTERACTIVE BROKERS LLC|89
BKSC|BANK OF SO CAR CP|IBKR|Interactive Brokers Llc|2763
BKSC|BANK OF SO CAR CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
BKSC|BANK OF SO CAR CP|INCA|INSTINET, LLC|13257
BKSC|BANK OF SO CAR CP|INJX|INSTINET, LLC|235
BKSC|BANK OF SO CAR CP|ITGI|ITG Inc.|104
BKSC|BANK OF SO CAR CP|JANY|Janney Montgomery Scott Inc.|1
BKSC|BANK OF SO CAR CP|JEFF|JEFFERIES LLC|2
BKSC|BANK OF SO CAR CP|JPMX|J.P. Morgan Securities LLC|650
BKSC|BANK OF SO CAR CP|KCGM|VIRTU Americas LLC|118
BKSC|BANK OF SO CAR CP|LEHM|Barclays Capital Inc./Le|380
BKSC|BANK OF SO CAR CP|LIME|Lime Brokerage LLC|7619
BKSC|BANK OF SO CAR CP|LMGP|LIME BROKERAGE LLC|1400
BKSC|BANK OF SO CAR CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BKSC|BANK OF SO CAR CP|MSCO|MORGAN STANLEY & CO. LLC|8724
BKSC|BANK OF SO CAR CP|NFSC|National Financial Services LLC|3208
BKSC|BANK OF SO CAR CP|NITE|VIRTU Americas LLC|8491
BKSC|BANK OF SO CAR CP|PDQM|CODA MARKETS, INC.|1167
BKSC|BANK OF SO CAR CP|RAJA|Raymond James & Associates, Inc.|1082
BKSC|BANK OF SO CAR CP|RBCM|RBC CAPITAL MARKETS, LLC|238
BKSC|BANK OF SO CAR CP|SALI|INTL FCSTONE FINANCIAL INC.|2
BKSC|BANK OF SO CAR CP|SBSH|Citigroup Global Markets Inc.|172
BKSC|BANK OF SO CAR CP|SGMT|GOLDMAN SACHS & CO. LLC|100
BKSC|BANK OF SO CAR CP|SPDR|SPEEDROUTE LLC|700
BKSC|BANK OF SO CAR CP|STFL|Stifel, Nicolaus & Company, Incorporated|258
BKSC|BANK OF SO CAR CP|SWIM|TD Ameritrade, Inc.|3360
BKSC|BANK OF SO CAR CP|TKNG|ALLY INVEST SECURITIES LLC|12
BKSC|BANK OF SO CAR CP|TRCM|TRC MARKETS LLC|512
BKSC|BANK OF SO CAR CP|UBSA|UBS SECURITIES LLC|1690
BKSC|BANK OF SO CAR CP|UBSS|UBS Securities LLC|6780
BKSC|BANK OF SO CAR CP|VALX|VIRTU AMERICAS LLC|124
BKSC|BANK OF SO CAR CP|VGRD|Vanguard Marketing Corporation|1519
BKSC|BANK OF SO CAR CP|WCHV|WELLS FARGO SECURITIES, LLC|5360
BKSC|BANK OF SO CAR CP|WSEA|WOLVERINE SECURITIES, LLC|71
BKSC|BANK OF SO CAR CP|YKNA|COMHAR CAPITAL MARKETS, LLC|14
BKSC|BANK OF SO CAR CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15
BKT|BLACKROCK INCOME TR|ALTX|Alternet Securities Inc.|300
BKT|BLACKROCK INCOME TR|APCC|Apex Clearing Corporation|2034
BKT|BLACKROCK INCOME TR|BANK|Primevest Financial Services, Inc.|2
BKT|BLACKROCK INCOME TR|BARD|Robert W. Baird & Co. Incorporated|6479
BKT|BLACKROCK INCOME TR|BATM|CBOE TRADING, INC.|800
BKT|BLACKROCK INCOME TR|BAYT|BTIG, LLC|100
BKT|BLACKROCK INCOME TR|BBNT|BB&T SECURITIES, LLC|9193
BKT|BLACKROCK INCOME TR|BERN|Sanford C. Bernstein & Co., LLC|47
BKT|BLACKROCK INCOME TR|CANT|Cantor Fitzgerald & Co.|780
BKT|BLACKROCK INCOME TR|CHAS|Charles Schwab & Co., Inc.|256
BKT|BLACKROCK INCOME TR|CIST|Capital Institutional Services, Inc.|514248
BKT|BLACKROCK INCOME TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132
BKT|BLACKROCK INCOME TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2600
BKT|BLACKROCK INCOME TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23379
BKT|BLACKROCK INCOME TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
BKT|BLACKROCK INCOME TR|DADA|D.A. Davidson & Co.|6
BKT|BLACKROCK INCOME TR|DBAX|Deutsche Bank Securities Inc.|9400
BKT|BLACKROCK INCOME TR|DEAN|MORGAN STANLEY|42613
BKT|BLACKROCK INCOME TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9324
BKT|BLACKROCK INCOME TR|EBXL|EBX LLC|18100
BKT|BLACKROCK INCOME TR|EDJO|Edward D. Jones & Co., L.P.|2968
BKT|BLACKROCK INCOME TR|EGAM|CBOE TRADING, INC.|500
BKT|BLACKROCK INCOME TR|EGXM|CBOE TRADING, INC.|625
BKT|BLACKROCK INCOME TR|ETBE|Electronic Transaction Clearing, Inc.|200
BKT|BLACKROCK INCOME TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BKT|BLACKROCK INCOME TR|ETRS|E*Trade Securities LLC|10638
BKT|BLACKROCK INCOME TR|FBSB|U.S. Bancorp Investments, Inc.|41
BKT|BLACKROCK INCOME TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8590
BKT|BLACKROCK INCOME TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6867
BKT|BLACKROCK INCOME TR|FTBR|Foliofn Investments, Inc.|52
BKT|BLACKROCK INCOME TR|GLPX|ACS EXECUTION SERVICES, LLC|96
BKT|BLACKROCK INCOME TR|GSCO|GOLDMAN SACHS & CO. LLC|3200
BKT|BLACKROCK INCOME TR|GSLT|GOLDMAN SACHS & CO. LLC|100
BKT|BLACKROCK INCOME TR|GTSZ|GTS SECURITIES LLC|100
BKT|BLACKROCK INCOME TR|HRBF|American Enterprise Investment Services Inc.|29194
BKT|BLACKROCK INCOME TR|IATS|INTERACTIVE BROKERS LLC|300
BKT|BLACKROCK INCOME TR|IBKR|Interactive Brokers Llc|345
BKT|BLACKROCK INCOME TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2501
BKT|BLACKROCK INCOME TR|ICBX|INSTINET, LLC|800
BKT|BLACKROCK INCOME TR|INCA|INSTINET, LLC|1504
BKT|BLACKROCK INCOME TR|ITGI|ITG Inc.|768
BKT|BLACKROCK INCOME TR|ITGP|ITG INC.|8800
BKT|BLACKROCK INCOME TR|JANY|Janney Montgomery Scott Inc.|1705
BKT|BLACKROCK INCOME TR|JMPT|JUMP TRADING, LLC|100
BKT|BLACKROCK INCOME TR|JONE|JonesTrading|4700
BKT|BLACKROCK INCOME TR|JPMX|J.P. Morgan Securities LLC|2600
BKT|BLACKROCK INCOME TR|JSJX|JANE STREET CAPITAL LLC|100
BKT|BLACKROCK INCOME TR|KCGM|VIRTU Americas LLC|5500
BKT|BLACKROCK INCOME TR|LEHM|Barclays Capital Inc./Le|4800
BKT|BLACKROCK INCOME TR|LIME|Lime Brokerage LLC|78
BKT|BLACKROCK INCOME TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1402
BKT|BLACKROCK INCOME TR|MACC|Mid Atlantic Capital Corporation|50
BKT|BLACKROCK INCOME TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
BKT|BLACKROCK INCOME TR|MSCO|MORGAN STANLEY & CO. LLC|105489
BKT|BLACKROCK INCOME TR|MSPL|MORGAN STANLEY & CO. LLC|1200
BKT|BLACKROCK INCOME TR|NATL|National Securities Corporation|115200
BKT|BLACKROCK INCOME TR|NFSC|National Financial Services LLC|112339
BKT|BLACKROCK INCOME TR|NITE|VIRTU Americas LLC|210881
BKT|BLACKROCK INCOME TR|NQRB|Brut, LLC|400
BKT|BLACKROCK INCOME TR|OPCO|Oppenheimer & Co. Inc.|6121
BKT|BLACKROCK INCOME TR|PDQM|CODA MARKETS, INC.|1192
BKT|BLACKROCK INCOME TR|PWJC|UBS Financial Services, Inc.|26768
BKT|BLACKROCK INCOME TR|RBCM|RBC CAPITAL MARKETS, LLC|32669
BKT|BLACKROCK INCOME TR|SALI|INTL FCSTONE FINANCIAL INC.|227
BKT|BLACKROCK INCOME TR|SBSH|Citigroup Global Markets Inc.|804
BKT|BLACKROCK INCOME TR|SGMT|GOLDMAN SACHS & CO. LLC|4173
BKT|BLACKROCK INCOME TR|SPDR|SPEEDROUTE LLC|135
BKT|BLACKROCK INCOME TR|STFL|Stifel, Nicolaus & Company, Incorporated|4168
BKT|BLACKROCK INCOME TR|SWIM|TD Ameritrade, Inc.|10700
BKT|BLACKROCK INCOME TR|SWST|Hilltop Securities Inc.|4380
BKT|BLACKROCK INCOME TR|TKNG|ALLY INVEST SECURITIES LLC|22
BKT|BLACKROCK INCOME TR|TRBT|Tradebot Systems, Inc.|1400
BKT|BLACKROCK INCOME TR|UBSA|UBS SECURITIES LLC|37129
BKT|BLACKROCK INCOME TR|UBSS|UBS Securities LLC|87959
BKT|BLACKROCK INCOME TR|VALX|VIRTU AMERICAS LLC|800
BKT|BLACKROCK INCOME TR|VGRD|Vanguard Marketing Corporation|30375
BKT|BLACKROCK INCOME TR|WCHV|WELLS FARGO SECURITIES, LLC|38434
BKT|BLACKROCK INCOME TR|WEDB|WEDBUSH SECURITIES INC.|3301
BKT|BLACKROCK INCOME TR|WFPB|Wells Fargo Securities, LLC.|5490
BKT|BLACKROCK INCOME TR|WSEA|WOLVERINE SECURITIES, LLC|51
BKT|BLACKROCK INCOME TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BKT|BLACKROCK INCOME TR|YKNA|COMHAR CAPITAL MARKETS, LLC|600
BKT|BLACKROCK INCOME TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19492
BKTI|BK TECHNOLOGIES, INC|BATM|CBOE TRADING, INC.|200
BKTI|BK TECHNOLOGIES, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|290
BKTI|BK TECHNOLOGIES, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1258
BKTI|BK TECHNOLOGIES, INC|DEAN|MORGAN STANLEY|1000
BKTI|BK TECHNOLOGIES, INC|EBXL|EBX LLC|1500
BKTI|BK TECHNOLOGIES, INC|FBSB|U.S. Bancorp Investments, Inc.|1
BKTI|BK TECHNOLOGIES, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10
BKTI|BK TECHNOLOGIES, INC|GSCO|GOLDMAN SACHS & CO. LLC|17
BKTI|BK TECHNOLOGIES, INC|IBKR|Interactive Brokers Llc|1000
BKTI|BK TECHNOLOGIES, INC|ICBX|INSTINET, LLC|224
BKTI|BK TECHNOLOGIES, INC|INCA|INSTINET, LLC|1138
BKTI|BK TECHNOLOGIES, INC|JEFF|JEFFERIES LLC|2400
BKTI|BK TECHNOLOGIES, INC|LEHM|Barclays Capital Inc./Le|200
BKTI|BK TECHNOLOGIES, INC|LIME|Lime Brokerage LLC|3004
BKTI|BK TECHNOLOGIES, INC|MSCO|MORGAN STANLEY & CO. LLC|2007
BKTI|BK TECHNOLOGIES, INC|NFSC|National Financial Services LLC|3329
BKTI|BK TECHNOLOGIES, INC|NITE|VIRTU Americas LLC|15977
BKTI|BK TECHNOLOGIES, INC|SBSH|Citigroup Global Markets Inc.|2996
BKTI|BK TECHNOLOGIES, INC|SGMT|GOLDMAN SACHS & CO. LLC|2
BKTI|BK TECHNOLOGIES, INC|TKNG|ALLY INVEST SECURITIES LLC|1500
BKTI|BK TECHNOLOGIES, INC|UBSA|UBS SECURITIES LLC|1790
BKTI|BK TECHNOLOGIES, INC|UBSS|UBS Securities LLC|695
BKTI|BK TECHNOLOGIES, INC|WCHV|WELLS FARGO SECURITIES, LLC|2100
BKTI|BK TECHNOLOGIES, INC|WSEA|WOLVERINE SECURITIES, LLC|2
BKTI|BK TECHNOLOGIES, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2905
BKU|BANKUNITED, INC.|ALTX|Alternet Securities Inc.|16318
BKU|BANKUNITED, INC.|APCC|Apex Clearing Corporation|140
BKU|BANKUNITED, INC.|BARD|Robert W. Baird & Co. Incorporated|785
BKU|BANKUNITED, INC.|BATM|CBOE TRADING, INC.|5871
BKU|BANKUNITED, INC.|BBNT|BB&T SECURITIES, LLC|110
BKU|BANKUNITED, INC.|BERN|Sanford C. Bernstein & Co., LLC|37284
BKU|BANKUNITED, INC.|BIDS|BIDS TRADING L.P.|200
BKU|BANKUNITED, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8070
BKU|BANKUNITED, INC.|BLKX|INSTINET, LLC|90900
BKU|BANKUNITED, INC.|BMOC|BMO Capital Markets Corp.|900
BKU|BANKUNITED, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|131951
BKU|BANKUNITED, INC.|BTIG|BTIG, LLC|1086396
BKU|BANKUNITED, INC.|BYXM|CBOE TRADING, INC.|607
BKU|BANKUNITED, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1068
BKU|BANKUNITED, INC.|CANT|Cantor Fitzgerald & Co.|793
BKU|BANKUNITED, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|64600
BKU|BANKUNITED, INC.|CHAS|Charles Schwab & Co., Inc.|1296
BKU|BANKUNITED, INC.|CICF|Canaccord Genuity Corp.|1380
BKU|BANKUNITED, INC.|CIST|Capital Institutional Services, Inc.|713
BKU|BANKUNITED, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105093
BKU|BANKUNITED, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2737
BKU|BANKUNITED, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|328985
BKU|BANKUNITED, INC.|CTDL|Citadel Derivatives Group Llc|29363
BKU|BANKUNITED, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|68566
BKU|BANKUNITED, INC.|DADA|D.A. Davidson & Co.|27
BKU|BANKUNITED, INC.|DBAB|Deutsche Bank Securities Inc.|465410
BKU|BANKUNITED, INC.|DBAX|Deutsche Bank Securities Inc.|155000
BKU|BANKUNITED, INC.|DBUL|Deutsche Bank Securities Inc.|1100
BKU|BANKUNITED, INC.|DEAN|MORGAN STANLEY|26092
BKU|BANKUNITED, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6000
BKU|BANKUNITED, INC.|EBXL|EBX LLC|141100
BKU|BANKUNITED, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2609
BKU|BANKUNITED, INC.|EDJO|Edward D. Jones & Co., L.P.|8396
BKU|BANKUNITED, INC.|EGAM|CBOE TRADING, INC.|11320
BKU|BANKUNITED, INC.|EGAW|CBOE TRADING, INC.|140
BKU|BANKUNITED, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
BKU|BANKUNITED, INC.|EGXM|CBOE TRADING, INC.|935
BKU|BANKUNITED, INC.|ETBE|Electronic Transaction Clearing, Inc.|9628
BKU|BANKUNITED, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2500
BKU|BANKUNITED, INC.|ETCC|Electronic Transaction Clearing, Inc.|270
BKU|BANKUNITED, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6601
BKU|BANKUNITED, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|484
BKU|BANKUNITED, INC.|ETRS|E*Trade Securities LLC|9156
BKU|BANKUNITED, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|976
BKU|BANKUNITED, INC.|FILL|Tradestation Securities, Inc.|2252
BKU|BANKUNITED, INC.|FINX|FINTECH SECURITIES|150
BKU|BANKUNITED, INC.|FMAF|NBCN Inc./ CDS|1245
BKU|BANKUNITED, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|213
BKU|BANKUNITED, INC.|FQLS|Quantlab Securities LP|270359
BKU|BANKUNITED, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81635
BKU|BANKUNITED, INC.|FTBR|Foliofn Investments, Inc.|2224
BKU|BANKUNITED, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2002
BKU|BANKUNITED, INC.|GLPX|ACS EXECUTION SERVICES, LLC|72820
BKU|BANKUNITED, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2573855
BKU|BANKUNITED, INC.|GSCS|GOLDMAN SACHS & CO. LLC|400
BKU|BANKUNITED, INC.|GSLT|GOLDMAN SACHS & CO. LLC|9196
BKU|BANKUNITED, INC.|GTSZ|GTS SECURITIES LLC|194300
BKU|BANKUNITED, INC.|HAPX|HAP Trading, LLC|179
BKU|BANKUNITED, INC.|HRBF|American Enterprise Investment Services Inc.|1050
BKU|BANKUNITED, INC.|HSBC|HSBC Securities, Inc.|306
BKU|BANKUNITED, INC.|IATS|INTERACTIVE BROKERS LLC|6571
BKU|BANKUNITED, INC.|IBKR|Interactive Brokers Llc|10593
BKU|BANKUNITED, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|360
BKU|BANKUNITED, INC.|ICBX|INSTINET, LLC|55800
BKU|BANKUNITED, INC.|IEQY|CITADEL SECURITIES LLC|69290
BKU|BANKUNITED, INC.|INCA|INSTINET, LLC|342083
BKU|BANKUNITED, INC.|INJX|INSTINET, LLC|13448
BKU|BANKUNITED, INC.|ITGI|ITG Inc.|126446
BKU|BANKUNITED, INC.|ITGP|ITG INC.|183600
BKU|BANKUNITED, INC.|JANY|Janney Montgomery Scott Inc.|160
BKU|BANKUNITED, INC.|JEFF|JEFFERIES LLC|105714
BKU|BANKUNITED, INC.|JMPT|JUMP TRADING, LLC|61355
BKU|BANKUNITED, INC.|JONE|JonesTrading|2020
BKU|BANKUNITED, INC.|JPBX|J.P. MORGAN SECURITIES LLC|82904
BKU|BANKUNITED, INC.|JPMX|J.P. Morgan Securities LLC|329266
BKU|BANKUNITED, INC.|JSJX|JANE STREET CAPITAL LLC|13695
BKU|BANKUNITED, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|54500
BKU|BANKUNITED, INC.|KCGM|VIRTU Americas LLC|41686
BKU|BANKUNITED, INC.|LEHM|Barclays Capital Inc./Le|564682
BKU|BANKUNITED, INC.|LIME|Lime Brokerage LLC|17928
BKU|BANKUNITED, INC.|LQNA|LIQUIDNET, INC.|82800
BKU|BANKUNITED, INC.|MACQ|Macquarie Capital (USA) Inc.|10600
BKU|BANKUNITED, INC.|MAXM|Maxim Group LLC|29808
BKU|BANKUNITED, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|184080
BKU|BANKUNITED, INC.|MOTF|MOTIF INVESTING, INC.|17
BKU|BANKUNITED, INC.|MSCO|MORGAN STANLEY & CO. LLC|1500868
BKU|BANKUNITED, INC.|MSPL|MORGAN STANLEY & CO. LLC|350600
BKU|BANKUNITED, INC.|MSTX|MORGAN STANLEY & CO. LLC|127900
BKU|BANKUNITED, INC.|MTON|MILLINGTON SECURITIES, INC.|92664
BKU|BANKUNITED, INC.|NEUB|NEUBERGER BERMAN BD LLC|476
BKU|BANKUNITED, INC.|NFSC|National Financial Services LLC|93759
BKU|BANKUNITED, INC.|NITE|VIRTU Americas LLC|254827
BKU|BANKUNITED, INC.|NITP|VIRTU Americas LLC|751
BKU|BANKUNITED, INC.|NQRB|Brut, LLC|15234
BKU|BANKUNITED, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|3008
BKU|BANKUNITED, INC.|OPCO|Oppenheimer & Co. Inc.|333
BKU|BANKUNITED, INC.|PDQM|CODA MARKETS, INC.|57923
BKU|BANKUNITED, INC.|QMSR|QUATTRO M SECURITIES INC.|15550
BKU|BANKUNITED, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3022
BKU|BANKUNITED, INC.|RGLD|Regal Securities, Inc|230
BKU|BANKUNITED, INC.|SAGL|SAGETRADER, LLC|15179
BKU|BANKUNITED, INC.|SAGW|SAGETRADER, LLC|315
BKU|BANKUNITED, INC.|SBSH|Citigroup Global Markets Inc.|94086
BKU|BANKUNITED, INC.|SGMT|GOLDMAN SACHS & CO. LLC|95205
BKU|BANKUNITED, INC.|SPDR|SPEEDROUTE LLC|9022
BKU|BANKUNITED, INC.|SPHN|Stephens Inc.|180257
BKU|BANKUNITED, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|6324
BKU|BANKUNITED, INC.|STKP|STOCKPILE INVESTMENTS, INC.|2
BKU|BANKUNITED, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3251
BKU|BANKUNITED, INC.|SWIM|TD Ameritrade, Inc.|10228
BKU|BANKUNITED, INC.|SWST|Hilltop Securities Inc.|1000
BKU|BANKUNITED, INC.|TRBT|Tradebot Systems, Inc.|169676
BKU|BANKUNITED, INC.|TRCM|TRC MARKETS LLC|103213
BKU|BANKUNITED, INC.|TWTT|TASTYWORKS, INC.|10
BKU|BANKUNITED, INC.|UBSA|UBS SECURITIES LLC|575747
BKU|BANKUNITED, INC.|UBSS|UBS Securities LLC|678214
BKU|BANKUNITED, INC.|VALX|VIRTU AMERICAS LLC|5205
BKU|BANKUNITED, INC.|VGRD|Vanguard Marketing Corporation|5316
BKU|BANKUNITED, INC.|WBLR|WILLIAM BLAIR|35
BKU|BANKUNITED, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
BKU|BANKUNITED, INC.|WCHV|WELLS FARGO SECURITIES, LLC|46111
BKU|BANKUNITED, INC.|WDNX|WEEDEN & CO.L.P.|9190
BKU|BANKUNITED, INC.|WEDB|WEDBUSH SECURITIES INC.|3612
BKU|BANKUNITED, INC.|WEED|Weeden & Co.L.P.|21476
BKU|BANKUNITED, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1849
BKU|BANKUNITED, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|714
BKU|BANKUNITED, INC.|WSEA|WOLVERINE SECURITIES, LLC|352
BKU|BANKUNITED, INC.|XIST|INSTINET, LLC|17200
BKU|BANKUNITED, INC.|XPQR|Jump Trading|3800
BKU|BANKUNITED, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|16762
BKU|BANKUNITED, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1654
BKU|BANKUNITED, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1573
BKYI|BIO-KEY INTER CM|ALTX|Alternet Securities Inc.|3664
BKYI|BIO-KEY INTER CM|APCC|Apex Clearing Corporation|38370
BKYI|BIO-KEY INTER CM|BATM|CBOE TRADING, INC.|100
BKYI|BIO-KEY INTER CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25034
BKYI|BIO-KEY INTER CM|BYXM|CBOE TRADING, INC.|400
BKYI|BIO-KEY INTER CM|CHAS|Charles Schwab & Co., Inc.|3500
BKYI|BIO-KEY INTER CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12462
BKYI|BIO-KEY INTER CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18936
BKYI|BIO-KEY INTER CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14386
BKYI|BIO-KEY INTER CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21948
BKYI|BIO-KEY INTER CM|CTDL|Citadel Derivatives Group Llc|3014
BKYI|BIO-KEY INTER CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
BKYI|BIO-KEY INTER CM|DADA|D.A. Davidson & Co.|400
BKYI|BIO-KEY INTER CM|DBAB|Deutsche Bank Securities Inc.|5099
BKYI|BIO-KEY INTER CM|DBAX|Deutsche Bank Securities Inc.|5000
BKYI|BIO-KEY INTER CM|DEAN|MORGAN STANLEY|5
BKYI|BIO-KEY INTER CM|DEGS|RONIN PROFESSIONAL LLC|15434
BKYI|BIO-KEY INTER CM|EBXL|EBX LLC|5700
BKYI|BIO-KEY INTER CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2007
BKYI|BIO-KEY INTER CM|EDJO|Edward D. Jones & Co., L.P.|1241
BKYI|BIO-KEY INTER CM|EGAM|CBOE TRADING, INC.|3590
BKYI|BIO-KEY INTER CM|EGAW|CBOE TRADING, INC.|1470
BKYI|BIO-KEY INTER CM|EGXM|CBOE TRADING, INC.|1660
BKYI|BIO-KEY INTER CM|EGXW|CBOE TRADING, INC.|5624
BKYI|BIO-KEY INTER CM|ETBE|Electronic Transaction Clearing, Inc.|100
BKYI|BIO-KEY INTER CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2400
BKYI|BIO-KEY INTER CM|ETRS|E*Trade Securities LLC|455153
BKYI|BIO-KEY INTER CM|FBCO|Credit Suisse Securities (USA) LLC|88476
BKYI|BIO-KEY INTER CM|FILL|Tradestation Securities, Inc.|3344
BKYI|BIO-KEY INTER CM|FMAF|NBCN Inc./ CDS|3000
BKYI|BIO-KEY INTER CM|FOMA|TD AMERITRADE CLEARING, INC.|489727
BKYI|BIO-KEY INTER CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|159
BKYI|BIO-KEY INTER CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1668
BKYI|BIO-KEY INTER CM|GLPX|ACS EXECUTION SERVICES, LLC|42440
BKYI|BIO-KEY INTER CM|GSCO|GOLDMAN SACHS & CO. LLC|5597
BKYI|BIO-KEY INTER CM|GSLT|GOLDMAN SACHS & CO. LLC|586
BKYI|BIO-KEY INTER CM|GTSZ|GTS SECURITIES LLC|16887
BKYI|BIO-KEY INTER CM|IATS|INTERACTIVE BROKERS LLC|35855
BKYI|BIO-KEY INTER CM|IBKR|Interactive Brokers Llc|316754
BKYI|BIO-KEY INTER CM|ICBX|INSTINET, LLC|2000
BKYI|BIO-KEY INTER CM|INCA|INSTINET, LLC|65248
BKYI|BIO-KEY INTER CM|ITGI|ITG Inc.|13349
BKYI|BIO-KEY INTER CM|ITGP|ITG INC.|3800
BKYI|BIO-KEY INTER CM|JMPT|JUMP TRADING, LLC|818
BKYI|BIO-KEY INTER CM|JPMX|J.P. Morgan Securities LLC|2700
BKYI|BIO-KEY INTER CM|KCGM|VIRTU Americas LLC|1992
BKYI|BIO-KEY INTER CM|LEHM|Barclays Capital Inc./Le|7846
BKYI|BIO-KEY INTER CM|LIME|Lime Brokerage LLC|26700
BKYI|BIO-KEY INTER CM|LSCI|Lek Securities Corporation|100
BKYI|BIO-KEY INTER CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2070
BKYI|BIO-KEY INTER CM|MICA|Spartan Securities Group, Ltd.|1000
BKYI|BIO-KEY INTER CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5506
BKYI|BIO-KEY INTER CM|MOTF|MOTIF INVESTING, INC.|10
BKYI|BIO-KEY INTER CM|MSCO|MORGAN STANLEY & CO. LLC|187168
BKYI|BIO-KEY INTER CM|MSPL|MORGAN STANLEY & CO. LLC|2700
BKYI|BIO-KEY INTER CM|NFSC|National Financial Services LLC|181822
BKYI|BIO-KEY INTER CM|NITE|VIRTU Americas LLC|539017
BKYI|BIO-KEY INTER CM|NITP|VIRTU Americas LLC|519
BKYI|BIO-KEY INTER CM|PCPT|PHILLIP CAPITAL INC.|100
BKYI|BIO-KEY INTER CM|PDQM|CODA MARKETS, INC.|56171
BKYI|BIO-KEY INTER CM|RGLD|Regal Securities, Inc|25
BKYI|BIO-KEY INTER CM|SAGL|SAGETRADER, LLC|900
BKYI|BIO-KEY INTER CM|SBSH|Citigroup Global Markets Inc.|15355
BKYI|BIO-KEY INTER CM|SGMT|GOLDMAN SACHS & CO. LLC|4215
BKYI|BIO-KEY INTER CM|SPDR|SPEEDROUTE LLC|19120
BKYI|BIO-KEY INTER CM|SPTD|MINT GLOBAL MARKETS, INC.|3100
BKYI|BIO-KEY INTER CM|SWIM|TD Ameritrade, Inc.|194327
BKYI|BIO-KEY INTER CM|SWST|Hilltop Securities Inc.|2400
BKYI|BIO-KEY INTER CM|TKNG|ALLY INVEST SECURITIES LLC|14444
BKYI|BIO-KEY INTER CM|TRCM|TRC MARKETS LLC|2543
BKYI|BIO-KEY INTER CM|UBSA|UBS SECURITIES LLC|21215
BKYI|BIO-KEY INTER CM|UBSS|UBS Securities LLC|48253
BKYI|BIO-KEY INTER CM|VGRD|Vanguard Marketing Corporation|6055
BKYI|BIO-KEY INTER CM|VSIN|Vision Financial Markets Llc|238
BKYI|BIO-KEY INTER CM|WCHV|WELLS FARGO SECURITIES, LLC|11115
BKYI|BIO-KEY INTER CM|WEDB|WEDBUSH SECURITIES INC.|4162
BKYI|BIO-KEY INTER CM|WGIF|CIBC World Markets Inc.|2102
BKYI|BIO-KEY INTER CM|WSEA|WOLVERINE SECURITIES, LLC|24599
BKYI|BIO-KEY INTER CM|YKNA|COMHAR CAPITAL MARKETS, LLC|8955
BKYI|BIO-KEY INTER CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4134
BL|BLACKLINE, INC. CM|ALTX|Alternet Securities Inc.|23358
BL|BLACKLINE, INC. CM|APCC|Apex Clearing Corporation|587
BL|BLACKLINE, INC. CM|AQUA|AQUA SECURITIES L.P.|4400
BL|BLACKLINE, INC. CM|BANK|Primevest Financial Services, Inc.|26
BL|BLACKLINE, INC. CM|BARD|Robert W. Baird & Co. Incorporated|35284
BL|BLACKLINE, INC. CM|BATM|CBOE TRADING, INC.|1970
BL|BLACKLINE, INC. CM|BAYT|BTIG, LLC|100
BL|BLACKLINE, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|57304
BL|BLACKLINE, INC. CM|BIMI|Banca IMI Securities Corp.|95
BL|BLACKLINE, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3590
BL|BLACKLINE, INC. CM|BLKX|INSTINET, LLC|37764
BL|BLACKLINE, INC. CM|BMOC|BMO Capital Markets Corp.|4943
BL|BLACKLINE, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|1839
BL|BLACKLINE, INC. CM|BTIG|BTIG, LLC|5560
BL|BLACKLINE, INC. CM|BYXM|CBOE TRADING, INC.|781
BL|BLACKLINE, INC. CM|BZYD|GOLDMAN SACHS & CO. LLC|2525
BL|BLACKLINE, INC. CM|CANT|Cantor Fitzgerald & Co.|323
BL|BLACKLINE, INC. CM|CBRA|Cobra Trading, Inc.|300
BL|BLACKLINE, INC. CM|CHAS|Charles Schwab & Co., Inc.|457
BL|BLACKLINE, INC. CM|CIST|Capital Institutional Services, Inc.|145
BL|BLACKLINE, INC. CM|CLSA|CLSA AMERICAS, LLC|30216
BL|BLACKLINE, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|193871
BL|BLACKLINE, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8740
BL|BLACKLINE, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|40
BL|BLACKLINE, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223819
BL|BLACKLINE, INC. CM|CTDL|Citadel Derivatives Group Llc|5205
BL|BLACKLINE, INC. CM|CTLR|CUTLER GROUP, LP|100
BL|BLACKLINE, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|39664
BL|BLACKLINE, INC. CM|DADA|D.A. Davidson & Co.|50
BL|BLACKLINE, INC. CM|DBAB|Deutsche Bank Securities Inc.|256764
BL|BLACKLINE, INC. CM|DBAX|Deutsche Bank Securities Inc.|236800
BL|BLACKLINE, INC. CM|DBUL|Deutsche Bank Securities Inc.|705
BL|BLACKLINE, INC. CM|DEAN|MORGAN STANLEY|13313
BL|BLACKLINE, INC. CM|DEGS|RONIN PROFESSIONAL LLC|5792
BL|BLACKLINE, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
BL|BLACKLINE, INC. CM|EBXL|EBX LLC|150400
BL|BLACKLINE, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2555
BL|BLACKLINE, INC. CM|EDJO|Edward D. Jones & Co., L.P.|682
BL|BLACKLINE, INC. CM|EGAM|CBOE TRADING, INC.|30970
BL|BLACKLINE, INC. CM|EGAW|CBOE TRADING, INC.|217
BL|BLACKLINE, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|1300
BL|BLACKLINE, INC. CM|EGXM|CBOE TRADING, INC.|3115
BL|BLACKLINE, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|29239
BL|BLACKLINE, INC. CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
BL|BLACKLINE, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41997
BL|BLACKLINE, INC. CM|ETRS|E*Trade Securities LLC|91896
BL|BLACKLINE, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|371436
BL|BLACKLINE, INC. CM|FILL|Tradestation Securities, Inc.|6144
BL|BLACKLINE, INC. CM|FINX|FINTECH SECURITIES|404
BL|BLACKLINE, INC. CM|FMAF|NBCN Inc./ CDS|1080
BL|BLACKLINE, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|133637
BL|BLACKLINE, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|123340
BL|BLACKLINE, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72251
BL|BLACKLINE, INC. CM|FTBR|Foliofn Investments, Inc.|4188
BL|BLACKLINE, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|13911
BL|BLACKLINE, INC. CM|GLIS|TD Securities Inc|235
BL|BLACKLINE, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|67267
BL|BLACKLINE, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|678684
BL|BLACKLINE, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|4
BL|BLACKLINE, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|3400
BL|BLACKLINE, INC. CM|GTSZ|GTS SECURITIES LLC|20620
BL|BLACKLINE, INC. CM|HRBF|American Enterprise Investment Services Inc.|4896
BL|BLACKLINE, INC. CM|IATS|INTERACTIVE BROKERS LLC|10580
BL|BLACKLINE, INC. CM|IBKR|Interactive Brokers Llc|92452
BL|BLACKLINE, INC. CM|ICBX|INSTINET, LLC|29977
BL|BLACKLINE, INC. CM|IEQY|CITADEL SECURITIES LLC|43859
BL|BLACKLINE, INC. CM|INCA|INSTINET, LLC|238763
BL|BLACKLINE, INC. CM|INJX|INSTINET, LLC|10186
BL|BLACKLINE, INC. CM|ITGI|ITG Inc.|70973
BL|BLACKLINE, INC. CM|ITGP|ITG INC.|71200
BL|BLACKLINE, INC. CM|JEFF|JEFFERIES LLC|63500
BL|BLACKLINE, INC. CM|JMPT|JUMP TRADING, LLC|51667
BL|BLACKLINE, INC. CM|JONE|JonesTrading|1545
BL|BLACKLINE, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|36532
BL|BLACKLINE, INC. CM|JPMX|J.P. Morgan Securities LLC|259807
BL|BLACKLINE, INC. CM|JSJX|JANE STREET CAPITAL LLC|34636
BL|BLACKLINE, INC. CM|JSSF|JMP Securities LLC|344
BL|BLACKLINE, INC. CM|KCGM|VIRTU Americas LLC|20131
BL|BLACKLINE, INC. CM|LEHM|Barclays Capital Inc./Le|432570
BL|BLACKLINE, INC. CM|LIME|Lime Brokerage LLC|111677
BL|BLACKLINE, INC. CM|LQNA|LIQUIDNET, INC.|18200
BL|BLACKLINE, INC. CM|LSCI|Lek Securities Corporation|78
BL|BLACKLINE, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BL|BLACKLINE, INC. CM|MAXM|Maxim Group LLC|3372
BL|BLACKLINE, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136054
BL|BLACKLINE, INC. CM|MOTF|MOTIF INVESTING, INC.|47
BL|BLACKLINE, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|1283165
BL|BLACKLINE, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|199300
BL|BLACKLINE, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|39500
BL|BLACKLINE, INC. CM|NFSC|National Financial Services LLC|223492
BL|BLACKLINE, INC. CM|NITE|VIRTU Americas LLC|328276
BL|BLACKLINE, INC. CM|NITP|VIRTU Americas LLC|800
BL|BLACKLINE, INC. CM|NQRB|Brut, LLC|11757
BL|BLACKLINE, INC. CM|NTRC|Northern Trust Securities, Inc.|202
BL|BLACKLINE, INC. CM|OPCO|Oppenheimer & Co. Inc.|291
BL|BLACKLINE, INC. CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1303
BL|BLACKLINE, INC. CM|PCPT|PHILLIP CAPITAL INC.|100
BL|BLACKLINE, INC. CM|PDQM|CODA MARKETS, INC.|183153
BL|BLACKLINE, INC. CM|PNSR|Penserra Securities, LLC|4195
BL|BLACKLINE, INC. CM|RAJA|Raymond James & Associates, Inc.|41362
BL|BLACKLINE, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|4777
BL|BLACKLINE, INC. CM|SAGC|SAGETRADER, LLC|300
BL|BLACKLINE, INC. CM|SAGL|SAGETRADER, LLC|30791
BL|BLACKLINE, INC. CM|SAGW|SAGETRADER, LLC|377
BL|BLACKLINE, INC. CM|SBSH|Citigroup Global Markets Inc.|67803
BL|BLACKLINE, INC. CM|SEIC|SEI Investments Distribution Co.|1400
BL|BLACKLINE, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|112572
BL|BLACKLINE, INC. CM|SPDR|SPEEDROUTE LLC|21952
BL|BLACKLINE, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|3090
BL|BLACKLINE, INC. CM|SWIM|TD Ameritrade, Inc.|36756
BL|BLACKLINE, INC. CM|SWST|Hilltop Securities Inc.|1300
BL|BLACKLINE, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|98
BL|BLACKLINE, INC. CM|TRBT|Tradebot Systems, Inc.|120280
BL|BLACKLINE, INC. CM|TRCM|TRC MARKETS LLC|76765
BL|BLACKLINE, INC. CM|TWTT|TASTYWORKS, INC.|3458
BL|BLACKLINE, INC. CM|UBSA|UBS SECURITIES LLC|333032
BL|BLACKLINE, INC. CM|UBSS|UBS Securities LLC|686727
BL|BLACKLINE, INC. CM|VALX|VIRTU AMERICAS LLC|15068
BL|BLACKLINE, INC. CM|VGRD|Vanguard Marketing Corporation|19534
BL|BLACKLINE, INC. CM|WBLR|WILLIAM BLAIR|7585
BL|BLACKLINE, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|92883
BL|BLACKLINE, INC. CM|WEDB|WEDBUSH SECURITIES INC.|552
BL|BLACKLINE, INC. CM|WEED|Weeden & Co.L.P.|812
BL|BLACKLINE, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4987
BL|BLACKLINE, INC. CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1596
BL|BLACKLINE, INC. CM|WGIF|CIBC World Markets Inc.|280
BL|BLACKLINE, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|3012
BL|BLACKLINE, INC. CM|XIST|INSTINET, LLC|5200
BL|BLACKLINE, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|94904
BL|BLACKLINE, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5613
BL|BLACKLINE, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6396
BLBD|BLUE BIRD CORP|ANOS|ABEL/NOSER, L.L.C.|191
BLBD|BLUE BIRD CORP|APCC|Apex Clearing Corporation|4
BLBD|BLUE BIRD CORP|BATM|CBOE TRADING, INC.|25
BLBD|BLUE BIRD CORP|BAYC|BAY CREST PARTNERS, LLC|50
BLBD|BLUE BIRD CORP|BERN|Sanford C. Bernstein & Co., LLC|27258
BLBD|BLUE BIRD CORP|BLKX|INSTINET, LLC|168125
BLBD|BLUE BIRD CORP|BMOC|BMO Capital Markets Corp.|2089
BLBD|BLUE BIRD CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1124
BLBD|BLUE BIRD CORP|BTIG|BTIG, LLC|277
BLBD|BLUE BIRD CORP|BZYD|GOLDMAN SACHS & CO. LLC|672
BLBD|BLUE BIRD CORP|CHAS|Charles Schwab & Co., Inc.|3000
BLBD|BLUE BIRD CORP|CHLM|Craig-Hallum Capital Group LLC|7000
BLBD|BLUE BIRD CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51533
BLBD|BLUE BIRD CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
BLBD|BLUE BIRD CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32697
BLBD|BLUE BIRD CORP|CTDL|Citadel Derivatives Group Llc|2949
BLBD|BLUE BIRD CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2100
BLBD|BLUE BIRD CORP|DBAB|Deutsche Bank Securities Inc.|69399
BLBD|BLUE BIRD CORP|DBAX|Deutsche Bank Securities Inc.|25000
BLBD|BLUE BIRD CORP|DEGS|RONIN PROFESSIONAL LLC|2956
BLBD|BLUE BIRD CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16
BLBD|BLUE BIRD CORP|EBXL|EBX LLC|7700
BLBD|BLUE BIRD CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|390
BLBD|BLUE BIRD CORP|EGAM|CBOE TRADING, INC.|1469
BLBD|BLUE BIRD CORP|ETBE|Electronic Transaction Clearing, Inc.|6233
BLBD|BLUE BIRD CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5789
BLBD|BLUE BIRD CORP|ETRS|E*Trade Securities LLC|2290
BLBD|BLUE BIRD CORP|FBCO|Credit Suisse Securities (USA) LLC|42789
BLBD|BLUE BIRD CORP|FILL|Tradestation Securities, Inc.|4261
BLBD|BLUE BIRD CORP|FMAF|NBCN Inc./ CDS|700
BLBD|BLUE BIRD CORP|FOMA|TD AMERITRADE CLEARING, INC.|12854
BLBD|BLUE BIRD CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10372
BLBD|BLUE BIRD CORP|FTBR|Foliofn Investments, Inc.|50
BLBD|BLUE BIRD CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3572
BLBD|BLUE BIRD CORP|GSCO|GOLDMAN SACHS & CO. LLC|211892
BLBD|BLUE BIRD CORP|GSCS|GOLDMAN SACHS & CO. LLC|7928
BLBD|BLUE BIRD CORP|GSLT|GOLDMAN SACHS & CO. LLC|2771
BLBD|BLUE BIRD CORP|GTSZ|GTS SECURITIES LLC|6070
BLBD|BLUE BIRD CORP|HPPX|POTAMUS TRADING, LLC|452
BLBD|BLUE BIRD CORP|IBKR|Interactive Brokers Llc|18019
BLBD|BLUE BIRD CORP|ICBX|INSTINET, LLC|5000
BLBD|BLUE BIRD CORP|IEQY|CITADEL SECURITIES LLC|4839
BLBD|BLUE BIRD CORP|INCA|INSTINET, LLC|172391
BLBD|BLUE BIRD CORP|INJX|INSTINET, LLC|26943
BLBD|BLUE BIRD CORP|ITGI|ITG Inc.|26414
BLBD|BLUE BIRD CORP|ITGP|ITG INC.|10400
BLBD|BLUE BIRD CORP|JEFF|JEFFERIES LLC|46098
BLBD|BLUE BIRD CORP|JMPT|JUMP TRADING, LLC|2018
BLBD|BLUE BIRD CORP|JPBX|J.P. MORGAN SECURITIES LLC|2000
BLBD|BLUE BIRD CORP|JPMX|J.P. Morgan Securities LLC|57556
BLBD|BLUE BIRD CORP|KCGM|VIRTU Americas LLC|11082
BLBD|BLUE BIRD CORP|LEHM|Barclays Capital Inc./Le|115929
BLBD|BLUE BIRD CORP|LIME|Lime Brokerage LLC|69139
BLBD|BLUE BIRD CORP|LMGP|LIME BROKERAGE LLC|5330
BLBD|BLUE BIRD CORP|LQNA|LIQUIDNET, INC.|82800
BLBD|BLUE BIRD CORP|MAXM|Maxim Group LLC|1108
BLBD|BLUE BIRD CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25563
BLBD|BLUE BIRD CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1890
BLBD|BLUE BIRD CORP|MSCO|MORGAN STANLEY & CO. LLC|345678
BLBD|BLUE BIRD CORP|MSPL|MORGAN STANLEY & CO. LLC|25200
BLBD|BLUE BIRD CORP|MSTX|MORGAN STANLEY & CO. LLC|9600
BLBD|BLUE BIRD CORP|NFSC|National Financial Services LLC|5619
BLBD|BLUE BIRD CORP|NITE|VIRTU Americas LLC|17493
BLBD|BLUE BIRD CORP|NITP|VIRTU Americas LLC|1400
BLBD|BLUE BIRD CORP|NQRB|Brut, LLC|100
BLBD|BLUE BIRD CORP|NTRC|Northern Trust Securities, Inc.|51
BLBD|BLUE BIRD CORP|OPCO|Oppenheimer & Co. Inc.|6
BLBD|BLUE BIRD CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|277
BLBD|BLUE BIRD CORP|PDQM|CODA MARKETS, INC.|4983
BLBD|BLUE BIRD CORP|PWJC|UBS Financial Services, Inc.|2500
BLBD|BLUE BIRD CORP|SAGW|SAGETRADER, LLC|362
BLBD|BLUE BIRD CORP|SBSH|Citigroup Global Markets Inc.|31328
BLBD|BLUE BIRD CORP|SGMT|GOLDMAN SACHS & CO. LLC|21056
BLBD|BLUE BIRD CORP|SPDR|SPEEDROUTE LLC|7700
BLBD|BLUE BIRD CORP|SPTD|MINT GLOBAL MARKETS, INC.|700
BLBD|BLUE BIRD CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
BLBD|BLUE BIRD CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1450
BLBD|BLUE BIRD CORP|SWIM|TD Ameritrade, Inc.|785
BLBD|BLUE BIRD CORP|TRBT|Tradebot Systems, Inc.|8818
BLBD|BLUE BIRD CORP|TRCM|TRC MARKETS LLC|28889
BLBD|BLUE BIRD CORP|UBSA|UBS SECURITIES LLC|113347
BLBD|BLUE BIRD CORP|UBSS|UBS Securities LLC|278723
BLBD|BLUE BIRD CORP|VALX|VIRTU AMERICAS LLC|7104
BLBD|BLUE BIRD CORP|WCHV|WELLS FARGO SECURITIES, LLC|1922
BLBD|BLUE BIRD CORP|WEED|Weeden & Co.L.P.|40154
BLBD|BLUE BIRD CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
BLBD|BLUE BIRD CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|146
BLBD|BLUE BIRD CORP|WSEA|WOLVERINE SECURITIES, LLC|2
BLBD|BLUE BIRD CORP|XIST|INSTINET, LLC|1800
BLBD|BLUE BIRD CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
BLBD|BLUE BIRD CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
BLCM|BELLICUM PHARMA COMM|AGIS|Aegis Capital Corp.|71162
BLCM|BELLICUM PHARMA COMM|ALTX|Alternet Securities Inc.|3310
BLCM|BELLICUM PHARMA COMM|APCC|Apex Clearing Corporation|5317
BLCM|BELLICUM PHARMA COMM|BARD|Robert W. Baird & Co. Incorporated|5800
BLCM|BELLICUM PHARMA COMM|BATM|CBOE TRADING, INC.|3063
BLCM|BELLICUM PHARMA COMM|BBNT|BB&T SECURITIES, LLC|8775
BLCM|BELLICUM PHARMA COMM|BERN|Sanford C. Bernstein & Co., LLC|112
BLCM|BELLICUM PHARMA COMM|BIMI|Banca IMI Securities Corp.|224513
BLCM|BELLICUM PHARMA COMM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16983
BLCM|BELLICUM PHARMA COMM|BMOC|BMO Capital Markets Corp.|5292
BLCM|BELLICUM PHARMA COMM|BNPX|BNP PARIBAS SECURITIES CORP.|19091
BLCM|BELLICUM PHARMA COMM|BTIG|BTIG, LLC|137697
BLCM|BELLICUM PHARMA COMM|BYXM|CBOE TRADING, INC.|2022
BLCM|BELLICUM PHARMA COMM|CANT|Cantor Fitzgerald & Co.|370
BLCM|BELLICUM PHARMA COMM|CHAS|Charles Schwab & Co., Inc.|57428
BLCM|BELLICUM PHARMA COMM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1756
BLCM|BELLICUM PHARMA COMM|CIST|Capital Institutional Services, Inc.|1350
BLCM|BELLICUM PHARMA COMM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34648
BLCM|BELLICUM PHARMA COMM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3531
BLCM|BELLICUM PHARMA COMM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|47256
BLCM|BELLICUM PHARMA COMM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|251226
BLCM|BELLICUM PHARMA COMM|CTDL|Citadel Derivatives Group Llc|27718
BLCM|BELLICUM PHARMA COMM|CXCX|CITIGROUP GLOBAL MARKETS INC.|22240
BLCM|BELLICUM PHARMA COMM|DBAB|Deutsche Bank Securities Inc.|378205
BLCM|BELLICUM PHARMA COMM|DBAX|Deutsche Bank Securities Inc.|137700
BLCM|BELLICUM PHARMA COMM|DBUL|Deutsche Bank Securities Inc.|2795
BLCM|BELLICUM PHARMA COMM|DEAN|MORGAN STANLEY|23800
BLCM|BELLICUM PHARMA COMM|DEGS|RONIN PROFESSIONAL LLC|51185
BLCM|BELLICUM PHARMA COMM|EBXL|EBX LLC|54800
BLCM|BELLICUM PHARMA COMM|ECUT|CONVERGEX EXECUTION SOLUTIONS|631
BLCM|BELLICUM PHARMA COMM|EDJO|Edward D. Jones & Co., L.P.|147
BLCM|BELLICUM PHARMA COMM|EGAM|CBOE TRADING, INC.|9466
BLCM|BELLICUM PHARMA COMM|EGAW|CBOE TRADING, INC.|29
BLCM|BELLICUM PHARMA COMM|EGMT|EG MARKET TECHNOLOGIES LLC|420
BLCM|BELLICUM PHARMA COMM|EGXM|CBOE TRADING, INC.|4657
BLCM|BELLICUM PHARMA COMM|ETBE|Electronic Transaction Clearing, Inc.|12086
BLCM|BELLICUM PHARMA COMM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4994
BLCM|BELLICUM PHARMA COMM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9200
BLCM|BELLICUM PHARMA COMM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8440
BLCM|BELLICUM PHARMA COMM|ETRS|E*Trade Securities LLC|1329677
BLCM|BELLICUM PHARMA COMM|FBCO|Credit Suisse Securities (USA) LLC|279498
BLCM|BELLICUM PHARMA COMM|FBSB|U.S. Bancorp Investments, Inc.|500
BLCM|BELLICUM PHARMA COMM|FILL|Tradestation Securities, Inc.|17184
BLCM|BELLICUM PHARMA COMM|FMAF|NBCN Inc./ CDS|3107
BLCM|BELLICUM PHARMA COMM|FOMA|TD AMERITRADE CLEARING, INC.|1114550
BLCM|BELLICUM PHARMA COMM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100470
BLCM|BELLICUM PHARMA COMM|FTBR|Foliofn Investments, Inc.|702
BLCM|BELLICUM PHARMA COMM|GEBB|GLOBAL EXECUTION BROKERS, LP|21193
BLCM|BELLICUM PHARMA COMM|GLPX|ACS EXECUTION SERVICES, LLC|7639
BLCM|BELLICUM PHARMA COMM|GSCO|GOLDMAN SACHS & CO. LLC|840028
BLCM|BELLICUM PHARMA COMM|GSCS|GOLDMAN SACHS & CO. LLC|49938
BLCM|BELLICUM PHARMA COMM|GSLT|GOLDMAN SACHS & CO. LLC|6321
BLCM|BELLICUM PHARMA COMM|GTSZ|GTS SECURITIES LLC|5191
BLCM|BELLICUM PHARMA COMM|HAPX|HAP Trading, LLC|100
BLCM|BELLICUM PHARMA COMM|HRBF|American Enterprise Investment Services Inc.|3516
BLCM|BELLICUM PHARMA COMM|HSBC|HSBC Securities, Inc.|1115
BLCM|BELLICUM PHARMA COMM|IATS|INTERACTIVE BROKERS LLC|34130
BLCM|BELLICUM PHARMA COMM|IBKR|Interactive Brokers Llc|279447
BLCM|BELLICUM PHARMA COMM|ICBX|INSTINET, LLC|43915
BLCM|BELLICUM PHARMA COMM|IEQY|CITADEL SECURITIES LLC|55295
BLCM|BELLICUM PHARMA COMM|INCA|INSTINET, LLC|330255
BLCM|BELLICUM PHARMA COMM|INJX|INSTINET, LLC|508591
BLCM|BELLICUM PHARMA COMM|ITGI|ITG Inc.|21391
BLCM|BELLICUM PHARMA COMM|ITGP|ITG INC.|70200
BLCM|BELLICUM PHARMA COMM|JANY|Janney Montgomery Scott Inc.|300
BLCM|BELLICUM PHARMA COMM|JEFF|JEFFERIES LLC|173293
BLCM|BELLICUM PHARMA COMM|JMPT|JUMP TRADING, LLC|69602
BLCM|BELLICUM PHARMA COMM|JPBX|J.P. MORGAN SECURITIES LLC|16887
BLCM|BELLICUM PHARMA COMM|JPMX|J.P. Morgan Securities LLC|177791
BLCM|BELLICUM PHARMA COMM|JSJX|JANE STREET CAPITAL LLC|2646
BLCM|BELLICUM PHARMA COMM|KCGM|VIRTU Americas LLC|34589
BLCM|BELLICUM PHARMA COMM|LEHM|Barclays Capital Inc./Le|848666
BLCM|BELLICUM PHARMA COMM|LIME|Lime Brokerage LLC|210528
BLCM|BELLICUM PHARMA COMM|LMGP|LIME BROKERAGE LLC|1572
BLCM|BELLICUM PHARMA COMM|LOOP|Loop Capital Markets LLC|5728
BLCM|BELLICUM PHARMA COMM|LPCM|Lampert Capital Markets Inc.|4700
BLCM|BELLICUM PHARMA COMM|LSCI|Lek Securities Corporation|500
BLCM|BELLICUM PHARMA COMM|MAXM|Maxim Group LLC|6517
BLCM|BELLICUM PHARMA COMM|MBTS|ALLY INVEST SECURITIES LLC|4843
BLCM|BELLICUM PHARMA COMM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107040
BLCM|BELLICUM PHARMA COMM|MOTF|MOTIF INVESTING, INC.|5
BLCM|BELLICUM PHARMA COMM|MSCO|MORGAN STANLEY & CO. LLC|2060702
BLCM|BELLICUM PHARMA COMM|MSPL|MORGAN STANLEY & CO. LLC|266100
BLCM|BELLICUM PHARMA COMM|MSTX|MORGAN STANLEY & CO. LLC|113100
BLCM|BELLICUM PHARMA COMM|NATL|National Securities Corporation|1100
BLCM|BELLICUM PHARMA COMM|NFSC|National Financial Services LLC|1228611
BLCM|BELLICUM PHARMA COMM|NITE|VIRTU Americas LLC|2127218
BLCM|BELLICUM PHARMA COMM|NITP|VIRTU Americas LLC|400
BLCM|BELLICUM PHARMA COMM|NQRB|Brut, LLC|25334
BLCM|BELLICUM PHARMA COMM|OPCO|Oppenheimer & Co. Inc.|8487
BLCM|BELLICUM PHARMA COMM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4283
BLCM|BELLICUM PHARMA COMM|PCPT|PHILLIP CAPITAL INC.|4600
BLCM|BELLICUM PHARMA COMM|PDQM|CODA MARKETS, INC.|11723
BLCM|BELLICUM PHARMA COMM|PHLY|NASDAQ Execution Services, LLC|400
BLCM|BELLICUM PHARMA COMM|PWJC|UBS Financial Services, Inc.|1800
BLCM|BELLICUM PHARMA COMM|RAJA|Raymond James & Associates, Inc.|40766
BLCM|BELLICUM PHARMA COMM|RBCM|RBC CAPITAL MARKETS, LLC|147712
BLCM|BELLICUM PHARMA COMM|RGLD|Regal Securities, Inc|600
BLCM|BELLICUM PHARMA COMM|SAGL|SAGETRADER, LLC|5180
BLCM|BELLICUM PHARMA COMM|SALI|INTL FCSTONE FINANCIAL INC.|1800
BLCM|BELLICUM PHARMA COMM|SBSH|Citigroup Global Markets Inc.|225437
BLCM|BELLICUM PHARMA COMM|SGMT|GOLDMAN SACHS & CO. LLC|101669
BLCM|BELLICUM PHARMA COMM|SPDR|SPEEDROUTE LLC|1050
BLCM|BELLICUM PHARMA COMM|STFL|Stifel, Nicolaus & Company, Incorporated|3550
BLCM|BELLICUM PHARMA COMM|SWIM|TD Ameritrade, Inc.|394410
BLCM|BELLICUM PHARMA COMM|SWST|Hilltop Securities Inc.|2000
BLCM|BELLICUM PHARMA COMM|TKNG|ALLY INVEST SECURITIES LLC|9464
BLCM|BELLICUM PHARMA COMM|TRBT|Tradebot Systems, Inc.|174832
BLCM|BELLICUM PHARMA COMM|TRCM|TRC MARKETS LLC|108425
BLCM|BELLICUM PHARMA COMM|TWTT|TASTYWORKS, INC.|600
BLCM|BELLICUM PHARMA COMM|UBSA|UBS SECURITIES LLC|368505
BLCM|BELLICUM PHARMA COMM|UBSS|UBS Securities LLC|1211615
BLCM|BELLICUM PHARMA COMM|VALX|VIRTU AMERICAS LLC|4242
BLCM|BELLICUM PHARMA COMM|VGRD|Vanguard Marketing Corporation|23033
BLCM|BELLICUM PHARMA COMM|WBPX|SUMMIT SECURITIES GROUP, LLC|400
BLCM|BELLICUM PHARMA COMM|WCHV|WELLS FARGO SECURITIES, LLC|282603
BLCM|BELLICUM PHARMA COMM|WEDB|WEDBUSH SECURITIES INC.|5560
BLCM|BELLICUM PHARMA COMM|WEED|Weeden & Co.L.P.|1520
BLCM|BELLICUM PHARMA COMM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3529
BLCM|BELLICUM PHARMA COMM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1000
BLCM|BELLICUM PHARMA COMM|WFPB|Wells Fargo Securities, LLC.|6222
BLCM|BELLICUM PHARMA COMM|WGIF|CIBC World Markets Inc.|591
BLCM|BELLICUM PHARMA COMM|WHOT|JUST2TRADE, INC.|1456
BLCM|BELLICUM PHARMA COMM|WORD|Worden Capital Management LLC|3997
BLCM|BELLICUM PHARMA COMM|WSEA|WOLVERINE SECURITIES, LLC|13136
BLCM|BELLICUM PHARMA COMM|XIST|INSTINET, LLC|18600
BLCM|BELLICUM PHARMA COMM|XSTM|NATIONAL FINANCIAL SERVICES LLC|66950
BLCM|BELLICUM PHARMA COMM|YKNA|COMHAR CAPITAL MARKETS, LLC|500
BLCM|BELLICUM PHARMA COMM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3898
BLCN|RTY SHR NQ NXTGN ETF|APCC|Apex Clearing Corporation|2961
BLCN|RTY SHR NQ NXTGN ETF|BANK|Primevest Financial Services, Inc.|464
BLCN|RTY SHR NQ NXTGN ETF|BARD|Robert W. Baird & Co. Incorporated|200
BLCN|RTY SHR NQ NXTGN ETF|BATM|CBOE TRADING, INC.|862
BLCN|RTY SHR NQ NXTGN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1646
BLCN|RTY SHR NQ NXTGN ETF|BYXM|CBOE TRADING, INC.|100
BLCN|RTY SHR NQ NXTGN ETF|CANT|Cantor Fitzgerald & Co.|100
BLCN|RTY SHR NQ NXTGN ETF|CHAS|Charles Schwab & Co., Inc.|515
BLCN|RTY SHR NQ NXTGN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3480
BLCN|RTY SHR NQ NXTGN ETF|CTDL|Citadel Derivatives Group Llc|16759
BLCN|RTY SHR NQ NXTGN ETF|DADA|D.A. Davidson & Co.|355
BLCN|RTY SHR NQ NXTGN ETF|DAVA|Davenport & Company LLC|100
BLCN|RTY SHR NQ NXTGN ETF|DBAX|Deutsche Bank Securities Inc.|700
BLCN|RTY SHR NQ NXTGN ETF|DEAN|MORGAN STANLEY|410
BLCN|RTY SHR NQ NXTGN ETF|DEGS|RONIN PROFESSIONAL LLC|1700
BLCN|RTY SHR NQ NXTGN ETF|EBXL|EBX LLC|4800
BLCN|RTY SHR NQ NXTGN ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|30
BLCN|RTY SHR NQ NXTGN ETF|EDJC|Edward Jones / CDS|300
BLCN|RTY SHR NQ NXTGN ETF|EDJO|Edward D. Jones & Co., L.P.|300
BLCN|RTY SHR NQ NXTGN ETF|EGXM|CBOE TRADING, INC.|50
BLCN|RTY SHR NQ NXTGN ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3
BLCN|RTY SHR NQ NXTGN ETF|ETRS|E*Trade Securities LLC|24738
BLCN|RTY SHR NQ NXTGN ETF|FBCO|Credit Suisse Securities (USA) LLC|5942
BLCN|RTY SHR NQ NXTGN ETF|FILL|Tradestation Securities, Inc.|5120
BLCN|RTY SHR NQ NXTGN ETF|FMAF|NBCN Inc./ CDS|515
BLCN|RTY SHR NQ NXTGN ETF|FOMA|TD AMERITRADE CLEARING, INC.|44278
BLCN|RTY SHR NQ NXTGN ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1366
BLCN|RTY SHR NQ NXTGN ETF|FTBR|Foliofn Investments, Inc.|492
BLCN|RTY SHR NQ NXTGN ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|3362
BLCN|RTY SHR NQ NXTGN ETF|GLPX|ACS EXECUTION SERVICES, LLC|140
BLCN|RTY SHR NQ NXTGN ETF|GSCO|GOLDMAN SACHS & CO. LLC|100
BLCN|RTY SHR NQ NXTGN ETF|GSCS|GOLDMAN SACHS & CO. LLC|216
BLCN|RTY SHR NQ NXTGN ETF|GTSZ|GTS SECURITIES LLC|2561
BLCN|RTY SHR NQ NXTGN ETF|HRBF|American Enterprise Investment Services Inc.|524
BLCN|RTY SHR NQ NXTGN ETF|HSBC|HSBC Securities, Inc.|35
BLCN|RTY SHR NQ NXTGN ETF|IATS|INTERACTIVE BROKERS LLC|1722
BLCN|RTY SHR NQ NXTGN ETF|IBKR|Interactive Brokers Llc|13749
BLCN|RTY SHR NQ NXTGN ETF|ICBX|INSTINET, LLC|3000
BLCN|RTY SHR NQ NXTGN ETF|INCA|INSTINET, LLC|750
BLCN|RTY SHR NQ NXTGN ETF|ITGP|ITG INC.|3000
BLCN|RTY SHR NQ NXTGN ETF|JANY|Janney Montgomery Scott Inc.|200
BLCN|RTY SHR NQ NXTGN ETF|JPMX|J.P. Morgan Securities LLC|1200
BLCN|RTY SHR NQ NXTGN ETF|JSJX|JANE STREET CAPITAL LLC|21593
BLCN|RTY SHR NQ NXTGN ETF|KCGM|VIRTU Americas LLC|3116
BLCN|RTY SHR NQ NXTGN ETF|LEHM|Barclays Capital Inc./Le|1600
BLCN|RTY SHR NQ NXTGN ETF|LIME|Lime Brokerage LLC|12704
BLCN|RTY SHR NQ NXTGN ETF|LSCI|Lek Securities Corporation|169
BLCN|RTY SHR NQ NXTGN ETF|MACC|Mid Atlantic Capital Corporation|1560
BLCN|RTY SHR NQ NXTGN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
BLCN|RTY SHR NQ NXTGN ETF|MOTF|MOTIF INVESTING, INC.|7
BLCN|RTY SHR NQ NXTGN ETF|MSCO|MORGAN STANLEY & CO. LLC|22650
BLCN|RTY SHR NQ NXTGN ETF|MSPL|MORGAN STANLEY & CO. LLC|900
BLCN|RTY SHR NQ NXTGN ETF|NATL|National Securities Corporation|200
BLCN|RTY SHR NQ NXTGN ETF|NFSC|National Financial Services LLC|88416
BLCN|RTY SHR NQ NXTGN ETF|NITE|VIRTU Americas LLC|97237
BLCN|RTY SHR NQ NXTGN ETF|OLDM|OLD MISSION CAPITAL, LLC|1640
BLCN|RTY SHR NQ NXTGN ETF|PCPT|PHILLIP CAPITAL INC.|145
BLCN|RTY SHR NQ NXTGN ETF|PDQM|CODA MARKETS, INC.|400
BLCN|RTY SHR NQ NXTGN ETF|PWJC|UBS Financial Services, Inc.|1400
BLCN|RTY SHR NQ NXTGN ETF|RAJA|Raymond James & Associates, Inc.|4041
BLCN|RTY SHR NQ NXTGN ETF|RBCM|RBC CAPITAL MARKETS, LLC|2930
BLCN|RTY SHR NQ NXTGN ETF|SBSH|Citigroup Global Markets Inc.|3195
BLCN|RTY SHR NQ NXTGN ETF|SGMT|GOLDMAN SACHS & CO. LLC|1241
BLCN|RTY SHR NQ NXTGN ETF|SPDR|SPEEDROUTE LLC|99
BLCN|RTY SHR NQ NXTGN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1352
BLCN|RTY SHR NQ NXTGN ETF|STKP|STOCKPILE INVESTMENTS, INC.|626
BLCN|RTY SHR NQ NXTGN ETF|SWIM|TD Ameritrade, Inc.|5460
BLCN|RTY SHR NQ NXTGN ETF|SWST|Hilltop Securities Inc.|91
BLCN|RTY SHR NQ NXTGN ETF|TKNG|ALLY INVEST SECURITIES LLC|1532
BLCN|RTY SHR NQ NXTGN ETF|TRCM|TRC MARKETS LLC|1536
BLCN|RTY SHR NQ NXTGN ETF|TWTT|TASTYWORKS, INC.|60
BLCN|RTY SHR NQ NXTGN ETF|UBSA|UBS SECURITIES LLC|13691
BLCN|RTY SHR NQ NXTGN ETF|UBSS|UBS Securities LLC|302691
BLCN|RTY SHR NQ NXTGN ETF|VALX|VIRTU AMERICAS LLC|661
BLCN|RTY SHR NQ NXTGN ETF|VGRD|Vanguard Marketing Corporation|9586
BLCN|RTY SHR NQ NXTGN ETF|WCHV|WELLS FARGO SECURITIES, LLC|7000
BLCN|RTY SHR NQ NXTGN ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1884
BLCN|RTY SHR NQ NXTGN ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6023
BLCN|RTY SHR NQ NXTGN ETF|WGIF|CIBC World Markets Inc.|1736
BLCN|RTY SHR NQ NXTGN ETF|WSEA|WOLVERINE SECURITIES, LLC|1172
BLCN|RTY SHR NQ NXTGN ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|5310
BLCN|RTY SHR NQ NXTGN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6536
BLD|TOPBUILD CORP.|ABLE|NATIXIS Securities Americas LLC|4854
BLD|TOPBUILD CORP.|ALTX|Alternet Securities Inc.|4319
BLD|TOPBUILD CORP.|ANOS|ABEL/NOSER, L.L.C.|325
BLD|TOPBUILD CORP.|APCC|Apex Clearing Corporation|39
BLD|TOPBUILD CORP.|AQUA|AQUA SECURITIES L.P.|7200
BLD|TOPBUILD CORP.|BATM|CBOE TRADING, INC.|3016
BLD|TOPBUILD CORP.|BAYT|BTIG, LLC|100
BLD|TOPBUILD CORP.|BERN|Sanford C. Bernstein & Co., LLC|177194
BLD|TOPBUILD CORP.|BGCE|BGC Financial Inc.|42868
BLD|TOPBUILD CORP.|BIDS|BIDS TRADING L.P.|100
BLD|TOPBUILD CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|64
BLD|TOPBUILD CORP.|BLKX|INSTINET, LLC|74389
BLD|TOPBUILD CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|9252
BLD|TOPBUILD CORP.|BTIG|BTIG, LLC|335
BLD|TOPBUILD CORP.|BYXM|CBOE TRADING, INC.|500
BLD|TOPBUILD CORP.|BZYD|GOLDMAN SACHS & CO. LLC|357
BLD|TOPBUILD CORP.|CANT|Cantor Fitzgerald & Co.|24283
BLD|TOPBUILD CORP.|CHAS|Charles Schwab & Co., Inc.|1702
BLD|TOPBUILD CORP.|CIST|Capital Institutional Services, Inc.|543
BLD|TOPBUILD CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63008
BLD|TOPBUILD CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7113
BLD|TOPBUILD CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|103
BLD|TOPBUILD CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|130026
BLD|TOPBUILD CORP.|CTDL|Citadel Derivatives Group Llc|4155
BLD|TOPBUILD CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|22300
BLD|TOPBUILD CORP.|DADA|D.A. Davidson & Co.|1027
BLD|TOPBUILD CORP.|DAVA|Davenport & Company LLC|50
BLD|TOPBUILD CORP.|DBAB|Deutsche Bank Securities Inc.|84134
BLD|TOPBUILD CORP.|DBAX|Deutsche Bank Securities Inc.|129600
BLD|TOPBUILD CORP.|DBUL|Deutsche Bank Securities Inc.|238
BLD|TOPBUILD CORP.|DCHF|Dart Executions, LLC|345
BLD|TOPBUILD CORP.|DEAN|MORGAN STANLEY|1468
BLD|TOPBUILD CORP.|DEGS|RONIN PROFESSIONAL LLC|301
BLD|TOPBUILD CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1737
BLD|TOPBUILD CORP.|EBXL|EBX LLC|69600
BLD|TOPBUILD CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|619
BLD|TOPBUILD CORP.|EDJO|Edward D. Jones & Co., L.P.|112
BLD|TOPBUILD CORP.|EGAM|CBOE TRADING, INC.|6176
BLD|TOPBUILD CORP.|EGXM|CBOE TRADING, INC.|656
BLD|TOPBUILD CORP.|ETBE|Electronic Transaction Clearing, Inc.|751
BLD|TOPBUILD CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17425
BLD|TOPBUILD CORP.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
BLD|TOPBUILD CORP.|ETRS|E*Trade Securities LLC|13141
BLD|TOPBUILD CORP.|FBRC|B. RILEY FBR, INC.|237
BLD|TOPBUILD CORP.|FBSB|U.S. Bancorp Investments, Inc.|111
BLD|TOPBUILD CORP.|FILL|Tradestation Securities, Inc.|261
BLD|TOPBUILD CORP.|FMAF|NBCN Inc./ CDS|6450
BLD|TOPBUILD CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2064
BLD|TOPBUILD CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37631
BLD|TOPBUILD CORP.|FTBR|Foliofn Investments, Inc.|1963
BLD|TOPBUILD CORP.|GBMT|GBM International, Inc.|500
BLD|TOPBUILD CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|300
BLD|TOPBUILD CORP.|GLPX|ACS EXECUTION SERVICES, LLC|71878
BLD|TOPBUILD CORP.|GSCO|GOLDMAN SACHS & CO. LLC|215355
BLD|TOPBUILD CORP.|GSCS|GOLDMAN SACHS & CO. LLC|1124
BLD|TOPBUILD CORP.|GSLT|GOLDMAN SACHS & CO. LLC|659
BLD|TOPBUILD CORP.|GTSZ|GTS SECURITIES LLC|29623
BLD|TOPBUILD CORP.|HITS|Height Securities, LLC|1200
BLD|TOPBUILD CORP.|HRBF|American Enterprise Investment Services Inc.|97
BLD|TOPBUILD CORP.|HSBC|HSBC Securities, Inc.|2
BLD|TOPBUILD CORP.|IATS|INTERACTIVE BROKERS LLC|2344
BLD|TOPBUILD CORP.|IBKR|Interactive Brokers Llc|2194
BLD|TOPBUILD CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|145
BLD|TOPBUILD CORP.|ICBX|INSTINET, LLC|19811
BLD|TOPBUILD CORP.|IEQY|CITADEL SECURITIES LLC|15492
BLD|TOPBUILD CORP.|INCA|INSTINET, LLC|38640
BLD|TOPBUILD CORP.|INJX|INSTINET, LLC|2013
BLD|TOPBUILD CORP.|ITGI|ITG Inc.|27702
BLD|TOPBUILD CORP.|ITGP|ITG INC.|45200
BLD|TOPBUILD CORP.|JEFF|JEFFERIES LLC|6482
BLD|TOPBUILD CORP.|JMPT|JUMP TRADING, LLC|16276
BLD|TOPBUILD CORP.|JONE|JonesTrading|3108
BLD|TOPBUILD CORP.|JPBX|J.P. MORGAN SECURITIES LLC|5608
BLD|TOPBUILD CORP.|JPMX|J.P. Morgan Securities LLC|128863
BLD|TOPBUILD CORP.|JSJX|JANE STREET CAPITAL LLC|6035
BLD|TOPBUILD CORP.|KCGM|VIRTU Americas LLC|12213
BLD|TOPBUILD CORP.|LEHM|Barclays Capital Inc./Le|109654
BLD|TOPBUILD CORP.|LIME|Lime Brokerage LLC|7318
BLD|TOPBUILD CORP.|LOOP|Loop Capital Markets LLC|597
BLD|TOPBUILD CORP.|LQNA|LIQUIDNET, INC.|96500
BLD|TOPBUILD CORP.|LQNB|LIQUIDNET, INC.|7200
BLD|TOPBUILD CORP.|LSCI|Lek Securities Corporation|3
BLD|TOPBUILD CORP.|MACQ|Macquarie Capital (USA) Inc.|1553
BLD|TOPBUILD CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46435
BLD|TOPBUILD CORP.|MSCO|MORGAN STANLEY & CO. LLC|191733
BLD|TOPBUILD CORP.|MSPL|MORGAN STANLEY & CO. LLC|117100
BLD|TOPBUILD CORP.|MSTX|MORGAN STANLEY & CO. LLC|13400
BLD|TOPBUILD CORP.|NEUB|NEUBERGER BERMAN BD LLC|66
BLD|TOPBUILD CORP.|NFSC|National Financial Services LLC|27942
BLD|TOPBUILD CORP.|NITE|VIRTU Americas LLC|77785
BLD|TOPBUILD CORP.|NMRA|Nomura Securities International, Inc.|100
BLD|TOPBUILD CORP.|NQRB|Brut, LLC|1755
BLD|TOPBUILD CORP.|NTRC|Northern Trust Securities, Inc.|1244
BLD|TOPBUILD CORP.|ONEL|O'NEIL SECURITIES, INCORPORATED|13567
BLD|TOPBUILD CORP.|OPCO|Oppenheimer & Co. Inc.|128
BLD|TOPBUILD CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|210
BLD|TOPBUILD CORP.|PDQM|CODA MARKETS, INC.|74112
BLD|TOPBUILD CORP.|PHLY|NASDAQ Execution Services, LLC|200
BLD|TOPBUILD CORP.|PIPR|Piper Jaffray & Co.|2376
BLD|TOPBUILD CORP.|PWJC|UBS Financial Services, Inc.|271
BLD|TOPBUILD CORP.|RBCM|RBC CAPITAL MARKETS, LLC|830
BLD|TOPBUILD CORP.|RHCO|Suntrust Robinson Humphrey, Inc.|4934
BLD|TOPBUILD CORP.|RHOX|XR Securities LLC|5511
BLD|TOPBUILD CORP.|RILY|B. RILEY FBR, INC.|162
BLD|TOPBUILD CORP.|SAGL|SAGETRADER, LLC|440
BLD|TOPBUILD CORP.|SAGW|SAGETRADER, LLC|101
BLD|TOPBUILD CORP.|SBSH|Citigroup Global Markets Inc.|42729
BLD|TOPBUILD CORP.|SGMT|GOLDMAN SACHS & CO. LLC|41341
BLD|TOPBUILD CORP.|SIBO|Prime Executions, Inc.|14248
BLD|TOPBUILD CORP.|SPDR|SPEEDROUTE LLC|4549
BLD|TOPBUILD CORP.|SPHN|Stephens Inc.|12
BLD|TOPBUILD CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|71
BLD|TOPBUILD CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2134
BLD|TOPBUILD CORP.|SWIM|TD Ameritrade, Inc.|6226
BLD|TOPBUILD CORP.|SWST|Hilltop Securities Inc.|3
BLD|TOPBUILD CORP.|TKNG|ALLY INVEST SECURITIES LLC|396
BLD|TOPBUILD CORP.|TRBT|Tradebot Systems, Inc.|18510
BLD|TOPBUILD CORP.|TRCM|TRC MARKETS LLC|21736
BLD|TOPBUILD CORP.|UBSA|UBS SECURITIES LLC|227288
BLD|TOPBUILD CORP.|UBSS|UBS Securities LLC|245146
BLD|TOPBUILD CORP.|VALX|VIRTU AMERICAS LLC|5569
BLD|TOPBUILD CORP.|VGRD|Vanguard Marketing Corporation|1641
BLD|TOPBUILD CORP.|WABR|Wall Street Access|400
BLD|TOPBUILD CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|82
BLD|TOPBUILD CORP.|WCHV|WELLS FARGO SECURITIES, LLC|18429
BLD|TOPBUILD CORP.|WEDB|WEDBUSH SECURITIES INC.|205
BLD|TOPBUILD CORP.|WEED|Weeden & Co.L.P.|3133
BLD|TOPBUILD CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|57
BLD|TOPBUILD CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2096
BLD|TOPBUILD CORP.|WGIF|CIBC World Markets Inc.|3
BLD|TOPBUILD CORP.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|140
BLD|TOPBUILD CORP.|WSEA|WOLVERINE SECURITIES, LLC|915
BLD|TOPBUILD CORP.|XIST|INSTINET, LLC|6800
BLD|TOPBUILD CORP.|XPQR|Jump Trading|1444
BLD|TOPBUILD CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
BLD|TOPBUILD CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|11548
BLD|TOPBUILD CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3454
BLDP|BALLARD POWER SYS|AGIS|Aegis Capital Corp.|7200
BLDP|BALLARD POWER SYS|ALTX|Alternet Securities Inc.|900
BLDP|BALLARD POWER SYS|APCC|Apex Clearing Corporation|17193
BLDP|BALLARD POWER SYS|BANK|Primevest Financial Services, Inc.|125
BLDP|BALLARD POWER SYS|BARD|Robert W. Baird & Co. Incorporated|100
BLDP|BALLARD POWER SYS|BATM|CBOE TRADING, INC.|249
BLDP|BALLARD POWER SYS|BAYC|BAY CREST PARTNERS, LLC|15200
BLDP|BALLARD POWER SYS|BERN|Sanford C. Bernstein & Co., LLC|58636
BLDP|BALLARD POWER SYS|BIMI|Banca IMI Securities Corp.|5500
BLDP|BALLARD POWER SYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44888
BLDP|BALLARD POWER SYS|BYXM|CBOE TRADING, INC.|100
BLDP|BALLARD POWER SYS|BZYD|GOLDMAN SACHS & CO. LLC|5600
BLDP|BALLARD POWER SYS|CANT|Cantor Fitzgerald & Co.|88
BLDP|BALLARD POWER SYS|CHAS|Charles Schwab & Co., Inc.|7196
BLDP|BALLARD POWER SYS|CHLM|Craig-Hallum Capital Group LLC|13900
BLDP|BALLARD POWER SYS|CIST|Capital Institutional Services, Inc.|1891
BLDP|BALLARD POWER SYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15900
BLDP|BALLARD POWER SYS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
BLDP|BALLARD POWER SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|209013
BLDP|BALLARD POWER SYS|CTDE|CHOICETRADE|200
BLDP|BALLARD POWER SYS|CTDL|Citadel Derivatives Group Llc|45684
BLDP|BALLARD POWER SYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|42042
BLDP|BALLARD POWER SYS|DADA|D.A. Davidson & Co.|1817
BLDP|BALLARD POWER SYS|DAWA|Daiwa Capital Markets America Inc.|450
BLDP|BALLARD POWER SYS|DBAB|Deutsche Bank Securities Inc.|213863
BLDP|BALLARD POWER SYS|DBAX|Deutsche Bank Securities Inc.|239500
BLDP|BALLARD POWER SYS|DEAN|MORGAN STANLEY|1900
BLDP|BALLARD POWER SYS|DEGS|RONIN PROFESSIONAL LLC|39141
BLDP|BALLARD POWER SYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17300
BLDP|BALLARD POWER SYS|EBXL|EBX LLC|99700
BLDP|BALLARD POWER SYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
BLDP|BALLARD POWER SYS|EDJO|Edward D. Jones & Co., L.P.|5514
BLDP|BALLARD POWER SYS|EGAM|CBOE TRADING, INC.|8693
BLDP|BALLARD POWER SYS|EGMT|EG MARKET TECHNOLOGIES LLC|100
BLDP|BALLARD POWER SYS|EGXM|CBOE TRADING, INC.|25520
BLDP|BALLARD POWER SYS|ETBE|Electronic Transaction Clearing, Inc.|24011
BLDP|BALLARD POWER SYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7642
BLDP|BALLARD POWER SYS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4000
BLDP|BALLARD POWER SYS|ETRS|E*Trade Securities LLC|650639
BLDP|BALLARD POWER SYS|FBCO|Credit Suisse Securities (USA) LLC|249368
BLDP|BALLARD POWER SYS|FILL|Tradestation Securities, Inc.|18270
BLDP|BALLARD POWER SYS|FMAF|NBCN Inc./ CDS|157113
BLDP|BALLARD POWER SYS|FOMA|TD AMERITRADE CLEARING, INC.|1375475
BLDP|BALLARD POWER SYS|FQLS|Quantlab Securities LP|45767
BLDP|BALLARD POWER SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6973
BLDP|BALLARD POWER SYS|FTBR|Foliofn Investments, Inc.|4424
BLDP|BALLARD POWER SYS|GEBB|GLOBAL EXECUTION BROKERS, LP|20695
BLDP|BALLARD POWER SYS|GLPX|ACS EXECUTION SERVICES, LLC|1079
BLDP|BALLARD POWER SYS|GSCO|GOLDMAN SACHS & CO. LLC|463786
BLDP|BALLARD POWER SYS|GSCS|GOLDMAN SACHS & CO. LLC|2800
BLDP|BALLARD POWER SYS|GSLT|GOLDMAN SACHS & CO. LLC|19385
BLDP|BALLARD POWER SYS|GTSZ|GTS SECURITIES LLC|42816
BLDP|BALLARD POWER SYS|HRBF|American Enterprise Investment Services Inc.|5024
BLDP|BALLARD POWER SYS|HSBC|HSBC Securities, Inc.|80460
BLDP|BALLARD POWER SYS|IATS|INTERACTIVE BROKERS LLC|104222
BLDP|BALLARD POWER SYS|IBKR|Interactive Brokers Llc|528036
BLDP|BALLARD POWER SYS|ICBX|INSTINET, LLC|172968
BLDP|BALLARD POWER SYS|INCA|INSTINET, LLC|113156
BLDP|BALLARD POWER SYS|INJX|INSTINET, LLC|9500
BLDP|BALLARD POWER SYS|ITGI|ITG Inc.|65882
BLDP|BALLARD POWER SYS|ITGP|ITG INC.|53000
BLDP|BALLARD POWER SYS|JEFF|JEFFERIES LLC|13909
BLDP|BALLARD POWER SYS|JMPT|JUMP TRADING, LLC|29945
BLDP|BALLARD POWER SYS|JPMX|J.P. Morgan Securities LLC|103946
BLDP|BALLARD POWER SYS|JSJX|JANE STREET CAPITAL LLC|3988
BLDP|BALLARD POWER SYS|KCGM|VIRTU Americas LLC|67653
BLDP|BALLARD POWER SYS|LEHM|Barclays Capital Inc./Le|382245
BLDP|BALLARD POWER SYS|LIME|Lime Brokerage LLC|71566
BLDP|BALLARD POWER SYS|LSCI|Lek Securities Corporation|290
BLDP|BALLARD POWER SYS|MBTS|ALLY INVEST SECURITIES LLC|658806
BLDP|BALLARD POWER SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|145652
BLDP|BALLARD POWER SYS|MOTF|MOTIF INVESTING, INC.|14
BLDP|BALLARD POWER SYS|MSCO|MORGAN STANLEY & CO. LLC|861152
BLDP|BALLARD POWER SYS|MSPL|MORGAN STANLEY & CO. LLC|365000
BLDP|BALLARD POWER SYS|MSTX|MORGAN STANLEY & CO. LLC|44000
BLDP|BALLARD POWER SYS|NFSC|National Financial Services LLC|717795
BLDP|BALLARD POWER SYS|NITE|VIRTU Americas LLC|2387731
BLDP|BALLARD POWER SYS|NITP|VIRTU Americas LLC|56327
BLDP|BALLARD POWER SYS|NQRB|Brut, LLC|4063
BLDP|BALLARD POWER SYS|NTFN|Network 1 Financial Securities Inc.|617
BLDP|BALLARD POWER SYS|OPCO|Oppenheimer & Co. Inc.|4643
BLDP|BALLARD POWER SYS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
BLDP|BALLARD POWER SYS|PCPT|PHILLIP CAPITAL INC.|11462
BLDP|BALLARD POWER SYS|PDQM|CODA MARKETS, INC.|4004
BLDP|BALLARD POWER SYS|PWJC|UBS Financial Services, Inc.|3830
BLDP|BALLARD POWER SYS|RAJA|Raymond James & Associates, Inc.|31920
BLDP|BALLARD POWER SYS|RBCM|RBC CAPITAL MARKETS, LLC|500
BLDP|BALLARD POWER SYS|SBSH|Citigroup Global Markets Inc.|135958
BLDP|BALLARD POWER SYS|SGMT|GOLDMAN SACHS & CO. LLC|121363
BLDP|BALLARD POWER SYS|SOGO|Wang Investment Associates, Inc.|1000
BLDP|BALLARD POWER SYS|SPDR|SPEEDROUTE LLC|8130
BLDP|BALLARD POWER SYS|STFL|Stifel, Nicolaus & Company, Incorporated|3604
BLDP|BALLARD POWER SYS|SWIM|TD Ameritrade, Inc.|258989
BLDP|BALLARD POWER SYS|SWST|Hilltop Securities Inc.|4600
BLDP|BALLARD POWER SYS|TKNG|ALLY INVEST SECURITIES LLC|55862
BLDP|BALLARD POWER SYS|TRCM|TRC MARKETS LLC|21084
BLDP|BALLARD POWER SYS|TWTT|TASTYWORKS, INC.|2600
BLDP|BALLARD POWER SYS|UBSA|UBS SECURITIES LLC|371413
BLDP|BALLARD POWER SYS|UBSS|UBS Securities LLC|616378
BLDP|BALLARD POWER SYS|VALX|VIRTU AMERICAS LLC|73071
BLDP|BALLARD POWER SYS|VGRD|Vanguard Marketing Corporation|55713
BLDP|BALLARD POWER SYS|WCHV|WELLS FARGO SECURITIES, LLC|38638
BLDP|BALLARD POWER SYS|WEDB|WEDBUSH SECURITIES INC.|6140
BLDP|BALLARD POWER SYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|57167
BLDP|BALLARD POWER SYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10238
BLDP|BALLARD POWER SYS|WSEA|WOLVERINE SECURITIES, LLC|238853
BLDP|BALLARD POWER SYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
BLDP|BALLARD POWER SYS|YKNA|COMHAR CAPITAL MARKETS, LLC|1975
BLDP|BALLARD POWER SYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3750
BLDR|BUILDERS FIRSTSOURCE|AGIS|Aegis Capital Corp.|200
BLDR|BUILDERS FIRSTSOURCE|ALTX|Alternet Securities Inc.|6063
BLDR|BUILDERS FIRSTSOURCE|ANDG|Andrew Garrett Inc.|23500
BLDR|BUILDERS FIRSTSOURCE|APCC|Apex Clearing Corporation|58
BLDR|BUILDERS FIRSTSOURCE|BARD|Robert W. Baird & Co. Incorporated|131
BLDR|BUILDERS FIRSTSOURCE|BATM|CBOE TRADING, INC.|1571
BLDR|BUILDERS FIRSTSOURCE|BAYC|BAY CREST PARTNERS, LLC|520
BLDR|BUILDERS FIRSTSOURCE|BBNT|BB&T SECURITIES, LLC|900
BLDR|BUILDERS FIRSTSOURCE|BERN|Sanford C. Bernstein & Co., LLC|39182
BLDR|BUILDERS FIRSTSOURCE|BKCM|BNY Mellon Capital Markets LLC|200
BLDR|BUILDERS FIRSTSOURCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5221
BLDR|BUILDERS FIRSTSOURCE|BMOC|BMO Capital Markets Corp.|17826
BLDR|BUILDERS FIRSTSOURCE|BNCH|The Benchmark Company, LLC|13307
BLDR|BUILDERS FIRSTSOURCE|BNPX|BNP PARIBAS SECURITIES CORP.|6741
BLDR|BUILDERS FIRSTSOURCE|BTIG|BTIG, LLC|16928
BLDR|BUILDERS FIRSTSOURCE|BYXM|CBOE TRADING, INC.|501
BLDR|BUILDERS FIRSTSOURCE|BZYD|GOLDMAN SACHS & CO. LLC|2357
BLDR|BUILDERS FIRSTSOURCE|CANT|Cantor Fitzgerald & Co.|4035
BLDR|BUILDERS FIRSTSOURCE|CBLC|CITIGROUP GLOBAL MARKETS INC.|52218
BLDR|BUILDERS FIRSTSOURCE|CHAS|Charles Schwab & Co., Inc.|2295
BLDR|BUILDERS FIRSTSOURCE|CICF|Canaccord Genuity Corp.|1772
BLDR|BUILDERS FIRSTSOURCE|CIST|Capital Institutional Services, Inc.|2815
BLDR|BUILDERS FIRSTSOURCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|178301
BLDR|BUILDERS FIRSTSOURCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|399844
BLDR|BUILDERS FIRSTSOURCE|CTDL|Citadel Derivatives Group Llc|18058
BLDR|BUILDERS FIRSTSOURCE|CTLR|CUTLER GROUP, LP|200
BLDR|BUILDERS FIRSTSOURCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|108156
BLDR|BUILDERS FIRSTSOURCE|DAVA|Davenport & Company LLC|50607
BLDR|BUILDERS FIRSTSOURCE|DBAB|Deutsche Bank Securities Inc.|610085
BLDR|BUILDERS FIRSTSOURCE|DBAX|Deutsche Bank Securities Inc.|282600
BLDR|BUILDERS FIRSTSOURCE|DBUL|Deutsche Bank Securities Inc.|1530
BLDR|BUILDERS FIRSTSOURCE|DCHF|Dart Executions, LLC|710
BLDR|BUILDERS FIRSTSOURCE|DEAN|MORGAN STANLEY|4947
BLDR|BUILDERS FIRSTSOURCE|DEGS|RONIN PROFESSIONAL LLC|3464
BLDR|BUILDERS FIRSTSOURCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12897
BLDR|BUILDERS FIRSTSOURCE|EBXL|EBX LLC|146100
BLDR|BUILDERS FIRSTSOURCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|17861
BLDR|BUILDERS FIRSTSOURCE|EDJO|Edward D. Jones & Co., L.P.|3689
BLDR|BUILDERS FIRSTSOURCE|EGAM|CBOE TRADING, INC.|5674
BLDR|BUILDERS FIRSTSOURCE|EGMT|EG MARKET TECHNOLOGIES LLC|100
BLDR|BUILDERS FIRSTSOURCE|EGXM|CBOE TRADING, INC.|1756
BLDR|BUILDERS FIRSTSOURCE|ETBE|Electronic Transaction Clearing, Inc.|16385
BLDR|BUILDERS FIRSTSOURCE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16010
BLDR|BUILDERS FIRSTSOURCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4393
BLDR|BUILDERS FIRSTSOURCE|ETRS|E*Trade Securities LLC|96963
BLDR|BUILDERS FIRSTSOURCE|FBCO|Credit Suisse Securities (USA) LLC|623181
BLDR|BUILDERS FIRSTSOURCE|FILL|Tradestation Securities, Inc.|5733
BLDR|BUILDERS FIRSTSOURCE|FMAF|NBCN Inc./ CDS|100
BLDR|BUILDERS FIRSTSOURCE|FOMA|TD AMERITRADE CLEARING, INC.|203969
BLDR|BUILDERS FIRSTSOURCE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3820
BLDR|BUILDERS FIRSTSOURCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136653
BLDR|BUILDERS FIRSTSOURCE|FTBR|Foliofn Investments, Inc.|13274
BLDR|BUILDERS FIRSTSOURCE|GEBB|GLOBAL EXECUTION BROKERS, LP|80522
BLDR|BUILDERS FIRSTSOURCE|GLPX|ACS EXECUTION SERVICES, LLC|8691
BLDR|BUILDERS FIRSTSOURCE|GSCO|GOLDMAN SACHS & CO. LLC|964381
BLDR|BUILDERS FIRSTSOURCE|GSCS|GOLDMAN SACHS & CO. LLC|35978
BLDR|BUILDERS FIRSTSOURCE|GSLT|GOLDMAN SACHS & CO. LLC|5752
BLDR|BUILDERS FIRSTSOURCE|GTSZ|GTS SECURITIES LLC|122709
BLDR|BUILDERS FIRSTSOURCE|HAPX|HAP Trading, LLC|100
BLDR|BUILDERS FIRSTSOURCE|HPPX|POTAMUS TRADING, LLC|1645
BLDR|BUILDERS FIRSTSOURCE|HRBF|American Enterprise Investment Services Inc.|1721
BLDR|BUILDERS FIRSTSOURCE|HSBC|HSBC Securities, Inc.|3020
BLDR|BUILDERS FIRSTSOURCE|IATS|INTERACTIVE BROKERS LLC|13057
BLDR|BUILDERS FIRSTSOURCE|IBKR|Interactive Brokers Llc|128679
BLDR|BUILDERS FIRSTSOURCE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
BLDR|BUILDERS FIRSTSOURCE|ICBX|INSTINET, LLC|31104
BLDR|BUILDERS FIRSTSOURCE|IEQY|CITADEL SECURITIES LLC|96030
BLDR|BUILDERS FIRSTSOURCE|INCA|INSTINET, LLC|372204
BLDR|BUILDERS FIRSTSOURCE|INJX|INSTINET, LLC|13243
BLDR|BUILDERS FIRSTSOURCE|ITGI|ITG Inc.|26595
BLDR|BUILDERS FIRSTSOURCE|ITGP|ITG INC.|94400
BLDR|BUILDERS FIRSTSOURCE|JANY|Janney Montgomery Scott Inc.|33361
BLDR|BUILDERS FIRSTSOURCE|JEFF|JEFFERIES LLC|92525
BLDR|BUILDERS FIRSTSOURCE|JMPT|JUMP TRADING, LLC|102066
BLDR|BUILDERS FIRSTSOURCE|JONE|JonesTrading|4697
BLDR|BUILDERS FIRSTSOURCE|JPBX|J.P. MORGAN SECURITIES LLC|77274
BLDR|BUILDERS FIRSTSOURCE|JPMX|J.P. Morgan Securities LLC|608176
BLDR|BUILDERS FIRSTSOURCE|JSJX|JANE STREET CAPITAL LLC|44684
BLDR|BUILDERS FIRSTSOURCE|KCGM|VIRTU Americas LLC|31268
BLDR|BUILDERS FIRSTSOURCE|LEHM|Barclays Capital Inc./Le|838585
BLDR|BUILDERS FIRSTSOURCE|LIME|Lime Brokerage LLC|319240
BLDR|BUILDERS FIRSTSOURCE|LIWE|LIME BROKERAGE LLC|3047
BLDR|BUILDERS FIRSTSOURCE|LOOP|Loop Capital Markets LLC|5571
BLDR|BUILDERS FIRSTSOURCE|LQNA|LIQUIDNET, INC.|27000
BLDR|BUILDERS FIRSTSOURCE|LSCI|Lek Securities Corporation|566
BLDR|BUILDERS FIRSTSOURCE|MAXM|Maxim Group LLC|13688
BLDR|BUILDERS FIRSTSOURCE|MKMP|MKM Partners LLC|100
BLDR|BUILDERS FIRSTSOURCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|236004
BLDR|BUILDERS FIRSTSOURCE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
BLDR|BUILDERS FIRSTSOURCE|MOTF|MOTIF INVESTING, INC.|43
BLDR|BUILDERS FIRSTSOURCE|MRBA|IBN FINANCIAL SERVICES, INC.|550
BLDR|BUILDERS FIRSTSOURCE|MSCO|MORGAN STANLEY & CO. LLC|2531300
BLDR|BUILDERS FIRSTSOURCE|MSPL|MORGAN STANLEY & CO. LLC|494800
BLDR|BUILDERS FIRSTSOURCE|MSTX|MORGAN STANLEY & CO. LLC|365900
BLDR|BUILDERS FIRSTSOURCE|MZHO|Mizuho Securities USA LLC|100000
BLDR|BUILDERS FIRSTSOURCE|NATL|National Securities Corporation|1900
BLDR|BUILDERS FIRSTSOURCE|NFSC|National Financial Services LLC|158108
BLDR|BUILDERS FIRSTSOURCE|NITE|VIRTU Americas LLC|488701
BLDR|BUILDERS FIRSTSOURCE|NITP|VIRTU Americas LLC|1200
BLDR|BUILDERS FIRSTSOURCE|NQRB|Brut, LLC|10487
BLDR|BUILDERS FIRSTSOURCE|NTRC|Northern Trust Securities, Inc.|3226
BLDR|BUILDERS FIRSTSOURCE|OPCO|Oppenheimer & Co. Inc.|12290
BLDR|BUILDERS FIRSTSOURCE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
BLDR|BUILDERS FIRSTSOURCE|PDQM|CODA MARKETS, INC.|73149
BLDR|BUILDERS FIRSTSOURCE|RAJA|Raymond James & Associates, Inc.|22340
BLDR|BUILDERS FIRSTSOURCE|RBCM|RBC CAPITAL MARKETS, LLC|20596
BLDR|BUILDERS FIRSTSOURCE|RHCO|Suntrust Robinson Humphrey, Inc.|41837
BLDR|BUILDERS FIRSTSOURCE|RILY|B. RILEY FBR, INC.|200
BLDR|BUILDERS FIRSTSOURCE|ROBT|Robotti & Company, LLC|5378
BLDR|BUILDERS FIRSTSOURCE|SAGL|SAGETRADER, LLC|1600
BLDR|BUILDERS FIRSTSOURCE|SAGW|SAGETRADER, LLC|65
BLDR|BUILDERS FIRSTSOURCE|SBSH|Citigroup Global Markets Inc.|283184
BLDR|BUILDERS FIRSTSOURCE|SGMT|GOLDMAN SACHS & CO. LLC|142291
BLDR|BUILDERS FIRSTSOURCE|SPDR|SPEEDROUTE LLC|9747
BLDR|BUILDERS FIRSTSOURCE|SPHN|Stephens Inc.|800
BLDR|BUILDERS FIRSTSOURCE|STFL|Stifel, Nicolaus & Company, Incorporated|37617
BLDR|BUILDERS FIRSTSOURCE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|50
BLDR|BUILDERS FIRSTSOURCE|SWIM|TD Ameritrade, Inc.|32330
BLDR|BUILDERS FIRSTSOURCE|SWST|Hilltop Securities Inc.|1109
BLDR|BUILDERS FIRSTSOURCE|TAGC|TELSEY ADVISORY GROUP LLC|34070
BLDR|BUILDERS FIRSTSOURCE|TKNG|ALLY INVEST SECURITIES LLC|1299
BLDR|BUILDERS FIRSTSOURCE|TRBT|Tradebot Systems, Inc.|346716
BLDR|BUILDERS FIRSTSOURCE|TRCM|TRC MARKETS LLC|116017
BLDR|BUILDERS FIRSTSOURCE|UBSA|UBS SECURITIES LLC|644335
BLDR|BUILDERS FIRSTSOURCE|UBSS|UBS Securities LLC|1278742
BLDR|BUILDERS FIRSTSOURCE|VALX|VIRTU AMERICAS LLC|9728
BLDR|BUILDERS FIRSTSOURCE|VGRD|Vanguard Marketing Corporation|14278
BLDR|BUILDERS FIRSTSOURCE|VNDS|VANDHAM SECURITIES CORP|900
BLDR|BUILDERS FIRSTSOURCE|WCHV|WELLS FARGO SECURITIES, LLC|227574
BLDR|BUILDERS FIRSTSOURCE|WEDB|WEDBUSH SECURITIES INC.|5150
BLDR|BUILDERS FIRSTSOURCE|WEED|Weeden & Co.L.P.|7881
BLDR|BUILDERS FIRSTSOURCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6279
BLDR|BUILDERS FIRSTSOURCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7385
BLDR|BUILDERS FIRSTSOURCE|WGIF|CIBC World Markets Inc.|900
BLDR|BUILDERS FIRSTSOURCE|WSEA|WOLVERINE SECURITIES, LLC|2919
BLDR|BUILDERS FIRSTSOURCE|XIST|INSTINET, LLC|46076
BLDR|BUILDERS FIRSTSOURCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|16152
BLDR|BUILDERS FIRSTSOURCE|YKNA|COMHAR CAPITAL MARKETS, LLC|237
BLDR|BUILDERS FIRSTSOURCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7521
BLE|BLACKROCK MUN INC II|AGIS|Aegis Capital Corp.|283
BLE|BLACKROCK MUN INC II|APCC|Apex Clearing Corporation|3
BLE|BLACKROCK MUN INC II|BARD|Robert W. Baird & Co. Incorporated|2
BLE|BLACKROCK MUN INC II|BTIG|BTIG, LLC|74
BLE|BLACKROCK MUN INC II|CHAS|Charles Schwab & Co., Inc.|3
BLE|BLACKROCK MUN INC II|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
BLE|BLACKROCK MUN INC II|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BLE|BLACKROCK MUN INC II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
BLE|BLACKROCK MUN INC II|CTDL|Citadel Derivatives Group Llc|200
BLE|BLACKROCK MUN INC II|DBAX|Deutsche Bank Securities Inc.|5700
BLE|BLACKROCK MUN INC II|DEAN|MORGAN STANLEY|5204
BLE|BLACKROCK MUN INC II|DEGS|RONIN PROFESSIONAL LLC|300
BLE|BLACKROCK MUN INC II|EBXL|EBX LLC|300
BLE|BLACKROCK MUN INC II|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
BLE|BLACKROCK MUN INC II|EDJO|Edward D. Jones & Co., L.P.|2696
BLE|BLACKROCK MUN INC II|EGAM|CBOE TRADING, INC.|400
BLE|BLACKROCK MUN INC II|ETRS|E*Trade Securities LLC|13846
BLE|BLACKROCK MUN INC II|FBSB|U.S. Bancorp Investments, Inc.|200
BLE|BLACKROCK MUN INC II|FTBR|Foliofn Investments, Inc.|332
BLE|BLACKROCK MUN INC II|GLPX|ACS EXECUTION SERVICES, LLC|290
BLE|BLACKROCK MUN INC II|GSCO|GOLDMAN SACHS & CO. LLC|200
BLE|BLACKROCK MUN INC II|GSLT|GOLDMAN SACHS & CO. LLC|100
BLE|BLACKROCK MUN INC II|GTSZ|GTS SECURITIES LLC|1433
BLE|BLACKROCK MUN INC II|HRBF|American Enterprise Investment Services Inc.|13402
BLE|BLACKROCK MUN INC II|IATS|INTERACTIVE BROKERS LLC|2200
BLE|BLACKROCK MUN INC II|IBKR|Interactive Brokers Llc|16758
BLE|BLACKROCK MUN INC II|INCA|INSTINET, LLC|1203
BLE|BLACKROCK MUN INC II|ITGP|ITG INC.|200
BLE|BLACKROCK MUN INC II|JPMX|J.P. Morgan Securities LLC|200
BLE|BLACKROCK MUN INC II|KCGM|VIRTU Americas LLC|300
BLE|BLACKROCK MUN INC II|LEHM|Barclays Capital Inc./Le|200
BLE|BLACKROCK MUN INC II|LIME|Lime Brokerage LLC|1654
BLE|BLACKROCK MUN INC II|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
BLE|BLACKROCK MUN INC II|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
BLE|BLACKROCK MUN INC II|MOTF|MOTIF INVESTING, INC.|1
BLE|BLACKROCK MUN INC II|MSCO|MORGAN STANLEY & CO. LLC|29692
BLE|BLACKROCK MUN INC II|NFSC|National Financial Services LLC|72129
BLE|BLACKROCK MUN INC II|NITE|VIRTU Americas LLC|119879
BLE|BLACKROCK MUN INC II|NQRB|Brut, LLC|1000
BLE|BLACKROCK MUN INC II|OPCO|Oppenheimer & Co. Inc.|5524
BLE|BLACKROCK MUN INC II|PDQM|CODA MARKETS, INC.|762
BLE|BLACKROCK MUN INC II|PWJC|UBS Financial Services, Inc.|57382
BLE|BLACKROCK MUN INC II|RBCM|RBC CAPITAL MARKETS, LLC|12824
BLE|BLACKROCK MUN INC II|RGLD|Regal Securities, Inc|1745
BLE|BLACKROCK MUN INC II|SALI|INTL FCSTONE FINANCIAL INC.|2
BLE|BLACKROCK MUN INC II|SBSH|Citigroup Global Markets Inc.|468
BLE|BLACKROCK MUN INC II|SGMT|GOLDMAN SACHS & CO. LLC|4400
BLE|BLACKROCK MUN INC II|STXG|Stockcross Financial Services, Inc.|18
BLE|BLACKROCK MUN INC II|SWIM|TD Ameritrade, Inc.|1300
BLE|BLACKROCK MUN INC II|SWST|Hilltop Securities Inc.|900
BLE|BLACKROCK MUN INC II|TRBT|Tradebot Systems, Inc.|1229
BLE|BLACKROCK MUN INC II|UBSA|UBS SECURITIES LLC|23032
BLE|BLACKROCK MUN INC II|UBSS|UBS Securities LLC|117091
BLE|BLACKROCK MUN INC II|VALX|VIRTU AMERICAS LLC|1220
BLE|BLACKROCK MUN INC II|VGRD|Vanguard Marketing Corporation|22988
BLE|BLACKROCK MUN INC II|WCHV|WELLS FARGO SECURITIES, LLC|23305
BLE|BLACKROCK MUN INC II|YKNA|COMHAR CAPITAL MARKETS, LLC|12
BLE|BLACKROCK MUN INC II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6312
BLES|INSPIRE GLOBAL HOPE|ALTX|Alternet Securities Inc.|167
BLES|INSPIRE GLOBAL HOPE|APCC|Apex Clearing Corporation|7
BLES|INSPIRE GLOBAL HOPE|CHAS|Charles Schwab & Co., Inc.|350
BLES|INSPIRE GLOBAL HOPE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|699
BLES|INSPIRE GLOBAL HOPE|CSIN|Citadel Securities Institutional LLC|21421
BLES|INSPIRE GLOBAL HOPE|DBAX|Deutsche Bank Securities Inc.|500
BLES|INSPIRE GLOBAL HOPE|EBXL|EBX LLC|600
BLES|INSPIRE GLOBAL HOPE|EGAM|CBOE TRADING, INC.|167
BLES|INSPIRE GLOBAL HOPE|ETRS|E*Trade Securities LLC|50
BLES|INSPIRE GLOBAL HOPE|FTBR|Foliofn Investments, Inc.|26097
BLES|INSPIRE GLOBAL HOPE|GEBB|GLOBAL EXECUTION BROKERS, LP|100
BLES|INSPIRE GLOBAL HOPE|ICBX|INSTINET, LLC|2635
BLES|INSPIRE GLOBAL HOPE|ITGI|ITG Inc.|167
BLES|INSPIRE GLOBAL HOPE|JSEB|JANE STREET EXECUTION SERVICES, LLC|4376
BLES|INSPIRE GLOBAL HOPE|JSJX|JANE STREET CAPITAL LLC|4162
BLES|INSPIRE GLOBAL HOPE|KCGM|VIRTU Americas LLC|2913
BLES|INSPIRE GLOBAL HOPE|LEHM|Barclays Capital Inc./Le|3000
BLES|INSPIRE GLOBAL HOPE|LIME|Lime Brokerage LLC|341
BLES|INSPIRE GLOBAL HOPE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
BLES|INSPIRE GLOBAL HOPE|MSCO|MORGAN STANLEY & CO. LLC|103
BLES|INSPIRE GLOBAL HOPE|MSPL|MORGAN STANLEY & CO. LLC|800
BLES|INSPIRE GLOBAL HOPE|NFSC|National Financial Services LLC|22822
BLES|INSPIRE GLOBAL HOPE|NITE|VIRTU Americas LLC|58420
BLES|INSPIRE GLOBAL HOPE|PDQM|CODA MARKETS, INC.|1623
BLES|INSPIRE GLOBAL HOPE|SGMT|GOLDMAN SACHS & CO. LLC|2100
BLES|INSPIRE GLOBAL HOPE|UBSA|UBS SECURITIES LLC|7907
BLES|INSPIRE GLOBAL HOPE|UBSS|UBS Securities LLC|11445
BLES|INSPIRE GLOBAL HOPE|VGRD|Vanguard Marketing Corporation|937
BLES|INSPIRE GLOBAL HOPE|WSEA|WOLVERINE SECURITIES, LLC|6
BLES|INSPIRE GLOBAL HOPE|XSTM|NATIONAL FINANCIAL SERVICES LLC|458
BLES|INSPIRE GLOBAL HOPE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5905
BLFS|BIOLIFE SOLUTIONS CM|ALTX|Alternet Securities Inc.|2200
BLFS|BIOLIFE SOLUTIONS CM|APCC|Apex Clearing Corporation|3590
BLFS|BIOLIFE SOLUTIONS CM|BANK|Primevest Financial Services, Inc.|500
BLFS|BIOLIFE SOLUTIONS CM|BATM|CBOE TRADING, INC.|1034
BLFS|BIOLIFE SOLUTIONS CM|BAYT|BTIG, LLC|149530
BLFS|BIOLIFE SOLUTIONS CM|BERN|Sanford C. Bernstein & Co., LLC|338
BLFS|BIOLIFE SOLUTIONS CM|BIMI|Banca IMI Securities Corp.|23090
BLFS|BIOLIFE SOLUTIONS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1800
BLFS|BIOLIFE SOLUTIONS CM|BTIG|BTIG, LLC|400
BLFS|BIOLIFE SOLUTIONS CM|CANT|Cantor Fitzgerald & Co.|376
BLFS|BIOLIFE SOLUTIONS CM|CHAS|Charles Schwab & Co., Inc.|5600
BLFS|BIOLIFE SOLUTIONS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26766
BLFS|BIOLIFE SOLUTIONS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1280
BLFS|BIOLIFE SOLUTIONS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48068
BLFS|BIOLIFE SOLUTIONS CM|CTDL|Citadel Derivatives Group Llc|5247
BLFS|BIOLIFE SOLUTIONS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|422
BLFS|BIOLIFE SOLUTIONS CM|DADA|D.A. Davidson & Co.|20905
BLFS|BIOLIFE SOLUTIONS CM|DBAB|Deutsche Bank Securities Inc.|106644
BLFS|BIOLIFE SOLUTIONS CM|DBAX|Deutsche Bank Securities Inc.|27100
BLFS|BIOLIFE SOLUTIONS CM|DEAN|MORGAN STANLEY|18478
BLFS|BIOLIFE SOLUTIONS CM|DEGS|RONIN PROFESSIONAL LLC|63315
BLFS|BIOLIFE SOLUTIONS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23529
BLFS|BIOLIFE SOLUTIONS CM|EBXL|EBX LLC|34900
BLFS|BIOLIFE SOLUTIONS CM|EDJO|Edward D. Jones & Co., L.P.|1851
BLFS|BIOLIFE SOLUTIONS CM|EGAM|CBOE TRADING, INC.|1599
BLFS|BIOLIFE SOLUTIONS CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
BLFS|BIOLIFE SOLUTIONS CM|EGXM|CBOE TRADING, INC.|224
BLFS|BIOLIFE SOLUTIONS CM|ETBE|Electronic Transaction Clearing, Inc.|3393
BLFS|BIOLIFE SOLUTIONS CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
BLFS|BIOLIFE SOLUTIONS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2318
BLFS|BIOLIFE SOLUTIONS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11477
BLFS|BIOLIFE SOLUTIONS CM|ETRS|E*Trade Securities LLC|251894
BLFS|BIOLIFE SOLUTIONS CM|FBCO|Credit Suisse Securities (USA) LLC|96783
BLFS|BIOLIFE SOLUTIONS CM|FILL|Tradestation Securities, Inc.|19445
BLFS|BIOLIFE SOLUTIONS CM|FMAF|NBCN Inc./ CDS|1955
BLFS|BIOLIFE SOLUTIONS CM|FOMA|TD AMERITRADE CLEARING, INC.|320669
BLFS|BIOLIFE SOLUTIONS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25579
BLFS|BIOLIFE SOLUTIONS CM|FTBR|Foliofn Investments, Inc.|7137
BLFS|BIOLIFE SOLUTIONS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|10271
BLFS|BIOLIFE SOLUTIONS CM|GLPX|ACS EXECUTION SERVICES, LLC|11271
BLFS|BIOLIFE SOLUTIONS CM|GSCO|GOLDMAN SACHS & CO. LLC|84806
BLFS|BIOLIFE SOLUTIONS CM|GSCS|GOLDMAN SACHS & CO. LLC|21100
BLFS|BIOLIFE SOLUTIONS CM|GSLT|GOLDMAN SACHS & CO. LLC|4487
BLFS|BIOLIFE SOLUTIONS CM|GTSZ|GTS SECURITIES LLC|24287
BLFS|BIOLIFE SOLUTIONS CM|HRBF|American Enterprise Investment Services Inc.|9706
BLFS|BIOLIFE SOLUTIONS CM|HSBC|HSBC Securities, Inc.|150
BLFS|BIOLIFE SOLUTIONS CM|IATS|INTERACTIVE BROKERS LLC|16490
BLFS|BIOLIFE SOLUTIONS CM|IBKR|Interactive Brokers Llc|209310
BLFS|BIOLIFE SOLUTIONS CM|ICBX|INSTINET, LLC|3100
BLFS|BIOLIFE SOLUTIONS CM|INCA|INSTINET, LLC|64965
BLFS|BIOLIFE SOLUTIONS CM|INJX|INSTINET, LLC|2672
BLFS|BIOLIFE SOLUTIONS CM|ITGI|ITG Inc.|26119
BLFS|BIOLIFE SOLUTIONS CM|ITGP|ITG INC.|16000
BLFS|BIOLIFE SOLUTIONS CM|JANY|Janney Montgomery Scott Inc.|12795
BLFS|BIOLIFE SOLUTIONS CM|JEFF|JEFFERIES LLC|11608
BLFS|BIOLIFE SOLUTIONS CM|JMPT|JUMP TRADING, LLC|6929
BLFS|BIOLIFE SOLUTIONS CM|JPMX|J.P. Morgan Securities LLC|9230
BLFS|BIOLIFE SOLUTIONS CM|JSJX|JANE STREET CAPITAL LLC|6751
BLFS|BIOLIFE SOLUTIONS CM|KCGM|VIRTU Americas LLC|5221
BLFS|BIOLIFE SOLUTIONS CM|LEHM|Barclays Capital Inc./Le|29057
BLFS|BIOLIFE SOLUTIONS CM|LIME|Lime Brokerage LLC|91601
BLFS|BIOLIFE SOLUTIONS CM|MAVB|Great Point Capital LLC|800
BLFS|BIOLIFE SOLUTIONS CM|MAXM|Maxim Group LLC|1050
BLFS|BIOLIFE SOLUTIONS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
BLFS|BIOLIFE SOLUTIONS CM|MOTF|MOTIF INVESTING, INC.|7
BLFS|BIOLIFE SOLUTIONS CM|MSCO|MORGAN STANLEY & CO. LLC|445676
BLFS|BIOLIFE SOLUTIONS CM|MSPL|MORGAN STANLEY & CO. LLC|15100
BLFS|BIOLIFE SOLUTIONS CM|MSTX|MORGAN STANLEY & CO. LLC|5400
BLFS|BIOLIFE SOLUTIONS CM|NFSC|National Financial Services LLC|402309
BLFS|BIOLIFE SOLUTIONS CM|NITE|VIRTU Americas LLC|820639
BLFS|BIOLIFE SOLUTIONS CM|NITP|VIRTU Americas LLC|1215
BLFS|BIOLIFE SOLUTIONS CM|NORT|Northland Securities, Inc.|700
BLFS|BIOLIFE SOLUTIONS CM|NQRB|Brut, LLC|2113
BLFS|BIOLIFE SOLUTIONS CM|OPCO|Oppenheimer & Co. Inc.|4200
BLFS|BIOLIFE SOLUTIONS CM|OTAA|OTA LLC|300
BLFS|BIOLIFE SOLUTIONS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2990
BLFS|BIOLIFE SOLUTIONS CM|PCPT|PHILLIP CAPITAL INC.|500
BLFS|BIOLIFE SOLUTIONS CM|PDQM|CODA MARKETS, INC.|24258
BLFS|BIOLIFE SOLUTIONS CM|PWJC|UBS Financial Services, Inc.|700
BLFS|BIOLIFE SOLUTIONS CM|RBCM|RBC CAPITAL MARKETS, LLC|4777
BLFS|BIOLIFE SOLUTIONS CM|RGLD|Regal Securities, Inc|2000
BLFS|BIOLIFE SOLUTIONS CM|SAGL|SAGETRADER, LLC|51
BLFS|BIOLIFE SOLUTIONS CM|SBSH|Citigroup Global Markets Inc.|32785
BLFS|BIOLIFE SOLUTIONS CM|SGMT|GOLDMAN SACHS & CO. LLC|15759
BLFS|BIOLIFE SOLUTIONS CM|SPDR|SPEEDROUTE LLC|3947
BLFS|BIOLIFE SOLUTIONS CM|STFL|Stifel, Nicolaus & Company, Incorporated|210
BLFS|BIOLIFE SOLUTIONS CM|STXG|Stockcross Financial Services, Inc.|5277
BLFS|BIOLIFE SOLUTIONS CM|SWIM|TD Ameritrade, Inc.|112713
BLFS|BIOLIFE SOLUTIONS CM|SWST|Hilltop Securities Inc.|31025
BLFS|BIOLIFE SOLUTIONS CM|TKNG|ALLY INVEST SECURITIES LLC|3864
BLFS|BIOLIFE SOLUTIONS CM|TRCM|TRC MARKETS LLC|9964
BLFS|BIOLIFE SOLUTIONS CM|TWTT|TASTYWORKS, INC.|300
BLFS|BIOLIFE SOLUTIONS CM|UBSA|UBS SECURITIES LLC|81541
BLFS|BIOLIFE SOLUTIONS CM|UBSS|UBS Securities LLC|226385
BLFS|BIOLIFE SOLUTIONS CM|VGRD|Vanguard Marketing Corporation|62634
BLFS|BIOLIFE SOLUTIONS CM|WCHV|WELLS FARGO SECURITIES, LLC|29345
BLFS|BIOLIFE SOLUTIONS CM|WEDB|WEDBUSH SECURITIES INC.|1000
BLFS|BIOLIFE SOLUTIONS CM|WEED|Weeden & Co.L.P.|920
BLFS|BIOLIFE SOLUTIONS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1059
BLFS|BIOLIFE SOLUTIONS CM|WGIF|CIBC World Markets Inc.|2865
BLFS|BIOLIFE SOLUTIONS CM|WSEA|WOLVERINE SECURITIES, LLC|3054
BLFS|BIOLIFE SOLUTIONS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|16894
BLFS|BIOLIFE SOLUTIONS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1310
BLFS|BIOLIFE SOLUTIONS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1450
BLH|BLACKROCK NY MUN2018|APCC|Apex Clearing Corporation|6
BLH|BLACKROCK NY MUN2018|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|618
BLH|BLACKROCK NY MUN2018|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BLH|BLACKROCK NY MUN2018|DBAX|Deutsche Bank Securities Inc.|1700
BLH|BLACKROCK NY MUN2018|ETRS|E*Trade Securities LLC|202
BLH|BLACKROCK NY MUN2018|HRBF|American Enterprise Investment Services Inc.|677
BLH|BLACKROCK NY MUN2018|ICBX|INSTINET, LLC|510
BLH|BLACKROCK NY MUN2018|JANY|Janney Montgomery Scott Inc.|3700
BLH|BLACKROCK NY MUN2018|JONE|JonesTrading|400
BLH|BLACKROCK NY MUN2018|LIME|Lime Brokerage LLC|1
BLH|BLACKROCK NY MUN2018|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1480
BLH|BLACKROCK NY MUN2018|MSCO|MORGAN STANLEY & CO. LLC|129
BLH|BLACKROCK NY MUN2018|NFSC|National Financial Services LLC|3358
BLH|BLACKROCK NY MUN2018|NITE|VIRTU Americas LLC|7090
BLH|BLACKROCK NY MUN2018|PWJC|UBS Financial Services, Inc.|2000
BLH|BLACKROCK NY MUN2018|RBCM|RBC CAPITAL MARKETS, LLC|1851
BLH|BLACKROCK NY MUN2018|SGMT|GOLDMAN SACHS & CO. LLC|200
BLH|BLACKROCK NY MUN2018|UBSS|UBS Securities LLC|4395
BLH|BLACKROCK NY MUN2018|VGRD|Vanguard Marketing Corporation|3123
BLH|BLACKROCK NY MUN2018|WCHV|WELLS FARGO SECURITIES, LLC|630
BLH|BLACKROCK NY MUN2018|YLPL|Linsco/Private Ledger Financial Services, Incorporated|595
BLHY|VIRTUS NEWFLEET DYNA|AGIS|Aegis Capital Corp.|114
BLHY|VIRTUS NEWFLEET DYNA|CANT|Cantor Fitzgerald & Co.|3888
BLHY|VIRTUS NEWFLEET DYNA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
BLHY|VIRTUS NEWFLEET DYNA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
BLHY|VIRTUS NEWFLEET DYNA|DBAX|Deutsche Bank Securities Inc.|1000
BLHY|VIRTUS NEWFLEET DYNA|EBXL|EBX LLC|200
BLHY|VIRTUS NEWFLEET DYNA|IBKR|Interactive Brokers Llc|180
BLHY|VIRTUS NEWFLEET DYNA|ICBX|INSTINET, LLC|300
BLHY|VIRTUS NEWFLEET DYNA|INCA|INSTINET, LLC|300
BLHY|VIRTUS NEWFLEET DYNA|JPMX|J.P. Morgan Securities LLC|600
BLHY|VIRTUS NEWFLEET DYNA|JSEB|JANE STREET EXECUTION SERVICES, LLC|59103
BLHY|VIRTUS NEWFLEET DYNA|JSJX|JANE STREET CAPITAL LLC|9325
BLHY|VIRTUS NEWFLEET DYNA|KCGM|VIRTU Americas LLC|1124
BLHY|VIRTUS NEWFLEET DYNA|LEHM|Barclays Capital Inc./Le|3200
BLHY|VIRTUS NEWFLEET DYNA|LIME|Lime Brokerage LLC|667
BLHY|VIRTUS NEWFLEET DYNA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
BLHY|VIRTUS NEWFLEET DYNA|MSCO|MORGAN STANLEY & CO. LLC|238
BLHY|VIRTUS NEWFLEET DYNA|MSPL|MORGAN STANLEY & CO. LLC|200
BLHY|VIRTUS NEWFLEET DYNA|NFSC|National Financial Services LLC|334560
BLHY|VIRTUS NEWFLEET DYNA|NITE|VIRTU Americas LLC|269493
BLHY|VIRTUS NEWFLEET DYNA|SGMT|GOLDMAN SACHS & CO. LLC|200
BLHY|VIRTUS NEWFLEET DYNA|UBSA|UBS SECURITIES LLC|3646
BLHY|VIRTUS NEWFLEET DYNA|UBSS|UBS Securities LLC|4257
BLHY|VIRTUS NEWFLEET DYNA|WCHV|WELLS FARGO SECURITIES, LLC|672
BLHY|VIRTUS NEWFLEET DYNA|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BLIN|BRIDGELINE DIGITAL|ALTX|Alternet Securities Inc.|800
BLIN|BRIDGELINE DIGITAL|APCC|Apex Clearing Corporation|13011
BLIN|BRIDGELINE DIGITAL|BATM|CBOE TRADING, INC.|1041
BLIN|BRIDGELINE DIGITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3272
BLIN|BRIDGELINE DIGITAL|CHAS|Charles Schwab & Co., Inc.|2000
BLIN|BRIDGELINE DIGITAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
BLIN|BRIDGELINE DIGITAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9299
BLIN|BRIDGELINE DIGITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15635
BLIN|BRIDGELINE DIGITAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|5374
BLIN|BRIDGELINE DIGITAL|DBAB|Deutsche Bank Securities Inc.|2084
BLIN|BRIDGELINE DIGITAL|DBAX|Deutsche Bank Securities Inc.|5400
BLIN|BRIDGELINE DIGITAL|DEAN|MORGAN STANLEY|4500
BLIN|BRIDGELINE DIGITAL|DEGS|RONIN PROFESSIONAL LLC|11296
BLIN|BRIDGELINE DIGITAL|EBXL|EBX LLC|9400
BLIN|BRIDGELINE DIGITAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|43557
BLIN|BRIDGELINE DIGITAL|EGAM|CBOE TRADING, INC.|2000
BLIN|BRIDGELINE DIGITAL|EGXM|CBOE TRADING, INC.|1990
BLIN|BRIDGELINE DIGITAL|ETRS|E*Trade Securities LLC|258006
BLIN|BRIDGELINE DIGITAL|FBCO|Credit Suisse Securities (USA) LLC|17770
BLIN|BRIDGELINE DIGITAL|FILL|Tradestation Securities, Inc.|7002
BLIN|BRIDGELINE DIGITAL|FOMA|TD AMERITRADE CLEARING, INC.|288847
BLIN|BRIDGELINE DIGITAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|253
BLIN|BRIDGELINE DIGITAL|GEBB|GLOBAL EXECUTION BROKERS, LP|2679
BLIN|BRIDGELINE DIGITAL|GLIS|TD Securities Inc|352
BLIN|BRIDGELINE DIGITAL|GLPX|ACS EXECUTION SERVICES, LLC|2220
BLIN|BRIDGELINE DIGITAL|GSCO|GOLDMAN SACHS & CO. LLC|2116
BLIN|BRIDGELINE DIGITAL|GSLT|GOLDMAN SACHS & CO. LLC|3400
BLIN|BRIDGELINE DIGITAL|GTSZ|GTS SECURITIES LLC|325
BLIN|BRIDGELINE DIGITAL|IATS|INTERACTIVE BROKERS LLC|5127
BLIN|BRIDGELINE DIGITAL|IBKR|Interactive Brokers Llc|90775
BLIN|BRIDGELINE DIGITAL|ICBX|INSTINET, LLC|8412
BLIN|BRIDGELINE DIGITAL|INCA|INSTINET, LLC|13432
BLIN|BRIDGELINE DIGITAL|ITGI|ITG Inc.|800
BLIN|BRIDGELINE DIGITAL|ITGP|ITG INC.|7200
BLIN|BRIDGELINE DIGITAL|JMPT|JUMP TRADING, LLC|801
BLIN|BRIDGELINE DIGITAL|JPMX|J.P. Morgan Securities LLC|4238
BLIN|BRIDGELINE DIGITAL|JSJX|JANE STREET CAPITAL LLC|700
BLIN|BRIDGELINE DIGITAL|KCGM|VIRTU Americas LLC|5911
BLIN|BRIDGELINE DIGITAL|LEHM|Barclays Capital Inc./Le|6936
BLIN|BRIDGELINE DIGITAL|LIME|Lime Brokerage LLC|11256
BLIN|BRIDGELINE DIGITAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
BLIN|BRIDGELINE DIGITAL|MOTF|MOTIF INVESTING, INC.|1
BLIN|BRIDGELINE DIGITAL|MSCO|MORGAN STANLEY & CO. LLC|133201
BLIN|BRIDGELINE DIGITAL|MSPL|MORGAN STANLEY & CO. LLC|3600
BLIN|BRIDGELINE DIGITAL|NFSC|National Financial Services LLC|277177
BLIN|BRIDGELINE DIGITAL|NITE|VIRTU Americas LLC|378125
BLIN|BRIDGELINE DIGITAL|NITP|VIRTU Americas LLC|75
BLIN|BRIDGELINE DIGITAL|NQRB|Brut, LLC|600
BLIN|BRIDGELINE DIGITAL|PDQM|CODA MARKETS, INC.|6073
BLIN|BRIDGELINE DIGITAL|RAJA|Raymond James & Associates, Inc.|3000
BLIN|BRIDGELINE DIGITAL|SAGL|SAGETRADER, LLC|1893
BLIN|BRIDGELINE DIGITAL|SBSH|Citigroup Global Markets Inc.|632
BLIN|BRIDGELINE DIGITAL|SGMT|GOLDMAN SACHS & CO. LLC|2876
BLIN|BRIDGELINE DIGITAL|SPDR|SPEEDROUTE LLC|2080
BLIN|BRIDGELINE DIGITAL|SPTD|MINT GLOBAL MARKETS, INC.|600
BLIN|BRIDGELINE DIGITAL|SWIM|TD Ameritrade, Inc.|137387
BLIN|BRIDGELINE DIGITAL|TKNG|ALLY INVEST SECURITIES LLC|624
BLIN|BRIDGELINE DIGITAL|TRCM|TRC MARKETS LLC|200
BLIN|BRIDGELINE DIGITAL|UBSA|UBS SECURITIES LLC|34760
BLIN|BRIDGELINE DIGITAL|UBSS|UBS Securities LLC|55541
BLIN|BRIDGELINE DIGITAL|VALX|VIRTU AMERICAS LLC|500
BLIN|BRIDGELINE DIGITAL|VGRD|Vanguard Marketing Corporation|11400
BLIN|BRIDGELINE DIGITAL|VSIN|Vision Financial Markets Llc|688
BLIN|BRIDGELINE DIGITAL|WCHV|WELLS FARGO SECURITIES, LLC|1565
BLIN|BRIDGELINE DIGITAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7398
BLIN|BRIDGELINE DIGITAL|WGIF|CIBC World Markets Inc.|200
BLIN|BRIDGELINE DIGITAL|WSEA|WOLVERINE SECURITIES, LLC|44427
BLIN|BRIDGELINE DIGITAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
BLIN|BRIDGELINE DIGITAL|YKNA|COMHAR CAPITAL MARKETS, LLC|700
BLIN|BRIDGELINE DIGITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10885
BLK|BLACKROCK INC|ABLE|NATIXIS Securities Americas LLC|85000
BLK|BLACKROCK INC|ALTX|Alternet Securities Inc.|3569
BLK|BLACKROCK INC|APCC|Apex Clearing Corporation|262
BLK|BLACKROCK INC|BANK|Primevest Financial Services, Inc.|69
BLK|BLACKROCK INC|BARD|Robert W. Baird & Co. Incorporated|7188
BLK|BLACKROCK INC|BATM|CBOE TRADING, INC.|22370
BLK|BLACKROCK INC|BAYC|BAY CREST PARTNERS, LLC|155
BLK|BLACKROCK INC|BAYT|BTIG, LLC|21062
BLK|BLACKROCK INC|BBNT|BB&T SECURITIES, LLC|937
BLK|BLACKROCK INC|BERN|Sanford C. Bernstein & Co., LLC|15183
BLK|BLACKROCK INC|BIAD|SAGETRADER, LLC|262
BLK|BLACKROCK INC|BIDS|BIDS TRADING L.P.|5900
BLK|BLACKROCK INC|BIMI|Banca IMI Securities Corp.|290
BLK|BLACKROCK INC|BKCM|BNY Mellon Capital Markets LLC|120
BLK|BLACKROCK INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6275
BLK|BLACKROCK INC|BLKX|INSTINET, LLC|9000
BLK|BLACKROCK INC|BNPX|BNP PARIBAS SECURITIES CORP.|26592
BLK|BLACKROCK INC|BRGE|Newbridge Securities Corp.|782
BLK|BLACKROCK INC|BTIG|BTIG, LLC|9604
BLK|BLACKROCK INC|BYXM|CBOE TRADING, INC.|5112
BLK|BLACKROCK INC|BZYD|GOLDMAN SACHS & CO. LLC|100
BLK|BLACKROCK INC|CANT|Cantor Fitzgerald & Co.|17
BLK|BLACKROCK INC|CHAS|Charles Schwab & Co., Inc.|2318
BLK|BLACKROCK INC|CIBP|CIBC World Markets Corp.|6840
BLK|BLACKROCK INC|CICF|Canaccord Genuity Corp.|112
BLK|BLACKROCK INC|CIST|Capital Institutional Services, Inc.|5506
BLK|BLACKROCK INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67583
BLK|BLACKROCK INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|104
BLK|BLACKROCK INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|812
BLK|BLACKROCK INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|308131
BLK|BLACKROCK INC|CTDL|Citadel Derivatives Group Llc|2582
BLK|BLACKROCK INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|58424
BLK|BLACKROCK INC|DADA|D.A. Davidson & Co.|189
BLK|BLACKROCK INC|DAVA|Davenport & Company LLC|223
BLK|BLACKROCK INC|DBAB|Deutsche Bank Securities Inc.|52776
BLK|BLACKROCK INC|DBAX|Deutsche Bank Securities Inc.|127100
BLK|BLACKROCK INC|DBUL|Deutsche Bank Securities Inc.|500
BLK|BLACKROCK INC|DCHF|Dart Executions, LLC|1689
BLK|BLACKROCK INC|DEAN|MORGAN STANLEY|17320
BLK|BLACKROCK INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2501
BLK|BLACKROCK INC|DRWK|DRW SECURITIES, L.L.C.|2065
BLK|BLACKROCK INC|EBXL|EBX LLC|125400
BLK|BLACKROCK INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4586
BLK|BLACKROCK INC|EDJC|Edward Jones / CDS|1162
BLK|BLACKROCK INC|EDJO|Edward D. Jones & Co., L.P.|16812
BLK|BLACKROCK INC|EGAM|CBOE TRADING, INC.|5416
BLK|BLACKROCK INC|EGAW|CBOE TRADING, INC.|176
BLK|BLACKROCK INC|EGXM|CBOE TRADING, INC.|1353
BLK|BLACKROCK INC|EGXW|CBOE TRADING, INC.|30
BLK|BLACKROCK INC|ELEV|ELEVATION, LLC|1120
BLK|BLACKROCK INC|ESPO|ESPOSITO SECURITIES, LLC|1
BLK|BLACKROCK INC|ETBE|Electronic Transaction Clearing, Inc.|8579
BLK|BLACKROCK INC|ETCB|ETC BROKERAGE SERVICES, LLC|2
BLK|BLACKROCK INC|ETCC|Electronic Transaction Clearing, Inc.|148
BLK|BLACKROCK INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30683
BLK|BLACKROCK INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|219
BLK|BLACKROCK INC|ETRS|E*Trade Securities LLC|61713
BLK|BLACKROCK INC|FBSB|U.S. Bancorp Investments, Inc.|175
BLK|BLACKROCK INC|FIDT|Fidelity Clearing Canada ULC./ CDS|12
BLK|BLACKROCK INC|FILL|Tradestation Securities, Inc.|1832
BLK|BLACKROCK INC|FINX|FINTECH SECURITIES|1636
BLK|BLACKROCK INC|FMAF|NBCN Inc./ CDS|4747
BLK|BLACKROCK INC|FMCO|First Manhattan Co|80
BLK|BLACKROCK INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1006
BLK|BLACKROCK INC|FQLS|Quantlab Securities LP|87782
BLK|BLACKROCK INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35795
BLK|BLACKROCK INC|FTBR|Foliofn Investments, Inc.|976
BLK|BLACKROCK INC|GBMT|GBM International, Inc.|529
BLK|BLACKROCK INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
BLK|BLACKROCK INC|GLIS|TD Securities Inc|1256
BLK|BLACKROCK INC|GLPX|ACS EXECUTION SERVICES, LLC|116204
BLK|BLACKROCK INC|GSCO|GOLDMAN SACHS & CO. LLC|502387
BLK|BLACKROCK INC|GSCS|GOLDMAN SACHS & CO. LLC|1509
BLK|BLACKROCK INC|GSLT|GOLDMAN SACHS & CO. LLC|1385
BLK|BLACKROCK INC|GTSZ|GTS SECURITIES LLC|115488
BLK|BLACKROCK INC|GUGS|Guggenheim Securities, LLC|5000
BLK|BLACKROCK INC|HITS|Height Securities, LLC|48
BLK|BLACKROCK INC|HRBF|American Enterprise Investment Services Inc.|12325
BLK|BLACKROCK INC|HSBC|HSBC Securities, Inc.|4626
BLK|BLACKROCK INC|IATS|INTERACTIVE BROKERS LLC|26098
BLK|BLACKROCK INC|IBKR|Interactive Brokers Llc|6715
BLK|BLACKROCK INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|294
BLK|BLACKROCK INC|ICBX|INSTINET, LLC|29416
BLK|BLACKROCK INC|IEQY|CITADEL SECURITIES LLC|51788
BLK|BLACKROCK INC|INCA|INSTINET, LLC|101074
BLK|BLACKROCK INC|INJX|INSTINET, LLC|1458
BLK|BLACKROCK INC|ITGI|ITG Inc.|66673
BLK|BLACKROCK INC|ITGP|ITG INC.|115000
BLK|BLACKROCK INC|JANY|Janney Montgomery Scott Inc.|1943
BLK|BLACKROCK INC|JEFF|JEFFERIES LLC|65887
BLK|BLACKROCK INC|JMPT|JUMP TRADING, LLC|27671
BLK|BLACKROCK INC|JONE|JonesTrading|194
BLK|BLACKROCK INC|JPBX|J.P. MORGAN SECURITIES LLC|14285
BLK|BLACKROCK INC|JPMX|J.P. Morgan Securities LLC|305140
BLK|BLACKROCK INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|2205
BLK|BLACKROCK INC|JSJX|JANE STREET CAPITAL LLC|3632
BLK|BLACKROCK INC|KBWI|Keefe, Bruyette & Woods, Inc.|46461
BLK|BLACKROCK INC|KCGM|VIRTU Americas LLC|39220
BLK|BLACKROCK INC|LEHM|Barclays Capital Inc./Le|353434
BLK|BLACKROCK INC|LGNT|COR CLEARING LLC|2
BLK|BLACKROCK INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|11
BLK|BLACKROCK INC|LIME|Lime Brokerage LLC|17500
BLK|BLACKROCK INC|LQNA|LIQUIDNET, INC.|20900
BLK|BLACKROCK INC|LSCI|Lek Securities Corporation|774
BLK|BLACKROCK INC|MACC|Mid Atlantic Capital Corporation|1067
BLK|BLACKROCK INC|MAXM|Maxim Group LLC|2073
BLK|BLACKROCK INC|MBTS|ALLY INVEST SECURITIES LLC|662
BLK|BLACKROCK INC|MCMF|Raymond James Ltd. Cds|720
BLK|BLACKROCK INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49986
BLK|BLACKROCK INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
BLK|BLACKROCK INC|MOTF|MOTIF INVESTING, INC.|28
BLK|BLACKROCK INC|MPSG|E D & F Man Capital Markets Inc.|981
BLK|BLACKROCK INC|MSCO|MORGAN STANLEY & CO. LLC|750189
BLK|BLACKROCK INC|MSPL|MORGAN STANLEY & CO. LLC|178900
BLK|BLACKROCK INC|MSTX|MORGAN STANLEY & CO. LLC|44100
BLK|BLACKROCK INC|NATL|National Securities Corporation|25
BLK|BLACKROCK INC|NBCS|NBC Securities, INC.|40
BLK|BLACKROCK INC|NEUB|NEUBERGER BERMAN BD LLC|453
BLK|BLACKROCK INC|NFSC|National Financial Services LLC|121597
BLK|BLACKROCK INC|NITE|VIRTU Americas LLC|320149
BLK|BLACKROCK INC|NITP|VIRTU Americas LLC|128
BLK|BLACKROCK INC|NMRA|Nomura Securities International, Inc.|200
BLK|BLACKROCK INC|NQRB|Brut, LLC|1720
BLK|BLACKROCK INC|NTBF|BMO Nesbitt Burns Inc./CDS|502
BLK|BLACKROCK INC|NTRC|Northern Trust Securities, Inc.|200
BLK|BLACKROCK INC|OHOS|TWO SIGMA SECURITIES, LLC|20515
BLK|BLACKROCK INC|ONEL|O'NEIL SECURITIES, INCORPORATED|179
BLK|BLACKROCK INC|OPCO|Oppenheimer & Co. Inc.|1694
BLK|BLACKROCK INC|PCPT|PHILLIP CAPITAL INC.|1
BLK|BLACKROCK INC|PDQM|CODA MARKETS, INC.|362156
BLK|BLACKROCK INC|PHLY|NASDAQ Execution Services, LLC|3600
BLK|BLACKROCK INC|PICT|Pictet Overseas Inc.|36
BLK|BLACKROCK INC|PIPR|Piper Jaffray & Co.|45
BLK|BLACKROCK INC|PWJC|UBS Financial Services, Inc.|3576
BLK|BLACKROCK INC|QMSR|QUATTRO M SECURITIES INC.|10
BLK|BLACKROCK INC|RBCM|RBC CAPITAL MARKETS, LLC|12120
BLK|BLACKROCK INC|SAGL|SAGETRADER, LLC|4338
BLK|BLACKROCK INC|SAGW|SAGETRADER, LLC|10
BLK|BLACKROCK INC|SALI|INTL FCSTONE FINANCIAL INC.|122
BLK|BLACKROCK INC|SBSH|Citigroup Global Markets Inc.|89367
BLK|BLACKROCK INC|SEIC|SEI Investments Distribution Co.|300
BLK|BLACKROCK INC|SGMT|GOLDMAN SACHS & CO. LLC|78999
BLK|BLACKROCK INC|SPDR|SPEEDROUTE LLC|3950
BLK|BLACKROCK INC|SPHN|Stephens Inc.|50
BLK|BLACKROCK INC|STFL|Stifel, Nicolaus & Company, Incorporated|6698
BLK|BLACKROCK INC|STKP|STOCKPILE INVESTMENTS, INC.|186
BLK|BLACKROCK INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
BLK|BLACKROCK INC|SWIM|TD Ameritrade, Inc.|13037
BLK|BLACKROCK INC|SWST|Hilltop Securities Inc.|1966
BLK|BLACKROCK INC|TDSI|TD Securities (USA) LLC|1200
BLK|BLACKROCK INC|TKNG|ALLY INVEST SECURITIES LLC|540
BLK|BLACKROCK INC|TRBT|Tradebot Systems, Inc.|111767
BLK|BLACKROCK INC|TRCM|TRC MARKETS LLC|28103
BLK|BLACKROCK INC|TWTT|TASTYWORKS, INC.|4
BLK|BLACKROCK INC|UBSA|UBS SECURITIES LLC|428657
BLK|BLACKROCK INC|UBSS|UBS Securities LLC|554093
BLK|BLACKROCK INC|VALX|VIRTU AMERICAS LLC|18660
BLK|BLACKROCK INC|VGRD|Vanguard Marketing Corporation|11394
BLK|BLACKROCK INC|WABR|Wall Street Access|595
BLK|BLACKROCK INC|WBET|Wallachbeth Capital LLC|2
BLK|BLACKROCK INC|WBLR|WILLIAM BLAIR|194
BLK|BLACKROCK INC|WBPX|SUMMIT SECURITIES GROUP, LLC|8814
BLK|BLACKROCK INC|WCHV|WELLS FARGO SECURITIES, LLC|94589
BLK|BLACKROCK INC|WDNX|WEEDEN & CO.L.P.|3188
BLK|BLACKROCK INC|WEDB|WEDBUSH SECURITIES INC.|1733
BLK|BLACKROCK INC|WEED|Weeden & Co.L.P.|861
BLK|BLACKROCK INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13780
BLK|BLACKROCK INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15087
BLK|BLACKROCK INC|WGIF|CIBC World Markets Inc.|1231
BLK|BLACKROCK INC|WHOT|JUST2TRADE, INC.|4
BLK|BLACKROCK INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1476
BLK|BLACKROCK INC|WSEA|WOLVERINE SECURITIES, LLC|4383
BLK|BLACKROCK INC|XIST|INSTINET, LLC|11642
BLK|BLACKROCK INC|XPQR|Jump Trading|2087
BLK|BLACKROCK INC|XPUS|XP SECURITIES, LLC|1408
BLK|BLACKROCK INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|25570
BLK|BLACKROCK INC|YKNA|COMHAR CAPITAL MARKETS, LLC|99249
BLK|BLACKROCK INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4328
BLKB|BLACKBAUD, INC.|ALTX|Alternet Securities Inc.|4728
BLKB|BLACKBAUD, INC.|ANOS|ABEL/NOSER, L.L.C.|399
BLKB|BLACKBAUD, INC.|APCC|Apex Clearing Corporation|39
BLKB|BLACKBAUD, INC.|BARD|Robert W. Baird & Co. Incorporated|1160
BLKB|BLACKBAUD, INC.|BATM|CBOE TRADING, INC.|1826
BLKB|BLACKBAUD, INC.|BAYC|BAY CREST PARTNERS, LLC|2199
BLKB|BLACKBAUD, INC.|BAYT|BTIG, LLC|2083
BLKB|BLACKBAUD, INC.|BBNT|BB&T SECURITIES, LLC|375
BLKB|BLACKBAUD, INC.|BERN|Sanford C. Bernstein & Co., LLC|34855
BLKB|BLACKBAUD, INC.|BIMI|Banca IMI Securities Corp.|34
BLKB|BLACKBAUD, INC.|BKCM|BNY Mellon Capital Markets LLC|14288
BLKB|BLACKBAUD, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11544
BLKB|BLACKBAUD, INC.|BLKX|INSTINET, LLC|10000
BLKB|BLACKBAUD, INC.|BMOC|BMO Capital Markets Corp.|9555
BLKB|BLACKBAUD, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|9299
BLKB|BLACKBAUD, INC.|BRVL|BLAYLOCK VAN, LLC|100
BLKB|BLACKBAUD, INC.|BTIG|BTIG, LLC|10489
BLKB|BLACKBAUD, INC.|BYXM|CBOE TRADING, INC.|1272
BLKB|BLACKBAUD, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
BLKB|BLACKBAUD, INC.|CANT|Cantor Fitzgerald & Co.|15851
BLKB|BLACKBAUD, INC.|CHAS|Charles Schwab & Co., Inc.|1235
BLKB|BLACKBAUD, INC.|CIST|Capital Institutional Services, Inc.|1755
BLKB|BLACKBAUD, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56529
BLKB|BLACKBAUD, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|354
BLKB|BLACKBAUD, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|442
BLKB|BLACKBAUD, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113453
BLKB|BLACKBAUD, INC.|CSMS|CORNERSTONE MACRO LLC|66
BLKB|BLACKBAUD, INC.|CTDL|Citadel Derivatives Group Llc|6545
BLKB|BLACKBAUD, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|5874
BLKB|BLACKBAUD, INC.|DBAB|Deutsche Bank Securities Inc.|347230
BLKB|BLACKBAUD, INC.|DBAX|Deutsche Bank Securities Inc.|58900
BLKB|BLACKBAUD, INC.|DBUL|Deutsche Bank Securities Inc.|500
BLKB|BLACKBAUD, INC.|DCHF|Dart Executions, LLC|170
BLKB|BLACKBAUD, INC.|DEAN|MORGAN STANLEY|2185
BLKB|BLACKBAUD, INC.|DEGS|RONIN PROFESSIONAL LLC|400
BLKB|BLACKBAUD, INC.|EBXL|EBX LLC|40800
BLKB|BLACKBAUD, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|463
BLKB|BLACKBAUD, INC.|EDJO|Edward D. Jones & Co., L.P.|365
BLKB|BLACKBAUD, INC.|EGAM|CBOE TRADING, INC.|3687
BLKB|BLACKBAUD, INC.|EGAW|CBOE TRADING, INC.|47
BLKB|BLACKBAUD, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
BLKB|BLACKBAUD, INC.|EGXM|CBOE TRADING, INC.|2364
BLKB|BLACKBAUD, INC.|EGXW|CBOE TRADING, INC.|72
BLKB|BLACKBAUD, INC.|ETBE|Electronic Transaction Clearing, Inc.|2464
BLKB|BLACKBAUD, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|9
BLKB|BLACKBAUD, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3636
BLKB|BLACKBAUD, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19294
BLKB|BLACKBAUD, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|91
BLKB|BLACKBAUD, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|20060
BLKB|BLACKBAUD, INC.|ETRS|E*Trade Securities LLC|12088
BLKB|BLACKBAUD, INC.|FBCO|Credit Suisse Securities (USA) LLC|199497
BLKB|BLACKBAUD, INC.|FBSB|U.S. Bancorp Investments, Inc.|2
BLKB|BLACKBAUD, INC.|FILL|Tradestation Securities, Inc.|85
BLKB|BLACKBAUD, INC.|FMAF|NBCN Inc./ CDS|532
BLKB|BLACKBAUD, INC.|FOMA|TD AMERITRADE CLEARING, INC.|137204
BLKB|BLACKBAUD, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6202
BLKB|BLACKBAUD, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47815
BLKB|BLACKBAUD, INC.|FTBR|Foliofn Investments, Inc.|1138
BLKB|BLACKBAUD, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|29767
BLKB|BLACKBAUD, INC.|GLPX|ACS EXECUTION SERVICES, LLC|15521
BLKB|BLACKBAUD, INC.|GSCO|GOLDMAN SACHS & CO. LLC|383735
BLKB|BLACKBAUD, INC.|GSCS|GOLDMAN SACHS & CO. LLC|45099
BLKB|BLACKBAUD, INC.|GSLT|GOLDMAN SACHS & CO. LLC|820
BLKB|BLACKBAUD, INC.|GTSZ|GTS SECURITIES LLC|39716
BLKB|BLACKBAUD, INC.|HRBF|American Enterprise Investment Services Inc.|75
BLKB|BLACKBAUD, INC.|IATS|INTERACTIVE BROKERS LLC|4345
BLKB|BLACKBAUD, INC.|IBKR|Interactive Brokers Llc|15329
BLKB|BLACKBAUD, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|200
BLKB|BLACKBAUD, INC.|ICBX|INSTINET, LLC|7700
BLKB|BLACKBAUD, INC.|IEQY|CITADEL SECURITIES LLC|71312
BLKB|BLACKBAUD, INC.|INCA|INSTINET, LLC|168201
BLKB|BLACKBAUD, INC.|INJX|INSTINET, LLC|21112
BLKB|BLACKBAUD, INC.|ITGI|ITG Inc.|16510
BLKB|BLACKBAUD, INC.|ITGP|ITG INC.|21800
BLKB|BLACKBAUD, INC.|JANY|Janney Montgomery Scott Inc.|5
BLKB|BLACKBAUD, INC.|JEFF|JEFFERIES LLC|47447
BLKB|BLACKBAUD, INC.|JMPT|JUMP TRADING, LLC|16994
BLKB|BLACKBAUD, INC.|JPBX|J.P. MORGAN SECURITIES LLC|15325
BLKB|BLACKBAUD, INC.|JPMX|J.P. Morgan Securities LLC|101332
BLKB|BLACKBAUD, INC.|JSJX|JANE STREET CAPITAL LLC|3974
BLKB|BLACKBAUD, INC.|KCGM|VIRTU Americas LLC|7868
BLKB|BLACKBAUD, INC.|LEHM|Barclays Capital Inc./Le|303372
BLKB|BLACKBAUD, INC.|LIME|Lime Brokerage LLC|127916
BLKB|BLACKBAUD, INC.|LSCI|Lek Securities Corporation|3
BLKB|BLACKBAUD, INC.|MAXM|Maxim Group LLC|4812
BLKB|BLACKBAUD, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21054
BLKB|BLACKBAUD, INC.|MSCO|MORGAN STANLEY & CO. LLC|751990
BLKB|BLACKBAUD, INC.|MSPL|MORGAN STANLEY & CO. LLC|90800
BLKB|BLACKBAUD, INC.|MSTX|MORGAN STANLEY & CO. LLC|6100
BLKB|BLACKBAUD, INC.|NFSC|National Financial Services LLC|10538
BLKB|BLACKBAUD, INC.|NITE|VIRTU Americas LLC|82128
BLKB|BLACKBAUD, INC.|NITP|VIRTU Americas LLC|1100
BLKB|BLACKBAUD, INC.|NQRB|Brut, LLC|2963
BLKB|BLACKBAUD, INC.|NTRC|Northern Trust Securities, Inc.|871
BLKB|BLACKBAUD, INC.|OPCO|Oppenheimer & Co. Inc.|208
BLKB|BLACKBAUD, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|645
BLKB|BLACKBAUD, INC.|PDQM|CODA MARKETS, INC.|44753
BLKB|BLACKBAUD, INC.|PIPR|Piper Jaffray & Co.|1600
BLKB|BLACKBAUD, INC.|PWJC|UBS Financial Services, Inc.|5
BLKB|BLACKBAUD, INC.|RAJA|Raymond James & Associates, Inc.|1841
BLKB|BLACKBAUD, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2093
BLKB|BLACKBAUD, INC.|SAGL|SAGETRADER, LLC|4824
BLKB|BLACKBAUD, INC.|SAGW|SAGETRADER, LLC|133
BLKB|BLACKBAUD, INC.|SALI|INTL FCSTONE FINANCIAL INC.|55
BLKB|BLACKBAUD, INC.|SBSH|Citigroup Global Markets Inc.|118724
BLKB|BLACKBAUD, INC.|SGMT|GOLDMAN SACHS & CO. LLC|25321
BLKB|BLACKBAUD, INC.|SPDR|SPEEDROUTE LLC|3966
BLKB|BLACKBAUD, INC.|SPTD|MINT GLOBAL MARKETS, INC.|9614
BLKB|BLACKBAUD, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|35572
BLKB|BLACKBAUD, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|171
BLKB|BLACKBAUD, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
BLKB|BLACKBAUD, INC.|SWIM|TD Ameritrade, Inc.|2
BLKB|BLACKBAUD, INC.|TONC|CUTTONE & CO., LLC|773
BLKB|BLACKBAUD, INC.|TRBT|Tradebot Systems, Inc.|87877
BLKB|BLACKBAUD, INC.|TRCM|TRC MARKETS LLC|39796
BLKB|BLACKBAUD, INC.|UBSS|UBS Securities LLC|496184
BLKB|BLACKBAUD, INC.|VALX|VIRTU AMERICAS LLC|6264
BLKB|BLACKBAUD, INC.|VGRD|Vanguard Marketing Corporation|48
BLKB|BLACKBAUD, INC.|WBLR|WILLIAM BLAIR|1092
BLKB|BLACKBAUD, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
BLKB|BLACKBAUD, INC.|WCHV|WELLS FARGO SECURITIES, LLC|19299
BLKB|BLACKBAUD, INC.|WDNX|WEEDEN & CO.L.P.|302
BLKB|BLACKBAUD, INC.|WEDB|WEDBUSH SECURITIES INC.|45
BLKB|BLACKBAUD, INC.|WEED|Weeden & Co.L.P.|719
BLKB|BLACKBAUD, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|927
BLKB|BLACKBAUD, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2151
BLKB|BLACKBAUD, INC.|WFPB|Wells Fargo Securities, LLC.|500
BLKB|BLACKBAUD, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|35
BLKB|BLACKBAUD, INC.|WSAG|WALL STREET ACCESS|794
BLKB|BLACKBAUD, INC.|WSEA|WOLVERINE SECURITIES, LLC|259
BLKB|BLACKBAUD, INC.|XIST|INSTINET, LLC|11000
BLKB|BLACKBAUD, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
BLKB|BLACKBAUD, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|5142
BLKB|BLACKBAUD, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|672
BLL|BALL CP|ABLE|NATIXIS Securities Americas LLC|542919
BLL|BALL CP|ADAM|CANACCORD GENUITY INC.|269421
BLL|BALL CP|ALTX|Alternet Securities Inc.|29392
BLL|BALL CP|ANOS|ABEL/NOSER, L.L.C.|400
BLL|BALL CP|APCC|Apex Clearing Corporation|3752
BLL|BALL CP|BANK|Primevest Financial Services, Inc.|56
BLL|BALL CP|BARD|Robert W. Baird & Co. Incorporated|1770
BLL|BALL CP|BATM|CBOE TRADING, INC.|6849
BLL|BALL CP|BAYC|BAY CREST PARTNERS, LLC|10
BLL|BALL CP|BAYT|BTIG, LLC|2700
BLL|BALL CP|BBNT|BB&T SECURITIES, LLC|7089
BLL|BALL CP|BERN|Sanford C. Bernstein & Co., LLC|114377
BLL|BALL CP|BIDS|BIDS TRADING L.P.|44900
BLL|BALL CP|BIMI|Banca IMI Securities Corp.|374
BLL|BALL CP|BKCM|BNY Mellon Capital Markets LLC|93
BLL|BALL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10914
BLL|BALL CP|BLKX|INSTINET, LLC|370097
BLL|BALL CP|BMOC|BMO Capital Markets Corp.|1942
BLL|BALL CP|BNPX|BNP PARIBAS SECURITIES CORP.|120305
BLL|BALL CP|BTIG|BTIG, LLC|170817
BLL|BALL CP|BYXM|CBOE TRADING, INC.|696
BLL|BALL CP|BZYD|GOLDMAN SACHS & CO. LLC|366
BLL|BALL CP|CABR|Cabrera Capital Markets, Inc.|1450
BLL|BALL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|37270
BLL|BALL CP|CHAS|Charles Schwab & Co., Inc.|1116
BLL|BALL CP|CIBP|CIBC World Markets Corp.|25481
BLL|BALL CP|CIOI|CITIGROUP GLOBAL MARKETS INC|250000
BLL|BALL CP|CIST|Capital Institutional Services, Inc.|6661
BLL|BALL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|625796
BLL|BALL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2330
BLL|BALL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1118
BLL|BALL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1211880
BLL|BALL CP|CTDL|Citadel Derivatives Group Llc|9434
BLL|BALL CP|CTLR|CUTLER GROUP, LP|500
BLL|BALL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|160098
BLL|BALL CP|DADA|D.A. Davidson & Co.|50
BLL|BALL CP|DAVA|Davenport & Company LLC|676
BLL|BALL CP|DBAB|Deutsche Bank Securities Inc.|477259
BLL|BALL CP|DBAX|Deutsche Bank Securities Inc.|709600
BLL|BALL CP|DBUL|Deutsche Bank Securities Inc.|1280
BLL|BALL CP|DCHF|Dart Executions, LLC|2043
BLL|BALL CP|DEAN|MORGAN STANLEY|21143
BLL|BALL CP|DEGS|RONIN PROFESSIONAL LLC|1000
BLL|BALL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|292
BLL|BALL CP|EBXL|EBX LLC|753500
BLL|BALL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|161585
BLL|BALL CP|EDJO|Edward D. Jones & Co., L.P.|7100
BLL|BALL CP|EGAM|CBOE TRADING, INC.|48266
BLL|BALL CP|EGAW|CBOE TRADING, INC.|575
BLL|BALL CP|EGMT|EG MARKET TECHNOLOGIES LLC|300
BLL|BALL CP|EGXM|CBOE TRADING, INC.|7100
BLL|BALL CP|EGXW|CBOE TRADING, INC.|38
BLL|BALL CP|ESPO|ESPOSITO SECURITIES, LLC|917
BLL|BALL CP|ETBE|Electronic Transaction Clearing, Inc.|40235
BLL|BALL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
BLL|BALL CP|ETCC|Electronic Transaction Clearing, Inc.|1649
BLL|BALL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6150
BLL|BALL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4384
BLL|BALL CP|ETRS|E*Trade Securities LLC|44848
BLL|BALL CP|FBRC|B. RILEY FBR, INC.|621030
BLL|BALL CP|FBSB|U.S. Bancorp Investments, Inc.|51
BLL|BALL CP|FIDT|Fidelity Clearing Canada ULC./ CDS|2
BLL|BALL CP|FILL|Tradestation Securities, Inc.|3854
BLL|BALL CP|FINX|FINTECH SECURITIES|315
BLL|BALL CP|FMAF|NBCN Inc./ CDS|15186
BLL|BALL CP|FMCO|First Manhattan Co|1000
BLL|BALL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3028
BLL|BALL CP|FQLS|Quantlab Securities LP|773760
BLL|BALL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|149376
BLL|BALL CP|FTBR|Foliofn Investments, Inc.|805
BLL|BALL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|10025
BLL|BALL CP|GLPX|ACS EXECUTION SERVICES, LLC|106804
BLL|BALL CP|GPSS|Great Pacific Securities|400
BLL|BALL CP|GSCO|GOLDMAN SACHS & CO. LLC|3654407
BLL|BALL CP|GSCS|GOLDMAN SACHS & CO. LLC|24271
BLL|BALL CP|GSLT|GOLDMAN SACHS & CO. LLC|25735
BLL|BALL CP|GTSZ|GTS SECURITIES LLC|204447
BLL|BALL CP|GUGS|Guggenheim Securities, LLC|10000
BLL|BALL CP|HRBF|American Enterprise Investment Services Inc.|10004
BLL|BALL CP|HSBC|HSBC Securities, Inc.|500
BLL|BALL CP|IATS|INTERACTIVE BROKERS LLC|26248
BLL|BALL CP|IBKR|Interactive Brokers Llc|65244
BLL|BALL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|747
BLL|BALL CP|ICBX|INSTINET, LLC|245405
BLL|BALL CP|IEQY|CITADEL SECURITIES LLC|295957
BLL|BALL CP|INCA|INSTINET, LLC|790948
BLL|BALL CP|INJX|INSTINET, LLC|19167
BLL|BALL CP|INTL|INTL FCSTONE FINANCIAL INC.|4
BLL|BALL CP|ITGI|ITG Inc.|762707
BLL|BALL CP|ITGP|ITG INC.|575800
BLL|BALL CP|JANY|Janney Montgomery Scott Inc.|2511
BLL|BALL CP|JEFF|JEFFERIES LLC|413601
BLL|BALL CP|JMPT|JUMP TRADING, LLC|218017
BLL|BALL CP|JPBX|J.P. MORGAN SECURITIES LLC|306835
BLL|BALL CP|JPMX|J.P. Morgan Securities LLC|1017335
BLL|BALL CP|JSJX|JANE STREET CAPITAL LLC|11982
BLL|BALL CP|KCGM|VIRTU Americas LLC|144879
BLL|BALL CP|LEER|LEERINK PARTNERS LLC|100
BLL|BALL CP|LEHM|Barclays Capital Inc./Le|1666013
BLL|BALL CP|LIME|Lime Brokerage LLC|53388
BLL|BALL CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|793640
BLL|BALL CP|LOOP|Loop Capital Markets LLC|100
BLL|BALL CP|LQNA|LIQUIDNET, INC.|273500
BLL|BALL CP|LQNB|LIQUIDNET, INC.|20000
BLL|BALL CP|LSCI|Lek Securities Corporation|3811
BLL|BALL CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
BLL|BALL CP|MACC|Mid Atlantic Capital Corporation|10
BLL|BALL CP|MACQ|Macquarie Capital (USA) Inc.|6201
BLL|BALL CP|MAXM|Maxim Group LLC|4210
BLL|BALL CP|MBTS|ALLY INVEST SECURITIES LLC|600
BLL|BALL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|628412
BLL|BALL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2070
BLL|BALL CP|MNDX|TJM Investments, LLC|1100
BLL|BALL CP|MOTF|MOTIF INVESTING, INC.|2
BLL|BALL CP|MSCO|MORGAN STANLEY & CO. LLC|3297872
BLL|BALL CP|MSPL|MORGAN STANLEY & CO. LLC|938200
BLL|BALL CP|MSTX|MORGAN STANLEY & CO. LLC|651800
BLL|BALL CP|MUFG|MUFG SECURITIES AMERICAS INC.|82403
BLL|BALL CP|MWCC|Monness Crespi Hardt & Co., Inc.|32300
BLL|BALL CP|NEUB|NEUBERGER BERMAN BD LLC|500
BLL|BALL CP|NFSC|National Financial Services LLC|148425
BLL|BALL CP|NITE|VIRTU Americas LLC|612887
BLL|BALL CP|NITP|VIRTU Americas LLC|2981
BLL|BALL CP|NQRB|Brut, LLC|14923
BLL|BALL CP|NTBF|BMO Nesbitt Burns Inc./CDS|3013
BLL|BALL CP|NTRC|Northern Trust Securities, Inc.|2436
BLL|BALL CP|OHOS|TWO SIGMA SECURITIES, LLC|97627
BLL|BALL CP|OPCO|Oppenheimer & Co. Inc.|1175
BLL|BALL CP|PDQM|CODA MARKETS, INC.|51465
BLL|BALL CP|PICT|Pictet Overseas Inc.|19736
BLL|BALL CP|PIPR|Piper Jaffray & Co.|100
BLL|BALL CP|PWJC|UBS Financial Services, Inc.|114
BLL|BALL CP|QMSR|QUATTRO M SECURITIES INC.|2992
BLL|BALL CP|RBCM|RBC CAPITAL MARKETS, LLC|11477
BLL|BALL CP|RGLD|Regal Securities, Inc|20
BLL|BALL CP|RHCO|Suntrust Robinson Humphrey, Inc.|8710
BLL|BALL CP|SAGL|SAGETRADER, LLC|121034
BLL|BALL CP|SAGW|SAGETRADER, LLC|874
BLL|BALL CP|SALI|INTL FCSTONE FINANCIAL INC.|230
BLL|BALL CP|SBSH|Citigroup Global Markets Inc.|367188
BLL|BALL CP|SEIC|SEI Investments Distribution Co.|17500
BLL|BALL CP|SGMT|GOLDMAN SACHS & CO. LLC|442581
BLL|BALL CP|SIBO|Prime Executions, Inc.|900
BLL|BALL CP|SIDC|Sidoti & Company, LLC|60
BLL|BALL CP|SPDR|SPEEDROUTE LLC|38463
BLL|BALL CP|STFL|Stifel, Nicolaus & Company, Incorporated|11393
BLL|BALL CP|STKP|STOCKPILE INVESTMENTS, INC.|8
BLL|BALL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18940
BLL|BALL CP|SWIM|TD Ameritrade, Inc.|285774
BLL|BALL CP|SWST|Hilltop Securities Inc.|71556
BLL|BALL CP|TKNG|ALLY INVEST SECURITIES LLC|3832
BLL|BALL CP|TRBT|Tradebot Systems, Inc.|499963
BLL|BALL CP|TRCM|TRC MARKETS LLC|503468
BLL|BALL CP|TWTT|TASTYWORKS, INC.|600
BLL|BALL CP|UBSA|UBS SECURITIES LLC|2000883
BLL|BALL CP|UBSS|UBS Securities LLC|1246201
BLL|BALL CP|VALX|VIRTU AMERICAS LLC|42253
BLL|BALL CP|VGRD|Vanguard Marketing Corporation|18103
BLL|BALL CP|WBLR|WILLIAM BLAIR|79
BLL|BALL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|19130
BLL|BALL CP|WCHV|WELLS FARGO SECURITIES, LLC|78716
BLL|BALL CP|WDNX|WEEDEN & CO.L.P.|5186
BLL|BALL CP|WEDB|WEDBUSH SECURITIES INC.|17391
BLL|BALL CP|WEED|Weeden & Co.L.P.|1350718
BLL|BALL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55279
BLL|BALL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|107249
BLL|BALL CP|WFPB|Wells Fargo Securities, LLC.|50
BLL|BALL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2128
BLL|BALL CP|WOLF|Wolfe Trahan Securities|900
BLL|BALL CP|WSAG|WALL STREET ACCESS|627
BLL|BALL CP|WSEA|WOLVERINE SECURITIES, LLC|9694
BLL|BALL CP|XIST|INSTINET, LLC|263430
BLL|BALL CP|XPQR|Jump Trading|3466
BLL|BALL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|57926
BLL|BALL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2254
BLL|BALL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8527
BLMN|BLOOMIN' BRANDS, INC|ALTX|Alternet Securities Inc.|27666
BLMN|BLOOMIN' BRANDS, INC|APCC|Apex Clearing Corporation|24
BLMN|BLOOMIN' BRANDS, INC|AQUA|AQUA SECURITIES L.P.|6600
BLMN|BLOOMIN' BRANDS, INC|BARD|Robert W. Baird & Co. Incorporated|34252
BLMN|BLOOMIN' BRANDS, INC|BATM|CBOE TRADING, INC.|4297
BLMN|BLOOMIN' BRANDS, INC|BAYC|BAY CREST PARTNERS, LLC|12473
BLMN|BLOOMIN' BRANDS, INC|BAYT|BTIG, LLC|4400
BLMN|BLOOMIN' BRANDS, INC|BBNT|BB&T SECURITIES, LLC|169
BLMN|BLOOMIN' BRANDS, INC|BERN|Sanford C. Bernstein & Co., LLC|144180
BLMN|BLOOMIN' BRANDS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1068
BLMN|BLOOMIN' BRANDS, INC|BLKX|INSTINET, LLC|169372
BLMN|BLOOMIN' BRANDS, INC|BMOC|BMO Capital Markets Corp.|17134
BLMN|BLOOMIN' BRANDS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|4984
BLMN|BLOOMIN' BRANDS, INC|BTIG|BTIG, LLC|238824
BLMN|BLOOMIN' BRANDS, INC|BYXM|CBOE TRADING, INC.|2995
BLMN|BLOOMIN' BRANDS, INC|BZYD|GOLDMAN SACHS & CO. LLC|600
BLMN|BLOOMIN' BRANDS, INC|CANT|Cantor Fitzgerald & Co.|108
BLMN|BLOOMIN' BRANDS, INC|CHAS|Charles Schwab & Co., Inc.|12223
BLMN|BLOOMIN' BRANDS, INC|CIST|Capital Institutional Services, Inc.|551
BLMN|BLOOMIN' BRANDS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|347959
BLMN|BLOOMIN' BRANDS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
BLMN|BLOOMIN' BRANDS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|878072
BLMN|BLOOMIN' BRANDS, INC|CTDL|Citadel Derivatives Group Llc|10576
BLMN|BLOOMIN' BRANDS, INC|CTLR|CUTLER GROUP, LP|700
BLMN|BLOOMIN' BRANDS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|144478
BLMN|BLOOMIN' BRANDS, INC|DBAB|Deutsche Bank Securities Inc.|629508
BLMN|BLOOMIN' BRANDS, INC|DBAX|Deutsche Bank Securities Inc.|891300
BLMN|BLOOMIN' BRANDS, INC|DBUL|Deutsche Bank Securities Inc.|3436
BLMN|BLOOMIN' BRANDS, INC|DEAN|MORGAN STANLEY|819
BLMN|BLOOMIN' BRANDS, INC|DEGS|RONIN PROFESSIONAL LLC|16412
BLMN|BLOOMIN' BRANDS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2807
BLMN|BLOOMIN' BRANDS, INC|EBXL|EBX LLC|293500
BLMN|BLOOMIN' BRANDS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|37763
BLMN|BLOOMIN' BRANDS, INC|EDJO|Edward D. Jones & Co., L.P.|1100
BLMN|BLOOMIN' BRANDS, INC|EGAM|CBOE TRADING, INC.|29204
BLMN|BLOOMIN' BRANDS, INC|EGAW|CBOE TRADING, INC.|700
BLMN|BLOOMIN' BRANDS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|700
BLMN|BLOOMIN' BRANDS, INC|EGXM|CBOE TRADING, INC.|4045
BLMN|BLOOMIN' BRANDS, INC|EGXW|CBOE TRADING, INC.|99
BLMN|BLOOMIN' BRANDS, INC|ETBE|Electronic Transaction Clearing, Inc.|26706
BLMN|BLOOMIN' BRANDS, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5808
BLMN|BLOOMIN' BRANDS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30167
BLMN|BLOOMIN' BRANDS, INC|ETRS|E*Trade Securities LLC|15787
BLMN|BLOOMIN' BRANDS, INC|FBCO|Credit Suisse Securities (USA) LLC|1657939
BLMN|BLOOMIN' BRANDS, INC|FILL|Tradestation Securities, Inc.|970
BLMN|BLOOMIN' BRANDS, INC|FMAF|NBCN Inc./ CDS|5992
BLMN|BLOOMIN' BRANDS, INC|FOMA|TD AMERITRADE CLEARING, INC.|50085
BLMN|BLOOMIN' BRANDS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|91482
BLMN|BLOOMIN' BRANDS, INC|FQLS|Quantlab Securities LP|630144
BLMN|BLOOMIN' BRANDS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|181513
BLMN|BLOOMIN' BRANDS, INC|FTBR|Foliofn Investments, Inc.|981
BLMN|BLOOMIN' BRANDS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|27615
BLMN|BLOOMIN' BRANDS, INC|GLPX|ACS EXECUTION SERVICES, LLC|15666
BLMN|BLOOMIN' BRANDS, INC|GSCO|GOLDMAN SACHS & CO. LLC|2249455
BLMN|BLOOMIN' BRANDS, INC|GSCS|GOLDMAN SACHS & CO. LLC|46663
BLMN|BLOOMIN' BRANDS, INC|GSLT|GOLDMAN SACHS & CO. LLC|9792
BLMN|BLOOMIN' BRANDS, INC|GTSZ|GTS SECURITIES LLC|58986
BLMN|BLOOMIN' BRANDS, INC|HRBF|American Enterprise Investment Services Inc.|18372
BLMN|BLOOMIN' BRANDS, INC|IATS|INTERACTIVE BROKERS LLC|17217
BLMN|BLOOMIN' BRANDS, INC|IBKR|Interactive Brokers Llc|122633
BLMN|BLOOMIN' BRANDS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|64
BLMN|BLOOMIN' BRANDS, INC|ICBX|INSTINET, LLC|111594
BLMN|BLOOMIN' BRANDS, INC|IEQY|CITADEL SECURITIES LLC|78801
BLMN|BLOOMIN' BRANDS, INC|INCA|INSTINET, LLC|613875
BLMN|BLOOMIN' BRANDS, INC|INJX|INSTINET, LLC|44460
BLMN|BLOOMIN' BRANDS, INC|ITGI|ITG Inc.|115909
BLMN|BLOOMIN' BRANDS, INC|ITGP|ITG INC.|290200
BLMN|BLOOMIN' BRANDS, INC|JANY|Janney Montgomery Scott Inc.|2
BLMN|BLOOMIN' BRANDS, INC|JEFF|JEFFERIES LLC|346218
BLMN|BLOOMIN' BRANDS, INC|JMPT|JUMP TRADING, LLC|189672
BLMN|BLOOMIN' BRANDS, INC|JONE|JonesTrading|16781
BLMN|BLOOMIN' BRANDS, INC|JPBX|J.P. MORGAN SECURITIES LLC|531023
BLMN|BLOOMIN' BRANDS, INC|JPMX|J.P. Morgan Securities LLC|784862
BLMN|BLOOMIN' BRANDS, INC|JSJX|JANE STREET CAPITAL LLC|10910
BLMN|BLOOMIN' BRANDS, INC|KCGM|VIRTU Americas LLC|86069
BLMN|BLOOMIN' BRANDS, INC|KING|C. L. King & Associates, Inc.|10000
BLMN|BLOOMIN' BRANDS, INC|LEHM|Barclays Capital Inc./Le|1672512
BLMN|BLOOMIN' BRANDS, INC|LIME|Lime Brokerage LLC|258553
BLMN|BLOOMIN' BRANDS, INC|LOOP|Loop Capital Markets LLC|593
BLMN|BLOOMIN' BRANDS, INC|LQNA|LIQUIDNET, INC.|251100
BLMN|BLOOMIN' BRANDS, INC|LQNB|LIQUIDNET, INC.|4100
BLMN|BLOOMIN' BRANDS, INC|LSCI|Lek Securities Corporation|353
BLMN|BLOOMIN' BRANDS, INC|MAXM|Maxim Group LLC|7950
BLMN|BLOOMIN' BRANDS, INC|MKMP|MKM Partners LLC|22500
BLMN|BLOOMIN' BRANDS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|291988
BLMN|BLOOMIN' BRANDS, INC|MOTF|MOTIF INVESTING, INC.|1
BLMN|BLOOMIN' BRANDS, INC|MSCO|MORGAN STANLEY & CO. LLC|4844783
BLMN|BLOOMIN' BRANDS, INC|MSPL|MORGAN STANLEY & CO. LLC|891000
BLMN|BLOOMIN' BRANDS, INC|MSTX|MORGAN STANLEY & CO. LLC|754100
BLMN|BLOOMIN' BRANDS, INC|MTON|MILLINGTON SECURITIES, INC.|163260
BLMN|BLOOMIN' BRANDS, INC|NFSC|National Financial Services LLC|364409
BLMN|BLOOMIN' BRANDS, INC|NITE|VIRTU Americas LLC|254013
BLMN|BLOOMIN' BRANDS, INC|NITP|VIRTU Americas LLC|3639
BLMN|BLOOMIN' BRANDS, INC|NQRB|Brut, LLC|51528
BLMN|BLOOMIN' BRANDS, INC|NTRC|Northern Trust Securities, Inc.|2978
BLMN|BLOOMIN' BRANDS, INC|OPCO|Oppenheimer & Co. Inc.|4874
BLMN|BLOOMIN' BRANDS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2437
BLMN|BLOOMIN' BRANDS, INC|PDQM|CODA MARKETS, INC.|49228
BLMN|BLOOMIN' BRANDS, INC|PNSR|Penserra Securities, LLC|286
BLMN|BLOOMIN' BRANDS, INC|PWJC|UBS Financial Services, Inc.|1621
BLMN|BLOOMIN' BRANDS, INC|RAJA|Raymond James & Associates, Inc.|6723
BLMN|BLOOMIN' BRANDS, INC|RBCM|RBC CAPITAL MARKETS, LLC|2285
BLMN|BLOOMIN' BRANDS, INC|SAGL|SAGETRADER, LLC|80124
BLMN|BLOOMIN' BRANDS, INC|SBSH|Citigroup Global Markets Inc.|681872
BLMN|BLOOMIN' BRANDS, INC|SEIC|SEI Investments Distribution Co.|100
BLMN|BLOOMIN' BRANDS, INC|SGMT|GOLDMAN SACHS & CO. LLC|355197
BLMN|BLOOMIN' BRANDS, INC|SPDR|SPEEDROUTE LLC|4813
BLMN|BLOOMIN' BRANDS, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|40300
BLMN|BLOOMIN' BRANDS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|38578
BLMN|BLOOMIN' BRANDS, INC|STKP|STOCKPILE INVESTMENTS, INC.|84
BLMN|BLOOMIN' BRANDS, INC|SWIM|TD Ameritrade, Inc.|14893
BLMN|BLOOMIN' BRANDS, INC|SWST|Hilltop Securities Inc.|254
BLMN|BLOOMIN' BRANDS, INC|TKNG|ALLY INVEST SECURITIES LLC|2602
BLMN|BLOOMIN' BRANDS, INC|TMBR|Timber Hill LLC|46
BLMN|BLOOMIN' BRANDS, INC|TONC|CUTTONE & CO., LLC|7446
BLMN|BLOOMIN' BRANDS, INC|TOUR|TOURMALINE PARTNERS, LLC|74157
BLMN|BLOOMIN' BRANDS, INC|TRBT|Tradebot Systems, Inc.|501401
BLMN|BLOOMIN' BRANDS, INC|TRCM|TRC MARKETS LLC|192849
BLMN|BLOOMIN' BRANDS, INC|UBSA|UBS SECURITIES LLC|1216675
BLMN|BLOOMIN' BRANDS, INC|UBSS|UBS Securities LLC|1104332
BLMN|BLOOMIN' BRANDS, INC|VALX|VIRTU AMERICAS LLC|48387
BLMN|BLOOMIN' BRANDS, INC|VGRD|Vanguard Marketing Corporation|7110
BLMN|BLOOMIN' BRANDS, INC|WABR|Wall Street Access|82499
BLMN|BLOOMIN' BRANDS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|710
BLMN|BLOOMIN' BRANDS, INC|WCHV|WELLS FARGO SECURITIES, LLC|85024
BLMN|BLOOMIN' BRANDS, INC|WDNX|WEEDEN & CO.L.P.|880
BLMN|BLOOMIN' BRANDS, INC|WEDB|WEDBUSH SECURITIES INC.|180
BLMN|BLOOMIN' BRANDS, INC|WEED|Weeden & Co.L.P.|20000
BLMN|BLOOMIN' BRANDS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3117
BLMN|BLOOMIN' BRANDS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15510
BLMN|BLOOMIN' BRANDS, INC|WFPB|Wells Fargo Securities, LLC.|1500
BLMN|BLOOMIN' BRANDS, INC|WSEA|WOLVERINE SECURITIES, LLC|2604
BLMN|BLOOMIN' BRANDS, INC|XIST|INSTINET, LLC|281600
BLMN|BLOOMIN' BRANDS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|172500
BLMN|BLOOMIN' BRANDS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|101
BLMN|BLOOMIN' BRANDS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|747
BLMT|BSB BANCORP, INC.|APCC|Apex Clearing Corporation|42
BLMT|BSB BANCORP, INC.|BARD|Robert W. Baird & Co. Incorporated|2
BLMT|BSB BANCORP, INC.|BATM|CBOE TRADING, INC.|10
BLMT|BSB BANCORP, INC.|BAYC|BAY CREST PARTNERS, LLC|361
BLMT|BSB BANCORP, INC.|BAYT|BTIG, LLC|200
BLMT|BSB BANCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|624
BLMT|BSB BANCORP, INC.|BMOC|BMO Capital Markets Corp.|1338
BLMT|BSB BANCORP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|690
BLMT|BSB BANCORP, INC.|BTIG|BTIG, LLC|7
BLMT|BSB BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1287
BLMT|BSB BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7270
BLMT|BSB BANCORP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6080
BLMT|BSB BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1798
BLMT|BSB BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|379
BLMT|BSB BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1674
BLMT|BSB BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|10834
BLMT|BSB BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|400
BLMT|BSB BANCORP, INC.|EBXL|EBX LLC|300
BLMT|BSB BANCORP, INC.|EGAM|CBOE TRADING, INC.|4
BLMT|BSB BANCORP, INC.|ETRS|E*Trade Securities LLC|2175
BLMT|BSB BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|40870
BLMT|BSB BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1427
BLMT|BSB BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|649
BLMT|BSB BANCORP, INC.|FTBR|Foliofn Investments, Inc.|45
BLMT|BSB BANCORP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
BLMT|BSB BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|14589
BLMT|BSB BANCORP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|472
BLMT|BSB BANCORP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|100
BLMT|BSB BANCORP, INC.|GTSZ|GTS SECURITIES LLC|196
BLMT|BSB BANCORP, INC.|IBKR|Interactive Brokers Llc|4421
BLMT|BSB BANCORP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
BLMT|BSB BANCORP, INC.|ICBX|INSTINET, LLC|200
BLMT|BSB BANCORP, INC.|IEQY|CITADEL SECURITIES LLC|786
BLMT|BSB BANCORP, INC.|INCA|INSTINET, LLC|9146
BLMT|BSB BANCORP, INC.|INJX|INSTINET, LLC|452
BLMT|BSB BANCORP, INC.|ITGI|ITG Inc.|4744
BLMT|BSB BANCORP, INC.|ITGP|ITG INC.|5000
BLMT|BSB BANCORP, INC.|JEFF|JEFFERIES LLC|2078
BLMT|BSB BANCORP, INC.|JPMX|J.P. Morgan Securities LLC|1545
BLMT|BSB BANCORP, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|353
BLMT|BSB BANCORP, INC.|KCGM|VIRTU Americas LLC|747
BLMT|BSB BANCORP, INC.|LEHM|Barclays Capital Inc./Le|6324
BLMT|BSB BANCORP, INC.|LIME|Lime Brokerage LLC|26606
BLMT|BSB BANCORP, INC.|LMGP|LIME BROKERAGE LLC|4700
BLMT|BSB BANCORP, INC.|MAXM|Maxim Group LLC|840
BLMT|BSB BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
BLMT|BSB BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|42643
BLMT|BSB BANCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|3900
BLMT|BSB BANCORP, INC.|NFSC|National Financial Services LLC|5328
BLMT|BSB BANCORP, INC.|NITE|VIRTU Americas LLC|10128
BLMT|BSB BANCORP, INC.|PDQM|CODA MARKETS, INC.|537
BLMT|BSB BANCORP, INC.|PIPR|Piper Jaffray & Co.|28000
BLMT|BSB BANCORP, INC.|RAJA|Raymond James & Associates, Inc.|1920
BLMT|BSB BANCORP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|21
BLMT|BSB BANCORP, INC.|SAGW|SAGETRADER, LLC|200
BLMT|BSB BANCORP, INC.|SBSH|Citigroup Global Markets Inc.|7915
BLMT|BSB BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|2
BLMT|BSB BANCORP, INC.|SWIM|TD Ameritrade, Inc.|100
BLMT|BSB BANCORP, INC.|TRCM|TRC MARKETS LLC|7400
BLMT|BSB BANCORP, INC.|UBSA|UBS SECURITIES LLC|10010
BLMT|BSB BANCORP, INC.|UBSS|UBS Securities LLC|16137
BLMT|BSB BANCORP, INC.|VALX|VIRTU AMERICAS LLC|1217
BLMT|BSB BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|928
BLMT|BSB BANCORP, INC.|WSEA|WOLVERINE SECURITIES, LLC|8
BLMT|BSB BANCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
BLMT|BSB BANCORP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1087
BLNK|BLINK CHARGING CO.CS|ALTX|Alternet Securities Inc.|6432
BLNK|BLINK CHARGING CO.CS|APCC|Apex Clearing Corporation|37103
BLNK|BLINK CHARGING CO.CS|BANK|Primevest Financial Services, Inc.|100
BLNK|BLINK CHARGING CO.CS|BARD|Robert W. Baird & Co. Incorporated|6500
BLNK|BLINK CHARGING CO.CS|BATM|CBOE TRADING, INC.|2080
BLNK|BLINK CHARGING CO.CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17069
BLNK|BLINK CHARGING CO.CS|BRGE|Newbridge Securities Corp.|30
BLNK|BLINK CHARGING CO.CS|BYXM|CBOE TRADING, INC.|200
BLNK|BLINK CHARGING CO.CS|CHAS|Charles Schwab & Co., Inc.|22661
BLNK|BLINK CHARGING CO.CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15305
BLNK|BLINK CHARGING CO.CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6450
BLNK|BLINK CHARGING CO.CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16727
BLNK|BLINK CHARGING CO.CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116244
BLNK|BLINK CHARGING CO.CS|CTDL|Citadel Derivatives Group Llc|21682
BLNK|BLINK CHARGING CO.CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6918
BLNK|BLINK CHARGING CO.CS|DBAB|Deutsche Bank Securities Inc.|84726
BLNK|BLINK CHARGING CO.CS|DBAX|Deutsche Bank Securities Inc.|35200
BLNK|BLINK CHARGING CO.CS|DEAN|MORGAN STANLEY|3632
BLNK|BLINK CHARGING CO.CS|DEGS|RONIN PROFESSIONAL LLC|8233
BLNK|BLINK CHARGING CO.CS|EBXL|EBX LLC|22700
BLNK|BLINK CHARGING CO.CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4497
BLNK|BLINK CHARGING CO.CS|EDJO|Edward D. Jones & Co., L.P.|6687
BLNK|BLINK CHARGING CO.CS|EGAM|CBOE TRADING, INC.|26720
BLNK|BLINK CHARGING CO.CS|EGAW|CBOE TRADING, INC.|1099
BLNK|BLINK CHARGING CO.CS|EGMT|EG MARKET TECHNOLOGIES LLC|100
BLNK|BLINK CHARGING CO.CS|EGXM|CBOE TRADING, INC.|13482
BLNK|BLINK CHARGING CO.CS|EGXW|CBOE TRADING, INC.|100
BLNK|BLINK CHARGING CO.CS|ETBE|Electronic Transaction Clearing, Inc.|3610
BLNK|BLINK CHARGING CO.CS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2100
BLNK|BLINK CHARGING CO.CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|312
BLNK|BLINK CHARGING CO.CS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
BLNK|BLINK CHARGING CO.CS|ETRS|E*Trade Securities LLC|1301678
BLNK|BLINK CHARGING CO.CS|FBCO|Credit Suisse Securities (USA) LLC|250752
BLNK|BLINK CHARGING CO.CS|FILL|Tradestation Securities, Inc.|74584
BLNK|BLINK CHARGING CO.CS|FMAF|NBCN Inc./ CDS|3398
BLNK|BLINK CHARGING CO.CS|FOMA|TD AMERITRADE CLEARING, INC.|1782028
BLNK|BLINK CHARGING CO.CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12981
BLNK|BLINK CHARGING CO.CS|FTBR|Foliofn Investments, Inc.|22
BLNK|BLINK CHARGING CO.CS|GEBB|GLOBAL EXECUTION BROKERS, LP|8182
BLNK|BLINK CHARGING CO.CS|GLPX|ACS EXECUTION SERVICES, LLC|115918
BLNK|BLINK CHARGING CO.CS|GSCO|GOLDMAN SACHS & CO. LLC|383753
BLNK|BLINK CHARGING CO.CS|GSCS|GOLDMAN SACHS & CO. LLC|22170
BLNK|BLINK CHARGING CO.CS|GSLT|GOLDMAN SACHS & CO. LLC|41351
BLNK|BLINK CHARGING CO.CS|GTSZ|GTS SECURITIES LLC|27586
BLNK|BLINK CHARGING CO.CS|HRBF|American Enterprise Investment Services Inc.|19919
BLNK|BLINK CHARGING CO.CS|IATS|INTERACTIVE BROKERS LLC|64478
BLNK|BLINK CHARGING CO.CS|IBKR|Interactive Brokers Llc|839818
BLNK|BLINK CHARGING CO.CS|ICBX|INSTINET, LLC|29920
BLNK|BLINK CHARGING CO.CS|INCA|INSTINET, LLC|312868
BLNK|BLINK CHARGING CO.CS|INJX|INSTINET, LLC|4130
BLNK|BLINK CHARGING CO.CS|ITGI|ITG Inc.|11003
BLNK|BLINK CHARGING CO.CS|ITGP|ITG INC.|17400
BLNK|BLINK CHARGING CO.CS|JANY|Janney Montgomery Scott Inc.|300
BLNK|BLINK CHARGING CO.CS|JEFF|JEFFERIES LLC|24374
BLNK|BLINK CHARGING CO.CS|JGUN|Joseph Gunnar & Co.  LLC|26000
BLNK|BLINK CHARGING CO.CS|JHDR|J.H. Darbie & Co., Inc.|5500
BLNK|BLINK CHARGING CO.CS|JMPT|JUMP TRADING, LLC|14899
BLNK|BLINK CHARGING CO.CS|JPMX|J.P. Morgan Securities LLC|10168
BLNK|BLINK CHARGING CO.CS|JSJX|JANE STREET CAPITAL LLC|5102
BLNK|BLINK CHARGING CO.CS|KCGM|VIRTU Americas LLC|7385
BLNK|BLINK CHARGING CO.CS|LEHM|Barclays Capital Inc./Le|107492
BLNK|BLINK CHARGING CO.CS|LIME|Lime Brokerage LLC|199173
BLNK|BLINK CHARGING CO.CS|LMGP|LIME BROKERAGE LLC|5390
BLNK|BLINK CHARGING CO.CS|LSCI|Lek Securities Corporation|1600
BLNK|BLINK CHARGING CO.CS|MAXM|Maxim Group LLC|39041
BLNK|BLINK CHARGING CO.CS|MBTS|ALLY INVEST SECURITIES LLC|500
BLNK|BLINK CHARGING CO.CS|MICA|Spartan Securities Group, Ltd.|11500
BLNK|BLINK CHARGING CO.CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9180
BLNK|BLINK CHARGING CO.CS|MOTF|MOTIF INVESTING, INC.|28
BLNK|BLINK CHARGING CO.CS|MSCO|MORGAN STANLEY & CO. LLC|805339
BLNK|BLINK CHARGING CO.CS|MSPL|MORGAN STANLEY & CO. LLC|13800
BLNK|BLINK CHARGING CO.CS|NATL|National Securities Corporation|1700
BLNK|BLINK CHARGING CO.CS|NFSC|National Financial Services LLC|1599995
BLNK|BLINK CHARGING CO.CS|NITE|VIRTU Americas LLC|3351723
BLNK|BLINK CHARGING CO.CS|NITP|VIRTU Americas LLC|4200
BLNK|BLINK CHARGING CO.CS|NQRB|Brut, LLC|14385
BLNK|BLINK CHARGING CO.CS|OPCO|Oppenheimer & Co. Inc.|1390
BLNK|BLINK CHARGING CO.CS|OTAA|OTA LLC|1800
BLNK|BLINK CHARGING CO.CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5148
BLNK|BLINK CHARGING CO.CS|PDQM|CODA MARKETS, INC.|113961
BLNK|BLINK CHARGING CO.CS|POIN|PRECISION SECURITIES, LLC (POIN)|200
BLNK|BLINK CHARGING CO.CS|RAJA|Raymond James & Associates, Inc.|12873
BLNK|BLINK CHARGING CO.CS|RBCM|RBC CAPITAL MARKETS, LLC|33271
BLNK|BLINK CHARGING CO.CS|SAGL|SAGETRADER, LLC|4042
BLNK|BLINK CHARGING CO.CS|SALI|INTL FCSTONE FINANCIAL INC.|400
BLNK|BLINK CHARGING CO.CS|SBSH|Citigroup Global Markets Inc.|61356
BLNK|BLINK CHARGING CO.CS|SGMT|GOLDMAN SACHS & CO. LLC|26287
BLNK|BLINK CHARGING CO.CS|SPDR|SPEEDROUTE LLC|20254
BLNK|BLINK CHARGING CO.CS|SPNT|SEVEN POINTS CAPITAL, LLC|300
BLNK|BLINK CHARGING CO.CS|SPTD|MINT GLOBAL MARKETS, INC.|5000
BLNK|BLINK CHARGING CO.CS|STFL|Stifel, Nicolaus & Company, Incorporated|1269
BLNK|BLINK CHARGING CO.CS|STXG|Stockcross Financial Services, Inc.|100
BLNK|BLINK CHARGING CO.CS|SWIM|TD Ameritrade, Inc.|723178
BLNK|BLINK CHARGING CO.CS|SWST|Hilltop Securities Inc.|5159
BLNK|BLINK CHARGING CO.CS|TKNG|ALLY INVEST SECURITIES LLC|50489
BLNK|BLINK CHARGING CO.CS|TRBT|Tradebot Systems, Inc.|20755
BLNK|BLINK CHARGING CO.CS|TRCM|TRC MARKETS LLC|21518
BLNK|BLINK CHARGING CO.CS|TRLN|Tradelink Securities, LLC|1000
BLNK|BLINK CHARGING CO.CS|TWTT|TASTYWORKS, INC.|1577
BLNK|BLINK CHARGING CO.CS|UBSA|UBS SECURITIES LLC|187588
BLNK|BLINK CHARGING CO.CS|UBSS|UBS Securities LLC|684021
BLNK|BLINK CHARGING CO.CS|VALX|VIRTU AMERICAS LLC|6115
BLNK|BLINK CHARGING CO.CS|VGRD|Vanguard Marketing Corporation|36335
BLNK|BLINK CHARGING CO.CS|VSIN|Vision Financial Markets Llc|5899
BLNK|BLINK CHARGING CO.CS|WCHV|WELLS FARGO SECURITIES, LLC|83978
BLNK|BLINK CHARGING CO.CS|WEDB|WEDBUSH SECURITIES INC.|24802
BLNK|BLINK CHARGING CO.CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25708
BLNK|BLINK CHARGING CO.CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8799
BLNK|BLINK CHARGING CO.CS|WGIF|CIBC World Markets Inc.|19359
BLNK|BLINK CHARGING CO.CS|WSEA|WOLVERINE SECURITIES, LLC|98508
BLNK|BLINK CHARGING CO.CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|19088
BLNK|BLINK CHARGING CO.CS|YKNA|COMHAR CAPITAL MARKETS, LLC|5933
BLNK|BLINK CHARGING CO.CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5255
BLNKW|BLINK CHARGING WT|ALTX|Alternet Securities Inc.|100
BLNKW|BLINK CHARGING WT|APCC|Apex Clearing Corporation|3625
BLNKW|BLINK CHARGING WT|BATM|CBOE TRADING, INC.|300
BLNKW|BLINK CHARGING WT|BYXM|CBOE TRADING, INC.|1
BLNKW|BLINK CHARGING WT|CHAS|Charles Schwab & Co., Inc.|2200
BLNKW|BLINK CHARGING WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
BLNKW|BLINK CHARGING WT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BLNKW|BLINK CHARGING WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6091
BLNKW|BLINK CHARGING WT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
BLNKW|BLINK CHARGING WT|DBAX|Deutsche Bank Securities Inc.|900
BLNKW|BLINK CHARGING WT|EBXL|EBX LLC|3000
BLNKW|BLINK CHARGING WT|EGAM|CBOE TRADING, INC.|200
BLNKW|BLINK CHARGING WT|EGXM|CBOE TRADING, INC.|1100
BLNKW|BLINK CHARGING WT|EGXW|CBOE TRADING, INC.|900
BLNKW|BLINK CHARGING WT|ETRS|E*Trade Securities LLC|94500
BLNKW|BLINK CHARGING WT|FILL|Tradestation Securities, Inc.|1000
BLNKW|BLINK CHARGING WT|FMAF|NBCN Inc./ CDS|1344
BLNKW|BLINK CHARGING WT|FOMA|TD AMERITRADE CLEARING, INC.|65549
BLNKW|BLINK CHARGING WT|GEBB|GLOBAL EXECUTION BROKERS, LP|601
BLNKW|BLINK CHARGING WT|GLPX|ACS EXECUTION SERVICES, LLC|1226
BLNKW|BLINK CHARGING WT|GSCO|GOLDMAN SACHS & CO. LLC|3787
BLNKW|BLINK CHARGING WT|GSCS|GOLDMAN SACHS & CO. LLC|1100
BLNKW|BLINK CHARGING WT|GSLT|GOLDMAN SACHS & CO. LLC|4925
BLNKW|BLINK CHARGING WT|GTSZ|GTS SECURITIES LLC|4238
BLNKW|BLINK CHARGING WT|IBKR|Interactive Brokers Llc|42108
BLNKW|BLINK CHARGING WT|ICBX|INSTINET, LLC|700
BLNKW|BLINK CHARGING WT|INCA|INSTINET, LLC|21098
BLNKW|BLINK CHARGING WT|ITGI|ITG Inc.|1000
BLNKW|BLINK CHARGING WT|ITGP|ITG INC.|400
BLNKW|BLINK CHARGING WT|JGUN|Joseph Gunnar & Co.  LLC|15600
BLNKW|BLINK CHARGING WT|LEHM|Barclays Capital Inc./Le|6800
BLNKW|BLINK CHARGING WT|LIME|Lime Brokerage LLC|10277
BLNKW|BLINK CHARGING WT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
BLNKW|BLINK CHARGING WT|MAXM|Maxim Group LLC|9266
BLNKW|BLINK CHARGING WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
BLNKW|BLINK CHARGING WT|MOTF|MOTIF INVESTING, INC.|8
BLNKW|BLINK CHARGING WT|MSCO|MORGAN STANLEY & CO. LLC|115579
BLNKW|BLINK CHARGING WT|NFSC|National Financial Services LLC|68461
BLNKW|BLINK CHARGING WT|NITE|VIRTU Americas LLC|253793
BLNKW|BLINK CHARGING WT|OTAA|OTA LLC|400
BLNKW|BLINK CHARGING WT|PDQM|CODA MARKETS, INC.|2731
BLNKW|BLINK CHARGING WT|RAJA|Raymond James & Associates, Inc.|1000
BLNKW|BLINK CHARGING WT|RBCM|RBC CAPITAL MARKETS, LLC|20201
BLNKW|BLINK CHARGING WT|SAGL|SAGETRADER, LLC|2800
BLNKW|BLINK CHARGING WT|SGMT|GOLDMAN SACHS & CO. LLC|2187
BLNKW|BLINK CHARGING WT|SPDR|SPEEDROUTE LLC|7625
BLNKW|BLINK CHARGING WT|STFL|Stifel, Nicolaus & Company, Incorporated|2700
BLNKW|BLINK CHARGING WT|SWIM|TD Ameritrade, Inc.|3982
BLNKW|BLINK CHARGING WT|TKNG|ALLY INVEST SECURITIES LLC|65
BLNKW|BLINK CHARGING WT|UBSA|UBS SECURITIES LLC|14814
BLNKW|BLINK CHARGING WT|UBSS|UBS Securities LLC|17225
BLNKW|BLINK CHARGING WT|VGRD|Vanguard Marketing Corporation|2974
BLNKW|BLINK CHARGING WT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|800
BLNKW|BLINK CHARGING WT|WSEA|WOLVERINE SECURITIES, LLC|422
BLOK|AMPLIFY TRANSFORMATI|APCC|Apex Clearing Corporation|22214
BLOK|AMPLIFY TRANSFORMATI|BANK|Primevest Financial Services, Inc.|225
BLOK|AMPLIFY TRANSFORMATI|BARD|Robert W. Baird & Co. Incorporated|1258
BLOK|AMPLIFY TRANSFORMATI|BATM|CBOE TRADING, INC.|968
BLOK|AMPLIFY TRANSFORMATI|BBNT|BB&T SECURITIES, LLC|90
BLOK|AMPLIFY TRANSFORMATI|BERN|Sanford C. Bernstein & Co., LLC|580
BLOK|AMPLIFY TRANSFORMATI|CHAS|Charles Schwab & Co., Inc.|600
BLOK|AMPLIFY TRANSFORMATI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
BLOK|AMPLIFY TRANSFORMATI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15814
BLOK|AMPLIFY TRANSFORMATI|CTDL|Citadel Derivatives Group Llc|1115
BLOK|AMPLIFY TRANSFORMATI|DADA|D.A. Davidson & Co.|100
BLOK|AMPLIFY TRANSFORMATI|DBAX|Deutsche Bank Securities Inc.|5400
BLOK|AMPLIFY TRANSFORMATI|DEAN|MORGAN STANLEY|2812
BLOK|AMPLIFY TRANSFORMATI|DEGS|RONIN PROFESSIONAL LLC|305
BLOK|AMPLIFY TRANSFORMATI|EBXL|EBX LLC|3600
BLOK|AMPLIFY TRANSFORMATI|EGXM|CBOE TRADING, INC.|523
BLOK|AMPLIFY TRANSFORMATI|ETBE|Electronic Transaction Clearing, Inc.|200
BLOK|AMPLIFY TRANSFORMATI|ETCB|ETC BROKERAGE SERVICES, LLC|847
BLOK|AMPLIFY TRANSFORMATI|ETRS|E*Trade Securities LLC|48258
BLOK|AMPLIFY TRANSFORMATI|EVRS|E1 ASSET MANAGEMENT, INC.|1075
BLOK|AMPLIFY TRANSFORMATI|FILL|Tradestation Securities, Inc.|2448
BLOK|AMPLIFY TRANSFORMATI|FMAF|NBCN Inc./ CDS|4085
BLOK|AMPLIFY TRANSFORMATI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2206
BLOK|AMPLIFY TRANSFORMATI|FTBR|Foliofn Investments, Inc.|659
BLOK|AMPLIFY TRANSFORMATI|GLIS|TD Securities Inc|994
BLOK|AMPLIFY TRANSFORMATI|GLPX|ACS EXECUTION SERVICES, LLC|10
BLOK|AMPLIFY TRANSFORMATI|GSCO|GOLDMAN SACHS & CO. LLC|19844
BLOK|AMPLIFY TRANSFORMATI|GSLT|GOLDMAN SACHS & CO. LLC|4599
BLOK|AMPLIFY TRANSFORMATI|GTSZ|GTS SECURITIES LLC|242
BLOK|AMPLIFY TRANSFORMATI|HASF|Haywood Securities Inc./CDS|800
BLOK|AMPLIFY TRANSFORMATI|HRBF|American Enterprise Investment Services Inc.|1864
BLOK|AMPLIFY TRANSFORMATI|HSBC|HSBC Securities, Inc.|1700
BLOK|AMPLIFY TRANSFORMATI|IATS|INTERACTIVE BROKERS LLC|1288
BLOK|AMPLIFY TRANSFORMATI|IBKR|Interactive Brokers Llc|10002
BLOK|AMPLIFY TRANSFORMATI|ICBX|INSTINET, LLC|2900
BLOK|AMPLIFY TRANSFORMATI|INCA|INSTINET, LLC|17
BLOK|AMPLIFY TRANSFORMATI|INJX|INSTINET, LLC|36
BLOK|AMPLIFY TRANSFORMATI|JANY|Janney Montgomery Scott Inc.|1450
BLOK|AMPLIFY TRANSFORMATI|JEFF|JEFFERIES LLC|80
BLOK|AMPLIFY TRANSFORMATI|JPMX|J.P. Morgan Securities LLC|5244
BLOK|AMPLIFY TRANSFORMATI|JSJX|JANE STREET CAPITAL LLC|85558
BLOK|AMPLIFY TRANSFORMATI|KCGM|VIRTU Americas LLC|3970
BLOK|AMPLIFY TRANSFORMATI|LEHM|Barclays Capital Inc./Le|18100
BLOK|AMPLIFY TRANSFORMATI|LIME|Lime Brokerage LLC|14491
BLOK|AMPLIFY TRANSFORMATI|LSCI|Lek Securities Corporation|10335
BLOK|AMPLIFY TRANSFORMATI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
BLOK|AMPLIFY TRANSFORMATI|MOTF|MOTIF INVESTING, INC.|7
BLOK|AMPLIFY TRANSFORMATI|MSCO|MORGAN STANLEY & CO. LLC|15240
BLOK|AMPLIFY TRANSFORMATI|MSPL|MORGAN STANLEY & CO. LLC|300
BLOK|AMPLIFY TRANSFORMATI|NATL|National Securities Corporation|235
BLOK|AMPLIFY TRANSFORMATI|NBCS|NBC Securities, INC.|1000
BLOK|AMPLIFY TRANSFORMATI|NFSC|National Financial Services LLC|215373
BLOK|AMPLIFY TRANSFORMATI|NITE|VIRTU Americas LLC|195384
BLOK|AMPLIFY TRANSFORMATI|NQRB|Brut, LLC|2200
BLOK|AMPLIFY TRANSFORMATI|NTBF|BMO Nesbitt Burns Inc./CDS|750
BLOK|AMPLIFY TRANSFORMATI|OPCO|Oppenheimer & Co. Inc.|600
BLOK|AMPLIFY TRANSFORMATI|PCPT|PHILLIP CAPITAL INC.|145
BLOK|AMPLIFY TRANSFORMATI|PDQM|CODA MARKETS, INC.|453
BLOK|AMPLIFY TRANSFORMATI|PHLY|NASDAQ Execution Services, LLC|200
BLOK|AMPLIFY TRANSFORMATI|RBCM|RBC CAPITAL MARKETS, LLC|2030
BLOK|AMPLIFY TRANSFORMATI|RGLD|Regal Securities, Inc|23
BLOK|AMPLIFY TRANSFORMATI|SALI|INTL FCSTONE FINANCIAL INC.|3650
BLOK|AMPLIFY TRANSFORMATI|SBSH|Citigroup Global Markets Inc.|16943
BLOK|AMPLIFY TRANSFORMATI|SGMT|GOLDMAN SACHS & CO. LLC|7859
BLOK|AMPLIFY TRANSFORMATI|STKP|STOCKPILE INVESTMENTS, INC.|492
BLOK|AMPLIFY TRANSFORMATI|SWIM|TD Ameritrade, Inc.|21217
BLOK|AMPLIFY TRANSFORMATI|SWST|Hilltop Securities Inc.|1650
BLOK|AMPLIFY TRANSFORMATI|TKNG|ALLY INVEST SECURITIES LLC|3085
BLOK|AMPLIFY TRANSFORMATI|TRBT|Tradebot Systems, Inc.|142
BLOK|AMPLIFY TRANSFORMATI|UBSA|UBS SECURITIES LLC|26736
BLOK|AMPLIFY TRANSFORMATI|UBSS|UBS Securities LLC|418557
BLOK|AMPLIFY TRANSFORMATI|VGRD|Vanguard Marketing Corporation|14784
BLOK|AMPLIFY TRANSFORMATI|VSIN|Vision Financial Markets Llc|5
BLOK|AMPLIFY TRANSFORMATI|WCHV|WELLS FARGO SECURITIES, LLC|16213
BLOK|AMPLIFY TRANSFORMATI|WEDB|WEDBUSH SECURITIES INC.|1455
BLOK|AMPLIFY TRANSFORMATI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4974
BLOK|AMPLIFY TRANSFORMATI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3354
BLOK|AMPLIFY TRANSFORMATI|WGIF|CIBC World Markets Inc.|1691
BLOK|AMPLIFY TRANSFORMATI|WSEA|WOLVERINE SECURITIES, LLC|2751
BLOK|AMPLIFY TRANSFORMATI|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
BLOK|AMPLIFY TRANSFORMATI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24469
BLPH|BELLEROPHON THER COM|ADAM|CANACCORD GENUITY INC.|33750
BLPH|BELLEROPHON THER COM|ALTX|Alternet Securities Inc.|4742
BLPH|BELLEROPHON THER COM|APCC|Apex Clearing Corporation|21781
BLPH|BELLEROPHON THER COM|BATM|CBOE TRADING, INC.|660
BLPH|BELLEROPHON THER COM|BIMI|Banca IMI Securities Corp.|41510
BLPH|BELLEROPHON THER COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1325
BLPH|BELLEROPHON THER COM|BNCH|The Benchmark Company, LLC|109859
BLPH|BELLEROPHON THER COM|CHAS|Charles Schwab & Co., Inc.|5850
BLPH|BELLEROPHON THER COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41715
BLPH|BELLEROPHON THER COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13000
BLPH|BELLEROPHON THER COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50817
BLPH|BELLEROPHON THER COM|CTDL|Citadel Derivatives Group Llc|9015
BLPH|BELLEROPHON THER COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5064
BLPH|BELLEROPHON THER COM|DBAB|Deutsche Bank Securities Inc.|58640
BLPH|BELLEROPHON THER COM|DBAX|Deutsche Bank Securities Inc.|10100
BLPH|BELLEROPHON THER COM|DEAN|MORGAN STANLEY|200
BLPH|BELLEROPHON THER COM|DEGS|RONIN PROFESSIONAL LLC|176331
BLPH|BELLEROPHON THER COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
BLPH|BELLEROPHON THER COM|EBXL|EBX LLC|15900
BLPH|BELLEROPHON THER COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|9283
BLPH|BELLEROPHON THER COM|EDJO|Edward D. Jones & Co., L.P.|2000
BLPH|BELLEROPHON THER COM|EGAM|CBOE TRADING, INC.|17380
BLPH|BELLEROPHON THER COM|EGMT|EG MARKET TECHNOLOGIES LLC|200
BLPH|BELLEROPHON THER COM|EGXM|CBOE TRADING, INC.|3195
BLPH|BELLEROPHON THER COM|EGXW|CBOE TRADING, INC.|100
BLPH|BELLEROPHON THER COM|ETBE|Electronic Transaction Clearing, Inc.|2071
BLPH|BELLEROPHON THER COM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3950
BLPH|BELLEROPHON THER COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7951
BLPH|BELLEROPHON THER COM|ETRS|E*Trade Securities LLC|822313
BLPH|BELLEROPHON THER COM|FBCO|Credit Suisse Securities (USA) LLC|82020
BLPH|BELLEROPHON THER COM|FILL|Tradestation Securities, Inc.|47927
BLPH|BELLEROPHON THER COM|FMAF|NBCN Inc./ CDS|9059
BLPH|BELLEROPHON THER COM|FOMA|TD AMERITRADE CLEARING, INC.|1239564
BLPH|BELLEROPHON THER COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12099
BLPH|BELLEROPHON THER COM|FTBR|Foliofn Investments, Inc.|3298
BLPH|BELLEROPHON THER COM|GEBB|GLOBAL EXECUTION BROKERS, LP|10530
BLPH|BELLEROPHON THER COM|GLIS|TD Securities Inc|3411
BLPH|BELLEROPHON THER COM|GLPX|ACS EXECUTION SERVICES, LLC|15436
BLPH|BELLEROPHON THER COM|GSCO|GOLDMAN SACHS & CO. LLC|77528
BLPH|BELLEROPHON THER COM|GSCS|GOLDMAN SACHS & CO. LLC|3500
BLPH|BELLEROPHON THER COM|GSLT|GOLDMAN SACHS & CO. LLC|1149
BLPH|BELLEROPHON THER COM|GTSZ|GTS SECURITIES LLC|8242
BLPH|BELLEROPHON THER COM|HRBF|American Enterprise Investment Services Inc.|1675
BLPH|BELLEROPHON THER COM|HSBC|HSBC Securities, Inc.|899
BLPH|BELLEROPHON THER COM|IATS|INTERACTIVE BROKERS LLC|54512
BLPH|BELLEROPHON THER COM|IBKR|Interactive Brokers Llc|556010
BLPH|BELLEROPHON THER COM|ICBX|INSTINET, LLC|9825
BLPH|BELLEROPHON THER COM|INCA|INSTINET, LLC|40274
BLPH|BELLEROPHON THER COM|INJX|INSTINET, LLC|1672
BLPH|BELLEROPHON THER COM|ITGI|ITG Inc.|14305
BLPH|BELLEROPHON THER COM|ITGP|ITG INC.|13400
BLPH|BELLEROPHON THER COM|JEFF|JEFFERIES LLC|2100
BLPH|BELLEROPHON THER COM|JMPT|JUMP TRADING, LLC|2790
BLPH|BELLEROPHON THER COM|JPMX|J.P. Morgan Securities LLC|28152
BLPH|BELLEROPHON THER COM|JSJX|JANE STREET CAPITAL LLC|2851
BLPH|BELLEROPHON THER COM|KCGM|VIRTU Americas LLC|4551
BLPH|BELLEROPHON THER COM|LEHM|Barclays Capital Inc./Le|116386
BLPH|BELLEROPHON THER COM|LIME|Lime Brokerage LLC|86576
BLPH|BELLEROPHON THER COM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5553
BLPH|BELLEROPHON THER COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26300
BLPH|BELLEROPHON THER COM|MOTF|MOTIF INVESTING, INC.|1
BLPH|BELLEROPHON THER COM|MSCO|MORGAN STANLEY & CO. LLC|329832
BLPH|BELLEROPHON THER COM|MSPL|MORGAN STANLEY & CO. LLC|12900
BLPH|BELLEROPHON THER COM|MSTX|MORGAN STANLEY & CO. LLC|7000
BLPH|BELLEROPHON THER COM|NFSC|National Financial Services LLC|1275063
BLPH|BELLEROPHON THER COM|NITE|VIRTU Americas LLC|2067862
BLPH|BELLEROPHON THER COM|NITP|VIRTU Americas LLC|900
BLPH|BELLEROPHON THER COM|NQRB|Brut, LLC|5810
BLPH|BELLEROPHON THER COM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5048
BLPH|BELLEROPHON THER COM|PDQM|CODA MARKETS, INC.|29690
BLPH|BELLEROPHON THER COM|RAJA|Raymond James & Associates, Inc.|13400
BLPH|BELLEROPHON THER COM|RBCM|RBC CAPITAL MARKETS, LLC|31550
BLPH|BELLEROPHON THER COM|SAGL|SAGETRADER, LLC|300
BLPH|BELLEROPHON THER COM|SBSH|Citigroup Global Markets Inc.|126582
BLPH|BELLEROPHON THER COM|SGMT|GOLDMAN SACHS & CO. LLC|12198
BLPH|BELLEROPHON THER COM|SOGO|Wang Investment Associates, Inc.|500
BLPH|BELLEROPHON THER COM|SPDR|SPEEDROUTE LLC|3627
BLPH|BELLEROPHON THER COM|STFL|Stifel, Nicolaus & Company, Incorporated|16503
BLPH|BELLEROPHON THER COM|SWIM|TD Ameritrade, Inc.|653612
BLPH|BELLEROPHON THER COM|TKNG|ALLY INVEST SECURITIES LLC|7476
BLPH|BELLEROPHON THER COM|TRBT|Tradebot Systems, Inc.|600
BLPH|BELLEROPHON THER COM|TRCM|TRC MARKETS LLC|2446
BLPH|BELLEROPHON THER COM|TWTT|TASTYWORKS, INC.|2800
BLPH|BELLEROPHON THER COM|UBSA|UBS SECURITIES LLC|116810
BLPH|BELLEROPHON THER COM|UBSS|UBS Securities LLC|279787
BLPH|BELLEROPHON THER COM|VALX|VIRTU AMERICAS LLC|1464
BLPH|BELLEROPHON THER COM|VGRD|Vanguard Marketing Corporation|58515
BLPH|BELLEROPHON THER COM|WCHV|WELLS FARGO SECURITIES, LLC|54642
BLPH|BELLEROPHON THER COM|WEDB|WEDBUSH SECURITIES INC.|2700
BLPH|BELLEROPHON THER COM|WEED|Weeden & Co.L.P.|400
BLPH|BELLEROPHON THER COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9070
BLPH|BELLEROPHON THER COM|WGIF|CIBC World Markets Inc.|68114
BLPH|BELLEROPHON THER COM|WSEA|WOLVERINE SECURITIES, LLC|17835
BLPH|BELLEROPHON THER COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
BLPH|BELLEROPHON THER COM|YKNA|COMHAR CAPITAL MARKETS, LLC|3000
BLPH|BELLEROPHON THER COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1750
BLRX|BIOLINERX LTD.|ALTX|Alternet Securities Inc.|2100
BLRX|BIOLINERX LTD.|APCC|Apex Clearing Corporation|33402
BLRX|BIOLINERX LTD.|BATM|CBOE TRADING, INC.|2524
BLRX|BIOLINERX LTD.|BIMI|Banca IMI Securities Corp.|6200
BLRX|BIOLINERX LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1180
BLRX|BIOLINERX LTD.|BRGE|Newbridge Securities Corp.|12167
BLRX|BIOLINERX LTD.|CANT|Cantor Fitzgerald & Co.|119
BLRX|BIOLINERX LTD.|CHAS|Charles Schwab & Co., Inc.|11030
BLRX|BIOLINERX LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17521
BLRX|BIOLINERX LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12645
BLRX|BIOLINERX LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18915
BLRX|BIOLINERX LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49439
BLRX|BIOLINERX LTD.|CTDL|Citadel Derivatives Group Llc|7053
BLRX|BIOLINERX LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BLRX|BIOLINERX LTD.|DADA|D.A. Davidson & Co.|1700
BLRX|BIOLINERX LTD.|DBAB|Deutsche Bank Securities Inc.|85830
BLRX|BIOLINERX LTD.|DBAX|Deutsche Bank Securities Inc.|14300
BLRX|BIOLINERX LTD.|DEAN|MORGAN STANLEY|5070
BLRX|BIOLINERX LTD.|DEGS|RONIN PROFESSIONAL LLC|128251
BLRX|BIOLINERX LTD.|EBXL|EBX LLC|26900
BLRX|BIOLINERX LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3481
BLRX|BIOLINERX LTD.|EDJO|Edward D. Jones & Co., L.P.|9014
BLRX|BIOLINERX LTD.|EGAM|CBOE TRADING, INC.|5740
BLRX|BIOLINERX LTD.|EGAW|CBOE TRADING, INC.|200
BLRX|BIOLINERX LTD.|EGXM|CBOE TRADING, INC.|8100
BLRX|BIOLINERX LTD.|EGXW|CBOE TRADING, INC.|100
BLRX|BIOLINERX LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
BLRX|BIOLINERX LTD.|ETRS|E*Trade Securities LLC|1265719
BLRX|BIOLINERX LTD.|FBCO|Credit Suisse Securities (USA) LLC|26759
BLRX|BIOLINERX LTD.|FILL|Tradestation Securities, Inc.|79480
BLRX|BIOLINERX LTD.|FOMA|TD AMERITRADE CLEARING, INC.|2029596
BLRX|BIOLINERX LTD.|FTBR|Foliofn Investments, Inc.|19826
BLRX|BIOLINERX LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|26389
BLRX|BIOLINERX LTD.|GLIS|TD Securities Inc|8200
BLRX|BIOLINERX LTD.|GLPX|ACS EXECUTION SERVICES, LLC|1150
BLRX|BIOLINERX LTD.|GSCO|GOLDMAN SACHS & CO. LLC|26005
BLRX|BIOLINERX LTD.|GSCS|GOLDMAN SACHS & CO. LLC|484682
BLRX|BIOLINERX LTD.|GSLT|GOLDMAN SACHS & CO. LLC|61758
BLRX|BIOLINERX LTD.|HSBC|HSBC Securities, Inc.|1800
BLRX|BIOLINERX LTD.|IATS|INTERACTIVE BROKERS LLC|44610
BLRX|BIOLINERX LTD.|IBKR|Interactive Brokers Llc|271193
BLRX|BIOLINERX LTD.|ICBX|INSTINET, LLC|11900
BLRX|BIOLINERX LTD.|INCA|INSTINET, LLC|67210
BLRX|BIOLINERX LTD.|INJX|INSTINET, LLC|800
BLRX|BIOLINERX LTD.|ITGI|ITG Inc.|5393
BLRX|BIOLINERX LTD.|ITGP|ITG INC.|29000
BLRX|BIOLINERX LTD.|JEFF|JEFFERIES LLC|500
BLRX|BIOLINERX LTD.|JMPT|JUMP TRADING, LLC|20480
BLRX|BIOLINERX LTD.|JPMX|J.P. Morgan Securities LLC|23402
BLRX|BIOLINERX LTD.|KCGM|VIRTU Americas LLC|9650
BLRX|BIOLINERX LTD.|LEHM|Barclays Capital Inc./Le|85939
BLRX|BIOLINERX LTD.|LIME|Lime Brokerage LLC|21223
BLRX|BIOLINERX LTD.|LSCI|Lek Securities Corporation|315
BLRX|BIOLINERX LTD.|MAXM|Maxim Group LLC|9900
BLRX|BIOLINERX LTD.|MBTS|ALLY INVEST SECURITIES LLC|2012
BLRX|BIOLINERX LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51956
BLRX|BIOLINERX LTD.|MOTF|MOTIF INVESTING, INC.|1
BLRX|BIOLINERX LTD.|MSCO|MORGAN STANLEY & CO. LLC|853687
BLRX|BIOLINERX LTD.|MSPL|MORGAN STANLEY & CO. LLC|6200
BLRX|BIOLINERX LTD.|MSTX|MORGAN STANLEY & CO. LLC|1400
BLRX|BIOLINERX LTD.|NATL|National Securities Corporation|376977
BLRX|BIOLINERX LTD.|NFSC|National Financial Services LLC|1261632
BLRX|BIOLINERX LTD.|NITE|VIRTU Americas LLC|2424217
BLRX|BIOLINERX LTD.|NITP|VIRTU Americas LLC|2936
BLRX|BIOLINERX LTD.|NQRB|Brut, LLC|5000
BLRX|BIOLINERX LTD.|OPCO|Oppenheimer & Co. Inc.|32155
BLRX|BIOLINERX LTD.|PDQM|CODA MARKETS, INC.|79694
BLRX|BIOLINERX LTD.|RAJA|Raymond James & Associates, Inc.|3700
BLRX|BIOLINERX LTD.|RBCM|RBC CAPITAL MARKETS, LLC|6800
BLRX|BIOLINERX LTD.|RGLD|Regal Securities, Inc|8300
BLRX|BIOLINERX LTD.|SBSH|Citigroup Global Markets Inc.|13449
BLRX|BIOLINERX LTD.|SGMT|GOLDMAN SACHS & CO. LLC|54674
BLRX|BIOLINERX LTD.|SPDR|SPEEDROUTE LLC|16097
BLRX|BIOLINERX LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|3853
BLRX|BIOLINERX LTD.|STXG|Stockcross Financial Services, Inc.|9200
BLRX|BIOLINERX LTD.|SWIM|TD Ameritrade, Inc.|600592
BLRX|BIOLINERX LTD.|TKNG|ALLY INVEST SECURITIES LLC|15984
BLRX|BIOLINERX LTD.|TWTT|TASTYWORKS, INC.|2600
BLRX|BIOLINERX LTD.|UBSA|UBS SECURITIES LLC|111898
BLRX|BIOLINERX LTD.|UBSS|UBS Securities LLC|517785
BLRX|BIOLINERX LTD.|VALX|VIRTU AMERICAS LLC|4800
BLRX|BIOLINERX LTD.|VGRD|Vanguard Marketing Corporation|107447
BLRX|BIOLINERX LTD.|VSIN|Vision Financial Markets Llc|24458
BLRX|BIOLINERX LTD.|WCHV|WELLS FARGO SECURITIES, LLC|26718
BLRX|BIOLINERX LTD.|WGIF|CIBC World Markets Inc.|54198
BLRX|BIOLINERX LTD.|WSEA|WOLVERINE SECURITIES, LLC|9302
BLRX|BIOLINERX LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|35664
BLRX|BIOLINERX LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|600
BLUE|BLUEBIRD BIO CMN|ADAM|CANACCORD GENUITY INC.|25635
BLUE|BLUEBIRD BIO CMN|AGIS|Aegis Capital Corp.|5474
BLUE|BLUEBIRD BIO CMN|APCC|Apex Clearing Corporation|5888
BLUE|BLUEBIRD BIO CMN|AQUA|AQUA SECURITIES L.P.|5000
BLUE|BLUEBIRD BIO CMN|BANK|Primevest Financial Services, Inc.|2025
BLUE|BLUEBIRD BIO CMN|BARD|Robert W. Baird & Co. Incorporated|924
BLUE|BLUEBIRD BIO CMN|BATM|CBOE TRADING, INC.|60019
BLUE|BLUEBIRD BIO CMN|BAYC|BAY CREST PARTNERS, LLC|775
BLUE|BLUEBIRD BIO CMN|BAYT|BTIG, LLC|2200
BLUE|BLUEBIRD BIO CMN|BBNT|BB&T SECURITIES, LLC|745
BLUE|BLUEBIRD BIO CMN|BERN|Sanford C. Bernstein & Co., LLC|122842
BLUE|BLUEBIRD BIO CMN|BIDS|BIDS TRADING L.P.|12300
BLUE|BLUEBIRD BIO CMN|BIMI|Banca IMI Securities Corp.|991
BLUE|BLUEBIRD BIO CMN|BKCM|BNY Mellon Capital Markets LLC|174
BLUE|BLUEBIRD BIO CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9150
BLUE|BLUEBIRD BIO CMN|BLKX|INSTINET, LLC|95700
BLUE|BLUEBIRD BIO CMN|BMOC|BMO Capital Markets Corp.|10833
BLUE|BLUEBIRD BIO CMN|BNPX|BNP PARIBAS SECURITIES CORP.|21006
BLUE|BLUEBIRD BIO CMN|BTIG|BTIG, LLC|16954
BLUE|BLUEBIRD BIO CMN|BYXM|CBOE TRADING, INC.|2085
BLUE|BLUEBIRD BIO CMN|CANT|Cantor Fitzgerald & Co.|1854
BLUE|BLUEBIRD BIO CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
BLUE|BLUEBIRD BIO CMN|CHAS|Charles Schwab & Co., Inc.|5836
BLUE|BLUEBIRD BIO CMN|CIST|Capital Institutional Services, Inc.|2600
BLUE|BLUEBIRD BIO CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90131
BLUE|BLUEBIRD BIO CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14733
BLUE|BLUEBIRD BIO CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|37233
BLUE|BLUEBIRD BIO CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|362943
BLUE|BLUEBIRD BIO CMN|CTDL|Citadel Derivatives Group Llc|19250
BLUE|BLUEBIRD BIO CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|44962
BLUE|BLUEBIRD BIO CMN|DADA|D.A. Davidson & Co.|320
BLUE|BLUEBIRD BIO CMN|DBAB|Deutsche Bank Securities Inc.|863877
BLUE|BLUEBIRD BIO CMN|DBAX|Deutsche Bank Securities Inc.|411900
BLUE|BLUEBIRD BIO CMN|DBUL|Deutsche Bank Securities Inc.|4700
BLUE|BLUEBIRD BIO CMN|DCHF|Dart Executions, LLC|8768
BLUE|BLUEBIRD BIO CMN|DEAN|MORGAN STANLEY|9882
BLUE|BLUEBIRD BIO CMN|DEGS|RONIN PROFESSIONAL LLC|56007
BLUE|BLUEBIRD BIO CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4457
BLUE|BLUEBIRD BIO CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1500
BLUE|BLUEBIRD BIO CMN|EBXL|EBX LLC|183100
BLUE|BLUEBIRD BIO CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|10905
BLUE|BLUEBIRD BIO CMN|EDJO|Edward D. Jones & Co., L.P.|2308
BLUE|BLUEBIRD BIO CMN|EGAM|CBOE TRADING, INC.|18726
BLUE|BLUEBIRD BIO CMN|EGAW|CBOE TRADING, INC.|67
BLUE|BLUEBIRD BIO CMN|EGMT|EG MARKET TECHNOLOGIES LLC|10185
BLUE|BLUEBIRD BIO CMN|EGXM|CBOE TRADING, INC.|4908
BLUE|BLUEBIRD BIO CMN|EGXW|CBOE TRADING, INC.|5
BLUE|BLUEBIRD BIO CMN|ETBE|Electronic Transaction Clearing, Inc.|21428
BLUE|BLUEBIRD BIO CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|17472
BLUE|BLUEBIRD BIO CMN|ETCC|Electronic Transaction Clearing, Inc.|76
BLUE|BLUEBIRD BIO CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
BLUE|BLUEBIRD BIO CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|152241
BLUE|BLUEBIRD BIO CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|48
BLUE|BLUEBIRD BIO CMN|ETRS|E*Trade Securities LLC|283820
BLUE|BLUEBIRD BIO CMN|FBCO|Credit Suisse Securities (USA) LLC|2527888
BLUE|BLUEBIRD BIO CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|110
BLUE|BLUEBIRD BIO CMN|FILL|Tradestation Securities, Inc.|19132
BLUE|BLUEBIRD BIO CMN|FINX|FINTECH SECURITIES|1485
BLUE|BLUEBIRD BIO CMN|FMAF|NBCN Inc./ CDS|5886
BLUE|BLUEBIRD BIO CMN|FOMA|TD AMERITRADE CLEARING, INC.|848563
BLUE|BLUEBIRD BIO CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9650
BLUE|BLUEBIRD BIO CMN|FQLS|Quantlab Securities LP|494293
BLUE|BLUEBIRD BIO CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60103
BLUE|BLUEBIRD BIO CMN|FTBR|Foliofn Investments, Inc.|895
BLUE|BLUEBIRD BIO CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|56488
BLUE|BLUEBIRD BIO CMN|GLIS|TD Securities Inc|6
BLUE|BLUEBIRD BIO CMN|GLPX|ACS EXECUTION SERVICES, LLC|25003
BLUE|BLUEBIRD BIO CMN|GSCO|GOLDMAN SACHS & CO. LLC|1386322
BLUE|BLUEBIRD BIO CMN|GSCS|GOLDMAN SACHS & CO. LLC|18791
BLUE|BLUEBIRD BIO CMN|GSLT|GOLDMAN SACHS & CO. LLC|11223
BLUE|BLUEBIRD BIO CMN|GTSZ|GTS SECURITIES LLC|26142
BLUE|BLUEBIRD BIO CMN|HAPX|HAP Trading, LLC|225
BLUE|BLUEBIRD BIO CMN|HRBF|American Enterprise Investment Services Inc.|9146
BLUE|BLUEBIRD BIO CMN|HSBC|HSBC Securities, Inc.|70399
BLUE|BLUEBIRD BIO CMN|IATS|INTERACTIVE BROKERS LLC|31288
BLUE|BLUEBIRD BIO CMN|IBKR|Interactive Brokers Llc|197365
BLUE|BLUEBIRD BIO CMN|IBSJ|Integrity Brokerage Services, Inc.|578
BLUE|BLUEBIRD BIO CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
BLUE|BLUEBIRD BIO CMN|ICBX|INSTINET, LLC|43850
BLUE|BLUEBIRD BIO CMN|IEQY|CITADEL SECURITIES LLC|179514
BLUE|BLUEBIRD BIO CMN|INCA|INSTINET, LLC|708978
BLUE|BLUEBIRD BIO CMN|INJX|INSTINET, LLC|72272
BLUE|BLUEBIRD BIO CMN|ITGI|ITG Inc.|78655
BLUE|BLUEBIRD BIO CMN|ITGP|ITG INC.|232200
BLUE|BLUEBIRD BIO CMN|JANY|Janney Montgomery Scott Inc.|2802
BLUE|BLUEBIRD BIO CMN|JEFF|JEFFERIES LLC|248639
BLUE|BLUEBIRD BIO CMN|JMPT|JUMP TRADING, LLC|96647
BLUE|BLUEBIRD BIO CMN|JPBX|J.P. MORGAN SECURITIES LLC|191272
BLUE|BLUEBIRD BIO CMN|JPMX|J.P. Morgan Securities LLC|803807
BLUE|BLUEBIRD BIO CMN|JSJX|JANE STREET CAPITAL LLC|5557
BLUE|BLUEBIRD BIO CMN|JUTA|JUMP TRADING, LLC|10
BLUE|BLUEBIRD BIO CMN|KCGM|VIRTU Americas LLC|67610
BLUE|BLUEBIRD BIO CMN|KING|C. L. King & Associates, Inc.|1500
BLUE|BLUEBIRD BIO CMN|LEER|LEERINK PARTNERS LLC|128175
BLUE|BLUEBIRD BIO CMN|LEHM|Barclays Capital Inc./Le|1682300
BLUE|BLUEBIRD BIO CMN|LIME|Lime Brokerage LLC|209787
BLUE|BLUEBIRD BIO CMN|LOOP|Loop Capital Markets LLC|13419
BLUE|BLUEBIRD BIO CMN|LQNA|LIQUIDNET, INC.|96700
BLUE|BLUEBIRD BIO CMN|LQNB|LIQUIDNET, INC.|1100
BLUE|BLUEBIRD BIO CMN|LSCI|Lek Securities Corporation|431
BLUE|BLUEBIRD BIO CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
BLUE|BLUEBIRD BIO CMN|MACQ|Macquarie Capital (USA) Inc.|1636
BLUE|BLUEBIRD BIO CMN|MAXM|Maxim Group LLC|4141
BLUE|BLUEBIRD BIO CMN|MBTS|ALLY INVEST SECURITIES LLC|888
BLUE|BLUEBIRD BIO CMN|MCMF|Raymond James Ltd. Cds|373
BLUE|BLUEBIRD BIO CMN|MKMP|MKM Partners LLC|100
BLUE|BLUEBIRD BIO CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136456
BLUE|BLUEBIRD BIO CMN|MSCO|MORGAN STANLEY & CO. LLC|2815774
BLUE|BLUEBIRD BIO CMN|MSPL|MORGAN STANLEY & CO. LLC|400500
BLUE|BLUEBIRD BIO CMN|MSTX|MORGAN STANLEY & CO. LLC|53100
BLUE|BLUEBIRD BIO CMN|NATL|National Securities Corporation|1900
BLUE|BLUEBIRD BIO CMN|NEED|Needham & Company, LLC|3700
BLUE|BLUEBIRD BIO CMN|NFSC|National Financial Services LLC|1060439
BLUE|BLUEBIRD BIO CMN|NITE|VIRTU Americas LLC|1410519
BLUE|BLUEBIRD BIO CMN|NITP|VIRTU Americas LLC|3979
BLUE|BLUEBIRD BIO CMN|NQRB|Brut, LLC|13277
BLUE|BLUEBIRD BIO CMN|NTFN|Network 1 Financial Securities Inc.|1700
BLUE|BLUEBIRD BIO CMN|OPCO|Oppenheimer & Co. Inc.|12047
BLUE|BLUEBIRD BIO CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1317
BLUE|BLUEBIRD BIO CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20
BLUE|BLUEBIRD BIO CMN|PCPT|PHILLIP CAPITAL INC.|497
BLUE|BLUEBIRD BIO CMN|PDQM|CODA MARKETS, INC.|69508
BLUE|BLUEBIRD BIO CMN|PHLY|NASDAQ Execution Services, LLC|3800
BLUE|BLUEBIRD BIO CMN|PICT|Pictet Overseas Inc.|151
BLUE|BLUEBIRD BIO CMN|PIPR|Piper Jaffray & Co.|1300
BLUE|BLUEBIRD BIO CMN|POIN|PRECISION SECURITIES, LLC (POIN)|1400
BLUE|BLUEBIRD BIO CMN|PWJC|UBS Financial Services, Inc.|1864
BLUE|BLUEBIRD BIO CMN|QMSR|QUATTRO M SECURITIES INC.|7934
BLUE|BLUEBIRD BIO CMN|RAJA|Raymond James & Associates, Inc.|13520
BLUE|BLUEBIRD BIO CMN|RBCM|RBC CAPITAL MARKETS, LLC|5338
BLUE|BLUEBIRD BIO CMN|RHCO|Suntrust Robinson Humphrey, Inc.|2650
BLUE|BLUEBIRD BIO CMN|SAGL|SAGETRADER, LLC|17031
BLUE|BLUEBIRD BIO CMN|SAGW|SAGETRADER, LLC|89
BLUE|BLUEBIRD BIO CMN|SALI|INTL FCSTONE FINANCIAL INC.|255
BLUE|BLUEBIRD BIO CMN|SBSH|Citigroup Global Markets Inc.|674761
BLUE|BLUEBIRD BIO CMN|SGMT|GOLDMAN SACHS & CO. LLC|165667
BLUE|BLUEBIRD BIO CMN|SJLS|TRADE INFORMATICS LLC|8200
BLUE|BLUEBIRD BIO CMN|SOGO|Wang Investment Associates, Inc.|60
BLUE|BLUEBIRD BIO CMN|SPDR|SPEEDROUTE LLC|39597
BLUE|BLUEBIRD BIO CMN|SPTD|MINT GLOBAL MARKETS, INC.|910
BLUE|BLUEBIRD BIO CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3979
BLUE|BLUEBIRD BIO CMN|STKP|STOCKPILE INVESTMENTS, INC.|62
BLUE|BLUEBIRD BIO CMN|STXG|Stockcross Financial Services, Inc.|215
BLUE|BLUEBIRD BIO CMN|SWIM|TD Ameritrade, Inc.|741766
BLUE|BLUEBIRD BIO CMN|SWST|Hilltop Securities Inc.|1241
BLUE|BLUEBIRD BIO CMN|TKNG|ALLY INVEST SECURITIES LLC|2220
BLUE|BLUEBIRD BIO CMN|TRBT|Tradebot Systems, Inc.|42636
BLUE|BLUEBIRD BIO CMN|TRCM|TRC MARKETS LLC|52601
BLUE|BLUEBIRD BIO CMN|TWTT|TASTYWORKS, INC.|1880
BLUE|BLUEBIRD BIO CMN|UBSA|UBS SECURITIES LLC|577213
BLUE|BLUEBIRD BIO CMN|UBSS|UBS Securities LLC|2121772
BLUE|BLUEBIRD BIO CMN|VALX|VIRTU AMERICAS LLC|35104
BLUE|BLUEBIRD BIO CMN|VGRD|Vanguard Marketing Corporation|36702
BLUE|BLUEBIRD BIO CMN|VIEW|VIEWTRADE SECURITIES LLC|360
BLUE|BLUEBIRD BIO CMN|VSIN|Vision Financial Markets Llc|400
BLUE|BLUEBIRD BIO CMN|WABR|Wall Street Access|3300
BLUE|BLUEBIRD BIO CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|38407
BLUE|BLUEBIRD BIO CMN|WCHV|WELLS FARGO SECURITIES, LLC|115054
BLUE|BLUEBIRD BIO CMN|WEDB|WEDBUSH SECURITIES INC.|46376
BLUE|BLUEBIRD BIO CMN|WEED|Weeden & Co.L.P.|8674
BLUE|BLUEBIRD BIO CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23701
BLUE|BLUEBIRD BIO CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31237
BLUE|BLUEBIRD BIO CMN|WGIF|CIBC World Markets Inc.|2435
BLUE|BLUEBIRD BIO CMN|WHOT|JUST2TRADE, INC.|50
BLUE|BLUEBIRD BIO CMN|WSAG|WALL STREET ACCESS|5036
BLUE|BLUEBIRD BIO CMN|WSEA|WOLVERINE SECURITIES, LLC|9152
BLUE|BLUEBIRD BIO CMN|WTFS|JUST2TRADE, INC.|20
BLUE|BLUEBIRD BIO CMN|XIST|INSTINET, LLC|127082
BLUE|BLUEBIRD BIO CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|180944
BLUE|BLUEBIRD BIO CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|181
BLUE|BLUEBIRD BIO CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11048
BLV|VANGUARD LT BD ETF|ALTX|Alternet Securities Inc.|8635
BLV|VANGUARD LT BD ETF|APCC|Apex Clearing Corporation|3714
BLV|VANGUARD LT BD ETF|BANK|Primevest Financial Services, Inc.|3890
BLV|VANGUARD LT BD ETF|BARD|Robert W. Baird & Co. Incorporated|3141
BLV|VANGUARD LT BD ETF|BBNT|BB&T SECURITIES, LLC|1410
BLV|VANGUARD LT BD ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20265
BLV|VANGUARD LT BD ETF|CANT|Cantor Fitzgerald & Co.|947477
BLV|VANGUARD LT BD ETF|CHAS|Charles Schwab & Co., Inc.|23332
BLV|VANGUARD LT BD ETF|CIST|Capital Institutional Services, Inc.|470
BLV|VANGUARD LT BD ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107637
BLV|VANGUARD LT BD ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
BLV|VANGUARD LT BD ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58769
BLV|VANGUARD LT BD ETF|CSIN|Citadel Securities Institutional LLC|11987
BLV|VANGUARD LT BD ETF|CTDL|Citadel Derivatives Group Llc|19383
BLV|VANGUARD LT BD ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
BLV|VANGUARD LT BD ETF|DADA|D.A. Davidson & Co.|1307
BLV|VANGUARD LT BD ETF|DBAB|Deutsche Bank Securities Inc.|812
BLV|VANGUARD LT BD ETF|DBAX|Deutsche Bank Securities Inc.|23200
BLV|VANGUARD LT BD ETF|DEAN|MORGAN STANLEY|4342
BLV|VANGUARD LT BD ETF|DEGS|RONIN PROFESSIONAL LLC|1400
BLV|VANGUARD LT BD ETF|EBXL|EBX LLC|20000
BLV|VANGUARD LT BD ETF|EDJC|Edward Jones / CDS|260
BLV|VANGUARD LT BD ETF|EDJO|Edward D. Jones & Co., L.P.|4445
BLV|VANGUARD LT BD ETF|EGAM|CBOE TRADING, INC.|3135
BLV|VANGUARD LT BD ETF|EGAW|CBOE TRADING, INC.|100
BLV|VANGUARD LT BD ETF|EGXM|CBOE TRADING, INC.|11243
BLV|VANGUARD LT BD ETF|EGXW|CBOE TRADING, INC.|500
BLV|VANGUARD LT BD ETF|ETBE|Electronic Transaction Clearing, Inc.|768
BLV|VANGUARD LT BD ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1600
BLV|VANGUARD LT BD ETF|ETRS|E*Trade Securities LLC|8660
BLV|VANGUARD LT BD ETF|FBSB|U.S. Bancorp Investments, Inc.|24035
BLV|VANGUARD LT BD ETF|FILL|Tradestation Securities, Inc.|113
BLV|VANGUARD LT BD ETF|FMAF|NBCN Inc./ CDS|269
BLV|VANGUARD LT BD ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|986
BLV|VANGUARD LT BD ETF|FTBR|Foliofn Investments, Inc.|12972
BLV|VANGUARD LT BD ETF|GARC|ICAP Corporates LLC|20700
BLV|VANGUARD LT BD ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|13038
BLV|VANGUARD LT BD ETF|GLIS|TD Securities Inc|275
BLV|VANGUARD LT BD ETF|GLPX|ACS EXECUTION SERVICES, LLC|1356
BLV|VANGUARD LT BD ETF|GSCO|GOLDMAN SACHS & CO. LLC|103017
BLV|VANGUARD LT BD ETF|GSLT|GOLDMAN SACHS & CO. LLC|1
BLV|VANGUARD LT BD ETF|GTSZ|GTS SECURITIES LLC|300
BLV|VANGUARD LT BD ETF|HRBF|American Enterprise Investment Services Inc.|17309
BLV|VANGUARD LT BD ETF|IATS|INTERACTIVE BROKERS LLC|3001
BLV|VANGUARD LT BD ETF|IBKR|Interactive Brokers Llc|2639
BLV|VANGUARD LT BD ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|144
BLV|VANGUARD LT BD ETF|ICBX|INSTINET, LLC|24047
BLV|VANGUARD LT BD ETF|INCA|INSTINET, LLC|31481
BLV|VANGUARD LT BD ETF|ITGI|ITG Inc.|12037
BLV|VANGUARD LT BD ETF|ITGP|ITG INC.|3000
BLV|VANGUARD LT BD ETF|JANY|Janney Montgomery Scott Inc.|3281
BLV|VANGUARD LT BD ETF|JMPT|JUMP TRADING, LLC|661
BLV|VANGUARD LT BD ETF|JPMX|J.P. Morgan Securities LLC|42506
BLV|VANGUARD LT BD ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|103475
BLV|VANGUARD LT BD ETF|JSJX|JANE STREET CAPITAL LLC|140037
BLV|VANGUARD LT BD ETF|KCGM|VIRTU Americas LLC|10638
BLV|VANGUARD LT BD ETF|LEHM|Barclays Capital Inc./Le|54779
BLV|VANGUARD LT BD ETF|LGNT|COR CLEARING LLC|1
BLV|VANGUARD LT BD ETF|LIME|Lime Brokerage LLC|7397
BLV|VANGUARD LT BD ETF|LSCI|Lek Securities Corporation|4
BLV|VANGUARD LT BD ETF|MACC|Mid Atlantic Capital Corporation|231
BLV|VANGUARD LT BD ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34554
BLV|VANGUARD LT BD ETF|MOTF|MOTIF INVESTING, INC.|14
BLV|VANGUARD LT BD ETF|MSCO|MORGAN STANLEY & CO. LLC|67801
BLV|VANGUARD LT BD ETF|MSPL|MORGAN STANLEY & CO. LLC|20500
BLV|VANGUARD LT BD ETF|NATL|National Securities Corporation|92
BLV|VANGUARD LT BD ETF|NFSC|National Financial Services LLC|239519
BLV|VANGUARD LT BD ETF|NITE|VIRTU Americas LLC|354423
BLV|VANGUARD LT BD ETF|NITP|VIRTU Americas LLC|100
BLV|VANGUARD LT BD ETF|NQRB|Brut, LLC|4048
BLV|VANGUARD LT BD ETF|NTBF|BMO Nesbitt Burns Inc./CDS|50
BLV|VANGUARD LT BD ETF|NTRC|Northern Trust Securities, Inc.|945271
BLV|VANGUARD LT BD ETF|OLDM|OLD MISSION CAPITAL, LLC|12078
BLV|VANGUARD LT BD ETF|OPCO|Oppenheimer & Co. Inc.|83
BLV|VANGUARD LT BD ETF|PDQM|CODA MARKETS, INC.|7928
BLV|VANGUARD LT BD ETF|PWJC|UBS Financial Services, Inc.|73
BLV|VANGUARD LT BD ETF|RBCM|RBC CAPITAL MARKETS, LLC|8661
BLV|VANGUARD LT BD ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|267
BLV|VANGUARD LT BD ETF|SAGL|SAGETRADER, LLC|6800
BLV|VANGUARD LT BD ETF|SALI|INTL FCSTONE FINANCIAL INC.|39
BLV|VANGUARD LT BD ETF|SBSH|Citigroup Global Markets Inc.|1765
BLV|VANGUARD LT BD ETF|SGMT|GOLDMAN SACHS & CO. LLC|17021
BLV|VANGUARD LT BD ETF|SPDR|SPEEDROUTE LLC|6600
BLV|VANGUARD LT BD ETF|SPHN|Stephens Inc.|8
BLV|VANGUARD LT BD ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1084
BLV|VANGUARD LT BD ETF|SWIM|TD Ameritrade, Inc.|2645
BLV|VANGUARD LT BD ETF|SWST|Hilltop Securities Inc.|812
BLV|VANGUARD LT BD ETF|TKNG|ALLY INVEST SECURITIES LLC|421
BLV|VANGUARD LT BD ETF|TRBT|Tradebot Systems, Inc.|100
BLV|VANGUARD LT BD ETF|TRCM|TRC MARKETS LLC|734
BLV|VANGUARD LT BD ETF|TWTT|TASTYWORKS, INC.|153
BLV|VANGUARD LT BD ETF|UBSA|UBS SECURITIES LLC|69359
BLV|VANGUARD LT BD ETF|UBSS|UBS Securities LLC|88611
BLV|VANGUARD LT BD ETF|VALX|VIRTU AMERICAS LLC|547
BLV|VANGUARD LT BD ETF|VGRD|Vanguard Marketing Corporation|85708
BLV|VANGUARD LT BD ETF|WBET|Wallachbeth Capital LLC|60000
BLV|VANGUARD LT BD ETF|WCHV|WELLS FARGO SECURITIES, LLC|33979
BLV|VANGUARD LT BD ETF|WEDB|WEDBUSH SECURITIES INC.|4
BLV|VANGUARD LT BD ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|558
BLV|VANGUARD LT BD ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|397
BLV|VANGUARD LT BD ETF|WGIF|CIBC World Markets Inc.|200
BLV|VANGUARD LT BD ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|103
BLV|VANGUARD LT BD ETF|WORD|Worden Capital Management LLC|10
BLV|VANGUARD LT BD ETF|WSEA|WOLVERINE SECURITIES, LLC|830
BLV|VANGUARD LT BD ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|10662
BLV|VANGUARD LT BD ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|300
BLV|VANGUARD LT BD ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51947
BLW|BLACKROCK LTD DUR IN|AGIS|Aegis Capital Corp.|3795
BLW|BLACKROCK LTD DUR IN|ALTX|Alternet Securities Inc.|700
BLW|BLACKROCK LTD DUR IN|APCC|Apex Clearing Corporation|19
BLW|BLACKROCK LTD DUR IN|BANK|Primevest Financial Services, Inc.|2
BLW|BLACKROCK LTD DUR IN|BARD|Robert W. Baird & Co. Incorporated|16208
BLW|BLACKROCK LTD DUR IN|BATM|CBOE TRADING, INC.|22
BLW|BLACKROCK LTD DUR IN|BERN|Sanford C. Bernstein & Co., LLC|26
BLW|BLACKROCK LTD DUR IN|CANT|Cantor Fitzgerald & Co.|17445
BLW|BLACKROCK LTD DUR IN|CHAS|Charles Schwab & Co., Inc.|4
BLW|BLACKROCK LTD DUR IN|CIST|Capital Institutional Services, Inc.|2370
BLW|BLACKROCK LTD DUR IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|904
BLW|BLACKROCK LTD DUR IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
BLW|BLACKROCK LTD DUR IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4290
BLW|BLACKROCK LTD DUR IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|760
BLW|BLACKROCK LTD DUR IN|DADA|D.A. Davidson & Co.|4
BLW|BLACKROCK LTD DUR IN|DBAX|Deutsche Bank Securities Inc.|8300
BLW|BLACKROCK LTD DUR IN|DEAN|MORGAN STANLEY|23135
BLW|BLACKROCK LTD DUR IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5302
BLW|BLACKROCK LTD DUR IN|EBXL|EBX LLC|4700
BLW|BLACKROCK LTD DUR IN|EDJO|Edward D. Jones & Co., L.P.|3208
BLW|BLACKROCK LTD DUR IN|EGAM|CBOE TRADING, INC.|599
BLW|BLACKROCK LTD DUR IN|EGXM|CBOE TRADING, INC.|225
BLW|BLACKROCK LTD DUR IN|ETRS|E*Trade Securities LLC|4415
BLW|BLACKROCK LTD DUR IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|212
BLW|BLACKROCK LTD DUR IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5428
BLW|BLACKROCK LTD DUR IN|FTBR|Foliofn Investments, Inc.|49
BLW|BLACKROCK LTD DUR IN|GLPX|ACS EXECUTION SERVICES, LLC|1530
BLW|BLACKROCK LTD DUR IN|GSCO|GOLDMAN SACHS & CO. LLC|300
BLW|BLACKROCK LTD DUR IN|GSLT|GOLDMAN SACHS & CO. LLC|200
BLW|BLACKROCK LTD DUR IN|GTSZ|GTS SECURITIES LLC|44
BLW|BLACKROCK LTD DUR IN|HRBF|American Enterprise Investment Services Inc.|18112
BLW|BLACKROCK LTD DUR IN|IATS|INTERACTIVE BROKERS LLC|1800
BLW|BLACKROCK LTD DUR IN|IBKR|Interactive Brokers Llc|5813
BLW|BLACKROCK LTD DUR IN|ICBX|INSTINET, LLC|1500
BLW|BLACKROCK LTD DUR IN|INCA|INSTINET, LLC|1109
BLW|BLACKROCK LTD DUR IN|INJX|INSTINET, LLC|63
BLW|BLACKROCK LTD DUR IN|ITGI|ITG Inc.|4051
BLW|BLACKROCK LTD DUR IN|ITGP|ITG INC.|5400
BLW|BLACKROCK LTD DUR IN|JANY|Janney Montgomery Scott Inc.|2455
BLW|BLACKROCK LTD DUR IN|JEFF|JEFFERIES LLC|1412
BLW|BLACKROCK LTD DUR IN|JPMX|J.P. Morgan Securities LLC|3274
BLW|BLACKROCK LTD DUR IN|KCGM|VIRTU Americas LLC|877
BLW|BLACKROCK LTD DUR IN|LEHM|Barclays Capital Inc./Le|6769
BLW|BLACKROCK LTD DUR IN|LGNT|COR CLEARING LLC|1
BLW|BLACKROCK LTD DUR IN|LIME|Lime Brokerage LLC|317
BLW|BLACKROCK LTD DUR IN|MACC|Mid Atlantic Capital Corporation|1749
BLW|BLACKROCK LTD DUR IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
BLW|BLACKROCK LTD DUR IN|MSCO|MORGAN STANLEY & CO. LLC|198609
BLW|BLACKROCK LTD DUR IN|MSPL|MORGAN STANLEY & CO. LLC|3300
BLW|BLACKROCK LTD DUR IN|NFSC|National Financial Services LLC|65569
BLW|BLACKROCK LTD DUR IN|NITE|VIRTU Americas LLC|294991
BLW|BLACKROCK LTD DUR IN|NQRB|Brut, LLC|870
BLW|BLACKROCK LTD DUR IN|OPCO|Oppenheimer & Co. Inc.|72
BLW|BLACKROCK LTD DUR IN|OTAA|OTA LLC|300
BLW|BLACKROCK LTD DUR IN|PDQM|CODA MARKETS, INC.|2606
BLW|BLACKROCK LTD DUR IN|PWJC|UBS Financial Services, Inc.|29595
BLW|BLACKROCK LTD DUR IN|RBCM|RBC CAPITAL MARKETS, LLC|3566
BLW|BLACKROCK LTD DUR IN|SAGC|SAGETRADER, LLC|300
BLW|BLACKROCK LTD DUR IN|SBSH|Citigroup Global Markets Inc.|230
BLW|BLACKROCK LTD DUR IN|SGMT|GOLDMAN SACHS & CO. LLC|2512
BLW|BLACKROCK LTD DUR IN|SPDR|SPEEDROUTE LLC|38
BLW|BLACKROCK LTD DUR IN|STFL|Stifel, Nicolaus & Company, Incorporated|26837
BLW|BLACKROCK LTD DUR IN|SWIM|TD Ameritrade, Inc.|6150
BLW|BLACKROCK LTD DUR IN|SWST|Hilltop Securities Inc.|2240
BLW|BLACKROCK LTD DUR IN|TKNG|ALLY INVEST SECURITIES LLC|66
BLW|BLACKROCK LTD DUR IN|TRBT|Tradebot Systems, Inc.|2031
BLW|BLACKROCK LTD DUR IN|UBSA|UBS SECURITIES LLC|19485
BLW|BLACKROCK LTD DUR IN|UBSS|UBS Securities LLC|210133
BLW|BLACKROCK LTD DUR IN|VALX|VIRTU AMERICAS LLC|300
BLW|BLACKROCK LTD DUR IN|VGRD|Vanguard Marketing Corporation|7302
BLW|BLACKROCK LTD DUR IN|WCHV|WELLS FARGO SECURITIES, LLC|81120
BLW|BLACKROCK LTD DUR IN|WEDB|WEDBUSH SECURITIES INC.|3
BLW|BLACKROCK LTD DUR IN|WEED|Weeden & Co.L.P.|2580
BLW|BLACKROCK LTD DUR IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8092
BLW|BLACKROCK LTD DUR IN|WSEA|WOLVERINE SECURITIES, LLC|1294
BLW|BLACKROCK LTD DUR IN|YKNA|COMHAR CAPITAL MARKETS, LLC|600
BLW|BLACKROCK LTD DUR IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15501
BLX|BANCO LATINOAMER SA|ALTX|Alternet Securities Inc.|100
BLX|BANCO LATINOAMER SA|APCC|Apex Clearing Corporation|521
BLX|BANCO LATINOAMER SA|BARD|Robert W. Baird & Co. Incorporated|317
BLX|BANCO LATINOAMER SA|BATM|CBOE TRADING, INC.|312
BLX|BANCO LATINOAMER SA|BERN|Sanford C. Bernstein & Co., LLC|123
BLX|BANCO LATINOAMER SA|BKCM|BNY Mellon Capital Markets LLC|30
BLX|BANCO LATINOAMER SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2263
BLX|BANCO LATINOAMER SA|BNPX|BNP PARIBAS SECURITIES CORP.|2854
BLX|BANCO LATINOAMER SA|BZYD|GOLDMAN SACHS & CO. LLC|1109
BLX|BANCO LATINOAMER SA|CHAS|Charles Schwab & Co., Inc.|1200
BLX|BANCO LATINOAMER SA|CIST|Capital Institutional Services, Inc.|100
BLX|BANCO LATINOAMER SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2107
BLX|BANCO LATINOAMER SA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BLX|BANCO LATINOAMER SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17821
BLX|BANCO LATINOAMER SA|CTDL|Citadel Derivatives Group Llc|937
BLX|BANCO LATINOAMER SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1688
BLX|BANCO LATINOAMER SA|DBAB|Deutsche Bank Securities Inc.|7264
BLX|BANCO LATINOAMER SA|DBAX|Deutsche Bank Securities Inc.|18600
BLX|BANCO LATINOAMER SA|DEAN|MORGAN STANLEY|9143
BLX|BANCO LATINOAMER SA|DEGS|RONIN PROFESSIONAL LLC|212
BLX|BANCO LATINOAMER SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|192
BLX|BANCO LATINOAMER SA|EBXL|EBX LLC|7800
BLX|BANCO LATINOAMER SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|3749
BLX|BANCO LATINOAMER SA|EDJO|Edward D. Jones & Co., L.P.|701
BLX|BANCO LATINOAMER SA|EGAM|CBOE TRADING, INC.|610
BLX|BANCO LATINOAMER SA|EGXM|CBOE TRADING, INC.|36
BLX|BANCO LATINOAMER SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|446
BLX|BANCO LATINOAMER SA|ETRS|E*Trade Securities LLC|29665
BLX|BANCO LATINOAMER SA|FBSB|U.S. Bancorp Investments, Inc.|121
BLX|BANCO LATINOAMER SA|FILL|Tradestation Securities, Inc.|110
BLX|BANCO LATINOAMER SA|FINX|FINTECH SECURITIES|500
BLX|BANCO LATINOAMER SA|FMAF|NBCN Inc./ CDS|1060
BLX|BANCO LATINOAMER SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30925
BLX|BANCO LATINOAMER SA|FTBR|Foliofn Investments, Inc.|345
BLX|BANCO LATINOAMER SA|GLIS|TD Securities Inc|1320
BLX|BANCO LATINOAMER SA|GLPX|ACS EXECUTION SERVICES, LLC|7
BLX|BANCO LATINOAMER SA|GSCO|GOLDMAN SACHS & CO. LLC|33588
BLX|BANCO LATINOAMER SA|GSCS|GOLDMAN SACHS & CO. LLC|104
BLX|BANCO LATINOAMER SA|GTSZ|GTS SECURITIES LLC|5398
BLX|BANCO LATINOAMER SA|HRBF|American Enterprise Investment Services Inc.|2338
BLX|BANCO LATINOAMER SA|HSBC|HSBC Securities, Inc.|107
BLX|BANCO LATINOAMER SA|IATS|INTERACTIVE BROKERS LLC|3167
BLX|BANCO LATINOAMER SA|IBKR|Interactive Brokers Llc|3040
BLX|BANCO LATINOAMER SA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|350
BLX|BANCO LATINOAMER SA|ICBX|INSTINET, LLC|2848
BLX|BANCO LATINOAMER SA|IEQY|CITADEL SECURITIES LLC|3071
BLX|BANCO LATINOAMER SA|INCA|INSTINET, LLC|4805
BLX|BANCO LATINOAMER SA|ITGI|ITG Inc.|5469
BLX|BANCO LATINOAMER SA|ITGP|ITG INC.|5800
BLX|BANCO LATINOAMER SA|JANY|Janney Montgomery Scott Inc.|9
BLX|BANCO LATINOAMER SA|JEFF|JEFFERIES LLC|1505
BLX|BANCO LATINOAMER SA|JMPT|JUMP TRADING, LLC|342
BLX|BANCO LATINOAMER SA|JONE|JonesTrading|206
BLX|BANCO LATINOAMER SA|JPBX|J.P. MORGAN SECURITIES LLC|1781
BLX|BANCO LATINOAMER SA|JPMX|J.P. Morgan Securities LLC|62703
BLX|BANCO LATINOAMER SA|JSJX|JANE STREET CAPITAL LLC|1231
BLX|BANCO LATINOAMER SA|KCGM|VIRTU Americas LLC|7477
BLX|BANCO LATINOAMER SA|LEHM|Barclays Capital Inc./Le|20889
BLX|BANCO LATINOAMER SA|LIME|Lime Brokerage LLC|7556
BLX|BANCO LATINOAMER SA|LOOP|Loop Capital Markets LLC|716
BLX|BANCO LATINOAMER SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26908
BLX|BANCO LATINOAMER SA|MOTF|MOTIF INVESTING, INC.|3
BLX|BANCO LATINOAMER SA|MSCO|MORGAN STANLEY & CO. LLC|87483
BLX|BANCO LATINOAMER SA|MSPL|MORGAN STANLEY & CO. LLC|36100
BLX|BANCO LATINOAMER SA|MSTX|MORGAN STANLEY & CO. LLC|4200
BLX|BANCO LATINOAMER SA|NFSC|National Financial Services LLC|83831
BLX|BANCO LATINOAMER SA|NITE|VIRTU Americas LLC|161615
BLX|BANCO LATINOAMER SA|NITP|VIRTU Americas LLC|100
BLX|BANCO LATINOAMER SA|NQRB|Brut, LLC|350
BLX|BANCO LATINOAMER SA|NTBF|BMO Nesbitt Burns Inc./CDS|75
BLX|BANCO LATINOAMER SA|OPCO|Oppenheimer & Co. Inc.|148
BLX|BANCO LATINOAMER SA|PDQM|CODA MARKETS, INC.|640
BLX|BANCO LATINOAMER SA|PHLY|NASDAQ Execution Services, LLC|200
BLX|BANCO LATINOAMER SA|PIPR|Piper Jaffray & Co.|1306
BLX|BANCO LATINOAMER SA|RBCM|RBC CAPITAL MARKETS, LLC|1888
BLX|BANCO LATINOAMER SA|SBSH|Citigroup Global Markets Inc.|13567
BLX|BANCO LATINOAMER SA|SGMT|GOLDMAN SACHS & CO. LLC|6460
BLX|BANCO LATINOAMER SA|SPDR|SPEEDROUTE LLC|900
BLX|BANCO LATINOAMER SA|STFL|Stifel, Nicolaus & Company, Incorporated|309
BLX|BANCO LATINOAMER SA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
BLX|BANCO LATINOAMER SA|SWIM|TD Ameritrade, Inc.|5591
BLX|BANCO LATINOAMER SA|SWST|Hilltop Securities Inc.|900
BLX|BANCO LATINOAMER SA|TKNG|ALLY INVEST SECURITIES LLC|887
BLX|BANCO LATINOAMER SA|TRBT|Tradebot Systems, Inc.|4842
BLX|BANCO LATINOAMER SA|TRCM|TRC MARKETS LLC|2992
BLX|BANCO LATINOAMER SA|UBSA|UBS SECURITIES LLC|66362
BLX|BANCO LATINOAMER SA|UBSS|UBS Securities LLC|91723
BLX|BANCO LATINOAMER SA|VALX|VIRTU AMERICAS LLC|2127
BLX|BANCO LATINOAMER SA|VGRD|Vanguard Marketing Corporation|18351
BLX|BANCO LATINOAMER SA|WCHV|WELLS FARGO SECURITIES, LLC|41523
BLX|BANCO LATINOAMER SA|WEDB|WEDBUSH SECURITIES INC.|855
BLX|BANCO LATINOAMER SA|WEED|Weeden & Co.L.P.|1000
BLX|BANCO LATINOAMER SA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|779
BLX|BANCO LATINOAMER SA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|994
BLX|BANCO LATINOAMER SA|WSEA|WOLVERINE SECURITIES, LLC|2008
BLX|BANCO LATINOAMER SA|XIST|INSTINET, LLC|400
BLX|BANCO LATINOAMER SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|10300
BLX|BANCO LATINOAMER SA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1182
BMA|BANCO MACRO SA|ALTX|Alternet Securities Inc.|25453
BMA|BANCO MACRO SA|APCC|Apex Clearing Corporation|1845
BMA|BANCO MACRO SA|BATM|CBOE TRADING, INC.|2200
BMA|BANCO MACRO SA|BERN|Sanford C. Bernstein & Co., LLC|11321
BMA|BANCO MACRO SA|BIDS|BIDS TRADING L.P.|10000
BMA|BANCO MACRO SA|BIMI|Banca IMI Securities Corp.|3481
BMA|BANCO MACRO SA|BKCM|BNY Mellon Capital Markets LLC|250
BMA|BANCO MACRO SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45374
BMA|BANCO MACRO SA|BLKX|INSTINET, LLC|20350
BMA|BANCO MACRO SA|BNPX|BNP PARIBAS SECURITIES CORP.|5400
BMA|BANCO MACRO SA|BTIG|BTIG, LLC|5317
BMA|BANCO MACRO SA|BYXM|CBOE TRADING, INC.|1778
BMA|BANCO MACRO SA|BZYD|GOLDMAN SACHS & CO. LLC|1799
BMA|BANCO MACRO SA|CABR|Cabrera Capital Markets, Inc.|27011
BMA|BANCO MACRO SA|CANT|Cantor Fitzgerald & Co.|5050
BMA|BANCO MACRO SA|CBRA|Cobra Trading, Inc.|1000
BMA|BANCO MACRO SA|CHAS|Charles Schwab & Co., Inc.|835
BMA|BANCO MACRO SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4943
BMA|BANCO MACRO SA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50811
BMA|BANCO MACRO SA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2758
BMA|BANCO MACRO SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|284802
BMA|BANCO MACRO SA|CTDL|Citadel Derivatives Group Llc|305
BMA|BANCO MACRO SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|23582
BMA|BANCO MACRO SA|DBAB|Deutsche Bank Securities Inc.|37508
BMA|BANCO MACRO SA|DBAX|Deutsche Bank Securities Inc.|253400
BMA|BANCO MACRO SA|DBUL|Deutsche Bank Securities Inc.|300
BMA|BANCO MACRO SA|DCHF|Dart Executions, LLC|876
BMA|BANCO MACRO SA|DEAN|MORGAN STANLEY|16331
BMA|BANCO MACRO SA|DEGS|RONIN PROFESSIONAL LLC|900
BMA|BANCO MACRO SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3500
BMA|BANCO MACRO SA|EBXL|EBX LLC|113600
BMA|BANCO MACRO SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|12285
BMA|BANCO MACRO SA|EDJO|Edward D. Jones & Co., L.P.|400
BMA|BANCO MACRO SA|EGAM|CBOE TRADING, INC.|7520
BMA|BANCO MACRO SA|EGAW|CBOE TRADING, INC.|122
BMA|BANCO MACRO SA|EGMT|EG MARKET TECHNOLOGIES LLC|100
BMA|BANCO MACRO SA|EGXM|CBOE TRADING, INC.|4980
BMA|BANCO MACRO SA|EGXW|CBOE TRADING, INC.|500
BMA|BANCO MACRO SA|ETBE|Electronic Transaction Clearing, Inc.|15252
BMA|BANCO MACRO SA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3200
BMA|BANCO MACRO SA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4650
BMA|BANCO MACRO SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32645
BMA|BANCO MACRO SA|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|354
BMA|BANCO MACRO SA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3300
BMA|BANCO MACRO SA|ETRS|E*Trade Securities LLC|19505
BMA|BANCO MACRO SA|FBSB|U.S. Bancorp Investments, Inc.|200
BMA|BANCO MACRO SA|FCST|INTL FCSTONE FINANCIAL INC.|4710
BMA|BANCO MACRO SA|FILL|Tradestation Securities, Inc.|244
BMA|BANCO MACRO SA|FINX|FINTECH SECURITIES|200
BMA|BANCO MACRO SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34807
BMA|BANCO MACRO SA|FTBR|Foliofn Investments, Inc.|1452
BMA|BANCO MACRO SA|GEBB|GLOBAL EXECUTION BROKERS, LP|500
BMA|BANCO MACRO SA|GLPX|ACS EXECUTION SERVICES, LLC|144674
BMA|BANCO MACRO SA|GSCO|GOLDMAN SACHS & CO. LLC|216002
BMA|BANCO MACRO SA|GSCS|GOLDMAN SACHS & CO. LLC|7150
BMA|BANCO MACRO SA|GSLT|GOLDMAN SACHS & CO. LLC|6066
BMA|BANCO MACRO SA|GTSZ|GTS SECURITIES LLC|35780
BMA|BANCO MACRO SA|HSBC|HSBC Securities, Inc.|42829
BMA|BANCO MACRO SA|IATS|INTERACTIVE BROKERS LLC|55387
BMA|BANCO MACRO SA|IBKR|Interactive Brokers Llc|52663
BMA|BANCO MACRO SA|ICBX|INSTINET, LLC|44772
BMA|BANCO MACRO SA|INCA|INSTINET, LLC|163705
BMA|BANCO MACRO SA|INJX|INSTINET, LLC|1000
BMA|BANCO MACRO SA|INTL|INTL FCSTONE FINANCIAL INC.|27311
BMA|BANCO MACRO SA|ITGI|ITG Inc.|59577
BMA|BANCO MACRO SA|ITGP|ITG INC.|137400
BMA|BANCO MACRO SA|JEFF|JEFFERIES LLC|51467
BMA|BANCO MACRO SA|JMPT|JUMP TRADING, LLC|17903
BMA|BANCO MACRO SA|JPBX|J.P. MORGAN SECURITIES LLC|62485
BMA|BANCO MACRO SA|JPMX|J.P. Morgan Securities LLC|731760
BMA|BANCO MACRO SA|JSJX|JANE STREET CAPITAL LLC|40210
BMA|BANCO MACRO SA|KCGM|VIRTU Americas LLC|61815
BMA|BANCO MACRO SA|LEHM|Barclays Capital Inc./Le|453048
BMA|BANCO MACRO SA|LIME|Lime Brokerage LLC|15276
BMA|BANCO MACRO SA|LQNA|LIQUIDNET, INC.|45700
BMA|BANCO MACRO SA|LSCI|Lek Securities Corporation|21547
BMA|BANCO MACRO SA|MACQ|Macquarie Capital (USA) Inc.|2900
BMA|BANCO MACRO SA|MBTS|ALLY INVEST SECURITIES LLC|270
BMA|BANCO MACRO SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|88014
BMA|BANCO MACRO SA|MOTF|MOTIF INVESTING, INC.|2
BMA|BANCO MACRO SA|MSCO|MORGAN STANLEY & CO. LLC|519671
BMA|BANCO MACRO SA|MSPL|MORGAN STANLEY & CO. LLC|87600
BMA|BANCO MACRO SA|MSTX|MORGAN STANLEY & CO. LLC|16500
BMA|BANCO MACRO SA|NFSC|National Financial Services LLC|88021
BMA|BANCO MACRO SA|NITE|VIRTU Americas LLC|570778
BMA|BANCO MACRO SA|NMRA|Nomura Securities International, Inc.|2800
BMA|BANCO MACRO SA|NQRB|Brut, LLC|10283
BMA|BANCO MACRO SA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1020
BMA|BANCO MACRO SA|PDQM|CODA MARKETS, INC.|389396
BMA|BANCO MACRO SA|PHLY|NASDAQ Execution Services, LLC|800
BMA|BANCO MACRO SA|PICT|Pictet Overseas Inc.|1890
BMA|BANCO MACRO SA|PWJC|UBS Financial Services, Inc.|1000
BMA|BANCO MACRO SA|RBCM|RBC CAPITAL MARKETS, LLC|129
BMA|BANCO MACRO SA|SAGC|SAGETRADER, LLC|200
BMA|BANCO MACRO SA|SAGL|SAGETRADER, LLC|11893
BMA|BANCO MACRO SA|SANT|Santander Investment Securities Inc.|5154
BMA|BANCO MACRO SA|SBSH|Citigroup Global Markets Inc.|62981
BMA|BANCO MACRO SA|SEAP|Seaport Securities Corp.|8800
BMA|BANCO MACRO SA|SGMT|GOLDMAN SACHS & CO. LLC|122805
BMA|BANCO MACRO SA|SPDR|SPEEDROUTE LLC|27446
BMA|BANCO MACRO SA|SPHN|Stephens Inc.|22
BMA|BANCO MACRO SA|SPTD|MINT GLOBAL MARKETS, INC.|400
BMA|BANCO MACRO SA|STFL|Stifel, Nicolaus & Company, Incorporated|115
BMA|BANCO MACRO SA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
BMA|BANCO MACRO SA|SWIM|TD Ameritrade, Inc.|21918
BMA|BANCO MACRO SA|TKNG|ALLY INVEST SECURITIES LLC|443
BMA|BANCO MACRO SA|TRBT|Tradebot Systems, Inc.|54137
BMA|BANCO MACRO SA|TRCM|TRC MARKETS LLC|60098
BMA|BANCO MACRO SA|UBSS|UBS Securities LLC|460136
BMA|BANCO MACRO SA|VALX|VIRTU AMERICAS LLC|22674
BMA|BANCO MACRO SA|VGRD|Vanguard Marketing Corporation|1253
BMA|BANCO MACRO SA|WBLR|WILLIAM BLAIR|10000
BMA|BANCO MACRO SA|WCHV|WELLS FARGO SECURITIES, LLC|19028
BMA|BANCO MACRO SA|WEDB|WEDBUSH SECURITIES INC.|19040
BMA|BANCO MACRO SA|WEED|Weeden & Co.L.P.|27650
BMA|BANCO MACRO SA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2575
BMA|BANCO MACRO SA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12363
BMA|BANCO MACRO SA|WGIF|CIBC World Markets Inc.|28
BMA|BANCO MACRO SA|WMCL|White Mountain Capital, LLC|400
BMA|BANCO MACRO SA|WSEA|WOLVERINE SECURITIES, LLC|2021
BMA|BANCO MACRO SA|XIST|INSTINET, LLC|600
BMA|BANCO MACRO SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|20794
BMA|BANCO MACRO SA|YKNA|COMHAR CAPITAL MARKETS, LLC|55852
BMCH|BMC STOCK HOLDINGS,|ALTX|Alternet Securities Inc.|500
BMCH|BMC STOCK HOLDINGS,|ANDG|Andrew Garrett Inc.|17500
BMCH|BMC STOCK HOLDINGS,|APCC|Apex Clearing Corporation|1032
BMCH|BMC STOCK HOLDINGS,|BARD|Robert W. Baird & Co. Incorporated|9681
BMCH|BMC STOCK HOLDINGS,|BATM|CBOE TRADING, INC.|585
BMCH|BMC STOCK HOLDINGS,|BBNT|BB&T SECURITIES, LLC|2
BMCH|BMC STOCK HOLDINGS,|BERN|Sanford C. Bernstein & Co., LLC|10049
BMCH|BMC STOCK HOLDINGS,|BIDS|BIDS TRADING L.P.|8614
BMCH|BMC STOCK HOLDINGS,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13646
BMCH|BMC STOCK HOLDINGS,|BMOC|BMO Capital Markets Corp.|93728
BMCH|BMC STOCK HOLDINGS,|BNPX|BNP PARIBAS SECURITIES CORP.|6415
BMCH|BMC STOCK HOLDINGS,|BTIG|BTIG, LLC|6571
BMCH|BMC STOCK HOLDINGS,|BYXM|CBOE TRADING, INC.|1572
BMCH|BMC STOCK HOLDINGS,|BZYD|GOLDMAN SACHS & CO. LLC|1721
BMCH|BMC STOCK HOLDINGS,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|175050
BMCH|BMC STOCK HOLDINGS,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
BMCH|BMC STOCK HOLDINGS,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300072
BMCH|BMC STOCK HOLDINGS,|CTDL|Citadel Derivatives Group Llc|16968
BMCH|BMC STOCK HOLDINGS,|CXCX|CITIGROUP GLOBAL MARKETS INC.|50872
BMCH|BMC STOCK HOLDINGS,|DBAB|Deutsche Bank Securities Inc.|117452
BMCH|BMC STOCK HOLDINGS,|DBAX|Deutsche Bank Securities Inc.|262500
BMCH|BMC STOCK HOLDINGS,|DBUL|Deutsche Bank Securities Inc.|200
BMCH|BMC STOCK HOLDINGS,|DEAN|MORGAN STANLEY|1893
BMCH|BMC STOCK HOLDINGS,|DEGS|RONIN PROFESSIONAL LLC|1716
BMCH|BMC STOCK HOLDINGS,|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1935
BMCH|BMC STOCK HOLDINGS,|EBXL|EBX LLC|110700
BMCH|BMC STOCK HOLDINGS,|ECUT|CONVERGEX EXECUTION SOLUTIONS|6865
BMCH|BMC STOCK HOLDINGS,|EDJO|Edward D. Jones & Co., L.P.|148
BMCH|BMC STOCK HOLDINGS,|EGAM|CBOE TRADING, INC.|8013
BMCH|BMC STOCK HOLDINGS,|EGXM|CBOE TRADING, INC.|219
BMCH|BMC STOCK HOLDINGS,|ETBE|Electronic Transaction Clearing, Inc.|18587
BMCH|BMC STOCK HOLDINGS,|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|43
BMCH|BMC STOCK HOLDINGS,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1810
BMCH|BMC STOCK HOLDINGS,|ETRS|E*Trade Securities LLC|2077
BMCH|BMC STOCK HOLDINGS,|FBCO|Credit Suisse Securities (USA) LLC|366541
BMCH|BMC STOCK HOLDINGS,|FBSB|U.S. Bancorp Investments, Inc.|55
BMCH|BMC STOCK HOLDINGS,|FILL|Tradestation Securities, Inc.|3492
BMCH|BMC STOCK HOLDINGS,|FOMA|TD AMERITRADE CLEARING, INC.|5924
BMCH|BMC STOCK HOLDINGS,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1605
BMCH|BMC STOCK HOLDINGS,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82157
BMCH|BMC STOCK HOLDINGS,|FTBR|Foliofn Investments, Inc.|4945
BMCH|BMC STOCK HOLDINGS,|GEBB|GLOBAL EXECUTION BROKERS, LP|19998
BMCH|BMC STOCK HOLDINGS,|GLPX|ACS EXECUTION SERVICES, LLC|4365
BMCH|BMC STOCK HOLDINGS,|GSCO|GOLDMAN SACHS & CO. LLC|319346
BMCH|BMC STOCK HOLDINGS,|GSCS|GOLDMAN SACHS & CO. LLC|8248
BMCH|BMC STOCK HOLDINGS,|GSLT|GOLDMAN SACHS & CO. LLC|1544
BMCH|BMC STOCK HOLDINGS,|GTSZ|GTS SECURITIES LLC|30534
BMCH|BMC STOCK HOLDINGS,|HPPX|POTAMUS TRADING, LLC|1445
BMCH|BMC STOCK HOLDINGS,|HRBF|American Enterprise Investment Services Inc.|509
BMCH|BMC STOCK HOLDINGS,|HSBC|HSBC Securities, Inc.|3959
BMCH|BMC STOCK HOLDINGS,|IATS|INTERACTIVE BROKERS LLC|1278
BMCH|BMC STOCK HOLDINGS,|IBKR|Interactive Brokers Llc|19533
BMCH|BMC STOCK HOLDINGS,|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|510
BMCH|BMC STOCK HOLDINGS,|ICBX|INSTINET, LLC|43928
BMCH|BMC STOCK HOLDINGS,|IEQY|CITADEL SECURITIES LLC|14243
BMCH|BMC STOCK HOLDINGS,|INCA|INSTINET, LLC|137929
BMCH|BMC STOCK HOLDINGS,|INJX|INSTINET, LLC|11756
BMCH|BMC STOCK HOLDINGS,|ITGI|ITG Inc.|19462
BMCH|BMC STOCK HOLDINGS,|ITGP|ITG INC.|309800
BMCH|BMC STOCK HOLDINGS,|JEFF|JEFFERIES LLC|35326
BMCH|BMC STOCK HOLDINGS,|JMPT|JUMP TRADING, LLC|5896
BMCH|BMC STOCK HOLDINGS,|JONE|JonesTrading|18043
BMCH|BMC STOCK HOLDINGS,|JPBX|J.P. MORGAN SECURITIES LLC|5654
BMCH|BMC STOCK HOLDINGS,|JPMX|J.P. Morgan Securities LLC|329350
BMCH|BMC STOCK HOLDINGS,|JSJX|JANE STREET CAPITAL LLC|11618
BMCH|BMC STOCK HOLDINGS,|KCGM|VIRTU Americas LLC|37674
BMCH|BMC STOCK HOLDINGS,|LEHM|Barclays Capital Inc./Le|435958
BMCH|BMC STOCK HOLDINGS,|LIME|Lime Brokerage LLC|152006
BMCH|BMC STOCK HOLDINGS,|LMGP|LIME BROKERAGE LLC|22078
BMCH|BMC STOCK HOLDINGS,|LMNX|LUMINEX TRADING & ANALYTICS LLC|143000
BMCH|BMC STOCK HOLDINGS,|LOOP|Loop Capital Markets LLC|1714
BMCH|BMC STOCK HOLDINGS,|LQNA|LIQUIDNET, INC.|40100
BMCH|BMC STOCK HOLDINGS,|LQNB|LIQUIDNET, INC.|10774
BMCH|BMC STOCK HOLDINGS,|LSCI|Lek Securities Corporation|100
BMCH|BMC STOCK HOLDINGS,|MAXM|Maxim Group LLC|10121
BMCH|BMC STOCK HOLDINGS,|MCMF|Raymond James Ltd. Cds|400
BMCH|BMC STOCK HOLDINGS,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|234505
BMCH|BMC STOCK HOLDINGS,|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2290
BMCH|BMC STOCK HOLDINGS,|MSCO|MORGAN STANLEY & CO. LLC|699206
BMCH|BMC STOCK HOLDINGS,|MSPL|MORGAN STANLEY & CO. LLC|253200
BMCH|BMC STOCK HOLDINGS,|MSTX|MORGAN STANLEY & CO. LLC|62800
BMCH|BMC STOCK HOLDINGS,|NFSC|National Financial Services LLC|25647
BMCH|BMC STOCK HOLDINGS,|NITE|VIRTU Americas LLC|110013
BMCH|BMC STOCK HOLDINGS,|NITP|VIRTU Americas LLC|6019
BMCH|BMC STOCK HOLDINGS,|NQRB|Brut, LLC|1423
BMCH|BMC STOCK HOLDINGS,|NTRC|Northern Trust Securities, Inc.|810
BMCH|BMC STOCK HOLDINGS,|OPCO|Oppenheimer & Co. Inc.|562
BMCH|BMC STOCK HOLDINGS,|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|747
BMCH|BMC STOCK HOLDINGS,|PDQM|CODA MARKETS, INC.|43147
BMCH|BMC STOCK HOLDINGS,|PWJC|UBS Financial Services, Inc.|137
BMCH|BMC STOCK HOLDINGS,|RAJA|Raymond James & Associates, Inc.|111
BMCH|BMC STOCK HOLDINGS,|RBCM|RBC CAPITAL MARKETS, LLC|6519
BMCH|BMC STOCK HOLDINGS,|RGLD|Regal Securities, Inc|100
BMCH|BMC STOCK HOLDINGS,|SAGL|SAGETRADER, LLC|640
BMCH|BMC STOCK HOLDINGS,|SBSH|Citigroup Global Markets Inc.|217290
BMCH|BMC STOCK HOLDINGS,|SGMT|GOLDMAN SACHS & CO. LLC|101720
BMCH|BMC STOCK HOLDINGS,|SIDC|Sidoti & Company, LLC|500
BMCH|BMC STOCK HOLDINGS,|SPDR|SPEEDROUTE LLC|26800
BMCH|BMC STOCK HOLDINGS,|SWIM|TD Ameritrade, Inc.|4038
BMCH|BMC STOCK HOLDINGS,|SWST|Hilltop Securities Inc.|681
BMCH|BMC STOCK HOLDINGS,|TKNG|ALLY INVEST SECURITIES LLC|600
BMCH|BMC STOCK HOLDINGS,|TONC|CUTTONE & CO., LLC|2379
BMCH|BMC STOCK HOLDINGS,|TRBT|Tradebot Systems, Inc.|16083
BMCH|BMC STOCK HOLDINGS,|TRCM|TRC MARKETS LLC|70487
BMCH|BMC STOCK HOLDINGS,|UBSS|UBS Securities LLC|444780
BMCH|BMC STOCK HOLDINGS,|VALX|VIRTU AMERICAS LLC|29502
BMCH|BMC STOCK HOLDINGS,|VGRD|Vanguard Marketing Corporation|2743
BMCH|BMC STOCK HOLDINGS,|WCHV|WELLS FARGO SECURITIES, LLC|39267
BMCH|BMC STOCK HOLDINGS,|WEED|Weeden & Co.L.P.|3790
BMCH|BMC STOCK HOLDINGS,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6102
BMCH|BMC STOCK HOLDINGS,|WSEA|WOLVERINE SECURITIES, LLC|725
BMCH|BMC STOCK HOLDINGS,|XIST|INSTINET, LLC|3850
BMCH|BMC STOCK HOLDINGS,|XSTM|NATIONAL FINANCIAL SERVICES LLC|10780
BMCH|BMC STOCK HOLDINGS,|YKNA|COMHAR CAPITAL MARKETS, LLC|800
BMCH|BMC STOCK HOLDINGS,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
BME|BLACKROCK HLTH SC TR|AGIS|Aegis Capital Corp.|5682
BME|BLACKROCK HLTH SC TR|APCC|Apex Clearing Corporation|45
BME|BLACKROCK HLTH SC TR|BARD|Robert W. Baird & Co. Incorporated|310
BME|BLACKROCK HLTH SC TR|BATM|CBOE TRADING, INC.|146
BME|BLACKROCK HLTH SC TR|BBNT|BB&T SECURITIES, LLC|2250
BME|BLACKROCK HLTH SC TR|BTIG|BTIG, LLC|900
BME|BLACKROCK HLTH SC TR|CHAS|Charles Schwab & Co., Inc.|4116
BME|BLACKROCK HLTH SC TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
BME|BLACKROCK HLTH SC TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BME|BLACKROCK HLTH SC TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5401
BME|BLACKROCK HLTH SC TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|596
BME|BLACKROCK HLTH SC TR|DADA|D.A. Davidson & Co.|304
BME|BLACKROCK HLTH SC TR|DBAX|Deutsche Bank Securities Inc.|5300
BME|BLACKROCK HLTH SC TR|DEAN|MORGAN STANLEY|3324
BME|BLACKROCK HLTH SC TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
BME|BLACKROCK HLTH SC TR|EBXL|EBX LLC|6400
BME|BLACKROCK HLTH SC TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
BME|BLACKROCK HLTH SC TR|EGAM|CBOE TRADING, INC.|200
BME|BLACKROCK HLTH SC TR|EGXM|CBOE TRADING, INC.|111
BME|BLACKROCK HLTH SC TR|ETRS|E*Trade Securities LLC|3766
BME|BLACKROCK HLTH SC TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4334
BME|BLACKROCK HLTH SC TR|FTBR|Foliofn Investments, Inc.|15
BME|BLACKROCK HLTH SC TR|GLPX|ACS EXECUTION SERVICES, LLC|1099
BME|BLACKROCK HLTH SC TR|GSCO|GOLDMAN SACHS & CO. LLC|300
BME|BLACKROCK HLTH SC TR|GTSZ|GTS SECURITIES LLC|3588
BME|BLACKROCK HLTH SC TR|HRBF|American Enterprise Investment Services Inc.|21250
BME|BLACKROCK HLTH SC TR|IATS|INTERACTIVE BROKERS LLC|1822
BME|BLACKROCK HLTH SC TR|IBKR|Interactive Brokers Llc|1304
BME|BLACKROCK HLTH SC TR|ICBX|INSTINET, LLC|1100
BME|BLACKROCK HLTH SC TR|INCA|INSTINET, LLC|4078
BME|BLACKROCK HLTH SC TR|ITGI|ITG Inc.|3798
BME|BLACKROCK HLTH SC TR|ITGP|ITG INC.|4400
BME|BLACKROCK HLTH SC TR|JANY|Janney Montgomery Scott Inc.|2
BME|BLACKROCK HLTH SC TR|JPMX|J.P. Morgan Securities LLC|3600
BME|BLACKROCK HLTH SC TR|KCGM|VIRTU Americas LLC|2300
BME|BLACKROCK HLTH SC TR|LEHM|Barclays Capital Inc./Le|5300
BME|BLACKROCK HLTH SC TR|LIME|Lime Brokerage LLC|596
BME|BLACKROCK HLTH SC TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BME|BLACKROCK HLTH SC TR|MILE|I-Bankers Securities, Inc.|495
BME|BLACKROCK HLTH SC TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11400
BME|BLACKROCK HLTH SC TR|MSCO|MORGAN STANLEY & CO. LLC|17928
BME|BLACKROCK HLTH SC TR|MSPL|MORGAN STANLEY & CO. LLC|1100
BME|BLACKROCK HLTH SC TR|MSTX|MORGAN STANLEY & CO. LLC|400
BME|BLACKROCK HLTH SC TR|NFSC|National Financial Services LLC|38295
BME|BLACKROCK HLTH SC TR|NITE|VIRTU Americas LLC|55098
BME|BLACKROCK HLTH SC TR|NQRB|Brut, LLC|100
BME|BLACKROCK HLTH SC TR|OPCO|Oppenheimer & Co. Inc.|189
BME|BLACKROCK HLTH SC TR|PDQM|CODA MARKETS, INC.|1292
BME|BLACKROCK HLTH SC TR|PWJC|UBS Financial Services, Inc.|2890
BME|BLACKROCK HLTH SC TR|RBCM|RBC CAPITAL MARKETS, LLC|6643
BME|BLACKROCK HLTH SC TR|SBSH|Citigroup Global Markets Inc.|1987
BME|BLACKROCK HLTH SC TR|SGMT|GOLDMAN SACHS & CO. LLC|3681
BME|BLACKROCK HLTH SC TR|SPDR|SPEEDROUTE LLC|1004
BME|BLACKROCK HLTH SC TR|STFL|Stifel, Nicolaus & Company, Incorporated|6492
BME|BLACKROCK HLTH SC TR|SWIM|TD Ameritrade, Inc.|5702
BME|BLACKROCK HLTH SC TR|SWST|Hilltop Securities Inc.|3000
BME|BLACKROCK HLTH SC TR|TRBT|Tradebot Systems, Inc.|775
BME|BLACKROCK HLTH SC TR|TRCM|TRC MARKETS LLC|200
BME|BLACKROCK HLTH SC TR|UBSA|UBS SECURITIES LLC|8323
BME|BLACKROCK HLTH SC TR|UBSS|UBS Securities LLC|35161
BME|BLACKROCK HLTH SC TR|VALX|VIRTU AMERICAS LLC|851
BME|BLACKROCK HLTH SC TR|VGRD|Vanguard Marketing Corporation|4827
BME|BLACKROCK HLTH SC TR|WCHV|WELLS FARGO SECURITIES, LLC|31129
BME|BLACKROCK HLTH SC TR|WEDB|WEDBUSH SECURITIES INC.|13
BME|BLACKROCK HLTH SC TR|WEED|Weeden & Co.L.P.|80
BME|BLACKROCK HLTH SC TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|771
BME|BLACKROCK HLTH SC TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3468
BMI|BADGER METER INC|APCC|Apex Clearing Corporation|19
BMI|BADGER METER INC|BARD|Robert W. Baird & Co. Incorporated|3255
BMI|BADGER METER INC|BATM|CBOE TRADING, INC.|395
BMI|BADGER METER INC|BBNT|BB&T SECURITIES, LLC|49
BMI|BADGER METER INC|BERN|Sanford C. Bernstein & Co., LLC|6095
BMI|BADGER METER INC|BNPX|BNP PARIBAS SECURITIES CORP.|4811
BMI|BADGER METER INC|BRVL|BLAYLOCK VAN, LLC|400
BMI|BADGER METER INC|BTIG|BTIG, LLC|110
BMI|BADGER METER INC|BYXM|CBOE TRADING, INC.|100
BMI|BADGER METER INC|BZYD|GOLDMAN SACHS & CO. LLC|400
BMI|BADGER METER INC|CIST|Capital Institutional Services, Inc.|24
BMI|BADGER METER INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
BMI|BADGER METER INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17860
BMI|BADGER METER INC|CTDL|Citadel Derivatives Group Llc|454
BMI|BADGER METER INC|CTLR|CUTLER GROUP, LP|100
BMI|BADGER METER INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4084
BMI|BADGER METER INC|DAVA|Davenport & Company LLC|306
BMI|BADGER METER INC|DBAB|Deutsche Bank Securities Inc.|21708
BMI|BADGER METER INC|DBAX|Deutsche Bank Securities Inc.|19300
BMI|BADGER METER INC|DBUL|Deutsche Bank Securities Inc.|300
BMI|BADGER METER INC|DEAN|MORGAN STANLEY|2377
BMI|BADGER METER INC|DEGS|RONIN PROFESSIONAL LLC|100
BMI|BADGER METER INC|EBXL|EBX LLC|7300
BMI|BADGER METER INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|57
BMI|BADGER METER INC|EDJO|Edward D. Jones & Co., L.P.|8948
BMI|BADGER METER INC|EGAM|CBOE TRADING, INC.|1742
BMI|BADGER METER INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
BMI|BADGER METER INC|EGXM|CBOE TRADING, INC.|207
BMI|BADGER METER INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13144
BMI|BADGER METER INC|ETRS|E*Trade Securities LLC|569
BMI|BADGER METER INC|FBSB|U.S. Bancorp Investments, Inc.|5
BMI|BADGER METER INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|120
BMI|BADGER METER INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4352
BMI|BADGER METER INC|FTBR|Foliofn Investments, Inc.|298
BMI|BADGER METER INC|GLPX|ACS EXECUTION SERVICES, LLC|185
BMI|BADGER METER INC|GSCO|GOLDMAN SACHS & CO. LLC|57373
BMI|BADGER METER INC|GSCS|GOLDMAN SACHS & CO. LLC|1012
BMI|BADGER METER INC|GSLT|GOLDMAN SACHS & CO. LLC|548
BMI|BADGER METER INC|GTSZ|GTS SECURITIES LLC|3831
BMI|BADGER METER INC|HRBF|American Enterprise Investment Services Inc.|2114
BMI|BADGER METER INC|IBKR|Interactive Brokers Llc|728
BMI|BADGER METER INC|ICBX|INSTINET, LLC|1300
BMI|BADGER METER INC|IEQY|CITADEL SECURITIES LLC|4183
BMI|BADGER METER INC|INCA|INSTINET, LLC|12433
BMI|BADGER METER INC|INJX|INSTINET, LLC|50
BMI|BADGER METER INC|ITGI|ITG Inc.|4494
BMI|BADGER METER INC|ITGP|ITG INC.|1600
BMI|BADGER METER INC|JANY|Janney Montgomery Scott Inc.|1
BMI|BADGER METER INC|JEFF|JEFFERIES LLC|9055
BMI|BADGER METER INC|JMPT|JUMP TRADING, LLC|1353
BMI|BADGER METER INC|JPBX|J.P. MORGAN SECURITIES LLC|3407
BMI|BADGER METER INC|JPMX|J.P. Morgan Securities LLC|28057
BMI|BADGER METER INC|KCGM|VIRTU Americas LLC|1944
BMI|BADGER METER INC|LEHM|Barclays Capital Inc./Le|37456
BMI|BADGER METER INC|LIME|Lime Brokerage LLC|6325
BMI|BADGER METER INC|LOOP|Loop Capital Markets LLC|110
BMI|BADGER METER INC|LSCI|Lek Securities Corporation|4972
BMI|BADGER METER INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8200
BMI|BADGER METER INC|MSCO|MORGAN STANLEY & CO. LLC|70712
BMI|BADGER METER INC|MSPL|MORGAN STANLEY & CO. LLC|5700
BMI|BADGER METER INC|MSTX|MORGAN STANLEY & CO. LLC|8300
BMI|BADGER METER INC|NFSC|National Financial Services LLC|11255
BMI|BADGER METER INC|NITE|VIRTU Americas LLC|21950
BMI|BADGER METER INC|NQRB|Brut, LLC|700
BMI|BADGER METER INC|PDQM|CODA MARKETS, INC.|3988
BMI|BADGER METER INC|PWJC|UBS Financial Services, Inc.|100
BMI|BADGER METER INC|SBSH|Citigroup Global Markets Inc.|16080
BMI|BADGER METER INC|SGMT|GOLDMAN SACHS & CO. LLC|12143
BMI|BADGER METER INC|SPDR|SPEEDROUTE LLC|400
BMI|BADGER METER INC|STFL|Stifel, Nicolaus & Company, Incorporated|567
BMI|BADGER METER INC|SWIM|TD Ameritrade, Inc.|206
BMI|BADGER METER INC|SWST|Hilltop Securities Inc.|1540
BMI|BADGER METER INC|TRBT|Tradebot Systems, Inc.|1375
BMI|BADGER METER INC|TRCM|TRC MARKETS LLC|3486
BMI|BADGER METER INC|UBSA|UBS SECURITIES LLC|66789
BMI|BADGER METER INC|UBSS|UBS Securities LLC|89675
BMI|BADGER METER INC|VALX|VIRTU AMERICAS LLC|1822
BMI|BADGER METER INC|VGRD|Vanguard Marketing Corporation|5
BMI|BADGER METER INC|WCHV|WELLS FARGO SECURITIES, LLC|3883
BMI|BADGER METER INC|WEED|Weeden & Co.L.P.|1600
BMI|BADGER METER INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|82
BMI|BADGER METER INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66
BMI|BADGER METER INC|WGIF|CIBC World Markets Inc.|18
BMI|BADGER METER INC|WSEA|WOLVERINE SECURITIES, LLC|530
BMI|BADGER METER INC|XIST|INSTINET, LLC|37428
BMI|BADGER METER INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3574
BMI|BADGER METER INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|151
BML$G|BANK AMERICA DEP G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BML$G|BANK AMERICA DEP G|DEAN|MORGAN STANLEY|9897
BML$G|BANK AMERICA DEP G|ETRS|E*Trade Securities LLC|100
BML$G|BANK AMERICA DEP G|HRBF|American Enterprise Investment Services Inc.|1200
BML$G|BANK AMERICA DEP G|IBKR|Interactive Brokers Llc|1250
BML$G|BANK AMERICA DEP G|INCA|INSTINET, LLC|160
BML$G|BANK AMERICA DEP G|ITGI|ITG Inc.|300
BML$G|BANK AMERICA DEP G|KCGM|VIRTU Americas LLC|600
BML$G|BANK AMERICA DEP G|NBCS|NBC Securities, INC.|100
BML$G|BANK AMERICA DEP G|NFSC|National Financial Services LLC|1503
BML$G|BANK AMERICA DEP G|NITE|VIRTU Americas LLC|9439
BML$G|BANK AMERICA DEP G|PDQM|CODA MARKETS, INC.|300
BML$G|BANK AMERICA DEP G|STFL|Stifel, Nicolaus & Company, Incorporated|1400
BML$G|BANK AMERICA DEP G|SWIM|TD Ameritrade, Inc.|500
BML$G|BANK AMERICA DEP G|UBSA|UBS SECURITIES LLC|544
BML$G|BANK AMERICA DEP G|UBSS|UBS Securities LLC|1540
BML$G|BANK AMERICA DEP G|VGRD|Vanguard Marketing Corporation|240
BML$G|BANK AMERICA DEP G|WCHV|WELLS FARGO SECURITIES, LLC|5258
BML$H|BANK AMERICA DEP H|BATM|CBOE TRADING, INC.|150
BML$H|BANK AMERICA DEP H|BKMM|BNY MELLON CAPITAL MARKETS, LLC|565
BML$H|BANK AMERICA DEP H|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
BML$H|BANK AMERICA DEP H|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
BML$H|BANK AMERICA DEP H|DBAX|Deutsche Bank Securities Inc.|1700
BML$H|BANK AMERICA DEP H|DEAN|MORGAN STANLEY|5997
BML$H|BANK AMERICA DEP H|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6410
BML$H|BANK AMERICA DEP H|EGXM|CBOE TRADING, INC.|300
BML$H|BANK AMERICA DEP H|ETRS|E*Trade Securities LLC|400
BML$H|BANK AMERICA DEP H|FBSB|U.S. Bancorp Investments, Inc.|1200
BML$H|BANK AMERICA DEP H|GSLT|GOLDMAN SACHS & CO. LLC|100
BML$H|BANK AMERICA DEP H|HSBC|HSBC Securities, Inc.|40000
BML$H|BANK AMERICA DEP H|ICBX|INSTINET, LLC|1000
BML$H|BANK AMERICA DEP H|INCA|INSTINET, LLC|1118
BML$H|BANK AMERICA DEP H|INJX|INSTINET, LLC|46
BML$H|BANK AMERICA DEP H|JEFF|JEFFERIES LLC|3102
BML$H|BANK AMERICA DEP H|JPMX|J.P. Morgan Securities LLC|2138
BML$H|BANK AMERICA DEP H|LEHM|Barclays Capital Inc./Le|400
BML$H|BANK AMERICA DEP H|LIME|Lime Brokerage LLC|437
BML$H|BANK AMERICA DEP H|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BML$H|BANK AMERICA DEP H|MSCO|MORGAN STANLEY & CO. LLC|8158
BML$H|BANK AMERICA DEP H|NFSC|National Financial Services LLC|2184
BML$H|BANK AMERICA DEP H|NITE|VIRTU Americas LLC|19098
BML$H|BANK AMERICA DEP H|OPCO|Oppenheimer & Co. Inc.|480
BML$H|BANK AMERICA DEP H|PWJC|UBS Financial Services, Inc.|2500
BML$H|BANK AMERICA DEP H|RBCM|RBC CAPITAL MARKETS, LLC|1000
BML$H|BANK AMERICA DEP H|SPDR|SPEEDROUTE LLC|200
BML$H|BANK AMERICA DEP H|STFL|Stifel, Nicolaus & Company, Incorporated|600
BML$H|BANK AMERICA DEP H|TRBT|Tradebot Systems, Inc.|1035
BML$H|BANK AMERICA DEP H|UBSA|UBS SECURITIES LLC|1400
BML$H|BANK AMERICA DEP H|UBSS|UBS Securities LLC|7405
BML$H|BANK AMERICA DEP H|WCHV|WELLS FARGO SECURITIES, LLC|5990
BML$H|BANK AMERICA DEP H|WEED|Weeden & Co.L.P.|1900
BML$H|BANK AMERICA DEP H|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53
BML$H|BANK AMERICA DEP H|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2263
BML$I|BANK AMERICA DEP I|AGIS|Aegis Capital Corp.|5000
BML$I|BANK AMERICA DEP I|ALTX|Alternet Securities Inc.|160
BML$I|BANK AMERICA DEP I|BARD|Robert W. Baird & Co. Incorporated|1458
BML$I|BANK AMERICA DEP I|BATM|CBOE TRADING, INC.|200
BML$I|BANK AMERICA DEP I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
BML$I|BANK AMERICA DEP I|BOKI|BOK FINANCIAL SECURITIES, INC.|7800
BML$I|BANK AMERICA DEP I|BTIG|BTIG, LLC|11558
BML$I|BANK AMERICA DEP I|CABR|Cabrera Capital Markets, Inc.|6058
BML$I|BANK AMERICA DEP I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
BML$I|BANK AMERICA DEP I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3962
BML$I|BANK AMERICA DEP I|CXCX|CITIGROUP GLOBAL MARKETS INC.|120
BML$I|BANK AMERICA DEP I|DBAX|Deutsche Bank Securities Inc.|8300
BML$I|BANK AMERICA DEP I|DEAN|MORGAN STANLEY|15535
BML$I|BANK AMERICA DEP I|EBXL|EBX LLC|400
BML$I|BANK AMERICA DEP I|ECUT|CONVERGEX EXECUTION SOLUTIONS|1586
BML$I|BANK AMERICA DEP I|EDJO|Edward D. Jones & Co., L.P.|350
BML$I|BANK AMERICA DEP I|ETRS|E*Trade Securities LLC|11636
BML$I|BANK AMERICA DEP I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
BML$I|BANK AMERICA DEP I|GLPX|ACS EXECUTION SERVICES, LLC|700
BML$I|BANK AMERICA DEP I|GSCO|GOLDMAN SACHS & CO. LLC|6500
BML$I|BANK AMERICA DEP I|GSCS|GOLDMAN SACHS & CO. LLC|4000
BML$I|BANK AMERICA DEP I|GSLT|GOLDMAN SACHS & CO. LLC|66
BML$I|BANK AMERICA DEP I|GTSZ|GTS SECURITIES LLC|200
BML$I|BANK AMERICA DEP I|HRBF|American Enterprise Investment Services Inc.|12240
BML$I|BANK AMERICA DEP I|IATS|INTERACTIVE BROKERS LLC|4314
BML$I|BANK AMERICA DEP I|IBKR|Interactive Brokers Llc|5852
BML$I|BANK AMERICA DEP I|INCA|INSTINET, LLC|3441
BML$I|BANK AMERICA DEP I|ITGI|ITG Inc.|4092
BML$I|BANK AMERICA DEP I|JPMX|J.P. Morgan Securities LLC|600
BML$I|BANK AMERICA DEP I|JSEB|JANE STREET EXECUTION SERVICES, LLC|1456
BML$I|BANK AMERICA DEP I|JSJX|JANE STREET CAPITAL LLC|8
BML$I|BANK AMERICA DEP I|KCGM|VIRTU Americas LLC|7400
BML$I|BANK AMERICA DEP I|LEHM|Barclays Capital Inc./Le|2200
BML$I|BANK AMERICA DEP I|LIME|Lime Brokerage LLC|1278
BML$I|BANK AMERICA DEP I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
BML$I|BANK AMERICA DEP I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
BML$I|BANK AMERICA DEP I|MSCO|MORGAN STANLEY & CO. LLC|325437
BML$I|BANK AMERICA DEP I|NATL|National Securities Corporation|500
BML$I|BANK AMERICA DEP I|NFSC|National Financial Services LLC|27572
BML$I|BANK AMERICA DEP I|NITE|VIRTU Americas LLC|64309
BML$I|BANK AMERICA DEP I|NQRB|Brut, LLC|1200
BML$I|BANK AMERICA DEP I|NTBF|BMO Nesbitt Burns Inc./CDS|1500
BML$I|BANK AMERICA DEP I|OLDM|OLD MISSION CAPITAL, LLC|636
BML$I|BANK AMERICA DEP I|PDQM|CODA MARKETS, INC.|900
BML$I|BANK AMERICA DEP I|PWJC|UBS Financial Services, Inc.|1690
BML$I|BANK AMERICA DEP I|RBCM|RBC CAPITAL MARKETS, LLC|1649
BML$I|BANK AMERICA DEP I|SBSH|Citigroup Global Markets Inc.|360
BML$I|BANK AMERICA DEP I|SGMT|GOLDMAN SACHS & CO. LLC|4200
BML$I|BANK AMERICA DEP I|SPDR|SPEEDROUTE LLC|300
BML$I|BANK AMERICA DEP I|STFL|Stifel, Nicolaus & Company, Incorporated|1367
BML$I|BANK AMERICA DEP I|SWIM|TD Ameritrade, Inc.|818
BML$I|BANK AMERICA DEP I|SWST|Hilltop Securities Inc.|13857
BML$I|BANK AMERICA DEP I|TRBT|Tradebot Systems, Inc.|7043
BML$I|BANK AMERICA DEP I|UBSA|UBS SECURITIES LLC|11504
BML$I|BANK AMERICA DEP I|UBSS|UBS Securities LLC|16862
BML$I|BANK AMERICA DEP I|VGRD|Vanguard Marketing Corporation|1450
BML$I|BANK AMERICA DEP I|WBLR|WILLIAM BLAIR|400
BML$I|BANK AMERICA DEP I|WCHV|WELLS FARGO SECURITIES, LLC|17571
BML$I|BANK AMERICA DEP I|WEDB|WEDBUSH SECURITIES INC.|1100
BML$I|BANK AMERICA DEP I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|734
BML$I|BANK AMERICA DEP I|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BML$I|BANK AMERICA DEP I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2061
BML$J|BANK AMERICA DEP J|ALTX|Alternet Securities Inc.|200
BML$J|BANK AMERICA DEP J|BATM|CBOE TRADING, INC.|100
BML$J|BANK AMERICA DEP J|CICF|Canaccord Genuity Corp.|570
BML$J|BANK AMERICA DEP J|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|128
BML$J|BANK AMERICA DEP J|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
BML$J|BANK AMERICA DEP J|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
BML$J|BANK AMERICA DEP J|DBAX|Deutsche Bank Securities Inc.|1900
BML$J|BANK AMERICA DEP J|DEAN|MORGAN STANLEY|24476
BML$J|BANK AMERICA DEP J|EBXL|EBX LLC|1400
BML$J|BANK AMERICA DEP J|ECUT|CONVERGEX EXECUTION SOLUTIONS|1914
BML$J|BANK AMERICA DEP J|EGAM|CBOE TRADING, INC.|400
BML$J|BANK AMERICA DEP J|EGXM|CBOE TRADING, INC.|263
BML$J|BANK AMERICA DEP J|ETRS|E*Trade Securities LLC|200
BML$J|BANK AMERICA DEP J|FBSB|U.S. Bancorp Investments, Inc.|523
BML$J|BANK AMERICA DEP J|GLPX|ACS EXECUTION SERVICES, LLC|908
BML$J|BANK AMERICA DEP J|GSCS|GOLDMAN SACHS & CO. LLC|100
BML$J|BANK AMERICA DEP J|GSLT|GOLDMAN SACHS & CO. LLC|500
BML$J|BANK AMERICA DEP J|GTSZ|GTS SECURITIES LLC|1400
BML$J|BANK AMERICA DEP J|IATS|INTERACTIVE BROKERS LLC|200
BML$J|BANK AMERICA DEP J|IBKR|Interactive Brokers Llc|1000
BML$J|BANK AMERICA DEP J|ICBX|INSTINET, LLC|100
BML$J|BANK AMERICA DEP J|INCA|INSTINET, LLC|1233
BML$J|BANK AMERICA DEP J|INJX|INSTINET, LLC|700
BML$J|BANK AMERICA DEP J|ITGP|ITG INC.|400
BML$J|BANK AMERICA DEP J|JANY|Janney Montgomery Scott Inc.|6940
BML$J|BANK AMERICA DEP J|JPMX|J.P. Morgan Securities LLC|200
BML$J|BANK AMERICA DEP J|KCGM|VIRTU Americas LLC|300
BML$J|BANK AMERICA DEP J|LEHM|Barclays Capital Inc./Le|400
BML$J|BANK AMERICA DEP J|LIME|Lime Brokerage LLC|69
BML$J|BANK AMERICA DEP J|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BML$J|BANK AMERICA DEP J|MSCO|MORGAN STANLEY & CO. LLC|6098
BML$J|BANK AMERICA DEP J|NFSC|National Financial Services LLC|11275
BML$J|BANK AMERICA DEP J|NITE|VIRTU Americas LLC|35570
BML$J|BANK AMERICA DEP J|PDQM|CODA MARKETS, INC.|1854
BML$J|BANK AMERICA DEP J|PWJC|UBS Financial Services, Inc.|997
BML$J|BANK AMERICA DEP J|RBCM|RBC CAPITAL MARKETS, LLC|714
BML$J|BANK AMERICA DEP J|SALI|INTL FCSTONE FINANCIAL INC.|1000
BML$J|BANK AMERICA DEP J|SGMT|GOLDMAN SACHS & CO. LLC|100
BML$J|BANK AMERICA DEP J|SPDR|SPEEDROUTE LLC|900
BML$J|BANK AMERICA DEP J|STFL|Stifel, Nicolaus & Company, Incorporated|1189
BML$J|BANK AMERICA DEP J|SWIM|TD Ameritrade, Inc.|3314
BML$J|BANK AMERICA DEP J|UBSA|UBS SECURITIES LLC|1874
BML$J|BANK AMERICA DEP J|UBSS|UBS Securities LLC|2611
BML$J|BANK AMERICA DEP J|VGRD|Vanguard Marketing Corporation|250
BML$J|BANK AMERICA DEP J|WCHV|WELLS FARGO SECURITIES, LLC|20502
BML$L|BANK AMERICA DEP L|BATM|CBOE TRADING, INC.|100
BML$L|BANK AMERICA DEP L|BERN|Sanford C. Bernstein & Co., LLC|100
BML$L|BANK AMERICA DEP L|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2400
BML$L|BANK AMERICA DEP L|CICF|Canaccord Genuity Corp.|732
BML$L|BANK AMERICA DEP L|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
BML$L|BANK AMERICA DEP L|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1693
BML$L|BANK AMERICA DEP L|DBAX|Deutsche Bank Securities Inc.|1200
BML$L|BANK AMERICA DEP L|DEAN|MORGAN STANLEY|14692
BML$L|BANK AMERICA DEP L|EBXL|EBX LLC|700
BML$L|BANK AMERICA DEP L|EGAM|CBOE TRADING, INC.|300
BML$L|BANK AMERICA DEP L|EGXM|CBOE TRADING, INC.|200
BML$L|BANK AMERICA DEP L|ETRS|E*Trade Securities LLC|1361
BML$L|BANK AMERICA DEP L|GLPX|ACS EXECUTION SERVICES, LLC|100
BML$L|BANK AMERICA DEP L|GSCO|GOLDMAN SACHS & CO. LLC|500
BML$L|BANK AMERICA DEP L|GSLT|GOLDMAN SACHS & CO. LLC|100
BML$L|BANK AMERICA DEP L|HRBF|American Enterprise Investment Services Inc.|775
BML$L|BANK AMERICA DEP L|IATS|INTERACTIVE BROKERS LLC|300
BML$L|BANK AMERICA DEP L|IBKR|Interactive Brokers Llc|1730
BML$L|BANK AMERICA DEP L|ICBX|INSTINET, LLC|700
BML$L|BANK AMERICA DEP L|INCA|INSTINET, LLC|360
BML$L|BANK AMERICA DEP L|INJX|INSTINET, LLC|160
BML$L|BANK AMERICA DEP L|ITGI|ITG Inc.|200
BML$L|BANK AMERICA DEP L|JEFF|JEFFERIES LLC|165
BML$L|BANK AMERICA DEP L|LEHM|Barclays Capital Inc./Le|1400
BML$L|BANK AMERICA DEP L|LIME|Lime Brokerage LLC|433
BML$L|BANK AMERICA DEP L|MACC|Mid Atlantic Capital Corporation|644
BML$L|BANK AMERICA DEP L|MAXM|Maxim Group LLC|332
BML$L|BANK AMERICA DEP L|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
BML$L|BANK AMERICA DEP L|MSCO|MORGAN STANLEY & CO. LLC|10143
BML$L|BANK AMERICA DEP L|NFSC|National Financial Services LLC|23264
BML$L|BANK AMERICA DEP L|NITE|VIRTU Americas LLC|44691
BML$L|BANK AMERICA DEP L|PDQM|CODA MARKETS, INC.|100
BML$L|BANK AMERICA DEP L|PWJC|UBS Financial Services, Inc.|2335
BML$L|BANK AMERICA DEP L|RBCM|RBC CAPITAL MARKETS, LLC|500
BML$L|BANK AMERICA DEP L|SBSH|Citigroup Global Markets Inc.|79
BML$L|BANK AMERICA DEP L|SGMT|GOLDMAN SACHS & CO. LLC|1403
BML$L|BANK AMERICA DEP L|SPDR|SPEEDROUTE LLC|300
BML$L|BANK AMERICA DEP L|STFL|Stifel, Nicolaus & Company, Incorporated|9325
BML$L|BANK AMERICA DEP L|SWIM|TD Ameritrade, Inc.|16406
BML$L|BANK AMERICA DEP L|UBSA|UBS SECURITIES LLC|2144
BML$L|BANK AMERICA DEP L|UBSS|UBS Securities LLC|11920
BML$L|BANK AMERICA DEP L|WCHV|WELLS FARGO SECURITIES, LLC|132978
BML$L|BANK AMERICA DEP L|WEDB|WEDBUSH SECURITIES INC.|90
BML$L|BANK AMERICA DEP L|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1500
BML$L|BANK AMERICA DEP L|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
BML$L|BANK AMERICA DEP L|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6973
BMLP|BMO ELKH DWA MLP ETN|ETRS|E*Trade Securities LLC|62
BMLP|BMO ELKH DWA MLP ETN|FBCO|Credit Suisse Securities (USA) LLC|5
BMLP|BMO ELKH DWA MLP ETN|LIME|Lime Brokerage LLC|50
BMLP|BMO ELKH DWA MLP ETN|MSCO|MORGAN STANLEY & CO. LLC|303
BMLP|BMO ELKH DWA MLP ETN|NITE|VIRTU Americas LLC|415
BMLP|BMO ELKH DWA MLP ETN|NITP|VIRTU Americas LLC|742
BMLP|BMO ELKH DWA MLP ETN|RBCM|RBC CAPITAL MARKETS, LLC|51
BMLP|BMO ELKH DWA MLP ETN|SPHN|Stephens Inc.|100
BMLP|BMO ELKH DWA MLP ETN|VGRD|Vanguard Marketing Corporation|37
BMLP|BMO ELKH DWA MLP ETN|WCHV|WELLS FARGO SECURITIES, LLC|200
BMLP|BMO ELKH DWA MLP ETN|WSEA|WOLVERINE SECURITIES, LLC|6
BMO|BANK OF MONTREAL|ALTX|Alternet Securities Inc.|2712
BMO|BANK OF MONTREAL|ANOS|ABEL/NOSER, L.L.C.|1
BMO|BANK OF MONTREAL|APCC|Apex Clearing Corporation|1419
BMO|BANK OF MONTREAL|BANK|Primevest Financial Services, Inc.|111
BMO|BANK OF MONTREAL|BARD|Robert W. Baird & Co. Incorporated|5409
BMO|BANK OF MONTREAL|BATM|CBOE TRADING, INC.|13119
BMO|BANK OF MONTREAL|BAYT|BTIG, LLC|100
BMO|BANK OF MONTREAL|BBNT|BB&T SECURITIES, LLC|6037
BMO|BANK OF MONTREAL|BERN|Sanford C. Bernstein & Co., LLC|2300
BMO|BANK OF MONTREAL|BIMI|Banca IMI Securities Corp.|166
BMO|BANK OF MONTREAL|BKCM|BNY Mellon Capital Markets LLC|100
BMO|BANK OF MONTREAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1758
BMO|BANK OF MONTREAL|BYXM|CBOE TRADING, INC.|11
BMO|BANK OF MONTREAL|BZYD|GOLDMAN SACHS & CO. LLC|512
BMO|BANK OF MONTREAL|CANT|Cantor Fitzgerald & Co.|393
BMO|BANK OF MONTREAL|CHAS|Charles Schwab & Co., Inc.|135
BMO|BANK OF MONTREAL|CICF|Canaccord Genuity Corp.|983
BMO|BANK OF MONTREAL|CIST|Capital Institutional Services, Inc.|71
BMO|BANK OF MONTREAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24798
BMO|BANK OF MONTREAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48181
BMO|BANK OF MONTREAL|CTDL|Citadel Derivatives Group Llc|512
BMO|BANK OF MONTREAL|CTLR|CUTLER GROUP, LP|700
BMO|BANK OF MONTREAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|2896
BMO|BANK OF MONTREAL|DADA|D.A. Davidson & Co.|253
BMO|BANK OF MONTREAL|DBAB|Deutsche Bank Securities Inc.|40235
BMO|BANK OF MONTREAL|DBAX|Deutsche Bank Securities Inc.|15500
BMO|BANK OF MONTREAL|DEAN|MORGAN STANLEY|6001
BMO|BANK OF MONTREAL|EBXL|EBX LLC|44900
BMO|BANK OF MONTREAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1541
BMO|BANK OF MONTREAL|EDJO|Edward D. Jones & Co., L.P.|2990
BMO|BANK OF MONTREAL|EGAM|CBOE TRADING, INC.|2326
BMO|BANK OF MONTREAL|EGAW|CBOE TRADING, INC.|251
BMO|BANK OF MONTREAL|EGXM|CBOE TRADING, INC.|763
BMO|BANK OF MONTREAL|EGXW|CBOE TRADING, INC.|8
BMO|BANK OF MONTREAL|ETBE|Electronic Transaction Clearing, Inc.|3282
BMO|BANK OF MONTREAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1917
BMO|BANK OF MONTREAL|ETRS|E*Trade Securities LLC|4293
BMO|BANK OF MONTREAL|FIDT|Fidelity Clearing Canada ULC./ CDS|830
BMO|BANK OF MONTREAL|FILL|Tradestation Securities, Inc.|224
BMO|BANK OF MONTREAL|FMAF|NBCN Inc./ CDS|3171
BMO|BANK OF MONTREAL|FQLS|Quantlab Securities LP|38467
BMO|BANK OF MONTREAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22228
BMO|BANK OF MONTREAL|FTBR|Foliofn Investments, Inc.|358
BMO|BANK OF MONTREAL|GEBB|GLOBAL EXECUTION BROKERS, LP|1698
BMO|BANK OF MONTREAL|GLIS|TD Securities Inc|2481
BMO|BANK OF MONTREAL|GLPX|ACS EXECUTION SERVICES, LLC|625
BMO|BANK OF MONTREAL|GSCO|GOLDMAN SACHS & CO. LLC|118648
BMO|BANK OF MONTREAL|GSLT|GOLDMAN SACHS & CO. LLC|1168
BMO|BANK OF MONTREAL|GTSZ|GTS SECURITIES LLC|28149
BMO|BANK OF MONTREAL|HASF|Haywood Securities Inc./CDS|100
BMO|BANK OF MONTREAL|HRBF|American Enterprise Investment Services Inc.|3090
BMO|BANK OF MONTREAL|HSBC|HSBC Securities, Inc.|400
BMO|BANK OF MONTREAL|IATS|INTERACTIVE BROKERS LLC|858
BMO|BANK OF MONTREAL|IBKR|Interactive Brokers Llc|2819
BMO|BANK OF MONTREAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|91
BMO|BANK OF MONTREAL|ICBX|INSTINET, LLC|9300
BMO|BANK OF MONTREAL|INCA|INSTINET, LLC|133315
BMO|BANK OF MONTREAL|INJX|INSTINET, LLC|1830
BMO|BANK OF MONTREAL|INTL|INTL FCSTONE FINANCIAL INC.|11
BMO|BANK OF MONTREAL|ITGI|ITG Inc.|48361
BMO|BANK OF MONTREAL|ITGP|ITG INC.|41200
BMO|BANK OF MONTREAL|JANY|Janney Montgomery Scott Inc.|2512
BMO|BANK OF MONTREAL|JEFF|JEFFERIES LLC|10335
BMO|BANK OF MONTREAL|JMPT|JUMP TRADING, LLC|7081
BMO|BANK OF MONTREAL|JPBX|J.P. MORGAN SECURITIES LLC|366
BMO|BANK OF MONTREAL|JPMX|J.P. Morgan Securities LLC|65448
BMO|BANK OF MONTREAL|JSJX|JANE STREET CAPITAL LLC|1414
BMO|BANK OF MONTREAL|KCGM|VIRTU Americas LLC|7319
BMO|BANK OF MONTREAL|LEHM|Barclays Capital Inc./Le|78806
BMO|BANK OF MONTREAL|LIME|Lime Brokerage LLC|4073
BMO|BANK OF MONTREAL|LOOP|Loop Capital Markets LLC|200
BMO|BANK OF MONTREAL|LSCI|Lek Securities Corporation|102
BMO|BANK OF MONTREAL|MACC|Mid Atlantic Capital Corporation|995
BMO|BANK OF MONTREAL|MAXM|Maxim Group LLC|14
BMO|BANK OF MONTREAL|MCMF|Raymond James Ltd. Cds|32
BMO|BANK OF MONTREAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12500
BMO|BANK OF MONTREAL|MOTF|MOTIF INVESTING, INC.|1
BMO|BANK OF MONTREAL|MSCO|MORGAN STANLEY & CO. LLC|232708
BMO|BANK OF MONTREAL|MSPL|MORGAN STANLEY & CO. LLC|43200
BMO|BANK OF MONTREAL|MSTX|MORGAN STANLEY & CO. LLC|8200
BMO|BANK OF MONTREAL|NBCS|NBC Securities, INC.|48
BMO|BANK OF MONTREAL|NFSC|National Financial Services LLC|68331
BMO|BANK OF MONTREAL|NITE|VIRTU Americas LLC|193151
BMO|BANK OF MONTREAL|NITP|VIRTU Americas LLC|511
BMO|BANK OF MONTREAL|NQRB|Brut, LLC|985
BMO|BANK OF MONTREAL|NTBF|BMO Nesbitt Burns Inc./CDS|15598
BMO|BANK OF MONTREAL|NTRC|Northern Trust Securities, Inc.|150
BMO|BANK OF MONTREAL|OHOS|TWO SIGMA SECURITIES, LLC|27777
BMO|BANK OF MONTREAL|OPCO|Oppenheimer & Co. Inc.|543
BMO|BANK OF MONTREAL|PDQM|CODA MARKETS, INC.|1303
BMO|BANK OF MONTREAL|PHLY|NASDAQ Execution Services, LLC|1000
BMO|BANK OF MONTREAL|PWJC|UBS Financial Services, Inc.|2120
BMO|BANK OF MONTREAL|RBCM|RBC CAPITAL MARKETS, LLC|60104
BMO|BANK OF MONTREAL|RGLD|Regal Securities, Inc|400
BMO|BANK OF MONTREAL|SBSH|Citigroup Global Markets Inc.|3165
BMO|BANK OF MONTREAL|SEIC|SEI Investments Distribution Co.|1900
BMO|BANK OF MONTREAL|SGMT|GOLDMAN SACHS & CO. LLC|5163
BMO|BANK OF MONTREAL|SPDR|SPEEDROUTE LLC|227
BMO|BANK OF MONTREAL|SPHN|Stephens Inc.|165
BMO|BANK OF MONTREAL|STFL|Stifel, Nicolaus & Company, Incorporated|8237
BMO|BANK OF MONTREAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
BMO|BANK OF MONTREAL|SWIM|TD Ameritrade, Inc.|881
BMO|BANK OF MONTREAL|SWST|Hilltop Securities Inc.|2229
BMO|BANK OF MONTREAL|TKNG|ALLY INVEST SECURITIES LLC|39
BMO|BANK OF MONTREAL|TMBR|Timber Hill LLC|1307
BMO|BANK OF MONTREAL|TRBT|Tradebot Systems, Inc.|4675
BMO|BANK OF MONTREAL|TRCM|TRC MARKETS LLC|114846
BMO|BANK OF MONTREAL|UBSA|UBS SECURITIES LLC|41541
BMO|BANK OF MONTREAL|UBSS|UBS Securities LLC|121097
BMO|BANK OF MONTREAL|VALX|VIRTU AMERICAS LLC|5073
BMO|BANK OF MONTREAL|VGRD|Vanguard Marketing Corporation|5740
BMO|BANK OF MONTREAL|WBPX|SUMMIT SECURITIES GROUP, LLC|100
BMO|BANK OF MONTREAL|WCHV|WELLS FARGO SECURITIES, LLC|27677
BMO|BANK OF MONTREAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3055
BMO|BANK OF MONTREAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4902
BMO|BANK OF MONTREAL|WSEA|WOLVERINE SECURITIES, LLC|1197
BMO|BANK OF MONTREAL|XIST|INSTINET, LLC|40600
BMO|BANK OF MONTREAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
BMO|BANK OF MONTREAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2737
BMRA|BIOMERICA, INC. CS|APCC|Apex Clearing Corporation|4
BMRA|BIOMERICA, INC. CS|BATM|CBOE TRADING, INC.|301
BMRA|BIOMERICA, INC. CS|BYXM|CBOE TRADING, INC.|100
BMRA|BIOMERICA, INC. CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
BMRA|BIOMERICA, INC. CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1400
BMRA|BIOMERICA, INC. CS|DBAB|Deutsche Bank Securities Inc.|1019
BMRA|BIOMERICA, INC. CS|DEAN|MORGAN STANLEY|1600
BMRA|BIOMERICA, INC. CS|DEGS|RONIN PROFESSIONAL LLC|2940
BMRA|BIOMERICA, INC. CS|EBXL|EBX LLC|100
BMRA|BIOMERICA, INC. CS|EGAM|CBOE TRADING, INC.|100
BMRA|BIOMERICA, INC. CS|EGXW|CBOE TRADING, INC.|100
BMRA|BIOMERICA, INC. CS|ETRS|E*Trade Securities LLC|18891
BMRA|BIOMERICA, INC. CS|FBCO|Credit Suisse Securities (USA) LLC|2527
BMRA|BIOMERICA, INC. CS|FOMA|TD AMERITRADE CLEARING, INC.|64419
BMRA|BIOMERICA, INC. CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|613
BMRA|BIOMERICA, INC. CS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
BMRA|BIOMERICA, INC. CS|GSCO|GOLDMAN SACHS & CO. LLC|1258
BMRA|BIOMERICA, INC. CS|GSLT|GOLDMAN SACHS & CO. LLC|272
BMRA|BIOMERICA, INC. CS|GTSZ|GTS SECURITIES LLC|2123
BMRA|BIOMERICA, INC. CS|IATS|INTERACTIVE BROKERS LLC|100
BMRA|BIOMERICA, INC. CS|IBKR|Interactive Brokers Llc|6234
BMRA|BIOMERICA, INC. CS|INCA|INSTINET, LLC|3572
BMRA|BIOMERICA, INC. CS|KCGM|VIRTU Americas LLC|100
BMRA|BIOMERICA, INC. CS|LEHM|Barclays Capital Inc./Le|584
BMRA|BIOMERICA, INC. CS|LIME|Lime Brokerage LLC|14478
BMRA|BIOMERICA, INC. CS|LMGP|LIME BROKERAGE LLC|3500
BMRA|BIOMERICA, INC. CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BMRA|BIOMERICA, INC. CS|MSCO|MORGAN STANLEY & CO. LLC|33466
BMRA|BIOMERICA, INC. CS|MSPL|MORGAN STANLEY & CO. LLC|1800
BMRA|BIOMERICA, INC. CS|NFSC|National Financial Services LLC|20140
BMRA|BIOMERICA, INC. CS|NITE|VIRTU Americas LLC|48173
BMRA|BIOMERICA, INC. CS|RAJA|Raymond James & Associates, Inc.|1009
BMRA|BIOMERICA, INC. CS|RBCM|RBC CAPITAL MARKETS, LLC|100
BMRA|BIOMERICA, INC. CS|SGMT|GOLDMAN SACHS & CO. LLC|100
BMRA|BIOMERICA, INC. CS|SPTD|MINT GLOBAL MARKETS, INC.|800
BMRA|BIOMERICA, INC. CS|STFL|Stifel, Nicolaus & Company, Incorporated|100
BMRA|BIOMERICA, INC. CS|SWIM|TD Ameritrade, Inc.|4431
BMRA|BIOMERICA, INC. CS|SWST|Hilltop Securities Inc.|771
BMRA|BIOMERICA, INC. CS|TRCM|TRC MARKETS LLC|6809
BMRA|BIOMERICA, INC. CS|TRWN|T.R. Winston & Company, LLC|1000
BMRA|BIOMERICA, INC. CS|UBSA|UBS SECURITIES LLC|2325
BMRA|BIOMERICA, INC. CS|UBSS|UBS Securities LLC|11644
BMRA|BIOMERICA, INC. CS|WCHV|WELLS FARGO SECURITIES, LLC|50
BMRA|BIOMERICA, INC. CS|WEDB|WEDBUSH SECURITIES INC.|677
BMRA|BIOMERICA, INC. CS|WSEA|WOLVERINE SECURITIES, LLC|773
BMRC|BANK OF MARIN BANCRP|ALTX|Alternet Securities Inc.|300
BMRC|BANK OF MARIN BANCRP|ANOS|ABEL/NOSER, L.L.C.|99
BMRC|BANK OF MARIN BANCRP|APCC|Apex Clearing Corporation|18
BMRC|BANK OF MARIN BANCRP|BARD|Robert W. Baird & Co. Incorporated|69
BMRC|BANK OF MARIN BANCRP|BATM|CBOE TRADING, INC.|632
BMRC|BANK OF MARIN BANCRP|BAYC|BAY CREST PARTNERS, LLC|88
BMRC|BANK OF MARIN BANCRP|BERN|Sanford C. Bernstein & Co., LLC|1316
BMRC|BANK OF MARIN BANCRP|BMOC|BMO Capital Markets Corp.|1079
BMRC|BANK OF MARIN BANCRP|BNPX|BNP PARIBAS SECURITIES CORP.|644
BMRC|BANK OF MARIN BANCRP|BTIG|BTIG, LLC|5397
BMRC|BANK OF MARIN BANCRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1126
BMRC|BANK OF MARIN BANCRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15013
BMRC|BANK OF MARIN BANCRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8666
BMRC|BANK OF MARIN BANCRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8500
BMRC|BANK OF MARIN BANCRP|CTDL|Citadel Derivatives Group Llc|83
BMRC|BANK OF MARIN BANCRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|666
BMRC|BANK OF MARIN BANCRP|DADA|D.A. Davidson & Co.|138
BMRC|BANK OF MARIN BANCRP|DBAB|Deutsche Bank Securities Inc.|22074
BMRC|BANK OF MARIN BANCRP|DBAX|Deutsche Bank Securities Inc.|5200
BMRC|BANK OF MARIN BANCRP|DBUL|Deutsche Bank Securities Inc.|30
BMRC|BANK OF MARIN BANCRP|DEAN|MORGAN STANLEY|472
BMRC|BANK OF MARIN BANCRP|DEGS|RONIN PROFESSIONAL LLC|1701
BMRC|BANK OF MARIN BANCRP|EBXL|EBX LLC|1200
BMRC|BANK OF MARIN BANCRP|EGAM|CBOE TRADING, INC.|321
BMRC|BANK OF MARIN BANCRP|ETRS|E*Trade Securities LLC|1082
BMRC|BANK OF MARIN BANCRP|FBCO|Credit Suisse Securities (USA) LLC|34424
BMRC|BANK OF MARIN BANCRP|FOMA|TD AMERITRADE CLEARING, INC.|4087
BMRC|BANK OF MARIN BANCRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5984
BMRC|BANK OF MARIN BANCRP|FTBR|Foliofn Investments, Inc.|2
BMRC|BANK OF MARIN BANCRP|GEBB|GLOBAL EXECUTION BROKERS, LP|1915
BMRC|BANK OF MARIN BANCRP|GLPX|ACS EXECUTION SERVICES, LLC|205
BMRC|BANK OF MARIN BANCRP|GSCO|GOLDMAN SACHS & CO. LLC|48848
BMRC|BANK OF MARIN BANCRP|GSCS|GOLDMAN SACHS & CO. LLC|196
BMRC|BANK OF MARIN BANCRP|GTSZ|GTS SECURITIES LLC|2030
BMRC|BANK OF MARIN BANCRP|HRBF|American Enterprise Investment Services Inc.|139
BMRC|BANK OF MARIN BANCRP|IATS|INTERACTIVE BROKERS LLC|273
BMRC|BANK OF MARIN BANCRP|IBKR|Interactive Brokers Llc|4682
BMRC|BANK OF MARIN BANCRP|ICBX|INSTINET, LLC|700
BMRC|BANK OF MARIN BANCRP|IEQY|CITADEL SECURITIES LLC|1946
BMRC|BANK OF MARIN BANCRP|INCA|INSTINET, LLC|13345
BMRC|BANK OF MARIN BANCRP|INJX|INSTINET, LLC|1816
BMRC|BANK OF MARIN BANCRP|ITGI|ITG Inc.|2225
BMRC|BANK OF MARIN BANCRP|ITGP|ITG INC.|5400
BMRC|BANK OF MARIN BANCRP|JEFF|JEFFERIES LLC|1353
BMRC|BANK OF MARIN BANCRP|JPBX|J.P. MORGAN SECURITIES LLC|860
BMRC|BANK OF MARIN BANCRP|JPMX|J.P. Morgan Securities LLC|26433
BMRC|BANK OF MARIN BANCRP|KBWI|Keefe, Bruyette & Woods, Inc.|400
BMRC|BANK OF MARIN BANCRP|KCGM|VIRTU Americas LLC|1287
BMRC|BANK OF MARIN BANCRP|LEHM|Barclays Capital Inc./Le|17666
BMRC|BANK OF MARIN BANCRP|LIME|Lime Brokerage LLC|11675
BMRC|BANK OF MARIN BANCRP|LMGP|LIME BROKERAGE LLC|9787
BMRC|BANK OF MARIN BANCRP|LQNA|LIQUIDNET, INC.|6700
BMRC|BANK OF MARIN BANCRP|MAXM|Maxim Group LLC|658
BMRC|BANK OF MARIN BANCRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5300
BMRC|BANK OF MARIN BANCRP|MSCO|MORGAN STANLEY & CO. LLC|91828
BMRC|BANK OF MARIN BANCRP|MSPL|MORGAN STANLEY & CO. LLC|9000
BMRC|BANK OF MARIN BANCRP|MSTX|MORGAN STANLEY & CO. LLC|200
BMRC|BANK OF MARIN BANCRP|NFSC|National Financial Services LLC|5897
BMRC|BANK OF MARIN BANCRP|NITE|VIRTU Americas LLC|26003
BMRC|BANK OF MARIN BANCRP|NQRB|Brut, LLC|50
BMRC|BANK OF MARIN BANCRP|OPCO|Oppenheimer & Co. Inc.|300
BMRC|BANK OF MARIN BANCRP|PDQM|CODA MARKETS, INC.|1946
BMRC|BANK OF MARIN BANCRP|RAJA|Raymond James & Associates, Inc.|2456
BMRC|BANK OF MARIN BANCRP|SAGW|SAGETRADER, LLC|100
BMRC|BANK OF MARIN BANCRP|SBSH|Citigroup Global Markets Inc.|22508
BMRC|BANK OF MARIN BANCRP|SGMT|GOLDMAN SACHS & CO. LLC|4639
BMRC|BANK OF MARIN BANCRP|SPDR|SPEEDROUTE LLC|3172
BMRC|BANK OF MARIN BANCRP|SPTD|MINT GLOBAL MARKETS, INC.|4400
BMRC|BANK OF MARIN BANCRP|SSBS|STATE STREET GLOBAL MARKETS, LLC|6700
BMRC|BANK OF MARIN BANCRP|STFL|Stifel, Nicolaus & Company, Incorporated|214
BMRC|BANK OF MARIN BANCRP|TMBR|Timber Hill LLC|12
BMRC|BANK OF MARIN BANCRP|TRBT|Tradebot Systems, Inc.|200
BMRC|BANK OF MARIN BANCRP|TRCM|TRC MARKETS LLC|6584
BMRC|BANK OF MARIN BANCRP|UBSA|UBS SECURITIES LLC|14596
BMRC|BANK OF MARIN BANCRP|UBSS|UBS Securities LLC|60876
BMRC|BANK OF MARIN BANCRP|VALX|VIRTU AMERICAS LLC|3914
BMRC|BANK OF MARIN BANCRP|VGRD|Vanguard Marketing Corporation|58
BMRC|BANK OF MARIN BANCRP|WCHV|WELLS FARGO SECURITIES, LLC|1773
BMRC|BANK OF MARIN BANCRP|WDNX|WEEDEN & CO.L.P.|2670
BMRC|BANK OF MARIN BANCRP|WEDB|WEDBUSH SECURITIES INC.|1347
BMRC|BANK OF MARIN BANCRP|WEED|Weeden & Co.L.P.|1400
BMRC|BANK OF MARIN BANCRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|69
BMRC|BANK OF MARIN BANCRP|WSEA|WOLVERINE SECURITIES, LLC|35
BMRC|BANK OF MARIN BANCRP|XIST|INSTINET, LLC|1850
BMRC|BANK OF MARIN BANCRP|YKNA|COMHAR CAPITAL MARKETS, LLC|124
BMRC|BANK OF MARIN BANCRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|204
BMRN|BIOMARIN PHARMACEUT|ABLE|NATIXIS Securities Americas LLC|251345
BMRN|BIOMARIN PHARMACEUT|ADAM|CANACCORD GENUITY INC.|3900
BMRN|BIOMARIN PHARMACEUT|ALTX|Alternet Securities Inc.|9400
BMRN|BIOMARIN PHARMACEUT|APCC|Apex Clearing Corporation|270
BMRN|BIOMARIN PHARMACEUT|BANK|Primevest Financial Services, Inc.|36
BMRN|BIOMARIN PHARMACEUT|BARD|Robert W. Baird & Co. Incorporated|49659
BMRN|BIOMARIN PHARMACEUT|BATM|CBOE TRADING, INC.|5408
BMRN|BIOMARIN PHARMACEUT|BAYC|BAY CREST PARTNERS, LLC|250
BMRN|BIOMARIN PHARMACEUT|BAYT|BTIG, LLC|6900
BMRN|BIOMARIN PHARMACEUT|BBNT|BB&T SECURITIES, LLC|533
BMRN|BIOMARIN PHARMACEUT|BERN|Sanford C. Bernstein & Co., LLC|144843
BMRN|BIOMARIN PHARMACEUT|BIDS|BIDS TRADING L.P.|8700
BMRN|BIOMARIN PHARMACEUT|BIMI|Banca IMI Securities Corp.|1680
BMRN|BIOMARIN PHARMACEUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11047
BMRN|BIOMARIN PHARMACEUT|BLKX|INSTINET, LLC|29113
BMRN|BIOMARIN PHARMACEUT|BMOC|BMO Capital Markets Corp.|2693
BMRN|BIOMARIN PHARMACEUT|BNCH|The Benchmark Company, LLC|20573
BMRN|BIOMARIN PHARMACEUT|BNPX|BNP PARIBAS SECURITIES CORP.|196638
BMRN|BIOMARIN PHARMACEUT|BTIG|BTIG, LLC|65774
BMRN|BIOMARIN PHARMACEUT|BYXM|CBOE TRADING, INC.|2591
BMRN|BIOMARIN PHARMACEUT|CABR|Cabrera Capital Markets, Inc.|325
BMRN|BIOMARIN PHARMACEUT|CANT|Cantor Fitzgerald & Co.|2897
BMRN|BIOMARIN PHARMACEUT|CBLC|CITIGROUP GLOBAL MARKETS INC.|60636
BMRN|BIOMARIN PHARMACEUT|CHAS|Charles Schwab & Co., Inc.|5140
BMRN|BIOMARIN PHARMACEUT|CIST|Capital Institutional Services, Inc.|2860
BMRN|BIOMARIN PHARMACEUT|CLSA|CLSA AMERICAS, LLC|1635
BMRN|BIOMARIN PHARMACEUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|421242
BMRN|BIOMARIN PHARMACEUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1911
BMRN|BIOMARIN PHARMACEUT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7327
BMRN|BIOMARIN PHARMACEUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|515804
BMRN|BIOMARIN PHARMACEUT|CTDL|Citadel Derivatives Group Llc|15367
BMRN|BIOMARIN PHARMACEUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|82490
BMRN|BIOMARIN PHARMACEUT|DADA|D.A. Davidson & Co.|131
BMRN|BIOMARIN PHARMACEUT|DBAB|Deutsche Bank Securities Inc.|1109729
BMRN|BIOMARIN PHARMACEUT|DBAX|Deutsche Bank Securities Inc.|440500
BMRN|BIOMARIN PHARMACEUT|DBUL|Deutsche Bank Securities Inc.|22948
BMRN|BIOMARIN PHARMACEUT|DCHF|Dart Executions, LLC|2370
BMRN|BIOMARIN PHARMACEUT|DEAN|MORGAN STANLEY|14134
BMRN|BIOMARIN PHARMACEUT|DEGS|RONIN PROFESSIONAL LLC|2444
BMRN|BIOMARIN PHARMACEUT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7339
BMRN|BIOMARIN PHARMACEUT|DRWK|DRW SECURITIES, L.L.C.|21828
BMRN|BIOMARIN PHARMACEUT|EBXL|EBX LLC|356000
BMRN|BIOMARIN PHARMACEUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|7542
BMRN|BIOMARIN PHARMACEUT|EDFC|E D & F MAN CAPITAL MARKETS INC.|2900
BMRN|BIOMARIN PHARMACEUT|EDJO|Edward D. Jones & Co., L.P.|1186
BMRN|BIOMARIN PHARMACEUT|EGAM|CBOE TRADING, INC.|12868
BMRN|BIOMARIN PHARMACEUT|EGAW|CBOE TRADING, INC.|124
BMRN|BIOMARIN PHARMACEUT|EGMT|EG MARKET TECHNOLOGIES LLC|3899
BMRN|BIOMARIN PHARMACEUT|EGXM|CBOE TRADING, INC.|6362
BMRN|BIOMARIN PHARMACEUT|ETBE|Electronic Transaction Clearing, Inc.|72800
BMRN|BIOMARIN PHARMACEUT|ETCC|Electronic Transaction Clearing, Inc.|1744
BMRN|BIOMARIN PHARMACEUT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8750
BMRN|BIOMARIN PHARMACEUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|102937
BMRN|BIOMARIN PHARMACEUT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|101
BMRN|BIOMARIN PHARMACEUT|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|253580
BMRN|BIOMARIN PHARMACEUT|ETRS|E*Trade Securities LLC|120328
BMRN|BIOMARIN PHARMACEUT|FBCO|Credit Suisse Securities (USA) LLC|1028472
BMRN|BIOMARIN PHARMACEUT|FBSB|U.S. Bancorp Investments, Inc.|36
BMRN|BIOMARIN PHARMACEUT|FILL|Tradestation Securities, Inc.|7768
BMRN|BIOMARIN PHARMACEUT|FMAF|NBCN Inc./ CDS|475
BMRN|BIOMARIN PHARMACEUT|FOMA|TD AMERITRADE CLEARING, INC.|256330
BMRN|BIOMARIN PHARMACEUT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5086
BMRN|BIOMARIN PHARMACEUT|FQLS|Quantlab Securities LP|448132
BMRN|BIOMARIN PHARMACEUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|197114
BMRN|BIOMARIN PHARMACEUT|FTBR|Foliofn Investments, Inc.|1843
BMRN|BIOMARIN PHARMACEUT|GEBB|GLOBAL EXECUTION BROKERS, LP|58791
BMRN|BIOMARIN PHARMACEUT|GELP|RBC CAPITAL MARKETS, LLC|1151
BMRN|BIOMARIN PHARMACEUT|GLIS|TD Securities Inc|102
BMRN|BIOMARIN PHARMACEUT|GLPX|ACS EXECUTION SERVICES, LLC|41870
BMRN|BIOMARIN PHARMACEUT|GSCO|GOLDMAN SACHS & CO. LLC|2095827
BMRN|BIOMARIN PHARMACEUT|GSCS|GOLDMAN SACHS & CO. LLC|79919
BMRN|BIOMARIN PHARMACEUT|GSLT|GOLDMAN SACHS & CO. LLC|8530
BMRN|BIOMARIN PHARMACEUT|GTSZ|GTS SECURITIES LLC|146893
BMRN|BIOMARIN PHARMACEUT|HAPX|HAP Trading, LLC|2797
BMRN|BIOMARIN PHARMACEUT|HRBF|American Enterprise Investment Services Inc.|3077
BMRN|BIOMARIN PHARMACEUT|HSBC|HSBC Securities, Inc.|131116
BMRN|BIOMARIN PHARMACEUT|IATS|INTERACTIVE BROKERS LLC|24216
BMRN|BIOMARIN PHARMACEUT|IBKR|Interactive Brokers Llc|164708
BMRN|BIOMARIN PHARMACEUT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|574
BMRN|BIOMARIN PHARMACEUT|ICBX|INSTINET, LLC|72291
BMRN|BIOMARIN PHARMACEUT|IEQY|CITADEL SECURITIES LLC|513320
BMRN|BIOMARIN PHARMACEUT|INCA|INSTINET, LLC|780764
BMRN|BIOMARIN PHARMACEUT|INJX|INSTINET, LLC|40415
BMRN|BIOMARIN PHARMACEUT|ITGI|ITG Inc.|38987
BMRN|BIOMARIN PHARMACEUT|ITGP|ITG INC.|562000
BMRN|BIOMARIN PHARMACEUT|JANY|Janney Montgomery Scott Inc.|1794
BMRN|BIOMARIN PHARMACEUT|JEFF|JEFFERIES LLC|197807
BMRN|BIOMARIN PHARMACEUT|JMPT|JUMP TRADING, LLC|149163
BMRN|BIOMARIN PHARMACEUT|JONE|JonesTrading|200
BMRN|BIOMARIN PHARMACEUT|JPBX|J.P. MORGAN SECURITIES LLC|73962
BMRN|BIOMARIN PHARMACEUT|JPMX|J.P. Morgan Securities LLC|794561
BMRN|BIOMARIN PHARMACEUT|JSJX|JANE STREET CAPITAL LLC|9166
BMRN|BIOMARIN PHARMACEUT|JUTA|JUMP TRADING, LLC|3803
BMRN|BIOMARIN PHARMACEUT|KCGM|VIRTU Americas LLC|63280
BMRN|BIOMARIN PHARMACEUT|LEER|LEERINK PARTNERS LLC|2300
BMRN|BIOMARIN PHARMACEUT|LEHM|Barclays Capital Inc./Le|1936507
BMRN|BIOMARIN PHARMACEUT|LIME|Lime Brokerage LLC|280411
BMRN|BIOMARIN PHARMACEUT|LMGP|LIME BROKERAGE LLC|1000
BMRN|BIOMARIN PHARMACEUT|LMNX|LUMINEX TRADING & ANALYTICS LLC|44506
BMRN|BIOMARIN PHARMACEUT|LOOP|Loop Capital Markets LLC|1942
BMRN|BIOMARIN PHARMACEUT|LPSP|LPS Partners INC.|3200
BMRN|BIOMARIN PHARMACEUT|LQNA|LIQUIDNET, INC.|79600
BMRN|BIOMARIN PHARMACEUT|LQNB|LIQUIDNET, INC.|14600
BMRN|BIOMARIN PHARMACEUT|LSCI|Lek Securities Corporation|201406
BMRN|BIOMARIN PHARMACEUT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
BMRN|BIOMARIN PHARMACEUT|MAXM|Maxim Group LLC|7505
BMRN|BIOMARIN PHARMACEUT|MBTS|ALLY INVEST SECURITIES LLC|4000
BMRN|BIOMARIN PHARMACEUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140902
BMRN|BIOMARIN PHARMACEUT|MNDX|TJM Investments, LLC|6532
BMRN|BIOMARIN PHARMACEUT|MOTF|MOTIF INVESTING, INC.|33
BMRN|BIOMARIN PHARMACEUT|MPSG|E D & F Man Capital Markets Inc.|2243
BMRN|BIOMARIN PHARMACEUT|MSCO|MORGAN STANLEY & CO. LLC|4936658
BMRN|BIOMARIN PHARMACEUT|MSPL|MORGAN STANLEY & CO. LLC|528200
BMRN|BIOMARIN PHARMACEUT|MSTX|MORGAN STANLEY & CO. LLC|188100
BMRN|BIOMARIN PHARMACEUT|MZHO|Mizuho Securities USA LLC|94500
BMRN|BIOMARIN PHARMACEUT|NEED|Needham & Company, LLC|506
BMRN|BIOMARIN PHARMACEUT|NEUB|NEUBERGER BERMAN BD LLC|222
BMRN|BIOMARIN PHARMACEUT|NFSC|National Financial Services LLC|337738
BMRN|BIOMARIN PHARMACEUT|NITE|VIRTU Americas LLC|794788
BMRN|BIOMARIN PHARMACEUT|NITP|VIRTU Americas LLC|9486
BMRN|BIOMARIN PHARMACEUT|NMRA|Nomura Securities International, Inc.|69930
BMRN|BIOMARIN PHARMACEUT|NQRB|Brut, LLC|24588
BMRN|BIOMARIN PHARMACEUT|OHOS|TWO SIGMA SECURITIES, LLC|168374
BMRN|BIOMARIN PHARMACEUT|OLDM|OLD MISSION CAPITAL, LLC|7103
BMRN|BIOMARIN PHARMACEUT|OPCO|Oppenheimer & Co. Inc.|34034
BMRN|BIOMARIN PHARMACEUT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5107
BMRN|BIOMARIN PHARMACEUT|PCPT|PHILLIP CAPITAL INC.|111
BMRN|BIOMARIN PHARMACEUT|PDQM|CODA MARKETS, INC.|148331
BMRN|BIOMARIN PHARMACEUT|PHLY|NASDAQ Execution Services, LLC|1400
BMRN|BIOMARIN PHARMACEUT|PICT|Pictet Overseas Inc.|2337
BMRN|BIOMARIN PHARMACEUT|PIPR|Piper Jaffray & Co.|3600
BMRN|BIOMARIN PHARMACEUT|PWJC|UBS Financial Services, Inc.|8435
BMRN|BIOMARIN PHARMACEUT|RAJA|Raymond James & Associates, Inc.|17182
BMRN|BIOMARIN PHARMACEUT|RBCM|RBC CAPITAL MARKETS, LLC|22785
BMRN|BIOMARIN PHARMACEUT|SAGL|SAGETRADER, LLC|77830
BMRN|BIOMARIN PHARMACEUT|SALI|INTL FCSTONE FINANCIAL INC.|25
BMRN|BIOMARIN PHARMACEUT|SBSH|Citigroup Global Markets Inc.|696855
BMRN|BIOMARIN PHARMACEUT|SGMT|GOLDMAN SACHS & CO. LLC|229788
BMRN|BIOMARIN PHARMACEUT|SIBO|Prime Executions, Inc.|1002
BMRN|BIOMARIN PHARMACEUT|SPDR|SPEEDROUTE LLC|16596
BMRN|BIOMARIN PHARMACEUT|SPHN|Stephens Inc.|8890
BMRN|BIOMARIN PHARMACEUT|STFL|Stifel, Nicolaus & Company, Incorporated|24589
BMRN|BIOMARIN PHARMACEUT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|330
BMRN|BIOMARIN PHARMACEUT|SWIM|TD Ameritrade, Inc.|115324
BMRN|BIOMARIN PHARMACEUT|SWST|Hilltop Securities Inc.|12479
BMRN|BIOMARIN PHARMACEUT|TAGC|TELSEY ADVISORY GROUP LLC|500
BMRN|BIOMARIN PHARMACEUT|TKNG|ALLY INVEST SECURITIES LLC|289
BMRN|BIOMARIN PHARMACEUT|TRBT|Tradebot Systems, Inc.|244602
BMRN|BIOMARIN PHARMACEUT|TRCM|TRC MARKETS LLC|210960
BMRN|BIOMARIN PHARMACEUT|UBSA|UBS SECURITIES LLC|827740
BMRN|BIOMARIN PHARMACEUT|UBSS|UBS Securities LLC|2118680
BMRN|BIOMARIN PHARMACEUT|VALX|VIRTU AMERICAS LLC|26635
BMRN|BIOMARIN PHARMACEUT|VERT|The Vertical Trading Group, LLC|190
BMRN|BIOMARIN PHARMACEUT|VGRD|Vanguard Marketing Corporation|3770
BMRN|BIOMARIN PHARMACEUT|WBLR|WILLIAM BLAIR|60
BMRN|BIOMARIN PHARMACEUT|WBPX|SUMMIT SECURITIES GROUP, LLC|3065
BMRN|BIOMARIN PHARMACEUT|WCHV|WELLS FARGO SECURITIES, LLC|197257
BMRN|BIOMARIN PHARMACEUT|WDNX|WEEDEN & CO.L.P.|1500
BMRN|BIOMARIN PHARMACEUT|WEDB|WEDBUSH SECURITIES INC.|16246
BMRN|BIOMARIN PHARMACEUT|WEED|Weeden & Co.L.P.|63501
BMRN|BIOMARIN PHARMACEUT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22125
BMRN|BIOMARIN PHARMACEUT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30340
BMRN|BIOMARIN PHARMACEUT|WGIF|CIBC World Markets Inc.|1484
BMRN|BIOMARIN PHARMACEUT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|100
BMRN|BIOMARIN PHARMACEUT|WSEA|WOLVERINE SECURITIES, LLC|4350
BMRN|BIOMARIN PHARMACEUT|XIST|INSTINET, LLC|59332
BMRN|BIOMARIN PHARMACEUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|61000
BMRN|BIOMARIN PHARMACEUT|YKNA|COMHAR CAPITAL MARKETS, LLC|8906
BMRN|BIOMARIN PHARMACEUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6622
BMS|BEMIS CO INC|ADAM|CANACCORD GENUITY INC.|43566
BMS|BEMIS CO INC|ALTX|Alternet Securities Inc.|7914
BMS|BEMIS CO INC|APCC|Apex Clearing Corporation|45
BMS|BEMIS CO INC|AQUA|AQUA SECURITIES L.P.|2900
BMS|BEMIS CO INC|BARD|Robert W. Baird & Co. Incorporated|531
BMS|BEMIS CO INC|BATM|CBOE TRADING, INC.|6478
BMS|BEMIS CO INC|BERN|Sanford C. Bernstein & Co., LLC|47544
BMS|BEMIS CO INC|BIDS|BIDS TRADING L.P.|500
BMS|BEMIS CO INC|BKCM|BNY Mellon Capital Markets LLC|17185
BMS|BEMIS CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|722
BMS|BEMIS CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|161920
BMS|BEMIS CO INC|BRGE|Newbridge Securities Corp.|1099
BMS|BEMIS CO INC|BRVL|BLAYLOCK VAN, LLC|800
BMS|BEMIS CO INC|BTIG|BTIG, LLC|2561
BMS|BEMIS CO INC|BYXM|CBOE TRADING, INC.|1128
BMS|BEMIS CO INC|CANT|Cantor Fitzgerald & Co.|34601
BMS|BEMIS CO INC|CHAS|Charles Schwab & Co., Inc.|2106
BMS|BEMIS CO INC|CIBP|CIBC World Markets Corp.|156300
BMS|BEMIS CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130800
BMS|BEMIS CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3499
BMS|BEMIS CO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|179
BMS|BEMIS CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|198216
BMS|BEMIS CO INC|CTDL|Citadel Derivatives Group Llc|1567
BMS|BEMIS CO INC|CTLR|CUTLER GROUP, LP|684
BMS|BEMIS CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17752
BMS|BEMIS CO INC|DADA|D.A. Davidson & Co.|4
BMS|BEMIS CO INC|DBAB|Deutsche Bank Securities Inc.|156184
BMS|BEMIS CO INC|DBAX|Deutsche Bank Securities Inc.|89000
BMS|BEMIS CO INC|DBUL|Deutsche Bank Securities Inc.|2572
BMS|BEMIS CO INC|DEAN|MORGAN STANLEY|1239
BMS|BEMIS CO INC|DEGS|RONIN PROFESSIONAL LLC|100
BMS|BEMIS CO INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|9622
BMS|BEMIS CO INC|EBXL|EBX LLC|100200
BMS|BEMIS CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|27803
BMS|BEMIS CO INC|EDJO|Edward D. Jones & Co., L.P.|5908
BMS|BEMIS CO INC|EGAM|CBOE TRADING, INC.|5154
BMS|BEMIS CO INC|EGAW|CBOE TRADING, INC.|37
BMS|BEMIS CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|1000
BMS|BEMIS CO INC|EGXM|CBOE TRADING, INC.|2519
BMS|BEMIS CO INC|ETBE|Electronic Transaction Clearing, Inc.|5691
BMS|BEMIS CO INC|ETCC|Electronic Transaction Clearing, Inc.|380
BMS|BEMIS CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9826
BMS|BEMIS CO INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1527
BMS|BEMIS CO INC|ETRS|E*Trade Securities LLC|11164
BMS|BEMIS CO INC|FBSB|U.S. Bancorp Investments, Inc.|1
BMS|BEMIS CO INC|FILL|Tradestation Securities, Inc.|384
BMS|BEMIS CO INC|FMAF|NBCN Inc./ CDS|470
BMS|BEMIS CO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8746
BMS|BEMIS CO INC|FQLS|Quantlab Securities LP|145724
BMS|BEMIS CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91041
BMS|BEMIS CO INC|FTBR|Foliofn Investments, Inc.|1275
BMS|BEMIS CO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1637
BMS|BEMIS CO INC|GLPX|ACS EXECUTION SERVICES, LLC|21164
BMS|BEMIS CO INC|GSCO|GOLDMAN SACHS & CO. LLC|596514
BMS|BEMIS CO INC|GSCS|GOLDMAN SACHS & CO. LLC|1300
BMS|BEMIS CO INC|GSLT|GOLDMAN SACHS & CO. LLC|3886
BMS|BEMIS CO INC|GTSZ|GTS SECURITIES LLC|56042
BMS|BEMIS CO INC|HRBF|American Enterprise Investment Services Inc.|1363
BMS|BEMIS CO INC|HSBC|HSBC Securities, Inc.|16353
BMS|BEMIS CO INC|IATS|INTERACTIVE BROKERS LLC|2625
BMS|BEMIS CO INC|IBKR|Interactive Brokers Llc|8332
BMS|BEMIS CO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|716
BMS|BEMIS CO INC|ICBX|INSTINET, LLC|24280
BMS|BEMIS CO INC|IEQY|CITADEL SECURITIES LLC|41136
BMS|BEMIS CO INC|INCA|INSTINET, LLC|230949
BMS|BEMIS CO INC|INJX|INSTINET, LLC|2180
BMS|BEMIS CO INC|ITGI|ITG Inc.|27995
BMS|BEMIS CO INC|ITGP|ITG INC.|290600
BMS|BEMIS CO INC|JANY|Janney Montgomery Scott Inc.|18417
BMS|BEMIS CO INC|JEFF|JEFFERIES LLC|141897
BMS|BEMIS CO INC|JMPT|JUMP TRADING, LLC|34164
BMS|BEMIS CO INC|JONE|JonesTrading|53
BMS|BEMIS CO INC|JPBX|J.P. MORGAN SECURITIES LLC|71784
BMS|BEMIS CO INC|JPMX|J.P. Morgan Securities LLC|141746
BMS|BEMIS CO INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|4700
BMS|BEMIS CO INC|JSJX|JANE STREET CAPITAL LLC|9512
BMS|BEMIS CO INC|KCGM|VIRTU Americas LLC|30978
BMS|BEMIS CO INC|LEHM|Barclays Capital Inc./Le|312513
BMS|BEMIS CO INC|LGNT|COR CLEARING LLC|6
BMS|BEMIS CO INC|LIME|Lime Brokerage LLC|18281
BMS|BEMIS CO INC|LOOP|Loop Capital Markets LLC|1440
BMS|BEMIS CO INC|LQNA|LIQUIDNET, INC.|87700
BMS|BEMIS CO INC|LSCI|Lek Securities Corporation|7
BMS|BEMIS CO INC|MACC|Mid Atlantic Capital Corporation|1754
BMS|BEMIS CO INC|MAXM|Maxim Group LLC|760
BMS|BEMIS CO INC|MBTS|ALLY INVEST SECURITIES LLC|142
BMS|BEMIS CO INC|MKMP|MKM Partners LLC|110491
BMS|BEMIS CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94092
BMS|BEMIS CO INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|658
BMS|BEMIS CO INC|MOTF|MOTIF INVESTING, INC.|1
BMS|BEMIS CO INC|MSCO|MORGAN STANLEY & CO. LLC|955687
BMS|BEMIS CO INC|MSPL|MORGAN STANLEY & CO. LLC|188200
BMS|BEMIS CO INC|MSTX|MORGAN STANLEY & CO. LLC|86600
BMS|BEMIS CO INC|NEUB|NEUBERGER BERMAN BD LLC|600
BMS|BEMIS CO INC|NFSC|National Financial Services LLC|112143
BMS|BEMIS CO INC|NITE|VIRTU Americas LLC|119998
BMS|BEMIS CO INC|NITP|VIRTU Americas LLC|200
BMS|BEMIS CO INC|NQRB|Brut, LLC|5609
BMS|BEMIS CO INC|NTBF|BMO Nesbitt Burns Inc./CDS|841
BMS|BEMIS CO INC|NTRC|Northern Trust Securities, Inc.|338
BMS|BEMIS CO INC|OPCO|Oppenheimer & Co. Inc.|801
BMS|BEMIS CO INC|PDQM|CODA MARKETS, INC.|22078
BMS|BEMIS CO INC|PWJC|UBS Financial Services, Inc.|4677
BMS|BEMIS CO INC|RBCM|RBC CAPITAL MARKETS, LLC|4052
BMS|BEMIS CO INC|RILY|B. RILEY FBR, INC.|500
BMS|BEMIS CO INC|SAGL|SAGETRADER, LLC|3852
BMS|BEMIS CO INC|SAGW|SAGETRADER, LLC|362
BMS|BEMIS CO INC|SALI|INTL FCSTONE FINANCIAL INC.|250
BMS|BEMIS CO INC|SBSH|Citigroup Global Markets Inc.|29131
BMS|BEMIS CO INC|SEIC|SEI Investments Distribution Co.|200
BMS|BEMIS CO INC|SGMT|GOLDMAN SACHS & CO. LLC|55159
BMS|BEMIS CO INC|SPDR|SPEEDROUTE LLC|4154
BMS|BEMIS CO INC|SPHN|Stephens Inc.|1486
BMS|BEMIS CO INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
BMS|BEMIS CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|274757
BMS|BEMIS CO INC|STKP|STOCKPILE INVESTMENTS, INC.|2
BMS|BEMIS CO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2951
BMS|BEMIS CO INC|SWIM|TD Ameritrade, Inc.|31192
BMS|BEMIS CO INC|SWST|Hilltop Securities Inc.|428
BMS|BEMIS CO INC|TKNG|ALLY INVEST SECURITIES LLC|36
BMS|BEMIS CO INC|TRBT|Tradebot Systems, Inc.|113749
BMS|BEMIS CO INC|TRCM|TRC MARKETS LLC|38216
BMS|BEMIS CO INC|UBSA|UBS SECURITIES LLC|225104
BMS|BEMIS CO INC|UBSS|UBS Securities LLC|406593
BMS|BEMIS CO INC|VALX|VIRTU AMERICAS LLC|4288
BMS|BEMIS CO INC|VERT|The Vertical Trading Group, LLC|1
BMS|BEMIS CO INC|VGRD|Vanguard Marketing Corporation|2522
BMS|BEMIS CO INC|WBET|Wallachbeth Capital LLC|5536
BMS|BEMIS CO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|7099
BMS|BEMIS CO INC|WCHV|WELLS FARGO SECURITIES, LLC|27326
BMS|BEMIS CO INC|WDNX|WEEDEN & CO.L.P.|1044
BMS|BEMIS CO INC|WEDB|WEDBUSH SECURITIES INC.|1100
BMS|BEMIS CO INC|WEED|Weeden & Co.L.P.|1472
BMS|BEMIS CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4747
BMS|BEMIS CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5709
BMS|BEMIS CO INC|WGIF|CIBC World Markets Inc.|323
BMS|BEMIS CO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|587
BMS|BEMIS CO INC|WOLF|Wolfe Trahan Securities|100
BMS|BEMIS CO INC|WSEA|WOLVERINE SECURITIES, LLC|901
BMS|BEMIS CO INC|XIST|INSTINET, LLC|36410
BMS|BEMIS CO INC|XPQR|Jump Trading|3307
BMS|BEMIS CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11638
BMS|BEMIS CO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2503
BMTC|BRYN MAWR BANK CORP|APCC|Apex Clearing Corporation|13
BMTC|BRYN MAWR BANK CORP|BARD|Robert W. Baird & Co. Incorporated|1
BMTC|BRYN MAWR BANK CORP|BATM|CBOE TRADING, INC.|65
BMTC|BRYN MAWR BANK CORP|BERN|Sanford C. Bernstein & Co., LLC|7039
BMTC|BRYN MAWR BANK CORP|BIDS|BIDS TRADING L.P.|100
BMTC|BRYN MAWR BANK CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57
BMTC|BRYN MAWR BANK CORP|BMOC|BMO Capital Markets Corp.|3106
BMTC|BRYN MAWR BANK CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2063
BMTC|BRYN MAWR BANK CORP|BYXM|CBOE TRADING, INC.|100
BMTC|BRYN MAWR BANK CORP|BZYD|GOLDMAN SACHS & CO. LLC|400
BMTC|BRYN MAWR BANK CORP|CANT|Cantor Fitzgerald & Co.|1
BMTC|BRYN MAWR BANK CORP|CHAS|Charles Schwab & Co., Inc.|49
BMTC|BRYN MAWR BANK CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19322
BMTC|BRYN MAWR BANK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
BMTC|BRYN MAWR BANK CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31617
BMTC|BRYN MAWR BANK CORP|CTDL|Citadel Derivatives Group Llc|2759
BMTC|BRYN MAWR BANK CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3994
BMTC|BRYN MAWR BANK CORP|DBAB|Deutsche Bank Securities Inc.|42228
BMTC|BRYN MAWR BANK CORP|DBAX|Deutsche Bank Securities Inc.|11500
BMTC|BRYN MAWR BANK CORP|DEAN|MORGAN STANLEY|702
BMTC|BRYN MAWR BANK CORP|DEGS|RONIN PROFESSIONAL LLC|600
BMTC|BRYN MAWR BANK CORP|EBXL|EBX LLC|7800
BMTC|BRYN MAWR BANK CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4670
BMTC|BRYN MAWR BANK CORP|EDJO|Edward D. Jones & Co., L.P.|21
BMTC|BRYN MAWR BANK CORP|EGAM|CBOE TRADING, INC.|923
BMTC|BRYN MAWR BANK CORP|EGXW|CBOE TRADING, INC.|2
BMTC|BRYN MAWR BANK CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
BMTC|BRYN MAWR BANK CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|926
BMTC|BRYN MAWR BANK CORP|ETRS|E*Trade Securities LLC|2636
BMTC|BRYN MAWR BANK CORP|FBCO|Credit Suisse Securities (USA) LLC|132351
BMTC|BRYN MAWR BANK CORP|FOMA|TD AMERITRADE CLEARING, INC.|2404
BMTC|BRYN MAWR BANK CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4024
BMTC|BRYN MAWR BANK CORP|FTBR|Foliofn Investments, Inc.|464
BMTC|BRYN MAWR BANK CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|5789
BMTC|BRYN MAWR BANK CORP|GSCO|GOLDMAN SACHS & CO. LLC|118001
BMTC|BRYN MAWR BANK CORP|GSCS|GOLDMAN SACHS & CO. LLC|2566
BMTC|BRYN MAWR BANK CORP|GSLT|GOLDMAN SACHS & CO. LLC|397
BMTC|BRYN MAWR BANK CORP|GTSZ|GTS SECURITIES LLC|8167
BMTC|BRYN MAWR BANK CORP|HRBF|American Enterprise Investment Services Inc.|1
BMTC|BRYN MAWR BANK CORP|IATS|INTERACTIVE BROKERS LLC|600
BMTC|BRYN MAWR BANK CORP|IBKR|Interactive Brokers Llc|8880
BMTC|BRYN MAWR BANK CORP|ICBX|INSTINET, LLC|3300
BMTC|BRYN MAWR BANK CORP|IEQY|CITADEL SECURITIES LLC|4234
BMTC|BRYN MAWR BANK CORP|INCA|INSTINET, LLC|36981
BMTC|BRYN MAWR BANK CORP|INJX|INSTINET, LLC|3983
BMTC|BRYN MAWR BANK CORP|ITGI|ITG Inc.|23289
BMTC|BRYN MAWR BANK CORP|ITGP|ITG INC.|13200
BMTC|BRYN MAWR BANK CORP|JANY|Janney Montgomery Scott Inc.|136
BMTC|BRYN MAWR BANK CORP|JEFF|JEFFERIES LLC|19672
BMTC|BRYN MAWR BANK CORP|JONE|JonesTrading|184
BMTC|BRYN MAWR BANK CORP|JPBX|J.P. MORGAN SECURITIES LLC|392
BMTC|BRYN MAWR BANK CORP|JPMX|J.P. Morgan Securities LLC|25021
BMTC|BRYN MAWR BANK CORP|KBWI|Keefe, Bruyette & Woods, Inc.|6000
BMTC|BRYN MAWR BANK CORP|KCGM|VIRTU Americas LLC|4828
BMTC|BRYN MAWR BANK CORP|LEHM|Barclays Capital Inc./Le|43754
BMTC|BRYN MAWR BANK CORP|LIME|Lime Brokerage LLC|50288
BMTC|BRYN MAWR BANK CORP|LMGP|LIME BROKERAGE LLC|630
BMTC|BRYN MAWR BANK CORP|LOOP|Loop Capital Markets LLC|745
BMTC|BRYN MAWR BANK CORP|LQNA|LIQUIDNET, INC.|5500
BMTC|BRYN MAWR BANK CORP|LSCI|Lek Securities Corporation|258
BMTC|BRYN MAWR BANK CORP|MAXM|Maxim Group LLC|2081
BMTC|BRYN MAWR BANK CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18400
BMTC|BRYN MAWR BANK CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|954
BMTC|BRYN MAWR BANK CORP|MSCO|MORGAN STANLEY & CO. LLC|131549
BMTC|BRYN MAWR BANK CORP|MSPL|MORGAN STANLEY & CO. LLC|20400
BMTC|BRYN MAWR BANK CORP|NFSC|National Financial Services LLC|3713
BMTC|BRYN MAWR BANK CORP|NITE|VIRTU Americas LLC|23924
BMTC|BRYN MAWR BANK CORP|NITP|VIRTU Americas LLC|400
BMTC|BRYN MAWR BANK CORP|NQRB|Brut, LLC|1225
BMTC|BRYN MAWR BANK CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|9400
BMTC|BRYN MAWR BANK CORP|OPCO|Oppenheimer & Co. Inc.|90
BMTC|BRYN MAWR BANK CORP|PDQM|CODA MARKETS, INC.|527
BMTC|BRYN MAWR BANK CORP|RAJA|Raymond James & Associates, Inc.|30
BMTC|BRYN MAWR BANK CORP|RBCM|RBC CAPITAL MARKETS, LLC|4303
BMTC|BRYN MAWR BANK CORP|SAGW|SAGETRADER, LLC|65
BMTC|BRYN MAWR BANK CORP|SALI|INTL FCSTONE FINANCIAL INC.|2
BMTC|BRYN MAWR BANK CORP|SBSH|Citigroup Global Markets Inc.|24993
BMTC|BRYN MAWR BANK CORP|SDLR|Sandler, O'Neill & Partners, L.P.|2286
BMTC|BRYN MAWR BANK CORP|SGMT|GOLDMAN SACHS & CO. LLC|6314
BMTC|BRYN MAWR BANK CORP|SPDR|SPEEDROUTE LLC|550
BMTC|BRYN MAWR BANK CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
BMTC|BRYN MAWR BANK CORP|STFL|Stifel, Nicolaus & Company, Incorporated|231
BMTC|BRYN MAWR BANK CORP|SWIM|TD Ameritrade, Inc.|63
BMTC|BRYN MAWR BANK CORP|SWST|Hilltop Securities Inc.|20
BMTC|BRYN MAWR BANK CORP|TKNG|ALLY INVEST SECURITIES LLC|20
BMTC|BRYN MAWR BANK CORP|TRBT|Tradebot Systems, Inc.|5092
BMTC|BRYN MAWR BANK CORP|TRCM|TRC MARKETS LLC|23250
BMTC|BRYN MAWR BANK CORP|UBSA|UBS SECURITIES LLC|30096
BMTC|BRYN MAWR BANK CORP|UBSS|UBS Securities LLC|91625
BMTC|BRYN MAWR BANK CORP|VALX|VIRTU AMERICAS LLC|4669
BMTC|BRYN MAWR BANK CORP|VGRD|Vanguard Marketing Corporation|229
BMTC|BRYN MAWR BANK CORP|WCHV|WELLS FARGO SECURITIES, LLC|16929
BMTC|BRYN MAWR BANK CORP|WEED|Weeden & Co.L.P.|1794
BMTC|BRYN MAWR BANK CORP|WSEA|WOLVERINE SECURITIES, LLC|68
BMTC|BRYN MAWR BANK CORP|XIST|INSTINET, LLC|8518
BMTC|BRYN MAWR BANK CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1700
BMTC|BRYN MAWR BANK CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|157
BMY|BRISTOL-MYERS SQUIBB|ABLE|NATIXIS Securities Americas LLC|329486
BMY|BRISTOL-MYERS SQUIBB|ADAM|CANACCORD GENUITY INC.|348712
BMY|BRISTOL-MYERS SQUIBB|AGIS|Aegis Capital Corp.|4294
BMY|BRISTOL-MYERS SQUIBB|ALTX|Alternet Securities Inc.|156001
BMY|BRISTOL-MYERS SQUIBB|ANOS|ABEL/NOSER, L.L.C.|400
BMY|BRISTOL-MYERS SQUIBB|APCC|Apex Clearing Corporation|16971
BMY|BRISTOL-MYERS SQUIBB|BALE|M&T SECURITIES, INC.|12034
BMY|BRISTOL-MYERS SQUIBB|BANK|Primevest Financial Services, Inc.|1445
BMY|BRISTOL-MYERS SQUIBB|BARD|Robert W. Baird & Co. Incorporated|34118
BMY|BRISTOL-MYERS SQUIBB|BATM|CBOE TRADING, INC.|35959
BMY|BRISTOL-MYERS SQUIBB|BAYC|BAY CREST PARTNERS, LLC|5505
BMY|BRISTOL-MYERS SQUIBB|BAYT|BTIG, LLC|3000
BMY|BRISTOL-MYERS SQUIBB|BBNT|BB&T SECURITIES, LLC|25178
BMY|BRISTOL-MYERS SQUIBB|BERN|Sanford C. Bernstein & Co., LLC|274023
BMY|BRISTOL-MYERS SQUIBB|BIDS|BIDS TRADING L.P.|7000
BMY|BRISTOL-MYERS SQUIBB|BIMI|Banca IMI Securities Corp.|3282
BMY|BRISTOL-MYERS SQUIBB|BKCM|BNY Mellon Capital Markets LLC|2169
BMY|BRISTOL-MYERS SQUIBB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|190111
BMY|BRISTOL-MYERS SQUIBB|BLKX|INSTINET, LLC|1063493
BMY|BRISTOL-MYERS SQUIBB|BMOC|BMO Capital Markets Corp.|32489
BMY|BRISTOL-MYERS SQUIBB|BNCH|The Benchmark Company, LLC|103326
BMY|BRISTOL-MYERS SQUIBB|BNPX|BNP PARIBAS SECURITIES CORP.|850417
BMY|BRISTOL-MYERS SQUIBB|BRGE|Newbridge Securities Corp.|140
BMY|BRISTOL-MYERS SQUIBB|BTIG|BTIG, LLC|137106
BMY|BRISTOL-MYERS SQUIBB|BYXM|CBOE TRADING, INC.|11234
BMY|BRISTOL-MYERS SQUIBB|CABR|Cabrera Capital Markets, Inc.|25
BMY|BRISTOL-MYERS SQUIBB|CANT|Cantor Fitzgerald & Co.|1122
BMY|BRISTOL-MYERS SQUIBB|CBLC|CITIGROUP GLOBAL MARKETS INC.|54800
BMY|BRISTOL-MYERS SQUIBB|CHAS|Charles Schwab & Co., Inc.|34960
BMY|BRISTOL-MYERS SQUIBB|CHBC|PENSERRA SECURITIES, LLC|604000
BMY|BRISTOL-MYERS SQUIBB|CIBP|CIBC World Markets Corp.|133427
BMY|BRISTOL-MYERS SQUIBB|CICF|Canaccord Genuity Corp.|7881
BMY|BRISTOL-MYERS SQUIBB|CIOI|CITIGROUP GLOBAL MARKETS INC|12000
BMY|BRISTOL-MYERS SQUIBB|CIST|Capital Institutional Services, Inc.|22545
BMY|BRISTOL-MYERS SQUIBB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|587876
BMY|BRISTOL-MYERS SQUIBB|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2025
BMY|BRISTOL-MYERS SQUIBB|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21768
BMY|BRISTOL-MYERS SQUIBB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2143175
BMY|BRISTOL-MYERS SQUIBB|CTDL|Citadel Derivatives Group Llc|45988
BMY|BRISTOL-MYERS SQUIBB|CXCX|CITIGROUP GLOBAL MARKETS INC.|438804
BMY|BRISTOL-MYERS SQUIBB|DADA|D.A. Davidson & Co.|9726
BMY|BRISTOL-MYERS SQUIBB|DAVA|Davenport & Company LLC|282990
BMY|BRISTOL-MYERS SQUIBB|DBAB|Deutsche Bank Securities Inc.|2424166
BMY|BRISTOL-MYERS SQUIBB|DBAX|Deutsche Bank Securities Inc.|1927400
BMY|BRISTOL-MYERS SQUIBB|DBUL|Deutsche Bank Securities Inc.|45391
BMY|BRISTOL-MYERS SQUIBB|DCHF|Dart Executions, LLC|29130
BMY|BRISTOL-MYERS SQUIBB|DEAN|MORGAN STANLEY|158318
BMY|BRISTOL-MYERS SQUIBB|DEGS|RONIN PROFESSIONAL LLC|1670
BMY|BRISTOL-MYERS SQUIBB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38334
BMY|BRISTOL-MYERS SQUIBB|DRWK|DRW SECURITIES, L.L.C.|48783
BMY|BRISTOL-MYERS SQUIBB|EBXL|EBX LLC|1143400
BMY|BRISTOL-MYERS SQUIBB|ECUT|CONVERGEX EXECUTION SOLUTIONS|29583
BMY|BRISTOL-MYERS SQUIBB|EDJC|Edward Jones / CDS|6058
BMY|BRISTOL-MYERS SQUIBB|EDJO|Edward D. Jones & Co., L.P.|162130
BMY|BRISTOL-MYERS SQUIBB|EGAM|CBOE TRADING, INC.|186091
BMY|BRISTOL-MYERS SQUIBB|EGAW|CBOE TRADING, INC.|2001
BMY|BRISTOL-MYERS SQUIBB|EGMT|EG MARKET TECHNOLOGIES LLC|900
BMY|BRISTOL-MYERS SQUIBB|EGXM|CBOE TRADING, INC.|70920
BMY|BRISTOL-MYERS SQUIBB|EGXW|CBOE TRADING, INC.|200
BMY|BRISTOL-MYERS SQUIBB|ESPO|ESPOSITO SECURITIES, LLC|6
BMY|BRISTOL-MYERS SQUIBB|ETBE|Electronic Transaction Clearing, Inc.|102773
BMY|BRISTOL-MYERS SQUIBB|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
BMY|BRISTOL-MYERS SQUIBB|ETCB|ETC BROKERAGE SERVICES, LLC|28
BMY|BRISTOL-MYERS SQUIBB|ETCC|Electronic Transaction Clearing, Inc.|560
BMY|BRISTOL-MYERS SQUIBB|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29894
BMY|BRISTOL-MYERS SQUIBB|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1200
BMY|BRISTOL-MYERS SQUIBB|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6419
BMY|BRISTOL-MYERS SQUIBB|ETRS|E*Trade Securities LLC|786925
BMY|BRISTOL-MYERS SQUIBB|FBSB|U.S. Bancorp Investments, Inc.|116
BMY|BRISTOL-MYERS SQUIBB|FFSI|Firstrade Securities Inc.|300
BMY|BRISTOL-MYERS SQUIBB|FIDT|Fidelity Clearing Canada ULC./ CDS|282
BMY|BRISTOL-MYERS SQUIBB|FILL|Tradestation Securities, Inc.|74602
BMY|BRISTOL-MYERS SQUIBB|FINX|FINTECH SECURITIES|31426
BMY|BRISTOL-MYERS SQUIBB|FMAF|NBCN Inc./ CDS|33962
BMY|BRISTOL-MYERS SQUIBB|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5837
BMY|BRISTOL-MYERS SQUIBB|FQLS|Quantlab Securities LP|2237810
BMY|BRISTOL-MYERS SQUIBB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|183393
BMY|BRISTOL-MYERS SQUIBB|FTBR|Foliofn Investments, Inc.|8186
BMY|BRISTOL-MYERS SQUIBB|GBMT|GBM International, Inc.|11620
BMY|BRISTOL-MYERS SQUIBB|GEBB|GLOBAL EXECUTION BROKERS, LP|35467
BMY|BRISTOL-MYERS SQUIBB|GLIS|TD Securities Inc|22162
BMY|BRISTOL-MYERS SQUIBB|GLPX|ACS EXECUTION SERVICES, LLC|463394
BMY|BRISTOL-MYERS SQUIBB|GSCO|GOLDMAN SACHS & CO. LLC|8230687
BMY|BRISTOL-MYERS SQUIBB|GSCS|GOLDMAN SACHS & CO. LLC|92210
BMY|BRISTOL-MYERS SQUIBB|GSLT|GOLDMAN SACHS & CO. LLC|72454
BMY|BRISTOL-MYERS SQUIBB|GTSZ|GTS SECURITIES LLC|910705
BMY|BRISTOL-MYERS SQUIBB|HAPX|HAP Trading, LLC|82
BMY|BRISTOL-MYERS SQUIBB|HRBF|American Enterprise Investment Services Inc.|100138
BMY|BRISTOL-MYERS SQUIBB|HSBC|HSBC Securities, Inc.|86623
BMY|BRISTOL-MYERS SQUIBB|IATS|INTERACTIVE BROKERS LLC|60224
BMY|BRISTOL-MYERS SQUIBB|IBKR|Interactive Brokers Llc|172371
BMY|BRISTOL-MYERS SQUIBB|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5480
BMY|BRISTOL-MYERS SQUIBB|ICBX|INSTINET, LLC|436502
BMY|BRISTOL-MYERS SQUIBB|IEQY|CITADEL SECURITIES LLC|483907
BMY|BRISTOL-MYERS SQUIBB|INCA|INSTINET, LLC|1343461
BMY|BRISTOL-MYERS SQUIBB|INJX|INSTINET, LLC|101666
BMY|BRISTOL-MYERS SQUIBB|INTL|INTL FCSTONE FINANCIAL INC.|1352
BMY|BRISTOL-MYERS SQUIBB|ITGI|ITG Inc.|311660
BMY|BRISTOL-MYERS SQUIBB|ITGP|ITG INC.|1043200
BMY|BRISTOL-MYERS SQUIBB|JANY|Janney Montgomery Scott Inc.|51632
BMY|BRISTOL-MYERS SQUIBB|JEFF|JEFFERIES LLC|662882
BMY|BRISTOL-MYERS SQUIBB|JHDR|J.H. Darbie & Co., Inc.|300
BMY|BRISTOL-MYERS SQUIBB|JMPT|JUMP TRADING, LLC|463629
BMY|BRISTOL-MYERS SQUIBB|JONE|JonesTrading|64
BMY|BRISTOL-MYERS SQUIBB|JPBX|J.P. MORGAN SECURITIES LLC|671866
BMY|BRISTOL-MYERS SQUIBB|JPMX|J.P. Morgan Securities LLC|3365514
BMY|BRISTOL-MYERS SQUIBB|JSEB|JANE STREET EXECUTION SERVICES, LLC|6633
BMY|BRISTOL-MYERS SQUIBB|JSJX|JANE STREET CAPITAL LLC|535533
BMY|BRISTOL-MYERS SQUIBB|JUTA|JUMP TRADING, LLC|29614
BMY|BRISTOL-MYERS SQUIBB|KBWI|Keefe, Bruyette & Woods, Inc.|100
BMY|BRISTOL-MYERS SQUIBB|KCGM|VIRTU Americas LLC|259280
BMY|BRISTOL-MYERS SQUIBB|KEYB|KEYBANC CAPITAL MARKETS INC.|70000
BMY|BRISTOL-MYERS SQUIBB|LEER|LEERINK PARTNERS LLC|7800
BMY|BRISTOL-MYERS SQUIBB|LEHM|Barclays Capital Inc./Le|4462267
BMY|BRISTOL-MYERS SQUIBB|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|34
BMY|BRISTOL-MYERS SQUIBB|LIME|Lime Brokerage LLC|148534
BMY|BRISTOL-MYERS SQUIBB|LIWD|LIME BROKERAGE LLC|96
BMY|BRISTOL-MYERS SQUIBB|LIWK|LIME BROKERAGE LLC|17
BMY|BRISTOL-MYERS SQUIBB|LMNX|LUMINEX TRADING & ANALYTICS LLC|744180
BMY|BRISTOL-MYERS SQUIBB|LOOP|Loop Capital Markets LLC|16243
BMY|BRISTOL-MYERS SQUIBB|LQNA|LIQUIDNET, INC.|566400
BMY|BRISTOL-MYERS SQUIBB|LSCI|Lek Securities Corporation|76900
BMY|BRISTOL-MYERS SQUIBB|LVMR|LIVERMORE TRADING GROUP, INC.|10882
BMY|BRISTOL-MYERS SQUIBB|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1839
BMY|BRISTOL-MYERS SQUIBB|MACC|Mid Atlantic Capital Corporation|3767
BMY|BRISTOL-MYERS SQUIBB|MACQ|Macquarie Capital (USA) Inc.|1691
BMY|BRISTOL-MYERS SQUIBB|MAXM|Maxim Group LLC|74153
BMY|BRISTOL-MYERS SQUIBB|MCMF|Raymond James Ltd. Cds|8766
BMY|BRISTOL-MYERS SQUIBB|MILE|I-Bankers Securities, Inc.|1275
BMY|BRISTOL-MYERS SQUIBB|MKMP|MKM Partners LLC|20000
BMY|BRISTOL-MYERS SQUIBB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|703487
BMY|BRISTOL-MYERS SQUIBB|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
BMY|BRISTOL-MYERS SQUIBB|MOTF|MOTIF INVESTING, INC.|103
BMY|BRISTOL-MYERS SQUIBB|MPSG|E D & F Man Capital Markets Inc.|17916
BMY|BRISTOL-MYERS SQUIBB|MSCO|MORGAN STANLEY & CO. LLC|7780501
BMY|BRISTOL-MYERS SQUIBB|MSPL|MORGAN STANLEY & CO. LLC|1879900
BMY|BRISTOL-MYERS SQUIBB|MSTX|MORGAN STANLEY & CO. LLC|1640500
BMY|BRISTOL-MYERS SQUIBB|MZHO|Mizuho Securities USA LLC|36000
BMY|BRISTOL-MYERS SQUIBB|NATL|National Securities Corporation|722
BMY|BRISTOL-MYERS SQUIBB|NEED|Needham & Company, LLC|600
BMY|BRISTOL-MYERS SQUIBB|NEUB|NEUBERGER BERMAN BD LLC|28415
BMY|BRISTOL-MYERS SQUIBB|NFSC|National Financial Services LLC|1954139
BMY|BRISTOL-MYERS SQUIBB|NITE|VIRTU Americas LLC|4429928
BMY|BRISTOL-MYERS SQUIBB|NITP|VIRTU Americas LLC|11023
BMY|BRISTOL-MYERS SQUIBB|NMRA|Nomura Securities International, Inc.|5200
BMY|BRISTOL-MYERS SQUIBB|NQRB|Brut, LLC|215920
BMY|BRISTOL-MYERS SQUIBB|NTBF|BMO Nesbitt Burns Inc./CDS|5512
BMY|BRISTOL-MYERS SQUIBB|NTRC|Northern Trust Securities, Inc.|9351
BMY|BRISTOL-MYERS SQUIBB|OHOS|TWO SIGMA SECURITIES, LLC|429235
BMY|BRISTOL-MYERS SQUIBB|OPCO|Oppenheimer & Co. Inc.|50865
BMY|BRISTOL-MYERS SQUIBB|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|275
BMY|BRISTOL-MYERS SQUIBB|PCPT|PHILLIP CAPITAL INC.|120
BMY|BRISTOL-MYERS SQUIBB|PDQM|CODA MARKETS, INC.|1644939
BMY|BRISTOL-MYERS SQUIBB|PHLY|NASDAQ Execution Services, LLC|85682
BMY|BRISTOL-MYERS SQUIBB|PICT|Pictet Overseas Inc.|409
BMY|BRISTOL-MYERS SQUIBB|PIPR|Piper Jaffray & Co.|909
BMY|BRISTOL-MYERS SQUIBB|PWJC|UBS Financial Services, Inc.|49611
BMY|BRISTOL-MYERS SQUIBB|QMSR|QUATTRO M SECURITIES INC.|4115
BMY|BRISTOL-MYERS SQUIBB|RBCM|RBC CAPITAL MARKETS, LLC|160054
BMY|BRISTOL-MYERS SQUIBB|RHCO|Suntrust Robinson Humphrey, Inc.|102186
BMY|BRISTOL-MYERS SQUIBB|RJLC|RJL CAPITAL GROUP, LLC|1088
BMY|BRISTOL-MYERS SQUIBB|SAGL|SAGETRADER, LLC|140507
BMY|BRISTOL-MYERS SQUIBB|SALI|INTL FCSTONE FINANCIAL INC.|3546
BMY|BRISTOL-MYERS SQUIBB|SANT|Santander Investment Securities Inc.|100
BMY|BRISTOL-MYERS SQUIBB|SBRX|MURIEL SIEBERT & CO INC|252
BMY|BRISTOL-MYERS SQUIBB|SBSH|Citigroup Global Markets Inc.|731987
BMY|BRISTOL-MYERS SQUIBB|SEIC|SEI Investments Distribution Co.|20985
BMY|BRISTOL-MYERS SQUIBB|SGMT|GOLDMAN SACHS & CO. LLC|866150
BMY|BRISTOL-MYERS SQUIBB|SIBO|Prime Executions, Inc.|1300
BMY|BRISTOL-MYERS SQUIBB|SJLS|TRADE INFORMATICS LLC|500
BMY|BRISTOL-MYERS SQUIBB|SPDR|SPEEDROUTE LLC|168332
BMY|BRISTOL-MYERS SQUIBB|SPHN|Stephens Inc.|6780
BMY|BRISTOL-MYERS SQUIBB|SPTD|MINT GLOBAL MARKETS, INC.|300
BMY|BRISTOL-MYERS SQUIBB|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
BMY|BRISTOL-MYERS SQUIBB|STFL|Stifel, Nicolaus & Company, Incorporated|116674
BMY|BRISTOL-MYERS SQUIBB|STKP|STOCKPILE INVESTMENTS, INC.|136
BMY|BRISTOL-MYERS SQUIBB|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18409
BMY|BRISTOL-MYERS SQUIBB|SWIM|TD Ameritrade, Inc.|659727
BMY|BRISTOL-MYERS SQUIBB|SWST|Hilltop Securities Inc.|30948
BMY|BRISTOL-MYERS SQUIBB|TAGC|TELSEY ADVISORY GROUP LLC|195
BMY|BRISTOL-MYERS SQUIBB|TDSI|TD Securities (USA) LLC|300
BMY|BRISTOL-MYERS SQUIBB|TKNG|ALLY INVEST SECURITIES LLC|13300
BMY|BRISTOL-MYERS SQUIBB|TMBR|Timber Hill LLC|8772
BMY|BRISTOL-MYERS SQUIBB|TRBT|Tradebot Systems, Inc.|1274421
BMY|BRISTOL-MYERS SQUIBB|TRCM|TRC MARKETS LLC|716791
BMY|BRISTOL-MYERS SQUIBB|TWTT|TASTYWORKS, INC.|3210
BMY|BRISTOL-MYERS SQUIBB|UBSA|UBS SECURITIES LLC|3905696
BMY|BRISTOL-MYERS SQUIBB|UBSS|UBS Securities LLC|5430406
BMY|BRISTOL-MYERS SQUIBB|VALX|VIRTU AMERICAS LLC|60882
BMY|BRISTOL-MYERS SQUIBB|VERT|The Vertical Trading Group, LLC|188103
BMY|BRISTOL-MYERS SQUIBB|VGRD|Vanguard Marketing Corporation|143557
BMY|BRISTOL-MYERS SQUIBB|VNDM|Wall Street Access|25209
BMY|BRISTOL-MYERS SQUIBB|VSIN|Vision Financial Markets Llc|108
BMY|BRISTOL-MYERS SQUIBB|WABR|Wall Street Access|2600
BMY|BRISTOL-MYERS SQUIBB|WBET|Wallachbeth Capital LLC|4695
BMY|BRISTOL-MYERS SQUIBB|WBLR|WILLIAM BLAIR|46195
BMY|BRISTOL-MYERS SQUIBB|WBPX|SUMMIT SECURITIES GROUP, LLC|16923
BMY|BRISTOL-MYERS SQUIBB|WCHV|WELLS FARGO SECURITIES, LLC|1261526
BMY|BRISTOL-MYERS SQUIBB|WDNX|WEEDEN & CO.L.P.|37028
BMY|BRISTOL-MYERS SQUIBB|WEDB|WEDBUSH SECURITIES INC.|49392
BMY|BRISTOL-MYERS SQUIBB|WEED|Weeden & Co.L.P.|20158
BMY|BRISTOL-MYERS SQUIBB|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1286431
BMY|BRISTOL-MYERS SQUIBB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|208891
BMY|BRISTOL-MYERS SQUIBB|WFPB|Wells Fargo Securities, LLC.|800
BMY|BRISTOL-MYERS SQUIBB|WGIF|CIBC World Markets Inc.|33977
BMY|BRISTOL-MYERS SQUIBB|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11724
BMY|BRISTOL-MYERS SQUIBB|WOLF|Wolfe Trahan Securities|200
BMY|BRISTOL-MYERS SQUIBB|WSAG|WALL STREET ACCESS|1700
BMY|BRISTOL-MYERS SQUIBB|WSEA|WOLVERINE SECURITIES, LLC|87227
BMY|BRISTOL-MYERS SQUIBB|XIST|INSTINET, LLC|347334
BMY|BRISTOL-MYERS SQUIBB|XPQR|Jump Trading|6504
BMY|BRISTOL-MYERS SQUIBB|XPUS|XP SECURITIES, LLC|320
BMY|BRISTOL-MYERS SQUIBB|XSTM|NATIONAL FINANCIAL SERVICES LLC|431324
BMY|BRISTOL-MYERS SQUIBB|YKNA|COMHAR CAPITAL MARKETS, LLC|33565
BMY|BRISTOL-MYERS SQUIBB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54894
BNCL|BENEFICIAL BANCORP|ALTX|Alternet Securities Inc.|400
BNCL|BENEFICIAL BANCORP|APCC|Apex Clearing Corporation|14
BNCL|BENEFICIAL BANCORP|BALE|M&T SECURITIES, INC.|174
BNCL|BENEFICIAL BANCORP|BATM|CBOE TRADING, INC.|103
BNCL|BENEFICIAL BANCORP|BERN|Sanford C. Bernstein & Co., LLC|3900
BNCL|BENEFICIAL BANCORP|BLKX|INSTINET, LLC|323800
BNCL|BENEFICIAL BANCORP|BMOC|BMO Capital Markets Corp.|10875
BNCL|BENEFICIAL BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|6651
BNCL|BENEFICIAL BANCORP|BTIG|BTIG, LLC|617
BNCL|BENEFICIAL BANCORP|BYXM|CBOE TRADING, INC.|100
BNCL|BENEFICIAL BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|3456
BNCL|BENEFICIAL BANCORP|CANT|Cantor Fitzgerald & Co.|144
BNCL|BENEFICIAL BANCORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|30000
BNCL|BENEFICIAL BANCORP|CHAS|Charles Schwab & Co., Inc.|781
BNCL|BENEFICIAL BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5716
BNCL|BENEFICIAL BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|646
BNCL|BENEFICIAL BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97074
BNCL|BENEFICIAL BANCORP|CTDL|Citadel Derivatives Group Llc|2923
BNCL|BENEFICIAL BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|28574
BNCL|BENEFICIAL BANCORP|DBAB|Deutsche Bank Securities Inc.|117357
BNCL|BENEFICIAL BANCORP|DBAX|Deutsche Bank Securities Inc.|28800
BNCL|BENEFICIAL BANCORP|DEGS|RONIN PROFESSIONAL LLC|300
BNCL|BENEFICIAL BANCORP|EBXL|EBX LLC|18400
BNCL|BENEFICIAL BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3604
BNCL|BENEFICIAL BANCORP|EGAM|CBOE TRADING, INC.|900
BNCL|BENEFICIAL BANCORP|EGXM|CBOE TRADING, INC.|200
BNCL|BENEFICIAL BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3418
BNCL|BENEFICIAL BANCORP|ETRS|E*Trade Securities LLC|1758
BNCL|BENEFICIAL BANCORP|FBCO|Credit Suisse Securities (USA) LLC|177573
BNCL|BENEFICIAL BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|7604
BNCL|BENEFICIAL BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32199
BNCL|BENEFICIAL BANCORP|FTBR|Foliofn Investments, Inc.|661
BNCL|BENEFICIAL BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|20599
BNCL|BENEFICIAL BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|506
BNCL|BENEFICIAL BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|147833
BNCL|BENEFICIAL BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|2175
BNCL|BENEFICIAL BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|189
BNCL|BENEFICIAL BANCORP|GTSZ|GTS SECURITIES LLC|17067
BNCL|BENEFICIAL BANCORP|IATS|INTERACTIVE BROKERS LLC|79
BNCL|BENEFICIAL BANCORP|IBKR|Interactive Brokers Llc|17590
BNCL|BENEFICIAL BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
BNCL|BENEFICIAL BANCORP|ICBX|INSTINET, LLC|12760
BNCL|BENEFICIAL BANCORP|IEQY|CITADEL SECURITIES LLC|2766
BNCL|BENEFICIAL BANCORP|INCA|INSTINET, LLC|77734
BNCL|BENEFICIAL BANCORP|INJX|INSTINET, LLC|39812
BNCL|BENEFICIAL BANCORP|ITGI|ITG Inc.|124740
BNCL|BENEFICIAL BANCORP|ITGP|ITG INC.|35400
BNCL|BENEFICIAL BANCORP|JANY|Janney Montgomery Scott Inc.|374
BNCL|BENEFICIAL BANCORP|JEFF|JEFFERIES LLC|419269
BNCL|BENEFICIAL BANCORP|JMPT|JUMP TRADING, LLC|790
BNCL|BENEFICIAL BANCORP|JONE|JonesTrading|6030
BNCL|BENEFICIAL BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|3149
BNCL|BENEFICIAL BANCORP|JPMX|J.P. Morgan Securities LLC|58505
BNCL|BENEFICIAL BANCORP|JSJX|JANE STREET CAPITAL LLC|2700
BNCL|BENEFICIAL BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|163
BNCL|BENEFICIAL BANCORP|KCGM|VIRTU Americas LLC|6949
BNCL|BENEFICIAL BANCORP|LEHM|Barclays Capital Inc./Le|146585
BNCL|BENEFICIAL BANCORP|LIME|Lime Brokerage LLC|133250
BNCL|BENEFICIAL BANCORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|433954
BNCL|BENEFICIAL BANCORP|LQNA|LIQUIDNET, INC.|23600
BNCL|BENEFICIAL BANCORP|MAXM|Maxim Group LLC|7344
BNCL|BENEFICIAL BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89314
BNCL|BENEFICIAL BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3282
BNCL|BENEFICIAL BANCORP|MSCO|MORGAN STANLEY & CO. LLC|261514
BNCL|BENEFICIAL BANCORP|MSPL|MORGAN STANLEY & CO. LLC|112500
BNCL|BENEFICIAL BANCORP|MSTX|MORGAN STANLEY & CO. LLC|10400
BNCL|BENEFICIAL BANCORP|NFSC|National Financial Services LLC|18864
BNCL|BENEFICIAL BANCORP|NITE|VIRTU Americas LLC|37575
BNCL|BENEFICIAL BANCORP|NITP|VIRTU Americas LLC|700
BNCL|BENEFICIAL BANCORP|OPCO|Oppenheimer & Co. Inc.|2000
BNCL|BENEFICIAL BANCORP|PDQM|CODA MARKETS, INC.|5752
BNCL|BENEFICIAL BANCORP|RAJA|Raymond James & Associates, Inc.|5704
BNCL|BENEFICIAL BANCORP|SAGL|SAGETRADER, LLC|800
BNCL|BENEFICIAL BANCORP|SAGW|SAGETRADER, LLC|4525
BNCL|BENEFICIAL BANCORP|SBSH|Citigroup Global Markets Inc.|77603
BNCL|BENEFICIAL BANCORP|SDLR|Sandler, O'Neill & Partners, L.P.|10400
BNCL|BENEFICIAL BANCORP|SEIC|SEI Investments Distribution Co.|300
BNCL|BENEFICIAL BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|30276
BNCL|BENEFICIAL BANCORP|SPDR|SPEEDROUTE LLC|1889
BNCL|BENEFICIAL BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|30000
BNCL|BENEFICIAL BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|1467
BNCL|BENEFICIAL BANCORP|TRBT|Tradebot Systems, Inc.|5339
BNCL|BENEFICIAL BANCORP|TRCM|TRC MARKETS LLC|24904
BNCL|BENEFICIAL BANCORP|UBSA|UBS SECURITIES LLC|45990
BNCL|BENEFICIAL BANCORP|UBSS|UBS Securities LLC|159146
BNCL|BENEFICIAL BANCORP|VALX|VIRTU AMERICAS LLC|20209
BNCL|BENEFICIAL BANCORP|VGRD|Vanguard Marketing Corporation|122
BNCL|BENEFICIAL BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|13256
BNCL|BENEFICIAL BANCORP|WEED|Weeden & Co.L.P.|700
BNCL|BENEFICIAL BANCORP|WSEA|WOLVERINE SECURITIES, LLC|2
BNCL|BENEFICIAL BANCORP|XIST|INSTINET, LLC|870
BNCL|BENEFICIAL BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
BNCL|BENEFICIAL BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BNCL|BENEFICIAL BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3184
BND|VANGUARD TTL BD MKT|ABLE|NATIXIS Securities Americas LLC|2817
BND|VANGUARD TTL BD MKT|AGIS|Aegis Capital Corp.|3169
BND|VANGUARD TTL BD MKT|ALFA|ALPHA TRADING L.P.|20577
BND|VANGUARD TTL BD MKT|ALTX|Alternet Securities Inc.|33069
BND|VANGUARD TTL BD MKT|ANOS|ABEL/NOSER, L.L.C.|1279
BND|VANGUARD TTL BD MKT|APCC|Apex Clearing Corporation|138013
BND|VANGUARD TTL BD MKT|BALE|M&T SECURITIES, INC.|672
BND|VANGUARD TTL BD MKT|BANK|Primevest Financial Services, Inc.|24902
BND|VANGUARD TTL BD MKT|BARD|Robert W. Baird & Co. Incorporated|6835
BND|VANGUARD TTL BD MKT|BATM|CBOE TRADING, INC.|4164
BND|VANGUARD TTL BD MKT|BAYC|BAY CREST PARTNERS, LLC|3173
BND|VANGUARD TTL BD MKT|BAYT|BTIG, LLC|61589
BND|VANGUARD TTL BD MKT|BBNT|BB&T SECURITIES, LLC|11645
BND|VANGUARD TTL BD MKT|BERN|Sanford C. Bernstein & Co., LLC|28258
BND|VANGUARD TTL BD MKT|BKCM|BNY Mellon Capital Markets LLC|100
BND|VANGUARD TTL BD MKT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|313502
BND|VANGUARD TTL BD MKT|BLKX|INSTINET, LLC|10000
BND|VANGUARD TTL BD MKT|BLTK|Bulltick, Llc|111557
BND|VANGUARD TTL BD MKT|BNPX|BNP PARIBAS SECURITIES CORP.|17144
BND|VANGUARD TTL BD MKT|CANT|Cantor Fitzgerald & Co.|1133020
BND|VANGUARD TTL BD MKT|CHAS|Charles Schwab & Co., Inc.|314800
BND|VANGUARD TTL BD MKT|CICF|Canaccord Genuity Corp.|500
BND|VANGUARD TTL BD MKT|CIST|Capital Institutional Services, Inc.|38783
BND|VANGUARD TTL BD MKT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|323158
BND|VANGUARD TTL BD MKT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
BND|VANGUARD TTL BD MKT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|943468
BND|VANGUARD TTL BD MKT|CSIN|Citadel Securities Institutional LLC|540541
BND|VANGUARD TTL BD MKT|CTDL|Citadel Derivatives Group Llc|199937
BND|VANGUARD TTL BD MKT|CXCX|CITIGROUP GLOBAL MARKETS INC.|19250
BND|VANGUARD TTL BD MKT|DADA|D.A. Davidson & Co.|794
BND|VANGUARD TTL BD MKT|DAVA|Davenport & Company LLC|101
BND|VANGUARD TTL BD MKT|DBAB|Deutsche Bank Securities Inc.|26665
BND|VANGUARD TTL BD MKT|DBAX|Deutsche Bank Securities Inc.|369800
BND|VANGUARD TTL BD MKT|DCHF|Dart Executions, LLC|30
BND|VANGUARD TTL BD MKT|DEAN|MORGAN STANLEY|103023
BND|VANGUARD TTL BD MKT|DEGS|RONIN PROFESSIONAL LLC|9600
BND|VANGUARD TTL BD MKT|EBXL|EBX LLC|326200
BND|VANGUARD TTL BD MKT|ECUT|CONVERGEX EXECUTION SOLUTIONS|43224
BND|VANGUARD TTL BD MKT|EDJC|Edward Jones / CDS|4183
BND|VANGUARD TTL BD MKT|EDJO|Edward D. Jones & Co., L.P.|5494863
BND|VANGUARD TTL BD MKT|EGAM|CBOE TRADING, INC.|13326
BND|VANGUARD TTL BD MKT|EGAW|CBOE TRADING, INC.|900
BND|VANGUARD TTL BD MKT|EGXM|CBOE TRADING, INC.|8661
BND|VANGUARD TTL BD MKT|EGXW|CBOE TRADING, INC.|25
BND|VANGUARD TTL BD MKT|ETBE|Electronic Transaction Clearing, Inc.|39044
BND|VANGUARD TTL BD MKT|ETCB|ETC BROKERAGE SERVICES, LLC|40
BND|VANGUARD TTL BD MKT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4305
BND|VANGUARD TTL BD MKT|ETRS|E*Trade Securities LLC|83358
BND|VANGUARD TTL BD MKT|FBSB|U.S. Bancorp Investments, Inc.|4590
BND|VANGUARD TTL BD MKT|FIDT|Fidelity Clearing Canada ULC./ CDS|15405
BND|VANGUARD TTL BD MKT|FILL|Tradestation Securities, Inc.|9528
BND|VANGUARD TTL BD MKT|FINX|FINTECH SECURITIES|6233
BND|VANGUARD TTL BD MKT|FMAF|NBCN Inc./ CDS|6864
BND|VANGUARD TTL BD MKT|FQLS|Quantlab Securities LP|11581
BND|VANGUARD TTL BD MKT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55557
BND|VANGUARD TTL BD MKT|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|103506
BND|VANGUARD TTL BD MKT|FTBR|Foliofn Investments, Inc.|72474
BND|VANGUARD TTL BD MKT|GARC|ICAP Corporates LLC|800000
BND|VANGUARD TTL BD MKT|GBMT|GBM International, Inc.|4792
BND|VANGUARD TTL BD MKT|GEBB|GLOBAL EXECUTION BROKERS, LP|155024
BND|VANGUARD TTL BD MKT|GLIS|TD Securities Inc|2633
BND|VANGUARD TTL BD MKT|GLPX|ACS EXECUTION SERVICES, LLC|248
BND|VANGUARD TTL BD MKT|GSCO|GOLDMAN SACHS & CO. LLC|6721691
BND|VANGUARD TTL BD MKT|GSCS|GOLDMAN SACHS & CO. LLC|43205
BND|VANGUARD TTL BD MKT|GSLT|GOLDMAN SACHS & CO. LLC|8264
BND|VANGUARD TTL BD MKT|GTSZ|GTS SECURITIES LLC|7988
BND|VANGUARD TTL BD MKT|HRBF|American Enterprise Investment Services Inc.|298991
BND|VANGUARD TTL BD MKT|HSBC|HSBC Securities, Inc.|38
BND|VANGUARD TTL BD MKT|IATS|INTERACTIVE BROKERS LLC|12347
BND|VANGUARD TTL BD MKT|IBKR|Interactive Brokers Llc|73267
BND|VANGUARD TTL BD MKT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|118465
BND|VANGUARD TTL BD MKT|ICBX|INSTINET, LLC|400545
BND|VANGUARD TTL BD MKT|INCA|INSTINET, LLC|313031
BND|VANGUARD TTL BD MKT|INJX|INSTINET, LLC|900
BND|VANGUARD TTL BD MKT|ITGI|ITG Inc.|61224
BND|VANGUARD TTL BD MKT|ITGP|ITG INC.|482200
BND|VANGUARD TTL BD MKT|JANY|Janney Montgomery Scott Inc.|5275
BND|VANGUARD TTL BD MKT|JEFF|JEFFERIES LLC|74980
BND|VANGUARD TTL BD MKT|JMPT|JUMP TRADING, LLC|22870
BND|VANGUARD TTL BD MKT|JPMX|J.P. Morgan Securities LLC|656658
BND|VANGUARD TTL BD MKT|JSEB|JANE STREET EXECUTION SERVICES, LLC|1659580
BND|VANGUARD TTL BD MKT|JSJX|JANE STREET CAPITAL LLC|1470214
BND|VANGUARD TTL BD MKT|KCGM|VIRTU Americas LLC|230586
BND|VANGUARD TTL BD MKT|LAMP|Lampost Capital, L.C.|3
BND|VANGUARD TTL BD MKT|LEHM|Barclays Capital Inc./Le|1843743
BND|VANGUARD TTL BD MKT|LGNT|COR CLEARING LLC|7
BND|VANGUARD TTL BD MKT|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4630
BND|VANGUARD TTL BD MKT|LIME|Lime Brokerage LLC|3828
BND|VANGUARD TTL BD MKT|LSCI|Lek Securities Corporation|106
BND|VANGUARD TTL BD MKT|MACC|Mid Atlantic Capital Corporation|19822
BND|VANGUARD TTL BD MKT|MAXM|Maxim Group LLC|949157
BND|VANGUARD TTL BD MKT|MCMF|Raymond James Ltd. Cds|161086
BND|VANGUARD TTL BD MKT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000092
BND|VANGUARD TTL BD MKT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|64710
BND|VANGUARD TTL BD MKT|MOTF|MOTIF INVESTING, INC.|193
BND|VANGUARD TTL BD MKT|MSCO|MORGAN STANLEY & CO. LLC|840888
BND|VANGUARD TTL BD MKT|MSPL|MORGAN STANLEY & CO. LLC|327000
BND|VANGUARD TTL BD MKT|MSTX|MORGAN STANLEY & CO. LLC|400
BND|VANGUARD TTL BD MKT|NATL|National Securities Corporation|99
BND|VANGUARD TTL BD MKT|NEUB|NEUBERGER BERMAN BD LLC|285
BND|VANGUARD TTL BD MKT|NFSC|National Financial Services LLC|1124275
BND|VANGUARD TTL BD MKT|NITE|VIRTU Americas LLC|5977020
BND|VANGUARD TTL BD MKT|NITP|VIRTU Americas LLC|11647
BND|VANGUARD TTL BD MKT|NQRB|Brut, LLC|32100
BND|VANGUARD TTL BD MKT|NTBF|BMO Nesbitt Burns Inc./CDS|1002
BND|VANGUARD TTL BD MKT|NTRC|Northern Trust Securities, Inc.|115447
BND|VANGUARD TTL BD MKT|OLDM|OLD MISSION CAPITAL, LLC|68114
BND|VANGUARD TTL BD MKT|OPCO|Oppenheimer & Co. Inc.|3362
BND|VANGUARD TTL BD MKT|PCPT|PHILLIP CAPITAL INC.|347
BND|VANGUARD TTL BD MKT|PDQM|CODA MARKETS, INC.|14456
BND|VANGUARD TTL BD MKT|PHLY|NASDAQ Execution Services, LLC|4200
BND|VANGUARD TTL BD MKT|PWJC|UBS Financial Services, Inc.|5358
BND|VANGUARD TTL BD MKT|RBCM|RBC CAPITAL MARKETS, LLC|4159
BND|VANGUARD TTL BD MKT|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|4881
BND|VANGUARD TTL BD MKT|SALI|INTL FCSTONE FINANCIAL INC.|1768
BND|VANGUARD TTL BD MKT|SBRX|MURIEL SIEBERT & CO INC|64
BND|VANGUARD TTL BD MKT|SBSH|Citigroup Global Markets Inc.|26433
BND|VANGUARD TTL BD MKT|SEIC|SEI Investments Distribution Co.|20359
BND|VANGUARD TTL BD MKT|SGMT|GOLDMAN SACHS & CO. LLC|484532
BND|VANGUARD TTL BD MKT|SIBO|Prime Executions, Inc.|43234
BND|VANGUARD TTL BD MKT|SPDR|SPEEDROUTE LLC|2600
BND|VANGUARD TTL BD MKT|SPHN|Stephens Inc.|465
BND|VANGUARD TTL BD MKT|STFL|Stifel, Nicolaus & Company, Incorporated|13058
BND|VANGUARD TTL BD MKT|STKP|STOCKPILE INVESTMENTS, INC.|80
BND|VANGUARD TTL BD MKT|STXG|Stockcross Financial Services, Inc.|80
BND|VANGUARD TTL BD MKT|SWIM|TD Ameritrade, Inc.|12517
BND|VANGUARD TTL BD MKT|SWST|Hilltop Securities Inc.|17209
BND|VANGUARD TTL BD MKT|TKNG|ALLY INVEST SECURITIES LLC|4382
BND|VANGUARD TTL BD MKT|TRBT|Tradebot Systems, Inc.|126163
BND|VANGUARD TTL BD MKT|TRCM|TRC MARKETS LLC|181318
BND|VANGUARD TTL BD MKT|TWTT|TASTYWORKS, INC.|64
BND|VANGUARD TTL BD MKT|UBSA|UBS SECURITIES LLC|1472419
BND|VANGUARD TTL BD MKT|UBSS|UBS Securities LLC|1326574
BND|VANGUARD TTL BD MKT|VALX|VIRTU AMERICAS LLC|671
BND|VANGUARD TTL BD MKT|VGRD|Vanguard Marketing Corporation|666610
BND|VANGUARD TTL BD MKT|VSIN|Vision Financial Markets Llc|4
BND|VANGUARD TTL BD MKT|WBET|Wallachbeth Capital LLC|1046984
BND|VANGUARD TTL BD MKT|WBLR|WILLIAM BLAIR|1666
BND|VANGUARD TTL BD MKT|WCHV|WELLS FARGO SECURITIES, LLC|514796
BND|VANGUARD TTL BD MKT|WEDB|WEDBUSH SECURITIES INC.|140
BND|VANGUARD TTL BD MKT|WEED|Weeden & Co.L.P.|7614
BND|VANGUARD TTL BD MKT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2894
BND|VANGUARD TTL BD MKT|WGIF|CIBC World Markets Inc.|96
BND|VANGUARD TTL BD MKT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|94812
BND|VANGUARD TTL BD MKT|WSEA|WOLVERINE SECURITIES, LLC|7838
BND|VANGUARD TTL BD MKT|XSTM|NATIONAL FINANCIAL SERVICES LLC|137280
BND|VANGUARD TTL BD MKT|YKNA|COMHAR CAPITAL MARKETS, LLC|2
BND|VANGUARD TTL BD MKT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|815503
BNDC|FLEXSHARES CORE SELE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79
BNDC|FLEXSHARES CORE SELE|DBAB|Deutsche Bank Securities Inc.|11591
BNDC|FLEXSHARES CORE SELE|ETRS|E*Trade Securities LLC|5
BNDC|FLEXSHARES CORE SELE|GSLT|GOLDMAN SACHS & CO. LLC|856
BNDC|FLEXSHARES CORE SELE|JSJX|JANE STREET CAPITAL LLC|7227
BNDC|FLEXSHARES CORE SELE|LIME|Lime Brokerage LLC|479
BNDC|FLEXSHARES CORE SELE|MSCO|MORGAN STANLEY & CO. LLC|321
BNDC|FLEXSHARES CORE SELE|NFSC|National Financial Services LLC|42490
BNDC|FLEXSHARES CORE SELE|NITE|VIRTU Americas LLC|1551
BNDC|FLEXSHARES CORE SELE|NITP|VIRTU Americas LLC|2077
BNDC|FLEXSHARES CORE SELE|UBSS|UBS Securities LLC|377
BNDC|FLEXSHARES CORE SELE|WSEA|WOLVERINE SECURITIES, LLC|3
BNDC|FLEXSHARES CORE SELE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
BNDX|VANGUARD TL INTL BND|AGIS|Aegis Capital Corp.|140
BNDX|VANGUARD TL INTL BND|ALTX|Alternet Securities Inc.|11566
BNDX|VANGUARD TL INTL BND|APCC|Apex Clearing Corporation|841251
BNDX|VANGUARD TL INTL BND|BANK|Primevest Financial Services, Inc.|16485
BNDX|VANGUARD TL INTL BND|BARD|Robert W. Baird & Co. Incorporated|13453
BNDX|VANGUARD TL INTL BND|BATM|CBOE TRADING, INC.|1407
BNDX|VANGUARD TL INTL BND|BAYT|BTIG, LLC|15500
BNDX|VANGUARD TL INTL BND|BBNT|BB&T SECURITIES, LLC|10652
BNDX|VANGUARD TL INTL BND|BERN|Sanford C. Bernstein & Co., LLC|4892
BNDX|VANGUARD TL INTL BND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|108017
BNDX|VANGUARD TL INTL BND|BMAK|BMA SECURITIES|32
BNDX|VANGUARD TL INTL BND|BMOC|BMO Capital Markets Corp.|3561
BNDX|VANGUARD TL INTL BND|BRGE|Newbridge Securities Corp.|63
BNDX|VANGUARD TL INTL BND|CANT|Cantor Fitzgerald & Co.|3149382
BNDX|VANGUARD TL INTL BND|CHAS|Charles Schwab & Co., Inc.|2310357
BNDX|VANGUARD TL INTL BND|CIST|Capital Institutional Services, Inc.|41899
BNDX|VANGUARD TL INTL BND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|386179
BNDX|VANGUARD TL INTL BND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8299
BNDX|VANGUARD TL INTL BND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|472062
BNDX|VANGUARD TL INTL BND|CSIN|Citadel Securities Institutional LLC|119260
BNDX|VANGUARD TL INTL BND|CTDL|Citadel Derivatives Group Llc|183989
BNDX|VANGUARD TL INTL BND|CXCX|CITIGROUP GLOBAL MARKETS INC.|26734
BNDX|VANGUARD TL INTL BND|DADA|D.A. Davidson & Co.|6802
BNDX|VANGUARD TL INTL BND|DAWA|Daiwa Capital Markets America Inc.|215
BNDX|VANGUARD TL INTL BND|DBAB|Deutsche Bank Securities Inc.|403
BNDX|VANGUARD TL INTL BND|DBAX|Deutsche Bank Securities Inc.|142700
BNDX|VANGUARD TL INTL BND|DCHF|Dart Executions, LLC|850
BNDX|VANGUARD TL INTL BND|DEAN|MORGAN STANLEY|24904
BNDX|VANGUARD TL INTL BND|DEGS|RONIN PROFESSIONAL LLC|600
BNDX|VANGUARD TL INTL BND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2585
BNDX|VANGUARD TL INTL BND|EBXL|EBX LLC|207700
BNDX|VANGUARD TL INTL BND|ECUT|CONVERGEX EXECUTION SOLUTIONS|10865
BNDX|VANGUARD TL INTL BND|EDJC|Edward Jones / CDS|1054
BNDX|VANGUARD TL INTL BND|EDJO|Edward D. Jones & Co., L.P.|109246
BNDX|VANGUARD TL INTL BND|EGAM|CBOE TRADING, INC.|2361
BNDX|VANGUARD TL INTL BND|EGAW|CBOE TRADING, INC.|3
BNDX|VANGUARD TL INTL BND|EGXM|CBOE TRADING, INC.|600
BNDX|VANGUARD TL INTL BND|EGXW|CBOE TRADING, INC.|495
BNDX|VANGUARD TL INTL BND|ETBE|Electronic Transaction Clearing, Inc.|4672
BNDX|VANGUARD TL INTL BND|ETCB|ETC BROKERAGE SERVICES, LLC|120
BNDX|VANGUARD TL INTL BND|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|36000
BNDX|VANGUARD TL INTL BND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16342
BNDX|VANGUARD TL INTL BND|ETRS|E*Trade Securities LLC|193856
BNDX|VANGUARD TL INTL BND|FBCO|Credit Suisse Securities (USA) LLC|151190
BNDX|VANGUARD TL INTL BND|FBSB|U.S. Bancorp Investments, Inc.|67116
BNDX|VANGUARD TL INTL BND|FILL|Tradestation Securities, Inc.|1060
BNDX|VANGUARD TL INTL BND|FINX|FINTECH SECURITIES|748
BNDX|VANGUARD TL INTL BND|FMAF|NBCN Inc./ CDS|813
BNDX|VANGUARD TL INTL BND|FOMA|TD AMERITRADE CLEARING, INC.|396799
BNDX|VANGUARD TL INTL BND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62575
BNDX|VANGUARD TL INTL BND|FTBR|Foliofn Investments, Inc.|94280
BNDX|VANGUARD TL INTL BND|GEBB|GLOBAL EXECUTION BROKERS, LP|78626
BNDX|VANGUARD TL INTL BND|GLPX|ACS EXECUTION SERVICES, LLC|378
BNDX|VANGUARD TL INTL BND|GSCO|GOLDMAN SACHS & CO. LLC|466993
BNDX|VANGUARD TL INTL BND|GSCS|GOLDMAN SACHS & CO. LLC|42641
BNDX|VANGUARD TL INTL BND|GSLT|GOLDMAN SACHS & CO. LLC|3076
BNDX|VANGUARD TL INTL BND|GTSZ|GTS SECURITIES LLC|2800
BNDX|VANGUARD TL INTL BND|HRBF|American Enterprise Investment Services Inc.|207196
BNDX|VANGUARD TL INTL BND|IATS|INTERACTIVE BROKERS LLC|22083
BNDX|VANGUARD TL INTL BND|IBKR|Interactive Brokers Llc|159053
BNDX|VANGUARD TL INTL BND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|852
BNDX|VANGUARD TL INTL BND|ICBX|INSTINET, LLC|109266
BNDX|VANGUARD TL INTL BND|INCA|INSTINET, LLC|77030
BNDX|VANGUARD TL INTL BND|INJX|INSTINET, LLC|8009
BNDX|VANGUARD TL INTL BND|ITGI|ITG Inc.|25303
BNDX|VANGUARD TL INTL BND|ITGP|ITG INC.|103200
BNDX|VANGUARD TL INTL BND|JANY|Janney Montgomery Scott Inc.|17677
BNDX|VANGUARD TL INTL BND|JEFF|JEFFERIES LLC|54930
BNDX|VANGUARD TL INTL BND|JMPT|JUMP TRADING, LLC|23113
BNDX|VANGUARD TL INTL BND|JPMX|J.P. Morgan Securities LLC|255630
BNDX|VANGUARD TL INTL BND|JSEB|JANE STREET EXECUTION SERVICES, LLC|494536
BNDX|VANGUARD TL INTL BND|JSJX|JANE STREET CAPITAL LLC|871353
BNDX|VANGUARD TL INTL BND|KCGM|VIRTU Americas LLC|230004
BNDX|VANGUARD TL INTL BND|LEHM|Barclays Capital Inc./Le|716231
BNDX|VANGUARD TL INTL BND|LGNT|COR CLEARING LLC|1
BNDX|VANGUARD TL INTL BND|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|56881
BNDX|VANGUARD TL INTL BND|LIME|Lime Brokerage LLC|45903
BNDX|VANGUARD TL INTL BND|MACC|Mid Atlantic Capital Corporation|17080
BNDX|VANGUARD TL INTL BND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|259762
BNDX|VANGUARD TL INTL BND|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1444
BNDX|VANGUARD TL INTL BND|MOTF|MOTIF INVESTING, INC.|202
BNDX|VANGUARD TL INTL BND|MSCO|MORGAN STANLEY & CO. LLC|712265
BNDX|VANGUARD TL INTL BND|MSPL|MORGAN STANLEY & CO. LLC|187200
BNDX|VANGUARD TL INTL BND|MSTX|MORGAN STANLEY & CO. LLC|6400
BNDX|VANGUARD TL INTL BND|NATL|National Securities Corporation|20
BNDX|VANGUARD TL INTL BND|NFSC|National Financial Services LLC|1124890
BNDX|VANGUARD TL INTL BND|NITE|VIRTU Americas LLC|2694000
BNDX|VANGUARD TL INTL BND|NITP|VIRTU Americas LLC|26456
BNDX|VANGUARD TL INTL BND|NQRB|Brut, LLC|2811
BNDX|VANGUARD TL INTL BND|OLDM|OLD MISSION CAPITAL, LLC|290022
BNDX|VANGUARD TL INTL BND|OPCO|Oppenheimer & Co. Inc.|2313
BNDX|VANGUARD TL INTL BND|PCPT|PHILLIP CAPITAL INC.|118
BNDX|VANGUARD TL INTL BND|PDQM|CODA MARKETS, INC.|9000
BNDX|VANGUARD TL INTL BND|PWJC|UBS Financial Services, Inc.|170
BNDX|VANGUARD TL INTL BND|RAJA|Raymond James & Associates, Inc.|3972
BNDX|VANGUARD TL INTL BND|RBCM|RBC CAPITAL MARKETS, LLC|23405
BNDX|VANGUARD TL INTL BND|SAGL|SAGETRADER, LLC|600
BNDX|VANGUARD TL INTL BND|SALI|INTL FCSTONE FINANCIAL INC.|7261
BNDX|VANGUARD TL INTL BND|SBSH|Citigroup Global Markets Inc.|432125
BNDX|VANGUARD TL INTL BND|SEIC|SEI Investments Distribution Co.|10366
BNDX|VANGUARD TL INTL BND|SGMT|GOLDMAN SACHS & CO. LLC|136080
BNDX|VANGUARD TL INTL BND|SPDR|SPEEDROUTE LLC|85
BNDX|VANGUARD TL INTL BND|SPHN|Stephens Inc.|7657
BNDX|VANGUARD TL INTL BND|STFL|Stifel, Nicolaus & Company, Incorporated|5205
BNDX|VANGUARD TL INTL BND|STKP|STOCKPILE INVESTMENTS, INC.|48
BNDX|VANGUARD TL INTL BND|STXG|Stockcross Financial Services, Inc.|59
BNDX|VANGUARD TL INTL BND|SWIM|TD Ameritrade, Inc.|12753
BNDX|VANGUARD TL INTL BND|SWST|Hilltop Securities Inc.|3975
BNDX|VANGUARD TL INTL BND|TKNG|ALLY INVEST SECURITIES LLC|29387
BNDX|VANGUARD TL INTL BND|TRBT|Tradebot Systems, Inc.|142809
BNDX|VANGUARD TL INTL BND|TRCM|TRC MARKETS LLC|4013
BNDX|VANGUARD TL INTL BND|TWTT|TASTYWORKS, INC.|100
BNDX|VANGUARD TL INTL BND|UBSA|UBS SECURITIES LLC|679906
BNDX|VANGUARD TL INTL BND|UBSS|UBS Securities LLC|764302
BNDX|VANGUARD TL INTL BND|VALX|VIRTU AMERICAS LLC|9657
BNDX|VANGUARD TL INTL BND|VGRD|Vanguard Marketing Corporation|313618
BNDX|VANGUARD TL INTL BND|WCHV|WELLS FARGO SECURITIES, LLC|93685
BNDX|VANGUARD TL INTL BND|WEDB|WEDBUSH SECURITIES INC.|12
BNDX|VANGUARD TL INTL BND|WEED|Weeden & Co.L.P.|2476
BNDX|VANGUARD TL INTL BND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5550
BNDX|VANGUARD TL INTL BND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|70049
BNDX|VANGUARD TL INTL BND|WGIF|CIBC World Markets Inc.|741
BNDX|VANGUARD TL INTL BND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|161
BNDX|VANGUARD TL INTL BND|WSEA|WOLVERINE SECURITIES, LLC|15032
BNDX|VANGUARD TL INTL BND|XIST|INSTINET, LLC|4600
BNDX|VANGUARD TL INTL BND|XSTM|NATIONAL FINANCIAL SERVICES LLC|194764
BNDX|VANGUARD TL INTL BND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|213608
BNED|BARNES & NOBLE EDUCA|ALTX|Alternet Securities Inc.|6200
BNED|BARNES & NOBLE EDUCA|ANOS|ABEL/NOSER, L.L.C.|323
BNED|BARNES & NOBLE EDUCA|APCC|Apex Clearing Corporation|2426
BNED|BARNES & NOBLE EDUCA|BATM|CBOE TRADING, INC.|3974
BNED|BARNES & NOBLE EDUCA|BERN|Sanford C. Bernstein & Co., LLC|303
BNED|BARNES & NOBLE EDUCA|BLKX|INSTINET, LLC|10000
BNED|BARNES & NOBLE EDUCA|BNPX|BNP PARIBAS SECURITIES CORP.|8325
BNED|BARNES & NOBLE EDUCA|BTIG|BTIG, LLC|1020
BNED|BARNES & NOBLE EDUCA|BZYD|GOLDMAN SACHS & CO. LLC|4900
BNED|BARNES & NOBLE EDUCA|CANT|Cantor Fitzgerald & Co.|100
BNED|BARNES & NOBLE EDUCA|CHAS|Charles Schwab & Co., Inc.|1500
BNED|BARNES & NOBLE EDUCA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44927
BNED|BARNES & NOBLE EDUCA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2033
BNED|BARNES & NOBLE EDUCA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
BNED|BARNES & NOBLE EDUCA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140937
BNED|BARNES & NOBLE EDUCA|CTDL|Citadel Derivatives Group Llc|3207
BNED|BARNES & NOBLE EDUCA|CXCX|CITIGROUP GLOBAL MARKETS INC.|16452
BNED|BARNES & NOBLE EDUCA|DBAB|Deutsche Bank Securities Inc.|40004
BNED|BARNES & NOBLE EDUCA|DBAX|Deutsche Bank Securities Inc.|53700
BNED|BARNES & NOBLE EDUCA|DEAN|MORGAN STANLEY|79801
BNED|BARNES & NOBLE EDUCA|DEGS|RONIN PROFESSIONAL LLC|7361
BNED|BARNES & NOBLE EDUCA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
BNED|BARNES & NOBLE EDUCA|EBXL|EBX LLC|59900
BNED|BARNES & NOBLE EDUCA|ECUT|CONVERGEX EXECUTION SOLUTIONS|4900
BNED|BARNES & NOBLE EDUCA|EDJO|Edward D. Jones & Co., L.P.|1101
BNED|BARNES & NOBLE EDUCA|EGAM|CBOE TRADING, INC.|6001
BNED|BARNES & NOBLE EDUCA|EGAW|CBOE TRADING, INC.|200
BNED|BARNES & NOBLE EDUCA|EGMT|EG MARKET TECHNOLOGIES LLC|400
BNED|BARNES & NOBLE EDUCA|EGXM|CBOE TRADING, INC.|5404
BNED|BARNES & NOBLE EDUCA|EGXW|CBOE TRADING, INC.|100
BNED|BARNES & NOBLE EDUCA|ETBE|Electronic Transaction Clearing, Inc.|8471
BNED|BARNES & NOBLE EDUCA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6300
BNED|BARNES & NOBLE EDUCA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8871
BNED|BARNES & NOBLE EDUCA|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1100
BNED|BARNES & NOBLE EDUCA|ETRS|E*Trade Securities LLC|306033
BNED|BARNES & NOBLE EDUCA|FILL|Tradestation Securities, Inc.|8543
BNED|BARNES & NOBLE EDUCA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78994
BNED|BARNES & NOBLE EDUCA|FTBR|Foliofn Investments, Inc.|29
BNED|BARNES & NOBLE EDUCA|GEBB|GLOBAL EXECUTION BROKERS, LP|4430
BNED|BARNES & NOBLE EDUCA|GLPX|ACS EXECUTION SERVICES, LLC|13732
BNED|BARNES & NOBLE EDUCA|GSCO|GOLDMAN SACHS & CO. LLC|276149
BNED|BARNES & NOBLE EDUCA|GSCS|GOLDMAN SACHS & CO. LLC|33084
BNED|BARNES & NOBLE EDUCA|GSLT|GOLDMAN SACHS & CO. LLC|3282
BNED|BARNES & NOBLE EDUCA|GTSZ|GTS SECURITIES LLC|10441
BNED|BARNES & NOBLE EDUCA|HRBF|American Enterprise Investment Services Inc.|1
BNED|BARNES & NOBLE EDUCA|IATS|INTERACTIVE BROKERS LLC|27444
BNED|BARNES & NOBLE EDUCA|IBKR|Interactive Brokers Llc|55519
BNED|BARNES & NOBLE EDUCA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
BNED|BARNES & NOBLE EDUCA|ICBX|INSTINET, LLC|20782
BNED|BARNES & NOBLE EDUCA|IEQY|CITADEL SECURITIES LLC|10778
BNED|BARNES & NOBLE EDUCA|INCA|INSTINET, LLC|66432
BNED|BARNES & NOBLE EDUCA|INJX|INSTINET, LLC|2039
BNED|BARNES & NOBLE EDUCA|ITGI|ITG Inc.|56915
BNED|BARNES & NOBLE EDUCA|ITGP|ITG INC.|99200
BNED|BARNES & NOBLE EDUCA|JEFF|JEFFERIES LLC|8073
BNED|BARNES & NOBLE EDUCA|JMPT|JUMP TRADING, LLC|8846
BNED|BARNES & NOBLE EDUCA|JONE|JonesTrading|100
BNED|BARNES & NOBLE EDUCA|JPBX|J.P. MORGAN SECURITIES LLC|4562
BNED|BARNES & NOBLE EDUCA|JPMX|J.P. Morgan Securities LLC|122738
BNED|BARNES & NOBLE EDUCA|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
BNED|BARNES & NOBLE EDUCA|JSJX|JANE STREET CAPITAL LLC|2985
BNED|BARNES & NOBLE EDUCA|KCGM|VIRTU Americas LLC|13195
BNED|BARNES & NOBLE EDUCA|LEHM|Barclays Capital Inc./Le|133035
BNED|BARNES & NOBLE EDUCA|LIME|Lime Brokerage LLC|28273
BNED|BARNES & NOBLE EDUCA|LQNA|LIQUIDNET, INC.|5000
BNED|BARNES & NOBLE EDUCA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
BNED|BARNES & NOBLE EDUCA|MAXM|Maxim Group LLC|1000
BNED|BARNES & NOBLE EDUCA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90860
BNED|BARNES & NOBLE EDUCA|MOTF|MOTIF INVESTING, INC.|1
BNED|BARNES & NOBLE EDUCA|MSCO|MORGAN STANLEY & CO. LLC|462115
BNED|BARNES & NOBLE EDUCA|MSPL|MORGAN STANLEY & CO. LLC|152700
BNED|BARNES & NOBLE EDUCA|MSTX|MORGAN STANLEY & CO. LLC|81700
BNED|BARNES & NOBLE EDUCA|NFSC|National Financial Services LLC|118796
BNED|BARNES & NOBLE EDUCA|NITE|VIRTU Americas LLC|412539
BNED|BARNES & NOBLE EDUCA|NITP|VIRTU Americas LLC|300
BNED|BARNES & NOBLE EDUCA|NQRB|Brut, LLC|1724
BNED|BARNES & NOBLE EDUCA|NTBF|BMO Nesbitt Burns Inc./CDS|500
BNED|BARNES & NOBLE EDUCA|NTRC|Northern Trust Securities, Inc.|250
BNED|BARNES & NOBLE EDUCA|OPCO|Oppenheimer & Co. Inc.|1231
BNED|BARNES & NOBLE EDUCA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5785
BNED|BARNES & NOBLE EDUCA|PDQM|CODA MARKETS, INC.|27279
BNED|BARNES & NOBLE EDUCA|PHLY|NASDAQ Execution Services, LLC|20000
BNED|BARNES & NOBLE EDUCA|PWJC|UBS Financial Services, Inc.|505
BNED|BARNES & NOBLE EDUCA|SAGL|SAGETRADER, LLC|2291
BNED|BARNES & NOBLE EDUCA|SALI|INTL FCSTONE FINANCIAL INC.|185
BNED|BARNES & NOBLE EDUCA|SBSH|Citigroup Global Markets Inc.|59687
BNED|BARNES & NOBLE EDUCA|SGMT|GOLDMAN SACHS & CO. LLC|44600
BNED|BARNES & NOBLE EDUCA|SIDC|Sidoti & Company, LLC|300
BNED|BARNES & NOBLE EDUCA|SPDR|SPEEDROUTE LLC|2300
BNED|BARNES & NOBLE EDUCA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2100
BNED|BARNES & NOBLE EDUCA|SWIM|TD Ameritrade, Inc.|194393
BNED|BARNES & NOBLE EDUCA|SWST|Hilltop Securities Inc.|900
BNED|BARNES & NOBLE EDUCA|TKNG|ALLY INVEST SECURITIES LLC|101
BNED|BARNES & NOBLE EDUCA|TRBT|Tradebot Systems, Inc.|72088
BNED|BARNES & NOBLE EDUCA|TRCM|TRC MARKETS LLC|15089
BNED|BARNES & NOBLE EDUCA|TWTT|TASTYWORKS, INC.|100
BNED|BARNES & NOBLE EDUCA|UBSA|UBS SECURITIES LLC|267177
BNED|BARNES & NOBLE EDUCA|UBSS|UBS Securities LLC|242333
BNED|BARNES & NOBLE EDUCA|VALX|VIRTU AMERICAS LLC|3049
BNED|BARNES & NOBLE EDUCA|VGRD|Vanguard Marketing Corporation|32425
BNED|BARNES & NOBLE EDUCA|WCHV|WELLS FARGO SECURITIES, LLC|7412
BNED|BARNES & NOBLE EDUCA|WEDB|WEDBUSH SECURITIES INC.|500
BNED|BARNES & NOBLE EDUCA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11389
BNED|BARNES & NOBLE EDUCA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17663
BNED|BARNES & NOBLE EDUCA|WGIF|CIBC World Markets Inc.|1500
BNED|BARNES & NOBLE EDUCA|WSEA|WOLVERINE SECURITIES, LLC|5583
BNED|BARNES & NOBLE EDUCA|XIST|INSTINET, LLC|5600
BNED|BARNES & NOBLE EDUCA|XPQR|Jump Trading|11
BNED|BARNES & NOBLE EDUCA|XSTM|NATIONAL FINANCIAL SERVICES LLC|7900
BNED|BARNES & NOBLE EDUCA|YKNA|COMHAR CAPITAL MARKETS, LLC|4870
BNFT|BENEFITFOCUS CMN|ALTX|Alternet Securities Inc.|1400
BNFT|BENEFITFOCUS CMN|APCC|Apex Clearing Corporation|11822
BNFT|BENEFITFOCUS CMN|BATM|CBOE TRADING, INC.|1186
BNFT|BENEFITFOCUS CMN|BAYT|BTIG, LLC|400
BNFT|BENEFITFOCUS CMN|BBNT|BB&T SECURITIES, LLC|100
BNFT|BENEFITFOCUS CMN|BERN|Sanford C. Bernstein & Co., LLC|33632
BNFT|BENEFITFOCUS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7300
BNFT|BENEFITFOCUS CMN|BLKX|INSTINET, LLC|147800
BNFT|BENEFITFOCUS CMN|BMOC|BMO Capital Markets Corp.|2840
BNFT|BENEFITFOCUS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|140
BNFT|BENEFITFOCUS CMN|BTIG|BTIG, LLC|11
BNFT|BENEFITFOCUS CMN|BYXM|CBOE TRADING, INC.|540
BNFT|BENEFITFOCUS CMN|BZYD|GOLDMAN SACHS & CO. LLC|893
BNFT|BENEFITFOCUS CMN|CHAS|Charles Schwab & Co., Inc.|340
BNFT|BENEFITFOCUS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23979
BNFT|BENEFITFOCUS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|598
BNFT|BENEFITFOCUS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123747
BNFT|BENEFITFOCUS CMN|CTDL|Citadel Derivatives Group Llc|8587
BNFT|BENEFITFOCUS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|47200
BNFT|BENEFITFOCUS CMN|DBAB|Deutsche Bank Securities Inc.|154120
BNFT|BENEFITFOCUS CMN|DBAX|Deutsche Bank Securities Inc.|89700
BNFT|BENEFITFOCUS CMN|DBUL|Deutsche Bank Securities Inc.|700
BNFT|BENEFITFOCUS CMN|DEGS|RONIN PROFESSIONAL LLC|3909
BNFT|BENEFITFOCUS CMN|EBXL|EBX LLC|67400
BNFT|BENEFITFOCUS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|945
BNFT|BENEFITFOCUS CMN|EGAM|CBOE TRADING, INC.|5711
BNFT|BENEFITFOCUS CMN|EGAW|CBOE TRADING, INC.|297
BNFT|BENEFITFOCUS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
BNFT|BENEFITFOCUS CMN|EGXM|CBOE TRADING, INC.|2776
BNFT|BENEFITFOCUS CMN|EGXW|CBOE TRADING, INC.|100
BNFT|BENEFITFOCUS CMN|ETBE|Electronic Transaction Clearing, Inc.|18798
BNFT|BENEFITFOCUS CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|302
BNFT|BENEFITFOCUS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
BNFT|BENEFITFOCUS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12643
BNFT|BENEFITFOCUS CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
BNFT|BENEFITFOCUS CMN|ETRS|E*Trade Securities LLC|1444
BNFT|BENEFITFOCUS CMN|FBCO|Credit Suisse Securities (USA) LLC|122845
BNFT|BENEFITFOCUS CMN|FILL|Tradestation Securities, Inc.|1240
BNFT|BENEFITFOCUS CMN|FOMA|TD AMERITRADE CLEARING, INC.|36973
BNFT|BENEFITFOCUS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3718
BNFT|BENEFITFOCUS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74440
BNFT|BENEFITFOCUS CMN|FTBR|Foliofn Investments, Inc.|41
BNFT|BENEFITFOCUS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4900
BNFT|BENEFITFOCUS CMN|GLPX|ACS EXECUTION SERVICES, LLC|1741
BNFT|BENEFITFOCUS CMN|GSCO|GOLDMAN SACHS & CO. LLC|154164
BNFT|BENEFITFOCUS CMN|GSCS|GOLDMAN SACHS & CO. LLC|12695
BNFT|BENEFITFOCUS CMN|GSLT|GOLDMAN SACHS & CO. LLC|934
BNFT|BENEFITFOCUS CMN|GTSZ|GTS SECURITIES LLC|13252
BNFT|BENEFITFOCUS CMN|IATS|INTERACTIVE BROKERS LLC|2044
BNFT|BENEFITFOCUS CMN|IBKR|Interactive Brokers Llc|27621
BNFT|BENEFITFOCUS CMN|ICBX|INSTINET, LLC|15300
BNFT|BENEFITFOCUS CMN|IEQY|CITADEL SECURITIES LLC|22861
BNFT|BENEFITFOCUS CMN|INCA|INSTINET, LLC|158247
BNFT|BENEFITFOCUS CMN|INJX|INSTINET, LLC|18961
BNFT|BENEFITFOCUS CMN|ITGI|ITG Inc.|2894
BNFT|BENEFITFOCUS CMN|ITGP|ITG INC.|46000
BNFT|BENEFITFOCUS CMN|JEFF|JEFFERIES LLC|88725
BNFT|BENEFITFOCUS CMN|JMPT|JUMP TRADING, LLC|11128
BNFT|BENEFITFOCUS CMN|JPBX|J.P. MORGAN SECURITIES LLC|9107
BNFT|BENEFITFOCUS CMN|JPMX|J.P. Morgan Securities LLC|168943
BNFT|BENEFITFOCUS CMN|JSJX|JANE STREET CAPITAL LLC|10227
BNFT|BENEFITFOCUS CMN|KCGM|VIRTU Americas LLC|13228
BNFT|BENEFITFOCUS CMN|LEHM|Barclays Capital Inc./Le|252629
BNFT|BENEFITFOCUS CMN|LIME|Lime Brokerage LLC|89787
BNFT|BENEFITFOCUS CMN|LMGP|LIME BROKERAGE LLC|28503
BNFT|BENEFITFOCUS CMN|LOOP|Loop Capital Markets LLC|1363
BNFT|BENEFITFOCUS CMN|LQNA|LIQUIDNET, INC.|51900
BNFT|BENEFITFOCUS CMN|MAXM|Maxim Group LLC|1128
BNFT|BENEFITFOCUS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59607
BNFT|BENEFITFOCUS CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|510
BNFT|BENEFITFOCUS CMN|MSCO|MORGAN STANLEY & CO. LLC|527375
BNFT|BENEFITFOCUS CMN|MSPL|MORGAN STANLEY & CO. LLC|96800
BNFT|BENEFITFOCUS CMN|MSTX|MORGAN STANLEY & CO. LLC|24600
BNFT|BENEFITFOCUS CMN|NATL|National Securities Corporation|6800
BNFT|BENEFITFOCUS CMN|NFSC|National Financial Services LLC|52867
BNFT|BENEFITFOCUS CMN|NITE|VIRTU Americas LLC|52053
BNFT|BENEFITFOCUS CMN|NITP|VIRTU Americas LLC|4300
BNFT|BENEFITFOCUS CMN|NQRB|Brut, LLC|3526
BNFT|BENEFITFOCUS CMN|OPCO|Oppenheimer & Co. Inc.|71
BNFT|BENEFITFOCUS CMN|PDQM|CODA MARKETS, INC.|15926
BNFT|BENEFITFOCUS CMN|RAJA|Raymond James & Associates, Inc.|8917
BNFT|BENEFITFOCUS CMN|RBCM|RBC CAPITAL MARKETS, LLC|141
BNFT|BENEFITFOCUS CMN|RHCO|Suntrust Robinson Humphrey, Inc.|1300
BNFT|BENEFITFOCUS CMN|SAGL|SAGETRADER, LLC|303
BNFT|BENEFITFOCUS CMN|SAGW|SAGETRADER, LLC|839
BNFT|BENEFITFOCUS CMN|SBSH|Citigroup Global Markets Inc.|46896
BNFT|BENEFITFOCUS CMN|SGMT|GOLDMAN SACHS & CO. LLC|26294
BNFT|BENEFITFOCUS CMN|SPDR|SPEEDROUTE LLC|1993
BNFT|BENEFITFOCUS CMN|SPTD|MINT GLOBAL MARKETS, INC.|2100
BNFT|BENEFITFOCUS CMN|SWIM|TD Ameritrade, Inc.|19295
BNFT|BENEFITFOCUS CMN|TKNG|ALLY INVEST SECURITIES LLC|20
BNFT|BENEFITFOCUS CMN|TONC|CUTTONE & CO., LLC|2515
BNFT|BENEFITFOCUS CMN|TRBT|Tradebot Systems, Inc.|4595
BNFT|BENEFITFOCUS CMN|TRCM|TRC MARKETS LLC|55077
BNFT|BENEFITFOCUS CMN|UBSA|UBS SECURITIES LLC|48066
BNFT|BENEFITFOCUS CMN|UBSS|UBS Securities LLC|382280
BNFT|BENEFITFOCUS CMN|VALX|VIRTU AMERICAS LLC|9531
BNFT|BENEFITFOCUS CMN|VGRD|Vanguard Marketing Corporation|338
BNFT|BENEFITFOCUS CMN|WCHV|WELLS FARGO SECURITIES, LLC|12589
BNFT|BENEFITFOCUS CMN|WDNX|WEEDEN & CO.L.P.|4400
BNFT|BENEFITFOCUS CMN|WEDB|WEDBUSH SECURITIES INC.|9466
BNFT|BENEFITFOCUS CMN|WEED|Weeden & Co.L.P.|7990
BNFT|BENEFITFOCUS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|945
BNFT|BENEFITFOCUS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1314
BNFT|BENEFITFOCUS CMN|WSEA|WOLVERINE SECURITIES, LLC|528
BNFT|BENEFITFOCUS CMN|XIST|INSTINET, LLC|32406
BNFT|BENEFITFOCUS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
BNFT|BENEFITFOCUS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|510
BNFT|BENEFITFOCUS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|219
BNO|US BRENT OIL FUND|APCC|Apex Clearing Corporation|1382
BNO|US BRENT OIL FUND|BATM|CBOE TRADING, INC.|8700
BNO|US BRENT OIL FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|950
BNO|US BRENT OIL FUND|BYXM|CBOE TRADING, INC.|5200
BNO|US BRENT OIL FUND|CHAS|Charles Schwab & Co., Inc.|103
BNO|US BRENT OIL FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11000
BNO|US BRENT OIL FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65186
BNO|US BRENT OIL FUND|CTLR|CUTLER GROUP, LP|1700
BNO|US BRENT OIL FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|96
BNO|US BRENT OIL FUND|DBAB|Deutsche Bank Securities Inc.|7438
BNO|US BRENT OIL FUND|DBAX|Deutsche Bank Securities Inc.|72500
BNO|US BRENT OIL FUND|DEAN|MORGAN STANLEY|1060
BNO|US BRENT OIL FUND|DEGS|RONIN PROFESSIONAL LLC|3800
BNO|US BRENT OIL FUND|EBXL|EBX LLC|48600
BNO|US BRENT OIL FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
BNO|US BRENT OIL FUND|EGAM|CBOE TRADING, INC.|13900
BNO|US BRENT OIL FUND|EGXW|CBOE TRADING, INC.|879
BNO|US BRENT OIL FUND|ETBE|Electronic Transaction Clearing, Inc.|260
BNO|US BRENT OIL FUND|ETRS|E*Trade Securities LLC|19250
BNO|US BRENT OIL FUND|FILL|Tradestation Securities, Inc.|110
BNO|US BRENT OIL FUND|FMAF|NBCN Inc./ CDS|20
BNO|US BRENT OIL FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2237
BNO|US BRENT OIL FUND|FTBR|Foliofn Investments, Inc.|2030
BNO|US BRENT OIL FUND|GLPX|ACS EXECUTION SERVICES, LLC|66
BNO|US BRENT OIL FUND|GSCO|GOLDMAN SACHS & CO. LLC|10249
BNO|US BRENT OIL FUND|GSCS|GOLDMAN SACHS & CO. LLC|100
BNO|US BRENT OIL FUND|GSLT|GOLDMAN SACHS & CO. LLC|2306
BNO|US BRENT OIL FUND|GTSZ|GTS SECURITIES LLC|960
BNO|US BRENT OIL FUND|HRBF|American Enterprise Investment Services Inc.|1264
BNO|US BRENT OIL FUND|IATS|INTERACTIVE BROKERS LLC|6174
BNO|US BRENT OIL FUND|IBKR|Interactive Brokers Llc|62460
BNO|US BRENT OIL FUND|ICBX|INSTINET, LLC|35700
BNO|US BRENT OIL FUND|INCA|INSTINET, LLC|3847
BNO|US BRENT OIL FUND|INJX|INSTINET, LLC|3559
BNO|US BRENT OIL FUND|ITGI|ITG Inc.|1485
BNO|US BRENT OIL FUND|ITGP|ITG INC.|7000
BNO|US BRENT OIL FUND|JEFF|JEFFERIES LLC|138600
BNO|US BRENT OIL FUND|JMPT|JUMP TRADING, LLC|242
BNO|US BRENT OIL FUND|JPMX|J.P. Morgan Securities LLC|34490
BNO|US BRENT OIL FUND|JSJX|JANE STREET CAPITAL LLC|127627
BNO|US BRENT OIL FUND|KCGM|VIRTU Americas LLC|772
BNO|US BRENT OIL FUND|LEHM|Barclays Capital Inc./Le|163800
BNO|US BRENT OIL FUND|LIME|Lime Brokerage LLC|2009
BNO|US BRENT OIL FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69310
BNO|US BRENT OIL FUND|MOTF|MOTIF INVESTING, INC.|3
BNO|US BRENT OIL FUND|MSCO|MORGAN STANLEY & CO. LLC|38697
BNO|US BRENT OIL FUND|MSPL|MORGAN STANLEY & CO. LLC|6700
BNO|US BRENT OIL FUND|NFSC|National Financial Services LLC|123709
BNO|US BRENT OIL FUND|NITE|VIRTU Americas LLC|178469
BNO|US BRENT OIL FUND|NITP|VIRTU Americas LLC|17300
BNO|US BRENT OIL FUND|NQRB|Brut, LLC|200
BNO|US BRENT OIL FUND|PDQM|CODA MARKETS, INC.|132
BNO|US BRENT OIL FUND|RBCM|RBC CAPITAL MARKETS, LLC|1000
BNO|US BRENT OIL FUND|SBSH|Citigroup Global Markets Inc.|6137
BNO|US BRENT OIL FUND|SGMT|GOLDMAN SACHS & CO. LLC|15700
BNO|US BRENT OIL FUND|SHMR|ABN Amro Clearing LLC|10900
BNO|US BRENT OIL FUND|SWIM|TD Ameritrade, Inc.|14468
BNO|US BRENT OIL FUND|TKNG|ALLY INVEST SECURITIES LLC|3334
BNO|US BRENT OIL FUND|UBSA|UBS SECURITIES LLC|213317
BNO|US BRENT OIL FUND|UBSS|UBS Securities LLC|75246
BNO|US BRENT OIL FUND|VALX|VIRTU AMERICAS LLC|900
BNO|US BRENT OIL FUND|VGRD|Vanguard Marketing Corporation|12021
BNO|US BRENT OIL FUND|VSIN|Vision Financial Markets Llc|20
BNO|US BRENT OIL FUND|WBPX|SUMMIT SECURITIES GROUP, LLC|200
BNO|US BRENT OIL FUND|WCHV|WELLS FARGO SECURITIES, LLC|10440
BNO|US BRENT OIL FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2207
BNO|US BRENT OIL FUND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24679
BNO|US BRENT OIL FUND|WGIF|CIBC World Markets Inc.|855
BNO|US BRENT OIL FUND|WSEA|WOLVERINE SECURITIES, LLC|3619
BNO|US BRENT OIL FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4230
BNS|BANK OF NOVA SCOTIA|ALTX|Alternet Securities Inc.|2465
BNS|BANK OF NOVA SCOTIA|ANOS|ABEL/NOSER, L.L.C.|1163
BNS|BANK OF NOVA SCOTIA|APCC|Apex Clearing Corporation|30108
BNS|BANK OF NOVA SCOTIA|BANK|Primevest Financial Services, Inc.|422
BNS|BANK OF NOVA SCOTIA|BARD|Robert W. Baird & Co. Incorporated|2051
BNS|BANK OF NOVA SCOTIA|BATM|CBOE TRADING, INC.|18475
BNS|BANK OF NOVA SCOTIA|BBNT|BB&T SECURITIES, LLC|1388
BNS|BANK OF NOVA SCOTIA|BERN|Sanford C. Bernstein & Co., LLC|2411
BNS|BANK OF NOVA SCOTIA|BIMI|Banca IMI Securities Corp.|2387
BNS|BANK OF NOVA SCOTIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10410
BNS|BANK OF NOVA SCOTIA|BYXM|CBOE TRADING, INC.|375
BNS|BANK OF NOVA SCOTIA|BZYD|GOLDMAN SACHS & CO. LLC|1400
BNS|BANK OF NOVA SCOTIA|CANT|Cantor Fitzgerald & Co.|1025
BNS|BANK OF NOVA SCOTIA|CHAS|Charles Schwab & Co., Inc.|5086
BNS|BANK OF NOVA SCOTIA|CICF|Canaccord Genuity Corp.|1223
BNS|BANK OF NOVA SCOTIA|CIST|Capital Institutional Services, Inc.|110
BNS|BANK OF NOVA SCOTIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18067
BNS|BANK OF NOVA SCOTIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20
BNS|BANK OF NOVA SCOTIA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|43
BNS|BANK OF NOVA SCOTIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|255017
BNS|BANK OF NOVA SCOTIA|CTDL|Citadel Derivatives Group Llc|3151
BNS|BANK OF NOVA SCOTIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|4286
BNS|BANK OF NOVA SCOTIA|DADA|D.A. Davidson & Co.|191
BNS|BANK OF NOVA SCOTIA|DBAB|Deutsche Bank Securities Inc.|109297
BNS|BANK OF NOVA SCOTIA|DBAX|Deutsche Bank Securities Inc.|64700
BNS|BANK OF NOVA SCOTIA|DBUL|Deutsche Bank Securities Inc.|6073
BNS|BANK OF NOVA SCOTIA|DCHF|Dart Executions, LLC|400
BNS|BANK OF NOVA SCOTIA|DEAN|MORGAN STANLEY|10539
BNS|BANK OF NOVA SCOTIA|EBXL|EBX LLC|122700
BNS|BANK OF NOVA SCOTIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|23626
BNS|BANK OF NOVA SCOTIA|EDJO|Edward D. Jones & Co., L.P.|2654
BNS|BANK OF NOVA SCOTIA|EGAM|CBOE TRADING, INC.|6160
BNS|BANK OF NOVA SCOTIA|EGAW|CBOE TRADING, INC.|82
BNS|BANK OF NOVA SCOTIA|EGMT|EG MARKET TECHNOLOGIES LLC|100
BNS|BANK OF NOVA SCOTIA|EGXM|CBOE TRADING, INC.|1049
BNS|BANK OF NOVA SCOTIA|ETBE|Electronic Transaction Clearing, Inc.|22465
BNS|BANK OF NOVA SCOTIA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
BNS|BANK OF NOVA SCOTIA|ETCB|ETC BROKERAGE SERVICES, LLC|46
BNS|BANK OF NOVA SCOTIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2290
BNS|BANK OF NOVA SCOTIA|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1680
BNS|BANK OF NOVA SCOTIA|ETRS|E*Trade Securities LLC|19695
BNS|BANK OF NOVA SCOTIA|FILL|Tradestation Securities, Inc.|6700
BNS|BANK OF NOVA SCOTIA|FINX|FINTECH SECURITIES|205
BNS|BANK OF NOVA SCOTIA|FMAF|NBCN Inc./ CDS|4672
BNS|BANK OF NOVA SCOTIA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|98
BNS|BANK OF NOVA SCOTIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27012
BNS|BANK OF NOVA SCOTIA|FTBR|Foliofn Investments, Inc.|1777
BNS|BANK OF NOVA SCOTIA|GEBB|GLOBAL EXECUTION BROKERS, LP|2593
BNS|BANK OF NOVA SCOTIA|GLIS|TD Securities Inc|34489
BNS|BANK OF NOVA SCOTIA|GLPX|ACS EXECUTION SERVICES, LLC|383
BNS|BANK OF NOVA SCOTIA|GSCO|GOLDMAN SACHS & CO. LLC|437043
BNS|BANK OF NOVA SCOTIA|GSCS|GOLDMAN SACHS & CO. LLC|500
BNS|BANK OF NOVA SCOTIA|GSLT|GOLDMAN SACHS & CO. LLC|4759
BNS|BANK OF NOVA SCOTIA|GTSZ|GTS SECURITIES LLC|42951
BNS|BANK OF NOVA SCOTIA|HAPX|HAP Trading, LLC|100
BNS|BANK OF NOVA SCOTIA|HRBF|American Enterprise Investment Services Inc.|1576
BNS|BANK OF NOVA SCOTIA|HSBC|HSBC Securities, Inc.|667
BNS|BANK OF NOVA SCOTIA|IATS|INTERACTIVE BROKERS LLC|11787
BNS|BANK OF NOVA SCOTIA|IBKR|Interactive Brokers Llc|22603
BNS|BANK OF NOVA SCOTIA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|57
BNS|BANK OF NOVA SCOTIA|ICBX|INSTINET, LLC|89383
BNS|BANK OF NOVA SCOTIA|INCA|INSTINET, LLC|361232
BNS|BANK OF NOVA SCOTIA|INJX|INSTINET, LLC|2500
BNS|BANK OF NOVA SCOTIA|INTL|INTL FCSTONE FINANCIAL INC.|70
BNS|BANK OF NOVA SCOTIA|ITGI|ITG Inc.|210489
BNS|BANK OF NOVA SCOTIA|ITGP|ITG INC.|145600
BNS|BANK OF NOVA SCOTIA|JANY|Janney Montgomery Scott Inc.|778
BNS|BANK OF NOVA SCOTIA|JEFF|JEFFERIES LLC|110331
BNS|BANK OF NOVA SCOTIA|JMPT|JUMP TRADING, LLC|28596
BNS|BANK OF NOVA SCOTIA|JPBX|J.P. MORGAN SECURITIES LLC|6508
BNS|BANK OF NOVA SCOTIA|JPMX|J.P. Morgan Securities LLC|106206
BNS|BANK OF NOVA SCOTIA|JSJX|JANE STREET CAPITAL LLC|37701
BNS|BANK OF NOVA SCOTIA|JUTA|JUMP TRADING, LLC|1400
BNS|BANK OF NOVA SCOTIA|KCGM|VIRTU Americas LLC|20590
BNS|BANK OF NOVA SCOTIA|LEHM|Barclays Capital Inc./Le|366133
BNS|BANK OF NOVA SCOTIA|LIME|Lime Brokerage LLC|28165
BNS|BANK OF NOVA SCOTIA|LSCI|Lek Securities Corporation|4
BNS|BANK OF NOVA SCOTIA|MACC|Mid Atlantic Capital Corporation|2382
BNS|BANK OF NOVA SCOTIA|MCBT|Moors & Cabot, Inc.|300
BNS|BANK OF NOVA SCOTIA|MCMF|Raymond James Ltd. Cds|2729
BNS|BANK OF NOVA SCOTIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46000
BNS|BANK OF NOVA SCOTIA|MOTF|MOTIF INVESTING, INC.|14
BNS|BANK OF NOVA SCOTIA|MSCO|MORGAN STANLEY & CO. LLC|976166
BNS|BANK OF NOVA SCOTIA|MSPL|MORGAN STANLEY & CO. LLC|146200
BNS|BANK OF NOVA SCOTIA|MSTX|MORGAN STANLEY & CO. LLC|39100
BNS|BANK OF NOVA SCOTIA|NFSC|National Financial Services LLC|195843
BNS|BANK OF NOVA SCOTIA|NITE|VIRTU Americas LLC|581383
BNS|BANK OF NOVA SCOTIA|NITP|VIRTU Americas LLC|3521
BNS|BANK OF NOVA SCOTIA|NMRA|Nomura Securities International, Inc.|500
BNS|BANK OF NOVA SCOTIA|NQRB|Brut, LLC|2107
BNS|BANK OF NOVA SCOTIA|NTBF|BMO Nesbitt Burns Inc./CDS|57619
BNS|BANK OF NOVA SCOTIA|NTRC|Northern Trust Securities, Inc.|200
BNS|BANK OF NOVA SCOTIA|OHOS|TWO SIGMA SECURITIES, LLC|67563
BNS|BANK OF NOVA SCOTIA|OPCO|Oppenheimer & Co. Inc.|733
BNS|BANK OF NOVA SCOTIA|PDQM|CODA MARKETS, INC.|2149
BNS|BANK OF NOVA SCOTIA|PHLY|NASDAQ Execution Services, LLC|4400
BNS|BANK OF NOVA SCOTIA|PWJC|UBS Financial Services, Inc.|1190
BNS|BANK OF NOVA SCOTIA|RBCM|RBC CAPITAL MARKETS, LLC|21825
BNS|BANK OF NOVA SCOTIA|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|100
BNS|BANK OF NOVA SCOTIA|SBSH|Citigroup Global Markets Inc.|14509
BNS|BANK OF NOVA SCOTIA|SGMT|GOLDMAN SACHS & CO. LLC|44837
BNS|BANK OF NOVA SCOTIA|SPDR|SPEEDROUTE LLC|1250
BNS|BANK OF NOVA SCOTIA|STFL|Stifel, Nicolaus & Company, Incorporated|1742
BNS|BANK OF NOVA SCOTIA|STKP|STOCKPILE INVESTMENTS, INC.|38
BNS|BANK OF NOVA SCOTIA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1073
BNS|BANK OF NOVA SCOTIA|SWIM|TD Ameritrade, Inc.|12321
BNS|BANK OF NOVA SCOTIA|SWST|Hilltop Securities Inc.|845
BNS|BANK OF NOVA SCOTIA|TKNG|ALLY INVEST SECURITIES LLC|1837
BNS|BANK OF NOVA SCOTIA|TMBR|Timber Hill LLC|12317
BNS|BANK OF NOVA SCOTIA|TRBT|Tradebot Systems, Inc.|142085
BNS|BANK OF NOVA SCOTIA|TRCM|TRC MARKETS LLC|371347
BNS|BANK OF NOVA SCOTIA|TWTT|TASTYWORKS, INC.|40
BNS|BANK OF NOVA SCOTIA|UBSA|UBS SECURITIES LLC|331227
BNS|BANK OF NOVA SCOTIA|UBSS|UBS Securities LLC|475871
BNS|BANK OF NOVA SCOTIA|VALX|VIRTU AMERICAS LLC|10935
BNS|BANK OF NOVA SCOTIA|VGRD|Vanguard Marketing Corporation|16873
BNS|BANK OF NOVA SCOTIA|WABR|Wall Street Access|1500
BNS|BANK OF NOVA SCOTIA|WCHV|WELLS FARGO SECURITIES, LLC|68791
BNS|BANK OF NOVA SCOTIA|WEDB|WEDBUSH SECURITIES INC.|1600
BNS|BANK OF NOVA SCOTIA|WEED|Weeden & Co.L.P.|4500
BNS|BANK OF NOVA SCOTIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15163
BNS|BANK OF NOVA SCOTIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18733
BNS|BANK OF NOVA SCOTIA|WSEA|WOLVERINE SECURITIES, LLC|6493
BNS|BANK OF NOVA SCOTIA|XIST|INSTINET, LLC|60600
BNS|BANK OF NOVA SCOTIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
BNS|BANK OF NOVA SCOTIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4162
BNSO|BONSO ELEC INTL IN##|ALTX|Alternet Securities Inc.|200
BNSO|BONSO ELEC INTL IN##|APCC|Apex Clearing Corporation|5440
BNSO|BONSO ELEC INTL IN##|BYXM|CBOE TRADING, INC.|100
BNSO|BONSO ELEC INTL IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|901
BNSO|BONSO ELEC INTL IN##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
BNSO|BONSO ELEC INTL IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|634
BNSO|BONSO ELEC INTL IN##|DBAB|Deutsche Bank Securities Inc.|700
BNSO|BONSO ELEC INTL IN##|DBAX|Deutsche Bank Securities Inc.|400
BNSO|BONSO ELEC INTL IN##|EBXL|EBX LLC|400
BNSO|BONSO ELEC INTL IN##|EGAM|CBOE TRADING, INC.|1114
BNSO|BONSO ELEC INTL IN##|EGXM|CBOE TRADING, INC.|2
BNSO|BONSO ELEC INTL IN##|EGXW|CBOE TRADING, INC.|35
BNSO|BONSO ELEC INTL IN##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
BNSO|BONSO ELEC INTL IN##|ETRS|E*Trade Securities LLC|49897
BNSO|BONSO ELEC INTL IN##|FBCO|Credit Suisse Securities (USA) LLC|8218
BNSO|BONSO ELEC INTL IN##|FOMA|TD AMERITRADE CLEARING, INC.|39240
BNSO|BONSO ELEC INTL IN##|FTBR|Foliofn Investments, Inc.|267
BNSO|BONSO ELEC INTL IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|660
BNSO|BONSO ELEC INTL IN##|GLPX|ACS EXECUTION SERVICES, LLC|4691
BNSO|BONSO ELEC INTL IN##|GSLT|GOLDMAN SACHS & CO. LLC|283
BNSO|BONSO ELEC INTL IN##|GTSZ|GTS SECURITIES LLC|310
BNSO|BONSO ELEC INTL IN##|HRBF|American Enterprise Investment Services Inc.|750
BNSO|BONSO ELEC INTL IN##|IATS|INTERACTIVE BROKERS LLC|4701
BNSO|BONSO ELEC INTL IN##|IBKR|Interactive Brokers Llc|30146
BNSO|BONSO ELEC INTL IN##|ICBX|INSTINET, LLC|100
BNSO|BONSO ELEC INTL IN##|INCA|INSTINET, LLC|17622
BNSO|BONSO ELEC INTL IN##|ITGI|ITG Inc.|1995
BNSO|BONSO ELEC INTL IN##|ITGP|ITG INC.|600
BNSO|BONSO ELEC INTL IN##|KCGM|VIRTU Americas LLC|27
BNSO|BONSO ELEC INTL IN##|LEHM|Barclays Capital Inc./Le|5400
BNSO|BONSO ELEC INTL IN##|LIME|Lime Brokerage LLC|5211
BNSO|BONSO ELEC INTL IN##|LSCI|Lek Securities Corporation|229
BNSO|BONSO ELEC INTL IN##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|395
BNSO|BONSO ELEC INTL IN##|MSCO|MORGAN STANLEY & CO. LLC|40066
BNSO|BONSO ELEC INTL IN##|NFSC|National Financial Services LLC|10420
BNSO|BONSO ELEC INTL IN##|NITE|VIRTU Americas LLC|58825
BNSO|BONSO ELEC INTL IN##|NQRB|Brut, LLC|1800
BNSO|BONSO ELEC INTL IN##|PDQM|CODA MARKETS, INC.|6195
BNSO|BONSO ELEC INTL IN##|SAGL|SAGETRADER, LLC|300
BNSO|BONSO ELEC INTL IN##|SGMT|GOLDMAN SACHS & CO. LLC|500
BNSO|BONSO ELEC INTL IN##|SPDR|SPEEDROUTE LLC|300
BNSO|BONSO ELEC INTL IN##|SWIM|TD Ameritrade, Inc.|21379
BNSO|BONSO ELEC INTL IN##|TKNG|ALLY INVEST SECURITIES LLC|870
BNSO|BONSO ELEC INTL IN##|TRCM|TRC MARKETS LLC|1302
BNSO|BONSO ELEC INTL IN##|TWTT|TASTYWORKS, INC.|400
BNSO|BONSO ELEC INTL IN##|UBSA|UBS SECURITIES LLC|1901
BNSO|BONSO ELEC INTL IN##|UBSS|UBS Securities LLC|8001
BNSO|BONSO ELEC INTL IN##|VALX|VIRTU AMERICAS LLC|1077
BNSO|BONSO ELEC INTL IN##|WGIF|CIBC World Markets Inc.|1000
BNSO|BONSO ELEC INTL IN##|WSEA|WOLVERINE SECURITIES, LLC|3684
BNSO|BONSO ELEC INTL IN##|YKNA|COMHAR CAPITAL MARKETS, LLC|360
BNTC|BENITEC BIOPHARM ADS|ALTX|Alternet Securities Inc.|100
BNTC|BENITEC BIOPHARM ADS|APCC|Apex Clearing Corporation|1
BNTC|BENITEC BIOPHARM ADS|BERN|Sanford C. Bernstein & Co., LLC|260
BNTC|BENITEC BIOPHARM ADS|CANT|Cantor Fitzgerald & Co.|197
BNTC|BENITEC BIOPHARM ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
BNTC|BENITEC BIOPHARM ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
BNTC|BENITEC BIOPHARM ADS|DBAB|Deutsche Bank Securities Inc.|1000
BNTC|BENITEC BIOPHARM ADS|DBAX|Deutsche Bank Securities Inc.|1400
BNTC|BENITEC BIOPHARM ADS|EBXL|EBX LLC|300
BNTC|BENITEC BIOPHARM ADS|ETRS|E*Trade Securities LLC|855
BNTC|BENITEC BIOPHARM ADS|FBCO|Credit Suisse Securities (USA) LLC|1700
BNTC|BENITEC BIOPHARM ADS|FOMA|TD AMERITRADE CLEARING, INC.|28685
BNTC|BENITEC BIOPHARM ADS|FTBR|Foliofn Investments, Inc.|258
BNTC|BENITEC BIOPHARM ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|250
BNTC|BENITEC BIOPHARM ADS|GSCO|GOLDMAN SACHS & CO. LLC|2620
BNTC|BENITEC BIOPHARM ADS|GTSZ|GTS SECURITIES LLC|40
BNTC|BENITEC BIOPHARM ADS|HASF|Haywood Securities Inc./CDS|823
BNTC|BENITEC BIOPHARM ADS|IATS|INTERACTIVE BROKERS LLC|200
BNTC|BENITEC BIOPHARM ADS|IBKR|Interactive Brokers Llc|14195
BNTC|BENITEC BIOPHARM ADS|INCA|INSTINET, LLC|1793
BNTC|BENITEC BIOPHARM ADS|ITGI|ITG Inc.|400
BNTC|BENITEC BIOPHARM ADS|ITGP|ITG INC.|200
BNTC|BENITEC BIOPHARM ADS|KCGM|VIRTU Americas LLC|100
BNTC|BENITEC BIOPHARM ADS|LEHM|Barclays Capital Inc./Le|15300
BNTC|BENITEC BIOPHARM ADS|LIME|Lime Brokerage LLC|4114
BNTC|BENITEC BIOPHARM ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|18
BNTC|BENITEC BIOPHARM ADS|MBTS|ALLY INVEST SECURITIES LLC|2910
BNTC|BENITEC BIOPHARM ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BNTC|BENITEC BIOPHARM ADS|MSCO|MORGAN STANLEY & CO. LLC|6823
BNTC|BENITEC BIOPHARM ADS|NFSC|National Financial Services LLC|15417
BNTC|BENITEC BIOPHARM ADS|NITE|VIRTU Americas LLC|18016
BNTC|BENITEC BIOPHARM ADS|NQRB|Brut, LLC|2090
BNTC|BENITEC BIOPHARM ADS|OLDM|OLD MISSION CAPITAL, LLC|720
BNTC|BENITEC BIOPHARM ADS|RBCM|RBC CAPITAL MARKETS, LLC|20
BNTC|BENITEC BIOPHARM ADS|SGMT|GOLDMAN SACHS & CO. LLC|100
BNTC|BENITEC BIOPHARM ADS|SPDR|SPEEDROUTE LLC|645
BNTC|BENITEC BIOPHARM ADS|SPTD|MINT GLOBAL MARKETS, INC.|3910
BNTC|BENITEC BIOPHARM ADS|SWIM|TD Ameritrade, Inc.|6520
BNTC|BENITEC BIOPHARM ADS|UBSA|UBS SECURITIES LLC|1200
BNTC|BENITEC BIOPHARM ADS|UBSS|UBS Securities LLC|3073
BNTC|BENITEC BIOPHARM ADS|VALX|VIRTU AMERICAS LLC|680
BNTC|BENITEC BIOPHARM ADS|VGRD|Vanguard Marketing Corporation|17
BNTC|BENITEC BIOPHARM ADS|WSEA|WOLVERINE SECURITIES, LLC|2700
BNTCW|BENITEC BIOPHARM WRT|FOMA|TD AMERITRADE CLEARING, INC.|2000
BNTCW|BENITEC BIOPHARM WRT|MSCO|MORGAN STANLEY & CO. LLC|900
BNY|BLACKROCK NY MUN INC|ALTX|Alternet Securities Inc.|3100
BNY|BLACKROCK NY MUN INC|APCC|Apex Clearing Corporation|26
BNY|BLACKROCK NY MUN INC|BARD|Robert W. Baird & Co. Incorporated|852
BNY|BLACKROCK NY MUN INC|BTIG|BTIG, LLC|3236
BNY|BLACKROCK NY MUN INC|CHAS|Charles Schwab & Co., Inc.|2
BNY|BLACKROCK NY MUN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4200
BNY|BLACKROCK NY MUN INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
BNY|BLACKROCK NY MUN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4497
BNY|BLACKROCK NY MUN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
BNY|BLACKROCK NY MUN INC|DBAX|Deutsche Bank Securities Inc.|1200
BNY|BLACKROCK NY MUN INC|DEAN|MORGAN STANLEY|2365
BNY|BLACKROCK NY MUN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4385
BNY|BLACKROCK NY MUN INC|EBXL|EBX LLC|3000
BNY|BLACKROCK NY MUN INC|EGXM|CBOE TRADING, INC.|500
BNY|BLACKROCK NY MUN INC|ETCB|ETC BROKERAGE SERVICES, LLC|100
BNY|BLACKROCK NY MUN INC|ETRS|E*Trade Securities LLC|4815
BNY|BLACKROCK NY MUN INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5278
BNY|BLACKROCK NY MUN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
BNY|BLACKROCK NY MUN INC|FTBR|Foliofn Investments, Inc.|1579
BNY|BLACKROCK NY MUN INC|GLPX|ACS EXECUTION SERVICES, LLC|863
BNY|BLACKROCK NY MUN INC|GSCO|GOLDMAN SACHS & CO. LLC|230
BNY|BLACKROCK NY MUN INC|GSLT|GOLDMAN SACHS & CO. LLC|155
BNY|BLACKROCK NY MUN INC|GTSZ|GTS SECURITIES LLC|100
BNY|BLACKROCK NY MUN INC|HRBF|American Enterprise Investment Services Inc.|9636
BNY|BLACKROCK NY MUN INC|IATS|INTERACTIVE BROKERS LLC|562
BNY|BLACKROCK NY MUN INC|IBKR|Interactive Brokers Llc|7037
BNY|BLACKROCK NY MUN INC|ICBX|INSTINET, LLC|1000
BNY|BLACKROCK NY MUN INC|INCA|INSTINET, LLC|500
BNY|BLACKROCK NY MUN INC|ITGI|ITG Inc.|4200
BNY|BLACKROCK NY MUN INC|ITGP|ITG INC.|9600
BNY|BLACKROCK NY MUN INC|JANY|Janney Montgomery Scott Inc.|4
BNY|BLACKROCK NY MUN INC|JPMX|J.P. Morgan Securities LLC|1600
BNY|BLACKROCK NY MUN INC|KCGM|VIRTU Americas LLC|813
BNY|BLACKROCK NY MUN INC|LEHM|Barclays Capital Inc./Le|400
BNY|BLACKROCK NY MUN INC|LIME|Lime Brokerage LLC|188
BNY|BLACKROCK NY MUN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
BNY|BLACKROCK NY MUN INC|MSCO|MORGAN STANLEY & CO. LLC|31407
BNY|BLACKROCK NY MUN INC|MSPL|MORGAN STANLEY & CO. LLC|2700
BNY|BLACKROCK NY MUN INC|NFSC|National Financial Services LLC|37224
BNY|BLACKROCK NY MUN INC|NITE|VIRTU Americas LLC|47976
BNY|BLACKROCK NY MUN INC|NQRB|Brut, LLC|292
BNY|BLACKROCK NY MUN INC|OPCO|Oppenheimer & Co. Inc.|3
BNY|BLACKROCK NY MUN INC|PWJC|UBS Financial Services, Inc.|4500
BNY|BLACKROCK NY MUN INC|RBCM|RBC CAPITAL MARKETS, LLC|16
BNY|BLACKROCK NY MUN INC|SBSH|Citigroup Global Markets Inc.|3738
BNY|BLACKROCK NY MUN INC|SGMT|GOLDMAN SACHS & CO. LLC|300
BNY|BLACKROCK NY MUN INC|STFL|Stifel, Nicolaus & Company, Incorporated|25
BNY|BLACKROCK NY MUN INC|SWST|Hilltop Securities Inc.|179
BNY|BLACKROCK NY MUN INC|TRBT|Tradebot Systems, Inc.|1810
BNY|BLACKROCK NY MUN INC|UBSA|UBS SECURITIES LLC|8406
BNY|BLACKROCK NY MUN INC|UBSS|UBS Securities LLC|26337
BNY|BLACKROCK NY MUN INC|VGRD|Vanguard Marketing Corporation|2023
BNY|BLACKROCK NY MUN INC|WCHV|WELLS FARGO SECURITIES, LLC|1101
BNY|BLACKROCK NY MUN INC|WEED|Weeden & Co.L.P.|40
BNY|BLACKROCK NY MUN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2945
BNY|BLACKROCK NY MUN INC|WSEA|WOLVERINE SECURITIES, LLC|3
BNY|BLACKROCK NY MUN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
BNY|BLACKROCK NY MUN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
BOCH|BANK OF COMMERCE HLD|APCC|Apex Clearing Corporation|5619
BOCH|BANK OF COMMERCE HLD|BATM|CBOE TRADING, INC.|238
BOCH|BANK OF COMMERCE HLD|BAYC|BAY CREST PARTNERS, LLC|334
BOCH|BANK OF COMMERCE HLD|BAYT|BTIG, LLC|3128
BOCH|BANK OF COMMERCE HLD|BERN|Sanford C. Bernstein & Co., LLC|1248
BOCH|BANK OF COMMERCE HLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1400
BOCH|BANK OF COMMERCE HLD|BMOC|BMO Capital Markets Corp.|2474
BOCH|BANK OF COMMERCE HLD|BNPX|BNP PARIBAS SECURITIES CORP.|1436
BOCH|BANK OF COMMERCE HLD|BTIG|BTIG, LLC|3
BOCH|BANK OF COMMERCE HLD|CANT|Cantor Fitzgerald & Co.|94
BOCH|BANK OF COMMERCE HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6399
BOCH|BANK OF COMMERCE HLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BOCH|BANK OF COMMERCE HLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|43
BOCH|BANK OF COMMERCE HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5247
BOCH|BANK OF COMMERCE HLD|CTDL|Citadel Derivatives Group Llc|2506
BOCH|BANK OF COMMERCE HLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2474
BOCH|BANK OF COMMERCE HLD|DBAB|Deutsche Bank Securities Inc.|10761
BOCH|BANK OF COMMERCE HLD|DBAX|Deutsche Bank Securities Inc.|5700
BOCH|BANK OF COMMERCE HLD|DEGS|RONIN PROFESSIONAL LLC|1076
BOCH|BANK OF COMMERCE HLD|EBXL|EBX LLC|4000
BOCH|BANK OF COMMERCE HLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|760
BOCH|BANK OF COMMERCE HLD|EGAM|CBOE TRADING, INC.|175
BOCH|BANK OF COMMERCE HLD|EGXM|CBOE TRADING, INC.|32
BOCH|BANK OF COMMERCE HLD|ETBE|Electronic Transaction Clearing, Inc.|4166
BOCH|BANK OF COMMERCE HLD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BOCH|BANK OF COMMERCE HLD|ETRS|E*Trade Securities LLC|608
BOCH|BANK OF COMMERCE HLD|FBCO|Credit Suisse Securities (USA) LLC|91723
BOCH|BANK OF COMMERCE HLD|FOMA|TD AMERITRADE CLEARING, INC.|5438
BOCH|BANK OF COMMERCE HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8699
BOCH|BANK OF COMMERCE HLD|FTBR|Foliofn Investments, Inc.|1220
BOCH|BANK OF COMMERCE HLD|GEBB|GLOBAL EXECUTION BROKERS, LP|4351
BOCH|BANK OF COMMERCE HLD|GSCO|GOLDMAN SACHS & CO. LLC|61155
BOCH|BANK OF COMMERCE HLD|GSCS|GOLDMAN SACHS & CO. LLC|137
BOCH|BANK OF COMMERCE HLD|GSLT|GOLDMAN SACHS & CO. LLC|2386
BOCH|BANK OF COMMERCE HLD|GTSZ|GTS SECURITIES LLC|1606
BOCH|BANK OF COMMERCE HLD|HRBF|American Enterprise Investment Services Inc.|421
BOCH|BANK OF COMMERCE HLD|IATS|INTERACTIVE BROKERS LLC|900
BOCH|BANK OF COMMERCE HLD|IBKR|Interactive Brokers Llc|8790
BOCH|BANK OF COMMERCE HLD|ICBX|INSTINET, LLC|1500
BOCH|BANK OF COMMERCE HLD|INCA|INSTINET, LLC|24574
BOCH|BANK OF COMMERCE HLD|INJX|INSTINET, LLC|1686
BOCH|BANK OF COMMERCE HLD|ITGI|ITG Inc.|1699
BOCH|BANK OF COMMERCE HLD|ITGP|ITG INC.|4000
BOCH|BANK OF COMMERCE HLD|JEFF|JEFFERIES LLC|7200
BOCH|BANK OF COMMERCE HLD|JPMX|J.P. Morgan Securities LLC|9675
BOCH|BANK OF COMMERCE HLD|KCGM|VIRTU Americas LLC|3237
BOCH|BANK OF COMMERCE HLD|LEHM|Barclays Capital Inc./Le|28573
BOCH|BANK OF COMMERCE HLD|LIME|Lime Brokerage LLC|51180
BOCH|BANK OF COMMERCE HLD|LMGP|LIME BROKERAGE LLC|24598
BOCH|BANK OF COMMERCE HLD|LQNA|LIQUIDNET, INC.|10800
BOCH|BANK OF COMMERCE HLD|MAXM|Maxim Group LLC|1449
BOCH|BANK OF COMMERCE HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10900
BOCH|BANK OF COMMERCE HLD|MSCO|MORGAN STANLEY & CO. LLC|97664
BOCH|BANK OF COMMERCE HLD|MSPL|MORGAN STANLEY & CO. LLC|7500
BOCH|BANK OF COMMERCE HLD|NFSC|National Financial Services LLC|4479
BOCH|BANK OF COMMERCE HLD|NITE|VIRTU Americas LLC|30808
BOCH|BANK OF COMMERCE HLD|RAJA|Raymond James & Associates, Inc.|26547
BOCH|BANK OF COMMERCE HLD|SBSH|Citigroup Global Markets Inc.|50412
BOCH|BANK OF COMMERCE HLD|SDLR|Sandler, O'Neill & Partners, L.P.|26262
BOCH|BANK OF COMMERCE HLD|SGMT|GOLDMAN SACHS & CO. LLC|4943
BOCH|BANK OF COMMERCE HLD|STFL|Stifel, Nicolaus & Company, Incorporated|1766
BOCH|BANK OF COMMERCE HLD|SWIM|TD Ameritrade, Inc.|590
BOCH|BANK OF COMMERCE HLD|TRBT|Tradebot Systems, Inc.|2736
BOCH|BANK OF COMMERCE HLD|TRCM|TRC MARKETS LLC|25618
BOCH|BANK OF COMMERCE HLD|UBSA|UBS SECURITIES LLC|41706
BOCH|BANK OF COMMERCE HLD|UBSS|UBS Securities LLC|78035
BOCH|BANK OF COMMERCE HLD|VALX|VIRTU AMERICAS LLC|1069
BOCH|BANK OF COMMERCE HLD|VGRD|Vanguard Marketing Corporation|20
BOCH|BANK OF COMMERCE HLD|WCHV|WELLS FARGO SECURITIES, LLC|6329
BOCH|BANK OF COMMERCE HLD|WEDB|WEDBUSH SECURITIES INC.|26
BOCH|BANK OF COMMERCE HLD|WEED|Weeden & Co.L.P.|11577
BOCH|BANK OF COMMERCE HLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|137
BOCH|BANK OF COMMERCE HLD|WSEA|WOLVERINE SECURITIES, LLC|40
BOCH|BANK OF COMMERCE HLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
BOE|BLACKRCK ENHNCD GLBL|AGIS|Aegis Capital Corp.|1402
BOE|BLACKRCK ENHNCD GLBL|ALTX|Alternet Securities Inc.|3833
BOE|BLACKRCK ENHNCD GLBL|APCC|Apex Clearing Corporation|402
BOE|BLACKRCK ENHNCD GLBL|BANK|Primevest Financial Services, Inc.|44
BOE|BLACKRCK ENHNCD GLBL|BARD|Robert W. Baird & Co. Incorporated|19806
BOE|BLACKRCK ENHNCD GLBL|BATM|CBOE TRADING, INC.|417
BOE|BLACKRCK ENHNCD GLBL|BBNT|BB&T SECURITIES, LLC|4102
BOE|BLACKRCK ENHNCD GLBL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5256
BOE|BLACKRCK ENHNCD GLBL|BRGE|Newbridge Securities Corp.|2700
BOE|BLACKRCK ENHNCD GLBL|BTIG|BTIG, LLC|2001
BOE|BLACKRCK ENHNCD GLBL|CANT|Cantor Fitzgerald & Co.|1205
BOE|BLACKRCK ENHNCD GLBL|CHAS|Charles Schwab & Co., Inc.|11
BOE|BLACKRCK ENHNCD GLBL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9201
BOE|BLACKRCK ENHNCD GLBL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2600
BOE|BLACKRCK ENHNCD GLBL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BOE|BLACKRCK ENHNCD GLBL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10282
BOE|BLACKRCK ENHNCD GLBL|CXCX|CITIGROUP GLOBAL MARKETS INC.|6254
BOE|BLACKRCK ENHNCD GLBL|DADA|D.A. Davidson & Co.|3038
BOE|BLACKRCK ENHNCD GLBL|DAVA|Davenport & Company LLC|4834
BOE|BLACKRCK ENHNCD GLBL|DBAX|Deutsche Bank Securities Inc.|7500
BOE|BLACKRCK ENHNCD GLBL|DEAN|MORGAN STANLEY|180092
BOE|BLACKRCK ENHNCD GLBL|DEGS|RONIN PROFESSIONAL LLC|100
BOE|BLACKRCK ENHNCD GLBL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20100
BOE|BLACKRCK ENHNCD GLBL|EBXL|EBX LLC|12700
BOE|BLACKRCK ENHNCD GLBL|EDJO|Edward D. Jones & Co., L.P.|3519
BOE|BLACKRCK ENHNCD GLBL|EGAM|CBOE TRADING, INC.|4351
BOE|BLACKRCK ENHNCD GLBL|EGXM|CBOE TRADING, INC.|2415
BOE|BLACKRCK ENHNCD GLBL|EGXW|CBOE TRADING, INC.|184
BOE|BLACKRCK ENHNCD GLBL|ESPO|ESPOSITO SECURITIES, LLC|3134
BOE|BLACKRCK ENHNCD GLBL|ETBE|Electronic Transaction Clearing, Inc.|100
BOE|BLACKRCK ENHNCD GLBL|ETRS|E*Trade Securities LLC|22246
BOE|BLACKRCK ENHNCD GLBL|FBSB|U.S. Bancorp Investments, Inc.|12
BOE|BLACKRCK ENHNCD GLBL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
BOE|BLACKRCK ENHNCD GLBL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13921
BOE|BLACKRCK ENHNCD GLBL|FTBR|Foliofn Investments, Inc.|353
BOE|BLACKRCK ENHNCD GLBL|GEBB|GLOBAL EXECUTION BROKERS, LP|300
BOE|BLACKRCK ENHNCD GLBL|GLIS|TD Securities Inc|466
BOE|BLACKRCK ENHNCD GLBL|GLPX|ACS EXECUTION SERVICES, LLC|1710
BOE|BLACKRCK ENHNCD GLBL|GSCO|GOLDMAN SACHS & CO. LLC|6968
BOE|BLACKRCK ENHNCD GLBL|GSLT|GOLDMAN SACHS & CO. LLC|100
BOE|BLACKRCK ENHNCD GLBL|GTSZ|GTS SECURITIES LLC|327
BOE|BLACKRCK ENHNCD GLBL|HRBF|American Enterprise Investment Services Inc.|26281
BOE|BLACKRCK ENHNCD GLBL|IATS|INTERACTIVE BROKERS LLC|2983
BOE|BLACKRCK ENHNCD GLBL|IBKR|Interactive Brokers Llc|16603
BOE|BLACKRCK ENHNCD GLBL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31601
BOE|BLACKRCK ENHNCD GLBL|ICBX|INSTINET, LLC|4900
BOE|BLACKRCK ENHNCD GLBL|INCA|INSTINET, LLC|5811
BOE|BLACKRCK ENHNCD GLBL|ISLL|INLET SECURITIES, LLC|455
BOE|BLACKRCK ENHNCD GLBL|ITGI|ITG Inc.|13573
BOE|BLACKRCK ENHNCD GLBL|ITGP|ITG INC.|2600
BOE|BLACKRCK ENHNCD GLBL|JANY|Janney Montgomery Scott Inc.|7644
BOE|BLACKRCK ENHNCD GLBL|JMPT|JUMP TRADING, LLC|1227
BOE|BLACKRCK ENHNCD GLBL|JPMX|J.P. Morgan Securities LLC|21524
BOE|BLACKRCK ENHNCD GLBL|JSJX|JANE STREET CAPITAL LLC|1101
BOE|BLACKRCK ENHNCD GLBL|KCGM|VIRTU Americas LLC|1500
BOE|BLACKRCK ENHNCD GLBL|LEHM|Barclays Capital Inc./Le|13300
BOE|BLACKRCK ENHNCD GLBL|LIME|Lime Brokerage LLC|1022
BOE|BLACKRCK ENHNCD GLBL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
BOE|BLACKRCK ENHNCD GLBL|MAXM|Maxim Group LLC|1000
BOE|BLACKRCK ENHNCD GLBL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13400
BOE|BLACKRCK ENHNCD GLBL|MOTF|MOTIF INVESTING, INC.|9
BOE|BLACKRCK ENHNCD GLBL|MSCO|MORGAN STANLEY & CO. LLC|508072
BOE|BLACKRCK ENHNCD GLBL|MSPL|MORGAN STANLEY & CO. LLC|7600
BOE|BLACKRCK ENHNCD GLBL|MSTX|MORGAN STANLEY & CO. LLC|200
BOE|BLACKRCK ENHNCD GLBL|NATL|National Securities Corporation|1765
BOE|BLACKRCK ENHNCD GLBL|NFSC|National Financial Services LLC|280790
BOE|BLACKRCK ENHNCD GLBL|NITE|VIRTU Americas LLC|608964
BOE|BLACKRCK ENHNCD GLBL|NQRB|Brut, LLC|498
BOE|BLACKRCK ENHNCD GLBL|OPCO|Oppenheimer & Co. Inc.|39274
BOE|BLACKRCK ENHNCD GLBL|OTAA|OTA LLC|2600
BOE|BLACKRCK ENHNCD GLBL|PDQM|CODA MARKETS, INC.|8686
BOE|BLACKRCK ENHNCD GLBL|PWJC|UBS Financial Services, Inc.|24000
BOE|BLACKRCK ENHNCD GLBL|RBCM|RBC CAPITAL MARKETS, LLC|45398
BOE|BLACKRCK ENHNCD GLBL|SAGC|SAGETRADER, LLC|100
BOE|BLACKRCK ENHNCD GLBL|SAGL|SAGETRADER, LLC|1919
BOE|BLACKRCK ENHNCD GLBL|SALI|INTL FCSTONE FINANCIAL INC.|2499
BOE|BLACKRCK ENHNCD GLBL|SBSH|Citigroup Global Markets Inc.|82332
BOE|BLACKRCK ENHNCD GLBL|SEIC|SEI Investments Distribution Co.|533
BOE|BLACKRCK ENHNCD GLBL|SGMT|GOLDMAN SACHS & CO. LLC|2353
BOE|BLACKRCK ENHNCD GLBL|SPDR|SPEEDROUTE LLC|700
BOE|BLACKRCK ENHNCD GLBL|SPHN|Stephens Inc.|11
BOE|BLACKRCK ENHNCD GLBL|STFL|Stifel, Nicolaus & Company, Incorporated|16875
BOE|BLACKRCK ENHNCD GLBL|SWIM|TD Ameritrade, Inc.|5989
BOE|BLACKRCK ENHNCD GLBL|SWST|Hilltop Securities Inc.|23055
BOE|BLACKRCK ENHNCD GLBL|TRBT|Tradebot Systems, Inc.|2077
BOE|BLACKRCK ENHNCD GLBL|UBSA|UBS SECURITIES LLC|23068
BOE|BLACKRCK ENHNCD GLBL|UBSS|UBS Securities LLC|162232
BOE|BLACKRCK ENHNCD GLBL|VALX|VIRTU AMERICAS LLC|5540
BOE|BLACKRCK ENHNCD GLBL|VGRD|Vanguard Marketing Corporation|15339
BOE|BLACKRCK ENHNCD GLBL|WBET|Wallachbeth Capital LLC|1968
BOE|BLACKRCK ENHNCD GLBL|WCHV|WELLS FARGO SECURITIES, LLC|554721
BOE|BLACKRCK ENHNCD GLBL|WEDB|WEDBUSH SECURITIES INC.|662
BOE|BLACKRCK ENHNCD GLBL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4186
BOE|BLACKRCK ENHNCD GLBL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18982
BOE|BLACKRCK ENHNCD GLBL|WSEA|WOLVERINE SECURITIES, LLC|16863
BOE|BLACKRCK ENHNCD GLBL|XSTM|NATIONAL FINANCIAL SERVICES LLC|4940
BOE|BLACKRCK ENHNCD GLBL|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
BOE|BLACKRCK ENHNCD GLBL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46955
BOFI|BOFI HOLDING, INC.|ALTX|Alternet Securities Inc.|6548
BOFI|BOFI HOLDING, INC.|ANOS|ABEL/NOSER, L.L.C.|2266
BOFI|BOFI HOLDING, INC.|APCC|Apex Clearing Corporation|3839
BOFI|BOFI HOLDING, INC.|AQUA|AQUA SECURITIES L.P.|31200
BOFI|BOFI HOLDING, INC.|BARD|Robert W. Baird & Co. Incorporated|30379
BOFI|BOFI HOLDING, INC.|BATM|CBOE TRADING, INC.|1245
BOFI|BOFI HOLDING, INC.|BBNT|BB&T SECURITIES, LLC|716
BOFI|BOFI HOLDING, INC.|BERN|Sanford C. Bernstein & Co., LLC|24636
BOFI|BOFI HOLDING, INC.|BIAD|SAGETRADER, LLC|2505
BOFI|BOFI HOLDING, INC.|BIDS|BIDS TRADING L.P.|26200
BOFI|BOFI HOLDING, INC.|BIMI|Banca IMI Securities Corp.|908
BOFI|BOFI HOLDING, INC.|BKCM|BNY Mellon Capital Markets LLC|592
BOFI|BOFI HOLDING, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30587
BOFI|BOFI HOLDING, INC.|BLKX|INSTINET, LLC|13850
BOFI|BOFI HOLDING, INC.|BMOC|BMO Capital Markets Corp.|9447
BOFI|BOFI HOLDING, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|10840
BOFI|BOFI HOLDING, INC.|BRVL|BLAYLOCK VAN, LLC|300
BOFI|BOFI HOLDING, INC.|BTIG|BTIG, LLC|2974
BOFI|BOFI HOLDING, INC.|BYXM|CBOE TRADING, INC.|1622
BOFI|BOFI HOLDING, INC.|BZYD|GOLDMAN SACHS & CO. LLC|449
BOFI|BOFI HOLDING, INC.|CANT|Cantor Fitzgerald & Co.|3358
BOFI|BOFI HOLDING, INC.|CHAS|Charles Schwab & Co., Inc.|7902
BOFI|BOFI HOLDING, INC.|CICF|Canaccord Genuity Corp.|940
BOFI|BOFI HOLDING, INC.|CIST|Capital Institutional Services, Inc.|3124
BOFI|BOFI HOLDING, INC.|CMPT|Compass Point Research & Trading, LLC|6516
BOFI|BOFI HOLDING, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57431
BOFI|BOFI HOLDING, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|307
BOFI|BOFI HOLDING, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|217607
BOFI|BOFI HOLDING, INC.|CTDL|Citadel Derivatives Group Llc|14891
BOFI|BOFI HOLDING, INC.|CTLR|CUTLER GROUP, LP|2622
BOFI|BOFI HOLDING, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|26562
BOFI|BOFI HOLDING, INC.|DADA|D.A. Davidson & Co.|26105
BOFI|BOFI HOLDING, INC.|DBAB|Deutsche Bank Securities Inc.|344296
BOFI|BOFI HOLDING, INC.|DBAX|Deutsche Bank Securities Inc.|87700
BOFI|BOFI HOLDING, INC.|DBUL|Deutsche Bank Securities Inc.|3466
BOFI|BOFI HOLDING, INC.|DEAN|MORGAN STANLEY|14153
BOFI|BOFI HOLDING, INC.|DEGS|RONIN PROFESSIONAL LLC|1930
BOFI|BOFI HOLDING, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1089
BOFI|BOFI HOLDING, INC.|DOTC|Dougherty & Company LLC|5416
BOFI|BOFI HOLDING, INC.|EBXL|EBX LLC|102000
BOFI|BOFI HOLDING, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|49719
BOFI|BOFI HOLDING, INC.|EDJO|Edward D. Jones & Co., L.P.|3394
BOFI|BOFI HOLDING, INC.|EGAM|CBOE TRADING, INC.|4345
BOFI|BOFI HOLDING, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|284
BOFI|BOFI HOLDING, INC.|EGXM|CBOE TRADING, INC.|3610
BOFI|BOFI HOLDING, INC.|EGXW|CBOE TRADING, INC.|650
BOFI|BOFI HOLDING, INC.|ETBE|Electronic Transaction Clearing, Inc.|6323
BOFI|BOFI HOLDING, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|436
BOFI|BOFI HOLDING, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24348
BOFI|BOFI HOLDING, INC.|ETRS|E*Trade Securities LLC|158241
BOFI|BOFI HOLDING, INC.|FBCO|Credit Suisse Securities (USA) LLC|790706
BOFI|BOFI HOLDING, INC.|FILL|Tradestation Securities, Inc.|17683
BOFI|BOFI HOLDING, INC.|FINX|FINTECH SECURITIES|4
BOFI|BOFI HOLDING, INC.|FMAF|NBCN Inc./ CDS|3376
BOFI|BOFI HOLDING, INC.|FOMA|TD AMERITRADE CLEARING, INC.|393937
BOFI|BOFI HOLDING, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9870
BOFI|BOFI HOLDING, INC.|FQLS|Quantlab Securities LP|164265
BOFI|BOFI HOLDING, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133816
BOFI|BOFI HOLDING, INC.|FTBR|Foliofn Investments, Inc.|27968
BOFI|BOFI HOLDING, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|48285
BOFI|BOFI HOLDING, INC.|GLIS|TD Securities Inc|156
BOFI|BOFI HOLDING, INC.|GLPX|ACS EXECUTION SERVICES, LLC|9240
BOFI|BOFI HOLDING, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1201007
BOFI|BOFI HOLDING, INC.|GSCS|GOLDMAN SACHS & CO. LLC|25903
BOFI|BOFI HOLDING, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4025
BOFI|BOFI HOLDING, INC.|GTSZ|GTS SECURITIES LLC|129530
BOFI|BOFI HOLDING, INC.|HAPX|HAP Trading, LLC|500
BOFI|BOFI HOLDING, INC.|HOVD|HOVDE GROUP, LLC|2400
BOFI|BOFI HOLDING, INC.|HRBF|American Enterprise Investment Services Inc.|4077
BOFI|BOFI HOLDING, INC.|HSBC|HSBC Securities, Inc.|940
BOFI|BOFI HOLDING, INC.|IATS|INTERACTIVE BROKERS LLC|33520
BOFI|BOFI HOLDING, INC.|IBKR|Interactive Brokers Llc|163155
BOFI|BOFI HOLDING, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|410
BOFI|BOFI HOLDING, INC.|ICBX|INSTINET, LLC|19900
BOFI|BOFI HOLDING, INC.|IEQY|CITADEL SECURITIES LLC|135285
BOFI|BOFI HOLDING, INC.|INCA|INSTINET, LLC|254167
BOFI|BOFI HOLDING, INC.|INJX|INSTINET, LLC|41012
BOFI|BOFI HOLDING, INC.|ITGI|ITG Inc.|93595
BOFI|BOFI HOLDING, INC.|ITGP|ITG INC.|75000
BOFI|BOFI HOLDING, INC.|JANY|Janney Montgomery Scott Inc.|510
BOFI|BOFI HOLDING, INC.|JEFF|JEFFERIES LLC|172019
BOFI|BOFI HOLDING, INC.|JMPT|JUMP TRADING, LLC|52736
BOFI|BOFI HOLDING, INC.|JPBX|J.P. MORGAN SECURITIES LLC|55544
BOFI|BOFI HOLDING, INC.|JPMX|J.P. Morgan Securities LLC|174385
BOFI|BOFI HOLDING, INC.|JSJX|JANE STREET CAPITAL LLC|67320
BOFI|BOFI HOLDING, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|80552
BOFI|BOFI HOLDING, INC.|KCGM|VIRTU Americas LLC|25206
BOFI|BOFI HOLDING, INC.|KING|C. L. King & Associates, Inc.|5400
BOFI|BOFI HOLDING, INC.|LEHM|Barclays Capital Inc./Le|528306
BOFI|BOFI HOLDING, INC.|LIME|Lime Brokerage LLC|119507
BOFI|BOFI HOLDING, INC.|LOOP|Loop Capital Markets LLC|385
BOFI|BOFI HOLDING, INC.|LQNA|LIQUIDNET, INC.|80800
BOFI|BOFI HOLDING, INC.|LSCI|Lek Securities Corporation|2127
BOFI|BOFI HOLDING, INC.|MACQ|Macquarie Capital (USA) Inc.|6400
BOFI|BOFI HOLDING, INC.|MAXM|Maxim Group LLC|25250
BOFI|BOFI HOLDING, INC.|MBTS|ALLY INVEST SECURITIES LLC|4877
BOFI|BOFI HOLDING, INC.|MCMF|Raymond James Ltd. Cds|1119
BOFI|BOFI HOLDING, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52790
BOFI|BOFI HOLDING, INC.|MOTF|MOTIF INVESTING, INC.|40
BOFI|BOFI HOLDING, INC.|MSCO|MORGAN STANLEY & CO. LLC|1587135
BOFI|BOFI HOLDING, INC.|MSPL|MORGAN STANLEY & CO. LLC|183500
BOFI|BOFI HOLDING, INC.|MSTX|MORGAN STANLEY & CO. LLC|58700
BOFI|BOFI HOLDING, INC.|NATL|National Securities Corporation|500
BOFI|BOFI HOLDING, INC.|NFSC|National Financial Services LLC|311687
BOFI|BOFI HOLDING, INC.|NITE|VIRTU Americas LLC|668847
BOFI|BOFI HOLDING, INC.|NITP|VIRTU Americas LLC|1250
BOFI|BOFI HOLDING, INC.|NQRB|Brut, LLC|31343
BOFI|BOFI HOLDING, INC.|NTRC|Northern Trust Securities, Inc.|60411
BOFI|BOFI HOLDING, INC.|OPCO|Oppenheimer & Co. Inc.|10694
BOFI|BOFI HOLDING, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2289
BOFI|BOFI HOLDING, INC.|PCFF|Pacific International Securities Inc./CDS|133
BOFI|BOFI HOLDING, INC.|PCPT|PHILLIP CAPITAL INC.|400
BOFI|BOFI HOLDING, INC.|PDQM|CODA MARKETS, INC.|49341
BOFI|BOFI HOLDING, INC.|PHLY|NASDAQ Execution Services, LLC|1200
BOFI|BOFI HOLDING, INC.|PIPR|Piper Jaffray & Co.|74
BOFI|BOFI HOLDING, INC.|PWJC|UBS Financial Services, Inc.|14
BOFI|BOFI HOLDING, INC.|RAJA|Raymond James & Associates, Inc.|88279
BOFI|BOFI HOLDING, INC.|RBCM|RBC CAPITAL MARKETS, LLC|7717
BOFI|BOFI HOLDING, INC.|RGLD|Regal Securities, Inc|100
BOFI|BOFI HOLDING, INC.|ROTH|Roth Capital Partners, LLC|1020
BOFI|BOFI HOLDING, INC.|SAGL|SAGETRADER, LLC|4450
BOFI|BOFI HOLDING, INC.|SAGW|SAGETRADER, LLC|381
BOFI|BOFI HOLDING, INC.|SALI|INTL FCSTONE FINANCIAL INC.|1345
BOFI|BOFI HOLDING, INC.|SBSH|Citigroup Global Markets Inc.|202532
BOFI|BOFI HOLDING, INC.|SDLR|Sandler, O'Neill & Partners, L.P.|304
BOFI|BOFI HOLDING, INC.|SEIC|SEI Investments Distribution Co.|100
BOFI|BOFI HOLDING, INC.|SGMT|GOLDMAN SACHS & CO. LLC|36939
BOFI|BOFI HOLDING, INC.|SPDR|SPEEDROUTE LLC|2200
BOFI|BOFI HOLDING, INC.|SPHN|Stephens Inc.|106
BOFI|BOFI HOLDING, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
BOFI|BOFI HOLDING, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|20596
BOFI|BOFI HOLDING, INC.|STKP|STOCKPILE INVESTMENTS, INC.|46
BOFI|BOFI HOLDING, INC.|SWIM|TD Ameritrade, Inc.|127652
BOFI|BOFI HOLDING, INC.|SWST|Hilltop Securities Inc.|16637
BOFI|BOFI HOLDING, INC.|TKNG|ALLY INVEST SECURITIES LLC|9701
BOFI|BOFI HOLDING, INC.|TOUR|TOURMALINE PARTNERS, LLC|1200
BOFI|BOFI HOLDING, INC.|TRBT|Tradebot Systems, Inc.|155196
BOFI|BOFI HOLDING, INC.|TRCM|TRC MARKETS LLC|139566
BOFI|BOFI HOLDING, INC.|TWTT|TASTYWORKS, INC.|1044
BOFI|BOFI HOLDING, INC.|UBSA|UBS SECURITIES LLC|312259
BOFI|BOFI HOLDING, INC.|UBSS|UBS Securities LLC|824163
BOFI|BOFI HOLDING, INC.|VALX|VIRTU AMERICAS LLC|9799
BOFI|BOFI HOLDING, INC.|VGRD|Vanguard Marketing Corporation|23236
BOFI|BOFI HOLDING, INC.|VSIN|Vision Financial Markets Llc|10
BOFI|BOFI HOLDING, INC.|WABR|Wall Street Access|500
BOFI|BOFI HOLDING, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1416
BOFI|BOFI HOLDING, INC.|WCHV|WELLS FARGO SECURITIES, LLC|127533
BOFI|BOFI HOLDING, INC.|WDNX|WEEDEN & CO.L.P.|4426
BOFI|BOFI HOLDING, INC.|WEDB|WEDBUSH SECURITIES INC.|1700
BOFI|BOFI HOLDING, INC.|WEED|Weeden & Co.L.P.|3062
BOFI|BOFI HOLDING, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23991
BOFI|BOFI HOLDING, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55083
BOFI|BOFI HOLDING, INC.|WGIF|CIBC World Markets Inc.|1394
BOFI|BOFI HOLDING, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|240
BOFI|BOFI HOLDING, INC.|WSEA|WOLVERINE SECURITIES, LLC|13247
BOFI|BOFI HOLDING, INC.|XIST|INSTINET, LLC|52390
BOFI|BOFI HOLDING, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|51308
BOFI|BOFI HOLDING, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|507
BOFI|BOFI HOLDING, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9817
BOFIL|BOFI HLD SUB NOT|BBNT|BB&T SECURITIES, LLC|1100
BOFIL|BOFI HLD SUB NOT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|27
BOFIL|BOFI HLD SUB NOT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
BOFIL|BOFI HLD SUB NOT|DADA|D.A. Davidson & Co.|3238
BOFIL|BOFI HLD SUB NOT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1569
BOFIL|BOFI HLD SUB NOT|EDJO|Edward D. Jones & Co., L.P.|950
BOFIL|BOFI HLD SUB NOT|FBCO|Credit Suisse Securities (USA) LLC|650
BOFIL|BOFI HLD SUB NOT|FOMA|TD AMERITRADE CLEARING, INC.|3100
BOFIL|BOFI HLD SUB NOT|GSCS|GOLDMAN SACHS & CO. LLC|100
BOFIL|BOFI HLD SUB NOT|HRBF|American Enterprise Investment Services Inc.|251
BOFIL|BOFI HLD SUB NOT|IATS|INTERACTIVE BROKERS LLC|300
BOFIL|BOFI HLD SUB NOT|IBKR|Interactive Brokers Llc|9707
BOFIL|BOFI HLD SUB NOT|INCA|INSTINET, LLC|1100
BOFIL|BOFI HLD SUB NOT|JANY|Janney Montgomery Scott Inc.|2245
BOFIL|BOFI HLD SUB NOT|LIME|Lime Brokerage LLC|256
BOFIL|BOFI HLD SUB NOT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
BOFIL|BOFI HLD SUB NOT|MSCO|MORGAN STANLEY & CO. LLC|303
BOFIL|BOFI HLD SUB NOT|NFSC|National Financial Services LLC|545
BOFIL|BOFI HLD SUB NOT|NITE|VIRTU Americas LLC|9836
BOFIL|BOFI HLD SUB NOT|NQRB|Brut, LLC|600
BOFIL|BOFI HLD SUB NOT|RAJA|Raymond James & Associates, Inc.|225
BOFIL|BOFI HLD SUB NOT|STFL|Stifel, Nicolaus & Company, Incorporated|1145
BOFIL|BOFI HLD SUB NOT|TRCM|TRC MARKETS LLC|103
BOFIL|BOFI HLD SUB NOT|UBSA|UBS SECURITIES LLC|400
BOFIL|BOFI HLD SUB NOT|UBSS|UBS Securities LLC|5172
BOFIL|BOFI HLD SUB NOT|WCHV|WELLS FARGO SECURITIES, LLC|2259
BOH|BANK OF HAWAII CP|ALTX|Alternet Securities Inc.|670
BOH|BANK OF HAWAII CP|APCC|Apex Clearing Corporation|35
BOH|BANK OF HAWAII CP|BANK|Primevest Financial Services, Inc.|1
BOH|BANK OF HAWAII CP|BARD|Robert W. Baird & Co. Incorporated|351
BOH|BANK OF HAWAII CP|BATM|CBOE TRADING, INC.|1092
BOH|BANK OF HAWAII CP|BBNT|BB&T SECURITIES, LLC|82
BOH|BANK OF HAWAII CP|BERN|Sanford C. Bernstein & Co., LLC|2983
BOH|BANK OF HAWAII CP|BIDS|BIDS TRADING L.P.|200
BOH|BANK OF HAWAII CP|BIMI|Banca IMI Securities Corp.|10
BOH|BANK OF HAWAII CP|BKCM|BNY Mellon Capital Markets LLC|7315
BOH|BANK OF HAWAII CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1675
BOH|BANK OF HAWAII CP|BLKX|INSTINET, LLC|33000
BOH|BANK OF HAWAII CP|BMOC|BMO Capital Markets Corp.|1019
BOH|BANK OF HAWAII CP|BNPX|BNP PARIBAS SECURITIES CORP.|3064
BOH|BANK OF HAWAII CP|BTIG|BTIG, LLC|3001
BOH|BANK OF HAWAII CP|BYXM|CBOE TRADING, INC.|100
BOH|BANK OF HAWAII CP|BZYD|GOLDMAN SACHS & CO. LLC|668
BOH|BANK OF HAWAII CP|CANT|Cantor Fitzgerald & Co.|199
BOH|BANK OF HAWAII CP|CHAS|Charles Schwab & Co., Inc.|6
BOH|BANK OF HAWAII CP|CIST|Capital Institutional Services, Inc.|200
BOH|BANK OF HAWAII CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9831
BOH|BANK OF HAWAII CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35433
BOH|BANK OF HAWAII CP|CTDL|Citadel Derivatives Group Llc|2190
BOH|BANK OF HAWAII CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5134
BOH|BANK OF HAWAII CP|DADA|D.A. Davidson & Co.|1
BOH|BANK OF HAWAII CP|DAVA|Davenport & Company LLC|1155
BOH|BANK OF HAWAII CP|DBAB|Deutsche Bank Securities Inc.|262268
BOH|BANK OF HAWAII CP|DBAX|Deutsche Bank Securities Inc.|27000
BOH|BANK OF HAWAII CP|DBUL|Deutsche Bank Securities Inc.|200
BOH|BANK OF HAWAII CP|DEAN|MORGAN STANLEY|1488
BOH|BANK OF HAWAII CP|DEGS|RONIN PROFESSIONAL LLC|200
BOH|BANK OF HAWAII CP|EBXL|EBX LLC|43900
BOH|BANK OF HAWAII CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|698
BOH|BANK OF HAWAII CP|EDJO|Edward D. Jones & Co., L.P.|5529
BOH|BANK OF HAWAII CP|EGAM|CBOE TRADING, INC.|591
BOH|BANK OF HAWAII CP|EGAW|CBOE TRADING, INC.|14
BOH|BANK OF HAWAII CP|EGXM|CBOE TRADING, INC.|257
BOH|BANK OF HAWAII CP|EGXW|CBOE TRADING, INC.|3
BOH|BANK OF HAWAII CP|ETBE|Electronic Transaction Clearing, Inc.|96
BOH|BANK OF HAWAII CP|ETCC|Electronic Transaction Clearing, Inc.|300
BOH|BANK OF HAWAII CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9440
BOH|BANK OF HAWAII CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|37
BOH|BANK OF HAWAII CP|ETRS|E*Trade Securities LLC|539
BOH|BANK OF HAWAII CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1523
BOH|BANK OF HAWAII CP|FQLS|Quantlab Securities LP|42697
BOH|BANK OF HAWAII CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37844
BOH|BANK OF HAWAII CP|FTBR|Foliofn Investments, Inc.|783
BOH|BANK OF HAWAII CP|GLPX|ACS EXECUTION SERVICES, LLC|3549
BOH|BANK OF HAWAII CP|GSCO|GOLDMAN SACHS & CO. LLC|158992
BOH|BANK OF HAWAII CP|GSLT|GOLDMAN SACHS & CO. LLC|961
BOH|BANK OF HAWAII CP|GTSZ|GTS SECURITIES LLC|25131
BOH|BANK OF HAWAII CP|HRBF|American Enterprise Investment Services Inc.|513
BOH|BANK OF HAWAII CP|HSBC|HSBC Securities, Inc.|452
BOH|BANK OF HAWAII CP|IATS|INTERACTIVE BROKERS LLC|4238
BOH|BANK OF HAWAII CP|IBKR|Interactive Brokers Llc|2309
BOH|BANK OF HAWAII CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|32
BOH|BANK OF HAWAII CP|ICBX|INSTINET, LLC|30704
BOH|BANK OF HAWAII CP|IEQY|CITADEL SECURITIES LLC|30943
BOH|BANK OF HAWAII CP|INCA|INSTINET, LLC|76727
BOH|BANK OF HAWAII CP|INJX|INSTINET, LLC|1135
BOH|BANK OF HAWAII CP|ITGI|ITG Inc.|5123
BOH|BANK OF HAWAII CP|ITGP|ITG INC.|50000
BOH|BANK OF HAWAII CP|JANY|Janney Montgomery Scott Inc.|1
BOH|BANK OF HAWAII CP|JEFF|JEFFERIES LLC|9696
BOH|BANK OF HAWAII CP|JMPT|JUMP TRADING, LLC|10809
BOH|BANK OF HAWAII CP|JPBX|J.P. MORGAN SECURITIES LLC|12699
BOH|BANK OF HAWAII CP|JPMX|J.P. Morgan Securities LLC|59860
BOH|BANK OF HAWAII CP|JSJX|JANE STREET CAPITAL LLC|1027
BOH|BANK OF HAWAII CP|KCGM|VIRTU Americas LLC|5126
BOH|BANK OF HAWAII CP|LEHM|Barclays Capital Inc./Le|122553
BOH|BANK OF HAWAII CP|LGNT|COR CLEARING LLC|6
BOH|BANK OF HAWAII CP|LIME|Lime Brokerage LLC|7721
BOH|BANK OF HAWAII CP|LQNA|LIQUIDNET, INC.|73200
BOH|BANK OF HAWAII CP|MACC|Mid Atlantic Capital Corporation|300
BOH|BANK OF HAWAII CP|MACQ|Macquarie Capital (USA) Inc.|300
BOH|BANK OF HAWAII CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|304600
BOH|BANK OF HAWAII CP|MSCO|MORGAN STANLEY & CO. LLC|173804
BOH|BANK OF HAWAII CP|MSPL|MORGAN STANLEY & CO. LLC|58900
BOH|BANK OF HAWAII CP|MSTX|MORGAN STANLEY & CO. LLC|10100
BOH|BANK OF HAWAII CP|NBCS|NBC Securities, INC.|348
BOH|BANK OF HAWAII CP|NFSC|National Financial Services LLC|17231
BOH|BANK OF HAWAII CP|NITE|VIRTU Americas LLC|43772
BOH|BANK OF HAWAII CP|NQRB|Brut, LLC|601
BOH|BANK OF HAWAII CP|OPCO|Oppenheimer & Co. Inc.|4
BOH|BANK OF HAWAII CP|PDQM|CODA MARKETS, INC.|10385
BOH|BANK OF HAWAII CP|PWJC|UBS Financial Services, Inc.|672
BOH|BANK OF HAWAII CP|RBCM|RBC CAPITAL MARKETS, LLC|719
BOH|BANK OF HAWAII CP|SAGL|SAGETRADER, LLC|100
BOH|BANK OF HAWAII CP|SAGW|SAGETRADER, LLC|100
BOH|BANK OF HAWAII CP|SBRX|MURIEL SIEBERT & CO INC|32
BOH|BANK OF HAWAII CP|SBSH|Citigroup Global Markets Inc.|10893
BOH|BANK OF HAWAII CP|SEIC|SEI Investments Distribution Co.|100
BOH|BANK OF HAWAII CP|SGMT|GOLDMAN SACHS & CO. LLC|7917
BOH|BANK OF HAWAII CP|SPDR|SPEEDROUTE LLC|2362
BOH|BANK OF HAWAII CP|SPTD|MINT GLOBAL MARKETS, INC.|2000
BOH|BANK OF HAWAII CP|STFL|Stifel, Nicolaus & Company, Incorporated|1148
BOH|BANK OF HAWAII CP|STKP|STOCKPILE INVESTMENTS, INC.|8
BOH|BANK OF HAWAII CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2428
BOH|BANK OF HAWAII CP|SWIM|TD Ameritrade, Inc.|220
BOH|BANK OF HAWAII CP|SWST|Hilltop Securities Inc.|76
BOH|BANK OF HAWAII CP|TRBT|Tradebot Systems, Inc.|12074
BOH|BANK OF HAWAII CP|TRCM|TRC MARKETS LLC|22369
BOH|BANK OF HAWAII CP|UBSA|UBS SECURITIES LLC|95280
BOH|BANK OF HAWAII CP|UBSS|UBS Securities LLC|162169
BOH|BANK OF HAWAII CP|VALX|VIRTU AMERICAS LLC|4327
BOH|BANK OF HAWAII CP|VGRD|Vanguard Marketing Corporation|469
BOH|BANK OF HAWAII CP|WBPX|SUMMIT SECURITIES GROUP, LLC|135
BOH|BANK OF HAWAII CP|WCHV|WELLS FARGO SECURITIES, LLC|17251
BOH|BANK OF HAWAII CP|WEDB|WEDBUSH SECURITIES INC.|71
BOH|BANK OF HAWAII CP|WEED|Weeden & Co.L.P.|21772
BOH|BANK OF HAWAII CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1044
BOH|BANK OF HAWAII CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1197
BOH|BANK OF HAWAII CP|WGIF|CIBC World Markets Inc.|6
BOH|BANK OF HAWAII CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|221
BOH|BANK OF HAWAII CP|WSEA|WOLVERINE SECURITIES, LLC|59
BOH|BANK OF HAWAII CP|XIST|INSTINET, LLC|10400
BOH|BANK OF HAWAII CP|XPQR|Jump Trading|700
BOH|BANK OF HAWAII CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
BOH|BANK OF HAWAII CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1003
BOH|BANK OF HAWAII CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|654
BOIL|PROSHARES ULT NATGAS|ALTX|Alternet Securities Inc.|300
BOIL|PROSHARES ULT NATGAS|APCC|Apex Clearing Corporation|975
BOIL|PROSHARES ULT NATGAS|BATM|CBOE TRADING, INC.|290
BOIL|PROSHARES ULT NATGAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1010
BOIL|PROSHARES ULT NATGAS|CHAS|Charles Schwab & Co., Inc.|1730
BOIL|PROSHARES ULT NATGAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
BOIL|PROSHARES ULT NATGAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22400
BOIL|PROSHARES ULT NATGAS|DADA|D.A. Davidson & Co.|12
BOIL|PROSHARES ULT NATGAS|DBAB|Deutsche Bank Securities Inc.|100
BOIL|PROSHARES ULT NATGAS|DEGS|RONIN PROFESSIONAL LLC|2000
BOIL|PROSHARES ULT NATGAS|EBXL|EBX LLC|3300
BOIL|PROSHARES ULT NATGAS|EGAM|CBOE TRADING, INC.|8172
BOIL|PROSHARES ULT NATGAS|EGXM|CBOE TRADING, INC.|3515
BOIL|PROSHARES ULT NATGAS|ETBE|Electronic Transaction Clearing, Inc.|600
BOIL|PROSHARES ULT NATGAS|ETRS|E*Trade Securities LLC|24321
BOIL|PROSHARES ULT NATGAS|FILL|Tradestation Securities, Inc.|40
BOIL|PROSHARES ULT NATGAS|FTBR|Foliofn Investments, Inc.|6
BOIL|PROSHARES ULT NATGAS|GLPX|ACS EXECUTION SERVICES, LLC|115
BOIL|PROSHARES ULT NATGAS|GSCO|GOLDMAN SACHS & CO. LLC|400
BOIL|PROSHARES ULT NATGAS|GSLT|GOLDMAN SACHS & CO. LLC|800
BOIL|PROSHARES ULT NATGAS|GTSZ|GTS SECURITIES LLC|100
BOIL|PROSHARES ULT NATGAS|HRBF|American Enterprise Investment Services Inc.|300
BOIL|PROSHARES ULT NATGAS|HSBC|HSBC Securities, Inc.|300
BOIL|PROSHARES ULT NATGAS|IATS|INTERACTIVE BROKERS LLC|610
BOIL|PROSHARES ULT NATGAS|IBKR|Interactive Brokers Llc|4306
BOIL|PROSHARES ULT NATGAS|ICBX|INSTINET, LLC|22400
BOIL|PROSHARES ULT NATGAS|INCA|INSTINET, LLC|2228
BOIL|PROSHARES ULT NATGAS|ITGI|ITG Inc.|300
BOIL|PROSHARES ULT NATGAS|ITGP|ITG INC.|200
BOIL|PROSHARES ULT NATGAS|JMPT|JUMP TRADING, LLC|735
BOIL|PROSHARES ULT NATGAS|JPMX|J.P. Morgan Securities LLC|4200
BOIL|PROSHARES ULT NATGAS|JSEB|JANE STREET EXECUTION SERVICES, LLC|7600
BOIL|PROSHARES ULT NATGAS|JSJX|JANE STREET CAPITAL LLC|25220
BOIL|PROSHARES ULT NATGAS|KCGM|VIRTU Americas LLC|1630
BOIL|PROSHARES ULT NATGAS|LEHM|Barclays Capital Inc./Le|4800
BOIL|PROSHARES ULT NATGAS|LIME|Lime Brokerage LLC|3446
BOIL|PROSHARES ULT NATGAS|MOTF|MOTIF INVESTING, INC.|1
BOIL|PROSHARES ULT NATGAS|MSCO|MORGAN STANLEY & CO. LLC|13761
BOIL|PROSHARES ULT NATGAS|MSPL|MORGAN STANLEY & CO. LLC|200
BOIL|PROSHARES ULT NATGAS|NFSC|National Financial Services LLC|82551
BOIL|PROSHARES ULT NATGAS|NITE|VIRTU Americas LLC|136545
BOIL|PROSHARES ULT NATGAS|NITP|VIRTU Americas LLC|500
BOIL|PROSHARES ULT NATGAS|PDQM|CODA MARKETS, INC.|315
BOIL|PROSHARES ULT NATGAS|SBSH|Citigroup Global Markets Inc.|3200
BOIL|PROSHARES ULT NATGAS|SGMT|GOLDMAN SACHS & CO. LLC|16340
BOIL|PROSHARES ULT NATGAS|SHMR|ABN Amro Clearing LLC|7221
BOIL|PROSHARES ULT NATGAS|SWIM|TD Ameritrade, Inc.|7934
BOIL|PROSHARES ULT NATGAS|TKNG|ALLY INVEST SECURITIES LLC|196
BOIL|PROSHARES ULT NATGAS|UBSA|UBS SECURITIES LLC|61175
BOIL|PROSHARES ULT NATGAS|UBSS|UBS Securities LLC|5682
BOIL|PROSHARES ULT NATGAS|VGRD|Vanguard Marketing Corporation|25799
BOIL|PROSHARES ULT NATGAS|WCHV|WELLS FARGO SECURITIES, LLC|48
BOIL|PROSHARES ULT NATGAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3858
BOIL|PROSHARES ULT NATGAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33666
BOIL|PROSHARES ULT NATGAS|WGIF|CIBC World Markets Inc.|7200
BOIL|PROSHARES ULT NATGAS|WSEA|WOLVERINE SECURITIES, LLC|7292
BOIL|PROSHARES ULT NATGAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13
BOJA|BOJANGLES INC CS|ALTX|Alternet Securities Inc.|100
BOJA|BOJANGLES INC CS|ANOS|ABEL/NOSER, L.L.C.|7600
BOJA|BOJANGLES INC CS|APCC|Apex Clearing Corporation|57
BOJA|BOJANGLES INC CS|BARD|Robert W. Baird & Co. Incorporated|1065
BOJA|BOJANGLES INC CS|BAYT|BTIG, LLC|200
BOJA|BOJANGLES INC CS|BBNT|BB&T SECURITIES, LLC|500
BOJA|BOJANGLES INC CS|BERN|Sanford C. Bernstein & Co., LLC|29093
BOJA|BOJANGLES INC CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|814
BOJA|BOJANGLES INC CS|BMOC|BMO Capital Markets Corp.|2791
BOJA|BOJANGLES INC CS|BNPX|BNP PARIBAS SECURITIES CORP.|2565
BOJA|BOJANGLES INC CS|BTIG|BTIG, LLC|3324
BOJA|BOJANGLES INC CS|CIST|Capital Institutional Services, Inc.|1823
BOJA|BOJANGLES INC CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|187
BOJA|BOJANGLES INC CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|101
BOJA|BOJANGLES INC CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97524
BOJA|BOJANGLES INC CS|CTDL|Citadel Derivatives Group Llc|662
BOJA|BOJANGLES INC CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|51766
BOJA|BOJANGLES INC CS|DBAB|Deutsche Bank Securities Inc.|58546
BOJA|BOJANGLES INC CS|DBAX|Deutsche Bank Securities Inc.|83900
BOJA|BOJANGLES INC CS|DBUL|Deutsche Bank Securities Inc.|200
BOJA|BOJANGLES INC CS|DEAN|MORGAN STANLEY|11845
BOJA|BOJANGLES INC CS|DEGS|RONIN PROFESSIONAL LLC|1160
BOJA|BOJANGLES INC CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|416
BOJA|BOJANGLES INC CS|EBXL|EBX LLC|27500
BOJA|BOJANGLES INC CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2402
BOJA|BOJANGLES INC CS|EDJO|Edward D. Jones & Co., L.P.|7417
BOJA|BOJANGLES INC CS|EGAM|CBOE TRADING, INC.|500
BOJA|BOJANGLES INC CS|EGMT|EG MARKET TECHNOLOGIES LLC|100
BOJA|BOJANGLES INC CS|EGXM|CBOE TRADING, INC.|43
BOJA|BOJANGLES INC CS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8836
BOJA|BOJANGLES INC CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4132
BOJA|BOJANGLES INC CS|ETRS|E*Trade Securities LLC|16800
BOJA|BOJANGLES INC CS|FBCO|Credit Suisse Securities (USA) LLC|504512
BOJA|BOJANGLES INC CS|FBSB|U.S. Bancorp Investments, Inc.|95
BOJA|BOJANGLES INC CS|FOMA|TD AMERITRADE CLEARING, INC.|102835
BOJA|BOJANGLES INC CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36190
BOJA|BOJANGLES INC CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52337
BOJA|BOJANGLES INC CS|FTBR|Foliofn Investments, Inc.|221
BOJA|BOJANGLES INC CS|GEBB|GLOBAL EXECUTION BROKERS, LP|4842
BOJA|BOJANGLES INC CS|GLPX|ACS EXECUTION SERVICES, LLC|668
BOJA|BOJANGLES INC CS|GSCO|GOLDMAN SACHS & CO. LLC|350226
BOJA|BOJANGLES INC CS|GSCS|GOLDMAN SACHS & CO. LLC|21006
BOJA|BOJANGLES INC CS|GSLT|GOLDMAN SACHS & CO. LLC|1000
BOJA|BOJANGLES INC CS|GTSZ|GTS SECURITIES LLC|31081
BOJA|BOJANGLES INC CS|HRBF|American Enterprise Investment Services Inc.|715
BOJA|BOJANGLES INC CS|HSBC|HSBC Securities, Inc.|300
BOJA|BOJANGLES INC CS|IATS|INTERACTIVE BROKERS LLC|1512
BOJA|BOJANGLES INC CS|IBKR|Interactive Brokers Llc|18540
BOJA|BOJANGLES INC CS|ICBX|INSTINET, LLC|10511
BOJA|BOJANGLES INC CS|IEQY|CITADEL SECURITIES LLC|2662
BOJA|BOJANGLES INC CS|INCA|INSTINET, LLC|127821
BOJA|BOJANGLES INC CS|INJX|INSTINET, LLC|206421
BOJA|BOJANGLES INC CS|ITGI|ITG Inc.|23100
BOJA|BOJANGLES INC CS|ITGP|ITG INC.|51000
BOJA|BOJANGLES INC CS|JANY|Janney Montgomery Scott Inc.|558
BOJA|BOJANGLES INC CS|JEFF|JEFFERIES LLC|41754
BOJA|BOJANGLES INC CS|JMPT|JUMP TRADING, LLC|3008
BOJA|BOJANGLES INC CS|JPBX|J.P. MORGAN SECURITIES LLC|10209
BOJA|BOJANGLES INC CS|JPMX|J.P. Morgan Securities LLC|100230
BOJA|BOJANGLES INC CS|JSJX|JANE STREET CAPITAL LLC|127
BOJA|BOJANGLES INC CS|KCGM|VIRTU Americas LLC|5014
BOJA|BOJANGLES INC CS|LEHM|Barclays Capital Inc./Le|221221
BOJA|BOJANGLES INC CS|LIME|Lime Brokerage LLC|90585
BOJA|BOJANGLES INC CS|LQNA|LIQUIDNET, INC.|6900
BOJA|BOJANGLES INC CS|MAXM|Maxim Group LLC|1852
BOJA|BOJANGLES INC CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32626
BOJA|BOJANGLES INC CS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4008
BOJA|BOJANGLES INC CS|MSCO|MORGAN STANLEY & CO. LLC|380271
BOJA|BOJANGLES INC CS|MSPL|MORGAN STANLEY & CO. LLC|192100
BOJA|BOJANGLES INC CS|MSTX|MORGAN STANLEY & CO. LLC|77600
BOJA|BOJANGLES INC CS|NFSC|National Financial Services LLC|38241
BOJA|BOJANGLES INC CS|NITE|VIRTU Americas LLC|100066
BOJA|BOJANGLES INC CS|NITP|VIRTU Americas LLC|900
BOJA|BOJANGLES INC CS|NQRB|Brut, LLC|200
BOJA|BOJANGLES INC CS|OPCO|Oppenheimer & Co. Inc.|127
BOJA|BOJANGLES INC CS|PDQM|CODA MARKETS, INC.|8141
BOJA|BOJANGLES INC CS|RAJA|Raymond James & Associates, Inc.|1394
BOJA|BOJANGLES INC CS|SAGL|SAGETRADER, LLC|200
BOJA|BOJANGLES INC CS|SAGW|SAGETRADER, LLC|748
BOJA|BOJANGLES INC CS|SBSH|Citigroup Global Markets Inc.|112596
BOJA|BOJANGLES INC CS|SGMT|GOLDMAN SACHS & CO. LLC|32522
BOJA|BOJANGLES INC CS|SPDR|SPEEDROUTE LLC|1300
BOJA|BOJANGLES INC CS|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
BOJA|BOJANGLES INC CS|STFL|Stifel, Nicolaus & Company, Incorporated|650
BOJA|BOJANGLES INC CS|STKP|STOCKPILE INVESTMENTS, INC.|60
BOJA|BOJANGLES INC CS|SWIM|TD Ameritrade, Inc.|2803
BOJA|BOJANGLES INC CS|TKNG|ALLY INVEST SECURITIES LLC|890
BOJA|BOJANGLES INC CS|TRBT|Tradebot Systems, Inc.|3719
BOJA|BOJANGLES INC CS|TRCM|TRC MARKETS LLC|31538
BOJA|BOJANGLES INC CS|UBSA|UBS SECURITIES LLC|161096
BOJA|BOJANGLES INC CS|UBSS|UBS Securities LLC|111263
BOJA|BOJANGLES INC CS|VALX|VIRTU AMERICAS LLC|35746
BOJA|BOJANGLES INC CS|VGRD|Vanguard Marketing Corporation|6021
BOJA|BOJANGLES INC CS|WBLR|WILLIAM BLAIR|300
BOJA|BOJANGLES INC CS|WCHV|WELLS FARGO SECURITIES, LLC|7343
BOJA|BOJANGLES INC CS|WEED|Weeden & Co.L.P.|500
BOJA|BOJANGLES INC CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|732
BOJA|BOJANGLES INC CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1668
BOJA|BOJANGLES INC CS|WSEA|WOLVERINE SECURITIES, LLC|4360
BOJA|BOJANGLES INC CS|XIST|INSTINET, LLC|9150
BOJA|BOJANGLES INC CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4100
BOJA|BOJANGLES INC CS|YKNA|COMHAR CAPITAL MARKETS, LLC|113
BOJA|BOJANGLES INC CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1238
BOKF|BOK FINANCIAL CORP|ADAM|CANACCORD GENUITY INC.|5711
BOKF|BOK FINANCIAL CORP|ALTX|Alternet Securities Inc.|4600
BOKF|BOK FINANCIAL CORP|APCC|Apex Clearing Corporation|100
BOKF|BOK FINANCIAL CORP|BANK|Primevest Financial Services, Inc.|155
BOKF|BOK FINANCIAL CORP|BARD|Robert W. Baird & Co. Incorporated|263
BOKF|BOK FINANCIAL CORP|BATM|CBOE TRADING, INC.|1420
BOKF|BOK FINANCIAL CORP|BAYT|BTIG, LLC|2500
BOKF|BOK FINANCIAL CORP|BERN|Sanford C. Bernstein & Co., LLC|15200
BOKF|BOK FINANCIAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11769
BOKF|BOK FINANCIAL CORP|BLKX|INSTINET, LLC|12100
BOKF|BOK FINANCIAL CORP|BMOC|BMO Capital Markets Corp.|25645
BOKF|BOK FINANCIAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|4115
BOKF|BOK FINANCIAL CORP|BTIG|BTIG, LLC|8122
BOKF|BOK FINANCIAL CORP|BYXM|CBOE TRADING, INC.|899
BOKF|BOK FINANCIAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|539
BOKF|BOK FINANCIAL CORP|CABR|Cabrera Capital Markets, Inc.|25
BOKF|BOK FINANCIAL CORP|CANT|Cantor Fitzgerald & Co.|100
BOKF|BOK FINANCIAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46288
BOKF|BOK FINANCIAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1055
BOKF|BOK FINANCIAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|670
BOKF|BOK FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233104
BOKF|BOK FINANCIAL CORP|CTDL|Citadel Derivatives Group Llc|11654
BOKF|BOK FINANCIAL CORP|CTLR|CUTLER GROUP, LP|51
BOKF|BOK FINANCIAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|16374
BOKF|BOK FINANCIAL CORP|DADA|D.A. Davidson & Co.|615
BOKF|BOK FINANCIAL CORP|DBAB|Deutsche Bank Securities Inc.|177606
BOKF|BOK FINANCIAL CORP|DBAX|Deutsche Bank Securities Inc.|95100
BOKF|BOK FINANCIAL CORP|DBUL|Deutsche Bank Securities Inc.|4001
BOKF|BOK FINANCIAL CORP|DCHF|Dart Executions, LLC|230
BOKF|BOK FINANCIAL CORP|DEAN|MORGAN STANLEY|2819
BOKF|BOK FINANCIAL CORP|DEGS|RONIN PROFESSIONAL LLC|928
BOKF|BOK FINANCIAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3383
BOKF|BOK FINANCIAL CORP|EBXL|EBX LLC|100700
BOKF|BOK FINANCIAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8094
BOKF|BOK FINANCIAL CORP|EDJO|Edward D. Jones & Co., L.P.|824
BOKF|BOK FINANCIAL CORP|EGAM|CBOE TRADING, INC.|2191
BOKF|BOK FINANCIAL CORP|EGAW|CBOE TRADING, INC.|256
BOKF|BOK FINANCIAL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|700
BOKF|BOK FINANCIAL CORP|EGXM|CBOE TRADING, INC.|553
BOKF|BOK FINANCIAL CORP|ETBE|Electronic Transaction Clearing, Inc.|6649
BOKF|BOK FINANCIAL CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
BOKF|BOK FINANCIAL CORP|ETCC|Electronic Transaction Clearing, Inc.|360
BOKF|BOK FINANCIAL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2802
BOKF|BOK FINANCIAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20681
BOKF|BOK FINANCIAL CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|477
BOKF|BOK FINANCIAL CORP|ETRS|E*Trade Securities LLC|3153
BOKF|BOK FINANCIAL CORP|FBCO|Credit Suisse Securities (USA) LLC|207367
BOKF|BOK FINANCIAL CORP|FBSB|U.S. Bancorp Investments, Inc.|23
BOKF|BOK FINANCIAL CORP|FILL|Tradestation Securities, Inc.|47
BOKF|BOK FINANCIAL CORP|FINX|FINTECH SECURITIES|9183
BOKF|BOK FINANCIAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|134857
BOKF|BOK FINANCIAL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|191
BOKF|BOK FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59324
BOKF|BOK FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|33
BOKF|BOK FINANCIAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2514
BOKF|BOK FINANCIAL CORP|GLIS|TD Securities Inc|30
BOKF|BOK FINANCIAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|18371
BOKF|BOK FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|590724
BOKF|BOK FINANCIAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|20541
BOKF|BOK FINANCIAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|1578
BOKF|BOK FINANCIAL CORP|GTSZ|GTS SECURITIES LLC|49884
BOKF|BOK FINANCIAL CORP|HAPX|HAP Trading, LLC|147
BOKF|BOK FINANCIAL CORP|HRBF|American Enterprise Investment Services Inc.|222
BOKF|BOK FINANCIAL CORP|IATS|INTERACTIVE BROKERS LLC|4248
BOKF|BOK FINANCIAL CORP|IBKR|Interactive Brokers Llc|30746
BOKF|BOK FINANCIAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7271
BOKF|BOK FINANCIAL CORP|ICBX|INSTINET, LLC|12000
BOKF|BOK FINANCIAL CORP|IEQY|CITADEL SECURITIES LLC|48360
BOKF|BOK FINANCIAL CORP|INCA|INSTINET, LLC|148904
BOKF|BOK FINANCIAL CORP|INJX|INSTINET, LLC|16691
BOKF|BOK FINANCIAL CORP|ITGI|ITG Inc.|43623
BOKF|BOK FINANCIAL CORP|ITGP|ITG INC.|59800
BOKF|BOK FINANCIAL CORP|JEFF|JEFFERIES LLC|42633
BOKF|BOK FINANCIAL CORP|JMPT|JUMP TRADING, LLC|25007
BOKF|BOK FINANCIAL CORP|JONE|JonesTrading|17138
BOKF|BOK FINANCIAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|24926
BOKF|BOK FINANCIAL CORP|JPMX|J.P. Morgan Securities LLC|166174
BOKF|BOK FINANCIAL CORP|JSJX|JANE STREET CAPITAL LLC|4608
BOKF|BOK FINANCIAL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|135430
BOKF|BOK FINANCIAL CORP|KCGM|VIRTU Americas LLC|14297
BOKF|BOK FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|329681
BOKF|BOK FINANCIAL CORP|LIME|Lime Brokerage LLC|142226
BOKF|BOK FINANCIAL CORP|LMGP|LIME BROKERAGE LLC|4562
BOKF|BOK FINANCIAL CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|60000
BOKF|BOK FINANCIAL CORP|MAXM|Maxim Group LLC|136
BOKF|BOK FINANCIAL CORP|MBTS|ALLY INVEST SECURITIES LLC|1042
BOKF|BOK FINANCIAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38148
BOKF|BOK FINANCIAL CORP|MOTF|MOTIF INVESTING, INC.|2
BOKF|BOK FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|808434
BOKF|BOK FINANCIAL CORP|MSPL|MORGAN STANLEY & CO. LLC|110900
BOKF|BOK FINANCIAL CORP|MSTX|MORGAN STANLEY & CO. LLC|20300
BOKF|BOK FINANCIAL CORP|MTON|MILLINGTON SECURITIES, INC.|28018
BOKF|BOK FINANCIAL CORP|MZHO|Mizuho Securities USA LLC|14280
BOKF|BOK FINANCIAL CORP|NFSC|National Financial Services LLC|16971
BOKF|BOK FINANCIAL CORP|NITE|VIRTU Americas LLC|163479
BOKF|BOK FINANCIAL CORP|NITP|VIRTU Americas LLC|4131
BOKF|BOK FINANCIAL CORP|NQRB|Brut, LLC|2470
BOKF|BOK FINANCIAL CORP|OPCO|Oppenheimer & Co. Inc.|194
BOKF|BOK FINANCIAL CORP|OTAA|OTA LLC|300
BOKF|BOK FINANCIAL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2374
BOKF|BOK FINANCIAL CORP|PDQM|CODA MARKETS, INC.|54279
BOKF|BOK FINANCIAL CORP|PIPR|Piper Jaffray & Co.|8256
BOKF|BOK FINANCIAL CORP|PWJC|UBS Financial Services, Inc.|1065
BOKF|BOK FINANCIAL CORP|RAJA|Raymond James & Associates, Inc.|2723
BOKF|BOK FINANCIAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|2224
BOKF|BOK FINANCIAL CORP|SAGL|SAGETRADER, LLC|600
BOKF|BOK FINANCIAL CORP|SBSH|Citigroup Global Markets Inc.|90218
BOKF|BOK FINANCIAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|43324
BOKF|BOK FINANCIAL CORP|SPDR|SPEEDROUTE LLC|13281
BOKF|BOK FINANCIAL CORP|SPHN|Stephens Inc.|150
BOKF|BOK FINANCIAL CORP|SPTD|MINT GLOBAL MARKETS, INC.|8869
BOKF|BOK FINANCIAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|654
BOKF|BOK FINANCIAL CORP|SWIM|TD Ameritrade, Inc.|7207
BOKF|BOK FINANCIAL CORP|TKNG|ALLY INVEST SECURITIES LLC|16
BOKF|BOK FINANCIAL CORP|TRBT|Tradebot Systems, Inc.|39115
BOKF|BOK FINANCIAL CORP|TRCM|TRC MARKETS LLC|76904
BOKF|BOK FINANCIAL CORP|UBSS|UBS Securities LLC|414005
BOKF|BOK FINANCIAL CORP|VALX|VIRTU AMERICAS LLC|5428
BOKF|BOK FINANCIAL CORP|VGRD|Vanguard Marketing Corporation|270
BOKF|BOK FINANCIAL CORP|WABR|Wall Street Access|32118
BOKF|BOK FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|84846
BOKF|BOK FINANCIAL CORP|WEDB|WEDBUSH SECURITIES INC.|44
BOKF|BOK FINANCIAL CORP|WEED|Weeden & Co.L.P.|2525
BOKF|BOK FINANCIAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4772
BOKF|BOK FINANCIAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1950
BOKF|BOK FINANCIAL CORP|WSEA|WOLVERINE SECURITIES, LLC|306
BOKF|BOK FINANCIAL CORP|XIST|INSTINET, LLC|16186
BOKF|BOK FINANCIAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8662
BOKF|BOK FINANCIAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|5973
BOKF|BOK FINANCIAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|298
BOKFL|BOK FNCL 5.375 NTS|BATM|CBOE TRADING, INC.|500
BOKFL|BOK FNCL 5.375 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1200
BOKFL|BOK FNCL 5.375 NTS|BTIG|BTIG, LLC|740
BOKFL|BOK FNCL 5.375 NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59
BOKFL|BOK FNCL 5.375 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61
BOKFL|BOK FNCL 5.375 NTS|DADA|D.A. Davidson & Co.|391
BOKFL|BOK FNCL 5.375 NTS|DBAX|Deutsche Bank Securities Inc.|300
BOKFL|BOK FNCL 5.375 NTS|DEAN|MORGAN STANLEY|3960
BOKFL|BOK FNCL 5.375 NTS|DEGS|RONIN PROFESSIONAL LLC|114
BOKFL|BOK FNCL 5.375 NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2665
BOKFL|BOK FNCL 5.375 NTS|EBXL|EBX LLC|100
BOKFL|BOK FNCL 5.375 NTS|EDJO|Edward D. Jones & Co., L.P.|230
BOKFL|BOK FNCL 5.375 NTS|EGAM|CBOE TRADING, INC.|100
BOKFL|BOK FNCL 5.375 NTS|ETRS|E*Trade Securities LLC|4571
BOKFL|BOK FNCL 5.375 NTS|FBCO|Credit Suisse Securities (USA) LLC|6370
BOKFL|BOK FNCL 5.375 NTS|FOMA|TD AMERITRADE CLEARING, INC.|3321
BOKFL|BOK FNCL 5.375 NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1088
BOKFL|BOK FNCL 5.375 NTS|GEBB|GLOBAL EXECUTION BROKERS, LP|383
BOKFL|BOK FNCL 5.375 NTS|GSCO|GOLDMAN SACHS & CO. LLC|1413
BOKFL|BOK FNCL 5.375 NTS|GSCS|GOLDMAN SACHS & CO. LLC|2309
BOKFL|BOK FNCL 5.375 NTS|GSLT|GOLDMAN SACHS & CO. LLC|100
BOKFL|BOK FNCL 5.375 NTS|GTSZ|GTS SECURITIES LLC|100
BOKFL|BOK FNCL 5.375 NTS|HRBF|American Enterprise Investment Services Inc.|4
BOKFL|BOK FNCL 5.375 NTS|IBKR|Interactive Brokers Llc|5078
BOKFL|BOK FNCL 5.375 NTS|INCA|INSTINET, LLC|928
BOKFL|BOK FNCL 5.375 NTS|JANY|Janney Montgomery Scott Inc.|400
BOKFL|BOK FNCL 5.375 NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
BOKFL|BOK FNCL 5.375 NTS|KCGM|VIRTU Americas LLC|200
BOKFL|BOK FNCL 5.375 NTS|LEHM|Barclays Capital Inc./Le|200
BOKFL|BOK FNCL 5.375 NTS|LIME|Lime Brokerage LLC|4190
BOKFL|BOK FNCL 5.375 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2330
BOKFL|BOK FNCL 5.375 NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BOKFL|BOK FNCL 5.375 NTS|MSCO|MORGAN STANLEY & CO. LLC|22231
BOKFL|BOK FNCL 5.375 NTS|NFSC|National Financial Services LLC|12830
BOKFL|BOK FNCL 5.375 NTS|NITE|VIRTU Americas LLC|28908
BOKFL|BOK FNCL 5.375 NTS|NQRB|Brut, LLC|3619
BOKFL|BOK FNCL 5.375 NTS|OPCO|Oppenheimer & Co. Inc.|869
BOKFL|BOK FNCL 5.375 NTS|PDQM|CODA MARKETS, INC.|100
BOKFL|BOK FNCL 5.375 NTS|RAJA|Raymond James & Associates, Inc.|13503
BOKFL|BOK FNCL 5.375 NTS|RBCM|RBC CAPITAL MARKETS, LLC|996
BOKFL|BOK FNCL 5.375 NTS|SBSH|Citigroup Global Markets Inc.|444
BOKFL|BOK FNCL 5.375 NTS|SPDR|SPEEDROUTE LLC|201
BOKFL|BOK FNCL 5.375 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|6699
BOKFL|BOK FNCL 5.375 NTS|SWST|Hilltop Securities Inc.|61
BOKFL|BOK FNCL 5.375 NTS|UBSA|UBS SECURITIES LLC|484
BOKFL|BOK FNCL 5.375 NTS|UBSS|UBS Securities LLC|8665
BOKFL|BOK FNCL 5.375 NTS|VGRD|Vanguard Marketing Corporation|20
BOKFL|BOK FNCL 5.375 NTS|WCHV|WELLS FARGO SECURITIES, LLC|23092
BOKFL|BOK FNCL 5.375 NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|136
BOLD|AUDENTES THERAP. CS|ALTX|Alternet Securities Inc.|13537
BOLD|AUDENTES THERAP. CS|APCC|Apex Clearing Corporation|429
BOLD|AUDENTES THERAP. CS|BATM|CBOE TRADING, INC.|1527
BOLD|AUDENTES THERAP. CS|BAYT|BTIG, LLC|5400
BOLD|AUDENTES THERAP. CS|BERN|Sanford C. Bernstein & Co., LLC|70001
BOLD|AUDENTES THERAP. CS|BKCM|BNY Mellon Capital Markets LLC|66
BOLD|AUDENTES THERAP. CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|685
BOLD|AUDENTES THERAP. CS|BLKX|INSTINET, LLC|114300
BOLD|AUDENTES THERAP. CS|BMOC|BMO Capital Markets Corp.|4105
BOLD|AUDENTES THERAP. CS|BNPX|BNP PARIBAS SECURITIES CORP.|8944
BOLD|AUDENTES THERAP. CS|BTIG|BTIG, LLC|20055
BOLD|AUDENTES THERAP. CS|BYXM|CBOE TRADING, INC.|3126
BOLD|AUDENTES THERAP. CS|CHAS|Charles Schwab & Co., Inc.|600
BOLD|AUDENTES THERAP. CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92500
BOLD|AUDENTES THERAP. CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34403
BOLD|AUDENTES THERAP. CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11105
BOLD|AUDENTES THERAP. CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203688
BOLD|AUDENTES THERAP. CS|CTDL|Citadel Derivatives Group Llc|26402
BOLD|AUDENTES THERAP. CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|45654
BOLD|AUDENTES THERAP. CS|DADA|D.A. Davidson & Co.|195
BOLD|AUDENTES THERAP. CS|DBAB|Deutsche Bank Securities Inc.|313319
BOLD|AUDENTES THERAP. CS|DBAX|Deutsche Bank Securities Inc.|177500
BOLD|AUDENTES THERAP. CS|DBUL|Deutsche Bank Securities Inc.|1412
BOLD|AUDENTES THERAP. CS|DEGS|RONIN PROFESSIONAL LLC|8128
BOLD|AUDENTES THERAP. CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10121
BOLD|AUDENTES THERAP. CS|EBXL|EBX LLC|178800
BOLD|AUDENTES THERAP. CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|345
BOLD|AUDENTES THERAP. CS|EGAM|CBOE TRADING, INC.|8997
BOLD|AUDENTES THERAP. CS|EGMT|EG MARKET TECHNOLOGIES LLC|1600
BOLD|AUDENTES THERAP. CS|EGXM|CBOE TRADING, INC.|3678
BOLD|AUDENTES THERAP. CS|EGXW|CBOE TRADING, INC.|3
BOLD|AUDENTES THERAP. CS|ETBE|Electronic Transaction Clearing, Inc.|18719
BOLD|AUDENTES THERAP. CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3086
BOLD|AUDENTES THERAP. CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69690
BOLD|AUDENTES THERAP. CS|ETRS|E*Trade Securities LLC|34021
BOLD|AUDENTES THERAP. CS|FBCO|Credit Suisse Securities (USA) LLC|255050
BOLD|AUDENTES THERAP. CS|FILL|Tradestation Securities, Inc.|4148
BOLD|AUDENTES THERAP. CS|FMAF|NBCN Inc./ CDS|30
BOLD|AUDENTES THERAP. CS|FOMA|TD AMERITRADE CLEARING, INC.|105701
BOLD|AUDENTES THERAP. CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8905
BOLD|AUDENTES THERAP. CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50632
BOLD|AUDENTES THERAP. CS|FTBR|Foliofn Investments, Inc.|97
BOLD|AUDENTES THERAP. CS|GEBB|GLOBAL EXECUTION BROKERS, LP|14644
BOLD|AUDENTES THERAP. CS|GLPX|ACS EXECUTION SERVICES, LLC|59480
BOLD|AUDENTES THERAP. CS|GSCO|GOLDMAN SACHS & CO. LLC|902676
BOLD|AUDENTES THERAP. CS|GSCS|GOLDMAN SACHS & CO. LLC|10837
BOLD|AUDENTES THERAP. CS|GSLT|GOLDMAN SACHS & CO. LLC|2581
BOLD|AUDENTES THERAP. CS|GTSZ|GTS SECURITIES LLC|71230
BOLD|AUDENTES THERAP. CS|HAPX|HAP Trading, LLC|218
BOLD|AUDENTES THERAP. CS|HRBF|American Enterprise Investment Services Inc.|400
BOLD|AUDENTES THERAP. CS|HSBC|HSBC Securities, Inc.|13000
BOLD|AUDENTES THERAP. CS|IATS|INTERACTIVE BROKERS LLC|18686
BOLD|AUDENTES THERAP. CS|IBKR|Interactive Brokers Llc|52849
BOLD|AUDENTES THERAP. CS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
BOLD|AUDENTES THERAP. CS|ICBX|INSTINET, LLC|15480
BOLD|AUDENTES THERAP. CS|IEQY|CITADEL SECURITIES LLC|94392
BOLD|AUDENTES THERAP. CS|IMPC|Imperial Capital, LLC|4159
BOLD|AUDENTES THERAP. CS|INCA|INSTINET, LLC|149881
BOLD|AUDENTES THERAP. CS|INJX|INSTINET, LLC|45475
BOLD|AUDENTES THERAP. CS|ITGI|ITG Inc.|26784
BOLD|AUDENTES THERAP. CS|ITGP|ITG INC.|119600
BOLD|AUDENTES THERAP. CS|JEFF|JEFFERIES LLC|53565
BOLD|AUDENTES THERAP. CS|JMPT|JUMP TRADING, LLC|45305
BOLD|AUDENTES THERAP. CS|JONE|JonesTrading|2626
BOLD|AUDENTES THERAP. CS|JPBX|J.P. MORGAN SECURITIES LLC|50367
BOLD|AUDENTES THERAP. CS|JPMX|J.P. Morgan Securities LLC|328418
BOLD|AUDENTES THERAP. CS|JSJX|JANE STREET CAPITAL LLC|5462
BOLD|AUDENTES THERAP. CS|KCGM|VIRTU Americas LLC|30562
BOLD|AUDENTES THERAP. CS|LEHM|Barclays Capital Inc./Le|700942
BOLD|AUDENTES THERAP. CS|LIME|Lime Brokerage LLC|134979
BOLD|AUDENTES THERAP. CS|LMGP|LIME BROKERAGE LLC|860
BOLD|AUDENTES THERAP. CS|LMNX|LUMINEX TRADING & ANALYTICS LLC|18478
BOLD|AUDENTES THERAP. CS|LOOP|Loop Capital Markets LLC|3621
BOLD|AUDENTES THERAP. CS|LQNA|LIQUIDNET, INC.|11100
BOLD|AUDENTES THERAP. CS|LSCI|Lek Securities Corporation|4
BOLD|AUDENTES THERAP. CS|LVMR|LIVERMORE TRADING GROUP, INC.|2400
BOLD|AUDENTES THERAP. CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BOLD|AUDENTES THERAP. CS|MAXM|Maxim Group LLC|9006
BOLD|AUDENTES THERAP. CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84859
BOLD|AUDENTES THERAP. CS|MOTF|MOTIF INVESTING, INC.|11
BOLD|AUDENTES THERAP. CS|MSCO|MORGAN STANLEY & CO. LLC|1433888
BOLD|AUDENTES THERAP. CS|MSPL|MORGAN STANLEY & CO. LLC|166200
BOLD|AUDENTES THERAP. CS|MSTX|MORGAN STANLEY & CO. LLC|36500
BOLD|AUDENTES THERAP. CS|NFSC|National Financial Services LLC|88805
BOLD|AUDENTES THERAP. CS|NITE|VIRTU Americas LLC|198709
BOLD|AUDENTES THERAP. CS|NITP|VIRTU Americas LLC|5447
BOLD|AUDENTES THERAP. CS|NQRB|Brut, LLC|3628
BOLD|AUDENTES THERAP. CS|OPCO|Oppenheimer & Co. Inc.|1500
BOLD|AUDENTES THERAP. CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2177
BOLD|AUDENTES THERAP. CS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|560
BOLD|AUDENTES THERAP. CS|PDQM|CODA MARKETS, INC.|168976
BOLD|AUDENTES THERAP. CS|PWJC|UBS Financial Services, Inc.|1267
BOLD|AUDENTES THERAP. CS|RBCM|RBC CAPITAL MARKETS, LLC|500
BOLD|AUDENTES THERAP. CS|RGLD|Regal Securities, Inc|100
BOLD|AUDENTES THERAP. CS|SAGL|SAGETRADER, LLC|11612
BOLD|AUDENTES THERAP. CS|SBSH|Citigroup Global Markets Inc.|197545
BOLD|AUDENTES THERAP. CS|SGMT|GOLDMAN SACHS & CO. LLC|85310
BOLD|AUDENTES THERAP. CS|SPDR|SPEEDROUTE LLC|24503
BOLD|AUDENTES THERAP. CS|SPTD|MINT GLOBAL MARKETS, INC.|6400
BOLD|AUDENTES THERAP. CS|SWIM|TD Ameritrade, Inc.|13392
BOLD|AUDENTES THERAP. CS|SWST|Hilltop Securities Inc.|650
BOLD|AUDENTES THERAP. CS|TKNG|ALLY INVEST SECURITIES LLC|160
BOLD|AUDENTES THERAP. CS|TRBT|Tradebot Systems, Inc.|112344
BOLD|AUDENTES THERAP. CS|TRCM|TRC MARKETS LLC|63253
BOLD|AUDENTES THERAP. CS|TWTT|TASTYWORKS, INC.|80
BOLD|AUDENTES THERAP. CS|UBSA|UBS SECURITIES LLC|382736
BOLD|AUDENTES THERAP. CS|UBSS|UBS Securities LLC|1388676
BOLD|AUDENTES THERAP. CS|VALX|VIRTU AMERICAS LLC|52061
BOLD|AUDENTES THERAP. CS|VGRD|Vanguard Marketing Corporation|1219
BOLD|AUDENTES THERAP. CS|WABR|Wall Street Access|5800
BOLD|AUDENTES THERAP. CS|WBLR|WILLIAM BLAIR|2497
BOLD|AUDENTES THERAP. CS|WCHV|WELLS FARGO SECURITIES, LLC|53186
BOLD|AUDENTES THERAP. CS|WEDB|WEDBUSH SECURITIES INC.|300
BOLD|AUDENTES THERAP. CS|WEED|Weeden & Co.L.P.|6630
BOLD|AUDENTES THERAP. CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|66
BOLD|AUDENTES THERAP. CS|WGIF|CIBC World Markets Inc.|730
BOLD|AUDENTES THERAP. CS|WSAG|WALL STREET ACCESS|1012
BOLD|AUDENTES THERAP. CS|WSEA|WOLVERINE SECURITIES, LLC|472
BOLD|AUDENTES THERAP. CS|XIST|INSTINET, LLC|22400
BOLD|AUDENTES THERAP. CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|9550
BOLD|AUDENTES THERAP. CS|YKNA|COMHAR CAPITAL MARKETS, LLC|15929
BOMN|BOSTON OMAHA CO CLAC|ALTX|Alternet Securities Inc.|4102
BOMN|BOSTON OMAHA CO CLAC|BARD|Robert W. Baird & Co. Incorporated|310
BOMN|BOSTON OMAHA CO CLAC|BATM|CBOE TRADING, INC.|2625
BOMN|BOSTON OMAHA CO CLAC|BAYC|BAY CREST PARTNERS, LLC|821
BOMN|BOSTON OMAHA CO CLAC|BMOC|BMO Capital Markets Corp.|380
BOMN|BOSTON OMAHA CO CLAC|BNPX|BNP PARIBAS SECURITIES CORP.|822
BOMN|BOSTON OMAHA CO CLAC|BTIG|BTIG, LLC|450
BOMN|BOSTON OMAHA CO CLAC|BYXM|CBOE TRADING, INC.|1394
BOMN|BOSTON OMAHA CO CLAC|CHAS|Charles Schwab & Co., Inc.|737
BOMN|BOSTON OMAHA CO CLAC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25059
BOMN|BOSTON OMAHA CO CLAC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9751
BOMN|BOSTON OMAHA CO CLAC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|790
BOMN|BOSTON OMAHA CO CLAC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20488
BOMN|BOSTON OMAHA CO CLAC|CTDL|Citadel Derivatives Group Llc|2140
BOMN|BOSTON OMAHA CO CLAC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3820
BOMN|BOSTON OMAHA CO CLAC|DBAB|Deutsche Bank Securities Inc.|47694
BOMN|BOSTON OMAHA CO CLAC|DBAX|Deutsche Bank Securities Inc.|23300
BOMN|BOSTON OMAHA CO CLAC|DEAN|MORGAN STANLEY|1220
BOMN|BOSTON OMAHA CO CLAC|DEGS|RONIN PROFESSIONAL LLC|12867
BOMN|BOSTON OMAHA CO CLAC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5016
BOMN|BOSTON OMAHA CO CLAC|EBXL|EBX LLC|25600
BOMN|BOSTON OMAHA CO CLAC|ECUT|CONVERGEX EXECUTION SOLUTIONS|108
BOMN|BOSTON OMAHA CO CLAC|EDJO|Edward D. Jones & Co., L.P.|140
BOMN|BOSTON OMAHA CO CLAC|EGAM|CBOE TRADING, INC.|3052
BOMN|BOSTON OMAHA CO CLAC|ETBE|Electronic Transaction Clearing, Inc.|4153
BOMN|BOSTON OMAHA CO CLAC|ETDJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
BOMN|BOSTON OMAHA CO CLAC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12726
BOMN|BOSTON OMAHA CO CLAC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
BOMN|BOSTON OMAHA CO CLAC|ETRS|E*Trade Securities LLC|17483
BOMN|BOSTON OMAHA CO CLAC|FBCO|Credit Suisse Securities (USA) LLC|38301
BOMN|BOSTON OMAHA CO CLAC|FMAF|NBCN Inc./ CDS|200
BOMN|BOSTON OMAHA CO CLAC|FOMA|TD AMERITRADE CLEARING, INC.|160924
BOMN|BOSTON OMAHA CO CLAC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24303
BOMN|BOSTON OMAHA CO CLAC|FTBR|Foliofn Investments, Inc.|9
BOMN|BOSTON OMAHA CO CLAC|GEBB|GLOBAL EXECUTION BROKERS, LP|836
BOMN|BOSTON OMAHA CO CLAC|GLPX|ACS EXECUTION SERVICES, LLC|6896
BOMN|BOSTON OMAHA CO CLAC|GSCO|GOLDMAN SACHS & CO. LLC|281221
BOMN|BOSTON OMAHA CO CLAC|GSCS|GOLDMAN SACHS & CO. LLC|450
BOMN|BOSTON OMAHA CO CLAC|GTSZ|GTS SECURITIES LLC|35315
BOMN|BOSTON OMAHA CO CLAC|HRBF|American Enterprise Investment Services Inc.|3000
BOMN|BOSTON OMAHA CO CLAC|IATS|INTERACTIVE BROKERS LLC|384
BOMN|BOSTON OMAHA CO CLAC|IBKR|Interactive Brokers Llc|12956
BOMN|BOSTON OMAHA CO CLAC|ICBX|INSTINET, LLC|9989
BOMN|BOSTON OMAHA CO CLAC|IEQY|CITADEL SECURITIES LLC|1932
BOMN|BOSTON OMAHA CO CLAC|INCA|INSTINET, LLC|99830
BOMN|BOSTON OMAHA CO CLAC|INJX|INSTINET, LLC|1792
BOMN|BOSTON OMAHA CO CLAC|ITGI|ITG Inc.|18045
BOMN|BOSTON OMAHA CO CLAC|ITGP|ITG INC.|17200
BOMN|BOSTON OMAHA CO CLAC|JANY|Janney Montgomery Scott Inc.|45
BOMN|BOSTON OMAHA CO CLAC|JEFF|JEFFERIES LLC|3415
BOMN|BOSTON OMAHA CO CLAC|JMPT|JUMP TRADING, LLC|1648
BOMN|BOSTON OMAHA CO CLAC|JONE|JonesTrading|100
BOMN|BOSTON OMAHA CO CLAC|JPBX|J.P. MORGAN SECURITIES LLC|1444
BOMN|BOSTON OMAHA CO CLAC|JPMX|J.P. Morgan Securities LLC|33887
BOMN|BOSTON OMAHA CO CLAC|JSJX|JANE STREET CAPITAL LLC|731
BOMN|BOSTON OMAHA CO CLAC|KCGM|VIRTU Americas LLC|3730
BOMN|BOSTON OMAHA CO CLAC|LEHM|Barclays Capital Inc./Le|106647
BOMN|BOSTON OMAHA CO CLAC|LIME|Lime Brokerage LLC|48409
BOMN|BOSTON OMAHA CO CLAC|LMGP|LIME BROKERAGE LLC|6900
BOMN|BOSTON OMAHA CO CLAC|LSCI|Lek Securities Corporation|100
BOMN|BOSTON OMAHA CO CLAC|MAXM|Maxim Group LLC|416
BOMN|BOSTON OMAHA CO CLAC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
BOMN|BOSTON OMAHA CO CLAC|MOTF|MOTIF INVESTING, INC.|1
BOMN|BOSTON OMAHA CO CLAC|MSCO|MORGAN STANLEY & CO. LLC|296834
BOMN|BOSTON OMAHA CO CLAC|MSPL|MORGAN STANLEY & CO. LLC|30000
BOMN|BOSTON OMAHA CO CLAC|MSTX|MORGAN STANLEY & CO. LLC|800
BOMN|BOSTON OMAHA CO CLAC|NATL|National Securities Corporation|247
BOMN|BOSTON OMAHA CO CLAC|NFSC|National Financial Services LLC|52575
BOMN|BOSTON OMAHA CO CLAC|NITE|VIRTU Americas LLC|101732
BOMN|BOSTON OMAHA CO CLAC|NITP|VIRTU Americas LLC|600
BOMN|BOSTON OMAHA CO CLAC|NQRB|Brut, LLC|200
BOMN|BOSTON OMAHA CO CLAC|OPCO|Oppenheimer & Co. Inc.|1700
BOMN|BOSTON OMAHA CO CLAC|PDQM|CODA MARKETS, INC.|15474
BOMN|BOSTON OMAHA CO CLAC|PWJC|UBS Financial Services, Inc.|1000
BOMN|BOSTON OMAHA CO CLAC|RAJA|Raymond James & Associates, Inc.|250
BOMN|BOSTON OMAHA CO CLAC|RBCM|RBC CAPITAL MARKETS, LLC|1000
BOMN|BOSTON OMAHA CO CLAC|SAGL|SAGETRADER, LLC|1337
BOMN|BOSTON OMAHA CO CLAC|SBSH|Citigroup Global Markets Inc.|148805
BOMN|BOSTON OMAHA CO CLAC|SGMT|GOLDMAN SACHS & CO. LLC|1830
BOMN|BOSTON OMAHA CO CLAC|SPDR|SPEEDROUTE LLC|9975
BOMN|BOSTON OMAHA CO CLAC|SPTD|MINT GLOBAL MARKETS, INC.|32760
BOMN|BOSTON OMAHA CO CLAC|SWIM|TD Ameritrade, Inc.|12037
BOMN|BOSTON OMAHA CO CLAC|SWST|Hilltop Securities Inc.|2500
BOMN|BOSTON OMAHA CO CLAC|TKNG|ALLY INVEST SECURITIES LLC|1135
BOMN|BOSTON OMAHA CO CLAC|TRBT|Tradebot Systems, Inc.|1445
BOMN|BOSTON OMAHA CO CLAC|TRCM|TRC MARKETS LLC|20836
BOMN|BOSTON OMAHA CO CLAC|UBSA|UBS SECURITIES LLC|44364
BOMN|BOSTON OMAHA CO CLAC|UBSS|UBS Securities LLC|275823
BOMN|BOSTON OMAHA CO CLAC|VALX|VIRTU AMERICAS LLC|2059
BOMN|BOSTON OMAHA CO CLAC|VGRD|Vanguard Marketing Corporation|8971
BOMN|BOSTON OMAHA CO CLAC|WCHV|WELLS FARGO SECURITIES, LLC|41881
BOMN|BOSTON OMAHA CO CLAC|WDNX|WEEDEN & CO.L.P.|1548
BOMN|BOSTON OMAHA CO CLAC|WGIF|CIBC World Markets Inc.|500
BOMN|BOSTON OMAHA CO CLAC|WSEA|WOLVERINE SECURITIES, LLC|2393
BOMN|BOSTON OMAHA CO CLAC|XIST|INSTINET, LLC|4000
BOMN|BOSTON OMAHA CO CLAC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
BOMN|BOSTON OMAHA CO CLAC|YKNA|COMHAR CAPITAL MARKETS, LLC|2850
BOMN|BOSTON OMAHA CO CLAC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2200
BOND|PIMCO ACTIVE BOND|AGIS|Aegis Capital Corp.|59
BOND|PIMCO ACTIVE BOND|ALTX|Alternet Securities Inc.|4
BOND|PIMCO ACTIVE BOND|APCC|Apex Clearing Corporation|65
BOND|PIMCO ACTIVE BOND|BANK|Primevest Financial Services, Inc.|20
BOND|PIMCO ACTIVE BOND|BARD|Robert W. Baird & Co. Incorporated|4125
BOND|PIMCO ACTIVE BOND|BATM|CBOE TRADING, INC.|900
BOND|PIMCO ACTIVE BOND|BBNT|BB&T SECURITIES, LLC|154
BOND|PIMCO ACTIVE BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12592
BOND|PIMCO ACTIVE BOND|CANT|Cantor Fitzgerald & Co.|2024
BOND|PIMCO ACTIVE BOND|CHAS|Charles Schwab & Co., Inc.|45666
BOND|PIMCO ACTIVE BOND|CIST|Capital Institutional Services, Inc.|4893
BOND|PIMCO ACTIVE BOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20821
BOND|PIMCO ACTIVE BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24835
BOND|PIMCO ACTIVE BOND|CTDL|Citadel Derivatives Group Llc|8195
BOND|PIMCO ACTIVE BOND|CXCX|CITIGROUP GLOBAL MARKETS INC.|4200
BOND|PIMCO ACTIVE BOND|DBAB|Deutsche Bank Securities Inc.|100
BOND|PIMCO ACTIVE BOND|DBAX|Deutsche Bank Securities Inc.|4800
BOND|PIMCO ACTIVE BOND|DEAN|MORGAN STANLEY|10118
BOND|PIMCO ACTIVE BOND|EBXL|EBX LLC|7100
BOND|PIMCO ACTIVE BOND|ECUT|CONVERGEX EXECUTION SOLUTIONS|15341
BOND|PIMCO ACTIVE BOND|EDJC|Edward Jones / CDS|195
BOND|PIMCO ACTIVE BOND|EDJO|Edward D. Jones & Co., L.P.|3521
BOND|PIMCO ACTIVE BOND|EGAM|CBOE TRADING, INC.|84
BOND|PIMCO ACTIVE BOND|EGXM|CBOE TRADING, INC.|2
BOND|PIMCO ACTIVE BOND|ETBE|Electronic Transaction Clearing, Inc.|400
BOND|PIMCO ACTIVE BOND|ETRS|E*Trade Securities LLC|8695
BOND|PIMCO ACTIVE BOND|FBSB|U.S. Bancorp Investments, Inc.|563
BOND|PIMCO ACTIVE BOND|FIDT|Fidelity Clearing Canada ULC./ CDS|575
BOND|PIMCO ACTIVE BOND|FILL|Tradestation Securities, Inc.|300
BOND|PIMCO ACTIVE BOND|FINX|FINTECH SECURITIES|685
BOND|PIMCO ACTIVE BOND|FLTU|FLOW TRADERS US LLC|2833
BOND|PIMCO ACTIVE BOND|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|2832
BOND|PIMCO ACTIVE BOND|FMAF|NBCN Inc./ CDS|823
BOND|PIMCO ACTIVE BOND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10412
BOND|PIMCO ACTIVE BOND|FTBR|Foliofn Investments, Inc.|1542
BOND|PIMCO ACTIVE BOND|GEBB|GLOBAL EXECUTION BROKERS, LP|6527
BOND|PIMCO ACTIVE BOND|GLPX|ACS EXECUTION SERVICES, LLC|3080
BOND|PIMCO ACTIVE BOND|GSCO|GOLDMAN SACHS & CO. LLC|5426
BOND|PIMCO ACTIVE BOND|GSCS|GOLDMAN SACHS & CO. LLC|400
BOND|PIMCO ACTIVE BOND|GSLT|GOLDMAN SACHS & CO. LLC|279
BOND|PIMCO ACTIVE BOND|GTSZ|GTS SECURITIES LLC|1100
BOND|PIMCO ACTIVE BOND|HRBF|American Enterprise Investment Services Inc.|1817
BOND|PIMCO ACTIVE BOND|IATS|INTERACTIVE BROKERS LLC|2046
BOND|PIMCO ACTIVE BOND|IBKR|Interactive Brokers Llc|3258
BOND|PIMCO ACTIVE BOND|ICBX|INSTINET, LLC|6615
BOND|PIMCO ACTIVE BOND|INCA|INSTINET, LLC|7167
BOND|PIMCO ACTIVE BOND|ITGI|ITG Inc.|365
BOND|PIMCO ACTIVE BOND|ITGP|ITG INC.|400
BOND|PIMCO ACTIVE BOND|JANY|Janney Montgomery Scott Inc.|8973
BOND|PIMCO ACTIVE BOND|JEFF|JEFFERIES LLC|600
BOND|PIMCO ACTIVE BOND|JMPT|JUMP TRADING, LLC|231
BOND|PIMCO ACTIVE BOND|JPMX|J.P. Morgan Securities LLC|5820
BOND|PIMCO ACTIVE BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|10523
BOND|PIMCO ACTIVE BOND|JSJX|JANE STREET CAPITAL LLC|52529
BOND|PIMCO ACTIVE BOND|KCGM|VIRTU Americas LLC|4544
BOND|PIMCO ACTIVE BOND|LEHM|Barclays Capital Inc./Le|15564
BOND|PIMCO ACTIVE BOND|LGNT|COR CLEARING LLC|2
BOND|PIMCO ACTIVE BOND|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|140
BOND|PIMCO ACTIVE BOND|LIME|Lime Brokerage LLC|7162
BOND|PIMCO ACTIVE BOND|LSCI|Lek Securities Corporation|843
BOND|PIMCO ACTIVE BOND|MACC|Mid Atlantic Capital Corporation|4825
BOND|PIMCO ACTIVE BOND|MCMF|Raymond James Ltd. Cds|53
BOND|PIMCO ACTIVE BOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11670
BOND|PIMCO ACTIVE BOND|MSCO|MORGAN STANLEY & CO. LLC|36821
BOND|PIMCO ACTIVE BOND|MSPL|MORGAN STANLEY & CO. LLC|31900
BOND|PIMCO ACTIVE BOND|NFSC|National Financial Services LLC|118429
BOND|PIMCO ACTIVE BOND|NITE|VIRTU Americas LLC|233602
BOND|PIMCO ACTIVE BOND|NQRB|Brut, LLC|19449
BOND|PIMCO ACTIVE BOND|NTBF|BMO Nesbitt Burns Inc./CDS|700
BOND|PIMCO ACTIVE BOND|NTRC|Northern Trust Securities, Inc.|230
BOND|PIMCO ACTIVE BOND|OPCO|Oppenheimer & Co. Inc.|2879
BOND|PIMCO ACTIVE BOND|PDQM|CODA MARKETS, INC.|6420
BOND|PIMCO ACTIVE BOND|PWJC|UBS Financial Services, Inc.|2661
BOND|PIMCO ACTIVE BOND|RBCM|RBC CAPITAL MARKETS, LLC|2281
BOND|PIMCO ACTIVE BOND|SALI|INTL FCSTONE FINANCIAL INC.|70
BOND|PIMCO ACTIVE BOND|SBSH|Citigroup Global Markets Inc.|17519
BOND|PIMCO ACTIVE BOND|SGMT|GOLDMAN SACHS & CO. LLC|3400
BOND|PIMCO ACTIVE BOND|SPDR|SPEEDROUTE LLC|700
BOND|PIMCO ACTIVE BOND|SPHN|Stephens Inc.|1
BOND|PIMCO ACTIVE BOND|STFL|Stifel, Nicolaus & Company, Incorporated|9145
BOND|PIMCO ACTIVE BOND|SWIM|TD Ameritrade, Inc.|968
BOND|PIMCO ACTIVE BOND|SWST|Hilltop Securities Inc.|386
BOND|PIMCO ACTIVE BOND|TKNG|ALLY INVEST SECURITIES LLC|30
BOND|PIMCO ACTIVE BOND|TRBT|Tradebot Systems, Inc.|100
BOND|PIMCO ACTIVE BOND|UBSA|UBS SECURITIES LLC|46478
BOND|PIMCO ACTIVE BOND|UBSS|UBS Securities LLC|41928
BOND|PIMCO ACTIVE BOND|VALX|VIRTU AMERICAS LLC|491
BOND|PIMCO ACTIVE BOND|VGRD|Vanguard Marketing Corporation|15817
BOND|PIMCO ACTIVE BOND|WCHV|WELLS FARGO SECURITIES, LLC|32050
BOND|PIMCO ACTIVE BOND|WEED|Weeden & Co.L.P.|10
BOND|PIMCO ACTIVE BOND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1143
BOND|PIMCO ACTIVE BOND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25622
BOND|PIMCO ACTIVE BOND|WGIF|CIBC World Markets Inc.|560
BOND|PIMCO ACTIVE BOND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|19
BOND|PIMCO ACTIVE BOND|WSEA|WOLVERINE SECURITIES, LLC|2862
BOND|PIMCO ACTIVE BOND|XSTM|NATIONAL FINANCIAL SERVICES LLC|28530
BOND|PIMCO ACTIVE BOND|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BOND|PIMCO ACTIVE BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42085
BOOM|DMC GLOBAL INC.|APCC|Apex Clearing Corporation|21
BOOM|DMC GLOBAL INC.|BATM|CBOE TRADING, INC.|432
BOOM|DMC GLOBAL INC.|BERN|Sanford C. Bernstein & Co., LLC|1103
BOOM|DMC GLOBAL INC.|BIAD|SAGETRADER, LLC|500
BOOM|DMC GLOBAL INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1717
BOOM|DMC GLOBAL INC.|BLKX|INSTINET, LLC|8585
BOOM|DMC GLOBAL INC.|BMOC|BMO Capital Markets Corp.|2266
BOOM|DMC GLOBAL INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1246
BOOM|DMC GLOBAL INC.|BTIG|BTIG, LLC|15188
BOOM|DMC GLOBAL INC.|BYXM|CBOE TRADING, INC.|5
BOOM|DMC GLOBAL INC.|BZYD|GOLDMAN SACHS & CO. LLC|800
BOOM|DMC GLOBAL INC.|CANT|Cantor Fitzgerald & Co.|3117
BOOM|DMC GLOBAL INC.|CHAS|Charles Schwab & Co., Inc.|277
BOOM|DMC GLOBAL INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6791
BOOM|DMC GLOBAL INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2841
BOOM|DMC GLOBAL INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32
BOOM|DMC GLOBAL INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18752
BOOM|DMC GLOBAL INC.|CTDL|Citadel Derivatives Group Llc|1070
BOOM|DMC GLOBAL INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7316
BOOM|DMC GLOBAL INC.|DBAB|Deutsche Bank Securities Inc.|87237
BOOM|DMC GLOBAL INC.|DBAX|Deutsche Bank Securities Inc.|18100
BOOM|DMC GLOBAL INC.|DBUL|Deutsche Bank Securities Inc.|31
BOOM|DMC GLOBAL INC.|DEAN|MORGAN STANLEY|362
BOOM|DMC GLOBAL INC.|DEGS|RONIN PROFESSIONAL LLC|8156
BOOM|DMC GLOBAL INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1030
BOOM|DMC GLOBAL INC.|DOTC|Dougherty & Company LLC|27172
BOOM|DMC GLOBAL INC.|EBXL|EBX LLC|13100
BOOM|DMC GLOBAL INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|15690
BOOM|DMC GLOBAL INC.|EDJO|Edward D. Jones & Co., L.P.|2384
BOOM|DMC GLOBAL INC.|EGAM|CBOE TRADING, INC.|4184
BOOM|DMC GLOBAL INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1024
BOOM|DMC GLOBAL INC.|EGXM|CBOE TRADING, INC.|100
BOOM|DMC GLOBAL INC.|ETBE|Electronic Transaction Clearing, Inc.|582
BOOM|DMC GLOBAL INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
BOOM|DMC GLOBAL INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40640
BOOM|DMC GLOBAL INC.|ETRS|E*Trade Securities LLC|20732
BOOM|DMC GLOBAL INC.|FBCO|Credit Suisse Securities (USA) LLC|202148
BOOM|DMC GLOBAL INC.|FILL|Tradestation Securities, Inc.|6702
BOOM|DMC GLOBAL INC.|FOMA|TD AMERITRADE CLEARING, INC.|122671
BOOM|DMC GLOBAL INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|318
BOOM|DMC GLOBAL INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12748
BOOM|DMC GLOBAL INC.|FTBR|Foliofn Investments, Inc.|220
BOOM|DMC GLOBAL INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|12646
BOOM|DMC GLOBAL INC.|GLPX|ACS EXECUTION SERVICES, LLC|106
BOOM|DMC GLOBAL INC.|GSCO|GOLDMAN SACHS & CO. LLC|335957
BOOM|DMC GLOBAL INC.|GSCS|GOLDMAN SACHS & CO. LLC|6595
BOOM|DMC GLOBAL INC.|GSLT|GOLDMAN SACHS & CO. LLC|843
BOOM|DMC GLOBAL INC.|GTSZ|GTS SECURITIES LLC|4952
BOOM|DMC GLOBAL INC.|HPPX|POTAMUS TRADING, LLC|383
BOOM|DMC GLOBAL INC.|HRBF|American Enterprise Investment Services Inc.|218
BOOM|DMC GLOBAL INC.|IBKR|Interactive Brokers Llc|30300
BOOM|DMC GLOBAL INC.|ICBX|INSTINET, LLC|3976
BOOM|DMC GLOBAL INC.|IEQY|CITADEL SECURITIES LLC|17105
BOOM|DMC GLOBAL INC.|INCA|INSTINET, LLC|66200
BOOM|DMC GLOBAL INC.|INJX|INSTINET, LLC|5088
BOOM|DMC GLOBAL INC.|ITGI|ITG Inc.|5245
BOOM|DMC GLOBAL INC.|ITGP|ITG INC.|7000
BOOM|DMC GLOBAL INC.|JEFF|JEFFERIES LLC|34939
BOOM|DMC GLOBAL INC.|JMPT|JUMP TRADING, LLC|4601
BOOM|DMC GLOBAL INC.|JONE|JonesTrading|70
BOOM|DMC GLOBAL INC.|JPBX|J.P. MORGAN SECURITIES LLC|1244
BOOM|DMC GLOBAL INC.|JPMX|J.P. Morgan Securities LLC|45267
BOOM|DMC GLOBAL INC.|KCGM|VIRTU Americas LLC|5483
BOOM|DMC GLOBAL INC.|LEHM|Barclays Capital Inc./Le|122329
BOOM|DMC GLOBAL INC.|LIME|Lime Brokerage LLC|42669
BOOM|DMC GLOBAL INC.|LMGP|LIME BROKERAGE LLC|100
BOOM|DMC GLOBAL INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|19794
BOOM|DMC GLOBAL INC.|LSCI|Lek Securities Corporation|100
BOOM|DMC GLOBAL INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|16385
BOOM|DMC GLOBAL INC.|MAXM|Maxim Group LLC|856
BOOM|DMC GLOBAL INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
BOOM|DMC GLOBAL INC.|MSCO|MORGAN STANLEY & CO. LLC|426505
BOOM|DMC GLOBAL INC.|MSPL|MORGAN STANLEY & CO. LLC|20200
BOOM|DMC GLOBAL INC.|MSTX|MORGAN STANLEY & CO. LLC|1000
BOOM|DMC GLOBAL INC.|NFSC|National Financial Services LLC|53939
BOOM|DMC GLOBAL INC.|NITE|VIRTU Americas LLC|115630
BOOM|DMC GLOBAL INC.|NITP|VIRTU Americas LLC|500
BOOM|DMC GLOBAL INC.|NQRB|Brut, LLC|3100
BOOM|DMC GLOBAL INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|967
BOOM|DMC GLOBAL INC.|PDQM|CODA MARKETS, INC.|12676
BOOM|DMC GLOBAL INC.|PHLY|NASDAQ Execution Services, LLC|1600
BOOM|DMC GLOBAL INC.|RAJA|Raymond James & Associates, Inc.|200
BOOM|DMC GLOBAL INC.|RBCM|RBC CAPITAL MARKETS, LLC|101
BOOM|DMC GLOBAL INC.|SAGL|SAGETRADER, LLC|2425
BOOM|DMC GLOBAL INC.|SAGW|SAGETRADER, LLC|32
BOOM|DMC GLOBAL INC.|SBSH|Citigroup Global Markets Inc.|31313
BOOM|DMC GLOBAL INC.|SGMT|GOLDMAN SACHS & CO. LLC|8952
BOOM|DMC GLOBAL INC.|SPDR|SPEEDROUTE LLC|4305
BOOM|DMC GLOBAL INC.|SPTD|MINT GLOBAL MARKETS, INC.|11602
BOOM|DMC GLOBAL INC.|STFL|Stifel, Nicolaus & Company, Incorporated|470
BOOM|DMC GLOBAL INC.|SWIM|TD Ameritrade, Inc.|16842
BOOM|DMC GLOBAL INC.|TKNG|ALLY INVEST SECURITIES LLC|867
BOOM|DMC GLOBAL INC.|TRBT|Tradebot Systems, Inc.|7744
BOOM|DMC GLOBAL INC.|TRCM|TRC MARKETS LLC|39545
BOOM|DMC GLOBAL INC.|TWTT|TASTYWORKS, INC.|400
BOOM|DMC GLOBAL INC.|UBSA|UBS SECURITIES LLC|54109
BOOM|DMC GLOBAL INC.|UBSS|UBS Securities LLC|142169
BOOM|DMC GLOBAL INC.|VALX|VIRTU AMERICAS LLC|1406
BOOM|DMC GLOBAL INC.|VGRD|Vanguard Marketing Corporation|4127
BOOM|DMC GLOBAL INC.|WCHV|WELLS FARGO SECURITIES, LLC|47063
BOOM|DMC GLOBAL INC.|WDNX|WEEDEN & CO.L.P.|7400
BOOM|DMC GLOBAL INC.|WEDB|WEDBUSH SECURITIES INC.|32
BOOM|DMC GLOBAL INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2141
BOOM|DMC GLOBAL INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1634
BOOM|DMC GLOBAL INC.|WSEA|WOLVERINE SECURITIES, LLC|1427
BOOM|DMC GLOBAL INC.|XIST|INSTINET, LLC|20220
BOOM|DMC GLOBAL INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2226
BOOM|DMC GLOBAL INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|370
BOON|NYSE PICKENS OIL RES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|419
BOON|NYSE PICKENS OIL RES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BOON|NYSE PICKENS OIL RES|DBAX|Deutsche Bank Securities Inc.|400
BOON|NYSE PICKENS OIL RES|DEAN|MORGAN STANLEY|10
BOON|NYSE PICKENS OIL RES|ETRS|E*Trade Securities LLC|847
BOON|NYSE PICKENS OIL RES|FMAF|NBCN Inc./ CDS|25
BOON|NYSE PICKENS OIL RES|GSLT|GOLDMAN SACHS & CO. LLC|400
BOON|NYSE PICKENS OIL RES|IATS|INTERACTIVE BROKERS LLC|50
BOON|NYSE PICKENS OIL RES|IBKR|Interactive Brokers Llc|200
BOON|NYSE PICKENS OIL RES|JSJX|JANE STREET CAPITAL LLC|5885
BOON|NYSE PICKENS OIL RES|KCGM|VIRTU Americas LLC|60
BOON|NYSE PICKENS OIL RES|LIME|Lime Brokerage LLC|235
BOON|NYSE PICKENS OIL RES|MSCO|MORGAN STANLEY & CO. LLC|439
BOON|NYSE PICKENS OIL RES|NFSC|National Financial Services LLC|5775
BOON|NYSE PICKENS OIL RES|NITE|VIRTU Americas LLC|5036
BOON|NYSE PICKENS OIL RES|SWIM|TD Ameritrade, Inc.|1701
BOON|NYSE PICKENS OIL RES|TWTT|TASTYWORKS, INC.|2
BOON|NYSE PICKENS OIL RES|UBSA|UBS SECURITIES LLC|1900
BOON|NYSE PICKENS OIL RES|UBSS|UBS Securities LLC|576
BOON|NYSE PICKENS OIL RES|VGRD|Vanguard Marketing Corporation|1357
BOON|NYSE PICKENS OIL RES|WCHV|WELLS FARGO SECURITIES, LLC|524
BOON|NYSE PICKENS OIL RES|WSEA|WOLVERINE SECURITIES, LLC|50
BOON|NYSE PICKENS OIL RES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|190
BOOT|BOOT BARN HLDS, INC.|ALTX|Alternet Securities Inc.|6900
BOOT|BOOT BARN HLDS, INC.|ANOS|ABEL/NOSER, L.L.C.|340
BOOT|BOOT BARN HLDS, INC.|APCC|Apex Clearing Corporation|676
BOOT|BOOT BARN HLDS, INC.|BALE|M&T SECURITIES, INC.|388
BOOT|BOOT BARN HLDS, INC.|BARD|Robert W. Baird & Co. Incorporated|23364
BOOT|BOOT BARN HLDS, INC.|BATM|CBOE TRADING, INC.|2660
BOOT|BOOT BARN HLDS, INC.|BAYC|BAY CREST PARTNERS, LLC|265
BOOT|BOOT BARN HLDS, INC.|BAYT|BTIG, LLC|300
BOOT|BOOT BARN HLDS, INC.|BBNT|BB&T SECURITIES, LLC|1052
BOOT|BOOT BARN HLDS, INC.|BERN|Sanford C. Bernstein & Co., LLC|16959
BOOT|BOOT BARN HLDS, INC.|BIDS|BIDS TRADING L.P.|300
BOOT|BOOT BARN HLDS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1185
BOOT|BOOT BARN HLDS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|354995
BOOT|BOOT BARN HLDS, INC.|BYXM|CBOE TRADING, INC.|618
BOOT|BOOT BARN HLDS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1400
BOOT|BOOT BARN HLDS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|11400
BOOT|BOOT BARN HLDS, INC.|CHAS|Charles Schwab & Co., Inc.|2497
BOOT|BOOT BARN HLDS, INC.|CIST|Capital Institutional Services, Inc.|17125
BOOT|BOOT BARN HLDS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145061
BOOT|BOOT BARN HLDS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1804
BOOT|BOOT BARN HLDS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|221055
BOOT|BOOT BARN HLDS, INC.|CTDL|Citadel Derivatives Group Llc|1850
BOOT|BOOT BARN HLDS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|9422
BOOT|BOOT BARN HLDS, INC.|DBAB|Deutsche Bank Securities Inc.|94012
BOOT|BOOT BARN HLDS, INC.|DBAX|Deutsche Bank Securities Inc.|126400
BOOT|BOOT BARN HLDS, INC.|DBUL|Deutsche Bank Securities Inc.|200
BOOT|BOOT BARN HLDS, INC.|DCHF|Dart Executions, LLC|665
BOOT|BOOT BARN HLDS, INC.|DEAN|MORGAN STANLEY|553
BOOT|BOOT BARN HLDS, INC.|DEGS|RONIN PROFESSIONAL LLC|3588
BOOT|BOOT BARN HLDS, INC.|EBXL|EBX LLC|165400
BOOT|BOOT BARN HLDS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|12255
BOOT|BOOT BARN HLDS, INC.|EDJO|Edward D. Jones & Co., L.P.|2987
BOOT|BOOT BARN HLDS, INC.|EGAM|CBOE TRADING, INC.|13140
BOOT|BOOT BARN HLDS, INC.|EGAW|CBOE TRADING, INC.|209
BOOT|BOOT BARN HLDS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|507
BOOT|BOOT BARN HLDS, INC.|EGXM|CBOE TRADING, INC.|3440
BOOT|BOOT BARN HLDS, INC.|ETBE|Electronic Transaction Clearing, Inc.|6366
BOOT|BOOT BARN HLDS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6650
BOOT|BOOT BARN HLDS, INC.|ETRS|E*Trade Securities LLC|29704
BOOT|BOOT BARN HLDS, INC.|FILL|Tradestation Securities, Inc.|4511
BOOT|BOOT BARN HLDS, INC.|FMAF|NBCN Inc./ CDS|220
BOOT|BOOT BARN HLDS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11536
BOOT|BOOT BARN HLDS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107745
BOOT|BOOT BARN HLDS, INC.|FTBR|Foliofn Investments, Inc.|21375
BOOT|BOOT BARN HLDS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
BOOT|BOOT BARN HLDS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|6078
BOOT|BOOT BARN HLDS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|768730
BOOT|BOOT BARN HLDS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|8253
BOOT|BOOT BARN HLDS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1348
BOOT|BOOT BARN HLDS, INC.|GTSZ|GTS SECURITIES LLC|24755
BOOT|BOOT BARN HLDS, INC.|HRBF|American Enterprise Investment Services Inc.|387
BOOT|BOOT BARN HLDS, INC.|IATS|INTERACTIVE BROKERS LLC|16675
BOOT|BOOT BARN HLDS, INC.|IBKR|Interactive Brokers Llc|27820
BOOT|BOOT BARN HLDS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|415
BOOT|BOOT BARN HLDS, INC.|ICBX|INSTINET, LLC|20658
BOOT|BOOT BARN HLDS, INC.|IEQY|CITADEL SECURITIES LLC|39250
BOOT|BOOT BARN HLDS, INC.|INCA|INSTINET, LLC|91689
BOOT|BOOT BARN HLDS, INC.|INJX|INSTINET, LLC|1650
BOOT|BOOT BARN HLDS, INC.|ITGI|ITG Inc.|21082
BOOT|BOOT BARN HLDS, INC.|ITGP|ITG INC.|198000
BOOT|BOOT BARN HLDS, INC.|JEFF|JEFFERIES LLC|77295
BOOT|BOOT BARN HLDS, INC.|JMPT|JUMP TRADING, LLC|27303
BOOT|BOOT BARN HLDS, INC.|JONE|JonesTrading|2246
BOOT|BOOT BARN HLDS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|42751
BOOT|BOOT BARN HLDS, INC.|JPMX|J.P. Morgan Securities LLC|210392
BOOT|BOOT BARN HLDS, INC.|JSJX|JANE STREET CAPITAL LLC|4538
BOOT|BOOT BARN HLDS, INC.|KCGM|VIRTU Americas LLC|19770
BOOT|BOOT BARN HLDS, INC.|LEHM|Barclays Capital Inc./Le|264644
BOOT|BOOT BARN HLDS, INC.|LIME|Lime Brokerage LLC|11799
BOOT|BOOT BARN HLDS, INC.|LQNA|LIQUIDNET, INC.|13700
BOOT|BOOT BARN HLDS, INC.|LSCI|Lek Securities Corporation|135
BOOT|BOOT BARN HLDS, INC.|MACQ|Macquarie Capital (USA) Inc.|3381
BOOT|BOOT BARN HLDS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55571
BOOT|BOOT BARN HLDS, INC.|MSCO|MORGAN STANLEY & CO. LLC|1521851
BOOT|BOOT BARN HLDS, INC.|MSPL|MORGAN STANLEY & CO. LLC|400100
BOOT|BOOT BARN HLDS, INC.|MSTX|MORGAN STANLEY & CO. LLC|228400
BOOT|BOOT BARN HLDS, INC.|NEED|Needham & Company, LLC|1845
BOOT|BOOT BARN HLDS, INC.|NFSC|National Financial Services LLC|97751
BOOT|BOOT BARN HLDS, INC.|NITE|VIRTU Americas LLC|242451
BOOT|BOOT BARN HLDS, INC.|NITP|VIRTU Americas LLC|60
BOOT|BOOT BARN HLDS, INC.|NQRB|Brut, LLC|18922
BOOT|BOOT BARN HLDS, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1294
BOOT|BOOT BARN HLDS, INC.|OPCO|Oppenheimer & Co. Inc.|100
BOOT|BOOT BARN HLDS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BOOT|BOOT BARN HLDS, INC.|PDQM|CODA MARKETS, INC.|11007
BOOT|BOOT BARN HLDS, INC.|PHLY|NASDAQ Execution Services, LLC|1200
BOOT|BOOT BARN HLDS, INC.|PIPR|Piper Jaffray & Co.|15826
BOOT|BOOT BARN HLDS, INC.|QMSR|QUATTRO M SECURITIES INC.|206
BOOT|BOOT BARN HLDS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|6634
BOOT|BOOT BARN HLDS, INC.|RGLD|Regal Securities, Inc|13
BOOT|BOOT BARN HLDS, INC.|SAGL|SAGETRADER, LLC|2694
BOOT|BOOT BARN HLDS, INC.|SBSH|Citigroup Global Markets Inc.|31936
BOOT|BOOT BARN HLDS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|107922
BOOT|BOOT BARN HLDS, INC.|SPDR|SPEEDROUTE LLC|5373
BOOT|BOOT BARN HLDS, INC.|SPHN|Stephens Inc.|66156
BOOT|BOOT BARN HLDS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|67
BOOT|BOOT BARN HLDS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3384
BOOT|BOOT BARN HLDS, INC.|SWIM|TD Ameritrade, Inc.|21285
BOOT|BOOT BARN HLDS, INC.|SWST|Hilltop Securities Inc.|3800
BOOT|BOOT BARN HLDS, INC.|TKNG|ALLY INVEST SECURITIES LLC|1085
BOOT|BOOT BARN HLDS, INC.|TRBT|Tradebot Systems, Inc.|174130
BOOT|BOOT BARN HLDS, INC.|TRCM|TRC MARKETS LLC|56138
BOOT|BOOT BARN HLDS, INC.|UBSA|UBS SECURITIES LLC|284088
BOOT|BOOT BARN HLDS, INC.|UBSS|UBS Securities LLC|374035
BOOT|BOOT BARN HLDS, INC.|VALX|VIRTU AMERICAS LLC|8895
BOOT|BOOT BARN HLDS, INC.|VGRD|Vanguard Marketing Corporation|4323
BOOT|BOOT BARN HLDS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|932
BOOT|BOOT BARN HLDS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|76476
BOOT|BOOT BARN HLDS, INC.|WEDB|WEDBUSH SECURITIES INC.|2033
BOOT|BOOT BARN HLDS, INC.|WEED|Weeden & Co.L.P.|94600
BOOT|BOOT BARN HLDS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2282
BOOT|BOOT BARN HLDS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7697
BOOT|BOOT BARN HLDS, INC.|WGIF|CIBC World Markets Inc.|504
BOOT|BOOT BARN HLDS, INC.|WSEA|WOLVERINE SECURITIES, LLC|1433
BOOT|BOOT BARN HLDS, INC.|XIST|INSTINET, LLC|17000
BOOT|BOOT BARN HLDS, INC.|XPQR|Jump Trading|700
BOOT|BOOT BARN HLDS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|42450
BOOT|BOOT BARN HLDS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BORN|CHINA NEW BORUN CP|APCC|Apex Clearing Corporation|57
BORN|CHINA NEW BORUN CP|BATM|CBOE TRADING, INC.|50
BORN|CHINA NEW BORUN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
BORN|CHINA NEW BORUN CP|DBAB|Deutsche Bank Securities Inc.|1817
BORN|CHINA NEW BORUN CP|DBAX|Deutsche Bank Securities Inc.|1600
BORN|CHINA NEW BORUN CP|DEGS|RONIN PROFESSIONAL LLC|564
BORN|CHINA NEW BORUN CP|EBXL|EBX LLC|400
BORN|CHINA NEW BORUN CP|EGXM|CBOE TRADING, INC.|12
BORN|CHINA NEW BORUN CP|ETRS|E*Trade Securities LLC|7661
BORN|CHINA NEW BORUN CP|FMAF|NBCN Inc./ CDS|1600
BORN|CHINA NEW BORUN CP|FTBR|Foliofn Investments, Inc.|9520
BORN|CHINA NEW BORUN CP|GLPX|ACS EXECUTION SERVICES, LLC|39
BORN|CHINA NEW BORUN CP|IATS|INTERACTIVE BROKERS LLC|1394
BORN|CHINA NEW BORUN CP|IBKR|Interactive Brokers Llc|9430
BORN|CHINA NEW BORUN CP|ICBX|INSTINET, LLC|300
BORN|CHINA NEW BORUN CP|INCA|INSTINET, LLC|1735
BORN|CHINA NEW BORUN CP|ITGP|ITG INC.|1400
BORN|CHINA NEW BORUN CP|LEHM|Barclays Capital Inc./Le|1400
BORN|CHINA NEW BORUN CP|LIME|Lime Brokerage LLC|923
BORN|CHINA NEW BORUN CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BORN|CHINA NEW BORUN CP|MSCO|MORGAN STANLEY & CO. LLC|7720
BORN|CHINA NEW BORUN CP|NFSC|National Financial Services LLC|35421
BORN|CHINA NEW BORUN CP|NITE|VIRTU Americas LLC|70881
BORN|CHINA NEW BORUN CP|NQRB|Brut, LLC|200
BORN|CHINA NEW BORUN CP|OPCO|Oppenheimer & Co. Inc.|1500
BORN|CHINA NEW BORUN CP|PDQM|CODA MARKETS, INC.|539
BORN|CHINA NEW BORUN CP|RBCM|RBC CAPITAL MARKETS, LLC|5760
BORN|CHINA NEW BORUN CP|SBSH|Citigroup Global Markets Inc.|1700
BORN|CHINA NEW BORUN CP|SGMT|GOLDMAN SACHS & CO. LLC|100
BORN|CHINA NEW BORUN CP|SWIM|TD Ameritrade, Inc.|10214
BORN|CHINA NEW BORUN CP|UBSA|UBS SECURITIES LLC|3131
BORN|CHINA NEW BORUN CP|UBSS|UBS Securities LLC|2291
BORN|CHINA NEW BORUN CP|VGRD|Vanguard Marketing Corporation|18462
BORN|CHINA NEW BORUN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1244
BORN|CHINA NEW BORUN CP|WSEA|WOLVERINE SECURITIES, LLC|198
BOS|DB BASE METALS ETN|VGRD|Vanguard Marketing Corporation|49
BOSC|BOS BETTER ONLINE|APCC|Apex Clearing Corporation|668
BOSC|BOS BETTER ONLINE|CHAS|Charles Schwab & Co., Inc.|20474
BOSC|BOS BETTER ONLINE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
BOSC|BOS BETTER ONLINE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|569
BOSC|BOS BETTER ONLINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3100
BOSC|BOS BETTER ONLINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
BOSC|BOS BETTER ONLINE|DBAB|Deutsche Bank Securities Inc.|800
BOSC|BOS BETTER ONLINE|DBAX|Deutsche Bank Securities Inc.|4200
BOSC|BOS BETTER ONLINE|DEGS|RONIN PROFESSIONAL LLC|5290
BOSC|BOS BETTER ONLINE|EGAM|CBOE TRADING, INC.|800
BOSC|BOS BETTER ONLINE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|7400
BOSC|BOS BETTER ONLINE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|328
BOSC|BOS BETTER ONLINE|ETRS|E*Trade Securities LLC|49250
BOSC|BOS BETTER ONLINE|FBCO|Credit Suisse Securities (USA) LLC|6315
BOSC|BOS BETTER ONLINE|FILL|Tradestation Securities, Inc.|100
BOSC|BOS BETTER ONLINE|FMAF|NBCN Inc./ CDS|4800
BOSC|BOS BETTER ONLINE|FOMA|TD AMERITRADE CLEARING, INC.|211924
BOSC|BOS BETTER ONLINE|GLPX|ACS EXECUTION SERVICES, LLC|5002
BOSC|BOS BETTER ONLINE|GTSZ|GTS SECURITIES LLC|2420
BOSC|BOS BETTER ONLINE|HRBF|American Enterprise Investment Services Inc.|500
BOSC|BOS BETTER ONLINE|IATS|INTERACTIVE BROKERS LLC|6167
BOSC|BOS BETTER ONLINE|IBKR|Interactive Brokers Llc|43230
BOSC|BOS BETTER ONLINE|ICBX|INSTINET, LLC|400
BOSC|BOS BETTER ONLINE|INCA|INSTINET, LLC|5724
BOSC|BOS BETTER ONLINE|ITGI|ITG Inc.|7231
BOSC|BOS BETTER ONLINE|ITGP|ITG INC.|4400
BOSC|BOS BETTER ONLINE|LEHM|Barclays Capital Inc./Le|2000
BOSC|BOS BETTER ONLINE|LIME|Lime Brokerage LLC|11221
BOSC|BOS BETTER ONLINE|MOTF|MOTIF INVESTING, INC.|2
BOSC|BOS BETTER ONLINE|MSCO|MORGAN STANLEY & CO. LLC|17350
BOSC|BOS BETTER ONLINE|NFSC|National Financial Services LLC|49770
BOSC|BOS BETTER ONLINE|NITE|VIRTU Americas LLC|250892
BOSC|BOS BETTER ONLINE|OPCO|Oppenheimer & Co. Inc.|1000
BOSC|BOS BETTER ONLINE|PDQM|CODA MARKETS, INC.|7504
BOSC|BOS BETTER ONLINE|RGLD|Regal Securities, Inc|2000
BOSC|BOS BETTER ONLINE|SAGL|SAGETRADER, LLC|2103
BOSC|BOS BETTER ONLINE|SALI|INTL FCSTONE FINANCIAL INC.|14735
BOSC|BOS BETTER ONLINE|SBSH|Citigroup Global Markets Inc.|100
BOSC|BOS BETTER ONLINE|SGMT|GOLDMAN SACHS & CO. LLC|1600
BOSC|BOS BETTER ONLINE|SPDR|SPEEDROUTE LLC|100
BOSC|BOS BETTER ONLINE|SWIM|TD Ameritrade, Inc.|81390
BOSC|BOS BETTER ONLINE|TKNG|ALLY INVEST SECURITIES LLC|150
BOSC|BOS BETTER ONLINE|TRCM|TRC MARKETS LLC|200
BOSC|BOS BETTER ONLINE|UBSA|UBS SECURITIES LLC|13243
BOSC|BOS BETTER ONLINE|UBSS|UBS Securities LLC|32883
BOSC|BOS BETTER ONLINE|VALX|VIRTU AMERICAS LLC|800
BOSC|BOS BETTER ONLINE|VSIN|Vision Financial Markets Llc|1262
BOSC|BOS BETTER ONLINE|WSEA|WOLVERINE SECURITIES, LLC|100
BOSS|GLOBAL X FOUNDER-RUN|APCC|Apex Clearing Corporation|37
BOSS|GLOBAL X FOUNDER-RUN|ETRS|E*Trade Securities LLC|35
BOSS|GLOBAL X FOUNDER-RUN|FTBR|Foliofn Investments, Inc.|86
BOSS|GLOBAL X FOUNDER-RUN|JSJX|JANE STREET CAPITAL LLC|5257
BOSS|GLOBAL X FOUNDER-RUN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BOSS|GLOBAL X FOUNDER-RUN|MSCO|MORGAN STANLEY & CO. LLC|315
BOSS|GLOBAL X FOUNDER-RUN|NFSC|National Financial Services LLC|1483
BOSS|GLOBAL X FOUNDER-RUN|NITE|VIRTU Americas LLC|1870
BOSS|GLOBAL X FOUNDER-RUN|RBCM|RBC CAPITAL MARKETS, LLC|1000
BOSS|GLOBAL X FOUNDER-RUN|SWIM|TD Ameritrade, Inc.|330
BOSS|GLOBAL X FOUNDER-RUN|TKNG|ALLY INVEST SECURITIES LLC|6
BOSS|GLOBAL X FOUNDER-RUN|UBSS|UBS Securities LLC|2
BOSS|GLOBAL X FOUNDER-RUN|VGRD|Vanguard Marketing Corporation|500
BOSS|GLOBAL X FOUNDER-RUN|WCHV|WELLS FARGO SECURITIES, LLC|241
BOSS|GLOBAL X FOUNDER-RUN|WSEA|WOLVERINE SECURITIES, LLC|72
BOTJ|BANK OF THE JAME FNL|APCC|Apex Clearing Corporation|427
BOTJ|BANK OF THE JAME FNL|BBNT|BB&T SECURITIES, LLC|141
BOTJ|BANK OF THE JAME FNL|BERN|Sanford C. Bernstein & Co., LLC|149
BOTJ|BANK OF THE JAME FNL|CHAS|Charles Schwab & Co., Inc.|1
BOTJ|BANK OF THE JAME FNL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|148
BOTJ|BANK OF THE JAME FNL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|687
BOTJ|BANK OF THE JAME FNL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
BOTJ|BANK OF THE JAME FNL|DBAB|Deutsche Bank Securities Inc.|110
BOTJ|BANK OF THE JAME FNL|DBAX|Deutsche Bank Securities Inc.|100
BOTJ|BANK OF THE JAME FNL|EBXL|EBX LLC|100
BOTJ|BANK OF THE JAME FNL|ETRS|E*Trade Securities LLC|130
BOTJ|BANK OF THE JAME FNL|FOMA|TD AMERITRADE CLEARING, INC.|12680
BOTJ|BANK OF THE JAME FNL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77
BOTJ|BANK OF THE JAME FNL|GEBB|GLOBAL EXECUTION BROKERS, LP|842
BOTJ|BANK OF THE JAME FNL|GLPX|ACS EXECUTION SERVICES, LLC|500
BOTJ|BANK OF THE JAME FNL|GSCO|GOLDMAN SACHS & CO. LLC|3775
BOTJ|BANK OF THE JAME FNL|GSCS|GOLDMAN SACHS & CO. LLC|3
BOTJ|BANK OF THE JAME FNL|GTSZ|GTS SECURITIES LLC|200
BOTJ|BANK OF THE JAME FNL|IBKR|Interactive Brokers Llc|2233
BOTJ|BANK OF THE JAME FNL|ICBX|INSTINET, LLC|600
BOTJ|BANK OF THE JAME FNL|INCA|INSTINET, LLC|7463
BOTJ|BANK OF THE JAME FNL|ITGP|ITG INC.|200
BOTJ|BANK OF THE JAME FNL|JONE|JonesTrading|30069
BOTJ|BANK OF THE JAME FNL|KCGM|VIRTU Americas LLC|110
BOTJ|BANK OF THE JAME FNL|LEHM|Barclays Capital Inc./Le|318
BOTJ|BANK OF THE JAME FNL|LIME|Lime Brokerage LLC|3845
BOTJ|BANK OF THE JAME FNL|LMGP|LIME BROKERAGE LLC|856
BOTJ|BANK OF THE JAME FNL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100
BOTJ|BANK OF THE JAME FNL|MSCO|MORGAN STANLEY & CO. LLC|10940
BOTJ|BANK OF THE JAME FNL|NFSC|National Financial Services LLC|1207
BOTJ|BANK OF THE JAME FNL|NITE|VIRTU Americas LLC|7393
BOTJ|BANK OF THE JAME FNL|PDQM|CODA MARKETS, INC.|600
BOTJ|BANK OF THE JAME FNL|RAJA|Raymond James & Associates, Inc.|30700
BOTJ|BANK OF THE JAME FNL|SBSH|Citigroup Global Markets Inc.|470
BOTJ|BANK OF THE JAME FNL|SPTD|MINT GLOBAL MARKETS, INC.|2750
BOTJ|BANK OF THE JAME FNL|STFL|Stifel, Nicolaus & Company, Incorporated|200
BOTJ|BANK OF THE JAME FNL|SWIM|TD Ameritrade, Inc.|500
BOTJ|BANK OF THE JAME FNL|UBSA|UBS SECURITIES LLC|2487
BOTJ|BANK OF THE JAME FNL|UBSS|UBS Securities LLC|4826
BOTJ|BANK OF THE JAME FNL|VGRD|Vanguard Marketing Corporation|10546
BOTJ|BANK OF THE JAME FNL|WCHV|WELLS FARGO SECURITIES, LLC|824
BOTJ|BANK OF THE JAME FNL|WSEA|WOLVERINE SECURITIES, LLC|3
BOTJ|BANK OF THE JAME FNL|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BOTZ|GLBL X RB & AI ETF|ALTX|Alternet Securities Inc.|26633
BOTZ|GLBL X RB & AI ETF|APCC|Apex Clearing Corporation|17515
BOTZ|GLBL X RB & AI ETF|BANK|Primevest Financial Services, Inc.|813
BOTZ|GLBL X RB & AI ETF|BARD|Robert W. Baird & Co. Incorporated|4120
BOTZ|GLBL X RB & AI ETF|BATM|CBOE TRADING, INC.|17474
BOTZ|GLBL X RB & AI ETF|BBNT|BB&T SECURITIES, LLC|1816
BOTZ|GLBL X RB & AI ETF|BERN|Sanford C. Bernstein & Co., LLC|116288
BOTZ|GLBL X RB & AI ETF|BIAD|SAGETRADER, LLC|265
BOTZ|GLBL X RB & AI ETF|BIMI|Banca IMI Securities Corp.|400
BOTZ|GLBL X RB & AI ETF|BKCM|BNY Mellon Capital Markets LLC|423
BOTZ|GLBL X RB & AI ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|92883
BOTZ|GLBL X RB & AI ETF|BNPX|BNP PARIBAS SECURITIES CORP.|37162
BOTZ|GLBL X RB & AI ETF|BRGE|Newbridge Securities Corp.|25
BOTZ|GLBL X RB & AI ETF|CANT|Cantor Fitzgerald & Co.|152218
BOTZ|GLBL X RB & AI ETF|CHAS|Charles Schwab & Co., Inc.|4833
BOTZ|GLBL X RB & AI ETF|CICF|Canaccord Genuity Corp.|2063
BOTZ|GLBL X RB & AI ETF|CIST|Capital Institutional Services, Inc.|1000
BOTZ|GLBL X RB & AI ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|83977
BOTZ|GLBL X RB & AI ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|214
BOTZ|GLBL X RB & AI ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BOTZ|GLBL X RB & AI ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196306
BOTZ|GLBL X RB & AI ETF|CSIN|Citadel Securities Institutional LLC|72609
BOTZ|GLBL X RB & AI ETF|CTDL|Citadel Derivatives Group Llc|412461
BOTZ|GLBL X RB & AI ETF|CTLR|CUTLER GROUP, LP|100
BOTZ|GLBL X RB & AI ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|31728
BOTZ|GLBL X RB & AI ETF|DADA|D.A. Davidson & Co.|2209
BOTZ|GLBL X RB & AI ETF|DAVA|Davenport & Company LLC|50
BOTZ|GLBL X RB & AI ETF|DBAB|Deutsche Bank Securities Inc.|147664
BOTZ|GLBL X RB & AI ETF|DBAX|Deutsche Bank Securities Inc.|145100
BOTZ|GLBL X RB & AI ETF|DCHF|Dart Executions, LLC|1603
BOTZ|GLBL X RB & AI ETF|DEAN|MORGAN STANLEY|135460
BOTZ|GLBL X RB & AI ETF|EBXL|EBX LLC|142100
BOTZ|GLBL X RB & AI ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|14494
BOTZ|GLBL X RB & AI ETF|EDJO|Edward D. Jones & Co., L.P.|100
BOTZ|GLBL X RB & AI ETF|EGAM|CBOE TRADING, INC.|44771
BOTZ|GLBL X RB & AI ETF|EGAW|CBOE TRADING, INC.|1
BOTZ|GLBL X RB & AI ETF|EGMT|EG MARKET TECHNOLOGIES LLC|200
BOTZ|GLBL X RB & AI ETF|EGXM|CBOE TRADING, INC.|5041
BOTZ|GLBL X RB & AI ETF|EGXW|CBOE TRADING, INC.|500
BOTZ|GLBL X RB & AI ETF|ETBE|Electronic Transaction Clearing, Inc.|7703
BOTZ|GLBL X RB & AI ETF|ETCB|ETC BROKERAGE SERVICES, LLC|2268
BOTZ|GLBL X RB & AI ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2767
BOTZ|GLBL X RB & AI ETF|ETRS|E*Trade Securities LLC|285243
BOTZ|GLBL X RB & AI ETF|FBCO|Credit Suisse Securities (USA) LLC|251401
BOTZ|GLBL X RB & AI ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|2880
BOTZ|GLBL X RB & AI ETF|FILL|Tradestation Securities, Inc.|7163
BOTZ|GLBL X RB & AI ETF|FLTU|FLOW TRADERS US LLC|400
BOTZ|GLBL X RB & AI ETF|FMAF|NBCN Inc./ CDS|25747
BOTZ|GLBL X RB & AI ETF|FOMA|TD AMERITRADE CLEARING, INC.|684232
BOTZ|GLBL X RB & AI ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186391
BOTZ|GLBL X RB & AI ETF|FTBR|Foliofn Investments, Inc.|3768
BOTZ|GLBL X RB & AI ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|55047
BOTZ|GLBL X RB & AI ETF|GLIS|TD Securities Inc|455
BOTZ|GLBL X RB & AI ETF|GLPX|ACS EXECUTION SERVICES, LLC|6442
BOTZ|GLBL X RB & AI ETF|GSCO|GOLDMAN SACHS & CO. LLC|100409
BOTZ|GLBL X RB & AI ETF|GSCS|GOLDMAN SACHS & CO. LLC|14571
BOTZ|GLBL X RB & AI ETF|GSLT|GOLDMAN SACHS & CO. LLC|500
BOTZ|GLBL X RB & AI ETF|GTSZ|GTS SECURITIES LLC|6226
BOTZ|GLBL X RB & AI ETF|HRBF|American Enterprise Investment Services Inc.|8421
BOTZ|GLBL X RB & AI ETF|HSBC|HSBC Securities, Inc.|13308
BOTZ|GLBL X RB & AI ETF|IATS|INTERACTIVE BROKERS LLC|46143
BOTZ|GLBL X RB & AI ETF|IBKR|Interactive Brokers Llc|249800
BOTZ|GLBL X RB & AI ETF|ICBX|INSTINET, LLC|201759
BOTZ|GLBL X RB & AI ETF|INCA|INSTINET, LLC|104396
BOTZ|GLBL X RB & AI ETF|INJX|INSTINET, LLC|77563
BOTZ|GLBL X RB & AI ETF|ITGI|ITG Inc.|46792
BOTZ|GLBL X RB & AI ETF|ITGP|ITG INC.|34800
BOTZ|GLBL X RB & AI ETF|JANY|Janney Montgomery Scott Inc.|13810
BOTZ|GLBL X RB & AI ETF|JEFF|JEFFERIES LLC|27563
BOTZ|GLBL X RB & AI ETF|JMPT|JUMP TRADING, LLC|42083
BOTZ|GLBL X RB & AI ETF|JPMX|J.P. Morgan Securities LLC|65836
BOTZ|GLBL X RB & AI ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|148788
BOTZ|GLBL X RB & AI ETF|JSJX|JANE STREET CAPITAL LLC|1265650
BOTZ|GLBL X RB & AI ETF|KCGM|VIRTU Americas LLC|62835
BOTZ|GLBL X RB & AI ETF|LEHM|Barclays Capital Inc./Le|313237
BOTZ|GLBL X RB & AI ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1700
BOTZ|GLBL X RB & AI ETF|LIME|Lime Brokerage LLC|40727
BOTZ|GLBL X RB & AI ETF|LPCM|Lampert Capital Markets Inc.|125
BOTZ|GLBL X RB & AI ETF|LSCI|Lek Securities Corporation|4297
BOTZ|GLBL X RB & AI ETF|MACC|Mid Atlantic Capital Corporation|2262
BOTZ|GLBL X RB & AI ETF|MACQ|Macquarie Capital (USA) Inc.|3800
BOTZ|GLBL X RB & AI ETF|MCBT|Moors & Cabot, Inc.|1210
BOTZ|GLBL X RB & AI ETF|MCMF|Raymond James Ltd. Cds|4822
BOTZ|GLBL X RB & AI ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|209924
BOTZ|GLBL X RB & AI ETF|MOTF|MOTIF INVESTING, INC.|152
BOTZ|GLBL X RB & AI ETF|MPSG|E D & F Man Capital Markets Inc.|87697
BOTZ|GLBL X RB & AI ETF|MSCO|MORGAN STANLEY & CO. LLC|1034734
BOTZ|GLBL X RB & AI ETF|MSPL|MORGAN STANLEY & CO. LLC|351500
BOTZ|GLBL X RB & AI ETF|MSTX|MORGAN STANLEY & CO. LLC|5400
BOTZ|GLBL X RB & AI ETF|NBCS|NBC Securities, INC.|3855
BOTZ|GLBL X RB & AI ETF|NEUB|NEUBERGER BERMAN BD LLC|1
BOTZ|GLBL X RB & AI ETF|NFSC|National Financial Services LLC|1401551
BOTZ|GLBL X RB & AI ETF|NITE|VIRTU Americas LLC|2227219
BOTZ|GLBL X RB & AI ETF|NITP|VIRTU Americas LLC|67447
BOTZ|GLBL X RB & AI ETF|NQRB|Brut, LLC|11800
BOTZ|GLBL X RB & AI ETF|OLDM|OLD MISSION CAPITAL, LLC|535510
BOTZ|GLBL X RB & AI ETF|OPCO|Oppenheimer & Co. Inc.|43728
BOTZ|GLBL X RB & AI ETF|PCPT|PHILLIP CAPITAL INC.|14293
BOTZ|GLBL X RB & AI ETF|PDQM|CODA MARKETS, INC.|110900
BOTZ|GLBL X RB & AI ETF|PICT|Pictet Overseas Inc.|170
BOTZ|GLBL X RB & AI ETF|PWJC|UBS Financial Services, Inc.|1100
BOTZ|GLBL X RB & AI ETF|RAJA|Raymond James & Associates, Inc.|98708
BOTZ|GLBL X RB & AI ETF|RBCM|RBC CAPITAL MARKETS, LLC|1200
BOTZ|GLBL X RB & AI ETF|SAGL|SAGETRADER, LLC|3500
BOTZ|GLBL X RB & AI ETF|SALI|INTL FCSTONE FINANCIAL INC.|1445
BOTZ|GLBL X RB & AI ETF|SBSH|Citigroup Global Markets Inc.|200441
BOTZ|GLBL X RB & AI ETF|SGMT|GOLDMAN SACHS & CO. LLC|66436
BOTZ|GLBL X RB & AI ETF|SPDR|SPEEDROUTE LLC|12477
BOTZ|GLBL X RB & AI ETF|SPHN|Stephens Inc.|2811
BOTZ|GLBL X RB & AI ETF|STFL|Stifel, Nicolaus & Company, Incorporated|32284
BOTZ|GLBL X RB & AI ETF|STKP|STOCKPILE INVESTMENTS, INC.|890
BOTZ|GLBL X RB & AI ETF|STXG|Stockcross Financial Services, Inc.|1040
BOTZ|GLBL X RB & AI ETF|SWIM|TD Ameritrade, Inc.|77211
BOTZ|GLBL X RB & AI ETF|SWST|Hilltop Securities Inc.|304
BOTZ|GLBL X RB & AI ETF|TKNG|ALLY INVEST SECURITIES LLC|7112
BOTZ|GLBL X RB & AI ETF|TRBT|Tradebot Systems, Inc.|77542
BOTZ|GLBL X RB & AI ETF|TRCM|TRC MARKETS LLC|14606
BOTZ|GLBL X RB & AI ETF|TWTT|TASTYWORKS, INC.|100
BOTZ|GLBL X RB & AI ETF|UBSA|UBS SECURITIES LLC|390329
BOTZ|GLBL X RB & AI ETF|UBSS|UBS Securities LLC|880260
BOTZ|GLBL X RB & AI ETF|VALX|VIRTU AMERICAS LLC|17109
BOTZ|GLBL X RB & AI ETF|VGRD|Vanguard Marketing Corporation|124442
BOTZ|GLBL X RB & AI ETF|VIEW|VIEWTRADE SECURITIES LLC|10
BOTZ|GLBL X RB & AI ETF|VSIN|Vision Financial Markets Llc|206
BOTZ|GLBL X RB & AI ETF|WBLR|WILLIAM BLAIR|1164
BOTZ|GLBL X RB & AI ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|16520
BOTZ|GLBL X RB & AI ETF|WCHV|WELLS FARGO SECURITIES, LLC|260234
BOTZ|GLBL X RB & AI ETF|WEDB|WEDBUSH SECURITIES INC.|14241
BOTZ|GLBL X RB & AI ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22463
BOTZ|GLBL X RB & AI ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10387
BOTZ|GLBL X RB & AI ETF|WFPB|Wells Fargo Securities, LLC.|7400
BOTZ|GLBL X RB & AI ETF|WGIF|CIBC World Markets Inc.|12528
BOTZ|GLBL X RB & AI ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|21
BOTZ|GLBL X RB & AI ETF|WSEA|WOLVERINE SECURITIES, LLC|15674
BOTZ|GLBL X RB & AI ETF|XPUS|XP SECURITIES, LLC|200
BOTZ|GLBL X RB & AI ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|82698
BOTZ|GLBL X RB & AI ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|2271
BOTZ|GLBL X RB & AI ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|260261
BOX|BOX, INC. CL A|ADAM|CANACCORD GENUITY INC.|1178
BOX|BOX, INC. CL A|AGCP|AEGIS CAPITAL CORP.|200
BOX|BOX, INC. CL A|AGIS|Aegis Capital Corp.|108439
BOX|BOX, INC. CL A|ALTX|Alternet Securities Inc.|98036
BOX|BOX, INC. CL A|ANOS|ABEL/NOSER, L.L.C.|100
BOX|BOX, INC. CL A|APCC|Apex Clearing Corporation|97813
BOX|BOX, INC. CL A|AURC|Aurora Capital LLC|3800
BOX|BOX, INC. CL A|BANK|Primevest Financial Services, Inc.|2083
BOX|BOX, INC. CL A|BARD|Robert W. Baird & Co. Incorporated|28210
BOX|BOX, INC. CL A|BATM|CBOE TRADING, INC.|23374
BOX|BOX, INC. CL A|BAYC|BAY CREST PARTNERS, LLC|400
BOX|BOX, INC. CL A|BAYT|BTIG, LLC|83374
BOX|BOX, INC. CL A|BBNT|BB&T SECURITIES, LLC|13153
BOX|BOX, INC. CL A|BERN|Sanford C. Bernstein & Co., LLC|209903
BOX|BOX, INC. CL A|BIDS|BIDS TRADING L.P.|15000
BOX|BOX, INC. CL A|BIMI|Banca IMI Securities Corp.|944
BOX|BOX, INC. CL A|BKCM|BNY Mellon Capital Markets LLC|1021
BOX|BOX, INC. CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|111208
BOX|BOX, INC. CL A|BLKX|INSTINET, LLC|15000
BOX|BOX, INC. CL A|BMOC|BMO Capital Markets Corp.|57475
BOX|BOX, INC. CL A|BNPX|BNP PARIBAS SECURITIES CORP.|9442
BOX|BOX, INC. CL A|BRGE|Newbridge Securities Corp.|13365
BOX|BOX, INC. CL A|BTIG|BTIG, LLC|8769
BOX|BOX, INC. CL A|BYXM|CBOE TRADING, INC.|12926
BOX|BOX, INC. CL A|BZYD|GOLDMAN SACHS & CO. LLC|3011
BOX|BOX, INC. CL A|CANT|Cantor Fitzgerald & Co.|264
BOX|BOX, INC. CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|47600
BOX|BOX, INC. CL A|CBRA|Cobra Trading, Inc.|1100
BOX|BOX, INC. CL A|CHAS|Charles Schwab & Co., Inc.|68994
BOX|BOX, INC. CL A|CICF|Canaccord Genuity Corp.|400
BOX|BOX, INC. CL A|CIST|Capital Institutional Services, Inc.|4705
BOX|BOX, INC. CL A|COKE|Coker & Palmer|850
BOX|BOX, INC. CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|332496
BOX|BOX, INC. CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1735
BOX|BOX, INC. CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|130703
BOX|BOX, INC. CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1896848
BOX|BOX, INC. CL A|CTDL|Citadel Derivatives Group Llc|36969
BOX|BOX, INC. CL A|CTLR|CUTLER GROUP, LP|45796
BOX|BOX, INC. CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|170054
BOX|BOX, INC. CL A|DADA|D.A. Davidson & Co.|3842
BOX|BOX, INC. CL A|DAVA|Davenport & Company LLC|1375
BOX|BOX, INC. CL A|DBAB|Deutsche Bank Securities Inc.|867713
BOX|BOX, INC. CL A|DBAX|Deutsche Bank Securities Inc.|1284700
BOX|BOX, INC. CL A|DBUL|Deutsche Bank Securities Inc.|52582
BOX|BOX, INC. CL A|DCHF|Dart Executions, LLC|31622
BOX|BOX, INC. CL A|DEAN|MORGAN STANLEY|948924
BOX|BOX, INC. CL A|DEGS|RONIN PROFESSIONAL LLC|79326
BOX|BOX, INC. CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21974
BOX|BOX, INC. CL A|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2600
BOX|BOX, INC. CL A|EBXL|EBX LLC|581600
BOX|BOX, INC. CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|18294
BOX|BOX, INC. CL A|EDJC|Edward Jones / CDS|55
BOX|BOX, INC. CL A|EDJO|Edward D. Jones & Co., L.P.|31700
BOX|BOX, INC. CL A|EGAM|CBOE TRADING, INC.|69978
BOX|BOX, INC. CL A|EGAW|CBOE TRADING, INC.|720
BOX|BOX, INC. CL A|EGMT|EG MARKET TECHNOLOGIES LLC|1700
BOX|BOX, INC. CL A|EGXM|CBOE TRADING, INC.|54339
BOX|BOX, INC. CL A|EGXW|CBOE TRADING, INC.|650
BOX|BOX, INC. CL A|EROP|Eroom Securities L.L.C.|2500
BOX|BOX, INC. CL A|ETBE|Electronic Transaction Clearing, Inc.|63332
BOX|BOX, INC. CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|17150
BOX|BOX, INC. CL A|ETCB|ETC BROKERAGE SERVICES, LLC|740
BOX|BOX, INC. CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1666
BOX|BOX, INC. CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|140236
BOX|BOX, INC. CL A|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|300
BOX|BOX, INC. CL A|ETRS|E*Trade Securities LLC|4656175
BOX|BOX, INC. CL A|FBSB|U.S. Bancorp Investments, Inc.|1335
BOX|BOX, INC. CL A|FIDT|Fidelity Clearing Canada ULC./ CDS|1700
BOX|BOX, INC. CL A|FILL|Tradestation Securities, Inc.|312102
BOX|BOX, INC. CL A|FINX|FINTECH SECURITIES|277
BOX|BOX, INC. CL A|FMAF|NBCN Inc./ CDS|20782
BOX|BOX, INC. CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13875
BOX|BOX, INC. CL A|FQLS|Quantlab Securities LP|1124266
BOX|BOX, INC. CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|324004
BOX|BOX, INC. CL A|FTBR|Foliofn Investments, Inc.|9404
BOX|BOX, INC. CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|53792
BOX|BOX, INC. CL A|GLIS|TD Securities Inc|73830
BOX|BOX, INC. CL A|GLPX|ACS EXECUTION SERVICES, LLC|408036
BOX|BOX, INC. CL A|GSCO|GOLDMAN SACHS & CO. LLC|3050113
BOX|BOX, INC. CL A|GSCS|GOLDMAN SACHS & CO. LLC|174227
BOX|BOX, INC. CL A|GSLT|GOLDMAN SACHS & CO. LLC|61834
BOX|BOX, INC. CL A|GTSY|GTS SECURITIES LLC|1700
BOX|BOX, INC. CL A|GTSZ|GTS SECURITIES LLC|223584
BOX|BOX, INC. CL A|HAPX|HAP Trading, LLC|100
BOX|BOX, INC. CL A|HASF|Haywood Securities Inc./CDS|2323
BOX|BOX, INC. CL A|HRBF|American Enterprise Investment Services Inc.|256527
BOX|BOX, INC. CL A|HSBC|HSBC Securities, Inc.|6703
BOX|BOX, INC. CL A|IATS|INTERACTIVE BROKERS LLC|391953
BOX|BOX, INC. CL A|IBKR|Interactive Brokers Llc|571809
BOX|BOX, INC. CL A|IBSJ|Integrity Brokerage Services, Inc.|1945
BOX|BOX, INC. CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|635
BOX|BOX, INC. CL A|ICBX|INSTINET, LLC|175289
BOX|BOX, INC. CL A|IEQY|CITADEL SECURITIES LLC|74334
BOX|BOX, INC. CL A|INCA|INSTINET, LLC|1234027
BOX|BOX, INC. CL A|INJX|INSTINET, LLC|5527
BOX|BOX, INC. CL A|ITGI|ITG Inc.|170246
BOX|BOX, INC. CL A|ITGP|ITG INC.|457800
BOX|BOX, INC. CL A|JANY|Janney Montgomery Scott Inc.|55388
BOX|BOX, INC. CL A|JEFF|JEFFERIES LLC|175522
BOX|BOX, INC. CL A|JMPT|JUMP TRADING, LLC|195524
BOX|BOX, INC. CL A|JONE|JonesTrading|53315
BOX|BOX, INC. CL A|JPBX|J.P. MORGAN SECURITIES LLC|245749
BOX|BOX, INC. CL A|JPMX|J.P. Morgan Securities LLC|1226241
BOX|BOX, INC. CL A|JSCL|JOSEPH STONE CAPITAL L.L.C.|14250
BOX|BOX, INC. CL A|JSJX|JANE STREET CAPITAL LLC|32417
BOX|BOX, INC. CL A|JUTA|JUMP TRADING, LLC|300
BOX|BOX, INC. CL A|KCGM|VIRTU Americas LLC|277953
BOX|BOX, INC. CL A|KCRD|PHX FINANCIAL, INC.|3815
BOX|BOX, INC. CL A|LAFC|R. F. Lafferty & Co., Inc.|14899
BOX|BOX, INC. CL A|LEHM|Barclays Capital Inc./Le|2440875
BOX|BOX, INC. CL A|LIME|Lime Brokerage LLC|52417
BOX|BOX, INC. CL A|LOOP|Loop Capital Markets LLC|12513
BOX|BOX, INC. CL A|LPCM|Lampert Capital Markets Inc.|1225
BOX|BOX, INC. CL A|LQNA|LIQUIDNET, INC.|109200
BOX|BOX, INC. CL A|LQNB|LIQUIDNET, INC.|14100
BOX|BOX, INC. CL A|LSCI|Lek Securities Corporation|1180
BOX|BOX, INC. CL A|LTCO|Ladenburg, Thalmann & Co., Inc.|5000
BOX|BOX, INC. CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4946
BOX|BOX, INC. CL A|MACC|Mid Atlantic Capital Corporation|150
BOX|BOX, INC. CL A|MACQ|Macquarie Capital (USA) Inc.|7518
BOX|BOX, INC. CL A|MAXM|Maxim Group LLC|44802
BOX|BOX, INC. CL A|MBTS|ALLY INVEST SECURITIES LLC|2094
BOX|BOX, INC. CL A|MCBT|Moors & Cabot, Inc.|170
BOX|BOX, INC. CL A|MCMF|Raymond James Ltd. Cds|8767
BOX|BOX, INC. CL A|MICA|Spartan Securities Group, Ltd.|1000
BOX|BOX, INC. CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|536528
BOX|BOX, INC. CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|878
BOX|BOX, INC. CL A|MOTF|MOTIF INVESTING, INC.|156
BOX|BOX, INC. CL A|MPSG|E D & F Man Capital Markets Inc.|3027
BOX|BOX, INC. CL A|MSCO|MORGAN STANLEY & CO. LLC|5012831
BOX|BOX, INC. CL A|MSPL|MORGAN STANLEY & CO. LLC|1073400
BOX|BOX, INC. CL A|MSTX|MORGAN STANLEY & CO. LLC|1357200
BOX|BOX, INC. CL A|NATL|National Securities Corporation|88292
BOX|BOX, INC. CL A|NBCS|NBC Securities, INC.|1000
BOX|BOX, INC. CL A|NEED|Needham & Company, LLC|200
BOX|BOX, INC. CL A|NFSC|National Financial Services LLC|5532038
BOX|BOX, INC. CL A|NITE|VIRTU Americas LLC|10126229
BOX|BOX, INC. CL A|NITP|VIRTU Americas LLC|6713
BOX|BOX, INC. CL A|NMRA|Nomura Securities International, Inc.|1300
BOX|BOX, INC. CL A|NQRB|Brut, LLC|75359
BOX|BOX, INC. CL A|NTBF|BMO Nesbitt Burns Inc./CDS|57645
BOX|BOX, INC. CL A|NTFN|Network 1 Financial Securities Inc.|1600
BOX|BOX, INC. CL A|NTRC|Northern Trust Securities, Inc.|35011
BOX|BOX, INC. CL A|OHOS|TWO SIGMA SECURITIES, LLC|223202
BOX|BOX, INC. CL A|ONEL|O'NEIL SECURITIES, INCORPORATED|19499
BOX|BOX, INC. CL A|OPCO|Oppenheimer & Co. Inc.|84542
BOX|BOX, INC. CL A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7129
BOX|BOX, INC. CL A|PCPT|PHILLIP CAPITAL INC.|780
BOX|BOX, INC. CL A|PDQM|CODA MARKETS, INC.|435103
BOX|BOX, INC. CL A|PHLY|NASDAQ Execution Services, LLC|67200
BOX|BOX, INC. CL A|PNSR|Penserra Securities, LLC|400
BOX|BOX, INC. CL A|PREC|PRECISION SECURITIES, LLC|330875
BOX|BOX, INC. CL A|PWJC|UBS Financial Services, Inc.|99912
BOX|BOX, INC. CL A|QMSR|QUATTRO M SECURITIES INC.|4822
BOX|BOX, INC. CL A|RBCM|RBC CAPITAL MARKETS, LLC|153197
BOX|BOX, INC. CL A|RGLD|Regal Securities, Inc|1936
BOX|BOX, INC. CL A|RJLC|RJL CAPITAL GROUP, LLC|1500
BOX|BOX, INC. CL A|SAGL|SAGETRADER, LLC|82607
BOX|BOX, INC. CL A|SAGW|SAGETRADER, LLC|2904
BOX|BOX, INC. CL A|SALI|INTL FCSTONE FINANCIAL INC.|183669
BOX|BOX, INC. CL A|SBRX|MURIEL SIEBERT & CO INC|200
BOX|BOX, INC. CL A|SBSH|Citigroup Global Markets Inc.|678801
BOX|BOX, INC. CL A|SEIC|SEI Investments Distribution Co.|900
BOX|BOX, INC. CL A|SGMT|GOLDMAN SACHS & CO. LLC|398542
BOX|BOX, INC. CL A|SOGO|Wang Investment Associates, Inc.|400
BOX|BOX, INC. CL A|SPDR|SPEEDROUTE LLC|45077
BOX|BOX, INC. CL A|SPHN|Stephens Inc.|2500
BOX|BOX, INC. CL A|SPNT|SEVEN POINTS CAPITAL, LLC|1616
BOX|BOX, INC. CL A|STFL|Stifel, Nicolaus & Company, Incorporated|160473
BOX|BOX, INC. CL A|STKP|STOCKPILE INVESTMENTS, INC.|506
BOX|BOX, INC. CL A|STRS|STRATEGAS RESEARCH PARTNERS|5576
BOX|BOX, INC. CL A|STXG|Stockcross Financial Services, Inc.|75
BOX|BOX, INC. CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9594
BOX|BOX, INC. CL A|SWIM|TD Ameritrade, Inc.|3809041
BOX|BOX, INC. CL A|SWST|Hilltop Securities Inc.|12075
BOX|BOX, INC. CL A|TDFS|TRADERFIELD SECURITIES INC.|800
BOX|BOX, INC. CL A|TKNG|ALLY INVEST SECURITIES LLC|51997
BOX|BOX, INC. CL A|TRBT|Tradebot Systems, Inc.|791704
BOX|BOX, INC. CL A|TRCM|TRC MARKETS LLC|283461
BOX|BOX, INC. CL A|TWTT|TASTYWORKS, INC.|6100
BOX|BOX, INC. CL A|UBSA|UBS SECURITIES LLC|2106722
BOX|BOX, INC. CL A|UBSS|UBS Securities LLC|4167879
BOX|BOX, INC. CL A|VALX|VIRTU AMERICAS LLC|30411
BOX|BOX, INC. CL A|VGRD|Vanguard Marketing Corporation|344008
BOX|BOX, INC. CL A|VIEW|VIEWTRADE SECURITIES LLC|338
BOX|BOX, INC. CL A|VNDM|Wall Street Access|18800
BOX|BOX, INC. CL A|VSIN|Vision Financial Markets Llc|632
BOX|BOX, INC. CL A|WBLR|WILLIAM BLAIR|400
BOX|BOX, INC. CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|4766
BOX|BOX, INC. CL A|WCHV|WELLS FARGO SECURITIES, LLC|1373727
BOX|BOX, INC. CL A|WEDB|WEDBUSH SECURITIES INC.|176773
BOX|BOX, INC. CL A|WEED|Weeden & Co.L.P.|500
BOX|BOX, INC. CL A|WESC|Wellington Shields & Co., LLC|600
BOX|BOX, INC. CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|212414
BOX|BOX, INC. CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|317921
BOX|BOX, INC. CL A|WGIF|CIBC World Markets Inc.|21389
BOX|BOX, INC. CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1675
BOX|BOX, INC. CL A|WOLF|Wolfe Trahan Securities|100
BOX|BOX, INC. CL A|WORD|Worden Capital Management LLC|30689
BOX|BOX, INC. CL A|WSEA|WOLVERINE SECURITIES, LLC|212248
BOX|BOX, INC. CL A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2150
BOX|BOX, INC. CL A|XIST|INSTINET, LLC|120200
BOX|BOX, INC. CL A|XPQR|Jump Trading|2040
BOX|BOX, INC. CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|587078
BOX|BOX, INC. CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|11066
BOX|BOX, INC. CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100336
BOXL|BOXLIGHT CL A CMN|AGIS|Aegis Capital Corp.|1500
BOXL|BOXLIGHT CL A CMN|ALTX|Alternet Securities Inc.|7030
BOXL|BOXLIGHT CL A CMN|APCC|Apex Clearing Corporation|39189
BOXL|BOXLIGHT CL A CMN|BANK|Primevest Financial Services, Inc.|37255
BOXL|BOXLIGHT CL A CMN|BATM|CBOE TRADING, INC.|4872
BOXL|BOXLIGHT CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|146
BOXL|BOXLIGHT CL A CMN|BIMI|Banca IMI Securities Corp.|2900
BOXL|BOXLIGHT CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1167
BOXL|BOXLIGHT CL A CMN|BYXM|CBOE TRADING, INC.|300
BOXL|BOXLIGHT CL A CMN|CAMC|Cambria Capital, LLC|6700
BOXL|BOXLIGHT CL A CMN|CBRA|Cobra Trading, Inc.|200
BOXL|BOXLIGHT CL A CMN|CHAS|Charles Schwab & Co., Inc.|500
BOXL|BOXLIGHT CL A CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|3656
BOXL|BOXLIGHT CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8042
BOXL|BOXLIGHT CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6780
BOXL|BOXLIGHT CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|33033
BOXL|BOXLIGHT CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28695
BOXL|BOXLIGHT CL A CMN|CTDL|Citadel Derivatives Group Llc|2853
BOXL|BOXLIGHT CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
BOXL|BOXLIGHT CL A CMN|DBAB|Deutsche Bank Securities Inc.|13200
BOXL|BOXLIGHT CL A CMN|DBAX|Deutsche Bank Securities Inc.|13000
BOXL|BOXLIGHT CL A CMN|DEAN|MORGAN STANLEY|4999
BOXL|BOXLIGHT CL A CMN|DEGS|RONIN PROFESSIONAL LLC|60654
BOXL|BOXLIGHT CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
BOXL|BOXLIGHT CL A CMN|EBXL|EBX LLC|14800
BOXL|BOXLIGHT CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2300
BOXL|BOXLIGHT CL A CMN|EDJO|Edward D. Jones & Co., L.P.|1600
BOXL|BOXLIGHT CL A CMN|EGAM|CBOE TRADING, INC.|10003
BOXL|BOXLIGHT CL A CMN|EGXM|CBOE TRADING, INC.|5656
BOXL|BOXLIGHT CL A CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BOXL|BOXLIGHT CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|3233
BOXL|BOXLIGHT CL A CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7480
BOXL|BOXLIGHT CL A CMN|ETRS|E*Trade Securities LLC|652378
BOXL|BOXLIGHT CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|79360
BOXL|BOXLIGHT CL A CMN|FILL|Tradestation Securities, Inc.|52860
BOXL|BOXLIGHT CL A CMN|FMAF|NBCN Inc./ CDS|3130
BOXL|BOXLIGHT CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|865609
BOXL|BOXLIGHT CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5916
BOXL|BOXLIGHT CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1959
BOXL|BOXLIGHT CL A CMN|GLIS|TD Securities Inc|175
BOXL|BOXLIGHT CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|70090
BOXL|BOXLIGHT CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|23136
BOXL|BOXLIGHT CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|7093
BOXL|BOXLIGHT CL A CMN|GTSZ|GTS SECURITIES LLC|34896
BOXL|BOXLIGHT CL A CMN|HRBF|American Enterprise Investment Services Inc.|1361
BOXL|BOXLIGHT CL A CMN|IATS|INTERACTIVE BROKERS LLC|59600
BOXL|BOXLIGHT CL A CMN|IBKR|Interactive Brokers Llc|330168
BOXL|BOXLIGHT CL A CMN|ICBX|INSTINET, LLC|9089
BOXL|BOXLIGHT CL A CMN|INCA|INSTINET, LLC|61017
BOXL|BOXLIGHT CL A CMN|ITGI|ITG Inc.|49065
BOXL|BOXLIGHT CL A CMN|ITGP|ITG INC.|48800
BOXL|BOXLIGHT CL A CMN|JMPT|JUMP TRADING, LLC|1919
BOXL|BOXLIGHT CL A CMN|JPMX|J.P. Morgan Securities LLC|6196
BOXL|BOXLIGHT CL A CMN|JSJX|JANE STREET CAPITAL LLC|300
BOXL|BOXLIGHT CL A CMN|KCGM|VIRTU Americas LLC|4055
BOXL|BOXLIGHT CL A CMN|LEHM|Barclays Capital Inc./Le|23871
BOXL|BOXLIGHT CL A CMN|LIME|Lime Brokerage LLC|47218
BOXL|BOXLIGHT CL A CMN|LSCI|Lek Securities Corporation|692
BOXL|BOXLIGHT CL A CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4075
BOXL|BOXLIGHT CL A CMN|MICA|Spartan Securities Group, Ltd.|988
BOXL|BOXLIGHT CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17400
BOXL|BOXLIGHT CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|352148
BOXL|BOXLIGHT CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|4600
BOXL|BOXLIGHT CL A CMN|NFSC|National Financial Services LLC|376542
BOXL|BOXLIGHT CL A CMN|NITE|VIRTU Americas LLC|1031015
BOXL|BOXLIGHT CL A CMN|NITP|VIRTU Americas LLC|2114
BOXL|BOXLIGHT CL A CMN|NQRB|Brut, LLC|2100
BOXL|BOXLIGHT CL A CMN|PCFF|Pacific International Securities Inc./CDS|400
BOXL|BOXLIGHT CL A CMN|PDQM|CODA MARKETS, INC.|85733
BOXL|BOXLIGHT CL A CMN|RAJA|Raymond James & Associates, Inc.|20093
BOXL|BOXLIGHT CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|3200
BOXL|BOXLIGHT CL A CMN|RGLD|Regal Securities, Inc|200
BOXL|BOXLIGHT CL A CMN|SAGL|SAGETRADER, LLC|5642
BOXL|BOXLIGHT CL A CMN|SALI|INTL FCSTONE FINANCIAL INC.|300
BOXL|BOXLIGHT CL A CMN|SBSH|Citigroup Global Markets Inc.|33335
BOXL|BOXLIGHT CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|10439
BOXL|BOXLIGHT CL A CMN|SPDR|SPEEDROUTE LLC|21830
BOXL|BOXLIGHT CL A CMN|SPTD|MINT GLOBAL MARKETS, INC.|9984
BOXL|BOXLIGHT CL A CMN|STKP|STOCKPILE INVESTMENTS, INC.|9122
BOXL|BOXLIGHT CL A CMN|SWIM|TD Ameritrade, Inc.|509083
BOXL|BOXLIGHT CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|15233
BOXL|BOXLIGHT CL A CMN|TRCM|TRC MARKETS LLC|1577
BOXL|BOXLIGHT CL A CMN|TWTT|TASTYWORKS, INC.|500
BOXL|BOXLIGHT CL A CMN|UBSA|UBS SECURITIES LLC|75542
BOXL|BOXLIGHT CL A CMN|UBSS|UBS Securities LLC|250964
BOXL|BOXLIGHT CL A CMN|VALX|VIRTU AMERICAS LLC|7987
BOXL|BOXLIGHT CL A CMN|VFIN|National Securities Corporation|17756
BOXL|BOXLIGHT CL A CMN|VGRD|Vanguard Marketing Corporation|31018
BOXL|BOXLIGHT CL A CMN|VNDM|Wall Street Access|19500
BOXL|BOXLIGHT CL A CMN|VSIN|Vision Financial Markets Llc|514
BOXL|BOXLIGHT CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|8524
BOXL|BOXLIGHT CL A CMN|WDCO|Wilson-Davis & Co., Inc.|6692
BOXL|BOXLIGHT CL A CMN|WEDB|WEDBUSH SECURITIES INC.|23606
BOXL|BOXLIGHT CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10271
BOXL|BOXLIGHT CL A CMN|WGIF|CIBC World Markets Inc.|8235
BOXL|BOXLIGHT CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|36241
BOXL|BOXLIGHT CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|9240
BOXL|BOXLIGHT CL A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|5262
BP|BP PLC|ADAM|CANACCORD GENUITY INC.|332151
BP|BP PLC|AGIS|Aegis Capital Corp.|5709
BP|BP PLC|ALTX|Alternet Securities Inc.|20015
BP|BP PLC|ANOS|ABEL/NOSER, L.L.C.|36259
BP|BP PLC|APCC|Apex Clearing Corporation|36535
BP|BP PLC|BALE|M&T SECURITIES, INC.|7370
BP|BP PLC|BANK|Primevest Financial Services, Inc.|6817
BP|BP PLC|BARD|Robert W. Baird & Co. Incorporated|25828
BP|BP PLC|BATM|CBOE TRADING, INC.|22754
BP|BP PLC|BAYC|BAY CREST PARTNERS, LLC|432
BP|BP PLC|BBNT|BB&T SECURITIES, LLC|26423
BP|BP PLC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|20798
BP|BP PLC|BERN|Sanford C. Bernstein & Co., LLC|125727
BP|BP PLC|BIDS|BIDS TRADING L.P.|300
BP|BP PLC|BIMI|Banca IMI Securities Corp.|1234
BP|BP PLC|BKCM|BNY Mellon Capital Markets LLC|217
BP|BP PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|164183
BP|BP PLC|BLKX|INSTINET, LLC|152000
BP|BP PLC|BNPX|BNP PARIBAS SECURITIES CORP.|115683
BP|BP PLC|BRGE|Newbridge Securities Corp.|794
BP|BP PLC|BTIG|BTIG, LLC|92737
BP|BP PLC|BYXM|CBOE TRADING, INC.|5950
BP|BP PLC|BZYD|GOLDMAN SACHS & CO. LLC|2728
BP|BP PLC|CANT|Cantor Fitzgerald & Co.|502
BP|BP PLC|CHAS|Charles Schwab & Co., Inc.|44742
BP|BP PLC|CHDN|CHARDAN CAPITAL MARKETS LLC|119369
BP|BP PLC|CICF|Canaccord Genuity Corp.|7100
BP|BP PLC|CIST|Capital Institutional Services, Inc.|28391
BP|BP PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|146645
BP|BP PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8
BP|BP PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1345172
BP|BP PLC|CTDL|Citadel Derivatives Group Llc|13942
BP|BP PLC|CTLR|CUTLER GROUP, LP|2600
BP|BP PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|390568
BP|BP PLC|DADA|D.A. Davidson & Co.|13769
BP|BP PLC|DAVA|Davenport & Company LLC|10591
BP|BP PLC|DBAB|Deutsche Bank Securities Inc.|1303326
BP|BP PLC|DBAX|Deutsche Bank Securities Inc.|966200
BP|BP PLC|DBUL|Deutsche Bank Securities Inc.|4721
BP|BP PLC|DCHF|Dart Executions, LLC|27756
BP|BP PLC|DEAN|MORGAN STANLEY|147878
BP|BP PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17091
BP|BP PLC|EBXL|EBX LLC|867900
BP|BP PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|390444
BP|BP PLC|EDJC|Edward Jones / CDS|1452
BP|BP PLC|EDJO|Edward D. Jones & Co., L.P.|213735
BP|BP PLC|EGAM|CBOE TRADING, INC.|33374
BP|BP PLC|EGAW|CBOE TRADING, INC.|609
BP|BP PLC|EGXM|CBOE TRADING, INC.|38612
BP|BP PLC|EGXW|CBOE TRADING, INC.|136
BP|BP PLC|EROP|Eroom Securities L.L.C.|10227
BP|BP PLC|ESPO|ESPOSITO SECURITIES, LLC|872
BP|BP PLC|ETBE|Electronic Transaction Clearing, Inc.|30655
BP|BP PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
BP|BP PLC|ETCB|ETC BROKERAGE SERVICES, LLC|2000
BP|BP PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1344
BP|BP PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1017
BP|BP PLC|ETRS|E*Trade Securities LLC|1559956
BP|BP PLC|FBSB|U.S. Bancorp Investments, Inc.|2526
BP|BP PLC|FIDT|Fidelity Clearing Canada ULC./ CDS|713
BP|BP PLC|FILL|Tradestation Securities, Inc.|54905
BP|BP PLC|FINX|FINTECH SECURITIES|15114
BP|BP PLC|FMAF|NBCN Inc./ CDS|10974
BP|BP PLC|FORD|Fordham Financial Management, Inc.|50
BP|BP PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2690
BP|BP PLC|FQLS|Quantlab Securities LP|868701
BP|BP PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81563
BP|BP PLC|FTBR|Foliofn Investments, Inc.|9255
BP|BP PLC|GARC|ICAP Corporates LLC|392264
BP|BP PLC|GBMT|GBM International, Inc.|4340
BP|BP PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|14248
BP|BP PLC|GFIS|GFI Securities LLC|468309
BP|BP PLC|GLIS|TD Securities Inc|5703
BP|BP PLC|GLPX|ACS EXECUTION SERVICES, LLC|42527
BP|BP PLC|GSCO|GOLDMAN SACHS & CO. LLC|2235829
BP|BP PLC|GSCS|GOLDMAN SACHS & CO. LLC|109389
BP|BP PLC|GSLT|GOLDMAN SACHS & CO. LLC|122719
BP|BP PLC|GTSZ|GTS SECURITIES LLC|251056
BP|BP PLC|HAPX|HAP Trading, LLC|945
BP|BP PLC|HCTA|Hardcastle Trading USA LLC|128457
BP|BP PLC|HRBF|American Enterprise Investment Services Inc.|259940
BP|BP PLC|HSBC|HSBC Securities, Inc.|972106
BP|BP PLC|IATS|INTERACTIVE BROKERS LLC|23814
BP|BP PLC|IBKR|Interactive Brokers Llc|100821
BP|BP PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10976
BP|BP PLC|ICBX|INSTINET, LLC|530795
BP|BP PLC|INCA|INSTINET, LLC|1298374
BP|BP PLC|INJX|INSTINET, LLC|2701
BP|BP PLC|INTL|INTL FCSTONE FINANCIAL INC.|47025
BP|BP PLC|ITGI|ITG Inc.|99449
BP|BP PLC|ITGP|ITG INC.|513000
BP|BP PLC|JANY|Janney Montgomery Scott Inc.|32784
BP|BP PLC|JEFF|JEFFERIES LLC|169446
BP|BP PLC|JHDR|J.H. Darbie & Co., Inc.|92
BP|BP PLC|JMPT|JUMP TRADING, LLC|225116
BP|BP PLC|JONE|JonesTrading|190
BP|BP PLC|JPBX|J.P. MORGAN SECURITIES LLC|169724
BP|BP PLC|JPMX|J.P. Morgan Securities LLC|1196386
BP|BP PLC|JSCL|JOSEPH STONE CAPITAL L.L.C.|30
BP|BP PLC|JSJX|JANE STREET CAPITAL LLC|35387
BP|BP PLC|KCGM|VIRTU Americas LLC|210926
BP|BP PLC|LEHM|Barclays Capital Inc./Le|7085405
BP|BP PLC|LIME|Lime Brokerage LLC|2547509
BP|BP PLC|LSCI|Lek Securities Corporation|186748
BP|BP PLC|MACC|Mid Atlantic Capital Corporation|7402
BP|BP PLC|MACQ|Macquarie Capital (USA) Inc.|3294
BP|BP PLC|MAXM|Maxim Group LLC|6880
BP|BP PLC|MBTS|ALLY INVEST SECURITIES LLC|5000
BP|BP PLC|MCMF|Raymond James Ltd. Cds|5159
BP|BP PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|945304
BP|BP PLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1550
BP|BP PLC|MNDX|TJM Investments, LLC|1800
BP|BP PLC|MOTF|MOTIF INVESTING, INC.|102
BP|BP PLC|MPSG|E D & F Man Capital Markets Inc.|362
BP|BP PLC|MSCO|MORGAN STANLEY & CO. LLC|4722365
BP|BP PLC|MSPL|MORGAN STANLEY & CO. LLC|1549300
BP|BP PLC|MSTX|MORGAN STANLEY & CO. LLC|559900
BP|BP PLC|NATL|National Securities Corporation|1924
BP|BP PLC|NBCS|NBC Securities, INC.|327
BP|BP PLC|NEUB|NEUBERGER BERMAN BD LLC|306
BP|BP PLC|NFSC|National Financial Services LLC|3384508
BP|BP PLC|NITE|VIRTU Americas LLC|5720007
BP|BP PLC|NITP|VIRTU Americas LLC|14484
BP|BP PLC|NQRB|Brut, LLC|24758
BP|BP PLC|NTBF|BMO Nesbitt Burns Inc./CDS|10192
BP|BP PLC|NTRC|Northern Trust Securities, Inc.|9666
BP|BP PLC|OHOS|TWO SIGMA SECURITIES, LLC|259207
BP|BP PLC|OLDM|OLD MISSION CAPITAL, LLC|158349
BP|BP PLC|OPCO|Oppenheimer & Co. Inc.|62866
BP|BP PLC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1120900
BP|BP PLC|PCFF|Pacific International Securities Inc./CDS|210
BP|BP PLC|PCPT|PHILLIP CAPITAL INC.|1300
BP|BP PLC|PDQM|CODA MARKETS, INC.|25591
BP|BP PLC|PHLY|NASDAQ Execution Services, LLC|44200
BP|BP PLC|PICT|Pictet Overseas Inc.|1020
BP|BP PLC|PWJC|UBS Financial Services, Inc.|37747
BP|BP PLC|QMSR|QUATTRO M SECURITIES INC.|69340
BP|BP PLC|RBCM|RBC CAPITAL MARKETS, LLC|128074
BP|BP PLC|RGLD|Regal Securities, Inc|708
BP|BP PLC|SAGL|SAGETRADER, LLC|9600
BP|BP PLC|SAGW|SAGETRADER, LLC|1200
BP|BP PLC|SALI|INTL FCSTONE FINANCIAL INC.|4578
BP|BP PLC|SBRX|MURIEL SIEBERT & CO INC|1815
BP|BP PLC|SBSH|Citigroup Global Markets Inc.|5784252
BP|BP PLC|SEIC|SEI Investments Distribution Co.|5670
BP|BP PLC|SGMT|GOLDMAN SACHS & CO. LLC|959498
BP|BP PLC|SOGO|Wang Investment Associates, Inc.|5070
BP|BP PLC|SPDR|SPEEDROUTE LLC|249751
BP|BP PLC|SPHN|Stephens Inc.|2395
BP|BP PLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|46126
BP|BP PLC|STFL|Stifel, Nicolaus & Company, Incorporated|137455
BP|BP PLC|STKP|STOCKPILE INVESTMENTS, INC.|600
BP|BP PLC|STRS|STRATEGAS RESEARCH PARTNERS|700
BP|BP PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17685
BP|BP PLC|SWIM|TD Ameritrade, Inc.|1039514
BP|BP PLC|SWST|Hilltop Securities Inc.|23717
BP|BP PLC|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|1700
BP|BP PLC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|985
BP|BP PLC|TKNG|ALLY INVEST SECURITIES LLC|14328
BP|BP PLC|TMBR|Timber Hill LLC|200
BP|BP PLC|TRBT|Tradebot Systems, Inc.|587649
BP|BP PLC|TRCM|TRC MARKETS LLC|1302401
BP|BP PLC|TWTT|TASTYWORKS, INC.|167
BP|BP PLC|UBSA|UBS SECURITIES LLC|3616003
BP|BP PLC|UBSS|UBS Securities LLC|7436759
BP|BP PLC|VALX|VIRTU AMERICAS LLC|846114
BP|BP PLC|VGRD|Vanguard Marketing Corporation|270728
BP|BP PLC|WBLR|WILLIAM BLAIR|875
BP|BP PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|6157
BP|BP PLC|WCHV|WELLS FARGO SECURITIES, LLC|1030439
BP|BP PLC|WEDB|WEDBUSH SECURITIES INC.|6524
BP|BP PLC|WEED|Weeden & Co.L.P.|20382
BP|BP PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|277427
BP|BP PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|113729
BP|BP PLC|WFPB|Wells Fargo Securities, LLC.|4300
BP|BP PLC|WGIF|CIBC World Markets Inc.|84684
BP|BP PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
BP|BP PLC|WORD|Worden Capital Management LLC|1770
BP|BP PLC|WSEA|WOLVERINE SECURITIES, LLC|73918
BP|BP PLC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
BP|BP PLC|WTFS|JUST2TRADE, INC.|30
BP|BP PLC|XIST|INSTINET, LLC|32378
BP|BP PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|511042
BP|BP PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|1196
BP|BP PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|140689
BPFH|BOSTON PVT FINL HLDG|ANOS|ABEL/NOSER, L.L.C.|1500
BPFH|BOSTON PVT FINL HLDG|APCC|Apex Clearing Corporation|8
BPFH|BOSTON PVT FINL HLDG|BATM|CBOE TRADING, INC.|268
BPFH|BOSTON PVT FINL HLDG|BERN|Sanford C. Bernstein & Co., LLC|130103
BPFH|BOSTON PVT FINL HLDG|BMOC|BMO Capital Markets Corp.|13310
BPFH|BOSTON PVT FINL HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|45
BPFH|BOSTON PVT FINL HLDG|BRVL|BLAYLOCK VAN, LLC|1200
BPFH|BOSTON PVT FINL HLDG|BTIG|BTIG, LLC|3074
BPFH|BOSTON PVT FINL HLDG|BYXM|CBOE TRADING, INC.|2
BPFH|BOSTON PVT FINL HLDG|BZYD|GOLDMAN SACHS & CO. LLC|7967
BPFH|BOSTON PVT FINL HLDG|CHAS|Charles Schwab & Co., Inc.|1
BPFH|BOSTON PVT FINL HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47147
BPFH|BOSTON PVT FINL HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BPFH|BOSTON PVT FINL HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110561
BPFH|BOSTON PVT FINL HLDG|CTDL|Citadel Derivatives Group Llc|13384
BPFH|BOSTON PVT FINL HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|23070
BPFH|BOSTON PVT FINL HLDG|DBAB|Deutsche Bank Securities Inc.|666968
BPFH|BOSTON PVT FINL HLDG|DBAX|Deutsche Bank Securities Inc.|62200
BPFH|BOSTON PVT FINL HLDG|DEAN|MORGAN STANLEY|2290
BPFH|BOSTON PVT FINL HLDG|DEGS|RONIN PROFESSIONAL LLC|1338
BPFH|BOSTON PVT FINL HLDG|EBXL|EBX LLC|45900
BPFH|BOSTON PVT FINL HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|43
BPFH|BOSTON PVT FINL HLDG|EGAM|CBOE TRADING, INC.|1974
BPFH|BOSTON PVT FINL HLDG|EGXM|CBOE TRADING, INC.|100
BPFH|BOSTON PVT FINL HLDG|ELEV|ELEVATION, LLC|1544
BPFH|BOSTON PVT FINL HLDG|ETBE|Electronic Transaction Clearing, Inc.|7430
BPFH|BOSTON PVT FINL HLDG|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
BPFH|BOSTON PVT FINL HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25860
BPFH|BOSTON PVT FINL HLDG|ETRS|E*Trade Securities LLC|7593
BPFH|BOSTON PVT FINL HLDG|FBCO|Credit Suisse Securities (USA) LLC|228681
BPFH|BOSTON PVT FINL HLDG|FILL|Tradestation Securities, Inc.|150
BPFH|BOSTON PVT FINL HLDG|FMAF|NBCN Inc./ CDS|3746
BPFH|BOSTON PVT FINL HLDG|FOMA|TD AMERITRADE CLEARING, INC.|11557
BPFH|BOSTON PVT FINL HLDG|FQLS|Quantlab Securities LP|59658
BPFH|BOSTON PVT FINL HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31345
BPFH|BOSTON PVT FINL HLDG|FTBR|Foliofn Investments, Inc.|44
BPFH|BOSTON PVT FINL HLDG|GEBB|GLOBAL EXECUTION BROKERS, LP|78813
BPFH|BOSTON PVT FINL HLDG|GSCO|GOLDMAN SACHS & CO. LLC|412260
BPFH|BOSTON PVT FINL HLDG|GSCS|GOLDMAN SACHS & CO. LLC|10632
BPFH|BOSTON PVT FINL HLDG|GSLT|GOLDMAN SACHS & CO. LLC|967
BPFH|BOSTON PVT FINL HLDG|GTSZ|GTS SECURITIES LLC|25804
BPFH|BOSTON PVT FINL HLDG|HAPX|HAP Trading, LLC|8
BPFH|BOSTON PVT FINL HLDG|HRBF|American Enterprise Investment Services Inc.|880
BPFH|BOSTON PVT FINL HLDG|IBKR|Interactive Brokers Llc|26999
BPFH|BOSTON PVT FINL HLDG|ICBX|INSTINET, LLC|16802
BPFH|BOSTON PVT FINL HLDG|IEQY|CITADEL SECURITIES LLC|12171
BPFH|BOSTON PVT FINL HLDG|INCA|INSTINET, LLC|180015
BPFH|BOSTON PVT FINL HLDG|INJX|INSTINET, LLC|7290
BPFH|BOSTON PVT FINL HLDG|ITGI|ITG Inc.|73734
BPFH|BOSTON PVT FINL HLDG|ITGP|ITG INC.|75200
BPFH|BOSTON PVT FINL HLDG|JEFF|JEFFERIES LLC|53363
BPFH|BOSTON PVT FINL HLDG|JMPT|JUMP TRADING, LLC|1011
BPFH|BOSTON PVT FINL HLDG|JPBX|J.P. MORGAN SECURITIES LLC|4573
BPFH|BOSTON PVT FINL HLDG|JPMX|J.P. Morgan Securities LLC|173584
BPFH|BOSTON PVT FINL HLDG|KBWI|Keefe, Bruyette & Woods, Inc.|1500
BPFH|BOSTON PVT FINL HLDG|KCGM|VIRTU Americas LLC|50392
BPFH|BOSTON PVT FINL HLDG|LEHM|Barclays Capital Inc./Le|236591
BPFH|BOSTON PVT FINL HLDG|LIME|Lime Brokerage LLC|224613
BPFH|BOSTON PVT FINL HLDG|LMGP|LIME BROKERAGE LLC|13300
BPFH|BOSTON PVT FINL HLDG|LQNA|LIQUIDNET, INC.|79800
BPFH|BOSTON PVT FINL HLDG|MAXM|Maxim Group LLC|4881
BPFH|BOSTON PVT FINL HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43892
BPFH|BOSTON PVT FINL HLDG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4870
BPFH|BOSTON PVT FINL HLDG|MSCO|MORGAN STANLEY & CO. LLC|551044
BPFH|BOSTON PVT FINL HLDG|MSPL|MORGAN STANLEY & CO. LLC|45200
BPFH|BOSTON PVT FINL HLDG|MSTX|MORGAN STANLEY & CO. LLC|29200
BPFH|BOSTON PVT FINL HLDG|MTON|MILLINGTON SECURITIES, INC.|118807
BPFH|BOSTON PVT FINL HLDG|NFSC|National Financial Services LLC|76604
BPFH|BOSTON PVT FINL HLDG|NITE|VIRTU Americas LLC|39505
BPFH|BOSTON PVT FINL HLDG|NITP|VIRTU Americas LLC|8417
BPFH|BOSTON PVT FINL HLDG|NQRB|Brut, LLC|4063
BPFH|BOSTON PVT FINL HLDG|NTRC|Northern Trust Securities, Inc.|1222
BPFH|BOSTON PVT FINL HLDG|OPCO|Oppenheimer & Co. Inc.|972
BPFH|BOSTON PVT FINL HLDG|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1376
BPFH|BOSTON PVT FINL HLDG|PDQM|CODA MARKETS, INC.|19508
BPFH|BOSTON PVT FINL HLDG|PUMA|Puma Capital, Llc|126307
BPFH|BOSTON PVT FINL HLDG|PWJC|UBS Financial Services, Inc.|310
BPFH|BOSTON PVT FINL HLDG|SAGL|SAGETRADER, LLC|200
BPFH|BOSTON PVT FINL HLDG|SAGW|SAGETRADER, LLC|300
BPFH|BOSTON PVT FINL HLDG|SBSH|Citigroup Global Markets Inc.|181084
BPFH|BOSTON PVT FINL HLDG|SDLR|Sandler, O'Neill & Partners, L.P.|1544
BPFH|BOSTON PVT FINL HLDG|SGMT|GOLDMAN SACHS & CO. LLC|66727
BPFH|BOSTON PVT FINL HLDG|SPDR|SPEEDROUTE LLC|900
BPFH|BOSTON PVT FINL HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|1200
BPFH|BOSTON PVT FINL HLDG|SWIM|TD Ameritrade, Inc.|440
BPFH|BOSTON PVT FINL HLDG|SWST|Hilltop Securities Inc.|48
BPFH|BOSTON PVT FINL HLDG|TKNG|ALLY INVEST SECURITIES LLC|5
BPFH|BOSTON PVT FINL HLDG|TRBT|Tradebot Systems, Inc.|31272
BPFH|BOSTON PVT FINL HLDG|TRCM|TRC MARKETS LLC|71032
BPFH|BOSTON PVT FINL HLDG|UBSA|UBS SECURITIES LLC|339724
BPFH|BOSTON PVT FINL HLDG|UBSS|UBS Securities LLC|523295
BPFH|BOSTON PVT FINL HLDG|VALX|VIRTU AMERICAS LLC|17924
BPFH|BOSTON PVT FINL HLDG|VGRD|Vanguard Marketing Corporation|551
BPFH|BOSTON PVT FINL HLDG|WABR|Wall Street Access|500
BPFH|BOSTON PVT FINL HLDG|WBPX|SUMMIT SECURITIES GROUP, LLC|770
BPFH|BOSTON PVT FINL HLDG|WCHV|WELLS FARGO SECURITIES, LLC|31906
BPFH|BOSTON PVT FINL HLDG|WEED|Weeden & Co.L.P.|22700
BPFH|BOSTON PVT FINL HLDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2665
BPFH|BOSTON PVT FINL HLDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|93
BPFH|BOSTON PVT FINL HLDG|WSEA|WOLVERINE SECURITIES, LLC|7
BPFH|BOSTON PVT FINL HLDG|XIST|INSTINET, LLC|1094
BPFH|BOSTON PVT FINL HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|12922
BPFH|BOSTON PVT FINL HLDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24
BPFHW|BOSTON PRIVATE WTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1917
BPFHW|BOSTON PRIVATE WTS|IBKR|Interactive Brokers Llc|1000
BPFHW|BOSTON PRIVATE WTS|LIME|Lime Brokerage LLC|187
BPFHW|BOSTON PRIVATE WTS|NITE|VIRTU Americas LLC|3812
BPFHW|BOSTON PRIVATE WTS|PWJC|UBS Financial Services, Inc.|500
BPFHW|BOSTON PRIVATE WTS|UBSS|UBS Securities LLC|1500
BPFHW|BOSTON PRIVATE WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
BPI|BRIDGEPOINT EDUCATIO|ALTX|Alternet Securities Inc.|3343
BPI|BRIDGEPOINT EDUCATIO|APCC|Apex Clearing Corporation|24
BPI|BRIDGEPOINT EDUCATIO|AQUA|AQUA SECURITIES L.P.|17500
BPI|BRIDGEPOINT EDUCATIO|BARD|Robert W. Baird & Co. Incorporated|88927
BPI|BRIDGEPOINT EDUCATIO|BATM|CBOE TRADING, INC.|3199
BPI|BRIDGEPOINT EDUCATIO|BAYC|BAY CREST PARTNERS, LLC|411
BPI|BRIDGEPOINT EDUCATIO|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
BPI|BRIDGEPOINT EDUCATIO|BERN|Sanford C. Bernstein & Co., LLC|13154
BPI|BRIDGEPOINT EDUCATIO|BIDS|BIDS TRADING L.P.|100
BPI|BRIDGEPOINT EDUCATIO|BNPX|BNP PARIBAS SECURITIES CORP.|869
BPI|BRIDGEPOINT EDUCATIO|BTIG|BTIG, LLC|187
BPI|BRIDGEPOINT EDUCATIO|BYXM|CBOE TRADING, INC.|1544
BPI|BRIDGEPOINT EDUCATIO|BZYD|GOLDMAN SACHS & CO. LLC|3300
BPI|BRIDGEPOINT EDUCATIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56046
BPI|BRIDGEPOINT EDUCATIO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|31129
BPI|BRIDGEPOINT EDUCATIO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1137
BPI|BRIDGEPOINT EDUCATIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67042
BPI|BRIDGEPOINT EDUCATIO|CTDL|Citadel Derivatives Group Llc|695
BPI|BRIDGEPOINT EDUCATIO|CTLR|CUTLER GROUP, LP|110
BPI|BRIDGEPOINT EDUCATIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|6220
BPI|BRIDGEPOINT EDUCATIO|DBAB|Deutsche Bank Securities Inc.|27811
BPI|BRIDGEPOINT EDUCATIO|DBAX|Deutsche Bank Securities Inc.|93000
BPI|BRIDGEPOINT EDUCATIO|DEGS|RONIN PROFESSIONAL LLC|2570
BPI|BRIDGEPOINT EDUCATIO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
BPI|BRIDGEPOINT EDUCATIO|EBXL|EBX LLC|106000
BPI|BRIDGEPOINT EDUCATIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|6808
BPI|BRIDGEPOINT EDUCATIO|EGAM|CBOE TRADING, INC.|14327
BPI|BRIDGEPOINT EDUCATIO|EGMT|EG MARKET TECHNOLOGIES LLC|268
BPI|BRIDGEPOINT EDUCATIO|EGXM|CBOE TRADING, INC.|2671
BPI|BRIDGEPOINT EDUCATIO|ETBE|Electronic Transaction Clearing, Inc.|2226
BPI|BRIDGEPOINT EDUCATIO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3000
BPI|BRIDGEPOINT EDUCATIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|138
BPI|BRIDGEPOINT EDUCATIO|ETRS|E*Trade Securities LLC|38419
BPI|BRIDGEPOINT EDUCATIO|FILL|Tradestation Securities, Inc.|200
BPI|BRIDGEPOINT EDUCATIO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2272
BPI|BRIDGEPOINT EDUCATIO|FQLS|Quantlab Securities LP|33192
BPI|BRIDGEPOINT EDUCATIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27137
BPI|BRIDGEPOINT EDUCATIO|FTBR|Foliofn Investments, Inc.|1619
BPI|BRIDGEPOINT EDUCATIO|GLPX|ACS EXECUTION SERVICES, LLC|4460
BPI|BRIDGEPOINT EDUCATIO|GSCO|GOLDMAN SACHS & CO. LLC|268813
BPI|BRIDGEPOINT EDUCATIO|GSLT|GOLDMAN SACHS & CO. LLC|5199
BPI|BRIDGEPOINT EDUCATIO|GTSZ|GTS SECURITIES LLC|10630
BPI|BRIDGEPOINT EDUCATIO|IATS|INTERACTIVE BROKERS LLC|1100
BPI|BRIDGEPOINT EDUCATIO|IBKR|Interactive Brokers Llc|6690
BPI|BRIDGEPOINT EDUCATIO|ICBX|INSTINET, LLC|20533
BPI|BRIDGEPOINT EDUCATIO|IEQY|CITADEL SECURITIES LLC|8261
BPI|BRIDGEPOINT EDUCATIO|INCA|INSTINET, LLC|62815
BPI|BRIDGEPOINT EDUCATIO|INJX|INSTINET, LLC|3158
BPI|BRIDGEPOINT EDUCATIO|ITGI|ITG Inc.|84328
BPI|BRIDGEPOINT EDUCATIO|ITGP|ITG INC.|85400
BPI|BRIDGEPOINT EDUCATIO|JEFF|JEFFERIES LLC|41150
BPI|BRIDGEPOINT EDUCATIO|JMPT|JUMP TRADING, LLC|7154
BPI|BRIDGEPOINT EDUCATIO|JONE|JonesTrading|4100
BPI|BRIDGEPOINT EDUCATIO|JPBX|J.P. MORGAN SECURITIES LLC|200
BPI|BRIDGEPOINT EDUCATIO|JPMX|J.P. Morgan Securities LLC|147055
BPI|BRIDGEPOINT EDUCATIO|JSJX|JANE STREET CAPITAL LLC|8059
BPI|BRIDGEPOINT EDUCATIO|KCGM|VIRTU Americas LLC|9456
BPI|BRIDGEPOINT EDUCATIO|LEHM|Barclays Capital Inc./Le|90678
BPI|BRIDGEPOINT EDUCATIO|LIME|Lime Brokerage LLC|13473
BPI|BRIDGEPOINT EDUCATIO|LOOP|Loop Capital Markets LLC|3876
BPI|BRIDGEPOINT EDUCATIO|LQNA|LIQUIDNET, INC.|255600
BPI|BRIDGEPOINT EDUCATIO|LSCI|Lek Securities Corporation|109
BPI|BRIDGEPOINT EDUCATIO|MACQ|Macquarie Capital (USA) Inc.|1867
BPI|BRIDGEPOINT EDUCATIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86162
BPI|BRIDGEPOINT EDUCATIO|MSCO|MORGAN STANLEY & CO. LLC|242349
BPI|BRIDGEPOINT EDUCATIO|MSPL|MORGAN STANLEY & CO. LLC|66500
BPI|BRIDGEPOINT EDUCATIO|MSTX|MORGAN STANLEY & CO. LLC|69300
BPI|BRIDGEPOINT EDUCATIO|NFSC|National Financial Services LLC|74381
BPI|BRIDGEPOINT EDUCATIO|NITE|VIRTU Americas LLC|73800
BPI|BRIDGEPOINT EDUCATIO|NQRB|Brut, LLC|8087
BPI|BRIDGEPOINT EDUCATIO|OPCO|Oppenheimer & Co. Inc.|1000
BPI|BRIDGEPOINT EDUCATIO|PDQM|CODA MARKETS, INC.|26777
BPI|BRIDGEPOINT EDUCATIO|PIPR|Piper Jaffray & Co.|5849
BPI|BRIDGEPOINT EDUCATIO|SAGL|SAGETRADER, LLC|400
BPI|BRIDGEPOINT EDUCATIO|SBSH|Citigroup Global Markets Inc.|15210
BPI|BRIDGEPOINT EDUCATIO|SGMT|GOLDMAN SACHS & CO. LLC|41762
BPI|BRIDGEPOINT EDUCATIO|SPDR|SPEEDROUTE LLC|61950
BPI|BRIDGEPOINT EDUCATIO|SPGS|Sea Port Group Securities, LLC|50000
BPI|BRIDGEPOINT EDUCATIO|STFL|Stifel, Nicolaus & Company, Incorporated|209
BPI|BRIDGEPOINT EDUCATIO|SWIM|TD Ameritrade, Inc.|480
BPI|BRIDGEPOINT EDUCATIO|TKNG|ALLY INVEST SECURITIES LLC|300
BPI|BRIDGEPOINT EDUCATIO|TRBT|Tradebot Systems, Inc.|46507
BPI|BRIDGEPOINT EDUCATIO|TRCM|TRC MARKETS LLC|13472
BPI|BRIDGEPOINT EDUCATIO|UBSA|UBS SECURITIES LLC|287614
BPI|BRIDGEPOINT EDUCATIO|UBSS|UBS Securities LLC|229033
BPI|BRIDGEPOINT EDUCATIO|VALX|VIRTU AMERICAS LLC|1329
BPI|BRIDGEPOINT EDUCATIO|WCHV|WELLS FARGO SECURITIES, LLC|12194
BPI|BRIDGEPOINT EDUCATIO|WDNX|WEEDEN & CO.L.P.|23600
BPI|BRIDGEPOINT EDUCATIO|WEDB|WEDBUSH SECURITIES INC.|300
BPI|BRIDGEPOINT EDUCATIO|WEED|Weeden & Co.L.P.|22781
BPI|BRIDGEPOINT EDUCATIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3459
BPI|BRIDGEPOINT EDUCATIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|291
BPI|BRIDGEPOINT EDUCATIO|WSEA|WOLVERINE SECURITIES, LLC|25
BPI|BRIDGEPOINT EDUCATIO|XIST|INSTINET, LLC|3200
BPI|BRIDGEPOINT EDUCATIO|XPQR|Jump Trading|100
BPI|BRIDGEPOINT EDUCATIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
BPI|BRIDGEPOINT EDUCATIO|YKNA|COMHAR CAPITAL MARKETS, LLC|2030
BPK|BLACKROCK MUNI 2018|ALTX|Alternet Securities Inc.|100
BPK|BLACKROCK MUNI 2018|APCC|Apex Clearing Corporation|9
BPK|BLACKROCK MUNI 2018|CIST|Capital Institutional Services, Inc.|200
BPK|BLACKROCK MUNI 2018|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4532
BPK|BLACKROCK MUNI 2018|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1833
BPK|BLACKROCK MUNI 2018|CXCX|CITIGROUP GLOBAL MARKETS INC.|5658
BPK|BLACKROCK MUNI 2018|DBAX|Deutsche Bank Securities Inc.|15400
BPK|BLACKROCK MUNI 2018|DEAN|MORGAN STANLEY|5828
BPK|BLACKROCK MUNI 2018|EBXL|EBX LLC|16900
BPK|BLACKROCK MUNI 2018|EDJO|Edward D. Jones & Co., L.P.|853
BPK|BLACKROCK MUNI 2018|ETRS|E*Trade Securities LLC|1
BPK|BLACKROCK MUNI 2018|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4963
BPK|BLACKROCK MUNI 2018|FTBR|Foliofn Investments, Inc.|1
BPK|BLACKROCK MUNI 2018|GSLT|GOLDMAN SACHS & CO. LLC|85
BPK|BLACKROCK MUNI 2018|HRBF|American Enterprise Investment Services Inc.|2
BPK|BLACKROCK MUNI 2018|ICBX|INSTINET, LLC|8179
BPK|BLACKROCK MUNI 2018|INCA|INSTINET, LLC|78
BPK|BLACKROCK MUNI 2018|ITGP|ITG INC.|400
BPK|BLACKROCK MUNI 2018|JANY|Janney Montgomery Scott Inc.|926
BPK|BLACKROCK MUNI 2018|JONE|JonesTrading|39604
BPK|BLACKROCK MUNI 2018|JPMX|J.P. Morgan Securities LLC|11792
BPK|BLACKROCK MUNI 2018|KCGM|VIRTU Americas LLC|14547
BPK|BLACKROCK MUNI 2018|LEHM|Barclays Capital Inc./Le|1400
BPK|BLACKROCK MUNI 2018|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
BPK|BLACKROCK MUNI 2018|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30166
BPK|BLACKROCK MUNI 2018|MSCO|MORGAN STANLEY & CO. LLC|9594
BPK|BLACKROCK MUNI 2018|MSPL|MORGAN STANLEY & CO. LLC|5900
BPK|BLACKROCK MUNI 2018|NFSC|National Financial Services LLC|44327
BPK|BLACKROCK MUNI 2018|NITE|VIRTU Americas LLC|55591
BPK|BLACKROCK MUNI 2018|PDQM|CODA MARKETS, INC.|208
BPK|BLACKROCK MUNI 2018|PWJC|UBS Financial Services, Inc.|17235
BPK|BLACKROCK MUNI 2018|RBCM|RBC CAPITAL MARKETS, LLC|155
BPK|BLACKROCK MUNI 2018|SGMT|GOLDMAN SACHS & CO. LLC|12959
BPK|BLACKROCK MUNI 2018|SPHN|Stephens Inc.|1
BPK|BLACKROCK MUNI 2018|STFL|Stifel, Nicolaus & Company, Incorporated|1000
BPK|BLACKROCK MUNI 2018|SWST|Hilltop Securities Inc.|6
BPK|BLACKROCK MUNI 2018|UBSS|UBS Securities LLC|39018
BPK|BLACKROCK MUNI 2018|VGRD|Vanguard Marketing Corporation|1990
BPK|BLACKROCK MUNI 2018|WCHV|WELLS FARGO SECURITIES, LLC|12754
BPK|BLACKROCK MUNI 2018|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30
BPK|BLACKROCK MUNI 2018|WSEA|WOLVERINE SECURITIES, LLC|815
BPK|BLACKROCK MUNI 2018|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BPK|BLACKROCK MUNI 2018|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3404
BPL|BUCKEYE PARTNERS LTD|AGCP|AEGIS CAPITAL CORP.|18
BPL|BUCKEYE PARTNERS LTD|ALTX|Alternet Securities Inc.|10314
BPL|BUCKEYE PARTNERS LTD|ANOS|ABEL/NOSER, L.L.C.|200
BPL|BUCKEYE PARTNERS LTD|APCC|Apex Clearing Corporation|2140
BPL|BUCKEYE PARTNERS LTD|BANK|Primevest Financial Services, Inc.|1377
BPL|BUCKEYE PARTNERS LTD|BATM|CBOE TRADING, INC.|13977
BPL|BUCKEYE PARTNERS LTD|BBNT|BB&T SECURITIES, LLC|4373
BPL|BUCKEYE PARTNERS LTD|BERN|Sanford C. Bernstein & Co., LLC|31516
BPL|BUCKEYE PARTNERS LTD|BIDS|BIDS TRADING L.P.|22700
BPL|BUCKEYE PARTNERS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29855
BPL|BUCKEYE PARTNERS LTD|BLKX|INSTINET, LLC|152993
BPL|BUCKEYE PARTNERS LTD|BNPX|BNP PARIBAS SECURITIES CORP.|102
BPL|BUCKEYE PARTNERS LTD|BTIG|BTIG, LLC|62112
BPL|BUCKEYE PARTNERS LTD|BYXM|CBOE TRADING, INC.|1135
BPL|BUCKEYE PARTNERS LTD|CANT|Cantor Fitzgerald & Co.|1100
BPL|BUCKEYE PARTNERS LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|32400
BPL|BUCKEYE PARTNERS LTD|CHAS|Charles Schwab & Co., Inc.|41486
BPL|BUCKEYE PARTNERS LTD|CIST|Capital Institutional Services, Inc.|2570
BPL|BUCKEYE PARTNERS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|173041
BPL|BUCKEYE PARTNERS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19448
BPL|BUCKEYE PARTNERS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|750
BPL|BUCKEYE PARTNERS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196096
BPL|BUCKEYE PARTNERS LTD|CTDL|Citadel Derivatives Group Llc|16976
BPL|BUCKEYE PARTNERS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|182908
BPL|BUCKEYE PARTNERS LTD|DADA|D.A. Davidson & Co.|1842
BPL|BUCKEYE PARTNERS LTD|DBAB|Deutsche Bank Securities Inc.|90815
BPL|BUCKEYE PARTNERS LTD|DBAX|Deutsche Bank Securities Inc.|121900
BPL|BUCKEYE PARTNERS LTD|DCHF|Dart Executions, LLC|12931
BPL|BUCKEYE PARTNERS LTD|DEAN|MORGAN STANLEY|25997
BPL|BUCKEYE PARTNERS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4700
BPL|BUCKEYE PARTNERS LTD|EBXL|EBX LLC|209100
BPL|BUCKEYE PARTNERS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2035
BPL|BUCKEYE PARTNERS LTD|EDJO|Edward D. Jones & Co., L.P.|7973
BPL|BUCKEYE PARTNERS LTD|EGAM|CBOE TRADING, INC.|14957
BPL|BUCKEYE PARTNERS LTD|EGAW|CBOE TRADING, INC.|100
BPL|BUCKEYE PARTNERS LTD|EGMT|EG MARKET TECHNOLOGIES LLC|433
BPL|BUCKEYE PARTNERS LTD|EGXM|CBOE TRADING, INC.|11516
BPL|BUCKEYE PARTNERS LTD|ETBE|Electronic Transaction Clearing, Inc.|10292
BPL|BUCKEYE PARTNERS LTD|ETCB|ETC BROKERAGE SERVICES, LLC|207
BPL|BUCKEYE PARTNERS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13646
BPL|BUCKEYE PARTNERS LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1991
BPL|BUCKEYE PARTNERS LTD|ETRS|E*Trade Securities LLC|462537
BPL|BUCKEYE PARTNERS LTD|FBRC|B. RILEY FBR, INC.|251546
BPL|BUCKEYE PARTNERS LTD|FBSB|U.S. Bancorp Investments, Inc.|125
BPL|BUCKEYE PARTNERS LTD|FILL|Tradestation Securities, Inc.|4925
BPL|BUCKEYE PARTNERS LTD|FINX|FINTECH SECURITIES|1591
BPL|BUCKEYE PARTNERS LTD|FMAF|NBCN Inc./ CDS|2567
BPL|BUCKEYE PARTNERS LTD|FQLS|Quantlab Securities LP|124498
BPL|BUCKEYE PARTNERS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59039
BPL|BUCKEYE PARTNERS LTD|FTBR|Foliofn Investments, Inc.|1065
BPL|BUCKEYE PARTNERS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
BPL|BUCKEYE PARTNERS LTD|GLIS|TD Securities Inc|815
BPL|BUCKEYE PARTNERS LTD|GLPX|ACS EXECUTION SERVICES, LLC|28072
BPL|BUCKEYE PARTNERS LTD|GSCO|GOLDMAN SACHS & CO. LLC|482066
BPL|BUCKEYE PARTNERS LTD|GSCS|GOLDMAN SACHS & CO. LLC|56017
BPL|BUCKEYE PARTNERS LTD|GSLT|GOLDMAN SACHS & CO. LLC|5540
BPL|BUCKEYE PARTNERS LTD|GTSZ|GTS SECURITIES LLC|51351
BPL|BUCKEYE PARTNERS LTD|HAPX|HAP Trading, LLC|514
BPL|BUCKEYE PARTNERS LTD|HRBF|American Enterprise Investment Services Inc.|15456
BPL|BUCKEYE PARTNERS LTD|HSBC|HSBC Securities, Inc.|410
BPL|BUCKEYE PARTNERS LTD|IATS|INTERACTIVE BROKERS LLC|34027
BPL|BUCKEYE PARTNERS LTD|IBKR|Interactive Brokers Llc|33016
BPL|BUCKEYE PARTNERS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|127
BPL|BUCKEYE PARTNERS LTD|ICBX|INSTINET, LLC|107381
BPL|BUCKEYE PARTNERS LTD|INCA|INSTINET, LLC|42270
BPL|BUCKEYE PARTNERS LTD|INJX|INSTINET, LLC|219
BPL|BUCKEYE PARTNERS LTD|ITGI|ITG Inc.|15501
BPL|BUCKEYE PARTNERS LTD|ITGP|ITG INC.|72800
BPL|BUCKEYE PARTNERS LTD|JANY|Janney Montgomery Scott Inc.|14253
BPL|BUCKEYE PARTNERS LTD|JEFF|JEFFERIES LLC|175391
BPL|BUCKEYE PARTNERS LTD|JMPT|JUMP TRADING, LLC|38960
BPL|BUCKEYE PARTNERS LTD|JPBX|J.P. MORGAN SECURITIES LLC|1196
BPL|BUCKEYE PARTNERS LTD|JPMX|J.P. Morgan Securities LLC|388994
BPL|BUCKEYE PARTNERS LTD|JSJX|JANE STREET CAPITAL LLC|172158
BPL|BUCKEYE PARTNERS LTD|KCGM|VIRTU Americas LLC|79740
BPL|BUCKEYE PARTNERS LTD|LEHM|Barclays Capital Inc./Le|348409
BPL|BUCKEYE PARTNERS LTD|LIME|Lime Brokerage LLC|30923
BPL|BUCKEYE PARTNERS LTD|LQNA|LIQUIDNET, INC.|158500
BPL|BUCKEYE PARTNERS LTD|LQNB|LIQUIDNET, INC.|174150
BPL|BUCKEYE PARTNERS LTD|LSCI|Lek Securities Corporation|1279
BPL|BUCKEYE PARTNERS LTD|MACC|Mid Atlantic Capital Corporation|700
BPL|BUCKEYE PARTNERS LTD|MBTS|ALLY INVEST SECURITIES LLC|200
BPL|BUCKEYE PARTNERS LTD|MKMP|MKM Partners LLC|34962
BPL|BUCKEYE PARTNERS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|160026
BPL|BUCKEYE PARTNERS LTD|MOTF|MOTIF INVESTING, INC.|14
BPL|BUCKEYE PARTNERS LTD|MSCO|MORGAN STANLEY & CO. LLC|1714548
BPL|BUCKEYE PARTNERS LTD|MSPL|MORGAN STANLEY & CO. LLC|65000
BPL|BUCKEYE PARTNERS LTD|MSTX|MORGAN STANLEY & CO. LLC|1200
BPL|BUCKEYE PARTNERS LTD|NFSC|National Financial Services LLC|456713
BPL|BUCKEYE PARTNERS LTD|NITE|VIRTU Americas LLC|1124232
BPL|BUCKEYE PARTNERS LTD|NITP|VIRTU Americas LLC|1103
BPL|BUCKEYE PARTNERS LTD|NQRB|Brut, LLC|27581
BPL|BUCKEYE PARTNERS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|600
BPL|BUCKEYE PARTNERS LTD|NTRC|Northern Trust Securities, Inc.|500
BPL|BUCKEYE PARTNERS LTD|OPCO|Oppenheimer & Co. Inc.|9665
BPL|BUCKEYE PARTNERS LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|597
BPL|BUCKEYE PARTNERS LTD|PDQM|CODA MARKETS, INC.|57350
BPL|BUCKEYE PARTNERS LTD|PWJC|UBS Financial Services, Inc.|27542
BPL|BUCKEYE PARTNERS LTD|RBCM|RBC CAPITAL MARKETS, LLC|33198
BPL|BUCKEYE PARTNERS LTD|SAGL|SAGETRADER, LLC|101389
BPL|BUCKEYE PARTNERS LTD|SAGW|SAGETRADER, LLC|6
BPL|BUCKEYE PARTNERS LTD|SALI|INTL FCSTONE FINANCIAL INC.|318
BPL|BUCKEYE PARTNERS LTD|SBRX|MURIEL SIEBERT & CO INC|600
BPL|BUCKEYE PARTNERS LTD|SBSH|Citigroup Global Markets Inc.|171420
BPL|BUCKEYE PARTNERS LTD|SEIC|SEI Investments Distribution Co.|600
BPL|BUCKEYE PARTNERS LTD|SGMT|GOLDMAN SACHS & CO. LLC|197489
BPL|BUCKEYE PARTNERS LTD|SOGO|Wang Investment Associates, Inc.|10
BPL|BUCKEYE PARTNERS LTD|SPDR|SPEEDROUTE LLC|16301
BPL|BUCKEYE PARTNERS LTD|SPHN|Stephens Inc.|1000
BPL|BUCKEYE PARTNERS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|31705
BPL|BUCKEYE PARTNERS LTD|STKP|STOCKPILE INVESTMENTS, INC.|108
BPL|BUCKEYE PARTNERS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2602
BPL|BUCKEYE PARTNERS LTD|SWIM|TD Ameritrade, Inc.|84532
BPL|BUCKEYE PARTNERS LTD|SWST|Hilltop Securities Inc.|717
BPL|BUCKEYE PARTNERS LTD|TKNG|ALLY INVEST SECURITIES LLC|4027
BPL|BUCKEYE PARTNERS LTD|TRBT|Tradebot Systems, Inc.|144652
BPL|BUCKEYE PARTNERS LTD|TRCM|TRC MARKETS LLC|79415
BPL|BUCKEYE PARTNERS LTD|UBSA|UBS SECURITIES LLC|497465
BPL|BUCKEYE PARTNERS LTD|UBSS|UBS Securities LLC|1129342
BPL|BUCKEYE PARTNERS LTD|USCA|USCA Securities LLC|500
BPL|BUCKEYE PARTNERS LTD|VALX|VIRTU AMERICAS LLC|14115
BPL|BUCKEYE PARTNERS LTD|VGRD|Vanguard Marketing Corporation|82120
BPL|BUCKEYE PARTNERS LTD|VSIN|Vision Financial Markets Llc|10
BPL|BUCKEYE PARTNERS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|100
BPL|BUCKEYE PARTNERS LTD|WCHV|WELLS FARGO SECURITIES, LLC|409997
BPL|BUCKEYE PARTNERS LTD|WEDB|WEDBUSH SECURITIES INC.|20919
BPL|BUCKEYE PARTNERS LTD|WEED|Weeden & Co.L.P.|700
BPL|BUCKEYE PARTNERS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19998
BPL|BUCKEYE PARTNERS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|116153
BPL|BUCKEYE PARTNERS LTD|WGIF|CIBC World Markets Inc.|8032
BPL|BUCKEYE PARTNERS LTD|WHOT|JUST2TRADE, INC.|50
BPL|BUCKEYE PARTNERS LTD|WSEA|WOLVERINE SECURITIES, LLC|16777
BPL|BUCKEYE PARTNERS LTD|XIST|INSTINET, LLC|800
BPL|BUCKEYE PARTNERS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|93784
BPL|BUCKEYE PARTNERS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|1832
BPL|BUCKEYE PARTNERS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25988
BPMC|BLUEPRINT MEDI CM ST|ADAM|CANACCORD GENUITY INC.|4300
BPMC|BLUEPRINT MEDI CM ST|AGIS|Aegis Capital Corp.|1200
BPMC|BLUEPRINT MEDI CM ST|ALTX|Alternet Securities Inc.|45391
BPMC|BLUEPRINT MEDI CM ST|ANOS|ABEL/NOSER, L.L.C.|3345
BPMC|BLUEPRINT MEDI CM ST|APCC|Apex Clearing Corporation|1925
BPMC|BLUEPRINT MEDI CM ST|BARD|Robert W. Baird & Co. Incorporated|100
BPMC|BLUEPRINT MEDI CM ST|BATM|CBOE TRADING, INC.|4986
BPMC|BLUEPRINT MEDI CM ST|BAYT|BTIG, LLC|13957
BPMC|BLUEPRINT MEDI CM ST|BERN|Sanford C. Bernstein & Co., LLC|189653
BPMC|BLUEPRINT MEDI CM ST|BIDS|BIDS TRADING L.P.|21867
BPMC|BLUEPRINT MEDI CM ST|BIMI|Banca IMI Securities Corp.|54
BPMC|BLUEPRINT MEDI CM ST|BKCM|BNY Mellon Capital Markets LLC|1250
BPMC|BLUEPRINT MEDI CM ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15549
BPMC|BLUEPRINT MEDI CM ST|BLKX|INSTINET, LLC|71954
BPMC|BLUEPRINT MEDI CM ST|BMOC|BMO Capital Markets Corp.|6731
BPMC|BLUEPRINT MEDI CM ST|BNPX|BNP PARIBAS SECURITIES CORP.|25948
BPMC|BLUEPRINT MEDI CM ST|BTIG|BTIG, LLC|10220
BPMC|BLUEPRINT MEDI CM ST|BYXM|CBOE TRADING, INC.|1309
BPMC|BLUEPRINT MEDI CM ST|CHAS|Charles Schwab & Co., Inc.|1775
BPMC|BLUEPRINT MEDI CM ST|CIST|Capital Institutional Services, Inc.|6
BPMC|BLUEPRINT MEDI CM ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45976
BPMC|BLUEPRINT MEDI CM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|51350
BPMC|BLUEPRINT MEDI CM ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|43886
BPMC|BLUEPRINT MEDI CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|221733
BPMC|BLUEPRINT MEDI CM ST|CTDL|Citadel Derivatives Group Llc|11802
BPMC|BLUEPRINT MEDI CM ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|45386
BPMC|BLUEPRINT MEDI CM ST|DBAB|Deutsche Bank Securities Inc.|523648
BPMC|BLUEPRINT MEDI CM ST|DBAX|Deutsche Bank Securities Inc.|242600
BPMC|BLUEPRINT MEDI CM ST|DBUL|Deutsche Bank Securities Inc.|3926
BPMC|BLUEPRINT MEDI CM ST|DCHF|Dart Executions, LLC|430
BPMC|BLUEPRINT MEDI CM ST|DEAN|MORGAN STANLEY|7860
BPMC|BLUEPRINT MEDI CM ST|DEGS|RONIN PROFESSIONAL LLC|23122
BPMC|BLUEPRINT MEDI CM ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52562
BPMC|BLUEPRINT MEDI CM ST|EBXL|EBX LLC|176900
BPMC|BLUEPRINT MEDI CM ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|795
BPMC|BLUEPRINT MEDI CM ST|EDJO|Edward D. Jones & Co., L.P.|492
BPMC|BLUEPRINT MEDI CM ST|EGAM|CBOE TRADING, INC.|14053
BPMC|BLUEPRINT MEDI CM ST|EGAW|CBOE TRADING, INC.|208
BPMC|BLUEPRINT MEDI CM ST|EGMT|EG MARKET TECHNOLOGIES LLC|890
BPMC|BLUEPRINT MEDI CM ST|EGXM|CBOE TRADING, INC.|920
BPMC|BLUEPRINT MEDI CM ST|EGXW|CBOE TRADING, INC.|100
BPMC|BLUEPRINT MEDI CM ST|ETBE|Electronic Transaction Clearing, Inc.|27044
BPMC|BLUEPRINT MEDI CM ST|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
BPMC|BLUEPRINT MEDI CM ST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7971
BPMC|BLUEPRINT MEDI CM ST|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1744
BPMC|BLUEPRINT MEDI CM ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|78275
BPMC|BLUEPRINT MEDI CM ST|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|758
BPMC|BLUEPRINT MEDI CM ST|ETRS|E*Trade Securities LLC|70551
BPMC|BLUEPRINT MEDI CM ST|FBCO|Credit Suisse Securities (USA) LLC|341647
BPMC|BLUEPRINT MEDI CM ST|FBSB|U.S. Bancorp Investments, Inc.|100
BPMC|BLUEPRINT MEDI CM ST|FFSI|Firstrade Securities Inc.|300
BPMC|BLUEPRINT MEDI CM ST|FILL|Tradestation Securities, Inc.|2275
BPMC|BLUEPRINT MEDI CM ST|FMAF|NBCN Inc./ CDS|1411
BPMC|BLUEPRINT MEDI CM ST|FOMA|TD AMERITRADE CLEARING, INC.|185729
BPMC|BLUEPRINT MEDI CM ST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15770
BPMC|BLUEPRINT MEDI CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86034
BPMC|BLUEPRINT MEDI CM ST|FTBR|Foliofn Investments, Inc.|1760
BPMC|BLUEPRINT MEDI CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|51377
BPMC|BLUEPRINT MEDI CM ST|GLPX|ACS EXECUTION SERVICES, LLC|84656
BPMC|BLUEPRINT MEDI CM ST|GSCO|GOLDMAN SACHS & CO. LLC|662445
BPMC|BLUEPRINT MEDI CM ST|GSCS|GOLDMAN SACHS & CO. LLC|32635
BPMC|BLUEPRINT MEDI CM ST|GSLT|GOLDMAN SACHS & CO. LLC|2854
BPMC|BLUEPRINT MEDI CM ST|GTSZ|GTS SECURITIES LLC|60302
BPMC|BLUEPRINT MEDI CM ST|HAPX|HAP Trading, LLC|361
BPMC|BLUEPRINT MEDI CM ST|HRBF|American Enterprise Investment Services Inc.|573
BPMC|BLUEPRINT MEDI CM ST|HSBC|HSBC Securities, Inc.|13000
BPMC|BLUEPRINT MEDI CM ST|IATS|INTERACTIVE BROKERS LLC|17114
BPMC|BLUEPRINT MEDI CM ST|IBKR|Interactive Brokers Llc|84328
BPMC|BLUEPRINT MEDI CM ST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|295
BPMC|BLUEPRINT MEDI CM ST|ICBX|INSTINET, LLC|24250
BPMC|BLUEPRINT MEDI CM ST|IEQY|CITADEL SECURITIES LLC|111859
BPMC|BLUEPRINT MEDI CM ST|INCA|INSTINET, LLC|383250
BPMC|BLUEPRINT MEDI CM ST|INJX|INSTINET, LLC|54972
BPMC|BLUEPRINT MEDI CM ST|ITGI|ITG Inc.|203784
BPMC|BLUEPRINT MEDI CM ST|ITGP|ITG INC.|450000
BPMC|BLUEPRINT MEDI CM ST|JANY|Janney Montgomery Scott Inc.|650
BPMC|BLUEPRINT MEDI CM ST|JEFF|JEFFERIES LLC|283058
BPMC|BLUEPRINT MEDI CM ST|JMPT|JUMP TRADING, LLC|81798
BPMC|BLUEPRINT MEDI CM ST|JONE|JonesTrading|38
BPMC|BLUEPRINT MEDI CM ST|JPBX|J.P. MORGAN SECURITIES LLC|61388
BPMC|BLUEPRINT MEDI CM ST|JPMX|J.P. Morgan Securities LLC|686634
BPMC|BLUEPRINT MEDI CM ST|JSJX|JANE STREET CAPITAL LLC|4911
BPMC|BLUEPRINT MEDI CM ST|KCGM|VIRTU Americas LLC|54305
BPMC|BLUEPRINT MEDI CM ST|LEER|LEERINK PARTNERS LLC|7638
BPMC|BLUEPRINT MEDI CM ST|LEHM|Barclays Capital Inc./Le|586083
BPMC|BLUEPRINT MEDI CM ST|LIME|Lime Brokerage LLC|148591
BPMC|BLUEPRINT MEDI CM ST|LOOP|Loop Capital Markets LLC|67
BPMC|BLUEPRINT MEDI CM ST|LQNA|LIQUIDNET, INC.|83200
BPMC|BLUEPRINT MEDI CM ST|LSCI|Lek Securities Corporation|18000
BPMC|BLUEPRINT MEDI CM ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|930
BPMC|BLUEPRINT MEDI CM ST|MAXM|Maxim Group LLC|4103
BPMC|BLUEPRINT MEDI CM ST|MBTS|ALLY INVEST SECURITIES LLC|300
BPMC|BLUEPRINT MEDI CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|119427
BPMC|BLUEPRINT MEDI CM ST|MOTF|MOTIF INVESTING, INC.|17
BPMC|BLUEPRINT MEDI CM ST|MSCO|MORGAN STANLEY & CO. LLC|1827080
BPMC|BLUEPRINT MEDI CM ST|MSPL|MORGAN STANLEY & CO. LLC|272700
BPMC|BLUEPRINT MEDI CM ST|MSTX|MORGAN STANLEY & CO. LLC|46000
BPMC|BLUEPRINT MEDI CM ST|NATL|National Securities Corporation|577
BPMC|BLUEPRINT MEDI CM ST|NFSC|National Financial Services LLC|299974
BPMC|BLUEPRINT MEDI CM ST|NITE|VIRTU Americas LLC|480563
BPMC|BLUEPRINT MEDI CM ST|NITP|VIRTU Americas LLC|1631
BPMC|BLUEPRINT MEDI CM ST|NQRB|Brut, LLC|4617
BPMC|BLUEPRINT MEDI CM ST|NTRC|Northern Trust Securities, Inc.|681
BPMC|BLUEPRINT MEDI CM ST|OPCO|Oppenheimer & Co. Inc.|359
BPMC|BLUEPRINT MEDI CM ST|PDQM|CODA MARKETS, INC.|222575
BPMC|BLUEPRINT MEDI CM ST|PICT|Pictet Overseas Inc.|130
BPMC|BLUEPRINT MEDI CM ST|PIPR|Piper Jaffray & Co.|13633
BPMC|BLUEPRINT MEDI CM ST|PWJC|UBS Financial Services, Inc.|40
BPMC|BLUEPRINT MEDI CM ST|RAJA|Raymond James & Associates, Inc.|1817
BPMC|BLUEPRINT MEDI CM ST|RBCM|RBC CAPITAL MARKETS, LLC|3257
BPMC|BLUEPRINT MEDI CM ST|RGLD|Regal Securities, Inc|50
BPMC|BLUEPRINT MEDI CM ST|RHCO|Suntrust Robinson Humphrey, Inc.|2450
BPMC|BLUEPRINT MEDI CM ST|RJLC|RJL CAPITAL GROUP, LLC|2000
BPMC|BLUEPRINT MEDI CM ST|SAGL|SAGETRADER, LLC|14515
BPMC|BLUEPRINT MEDI CM ST|SAGW|SAGETRADER, LLC|971
BPMC|BLUEPRINT MEDI CM ST|SBSH|Citigroup Global Markets Inc.|733532
BPMC|BLUEPRINT MEDI CM ST|SGMT|GOLDMAN SACHS & CO. LLC|98418
BPMC|BLUEPRINT MEDI CM ST|SPDR|SPEEDROUTE LLC|56483
BPMC|BLUEPRINT MEDI CM ST|SPTD|MINT GLOBAL MARKETS, INC.|3200
BPMC|BLUEPRINT MEDI CM ST|STFL|Stifel, Nicolaus & Company, Incorporated|1245
BPMC|BLUEPRINT MEDI CM ST|STKP|STOCKPILE INVESTMENTS, INC.|14
BPMC|BLUEPRINT MEDI CM ST|STXG|Stockcross Financial Services, Inc.|350
BPMC|BLUEPRINT MEDI CM ST|SWIM|TD Ameritrade, Inc.|195315
BPMC|BLUEPRINT MEDI CM ST|SWST|Hilltop Securities Inc.|331
BPMC|BLUEPRINT MEDI CM ST|TKNG|ALLY INVEST SECURITIES LLC|1369
BPMC|BLUEPRINT MEDI CM ST|TRBT|Tradebot Systems, Inc.|149113
BPMC|BLUEPRINT MEDI CM ST|TRCM|TRC MARKETS LLC|34704
BPMC|BLUEPRINT MEDI CM ST|TWTT|TASTYWORKS, INC.|119
BPMC|BLUEPRINT MEDI CM ST|UBSA|UBS SECURITIES LLC|548975
BPMC|BLUEPRINT MEDI CM ST|UBSS|UBS Securities LLC|1300334
BPMC|BLUEPRINT MEDI CM ST|VALX|VIRTU AMERICAS LLC|64631
BPMC|BLUEPRINT MEDI CM ST|VERT|The Vertical Trading Group, LLC|7051
BPMC|BLUEPRINT MEDI CM ST|VGRD|Vanguard Marketing Corporation|17767
BPMC|BLUEPRINT MEDI CM ST|VSIN|Vision Financial Markets Llc|125
BPMC|BLUEPRINT MEDI CM ST|WBPX|SUMMIT SECURITIES GROUP, LLC|3300
BPMC|BLUEPRINT MEDI CM ST|WCHV|WELLS FARGO SECURITIES, LLC|352526
BPMC|BLUEPRINT MEDI CM ST|WDNX|WEEDEN & CO.L.P.|9200
BPMC|BLUEPRINT MEDI CM ST|WEDB|WEDBUSH SECURITIES INC.|66193
BPMC|BLUEPRINT MEDI CM ST|WEED|Weeden & Co.L.P.|445
BPMC|BLUEPRINT MEDI CM ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|538
BPMC|BLUEPRINT MEDI CM ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10273
BPMC|BLUEPRINT MEDI CM ST|WGIF|CIBC World Markets Inc.|10650
BPMC|BLUEPRINT MEDI CM ST|WSAG|WALL STREET ACCESS|213
BPMC|BLUEPRINT MEDI CM ST|WSEA|WOLVERINE SECURITIES, LLC|4993
BPMC|BLUEPRINT MEDI CM ST|XIST|INSTINET, LLC|32402
BPMC|BLUEPRINT MEDI CM ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|50100
BPMC|BLUEPRINT MEDI CM ST|YKNA|COMHAR CAPITAL MARKETS, LLC|31180
BPMC|BLUEPRINT MEDI CM ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3029
BPMP|BP MIDSTREAM PARTNER|ALTX|Alternet Securities Inc.|10030
BPMP|BP MIDSTREAM PARTNER|ANOS|ABEL/NOSER, L.L.C.|900
BPMP|BP MIDSTREAM PARTNER|APCC|Apex Clearing Corporation|1
BPMP|BP MIDSTREAM PARTNER|BANK|Primevest Financial Services, Inc.|600
BPMP|BP MIDSTREAM PARTNER|BARD|Robert W. Baird & Co. Incorporated|131
BPMP|BP MIDSTREAM PARTNER|BATM|CBOE TRADING, INC.|4461
BPMP|BP MIDSTREAM PARTNER|BERN|Sanford C. Bernstein & Co., LLC|6550
BPMP|BP MIDSTREAM PARTNER|BIMI|Banca IMI Securities Corp.|100
BPMP|BP MIDSTREAM PARTNER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3551
BPMP|BP MIDSTREAM PARTNER|BNPX|BNP PARIBAS SECURITIES CORP.|1258
BPMP|BP MIDSTREAM PARTNER|BTIG|BTIG, LLC|8600
BPMP|BP MIDSTREAM PARTNER|BYXM|CBOE TRADING, INC.|202
BPMP|BP MIDSTREAM PARTNER|CANT|Cantor Fitzgerald & Co.|200
BPMP|BP MIDSTREAM PARTNER|CHAS|Charles Schwab & Co., Inc.|200
BPMP|BP MIDSTREAM PARTNER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11449
BPMP|BP MIDSTREAM PARTNER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45051
BPMP|BP MIDSTREAM PARTNER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68444
BPMP|BP MIDSTREAM PARTNER|CTDL|Citadel Derivatives Group Llc|1991
BPMP|BP MIDSTREAM PARTNER|CXCX|CITIGROUP GLOBAL MARKETS INC.|12112
BPMP|BP MIDSTREAM PARTNER|DBAB|Deutsche Bank Securities Inc.|1713
BPMP|BP MIDSTREAM PARTNER|DBAX|Deutsche Bank Securities Inc.|46300
BPMP|BP MIDSTREAM PARTNER|DEAN|MORGAN STANLEY|2627
BPMP|BP MIDSTREAM PARTNER|DEGS|RONIN PROFESSIONAL LLC|2716
BPMP|BP MIDSTREAM PARTNER|EBXL|EBX LLC|64600
BPMP|BP MIDSTREAM PARTNER|ECUT|CONVERGEX EXECUTION SOLUTIONS|7631
BPMP|BP MIDSTREAM PARTNER|EDJO|Edward D. Jones & Co., L.P.|1600
BPMP|BP MIDSTREAM PARTNER|EGAM|CBOE TRADING, INC.|9066
BPMP|BP MIDSTREAM PARTNER|EGMT|EG MARKET TECHNOLOGIES LLC|100
BPMP|BP MIDSTREAM PARTNER|EGXM|CBOE TRADING, INC.|1160
BPMP|BP MIDSTREAM PARTNER|ETBE|Electronic Transaction Clearing, Inc.|1787
BPMP|BP MIDSTREAM PARTNER|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2900
BPMP|BP MIDSTREAM PARTNER|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
BPMP|BP MIDSTREAM PARTNER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4153
BPMP|BP MIDSTREAM PARTNER|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BPMP|BP MIDSTREAM PARTNER|ETRS|E*Trade Securities LLC|13424
BPMP|BP MIDSTREAM PARTNER|FILL|Tradestation Securities, Inc.|700
BPMP|BP MIDSTREAM PARTNER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66971
BPMP|BP MIDSTREAM PARTNER|GEBB|GLOBAL EXECUTION BROKERS, LP|89
BPMP|BP MIDSTREAM PARTNER|GLPX|ACS EXECUTION SERVICES, LLC|35204
BPMP|BP MIDSTREAM PARTNER|GSCO|GOLDMAN SACHS & CO. LLC|56448
BPMP|BP MIDSTREAM PARTNER|GSCS|GOLDMAN SACHS & CO. LLC|290
BPMP|BP MIDSTREAM PARTNER|GSLT|GOLDMAN SACHS & CO. LLC|2826
BPMP|BP MIDSTREAM PARTNER|GTSZ|GTS SECURITIES LLC|22060
BPMP|BP MIDSTREAM PARTNER|HRBF|American Enterprise Investment Services Inc.|1549
BPMP|BP MIDSTREAM PARTNER|IATS|INTERACTIVE BROKERS LLC|11580
BPMP|BP MIDSTREAM PARTNER|IBKR|Interactive Brokers Llc|6595
BPMP|BP MIDSTREAM PARTNER|ICBX|INSTINET, LLC|2700
BPMP|BP MIDSTREAM PARTNER|INCA|INSTINET, LLC|42456
BPMP|BP MIDSTREAM PARTNER|INJX|INSTINET, LLC|377
BPMP|BP MIDSTREAM PARTNER|ITGI|ITG Inc.|9027
BPMP|BP MIDSTREAM PARTNER|ITGP|ITG INC.|24000
BPMP|BP MIDSTREAM PARTNER|JEFF|JEFFERIES LLC|45688
BPMP|BP MIDSTREAM PARTNER|JMPT|JUMP TRADING, LLC|4017
BPMP|BP MIDSTREAM PARTNER|JPMX|J.P. Morgan Securities LLC|82291
BPMP|BP MIDSTREAM PARTNER|JSJX|JANE STREET CAPITAL LLC|31798
BPMP|BP MIDSTREAM PARTNER|KCGM|VIRTU Americas LLC|7960
BPMP|BP MIDSTREAM PARTNER|LEHM|Barclays Capital Inc./Le|75578
BPMP|BP MIDSTREAM PARTNER|LIME|Lime Brokerage LLC|4958
BPMP|BP MIDSTREAM PARTNER|LQNA|LIQUIDNET, INC.|100000
BPMP|BP MIDSTREAM PARTNER|LSCI|Lek Securities Corporation|5700
BPMP|BP MIDSTREAM PARTNER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BPMP|BP MIDSTREAM PARTNER|MBTS|ALLY INVEST SECURITIES LLC|2130
BPMP|BP MIDSTREAM PARTNER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22400
BPMP|BP MIDSTREAM PARTNER|MSCO|MORGAN STANLEY & CO. LLC|241549
BPMP|BP MIDSTREAM PARTNER|MSPL|MORGAN STANLEY & CO. LLC|17100
BPMP|BP MIDSTREAM PARTNER|MSTX|MORGAN STANLEY & CO. LLC|200
BPMP|BP MIDSTREAM PARTNER|NFSC|National Financial Services LLC|67591
BPMP|BP MIDSTREAM PARTNER|NITE|VIRTU Americas LLC|135950
BPMP|BP MIDSTREAM PARTNER|NITP|VIRTU Americas LLC|300
BPMP|BP MIDSTREAM PARTNER|NQRB|Brut, LLC|2499
BPMP|BP MIDSTREAM PARTNER|NTBF|BMO Nesbitt Burns Inc./CDS|604
BPMP|BP MIDSTREAM PARTNER|OPCO|Oppenheimer & Co. Inc.|1861
BPMP|BP MIDSTREAM PARTNER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2962
BPMP|BP MIDSTREAM PARTNER|PDQM|CODA MARKETS, INC.|81579
BPMP|BP MIDSTREAM PARTNER|PWJC|UBS Financial Services, Inc.|3100
BPMP|BP MIDSTREAM PARTNER|RBCM|RBC CAPITAL MARKETS, LLC|869
BPMP|BP MIDSTREAM PARTNER|SAGL|SAGETRADER, LLC|8116
BPMP|BP MIDSTREAM PARTNER|SBSH|Citigroup Global Markets Inc.|34874
BPMP|BP MIDSTREAM PARTNER|SGMT|GOLDMAN SACHS & CO. LLC|12358
BPMP|BP MIDSTREAM PARTNER|SPDR|SPEEDROUTE LLC|11465
BPMP|BP MIDSTREAM PARTNER|SPTD|MINT GLOBAL MARKETS, INC.|8860
BPMP|BP MIDSTREAM PARTNER|STFL|Stifel, Nicolaus & Company, Incorporated|2357
BPMP|BP MIDSTREAM PARTNER|SWIM|TD Ameritrade, Inc.|11645
BPMP|BP MIDSTREAM PARTNER|TRBT|Tradebot Systems, Inc.|40703
BPMP|BP MIDSTREAM PARTNER|TRCM|TRC MARKETS LLC|948
BPMP|BP MIDSTREAM PARTNER|UBSA|UBS SECURITIES LLC|225258
BPMP|BP MIDSTREAM PARTNER|UBSS|UBS Securities LLC|220677
BPMP|BP MIDSTREAM PARTNER|USCA|USCA Securities LLC|1100
BPMP|BP MIDSTREAM PARTNER|VALX|VIRTU AMERICAS LLC|10503
BPMP|BP MIDSTREAM PARTNER|VGRD|Vanguard Marketing Corporation|8732
BPMP|BP MIDSTREAM PARTNER|WBPX|SUMMIT SECURITIES GROUP, LLC|82
BPMP|BP MIDSTREAM PARTNER|WCHV|WELLS FARGO SECURITIES, LLC|52645
BPMP|BP MIDSTREAM PARTNER|WEDB|WEDBUSH SECURITIES INC.|800
BPMP|BP MIDSTREAM PARTNER|WEED|Weeden & Co.L.P.|10
BPMP|BP MIDSTREAM PARTNER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2625
BPMP|BP MIDSTREAM PARTNER|WFPB|Wells Fargo Securities, LLC.|31260
BPMP|BP MIDSTREAM PARTNER|WSEA|WOLVERINE SECURITIES, LLC|463
BPMP|BP MIDSTREAM PARTNER|XSTM|NATIONAL FINANCIAL SERVICES LLC|10100
BPMP|BP MIDSTREAM PARTNER|YKNA|COMHAR CAPITAL MARKETS, LLC|8786
BPMX|BIOPHARMX CORPORATIO|APCC|Apex Clearing Corporation|189651
BPMX|BIOPHARMX CORPORATIO|BATM|CBOE TRADING, INC.|46799
BPMX|BIOPHARMX CORPORATIO|BGCE|BGC Financial Inc.|9
BPMX|BIOPHARMX CORPORATIO|BIMI|Banca IMI Securities Corp.|39016
BPMX|BIOPHARMX CORPORATIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|512674
BPMX|BIOPHARMX CORPORATIO|BYXM|CBOE TRADING, INC.|3000
BPMX|BIOPHARMX CORPORATIO|CHAS|Charles Schwab & Co., Inc.|7000
BPMX|BIOPHARMX CORPORATIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17681
BPMX|BIOPHARMX CORPORATIO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|81612
BPMX|BIOPHARMX CORPORATIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7810
BPMX|BIOPHARMX CORPORATIO|CTDL|Citadel Derivatives Group Llc|3135
BPMX|BIOPHARMX CORPORATIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|15182
BPMX|BIOPHARMX CORPORATIO|DBAB|Deutsche Bank Securities Inc.|18260
BPMX|BIOPHARMX CORPORATIO|DBAX|Deutsche Bank Securities Inc.|18400
BPMX|BIOPHARMX CORPORATIO|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|49400
BPMX|BIOPHARMX CORPORATIO|EBXL|EBX LLC|33300
BPMX|BIOPHARMX CORPORATIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|16600
BPMX|BIOPHARMX CORPORATIO|EGAM|CBOE TRADING, INC.|121888
BPMX|BIOPHARMX CORPORATIO|EGXM|CBOE TRADING, INC.|191007
BPMX|BIOPHARMX CORPORATIO|ETRS|E*Trade Securities LLC|4479894
BPMX|BIOPHARMX CORPORATIO|FBSB|U.S. Bancorp Investments, Inc.|8170
BPMX|BIOPHARMX CORPORATIO|FILL|Tradestation Securities, Inc.|98695
BPMX|BIOPHARMX CORPORATIO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1800
BPMX|BIOPHARMX CORPORATIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1442
BPMX|BIOPHARMX CORPORATIO|FTBR|Foliofn Investments, Inc.|4731
BPMX|BIOPHARMX CORPORATIO|GLIS|TD Securities Inc|90845
BPMX|BIOPHARMX CORPORATIO|GLPX|ACS EXECUTION SERVICES, LLC|13300
BPMX|BIOPHARMX CORPORATIO|GSCO|GOLDMAN SACHS & CO. LLC|209
BPMX|BIOPHARMX CORPORATIO|GSLT|GOLDMAN SACHS & CO. LLC|148892
BPMX|BIOPHARMX CORPORATIO|HRBF|American Enterprise Investment Services Inc.|27540
BPMX|BIOPHARMX CORPORATIO|HSBC|HSBC Securities, Inc.|2000
BPMX|BIOPHARMX CORPORATIO|IATS|INTERACTIVE BROKERS LLC|900
BPMX|BIOPHARMX CORPORATIO|IBKR|Interactive Brokers Llc|87563
BPMX|BIOPHARMX CORPORATIO|ICBX|INSTINET, LLC|18624
BPMX|BIOPHARMX CORPORATIO|INCA|INSTINET, LLC|118241
BPMX|BIOPHARMX CORPORATIO|ITGI|ITG Inc.|5000
BPMX|BIOPHARMX CORPORATIO|ITGP|ITG INC.|18200
BPMX|BIOPHARMX CORPORATIO|JANY|Janney Montgomery Scott Inc.|7800
BPMX|BIOPHARMX CORPORATIO|JMPT|JUMP TRADING, LLC|1000
BPMX|BIOPHARMX CORPORATIO|JONE|JonesTrading|54300
BPMX|BIOPHARMX CORPORATIO|JPMX|J.P. Morgan Securities LLC|600
BPMX|BIOPHARMX CORPORATIO|JSJX|JANE STREET CAPITAL LLC|654
BPMX|BIOPHARMX CORPORATIO|KCGM|VIRTU Americas LLC|6544
BPMX|BIOPHARMX CORPORATIO|LEHM|Barclays Capital Inc./Le|163335
BPMX|BIOPHARMX CORPORATIO|LIME|Lime Brokerage LLC|22704
BPMX|BIOPHARMX CORPORATIO|MAXM|Maxim Group LLC|12200
BPMX|BIOPHARMX CORPORATIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3760
BPMX|BIOPHARMX CORPORATIO|MOTF|MOTIF INVESTING, INC.|2
BPMX|BIOPHARMX CORPORATIO|MSCO|MORGAN STANLEY & CO. LLC|2599963
BPMX|BIOPHARMX CORPORATIO|NFSC|National Financial Services LLC|4633740
BPMX|BIOPHARMX CORPORATIO|NITE|VIRTU Americas LLC|7777855
BPMX|BIOPHARMX CORPORATIO|NORT|Northland Securities, Inc.|41246
BPMX|BIOPHARMX CORPORATIO|NQRB|Brut, LLC|20661
BPMX|BIOPHARMX CORPORATIO|NTBF|BMO Nesbitt Burns Inc./CDS|31237
BPMX|BIOPHARMX CORPORATIO|PCPT|PHILLIP CAPITAL INC.|24400
BPMX|BIOPHARMX CORPORATIO|PDQM|CODA MARKETS, INC.|607520
BPMX|BIOPHARMX CORPORATIO|RGLD|Regal Securities, Inc|7000
BPMX|BIOPHARMX CORPORATIO|SBSH|Citigroup Global Markets Inc.|94801
BPMX|BIOPHARMX CORPORATIO|SGMT|GOLDMAN SACHS & CO. LLC|8867
BPMX|BIOPHARMX CORPORATIO|SPDR|SPEEDROUTE LLC|22940
BPMX|BIOPHARMX CORPORATIO|SWIM|TD Ameritrade, Inc.|1697509
BPMX|BIOPHARMX CORPORATIO|TKNG|ALLY INVEST SECURITIES LLC|135579
BPMX|BIOPHARMX CORPORATIO|TWTT|TASTYWORKS, INC.|1700
BPMX|BIOPHARMX CORPORATIO|UBSA|UBS SECURITIES LLC|229654
BPMX|BIOPHARMX CORPORATIO|UBSS|UBS Securities LLC|472270
BPMX|BIOPHARMX CORPORATIO|VGRD|Vanguard Marketing Corporation|328892
BPMX|BIOPHARMX CORPORATIO|VSIN|Vision Financial Markets Llc|7327
BPMX|BIOPHARMX CORPORATIO|WCHV|WELLS FARGO SECURITIES, LLC|41294
BPMX|BIOPHARMX CORPORATIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1459714
BPMX|BIOPHARMX CORPORATIO|WGIF|CIBC World Markets Inc.|65363
BPMX|BIOPHARMX CORPORATIO|WSEA|WOLVERINE SECURITIES, LLC|1055971
BPMX|BIOPHARMX CORPORATIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|10200
BPOP|POPULAR, INC.|ALTX|Alternet Securities Inc.|6813
BPOP|POPULAR, INC.|APCC|Apex Clearing Corporation|384
BPOP|POPULAR, INC.|BARD|Robert W. Baird & Co. Incorporated|164
BPOP|POPULAR, INC.|BATM|CBOE TRADING, INC.|3066
BPOP|POPULAR, INC.|BAYC|BAY CREST PARTNERS, LLC|40
BPOP|POPULAR, INC.|BAYT|BTIG, LLC|52554
BPOP|POPULAR, INC.|BBNT|BB&T SECURITIES, LLC|22
BPOP|POPULAR, INC.|BERN|Sanford C. Bernstein & Co., LLC|35373
BPOP|POPULAR, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1456
BPOP|POPULAR, INC.|BLKX|INSTINET, LLC|16400
BPOP|POPULAR, INC.|BMOC|BMO Capital Markets Corp.|52286
BPOP|POPULAR, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|914
BPOP|POPULAR, INC.|BTIG|BTIG, LLC|52677
BPOP|POPULAR, INC.|BYXM|CBOE TRADING, INC.|784
BPOP|POPULAR, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
BPOP|POPULAR, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|10400
BPOP|POPULAR, INC.|CMPT|Compass Point Research & Trading, LLC|100
BPOP|POPULAR, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84584
BPOP|POPULAR, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4827
BPOP|POPULAR, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|288
BPOP|POPULAR, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|251627
BPOP|POPULAR, INC.|CTDL|Citadel Derivatives Group Llc|31189
BPOP|POPULAR, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|24474
BPOP|POPULAR, INC.|DBAB|Deutsche Bank Securities Inc.|251954
BPOP|POPULAR, INC.|DBAX|Deutsche Bank Securities Inc.|186600
BPOP|POPULAR, INC.|DBUL|Deutsche Bank Securities Inc.|3700
BPOP|POPULAR, INC.|DEAN|MORGAN STANLEY|1061
BPOP|POPULAR, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7880
BPOP|POPULAR, INC.|EBXL|EBX LLC|172700
BPOP|POPULAR, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7723
BPOP|POPULAR, INC.|EGAM|CBOE TRADING, INC.|11369
BPOP|POPULAR, INC.|EGAW|CBOE TRADING, INC.|6
BPOP|POPULAR, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3301
BPOP|POPULAR, INC.|EGXM|CBOE TRADING, INC.|956
BPOP|POPULAR, INC.|ETBE|Electronic Transaction Clearing, Inc.|23829
BPOP|POPULAR, INC.|ETCC|Electronic Transaction Clearing, Inc.|694
BPOP|POPULAR, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5854
BPOP|POPULAR, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17556
BPOP|POPULAR, INC.|ETRS|E*Trade Securities LLC|13618
BPOP|POPULAR, INC.|FBCO|Credit Suisse Securities (USA) LLC|452239
BPOP|POPULAR, INC.|FILL|Tradestation Securities, Inc.|424
BPOP|POPULAR, INC.|FOMA|TD AMERITRADE CLEARING, INC.|38821
BPOP|POPULAR, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|215
BPOP|POPULAR, INC.|FQLS|Quantlab Securities LP|215819
BPOP|POPULAR, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82474
BPOP|POPULAR, INC.|FTBR|Foliofn Investments, Inc.|8564
BPOP|POPULAR, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|6379
BPOP|POPULAR, INC.|GLPX|ACS EXECUTION SERVICES, LLC|20632
BPOP|POPULAR, INC.|GSCO|GOLDMAN SACHS & CO. LLC|823538
BPOP|POPULAR, INC.|GSCS|GOLDMAN SACHS & CO. LLC|66554
BPOP|POPULAR, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2704
BPOP|POPULAR, INC.|GTSZ|GTS SECURITIES LLC|98922
BPOP|POPULAR, INC.|HAPX|HAP Trading, LLC|3228
BPOP|POPULAR, INC.|HOVD|HOVDE GROUP, LLC|3900
BPOP|POPULAR, INC.|HRBF|American Enterprise Investment Services Inc.|200
BPOP|POPULAR, INC.|HSBC|HSBC Securities, Inc.|14643
BPOP|POPULAR, INC.|IATS|INTERACTIVE BROKERS LLC|2101
BPOP|POPULAR, INC.|IBKR|Interactive Brokers Llc|54829
BPOP|POPULAR, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1298
BPOP|POPULAR, INC.|ICBX|INSTINET, LLC|34070
BPOP|POPULAR, INC.|IEQY|CITADEL SECURITIES LLC|205891
BPOP|POPULAR, INC.|INCA|INSTINET, LLC|352528
BPOP|POPULAR, INC.|INJX|INSTINET, LLC|35464
BPOP|POPULAR, INC.|ITGI|ITG Inc.|272886
BPOP|POPULAR, INC.|ITGP|ITG INC.|194400
BPOP|POPULAR, INC.|JANY|Janney Montgomery Scott Inc.|38
BPOP|POPULAR, INC.|JEFF|JEFFERIES LLC|88050
BPOP|POPULAR, INC.|JMPT|JUMP TRADING, LLC|56626
BPOP|POPULAR, INC.|JPBX|J.P. MORGAN SECURITIES LLC|33341
BPOP|POPULAR, INC.|JPMX|J.P. Morgan Securities LLC|336131
BPOP|POPULAR, INC.|JSJX|JANE STREET CAPITAL LLC|15645
BPOP|POPULAR, INC.|JSSF|JMP Securities LLC|8335
BPOP|POPULAR, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|64235
BPOP|POPULAR, INC.|KCGM|VIRTU Americas LLC|38253
BPOP|POPULAR, INC.|LEHM|Barclays Capital Inc./Le|595733
BPOP|POPULAR, INC.|LIME|Lime Brokerage LLC|186660
BPOP|POPULAR, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52184
BPOP|POPULAR, INC.|MSCO|MORGAN STANLEY & CO. LLC|3552778
BPOP|POPULAR, INC.|MSPL|MORGAN STANLEY & CO. LLC|362300
BPOP|POPULAR, INC.|MSTX|MORGAN STANLEY & CO. LLC|85100
BPOP|POPULAR, INC.|NFSC|National Financial Services LLC|22185
BPOP|POPULAR, INC.|NITE|VIRTU Americas LLC|135816
BPOP|POPULAR, INC.|NITP|VIRTU Americas LLC|2500
BPOP|POPULAR, INC.|NQRB|Brut, LLC|2943
BPOP|POPULAR, INC.|OHOS|TWO SIGMA SECURITIES, LLC|40305
BPOP|POPULAR, INC.|OPCO|Oppenheimer & Co. Inc.|257
BPOP|POPULAR, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1785
BPOP|POPULAR, INC.|PDQM|CODA MARKETS, INC.|105505
BPOP|POPULAR, INC.|PWJC|UBS Financial Services, Inc.|7603
BPOP|POPULAR, INC.|RAJA|Raymond James & Associates, Inc.|264
BPOP|POPULAR, INC.|RBCM|RBC CAPITAL MARKETS, LLC|6654
BPOP|POPULAR, INC.|RGLD|Regal Securities, Inc|1
BPOP|POPULAR, INC.|SAGL|SAGETRADER, LLC|18793
BPOP|POPULAR, INC.|SALI|INTL FCSTONE FINANCIAL INC.|80
BPOP|POPULAR, INC.|SBSH|Citigroup Global Markets Inc.|129741
BPOP|POPULAR, INC.|SGMT|GOLDMAN SACHS & CO. LLC|61481
BPOP|POPULAR, INC.|SPDR|SPEEDROUTE LLC|18497
BPOP|POPULAR, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|352
BPOP|POPULAR, INC.|SWIM|TD Ameritrade, Inc.|4025
BPOP|POPULAR, INC.|SWST|Hilltop Securities Inc.|106
BPOP|POPULAR, INC.|TKNG|ALLY INVEST SECURITIES LLC|3
BPOP|POPULAR, INC.|TRBT|Tradebot Systems, Inc.|124266
BPOP|POPULAR, INC.|TRCM|TRC MARKETS LLC|174319
BPOP|POPULAR, INC.|UBSA|UBS SECURITIES LLC|315289
BPOP|POPULAR, INC.|UBSS|UBS Securities LLC|679030
BPOP|POPULAR, INC.|VALX|VIRTU AMERICAS LLC|3688
BPOP|POPULAR, INC.|VGRD|Vanguard Marketing Corporation|439
BPOP|POPULAR, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|300
BPOP|POPULAR, INC.|WCHV|WELLS FARGO SECURITIES, LLC|14318
BPOP|POPULAR, INC.|WDNX|WEEDEN & CO.L.P.|1682
BPOP|POPULAR, INC.|WEED|Weeden & Co.L.P.|5640
BPOP|POPULAR, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|265
BPOP|POPULAR, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5801
BPOP|POPULAR, INC.|WGIF|CIBC World Markets Inc.|830
BPOP|POPULAR, INC.|WSEA|WOLVERINE SECURITIES, LLC|740
BPOP|POPULAR, INC.|XIST|INSTINET, LLC|63178
BPOP|POPULAR, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|23920
BPOP|POPULAR, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1759
BPOP|POPULAR, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|163
BPOPM|POPULAR INC TRUST II|APCC|Apex Clearing Corporation|1
BPOPM|POPULAR INC TRUST II|BATM|CBOE TRADING, INC.|200
BPOPM|POPULAR INC TRUST II|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2127
BPOPM|POPULAR INC TRUST II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BPOPM|POPULAR INC TRUST II|DEAN|MORGAN STANLEY|2950
BPOPM|POPULAR INC TRUST II|ECUT|CONVERGEX EXECUTION SOLUTIONS|959
BPOPM|POPULAR INC TRUST II|EGXM|CBOE TRADING, INC.|502
BPOPM|POPULAR INC TRUST II|EGXW|CBOE TRADING, INC.|1490
BPOPM|POPULAR INC TRUST II|ETRS|E*Trade Securities LLC|6
BPOPM|POPULAR INC TRUST II|FBCO|Credit Suisse Securities (USA) LLC|110
BPOPM|POPULAR INC TRUST II|FOMA|TD AMERITRADE CLEARING, INC.|1745
BPOPM|POPULAR INC TRUST II|FTBR|Foliofn Investments, Inc.|11
BPOPM|POPULAR INC TRUST II|GEBB|GLOBAL EXECUTION BROKERS, LP|135
BPOPM|POPULAR INC TRUST II|HRBF|American Enterprise Investment Services Inc.|1500
BPOPM|POPULAR INC TRUST II|IATS|INTERACTIVE BROKERS LLC|100
BPOPM|POPULAR INC TRUST II|IBKR|Interactive Brokers Llc|2060
BPOPM|POPULAR INC TRUST II|INCA|INSTINET, LLC|1000
BPOPM|POPULAR INC TRUST II|LIME|Lime Brokerage LLC|1060
BPOPM|POPULAR INC TRUST II|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|237
BPOPM|POPULAR INC TRUST II|MSCO|MORGAN STANLEY & CO. LLC|1360
BPOPM|POPULAR INC TRUST II|NFSC|National Financial Services LLC|8239
BPOPM|POPULAR INC TRUST II|NITE|VIRTU Americas LLC|6060
BPOPM|POPULAR INC TRUST II|NQRB|Brut, LLC|300
BPOPM|POPULAR INC TRUST II|SBSH|Citigroup Global Markets Inc.|200
BPOPM|POPULAR INC TRUST II|TDSI|TD Securities (USA) LLC|1000
BPOPM|POPULAR INC TRUST II|TRCM|TRC MARKETS LLC|205
BPOPM|POPULAR INC TRUST II|UBSA|UBS SECURITIES LLC|902
BPOPM|POPULAR INC TRUST II|UBSS|UBS Securities LLC|5775
BPOPM|POPULAR INC TRUST II|WCHV|WELLS FARGO SECURITIES, LLC|4690
BPOPN|POPULAR, INC TRUST I|APCC|Apex Clearing Corporation|28
BPOPN|POPULAR, INC TRUST I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1235
BPOPN|POPULAR, INC TRUST I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
BPOPN|POPULAR, INC TRUST I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
BPOPN|POPULAR, INC TRUST I|DBAX|Deutsche Bank Securities Inc.|1400
BPOPN|POPULAR, INC TRUST I|DEAN|MORGAN STANLEY|3324
BPOPN|POPULAR, INC TRUST I|EBXL|EBX LLC|100
BPOPN|POPULAR, INC TRUST I|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
BPOPN|POPULAR, INC TRUST I|ETRS|E*Trade Securities LLC|5550
BPOPN|POPULAR, INC TRUST I|FBCO|Credit Suisse Securities (USA) LLC|1010
BPOPN|POPULAR, INC TRUST I|FOMA|TD AMERITRADE CLEARING, INC.|4168
BPOPN|POPULAR, INC TRUST I|GLPX|ACS EXECUTION SERVICES, LLC|100
BPOPN|POPULAR, INC TRUST I|GSCS|GOLDMAN SACHS & CO. LLC|615
BPOPN|POPULAR, INC TRUST I|GTSZ|GTS SECURITIES LLC|330
BPOPN|POPULAR, INC TRUST I|HRBF|American Enterprise Investment Services Inc.|2625
BPOPN|POPULAR, INC TRUST I|IATS|INTERACTIVE BROKERS LLC|200
BPOPN|POPULAR, INC TRUST I|IBKR|Interactive Brokers Llc|5141
BPOPN|POPULAR, INC TRUST I|ICBX|INSTINET, LLC|600
BPOPN|POPULAR, INC TRUST I|INCA|INSTINET, LLC|3032
BPOPN|POPULAR, INC TRUST I|LIME|Lime Brokerage LLC|2278
BPOPN|POPULAR, INC TRUST I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|426
BPOPN|POPULAR, INC TRUST I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BPOPN|POPULAR, INC TRUST I|MSCO|MORGAN STANLEY & CO. LLC|2236
BPOPN|POPULAR, INC TRUST I|NFSC|National Financial Services LLC|30775
BPOPN|POPULAR, INC TRUST I|NITE|VIRTU Americas LLC|31474
BPOPN|POPULAR, INC TRUST I|NQRB|Brut, LLC|100
BPOPN|POPULAR, INC TRUST I|PDQM|CODA MARKETS, INC.|700
BPOPN|POPULAR, INC TRUST I|RAJA|Raymond James & Associates, Inc.|200
BPOPN|POPULAR, INC TRUST I|RBCM|RBC CAPITAL MARKETS, LLC|200
BPOPN|POPULAR, INC TRUST I|SGMT|GOLDMAN SACHS & CO. LLC|100
BPOPN|POPULAR, INC TRUST I|SPDR|SPEEDROUTE LLC|200
BPOPN|POPULAR, INC TRUST I|STFL|Stifel, Nicolaus & Company, Incorporated|52
BPOPN|POPULAR, INC TRUST I|SWIM|TD Ameritrade, Inc.|1581
BPOPN|POPULAR, INC TRUST I|UBSA|UBS SECURITIES LLC|5285
BPOPN|POPULAR, INC TRUST I|UBSS|UBS Securities LLC|27358
BPOPN|POPULAR, INC TRUST I|WCHV|WELLS FARGO SECURITIES, LLC|21596
BPRN|THE BANK OF PRINC CM|ALTX|Alternet Securities Inc.|1727
BPRN|THE BANK OF PRINC CM|BATM|CBOE TRADING, INC.|300
BPRN|THE BANK OF PRINC CM|BAYC|BAY CREST PARTNERS, LLC|1873
BPRN|THE BANK OF PRINC CM|BERN|Sanford C. Bernstein & Co., LLC|4544
BPRN|THE BANK OF PRINC CM|BIDS|BIDS TRADING L.P.|5000
BPRN|THE BANK OF PRINC CM|BMOC|BMO Capital Markets Corp.|435
BPRN|THE BANK OF PRINC CM|BNKS|Fig Partners, LLC|21561
BPRN|THE BANK OF PRINC CM|BNPX|BNP PARIBAS SECURITIES CORP.|941
BPRN|THE BANK OF PRINC CM|BTIG|BTIG, LLC|163
BPRN|THE BANK OF PRINC CM|BYXM|CBOE TRADING, INC.|100
BPRN|THE BANK OF PRINC CM|CANT|Cantor Fitzgerald & Co.|2000
BPRN|THE BANK OF PRINC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|305
BPRN|THE BANK OF PRINC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13675
BPRN|THE BANK OF PRINC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5384
BPRN|THE BANK OF PRINC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9983
BPRN|THE BANK OF PRINC CM|CTDL|Citadel Derivatives Group Llc|1876
BPRN|THE BANK OF PRINC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|604
BPRN|THE BANK OF PRINC CM|DBAB|Deutsche Bank Securities Inc.|97995
BPRN|THE BANK OF PRINC CM|DBAX|Deutsche Bank Securities Inc.|5900
BPRN|THE BANK OF PRINC CM|DEAN|MORGAN STANLEY|33
BPRN|THE BANK OF PRINC CM|DRWK|DRW SECURITIES, L.L.C.|45
BPRN|THE BANK OF PRINC CM|EBXL|EBX LLC|3500
BPRN|THE BANK OF PRINC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|864
BPRN|THE BANK OF PRINC CM|EGAM|CBOE TRADING, INC.|302
BPRN|THE BANK OF PRINC CM|ETRS|E*Trade Securities LLC|341
BPRN|THE BANK OF PRINC CM|FBCO|Credit Suisse Securities (USA) LLC|10496
BPRN|THE BANK OF PRINC CM|FOMA|TD AMERITRADE CLEARING, INC.|2376
BPRN|THE BANK OF PRINC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|285
BPRN|THE BANK OF PRINC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8014
BPRN|THE BANK OF PRINC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4000
BPRN|THE BANK OF PRINC CM|GLPX|ACS EXECUTION SERVICES, LLC|2690
BPRN|THE BANK OF PRINC CM|GSCO|GOLDMAN SACHS & CO. LLC|237076
BPRN|THE BANK OF PRINC CM|GTSZ|GTS SECURITIES LLC|14917
BPRN|THE BANK OF PRINC CM|IBKR|Interactive Brokers Llc|3305
BPRN|THE BANK OF PRINC CM|ICBX|INSTINET, LLC|700
BPRN|THE BANK OF PRINC CM|IEQY|CITADEL SECURITIES LLC|684
BPRN|THE BANK OF PRINC CM|INCA|INSTINET, LLC|18957
BPRN|THE BANK OF PRINC CM|INJX|INSTINET, LLC|762
BPRN|THE BANK OF PRINC CM|ITGI|ITG Inc.|40067
BPRN|THE BANK OF PRINC CM|ITGP|ITG INC.|33200
BPRN|THE BANK OF PRINC CM|JEFF|JEFFERIES LLC|7004
BPRN|THE BANK OF PRINC CM|JPBX|J.P. MORGAN SECURITIES LLC|700
BPRN|THE BANK OF PRINC CM|JPMX|J.P. Morgan Securities LLC|17286
BPRN|THE BANK OF PRINC CM|JSJX|JANE STREET CAPITAL LLC|153
BPRN|THE BANK OF PRINC CM|KBWI|Keefe, Bruyette & Woods, Inc.|8178
BPRN|THE BANK OF PRINC CM|KCGM|VIRTU Americas LLC|500
BPRN|THE BANK OF PRINC CM|LEHM|Barclays Capital Inc./Le|45701
BPRN|THE BANK OF PRINC CM|LIME|Lime Brokerage LLC|12411
BPRN|THE BANK OF PRINC CM|LMGP|LIME BROKERAGE LLC|1310
BPRN|THE BANK OF PRINC CM|LQNA|LIQUIDNET, INC.|8200
BPRN|THE BANK OF PRINC CM|MAXM|Maxim Group LLC|376
BPRN|THE BANK OF PRINC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4542
BPRN|THE BANK OF PRINC CM|MSCO|MORGAN STANLEY & CO. LLC|170843
BPRN|THE BANK OF PRINC CM|MSPL|MORGAN STANLEY & CO. LLC|9600
BPRN|THE BANK OF PRINC CM|MSTX|MORGAN STANLEY & CO. LLC|2000
BPRN|THE BANK OF PRINC CM|NFSC|National Financial Services LLC|1812
BPRN|THE BANK OF PRINC CM|NITE|VIRTU Americas LLC|18399
BPRN|THE BANK OF PRINC CM|OPCO|Oppenheimer & Co. Inc.|666
BPRN|THE BANK OF PRINC CM|PDQM|CODA MARKETS, INC.|12177
BPRN|THE BANK OF PRINC CM|PWJC|UBS Financial Services, Inc.|1135
BPRN|THE BANK OF PRINC CM|SBSH|Citigroup Global Markets Inc.|22493
BPRN|THE BANK OF PRINC CM|SGMT|GOLDMAN SACHS & CO. LLC|4839
BPRN|THE BANK OF PRINC CM|SPDR|SPEEDROUTE LLC|9361
BPRN|THE BANK OF PRINC CM|SWIM|TD Ameritrade, Inc.|589
BPRN|THE BANK OF PRINC CM|TRBT|Tradebot Systems, Inc.|807
BPRN|THE BANK OF PRINC CM|TRCM|TRC MARKETS LLC|2312
BPRN|THE BANK OF PRINC CM|UBSA|UBS SECURITIES LLC|23097
BPRN|THE BANK OF PRINC CM|UBSS|UBS Securities LLC|157116
BPRN|THE BANK OF PRINC CM|VALX|VIRTU AMERICAS LLC|79
BPRN|THE BANK OF PRINC CM|WCHV|WELLS FARGO SECURITIES, LLC|119476
BPRN|THE BANK OF PRINC CM|WDNX|WEEDEN & CO.L.P.|792
BPRN|THE BANK OF PRINC CM|WEDB|WEDBUSH SECURITIES INC.|1000
BPRN|THE BANK OF PRINC CM|WFPB|Wells Fargo Securities, LLC.|10000
BPRN|THE BANK OF PRINC CM|WSEA|WOLVERINE SECURITIES, LLC|10
BPRN|THE BANK OF PRINC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
BPRN|THE BANK OF PRINC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|405
BPT|B P PRUDHOE BAY UTS|ALTX|Alternet Securities Inc.|300
BPT|B P PRUDHOE BAY UTS|APCC|Apex Clearing Corporation|576
BPT|B P PRUDHOE BAY UTS|BARD|Robert W. Baird & Co. Incorporated|250
BPT|B P PRUDHOE BAY UTS|BATM|CBOE TRADING, INC.|4934
BPT|B P PRUDHOE BAY UTS|BBNT|BB&T SECURITIES, LLC|8995
BPT|B P PRUDHOE BAY UTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13385
BPT|B P PRUDHOE BAY UTS|CHAS|Charles Schwab & Co., Inc.|1405
BPT|B P PRUDHOE BAY UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
BPT|B P PRUDHOE BAY UTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BPT|B P PRUDHOE BAY UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34701
BPT|B P PRUDHOE BAY UTS|CTLR|CUTLER GROUP, LP|100
BPT|B P PRUDHOE BAY UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
BPT|B P PRUDHOE BAY UTS|DADA|D.A. Davidson & Co.|2038
BPT|B P PRUDHOE BAY UTS|DBAB|Deutsche Bank Securities Inc.|2600
BPT|B P PRUDHOE BAY UTS|DBAX|Deutsche Bank Securities Inc.|16100
BPT|B P PRUDHOE BAY UTS|DEAN|MORGAN STANLEY|3558
BPT|B P PRUDHOE BAY UTS|DEGS|RONIN PROFESSIONAL LLC|7724
BPT|B P PRUDHOE BAY UTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18767
BPT|B P PRUDHOE BAY UTS|EBXL|EBX LLC|10800
BPT|B P PRUDHOE BAY UTS|EDJO|Edward D. Jones & Co., L.P.|3526
BPT|B P PRUDHOE BAY UTS|EGAM|CBOE TRADING, INC.|1672
BPT|B P PRUDHOE BAY UTS|EGXM|CBOE TRADING, INC.|2916
BPT|B P PRUDHOE BAY UTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|290
BPT|B P PRUDHOE BAY UTS|ETRS|E*Trade Securities LLC|125788
BPT|B P PRUDHOE BAY UTS|FILL|Tradestation Securities, Inc.|3150
BPT|B P PRUDHOE BAY UTS|FINX|FINTECH SECURITIES|2466
BPT|B P PRUDHOE BAY UTS|FMAF|NBCN Inc./ CDS|17
BPT|B P PRUDHOE BAY UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7877
BPT|B P PRUDHOE BAY UTS|FTBR|Foliofn Investments, Inc.|4200
BPT|B P PRUDHOE BAY UTS|GEBB|GLOBAL EXECUTION BROKERS, LP|706
BPT|B P PRUDHOE BAY UTS|GLPX|ACS EXECUTION SERVICES, LLC|987
BPT|B P PRUDHOE BAY UTS|GSCO|GOLDMAN SACHS & CO. LLC|11446
BPT|B P PRUDHOE BAY UTS|GSCS|GOLDMAN SACHS & CO. LLC|800
BPT|B P PRUDHOE BAY UTS|GSLT|GOLDMAN SACHS & CO. LLC|1
BPT|B P PRUDHOE BAY UTS|GTSZ|GTS SECURITIES LLC|6827
BPT|B P PRUDHOE BAY UTS|HRBF|American Enterprise Investment Services Inc.|10171
BPT|B P PRUDHOE BAY UTS|HSBC|HSBC Securities, Inc.|702
BPT|B P PRUDHOE BAY UTS|IATS|INTERACTIVE BROKERS LLC|5559
BPT|B P PRUDHOE BAY UTS|IBKR|Interactive Brokers Llc|5613
BPT|B P PRUDHOE BAY UTS|ICBX|INSTINET, LLC|2802
BPT|B P PRUDHOE BAY UTS|INCA|INSTINET, LLC|26517
BPT|B P PRUDHOE BAY UTS|ITGI|ITG Inc.|4455
BPT|B P PRUDHOE BAY UTS|ITGP|ITG INC.|16200
BPT|B P PRUDHOE BAY UTS|JANY|Janney Montgomery Scott Inc.|100
BPT|B P PRUDHOE BAY UTS|JEFF|JEFFERIES LLC|2301
BPT|B P PRUDHOE BAY UTS|JMPT|JUMP TRADING, LLC|715
BPT|B P PRUDHOE BAY UTS|JPMX|J.P. Morgan Securities LLC|15626
BPT|B P PRUDHOE BAY UTS|JSJX|JANE STREET CAPITAL LLC|87714
BPT|B P PRUDHOE BAY UTS|KCGM|VIRTU Americas LLC|2350
BPT|B P PRUDHOE BAY UTS|LEHM|Barclays Capital Inc./Le|23293
BPT|B P PRUDHOE BAY UTS|LIME|Lime Brokerage LLC|9645
BPT|B P PRUDHOE BAY UTS|LSCI|Lek Securities Corporation|35
BPT|B P PRUDHOE BAY UTS|MAVB|Great Point Capital LLC|9
BPT|B P PRUDHOE BAY UTS|MAXM|Maxim Group LLC|1325
BPT|B P PRUDHOE BAY UTS|MBTS|ALLY INVEST SECURITIES LLC|7113
BPT|B P PRUDHOE BAY UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9450
BPT|B P PRUDHOE BAY UTS|MSCO|MORGAN STANLEY & CO. LLC|64283
BPT|B P PRUDHOE BAY UTS|MSPL|MORGAN STANLEY & CO. LLC|35400
BPT|B P PRUDHOE BAY UTS|NFSC|National Financial Services LLC|391154
BPT|B P PRUDHOE BAY UTS|NITE|VIRTU Americas LLC|613688
BPT|B P PRUDHOE BAY UTS|NTBF|BMO Nesbitt Burns Inc./CDS|50
BPT|B P PRUDHOE BAY UTS|OPCO|Oppenheimer & Co. Inc.|19152
BPT|B P PRUDHOE BAY UTS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|120
BPT|B P PRUDHOE BAY UTS|PDQM|CODA MARKETS, INC.|5649
BPT|B P PRUDHOE BAY UTS|PHLY|NASDAQ Execution Services, LLC|2600
BPT|B P PRUDHOE BAY UTS|PWJC|UBS Financial Services, Inc.|3032
BPT|B P PRUDHOE BAY UTS|RBCM|RBC CAPITAL MARKETS, LLC|1696
BPT|B P PRUDHOE BAY UTS|SAGL|SAGETRADER, LLC|180
BPT|B P PRUDHOE BAY UTS|SALI|INTL FCSTONE FINANCIAL INC.|350
BPT|B P PRUDHOE BAY UTS|SBSH|Citigroup Global Markets Inc.|1850
BPT|B P PRUDHOE BAY UTS|SGMT|GOLDMAN SACHS & CO. LLC|10101
BPT|B P PRUDHOE BAY UTS|SPDR|SPEEDROUTE LLC|2300
BPT|B P PRUDHOE BAY UTS|STFL|Stifel, Nicolaus & Company, Incorporated|4126
BPT|B P PRUDHOE BAY UTS|STKP|STOCKPILE INVESTMENTS, INC.|2086
BPT|B P PRUDHOE BAY UTS|SWIM|TD Ameritrade, Inc.|49612
BPT|B P PRUDHOE BAY UTS|TKNG|ALLY INVEST SECURITIES LLC|2644
BPT|B P PRUDHOE BAY UTS|TRCM|TRC MARKETS LLC|100
BPT|B P PRUDHOE BAY UTS|UBSA|UBS SECURITIES LLC|62715
BPT|B P PRUDHOE BAY UTS|UBSS|UBS Securities LLC|151611
BPT|B P PRUDHOE BAY UTS|VALX|VIRTU AMERICAS LLC|4511
BPT|B P PRUDHOE BAY UTS|VGRD|Vanguard Marketing Corporation|30383
BPT|B P PRUDHOE BAY UTS|WCHV|WELLS FARGO SECURITIES, LLC|55670
BPT|B P PRUDHOE BAY UTS|WEDB|WEDBUSH SECURITIES INC.|1050
BPT|B P PRUDHOE BAY UTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3371
BPT|B P PRUDHOE BAY UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3642
BPT|B P PRUDHOE BAY UTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
BPT|B P PRUDHOE BAY UTS|WSEA|WOLVERINE SECURITIES, LLC|5869
BPT|B P PRUDHOE BAY UTS|WTFS|JUST2TRADE, INC.|49
BPT|B P PRUDHOE BAY UTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|15770
BPT|B P PRUDHOE BAY UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BPT|B P PRUDHOE BAY UTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1210
BPTH|BIO-PATH HOLDINGS|ALTX|Alternet Securities Inc.|92
BPTH|BIO-PATH HOLDINGS|APCC|Apex Clearing Corporation|214
BPTH|BIO-PATH HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|220
BPTH|BIO-PATH HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11501
BPTH|BIO-PATH HOLDINGS|DBAB|Deutsche Bank Securities Inc.|9489
BPTH|BIO-PATH HOLDINGS|DBAX|Deutsche Bank Securities Inc.|6500
BPTH|BIO-PATH HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|6768
BPTH|BIO-PATH HOLDINGS|EBXL|EBX LLC|1500
BPTH|BIO-PATH HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1296
BPTH|BIO-PATH HOLDINGS|ETRS|E*Trade Securities LLC|30578
BPTH|BIO-PATH HOLDINGS|FBCO|Credit Suisse Securities (USA) LLC|4752
BPTH|BIO-PATH HOLDINGS|FILL|Tradestation Securities, Inc.|900
BPTH|BIO-PATH HOLDINGS|FINX|FINTECH SECURITIES|200
BPTH|BIO-PATH HOLDINGS|FOMA|TD AMERITRADE CLEARING, INC.|73062
BPTH|BIO-PATH HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25
BPTH|BIO-PATH HOLDINGS|FTBR|Foliofn Investments, Inc.|912
BPTH|BIO-PATH HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|1722
BPTH|BIO-PATH HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|1400
BPTH|BIO-PATH HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|1558
BPTH|BIO-PATH HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|500
BPTH|BIO-PATH HOLDINGS|GTSZ|GTS SECURITIES LLC|300
BPTH|BIO-PATH HOLDINGS|HSBC|HSBC Securities, Inc.|200
BPTH|BIO-PATH HOLDINGS|IATS|INTERACTIVE BROKERS LLC|1806
BPTH|BIO-PATH HOLDINGS|IBKR|Interactive Brokers Llc|26417
BPTH|BIO-PATH HOLDINGS|ICBX|INSTINET, LLC|800
BPTH|BIO-PATH HOLDINGS|INCA|INSTINET, LLC|15731
BPTH|BIO-PATH HOLDINGS|INJX|INSTINET, LLC|200
BPTH|BIO-PATH HOLDINGS|ITGI|ITG Inc.|1
BPTH|BIO-PATH HOLDINGS|ITGP|ITG INC.|4400
BPTH|BIO-PATH HOLDINGS|JPMX|J.P. Morgan Securities LLC|800
BPTH|BIO-PATH HOLDINGS|KCGM|VIRTU Americas LLC|400
BPTH|BIO-PATH HOLDINGS|LEHM|Barclays Capital Inc./Le|2449
BPTH|BIO-PATH HOLDINGS|LIME|Lime Brokerage LLC|12534
BPTH|BIO-PATH HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
BPTH|BIO-PATH HOLDINGS|MOTF|MOTIF INVESTING, INC.|1
BPTH|BIO-PATH HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|32971
BPTH|BIO-PATH HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|8800
BPTH|BIO-PATH HOLDINGS|NFSC|National Financial Services LLC|27076
BPTH|BIO-PATH HOLDINGS|NITE|VIRTU Americas LLC|67282
BPTH|BIO-PATH HOLDINGS|NQRB|Brut, LLC|1500
BPTH|BIO-PATH HOLDINGS|PDQM|CODA MARKETS, INC.|1800
BPTH|BIO-PATH HOLDINGS|SBSH|Citigroup Global Markets Inc.|1600
BPTH|BIO-PATH HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|2756
BPTH|BIO-PATH HOLDINGS|SPDR|SPEEDROUTE LLC|3038
BPTH|BIO-PATH HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|145
BPTH|BIO-PATH HOLDINGS|SWIM|TD Ameritrade, Inc.|14484
BPTH|BIO-PATH HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|100
BPTH|BIO-PATH HOLDINGS|TWTT|TASTYWORKS, INC.|1000
BPTH|BIO-PATH HOLDINGS|UBSA|UBS SECURITIES LLC|4701
BPTH|BIO-PATH HOLDINGS|UBSS|UBS Securities LLC|14293
BPTH|BIO-PATH HOLDINGS|VGRD|Vanguard Marketing Corporation|550
BPTH|BIO-PATH HOLDINGS|VIEW|VIEWTRADE SECURITIES LLC|882
BPTH|BIO-PATH HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|200
BPTH|BIO-PATH HOLDINGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
BPTH|BIO-PATH HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|12957
BPTH|BIO-PATH HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BPTH|BIO-PATH HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|400
BPY|BROOKFIELD PPTY PRTN|APCC|Apex Clearing Corporation|1250
BPY|BROOKFIELD PPTY PRTN|BARD|Robert W. Baird & Co. Incorporated|175
BPY|BROOKFIELD PPTY PRTN|BATM|CBOE TRADING, INC.|5025
BPY|BROOKFIELD PPTY PRTN|BBNT|BB&T SECURITIES, LLC|71
BPY|BROOKFIELD PPTY PRTN|BERN|Sanford C. Bernstein & Co., LLC|300
BPY|BROOKFIELD PPTY PRTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16392
BPY|BROOKFIELD PPTY PRTN|BMOC|BMO Capital Markets Corp.|3286
BPY|BROOKFIELD PPTY PRTN|BNCH|The Benchmark Company, LLC|36314
BPY|BROOKFIELD PPTY PRTN|BTIG|BTIG, LLC|50000
BPY|BROOKFIELD PPTY PRTN|BZYD|GOLDMAN SACHS & CO. LLC|1180
BPY|BROOKFIELD PPTY PRTN|CHAS|Charles Schwab & Co., Inc.|400
BPY|BROOKFIELD PPTY PRTN|CIST|Capital Institutional Services, Inc.|1089
BPY|BROOKFIELD PPTY PRTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29810
BPY|BROOKFIELD PPTY PRTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58482
BPY|BROOKFIELD PPTY PRTN|CTDL|Citadel Derivatives Group Llc|5566
BPY|BROOKFIELD PPTY PRTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7932
BPY|BROOKFIELD PPTY PRTN|DAVA|Davenport & Company LLC|31514
BPY|BROOKFIELD PPTY PRTN|DBAB|Deutsche Bank Securities Inc.|49391
BPY|BROOKFIELD PPTY PRTN|DBAX|Deutsche Bank Securities Inc.|20500
BPY|BROOKFIELD PPTY PRTN|DEAN|MORGAN STANLEY|5529
BPY|BROOKFIELD PPTY PRTN|DEGS|RONIN PROFESSIONAL LLC|2769
BPY|BROOKFIELD PPTY PRTN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2910
BPY|BROOKFIELD PPTY PRTN|DRWC|DRW SECURITIES, L.L.C.|2891
BPY|BROOKFIELD PPTY PRTN|EBXL|EBX LLC|74800
BPY|BROOKFIELD PPTY PRTN|ECUT|CONVERGEX EXECUTION SOLUTIONS|28412
BPY|BROOKFIELD PPTY PRTN|EDJO|Edward D. Jones & Co., L.P.|3175
BPY|BROOKFIELD PPTY PRTN|EGAM|CBOE TRADING, INC.|600
BPY|BROOKFIELD PPTY PRTN|EGMT|EG MARKET TECHNOLOGIES LLC|200
BPY|BROOKFIELD PPTY PRTN|EGXM|CBOE TRADING, INC.|4650
BPY|BROOKFIELD PPTY PRTN|ETBE|Electronic Transaction Clearing, Inc.|5303
BPY|BROOKFIELD PPTY PRTN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|500
BPY|BROOKFIELD PPTY PRTN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1280
BPY|BROOKFIELD PPTY PRTN|ETRS|E*Trade Securities LLC|16576
BPY|BROOKFIELD PPTY PRTN|FBCO|Credit Suisse Securities (USA) LLC|50650
BPY|BROOKFIELD PPTY PRTN|FMAF|NBCN Inc./ CDS|1200
BPY|BROOKFIELD PPTY PRTN|FMCO|First Manhattan Co|2043
BPY|BROOKFIELD PPTY PRTN|FOMA|TD AMERITRADE CLEARING, INC.|65672
BPY|BROOKFIELD PPTY PRTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12941
BPY|BROOKFIELD PPTY PRTN|FTBR|Foliofn Investments, Inc.|455
BPY|BROOKFIELD PPTY PRTN|GEBB|GLOBAL EXECUTION BROKERS, LP|2279
BPY|BROOKFIELD PPTY PRTN|GLPX|ACS EXECUTION SERVICES, LLC|1420
BPY|BROOKFIELD PPTY PRTN|GSCO|GOLDMAN SACHS & CO. LLC|54017
BPY|BROOKFIELD PPTY PRTN|GSCS|GOLDMAN SACHS & CO. LLC|1760
BPY|BROOKFIELD PPTY PRTN|GSLT|GOLDMAN SACHS & CO. LLC|3024
BPY|BROOKFIELD PPTY PRTN|GTSZ|GTS SECURITIES LLC|5608
BPY|BROOKFIELD PPTY PRTN|HRBF|American Enterprise Investment Services Inc.|4863
BPY|BROOKFIELD PPTY PRTN|IATS|INTERACTIVE BROKERS LLC|8123
BPY|BROOKFIELD PPTY PRTN|IBKR|Interactive Brokers Llc|60869
BPY|BROOKFIELD PPTY PRTN|ICBX|INSTINET, LLC|22433
BPY|BROOKFIELD PPTY PRTN|INCA|INSTINET, LLC|46464
BPY|BROOKFIELD PPTY PRTN|ITGI|ITG Inc.|65034
BPY|BROOKFIELD PPTY PRTN|ITGP|ITG INC.|133000
BPY|BROOKFIELD PPTY PRTN|JANY|Janney Montgomery Scott Inc.|530
BPY|BROOKFIELD PPTY PRTN|JEFF|JEFFERIES LLC|939
BPY|BROOKFIELD PPTY PRTN|JMPT|JUMP TRADING, LLC|8828
BPY|BROOKFIELD PPTY PRTN|JPMX|J.P. Morgan Securities LLC|98174
BPY|BROOKFIELD PPTY PRTN|JSJX|JANE STREET CAPITAL LLC|2317
BPY|BROOKFIELD PPTY PRTN|KCGM|VIRTU Americas LLC|21420
BPY|BROOKFIELD PPTY PRTN|LEHM|Barclays Capital Inc./Le|137859
BPY|BROOKFIELD PPTY PRTN|LIME|Lime Brokerage LLC|31707
BPY|BROOKFIELD PPTY PRTN|LQNA|LIQUIDNET, INC.|5800
BPY|BROOKFIELD PPTY PRTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49642
BPY|BROOKFIELD PPTY PRTN|MSCO|MORGAN STANLEY & CO. LLC|140082
BPY|BROOKFIELD PPTY PRTN|MSPL|MORGAN STANLEY & CO. LLC|27500
BPY|BROOKFIELD PPTY PRTN|MZHO|Mizuho Securities USA LLC|58605
BPY|BROOKFIELD PPTY PRTN|NFSC|National Financial Services LLC|99117
BPY|BROOKFIELD PPTY PRTN|NITE|VIRTU Americas LLC|199466
BPY|BROOKFIELD PPTY PRTN|NITP|VIRTU Americas LLC|339
BPY|BROOKFIELD PPTY PRTN|NMRA|Nomura Securities International, Inc.|4883
BPY|BROOKFIELD PPTY PRTN|NQRB|Brut, LLC|540
BPY|BROOKFIELD PPTY PRTN|OPCO|Oppenheimer & Co. Inc.|856
BPY|BROOKFIELD PPTY PRTN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
BPY|BROOKFIELD PPTY PRTN|PCFF|Pacific International Securities Inc./CDS|1130
BPY|BROOKFIELD PPTY PRTN|PCPT|PHILLIP CAPITAL INC.|250
BPY|BROOKFIELD PPTY PRTN|PDQM|CODA MARKETS, INC.|720
BPY|BROOKFIELD PPTY PRTN|PHLY|NASDAQ Execution Services, LLC|400
BPY|BROOKFIELD PPTY PRTN|PIPR|Piper Jaffray & Co.|20000
BPY|BROOKFIELD PPTY PRTN|PWJC|UBS Financial Services, Inc.|1500
BPY|BROOKFIELD PPTY PRTN|RAJA|Raymond James & Associates, Inc.|1441
BPY|BROOKFIELD PPTY PRTN|RBCM|RBC CAPITAL MARKETS, LLC|5048
BPY|BROOKFIELD PPTY PRTN|SALI|INTL FCSTONE FINANCIAL INC.|25
BPY|BROOKFIELD PPTY PRTN|SBSH|Citigroup Global Markets Inc.|1450
BPY|BROOKFIELD PPTY PRTN|SGMT|GOLDMAN SACHS & CO. LLC|27690
BPY|BROOKFIELD PPTY PRTN|SPDR|SPEEDROUTE LLC|400
BPY|BROOKFIELD PPTY PRTN|STFL|Stifel, Nicolaus & Company, Incorporated|2870
BPY|BROOKFIELD PPTY PRTN|SWIM|TD Ameritrade, Inc.|1485
BPY|BROOKFIELD PPTY PRTN|SWST|Hilltop Securities Inc.|150
BPY|BROOKFIELD PPTY PRTN|TRCM|TRC MARKETS LLC|6874
BPY|BROOKFIELD PPTY PRTN|UBSA|UBS SECURITIES LLC|182771
BPY|BROOKFIELD PPTY PRTN|UBSS|UBS Securities LLC|330158
BPY|BROOKFIELD PPTY PRTN|VALX|VIRTU AMERICAS LLC|4617
BPY|BROOKFIELD PPTY PRTN|VGRD|Vanguard Marketing Corporation|17768
BPY|BROOKFIELD PPTY PRTN|WCHV|WELLS FARGO SECURITIES, LLC|91313
BPY|BROOKFIELD PPTY PRTN|WEDB|WEDBUSH SECURITIES INC.|15
BPY|BROOKFIELD PPTY PRTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30973
BPY|BROOKFIELD PPTY PRTN|WSEA|WOLVERINE SECURITIES, LLC|316
BPY|BROOKFIELD PPTY PRTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|36326
BPY|BROOKFIELD PPTY PRTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|809
BQH|BLACKROCK NY MUNI BD|APCC|Apex Clearing Corporation|6
BQH|BLACKROCK NY MUNI BD|BATM|CBOE TRADING, INC.|800
BQH|BLACKROCK NY MUNI BD|CANT|Cantor Fitzgerald & Co.|4698
BQH|BLACKROCK NY MUNI BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
BQH|BLACKROCK NY MUNI BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1174
BQH|BLACKROCK NY MUNI BD|DBAX|Deutsche Bank Securities Inc.|600
BQH|BLACKROCK NY MUNI BD|DEAN|MORGAN STANLEY|2475
BQH|BLACKROCK NY MUNI BD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
BQH|BLACKROCK NY MUNI BD|ETRS|E*Trade Securities LLC|208
BQH|BLACKROCK NY MUNI BD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|241
BQH|BLACKROCK NY MUNI BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1278
BQH|BLACKROCK NY MUNI BD|GSCO|GOLDMAN SACHS & CO. LLC|578
BQH|BLACKROCK NY MUNI BD|HRBF|American Enterprise Investment Services Inc.|1463
BQH|BLACKROCK NY MUNI BD|IATS|INTERACTIVE BROKERS LLC|386
BQH|BLACKROCK NY MUNI BD|IBKR|Interactive Brokers Llc|1386
BQH|BLACKROCK NY MUNI BD|ICBX|INSTINET, LLC|900
BQH|BLACKROCK NY MUNI BD|INCA|INSTINET, LLC|250
BQH|BLACKROCK NY MUNI BD|JEFF|JEFFERIES LLC|100
BQH|BLACKROCK NY MUNI BD|LEHM|Barclays Capital Inc./Le|600
BQH|BLACKROCK NY MUNI BD|LIME|Lime Brokerage LLC|8
BQH|BLACKROCK NY MUNI BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
BQH|BLACKROCK NY MUNI BD|MSCO|MORGAN STANLEY & CO. LLC|2609
BQH|BLACKROCK NY MUNI BD|MSPL|MORGAN STANLEY & CO. LLC|500
BQH|BLACKROCK NY MUNI BD|NFSC|National Financial Services LLC|3205
BQH|BLACKROCK NY MUNI BD|NITE|VIRTU Americas LLC|10559
BQH|BLACKROCK NY MUNI BD|OPCO|Oppenheimer & Co. Inc.|9129
BQH|BLACKROCK NY MUNI BD|RBCM|RBC CAPITAL MARKETS, LLC|845
BQH|BLACKROCK NY MUNI BD|SGMT|GOLDMAN SACHS & CO. LLC|395
BQH|BLACKROCK NY MUNI BD|STXG|Stockcross Financial Services, Inc.|13
BQH|BLACKROCK NY MUNI BD|SWST|Hilltop Securities Inc.|3860
BQH|BLACKROCK NY MUNI BD|UBSA|UBS SECURITIES LLC|2782
BQH|BLACKROCK NY MUNI BD|UBSS|UBS Securities LLC|8388
BQH|BLACKROCK NY MUNI BD|WCHV|WELLS FARGO SECURITIES, LLC|7178
BQH|BLACKROCK NY MUNI BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|503
BQH|BLACKROCK NY MUNI BD|WSEA|WOLVERINE SECURITIES, LLC|2
BQH|BLACKROCK NY MUNI BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2248
BQH|BLACKROCK NY MUNI BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17
BR|BROADRIDGE FIN SOL|ABLE|NATIXIS Securities Americas LLC|170501
BR|BROADRIDGE FIN SOL|ALTX|Alternet Securities Inc.|7619
BR|BROADRIDGE FIN SOL|ANOS|ABEL/NOSER, L.L.C.|102
BR|BROADRIDGE FIN SOL|APCC|Apex Clearing Corporation|4950
BR|BROADRIDGE FIN SOL|AQUA|AQUA SECURITIES L.P.|2900
BR|BROADRIDGE FIN SOL|BALE|M&T SECURITIES, INC.|887
BR|BROADRIDGE FIN SOL|BANK|Primevest Financial Services, Inc.|5
BR|BROADRIDGE FIN SOL|BARD|Robert W. Baird & Co. Incorporated|5309
BR|BROADRIDGE FIN SOL|BATM|CBOE TRADING, INC.|17066
BR|BROADRIDGE FIN SOL|BAYT|BTIG, LLC|200
BR|BROADRIDGE FIN SOL|BBNT|BB&T SECURITIES, LLC|949
BR|BROADRIDGE FIN SOL|BERN|Sanford C. Bernstein & Co., LLC|53438
BR|BROADRIDGE FIN SOL|BGCE|BGC Financial Inc.|5326
BR|BROADRIDGE FIN SOL|BIDS|BIDS TRADING L.P.|900
BR|BROADRIDGE FIN SOL|BIMI|Banca IMI Securities Corp.|56
BR|BROADRIDGE FIN SOL|BKCM|BNY Mellon Capital Markets LLC|1361440
BR|BROADRIDGE FIN SOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18744
BR|BROADRIDGE FIN SOL|BLKX|INSTINET, LLC|147000
BR|BROADRIDGE FIN SOL|BMOC|BMO Capital Markets Corp.|281
BR|BROADRIDGE FIN SOL|BNPX|BNP PARIBAS SECURITIES CORP.|79829
BR|BROADRIDGE FIN SOL|BRVL|BLAYLOCK VAN, LLC|1300
BR|BROADRIDGE FIN SOL|BTIG|BTIG, LLC|79750
BR|BROADRIDGE FIN SOL|BYXM|CBOE TRADING, INC.|2775
BR|BROADRIDGE FIN SOL|BZYD|GOLDMAN SACHS & CO. LLC|699
BR|BROADRIDGE FIN SOL|CANT|Cantor Fitzgerald & Co.|23
BR|BROADRIDGE FIN SOL|CHAS|Charles Schwab & Co., Inc.|19920
BR|BROADRIDGE FIN SOL|CHDN|CHARDAN CAPITAL MARKETS LLC|4651
BR|BROADRIDGE FIN SOL|CIBP|CIBC World Markets Corp.|28899
BR|BROADRIDGE FIN SOL|CIST|Capital Institutional Services, Inc.|11333
BR|BROADRIDGE FIN SOL|CLSA|CLSA AMERICAS, LLC|4700
BR|BROADRIDGE FIN SOL|CNFR|Cowen Prime Services LLC|655
BR|BROADRIDGE FIN SOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54809
BR|BROADRIDGE FIN SOL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|393
BR|BROADRIDGE FIN SOL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4654
BR|BROADRIDGE FIN SOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|456181
BR|BROADRIDGE FIN SOL|CTDL|Citadel Derivatives Group Llc|5566
BR|BROADRIDGE FIN SOL|CTLR|CUTLER GROUP, LP|10579
BR|BROADRIDGE FIN SOL|CXCX|CITIGROUP GLOBAL MARKETS INC.|31550
BR|BROADRIDGE FIN SOL|DADA|D.A. Davidson & Co.|193
BR|BROADRIDGE FIN SOL|DBAB|Deutsche Bank Securities Inc.|5991632
BR|BROADRIDGE FIN SOL|DBAX|Deutsche Bank Securities Inc.|393600
BR|BROADRIDGE FIN SOL|DBUL|Deutsche Bank Securities Inc.|10822
BR|BROADRIDGE FIN SOL|DCHF|Dart Executions, LLC|6817
BR|BROADRIDGE FIN SOL|DEAN|MORGAN STANLEY|51623
BR|BROADRIDGE FIN SOL|DEGS|RONIN PROFESSIONAL LLC|100
BR|BROADRIDGE FIN SOL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5803
BR|BROADRIDGE FIN SOL|EBXL|EBX LLC|163200
BR|BROADRIDGE FIN SOL|ECUT|CONVERGEX EXECUTION SOLUTIONS|29032
BR|BROADRIDGE FIN SOL|EDJC|Edward Jones / CDS|195
BR|BROADRIDGE FIN SOL|EDJO|Edward D. Jones & Co., L.P.|1773
BR|BROADRIDGE FIN SOL|EGAM|CBOE TRADING, INC.|19834
BR|BROADRIDGE FIN SOL|EGAW|CBOE TRADING, INC.|129
BR|BROADRIDGE FIN SOL|EGMT|EG MARKET TECHNOLOGIES LLC|1654
BR|BROADRIDGE FIN SOL|EGXM|CBOE TRADING, INC.|5550
BR|BROADRIDGE FIN SOL|ESPO|ESPOSITO SECURITIES, LLC|782
BR|BROADRIDGE FIN SOL|ETBE|Electronic Transaction Clearing, Inc.|29089
BR|BROADRIDGE FIN SOL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
BR|BROADRIDGE FIN SOL|ETCC|Electronic Transaction Clearing, Inc.|453
BR|BROADRIDGE FIN SOL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33663
BR|BROADRIDGE FIN SOL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BR|BROADRIDGE FIN SOL|ETRS|E*Trade Securities LLC|25924
BR|BROADRIDGE FIN SOL|FBSB|U.S. Bancorp Investments, Inc.|314
BR|BROADRIDGE FIN SOL|FILL|Tradestation Securities, Inc.|2166
BR|BROADRIDGE FIN SOL|FMAF|NBCN Inc./ CDS|1900
BR|BROADRIDGE FIN SOL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19487
BR|BROADRIDGE FIN SOL|FQLS|Quantlab Securities LP|441635
BR|BROADRIDGE FIN SOL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|109023
BR|BROADRIDGE FIN SOL|FTBR|Foliofn Investments, Inc.|6249
BR|BROADRIDGE FIN SOL|GEBB|GLOBAL EXECUTION BROKERS, LP|1151
BR|BROADRIDGE FIN SOL|GLIS|TD Securities Inc|465
BR|BROADRIDGE FIN SOL|GLPX|ACS EXECUTION SERVICES, LLC|36364
BR|BROADRIDGE FIN SOL|GSCO|GOLDMAN SACHS & CO. LLC|3865116
BR|BROADRIDGE FIN SOL|GSCS|GOLDMAN SACHS & CO. LLC|885
BR|BROADRIDGE FIN SOL|GSLT|GOLDMAN SACHS & CO. LLC|10780
BR|BROADRIDGE FIN SOL|GTSZ|GTS SECURITIES LLC|200196
BR|BROADRIDGE FIN SOL|HRBF|American Enterprise Investment Services Inc.|5646
BR|BROADRIDGE FIN SOL|HSBC|HSBC Securities, Inc.|3620
BR|BROADRIDGE FIN SOL|IATS|INTERACTIVE BROKERS LLC|9595
BR|BROADRIDGE FIN SOL|IBKR|Interactive Brokers Llc|20277
BR|BROADRIDGE FIN SOL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|216
BR|BROADRIDGE FIN SOL|ICBX|INSTINET, LLC|125304
BR|BROADRIDGE FIN SOL|IEQY|CITADEL SECURITIES LLC|81612
BR|BROADRIDGE FIN SOL|INCA|INSTINET, LLC|701148
BR|BROADRIDGE FIN SOL|INJX|INSTINET, LLC|6768
BR|BROADRIDGE FIN SOL|ITGI|ITG Inc.|59652
BR|BROADRIDGE FIN SOL|ITGP|ITG INC.|174400
BR|BROADRIDGE FIN SOL|JANY|Janney Montgomery Scott Inc.|897
BR|BROADRIDGE FIN SOL|JEFF|JEFFERIES LLC|98385
BR|BROADRIDGE FIN SOL|JMPT|JUMP TRADING, LLC|59224
BR|BROADRIDGE FIN SOL|JONE|JonesTrading|21
BR|BROADRIDGE FIN SOL|JPBX|J.P. MORGAN SECURITIES LLC|126172
BR|BROADRIDGE FIN SOL|JPMX|J.P. Morgan Securities LLC|399330
BR|BROADRIDGE FIN SOL|JSJX|JANE STREET CAPITAL LLC|76809
BR|BROADRIDGE FIN SOL|KCGM|VIRTU Americas LLC|37194
BR|BROADRIDGE FIN SOL|LEHM|Barclays Capital Inc./Le|764714
BR|BROADRIDGE FIN SOL|LIME|Lime Brokerage LLC|40401
BR|BROADRIDGE FIN SOL|LOOP|Loop Capital Markets LLC|551
BR|BROADRIDGE FIN SOL|LQNA|LIQUIDNET, INC.|7500
BR|BROADRIDGE FIN SOL|LSCI|Lek Securities Corporation|15
BR|BROADRIDGE FIN SOL|MACC|Mid Atlantic Capital Corporation|1082
BR|BROADRIDGE FIN SOL|MACQ|Macquarie Capital (USA) Inc.|9831
BR|BROADRIDGE FIN SOL|MAVB|Great Point Capital LLC|100
BR|BROADRIDGE FIN SOL|MAXM|Maxim Group LLC|29665
BR|BROADRIDGE FIN SOL|MBTS|ALLY INVEST SECURITIES LLC|700
BR|BROADRIDGE FIN SOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73152
BR|BROADRIDGE FIN SOL|MNDX|TJM Investments, LLC|1034
BR|BROADRIDGE FIN SOL|MOTF|MOTIF INVESTING, INC.|69
BR|BROADRIDGE FIN SOL|MSCO|MORGAN STANLEY & CO. LLC|3252790
BR|BROADRIDGE FIN SOL|MSPL|MORGAN STANLEY & CO. LLC|326600
BR|BROADRIDGE FIN SOL|MSTX|MORGAN STANLEY & CO. LLC|204200
BR|BROADRIDGE FIN SOL|MULL|MARK J. MULLER EQUITIES, INC.|10711
BR|BROADRIDGE FIN SOL|NFSC|National Financial Services LLC|115094
BR|BROADRIDGE FIN SOL|NITE|VIRTU Americas LLC|387491
BR|BROADRIDGE FIN SOL|NITP|VIRTU Americas LLC|300
BR|BROADRIDGE FIN SOL|NQRB|Brut, LLC|10034
BR|BROADRIDGE FIN SOL|NTBF|BMO Nesbitt Burns Inc./CDS|3010
BR|BROADRIDGE FIN SOL|NTRC|Northern Trust Securities, Inc.|56
BR|BROADRIDGE FIN SOL|OPCO|Oppenheimer & Co. Inc.|6067
BR|BROADRIDGE FIN SOL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3083
BR|BROADRIDGE FIN SOL|PDQM|CODA MARKETS, INC.|81803
BR|BROADRIDGE FIN SOL|PHLY|NASDAQ Execution Services, LLC|9800
BR|BROADRIDGE FIN SOL|PNSR|Penserra Securities, LLC|51878
BR|BROADRIDGE FIN SOL|PWJC|UBS Financial Services, Inc.|36420
BR|BROADRIDGE FIN SOL|RBCM|RBC CAPITAL MARKETS, LLC|1742
BR|BROADRIDGE FIN SOL|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|200
BR|BROADRIDGE FIN SOL|SAGL|SAGETRADER, LLC|17133
BR|BROADRIDGE FIN SOL|SAGW|SAGETRADER, LLC|100
BR|BROADRIDGE FIN SOL|SALI|INTL FCSTONE FINANCIAL INC.|2155
BR|BROADRIDGE FIN SOL|SBRX|MURIEL SIEBERT & CO INC|360
BR|BROADRIDGE FIN SOL|SBSH|Citigroup Global Markets Inc.|164727
BR|BROADRIDGE FIN SOL|SCMC|Scotia Capital Markets (USA) Inc.|4600
BR|BROADRIDGE FIN SOL|SEIC|SEI Investments Distribution Co.|450
BR|BROADRIDGE FIN SOL|SGMT|GOLDMAN SACHS & CO. LLC|109748
BR|BROADRIDGE FIN SOL|SJLS|TRADE INFORMATICS LLC|9459
BR|BROADRIDGE FIN SOL|SOGO|Wang Investment Associates, Inc.|12
BR|BROADRIDGE FIN SOL|SPDR|SPEEDROUTE LLC|26414
BR|BROADRIDGE FIN SOL|SPHN|Stephens Inc.|35
BR|BROADRIDGE FIN SOL|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
BR|BROADRIDGE FIN SOL|STFL|Stifel, Nicolaus & Company, Incorporated|7706
BR|BROADRIDGE FIN SOL|STKP|STOCKPILE INVESTMENTS, INC.|132
BR|BROADRIDGE FIN SOL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4773
BR|BROADRIDGE FIN SOL|SWIM|TD Ameritrade, Inc.|8488
BR|BROADRIDGE FIN SOL|SWST|Hilltop Securities Inc.|608
BR|BROADRIDGE FIN SOL|TAGC|TELSEY ADVISORY GROUP LLC|124
BR|BROADRIDGE FIN SOL|TKNG|ALLY INVEST SECURITIES LLC|113
BR|BROADRIDGE FIN SOL|TRBT|Tradebot Systems, Inc.|275254
BR|BROADRIDGE FIN SOL|TRCM|TRC MARKETS LLC|88954
BR|BROADRIDGE FIN SOL|TWTT|TASTYWORKS, INC.|250
BR|BROADRIDGE FIN SOL|UBSA|UBS SECURITIES LLC|705604
BR|BROADRIDGE FIN SOL|UBSS|UBS Securities LLC|3929574
BR|BROADRIDGE FIN SOL|VALX|VIRTU AMERICAS LLC|80059
BR|BROADRIDGE FIN SOL|VGRD|Vanguard Marketing Corporation|5273
BR|BROADRIDGE FIN SOL|WABR|Wall Street Access|7796
BR|BROADRIDGE FIN SOL|WBLR|WILLIAM BLAIR|75
BR|BROADRIDGE FIN SOL|WBPX|SUMMIT SECURITIES GROUP, LLC|2147
BR|BROADRIDGE FIN SOL|WCHV|WELLS FARGO SECURITIES, LLC|188808
BR|BROADRIDGE FIN SOL|WDNX|WEEDEN & CO.L.P.|80
BR|BROADRIDGE FIN SOL|WEDB|WEDBUSH SECURITIES INC.|16468
BR|BROADRIDGE FIN SOL|WEED|Weeden & Co.L.P.|21327
BR|BROADRIDGE FIN SOL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8765
BR|BROADRIDGE FIN SOL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19195
BR|BROADRIDGE FIN SOL|WGIF|CIBC World Markets Inc.|4449
BR|BROADRIDGE FIN SOL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|214
BR|BROADRIDGE FIN SOL|WSEA|WOLVERINE SECURITIES, LLC|2792
BR|BROADRIDGE FIN SOL|XIST|INSTINET, LLC|19172
BR|BROADRIDGE FIN SOL|XPQR|Jump Trading|8490
BR|BROADRIDGE FIN SOL|XSTM|NATIONAL FINANCIAL SERVICES LLC|22584
BR|BROADRIDGE FIN SOL|YKNA|COMHAR CAPITAL MARKETS, LLC|1460
BR|BROADRIDGE FIN SOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9795
BRAC|BLACK RIDGE ACQ CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
BRAC|BLACK RIDGE ACQ CM|FBCO|Credit Suisse Securities (USA) LLC|2800
BRAC|BLACK RIDGE ACQ CM|FOMA|TD AMERITRADE CLEARING, INC.|300
BRAC|BLACK RIDGE ACQ CM|GSLT|GOLDMAN SACHS & CO. LLC|23900
BRAC|BLACK RIDGE ACQ CM|LIME|Lime Brokerage LLC|380
BRAC|BLACK RIDGE ACQ CM|MITR|GMP SECURITIES, LLC|700000
BRAC|BLACK RIDGE ACQ CM|MSCO|MORGAN STANLEY & CO. LLC|13874
BRAC|BLACK RIDGE ACQ CM|MSPL|MORGAN STANLEY & CO. LLC|400
BRAC|BLACK RIDGE ACQ CM|MZHO|Mizuho Securities USA LLC|150000
BRAC|BLACK RIDGE ACQ CM|NFSC|National Financial Services LLC|23
BRAC|BLACK RIDGE ACQ CM|NITE|VIRTU Americas LLC|9062
BRAC|BLACK RIDGE ACQ CM|UBSA|UBS SECURITIES LLC|100
BRAC|BLACK RIDGE ACQ CM|UBSS|UBS Securities LLC|37900
BRAC|BLACK RIDGE ACQ CM|WABR|Wall Street Access|5100
BRAC|BLACK RIDGE ACQ CM|WSEA|WOLVERINE SECURITIES, LLC|62
BRACR|BLACK RIDGE ACQ RT|APCC|Apex Clearing Corporation|100
BRACR|BLACK RIDGE ACQ RT|ETRS|E*Trade Securities LLC|15600
BRACR|BLACK RIDGE ACQ RT|GSCO|GOLDMAN SACHS & CO. LLC|2000
BRACR|BLACK RIDGE ACQ RT|GSLT|GOLDMAN SACHS & CO. LLC|4100
BRACR|BLACK RIDGE ACQ RT|IBKR|Interactive Brokers Llc|12000
BRACR|BLACK RIDGE ACQ RT|INCA|INSTINET, LLC|400
BRACR|BLACK RIDGE ACQ RT|ITGP|ITG INC.|1600
BRACR|BLACK RIDGE ACQ RT|LIME|Lime Brokerage LLC|500
BRACR|BLACK RIDGE ACQ RT|MSCO|MORGAN STANLEY & CO. LLC|26000
BRACR|BLACK RIDGE ACQ RT|NFSC|National Financial Services LLC|50
BRACR|BLACK RIDGE ACQ RT|NITE|VIRTU Americas LLC|7955
BRACR|BLACK RIDGE ACQ RT|SGMT|GOLDMAN SACHS & CO. LLC|700
BRACR|BLACK RIDGE ACQ RT|SWIM|TD Ameritrade, Inc.|1500
BRACR|BLACK RIDGE ACQ RT|UBSS|UBS Securities LLC|4800
BRACR|BLACK RIDGE ACQ RT|WFPB|Wells Fargo Securities, LLC.|4505
BRACU|BLACK RIDGE ACQ UNIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39100
BRACU|BLACK RIDGE ACQ UNIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
BRACU|BLACK RIDGE ACQ UNIT|EGAM|CBOE TRADING, INC.|100
BRACU|BLACK RIDGE ACQ UNIT|ETRS|E*Trade Securities LLC|13735
BRACU|BLACK RIDGE ACQ UNIT|FOMA|TD AMERITRADE CLEARING, INC.|1000
BRACU|BLACK RIDGE ACQ UNIT|IBKR|Interactive Brokers Llc|386
BRACU|BLACK RIDGE ACQ UNIT|ITGI|ITG Inc.|400
BRACU|BLACK RIDGE ACQ UNIT|LIME|Lime Brokerage LLC|200
BRACU|BLACK RIDGE ACQ UNIT|LSCI|Lek Securities Corporation|5050
BRACU|BLACK RIDGE ACQ UNIT|MSCO|MORGAN STANLEY & CO. LLC|33293
BRACU|BLACK RIDGE ACQ UNIT|NITE|VIRTU Americas LLC|100
BRACU|BLACK RIDGE ACQ UNIT|UBSS|UBS Securities LLC|3300
BRACW|BLACK RIDGE ACQ WRNT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BRACW|BLACK RIDGE ACQ WRNT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1016
BRACW|BLACK RIDGE ACQ WRNT|ETRS|E*Trade Securities LLC|100
BRACW|BLACK RIDGE ACQ WRNT|GSCO|GOLDMAN SACHS & CO. LLC|24300
BRACW|BLACK RIDGE ACQ WRNT|GSLT|GOLDMAN SACHS & CO. LLC|25500
BRACW|BLACK RIDGE ACQ WRNT|IBKR|Interactive Brokers Llc|26184
BRACW|BLACK RIDGE ACQ WRNT|LIME|Lime Brokerage LLC|600
BRACW|BLACK RIDGE ACQ WRNT|MSCO|MORGAN STANLEY & CO. LLC|5400
BRACW|BLACK RIDGE ACQ WRNT|NFSC|National Financial Services LLC|22600
BRACW|BLACK RIDGE ACQ WRNT|NITE|VIRTU Americas LLC|20621
BRACW|BLACK RIDGE ACQ WRNT|UBSA|UBS SECURITIES LLC|100
BRACW|BLACK RIDGE ACQ WRNT|UBSS|UBS Securities LLC|600
BRACW|BLACK RIDGE ACQ WRNT|WFPB|Wells Fargo Securities, LLC.|605
BRC|BRADY CP CL A|ANOS|ABEL/NOSER, L.L.C.|1255
BRC|BRADY CP CL A|APCC|Apex Clearing Corporation|38
BRC|BRADY CP CL A|BARD|Robert W. Baird & Co. Incorporated|1000
BRC|BRADY CP CL A|BATM|CBOE TRADING, INC.|1831
BRC|BRADY CP CL A|BERN|Sanford C. Bernstein & Co., LLC|363
BRC|BRADY CP CL A|BIDS|BIDS TRADING L.P.|10100
BRC|BRADY CP CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|158
BRC|BRADY CP CL A|BNPX|BNP PARIBAS SECURITIES CORP.|11425
BRC|BRADY CP CL A|BRVL|BLAYLOCK VAN, LLC|300
BRC|BRADY CP CL A|BTIG|BTIG, LLC|100
BRC|BRADY CP CL A|BZYD|GOLDMAN SACHS & CO. LLC|300
BRC|BRADY CP CL A|CANT|Cantor Fitzgerald & Co.|800
BRC|BRADY CP CL A|CHAS|Charles Schwab & Co., Inc.|2
BRC|BRADY CP CL A|CIST|Capital Institutional Services, Inc.|22399
BRC|BRADY CP CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5929
BRC|BRADY CP CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
BRC|BRADY CP CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61801
BRC|BRADY CP CL A|CTDL|Citadel Derivatives Group Llc|1361
BRC|BRADY CP CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|9386
BRC|BRADY CP CL A|DBAB|Deutsche Bank Securities Inc.|20729
BRC|BRADY CP CL A|DBAX|Deutsche Bank Securities Inc.|48300
BRC|BRADY CP CL A|DEAN|MORGAN STANLEY|1507
BRC|BRADY CP CL A|EBXL|EBX LLC|14500
BRC|BRADY CP CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1422
BRC|BRADY CP CL A|EDJO|Edward D. Jones & Co., L.P.|38
BRC|BRADY CP CL A|EGAM|CBOE TRADING, INC.|236
BRC|BRADY CP CL A|EGXM|CBOE TRADING, INC.|257
BRC|BRADY CP CL A|EGXW|CBOE TRADING, INC.|275
BRC|BRADY CP CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
BRC|BRADY CP CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|949
BRC|BRADY CP CL A|ETRS|E*Trade Securities LLC|2766
BRC|BRADY CP CL A|FILL|Tradestation Securities, Inc.|330
BRC|BRADY CP CL A|FMAF|NBCN Inc./ CDS|100
BRC|BRADY CP CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|483
BRC|BRADY CP CL A|FQLS|Quantlab Securities LP|16616
BRC|BRADY CP CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9815
BRC|BRADY CP CL A|FTBR|Foliofn Investments, Inc.|2485
BRC|BRADY CP CL A|GLPX|ACS EXECUTION SERVICES, LLC|211
BRC|BRADY CP CL A|GSCO|GOLDMAN SACHS & CO. LLC|140699
BRC|BRADY CP CL A|GSLT|GOLDMAN SACHS & CO. LLC|200
BRC|BRADY CP CL A|GTSZ|GTS SECURITIES LLC|29505
BRC|BRADY CP CL A|HPPX|POTAMUS TRADING, LLC|492
BRC|BRADY CP CL A|HRBF|American Enterprise Investment Services Inc.|320
BRC|BRADY CP CL A|IATS|INTERACTIVE BROKERS LLC|140
BRC|BRADY CP CL A|IBKR|Interactive Brokers Llc|4781
BRC|BRADY CP CL A|ICBX|INSTINET, LLC|8734
BRC|BRADY CP CL A|IEQY|CITADEL SECURITIES LLC|4542
BRC|BRADY CP CL A|INCA|INSTINET, LLC|18819
BRC|BRADY CP CL A|INJX|INSTINET, LLC|399
BRC|BRADY CP CL A|ITGI|ITG Inc.|1733
BRC|BRADY CP CL A|ITGP|ITG INC.|16200
BRC|BRADY CP CL A|JANY|Janney Montgomery Scott Inc.|6000
BRC|BRADY CP CL A|JEFF|JEFFERIES LLC|2087
BRC|BRADY CP CL A|JMPT|JUMP TRADING, LLC|1048
BRC|BRADY CP CL A|JPBX|J.P. MORGAN SECURITIES LLC|4365
BRC|BRADY CP CL A|JPMX|J.P. Morgan Securities LLC|72018
BRC|BRADY CP CL A|JSJX|JANE STREET CAPITAL LLC|2979
BRC|BRADY CP CL A|KCGM|VIRTU Americas LLC|4120
BRC|BRADY CP CL A|LEHM|Barclays Capital Inc./Le|57689
BRC|BRADY CP CL A|LIME|Lime Brokerage LLC|27874
BRC|BRADY CP CL A|LOOP|Loop Capital Markets LLC|638
BRC|BRADY CP CL A|LQNB|LIQUIDNET, INC.|10000
BRC|BRADY CP CL A|LSCI|Lek Securities Corporation|9
BRC|BRADY CP CL A|MACQ|Macquarie Capital (USA) Inc.|5840
BRC|BRADY CP CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52472
BRC|BRADY CP CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1180
BRC|BRADY CP CL A|MSCO|MORGAN STANLEY & CO. LLC|273885
BRC|BRADY CP CL A|MSPL|MORGAN STANLEY & CO. LLC|95400
BRC|BRADY CP CL A|MSTX|MORGAN STANLEY & CO. LLC|26200
BRC|BRADY CP CL A|NFSC|National Financial Services LLC|28254
BRC|BRADY CP CL A|NITE|VIRTU Americas LLC|53928
BRC|BRADY CP CL A|NITP|VIRTU Americas LLC|500
BRC|BRADY CP CL A|NQRB|Brut, LLC|100
BRC|BRADY CP CL A|NTRC|Northern Trust Securities, Inc.|1014
BRC|BRADY CP CL A|PDQM|CODA MARKETS, INC.|1658
BRC|BRADY CP CL A|PHLY|NASDAQ Execution Services, LLC|200
BRC|BRADY CP CL A|PWJC|UBS Financial Services, Inc.|1061
BRC|BRADY CP CL A|SAGW|SAGETRADER, LLC|10
BRC|BRADY CP CL A|SBSH|Citigroup Global Markets Inc.|20571
BRC|BRADY CP CL A|SGMT|GOLDMAN SACHS & CO. LLC|25356
BRC|BRADY CP CL A|SOGO|Wang Investment Associates, Inc.|100
BRC|BRADY CP CL A|SPDR|SPEEDROUTE LLC|100
BRC|BRADY CP CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
BRC|BRADY CP CL A|SWIM|TD Ameritrade, Inc.|21056
BRC|BRADY CP CL A|TKNG|ALLY INVEST SECURITIES LLC|328
BRC|BRADY CP CL A|TRBT|Tradebot Systems, Inc.|605
BRC|BRADY CP CL A|TRCM|TRC MARKETS LLC|7357
BRC|BRADY CP CL A|UBSA|UBS SECURITIES LLC|140154
BRC|BRADY CP CL A|UBSS|UBS Securities LLC|109120
BRC|BRADY CP CL A|VALX|VIRTU AMERICAS LLC|8486
BRC|BRADY CP CL A|VGRD|Vanguard Marketing Corporation|262
BRC|BRADY CP CL A|WBLR|WILLIAM BLAIR|1100
BRC|BRADY CP CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|710
BRC|BRADY CP CL A|WCHV|WELLS FARGO SECURITIES, LLC|12232
BRC|BRADY CP CL A|WEED|Weeden & Co.L.P.|2000
BRC|BRADY CP CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3610
BRC|BRADY CP CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8382
BRC|BRADY CP CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
BRC|BRADY CP CL A|WSEA|WOLVERINE SECURITIES, LLC|375
BRC|BRADY CP CL A|XIST|INSTINET, LLC|11000
BRC|BRADY CP CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
BREW|CRAFT BREW ALLIANCE|APCC|Apex Clearing Corporation|2126
BREW|CRAFT BREW ALLIANCE|BARD|Robert W. Baird & Co. Incorporated|484
BREW|CRAFT BREW ALLIANCE|BATM|CBOE TRADING, INC.|400
BREW|CRAFT BREW ALLIANCE|BERN|Sanford C. Bernstein & Co., LLC|986
BREW|CRAFT BREW ALLIANCE|BMOC|BMO Capital Markets Corp.|2029
BREW|CRAFT BREW ALLIANCE|BNPX|BNP PARIBAS SECURITIES CORP.|667
BREW|CRAFT BREW ALLIANCE|BTIG|BTIG, LLC|338
BREW|CRAFT BREW ALLIANCE|BZYD|GOLDMAN SACHS & CO. LLC|2881
BREW|CRAFT BREW ALLIANCE|CANT|Cantor Fitzgerald & Co.|336
BREW|CRAFT BREW ALLIANCE|CHAS|Charles Schwab & Co., Inc.|300
BREW|CRAFT BREW ALLIANCE|CIST|Capital Institutional Services, Inc.|2900
BREW|CRAFT BREW ALLIANCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17660
BREW|CRAFT BREW ALLIANCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|210
BREW|CRAFT BREW ALLIANCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25586
BREW|CRAFT BREW ALLIANCE|CTDL|Citadel Derivatives Group Llc|3071
BREW|CRAFT BREW ALLIANCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|5918
BREW|CRAFT BREW ALLIANCE|DBAB|Deutsche Bank Securities Inc.|38645
BREW|CRAFT BREW ALLIANCE|DBAX|Deutsche Bank Securities Inc.|50900
BREW|CRAFT BREW ALLIANCE|DEAN|MORGAN STANLEY|300
BREW|CRAFT BREW ALLIANCE|DEGS|RONIN PROFESSIONAL LLC|11883
BREW|CRAFT BREW ALLIANCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13
BREW|CRAFT BREW ALLIANCE|EBXL|EBX LLC|19700
BREW|CRAFT BREW ALLIANCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|12402
BREW|CRAFT BREW ALLIANCE|EDJO|Edward D. Jones & Co., L.P.|500
BREW|CRAFT BREW ALLIANCE|EGAM|CBOE TRADING, INC.|1867
BREW|CRAFT BREW ALLIANCE|EGXM|CBOE TRADING, INC.|100
BREW|CRAFT BREW ALLIANCE|EGXW|CBOE TRADING, INC.|105
BREW|CRAFT BREW ALLIANCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2149
BREW|CRAFT BREW ALLIANCE|ETRS|E*Trade Securities LLC|10592
BREW|CRAFT BREW ALLIANCE|FBCO|Credit Suisse Securities (USA) LLC|59581
BREW|CRAFT BREW ALLIANCE|FILL|Tradestation Securities, Inc.|940
BREW|CRAFT BREW ALLIANCE|FOMA|TD AMERITRADE CLEARING, INC.|31624
BREW|CRAFT BREW ALLIANCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6522
BREW|CRAFT BREW ALLIANCE|FTBR|Foliofn Investments, Inc.|1008
BREW|CRAFT BREW ALLIANCE|GEBB|GLOBAL EXECUTION BROKERS, LP|4914
BREW|CRAFT BREW ALLIANCE|GLPX|ACS EXECUTION SERVICES, LLC|305
BREW|CRAFT BREW ALLIANCE|GSCO|GOLDMAN SACHS & CO. LLC|97265
BREW|CRAFT BREW ALLIANCE|GSCS|GOLDMAN SACHS & CO. LLC|595
BREW|CRAFT BREW ALLIANCE|GSLT|GOLDMAN SACHS & CO. LLC|1218
BREW|CRAFT BREW ALLIANCE|GTSZ|GTS SECURITIES LLC|17212
BREW|CRAFT BREW ALLIANCE|HRBF|American Enterprise Investment Services Inc.|1020
BREW|CRAFT BREW ALLIANCE|IATS|INTERACTIVE BROKERS LLC|66
BREW|CRAFT BREW ALLIANCE|IBKR|Interactive Brokers Llc|9498
BREW|CRAFT BREW ALLIANCE|ICBX|INSTINET, LLC|5400
BREW|CRAFT BREW ALLIANCE|IEQY|CITADEL SECURITIES LLC|2632
BREW|CRAFT BREW ALLIANCE|INCA|INSTINET, LLC|59742
BREW|CRAFT BREW ALLIANCE|INJX|INSTINET, LLC|11320
BREW|CRAFT BREW ALLIANCE|ITGI|ITG Inc.|7118
BREW|CRAFT BREW ALLIANCE|ITGP|ITG INC.|19400
BREW|CRAFT BREW ALLIANCE|JANY|Janney Montgomery Scott Inc.|24
BREW|CRAFT BREW ALLIANCE|JEFF|JEFFERIES LLC|5403
BREW|CRAFT BREW ALLIANCE|JMPT|JUMP TRADING, LLC|140
BREW|CRAFT BREW ALLIANCE|JPBX|J.P. MORGAN SECURITIES LLC|200
BREW|CRAFT BREW ALLIANCE|JPMX|J.P. Morgan Securities LLC|48143
BREW|CRAFT BREW ALLIANCE|JSCL|JOSEPH STONE CAPITAL L.L.C.|350
BREW|CRAFT BREW ALLIANCE|KCGM|VIRTU Americas LLC|3916
BREW|CRAFT BREW ALLIANCE|LEHM|Barclays Capital Inc./Le|60626
BREW|CRAFT BREW ALLIANCE|LIME|Lime Brokerage LLC|47658
BREW|CRAFT BREW ALLIANCE|LMGP|LIME BROKERAGE LLC|2600
BREW|CRAFT BREW ALLIANCE|MAXM|Maxim Group LLC|1274
BREW|CRAFT BREW ALLIANCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68054
BREW|CRAFT BREW ALLIANCE|MSCO|MORGAN STANLEY & CO. LLC|243201
BREW|CRAFT BREW ALLIANCE|MSPL|MORGAN STANLEY & CO. LLC|66600
BREW|CRAFT BREW ALLIANCE|MSTX|MORGAN STANLEY & CO. LLC|2900
BREW|CRAFT BREW ALLIANCE|NFSC|National Financial Services LLC|74191
BREW|CRAFT BREW ALLIANCE|NITE|VIRTU Americas LLC|121584
BREW|CRAFT BREW ALLIANCE|NITP|VIRTU Americas LLC|1500
BREW|CRAFT BREW ALLIANCE|NQRB|Brut, LLC|1129
BREW|CRAFT BREW ALLIANCE|OPCO|Oppenheimer & Co. Inc.|209
BREW|CRAFT BREW ALLIANCE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|640
BREW|CRAFT BREW ALLIANCE|PDQM|CODA MARKETS, INC.|3565
BREW|CRAFT BREW ALLIANCE|PHLY|NASDAQ Execution Services, LLC|200
BREW|CRAFT BREW ALLIANCE|PWJC|UBS Financial Services, Inc.|1800
BREW|CRAFT BREW ALLIANCE|RAJA|Raymond James & Associates, Inc.|7061
BREW|CRAFT BREW ALLIANCE|RBCM|RBC CAPITAL MARKETS, LLC|2510
BREW|CRAFT BREW ALLIANCE|RGLD|Regal Securities, Inc|100
BREW|CRAFT BREW ALLIANCE|SBSH|Citigroup Global Markets Inc.|46774
BREW|CRAFT BREW ALLIANCE|SGMT|GOLDMAN SACHS & CO. LLC|14553
BREW|CRAFT BREW ALLIANCE|SPDR|SPEEDROUTE LLC|600
BREW|CRAFT BREW ALLIANCE|STFL|Stifel, Nicolaus & Company, Incorporated|810
BREW|CRAFT BREW ALLIANCE|STKP|STOCKPILE INVESTMENTS, INC.|118
BREW|CRAFT BREW ALLIANCE|SWIM|TD Ameritrade, Inc.|6998
BREW|CRAFT BREW ALLIANCE|SWST|Hilltop Securities Inc.|350
BREW|CRAFT BREW ALLIANCE|TKNG|ALLY INVEST SECURITIES LLC|55
BREW|CRAFT BREW ALLIANCE|TRBT|Tradebot Systems, Inc.|5548
BREW|CRAFT BREW ALLIANCE|TRCM|TRC MARKETS LLC|36851
BREW|CRAFT BREW ALLIANCE|UBSA|UBS SECURITIES LLC|146922
BREW|CRAFT BREW ALLIANCE|UBSS|UBS Securities LLC|94457
BREW|CRAFT BREW ALLIANCE|VALX|VIRTU AMERICAS LLC|4246
BREW|CRAFT BREW ALLIANCE|VGRD|Vanguard Marketing Corporation|2896
BREW|CRAFT BREW ALLIANCE|WCHV|WELLS FARGO SECURITIES, LLC|20394
BREW|CRAFT BREW ALLIANCE|WEDB|WEDBUSH SECURITIES INC.|1306
BREW|CRAFT BREW ALLIANCE|WEED|Weeden & Co.L.P.|5000
BREW|CRAFT BREW ALLIANCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2372
BREW|CRAFT BREW ALLIANCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1504
BREW|CRAFT BREW ALLIANCE|WFPB|Wells Fargo Securities, LLC.|1098
BREW|CRAFT BREW ALLIANCE|WGIF|CIBC World Markets Inc.|250
BREW|CRAFT BREW ALLIANCE|WSEA|WOLVERINE SECURITIES, LLC|1687
BREW|CRAFT BREW ALLIANCE|XIST|INSTINET, LLC|1200
BREW|CRAFT BREW ALLIANCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
BREW|CRAFT BREW ALLIANCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5440
BRF|VANECK VECTORS BRAZL|APCC|Apex Clearing Corporation|32
BRF|VANECK VECTORS BRAZL|BATM|CBOE TRADING, INC.|4929
BRF|VANECK VECTORS BRAZL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
BRF|VANECK VECTORS BRAZL|CHAS|Charles Schwab & Co., Inc.|9
BRF|VANECK VECTORS BRAZL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4500
BRF|VANECK VECTORS BRAZL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1306
BRF|VANECK VECTORS BRAZL|CTDL|Citadel Derivatives Group Llc|18868
BRF|VANECK VECTORS BRAZL|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
BRF|VANECK VECTORS BRAZL|DBAX|Deutsche Bank Securities Inc.|2800
BRF|VANECK VECTORS BRAZL|DEAN|MORGAN STANLEY|2020
BRF|VANECK VECTORS BRAZL|EBXL|EBX LLC|4600
BRF|VANECK VECTORS BRAZL|EGXM|CBOE TRADING, INC.|100
BRF|VANECK VECTORS BRAZL|ETRS|E*Trade Securities LLC|3606
BRF|VANECK VECTORS BRAZL|FILL|Tradestation Securities, Inc.|24
BRF|VANECK VECTORS BRAZL|FMAF|NBCN Inc./ CDS|700
BRF|VANECK VECTORS BRAZL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3100
BRF|VANECK VECTORS BRAZL|FTBR|Foliofn Investments, Inc.|1565
BRF|VANECK VECTORS BRAZL|GLIS|TD Securities Inc|600
BRF|VANECK VECTORS BRAZL|GSCO|GOLDMAN SACHS & CO. LLC|1116
BRF|VANECK VECTORS BRAZL|HRBF|American Enterprise Investment Services Inc.|137
BRF|VANECK VECTORS BRAZL|IATS|INTERACTIVE BROKERS LLC|1908
BRF|VANECK VECTORS BRAZL|IBKR|Interactive Brokers Llc|11114
BRF|VANECK VECTORS BRAZL|ICBX|INSTINET, LLC|5058
BRF|VANECK VECTORS BRAZL|INJX|INSTINET, LLC|200
BRF|VANECK VECTORS BRAZL|JEFF|JEFFERIES LLC|1762
BRF|VANECK VECTORS BRAZL|JSEB|JANE STREET EXECUTION SERVICES, LLC|3000
BRF|VANECK VECTORS BRAZL|JSJX|JANE STREET CAPITAL LLC|25416
BRF|VANECK VECTORS BRAZL|KCGM|VIRTU Americas LLC|4937
BRF|VANECK VECTORS BRAZL|LEHM|Barclays Capital Inc./Le|7400
BRF|VANECK VECTORS BRAZL|LIME|Lime Brokerage LLC|4539
BRF|VANECK VECTORS BRAZL|MACC|Mid Atlantic Capital Corporation|92
BRF|VANECK VECTORS BRAZL|MCMF|Raymond James Ltd. Cds|400
BRF|VANECK VECTORS BRAZL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
BRF|VANECK VECTORS BRAZL|MOTF|MOTIF INVESTING, INC.|1
BRF|VANECK VECTORS BRAZL|MSCO|MORGAN STANLEY & CO. LLC|27036
BRF|VANECK VECTORS BRAZL|MSPL|MORGAN STANLEY & CO. LLC|100
BRF|VANECK VECTORS BRAZL|NFSC|National Financial Services LLC|26259
BRF|VANECK VECTORS BRAZL|NITE|VIRTU Americas LLC|26705
BRF|VANECK VECTORS BRAZL|SBSH|Citigroup Global Markets Inc.|3196
BRF|VANECK VECTORS BRAZL|SGMT|GOLDMAN SACHS & CO. LLC|3600
BRF|VANECK VECTORS BRAZL|SPDR|SPEEDROUTE LLC|300
BRF|VANECK VECTORS BRAZL|STFL|Stifel, Nicolaus & Company, Incorporated|57
BRF|VANECK VECTORS BRAZL|SWIM|TD Ameritrade, Inc.|500
BRF|VANECK VECTORS BRAZL|TKNG|ALLY INVEST SECURITIES LLC|575
BRF|VANECK VECTORS BRAZL|TRCM|TRC MARKETS LLC|100
BRF|VANECK VECTORS BRAZL|UBSA|UBS SECURITIES LLC|22921
BRF|VANECK VECTORS BRAZL|UBSS|UBS Securities LLC|29629
BRF|VANECK VECTORS BRAZL|VALX|VIRTU AMERICAS LLC|409
BRF|VANECK VECTORS BRAZL|VGRD|Vanguard Marketing Corporation|3494
BRF|VANECK VECTORS BRAZL|WCHV|WELLS FARGO SECURITIES, LLC|6430
BRF|VANECK VECTORS BRAZL|WGIF|CIBC World Markets Inc.|2825
BRF|VANECK VECTORS BRAZL|WSEA|WOLVERINE SECURITIES, LLC|837
BRF|VANECK VECTORS BRAZL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|366
BRFS|BRF  SA|AGIS|Aegis Capital Corp.|5000
BRFS|BRF  SA|ALTX|Alternet Securities Inc.|22238
BRFS|BRF  SA|APCC|Apex Clearing Corporation|33528
BRFS|BRF  SA|BARD|Robert W. Baird & Co. Incorporated|152
BRFS|BRF  SA|BATM|CBOE TRADING, INC.|2229
BRFS|BRF  SA|BAYC|BAY CREST PARTNERS, LLC|9500
BRFS|BRF  SA|BERN|Sanford C. Bernstein & Co., LLC|59568
BRFS|BRF  SA|BIDS|BIDS TRADING L.P.|11200
BRFS|BRF  SA|BIMI|Banca IMI Securities Corp.|320
BRFS|BRF  SA|BKCM|BNY Mellon Capital Markets LLC|1732
BRFS|BRF  SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|91504
BRFS|BRF  SA|BLKX|INSTINET, LLC|96400
BRFS|BRF  SA|BNPX|BNP PARIBAS SECURITIES CORP.|5602
BRFS|BRF  SA|BYXM|CBOE TRADING, INC.|300
BRFS|BRF  SA|CANT|Cantor Fitzgerald & Co.|34290
BRFS|BRF  SA|CHAS|Charles Schwab & Co., Inc.|11145
BRFS|BRF  SA|CICF|Canaccord Genuity Corp.|700
BRFS|BRF  SA|CIST|Capital Institutional Services, Inc.|49520
BRFS|BRF  SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9105
BRFS|BRF  SA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8221
BRFS|BRF  SA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|39878
BRFS|BRF  SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|732916
BRFS|BRF  SA|CTDL|Citadel Derivatives Group Llc|36860
BRFS|BRF  SA|CTLR|CUTLER GROUP, LP|200
BRFS|BRF  SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|154770
BRFS|BRF  SA|DBAB|Deutsche Bank Securities Inc.|169393
BRFS|BRF  SA|DBAX|Deutsche Bank Securities Inc.|276600
BRFS|BRF  SA|DBUL|Deutsche Bank Securities Inc.|27792
BRFS|BRF  SA|DCHF|Dart Executions, LLC|15424
BRFS|BRF  SA|DEAN|MORGAN STANLEY|10487
BRFS|BRF  SA|DEGS|RONIN PROFESSIONAL LLC|13529
BRFS|BRF  SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|563138
BRFS|BRF  SA|EBXL|EBX LLC|287600
BRFS|BRF  SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|4141
BRFS|BRF  SA|EGAM|CBOE TRADING, INC.|6903
BRFS|BRF  SA|EGMT|EG MARKET TECHNOLOGIES LLC|800
BRFS|BRF  SA|EGXM|CBOE TRADING, INC.|9110
BRFS|BRF  SA|ETBE|Electronic Transaction Clearing, Inc.|37420
BRFS|BRF  SA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7345
BRFS|BRF  SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
BRFS|BRF  SA|ETRS|E*Trade Securities LLC|410577
BRFS|BRF  SA|FIDT|Fidelity Clearing Canada ULC./ CDS|500
BRFS|BRF  SA|FILL|Tradestation Securities, Inc.|53545
BRFS|BRF  SA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|911
BRFS|BRF  SA|FQLS|Quantlab Securities LP|351075
BRFS|BRF  SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40473
BRFS|BRF  SA|FTBR|Foliofn Investments, Inc.|2641
BRFS|BRF  SA|GARC|ICAP Corporates LLC|40520
BRFS|BRF  SA|GEBB|GLOBAL EXECUTION BROKERS, LP|35387
BRFS|BRF  SA|GLPX|ACS EXECUTION SERVICES, LLC|43303
BRFS|BRF  SA|GSCO|GOLDMAN SACHS & CO. LLC|752398
BRFS|BRF  SA|GSCS|GOLDMAN SACHS & CO. LLC|9500
BRFS|BRF  SA|GSLT|GOLDMAN SACHS & CO. LLC|39098
BRFS|BRF  SA|GTSZ|GTS SECURITIES LLC|118898
BRFS|BRF  SA|HASF|Haywood Securities Inc./CDS|1100
BRFS|BRF  SA|HSBC|HSBC Securities, Inc.|78828
BRFS|BRF  SA|IATS|INTERACTIVE BROKERS LLC|88344
BRFS|BRF  SA|IBKR|Interactive Brokers Llc|211482
BRFS|BRF  SA|ICBX|INSTINET, LLC|505228
BRFS|BRF  SA|INCA|INSTINET, LLC|903510
BRFS|BRF  SA|INJX|INSTINET, LLC|200
BRFS|BRF  SA|INTL|INTL FCSTONE FINANCIAL INC.|2126
BRFS|BRF  SA|ITGI|ITG Inc.|143339
BRFS|BRF  SA|ITGP|ITG INC.|601800
BRFS|BRF  SA|JEFF|JEFFERIES LLC|264962
BRFS|BRF  SA|JMPT|JUMP TRADING, LLC|202823
BRFS|BRF  SA|JPBX|J.P. MORGAN SECURITIES LLC|84171
BRFS|BRF  SA|JPMX|J.P. Morgan Securities LLC|1197174
BRFS|BRF  SA|JSJX|JANE STREET CAPITAL LLC|9520
BRFS|BRF  SA|KCGM|VIRTU Americas LLC|102583
BRFS|BRF  SA|KRSH|Kershner Securities, LLC|2076
BRFS|BRF  SA|LEHM|Barclays Capital Inc./Le|929468
BRFS|BRF  SA|LIME|Lime Brokerage LLC|409526
BRFS|BRF  SA|LQNA|LIQUIDNET, INC.|23200
BRFS|BRF  SA|LSCI|Lek Securities Corporation|2600
BRFS|BRF  SA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BRFS|BRF  SA|MBTS|ALLY INVEST SECURITIES LLC|6714
BRFS|BRF  SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|533268
BRFS|BRF  SA|MOTF|MOTIF INVESTING, INC.|3
BRFS|BRF  SA|MSCO|MORGAN STANLEY & CO. LLC|4165844
BRFS|BRF  SA|MSPL|MORGAN STANLEY & CO. LLC|5875500
BRFS|BRF  SA|MSTX|MORGAN STANLEY & CO. LLC|62400
BRFS|BRF  SA|NFSC|National Financial Services LLC|557220
BRFS|BRF  SA|NITE|VIRTU Americas LLC|1623277
BRFS|BRF  SA|NITP|VIRTU Americas LLC|149869
BRFS|BRF  SA|NQRB|Brut, LLC|30315
BRFS|BRF  SA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|14671
BRFS|BRF  SA|PDQM|CODA MARKETS, INC.|96346
BRFS|BRF  SA|PICT|Pictet Overseas Inc.|2600
BRFS|BRF  SA|POIN|PRECISION SECURITIES, LLC (POIN)|200
BRFS|BRF  SA|PWJC|UBS Financial Services, Inc.|132350
BRFS|BRF  SA|RBCM|RBC CAPITAL MARKETS, LLC|1026
BRFS|BRF  SA|SAGL|SAGETRADER, LLC|900
BRFS|BRF  SA|SALI|INTL FCSTONE FINANCIAL INC.|400
BRFS|BRF  SA|SBSH|Citigroup Global Markets Inc.|405296
BRFS|BRF  SA|SGMT|GOLDMAN SACHS & CO. LLC|446704
BRFS|BRF  SA|SOGO|Wang Investment Associates, Inc.|6666
BRFS|BRF  SA|SPDR|SPEEDROUTE LLC|29870
BRFS|BRF  SA|STFL|Stifel, Nicolaus & Company, Incorporated|38
BRFS|BRF  SA|STTT|STATETRUST INVESTMENTS INC.|483
BRFS|BRF  SA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5543
BRFS|BRF  SA|SWIM|TD Ameritrade, Inc.|373171
BRFS|BRF  SA|TKNG|ALLY INVEST SECURITIES LLC|46528
BRFS|BRF  SA|TRBT|Tradebot Systems, Inc.|356259
BRFS|BRF  SA|TRCM|TRC MARKETS LLC|76418
BRFS|BRF  SA|UBSA|UBS SECURITIES LLC|1358267
BRFS|BRF  SA|UBSS|UBS Securities LLC|1017099
BRFS|BRF  SA|VALX|VIRTU AMERICAS LLC|40097
BRFS|BRF  SA|VGRD|Vanguard Marketing Corporation|25802
BRFS|BRF  SA|WBPX|SUMMIT SECURITIES GROUP, LLC|200
BRFS|BRF  SA|WCHV|WELLS FARGO SECURITIES, LLC|235477
BRFS|BRF  SA|WEDB|WEDBUSH SECURITIES INC.|56649
BRFS|BRF  SA|WEED|Weeden & Co.L.P.|121458
BRFS|BRF  SA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13632
BRFS|BRF  SA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15274
BRFS|BRF  SA|WGIF|CIBC World Markets Inc.|1075
BRFS|BRF  SA|WMCL|White Mountain Capital, LLC|1000
BRFS|BRF  SA|WSEA|WOLVERINE SECURITIES, LLC|11310
BRFS|BRF  SA|XIST|INSTINET, LLC|486000
BRFS|BRF  SA|XPUS|XP SECURITIES, LLC|195023
BRFS|BRF  SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|43362
BRFS|BRF  SA|YKNA|COMHAR CAPITAL MARKETS, LLC|5655
BRFS|BRF  SA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|694
BRG|BLUEROCK RESIDENTIAL|ALTX|Alternet Securities Inc.|800
BRG|BLUEROCK RESIDENTIAL|APCC|Apex Clearing Corporation|275
BRG|BLUEROCK RESIDENTIAL|BARD|Robert W. Baird & Co. Incorporated|500
BRG|BLUEROCK RESIDENTIAL|BATM|CBOE TRADING, INC.|559
BRG|BLUEROCK RESIDENTIAL|BBNT|BB&T SECURITIES, LLC|400
BRG|BLUEROCK RESIDENTIAL|BERN|Sanford C. Bernstein & Co., LLC|130
BRG|BLUEROCK RESIDENTIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
BRG|BLUEROCK RESIDENTIAL|BLKX|INSTINET, LLC|20000
BRG|BLUEROCK RESIDENTIAL|BRGE|Newbridge Securities Corp.|3128
BRG|BLUEROCK RESIDENTIAL|BZYD|GOLDMAN SACHS & CO. LLC|1000
BRG|BLUEROCK RESIDENTIAL|CHAS|Charles Schwab & Co., Inc.|869
BRG|BLUEROCK RESIDENTIAL|CIST|Capital Institutional Services, Inc.|2528
BRG|BLUEROCK RESIDENTIAL|CMPT|Compass Point Research & Trading, LLC|1100
BRG|BLUEROCK RESIDENTIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45159
BRG|BLUEROCK RESIDENTIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
BRG|BLUEROCK RESIDENTIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53016
BRG|BLUEROCK RESIDENTIAL|CSMS|CORNERSTONE MACRO LLC|100
BRG|BLUEROCK RESIDENTIAL|CTDL|Citadel Derivatives Group Llc|665
BRG|BLUEROCK RESIDENTIAL|CTLR|CUTLER GROUP, LP|100
BRG|BLUEROCK RESIDENTIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|4396
BRG|BLUEROCK RESIDENTIAL|DADA|D.A. Davidson & Co.|21241
BRG|BLUEROCK RESIDENTIAL|DBAB|Deutsche Bank Securities Inc.|18955
BRG|BLUEROCK RESIDENTIAL|DBAX|Deutsche Bank Securities Inc.|35800
BRG|BLUEROCK RESIDENTIAL|DEAN|MORGAN STANLEY|335
BRG|BLUEROCK RESIDENTIAL|DEGS|RONIN PROFESSIONAL LLC|1532
BRG|BLUEROCK RESIDENTIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2900
BRG|BLUEROCK RESIDENTIAL|EBXL|EBX LLC|22400
BRG|BLUEROCK RESIDENTIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|21625
BRG|BLUEROCK RESIDENTIAL|EDJO|Edward D. Jones & Co., L.P.|400
BRG|BLUEROCK RESIDENTIAL|EGAM|CBOE TRADING, INC.|409
BRG|BLUEROCK RESIDENTIAL|EGMT|EG MARKET TECHNOLOGIES LLC|6
BRG|BLUEROCK RESIDENTIAL|EGXM|CBOE TRADING, INC.|903
BRG|BLUEROCK RESIDENTIAL|ETBE|Electronic Transaction Clearing, Inc.|2200
BRG|BLUEROCK RESIDENTIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1500
BRG|BLUEROCK RESIDENTIAL|ETRS|E*Trade Securities LLC|59442
BRG|BLUEROCK RESIDENTIAL|FBRC|B. RILEY FBR, INC.|2145
BRG|BLUEROCK RESIDENTIAL|FILL|Tradestation Securities, Inc.|100
BRG|BLUEROCK RESIDENTIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22474
BRG|BLUEROCK RESIDENTIAL|FTBR|Foliofn Investments, Inc.|847
BRG|BLUEROCK RESIDENTIAL|GLPX|ACS EXECUTION SERVICES, LLC|3393
BRG|BLUEROCK RESIDENTIAL|GSCO|GOLDMAN SACHS & CO. LLC|39412
BRG|BLUEROCK RESIDENTIAL|GSCS|GOLDMAN SACHS & CO. LLC|200
BRG|BLUEROCK RESIDENTIAL|GSLT|GOLDMAN SACHS & CO. LLC|1794
BRG|BLUEROCK RESIDENTIAL|GTSZ|GTS SECURITIES LLC|10
BRG|BLUEROCK RESIDENTIAL|HRBF|American Enterprise Investment Services Inc.|3420
BRG|BLUEROCK RESIDENTIAL|IATS|INTERACTIVE BROKERS LLC|3300
BRG|BLUEROCK RESIDENTIAL|IBKR|Interactive Brokers Llc|24891
BRG|BLUEROCK RESIDENTIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|427
BRG|BLUEROCK RESIDENTIAL|ICBX|INSTINET, LLC|4000
BRG|BLUEROCK RESIDENTIAL|IEQY|CITADEL SECURITIES LLC|4863
BRG|BLUEROCK RESIDENTIAL|INCA|INSTINET, LLC|15793
BRG|BLUEROCK RESIDENTIAL|INJX|INSTINET, LLC|200
BRG|BLUEROCK RESIDENTIAL|ITGI|ITG Inc.|4771
BRG|BLUEROCK RESIDENTIAL|ITGP|ITG INC.|36000
BRG|BLUEROCK RESIDENTIAL|JANY|Janney Montgomery Scott Inc.|4375
BRG|BLUEROCK RESIDENTIAL|JEFF|JEFFERIES LLC|8192
BRG|BLUEROCK RESIDENTIAL|JMPT|JUMP TRADING, LLC|1897
BRG|BLUEROCK RESIDENTIAL|JPBX|J.P. MORGAN SECURITIES LLC|600
BRG|BLUEROCK RESIDENTIAL|JPMX|J.P. Morgan Securities LLC|44619
BRG|BLUEROCK RESIDENTIAL|JSJX|JANE STREET CAPITAL LLC|4367
BRG|BLUEROCK RESIDENTIAL|KCGM|VIRTU Americas LLC|27196
BRG|BLUEROCK RESIDENTIAL|LEHM|Barclays Capital Inc./Le|16752
BRG|BLUEROCK RESIDENTIAL|LGNT|COR CLEARING LLC|1
BRG|BLUEROCK RESIDENTIAL|LIME|Lime Brokerage LLC|7154
BRG|BLUEROCK RESIDENTIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22996
BRG|BLUEROCK RESIDENTIAL|MOTF|MOTIF INVESTING, INC.|13
BRG|BLUEROCK RESIDENTIAL|MSCO|MORGAN STANLEY & CO. LLC|60609
BRG|BLUEROCK RESIDENTIAL|MSPL|MORGAN STANLEY & CO. LLC|41200
BRG|BLUEROCK RESIDENTIAL|MSTX|MORGAN STANLEY & CO. LLC|9400
BRG|BLUEROCK RESIDENTIAL|NFSC|National Financial Services LLC|116788
BRG|BLUEROCK RESIDENTIAL|NITE|VIRTU Americas LLC|252836
BRG|BLUEROCK RESIDENTIAL|NORT|Northland Securities, Inc.|8178
BRG|BLUEROCK RESIDENTIAL|NQRB|Brut, LLC|3725
BRG|BLUEROCK RESIDENTIAL|OPCO|Oppenheimer & Co. Inc.|41081
BRG|BLUEROCK RESIDENTIAL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1270
BRG|BLUEROCK RESIDENTIAL|PDQM|CODA MARKETS, INC.|2786
BRG|BLUEROCK RESIDENTIAL|PWJC|UBS Financial Services, Inc.|4228
BRG|BLUEROCK RESIDENTIAL|RBCM|RBC CAPITAL MARKETS, LLC|10813
BRG|BLUEROCK RESIDENTIAL|SBSH|Citigroup Global Markets Inc.|11488
BRG|BLUEROCK RESIDENTIAL|SGMT|GOLDMAN SACHS & CO. LLC|14643
BRG|BLUEROCK RESIDENTIAL|SPDR|SPEEDROUTE LLC|600
BRG|BLUEROCK RESIDENTIAL|STFL|Stifel, Nicolaus & Company, Incorporated|1797
BRG|BLUEROCK RESIDENTIAL|SWIM|TD Ameritrade, Inc.|6141
BRG|BLUEROCK RESIDENTIAL|SWST|Hilltop Securities Inc.|3300
BRG|BLUEROCK RESIDENTIAL|TKNG|ALLY INVEST SECURITIES LLC|80
BRG|BLUEROCK RESIDENTIAL|TRBT|Tradebot Systems, Inc.|4613
BRG|BLUEROCK RESIDENTIAL|TRCM|TRC MARKETS LLC|150
BRG|BLUEROCK RESIDENTIAL|UBSA|UBS SECURITIES LLC|71620
BRG|BLUEROCK RESIDENTIAL|UBSS|UBS Securities LLC|56730
BRG|BLUEROCK RESIDENTIAL|VALX|VIRTU AMERICAS LLC|887
BRG|BLUEROCK RESIDENTIAL|VFIN|National Securities Corporation|1000
BRG|BLUEROCK RESIDENTIAL|VGRD|Vanguard Marketing Corporation|16114
BRG|BLUEROCK RESIDENTIAL|WCHV|WELLS FARGO SECURITIES, LLC|33214
BRG|BLUEROCK RESIDENTIAL|WEDB|WEDBUSH SECURITIES INC.|956
BRG|BLUEROCK RESIDENTIAL|WEED|Weeden & Co.L.P.|9802
BRG|BLUEROCK RESIDENTIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|458
BRG|BLUEROCK RESIDENTIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|557
BRG|BLUEROCK RESIDENTIAL|WSEA|WOLVERINE SECURITIES, LLC|219
BRG|BLUEROCK RESIDENTIAL|XIST|INSTINET, LLC|34200
BRG|BLUEROCK RESIDENTIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
BRG|BLUEROCK RESIDENTIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22182
BRG$A|BLUEROCK RSDNTL 8.25|BANK|Primevest Financial Services, Inc.|221
BRG$A|BLUEROCK RSDNTL 8.25|BARD|Robert W. Baird & Co. Incorporated|195
BRG$A|BLUEROCK RSDNTL 8.25|BATM|CBOE TRADING, INC.|510
BRG$A|BLUEROCK RSDNTL 8.25|BKMM|BNY MELLON CAPITAL MARKETS, LLC|382
BRG$A|BLUEROCK RSDNTL 8.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
BRG$A|BLUEROCK RSDNTL 8.25|DADA|D.A. Davidson & Co.|2913
BRG$A|BLUEROCK RSDNTL 8.25|DBAX|Deutsche Bank Securities Inc.|300
BRG$A|BLUEROCK RSDNTL 8.25|EBXL|EBX LLC|100
BRG$A|BLUEROCK RSDNTL 8.25|ETRS|E*Trade Securities LLC|4981
BRG$A|BLUEROCK RSDNTL 8.25|HRBF|American Enterprise Investment Services Inc.|60
BRG$A|BLUEROCK RSDNTL 8.25|IATS|INTERACTIVE BROKERS LLC|600
BRG$A|BLUEROCK RSDNTL 8.25|IBKR|Interactive Brokers Llc|300
BRG$A|BLUEROCK RSDNTL 8.25|INCA|INSTINET, LLC|515
BRG$A|BLUEROCK RSDNTL 8.25|ITGI|ITG Inc.|520
BRG$A|BLUEROCK RSDNTL 8.25|JANY|Janney Montgomery Scott Inc.|3300
BRG$A|BLUEROCK RSDNTL 8.25|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BRG$A|BLUEROCK RSDNTL 8.25|NFSC|National Financial Services LLC|11399
BRG$A|BLUEROCK RSDNTL 8.25|NITE|VIRTU Americas LLC|22009
BRG$A|BLUEROCK RSDNTL 8.25|OPCO|Oppenheimer & Co. Inc.|5496
BRG$A|BLUEROCK RSDNTL 8.25|SPDR|SPEEDROUTE LLC|200
BRG$A|BLUEROCK RSDNTL 8.25|STFL|Stifel, Nicolaus & Company, Incorporated|173
BRG$A|BLUEROCK RSDNTL 8.25|SWIM|TD Ameritrade, Inc.|300
BRG$A|BLUEROCK RSDNTL 8.25|UBSA|UBS SECURITIES LLC|1400
BRG$A|BLUEROCK RSDNTL 8.25|UBSS|UBS Securities LLC|5918
BRG$A|BLUEROCK RSDNTL 8.25|VGRD|Vanguard Marketing Corporation|1466
BRG$A|BLUEROCK RSDNTL 8.25|WCHV|WELLS FARGO SECURITIES, LLC|6157
BRG$A|BLUEROCK RSDNTL 8.25|WSEA|WOLVERINE SECURITIES, LLC|77
BRG$C|BLUEROCK RES 7.625 C|BATM|CBOE TRADING, INC.|526
BRG$C|BLUEROCK RES 7.625 C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17
BRG$C|BLUEROCK RES 7.625 C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
BRG$C|BLUEROCK RES 7.625 C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
BRG$C|BLUEROCK RES 7.625 C|DADA|D.A. Davidson & Co.|2087
BRG$C|BLUEROCK RES 7.625 C|DBAX|Deutsche Bank Securities Inc.|100
BRG$C|BLUEROCK RES 7.625 C|EDJO|Edward D. Jones & Co., L.P.|600
BRG$C|BLUEROCK RES 7.625 C|ETRS|E*Trade Securities LLC|3410
BRG$C|BLUEROCK RES 7.625 C|GSCS|GOLDMAN SACHS & CO. LLC|200
BRG$C|BLUEROCK RES 7.625 C|GTSZ|GTS SECURITIES LLC|25
BRG$C|BLUEROCK RES 7.625 C|IATS|INTERACTIVE BROKERS LLC|157
BRG$C|BLUEROCK RES 7.625 C|IBKR|Interactive Brokers Llc|1723
BRG$C|BLUEROCK RES 7.625 C|ICBX|INSTINET, LLC|100
BRG$C|BLUEROCK RES 7.625 C|INCA|INSTINET, LLC|60
BRG$C|BLUEROCK RES 7.625 C|ITGI|ITG Inc.|550
BRG$C|BLUEROCK RES 7.625 C|JANY|Janney Montgomery Scott Inc.|600
BRG$C|BLUEROCK RES 7.625 C|JPMX|J.P. Morgan Securities LLC|400
BRG$C|BLUEROCK RES 7.625 C|LIME|Lime Brokerage LLC|873
BRG$C|BLUEROCK RES 7.625 C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BRG$C|BLUEROCK RES 7.625 C|MSCO|MORGAN STANLEY & CO. LLC|100
BRG$C|BLUEROCK RES 7.625 C|NFSC|National Financial Services LLC|6940
BRG$C|BLUEROCK RES 7.625 C|NITE|VIRTU Americas LLC|18229
BRG$C|BLUEROCK RES 7.625 C|PDQM|CODA MARKETS, INC.|100
BRG$C|BLUEROCK RES 7.625 C|SALI|INTL FCSTONE FINANCIAL INC.|1200
BRG$C|BLUEROCK RES 7.625 C|SGMT|GOLDMAN SACHS & CO. LLC|125
BRG$C|BLUEROCK RES 7.625 C|SWIM|TD Ameritrade, Inc.|100
BRG$C|BLUEROCK RES 7.625 C|UBSA|UBS SECURITIES LLC|1971
BRG$C|BLUEROCK RES 7.625 C|UBSS|UBS Securities LLC|3000
BRG$C|BLUEROCK RES 7.625 C|VGRD|Vanguard Marketing Corporation|290
BRG$C|BLUEROCK RES 7.625 C|WCHV|WELLS FARGO SECURITIES, LLC|400
BRG$D|BLUEROCK RSDN|BATM|CBOE TRADING, INC.|1068
BRG$D|BLUEROCK RSDN|BYXM|CBOE TRADING, INC.|200
BRG$D|BLUEROCK RSDN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
BRG$D|BLUEROCK RSDN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1199
BRG$D|BLUEROCK RSDN|DADA|D.A. Davidson & Co.|2520
BRG$D|BLUEROCK RSDN|DBAX|Deutsche Bank Securities Inc.|1000
BRG$D|BLUEROCK RSDN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12210
BRG$D|BLUEROCK RSDN|EBXL|EBX LLC|900
BRG$D|BLUEROCK RSDN|EDJO|Edward D. Jones & Co., L.P.|119
BRG$D|BLUEROCK RSDN|EGXW|CBOE TRADING, INC.|100
BRG$D|BLUEROCK RSDN|ETRS|E*Trade Securities LLC|2475
BRG$D|BLUEROCK RSDN|GLPX|ACS EXECUTION SERVICES, LLC|362
BRG$D|BLUEROCK RSDN|GSCO|GOLDMAN SACHS & CO. LLC|500
BRG$D|BLUEROCK RSDN|GTSZ|GTS SECURITIES LLC|100
BRG$D|BLUEROCK RSDN|IBKR|Interactive Brokers Llc|300
BRG$D|BLUEROCK RSDN|INCA|INSTINET, LLC|800
BRG$D|BLUEROCK RSDN|JANY|Janney Montgomery Scott Inc.|4225
BRG$D|BLUEROCK RSDN|KCGM|VIRTU Americas LLC|1500
BRG$D|BLUEROCK RSDN|LEHM|Barclays Capital Inc./Le|1000
BRG$D|BLUEROCK RSDN|LIME|Lime Brokerage LLC|599
BRG$D|BLUEROCK RSDN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
BRG$D|BLUEROCK RSDN|MSPL|MORGAN STANLEY & CO. LLC|600
BRG$D|BLUEROCK RSDN|NFSC|National Financial Services LLC|4373
BRG$D|BLUEROCK RSDN|NITE|VIRTU Americas LLC|19143
BRG$D|BLUEROCK RSDN|OPCO|Oppenheimer & Co. Inc.|2575
BRG$D|BLUEROCK RSDN|PDQM|CODA MARKETS, INC.|362
BRG$D|BLUEROCK RSDN|PIPR|Piper Jaffray & Co.|80000
BRG$D|BLUEROCK RSDN|SGMT|GOLDMAN SACHS & CO. LLC|600
BRG$D|BLUEROCK RSDN|SWIM|TD Ameritrade, Inc.|99
BRG$D|BLUEROCK RSDN|UBSA|UBS SECURITIES LLC|2400
BRG$D|BLUEROCK RSDN|UBSS|UBS Securities LLC|4495
BRG$D|BLUEROCK RSDN|VGRD|Vanguard Marketing Corporation|209
BRG$D|BLUEROCK RSDN|WCHV|WELLS FARGO SECURITIES, LLC|118
BRG$D|BLUEROCK RSDN|WEDB|WEDBUSH SECURITIES INC.|851
BRG$D|BLUEROCK RSDN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7079
BRGL|BERNSTEIN GLOBAL RES|MOTF|MOTIF INVESTING, INC.|1
BRID|BRIDGFORD FOODS CP##|BATM|CBOE TRADING, INC.|202
BRID|BRIDGFORD FOODS CP##|BAYC|BAY CREST PARTNERS, LLC|1102
BRID|BRIDGFORD FOODS CP##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1204
BRID|BRIDGFORD FOODS CP##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1805
BRID|BRIDGFORD FOODS CP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BRID|BRIDGFORD FOODS CP##|DBAB|Deutsche Bank Securities Inc.|745
BRID|BRIDGFORD FOODS CP##|DBAX|Deutsche Bank Securities Inc.|200
BRID|BRIDGFORD FOODS CP##|EGXW|CBOE TRADING, INC.|298
BRID|BRIDGFORD FOODS CP##|ETRS|E*Trade Securities LLC|325
BRID|BRIDGFORD FOODS CP##|FBCO|Credit Suisse Securities (USA) LLC|1
BRID|BRIDGFORD FOODS CP##|FOMA|TD AMERITRADE CLEARING, INC.|282
BRID|BRIDGFORD FOODS CP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
BRID|BRIDGFORD FOODS CP##|GSCO|GOLDMAN SACHS & CO. LLC|235
BRID|BRIDGFORD FOODS CP##|GTSZ|GTS SECURITIES LLC|15
BRID|BRIDGFORD FOODS CP##|HRBF|American Enterprise Investment Services Inc.|1075
BRID|BRIDGFORD FOODS CP##|IBKR|Interactive Brokers Llc|4172
BRID|BRIDGFORD FOODS CP##|INCA|INSTINET, LLC|6973
BRID|BRIDGFORD FOODS CP##|INJX|INSTINET, LLC|400
BRID|BRIDGFORD FOODS CP##|ITGP|ITG INC.|200
BRID|BRIDGFORD FOODS CP##|JEFF|JEFFERIES LLC|300
BRID|BRIDGFORD FOODS CP##|LEHM|Barclays Capital Inc./Le|204
BRID|BRIDGFORD FOODS CP##|LIME|Lime Brokerage LLC|1639
BRID|BRIDGFORD FOODS CP##|MSCO|MORGAN STANLEY & CO. LLC|343
BRID|BRIDGFORD FOODS CP##|NEUB|NEUBERGER BERMAN BD LLC|200
BRID|BRIDGFORD FOODS CP##|NFSC|National Financial Services LLC|3512
BRID|BRIDGFORD FOODS CP##|NITE|VIRTU Americas LLC|6434
BRID|BRIDGFORD FOODS CP##|RAJA|Raymond James & Associates, Inc.|835
BRID|BRIDGFORD FOODS CP##|SPDR|SPEEDROUTE LLC|1073
BRID|BRIDGFORD FOODS CP##|TKNG|ALLY INVEST SECURITIES LLC|50
BRID|BRIDGFORD FOODS CP##|TRCM|TRC MARKETS LLC|832
BRID|BRIDGFORD FOODS CP##|UBSA|UBS SECURITIES LLC|855
BRID|BRIDGFORD FOODS CP##|UBSS|UBS Securities LLC|7727
BRID|BRIDGFORD FOODS CP##|VGRD|Vanguard Marketing Corporation|174
BRID|BRIDGFORD FOODS CP##|WCHV|WELLS FARGO SECURITIES, LLC|250
BRID|BRIDGFORD FOODS CP##|WSEA|WOLVERINE SECURITIES, LLC|4
BRID|BRIDGFORD FOODS CP##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52
BRK.A|BERKSHIRE HATH HLD A|APCC|Apex Clearing Corporation|3
BRK.A|BERKSHIRE HATH HLD A|BARD|Robert W. Baird & Co. Incorporated|1
BRK.A|BERKSHIRE HATH HLD A|BATM|CBOE TRADING, INC.|14
BRK.A|BERKSHIRE HATH HLD A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26
BRK.A|BERKSHIRE HATH HLD A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19
BRK.A|BERKSHIRE HATH HLD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3
BRK.A|BERKSHIRE HATH HLD A|CXCX|CITIGROUP GLOBAL MARKETS INC.|6
BRK.A|BERKSHIRE HATH HLD A|DADA|D.A. Davidson & Co.|1
BRK.A|BERKSHIRE HATH HLD A|DBAB|Deutsche Bank Securities Inc.|12
BRK.A|BERKSHIRE HATH HLD A|DEAN|MORGAN STANLEY|1
BRK.A|BERKSHIRE HATH HLD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1
BRK.A|BERKSHIRE HATH HLD A|EDJO|Edward D. Jones & Co., L.P.|5
BRK.A|BERKSHIRE HATH HLD A|EGAM|CBOE TRADING, INC.|5
BRK.A|BERKSHIRE HATH HLD A|EGXM|CBOE TRADING, INC.|5
BRK.A|BERKSHIRE HATH HLD A|ETRS|E*Trade Securities LLC|69
BRK.A|BERKSHIRE HATH HLD A|FINX|FINTECH SECURITIES|2
BRK.A|BERKSHIRE HATH HLD A|FMAF|NBCN Inc./ CDS|1
BRK.A|BERKSHIRE HATH HLD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
BRK.A|BERKSHIRE HATH HLD A|FTBR|Foliofn Investments, Inc.|56
BRK.A|BERKSHIRE HATH HLD A|GSCO|GOLDMAN SACHS & CO. LLC|4
BRK.A|BERKSHIRE HATH HLD A|HRBF|American Enterprise Investment Services Inc.|5
BRK.A|BERKSHIRE HATH HLD A|IBKR|Interactive Brokers Llc|25
BRK.A|BERKSHIRE HATH HLD A|INCA|INSTINET, LLC|1
BRK.A|BERKSHIRE HATH HLD A|ITGI|ITG Inc.|14
BRK.A|BERKSHIRE HATH HLD A|JPMX|J.P. Morgan Securities LLC|18
BRK.A|BERKSHIRE HATH HLD A|MACC|Mid Atlantic Capital Corporation|1
BRK.A|BERKSHIRE HATH HLD A|MSCO|MORGAN STANLEY & CO. LLC|5
BRK.A|BERKSHIRE HATH HLD A|NFSC|National Financial Services LLC|305
BRK.A|BERKSHIRE HATH HLD A|NITE|VIRTU Americas LLC|271
BRK.A|BERKSHIRE HATH HLD A|NTBF|BMO Nesbitt Burns Inc./CDS|2
BRK.A|BERKSHIRE HATH HLD A|NTRC|Northern Trust Securities, Inc.|13
BRK.A|BERKSHIRE HATH HLD A|OPCO|Oppenheimer & Co. Inc.|2
BRK.A|BERKSHIRE HATH HLD A|RBCM|RBC CAPITAL MARKETS, LLC|7
BRK.A|BERKSHIRE HATH HLD A|SALI|INTL FCSTONE FINANCIAL INC.|1
BRK.A|BERKSHIRE HATH HLD A|SBRX|MURIEL SIEBERT & CO INC|4
BRK.A|BERKSHIRE HATH HLD A|SBSH|Citigroup Global Markets Inc.|4
BRK.A|BERKSHIRE HATH HLD A|STXG|Stockcross Financial Services, Inc.|1
BRK.A|BERKSHIRE HATH HLD A|SWIM|TD Ameritrade, Inc.|105
BRK.A|BERKSHIRE HATH HLD A|UBSS|UBS Securities LLC|78
BRK.A|BERKSHIRE HATH HLD A|VGRD|Vanguard Marketing Corporation|48
BRK.A|BERKSHIRE HATH HLD A|WBET|Wallachbeth Capital LLC|12
BRK.A|BERKSHIRE HATH HLD A|WBLR|WILLIAM BLAIR|5
BRK.A|BERKSHIRE HATH HLD A|WCHV|WELLS FARGO SECURITIES, LLC|39
BRK.A|BERKSHIRE HATH HLD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
BRK.B|BERKSHIRE HATH HLD B|ABLE|NATIXIS Securities Americas LLC|652126
BRK.B|BERKSHIRE HATH HLD B|ADAM|CANACCORD GENUITY INC.|100
BRK.B|BERKSHIRE HATH HLD B|AGIS|Aegis Capital Corp.|3677
BRK.B|BERKSHIRE HATH HLD B|ALTX|Alternet Securities Inc.|38474
BRK.B|BERKSHIRE HATH HLD B|AMRI|AMERICAS EXECUTIONS, LLC|140
BRK.B|BERKSHIRE HATH HLD B|ANOS|ABEL/NOSER, L.L.C.|269
BRK.B|BERKSHIRE HATH HLD B|APCC|Apex Clearing Corporation|40347
BRK.B|BERKSHIRE HATH HLD B|BALE|M&T SECURITIES, INC.|843
BRK.B|BERKSHIRE HATH HLD B|BANK|Primevest Financial Services, Inc.|2732
BRK.B|BERKSHIRE HATH HLD B|BARD|Robert W. Baird & Co. Incorporated|25968
BRK.B|BERKSHIRE HATH HLD B|BATM|CBOE TRADING, INC.|40545
BRK.B|BERKSHIRE HATH HLD B|BAYC|BAY CREST PARTNERS, LLC|6060
BRK.B|BERKSHIRE HATH HLD B|BAYT|BTIG, LLC|5735
BRK.B|BERKSHIRE HATH HLD B|BBNT|BB&T SECURITIES, LLC|16819
BRK.B|BERKSHIRE HATH HLD B|BERN|Sanford C. Bernstein & Co., LLC|212633
BRK.B|BERKSHIRE HATH HLD B|BIDS|BIDS TRADING L.P.|500
BRK.B|BERKSHIRE HATH HLD B|BIMI|Banca IMI Securities Corp.|10132
BRK.B|BERKSHIRE HATH HLD B|BKCM|BNY Mellon Capital Markets LLC|2200
BRK.B|BERKSHIRE HATH HLD B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6843
BRK.B|BERKSHIRE HATH HLD B|BLKX|INSTINET, LLC|36200
BRK.B|BERKSHIRE HATH HLD B|BMOC|BMO Capital Markets Corp.|53
BRK.B|BERKSHIRE HATH HLD B|BNPX|BNP PARIBAS SECURITIES CORP.|1018771
BRK.B|BERKSHIRE HATH HLD B|BTIG|BTIG, LLC|227084
BRK.B|BERKSHIRE HATH HLD B|BYXM|CBOE TRADING, INC.|5846
BRK.B|BERKSHIRE HATH HLD B|BZYD|GOLDMAN SACHS & CO. LLC|200
BRK.B|BERKSHIRE HATH HLD B|CABR|Cabrera Capital Markets, Inc.|227
BRK.B|BERKSHIRE HATH HLD B|CHAS|Charles Schwab & Co., Inc.|22213
BRK.B|BERKSHIRE HATH HLD B|CHBC|PENSERRA SECURITIES, LLC|776000
BRK.B|BERKSHIRE HATH HLD B|CIBP|CIBC World Markets Corp.|126910
BRK.B|BERKSHIRE HATH HLD B|CICF|Canaccord Genuity Corp.|227
BRK.B|BERKSHIRE HATH HLD B|CIST|Capital Institutional Services, Inc.|17759
BRK.B|BERKSHIRE HATH HLD B|CLSA|CLSA AMERICAS, LLC|1100
BRK.B|BERKSHIRE HATH HLD B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|136211
BRK.B|BERKSHIRE HATH HLD B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|46452
BRK.B|BERKSHIRE HATH HLD B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|55831
BRK.B|BERKSHIRE HATH HLD B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|792673
BRK.B|BERKSHIRE HATH HLD B|CTDL|Citadel Derivatives Group Llc|56963
BRK.B|BERKSHIRE HATH HLD B|CXCX|CITIGROUP GLOBAL MARKETS INC.|77166
BRK.B|BERKSHIRE HATH HLD B|DADA|D.A. Davidson & Co.|693
BRK.B|BERKSHIRE HATH HLD B|DAVA|Davenport & Company LLC|12299
BRK.B|BERKSHIRE HATH HLD B|DBAB|Deutsche Bank Securities Inc.|636488
BRK.B|BERKSHIRE HATH HLD B|DBAX|Deutsche Bank Securities Inc.|477100
BRK.B|BERKSHIRE HATH HLD B|DCHF|Dart Executions, LLC|7526
BRK.B|BERKSHIRE HATH HLD B|DEAN|MORGAN STANLEY|202360
BRK.B|BERKSHIRE HATH HLD B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14377
BRK.B|BERKSHIRE HATH HLD B|DRWK|DRW SECURITIES, L.L.C.|27472
BRK.B|BERKSHIRE HATH HLD B|EBXL|EBX LLC|353800
BRK.B|BERKSHIRE HATH HLD B|ECUT|CONVERGEX EXECUTION SOLUTIONS|49917
BRK.B|BERKSHIRE HATH HLD B|EDJC|Edward Jones / CDS|8962
BRK.B|BERKSHIRE HATH HLD B|EDJO|Edward D. Jones & Co., L.P.|177709
BRK.B|BERKSHIRE HATH HLD B|EGAM|CBOE TRADING, INC.|18397
BRK.B|BERKSHIRE HATH HLD B|EGAW|CBOE TRADING, INC.|1014
BRK.B|BERKSHIRE HATH HLD B|EGXM|CBOE TRADING, INC.|4258
BRK.B|BERKSHIRE HATH HLD B|EGXW|CBOE TRADING, INC.|457
BRK.B|BERKSHIRE HATH HLD B|ETBE|Electronic Transaction Clearing, Inc.|4972
BRK.B|BERKSHIRE HATH HLD B|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
BRK.B|BERKSHIRE HATH HLD B|ETCC|Electronic Transaction Clearing, Inc.|310
BRK.B|BERKSHIRE HATH HLD B|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|55
BRK.B|BERKSHIRE HATH HLD B|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1609
BRK.B|BERKSHIRE HATH HLD B|ETRS|E*Trade Securities LLC|564416
BRK.B|BERKSHIRE HATH HLD B|FBSB|U.S. Bancorp Investments, Inc.|2578
BRK.B|BERKSHIRE HATH HLD B|FFSI|Firstrade Securities Inc.|34
BRK.B|BERKSHIRE HATH HLD B|FIDT|Fidelity Clearing Canada ULC./ CDS|1196
BRK.B|BERKSHIRE HATH HLD B|FILL|Tradestation Securities, Inc.|12831
BRK.B|BERKSHIRE HATH HLD B|FINX|FINTECH SECURITIES|4258
BRK.B|BERKSHIRE HATH HLD B|FMAF|NBCN Inc./ CDS|68652
BRK.B|BERKSHIRE HATH HLD B|FMCO|First Manhattan Co|5793
BRK.B|BERKSHIRE HATH HLD B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17507
BRK.B|BERKSHIRE HATH HLD B|FQLS|Quantlab Securities LP|360135
BRK.B|BERKSHIRE HATH HLD B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33239
BRK.B|BERKSHIRE HATH HLD B|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5600
BRK.B|BERKSHIRE HATH HLD B|FTBR|Foliofn Investments, Inc.|10079
BRK.B|BERKSHIRE HATH HLD B|GBMT|GBM International, Inc.|2924
BRK.B|BERKSHIRE HATH HLD B|GEBB|GLOBAL EXECUTION BROKERS, LP|44033
BRK.B|BERKSHIRE HATH HLD B|GLIS|TD Securities Inc|6177
BRK.B|BERKSHIRE HATH HLD B|GLPX|ACS EXECUTION SERVICES, LLC|73530
BRK.B|BERKSHIRE HATH HLD B|GSCO|GOLDMAN SACHS & CO. LLC|6454434
BRK.B|BERKSHIRE HATH HLD B|GSCS|GOLDMAN SACHS & CO. LLC|14102
BRK.B|BERKSHIRE HATH HLD B|GSLT|GOLDMAN SACHS & CO. LLC|34305
BRK.B|BERKSHIRE HATH HLD B|GTSZ|GTS SECURITIES LLC|451722
BRK.B|BERKSHIRE HATH HLD B|HRBF|American Enterprise Investment Services Inc.|66622
BRK.B|BERKSHIRE HATH HLD B|HSBC|HSBC Securities, Inc.|5271
BRK.B|BERKSHIRE HATH HLD B|IATS|INTERACTIVE BROKERS LLC|140302
BRK.B|BERKSHIRE HATH HLD B|IBKR|Interactive Brokers Llc|191543
BRK.B|BERKSHIRE HATH HLD B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6938
BRK.B|BERKSHIRE HATH HLD B|ICBX|INSTINET, LLC|165535
BRK.B|BERKSHIRE HATH HLD B|IEQY|CITADEL SECURITIES LLC|107093
BRK.B|BERKSHIRE HATH HLD B|IESI|ITAU INTERNATIONAL SECURITIES INC.|300
BRK.B|BERKSHIRE HATH HLD B|INCA|INSTINET, LLC|635937
BRK.B|BERKSHIRE HATH HLD B|INJX|INSTINET, LLC|28345
BRK.B|BERKSHIRE HATH HLD B|INTL|INTL FCSTONE FINANCIAL INC.|188
BRK.B|BERKSHIRE HATH HLD B|ITGI|ITG Inc.|342109
BRK.B|BERKSHIRE HATH HLD B|ITGP|ITG INC.|276200
BRK.B|BERKSHIRE HATH HLD B|JANY|Janney Montgomery Scott Inc.|28519
BRK.B|BERKSHIRE HATH HLD B|JEFF|JEFFERIES LLC|145474
BRK.B|BERKSHIRE HATH HLD B|JGUN|Joseph Gunnar & Co.  LLC|300
BRK.B|BERKSHIRE HATH HLD B|JMPT|JUMP TRADING, LLC|78832
BRK.B|BERKSHIRE HATH HLD B|JONE|JonesTrading|69
BRK.B|BERKSHIRE HATH HLD B|JPBX|J.P. MORGAN SECURITIES LLC|162660
BRK.B|BERKSHIRE HATH HLD B|JPMX|J.P. Morgan Securities LLC|948538
BRK.B|BERKSHIRE HATH HLD B|JRCO|Johnson Rice & Company L.L.C.|2000
BRK.B|BERKSHIRE HATH HLD B|JSEB|JANE STREET EXECUTION SERVICES, LLC|5002
BRK.B|BERKSHIRE HATH HLD B|JSJX|JANE STREET CAPITAL LLC|12460
BRK.B|BERKSHIRE HATH HLD B|KCGM|VIRTU Americas LLC|164537
BRK.B|BERKSHIRE HATH HLD B|LEHM|Barclays Capital Inc./Le|2080168
BRK.B|BERKSHIRE HATH HLD B|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|105
BRK.B|BERKSHIRE HATH HLD B|LIME|Lime Brokerage LLC|293388
BRK.B|BERKSHIRE HATH HLD B|LMGP|LIME BROKERAGE LLC|500
BRK.B|BERKSHIRE HATH HLD B|LOOP|Loop Capital Markets LLC|8132
BRK.B|BERKSHIRE HATH HLD B|LQNA|LIQUIDNET, INC.|29300
BRK.B|BERKSHIRE HATH HLD B|LSCI|Lek Securities Corporation|7219
BRK.B|BERKSHIRE HATH HLD B|MACC|Mid Atlantic Capital Corporation|8323
BRK.B|BERKSHIRE HATH HLD B|MACQ|Macquarie Capital (USA) Inc.|300
BRK.B|BERKSHIRE HATH HLD B|MAVB|Great Point Capital LLC|800
BRK.B|BERKSHIRE HATH HLD B|MAXM|Maxim Group LLC|37977
BRK.B|BERKSHIRE HATH HLD B|MBTS|ALLY INVEST SECURITIES LLC|249
BRK.B|BERKSHIRE HATH HLD B|MCBT|Moors & Cabot, Inc.|100
BRK.B|BERKSHIRE HATH HLD B|MCMF|Raymond James Ltd. Cds|3299
BRK.B|BERKSHIRE HATH HLD B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|218264
BRK.B|BERKSHIRE HATH HLD B|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2735
BRK.B|BERKSHIRE HATH HLD B|MOTF|MOTIF INVESTING, INC.|180
BRK.B|BERKSHIRE HATH HLD B|MPSG|E D & F Man Capital Markets Inc.|110
BRK.B|BERKSHIRE HATH HLD B|MSCO|MORGAN STANLEY & CO. LLC|3642803
BRK.B|BERKSHIRE HATH HLD B|MSPL|MORGAN STANLEY & CO. LLC|560900
BRK.B|BERKSHIRE HATH HLD B|MSTX|MORGAN STANLEY & CO. LLC|334600
BRK.B|BERKSHIRE HATH HLD B|NBCS|NBC Securities, INC.|168
BRK.B|BERKSHIRE HATH HLD B|NEUB|NEUBERGER BERMAN BD LLC|7811
BRK.B|BERKSHIRE HATH HLD B|NFSC|National Financial Services LLC|2031509
BRK.B|BERKSHIRE HATH HLD B|NITE|VIRTU Americas LLC|3621098
BRK.B|BERKSHIRE HATH HLD B|NITP|VIRTU Americas LLC|880
BRK.B|BERKSHIRE HATH HLD B|NQRB|Brut, LLC|21317
BRK.B|BERKSHIRE HATH HLD B|NTBF|BMO Nesbitt Burns Inc./CDS|17540
BRK.B|BERKSHIRE HATH HLD B|NTRC|Northern Trust Securities, Inc.|47071
BRK.B|BERKSHIRE HATH HLD B|OHOS|TWO SIGMA SECURITIES, LLC|232312
BRK.B|BERKSHIRE HATH HLD B|OPCO|Oppenheimer & Co. Inc.|21905
BRK.B|BERKSHIRE HATH HLD B|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6696
BRK.B|BERKSHIRE HATH HLD B|PCFF|Pacific International Securities Inc./CDS|114
BRK.B|BERKSHIRE HATH HLD B|PCPT|PHILLIP CAPITAL INC.|6678
BRK.B|BERKSHIRE HATH HLD B|PDQM|CODA MARKETS, INC.|93435
BRK.B|BERKSHIRE HATH HLD B|PHLY|NASDAQ Execution Services, LLC|228472
BRK.B|BERKSHIRE HATH HLD B|PICT|Pictet Overseas Inc.|290
BRK.B|BERKSHIRE HATH HLD B|PIPR|Piper Jaffray & Co.|187
BRK.B|BERKSHIRE HATH HLD B|PREC|PRECISION SECURITIES, LLC|15900
BRK.B|BERKSHIRE HATH HLD B|PWJC|UBS Financial Services, Inc.|13496
BRK.B|BERKSHIRE HATH HLD B|QMSR|QUATTRO M SECURITIES INC.|3276
BRK.B|BERKSHIRE HATH HLD B|RBCM|RBC CAPITAL MARKETS, LLC|87521
BRK.B|BERKSHIRE HATH HLD B|RGLD|Regal Securities, Inc|351
BRK.B|BERKSHIRE HATH HLD B|SAGL|SAGETRADER, LLC|230
BRK.B|BERKSHIRE HATH HLD B|SALI|INTL FCSTONE FINANCIAL INC.|4396
BRK.B|BERKSHIRE HATH HLD B|SBRX|MURIEL SIEBERT & CO INC|1908
BRK.B|BERKSHIRE HATH HLD B|SBSH|Citigroup Global Markets Inc.|486524
BRK.B|BERKSHIRE HATH HLD B|SCMC|Scotia Capital Markets (USA) Inc.|100
BRK.B|BERKSHIRE HATH HLD B|SEIC|SEI Investments Distribution Co.|5940
BRK.B|BERKSHIRE HATH HLD B|SGMT|GOLDMAN SACHS & CO. LLC|270639
BRK.B|BERKSHIRE HATH HLD B|SIBO|Prime Executions, Inc.|216
BRK.B|BERKSHIRE HATH HLD B|SJLS|TRADE INFORMATICS LLC|200
BRK.B|BERKSHIRE HATH HLD B|SOGO|Wang Investment Associates, Inc.|337
BRK.B|BERKSHIRE HATH HLD B|SPDR|SPEEDROUTE LLC|27277
BRK.B|BERKSHIRE HATH HLD B|SPHN|Stephens Inc.|919
BRK.B|BERKSHIRE HATH HLD B|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
BRK.B|BERKSHIRE HATH HLD B|STFL|Stifel, Nicolaus & Company, Incorporated|49421
BRK.B|BERKSHIRE HATH HLD B|STKP|STOCKPILE INVESTMENTS, INC.|2984
BRK.B|BERKSHIRE HATH HLD B|STXG|Stockcross Financial Services, Inc.|312
BRK.B|BERKSHIRE HATH HLD B|SWIM|TD Ameritrade, Inc.|340167
BRK.B|BERKSHIRE HATH HLD B|SWST|Hilltop Securities Inc.|13839
BRK.B|BERKSHIRE HATH HLD B|TAGC|TELSEY ADVISORY GROUP LLC|400
BRK.B|BERKSHIRE HATH HLD B|TKNG|ALLY INVEST SECURITIES LLC|9070
BRK.B|BERKSHIRE HATH HLD B|TRBT|Tradebot Systems, Inc.|196933
BRK.B|BERKSHIRE HATH HLD B|TRCM|TRC MARKETS LLC|194972
BRK.B|BERKSHIRE HATH HLD B|TWTT|TASTYWORKS, INC.|691
BRK.B|BERKSHIRE HATH HLD B|UBSA|UBS SECURITIES LLC|1673141
BRK.B|BERKSHIRE HATH HLD B|UBSS|UBS Securities LLC|1702172
BRK.B|BERKSHIRE HATH HLD B|VALX|VIRTU AMERICAS LLC|84485
BRK.B|BERKSHIRE HATH HLD B|VGRD|Vanguard Marketing Corporation|354777
BRK.B|BERKSHIRE HATH HLD B|VNDM|Wall Street Access|4559
BRK.B|BERKSHIRE HATH HLD B|VSIN|Vision Financial Markets Llc|25
BRK.B|BERKSHIRE HATH HLD B|WABR|Wall Street Access|100
BRK.B|BERKSHIRE HATH HLD B|WBET|Wallachbeth Capital LLC|7965
BRK.B|BERKSHIRE HATH HLD B|WBLR|WILLIAM BLAIR|2304
BRK.B|BERKSHIRE HATH HLD B|WBPX|SUMMIT SECURITIES GROUP, LLC|700
BRK.B|BERKSHIRE HATH HLD B|WCHV|WELLS FARGO SECURITIES, LLC|453430
BRK.B|BERKSHIRE HATH HLD B|WDNX|WEEDEN & CO.L.P.|22158
BRK.B|BERKSHIRE HATH HLD B|WEDB|WEDBUSH SECURITIES INC.|15786
BRK.B|BERKSHIRE HATH HLD B|WEED|Weeden & Co.L.P.|38172
BRK.B|BERKSHIRE HATH HLD B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|483964
BRK.B|BERKSHIRE HATH HLD B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|460357
BRK.B|BERKSHIRE HATH HLD B|WGIF|CIBC World Markets Inc.|11440
BRK.B|BERKSHIRE HATH HLD B|WHOT|JUST2TRADE, INC.|44
BRK.B|BERKSHIRE HATH HLD B|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13572
BRK.B|BERKSHIRE HATH HLD B|WSAG|WALL STREET ACCESS|171
BRK.B|BERKSHIRE HATH HLD B|WSEA|WOLVERINE SECURITIES, LLC|46341
BRK.B|BERKSHIRE HATH HLD B|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|580
BRK.B|BERKSHIRE HATH HLD B|WTFS|JUST2TRADE, INC.|27
BRK.B|BERKSHIRE HATH HLD B|XIST|INSTINET, LLC|137168
BRK.B|BERKSHIRE HATH HLD B|XPQR|Jump Trading|700
BRK.B|BERKSHIRE HATH HLD B|XPUS|XP SECURITIES, LLC|32198
BRK.B|BERKSHIRE HATH HLD B|XSTM|NATIONAL FINANCIAL SERVICES LLC|433480
BRK.B|BERKSHIRE HATH HLD B|YKNA|COMHAR CAPITAL MARKETS, LLC|2156
BRK.B|BERKSHIRE HATH HLD B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9546
BRKL|BROOKLINE BANCORP|ANOS|ABEL/NOSER, L.L.C.|200
BRKL|BROOKLINE BANCORP|APCC|Apex Clearing Corporation|14790
BRKL|BROOKLINE BANCORP|AQUA|AQUA SECURITIES L.P.|23000
BRKL|BROOKLINE BANCORP|BATM|CBOE TRADING, INC.|100
BRKL|BROOKLINE BANCORP|BAYC|BAY CREST PARTNERS, LLC|1533
BRKL|BROOKLINE BANCORP|BBNT|BB&T SECURITIES, LLC|30
BRKL|BROOKLINE BANCORP|BERN|Sanford C. Bernstein & Co., LLC|17700
BRKL|BROOKLINE BANCORP|BIDS|BIDS TRADING L.P.|15000
BRKL|BROOKLINE BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3718
BRKL|BROOKLINE BANCORP|BLKX|INSTINET, LLC|12700
BRKL|BROOKLINE BANCORP|BMOC|BMO Capital Markets Corp.|12287
BRKL|BROOKLINE BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|171
BRKL|BROOKLINE BANCORP|BRVL|BLAYLOCK VAN, LLC|4200
BRKL|BROOKLINE BANCORP|BTIG|BTIG, LLC|2774
BRKL|BROOKLINE BANCORP|BYXM|CBOE TRADING, INC.|298
BRKL|BROOKLINE BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|3451
BRKL|BROOKLINE BANCORP|CANT|Cantor Fitzgerald & Co.|948
BRKL|BROOKLINE BANCORP|CHAS|Charles Schwab & Co., Inc.|753
BRKL|BROOKLINE BANCORP|CMPT|Compass Point Research & Trading, LLC|21796
BRKL|BROOKLINE BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132470
BRKL|BROOKLINE BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
BRKL|BROOKLINE BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|146296
BRKL|BROOKLINE BANCORP|CTDL|Citadel Derivatives Group Llc|24691
BRKL|BROOKLINE BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|51242
BRKL|BROOKLINE BANCORP|DBAB|Deutsche Bank Securities Inc.|211376
BRKL|BROOKLINE BANCORP|DBAX|Deutsche Bank Securities Inc.|98600
BRKL|BROOKLINE BANCORP|DBUL|Deutsche Bank Securities Inc.|1573
BRKL|BROOKLINE BANCORP|DEAN|MORGAN STANLEY|17628
BRKL|BROOKLINE BANCORP|DEGS|RONIN PROFESSIONAL LLC|3472
BRKL|BROOKLINE BANCORP|EBXL|EBX LLC|61600
BRKL|BROOKLINE BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4321
BRKL|BROOKLINE BANCORP|EDJO|Edward D. Jones & Co., L.P.|426
BRKL|BROOKLINE BANCORP|EGAM|CBOE TRADING, INC.|2262
BRKL|BROOKLINE BANCORP|EGXM|CBOE TRADING, INC.|255
BRKL|BROOKLINE BANCORP|ETBE|Electronic Transaction Clearing, Inc.|6308
BRKL|BROOKLINE BANCORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3168
BRKL|BROOKLINE BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14890
BRKL|BROOKLINE BANCORP|ETRS|E*Trade Securities LLC|7004
BRKL|BROOKLINE BANCORP|FBCO|Credit Suisse Securities (USA) LLC|439285
BRKL|BROOKLINE BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|9223
BRKL|BROOKLINE BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
BRKL|BROOKLINE BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59305
BRKL|BROOKLINE BANCORP|FTBR|Foliofn Investments, Inc.|26
BRKL|BROOKLINE BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|26400
BRKL|BROOKLINE BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|1805
BRKL|BROOKLINE BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|540721
BRKL|BROOKLINE BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|5645
BRKL|BROOKLINE BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|700
BRKL|BROOKLINE BANCORP|GTSZ|GTS SECURITIES LLC|43241
BRKL|BROOKLINE BANCORP|GUGS|Guggenheim Securities, LLC|15000
BRKL|BROOKLINE BANCORP|HRBF|American Enterprise Investment Services Inc.|32
BRKL|BROOKLINE BANCORP|IATS|INTERACTIVE BROKERS LLC|20
BRKL|BROOKLINE BANCORP|IBKR|Interactive Brokers Llc|19998
BRKL|BROOKLINE BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
BRKL|BROOKLINE BANCORP|ICBX|INSTINET, LLC|43543
BRKL|BROOKLINE BANCORP|IEQY|CITADEL SECURITIES LLC|15136
BRKL|BROOKLINE BANCORP|INCA|INSTINET, LLC|117980
BRKL|BROOKLINE BANCORP|INJX|INSTINET, LLC|6270
BRKL|BROOKLINE BANCORP|ITGI|ITG Inc.|107755
BRKL|BROOKLINE BANCORP|ITGP|ITG INC.|147600
BRKL|BROOKLINE BANCORP|JEFF|JEFFERIES LLC|88652
BRKL|BROOKLINE BANCORP|JMPT|JUMP TRADING, LLC|1815
BRKL|BROOKLINE BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|7446
BRKL|BROOKLINE BANCORP|JPMX|J.P. Morgan Securities LLC|196885
BRKL|BROOKLINE BANCORP|JSJX|JANE STREET CAPITAL LLC|14498
BRKL|BROOKLINE BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|18159
BRKL|BROOKLINE BANCORP|KCGM|VIRTU Americas LLC|12150
BRKL|BROOKLINE BANCORP|LEHM|Barclays Capital Inc./Le|398607
BRKL|BROOKLINE BANCORP|LIME|Lime Brokerage LLC|192890
BRKL|BROOKLINE BANCORP|LOOP|Loop Capital Markets LLC|1139
BRKL|BROOKLINE BANCORP|MAXM|Maxim Group LLC|9898
BRKL|BROOKLINE BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|145478
BRKL|BROOKLINE BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7013
BRKL|BROOKLINE BANCORP|MSCO|MORGAN STANLEY & CO. LLC|1018845
BRKL|BROOKLINE BANCORP|MSPL|MORGAN STANLEY & CO. LLC|233000
BRKL|BROOKLINE BANCORP|MSTX|MORGAN STANLEY & CO. LLC|38500
BRKL|BROOKLINE BANCORP|NFSC|National Financial Services LLC|70521
BRKL|BROOKLINE BANCORP|NITE|VIRTU Americas LLC|163259
BRKL|BROOKLINE BANCORP|NITP|VIRTU Americas LLC|10733
BRKL|BROOKLINE BANCORP|NQRB|Brut, LLC|1116
BRKL|BROOKLINE BANCORP|NTRC|Northern Trust Securities, Inc.|2789
BRKL|BROOKLINE BANCORP|OPCO|Oppenheimer & Co. Inc.|19071
BRKL|BROOKLINE BANCORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|874
BRKL|BROOKLINE BANCORP|PDQM|CODA MARKETS, INC.|20664
BRKL|BROOKLINE BANCORP|PWJC|UBS Financial Services, Inc.|7043
BRKL|BROOKLINE BANCORP|RAJA|Raymond James & Associates, Inc.|6847
BRKL|BROOKLINE BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|3935
BRKL|BROOKLINE BANCORP|SAGL|SAGETRADER, LLC|93
BRKL|BROOKLINE BANCORP|SAGW|SAGETRADER, LLC|848
BRKL|BROOKLINE BANCORP|SBSH|Citigroup Global Markets Inc.|181162
BRKL|BROOKLINE BANCORP|SDLR|Sandler, O'Neill & Partners, L.P.|15224
BRKL|BROOKLINE BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|68723
BRKL|BROOKLINE BANCORP|SPDR|SPEEDROUTE LLC|3800
BRKL|BROOKLINE BANCORP|SPHN|Stephens Inc.|1
BRKL|BROOKLINE BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
BRKL|BROOKLINE BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|4145
BRKL|BROOKLINE BANCORP|SWIM|TD Ameritrade, Inc.|1186
BRKL|BROOKLINE BANCORP|SWST|Hilltop Securities Inc.|5200
BRKL|BROOKLINE BANCORP|TKNG|ALLY INVEST SECURITIES LLC|84
BRKL|BROOKLINE BANCORP|TRBT|Tradebot Systems, Inc.|15520
BRKL|BROOKLINE BANCORP|TRCM|TRC MARKETS LLC|37412
BRKL|BROOKLINE BANCORP|UBSA|UBS SECURITIES LLC|496890
BRKL|BROOKLINE BANCORP|UBSS|UBS Securities LLC|796910
BRKL|BROOKLINE BANCORP|VALX|VIRTU AMERICAS LLC|76919
BRKL|BROOKLINE BANCORP|VGRD|Vanguard Marketing Corporation|7562
BRKL|BROOKLINE BANCORP|VSIN|Vision Financial Markets Llc|5
BRKL|BROOKLINE BANCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1230
BRKL|BROOKLINE BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|41550
BRKL|BROOKLINE BANCORP|WEED|Weeden & Co.L.P.|1500
BRKL|BROOKLINE BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3138
BRKL|BROOKLINE BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|644
BRKL|BROOKLINE BANCORP|WSEA|WOLVERINE SECURITIES, LLC|612
BRKL|BROOKLINE BANCORP|XIST|INSTINET, LLC|4010
BRKL|BROOKLINE BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|11600
BRKR|BRUKER CORPORATION|ALTX|Alternet Securities Inc.|2400
BRKR|BRUKER CORPORATION|APCC|Apex Clearing Corporation|71
BRKR|BRUKER CORPORATION|BANK|Primevest Financial Services, Inc.|372
BRKR|BRUKER CORPORATION|BARD|Robert W. Baird & Co. Incorporated|15
BRKR|BRUKER CORPORATION|BATM|CBOE TRADING, INC.|5324
BRKR|BRUKER CORPORATION|BBNT|BB&T SECURITIES, LLC|164
BRKR|BRUKER CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|16485
BRKR|BRUKER CORPORATION|BIMI|Banca IMI Securities Corp.|200
BRKR|BRUKER CORPORATION|BKCM|BNY Mellon Capital Markets LLC|2265
BRKR|BRUKER CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1615
BRKR|BRUKER CORPORATION|BMOC|BMO Capital Markets Corp.|564
BRKR|BRUKER CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|387
BRKR|BRUKER CORPORATION|BTIG|BTIG, LLC|583508
BRKR|BRUKER CORPORATION|BYXM|CBOE TRADING, INC.|555
BRKR|BRUKER CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1204
BRKR|BRUKER CORPORATION|CANT|Cantor Fitzgerald & Co.|45
BRKR|BRUKER CORPORATION|CBRA|Cobra Trading, Inc.|200
BRKR|BRUKER CORPORATION|CHAS|Charles Schwab & Co., Inc.|2
BRKR|BRUKER CORPORATION|CIST|Capital Institutional Services, Inc.|5641
BRKR|BRUKER CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37024
BRKR|BRUKER CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6504
BRKR|BRUKER CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1591
BRKR|BRUKER CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|301152
BRKR|BRUKER CORPORATION|CTDL|Citadel Derivatives Group Llc|15510
BRKR|BRUKER CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|27964
BRKR|BRUKER CORPORATION|DBAB|Deutsche Bank Securities Inc.|325923
BRKR|BRUKER CORPORATION|DBAX|Deutsche Bank Securities Inc.|192200
BRKR|BRUKER CORPORATION|DBUL|Deutsche Bank Securities Inc.|895
BRKR|BRUKER CORPORATION|DCHF|Dart Executions, LLC|563
BRKR|BRUKER CORPORATION|DEAN|MORGAN STANLEY|14684
BRKR|BRUKER CORPORATION|DEGS|RONIN PROFESSIONAL LLC|600
BRKR|BRUKER CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|401
BRKR|BRUKER CORPORATION|EBXL|EBX LLC|80000
BRKR|BRUKER CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|27818
BRKR|BRUKER CORPORATION|EGAM|CBOE TRADING, INC.|3944
BRKR|BRUKER CORPORATION|EGAW|CBOE TRADING, INC.|2
BRKR|BRUKER CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|830
BRKR|BRUKER CORPORATION|EGXM|CBOE TRADING, INC.|1243
BRKR|BRUKER CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|9685
BRKR|BRUKER CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|978
BRKR|BRUKER CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7090
BRKR|BRUKER CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8962
BRKR|BRUKER CORPORATION|ETRS|E*Trade Securities LLC|3050
BRKR|BRUKER CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|518559
BRKR|BRUKER CORPORATION|FILL|Tradestation Securities, Inc.|288
BRKR|BRUKER CORPORATION|FMAF|NBCN Inc./ CDS|100
BRKR|BRUKER CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|65246
BRKR|BRUKER CORPORATION|FQLS|Quantlab Securities LP|218226
BRKR|BRUKER CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96634
BRKR|BRUKER CORPORATION|FTBR|Foliofn Investments, Inc.|80
BRKR|BRUKER CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|4874
BRKR|BRUKER CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|4066
BRKR|BRUKER CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1098226
BRKR|BRUKER CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|83027
BRKR|BRUKER CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|8903
BRKR|BRUKER CORPORATION|GTSZ|GTS SECURITIES LLC|54103
BRKR|BRUKER CORPORATION|HRBF|American Enterprise Investment Services Inc.|129
BRKR|BRUKER CORPORATION|HSBC|HSBC Securities, Inc.|447
BRKR|BRUKER CORPORATION|IATS|INTERACTIVE BROKERS LLC|2785
BRKR|BRUKER CORPORATION|IBKR|Interactive Brokers Llc|26427
BRKR|BRUKER CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3607
BRKR|BRUKER CORPORATION|ICBX|INSTINET, LLC|28246
BRKR|BRUKER CORPORATION|INCA|INSTINET, LLC|331277
BRKR|BRUKER CORPORATION|INJX|INSTINET, LLC|53114
BRKR|BRUKER CORPORATION|ITGI|ITG Inc.|36107
BRKR|BRUKER CORPORATION|ITGP|ITG INC.|160800
BRKR|BRUKER CORPORATION|JEFF|JEFFERIES LLC|172927
BRKR|BRUKER CORPORATION|JMPT|JUMP TRADING, LLC|39840
BRKR|BRUKER CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|33004
BRKR|BRUKER CORPORATION|JPMX|J.P. Morgan Securities LLC|343934
BRKR|BRUKER CORPORATION|JSJX|JANE STREET CAPITAL LLC|11214
BRKR|BRUKER CORPORATION|KCGM|VIRTU Americas LLC|35180
BRKR|BRUKER CORPORATION|LEHM|Barclays Capital Inc./Le|689705
BRKR|BRUKER CORPORATION|LIME|Lime Brokerage LLC|130340
BRKR|BRUKER CORPORATION|LOOP|Loop Capital Markets LLC|4194
BRKR|BRUKER CORPORATION|LQNA|LIQUIDNET, INC.|132200
BRKR|BRUKER CORPORATION|LSCI|Lek Securities Corporation|15
BRKR|BRUKER CORPORATION|MACQ|Macquarie Capital (USA) Inc.|1500
BRKR|BRUKER CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87870
BRKR|BRUKER CORPORATION|MOTF|MOTIF INVESTING, INC.|1
BRKR|BRUKER CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1885903
BRKR|BRUKER CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|323500
BRKR|BRUKER CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|126000
BRKR|BRUKER CORPORATION|NFSC|National Financial Services LLC|41065
BRKR|BRUKER CORPORATION|NITE|VIRTU Americas LLC|145236
BRKR|BRUKER CORPORATION|NITP|VIRTU Americas LLC|2200
BRKR|BRUKER CORPORATION|NQRB|Brut, LLC|24064
BRKR|BRUKER CORPORATION|NTRC|Northern Trust Securities, Inc.|664
BRKR|BRUKER CORPORATION|OPCO|Oppenheimer & Co. Inc.|294
BRKR|BRUKER CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|929
BRKR|BRUKER CORPORATION|PCFF|Pacific International Securities Inc./CDS|9
BRKR|BRUKER CORPORATION|PDQM|CODA MARKETS, INC.|34004
BRKR|BRUKER CORPORATION|PWJC|UBS Financial Services, Inc.|34
BRKR|BRUKER CORPORATION|RAJA|Raymond James & Associates, Inc.|243
BRKR|BRUKER CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|1878
BRKR|BRUKER CORPORATION|SAGL|SAGETRADER, LLC|600
BRKR|BRUKER CORPORATION|SAGW|SAGETRADER, LLC|2857
BRKR|BRUKER CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|60
BRKR|BRUKER CORPORATION|SBSH|Citigroup Global Markets Inc.|133988
BRKR|BRUKER CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|86116
BRKR|BRUKER CORPORATION|SPDR|SPEEDROUTE LLC|18400
BRKR|BRUKER CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|989
BRKR|BRUKER CORPORATION|SWIM|TD Ameritrade, Inc.|18082
BRKR|BRUKER CORPORATION|SWST|Hilltop Securities Inc.|26
BRKR|BRUKER CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|1
BRKR|BRUKER CORPORATION|TMBR|Timber Hill LLC|100
BRKR|BRUKER CORPORATION|TRBT|Tradebot Systems, Inc.|167265
BRKR|BRUKER CORPORATION|TRCM|TRC MARKETS LLC|119174
BRKR|BRUKER CORPORATION|UBSA|UBS SECURITIES LLC|275050
BRKR|BRUKER CORPORATION|UBSS|UBS Securities LLC|580599
BRKR|BRUKER CORPORATION|VALX|VIRTU AMERICAS LLC|2950
BRKR|BRUKER CORPORATION|VGRD|Vanguard Marketing Corporation|655
BRKR|BRUKER CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|400
BRKR|BRUKER CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|281150
BRKR|BRUKER CORPORATION|WDNX|WEEDEN & CO.L.P.|544
BRKR|BRUKER CORPORATION|WEED|Weeden & Co.L.P.|2638
BRKR|BRUKER CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|86
BRKR|BRUKER CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2565
BRKR|BRUKER CORPORATION|WGIF|CIBC World Markets Inc.|198
BRKR|BRUKER CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|220
BRKR|BRUKER CORPORATION|XIST|INSTINET, LLC|45726
BRKR|BRUKER CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|6564
BRKR|BRUKER CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|768
BRKR|BRUKER CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2835
BRKS|BROOKS AUTOMATION ##|AGIS|Aegis Capital Corp.|1382
BRKS|BROOKS AUTOMATION ##|ALTX|Alternet Securities Inc.|6900
BRKS|BROOKS AUTOMATION ##|ANOS|ABEL/NOSER, L.L.C.|480
BRKS|BROOKS AUTOMATION ##|APCC|Apex Clearing Corporation|2432
BRKS|BROOKS AUTOMATION ##|BANK|Primevest Financial Services, Inc.|1
BRKS|BROOKS AUTOMATION ##|BARD|Robert W. Baird & Co. Incorporated|486
BRKS|BROOKS AUTOMATION ##|BATM|CBOE TRADING, INC.|3839
BRKS|BROOKS AUTOMATION ##|BAYT|BTIG, LLC|3200
BRKS|BROOKS AUTOMATION ##|BBNT|BB&T SECURITIES, LLC|64
BRKS|BROOKS AUTOMATION ##|BERN|Sanford C. Bernstein & Co., LLC|61063
BRKS|BROOKS AUTOMATION ##|BIMI|Banca IMI Securities Corp.|108
BRKS|BROOKS AUTOMATION ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6465
BRKS|BROOKS AUTOMATION ##|BLKX|INSTINET, LLC|18300
BRKS|BROOKS AUTOMATION ##|BMOC|BMO Capital Markets Corp.|11102
BRKS|BROOKS AUTOMATION ##|BNPX|BNP PARIBAS SECURITIES CORP.|11805
BRKS|BROOKS AUTOMATION ##|BRGE|Newbridge Securities Corp.|250
BRKS|BROOKS AUTOMATION ##|BTIG|BTIG, LLC|76308
BRKS|BROOKS AUTOMATION ##|BYXM|CBOE TRADING, INC.|2318
BRKS|BROOKS AUTOMATION ##|BZYD|GOLDMAN SACHS & CO. LLC|1408
BRKS|BROOKS AUTOMATION ##|CANT|Cantor Fitzgerald & Co.|120
BRKS|BROOKS AUTOMATION ##|CHAS|Charles Schwab & Co., Inc.|467
BRKS|BROOKS AUTOMATION ##|CIST|Capital Institutional Services, Inc.|2062
BRKS|BROOKS AUTOMATION ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|79818
BRKS|BROOKS AUTOMATION ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5082
BRKS|BROOKS AUTOMATION ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|502
BRKS|BROOKS AUTOMATION ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|227358
BRKS|BROOKS AUTOMATION ##|CTDL|Citadel Derivatives Group Llc|38209
BRKS|BROOKS AUTOMATION ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|23096
BRKS|BROOKS AUTOMATION ##|DAVA|Davenport & Company LLC|1102
BRKS|BROOKS AUTOMATION ##|DBAB|Deutsche Bank Securities Inc.|516629
BRKS|BROOKS AUTOMATION ##|DBAX|Deutsche Bank Securities Inc.|115800
BRKS|BROOKS AUTOMATION ##|DBUL|Deutsche Bank Securities Inc.|3260
BRKS|BROOKS AUTOMATION ##|DCHF|Dart Executions, LLC|567
BRKS|BROOKS AUTOMATION ##|DEAN|MORGAN STANLEY|7299
BRKS|BROOKS AUTOMATION ##|DEGS|RONIN PROFESSIONAL LLC|20042
BRKS|BROOKS AUTOMATION ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|75
BRKS|BROOKS AUTOMATION ##|EBXL|EBX LLC|120900
BRKS|BROOKS AUTOMATION ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|15075
BRKS|BROOKS AUTOMATION ##|EDJO|Edward D. Jones & Co., L.P.|13524
BRKS|BROOKS AUTOMATION ##|EGAM|CBOE TRADING, INC.|8661
BRKS|BROOKS AUTOMATION ##|EGMT|EG MARKET TECHNOLOGIES LLC|200
BRKS|BROOKS AUTOMATION ##|EGXM|CBOE TRADING, INC.|4137
BRKS|BROOKS AUTOMATION ##|ETBE|Electronic Transaction Clearing, Inc.|28722
BRKS|BROOKS AUTOMATION ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3906
BRKS|BROOKS AUTOMATION ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16096
BRKS|BROOKS AUTOMATION ##|ETRS|E*Trade Securities LLC|161225
BRKS|BROOKS AUTOMATION ##|FBCO|Credit Suisse Securities (USA) LLC|568320
BRKS|BROOKS AUTOMATION ##|FBSB|U.S. Bancorp Investments, Inc.|7
BRKS|BROOKS AUTOMATION ##|FILL|Tradestation Securities, Inc.|17359
BRKS|BROOKS AUTOMATION ##|FMAF|NBCN Inc./ CDS|524
BRKS|BROOKS AUTOMATION ##|FOMA|TD AMERITRADE CLEARING, INC.|303328
BRKS|BROOKS AUTOMATION ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5230
BRKS|BROOKS AUTOMATION ##|FQLS|Quantlab Securities LP|311685
BRKS|BROOKS AUTOMATION ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|135870
BRKS|BROOKS AUTOMATION ##|FTBR|Foliofn Investments, Inc.|3761
BRKS|BROOKS AUTOMATION ##|GEBB|GLOBAL EXECUTION BROKERS, LP|31803
BRKS|BROOKS AUTOMATION ##|GLPX|ACS EXECUTION SERVICES, LLC|5833
BRKS|BROOKS AUTOMATION ##|GSCO|GOLDMAN SACHS & CO. LLC|2313773
BRKS|BROOKS AUTOMATION ##|GSCS|GOLDMAN SACHS & CO. LLC|59237
BRKS|BROOKS AUTOMATION ##|GSLT|GOLDMAN SACHS & CO. LLC|3048
BRKS|BROOKS AUTOMATION ##|GTSZ|GTS SECURITIES LLC|104502
BRKS|BROOKS AUTOMATION ##|HRBF|American Enterprise Investment Services Inc.|3622
BRKS|BROOKS AUTOMATION ##|HSBC|HSBC Securities, Inc.|139
BRKS|BROOKS AUTOMATION ##|IATS|INTERACTIVE BROKERS LLC|28546
BRKS|BROOKS AUTOMATION ##|IBKR|Interactive Brokers Llc|146635
BRKS|BROOKS AUTOMATION ##|ICBX|INSTINET, LLC|40670
BRKS|BROOKS AUTOMATION ##|IEQY|CITADEL SECURITIES LLC|66216
BRKS|BROOKS AUTOMATION ##|INCA|INSTINET, LLC|346637
BRKS|BROOKS AUTOMATION ##|INJX|INSTINET, LLC|58760
BRKS|BROOKS AUTOMATION ##|ITGI|ITG Inc.|96037
BRKS|BROOKS AUTOMATION ##|ITGP|ITG INC.|135000
BRKS|BROOKS AUTOMATION ##|JANY|Janney Montgomery Scott Inc.|8789
BRKS|BROOKS AUTOMATION ##|JEFF|JEFFERIES LLC|337017
BRKS|BROOKS AUTOMATION ##|JMPT|JUMP TRADING, LLC|60619
BRKS|BROOKS AUTOMATION ##|JONE|JonesTrading|161
BRKS|BROOKS AUTOMATION ##|JPBX|J.P. MORGAN SECURITIES LLC|54401
BRKS|BROOKS AUTOMATION ##|JPMX|J.P. Morgan Securities LLC|186609
BRKS|BROOKS AUTOMATION ##|JSJX|JANE STREET CAPITAL LLC|4661
BRKS|BROOKS AUTOMATION ##|KCGM|VIRTU Americas LLC|44082
BRKS|BROOKS AUTOMATION ##|LEHM|Barclays Capital Inc./Le|551541
BRKS|BROOKS AUTOMATION ##|LGNT|COR CLEARING LLC|1
BRKS|BROOKS AUTOMATION ##|LIME|Lime Brokerage LLC|289455
BRKS|BROOKS AUTOMATION ##|LMGP|LIME BROKERAGE LLC|13077
BRKS|BROOKS AUTOMATION ##|LOOP|Loop Capital Markets LLC|7013
BRKS|BROOKS AUTOMATION ##|LSCI|Lek Securities Corporation|4117
BRKS|BROOKS AUTOMATION ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
BRKS|BROOKS AUTOMATION ##|MACC|Mid Atlantic Capital Corporation|220
BRKS|BROOKS AUTOMATION ##|MAVB|Great Point Capital LLC|500
BRKS|BROOKS AUTOMATION ##|MAXM|Maxim Group LLC|16899
BRKS|BROOKS AUTOMATION ##|MBTS|ALLY INVEST SECURITIES LLC|900
BRKS|BROOKS AUTOMATION ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72788
BRKS|BROOKS AUTOMATION ##|MOTF|MOTIF INVESTING, INC.|34
BRKS|BROOKS AUTOMATION ##|MSCO|MORGAN STANLEY & CO. LLC|2519337
BRKS|BROOKS AUTOMATION ##|MSPL|MORGAN STANLEY & CO. LLC|339700
BRKS|BROOKS AUTOMATION ##|MSTX|MORGAN STANLEY & CO. LLC|124700
BRKS|BROOKS AUTOMATION ##|NEED|Needham & Company, LLC|3299
BRKS|BROOKS AUTOMATION ##|NFSC|National Financial Services LLC|476348
BRKS|BROOKS AUTOMATION ##|NITE|VIRTU Americas LLC|744482
BRKS|BROOKS AUTOMATION ##|NITP|VIRTU Americas LLC|2400
BRKS|BROOKS AUTOMATION ##|NQRB|Brut, LLC|17108
BRKS|BROOKS AUTOMATION ##|NTFN|Network 1 Financial Securities Inc.|700
BRKS|BROOKS AUTOMATION ##|NTRC|Northern Trust Securities, Inc.|743
BRKS|BROOKS AUTOMATION ##|OPCO|Oppenheimer & Co. Inc.|23464
BRKS|BROOKS AUTOMATION ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2525
BRKS|BROOKS AUTOMATION ##|PDQM|CODA MARKETS, INC.|28619
BRKS|BROOKS AUTOMATION ##|PHLY|NASDAQ Execution Services, LLC|400
BRKS|BROOKS AUTOMATION ##|PIPR|Piper Jaffray & Co.|314
BRKS|BROOKS AUTOMATION ##|PWJC|UBS Financial Services, Inc.|1200
BRKS|BROOKS AUTOMATION ##|RAJA|Raymond James & Associates, Inc.|32350
BRKS|BROOKS AUTOMATION ##|RBCM|RBC CAPITAL MARKETS, LLC|18226
BRKS|BROOKS AUTOMATION ##|RGLD|Regal Securities, Inc|240
BRKS|BROOKS AUTOMATION ##|RILY|B. RILEY FBR, INC.|300
BRKS|BROOKS AUTOMATION ##|SAGL|SAGETRADER, LLC|13568
BRKS|BROOKS AUTOMATION ##|SALI|INTL FCSTONE FINANCIAL INC.|7060
BRKS|BROOKS AUTOMATION ##|SBSH|Citigroup Global Markets Inc.|714702
BRKS|BROOKS AUTOMATION ##|SEIC|SEI Investments Distribution Co.|225
BRKS|BROOKS AUTOMATION ##|SGMT|GOLDMAN SACHS & CO. LLC|100070
BRKS|BROOKS AUTOMATION ##|SPDR|SPEEDROUTE LLC|4402
BRKS|BROOKS AUTOMATION ##|SPHN|Stephens Inc.|17887
BRKS|BROOKS AUTOMATION ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
BRKS|BROOKS AUTOMATION ##|STFL|Stifel, Nicolaus & Company, Incorporated|69976
BRKS|BROOKS AUTOMATION ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
BRKS|BROOKS AUTOMATION ##|SWIM|TD Ameritrade, Inc.|118231
BRKS|BROOKS AUTOMATION ##|SWST|Hilltop Securities Inc.|6576
BRKS|BROOKS AUTOMATION ##|TKNG|ALLY INVEST SECURITIES LLC|8749
BRKS|BROOKS AUTOMATION ##|TRBT|Tradebot Systems, Inc.|253895
BRKS|BROOKS AUTOMATION ##|TRCM|TRC MARKETS LLC|210680
BRKS|BROOKS AUTOMATION ##|TWTT|TASTYWORKS, INC.|800
BRKS|BROOKS AUTOMATION ##|UBSA|UBS SECURITIES LLC|354486
BRKS|BROOKS AUTOMATION ##|UBSS|UBS Securities LLC|885130
BRKS|BROOKS AUTOMATION ##|VALX|VIRTU AMERICAS LLC|10636
BRKS|BROOKS AUTOMATION ##|VGRD|Vanguard Marketing Corporation|16857
BRKS|BROOKS AUTOMATION ##|WABR|Wall Street Access|500
BRKS|BROOKS AUTOMATION ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
BRKS|BROOKS AUTOMATION ##|WCHV|WELLS FARGO SECURITIES, LLC|65631
BRKS|BROOKS AUTOMATION ##|WEDB|WEDBUSH SECURITIES INC.|675
BRKS|BROOKS AUTOMATION ##|WEED|Weeden & Co.L.P.|7308
BRKS|BROOKS AUTOMATION ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12940
BRKS|BROOKS AUTOMATION ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18114
BRKS|BROOKS AUTOMATION ##|WGIF|CIBC World Markets Inc.|707
BRKS|BROOKS AUTOMATION ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138
BRKS|BROOKS AUTOMATION ##|WSEA|WOLVERINE SECURITIES, LLC|5580
BRKS|BROOKS AUTOMATION ##|XIST|INSTINET, LLC|77530
BRKS|BROOKS AUTOMATION ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|51922
BRKS|BROOKS AUTOMATION ##|YKNA|COMHAR CAPITAL MARKETS, LLC|497
BRKS|BROOKS AUTOMATION ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5016
BRN|BARNWELL INDS|ALTX|Alternet Securities Inc.|500
BRN|BARNWELL INDS|APCC|Apex Clearing Corporation|7180
BRN|BARNWELL INDS|BYXM|CBOE TRADING, INC.|200
BRN|BARNWELL INDS|CHAS|Charles Schwab & Co., Inc.|1300
BRN|BARNWELL INDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2300
BRN|BARNWELL INDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|750
BRN|BARNWELL INDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1932
BRN|BARNWELL INDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2122
BRN|BARNWELL INDS|DBAX|Deutsche Bank Securities Inc.|1100
BRN|BARNWELL INDS|DEAN|MORGAN STANLEY|4747
BRN|BARNWELL INDS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
BRN|BARNWELL INDS|EBXL|EBX LLC|700
BRN|BARNWELL INDS|EGAM|CBOE TRADING, INC.|1700
BRN|BARNWELL INDS|EGXM|CBOE TRADING, INC.|1225
BRN|BARNWELL INDS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|7800
BRN|BARNWELL INDS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2400
BRN|BARNWELL INDS|ETRS|E*Trade Securities LLC|93770
BRN|BARNWELL INDS|FILL|Tradestation Securities, Inc.|500
BRN|BARNWELL INDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
BRN|BARNWELL INDS|GLPX|ACS EXECUTION SERVICES, LLC|6326
BRN|BARNWELL INDS|GSCO|GOLDMAN SACHS & CO. LLC|95
BRN|BARNWELL INDS|GTSZ|GTS SECURITIES LLC|898
BRN|BARNWELL INDS|IATS|INTERACTIVE BROKERS LLC|4860
BRN|BARNWELL INDS|IBKR|Interactive Brokers Llc|7096
BRN|BARNWELL INDS|ICBX|INSTINET, LLC|100
BRN|BARNWELL INDS|INCA|INSTINET, LLC|1941
BRN|BARNWELL INDS|INJX|INSTINET, LLC|300
BRN|BARNWELL INDS|ITGI|ITG Inc.|4128
BRN|BARNWELL INDS|ITGP|ITG INC.|4400
BRN|BARNWELL INDS|JEFF|JEFFERIES LLC|300
BRN|BARNWELL INDS|JPMX|J.P. Morgan Securities LLC|1200
BRN|BARNWELL INDS|KCGM|VIRTU Americas LLC|400
BRN|BARNWELL INDS|LEHM|Barclays Capital Inc./Le|12625
BRN|BARNWELL INDS|LIME|Lime Brokerage LLC|1466
BRN|BARNWELL INDS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
BRN|BARNWELL INDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BRN|BARNWELL INDS|MSCO|MORGAN STANLEY & CO. LLC|5372
BRN|BARNWELL INDS|NFSC|National Financial Services LLC|57007
BRN|BARNWELL INDS|NITE|VIRTU Americas LLC|126548
BRN|BARNWELL INDS|NQRB|Brut, LLC|2145
BRN|BARNWELL INDS|PDQM|CODA MARKETS, INC.|6916
BRN|BARNWELL INDS|SAGL|SAGETRADER, LLC|872
BRN|BARNWELL INDS|SGMT|GOLDMAN SACHS & CO. LLC|600
BRN|BARNWELL INDS|SPDR|SPEEDROUTE LLC|3640
BRN|BARNWELL INDS|SWIM|TD Ameritrade, Inc.|54013
BRN|BARNWELL INDS|SWST|Hilltop Securities Inc.|700
BRN|BARNWELL INDS|TKNG|ALLY INVEST SECURITIES LLC|6598
BRN|BARNWELL INDS|UBSA|UBS SECURITIES LLC|4574
BRN|BARNWELL INDS|UBSS|UBS Securities LLC|1306
BRN|BARNWELL INDS|VALX|VIRTU AMERICAS LLC|1000
BRN|BARNWELL INDS|VGRD|Vanguard Marketing Corporation|1974
BRN|BARNWELL INDS|WCHV|WELLS FARGO SECURITIES, LLC|1472
BRN|BARNWELL INDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|263
BRN|BARNWELL INDS|WGIF|CIBC World Markets Inc.|3000
BRN|BARNWELL INDS|WSEA|WOLVERINE SECURITIES, LLC|4370
BRN|BARNWELL INDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BRN|BARNWELL INDS|YKNA|COMHAR CAPITAL MARKETS, LLC|476
BRN|BARNWELL INDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1600
BRO|BROWN & BROWN INC|ABLE|NATIXIS Securities Americas LLC|53900
BRO|BROWN & BROWN INC|ADAM|CANACCORD GENUITY INC.|17207
BRO|BROWN & BROWN INC|ALTX|Alternet Securities Inc.|5700
BRO|BROWN & BROWN INC|APCC|Apex Clearing Corporation|62
BRO|BROWN & BROWN INC|BARD|Robert W. Baird & Co. Incorporated|1061
BRO|BROWN & BROWN INC|BATM|CBOE TRADING, INC.|3228
BRO|BROWN & BROWN INC|BBNT|BB&T SECURITIES, LLC|45
BRO|BROWN & BROWN INC|BERN|Sanford C. Bernstein & Co., LLC|5517
BRO|BROWN & BROWN INC|BKCM|BNY Mellon Capital Markets LLC|50731
BRO|BROWN & BROWN INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8178
BRO|BROWN & BROWN INC|BNPX|BNP PARIBAS SECURITIES CORP.|29825
BRO|BROWN & BROWN INC|BRVL|BLAYLOCK VAN, LLC|400
BRO|BROWN & BROWN INC|BTIG|BTIG, LLC|17406
BRO|BROWN & BROWN INC|BYXM|CBOE TRADING, INC.|1077
BRO|BROWN & BROWN INC|BZYD|GOLDMAN SACHS & CO. LLC|1571
BRO|BROWN & BROWN INC|CANT|Cantor Fitzgerald & Co.|67
BRO|BROWN & BROWN INC|CHAS|Charles Schwab & Co., Inc.|2
BRO|BROWN & BROWN INC|CLSA|CLSA AMERICAS, LLC|400
BRO|BROWN & BROWN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|266699
BRO|BROWN & BROWN INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1518
BRO|BROWN & BROWN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|260177
BRO|BROWN & BROWN INC|CTDL|Citadel Derivatives Group Llc|2518
BRO|BROWN & BROWN INC|CTLR|CUTLER GROUP, LP|1200
BRO|BROWN & BROWN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|70272
BRO|BROWN & BROWN INC|DADA|D.A. Davidson & Co.|35
BRO|BROWN & BROWN INC|DBAB|Deutsche Bank Securities Inc.|332055
BRO|BROWN & BROWN INC|DBAX|Deutsche Bank Securities Inc.|230200
BRO|BROWN & BROWN INC|DBUL|Deutsche Bank Securities Inc.|700
BRO|BROWN & BROWN INC|DEAN|MORGAN STANLEY|3425
BRO|BROWN & BROWN INC|DEGS|RONIN PROFESSIONAL LLC|100
BRO|BROWN & BROWN INC|EBXL|EBX LLC|172500
BRO|BROWN & BROWN INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|12550
BRO|BROWN & BROWN INC|EDJO|Edward D. Jones & Co., L.P.|1259
BRO|BROWN & BROWN INC|EGAM|CBOE TRADING, INC.|12437
BRO|BROWN & BROWN INC|EGAW|CBOE TRADING, INC.|169
BRO|BROWN & BROWN INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
BRO|BROWN & BROWN INC|EGXM|CBOE TRADING, INC.|300
BRO|BROWN & BROWN INC|EGXW|CBOE TRADING, INC.|82
BRO|BROWN & BROWN INC|ETBE|Electronic Transaction Clearing, Inc.|2254
BRO|BROWN & BROWN INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
BRO|BROWN & BROWN INC|ETCC|Electronic Transaction Clearing, Inc.|468
BRO|BROWN & BROWN INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2610
BRO|BROWN & BROWN INC|ETRS|E*Trade Securities LLC|23526
BRO|BROWN & BROWN INC|FBSB|U.S. Bancorp Investments, Inc.|120
BRO|BROWN & BROWN INC|FILL|Tradestation Securities, Inc.|350
BRO|BROWN & BROWN INC|FMAF|NBCN Inc./ CDS|1096
BRO|BROWN & BROWN INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4441
BRO|BROWN & BROWN INC|FQLS|Quantlab Securities LP|129286
BRO|BROWN & BROWN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87536
BRO|BROWN & BROWN INC|FTBR|Foliofn Investments, Inc.|2749
BRO|BROWN & BROWN INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
BRO|BROWN & BROWN INC|GLPX|ACS EXECUTION SERVICES, LLC|38891
BRO|BROWN & BROWN INC|GSCO|GOLDMAN SACHS & CO. LLC|702557
BRO|BROWN & BROWN INC|GSLT|GOLDMAN SACHS & CO. LLC|6073
BRO|BROWN & BROWN INC|GTSZ|GTS SECURITIES LLC|54489
BRO|BROWN & BROWN INC|HRBF|American Enterprise Investment Services Inc.|2616
BRO|BROWN & BROWN INC|HSBC|HSBC Securities, Inc.|700
BRO|BROWN & BROWN INC|IATS|INTERACTIVE BROKERS LLC|2912
BRO|BROWN & BROWN INC|IBKR|Interactive Brokers Llc|10430
BRO|BROWN & BROWN INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|715
BRO|BROWN & BROWN INC|ICBX|INSTINET, LLC|30506
BRO|BROWN & BROWN INC|IEQY|CITADEL SECURITIES LLC|54943
BRO|BROWN & BROWN INC|INCA|INSTINET, LLC|177948
BRO|BROWN & BROWN INC|INJX|INSTINET, LLC|1394
BRO|BROWN & BROWN INC|ITGI|ITG Inc.|166915
BRO|BROWN & BROWN INC|ITGP|ITG INC.|194600
BRO|BROWN & BROWN INC|JANY|Janney Montgomery Scott Inc.|728
BRO|BROWN & BROWN INC|JEFF|JEFFERIES LLC|156110
BRO|BROWN & BROWN INC|JMPT|JUMP TRADING, LLC|40974
BRO|BROWN & BROWN INC|JONE|JonesTrading|66129
BRO|BROWN & BROWN INC|JPBX|J.P. MORGAN SECURITIES LLC|141563
BRO|BROWN & BROWN INC|JPMX|J.P. Morgan Securities LLC|510319
BRO|BROWN & BROWN INC|JSJX|JANE STREET CAPITAL LLC|9664
BRO|BROWN & BROWN INC|JUTA|JUMP TRADING, LLC|1400
BRO|BROWN & BROWN INC|KBWI|Keefe, Bruyette & Woods, Inc.|380084
BRO|BROWN & BROWN INC|KCGM|VIRTU Americas LLC|40285
BRO|BROWN & BROWN INC|KRSH|Kershner Securities, LLC|1565
BRO|BROWN & BROWN INC|LEHM|Barclays Capital Inc./Le|594576
BRO|BROWN & BROWN INC|LIME|Lime Brokerage LLC|14949
BRO|BROWN & BROWN INC|LOOP|Loop Capital Markets LLC|2464
BRO|BROWN & BROWN INC|LQNA|LIQUIDNET, INC.|147000
BRO|BROWN & BROWN INC|LSCI|Lek Securities Corporation|50
BRO|BROWN & BROWN INC|MACQ|Macquarie Capital (USA) Inc.|2048
BRO|BROWN & BROWN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|162223
BRO|BROWN & BROWN INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
BRO|BROWN & BROWN INC|MOTF|MOTIF INVESTING, INC.|1
BRO|BROWN & BROWN INC|MSCO|MORGAN STANLEY & CO. LLC|765366
BRO|BROWN & BROWN INC|MSPL|MORGAN STANLEY & CO. LLC|238900
BRO|BROWN & BROWN INC|MSTX|MORGAN STANLEY & CO. LLC|127400
BRO|BROWN & BROWN INC|NFSC|National Financial Services LLC|76751
BRO|BROWN & BROWN INC|NITE|VIRTU Americas LLC|194624
BRO|BROWN & BROWN INC|NITP|VIRTU Americas LLC|1143
BRO|BROWN & BROWN INC|NQRB|Brut, LLC|9392
BRO|BROWN & BROWN INC|NTRC|Northern Trust Securities, Inc.|2412
BRO|BROWN & BROWN INC|OPCO|Oppenheimer & Co. Inc.|100
BRO|BROWN & BROWN INC|PDQM|CODA MARKETS, INC.|37705
BRO|BROWN & BROWN INC|PICT|Pictet Overseas Inc.|1021
BRO|BROWN & BROWN INC|PWJC|UBS Financial Services, Inc.|134
BRO|BROWN & BROWN INC|RBCM|RBC CAPITAL MARKETS, LLC|4289
BRO|BROWN & BROWN INC|SAGL|SAGETRADER, LLC|2797
BRO|BROWN & BROWN INC|SAGW|SAGETRADER, LLC|300
BRO|BROWN & BROWN INC|SBRX|MURIEL SIEBERT & CO INC|30
BRO|BROWN & BROWN INC|SBSH|Citigroup Global Markets Inc.|113765
BRO|BROWN & BROWN INC|SGMT|GOLDMAN SACHS & CO. LLC|87398
BRO|BROWN & BROWN INC|SPDR|SPEEDROUTE LLC|15739
BRO|BROWN & BROWN INC|SPHN|Stephens Inc.|21071
BRO|BROWN & BROWN INC|STFL|Stifel, Nicolaus & Company, Incorporated|52811
BRO|BROWN & BROWN INC|STKP|STOCKPILE INVESTMENTS, INC.|12
BRO|BROWN & BROWN INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4934
BRO|BROWN & BROWN INC|SWIM|TD Ameritrade, Inc.|1386
BRO|BROWN & BROWN INC|SWST|Hilltop Securities Inc.|1991
BRO|BROWN & BROWN INC|TKNG|ALLY INVEST SECURITIES LLC|8061
BRO|BROWN & BROWN INC|TOUR|TOURMALINE PARTNERS, LLC|200
BRO|BROWN & BROWN INC|TRBT|Tradebot Systems, Inc.|102973
BRO|BROWN & BROWN INC|TRCM|TRC MARKETS LLC|48986
BRO|BROWN & BROWN INC|UBSA|UBS SECURITIES LLC|448932
BRO|BROWN & BROWN INC|UBSS|UBS Securities LLC|399246
BRO|BROWN & BROWN INC|VALX|VIRTU AMERICAS LLC|17215
BRO|BROWN & BROWN INC|VGRD|Vanguard Marketing Corporation|650
BRO|BROWN & BROWN INC|VNDS|VANDHAM SECURITIES CORP|2400
BRO|BROWN & BROWN INC|WBPX|SUMMIT SECURITIES GROUP, LLC|8486
BRO|BROWN & BROWN INC|WCHV|WELLS FARGO SECURITIES, LLC|237111
BRO|BROWN & BROWN INC|WDNX|WEEDEN & CO.L.P.|4652
BRO|BROWN & BROWN INC|WEDB|WEDBUSH SECURITIES INC.|2143
BRO|BROWN & BROWN INC|WEED|Weeden & Co.L.P.|2137
BRO|BROWN & BROWN INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1129
BRO|BROWN & BROWN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15840
BRO|BROWN & BROWN INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|202
BRO|BROWN & BROWN INC|WSAG|WALL STREET ACCESS|480
BRO|BROWN & BROWN INC|WSEA|WOLVERINE SECURITIES, LLC|6248
BRO|BROWN & BROWN INC|XIST|INSTINET, LLC|175378
BRO|BROWN & BROWN INC|XPQR|Jump Trading|400
BRO|BROWN & BROWN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11786
BRO|BROWN & BROWN INC|YKNA|COMHAR CAPITAL MARKETS, LLC|900
BRO|BROWN & BROWN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|757
BRPA|BIG ROCK PARTNERS CM|BATM|CBOE TRADING, INC.|800
BRPA|BIG ROCK PARTNERS CM|LIME|Lime Brokerage LLC|605
BRPA|BIG ROCK PARTNERS CM|MSCO|MORGAN STANLEY & CO. LLC|515
BRPA|BIG ROCK PARTNERS CM|NITE|VIRTU Americas LLC|1038
BRPA|BIG ROCK PARTNERS CM|RBCM|RBC CAPITAL MARKETS, LLC|200
BRPA|BIG ROCK PARTNERS CM|UBSS|UBS Securities LLC|1175
BRPA|BIG ROCK PARTNERS CM|WFPB|Wells Fargo Securities, LLC.|538
BRPAR|BIG ROCK PARTNERS RT|FBCO|Credit Suisse Securities (USA) LLC|24700
BRPAR|BIG ROCK PARTNERS RT|FOMA|TD AMERITRADE CLEARING, INC.|5000
BRPAR|BIG ROCK PARTNERS RT|IBKR|Interactive Brokers Llc|8000
BRPAR|BIG ROCK PARTNERS RT|ICBX|INSTINET, LLC|2200
BRPAR|BIG ROCK PARTNERS RT|INCA|INSTINET, LLC|2300
BRPAR|BIG ROCK PARTNERS RT|ITGP|ITG INC.|400
BRPAR|BIG ROCK PARTNERS RT|LEHM|Barclays Capital Inc./Le|4800
BRPAR|BIG ROCK PARTNERS RT|LIME|Lime Brokerage LLC|300
BRPAR|BIG ROCK PARTNERS RT|NFSC|National Financial Services LLC|3200
BRPAR|BIG ROCK PARTNERS RT|NITE|VIRTU Americas LLC|7238
BRPAR|BIG ROCK PARTNERS RT|RBCM|RBC CAPITAL MARKETS, LLC|4100
BRPAR|BIG ROCK PARTNERS RT|SGMT|GOLDMAN SACHS & CO. LLC|5800
BRPAR|BIG ROCK PARTNERS RT|UBSA|UBS SECURITIES LLC|200
BRPAR|BIG ROCK PARTNERS RT|UBSS|UBS Securities LLC|1000
BRPAR|BIG ROCK PARTNERS RT|WFPB|Wells Fargo Securities, LLC.|1738
BRPAU|BIG ROCK PARTNERS UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52
BRPAU|BIG ROCK PARTNERS UT|ETRS|E*Trade Securities LLC|212
BRPAU|BIG ROCK PARTNERS UT|IBKR|Interactive Brokers Llc|152
BRPAU|BIG ROCK PARTNERS UT|NITE|VIRTU Americas LLC|101
BRPAU|BIG ROCK PARTNERS UT|TDSI|TD Securities (USA) LLC|16000
BRPAU|BIG ROCK PARTNERS UT|UBSS|UBS Securities LLC|81
BRPAW|BIG ROCK PARTNERS WT|IBKR|Interactive Brokers Llc|26400
BRPAW|BIG ROCK PARTNERS WT|INCA|INSTINET, LLC|9962
BRPAW|BIG ROCK PARTNERS WT|NFSC|National Financial Services LLC|1100
BRPAW|BIG ROCK PARTNERS WT|NITE|VIRTU Americas LLC|1400
BRPAW|BIG ROCK PARTNERS WT|WFPB|Wells Fargo Securities, LLC.|1400
BRQS|BORQS TECH ORD SHS|BATM|CBOE TRADING, INC.|1400
BRQS|BORQS TECH ORD SHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BRQS|BORQS TECH ORD SHS|DBAB|Deutsche Bank Securities Inc.|300
BRQS|BORQS TECH ORD SHS|FBCO|Credit Suisse Securities (USA) LLC|3400
BRQS|BORQS TECH ORD SHS|FOMA|TD AMERITRADE CLEARING, INC.|2850
BRQS|BORQS TECH ORD SHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
BRQS|BORQS TECH ORD SHS|IBKR|Interactive Brokers Llc|8637
BRQS|BORQS TECH ORD SHS|INCA|INSTINET, LLC|750
BRQS|BORQS TECH ORD SHS|LIME|Lime Brokerage LLC|1168
BRQS|BORQS TECH ORD SHS|MSCO|MORGAN STANLEY & CO. LLC|7991
BRQS|BORQS TECH ORD SHS|NFSC|National Financial Services LLC|542
BRQS|BORQS TECH ORD SHS|NITE|VIRTU Americas LLC|3273
BRQS|BORQS TECH ORD SHS|SWIM|TD Ameritrade, Inc.|3832
BRQS|BORQS TECH ORD SHS|UBSS|UBS Securities LLC|579
BRQS|BORQS TECH ORD SHS|WEDB|WEDBUSH SECURITIES INC.|14442
BRQS|BORQS TECH ORD SHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|500
BRS|BRISTOW GROUP INC|ALTX|Alternet Securities Inc.|10118
BRS|BRISTOW GROUP INC|APCC|Apex Clearing Corporation|35
BRS|BRISTOW GROUP INC|BARD|Robert W. Baird & Co. Incorporated|40000
BRS|BRISTOW GROUP INC|BATM|CBOE TRADING, INC.|8772
BRS|BRISTOW GROUP INC|BAYC|BAY CREST PARTNERS, LLC|3816
BRS|BRISTOW GROUP INC|BAYT|BTIG, LLC|2300
BRS|BRISTOW GROUP INC|BBNT|BB&T SECURITIES, LLC|5
BRS|BRISTOW GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|22887
BRS|BRISTOW GROUP INC|BIDS|BIDS TRADING L.P.|600
BRS|BRISTOW GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4507
BRS|BRISTOW GROUP INC|BLKX|INSTINET, LLC|24400
BRS|BRISTOW GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|7757
BRS|BRISTOW GROUP INC|BRVL|BLAYLOCK VAN, LLC|100
BRS|BRISTOW GROUP INC|BTIG|BTIG, LLC|200
BRS|BRISTOW GROUP INC|BYXM|CBOE TRADING, INC.|2407
BRS|BRISTOW GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|1900
BRS|BRISTOW GROUP INC|CANT|Cantor Fitzgerald & Co.|600
BRS|BRISTOW GROUP INC|CHAS|Charles Schwab & Co., Inc.|3257
BRS|BRISTOW GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44081
BRS|BRISTOW GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2400
BRS|BRISTOW GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|269232
BRS|BRISTOW GROUP INC|CTDL|Citadel Derivatives Group Llc|1449
BRS|BRISTOW GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|34654
BRS|BRISTOW GROUP INC|DBAB|Deutsche Bank Securities Inc.|109891
BRS|BRISTOW GROUP INC|DBAX|Deutsche Bank Securities Inc.|229200
BRS|BRISTOW GROUP INC|DBUL|Deutsche Bank Securities Inc.|1270
BRS|BRISTOW GROUP INC|DEAN|MORGAN STANLEY|742
BRS|BRISTOW GROUP INC|DEGS|RONIN PROFESSIONAL LLC|11760
BRS|BRISTOW GROUP INC|EBXL|EBX LLC|140400
BRS|BRISTOW GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|17719
BRS|BRISTOW GROUP INC|EDJC|Edward Jones / CDS|1775
BRS|BRISTOW GROUP INC|EDJO|Edward D. Jones & Co., L.P.|2157
BRS|BRISTOW GROUP INC|EGAM|CBOE TRADING, INC.|21117
BRS|BRISTOW GROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
BRS|BRISTOW GROUP INC|EGXM|CBOE TRADING, INC.|5420
BRS|BRISTOW GROUP INC|EGXW|CBOE TRADING, INC.|212
BRS|BRISTOW GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|4015
BRS|BRISTOW GROUP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|114
BRS|BRISTOW GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9088
BRS|BRISTOW GROUP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1593
BRS|BRISTOW GROUP INC|ETRS|E*Trade Securities LLC|194326
BRS|BRISTOW GROUP INC|FILL|Tradestation Securities, Inc.|9892
BRS|BRISTOW GROUP INC|FMAF|NBCN Inc./ CDS|2090
BRS|BRISTOW GROUP INC|FMCO|First Manhattan Co|8250
BRS|BRISTOW GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2102
BRS|BRISTOW GROUP INC|FQLS|Quantlab Securities LP|159717
BRS|BRISTOW GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102994
BRS|BRISTOW GROUP INC|FTBR|Foliofn Investments, Inc.|3417
BRS|BRISTOW GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1601
BRS|BRISTOW GROUP INC|GLIS|TD Securities Inc|2218
BRS|BRISTOW GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|18523
BRS|BRISTOW GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|233526
BRS|BRISTOW GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|19922
BRS|BRISTOW GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|5038
BRS|BRISTOW GROUP INC|GTSZ|GTS SECURITIES LLC|28727
BRS|BRISTOW GROUP INC|IATS|INTERACTIVE BROKERS LLC|8466
BRS|BRISTOW GROUP INC|IBKR|Interactive Brokers Llc|17973
BRS|BRISTOW GROUP INC|ICBX|INSTINET, LLC|25800
BRS|BRISTOW GROUP INC|IEQY|CITADEL SECURITIES LLC|30527
BRS|BRISTOW GROUP INC|INCA|INSTINET, LLC|189624
BRS|BRISTOW GROUP INC|INJX|INSTINET, LLC|10796
BRS|BRISTOW GROUP INC|ITGI|ITG Inc.|67096
BRS|BRISTOW GROUP INC|ITGP|ITG INC.|132800
BRS|BRISTOW GROUP INC|JEFF|JEFFERIES LLC|90202
BRS|BRISTOW GROUP INC|JMPT|JUMP TRADING, LLC|49517
BRS|BRISTOW GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|28251
BRS|BRISTOW GROUP INC|JPMX|J.P. Morgan Securities LLC|498773
BRS|BRISTOW GROUP INC|JSJX|JANE STREET CAPITAL LLC|27763
BRS|BRISTOW GROUP INC|KCGM|VIRTU Americas LLC|34502
BRS|BRISTOW GROUP INC|LEHM|Barclays Capital Inc./Le|538268
BRS|BRISTOW GROUP INC|LIME|Lime Brokerage LLC|14086
BRS|BRISTOW GROUP INC|MAXM|Maxim Group LLC|2280
BRS|BRISTOW GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58070
BRS|BRISTOW GROUP INC|MOTF|MOTIF INVESTING, INC.|2
BRS|BRISTOW GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|715320
BRS|BRISTOW GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|305600
BRS|BRISTOW GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|223800
BRS|BRISTOW GROUP INC|NFSC|National Financial Services LLC|61778
BRS|BRISTOW GROUP INC|NITE|VIRTU Americas LLC|356146
BRS|BRISTOW GROUP INC|NITP|VIRTU Americas LLC|110
BRS|BRISTOW GROUP INC|NQRB|Brut, LLC|16894
BRS|BRISTOW GROUP INC|NTBF|BMO Nesbitt Burns Inc./CDS|2000
BRS|BRISTOW GROUP INC|OPCO|Oppenheimer & Co. Inc.|450
BRS|BRISTOW GROUP INC|PDQM|CODA MARKETS, INC.|36668
BRS|BRISTOW GROUP INC|PHLY|NASDAQ Execution Services, LLC|2200
BRS|BRISTOW GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|3037
BRS|BRISTOW GROUP INC|SAGL|SAGETRADER, LLC|1304
BRS|BRISTOW GROUP INC|SAGW|SAGETRADER, LLC|700
BRS|BRISTOW GROUP INC|SBRX|MURIEL SIEBERT & CO INC|1300
BRS|BRISTOW GROUP INC|SBSH|Citigroup Global Markets Inc.|101886
BRS|BRISTOW GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|65328
BRS|BRISTOW GROUP INC|SPDR|SPEEDROUTE LLC|9370
BRS|BRISTOW GROUP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4280
BRS|BRISTOW GROUP INC|SWIM|TD Ameritrade, Inc.|30392
BRS|BRISTOW GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|260
BRS|BRISTOW GROUP INC|TRBT|Tradebot Systems, Inc.|129023
BRS|BRISTOW GROUP INC|TRCM|TRC MARKETS LLC|55206
BRS|BRISTOW GROUP INC|TWTT|TASTYWORKS, INC.|300
BRS|BRISTOW GROUP INC|UBSA|UBS SECURITIES LLC|324987
BRS|BRISTOW GROUP INC|UBSS|UBS Securities LLC|321148
BRS|BRISTOW GROUP INC|VALX|VIRTU AMERICAS LLC|8346
BRS|BRISTOW GROUP INC|VGRD|Vanguard Marketing Corporation|5311
BRS|BRISTOW GROUP INC|VSIN|Vision Financial Markets Llc|395
BRS|BRISTOW GROUP INC|WBLR|WILLIAM BLAIR|2300
BRS|BRISTOW GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|53864
BRS|BRISTOW GROUP INC|WEDB|WEDBUSH SECURITIES INC.|36
BRS|BRISTOW GROUP INC|WEED|Weeden & Co.L.P.|134100
BRS|BRISTOW GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16205
BRS|BRISTOW GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24116
BRS|BRISTOW GROUP INC|WFPB|Wells Fargo Securities, LLC.|3800
BRS|BRISTOW GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|8159
BRS|BRISTOW GROUP INC|WTFS|JUST2TRADE, INC.|70
BRS|BRISTOW GROUP INC|XIST|INSTINET, LLC|100400
BRS|BRISTOW GROUP INC|XPQR|Jump Trading|503
BRS|BRISTOW GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|20634
BRS|BRISTOW GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1400
BRS|BRISTOW GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27
BRSS|GLOBAL BRASS AND CPR|ANOS|ABEL/NOSER, L.L.C.|1986
BRSS|GLOBAL BRASS AND CPR|APCC|Apex Clearing Corporation|10
BRSS|GLOBAL BRASS AND CPR|BARD|Robert W. Baird & Co. Incorporated|16353
BRSS|GLOBAL BRASS AND CPR|BATM|CBOE TRADING, INC.|514
BRSS|GLOBAL BRASS AND CPR|BBNT|BB&T SECURITIES, LLC|1501
BRSS|GLOBAL BRASS AND CPR|BERN|Sanford C. Bernstein & Co., LLC|512
BRSS|GLOBAL BRASS AND CPR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
BRSS|GLOBAL BRASS AND CPR|BLKX|INSTINET, LLC|10000
BRSS|GLOBAL BRASS AND CPR|BNPX|BNP PARIBAS SECURITIES CORP.|1302
BRSS|GLOBAL BRASS AND CPR|BTIG|BTIG, LLC|1800
BRSS|GLOBAL BRASS AND CPR|BZYD|GOLDMAN SACHS & CO. LLC|100
BRSS|GLOBAL BRASS AND CPR|CHAS|Charles Schwab & Co., Inc.|1
BRSS|GLOBAL BRASS AND CPR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7550
BRSS|GLOBAL BRASS AND CPR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BRSS|GLOBAL BRASS AND CPR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27514
BRSS|GLOBAL BRASS AND CPR|CTDL|Citadel Derivatives Group Llc|926
BRSS|GLOBAL BRASS AND CPR|CXCX|CITIGROUP GLOBAL MARKETS INC.|11956
BRSS|GLOBAL BRASS AND CPR|DBAB|Deutsche Bank Securities Inc.|8261
BRSS|GLOBAL BRASS AND CPR|DBAX|Deutsche Bank Securities Inc.|25000
BRSS|GLOBAL BRASS AND CPR|DEAN|MORGAN STANLEY|2642
BRSS|GLOBAL BRASS AND CPR|DEGS|RONIN PROFESSIONAL LLC|300
BRSS|GLOBAL BRASS AND CPR|EBXL|EBX LLC|11700
BRSS|GLOBAL BRASS AND CPR|ECUT|CONVERGEX EXECUTION SOLUTIONS|4247
BRSS|GLOBAL BRASS AND CPR|EDJO|Edward D. Jones & Co., L.P.|50
BRSS|GLOBAL BRASS AND CPR|EGAM|CBOE TRADING, INC.|1677
BRSS|GLOBAL BRASS AND CPR|EGXM|CBOE TRADING, INC.|300
BRSS|GLOBAL BRASS AND CPR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4359
BRSS|GLOBAL BRASS AND CPR|ETRS|E*Trade Securities LLC|338
BRSS|GLOBAL BRASS AND CPR|FILL|Tradestation Securities, Inc.|31
BRSS|GLOBAL BRASS AND CPR|FMAF|NBCN Inc./ CDS|2136
BRSS|GLOBAL BRASS AND CPR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|205
BRSS|GLOBAL BRASS AND CPR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6360
BRSS|GLOBAL BRASS AND CPR|FTBR|Foliofn Investments, Inc.|781
BRSS|GLOBAL BRASS AND CPR|GLPX|ACS EXECUTION SERVICES, LLC|200
BRSS|GLOBAL BRASS AND CPR|GSCO|GOLDMAN SACHS & CO. LLC|81642
BRSS|GLOBAL BRASS AND CPR|GSCS|GOLDMAN SACHS & CO. LLC|2690
BRSS|GLOBAL BRASS AND CPR|GSLT|GOLDMAN SACHS & CO. LLC|28
BRSS|GLOBAL BRASS AND CPR|GTSZ|GTS SECURITIES LLC|11962
BRSS|GLOBAL BRASS AND CPR|HPPX|POTAMUS TRADING, LLC|1078
BRSS|GLOBAL BRASS AND CPR|HRBF|American Enterprise Investment Services Inc.|66
BRSS|GLOBAL BRASS AND CPR|IBKR|Interactive Brokers Llc|639
BRSS|GLOBAL BRASS AND CPR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|629
BRSS|GLOBAL BRASS AND CPR|ICBX|INSTINET, LLC|3700
BRSS|GLOBAL BRASS AND CPR|IEQY|CITADEL SECURITIES LLC|2379
BRSS|GLOBAL BRASS AND CPR|INCA|INSTINET, LLC|15936
BRSS|GLOBAL BRASS AND CPR|INJX|INSTINET, LLC|1249
BRSS|GLOBAL BRASS AND CPR|ITGI|ITG Inc.|3747
BRSS|GLOBAL BRASS AND CPR|ITGP|ITG INC.|39000
BRSS|GLOBAL BRASS AND CPR|JEFF|JEFFERIES LLC|1465
BRSS|GLOBAL BRASS AND CPR|JPBX|J.P. MORGAN SECURITIES LLC|2211
BRSS|GLOBAL BRASS AND CPR|JPMX|J.P. Morgan Securities LLC|56423
BRSS|GLOBAL BRASS AND CPR|JSJX|JANE STREET CAPITAL LLC|1895
BRSS|GLOBAL BRASS AND CPR|KCGM|VIRTU Americas LLC|3485
BRSS|GLOBAL BRASS AND CPR|LEHM|Barclays Capital Inc./Le|46012
BRSS|GLOBAL BRASS AND CPR|LIME|Lime Brokerage LLC|10567
BRSS|GLOBAL BRASS AND CPR|LSCI|Lek Securities Corporation|14
BRSS|GLOBAL BRASS AND CPR|MAXM|Maxim Group LLC|667
BRSS|GLOBAL BRASS AND CPR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27900
BRSS|GLOBAL BRASS AND CPR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1120
BRSS|GLOBAL BRASS AND CPR|MSCO|MORGAN STANLEY & CO. LLC|61600
BRSS|GLOBAL BRASS AND CPR|MSPL|MORGAN STANLEY & CO. LLC|36700
BRSS|GLOBAL BRASS AND CPR|MSTX|MORGAN STANLEY & CO. LLC|800
BRSS|GLOBAL BRASS AND CPR|NFSC|National Financial Services LLC|10233
BRSS|GLOBAL BRASS AND CPR|NITE|VIRTU Americas LLC|22275
BRSS|GLOBAL BRASS AND CPR|NITP|VIRTU Americas LLC|100
BRSS|GLOBAL BRASS AND CPR|NQRB|Brut, LLC|1300
BRSS|GLOBAL BRASS AND CPR|PDQM|CODA MARKETS, INC.|8805
BRSS|GLOBAL BRASS AND CPR|RBCM|RBC CAPITAL MARKETS, LLC|175
BRSS|GLOBAL BRASS AND CPR|SAGW|SAGETRADER, LLC|100
BRSS|GLOBAL BRASS AND CPR|SBSH|Citigroup Global Markets Inc.|10884
BRSS|GLOBAL BRASS AND CPR|SGMT|GOLDMAN SACHS & CO. LLC|13827
BRSS|GLOBAL BRASS AND CPR|SPDR|SPEEDROUTE LLC|7626
BRSS|GLOBAL BRASS AND CPR|SWIM|TD Ameritrade, Inc.|2
BRSS|GLOBAL BRASS AND CPR|TRBT|Tradebot Systems, Inc.|1307
BRSS|GLOBAL BRASS AND CPR|TRCM|TRC MARKETS LLC|3947
BRSS|GLOBAL BRASS AND CPR|UBSA|UBS SECURITIES LLC|85286
BRSS|GLOBAL BRASS AND CPR|UBSS|UBS Securities LLC|58688
BRSS|GLOBAL BRASS AND CPR|VALX|VIRTU AMERICAS LLC|2695
BRSS|GLOBAL BRASS AND CPR|VGRD|Vanguard Marketing Corporation|398
BRSS|GLOBAL BRASS AND CPR|WCHV|WELLS FARGO SECURITIES, LLC|2605
BRSS|GLOBAL BRASS AND CPR|WEED|Weeden & Co.L.P.|10300
BRSS|GLOBAL BRASS AND CPR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|813
BRSS|GLOBAL BRASS AND CPR|WSEA|WOLVERINE SECURITIES, LLC|125
BRSS|GLOBAL BRASS AND CPR|XIST|INSTINET, LLC|5564
BRSS|GLOBAL BRASS AND CPR|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
BRSS|GLOBAL BRASS AND CPR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|551
BRT|BRT APTS CORP.|APCC|Apex Clearing Corporation|130
BRT|BRT APTS CORP.|BATM|CBOE TRADING, INC.|714
BRT|BRT APTS CORP.|BAYC|BAY CREST PARTNERS, LLC|2404
BRT|BRT APTS CORP.|BERN|Sanford C. Bernstein & Co., LLC|5174
BRT|BRT APTS CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|1074
BRT|BRT APTS CORP.|BTIG|BTIG, LLC|600
BRT|BRT APTS CORP.|BZYD|GOLDMAN SACHS & CO. LLC|100
BRT|BRT APTS CORP.|CHAS|Charles Schwab & Co., Inc.|3
BRT|BRT APTS CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111673
BRT|BRT APTS CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BRT|BRT APTS CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22975
BRT|BRT APTS CORP.|CTDL|Citadel Derivatives Group Llc|2020
BRT|BRT APTS CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3818
BRT|BRT APTS CORP.|DBAB|Deutsche Bank Securities Inc.|8530
BRT|BRT APTS CORP.|DBAX|Deutsche Bank Securities Inc.|34100
BRT|BRT APTS CORP.|DEAN|MORGAN STANLEY|1750
BRT|BRT APTS CORP.|DEGS|RONIN PROFESSIONAL LLC|400
BRT|BRT APTS CORP.|EBXL|EBX LLC|21000
BRT|BRT APTS CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|221
BRT|BRT APTS CORP.|EDJO|Edward D. Jones & Co., L.P.|161
BRT|BRT APTS CORP.|EGAM|CBOE TRADING, INC.|498
BRT|BRT APTS CORP.|EGAW|CBOE TRADING, INC.|900
BRT|BRT APTS CORP.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
BRT|BRT APTS CORP.|ETRS|E*Trade Securities LLC|11623
BRT|BRT APTS CORP.|FBRC|B. RILEY FBR, INC.|1400
BRT|BRT APTS CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11790
BRT|BRT APTS CORP.|FTBR|Foliofn Investments, Inc.|1530
BRT|BRT APTS CORP.|GLPX|ACS EXECUTION SERVICES, LLC|100
BRT|BRT APTS CORP.|GSCO|GOLDMAN SACHS & CO. LLC|83971
BRT|BRT APTS CORP.|GSLT|GOLDMAN SACHS & CO. LLC|303
BRT|BRT APTS CORP.|GTSZ|GTS SECURITIES LLC|7634
BRT|BRT APTS CORP.|HRBF|American Enterprise Investment Services Inc.|675
BRT|BRT APTS CORP.|IATS|INTERACTIVE BROKERS LLC|725
BRT|BRT APTS CORP.|IBKR|Interactive Brokers Llc|6757
BRT|BRT APTS CORP.|ICBX|INSTINET, LLC|15755
BRT|BRT APTS CORP.|IEQY|CITADEL SECURITIES LLC|657
BRT|BRT APTS CORP.|INCA|INSTINET, LLC|4829
BRT|BRT APTS CORP.|ITGI|ITG Inc.|1783
BRT|BRT APTS CORP.|JANY|Janney Montgomery Scott Inc.|699
BRT|BRT APTS CORP.|JEFF|JEFFERIES LLC|1449
BRT|BRT APTS CORP.|JONE|JonesTrading|4200
BRT|BRT APTS CORP.|JPMX|J.P. Morgan Securities LLC|35938
BRT|BRT APTS CORP.|KCGM|VIRTU Americas LLC|6481
BRT|BRT APTS CORP.|LEHM|Barclays Capital Inc./Le|33979
BRT|BRT APTS CORP.|LIME|Lime Brokerage LLC|3952
BRT|BRT APTS CORP.|LQNA|LIQUIDNET, INC.|24500
BRT|BRT APTS CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38920
BRT|BRT APTS CORP.|MOTF|MOTIF INVESTING, INC.|1
BRT|BRT APTS CORP.|MSCO|MORGAN STANLEY & CO. LLC|25163
BRT|BRT APTS CORP.|MSPL|MORGAN STANLEY & CO. LLC|26000
BRT|BRT APTS CORP.|MSTX|MORGAN STANLEY & CO. LLC|11600
BRT|BRT APTS CORP.|NFSC|National Financial Services LLC|21460
BRT|BRT APTS CORP.|NITE|VIRTU Americas LLC|47090
BRT|BRT APTS CORP.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1480
BRT|BRT APTS CORP.|PDQM|CODA MARKETS, INC.|100
BRT|BRT APTS CORP.|PNSR|Penserra Securities, LLC|7617
BRT|BRT APTS CORP.|PWJC|UBS Financial Services, Inc.|50
BRT|BRT APTS CORP.|SBSH|Citigroup Global Markets Inc.|1484
BRT|BRT APTS CORP.|SGMT|GOLDMAN SACHS & CO. LLC|9318
BRT|BRT APTS CORP.|SPDR|SPEEDROUTE LLC|3800
BRT|BRT APTS CORP.|SWIM|TD Ameritrade, Inc.|3134
BRT|BRT APTS CORP.|TKNG|ALLY INVEST SECURITIES LLC|1781
BRT|BRT APTS CORP.|TRBT|Tradebot Systems, Inc.|2061
BRT|BRT APTS CORP.|TRCM|TRC MARKETS LLC|3208
BRT|BRT APTS CORP.|TWTT|TASTYWORKS, INC.|100
BRT|BRT APTS CORP.|UBSA|UBS SECURITIES LLC|7333
BRT|BRT APTS CORP.|UBSS|UBS Securities LLC|51376
BRT|BRT APTS CORP.|VALX|VIRTU AMERICAS LLC|4197
BRT|BRT APTS CORP.|VGRD|Vanguard Marketing Corporation|1008
BRT|BRT APTS CORP.|WCHV|WELLS FARGO SECURITIES, LLC|9549
BRT|BRT APTS CORP.|WEDB|WEDBUSH SECURITIES INC.|2542
BRT|BRT APTS CORP.|WEED|Weeden & Co.L.P.|140
BRT|BRT APTS CORP.|WGIF|CIBC World Markets Inc.|1202
BRT|BRT APTS CORP.|WSEA|WOLVERINE SECURITIES, LLC|76
BRT|BRT APTS CORP.|XPQR|Jump Trading|200
BRT|BRT APTS CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
BRX|BRIXMOR PPTY GP INC|ADAM|CANACCORD GENUITY INC.|369543
BRX|BRIXMOR PPTY GP INC|ALTX|Alternet Securities Inc.|11525
BRX|BRIXMOR PPTY GP INC|ANOS|ABEL/NOSER, L.L.C.|200
BRX|BRIXMOR PPTY GP INC|APCC|Apex Clearing Corporation|2234
BRX|BRIXMOR PPTY GP INC|AQUA|AQUA SECURITIES L.P.|19000
BRX|BRIXMOR PPTY GP INC|BANK|Primevest Financial Services, Inc.|144
BRX|BRIXMOR PPTY GP INC|BARD|Robert W. Baird & Co. Incorporated|242517
BRX|BRIXMOR PPTY GP INC|BATM|CBOE TRADING, INC.|1105
BRX|BRIXMOR PPTY GP INC|BAYC|BAY CREST PARTNERS, LLC|8206
BRX|BRIXMOR PPTY GP INC|BERN|Sanford C. Bernstein & Co., LLC|139785
BRX|BRIXMOR PPTY GP INC|BIDS|BIDS TRADING L.P.|415500
BRX|BRIXMOR PPTY GP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19340
BRX|BRIXMOR PPTY GP INC|BLKX|INSTINET, LLC|361536
BRX|BRIXMOR PPTY GP INC|BMOC|BMO Capital Markets Corp.|94759
BRX|BRIXMOR PPTY GP INC|BTIG|BTIG, LLC|30224
BRX|BRIXMOR PPTY GP INC|BYXM|CBOE TRADING, INC.|3363
BRX|BRIXMOR PPTY GP INC|BZYD|GOLDMAN SACHS & CO. LLC|13200
BRX|BRIXMOR PPTY GP INC|CANT|Cantor Fitzgerald & Co.|298665
BRX|BRIXMOR PPTY GP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|86100
BRX|BRIXMOR PPTY GP INC|CHAS|Charles Schwab & Co., Inc.|1928
BRX|BRIXMOR PPTY GP INC|CIOI|CITIGROUP GLOBAL MARKETS INC|70000
BRX|BRIXMOR PPTY GP INC|CIST|Capital Institutional Services, Inc.|4265
BRX|BRIXMOR PPTY GP INC|CLSA|CLSA AMERICAS, LLC|14337
BRX|BRIXMOR PPTY GP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|699650
BRX|BRIXMOR PPTY GP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
BRX|BRIXMOR PPTY GP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4995
BRX|BRIXMOR PPTY GP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|939580
BRX|BRIXMOR PPTY GP INC|CTDL|Citadel Derivatives Group Llc|51591
BRX|BRIXMOR PPTY GP INC|CTLR|CUTLER GROUP, LP|600
BRX|BRIXMOR PPTY GP INC|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|4600
BRX|BRIXMOR PPTY GP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|188700
BRX|BRIXMOR PPTY GP INC|DAVA|Davenport & Company LLC|1200
BRX|BRIXMOR PPTY GP INC|DBAB|Deutsche Bank Securities Inc.|1058944
BRX|BRIXMOR PPTY GP INC|DBAX|Deutsche Bank Securities Inc.|1371500
BRX|BRIXMOR PPTY GP INC|DBUL|Deutsche Bank Securities Inc.|4422
BRX|BRIXMOR PPTY GP INC|DCHF|Dart Executions, LLC|4950
BRX|BRIXMOR PPTY GP INC|DEAN|MORGAN STANLEY|10341
BRX|BRIXMOR PPTY GP INC|DEGS|RONIN PROFESSIONAL LLC|5728
BRX|BRIXMOR PPTY GP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2810
BRX|BRIXMOR PPTY GP INC|EBXL|EBX LLC|1063300
BRX|BRIXMOR PPTY GP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|106667
BRX|BRIXMOR PPTY GP INC|EDJO|Edward D. Jones & Co., L.P.|10855
BRX|BRIXMOR PPTY GP INC|EGAM|CBOE TRADING, INC.|38477
BRX|BRIXMOR PPTY GP INC|EGAW|CBOE TRADING, INC.|238
BRX|BRIXMOR PPTY GP INC|EGXM|CBOE TRADING, INC.|450
BRX|BRIXMOR PPTY GP INC|ESPO|ESPOSITO SECURITIES, LLC|10000
BRX|BRIXMOR PPTY GP INC|ETBE|Electronic Transaction Clearing, Inc.|19651
BRX|BRIXMOR PPTY GP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
BRX|BRIXMOR PPTY GP INC|ETCC|Electronic Transaction Clearing, Inc.|230
BRX|BRIXMOR PPTY GP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3160
BRX|BRIXMOR PPTY GP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2249
BRX|BRIXMOR PPTY GP INC|ETRS|E*Trade Securities LLC|68635
BRX|BRIXMOR PPTY GP INC|FILL|Tradestation Securities, Inc.|1979
BRX|BRIXMOR PPTY GP INC|FMAF|NBCN Inc./ CDS|985
BRX|BRIXMOR PPTY GP INC|FMCO|First Manhattan Co|325
BRX|BRIXMOR PPTY GP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20973
BRX|BRIXMOR PPTY GP INC|FQLS|Quantlab Securities LP|674595
BRX|BRIXMOR PPTY GP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|267523
BRX|BRIXMOR PPTY GP INC|FTBR|Foliofn Investments, Inc.|10640
BRX|BRIXMOR PPTY GP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3852
BRX|BRIXMOR PPTY GP INC|GLIS|TD Securities Inc|400
BRX|BRIXMOR PPTY GP INC|GLPX|ACS EXECUTION SERVICES, LLC|20323
BRX|BRIXMOR PPTY GP INC|GNAV|GREEN STREET TRADING, LLC|32687
BRX|BRIXMOR PPTY GP INC|GSCO|GOLDMAN SACHS & CO. LLC|1432191
BRX|BRIXMOR PPTY GP INC|GSCS|GOLDMAN SACHS & CO. LLC|22414
BRX|BRIXMOR PPTY GP INC|GSLT|GOLDMAN SACHS & CO. LLC|19776
BRX|BRIXMOR PPTY GP INC|GTSZ|GTS SECURITIES LLC|204445
BRX|BRIXMOR PPTY GP INC|HRBF|American Enterprise Investment Services Inc.|398
BRX|BRIXMOR PPTY GP INC|HSBC|HSBC Securities, Inc.|500
BRX|BRIXMOR PPTY GP INC|IATS|INTERACTIVE BROKERS LLC|18269
BRX|BRIXMOR PPTY GP INC|IBKR|Interactive Brokers Llc|44938
BRX|BRIXMOR PPTY GP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5005
BRX|BRIXMOR PPTY GP INC|ICBX|INSTINET, LLC|319950
BRX|BRIXMOR PPTY GP INC|IEQY|CITADEL SECURITIES LLC|131207
BRX|BRIXMOR PPTY GP INC|INCA|INSTINET, LLC|457476
BRX|BRIXMOR PPTY GP INC|INJX|INSTINET, LLC|1100
BRX|BRIXMOR PPTY GP INC|ITGI|ITG Inc.|397703
BRX|BRIXMOR PPTY GP INC|ITGP|ITG INC.|530000
BRX|BRIXMOR PPTY GP INC|JANY|Janney Montgomery Scott Inc.|32
BRX|BRIXMOR PPTY GP INC|JEFF|JEFFERIES LLC|789345
BRX|BRIXMOR PPTY GP INC|JMPT|JUMP TRADING, LLC|241364
BRX|BRIXMOR PPTY GP INC|JONE|JonesTrading|422450
BRX|BRIXMOR PPTY GP INC|JPBX|J.P. MORGAN SECURITIES LLC|512312
BRX|BRIXMOR PPTY GP INC|JPMX|J.P. Morgan Securities LLC|3374647
BRX|BRIXMOR PPTY GP INC|JSJX|JANE STREET CAPITAL LLC|20031
BRX|BRIXMOR PPTY GP INC|KCGM|VIRTU Americas LLC|239349
BRX|BRIXMOR PPTY GP INC|KEYB|KEYBANC CAPITAL MARKETS INC.|55309
BRX|BRIXMOR PPTY GP INC|LEHM|Barclays Capital Inc./Le|3064130
BRX|BRIXMOR PPTY GP INC|LIME|Lime Brokerage LLC|128104
BRX|BRIXMOR PPTY GP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|348170
BRX|BRIXMOR PPTY GP INC|LQNA|LIQUIDNET, INC.|500600
BRX|BRIXMOR PPTY GP INC|LSCI|Lek Securities Corporation|1208
BRX|BRIXMOR PPTY GP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
BRX|BRIXMOR PPTY GP INC|MKMP|MKM Partners LLC|55000
BRX|BRIXMOR PPTY GP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|588347
BRX|BRIXMOR PPTY GP INC|MOTF|MOTIF INVESTING, INC.|2
BRX|BRIXMOR PPTY GP INC|MSCO|MORGAN STANLEY & CO. LLC|4015627
BRX|BRIXMOR PPTY GP INC|MSPL|MORGAN STANLEY & CO. LLC|1431000
BRX|BRIXMOR PPTY GP INC|MSTX|MORGAN STANLEY & CO. LLC|633700
BRX|BRIXMOR PPTY GP INC|MZHO|Mizuho Securities USA LLC|164324
BRX|BRIXMOR PPTY GP INC|NEUB|NEUBERGER BERMAN BD LLC|239
BRX|BRIXMOR PPTY GP INC|NFSC|National Financial Services LLC|256488
BRX|BRIXMOR PPTY GP INC|NITE|VIRTU Americas LLC|622169
BRX|BRIXMOR PPTY GP INC|NITP|VIRTU Americas LLC|121903
BRX|BRIXMOR PPTY GP INC|NQRB|Brut, LLC|10421
BRX|BRIXMOR PPTY GP INC|NTBF|BMO Nesbitt Burns Inc./CDS|835
BRX|BRIXMOR PPTY GP INC|NTRC|Northern Trust Securities, Inc.|297
BRX|BRIXMOR PPTY GP INC|OPCO|Oppenheimer & Co. Inc.|246
BRX|BRIXMOR PPTY GP INC|PDQM|CODA MARKETS, INC.|23573
BRX|BRIXMOR PPTY GP INC|PHLY|NASDAQ Execution Services, LLC|10000
BRX|BRIXMOR PPTY GP INC|PWJC|UBS Financial Services, Inc.|400
BRX|BRIXMOR PPTY GP INC|RBCM|RBC CAPITAL MARKETS, LLC|642
BRX|BRIXMOR PPTY GP INC|SAGL|SAGETRADER, LLC|9636
BRX|BRIXMOR PPTY GP INC|SAGW|SAGETRADER, LLC|1818
BRX|BRIXMOR PPTY GP INC|SBSH|Citigroup Global Markets Inc.|647304
BRX|BRIXMOR PPTY GP INC|SGMT|GOLDMAN SACHS & CO. LLC|791550
BRX|BRIXMOR PPTY GP INC|SPDR|SPEEDROUTE LLC|33600
BRX|BRIXMOR PPTY GP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
BRX|BRIXMOR PPTY GP INC|STFL|Stifel, Nicolaus & Company, Incorporated|14357
BRX|BRIXMOR PPTY GP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
BRX|BRIXMOR PPTY GP INC|SWIM|TD Ameritrade, Inc.|14926
BRX|BRIXMOR PPTY GP INC|SWST|Hilltop Securities Inc.|8
BRX|BRIXMOR PPTY GP INC|TKNG|ALLY INVEST SECURITIES LLC|3613
BRX|BRIXMOR PPTY GP INC|TRBT|Tradebot Systems, Inc.|432092
BRX|BRIXMOR PPTY GP INC|TRCM|TRC MARKETS LLC|410935
BRX|BRIXMOR PPTY GP INC|TWTT|TASTYWORKS, INC.|400
BRX|BRIXMOR PPTY GP INC|UBSA|UBS SECURITIES LLC|2469273
BRX|BRIXMOR PPTY GP INC|UBSS|UBS Securities LLC|2108009
BRX|BRIXMOR PPTY GP INC|VALX|VIRTU AMERICAS LLC|108948
BRX|BRIXMOR PPTY GP INC|VGRD|Vanguard Marketing Corporation|15779
BRX|BRIXMOR PPTY GP INC|WABR|Wall Street Access|5135
BRX|BRIXMOR PPTY GP INC|WBET|Wallachbeth Capital LLC|6880
BRX|BRIXMOR PPTY GP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|11255
BRX|BRIXMOR PPTY GP INC|WCHV|WELLS FARGO SECURITIES, LLC|423413
BRX|BRIXMOR PPTY GP INC|WDNX|WEEDEN & CO.L.P.|1820
BRX|BRIXMOR PPTY GP INC|WEDB|WEDBUSH SECURITIES INC.|620
BRX|BRIXMOR PPTY GP INC|WEED|Weeden & Co.L.P.|270339
BRX|BRIXMOR PPTY GP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11033
BRX|BRIXMOR PPTY GP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|81943
BRX|BRIXMOR PPTY GP INC|WGIF|CIBC World Markets Inc.|75
BRX|BRIXMOR PPTY GP INC|WSAG|WALL STREET ACCESS|700
BRX|BRIXMOR PPTY GP INC|WSEA|WOLVERINE SECURITIES, LLC|4111
BRX|BRIXMOR PPTY GP INC|XIST|INSTINET, LLC|92666
BRX|BRIXMOR PPTY GP INC|XPQR|Jump Trading|3844
BRX|BRIXMOR PPTY GP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|126860
BRX|BRIXMOR PPTY GP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2400
BRX|BRIXMOR PPTY GP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7103
BRZU|DIRX BRAZIL BULL 3X|AGIS|Aegis Capital Corp.|100
BRZU|DIRX BRAZIL BULL 3X|ALTX|Alternet Securities Inc.|18407
BRZU|DIRX BRAZIL BULL 3X|APCC|Apex Clearing Corporation|56912
BRZU|DIRX BRAZIL BULL 3X|AVON|Avondale Partners, LLC|100
BRZU|DIRX BRAZIL BULL 3X|BATM|CBOE TRADING, INC.|6746
BRZU|DIRX BRAZIL BULL 3X|BAYT|BTIG, LLC|1400
BRZU|DIRX BRAZIL BULL 3X|BERN|Sanford C. Bernstein & Co., LLC|4484
BRZU|DIRX BRAZIL BULL 3X|BKCM|BNY Mellon Capital Markets LLC|1400
BRZU|DIRX BRAZIL BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|386245
BRZU|DIRX BRAZIL BULL 3X|BLTK|Bulltick, Llc|300
BRZU|DIRX BRAZIL BULL 3X|CHAS|Charles Schwab & Co., Inc.|35668
BRZU|DIRX BRAZIL BULL 3X|CICF|Canaccord Genuity Corp.|6046
BRZU|DIRX BRAZIL BULL 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8876
BRZU|DIRX BRAZIL BULL 3X|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4400
BRZU|DIRX BRAZIL BULL 3X|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5746
BRZU|DIRX BRAZIL BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|297131
BRZU|DIRX BRAZIL BULL 3X|CTLR|CUTLER GROUP, LP|600
BRZU|DIRX BRAZIL BULL 3X|CXCX|CITIGROUP GLOBAL MARKETS INC.|3650
BRZU|DIRX BRAZIL BULL 3X|DBAB|Deutsche Bank Securities Inc.|28528
BRZU|DIRX BRAZIL BULL 3X|DBAX|Deutsche Bank Securities Inc.|152000
BRZU|DIRX BRAZIL BULL 3X|DCHF|Dart Executions, LLC|388842
BRZU|DIRX BRAZIL BULL 3X|DEAN|MORGAN STANLEY|62013
BRZU|DIRX BRAZIL BULL 3X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|869042
BRZU|DIRX BRAZIL BULL 3X|EBXL|EBX LLC|144200
BRZU|DIRX BRAZIL BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|42654
BRZU|DIRX BRAZIL BULL 3X|EGAM|CBOE TRADING, INC.|44757
BRZU|DIRX BRAZIL BULL 3X|EGAW|CBOE TRADING, INC.|2800
BRZU|DIRX BRAZIL BULL 3X|EGMT|EG MARKET TECHNOLOGIES LLC|100
BRZU|DIRX BRAZIL BULL 3X|EGXM|CBOE TRADING, INC.|29790
BRZU|DIRX BRAZIL BULL 3X|EGXW|CBOE TRADING, INC.|1100
BRZU|DIRX BRAZIL BULL 3X|ETBE|Electronic Transaction Clearing, Inc.|16582
BRZU|DIRX BRAZIL BULL 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|86909
BRZU|DIRX BRAZIL BULL 3X|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|45500
BRZU|DIRX BRAZIL BULL 3X|ETRS|E*Trade Securities LLC|1167359
BRZU|DIRX BRAZIL BULL 3X|FILL|Tradestation Securities, Inc.|113048
BRZU|DIRX BRAZIL BULL 3X|FLTU|FLOW TRADERS US LLC|37651
BRZU|DIRX BRAZIL BULL 3X|FMAF|NBCN Inc./ CDS|54957
BRZU|DIRX BRAZIL BULL 3X|FNXS|FENIX SECURITIES, LLC|1500
BRZU|DIRX BRAZIL BULL 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20542
BRZU|DIRX BRAZIL BULL 3X|FTBR|Foliofn Investments, Inc.|112
BRZU|DIRX BRAZIL BULL 3X|GBMT|GBM International, Inc.|200
BRZU|DIRX BRAZIL BULL 3X|GEBB|GLOBAL EXECUTION BROKERS, LP|2900
BRZU|DIRX BRAZIL BULL 3X|GLIS|TD Securities Inc|16141
BRZU|DIRX BRAZIL BULL 3X|GLPX|ACS EXECUTION SERVICES, LLC|168646
BRZU|DIRX BRAZIL BULL 3X|GSCO|GOLDMAN SACHS & CO. LLC|35839
BRZU|DIRX BRAZIL BULL 3X|GSCS|GOLDMAN SACHS & CO. LLC|1700
BRZU|DIRX BRAZIL BULL 3X|GSIC|GLOBAL STRATEGIC INVESTMENTS|3290
BRZU|DIRX BRAZIL BULL 3X|GSLT|GOLDMAN SACHS & CO. LLC|23459
BRZU|DIRX BRAZIL BULL 3X|GTSZ|GTS SECURITIES LLC|156050
BRZU|DIRX BRAZIL BULL 3X|HRBF|American Enterprise Investment Services Inc.|720
BRZU|DIRX BRAZIL BULL 3X|HSBC|HSBC Securities, Inc.|2300
BRZU|DIRX BRAZIL BULL 3X|IATS|INTERACTIVE BROKERS LLC|234885
BRZU|DIRX BRAZIL BULL 3X|IBKR|Interactive Brokers Llc|667292
BRZU|DIRX BRAZIL BULL 3X|ICBX|INSTINET, LLC|251233
BRZU|DIRX BRAZIL BULL 3X|INCA|INSTINET, LLC|131236
BRZU|DIRX BRAZIL BULL 3X|INJX|INSTINET, LLC|1800
BRZU|DIRX BRAZIL BULL 3X|ITGI|ITG Inc.|48336
BRZU|DIRX BRAZIL BULL 3X|ITGP|ITG INC.|83400
BRZU|DIRX BRAZIL BULL 3X|JEFF|JEFFERIES LLC|727
BRZU|DIRX BRAZIL BULL 3X|JMPT|JUMP TRADING, LLC|153988
BRZU|DIRX BRAZIL BULL 3X|JPMX|J.P. Morgan Securities LLC|13234
BRZU|DIRX BRAZIL BULL 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|53800
BRZU|DIRX BRAZIL BULL 3X|JSJX|JANE STREET CAPITAL LLC|1720508
BRZU|DIRX BRAZIL BULL 3X|JUTA|JUMP TRADING, LLC|100
BRZU|DIRX BRAZIL BULL 3X|KCGM|VIRTU Americas LLC|193641
BRZU|DIRX BRAZIL BULL 3X|LEHM|Barclays Capital Inc./Le|278568
BRZU|DIRX BRAZIL BULL 3X|LIME|Lime Brokerage LLC|73878
BRZU|DIRX BRAZIL BULL 3X|LIWM|LIME BROKERAGE LLC|18593
BRZU|DIRX BRAZIL BULL 3X|LSCI|Lek Securities Corporation|59757
BRZU|DIRX BRAZIL BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|554282
BRZU|DIRX BRAZIL BULL 3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1400
BRZU|DIRX BRAZIL BULL 3X|MOTF|MOTIF INVESTING, INC.|4
BRZU|DIRX BRAZIL BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|682521
BRZU|DIRX BRAZIL BULL 3X|MSPL|MORGAN STANLEY & CO. LLC|36200
BRZU|DIRX BRAZIL BULL 3X|NFSC|National Financial Services LLC|4638949
BRZU|DIRX BRAZIL BULL 3X|NITE|VIRTU Americas LLC|5718612
BRZU|DIRX BRAZIL BULL 3X|NITP|VIRTU Americas LLC|639
BRZU|DIRX BRAZIL BULL 3X|NQRB|Brut, LLC|31718
BRZU|DIRX BRAZIL BULL 3X|NTBF|BMO Nesbitt Burns Inc./CDS|16719
BRZU|DIRX BRAZIL BULL 3X|OPCO|Oppenheimer & Co. Inc.|3090
BRZU|DIRX BRAZIL BULL 3X|PCPT|PHILLIP CAPITAL INC.|3000
BRZU|DIRX BRAZIL BULL 3X|PDQM|CODA MARKETS, INC.|225766
BRZU|DIRX BRAZIL BULL 3X|PHLY|NASDAQ Execution Services, LLC|7000
BRZU|DIRX BRAZIL BULL 3X|PWJC|UBS Financial Services, Inc.|111566
BRZU|DIRX BRAZIL BULL 3X|RGLD|Regal Securities, Inc|800
BRZU|DIRX BRAZIL BULL 3X|RHOX|XR Securities LLC|521219
BRZU|DIRX BRAZIL BULL 3X|SAGL|SAGETRADER, LLC|4600
BRZU|DIRX BRAZIL BULL 3X|SBSH|Citigroup Global Markets Inc.|80532
BRZU|DIRX BRAZIL BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|98626
BRZU|DIRX BRAZIL BULL 3X|SPDR|SPEEDROUTE LLC|19977
BRZU|DIRX BRAZIL BULL 3X|STFL|Stifel, Nicolaus & Company, Incorporated|1500
BRZU|DIRX BRAZIL BULL 3X|STTT|STATETRUST INVESTMENTS INC.|96144
BRZU|DIRX BRAZIL BULL 3X|SWIM|TD Ameritrade, Inc.|2508076
BRZU|DIRX BRAZIL BULL 3X|SWST|Hilltop Securities Inc.|1505
BRZU|DIRX BRAZIL BULL 3X|TKNG|ALLY INVEST SECURITIES LLC|47919
BRZU|DIRX BRAZIL BULL 3X|TRBT|Tradebot Systems, Inc.|1692142
BRZU|DIRX BRAZIL BULL 3X|TRCM|TRC MARKETS LLC|1883837
BRZU|DIRX BRAZIL BULL 3X|TWTT|TASTYWORKS, INC.|8465
BRZU|DIRX BRAZIL BULL 3X|UBSA|UBS SECURITIES LLC|858753
BRZU|DIRX BRAZIL BULL 3X|UBSS|UBS Securities LLC|1672634
BRZU|DIRX BRAZIL BULL 3X|VALX|VIRTU AMERICAS LLC|20572
BRZU|DIRX BRAZIL BULL 3X|VGRD|Vanguard Marketing Corporation|713385
BRZU|DIRX BRAZIL BULL 3X|VSIN|Vision Financial Markets Llc|5
BRZU|DIRX BRAZIL BULL 3X|WCHV|WELLS FARGO SECURITIES, LLC|300
BRZU|DIRX BRAZIL BULL 3X|WEDB|WEDBUSH SECURITIES INC.|224920
BRZU|DIRX BRAZIL BULL 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38748
BRZU|DIRX BRAZIL BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56646
BRZU|DIRX BRAZIL BULL 3X|WGIF|CIBC World Markets Inc.|8788
BRZU|DIRX BRAZIL BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|79077
BRZU|DIRX BRAZIL BULL 3X|XPUS|XP SECURITIES, LLC|22701
BRZU|DIRX BRAZIL BULL 3X|XSTM|NATIONAL FINANCIAL SERVICES LLC|62338
BRZU|DIRX BRAZIL BULL 3X|YKNA|COMHAR CAPITAL MARKETS, LLC|2628
BRZU|DIRX BRAZIL BULL 3X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
BSA|BRIGHTSPHERE 5.125|BARD|Robert W. Baird & Co. Incorporated|43
BSA|BRIGHTSPHERE 5.125|BATM|CBOE TRADING, INC.|293
BSA|BRIGHTSPHERE 5.125|BOKI|BOK FINANCIAL SECURITIES, INC.|9900
BSA|BRIGHTSPHERE 5.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|708
BSA|BRIGHTSPHERE 5.125|DEAN|MORGAN STANLEY|28296
BSA|BRIGHTSPHERE 5.125|EBXL|EBX LLC|500
BSA|BRIGHTSPHERE 5.125|EDJO|Edward D. Jones & Co., L.P.|829
BSA|BRIGHTSPHERE 5.125|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|274
BSA|BRIGHTSPHERE 5.125|GLPX|ACS EXECUTION SERVICES, LLC|2612
BSA|BRIGHTSPHERE 5.125|GSCO|GOLDMAN SACHS & CO. LLC|158
BSA|BRIGHTSPHERE 5.125|GSLT|GOLDMAN SACHS & CO. LLC|2
BSA|BRIGHTSPHERE 5.125|GTSZ|GTS SECURITIES LLC|700
BSA|BRIGHTSPHERE 5.125|HRBF|American Enterprise Investment Services Inc.|650
BSA|BRIGHTSPHERE 5.125|IBKR|Interactive Brokers Llc|800
BSA|BRIGHTSPHERE 5.125|INCA|INSTINET, LLC|600
BSA|BRIGHTSPHERE 5.125|JPMX|J.P. Morgan Securities LLC|200
BSA|BRIGHTSPHERE 5.125|JSEB|JANE STREET EXECUTION SERVICES, LLC|272
BSA|BRIGHTSPHERE 5.125|KCGM|VIRTU Americas LLC|100
BSA|BRIGHTSPHERE 5.125|LEHM|Barclays Capital Inc./Le|600
BSA|BRIGHTSPHERE 5.125|LIME|Lime Brokerage LLC|526
BSA|BRIGHTSPHERE 5.125|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BSA|BRIGHTSPHERE 5.125|MSCO|MORGAN STANLEY & CO. LLC|1055
BSA|BRIGHTSPHERE 5.125|NFSC|National Financial Services LLC|3908
BSA|BRIGHTSPHERE 5.125|NITE|VIRTU Americas LLC|26179
BSA|BRIGHTSPHERE 5.125|NQRB|Brut, LLC|400
BSA|BRIGHTSPHERE 5.125|PDQM|CODA MARKETS, INC.|12
BSA|BRIGHTSPHERE 5.125|PWJC|UBS Financial Services, Inc.|900
BSA|BRIGHTSPHERE 5.125|RBCM|RBC CAPITAL MARKETS, LLC|8500
BSA|BRIGHTSPHERE 5.125|SGMT|GOLDMAN SACHS & CO. LLC|100
BSA|BRIGHTSPHERE 5.125|UBSA|UBS SECURITIES LLC|2837
BSA|BRIGHTSPHERE 5.125|UBSS|UBS Securities LLC|8910
BSA|BRIGHTSPHERE 5.125|VGRD|Vanguard Marketing Corporation|110
BSA|BRIGHTSPHERE 5.125|WABR|Wall Street Access|2600
BSA|BRIGHTSPHERE 5.125|WCHV|WELLS FARGO SECURITIES, LLC|49573
BSA|BRIGHTSPHERE 5.125|YLPL|Linsco/Private Ledger Financial Services, Incorporated|238
BSAC|BANCO SANTANDER  CHI|ALTX|Alternet Securities Inc.|6521
BSAC|BANCO SANTANDER  CHI|APCC|Apex Clearing Corporation|37
BSAC|BANCO SANTANDER  CHI|BARD|Robert W. Baird & Co. Incorporated|12
BSAC|BANCO SANTANDER  CHI|BATM|CBOE TRADING, INC.|667
BSAC|BANCO SANTANDER  CHI|BAYC|BAY CREST PARTNERS, LLC|86075
BSAC|BANCO SANTANDER  CHI|BAYT|BTIG, LLC|9745
BSAC|BANCO SANTANDER  CHI|BERN|Sanford C. Bernstein & Co., LLC|6048
BSAC|BANCO SANTANDER  CHI|BGCE|BGC Financial Inc.|1815
BSAC|BANCO SANTANDER  CHI|BKCM|BNY Mellon Capital Markets LLC|400
BSAC|BANCO SANTANDER  CHI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2238
BSAC|BANCO SANTANDER  CHI|BLKX|INSTINET, LLC|5300
BSAC|BANCO SANTANDER  CHI|BNPX|BNP PARIBAS SECURITIES CORP.|83
BSAC|BANCO SANTANDER  CHI|BYXM|CBOE TRADING, INC.|101
BSAC|BANCO SANTANDER  CHI|BZYD|GOLDMAN SACHS & CO. LLC|1100
BSAC|BANCO SANTANDER  CHI|CANT|Cantor Fitzgerald & Co.|182
BSAC|BANCO SANTANDER  CHI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25366
BSAC|BANCO SANTANDER  CHI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4018
BSAC|BANCO SANTANDER  CHI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|298538
BSAC|BANCO SANTANDER  CHI|CTDL|Citadel Derivatives Group Llc|1627
BSAC|BANCO SANTANDER  CHI|CXCX|CITIGROUP GLOBAL MARKETS INC.|28604
BSAC|BANCO SANTANDER  CHI|DBAB|Deutsche Bank Securities Inc.|47552
BSAC|BANCO SANTANDER  CHI|DBAX|Deutsche Bank Securities Inc.|160600
BSAC|BANCO SANTANDER  CHI|DCHF|Dart Executions, LLC|5188
BSAC|BANCO SANTANDER  CHI|DEAN|MORGAN STANLEY|674
BSAC|BANCO SANTANDER  CHI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5080
BSAC|BANCO SANTANDER  CHI|EBXL|EBX LLC|69800
BSAC|BANCO SANTANDER  CHI|ECUT|CONVERGEX EXECUTION SOLUTIONS|454
BSAC|BANCO SANTANDER  CHI|EDJO|Edward D. Jones & Co., L.P.|115
BSAC|BANCO SANTANDER  CHI|EGAM|CBOE TRADING, INC.|4015
BSAC|BANCO SANTANDER  CHI|EGMT|EG MARKET TECHNOLOGIES LLC|100
BSAC|BANCO SANTANDER  CHI|EGXM|CBOE TRADING, INC.|703
BSAC|BANCO SANTANDER  CHI|ETBE|Electronic Transaction Clearing, Inc.|2724
BSAC|BANCO SANTANDER  CHI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3037
BSAC|BANCO SANTANDER  CHI|ETRS|E*Trade Securities LLC|200
BSAC|BANCO SANTANDER  CHI|FCST|INTL FCSTONE FINANCIAL INC.|802
BSAC|BANCO SANTANDER  CHI|FMAF|NBCN Inc./ CDS|236
BSAC|BANCO SANTANDER  CHI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51531
BSAC|BANCO SANTANDER  CHI|FTBR|Foliofn Investments, Inc.|7255
BSAC|BANCO SANTANDER  CHI|GARC|ICAP Corporates LLC|170572
BSAC|BANCO SANTANDER  CHI|GEBB|GLOBAL EXECUTION BROKERS, LP|100
BSAC|BANCO SANTANDER  CHI|GLPX|ACS EXECUTION SERVICES, LLC|2680
BSAC|BANCO SANTANDER  CHI|GSCO|GOLDMAN SACHS & CO. LLC|132238
BSAC|BANCO SANTANDER  CHI|GSCS|GOLDMAN SACHS & CO. LLC|300
BSAC|BANCO SANTANDER  CHI|GSLT|GOLDMAN SACHS & CO. LLC|7050
BSAC|BANCO SANTANDER  CHI|GTSZ|GTS SECURITIES LLC|11327
BSAC|BANCO SANTANDER  CHI|HRBF|American Enterprise Investment Services Inc.|108
BSAC|BANCO SANTANDER  CHI|HSBC|HSBC Securities, Inc.|69757
BSAC|BANCO SANTANDER  CHI|IATS|INTERACTIVE BROKERS LLC|59711
BSAC|BANCO SANTANDER  CHI|IBKR|Interactive Brokers Llc|146168
BSAC|BANCO SANTANDER  CHI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|255
BSAC|BANCO SANTANDER  CHI|ICBX|INSTINET, LLC|25360
BSAC|BANCO SANTANDER  CHI|INCA|INSTINET, LLC|65701
BSAC|BANCO SANTANDER  CHI|INJX|INSTINET, LLC|1960
BSAC|BANCO SANTANDER  CHI|ITGI|ITG Inc.|19011
BSAC|BANCO SANTANDER  CHI|ITGP|ITG INC.|58600
BSAC|BANCO SANTANDER  CHI|JEFF|JEFFERIES LLC|14720
BSAC|BANCO SANTANDER  CHI|JMPT|JUMP TRADING, LLC|11725
BSAC|BANCO SANTANDER  CHI|JPBX|J.P. MORGAN SECURITIES LLC|17782
BSAC|BANCO SANTANDER  CHI|JPMX|J.P. Morgan Securities LLC|292464
BSAC|BANCO SANTANDER  CHI|JSJX|JANE STREET CAPITAL LLC|5273
BSAC|BANCO SANTANDER  CHI|KCGM|VIRTU Americas LLC|129180
BSAC|BANCO SANTANDER  CHI|LEHM|Barclays Capital Inc./Le|208739
BSAC|BANCO SANTANDER  CHI|LIME|Lime Brokerage LLC|8386
BSAC|BANCO SANTANDER  CHI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58338
BSAC|BANCO SANTANDER  CHI|MOTF|MOTIF INVESTING, INC.|8
BSAC|BANCO SANTANDER  CHI|MSCO|MORGAN STANLEY & CO. LLC|241995
BSAC|BANCO SANTANDER  CHI|MSPL|MORGAN STANLEY & CO. LLC|107100
BSAC|BANCO SANTANDER  CHI|MSTX|MORGAN STANLEY & CO. LLC|14100
BSAC|BANCO SANTANDER  CHI|NFSC|National Financial Services LLC|6534
BSAC|BANCO SANTANDER  CHI|NITE|VIRTU Americas LLC|283909
BSAC|BANCO SANTANDER  CHI|NITP|VIRTU Americas LLC|200
BSAC|BANCO SANTANDER  CHI|NQRB|Brut, LLC|531
BSAC|BANCO SANTANDER  CHI|PACT|BTG Pactual US Capital Corp.|2886182
BSAC|BANCO SANTANDER  CHI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1123
BSAC|BANCO SANTANDER  CHI|PDQM|CODA MARKETS, INC.|28843
BSAC|BANCO SANTANDER  CHI|RBCM|RBC CAPITAL MARKETS, LLC|80
BSAC|BANCO SANTANDER  CHI|SAGL|SAGETRADER, LLC|400
BSAC|BANCO SANTANDER  CHI|SBSH|Citigroup Global Markets Inc.|142458
BSAC|BANCO SANTANDER  CHI|SGMT|GOLDMAN SACHS & CO. LLC|47603
BSAC|BANCO SANTANDER  CHI|SPDR|SPEEDROUTE LLC|3500
BSAC|BANCO SANTANDER  CHI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2589
BSAC|BANCO SANTANDER  CHI|SWIM|TD Ameritrade, Inc.|2659
BSAC|BANCO SANTANDER  CHI|SWST|Hilltop Securities Inc.|989
BSAC|BANCO SANTANDER  CHI|TMBR|Timber Hill LLC|1309
BSAC|BANCO SANTANDER  CHI|TRBT|Tradebot Systems, Inc.|80123
BSAC|BANCO SANTANDER  CHI|TRCM|TRC MARKETS LLC|40186
BSAC|BANCO SANTANDER  CHI|UBSA|UBS SECURITIES LLC|207422
BSAC|BANCO SANTANDER  CHI|UBSS|UBS Securities LLC|310732
BSAC|BANCO SANTANDER  CHI|VALX|VIRTU AMERICAS LLC|6708
BSAC|BANCO SANTANDER  CHI|VGRD|Vanguard Marketing Corporation|80
BSAC|BANCO SANTANDER  CHI|WCHV|WELLS FARGO SECURITIES, LLC|803
BSAC|BANCO SANTANDER  CHI|WEED|Weeden & Co.L.P.|2300
BSAC|BANCO SANTANDER  CHI|WGIF|CIBC World Markets Inc.|500
BSAC|BANCO SANTANDER  CHI|WSEA|WOLVERINE SECURITIES, LLC|243
BSAC|BANCO SANTANDER  CHI|XIST|INSTINET, LLC|18400
BSAC|BANCO SANTANDER  CHI|XPUS|XP SECURITIES, LLC|330699
BSAC|BANCO SANTANDER  CHI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
BSAC|BANCO SANTANDER  CHI|YKNA|COMHAR CAPITAL MARKETS, LLC|3750
BSBR|BANCO SANTANDER BRZL|ADAM|CANACCORD GENUITY INC.|141487
BSBR|BANCO SANTANDER BRZL|ALTX|Alternet Securities Inc.|2577
BSBR|BANCO SANTANDER BRZL|APCC|Apex Clearing Corporation|2260
BSBR|BANCO SANTANDER BRZL|BARD|Robert W. Baird & Co. Incorporated|28669
BSBR|BANCO SANTANDER BRZL|BATM|CBOE TRADING, INC.|1707
BSBR|BANCO SANTANDER BRZL|BAYC|BAY CREST PARTNERS, LLC|10209
BSBR|BANCO SANTANDER BRZL|BERN|Sanford C. Bernstein & Co., LLC|800
BSBR|BANCO SANTANDER BRZL|BIMI|Banca IMI Securities Corp.|800
BSBR|BANCO SANTANDER BRZL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10429
BSBR|BANCO SANTANDER BRZL|BNPX|BNP PARIBAS SECURITIES CORP.|141
BSBR|BANCO SANTANDER BRZL|BRGE|Newbridge Securities Corp.|2349
BSBR|BANCO SANTANDER BRZL|BYXM|CBOE TRADING, INC.|5500
BSBR|BANCO SANTANDER BRZL|BZYD|GOLDMAN SACHS & CO. LLC|2926
BSBR|BANCO SANTANDER BRZL|CANT|Cantor Fitzgerald & Co.|1632
BSBR|BANCO SANTANDER BRZL|CHAS|Charles Schwab & Co., Inc.|3500
BSBR|BANCO SANTANDER BRZL|CLSA|CLSA AMERICAS, LLC|110
BSBR|BANCO SANTANDER BRZL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19119
BSBR|BANCO SANTANDER BRZL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|401202
BSBR|BANCO SANTANDER BRZL|CSIN|Citadel Securities Institutional LLC|500
BSBR|BANCO SANTANDER BRZL|CTDL|Citadel Derivatives Group Llc|4897
BSBR|BANCO SANTANDER BRZL|CTLR|CUTLER GROUP, LP|49
BSBR|BANCO SANTANDER BRZL|CXCX|CITIGROUP GLOBAL MARKETS INC.|70930
BSBR|BANCO SANTANDER BRZL|DBAB|Deutsche Bank Securities Inc.|165276
BSBR|BANCO SANTANDER BRZL|DBAX|Deutsche Bank Securities Inc.|254700
BSBR|BANCO SANTANDER BRZL|DCHF|Dart Executions, LLC|21019
BSBR|BANCO SANTANDER BRZL|DEAN|MORGAN STANLEY|1638
BSBR|BANCO SANTANDER BRZL|DEGS|RONIN PROFESSIONAL LLC|7645
BSBR|BANCO SANTANDER BRZL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|511007
BSBR|BANCO SANTANDER BRZL|EBXL|EBX LLC|386100
BSBR|BANCO SANTANDER BRZL|ECUT|CONVERGEX EXECUTION SOLUTIONS|2523
BSBR|BANCO SANTANDER BRZL|EDJO|Edward D. Jones & Co., L.P.|664
BSBR|BANCO SANTANDER BRZL|EGAM|CBOE TRADING, INC.|9756
BSBR|BANCO SANTANDER BRZL|EGXM|CBOE TRADING, INC.|1150
BSBR|BANCO SANTANDER BRZL|ETBE|Electronic Transaction Clearing, Inc.|9049
BSBR|BANCO SANTANDER BRZL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|13355
BSBR|BANCO SANTANDER BRZL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1400
BSBR|BANCO SANTANDER BRZL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
BSBR|BANCO SANTANDER BRZL|ETRS|E*Trade Securities LLC|39269
BSBR|BANCO SANTANDER BRZL|FCST|INTL FCSTONE FINANCIAL INC.|78558
BSBR|BANCO SANTANDER BRZL|FILL|Tradestation Securities, Inc.|8037
BSBR|BANCO SANTANDER BRZL|FQLS|Quantlab Securities LP|236131
BSBR|BANCO SANTANDER BRZL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61809
BSBR|BANCO SANTANDER BRZL|FTBR|Foliofn Investments, Inc.|82410
BSBR|BANCO SANTANDER BRZL|GARC|ICAP Corporates LLC|725563
BSBR|BANCO SANTANDER BRZL|GEBB|GLOBAL EXECUTION BROKERS, LP|4250
BSBR|BANCO SANTANDER BRZL|GLIS|TD Securities Inc|18660
BSBR|BANCO SANTANDER BRZL|GLPX|ACS EXECUTION SERVICES, LLC|2987
BSBR|BANCO SANTANDER BRZL|GSCO|GOLDMAN SACHS & CO. LLC|718977
BSBR|BANCO SANTANDER BRZL|GSCS|GOLDMAN SACHS & CO. LLC|3600
BSBR|BANCO SANTANDER BRZL|GSLT|GOLDMAN SACHS & CO. LLC|5007
BSBR|BANCO SANTANDER BRZL|GTSY|GTS SECURITIES LLC|2800
BSBR|BANCO SANTANDER BRZL|GTSZ|GTS SECURITIES LLC|49589
BSBR|BANCO SANTANDER BRZL|HRBF|American Enterprise Investment Services Inc.|17
BSBR|BANCO SANTANDER BRZL|HSBC|HSBC Securities, Inc.|16605
BSBR|BANCO SANTANDER BRZL|IATS|INTERACTIVE BROKERS LLC|33780
BSBR|BANCO SANTANDER BRZL|IBKR|Interactive Brokers Llc|64071
BSBR|BANCO SANTANDER BRZL|ICBX|INSTINET, LLC|172805
BSBR|BANCO SANTANDER BRZL|INCA|INSTINET, LLC|515702
BSBR|BANCO SANTANDER BRZL|INJX|INSTINET, LLC|200
BSBR|BANCO SANTANDER BRZL|INTL|INTL FCSTONE FINANCIAL INC.|107
BSBR|BANCO SANTANDER BRZL|ITGI|ITG Inc.|181105
BSBR|BANCO SANTANDER BRZL|ITGP|ITG INC.|511000
BSBR|BANCO SANTANDER BRZL|JANY|Janney Montgomery Scott Inc.|5000
BSBR|BANCO SANTANDER BRZL|JEFF|JEFFERIES LLC|24877
BSBR|BANCO SANTANDER BRZL|JMPT|JUMP TRADING, LLC|108946
BSBR|BANCO SANTANDER BRZL|JPBX|J.P. MORGAN SECURITIES LLC|27930
BSBR|BANCO SANTANDER BRZL|JPMX|J.P. Morgan Securities LLC|853245
BSBR|BANCO SANTANDER BRZL|JSJX|JANE STREET CAPITAL LLC|19527
BSBR|BANCO SANTANDER BRZL|KCGM|VIRTU Americas LLC|98221
BSBR|BANCO SANTANDER BRZL|KRSH|Kershner Securities, LLC|1939
BSBR|BANCO SANTANDER BRZL|LEHM|Barclays Capital Inc./Le|569587
BSBR|BANCO SANTANDER BRZL|LGNT|COR CLEARING LLC|2
BSBR|BANCO SANTANDER BRZL|LIME|Lime Brokerage LLC|77366
BSBR|BANCO SANTANDER BRZL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
BSBR|BANCO SANTANDER BRZL|MBTS|ALLY INVEST SECURITIES LLC|13462
BSBR|BANCO SANTANDER BRZL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|512770
BSBR|BANCO SANTANDER BRZL|MOTF|MOTIF INVESTING, INC.|9
BSBR|BANCO SANTANDER BRZL|MSCO|MORGAN STANLEY & CO. LLC|3018090
BSBR|BANCO SANTANDER BRZL|MSPL|MORGAN STANLEY & CO. LLC|3879600
BSBR|BANCO SANTANDER BRZL|MSTX|MORGAN STANLEY & CO. LLC|87500
BSBR|BANCO SANTANDER BRZL|NFSC|National Financial Services LLC|568035
BSBR|BANCO SANTANDER BRZL|NITE|VIRTU Americas LLC|1718524
BSBR|BANCO SANTANDER BRZL|NITP|VIRTU Americas LLC|67822
BSBR|BANCO SANTANDER BRZL|NQRB|Brut, LLC|4161
BSBR|BANCO SANTANDER BRZL|NTBF|BMO Nesbitt Burns Inc./CDS|440
BSBR|BANCO SANTANDER BRZL|OPCO|Oppenheimer & Co. Inc.|2100
BSBR|BANCO SANTANDER BRZL|PACT|BTG Pactual US Capital Corp.|86048
BSBR|BANCO SANTANDER BRZL|PDQM|CODA MARKETS, INC.|11356
BSBR|BANCO SANTANDER BRZL|SAGL|SAGETRADER, LLC|3771
BSBR|BANCO SANTANDER BRZL|SBSH|Citigroup Global Markets Inc.|241860
BSBR|BANCO SANTANDER BRZL|SGMT|GOLDMAN SACHS & CO. LLC|224844
BSBR|BANCO SANTANDER BRZL|SPDR|SPEEDROUTE LLC|745
BSBR|BANCO SANTANDER BRZL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2950
BSBR|BANCO SANTANDER BRZL|SWIM|TD Ameritrade, Inc.|167094
BSBR|BANCO SANTANDER BRZL|SWST|Hilltop Securities Inc.|1433
BSBR|BANCO SANTANDER BRZL|TKNG|ALLY INVEST SECURITIES LLC|3985
BSBR|BANCO SANTANDER BRZL|TRBT|Tradebot Systems, Inc.|228102
BSBR|BANCO SANTANDER BRZL|TRCM|TRC MARKETS LLC|39560
BSBR|BANCO SANTANDER BRZL|UBSA|UBS SECURITIES LLC|804411
BSBR|BANCO SANTANDER BRZL|UBSS|UBS Securities LLC|407309
BSBR|BANCO SANTANDER BRZL|VALX|VIRTU AMERICAS LLC|57222
BSBR|BANCO SANTANDER BRZL|VGRD|Vanguard Marketing Corporation|5334
BSBR|BANCO SANTANDER BRZL|WBPX|SUMMIT SECURITIES GROUP, LLC|7416
BSBR|BANCO SANTANDER BRZL|WCHV|WELLS FARGO SECURITIES, LLC|117007
BSBR|BANCO SANTANDER BRZL|WEED|Weeden & Co.L.P.|97420
BSBR|BANCO SANTANDER BRZL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2348
BSBR|BANCO SANTANDER BRZL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|512
BSBR|BANCO SANTANDER BRZL|WMCL|White Mountain Capital, LLC|3962
BSBR|BANCO SANTANDER BRZL|WSEA|WOLVERINE SECURITIES, LLC|17858
BSBR|BANCO SANTANDER BRZL|XIST|INSTINET, LLC|288800
BSBR|BANCO SANTANDER BRZL|XPUS|XP SECURITIES, LLC|100978
BSBR|BANCO SANTANDER BRZL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
BSBR|BANCO SANTANDER BRZL|YKNA|COMHAR CAPITAL MARKETS, LLC|3097
BSBR|BANCO SANTANDER BRZL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
BSCI|INV BLT 2018 CORP BD|ALTX|Alternet Securities Inc.|602
BSCI|INV BLT 2018 CORP BD|APCC|Apex Clearing Corporation|151
BSCI|INV BLT 2018 CORP BD|BARD|Robert W. Baird & Co. Incorporated|2138
BSCI|INV BLT 2018 CORP BD|BBNT|BB&T SECURITIES, LLC|3150
BSCI|INV BLT 2018 CORP BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16819
BSCI|INV BLT 2018 CORP BD|BYXM|CBOE TRADING, INC.|900
BSCI|INV BLT 2018 CORP BD|CHAS|Charles Schwab & Co., Inc.|876721
BSCI|INV BLT 2018 CORP BD|CIST|Capital Institutional Services, Inc.|3128
BSCI|INV BLT 2018 CORP BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1620
BSCI|INV BLT 2018 CORP BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34866
BSCI|INV BLT 2018 CORP BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BSCI|INV BLT 2018 CORP BD|DAVA|Davenport & Company LLC|12293
BSCI|INV BLT 2018 CORP BD|DBAX|Deutsche Bank Securities Inc.|14300
BSCI|INV BLT 2018 CORP BD|DEAN|MORGAN STANLEY|1350
BSCI|INV BLT 2018 CORP BD|EBXL|EBX LLC|4000
BSCI|INV BLT 2018 CORP BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|594
BSCI|INV BLT 2018 CORP BD|EDJO|Edward D. Jones & Co., L.P.|2633
BSCI|INV BLT 2018 CORP BD|EGAM|CBOE TRADING, INC.|7926
BSCI|INV BLT 2018 CORP BD|EGAW|CBOE TRADING, INC.|1800
BSCI|INV BLT 2018 CORP BD|EGXM|CBOE TRADING, INC.|3302
BSCI|INV BLT 2018 CORP BD|EGXW|CBOE TRADING, INC.|200
BSCI|INV BLT 2018 CORP BD|ETCB|ETC BROKERAGE SERVICES, LLC|400
BSCI|INV BLT 2018 CORP BD|ETRS|E*Trade Securities LLC|3404
BSCI|INV BLT 2018 CORP BD|FLTU|FLOW TRADERS US LLC|799
BSCI|INV BLT 2018 CORP BD|FTBR|Foliofn Investments, Inc.|5513
BSCI|INV BLT 2018 CORP BD|GEBB|GLOBAL EXECUTION BROKERS, LP|48524
BSCI|INV BLT 2018 CORP BD|GLPX|ACS EXECUTION SERVICES, LLC|5163
BSCI|INV BLT 2018 CORP BD|GSCO|GOLDMAN SACHS & CO. LLC|8600
BSCI|INV BLT 2018 CORP BD|HRBF|American Enterprise Investment Services Inc.|17844
BSCI|INV BLT 2018 CORP BD|IATS|INTERACTIVE BROKERS LLC|3166
BSCI|INV BLT 2018 CORP BD|IBKR|Interactive Brokers Llc|10353
BSCI|INV BLT 2018 CORP BD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|60
BSCI|INV BLT 2018 CORP BD|ICBX|INSTINET, LLC|7600
BSCI|INV BLT 2018 CORP BD|INCA|INSTINET, LLC|200
BSCI|INV BLT 2018 CORP BD|ITGI|ITG Inc.|1241
BSCI|INV BLT 2018 CORP BD|ITGP|ITG INC.|17200
BSCI|INV BLT 2018 CORP BD|JANY|Janney Montgomery Scott Inc.|3392
BSCI|INV BLT 2018 CORP BD|JPMX|J.P. Morgan Securities LLC|9342
BSCI|INV BLT 2018 CORP BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|436574
BSCI|INV BLT 2018 CORP BD|JSJX|JANE STREET CAPITAL LLC|358984
BSCI|INV BLT 2018 CORP BD|KCGM|VIRTU Americas LLC|28435
BSCI|INV BLT 2018 CORP BD|LEHM|Barclays Capital Inc./Le|102244
BSCI|INV BLT 2018 CORP BD|LIME|Lime Brokerage LLC|400
BSCI|INV BLT 2018 CORP BD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
BSCI|INV BLT 2018 CORP BD|MACC|Mid Atlantic Capital Corporation|128
BSCI|INV BLT 2018 CORP BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40556
BSCI|INV BLT 2018 CORP BD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
BSCI|INV BLT 2018 CORP BD|MOTF|MOTIF INVESTING, INC.|5
BSCI|INV BLT 2018 CORP BD|MSCO|MORGAN STANLEY & CO. LLC|81982
BSCI|INV BLT 2018 CORP BD|MSPL|MORGAN STANLEY & CO. LLC|500
BSCI|INV BLT 2018 CORP BD|NEUB|NEUBERGER BERMAN BD LLC|475
BSCI|INV BLT 2018 CORP BD|NFSC|National Financial Services LLC|329236
BSCI|INV BLT 2018 CORP BD|NITE|VIRTU Americas LLC|351559
BSCI|INV BLT 2018 CORP BD|NITP|VIRTU Americas LLC|200
BSCI|INV BLT 2018 CORP BD|NQRB|Brut, LLC|500
BSCI|INV BLT 2018 CORP BD|NTBF|BMO Nesbitt Burns Inc./CDS|838
BSCI|INV BLT 2018 CORP BD|NTRC|Northern Trust Securities, Inc.|2744
BSCI|INV BLT 2018 CORP BD|OLDM|OLD MISSION CAPITAL, LLC|6900
BSCI|INV BLT 2018 CORP BD|PDQM|CODA MARKETS, INC.|10557
BSCI|INV BLT 2018 CORP BD|PWJC|UBS Financial Services, Inc.|5995
BSCI|INV BLT 2018 CORP BD|RBCM|RBC CAPITAL MARKETS, LLC|20369
BSCI|INV BLT 2018 CORP BD|SBSH|Citigroup Global Markets Inc.|974
BSCI|INV BLT 2018 CORP BD|SGMT|GOLDMAN SACHS & CO. LLC|9819
BSCI|INV BLT 2018 CORP BD|STFL|Stifel, Nicolaus & Company, Incorporated|13057
BSCI|INV BLT 2018 CORP BD|SWIM|TD Ameritrade, Inc.|900
BSCI|INV BLT 2018 CORP BD|SWST|Hilltop Securities Inc.|8
BSCI|INV BLT 2018 CORP BD|TRCM|TRC MARKETS LLC|600
BSCI|INV BLT 2018 CORP BD|UBSA|UBS SECURITIES LLC|112459
BSCI|INV BLT 2018 CORP BD|UBSS|UBS Securities LLC|138172
BSCI|INV BLT 2018 CORP BD|VGRD|Vanguard Marketing Corporation|1340
BSCI|INV BLT 2018 CORP BD|WCHV|WELLS FARGO SECURITIES, LLC|47908
BSCI|INV BLT 2018 CORP BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6403
BSCI|INV BLT 2018 CORP BD|WSEA|WOLVERINE SECURITIES, LLC|962
BSCI|INV BLT 2018 CORP BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
BSCI|INV BLT 2018 CORP BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17129
BSCJ|INV BLT 2019 CORP BD|ALTX|Alternet Securities Inc.|700
BSCJ|INV BLT 2019 CORP BD|APCC|Apex Clearing Corporation|50
BSCJ|INV BLT 2019 CORP BD|BARD|Robert W. Baird & Co. Incorporated|7193
BSCJ|INV BLT 2019 CORP BD|BATM|CBOE TRADING, INC.|800
BSCJ|INV BLT 2019 CORP BD|BBNT|BB&T SECURITIES, LLC|1611
BSCJ|INV BLT 2019 CORP BD|BERN|Sanford C. Bernstein & Co., LLC|900
BSCJ|INV BLT 2019 CORP BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6375
BSCJ|INV BLT 2019 CORP BD|BYXM|CBOE TRADING, INC.|4800
BSCJ|INV BLT 2019 CORP BD|CANT|Cantor Fitzgerald & Co.|43439
BSCJ|INV BLT 2019 CORP BD|CHAS|Charles Schwab & Co., Inc.|263891
BSCJ|INV BLT 2019 CORP BD|CIST|Capital Institutional Services, Inc.|20317
BSCJ|INV BLT 2019 CORP BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17460
BSCJ|INV BLT 2019 CORP BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|120709
BSCJ|INV BLT 2019 CORP BD|CSIN|Citadel Securities Institutional LLC|466105
BSCJ|INV BLT 2019 CORP BD|CTDL|Citadel Derivatives Group Llc|474970
BSCJ|INV BLT 2019 CORP BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
BSCJ|INV BLT 2019 CORP BD|DADA|D.A. Davidson & Co.|2953
BSCJ|INV BLT 2019 CORP BD|DAVA|Davenport & Company LLC|12925
BSCJ|INV BLT 2019 CORP BD|DBAX|Deutsche Bank Securities Inc.|16600
BSCJ|INV BLT 2019 CORP BD|DEAN|MORGAN STANLEY|6252
BSCJ|INV BLT 2019 CORP BD|EBXL|EBX LLC|17800
BSCJ|INV BLT 2019 CORP BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2300
BSCJ|INV BLT 2019 CORP BD|EDJO|Edward D. Jones & Co., L.P.|1943
BSCJ|INV BLT 2019 CORP BD|EGAM|CBOE TRADING, INC.|26941
BSCJ|INV BLT 2019 CORP BD|EGAW|CBOE TRADING, INC.|9200
BSCJ|INV BLT 2019 CORP BD|EGXM|CBOE TRADING, INC.|2790
BSCJ|INV BLT 2019 CORP BD|ETCB|ETC BROKERAGE SERVICES, LLC|39
BSCJ|INV BLT 2019 CORP BD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2190
BSCJ|INV BLT 2019 CORP BD|ETRS|E*Trade Securities LLC|7166
BSCJ|INV BLT 2019 CORP BD|FBSB|U.S. Bancorp Investments, Inc.|240
BSCJ|INV BLT 2019 CORP BD|FLTU|FLOW TRADERS US LLC|3600
BSCJ|INV BLT 2019 CORP BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|408
BSCJ|INV BLT 2019 CORP BD|FTBR|Foliofn Investments, Inc.|10746
BSCJ|INV BLT 2019 CORP BD|GEBB|GLOBAL EXECUTION BROKERS, LP|1270
BSCJ|INV BLT 2019 CORP BD|GLPX|ACS EXECUTION SERVICES, LLC|9679
BSCJ|INV BLT 2019 CORP BD|GSCO|GOLDMAN SACHS & CO. LLC|506
BSCJ|INV BLT 2019 CORP BD|GSLT|GOLDMAN SACHS & CO. LLC|270
BSCJ|INV BLT 2019 CORP BD|HRBF|American Enterprise Investment Services Inc.|62155
BSCJ|INV BLT 2019 CORP BD|IATS|INTERACTIVE BROKERS LLC|4654
BSCJ|INV BLT 2019 CORP BD|IBKR|Interactive Brokers Llc|10498
BSCJ|INV BLT 2019 CORP BD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|60
BSCJ|INV BLT 2019 CORP BD|ICBX|INSTINET, LLC|16213
BSCJ|INV BLT 2019 CORP BD|INCA|INSTINET, LLC|9300
BSCJ|INV BLT 2019 CORP BD|ITGI|ITG Inc.|439
BSCJ|INV BLT 2019 CORP BD|ITGP|ITG INC.|84800
BSCJ|INV BLT 2019 CORP BD|JANY|Janney Montgomery Scott Inc.|7378
BSCJ|INV BLT 2019 CORP BD|JPMX|J.P. Morgan Securities LLC|43230
BSCJ|INV BLT 2019 CORP BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|113175
BSCJ|INV BLT 2019 CORP BD|JSJX|JANE STREET CAPITAL LLC|520632
BSCJ|INV BLT 2019 CORP BD|KCGM|VIRTU Americas LLC|43392
BSCJ|INV BLT 2019 CORP BD|LEHM|Barclays Capital Inc./Le|203386
BSCJ|INV BLT 2019 CORP BD|LIME|Lime Brokerage LLC|1703
BSCJ|INV BLT 2019 CORP BD|MACC|Mid Atlantic Capital Corporation|3990
BSCJ|INV BLT 2019 CORP BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51102
BSCJ|INV BLT 2019 CORP BD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9837
BSCJ|INV BLT 2019 CORP BD|MOTF|MOTIF INVESTING, INC.|7
BSCJ|INV BLT 2019 CORP BD|MSCO|MORGAN STANLEY & CO. LLC|111918
BSCJ|INV BLT 2019 CORP BD|MSPL|MORGAN STANLEY & CO. LLC|400
BSCJ|INV BLT 2019 CORP BD|NFSC|National Financial Services LLC|303696
BSCJ|INV BLT 2019 CORP BD|NITE|VIRTU Americas LLC|406624
BSCJ|INV BLT 2019 CORP BD|NITP|VIRTU Americas LLC|1200
BSCJ|INV BLT 2019 CORP BD|NQRB|Brut, LLC|730
BSCJ|INV BLT 2019 CORP BD|NTRC|Northern Trust Securities, Inc.|132
BSCJ|INV BLT 2019 CORP BD|OLDM|OLD MISSION CAPITAL, LLC|45552
BSCJ|INV BLT 2019 CORP BD|PDQM|CODA MARKETS, INC.|33958
BSCJ|INV BLT 2019 CORP BD|RBCM|RBC CAPITAL MARKETS, LLC|14083
BSCJ|INV BLT 2019 CORP BD|SBSH|Citigroup Global Markets Inc.|45
BSCJ|INV BLT 2019 CORP BD|SEIC|SEI Investments Distribution Co.|700
BSCJ|INV BLT 2019 CORP BD|SGMT|GOLDMAN SACHS & CO. LLC|47306
BSCJ|INV BLT 2019 CORP BD|STFL|Stifel, Nicolaus & Company, Incorporated|11149
BSCJ|INV BLT 2019 CORP BD|SWST|Hilltop Securities Inc.|102
BSCJ|INV BLT 2019 CORP BD|TRBT|Tradebot Systems, Inc.|100
BSCJ|INV BLT 2019 CORP BD|UBSA|UBS SECURITIES LLC|161481
BSCJ|INV BLT 2019 CORP BD|UBSS|UBS Securities LLC|257494
BSCJ|INV BLT 2019 CORP BD|VGRD|Vanguard Marketing Corporation|8166
BSCJ|INV BLT 2019 CORP BD|WCHV|WELLS FARGO SECURITIES, LLC|96135
BSCJ|INV BLT 2019 CORP BD|WEDB|WEDBUSH SECURITIES INC.|10000
BSCJ|INV BLT 2019 CORP BD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|436
BSCJ|INV BLT 2019 CORP BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19146
BSCJ|INV BLT 2019 CORP BD|WSEA|WOLVERINE SECURITIES, LLC|3297
BSCJ|INV BLT 2019 CORP BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|15042
BSCJ|INV BLT 2019 CORP BD|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BSCJ|INV BLT 2019 CORP BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|66811
BSCK|INV BLT 2020 CORP BD|ALTX|Alternet Securities Inc.|300
BSCK|INV BLT 2020 CORP BD|APCC|Apex Clearing Corporation|2
BSCK|INV BLT 2020 CORP BD|BALE|M&T SECURITIES, INC.|185
BSCK|INV BLT 2020 CORP BD|BARD|Robert W. Baird & Co. Incorporated|3580
BSCK|INV BLT 2020 CORP BD|BATM|CBOE TRADING, INC.|300
BSCK|INV BLT 2020 CORP BD|BBNT|BB&T SECURITIES, LLC|1714
BSCK|INV BLT 2020 CORP BD|BERN|Sanford C. Bernstein & Co., LLC|1000
BSCK|INV BLT 2020 CORP BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7857
BSCK|INV BLT 2020 CORP BD|CANT|Cantor Fitzgerald & Co.|30800
BSCK|INV BLT 2020 CORP BD|CHAS|Charles Schwab & Co., Inc.|79067
BSCK|INV BLT 2020 CORP BD|CIST|Capital Institutional Services, Inc.|27443
BSCK|INV BLT 2020 CORP BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4084
BSCK|INV BLT 2020 CORP BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80286
BSCK|INV BLT 2020 CORP BD|CSIN|Citadel Securities Institutional LLC|15138
BSCK|INV BLT 2020 CORP BD|CTDL|Citadel Derivatives Group Llc|20000
BSCK|INV BLT 2020 CORP BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
BSCK|INV BLT 2020 CORP BD|DADA|D.A. Davidson & Co.|1176
BSCK|INV BLT 2020 CORP BD|DAVA|Davenport & Company LLC|5152
BSCK|INV BLT 2020 CORP BD|DBAB|Deutsche Bank Securities Inc.|100
BSCK|INV BLT 2020 CORP BD|DBAX|Deutsche Bank Securities Inc.|17500
BSCK|INV BLT 2020 CORP BD|DEAN|MORGAN STANLEY|3493
BSCK|INV BLT 2020 CORP BD|EBXL|EBX LLC|6500
BSCK|INV BLT 2020 CORP BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2124
BSCK|INV BLT 2020 CORP BD|EDJO|Edward D. Jones & Co., L.P.|31803
BSCK|INV BLT 2020 CORP BD|EGAM|CBOE TRADING, INC.|2027
BSCK|INV BLT 2020 CORP BD|ETCB|ETC BROKERAGE SERVICES, LLC|239
BSCK|INV BLT 2020 CORP BD|ETRS|E*Trade Securities LLC|698
BSCK|INV BLT 2020 CORP BD|FLTU|FLOW TRADERS US LLC|1000
BSCK|INV BLT 2020 CORP BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4563
BSCK|INV BLT 2020 CORP BD|FTBR|Foliofn Investments, Inc.|10090
BSCK|INV BLT 2020 CORP BD|GLPX|ACS EXECUTION SERVICES, LLC|4829
BSCK|INV BLT 2020 CORP BD|GSCO|GOLDMAN SACHS & CO. LLC|32
BSCK|INV BLT 2020 CORP BD|GTSZ|GTS SECURITIES LLC|100
BSCK|INV BLT 2020 CORP BD|HRBF|American Enterprise Investment Services Inc.|42405
BSCK|INV BLT 2020 CORP BD|IATS|INTERACTIVE BROKERS LLC|724
BSCK|INV BLT 2020 CORP BD|IBKR|Interactive Brokers Llc|13784
BSCK|INV BLT 2020 CORP BD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|60
BSCK|INV BLT 2020 CORP BD|ICBX|INSTINET, LLC|12077
BSCK|INV BLT 2020 CORP BD|INCA|INSTINET, LLC|1124
BSCK|INV BLT 2020 CORP BD|ITGI|ITG Inc.|2038
BSCK|INV BLT 2020 CORP BD|ITGP|ITG INC.|5400
BSCK|INV BLT 2020 CORP BD|JANY|Janney Montgomery Scott Inc.|2413
BSCK|INV BLT 2020 CORP BD|JPMX|J.P. Morgan Securities LLC|14070
BSCK|INV BLT 2020 CORP BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|162835
BSCK|INV BLT 2020 CORP BD|JSJX|JANE STREET CAPITAL LLC|614664
BSCK|INV BLT 2020 CORP BD|KCGM|VIRTU Americas LLC|15961
BSCK|INV BLT 2020 CORP BD|LEHM|Barclays Capital Inc./Le|48400
BSCK|INV BLT 2020 CORP BD|LIME|Lime Brokerage LLC|1500
BSCK|INV BLT 2020 CORP BD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|401
BSCK|INV BLT 2020 CORP BD|MACC|Mid Atlantic Capital Corporation|3716
BSCK|INV BLT 2020 CORP BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29204
BSCK|INV BLT 2020 CORP BD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3800
BSCK|INV BLT 2020 CORP BD|MOTF|MOTIF INVESTING, INC.|3
BSCK|INV BLT 2020 CORP BD|MSCO|MORGAN STANLEY & CO. LLC|101114
BSCK|INV BLT 2020 CORP BD|MSPL|MORGAN STANLEY & CO. LLC|9500
BSCK|INV BLT 2020 CORP BD|NFSC|National Financial Services LLC|239453
BSCK|INV BLT 2020 CORP BD|NITE|VIRTU Americas LLC|294424
BSCK|INV BLT 2020 CORP BD|NQRB|Brut, LLC|75
BSCK|INV BLT 2020 CORP BD|NTRC|Northern Trust Securities, Inc.|1269
BSCK|INV BLT 2020 CORP BD|OLDM|OLD MISSION CAPITAL, LLC|9833
BSCK|INV BLT 2020 CORP BD|OPCO|Oppenheimer & Co. Inc.|157
BSCK|INV BLT 2020 CORP BD|PDQM|CODA MARKETS, INC.|7135
BSCK|INV BLT 2020 CORP BD|RBCM|RBC CAPITAL MARKETS, LLC|21256
BSCK|INV BLT 2020 CORP BD|SALI|INTL FCSTONE FINANCIAL INC.|466
BSCK|INV BLT 2020 CORP BD|SBSH|Citigroup Global Markets Inc.|1463
BSCK|INV BLT 2020 CORP BD|SEIC|SEI Investments Distribution Co.|100
BSCK|INV BLT 2020 CORP BD|SGMT|GOLDMAN SACHS & CO. LLC|6829
BSCK|INV BLT 2020 CORP BD|SPDR|SPEEDROUTE LLC|400
BSCK|INV BLT 2020 CORP BD|SPHN|Stephens Inc.|561
BSCK|INV BLT 2020 CORP BD|STFL|Stifel, Nicolaus & Company, Incorporated|2988
BSCK|INV BLT 2020 CORP BD|SWST|Hilltop Securities Inc.|4250
BSCK|INV BLT 2020 CORP BD|UBSA|UBS SECURITIES LLC|93522
BSCK|INV BLT 2020 CORP BD|UBSS|UBS Securities LLC|267490
BSCK|INV BLT 2020 CORP BD|VGRD|Vanguard Marketing Corporation|11219
BSCK|INV BLT 2020 CORP BD|WCHV|WELLS FARGO SECURITIES, LLC|79708
BSCK|INV BLT 2020 CORP BD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|675
BSCK|INV BLT 2020 CORP BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19998
BSCK|INV BLT 2020 CORP BD|WSEA|WOLVERINE SECURITIES, LLC|1981
BSCK|INV BLT 2020 CORP BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|15490
BSCK|INV BLT 2020 CORP BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|63180
BSCL|INV BULLETS IG 2021|ALTX|Alternet Securities Inc.|1400
BSCL|INV BULLETS IG 2021|APCC|Apex Clearing Corporation|3
BSCL|INV BULLETS IG 2021|BANK|Primevest Financial Services, Inc.|2311
BSCL|INV BULLETS IG 2021|BARD|Robert W. Baird & Co. Incorporated|6587
BSCL|INV BULLETS IG 2021|BATM|CBOE TRADING, INC.|417
BSCL|INV BULLETS IG 2021|BBNT|BB&T SECURITIES, LLC|398
BSCL|INV BULLETS IG 2021|BERN|Sanford C. Bernstein & Co., LLC|1800
BSCL|INV BULLETS IG 2021|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12218
BSCL|INV BULLETS IG 2021|CANT|Cantor Fitzgerald & Co.|31039
BSCL|INV BULLETS IG 2021|CHAS|Charles Schwab & Co., Inc.|2890
BSCL|INV BULLETS IG 2021|CIST|Capital Institutional Services, Inc.|22095
BSCL|INV BULLETS IG 2021|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8986
BSCL|INV BULLETS IG 2021|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74656
BSCL|INV BULLETS IG 2021|CSIN|Citadel Securities Institutional LLC|39378
BSCL|INV BULLETS IG 2021|CTDL|Citadel Derivatives Group Llc|8267
BSCL|INV BULLETS IG 2021|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BSCL|INV BULLETS IG 2021|DADA|D.A. Davidson & Co.|282
BSCL|INV BULLETS IG 2021|DAVA|Davenport & Company LLC|3496
BSCL|INV BULLETS IG 2021|DBAX|Deutsche Bank Securities Inc.|26800
BSCL|INV BULLETS IG 2021|DEAN|MORGAN STANLEY|3146
BSCL|INV BULLETS IG 2021|EBXL|EBX LLC|5100
BSCL|INV BULLETS IG 2021|ECUT|CONVERGEX EXECUTION SOLUTIONS|2003
BSCL|INV BULLETS IG 2021|EDJO|Edward D. Jones & Co., L.P.|17686
BSCL|INV BULLETS IG 2021|EGAM|CBOE TRADING, INC.|12155
BSCL|INV BULLETS IG 2021|EGAW|CBOE TRADING, INC.|1411
BSCL|INV BULLETS IG 2021|ETCB|ETC BROKERAGE SERVICES, LLC|143
BSCL|INV BULLETS IG 2021|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
BSCL|INV BULLETS IG 2021|ETRS|E*Trade Securities LLC|7305
BSCL|INV BULLETS IG 2021|FINX|FINTECH SECURITIES|300
BSCL|INV BULLETS IG 2021|FLTU|FLOW TRADERS US LLC|3979
BSCL|INV BULLETS IG 2021|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1774
BSCL|INV BULLETS IG 2021|FTBR|Foliofn Investments, Inc.|6299
BSCL|INV BULLETS IG 2021|GLPX|ACS EXECUTION SERVICES, LLC|329
BSCL|INV BULLETS IG 2021|GSCO|GOLDMAN SACHS & CO. LLC|511
BSCL|INV BULLETS IG 2021|GSCS|GOLDMAN SACHS & CO. LLC|10000
BSCL|INV BULLETS IG 2021|GSLT|GOLDMAN SACHS & CO. LLC|100
BSCL|INV BULLETS IG 2021|HRBF|American Enterprise Investment Services Inc.|47288
BSCL|INV BULLETS IG 2021|IATS|INTERACTIVE BROKERS LLC|2131
BSCL|INV BULLETS IG 2021|IBKR|Interactive Brokers Llc|30166
BSCL|INV BULLETS IG 2021|ICBX|INSTINET, LLC|7490
BSCL|INV BULLETS IG 2021|INCA|INSTINET, LLC|1300
BSCL|INV BULLETS IG 2021|ITGI|ITG Inc.|528
BSCL|INV BULLETS IG 2021|ITGP|ITG INC.|3000
BSCL|INV BULLETS IG 2021|JANY|Janney Montgomery Scott Inc.|4086
BSCL|INV BULLETS IG 2021|JPMX|J.P. Morgan Securities LLC|15262
BSCL|INV BULLETS IG 2021|JSEB|JANE STREET EXECUTION SERVICES, LLC|204640
BSCL|INV BULLETS IG 2021|JSJX|JANE STREET CAPITAL LLC|564395
BSCL|INV BULLETS IG 2021|KCGM|VIRTU Americas LLC|16198
BSCL|INV BULLETS IG 2021|LEHM|Barclays Capital Inc./Le|91200
BSCL|INV BULLETS IG 2021|LIME|Lime Brokerage LLC|1014
BSCL|INV BULLETS IG 2021|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BSCL|INV BULLETS IG 2021|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50904
BSCL|INV BULLETS IG 2021|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3420
BSCL|INV BULLETS IG 2021|MOTF|MOTIF INVESTING, INC.|4
BSCL|INV BULLETS IG 2021|MSCO|MORGAN STANLEY & CO. LLC|94691
BSCL|INV BULLETS IG 2021|MSPL|MORGAN STANLEY & CO. LLC|400
BSCL|INV BULLETS IG 2021|NFSC|National Financial Services LLC|123856
BSCL|INV BULLETS IG 2021|NITE|VIRTU Americas LLC|222285
BSCL|INV BULLETS IG 2021|NITP|VIRTU Americas LLC|2728
BSCL|INV BULLETS IG 2021|NQRB|Brut, LLC|100
BSCL|INV BULLETS IG 2021|NTRC|Northern Trust Securities, Inc.|33
BSCL|INV BULLETS IG 2021|OLDM|OLD MISSION CAPITAL, LLC|38100
BSCL|INV BULLETS IG 2021|OPCO|Oppenheimer & Co. Inc.|152
BSCL|INV BULLETS IG 2021|PDQM|CODA MARKETS, INC.|11484
BSCL|INV BULLETS IG 2021|PWJC|UBS Financial Services, Inc.|2936
BSCL|INV BULLETS IG 2021|RBCM|RBC CAPITAL MARKETS, LLC|17428
BSCL|INV BULLETS IG 2021|SEIC|SEI Investments Distribution Co.|1100
BSCL|INV BULLETS IG 2021|SGMT|GOLDMAN SACHS & CO. LLC|2338
BSCL|INV BULLETS IG 2021|SPDR|SPEEDROUTE LLC|100
BSCL|INV BULLETS IG 2021|SPHN|Stephens Inc.|1211
BSCL|INV BULLETS IG 2021|STFL|Stifel, Nicolaus & Company, Incorporated|2867
BSCL|INV BULLETS IG 2021|SWIM|TD Ameritrade, Inc.|1000
BSCL|INV BULLETS IG 2021|SWST|Hilltop Securities Inc.|300
BSCL|INV BULLETS IG 2021|UBSA|UBS SECURITIES LLC|118698
BSCL|INV BULLETS IG 2021|UBSS|UBS Securities LLC|196736
BSCL|INV BULLETS IG 2021|VGRD|Vanguard Marketing Corporation|5268
BSCL|INV BULLETS IG 2021|WCHV|WELLS FARGO SECURITIES, LLC|50279
BSCL|INV BULLETS IG 2021|WEXM|WOLVERINE EXECUTION SERVICES, LLC|839
BSCL|INV BULLETS IG 2021|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25469
BSCL|INV BULLETS IG 2021|WSEA|WOLVERINE SECURITIES, LLC|1676
BSCL|INV BULLETS IG 2021|XSTM|NATIONAL FINANCIAL SERVICES LLC|14450
BSCL|INV BULLETS IG 2021|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78557
BSCM|INV BULLETS IG 2022|ALTX|Alternet Securities Inc.|100
BSCM|INV BULLETS IG 2022|APCC|Apex Clearing Corporation|1
BSCM|INV BULLETS IG 2022|BARD|Robert W. Baird & Co. Incorporated|3741
BSCM|INV BULLETS IG 2022|BATM|CBOE TRADING, INC.|189
BSCM|INV BULLETS IG 2022|BBNT|BB&T SECURITIES, LLC|790
BSCM|INV BULLETS IG 2022|BERN|Sanford C. Bernstein & Co., LLC|300
BSCM|INV BULLETS IG 2022|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27764
BSCM|INV BULLETS IG 2022|BYXM|CBOE TRADING, INC.|400
BSCM|INV BULLETS IG 2022|CANT|Cantor Fitzgerald & Co.|527245
BSCM|INV BULLETS IG 2022|CHAS|Charles Schwab & Co., Inc.|205437
BSCM|INV BULLETS IG 2022|CIST|Capital Institutional Services, Inc.|22069
BSCM|INV BULLETS IG 2022|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50041
BSCM|INV BULLETS IG 2022|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90357
BSCM|INV BULLETS IG 2022|CSIN|Citadel Securities Institutional LLC|138457
BSCM|INV BULLETS IG 2022|CTDL|Citadel Derivatives Group Llc|151016
BSCM|INV BULLETS IG 2022|CXCX|CITIGROUP GLOBAL MARKETS INC.|2314
BSCM|INV BULLETS IG 2022|DADA|D.A. Davidson & Co.|283
BSCM|INV BULLETS IG 2022|DBAX|Deutsche Bank Securities Inc.|41100
BSCM|INV BULLETS IG 2022|DEAN|MORGAN STANLEY|14143
BSCM|INV BULLETS IG 2022|EBXL|EBX LLC|14200
BSCM|INV BULLETS IG 2022|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
BSCM|INV BULLETS IG 2022|EDJO|Edward D. Jones & Co., L.P.|2614
BSCM|INV BULLETS IG 2022|EGAM|CBOE TRADING, INC.|1168
BSCM|INV BULLETS IG 2022|EGXM|CBOE TRADING, INC.|678
BSCM|INV BULLETS IG 2022|ETBE|Electronic Transaction Clearing, Inc.|600
BSCM|INV BULLETS IG 2022|ETCB|ETC BROKERAGE SERVICES, LLC|98
BSCM|INV BULLETS IG 2022|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BSCM|INV BULLETS IG 2022|ETRS|E*Trade Securities LLC|509
BSCM|INV BULLETS IG 2022|FINX|FINTECH SECURITIES|4083
BSCM|INV BULLETS IG 2022|FLTU|FLOW TRADERS US LLC|4421
BSCM|INV BULLETS IG 2022|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|211
BSCM|INV BULLETS IG 2022|FTBR|Foliofn Investments, Inc.|7273
BSCM|INV BULLETS IG 2022|GEBB|GLOBAL EXECUTION BROKERS, LP|7000
BSCM|INV BULLETS IG 2022|GLPX|ACS EXECUTION SERVICES, LLC|100
BSCM|INV BULLETS IG 2022|GSCO|GOLDMAN SACHS & CO. LLC|300
BSCM|INV BULLETS IG 2022|GSLT|GOLDMAN SACHS & CO. LLC|200
BSCM|INV BULLETS IG 2022|GTSZ|GTS SECURITIES LLC|1140
BSCM|INV BULLETS IG 2022|HRBF|American Enterprise Investment Services Inc.|53298
BSCM|INV BULLETS IG 2022|IATS|INTERACTIVE BROKERS LLC|273
BSCM|INV BULLETS IG 2022|IBKR|Interactive Brokers Llc|23966
BSCM|INV BULLETS IG 2022|ICBX|INSTINET, LLC|12671
BSCM|INV BULLETS IG 2022|INCA|INSTINET, LLC|21850
BSCM|INV BULLETS IG 2022|ITGI|ITG Inc.|1940
BSCM|INV BULLETS IG 2022|ITGP|ITG INC.|400
BSCM|INV BULLETS IG 2022|JANY|Janney Montgomery Scott Inc.|5210
BSCM|INV BULLETS IG 2022|JMPT|JUMP TRADING, LLC|722
BSCM|INV BULLETS IG 2022|JPMX|J.P. Morgan Securities LLC|45502
BSCM|INV BULLETS IG 2022|JSEB|JANE STREET EXECUTION SERVICES, LLC|295147
BSCM|INV BULLETS IG 2022|JSJX|JANE STREET CAPITAL LLC|357415
BSCM|INV BULLETS IG 2022|KCGM|VIRTU Americas LLC|21873
BSCM|INV BULLETS IG 2022|LEHM|Barclays Capital Inc./Le|57800
BSCM|INV BULLETS IG 2022|LIME|Lime Brokerage LLC|5147
BSCM|INV BULLETS IG 2022|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|12
BSCM|INV BULLETS IG 2022|MACC|Mid Atlantic Capital Corporation|435
BSCM|INV BULLETS IG 2022|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49660
BSCM|INV BULLETS IG 2022|MOTF|MOTIF INVESTING, INC.|1
BSCM|INV BULLETS IG 2022|MSCO|MORGAN STANLEY & CO. LLC|57326
BSCM|INV BULLETS IG 2022|MSPL|MORGAN STANLEY & CO. LLC|4500
BSCM|INV BULLETS IG 2022|MTON|MILLINGTON SECURITIES, INC.|370950
BSCM|INV BULLETS IG 2022|NFSC|National Financial Services LLC|122379
BSCM|INV BULLETS IG 2022|NITE|VIRTU Americas LLC|214578
BSCM|INV BULLETS IG 2022|NITP|VIRTU Americas LLC|800
BSCM|INV BULLETS IG 2022|NTRC|Northern Trust Securities, Inc.|211
BSCM|INV BULLETS IG 2022|OLDM|OLD MISSION CAPITAL, LLC|8567
BSCM|INV BULLETS IG 2022|PDQM|CODA MARKETS, INC.|25024
BSCM|INV BULLETS IG 2022|PWJC|UBS Financial Services, Inc.|1600
BSCM|INV BULLETS IG 2022|RBCM|RBC CAPITAL MARKETS, LLC|15026
BSCM|INV BULLETS IG 2022|SBSH|Citigroup Global Markets Inc.|1
BSCM|INV BULLETS IG 2022|SGMT|GOLDMAN SACHS & CO. LLC|13287
BSCM|INV BULLETS IG 2022|SPDR|SPEEDROUTE LLC|516
BSCM|INV BULLETS IG 2022|SPHN|Stephens Inc.|821
BSCM|INV BULLETS IG 2022|STFL|Stifel, Nicolaus & Company, Incorporated|1372
BSCM|INV BULLETS IG 2022|SWIM|TD Ameritrade, Inc.|1000
BSCM|INV BULLETS IG 2022|SWST|Hilltop Securities Inc.|4355
BSCM|INV BULLETS IG 2022|TRBT|Tradebot Systems, Inc.|44
BSCM|INV BULLETS IG 2022|UBSA|UBS SECURITIES LLC|143511
BSCM|INV BULLETS IG 2022|UBSS|UBS Securities LLC|173386
BSCM|INV BULLETS IG 2022|VGRD|Vanguard Marketing Corporation|4490
BSCM|INV BULLETS IG 2022|WCHV|WELLS FARGO SECURITIES, LLC|375010
BSCM|INV BULLETS IG 2022|WEXM|WOLVERINE EXECUTION SERVICES, LLC|141
BSCM|INV BULLETS IG 2022|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16366
BSCM|INV BULLETS IG 2022|WSEA|WOLVERINE SECURITIES, LLC|748
BSCM|INV BULLETS IG 2022|XSTM|NATIONAL FINANCIAL SERVICES LLC|25284
BSCM|INV BULLETS IG 2022|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32175
BSCN|INVESC BTSHS 2023 CP|APCC|Apex Clearing Corporation|5
BSCN|INVESC BTSHS 2023 CP|BARD|Robert W. Baird & Co. Incorporated|1350
BSCN|INVESC BTSHS 2023 CP|BATM|CBOE TRADING, INC.|222
BSCN|INVESC BTSHS 2023 CP|BKCM|BNY Mellon Capital Markets LLC|14272
BSCN|INVESC BTSHS 2023 CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26002
BSCN|INVESC BTSHS 2023 CP|CANT|Cantor Fitzgerald & Co.|30615
BSCN|INVESC BTSHS 2023 CP|CHAS|Charles Schwab & Co., Inc.|45853
BSCN|INVESC BTSHS 2023 CP|CIST|Capital Institutional Services, Inc.|9883
BSCN|INVESC BTSHS 2023 CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43626
BSCN|INVESC BTSHS 2023 CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47944
BSCN|INVESC BTSHS 2023 CP|CTDL|Citadel Derivatives Group Llc|22500
BSCN|INVESC BTSHS 2023 CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BSCN|INVESC BTSHS 2023 CP|DADA|D.A. Davidson & Co.|200
BSCN|INVESC BTSHS 2023 CP|DBAX|Deutsche Bank Securities Inc.|15400
BSCN|INVESC BTSHS 2023 CP|DEAN|MORGAN STANLEY|15567
BSCN|INVESC BTSHS 2023 CP|EBXL|EBX LLC|6300
BSCN|INVESC BTSHS 2023 CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2400
BSCN|INVESC BTSHS 2023 CP|EDJO|Edward D. Jones & Co., L.P.|1455
BSCN|INVESC BTSHS 2023 CP|EGAM|CBOE TRADING, INC.|884
BSCN|INVESC BTSHS 2023 CP|EGXM|CBOE TRADING, INC.|3100
BSCN|INVESC BTSHS 2023 CP|ETCB|ETC BROKERAGE SERVICES, LLC|335
BSCN|INVESC BTSHS 2023 CP|ETRS|E*Trade Securities LLC|504
BSCN|INVESC BTSHS 2023 CP|FLTU|FLOW TRADERS US LLC|780
BSCN|INVESC BTSHS 2023 CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
BSCN|INVESC BTSHS 2023 CP|FTBR|Foliofn Investments, Inc.|2095
BSCN|INVESC BTSHS 2023 CP|GLPX|ACS EXECUTION SERVICES, LLC|5
BSCN|INVESC BTSHS 2023 CP|GSCO|GOLDMAN SACHS & CO. LLC|4200
BSCN|INVESC BTSHS 2023 CP|GSLT|GOLDMAN SACHS & CO. LLC|200
BSCN|INVESC BTSHS 2023 CP|HRBF|American Enterprise Investment Services Inc.|24867
BSCN|INVESC BTSHS 2023 CP|IBKR|Interactive Brokers Llc|4373
BSCN|INVESC BTSHS 2023 CP|ICBX|INSTINET, LLC|9306
BSCN|INVESC BTSHS 2023 CP|INCA|INSTINET, LLC|109
BSCN|INVESC BTSHS 2023 CP|ITGP|ITG INC.|1600
BSCN|INVESC BTSHS 2023 CP|JANY|Janney Montgomery Scott Inc.|3715
BSCN|INVESC BTSHS 2023 CP|JPMX|J.P. Morgan Securities LLC|13240
BSCN|INVESC BTSHS 2023 CP|JSJX|JANE STREET CAPITAL LLC|276938
BSCN|INVESC BTSHS 2023 CP|KCGM|VIRTU Americas LLC|8423
BSCN|INVESC BTSHS 2023 CP|LEHM|Barclays Capital Inc./Le|49400
BSCN|INVESC BTSHS 2023 CP|LIME|Lime Brokerage LLC|2099
BSCN|INVESC BTSHS 2023 CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BSCN|INVESC BTSHS 2023 CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32430
BSCN|INVESC BTSHS 2023 CP|MOTF|MOTIF INVESTING, INC.|1
BSCN|INVESC BTSHS 2023 CP|MSCO|MORGAN STANLEY & CO. LLC|76084
BSCN|INVESC BTSHS 2023 CP|MSPL|MORGAN STANLEY & CO. LLC|7500
BSCN|INVESC BTSHS 2023 CP|NFSC|National Financial Services LLC|37413
BSCN|INVESC BTSHS 2023 CP|NITE|VIRTU Americas LLC|75980
BSCN|INVESC BTSHS 2023 CP|NQRB|Brut, LLC|8
BSCN|INVESC BTSHS 2023 CP|NTRC|Northern Trust Securities, Inc.|919
BSCN|INVESC BTSHS 2023 CP|OLDM|OLD MISSION CAPITAL, LLC|13493
BSCN|INVESC BTSHS 2023 CP|PDQM|CODA MARKETS, INC.|8543
BSCN|INVESC BTSHS 2023 CP|PWJC|UBS Financial Services, Inc.|3400
BSCN|INVESC BTSHS 2023 CP|RBCM|RBC CAPITAL MARKETS, LLC|36966
BSCN|INVESC BTSHS 2023 CP|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|3306
BSCN|INVESC BTSHS 2023 CP|SGMT|GOLDMAN SACHS & CO. LLC|5888
BSCN|INVESC BTSHS 2023 CP|STFL|Stifel, Nicolaus & Company, Incorporated|99
BSCN|INVESC BTSHS 2023 CP|UBSA|UBS SECURITIES LLC|86256
BSCN|INVESC BTSHS 2023 CP|UBSS|UBS Securities LLC|118003
BSCN|INVESC BTSHS 2023 CP|VGRD|Vanguard Marketing Corporation|2133
BSCN|INVESC BTSHS 2023 CP|WCHV|WELLS FARGO SECURITIES, LLC|38211
BSCN|INVESC BTSHS 2023 CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48
BSCN|INVESC BTSHS 2023 CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17348
BSCN|INVESC BTSHS 2023 CP|WSEA|WOLVERINE SECURITIES, LLC|1654
BSCN|INVESC BTSHS 2023 CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
BSCN|INVESC BTSHS 2023 CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12341
BSCO|INVESCO 2024 C B|ALTX|Alternet Securities Inc.|800
BSCO|INVESCO 2024 C B|APCC|Apex Clearing Corporation|2
BSCO|INVESCO 2024 C B|BARD|Robert W. Baird & Co. Incorporated|2809
BSCO|INVESCO 2024 C B|BATM|CBOE TRADING, INC.|342
BSCO|INVESCO 2024 C B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5102
BSCO|INVESCO 2024 C B|BYXM|CBOE TRADING, INC.|68
BSCO|INVESCO 2024 C B|CANT|Cantor Fitzgerald & Co.|18999
BSCO|INVESCO 2024 C B|CHAS|Charles Schwab & Co., Inc.|10
BSCO|INVESCO 2024 C B|CIST|Capital Institutional Services, Inc.|13744
BSCO|INVESCO 2024 C B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16500
BSCO|INVESCO 2024 C B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4300
BSCO|INVESCO 2024 C B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34788
BSCO|INVESCO 2024 C B|CTDL|Citadel Derivatives Group Llc|62818
BSCO|INVESCO 2024 C B|DADA|D.A. Davidson & Co.|945
BSCO|INVESCO 2024 C B|DAVA|Davenport & Company LLC|147
BSCO|INVESCO 2024 C B|DBAX|Deutsche Bank Securities Inc.|21900
BSCO|INVESCO 2024 C B|DEAN|MORGAN STANLEY|5263
BSCO|INVESCO 2024 C B|EBXL|EBX LLC|15700
BSCO|INVESCO 2024 C B|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
BSCO|INVESCO 2024 C B|EDJO|Edward D. Jones & Co., L.P.|2996
BSCO|INVESCO 2024 C B|EGAM|CBOE TRADING, INC.|500
BSCO|INVESCO 2024 C B|ETRS|E*Trade Securities LLC|358
BSCO|INVESCO 2024 C B|FLTU|FLOW TRADERS US LLC|500
BSCO|INVESCO 2024 C B|FTBR|Foliofn Investments, Inc.|2713
BSCO|INVESCO 2024 C B|GEBB|GLOBAL EXECUTION BROKERS, LP|11145
BSCO|INVESCO 2024 C B|GLPX|ACS EXECUTION SERVICES, LLC|600
BSCO|INVESCO 2024 C B|GSCO|GOLDMAN SACHS & CO. LLC|19200
BSCO|INVESCO 2024 C B|GTSZ|GTS SECURITIES LLC|373
BSCO|INVESCO 2024 C B|HRBF|American Enterprise Investment Services Inc.|25456
BSCO|INVESCO 2024 C B|IBKR|Interactive Brokers Llc|207
BSCO|INVESCO 2024 C B|ICBX|INSTINET, LLC|10600
BSCO|INVESCO 2024 C B|INCA|INSTINET, LLC|200
BSCO|INVESCO 2024 C B|ITGI|ITG Inc.|4073
BSCO|INVESCO 2024 C B|ITGP|ITG INC.|7200
BSCO|INVESCO 2024 C B|JANY|Janney Montgomery Scott Inc.|837
BSCO|INVESCO 2024 C B|JMPT|JUMP TRADING, LLC|32
BSCO|INVESCO 2024 C B|JPMX|J.P. Morgan Securities LLC|10400
BSCO|INVESCO 2024 C B|JSEB|JANE STREET EXECUTION SERVICES, LLC|74937
BSCO|INVESCO 2024 C B|JSJX|JANE STREET CAPITAL LLC|51211
BSCO|INVESCO 2024 C B|KCGM|VIRTU Americas LLC|14238
BSCO|INVESCO 2024 C B|LEHM|Barclays Capital Inc./Le|39000
BSCO|INVESCO 2024 C B|LIME|Lime Brokerage LLC|1722
BSCO|INVESCO 2024 C B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BSCO|INVESCO 2024 C B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17000
BSCO|INVESCO 2024 C B|MSCO|MORGAN STANLEY & CO. LLC|51012
BSCO|INVESCO 2024 C B|MSPL|MORGAN STANLEY & CO. LLC|2900
BSCO|INVESCO 2024 C B|NFSC|National Financial Services LLC|51011
BSCO|INVESCO 2024 C B|NITE|VIRTU Americas LLC|112375
BSCO|INVESCO 2024 C B|PDQM|CODA MARKETS, INC.|18550
BSCO|INVESCO 2024 C B|RBCM|RBC CAPITAL MARKETS, LLC|12173
BSCO|INVESCO 2024 C B|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|900
BSCO|INVESCO 2024 C B|SAGL|SAGETRADER, LLC|900
BSCO|INVESCO 2024 C B|SGMT|GOLDMAN SACHS & CO. LLC|11100
BSCO|INVESCO 2024 C B|SPDR|SPEEDROUTE LLC|9000
BSCO|INVESCO 2024 C B|SPHN|Stephens Inc.|1724
BSCO|INVESCO 2024 C B|STFL|Stifel, Nicolaus & Company, Incorporated|7469
BSCO|INVESCO 2024 C B|TRCM|TRC MARKETS LLC|100
BSCO|INVESCO 2024 C B|UBSA|UBS SECURITIES LLC|118310
BSCO|INVESCO 2024 C B|UBSS|UBS Securities LLC|36261
BSCO|INVESCO 2024 C B|VGRD|Vanguard Marketing Corporation|1410
BSCO|INVESCO 2024 C B|WCHV|WELLS FARGO SECURITIES, LLC|43413
BSCO|INVESCO 2024 C B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7983
BSCO|INVESCO 2024 C B|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
BSCO|INVESCO 2024 C B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5924
BSCP|INVESCO 2025 HY|APCC|Apex Clearing Corporation|7
BSCP|INVESCO 2025 HY|BARD|Robert W. Baird & Co. Incorporated|620
BSCP|INVESCO 2025 HY|BATM|CBOE TRADING, INC.|3596
BSCP|INVESCO 2025 HY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|751
BSCP|INVESCO 2025 HY|BYXM|CBOE TRADING, INC.|111
BSCP|INVESCO 2025 HY|CANT|Cantor Fitzgerald & Co.|64153
BSCP|INVESCO 2025 HY|CHAS|Charles Schwab & Co., Inc.|7
BSCP|INVESCO 2025 HY|CIST|Capital Institutional Services, Inc.|8721
BSCP|INVESCO 2025 HY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35268
BSCP|INVESCO 2025 HY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17559
BSCP|INVESCO 2025 HY|DADA|D.A. Davidson & Co.|1705
BSCP|INVESCO 2025 HY|DBAX|Deutsche Bank Securities Inc.|7600
BSCP|INVESCO 2025 HY|DEAN|MORGAN STANLEY|1183
BSCP|INVESCO 2025 HY|EBXL|EBX LLC|1300
BSCP|INVESCO 2025 HY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1978
BSCP|INVESCO 2025 HY|EDJO|Edward D. Jones & Co., L.P.|4819
BSCP|INVESCO 2025 HY|EGXM|CBOE TRADING, INC.|4451
BSCP|INVESCO 2025 HY|ETRS|E*Trade Securities LLC|856
BSCP|INVESCO 2025 HY|FLTU|FLOW TRADERS US LLC|13
BSCP|INVESCO 2025 HY|FTBR|Foliofn Investments, Inc.|1
BSCP|INVESCO 2025 HY|GEBB|GLOBAL EXECUTION BROKERS, LP|500
BSCP|INVESCO 2025 HY|GSCO|GOLDMAN SACHS & CO. LLC|1300
BSCP|INVESCO 2025 HY|GTSZ|GTS SECURITIES LLC|113
BSCP|INVESCO 2025 HY|HRBF|American Enterprise Investment Services Inc.|1170
BSCP|INVESCO 2025 HY|IBKR|Interactive Brokers Llc|6585
BSCP|INVESCO 2025 HY|ICBX|INSTINET, LLC|940
BSCP|INVESCO 2025 HY|ITGP|ITG INC.|600
BSCP|INVESCO 2025 HY|JANY|Janney Montgomery Scott Inc.|6030
BSCP|INVESCO 2025 HY|JPMX|J.P. Morgan Securities LLC|6274
BSCP|INVESCO 2025 HY|JSEB|JANE STREET EXECUTION SERVICES, LLC|15197
BSCP|INVESCO 2025 HY|JSJX|JANE STREET CAPITAL LLC|167133
BSCP|INVESCO 2025 HY|KCGM|VIRTU Americas LLC|1670
BSCP|INVESCO 2025 HY|LEHM|Barclays Capital Inc./Le|9200
BSCP|INVESCO 2025 HY|LIME|Lime Brokerage LLC|1828
BSCP|INVESCO 2025 HY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4178
BSCP|INVESCO 2025 HY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|480
BSCP|INVESCO 2025 HY|MSCO|MORGAN STANLEY & CO. LLC|97887
BSCP|INVESCO 2025 HY|MSPL|MORGAN STANLEY & CO. LLC|1400
BSCP|INVESCO 2025 HY|NFSC|National Financial Services LLC|13084
BSCP|INVESCO 2025 HY|NITE|VIRTU Americas LLC|47294
BSCP|INVESCO 2025 HY|PDQM|CODA MARKETS, INC.|2700
BSCP|INVESCO 2025 HY|RBCM|RBC CAPITAL MARKETS, LLC|10989
BSCP|INVESCO 2025 HY|SGMT|GOLDMAN SACHS & CO. LLC|1240
BSCP|INVESCO 2025 HY|STFL|Stifel, Nicolaus & Company, Incorporated|2778
BSCP|INVESCO 2025 HY|UBSA|UBS SECURITIES LLC|16776
BSCP|INVESCO 2025 HY|UBSS|UBS Securities LLC|23992
BSCP|INVESCO 2025 HY|VGRD|Vanguard Marketing Corporation|52
BSCP|INVESCO 2025 HY|WCHV|WELLS FARGO SECURITIES, LLC|24585
BSCP|INVESCO 2025 HY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12954
BSCP|INVESCO 2025 HY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
BSCP|INVESCO 2025 HY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|712
BSCQ|INVESCO BULLETSHA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1294
BSCQ|INVESCO BULLETSHA|CHAS|Charles Schwab & Co., Inc.|1
BSCQ|INVESCO BULLETSHA|CIST|Capital Institutional Services, Inc.|7201
BSCQ|INVESCO BULLETSHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2813
BSCQ|INVESCO BULLETSHA|DADA|D.A. Davidson & Co.|1050
BSCQ|INVESCO BULLETSHA|DBAX|Deutsche Bank Securities Inc.|2800
BSCQ|INVESCO BULLETSHA|DEAN|MORGAN STANLEY|1224
BSCQ|INVESCO BULLETSHA|EBXL|EBX LLC|600
BSCQ|INVESCO BULLETSHA|EDJO|Edward D. Jones & Co., L.P.|2544
BSCQ|INVESCO BULLETSHA|ETRS|E*Trade Securities LLC|156
BSCQ|INVESCO BULLETSHA|FTBR|Foliofn Investments, Inc.|29
BSCQ|INVESCO BULLETSHA|GEBB|GLOBAL EXECUTION BROKERS, LP|32
BSCQ|INVESCO BULLETSHA|GSCO|GOLDMAN SACHS & CO. LLC|400
BSCQ|INVESCO BULLETSHA|IBKR|Interactive Brokers Llc|60
BSCQ|INVESCO BULLETSHA|ICBX|INSTINET, LLC|100
BSCQ|INVESCO BULLETSHA|JANY|Janney Montgomery Scott Inc.|547
BSCQ|INVESCO BULLETSHA|JPMX|J.P. Morgan Securities LLC|600
BSCQ|INVESCO BULLETSHA|JSEB|JANE STREET EXECUTION SERVICES, LLC|57135
BSCQ|INVESCO BULLETSHA|JSJX|JANE STREET CAPITAL LLC|27377
BSCQ|INVESCO BULLETSHA|KCGM|VIRTU Americas LLC|1549
BSCQ|INVESCO BULLETSHA|LEHM|Barclays Capital Inc./Le|3600
BSCQ|INVESCO BULLETSHA|LIME|Lime Brokerage LLC|3219
BSCQ|INVESCO BULLETSHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
BSCQ|INVESCO BULLETSHA|MSCO|MORGAN STANLEY & CO. LLC|49281
BSCQ|INVESCO BULLETSHA|NFSC|National Financial Services LLC|7632
BSCQ|INVESCO BULLETSHA|NITE|VIRTU Americas LLC|18671
BSCQ|INVESCO BULLETSHA|RBCM|RBC CAPITAL MARKETS, LLC|412
BSCQ|INVESCO BULLETSHA|SGMT|GOLDMAN SACHS & CO. LLC|300
BSCQ|INVESCO BULLETSHA|SWST|Hilltop Securities Inc.|1782
BSCQ|INVESCO BULLETSHA|UBSA|UBS SECURITIES LLC|11645
BSCQ|INVESCO BULLETSHA|UBSS|UBS Securities LLC|20853
BSCQ|INVESCO BULLETSHA|WCHV|WELLS FARGO SECURITIES, LLC|28831
BSCQ|INVESCO BULLETSHA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3057
BSCQ|INVESCO BULLETSHA|WSEA|WOLVERINE SECURITIES, LLC|8
BSCQ|INVESCO BULLETSHA|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BSCQ|INVESCO BULLETSHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2030
BSCR|INVESCO BULLETSHA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|725
BSCR|INVESCO BULLETSHA|CIST|Capital Institutional Services, Inc.|3190
BSCR|INVESCO BULLETSHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|753
BSCR|INVESCO BULLETSHA|DBAX|Deutsche Bank Securities Inc.|1300
BSCR|INVESCO BULLETSHA|DEAN|MORGAN STANLEY|36
BSCR|INVESCO BULLETSHA|EBXL|EBX LLC|400
BSCR|INVESCO BULLETSHA|ETRS|E*Trade Securities LLC|103
BSCR|INVESCO BULLETSHA|IBKR|Interactive Brokers Llc|901
BSCR|INVESCO BULLETSHA|JANY|Janney Montgomery Scott Inc.|162
BSCR|INVESCO BULLETSHA|JSEB|JANE STREET EXECUTION SERVICES, LLC|13633
BSCR|INVESCO BULLETSHA|JSJX|JANE STREET CAPITAL LLC|46351
BSCR|INVESCO BULLETSHA|KCGM|VIRTU Americas LLC|909
BSCR|INVESCO BULLETSHA|LIME|Lime Brokerage LLC|200
BSCR|INVESCO BULLETSHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BSCR|INVESCO BULLETSHA|MSCO|MORGAN STANLEY & CO. LLC|10024
BSCR|INVESCO BULLETSHA|NFSC|National Financial Services LLC|9371
BSCR|INVESCO BULLETSHA|NITE|VIRTU Americas LLC|12958
BSCR|INVESCO BULLETSHA|RBCM|RBC CAPITAL MARKETS, LLC|3732
BSCR|INVESCO BULLETSHA|SGMT|GOLDMAN SACHS & CO. LLC|100
BSCR|INVESCO BULLETSHA|UBSA|UBS SECURITIES LLC|6973
BSCR|INVESCO BULLETSHA|UBSS|UBS Securities LLC|16887
BSCR|INVESCO BULLETSHA|VGRD|Vanguard Marketing Corporation|58
BSCR|INVESCO BULLETSHA|WCHV|WELLS FARGO SECURITIES, LLC|13632
BSCR|INVESCO BULLETSHA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2126
BSD|BLACKROCK ST MUNI TR|ALTX|Alternet Securities Inc.|100
BSD|BLACKROCK ST MUNI TR|APCC|Apex Clearing Corporation|3
BSD|BLACKROCK ST MUNI TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|635
BSD|BLACKROCK ST MUNI TR|BTIG|BTIG, LLC|1708
BSD|BLACKROCK ST MUNI TR|CHAS|Charles Schwab & Co., Inc.|200
BSD|BLACKROCK ST MUNI TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
BSD|BLACKROCK ST MUNI TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1200
BSD|BLACKROCK ST MUNI TR|DBAX|Deutsche Bank Securities Inc.|1100
BSD|BLACKROCK ST MUNI TR|DEAN|MORGAN STANLEY|4823
BSD|BLACKROCK ST MUNI TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|510
BSD|BLACKROCK ST MUNI TR|EBXL|EBX LLC|1000
BSD|BLACKROCK ST MUNI TR|EDJO|Edward D. Jones & Co., L.P.|6038
BSD|BLACKROCK ST MUNI TR|EGAM|CBOE TRADING, INC.|100
BSD|BLACKROCK ST MUNI TR|ESPO|ESPOSITO SECURITIES, LLC|498
BSD|BLACKROCK ST MUNI TR|ETRS|E*Trade Securities LLC|1160
BSD|BLACKROCK ST MUNI TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6567
BSD|BLACKROCK ST MUNI TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
BSD|BLACKROCK ST MUNI TR|FTBR|Foliofn Investments, Inc.|30
BSD|BLACKROCK ST MUNI TR|GLPX|ACS EXECUTION SERVICES, LLC|3001
BSD|BLACKROCK ST MUNI TR|GSCO|GOLDMAN SACHS & CO. LLC|761
BSD|BLACKROCK ST MUNI TR|GSLT|GOLDMAN SACHS & CO. LLC|149
BSD|BLACKROCK ST MUNI TR|HRBF|American Enterprise Investment Services Inc.|5628
BSD|BLACKROCK ST MUNI TR|IATS|INTERACTIVE BROKERS LLC|2660
BSD|BLACKROCK ST MUNI TR|IBKR|Interactive Brokers Llc|2265
BSD|BLACKROCK ST MUNI TR|ICBX|INSTINET, LLC|600
BSD|BLACKROCK ST MUNI TR|INCA|INSTINET, LLC|1200
BSD|BLACKROCK ST MUNI TR|ITGI|ITG Inc.|600
BSD|BLACKROCK ST MUNI TR|ITGP|ITG INC.|1000
BSD|BLACKROCK ST MUNI TR|JANY|Janney Montgomery Scott Inc.|1327
BSD|BLACKROCK ST MUNI TR|JONE|JonesTrading|74152
BSD|BLACKROCK ST MUNI TR|KCGM|VIRTU Americas LLC|100
BSD|BLACKROCK ST MUNI TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
BSD|BLACKROCK ST MUNI TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
BSD|BLACKROCK ST MUNI TR|MSCO|MORGAN STANLEY & CO. LLC|17284
BSD|BLACKROCK ST MUNI TR|MSPL|MORGAN STANLEY & CO. LLC|4800
BSD|BLACKROCK ST MUNI TR|MSTX|MORGAN STANLEY & CO. LLC|400
BSD|BLACKROCK ST MUNI TR|NFSC|National Financial Services LLC|9748
BSD|BLACKROCK ST MUNI TR|NITE|VIRTU Americas LLC|38746
BSD|BLACKROCK ST MUNI TR|NQRB|Brut, LLC|2687
BSD|BLACKROCK ST MUNI TR|OPCO|Oppenheimer & Co. Inc.|1886
BSD|BLACKROCK ST MUNI TR|PDQM|CODA MARKETS, INC.|101
BSD|BLACKROCK ST MUNI TR|PWJC|UBS Financial Services, Inc.|800
BSD|BLACKROCK ST MUNI TR|RBCM|RBC CAPITAL MARKETS, LLC|2875
BSD|BLACKROCK ST MUNI TR|SAGC|SAGETRADER, LLC|100
BSD|BLACKROCK ST MUNI TR|SALI|INTL FCSTONE FINANCIAL INC.|2
BSD|BLACKROCK ST MUNI TR|SPDR|SPEEDROUTE LLC|100
BSD|BLACKROCK ST MUNI TR|SPHN|Stephens Inc.|1300
BSD|BLACKROCK ST MUNI TR|SWIM|TD Ameritrade, Inc.|115
BSD|BLACKROCK ST MUNI TR|SWST|Hilltop Securities Inc.|1983
BSD|BLACKROCK ST MUNI TR|TRBT|Tradebot Systems, Inc.|200
BSD|BLACKROCK ST MUNI TR|UBSA|UBS SECURITIES LLC|800
BSD|BLACKROCK ST MUNI TR|UBSS|UBS Securities LLC|17530
BSD|BLACKROCK ST MUNI TR|VGRD|Vanguard Marketing Corporation|7006
BSD|BLACKROCK ST MUNI TR|WCHV|WELLS FARGO SECURITIES, LLC|5711
BSD|BLACKROCK ST MUNI TR|WEDB|WEDBUSH SECURITIES INC.|200
BSD|BLACKROCK ST MUNI TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5044
BSD|BLACKROCK ST MUNI TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6
BSE|BLACKROCK NY MUN QLT|ALTX|Alternet Securities Inc.|700
BSE|BLACKROCK NY MUN QLT|APCC|Apex Clearing Corporation|1
BSE|BLACKROCK NY MUN QLT|BARD|Robert W. Baird & Co. Incorporated|540
BSE|BLACKROCK NY MUN QLT|BTIG|BTIG, LLC|341
BSE|BLACKROCK NY MUN QLT|CANT|Cantor Fitzgerald & Co.|5058
BSE|BLACKROCK NY MUN QLT|CHAS|Charles Schwab & Co., Inc.|1
BSE|BLACKROCK NY MUN QLT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3600
BSE|BLACKROCK NY MUN QLT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2403
BSE|BLACKROCK NY MUN QLT|DBAX|Deutsche Bank Securities Inc.|2100
BSE|BLACKROCK NY MUN QLT|DEAN|MORGAN STANLEY|2213
BSE|BLACKROCK NY MUN QLT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4000
BSE|BLACKROCK NY MUN QLT|EBXL|EBX LLC|200
BSE|BLACKROCK NY MUN QLT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1755
BSE|BLACKROCK NY MUN QLT|EGAM|CBOE TRADING, INC.|100
BSE|BLACKROCK NY MUN QLT|EGXM|CBOE TRADING, INC.|1414
BSE|BLACKROCK NY MUN QLT|ETRS|E*Trade Securities LLC|16
BSE|BLACKROCK NY MUN QLT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1253
BSE|BLACKROCK NY MUN QLT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3432
BSE|BLACKROCK NY MUN QLT|FTBR|Foliofn Investments, Inc.|1
BSE|BLACKROCK NY MUN QLT|GLPX|ACS EXECUTION SERVICES, LLC|100
BSE|BLACKROCK NY MUN QLT|GSCO|GOLDMAN SACHS & CO. LLC|5500
BSE|BLACKROCK NY MUN QLT|GSLT|GOLDMAN SACHS & CO. LLC|40
BSE|BLACKROCK NY MUN QLT|HRBF|American Enterprise Investment Services Inc.|1005
BSE|BLACKROCK NY MUN QLT|IBKR|Interactive Brokers Llc|1273
BSE|BLACKROCK NY MUN QLT|ICBX|INSTINET, LLC|900
BSE|BLACKROCK NY MUN QLT|INCA|INSTINET, LLC|642
BSE|BLACKROCK NY MUN QLT|ITGI|ITG Inc.|7900
BSE|BLACKROCK NY MUN QLT|ITGP|ITG INC.|1400
BSE|BLACKROCK NY MUN QLT|JANY|Janney Montgomery Scott Inc.|1
BSE|BLACKROCK NY MUN QLT|JPMX|J.P. Morgan Securities LLC|3000
BSE|BLACKROCK NY MUN QLT|KCGM|VIRTU Americas LLC|2700
BSE|BLACKROCK NY MUN QLT|LEHM|Barclays Capital Inc./Le|1700
BSE|BLACKROCK NY MUN QLT|LIME|Lime Brokerage LLC|100
BSE|BLACKROCK NY MUN QLT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|63
BSE|BLACKROCK NY MUN QLT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BSE|BLACKROCK NY MUN QLT|MSCO|MORGAN STANLEY & CO. LLC|5112
BSE|BLACKROCK NY MUN QLT|MSPL|MORGAN STANLEY & CO. LLC|3700
BSE|BLACKROCK NY MUN QLT|NFSC|National Financial Services LLC|5547
BSE|BLACKROCK NY MUN QLT|NITE|VIRTU Americas LLC|17172
BSE|BLACKROCK NY MUN QLT|NQRB|Brut, LLC|1191
BSE|BLACKROCK NY MUN QLT|OPCO|Oppenheimer & Co. Inc.|432
BSE|BLACKROCK NY MUN QLT|PDQM|CODA MARKETS, INC.|100
BSE|BLACKROCK NY MUN QLT|RBCM|RBC CAPITAL MARKETS, LLC|508
BSE|BLACKROCK NY MUN QLT|SGMT|GOLDMAN SACHS & CO. LLC|1900
BSE|BLACKROCK NY MUN QLT|SPDR|SPEEDROUTE LLC|100
BSE|BLACKROCK NY MUN QLT|STFL|Stifel, Nicolaus & Company, Incorporated|10
BSE|BLACKROCK NY MUN QLT|SWST|Hilltop Securities Inc.|100
BSE|BLACKROCK NY MUN QLT|UBSA|UBS SECURITIES LLC|8200
BSE|BLACKROCK NY MUN QLT|UBSS|UBS Securities LLC|10506
BSE|BLACKROCK NY MUN QLT|VGRD|Vanguard Marketing Corporation|174
BSE|BLACKROCK NY MUN QLT|WCHV|WELLS FARGO SECURITIES, LLC|18778
BSE|BLACKROCK NY MUN QLT|WFPB|Wells Fargo Securities, LLC.|7800
BSE|BLACKROCK NY MUN QLT|WSEA|WOLVERINE SECURITIES, LLC|126
BSE|BLACKROCK NY MUN QLT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|704
BSET|BASSETT FURNITURE ##|APCC|Apex Clearing Corporation|7
BSET|BASSETT FURNITURE ##|BATM|CBOE TRADING, INC.|579
BSET|BASSETT FURNITURE ##|BBNT|BB&T SECURITIES, LLC|670
BSET|BASSETT FURNITURE ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41
BSET|BASSETT FURNITURE ##|BMOC|BMO Capital Markets Corp.|1628
BSET|BASSETT FURNITURE ##|BNPX|BNP PARIBAS SECURITIES CORP.|1067
BSET|BASSETT FURNITURE ##|BTIG|BTIG, LLC|74
BSET|BASSETT FURNITURE ##|BZYD|GOLDMAN SACHS & CO. LLC|500
BSET|BASSETT FURNITURE ##|CHAS|Charles Schwab & Co., Inc.|387
BSET|BASSETT FURNITURE ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|656
BSET|BASSETT FURNITURE ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|359
BSET|BASSETT FURNITURE ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6072
BSET|BASSETT FURNITURE ##|CTDL|Citadel Derivatives Group Llc|589
BSET|BASSETT FURNITURE ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|486
BSET|BASSETT FURNITURE ##|DBAB|Deutsche Bank Securities Inc.|35717
BSET|BASSETT FURNITURE ##|DBAX|Deutsche Bank Securities Inc.|1500
BSET|BASSETT FURNITURE ##|DBUL|Deutsche Bank Securities Inc.|196
BSET|BASSETT FURNITURE ##|DEGS|RONIN PROFESSIONAL LLC|4520
BSET|BASSETT FURNITURE ##|EBXL|EBX LLC|1800
BSET|BASSETT FURNITURE ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1857
BSET|BASSETT FURNITURE ##|EGAM|CBOE TRADING, INC.|200
BSET|BASSETT FURNITURE ##|EGXM|CBOE TRADING, INC.|230
BSET|BASSETT FURNITURE ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1216
BSET|BASSETT FURNITURE ##|ETRS|E*Trade Securities LLC|1400
BSET|BASSETT FURNITURE ##|FBCO|Credit Suisse Securities (USA) LLC|15679
BSET|BASSETT FURNITURE ##|FOMA|TD AMERITRADE CLEARING, INC.|17381
BSET|BASSETT FURNITURE ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|51
BSET|BASSETT FURNITURE ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3705
BSET|BASSETT FURNITURE ##|FTBR|Foliofn Investments, Inc.|4
BSET|BASSETT FURNITURE ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
BSET|BASSETT FURNITURE ##|GSCO|GOLDMAN SACHS & CO. LLC|39097
BSET|BASSETT FURNITURE ##|GSCS|GOLDMAN SACHS & CO. LLC|1402
BSET|BASSETT FURNITURE ##|GSLT|GOLDMAN SACHS & CO. LLC|299
BSET|BASSETT FURNITURE ##|GTSZ|GTS SECURITIES LLC|108
BSET|BASSETT FURNITURE ##|IBKR|Interactive Brokers Llc|25999
BSET|BASSETT FURNITURE ##|ICBX|INSTINET, LLC|100
BSET|BASSETT FURNITURE ##|IEQY|CITADEL SECURITIES LLC|2940
BSET|BASSETT FURNITURE ##|INCA|INSTINET, LLC|24278
BSET|BASSETT FURNITURE ##|INJX|INSTINET, LLC|5135
BSET|BASSETT FURNITURE ##|ITGI|ITG Inc.|2470
BSET|BASSETT FURNITURE ##|ITGP|ITG INC.|8800
BSET|BASSETT FURNITURE ##|JANY|Janney Montgomery Scott Inc.|47
BSET|BASSETT FURNITURE ##|JEFF|JEFFERIES LLC|12164
BSET|BASSETT FURNITURE ##|JPBX|J.P. MORGAN SECURITIES LLC|156
BSET|BASSETT FURNITURE ##|JPMX|J.P. Morgan Securities LLC|23052
BSET|BASSETT FURNITURE ##|KCGM|VIRTU Americas LLC|456
BSET|BASSETT FURNITURE ##|LEHM|Barclays Capital Inc./Le|20080
BSET|BASSETT FURNITURE ##|LIME|Lime Brokerage LLC|31583
BSET|BASSETT FURNITURE ##|LOOP|Loop Capital Markets LLC|895
BSET|BASSETT FURNITURE ##|LQNA|LIQUIDNET, INC.|38600
BSET|BASSETT FURNITURE ##|MAXM|Maxim Group LLC|571
BSET|BASSETT FURNITURE ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3632
BSET|BASSETT FURNITURE ##|MSCO|MORGAN STANLEY & CO. LLC|100195
BSET|BASSETT FURNITURE ##|MSPL|MORGAN STANLEY & CO. LLC|5100
BSET|BASSETT FURNITURE ##|NFSC|National Financial Services LLC|1828
BSET|BASSETT FURNITURE ##|NITE|VIRTU Americas LLC|13590
BSET|BASSETT FURNITURE ##|NQRB|Brut, LLC|800
BSET|BASSETT FURNITURE ##|RAJA|Raymond James & Associates, Inc.|426
BSET|BASSETT FURNITURE ##|SAGW|SAGETRADER, LLC|200
BSET|BASSETT FURNITURE ##|SBSH|Citigroup Global Markets Inc.|12656
BSET|BASSETT FURNITURE ##|SGMT|GOLDMAN SACHS & CO. LLC|1800
BSET|BASSETT FURNITURE ##|STFL|Stifel, Nicolaus & Company, Incorporated|1712
BSET|BASSETT FURNITURE ##|SWIM|TD Ameritrade, Inc.|285
BSET|BASSETT FURNITURE ##|SWST|Hilltop Securities Inc.|800
BSET|BASSETT FURNITURE ##|TRBT|Tradebot Systems, Inc.|3547
BSET|BASSETT FURNITURE ##|TRCM|TRC MARKETS LLC|14446
BSET|BASSETT FURNITURE ##|UBSA|UBS SECURITIES LLC|13671
BSET|BASSETT FURNITURE ##|UBSS|UBS Securities LLC|46279
BSET|BASSETT FURNITURE ##|VALX|VIRTU AMERICAS LLC|665
BSET|BASSETT FURNITURE ##|WCHV|WELLS FARGO SECURITIES, LLC|1938
BSET|BASSETT FURNITURE ##|WDNX|WEEDEN & CO.L.P.|222
BSET|BASSETT FURNITURE ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|129
BSET|BASSETT FURNITURE ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
BSET|BASSETT FURNITURE ##|XIST|INSTINET, LLC|6600
BSET|BASSETT FURNITURE ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
BSIG|BRIGHTSPHERE INVESTM|ALTX|Alternet Securities Inc.|3400
BSIG|BRIGHTSPHERE INVESTM|ANOS|ABEL/NOSER, L.L.C.|4396
BSIG|BRIGHTSPHERE INVESTM|APCC|Apex Clearing Corporation|2051
BSIG|BRIGHTSPHERE INVESTM|BATM|CBOE TRADING, INC.|1885
BSIG|BRIGHTSPHERE INVESTM|BAYC|BAY CREST PARTNERS, LLC|857
BSIG|BRIGHTSPHERE INVESTM|BERN|Sanford C. Bernstein & Co., LLC|6493
BSIG|BRIGHTSPHERE INVESTM|BIDS|BIDS TRADING L.P.|500
BSIG|BRIGHTSPHERE INVESTM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1611
BSIG|BRIGHTSPHERE INVESTM|BLKX|INSTINET, LLC|106300
BSIG|BRIGHTSPHERE INVESTM|BMOC|BMO Capital Markets Corp.|993
BSIG|BRIGHTSPHERE INVESTM|BTIG|BTIG, LLC|54
BSIG|BRIGHTSPHERE INVESTM|BYXM|CBOE TRADING, INC.|870
BSIG|BRIGHTSPHERE INVESTM|BZYD|GOLDMAN SACHS & CO. LLC|2200
BSIG|BRIGHTSPHERE INVESTM|CBLC|CITIGROUP GLOBAL MARKETS INC.|24000
BSIG|BRIGHTSPHERE INVESTM|CHAS|Charles Schwab & Co., Inc.|381
BSIG|BRIGHTSPHERE INVESTM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10328
BSIG|BRIGHTSPHERE INVESTM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BSIG|BRIGHTSPHERE INVESTM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|207599
BSIG|BRIGHTSPHERE INVESTM|CTDL|Citadel Derivatives Group Llc|8763
BSIG|BRIGHTSPHERE INVESTM|CXCX|CITIGROUP GLOBAL MARKETS INC.|46784
BSIG|BRIGHTSPHERE INVESTM|DBAB|Deutsche Bank Securities Inc.|51804
BSIG|BRIGHTSPHERE INVESTM|DBAX|Deutsche Bank Securities Inc.|112100
BSIG|BRIGHTSPHERE INVESTM|DBUL|Deutsche Bank Securities Inc.|100
BSIG|BRIGHTSPHERE INVESTM|DEAN|MORGAN STANLEY|668
BSIG|BRIGHTSPHERE INVESTM|DEGS|RONIN PROFESSIONAL LLC|100
BSIG|BRIGHTSPHERE INVESTM|EBXL|EBX LLC|126900
BSIG|BRIGHTSPHERE INVESTM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8433
BSIG|BRIGHTSPHERE INVESTM|EDJO|Edward D. Jones & Co., L.P.|21
BSIG|BRIGHTSPHERE INVESTM|EGAM|CBOE TRADING, INC.|5070
BSIG|BRIGHTSPHERE INVESTM|EGAW|CBOE TRADING, INC.|200
BSIG|BRIGHTSPHERE INVESTM|EGMT|EG MARKET TECHNOLOGIES LLC|100
BSIG|BRIGHTSPHERE INVESTM|EGXM|CBOE TRADING, INC.|3605
BSIG|BRIGHTSPHERE INVESTM|EGXW|CBOE TRADING, INC.|86
BSIG|BRIGHTSPHERE INVESTM|ELEV|ELEVATION, LLC|6470
BSIG|BRIGHTSPHERE INVESTM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
BSIG|BRIGHTSPHERE INVESTM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
BSIG|BRIGHTSPHERE INVESTM|ETRS|E*Trade Securities LLC|2649
BSIG|BRIGHTSPHERE INVESTM|FILL|Tradestation Securities, Inc.|200
BSIG|BRIGHTSPHERE INVESTM|FMAF|NBCN Inc./ CDS|1176
BSIG|BRIGHTSPHERE INVESTM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
BSIG|BRIGHTSPHERE INVESTM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99910
BSIG|BRIGHTSPHERE INVESTM|FTBR|Foliofn Investments, Inc.|2067
BSIG|BRIGHTSPHERE INVESTM|GEBB|GLOBAL EXECUTION BROKERS, LP|970
BSIG|BRIGHTSPHERE INVESTM|GLPX|ACS EXECUTION SERVICES, LLC|2035
BSIG|BRIGHTSPHERE INVESTM|GSCO|GOLDMAN SACHS & CO. LLC|424163
BSIG|BRIGHTSPHERE INVESTM|GSCS|GOLDMAN SACHS & CO. LLC|403
BSIG|BRIGHTSPHERE INVESTM|GSLT|GOLDMAN SACHS & CO. LLC|4148
BSIG|BRIGHTSPHERE INVESTM|GTSZ|GTS SECURITIES LLC|31064
BSIG|BRIGHTSPHERE INVESTM|HRBF|American Enterprise Investment Services Inc.|2354
BSIG|BRIGHTSPHERE INVESTM|IATS|INTERACTIVE BROKERS LLC|8092
BSIG|BRIGHTSPHERE INVESTM|IBKR|Interactive Brokers Llc|14050
BSIG|BRIGHTSPHERE INVESTM|ICBX|INSTINET, LLC|57891
BSIG|BRIGHTSPHERE INVESTM|IEQY|CITADEL SECURITIES LLC|23803
BSIG|BRIGHTSPHERE INVESTM|INCA|INSTINET, LLC|167832
BSIG|BRIGHTSPHERE INVESTM|INJX|INSTINET, LLC|931
BSIG|BRIGHTSPHERE INVESTM|ITGI|ITG Inc.|94313
BSIG|BRIGHTSPHERE INVESTM|ITGP|ITG INC.|319200
BSIG|BRIGHTSPHERE INVESTM|JEFF|JEFFERIES LLC|146117
BSIG|BRIGHTSPHERE INVESTM|JMPT|JUMP TRADING, LLC|6066
BSIG|BRIGHTSPHERE INVESTM|JONE|JonesTrading|34
BSIG|BRIGHTSPHERE INVESTM|JPBX|J.P. MORGAN SECURITIES LLC|58876
BSIG|BRIGHTSPHERE INVESTM|JPMX|J.P. Morgan Securities LLC|362911
BSIG|BRIGHTSPHERE INVESTM|JSJX|JANE STREET CAPITAL LLC|2897
BSIG|BRIGHTSPHERE INVESTM|KCGM|VIRTU Americas LLC|30129
BSIG|BRIGHTSPHERE INVESTM|LEHM|Barclays Capital Inc./Le|378386
BSIG|BRIGHTSPHERE INVESTM|LIME|Lime Brokerage LLC|29076
BSIG|BRIGHTSPHERE INVESTM|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
BSIG|BRIGHTSPHERE INVESTM|LOOP|Loop Capital Markets LLC|4799
BSIG|BRIGHTSPHERE INVESTM|LQNA|LIQUIDNET, INC.|58900
BSIG|BRIGHTSPHERE INVESTM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|241219
BSIG|BRIGHTSPHERE INVESTM|MOTF|MOTIF INVESTING, INC.|26
BSIG|BRIGHTSPHERE INVESTM|MSCO|MORGAN STANLEY & CO. LLC|427124
BSIG|BRIGHTSPHERE INVESTM|MSPL|MORGAN STANLEY & CO. LLC|246400
BSIG|BRIGHTSPHERE INVESTM|MSTX|MORGAN STANLEY & CO. LLC|111300
BSIG|BRIGHTSPHERE INVESTM|NFSC|National Financial Services LLC|39869
BSIG|BRIGHTSPHERE INVESTM|NITE|VIRTU Americas LLC|71604
BSIG|BRIGHTSPHERE INVESTM|NITP|VIRTU Americas LLC|200
BSIG|BRIGHTSPHERE INVESTM|NQRB|Brut, LLC|5542
BSIG|BRIGHTSPHERE INVESTM|PDQM|CODA MARKETS, INC.|11377
BSIG|BRIGHTSPHERE INVESTM|RBCM|RBC CAPITAL MARKETS, LLC|536
BSIG|BRIGHTSPHERE INVESTM|SBSH|Citigroup Global Markets Inc.|72105
BSIG|BRIGHTSPHERE INVESTM|SGMT|GOLDMAN SACHS & CO. LLC|59417
BSIG|BRIGHTSPHERE INVESTM|SPDR|SPEEDROUTE LLC|1900
BSIG|BRIGHTSPHERE INVESTM|SSBS|STATE STREET GLOBAL MARKETS, LLC|1600
BSIG|BRIGHTSPHERE INVESTM|STFL|Stifel, Nicolaus & Company, Incorporated|47068
BSIG|BRIGHTSPHERE INVESTM|SWIM|TD Ameritrade, Inc.|200
BSIG|BRIGHTSPHERE INVESTM|TRBT|Tradebot Systems, Inc.|100581
BSIG|BRIGHTSPHERE INVESTM|TRCM|TRC MARKETS LLC|4979
BSIG|BRIGHTSPHERE INVESTM|UBSA|UBS SECURITIES LLC|479438
BSIG|BRIGHTSPHERE INVESTM|UBSS|UBS Securities LLC|559341
BSIG|BRIGHTSPHERE INVESTM|VALX|VIRTU AMERICAS LLC|8513
BSIG|BRIGHTSPHERE INVESTM|VGRD|Vanguard Marketing Corporation|99
BSIG|BRIGHTSPHERE INVESTM|WBPX|SUMMIT SECURITIES GROUP, LLC|3061
BSIG|BRIGHTSPHERE INVESTM|WCHV|WELLS FARGO SECURITIES, LLC|87906
BSIG|BRIGHTSPHERE INVESTM|WEED|Weeden & Co.L.P.|3600
BSIG|BRIGHTSPHERE INVESTM|WSEA|WOLVERINE SECURITIES, LLC|163
BSIG|BRIGHTSPHERE INVESTM|XIST|INSTINET, LLC|16458
BSIG|BRIGHTSPHERE INVESTM|XSTM|NATIONAL FINANCIAL SERVICES LLC|17000
BSIG|BRIGHTSPHERE INVESTM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2559
BSJI|INV BLT 2018 HY CORP|ALTX|Alternet Securities Inc.|1704
BSJI|INV BLT 2018 HY CORP|APCC|Apex Clearing Corporation|72
BSJI|INV BLT 2018 HY CORP|BARD|Robert W. Baird & Co. Incorporated|115
BSJI|INV BLT 2018 HY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10973
BSJI|INV BLT 2018 HY CORP|CANT|Cantor Fitzgerald & Co.|13441
BSJI|INV BLT 2018 HY CORP|CHAS|Charles Schwab & Co., Inc.|166366
BSJI|INV BLT 2018 HY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21661
BSJI|INV BLT 2018 HY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15262
BSJI|INV BLT 2018 HY CORP|CSIN|Citadel Securities Institutional LLC|12067
BSJI|INV BLT 2018 HY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
BSJI|INV BLT 2018 HY CORP|DADA|D.A. Davidson & Co.|447
BSJI|INV BLT 2018 HY CORP|DBAB|Deutsche Bank Securities Inc.|317
BSJI|INV BLT 2018 HY CORP|DBAX|Deutsche Bank Securities Inc.|14400
BSJI|INV BLT 2018 HY CORP|DEAN|MORGAN STANLEY|775
BSJI|INV BLT 2018 HY CORP|EBXL|EBX LLC|6500
BSJI|INV BLT 2018 HY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|174
BSJI|INV BLT 2018 HY CORP|EDJO|Edward D. Jones & Co., L.P.|1934
BSJI|INV BLT 2018 HY CORP|EGAM|CBOE TRADING, INC.|2304
BSJI|INV BLT 2018 HY CORP|EGXM|CBOE TRADING, INC.|200
BSJI|INV BLT 2018 HY CORP|ETRS|E*Trade Securities LLC|6685
BSJI|INV BLT 2018 HY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2200
BSJI|INV BLT 2018 HY CORP|FTBR|Foliofn Investments, Inc.|12546
BSJI|INV BLT 2018 HY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
BSJI|INV BLT 2018 HY CORP|GLPX|ACS EXECUTION SERVICES, LLC|200
BSJI|INV BLT 2018 HY CORP|GSCO|GOLDMAN SACHS & CO. LLC|5600
BSJI|INV BLT 2018 HY CORP|GSLT|GOLDMAN SACHS & CO. LLC|37
BSJI|INV BLT 2018 HY CORP|HRBF|American Enterprise Investment Services Inc.|3792
BSJI|INV BLT 2018 HY CORP|IATS|INTERACTIVE BROKERS LLC|3017
BSJI|INV BLT 2018 HY CORP|IBKR|Interactive Brokers Llc|3602
BSJI|INV BLT 2018 HY CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|50
BSJI|INV BLT 2018 HY CORP|ICBX|INSTINET, LLC|3000
BSJI|INV BLT 2018 HY CORP|INCA|INSTINET, LLC|2016
BSJI|INV BLT 2018 HY CORP|ITGI|ITG Inc.|19844
BSJI|INV BLT 2018 HY CORP|ITGP|ITG INC.|5000
BSJI|INV BLT 2018 HY CORP|JANY|Janney Montgomery Scott Inc.|1616
BSJI|INV BLT 2018 HY CORP|JONE|JonesTrading|5070
BSJI|INV BLT 2018 HY CORP|JPMX|J.P. Morgan Securities LLC|15714
BSJI|INV BLT 2018 HY CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|235020
BSJI|INV BLT 2018 HY CORP|JSJX|JANE STREET CAPITAL LLC|272115
BSJI|INV BLT 2018 HY CORP|KCGM|VIRTU Americas LLC|10252
BSJI|INV BLT 2018 HY CORP|LEHM|Barclays Capital Inc./Le|13800
BSJI|INV BLT 2018 HY CORP|LIME|Lime Brokerage LLC|5162
BSJI|INV BLT 2018 HY CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|498
BSJI|INV BLT 2018 HY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13486
BSJI|INV BLT 2018 HY CORP|MOTF|MOTIF INVESTING, INC.|2
BSJI|INV BLT 2018 HY CORP|MSCO|MORGAN STANLEY & CO. LLC|42815
BSJI|INV BLT 2018 HY CORP|MSPL|MORGAN STANLEY & CO. LLC|1800
BSJI|INV BLT 2018 HY CORP|NFSC|National Financial Services LLC|200717
BSJI|INV BLT 2018 HY CORP|NITE|VIRTU Americas LLC|391128
BSJI|INV BLT 2018 HY CORP|NQRB|Brut, LLC|1001
BSJI|INV BLT 2018 HY CORP|OPCO|Oppenheimer & Co. Inc.|2740
BSJI|INV BLT 2018 HY CORP|PDQM|CODA MARKETS, INC.|5147
BSJI|INV BLT 2018 HY CORP|RBCM|RBC CAPITAL MARKETS, LLC|300
BSJI|INV BLT 2018 HY CORP|SBSH|Citigroup Global Markets Inc.|227
BSJI|INV BLT 2018 HY CORP|SGMT|GOLDMAN SACHS & CO. LLC|5665
BSJI|INV BLT 2018 HY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2603
BSJI|INV BLT 2018 HY CORP|SWIM|TD Ameritrade, Inc.|100
BSJI|INV BLT 2018 HY CORP|SWST|Hilltop Securities Inc.|1012
BSJI|INV BLT 2018 HY CORP|TKNG|ALLY INVEST SECURITIES LLC|200
BSJI|INV BLT 2018 HY CORP|UBSA|UBS SECURITIES LLC|57196
BSJI|INV BLT 2018 HY CORP|UBSS|UBS Securities LLC|148621
BSJI|INV BLT 2018 HY CORP|VGRD|Vanguard Marketing Corporation|1556
BSJI|INV BLT 2018 HY CORP|WCHV|WELLS FARGO SECURITIES, LLC|214446
BSJI|INV BLT 2018 HY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|453
BSJI|INV BLT 2018 HY CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
BSJI|INV BLT 2018 HY CORP|WSEA|WOLVERINE SECURITIES, LLC|4008
BSJI|INV BLT 2018 HY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|19018
BSJI|INV BLT 2018 HY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36880
BSJJ|INV BLT 2019 HY ETF|ALTX|Alternet Securities Inc.|1700
BSJJ|INV BLT 2019 HY ETF|APCC|Apex Clearing Corporation|50
BSJJ|INV BLT 2019 HY ETF|BARD|Robert W. Baird & Co. Incorporated|8439
BSJJ|INV BLT 2019 HY ETF|BATM|CBOE TRADING, INC.|970
BSJJ|INV BLT 2019 HY ETF|BBNT|BB&T SECURITIES, LLC|16418
BSJJ|INV BLT 2019 HY ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6498
BSJJ|INV BLT 2019 HY ETF|BYXM|CBOE TRADING, INC.|301
BSJJ|INV BLT 2019 HY ETF|CANT|Cantor Fitzgerald & Co.|13265
BSJJ|INV BLT 2019 HY ETF|CHAS|Charles Schwab & Co., Inc.|27454
BSJJ|INV BLT 2019 HY ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15913
BSJJ|INV BLT 2019 HY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|259361
BSJJ|INV BLT 2019 HY ETF|CSIN|Citadel Securities Institutional LLC|16313
BSJJ|INV BLT 2019 HY ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|11498
BSJJ|INV BLT 2019 HY ETF|DADA|D.A. Davidson & Co.|707
BSJJ|INV BLT 2019 HY ETF|DBAX|Deutsche Bank Securities Inc.|122400
BSJJ|INV BLT 2019 HY ETF|DEAN|MORGAN STANLEY|2972
BSJJ|INV BLT 2019 HY ETF|EBXL|EBX LLC|123000
BSJJ|INV BLT 2019 HY ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|8
BSJJ|INV BLT 2019 HY ETF|EDJO|Edward D. Jones & Co., L.P.|8470
BSJJ|INV BLT 2019 HY ETF|EGAM|CBOE TRADING, INC.|3618
BSJJ|INV BLT 2019 HY ETF|EGXM|CBOE TRADING, INC.|3561
BSJJ|INV BLT 2019 HY ETF|ETBE|Electronic Transaction Clearing, Inc.|200
BSJJ|INV BLT 2019 HY ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|936
BSJJ|INV BLT 2019 HY ETF|ETRS|E*Trade Securities LLC|11658
BSJJ|INV BLT 2019 HY ETF|FBSB|U.S. Bancorp Investments, Inc.|698
BSJJ|INV BLT 2019 HY ETF|FILL|Tradestation Securities, Inc.|900
BSJJ|INV BLT 2019 HY ETF|FINX|FINTECH SECURITIES|4200
BSJJ|INV BLT 2019 HY ETF|FLTU|FLOW TRADERS US LLC|4692
BSJJ|INV BLT 2019 HY ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
BSJJ|INV BLT 2019 HY ETF|FTBR|Foliofn Investments, Inc.|9838
BSJJ|INV BLT 2019 HY ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
BSJJ|INV BLT 2019 HY ETF|GLPX|ACS EXECUTION SERVICES, LLC|3760
BSJJ|INV BLT 2019 HY ETF|GSCO|GOLDMAN SACHS & CO. LLC|700
BSJJ|INV BLT 2019 HY ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
BSJJ|INV BLT 2019 HY ETF|GTSZ|GTS SECURITIES LLC|200
BSJJ|INV BLT 2019 HY ETF|HRBF|American Enterprise Investment Services Inc.|3195
BSJJ|INV BLT 2019 HY ETF|IATS|INTERACTIVE BROKERS LLC|427
BSJJ|INV BLT 2019 HY ETF|IBKR|Interactive Brokers Llc|5648
BSJJ|INV BLT 2019 HY ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
BSJJ|INV BLT 2019 HY ETF|ICBX|INSTINET, LLC|353978
BSJJ|INV BLT 2019 HY ETF|INCA|INSTINET, LLC|680568
BSJJ|INV BLT 2019 HY ETF|ITGI|ITG Inc.|7113
BSJJ|INV BLT 2019 HY ETF|ITGP|ITG INC.|2000
BSJJ|INV BLT 2019 HY ETF|JANY|Janney Montgomery Scott Inc.|3729
BSJJ|INV BLT 2019 HY ETF|JMPT|JUMP TRADING, LLC|695
BSJJ|INV BLT 2019 HY ETF|JPMX|J.P. Morgan Securities LLC|202800
BSJJ|INV BLT 2019 HY ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|608682
BSJJ|INV BLT 2019 HY ETF|JSJX|JANE STREET CAPITAL LLC|351488
BSJJ|INV BLT 2019 HY ETF|KCGM|VIRTU Americas LLC|25919
BSJJ|INV BLT 2019 HY ETF|LEHM|Barclays Capital Inc./Le|67200
BSJJ|INV BLT 2019 HY ETF|LIME|Lime Brokerage LLC|817
BSJJ|INV BLT 2019 HY ETF|MACC|Mid Atlantic Capital Corporation|3157
BSJJ|INV BLT 2019 HY ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|480468
BSJJ|INV BLT 2019 HY ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
BSJJ|INV BLT 2019 HY ETF|MOTF|MOTIF INVESTING, INC.|1
BSJJ|INV BLT 2019 HY ETF|MSCO|MORGAN STANLEY & CO. LLC|76402
BSJJ|INV BLT 2019 HY ETF|MSPL|MORGAN STANLEY & CO. LLC|83800
BSJJ|INV BLT 2019 HY ETF|NFSC|National Financial Services LLC|179619
BSJJ|INV BLT 2019 HY ETF|NITE|VIRTU Americas LLC|359882
BSJJ|INV BLT 2019 HY ETF|NQRB|Brut, LLC|2200
BSJJ|INV BLT 2019 HY ETF|OLDM|OLD MISSION CAPITAL, LLC|8959
BSJJ|INV BLT 2019 HY ETF|OPCO|Oppenheimer & Co. Inc.|1000
BSJJ|INV BLT 2019 HY ETF|PDQM|CODA MARKETS, INC.|15431
BSJJ|INV BLT 2019 HY ETF|RBCM|RBC CAPITAL MARKETS, LLC|7120
BSJJ|INV BLT 2019 HY ETF|SAGL|SAGETRADER, LLC|401
BSJJ|INV BLT 2019 HY ETF|SALI|INTL FCSTONE FINANCIAL INC.|1087
BSJJ|INV BLT 2019 HY ETF|SBSH|Citigroup Global Markets Inc.|300
BSJJ|INV BLT 2019 HY ETF|SGMT|GOLDMAN SACHS & CO. LLC|51991
BSJJ|INV BLT 2019 HY ETF|SPDR|SPEEDROUTE LLC|800
BSJJ|INV BLT 2019 HY ETF|SPHN|Stephens Inc.|975
BSJJ|INV BLT 2019 HY ETF|STFL|Stifel, Nicolaus & Company, Incorporated|6569
BSJJ|INV BLT 2019 HY ETF|SWIM|TD Ameritrade, Inc.|1400
BSJJ|INV BLT 2019 HY ETF|SWST|Hilltop Securities Inc.|9243
BSJJ|INV BLT 2019 HY ETF|TKNG|ALLY INVEST SECURITIES LLC|1301
BSJJ|INV BLT 2019 HY ETF|UBSA|UBS SECURITIES LLC|137294
BSJJ|INV BLT 2019 HY ETF|UBSS|UBS Securities LLC|217584
BSJJ|INV BLT 2019 HY ETF|VGRD|Vanguard Marketing Corporation|18972
BSJJ|INV BLT 2019 HY ETF|WCHV|WELLS FARGO SECURITIES, LLC|98233
BSJJ|INV BLT 2019 HY ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|248
BSJJ|INV BLT 2019 HY ETF|WSEA|WOLVERINE SECURITIES, LLC|886
BSJJ|INV BLT 2019 HY ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|100438
BSJJ|INV BLT 2019 HY ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|1411
BSJJ|INV BLT 2019 HY ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|109580
BSJK|INV BULLETS HY 2020|ALTX|Alternet Securities Inc.|1743
BSJK|INV BULLETS HY 2020|APCC|Apex Clearing Corporation|92
BSJK|INV BULLETS HY 2020|BARD|Robert W. Baird & Co. Incorporated|528
BSJK|INV BULLETS HY 2020|BBNT|BB&T SECURITIES, LLC|11412
BSJK|INV BULLETS HY 2020|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16473
BSJK|INV BULLETS HY 2020|BYXM|CBOE TRADING, INC.|100
BSJK|INV BULLETS HY 2020|CHAS|Charles Schwab & Co., Inc.|408
BSJK|INV BULLETS HY 2020|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6281
BSJK|INV BULLETS HY 2020|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5754
BSJK|INV BULLETS HY 2020|CXCX|CITIGROUP GLOBAL MARKETS INC.|35898
BSJK|INV BULLETS HY 2020|DADA|D.A. Davidson & Co.|1450
BSJK|INV BULLETS HY 2020|DBAX|Deutsche Bank Securities Inc.|118200
BSJK|INV BULLETS HY 2020|DEAN|MORGAN STANLEY|2272
BSJK|INV BULLETS HY 2020|EBXL|EBX LLC|96700
BSJK|INV BULLETS HY 2020|EDJO|Edward D. Jones & Co., L.P.|8856
BSJK|INV BULLETS HY 2020|EGAM|CBOE TRADING, INC.|3528
BSJK|INV BULLETS HY 2020|ETBE|Electronic Transaction Clearing, Inc.|91
BSJK|INV BULLETS HY 2020|ETCB|ETC BROKERAGE SERVICES, LLC|36
BSJK|INV BULLETS HY 2020|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|660
BSJK|INV BULLETS HY 2020|ETRS|E*Trade Securities LLC|3878
BSJK|INV BULLETS HY 2020|FBSB|U.S. Bancorp Investments, Inc.|172
BSJK|INV BULLETS HY 2020|FILL|Tradestation Securities, Inc.|249
BSJK|INV BULLETS HY 2020|FLTU|FLOW TRADERS US LLC|3498
BSJK|INV BULLETS HY 2020|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|265
BSJK|INV BULLETS HY 2020|FTBR|Foliofn Investments, Inc.|7889
BSJK|INV BULLETS HY 2020|GLPX|ACS EXECUTION SERVICES, LLC|4757
BSJK|INV BULLETS HY 2020|GSCO|GOLDMAN SACHS & CO. LLC|3100
BSJK|INV BULLETS HY 2020|GTSZ|GTS SECURITIES LLC|100
BSJK|INV BULLETS HY 2020|HRBF|American Enterprise Investment Services Inc.|3396
BSJK|INV BULLETS HY 2020|IATS|INTERACTIVE BROKERS LLC|946
BSJK|INV BULLETS HY 2020|IBKR|Interactive Brokers Llc|3754
BSJK|INV BULLETS HY 2020|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
BSJK|INV BULLETS HY 2020|ICBX|INSTINET, LLC|163108
BSJK|INV BULLETS HY 2020|INCA|INSTINET, LLC|438056
BSJK|INV BULLETS HY 2020|ITGI|ITG Inc.|4000
BSJK|INV BULLETS HY 2020|ITGP|ITG INC.|3800
BSJK|INV BULLETS HY 2020|JANY|Janney Montgomery Scott Inc.|1802
BSJK|INV BULLETS HY 2020|JMPT|JUMP TRADING, LLC|187
BSJK|INV BULLETS HY 2020|JPMX|J.P. Morgan Securities LLC|128188
BSJK|INV BULLETS HY 2020|JSEB|JANE STREET EXECUTION SERVICES, LLC|476041
BSJK|INV BULLETS HY 2020|JSJX|JANE STREET CAPITAL LLC|264581
BSJK|INV BULLETS HY 2020|KCGM|VIRTU Americas LLC|60268
BSJK|INV BULLETS HY 2020|LEHM|Barclays Capital Inc./Le|104800
BSJK|INV BULLETS HY 2020|LIME|Lime Brokerage LLC|7091
BSJK|INV BULLETS HY 2020|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1217
BSJK|INV BULLETS HY 2020|MACC|Mid Atlantic Capital Corporation|3341
BSJK|INV BULLETS HY 2020|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|323000
BSJK|INV BULLETS HY 2020|MOTF|MOTIF INVESTING, INC.|1
BSJK|INV BULLETS HY 2020|MSCO|MORGAN STANLEY & CO. LLC|79356
BSJK|INV BULLETS HY 2020|MSPL|MORGAN STANLEY & CO. LLC|30500
BSJK|INV BULLETS HY 2020|NFSC|National Financial Services LLC|101381
BSJK|INV BULLETS HY 2020|NITE|VIRTU Americas LLC|192441
BSJK|INV BULLETS HY 2020|NQRB|Brut, LLC|990
BSJK|INV BULLETS HY 2020|OLDM|OLD MISSION CAPITAL, LLC|500
BSJK|INV BULLETS HY 2020|OPCO|Oppenheimer & Co. Inc.|750
BSJK|INV BULLETS HY 2020|PDQM|CODA MARKETS, INC.|17250
BSJK|INV BULLETS HY 2020|PWJC|UBS Financial Services, Inc.|76
BSJK|INV BULLETS HY 2020|RBCM|RBC CAPITAL MARKETS, LLC|12135
BSJK|INV BULLETS HY 2020|SGMT|GOLDMAN SACHS & CO. LLC|53655
BSJK|INV BULLETS HY 2020|SPDR|SPEEDROUTE LLC|1900
BSJK|INV BULLETS HY 2020|SPHN|Stephens Inc.|964
BSJK|INV BULLETS HY 2020|STFL|Stifel, Nicolaus & Company, Incorporated|1075
BSJK|INV BULLETS HY 2020|SWIM|TD Ameritrade, Inc.|100
BSJK|INV BULLETS HY 2020|SWST|Hilltop Securities Inc.|1926
BSJK|INV BULLETS HY 2020|TKNG|ALLY INVEST SECURITIES LLC|1670
BSJK|INV BULLETS HY 2020|UBSA|UBS SECURITIES LLC|166333
BSJK|INV BULLETS HY 2020|UBSS|UBS Securities LLC|179469
BSJK|INV BULLETS HY 2020|VGRD|Vanguard Marketing Corporation|10994
BSJK|INV BULLETS HY 2020|WCHV|WELLS FARGO SECURITIES, LLC|68725
BSJK|INV BULLETS HY 2020|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28
BSJK|INV BULLETS HY 2020|WSEA|WOLVERINE SECURITIES, LLC|2209
BSJK|INV BULLETS HY 2020|XSTM|NATIONAL FINANCIAL SERVICES LLC|125522
BSJK|INV BULLETS HY 2020|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BSJK|INV BULLETS HY 2020|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65243
BSJL|INVESCO HY 2021|ALTX|Alternet Securities Inc.|300
BSJL|INVESCO HY 2021|APCC|Apex Clearing Corporation|18
BSJL|INVESCO HY 2021|BARD|Robert W. Baird & Co. Incorporated|2905
BSJL|INVESCO HY 2021|BBNT|BB&T SECURITIES, LLC|7330
BSJL|INVESCO HY 2021|BERN|Sanford C. Bernstein & Co., LLC|100
BSJL|INVESCO HY 2021|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5716
BSJL|INVESCO HY 2021|BYXM|CBOE TRADING, INC.|500
BSJL|INVESCO HY 2021|CHAS|Charles Schwab & Co., Inc.|9
BSJL|INVESCO HY 2021|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1095
BSJL|INVESCO HY 2021|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5912
BSJL|INVESCO HY 2021|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82063
BSJL|INVESCO HY 2021|CSIN|Citadel Securities Institutional LLC|33178
BSJL|INVESCO HY 2021|CTDL|Citadel Derivatives Group Llc|42166
BSJL|INVESCO HY 2021|CXCX|CITIGROUP GLOBAL MARKETS INC.|16788
BSJL|INVESCO HY 2021|DADA|D.A. Davidson & Co.|50
BSJL|INVESCO HY 2021|DBAX|Deutsche Bank Securities Inc.|58800
BSJL|INVESCO HY 2021|DEAN|MORGAN STANLEY|2667
BSJL|INVESCO HY 2021|EBXL|EBX LLC|44900
BSJL|INVESCO HY 2021|EDJO|Edward D. Jones & Co., L.P.|6173
BSJL|INVESCO HY 2021|EGAM|CBOE TRADING, INC.|2300
BSJL|INVESCO HY 2021|EGXM|CBOE TRADING, INC.|1206
BSJL|INVESCO HY 2021|ESPO|ESPOSITO SECURITIES, LLC|82
BSJL|INVESCO HY 2021|ETCB|ETC BROKERAGE SERVICES, LLC|36
BSJL|INVESCO HY 2021|ETRS|E*Trade Securities LLC|6676
BSJL|INVESCO HY 2021|FINX|FINTECH SECURITIES|1744
BSJL|INVESCO HY 2021|FLTU|FLOW TRADERS US LLC|1372
BSJL|INVESCO HY 2021|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113
BSJL|INVESCO HY 2021|FTBR|Foliofn Investments, Inc.|1687
BSJL|INVESCO HY 2021|GLPX|ACS EXECUTION SERVICES, LLC|859
BSJL|INVESCO HY 2021|GSCO|GOLDMAN SACHS & CO. LLC|700
BSJL|INVESCO HY 2021|GTSZ|GTS SECURITIES LLC|300
BSJL|INVESCO HY 2021|HRBF|American Enterprise Investment Services Inc.|260
BSJL|INVESCO HY 2021|IATS|INTERACTIVE BROKERS LLC|1516
BSJL|INVESCO HY 2021|IBKR|Interactive Brokers Llc|3112
BSJL|INVESCO HY 2021|ICBX|INSTINET, LLC|40318
BSJL|INVESCO HY 2021|INCA|INSTINET, LLC|246433
BSJL|INVESCO HY 2021|ITGI|ITG Inc.|4200
BSJL|INVESCO HY 2021|ITGP|ITG INC.|1600
BSJL|INVESCO HY 2021|JANY|Janney Montgomery Scott Inc.|2521
BSJL|INVESCO HY 2021|JPMX|J.P. Morgan Securities LLC|44258
BSJL|INVESCO HY 2021|JSEB|JANE STREET EXECUTION SERVICES, LLC|9296
BSJL|INVESCO HY 2021|JSJX|JANE STREET CAPITAL LLC|135506
BSJL|INVESCO HY 2021|KCGM|VIRTU Americas LLC|28991
BSJL|INVESCO HY 2021|LEHM|Barclays Capital Inc./Le|56200
BSJL|INVESCO HY 2021|LIME|Lime Brokerage LLC|9214
BSJL|INVESCO HY 2021|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
BSJL|INVESCO HY 2021|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121654
BSJL|INVESCO HY 2021|MOTF|MOTIF INVESTING, INC.|1
BSJL|INVESCO HY 2021|MSCO|MORGAN STANLEY & CO. LLC|28719
BSJL|INVESCO HY 2021|MSPL|MORGAN STANLEY & CO. LLC|8200
BSJL|INVESCO HY 2021|NFSC|National Financial Services LLC|73365
BSJL|INVESCO HY 2021|NITE|VIRTU Americas LLC|131041
BSJL|INVESCO HY 2021|OLDM|OLD MISSION CAPITAL, LLC|2900
BSJL|INVESCO HY 2021|PDQM|CODA MARKETS, INC.|4591
BSJL|INVESCO HY 2021|PWJC|UBS Financial Services, Inc.|75
BSJL|INVESCO HY 2021|RBCM|RBC CAPITAL MARKETS, LLC|1634
BSJL|INVESCO HY 2021|SGMT|GOLDMAN SACHS & CO. LLC|9896
BSJL|INVESCO HY 2021|SPDR|SPEEDROUTE LLC|1300
BSJL|INVESCO HY 2021|SPHN|Stephens Inc.|1317
BSJL|INVESCO HY 2021|STFL|Stifel, Nicolaus & Company, Incorporated|154
BSJL|INVESCO HY 2021|SWST|Hilltop Securities Inc.|710
BSJL|INVESCO HY 2021|UBSA|UBS SECURITIES LLC|71110
BSJL|INVESCO HY 2021|UBSS|UBS Securities LLC|72508
BSJL|INVESCO HY 2021|VGRD|Vanguard Marketing Corporation|3735
BSJL|INVESCO HY 2021|WCHV|WELLS FARGO SECURITIES, LLC|45232
BSJL|INVESCO HY 2021|WSEA|WOLVERINE SECURITIES, LLC|6
BSJL|INVESCO HY 2021|XSTM|NATIONAL FINANCIAL SERVICES LLC|127962
BSJL|INVESCO HY 2021|YKNA|COMHAR CAPITAL MARKETS, LLC|600
BSJL|INVESCO HY 2021|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36006
BSJM|INVESCO 2022|APCC|Apex Clearing Corporation|271
BSJM|INVESCO 2022|BERN|Sanford C. Bernstein & Co., LLC|100
BSJM|INVESCO 2022|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6522
BSJM|INVESCO 2022|BYXM|CBOE TRADING, INC.|89
BSJM|INVESCO 2022|CHAS|Charles Schwab & Co., Inc.|15
BSJM|INVESCO 2022|CXCX|CITIGROUP GLOBAL MARKETS INC.|1356
BSJM|INVESCO 2022|DBAX|Deutsche Bank Securities Inc.|17700
BSJM|INVESCO 2022|DEAN|MORGAN STANLEY|2092
BSJM|INVESCO 2022|EBXL|EBX LLC|10500
BSJM|INVESCO 2022|EDJO|Edward D. Jones & Co., L.P.|3898
BSJM|INVESCO 2022|EGXM|CBOE TRADING, INC.|88
BSJM|INVESCO 2022|ETCB|ETC BROKERAGE SERVICES, LLC|181
BSJM|INVESCO 2022|ETRS|E*Trade Securities LLC|1599
BSJM|INVESCO 2022|FBSB|U.S. Bancorp Investments, Inc.|640
BSJM|INVESCO 2022|FINX|FINTECH SECURITIES|494
BSJM|INVESCO 2022|FLTU|FLOW TRADERS US LLC|900
BSJM|INVESCO 2022|FTBR|Foliofn Investments, Inc.|1893
BSJM|INVESCO 2022|GEBB|GLOBAL EXECUTION BROKERS, LP|100
BSJM|INVESCO 2022|GTSZ|GTS SECURITIES LLC|800
BSJM|INVESCO 2022|HRBF|American Enterprise Investment Services Inc.|790
BSJM|INVESCO 2022|IATS|INTERACTIVE BROKERS LLC|200
BSJM|INVESCO 2022|IBKR|Interactive Brokers Llc|1231
BSJM|INVESCO 2022|ICBX|INSTINET, LLC|11600
BSJM|INVESCO 2022|INCA|INSTINET, LLC|50376
BSJM|INVESCO 2022|ITGI|ITG Inc.|100
BSJM|INVESCO 2022|JANY|Janney Montgomery Scott Inc.|1615
BSJM|INVESCO 2022|JPMX|J.P. Morgan Securities LLC|13800
BSJM|INVESCO 2022|JSEB|JANE STREET EXECUTION SERVICES, LLC|11447
BSJM|INVESCO 2022|JSJX|JANE STREET CAPITAL LLC|93772
BSJM|INVESCO 2022|KCGM|VIRTU Americas LLC|13437
BSJM|INVESCO 2022|LEHM|Barclays Capital Inc./Le|37400
BSJM|INVESCO 2022|LIME|Lime Brokerage LLC|1735
BSJM|INVESCO 2022|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12408
BSJM|INVESCO 2022|MOTF|MOTIF INVESTING, INC.|3
BSJM|INVESCO 2022|MSCO|MORGAN STANLEY & CO. LLC|25083
BSJM|INVESCO 2022|MSPL|MORGAN STANLEY & CO. LLC|12400
BSJM|INVESCO 2022|NFSC|National Financial Services LLC|36425
BSJM|INVESCO 2022|NITE|VIRTU Americas LLC|78808
BSJM|INVESCO 2022|OPCO|Oppenheimer & Co. Inc.|500
BSJM|INVESCO 2022|RBCM|RBC CAPITAL MARKETS, LLC|17920
BSJM|INVESCO 2022|SGMT|GOLDMAN SACHS & CO. LLC|6740
BSJM|INVESCO 2022|SPHN|Stephens Inc.|481
BSJM|INVESCO 2022|STFL|Stifel, Nicolaus & Company, Incorporated|938
BSJM|INVESCO 2022|SWIM|TD Ameritrade, Inc.|100
BSJM|INVESCO 2022|SWST|Hilltop Securities Inc.|403
BSJM|INVESCO 2022|UBSA|UBS SECURITIES LLC|49544
BSJM|INVESCO 2022|UBSS|UBS Securities LLC|74432
BSJM|INVESCO 2022|VGRD|Vanguard Marketing Corporation|2973
BSJM|INVESCO 2022|WCHV|WELLS FARGO SECURITIES, LLC|30167
BSJM|INVESCO 2022|WSEA|WOLVERINE SECURITIES, LLC|162
BSJM|INVESCO 2022|XSTM|NATIONAL FINANCIAL SERVICES LLC|13938
BSJM|INVESCO 2022|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11710
BSJN|INVESCO 2023 HY|APCC|Apex Clearing Corporation|18
BSJN|INVESCO 2023 HY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|477
BSJN|INVESCO 2023 HY|CANT|Cantor Fitzgerald & Co.|331
BSJN|INVESCO 2023 HY|CHAS|Charles Schwab & Co., Inc.|5
BSJN|INVESCO 2023 HY|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BSJN|INVESCO 2023 HY|DBAX|Deutsche Bank Securities Inc.|19100
BSJN|INVESCO 2023 HY|DEAN|MORGAN STANLEY|1
BSJN|INVESCO 2023 HY|EBXL|EBX LLC|5200
BSJN|INVESCO 2023 HY|EDJO|Edward D. Jones & Co., L.P.|2284
BSJN|INVESCO 2023 HY|EGXM|CBOE TRADING, INC.|192
BSJN|INVESCO 2023 HY|ETCB|ETC BROKERAGE SERVICES, LLC|38
BSJN|INVESCO 2023 HY|ETRS|E*Trade Securities LLC|21
BSJN|INVESCO 2023 HY|FLTU|FLOW TRADERS US LLC|607
BSJN|INVESCO 2023 HY|FTBR|Foliofn Investments, Inc.|197
BSJN|INVESCO 2023 HY|IATS|INTERACTIVE BROKERS LLC|70
BSJN|INVESCO 2023 HY|IBKR|Interactive Brokers Llc|6810
BSJN|INVESCO 2023 HY|ICBX|INSTINET, LLC|18126
BSJN|INVESCO 2023 HY|INCA|INSTINET, LLC|83732
BSJN|INVESCO 2023 HY|JANY|Janney Montgomery Scott Inc.|295
BSJN|INVESCO 2023 HY|JPMX|J.P. Morgan Securities LLC|18608
BSJN|INVESCO 2023 HY|JSJX|JANE STREET CAPITAL LLC|86040
BSJN|INVESCO 2023 HY|KCGM|VIRTU Americas LLC|7977
BSJN|INVESCO 2023 HY|LEHM|Barclays Capital Inc./Le|33400
BSJN|INVESCO 2023 HY|LIME|Lime Brokerage LLC|800
BSJN|INVESCO 2023 HY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128400
BSJN|INVESCO 2023 HY|MOTF|MOTIF INVESTING, INC.|2
BSJN|INVESCO 2023 HY|MSCO|MORGAN STANLEY & CO. LLC|14274
BSJN|INVESCO 2023 HY|MSPL|MORGAN STANLEY & CO. LLC|4900
BSJN|INVESCO 2023 HY|NFSC|National Financial Services LLC|13729
BSJN|INVESCO 2023 HY|NITE|VIRTU Americas LLC|18984
BSJN|INVESCO 2023 HY|OLDM|OLD MISSION CAPITAL, LLC|700
BSJN|INVESCO 2023 HY|OPCO|Oppenheimer & Co. Inc.|100
BSJN|INVESCO 2023 HY|PWJC|UBS Financial Services, Inc.|970
BSJN|INVESCO 2023 HY|RBCM|RBC CAPITAL MARKETS, LLC|87
BSJN|INVESCO 2023 HY|SGMT|GOLDMAN SACHS & CO. LLC|3494
BSJN|INVESCO 2023 HY|SPHN|Stephens Inc.|346
BSJN|INVESCO 2023 HY|STFL|Stifel, Nicolaus & Company, Incorporated|1
BSJN|INVESCO 2023 HY|SWIM|TD Ameritrade, Inc.|200
BSJN|INVESCO 2023 HY|SWST|Hilltop Securities Inc.|1
BSJN|INVESCO 2023 HY|UBSA|UBS SECURITIES LLC|57340
BSJN|INVESCO 2023 HY|UBSS|UBS Securities LLC|13127
BSJN|INVESCO 2023 HY|VGRD|Vanguard Marketing Corporation|1737
BSJN|INVESCO 2023 HY|WCHV|WELLS FARGO SECURITIES, LLC|12383
BSJN|INVESCO 2023 HY|XSTM|NATIONAL FINANCIAL SERVICES LLC|6250
BSJN|INVESCO 2023 HY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4690
BSJO|INVESCO BULLETSHA|BERN|Sanford C. Bernstein & Co., LLC|100
BSJO|INVESCO BULLETSHA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16
BSJO|INVESCO BULLETSHA|CHAS|Charles Schwab & Co., Inc.|3
BSJO|INVESCO BULLETSHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27398
BSJO|INVESCO BULLETSHA|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BSJO|INVESCO BULLETSHA|DBAX|Deutsche Bank Securities Inc.|6300
BSJO|INVESCO BULLETSHA|DEAN|MORGAN STANLEY|1193
BSJO|INVESCO BULLETSHA|EBXL|EBX LLC|1500
BSJO|INVESCO BULLETSHA|EDJO|Edward D. Jones & Co., L.P.|4455
BSJO|INVESCO BULLETSHA|EGXM|CBOE TRADING, INC.|358
BSJO|INVESCO BULLETSHA|ETCB|ETC BROKERAGE SERVICES, LLC|139
BSJO|INVESCO BULLETSHA|ETRS|E*Trade Securities LLC|4
BSJO|INVESCO BULLETSHA|FILL|Tradestation Securities, Inc.|300
BSJO|INVESCO BULLETSHA|FTBR|Foliofn Investments, Inc.|1406
BSJO|INVESCO BULLETSHA|GSCO|GOLDMAN SACHS & CO. LLC|200
BSJO|INVESCO BULLETSHA|IBKR|Interactive Brokers Llc|999
BSJO|INVESCO BULLETSHA|ICBX|INSTINET, LLC|3800
BSJO|INVESCO BULLETSHA|INCA|INSTINET, LLC|61284
BSJO|INVESCO BULLETSHA|JPMX|J.P. Morgan Securities LLC|12000
BSJO|INVESCO BULLETSHA|JSEB|JANE STREET EXECUTION SERVICES, LLC|8833
BSJO|INVESCO BULLETSHA|JSJX|JANE STREET CAPITAL LLC|9656
BSJO|INVESCO BULLETSHA|KCGM|VIRTU Americas LLC|8171
BSJO|INVESCO BULLETSHA|LEHM|Barclays Capital Inc./Le|7800
BSJO|INVESCO BULLETSHA|LIME|Lime Brokerage LLC|1154
BSJO|INVESCO BULLETSHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39800
BSJO|INVESCO BULLETSHA|MSCO|MORGAN STANLEY & CO. LLC|6578
BSJO|INVESCO BULLETSHA|MSPL|MORGAN STANLEY & CO. LLC|6900
BSJO|INVESCO BULLETSHA|NFSC|National Financial Services LLC|4228
BSJO|INVESCO BULLETSHA|NITE|VIRTU Americas LLC|20529
BSJO|INVESCO BULLETSHA|PDQM|CODA MARKETS, INC.|1749
BSJO|INVESCO BULLETSHA|RBCM|RBC CAPITAL MARKETS, LLC|491
BSJO|INVESCO BULLETSHA|SGMT|GOLDMAN SACHS & CO. LLC|820
BSJO|INVESCO BULLETSHA|SPHN|Stephens Inc.|1298
BSJO|INVESCO BULLETSHA|STFL|Stifel, Nicolaus & Company, Incorporated|150
BSJO|INVESCO BULLETSHA|UBSA|UBS SECURITIES LLC|16272
BSJO|INVESCO BULLETSHA|UBSS|UBS Securities LLC|1703
BSJO|INVESCO BULLETSHA|VGRD|Vanguard Marketing Corporation|1121
BSJO|INVESCO BULLETSHA|WCHV|WELLS FARGO SECURITIES, LLC|2969
BSJO|INVESCO BULLETSHA|XSTM|NATIONAL FINANCIAL SERVICES LLC|9998
BSJO|INVESCO BULLETSHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1177
BSJP|INVESCO BULLETSHA|BATM|CBOE TRADING, INC.|1800
BSJP|INVESCO BULLETSHA|CANT|Cantor Fitzgerald & Co.|4108
BSJP|INVESCO BULLETSHA|CHAS|Charles Schwab & Co., Inc.|6585
BSJP|INVESCO BULLETSHA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2908
BSJP|INVESCO BULLETSHA|DBAX|Deutsche Bank Securities Inc.|6400
BSJP|INVESCO BULLETSHA|DEAN|MORGAN STANLEY|455
BSJP|INVESCO BULLETSHA|EBXL|EBX LLC|4400
BSJP|INVESCO BULLETSHA|ETCB|ETC BROKERAGE SERVICES, LLC|299
BSJP|INVESCO BULLETSHA|ETRS|E*Trade Securities LLC|175
BSJP|INVESCO BULLETSHA|FTBR|Foliofn Investments, Inc.|584
BSJP|INVESCO BULLETSHA|IBKR|Interactive Brokers Llc|984
BSJP|INVESCO BULLETSHA|ICBX|INSTINET, LLC|14600
BSJP|INVESCO BULLETSHA|INCA|INSTINET, LLC|34837
BSJP|INVESCO BULLETSHA|JPMX|J.P. Morgan Securities LLC|4200
BSJP|INVESCO BULLETSHA|JSEB|JANE STREET EXECUTION SERVICES, LLC|9078
BSJP|INVESCO BULLETSHA|JSJX|JANE STREET CAPITAL LLC|35433
BSJP|INVESCO BULLETSHA|KCGM|VIRTU Americas LLC|6105
BSJP|INVESCO BULLETSHA|LEHM|Barclays Capital Inc./Le|6400
BSJP|INVESCO BULLETSHA|LIME|Lime Brokerage LLC|54
BSJP|INVESCO BULLETSHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126168
BSJP|INVESCO BULLETSHA|MSCO|MORGAN STANLEY & CO. LLC|745
BSJP|INVESCO BULLETSHA|MSPL|MORGAN STANLEY & CO. LLC|1800
BSJP|INVESCO BULLETSHA|NFSC|National Financial Services LLC|1070
BSJP|INVESCO BULLETSHA|NITE|VIRTU Americas LLC|5346
BSJP|INVESCO BULLETSHA|SGMT|GOLDMAN SACHS & CO. LLC|2563
BSJP|INVESCO BULLETSHA|SWIM|TD Ameritrade, Inc.|3000
BSJP|INVESCO BULLETSHA|UBSA|UBS SECURITIES LLC|28811
BSJP|INVESCO BULLETSHA|UBSS|UBS Securities LLC|2474
BSJP|INVESCO BULLETSHA|VGRD|Vanguard Marketing Corporation|123
BSJP|INVESCO BULLETSHA|WCHV|WELLS FARGO SECURITIES, LLC|13720
BSJP|INVESCO BULLETSHA|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BSJP|INVESCO BULLETSHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6
BSL|BLACKSTONE GSO SR FL|ALTX|Alternet Securities Inc.|400
BSL|BLACKSTONE GSO SR FL|APCC|Apex Clearing Corporation|128
BSL|BLACKSTONE GSO SR FL|BARD|Robert W. Baird & Co. Incorporated|25414
BSL|BLACKSTONE GSO SR FL|BTIG|BTIG, LLC|33917
BSL|BLACKSTONE GSO SR FL|BYXM|CBOE TRADING, INC.|100
BSL|BLACKSTONE GSO SR FL|CANT|Cantor Fitzgerald & Co.|266
BSL|BLACKSTONE GSO SR FL|CHAS|Charles Schwab & Co., Inc.|1
BSL|BLACKSTONE GSO SR FL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5784
BSL|BLACKSTONE GSO SR FL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
BSL|BLACKSTONE GSO SR FL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2326
BSL|BLACKSTONE GSO SR FL|CTDL|Citadel Derivatives Group Llc|20
BSL|BLACKSTONE GSO SR FL|DBAX|Deutsche Bank Securities Inc.|1000
BSL|BLACKSTONE GSO SR FL|DEAN|MORGAN STANLEY|5306
BSL|BLACKSTONE GSO SR FL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19618
BSL|BLACKSTONE GSO SR FL|EBXL|EBX LLC|3400
BSL|BLACKSTONE GSO SR FL|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
BSL|BLACKSTONE GSO SR FL|EGAM|CBOE TRADING, INC.|958
BSL|BLACKSTONE GSO SR FL|EGXM|CBOE TRADING, INC.|1100
BSL|BLACKSTONE GSO SR FL|ETRS|E*Trade Securities LLC|3277
BSL|BLACKSTONE GSO SR FL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19461
BSL|BLACKSTONE GSO SR FL|FTBR|Foliofn Investments, Inc.|2
BSL|BLACKSTONE GSO SR FL|GLPX|ACS EXECUTION SERVICES, LLC|2395
BSL|BLACKSTONE GSO SR FL|GSCO|GOLDMAN SACHS & CO. LLC|7174
BSL|BLACKSTONE GSO SR FL|GSCS|GOLDMAN SACHS & CO. LLC|400
BSL|BLACKSTONE GSO SR FL|GSLT|GOLDMAN SACHS & CO. LLC|100
BSL|BLACKSTONE GSO SR FL|GTSZ|GTS SECURITIES LLC|200
BSL|BLACKSTONE GSO SR FL|HRBF|American Enterprise Investment Services Inc.|1396
BSL|BLACKSTONE GSO SR FL|IATS|INTERACTIVE BROKERS LLC|2303
BSL|BLACKSTONE GSO SR FL|IBKR|Interactive Brokers Llc|4868
BSL|BLACKSTONE GSO SR FL|ICBX|INSTINET, LLC|1426
BSL|BLACKSTONE GSO SR FL|INCA|INSTINET, LLC|6068
BSL|BLACKSTONE GSO SR FL|ITGI|ITG Inc.|1982
BSL|BLACKSTONE GSO SR FL|ITGP|ITG INC.|3000
BSL|BLACKSTONE GSO SR FL|JSJX|JANE STREET CAPITAL LLC|200
BSL|BLACKSTONE GSO SR FL|KCGM|VIRTU Americas LLC|1146
BSL|BLACKSTONE GSO SR FL|LEHM|Barclays Capital Inc./Le|2400
BSL|BLACKSTONE GSO SR FL|LIME|Lime Brokerage LLC|502
BSL|BLACKSTONE GSO SR FL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
BSL|BLACKSTONE GSO SR FL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
BSL|BLACKSTONE GSO SR FL|MSCO|MORGAN STANLEY & CO. LLC|36838
BSL|BLACKSTONE GSO SR FL|MSPL|MORGAN STANLEY & CO. LLC|800
BSL|BLACKSTONE GSO SR FL|NFSC|National Financial Services LLC|44312
BSL|BLACKSTONE GSO SR FL|NITE|VIRTU Americas LLC|87439
BSL|BLACKSTONE GSO SR FL|NQRB|Brut, LLC|2325
BSL|BLACKSTONE GSO SR FL|OPCO|Oppenheimer & Co. Inc.|3418
BSL|BLACKSTONE GSO SR FL|PDQM|CODA MARKETS, INC.|6914
BSL|BLACKSTONE GSO SR FL|PICT|Pictet Overseas Inc.|680
BSL|BLACKSTONE GSO SR FL|PWJC|UBS Financial Services, Inc.|3105
BSL|BLACKSTONE GSO SR FL|RBCM|RBC CAPITAL MARKETS, LLC|6789
BSL|BLACKSTONE GSO SR FL|SBSH|Citigroup Global Markets Inc.|1903
BSL|BLACKSTONE GSO SR FL|SGMT|GOLDMAN SACHS & CO. LLC|1300
BSL|BLACKSTONE GSO SR FL|SPDR|SPEEDROUTE LLC|100
BSL|BLACKSTONE GSO SR FL|STFL|Stifel, Nicolaus & Company, Incorporated|480
BSL|BLACKSTONE GSO SR FL|SWIM|TD Ameritrade, Inc.|29
BSL|BLACKSTONE GSO SR FL|SWST|Hilltop Securities Inc.|4557
BSL|BLACKSTONE GSO SR FL|TRBT|Tradebot Systems, Inc.|498
BSL|BLACKSTONE GSO SR FL|UBSA|UBS SECURITIES LLC|7715
BSL|BLACKSTONE GSO SR FL|UBSS|UBS Securities LLC|20504
BSL|BLACKSTONE GSO SR FL|VALX|VIRTU AMERICAS LLC|420
BSL|BLACKSTONE GSO SR FL|VGRD|Vanguard Marketing Corporation|7021
BSL|BLACKSTONE GSO SR FL|WCHV|WELLS FARGO SECURITIES, LLC|5973
BSL|BLACKSTONE GSO SR FL|WEDB|WEDBUSH SECURITIES INC.|1002
BSL|BLACKSTONE GSO SR FL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|380
BSL|BLACKSTONE GSO SR FL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11083
BSL|BLACKSTONE GSO SR FL|WSEA|WOLVERINE SECURITIES, LLC|7
BSL|BLACKSTONE GSO SR FL|YKNA|COMHAR CAPITAL MARKETS, LLC|800
BSL|BLACKSTONE GSO SR FL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|570
BSM|BLACK STONE MINERALS|AGIS|Aegis Capital Corp.|3000
BSM|BLACK STONE MINERALS|ALTX|Alternet Securities Inc.|2957
BSM|BLACK STONE MINERALS|APCC|Apex Clearing Corporation|185
BSM|BLACK STONE MINERALS|BALE|M&T SECURITIES, INC.|5091
BSM|BLACK STONE MINERALS|BARD|Robert W. Baird & Co. Incorporated|1200
BSM|BLACK STONE MINERALS|BATM|CBOE TRADING, INC.|1504
BSM|BLACK STONE MINERALS|BERN|Sanford C. Bernstein & Co., LLC|100
BSM|BLACK STONE MINERALS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6666
BSM|BLACK STONE MINERALS|BTIG|BTIG, LLC|650
BSM|BLACK STONE MINERALS|BZYD|GOLDMAN SACHS & CO. LLC|3657
BSM|BLACK STONE MINERALS|CANT|Cantor Fitzgerald & Co.|19790
BSM|BLACK STONE MINERALS|CHAS|Charles Schwab & Co., Inc.|4
BSM|BLACK STONE MINERALS|CIST|Capital Institutional Services, Inc.|10383
BSM|BLACK STONE MINERALS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31807
BSM|BLACK STONE MINERALS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9382
BSM|BLACK STONE MINERALS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43869
BSM|BLACK STONE MINERALS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2134
BSM|BLACK STONE MINERALS|DBAB|Deutsche Bank Securities Inc.|21793
BSM|BLACK STONE MINERALS|DBAX|Deutsche Bank Securities Inc.|31600
BSM|BLACK STONE MINERALS|DEAN|MORGAN STANLEY|8579
BSM|BLACK STONE MINERALS|DEGS|RONIN PROFESSIONAL LLC|831
BSM|BLACK STONE MINERALS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
BSM|BLACK STONE MINERALS|EBXL|EBX LLC|8500
BSM|BLACK STONE MINERALS|ECUT|CONVERGEX EXECUTION SOLUTIONS|22260
BSM|BLACK STONE MINERALS|EDJO|Edward D. Jones & Co., L.P.|2206
BSM|BLACK STONE MINERALS|EGAM|CBOE TRADING, INC.|5483
BSM|BLACK STONE MINERALS|EGMT|EG MARKET TECHNOLOGIES LLC|200
BSM|BLACK STONE MINERALS|EGXM|CBOE TRADING, INC.|939
BSM|BLACK STONE MINERALS|EGXW|CBOE TRADING, INC.|100
BSM|BLACK STONE MINERALS|ETBE|Electronic Transaction Clearing, Inc.|820
BSM|BLACK STONE MINERALS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1787
BSM|BLACK STONE MINERALS|ETRS|E*Trade Securities LLC|38067
BSM|BLACK STONE MINERALS|FBSB|U.S. Bancorp Investments, Inc.|1000
BSM|BLACK STONE MINERALS|FILL|Tradestation Securities, Inc.|1120
BSM|BLACK STONE MINERALS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3255
BSM|BLACK STONE MINERALS|FTBR|Foliofn Investments, Inc.|1719
BSM|BLACK STONE MINERALS|GLIS|TD Securities Inc|40
BSM|BLACK STONE MINERALS|GLPX|ACS EXECUTION SERVICES, LLC|3015
BSM|BLACK STONE MINERALS|GSCO|GOLDMAN SACHS & CO. LLC|13308
BSM|BLACK STONE MINERALS|GSLT|GOLDMAN SACHS & CO. LLC|200
BSM|BLACK STONE MINERALS|GTSZ|GTS SECURITIES LLC|3807
BSM|BLACK STONE MINERALS|HRBF|American Enterprise Investment Services Inc.|466
BSM|BLACK STONE MINERALS|IATS|INTERACTIVE BROKERS LLC|11387
BSM|BLACK STONE MINERALS|IBKR|Interactive Brokers Llc|4984
BSM|BLACK STONE MINERALS|ICBX|INSTINET, LLC|3900
BSM|BLACK STONE MINERALS|INCA|INSTINET, LLC|11024
BSM|BLACK STONE MINERALS|INJX|INSTINET, LLC|14
BSM|BLACK STONE MINERALS|ITGI|ITG Inc.|2600
BSM|BLACK STONE MINERALS|ITGP|ITG INC.|6000
BSM|BLACK STONE MINERALS|JANY|Janney Montgomery Scott Inc.|200
BSM|BLACK STONE MINERALS|JEFF|JEFFERIES LLC|5100
BSM|BLACK STONE MINERALS|JMPT|JUMP TRADING, LLC|1667
BSM|BLACK STONE MINERALS|JPMX|J.P. Morgan Securities LLC|27786
BSM|BLACK STONE MINERALS|JSJX|JANE STREET CAPITAL LLC|3784
BSM|BLACK STONE MINERALS|KCGM|VIRTU Americas LLC|16805
BSM|BLACK STONE MINERALS|LEHM|Barclays Capital Inc./Le|61194
BSM|BLACK STONE MINERALS|LIME|Lime Brokerage LLC|16557
BSM|BLACK STONE MINERALS|LOOP|Loop Capital Markets LLC|225
BSM|BLACK STONE MINERALS|LSCI|Lek Securities Corporation|100
BSM|BLACK STONE MINERALS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48442
BSM|BLACK STONE MINERALS|MOTF|MOTIF INVESTING, INC.|6
BSM|BLACK STONE MINERALS|MSCO|MORGAN STANLEY & CO. LLC|56228
BSM|BLACK STONE MINERALS|MSPL|MORGAN STANLEY & CO. LLC|6400
BSM|BLACK STONE MINERALS|NATL|National Securities Corporation|1300
BSM|BLACK STONE MINERALS|NFSC|National Financial Services LLC|135007
BSM|BLACK STONE MINERALS|NITE|VIRTU Americas LLC|233790
BSM|BLACK STONE MINERALS|NQRB|Brut, LLC|3600
BSM|BLACK STONE MINERALS|NTBF|BMO Nesbitt Burns Inc./CDS|547
BSM|BLACK STONE MINERALS|OPCO|Oppenheimer & Co. Inc.|2342
BSM|BLACK STONE MINERALS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1292
BSM|BLACK STONE MINERALS|PDQM|CODA MARKETS, INC.|8821
BSM|BLACK STONE MINERALS|RBCM|RBC CAPITAL MARKETS, LLC|800
BSM|BLACK STONE MINERALS|RGLD|Regal Securities, Inc|300
BSM|BLACK STONE MINERALS|SAGL|SAGETRADER, LLC|770
BSM|BLACK STONE MINERALS|SBSH|Citigroup Global Markets Inc.|94
BSM|BLACK STONE MINERALS|SGMT|GOLDMAN SACHS & CO. LLC|22474
BSM|BLACK STONE MINERALS|SPDR|SPEEDROUTE LLC|3600
BSM|BLACK STONE MINERALS|STFL|Stifel, Nicolaus & Company, Incorporated|550
BSM|BLACK STONE MINERALS|STKP|STOCKPILE INVESTMENTS, INC.|14
BSM|BLACK STONE MINERALS|SWIM|TD Ameritrade, Inc.|19897
BSM|BLACK STONE MINERALS|SWST|Hilltop Securities Inc.|10748
BSM|BLACK STONE MINERALS|TKNG|ALLY INVEST SECURITIES LLC|314
BSM|BLACK STONE MINERALS|TRBT|Tradebot Systems, Inc.|4470
BSM|BLACK STONE MINERALS|TRCM|TRC MARKETS LLC|5068
BSM|BLACK STONE MINERALS|TWTT|TASTYWORKS, INC.|306
BSM|BLACK STONE MINERALS|UBSA|UBS SECURITIES LLC|47056
BSM|BLACK STONE MINERALS|UBSS|UBS Securities LLC|169187
BSM|BLACK STONE MINERALS|VALX|VIRTU AMERICAS LLC|1953
BSM|BLACK STONE MINERALS|VGRD|Vanguard Marketing Corporation|26943
BSM|BLACK STONE MINERALS|WCHV|WELLS FARGO SECURITIES, LLC|11833
BSM|BLACK STONE MINERALS|WEDB|WEDBUSH SECURITIES INC.|200
BSM|BLACK STONE MINERALS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1912
BSM|BLACK STONE MINERALS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7578
BSM|BLACK STONE MINERALS|WSEA|WOLVERINE SECURITIES, LLC|3847
BSM|BLACK STONE MINERALS|XSTM|NATIONAL FINANCIAL SERVICES LLC|11450
BSM|BLACK STONE MINERALS|YKNA|COMHAR CAPITAL MARKETS, LLC|600
BSM|BLACK STONE MINERALS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3830
BSMX|BANCO SANTANDER (M?X|ALTX|Alternet Securities Inc.|2900
BSMX|BANCO SANTANDER (M?X|AMRI|AMERICAS EXECUTIONS, LLC|14482
BSMX|BANCO SANTANDER (M?X|APCC|Apex Clearing Corporation|546
BSMX|BANCO SANTANDER (M?X|BARD|Robert W. Baird & Co. Incorporated|2040
BSMX|BANCO SANTANDER (M?X|BATM|CBOE TRADING, INC.|800
BSMX|BANCO SANTANDER (M?X|BAYC|BAY CREST PARTNERS, LLC|533134
BSMX|BANCO SANTANDER (M?X|BAYT|BTIG, LLC|74113
BSMX|BANCO SANTANDER (M?X|BERN|Sanford C. Bernstein & Co., LLC|49364
BSMX|BANCO SANTANDER (M?X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12579
BSMX|BANCO SANTANDER (M?X|BLKX|INSTINET, LLC|140665
BSMX|BANCO SANTANDER (M?X|BTIG|BTIG, LLC|190
BSMX|BANCO SANTANDER (M?X|BYXM|CBOE TRADING, INC.|300
BSMX|BANCO SANTANDER (M?X|BZYD|GOLDMAN SACHS & CO. LLC|5500
BSMX|BANCO SANTANDER (M?X|CANT|Cantor Fitzgerald & Co.|907
BSMX|BANCO SANTANDER (M?X|CHAS|Charles Schwab & Co., Inc.|11527
BSMX|BANCO SANTANDER (M?X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13900
BSMX|BANCO SANTANDER (M?X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|346327
BSMX|BANCO SANTANDER (M?X|CTDL|Citadel Derivatives Group Llc|80
BSMX|BANCO SANTANDER (M?X|CXCX|CITIGROUP GLOBAL MARKETS INC.|45116
BSMX|BANCO SANTANDER (M?X|DBAB|Deutsche Bank Securities Inc.|64140
BSMX|BANCO SANTANDER (M?X|DBAX|Deutsche Bank Securities Inc.|226100
BSMX|BANCO SANTANDER (M?X|DCHF|Dart Executions, LLC|1000
BSMX|BANCO SANTANDER (M?X|DEAN|MORGAN STANLEY|17152
BSMX|BANCO SANTANDER (M?X|DEGS|RONIN PROFESSIONAL LLC|412
BSMX|BANCO SANTANDER (M?X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6571
BSMX|BANCO SANTANDER (M?X|EBXL|EBX LLC|485000
BSMX|BANCO SANTANDER (M?X|ECUT|CONVERGEX EXECUTION SOLUTIONS|130465
BSMX|BANCO SANTANDER (M?X|EGAM|CBOE TRADING, INC.|4400
BSMX|BANCO SANTANDER (M?X|EGXM|CBOE TRADING, INC.|7784
BSMX|BANCO SANTANDER (M?X|ETBE|Electronic Transaction Clearing, Inc.|14200
BSMX|BANCO SANTANDER (M?X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
BSMX|BANCO SANTANDER (M?X|ETRS|E*Trade Securities LLC|27595
BSMX|BANCO SANTANDER (M?X|FILL|Tradestation Securities, Inc.|5250
BSMX|BANCO SANTANDER (M?X|FMAF|NBCN Inc./ CDS|227
BSMX|BANCO SANTANDER (M?X|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
BSMX|BANCO SANTANDER (M?X|FQLS|Quantlab Securities LP|86798
BSMX|BANCO SANTANDER (M?X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30168
BSMX|BANCO SANTANDER (M?X|FTBR|Foliofn Investments, Inc.|5235
BSMX|BANCO SANTANDER (M?X|GARC|ICAP Corporates LLC|125803
BSMX|BANCO SANTANDER (M?X|GBMT|GBM International, Inc.|1202142
BSMX|BANCO SANTANDER (M?X|GLIS|TD Securities Inc|350
BSMX|BANCO SANTANDER (M?X|GLPX|ACS EXECUTION SERVICES, LLC|2596
BSMX|BANCO SANTANDER (M?X|GSCO|GOLDMAN SACHS & CO. LLC|204955
BSMX|BANCO SANTANDER (M?X|GSCS|GOLDMAN SACHS & CO. LLC|5500
BSMX|BANCO SANTANDER (M?X|GSLT|GOLDMAN SACHS & CO. LLC|49353
BSMX|BANCO SANTANDER (M?X|GTSZ|GTS SECURITIES LLC|14212
BSMX|BANCO SANTANDER (M?X|HRBF|American Enterprise Investment Services Inc.|2900
BSMX|BANCO SANTANDER (M?X|HSBC|HSBC Securities, Inc.|3663879
BSMX|BANCO SANTANDER (M?X|IATS|INTERACTIVE BROKERS LLC|25868
BSMX|BANCO SANTANDER (M?X|IBKR|Interactive Brokers Llc|100260
BSMX|BANCO SANTANDER (M?X|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|805
BSMX|BANCO SANTANDER (M?X|ICBX|INSTINET, LLC|286275
BSMX|BANCO SANTANDER (M?X|INCA|INSTINET, LLC|248629
BSMX|BANCO SANTANDER (M?X|INJX|INSTINET, LLC|3300
BSMX|BANCO SANTANDER (M?X|ITGI|ITG Inc.|5815
BSMX|BANCO SANTANDER (M?X|ITGP|ITG INC.|135400
BSMX|BANCO SANTANDER (M?X|JANY|Janney Montgomery Scott Inc.|552
BSMX|BANCO SANTANDER (M?X|JEFF|JEFFERIES LLC|132131
BSMX|BANCO SANTANDER (M?X|JMPT|JUMP TRADING, LLC|100166
BSMX|BANCO SANTANDER (M?X|JPBX|J.P. MORGAN SECURITIES LLC|15488
BSMX|BANCO SANTANDER (M?X|JPMX|J.P. Morgan Securities LLC|566049
BSMX|BANCO SANTANDER (M?X|JSJX|JANE STREET CAPITAL LLC|5496
BSMX|BANCO SANTANDER (M?X|KCGM|VIRTU Americas LLC|68732
BSMX|BANCO SANTANDER (M?X|LEHM|Barclays Capital Inc./Le|894975
BSMX|BANCO SANTANDER (M?X|LIME|Lime Brokerage LLC|10450
BSMX|BANCO SANTANDER (M?X|LOOP|Loop Capital Markets LLC|356
BSMX|BANCO SANTANDER (M?X|LQNA|LIQUIDNET, INC.|52100
BSMX|BANCO SANTANDER (M?X|LSCI|Lek Securities Corporation|34
BSMX|BANCO SANTANDER (M?X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|352512
BSMX|BANCO SANTANDER (M?X|MOTF|MOTIF INVESTING, INC.|9
BSMX|BANCO SANTANDER (M?X|MSCO|MORGAN STANLEY & CO. LLC|691552
BSMX|BANCO SANTANDER (M?X|MSPL|MORGAN STANLEY & CO. LLC|533900
BSMX|BANCO SANTANDER (M?X|MSTX|MORGAN STANLEY & CO. LLC|65800
BSMX|BANCO SANTANDER (M?X|NFSC|National Financial Services LLC|56185
BSMX|BANCO SANTANDER (M?X|NITE|VIRTU Americas LLC|380902
BSMX|BANCO SANTANDER (M?X|NITP|VIRTU Americas LLC|51365
BSMX|BANCO SANTANDER (M?X|NQRB|Brut, LLC|3300
BSMX|BANCO SANTANDER (M?X|NTBF|BMO Nesbitt Burns Inc./CDS|3500
BSMX|BANCO SANTANDER (M?X|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3800
BSMX|BANCO SANTANDER (M?X|PDQM|CODA MARKETS, INC.|5900
BSMX|BANCO SANTANDER (M?X|PWJC|UBS Financial Services, Inc.|16700
BSMX|BANCO SANTANDER (M?X|RBCM|RBC CAPITAL MARKETS, LLC|1269
BSMX|BANCO SANTANDER (M?X|SAGL|SAGETRADER, LLC|8178
BSMX|BANCO SANTANDER (M?X|SANT|Santander Investment Securities Inc.|82891
BSMX|BANCO SANTANDER (M?X|SBSH|Citigroup Global Markets Inc.|52126
BSMX|BANCO SANTANDER (M?X|SGMT|GOLDMAN SACHS & CO. LLC|322059
BSMX|BANCO SANTANDER (M?X|SIBO|Prime Executions, Inc.|35191
BSMX|BANCO SANTANDER (M?X|SPDR|SPEEDROUTE LLC|1000
BSMX|BANCO SANTANDER (M?X|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4400
BSMX|BANCO SANTANDER (M?X|SWIM|TD Ameritrade, Inc.|11959
BSMX|BANCO SANTANDER (M?X|SWST|Hilltop Securities Inc.|2524
BSMX|BANCO SANTANDER (M?X|TKNG|ALLY INVEST SECURITIES LLC|1000
BSMX|BANCO SANTANDER (M?X|TRBT|Tradebot Systems, Inc.|128250
BSMX|BANCO SANTANDER (M?X|TRCM|TRC MARKETS LLC|11376
BSMX|BANCO SANTANDER (M?X|UBSA|UBS SECURITIES LLC|1121578
BSMX|BANCO SANTANDER (M?X|UBSS|UBS Securities LLC|503209
BSMX|BANCO SANTANDER (M?X|VALX|VIRTU AMERICAS LLC|52072
BSMX|BANCO SANTANDER (M?X|VGRD|Vanguard Marketing Corporation|3387
BSMX|BANCO SANTANDER (M?X|WCHV|WELLS FARGO SECURITIES, LLC|53814
BSMX|BANCO SANTANDER (M?X|WEED|Weeden & Co.L.P.|13700
BSMX|BANCO SANTANDER (M?X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5023
BSMX|BANCO SANTANDER (M?X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2326
BSMX|BANCO SANTANDER (M?X|WSEA|WOLVERINE SECURITIES, LLC|3463
BSMX|BANCO SANTANDER (M?X|XIST|INSTINET, LLC|76600
BSMX|BANCO SANTANDER (M?X|XSTM|NATIONAL FINANCIAL SERVICES LLC|19014
BSMX|BANCO SANTANDER (M?X|YKNA|COMHAR CAPITAL MARKETS, LLC|400
BSMX|BANCO SANTANDER (M?X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|689
BSPM|BIOSTAR PHARMACEUTIC|APCC|Apex Clearing Corporation|7830
BSPM|BIOSTAR PHARMACEUTIC|BATM|CBOE TRADING, INC.|924
BSPM|BIOSTAR PHARMACEUTIC|BIMI|Banca IMI Securities Corp.|12500
BSPM|BIOSTAR PHARMACEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2775
BSPM|BIOSTAR PHARMACEUTIC|BYXM|CBOE TRADING, INC.|250
BSPM|BIOSTAR PHARMACEUTIC|CANT|Cantor Fitzgerald & Co.|369
BSPM|BIOSTAR PHARMACEUTIC|CHAS|Charles Schwab & Co., Inc.|300
BSPM|BIOSTAR PHARMACEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
BSPM|BIOSTAR PHARMACEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5800
BSPM|BIOSTAR PHARMACEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2484
BSPM|BIOSTAR PHARMACEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
BSPM|BIOSTAR PHARMACEUTIC|DBAB|Deutsche Bank Securities Inc.|4480
BSPM|BIOSTAR PHARMACEUTIC|DBAX|Deutsche Bank Securities Inc.|1600
BSPM|BIOSTAR PHARMACEUTIC|DEGS|RONIN PROFESSIONAL LLC|918
BSPM|BIOSTAR PHARMACEUTIC|EBXL|EBX LLC|300
BSPM|BIOSTAR PHARMACEUTIC|EGAM|CBOE TRADING, INC.|100
BSPM|BIOSTAR PHARMACEUTIC|EGXM|CBOE TRADING, INC.|107
BSPM|BIOSTAR PHARMACEUTIC|ETBE|Electronic Transaction Clearing, Inc.|200
BSPM|BIOSTAR PHARMACEUTIC|ETRS|E*Trade Securities LLC|9026
BSPM|BIOSTAR PHARMACEUTIC|FBCO|Credit Suisse Securities (USA) LLC|10188
BSPM|BIOSTAR PHARMACEUTIC|FILL|Tradestation Securities, Inc.|3000
BSPM|BIOSTAR PHARMACEUTIC|FMAF|NBCN Inc./ CDS|140
BSPM|BIOSTAR PHARMACEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|133673
BSPM|BIOSTAR PHARMACEUTIC|FTBR|Foliofn Investments, Inc.|170
BSPM|BIOSTAR PHARMACEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|150
BSPM|BIOSTAR PHARMACEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|600
BSPM|BIOSTAR PHARMACEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|550
BSPM|BIOSTAR PHARMACEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|28
BSPM|BIOSTAR PHARMACEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|600
BSPM|BIOSTAR PHARMACEUTIC|GTSZ|GTS SECURITIES LLC|2586
BSPM|BIOSTAR PHARMACEUTIC|IATS|INTERACTIVE BROKERS LLC|6200
BSPM|BIOSTAR PHARMACEUTIC|IBKR|Interactive Brokers Llc|48411
BSPM|BIOSTAR PHARMACEUTIC|ICBX|INSTINET, LLC|200
BSPM|BIOSTAR PHARMACEUTIC|INCA|INSTINET, LLC|17116
BSPM|BIOSTAR PHARMACEUTIC|ITGI|ITG Inc.|500
BSPM|BIOSTAR PHARMACEUTIC|ITGP|ITG INC.|400
BSPM|BIOSTAR PHARMACEUTIC|JPMX|J.P. Morgan Securities LLC|800
BSPM|BIOSTAR PHARMACEUTIC|KCGM|VIRTU Americas LLC|200
BSPM|BIOSTAR PHARMACEUTIC|LEHM|Barclays Capital Inc./Le|6152
BSPM|BIOSTAR PHARMACEUTIC|LIME|Lime Brokerage LLC|8832
BSPM|BIOSTAR PHARMACEUTIC|MSCO|MORGAN STANLEY & CO. LLC|48182
BSPM|BIOSTAR PHARMACEUTIC|MSPL|MORGAN STANLEY & CO. LLC|600
BSPM|BIOSTAR PHARMACEUTIC|NFSC|National Financial Services LLC|44166
BSPM|BIOSTAR PHARMACEUTIC|NITE|VIRTU Americas LLC|175463
BSPM|BIOSTAR PHARMACEUTIC|NQRB|Brut, LLC|200
BSPM|BIOSTAR PHARMACEUTIC|PDQM|CODA MARKETS, INC.|1100
BSPM|BIOSTAR PHARMACEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|3010
BSPM|BIOSTAR PHARMACEUTIC|SBSH|Citigroup Global Markets Inc.|2078
BSPM|BIOSTAR PHARMACEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|350
BSPM|BIOSTAR PHARMACEUTIC|SPDR|SPEEDROUTE LLC|1400
BSPM|BIOSTAR PHARMACEUTIC|SWIM|TD Ameritrade, Inc.|66118
BSPM|BIOSTAR PHARMACEUTIC|SWST|Hilltop Securities Inc.|900
BSPM|BIOSTAR PHARMACEUTIC|TKNG|ALLY INVEST SECURITIES LLC|4318
BSPM|BIOSTAR PHARMACEUTIC|TRCM|TRC MARKETS LLC|300
BSPM|BIOSTAR PHARMACEUTIC|UBSA|UBS SECURITIES LLC|7319
BSPM|BIOSTAR PHARMACEUTIC|UBSS|UBS Securities LLC|5401
BSPM|BIOSTAR PHARMACEUTIC|VALX|VIRTU AMERICAS LLC|484
BSPM|BIOSTAR PHARMACEUTIC|VGRD|Vanguard Marketing Corporation|5190
BSPM|BIOSTAR PHARMACEUTIC|WABR|Wall Street Access|27131
BSPM|BIOSTAR PHARMACEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|1000
BSPM|BIOSTAR PHARMACEUTIC|WEDB|WEDBUSH SECURITIES INC.|1400
BSPM|BIOSTAR PHARMACEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4287
BSPM|BIOSTAR PHARMACEUTIC|WGIF|CIBC World Markets Inc.|400
BSPM|BIOSTAR PHARMACEUTIC|WSEA|WOLVERINE SECURITIES, LLC|8850
BSQR|BSQUARE CORP|APCC|Apex Clearing Corporation|4
BSQR|BSQUARE CORP|CANT|Cantor Fitzgerald & Co.|87425
BSQR|BSQUARE CORP|CHAS|Charles Schwab & Co., Inc.|85145
BSQR|BSQUARE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7580
BSQR|BSQUARE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BSQR|BSQUARE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|710
BSQR|BSQUARE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2440
BSQR|BSQUARE CORP|DBAB|Deutsche Bank Securities Inc.|1100
BSQR|BSQUARE CORP|DBAX|Deutsche Bank Securities Inc.|4600
BSQR|BSQUARE CORP|DEGS|RONIN PROFESSIONAL LLC|4895
BSQR|BSQUARE CORP|EBXL|EBX LLC|3100
BSQR|BSQUARE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
BSQR|BSQUARE CORP|EDJO|Edward D. Jones & Co., L.P.|200
BSQR|BSQUARE CORP|EGAM|CBOE TRADING, INC.|100
BSQR|BSQUARE CORP|EGXM|CBOE TRADING, INC.|100
BSQR|BSQUARE CORP|ETRS|E*Trade Securities LLC|21325
BSQR|BSQUARE CORP|FBCO|Credit Suisse Securities (USA) LLC|3173
BSQR|BSQUARE CORP|FMAF|NBCN Inc./ CDS|2938
BSQR|BSQUARE CORP|FOMA|TD AMERITRADE CLEARING, INC.|87818
BSQR|BSQUARE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17
BSQR|BSQUARE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1050
BSQR|BSQUARE CORP|GSCO|GOLDMAN SACHS & CO. LLC|306
BSQR|BSQUARE CORP|GSLT|GOLDMAN SACHS & CO. LLC|8900
BSQR|BSQUARE CORP|IATS|INTERACTIVE BROKERS LLC|800
BSQR|BSQUARE CORP|IBKR|Interactive Brokers Llc|94717
BSQR|BSQUARE CORP|ICBX|INSTINET, LLC|900
BSQR|BSQUARE CORP|INCA|INSTINET, LLC|1865
BSQR|BSQUARE CORP|INJX|INSTINET, LLC|200
BSQR|BSQUARE CORP|ITGI|ITG Inc.|4800
BSQR|BSQUARE CORP|ITGP|ITG INC.|5200
BSQR|BSQUARE CORP|JANY|Janney Montgomery Scott Inc.|2000
BSQR|BSQUARE CORP|JEFF|JEFFERIES LLC|980
BSQR|BSQUARE CORP|JONE|JonesTrading|290000
BSQR|BSQUARE CORP|JPMX|J.P. Morgan Securities LLC|400
BSQR|BSQUARE CORP|KCGM|VIRTU Americas LLC|460
BSQR|BSQUARE CORP|LEHM|Barclays Capital Inc./Le|4007
BSQR|BSQUARE CORP|LIME|Lime Brokerage LLC|13290
BSQR|BSQUARE CORP|MAXM|Maxim Group LLC|5987
BSQR|BSQUARE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
BSQR|BSQUARE CORP|MSCO|MORGAN STANLEY & CO. LLC|25957
BSQR|BSQUARE CORP|MSPL|MORGAN STANLEY & CO. LLC|5400
BSQR|BSQUARE CORP|NFSC|National Financial Services LLC|21312
BSQR|BSQUARE CORP|NITE|VIRTU Americas LLC|70694
BSQR|BSQUARE CORP|PWJC|UBS Financial Services, Inc.|200
BSQR|BSQUARE CORP|RAJA|Raymond James & Associates, Inc.|1100
BSQR|BSQUARE CORP|RBCM|RBC CAPITAL MARKETS, LLC|2070
BSQR|BSQUARE CORP|SBSH|Citigroup Global Markets Inc.|1932
BSQR|BSQUARE CORP|SGMT|GOLDMAN SACHS & CO. LLC|1800
BSQR|BSQUARE CORP|SPDR|SPEEDROUTE LLC|100
BSQR|BSQUARE CORP|SWIM|TD Ameritrade, Inc.|19418
BSQR|BSQUARE CORP|TRBT|Tradebot Systems, Inc.|836
BSQR|BSQUARE CORP|TRCM|TRC MARKETS LLC|2811
BSQR|BSQUARE CORP|UBSA|UBS SECURITIES LLC|6757
BSQR|BSQUARE CORP|UBSS|UBS Securities LLC|17655
BSQR|BSQUARE CORP|VALX|VIRTU AMERICAS LLC|1600
BSQR|BSQUARE CORP|VGRD|Vanguard Marketing Corporation|7742
BSQR|BSQUARE CORP|WCHV|WELLS FARGO SECURITIES, LLC|5700
BSQR|BSQUARE CORP|WSEA|WOLVERINE SECURITIES, LLC|185
BSQR|BSQUARE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BSRR|SIERRA BANCORP|ALTX|Alternet Securities Inc.|115
BSRR|SIERRA BANCORP|APCC|Apex Clearing Corporation|7
BSRR|SIERRA BANCORP|BATM|CBOE TRADING, INC.|23
BSRR|SIERRA BANCORP|BERN|Sanford C. Bernstein & Co., LLC|840
BSRR|SIERRA BANCORP|BMOC|BMO Capital Markets Corp.|2199
BSRR|SIERRA BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|1313
BSRR|SIERRA BANCORP|BTIG|BTIG, LLC|5
BSRR|SIERRA BANCORP|BVIS|BESTVEST INVESTMENTS, LTD.|5400
BSRR|SIERRA BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|1085
BSRR|SIERRA BANCORP|CANT|Cantor Fitzgerald & Co.|154
BSRR|SIERRA BANCORP|CHAS|Charles Schwab & Co., Inc.|60
BSRR|SIERRA BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|911
BSRR|SIERRA BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1779
BSRR|SIERRA BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1483
BSRR|SIERRA BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7060
BSRR|SIERRA BANCORP|CTDL|Citadel Derivatives Group Llc|1900
BSRR|SIERRA BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2082
BSRR|SIERRA BANCORP|DBAB|Deutsche Bank Securities Inc.|35445
BSRR|SIERRA BANCORP|DBAX|Deutsche Bank Securities Inc.|1500
BSRR|SIERRA BANCORP|DEAN|MORGAN STANLEY|1357
BSRR|SIERRA BANCORP|DEGS|RONIN PROFESSIONAL LLC|4060
BSRR|SIERRA BANCORP|EBXL|EBX LLC|2200
BSRR|SIERRA BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|312
BSRR|SIERRA BANCORP|EDJO|Edward D. Jones & Co., L.P.|2242
BSRR|SIERRA BANCORP|EGAM|CBOE TRADING, INC.|406
BSRR|SIERRA BANCORP|EGXM|CBOE TRADING, INC.|200
BSRR|SIERRA BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1478
BSRR|SIERRA BANCORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1
BSRR|SIERRA BANCORP|ETRS|E*Trade Securities LLC|35
BSRR|SIERRA BANCORP|FBCO|Credit Suisse Securities (USA) LLC|62061
BSRR|SIERRA BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|8999
BSRR|SIERRA BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6
BSRR|SIERRA BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1286
BSRR|SIERRA BANCORP|FTBR|Foliofn Investments, Inc.|65
BSRR|SIERRA BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4414
BSRR|SIERRA BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|399
BSRR|SIERRA BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|69162
BSRR|SIERRA BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|95
BSRR|SIERRA BANCORP|GTSZ|GTS SECURITIES LLC|9471
BSRR|SIERRA BANCORP|HOVD|HOVDE GROUP, LLC|918
BSRR|SIERRA BANCORP|HRBF|American Enterprise Investment Services Inc.|1233
BSRR|SIERRA BANCORP|IATS|INTERACTIVE BROKERS LLC|348
BSRR|SIERRA BANCORP|IBKR|Interactive Brokers Llc|6788
BSRR|SIERRA BANCORP|ICBX|INSTINET, LLC|4000
BSRR|SIERRA BANCORP|IEQY|CITADEL SECURITIES LLC|4686
BSRR|SIERRA BANCORP|INCA|INSTINET, LLC|25558
BSRR|SIERRA BANCORP|INJX|INSTINET, LLC|1761
BSRR|SIERRA BANCORP|ITGI|ITG Inc.|5879
BSRR|SIERRA BANCORP|ITGP|ITG INC.|8800
BSRR|SIERRA BANCORP|JEFF|JEFFERIES LLC|3008
BSRR|SIERRA BANCORP|JPMX|J.P. Morgan Securities LLC|20739
BSRR|SIERRA BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|21262
BSRR|SIERRA BANCORP|KCGM|VIRTU Americas LLC|762
BSRR|SIERRA BANCORP|LEHM|Barclays Capital Inc./Le|22831
BSRR|SIERRA BANCORP|LIME|Lime Brokerage LLC|19956
BSRR|SIERRA BANCORP|MAXM|Maxim Group LLC|1458
BSRR|SIERRA BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6832
BSRR|SIERRA BANCORP|MSCO|MORGAN STANLEY & CO. LLC|97039
BSRR|SIERRA BANCORP|MSPL|MORGAN STANLEY & CO. LLC|5300
BSRR|SIERRA BANCORP|MTON|MILLINGTON SECURITIES, INC.|2271
BSRR|SIERRA BANCORP|NFSC|National Financial Services LLC|7400
BSRR|SIERRA BANCORP|NITE|VIRTU Americas LLC|25769
BSRR|SIERRA BANCORP|NITP|VIRTU Americas LLC|200
BSRR|SIERRA BANCORP|NQRB|Brut, LLC|2000
BSRR|SIERRA BANCORP|PDQM|CODA MARKETS, INC.|699
BSRR|SIERRA BANCORP|PUMA|Puma Capital, Llc|2271
BSRR|SIERRA BANCORP|RAJA|Raymond James & Associates, Inc.|5400
BSRR|SIERRA BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|227
BSRR|SIERRA BANCORP|SAGW|SAGETRADER, LLC|65
BSRR|SIERRA BANCORP|SBSH|Citigroup Global Markets Inc.|16273
BSRR|SIERRA BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|3485
BSRR|SIERRA BANCORP|SPDR|SPEEDROUTE LLC|700
BSRR|SIERRA BANCORP|SPTD|MINT GLOBAL MARKETS, INC.|5606
BSRR|SIERRA BANCORP|SWIM|TD Ameritrade, Inc.|184
BSRR|SIERRA BANCORP|TRBT|Tradebot Systems, Inc.|3282
BSRR|SIERRA BANCORP|TRCM|TRC MARKETS LLC|12028
BSRR|SIERRA BANCORP|UBSA|UBS SECURITIES LLC|22317
BSRR|SIERRA BANCORP|UBSS|UBS Securities LLC|61570
BSRR|SIERRA BANCORP|VALX|VIRTU AMERICAS LLC|1253
BSRR|SIERRA BANCORP|VGRD|Vanguard Marketing Corporation|900
BSRR|SIERRA BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|3149
BSRR|SIERRA BANCORP|WEDB|WEDBUSH SECURITIES INC.|380
BSRR|SIERRA BANCORP|WEED|Weeden & Co.L.P.|6900
BSRR|SIERRA BANCORP|XIST|INSTINET, LLC|1000
BSRR|SIERRA BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BSRR|SIERRA BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4531
BST|BLACKROCK SCIENCE &|AGIS|Aegis Capital Corp.|7726
BST|BLACKROCK SCIENCE &|ALTX|Alternet Securities Inc.|1100
BST|BLACKROCK SCIENCE &|APCC|Apex Clearing Corporation|1245
BST|BLACKROCK SCIENCE &|AURC|Aurora Capital LLC|8229
BST|BLACKROCK SCIENCE &|BARD|Robert W. Baird & Co. Incorporated|1634
BST|BLACKROCK SCIENCE &|BATM|CBOE TRADING, INC.|113
BST|BLACKROCK SCIENCE &|BBNT|BB&T SECURITIES, LLC|1586
BST|BLACKROCK SCIENCE &|BERN|Sanford C. Bernstein & Co., LLC|7126
BST|BLACKROCK SCIENCE &|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1450
BST|BLACKROCK SCIENCE &|BRGE|Newbridge Securities Corp.|2525
BST|BLACKROCK SCIENCE &|BYXM|CBOE TRADING, INC.|200
BST|BLACKROCK SCIENCE &|CHAS|Charles Schwab & Co., Inc.|613
BST|BLACKROCK SCIENCE &|CPET|CLEARPOOL EXECUTION SERVICES, LLC|235
BST|BLACKROCK SCIENCE &|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|851
BST|BLACKROCK SCIENCE &|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18704
BST|BLACKROCK SCIENCE &|CTDL|Citadel Derivatives Group Llc|115
BST|BLACKROCK SCIENCE &|CXCX|CITIGROUP GLOBAL MARKETS INC.|8
BST|BLACKROCK SCIENCE &|DADA|D.A. Davidson & Co.|3316
BST|BLACKROCK SCIENCE &|DBAX|Deutsche Bank Securities Inc.|4200
BST|BLACKROCK SCIENCE &|DEAN|MORGAN STANLEY|24120
BST|BLACKROCK SCIENCE &|DEGS|RONIN PROFESSIONAL LLC|400
BST|BLACKROCK SCIENCE &|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
BST|BLACKROCK SCIENCE &|EBXL|EBX LLC|6300
BST|BLACKROCK SCIENCE &|EDJO|Edward D. Jones & Co., L.P.|1545
BST|BLACKROCK SCIENCE &|EGAM|CBOE TRADING, INC.|4745
BST|BLACKROCK SCIENCE &|EGXM|CBOE TRADING, INC.|260
BST|BLACKROCK SCIENCE &|ETBE|Electronic Transaction Clearing, Inc.|300
BST|BLACKROCK SCIENCE &|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
BST|BLACKROCK SCIENCE &|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BST|BLACKROCK SCIENCE &|ETRS|E*Trade Securities LLC|48121
BST|BLACKROCK SCIENCE &|FILL|Tradestation Securities, Inc.|759
BST|BLACKROCK SCIENCE &|FINX|FINTECH SECURITIES|256
BST|BLACKROCK SCIENCE &|FMAF|NBCN Inc./ CDS|710
BST|BLACKROCK SCIENCE &|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11367
BST|BLACKROCK SCIENCE &|FTBR|Foliofn Investments, Inc.|882
BST|BLACKROCK SCIENCE &|GLIS|TD Securities Inc|152
BST|BLACKROCK SCIENCE &|GLPX|ACS EXECUTION SERVICES, LLC|8964
BST|BLACKROCK SCIENCE &|GSCO|GOLDMAN SACHS & CO. LLC|200
BST|BLACKROCK SCIENCE &|GSLT|GOLDMAN SACHS & CO. LLC|91
BST|BLACKROCK SCIENCE &|GTSZ|GTS SECURITIES LLC|4341
BST|BLACKROCK SCIENCE &|HRBF|American Enterprise Investment Services Inc.|23674
BST|BLACKROCK SCIENCE &|IATS|INTERACTIVE BROKERS LLC|13234
BST|BLACKROCK SCIENCE &|IBKR|Interactive Brokers Llc|7076
BST|BLACKROCK SCIENCE &|ICBX|INSTINET, LLC|900
BST|BLACKROCK SCIENCE &|INCA|INSTINET, LLC|4540
BST|BLACKROCK SCIENCE &|INJX|INSTINET, LLC|65
BST|BLACKROCK SCIENCE &|ITGI|ITG Inc.|4485
BST|BLACKROCK SCIENCE &|ITGP|ITG INC.|3400
BST|BLACKROCK SCIENCE &|JANY|Janney Montgomery Scott Inc.|1563
BST|BLACKROCK SCIENCE &|JEFF|JEFFERIES LLC|560
BST|BLACKROCK SCIENCE &|JMPT|JUMP TRADING, LLC|20
BST|BLACKROCK SCIENCE &|JPBX|J.P. MORGAN SECURITIES LLC|1168
BST|BLACKROCK SCIENCE &|JPMX|J.P. Morgan Securities LLC|1900
BST|BLACKROCK SCIENCE &|JSJX|JANE STREET CAPITAL LLC|959
BST|BLACKROCK SCIENCE &|KCGM|VIRTU Americas LLC|4687
BST|BLACKROCK SCIENCE &|LEHM|Barclays Capital Inc./Le|12000
BST|BLACKROCK SCIENCE &|LIME|Lime Brokerage LLC|2790
BST|BLACKROCK SCIENCE &|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2959
BST|BLACKROCK SCIENCE &|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5032
BST|BLACKROCK SCIENCE &|MOTF|MOTIF INVESTING, INC.|1
BST|BLACKROCK SCIENCE &|MSCO|MORGAN STANLEY & CO. LLC|86415
BST|BLACKROCK SCIENCE &|MSPL|MORGAN STANLEY & CO. LLC|2100
BST|BLACKROCK SCIENCE &|NBCS|NBC Securities, INC.|350
BST|BLACKROCK SCIENCE &|NFSC|National Financial Services LLC|214241
BST|BLACKROCK SCIENCE &|NITE|VIRTU Americas LLC|342472
BST|BLACKROCK SCIENCE &|OPCO|Oppenheimer & Co. Inc.|17085
BST|BLACKROCK SCIENCE &|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
BST|BLACKROCK SCIENCE &|PDQM|CODA MARKETS, INC.|7335
BST|BLACKROCK SCIENCE &|PWJC|UBS Financial Services, Inc.|11024
BST|BLACKROCK SCIENCE &|RBCM|RBC CAPITAL MARKETS, LLC|43260
BST|BLACKROCK SCIENCE &|RGLD|Regal Securities, Inc|100
BST|BLACKROCK SCIENCE &|SBSH|Citigroup Global Markets Inc.|5073
BST|BLACKROCK SCIENCE &|SGMT|GOLDMAN SACHS & CO. LLC|4788
BST|BLACKROCK SCIENCE &|SPDR|SPEEDROUTE LLC|400
BST|BLACKROCK SCIENCE &|STFL|Stifel, Nicolaus & Company, Incorporated|21768
BST|BLACKROCK SCIENCE &|SWIM|TD Ameritrade, Inc.|34155
BST|BLACKROCK SCIENCE &|SWST|Hilltop Securities Inc.|836
BST|BLACKROCK SCIENCE &|TKNG|ALLY INVEST SECURITIES LLC|287
BST|BLACKROCK SCIENCE &|TRBT|Tradebot Systems, Inc.|909
BST|BLACKROCK SCIENCE &|UBSA|UBS SECURITIES LLC|20507
BST|BLACKROCK SCIENCE &|UBSS|UBS Securities LLC|85366
BST|BLACKROCK SCIENCE &|VALX|VIRTU AMERICAS LLC|5927
BST|BLACKROCK SCIENCE &|VGRD|Vanguard Marketing Corporation|45147
BST|BLACKROCK SCIENCE &|WCHV|WELLS FARGO SECURITIES, LLC|234511
BST|BLACKROCK SCIENCE &|WEDB|WEDBUSH SECURITIES INC.|3940
BST|BLACKROCK SCIENCE &|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2499
BST|BLACKROCK SCIENCE &|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9844
BST|BLACKROCK SCIENCE &|WGIF|CIBC World Markets Inc.|2097
BST|BLACKROCK SCIENCE &|WSEA|WOLVERINE SECURITIES, LLC|2308
BST|BLACKROCK SCIENCE &|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
BST|BLACKROCK SCIENCE &|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BST|BLACKROCK SCIENCE &|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8917
BSTC|BIOSPECIFICS TECH CP|ALTX|Alternet Securities Inc.|1718
BSTC|BIOSPECIFICS TECH CP|ANOS|ABEL/NOSER, L.L.C.|306
BSTC|BIOSPECIFICS TECH CP|APCC|Apex Clearing Corporation|39
BSTC|BIOSPECIFICS TECH CP|BATM|CBOE TRADING, INC.|639
BSTC|BIOSPECIFICS TECH CP|BERN|Sanford C. Bernstein & Co., LLC|2400
BSTC|BIOSPECIFICS TECH CP|BMOC|BMO Capital Markets Corp.|904
BSTC|BIOSPECIFICS TECH CP|BNPX|BNP PARIBAS SECURITIES CORP.|345
BSTC|BIOSPECIFICS TECH CP|BTIG|BTIG, LLC|2372
BSTC|BIOSPECIFICS TECH CP|CANT|Cantor Fitzgerald & Co.|205
BSTC|BIOSPECIFICS TECH CP|CHAS|Charles Schwab & Co., Inc.|140
BSTC|BIOSPECIFICS TECH CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3797
BSTC|BIOSPECIFICS TECH CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|37861
BSTC|BIOSPECIFICS TECH CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26049
BSTC|BIOSPECIFICS TECH CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17459
BSTC|BIOSPECIFICS TECH CP|CTDL|Citadel Derivatives Group Llc|448
BSTC|BIOSPECIFICS TECH CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1462
BSTC|BIOSPECIFICS TECH CP|DBAB|Deutsche Bank Securities Inc.|20556
BSTC|BIOSPECIFICS TECH CP|DBAX|Deutsche Bank Securities Inc.|15000
BSTC|BIOSPECIFICS TECH CP|DEAN|MORGAN STANLEY|34
BSTC|BIOSPECIFICS TECH CP|DEGS|RONIN PROFESSIONAL LLC|300
BSTC|BIOSPECIFICS TECH CP|DOTC|Dougherty & Company LLC|362
BSTC|BIOSPECIFICS TECH CP|EBXL|EBX LLC|8500
BSTC|BIOSPECIFICS TECH CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
BSTC|BIOSPECIFICS TECH CP|EGAM|CBOE TRADING, INC.|836
BSTC|BIOSPECIFICS TECH CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BSTC|BIOSPECIFICS TECH CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|22
BSTC|BIOSPECIFICS TECH CP|FBCO|Credit Suisse Securities (USA) LLC|16598
BSTC|BIOSPECIFICS TECH CP|FOMA|TD AMERITRADE CLEARING, INC.|10790
BSTC|BIOSPECIFICS TECH CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5067
BSTC|BIOSPECIFICS TECH CP|FTBR|Foliofn Investments, Inc.|76
BSTC|BIOSPECIFICS TECH CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
BSTC|BIOSPECIFICS TECH CP|GLPX|ACS EXECUTION SERVICES, LLC|6909
BSTC|BIOSPECIFICS TECH CP|GSCO|GOLDMAN SACHS & CO. LLC|45408
BSTC|BIOSPECIFICS TECH CP|GSCS|GOLDMAN SACHS & CO. LLC|1514
BSTC|BIOSPECIFICS TECH CP|GTSZ|GTS SECURITIES LLC|16200
BSTC|BIOSPECIFICS TECH CP|HRBF|American Enterprise Investment Services Inc.|4
BSTC|BIOSPECIFICS TECH CP|IATS|INTERACTIVE BROKERS LLC|1002
BSTC|BIOSPECIFICS TECH CP|IBKR|Interactive Brokers Llc|3270
BSTC|BIOSPECIFICS TECH CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|101
BSTC|BIOSPECIFICS TECH CP|ICBX|INSTINET, LLC|1358
BSTC|BIOSPECIFICS TECH CP|IEQY|CITADEL SECURITIES LLC|834
BSTC|BIOSPECIFICS TECH CP|INCA|INSTINET, LLC|61079
BSTC|BIOSPECIFICS TECH CP|INJX|INSTINET, LLC|1707
BSTC|BIOSPECIFICS TECH CP|ITGI|ITG Inc.|10683
BSTC|BIOSPECIFICS TECH CP|ITGP|ITG INC.|11200
BSTC|BIOSPECIFICS TECH CP|JEFF|JEFFERIES LLC|4347
BSTC|BIOSPECIFICS TECH CP|JPMX|J.P. Morgan Securities LLC|17187
BSTC|BIOSPECIFICS TECH CP|KCGM|VIRTU Americas LLC|4686
BSTC|BIOSPECIFICS TECH CP|LEHM|Barclays Capital Inc./Le|18142
BSTC|BIOSPECIFICS TECH CP|LIME|Lime Brokerage LLC|12790
BSTC|BIOSPECIFICS TECH CP|LMGP|LIME BROKERAGE LLC|10505
BSTC|BIOSPECIFICS TECH CP|LQNA|LIQUIDNET, INC.|2000
BSTC|BIOSPECIFICS TECH CP|MAVB|Great Point Capital LLC|1000
BSTC|BIOSPECIFICS TECH CP|MAXM|Maxim Group LLC|504
BSTC|BIOSPECIFICS TECH CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11403
BSTC|BIOSPECIFICS TECH CP|MOTF|MOTIF INVESTING, INC.|1
BSTC|BIOSPECIFICS TECH CP|MSCO|MORGAN STANLEY & CO. LLC|67134
BSTC|BIOSPECIFICS TECH CP|MSPL|MORGAN STANLEY & CO. LLC|9800
BSTC|BIOSPECIFICS TECH CP|NFSC|National Financial Services LLC|1889
BSTC|BIOSPECIFICS TECH CP|NITE|VIRTU Americas LLC|26011
BSTC|BIOSPECIFICS TECH CP|NITP|VIRTU Americas LLC|680
BSTC|BIOSPECIFICS TECH CP|NQRB|Brut, LLC|319
BSTC|BIOSPECIFICS TECH CP|PDQM|CODA MARKETS, INC.|18139
BSTC|BIOSPECIFICS TECH CP|RBCM|RBC CAPITAL MARKETS, LLC|17
BSTC|BIOSPECIFICS TECH CP|SBSH|Citigroup Global Markets Inc.|44817
BSTC|BIOSPECIFICS TECH CP|SGMT|GOLDMAN SACHS & CO. LLC|4530
BSTC|BIOSPECIFICS TECH CP|SPDR|SPEEDROUTE LLC|4556
BSTC|BIOSPECIFICS TECH CP|SPTD|MINT GLOBAL MARKETS, INC.|14697
BSTC|BIOSPECIFICS TECH CP|STFL|Stifel, Nicolaus & Company, Incorporated|26
BSTC|BIOSPECIFICS TECH CP|SWIM|TD Ameritrade, Inc.|11154
BSTC|BIOSPECIFICS TECH CP|TKNG|ALLY INVEST SECURITIES LLC|20
BSTC|BIOSPECIFICS TECH CP|TRBT|Tradebot Systems, Inc.|2769
BSTC|BIOSPECIFICS TECH CP|TRCM|TRC MARKETS LLC|5986
BSTC|BIOSPECIFICS TECH CP|UBSS|UBS Securities LLC|42168
BSTC|BIOSPECIFICS TECH CP|VALX|VIRTU AMERICAS LLC|1535
BSTC|BIOSPECIFICS TECH CP|WCHV|WELLS FARGO SECURITIES, LLC|28965
BSTC|BIOSPECIFICS TECH CP|WEED|Weeden & Co.L.P.|194
BSTC|BIOSPECIFICS TECH CP|WFPB|Wells Fargo Securities, LLC.|2241
BSTC|BIOSPECIFICS TECH CP|WSEA|WOLVERINE SECURITIES, LLC|2
BSTC|BIOSPECIFICS TECH CP|XIST|INSTINET, LLC|3640
BSTC|BIOSPECIFICS TECH CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
BSTC|BIOSPECIFICS TECH CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1414
BSTC|BIOSPECIFICS TECH CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|109
BSTI|BEST INC. ADR|ACCP|AEGIS CAPITAL CORP|400
BSTI|BEST INC. ADR|AGIS|Aegis Capital Corp.|16865
BSTI|BEST INC. ADR|ALTX|Alternet Securities Inc.|53367
BSTI|BEST INC. ADR|APCC|Apex Clearing Corporation|61416
BSTI|BEST INC. ADR|BARD|Robert W. Baird & Co. Incorporated|8505
BSTI|BEST INC. ADR|BATM|CBOE TRADING, INC.|11322
BSTI|BEST INC. ADR|BAYT|BTIG, LLC|1400
BSTI|BEST INC. ADR|BERN|Sanford C. Bernstein & Co., LLC|275365
BSTI|BEST INC. ADR|BIDS|BIDS TRADING L.P.|210800
BSTI|BEST INC. ADR|BKCM|BNY Mellon Capital Markets LLC|50
BSTI|BEST INC. ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|87223
BSTI|BEST INC. ADR|BLKX|INSTINET, LLC|604048
BSTI|BEST INC. ADR|BMSI|BULL MARKET SECURITIES, INC.|900
BSTI|BEST INC. ADR|BRGE|Newbridge Securities Corp.|10547
BSTI|BEST INC. ADR|BTIG|BTIG, LLC|11991
BSTI|BEST INC. ADR|BYXM|CBOE TRADING, INC.|7524
BSTI|BEST INC. ADR|CHAS|Charles Schwab & Co., Inc.|34291
BSTI|BEST INC. ADR|CIIV|CORPORATE INVESTMENTS GROUP, INC.|400
BSTI|BEST INC. ADR|CLSA|CLSA AMERICAS, LLC|45100
BSTI|BEST INC. ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|188275
BSTI|BEST INC. ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26997
BSTI|BEST INC. ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48398
BSTI|BEST INC. ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|794880
BSTI|BEST INC. ADR|CTDL|Citadel Derivatives Group Llc|2603
BSTI|BEST INC. ADR|CTLR|CUTLER GROUP, LP|3256
BSTI|BEST INC. ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|116358
BSTI|BEST INC. ADR|DADA|D.A. Davidson & Co.|400
BSTI|BEST INC. ADR|DAVA|Davenport & Company LLC|1500
BSTI|BEST INC. ADR|DBAB|Deutsche Bank Securities Inc.|321404
BSTI|BEST INC. ADR|DBAX|Deutsche Bank Securities Inc.|895000
BSTI|BEST INC. ADR|DCHF|Dart Executions, LLC|2713
BSTI|BEST INC. ADR|DEAN|MORGAN STANLEY|172873
BSTI|BEST INC. ADR|DEGS|RONIN PROFESSIONAL LLC|33265
BSTI|BEST INC. ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17400
BSTI|BEST INC. ADR|EBXL|EBX LLC|475400
BSTI|BEST INC. ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|8777
BSTI|BEST INC. ADR|EDJC|Edward Jones / CDS|1700
BSTI|BEST INC. ADR|EDJO|Edward D. Jones & Co., L.P.|2763
BSTI|BEST INC. ADR|EGAM|CBOE TRADING, INC.|91359
BSTI|BEST INC. ADR|EGAW|CBOE TRADING, INC.|900
BSTI|BEST INC. ADR|EGMT|EG MARKET TECHNOLOGIES LLC|1200
BSTI|BEST INC. ADR|EGXM|CBOE TRADING, INC.|25509
BSTI|BEST INC. ADR|EGXW|CBOE TRADING, INC.|100
BSTI|BEST INC. ADR|ETBE|Electronic Transaction Clearing, Inc.|41320
BSTI|BEST INC. ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
BSTI|BEST INC. ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19411
BSTI|BEST INC. ADR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BSTI|BEST INC. ADR|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BSTI|BEST INC. ADR|ETRS|E*Trade Securities LLC|1244919
BSTI|BEST INC. ADR|FILL|Tradestation Securities, Inc.|49176
BSTI|BEST INC. ADR|FMAF|NBCN Inc./ CDS|3850
BSTI|BEST INC. ADR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
BSTI|BEST INC. ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|187380
BSTI|BEST INC. ADR|FTBR|Foliofn Investments, Inc.|592
BSTI|BEST INC. ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|8020
BSTI|BEST INC. ADR|GLIS|TD Securities Inc|34390
BSTI|BEST INC. ADR|GLPX|ACS EXECUTION SERVICES, LLC|145852
BSTI|BEST INC. ADR|GSCO|GOLDMAN SACHS & CO. LLC|666142
BSTI|BEST INC. ADR|GSCS|GOLDMAN SACHS & CO. LLC|16059
BSTI|BEST INC. ADR|GSLT|GOLDMAN SACHS & CO. LLC|39679
BSTI|BEST INC. ADR|GTSZ|GTS SECURITIES LLC|63374
BSTI|BEST INC. ADR|HRBF|American Enterprise Investment Services Inc.|10837
BSTI|BEST INC. ADR|HSBC|HSBC Securities, Inc.|45941
BSTI|BEST INC. ADR|IATS|INTERACTIVE BROKERS LLC|196715
BSTI|BEST INC. ADR|IBKR|Interactive Brokers Llc|757468
BSTI|BEST INC. ADR|ICBX|INSTINET, LLC|215799
BSTI|BEST INC. ADR|INCA|INSTINET, LLC|432556
BSTI|BEST INC. ADR|INJX|INSTINET, LLC|945
BSTI|BEST INC. ADR|ITGI|ITG Inc.|174880
BSTI|BEST INC. ADR|ITGP|ITG INC.|1948600
BSTI|BEST INC. ADR|JANY|Janney Montgomery Scott Inc.|2400
BSTI|BEST INC. ADR|JEFF|JEFFERIES LLC|107929
BSTI|BEST INC. ADR|JGUN|Joseph Gunnar & Co.  LLC|11725
BSTI|BEST INC. ADR|JMPT|JUMP TRADING, LLC|280188
BSTI|BEST INC. ADR|JPBX|J.P. MORGAN SECURITIES LLC|149419
BSTI|BEST INC. ADR|JPMX|J.P. Morgan Securities LLC|1136212
BSTI|BEST INC. ADR|JSCL|JOSEPH STONE CAPITAL L.L.C.|11605
BSTI|BEST INC. ADR|JSJX|JANE STREET CAPITAL LLC|12425
BSTI|BEST INC. ADR|KCGM|VIRTU Americas LLC|189422
BSTI|BEST INC. ADR|LEHM|Barclays Capital Inc./Le|1342220
BSTI|BEST INC. ADR|LIME|Lime Brokerage LLC|52819
BSTI|BEST INC. ADR|LQNA|LIQUIDNET, INC.|290300
BSTI|BEST INC. ADR|LQNB|LIQUIDNET, INC.|210400
BSTI|BEST INC. ADR|LSCI|Lek Securities Corporation|1266
BSTI|BEST INC. ADR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
BSTI|BEST INC. ADR|MAXM|Maxim Group LLC|11653
BSTI|BEST INC. ADR|MBTS|ALLY INVEST SECURITIES LLC|2200
BSTI|BEST INC. ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|321752
BSTI|BEST INC. ADR|MOTF|MOTIF INVESTING, INC.|1
BSTI|BEST INC. ADR|MSCO|MORGAN STANLEY & CO. LLC|4133715
BSTI|BEST INC. ADR|MSPL|MORGAN STANLEY & CO. LLC|800500
BSTI|BEST INC. ADR|MSTX|MORGAN STANLEY & CO. LLC|249600
BSTI|BEST INC. ADR|NATL|National Securities Corporation|2000
BSTI|BEST INC. ADR|NFSC|National Financial Services LLC|1276373
BSTI|BEST INC. ADR|NITE|VIRTU Americas LLC|2491401
BSTI|BEST INC. ADR|NITP|VIRTU Americas LLC|3101
BSTI|BEST INC. ADR|NQRB|Brut, LLC|29962
BSTI|BEST INC. ADR|NTBF|BMO Nesbitt Burns Inc./CDS|9432
BSTI|BEST INC. ADR|OPCO|Oppenheimer & Co. Inc.|16600
BSTI|BEST INC. ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6644
BSTI|BEST INC. ADR|PCFF|Pacific International Securities Inc./CDS|1175
BSTI|BEST INC. ADR|PCPT|PHILLIP CAPITAL INC.|17431
BSTI|BEST INC. ADR|PDQM|CODA MARKETS, INC.|525966
BSTI|BEST INC. ADR|PHLY|NASDAQ Execution Services, LLC|2200
BSTI|BEST INC. ADR|PWJC|UBS Financial Services, Inc.|2700
BSTI|BEST INC. ADR|QMSR|QUATTRO M SECURITIES INC.|145405
BSTI|BEST INC. ADR|RBCM|RBC CAPITAL MARKETS, LLC|149360
BSTI|BEST INC. ADR|RGLD|Regal Securities, Inc|500
BSTI|BEST INC. ADR|RHCO|Suntrust Robinson Humphrey, Inc.|12540
BSTI|BEST INC. ADR|RJLC|RJL CAPITAL GROUP, LLC|2405
BSTI|BEST INC. ADR|SAGC|SAGETRADER, LLC|200
BSTI|BEST INC. ADR|SAGL|SAGETRADER, LLC|927
BSTI|BEST INC. ADR|SAGW|SAGETRADER, LLC|1800
BSTI|BEST INC. ADR|SALI|INTL FCSTONE FINANCIAL INC.|6388
BSTI|BEST INC. ADR|SBSH|Citigroup Global Markets Inc.|985225
BSTI|BEST INC. ADR|SGMT|GOLDMAN SACHS & CO. LLC|300219
BSTI|BEST INC. ADR|SPDR|SPEEDROUTE LLC|92102
BSTI|BEST INC. ADR|SPHN|Stephens Inc.|250
BSTI|BEST INC. ADR|STFL|Stifel, Nicolaus & Company, Incorporated|178839
BSTI|BEST INC. ADR|STKP|STOCKPILE INVESTMENTS, INC.|108
BSTI|BEST INC. ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1715
BSTI|BEST INC. ADR|SWIM|TD Ameritrade, Inc.|796529
BSTI|BEST INC. ADR|SWST|Hilltop Securities Inc.|1500
BSTI|BEST INC. ADR|TKNG|ALLY INVEST SECURITIES LLC|15049
BSTI|BEST INC. ADR|TRBT|Tradebot Systems, Inc.|483142
BSTI|BEST INC. ADR|TRCM|TRC MARKETS LLC|19660
BSTI|BEST INC. ADR|TWTT|TASTYWORKS, INC.|500
BSTI|BEST INC. ADR|UBSA|UBS SECURITIES LLC|1352037
BSTI|BEST INC. ADR|UBSS|UBS Securities LLC|960214
BSTI|BEST INC. ADR|VALX|VIRTU AMERICAS LLC|26801
BSTI|BEST INC. ADR|VGRD|Vanguard Marketing Corporation|105726
BSTI|BEST INC. ADR|WCHV|WELLS FARGO SECURITIES, LLC|73530
BSTI|BEST INC. ADR|WEDB|WEDBUSH SECURITIES INC.|91156
BSTI|BEST INC. ADR|WEED|Weeden & Co.L.P.|4100
BSTI|BEST INC. ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30875
BSTI|BEST INC. ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46960
BSTI|BEST INC. ADR|WGIF|CIBC World Markets Inc.|3619
BSTI|BEST INC. ADR|WORD|Worden Capital Management LLC|950
BSTI|BEST INC. ADR|WSEA|WOLVERINE SECURITIES, LLC|22668
BSTI|BEST INC. ADR|XIST|INSTINET, LLC|40800
BSTI|BEST INC. ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|130878
BSTI|BEST INC. ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|18698
BSTI|BEST INC. ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1250
BSV|VANGUARD ST BOND ETF|ADAM|CANACCORD GENUITY INC.|2200
BSV|VANGUARD ST BOND ETF|ALTX|Alternet Securities Inc.|28722
BSV|VANGUARD ST BOND ETF|ANOS|ABEL/NOSER, L.L.C.|1050
BSV|VANGUARD ST BOND ETF|APCC|Apex Clearing Corporation|7087
BSV|VANGUARD ST BOND ETF|BANK|Primevest Financial Services, Inc.|11306
BSV|VANGUARD ST BOND ETF|BARD|Robert W. Baird & Co. Incorporated|47189
BSV|VANGUARD ST BOND ETF|BATM|CBOE TRADING, INC.|900
BSV|VANGUARD ST BOND ETF|BBNT|BB&T SECURITIES, LLC|13355
BSV|VANGUARD ST BOND ETF|BERN|Sanford C. Bernstein & Co., LLC|5681
BSV|VANGUARD ST BOND ETF|BKCM|BNY Mellon Capital Markets LLC|238163
BSV|VANGUARD ST BOND ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|173523
BSV|VANGUARD ST BOND ETF|BNPX|BNP PARIBAS SECURITIES CORP.|2240
BSV|VANGUARD ST BOND ETF|CANT|Cantor Fitzgerald & Co.|277173
BSV|VANGUARD ST BOND ETF|CHAS|Charles Schwab & Co., Inc.|69114
BSV|VANGUARD ST BOND ETF|CIST|Capital Institutional Services, Inc.|34361
BSV|VANGUARD ST BOND ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|141355
BSV|VANGUARD ST BOND ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|336437
BSV|VANGUARD ST BOND ETF|CSIN|Citadel Securities Institutional LLC|407035
BSV|VANGUARD ST BOND ETF|CTDL|Citadel Derivatives Group Llc|895923
BSV|VANGUARD ST BOND ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|246038
BSV|VANGUARD ST BOND ETF|DADA|D.A. Davidson & Co.|4237
BSV|VANGUARD ST BOND ETF|DBAB|Deutsche Bank Securities Inc.|2523
BSV|VANGUARD ST BOND ETF|DBAX|Deutsche Bank Securities Inc.|116800
BSV|VANGUARD ST BOND ETF|DEAN|MORGAN STANLEY|118070
BSV|VANGUARD ST BOND ETF|EBXL|EBX LLC|266600
BSV|VANGUARD ST BOND ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|16809
BSV|VANGUARD ST BOND ETF|EDJC|Edward Jones / CDS|509
BSV|VANGUARD ST BOND ETF|EDJO|Edward D. Jones & Co., L.P.|212460
BSV|VANGUARD ST BOND ETF|EGAM|CBOE TRADING, INC.|4692
BSV|VANGUARD ST BOND ETF|EGXM|CBOE TRADING, INC.|3851
BSV|VANGUARD ST BOND ETF|ESPO|ESPOSITO SECURITIES, LLC|1000
BSV|VANGUARD ST BOND ETF|ETBE|Electronic Transaction Clearing, Inc.|25445
BSV|VANGUARD ST BOND ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2204
BSV|VANGUARD ST BOND ETF|ETRS|E*Trade Securities LLC|62072
BSV|VANGUARD ST BOND ETF|FBSB|U.S. Bancorp Investments, Inc.|41177
BSV|VANGUARD ST BOND ETF|FILL|Tradestation Securities, Inc.|2215
BSV|VANGUARD ST BOND ETF|FINX|FINTECH SECURITIES|1376
BSV|VANGUARD ST BOND ETF|FLTU|FLOW TRADERS US LLC|79211
BSV|VANGUARD ST BOND ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|74111
BSV|VANGUARD ST BOND ETF|FMAF|NBCN Inc./ CDS|5223
BSV|VANGUARD ST BOND ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82765
BSV|VANGUARD ST BOND ETF|FTBR|Foliofn Investments, Inc.|17480
BSV|VANGUARD ST BOND ETF|GBMT|GBM International, Inc.|7389
BSV|VANGUARD ST BOND ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|27680
BSV|VANGUARD ST BOND ETF|GLIS|TD Securities Inc|400
BSV|VANGUARD ST BOND ETF|GLPX|ACS EXECUTION SERVICES, LLC|2438
BSV|VANGUARD ST BOND ETF|GSCO|GOLDMAN SACHS & CO. LLC|50721
BSV|VANGUARD ST BOND ETF|GSLT|GOLDMAN SACHS & CO. LLC|1786
BSV|VANGUARD ST BOND ETF|GTSZ|GTS SECURITIES LLC|124
BSV|VANGUARD ST BOND ETF|HRBF|American Enterprise Investment Services Inc.|126541
BSV|VANGUARD ST BOND ETF|IATS|INTERACTIVE BROKERS LLC|17902
BSV|VANGUARD ST BOND ETF|IBKR|Interactive Brokers Llc|72801
BSV|VANGUARD ST BOND ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|943
BSV|VANGUARD ST BOND ETF|ICBX|INSTINET, LLC|428238
BSV|VANGUARD ST BOND ETF|INCA|INSTINET, LLC|289698
BSV|VANGUARD ST BOND ETF|INJX|INSTINET, LLC|173
BSV|VANGUARD ST BOND ETF|ITGI|ITG Inc.|29790
BSV|VANGUARD ST BOND ETF|ITGP|ITG INC.|180000
BSV|VANGUARD ST BOND ETF|JANY|Janney Montgomery Scott Inc.|25242
BSV|VANGUARD ST BOND ETF|JEFF|JEFFERIES LLC|22155
BSV|VANGUARD ST BOND ETF|JMPT|JUMP TRADING, LLC|13490
BSV|VANGUARD ST BOND ETF|JPMX|J.P. Morgan Securities LLC|663344
BSV|VANGUARD ST BOND ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|15956915
BSV|VANGUARD ST BOND ETF|JSJX|JANE STREET CAPITAL LLC|1289310
BSV|VANGUARD ST BOND ETF|KCGM|VIRTU Americas LLC|212676
BSV|VANGUARD ST BOND ETF|LEHM|Barclays Capital Inc./Le|2900204
BSV|VANGUARD ST BOND ETF|LIME|Lime Brokerage LLC|11903
BSV|VANGUARD ST BOND ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BSV|VANGUARD ST BOND ETF|MACC|Mid Atlantic Capital Corporation|8919
BSV|VANGUARD ST BOND ETF|MAXM|Maxim Group LLC|2118500
BSV|VANGUARD ST BOND ETF|MCMF|Raymond James Ltd. Cds|110
BSV|VANGUARD ST BOND ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1458955
BSV|VANGUARD ST BOND ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|21379
BSV|VANGUARD ST BOND ETF|MOTF|MOTIF INVESTING, INC.|3
BSV|VANGUARD ST BOND ETF|MSCO|MORGAN STANLEY & CO. LLC|700860
BSV|VANGUARD ST BOND ETF|MSPL|MORGAN STANLEY & CO. LLC|37100
BSV|VANGUARD ST BOND ETF|NEUB|NEUBERGER BERMAN BD LLC|101
BSV|VANGUARD ST BOND ETF|NFSC|National Financial Services LLC|957719
BSV|VANGUARD ST BOND ETF|NITE|VIRTU Americas LLC|2666665
BSV|VANGUARD ST BOND ETF|NITP|VIRTU Americas LLC|134068
BSV|VANGUARD ST BOND ETF|NTBF|BMO Nesbitt Burns Inc./CDS|600
BSV|VANGUARD ST BOND ETF|NTRC|Northern Trust Securities, Inc.|60563
BSV|VANGUARD ST BOND ETF|OLDM|OLD MISSION CAPITAL, LLC|25740
BSV|VANGUARD ST BOND ETF|OPCO|Oppenheimer & Co. Inc.|7257
BSV|VANGUARD ST BOND ETF|PASL|Pershing Advisor Solutions LLC|11
BSV|VANGUARD ST BOND ETF|PDQM|CODA MARKETS, INC.|4876
BSV|VANGUARD ST BOND ETF|PICT|Pictet Overseas Inc.|154
BSV|VANGUARD ST BOND ETF|PWJC|UBS Financial Services, Inc.|1696
BSV|VANGUARD ST BOND ETF|RBCM|RBC CAPITAL MARKETS, LLC|22732
BSV|VANGUARD ST BOND ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|104630
BSV|VANGUARD ST BOND ETF|SALI|INTL FCSTONE FINANCIAL INC.|188
BSV|VANGUARD ST BOND ETF|SBSH|Citigroup Global Markets Inc.|6731971
BSV|VANGUARD ST BOND ETF|SEIC|SEI Investments Distribution Co.|24518
BSV|VANGUARD ST BOND ETF|SGMT|GOLDMAN SACHS & CO. LLC|328162
BSV|VANGUARD ST BOND ETF|SPHN|Stephens Inc.|167
BSV|VANGUARD ST BOND ETF|STFL|Stifel, Nicolaus & Company, Incorporated|16013
BSV|VANGUARD ST BOND ETF|STXG|Stockcross Financial Services, Inc.|49
BSV|VANGUARD ST BOND ETF|SWIM|TD Ameritrade, Inc.|29758
BSV|VANGUARD ST BOND ETF|SWST|Hilltop Securities Inc.|47944
BSV|VANGUARD ST BOND ETF|TKNG|ALLY INVEST SECURITIES LLC|151
BSV|VANGUARD ST BOND ETF|TRBT|Tradebot Systems, Inc.|8487
BSV|VANGUARD ST BOND ETF|TRCM|TRC MARKETS LLC|2436
BSV|VANGUARD ST BOND ETF|UBSA|UBS SECURITIES LLC|1954858
BSV|VANGUARD ST BOND ETF|UBSS|UBS Securities LLC|1513936
BSV|VANGUARD ST BOND ETF|VALX|VIRTU AMERICAS LLC|36894
BSV|VANGUARD ST BOND ETF|VGRD|Vanguard Marketing Corporation|188327
BSV|VANGUARD ST BOND ETF|WBET|Wallachbeth Capital LLC|35337
BSV|VANGUARD ST BOND ETF|WBLR|WILLIAM BLAIR|6686
BSV|VANGUARD ST BOND ETF|WCHV|WELLS FARGO SECURITIES, LLC|357175
BSV|VANGUARD ST BOND ETF|WEDB|WEDBUSH SECURITIES INC.|15
BSV|VANGUARD ST BOND ETF|WEED|Weeden & Co.L.P.|7851
BSV|VANGUARD ST BOND ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1085
BSV|VANGUARD ST BOND ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|306
BSV|VANGUARD ST BOND ETF|WGIF|CIBC World Markets Inc.|60950
BSV|VANGUARD ST BOND ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|204
BSV|VANGUARD ST BOND ETF|WORD|Worden Capital Management LLC|10
BSV|VANGUARD ST BOND ETF|WSEA|WOLVERINE SECURITIES, LLC|5176
BSV|VANGUARD ST BOND ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|310036
BSV|VANGUARD ST BOND ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|209165
BSX|BOSTON SCIENTIFIC CP|ABLE|NATIXIS Securities Americas LLC|773719
BSX|BOSTON SCIENTIFIC CP|ADAM|CANACCORD GENUITY INC.|60499
BSX|BOSTON SCIENTIFIC CP|AGIS|Aegis Capital Corp.|1990
BSX|BOSTON SCIENTIFIC CP|ALTX|Alternet Securities Inc.|98863
BSX|BOSTON SCIENTIFIC CP|ANOS|ABEL/NOSER, L.L.C.|2115
BSX|BOSTON SCIENTIFIC CP|APCC|Apex Clearing Corporation|56438
BSX|BOSTON SCIENTIFIC CP|BANK|Primevest Financial Services, Inc.|965
BSX|BOSTON SCIENTIFIC CP|BARD|Robert W. Baird & Co. Incorporated|20285
BSX|BOSTON SCIENTIFIC CP|BATM|CBOE TRADING, INC.|63115
BSX|BOSTON SCIENTIFIC CP|BAYC|BAY CREST PARTNERS, LLC|329
BSX|BOSTON SCIENTIFIC CP|BAYT|BTIG, LLC|24400
BSX|BOSTON SCIENTIFIC CP|BBNT|BB&T SECURITIES, LLC|5322
BSX|BOSTON SCIENTIFIC CP|BERN|Sanford C. Bernstein & Co., LLC|894773
BSX|BOSTON SCIENTIFIC CP|BIDS|BIDS TRADING L.P.|17700
BSX|BOSTON SCIENTIFIC CP|BIMI|Banca IMI Securities Corp.|2090
BSX|BOSTON SCIENTIFIC CP|BKCM|BNY Mellon Capital Markets LLC|1104
BSX|BOSTON SCIENTIFIC CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|131688
BSX|BOSTON SCIENTIFIC CP|BLKX|INSTINET, LLC|1925786
BSX|BOSTON SCIENTIFIC CP|BMOC|BMO Capital Markets Corp.|59802
BSX|BOSTON SCIENTIFIC CP|BNPX|BNP PARIBAS SECURITIES CORP.|290764
BSX|BOSTON SCIENTIFIC CP|BTIG|BTIG, LLC|690519
BSX|BOSTON SCIENTIFIC CP|BYXM|CBOE TRADING, INC.|11554
BSX|BOSTON SCIENTIFIC CP|CANT|Cantor Fitzgerald & Co.|79538
BSX|BOSTON SCIENTIFIC CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|188702
BSX|BOSTON SCIENTIFIC CP|CHAS|Charles Schwab & Co., Inc.|40843
BSX|BOSTON SCIENTIFIC CP|CIBP|CIBC World Markets Corp.|114015
BSX|BOSTON SCIENTIFIC CP|CICF|Canaccord Genuity Corp.|345
BSX|BOSTON SCIENTIFIC CP|CIOI|CITIGROUP GLOBAL MARKETS INC|34000
BSX|BOSTON SCIENTIFIC CP|CIST|Capital Institutional Services, Inc.|89476
BSX|BOSTON SCIENTIFIC CP|CLSA|CLSA AMERICAS, LLC|300
BSX|BOSTON SCIENTIFIC CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1488584
BSX|BOSTON SCIENTIFIC CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8200
BSX|BOSTON SCIENTIFIC CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|139515
BSX|BOSTON SCIENTIFIC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4846309
BSX|BOSTON SCIENTIFIC CP|CTDL|Citadel Derivatives Group Llc|49277
BSX|BOSTON SCIENTIFIC CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|810198
BSX|BOSTON SCIENTIFIC CP|DADA|D.A. Davidson & Co.|6579
BSX|BOSTON SCIENTIFIC CP|DBAB|Deutsche Bank Securities Inc.|1937401
BSX|BOSTON SCIENTIFIC CP|DBAX|Deutsche Bank Securities Inc.|3366900
BSX|BOSTON SCIENTIFIC CP|DBUL|Deutsche Bank Securities Inc.|5883
BSX|BOSTON SCIENTIFIC CP|DCHF|Dart Executions, LLC|22180
BSX|BOSTON SCIENTIFIC CP|DEAN|MORGAN STANLEY|59048
BSX|BOSTON SCIENTIFIC CP|DEGS|RONIN PROFESSIONAL LLC|910
BSX|BOSTON SCIENTIFIC CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|160092
BSX|BOSTON SCIENTIFIC CP|DRWC|DRW SECURITIES, L.L.C.|27010
BSX|BOSTON SCIENTIFIC CP|EBXL|EBX LLC|2292300
BSX|BOSTON SCIENTIFIC CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|81601
BSX|BOSTON SCIENTIFIC CP|EDJC|Edward Jones / CDS|222
BSX|BOSTON SCIENTIFIC CP|EDJO|Edward D. Jones & Co., L.P.|8582
BSX|BOSTON SCIENTIFIC CP|EGAM|CBOE TRADING, INC.|140639
BSX|BOSTON SCIENTIFIC CP|EGAW|CBOE TRADING, INC.|2378
BSX|BOSTON SCIENTIFIC CP|EGMT|EG MARKET TECHNOLOGIES LLC|1500
BSX|BOSTON SCIENTIFIC CP|EGXM|CBOE TRADING, INC.|27356
BSX|BOSTON SCIENTIFIC CP|EGXW|CBOE TRADING, INC.|238
BSX|BOSTON SCIENTIFIC CP|EROP|Eroom Securities L.L.C.|1000
BSX|BOSTON SCIENTIFIC CP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2500
BSX|BOSTON SCIENTIFIC CP|ETBE|Electronic Transaction Clearing, Inc.|254191
BSX|BOSTON SCIENTIFIC CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2049
BSX|BOSTON SCIENTIFIC CP|ETCC|Electronic Transaction Clearing, Inc.|830
BSX|BOSTON SCIENTIFIC CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4
BSX|BOSTON SCIENTIFIC CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|67698
BSX|BOSTON SCIENTIFIC CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|322
BSX|BOSTON SCIENTIFIC CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9646
BSX|BOSTON SCIENTIFIC CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2884
BSX|BOSTON SCIENTIFIC CP|ETRS|E*Trade Securities LLC|1594809
BSX|BOSTON SCIENTIFIC CP|FILL|Tradestation Securities, Inc.|102407
BSX|BOSTON SCIENTIFIC CP|FMAF|NBCN Inc./ CDS|12904
BSX|BOSTON SCIENTIFIC CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17667
BSX|BOSTON SCIENTIFIC CP|FQLS|Quantlab Securities LP|1315955
BSX|BOSTON SCIENTIFIC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|355237
BSX|BOSTON SCIENTIFIC CP|FTBR|Foliofn Investments, Inc.|2972
BSX|BOSTON SCIENTIFIC CP|GEBB|GLOBAL EXECUTION BROKERS, LP|214910
BSX|BOSTON SCIENTIFIC CP|GLIS|TD Securities Inc|12233
BSX|BOSTON SCIENTIFIC CP|GLPX|ACS EXECUTION SERVICES, LLC|476598
BSX|BOSTON SCIENTIFIC CP|GSCO|GOLDMAN SACHS & CO. LLC|12497511
BSX|BOSTON SCIENTIFIC CP|GSCS|GOLDMAN SACHS & CO. LLC|124934
BSX|BOSTON SCIENTIFIC CP|GSLT|GOLDMAN SACHS & CO. LLC|101091
BSX|BOSTON SCIENTIFIC CP|GTSZ|GTS SECURITIES LLC|929387
BSX|BOSTON SCIENTIFIC CP|GUGS|Guggenheim Securities, LLC|132502
BSX|BOSTON SCIENTIFIC CP|HRBF|American Enterprise Investment Services Inc.|55263
BSX|BOSTON SCIENTIFIC CP|HSBC|HSBC Securities, Inc.|13401
BSX|BOSTON SCIENTIFIC CP|IATS|INTERACTIVE BROKERS LLC|66561
BSX|BOSTON SCIENTIFIC CP|IBKR|Interactive Brokers Llc|319076
BSX|BOSTON SCIENTIFIC CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8206
BSX|BOSTON SCIENTIFIC CP|ICBX|INSTINET, LLC|1252993
BSX|BOSTON SCIENTIFIC CP|IEQY|CITADEL SECURITIES LLC|686355
BSX|BOSTON SCIENTIFIC CP|INCA|INSTINET, LLC|2704459
BSX|BOSTON SCIENTIFIC CP|INJX|INSTINET, LLC|510708
BSX|BOSTON SCIENTIFIC CP|ITGI|ITG Inc.|758523
BSX|BOSTON SCIENTIFIC CP|ITGP|ITG INC.|2416800
BSX|BOSTON SCIENTIFIC CP|JANY|Janney Montgomery Scott Inc.|18130
BSX|BOSTON SCIENTIFIC CP|JEFF|JEFFERIES LLC|2113279
BSX|BOSTON SCIENTIFIC CP|JMPT|JUMP TRADING, LLC|523039
BSX|BOSTON SCIENTIFIC CP|JPBX|J.P. MORGAN SECURITIES LLC|789353
BSX|BOSTON SCIENTIFIC CP|JPMX|J.P. Morgan Securities LLC|5660253
BSX|BOSTON SCIENTIFIC CP|JSJX|JANE STREET CAPITAL LLC|47564
BSX|BOSTON SCIENTIFIC CP|JUTA|JUMP TRADING, LLC|390
BSX|BOSTON SCIENTIFIC CP|KCGM|VIRTU Americas LLC|794565
BSX|BOSTON SCIENTIFIC CP|KEYB|KEYBANC CAPITAL MARKETS INC.|698584
BSX|BOSTON SCIENTIFIC CP|KING|C. L. King & Associates, Inc.|9192
BSX|BOSTON SCIENTIFIC CP|LBOW|Longbow Securities, LLC|470016
BSX|BOSTON SCIENTIFIC CP|LEER|LEERINK PARTNERS LLC|169434
BSX|BOSTON SCIENTIFIC CP|LEHM|Barclays Capital Inc./Le|8778300
BSX|BOSTON SCIENTIFIC CP|LIME|Lime Brokerage LLC|208200
BSX|BOSTON SCIENTIFIC CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|887404
BSX|BOSTON SCIENTIFIC CP|LOOP|Loop Capital Markets LLC|12536
BSX|BOSTON SCIENTIFIC CP|LPCM|Lampert Capital Markets Inc.|12305
BSX|BOSTON SCIENTIFIC CP|LQNA|LIQUIDNET, INC.|675200
BSX|BOSTON SCIENTIFIC CP|LSCI|Lek Securities Corporation|2850
BSX|BOSTON SCIENTIFIC CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|22585
BSX|BOSTON SCIENTIFIC CP|MACC|Mid Atlantic Capital Corporation|2401
BSX|BOSTON SCIENTIFIC CP|MACQ|Macquarie Capital (USA) Inc.|7685
BSX|BOSTON SCIENTIFIC CP|MAXM|Maxim Group LLC|64404
BSX|BOSTON SCIENTIFIC CP|MBTS|ALLY INVEST SECURITIES LLC|3814
BSX|BOSTON SCIENTIFIC CP|MCMF|Raymond James Ltd. Cds|300
BSX|BOSTON SCIENTIFIC CP|MKMP|MKM Partners LLC|21600
BSX|BOSTON SCIENTIFIC CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2440362
BSX|BOSTON SCIENTIFIC CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7080
BSX|BOSTON SCIENTIFIC CP|MOTF|MOTIF INVESTING, INC.|26
BSX|BOSTON SCIENTIFIC CP|MSCO|MORGAN STANLEY & CO. LLC|11031929
BSX|BOSTON SCIENTIFIC CP|MSPL|MORGAN STANLEY & CO. LLC|3553800
BSX|BOSTON SCIENTIFIC CP|MSTX|MORGAN STANLEY & CO. LLC|2020200
BSX|BOSTON SCIENTIFIC CP|MUFG|MUFG SECURITIES AMERICAS INC.|120
BSX|BOSTON SCIENTIFIC CP|MULL|MARK J. MULLER EQUITIES, INC.|133255
BSX|BOSTON SCIENTIFIC CP|MZHO|Mizuho Securities USA LLC|295814
BSX|BOSTON SCIENTIFIC CP|NBCS|NBC Securities, INC.|200
BSX|BOSTON SCIENTIFIC CP|NEUB|NEUBERGER BERMAN BD LLC|9211
BSX|BOSTON SCIENTIFIC CP|NFSC|National Financial Services LLC|2029910
BSX|BOSTON SCIENTIFIC CP|NITE|VIRTU Americas LLC|3771039
BSX|BOSTON SCIENTIFIC CP|NITP|VIRTU Americas LLC|4078
BSX|BOSTON SCIENTIFIC CP|NORT|Northland Securities, Inc.|1100
BSX|BOSTON SCIENTIFIC CP|NQRB|Brut, LLC|273959
BSX|BOSTON SCIENTIFIC CP|NTBF|BMO Nesbitt Burns Inc./CDS|3719
BSX|BOSTON SCIENTIFIC CP|NTRC|Northern Trust Securities, Inc.|102531
BSX|BOSTON SCIENTIFIC CP|OHOS|TWO SIGMA SECURITIES, LLC|230277
BSX|BOSTON SCIENTIFIC CP|OPCO|Oppenheimer & Co. Inc.|28847
BSX|BOSTON SCIENTIFIC CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
BSX|BOSTON SCIENTIFIC CP|PCFF|Pacific International Securities Inc./CDS|82
BSX|BOSTON SCIENTIFIC CP|PCPT|PHILLIP CAPITAL INC.|150
BSX|BOSTON SCIENTIFIC CP|PDQM|CODA MARKETS, INC.|672109
BSX|BOSTON SCIENTIFIC CP|PHLY|NASDAQ Execution Services, LLC|13800
BSX|BOSTON SCIENTIFIC CP|PICT|Pictet Overseas Inc.|2892
BSX|BOSTON SCIENTIFIC CP|PIPR|Piper Jaffray & Co.|52208
BSX|BOSTON SCIENTIFIC CP|PNSR|Penserra Securities, LLC|25900
BSX|BOSTON SCIENTIFIC CP|POIN|PRECISION SECURITIES, LLC (POIN)|8598
BSX|BOSTON SCIENTIFIC CP|PWJC|UBS Financial Services, Inc.|21512
BSX|BOSTON SCIENTIFIC CP|QMSR|QUATTRO M SECURITIES INC.|2381
BSX|BOSTON SCIENTIFIC CP|RBCM|RBC CAPITAL MARKETS, LLC|88809
BSX|BOSTON SCIENTIFIC CP|RGLD|Regal Securities, Inc|833
BSX|BOSTON SCIENTIFIC CP|RHCO|Suntrust Robinson Humphrey, Inc.|237163
BSX|BOSTON SCIENTIFIC CP|SAGL|SAGETRADER, LLC|153383
BSX|BOSTON SCIENTIFIC CP|SALI|INTL FCSTONE FINANCIAL INC.|587
BSX|BOSTON SCIENTIFIC CP|SBSH|Citigroup Global Markets Inc.|1887801
BSX|BOSTON SCIENTIFIC CP|SDLR|Sandler, O'Neill & Partners, L.P.|2624
BSX|BOSTON SCIENTIFIC CP|SEIC|SEI Investments Distribution Co.|7589
BSX|BOSTON SCIENTIFIC CP|SGMT|GOLDMAN SACHS & CO. LLC|2252245
BSX|BOSTON SCIENTIFIC CP|SIBO|Prime Executions, Inc.|31710
BSX|BOSTON SCIENTIFIC CP|SJLS|TRADE INFORMATICS LLC|500
BSX|BOSTON SCIENTIFIC CP|SPDR|SPEEDROUTE LLC|144328
BSX|BOSTON SCIENTIFIC CP|SPHN|Stephens Inc.|158596
BSX|BOSTON SCIENTIFIC CP|SPNT|SEVEN POINTS CAPITAL, LLC|599
BSX|BOSTON SCIENTIFIC CP|SPTD|MINT GLOBAL MARKETS, INC.|9700
BSX|BOSTON SCIENTIFIC CP|STFL|Stifel, Nicolaus & Company, Incorporated|399376
BSX|BOSTON SCIENTIFIC CP|STKP|STOCKPILE INVESTMENTS, INC.|78
BSX|BOSTON SCIENTIFIC CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18914
BSX|BOSTON SCIENTIFIC CP|SWIM|TD Ameritrade, Inc.|1579090
BSX|BOSTON SCIENTIFIC CP|SWST|Hilltop Securities Inc.|10923
BSX|BOSTON SCIENTIFIC CP|TITL|TITLEIST ASSET MANAGEMENT, LTD.|1800
BSX|BOSTON SCIENTIFIC CP|TKNG|ALLY INVEST SECURITIES LLC|25742
BSX|BOSTON SCIENTIFIC CP|TRBT|Tradebot Systems, Inc.|1372691
BSX|BOSTON SCIENTIFIC CP|TRCM|TRC MARKETS LLC|984130
BSX|BOSTON SCIENTIFIC CP|TWTT|TASTYWORKS, INC.|400
BSX|BOSTON SCIENTIFIC CP|UBSA|UBS SECURITIES LLC|6937672
BSX|BOSTON SCIENTIFIC CP|UBSS|UBS Securities LLC|4627303
BSX|BOSTON SCIENTIFIC CP|VALX|VIRTU AMERICAS LLC|101277
BSX|BOSTON SCIENTIFIC CP|VGRD|Vanguard Marketing Corporation|48408
BSX|BOSTON SCIENTIFIC CP|VNDM|Wall Street Access|200
BSX|BOSTON SCIENTIFIC CP|VSIN|Vision Financial Markets Llc|150
BSX|BOSTON SCIENTIFIC CP|WABR|Wall Street Access|43997
BSX|BOSTON SCIENTIFIC CP|WBET|Wallachbeth Capital LLC|41
BSX|BOSTON SCIENTIFIC CP|WBLR|WILLIAM BLAIR|51518
BSX|BOSTON SCIENTIFIC CP|WBPX|SUMMIT SECURITIES GROUP, LLC|31013
BSX|BOSTON SCIENTIFIC CP|WCHV|WELLS FARGO SECURITIES, LLC|1443818
BSX|BOSTON SCIENTIFIC CP|WDNX|WEEDEN & CO.L.P.|11442
BSX|BOSTON SCIENTIFIC CP|WEDB|WEDBUSH SECURITIES INC.|396550
BSX|BOSTON SCIENTIFIC CP|WEED|Weeden & Co.L.P.|67669
BSX|BOSTON SCIENTIFIC CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|178528
BSX|BOSTON SCIENTIFIC CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|232221
BSX|BOSTON SCIENTIFIC CP|WGIF|CIBC World Markets Inc.|24938
BSX|BOSTON SCIENTIFIC CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|798
BSX|BOSTON SCIENTIFIC CP|WOLF|Wolfe Trahan Securities|3100
BSX|BOSTON SCIENTIFIC CP|WSAG|WALL STREET ACCESS|91
BSX|BOSTON SCIENTIFIC CP|WSEA|WOLVERINE SECURITIES, LLC|66978
BSX|BOSTON SCIENTIFIC CP|XIST|INSTINET, LLC|559160
BSX|BOSTON SCIENTIFIC CP|XPQR|Jump Trading|6000
BSX|BOSTON SCIENTIFIC CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|592386
BSX|BOSTON SCIENTIFIC CP|YKNA|COMHAR CAPITAL MARKETS, LLC|33757
BSX|BOSTON SCIENTIFIC CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30050
BT|BT GROUP PLC ADS|ALTX|Alternet Securities Inc.|4071
BT|BT GROUP PLC ADS|ANOS|ABEL/NOSER, L.L.C.|2454
BT|BT GROUP PLC ADS|APCC|Apex Clearing Corporation|4714
BT|BT GROUP PLC ADS|BANK|Primevest Financial Services, Inc.|28
BT|BT GROUP PLC ADS|BARD|Robert W. Baird & Co. Incorporated|14313
BT|BT GROUP PLC ADS|BATM|CBOE TRADING, INC.|730
BT|BT GROUP PLC ADS|BAYT|BTIG, LLC|100
BT|BT GROUP PLC ADS|BBNT|BB&T SECURITIES, LLC|45190
BT|BT GROUP PLC ADS|BERN|Sanford C. Bernstein & Co., LLC|1850
BT|BT GROUP PLC ADS|BIDS|BIDS TRADING L.P.|300
BT|BT GROUP PLC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13355
BT|BT GROUP PLC ADS|BYXM|CBOE TRADING, INC.|100
BT|BT GROUP PLC ADS|CANT|Cantor Fitzgerald & Co.|19180
BT|BT GROUP PLC ADS|CHAS|Charles Schwab & Co., Inc.|755
BT|BT GROUP PLC ADS|CIST|Capital Institutional Services, Inc.|628
BT|BT GROUP PLC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4701
BT|BT GROUP PLC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10300
BT|BT GROUP PLC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|220880
BT|BT GROUP PLC ADS|CTDL|Citadel Derivatives Group Llc|14938
BT|BT GROUP PLC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|38112
BT|BT GROUP PLC ADS|DBAB|Deutsche Bank Securities Inc.|108760
BT|BT GROUP PLC ADS|DBAX|Deutsche Bank Securities Inc.|346900
BT|BT GROUP PLC ADS|DBUL|Deutsche Bank Securities Inc.|500
BT|BT GROUP PLC ADS|DCHF|Dart Executions, LLC|6342
BT|BT GROUP PLC ADS|DEAN|MORGAN STANLEY|21747
BT|BT GROUP PLC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5
BT|BT GROUP PLC ADS|EBXL|EBX LLC|61100
BT|BT GROUP PLC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|57045
BT|BT GROUP PLC ADS|EDJO|Edward D. Jones & Co., L.P.|27770
BT|BT GROUP PLC ADS|EGAM|CBOE TRADING, INC.|7862
BT|BT GROUP PLC ADS|EGAW|CBOE TRADING, INC.|139
BT|BT GROUP PLC ADS|EGXM|CBOE TRADING, INC.|200
BT|BT GROUP PLC ADS|ESPO|ESPOSITO SECURITIES, LLC|319
BT|BT GROUP PLC ADS|ETBE|Electronic Transaction Clearing, Inc.|27402
BT|BT GROUP PLC ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
BT|BT GROUP PLC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
BT|BT GROUP PLC ADS|ETRS|E*Trade Securities LLC|114396
BT|BT GROUP PLC ADS|FILL|Tradestation Securities, Inc.|200
BT|BT GROUP PLC ADS|FINX|FINTECH SECURITIES|296
BT|BT GROUP PLC ADS|FMAF|NBCN Inc./ CDS|5172
BT|BT GROUP PLC ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
BT|BT GROUP PLC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43056
BT|BT GROUP PLC ADS|FTBR|Foliofn Investments, Inc.|20495
BT|BT GROUP PLC ADS|GBMT|GBM International, Inc.|4040
BT|BT GROUP PLC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|6000
BT|BT GROUP PLC ADS|GFIS|GFI Securities LLC|80000
BT|BT GROUP PLC ADS|GLIS|TD Securities Inc|2106
BT|BT GROUP PLC ADS|GLPX|ACS EXECUTION SERVICES, LLC|2614
BT|BT GROUP PLC ADS|GSCO|GOLDMAN SACHS & CO. LLC|179382
BT|BT GROUP PLC ADS|GSCS|GOLDMAN SACHS & CO. LLC|3002
BT|BT GROUP PLC ADS|GSLT|GOLDMAN SACHS & CO. LLC|7469
BT|BT GROUP PLC ADS|GTSY|GTS SECURITIES LLC|400
BT|BT GROUP PLC ADS|GTSZ|GTS SECURITIES LLC|46764
BT|BT GROUP PLC ADS|HRBF|American Enterprise Investment Services Inc.|20411
BT|BT GROUP PLC ADS|HSBC|HSBC Securities, Inc.|2206
BT|BT GROUP PLC ADS|IATS|INTERACTIVE BROKERS LLC|60181
BT|BT GROUP PLC ADS|IBKR|Interactive Brokers Llc|173327
BT|BT GROUP PLC ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8120
BT|BT GROUP PLC ADS|ICBX|INSTINET, LLC|29500
BT|BT GROUP PLC ADS|INCA|INSTINET, LLC|61575
BT|BT GROUP PLC ADS|INTL|INTL FCSTONE FINANCIAL INC.|35641
BT|BT GROUP PLC ADS|ITGI|ITG Inc.|30448
BT|BT GROUP PLC ADS|ITGP|ITG INC.|163400
BT|BT GROUP PLC ADS|JANY|Janney Montgomery Scott Inc.|1091
BT|BT GROUP PLC ADS|JEFF|JEFFERIES LLC|2342
BT|BT GROUP PLC ADS|JMPT|JUMP TRADING, LLC|22609
BT|BT GROUP PLC ADS|JONE|JonesTrading|56668
BT|BT GROUP PLC ADS|JPBX|J.P. MORGAN SECURITIES LLC|10592
BT|BT GROUP PLC ADS|JPMX|J.P. Morgan Securities LLC|255764
BT|BT GROUP PLC ADS|JSJX|JANE STREET CAPITAL LLC|8088
BT|BT GROUP PLC ADS|KCGM|VIRTU Americas LLC|21750
BT|BT GROUP PLC ADS|LEHM|Barclays Capital Inc./Le|1021406
BT|BT GROUP PLC ADS|LIME|Lime Brokerage LLC|100847
BT|BT GROUP PLC ADS|LSCI|Lek Securities Corporation|31
BT|BT GROUP PLC ADS|MACC|Mid Atlantic Capital Corporation|120
BT|BT GROUP PLC ADS|MCMF|Raymond James Ltd. Cds|2220
BT|BT GROUP PLC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114368
BT|BT GROUP PLC ADS|MOTF|MOTIF INVESTING, INC.|1
BT|BT GROUP PLC ADS|MSCO|MORGAN STANLEY & CO. LLC|959632
BT|BT GROUP PLC ADS|MSPL|MORGAN STANLEY & CO. LLC|540000
BT|BT GROUP PLC ADS|MSTX|MORGAN STANLEY & CO. LLC|159200
BT|BT GROUP PLC ADS|NBCS|NBC Securities, INC.|1850
BT|BT GROUP PLC ADS|NFSC|National Financial Services LLC|318366
BT|BT GROUP PLC ADS|NITE|VIRTU Americas LLC|681609
BT|BT GROUP PLC ADS|NITP|VIRTU Americas LLC|21600
BT|BT GROUP PLC ADS|NQRB|Brut, LLC|4500
BT|BT GROUP PLC ADS|NTBF|BMO Nesbitt Burns Inc./CDS|350
BT|BT GROUP PLC ADS|NTRC|Northern Trust Securities, Inc.|2435
BT|BT GROUP PLC ADS|OLDM|OLD MISSION CAPITAL, LLC|42216
BT|BT GROUP PLC ADS|PDQM|CODA MARKETS, INC.|2839
BT|BT GROUP PLC ADS|PWJC|UBS Financial Services, Inc.|4916
BT|BT GROUP PLC ADS|RBCM|RBC CAPITAL MARKETS, LLC|68614
BT|BT GROUP PLC ADS|SAGL|SAGETRADER, LLC|900
BT|BT GROUP PLC ADS|SALI|INTL FCSTONE FINANCIAL INC.|400
BT|BT GROUP PLC ADS|SBSH|Citigroup Global Markets Inc.|84556
BT|BT GROUP PLC ADS|SEIC|SEI Investments Distribution Co.|671
BT|BT GROUP PLC ADS|SGMT|GOLDMAN SACHS & CO. LLC|143869
BT|BT GROUP PLC ADS|SPDR|SPEEDROUTE LLC|300
BT|BT GROUP PLC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|14427
BT|BT GROUP PLC ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5800
BT|BT GROUP PLC ADS|SWIM|TD Ameritrade, Inc.|12450
BT|BT GROUP PLC ADS|SWST|Hilltop Securities Inc.|5190
BT|BT GROUP PLC ADS|TKNG|ALLY INVEST SECURITIES LLC|2363
BT|BT GROUP PLC ADS|TRBT|Tradebot Systems, Inc.|78738
BT|BT GROUP PLC ADS|TRCM|TRC MARKETS LLC|28546
BT|BT GROUP PLC ADS|TWTT|TASTYWORKS, INC.|100
BT|BT GROUP PLC ADS|UBSA|UBS SECURITIES LLC|387643
BT|BT GROUP PLC ADS|UBSS|UBS Securities LLC|604465
BT|BT GROUP PLC ADS|VALX|VIRTU AMERICAS LLC|38370
BT|BT GROUP PLC ADS|VERT|The Vertical Trading Group, LLC|50
BT|BT GROUP PLC ADS|VGRD|Vanguard Marketing Corporation|34793
BT|BT GROUP PLC ADS|VSIN|Vision Financial Markets Llc|1
BT|BT GROUP PLC ADS|WBLR|WILLIAM BLAIR|363
BT|BT GROUP PLC ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|2900
BT|BT GROUP PLC ADS|WCHV|WELLS FARGO SECURITIES, LLC|110310
BT|BT GROUP PLC ADS|WEDB|WEDBUSH SECURITIES INC.|1766
BT|BT GROUP PLC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|570
BT|BT GROUP PLC ADS|WGIF|CIBC World Markets Inc.|391
BT|BT GROUP PLC ADS|WSEA|WOLVERINE SECURITIES, LLC|6142
BT|BT GROUP PLC ADS|XIST|INSTINET, LLC|10314
BT|BT GROUP PLC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|26652
BT|BT GROUP PLC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|14
BT|BT GROUP PLC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8562
BTA|BR LONG TRM MUNI ADV|APCC|Apex Clearing Corporation|32
BTA|BR LONG TRM MUNI ADV|BARD|Robert W. Baird & Co. Incorporated|5597
BTA|BR LONG TRM MUNI ADV|BATM|CBOE TRADING, INC.|100
BTA|BR LONG TRM MUNI ADV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30
BTA|BR LONG TRM MUNI ADV|BTIG|BTIG, LLC|2300
BTA|BR LONG TRM MUNI ADV|CHAS|Charles Schwab & Co., Inc.|4122
BTA|BR LONG TRM MUNI ADV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1740
BTA|BR LONG TRM MUNI ADV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BTA|BR LONG TRM MUNI ADV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3265
BTA|BR LONG TRM MUNI ADV|CTDL|Citadel Derivatives Group Llc|85
BTA|BR LONG TRM MUNI ADV|DBAX|Deutsche Bank Securities Inc.|700
BTA|BR LONG TRM MUNI ADV|DEAN|MORGAN STANLEY|1
BTA|BR LONG TRM MUNI ADV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3806
BTA|BR LONG TRM MUNI ADV|EBXL|EBX LLC|1200
BTA|BR LONG TRM MUNI ADV|EGAM|CBOE TRADING, INC.|100
BTA|BR LONG TRM MUNI ADV|ETRS|E*Trade Securities LLC|12297
BTA|BR LONG TRM MUNI ADV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4023
BTA|BR LONG TRM MUNI ADV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|973
BTA|BR LONG TRM MUNI ADV|FTBR|Foliofn Investments, Inc.|6
BTA|BR LONG TRM MUNI ADV|GLPX|ACS EXECUTION SERVICES, LLC|395
BTA|BR LONG TRM MUNI ADV|GSCO|GOLDMAN SACHS & CO. LLC|994
BTA|BR LONG TRM MUNI ADV|GSLT|GOLDMAN SACHS & CO. LLC|700
BTA|BR LONG TRM MUNI ADV|HRBF|American Enterprise Investment Services Inc.|176
BTA|BR LONG TRM MUNI ADV|IATS|INTERACTIVE BROKERS LLC|536
BTA|BR LONG TRM MUNI ADV|IBKR|Interactive Brokers Llc|3983
BTA|BR LONG TRM MUNI ADV|ICBX|INSTINET, LLC|100
BTA|BR LONG TRM MUNI ADV|INCA|INSTINET, LLC|216
BTA|BR LONG TRM MUNI ADV|ITGP|ITG INC.|200
BTA|BR LONG TRM MUNI ADV|JANY|Janney Montgomery Scott Inc.|700
BTA|BR LONG TRM MUNI ADV|KCGM|VIRTU Americas LLC|700
BTA|BR LONG TRM MUNI ADV|LEHM|Barclays Capital Inc./Le|300
BTA|BR LONG TRM MUNI ADV|LIME|Lime Brokerage LLC|121
BTA|BR LONG TRM MUNI ADV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
BTA|BR LONG TRM MUNI ADV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BTA|BR LONG TRM MUNI ADV|MSCO|MORGAN STANLEY & CO. LLC|26259
BTA|BR LONG TRM MUNI ADV|MSPL|MORGAN STANLEY & CO. LLC|6200
BTA|BR LONG TRM MUNI ADV|MSTX|MORGAN STANLEY & CO. LLC|200
BTA|BR LONG TRM MUNI ADV|NATL|National Securities Corporation|900
BTA|BR LONG TRM MUNI ADV|NFSC|National Financial Services LLC|26026
BTA|BR LONG TRM MUNI ADV|NITE|VIRTU Americas LLC|97028
BTA|BR LONG TRM MUNI ADV|NQRB|Brut, LLC|1265
BTA|BR LONG TRM MUNI ADV|OPCO|Oppenheimer & Co. Inc.|100
BTA|BR LONG TRM MUNI ADV|PDQM|CODA MARKETS, INC.|448
BTA|BR LONG TRM MUNI ADV|RBCM|RBC CAPITAL MARKETS, LLC|9765
BTA|BR LONG TRM MUNI ADV|SBSH|Citigroup Global Markets Inc.|3926
BTA|BR LONG TRM MUNI ADV|SGMT|GOLDMAN SACHS & CO. LLC|2502
BTA|BR LONG TRM MUNI ADV|SPDR|SPEEDROUTE LLC|200
BTA|BR LONG TRM MUNI ADV|STFL|Stifel, Nicolaus & Company, Incorporated|1974
BTA|BR LONG TRM MUNI ADV|SWIM|TD Ameritrade, Inc.|3280
BTA|BR LONG TRM MUNI ADV|SWST|Hilltop Securities Inc.|8936
BTA|BR LONG TRM MUNI ADV|TRBT|Tradebot Systems, Inc.|2379
BTA|BR LONG TRM MUNI ADV|UBSA|UBS SECURITIES LLC|4997
BTA|BR LONG TRM MUNI ADV|UBSS|UBS Securities LLC|6756
BTA|BR LONG TRM MUNI ADV|VGRD|Vanguard Marketing Corporation|8864
BTA|BR LONG TRM MUNI ADV|WCHV|WELLS FARGO SECURITIES, LLC|50118
BTA|BR LONG TRM MUNI ADV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|386
BTA|BR LONG TRM MUNI ADV|WSEA|WOLVERINE SECURITIES, LLC|3257
BTA|BR LONG TRM MUNI ADV|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BTA|BR LONG TRM MUNI ADV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5463
BTAI|BIOXCEL THERA CM|ALTX|Alternet Securities Inc.|5575
BTAI|BIOXCEL THERA CM|APCC|Apex Clearing Corporation|3440
BTAI|BIOXCEL THERA CM|BATM|CBOE TRADING, INC.|760
BTAI|BIOXCEL THERA CM|BAYC|BAY CREST PARTNERS, LLC|721
BTAI|BIOXCEL THERA CM|BERN|Sanford C. Bernstein & Co., LLC|660
BTAI|BIOXCEL THERA CM|BYXM|CBOE TRADING, INC.|782
BTAI|BIOXCEL THERA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|886
BTAI|BIOXCEL THERA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17067
BTAI|BIOXCEL THERA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2667
BTAI|BIOXCEL THERA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11562
BTAI|BIOXCEL THERA CM|CSIN|Citadel Securities Institutional LLC|2736
BTAI|BIOXCEL THERA CM|CTDL|Citadel Derivatives Group Llc|2961
BTAI|BIOXCEL THERA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
BTAI|BIOXCEL THERA CM|DBAB|Deutsche Bank Securities Inc.|1857
BTAI|BIOXCEL THERA CM|DBAX|Deutsche Bank Securities Inc.|21300
BTAI|BIOXCEL THERA CM|DEGS|RONIN PROFESSIONAL LLC|6951
BTAI|BIOXCEL THERA CM|EBXL|EBX LLC|9200
BTAI|BIOXCEL THERA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|347
BTAI|BIOXCEL THERA CM|EGAM|CBOE TRADING, INC.|200
BTAI|BIOXCEL THERA CM|EGXM|CBOE TRADING, INC.|100
BTAI|BIOXCEL THERA CM|EGXW|CBOE TRADING, INC.|100
BTAI|BIOXCEL THERA CM|ETBE|Electronic Transaction Clearing, Inc.|10018
BTAI|BIOXCEL THERA CM|ETRS|E*Trade Securities LLC|3008
BTAI|BIOXCEL THERA CM|FBCO|Credit Suisse Securities (USA) LLC|12369
BTAI|BIOXCEL THERA CM|FBSB|U.S. Bancorp Investments, Inc.|500
BTAI|BIOXCEL THERA CM|FOMA|TD AMERITRADE CLEARING, INC.|27248
BTAI|BIOXCEL THERA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
BTAI|BIOXCEL THERA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14598
BTAI|BIOXCEL THERA CM|FTBR|Foliofn Investments, Inc.|18
BTAI|BIOXCEL THERA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1470
BTAI|BIOXCEL THERA CM|GLPX|ACS EXECUTION SERVICES, LLC|3582
BTAI|BIOXCEL THERA CM|GSCO|GOLDMAN SACHS & CO. LLC|17940
BTAI|BIOXCEL THERA CM|GSCS|GOLDMAN SACHS & CO. LLC|2500
BTAI|BIOXCEL THERA CM|GSLT|GOLDMAN SACHS & CO. LLC|100
BTAI|BIOXCEL THERA CM|GTSZ|GTS SECURITIES LLC|15145
BTAI|BIOXCEL THERA CM|HRBF|American Enterprise Investment Services Inc.|650
BTAI|BIOXCEL THERA CM|IATS|INTERACTIVE BROKERS LLC|3870
BTAI|BIOXCEL THERA CM|IBKR|Interactive Brokers Llc|22606
BTAI|BIOXCEL THERA CM|ICBX|INSTINET, LLC|4150
BTAI|BIOXCEL THERA CM|INCA|INSTINET, LLC|65325
BTAI|BIOXCEL THERA CM|ITGI|ITG Inc.|39876
BTAI|BIOXCEL THERA CM|ITGP|ITG INC.|14400
BTAI|BIOXCEL THERA CM|JEFF|JEFFERIES LLC|200
BTAI|BIOXCEL THERA CM|JPMX|J.P. Morgan Securities LLC|70342
BTAI|BIOXCEL THERA CM|KCGM|VIRTU Americas LLC|2082
BTAI|BIOXCEL THERA CM|LEHM|Barclays Capital Inc./Le|15592
BTAI|BIOXCEL THERA CM|LIME|Lime Brokerage LLC|19613
BTAI|BIOXCEL THERA CM|LMGP|LIME BROKERAGE LLC|15209
BTAI|BIOXCEL THERA CM|LSCI|Lek Securities Corporation|990
BTAI|BIOXCEL THERA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BTAI|BIOXCEL THERA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
BTAI|BIOXCEL THERA CM|MSCO|MORGAN STANLEY & CO. LLC|93059
BTAI|BIOXCEL THERA CM|MSPL|MORGAN STANLEY & CO. LLC|10000
BTAI|BIOXCEL THERA CM|MSTX|MORGAN STANLEY & CO. LLC|600
BTAI|BIOXCEL THERA CM|NFSC|National Financial Services LLC|39640
BTAI|BIOXCEL THERA CM|NITE|VIRTU Americas LLC|76985
BTAI|BIOXCEL THERA CM|NITP|VIRTU Americas LLC|1630
BTAI|BIOXCEL THERA CM|NQRB|Brut, LLC|200
BTAI|BIOXCEL THERA CM|PDQM|CODA MARKETS, INC.|9784
BTAI|BIOXCEL THERA CM|PWJC|UBS Financial Services, Inc.|16830
BTAI|BIOXCEL THERA CM|RAJA|Raymond James & Associates, Inc.|1350
BTAI|BIOXCEL THERA CM|RBCM|RBC CAPITAL MARKETS, LLC|500
BTAI|BIOXCEL THERA CM|SAGL|SAGETRADER, LLC|3700
BTAI|BIOXCEL THERA CM|SALI|INTL FCSTONE FINANCIAL INC.|400
BTAI|BIOXCEL THERA CM|SBSH|Citigroup Global Markets Inc.|2503
BTAI|BIOXCEL THERA CM|SGMT|GOLDMAN SACHS & CO. LLC|6555
BTAI|BIOXCEL THERA CM|SPDR|SPEEDROUTE LLC|29707
BTAI|BIOXCEL THERA CM|SPTD|MINT GLOBAL MARKETS, INC.|20520
BTAI|BIOXCEL THERA CM|STFL|Stifel, Nicolaus & Company, Incorporated|3275
BTAI|BIOXCEL THERA CM|SWIM|TD Ameritrade, Inc.|15292
BTAI|BIOXCEL THERA CM|TKNG|ALLY INVEST SECURITIES LLC|565
BTAI|BIOXCEL THERA CM|TRBT|Tradebot Systems, Inc.|1029
BTAI|BIOXCEL THERA CM|TRCM|TRC MARKETS LLC|5522
BTAI|BIOXCEL THERA CM|UBSA|UBS SECURITIES LLC|54680
BTAI|BIOXCEL THERA CM|UBSS|UBS Securities LLC|167533
BTAI|BIOXCEL THERA CM|VALX|VIRTU AMERICAS LLC|3349
BTAI|BIOXCEL THERA CM|VGRD|Vanguard Marketing Corporation|2941
BTAI|BIOXCEL THERA CM|WCHV|WELLS FARGO SECURITIES, LLC|18681
BTAI|BIOXCEL THERA CM|WSEA|WOLVERINE SECURITIES, LLC|220
BTAI|BIOXCEL THERA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3756
BTAI|BIOXCEL THERA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|779
BTAI|BIOXCEL THERA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
BTAL|AGFIQ U.S. MARKET NE|APCC|Apex Clearing Corporation|1
BTAL|AGFIQ U.S. MARKET NE|FTBR|Foliofn Investments, Inc.|35
BTAL|AGFIQ U.S. MARKET NE|IBKR|Interactive Brokers Llc|9
BTAL|AGFIQ U.S. MARKET NE|JSJX|JANE STREET CAPITAL LLC|649
BTAL|AGFIQ U.S. MARKET NE|LIME|Lime Brokerage LLC|25
BTAL|AGFIQ U.S. MARKET NE|MSCO|MORGAN STANLEY & CO. LLC|425
BTAL|AGFIQ U.S. MARKET NE|NFSC|National Financial Services LLC|7100
BTAL|AGFIQ U.S. MARKET NE|NITE|VIRTU Americas LLC|6267
BTAL|AGFIQ U.S. MARKET NE|RBCM|RBC CAPITAL MARKETS, LLC|100
BTAL|AGFIQ U.S. MARKET NE|SWST|Hilltop Securities Inc.|70
BTAL|AGFIQ U.S. MARKET NE|UBSS|UBS Securities LLC|70
BTE|BAYTEX ENERGY CORP|ALTX|Alternet Securities Inc.|3133
BTE|BAYTEX ENERGY CORP|APCC|Apex Clearing Corporation|78388
BTE|BAYTEX ENERGY CORP|BATM|CBOE TRADING, INC.|2190
BTE|BAYTEX ENERGY CORP|BERN|Sanford C. Bernstein & Co., LLC|1500
BTE|BAYTEX ENERGY CORP|BIMI|Banca IMI Securities Corp.|3878
BTE|BAYTEX ENERGY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26101
BTE|BAYTEX ENERGY CORP|BYXM|CBOE TRADING, INC.|200
BTE|BAYTEX ENERGY CORP|BZYD|GOLDMAN SACHS & CO. LLC|11900
BTE|BAYTEX ENERGY CORP|CHAS|Charles Schwab & Co., Inc.|11570
BTE|BAYTEX ENERGY CORP|CICF|Canaccord Genuity Corp.|20500
BTE|BAYTEX ENERGY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6283
BTE|BAYTEX ENERGY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
BTE|BAYTEX ENERGY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|427702
BTE|BAYTEX ENERGY CORP|CTDL|Citadel Derivatives Group Llc|3804
BTE|BAYTEX ENERGY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|18772
BTE|BAYTEX ENERGY CORP|DBAB|Deutsche Bank Securities Inc.|50851
BTE|BAYTEX ENERGY CORP|DBAX|Deutsche Bank Securities Inc.|220500
BTE|BAYTEX ENERGY CORP|DCHF|Dart Executions, LLC|575
BTE|BAYTEX ENERGY CORP|DEAN|MORGAN STANLEY|2300
BTE|BAYTEX ENERGY CORP|DEGS|RONIN PROFESSIONAL LLC|7751
BTE|BAYTEX ENERGY CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|158838
BTE|BAYTEX ENERGY CORP|EBXL|EBX LLC|285100
BTE|BAYTEX ENERGY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|183400
BTE|BAYTEX ENERGY CORP|EDJO|Edward D. Jones & Co., L.P.|2814
BTE|BAYTEX ENERGY CORP|EGAM|CBOE TRADING, INC.|8228
BTE|BAYTEX ENERGY CORP|EGAW|CBOE TRADING, INC.|300
BTE|BAYTEX ENERGY CORP|EGXM|CBOE TRADING, INC.|3476
BTE|BAYTEX ENERGY CORP|ETBE|Electronic Transaction Clearing, Inc.|12725
BTE|BAYTEX ENERGY CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
BTE|BAYTEX ENERGY CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2300
BTE|BAYTEX ENERGY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
BTE|BAYTEX ENERGY CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BTE|BAYTEX ENERGY CORP|ETRS|E*Trade Securities LLC|1287823
BTE|BAYTEX ENERGY CORP|FILL|Tradestation Securities, Inc.|46044
BTE|BAYTEX ENERGY CORP|FMAF|NBCN Inc./ CDS|82821
BTE|BAYTEX ENERGY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54775
BTE|BAYTEX ENERGY CORP|FTBR|Foliofn Investments, Inc.|54497
BTE|BAYTEX ENERGY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|36600
BTE|BAYTEX ENERGY CORP|GLIS|TD Securities Inc|83789
BTE|BAYTEX ENERGY CORP|GLPX|ACS EXECUTION SERVICES, LLC|4001
BTE|BAYTEX ENERGY CORP|GSCO|GOLDMAN SACHS & CO. LLC|74163
BTE|BAYTEX ENERGY CORP|GSCS|GOLDMAN SACHS & CO. LLC|44519
BTE|BAYTEX ENERGY CORP|GSLT|GOLDMAN SACHS & CO. LLC|18472
BTE|BAYTEX ENERGY CORP|GTSZ|GTS SECURITIES LLC|19175
BTE|BAYTEX ENERGY CORP|HRBF|American Enterprise Investment Services Inc.|7448
BTE|BAYTEX ENERGY CORP|HSBC|HSBC Securities, Inc.|21706
BTE|BAYTEX ENERGY CORP|IATS|INTERACTIVE BROKERS LLC|348718
BTE|BAYTEX ENERGY CORP|IBKR|Interactive Brokers Llc|295320
BTE|BAYTEX ENERGY CORP|ICBX|INSTINET, LLC|536808
BTE|BAYTEX ENERGY CORP|INCA|INSTINET, LLC|256383
BTE|BAYTEX ENERGY CORP|ITGI|ITG Inc.|190289
BTE|BAYTEX ENERGY CORP|ITGP|ITG INC.|102000
BTE|BAYTEX ENERGY CORP|JANY|Janney Montgomery Scott Inc.|1932
BTE|BAYTEX ENERGY CORP|JEFF|JEFFERIES LLC|106162
BTE|BAYTEX ENERGY CORP|JMPT|JUMP TRADING, LLC|32873
BTE|BAYTEX ENERGY CORP|JPMX|J.P. Morgan Securities LLC|500336
BTE|BAYTEX ENERGY CORP|JSJX|JANE STREET CAPITAL LLC|1388
BTE|BAYTEX ENERGY CORP|KCGM|VIRTU Americas LLC|69542
BTE|BAYTEX ENERGY CORP|LEHM|Barclays Capital Inc./Le|793500
BTE|BAYTEX ENERGY CORP|LIME|Lime Brokerage LLC|41434
BTE|BAYTEX ENERGY CORP|LPCM|Lampert Capital Markets Inc.|400
BTE|BAYTEX ENERGY CORP|MAXM|Maxim Group LLC|26098
BTE|BAYTEX ENERGY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|382104
BTE|BAYTEX ENERGY CORP|MOTF|MOTIF INVESTING, INC.|2
BTE|BAYTEX ENERGY CORP|MSCO|MORGAN STANLEY & CO. LLC|918920
BTE|BAYTEX ENERGY CORP|MSPL|MORGAN STANLEY & CO. LLC|592400
BTE|BAYTEX ENERGY CORP|MSTX|MORGAN STANLEY & CO. LLC|92800
BTE|BAYTEX ENERGY CORP|NFSC|National Financial Services LLC|1787264
BTE|BAYTEX ENERGY CORP|NITE|VIRTU Americas LLC|3476630
BTE|BAYTEX ENERGY CORP|NITP|VIRTU Americas LLC|442746
BTE|BAYTEX ENERGY CORP|NQRB|Brut, LLC|41250
BTE|BAYTEX ENERGY CORP|NTBF|BMO Nesbitt Burns Inc./CDS|77139
BTE|BAYTEX ENERGY CORP|OPCO|Oppenheimer & Co. Inc.|3300
BTE|BAYTEX ENERGY CORP|PDQM|CODA MARKETS, INC.|13983
BTE|BAYTEX ENERGY CORP|PWJC|UBS Financial Services, Inc.|16700
BTE|BAYTEX ENERGY CORP|RBCM|RBC CAPITAL MARKETS, LLC|17226
BTE|BAYTEX ENERGY CORP|RGLD|Regal Securities, Inc|250
BTE|BAYTEX ENERGY CORP|SAGL|SAGETRADER, LLC|4900
BTE|BAYTEX ENERGY CORP|SBSH|Citigroup Global Markets Inc.|194979
BTE|BAYTEX ENERGY CORP|SGMT|GOLDMAN SACHS & CO. LLC|126896
BTE|BAYTEX ENERGY CORP|SOGO|Wang Investment Associates, Inc.|2000
BTE|BAYTEX ENERGY CORP|SPDR|SPEEDROUTE LLC|7100
BTE|BAYTEX ENERGY CORP|SPNT|SEVEN POINTS CAPITAL, LLC|1300
BTE|BAYTEX ENERGY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|26620
BTE|BAYTEX ENERGY CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2100
BTE|BAYTEX ENERGY CORP|SWIM|TD Ameritrade, Inc.|328605
BTE|BAYTEX ENERGY CORP|SWST|Hilltop Securities Inc.|3700
BTE|BAYTEX ENERGY CORP|TKNG|ALLY INVEST SECURITIES LLC|23622
BTE|BAYTEX ENERGY CORP|TRBT|Tradebot Systems, Inc.|68153
BTE|BAYTEX ENERGY CORP|TRCM|TRC MARKETS LLC|582541
BTE|BAYTEX ENERGY CORP|UBSA|UBS SECURITIES LLC|709957
BTE|BAYTEX ENERGY CORP|UBSS|UBS Securities LLC|448051
BTE|BAYTEX ENERGY CORP|VALX|VIRTU AMERICAS LLC|55509
BTE|BAYTEX ENERGY CORP|VGRD|Vanguard Marketing Corporation|142569
BTE|BAYTEX ENERGY CORP|WCHV|WELLS FARGO SECURITIES, LLC|87844
BTE|BAYTEX ENERGY CORP|WEDB|WEDBUSH SECURITIES INC.|2500
BTE|BAYTEX ENERGY CORP|WEED|Weeden & Co.L.P.|200
BTE|BAYTEX ENERGY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20612
BTE|BAYTEX ENERGY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23855
BTE|BAYTEX ENERGY CORP|WSEA|WOLVERINE SECURITIES, LLC|31369
BTE|BAYTEX ENERGY CORP|XIST|INSTINET, LLC|23600
BTE|BAYTEX ENERGY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|45220
BTE|BAYTEX ENERGY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BTE|BAYTEX ENERGY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8061
BTEC|PRINCIPAL HLTHCRE IN|EGAM|CBOE TRADING, INC.|120
BTEC|PRINCIPAL HLTHCRE IN|FBCO|Credit Suisse Securities (USA) LLC|301
BTEC|PRINCIPAL HLTHCRE IN|FILL|Tradestation Securities, Inc.|108
BTEC|PRINCIPAL HLTHCRE IN|FOMA|TD AMERITRADE CLEARING, INC.|2030
BTEC|PRINCIPAL HLTHCRE IN|FTBR|Foliofn Investments, Inc.|8
BTEC|PRINCIPAL HLTHCRE IN|GSLT|GOLDMAN SACHS & CO. LLC|300
BTEC|PRINCIPAL HLTHCRE IN|IBKR|Interactive Brokers Llc|47
BTEC|PRINCIPAL HLTHCRE IN|JSEB|JANE STREET EXECUTION SERVICES, LLC|200001
BTEC|PRINCIPAL HLTHCRE IN|JSJX|JANE STREET CAPITAL LLC|308
BTEC|PRINCIPAL HLTHCRE IN|LIME|Lime Brokerage LLC|311
BTEC|PRINCIPAL HLTHCRE IN|MSCO|MORGAN STANLEY & CO. LLC|147
BTEC|PRINCIPAL HLTHCRE IN|NFSC|National Financial Services LLC|1675
BTEC|PRINCIPAL HLTHCRE IN|NITE|VIRTU Americas LLC|2057
BTEC|PRINCIPAL HLTHCRE IN|NITP|VIRTU Americas LLC|1230
BTEC|PRINCIPAL HLTHCRE IN|RAJA|Raymond James & Associates, Inc.|135
BTEC|PRINCIPAL HLTHCRE IN|SSBS|STATE STREET GLOBAL MARKETS, LLC|200001
BTEC|PRINCIPAL HLTHCRE IN|UBSS|UBS Securities LLC|333
BTEC|PRINCIPAL HLTHCRE IN|VGRD|Vanguard Marketing Corporation|172
BTEC|PRINCIPAL HLTHCRE IN|WCHV|WELLS FARGO SECURITIES, LLC|4
BTEC|PRINCIPAL HLTHCRE IN|WSEA|WOLVERINE SECURITIES, LLC|15
BTG|B2GOLD CORP|AGIS|Aegis Capital Corp.|1000
BTG|B2GOLD CORP|APCC|Apex Clearing Corporation|46498
BTG|B2GOLD CORP|BATM|CBOE TRADING, INC.|30432
BTG|B2GOLD CORP|BERN|Sanford C. Bernstein & Co., LLC|302147
BTG|B2GOLD CORP|BIMI|Banca IMI Securities Corp.|2000
BTG|B2GOLD CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20862
BTG|B2GOLD CORP|BLKX|INSTINET, LLC|63200
BTG|B2GOLD CORP|BTIG|BTIG, LLC|1900
BTG|B2GOLD CORP|BYXM|CBOE TRADING, INC.|3500
BTG|B2GOLD CORP|BZYD|GOLDMAN SACHS & CO. LLC|8306
BTG|B2GOLD CORP|CANT|Cantor Fitzgerald & Co.|169
BTG|B2GOLD CORP|CHAS|Charles Schwab & Co., Inc.|3500
BTG|B2GOLD CORP|CICF|Canaccord Genuity Corp.|10000
BTG|B2GOLD CORP|CIST|Capital Institutional Services, Inc.|20
BTG|B2GOLD CORP|CLSA|CLSA AMERICAS, LLC|1100
BTG|B2GOLD CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12
BTG|B2GOLD CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|596016
BTG|B2GOLD CORP|CTDL|Citadel Derivatives Group Llc|25660
BTG|B2GOLD CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|288654
BTG|B2GOLD CORP|DBAB|Deutsche Bank Securities Inc.|175265
BTG|B2GOLD CORP|DBAX|Deutsche Bank Securities Inc.|857300
BTG|B2GOLD CORP|DEAN|MORGAN STANLEY|14955
BTG|B2GOLD CORP|DEGS|RONIN PROFESSIONAL LLC|926
BTG|B2GOLD CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17550
BTG|B2GOLD CORP|EBXL|EBX LLC|236400
BTG|B2GOLD CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|46475
BTG|B2GOLD CORP|EGAM|CBOE TRADING, INC.|5300
BTG|B2GOLD CORP|EGAW|CBOE TRADING, INC.|200
BTG|B2GOLD CORP|EGXM|CBOE TRADING, INC.|200
BTG|B2GOLD CORP|ELEV|ELEVATION, LLC|73573
BTG|B2GOLD CORP|ETBE|Electronic Transaction Clearing, Inc.|24463
BTG|B2GOLD CORP|ETCB|ETC BROKERAGE SERVICES, LLC|805
BTG|B2GOLD CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
BTG|B2GOLD CORP|ETRS|E*Trade Securities LLC|208090
BTG|B2GOLD CORP|FILL|Tradestation Securities, Inc.|14275
BTG|B2GOLD CORP|FMAF|NBCN Inc./ CDS|7500
BTG|B2GOLD CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133785
BTG|B2GOLD CORP|FTBR|Foliofn Investments, Inc.|1426
BTG|B2GOLD CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|13500
BTG|B2GOLD CORP|GLIS|TD Securities Inc|2800
BTG|B2GOLD CORP|GLPX|ACS EXECUTION SERVICES, LLC|4207
BTG|B2GOLD CORP|GSCO|GOLDMAN SACHS & CO. LLC|690813
BTG|B2GOLD CORP|GSLT|GOLDMAN SACHS & CO. LLC|34229
BTG|B2GOLD CORP|GTSZ|GTS SECURITIES LLC|2440
BTG|B2GOLD CORP|HRBF|American Enterprise Investment Services Inc.|4600
BTG|B2GOLD CORP|HSBC|HSBC Securities, Inc.|9
BTG|B2GOLD CORP|IATS|INTERACTIVE BROKERS LLC|159276
BTG|B2GOLD CORP|IBKR|Interactive Brokers Llc|43409
BTG|B2GOLD CORP|ICBX|INSTINET, LLC|538401
BTG|B2GOLD CORP|IMPC|Imperial Capital, LLC|11051
BTG|B2GOLD CORP|INCA|INSTINET, LLC|91604
BTG|B2GOLD CORP|ITGI|ITG Inc.|172588
BTG|B2GOLD CORP|ITGP|ITG INC.|181800
BTG|B2GOLD CORP|JANY|Janney Montgomery Scott Inc.|21629
BTG|B2GOLD CORP|JEFF|JEFFERIES LLC|215008
BTG|B2GOLD CORP|JMPT|JUMP TRADING, LLC|37459
BTG|B2GOLD CORP|JPBX|J.P. MORGAN SECURITIES LLC|13000
BTG|B2GOLD CORP|JPMX|J.P. Morgan Securities LLC|684506
BTG|B2GOLD CORP|JSJX|JANE STREET CAPITAL LLC|4200
BTG|B2GOLD CORP|KCGM|VIRTU Americas LLC|121156
BTG|B2GOLD CORP|LEHM|Barclays Capital Inc./Le|2413446
BTG|B2GOLD CORP|LIME|Lime Brokerage LLC|61182
BTG|B2GOLD CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|878048
BTG|B2GOLD CORP|MNDX|TJM Investments, LLC|4500
BTG|B2GOLD CORP|MOTF|MOTIF INVESTING, INC.|14
BTG|B2GOLD CORP|MSCO|MORGAN STANLEY & CO. LLC|626449
BTG|B2GOLD CORP|MSPL|MORGAN STANLEY & CO. LLC|643400
BTG|B2GOLD CORP|MSTX|MORGAN STANLEY & CO. LLC|87700
BTG|B2GOLD CORP|NATL|National Securities Corporation|33300
BTG|B2GOLD CORP|NFSC|National Financial Services LLC|381671
BTG|B2GOLD CORP|NITE|VIRTU Americas LLC|1349986
BTG|B2GOLD CORP|NITP|VIRTU Americas LLC|147281
BTG|B2GOLD CORP|NQRB|Brut, LLC|25300
BTG|B2GOLD CORP|NTBF|BMO Nesbitt Burns Inc./CDS|21000
BTG|B2GOLD CORP|NTRC|Northern Trust Securities, Inc.|3000
BTG|B2GOLD CORP|OLDM|OLD MISSION CAPITAL, LLC|82985
BTG|B2GOLD CORP|OPCO|Oppenheimer & Co. Inc.|53200
BTG|B2GOLD CORP|PDQM|CODA MARKETS, INC.|61043
BTG|B2GOLD CORP|RBCM|RBC CAPITAL MARKETS, LLC|96189
BTG|B2GOLD CORP|RHOX|XR Securities LLC|9130
BTG|B2GOLD CORP|SAGL|SAGETRADER, LLC|99767
BTG|B2GOLD CORP|SALI|INTL FCSTONE FINANCIAL INC.|5000
BTG|B2GOLD CORP|SBSH|Citigroup Global Markets Inc.|416400
BTG|B2GOLD CORP|SCMC|Scotia Capital Markets (USA) Inc.|4722
BTG|B2GOLD CORP|SGMT|GOLDMAN SACHS & CO. LLC|222183
BTG|B2GOLD CORP|SPDR|SPEEDROUTE LLC|6600
BTG|B2GOLD CORP|SWIM|TD Ameritrade, Inc.|150493
BTG|B2GOLD CORP|TDSI|TD Securities (USA) LLC|1080000
BTG|B2GOLD CORP|TKNG|ALLY INVEST SECURITIES LLC|5743
BTG|B2GOLD CORP|TRBT|Tradebot Systems, Inc.|107401
BTG|B2GOLD CORP|TRCM|TRC MARKETS LLC|38944
BTG|B2GOLD CORP|UBSA|UBS SECURITIES LLC|1113408
BTG|B2GOLD CORP|UBSS|UBS Securities LLC|492565
BTG|B2GOLD CORP|VALX|VIRTU AMERICAS LLC|190841
BTG|B2GOLD CORP|VGRD|Vanguard Marketing Corporation|93089
BTG|B2GOLD CORP|WCHV|WELLS FARGO SECURITIES, LLC|151452
BTG|B2GOLD CORP|WEDB|WEDBUSH SECURITIES INC.|3000
BTG|B2GOLD CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5097
BTG|B2GOLD CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|87719
BTG|B2GOLD CORP|WFPB|Wells Fargo Securities, LLC.|5500
BTG|B2GOLD CORP|WSEA|WOLVERINE SECURITIES, LLC|9238
BTG|B2GOLD CORP|XIST|INSTINET, LLC|63800
BTG|B2GOLD CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|69860
BTG|B2GOLD CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|3135
BTG|B2GOLD CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3159
BTI|BRITISH AMER TOB ADR|AGIS|Aegis Capital Corp.|116
BTI|BRITISH AMER TOB ADR|ALTX|Alternet Securities Inc.|13281
BTI|BRITISH AMER TOB ADR|APCC|Apex Clearing Corporation|5502
BTI|BRITISH AMER TOB ADR|BALE|M&T SECURITIES, INC.|2338
BTI|BRITISH AMER TOB ADR|BANK|Primevest Financial Services, Inc.|181
BTI|BRITISH AMER TOB ADR|BARD|Robert W. Baird & Co. Incorporated|9082
BTI|BRITISH AMER TOB ADR|BATM|CBOE TRADING, INC.|14521
BTI|BRITISH AMER TOB ADR|BAYC|BAY CREST PARTNERS, LLC|3104
BTI|BRITISH AMER TOB ADR|BBNT|BB&T SECURITIES, LLC|18887
BTI|BRITISH AMER TOB ADR|BERN|Sanford C. Bernstein & Co., LLC|142734
BTI|BRITISH AMER TOB ADR|BIDS|BIDS TRADING L.P.|1000
BTI|BRITISH AMER TOB ADR|BIMI|Banca IMI Securities Corp.|340
BTI|BRITISH AMER TOB ADR|BKCM|BNY Mellon Capital Markets LLC|55
BTI|BRITISH AMER TOB ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|68728
BTI|BRITISH AMER TOB ADR|BNPX|BNP PARIBAS SECURITIES CORP.|36129
BTI|BRITISH AMER TOB ADR|BTIG|BTIG, LLC|238943
BTI|BRITISH AMER TOB ADR|BYXM|CBOE TRADING, INC.|1069
BTI|BRITISH AMER TOB ADR|BZYD|GOLDMAN SACHS & CO. LLC|200
BTI|BRITISH AMER TOB ADR|CANT|Cantor Fitzgerald & Co.|8331
BTI|BRITISH AMER TOB ADR|CHAS|Charles Schwab & Co., Inc.|6026
BTI|BRITISH AMER TOB ADR|CHDN|CHARDAN CAPITAL MARKETS LLC|221679
BTI|BRITISH AMER TOB ADR|CICF|Canaccord Genuity Corp.|876
BTI|BRITISH AMER TOB ADR|CIST|Capital Institutional Services, Inc.|5402
BTI|BRITISH AMER TOB ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9738
BTI|BRITISH AMER TOB ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|401
BTI|BRITISH AMER TOB ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2442
BTI|BRITISH AMER TOB ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|434157
BTI|BRITISH AMER TOB ADR|CTDL|Citadel Derivatives Group Llc|11999
BTI|BRITISH AMER TOB ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|49380
BTI|BRITISH AMER TOB ADR|DADA|D.A. Davidson & Co.|6719
BTI|BRITISH AMER TOB ADR|DAVA|Davenport & Company LLC|2039
BTI|BRITISH AMER TOB ADR|DBAB|Deutsche Bank Securities Inc.|567671
BTI|BRITISH AMER TOB ADR|DBAX|Deutsche Bank Securities Inc.|355900
BTI|BRITISH AMER TOB ADR|DCHF|Dart Executions, LLC|16501
BTI|BRITISH AMER TOB ADR|DEAN|MORGAN STANLEY|191286
BTI|BRITISH AMER TOB ADR|DEGS|RONIN PROFESSIONAL LLC|800
BTI|BRITISH AMER TOB ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26378
BTI|BRITISH AMER TOB ADR|EBXL|EBX LLC|188200
BTI|BRITISH AMER TOB ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|200509
BTI|BRITISH AMER TOB ADR|EDJC|Edward Jones / CDS|52
BTI|BRITISH AMER TOB ADR|EDJO|Edward D. Jones & Co., L.P.|130112
BTI|BRITISH AMER TOB ADR|EGAM|CBOE TRADING, INC.|16846
BTI|BRITISH AMER TOB ADR|EGAW|CBOE TRADING, INC.|62
BTI|BRITISH AMER TOB ADR|EGMT|EG MARKET TECHNOLOGIES LLC|903
BTI|BRITISH AMER TOB ADR|EGXM|CBOE TRADING, INC.|6004
BTI|BRITISH AMER TOB ADR|EGXW|CBOE TRADING, INC.|4
BTI|BRITISH AMER TOB ADR|ELEV|ELEVATION, LLC|31703
BTI|BRITISH AMER TOB ADR|ETBE|Electronic Transaction Clearing, Inc.|31201
BTI|BRITISH AMER TOB ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
BTI|BRITISH AMER TOB ADR|ETCB|ETC BROKERAGE SERVICES, LLC|129
BTI|BRITISH AMER TOB ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2665
BTI|BRITISH AMER TOB ADR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
BTI|BRITISH AMER TOB ADR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1516
BTI|BRITISH AMER TOB ADR|ETRS|E*Trade Securities LLC|116260
BTI|BRITISH AMER TOB ADR|FBSB|U.S. Bancorp Investments, Inc.|389
BTI|BRITISH AMER TOB ADR|FILL|Tradestation Securities, Inc.|13112
BTI|BRITISH AMER TOB ADR|FINX|FINTECH SECURITIES|6270
BTI|BRITISH AMER TOB ADR|FMAF|NBCN Inc./ CDS|19972
BTI|BRITISH AMER TOB ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70528
BTI|BRITISH AMER TOB ADR|FTBR|Foliofn Investments, Inc.|2024
BTI|BRITISH AMER TOB ADR|GARC|ICAP Corporates LLC|750276
BTI|BRITISH AMER TOB ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|38693
BTI|BRITISH AMER TOB ADR|GLIS|TD Securities Inc|636
BTI|BRITISH AMER TOB ADR|GLPX|ACS EXECUTION SERVICES, LLC|5363
BTI|BRITISH AMER TOB ADR|GSCO|GOLDMAN SACHS & CO. LLC|2046428
BTI|BRITISH AMER TOB ADR|GSCS|GOLDMAN SACHS & CO. LLC|85051
BTI|BRITISH AMER TOB ADR|GSLT|GOLDMAN SACHS & CO. LLC|49452
BTI|BRITISH AMER TOB ADR|GTSZ|GTS SECURITIES LLC|81427
BTI|BRITISH AMER TOB ADR|HAPX|HAP Trading, LLC|299
BTI|BRITISH AMER TOB ADR|HRBF|American Enterprise Investment Services Inc.|42540
BTI|BRITISH AMER TOB ADR|HSBC|HSBC Securities, Inc.|2043
BTI|BRITISH AMER TOB ADR|IATS|INTERACTIVE BROKERS LLC|18317
BTI|BRITISH AMER TOB ADR|IBKR|Interactive Brokers Llc|74071
BTI|BRITISH AMER TOB ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9643
BTI|BRITISH AMER TOB ADR|ICBX|INSTINET, LLC|85073
BTI|BRITISH AMER TOB ADR|INCA|INSTINET, LLC|619203
BTI|BRITISH AMER TOB ADR|INJX|INSTINET, LLC|103072
BTI|BRITISH AMER TOB ADR|INTL|INTL FCSTONE FINANCIAL INC.|96194
BTI|BRITISH AMER TOB ADR|ITGI|ITG Inc.|65359
BTI|BRITISH AMER TOB ADR|ITGP|ITG INC.|187200
BTI|BRITISH AMER TOB ADR|JANY|Janney Montgomery Scott Inc.|40235
BTI|BRITISH AMER TOB ADR|JEFF|JEFFERIES LLC|302361
BTI|BRITISH AMER TOB ADR|JMPT|JUMP TRADING, LLC|239616
BTI|BRITISH AMER TOB ADR|JPBX|J.P. MORGAN SECURITIES LLC|29772
BTI|BRITISH AMER TOB ADR|JPMX|J.P. Morgan Securities LLC|310714
BTI|BRITISH AMER TOB ADR|JSJX|JANE STREET CAPITAL LLC|59869
BTI|BRITISH AMER TOB ADR|KBWI|Keefe, Bruyette & Woods, Inc.|1020
BTI|BRITISH AMER TOB ADR|KCGM|VIRTU Americas LLC|62610
BTI|BRITISH AMER TOB ADR|KCRD|PHX FINANCIAL, INC.|54
BTI|BRITISH AMER TOB ADR|LEHM|Barclays Capital Inc./Le|1592499
BTI|BRITISH AMER TOB ADR|LIME|Lime Brokerage LLC|1017255
BTI|BRITISH AMER TOB ADR|LSCI|Lek Securities Corporation|207
BTI|BRITISH AMER TOB ADR|LVMR|LIVERMORE TRADING GROUP, INC.|4100
BTI|BRITISH AMER TOB ADR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
BTI|BRITISH AMER TOB ADR|MACC|Mid Atlantic Capital Corporation|3245
BTI|BRITISH AMER TOB ADR|MAVB|Great Point Capital LLC|100
BTI|BRITISH AMER TOB ADR|MAXM|Maxim Group LLC|1650
BTI|BRITISH AMER TOB ADR|MBTS|ALLY INVEST SECURITIES LLC|2549
BTI|BRITISH AMER TOB ADR|MCMF|Raymond James Ltd. Cds|8888
BTI|BRITISH AMER TOB ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|243265
BTI|BRITISH AMER TOB ADR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
BTI|BRITISH AMER TOB ADR|MOTF|MOTIF INVESTING, INC.|14
BTI|BRITISH AMER TOB ADR|MSCO|MORGAN STANLEY & CO. LLC|2756557
BTI|BRITISH AMER TOB ADR|MSPL|MORGAN STANLEY & CO. LLC|347700
BTI|BRITISH AMER TOB ADR|MSTX|MORGAN STANLEY & CO. LLC|112400
BTI|BRITISH AMER TOB ADR|NATL|National Securities Corporation|4389
BTI|BRITISH AMER TOB ADR|NEUB|NEUBERGER BERMAN BD LLC|362
BTI|BRITISH AMER TOB ADR|NFSC|National Financial Services LLC|767785
BTI|BRITISH AMER TOB ADR|NITE|VIRTU Americas LLC|1842035
BTI|BRITISH AMER TOB ADR|NITP|VIRTU Americas LLC|2100
BTI|BRITISH AMER TOB ADR|NQRB|Brut, LLC|15794
BTI|BRITISH AMER TOB ADR|NTBF|BMO Nesbitt Burns Inc./CDS|4799
BTI|BRITISH AMER TOB ADR|NTRC|Northern Trust Securities, Inc.|1167
BTI|BRITISH AMER TOB ADR|OLDM|OLD MISSION CAPITAL, LLC|169875
BTI|BRITISH AMER TOB ADR|OPCO|Oppenheimer & Co. Inc.|15398
BTI|BRITISH AMER TOB ADR|PCPT|PHILLIP CAPITAL INC.|100
BTI|BRITISH AMER TOB ADR|PDQM|CODA MARKETS, INC.|10116
BTI|BRITISH AMER TOB ADR|PHLY|NASDAQ Execution Services, LLC|1800
BTI|BRITISH AMER TOB ADR|PIPR|Piper Jaffray & Co.|360
BTI|BRITISH AMER TOB ADR|PWJC|UBS Financial Services, Inc.|50323
BTI|BRITISH AMER TOB ADR|RBCM|RBC CAPITAL MARKETS, LLC|72003
BTI|BRITISH AMER TOB ADR|RGLD|Regal Securities, Inc|40
BTI|BRITISH AMER TOB ADR|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|100
BTI|BRITISH AMER TOB ADR|SAGL|SAGETRADER, LLC|24522
BTI|BRITISH AMER TOB ADR|SALI|INTL FCSTONE FINANCIAL INC.|561
BTI|BRITISH AMER TOB ADR|SBRX|MURIEL SIEBERT & CO INC|754
BTI|BRITISH AMER TOB ADR|SBSH|Citigroup Global Markets Inc.|743238
BTI|BRITISH AMER TOB ADR|SEIC|SEI Investments Distribution Co.|4580
BTI|BRITISH AMER TOB ADR|SGMT|GOLDMAN SACHS & CO. LLC|236123
BTI|BRITISH AMER TOB ADR|SIBO|Prime Executions, Inc.|13480
BTI|BRITISH AMER TOB ADR|SJLS|TRADE INFORMATICS LLC|700
BTI|BRITISH AMER TOB ADR|SOGO|Wang Investment Associates, Inc.|15
BTI|BRITISH AMER TOB ADR|SPDR|SPEEDROUTE LLC|58780
BTI|BRITISH AMER TOB ADR|SPHN|Stephens Inc.|9231
BTI|BRITISH AMER TOB ADR|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
BTI|BRITISH AMER TOB ADR|STFL|Stifel, Nicolaus & Company, Incorporated|29067
BTI|BRITISH AMER TOB ADR|STKP|STOCKPILE INVESTMENTS, INC.|18
BTI|BRITISH AMER TOB ADR|STTT|STATETRUST INVESTMENTS INC.|3050
BTI|BRITISH AMER TOB ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6553
BTI|BRITISH AMER TOB ADR|SWIM|TD Ameritrade, Inc.|94944
BTI|BRITISH AMER TOB ADR|SWST|Hilltop Securities Inc.|8531
BTI|BRITISH AMER TOB ADR|TDFS|TRADERFIELD SECURITIES INC.|100
BTI|BRITISH AMER TOB ADR|TKNG|ALLY INVEST SECURITIES LLC|1333
BTI|BRITISH AMER TOB ADR|TRBT|Tradebot Systems, Inc.|392170
BTI|BRITISH AMER TOB ADR|TRCM|TRC MARKETS LLC|181738
BTI|BRITISH AMER TOB ADR|TWTT|TASTYWORKS, INC.|500
BTI|BRITISH AMER TOB ADR|UBSA|UBS SECURITIES LLC|1022283
BTI|BRITISH AMER TOB ADR|UBSS|UBS Securities LLC|2421055
BTI|BRITISH AMER TOB ADR|VALX|VIRTU AMERICAS LLC|1498140
BTI|BRITISH AMER TOB ADR|VGRD|Vanguard Marketing Corporation|49658
BTI|BRITISH AMER TOB ADR|WBLR|WILLIAM BLAIR|137
BTI|BRITISH AMER TOB ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|6226
BTI|BRITISH AMER TOB ADR|WCHV|WELLS FARGO SECURITIES, LLC|358024
BTI|BRITISH AMER TOB ADR|WEDB|WEDBUSH SECURITIES INC.|2731
BTI|BRITISH AMER TOB ADR|WEED|Weeden & Co.L.P.|1820
BTI|BRITISH AMER TOB ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13886
BTI|BRITISH AMER TOB ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19490
BTI|BRITISH AMER TOB ADR|WGIF|CIBC World Markets Inc.|17882
BTI|BRITISH AMER TOB ADR|WSEA|WOLVERINE SECURITIES, LLC|18615
BTI|BRITISH AMER TOB ADR|XIST|INSTINET, LLC|20772
BTI|BRITISH AMER TOB ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|79416
BTI|BRITISH AMER TOB ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|918
BTI|BRITISH AMER TOB ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31522
BTN|BALLANTYNE STRONG|ALTX|Alternet Securities Inc.|200
BTN|BALLANTYNE STRONG|BATM|CBOE TRADING, INC.|252
BTN|BALLANTYNE STRONG|BTIG|BTIG, LLC|31428
BTN|BALLANTYNE STRONG|CANT|Cantor Fitzgerald & Co.|25000
BTN|BALLANTYNE STRONG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3900
BTN|BALLANTYNE STRONG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|913
BTN|BALLANTYNE STRONG|DADA|D.A. Davidson & Co.|8359
BTN|BALLANTYNE STRONG|DBAB|Deutsche Bank Securities Inc.|100
BTN|BALLANTYNE STRONG|DBAX|Deutsche Bank Securities Inc.|900
BTN|BALLANTYNE STRONG|EBXL|EBX LLC|600
BTN|BALLANTYNE STRONG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|226
BTN|BALLANTYNE STRONG|FTBR|Foliofn Investments, Inc.|2
BTN|BALLANTYNE STRONG|GSCO|GOLDMAN SACHS & CO. LLC|5
BTN|BALLANTYNE STRONG|GSCS|GOLDMAN SACHS & CO. LLC|293
BTN|BALLANTYNE STRONG|GSLT|GOLDMAN SACHS & CO. LLC|23
BTN|BALLANTYNE STRONG|GTSZ|GTS SECURITIES LLC|500
BTN|BALLANTYNE STRONG|IATS|INTERACTIVE BROKERS LLC|406
BTN|BALLANTYNE STRONG|IBKR|Interactive Brokers Llc|3718
BTN|BALLANTYNE STRONG|ICBX|INSTINET, LLC|1400
BTN|BALLANTYNE STRONG|INCA|INSTINET, LLC|5360
BTN|BALLANTYNE STRONG|ITGI|ITG Inc.|249
BTN|BALLANTYNE STRONG|ITGP|ITG INC.|800
BTN|BALLANTYNE STRONG|JEFF|JEFFERIES LLC|600
BTN|BALLANTYNE STRONG|JPMX|J.P. Morgan Securities LLC|400
BTN|BALLANTYNE STRONG|KCGM|VIRTU Americas LLC|3076
BTN|BALLANTYNE STRONG|LEHM|Barclays Capital Inc./Le|1895
BTN|BALLANTYNE STRONG|LIME|Lime Brokerage LLC|7168
BTN|BALLANTYNE STRONG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BTN|BALLANTYNE STRONG|MSCO|MORGAN STANLEY & CO. LLC|4685
BTN|BALLANTYNE STRONG|NFSC|National Financial Services LLC|3310
BTN|BALLANTYNE STRONG|NITE|VIRTU Americas LLC|13896
BTN|BALLANTYNE STRONG|SGMT|GOLDMAN SACHS & CO. LLC|407
BTN|BALLANTYNE STRONG|SPDR|SPEEDROUTE LLC|600
BTN|BALLANTYNE STRONG|SWIM|TD Ameritrade, Inc.|3000
BTN|BALLANTYNE STRONG|TRBT|Tradebot Systems, Inc.|200
BTN|BALLANTYNE STRONG|TRCM|TRC MARKETS LLC|86
BTN|BALLANTYNE STRONG|UBSA|UBS SECURITIES LLC|3660
BTN|BALLANTYNE STRONG|UBSS|UBS Securities LLC|2812
BTN|BALLANTYNE STRONG|VALX|VIRTU AMERICAS LLC|1
BTN|BALLANTYNE STRONG|VGRD|Vanguard Marketing Corporation|450
BTN|BALLANTYNE STRONG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|321
BTN|BALLANTYNE STRONG|WSEA|WOLVERINE SECURITIES, LLC|11
BTN|BALLANTYNE STRONG|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
BTO|JOHN HANCOCK FINL OP|AGIS|Aegis Capital Corp.|417
BTO|JOHN HANCOCK FINL OP|ALTX|Alternet Securities Inc.|200
BTO|JOHN HANCOCK FINL OP|APCC|Apex Clearing Corporation|37
BTO|JOHN HANCOCK FINL OP|BARD|Robert W. Baird & Co. Incorporated|4272
BTO|JOHN HANCOCK FINL OP|BATM|CBOE TRADING, INC.|381
BTO|JOHN HANCOCK FINL OP|BBNT|BB&T SECURITIES, LLC|1214
BTO|JOHN HANCOCK FINL OP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2164
BTO|JOHN HANCOCK FINL OP|BTIG|BTIG, LLC|2400
BTO|JOHN HANCOCK FINL OP|BYXM|CBOE TRADING, INC.|400
BTO|JOHN HANCOCK FINL OP|CANT|Cantor Fitzgerald & Co.|100
BTO|JOHN HANCOCK FINL OP|CHAS|Charles Schwab & Co., Inc.|3
BTO|JOHN HANCOCK FINL OP|CIST|Capital Institutional Services, Inc.|337
BTO|JOHN HANCOCK FINL OP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3897
BTO|JOHN HANCOCK FINL OP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3054
BTO|JOHN HANCOCK FINL OP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
BTO|JOHN HANCOCK FINL OP|DADA|D.A. Davidson & Co.|507
BTO|JOHN HANCOCK FINL OP|DBAX|Deutsche Bank Securities Inc.|2100
BTO|JOHN HANCOCK FINL OP|DEAN|MORGAN STANLEY|21698
BTO|JOHN HANCOCK FINL OP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8
BTO|JOHN HANCOCK FINL OP|EBXL|EBX LLC|1400
BTO|JOHN HANCOCK FINL OP|EDJO|Edward D. Jones & Co., L.P.|1384
BTO|JOHN HANCOCK FINL OP|EGAM|CBOE TRADING, INC.|400
BTO|JOHN HANCOCK FINL OP|EGXM|CBOE TRADING, INC.|613
BTO|JOHN HANCOCK FINL OP|ETRS|E*Trade Securities LLC|1861
BTO|JOHN HANCOCK FINL OP|FBSB|U.S. Bancorp Investments, Inc.|12
BTO|JOHN HANCOCK FINL OP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1644
BTO|JOHN HANCOCK FINL OP|FTBR|Foliofn Investments, Inc.|19
BTO|JOHN HANCOCK FINL OP|GLPX|ACS EXECUTION SERVICES, LLC|761
BTO|JOHN HANCOCK FINL OP|GSCO|GOLDMAN SACHS & CO. LLC|1939
BTO|JOHN HANCOCK FINL OP|GTSZ|GTS SECURITIES LLC|1491
BTO|JOHN HANCOCK FINL OP|HRBF|American Enterprise Investment Services Inc.|2153
BTO|JOHN HANCOCK FINL OP|IATS|INTERACTIVE BROKERS LLC|3337
BTO|JOHN HANCOCK FINL OP|IBKR|Interactive Brokers Llc|2406
BTO|JOHN HANCOCK FINL OP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|128
BTO|JOHN HANCOCK FINL OP|ICBX|INSTINET, LLC|838
BTO|JOHN HANCOCK FINL OP|INCA|INSTINET, LLC|1689
BTO|JOHN HANCOCK FINL OP|INJX|INSTINET, LLC|12
BTO|JOHN HANCOCK FINL OP|ITGI|ITG Inc.|347
BTO|JOHN HANCOCK FINL OP|ITGP|ITG INC.|800
BTO|JOHN HANCOCK FINL OP|JANY|Janney Montgomery Scott Inc.|5431
BTO|JOHN HANCOCK FINL OP|JEFF|JEFFERIES LLC|2
BTO|JOHN HANCOCK FINL OP|JPMX|J.P. Morgan Securities LLC|3600
BTO|JOHN HANCOCK FINL OP|KCGM|VIRTU Americas LLC|1100
BTO|JOHN HANCOCK FINL OP|LEHM|Barclays Capital Inc./Le|1000
BTO|JOHN HANCOCK FINL OP|LGNT|COR CLEARING LLC|3
BTO|JOHN HANCOCK FINL OP|LIME|Lime Brokerage LLC|575
BTO|JOHN HANCOCK FINL OP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BTO|JOHN HANCOCK FINL OP|MACC|Mid Atlantic Capital Corporation|215
BTO|JOHN HANCOCK FINL OP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
BTO|JOHN HANCOCK FINL OP|MSCO|MORGAN STANLEY & CO. LLC|59819
BTO|JOHN HANCOCK FINL OP|MSPL|MORGAN STANLEY & CO. LLC|1600
BTO|JOHN HANCOCK FINL OP|NFSC|National Financial Services LLC|32596
BTO|JOHN HANCOCK FINL OP|NITE|VIRTU Americas LLC|76059
BTO|JOHN HANCOCK FINL OP|OPCO|Oppenheimer & Co. Inc.|6012
BTO|JOHN HANCOCK FINL OP|PDQM|CODA MARKETS, INC.|1689
BTO|JOHN HANCOCK FINL OP|PWJC|UBS Financial Services, Inc.|2051
BTO|JOHN HANCOCK FINL OP|RBCM|RBC CAPITAL MARKETS, LLC|4471
BTO|JOHN HANCOCK FINL OP|SALI|INTL FCSTONE FINANCIAL INC.|140
BTO|JOHN HANCOCK FINL OP|SGMT|GOLDMAN SACHS & CO. LLC|869
BTO|JOHN HANCOCK FINL OP|SPHN|Stephens Inc.|70
BTO|JOHN HANCOCK FINL OP|STFL|Stifel, Nicolaus & Company, Incorporated|1840
BTO|JOHN HANCOCK FINL OP|SWIM|TD Ameritrade, Inc.|2090
BTO|JOHN HANCOCK FINL OP|SWST|Hilltop Securities Inc.|921
BTO|JOHN HANCOCK FINL OP|TRBT|Tradebot Systems, Inc.|1074
BTO|JOHN HANCOCK FINL OP|UBSA|UBS SECURITIES LLC|7380
BTO|JOHN HANCOCK FINL OP|UBSS|UBS Securities LLC|63831
BTO|JOHN HANCOCK FINL OP|VALX|VIRTU AMERICAS LLC|996
BTO|JOHN HANCOCK FINL OP|VGRD|Vanguard Marketing Corporation|1239
BTO|JOHN HANCOCK FINL OP|WCHV|WELLS FARGO SECURITIES, LLC|25240
BTO|JOHN HANCOCK FINL OP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|399
BTO|JOHN HANCOCK FINL OP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8914
BTO|JOHN HANCOCK FINL OP|WSEA|WOLVERINE SECURITIES, LLC|1057
BTO|JOHN HANCOCK FINL OP|YKNA|COMHAR CAPITAL MARKETS, LLC|531
BTO|JOHN HANCOCK FINL OP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2845
BTT|BLACKROCK MUNI|ALTX|Alternet Securities Inc.|2400
BTT|BLACKROCK MUNI|APCC|Apex Clearing Corporation|3
BTT|BLACKROCK MUNI|BANK|Primevest Financial Services, Inc.|5486
BTT|BLACKROCK MUNI|BARD|Robert W. Baird & Co. Incorporated|2065
BTT|BLACKROCK MUNI|BATM|CBOE TRADING, INC.|325
BTT|BLACKROCK MUNI|BBNT|BB&T SECURITIES, LLC|2400
BTT|BLACKROCK MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1200
BTT|BLACKROCK MUNI|BTIG|BTIG, LLC|800
BTT|BLACKROCK MUNI|CHAS|Charles Schwab & Co., Inc.|11063
BTT|BLACKROCK MUNI|CIST|Capital Institutional Services, Inc.|500
BTT|BLACKROCK MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|326
BTT|BLACKROCK MUNI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BTT|BLACKROCK MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
BTT|BLACKROCK MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5753
BTT|BLACKROCK MUNI|CTDL|Citadel Derivatives Group Llc|760
BTT|BLACKROCK MUNI|DBAX|Deutsche Bank Securities Inc.|8900
BTT|BLACKROCK MUNI|DEAN|MORGAN STANLEY|37424
BTT|BLACKROCK MUNI|EBXL|EBX LLC|2700
BTT|BLACKROCK MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|23273
BTT|BLACKROCK MUNI|EDJO|Edward D. Jones & Co., L.P.|3395
BTT|BLACKROCK MUNI|EGAM|CBOE TRADING, INC.|2814
BTT|BLACKROCK MUNI|EGXM|CBOE TRADING, INC.|1000
BTT|BLACKROCK MUNI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BTT|BLACKROCK MUNI|ETRS|E*Trade Securities LLC|12022
BTT|BLACKROCK MUNI|FBSB|U.S. Bancorp Investments, Inc.|1
BTT|BLACKROCK MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16600
BTT|BLACKROCK MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6423
BTT|BLACKROCK MUNI|FTBR|Foliofn Investments, Inc.|3
BTT|BLACKROCK MUNI|GLPX|ACS EXECUTION SERVICES, LLC|3128
BTT|BLACKROCK MUNI|GSCO|GOLDMAN SACHS & CO. LLC|500
BTT|BLACKROCK MUNI|GSCS|GOLDMAN SACHS & CO. LLC|600
BTT|BLACKROCK MUNI|HRBF|American Enterprise Investment Services Inc.|30571
BTT|BLACKROCK MUNI|IATS|INTERACTIVE BROKERS LLC|3480
BTT|BLACKROCK MUNI|IBKR|Interactive Brokers Llc|4576
BTT|BLACKROCK MUNI|ICBX|INSTINET, LLC|2200
BTT|BLACKROCK MUNI|INCA|INSTINET, LLC|3970
BTT|BLACKROCK MUNI|ITGI|ITG Inc.|6300
BTT|BLACKROCK MUNI|ITGP|ITG INC.|11400
BTT|BLACKROCK MUNI|JONE|JonesTrading|21336
BTT|BLACKROCK MUNI|JPMX|J.P. Morgan Securities LLC|1400
BTT|BLACKROCK MUNI|JSJX|JANE STREET CAPITAL LLC|500
BTT|BLACKROCK MUNI|KCGM|VIRTU Americas LLC|5400
BTT|BLACKROCK MUNI|LEHM|Barclays Capital Inc./Le|4600
BTT|BLACKROCK MUNI|LIME|Lime Brokerage LLC|430
BTT|BLACKROCK MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
BTT|BLACKROCK MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9544
BTT|BLACKROCK MUNI|MSCO|MORGAN STANLEY & CO. LLC|98991
BTT|BLACKROCK MUNI|MSPL|MORGAN STANLEY & CO. LLC|3100
BTT|BLACKROCK MUNI|NFSC|National Financial Services LLC|84401
BTT|BLACKROCK MUNI|NITE|VIRTU Americas LLC|224329
BTT|BLACKROCK MUNI|NITP|VIRTU Americas LLC|200
BTT|BLACKROCK MUNI|NQRB|Brut, LLC|300
BTT|BLACKROCK MUNI|OPCO|Oppenheimer & Co. Inc.|534
BTT|BLACKROCK MUNI|PDQM|CODA MARKETS, INC.|6845
BTT|BLACKROCK MUNI|PWJC|UBS Financial Services, Inc.|67048
BTT|BLACKROCK MUNI|RBCM|RBC CAPITAL MARKETS, LLC|17368
BTT|BLACKROCK MUNI|SBRX|MURIEL SIEBERT & CO INC|8
BTT|BLACKROCK MUNI|SBSH|Citigroup Global Markets Inc.|4412
BTT|BLACKROCK MUNI|SGMT|GOLDMAN SACHS & CO. LLC|2942
BTT|BLACKROCK MUNI|SPDR|SPEEDROUTE LLC|900
BTT|BLACKROCK MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|18749
BTT|BLACKROCK MUNI|STXG|Stockcross Financial Services, Inc.|1
BTT|BLACKROCK MUNI|SWIM|TD Ameritrade, Inc.|5150
BTT|BLACKROCK MUNI|SWST|Hilltop Securities Inc.|8919
BTT|BLACKROCK MUNI|TKNG|ALLY INVEST SECURITIES LLC|300
BTT|BLACKROCK MUNI|TRBT|Tradebot Systems, Inc.|843
BTT|BLACKROCK MUNI|TRCM|TRC MARKETS LLC|200
BTT|BLACKROCK MUNI|UBSA|UBS SECURITIES LLC|23344
BTT|BLACKROCK MUNI|UBSS|UBS Securities LLC|292687
BTT|BLACKROCK MUNI|VALX|VIRTU AMERICAS LLC|1600
BTT|BLACKROCK MUNI|VGRD|Vanguard Marketing Corporation|4371
BTT|BLACKROCK MUNI|WCHV|WELLS FARGO SECURITIES, LLC|190775
BTT|BLACKROCK MUNI|WEDB|WEDBUSH SECURITIES INC.|107
BTT|BLACKROCK MUNI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|232
BTT|BLACKROCK MUNI|WORD|Worden Capital Management LLC|1000
BTT|BLACKROCK MUNI|WSEA|WOLVERINE SECURITIES, LLC|331
BTT|BLACKROCK MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
BTT|BLACKROCK MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BTT|BLACKROCK MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11442
BTU|PEABODY ENERGY CP|ABLE|NATIXIS Securities Americas LLC|4084
BTU|PEABODY ENERGY CP|ADAM|CANACCORD GENUITY INC.|100
BTU|PEABODY ENERGY CP|ALTX|Alternet Securities Inc.|10845
BTU|PEABODY ENERGY CP|APCC|Apex Clearing Corporation|1588
BTU|PEABODY ENERGY CP|AQUA|AQUA SECURITIES L.P.|10000
BTU|PEABODY ENERGY CP|BATM|CBOE TRADING, INC.|12065
BTU|PEABODY ENERGY CP|BAYC|BAY CREST PARTNERS, LLC|2578
BTU|PEABODY ENERGY CP|BBNT|BB&T SECURITIES, LLC|92
BTU|PEABODY ENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|139025
BTU|PEABODY ENERGY CP|BIDS|BIDS TRADING L.P.|200
BTU|PEABODY ENERGY CP|BIMI|Banca IMI Securities Corp.|1000
BTU|PEABODY ENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1137
BTU|PEABODY ENERGY CP|BLKX|INSTINET, LLC|46000
BTU|PEABODY ENERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|82976
BTU|PEABODY ENERGY CP|BTIG|BTIG, LLC|5520
BTU|PEABODY ENERGY CP|BYXM|CBOE TRADING, INC.|1950
BTU|PEABODY ENERGY CP|CANT|Cantor Fitzgerald & Co.|1175
BTU|PEABODY ENERGY CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|26032
BTU|PEABODY ENERGY CP|CBRA|Cobra Trading, Inc.|1200
BTU|PEABODY ENERGY CP|CHAS|Charles Schwab & Co., Inc.|1777
BTU|PEABODY ENERGY CP|CIOI|CITIGROUP GLOBAL MARKETS INC|64595
BTU|PEABODY ENERGY CP|CIST|Capital Institutional Services, Inc.|982
BTU|PEABODY ENERGY CP|CLSA|CLSA AMERICAS, LLC|400
BTU|PEABODY ENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|126965
BTU|PEABODY ENERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|547
BTU|PEABODY ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|477198
BTU|PEABODY ENERGY CP|CTDL|Citadel Derivatives Group Llc|14917
BTU|PEABODY ENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|90696
BTU|PEABODY ENERGY CP|DBAB|Deutsche Bank Securities Inc.|438153
BTU|PEABODY ENERGY CP|DBAX|Deutsche Bank Securities Inc.|330200
BTU|PEABODY ENERGY CP|DBUL|Deutsche Bank Securities Inc.|1728
BTU|PEABODY ENERGY CP|DCHF|Dart Executions, LLC|1914
BTU|PEABODY ENERGY CP|DEAN|MORGAN STANLEY|957
BTU|PEABODY ENERGY CP|DEGS|RONIN PROFESSIONAL LLC|12791
BTU|PEABODY ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7805
BTU|PEABODY ENERGY CP|EBXL|EBX LLC|227700
BTU|PEABODY ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6570
BTU|PEABODY ENERGY CP|EDJO|Edward D. Jones & Co., L.P.|153
BTU|PEABODY ENERGY CP|EGAM|CBOE TRADING, INC.|26160
BTU|PEABODY ENERGY CP|EGAW|CBOE TRADING, INC.|290
BTU|PEABODY ENERGY CP|EGMT|EG MARKET TECHNOLOGIES LLC|1100
BTU|PEABODY ENERGY CP|EGXM|CBOE TRADING, INC.|7653
BTU|PEABODY ENERGY CP|EGXW|CBOE TRADING, INC.|700
BTU|PEABODY ENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|23567
BTU|PEABODY ENERGY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
BTU|PEABODY ENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23088
BTU|PEABODY ENERGY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2039
BTU|PEABODY ENERGY CP|ETRS|E*Trade Securities LLC|62989
BTU|PEABODY ENERGY CP|FBRC|B. RILEY FBR, INC.|3000
BTU|PEABODY ENERGY CP|FILL|Tradestation Securities, Inc.|2923
BTU|PEABODY ENERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12558
BTU|PEABODY ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120610
BTU|PEABODY ENERGY CP|FTBR|Foliofn Investments, Inc.|12009
BTU|PEABODY ENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|14026
BTU|PEABODY ENERGY CP|GLIS|TD Securities Inc|100
BTU|PEABODY ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|26464
BTU|PEABODY ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|807426
BTU|PEABODY ENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|17675
BTU|PEABODY ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|18831
BTU|PEABODY ENERGY CP|GTSZ|GTS SECURITIES LLC|264012
BTU|PEABODY ENERGY CP|HRBF|American Enterprise Investment Services Inc.|10
BTU|PEABODY ENERGY CP|HSBC|HSBC Securities, Inc.|9
BTU|PEABODY ENERGY CP|IATS|INTERACTIVE BROKERS LLC|7425
BTU|PEABODY ENERGY CP|IBKR|Interactive Brokers Llc|55324
BTU|PEABODY ENERGY CP|ICBX|INSTINET, LLC|88328
BTU|PEABODY ENERGY CP|IEQY|CITADEL SECURITIES LLC|111347
BTU|PEABODY ENERGY CP|INCA|INSTINET, LLC|514760
BTU|PEABODY ENERGY CP|INJX|INSTINET, LLC|24970
BTU|PEABODY ENERGY CP|ITGI|ITG Inc.|59426
BTU|PEABODY ENERGY CP|ITGP|ITG INC.|137800
BTU|PEABODY ENERGY CP|JEFF|JEFFERIES LLC|401634
BTU|PEABODY ENERGY CP|JMPT|JUMP TRADING, LLC|86188
BTU|PEABODY ENERGY CP|JONE|JonesTrading|25628
BTU|PEABODY ENERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|343219
BTU|PEABODY ENERGY CP|JPMX|J.P. Morgan Securities LLC|553507
BTU|PEABODY ENERGY CP|JRCO|Johnson Rice & Company L.L.C.|600
BTU|PEABODY ENERGY CP|JSJX|JANE STREET CAPITAL LLC|26449
BTU|PEABODY ENERGY CP|KCGM|VIRTU Americas LLC|72970
BTU|PEABODY ENERGY CP|LEHM|Barclays Capital Inc./Le|1015258
BTU|PEABODY ENERGY CP|LIME|Lime Brokerage LLC|24035
BTU|PEABODY ENERGY CP|LOOP|Loop Capital Markets LLC|2426
BTU|PEABODY ENERGY CP|LQNA|LIQUIDNET, INC.|348300
BTU|PEABODY ENERGY CP|LSCI|Lek Securities Corporation|9
BTU|PEABODY ENERGY CP|MACQ|Macquarie Capital (USA) Inc.|48900
BTU|PEABODY ENERGY CP|MAXM|Maxim Group LLC|39829
BTU|PEABODY ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124417
BTU|PEABODY ENERGY CP|MOTF|MOTIF INVESTING, INC.|12
BTU|PEABODY ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|1851764
BTU|PEABODY ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|381600
BTU|PEABODY ENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|157900
BTU|PEABODY ENERGY CP|NFSC|National Financial Services LLC|58625
BTU|PEABODY ENERGY CP|NITE|VIRTU Americas LLC|242045
BTU|PEABODY ENERGY CP|NITP|VIRTU Americas LLC|1161
BTU|PEABODY ENERGY CP|NQRB|Brut, LLC|8067
BTU|PEABODY ENERGY CP|NTRC|Northern Trust Securities, Inc.|2202
BTU|PEABODY ENERGY CP|OPCO|Oppenheimer & Co. Inc.|332
BTU|PEABODY ENERGY CP|PDQM|CODA MARKETS, INC.|44381
BTU|PEABODY ENERGY CP|PHLY|NASDAQ Execution Services, LLC|600
BTU|PEABODY ENERGY CP|QMSR|QUATTRO M SECURITIES INC.|51321
BTU|PEABODY ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|254
BTU|PEABODY ENERGY CP|SAGL|SAGETRADER, LLC|23124
BTU|PEABODY ENERGY CP|SBSH|Citigroup Global Markets Inc.|310406
BTU|PEABODY ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|116852
BTU|PEABODY ENERGY CP|SIDC|Sidoti & Company, LLC|739
BTU|PEABODY ENERGY CP|SPDR|SPEEDROUTE LLC|10450
BTU|PEABODY ENERGY CP|SPGS|Sea Port Group Securities, LLC|3885
BTU|PEABODY ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|18834
BTU|PEABODY ENERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3479
BTU|PEABODY ENERGY CP|SWIM|TD Ameritrade, Inc.|37289
BTU|PEABODY ENERGY CP|TKNG|ALLY INVEST SECURITIES LLC|442
BTU|PEABODY ENERGY CP|TRBT|Tradebot Systems, Inc.|409977
BTU|PEABODY ENERGY CP|TRCM|TRC MARKETS LLC|102391
BTU|PEABODY ENERGY CP|TWTT|TASTYWORKS, INC.|2
BTU|PEABODY ENERGY CP|UBSA|UBS SECURITIES LLC|775973
BTU|PEABODY ENERGY CP|UBSS|UBS Securities LLC|904059
BTU|PEABODY ENERGY CP|VALX|VIRTU AMERICAS LLC|9357
BTU|PEABODY ENERGY CP|VGRD|Vanguard Marketing Corporation|2038
BTU|PEABODY ENERGY CP|VSIN|Vision Financial Markets Llc|120
BTU|PEABODY ENERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4644
BTU|PEABODY ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|26632
BTU|PEABODY ENERGY CP|WEDB|WEDBUSH SECURITIES INC.|924
BTU|PEABODY ENERGY CP|WEED|Weeden & Co.L.P.|11579
BTU|PEABODY ENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19829
BTU|PEABODY ENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13977
BTU|PEABODY ENERGY CP|WGIF|CIBC World Markets Inc.|300
BTU|PEABODY ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|4783
BTU|PEABODY ENERGY CP|XIST|INSTINET, LLC|75400
BTU|PEABODY ENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15248
BTU|PEABODY ENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1246
BTU|PEABODY ENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|442
BTX|BIOTIME INC|ABLE|NATIXIS Securities Americas LLC|1769
BTX|BIOTIME INC|ALTX|Alternet Securities Inc.|8400
BTX|BIOTIME INC|APCC|Apex Clearing Corporation|9570
BTX|BIOTIME INC|BARD|Robert W. Baird & Co. Incorporated|500
BTX|BIOTIME INC|BATM|CBOE TRADING, INC.|3300
BTX|BIOTIME INC|BAYC|BAY CREST PARTNERS, LLC|1000
BTX|BIOTIME INC|BAYT|BTIG, LLC|12400
BTX|BIOTIME INC|BBNT|BB&T SECURITIES, LLC|5632
BTX|BIOTIME INC|BERN|Sanford C. Bernstein & Co., LLC|9800
BTX|BIOTIME INC|BIMI|Banca IMI Securities Corp.|120
BTX|BIOTIME INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|950
BTX|BIOTIME INC|BLKX|INSTINET, LLC|15000
BTX|BIOTIME INC|BYXM|CBOE TRADING, INC.|100
BTX|BIOTIME INC|CHAS|Charles Schwab & Co., Inc.|4800
BTX|BIOTIME INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8377
BTX|BIOTIME INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|179559
BTX|BIOTIME INC|CTDL|Citadel Derivatives Group Llc|2744
BTX|BIOTIME INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|19222
BTX|BIOTIME INC|DBAB|Deutsche Bank Securities Inc.|54210
BTX|BIOTIME INC|DBAX|Deutsche Bank Securities Inc.|48500
BTX|BIOTIME INC|DEAN|MORGAN STANLEY|13889
BTX|BIOTIME INC|DEGS|RONIN PROFESSIONAL LLC|3500
BTX|BIOTIME INC|EBXL|EBX LLC|75600
BTX|BIOTIME INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|30587
BTX|BIOTIME INC|EDJO|Edward D. Jones & Co., L.P.|2234
BTX|BIOTIME INC|EGAM|CBOE TRADING, INC.|2084
BTX|BIOTIME INC|EGAW|CBOE TRADING, INC.|100
BTX|BIOTIME INC|EGXM|CBOE TRADING, INC.|263
BTX|BIOTIME INC|ETBE|Electronic Transaction Clearing, Inc.|1616
BTX|BIOTIME INC|ETCB|ETC BROKERAGE SERVICES, LLC|165
BTX|BIOTIME INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4256
BTX|BIOTIME INC|ETRS|E*Trade Securities LLC|158767
BTX|BIOTIME INC|FBRC|B. RILEY FBR, INC.|700
BTX|BIOTIME INC|FILL|Tradestation Securities, Inc.|1063
BTX|BIOTIME INC|FMAF|NBCN Inc./ CDS|17207
BTX|BIOTIME INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50818
BTX|BIOTIME INC|FTBR|Foliofn Investments, Inc.|81
BTX|BIOTIME INC|GEBB|GLOBAL EXECUTION BROKERS, LP|400
BTX|BIOTIME INC|GLIS|TD Securities Inc|30
BTX|BIOTIME INC|GLPX|ACS EXECUTION SERVICES, LLC|1310
BTX|BIOTIME INC|GSCO|GOLDMAN SACHS & CO. LLC|93903
BTX|BIOTIME INC|GSCS|GOLDMAN SACHS & CO. LLC|2360
BTX|BIOTIME INC|GSLT|GOLDMAN SACHS & CO. LLC|7498
BTX|BIOTIME INC|GTSZ|GTS SECURITIES LLC|800
BTX|BIOTIME INC|HRBF|American Enterprise Investment Services Inc.|1543
BTX|BIOTIME INC|HSBC|HSBC Securities, Inc.|3035
BTX|BIOTIME INC|IATS|INTERACTIVE BROKERS LLC|14656
BTX|BIOTIME INC|IBKR|Interactive Brokers Llc|82058
BTX|BIOTIME INC|ICBX|INSTINET, LLC|20600
BTX|BIOTIME INC|IEQY|CITADEL SECURITIES LLC|2640
BTX|BIOTIME INC|INCA|INSTINET, LLC|27609
BTX|BIOTIME INC|ITGI|ITG Inc.|41289
BTX|BIOTIME INC|ITGP|ITG INC.|58800
BTX|BIOTIME INC|JEFF|JEFFERIES LLC|8900
BTX|BIOTIME INC|JMPT|JUMP TRADING, LLC|631
BTX|BIOTIME INC|JPBX|J.P. MORGAN SECURITIES LLC|100
BTX|BIOTIME INC|JPMX|J.P. Morgan Securities LLC|275656
BTX|BIOTIME INC|JSJX|JANE STREET CAPITAL LLC|518
BTX|BIOTIME INC|JUTA|JUMP TRADING, LLC|300
BTX|BIOTIME INC|KCGM|VIRTU Americas LLC|47401
BTX|BIOTIME INC|LEHM|Barclays Capital Inc./Le|73633
BTX|BIOTIME INC|LIME|Lime Brokerage LLC|7860
BTX|BIOTIME INC|LOOP|Loop Capital Markets LLC|3930
BTX|BIOTIME INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4600
BTX|BIOTIME INC|MACQ|Macquarie Capital (USA) Inc.|4219
BTX|BIOTIME INC|MCMF|Raymond James Ltd. Cds|200
BTX|BIOTIME INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32262
BTX|BIOTIME INC|MOTF|MOTIF INVESTING, INC.|1
BTX|BIOTIME INC|MSCO|MORGAN STANLEY & CO. LLC|317283
BTX|BIOTIME INC|MSPL|MORGAN STANLEY & CO. LLC|50400
BTX|BIOTIME INC|MSTX|MORGAN STANLEY & CO. LLC|2500
BTX|BIOTIME INC|NFSC|National Financial Services LLC|362024
BTX|BIOTIME INC|NITE|VIRTU Americas LLC|642272
BTX|BIOTIME INC|NITP|VIRTU Americas LLC|5550
BTX|BIOTIME INC|NQRB|Brut, LLC|400
BTX|BIOTIME INC|NTBF|BMO Nesbitt Burns Inc./CDS|22200
BTX|BIOTIME INC|ONEL|O'NEIL SECURITIES, INCORPORATED|6021
BTX|BIOTIME INC|OPCO|Oppenheimer & Co. Inc.|7300
BTX|BIOTIME INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5000
BTX|BIOTIME INC|PDQM|CODA MARKETS, INC.|7301
BTX|BIOTIME INC|PWJC|UBS Financial Services, Inc.|42103
BTX|BIOTIME INC|SAGC|SAGETRADER, LLC|2600
BTX|BIOTIME INC|SALI|INTL FCSTONE FINANCIAL INC.|1000
BTX|BIOTIME INC|SBSH|Citigroup Global Markets Inc.|48308
BTX|BIOTIME INC|SGMT|GOLDMAN SACHS & CO. LLC|19568
BTX|BIOTIME INC|SOGO|Wang Investment Associates, Inc.|19998
BTX|BIOTIME INC|SPDR|SPEEDROUTE LLC|700
BTX|BIOTIME INC|STFL|Stifel, Nicolaus & Company, Incorporated|3000
BTX|BIOTIME INC|SWIM|TD Ameritrade, Inc.|64090
BTX|BIOTIME INC|TKNG|ALLY INVEST SECURITIES LLC|4683
BTX|BIOTIME INC|TRBT|Tradebot Systems, Inc.|34334
BTX|BIOTIME INC|TRCM|TRC MARKETS LLC|609
BTX|BIOTIME INC|UBSA|UBS SECURITIES LLC|192036
BTX|BIOTIME INC|UBSS|UBS Securities LLC|296214
BTX|BIOTIME INC|VALX|VIRTU AMERICAS LLC|7792
BTX|BIOTIME INC|VGRD|Vanguard Marketing Corporation|31889
BTX|BIOTIME INC|WCHV|WELLS FARGO SECURITIES, LLC|66968
BTX|BIOTIME INC|WEED|Weeden & Co.L.P.|5462
BTX|BIOTIME INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4269
BTX|BIOTIME INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16130
BTX|BIOTIME INC|WSEA|WOLVERINE SECURITIES, LLC|8603
BTX|BIOTIME INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|27100
BTX|BIOTIME INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
BTX|BIOTIME INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16716
BTX.W|BIOTIME INC WTS|ETRS|E*Trade Securities LLC|3154
BTX.W|BIOTIME INC WTS|GSLT|GOLDMAN SACHS & CO. LLC|100
BTX.W|BIOTIME INC WTS|HRBF|American Enterprise Investment Services Inc.|254
BTX.W|BIOTIME INC WTS|LIME|Lime Brokerage LLC|100
BTX.W|BIOTIME INC WTS|MAXM|Maxim Group LLC|411
BTX.W|BIOTIME INC WTS|MOTF|MOTIF INVESTING, INC.|1
BTX.W|BIOTIME INC WTS|MSCO|MORGAN STANLEY & CO. LLC|1066
BTX.W|BIOTIME INC WTS|NFSC|National Financial Services LLC|6048
BTX.W|BIOTIME INC WTS|NITE|VIRTU Americas LLC|15073
BTX.W|BIOTIME INC WTS|OPCO|Oppenheimer & Co. Inc.|59
BTX.W|BIOTIME INC WTS|PWJC|UBS Financial Services, Inc.|85
BTX.W|BIOTIME INC WTS|SWIM|TD Ameritrade, Inc.|7600
BTX.W|BIOTIME INC WTS|UBSS|UBS Securities LLC|7041
BTX.W|BIOTIME INC WTS|WABR|Wall Street Access|251
BTX.W|BIOTIME INC WTS|WCHV|WELLS FARGO SECURITIES, LLC|58
BTX.W|BIOTIME INC WTS|WSEA|WOLVERINE SECURITIES, LLC|150
BTZ|BLACKROCK CRDT TRUST|AGIS|Aegis Capital Corp.|350
BTZ|BLACKROCK CRDT TRUST|ALTX|Alternet Securities Inc.|2600
BTZ|BLACKROCK CRDT TRUST|APCC|Apex Clearing Corporation|480
BTZ|BLACKROCK CRDT TRUST|BARD|Robert W. Baird & Co. Incorporated|16504
BTZ|BLACKROCK CRDT TRUST|BATM|CBOE TRADING, INC.|5823
BTZ|BLACKROCK CRDT TRUST|BGCE|BGC Financial Inc.|4350
BTZ|BLACKROCK CRDT TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2058
BTZ|BLACKROCK CRDT TRUST|BTIG|BTIG, LLC|600
BTZ|BLACKROCK CRDT TRUST|CANT|Cantor Fitzgerald & Co.|466
BTZ|BLACKROCK CRDT TRUST|CHAS|Charles Schwab & Co., Inc.|89
BTZ|BLACKROCK CRDT TRUST|CIST|Capital Institutional Services, Inc.|169340
BTZ|BLACKROCK CRDT TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3812
BTZ|BLACKROCK CRDT TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
BTZ|BLACKROCK CRDT TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
BTZ|BLACKROCK CRDT TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46188
BTZ|BLACKROCK CRDT TRUST|CTDL|Citadel Derivatives Group Llc|84
BTZ|BLACKROCK CRDT TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|8800
BTZ|BLACKROCK CRDT TRUST|DBAX|Deutsche Bank Securities Inc.|9500
BTZ|BLACKROCK CRDT TRUST|DCHF|Dart Executions, LLC|1
BTZ|BLACKROCK CRDT TRUST|DEAN|MORGAN STANLEY|43136
BTZ|BLACKROCK CRDT TRUST|EBXL|EBX LLC|28900
BTZ|BLACKROCK CRDT TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|4255
BTZ|BLACKROCK CRDT TRUST|EDJO|Edward D. Jones & Co., L.P.|4637
BTZ|BLACKROCK CRDT TRUST|EGAM|CBOE TRADING, INC.|2368
BTZ|BLACKROCK CRDT TRUST|EGAW|CBOE TRADING, INC.|200
BTZ|BLACKROCK CRDT TRUST|EGXM|CBOE TRADING, INC.|100
BTZ|BLACKROCK CRDT TRUST|ETBE|Electronic Transaction Clearing, Inc.|800
BTZ|BLACKROCK CRDT TRUST|ETRS|E*Trade Securities LLC|14887
BTZ|BLACKROCK CRDT TRUST|FILL|Tradestation Securities, Inc.|100
BTZ|BLACKROCK CRDT TRUST|FMAF|NBCN Inc./ CDS|2009
BTZ|BLACKROCK CRDT TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4747
BTZ|BLACKROCK CRDT TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13050
BTZ|BLACKROCK CRDT TRUST|FTBR|Foliofn Investments, Inc.|261
BTZ|BLACKROCK CRDT TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
BTZ|BLACKROCK CRDT TRUST|GLIS|TD Securities Inc|1200
BTZ|BLACKROCK CRDT TRUST|GLPX|ACS EXECUTION SERVICES, LLC|6352
BTZ|BLACKROCK CRDT TRUST|GSCO|GOLDMAN SACHS & CO. LLC|27724
BTZ|BLACKROCK CRDT TRUST|GSLT|GOLDMAN SACHS & CO. LLC|2900
BTZ|BLACKROCK CRDT TRUST|GTSZ|GTS SECURITIES LLC|400
BTZ|BLACKROCK CRDT TRUST|HRBF|American Enterprise Investment Services Inc.|50826
BTZ|BLACKROCK CRDT TRUST|IATS|INTERACTIVE BROKERS LLC|6460
BTZ|BLACKROCK CRDT TRUST|IBKR|Interactive Brokers Llc|34511
BTZ|BLACKROCK CRDT TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7291
BTZ|BLACKROCK CRDT TRUST|ICBX|INSTINET, LLC|25296
BTZ|BLACKROCK CRDT TRUST|INCA|INSTINET, LLC|16699
BTZ|BLACKROCK CRDT TRUST|ITGI|ITG Inc.|9145
BTZ|BLACKROCK CRDT TRUST|ITGP|ITG INC.|29400
BTZ|BLACKROCK CRDT TRUST|JANY|Janney Montgomery Scott Inc.|6080
BTZ|BLACKROCK CRDT TRUST|JEFF|JEFFERIES LLC|900
BTZ|BLACKROCK CRDT TRUST|JMPT|JUMP TRADING, LLC|128
BTZ|BLACKROCK CRDT TRUST|JONE|JonesTrading|15400
BTZ|BLACKROCK CRDT TRUST|JPMX|J.P. Morgan Securities LLC|33708
BTZ|BLACKROCK CRDT TRUST|JSJX|JANE STREET CAPITAL LLC|400
BTZ|BLACKROCK CRDT TRUST|KCGM|VIRTU Americas LLC|22420
BTZ|BLACKROCK CRDT TRUST|LEHM|Barclays Capital Inc./Le|44509
BTZ|BLACKROCK CRDT TRUST|LIME|Lime Brokerage LLC|239
BTZ|BLACKROCK CRDT TRUST|MACC|Mid Atlantic Capital Corporation|2
BTZ|BLACKROCK CRDT TRUST|MAXM|Maxim Group LLC|3900
BTZ|BLACKROCK CRDT TRUST|MCMF|Raymond James Ltd. Cds|255
BTZ|BLACKROCK CRDT TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92052
BTZ|BLACKROCK CRDT TRUST|MSCO|MORGAN STANLEY & CO. LLC|90115
BTZ|BLACKROCK CRDT TRUST|MSPL|MORGAN STANLEY & CO. LLC|32300
BTZ|BLACKROCK CRDT TRUST|MSTX|MORGAN STANLEY & CO. LLC|100
BTZ|BLACKROCK CRDT TRUST|NATL|National Securities Corporation|4175
BTZ|BLACKROCK CRDT TRUST|NFSC|National Financial Services LLC|318570
BTZ|BLACKROCK CRDT TRUST|NITE|VIRTU Americas LLC|609223
BTZ|BLACKROCK CRDT TRUST|NITP|VIRTU Americas LLC|100
BTZ|BLACKROCK CRDT TRUST|OPCO|Oppenheimer & Co. Inc.|4163
BTZ|BLACKROCK CRDT TRUST|OTAA|OTA LLC|2500
BTZ|BLACKROCK CRDT TRUST|PDQM|CODA MARKETS, INC.|9148
BTZ|BLACKROCK CRDT TRUST|PWJC|UBS Financial Services, Inc.|22965
BTZ|BLACKROCK CRDT TRUST|RBCM|RBC CAPITAL MARKETS, LLC|57655
BTZ|BLACKROCK CRDT TRUST|SALI|INTL FCSTONE FINANCIAL INC.|204
BTZ|BLACKROCK CRDT TRUST|SBSH|Citigroup Global Markets Inc.|8934
BTZ|BLACKROCK CRDT TRUST|SEIC|SEI Investments Distribution Co.|600
BTZ|BLACKROCK CRDT TRUST|SGMT|GOLDMAN SACHS & CO. LLC|11203
BTZ|BLACKROCK CRDT TRUST|SPDR|SPEEDROUTE LLC|600
BTZ|BLACKROCK CRDT TRUST|SPHN|Stephens Inc.|274
BTZ|BLACKROCK CRDT TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|4635
BTZ|BLACKROCK CRDT TRUST|SWIM|TD Ameritrade, Inc.|10238
BTZ|BLACKROCK CRDT TRUST|SWST|Hilltop Securities Inc.|11756
BTZ|BLACKROCK CRDT TRUST|TKNG|ALLY INVEST SECURITIES LLC|854
BTZ|BLACKROCK CRDT TRUST|TRBT|Tradebot Systems, Inc.|2412
BTZ|BLACKROCK CRDT TRUST|TRCM|TRC MARKETS LLC|2000
BTZ|BLACKROCK CRDT TRUST|UBSA|UBS SECURITIES LLC|101450
BTZ|BLACKROCK CRDT TRUST|UBSS|UBS Securities LLC|268632
BTZ|BLACKROCK CRDT TRUST|VALX|VIRTU AMERICAS LLC|4646
BTZ|BLACKROCK CRDT TRUST|VGRD|Vanguard Marketing Corporation|46124
BTZ|BLACKROCK CRDT TRUST|WCHV|WELLS FARGO SECURITIES, LLC|251706
BTZ|BLACKROCK CRDT TRUST|WEDB|WEDBUSH SECURITIES INC.|1359
BTZ|BLACKROCK CRDT TRUST|WEED|Weeden & Co.L.P.|100
BTZ|BLACKROCK CRDT TRUST|WSEA|WOLVERINE SECURITIES, LLC|2511
BTZ|BLACKROCK CRDT TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|67000
BTZ|BLACKROCK CRDT TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|188
BTZ|BLACKROCK CRDT TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17014
BUD|ANH BSCH INB SA ADR|ADAM|CANACCORD GENUITY INC.|190
BUD|ANH BSCH INB SA ADR|AGIS|Aegis Capital Corp.|511
BUD|ANH BSCH INB SA ADR|ALTX|Alternet Securities Inc.|15478
BUD|ANH BSCH INB SA ADR|APCC|Apex Clearing Corporation|2901
BUD|ANH BSCH INB SA ADR|BALE|M&T SECURITIES, INC.|1496
BUD|ANH BSCH INB SA ADR|BANK|Primevest Financial Services, Inc.|1091
BUD|ANH BSCH INB SA ADR|BARD|Robert W. Baird & Co. Incorporated|13799
BUD|ANH BSCH INB SA ADR|BATM|CBOE TRADING, INC.|8792
BUD|ANH BSCH INB SA ADR|BAYC|BAY CREST PARTNERS, LLC|515
BUD|ANH BSCH INB SA ADR|BAYT|BTIG, LLC|400
BUD|ANH BSCH INB SA ADR|BBNT|BB&T SECURITIES, LLC|2941
BUD|ANH BSCH INB SA ADR|BERN|Sanford C. Bernstein & Co., LLC|147783
BUD|ANH BSCH INB SA ADR|BGCE|BGC Financial Inc.|2
BUD|ANH BSCH INB SA ADR|BIAD|SAGETRADER, LLC|1316
BUD|ANH BSCH INB SA ADR|BIDS|BIDS TRADING L.P.|100
BUD|ANH BSCH INB SA ADR|BIMI|Banca IMI Securities Corp.|284
BUD|ANH BSCH INB SA ADR|BKCM|BNY Mellon Capital Markets LLC|264
BUD|ANH BSCH INB SA ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42048
BUD|ANH BSCH INB SA ADR|BLKX|INSTINET, LLC|34080
BUD|ANH BSCH INB SA ADR|BMOC|BMO Capital Markets Corp.|100
BUD|ANH BSCH INB SA ADR|BNPX|BNP PARIBAS SECURITIES CORP.|571
BUD|ANH BSCH INB SA ADR|BRGE|Newbridge Securities Corp.|75
BUD|ANH BSCH INB SA ADR|BTIG|BTIG, LLC|222528
BUD|ANH BSCH INB SA ADR|BYXM|CBOE TRADING, INC.|3283
BUD|ANH BSCH INB SA ADR|CABR|Cabrera Capital Markets, Inc.|160
BUD|ANH BSCH INB SA ADR|CANT|Cantor Fitzgerald & Co.|459
BUD|ANH BSCH INB SA ADR|CHAS|Charles Schwab & Co., Inc.|18575
BUD|ANH BSCH INB SA ADR|CHDN|CHARDAN CAPITAL MARKETS LLC|74767
BUD|ANH BSCH INB SA ADR|CICF|Canaccord Genuity Corp.|214
BUD|ANH BSCH INB SA ADR|CIST|Capital Institutional Services, Inc.|8263
BUD|ANH BSCH INB SA ADR|CLSA|CLSA AMERICAS, LLC|1390
BUD|ANH BSCH INB SA ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63579
BUD|ANH BSCH INB SA ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1810
BUD|ANH BSCH INB SA ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19803
BUD|ANH BSCH INB SA ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|546902
BUD|ANH BSCH INB SA ADR|CTDL|Citadel Derivatives Group Llc|16703
BUD|ANH BSCH INB SA ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|58156
BUD|ANH BSCH INB SA ADR|DADA|D.A. Davidson & Co.|7998
BUD|ANH BSCH INB SA ADR|DAVA|Davenport & Company LLC|72252
BUD|ANH BSCH INB SA ADR|DBAB|Deutsche Bank Securities Inc.|627182
BUD|ANH BSCH INB SA ADR|DBAX|Deutsche Bank Securities Inc.|585400
BUD|ANH BSCH INB SA ADR|DCHF|Dart Executions, LLC|17566
BUD|ANH BSCH INB SA ADR|DEAN|MORGAN STANLEY|266199
BUD|ANH BSCH INB SA ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13607
BUD|ANH BSCH INB SA ADR|EBXL|EBX LLC|273900
BUD|ANH BSCH INB SA ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|37202
BUD|ANH BSCH INB SA ADR|EDJC|Edward Jones / CDS|1079
BUD|ANH BSCH INB SA ADR|EDJO|Edward D. Jones & Co., L.P.|26767
BUD|ANH BSCH INB SA ADR|EGAM|CBOE TRADING, INC.|16090
BUD|ANH BSCH INB SA ADR|EGAW|CBOE TRADING, INC.|190
BUD|ANH BSCH INB SA ADR|EGMT|EG MARKET TECHNOLOGIES LLC|2475
BUD|ANH BSCH INB SA ADR|EGXM|CBOE TRADING, INC.|6839
BUD|ANH BSCH INB SA ADR|EGXW|CBOE TRADING, INC.|100
BUD|ANH BSCH INB SA ADR|ETBE|Electronic Transaction Clearing, Inc.|46689
BUD|ANH BSCH INB SA ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
BUD|ANH BSCH INB SA ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|500
BUD|ANH BSCH INB SA ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10756
BUD|ANH BSCH INB SA ADR|ETRS|E*Trade Securities LLC|345999
BUD|ANH BSCH INB SA ADR|FCST|INTL FCSTONE FINANCIAL INC.|696
BUD|ANH BSCH INB SA ADR|FFSI|Firstrade Securities Inc.|4
BUD|ANH BSCH INB SA ADR|FILL|Tradestation Securities, Inc.|18126
BUD|ANH BSCH INB SA ADR|FINX|FINTECH SECURITIES|3935
BUD|ANH BSCH INB SA ADR|FMAF|NBCN Inc./ CDS|7932
BUD|ANH BSCH INB SA ADR|FMCO|First Manhattan Co|11634
BUD|ANH BSCH INB SA ADR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24189
BUD|ANH BSCH INB SA ADR|FQLS|Quantlab Securities LP|562821
BUD|ANH BSCH INB SA ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97874
BUD|ANH BSCH INB SA ADR|FTBR|Foliofn Investments, Inc.|2926
BUD|ANH BSCH INB SA ADR|GARC|ICAP Corporates LLC|257916
BUD|ANH BSCH INB SA ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|9678
BUD|ANH BSCH INB SA ADR|GFIS|GFI Securities LLC|100000
BUD|ANH BSCH INB SA ADR|GLIS|TD Securities Inc|876
BUD|ANH BSCH INB SA ADR|GLPX|ACS EXECUTION SERVICES, LLC|93063
BUD|ANH BSCH INB SA ADR|GSCO|GOLDMAN SACHS & CO. LLC|1211978
BUD|ANH BSCH INB SA ADR|GSCS|GOLDMAN SACHS & CO. LLC|166334
BUD|ANH BSCH INB SA ADR|GSLT|GOLDMAN SACHS & CO. LLC|30550
BUD|ANH BSCH INB SA ADR|GTSZ|GTS SECURITIES LLC|151667
BUD|ANH BSCH INB SA ADR|HAPX|HAP Trading, LLC|2595
BUD|ANH BSCH INB SA ADR|HASF|Haywood Securities Inc./CDS|12
BUD|ANH BSCH INB SA ADR|HRBF|American Enterprise Investment Services Inc.|28618
BUD|ANH BSCH INB SA ADR|HSBC|HSBC Securities, Inc.|45461
BUD|ANH BSCH INB SA ADR|IATS|INTERACTIVE BROKERS LLC|29293
BUD|ANH BSCH INB SA ADR|IBKR|Interactive Brokers Llc|63351
BUD|ANH BSCH INB SA ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4118
BUD|ANH BSCH INB SA ADR|ICBX|INSTINET, LLC|241764
BUD|ANH BSCH INB SA ADR|IESI|ITAU INTERNATIONAL SECURITIES INC.|400
BUD|ANH BSCH INB SA ADR|INCA|INSTINET, LLC|611437
BUD|ANH BSCH INB SA ADR|INJX|INSTINET, LLC|13353
BUD|ANH BSCH INB SA ADR|INTL|INTL FCSTONE FINANCIAL INC.|261854
BUD|ANH BSCH INB SA ADR|ITGI|ITG Inc.|150741
BUD|ANH BSCH INB SA ADR|ITGP|ITG INC.|189000
BUD|ANH BSCH INB SA ADR|JANY|Janney Montgomery Scott Inc.|4709
BUD|ANH BSCH INB SA ADR|JEFF|JEFFERIES LLC|183933
BUD|ANH BSCH INB SA ADR|JMPT|JUMP TRADING, LLC|93617
BUD|ANH BSCH INB SA ADR|JONE|JonesTrading|19344
BUD|ANH BSCH INB SA ADR|JPBX|J.P. MORGAN SECURITIES LLC|54976
BUD|ANH BSCH INB SA ADR|JPMX|J.P. Morgan Securities LLC|644531
BUD|ANH BSCH INB SA ADR|JSJX|JANE STREET CAPITAL LLC|168626
BUD|ANH BSCH INB SA ADR|JUTA|JUMP TRADING, LLC|1
BUD|ANH BSCH INB SA ADR|KCGM|VIRTU Americas LLC|53276
BUD|ANH BSCH INB SA ADR|LEHM|Barclays Capital Inc./Le|1435946
BUD|ANH BSCH INB SA ADR|LIME|Lime Brokerage LLC|951875
BUD|ANH BSCH INB SA ADR|LIWD|LIME BROKERAGE LLC|100
BUD|ANH BSCH INB SA ADR|LSCI|Lek Securities Corporation|651
BUD|ANH BSCH INB SA ADR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BUD|ANH BSCH INB SA ADR|MACC|Mid Atlantic Capital Corporation|2190
BUD|ANH BSCH INB SA ADR|MAXM|Maxim Group LLC|86831
BUD|ANH BSCH INB SA ADR|MBTS|ALLY INVEST SECURITIES LLC|4469
BUD|ANH BSCH INB SA ADR|MCBT|Moors & Cabot, Inc.|30
BUD|ANH BSCH INB SA ADR|MCMF|Raymond James Ltd. Cds|1512
BUD|ANH BSCH INB SA ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|333751
BUD|ANH BSCH INB SA ADR|MOTF|MOTIF INVESTING, INC.|38
BUD|ANH BSCH INB SA ADR|MPSG|E D & F Man Capital Markets Inc.|1679
BUD|ANH BSCH INB SA ADR|MSCO|MORGAN STANLEY & CO. LLC|2063948
BUD|ANH BSCH INB SA ADR|MSPL|MORGAN STANLEY & CO. LLC|480700
BUD|ANH BSCH INB SA ADR|MSTX|MORGAN STANLEY & CO. LLC|63800
BUD|ANH BSCH INB SA ADR|NATL|National Securities Corporation|20
BUD|ANH BSCH INB SA ADR|NFSC|National Financial Services LLC|501822
BUD|ANH BSCH INB SA ADR|NITE|VIRTU Americas LLC|1335979
BUD|ANH BSCH INB SA ADR|NITP|VIRTU Americas LLC|100
BUD|ANH BSCH INB SA ADR|NMRA|Nomura Securities International, Inc.|227313
BUD|ANH BSCH INB SA ADR|NQRB|Brut, LLC|22132
BUD|ANH BSCH INB SA ADR|NTBF|BMO Nesbitt Burns Inc./CDS|1327
BUD|ANH BSCH INB SA ADR|NTRC|Northern Trust Securities, Inc.|814
BUD|ANH BSCH INB SA ADR|OHOS|TWO SIGMA SECURITIES, LLC|142430
BUD|ANH BSCH INB SA ADR|OLDM|OLD MISSION CAPITAL, LLC|90012
BUD|ANH BSCH INB SA ADR|OPCO|Oppenheimer & Co. Inc.|4797
BUD|ANH BSCH INB SA ADR|PACT|BTG Pactual US Capital Corp.|2417
BUD|ANH BSCH INB SA ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
BUD|ANH BSCH INB SA ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|67000
BUD|ANH BSCH INB SA ADR|PCPT|PHILLIP CAPITAL INC.|18
BUD|ANH BSCH INB SA ADR|PDQM|CODA MARKETS, INC.|134218
BUD|ANH BSCH INB SA ADR|PHLY|NASDAQ Execution Services, LLC|15000
BUD|ANH BSCH INB SA ADR|PICT|Pictet Overseas Inc.|80
BUD|ANH BSCH INB SA ADR|PWJC|UBS Financial Services, Inc.|11464
BUD|ANH BSCH INB SA ADR|QMSR|QUATTRO M SECURITIES INC.|33976
BUD|ANH BSCH INB SA ADR|RBCM|RBC CAPITAL MARKETS, LLC|27751
BUD|ANH BSCH INB SA ADR|SAGL|SAGETRADER, LLC|35085
BUD|ANH BSCH INB SA ADR|SALI|INTL FCSTONE FINANCIAL INC.|624
BUD|ANH BSCH INB SA ADR|SBRX|MURIEL SIEBERT & CO INC|350
BUD|ANH BSCH INB SA ADR|SBSH|Citigroup Global Markets Inc.|609093
BUD|ANH BSCH INB SA ADR|SEIC|SEI Investments Distribution Co.|2863
BUD|ANH BSCH INB SA ADR|SGMT|GOLDMAN SACHS & CO. LLC|224522
BUD|ANH BSCH INB SA ADR|SPDR|SPEEDROUTE LLC|146894
BUD|ANH BSCH INB SA ADR|SPHN|Stephens Inc.|2391
BUD|ANH BSCH INB SA ADR|STFL|Stifel, Nicolaus & Company, Incorporated|41421
BUD|ANH BSCH INB SA ADR|STKP|STOCKPILE INVESTMENTS, INC.|164
BUD|ANH BSCH INB SA ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6353
BUD|ANH BSCH INB SA ADR|SWIM|TD Ameritrade, Inc.|73746
BUD|ANH BSCH INB SA ADR|SWST|Hilltop Securities Inc.|5153
BUD|ANH BSCH INB SA ADR|TITL|TITLEIST ASSET MANAGEMENT, LTD.|9
BUD|ANH BSCH INB SA ADR|TKNG|ALLY INVEST SECURITIES LLC|1649
BUD|ANH BSCH INB SA ADR|TRBT|Tradebot Systems, Inc.|201205
BUD|ANH BSCH INB SA ADR|TRCM|TRC MARKETS LLC|409502
BUD|ANH BSCH INB SA ADR|TWTT|TASTYWORKS, INC.|198
BUD|ANH BSCH INB SA ADR|UBSA|UBS SECURITIES LLC|1125169
BUD|ANH BSCH INB SA ADR|UBSS|UBS Securities LLC|1619886
BUD|ANH BSCH INB SA ADR|VALX|VIRTU AMERICAS LLC|1988275
BUD|ANH BSCH INB SA ADR|VERT|The Vertical Trading Group, LLC|17804
BUD|ANH BSCH INB SA ADR|VGRD|Vanguard Marketing Corporation|37395
BUD|ANH BSCH INB SA ADR|VNDM|Wall Street Access|3138
BUD|ANH BSCH INB SA ADR|WABR|Wall Street Access|23655
BUD|ANH BSCH INB SA ADR|WBLR|WILLIAM BLAIR|4901
BUD|ANH BSCH INB SA ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|1100
BUD|ANH BSCH INB SA ADR|WCHV|WELLS FARGO SECURITIES, LLC|270968
BUD|ANH BSCH INB SA ADR|WEDB|WEDBUSH SECURITIES INC.|2415
BUD|ANH BSCH INB SA ADR|WEED|Weeden & Co.L.P.|1003
BUD|ANH BSCH INB SA ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|51679
BUD|ANH BSCH INB SA ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|138527
BUD|ANH BSCH INB SA ADR|WGIF|CIBC World Markets Inc.|5194
BUD|ANH BSCH INB SA ADR|WHOT|JUST2TRADE, INC.|50
BUD|ANH BSCH INB SA ADR|WSEA|WOLVERINE SECURITIES, LLC|35724
BUD|ANH BSCH INB SA ADR|XIST|INSTINET, LLC|37384
BUD|ANH BSCH INB SA ADR|XPUS|XP SECURITIES, LLC|83746
BUD|ANH BSCH INB SA ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|122214
BUD|ANH BSCH INB SA ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|1355
BUD|ANH BSCH INB SA ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20770
BUI|BLACKROCK UTILITY|ALTX|Alternet Securities Inc.|200
BUI|BLACKROCK UTILITY|APCC|Apex Clearing Corporation|34
BUI|BLACKROCK UTILITY|BANK|Primevest Financial Services, Inc.|8
BUI|BLACKROCK UTILITY|BARD|Robert W. Baird & Co. Incorporated|953
BUI|BLACKROCK UTILITY|BATM|CBOE TRADING, INC.|72
BUI|BLACKROCK UTILITY|BBNT|BB&T SECURITIES, LLC|1545
BUI|BLACKROCK UTILITY|BERN|Sanford C. Bernstein & Co., LLC|28
BUI|BLACKROCK UTILITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4530
BUI|BLACKROCK UTILITY|BTIG|BTIG, LLC|307
BUI|BLACKROCK UTILITY|CHAS|Charles Schwab & Co., Inc.|257
BUI|BLACKROCK UTILITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2390
BUI|BLACKROCK UTILITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BUI|BLACKROCK UTILITY|DBAX|Deutsche Bank Securities Inc.|400
BUI|BLACKROCK UTILITY|DEAN|MORGAN STANLEY|12205
BUI|BLACKROCK UTILITY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|722
BUI|BLACKROCK UTILITY|EBXL|EBX LLC|1600
BUI|BLACKROCK UTILITY|EGAM|CBOE TRADING, INC.|129
BUI|BLACKROCK UTILITY|ETCB|ETC BROKERAGE SERVICES, LLC|1035
BUI|BLACKROCK UTILITY|ETRS|E*Trade Securities LLC|7834
BUI|BLACKROCK UTILITY|EVRS|E1 ASSET MANAGEMENT, INC.|700
BUI|BLACKROCK UTILITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35
BUI|BLACKROCK UTILITY|FTBR|Foliofn Investments, Inc.|11
BUI|BLACKROCK UTILITY|GLPX|ACS EXECUTION SERVICES, LLC|1431
BUI|BLACKROCK UTILITY|GSCO|GOLDMAN SACHS & CO. LLC|200
BUI|BLACKROCK UTILITY|GTSZ|GTS SECURITIES LLC|1600
BUI|BLACKROCK UTILITY|HRBF|American Enterprise Investment Services Inc.|26454
BUI|BLACKROCK UTILITY|IATS|INTERACTIVE BROKERS LLC|362
BUI|BLACKROCK UTILITY|IBKR|Interactive Brokers Llc|4038
BUI|BLACKROCK UTILITY|ICBX|INSTINET, LLC|663
BUI|BLACKROCK UTILITY|INCA|INSTINET, LLC|5200
BUI|BLACKROCK UTILITY|ITGI|ITG Inc.|131
BUI|BLACKROCK UTILITY|JANY|Janney Montgomery Scott Inc.|151
BUI|BLACKROCK UTILITY|JPMX|J.P. Morgan Securities LLC|200
BUI|BLACKROCK UTILITY|KCGM|VIRTU Americas LLC|400
BUI|BLACKROCK UTILITY|LEHM|Barclays Capital Inc./Le|400
BUI|BLACKROCK UTILITY|LGNT|COR CLEARING LLC|1
BUI|BLACKROCK UTILITY|LIME|Lime Brokerage LLC|326
BUI|BLACKROCK UTILITY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
BUI|BLACKROCK UTILITY|MAXM|Maxim Group LLC|2217
BUI|BLACKROCK UTILITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BUI|BLACKROCK UTILITY|MSCO|MORGAN STANLEY & CO. LLC|31854
BUI|BLACKROCK UTILITY|MSPL|MORGAN STANLEY & CO. LLC|1300
BUI|BLACKROCK UTILITY|NATL|National Securities Corporation|500
BUI|BLACKROCK UTILITY|NFSC|National Financial Services LLC|44517
BUI|BLACKROCK UTILITY|NITE|VIRTU Americas LLC|76122
BUI|BLACKROCK UTILITY|NQRB|Brut, LLC|947
BUI|BLACKROCK UTILITY|OPCO|Oppenheimer & Co. Inc.|3920
BUI|BLACKROCK UTILITY|PDQM|CODA MARKETS, INC.|5148
BUI|BLACKROCK UTILITY|PWJC|UBS Financial Services, Inc.|6141
BUI|BLACKROCK UTILITY|RBCM|RBC CAPITAL MARKETS, LLC|5425
BUI|BLACKROCK UTILITY|SBSH|Citigroup Global Markets Inc.|215
BUI|BLACKROCK UTILITY|SGMT|GOLDMAN SACHS & CO. LLC|200
BUI|BLACKROCK UTILITY|STFL|Stifel, Nicolaus & Company, Incorporated|5554
BUI|BLACKROCK UTILITY|SWIM|TD Ameritrade, Inc.|1225
BUI|BLACKROCK UTILITY|SWST|Hilltop Securities Inc.|2135
BUI|BLACKROCK UTILITY|TKNG|ALLY INVEST SECURITIES LLC|70
BUI|BLACKROCK UTILITY|TRBT|Tradebot Systems, Inc.|1179
BUI|BLACKROCK UTILITY|UBSA|UBS SECURITIES LLC|5377
BUI|BLACKROCK UTILITY|UBSS|UBS Securities LLC|25202
BUI|BLACKROCK UTILITY|VALX|VIRTU AMERICAS LLC|800
BUI|BLACKROCK UTILITY|VGRD|Vanguard Marketing Corporation|6160
BUI|BLACKROCK UTILITY|WCHV|WELLS FARGO SECURITIES, LLC|44952
BUI|BLACKROCK UTILITY|WEDB|WEDBUSH SECURITIES INC.|1307
BUI|BLACKROCK UTILITY|WEED|Weeden & Co.L.P.|500
BUI|BLACKROCK UTILITY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|84
BUI|BLACKROCK UTILITY|WSEA|WOLVERINE SECURITIES, LLC|538
BUI|BLACKROCK UTILITY|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
BUI|BLACKROCK UTILITY|YKNA|COMHAR CAPITAL MARKETS, LLC|500
BUI|BLACKROCK UTILITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7393
BURG|CHANTICLEER HLDGS|AGIS|Aegis Capital Corp.|4492
BURG|CHANTICLEER HLDGS|ALTX|Alternet Securities Inc.|600
BURG|CHANTICLEER HLDGS|BIMI|Banca IMI Securities Corp.|3659
BURG|CHANTICLEER HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3500
BURG|CHANTICLEER HLDGS|BYXM|CBOE TRADING, INC.|100
BURG|CHANTICLEER HLDGS|CHAS|Charles Schwab & Co., Inc.|800
BURG|CHANTICLEER HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|401
BURG|CHANTICLEER HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|746
BURG|CHANTICLEER HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
BURG|CHANTICLEER HLDGS|DBAB|Deutsche Bank Securities Inc.|1384
BURG|CHANTICLEER HLDGS|DBAX|Deutsche Bank Securities Inc.|600
BURG|CHANTICLEER HLDGS|DEAN|MORGAN STANLEY|4680
BURG|CHANTICLEER HLDGS|DEGS|RONIN PROFESSIONAL LLC|2336
BURG|CHANTICLEER HLDGS|EBXL|EBX LLC|700
BURG|CHANTICLEER HLDGS|EDJO|Edward D. Jones & Co., L.P.|45
BURG|CHANTICLEER HLDGS|EGAM|CBOE TRADING, INC.|800
BURG|CHANTICLEER HLDGS|EGXM|CBOE TRADING, INC.|1300
BURG|CHANTICLEER HLDGS|ETRS|E*Trade Securities LLC|47315
BURG|CHANTICLEER HLDGS|FBCO|Credit Suisse Securities (USA) LLC|4527
BURG|CHANTICLEER HLDGS|FILL|Tradestation Securities, Inc.|6763
BURG|CHANTICLEER HLDGS|FOMA|TD AMERITRADE CLEARING, INC.|32846
BURG|CHANTICLEER HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
BURG|CHANTICLEER HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|629
BURG|CHANTICLEER HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|699
BURG|CHANTICLEER HLDGS|GTSZ|GTS SECURITIES LLC|2143
BURG|CHANTICLEER HLDGS|IATS|INTERACTIVE BROKERS LLC|600
BURG|CHANTICLEER HLDGS|IBKR|Interactive Brokers Llc|5647
BURG|CHANTICLEER HLDGS|INCA|INSTINET, LLC|2969
BURG|CHANTICLEER HLDGS|INJX|INSTINET, LLC|800
BURG|CHANTICLEER HLDGS|ITGI|ITG Inc.|962
BURG|CHANTICLEER HLDGS|JPMX|J.P. Morgan Securities LLC|200
BURG|CHANTICLEER HLDGS|JSJX|JANE STREET CAPITAL LLC|42610
BURG|CHANTICLEER HLDGS|KCGM|VIRTU Americas LLC|100
BURG|CHANTICLEER HLDGS|LEHM|Barclays Capital Inc./Le|926
BURG|CHANTICLEER HLDGS|LIME|Lime Brokerage LLC|6917
BURG|CHANTICLEER HLDGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|239
BURG|CHANTICLEER HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
BURG|CHANTICLEER HLDGS|MSCO|MORGAN STANLEY & CO. LLC|26992
BURG|CHANTICLEER HLDGS|NATL|National Securities Corporation|100
BURG|CHANTICLEER HLDGS|NFSC|National Financial Services LLC|34211
BURG|CHANTICLEER HLDGS|NITE|VIRTU Americas LLC|71518
BURG|CHANTICLEER HLDGS|NORT|Northland Securities, Inc.|1236
BURG|CHANTICLEER HLDGS|PDQM|CODA MARKETS, INC.|2008
BURG|CHANTICLEER HLDGS|RAJA|Raymond James & Associates, Inc.|1
BURG|CHANTICLEER HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|120
BURG|CHANTICLEER HLDGS|SALI|INTL FCSTONE FINANCIAL INC.|27090
BURG|CHANTICLEER HLDGS|SBSH|Citigroup Global Markets Inc.|1200
BURG|CHANTICLEER HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|100
BURG|CHANTICLEER HLDGS|SPDR|SPEEDROUTE LLC|500
BURG|CHANTICLEER HLDGS|SPTD|MINT GLOBAL MARKETS, INC.|360
BURG|CHANTICLEER HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|300
BURG|CHANTICLEER HLDGS|SWIM|TD Ameritrade, Inc.|23919
BURG|CHANTICLEER HLDGS|TKNG|ALLY INVEST SECURITIES LLC|1403
BURG|CHANTICLEER HLDGS|UBSA|UBS SECURITIES LLC|7731
BURG|CHANTICLEER HLDGS|UBSS|UBS Securities LLC|67447
BURG|CHANTICLEER HLDGS|VGRD|Vanguard Marketing Corporation|421
BURG|CHANTICLEER HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|2825
BURG|CHANTICLEER HLDGS|WSEA|WOLVERINE SECURITIES, LLC|663
BURG|CHANTICLEER HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6000
BURL|BURLINGTON STORES|ABLE|NATIXIS Securities Americas LLC|162500
BURL|BURLINGTON STORES|ADAM|CANACCORD GENUITY INC.|5506
BURL|BURLINGTON STORES|ALTX|Alternet Securities Inc.|6370
BURL|BURLINGTON STORES|ANOS|ABEL/NOSER, L.L.C.|530
BURL|BURLINGTON STORES|APCC|Apex Clearing Corporation|104
BURL|BURLINGTON STORES|BALE|M&T SECURITIES, INC.|600
BURL|BURLINGTON STORES|BANK|Primevest Financial Services, Inc.|6
BURL|BURLINGTON STORES|BARD|Robert W. Baird & Co. Incorporated|12360
BURL|BURLINGTON STORES|BATM|CBOE TRADING, INC.|14624
BURL|BURLINGTON STORES|BAYC|BAY CREST PARTNERS, LLC|40
BURL|BURLINGTON STORES|BAYT|BTIG, LLC|1500
BURL|BURLINGTON STORES|BBNT|BB&T SECURITIES, LLC|129
BURL|BURLINGTON STORES|BERN|Sanford C. Bernstein & Co., LLC|62270
BURL|BURLINGTON STORES|BIAD|SAGETRADER, LLC|51
BURL|BURLINGTON STORES|BIDS|BIDS TRADING L.P.|200
BURL|BURLINGTON STORES|BIMI|Banca IMI Securities Corp.|10
BURL|BURLINGTON STORES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8649
BURL|BURLINGTON STORES|BLKX|INSTINET, LLC|140202
BURL|BURLINGTON STORES|BNPX|BNP PARIBAS SECURITIES CORP.|27757
BURL|BURLINGTON STORES|BTIG|BTIG, LLC|96
BURL|BURLINGTON STORES|BYXM|CBOE TRADING, INC.|1215
BURL|BURLINGTON STORES|BZYD|GOLDMAN SACHS & CO. LLC|400
BURL|BURLINGTON STORES|CHAS|Charles Schwab & Co., Inc.|3739
BURL|BURLINGTON STORES|CIBP|CIBC World Markets Corp.|12000
BURL|BURLINGTON STORES|CIST|Capital Institutional Services, Inc.|853
BURL|BURLINGTON STORES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177726
BURL|BURLINGTON STORES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1384
BURL|BURLINGTON STORES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|389780
BURL|BURLINGTON STORES|CTDL|Citadel Derivatives Group Llc|2383
BURL|BURLINGTON STORES|CXCX|CITIGROUP GLOBAL MARKETS INC.|40306
BURL|BURLINGTON STORES|DADA|D.A. Davidson & Co.|38
BURL|BURLINGTON STORES|DBAB|Deutsche Bank Securities Inc.|606212
BURL|BURLINGTON STORES|DBAX|Deutsche Bank Securities Inc.|346200
BURL|BURLINGTON STORES|DBUL|Deutsche Bank Securities Inc.|4447
BURL|BURLINGTON STORES|DCHF|Dart Executions, LLC|728
BURL|BURLINGTON STORES|DEAN|MORGAN STANLEY|7615
BURL|BURLINGTON STORES|DEGS|RONIN PROFESSIONAL LLC|300
BURL|BURLINGTON STORES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|674
BURL|BURLINGTON STORES|DRWK|DRW SECURITIES, L.L.C.|2254
BURL|BURLINGTON STORES|EBXL|EBX LLC|167500
BURL|BURLINGTON STORES|ECUT|CONVERGEX EXECUTION SOLUTIONS|12481
BURL|BURLINGTON STORES|EDJO|Edward D. Jones & Co., L.P.|2076
BURL|BURLINGTON STORES|EGAM|CBOE TRADING, INC.|11470
BURL|BURLINGTON STORES|EGAW|CBOE TRADING, INC.|196
BURL|BURLINGTON STORES|EGMT|EG MARKET TECHNOLOGIES LLC|1430
BURL|BURLINGTON STORES|EGXM|CBOE TRADING, INC.|2372
BURL|BURLINGTON STORES|EGXW|CBOE TRADING, INC.|141
BURL|BURLINGTON STORES|ETBE|Electronic Transaction Clearing, Inc.|57325
BURL|BURLINGTON STORES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
BURL|BURLINGTON STORES|ETCC|Electronic Transaction Clearing, Inc.|300
BURL|BURLINGTON STORES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|58929
BURL|BURLINGTON STORES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
BURL|BURLINGTON STORES|ETRS|E*Trade Securities LLC|43988
BURL|BURLINGTON STORES|FBSB|U.S. Bancorp Investments, Inc.|307
BURL|BURLINGTON STORES|FILL|Tradestation Securities, Inc.|4402
BURL|BURLINGTON STORES|FMAF|NBCN Inc./ CDS|3440
BURL|BURLINGTON STORES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17411
BURL|BURLINGTON STORES|FQLS|Quantlab Securities LP|336638
BURL|BURLINGTON STORES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124300
BURL|BURLINGTON STORES|FTBR|Foliofn Investments, Inc.|3921
BURL|BURLINGTON STORES|GEBB|GLOBAL EXECUTION BROKERS, LP|138068
BURL|BURLINGTON STORES|GLIS|TD Securities Inc|4070
BURL|BURLINGTON STORES|GLPX|ACS EXECUTION SERVICES, LLC|135076
BURL|BURLINGTON STORES|GSCO|GOLDMAN SACHS & CO. LLC|894037
BURL|BURLINGTON STORES|GSCS|GOLDMAN SACHS & CO. LLC|2742
BURL|BURLINGTON STORES|GSLT|GOLDMAN SACHS & CO. LLC|15533
BURL|BURLINGTON STORES|GTSZ|GTS SECURITIES LLC|117894
BURL|BURLINGTON STORES|HRBF|American Enterprise Investment Services Inc.|2666
BURL|BURLINGTON STORES|HSBC|HSBC Securities, Inc.|2200
BURL|BURLINGTON STORES|IATS|INTERACTIVE BROKERS LLC|10958
BURL|BURLINGTON STORES|IBKR|Interactive Brokers Llc|22243
BURL|BURLINGTON STORES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|907
BURL|BURLINGTON STORES|ICBX|INSTINET, LLC|76317
BURL|BURLINGTON STORES|IEQY|CITADEL SECURITIES LLC|31815
BURL|BURLINGTON STORES|IMPC|Imperial Capital, LLC|100
BURL|BURLINGTON STORES|INCA|INSTINET, LLC|727368
BURL|BURLINGTON STORES|INJX|INSTINET, LLC|5528
BURL|BURLINGTON STORES|ITGI|ITG Inc.|30576
BURL|BURLINGTON STORES|ITGP|ITG INC.|227000
BURL|BURLINGTON STORES|JANY|Janney Montgomery Scott Inc.|199
BURL|BURLINGTON STORES|JEFF|JEFFERIES LLC|66280
BURL|BURLINGTON STORES|JMPT|JUMP TRADING, LLC|56242
BURL|BURLINGTON STORES|JPBX|J.P. MORGAN SECURITIES LLC|203431
BURL|BURLINGTON STORES|JPMX|J.P. Morgan Securities LLC|622768
BURL|BURLINGTON STORES|JSJX|JANE STREET CAPITAL LLC|10134
BURL|BURLINGTON STORES|JUTA|JUMP TRADING, LLC|100
BURL|BURLINGTON STORES|KCGM|VIRTU Americas LLC|53519
BURL|BURLINGTON STORES|KING|C. L. King & Associates, Inc.|100
BURL|BURLINGTON STORES|LEHM|Barclays Capital Inc./Le|968483
BURL|BURLINGTON STORES|LIME|Lime Brokerage LLC|31800
BURL|BURLINGTON STORES|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
BURL|BURLINGTON STORES|LOOP|Loop Capital Markets LLC|1470
BURL|BURLINGTON STORES|LQNA|LIQUIDNET, INC.|32000
BURL|BURLINGTON STORES|LSCI|Lek Securities Corporation|84
BURL|BURLINGTON STORES|MACQ|Macquarie Capital (USA) Inc.|5363
BURL|BURLINGTON STORES|MAVB|Great Point Capital LLC|100
BURL|BURLINGTON STORES|MAXM|Maxim Group LLC|631
BURL|BURLINGTON STORES|MBTS|ALLY INVEST SECURITIES LLC|206
BURL|BURLINGTON STORES|MKMP|MKM Partners LLC|5131
BURL|BURLINGTON STORES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105366
BURL|BURLINGTON STORES|MOTF|MOTIF INVESTING, INC.|47
BURL|BURLINGTON STORES|MSCO|MORGAN STANLEY & CO. LLC|2027206
BURL|BURLINGTON STORES|MSPL|MORGAN STANLEY & CO. LLC|513300
BURL|BURLINGTON STORES|MSTX|MORGAN STANLEY & CO. LLC|227200
BURL|BURLINGTON STORES|NEED|Needham & Company, LLC|143
BURL|BURLINGTON STORES|NEUB|NEUBERGER BERMAN BD LLC|12
BURL|BURLINGTON STORES|NFSC|National Financial Services LLC|94330
BURL|BURLINGTON STORES|NITE|VIRTU Americas LLC|354849
BURL|BURLINGTON STORES|NITP|VIRTU Americas LLC|100
BURL|BURLINGTON STORES|NMRA|Nomura Securities International, Inc.|31000
BURL|BURLINGTON STORES|NQRB|Brut, LLC|4757
BURL|BURLINGTON STORES|NTBF|BMO Nesbitt Burns Inc./CDS|1019
BURL|BURLINGTON STORES|NTRC|Northern Trust Securities, Inc.|65
BURL|BURLINGTON STORES|OPCO|Oppenheimer & Co. Inc.|3577
BURL|BURLINGTON STORES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|703
BURL|BURLINGTON STORES|PDQM|CODA MARKETS, INC.|145803
BURL|BURLINGTON STORES|PHLY|NASDAQ Execution Services, LLC|1200
BURL|BURLINGTON STORES|PICT|Pictet Overseas Inc.|407
BURL|BURLINGTON STORES|PIPR|Piper Jaffray & Co.|20000
BURL|BURLINGTON STORES|PWJC|UBS Financial Services, Inc.|69822
BURL|BURLINGTON STORES|QMSR|QUATTRO M SECURITIES INC.|33125
BURL|BURLINGTON STORES|RBCM|RBC CAPITAL MARKETS, LLC|2304
BURL|BURLINGTON STORES|RGLD|Regal Securities, Inc|65
BURL|BURLINGTON STORES|RHCO|Suntrust Robinson Humphrey, Inc.|5569
BURL|BURLINGTON STORES|SAGL|SAGETRADER, LLC|125852
BURL|BURLINGTON STORES|SAGW|SAGETRADER, LLC|200
BURL|BURLINGTON STORES|SALI|INTL FCSTONE FINANCIAL INC.|20
BURL|BURLINGTON STORES|SBSH|Citigroup Global Markets Inc.|87552
BURL|BURLINGTON STORES|SEIC|SEI Investments Distribution Co.|400
BURL|BURLINGTON STORES|SGMT|GOLDMAN SACHS & CO. LLC|162635
BURL|BURLINGTON STORES|SIBO|Prime Executions, Inc.|6488
BURL|BURLINGTON STORES|SPDR|SPEEDROUTE LLC|5765
BURL|BURLINGTON STORES|STFL|Stifel, Nicolaus & Company, Incorporated|1314
BURL|BURLINGTON STORES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1877
BURL|BURLINGTON STORES|SWIM|TD Ameritrade, Inc.|15342
BURL|BURLINGTON STORES|SWST|Hilltop Securities Inc.|3
BURL|BURLINGTON STORES|TAGC|TELSEY ADVISORY GROUP LLC|53585
BURL|BURLINGTON STORES|TDSI|TD Securities (USA) LLC|400
BURL|BURLINGTON STORES|TIAD|Triad Securities Corp|81
BURL|BURLINGTON STORES|TKNG|ALLY INVEST SECURITIES LLC|249
BURL|BURLINGTON STORES|TOUR|TOURMALINE PARTNERS, LLC|3000
BURL|BURLINGTON STORES|TRBT|Tradebot Systems, Inc.|210990
BURL|BURLINGTON STORES|TRCM|TRC MARKETS LLC|74192
BURL|BURLINGTON STORES|TWTT|TASTYWORKS, INC.|73
BURL|BURLINGTON STORES|UBSA|UBS SECURITIES LLC|582154
BURL|BURLINGTON STORES|UBSS|UBS Securities LLC|1227927
BURL|BURLINGTON STORES|VALX|VIRTU AMERICAS LLC|14714
BURL|BURLINGTON STORES|VGRD|Vanguard Marketing Corporation|4039
BURL|BURLINGTON STORES|WBLR|WILLIAM BLAIR|300
BURL|BURLINGTON STORES|WBPX|SUMMIT SECURITIES GROUP, LLC|5249
BURL|BURLINGTON STORES|WCHV|WELLS FARGO SECURITIES, LLC|55854
BURL|BURLINGTON STORES|WDNX|WEEDEN & CO.L.P.|1848
BURL|BURLINGTON STORES|WEDB|WEDBUSH SECURITIES INC.|472
BURL|BURLINGTON STORES|WEED|Weeden & Co.L.P.|10376
BURL|BURLINGTON STORES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22819
BURL|BURLINGTON STORES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|62029
BURL|BURLINGTON STORES|WGIF|CIBC World Markets Inc.|17
BURL|BURLINGTON STORES|WSEA|WOLVERINE SECURITIES, LLC|4701
BURL|BURLINGTON STORES|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
BURL|BURLINGTON STORES|WTFS|JUST2TRADE, INC.|10
BURL|BURLINGTON STORES|XIST|INSTINET, LLC|31836
BURL|BURLINGTON STORES|XPQR|Jump Trading|3001
BURL|BURLINGTON STORES|XSTM|NATIONAL FINANCIAL SERVICES LLC|165494
BURL|BURLINGTON STORES|YKNA|COMHAR CAPITAL MARKETS, LLC|13836
BURL|BURLINGTON STORES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2494
BUSE|FIRST BUSEY CORP|ALTX|Alternet Securities Inc.|900
BUSE|FIRST BUSEY CORP|APCC|Apex Clearing Corporation|9
BUSE|FIRST BUSEY CORP|AQUA|AQUA SECURITIES L.P.|3800
BUSE|FIRST BUSEY CORP|BARD|Robert W. Baird & Co. Incorporated|2397
BUSE|FIRST BUSEY CORP|BATM|CBOE TRADING, INC.|561
BUSE|FIRST BUSEY CORP|BERN|Sanford C. Bernstein & Co., LLC|1800
BUSE|FIRST BUSEY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66
BUSE|FIRST BUSEY CORP|BMOC|BMO Capital Markets Corp.|6729
BUSE|FIRST BUSEY CORP|BNKS|Fig Partners, LLC|1996
BUSE|FIRST BUSEY CORP|BNPX|BNP PARIBAS SECURITIES CORP.|4460
BUSE|FIRST BUSEY CORP|BTIG|BTIG, LLC|1
BUSE|FIRST BUSEY CORP|BZYD|GOLDMAN SACHS & CO. LLC|2152
BUSE|FIRST BUSEY CORP|CHAS|Charles Schwab & Co., Inc.|476
BUSE|FIRST BUSEY CORP|CIST|Capital Institutional Services, Inc.|9
BUSE|FIRST BUSEY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27836
BUSE|FIRST BUSEY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
BUSE|FIRST BUSEY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
BUSE|FIRST BUSEY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35093
BUSE|FIRST BUSEY CORP|CTDL|Citadel Derivatives Group Llc|10732
BUSE|FIRST BUSEY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11270
BUSE|FIRST BUSEY CORP|DBAB|Deutsche Bank Securities Inc.|145515
BUSE|FIRST BUSEY CORP|DBAX|Deutsche Bank Securities Inc.|23900
BUSE|FIRST BUSEY CORP|DBUL|Deutsche Bank Securities Inc.|1913
BUSE|FIRST BUSEY CORP|DEAN|MORGAN STANLEY|1233
BUSE|FIRST BUSEY CORP|DEGS|RONIN PROFESSIONAL LLC|325
BUSE|FIRST BUSEY CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23
BUSE|FIRST BUSEY CORP|EBXL|EBX LLC|33200
BUSE|FIRST BUSEY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4682
BUSE|FIRST BUSEY CORP|EDJO|Edward D. Jones & Co., L.P.|2981
BUSE|FIRST BUSEY CORP|EGAM|CBOE TRADING, INC.|1303
BUSE|FIRST BUSEY CORP|EGMT|EG MARKET TECHNOLOGIES LLC|200
BUSE|FIRST BUSEY CORP|EGXM|CBOE TRADING, INC.|654
BUSE|FIRST BUSEY CORP|ETBE|Electronic Transaction Clearing, Inc.|540
BUSE|FIRST BUSEY CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6
BUSE|FIRST BUSEY CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6496
BUSE|FIRST BUSEY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7482
BUSE|FIRST BUSEY CORP|ETRS|E*Trade Securities LLC|14733
BUSE|FIRST BUSEY CORP|FBCO|Credit Suisse Securities (USA) LLC|197675
BUSE|FIRST BUSEY CORP|FBSB|U.S. Bancorp Investments, Inc.|100
BUSE|FIRST BUSEY CORP|FILL|Tradestation Securities, Inc.|400
BUSE|FIRST BUSEY CORP|FOMA|TD AMERITRADE CLEARING, INC.|7703
BUSE|FIRST BUSEY CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|705
BUSE|FIRST BUSEY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42286
BUSE|FIRST BUSEY CORP|FTBR|Foliofn Investments, Inc.|53
BUSE|FIRST BUSEY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|13241
BUSE|FIRST BUSEY CORP|GLPX|ACS EXECUTION SERVICES, LLC|1427
BUSE|FIRST BUSEY CORP|GSCO|GOLDMAN SACHS & CO. LLC|267765
BUSE|FIRST BUSEY CORP|GSCS|GOLDMAN SACHS & CO. LLC|8745
BUSE|FIRST BUSEY CORP|GSLT|GOLDMAN SACHS & CO. LLC|600
BUSE|FIRST BUSEY CORP|GTSZ|GTS SECURITIES LLC|2758
BUSE|FIRST BUSEY CORP|IATS|INTERACTIVE BROKERS LLC|128
BUSE|FIRST BUSEY CORP|IBKR|Interactive Brokers Llc|6958
BUSE|FIRST BUSEY CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|69
BUSE|FIRST BUSEY CORP|ICBX|INSTINET, LLC|12000
BUSE|FIRST BUSEY CORP|IEQY|CITADEL SECURITIES LLC|19270
BUSE|FIRST BUSEY CORP|INCA|INSTINET, LLC|90648
BUSE|FIRST BUSEY CORP|INJX|INSTINET, LLC|15108
BUSE|FIRST BUSEY CORP|ITGI|ITG Inc.|31461
BUSE|FIRST BUSEY CORP|ITGP|ITG INC.|15200
BUSE|FIRST BUSEY CORP|JEFF|JEFFERIES LLC|30171
BUSE|FIRST BUSEY CORP|JMPT|JUMP TRADING, LLC|6772
BUSE|FIRST BUSEY CORP|JONE|JonesTrading|6
BUSE|FIRST BUSEY CORP|JPBX|J.P. MORGAN SECURITIES LLC|404
BUSE|FIRST BUSEY CORP|JPMX|J.P. Morgan Securities LLC|54623
BUSE|FIRST BUSEY CORP|JSJX|JANE STREET CAPITAL LLC|1112
BUSE|FIRST BUSEY CORP|KBWI|Keefe, Bruyette & Woods, Inc.|8418
BUSE|FIRST BUSEY CORP|KCGM|VIRTU Americas LLC|6639
BUSE|FIRST BUSEY CORP|LEHM|Barclays Capital Inc./Le|166202
BUSE|FIRST BUSEY CORP|LIME|Lime Brokerage LLC|75004
BUSE|FIRST BUSEY CORP|LMGP|LIME BROKERAGE LLC|2530
BUSE|FIRST BUSEY CORP|LOOP|Loop Capital Markets LLC|498
BUSE|FIRST BUSEY CORP|LQNA|LIQUIDNET, INC.|47000
BUSE|FIRST BUSEY CORP|MAXM|Maxim Group LLC|4481
BUSE|FIRST BUSEY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47123
BUSE|FIRST BUSEY CORP|MSCO|MORGAN STANLEY & CO. LLC|464601
BUSE|FIRST BUSEY CORP|MSPL|MORGAN STANLEY & CO. LLC|53400
BUSE|FIRST BUSEY CORP|MSTX|MORGAN STANLEY & CO. LLC|600
BUSE|FIRST BUSEY CORP|NFSC|National Financial Services LLC|18560
BUSE|FIRST BUSEY CORP|NITE|VIRTU Americas LLC|64684
BUSE|FIRST BUSEY CORP|NITP|VIRTU Americas LLC|2701
BUSE|FIRST BUSEY CORP|NQRB|Brut, LLC|5037
BUSE|FIRST BUSEY CORP|NTRC|Northern Trust Securities, Inc.|60902
BUSE|FIRST BUSEY CORP|OPCO|Oppenheimer & Co. Inc.|2
BUSE|FIRST BUSEY CORP|PDQM|CODA MARKETS, INC.|1444
BUSE|FIRST BUSEY CORP|PWJC|UBS Financial Services, Inc.|4300
BUSE|FIRST BUSEY CORP|RAJA|Raymond James & Associates, Inc.|64916
BUSE|FIRST BUSEY CORP|RBCM|RBC CAPITAL MARKETS, LLC|94
BUSE|FIRST BUSEY CORP|SAGL|SAGETRADER, LLC|326
BUSE|FIRST BUSEY CORP|SAGW|SAGETRADER, LLC|1285
BUSE|FIRST BUSEY CORP|SBSH|Citigroup Global Markets Inc.|79659
BUSE|FIRST BUSEY CORP|SGMT|GOLDMAN SACHS & CO. LLC|18383
BUSE|FIRST BUSEY CORP|SPDR|SPEEDROUTE LLC|400
BUSE|FIRST BUSEY CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
BUSE|FIRST BUSEY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|7424
BUSE|FIRST BUSEY CORP|SWIM|TD Ameritrade, Inc.|3655
BUSE|FIRST BUSEY CORP|SWST|Hilltop Securities Inc.|12
BUSE|FIRST BUSEY CORP|TKNG|ALLY INVEST SECURITIES LLC|7
BUSE|FIRST BUSEY CORP|TOUR|TOURMALINE PARTNERS, LLC|341
BUSE|FIRST BUSEY CORP|TRBT|Tradebot Systems, Inc.|26134
BUSE|FIRST BUSEY CORP|TRCM|TRC MARKETS LLC|33994
BUSE|FIRST BUSEY CORP|UBSA|UBS SECURITIES LLC|72633
BUSE|FIRST BUSEY CORP|UBSS|UBS Securities LLC|224799
BUSE|FIRST BUSEY CORP|VALX|VIRTU AMERICAS LLC|4017
BUSE|FIRST BUSEY CORP|VGRD|Vanguard Marketing Corporation|1300
BUSE|FIRST BUSEY CORP|VNDM|Wall Street Access|200
BUSE|FIRST BUSEY CORP|WCHV|WELLS FARGO SECURITIES, LLC|19437
BUSE|FIRST BUSEY CORP|WEED|Weeden & Co.L.P.|4016
BUSE|FIRST BUSEY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|80
BUSE|FIRST BUSEY CORP|WSEA|WOLVERINE SECURITIES, LLC|1
BUSE|FIRST BUSEY CORP|XIST|INSTINET, LLC|2600
BUSE|FIRST BUSEY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
BUSE|FIRST BUSEY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|6
BUSE|FIRST BUSEY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|86
BUY|USCF SUMMERHAVEN SHP|CHAS|Charles Schwab & Co., Inc.|1
BUY|USCF SUMMERHAVEN SHP|IBKR|Interactive Brokers Llc|686
BUYN|USCF SUMMERHAVEN SHP|NITE|VIRTU Americas LLC|3
BUYN|USCF SUMMERHAVEN SHP|WSEA|WOLVERINE SECURITIES, LLC|3
BUZ|BUZZ US SENTIMENT|APCC|Apex Clearing Corporation|351
BUZ|BUZZ US SENTIMENT|CANT|Cantor Fitzgerald & Co.|15809
BUZ|BUZZ US SENTIMENT|CHAS|Charles Schwab & Co., Inc.|1000
BUZ|BUZZ US SENTIMENT|ETRS|E*Trade Securities LLC|1712
BUZ|BUZZ US SENTIMENT|FTBR|Foliofn Investments, Inc.|42
BUZ|BUZZ US SENTIMENT|GSCO|GOLDMAN SACHS & CO. LLC|1100
BUZ|BUZZ US SENTIMENT|GSLT|GOLDMAN SACHS & CO. LLC|1233
BUZ|BUZZ US SENTIMENT|IATS|INTERACTIVE BROKERS LLC|100
BUZ|BUZZ US SENTIMENT|IBKR|Interactive Brokers Llc|3350
BUZ|BUZZ US SENTIMENT|JSJX|JANE STREET CAPITAL LLC|6097
BUZ|BUZZ US SENTIMENT|KCGM|VIRTU Americas LLC|200
BUZ|BUZZ US SENTIMENT|LIME|Lime Brokerage LLC|642
BUZ|BUZZ US SENTIMENT|MOTF|MOTIF INVESTING, INC.|2
BUZ|BUZZ US SENTIMENT|MSCO|MORGAN STANLEY & CO. LLC|446
BUZ|BUZZ US SENTIMENT|NFSC|National Financial Services LLC|3574
BUZ|BUZZ US SENTIMENT|NITE|VIRTU Americas LLC|6152
BUZ|BUZZ US SENTIMENT|SBSH|Citigroup Global Markets Inc.|40
BUZ|BUZZ US SENTIMENT|SWIM|TD Ameritrade, Inc.|1325
BUZ|BUZZ US SENTIMENT|TKNG|ALLY INVEST SECURITIES LLC|26
BUZ|BUZZ US SENTIMENT|UBSS|UBS Securities LLC|3200
BUZ|BUZZ US SENTIMENT|VGRD|Vanguard Marketing Corporation|1894
BUZ|BUZZ US SENTIMENT|VSIN|Vision Financial Markets Llc|4
BUZ|BUZZ US SENTIMENT|WCHV|WELLS FARGO SECURITIES, LLC|200
BUZ|BUZZ US SENTIMENT|WGIF|CIBC World Markets Inc.|850
BUZ|BUZZ US SENTIMENT|WSEA|WOLVERINE SECURITIES, LLC|96
BUZ|BUZZ US SENTIMENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|680
BV|BRIGHTVIEW HOLDINGS,|AGIS|Aegis Capital Corp.|500
BV|BRIGHTVIEW HOLDINGS,|ALTX|Alternet Securities Inc.|6802
BV|BRIGHTVIEW HOLDINGS,|APCC|Apex Clearing Corporation|910
BV|BRIGHTVIEW HOLDINGS,|BARD|Robert W. Baird & Co. Incorporated|1890
BV|BRIGHTVIEW HOLDINGS,|BATM|CBOE TRADING, INC.|500
BV|BRIGHTVIEW HOLDINGS,|BAYT|BTIG, LLC|750
BV|BRIGHTVIEW HOLDINGS,|BERN|Sanford C. Bernstein & Co., LLC|200
BV|BRIGHTVIEW HOLDINGS,|BLKX|INSTINET, LLC|8100
BV|BRIGHTVIEW HOLDINGS,|BTIG|BTIG, LLC|5900
BV|BRIGHTVIEW HOLDINGS,|BYXM|CBOE TRADING, INC.|3085
BV|BRIGHTVIEW HOLDINGS,|CANT|Cantor Fitzgerald & Co.|550
BV|BRIGHTVIEW HOLDINGS,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116643
BV|BRIGHTVIEW HOLDINGS,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11000
BV|BRIGHTVIEW HOLDINGS,|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22813
BV|BRIGHTVIEW HOLDINGS,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99279
BV|BRIGHTVIEW HOLDINGS,|CSIN|Citadel Securities Institutional LLC|100
BV|BRIGHTVIEW HOLDINGS,|CXCX|CITIGROUP GLOBAL MARKETS INC.|5200
BV|BRIGHTVIEW HOLDINGS,|DADA|D.A. Davidson & Co.|200
BV|BRIGHTVIEW HOLDINGS,|DBAB|Deutsche Bank Securities Inc.|500
BV|BRIGHTVIEW HOLDINGS,|DBAX|Deutsche Bank Securities Inc.|75800
BV|BRIGHTVIEW HOLDINGS,|DCHF|Dart Executions, LLC|500
BV|BRIGHTVIEW HOLDINGS,|DEAN|MORGAN STANLEY|2432
BV|BRIGHTVIEW HOLDINGS,|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
BV|BRIGHTVIEW HOLDINGS,|EBXL|EBX LLC|191500
BV|BRIGHTVIEW HOLDINGS,|ECUT|CONVERGEX EXECUTION SOLUTIONS|32521
BV|BRIGHTVIEW HOLDINGS,|EDJC|Edward Jones / CDS|50
BV|BRIGHTVIEW HOLDINGS,|EDJO|Edward D. Jones & Co., L.P.|473
BV|BRIGHTVIEW HOLDINGS,|EGAM|CBOE TRADING, INC.|4850
BV|BRIGHTVIEW HOLDINGS,|EGAW|CBOE TRADING, INC.|300
BV|BRIGHTVIEW HOLDINGS,|EGXM|CBOE TRADING, INC.|8942
BV|BRIGHTVIEW HOLDINGS,|EGXW|CBOE TRADING, INC.|2610
BV|BRIGHTVIEW HOLDINGS,|ETBE|Electronic Transaction Clearing, Inc.|200
BV|BRIGHTVIEW HOLDINGS,|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|154401
BV|BRIGHTVIEW HOLDINGS,|ETRS|E*Trade Securities LLC|15765
BV|BRIGHTVIEW HOLDINGS,|FILL|Tradestation Securities, Inc.|5523
BV|BRIGHTVIEW HOLDINGS,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1505
BV|BRIGHTVIEW HOLDINGS,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
BV|BRIGHTVIEW HOLDINGS,|GLPX|ACS EXECUTION SERVICES, LLC|94163
BV|BRIGHTVIEW HOLDINGS,|GSCO|GOLDMAN SACHS & CO. LLC|224639
BV|BRIGHTVIEW HOLDINGS,|GSCS|GOLDMAN SACHS & CO. LLC|105759
BV|BRIGHTVIEW HOLDINGS,|GSLT|GOLDMAN SACHS & CO. LLC|14797
BV|BRIGHTVIEW HOLDINGS,|IATS|INTERACTIVE BROKERS LLC|830
BV|BRIGHTVIEW HOLDINGS,|IBKR|Interactive Brokers Llc|9954
BV|BRIGHTVIEW HOLDINGS,|ICBX|INSTINET, LLC|69525
BV|BRIGHTVIEW HOLDINGS,|INCA|INSTINET, LLC|237224
BV|BRIGHTVIEW HOLDINGS,|INJX|INSTINET, LLC|700
BV|BRIGHTVIEW HOLDINGS,|ITGI|ITG Inc.|82226
BV|BRIGHTVIEW HOLDINGS,|ITGP|ITG INC.|68600
BV|BRIGHTVIEW HOLDINGS,|JEFF|JEFFERIES LLC|5150
BV|BRIGHTVIEW HOLDINGS,|JGUN|Joseph Gunnar & Co.  LLC|200
BV|BRIGHTVIEW HOLDINGS,|JMPT|JUMP TRADING, LLC|4897
BV|BRIGHTVIEW HOLDINGS,|JPBX|J.P. MORGAN SECURITIES LLC|6637
BV|BRIGHTVIEW HOLDINGS,|JPMX|J.P. Morgan Securities LLC|326275
BV|BRIGHTVIEW HOLDINGS,|KCGM|VIRTU Americas LLC|94886
BV|BRIGHTVIEW HOLDINGS,|LEHM|Barclays Capital Inc./Le|97300
BV|BRIGHTVIEW HOLDINGS,|LIME|Lime Brokerage LLC|1083
BV|BRIGHTVIEW HOLDINGS,|LQNA|LIQUIDNET, INC.|14900
BV|BRIGHTVIEW HOLDINGS,|LSCI|Lek Securities Corporation|13250
BV|BRIGHTVIEW HOLDINGS,|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7685
BV|BRIGHTVIEW HOLDINGS,|MAVB|Great Point Capital LLC|401
BV|BRIGHTVIEW HOLDINGS,|MAXM|Maxim Group LLC|1843
BV|BRIGHTVIEW HOLDINGS,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10520
BV|BRIGHTVIEW HOLDINGS,|MSCO|MORGAN STANLEY & CO. LLC|138947
BV|BRIGHTVIEW HOLDINGS,|MSPL|MORGAN STANLEY & CO. LLC|23900
BV|BRIGHTVIEW HOLDINGS,|NATL|National Securities Corporation|800
BV|BRIGHTVIEW HOLDINGS,|NFSC|National Financial Services LLC|27337
BV|BRIGHTVIEW HOLDINGS,|NITE|VIRTU Americas LLC|65919
BV|BRIGHTVIEW HOLDINGS,|NQRB|Brut, LLC|3800
BV|BRIGHTVIEW HOLDINGS,|ONEL|O'NEIL SECURITIES, INCORPORATED|100
BV|BRIGHTVIEW HOLDINGS,|OPCO|Oppenheimer & Co. Inc.|600
BV|BRIGHTVIEW HOLDINGS,|PDQM|CODA MARKETS, INC.|158105
BV|BRIGHTVIEW HOLDINGS,|PREC|PRECISION SECURITIES, LLC|2200
BV|BRIGHTVIEW HOLDINGS,|PWJC|UBS Financial Services, Inc.|3600
BV|BRIGHTVIEW HOLDINGS,|QMSR|QUATTRO M SECURITIES INC.|200
BV|BRIGHTVIEW HOLDINGS,|RBCM|RBC CAPITAL MARKETS, LLC|2850
BV|BRIGHTVIEW HOLDINGS,|RJLC|RJL CAPITAL GROUP, LLC|4175
BV|BRIGHTVIEW HOLDINGS,|SAGL|SAGETRADER, LLC|5325
BV|BRIGHTVIEW HOLDINGS,|SBSH|Citigroup Global Markets Inc.|100
BV|BRIGHTVIEW HOLDINGS,|SGMT|GOLDMAN SACHS & CO. LLC|111196
BV|BRIGHTVIEW HOLDINGS,|SPDR|SPEEDROUTE LLC|27582
BV|BRIGHTVIEW HOLDINGS,|STFL|Stifel, Nicolaus & Company, Incorporated|4400
BV|BRIGHTVIEW HOLDINGS,|SWIM|TD Ameritrade, Inc.|25775
BV|BRIGHTVIEW HOLDINGS,|SWST|Hilltop Securities Inc.|400
BV|BRIGHTVIEW HOLDINGS,|TIAC|TRIAD SECURITIES CORP|225
BV|BRIGHTVIEW HOLDINGS,|TKNG|ALLY INVEST SECURITIES LLC|299
BV|BRIGHTVIEW HOLDINGS,|TRBT|Tradebot Systems, Inc.|27375
BV|BRIGHTVIEW HOLDINGS,|TWTT|TASTYWORKS, INC.|200
BV|BRIGHTVIEW HOLDINGS,|UBSA|UBS SECURITIES LLC|144445
BV|BRIGHTVIEW HOLDINGS,|UBSS|UBS Securities LLC|32177
BV|BRIGHTVIEW HOLDINGS,|VALX|VIRTU AMERICAS LLC|950
BV|BRIGHTVIEW HOLDINGS,|VGRD|Vanguard Marketing Corporation|1681
BV|BRIGHTVIEW HOLDINGS,|VNDS|VANDHAM SECURITIES CORP|46500
BV|BRIGHTVIEW HOLDINGS,|WABR|Wall Street Access|500
BV|BRIGHTVIEW HOLDINGS,|WBLR|WILLIAM BLAIR|2350
BV|BRIGHTVIEW HOLDINGS,|WCHV|WELLS FARGO SECURITIES, LLC|7995
BV|BRIGHTVIEW HOLDINGS,|WGIF|CIBC World Markets Inc.|1300
BV|BRIGHTVIEW HOLDINGS,|WSEA|WOLVERINE SECURITIES, LLC|10
BV|BRIGHTVIEW HOLDINGS,|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
BV|BRIGHTVIEW HOLDINGS,|YKNA|COMHAR CAPITAL MARKETS, LLC|26163
BV|BRIGHTVIEW HOLDINGS,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1644
BVAL|BRAND VALUE ETF|ETRS|E*Trade Securities LLC|200
BVAL|BRAND VALUE ETF|IBKR|Interactive Brokers Llc|26
BVAL|BRAND VALUE ETF|JSJX|JANE STREET CAPITAL LLC|2000
BVAL|BRAND VALUE ETF|MSCO|MORGAN STANLEY & CO. LLC|200
BVAL|BRAND VALUE ETF|NFSC|National Financial Services LLC|424
BVAL|BRAND VALUE ETF|NITE|VIRTU Americas LLC|11608
BVAL|BRAND VALUE ETF|SBSH|Citigroup Global Markets Inc.|4500
BVAL|BRAND VALUE ETF|SWIM|TD Ameritrade, Inc.|42100
BVAL|BRAND VALUE ETF|UBSS|UBS Securities LLC|5470
BVAL|BRAND VALUE ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49928
BVAL|BRAND VALUE ETF|WSEA|WOLVERINE SECURITIES, LLC|14
BVN|BUENAVENTURA MINING|ADAM|CANACCORD GENUITY INC.|6996
BVN|BUENAVENTURA MINING|ALTX|Alternet Securities Inc.|14973
BVN|BUENAVENTURA MINING|APCC|Apex Clearing Corporation|2247
BVN|BUENAVENTURA MINING|BARD|Robert W. Baird & Co. Incorporated|26
BVN|BUENAVENTURA MINING|BATM|CBOE TRADING, INC.|9460
BVN|BUENAVENTURA MINING|BAYC|BAY CREST PARTNERS, LLC|57722
BVN|BUENAVENTURA MINING|BAYT|BTIG, LLC|300
BVN|BUENAVENTURA MINING|BERN|Sanford C. Bernstein & Co., LLC|107830
BVN|BUENAVENTURA MINING|BIDS|BIDS TRADING L.P.|500
BVN|BUENAVENTURA MINING|BIMI|Banca IMI Securities Corp.|1700
BVN|BUENAVENTURA MINING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19052
BVN|BUENAVENTURA MINING|BMOC|BMO Capital Markets Corp.|6493
BVN|BUENAVENTURA MINING|BNPX|BNP PARIBAS SECURITIES CORP.|138578
BVN|BUENAVENTURA MINING|BYXM|CBOE TRADING, INC.|2969
BVN|BUENAVENTURA MINING|BZYD|GOLDMAN SACHS & CO. LLC|5901
BVN|BUENAVENTURA MINING|CICF|Canaccord Genuity Corp.|70372
BVN|BUENAVENTURA MINING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51517
BVN|BUENAVENTURA MINING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BVN|BUENAVENTURA MINING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
BVN|BUENAVENTURA MINING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|298339
BVN|BUENAVENTURA MINING|CTDL|Citadel Derivatives Group Llc|19036
BVN|BUENAVENTURA MINING|CTLR|CUTLER GROUP, LP|100
BVN|BUENAVENTURA MINING|CXCX|CITIGROUP GLOBAL MARKETS INC.|38658
BVN|BUENAVENTURA MINING|DADA|D.A. Davidson & Co.|100
BVN|BUENAVENTURA MINING|DBAB|Deutsche Bank Securities Inc.|386571
BVN|BUENAVENTURA MINING|DBAX|Deutsche Bank Securities Inc.|683900
BVN|BUENAVENTURA MINING|DCHF|Dart Executions, LLC|3948
BVN|BUENAVENTURA MINING|DEAN|MORGAN STANLEY|1926
BVN|BUENAVENTURA MINING|DEGS|RONIN PROFESSIONAL LLC|300
BVN|BUENAVENTURA MINING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37439
BVN|BUENAVENTURA MINING|EBXL|EBX LLC|216500
BVN|BUENAVENTURA MINING|ECUT|CONVERGEX EXECUTION SOLUTIONS|52221
BVN|BUENAVENTURA MINING|EGAM|CBOE TRADING, INC.|17587
BVN|BUENAVENTURA MINING|EGXM|CBOE TRADING, INC.|1154
BVN|BUENAVENTURA MINING|ELEV|ELEVATION, LLC|27575
BVN|BUENAVENTURA MINING|EROP|Eroom Securities L.L.C.|3500
BVN|BUENAVENTURA MINING|ETBE|Electronic Transaction Clearing, Inc.|19829
BVN|BUENAVENTURA MINING|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
BVN|BUENAVENTURA MINING|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
BVN|BUENAVENTURA MINING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2807
BVN|BUENAVENTURA MINING|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|564
BVN|BUENAVENTURA MINING|ETRS|E*Trade Securities LLC|24592
BVN|BUENAVENTURA MINING|FCST|INTL FCSTONE FINANCIAL INC.|1100
BVN|BUENAVENTURA MINING|FILL|Tradestation Securities, Inc.|1975
BVN|BUENAVENTURA MINING|FMAF|NBCN Inc./ CDS|10302
BVN|BUENAVENTURA MINING|FQLS|Quantlab Securities LP|198358
BVN|BUENAVENTURA MINING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|504911
BVN|BUENAVENTURA MINING|FTBR|Foliofn Investments, Inc.|12393
BVN|BUENAVENTURA MINING|GARC|ICAP Corporates LLC|44931
BVN|BUENAVENTURA MINING|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
BVN|BUENAVENTURA MINING|GLPX|ACS EXECUTION SERVICES, LLC|110917
BVN|BUENAVENTURA MINING|GSCO|GOLDMAN SACHS & CO. LLC|807787
BVN|BUENAVENTURA MINING|GSCS|GOLDMAN SACHS & CO. LLC|1300
BVN|BUENAVENTURA MINING|GSLT|GOLDMAN SACHS & CO. LLC|14540
BVN|BUENAVENTURA MINING|GTSY|GTS SECURITIES LLC|1000
BVN|BUENAVENTURA MINING|GTSZ|GTS SECURITIES LLC|76498
BVN|BUENAVENTURA MINING|HASF|Haywood Securities Inc./CDS|200
BVN|BUENAVENTURA MINING|HRBF|American Enterprise Investment Services Inc.|400
BVN|BUENAVENTURA MINING|HSBC|HSBC Securities, Inc.|249936
BVN|BUENAVENTURA MINING|IATS|INTERACTIVE BROKERS LLC|32788
BVN|BUENAVENTURA MINING|IBKR|Interactive Brokers Llc|54859
BVN|BUENAVENTURA MINING|ICBX|INSTINET, LLC|75827
BVN|BUENAVENTURA MINING|INCA|INSTINET, LLC|181702
BVN|BUENAVENTURA MINING|INJX|INSTINET, LLC|1354
BVN|BUENAVENTURA MINING|INTL|INTL FCSTONE FINANCIAL INC.|7568
BVN|BUENAVENTURA MINING|ITGI|ITG Inc.|63072
BVN|BUENAVENTURA MINING|ITGP|ITG INC.|456200
BVN|BUENAVENTURA MINING|JANY|Janney Montgomery Scott Inc.|500
BVN|BUENAVENTURA MINING|JEFF|JEFFERIES LLC|180375
BVN|BUENAVENTURA MINING|JMPT|JUMP TRADING, LLC|95329
BVN|BUENAVENTURA MINING|JONE|JonesTrading|21493
BVN|BUENAVENTURA MINING|JPBX|J.P. MORGAN SECURITIES LLC|94483
BVN|BUENAVENTURA MINING|JPMX|J.P. Morgan Securities LLC|1147759
BVN|BUENAVENTURA MINING|JSJX|JANE STREET CAPITAL LLC|17932
BVN|BUENAVENTURA MINING|KCGM|VIRTU Americas LLC|49846
BVN|BUENAVENTURA MINING|LEHM|Barclays Capital Inc./Le|698492
BVN|BUENAVENTURA MINING|LIME|Lime Brokerage LLC|18729
BVN|BUENAVENTURA MINING|LOOP|Loop Capital Markets LLC|500
BVN|BUENAVENTURA MINING|LSCI|Lek Securities Corporation|32861
BVN|BUENAVENTURA MINING|MACQ|Macquarie Capital (USA) Inc.|50300
BVN|BUENAVENTURA MINING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|147092
BVN|BUENAVENTURA MINING|MOTF|MOTIF INVESTING, INC.|2
BVN|BUENAVENTURA MINING|MSCO|MORGAN STANLEY & CO. LLC|300437
BVN|BUENAVENTURA MINING|MSPL|MORGAN STANLEY & CO. LLC|122500
BVN|BUENAVENTURA MINING|MSTX|MORGAN STANLEY & CO. LLC|23600
BVN|BUENAVENTURA MINING|NFSC|National Financial Services LLC|60288
BVN|BUENAVENTURA MINING|NITE|VIRTU Americas LLC|476425
BVN|BUENAVENTURA MINING|NITP|VIRTU Americas LLC|601
BVN|BUENAVENTURA MINING|NQRB|Brut, LLC|12414
BVN|BUENAVENTURA MINING|NTBF|BMO Nesbitt Burns Inc./CDS|1250
BVN|BUENAVENTURA MINING|OLDM|OLD MISSION CAPITAL, LLC|80396
BVN|BUENAVENTURA MINING|OPCO|Oppenheimer & Co. Inc.|4050
BVN|BUENAVENTURA MINING|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1450
BVN|BUENAVENTURA MINING|PCPT|PHILLIP CAPITAL INC.|3689
BVN|BUENAVENTURA MINING|PDQM|CODA MARKETS, INC.|69580
BVN|BUENAVENTURA MINING|PHLY|NASDAQ Execution Services, LLC|2200
BVN|BUENAVENTURA MINING|PWJC|UBS Financial Services, Inc.|4900
BVN|BUENAVENTURA MINING|RBCM|RBC CAPITAL MARKETS, LLC|4559
BVN|BUENAVENTURA MINING|RHOX|XR Securities LLC|6374
BVN|BUENAVENTURA MINING|SAGL|SAGETRADER, LLC|2626
BVN|BUENAVENTURA MINING|SBSH|Citigroup Global Markets Inc.|570846
BVN|BUENAVENTURA MINING|SCMC|Scotia Capital Markets (USA) Inc.|131980
BVN|BUENAVENTURA MINING|SGMT|GOLDMAN SACHS & CO. LLC|132775
BVN|BUENAVENTURA MINING|SPDR|SPEEDROUTE LLC|10600
BVN|BUENAVENTURA MINING|SPNT|SEVEN POINTS CAPITAL, LLC|900
BVN|BUENAVENTURA MINING|STFL|Stifel, Nicolaus & Company, Incorporated|521
BVN|BUENAVENTURA MINING|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3484
BVN|BUENAVENTURA MINING|SWIM|TD Ameritrade, Inc.|172540
BVN|BUENAVENTURA MINING|TDSI|TD Securities (USA) LLC|311378
BVN|BUENAVENTURA MINING|TKNG|ALLY INVEST SECURITIES LLC|2260
BVN|BUENAVENTURA MINING|TRBT|Tradebot Systems, Inc.|248774
BVN|BUENAVENTURA MINING|TRCM|TRC MARKETS LLC|159432
BVN|BUENAVENTURA MINING|UBSA|UBS SECURITIES LLC|522357
BVN|BUENAVENTURA MINING|UBSS|UBS Securities LLC|612642
BVN|BUENAVENTURA MINING|VALX|VIRTU AMERICAS LLC|50808
BVN|BUENAVENTURA MINING|VGRD|Vanguard Marketing Corporation|5555
BVN|BUENAVENTURA MINING|VNDM|Wall Street Access|1215
BVN|BUENAVENTURA MINING|WBPX|SUMMIT SECURITIES GROUP, LLC|6659
BVN|BUENAVENTURA MINING|WCHV|WELLS FARGO SECURITIES, LLC|21356
BVN|BUENAVENTURA MINING|WEDB|WEDBUSH SECURITIES INC.|8413
BVN|BUENAVENTURA MINING|WEED|Weeden & Co.L.P.|2059
BVN|BUENAVENTURA MINING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16272
BVN|BUENAVENTURA MINING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1342
BVN|BUENAVENTURA MINING|WGIF|CIBC World Markets Inc.|1224
BVN|BUENAVENTURA MINING|WSEA|WOLVERINE SECURITIES, LLC|2579
BVN|BUENAVENTURA MINING|XIST|INSTINET, LLC|10400
BVN|BUENAVENTURA MINING|XPUS|XP SECURITIES, LLC|41118
BVN|BUENAVENTURA MINING|XSTM|NATIONAL FINANCIAL SERVICES LLC|29960
BVN|BUENAVENTURA MINING|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
BVN|BUENAVENTURA MINING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3095
BVNSC|BRANDES VALUE NXTSHR|FTBR|Foliofn Investments, Inc.|3
BVNSC|BRANDES VALUE NXTSHR|NITE|VIRTU Americas LLC|3
BVSN|BROADVISION INC|ADAM|CANACCORD GENUITY INC.|200
BVSN|BROADVISION INC|APCC|Apex Clearing Corporation|22476
BVSN|BROADVISION INC|BARD|Robert W. Baird & Co. Incorporated|100
BVSN|BROADVISION INC|BATM|CBOE TRADING, INC.|168
BVSN|BROADVISION INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30868
BVSN|BROADVISION INC|CANT|Cantor Fitzgerald & Co.|100
BVSN|BROADVISION INC|CHAS|Charles Schwab & Co., Inc.|751
BVSN|BROADVISION INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2925
BVSN|BROADVISION INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
BVSN|BROADVISION INC|CTDL|Citadel Derivatives Group Llc|551
BVSN|BROADVISION INC|DBAB|Deutsche Bank Securities Inc.|1950
BVSN|BROADVISION INC|DBAX|Deutsche Bank Securities Inc.|1100
BVSN|BROADVISION INC|DEGS|RONIN PROFESSIONAL LLC|5798
BVSN|BROADVISION INC|EDJO|Edward D. Jones & Co., L.P.|810
BVSN|BROADVISION INC|EGAM|CBOE TRADING, INC.|100
BVSN|BROADVISION INC|EGAW|CBOE TRADING, INC.|1200
BVSN|BROADVISION INC|EGXM|CBOE TRADING, INC.|802
BVSN|BROADVISION INC|EGXW|CBOE TRADING, INC.|2731
BVSN|BROADVISION INC|ETRS|E*Trade Securities LLC|157892
BVSN|BROADVISION INC|FBCO|Credit Suisse Securities (USA) LLC|12691
BVSN|BROADVISION INC|FILL|Tradestation Securities, Inc.|4200
BVSN|BROADVISION INC|FOMA|TD AMERITRADE CLEARING, INC.|211284
BVSN|BROADVISION INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2100
BVSN|BROADVISION INC|GEBB|GLOBAL EXECUTION BROKERS, LP|402
BVSN|BROADVISION INC|GSCO|GOLDMAN SACHS & CO. LLC|3838
BVSN|BROADVISION INC|GSCS|GOLDMAN SACHS & CO. LLC|200
BVSN|BROADVISION INC|GSLT|GOLDMAN SACHS & CO. LLC|1246
BVSN|BROADVISION INC|GTSZ|GTS SECURITIES LLC|274
BVSN|BROADVISION INC|HRBF|American Enterprise Investment Services Inc.|1
BVSN|BROADVISION INC|IBKR|Interactive Brokers Llc|58227
BVSN|BROADVISION INC|ICBX|INSTINET, LLC|100
BVSN|BROADVISION INC|INCA|INSTINET, LLC|12356
BVSN|BROADVISION INC|ITGI|ITG Inc.|4843
BVSN|BROADVISION INC|LEHM|Barclays Capital Inc./Le|5438
BVSN|BROADVISION INC|LIME|Lime Brokerage LLC|14028
BVSN|BROADVISION INC|LSCI|Lek Securities Corporation|900
BVSN|BROADVISION INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
BVSN|BROADVISION INC|MAXM|Maxim Group LLC|100
BVSN|BROADVISION INC|MBTS|ALLY INVEST SECURITIES LLC|11046
BVSN|BROADVISION INC|MSCO|MORGAN STANLEY & CO. LLC|78879
BVSN|BROADVISION INC|MSPL|MORGAN STANLEY & CO. LLC|300
BVSN|BROADVISION INC|NFSC|National Financial Services LLC|34829
BVSN|BROADVISION INC|NITE|VIRTU Americas LLC|121009
BVSN|BROADVISION INC|PDQM|CODA MARKETS, INC.|200
BVSN|BROADVISION INC|RGLD|Regal Securities, Inc|1
BVSN|BROADVISION INC|SAGL|SAGETRADER, LLC|540
BVSN|BROADVISION INC|SGMT|GOLDMAN SACHS & CO. LLC|300
BVSN|BROADVISION INC|SPDR|SPEEDROUTE LLC|3137
BVSN|BROADVISION INC|SWIM|TD Ameritrade, Inc.|76974
BVSN|BROADVISION INC|SWST|Hilltop Securities Inc.|86
BVSN|BROADVISION INC|TRBT|Tradebot Systems, Inc.|301
BVSN|BROADVISION INC|TRCM|TRC MARKETS LLC|200
BVSN|BROADVISION INC|UBSA|UBS SECURITIES LLC|1650
BVSN|BROADVISION INC|UBSS|UBS Securities LLC|18141
BVSN|BROADVISION INC|VALX|VIRTU AMERICAS LLC|1279
BVSN|BROADVISION INC|VFIN|National Securities Corporation|200
BVSN|BROADVISION INC|VGRD|Vanguard Marketing Corporation|980
BVSN|BROADVISION INC|WEDB|WEDBUSH SECURITIES INC.|2800
BVSN|BROADVISION INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2373
BVSN|BROADVISION INC|WSEA|WOLVERINE SECURITIES, LLC|14246
BVSN|BROADVISION INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1202
BVX|BOVIE MEDICAL CORP|ALTX|Alternet Securities Inc.|500
BVX|BOVIE MEDICAL CORP|APCC|Apex Clearing Corporation|323
BVX|BOVIE MEDICAL CORP|BATM|CBOE TRADING, INC.|4826
BVX|BOVIE MEDICAL CORP|BAYC|BAY CREST PARTNERS, LLC|2769
BVX|BOVIE MEDICAL CORP|BERN|Sanford C. Bernstein & Co., LLC|382
BVX|BOVIE MEDICAL CORP|BTIG|BTIG, LLC|9647
BVX|BOVIE MEDICAL CORP|BYXM|CBOE TRADING, INC.|500
BVX|BOVIE MEDICAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|4097
BVX|BOVIE MEDICAL CORP|CIST|Capital Institutional Services, Inc.|1682
BVX|BOVIE MEDICAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
BVX|BOVIE MEDICAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6200
BVX|BOVIE MEDICAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10435
BVX|BOVIE MEDICAL CORP|CTDL|Citadel Derivatives Group Llc|234
BVX|BOVIE MEDICAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
BVX|BOVIE MEDICAL CORP|DBAB|Deutsche Bank Securities Inc.|1772
BVX|BOVIE MEDICAL CORP|DBAX|Deutsche Bank Securities Inc.|2300
BVX|BOVIE MEDICAL CORP|DEAN|MORGAN STANLEY|4003
BVX|BOVIE MEDICAL CORP|DEGS|RONIN PROFESSIONAL LLC|16166
BVX|BOVIE MEDICAL CORP|EBXL|EBX LLC|7800
BVX|BOVIE MEDICAL CORP|EDJO|Edward D. Jones & Co., L.P.|3609
BVX|BOVIE MEDICAL CORP|EGAM|CBOE TRADING, INC.|599
BVX|BOVIE MEDICAL CORP|EGXM|CBOE TRADING, INC.|3454
BVX|BOVIE MEDICAL CORP|ETBE|Electronic Transaction Clearing, Inc.|100
BVX|BOVIE MEDICAL CORP|ETRS|E*Trade Securities LLC|49405
BVX|BOVIE MEDICAL CORP|FILL|Tradestation Securities, Inc.|2071
BVX|BOVIE MEDICAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|491
BVX|BOVIE MEDICAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|5664
BVX|BOVIE MEDICAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|49701
BVX|BOVIE MEDICAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|20367
BVX|BOVIE MEDICAL CORP|GTSZ|GTS SECURITIES LLC|102
BVX|BOVIE MEDICAL CORP|HRBF|American Enterprise Investment Services Inc.|3000
BVX|BOVIE MEDICAL CORP|IATS|INTERACTIVE BROKERS LLC|11445
BVX|BOVIE MEDICAL CORP|IBKR|Interactive Brokers Llc|14305
BVX|BOVIE MEDICAL CORP|ICBX|INSTINET, LLC|1100
BVX|BOVIE MEDICAL CORP|INCA|INSTINET, LLC|4036
BVX|BOVIE MEDICAL CORP|INJX|INSTINET, LLC|13022
BVX|BOVIE MEDICAL CORP|ITGI|ITG Inc.|3116
BVX|BOVIE MEDICAL CORP|ITGP|ITG INC.|5000
BVX|BOVIE MEDICAL CORP|JEFF|JEFFERIES LLC|10891
BVX|BOVIE MEDICAL CORP|JMPT|JUMP TRADING, LLC|406
BVX|BOVIE MEDICAL CORP|JONE|JonesTrading|3879
BVX|BOVIE MEDICAL CORP|JPMX|J.P. Morgan Securities LLC|3600
BVX|BOVIE MEDICAL CORP|KCGM|VIRTU Americas LLC|389
BVX|BOVIE MEDICAL CORP|LEHM|Barclays Capital Inc./Le|6150
BVX|BOVIE MEDICAL CORP|LIME|Lime Brokerage LLC|8060
BVX|BOVIE MEDICAL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|432
BVX|BOVIE MEDICAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2300
BVX|BOVIE MEDICAL CORP|MOTF|MOTIF INVESTING, INC.|1
BVX|BOVIE MEDICAL CORP|MSCO|MORGAN STANLEY & CO. LLC|64895
BVX|BOVIE MEDICAL CORP|MSPL|MORGAN STANLEY & CO. LLC|1400
BVX|BOVIE MEDICAL CORP|NFSC|National Financial Services LLC|161908
BVX|BOVIE MEDICAL CORP|NITE|VIRTU Americas LLC|240333
BVX|BOVIE MEDICAL CORP|NQRB|Brut, LLC|5399
BVX|BOVIE MEDICAL CORP|NTBF|BMO Nesbitt Burns Inc./CDS|1000
BVX|BOVIE MEDICAL CORP|OPCO|Oppenheimer & Co. Inc.|100
BVX|BOVIE MEDICAL CORP|PDQM|CODA MARKETS, INC.|6576
BVX|BOVIE MEDICAL CORP|SBSH|Citigroup Global Markets Inc.|1597
BVX|BOVIE MEDICAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|2146
BVX|BOVIE MEDICAL CORP|SPDR|SPEEDROUTE LLC|2
BVX|BOVIE MEDICAL CORP|SWIM|TD Ameritrade, Inc.|49732
BVX|BOVIE MEDICAL CORP|TKNG|ALLY INVEST SECURITIES LLC|1739
BVX|BOVIE MEDICAL CORP|TMBR|Timber Hill LLC|500
BVX|BOVIE MEDICAL CORP|TRBT|Tradebot Systems, Inc.|708
BVX|BOVIE MEDICAL CORP|TWTT|TASTYWORKS, INC.|100
BVX|BOVIE MEDICAL CORP|UBSA|UBS SECURITIES LLC|25523
BVX|BOVIE MEDICAL CORP|UBSS|UBS Securities LLC|29554
BVX|BOVIE MEDICAL CORP|VALX|VIRTU AMERICAS LLC|2065
BVX|BOVIE MEDICAL CORP|VGRD|Vanguard Marketing Corporation|5056
BVX|BOVIE MEDICAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|64535
BVX|BOVIE MEDICAL CORP|WEDB|WEDBUSH SECURITIES INC.|197
BVX|BOVIE MEDICAL CORP|WEED|Weeden & Co.L.P.|12920
BVX|BOVIE MEDICAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1305
BVX|BOVIE MEDICAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
BVX|BOVIE MEDICAL CORP|WFPB|Wells Fargo Securities, LLC.|200
BVX|BOVIE MEDICAL CORP|WSEA|WOLVERINE SECURITIES, LLC|3052
BVX|BOVIE MEDICAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
BVX|BOVIE MEDICAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|468
BVX|BOVIE MEDICAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
BVXV|BIONDVAX PHARMA. ADS|AGIS|Aegis Capital Corp.|748
BVXV|BIONDVAX PHARMA. ADS|APCC|Apex Clearing Corporation|5
BVXV|BIONDVAX PHARMA. ADS|CHAS|Charles Schwab & Co., Inc.|900
BVXV|BIONDVAX PHARMA. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|759
BVXV|BIONDVAX PHARMA. ADS|CTDL|Citadel Derivatives Group Llc|153
BVXV|BIONDVAX PHARMA. ADS|DBAB|Deutsche Bank Securities Inc.|1700
BVXV|BIONDVAX PHARMA. ADS|DEGS|RONIN PROFESSIONAL LLC|4868
BVXV|BIONDVAX PHARMA. ADS|EBXL|EBX LLC|100
BVXV|BIONDVAX PHARMA. ADS|ETRS|E*Trade Securities LLC|10430
BVXV|BIONDVAX PHARMA. ADS|FBCO|Credit Suisse Securities (USA) LLC|589
BVXV|BIONDVAX PHARMA. ADS|FOMA|TD AMERITRADE CLEARING, INC.|11683
BVXV|BIONDVAX PHARMA. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|288
BVXV|BIONDVAX PHARMA. ADS|GSLT|GOLDMAN SACHS & CO. LLC|100
BVXV|BIONDVAX PHARMA. ADS|HSBC|HSBC Securities, Inc.|333
BVXV|BIONDVAX PHARMA. ADS|IATS|INTERACTIVE BROKERS LLC|1144
BVXV|BIONDVAX PHARMA. ADS|IBKR|Interactive Brokers Llc|5940
BVXV|BIONDVAX PHARMA. ADS|INCA|INSTINET, LLC|3657
BVXV|BIONDVAX PHARMA. ADS|KCGM|VIRTU Americas LLC|116
BVXV|BIONDVAX PHARMA. ADS|LIME|Lime Brokerage LLC|11492
BVXV|BIONDVAX PHARMA. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|168
BVXV|BIONDVAX PHARMA. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BVXV|BIONDVAX PHARMA. ADS|MSCO|MORGAN STANLEY & CO. LLC|6116
BVXV|BIONDVAX PHARMA. ADS|NFSC|National Financial Services LLC|6511
BVXV|BIONDVAX PHARMA. ADS|NITE|VIRTU Americas LLC|38937
BVXV|BIONDVAX PHARMA. ADS|NQRB|Brut, LLC|499
BVXV|BIONDVAX PHARMA. ADS|OPCO|Oppenheimer & Co. Inc.|2081
BVXV|BIONDVAX PHARMA. ADS|SBSH|Citigroup Global Markets Inc.|785
BVXV|BIONDVAX PHARMA. ADS|SPDR|SPEEDROUTE LLC|200
BVXV|BIONDVAX PHARMA. ADS|SWIM|TD Ameritrade, Inc.|780
BVXV|BIONDVAX PHARMA. ADS|TRCM|TRC MARKETS LLC|2
BVXV|BIONDVAX PHARMA. ADS|UBSA|UBS SECURITIES LLC|1017
BVXV|BIONDVAX PHARMA. ADS|UBSS|UBS Securities LLC|3509
BVXV|BIONDVAX PHARMA. ADS|VALX|VIRTU AMERICAS LLC|202
BVXV|BIONDVAX PHARMA. ADS|VGRD|Vanguard Marketing Corporation|100
BVXV|BIONDVAX PHARMA. ADS|WCHV|WELLS FARGO SECURITIES, LLC|1600
BVXV|BIONDVAX PHARMA. ADS|WEDB|WEDBUSH SECURITIES INC.|1000
BVXV|BIONDVAX PHARMA. ADS|WSEA|WOLVERINE SECURITIES, LLC|296
BVXVW|BIONDVAX PHARMA WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BVXVW|BIONDVAX PHARMA WT|ETRS|E*Trade Securities LLC|300
BVXVW|BIONDVAX PHARMA WT|FOMA|TD AMERITRADE CLEARING, INC.|50
BVXVW|BIONDVAX PHARMA WT|GSLT|GOLDMAN SACHS & CO. LLC|4000
BVXVW|BIONDVAX PHARMA WT|INCA|INSTINET, LLC|300
BVXVW|BIONDVAX PHARMA WT|INJX|INSTINET, LLC|800
BVXVW|BIONDVAX PHARMA WT|JEFF|JEFFERIES LLC|300
BVXVW|BIONDVAX PHARMA WT|LIME|Lime Brokerage LLC|845
BVXVW|BIONDVAX PHARMA WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BVXVW|BIONDVAX PHARMA WT|MSCO|MORGAN STANLEY & CO. LLC|1050
BVXVW|BIONDVAX PHARMA WT|NFSC|National Financial Services LLC|5100
BVXVW|BIONDVAX PHARMA WT|NITE|VIRTU Americas LLC|2720
BVXVW|BIONDVAX PHARMA WT|UBSA|UBS SECURITIES LLC|100
BVXVW|BIONDVAX PHARMA WT|UBSS|UBS Securities LLC|6200
BVXVW|BIONDVAX PHARMA WT|WCHV|WELLS FARGO SECURITIES, LLC|7500
BW|BABCOCK & WILCOX|ALTX|Alternet Securities Inc.|4500
BW|BABCOCK & WILCOX|APCC|Apex Clearing Corporation|1187
BW|BABCOCK & WILCOX|BARD|Robert W. Baird & Co. Incorporated|5000
BW|BABCOCK & WILCOX|BATM|CBOE TRADING, INC.|200
BW|BABCOCK & WILCOX|BBNT|BB&T SECURITIES, LLC|11827
BW|BABCOCK & WILCOX|BIDS|BIDS TRADING L.P.|7800
BW|BABCOCK & WILCOX|BIMI|Banca IMI Securities Corp.|77700
BW|BABCOCK & WILCOX|BKCM|BNY Mellon Capital Markets LLC|1375
BW|BABCOCK & WILCOX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21702
BW|BABCOCK & WILCOX|BLKX|INSTINET, LLC|131300
BW|BABCOCK & WILCOX|BNPX|BNP PARIBAS SECURITIES CORP.|22446
BW|BABCOCK & WILCOX|BTIG|BTIG, LLC|1025977
BW|BABCOCK & WILCOX|BYXM|CBOE TRADING, INC.|200
BW|BABCOCK & WILCOX|CHAS|Charles Schwab & Co., Inc.|4479
BW|BABCOCK & WILCOX|CHLM|Craig-Hallum Capital Group LLC|4500
BW|BABCOCK & WILCOX|CIST|Capital Institutional Services, Inc.|10300
BW|BABCOCK & WILCOX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|253067
BW|BABCOCK & WILCOX|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
BW|BABCOCK & WILCOX|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1694
BW|BABCOCK & WILCOX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|713832
BW|BABCOCK & WILCOX|CTDL|Citadel Derivatives Group Llc|26365
BW|BABCOCK & WILCOX|CXCX|CITIGROUP GLOBAL MARKETS INC.|640188
BW|BABCOCK & WILCOX|DAVA|Davenport & Company LLC|205
BW|BABCOCK & WILCOX|DBAB|Deutsche Bank Securities Inc.|70236
BW|BABCOCK & WILCOX|DBAX|Deutsche Bank Securities Inc.|410500
BW|BABCOCK & WILCOX|DEAN|MORGAN STANLEY|888
BW|BABCOCK & WILCOX|DEGS|RONIN PROFESSIONAL LLC|10373
BW|BABCOCK & WILCOX|EBXL|EBX LLC|346500
BW|BABCOCK & WILCOX|ECUT|CONVERGEX EXECUTION SOLUTIONS|12328
BW|BABCOCK & WILCOX|EDJO|Edward D. Jones & Co., L.P.|64696
BW|BABCOCK & WILCOX|EGAM|CBOE TRADING, INC.|16848
BW|BABCOCK & WILCOX|EGAW|CBOE TRADING, INC.|500
BW|BABCOCK & WILCOX|EGXM|CBOE TRADING, INC.|2007
BW|BABCOCK & WILCOX|EGXW|CBOE TRADING, INC.|176
BW|BABCOCK & WILCOX|ETBE|Electronic Transaction Clearing, Inc.|17100
BW|BABCOCK & WILCOX|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
BW|BABCOCK & WILCOX|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BW|BABCOCK & WILCOX|ETRS|E*Trade Securities LLC|337232
BW|BABCOCK & WILCOX|FBSB|U.S. Bancorp Investments, Inc.|200
BW|BABCOCK & WILCOX|FILL|Tradestation Securities, Inc.|2525
BW|BABCOCK & WILCOX|FMAF|NBCN Inc./ CDS|500
BW|BABCOCK & WILCOX|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
BW|BABCOCK & WILCOX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136437
BW|BABCOCK & WILCOX|FTBR|Foliofn Investments, Inc.|41
BW|BABCOCK & WILCOX|GEBB|GLOBAL EXECUTION BROKERS, LP|16900
BW|BABCOCK & WILCOX|GLIS|TD Securities Inc|2400
BW|BABCOCK & WILCOX|GLPX|ACS EXECUTION SERVICES, LLC|3600
BW|BABCOCK & WILCOX|GSCO|GOLDMAN SACHS & CO. LLC|2593972
BW|BABCOCK & WILCOX|GSCS|GOLDMAN SACHS & CO. LLC|36708
BW|BABCOCK & WILCOX|GSLT|GOLDMAN SACHS & CO. LLC|53362
BW|BABCOCK & WILCOX|GTSZ|GTS SECURITIES LLC|131646
BW|BABCOCK & WILCOX|HRBF|American Enterprise Investment Services Inc.|505
BW|BABCOCK & WILCOX|IATS|INTERACTIVE BROKERS LLC|51855
BW|BABCOCK & WILCOX|IBKR|Interactive Brokers Llc|61060
BW|BABCOCK & WILCOX|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1082
BW|BABCOCK & WILCOX|ICBX|INSTINET, LLC|333514
BW|BABCOCK & WILCOX|IEQY|CITADEL SECURITIES LLC|16204
BW|BABCOCK & WILCOX|INCA|INSTINET, LLC|537099
BW|BABCOCK & WILCOX|INJX|INSTINET, LLC|11733
BW|BABCOCK & WILCOX|ITGI|ITG Inc.|50990
BW|BABCOCK & WILCOX|ITGP|ITG INC.|245800
BW|BABCOCK & WILCOX|JANY|Janney Montgomery Scott Inc.|2000
BW|BABCOCK & WILCOX|JEFF|JEFFERIES LLC|99918
BW|BABCOCK & WILCOX|JHDR|J.H. Darbie & Co., Inc.|7560
BW|BABCOCK & WILCOX|JMPT|JUMP TRADING, LLC|140351
BW|BABCOCK & WILCOX|JPBX|J.P. MORGAN SECURITIES LLC|456992
BW|BABCOCK & WILCOX|JPMX|J.P. Morgan Securities LLC|1085390
BW|BABCOCK & WILCOX|JSJX|JANE STREET CAPITAL LLC|7116
BW|BABCOCK & WILCOX|KCGM|VIRTU Americas LLC|129741
BW|BABCOCK & WILCOX|LAFC|R. F. Lafferty & Co., Inc.|9500
BW|BABCOCK & WILCOX|LEHM|Barclays Capital Inc./Le|1423116
BW|BABCOCK & WILCOX|LIME|Lime Brokerage LLC|6743
BW|BABCOCK & WILCOX|LOOP|Loop Capital Markets LLC|53409
BW|BABCOCK & WILCOX|LQNA|LIQUIDNET, INC.|165600
BW|BABCOCK & WILCOX|MACQ|Macquarie Capital (USA) Inc.|6055
BW|BABCOCK & WILCOX|MAXM|Maxim Group LLC|10585
BW|BABCOCK & WILCOX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1212998
BW|BABCOCK & WILCOX|MSCO|MORGAN STANLEY & CO. LLC|1340859
BW|BABCOCK & WILCOX|MSPL|MORGAN STANLEY & CO. LLC|1019300
BW|BABCOCK & WILCOX|MSTX|MORGAN STANLEY & CO. LLC|686100
BW|BABCOCK & WILCOX|NATL|National Securities Corporation|1725
BW|BABCOCK & WILCOX|NEUB|NEUBERGER BERMAN BD LLC|1245
BW|BABCOCK & WILCOX|NFSC|National Financial Services LLC|611489
BW|BABCOCK & WILCOX|NITE|VIRTU Americas LLC|1114661
BW|BABCOCK & WILCOX|NITP|VIRTU Americas LLC|58320
BW|BABCOCK & WILCOX|NQRB|Brut, LLC|59900
BW|BABCOCK & WILCOX|OPCO|Oppenheimer & Co. Inc.|5298
BW|BABCOCK & WILCOX|PDQM|CODA MARKETS, INC.|19566
BW|BABCOCK & WILCOX|PWJC|UBS Financial Services, Inc.|5095
BW|BABCOCK & WILCOX|RBCM|RBC CAPITAL MARKETS, LLC|28002
BW|BABCOCK & WILCOX|RILY|B. RILEY FBR, INC.|297096
BW|BABCOCK & WILCOX|SAGL|SAGETRADER, LLC|57978
BW|BABCOCK & WILCOX|SBSH|Citigroup Global Markets Inc.|92916
BW|BABCOCK & WILCOX|SGMT|GOLDMAN SACHS & CO. LLC|472685
BW|BABCOCK & WILCOX|SPDR|SPEEDROUTE LLC|400
BW|BABCOCK & WILCOX|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13221
BW|BABCOCK & WILCOX|SWIM|TD Ameritrade, Inc.|148710
BW|BABCOCK & WILCOX|SWST|Hilltop Securities Inc.|21949
BW|BABCOCK & WILCOX|TKNG|ALLY INVEST SECURITIES LLC|11954
BW|BABCOCK & WILCOX|TRBT|Tradebot Systems, Inc.|172942
BW|BABCOCK & WILCOX|TRCM|TRC MARKETS LLC|8775
BW|BABCOCK & WILCOX|UBSA|UBS SECURITIES LLC|1531255
BW|BABCOCK & WILCOX|UBSS|UBS Securities LLC|1788952
BW|BABCOCK & WILCOX|VALX|VIRTU AMERICAS LLC|123706
BW|BABCOCK & WILCOX|VGRD|Vanguard Marketing Corporation|48654
BW|BABCOCK & WILCOX|VSIN|Vision Financial Markets Llc|2900
BW|BABCOCK & WILCOX|WCHV|WELLS FARGO SECURITIES, LLC|58448
BW|BABCOCK & WILCOX|WEDB|WEDBUSH SECURITIES INC.|13863
BW|BABCOCK & WILCOX|WEED|Weeden & Co.L.P.|19000
BW|BABCOCK & WILCOX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2379
BW|BABCOCK & WILCOX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18004
BW|BABCOCK & WILCOX|WSEA|WOLVERINE SECURITIES, LLC|10072
BW|BABCOCK & WILCOX|XIST|INSTINET, LLC|258000
BW|BABCOCK & WILCOX|XSTM|NATIONAL FINANCIAL SERVICES LLC|132100
BW|BABCOCK & WILCOX|YKNA|COMHAR CAPITAL MARKETS, LLC|302
BW|BABCOCK & WILCOX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43
BWA|BORG WARNER INC|ABLE|NATIXIS Securities Americas LLC|103069
BWA|BORG WARNER INC|ALTX|Alternet Securities Inc.|57267
BWA|BORG WARNER INC|ANOS|ABEL/NOSER, L.L.C.|314
BWA|BORG WARNER INC|APCC|Apex Clearing Corporation|452
BWA|BORG WARNER INC|BALE|M&T SECURITIES, INC.|683
BWA|BORG WARNER INC|BANK|Primevest Financial Services, Inc.|500
BWA|BORG WARNER INC|BARD|Robert W. Baird & Co. Incorporated|40679
BWA|BORG WARNER INC|BATM|CBOE TRADING, INC.|6392
BWA|BORG WARNER INC|BAYC|BAY CREST PARTNERS, LLC|5569
BWA|BORG WARNER INC|BAYT|BTIG, LLC|40800
BWA|BORG WARNER INC|BBNT|BB&T SECURITIES, LLC|1253
BWA|BORG WARNER INC|BERN|Sanford C. Bernstein & Co., LLC|281232
BWA|BORG WARNER INC|BGCE|BGC Financial Inc.|1460
BWA|BORG WARNER INC|BIDS|BIDS TRADING L.P.|300
BWA|BORG WARNER INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16074
BWA|BORG WARNER INC|BLKX|INSTINET, LLC|332061
BWA|BORG WARNER INC|BNCH|The Benchmark Company, LLC|22678
BWA|BORG WARNER INC|BNPX|BNP PARIBAS SECURITIES CORP.|45556
BWA|BORG WARNER INC|BRGE|Newbridge Securities Corp.|150
BWA|BORG WARNER INC|BTIG|BTIG, LLC|179145
BWA|BORG WARNER INC|BYXM|CBOE TRADING, INC.|3550
BWA|BORG WARNER INC|BZYD|GOLDMAN SACHS & CO. LLC|1000
BWA|BORG WARNER INC|CANT|Cantor Fitzgerald & Co.|5641
BWA|BORG WARNER INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|137000
BWA|BORG WARNER INC|CBRA|Cobra Trading, Inc.|400
BWA|BORG WARNER INC|CHAS|Charles Schwab & Co., Inc.|4656
BWA|BORG WARNER INC|CIBP|CIBC World Markets Corp.|10942
BWA|BORG WARNER INC|CICF|Canaccord Genuity Corp.|1000
BWA|BORG WARNER INC|CIOI|CITIGROUP GLOBAL MARKETS INC|70000
BWA|BORG WARNER INC|CIST|Capital Institutional Services, Inc.|2113
BWA|BORG WARNER INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75222
BWA|BORG WARNER INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|187328
BWA|BORG WARNER INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2652
BWA|BORG WARNER INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|564363
BWA|BORG WARNER INC|CTDL|Citadel Derivatives Group Llc|44393
BWA|BORG WARNER INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|160338
BWA|BORG WARNER INC|DADA|D.A. Davidson & Co.|132
BWA|BORG WARNER INC|DBAB|Deutsche Bank Securities Inc.|594775
BWA|BORG WARNER INC|DBAX|Deutsche Bank Securities Inc.|464600
BWA|BORG WARNER INC|DCHF|Dart Executions, LLC|2750
BWA|BORG WARNER INC|DEAN|MORGAN STANLEY|51060
BWA|BORG WARNER INC|DEGS|RONIN PROFESSIONAL LLC|100
BWA|BORG WARNER INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|730
BWA|BORG WARNER INC|EBXL|EBX LLC|377100
BWA|BORG WARNER INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|31568
BWA|BORG WARNER INC|EDJO|Edward D. Jones & Co., L.P.|73267
BWA|BORG WARNER INC|EGAM|CBOE TRADING, INC.|69810
BWA|BORG WARNER INC|EGAW|CBOE TRADING, INC.|474
BWA|BORG WARNER INC|EGMT|EG MARKET TECHNOLOGIES LLC|516
BWA|BORG WARNER INC|EGXM|CBOE TRADING, INC.|4726
BWA|BORG WARNER INC|EGXW|CBOE TRADING, INC.|212
BWA|BORG WARNER INC|ELEV|ELEVATION, LLC|9136
BWA|BORG WARNER INC|ESPO|ESPOSITO SECURITIES, LLC|900
BWA|BORG WARNER INC|ETBE|Electronic Transaction Clearing, Inc.|22532
BWA|BORG WARNER INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
BWA|BORG WARNER INC|ETCC|Electronic Transaction Clearing, Inc.|660
BWA|BORG WARNER INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17750
BWA|BORG WARNER INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5135
BWA|BORG WARNER INC|ETRS|E*Trade Securities LLC|23771
BWA|BORG WARNER INC|FBSB|U.S. Bancorp Investments, Inc.|9
BWA|BORG WARNER INC|FIDT|Fidelity Clearing Canada ULC./ CDS|225
BWA|BORG WARNER INC|FILL|Tradestation Securities, Inc.|6602
BWA|BORG WARNER INC|FMAF|NBCN Inc./ CDS|1247
BWA|BORG WARNER INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14265
BWA|BORG WARNER INC|FQLS|Quantlab Securities LP|691428
BWA|BORG WARNER INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108250
BWA|BORG WARNER INC|FTBR|Foliofn Investments, Inc.|5303
BWA|BORG WARNER INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3150
BWA|BORG WARNER INC|GLPX|ACS EXECUTION SERVICES, LLC|174767
BWA|BORG WARNER INC|GSCO|GOLDMAN SACHS & CO. LLC|1692584
BWA|BORG WARNER INC|GSCS|GOLDMAN SACHS & CO. LLC|20771
BWA|BORG WARNER INC|GSLT|GOLDMAN SACHS & CO. LLC|47546
BWA|BORG WARNER INC|GTSZ|GTS SECURITIES LLC|236155
BWA|BORG WARNER INC|HRBF|American Enterprise Investment Services Inc.|16782
BWA|BORG WARNER INC|HSBC|HSBC Securities, Inc.|413
BWA|BORG WARNER INC|IATS|INTERACTIVE BROKERS LLC|9103
BWA|BORG WARNER INC|IBKR|Interactive Brokers Llc|22679
BWA|BORG WARNER INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6508
BWA|BORG WARNER INC|ICBX|INSTINET, LLC|92002
BWA|BORG WARNER INC|IEQY|CITADEL SECURITIES LLC|213897
BWA|BORG WARNER INC|INCA|INSTINET, LLC|674486
BWA|BORG WARNER INC|INJX|INSTINET, LLC|35377
BWA|BORG WARNER INC|ITGI|ITG Inc.|160780
BWA|BORG WARNER INC|ITGP|ITG INC.|655800
BWA|BORG WARNER INC|JANY|Janney Montgomery Scott Inc.|3882
BWA|BORG WARNER INC|JEFF|JEFFERIES LLC|1015832
BWA|BORG WARNER INC|JMPT|JUMP TRADING, LLC|251395
BWA|BORG WARNER INC|JONE|JonesTrading|32
BWA|BORG WARNER INC|JPBX|J.P. MORGAN SECURITIES LLC|143537
BWA|BORG WARNER INC|JPMX|J.P. Morgan Securities LLC|921905
BWA|BORG WARNER INC|JSJX|JANE STREET CAPITAL LLC|61464
BWA|BORG WARNER INC|KCGM|VIRTU Americas LLC|97787
BWA|BORG WARNER INC|KEYB|KEYBANC CAPITAL MARKETS INC.|45730
BWA|BORG WARNER INC|LEHM|Barclays Capital Inc./Le|853957
BWA|BORG WARNER INC|LIME|Lime Brokerage LLC|71163
BWA|BORG WARNER INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|83936
BWA|BORG WARNER INC|LOOP|Loop Capital Markets LLC|9714
BWA|BORG WARNER INC|LQNA|LIQUIDNET, INC.|121600
BWA|BORG WARNER INC|LSCI|Lek Securities Corporation|135
BWA|BORG WARNER INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11101
BWA|BORG WARNER INC|MACC|Mid Atlantic Capital Corporation|665
BWA|BORG WARNER INC|MACQ|Macquarie Capital (USA) Inc.|1500
BWA|BORG WARNER INC|MCMF|Raymond James Ltd. Cds|1339
BWA|BORG WARNER INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|480792
BWA|BORG WARNER INC|MOTF|MOTIF INVESTING, INC.|8
BWA|BORG WARNER INC|MSCO|MORGAN STANLEY & CO. LLC|2676730
BWA|BORG WARNER INC|MSPL|MORGAN STANLEY & CO. LLC|383600
BWA|BORG WARNER INC|MSTX|MORGAN STANLEY & CO. LLC|222100
BWA|BORG WARNER INC|NEUB|NEUBERGER BERMAN BD LLC|1451
BWA|BORG WARNER INC|NFSC|National Financial Services LLC|221308
BWA|BORG WARNER INC|NITE|VIRTU Americas LLC|564362
BWA|BORG WARNER INC|NITP|VIRTU Americas LLC|530
BWA|BORG WARNER INC|NQRB|Brut, LLC|30632
BWA|BORG WARNER INC|NTBF|BMO Nesbitt Burns Inc./CDS|2102
BWA|BORG WARNER INC|NTRC|Northern Trust Securities, Inc.|2752
BWA|BORG WARNER INC|OHOS|TWO SIGMA SECURITIES, LLC|91187
BWA|BORG WARNER INC|OPCO|Oppenheimer & Co. Inc.|23807
BWA|BORG WARNER INC|PDQM|CODA MARKETS, INC.|270179
BWA|BORG WARNER INC|PHLY|NASDAQ Execution Services, LLC|200
BWA|BORG WARNER INC|PIPR|Piper Jaffray & Co.|758
BWA|BORG WARNER INC|PWJC|UBS Financial Services, Inc.|216
BWA|BORG WARNER INC|QMSR|QUATTRO M SECURITIES INC.|2350
BWA|BORG WARNER INC|RBCM|RBC CAPITAL MARKETS, LLC|24722
BWA|BORG WARNER INC|SAGL|SAGETRADER, LLC|246618
BWA|BORG WARNER INC|SAGW|SAGETRADER, LLC|210
BWA|BORG WARNER INC|SALI|INTL FCSTONE FINANCIAL INC.|175
BWA|BORG WARNER INC|SBRX|MURIEL SIEBERT & CO INC|200
BWA|BORG WARNER INC|SBSH|Citigroup Global Markets Inc.|520875
BWA|BORG WARNER INC|SEIC|SEI Investments Distribution Co.|1494
BWA|BORG WARNER INC|SGMT|GOLDMAN SACHS & CO. LLC|535851
BWA|BORG WARNER INC|SPDR|SPEEDROUTE LLC|49651
BWA|BORG WARNER INC|SPHN|Stephens Inc.|8
BWA|BORG WARNER INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|488
BWA|BORG WARNER INC|STFL|Stifel, Nicolaus & Company, Incorporated|12518
BWA|BORG WARNER INC|STKP|STOCKPILE INVESTMENTS, INC.|10
BWA|BORG WARNER INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3169
BWA|BORG WARNER INC|SWIM|TD Ameritrade, Inc.|6643
BWA|BORG WARNER INC|SWST|Hilltop Securities Inc.|2639
BWA|BORG WARNER INC|TKNG|ALLY INVEST SECURITIES LLC|111
BWA|BORG WARNER INC|TRBT|Tradebot Systems, Inc.|315843
BWA|BORG WARNER INC|TRCM|TRC MARKETS LLC|112255
BWA|BORG WARNER INC|UBSA|UBS SECURITIES LLC|813693
BWA|BORG WARNER INC|UBSS|UBS Securities LLC|1320526
BWA|BORG WARNER INC|VALX|VIRTU AMERICAS LLC|10322
BWA|BORG WARNER INC|VGRD|Vanguard Marketing Corporation|8094
BWA|BORG WARNER INC|WABR|Wall Street Access|8441
BWA|BORG WARNER INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6769
BWA|BORG WARNER INC|WCHV|WELLS FARGO SECURITIES, LLC|316110
BWA|BORG WARNER INC|WEDB|WEDBUSH SECURITIES INC.|14399
BWA|BORG WARNER INC|WEED|Weeden & Co.L.P.|3821
BWA|BORG WARNER INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16179
BWA|BORG WARNER INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5699
BWA|BORG WARNER INC|WGIF|CIBC World Markets Inc.|906
BWA|BORG WARNER INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1085
BWA|BORG WARNER INC|WSAG|WALL STREET ACCESS|211
BWA|BORG WARNER INC|WSEA|WOLVERINE SECURITIES, LLC|1794
BWA|BORG WARNER INC|XIST|INSTINET, LLC|73896
BWA|BORG WARNER INC|XPQR|Jump Trading|1200
BWA|BORG WARNER INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|53474
BWA|BORG WARNER INC|YKNA|COMHAR CAPITAL MARKETS, LLC|8691
BWA|BORG WARNER INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11885
BWB|BRIDGEWATER BNCSR CM|ALTX|Alternet Securities Inc.|7590
BWB|BRIDGEWATER BNCSR CM|BANK|Primevest Financial Services, Inc.|100
BWB|BRIDGEWATER BNCSR CM|BATM|CBOE TRADING, INC.|1597
BWB|BRIDGEWATER BNCSR CM|BAYC|BAY CREST PARTNERS, LLC|2656
BWB|BRIDGEWATER BNCSR CM|BERN|Sanford C. Bernstein & Co., LLC|5164
BWB|BRIDGEWATER BNCSR CM|BIDS|BIDS TRADING L.P.|21158
BWB|BRIDGEWATER BNCSR CM|BLKX|INSTINET, LLC|22900
BWB|BRIDGEWATER BNCSR CM|BMOC|BMO Capital Markets Corp.|371
BWB|BRIDGEWATER BNCSR CM|BNKS|Fig Partners, LLC|7818
BWB|BRIDGEWATER BNCSR CM|BNPX|BNP PARIBAS SECURITIES CORP.|802
BWB|BRIDGEWATER BNCSR CM|BTIG|BTIG, LLC|413
BWB|BRIDGEWATER BNCSR CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14817
BWB|BRIDGEWATER BNCSR CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3992
BWB|BRIDGEWATER BNCSR CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52424
BWB|BRIDGEWATER BNCSR CM|CTDL|Citadel Derivatives Group Llc|14232
BWB|BRIDGEWATER BNCSR CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1500
BWB|BRIDGEWATER BNCSR CM|DADA|D.A. Davidson & Co.|340948
BWB|BRIDGEWATER BNCSR CM|DBAB|Deutsche Bank Securities Inc.|112029
BWB|BRIDGEWATER BNCSR CM|DBAX|Deutsche Bank Securities Inc.|62200
BWB|BRIDGEWATER BNCSR CM|DEAN|MORGAN STANLEY|188
BWB|BRIDGEWATER BNCSR CM|DEGS|RONIN PROFESSIONAL LLC|5300
BWB|BRIDGEWATER BNCSR CM|EBXL|EBX LLC|26100
BWB|BRIDGEWATER BNCSR CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1047
BWB|BRIDGEWATER BNCSR CM|EDJO|Edward D. Jones & Co., L.P.|18100
BWB|BRIDGEWATER BNCSR CM|EGAM|CBOE TRADING, INC.|900
BWB|BRIDGEWATER BNCSR CM|EGAW|CBOE TRADING, INC.|100
BWB|BRIDGEWATER BNCSR CM|EGXM|CBOE TRADING, INC.|500
BWB|BRIDGEWATER BNCSR CM|ETBE|Electronic Transaction Clearing, Inc.|6395
BWB|BRIDGEWATER BNCSR CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|673
BWB|BRIDGEWATER BNCSR CM|ETRS|E*Trade Securities LLC|13510
BWB|BRIDGEWATER BNCSR CM|FBCO|Credit Suisse Securities (USA) LLC|28885
BWB|BRIDGEWATER BNCSR CM|FOMA|TD AMERITRADE CLEARING, INC.|10041
BWB|BRIDGEWATER BNCSR CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|298
BWB|BRIDGEWATER BNCSR CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65787
BWB|BRIDGEWATER BNCSR CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3277
BWB|BRIDGEWATER BNCSR CM|GLPX|ACS EXECUTION SERVICES, LLC|3084
BWB|BRIDGEWATER BNCSR CM|GSCO|GOLDMAN SACHS & CO. LLC|266578
BWB|BRIDGEWATER BNCSR CM|GSCS|GOLDMAN SACHS & CO. LLC|22281
BWB|BRIDGEWATER BNCSR CM|GSLT|GOLDMAN SACHS & CO. LLC|1760
BWB|BRIDGEWATER BNCSR CM|GTSZ|GTS SECURITIES LLC|19982
BWB|BRIDGEWATER BNCSR CM|HRBF|American Enterprise Investment Services Inc.|7569
BWB|BRIDGEWATER BNCSR CM|IATS|INTERACTIVE BROKERS LLC|1876
BWB|BRIDGEWATER BNCSR CM|IBKR|Interactive Brokers Llc|29111
BWB|BRIDGEWATER BNCSR CM|ICBX|INSTINET, LLC|8462
BWB|BRIDGEWATER BNCSR CM|IEQY|CITADEL SECURITIES LLC|1600
BWB|BRIDGEWATER BNCSR CM|INCA|INSTINET, LLC|34860
BWB|BRIDGEWATER BNCSR CM|INJX|INSTINET, LLC|1450
BWB|BRIDGEWATER BNCSR CM|ITGI|ITG Inc.|102051
BWB|BRIDGEWATER BNCSR CM|ITGP|ITG INC.|54400
BWB|BRIDGEWATER BNCSR CM|JEFF|JEFFERIES LLC|38940
BWB|BRIDGEWATER BNCSR CM|JMPT|JUMP TRADING, LLC|1483
BWB|BRIDGEWATER BNCSR CM|JPBX|J.P. MORGAN SECURITIES LLC|5412
BWB|BRIDGEWATER BNCSR CM|JPMX|J.P. Morgan Securities LLC|78749
BWB|BRIDGEWATER BNCSR CM|JSJX|JANE STREET CAPITAL LLC|1101
BWB|BRIDGEWATER BNCSR CM|KCGM|VIRTU Americas LLC|10701
BWB|BRIDGEWATER BNCSR CM|LEHM|Barclays Capital Inc./Le|156409
BWB|BRIDGEWATER BNCSR CM|LIME|Lime Brokerage LLC|76106
BWB|BRIDGEWATER BNCSR CM|LMGP|LIME BROKERAGE LLC|31493
BWB|BRIDGEWATER BNCSR CM|LQNA|LIQUIDNET, INC.|16200
BWB|BRIDGEWATER BNCSR CM|MAXM|Maxim Group LLC|306
BWB|BRIDGEWATER BNCSR CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27760
BWB|BRIDGEWATER BNCSR CM|MOTF|MOTIF INVESTING, INC.|4
BWB|BRIDGEWATER BNCSR CM|MSCO|MORGAN STANLEY & CO. LLC|499584
BWB|BRIDGEWATER BNCSR CM|MSPL|MORGAN STANLEY & CO. LLC|15000
BWB|BRIDGEWATER BNCSR CM|MSTX|MORGAN STANLEY & CO. LLC|8200
BWB|BRIDGEWATER BNCSR CM|NFSC|National Financial Services LLC|7852
BWB|BRIDGEWATER BNCSR CM|NITE|VIRTU Americas LLC|107684
BWB|BRIDGEWATER BNCSR CM|NITP|VIRTU Americas LLC|13570
BWB|BRIDGEWATER BNCSR CM|NQRB|Brut, LLC|1701
BWB|BRIDGEWATER BNCSR CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5830
BWB|BRIDGEWATER BNCSR CM|PDQM|CODA MARKETS, INC.|25655
BWB|BRIDGEWATER BNCSR CM|PWJC|UBS Financial Services, Inc.|100
BWB|BRIDGEWATER BNCSR CM|RBCM|RBC CAPITAL MARKETS, LLC|5075
BWB|BRIDGEWATER BNCSR CM|SAGL|SAGETRADER, LLC|700
BWB|BRIDGEWATER BNCSR CM|SBSH|Citigroup Global Markets Inc.|40712
BWB|BRIDGEWATER BNCSR CM|SDLR|Sandler, O'Neill & Partners, L.P.|11173
BWB|BRIDGEWATER BNCSR CM|SGMT|GOLDMAN SACHS & CO. LLC|15684
BWB|BRIDGEWATER BNCSR CM|SPDR|SPEEDROUTE LLC|24962
BWB|BRIDGEWATER BNCSR CM|STFL|Stifel, Nicolaus & Company, Incorporated|7335
BWB|BRIDGEWATER BNCSR CM|SWIM|TD Ameritrade, Inc.|3001
BWB|BRIDGEWATER BNCSR CM|TKNG|ALLY INVEST SECURITIES LLC|22
BWB|BRIDGEWATER BNCSR CM|TRBT|Tradebot Systems, Inc.|12824
BWB|BRIDGEWATER BNCSR CM|TRCM|TRC MARKETS LLC|32187
BWB|BRIDGEWATER BNCSR CM|UBSA|UBS SECURITIES LLC|24108
BWB|BRIDGEWATER BNCSR CM|UBSS|UBS Securities LLC|316071
BWB|BRIDGEWATER BNCSR CM|VALX|VIRTU AMERICAS LLC|65
BWB|BRIDGEWATER BNCSR CM|VGRD|Vanguard Marketing Corporation|1621
BWB|BRIDGEWATER BNCSR CM|WCHV|WELLS FARGO SECURITIES, LLC|15505
BWB|BRIDGEWATER BNCSR CM|WDNX|WEEDEN & CO.L.P.|2010
BWB|BRIDGEWATER BNCSR CM|WEED|Weeden & Co.L.P.|1320
BWB|BRIDGEWATER BNCSR CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22312
BWB|BRIDGEWATER BNCSR CM|WGIF|CIBC World Markets Inc.|200
BWB|BRIDGEWATER BNCSR CM|WSEA|WOLVERINE SECURITIES, LLC|76
BWB|BRIDGEWATER BNCSR CM|XIST|INSTINET, LLC|800
BWB|BRIDGEWATER BNCSR CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4900
BWB|BRIDGEWATER BNCSR CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3030
BWEN|BROADWIND ENERGY INC|APCC|Apex Clearing Corporation|359
BWEN|BROADWIND ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|600
BWEN|BROADWIND ENERGY INC|BATM|CBOE TRADING, INC.|3
BWEN|BROADWIND ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2220
BWEN|BROADWIND ENERGY INC|BYXM|CBOE TRADING, INC.|76
BWEN|BROADWIND ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1691
BWEN|BROADWIND ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BWEN|BROADWIND ENERGY INC|DBAB|Deutsche Bank Securities Inc.|10392
BWEN|BROADWIND ENERGY INC|DBAX|Deutsche Bank Securities Inc.|9100
BWEN|BROADWIND ENERGY INC|DBUL|Deutsche Bank Securities Inc.|1514
BWEN|BROADWIND ENERGY INC|DEAN|MORGAN STANLEY|300
BWEN|BROADWIND ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|7693
BWEN|BROADWIND ENERGY INC|EBXL|EBX LLC|200
BWEN|BROADWIND ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|1200
BWEN|BROADWIND ENERGY INC|EGXW|CBOE TRADING, INC.|5035
BWEN|BROADWIND ENERGY INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|648
BWEN|BROADWIND ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1680
BWEN|BROADWIND ENERGY INC|ETRS|E*Trade Securities LLC|22605
BWEN|BROADWIND ENERGY INC|FBCO|Credit Suisse Securities (USA) LLC|805
BWEN|BROADWIND ENERGY INC|FOMA|TD AMERITRADE CLEARING, INC.|27140
BWEN|BROADWIND ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|922
BWEN|BROADWIND ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1593
BWEN|BROADWIND ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|57
BWEN|BROADWIND ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|2327
BWEN|BROADWIND ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|5620
BWEN|BROADWIND ENERGY INC|GTSZ|GTS SECURITIES LLC|1838
BWEN|BROADWIND ENERGY INC|IATS|INTERACTIVE BROKERS LLC|5830
BWEN|BROADWIND ENERGY INC|IBKR|Interactive Brokers Llc|33447
BWEN|BROADWIND ENERGY INC|ICBX|INSTINET, LLC|770
BWEN|BROADWIND ENERGY INC|INCA|INSTINET, LLC|7328
BWEN|BROADWIND ENERGY INC|INJX|INSTINET, LLC|6327
BWEN|BROADWIND ENERGY INC|ITGI|ITG Inc.|10701
BWEN|BROADWIND ENERGY INC|ITGP|ITG INC.|6200
BWEN|BROADWIND ENERGY INC|JEFF|JEFFERIES LLC|3999
BWEN|BROADWIND ENERGY INC|JPMX|J.P. Morgan Securities LLC|2515
BWEN|BROADWIND ENERGY INC|KCGM|VIRTU Americas LLC|38
BWEN|BROADWIND ENERGY INC|LEHM|Barclays Capital Inc./Le|6339
BWEN|BROADWIND ENERGY INC|LIME|Lime Brokerage LLC|21816
BWEN|BROADWIND ENERGY INC|LTCO|Ladenburg, Thalmann & Co., Inc.|11050
BWEN|BROADWIND ENERGY INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BWEN|BROADWIND ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
BWEN|BROADWIND ENERGY INC|MOTF|MOTIF INVESTING, INC.|1
BWEN|BROADWIND ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|32903
BWEN|BROADWIND ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|7200
BWEN|BROADWIND ENERGY INC|NFSC|National Financial Services LLC|18454
BWEN|BROADWIND ENERGY INC|NITE|VIRTU Americas LLC|72416
BWEN|BROADWIND ENERGY INC|NQRB|Brut, LLC|636
BWEN|BROADWIND ENERGY INC|PDQM|CODA MARKETS, INC.|114
BWEN|BROADWIND ENERGY INC|PHLY|NASDAQ Execution Services, LLC|7000
BWEN|BROADWIND ENERGY INC|PWJC|UBS Financial Services, Inc.|4390
BWEN|BROADWIND ENERGY INC|RAJA|Raymond James & Associates, Inc.|102
BWEN|BROADWIND ENERGY INC|ROTH|Roth Capital Partners, LLC|7661
BWEN|BROADWIND ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|104
BWEN|BROADWIND ENERGY INC|SPDR|SPEEDROUTE LLC|50
BWEN|BROADWIND ENERGY INC|SWIM|TD Ameritrade, Inc.|4600
BWEN|BROADWIND ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|255
BWEN|BROADWIND ENERGY INC|TRCM|TRC MARKETS LLC|11300
BWEN|BROADWIND ENERGY INC|UBSA|UBS SECURITIES LLC|7740
BWEN|BROADWIND ENERGY INC|UBSS|UBS Securities LLC|54056
BWEN|BROADWIND ENERGY INC|VALX|VIRTU AMERICAS LLC|1106
BWEN|BROADWIND ENERGY INC|VGRD|Vanguard Marketing Corporation|3200
BWEN|BROADWIND ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|113
BWEN|BROADWIND ENERGY INC|WGIF|CIBC World Markets Inc.|400
BWEN|BROADWIND ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|2805
BWEN|BROADWIND ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13400
BWEN|BROADWIND ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|57
BWEN|BROADWIND ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3217
BWFG|BANKWELL FINANCIAL|ALTX|Alternet Securities Inc.|200
BWFG|BANKWELL FINANCIAL|APCC|Apex Clearing Corporation|8
BWFG|BANKWELL FINANCIAL|BATM|CBOE TRADING, INC.|46
BWFG|BANKWELL FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|11325
BWFG|BANKWELL FINANCIAL|BMOC|BMO Capital Markets Corp.|971
BWFG|BANKWELL FINANCIAL|BNKS|Fig Partners, LLC|752
BWFG|BANKWELL FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|561
BWFG|BANKWELL FINANCIAL|BOSC|Boenning & Scattergood, Inc.|22591
BWFG|BANKWELL FINANCIAL|BYXM|CBOE TRADING, INC.|199
BWFG|BANKWELL FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|546
BWFG|BANKWELL FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48
BWFG|BANKWELL FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15354
BWFG|BANKWELL FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10516
BWFG|BANKWELL FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|730
BWFG|BANKWELL FINANCIAL|CTDL|Citadel Derivatives Group Llc|1155
BWFG|BANKWELL FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|1266
BWFG|BANKWELL FINANCIAL|DBAB|Deutsche Bank Securities Inc.|12021
BWFG|BANKWELL FINANCIAL|DBAX|Deutsche Bank Securities Inc.|2000
BWFG|BANKWELL FINANCIAL|DEAN|MORGAN STANLEY|265
BWFG|BANKWELL FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|42
BWFG|BANKWELL FINANCIAL|EBXL|EBX LLC|2200
BWFG|BANKWELL FINANCIAL|EGAM|CBOE TRADING, INC.|450
BWFG|BANKWELL FINANCIAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1230
BWFG|BANKWELL FINANCIAL|ETRS|E*Trade Securities LLC|4360
BWFG|BANKWELL FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|29837
BWFG|BANKWELL FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|8709
BWFG|BANKWELL FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5848
BWFG|BANKWELL FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
BWFG|BANKWELL FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|3890
BWFG|BANKWELL FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|30733
BWFG|BANKWELL FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|1100
BWFG|BANKWELL FINANCIAL|GTSZ|GTS SECURITIES LLC|4347
BWFG|BANKWELL FINANCIAL|IBKR|Interactive Brokers Llc|875
BWFG|BANKWELL FINANCIAL|ICBX|INSTINET, LLC|700
BWFG|BANKWELL FINANCIAL|IEQY|CITADEL SECURITIES LLC|744
BWFG|BANKWELL FINANCIAL|INCA|INSTINET, LLC|9263
BWFG|BANKWELL FINANCIAL|INJX|INSTINET, LLC|363
BWFG|BANKWELL FINANCIAL|ITGI|ITG Inc.|3305
BWFG|BANKWELL FINANCIAL|ITGP|ITG INC.|1200
BWFG|BANKWELL FINANCIAL|JEFF|JEFFERIES LLC|6641
BWFG|BANKWELL FINANCIAL|JPMX|J.P. Morgan Securities LLC|1936
BWFG|BANKWELL FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|3303
BWFG|BANKWELL FINANCIAL|KCGM|VIRTU Americas LLC|609
BWFG|BANKWELL FINANCIAL|LEHM|Barclays Capital Inc./Le|5822
BWFG|BANKWELL FINANCIAL|LIME|Lime Brokerage LLC|6882
BWFG|BANKWELL FINANCIAL|LMGP|LIME BROKERAGE LLC|836
BWFG|BANKWELL FINANCIAL|MACC|Mid Atlantic Capital Corporation|470
BWFG|BANKWELL FINANCIAL|MAXM|Maxim Group LLC|586
BWFG|BANKWELL FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4444
BWFG|BANKWELL FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|38400
BWFG|BANKWELL FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|1700
BWFG|BANKWELL FINANCIAL|NFSC|National Financial Services LLC|650
BWFG|BANKWELL FINANCIAL|NITE|VIRTU Americas LLC|15022
BWFG|BANKWELL FINANCIAL|NQRB|Brut, LLC|100
BWFG|BANKWELL FINANCIAL|PDQM|CODA MARKETS, INC.|6927
BWFG|BANKWELL FINANCIAL|SBSH|Citigroup Global Markets Inc.|8090
BWFG|BANKWELL FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|2380
BWFG|BANKWELL FINANCIAL|SPDR|SPEEDROUTE LLC|100
BWFG|BANKWELL FINANCIAL|SWIM|TD Ameritrade, Inc.|2800
BWFG|BANKWELL FINANCIAL|TMBR|Timber Hill LLC|5
BWFG|BANKWELL FINANCIAL|TRBT|Tradebot Systems, Inc.|733
BWFG|BANKWELL FINANCIAL|TRCM|TRC MARKETS LLC|4728
BWFG|BANKWELL FINANCIAL|UBSA|UBS SECURITIES LLC|10383
BWFG|BANKWELL FINANCIAL|UBSS|UBS Securities LLC|20125
BWFG|BANKWELL FINANCIAL|VALX|VIRTU AMERICAS LLC|914
BWFG|BANKWELL FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|581
BWFG|BANKWELL FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|700
BWFG|BANKWELL FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|44
BWG|BRANDYWINEGLOBAL GLO|APCC|Apex Clearing Corporation|38
BWG|BRANDYWINEGLOBAL GLO|BARD|Robert W. Baird & Co. Incorporated|2050
BWG|BRANDYWINEGLOBAL GLO|BATM|CBOE TRADING, INC.|33
BWG|BRANDYWINEGLOBAL GLO|BBNT|BB&T SECURITIES, LLC|6619
BWG|BRANDYWINEGLOBAL GLO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
BWG|BRANDYWINEGLOBAL GLO|BMSI|BULL MARKET SECURITIES, INC.|40
BWG|BRANDYWINEGLOBAL GLO|BTIG|BTIG, LLC|6042
BWG|BRANDYWINEGLOBAL GLO|CANT|Cantor Fitzgerald & Co.|255
BWG|BRANDYWINEGLOBAL GLO|CHAS|Charles Schwab & Co., Inc.|6003
BWG|BRANDYWINEGLOBAL GLO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1439
BWG|BRANDYWINEGLOBAL GLO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1965
BWG|BRANDYWINEGLOBAL GLO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
BWG|BRANDYWINEGLOBAL GLO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14672
BWG|BRANDYWINEGLOBAL GLO|CTDL|Citadel Derivatives Group Llc|20
BWG|BRANDYWINEGLOBAL GLO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
BWG|BRANDYWINEGLOBAL GLO|DADA|D.A. Davidson & Co.|500
BWG|BRANDYWINEGLOBAL GLO|DBAX|Deutsche Bank Securities Inc.|3400
BWG|BRANDYWINEGLOBAL GLO|DEAN|MORGAN STANLEY|7897
BWG|BRANDYWINEGLOBAL GLO|DEGS|RONIN PROFESSIONAL LLC|465
BWG|BRANDYWINEGLOBAL GLO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5531
BWG|BRANDYWINEGLOBAL GLO|EBXL|EBX LLC|8700
BWG|BRANDYWINEGLOBAL GLO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2503
BWG|BRANDYWINEGLOBAL GLO|EDJO|Edward D. Jones & Co., L.P.|544
BWG|BRANDYWINEGLOBAL GLO|EGAM|CBOE TRADING, INC.|400
BWG|BRANDYWINEGLOBAL GLO|EGMT|EG MARKET TECHNOLOGIES LLC|400
BWG|BRANDYWINEGLOBAL GLO|EGXM|CBOE TRADING, INC.|323
BWG|BRANDYWINEGLOBAL GLO|ESPO|ESPOSITO SECURITIES, LLC|14668
BWG|BRANDYWINEGLOBAL GLO|ETRS|E*Trade Securities LLC|5935
BWG|BRANDYWINEGLOBAL GLO|FILL|Tradestation Securities, Inc.|1045
BWG|BRANDYWINEGLOBAL GLO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5186
BWG|BRANDYWINEGLOBAL GLO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6316
BWG|BRANDYWINEGLOBAL GLO|FTBR|Foliofn Investments, Inc.|14
BWG|BRANDYWINEGLOBAL GLO|GLPX|ACS EXECUTION SERVICES, LLC|2415
BWG|BRANDYWINEGLOBAL GLO|GSCO|GOLDMAN SACHS & CO. LLC|247
BWG|BRANDYWINEGLOBAL GLO|GSCS|GOLDMAN SACHS & CO. LLC|1253
BWG|BRANDYWINEGLOBAL GLO|HRBF|American Enterprise Investment Services Inc.|49344
BWG|BRANDYWINEGLOBAL GLO|IATS|INTERACTIVE BROKERS LLC|2997
BWG|BRANDYWINEGLOBAL GLO|IBKR|Interactive Brokers Llc|5233
BWG|BRANDYWINEGLOBAL GLO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1050
BWG|BRANDYWINEGLOBAL GLO|ICBX|INSTINET, LLC|6903
BWG|BRANDYWINEGLOBAL GLO|INCA|INSTINET, LLC|4591
BWG|BRANDYWINEGLOBAL GLO|ITGI|ITG Inc.|8699
BWG|BRANDYWINEGLOBAL GLO|ITGP|ITG INC.|22200
BWG|BRANDYWINEGLOBAL GLO|JANY|Janney Montgomery Scott Inc.|2450
BWG|BRANDYWINEGLOBAL GLO|JONE|JonesTrading|500
BWG|BRANDYWINEGLOBAL GLO|JPMX|J.P. Morgan Securities LLC|62200
BWG|BRANDYWINEGLOBAL GLO|KCGM|VIRTU Americas LLC|6736
BWG|BRANDYWINEGLOBAL GLO|LEHM|Barclays Capital Inc./Le|3400
BWG|BRANDYWINEGLOBAL GLO|LGNT|COR CLEARING LLC|3
BWG|BRANDYWINEGLOBAL GLO|LIME|Lime Brokerage LLC|397
BWG|BRANDYWINEGLOBAL GLO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1563
BWG|BRANDYWINEGLOBAL GLO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
BWG|BRANDYWINEGLOBAL GLO|MSCO|MORGAN STANLEY & CO. LLC|43483
BWG|BRANDYWINEGLOBAL GLO|MSPL|MORGAN STANLEY & CO. LLC|3300
BWG|BRANDYWINEGLOBAL GLO|NFSC|National Financial Services LLC|30793
BWG|BRANDYWINEGLOBAL GLO|NITE|VIRTU Americas LLC|166297
BWG|BRANDYWINEGLOBAL GLO|NQRB|Brut, LLC|2414
BWG|BRANDYWINEGLOBAL GLO|OPCO|Oppenheimer & Co. Inc.|1
BWG|BRANDYWINEGLOBAL GLO|PDQM|CODA MARKETS, INC.|3396
BWG|BRANDYWINEGLOBAL GLO|PWJC|UBS Financial Services, Inc.|4602
BWG|BRANDYWINEGLOBAL GLO|RBCM|RBC CAPITAL MARKETS, LLC|464
BWG|BRANDYWINEGLOBAL GLO|SALI|INTL FCSTONE FINANCIAL INC.|5
BWG|BRANDYWINEGLOBAL GLO|SBSH|Citigroup Global Markets Inc.|2526
BWG|BRANDYWINEGLOBAL GLO|SGMT|GOLDMAN SACHS & CO. LLC|10453
BWG|BRANDYWINEGLOBAL GLO|SPDR|SPEEDROUTE LLC|700
BWG|BRANDYWINEGLOBAL GLO|SPHN|Stephens Inc.|6684
BWG|BRANDYWINEGLOBAL GLO|STFL|Stifel, Nicolaus & Company, Incorporated|575
BWG|BRANDYWINEGLOBAL GLO|SWIM|TD Ameritrade, Inc.|1270
BWG|BRANDYWINEGLOBAL GLO|SWST|Hilltop Securities Inc.|7819
BWG|BRANDYWINEGLOBAL GLO|TRBT|Tradebot Systems, Inc.|1815
BWG|BRANDYWINEGLOBAL GLO|TRCM|TRC MARKETS LLC|300
BWG|BRANDYWINEGLOBAL GLO|UBSA|UBS SECURITIES LLC|18287
BWG|BRANDYWINEGLOBAL GLO|UBSS|UBS Securities LLC|55034
BWG|BRANDYWINEGLOBAL GLO|VGRD|Vanguard Marketing Corporation|1782
BWG|BRANDYWINEGLOBAL GLO|WCHV|WELLS FARGO SECURITIES, LLC|136138
BWG|BRANDYWINEGLOBAL GLO|WDCO|Wilson-Davis & Co., Inc.|900
BWG|BRANDYWINEGLOBAL GLO|WEDB|WEDBUSH SECURITIES INC.|2900
BWG|BRANDYWINEGLOBAL GLO|WEED|Weeden & Co.L.P.|6942
BWG|BRANDYWINEGLOBAL GLO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|181
BWG|BRANDYWINEGLOBAL GLO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3355
BWG|BRANDYWINEGLOBAL GLO|WFPB|Wells Fargo Securities, LLC.|2561
BWG|BRANDYWINEGLOBAL GLO|WSEA|WOLVERINE SECURITIES, LLC|497
BWG|BRANDYWINEGLOBAL GLO|XSTM|NATIONAL FINANCIAL SERVICES LLC|13200
BWG|BRANDYWINEGLOBAL GLO|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BWG|BRANDYWINEGLOBAL GLO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1924
BWINA|BALDWIN LYONS CL A##|APCC|Apex Clearing Corporation|2
BWINA|BALDWIN LYONS CL A##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|581
BWINA|BALDWIN LYONS CL A##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
BWINA|BALDWIN LYONS CL A##|DEAN|MORGAN STANLEY|400
BWINA|BALDWIN LYONS CL A##|EBXL|EBX LLC|500
BWINA|BALDWIN LYONS CL A##|ETRS|E*Trade Securities LLC|4
BWINA|BALDWIN LYONS CL A##|FBCO|Credit Suisse Securities (USA) LLC|800
BWINA|BALDWIN LYONS CL A##|FOMA|TD AMERITRADE CLEARING, INC.|14080
BWINA|BALDWIN LYONS CL A##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
BWINA|BALDWIN LYONS CL A##|FTBR|Foliofn Investments, Inc.|4
BWINA|BALDWIN LYONS CL A##|IBKR|Interactive Brokers Llc|1458
BWINA|BALDWIN LYONS CL A##|INCA|INSTINET, LLC|320
BWINA|BALDWIN LYONS CL A##|INJX|INSTINET, LLC|301
BWINA|BALDWIN LYONS CL A##|JEFF|JEFFERIES LLC|200
BWINA|BALDWIN LYONS CL A##|KCGM|VIRTU Americas LLC|1
BWINA|BALDWIN LYONS CL A##|LEHM|Barclays Capital Inc./Le|1
BWINA|BALDWIN LYONS CL A##|LIME|Lime Brokerage LLC|425
BWINA|BALDWIN LYONS CL A##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|20
BWINA|BALDWIN LYONS CL A##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
BWINA|BALDWIN LYONS CL A##|MSCO|MORGAN STANLEY & CO. LLC|4756
BWINA|BALDWIN LYONS CL A##|NFSC|National Financial Services LLC|27
BWINA|BALDWIN LYONS CL A##|NITE|VIRTU Americas LLC|4155
BWINA|BALDWIN LYONS CL A##|SPTD|MINT GLOBAL MARKETS, INC.|1050
BWINA|BALDWIN LYONS CL A##|UBSA|UBS SECURITIES LLC|302
BWINA|BALDWIN LYONS CL A##|UBSS|UBS Securities LLC|1474
BWINA|BALDWIN LYONS CL A##|VGRD|Vanguard Marketing Corporation|100
BWINA|BALDWIN LYONS CL A##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|600
BWINA|BALDWIN LYONS CL A##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|196
BWINB|BALDWIN LYONS CL B##|APCC|Apex Clearing Corporation|108
BWINB|BALDWIN LYONS CL B##|BATM|CBOE TRADING, INC.|45
BWINB|BALDWIN LYONS CL B##|BERN|Sanford C. Bernstein & Co., LLC|1704
BWINB|BALDWIN LYONS CL B##|BMOC|BMO Capital Markets Corp.|1508
BWINB|BALDWIN LYONS CL B##|BNPX|BNP PARIBAS SECURITIES CORP.|976
BWINB|BALDWIN LYONS CL B##|BTIG|BTIG, LLC|2770
BWINB|BALDWIN LYONS CL B##|BZYD|GOLDMAN SACHS & CO. LLC|1074
BWINB|BALDWIN LYONS CL B##|CHAS|Charles Schwab & Co., Inc.|121
BWINB|BALDWIN LYONS CL B##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4851
BWINB|BALDWIN LYONS CL B##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BWINB|BALDWIN LYONS CL B##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|622
BWINB|BALDWIN LYONS CL B##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4982
BWINB|BALDWIN LYONS CL B##|CTDL|Citadel Derivatives Group Llc|1383
BWINB|BALDWIN LYONS CL B##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1992
BWINB|BALDWIN LYONS CL B##|DBAB|Deutsche Bank Securities Inc.|17441
BWINB|BALDWIN LYONS CL B##|DBAX|Deutsche Bank Securities Inc.|1200
BWINB|BALDWIN LYONS CL B##|DEGS|RONIN PROFESSIONAL LLC|1114
BWINB|BALDWIN LYONS CL B##|EBXL|EBX LLC|4400
BWINB|BALDWIN LYONS CL B##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1692
BWINB|BALDWIN LYONS CL B##|ETRS|E*Trade Securities LLC|3263
BWINB|BALDWIN LYONS CL B##|FBCO|Credit Suisse Securities (USA) LLC|65083
BWINB|BALDWIN LYONS CL B##|FOMA|TD AMERITRADE CLEARING, INC.|22506
BWINB|BALDWIN LYONS CL B##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1133
BWINB|BALDWIN LYONS CL B##|FTBR|Foliofn Investments, Inc.|12
BWINB|BALDWIN LYONS CL B##|GEBB|GLOBAL EXECUTION BROKERS, LP|2287
BWINB|BALDWIN LYONS CL B##|GSCO|GOLDMAN SACHS & CO. LLC|35956
BWINB|BALDWIN LYONS CL B##|GSCS|GOLDMAN SACHS & CO. LLC|4483
BWINB|BALDWIN LYONS CL B##|GSLT|GOLDMAN SACHS & CO. LLC|701
BWINB|BALDWIN LYONS CL B##|GTSZ|GTS SECURITIES LLC|201
BWINB|BALDWIN LYONS CL B##|HRBF|American Enterprise Investment Services Inc.|1
BWINB|BALDWIN LYONS CL B##|IATS|INTERACTIVE BROKERS LLC|180
BWINB|BALDWIN LYONS CL B##|IBKR|Interactive Brokers Llc|8231
BWINB|BALDWIN LYONS CL B##|ICBX|INSTINET, LLC|800
BWINB|BALDWIN LYONS CL B##|IEQY|CITADEL SECURITIES LLC|879
BWINB|BALDWIN LYONS CL B##|INCA|INSTINET, LLC|14524
BWINB|BALDWIN LYONS CL B##|INJX|INSTINET, LLC|4466
BWINB|BALDWIN LYONS CL B##|ITGI|ITG Inc.|13472
BWINB|BALDWIN LYONS CL B##|ITGP|ITG INC.|5600
BWINB|BALDWIN LYONS CL B##|JEFF|JEFFERIES LLC|3878
BWINB|BALDWIN LYONS CL B##|JONE|JonesTrading|29788
BWINB|BALDWIN LYONS CL B##|JPMX|J.P. Morgan Securities LLC|2644
BWINB|BALDWIN LYONS CL B##|KCGM|VIRTU Americas LLC|925
BWINB|BALDWIN LYONS CL B##|LEHM|Barclays Capital Inc./Le|9061
BWINB|BALDWIN LYONS CL B##|LIME|Lime Brokerage LLC|16723
BWINB|BALDWIN LYONS CL B##|LMGP|LIME BROKERAGE LLC|6514
BWINB|BALDWIN LYONS CL B##|LOOP|Loop Capital Markets LLC|500
BWINB|BALDWIN LYONS CL B##|MAXM|Maxim Group LLC|711
BWINB|BALDWIN LYONS CL B##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
BWINB|BALDWIN LYONS CL B##|MSCO|MORGAN STANLEY & CO. LLC|44445
BWINB|BALDWIN LYONS CL B##|MSPL|MORGAN STANLEY & CO. LLC|3900
BWINB|BALDWIN LYONS CL B##|NFSC|National Financial Services LLC|3423
BWINB|BALDWIN LYONS CL B##|NITE|VIRTU Americas LLC|36620
BWINB|BALDWIN LYONS CL B##|NITP|VIRTU Americas LLC|400
BWINB|BALDWIN LYONS CL B##|OPCO|Oppenheimer & Co. Inc.|440
BWINB|BALDWIN LYONS CL B##|PDQM|CODA MARKETS, INC.|8
BWINB|BALDWIN LYONS CL B##|SBSH|Citigroup Global Markets Inc.|15303
BWINB|BALDWIN LYONS CL B##|SGMT|GOLDMAN SACHS & CO. LLC|2076
BWINB|BALDWIN LYONS CL B##|STFL|Stifel, Nicolaus & Company, Incorporated|2966
BWINB|BALDWIN LYONS CL B##|SWIM|TD Ameritrade, Inc.|214
BWINB|BALDWIN LYONS CL B##|SWST|Hilltop Securities Inc.|19
BWINB|BALDWIN LYONS CL B##|TKNG|ALLY INVEST SECURITIES LLC|135
BWINB|BALDWIN LYONS CL B##|TRBT|Tradebot Systems, Inc.|505
BWINB|BALDWIN LYONS CL B##|TRCM|TRC MARKETS LLC|14018
BWINB|BALDWIN LYONS CL B##|UBSA|UBS SECURITIES LLC|17650
BWINB|BALDWIN LYONS CL B##|UBSS|UBS Securities LLC|49720
BWINB|BALDWIN LYONS CL B##|VALX|VIRTU AMERICAS LLC|480
BWINB|BALDWIN LYONS CL B##|VGRD|Vanguard Marketing Corporation|300
BWINB|BALDWIN LYONS CL B##|WCHV|WELLS FARGO SECURITIES, LLC|1809
BWINB|BALDWIN LYONS CL B##|WEDB|WEDBUSH SECURITIES INC.|152
BWINB|BALDWIN LYONS CL B##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|827
BWINB|BALDWIN LYONS CL B##|WSEA|WOLVERINE SECURITIES, LLC|100
BWINB|BALDWIN LYONS CL B##|XIST|INSTINET, LLC|600
BWINB|BALDWIN LYONS CL B##|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
BWINB|BALDWIN LYONS CL B##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
BWL.A|BOWL AMER INC CL A|BATM|CBOE TRADING, INC.|100
BWL.A|BOWL AMER INC CL A|ETRS|E*Trade Securities LLC|18
BWL.A|BOWL AMER INC CL A|FTBR|Foliofn Investments, Inc.|1
BWL.A|BOWL AMER INC CL A|GSCO|GOLDMAN SACHS & CO. LLC|19
BWL.A|BOWL AMER INC CL A|IBKR|Interactive Brokers Llc|232
BWL.A|BOWL AMER INC CL A|INCA|INSTINET, LLC|1
BWL.A|BOWL AMER INC CL A|JANY|Janney Montgomery Scott Inc.|395
BWL.A|BOWL AMER INC CL A|LIME|Lime Brokerage LLC|154
BWL.A|BOWL AMER INC CL A|MSCO|MORGAN STANLEY & CO. LLC|95
BWL.A|BOWL AMER INC CL A|NFSC|National Financial Services LLC|1
BWL.A|BOWL AMER INC CL A|NITE|VIRTU Americas LLC|666
BWL.A|BOWL AMER INC CL A|SWIM|TD Ameritrade, Inc.|33
BWL.A|BOWL AMER INC CL A|UBSS|UBS Securities LLC|698
BWL.A|BOWL AMER INC CL A|WCHV|WELLS FARGO SECURITIES, LLC|100
BWL.A|BOWL AMER INC CL A|WSEA|WOLVERINE SECURITIES, LLC|11
BWP|BOARDWALK PIPELINE|AGIS|Aegis Capital Corp.|375
BWP|BOARDWALK PIPELINE|ALTX|Alternet Securities Inc.|25950
BWP|BOARDWALK PIPELINE|APCC|Apex Clearing Corporation|15312
BWP|BOARDWALK PIPELINE|BARD|Robert W. Baird & Co. Incorporated|1000
BWP|BOARDWALK PIPELINE|BATM|CBOE TRADING, INC.|36240
BWP|BOARDWALK PIPELINE|BAYC|BAY CREST PARTNERS, LLC|42000
BWP|BOARDWALK PIPELINE|BAYT|BTIG, LLC|400
BWP|BOARDWALK PIPELINE|BBNT|BB&T SECURITIES, LLC|326
BWP|BOARDWALK PIPELINE|BERN|Sanford C. Bernstein & Co., LLC|100
BWP|BOARDWALK PIPELINE|BIAD|SAGETRADER, LLC|800
BWP|BOARDWALK PIPELINE|BIDS|BIDS TRADING L.P.|222600
BWP|BOARDWALK PIPELINE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15952
BWP|BOARDWALK PIPELINE|BLKX|INSTINET, LLC|112600
BWP|BOARDWALK PIPELINE|BNPX|BNP PARIBAS SECURITIES CORP.|16356
BWP|BOARDWALK PIPELINE|BTIG|BTIG, LLC|100
BWP|BOARDWALK PIPELINE|BYXM|CBOE TRADING, INC.|1350
BWP|BOARDWALK PIPELINE|BZYD|GOLDMAN SACHS & CO. LLC|300
BWP|BOARDWALK PIPELINE|CANT|Cantor Fitzgerald & Co.|126502
BWP|BOARDWALK PIPELINE|CBLC|CITIGROUP GLOBAL MARKETS INC.|49600
BWP|BOARDWALK PIPELINE|CHAS|Charles Schwab & Co., Inc.|124928
BWP|BOARDWALK PIPELINE|CIST|Capital Institutional Services, Inc.|37786
BWP|BOARDWALK PIPELINE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|445430
BWP|BOARDWALK PIPELINE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|49140
BWP|BOARDWALK PIPELINE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|23009
BWP|BOARDWALK PIPELINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|599307
BWP|BOARDWALK PIPELINE|CTDL|Citadel Derivatives Group Llc|7272
BWP|BOARDWALK PIPELINE|CTLR|CUTLER GROUP, LP|1560
BWP|BOARDWALK PIPELINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|662246
BWP|BOARDWALK PIPELINE|DADA|D.A. Davidson & Co.|1
BWP|BOARDWALK PIPELINE|DBAB|Deutsche Bank Securities Inc.|128608
BWP|BOARDWALK PIPELINE|DBAX|Deutsche Bank Securities Inc.|790200
BWP|BOARDWALK PIPELINE|DEAN|MORGAN STANLEY|28617
BWP|BOARDWALK PIPELINE|DEGS|RONIN PROFESSIONAL LLC|46679
BWP|BOARDWALK PIPELINE|EBXL|EBX LLC|638500
BWP|BOARDWALK PIPELINE|ECUT|CONVERGEX EXECUTION SOLUTIONS|4525
BWP|BOARDWALK PIPELINE|EDJO|Edward D. Jones & Co., L.P.|3045
BWP|BOARDWALK PIPELINE|EGAM|CBOE TRADING, INC.|19638
BWP|BOARDWALK PIPELINE|EGAW|CBOE TRADING, INC.|300
BWP|BOARDWALK PIPELINE|EGXM|CBOE TRADING, INC.|9782
BWP|BOARDWALK PIPELINE|EGXW|CBOE TRADING, INC.|100
BWP|BOARDWALK PIPELINE|ETBE|Electronic Transaction Clearing, Inc.|32161
BWP|BOARDWALK PIPELINE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2900
BWP|BOARDWALK PIPELINE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|900
BWP|BOARDWALK PIPELINE|ETRS|E*Trade Securities LLC|583100
BWP|BOARDWALK PIPELINE|FBRC|B. RILEY FBR, INC.|324029
BWP|BOARDWALK PIPELINE|FILL|Tradestation Securities, Inc.|5249
BWP|BOARDWALK PIPELINE|FMAF|NBCN Inc./ CDS|1604
BWP|BOARDWALK PIPELINE|FQLS|Quantlab Securities LP|134056
BWP|BOARDWALK PIPELINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34632
BWP|BOARDWALK PIPELINE|FTBR|Foliofn Investments, Inc.|1004
BWP|BOARDWALK PIPELINE|GEBB|GLOBAL EXECUTION BROKERS, LP|61060
BWP|BOARDWALK PIPELINE|GLPX|ACS EXECUTION SERVICES, LLC|87515
BWP|BOARDWALK PIPELINE|GSCO|GOLDMAN SACHS & CO. LLC|3213006
BWP|BOARDWALK PIPELINE|GSCS|GOLDMAN SACHS & CO. LLC|88736
BWP|BOARDWALK PIPELINE|GSLT|GOLDMAN SACHS & CO. LLC|10356
BWP|BOARDWALK PIPELINE|GTSZ|GTS SECURITIES LLC|74792
BWP|BOARDWALK PIPELINE|HRBF|American Enterprise Investment Services Inc.|4129
BWP|BOARDWALK PIPELINE|HSBC|HSBC Securities, Inc.|28718
BWP|BOARDWALK PIPELINE|IATS|INTERACTIVE BROKERS LLC|83254
BWP|BOARDWALK PIPELINE|IBKR|Interactive Brokers Llc|347200
BWP|BOARDWALK PIPELINE|ICBX|INSTINET, LLC|213618
BWP|BOARDWALK PIPELINE|INCA|INSTINET, LLC|244075
BWP|BOARDWALK PIPELINE|INJX|INSTINET, LLC|439
BWP|BOARDWALK PIPELINE|ITGI|ITG Inc.|34035
BWP|BOARDWALK PIPELINE|ITGP|ITG INC.|241200
BWP|BOARDWALK PIPELINE|JANY|Janney Montgomery Scott Inc.|6956
BWP|BOARDWALK PIPELINE|JEFF|JEFFERIES LLC|52134
BWP|BOARDWALK PIPELINE|JMPT|JUMP TRADING, LLC|130512
BWP|BOARDWALK PIPELINE|JONE|JonesTrading|155
BWP|BOARDWALK PIPELINE|JPMX|J.P. Morgan Securities LLC|743370
BWP|BOARDWALK PIPELINE|JSJX|JANE STREET CAPITAL LLC|7473
BWP|BOARDWALK PIPELINE|KCGM|VIRTU Americas LLC|169719
BWP|BOARDWALK PIPELINE|KRSH|Kershner Securities, LLC|1630
BWP|BOARDWALK PIPELINE|LEHM|Barclays Capital Inc./Le|1879051
BWP|BOARDWALK PIPELINE|LIME|Lime Brokerage LLC|31877
BWP|BOARDWALK PIPELINE|LOOP|Loop Capital Markets LLC|222500
BWP|BOARDWALK PIPELINE|LQNA|LIQUIDNET, INC.|100400
BWP|BOARDWALK PIPELINE|LSCI|Lek Securities Corporation|682
BWP|BOARDWALK PIPELINE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
BWP|BOARDWALK PIPELINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|351183
BWP|BOARDWALK PIPELINE|MOTF|MOTIF INVESTING, INC.|4
BWP|BOARDWALK PIPELINE|MSCO|MORGAN STANLEY & CO. LLC|1318767
BWP|BOARDWALK PIPELINE|MSPL|MORGAN STANLEY & CO. LLC|304000
BWP|BOARDWALK PIPELINE|MSTX|MORGAN STANLEY & CO. LLC|24600
BWP|BOARDWALK PIPELINE|NFSC|National Financial Services LLC|602870
BWP|BOARDWALK PIPELINE|NITE|VIRTU Americas LLC|1419791
BWP|BOARDWALK PIPELINE|NITP|VIRTU Americas LLC|1720
BWP|BOARDWALK PIPELINE|NQRB|Brut, LLC|6835
BWP|BOARDWALK PIPELINE|NTBF|BMO Nesbitt Burns Inc./CDS|40
BWP|BOARDWALK PIPELINE|OHOS|TWO SIGMA SECURITIES, LLC|64781
BWP|BOARDWALK PIPELINE|OPCO|Oppenheimer & Co. Inc.|6075
BWP|BOARDWALK PIPELINE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|220
BWP|BOARDWALK PIPELINE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10000
BWP|BOARDWALK PIPELINE|PDQM|CODA MARKETS, INC.|130108
BWP|BOARDWALK PIPELINE|POIN|PRECISION SECURITIES, LLC (POIN)|600
BWP|BOARDWALK PIPELINE|PWJC|UBS Financial Services, Inc.|11750
BWP|BOARDWALK PIPELINE|RBCM|RBC CAPITAL MARKETS, LLC|27458
BWP|BOARDWALK PIPELINE|RWPS|R.W. Pressprich & Co., Inc.|3200
BWP|BOARDWALK PIPELINE|SAGL|SAGETRADER, LLC|16169
BWP|BOARDWALK PIPELINE|SAGW|SAGETRADER, LLC|1344
BWP|BOARDWALK PIPELINE|SALI|INTL FCSTONE FINANCIAL INC.|2400
BWP|BOARDWALK PIPELINE|SBSH|Citigroup Global Markets Inc.|567711
BWP|BOARDWALK PIPELINE|SEIC|SEI Investments Distribution Co.|350
BWP|BOARDWALK PIPELINE|SGMT|GOLDMAN SACHS & CO. LLC|368984
BWP|BOARDWALK PIPELINE|SIBO|Prime Executions, Inc.|33400
BWP|BOARDWALK PIPELINE|SPDR|SPEEDROUTE LLC|8522
BWP|BOARDWALK PIPELINE|STFL|Stifel, Nicolaus & Company, Incorporated|7008
BWP|BOARDWALK PIPELINE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3200
BWP|BOARDWALK PIPELINE|SWIM|TD Ameritrade, Inc.|502247
BWP|BOARDWALK PIPELINE|SWST|Hilltop Securities Inc.|1024
BWP|BOARDWALK PIPELINE|TKNG|ALLY INVEST SECURITIES LLC|221
BWP|BOARDWALK PIPELINE|TRBT|Tradebot Systems, Inc.|207627
BWP|BOARDWALK PIPELINE|TRCM|TRC MARKETS LLC|47096
BWP|BOARDWALK PIPELINE|UBSA|UBS SECURITIES LLC|1244479
BWP|BOARDWALK PIPELINE|UBSS|UBS Securities LLC|1075841
BWP|BOARDWALK PIPELINE|USCA|USCA Securities LLC|98613
BWP|BOARDWALK PIPELINE|VALX|VIRTU AMERICAS LLC|16117
BWP|BOARDWALK PIPELINE|VGRD|Vanguard Marketing Corporation|74033
BWP|BOARDWALK PIPELINE|WCHV|WELLS FARGO SECURITIES, LLC|638195
BWP|BOARDWALK PIPELINE|WEDB|WEDBUSH SECURITIES INC.|19700
BWP|BOARDWALK PIPELINE|WEED|Weeden & Co.L.P.|6268
BWP|BOARDWALK PIPELINE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|77000
BWP|BOARDWALK PIPELINE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|132195
BWP|BOARDWALK PIPELINE|WGIF|CIBC World Markets Inc.|600
BWP|BOARDWALK PIPELINE|WSEA|WOLVERINE SECURITIES, LLC|13424
BWP|BOARDWALK PIPELINE|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|400
BWP|BOARDWALK PIPELINE|XSTM|NATIONAL FINANCIAL SERVICES LLC|261296
BWP|BOARDWALK PIPELINE|YKNA|COMHAR CAPITAL MARKETS, LLC|1353
BWP|BOARDWALK PIPELINE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21674
BWX|SPDR  BB BRCLY INTL|ABLE|NATIXIS Securities Americas LLC|2587
BWX|SPDR  BB BRCLY INTL|ALTX|Alternet Securities Inc.|11004
BWX|SPDR  BB BRCLY INTL|ANOS|ABEL/NOSER, L.L.C.|3278
BWX|SPDR  BB BRCLY INTL|APCC|Apex Clearing Corporation|914
BWX|SPDR  BB BRCLY INTL|BANK|Primevest Financial Services, Inc.|736
BWX|SPDR  BB BRCLY INTL|BARD|Robert W. Baird & Co. Incorporated|178
BWX|SPDR  BB BRCLY INTL|BATM|CBOE TRADING, INC.|350
BWX|SPDR  BB BRCLY INTL|BBNT|BB&T SECURITIES, LLC|237875
BWX|SPDR  BB BRCLY INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46930
BWX|SPDR  BB BRCLY INTL|BYXM|CBOE TRADING, INC.|100
BWX|SPDR  BB BRCLY INTL|CANT|Cantor Fitzgerald & Co.|23361
BWX|SPDR  BB BRCLY INTL|CHAS|Charles Schwab & Co., Inc.|223128
BWX|SPDR  BB BRCLY INTL|CIST|Capital Institutional Services, Inc.|3730
BWX|SPDR  BB BRCLY INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|144157
BWX|SPDR  BB BRCLY INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
BWX|SPDR  BB BRCLY INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|104082
BWX|SPDR  BB BRCLY INTL|CSIN|Citadel Securities Institutional LLC|30864
BWX|SPDR  BB BRCLY INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
BWX|SPDR  BB BRCLY INTL|DBAB|Deutsche Bank Securities Inc.|32208
BWX|SPDR  BB BRCLY INTL|DBAX|Deutsche Bank Securities Inc.|91300
BWX|SPDR  BB BRCLY INTL|DEAN|MORGAN STANLEY|7168
BWX|SPDR  BB BRCLY INTL|EBXL|EBX LLC|24300
BWX|SPDR  BB BRCLY INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|5422
BWX|SPDR  BB BRCLY INTL|EDJC|Edward Jones / CDS|550
BWX|SPDR  BB BRCLY INTL|EDJO|Edward D. Jones & Co., L.P.|31070
BWX|SPDR  BB BRCLY INTL|EGAM|CBOE TRADING, INC.|22521
BWX|SPDR  BB BRCLY INTL|EGAW|CBOE TRADING, INC.|700
BWX|SPDR  BB BRCLY INTL|EGXM|CBOE TRADING, INC.|6040
BWX|SPDR  BB BRCLY INTL|ETBE|Electronic Transaction Clearing, Inc.|5460
BWX|SPDR  BB BRCLY INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8430
BWX|SPDR  BB BRCLY INTL|ETRS|E*Trade Securities LLC|8193
BWX|SPDR  BB BRCLY INTL|FBSB|U.S. Bancorp Investments, Inc.|3882
BWX|SPDR  BB BRCLY INTL|FIDT|Fidelity Clearing Canada ULC./ CDS|11068
BWX|SPDR  BB BRCLY INTL|FILL|Tradestation Securities, Inc.|258
BWX|SPDR  BB BRCLY INTL|FINX|FINTECH SECURITIES|4418
BWX|SPDR  BB BRCLY INTL|FMAF|NBCN Inc./ CDS|9035
BWX|SPDR  BB BRCLY INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24902
BWX|SPDR  BB BRCLY INTL|FTBR|Foliofn Investments, Inc.|364224
BWX|SPDR  BB BRCLY INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|47570
BWX|SPDR  BB BRCLY INTL|GLIS|TD Securities Inc|273
BWX|SPDR  BB BRCLY INTL|GLPX|ACS EXECUTION SERVICES, LLC|7377
BWX|SPDR  BB BRCLY INTL|GSCO|GOLDMAN SACHS & CO. LLC|162558
BWX|SPDR  BB BRCLY INTL|GSLT|GOLDMAN SACHS & CO. LLC|300
BWX|SPDR  BB BRCLY INTL|GTSZ|GTS SECURITIES LLC|600
BWX|SPDR  BB BRCLY INTL|HRBF|American Enterprise Investment Services Inc.|40156
BWX|SPDR  BB BRCLY INTL|IATS|INTERACTIVE BROKERS LLC|8979
BWX|SPDR  BB BRCLY INTL|IBKR|Interactive Brokers Llc|42246
BWX|SPDR  BB BRCLY INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|97
BWX|SPDR  BB BRCLY INTL|ICBX|INSTINET, LLC|33477
BWX|SPDR  BB BRCLY INTL|INCA|INSTINET, LLC|36996
BWX|SPDR  BB BRCLY INTL|INJX|INSTINET, LLC|26
BWX|SPDR  BB BRCLY INTL|ITGI|ITG Inc.|91819
BWX|SPDR  BB BRCLY INTL|ITGP|ITG INC.|33200
BWX|SPDR  BB BRCLY INTL|JANY|Janney Montgomery Scott Inc.|397
BWX|SPDR  BB BRCLY INTL|JEFF|JEFFERIES LLC|109
BWX|SPDR  BB BRCLY INTL|JMPT|JUMP TRADING, LLC|11216
BWX|SPDR  BB BRCLY INTL|JPMX|J.P. Morgan Securities LLC|56416
BWX|SPDR  BB BRCLY INTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|1466840
BWX|SPDR  BB BRCLY INTL|JSJX|JANE STREET CAPITAL LLC|464421
BWX|SPDR  BB BRCLY INTL|KCGM|VIRTU Americas LLC|8581
BWX|SPDR  BB BRCLY INTL|LEHM|Barclays Capital Inc./Le|411600
BWX|SPDR  BB BRCLY INTL|LIME|Lime Brokerage LLC|6817
BWX|SPDR  BB BRCLY INTL|LSCI|Lek Securities Corporation|5065
BWX|SPDR  BB BRCLY INTL|MACC|Mid Atlantic Capital Corporation|16414
BWX|SPDR  BB BRCLY INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194482
BWX|SPDR  BB BRCLY INTL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2300
BWX|SPDR  BB BRCLY INTL|MSCO|MORGAN STANLEY & CO. LLC|295985
BWX|SPDR  BB BRCLY INTL|MSPL|MORGAN STANLEY & CO. LLC|74400
BWX|SPDR  BB BRCLY INTL|MSTX|MORGAN STANLEY & CO. LLC|1200
BWX|SPDR  BB BRCLY INTL|MTON|MILLINGTON SECURITIES, INC.|34308
BWX|SPDR  BB BRCLY INTL|NFSC|National Financial Services LLC|452448
BWX|SPDR  BB BRCLY INTL|NITE|VIRTU Americas LLC|1281708
BWX|SPDR  BB BRCLY INTL|NITP|VIRTU Americas LLC|8996
BWX|SPDR  BB BRCLY INTL|NQRB|Brut, LLC|3000
BWX|SPDR  BB BRCLY INTL|NTRC|Northern Trust Securities, Inc.|50
BWX|SPDR  BB BRCLY INTL|OLDM|OLD MISSION CAPITAL, LLC|3400
BWX|SPDR  BB BRCLY INTL|PCPT|PHILLIP CAPITAL INC.|300
BWX|SPDR  BB BRCLY INTL|PDQM|CODA MARKETS, INC.|33153
BWX|SPDR  BB BRCLY INTL|RBCM|RBC CAPITAL MARKETS, LLC|9111
BWX|SPDR  BB BRCLY INTL|SALI|INTL FCSTONE FINANCIAL INC.|111
BWX|SPDR  BB BRCLY INTL|SBSH|Citigroup Global Markets Inc.|11352
BWX|SPDR  BB BRCLY INTL|SEIC|SEI Investments Distribution Co.|3444
BWX|SPDR  BB BRCLY INTL|SGMT|GOLDMAN SACHS & CO. LLC|11220
BWX|SPDR  BB BRCLY INTL|SPHN|Stephens Inc.|1320
BWX|SPDR  BB BRCLY INTL|STFL|Stifel, Nicolaus & Company, Incorporated|13041
BWX|SPDR  BB BRCLY INTL|SWIM|TD Ameritrade, Inc.|11162
BWX|SPDR  BB BRCLY INTL|SWST|Hilltop Securities Inc.|935
BWX|SPDR  BB BRCLY INTL|TKNG|ALLY INVEST SECURITIES LLC|25
BWX|SPDR  BB BRCLY INTL|TRBT|Tradebot Systems, Inc.|32653
BWX|SPDR  BB BRCLY INTL|TRCM|TRC MARKETS LLC|242
BWX|SPDR  BB BRCLY INTL|UBSA|UBS SECURITIES LLC|449581
BWX|SPDR  BB BRCLY INTL|UBSS|UBS Securities LLC|311901
BWX|SPDR  BB BRCLY INTL|VALX|VIRTU AMERICAS LLC|4462
BWX|SPDR  BB BRCLY INTL|VGRD|Vanguard Marketing Corporation|13512
BWX|SPDR  BB BRCLY INTL|WABR|Wall Street Access|15124
BWX|SPDR  BB BRCLY INTL|WBET|Wallachbeth Capital LLC|87810
BWX|SPDR  BB BRCLY INTL|WCHV|WELLS FARGO SECURITIES, LLC|93961
BWX|SPDR  BB BRCLY INTL|WEDB|WEDBUSH SECURITIES INC.|214
BWX|SPDR  BB BRCLY INTL|WEED|Weeden & Co.L.P.|23035
BWX|SPDR  BB BRCLY INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1436
BWX|SPDR  BB BRCLY INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2729
BWX|SPDR  BB BRCLY INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
BWX|SPDR  BB BRCLY INTL|WSEA|WOLVERINE SECURITIES, LLC|2448
BWX|SPDR  BB BRCLY INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|23302
BWX|SPDR  BB BRCLY INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|200
BWX|SPDR  BB BRCLY INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|582954
BWXT|BWX TECHNOLOGIES|ABLE|NATIXIS Securities Americas LLC|124300
BWXT|BWX TECHNOLOGIES|ALTX|Alternet Securities Inc.|3803
BWXT|BWX TECHNOLOGIES|ANOS|ABEL/NOSER, L.L.C.|1677
BWXT|BWX TECHNOLOGIES|APCC|Apex Clearing Corporation|206
BWXT|BWX TECHNOLOGIES|BARD|Robert W. Baird & Co. Incorporated|340
BWXT|BWX TECHNOLOGIES|BATM|CBOE TRADING, INC.|10515
BWXT|BWX TECHNOLOGIES|BBNT|BB&T SECURITIES, LLC|1052
BWXT|BWX TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|26069
BWXT|BWX TECHNOLOGIES|BIDS|BIDS TRADING L.P.|200
BWXT|BWX TECHNOLOGIES|BKCM|BNY Mellon Capital Markets LLC|659
BWXT|BWX TECHNOLOGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1404
BWXT|BWX TECHNOLOGIES|BLKX|INSTINET, LLC|60700
BWXT|BWX TECHNOLOGIES|BMOC|BMO Capital Markets Corp.|49966
BWXT|BWX TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|1154
BWXT|BWX TECHNOLOGIES|BTIG|BTIG, LLC|728
BWXT|BWX TECHNOLOGIES|BYXM|CBOE TRADING, INC.|567
BWXT|BWX TECHNOLOGIES|BZYD|GOLDMAN SACHS & CO. LLC|104
BWXT|BWX TECHNOLOGIES|CABR|Cabrera Capital Markets, Inc.|25
BWXT|BWX TECHNOLOGIES|CANT|Cantor Fitzgerald & Co.|594
BWXT|BWX TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|476
BWXT|BWX TECHNOLOGIES|CIBP|CIBC World Markets Corp.|45300
BWXT|BWX TECHNOLOGIES|CICF|Canaccord Genuity Corp.|160
BWXT|BWX TECHNOLOGIES|CIST|Capital Institutional Services, Inc.|1782
BWXT|BWX TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75587
BWXT|BWX TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|652
BWXT|BWX TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|180960
BWXT|BWX TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|12230
BWXT|BWX TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|69182
BWXT|BWX TECHNOLOGIES|DADA|D.A. Davidson & Co.|126
BWXT|BWX TECHNOLOGIES|DAVA|Davenport & Company LLC|157
BWXT|BWX TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|129974
BWXT|BWX TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|152200
BWXT|BWX TECHNOLOGIES|DBUL|Deutsche Bank Securities Inc.|1339
BWXT|BWX TECHNOLOGIES|DCHF|Dart Executions, LLC|266
BWXT|BWX TECHNOLOGIES|DEAN|MORGAN STANLEY|5359
BWXT|BWX TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|100
BWXT|BWX TECHNOLOGIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4268
BWXT|BWX TECHNOLOGIES|EBXL|EBX LLC|120600
BWXT|BWX TECHNOLOGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|2428
BWXT|BWX TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|1434
BWXT|BWX TECHNOLOGIES|EGAM|CBOE TRADING, INC.|24377
BWXT|BWX TECHNOLOGIES|EGAW|CBOE TRADING, INC.|25
BWXT|BWX TECHNOLOGIES|EGMT|EG MARKET TECHNOLOGIES LLC|1549
BWXT|BWX TECHNOLOGIES|EGXM|CBOE TRADING, INC.|156
BWXT|BWX TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|9532
BWXT|BWX TECHNOLOGIES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
BWXT|BWX TECHNOLOGIES|ETCC|Electronic Transaction Clearing, Inc.|40
BWXT|BWX TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14676
BWXT|BWX TECHNOLOGIES|ETRS|E*Trade Securities LLC|5582
BWXT|BWX TECHNOLOGIES|FILL|Tradestation Securities, Inc.|169
BWXT|BWX TECHNOLOGIES|FINX|FINTECH SECURITIES|35
BWXT|BWX TECHNOLOGIES|FMAF|NBCN Inc./ CDS|1745
BWXT|BWX TECHNOLOGIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1340
BWXT|BWX TECHNOLOGIES|FQLS|Quantlab Securities LP|164197
BWXT|BWX TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54414
BWXT|BWX TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|771
BWXT|BWX TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|19841
BWXT|BWX TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|1083396
BWXT|BWX TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|2810
BWXT|BWX TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|5751
BWXT|BWX TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|60663
BWXT|BWX TECHNOLOGIES|HAPX|HAP Trading, LLC|983
BWXT|BWX TECHNOLOGIES|HPPX|POTAMUS TRADING, LLC|367
BWXT|BWX TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|6577
BWXT|BWX TECHNOLOGIES|HSBC|HSBC Securities, Inc.|100
BWXT|BWX TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|3128
BWXT|BWX TECHNOLOGIES|IBKR|Interactive Brokers Llc|10786
BWXT|BWX TECHNOLOGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1967
BWXT|BWX TECHNOLOGIES|ICBX|INSTINET, LLC|29745
BWXT|BWX TECHNOLOGIES|INCA|INSTINET, LLC|132958
BWXT|BWX TECHNOLOGIES|INJX|INSTINET, LLC|801
BWXT|BWX TECHNOLOGIES|ITGI|ITG Inc.|62507
BWXT|BWX TECHNOLOGIES|ITGP|ITG INC.|101200
BWXT|BWX TECHNOLOGIES|JANY|Janney Montgomery Scott Inc.|1128
BWXT|BWX TECHNOLOGIES|JEFF|JEFFERIES LLC|140480
BWXT|BWX TECHNOLOGIES|JMPT|JUMP TRADING, LLC|44512
BWXT|BWX TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|13223
BWXT|BWX TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|222326
BWXT|BWX TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|2454
BWXT|BWX TECHNOLOGIES|KCGM|VIRTU Americas LLC|19882
BWXT|BWX TECHNOLOGIES|KEYB|KEYBANC CAPITAL MARKETS INC.|388692
BWXT|BWX TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|351554
BWXT|BWX TECHNOLOGIES|LIME|Lime Brokerage LLC|18120
BWXT|BWX TECHNOLOGIES|LQNA|LIQUIDNET, INC.|129300
BWXT|BWX TECHNOLOGIES|LSCI|Lek Securities Corporation|1245
BWXT|BWX TECHNOLOGIES|MACQ|Macquarie Capital (USA) Inc.|1526
BWXT|BWX TECHNOLOGIES|MAXM|Maxim Group LLC|333
BWXT|BWX TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63060
BWXT|BWX TECHNOLOGIES|MNDX|TJM Investments, LLC|6631
BWXT|BWX TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|1023205
BWXT|BWX TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|165500
BWXT|BWX TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|68300
BWXT|BWX TECHNOLOGIES|NBCS|NBC Securities, INC.|165
BWXT|BWX TECHNOLOGIES|NEUB|NEUBERGER BERMAN BD LLC|124
BWXT|BWX TECHNOLOGIES|NFSC|National Financial Services LLC|23749
BWXT|BWX TECHNOLOGIES|NITE|VIRTU Americas LLC|119471
BWXT|BWX TECHNOLOGIES|NITP|VIRTU Americas LLC|132
BWXT|BWX TECHNOLOGIES|NQRB|Brut, LLC|2700
BWXT|BWX TECHNOLOGIES|NTRC|Northern Trust Securities, Inc.|10420
BWXT|BWX TECHNOLOGIES|OPCO|Oppenheimer & Co. Inc.|442
BWXT|BWX TECHNOLOGIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2173
BWXT|BWX TECHNOLOGIES|PDQM|CODA MARKETS, INC.|39564
BWXT|BWX TECHNOLOGIES|PWJC|UBS Financial Services, Inc.|100
BWXT|BWX TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|6181
BWXT|BWX TECHNOLOGIES|SAGL|SAGETRADER, LLC|2600
BWXT|BWX TECHNOLOGIES|SALI|INTL FCSTONE FINANCIAL INC.|60
BWXT|BWX TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|21380
BWXT|BWX TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|54742
BWXT|BWX TECHNOLOGIES|SPDR|SPEEDROUTE LLC|5551
BWXT|BWX TECHNOLOGIES|SPHN|Stephens Inc.|28
BWXT|BWX TECHNOLOGIES|SSBS|STATE STREET GLOBAL MARKETS, LLC|63882
BWXT|BWX TECHNOLOGIES|STFL|Stifel, Nicolaus & Company, Incorporated|151
BWXT|BWX TECHNOLOGIES|STRS|STRATEGAS RESEARCH PARTNERS|2800
BWXT|BWX TECHNOLOGIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2902
BWXT|BWX TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|2676
BWXT|BWX TECHNOLOGIES|SWST|Hilltop Securities Inc.|141
BWXT|BWX TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|107
BWXT|BWX TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|71115
BWXT|BWX TECHNOLOGIES|TRCM|TRC MARKETS LLC|49280
BWXT|BWX TECHNOLOGIES|UBSA|UBS SECURITIES LLC|206676
BWXT|BWX TECHNOLOGIES|UBSS|UBS Securities LLC|365603
BWXT|BWX TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|2832
BWXT|BWX TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|2185
BWXT|BWX TECHNOLOGIES|WBLR|WILLIAM BLAIR|467
BWXT|BWX TECHNOLOGIES|WBPX|SUMMIT SECURITIES GROUP, LLC|785
BWXT|BWX TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|227259
BWXT|BWX TECHNOLOGIES|WDNX|WEEDEN & CO.L.P.|610
BWXT|BWX TECHNOLOGIES|WEDB|WEDBUSH SECURITIES INC.|400
BWXT|BWX TECHNOLOGIES|WEED|Weeden & Co.L.P.|9518
BWXT|BWX TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4438
BWXT|BWX TECHNOLOGIES|WGIF|CIBC World Markets Inc.|200
BWXT|BWX TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|734
BWXT|BWX TECHNOLOGIES|XIST|INSTINET, LLC|42748
BWXT|BWX TECHNOLOGIES|XPQR|Jump Trading|3542
BWXT|BWX TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|7882
BWXT|BWX TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|813
BWXT|BWX TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1173
BWZ|SPDR BB BARCLAY TSY|ALTX|Alternet Securities Inc.|6620
BWZ|SPDR BB BARCLAY TSY|APCC|Apex Clearing Corporation|479
BWZ|SPDR BB BARCLAY TSY|BARD|Robert W. Baird & Co. Incorporated|88
BWZ|SPDR BB BARCLAY TSY|BBNT|BB&T SECURITIES, LLC|168
BWZ|SPDR BB BARCLAY TSY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30955
BWZ|SPDR BB BARCLAY TSY|CANT|Cantor Fitzgerald & Co.|58932
BWZ|SPDR BB BARCLAY TSY|CHAS|Charles Schwab & Co., Inc.|275113
BWZ|SPDR BB BARCLAY TSY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2900
BWZ|SPDR BB BARCLAY TSY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109688
BWZ|SPDR BB BARCLAY TSY|CSIN|Citadel Securities Institutional LLC|23033
BWZ|SPDR BB BARCLAY TSY|CTDL|Citadel Derivatives Group Llc|44477
BWZ|SPDR BB BARCLAY TSY|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
BWZ|SPDR BB BARCLAY TSY|DBAX|Deutsche Bank Securities Inc.|50100
BWZ|SPDR BB BARCLAY TSY|DEAN|MORGAN STANLEY|23506
BWZ|SPDR BB BARCLAY TSY|EBXL|EBX LLC|14900
BWZ|SPDR BB BARCLAY TSY|EGAM|CBOE TRADING, INC.|453
BWZ|SPDR BB BARCLAY TSY|EGXM|CBOE TRADING, INC.|6320
BWZ|SPDR BB BARCLAY TSY|ETRS|E*Trade Securities LLC|2984
BWZ|SPDR BB BARCLAY TSY|FIDT|Fidelity Clearing Canada ULC./ CDS|47022
BWZ|SPDR BB BARCLAY TSY|FMAF|NBCN Inc./ CDS|102600
BWZ|SPDR BB BARCLAY TSY|FTBR|Foliofn Investments, Inc.|89868
BWZ|SPDR BB BARCLAY TSY|GEBB|GLOBAL EXECUTION BROKERS, LP|4871
BWZ|SPDR BB BARCLAY TSY|GLPX|ACS EXECUTION SERVICES, LLC|1220
BWZ|SPDR BB BARCLAY TSY|GSCO|GOLDMAN SACHS & CO. LLC|5000
BWZ|SPDR BB BARCLAY TSY|GSCS|GOLDMAN SACHS & CO. LLC|100
BWZ|SPDR BB BARCLAY TSY|GTSZ|GTS SECURITIES LLC|300
BWZ|SPDR BB BARCLAY TSY|HRBF|American Enterprise Investment Services Inc.|22857
BWZ|SPDR BB BARCLAY TSY|IATS|INTERACTIVE BROKERS LLC|100
BWZ|SPDR BB BARCLAY TSY|IBKR|Interactive Brokers Llc|2286
BWZ|SPDR BB BARCLAY TSY|ICBX|INSTINET, LLC|10695
BWZ|SPDR BB BARCLAY TSY|INCA|INSTINET, LLC|6527
BWZ|SPDR BB BARCLAY TSY|ITGI|ITG Inc.|6700
BWZ|SPDR BB BARCLAY TSY|ITGP|ITG INC.|4600
BWZ|SPDR BB BARCLAY TSY|JMPT|JUMP TRADING, LLC|140
BWZ|SPDR BB BARCLAY TSY|JPMX|J.P. Morgan Securities LLC|121576
BWZ|SPDR BB BARCLAY TSY|JSEB|JANE STREET EXECUTION SERVICES, LLC|667537
BWZ|SPDR BB BARCLAY TSY|JSJX|JANE STREET CAPITAL LLC|319153
BWZ|SPDR BB BARCLAY TSY|KCGM|VIRTU Americas LLC|20256
BWZ|SPDR BB BARCLAY TSY|LEHM|Barclays Capital Inc./Le|145753
BWZ|SPDR BB BARCLAY TSY|LIME|Lime Brokerage LLC|6048
BWZ|SPDR BB BARCLAY TSY|MACC|Mid Atlantic Capital Corporation|452
BWZ|SPDR BB BARCLAY TSY|MCMF|Raymond James Ltd. Cds|1953
BWZ|SPDR BB BARCLAY TSY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101228
BWZ|SPDR BB BARCLAY TSY|MOTF|MOTIF INVESTING, INC.|9
BWZ|SPDR BB BARCLAY TSY|MSCO|MORGAN STANLEY & CO. LLC|64062
BWZ|SPDR BB BARCLAY TSY|MSPL|MORGAN STANLEY & CO. LLC|14600
BWZ|SPDR BB BARCLAY TSY|NFSC|National Financial Services LLC|171900
BWZ|SPDR BB BARCLAY TSY|NITE|VIRTU Americas LLC|305159
BWZ|SPDR BB BARCLAY TSY|NITP|VIRTU Americas LLC|6443
BWZ|SPDR BB BARCLAY TSY|NQRB|Brut, LLC|7300
BWZ|SPDR BB BARCLAY TSY|OLDM|OLD MISSION CAPITAL, LLC|1125
BWZ|SPDR BB BARCLAY TSY|PDQM|CODA MARKETS, INC.|4410
BWZ|SPDR BB BARCLAY TSY|PWJC|UBS Financial Services, Inc.|57
BWZ|SPDR BB BARCLAY TSY|RBCM|RBC CAPITAL MARKETS, LLC|20099
BWZ|SPDR BB BARCLAY TSY|SAGL|SAGETRADER, LLC|2600
BWZ|SPDR BB BARCLAY TSY|SBSH|Citigroup Global Markets Inc.|150179
BWZ|SPDR BB BARCLAY TSY|SGMT|GOLDMAN SACHS & CO. LLC|44325
BWZ|SPDR BB BARCLAY TSY|SPDR|SPEEDROUTE LLC|100
BWZ|SPDR BB BARCLAY TSY|STFL|Stifel, Nicolaus & Company, Incorporated|9827
BWZ|SPDR BB BARCLAY TSY|SWIM|TD Ameritrade, Inc.|370
BWZ|SPDR BB BARCLAY TSY|SWST|Hilltop Securities Inc.|353
BWZ|SPDR BB BARCLAY TSY|UBSS|UBS Securities LLC|351172
BWZ|SPDR BB BARCLAY TSY|VGRD|Vanguard Marketing Corporation|6270
BWZ|SPDR BB BARCLAY TSY|VSIN|Vision Financial Markets Llc|1
BWZ|SPDR BB BARCLAY TSY|WCHV|WELLS FARGO SECURITIES, LLC|70266
BWZ|SPDR BB BARCLAY TSY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1313
BWZ|SPDR BB BARCLAY TSY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
BWZ|SPDR BB BARCLAY TSY|WSEA|WOLVERINE SECURITIES, LLC|5353
BWZ|SPDR BB BARCLAY TSY|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
BWZ|SPDR BB BARCLAY TSY|YKNA|COMHAR CAPITAL MARKETS, LLC|56
BWZ|SPDR BB BARCLAY TSY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18520
BX|BLACKSTONE GRP LP UT|AGIS|Aegis Capital Corp.|2740
BX|BLACKSTONE GRP LP UT|ALTX|Alternet Securities Inc.|40731
BX|BLACKSTONE GRP LP UT|ANOS|ABEL/NOSER, L.L.C.|281
BX|BLACKSTONE GRP LP UT|APCC|Apex Clearing Corporation|1918
BX|BLACKSTONE GRP LP UT|BALE|M&T SECURITIES, INC.|450
BX|BLACKSTONE GRP LP UT|BANK|Primevest Financial Services, Inc.|2731
BX|BLACKSTONE GRP LP UT|BARD|Robert W. Baird & Co. Incorporated|33734
BX|BLACKSTONE GRP LP UT|BATM|CBOE TRADING, INC.|114291
BX|BLACKSTONE GRP LP UT|BAYT|BTIG, LLC|1600
BX|BLACKSTONE GRP LP UT|BBNT|BB&T SECURITIES, LLC|14344
BX|BLACKSTONE GRP LP UT|BERN|Sanford C. Bernstein & Co., LLC|19060
BX|BLACKSTONE GRP LP UT|BIDS|BIDS TRADING L.P.|800
BX|BLACKSTONE GRP LP UT|BIMI|Banca IMI Securities Corp.|1797
BX|BLACKSTONE GRP LP UT|BKCM|BNY Mellon Capital Markets LLC|2094
BX|BLACKSTONE GRP LP UT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|98474
BX|BLACKSTONE GRP LP UT|BLKX|INSTINET, LLC|381438
BX|BLACKSTONE GRP LP UT|BMOC|BMO Capital Markets Corp.|1210
BX|BLACKSTONE GRP LP UT|BMSI|BULL MARKET SECURITIES, INC.|313
BX|BLACKSTONE GRP LP UT|BNCH|The Benchmark Company, LLC|54788
BX|BLACKSTONE GRP LP UT|BNPX|BNP PARIBAS SECURITIES CORP.|1477
BX|BLACKSTONE GRP LP UT|BRGE|Newbridge Securities Corp.|2401
BX|BLACKSTONE GRP LP UT|BTIG|BTIG, LLC|10924
BX|BLACKSTONE GRP LP UT|BYXM|CBOE TRADING, INC.|14923
BX|BLACKSTONE GRP LP UT|BZYD|GOLDMAN SACHS & CO. LLC|1700
BX|BLACKSTONE GRP LP UT|CHAS|Charles Schwab & Co., Inc.|43321
BX|BLACKSTONE GRP LP UT|CICF|Canaccord Genuity Corp.|3878
BX|BLACKSTONE GRP LP UT|CIOI|CITIGROUP GLOBAL MARKETS INC|239900
BX|BLACKSTONE GRP LP UT|CIST|Capital Institutional Services, Inc.|7285
BX|BLACKSTONE GRP LP UT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63623
BX|BLACKSTONE GRP LP UT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2810
BX|BLACKSTONE GRP LP UT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
BX|BLACKSTONE GRP LP UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|424347
BX|BLACKSTONE GRP LP UT|CTDL|Citadel Derivatives Group Llc|35798
BX|BLACKSTONE GRP LP UT|CXCX|CITIGROUP GLOBAL MARKETS INC.|283390
BX|BLACKSTONE GRP LP UT|DADA|D.A. Davidson & Co.|7693
BX|BLACKSTONE GRP LP UT|DBAB|Deutsche Bank Securities Inc.|579278
BX|BLACKSTONE GRP LP UT|DBAX|Deutsche Bank Securities Inc.|516300
BX|BLACKSTONE GRP LP UT|DCHF|Dart Executions, LLC|33434
BX|BLACKSTONE GRP LP UT|DEAN|MORGAN STANLEY|251060
BX|BLACKSTONE GRP LP UT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8948
BX|BLACKSTONE GRP LP UT|DRWK|DRW SECURITIES, L.L.C.|28468
BX|BLACKSTONE GRP LP UT|EBXL|EBX LLC|412200
BX|BLACKSTONE GRP LP UT|ECUT|CONVERGEX EXECUTION SOLUTIONS|9575
BX|BLACKSTONE GRP LP UT|EDJC|Edward Jones / CDS|608
BX|BLACKSTONE GRP LP UT|EDJO|Edward D. Jones & Co., L.P.|46965
BX|BLACKSTONE GRP LP UT|EGAM|CBOE TRADING, INC.|28138
BX|BLACKSTONE GRP LP UT|EGAW|CBOE TRADING, INC.|3100
BX|BLACKSTONE GRP LP UT|EGXM|CBOE TRADING, INC.|7374
BX|BLACKSTONE GRP LP UT|EGXW|CBOE TRADING, INC.|40
BX|BLACKSTONE GRP LP UT|ETBE|Electronic Transaction Clearing, Inc.|21935
BX|BLACKSTONE GRP LP UT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
BX|BLACKSTONE GRP LP UT|ETCB|ETC BROKERAGE SERVICES, LLC|561
BX|BLACKSTONE GRP LP UT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12784
BX|BLACKSTONE GRP LP UT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|19752
BX|BLACKSTONE GRP LP UT|ETRS|E*Trade Securities LLC|689760
BX|BLACKSTONE GRP LP UT|FBSB|U.S. Bancorp Investments, Inc.|6320
BX|BLACKSTONE GRP LP UT|FFSI|Firstrade Securities Inc.|100
BX|BLACKSTONE GRP LP UT|FILL|Tradestation Securities, Inc.|14591
BX|BLACKSTONE GRP LP UT|FINX|FINTECH SECURITIES|1890
BX|BLACKSTONE GRP LP UT|FMAF|NBCN Inc./ CDS|54257
BX|BLACKSTONE GRP LP UT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
BX|BLACKSTONE GRP LP UT|FQLS|Quantlab Securities LP|660794
BX|BLACKSTONE GRP LP UT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44170
BX|BLACKSTONE GRP LP UT|FTBR|Foliofn Investments, Inc.|2167
BX|BLACKSTONE GRP LP UT|GEBB|GLOBAL EXECUTION BROKERS, LP|29418
BX|BLACKSTONE GRP LP UT|GLIS|TD Securities Inc|7514
BX|BLACKSTONE GRP LP UT|GLPX|ACS EXECUTION SERVICES, LLC|78818
BX|BLACKSTONE GRP LP UT|GSCO|GOLDMAN SACHS & CO. LLC|1641989
BX|BLACKSTONE GRP LP UT|GSCS|GOLDMAN SACHS & CO. LLC|12037
BX|BLACKSTONE GRP LP UT|GSLT|GOLDMAN SACHS & CO. LLC|28930
BX|BLACKSTONE GRP LP UT|GTSZ|GTS SECURITIES LLC|245257
BX|BLACKSTONE GRP LP UT|HAPX|HAP Trading, LLC|979
BX|BLACKSTONE GRP LP UT|HASF|Haywood Securities Inc./CDS|1460
BX|BLACKSTONE GRP LP UT|HRBF|American Enterprise Investment Services Inc.|73824
BX|BLACKSTONE GRP LP UT|HSBC|HSBC Securities, Inc.|48651
BX|BLACKSTONE GRP LP UT|IATS|INTERACTIVE BROKERS LLC|56028
BX|BLACKSTONE GRP LP UT|IBKR|Interactive Brokers Llc|131628
BX|BLACKSTONE GRP LP UT|IBSJ|Integrity Brokerage Services, Inc.|300
BX|BLACKSTONE GRP LP UT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1700
BX|BLACKSTONE GRP LP UT|ICBX|INSTINET, LLC|187744
BX|BLACKSTONE GRP LP UT|IESI|ITAU INTERNATIONAL SECURITIES INC.|2200
BX|BLACKSTONE GRP LP UT|INCA|INSTINET, LLC|323520
BX|BLACKSTONE GRP LP UT|ITGI|ITG Inc.|97958
BX|BLACKSTONE GRP LP UT|ITGP|ITG INC.|412000
BX|BLACKSTONE GRP LP UT|JANY|Janney Montgomery Scott Inc.|48699
BX|BLACKSTONE GRP LP UT|JEFF|JEFFERIES LLC|64180
BX|BLACKSTONE GRP LP UT|JMPT|JUMP TRADING, LLC|157461
BX|BLACKSTONE GRP LP UT|JONE|JonesTrading|9697
BX|BLACKSTONE GRP LP UT|JPBX|J.P. MORGAN SECURITIES LLC|83728
BX|BLACKSTONE GRP LP UT|JPMX|J.P. Morgan Securities LLC|738601
BX|BLACKSTONE GRP LP UT|JSCL|JOSEPH STONE CAPITAL L.L.C.|450
BX|BLACKSTONE GRP LP UT|JSJX|JANE STREET CAPITAL LLC|22484
BX|BLACKSTONE GRP LP UT|JUTA|JUMP TRADING, LLC|300
BX|BLACKSTONE GRP LP UT|KBWI|Keefe, Bruyette & Woods, Inc.|500
BX|BLACKSTONE GRP LP UT|KCGM|VIRTU Americas LLC|191098
BX|BLACKSTONE GRP LP UT|KCRD|PHX FINANCIAL, INC.|725
BX|BLACKSTONE GRP LP UT|LEHM|Barclays Capital Inc./Le|1017493
BX|BLACKSTONE GRP LP UT|LIME|Lime Brokerage LLC|202755
BX|BLACKSTONE GRP LP UT|LQNA|LIQUIDNET, INC.|86700
BX|BLACKSTONE GRP LP UT|LSCI|Lek Securities Corporation|10818
BX|BLACKSTONE GRP LP UT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|420
BX|BLACKSTONE GRP LP UT|MACC|Mid Atlantic Capital Corporation|3790
BX|BLACKSTONE GRP LP UT|MACQ|Macquarie Capital (USA) Inc.|11472
BX|BLACKSTONE GRP LP UT|MAXM|Maxim Group LLC|9375
BX|BLACKSTONE GRP LP UT|MBTS|ALLY INVEST SECURITIES LLC|14811
BX|BLACKSTONE GRP LP UT|MCMF|Raymond James Ltd. Cds|7587
BX|BLACKSTONE GRP LP UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|533722
BX|BLACKSTONE GRP LP UT|MOTF|MOTIF INVESTING, INC.|23
BX|BLACKSTONE GRP LP UT|MSCO|MORGAN STANLEY & CO. LLC|4862430
BX|BLACKSTONE GRP LP UT|MSPL|MORGAN STANLEY & CO. LLC|268200
BX|BLACKSTONE GRP LP UT|MSTX|MORGAN STANLEY & CO. LLC|76400
BX|BLACKSTONE GRP LP UT|NATL|National Securities Corporation|42694
BX|BLACKSTONE GRP LP UT|NBCS|NBC Securities, INC.|350
BX|BLACKSTONE GRP LP UT|NEUB|NEUBERGER BERMAN BD LLC|12717
BX|BLACKSTONE GRP LP UT|NFSC|National Financial Services LLC|2336647
BX|BLACKSTONE GRP LP UT|NITE|VIRTU Americas LLC|4174334
BX|BLACKSTONE GRP LP UT|NITP|VIRTU Americas LLC|8400
BX|BLACKSTONE GRP LP UT|NQRB|Brut, LLC|13453
BX|BLACKSTONE GRP LP UT|NTBF|BMO Nesbitt Burns Inc./CDS|28188
BX|BLACKSTONE GRP LP UT|NTRC|Northern Trust Securities, Inc.|2350
BX|BLACKSTONE GRP LP UT|OHOS|TWO SIGMA SECURITIES, LLC|44649
BX|BLACKSTONE GRP LP UT|OPCO|Oppenheimer & Co. Inc.|52211
BX|BLACKSTONE GRP LP UT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5075
BX|BLACKSTONE GRP LP UT|PCFF|Pacific International Securities Inc./CDS|240
BX|BLACKSTONE GRP LP UT|PCPT|PHILLIP CAPITAL INC.|1451
BX|BLACKSTONE GRP LP UT|PDQM|CODA MARKETS, INC.|146829
BX|BLACKSTONE GRP LP UT|PHLY|NASDAQ Execution Services, LLC|39000
BX|BLACKSTONE GRP LP UT|PIPR|Piper Jaffray & Co.|2500
BX|BLACKSTONE GRP LP UT|PWJC|UBS Financial Services, Inc.|112648
BX|BLACKSTONE GRP LP UT|RBCM|RBC CAPITAL MARKETS, LLC|170754
BX|BLACKSTONE GRP LP UT|RGLD|Regal Securities, Inc|360
BX|BLACKSTONE GRP LP UT|SAGL|SAGETRADER, LLC|175932
BX|BLACKSTONE GRP LP UT|SAGW|SAGETRADER, LLC|2444
BX|BLACKSTONE GRP LP UT|SALI|INTL FCSTONE FINANCIAL INC.|4224
BX|BLACKSTONE GRP LP UT|SBSH|Citigroup Global Markets Inc.|1233719
BX|BLACKSTONE GRP LP UT|SEIC|SEI Investments Distribution Co.|2000
BX|BLACKSTONE GRP LP UT|SGMT|GOLDMAN SACHS & CO. LLC|393043
BX|BLACKSTONE GRP LP UT|SIBO|Prime Executions, Inc.|16600
BX|BLACKSTONE GRP LP UT|SPDR|SPEEDROUTE LLC|60750
BX|BLACKSTONE GRP LP UT|SPHN|Stephens Inc.|23645
BX|BLACKSTONE GRP LP UT|STFL|Stifel, Nicolaus & Company, Incorporated|96489
BX|BLACKSTONE GRP LP UT|STRS|STRATEGAS RESEARCH PARTNERS|100
BX|BLACKSTONE GRP LP UT|STSE|SOUTHERN TRUST SECURITIES, INC.|550
BX|BLACKSTONE GRP LP UT|STTT|STATETRUST INVESTMENTS INC.|400
BX|BLACKSTONE GRP LP UT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15641
BX|BLACKSTONE GRP LP UT|SWIM|TD Ameritrade, Inc.|2518996
BX|BLACKSTONE GRP LP UT|SWST|Hilltop Securities Inc.|24217
BX|BLACKSTONE GRP LP UT|TAGC|TELSEY ADVISORY GROUP LLC|500
BX|BLACKSTONE GRP LP UT|TITL|TITLEIST ASSET MANAGEMENT, LTD.|1815
BX|BLACKSTONE GRP LP UT|TKNG|ALLY INVEST SECURITIES LLC|8319
BX|BLACKSTONE GRP LP UT|TRBT|Tradebot Systems, Inc.|430507
BX|BLACKSTONE GRP LP UT|TRCM|TRC MARKETS LLC|311024
BX|BLACKSTONE GRP LP UT|TRIP|Trident Partners Ltd.|1265
BX|BLACKSTONE GRP LP UT|TWTT|TASTYWORKS, INC.|1400
BX|BLACKSTONE GRP LP UT|UBSA|UBS SECURITIES LLC|1842629
BX|BLACKSTONE GRP LP UT|UBSS|UBS Securities LLC|2508847
BX|BLACKSTONE GRP LP UT|VALX|VIRTU AMERICAS LLC|23046
BX|BLACKSTONE GRP LP UT|VERT|The Vertical Trading Group, LLC|2750
BX|BLACKSTONE GRP LP UT|VFIN|National Securities Corporation|800
BX|BLACKSTONE GRP LP UT|VGRD|Vanguard Marketing Corporation|221208
BX|BLACKSTONE GRP LP UT|WABR|Wall Street Access|2000
BX|BLACKSTONE GRP LP UT|WBLR|WILLIAM BLAIR|7825
BX|BLACKSTONE GRP LP UT|WBPX|SUMMIT SECURITIES GROUP, LLC|13559
BX|BLACKSTONE GRP LP UT|WCHV|WELLS FARGO SECURITIES, LLC|843906
BX|BLACKSTONE GRP LP UT|WEDB|WEDBUSH SECURITIES INC.|37282
BX|BLACKSTONE GRP LP UT|WEED|Weeden & Co.L.P.|10558
BX|BLACKSTONE GRP LP UT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|92356
BX|BLACKSTONE GRP LP UT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|142673
BX|BLACKSTONE GRP LP UT|WGIF|CIBC World Markets Inc.|20410
BX|BLACKSTONE GRP LP UT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
BX|BLACKSTONE GRP LP UT|WORD|Worden Capital Management LLC|1500
BX|BLACKSTONE GRP LP UT|WSEA|WOLVERINE SECURITIES, LLC|47718
BX|BLACKSTONE GRP LP UT|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|600
BX|BLACKSTONE GRP LP UT|XIST|INSTINET, LLC|8988
BX|BLACKSTONE GRP LP UT|XPUS|XP SECURITIES, LLC|1532
BX|BLACKSTONE GRP LP UT|XSTM|NATIONAL FINANCIAL SERVICES LLC|400576
BX|BLACKSTONE GRP LP UT|YKNA|COMHAR CAPITAL MARKETS, LLC|7400
BX|BLACKSTONE GRP LP UT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|92889
BXC|BLUELINX HOLDINGS|ALTX|Alternet Securities Inc.|4362
BXC|BLUELINX HOLDINGS|ANOS|ABEL/NOSER, L.L.C.|558
BXC|BLUELINX HOLDINGS|APCC|Apex Clearing Corporation|364
BXC|BLUELINX HOLDINGS|BATM|CBOE TRADING, INC.|3190
BXC|BLUELINX HOLDINGS|BAYC|BAY CREST PARTNERS, LLC|400
BXC|BLUELINX HOLDINGS|BAYT|BTIG, LLC|1600
BXC|BLUELINX HOLDINGS|BBNT|BB&T SECURITIES, LLC|102
BXC|BLUELINX HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|200
BXC|BLUELINX HOLDINGS|BIMI|Banca IMI Securities Corp.|803
BXC|BLUELINX HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|486
BXC|BLUELINX HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|441
BXC|BLUELINX HOLDINGS|BTIG|BTIG, LLC|6588
BXC|BLUELINX HOLDINGS|BYXM|CBOE TRADING, INC.|100
BXC|BLUELINX HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|300
BXC|BLUELINX HOLDINGS|CHAS|Charles Schwab & Co., Inc.|1032
BXC|BLUELINX HOLDINGS|CICF|Canaccord Genuity Corp.|176
BXC|BLUELINX HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2142
BXC|BLUELINX HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2231
BXC|BLUELINX HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
BXC|BLUELINX HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51958
BXC|BLUELINX HOLDINGS|CTDL|Citadel Derivatives Group Llc|2265
BXC|BLUELINX HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5326
BXC|BLUELINX HOLDINGS|DBAB|Deutsche Bank Securities Inc.|22170
BXC|BLUELINX HOLDINGS|DBAX|Deutsche Bank Securities Inc.|34400
BXC|BLUELINX HOLDINGS|DEAN|MORGAN STANLEY|15359
BXC|BLUELINX HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|2980
BXC|BLUELINX HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
BXC|BLUELINX HOLDINGS|EBXL|EBX LLC|33700
BXC|BLUELINX HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2838
BXC|BLUELINX HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|226
BXC|BLUELINX HOLDINGS|EGAM|CBOE TRADING, INC.|3550
BXC|BLUELINX HOLDINGS|EGXM|CBOE TRADING, INC.|1349
BXC|BLUELINX HOLDINGS|EGXW|CBOE TRADING, INC.|25
BXC|BLUELINX HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|5040
BXC|BLUELINX HOLDINGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
BXC|BLUELINX HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33364
BXC|BLUELINX HOLDINGS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|460
BXC|BLUELINX HOLDINGS|ETRS|E*Trade Securities LLC|36372
BXC|BLUELINX HOLDINGS|FILL|Tradestation Securities, Inc.|20948
BXC|BLUELINX HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2
BXC|BLUELINX HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21839
BXC|BLUELINX HOLDINGS|FTBR|Foliofn Investments, Inc.|1297
BXC|BLUELINX HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|500
BXC|BLUELINX HOLDINGS|GLIS|TD Securities Inc|405
BXC|BLUELINX HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|20565
BXC|BLUELINX HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|106105
BXC|BLUELINX HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|38372
BXC|BLUELINX HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|1599
BXC|BLUELINX HOLDINGS|GTSZ|GTS SECURITIES LLC|30702
BXC|BLUELINX HOLDINGS|HPPX|POTAMUS TRADING, LLC|36
BXC|BLUELINX HOLDINGS|HRBF|American Enterprise Investment Services Inc.|2043
BXC|BLUELINX HOLDINGS|IATS|INTERACTIVE BROKERS LLC|16694
BXC|BLUELINX HOLDINGS|IBKR|Interactive Brokers Llc|18933
BXC|BLUELINX HOLDINGS|ICBX|INSTINET, LLC|6700
BXC|BLUELINX HOLDINGS|IEQY|CITADEL SECURITIES LLC|6212
BXC|BLUELINX HOLDINGS|INCA|INSTINET, LLC|99907
BXC|BLUELINX HOLDINGS|ITGI|ITG Inc.|34987
BXC|BLUELINX HOLDINGS|ITGP|ITG INC.|24400
BXC|BLUELINX HOLDINGS|JANY|Janney Montgomery Scott Inc.|200
BXC|BLUELINX HOLDINGS|JEFF|JEFFERIES LLC|8992
BXC|BLUELINX HOLDINGS|JMPT|JUMP TRADING, LLC|9216
BXC|BLUELINX HOLDINGS|JONE|JonesTrading|100
BXC|BLUELINX HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|8003
BXC|BLUELINX HOLDINGS|JPMX|J.P. Morgan Securities LLC|69220
BXC|BLUELINX HOLDINGS|JSJX|JANE STREET CAPITAL LLC|3318
BXC|BLUELINX HOLDINGS|KCGM|VIRTU Americas LLC|2812
BXC|BLUELINX HOLDINGS|LEHM|Barclays Capital Inc./Le|76712
BXC|BLUELINX HOLDINGS|LIME|Lime Brokerage LLC|7644
BXC|BLUELINX HOLDINGS|LOOP|Loop Capital Markets LLC|1015
BXC|BLUELINX HOLDINGS|LSCI|Lek Securities Corporation|24
BXC|BLUELINX HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26058
BXC|BLUELINX HOLDINGS|MOTF|MOTIF INVESTING, INC.|3
BXC|BLUELINX HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|186783
BXC|BLUELINX HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|60600
BXC|BLUELINX HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|35600
BXC|BLUELINX HOLDINGS|NFSC|National Financial Services LLC|90704
BXC|BLUELINX HOLDINGS|NITE|VIRTU Americas LLC|266815
BXC|BLUELINX HOLDINGS|NQRB|Brut, LLC|600
BXC|BLUELINX HOLDINGS|NTBF|BMO Nesbitt Burns Inc./CDS|309
BXC|BLUELINX HOLDINGS|OPCO|Oppenheimer & Co. Inc.|827
BXC|BLUELINX HOLDINGS|PDQM|CODA MARKETS, INC.|42677
BXC|BLUELINX HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|1923
BXC|BLUELINX HOLDINGS|SAGL|SAGETRADER, LLC|34901
BXC|BLUELINX HOLDINGS|SALI|INTL FCSTONE FINANCIAL INC.|150
BXC|BLUELINX HOLDINGS|SBSH|Citigroup Global Markets Inc.|20359
BXC|BLUELINX HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|24967
BXC|BLUELINX HOLDINGS|SOGO|Wang Investment Associates, Inc.|2500
BXC|BLUELINX HOLDINGS|SPDR|SPEEDROUTE LLC|900
BXC|BLUELINX HOLDINGS|SPTD|MINT GLOBAL MARKETS, INC.|2200
BXC|BLUELINX HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|286
BXC|BLUELINX HOLDINGS|STKP|STOCKPILE INVESTMENTS, INC.|16
BXC|BLUELINX HOLDINGS|SWIM|TD Ameritrade, Inc.|64461
BXC|BLUELINX HOLDINGS|TDFS|TRADERFIELD SECURITIES INC.|1430
BXC|BLUELINX HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|2670
BXC|BLUELINX HOLDINGS|TRBT|Tradebot Systems, Inc.|40358
BXC|BLUELINX HOLDINGS|TRCM|TRC MARKETS LLC|23774
BXC|BLUELINX HOLDINGS|TWTT|TASTYWORKS, INC.|200
BXC|BLUELINX HOLDINGS|UBSA|UBS SECURITIES LLC|124879
BXC|BLUELINX HOLDINGS|UBSS|UBS Securities LLC|230828
BXC|BLUELINX HOLDINGS|VALX|VIRTU AMERICAS LLC|10557
BXC|BLUELINX HOLDINGS|VGRD|Vanguard Marketing Corporation|7789
BXC|BLUELINX HOLDINGS|VNDS|VANDHAM SECURITIES CORP|3062
BXC|BLUELINX HOLDINGS|WABR|Wall Street Access|20948
BXC|BLUELINX HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|47852
BXC|BLUELINX HOLDINGS|WDNX|WEEDEN & CO.L.P.|954
BXC|BLUELINX HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|2400
BXC|BLUELINX HOLDINGS|WEED|Weeden & Co.L.P.|2120
BXC|BLUELINX HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2771
BXC|BLUELINX HOLDINGS|WGIF|CIBC World Markets Inc.|1000
BXC|BLUELINX HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|2070
BXC|BLUELINX HOLDINGS|XIST|INSTINET, LLC|12400
BXC|BLUELINX HOLDINGS|XPQR|Jump Trading|400
BXC|BLUELINX HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
BXC|BLUELINX HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|3378
BXE|BELLATRIX EXPLOR|APCC|Apex Clearing Corporation|6355
BXE|BELLATRIX EXPLOR|BANK|Primevest Financial Services, Inc.|20
BXE|BELLATRIX EXPLOR|BATM|CBOE TRADING, INC.|300
BXE|BELLATRIX EXPLOR|BIMI|Banca IMI Securities Corp.|1000
BXE|BELLATRIX EXPLOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2000
BXE|BELLATRIX EXPLOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
BXE|BELLATRIX EXPLOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7010
BXE|BELLATRIX EXPLOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20330
BXE|BELLATRIX EXPLOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
BXE|BELLATRIX EXPLOR|DBAB|Deutsche Bank Securities Inc.|1500
BXE|BELLATRIX EXPLOR|DBAX|Deutsche Bank Securities Inc.|1700
BXE|BELLATRIX EXPLOR|DEGS|RONIN PROFESSIONAL LLC|19
BXE|BELLATRIX EXPLOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|81831
BXE|BELLATRIX EXPLOR|EBXL|EBX LLC|6900
BXE|BELLATRIX EXPLOR|EDJO|Edward D. Jones & Co., L.P.|182
BXE|BELLATRIX EXPLOR|EGAM|CBOE TRADING, INC.|379
BXE|BELLATRIX EXPLOR|EGXM|CBOE TRADING, INC.|550
BXE|BELLATRIX EXPLOR|EGXW|CBOE TRADING, INC.|39
BXE|BELLATRIX EXPLOR|ETRS|E*Trade Securities LLC|111880
BXE|BELLATRIX EXPLOR|FILL|Tradestation Securities, Inc.|94822
BXE|BELLATRIX EXPLOR|FMAF|NBCN Inc./ CDS|1100
BXE|BELLATRIX EXPLOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14111
BXE|BELLATRIX EXPLOR|FTBR|Foliofn Investments, Inc.|27
BXE|BELLATRIX EXPLOR|GLIS|TD Securities Inc|13052
BXE|BELLATRIX EXPLOR|GLPX|ACS EXECUTION SERVICES, LLC|479
BXE|BELLATRIX EXPLOR|GSCO|GOLDMAN SACHS & CO. LLC|23208
BXE|BELLATRIX EXPLOR|GSLT|GOLDMAN SACHS & CO. LLC|100
BXE|BELLATRIX EXPLOR|IATS|INTERACTIVE BROKERS LLC|3142
BXE|BELLATRIX EXPLOR|IBKR|Interactive Brokers Llc|22490
BXE|BELLATRIX EXPLOR|ICBX|INSTINET, LLC|12482
BXE|BELLATRIX EXPLOR|INCA|INSTINET, LLC|708
BXE|BELLATRIX EXPLOR|ITGI|ITG Inc.|93245
BXE|BELLATRIX EXPLOR|ITGP|ITG INC.|8200
BXE|BELLATRIX EXPLOR|JANY|Janney Montgomery Scott Inc.|24500
BXE|BELLATRIX EXPLOR|JEFF|JEFFERIES LLC|700
BXE|BELLATRIX EXPLOR|JPMX|J.P. Morgan Securities LLC|200
BXE|BELLATRIX EXPLOR|JSJX|JANE STREET CAPITAL LLC|100
BXE|BELLATRIX EXPLOR|KCGM|VIRTU Americas LLC|9750
BXE|BELLATRIX EXPLOR|LEHM|Barclays Capital Inc./Le|14000
BXE|BELLATRIX EXPLOR|LIME|Lime Brokerage LLC|100
BXE|BELLATRIX EXPLOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8652
BXE|BELLATRIX EXPLOR|MOTF|MOTIF INVESTING, INC.|1
BXE|BELLATRIX EXPLOR|MSCO|MORGAN STANLEY & CO. LLC|84457
BXE|BELLATRIX EXPLOR|MSPL|MORGAN STANLEY & CO. LLC|2300
BXE|BELLATRIX EXPLOR|NFSC|National Financial Services LLC|221688
BXE|BELLATRIX EXPLOR|NITE|VIRTU Americas LLC|397631
BXE|BELLATRIX EXPLOR|NQRB|Brut, LLC|39800
BXE|BELLATRIX EXPLOR|PDQM|CODA MARKETS, INC.|479
BXE|BELLATRIX EXPLOR|SBSH|Citigroup Global Markets Inc.|4751
BXE|BELLATRIX EXPLOR|SGMT|GOLDMAN SACHS & CO. LLC|1395
BXE|BELLATRIX EXPLOR|SPDR|SPEEDROUTE LLC|1000
BXE|BELLATRIX EXPLOR|SWIM|TD Ameritrade, Inc.|29788
BXE|BELLATRIX EXPLOR|SWST|Hilltop Securities Inc.|4200
BXE|BELLATRIX EXPLOR|TKNG|ALLY INVEST SECURITIES LLC|7349
BXE|BELLATRIX EXPLOR|TRCM|TRC MARKETS LLC|300
BXE|BELLATRIX EXPLOR|UBSA|UBS SECURITIES LLC|31752
BXE|BELLATRIX EXPLOR|UBSS|UBS Securities LLC|10897
BXE|BELLATRIX EXPLOR|VALX|VIRTU AMERICAS LLC|15406
BXE|BELLATRIX EXPLOR|VGRD|Vanguard Marketing Corporation|6325
BXE|BELLATRIX EXPLOR|WCHV|WELLS FARGO SECURITIES, LLC|3530
BXE|BELLATRIX EXPLOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1171
BXE|BELLATRIX EXPLOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|743
BXE|BELLATRIX EXPLOR|WSEA|WOLVERINE SECURITIES, LLC|19089
BXE|BELLATRIX EXPLOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
BXG|BLUEGREEN VACATIONS|ALTX|Alternet Securities Inc.|1090
BXG|BLUEGREEN VACATIONS|ANOS|ABEL/NOSER, L.L.C.|2769
BXG|BLUEGREEN VACATIONS|APCC|Apex Clearing Corporation|41
BXG|BLUEGREEN VACATIONS|BATM|CBOE TRADING, INC.|1581
BXG|BLUEGREEN VACATIONS|BAYT|BTIG, LLC|200
BXG|BLUEGREEN VACATIONS|BERN|Sanford C. Bernstein & Co., LLC|459
BXG|BLUEGREEN VACATIONS|BIDS|BIDS TRADING L.P.|200
BXG|BLUEGREEN VACATIONS|BNPX|BNP PARIBAS SECURITIES CORP.|659
BXG|BLUEGREEN VACATIONS|BTIG|BTIG, LLC|72000
BXG|BLUEGREEN VACATIONS|BYXM|CBOE TRADING, INC.|454
BXG|BLUEGREEN VACATIONS|CANT|Cantor Fitzgerald & Co.|300
BXG|BLUEGREEN VACATIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5541
BXG|BLUEGREEN VACATIONS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8615
BXG|BLUEGREEN VACATIONS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|402
BXG|BLUEGREEN VACATIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40436
BXG|BLUEGREEN VACATIONS|CTDL|Citadel Derivatives Group Llc|10
BXG|BLUEGREEN VACATIONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2102
BXG|BLUEGREEN VACATIONS|DBAB|Deutsche Bank Securities Inc.|2644
BXG|BLUEGREEN VACATIONS|DBAX|Deutsche Bank Securities Inc.|26800
BXG|BLUEGREEN VACATIONS|DEGS|RONIN PROFESSIONAL LLC|2700
BXG|BLUEGREEN VACATIONS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
BXG|BLUEGREEN VACATIONS|EBXL|EBX LLC|24900
BXG|BLUEGREEN VACATIONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|661
BXG|BLUEGREEN VACATIONS|EGAM|CBOE TRADING, INC.|230
BXG|BLUEGREEN VACATIONS|EGAW|CBOE TRADING, INC.|186
BXG|BLUEGREEN VACATIONS|EGMT|EG MARKET TECHNOLOGIES LLC|600
BXG|BLUEGREEN VACATIONS|EGXM|CBOE TRADING, INC.|200
BXG|BLUEGREEN VACATIONS|ELEV|ELEVATION, LLC|143
BXG|BLUEGREEN VACATIONS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2700
BXG|BLUEGREEN VACATIONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7826
BXG|BLUEGREEN VACATIONS|ETRS|E*Trade Securities LLC|7436
BXG|BLUEGREEN VACATIONS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|127
BXG|BLUEGREEN VACATIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14734
BXG|BLUEGREEN VACATIONS|FTBR|Foliofn Investments, Inc.|77
BXG|BLUEGREEN VACATIONS|GLPX|ACS EXECUTION SERVICES, LLC|9363
BXG|BLUEGREEN VACATIONS|GSCO|GOLDMAN SACHS & CO. LLC|37825
BXG|BLUEGREEN VACATIONS|GSLT|GOLDMAN SACHS & CO. LLC|611
BXG|BLUEGREEN VACATIONS|GTSZ|GTS SECURITIES LLC|26741
BXG|BLUEGREEN VACATIONS|HRBF|American Enterprise Investment Services Inc.|30
BXG|BLUEGREEN VACATIONS|IATS|INTERACTIVE BROKERS LLC|3026
BXG|BLUEGREEN VACATIONS|IBKR|Interactive Brokers Llc|5688
BXG|BLUEGREEN VACATIONS|ICBX|INSTINET, LLC|3800
BXG|BLUEGREEN VACATIONS|IEQY|CITADEL SECURITIES LLC|2510
BXG|BLUEGREEN VACATIONS|INCA|INSTINET, LLC|31763
BXG|BLUEGREEN VACATIONS|ITGI|ITG Inc.|24659
BXG|BLUEGREEN VACATIONS|JEFF|JEFFERIES LLC|1915
BXG|BLUEGREEN VACATIONS|JPBX|J.P. MORGAN SECURITIES LLC|1994
BXG|BLUEGREEN VACATIONS|JPMX|J.P. Morgan Securities LLC|52590
BXG|BLUEGREEN VACATIONS|JSJX|JANE STREET CAPITAL LLC|185
BXG|BLUEGREEN VACATIONS|KCGM|VIRTU Americas LLC|2021
BXG|BLUEGREEN VACATIONS|LEHM|Barclays Capital Inc./Le|37681
BXG|BLUEGREEN VACATIONS|LIME|Lime Brokerage LLC|7244
BXG|BLUEGREEN VACATIONS|LOOP|Loop Capital Markets LLC|900
BXG|BLUEGREEN VACATIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13736
BXG|BLUEGREEN VACATIONS|MSCO|MORGAN STANLEY & CO. LLC|53088
BXG|BLUEGREEN VACATIONS|MSPL|MORGAN STANLEY & CO. LLC|16300
BXG|BLUEGREEN VACATIONS|MSTX|MORGAN STANLEY & CO. LLC|2200
BXG|BLUEGREEN VACATIONS|NFSC|National Financial Services LLC|16214
BXG|BLUEGREEN VACATIONS|NITE|VIRTU Americas LLC|62780
BXG|BLUEGREEN VACATIONS|NQRB|Brut, LLC|300
BXG|BLUEGREEN VACATIONS|PDQM|CODA MARKETS, INC.|16953
BXG|BLUEGREEN VACATIONS|SAGL|SAGETRADER, LLC|729
BXG|BLUEGREEN VACATIONS|SBSH|Citigroup Global Markets Inc.|3359
BXG|BLUEGREEN VACATIONS|SGMT|GOLDMAN SACHS & CO. LLC|7605
BXG|BLUEGREEN VACATIONS|SOGO|Wang Investment Associates, Inc.|46
BXG|BLUEGREEN VACATIONS|SPDR|SPEEDROUTE LLC|2100
BXG|BLUEGREEN VACATIONS|SPTD|MINT GLOBAL MARKETS, INC.|9160
BXG|BLUEGREEN VACATIONS|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
BXG|BLUEGREEN VACATIONS|STFL|Stifel, Nicolaus & Company, Incorporated|1300
BXG|BLUEGREEN VACATIONS|SWIM|TD Ameritrade, Inc.|6355
BXG|BLUEGREEN VACATIONS|SWST|Hilltop Securities Inc.|250
BXG|BLUEGREEN VACATIONS|TKNG|ALLY INVEST SECURITIES LLC|50
BXG|BLUEGREEN VACATIONS|TRBT|Tradebot Systems, Inc.|8245
BXG|BLUEGREEN VACATIONS|TRCM|TRC MARKETS LLC|2735
BXG|BLUEGREEN VACATIONS|UBSA|UBS SECURITIES LLC|67605
BXG|BLUEGREEN VACATIONS|UBSS|UBS Securities LLC|71013
BXG|BLUEGREEN VACATIONS|VALX|VIRTU AMERICAS LLC|3419
BXG|BLUEGREEN VACATIONS|VGRD|Vanguard Marketing Corporation|950
BXG|BLUEGREEN VACATIONS|WCHV|WELLS FARGO SECURITIES, LLC|75560
BXG|BLUEGREEN VACATIONS|WEED|Weeden & Co.L.P.|290
BXG|BLUEGREEN VACATIONS|WORD|Worden Capital Management LLC|5000
BXG|BLUEGREEN VACATIONS|WSEA|WOLVERINE SECURITIES, LLC|1177
BXG|BLUEGREEN VACATIONS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1800
BXG|BLUEGREEN VACATIONS|XIST|INSTINET, LLC|23600
BXG|BLUEGREEN VACATIONS|XPQR|Jump Trading|600
BXG|BLUEGREEN VACATIONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3406
BXG|BLUEGREEN VACATIONS|YKNA|COMHAR CAPITAL MARKETS, LLC|2250
BXMT|BLACKSTONE MTG TR|ALTX|Alternet Securities Inc.|5733
BXMT|BLACKSTONE MTG TR|APCC|Apex Clearing Corporation|4920
BXMT|BLACKSTONE MTG TR|BALE|M&T SECURITIES, INC.|2293
BXMT|BLACKSTONE MTG TR|BARD|Robert W. Baird & Co. Incorporated|455
BXMT|BLACKSTONE MTG TR|BATM|CBOE TRADING, INC.|7205
BXMT|BLACKSTONE MTG TR|BAYC|BAY CREST PARTNERS, LLC|1522
BXMT|BLACKSTONE MTG TR|BAYT|BTIG, LLC|300
BXMT|BLACKSTONE MTG TR|BBNT|BB&T SECURITIES, LLC|146
BXMT|BLACKSTONE MTG TR|BERN|Sanford C. Bernstein & Co., LLC|34588
BXMT|BLACKSTONE MTG TR|BGCE|BGC Financial Inc.|2525
BXMT|BLACKSTONE MTG TR|BIDS|BIDS TRADING L.P.|900
BXMT|BLACKSTONE MTG TR|BIMI|Banca IMI Securities Corp.|5193
BXMT|BLACKSTONE MTG TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20214
BXMT|BLACKSTONE MTG TR|BMOC|BMO Capital Markets Corp.|33000
BXMT|BLACKSTONE MTG TR|BNPX|BNP PARIBAS SECURITIES CORP.|15465
BXMT|BLACKSTONE MTG TR|BTIG|BTIG, LLC|1137
BXMT|BLACKSTONE MTG TR|BYXM|CBOE TRADING, INC.|900
BXMT|BLACKSTONE MTG TR|BZYD|GOLDMAN SACHS & CO. LLC|3764
BXMT|BLACKSTONE MTG TR|CANT|Cantor Fitzgerald & Co.|2776
BXMT|BLACKSTONE MTG TR|CHAS|Charles Schwab & Co., Inc.|749
BXMT|BLACKSTONE MTG TR|CIST|Capital Institutional Services, Inc.|100
BXMT|BLACKSTONE MTG TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116146
BXMT|BLACKSTONE MTG TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
BXMT|BLACKSTONE MTG TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4800
BXMT|BLACKSTONE MTG TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|382953
BXMT|BLACKSTONE MTG TR|CTDL|Citadel Derivatives Group Llc|5345
BXMT|BLACKSTONE MTG TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|65236
BXMT|BLACKSTONE MTG TR|DBAB|Deutsche Bank Securities Inc.|430555
BXMT|BLACKSTONE MTG TR|DBAX|Deutsche Bank Securities Inc.|296700
BXMT|BLACKSTONE MTG TR|DCHF|Dart Executions, LLC|230
BXMT|BLACKSTONE MTG TR|DEAN|MORGAN STANLEY|28615
BXMT|BLACKSTONE MTG TR|DEGS|RONIN PROFESSIONAL LLC|156
BXMT|BLACKSTONE MTG TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8200
BXMT|BLACKSTONE MTG TR|EBXL|EBX LLC|174000
BXMT|BLACKSTONE MTG TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|14930
BXMT|BLACKSTONE MTG TR|EDJO|Edward D. Jones & Co., L.P.|7505
BXMT|BLACKSTONE MTG TR|EGAM|CBOE TRADING, INC.|8961
BXMT|BLACKSTONE MTG TR|EGAW|CBOE TRADING, INC.|245
BXMT|BLACKSTONE MTG TR|EGMT|EG MARKET TECHNOLOGIES LLC|100
BXMT|BLACKSTONE MTG TR|EGXM|CBOE TRADING, INC.|5320
BXMT|BLACKSTONE MTG TR|ELEV|ELEVATION, LLC|35321
BXMT|BLACKSTONE MTG TR|ETBE|Electronic Transaction Clearing, Inc.|16718
BXMT|BLACKSTONE MTG TR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
BXMT|BLACKSTONE MTG TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1195
BXMT|BLACKSTONE MTG TR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|632
BXMT|BLACKSTONE MTG TR|ETRS|E*Trade Securities LLC|169175
BXMT|BLACKSTONE MTG TR|FBSB|U.S. Bancorp Investments, Inc.|249
BXMT|BLACKSTONE MTG TR|FILL|Tradestation Securities, Inc.|5660
BXMT|BLACKSTONE MTG TR|FINX|FINTECH SECURITIES|482
BXMT|BLACKSTONE MTG TR|FMAF|NBCN Inc./ CDS|3090
BXMT|BLACKSTONE MTG TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1452
BXMT|BLACKSTONE MTG TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108785
BXMT|BLACKSTONE MTG TR|FTBR|Foliofn Investments, Inc.|11008
BXMT|BLACKSTONE MTG TR|GEBB|GLOBAL EXECUTION BROKERS, LP|10780
BXMT|BLACKSTONE MTG TR|GLIS|TD Securities Inc|1100
BXMT|BLACKSTONE MTG TR|GLPX|ACS EXECUTION SERVICES, LLC|116358
BXMT|BLACKSTONE MTG TR|GSCO|GOLDMAN SACHS & CO. LLC|1692241
BXMT|BLACKSTONE MTG TR|GSCS|GOLDMAN SACHS & CO. LLC|10667
BXMT|BLACKSTONE MTG TR|GSLT|GOLDMAN SACHS & CO. LLC|10189
BXMT|BLACKSTONE MTG TR|GTSZ|GTS SECURITIES LLC|56549
BXMT|BLACKSTONE MTG TR|HRBF|American Enterprise Investment Services Inc.|23729
BXMT|BLACKSTONE MTG TR|IATS|INTERACTIVE BROKERS LLC|27646
BXMT|BLACKSTONE MTG TR|IBKR|Interactive Brokers Llc|35380
BXMT|BLACKSTONE MTG TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1299
BXMT|BLACKSTONE MTG TR|ICBX|INSTINET, LLC|86816
BXMT|BLACKSTONE MTG TR|IEQY|CITADEL SECURITIES LLC|10338
BXMT|BLACKSTONE MTG TR|INCA|INSTINET, LLC|163614
BXMT|BLACKSTONE MTG TR|INJX|INSTINET, LLC|207
BXMT|BLACKSTONE MTG TR|ITGI|ITG Inc.|45108
BXMT|BLACKSTONE MTG TR|ITGP|ITG INC.|184200
BXMT|BLACKSTONE MTG TR|JANY|Janney Montgomery Scott Inc.|2212
BXMT|BLACKSTONE MTG TR|JEFF|JEFFERIES LLC|75261
BXMT|BLACKSTONE MTG TR|JMPT|JUMP TRADING, LLC|50599
BXMT|BLACKSTONE MTG TR|JPBX|J.P. MORGAN SECURITIES LLC|106485
BXMT|BLACKSTONE MTG TR|JPMX|J.P. Morgan Securities LLC|507807
BXMT|BLACKSTONE MTG TR|JSJX|JANE STREET CAPITAL LLC|12765
BXMT|BLACKSTONE MTG TR|JSSF|JMP Securities LLC|1877
BXMT|BLACKSTONE MTG TR|KBWI|Keefe, Bruyette & Woods, Inc.|13600
BXMT|BLACKSTONE MTG TR|KCGM|VIRTU Americas LLC|60371
BXMT|BLACKSTONE MTG TR|LEHM|Barclays Capital Inc./Le|569938
BXMT|BLACKSTONE MTG TR|LIME|Lime Brokerage LLC|28116
BXMT|BLACKSTONE MTG TR|LOOP|Loop Capital Markets LLC|17016
BXMT|BLACKSTONE MTG TR|LSCI|Lek Securities Corporation|1166
BXMT|BLACKSTONE MTG TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
BXMT|BLACKSTONE MTG TR|MACQ|Macquarie Capital (USA) Inc.|7803
BXMT|BLACKSTONE MTG TR|MAXM|Maxim Group LLC|1336
BXMT|BLACKSTONE MTG TR|MBTS|ALLY INVEST SECURITIES LLC|1496
BXMT|BLACKSTONE MTG TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|445618
BXMT|BLACKSTONE MTG TR|MOTF|MOTIF INVESTING, INC.|2
BXMT|BLACKSTONE MTG TR|MSCO|MORGAN STANLEY & CO. LLC|1010382
BXMT|BLACKSTONE MTG TR|MSPL|MORGAN STANLEY & CO. LLC|326000
BXMT|BLACKSTONE MTG TR|MSTX|MORGAN STANLEY & CO. LLC|280800
BXMT|BLACKSTONE MTG TR|NEUB|NEUBERGER BERMAN BD LLC|3850
BXMT|BLACKSTONE MTG TR|NFSC|National Financial Services LLC|440447
BXMT|BLACKSTONE MTG TR|NITE|VIRTU Americas LLC|803266
BXMT|BLACKSTONE MTG TR|NITP|VIRTU Americas LLC|100
BXMT|BLACKSTONE MTG TR|NMRA|Nomura Securities International, Inc.|200
BXMT|BLACKSTONE MTG TR|NQRB|Brut, LLC|11069
BXMT|BLACKSTONE MTG TR|NTBF|BMO Nesbitt Burns Inc./CDS|4550
BXMT|BLACKSTONE MTG TR|NTRC|Northern Trust Securities, Inc.|5000
BXMT|BLACKSTONE MTG TR|OPCO|Oppenheimer & Co. Inc.|6404
BXMT|BLACKSTONE MTG TR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|93225
BXMT|BLACKSTONE MTG TR|PDQM|CODA MARKETS, INC.|20081
BXMT|BLACKSTONE MTG TR|PHLY|NASDAQ Execution Services, LLC|6200
BXMT|BLACKSTONE MTG TR|PICT|Pictet Overseas Inc.|1585
BXMT|BLACKSTONE MTG TR|PWJC|UBS Financial Services, Inc.|4100
BXMT|BLACKSTONE MTG TR|QMSR|QUATTRO M SECURITIES INC.|28628
BXMT|BLACKSTONE MTG TR|RBCM|RBC CAPITAL MARKETS, LLC|10051
BXMT|BLACKSTONE MTG TR|SAGL|SAGETRADER, LLC|5100
BXMT|BLACKSTONE MTG TR|SAGW|SAGETRADER, LLC|171
BXMT|BLACKSTONE MTG TR|SALI|INTL FCSTONE FINANCIAL INC.|150
BXMT|BLACKSTONE MTG TR|SBRX|MURIEL SIEBERT & CO INC|5953
BXMT|BLACKSTONE MTG TR|SBSH|Citigroup Global Markets Inc.|206249
BXMT|BLACKSTONE MTG TR|SDLR|Sandler, O'Neill & Partners, L.P.|101306
BXMT|BLACKSTONE MTG TR|SEIC|SEI Investments Distribution Co.|533
BXMT|BLACKSTONE MTG TR|SGMT|GOLDMAN SACHS & CO. LLC|92921
BXMT|BLACKSTONE MTG TR|SPDR|SPEEDROUTE LLC|12860
BXMT|BLACKSTONE MTG TR|SPHN|Stephens Inc.|256
BXMT|BLACKSTONE MTG TR|STFL|Stifel, Nicolaus & Company, Incorporated|26435
BXMT|BLACKSTONE MTG TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3030
BXMT|BLACKSTONE MTG TR|SWIM|TD Ameritrade, Inc.|30277
BXMT|BLACKSTONE MTG TR|SWST|Hilltop Securities Inc.|7982
BXMT|BLACKSTONE MTG TR|TKNG|ALLY INVEST SECURITIES LLC|770
BXMT|BLACKSTONE MTG TR|TRBT|Tradebot Systems, Inc.|216866
BXMT|BLACKSTONE MTG TR|TRCM|TRC MARKETS LLC|59719
BXMT|BLACKSTONE MTG TR|TWTT|TASTYWORKS, INC.|1721
BXMT|BLACKSTONE MTG TR|UBSA|UBS SECURITIES LLC|780756
BXMT|BLACKSTONE MTG TR|UBSS|UBS Securities LLC|937022
BXMT|BLACKSTONE MTG TR|VALX|VIRTU AMERICAS LLC|36205
BXMT|BLACKSTONE MTG TR|VGRD|Vanguard Marketing Corporation|103011
BXMT|BLACKSTONE MTG TR|WABR|Wall Street Access|6950
BXMT|BLACKSTONE MTG TR|WBPX|SUMMIT SECURITIES GROUP, LLC|4204
BXMT|BLACKSTONE MTG TR|WCHV|WELLS FARGO SECURITIES, LLC|154050
BXMT|BLACKSTONE MTG TR|WEDB|WEDBUSH SECURITIES INC.|12203
BXMT|BLACKSTONE MTG TR|WEED|Weeden & Co.L.P.|3460
BXMT|BLACKSTONE MTG TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5047
BXMT|BLACKSTONE MTG TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17467
BXMT|BLACKSTONE MTG TR|WGIF|CIBC World Markets Inc.|7900
BXMT|BLACKSTONE MTG TR|WSAG|WALL STREET ACCESS|700
BXMT|BLACKSTONE MTG TR|WSEA|WOLVERINE SECURITIES, LLC|9427
BXMT|BLACKSTONE MTG TR|XIST|INSTINET, LLC|102200
BXMT|BLACKSTONE MTG TR|XPQR|Jump Trading|100
BXMT|BLACKSTONE MTG TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|63046
BXMX|NUVEEN S&P BUY WRITE|ALTX|Alternet Securities Inc.|7300
BXMX|NUVEEN S&P BUY WRITE|APCC|Apex Clearing Corporation|55
BXMX|NUVEEN S&P BUY WRITE|BARD|Robert W. Baird & Co. Incorporated|2378
BXMX|NUVEEN S&P BUY WRITE|BATM|CBOE TRADING, INC.|206
BXMX|NUVEEN S&P BUY WRITE|BBNT|BB&T SECURITIES, LLC|781
BXMX|NUVEEN S&P BUY WRITE|BERN|Sanford C. Bernstein & Co., LLC|13148
BXMX|NUVEEN S&P BUY WRITE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2050
BXMX|NUVEEN S&P BUY WRITE|BTIG|BTIG, LLC|9445
BXMX|NUVEEN S&P BUY WRITE|CANT|Cantor Fitzgerald & Co.|721
BXMX|NUVEEN S&P BUY WRITE|CHAS|Charles Schwab & Co., Inc.|1009
BXMX|NUVEEN S&P BUY WRITE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
BXMX|NUVEEN S&P BUY WRITE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BXMX|NUVEEN S&P BUY WRITE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
BXMX|NUVEEN S&P BUY WRITE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21379
BXMX|NUVEEN S&P BUY WRITE|CSIN|Citadel Securities Institutional LLC|10307
BXMX|NUVEEN S&P BUY WRITE|CTDL|Citadel Derivatives Group Llc|10337
BXMX|NUVEEN S&P BUY WRITE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
BXMX|NUVEEN S&P BUY WRITE|DADA|D.A. Davidson & Co.|1650
BXMX|NUVEEN S&P BUY WRITE|DAVA|Davenport & Company LLC|272
BXMX|NUVEEN S&P BUY WRITE|DBAX|Deutsche Bank Securities Inc.|7800
BXMX|NUVEEN S&P BUY WRITE|DEAN|MORGAN STANLEY|105178
BXMX|NUVEEN S&P BUY WRITE|DEGS|RONIN PROFESSIONAL LLC|100
BXMX|NUVEEN S&P BUY WRITE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21446
BXMX|NUVEEN S&P BUY WRITE|EBXL|EBX LLC|3400
BXMX|NUVEEN S&P BUY WRITE|EDJO|Edward D. Jones & Co., L.P.|2457
BXMX|NUVEEN S&P BUY WRITE|EGAM|CBOE TRADING, INC.|5371
BXMX|NUVEEN S&P BUY WRITE|EGXM|CBOE TRADING, INC.|7700
BXMX|NUVEEN S&P BUY WRITE|EGXW|CBOE TRADING, INC.|100
BXMX|NUVEEN S&P BUY WRITE|ETBE|Electronic Transaction Clearing, Inc.|300
BXMX|NUVEEN S&P BUY WRITE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
BXMX|NUVEEN S&P BUY WRITE|ETRS|E*Trade Securities LLC|17260
BXMX|NUVEEN S&P BUY WRITE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20077
BXMX|NUVEEN S&P BUY WRITE|FTBR|Foliofn Investments, Inc.|38014
BXMX|NUVEEN S&P BUY WRITE|GLPX|ACS EXECUTION SERVICES, LLC|2197
BXMX|NUVEEN S&P BUY WRITE|GSCO|GOLDMAN SACHS & CO. LLC|2725
BXMX|NUVEEN S&P BUY WRITE|GSCS|GOLDMAN SACHS & CO. LLC|4353
BXMX|NUVEEN S&P BUY WRITE|GSLT|GOLDMAN SACHS & CO. LLC|300
BXMX|NUVEEN S&P BUY WRITE|GTSZ|GTS SECURITIES LLC|107
BXMX|NUVEEN S&P BUY WRITE|HRBF|American Enterprise Investment Services Inc.|79578
BXMX|NUVEEN S&P BUY WRITE|IATS|INTERACTIVE BROKERS LLC|5632
BXMX|NUVEEN S&P BUY WRITE|IBKR|Interactive Brokers Llc|14866
BXMX|NUVEEN S&P BUY WRITE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|606
BXMX|NUVEEN S&P BUY WRITE|ICBX|INSTINET, LLC|1800
BXMX|NUVEEN S&P BUY WRITE|INCA|INSTINET, LLC|547
BXMX|NUVEEN S&P BUY WRITE|ITGI|ITG Inc.|14189
BXMX|NUVEEN S&P BUY WRITE|ITGP|ITG INC.|5000
BXMX|NUVEEN S&P BUY WRITE|JANY|Janney Montgomery Scott Inc.|12484
BXMX|NUVEEN S&P BUY WRITE|JMPT|JUMP TRADING, LLC|144
BXMX|NUVEEN S&P BUY WRITE|JPMX|J.P. Morgan Securities LLC|4000
BXMX|NUVEEN S&P BUY WRITE|JSJX|JANE STREET CAPITAL LLC|200
BXMX|NUVEEN S&P BUY WRITE|KCGM|VIRTU Americas LLC|6784
BXMX|NUVEEN S&P BUY WRITE|LEHM|Barclays Capital Inc./Le|7800
BXMX|NUVEEN S&P BUY WRITE|LIME|Lime Brokerage LLC|2041
BXMX|NUVEEN S&P BUY WRITE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5278
BXMX|NUVEEN S&P BUY WRITE|MAXM|Maxim Group LLC|1200
BXMX|NUVEEN S&P BUY WRITE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
BXMX|NUVEEN S&P BUY WRITE|MOTF|MOTIF INVESTING, INC.|1
BXMX|NUVEEN S&P BUY WRITE|MSCO|MORGAN STANLEY & CO. LLC|511966
BXMX|NUVEEN S&P BUY WRITE|MSPL|MORGAN STANLEY & CO. LLC|32600
BXMX|NUVEEN S&P BUY WRITE|MSTX|MORGAN STANLEY & CO. LLC|600
BXMX|NUVEEN S&P BUY WRITE|NATL|National Securities Corporation|21330
BXMX|NUVEEN S&P BUY WRITE|NFSC|National Financial Services LLC|246310
BXMX|NUVEEN S&P BUY WRITE|NITE|VIRTU Americas LLC|518007
BXMX|NUVEEN S&P BUY WRITE|OPCO|Oppenheimer & Co. Inc.|4714
BXMX|NUVEEN S&P BUY WRITE|OTAA|OTA LLC|7700
BXMX|NUVEEN S&P BUY WRITE|PDQM|CODA MARKETS, INC.|6186
BXMX|NUVEEN S&P BUY WRITE|PWJC|UBS Financial Services, Inc.|43437
BXMX|NUVEEN S&P BUY WRITE|RBCM|RBC CAPITAL MARKETS, LLC|23775
BXMX|NUVEEN S&P BUY WRITE|SAGL|SAGETRADER, LLC|827
BXMX|NUVEEN S&P BUY WRITE|SBSH|Citigroup Global Markets Inc.|4501
BXMX|NUVEEN S&P BUY WRITE|SGMT|GOLDMAN SACHS & CO. LLC|10569
BXMX|NUVEEN S&P BUY WRITE|SPDR|SPEEDROUTE LLC|400
BXMX|NUVEEN S&P BUY WRITE|SPHN|Stephens Inc.|18
BXMX|NUVEEN S&P BUY WRITE|STFL|Stifel, Nicolaus & Company, Incorporated|48942
BXMX|NUVEEN S&P BUY WRITE|SWIM|TD Ameritrade, Inc.|11108
BXMX|NUVEEN S&P BUY WRITE|SWST|Hilltop Securities Inc.|14298
BXMX|NUVEEN S&P BUY WRITE|TKNG|ALLY INVEST SECURITIES LLC|2
BXMX|NUVEEN S&P BUY WRITE|TRBT|Tradebot Systems, Inc.|1694
BXMX|NUVEEN S&P BUY WRITE|UBSA|UBS SECURITIES LLC|29929
BXMX|NUVEEN S&P BUY WRITE|UBSS|UBS Securities LLC|338946
BXMX|NUVEEN S&P BUY WRITE|VALX|VIRTU AMERICAS LLC|2800
BXMX|NUVEEN S&P BUY WRITE|VGRD|Vanguard Marketing Corporation|11152
BXMX|NUVEEN S&P BUY WRITE|WCHV|WELLS FARGO SECURITIES, LLC|211418
BXMX|NUVEEN S&P BUY WRITE|WEDB|WEDBUSH SECURITIES INC.|1283
BXMX|NUVEEN S&P BUY WRITE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5961
BXMX|NUVEEN S&P BUY WRITE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15040
BXMX|NUVEEN S&P BUY WRITE|WSEA|WOLVERINE SECURITIES, LLC|12673
BXMX|NUVEEN S&P BUY WRITE|XSTM|NATIONAL FINANCIAL SERVICES LLC|12604
BXMX|NUVEEN S&P BUY WRITE|YKNA|COMHAR CAPITAL MARKETS, LLC|1038
BXMX|NUVEEN S&P BUY WRITE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|37923
BXP|BOSTON PPTYS INC|ABLE|NATIXIS Securities Americas LLC|1882
BXP|BOSTON PPTYS INC|AGIS|Aegis Capital Corp.|100
BXP|BOSTON PPTYS INC|ALTX|Alternet Securities Inc.|2500
BXP|BOSTON PPTYS INC|APCC|Apex Clearing Corporation|77
BXP|BOSTON PPTYS INC|BANK|Primevest Financial Services, Inc.|20
BXP|BOSTON PPTYS INC|BARD|Robert W. Baird & Co. Incorporated|875
BXP|BOSTON PPTYS INC|BATM|CBOE TRADING, INC.|7855
BXP|BOSTON PPTYS INC|BAYC|BAY CREST PARTNERS, LLC|115
BXP|BOSTON PPTYS INC|BBNT|BB&T SECURITIES, LLC|171
BXP|BOSTON PPTYS INC|BERN|Sanford C. Bernstein & Co., LLC|67156
BXP|BOSTON PPTYS INC|BIDS|BIDS TRADING L.P.|100
BXP|BOSTON PPTYS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1853
BXP|BOSTON PPTYS INC|BLKX|INSTINET, LLC|10000
BXP|BOSTON PPTYS INC|BNPX|BNP PARIBAS SECURITIES CORP.|55189
BXP|BOSTON PPTYS INC|BTIG|BTIG, LLC|11130
BXP|BOSTON PPTYS INC|BYXM|CBOE TRADING, INC.|3154
BXP|BOSTON PPTYS INC|BZYD|GOLDMAN SACHS & CO. LLC|300
BXP|BOSTON PPTYS INC|CABR|Cabrera Capital Markets, Inc.|21
BXP|BOSTON PPTYS INC|CANT|Cantor Fitzgerald & Co.|815
BXP|BOSTON PPTYS INC|CHAS|Charles Schwab & Co., Inc.|818
BXP|BOSTON PPTYS INC|CIBP|CIBC World Markets Corp.|8537
BXP|BOSTON PPTYS INC|CIST|Capital Institutional Services, Inc.|1416
BXP|BOSTON PPTYS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68133
BXP|BOSTON PPTYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
BXP|BOSTON PPTYS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4153
BXP|BOSTON PPTYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|303929
BXP|BOSTON PPTYS INC|CTDL|Citadel Derivatives Group Llc|21149
BXP|BOSTON PPTYS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|18564
BXP|BOSTON PPTYS INC|DAVA|Davenport & Company LLC|65
BXP|BOSTON PPTYS INC|DBAB|Deutsche Bank Securities Inc.|247624
BXP|BOSTON PPTYS INC|DBAX|Deutsche Bank Securities Inc.|154400
BXP|BOSTON PPTYS INC|DCHF|Dart Executions, LLC|965
BXP|BOSTON PPTYS INC|DEAN|MORGAN STANLEY|1707
BXP|BOSTON PPTYS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
BXP|BOSTON PPTYS INC|DRWK|DRW SECURITIES, L.L.C.|8942
BXP|BOSTON PPTYS INC|EBXL|EBX LLC|104800
BXP|BOSTON PPTYS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2285
BXP|BOSTON PPTYS INC|EDJC|Edward Jones / CDS|36
BXP|BOSTON PPTYS INC|EDJO|Edward D. Jones & Co., L.P.|1559
BXP|BOSTON PPTYS INC|EGAM|CBOE TRADING, INC.|9152
BXP|BOSTON PPTYS INC|EGAW|CBOE TRADING, INC.|29
BXP|BOSTON PPTYS INC|EGMT|EG MARKET TECHNOLOGIES LLC|2018
BXP|BOSTON PPTYS INC|EGXM|CBOE TRADING, INC.|1017
BXP|BOSTON PPTYS INC|ETBE|Electronic Transaction Clearing, Inc.|21395
BXP|BOSTON PPTYS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
BXP|BOSTON PPTYS INC|ETCC|Electronic Transaction Clearing, Inc.|91
BXP|BOSTON PPTYS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30667
BXP|BOSTON PPTYS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|996
BXP|BOSTON PPTYS INC|ETRS|E*Trade Securities LLC|843
BXP|BOSTON PPTYS INC|FILL|Tradestation Securities, Inc.|393
BXP|BOSTON PPTYS INC|FMAF|NBCN Inc./ CDS|187
BXP|BOSTON PPTYS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4378
BXP|BOSTON PPTYS INC|FQLS|Quantlab Securities LP|177769
BXP|BOSTON PPTYS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88457
BXP|BOSTON PPTYS INC|FTBR|Foliofn Investments, Inc.|269
BXP|BOSTON PPTYS INC|GLPX|ACS EXECUTION SERVICES, LLC|36077
BXP|BOSTON PPTYS INC|GNAV|GREEN STREET TRADING, LLC|2550
BXP|BOSTON PPTYS INC|GSCO|GOLDMAN SACHS & CO. LLC|708289
BXP|BOSTON PPTYS INC|GSCS|GOLDMAN SACHS & CO. LLC|935
BXP|BOSTON PPTYS INC|GSLT|GOLDMAN SACHS & CO. LLC|4413
BXP|BOSTON PPTYS INC|GTSZ|GTS SECURITIES LLC|123244
BXP|BOSTON PPTYS INC|HRBF|American Enterprise Investment Services Inc.|659
BXP|BOSTON PPTYS INC|HSBC|HSBC Securities, Inc.|200
BXP|BOSTON PPTYS INC|IATS|INTERACTIVE BROKERS LLC|7123
BXP|BOSTON PPTYS INC|IBKR|Interactive Brokers Llc|4971
BXP|BOSTON PPTYS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|384
BXP|BOSTON PPTYS INC|ICBX|INSTINET, LLC|58319
BXP|BOSTON PPTYS INC|IEQY|CITADEL SECURITIES LLC|150991
BXP|BOSTON PPTYS INC|INCA|INSTINET, LLC|182991
BXP|BOSTON PPTYS INC|INJX|INSTINET, LLC|4346
BXP|BOSTON PPTYS INC|INTL|INTL FCSTONE FINANCIAL INC.|1776
BXP|BOSTON PPTYS INC|ITGI|ITG Inc.|21998
BXP|BOSTON PPTYS INC|ITGP|ITG INC.|111800
BXP|BOSTON PPTYS INC|JANY|Janney Montgomery Scott Inc.|23
BXP|BOSTON PPTYS INC|JEFF|JEFFERIES LLC|35211
BXP|BOSTON PPTYS INC|JMPT|JUMP TRADING, LLC|39006
BXP|BOSTON PPTYS INC|JONE|JonesTrading|82561
BXP|BOSTON PPTYS INC|JPBX|J.P. MORGAN SECURITIES LLC|67777
BXP|BOSTON PPTYS INC|JPMX|J.P. Morgan Securities LLC|445338
BXP|BOSTON PPTYS INC|JSJX|JANE STREET CAPITAL LLC|36586
BXP|BOSTON PPTYS INC|KCGM|VIRTU Americas LLC|32562
BXP|BOSTON PPTYS INC|LEHM|Barclays Capital Inc./Le|987118
BXP|BOSTON PPTYS INC|LIME|Lime Brokerage LLC|33764
BXP|BOSTON PPTYS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|74466
BXP|BOSTON PPTYS INC|LQNA|LIQUIDNET, INC.|10000
BXP|BOSTON PPTYS INC|LSCI|Lek Securities Corporation|362
BXP|BOSTON PPTYS INC|MACQ|Macquarie Capital (USA) Inc.|200
BXP|BOSTON PPTYS INC|MCBT|Moors & Cabot, Inc.|30
BXP|BOSTON PPTYS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69335
BXP|BOSTON PPTYS INC|MOTF|MOTIF INVESTING, INC.|5
BXP|BOSTON PPTYS INC|MSCO|MORGAN STANLEY & CO. LLC|753684
BXP|BOSTON PPTYS INC|MSPL|MORGAN STANLEY & CO. LLC|110600
BXP|BOSTON PPTYS INC|MSTX|MORGAN STANLEY & CO. LLC|45000
BXP|BOSTON PPTYS INC|NFSC|National Financial Services LLC|35264
BXP|BOSTON PPTYS INC|NITE|VIRTU Americas LLC|101494
BXP|BOSTON PPTYS INC|NITP|VIRTU Americas LLC|200
BXP|BOSTON PPTYS INC|NQRB|Brut, LLC|1409
BXP|BOSTON PPTYS INC|NTBF|BMO Nesbitt Burns Inc./CDS|51
BXP|BOSTON PPTYS INC|OHOS|TWO SIGMA SECURITIES, LLC|27201
BXP|BOSTON PPTYS INC|OPCO|Oppenheimer & Co. Inc.|2007
BXP|BOSTON PPTYS INC|PDQM|CODA MARKETS, INC.|168064
BXP|BOSTON PPTYS INC|PHLY|NASDAQ Execution Services, LLC|200
BXP|BOSTON PPTYS INC|PIPR|Piper Jaffray & Co.|158
BXP|BOSTON PPTYS INC|PWJC|UBS Financial Services, Inc.|2823
BXP|BOSTON PPTYS INC|QMSR|QUATTRO M SECURITIES INC.|679
BXP|BOSTON PPTYS INC|RBCM|RBC CAPITAL MARKETS, LLC|2025
BXP|BOSTON PPTYS INC|SAGL|SAGETRADER, LLC|2020
BXP|BOSTON PPTYS INC|SAGW|SAGETRADER, LLC|11
BXP|BOSTON PPTYS INC|SBSH|Citigroup Global Markets Inc.|246005
BXP|BOSTON PPTYS INC|SGMT|GOLDMAN SACHS & CO. LLC|107752
BXP|BOSTON PPTYS INC|SPDR|SPEEDROUTE LLC|9400
BXP|BOSTON PPTYS INC|SPHN|Stephens Inc.|454
BXP|BOSTON PPTYS INC|STFL|Stifel, Nicolaus & Company, Incorporated|65539
BXP|BOSTON PPTYS INC|STKP|STOCKPILE INVESTMENTS, INC.|2
BXP|BOSTON PPTYS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4294
BXP|BOSTON PPTYS INC|SWIM|TD Ameritrade, Inc.|4229
BXP|BOSTON PPTYS INC|SWST|Hilltop Securities Inc.|2567
BXP|BOSTON PPTYS INC|TAGC|TELSEY ADVISORY GROUP LLC|300
BXP|BOSTON PPTYS INC|TIAD|Triad Securities Corp|6
BXP|BOSTON PPTYS INC|TKNG|ALLY INVEST SECURITIES LLC|6
BXP|BOSTON PPTYS INC|TOUR|TOURMALINE PARTNERS, LLC|553
BXP|BOSTON PPTYS INC|TRBT|Tradebot Systems, Inc.|161258
BXP|BOSTON PPTYS INC|TRCM|TRC MARKETS LLC|191150
BXP|BOSTON PPTYS INC|TWTT|TASTYWORKS, INC.|200
BXP|BOSTON PPTYS INC|UBSA|UBS SECURITIES LLC|428872
BXP|BOSTON PPTYS INC|UBSS|UBS Securities LLC|546793
BXP|BOSTON PPTYS INC|VALX|VIRTU AMERICAS LLC|15328
BXP|BOSTON PPTYS INC|VGRD|Vanguard Marketing Corporation|680
BXP|BOSTON PPTYS INC|WBLR|WILLIAM BLAIR|70
BXP|BOSTON PPTYS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1455
BXP|BOSTON PPTYS INC|WCHV|WELLS FARGO SECURITIES, LLC|82503
BXP|BOSTON PPTYS INC|WDNX|WEEDEN & CO.L.P.|2044
BXP|BOSTON PPTYS INC|WEDB|WEDBUSH SECURITIES INC.|3487
BXP|BOSTON PPTYS INC|WEED|Weeden & Co.L.P.|3071
BXP|BOSTON PPTYS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12356
BXP|BOSTON PPTYS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8098
BXP|BOSTON PPTYS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|395
BXP|BOSTON PPTYS INC|WSAG|WALL STREET ACCESS|100
BXP|BOSTON PPTYS INC|WSEA|WOLVERINE SECURITIES, LLC|163
BXP|BOSTON PPTYS INC|XIST|INSTINET, LLC|7366
BXP|BOSTON PPTYS INC|XPQR|Jump Trading|9268
BXP|BOSTON PPTYS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9610
BXP|BOSTON PPTYS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|12883
BXP|BOSTON PPTYS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|568
BXP$B|BOSTON PROPERTIES|ALTX|Alternet Securities Inc.|100
BXP$B|BOSTON PROPERTIES|BARD|Robert W. Baird & Co. Incorporated|2599
BXP$B|BOSTON PROPERTIES|BBNT|BB&T SECURITIES, LLC|175
BXP$B|BOSTON PROPERTIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1828
BXP$B|BOSTON PROPERTIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56
BXP$B|BOSTON PROPERTIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BXP$B|BOSTON PROPERTIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2268
BXP$B|BOSTON PROPERTIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
BXP$B|BOSTON PROPERTIES|DAVA|Davenport & Company LLC|200
BXP$B|BOSTON PROPERTIES|DBAX|Deutsche Bank Securities Inc.|3700
BXP$B|BOSTON PROPERTIES|DEAN|MORGAN STANLEY|2200
BXP$B|BOSTON PROPERTIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
BXP$B|BOSTON PROPERTIES|EBXL|EBX LLC|1400
BXP$B|BOSTON PROPERTIES|EDJO|Edward D. Jones & Co., L.P.|793
BXP$B|BOSTON PROPERTIES|ETRS|E*Trade Securities LLC|385
BXP$B|BOSTON PROPERTIES|GLPX|ACS EXECUTION SERVICES, LLC|1125
BXP$B|BOSTON PROPERTIES|GSCO|GOLDMAN SACHS & CO. LLC|500
BXP$B|BOSTON PROPERTIES|GTSZ|GTS SECURITIES LLC|100
BXP$B|BOSTON PROPERTIES|HRBF|American Enterprise Investment Services Inc.|5200
BXP$B|BOSTON PROPERTIES|ICBX|INSTINET, LLC|300
BXP$B|BOSTON PROPERTIES|INCA|INSTINET, LLC|1328
BXP$B|BOSTON PROPERTIES|INJX|INSTINET, LLC|100
BXP$B|BOSTON PROPERTIES|ITGI|ITG Inc.|10982
BXP$B|BOSTON PROPERTIES|ITGP|ITG INC.|600
BXP$B|BOSTON PROPERTIES|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
BXP$B|BOSTON PROPERTIES|KCGM|VIRTU Americas LLC|1000
BXP$B|BOSTON PROPERTIES|LIME|Lime Brokerage LLC|400
BXP$B|BOSTON PROPERTIES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|252
BXP$B|BOSTON PROPERTIES|MSCO|MORGAN STANLEY & CO. LLC|234
BXP$B|BOSTON PROPERTIES|NFSC|National Financial Services LLC|7692
BXP$B|BOSTON PROPERTIES|NITE|VIRTU Americas LLC|24956
BXP$B|BOSTON PROPERTIES|NQRB|Brut, LLC|128
BXP$B|BOSTON PROPERTIES|OLDM|OLD MISSION CAPITAL, LLC|829
BXP$B|BOSTON PROPERTIES|PDQM|CODA MARKETS, INC.|3192
BXP$B|BOSTON PROPERTIES|RBCM|RBC CAPITAL MARKETS, LLC|3455
BXP$B|BOSTON PROPERTIES|SGMT|GOLDMAN SACHS & CO. LLC|600
BXP$B|BOSTON PROPERTIES|SPDR|SPEEDROUTE LLC|2800
BXP$B|BOSTON PROPERTIES|STFL|Stifel, Nicolaus & Company, Incorporated|415
BXP$B|BOSTON PROPERTIES|UBSA|UBS SECURITIES LLC|6718
BXP$B|BOSTON PROPERTIES|UBSS|UBS Securities LLC|5500
BXP$B|BOSTON PROPERTIES|VGRD|Vanguard Marketing Corporation|350
BXP$B|BOSTON PROPERTIES|WCHV|WELLS FARGO SECURITIES, LLC|85323
BXP$B|BOSTON PROPERTIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31
BXP$B|BOSTON PROPERTIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|10600
BXP$B|BOSTON PROPERTIES|YKNA|COMHAR CAPITAL MARKETS, LLC|72
BXP$B|BOSTON PROPERTIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1080
BXS|BANCORPSOUTH BANK|ALTX|Alternet Securities Inc.|2200
BXS|BANCORPSOUTH BANK|APCC|Apex Clearing Corporation|30
BXS|BANCORPSOUTH BANK|AQUA|AQUA SECURITIES L.P.|5000
BXS|BANCORPSOUTH BANK|BARD|Robert W. Baird & Co. Incorporated|570
BXS|BANCORPSOUTH BANK|BATM|CBOE TRADING, INC.|2990
BXS|BANCORPSOUTH BANK|BAYC|BAY CREST PARTNERS, LLC|30
BXS|BANCORPSOUTH BANK|BERN|Sanford C. Bernstein & Co., LLC|11740
BXS|BANCORPSOUTH BANK|BIDS|BIDS TRADING L.P.|500
BXS|BANCORPSOUTH BANK|BIMI|Banca IMI Securities Corp.|80
BXS|BANCORPSOUTH BANK|BKCM|BNY Mellon Capital Markets LLC|26221
BXS|BANCORPSOUTH BANK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5515
BXS|BANCORPSOUTH BANK|BLKX|INSTINET, LLC|31703
BXS|BANCORPSOUTH BANK|BMOC|BMO Capital Markets Corp.|195343
BXS|BANCORPSOUTH BANK|BNPX|BNP PARIBAS SECURITIES CORP.|18399
BXS|BANCORPSOUTH BANK|BRVL|BLAYLOCK VAN, LLC|2700
BXS|BANCORPSOUTH BANK|BTIG|BTIG, LLC|565
BXS|BANCORPSOUTH BANK|BYXM|CBOE TRADING, INC.|731
BXS|BANCORPSOUTH BANK|BZYD|GOLDMAN SACHS & CO. LLC|1453
BXS|BANCORPSOUTH BANK|CHAS|Charles Schwab & Co., Inc.|1001
BXS|BANCORPSOUTH BANK|CICF|Canaccord Genuity Corp.|20
BXS|BANCORPSOUTH BANK|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
BXS|BANCORPSOUTH BANK|CIST|Capital Institutional Services, Inc.|39920
BXS|BANCORPSOUTH BANK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|79233
BXS|BANCORPSOUTH BANK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
BXS|BANCORPSOUTH BANK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|212742
BXS|BANCORPSOUTH BANK|CTDL|Citadel Derivatives Group Llc|20637
BXS|BANCORPSOUTH BANK|CXCX|CITIGROUP GLOBAL MARKETS INC.|45890
BXS|BANCORPSOUTH BANK|DBAB|Deutsche Bank Securities Inc.|67531
BXS|BANCORPSOUTH BANK|DBAX|Deutsche Bank Securities Inc.|112300
BXS|BANCORPSOUTH BANK|DEAN|MORGAN STANLEY|2628
BXS|BANCORPSOUTH BANK|DEGS|RONIN PROFESSIONAL LLC|58
BXS|BANCORPSOUTH BANK|EBXL|EBX LLC|107700
BXS|BANCORPSOUTH BANK|ECUT|CONVERGEX EXECUTION SOLUTIONS|1237
BXS|BANCORPSOUTH BANK|EDJO|Edward D. Jones & Co., L.P.|2168
BXS|BANCORPSOUTH BANK|EGAM|CBOE TRADING, INC.|4662
BXS|BANCORPSOUTH BANK|EGAW|CBOE TRADING, INC.|98
BXS|BANCORPSOUTH BANK|EGXM|CBOE TRADING, INC.|4123
BXS|BANCORPSOUTH BANK|EGXW|CBOE TRADING, INC.|40
BXS|BANCORPSOUTH BANK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1338
BXS|BANCORPSOUTH BANK|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2800
BXS|BANCORPSOUTH BANK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
BXS|BANCORPSOUTH BANK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1200
BXS|BANCORPSOUTH BANK|ETRS|E*Trade Securities LLC|1002
BXS|BANCORPSOUTH BANK|FILL|Tradestation Securities, Inc.|4142
BXS|BANCORPSOUTH BANK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5500
BXS|BANCORPSOUTH BANK|FQLS|Quantlab Securities LP|93860
BXS|BANCORPSOUTH BANK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54125
BXS|BANCORPSOUTH BANK|FTBR|Foliofn Investments, Inc.|836
BXS|BANCORPSOUTH BANK|GLPX|ACS EXECUTION SERVICES, LLC|711
BXS|BANCORPSOUTH BANK|GSCO|GOLDMAN SACHS & CO. LLC|942445
BXS|BANCORPSOUTH BANK|GSLT|GOLDMAN SACHS & CO. LLC|2904
BXS|BANCORPSOUTH BANK|GTSZ|GTS SECURITIES LLC|52995
BXS|BANCORPSOUTH BANK|HAPX|HAP Trading, LLC|11
BXS|BANCORPSOUTH BANK|HRBF|American Enterprise Investment Services Inc.|5417
BXS|BANCORPSOUTH BANK|IBKR|Interactive Brokers Llc|4568
BXS|BANCORPSOUTH BANK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1006
BXS|BANCORPSOUTH BANK|ICBX|INSTINET, LLC|71178
BXS|BANCORPSOUTH BANK|IEQY|CITADEL SECURITIES LLC|38968
BXS|BANCORPSOUTH BANK|INCA|INSTINET, LLC|62932
BXS|BANCORPSOUTH BANK|INJX|INSTINET, LLC|3979
BXS|BANCORPSOUTH BANK|ITGI|ITG Inc.|18981
BXS|BANCORPSOUTH BANK|ITGP|ITG INC.|440800
BXS|BANCORPSOUTH BANK|JEFF|JEFFERIES LLC|204383
BXS|BANCORPSOUTH BANK|JMPT|JUMP TRADING, LLC|4651
BXS|BANCORPSOUTH BANK|JONE|JonesTrading|9001
BXS|BANCORPSOUTH BANK|JPBX|J.P. MORGAN SECURITIES LLC|32270
BXS|BANCORPSOUTH BANK|JPMX|J.P. Morgan Securities LLC|247989
BXS|BANCORPSOUTH BANK|JSJX|JANE STREET CAPITAL LLC|13538
BXS|BANCORPSOUTH BANK|KBWI|Keefe, Bruyette & Woods, Inc.|191069
BXS|BANCORPSOUTH BANK|KCGM|VIRTU Americas LLC|54838
BXS|BANCORPSOUTH BANK|LEHM|Barclays Capital Inc./Le|732383
BXS|BANCORPSOUTH BANK|LIME|Lime Brokerage LLC|30915
BXS|BANCORPSOUTH BANK|LOOP|Loop Capital Markets LLC|5485
BXS|BANCORPSOUTH BANK|LQNA|LIQUIDNET, INC.|5000
BXS|BANCORPSOUTH BANK|MAXM|Maxim Group LLC|200
BXS|BANCORPSOUTH BANK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|298758
BXS|BANCORPSOUTH BANK|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|12543
BXS|BANCORPSOUTH BANK|MOTF|MOTIF INVESTING, INC.|4
BXS|BANCORPSOUTH BANK|MSCO|MORGAN STANLEY & CO. LLC|272657
BXS|BANCORPSOUTH BANK|MSPL|MORGAN STANLEY & CO. LLC|220900
BXS|BANCORPSOUTH BANK|MSTX|MORGAN STANLEY & CO. LLC|54600
BXS|BANCORPSOUTH BANK|NFSC|National Financial Services LLC|86180
BXS|BANCORPSOUTH BANK|NITE|VIRTU Americas LLC|148614
BXS|BANCORPSOUTH BANK|NITP|VIRTU Americas LLC|1901
BXS|BANCORPSOUTH BANK|NQRB|Brut, LLC|2085
BXS|BANCORPSOUTH BANK|NTRC|Northern Trust Securities, Inc.|1452
BXS|BANCORPSOUTH BANK|PDQM|CODA MARKETS, INC.|25685
BXS|BANCORPSOUTH BANK|PWJC|UBS Financial Services, Inc.|715
BXS|BANCORPSOUTH BANK|RBCM|RBC CAPITAL MARKETS, LLC|750
BXS|BANCORPSOUTH BANK|SAGW|SAGETRADER, LLC|100
BXS|BANCORPSOUTH BANK|SALI|INTL FCSTONE FINANCIAL INC.|3
BXS|BANCORPSOUTH BANK|SBSH|Citigroup Global Markets Inc.|57052
BXS|BANCORPSOUTH BANK|SDLR|Sandler, O'Neill & Partners, L.P.|4500
BXS|BANCORPSOUTH BANK|SGMT|GOLDMAN SACHS & CO. LLC|116424
BXS|BANCORPSOUTH BANK|SPDR|SPEEDROUTE LLC|6800
BXS|BANCORPSOUTH BANK|SPHN|Stephens Inc.|57
BXS|BANCORPSOUTH BANK|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
BXS|BANCORPSOUTH BANK|STFL|Stifel, Nicolaus & Company, Incorporated|200
BXS|BANCORPSOUTH BANK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
BXS|BANCORPSOUTH BANK|SWIM|TD Ameritrade, Inc.|691
BXS|BANCORPSOUTH BANK|SWST|Hilltop Securities Inc.|117
BXS|BANCORPSOUTH BANK|TRBT|Tradebot Systems, Inc.|3084
BXS|BANCORPSOUTH BANK|TRCM|TRC MARKETS LLC|81014
BXS|BANCORPSOUTH BANK|UBSA|UBS SECURITIES LLC|727816
BXS|BANCORPSOUTH BANK|UBSS|UBS Securities LLC|417302
BXS|BANCORPSOUTH BANK|VALX|VIRTU AMERICAS LLC|12790
BXS|BANCORPSOUTH BANK|VGRD|Vanguard Marketing Corporation|281
BXS|BANCORPSOUTH BANK|WBPX|SUMMIT SECURITIES GROUP, LLC|1875
BXS|BANCORPSOUTH BANK|WCHV|WELLS FARGO SECURITIES, LLC|42461
BXS|BANCORPSOUTH BANK|WDNX|WEEDEN & CO.L.P.|570
BXS|BANCORPSOUTH BANK|WEED|Weeden & Co.L.P.|38630
BXS|BANCORPSOUTH BANK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|254
BXS|BANCORPSOUTH BANK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1624
BXS|BANCORPSOUTH BANK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|271
BXS|BANCORPSOUTH BANK|WSAG|WALL STREET ACCESS|159
BXS|BANCORPSOUTH BANK|WSEA|WOLVERINE SECURITIES, LLC|266
BXS|BANCORPSOUTH BANK|XIST|INSTINET, LLC|76600
BXS|BANCORPSOUTH BANK|XSTM|NATIONAL FINANCIAL SERVICES LLC|17400
BXS|BANCORPSOUTH BANK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17926
BY|BYLINE BANCORP, INC.|ALTX|Alternet Securities Inc.|1100
BY|BYLINE BANCORP, INC.|APCC|Apex Clearing Corporation|4
BY|BYLINE BANCORP, INC.|BATM|CBOE TRADING, INC.|1452
BY|BYLINE BANCORP, INC.|BAYC|BAY CREST PARTNERS, LLC|286
BY|BYLINE BANCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|528
BY|BYLINE BANCORP, INC.|BIDS|BIDS TRADING L.P.|200
BY|BYLINE BANCORP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1594
BY|BYLINE BANCORP, INC.|CICF|Canaccord Genuity Corp.|100
BY|BYLINE BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44502
BY|BYLINE BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|401
BY|BYLINE BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18241
BY|BYLINE BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|386
BY|BYLINE BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2900
BY|BYLINE BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|2343
BY|BYLINE BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|10600
BY|BYLINE BANCORP, INC.|DEGS|RONIN PROFESSIONAL LLC|200
BY|BYLINE BANCORP, INC.|EBXL|EBX LLC|11300
BY|BYLINE BANCORP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|794
BY|BYLINE BANCORP, INC.|EGAM|CBOE TRADING, INC.|2200
BY|BYLINE BANCORP, INC.|EGXM|CBOE TRADING, INC.|102
BY|BYLINE BANCORP, INC.|ETBE|Electronic Transaction Clearing, Inc.|200
BY|BYLINE BANCORP, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
BY|BYLINE BANCORP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3535
BY|BYLINE BANCORP, INC.|ETRS|E*Trade Securities LLC|160
BY|BYLINE BANCORP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
BY|BYLINE BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20783
BY|BYLINE BANCORP, INC.|FTBR|Foliofn Investments, Inc.|1
BY|BYLINE BANCORP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|616
BY|BYLINE BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|42900
BY|BYLINE BANCORP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|292
BY|BYLINE BANCORP, INC.|GTSZ|GTS SECURITIES LLC|15431
BY|BYLINE BANCORP, INC.|HRBF|American Enterprise Investment Services Inc.|1000
BY|BYLINE BANCORP, INC.|HSBC|HSBC Securities, Inc.|100
BY|BYLINE BANCORP, INC.|IBKR|Interactive Brokers Llc|1357
BY|BYLINE BANCORP, INC.|ICBX|INSTINET, LLC|4400
BY|BYLINE BANCORP, INC.|IEQY|CITADEL SECURITIES LLC|1955
BY|BYLINE BANCORP, INC.|INCA|INSTINET, LLC|10925
BY|BYLINE BANCORP, INC.|ITGI|ITG Inc.|6504
BY|BYLINE BANCORP, INC.|ITGP|ITG INC.|14600
BY|BYLINE BANCORP, INC.|JEFF|JEFFERIES LLC|688
BY|BYLINE BANCORP, INC.|JONE|JonesTrading|328192
BY|BYLINE BANCORP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|718
BY|BYLINE BANCORP, INC.|JPMX|J.P. Morgan Securities LLC|28831
BY|BYLINE BANCORP, INC.|JSJX|JANE STREET CAPITAL LLC|59
BY|BYLINE BANCORP, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|19300
BY|BYLINE BANCORP, INC.|KCGM|VIRTU Americas LLC|4730
BY|BYLINE BANCORP, INC.|LEHM|Barclays Capital Inc./Le|19104
BY|BYLINE BANCORP, INC.|LIME|Lime Brokerage LLC|4078
BY|BYLINE BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16200
BY|BYLINE BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|76737
BY|BYLINE BANCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|18800
BY|BYLINE BANCORP, INC.|MSTX|MORGAN STANLEY & CO. LLC|800
BY|BYLINE BANCORP, INC.|NFSC|National Financial Services LLC|530
BY|BYLINE BANCORP, INC.|NITE|VIRTU Americas LLC|24758
BY|BYLINE BANCORP, INC.|NQRB|Brut, LLC|300
BY|BYLINE BANCORP, INC.|PDQM|CODA MARKETS, INC.|916
BY|BYLINE BANCORP, INC.|SAGW|SAGETRADER, LLC|82
BY|BYLINE BANCORP, INC.|SBSH|Citigroup Global Markets Inc.|7454
BY|BYLINE BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|10354
BY|BYLINE BANCORP, INC.|SPDR|SPEEDROUTE LLC|893
BY|BYLINE BANCORP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1900
BY|BYLINE BANCORP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5265
BY|BYLINE BANCORP, INC.|SWIM|TD Ameritrade, Inc.|1997
BY|BYLINE BANCORP, INC.|TRBT|Tradebot Systems, Inc.|3805
BY|BYLINE BANCORP, INC.|TRCM|TRC MARKETS LLC|4774
BY|BYLINE BANCORP, INC.|UBSA|UBS SECURITIES LLC|111568
BY|BYLINE BANCORP, INC.|UBSS|UBS Securities LLC|88316
BY|BYLINE BANCORP, INC.|VALX|VIRTU AMERICAS LLC|6529
BY|BYLINE BANCORP, INC.|VGRD|Vanguard Marketing Corporation|100
BY|BYLINE BANCORP, INC.|WABR|Wall Street Access|17433
BY|BYLINE BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|15792
BY|BYLINE BANCORP, INC.|WEED|Weeden & Co.L.P.|200
BY|BYLINE BANCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
BY|BYLINE BANCORP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BYD|BOYD GAMING CORP|AGIS|Aegis Capital Corp.|753
BYD|BOYD GAMING CORP|ALTX|Alternet Securities Inc.|7800
BYD|BOYD GAMING CORP|ANOS|ABEL/NOSER, L.L.C.|105
BYD|BOYD GAMING CORP|APCC|Apex Clearing Corporation|706
BYD|BOYD GAMING CORP|AURC|Aurora Capital LLC|300
BYD|BOYD GAMING CORP|BATM|CBOE TRADING, INC.|7182
BYD|BOYD GAMING CORP|BAYT|BTIG, LLC|1100
BYD|BOYD GAMING CORP|BBNT|BB&T SECURITIES, LLC|34
BYD|BOYD GAMING CORP|BERN|Sanford C. Bernstein & Co., LLC|28932
BYD|BOYD GAMING CORP|BIMI|Banca IMI Securities Corp.|44
BYD|BOYD GAMING CORP|BKCM|BNY Mellon Capital Markets LLC|15781
BYD|BOYD GAMING CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17657
BYD|BOYD GAMING CORP|BLKX|INSTINET, LLC|23386
BYD|BOYD GAMING CORP|BNPX|BNP PARIBAS SECURITIES CORP.|7157
BYD|BOYD GAMING CORP|BRVL|BLAYLOCK VAN, LLC|100
BYD|BOYD GAMING CORP|BTIG|BTIG, LLC|207
BYD|BOYD GAMING CORP|BYXM|CBOE TRADING, INC.|1958
BYD|BOYD GAMING CORP|BZYD|GOLDMAN SACHS & CO. LLC|1000
BYD|BOYD GAMING CORP|CANT|Cantor Fitzgerald & Co.|63
BYD|BOYD GAMING CORP|CHAS|Charles Schwab & Co., Inc.|217
BYD|BOYD GAMING CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96421
BYD|BOYD GAMING CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|609
BYD|BOYD GAMING CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|310574
BYD|BOYD GAMING CORP|CTDL|Citadel Derivatives Group Llc|3133
BYD|BOYD GAMING CORP|CTLR|CUTLER GROUP, LP|1932
BYD|BOYD GAMING CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|54388
BYD|BOYD GAMING CORP|DBAB|Deutsche Bank Securities Inc.|596029
BYD|BOYD GAMING CORP|DBAX|Deutsche Bank Securities Inc.|356300
BYD|BOYD GAMING CORP|DBUL|Deutsche Bank Securities Inc.|456
BYD|BOYD GAMING CORP|DCHF|Dart Executions, LLC|777
BYD|BOYD GAMING CORP|DEAN|MORGAN STANLEY|861
BYD|BOYD GAMING CORP|DEGS|RONIN PROFESSIONAL LLC|200
BYD|BOYD GAMING CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1101
BYD|BOYD GAMING CORP|EBXL|EBX LLC|196400
BYD|BOYD GAMING CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3028
BYD|BOYD GAMING CORP|EDJO|Edward D. Jones & Co., L.P.|1483
BYD|BOYD GAMING CORP|EGAM|CBOE TRADING, INC.|10831
BYD|BOYD GAMING CORP|EGAW|CBOE TRADING, INC.|247
BYD|BOYD GAMING CORP|EGMT|EG MARKET TECHNOLOGIES LLC|800
BYD|BOYD GAMING CORP|EGXM|CBOE TRADING, INC.|1938
BYD|BOYD GAMING CORP|EGXW|CBOE TRADING, INC.|9
BYD|BOYD GAMING CORP|ETBE|Electronic Transaction Clearing, Inc.|10184
BYD|BOYD GAMING CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
BYD|BOYD GAMING CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15361
BYD|BOYD GAMING CORP|ETRS|E*Trade Securities LLC|56549
BYD|BOYD GAMING CORP|FILL|Tradestation Securities, Inc.|8157
BYD|BOYD GAMING CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9108
BYD|BOYD GAMING CORP|FQLS|Quantlab Securities LP|292205
BYD|BOYD GAMING CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76978
BYD|BOYD GAMING CORP|FTBR|Foliofn Investments, Inc.|1156
BYD|BOYD GAMING CORP|GARC|ICAP Corporates LLC|500
BYD|BOYD GAMING CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2785
BYD|BOYD GAMING CORP|GLIS|TD Securities Inc|860
BYD|BOYD GAMING CORP|GLPX|ACS EXECUTION SERVICES, LLC|21744
BYD|BOYD GAMING CORP|GSCO|GOLDMAN SACHS & CO. LLC|706906
BYD|BOYD GAMING CORP|GSCS|GOLDMAN SACHS & CO. LLC|6706
BYD|BOYD GAMING CORP|GSLT|GOLDMAN SACHS & CO. LLC|7980
BYD|BOYD GAMING CORP|GTSZ|GTS SECURITIES LLC|75017
BYD|BOYD GAMING CORP|HAPX|HAP Trading, LLC|660
BYD|BOYD GAMING CORP|HRBF|American Enterprise Investment Services Inc.|2138
BYD|BOYD GAMING CORP|IATS|INTERACTIVE BROKERS LLC|6169
BYD|BOYD GAMING CORP|IBKR|Interactive Brokers Llc|14325
BYD|BOYD GAMING CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|57
BYD|BOYD GAMING CORP|ICBX|INSTINET, LLC|75439
BYD|BOYD GAMING CORP|IEQY|CITADEL SECURITIES LLC|62448
BYD|BOYD GAMING CORP|INCA|INSTINET, LLC|302473
BYD|BOYD GAMING CORP|INJX|INSTINET, LLC|2607
BYD|BOYD GAMING CORP|ITGI|ITG Inc.|86489
BYD|BOYD GAMING CORP|ITGP|ITG INC.|85800
BYD|BOYD GAMING CORP|JANY|Janney Montgomery Scott Inc.|804
BYD|BOYD GAMING CORP|JEFF|JEFFERIES LLC|200122
BYD|BOYD GAMING CORP|JMPT|JUMP TRADING, LLC|74167
BYD|BOYD GAMING CORP|JPBX|J.P. MORGAN SECURITIES LLC|250781
BYD|BOYD GAMING CORP|JPMX|J.P. Morgan Securities LLC|428405
BYD|BOYD GAMING CORP|JSJX|JANE STREET CAPITAL LLC|5610
BYD|BOYD GAMING CORP|KCGM|VIRTU Americas LLC|60666
BYD|BOYD GAMING CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|25000
BYD|BOYD GAMING CORP|LEHM|Barclays Capital Inc./Le|420212
BYD|BOYD GAMING CORP|LIME|Lime Brokerage LLC|18365
BYD|BOYD GAMING CORP|LOOP|Loop Capital Markets LLC|1003
BYD|BOYD GAMING CORP|LQNA|LIQUIDNET, INC.|195300
BYD|BOYD GAMING CORP|LSCI|Lek Securities Corporation|127
BYD|BOYD GAMING CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
BYD|BOYD GAMING CORP|MACQ|Macquarie Capital (USA) Inc.|719211
BYD|BOYD GAMING CORP|MAXM|Maxim Group LLC|15500
BYD|BOYD GAMING CORP|MBTS|ALLY INVEST SECURITIES LLC|15
BYD|BOYD GAMING CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107520
BYD|BOYD GAMING CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
BYD|BOYD GAMING CORP|MOTF|MOTIF INVESTING, INC.|26
BYD|BOYD GAMING CORP|MSCO|MORGAN STANLEY & CO. LLC|1245375
BYD|BOYD GAMING CORP|MSPL|MORGAN STANLEY & CO. LLC|519000
BYD|BOYD GAMING CORP|MSTX|MORGAN STANLEY & CO. LLC|311900
BYD|BOYD GAMING CORP|NFSC|National Financial Services LLC|150559
BYD|BOYD GAMING CORP|NITE|VIRTU Americas LLC|376674
BYD|BOYD GAMING CORP|NITP|VIRTU Americas LLC|931
BYD|BOYD GAMING CORP|NQRB|Brut, LLC|6428
BYD|BOYD GAMING CORP|NTBF|BMO Nesbitt Burns Inc./CDS|40
BYD|BOYD GAMING CORP|NTRC|Northern Trust Securities, Inc.|1107
BYD|BOYD GAMING CORP|OHOS|TWO SIGMA SECURITIES, LLC|40398
BYD|BOYD GAMING CORP|OPCO|Oppenheimer & Co. Inc.|968
BYD|BOYD GAMING CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
BYD|BOYD GAMING CORP|PDQM|CODA MARKETS, INC.|39861
BYD|BOYD GAMING CORP|PHLY|NASDAQ Execution Services, LLC|3200
BYD|BOYD GAMING CORP|PIPR|Piper Jaffray & Co.|702
BYD|BOYD GAMING CORP|PWJC|UBS Financial Services, Inc.|3140
BYD|BOYD GAMING CORP|RBCM|RBC CAPITAL MARKETS, LLC|2649
BYD|BOYD GAMING CORP|SAGL|SAGETRADER, LLC|35396
BYD|BOYD GAMING CORP|SAGW|SAGETRADER, LLC|103
BYD|BOYD GAMING CORP|SBSH|Citigroup Global Markets Inc.|91952
BYD|BOYD GAMING CORP|SEIC|SEI Investments Distribution Co.|4740
BYD|BOYD GAMING CORP|SGMT|GOLDMAN SACHS & CO. LLC|164941
BYD|BOYD GAMING CORP|SPDR|SPEEDROUTE LLC|1700
BYD|BOYD GAMING CORP|STFC|Stuart Frankel & Co., Incorporated|17700
BYD|BOYD GAMING CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1900
BYD|BOYD GAMING CORP|STKP|STOCKPILE INVESTMENTS, INC.|28
BYD|BOYD GAMING CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2928
BYD|BOYD GAMING CORP|SWIM|TD Ameritrade, Inc.|99004
BYD|BOYD GAMING CORP|SWST|Hilltop Securities Inc.|4733
BYD|BOYD GAMING CORP|TAGC|TELSEY ADVISORY GROUP LLC|7280
BYD|BOYD GAMING CORP|TKNG|ALLY INVEST SECURITIES LLC|1213
BYD|BOYD GAMING CORP|TRBT|Tradebot Systems, Inc.|197569
BYD|BOYD GAMING CORP|TRCM|TRC MARKETS LLC|50339
BYD|BOYD GAMING CORP|TWTT|TASTYWORKS, INC.|100
BYD|BOYD GAMING CORP|UBSA|UBS SECURITIES LLC|438806
BYD|BOYD GAMING CORP|UBSS|UBS Securities LLC|642783
BYD|BOYD GAMING CORP|VALX|VIRTU AMERICAS LLC|10584
BYD|BOYD GAMING CORP|VGRD|Vanguard Marketing Corporation|4584
BYD|BOYD GAMING CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1635
BYD|BOYD GAMING CORP|WCHV|WELLS FARGO SECURITIES, LLC|140650
BYD|BOYD GAMING CORP|WEED|Weeden & Co.L.P.|319
BYD|BOYD GAMING CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9215
BYD|BOYD GAMING CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|76263
BYD|BOYD GAMING CORP|WFPB|Wells Fargo Securities, LLC.|2208
BYD|BOYD GAMING CORP|WGIF|CIBC World Markets Inc.|100
BYD|BOYD GAMING CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138
BYD|BOYD GAMING CORP|WSEA|WOLVERINE SECURITIES, LLC|9772
BYD|BOYD GAMING CORP|XIST|INSTINET, LLC|97600
BYD|BOYD GAMING CORP|XPQR|Jump Trading|1913
BYD|BOYD GAMING CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|41850
BYD|BOYD GAMING CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
BYD|BOYD GAMING CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2147
BYFC|BROADWAY FIN CP|APCC|Apex Clearing Corporation|1
BYFC|BROADWAY FIN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47
BYFC|BROADWAY FIN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
BYFC|BROADWAY FIN CP|DBAB|Deutsche Bank Securities Inc.|35
BYFC|BROADWAY FIN CP|DEGS|RONIN PROFESSIONAL LLC|1676
BYFC|BROADWAY FIN CP|EBXL|EBX LLC|400
BYFC|BROADWAY FIN CP|EGXW|CBOE TRADING, INC.|100
BYFC|BROADWAY FIN CP|ETRS|E*Trade Securities LLC|12213
BYFC|BROADWAY FIN CP|FBCO|Credit Suisse Securities (USA) LLC|2567
BYFC|BROADWAY FIN CP|FOMA|TD AMERITRADE CLEARING, INC.|25797
BYFC|BROADWAY FIN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|143
BYFC|BROADWAY FIN CP|GLPX|ACS EXECUTION SERVICES, LLC|1835
BYFC|BROADWAY FIN CP|GSCO|GOLDMAN SACHS & CO. LLC|1095
BYFC|BROADWAY FIN CP|IBKR|Interactive Brokers Llc|2778
BYFC|BROADWAY FIN CP|ICBX|INSTINET, LLC|1800
BYFC|BROADWAY FIN CP|INCA|INSTINET, LLC|19751
BYFC|BROADWAY FIN CP|LEHM|Barclays Capital Inc./Le|421
BYFC|BROADWAY FIN CP|LIME|Lime Brokerage LLC|12554
BYFC|BROADWAY FIN CP|MSCO|MORGAN STANLEY & CO. LLC|4983
BYFC|BROADWAY FIN CP|NFSC|National Financial Services LLC|5510
BYFC|BROADWAY FIN CP|NITE|VIRTU Americas LLC|15019
BYFC|BROADWAY FIN CP|PDQM|CODA MARKETS, INC.|2347
BYFC|BROADWAY FIN CP|SGMT|GOLDMAN SACHS & CO. LLC|115
BYFC|BROADWAY FIN CP|SWIM|TD Ameritrade, Inc.|5619
BYFC|BROADWAY FIN CP|TRCM|TRC MARKETS LLC|100
BYFC|BROADWAY FIN CP|UBSA|UBS SECURITIES LLC|1340
BYFC|BROADWAY FIN CP|UBSS|UBS Securities LLC|6552
BYFC|BROADWAY FIN CP|WCHV|WELLS FARGO SECURITIES, LLC|1396
BYFC|BROADWAY FIN CP|WSEA|WOLVERINE SECURITIES, LLC|995
BYFC|BROADWAY FIN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
BYLD|ISHARES OPTO YIELD|APCC|Apex Clearing Corporation|80
BYLD|ISHARES OPTO YIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|726
BYLD|ISHARES OPTO YIELD|CHAS|Charles Schwab & Co., Inc.|4
BYLD|ISHARES OPTO YIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
BYLD|ISHARES OPTO YIELD|ETRS|E*Trade Securities LLC|320
BYLD|ISHARES OPTO YIELD|FBSB|U.S. Bancorp Investments, Inc.|200
BYLD|ISHARES OPTO YIELD|FTBR|Foliofn Investments, Inc.|6
BYLD|ISHARES OPTO YIELD|JSJX|JANE STREET CAPITAL LLC|30898
BYLD|ISHARES OPTO YIELD|LIME|Lime Brokerage LLC|1602
BYLD|ISHARES OPTO YIELD|MSCO|MORGAN STANLEY & CO. LLC|902
BYLD|ISHARES OPTO YIELD|NFSC|National Financial Services LLC|11478
BYLD|ISHARES OPTO YIELD|NITE|VIRTU Americas LLC|14858
BYLD|ISHARES OPTO YIELD|RBCM|RBC CAPITAL MARKETS, LLC|200
BYLD|ISHARES OPTO YIELD|SWST|Hilltop Securities Inc.|16
BYLD|ISHARES OPTO YIELD|UBSA|UBS SECURITIES LLC|100
BYLD|ISHARES OPTO YIELD|UBSS|UBS Securities LLC|8533
BYLD|ISHARES OPTO YIELD|WCHV|WELLS FARGO SECURITIES, LLC|2140
BYLD|ISHARES OPTO YIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6315
BYM|BLACKROCK INS MUNI|AGIS|Aegis Capital Corp.|1620
BYM|BLACKROCK INS MUNI|ALTX|Alternet Securities Inc.|646
BYM|BLACKROCK INS MUNI|APCC|Apex Clearing Corporation|2
BYM|BLACKROCK INS MUNI|BARD|Robert W. Baird & Co. Incorporated|5305
BYM|BLACKROCK INS MUNI|BBNT|BB&T SECURITIES, LLC|4900
BYM|BLACKROCK INS MUNI|BTIG|BTIG, LLC|1334
BYM|BLACKROCK INS MUNI|CHAS|Charles Schwab & Co., Inc.|2500
BYM|BLACKROCK INS MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1915
BYM|BLACKROCK INS MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
BYM|BLACKROCK INS MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1314
BYM|BLACKROCK INS MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1628
BYM|BLACKROCK INS MUNI|DBAX|Deutsche Bank Securities Inc.|6300
BYM|BLACKROCK INS MUNI|DEAN|MORGAN STANLEY|14251
BYM|BLACKROCK INS MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
BYM|BLACKROCK INS MUNI|EBXL|EBX LLC|10900
BYM|BLACKROCK INS MUNI|EDJO|Edward D. Jones & Co., L.P.|6153
BYM|BLACKROCK INS MUNI|EGXM|CBOE TRADING, INC.|296
BYM|BLACKROCK INS MUNI|ETRS|E*Trade Securities LLC|8612
BYM|BLACKROCK INS MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7802
BYM|BLACKROCK INS MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2237
BYM|BLACKROCK INS MUNI|FTBR|Foliofn Investments, Inc.|4
BYM|BLACKROCK INS MUNI|GLPX|ACS EXECUTION SERVICES, LLC|450
BYM|BLACKROCK INS MUNI|GSCO|GOLDMAN SACHS & CO. LLC|300
BYM|BLACKROCK INS MUNI|GSCS|GOLDMAN SACHS & CO. LLC|246
BYM|BLACKROCK INS MUNI|GSLT|GOLDMAN SACHS & CO. LLC|1024
BYM|BLACKROCK INS MUNI|GTSZ|GTS SECURITIES LLC|700
BYM|BLACKROCK INS MUNI|HRBF|American Enterprise Investment Services Inc.|14052
BYM|BLACKROCK INS MUNI|IATS|INTERACTIVE BROKERS LLC|2043
BYM|BLACKROCK INS MUNI|IBKR|Interactive Brokers Llc|13782
BYM|BLACKROCK INS MUNI|ICBX|INSTINET, LLC|2500
BYM|BLACKROCK INS MUNI|INCA|INSTINET, LLC|3514
BYM|BLACKROCK INS MUNI|ITGI|ITG Inc.|2054
BYM|BLACKROCK INS MUNI|ITGP|ITG INC.|4400
BYM|BLACKROCK INS MUNI|JANY|Janney Montgomery Scott Inc.|996
BYM|BLACKROCK INS MUNI|JONE|JonesTrading|13562
BYM|BLACKROCK INS MUNI|JPMX|J.P. Morgan Securities LLC|13052
BYM|BLACKROCK INS MUNI|KCGM|VIRTU Americas LLC|8383
BYM|BLACKROCK INS MUNI|LEHM|Barclays Capital Inc./Le|2400
BYM|BLACKROCK INS MUNI|LIME|Lime Brokerage LLC|100
BYM|BLACKROCK INS MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1721
BYM|BLACKROCK INS MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35000
BYM|BLACKROCK INS MUNI|MSCO|MORGAN STANLEY & CO. LLC|56430
BYM|BLACKROCK INS MUNI|MSPL|MORGAN STANLEY & CO. LLC|8300
BYM|BLACKROCK INS MUNI|MSTX|MORGAN STANLEY & CO. LLC|200
BYM|BLACKROCK INS MUNI|NATL|National Securities Corporation|5650
BYM|BLACKROCK INS MUNI|NFSC|National Financial Services LLC|34330
BYM|BLACKROCK INS MUNI|NITE|VIRTU Americas LLC|113394
BYM|BLACKROCK INS MUNI|NQRB|Brut, LLC|3245
BYM|BLACKROCK INS MUNI|OPCO|Oppenheimer & Co. Inc.|4
BYM|BLACKROCK INS MUNI|PDQM|CODA MARKETS, INC.|896
BYM|BLACKROCK INS MUNI|PWJC|UBS Financial Services, Inc.|984
BYM|BLACKROCK INS MUNI|RBCM|RBC CAPITAL MARKETS, LLC|4151
BYM|BLACKROCK INS MUNI|SBSH|Citigroup Global Markets Inc.|1000
BYM|BLACKROCK INS MUNI|SGMT|GOLDMAN SACHS & CO. LLC|4258
BYM|BLACKROCK INS MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|14446
BYM|BLACKROCK INS MUNI|SWIM|TD Ameritrade, Inc.|1300
BYM|BLACKROCK INS MUNI|SWST|Hilltop Securities Inc.|877
BYM|BLACKROCK INS MUNI|TRBT|Tradebot Systems, Inc.|1701
BYM|BLACKROCK INS MUNI|UBSA|UBS SECURITIES LLC|24882
BYM|BLACKROCK INS MUNI|UBSS|UBS Securities LLC|40832
BYM|BLACKROCK INS MUNI|VGRD|Vanguard Marketing Corporation|9650
BYM|BLACKROCK INS MUNI|WCHV|WELLS FARGO SECURITIES, LLC|33786
BYM|BLACKROCK INS MUNI|WEDB|WEDBUSH SECURITIES INC.|116
BYM|BLACKROCK INS MUNI|WEED|Weeden & Co.L.P.|26139
BYM|BLACKROCK INS MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4564
BYM|BLACKROCK INS MUNI|WFPB|Wells Fargo Securities, LLC.|900
BYM|BLACKROCK INS MUNI|WSEA|WOLVERINE SECURITIES, LLC|1693
BYM|BLACKROCK INS MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|100
BYM|BLACKROCK INS MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5470
BYSI|BEYONDSPRING ORD SH|BATM|CBOE TRADING, INC.|152
BYSI|BEYONDSPRING ORD SH|BYXM|CBOE TRADING, INC.|100
BYSI|BEYONDSPRING ORD SH|CANT|Cantor Fitzgerald & Co.|430
BYSI|BEYONDSPRING ORD SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3517
BYSI|BEYONDSPRING ORD SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4506
BYSI|BEYONDSPRING ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1700
BYSI|BEYONDSPRING ORD SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
BYSI|BEYONDSPRING ORD SH|DBAB|Deutsche Bank Securities Inc.|1220
BYSI|BEYONDSPRING ORD SH|DBAX|Deutsche Bank Securities Inc.|300
BYSI|BEYONDSPRING ORD SH|EBXL|EBX LLC|1200
BYSI|BEYONDSPRING ORD SH|EGXM|CBOE TRADING, INC.|29
BYSI|BEYONDSPRING ORD SH|ETRS|E*Trade Securities LLC|1300
BYSI|BEYONDSPRING ORD SH|FBCO|Credit Suisse Securities (USA) LLC|28679
BYSI|BEYONDSPRING ORD SH|FILL|Tradestation Securities, Inc.|1450
BYSI|BEYONDSPRING ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|3261
BYSI|BEYONDSPRING ORD SH|GEBB|GLOBAL EXECUTION BROKERS, LP|271
BYSI|BEYONDSPRING ORD SH|GLPX|ACS EXECUTION SERVICES, LLC|1152
BYSI|BEYONDSPRING ORD SH|GTSZ|GTS SECURITIES LLC|1290
BYSI|BEYONDSPRING ORD SH|IATS|INTERACTIVE BROKERS LLC|1427
BYSI|BEYONDSPRING ORD SH|IBKR|Interactive Brokers Llc|19022
BYSI|BEYONDSPRING ORD SH|ICBX|INSTINET, LLC|200
BYSI|BEYONDSPRING ORD SH|INCA|INSTINET, LLC|6398
BYSI|BEYONDSPRING ORD SH|ITGI|ITG Inc.|65
BYSI|BEYONDSPRING ORD SH|LEHM|Barclays Capital Inc./Le|2360
BYSI|BEYONDSPRING ORD SH|LIME|Lime Brokerage LLC|4996
BYSI|BEYONDSPRING ORD SH|LSCI|Lek Securities Corporation|372
BYSI|BEYONDSPRING ORD SH|MOTF|MOTIF INVESTING, INC.|2
BYSI|BEYONDSPRING ORD SH|MSCO|MORGAN STANLEY & CO. LLC|9042
BYSI|BEYONDSPRING ORD SH|MSPL|MORGAN STANLEY & CO. LLC|500
BYSI|BEYONDSPRING ORD SH|NFSC|National Financial Services LLC|3586
BYSI|BEYONDSPRING ORD SH|NITE|VIRTU Americas LLC|20161
BYSI|BEYONDSPRING ORD SH|NQRB|Brut, LLC|400
BYSI|BEYONDSPRING ORD SH|PDQM|CODA MARKETS, INC.|1446
BYSI|BEYONDSPRING ORD SH|SAGL|SAGETRADER, LLC|100
BYSI|BEYONDSPRING ORD SH|SBSH|Citigroup Global Markets Inc.|17678
BYSI|BEYONDSPRING ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|100
BYSI|BEYONDSPRING ORD SH|SPDR|SPEEDROUTE LLC|1286
BYSI|BEYONDSPRING ORD SH|STFL|Stifel, Nicolaus & Company, Incorporated|730
BYSI|BEYONDSPRING ORD SH|SWIM|TD Ameritrade, Inc.|3029
BYSI|BEYONDSPRING ORD SH|TKNG|ALLY INVEST SECURITIES LLC|1260
BYSI|BEYONDSPRING ORD SH|TRCM|TRC MARKETS LLC|198
BYSI|BEYONDSPRING ORD SH|UBSA|UBS SECURITIES LLC|2325
BYSI|BEYONDSPRING ORD SH|UBSS|UBS Securities LLC|7086
BYSI|BEYONDSPRING ORD SH|VGRD|Vanguard Marketing Corporation|100
BYSI|BEYONDSPRING ORD SH|WCHV|WELLS FARGO SECURITIES, LLC|3200
BYSI|BEYONDSPRING ORD SH|WSEA|WOLVERINE SECURITIES, LLC|208
BZF|WISDOMTREE BRAZILIAN|APCC|Apex Clearing Corporation|4
BZF|WISDOMTREE BRAZILIAN|BATM|CBOE TRADING, INC.|329
BZF|WISDOMTREE BRAZILIAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22
BZF|WISDOMTREE BRAZILIAN|CHAS|Charles Schwab & Co., Inc.|2
BZF|WISDOMTREE BRAZILIAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|110
BZF|WISDOMTREE BRAZILIAN|DBAX|Deutsche Bank Securities Inc.|300
BZF|WISDOMTREE BRAZILIAN|DEAN|MORGAN STANLEY|8500
BZF|WISDOMTREE BRAZILIAN|DEGS|RONIN PROFESSIONAL LLC|100
BZF|WISDOMTREE BRAZILIAN|ETRS|E*Trade Securities LLC|2200
BZF|WISDOMTREE BRAZILIAN|FLTU|FLOW TRADERS US LLC|1800
BZF|WISDOMTREE BRAZILIAN|FTBR|Foliofn Investments, Inc.|1328
BZF|WISDOMTREE BRAZILIAN|IBKR|Interactive Brokers Llc|1380
BZF|WISDOMTREE BRAZILIAN|ICBX|INSTINET, LLC|100
BZF|WISDOMTREE BRAZILIAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|27557
BZF|WISDOMTREE BRAZILIAN|JSJX|JANE STREET CAPITAL LLC|6439
BZF|WISDOMTREE BRAZILIAN|KCGM|VIRTU Americas LLC|500
BZF|WISDOMTREE BRAZILIAN|LEHM|Barclays Capital Inc./Le|800
BZF|WISDOMTREE BRAZILIAN|LIME|Lime Brokerage LLC|2
BZF|WISDOMTREE BRAZILIAN|MCMF|Raymond James Ltd. Cds|290
BZF|WISDOMTREE BRAZILIAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
BZF|WISDOMTREE BRAZILIAN|MSCO|MORGAN STANLEY & CO. LLC|6066
BZF|WISDOMTREE BRAZILIAN|MSPL|MORGAN STANLEY & CO. LLC|8500
BZF|WISDOMTREE BRAZILIAN|NFSC|National Financial Services LLC|31732
BZF|WISDOMTREE BRAZILIAN|NITE|VIRTU Americas LLC|4458
BZF|WISDOMTREE BRAZILIAN|UBSA|UBS SECURITIES LLC|1625
BZF|WISDOMTREE BRAZILIAN|UBSS|UBS Securities LLC|3200
BZF|WISDOMTREE BRAZILIAN|WCHV|WELLS FARGO SECURITIES, LLC|1
BZF|WISDOMTREE BRAZILIAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58
BZF|WISDOMTREE BRAZILIAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2223
BZF|WISDOMTREE BRAZILIAN|WSEA|WOLVERINE SECURITIES, LLC|710
BZH|BEAZER HOMES USA INC|ALTX|Alternet Securities Inc.|2120
BZH|BEAZER HOMES USA INC|APCC|Apex Clearing Corporation|556
BZH|BEAZER HOMES USA INC|BARD|Robert W. Baird & Co. Incorporated|4
BZH|BEAZER HOMES USA INC|BATM|CBOE TRADING, INC.|2208
BZH|BEAZER HOMES USA INC|BAYT|BTIG, LLC|5100
BZH|BEAZER HOMES USA INC|BBNT|BB&T SECURITIES, LLC|650
BZH|BEAZER HOMES USA INC|BERN|Sanford C. Bernstein & Co., LLC|3663
BZH|BEAZER HOMES USA INC|BIAD|SAGETRADER, LLC|354
BZH|BEAZER HOMES USA INC|BIMI|Banca IMI Securities Corp.|750
BZH|BEAZER HOMES USA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1640
BZH|BEAZER HOMES USA INC|BLKX|INSTINET, LLC|5000
BZH|BEAZER HOMES USA INC|BNPX|BNP PARIBAS SECURITIES CORP.|4248
BZH|BEAZER HOMES USA INC|BTIG|BTIG, LLC|400
BZH|BEAZER HOMES USA INC|BYXM|CBOE TRADING, INC.|2842
BZH|BEAZER HOMES USA INC|BZYD|GOLDMAN SACHS & CO. LLC|750
BZH|BEAZER HOMES USA INC|CANT|Cantor Fitzgerald & Co.|26498
BZH|BEAZER HOMES USA INC|CHAS|Charles Schwab & Co., Inc.|4900
BZH|BEAZER HOMES USA INC|CICF|Canaccord Genuity Corp.|10662
BZH|BEAZER HOMES USA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55296
BZH|BEAZER HOMES USA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|148829
BZH|BEAZER HOMES USA INC|CTDL|Citadel Derivatives Group Llc|1206
BZH|BEAZER HOMES USA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25256
BZH|BEAZER HOMES USA INC|DAVA|Davenport & Company LLC|500
BZH|BEAZER HOMES USA INC|DBAB|Deutsche Bank Securities Inc.|24612
BZH|BEAZER HOMES USA INC|DBAX|Deutsche Bank Securities Inc.|132900
BZH|BEAZER HOMES USA INC|DBUL|Deutsche Bank Securities Inc.|553
BZH|BEAZER HOMES USA INC|DEAN|MORGAN STANLEY|2088
BZH|BEAZER HOMES USA INC|DEGS|RONIN PROFESSIONAL LLC|350
BZH|BEAZER HOMES USA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2051
BZH|BEAZER HOMES USA INC|EBXL|EBX LLC|58300
BZH|BEAZER HOMES USA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4185
BZH|BEAZER HOMES USA INC|EGAM|CBOE TRADING, INC.|11624
BZH|BEAZER HOMES USA INC|EGMT|EG MARKET TECHNOLOGIES LLC|210
BZH|BEAZER HOMES USA INC|EGXM|CBOE TRADING, INC.|2495
BZH|BEAZER HOMES USA INC|ETBE|Electronic Transaction Clearing, Inc.|1900
BZH|BEAZER HOMES USA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2931
BZH|BEAZER HOMES USA INC|ETRS|E*Trade Securities LLC|71666
BZH|BEAZER HOMES USA INC|FBRC|B. RILEY FBR, INC.|17553
BZH|BEAZER HOMES USA INC|FILL|Tradestation Securities, Inc.|648
BZH|BEAZER HOMES USA INC|FINX|FINTECH SECURITIES|300
BZH|BEAZER HOMES USA INC|FMAF|NBCN Inc./ CDS|1000
BZH|BEAZER HOMES USA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|244
BZH|BEAZER HOMES USA INC|FQLS|Quantlab Securities LP|86214
BZH|BEAZER HOMES USA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67887
BZH|BEAZER HOMES USA INC|FTBR|Foliofn Investments, Inc.|2665
BZH|BEAZER HOMES USA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3510
BZH|BEAZER HOMES USA INC|GLIS|TD Securities Inc|300
BZH|BEAZER HOMES USA INC|GLPX|ACS EXECUTION SERVICES, LLC|6207
BZH|BEAZER HOMES USA INC|GSCO|GOLDMAN SACHS & CO. LLC|131675
BZH|BEAZER HOMES USA INC|GSCS|GOLDMAN SACHS & CO. LLC|2200
BZH|BEAZER HOMES USA INC|GSLT|GOLDMAN SACHS & CO. LLC|2344
BZH|BEAZER HOMES USA INC|GTSZ|GTS SECURITIES LLC|12164
BZH|BEAZER HOMES USA INC|HAPX|HAP Trading, LLC|258
BZH|BEAZER HOMES USA INC|HRBF|American Enterprise Investment Services Inc.|2525
BZH|BEAZER HOMES USA INC|IATS|INTERACTIVE BROKERS LLC|6303
BZH|BEAZER HOMES USA INC|IBKR|Interactive Brokers Llc|5572
BZH|BEAZER HOMES USA INC|ICBX|INSTINET, LLC|27300
BZH|BEAZER HOMES USA INC|IEQY|CITADEL SECURITIES LLC|23489
BZH|BEAZER HOMES USA INC|INCA|INSTINET, LLC|61962
BZH|BEAZER HOMES USA INC|ITGI|ITG Inc.|30794
BZH|BEAZER HOMES USA INC|ITGP|ITG INC.|35600
BZH|BEAZER HOMES USA INC|JEFF|JEFFERIES LLC|65195
BZH|BEAZER HOMES USA INC|JMPT|JUMP TRADING, LLC|10972
BZH|BEAZER HOMES USA INC|JPBX|J.P. MORGAN SECURITIES LLC|9516
BZH|BEAZER HOMES USA INC|JPMX|J.P. Morgan Securities LLC|53519
BZH|BEAZER HOMES USA INC|JSJX|JANE STREET CAPITAL LLC|3108
BZH|BEAZER HOMES USA INC|KCGM|VIRTU Americas LLC|18919
BZH|BEAZER HOMES USA INC|LEHM|Barclays Capital Inc./Le|249607
BZH|BEAZER HOMES USA INC|LIME|Lime Brokerage LLC|7548
BZH|BEAZER HOMES USA INC|LOOP|Loop Capital Markets LLC|11633
BZH|BEAZER HOMES USA INC|LQNA|LIQUIDNET, INC.|50200
BZH|BEAZER HOMES USA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48486
BZH|BEAZER HOMES USA INC|MOTF|MOTIF INVESTING, INC.|1
BZH|BEAZER HOMES USA INC|MSCO|MORGAN STANLEY & CO. LLC|338465
BZH|BEAZER HOMES USA INC|MSPL|MORGAN STANLEY & CO. LLC|210500
BZH|BEAZER HOMES USA INC|MSTX|MORGAN STANLEY & CO. LLC|61100
BZH|BEAZER HOMES USA INC|NFSC|National Financial Services LLC|121454
BZH|BEAZER HOMES USA INC|NITE|VIRTU Americas LLC|247125
BZH|BEAZER HOMES USA INC|NQRB|Brut, LLC|12234
BZH|BEAZER HOMES USA INC|NTBF|BMO Nesbitt Burns Inc./CDS|17200
BZH|BEAZER HOMES USA INC|OHOS|TWO SIGMA SECURITIES, LLC|17809
BZH|BEAZER HOMES USA INC|OPCO|Oppenheimer & Co. Inc.|12437
BZH|BEAZER HOMES USA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
BZH|BEAZER HOMES USA INC|PDQM|CODA MARKETS, INC.|64840
BZH|BEAZER HOMES USA INC|PHLY|NASDAQ Execution Services, LLC|800
BZH|BEAZER HOMES USA INC|PWJC|UBS Financial Services, Inc.|1100
BZH|BEAZER HOMES USA INC|RBCM|RBC CAPITAL MARKETS, LLC|74
BZH|BEAZER HOMES USA INC|SAGL|SAGETRADER, LLC|408
BZH|BEAZER HOMES USA INC|SAGW|SAGETRADER, LLC|300
BZH|BEAZER HOMES USA INC|SBSH|Citigroup Global Markets Inc.|44654
BZH|BEAZER HOMES USA INC|SGMT|GOLDMAN SACHS & CO. LLC|35469
BZH|BEAZER HOMES USA INC|SIDC|Sidoti & Company, LLC|600
BZH|BEAZER HOMES USA INC|SPDR|SPEEDROUTE LLC|2600
BZH|BEAZER HOMES USA INC|STFL|Stifel, Nicolaus & Company, Incorporated|6110
BZH|BEAZER HOMES USA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3000
BZH|BEAZER HOMES USA INC|SWIM|TD Ameritrade, Inc.|41234
BZH|BEAZER HOMES USA INC|SWST|Hilltop Securities Inc.|400
BZH|BEAZER HOMES USA INC|TKNG|ALLY INVEST SECURITIES LLC|9924
BZH|BEAZER HOMES USA INC|TRBT|Tradebot Systems, Inc.|54099
BZH|BEAZER HOMES USA INC|TRCM|TRC MARKETS LLC|22223
BZH|BEAZER HOMES USA INC|TWTT|TASTYWORKS, INC.|100
BZH|BEAZER HOMES USA INC|UBSA|UBS SECURITIES LLC|189613
BZH|BEAZER HOMES USA INC|UBSS|UBS Securities LLC|262973
BZH|BEAZER HOMES USA INC|VALX|VIRTU AMERICAS LLC|3796
BZH|BEAZER HOMES USA INC|VGRD|Vanguard Marketing Corporation|6898
BZH|BEAZER HOMES USA INC|WCHV|WELLS FARGO SECURITIES, LLC|9528
BZH|BEAZER HOMES USA INC|WEDB|WEDBUSH SECURITIES INC.|4200
BZH|BEAZER HOMES USA INC|WEED|Weeden & Co.L.P.|12156
BZH|BEAZER HOMES USA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5805
BZH|BEAZER HOMES USA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7274
BZH|BEAZER HOMES USA INC|WGIF|CIBC World Markets Inc.|1000
BZH|BEAZER HOMES USA INC|WSEA|WOLVERINE SECURITIES, LLC|4396
BZH|BEAZER HOMES USA INC|XIST|INSTINET, LLC|26000
BZH|BEAZER HOMES USA INC|XPQR|Jump Trading|500
BZH|BEAZER HOMES USA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26000
BZH|BEAZER HOMES USA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|271
BZH|BEAZER HOMES USA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|826
BZM|BLACKROCK MD MUNI BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
BZM|BLACKROCK MD MUNI BD|DEAN|MORGAN STANLEY|100
BZM|BLACKROCK MD MUNI BD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
BZM|BLACKROCK MD MUNI BD|EBXL|EBX LLC|100
BZM|BLACKROCK MD MUNI BD|EGAM|CBOE TRADING, INC.|152
BZM|BLACKROCK MD MUNI BD|ETRS|E*Trade Securities LLC|111
BZM|BLACKROCK MD MUNI BD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|259
BZM|BLACKROCK MD MUNI BD|HRBF|American Enterprise Investment Services Inc.|1358
BZM|BLACKROCK MD MUNI BD|IATS|INTERACTIVE BROKERS LLC|3
BZM|BLACKROCK MD MUNI BD|IBKR|Interactive Brokers Llc|1463
BZM|BLACKROCK MD MUNI BD|ICBX|INSTINET, LLC|200
BZM|BLACKROCK MD MUNI BD|INCA|INSTINET, LLC|480
BZM|BLACKROCK MD MUNI BD|JANY|Janney Montgomery Scott Inc.|1
BZM|BLACKROCK MD MUNI BD|LIME|Lime Brokerage LLC|331
BZM|BLACKROCK MD MUNI BD|MSCO|MORGAN STANLEY & CO. LLC|6497
BZM|BLACKROCK MD MUNI BD|MSPL|MORGAN STANLEY & CO. LLC|100
BZM|BLACKROCK MD MUNI BD|NFSC|National Financial Services LLC|5299
BZM|BLACKROCK MD MUNI BD|NITE|VIRTU Americas LLC|17835
BZM|BLACKROCK MD MUNI BD|PWJC|UBS Financial Services, Inc.|100
BZM|BLACKROCK MD MUNI BD|RBCM|RBC CAPITAL MARKETS, LLC|2358
BZM|BLACKROCK MD MUNI BD|STFL|Stifel, Nicolaus & Company, Incorporated|1150
BZM|BLACKROCK MD MUNI BD|UBSA|UBS SECURITIES LLC|581
BZM|BLACKROCK MD MUNI BD|UBSS|UBS Securities LLC|7736
BZM|BLACKROCK MD MUNI BD|WCHV|WELLS FARGO SECURITIES, LLC|3713
BZM|BLACKROCK MD MUNI BD|WSEA|WOLVERINE SECURITIES, LLC|1
BZM|BLACKROCK MD MUNI BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
BZQ|PROSHARES|ALTX|Alternet Securities Inc.|100
BZQ|PROSHARES|APCC|Apex Clearing Corporation|1829
BZQ|PROSHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4296
BZQ|PROSHARES|CHAS|Charles Schwab & Co., Inc.|2325
BZQ|PROSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6984
BZQ|PROSHARES|CTLR|CUTLER GROUP, LP|100
BZQ|PROSHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
BZQ|PROSHARES|DBAB|Deutsche Bank Securities Inc.|1
BZQ|PROSHARES|DBAX|Deutsche Bank Securities Inc.|2100
BZQ|PROSHARES|EBXL|EBX LLC|1800
BZQ|PROSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|992
BZQ|PROSHARES|EGXM|CBOE TRADING, INC.|100
BZQ|PROSHARES|ETBE|Electronic Transaction Clearing, Inc.|1694
BZQ|PROSHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
BZQ|PROSHARES|ETRS|E*Trade Securities LLC|26774
BZQ|PROSHARES|FILL|Tradestation Securities, Inc.|17215
BZQ|PROSHARES|FLTU|FLOW TRADERS US LLC|1181
BZQ|PROSHARES|FMAF|NBCN Inc./ CDS|270
BZQ|PROSHARES|FNXS|FENIX SECURITIES, LLC|700
BZQ|PROSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
BZQ|PROSHARES|FTBR|Foliofn Investments, Inc.|20
BZQ|PROSHARES|GLIS|TD Securities Inc|540
BZQ|PROSHARES|GSCO|GOLDMAN SACHS & CO. LLC|1794
BZQ|PROSHARES|GSLT|GOLDMAN SACHS & CO. LLC|1300
BZQ|PROSHARES|GTSZ|GTS SECURITIES LLC|1100
BZQ|PROSHARES|HSBC|HSBC Securities, Inc.|400
BZQ|PROSHARES|IATS|INTERACTIVE BROKERS LLC|3177
BZQ|PROSHARES|IBKR|Interactive Brokers Llc|12507
BZQ|PROSHARES|ICBX|INSTINET, LLC|4900
BZQ|PROSHARES|INCA|INSTINET, LLC|1946
BZQ|PROSHARES|ITGI|ITG Inc.|119
BZQ|PROSHARES|ITGP|ITG INC.|200
BZQ|PROSHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|6583
BZQ|PROSHARES|JSJX|JANE STREET CAPITAL LLC|72246
BZQ|PROSHARES|KCGM|VIRTU Americas LLC|4035
BZQ|PROSHARES|LEHM|Barclays Capital Inc./Le|9960
BZQ|PROSHARES|LIME|Lime Brokerage LLC|23399
BZQ|PROSHARES|LSCI|Lek Securities Corporation|100
BZQ|PROSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
BZQ|PROSHARES|MOTF|MOTIF INVESTING, INC.|15
BZQ|PROSHARES|MSCO|MORGAN STANLEY & CO. LLC|13018
BZQ|PROSHARES|MSPL|MORGAN STANLEY & CO. LLC|100
BZQ|PROSHARES|NFSC|National Financial Services LLC|88602
BZQ|PROSHARES|NITE|VIRTU Americas LLC|153308
BZQ|PROSHARES|NTBF|BMO Nesbitt Burns Inc./CDS|275
BZQ|PROSHARES|OPCO|Oppenheimer & Co. Inc.|58
BZQ|PROSHARES|PCPT|PHILLIP CAPITAL INC.|470
BZQ|PROSHARES|PWJC|UBS Financial Services, Inc.|20
BZQ|PROSHARES|RBCM|RBC CAPITAL MARKETS, LLC|77
BZQ|PROSHARES|RHOX|XR Securities LLC|18292
BZQ|PROSHARES|SBSH|Citigroup Global Markets Inc.|8524
BZQ|PROSHARES|SGMT|GOLDMAN SACHS & CO. LLC|1300
BZQ|PROSHARES|SWIM|TD Ameritrade, Inc.|84451
BZQ|PROSHARES|TKNG|ALLY INVEST SECURITIES LLC|238
BZQ|PROSHARES|TRCM|TRC MARKETS LLC|17206
BZQ|PROSHARES|TWTT|TASTYWORKS, INC.|20
BZQ|PROSHARES|UBSA|UBS SECURITIES LLC|21680
BZQ|PROSHARES|UBSS|UBS Securities LLC|46889
BZQ|PROSHARES|VALX|VIRTU AMERICAS LLC|1000
BZQ|PROSHARES|VGRD|Vanguard Marketing Corporation|31383
BZQ|PROSHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2288
BZQ|PROSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8674
BZQ|PROSHARES|WGIF|CIBC World Markets Inc.|30
BZQ|PROSHARES|WSEA|WOLVERINE SECURITIES, LLC|1390
BZQ|PROSHARES|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|150
BZUN|BAOZUN INC. ADS|ACLN|ALEXANDER CAPITAL, L.P.|920
BZUN|BAOZUN INC. ADS|AGIS|Aegis Capital Corp.|480
BZUN|BAOZUN INC. ADS|ALTX|Alternet Securities Inc.|19597
BZUN|BAOZUN INC. ADS|APCC|Apex Clearing Corporation|15821
BZUN|BAOZUN INC. ADS|AVON|Avondale Partners, LLC|80
BZUN|BAOZUN INC. ADS|BANK|Primevest Financial Services, Inc.|360
BZUN|BAOZUN INC. ADS|BARD|Robert W. Baird & Co. Incorporated|1716
BZUN|BAOZUN INC. ADS|BATM|CBOE TRADING, INC.|14984
BZUN|BAOZUN INC. ADS|BAYT|BTIG, LLC|47263
BZUN|BAOZUN INC. ADS|BBNT|BB&T SECURITIES, LLC|2000
BZUN|BAOZUN INC. ADS|BERN|Sanford C. Bernstein & Co., LLC|245342
BZUN|BAOZUN INC. ADS|BGCE|BGC Financial Inc.|380
BZUN|BAOZUN INC. ADS|BIAD|SAGETRADER, LLC|108
BZUN|BAOZUN INC. ADS|BIMI|Banca IMI Securities Corp.|3626
BZUN|BAOZUN INC. ADS|BKCM|BNY Mellon Capital Markets LLC|151
BZUN|BAOZUN INC. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70390
BZUN|BAOZUN INC. ADS|BLKX|INSTINET, LLC|10000
BZUN|BAOZUN INC. ADS|BMOC|BMO Capital Markets Corp.|20
BZUN|BAOZUN INC. ADS|BNPX|BNP PARIBAS SECURITIES CORP.|21445
BZUN|BAOZUN INC. ADS|BRGE|Newbridge Securities Corp.|600
BZUN|BAOZUN INC. ADS|BTIG|BTIG, LLC|55772
BZUN|BAOZUN INC. ADS|BYXM|CBOE TRADING, INC.|3132
BZUN|BAOZUN INC. ADS|BZYD|GOLDMAN SACHS & CO. LLC|864
BZUN|BAOZUN INC. ADS|CANT|Cantor Fitzgerald & Co.|1574
BZUN|BAOZUN INC. ADS|CHAS|Charles Schwab & Co., Inc.|28331
BZUN|BAOZUN INC. ADS|CICF|Canaccord Genuity Corp.|6400
BZUN|BAOZUN INC. ADS|CIST|Capital Institutional Services, Inc.|435
BZUN|BAOZUN INC. ADS|CLSA|CLSA AMERICAS, LLC|383
BZUN|BAOZUN INC. ADS|CNFR|Cowen Prime Services LLC|1900
BZUN|BAOZUN INC. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|164434
BZUN|BAOZUN INC. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7503
BZUN|BAOZUN INC. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|66242
BZUN|BAOZUN INC. ADS|CRFN|ROBINHOOD FINANCIAL, LLC|50
BZUN|BAOZUN INC. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|675412
BZUN|BAOZUN INC. ADS|CTDL|Citadel Derivatives Group Llc|38435
BZUN|BAOZUN INC. ADS|CTLR|CUTLER GROUP, LP|5205
BZUN|BAOZUN INC. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|93950
BZUN|BAOZUN INC. ADS|DADA|D.A. Davidson & Co.|211
BZUN|BAOZUN INC. ADS|DAWA|Daiwa Capital Markets America Inc.|300
BZUN|BAOZUN INC. ADS|DBAB|Deutsche Bank Securities Inc.|762840
BZUN|BAOZUN INC. ADS|DBAX|Deutsche Bank Securities Inc.|481000
BZUN|BAOZUN INC. ADS|DBUL|Deutsche Bank Securities Inc.|10908
BZUN|BAOZUN INC. ADS|DCHF|Dart Executions, LLC|172248
BZUN|BAOZUN INC. ADS|DEAN|MORGAN STANLEY|29766
BZUN|BAOZUN INC. ADS|DEGS|RONIN PROFESSIONAL LLC|75947
BZUN|BAOZUN INC. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
BZUN|BAOZUN INC. ADS|EBXL|EBX LLC|241900
BZUN|BAOZUN INC. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5474
BZUN|BAOZUN INC. ADS|EDJC|Edward Jones / CDS|305
BZUN|BAOZUN INC. ADS|EDJO|Edward D. Jones & Co., L.P.|7789
BZUN|BAOZUN INC. ADS|EGAM|CBOE TRADING, INC.|29686
BZUN|BAOZUN INC. ADS|EGAW|CBOE TRADING, INC.|400
BZUN|BAOZUN INC. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|805
BZUN|BAOZUN INC. ADS|EGXM|CBOE TRADING, INC.|23519
BZUN|BAOZUN INC. ADS|EGXW|CBOE TRADING, INC.|366
BZUN|BAOZUN INC. ADS|ETBE|Electronic Transaction Clearing, Inc.|104148
BZUN|BAOZUN INC. ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|25150
BZUN|BAOZUN INC. ADS|ETCB|ETC BROKERAGE SERVICES, LLC|1013
BZUN|BAOZUN INC. ADS|ETCC|Electronic Transaction Clearing, Inc.|400
BZUN|BAOZUN INC. ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15900
BZUN|BAOZUN INC. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|168255
BZUN|BAOZUN INC. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2538
BZUN|BAOZUN INC. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8331
BZUN|BAOZUN INC. ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
BZUN|BAOZUN INC. ADS|ETRS|E*Trade Securities LLC|2240202
BZUN|BAOZUN INC. ADS|FBCO|Credit Suisse Securities (USA) LLC|1126596
BZUN|BAOZUN INC. ADS|FBSB|U.S. Bancorp Investments, Inc.|171
BZUN|BAOZUN INC. ADS|FFSI|Firstrade Securities Inc.|200
BZUN|BAOZUN INC. ADS|FILL|Tradestation Securities, Inc.|139431
BZUN|BAOZUN INC. ADS|FINX|FINTECH SECURITIES|63
BZUN|BAOZUN INC. ADS|FMAF|NBCN Inc./ CDS|44392
BZUN|BAOZUN INC. ADS|FOMA|TD AMERITRADE CLEARING, INC.|3436151
BZUN|BAOZUN INC. ADS|FQLS|Quantlab Securities LP|709268
BZUN|BAOZUN INC. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|187276
BZUN|BAOZUN INC. ADS|FTBR|Foliofn Investments, Inc.|9895
BZUN|BAOZUN INC. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|75151
BZUN|BAOZUN INC. ADS|GLIS|TD Securities Inc|7199
BZUN|BAOZUN INC. ADS|GLPX|ACS EXECUTION SERVICES, LLC|239004
BZUN|BAOZUN INC. ADS|GSCO|GOLDMAN SACHS & CO. LLC|1116399
BZUN|BAOZUN INC. ADS|GSCS|GOLDMAN SACHS & CO. LLC|97159
BZUN|BAOZUN INC. ADS|GSLT|GOLDMAN SACHS & CO. LLC|54972
BZUN|BAOZUN INC. ADS|GTSZ|GTS SECURITIES LLC|402143
BZUN|BAOZUN INC. ADS|HAPX|HAP Trading, LLC|1000
BZUN|BAOZUN INC. ADS|HRBF|American Enterprise Investment Services Inc.|18470
BZUN|BAOZUN INC. ADS|HSBC|HSBC Securities, Inc.|9921
BZUN|BAOZUN INC. ADS|IATS|INTERACTIVE BROKERS LLC|517806
BZUN|BAOZUN INC. ADS|IBKR|Interactive Brokers Llc|2514148
BZUN|BAOZUN INC. ADS|IBSJ|Integrity Brokerage Services, Inc.|4200
BZUN|BAOZUN INC. ADS|ICBX|INSTINET, LLC|97647
BZUN|BAOZUN INC. ADS|INCA|INSTINET, LLC|1074409
BZUN|BAOZUN INC. ADS|INJX|INSTINET, LLC|15002
BZUN|BAOZUN INC. ADS|ITGI|ITG Inc.|67789
BZUN|BAOZUN INC. ADS|ITGP|ITG INC.|131200
BZUN|BAOZUN INC. ADS|JANY|Janney Montgomery Scott Inc.|2245
BZUN|BAOZUN INC. ADS|JEFF|JEFFERIES LLC|55674
BZUN|BAOZUN INC. ADS|JMPT|JUMP TRADING, LLC|176627
BZUN|BAOZUN INC. ADS|JONE|JonesTrading|261
BZUN|BAOZUN INC. ADS|JPBX|J.P. MORGAN SECURITIES LLC|134204
BZUN|BAOZUN INC. ADS|JPMX|J.P. Morgan Securities LLC|339169
BZUN|BAOZUN INC. ADS|JSCL|JOSEPH STONE CAPITAL L.L.C.|2125
BZUN|BAOZUN INC. ADS|JSJX|JANE STREET CAPITAL LLC|867
BZUN|BAOZUN INC. ADS|KCGM|VIRTU Americas LLC|100929
BZUN|BAOZUN INC. ADS|LEER|LEERINK PARTNERS LLC|870
BZUN|BAOZUN INC. ADS|LEHM|Barclays Capital Inc./Le|1131312
BZUN|BAOZUN INC. ADS|LIME|Lime Brokerage LLC|340343
BZUN|BAOZUN INC. ADS|LMGP|LIME BROKERAGE LLC|2800
BZUN|BAOZUN INC. ADS|LSCI|Lek Securities Corporation|2098
BZUN|BAOZUN INC. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|618
BZUN|BAOZUN INC. ADS|MACQ|Macquarie Capital (USA) Inc.|100
BZUN|BAOZUN INC. ADS|MAXM|Maxim Group LLC|4050
BZUN|BAOZUN INC. ADS|MBTS|ALLY INVEST SECURITIES LLC|36069
BZUN|BAOZUN INC. ADS|MCMF|Raymond James Ltd. Cds|4825
BZUN|BAOZUN INC. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|267114
BZUN|BAOZUN INC. ADS|MOTF|MOTIF INVESTING, INC.|304
BZUN|BAOZUN INC. ADS|MPSG|E D & F Man Capital Markets Inc.|57334
BZUN|BAOZUN INC. ADS|MSCO|MORGAN STANLEY & CO. LLC|3874560
BZUN|BAOZUN INC. ADS|MSPL|MORGAN STANLEY & CO. LLC|382700
BZUN|BAOZUN INC. ADS|MSTX|MORGAN STANLEY & CO. LLC|82800
BZUN|BAOZUN INC. ADS|NATL|National Securities Corporation|7860
BZUN|BAOZUN INC. ADS|NBCS|NBC Securities, INC.|1800
BZUN|BAOZUN INC. ADS|NFSC|National Financial Services LLC|2823234
BZUN|BAOZUN INC. ADS|NITE|VIRTU Americas LLC|4683909
BZUN|BAOZUN INC. ADS|NITP|VIRTU Americas LLC|2806
BZUN|BAOZUN INC. ADS|NQRB|Brut, LLC|38647
BZUN|BAOZUN INC. ADS|OPCO|Oppenheimer & Co. Inc.|7452
BZUN|BAOZUN INC. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7088
BZUN|BAOZUN INC. ADS|PCPT|PHILLIP CAPITAL INC.|8121
BZUN|BAOZUN INC. ADS|PDQM|CODA MARKETS, INC.|241943
BZUN|BAOZUN INC. ADS|PHLY|NASDAQ Execution Services, LLC|15240
BZUN|BAOZUN INC. ADS|PICT|Pictet Overseas Inc.|550
BZUN|BAOZUN INC. ADS|PNSR|Penserra Securities, LLC|13717
BZUN|BAOZUN INC. ADS|POIN|PRECISION SECURITIES, LLC (POIN)|6900
BZUN|BAOZUN INC. ADS|PWJC|UBS Financial Services, Inc.|124075
BZUN|BAOZUN INC. ADS|RAJA|Raymond James & Associates, Inc.|37075
BZUN|BAOZUN INC. ADS|RBCM|RBC CAPITAL MARKETS, LLC|42369
BZUN|BAOZUN INC. ADS|RGLD|Regal Securities, Inc|6276
BZUN|BAOZUN INC. ADS|RHCO|Suntrust Robinson Humphrey, Inc.|45658
BZUN|BAOZUN INC. ADS|SAGL|SAGETRADER, LLC|44715
BZUN|BAOZUN INC. ADS|SALI|INTL FCSTONE FINANCIAL INC.|2300
BZUN|BAOZUN INC. ADS|SBSH|Citigroup Global Markets Inc.|713646
BZUN|BAOZUN INC. ADS|SGMT|GOLDMAN SACHS & CO. LLC|237205
BZUN|BAOZUN INC. ADS|SOGO|Wang Investment Associates, Inc.|520
BZUN|BAOZUN INC. ADS|SPDR|SPEEDROUTE LLC|94476
BZUN|BAOZUN INC. ADS|SPHN|Stephens Inc.|824
BZUN|BAOZUN INC. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|14523
BZUN|BAOZUN INC. ADS|STKP|STOCKPILE INVESTMENTS, INC.|638
BZUN|BAOZUN INC. ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|119
BZUN|BAOZUN INC. ADS|SWIM|TD Ameritrade, Inc.|1470267
BZUN|BAOZUN INC. ADS|SWST|Hilltop Securities Inc.|13301
BZUN|BAOZUN INC. ADS|TKNG|ALLY INVEST SECURITIES LLC|33037
BZUN|BAOZUN INC. ADS|TRBT|Tradebot Systems, Inc.|404347
BZUN|BAOZUN INC. ADS|TRCM|TRC MARKETS LLC|378508
BZUN|BAOZUN INC. ADS|TWTT|TASTYWORKS, INC.|7402
BZUN|BAOZUN INC. ADS|UBSA|UBS SECURITIES LLC|730340
BZUN|BAOZUN INC. ADS|UBSS|UBS Securities LLC|2323734
BZUN|BAOZUN INC. ADS|VALX|VIRTU AMERICAS LLC|41784
BZUN|BAOZUN INC. ADS|VGRD|Vanguard Marketing Corporation|202188
BZUN|BAOZUN INC. ADS|VSIN|Vision Financial Markets Llc|586
BZUN|BAOZUN INC. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|6327
BZUN|BAOZUN INC. ADS|WCHV|WELLS FARGO SECURITIES, LLC|319379
BZUN|BAOZUN INC. ADS|WEDB|WEDBUSH SECURITIES INC.|26783
BZUN|BAOZUN INC. ADS|WEED|Weeden & Co.L.P.|843
BZUN|BAOZUN INC. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|64509
BZUN|BAOZUN INC. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|139261
BZUN|BAOZUN INC. ADS|WGIF|CIBC World Markets Inc.|75377
BZUN|BAOZUN INC. ADS|WHOT|JUST2TRADE, INC.|299
BZUN|BAOZUN INC. ADS|WSEA|WOLVERINE SECURITIES, LLC|113035
BZUN|BAOZUN INC. ADS|WTFS|JUST2TRADE, INC.|15
BZUN|BAOZUN INC. ADS|XIST|INSTINET, LLC|43800
BZUN|BAOZUN INC. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|151912
BZUN|BAOZUN INC. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|27654
BZUN|BAOZUN INC. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18305
C|CITIGROUP INC|ABLE|NATIXIS Securities Americas LLC|1047446
C|CITIGROUP INC|ADAM|CANACCORD GENUITY INC.|1500
C|CITIGROUP INC|AGCP|AEGIS CAPITAL CORP.|868
C|CITIGROUP INC|AGIS|Aegis Capital Corp.|19160
C|CITIGROUP INC|ALTX|Alternet Securities Inc.|142100
C|CITIGROUP INC|ANOS|ABEL/NOSER, L.L.C.|74916
C|CITIGROUP INC|APCC|Apex Clearing Corporation|140356
C|CITIGROUP INC|AQUA|AQUA SECURITIES L.P.|4600
C|CITIGROUP INC|ATPA|COWEN PRIME SERVICES LLC|2400
C|CITIGROUP INC|BALE|M&T SECURITIES, INC.|3900
C|CITIGROUP INC|BANK|Primevest Financial Services, Inc.|12286
C|CITIGROUP INC|BARD|Robert W. Baird & Co. Incorporated|168971
C|CITIGROUP INC|BATM|CBOE TRADING, INC.|99719
C|CITIGROUP INC|BAYC|BAY CREST PARTNERS, LLC|2624
C|CITIGROUP INC|BAYT|BTIG, LLC|44295
C|CITIGROUP INC|BBNT|BB&T SECURITIES, LLC|9726
C|CITIGROUP INC|BERN|Sanford C. Bernstein & Co., LLC|687167
C|CITIGROUP INC|BIAD|SAGETRADER, LLC|1459
C|CITIGROUP INC|BIDS|BIDS TRADING L.P.|8900
C|CITIGROUP INC|BIMI|Banca IMI Securities Corp.|11228
C|CITIGROUP INC|BKCM|BNY Mellon Capital Markets LLC|4849
C|CITIGROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|278569
C|CITIGROUP INC|BLKX|INSTINET, LLC|595015
C|CITIGROUP INC|BMOC|BMO Capital Markets Corp.|71662
C|CITIGROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|2002040
C|CITIGROUP INC|BRGE|Newbridge Securities Corp.|111
C|CITIGROUP INC|BTIG|BTIG, LLC|1362772
C|CITIGROUP INC|BYXM|CBOE TRADING, INC.|26152
C|CITIGROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|505
C|CITIGROUP INC|CABR|Cabrera Capital Markets, Inc.|200
C|CITIGROUP INC|CANT|Cantor Fitzgerald & Co.|5743
C|CITIGROUP INC|CBRA|Cobra Trading, Inc.|500
C|CITIGROUP INC|CHAS|Charles Schwab & Co., Inc.|103809
C|CITIGROUP INC|CHBC|PENSERRA SECURITIES, LLC|856800
C|CITIGROUP INC|CIBP|CIBC World Markets Corp.|170778
C|CITIGROUP INC|CICF|Canaccord Genuity Corp.|2666
C|CITIGROUP INC|CIST|Capital Institutional Services, Inc.|204262
C|CITIGROUP INC|CLSA|CLSA AMERICAS, LLC|2900
C|CITIGROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|859498
C|CITIGROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|81405
C|CITIGROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|113478
C|CITIGROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4612224
C|CITIGROUP INC|CSIN|Citadel Securities Institutional LLC|15320
C|CITIGROUP INC|CTDL|Citadel Derivatives Group Llc|183013
C|CITIGROUP INC|CTLR|CUTLER GROUP, LP|32689
C|CITIGROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|504858
C|CITIGROUP INC|DADA|D.A. Davidson & Co.|13386
C|CITIGROUP INC|DAVA|Davenport & Company LLC|22189
C|CITIGROUP INC|DBAB|Deutsche Bank Securities Inc.|1683716
C|CITIGROUP INC|DBAX|Deutsche Bank Securities Inc.|2603300
C|CITIGROUP INC|DBUL|Deutsche Bank Securities Inc.|6645
C|CITIGROUP INC|DCHF|Dart Executions, LLC|44493
C|CITIGROUP INC|DEAN|MORGAN STANLEY|294449
C|CITIGROUP INC|DEGS|RONIN PROFESSIONAL LLC|2000
C|CITIGROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|79847
C|CITIGROUP INC|DIVA|Divine Capital Markets LLC|785
C|CITIGROUP INC|DRWK|DRW SECURITIES, L.L.C.|63795
C|CITIGROUP INC|EBXL|EBX LLC|2603100
C|CITIGROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|354382
C|CITIGROUP INC|EDJC|Edward Jones / CDS|9950
C|CITIGROUP INC|EDJO|Edward D. Jones & Co., L.P.|104546
C|CITIGROUP INC|EGAM|CBOE TRADING, INC.|174879
C|CITIGROUP INC|EGAW|CBOE TRADING, INC.|1905
C|CITIGROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|500
C|CITIGROUP INC|EGXM|CBOE TRADING, INC.|115389
C|CITIGROUP INC|EGXW|CBOE TRADING, INC.|517
C|CITIGROUP INC|ELEV|ELEVATION, LLC|23850
C|CITIGROUP INC|EROP|Eroom Securities L.L.C.|16097
C|CITIGROUP INC|ESPO|ESPOSITO SECURITIES, LLC|556
C|CITIGROUP INC|ETBE|Electronic Transaction Clearing, Inc.|184164
C|CITIGROUP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
C|CITIGROUP INC|ETCB|ETC BROKERAGE SERVICES, LLC|438
C|CITIGROUP INC|ETCC|Electronic Transaction Clearing, Inc.|917
C|CITIGROUP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
C|CITIGROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15916
C|CITIGROUP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
C|CITIGROUP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|51614
C|CITIGROUP INC|ETRS|E*Trade Securities LLC|3090472
C|CITIGROUP INC|FBSB|U.S. Bancorp Investments, Inc.|1292
C|CITIGROUP INC|FFSI|Firstrade Securities Inc.|370
C|CITIGROUP INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1053
C|CITIGROUP INC|FILL|Tradestation Securities, Inc.|237093
C|CITIGROUP INC|FINX|FINTECH SECURITIES|7465
C|CITIGROUP INC|FMAF|NBCN Inc./ CDS|72539
C|CITIGROUP INC|FMCO|First Manhattan Co|6815
C|CITIGROUP INC|FNXS|FENIX SECURITIES, LLC|2150
C|CITIGROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42213
C|CITIGROUP INC|FQLS|Quantlab Securities LP|3956802
C|CITIGROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|438931
C|CITIGROUP INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5040
C|CITIGROUP INC|FTBR|Foliofn Investments, Inc.|12659
C|CITIGROUP INC|GBMT|GBM International, Inc.|112828
C|CITIGROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|702112
C|CITIGROUP INC|GFRY|JUMP TRADING, LLC|1202465
C|CITIGROUP INC|GLIS|TD Securities Inc|65975
C|CITIGROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|286487
C|CITIGROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|12583921
C|CITIGROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|539879
C|CITIGROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|158954
C|CITIGROUP INC|GTSY|GTS SECURITIES LLC|400
C|CITIGROUP INC|GTSZ|GTS SECURITIES LLC|1894596
C|CITIGROUP INC|HAPX|HAP Trading, LLC|577
C|CITIGROUP INC|HCTA|Hardcastle Trading USA LLC|310835
C|CITIGROUP INC|HRBF|American Enterprise Investment Services Inc.|110933
C|CITIGROUP INC|HSBC|HSBC Securities, Inc.|157891
C|CITIGROUP INC|IATS|INTERACTIVE BROKERS LLC|290296
C|CITIGROUP INC|IBKR|Interactive Brokers Llc|698635
C|CITIGROUP INC|IBSJ|Integrity Brokerage Services, Inc.|750
C|CITIGROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11714
C|CITIGROUP INC|ICBX|INSTINET, LLC|944391
C|CITIGROUP INC|IEQY|CITADEL SECURITIES LLC|1372268
C|CITIGROUP INC|INCA|INSTINET, LLC|4310937
C|CITIGROUP INC|INGS|Ingalls & Snyder, Llc|3
C|CITIGROUP INC|INJX|INSTINET, LLC|122590
C|CITIGROUP INC|INTL|INTL FCSTONE FINANCIAL INC.|1115
C|CITIGROUP INC|ITGI|ITG Inc.|563625
C|CITIGROUP INC|ITGP|ITG INC.|1195000
C|CITIGROUP INC|JANY|Janney Montgomery Scott Inc.|39074
C|CITIGROUP INC|JEFF|JEFFERIES LLC|796561
C|CITIGROUP INC|JMPT|JUMP TRADING, LLC|881349
C|CITIGROUP INC|JONE|JonesTrading|1413
C|CITIGROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|1343604
C|CITIGROUP INC|JPMX|J.P. Morgan Securities LLC|4984755
C|CITIGROUP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|5044
C|CITIGROUP INC|JSJX|JANE STREET CAPITAL LLC|1102259
C|CITIGROUP INC|JUTA|JUMP TRADING, LLC|93408
C|CITIGROUP INC|KBWI|Keefe, Bruyette & Woods, Inc.|39642
C|CITIGROUP INC|KCGM|VIRTU Americas LLC|808860
C|CITIGROUP INC|KING|C. L. King & Associates, Inc.|4297
C|CITIGROUP INC|LEHM|Barclays Capital Inc./Le|11509946
C|CITIGROUP INC|LGNT|COR CLEARING LLC|16
C|CITIGROUP INC|LIME|Lime Brokerage LLC|518984
C|CITIGROUP INC|LIWK|LIME BROKERAGE LLC|361
C|CITIGROUP INC|LMGP|LIME BROKERAGE LLC|10000
C|CITIGROUP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|90480
C|CITIGROUP INC|LOOP|Loop Capital Markets LLC|14566
C|CITIGROUP INC|LPCM|Lampert Capital Markets Inc.|50915
C|CITIGROUP INC|LQNA|LIQUIDNET, INC.|273300
C|CITIGROUP INC|LSCI|Lek Securities Corporation|47992
C|CITIGROUP INC|LVMR|LIVERMORE TRADING GROUP, INC.|14328
C|CITIGROUP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|680
C|CITIGROUP INC|MACC|Mid Atlantic Capital Corporation|6312
C|CITIGROUP INC|MACQ|Macquarie Capital (USA) Inc.|8840
C|CITIGROUP INC|MAXM|Maxim Group LLC|125518
C|CITIGROUP INC|MBTS|ALLY INVEST SECURITIES LLC|783
C|CITIGROUP INC|MCBT|Moors & Cabot, Inc.|10
C|CITIGROUP INC|MCMF|Raymond James Ltd. Cds|3609
C|CITIGROUP INC|MKMP|MKM Partners LLC|167200
C|CITIGROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1780551
C|CITIGROUP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|10559
C|CITIGROUP INC|MNDX|TJM Investments, LLC|6040
C|CITIGROUP INC|MOTF|MOTIF INVESTING, INC.|132
C|CITIGROUP INC|MPSG|E D & F Man Capital Markets Inc.|56130
C|CITIGROUP INC|MSCO|MORGAN STANLEY & CO. LLC|12160370
C|CITIGROUP INC|MSPL|MORGAN STANLEY & CO. LLC|2595700
C|CITIGROUP INC|MSTX|MORGAN STANLEY & CO. LLC|2103200
C|CITIGROUP INC|MWCC|Monness Crespi Hardt & Co., Inc.|23000
C|CITIGROUP INC|MZHO|Mizuho Securities USA LLC|210400
C|CITIGROUP INC|NATL|National Securities Corporation|5811
C|CITIGROUP INC|NBCS|NBC Securities, INC.|26
C|CITIGROUP INC|NEED|Needham & Company, LLC|2875
C|CITIGROUP INC|NEUB|NEUBERGER BERMAN BD LLC|9296
C|CITIGROUP INC|NFSC|National Financial Services LLC|9593705
C|CITIGROUP INC|NITE|VIRTU Americas LLC|18269863
C|CITIGROUP INC|NITP|VIRTU Americas LLC|10044
C|CITIGROUP INC|NMRA|Nomura Securities International, Inc.|15117
C|CITIGROUP INC|NORM|JUMP TRADING, LLC|560
C|CITIGROUP INC|NQRB|Brut, LLC|234380
C|CITIGROUP INC|NTBF|BMO Nesbitt Burns Inc./CDS|120049
C|CITIGROUP INC|NTRC|Northern Trust Securities, Inc.|95095
C|CITIGROUP INC|OCEA|OCEAN FINANCIAL SERVICES, LLC|500
C|CITIGROUP INC|OHOS|TWO SIGMA SECURITIES, LLC|771618
C|CITIGROUP INC|ONEL|O'NEIL SECURITIES, INCORPORATED|8320
C|CITIGROUP INC|OPCO|Oppenheimer & Co. Inc.|106158
C|CITIGROUP INC|OTAA|OTA LLC|11600
C|CITIGROUP INC|PASL|Pershing Advisor Solutions LLC|14880
C|CITIGROUP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
C|CITIGROUP INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|18953
C|CITIGROUP INC|PCFF|Pacific International Securities Inc./CDS|871
C|CITIGROUP INC|PCPT|PHILLIP CAPITAL INC.|700
C|CITIGROUP INC|PDQM|CODA MARKETS, INC.|211807
C|CITIGROUP INC|PHLY|NASDAQ Execution Services, LLC|110082
C|CITIGROUP INC|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|1100
C|CITIGROUP INC|PICT|Pictet Overseas Inc.|44328
C|CITIGROUP INC|PIPR|Piper Jaffray & Co.|453870
C|CITIGROUP INC|PWJC|UBS Financial Services, Inc.|70993
C|CITIGROUP INC|QMSR|QUATTRO M SECURITIES INC.|6679
C|CITIGROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|124614
C|CITIGROUP INC|RGLD|Regal Securities, Inc|1405
C|CITIGROUP INC|SAGL|SAGETRADER, LLC|286982
C|CITIGROUP INC|SAGW|SAGETRADER, LLC|1816
C|CITIGROUP INC|SALI|INTL FCSTONE FINANCIAL INC.|8700
C|CITIGROUP INC|SBRX|MURIEL SIEBERT & CO INC|250
C|CITIGROUP INC|SBSH|Citigroup Global Markets Inc.|1428757
C|CITIGROUP INC|SDLR|Sandler, O'Neill & Partners, L.P.|300
C|CITIGROUP INC|SEIC|SEI Investments Distribution Co.|41215
C|CITIGROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|1551504
C|CITIGROUP INC|SIBO|Prime Executions, Inc.|31450
C|CITIGROUP INC|SJLS|TRADE INFORMATICS LLC|3300
C|CITIGROUP INC|SOGO|Wang Investment Associates, Inc.|1100
C|CITIGROUP INC|SPDR|SPEEDROUTE LLC|343346
C|CITIGROUP INC|SPHN|Stephens Inc.|3988
C|CITIGROUP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|150927
C|CITIGROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|178466
C|CITIGROUP INC|STKP|STOCKPILE INVESTMENTS, INC.|194
C|CITIGROUP INC|STRS|STRATEGAS RESEARCH PARTNERS|200
C|CITIGROUP INC|STTT|STATETRUST INVESTMENTS INC.|150
C|CITIGROUP INC|STXG|Stockcross Financial Services, Inc.|3574
C|CITIGROUP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11861
C|CITIGROUP INC|SWIM|TD Ameritrade, Inc.|9164984
C|CITIGROUP INC|SWST|Hilltop Securities Inc.|61910
C|CITIGROUP INC|TAGC|TELSEY ADVISORY GROUP LLC|5459
C|CITIGROUP INC|TDSI|TD Securities (USA) LLC|20286
C|CITIGROUP INC|TKNG|ALLY INVEST SECURITIES LLC|45401
C|CITIGROUP INC|TOUR|TOURMALINE PARTNERS, LLC|300
C|CITIGROUP INC|TRBT|Tradebot Systems, Inc.|1976470
C|CITIGROUP INC|TRCM|TRC MARKETS LLC|1736410
C|CITIGROUP INC|TRIP|Trident Partners Ltd.|5854
C|CITIGROUP INC|TWTT|TASTYWORKS, INC.|3051
C|CITIGROUP INC|UBSA|UBS SECURITIES LLC|8375306
C|CITIGROUP INC|UBSS|UBS Securities LLC|8753659
C|CITIGROUP INC|VALX|VIRTU AMERICAS LLC|180059
C|CITIGROUP INC|VGRD|Vanguard Marketing Corporation|296299
C|CITIGROUP INC|VNDM|Wall Street Access|38542
C|CITIGROUP INC|VNDS|VANDHAM SECURITIES CORP|400
C|CITIGROUP INC|VSIN|Vision Financial Markets Llc|233
C|CITIGROUP INC|WABR|Wall Street Access|17280
C|CITIGROUP INC|WBET|Wallachbeth Capital LLC|1986
C|CITIGROUP INC|WBLR|WILLIAM BLAIR|20640
C|CITIGROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|14718
C|CITIGROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|2592282
C|CITIGROUP INC|WDNX|WEEDEN & CO.L.P.|19348
C|CITIGROUP INC|WEDB|WEDBUSH SECURITIES INC.|50767
C|CITIGROUP INC|WEED|Weeden & Co.L.P.|430125
C|CITIGROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1867503
C|CITIGROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|202227
C|CITIGROUP INC|WFPB|Wells Fargo Securities, LLC.|10850
C|CITIGROUP INC|WGIF|CIBC World Markets Inc.|80249
C|CITIGROUP INC|WHOT|JUST2TRADE, INC.|10
C|CITIGROUP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|22686
C|CITIGROUP INC|WOLF|Wolfe Trahan Securities|600
C|CITIGROUP INC|WSEA|WOLVERINE SECURITIES, LLC|244841
C|CITIGROUP INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|951
C|CITIGROUP INC|XIST|INSTINET, LLC|474374
C|CITIGROUP INC|XPQR|Jump Trading|100
C|CITIGROUP INC|XPUS|XP SECURITIES, LLC|4800
C|CITIGROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2489174
C|CITIGROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|24364
C|CITIGROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|140142
C$C|CITIGROUP|ALTX|Alternet Securities Inc.|400
C$C|CITIGROUP|BARD|Robert W. Baird & Co. Incorporated|2153
C$C|CITIGROUP|BBNT|BB&T SECURITIES, LLC|200
C$C|CITIGROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
C$C|CITIGROUP|CHAS|Charles Schwab & Co., Inc.|31
C$C|CITIGROUP|CICF|Canaccord Genuity Corp.|1167
C$C|CITIGROUP|CIST|Capital Institutional Services, Inc.|1000
C$C|CITIGROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|641
C$C|CITIGROUP|DBAX|Deutsche Bank Securities Inc.|500
C$C|CITIGROUP|DEAN|MORGAN STANLEY|8722
C$C|CITIGROUP|EBXL|EBX LLC|600
C$C|CITIGROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5353
C$C|CITIGROUP|EDJO|Edward D. Jones & Co., L.P.|2690
C$C|CITIGROUP|EGAM|CBOE TRADING, INC.|100
C$C|CITIGROUP|EGXM|CBOE TRADING, INC.|2427
C$C|CITIGROUP|ETRS|E*Trade Securities LLC|15928
C$C|CITIGROUP|FMAF|NBCN Inc./ CDS|400
C$C|CITIGROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115
C$C|CITIGROUP|GSCO|GOLDMAN SACHS & CO. LLC|2400
C$C|CITIGROUP|GTSZ|GTS SECURITIES LLC|300
C$C|CITIGROUP|HRBF|American Enterprise Investment Services Inc.|2424
C$C|CITIGROUP|IBKR|Interactive Brokers Llc|3417
C$C|CITIGROUP|INCA|INSTINET, LLC|1427
C$C|CITIGROUP|ITGI|ITG Inc.|535
C$C|CITIGROUP|JANY|Janney Montgomery Scott Inc.|34
C$C|CITIGROUP|JPMX|J.P. Morgan Securities LLC|400
C$C|CITIGROUP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1408
C$C|CITIGROUP|KCGM|VIRTU Americas LLC|55
C$C|CITIGROUP|LEHM|Barclays Capital Inc./Le|1800
C$C|CITIGROUP|LIME|Lime Brokerage LLC|664
C$C|CITIGROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
C$C|CITIGROUP|MSCO|MORGAN STANLEY & CO. LLC|10830
C$C|CITIGROUP|MSPL|MORGAN STANLEY & CO. LLC|1400
C$C|CITIGROUP|NFSC|National Financial Services LLC|44611
C$C|CITIGROUP|NITE|VIRTU Americas LLC|64362
C$C|CITIGROUP|NQRB|Brut, LLC|2200
C$C|CITIGROUP|OLDM|OLD MISSION CAPITAL, LLC|393
C$C|CITIGROUP|OPCO|Oppenheimer & Co. Inc.|500
C$C|CITIGROUP|PDQM|CODA MARKETS, INC.|200
C$C|CITIGROUP|PWJC|UBS Financial Services, Inc.|219
C$C|CITIGROUP|RBCM|RBC CAPITAL MARKETS, LLC|8074
C$C|CITIGROUP|SPDR|SPEEDROUTE LLC|500
C$C|CITIGROUP|STFL|Stifel, Nicolaus & Company, Incorporated|3176
C$C|CITIGROUP|TRBT|Tradebot Systems, Inc.|1546
C$C|CITIGROUP|UBSA|UBS SECURITIES LLC|2335
C$C|CITIGROUP|UBSS|UBS Securities LLC|14554
C$C|CITIGROUP|VGRD|Vanguard Marketing Corporation|2000
C$C|CITIGROUP|WCHV|WELLS FARGO SECURITIES, LLC|23895
C$C|CITIGROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28
C$C|CITIGROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3474
C$J|CITIGROUP INC.|AGIS|Aegis Capital Corp.|6496
C$J|CITIGROUP INC.|ALTX|Alternet Securities Inc.|1493
C$J|CITIGROUP INC.|BARD|Robert W. Baird & Co. Incorporated|908
C$J|CITIGROUP INC.|BATM|CBOE TRADING, INC.|93
C$J|CITIGROUP INC.|BAYC|BAY CREST PARTNERS, LLC|244
C$J|CITIGROUP INC.|BBNT|BB&T SECURITIES, LLC|206
C$J|CITIGROUP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1095
C$J|CITIGROUP INC.|BTIG|BTIG, LLC|11241
C$J|CITIGROUP INC.|CABR|Cabrera Capital Markets, Inc.|100
C$J|CITIGROUP INC.|CHAS|Charles Schwab & Co., Inc.|688
C$J|CITIGROUP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|202
C$J|CITIGROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4132
C$J|CITIGROUP INC.|CTDL|Citadel Derivatives Group Llc|1
C$J|CITIGROUP INC.|DBAB|Deutsche Bank Securities Inc.|23500
C$J|CITIGROUP INC.|DBAX|Deutsche Bank Securities Inc.|7600
C$J|CITIGROUP INC.|DEAN|MORGAN STANLEY|25713
C$J|CITIGROUP INC.|EBXL|EBX LLC|4400
C$J|CITIGROUP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7046
C$J|CITIGROUP INC.|EDJO|Edward D. Jones & Co., L.P.|20
C$J|CITIGROUP INC.|EGAM|CBOE TRADING, INC.|187
C$J|CITIGROUP INC.|EGXM|CBOE TRADING, INC.|200
C$J|CITIGROUP INC.|ETRS|E*Trade Securities LLC|18266
C$J|CITIGROUP INC.|FINX|FINTECH SECURITIES|154
C$J|CITIGROUP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|671
C$J|CITIGROUP INC.|FTBR|Foliofn Investments, Inc.|109
C$J|CITIGROUP INC.|GLPX|ACS EXECUTION SERVICES, LLC|462
C$J|CITIGROUP INC.|GSCO|GOLDMAN SACHS & CO. LLC|7513
C$J|CITIGROUP INC.|GSCS|GOLDMAN SACHS & CO. LLC|7945
C$J|CITIGROUP INC.|GSLT|GOLDMAN SACHS & CO. LLC|800
C$J|CITIGROUP INC.|GTSZ|GTS SECURITIES LLC|446
C$J|CITIGROUP INC.|HRBF|American Enterprise Investment Services Inc.|5116
C$J|CITIGROUP INC.|IATS|INTERACTIVE BROKERS LLC|2644
C$J|CITIGROUP INC.|IBKR|Interactive Brokers Llc|4658
C$J|CITIGROUP INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|556
C$J|CITIGROUP INC.|ICBX|INSTINET, LLC|400
C$J|CITIGROUP INC.|INCA|INSTINET, LLC|11205
C$J|CITIGROUP INC.|ITGI|ITG Inc.|1933
C$J|CITIGROUP INC.|ITGP|ITG INC.|1000
C$J|CITIGROUP INC.|JANY|Janney Montgomery Scott Inc.|4030
C$J|CITIGROUP INC.|JPMX|J.P. Morgan Securities LLC|3400
C$J|CITIGROUP INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|2600
C$J|CITIGROUP INC.|JSJX|JANE STREET CAPITAL LLC|1000
C$J|CITIGROUP INC.|KCGM|VIRTU Americas LLC|9477
C$J|CITIGROUP INC.|LEHM|Barclays Capital Inc./Le|3800
C$J|CITIGROUP INC.|LIME|Lime Brokerage LLC|607
C$J|CITIGROUP INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
C$J|CITIGROUP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
C$J|CITIGROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|70566
C$J|CITIGROUP INC.|MSPL|MORGAN STANLEY & CO. LLC|100
C$J|CITIGROUP INC.|NFSC|National Financial Services LLC|30261
C$J|CITIGROUP INC.|NITE|VIRTU Americas LLC|86947
C$J|CITIGROUP INC.|NQRB|Brut, LLC|4850
C$J|CITIGROUP INC.|NTRC|Northern Trust Securities, Inc.|900
C$J|CITIGROUP INC.|OLDM|OLD MISSION CAPITAL, LLC|390
C$J|CITIGROUP INC.|OPCO|Oppenheimer & Co. Inc.|250
C$J|CITIGROUP INC.|PDQM|CODA MARKETS, INC.|3160
C$J|CITIGROUP INC.|PWJC|UBS Financial Services, Inc.|12047
C$J|CITIGROUP INC.|RBCM|RBC CAPITAL MARKETS, LLC|7759
C$J|CITIGROUP INC.|SALI|INTL FCSTONE FINANCIAL INC.|94
C$J|CITIGROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|10783
C$J|CITIGROUP INC.|SPDR|SPEEDROUTE LLC|1030
C$J|CITIGROUP INC.|SPHN|Stephens Inc.|1019
C$J|CITIGROUP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11954
C$J|CITIGROUP INC.|SWIM|TD Ameritrade, Inc.|600
C$J|CITIGROUP INC.|SWST|Hilltop Securities Inc.|350
C$J|CITIGROUP INC.|TRBT|Tradebot Systems, Inc.|1848
C$J|CITIGROUP INC.|UBSA|UBS SECURITIES LLC|16982
C$J|CITIGROUP INC.|UBSS|UBS Securities LLC|63607
C$J|CITIGROUP INC.|VGRD|Vanguard Marketing Corporation|2872
C$J|CITIGROUP INC.|WBLR|WILLIAM BLAIR|163
C$J|CITIGROUP INC.|WCHV|WELLS FARGO SECURITIES, LLC|28596
C$J|CITIGROUP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|230
C$J|CITIGROUP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
C$J|CITIGROUP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5568
C$K|CITIGROUP|AGIS|Aegis Capital Corp.|7405
C$K|CITIGROUP|ALTX|Alternet Securities Inc.|4200
C$K|CITIGROUP|BARD|Robert W. Baird & Co. Incorporated|372
C$K|CITIGROUP|BBNT|BB&T SECURITIES, LLC|1275
C$K|CITIGROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11549
C$K|CITIGROUP|BNCH|The Benchmark Company, LLC|2000
C$K|CITIGROUP|BTIG|BTIG, LLC|244
C$K|CITIGROUP|CHAS|Charles Schwab & Co., Inc.|1406
C$K|CITIGROUP|CIST|Capital Institutional Services, Inc.|3870
C$K|CITIGROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5500
C$K|CITIGROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11911
C$K|CITIGROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13256
C$K|CITIGROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
C$K|CITIGROUP|DADA|D.A. Davidson & Co.|340
C$K|CITIGROUP|DBAB|Deutsche Bank Securities Inc.|26303
C$K|CITIGROUP|DBAX|Deutsche Bank Securities Inc.|7300
C$K|CITIGROUP|DEAN|MORGAN STANLEY|85455
C$K|CITIGROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6953
C$K|CITIGROUP|EBXL|EBX LLC|19000
C$K|CITIGROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|26196
C$K|CITIGROUP|EDJO|Edward D. Jones & Co., L.P.|11074
C$K|CITIGROUP|EGAM|CBOE TRADING, INC.|7111
C$K|CITIGROUP|EGAW|CBOE TRADING, INC.|26
C$K|CITIGROUP|EGXM|CBOE TRADING, INC.|719
C$K|CITIGROUP|EGXW|CBOE TRADING, INC.|100
C$K|CITIGROUP|ETRS|E*Trade Securities LLC|7920
C$K|CITIGROUP|FINX|FINTECH SECURITIES|108
C$K|CITIGROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|643
C$K|CITIGROUP|FTBR|Foliofn Investments, Inc.|42
C$K|CITIGROUP|GLPX|ACS EXECUTION SERVICES, LLC|1280
C$K|CITIGROUP|GSCO|GOLDMAN SACHS & CO. LLC|8408
C$K|CITIGROUP|GSLT|GOLDMAN SACHS & CO. LLC|200
C$K|CITIGROUP|HRBF|American Enterprise Investment Services Inc.|9032
C$K|CITIGROUP|IATS|INTERACTIVE BROKERS LLC|9571
C$K|CITIGROUP|IBKR|Interactive Brokers Llc|17204
C$K|CITIGROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1156
C$K|CITIGROUP|ICBX|INSTINET, LLC|1500
C$K|CITIGROUP|INCA|INSTINET, LLC|1981
C$K|CITIGROUP|ITGI|ITG Inc.|4747
C$K|CITIGROUP|ITGP|ITG INC.|2600
C$K|CITIGROUP|JANY|Janney Montgomery Scott Inc.|7487
C$K|CITIGROUP|JEFF|JEFFERIES LLC|14666
C$K|CITIGROUP|JPMX|J.P. Morgan Securities LLC|9038
C$K|CITIGROUP|JSEB|JANE STREET EXECUTION SERVICES, LLC|3920
C$K|CITIGROUP|KCGM|VIRTU Americas LLC|6993
C$K|CITIGROUP|LEHM|Barclays Capital Inc./Le|13800
C$K|CITIGROUP|LIME|Lime Brokerage LLC|3220
C$K|CITIGROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3900
C$K|CITIGROUP|MACC|Mid Atlantic Capital Corporation|395
C$K|CITIGROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11000
C$K|CITIGROUP|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|18050
C$K|CITIGROUP|MSCO|MORGAN STANLEY & CO. LLC|96198
C$K|CITIGROUP|MSPL|MORGAN STANLEY & CO. LLC|9000
C$K|CITIGROUP|NFSC|National Financial Services LLC|44783
C$K|CITIGROUP|NITE|VIRTU Americas LLC|155095
C$K|CITIGROUP|NITP|VIRTU Americas LLC|111
C$K|CITIGROUP|NQRB|Brut, LLC|1100
C$K|CITIGROUP|OLDM|OLD MISSION CAPITAL, LLC|250
C$K|CITIGROUP|OPCO|Oppenheimer & Co. Inc.|1019
C$K|CITIGROUP|PDQM|CODA MARKETS, INC.|5412
C$K|CITIGROUP|PIPR|Piper Jaffray & Co.|12000
C$K|CITIGROUP|PWJC|UBS Financial Services, Inc.|5264
C$K|CITIGROUP|RBCM|RBC CAPITAL MARKETS, LLC|5848
C$K|CITIGROUP|SAGL|SAGETRADER, LLC|100
C$K|CITIGROUP|SALI|INTL FCSTONE FINANCIAL INC.|476
C$K|CITIGROUP|SBSH|Citigroup Global Markets Inc.|8305
C$K|CITIGROUP|SEIC|SEI Investments Distribution Co.|1300
C$K|CITIGROUP|SGMT|GOLDMAN SACHS & CO. LLC|6497
C$K|CITIGROUP|SPDR|SPEEDROUTE LLC|1100
C$K|CITIGROUP|SPHN|Stephens Inc.|500
C$K|CITIGROUP|STFL|Stifel, Nicolaus & Company, Incorporated|30320
C$K|CITIGROUP|SWIM|TD Ameritrade, Inc.|400
C$K|CITIGROUP|SWST|Hilltop Securities Inc.|524
C$K|CITIGROUP|TKNG|ALLY INVEST SECURITIES LLC|34
C$K|CITIGROUP|TRBT|Tradebot Systems, Inc.|2411
C$K|CITIGROUP|TTUC|CUTTONE & CO., INC.|40000
C$K|CITIGROUP|UBSA|UBS SECURITIES LLC|48688
C$K|CITIGROUP|UBSS|UBS Securities LLC|100018
C$K|CITIGROUP|VGRD|Vanguard Marketing Corporation|3106
C$K|CITIGROUP|WCHV|WELLS FARGO SECURITIES, LLC|73944
C$K|CITIGROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|838
C$K|CITIGROUP|WSEA|WOLVERINE SECURITIES, LLC|43
C$K|CITIGROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7910
C$K|CITIGROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|1050
C$K|CITIGROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4819
C$L|CITIGROUP INC|ALTX|Alternet Securities Inc.|900
C$L|CITIGROUP INC|BARD|Robert W. Baird & Co. Incorporated|130
C$L|CITIGROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2950
C$L|CITIGROUP INC|BNCH|The Benchmark Company, LLC|10519
C$L|CITIGROUP INC|BTIG|BTIG, LLC|10187
C$L|CITIGROUP INC|CHAS|Charles Schwab & Co., Inc.|94
C$L|CITIGROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
C$L|CITIGROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6732
C$L|CITIGROUP INC|DADA|D.A. Davidson & Co.|401
C$L|CITIGROUP INC|DBAX|Deutsche Bank Securities Inc.|4300
C$L|CITIGROUP INC|DEAN|MORGAN STANLEY|10913
C$L|CITIGROUP INC|EBXL|EBX LLC|4000
C$L|CITIGROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4413
C$L|CITIGROUP INC|EDJO|Edward D. Jones & Co., L.P.|200
C$L|CITIGROUP INC|ETRS|E*Trade Securities LLC|4950
C$L|CITIGROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|493
C$L|CITIGROUP INC|FTBR|Foliofn Investments, Inc.|60
C$L|CITIGROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|2913
C$L|CITIGROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|8281
C$L|CITIGROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|1800
C$L|CITIGROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|100
C$L|CITIGROUP INC|HRBF|American Enterprise Investment Services Inc.|11424
C$L|CITIGROUP INC|IATS|INTERACTIVE BROKERS LLC|900
C$L|CITIGROUP INC|IBKR|Interactive Brokers Llc|5002
C$L|CITIGROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|495
C$L|CITIGROUP INC|ICBX|INSTINET, LLC|3600
C$L|CITIGROUP INC|INCA|INSTINET, LLC|13708
C$L|CITIGROUP INC|ITGI|ITG Inc.|1266
C$L|CITIGROUP INC|ITGP|ITG INC.|400
C$L|CITIGROUP INC|JANY|Janney Montgomery Scott Inc.|25
C$L|CITIGROUP INC|JPMX|J.P. Morgan Securities LLC|800
C$L|CITIGROUP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1072
C$L|CITIGROUP INC|KCGM|VIRTU Americas LLC|3236
C$L|CITIGROUP INC|LEHM|Barclays Capital Inc./Le|2400
C$L|CITIGROUP INC|LIME|Lime Brokerage LLC|926
C$L|CITIGROUP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
C$L|CITIGROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6500
C$L|CITIGROUP INC|MSCO|MORGAN STANLEY & CO. LLC|10241
C$L|CITIGROUP INC|NFSC|National Financial Services LLC|33927
C$L|CITIGROUP INC|NITE|VIRTU Americas LLC|75240
C$L|CITIGROUP INC|NQRB|Brut, LLC|1600
C$L|CITIGROUP INC|OPCO|Oppenheimer & Co. Inc.|700
C$L|CITIGROUP INC|PDQM|CODA MARKETS, INC.|4578
C$L|CITIGROUP INC|PWJC|UBS Financial Services, Inc.|4430
C$L|CITIGROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|5518
C$L|CITIGROUP INC|SBSH|Citigroup Global Markets Inc.|1035
C$L|CITIGROUP INC|SEIC|SEI Investments Distribution Co.|200
C$L|CITIGROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|3651
C$L|CITIGROUP INC|SPDR|SPEEDROUTE LLC|500
C$L|CITIGROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|2390
C$L|CITIGROUP INC|SWIM|TD Ameritrade, Inc.|1920
C$L|CITIGROUP INC|SWST|Hilltop Securities Inc.|1700
C$L|CITIGROUP INC|TRBT|Tradebot Systems, Inc.|1986
C$L|CITIGROUP INC|UBSA|UBS SECURITIES LLC|10750
C$L|CITIGROUP INC|UBSS|UBS Securities LLC|33472
C$L|CITIGROUP INC|VGRD|Vanguard Marketing Corporation|1390
C$L|CITIGROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|52955
C$L|CITIGROUP INC|WEDB|WEDBUSH SECURITIES INC.|111
C$L|CITIGROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|435
C$L|CITIGROUP INC|WSEA|WOLVERINE SECURITIES, LLC|199
C$L|CITIGROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|600
C$L|CITIGROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3460
C$N|CITIGROUP CAPTL VIII|ADAM|CANACCORD GENUITY INC.|4500
C$N|CITIGROUP CAPTL VIII|ALTX|Alternet Securities Inc.|2100
C$N|CITIGROUP CAPTL VIII|APCC|Apex Clearing Corporation|48
C$N|CITIGROUP CAPTL VIII|BARD|Robert W. Baird & Co. Incorporated|37
C$N|CITIGROUP CAPTL VIII|BATM|CBOE TRADING, INC.|100
C$N|CITIGROUP CAPTL VIII|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13484
C$N|CITIGROUP CAPTL VIII|BNCH|The Benchmark Company, LLC|6000
C$N|CITIGROUP CAPTL VIII|BTIG|BTIG, LLC|6087
C$N|CITIGROUP CAPTL VIII|CHAS|Charles Schwab & Co., Inc.|33
C$N|CITIGROUP CAPTL VIII|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5134
C$N|CITIGROUP CAPTL VIII|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|532
C$N|CITIGROUP CAPTL VIII|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20723
C$N|CITIGROUP CAPTL VIII|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
C$N|CITIGROUP CAPTL VIII|DBAB|Deutsche Bank Securities Inc.|20643
C$N|CITIGROUP CAPTL VIII|DBAX|Deutsche Bank Securities Inc.|25400
C$N|CITIGROUP CAPTL VIII|DEAN|MORGAN STANLEY|13489
C$N|CITIGROUP CAPTL VIII|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
C$N|CITIGROUP CAPTL VIII|EBXL|EBX LLC|5400
C$N|CITIGROUP CAPTL VIII|ECUT|CONVERGEX EXECUTION SOLUTIONS|2500
C$N|CITIGROUP CAPTL VIII|EDJO|Edward D. Jones & Co., L.P.|30
C$N|CITIGROUP CAPTL VIII|EGAM|CBOE TRADING, INC.|6611
C$N|CITIGROUP CAPTL VIII|EGXM|CBOE TRADING, INC.|2181
C$N|CITIGROUP CAPTL VIII|ETRS|E*Trade Securities LLC|21204
C$N|CITIGROUP CAPTL VIII|FILL|Tradestation Securities, Inc.|500
C$N|CITIGROUP CAPTL VIII|FNXS|FENIX SECURITIES, LLC|4475
C$N|CITIGROUP CAPTL VIII|FTBR|Foliofn Investments, Inc.|140
C$N|CITIGROUP CAPTL VIII|GEBB|GLOBAL EXECUTION BROKERS, LP|276
C$N|CITIGROUP CAPTL VIII|GLPX|ACS EXECUTION SERVICES, LLC|1500
C$N|CITIGROUP CAPTL VIII|GSCO|GOLDMAN SACHS & CO. LLC|31004
C$N|CITIGROUP CAPTL VIII|GSLT|GOLDMAN SACHS & CO. LLC|2370
C$N|CITIGROUP CAPTL VIII|GTSZ|GTS SECURITIES LLC|400
C$N|CITIGROUP CAPTL VIII|HRBF|American Enterprise Investment Services Inc.|2696
C$N|CITIGROUP CAPTL VIII|HSBC|HSBC Securities, Inc.|18418
C$N|CITIGROUP CAPTL VIII|IATS|INTERACTIVE BROKERS LLC|3400
C$N|CITIGROUP CAPTL VIII|IBKR|Interactive Brokers Llc|12637
C$N|CITIGROUP CAPTL VIII|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|65
C$N|CITIGROUP CAPTL VIII|ICBX|INSTINET, LLC|13400
C$N|CITIGROUP CAPTL VIII|INCA|INSTINET, LLC|19868
C$N|CITIGROUP CAPTL VIII|ITGI|ITG Inc.|3499
C$N|CITIGROUP CAPTL VIII|ITGP|ITG INC.|6000
C$N|CITIGROUP CAPTL VIII|JANY|Janney Montgomery Scott Inc.|7
C$N|CITIGROUP CAPTL VIII|JLEO|Primary Capital, LLC|1000
C$N|CITIGROUP CAPTL VIII|JPMX|J.P. Morgan Securities LLC|3600
C$N|CITIGROUP CAPTL VIII|KCGM|VIRTU Americas LLC|18428
C$N|CITIGROUP CAPTL VIII|LEHM|Barclays Capital Inc./Le|217445
C$N|CITIGROUP CAPTL VIII|LIME|Lime Brokerage LLC|3954
C$N|CITIGROUP CAPTL VIII|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|891
C$N|CITIGROUP CAPTL VIII|MAXM|Maxim Group LLC|42529
C$N|CITIGROUP CAPTL VIII|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6300
C$N|CITIGROUP CAPTL VIII|MSCO|MORGAN STANLEY & CO. LLC|46141
C$N|CITIGROUP CAPTL VIII|MSPL|MORGAN STANLEY & CO. LLC|5300
C$N|CITIGROUP CAPTL VIII|NFSC|National Financial Services LLC|24075
C$N|CITIGROUP CAPTL VIII|NITE|VIRTU Americas LLC|101881
C$N|CITIGROUP CAPTL VIII|NITP|VIRTU Americas LLC|6
C$N|CITIGROUP CAPTL VIII|NQRB|Brut, LLC|5970
C$N|CITIGROUP CAPTL VIII|OLDM|OLD MISSION CAPITAL, LLC|317
C$N|CITIGROUP CAPTL VIII|OPCO|Oppenheimer & Co. Inc.|300
C$N|CITIGROUP CAPTL VIII|PDQM|CODA MARKETS, INC.|3200
C$N|CITIGROUP CAPTL VIII|PWJC|UBS Financial Services, Inc.|10957
C$N|CITIGROUP CAPTL VIII|RBCM|RBC CAPITAL MARKETS, LLC|448
C$N|CITIGROUP CAPTL VIII|SALI|INTL FCSTONE FINANCIAL INC.|17
C$N|CITIGROUP CAPTL VIII|SBSH|Citigroup Global Markets Inc.|12436
C$N|CITIGROUP CAPTL VIII|SGMT|GOLDMAN SACHS & CO. LLC|10194
C$N|CITIGROUP CAPTL VIII|SPDR|SPEEDROUTE LLC|3523
C$N|CITIGROUP CAPTL VIII|SWIM|TD Ameritrade, Inc.|3815
C$N|CITIGROUP CAPTL VIII|SWST|Hilltop Securities Inc.|29
C$N|CITIGROUP CAPTL VIII|TRBT|Tradebot Systems, Inc.|8375
C$N|CITIGROUP CAPTL VIII|UBSA|UBS SECURITIES LLC|28020
C$N|CITIGROUP CAPTL VIII|UBSS|UBS Securities LLC|67448
C$N|CITIGROUP CAPTL VIII|VGRD|Vanguard Marketing Corporation|1661
C$N|CITIGROUP CAPTL VIII|WCHV|WELLS FARGO SECURITIES, LLC|97706
C$N|CITIGROUP CAPTL VIII|WEED|Weeden & Co.L.P.|99113
C$N|CITIGROUP CAPTL VIII|WEXX|WOLVERINE EXECUTION SERVICES, LLC|298
C$N|CITIGROUP CAPTL VIII|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
C$N|CITIGROUP CAPTL VIII|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4436
C$S|CITIGROUP PFD S|AGIS|Aegis Capital Corp.|5650
C$S|CITIGROUP PFD S|ALTX|Alternet Securities Inc.|900
C$S|CITIGROUP PFD S|BANK|Primevest Financial Services, Inc.|300
C$S|CITIGROUP PFD S|BARD|Robert W. Baird & Co. Incorporated|2620
C$S|CITIGROUP PFD S|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1040
C$S|CITIGROUP PFD S|BNCH|The Benchmark Company, LLC|4000
C$S|CITIGROUP PFD S|CHAS|Charles Schwab & Co., Inc.|27
C$S|CITIGROUP PFD S|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2400
C$S|CITIGROUP PFD S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16500
C$S|CITIGROUP PFD S|CXCX|CITIGROUP GLOBAL MARKETS INC.|3884
C$S|CITIGROUP PFD S|DADA|D.A. Davidson & Co.|1450
C$S|CITIGROUP PFD S|DBAX|Deutsche Bank Securities Inc.|10300
C$S|CITIGROUP PFD S|DEAN|MORGAN STANLEY|19182
C$S|CITIGROUP PFD S|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|116
C$S|CITIGROUP PFD S|EBXL|EBX LLC|18100
C$S|CITIGROUP PFD S|ECUT|CONVERGEX EXECUTION SOLUTIONS|103988
C$S|CITIGROUP PFD S|EDJO|Edward D. Jones & Co., L.P.|16
C$S|CITIGROUP PFD S|EGAM|CBOE TRADING, INC.|411
C$S|CITIGROUP PFD S|EGXM|CBOE TRADING, INC.|200
C$S|CITIGROUP PFD S|ETRS|E*Trade Securities LLC|1700
C$S|CITIGROUP PFD S|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1489
C$S|CITIGROUP PFD S|FTBR|Foliofn Investments, Inc.|66
C$S|CITIGROUP PFD S|GLPX|ACS EXECUTION SERVICES, LLC|2228
C$S|CITIGROUP PFD S|GSCO|GOLDMAN SACHS & CO. LLC|11018
C$S|CITIGROUP PFD S|GSLT|GOLDMAN SACHS & CO. LLC|1800
C$S|CITIGROUP PFD S|GTSZ|GTS SECURITIES LLC|126
C$S|CITIGROUP PFD S|HRBF|American Enterprise Investment Services Inc.|2095
C$S|CITIGROUP PFD S|IATS|INTERACTIVE BROKERS LLC|100
C$S|CITIGROUP PFD S|IBKR|Interactive Brokers Llc|2046
C$S|CITIGROUP PFD S|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|246
C$S|CITIGROUP PFD S|ICBX|INSTINET, LLC|605
C$S|CITIGROUP PFD S|INCA|INSTINET, LLC|1995
C$S|CITIGROUP PFD S|INJX|INSTINET, LLC|32
C$S|CITIGROUP PFD S|ITGI|ITG Inc.|676
C$S|CITIGROUP PFD S|ITGP|ITG INC.|1400
C$S|CITIGROUP PFD S|JANY|Janney Montgomery Scott Inc.|36751
C$S|CITIGROUP PFD S|JEFF|JEFFERIES LLC|614
C$S|CITIGROUP PFD S|JPMX|J.P. Morgan Securities LLC|2200
C$S|CITIGROUP PFD S|JSEB|JANE STREET EXECUTION SERVICES, LLC|2768
C$S|CITIGROUP PFD S|JSJX|JANE STREET CAPITAL LLC|100
C$S|CITIGROUP PFD S|KCGM|VIRTU Americas LLC|6085
C$S|CITIGROUP PFD S|LEHM|Barclays Capital Inc./Le|16400
C$S|CITIGROUP PFD S|LIME|Lime Brokerage LLC|2622
C$S|CITIGROUP PFD S|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
C$S|CITIGROUP PFD S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
C$S|CITIGROUP PFD S|MSCO|MORGAN STANLEY & CO. LLC|27672
C$S|CITIGROUP PFD S|MSPL|MORGAN STANLEY & CO. LLC|14500
C$S|CITIGROUP PFD S|NATL|National Securities Corporation|1100
C$S|CITIGROUP PFD S|NFSC|National Financial Services LLC|19078
C$S|CITIGROUP PFD S|NITE|VIRTU Americas LLC|87168
C$S|CITIGROUP PFD S|NQRB|Brut, LLC|1200
C$S|CITIGROUP PFD S|OLDM|OLD MISSION CAPITAL, LLC|617
C$S|CITIGROUP PFD S|OPCO|Oppenheimer & Co. Inc.|1023
C$S|CITIGROUP PFD S|PDQM|CODA MARKETS, INC.|3228
C$S|CITIGROUP PFD S|PWJC|UBS Financial Services, Inc.|6257
C$S|CITIGROUP PFD S|RBCM|RBC CAPITAL MARKETS, LLC|17075
C$S|CITIGROUP PFD S|SBSH|Citigroup Global Markets Inc.|1275
C$S|CITIGROUP PFD S|SGMT|GOLDMAN SACHS & CO. LLC|10020
C$S|CITIGROUP PFD S|SPDR|SPEEDROUTE LLC|800
C$S|CITIGROUP PFD S|STFL|Stifel, Nicolaus & Company, Incorporated|6387
C$S|CITIGROUP PFD S|TRBT|Tradebot Systems, Inc.|1690
C$S|CITIGROUP PFD S|UBSA|UBS SECURITIES LLC|55916
C$S|CITIGROUP PFD S|UBSS|UBS Securities LLC|66531
C$S|CITIGROUP PFD S|VGRD|Vanguard Marketing Corporation|6241
C$S|CITIGROUP PFD S|WABR|Wall Street Access|17705
C$S|CITIGROUP PFD S|WCHV|WELLS FARGO SECURITIES, LLC|70956
C$S|CITIGROUP PFD S|WEDB|WEDBUSH SECURITIES INC.|253
C$S|CITIGROUP PFD S|WEXX|WOLVERINE EXECUTION SERVICES, LLC|600
C$S|CITIGROUP PFD S|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
C$S|CITIGROUP PFD S|XSTM|NATIONAL FINANCIAL SERVICES LLC|23400
C$S|CITIGROUP PFD S|YKNA|COMHAR CAPITAL MARKETS, LLC|300
C$S|CITIGROUP PFD S|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3350
C.A|CITIGROUP WTS A|ADAM|CANACCORD GENUITY INC.|400
C.A|CITIGROUP WTS A|BTIG|BTIG, LLC|5501000
C.A|CITIGROUP WTS A|CANT|Cantor Fitzgerald & Co.|700
C.A|CITIGROUP WTS A|ETRS|E*Trade Securities LLC|3200
C.A|CITIGROUP WTS A|GSCS|GOLDMAN SACHS & CO. LLC|161885
C.A|CITIGROUP WTS A|GSLT|GOLDMAN SACHS & CO. LLC|151100
C.A|CITIGROUP WTS A|KBWI|Keefe, Bruyette & Woods, Inc.|700
C.A|CITIGROUP WTS A|MAXM|Maxim Group LLC|1100
C.A|CITIGROUP WTS A|MSCO|MORGAN STANLEY & CO. LLC|1909162
C.A|CITIGROUP WTS A|NFSC|National Financial Services LLC|89247
C.A|CITIGROUP WTS A|NITE|VIRTU Americas LLC|256455
C.A|CITIGROUP WTS A|NQRB|Brut, LLC|5
C.A|CITIGROUP WTS A|OPCO|Oppenheimer & Co. Inc.|99900
C.A|CITIGROUP WTS A|PDQM|CODA MARKETS, INC.|500
C.A|CITIGROUP WTS A|SBSH|Citigroup Global Markets Inc.|5000
C.A|CITIGROUP WTS A|UBSS|UBS Securities LLC|1082
C.A|CITIGROUP WTS A|VNDM|Wall Street Access|30000
C.A|CITIGROUP WTS A|WSEA|WOLVERINE SECURITIES, LLC|205
CA|CA INC|ABLE|NATIXIS Securities Americas LLC|13988
CA|CA INC|ALFA|ALPHA TRADING L.P.|150523
CA|CA INC|ALTX|Alternet Securities Inc.|15217
CA|CA INC|ANOS|ABEL/NOSER, L.L.C.|500
CA|CA INC|APCC|Apex Clearing Corporation|4528
CA|CA INC|BALE|M&T SECURITIES, INC.|1622
CA|CA INC|BANK|Primevest Financial Services, Inc.|52
CA|CA INC|BARD|Robert W. Baird & Co. Incorporated|1324
CA|CA INC|BATM|CBOE TRADING, INC.|8799
CA|CA INC|BAYC|BAY CREST PARTNERS, LLC|18421
CA|CA INC|BAYT|BTIG, LLC|2900
CA|CA INC|BBNT|BB&T SECURITIES, LLC|1058
CA|CA INC|BERN|Sanford C. Bernstein & Co., LLC|77639
CA|CA INC|BGCE|BGC Financial Inc.|79723
CA|CA INC|BIDS|BIDS TRADING L.P.|600
CA|CA INC|BIMI|Banca IMI Securities Corp.|1290
CA|CA INC|BKCM|BNY Mellon Capital Markets LLC|1564
CA|CA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11980
CA|CA INC|BLKX|INSTINET, LLC|374660
CA|CA INC|BMOC|BMO Capital Markets Corp.|60750
CA|CA INC|BNPX|BNP PARIBAS SECURITIES CORP.|677255
CA|CA INC|BTIG|BTIG, LLC|132112
CA|CA INC|BYXM|CBOE TRADING, INC.|11763
CA|CA INC|BZYD|GOLDMAN SACHS & CO. LLC|806
CA|CA INC|CABR|Cabrera Capital Markets, Inc.|50
CA|CA INC|CANT|Cantor Fitzgerald & Co.|607
CA|CA INC|CHAS|Charles Schwab & Co., Inc.|858
CA|CA INC|CIBP|CIBC World Markets Corp.|17294
CA|CA INC|CICF|Canaccord Genuity Corp.|78
CA|CA INC|CIOI|CITIGROUP GLOBAL MARKETS INC|109500
CA|CA INC|CIST|Capital Institutional Services, Inc.|10696
CA|CA INC|CLSA|CLSA AMERICAS, LLC|300
CA|CA INC|CNFR|Cowen Prime Services LLC|4406
CA|CA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33030
CA|CA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|801
CA|CA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15007
CA|CA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|725290
CA|CA INC|CTDL|Citadel Derivatives Group Llc|89391
CA|CA INC|CTLR|CUTLER GROUP, LP|400
CA|CA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|75520
CA|CA INC|DADA|D.A. Davidson & Co.|2
CA|CA INC|DAWA|Daiwa Capital Markets America Inc.|6269
CA|CA INC|DBAB|Deutsche Bank Securities Inc.|1179738
CA|CA INC|DBAX|Deutsche Bank Securities Inc.|645100
CA|CA INC|DBUL|Deutsche Bank Securities Inc.|38904
CA|CA INC|DEAN|MORGAN STANLEY|20035
CA|CA INC|DEGS|RONIN PROFESSIONAL LLC|13559
CA|CA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|106440
CA|CA INC|DRWK|DRW SECURITIES, L.L.C.|203360
CA|CA INC|EBXL|EBX LLC|417400
CA|CA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|38401
CA|CA INC|EDJO|Edward D. Jones & Co., L.P.|1030
CA|CA INC|EGAM|CBOE TRADING, INC.|42428
CA|CA INC|EGAW|CBOE TRADING, INC.|401
CA|CA INC|EGXM|CBOE TRADING, INC.|4219
CA|CA INC|EGXW|CBOE TRADING, INC.|17
CA|CA INC|ELEV|ELEVATION, LLC|9349
CA|CA INC|EROP|Eroom Securities L.L.C.|1300
CA|CA INC|ESPO|ESPOSITO SECURITIES, LLC|113
CA|CA INC|ETBE|Electronic Transaction Clearing, Inc.|104593
CA|CA INC|ETCC|Electronic Transaction Clearing, Inc.|8112
CA|CA INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|30662
CA|CA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35515
CA|CA INC|ETRS|E*Trade Securities LLC|26025
CA|CA INC|FBCO|Credit Suisse Securities (USA) LLC|1087090
CA|CA INC|FBSB|U.S. Bancorp Investments, Inc.|344
CA|CA INC|FILL|Tradestation Securities, Inc.|9259
CA|CA INC|FINX|FINTECH SECURITIES|939
CA|CA INC|FMAF|NBCN Inc./ CDS|1759
CA|CA INC|FOMA|TD AMERITRADE CLEARING, INC.|66109
CA|CA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10050
CA|CA INC|FQLS|Quantlab Securities LP|801281
CA|CA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114701
CA|CA INC|FTBR|Foliofn Investments, Inc.|6141
CA|CA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|160423
CA|CA INC|GELP|RBC CAPITAL MARKETS, LLC|2129
CA|CA INC|GLPX|ACS EXECUTION SERVICES, LLC|90163
CA|CA INC|GSCO|GOLDMAN SACHS & CO. LLC|4221653
CA|CA INC|GSCS|GOLDMAN SACHS & CO. LLC|91691
CA|CA INC|GSLT|GOLDMAN SACHS & CO. LLC|52687
CA|CA INC|GTSZ|GTS SECURITIES LLC|534013
CA|CA INC|HAPX|HAP Trading, LLC|1000
CA|CA INC|HRBF|American Enterprise Investment Services Inc.|2994
CA|CA INC|HSBC|HSBC Securities, Inc.|43189
CA|CA INC|IATS|INTERACTIVE BROKERS LLC|8402
CA|CA INC|IBKR|Interactive Brokers Llc|184492
CA|CA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1351
CA|CA INC|ICBX|INSTINET, LLC|120116
CA|CA INC|IEQY|CITADEL SECURITIES LLC|541762
CA|CA INC|INCA|INSTINET, LLC|1101161
CA|CA INC|INJX|INSTINET, LLC|124565
CA|CA INC|ITGI|ITG Inc.|481635
CA|CA INC|ITGP|ITG INC.|363800
CA|CA INC|JANY|Janney Montgomery Scott Inc.|1491
CA|CA INC|JEFF|JEFFERIES LLC|573628
CA|CA INC|JMPT|JUMP TRADING, LLC|149660
CA|CA INC|JONE|JonesTrading|12807
CA|CA INC|JPBX|J.P. MORGAN SECURITIES LLC|365533
CA|CA INC|JPMX|J.P. Morgan Securities LLC|958885
CA|CA INC|JSJX|JANE STREET CAPITAL LLC|9060
CA|CA INC|KCGM|VIRTU Americas LLC|104175
CA|CA INC|KING|C. L. King & Associates, Inc.|100
CA|CA INC|LEHM|Barclays Capital Inc./Le|3626998
CA|CA INC|LGNT|COR CLEARING LLC|278
CA|CA INC|LIME|Lime Brokerage LLC|405814
CA|CA INC|LMGP|LIME BROKERAGE LLC|7480
CA|CA INC|LOOP|Loop Capital Markets LLC|400
CA|CA INC|LQNA|LIQUIDNET, INC.|50500
CA|CA INC|LSCI|Lek Securities Corporation|379
CA|CA INC|MACC|Mid Atlantic Capital Corporation|3082
CA|CA INC|MAXM|Maxim Group LLC|38
CA|CA INC|MCMF|Raymond James Ltd. Cds|707
CA|CA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|275975
CA|CA INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
CA|CA INC|MOTF|MOTIF INVESTING, INC.|3
CA|CA INC|MSCO|MORGAN STANLEY & CO. LLC|6102156
CA|CA INC|MSPL|MORGAN STANLEY & CO. LLC|783100
CA|CA INC|MSTX|MORGAN STANLEY & CO. LLC|480600
CA|CA INC|MULL|MARK J. MULLER EQUITIES, INC.|17003
CA|CA INC|MZHO|Mizuho Securities USA LLC|30000
CA|CA INC|NATL|National Securities Corporation|500
CA|CA INC|NFSC|National Financial Services LLC|704438
CA|CA INC|NITE|VIRTU Americas LLC|1260143
CA|CA INC|NITP|VIRTU Americas LLC|8433
CA|CA INC|NQRB|Brut, LLC|61870
CA|CA INC|NTRC|Northern Trust Securities, Inc.|146
CA|CA INC|OHOS|TWO SIGMA SECURITIES, LLC|110805
CA|CA INC|OLDM|OLD MISSION CAPITAL, LLC|33560
CA|CA INC|OPCO|Oppenheimer & Co. Inc.|15248
CA|CA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|14080
CA|CA INC|PDQM|CODA MARKETS, INC.|609185
CA|CA INC|PICT|Pictet Overseas Inc.|3300
CA|CA INC|PWJC|UBS Financial Services, Inc.|98
CA|CA INC|RAJA|Raymond James & Associates, Inc.|14959
CA|CA INC|RBCM|RBC CAPITAL MARKETS, LLC|5819
CA|CA INC|SAGL|SAGETRADER, LLC|44167
CA|CA INC|SAGW|SAGETRADER, LLC|2944
CA|CA INC|SALI|INTL FCSTONE FINANCIAL INC.|66
CA|CA INC|SBSH|Citigroup Global Markets Inc.|1496654
CA|CA INC|SEIC|SEI Investments Distribution Co.|5038
CA|CA INC|SGMT|GOLDMAN SACHS & CO. LLC|327253
CA|CA INC|SPDR|SPEEDROUTE LLC|11200
CA|CA INC|STFL|Stifel, Nicolaus & Company, Incorporated|5182
CA|CA INC|STKP|STOCKPILE INVESTMENTS, INC.|8
CA|CA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
CA|CA INC|SWIM|TD Ameritrade, Inc.|110253
CA|CA INC|SWST|Hilltop Securities Inc.|6160
CA|CA INC|TAGC|TELSEY ADVISORY GROUP LLC|2313
CA|CA INC|TKNG|ALLY INVEST SECURITIES LLC|4059
CA|CA INC|TONC|CUTTONE & CO., LLC|3461
CA|CA INC|TRBT|Tradebot Systems, Inc.|768574
CA|CA INC|TRCM|TRC MARKETS LLC|718846
CA|CA INC|UBSA|UBS SECURITIES LLC|1583466
CA|CA INC|UBSS|UBS Securities LLC|3193457
CA|CA INC|VALX|VIRTU AMERICAS LLC|39982
CA|CA INC|VERT|The Vertical Trading Group, LLC|1
CA|CA INC|VGRD|Vanguard Marketing Corporation|3821
CA|CA INC|WBET|Wallachbeth Capital LLC|520
CA|CA INC|WBLR|WILLIAM BLAIR|2259
CA|CA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|49102
CA|CA INC|WCHV|WELLS FARGO SECURITIES, LLC|303103
CA|CA INC|WDNX|WEEDEN & CO.L.P.|4650
CA|CA INC|WEDB|WEDBUSH SECURITIES INC.|25
CA|CA INC|WEED|Weeden & Co.L.P.|2988
CA|CA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30127
CA|CA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57968
CA|CA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1521
CA|CA INC|WSAG|WALL STREET ACCESS|60
CA|CA INC|WSEA|WOLVERINE SECURITIES, LLC|10347
CA|CA INC|XIST|INSTINET, LLC|377338
CA|CA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|43862
CA|CA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|23878
CA|CA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14072
CAAP|CORPORACION AMERICA|ALTX|Alternet Securities Inc.|14868
CAAP|CORPORACION AMERICA|BATM|CBOE TRADING, INC.|2408
CAAP|CORPORACION AMERICA|BAYT|BTIG, LLC|500
CAAP|CORPORACION AMERICA|BERN|Sanford C. Bernstein & Co., LLC|700
CAAP|CORPORACION AMERICA|BIDS|BIDS TRADING L.P.|4000
CAAP|CORPORACION AMERICA|BIMI|Banca IMI Securities Corp.|4742
CAAP|CORPORACION AMERICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8477
CAAP|CORPORACION AMERICA|BLKX|INSTINET, LLC|11200
CAAP|CORPORACION AMERICA|BTIG|BTIG, LLC|163300
CAAP|CORPORACION AMERICA|BYXM|CBOE TRADING, INC.|711
CAAP|CORPORACION AMERICA|CANT|Cantor Fitzgerald & Co.|100
CAAP|CORPORACION AMERICA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24729
CAAP|CORPORACION AMERICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26263
CAAP|CORPORACION AMERICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53767
CAAP|CORPORACION AMERICA|CTDL|Citadel Derivatives Group Llc|100
CAAP|CORPORACION AMERICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1596
CAAP|CORPORACION AMERICA|DBAB|Deutsche Bank Securities Inc.|5796
CAAP|CORPORACION AMERICA|DBAX|Deutsche Bank Securities Inc.|35100
CAAP|CORPORACION AMERICA|DEAN|MORGAN STANLEY|2700
CAAP|CORPORACION AMERICA|DEGS|RONIN PROFESSIONAL LLC|5000
CAAP|CORPORACION AMERICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
CAAP|CORPORACION AMERICA|EBXL|EBX LLC|48300
CAAP|CORPORACION AMERICA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1274
CAAP|CORPORACION AMERICA|EGAM|CBOE TRADING, INC.|3132
CAAP|CORPORACION AMERICA|EGMT|EG MARKET TECHNOLOGIES LLC|100
CAAP|CORPORACION AMERICA|EGXM|CBOE TRADING, INC.|3201
CAAP|CORPORACION AMERICA|ETBE|Electronic Transaction Clearing, Inc.|1481
CAAP|CORPORACION AMERICA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9265
CAAP|CORPORACION AMERICA|ETRS|E*Trade Securities LLC|7411
CAAP|CORPORACION AMERICA|FILL|Tradestation Securities, Inc.|400
CAAP|CORPORACION AMERICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57323
CAAP|CORPORACION AMERICA|FTBR|Foliofn Investments, Inc.|11
CAAP|CORPORACION AMERICA|GARC|ICAP Corporates LLC|200
CAAP|CORPORACION AMERICA|GLPX|ACS EXECUTION SERVICES, LLC|18244
CAAP|CORPORACION AMERICA|GSCO|GOLDMAN SACHS & CO. LLC|83435
CAAP|CORPORACION AMERICA|GSCS|GOLDMAN SACHS & CO. LLC|4688
CAAP|CORPORACION AMERICA|GSLT|GOLDMAN SACHS & CO. LLC|1950
CAAP|CORPORACION AMERICA|GTSZ|GTS SECURITIES LLC|24521
CAAP|CORPORACION AMERICA|HPPX|POTAMUS TRADING, LLC|64
CAAP|CORPORACION AMERICA|HRBF|American Enterprise Investment Services Inc.|12300
CAAP|CORPORACION AMERICA|HSBC|HSBC Securities, Inc.|796
CAAP|CORPORACION AMERICA|IATS|INTERACTIVE BROKERS LLC|3767
CAAP|CORPORACION AMERICA|IBKR|Interactive Brokers Llc|3989
CAAP|CORPORACION AMERICA|ICBX|INSTINET, LLC|16767
CAAP|CORPORACION AMERICA|INCA|INSTINET, LLC|48604
CAAP|CORPORACION AMERICA|ITAU|Itau USA Securities Inc.|70000
CAAP|CORPORACION AMERICA|ITGI|ITG Inc.|90132
CAAP|CORPORACION AMERICA|ITGP|ITG INC.|224800
CAAP|CORPORACION AMERICA|JEFF|JEFFERIES LLC|1572
CAAP|CORPORACION AMERICA|JMPT|JUMP TRADING, LLC|7096
CAAP|CORPORACION AMERICA|JPBX|J.P. MORGAN SECURITIES LLC|200
CAAP|CORPORACION AMERICA|JPMX|J.P. Morgan Securities LLC|159534
CAAP|CORPORACION AMERICA|JSJX|JANE STREET CAPITAL LLC|3610
CAAP|CORPORACION AMERICA|KCGM|VIRTU Americas LLC|18792
CAAP|CORPORACION AMERICA|LEHM|Barclays Capital Inc./Le|22414
CAAP|CORPORACION AMERICA|LIME|Lime Brokerage LLC|6244
CAAP|CORPORACION AMERICA|LQNA|LIQUIDNET, INC.|40000
CAAP|CORPORACION AMERICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43224
CAAP|CORPORACION AMERICA|MOTF|MOTIF INVESTING, INC.|7
CAAP|CORPORACION AMERICA|MSCO|MORGAN STANLEY & CO. LLC|132151
CAAP|CORPORACION AMERICA|MSPL|MORGAN STANLEY & CO. LLC|86000
CAAP|CORPORACION AMERICA|MSTX|MORGAN STANLEY & CO. LLC|18800
CAAP|CORPORACION AMERICA|MTON|MILLINGTON SECURITIES, INC.|22524
CAAP|CORPORACION AMERICA|NFSC|National Financial Services LLC|27784
CAAP|CORPORACION AMERICA|NITE|VIRTU Americas LLC|144051
CAAP|CORPORACION AMERICA|NQRB|Brut, LLC|1183
CAAP|CORPORACION AMERICA|OPCO|Oppenheimer & Co. Inc.|125134
CAAP|CORPORACION AMERICA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
CAAP|CORPORACION AMERICA|PDQM|CODA MARKETS, INC.|31246
CAAP|CORPORACION AMERICA|PWJC|UBS Financial Services, Inc.|3300
CAAP|CORPORACION AMERICA|SAGL|SAGETRADER, LLC|1395
CAAP|CORPORACION AMERICA|SBSH|Citigroup Global Markets Inc.|12778
CAAP|CORPORACION AMERICA|SGMT|GOLDMAN SACHS & CO. LLC|17493
CAAP|CORPORACION AMERICA|SOGO|Wang Investment Associates, Inc.|3500
CAAP|CORPORACION AMERICA|SPDR|SPEEDROUTE LLC|16311
CAAP|CORPORACION AMERICA|SPTD|MINT GLOBAL MARKETS, INC.|12001
CAAP|CORPORACION AMERICA|STFL|Stifel, Nicolaus & Company, Incorporated|600
CAAP|CORPORACION AMERICA|SWIM|TD Ameritrade, Inc.|3137
CAAP|CORPORACION AMERICA|TITL|TITLEIST ASSET MANAGEMENT, LTD.|2096
CAAP|CORPORACION AMERICA|TRBT|Tradebot Systems, Inc.|23201
CAAP|CORPORACION AMERICA|TRCM|TRC MARKETS LLC|700
CAAP|CORPORACION AMERICA|UBSA|UBS SECURITIES LLC|133635
CAAP|CORPORACION AMERICA|UBSS|UBS Securities LLC|136302
CAAP|CORPORACION AMERICA|VALX|VIRTU AMERICAS LLC|11725
CAAP|CORPORACION AMERICA|VGRD|Vanguard Marketing Corporation|5405
CAAP|CORPORACION AMERICA|WABR|Wall Street Access|23324
CAAP|CORPORACION AMERICA|WCHV|WELLS FARGO SECURITIES, LLC|8280
CAAP|CORPORACION AMERICA|WEED|Weeden & Co.L.P.|7800
CAAP|CORPORACION AMERICA|WGIF|CIBC World Markets Inc.|400
CAAP|CORPORACION AMERICA|XIST|INSTINET, LLC|7400
CAAP|CORPORACION AMERICA|XPUS|XP SECURITIES, LLC|21486
CAAP|CORPORACION AMERICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|5520
CAAP|CORPORACION AMERICA|YKNA|COMHAR CAPITAL MARKETS, LLC|544
CAAS|CHINA AUTOMOTIVE SYS|APCC|Apex Clearing Corporation|14
CAAS|CHINA AUTOMOTIVE SYS|BATM|CBOE TRADING, INC.|1
CAAS|CHINA AUTOMOTIVE SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|631
CAAS|CHINA AUTOMOTIVE SYS|DBAB|Deutsche Bank Securities Inc.|200
CAAS|CHINA AUTOMOTIVE SYS|DEGS|RONIN PROFESSIONAL LLC|1892
CAAS|CHINA AUTOMOTIVE SYS|EBXL|EBX LLC|200
CAAS|CHINA AUTOMOTIVE SYS|EDJO|Edward D. Jones & Co., L.P.|634
CAAS|CHINA AUTOMOTIVE SYS|EGXW|CBOE TRADING, INC.|1358
CAAS|CHINA AUTOMOTIVE SYS|ETRS|E*Trade Securities LLC|19623
CAAS|CHINA AUTOMOTIVE SYS|FBCO|Credit Suisse Securities (USA) LLC|2361
CAAS|CHINA AUTOMOTIVE SYS|FILL|Tradestation Securities, Inc.|7510
CAAS|CHINA AUTOMOTIVE SYS|FOMA|TD AMERITRADE CLEARING, INC.|30254
CAAS|CHINA AUTOMOTIVE SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1175
CAAS|CHINA AUTOMOTIVE SYS|FTBR|Foliofn Investments, Inc.|18077
CAAS|CHINA AUTOMOTIVE SYS|GEBB|GLOBAL EXECUTION BROKERS, LP|411
CAAS|CHINA AUTOMOTIVE SYS|GLPX|ACS EXECUTION SERVICES, LLC|800
CAAS|CHINA AUTOMOTIVE SYS|GSCO|GOLDMAN SACHS & CO. LLC|4684
CAAS|CHINA AUTOMOTIVE SYS|GTSZ|GTS SECURITIES LLC|223
CAAS|CHINA AUTOMOTIVE SYS|IATS|INTERACTIVE BROKERS LLC|14
CAAS|CHINA AUTOMOTIVE SYS|IBKR|Interactive Brokers Llc|15672
CAAS|CHINA AUTOMOTIVE SYS|INCA|INSTINET, LLC|2501
CAAS|CHINA AUTOMOTIVE SYS|ITGI|ITG Inc.|7334
CAAS|CHINA AUTOMOTIVE SYS|ITGP|ITG INC.|7200
CAAS|CHINA AUTOMOTIVE SYS|JPMX|J.P. Morgan Securities LLC|400
CAAS|CHINA AUTOMOTIVE SYS|LEHM|Barclays Capital Inc./Le|3000
CAAS|CHINA AUTOMOTIVE SYS|LIME|Lime Brokerage LLC|5606
CAAS|CHINA AUTOMOTIVE SYS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CAAS|CHINA AUTOMOTIVE SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
CAAS|CHINA AUTOMOTIVE SYS|MSCO|MORGAN STANLEY & CO. LLC|8980
CAAS|CHINA AUTOMOTIVE SYS|NFSC|National Financial Services LLC|20545
CAAS|CHINA AUTOMOTIVE SYS|NITE|VIRTU Americas LLC|86451
CAAS|CHINA AUTOMOTIVE SYS|NQRB|Brut, LLC|1300
CAAS|CHINA AUTOMOTIVE SYS|PDQM|CODA MARKETS, INC.|700
CAAS|CHINA AUTOMOTIVE SYS|PWJC|UBS Financial Services, Inc.|155
CAAS|CHINA AUTOMOTIVE SYS|RAJA|Raymond James & Associates, Inc.|2117
CAAS|CHINA AUTOMOTIVE SYS|RBCM|RBC CAPITAL MARKETS, LLC|500
CAAS|CHINA AUTOMOTIVE SYS|SBSH|Citigroup Global Markets Inc.|3108
CAAS|CHINA AUTOMOTIVE SYS|SGMT|GOLDMAN SACHS & CO. LLC|100
CAAS|CHINA AUTOMOTIVE SYS|SPDR|SPEEDROUTE LLC|400
CAAS|CHINA AUTOMOTIVE SYS|SWIM|TD Ameritrade, Inc.|26500
CAAS|CHINA AUTOMOTIVE SYS|UBSA|UBS SECURITIES LLC|2210
CAAS|CHINA AUTOMOTIVE SYS|UBSS|UBS Securities LLC|14319
CAAS|CHINA AUTOMOTIVE SYS|VGRD|Vanguard Marketing Corporation|1100
CAAS|CHINA AUTOMOTIVE SYS|WCHV|WELLS FARGO SECURITIES, LLC|1500
CABO|CABLE ONE, INC.|AGIS|Aegis Capital Corp.|255
CABO|CABLE ONE, INC.|ALTX|Alternet Securities Inc.|4614
CABO|CABLE ONE, INC.|ANOS|ABEL/NOSER, L.L.C.|39
CABO|CABLE ONE, INC.|APCC|Apex Clearing Corporation|21
CABO|CABLE ONE, INC.|BARD|Robert W. Baird & Co. Incorporated|260
CABO|CABLE ONE, INC.|BATM|CBOE TRADING, INC.|764
CABO|CABLE ONE, INC.|BAYT|BTIG, LLC|500
CABO|CABLE ONE, INC.|BERN|Sanford C. Bernstein & Co., LLC|2832
CABO|CABLE ONE, INC.|BKCM|BNY Mellon Capital Markets LLC|950
CABO|CABLE ONE, INC.|BMOC|BMO Capital Markets Corp.|16
CABO|CABLE ONE, INC.|BNCH|The Benchmark Company, LLC|525
CABO|CABLE ONE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|142
CABO|CABLE ONE, INC.|BTIG|BTIG, LLC|127
CABO|CABLE ONE, INC.|BYXM|CBOE TRADING, INC.|3096
CABO|CABLE ONE, INC.|CIST|Capital Institutional Services, Inc.|726
CABO|CABLE ONE, INC.|CLSA|CLSA AMERICAS, LLC|1900
CABO|CABLE ONE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4054
CABO|CABLE ONE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9399
CABO|CABLE ONE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17514
CABO|CABLE ONE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23621
CABO|CABLE ONE, INC.|CTDL|Citadel Derivatives Group Llc|6
CABO|CABLE ONE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|692
CABO|CABLE ONE, INC.|DAVA|Davenport & Company LLC|525
CABO|CABLE ONE, INC.|DBAB|Deutsche Bank Securities Inc.|3284
CABO|CABLE ONE, INC.|DBAX|Deutsche Bank Securities Inc.|17600
CABO|CABLE ONE, INC.|DEAN|MORGAN STANLEY|180
CABO|CABLE ONE, INC.|EBXL|EBX LLC|18500
CABO|CABLE ONE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|119
CABO|CABLE ONE, INC.|EGAM|CBOE TRADING, INC.|2359
CABO|CABLE ONE, INC.|EGAW|CBOE TRADING, INC.|3
CABO|CABLE ONE, INC.|EGXM|CBOE TRADING, INC.|31
CABO|CABLE ONE, INC.|ETRS|E*Trade Securities LLC|1044
CABO|CABLE ONE, INC.|FMAF|NBCN Inc./ CDS|10
CABO|CABLE ONE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4
CABO|CABLE ONE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3630
CABO|CABLE ONE, INC.|FTBR|Foliofn Investments, Inc.|636
CABO|CABLE ONE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|57391
CABO|CABLE ONE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|13697
CABO|CABLE ONE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2917
CABO|CABLE ONE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|472
CABO|CABLE ONE, INC.|GTSZ|GTS SECURITIES LLC|16793
CABO|CABLE ONE, INC.|HRBF|American Enterprise Investment Services Inc.|192
CABO|CABLE ONE, INC.|IATS|INTERACTIVE BROKERS LLC|115
CABO|CABLE ONE, INC.|IBKR|Interactive Brokers Llc|1166
CABO|CABLE ONE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
CABO|CABLE ONE, INC.|ICBX|INSTINET, LLC|1900
CABO|CABLE ONE, INC.|IEQY|CITADEL SECURITIES LLC|4395
CABO|CABLE ONE, INC.|INCA|INSTINET, LLC|23500
CABO|CABLE ONE, INC.|INJX|INSTINET, LLC|56
CABO|CABLE ONE, INC.|ITGI|ITG Inc.|5351
CABO|CABLE ONE, INC.|ITGP|ITG INC.|16600
CABO|CABLE ONE, INC.|JANY|Janney Montgomery Scott Inc.|60
CABO|CABLE ONE, INC.|JEFF|JEFFERIES LLC|824
CABO|CABLE ONE, INC.|JMPT|JUMP TRADING, LLC|13
CABO|CABLE ONE, INC.|JPMX|J.P. Morgan Securities LLC|45476
CABO|CABLE ONE, INC.|KCGM|VIRTU Americas LLC|6049
CABO|CABLE ONE, INC.|LEHM|Barclays Capital Inc./Le|16461
CABO|CABLE ONE, INC.|LIME|Lime Brokerage LLC|396
CABO|CABLE ONE, INC.|LQNA|LIQUIDNET, INC.|10000
CABO|CABLE ONE, INC.|MCBT|Moors & Cabot, Inc.|4
CABO|CABLE ONE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11842
CABO|CABLE ONE, INC.|MOTF|MOTIF INVESTING, INC.|3
CABO|CABLE ONE, INC.|MSCO|MORGAN STANLEY & CO. LLC|37418
CABO|CABLE ONE, INC.|MSPL|MORGAN STANLEY & CO. LLC|23900
CABO|CABLE ONE, INC.|MSTX|MORGAN STANLEY & CO. LLC|200
CABO|CABLE ONE, INC.|NFSC|National Financial Services LLC|1453
CABO|CABLE ONE, INC.|NITE|VIRTU Americas LLC|44082
CABO|CABLE ONE, INC.|NMRA|Nomura Securities International, Inc.|100000
CABO|CABLE ONE, INC.|NQRB|Brut, LLC|342
CABO|CABLE ONE, INC.|NTRC|Northern Trust Securities, Inc.|279
CABO|CABLE ONE, INC.|OPCO|Oppenheimer & Co. Inc.|8
CABO|CABLE ONE, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|800
CABO|CABLE ONE, INC.|PDQM|CODA MARKETS, INC.|85185
CABO|CABLE ONE, INC.|PWJC|UBS Financial Services, Inc.|1
CABO|CABLE ONE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|218
CABO|CABLE ONE, INC.|SBSH|Citigroup Global Markets Inc.|6560
CABO|CABLE ONE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|3439
CABO|CABLE ONE, INC.|SPDR|SPEEDROUTE LLC|11107
CABO|CABLE ONE, INC.|SPTD|MINT GLOBAL MARKETS, INC.|6006
CABO|CABLE ONE, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|195
CABO|CABLE ONE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5
CABO|CABLE ONE, INC.|SWIM|TD Ameritrade, Inc.|7526
CABO|CABLE ONE, INC.|TIAD|Triad Securities Corp|66
CABO|CABLE ONE, INC.|TKNG|ALLY INVEST SECURITIES LLC|2
CABO|CABLE ONE, INC.|TRBT|Tradebot Systems, Inc.|2799
CABO|CABLE ONE, INC.|TRCM|TRC MARKETS LLC|201
CABO|CABLE ONE, INC.|UBSA|UBS SECURITIES LLC|41883
CABO|CABLE ONE, INC.|UBSS|UBS Securities LLC|12621
CABO|CABLE ONE, INC.|VALX|VIRTU AMERICAS LLC|1078
CABO|CABLE ONE, INC.|VGRD|Vanguard Marketing Corporation|10
CABO|CABLE ONE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|537
CABO|CABLE ONE, INC.|WEED|Weeden & Co.L.P.|332
CABO|CABLE ONE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8
CABO|CABLE ONE, INC.|WSEA|WOLVERINE SECURITIES, LLC|36
CABO|CABLE ONE, INC.|XIST|INSTINET, LLC|1200
CABO|CABLE ONE, INC.|XPQR|Jump Trading|100
CABO|CABLE ONE, INC.|XPUS|XP SECURITIES, LLC|60
CABO|CABLE ONE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|10276
CABO|CABLE ONE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|149
CAC|CAMDEN NATL CP|ALTX|Alternet Securities Inc.|412
CAC|CAMDEN NATL CP|ANOS|ABEL/NOSER, L.L.C.|899
CAC|CAMDEN NATL CP|APCC|Apex Clearing Corporation|4
CAC|CAMDEN NATL CP|BATM|CBOE TRADING, INC.|113
CAC|CAMDEN NATL CP|BERN|Sanford C. Bernstein & Co., LLC|1010
CAC|CAMDEN NATL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
CAC|CAMDEN NATL CP|BMOC|BMO Capital Markets Corp.|2449
CAC|CAMDEN NATL CP|BNPX|BNP PARIBAS SECURITIES CORP.|1480
CAC|CAMDEN NATL CP|BTIG|BTIG, LLC|5585
CAC|CAMDEN NATL CP|BZYD|GOLDMAN SACHS & CO. LLC|1500
CAC|CAMDEN NATL CP|CANT|Cantor Fitzgerald & Co.|2513
CAC|CAMDEN NATL CP|CHAS|Charles Schwab & Co., Inc.|21
CAC|CAMDEN NATL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|311
CAC|CAMDEN NATL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9777
CAC|CAMDEN NATL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3791
CAC|CAMDEN NATL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8411
CAC|CAMDEN NATL CP|CTDL|Citadel Derivatives Group Llc|862
CAC|CAMDEN NATL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1858
CAC|CAMDEN NATL CP|DADA|D.A. Davidson & Co.|67
CAC|CAMDEN NATL CP|DBAB|Deutsche Bank Securities Inc.|38218
CAC|CAMDEN NATL CP|DBAX|Deutsche Bank Securities Inc.|4600
CAC|CAMDEN NATL CP|DEGS|RONIN PROFESSIONAL LLC|2135
CAC|CAMDEN NATL CP|EBXL|EBX LLC|1300
CAC|CAMDEN NATL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|902
CAC|CAMDEN NATL CP|EDJO|Edward D. Jones & Co., L.P.|2583
CAC|CAMDEN NATL CP|EGAM|CBOE TRADING, INC.|205
CAC|CAMDEN NATL CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1518
CAC|CAMDEN NATL CP|ETRS|E*Trade Securities LLC|428
CAC|CAMDEN NATL CP|FBCO|Credit Suisse Securities (USA) LLC|52772
CAC|CAMDEN NATL CP|FMAF|NBCN Inc./ CDS|200
CAC|CAMDEN NATL CP|FOMA|TD AMERITRADE CLEARING, INC.|2970
CAC|CAMDEN NATL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10580
CAC|CAMDEN NATL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|4551
CAC|CAMDEN NATL CP|GLPX|ACS EXECUTION SERVICES, LLC|2625
CAC|CAMDEN NATL CP|GSCO|GOLDMAN SACHS & CO. LLC|47607
CAC|CAMDEN NATL CP|GSCS|GOLDMAN SACHS & CO. LLC|760
CAC|CAMDEN NATL CP|GSLT|GOLDMAN SACHS & CO. LLC|5
CAC|CAMDEN NATL CP|GTSZ|GTS SECURITIES LLC|16535
CAC|CAMDEN NATL CP|HRBF|American Enterprise Investment Services Inc.|655
CAC|CAMDEN NATL CP|IBKR|Interactive Brokers Llc|4299
CAC|CAMDEN NATL CP|ICBX|INSTINET, LLC|1000
CAC|CAMDEN NATL CP|IEQY|CITADEL SECURITIES LLC|4460
CAC|CAMDEN NATL CP|INCA|INSTINET, LLC|37687
CAC|CAMDEN NATL CP|INJX|INSTINET, LLC|4046
CAC|CAMDEN NATL CP|ITGI|ITG Inc.|4640
CAC|CAMDEN NATL CP|ITGP|ITG INC.|6600
CAC|CAMDEN NATL CP|JEFF|JEFFERIES LLC|8036
CAC|CAMDEN NATL CP|JPBX|J.P. MORGAN SECURITIES LLC|1178
CAC|CAMDEN NATL CP|JPMX|J.P. Morgan Securities LLC|13655
CAC|CAMDEN NATL CP|JSJX|JANE STREET CAPITAL LLC|109
CAC|CAMDEN NATL CP|KCGM|VIRTU Americas LLC|877
CAC|CAMDEN NATL CP|LEHM|Barclays Capital Inc./Le|26933
CAC|CAMDEN NATL CP|LIME|Lime Brokerage LLC|15461
CAC|CAMDEN NATL CP|MAXM|Maxim Group LLC|1558
CAC|CAMDEN NATL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
CAC|CAMDEN NATL CP|MSCO|MORGAN STANLEY & CO. LLC|76905
CAC|CAMDEN NATL CP|MSPL|MORGAN STANLEY & CO. LLC|9100
CAC|CAMDEN NATL CP|NFSC|National Financial Services LLC|2408
CAC|CAMDEN NATL CP|NITE|VIRTU Americas LLC|21047
CAC|CAMDEN NATL CP|NQRB|Brut, LLC|1468
CAC|CAMDEN NATL CP|OPCO|Oppenheimer & Co. Inc.|902
CAC|CAMDEN NATL CP|PDQM|CODA MARKETS, INC.|4551
CAC|CAMDEN NATL CP|PWJC|UBS Financial Services, Inc.|895
CAC|CAMDEN NATL CP|RAJA|Raymond James & Associates, Inc.|484
CAC|CAMDEN NATL CP|RBCM|RBC CAPITAL MARKETS, LLC|212
CAC|CAMDEN NATL CP|SBSH|Citigroup Global Markets Inc.|16492
CAC|CAMDEN NATL CP|SGMT|GOLDMAN SACHS & CO. LLC|2068
CAC|CAMDEN NATL CP|SPDR|SPEEDROUTE LLC|10550
CAC|CAMDEN NATL CP|STFL|Stifel, Nicolaus & Company, Incorporated|1063
CAC|CAMDEN NATL CP|TMBR|Timber Hill LLC|9
CAC|CAMDEN NATL CP|TRBT|Tradebot Systems, Inc.|2717
CAC|CAMDEN NATL CP|TRCM|TRC MARKETS LLC|14552
CAC|CAMDEN NATL CP|UBSA|UBS SECURITIES LLC|14260
CAC|CAMDEN NATL CP|UBSS|UBS Securities LLC|60445
CAC|CAMDEN NATL CP|VALX|VIRTU AMERICAS LLC|2744
CAC|CAMDEN NATL CP|VGRD|Vanguard Marketing Corporation|326
CAC|CAMDEN NATL CP|WCHV|WELLS FARGO SECURITIES, LLC|3320
CAC|CAMDEN NATL CP|WEED|Weeden & Co.L.P.|7300
CAC|CAMDEN NATL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|537
CAC|CAMDEN NATL CP|WSEA|WOLVERINE SECURITIES, LLC|5
CAC|CAMDEN NATL CP|XIST|INSTINET, LLC|1150
CAC|CAMDEN NATL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|15
CAC|CAMDEN NATL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4609
CACC|CREDIT ACCEPTANCE|ALTX|Alternet Securities Inc.|4168
CACC|CREDIT ACCEPTANCE|APCC|Apex Clearing Corporation|98
CACC|CREDIT ACCEPTANCE|BANK|Primevest Financial Services, Inc.|2
CACC|CREDIT ACCEPTANCE|BARD|Robert W. Baird & Co. Incorporated|1
CACC|CREDIT ACCEPTANCE|BATM|CBOE TRADING, INC.|1643
CACC|CREDIT ACCEPTANCE|BAYC|BAY CREST PARTNERS, LLC|67
CACC|CREDIT ACCEPTANCE|BERN|Sanford C. Bernstein & Co., LLC|12358
CACC|CREDIT ACCEPTANCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
CACC|CREDIT ACCEPTANCE|BMOC|BMO Capital Markets Corp.|78
CACC|CREDIT ACCEPTANCE|BNPX|BNP PARIBAS SECURITIES CORP.|2565
CACC|CREDIT ACCEPTANCE|BTIG|BTIG, LLC|2146
CACC|CREDIT ACCEPTANCE|BYXM|CBOE TRADING, INC.|720
CACC|CREDIT ACCEPTANCE|CHAS|Charles Schwab & Co., Inc.|117
CACC|CREDIT ACCEPTANCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|555
CACC|CREDIT ACCEPTANCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25167
CACC|CREDIT ACCEPTANCE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31623
CACC|CREDIT ACCEPTANCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28879
CACC|CREDIT ACCEPTANCE|CTDL|Citadel Derivatives Group Llc|9014
CACC|CREDIT ACCEPTANCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|9082
CACC|CREDIT ACCEPTANCE|DADA|D.A. Davidson & Co.|13
CACC|CREDIT ACCEPTANCE|DBAB|Deutsche Bank Securities Inc.|55186
CACC|CREDIT ACCEPTANCE|DBAX|Deutsche Bank Securities Inc.|22800
CACC|CREDIT ACCEPTANCE|DBUL|Deutsche Bank Securities Inc.|2885
CACC|CREDIT ACCEPTANCE|DEAN|MORGAN STANLEY|41
CACC|CREDIT ACCEPTANCE|DEGS|RONIN PROFESSIONAL LLC|768
CACC|CREDIT ACCEPTANCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1890
CACC|CREDIT ACCEPTANCE|EBXL|EBX LLC|11800
CACC|CREDIT ACCEPTANCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|3747
CACC|CREDIT ACCEPTANCE|EDJO|Edward D. Jones & Co., L.P.|17
CACC|CREDIT ACCEPTANCE|EGAM|CBOE TRADING, INC.|1067
CACC|CREDIT ACCEPTANCE|EGAW|CBOE TRADING, INC.|42
CACC|CREDIT ACCEPTANCE|EGMT|EG MARKET TECHNOLOGIES LLC|300
CACC|CREDIT ACCEPTANCE|EGXM|CBOE TRADING, INC.|205
CACC|CREDIT ACCEPTANCE|EGXW|CBOE TRADING, INC.|100
CACC|CREDIT ACCEPTANCE|ETBE|Electronic Transaction Clearing, Inc.|103
CACC|CREDIT ACCEPTANCE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
CACC|CREDIT ACCEPTANCE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1254
CACC|CREDIT ACCEPTANCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10896
CACC|CREDIT ACCEPTANCE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1002
CACC|CREDIT ACCEPTANCE|ETRS|E*Trade Securities LLC|4563
CACC|CREDIT ACCEPTANCE|FBCO|Credit Suisse Securities (USA) LLC|57270
CACC|CREDIT ACCEPTANCE|FILL|Tradestation Securities, Inc.|90
CACC|CREDIT ACCEPTANCE|FOMA|TD AMERITRADE CLEARING, INC.|4744
CACC|CREDIT ACCEPTANCE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|597
CACC|CREDIT ACCEPTANCE|FQLS|Quantlab Securities LP|34575
CACC|CREDIT ACCEPTANCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6902
CACC|CREDIT ACCEPTANCE|FTBR|Foliofn Investments, Inc.|579
CACC|CREDIT ACCEPTANCE|GEBB|GLOBAL EXECUTION BROKERS, LP|1091
CACC|CREDIT ACCEPTANCE|GLPX|ACS EXECUTION SERVICES, LLC|27948
CACC|CREDIT ACCEPTANCE|GSCO|GOLDMAN SACHS & CO. LLC|72389
CACC|CREDIT ACCEPTANCE|GSCS|GOLDMAN SACHS & CO. LLC|1646
CACC|CREDIT ACCEPTANCE|GTSZ|GTS SECURITIES LLC|42043
CACC|CREDIT ACCEPTANCE|HAPX|HAP Trading, LLC|50
CACC|CREDIT ACCEPTANCE|HRBF|American Enterprise Investment Services Inc.|204
CACC|CREDIT ACCEPTANCE|HSBC|HSBC Securities, Inc.|440
CACC|CREDIT ACCEPTANCE|IATS|INTERACTIVE BROKERS LLC|24664
CACC|CREDIT ACCEPTANCE|IBKR|Interactive Brokers Llc|176794
CACC|CREDIT ACCEPTANCE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
CACC|CREDIT ACCEPTANCE|ICBX|INSTINET, LLC|3500
CACC|CREDIT ACCEPTANCE|INCA|INSTINET, LLC|46295
CACC|CREDIT ACCEPTANCE|INJX|INSTINET, LLC|3974
CACC|CREDIT ACCEPTANCE|ITGI|ITG Inc.|9580
CACC|CREDIT ACCEPTANCE|ITGP|ITG INC.|24400
CACC|CREDIT ACCEPTANCE|JANY|Janney Montgomery Scott Inc.|5
CACC|CREDIT ACCEPTANCE|JEFF|JEFFERIES LLC|27889
CACC|CREDIT ACCEPTANCE|JMPT|JUMP TRADING, LLC|5778
CACC|CREDIT ACCEPTANCE|JPBX|J.P. MORGAN SECURITIES LLC|3734
CACC|CREDIT ACCEPTANCE|JPMX|J.P. Morgan Securities LLC|84719
CACC|CREDIT ACCEPTANCE|JSJX|JANE STREET CAPITAL LLC|3541
CACC|CREDIT ACCEPTANCE|KCGM|VIRTU Americas LLC|2302
CACC|CREDIT ACCEPTANCE|LEHM|Barclays Capital Inc./Le|86940
CACC|CREDIT ACCEPTANCE|LIME|Lime Brokerage LLC|25309
CACC|CREDIT ACCEPTANCE|LTCO|Ladenburg, Thalmann & Co., Inc.|3336
CACC|CREDIT ACCEPTANCE|MCMF|Raymond James Ltd. Cds|33
CACC|CREDIT ACCEPTANCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13212
CACC|CREDIT ACCEPTANCE|MOTF|MOTIF INVESTING, INC.|1
CACC|CREDIT ACCEPTANCE|MSCO|MORGAN STANLEY & CO. LLC|203203
CACC|CREDIT ACCEPTANCE|MSPL|MORGAN STANLEY & CO. LLC|23200
CACC|CREDIT ACCEPTANCE|MSTX|MORGAN STANLEY & CO. LLC|600
CACC|CREDIT ACCEPTANCE|NFSC|National Financial Services LLC|8818
CACC|CREDIT ACCEPTANCE|NITE|VIRTU Americas LLC|104353
CACC|CREDIT ACCEPTANCE|NITP|VIRTU Americas LLC|218
CACC|CREDIT ACCEPTANCE|NQRB|Brut, LLC|561
CACC|CREDIT ACCEPTANCE|NTRC|Northern Trust Securities, Inc.|470
CACC|CREDIT ACCEPTANCE|OPCO|Oppenheimer & Co. Inc.|228
CACC|CREDIT ACCEPTANCE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|22
CACC|CREDIT ACCEPTANCE|PDQM|CODA MARKETS, INC.|68327
CACC|CREDIT ACCEPTANCE|PWJC|UBS Financial Services, Inc.|330
CACC|CREDIT ACCEPTANCE|RAJA|Raymond James & Associates, Inc.|575
CACC|CREDIT ACCEPTANCE|RBCM|RBC CAPITAL MARKETS, LLC|202
CACC|CREDIT ACCEPTANCE|SAGL|SAGETRADER, LLC|69528
CACC|CREDIT ACCEPTANCE|SAGW|SAGETRADER, LLC|152
CACC|CREDIT ACCEPTANCE|SBSH|Citigroup Global Markets Inc.|161641
CACC|CREDIT ACCEPTANCE|SGMT|GOLDMAN SACHS & CO. LLC|4980
CACC|CREDIT ACCEPTANCE|SPDR|SPEEDROUTE LLC|2743
CACC|CREDIT ACCEPTANCE|STFL|Stifel, Nicolaus & Company, Incorporated|108
CACC|CREDIT ACCEPTANCE|SWIM|TD Ameritrade, Inc.|1945
CACC|CREDIT ACCEPTANCE|TKNG|ALLY INVEST SECURITIES LLC|85
CACC|CREDIT ACCEPTANCE|TRBT|Tradebot Systems, Inc.|18943
CACC|CREDIT ACCEPTANCE|TRCM|TRC MARKETS LLC|5917
CACC|CREDIT ACCEPTANCE|UBSA|UBS SECURITIES LLC|48412
CACC|CREDIT ACCEPTANCE|UBSS|UBS Securities LLC|112888
CACC|CREDIT ACCEPTANCE|VALX|VIRTU AMERICAS LLC|8720
CACC|CREDIT ACCEPTANCE|VGRD|Vanguard Marketing Corporation|770
CACC|CREDIT ACCEPTANCE|VSIN|Vision Financial Markets Llc|3200
CACC|CREDIT ACCEPTANCE|WBPX|SUMMIT SECURITIES GROUP, LLC|1560
CACC|CREDIT ACCEPTANCE|WCHV|WELLS FARGO SECURITIES, LLC|20275
CACC|CREDIT ACCEPTANCE|WDNX|WEEDEN & CO.L.P.|42
CACC|CREDIT ACCEPTANCE|WEED|Weeden & Co.L.P.|611
CACC|CREDIT ACCEPTANCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2843
CACC|CREDIT ACCEPTANCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3207
CACC|CREDIT ACCEPTANCE|WGIF|CIBC World Markets Inc.|40
CACC|CREDIT ACCEPTANCE|WSAG|WALL STREET ACCESS|262
CACC|CREDIT ACCEPTANCE|WSEA|WOLVERINE SECURITIES, LLC|996
CACC|CREDIT ACCEPTANCE|XIST|INSTINET, LLC|7522
CACC|CREDIT ACCEPTANCE|XPUS|XP SECURITIES, LLC|561
CACC|CREDIT ACCEPTANCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
CACC|CREDIT ACCEPTANCE|YKNA|COMHAR CAPITAL MARKETS, LLC|14828
CACC|CREDIT ACCEPTANCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32
CACG|LEGG MASON ETF INVES|BYXM|CBOE TRADING, INC.|198
CACG|LEGG MASON ETF INVES|CANT|Cantor Fitzgerald & Co.|25806
CACG|LEGG MASON ETF INVES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9806
CACG|LEGG MASON ETF INVES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CACG|LEGG MASON ETF INVES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26659
CACG|LEGG MASON ETF INVES|CTDL|Citadel Derivatives Group Llc|129
CACG|LEGG MASON ETF INVES|DBAX|Deutsche Bank Securities Inc.|5200
CACG|LEGG MASON ETF INVES|DEAN|MORGAN STANLEY|10034
CACG|LEGG MASON ETF INVES|EBXL|EBX LLC|9100
CACG|LEGG MASON ETF INVES|ETRS|E*Trade Securities LLC|1348
CACG|LEGG MASON ETF INVES|FBCO|Credit Suisse Securities (USA) LLC|5325
CACG|LEGG MASON ETF INVES|FBSB|U.S. Bancorp Investments, Inc.|300
CACG|LEGG MASON ETF INVES|FOMA|TD AMERITRADE CLEARING, INC.|688
CACG|LEGG MASON ETF INVES|GLPX|ACS EXECUTION SERVICES, LLC|83
CACG|LEGG MASON ETF INVES|GSLT|GOLDMAN SACHS & CO. LLC|849
CACG|LEGG MASON ETF INVES|GTSZ|GTS SECURITIES LLC|1088
CACG|LEGG MASON ETF INVES|HSBC|HSBC Securities, Inc.|100000
CACG|LEGG MASON ETF INVES|IBKR|Interactive Brokers Llc|18405
CACG|LEGG MASON ETF INVES|ICBX|INSTINET, LLC|8104
CACG|LEGG MASON ETF INVES|INCA|INSTINET, LLC|2000
CACG|LEGG MASON ETF INVES|JPMX|J.P. Morgan Securities LLC|6462
CACG|LEGG MASON ETF INVES|JSJX|JANE STREET CAPITAL LLC|76579
CACG|LEGG MASON ETF INVES|KCGM|VIRTU Americas LLC|22269
CACG|LEGG MASON ETF INVES|LEHM|Barclays Capital Inc./Le|23200
CACG|LEGG MASON ETF INVES|LIME|Lime Brokerage LLC|389
CACG|LEGG MASON ETF INVES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13396
CACG|LEGG MASON ETF INVES|MSCO|MORGAN STANLEY & CO. LLC|79485
CACG|LEGG MASON ETF INVES|MUFG|MUFG SECURITIES AMERICAS INC.|100000
CACG|LEGG MASON ETF INVES|NFSC|National Financial Services LLC|26637
CACG|LEGG MASON ETF INVES|NITE|VIRTU Americas LLC|27279
CACG|LEGG MASON ETF INVES|PDQM|CODA MARKETS, INC.|83
CACG|LEGG MASON ETF INVES|PWJC|UBS Financial Services, Inc.|615
CACG|LEGG MASON ETF INVES|RAJA|Raymond James & Associates, Inc.|15718
CACG|LEGG MASON ETF INVES|RBCM|RBC CAPITAL MARKETS, LLC|4890
CACG|LEGG MASON ETF INVES|SBSH|Citigroup Global Markets Inc.|100
CACG|LEGG MASON ETF INVES|SGMT|GOLDMAN SACHS & CO. LLC|7475
CACG|LEGG MASON ETF INVES|STFL|Stifel, Nicolaus & Company, Incorporated|183
CACG|LEGG MASON ETF INVES|TRCM|TRC MARKETS LLC|36
CACG|LEGG MASON ETF INVES|TWTT|TASTYWORKS, INC.|50
CACG|LEGG MASON ETF INVES|UBSS|UBS Securities LLC|44648
CACG|LEGG MASON ETF INVES|VGRD|Vanguard Marketing Corporation|200
CACG|LEGG MASON ETF INVES|VSIN|Vision Financial Markets Llc|34
CACG|LEGG MASON ETF INVES|WCHV|WELLS FARGO SECURITIES, LLC|2485
CACG|LEGG MASON ETF INVES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6793
CACI|C A C I INTL CL A|ALTX|Alternet Securities Inc.|2170
CACI|C A C I INTL CL A|APCC|Apex Clearing Corporation|64
CACI|C A C I INTL CL A|BARD|Robert W. Baird & Co. Incorporated|126
CACI|C A C I INTL CL A|BATM|CBOE TRADING, INC.|920
CACI|C A C I INTL CL A|BERN|Sanford C. Bernstein & Co., LLC|4431
CACI|C A C I INTL CL A|BIMI|Banca IMI Securities Corp.|9
CACI|C A C I INTL CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|519
CACI|C A C I INTL CL A|BNPX|BNP PARIBAS SECURITIES CORP.|5228
CACI|C A C I INTL CL A|BRVL|BLAYLOCK VAN, LLC|100
CACI|C A C I INTL CL A|BTIG|BTIG, LLC|15519
CACI|C A C I INTL CL A|BZYD|GOLDMAN SACHS & CO. LLC|405
CACI|C A C I INTL CL A|CANT|Cantor Fitzgerald & Co.|405
CACI|C A C I INTL CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|22872
CACI|C A C I INTL CL A|CHAS|Charles Schwab & Co., Inc.|118
CACI|C A C I INTL CL A|CIST|Capital Institutional Services, Inc.|15
CACI|C A C I INTL CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22584
CACI|C A C I INTL CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|533
CACI|C A C I INTL CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|131
CACI|C A C I INTL CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80594
CACI|C A C I INTL CL A|CTDL|Citadel Derivatives Group Llc|3171
CACI|C A C I INTL CL A|CTLR|CUTLER GROUP, LP|500
CACI|C A C I INTL CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|11114
CACI|C A C I INTL CL A|DAKO|Dakota Securities International, Inc.|500
CACI|C A C I INTL CL A|DBAB|Deutsche Bank Securities Inc.|17194
CACI|C A C I INTL CL A|DBAX|Deutsche Bank Securities Inc.|82300
CACI|C A C I INTL CL A|DBUL|Deutsche Bank Securities Inc.|100
CACI|C A C I INTL CL A|DEAN|MORGAN STANLEY|225
CACI|C A C I INTL CL A|DEGS|RONIN PROFESSIONAL LLC|500
CACI|C A C I INTL CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
CACI|C A C I INTL CL A|EBXL|EBX LLC|22800
CACI|C A C I INTL CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|2023
CACI|C A C I INTL CL A|EDJO|Edward D. Jones & Co., L.P.|83
CACI|C A C I INTL CL A|EGAM|CBOE TRADING, INC.|3112
CACI|C A C I INTL CL A|EGAW|CBOE TRADING, INC.|117
CACI|C A C I INTL CL A|EGMT|EG MARKET TECHNOLOGIES LLC|62
CACI|C A C I INTL CL A|EGXM|CBOE TRADING, INC.|220
CACI|C A C I INTL CL A|ESPO|ESPOSITO SECURITIES, LLC|8904
CACI|C A C I INTL CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10346
CACI|C A C I INTL CL A|ETRS|E*Trade Securities LLC|894
CACI|C A C I INTL CL A|FBSB|U.S. Bancorp Investments, Inc.|26
CACI|C A C I INTL CL A|FILL|Tradestation Securities, Inc.|14
CACI|C A C I INTL CL A|FMAF|NBCN Inc./ CDS|3347
CACI|C A C I INTL CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2626
CACI|C A C I INTL CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18551
CACI|C A C I INTL CL A|FTBR|Foliofn Investments, Inc.|1688
CACI|C A C I INTL CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|400
CACI|C A C I INTL CL A|GLPX|ACS EXECUTION SERVICES, LLC|4900
CACI|C A C I INTL CL A|GSCO|GOLDMAN SACHS & CO. LLC|225644
CACI|C A C I INTL CL A|GSCS|GOLDMAN SACHS & CO. LLC|1063
CACI|C A C I INTL CL A|GSLT|GOLDMAN SACHS & CO. LLC|816
CACI|C A C I INTL CL A|GTSZ|GTS SECURITIES LLC|6786
CACI|C A C I INTL CL A|HRBF|American Enterprise Investment Services Inc.|654
CACI|C A C I INTL CL A|IATS|INTERACTIVE BROKERS LLC|4890
CACI|C A C I INTL CL A|IBKR|Interactive Brokers Llc|3927
CACI|C A C I INTL CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|61
CACI|C A C I INTL CL A|ICBX|INSTINET, LLC|11175
CACI|C A C I INTL CL A|IEQY|CITADEL SECURITIES LLC|9057
CACI|C A C I INTL CL A|INCA|INSTINET, LLC|33843
CACI|C A C I INTL CL A|INJX|INSTINET, LLC|6916
CACI|C A C I INTL CL A|ITGI|ITG Inc.|20361
CACI|C A C I INTL CL A|ITGP|ITG INC.|20800
CACI|C A C I INTL CL A|JANY|Janney Montgomery Scott Inc.|54
CACI|C A C I INTL CL A|JEFF|JEFFERIES LLC|112362
CACI|C A C I INTL CL A|JMPT|JUMP TRADING, LLC|5038
CACI|C A C I INTL CL A|JONE|JonesTrading|700
CACI|C A C I INTL CL A|JPBX|J.P. MORGAN SECURITIES LLC|1814
CACI|C A C I INTL CL A|JPMX|J.P. Morgan Securities LLC|64529
CACI|C A C I INTL CL A|JSJX|JANE STREET CAPITAL LLC|1542
CACI|C A C I INTL CL A|KCGM|VIRTU Americas LLC|4258
CACI|C A C I INTL CL A|LEHM|Barclays Capital Inc./Le|62900
CACI|C A C I INTL CL A|LIME|Lime Brokerage LLC|6015
CACI|C A C I INTL CL A|LQNA|LIQUIDNET, INC.|12600
CACI|C A C I INTL CL A|MCBT|Moors & Cabot, Inc.|100
CACI|C A C I INTL CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21208
CACI|C A C I INTL CL A|MSCO|MORGAN STANLEY & CO. LLC|114896
CACI|C A C I INTL CL A|MSPL|MORGAN STANLEY & CO. LLC|76500
CACI|C A C I INTL CL A|MSTX|MORGAN STANLEY & CO. LLC|4600
CACI|C A C I INTL CL A|NEUB|NEUBERGER BERMAN BD LLC|27
CACI|C A C I INTL CL A|NFSC|National Financial Services LLC|27626
CACI|C A C I INTL CL A|NITE|VIRTU Americas LLC|53976
CACI|C A C I INTL CL A|NQRB|Brut, LLC|300
CACI|C A C I INTL CL A|NTRC|Northern Trust Securities, Inc.|540
CACI|C A C I INTL CL A|OHOS|TWO SIGMA SECURITIES, LLC|5601
CACI|C A C I INTL CL A|PDQM|CODA MARKETS, INC.|18015
CACI|C A C I INTL CL A|PWJC|UBS Financial Services, Inc.|4288
CACI|C A C I INTL CL A|RBCM|RBC CAPITAL MARKETS, LLC|226
CACI|C A C I INTL CL A|RGLD|Regal Securities, Inc|5
CACI|C A C I INTL CL A|SAGL|SAGETRADER, LLC|988
CACI|C A C I INTL CL A|SBSH|Citigroup Global Markets Inc.|21356
CACI|C A C I INTL CL A|SCMC|Scotia Capital Markets (USA) Inc.|200
CACI|C A C I INTL CL A|SGMT|GOLDMAN SACHS & CO. LLC|12407
CACI|C A C I INTL CL A|SPDR|SPEEDROUTE LLC|2000
CACI|C A C I INTL CL A|STFL|Stifel, Nicolaus & Company, Incorporated|1928
CACI|C A C I INTL CL A|SWIM|TD Ameritrade, Inc.|3026
CACI|C A C I INTL CL A|SWST|Hilltop Securities Inc.|60
CACI|C A C I INTL CL A|TKNG|ALLY INVEST SECURITIES LLC|52
CACI|C A C I INTL CL A|TRBT|Tradebot Systems, Inc.|417
CACI|C A C I INTL CL A|TRCM|TRC MARKETS LLC|10894
CACI|C A C I INTL CL A|UBSA|UBS SECURITIES LLC|131638
CACI|C A C I INTL CL A|UBSS|UBS Securities LLC|151281
CACI|C A C I INTL CL A|VALX|VIRTU AMERICAS LLC|3426
CACI|C A C I INTL CL A|VGRD|Vanguard Marketing Corporation|291
CACI|C A C I INTL CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|446
CACI|C A C I INTL CL A|WCHV|WELLS FARGO SECURITIES, LLC|30888
CACI|C A C I INTL CL A|WEDB|WEDBUSH SECURITIES INC.|815
CACI|C A C I INTL CL A|WEED|Weeden & Co.L.P.|36580
CACI|C A C I INTL CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|839
CACI|C A C I INTL CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11366
CACI|C A C I INTL CL A|WGIF|CIBC World Markets Inc.|733
CACI|C A C I INTL CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|61
CACI|C A C I INTL CL A|WSEA|WOLVERINE SECURITIES, LLC|251
CACI|C A C I INTL CL A|XIST|INSTINET, LLC|37832
CACI|C A C I INTL CL A|XPQR|Jump Trading|493
CACI|C A C I INTL CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|8362
CACI|C A C I INTL CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|2211
CACI|C A C I INTL CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73
CADC|CHINA ADVANCED CONST|ALTX|Alternet Securities Inc.|5525
CADC|CHINA ADVANCED CONST|APCC|Apex Clearing Corporation|47854
CADC|CHINA ADVANCED CONST|BATM|CBOE TRADING, INC.|1043
CADC|CHINA ADVANCED CONST|BIMI|Banca IMI Securities Corp.|9635
CADC|CHINA ADVANCED CONST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2349
CADC|CHINA ADVANCED CONST|BYXM|CBOE TRADING, INC.|100
CADC|CHINA ADVANCED CONST|CHAS|Charles Schwab & Co., Inc.|400
CADC|CHINA ADVANCED CONST|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1000
CADC|CHINA ADVANCED CONST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5485
CADC|CHINA ADVANCED CONST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45073
CADC|CHINA ADVANCED CONST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10690
CADC|CHINA ADVANCED CONST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39198
CADC|CHINA ADVANCED CONST|CTDL|Citadel Derivatives Group Llc|154
CADC|CHINA ADVANCED CONST|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
CADC|CHINA ADVANCED CONST|DBAB|Deutsche Bank Securities Inc.|200
CADC|CHINA ADVANCED CONST|DBAX|Deutsche Bank Securities Inc.|10200
CADC|CHINA ADVANCED CONST|DEGS|RONIN PROFESSIONAL LLC|11326
CADC|CHINA ADVANCED CONST|EBXL|EBX LLC|9100
CADC|CHINA ADVANCED CONST|ECUT|CONVERGEX EXECUTION SOLUTIONS|2763
CADC|CHINA ADVANCED CONST|EDJO|Edward D. Jones & Co., L.P.|428
CADC|CHINA ADVANCED CONST|EGAM|CBOE TRADING, INC.|12209
CADC|CHINA ADVANCED CONST|EGAW|CBOE TRADING, INC.|4517
CADC|CHINA ADVANCED CONST|EGXM|CBOE TRADING, INC.|11583
CADC|CHINA ADVANCED CONST|ETBE|Electronic Transaction Clearing, Inc.|200
CADC|CHINA ADVANCED CONST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1623
CADC|CHINA ADVANCED CONST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|150
CADC|CHINA ADVANCED CONST|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|17811
CADC|CHINA ADVANCED CONST|ETRS|E*Trade Securities LLC|306058
CADC|CHINA ADVANCED CONST|FBCO|Credit Suisse Securities (USA) LLC|85095
CADC|CHINA ADVANCED CONST|FILL|Tradestation Securities, Inc.|31165
CADC|CHINA ADVANCED CONST|FMAF|NBCN Inc./ CDS|6063
CADC|CHINA ADVANCED CONST|FOMA|TD AMERITRADE CLEARING, INC.|434756
CADC|CHINA ADVANCED CONST|GEBB|GLOBAL EXECUTION BROKERS, LP|3416
CADC|CHINA ADVANCED CONST|GLIS|TD Securities Inc|70
CADC|CHINA ADVANCED CONST|GLPX|ACS EXECUTION SERVICES, LLC|13073
CADC|CHINA ADVANCED CONST|GSCO|GOLDMAN SACHS & CO. LLC|58468
CADC|CHINA ADVANCED CONST|GSCS|GOLDMAN SACHS & CO. LLC|700
CADC|CHINA ADVANCED CONST|GSLT|GOLDMAN SACHS & CO. LLC|7887
CADC|CHINA ADVANCED CONST|GTSZ|GTS SECURITIES LLC|1926
CADC|CHINA ADVANCED CONST|HSBC|HSBC Securities, Inc.|550
CADC|CHINA ADVANCED CONST|IATS|INTERACTIVE BROKERS LLC|28013
CADC|CHINA ADVANCED CONST|IBKR|Interactive Brokers Llc|453309
CADC|CHINA ADVANCED CONST|ICBX|INSTINET, LLC|5669
CADC|CHINA ADVANCED CONST|INCA|INSTINET, LLC|129084
CADC|CHINA ADVANCED CONST|INJX|INSTINET, LLC|6200
CADC|CHINA ADVANCED CONST|ITGI|ITG Inc.|51547
CADC|CHINA ADVANCED CONST|ITGP|ITG INC.|15200
CADC|CHINA ADVANCED CONST|JANY|Janney Montgomery Scott Inc.|30
CADC|CHINA ADVANCED CONST|JMPT|JUMP TRADING, LLC|478
CADC|CHINA ADVANCED CONST|JPMX|J.P. Morgan Securities LLC|6068
CADC|CHINA ADVANCED CONST|JSJX|JANE STREET CAPITAL LLC|126
CADC|CHINA ADVANCED CONST|KCGM|VIRTU Americas LLC|3450
CADC|CHINA ADVANCED CONST|LEHM|Barclays Capital Inc./Le|40144
CADC|CHINA ADVANCED CONST|LIME|Lime Brokerage LLC|54844
CADC|CHINA ADVANCED CONST|LSCI|Lek Securities Corporation|48
CADC|CHINA ADVANCED CONST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|135
CADC|CHINA ADVANCED CONST|MAVB|Great Point Capital LLC|200
CADC|CHINA ADVANCED CONST|MBTS|ALLY INVEST SECURITIES LLC|410
CADC|CHINA ADVANCED CONST|MICA|Spartan Securities Group, Ltd.|104362
CADC|CHINA ADVANCED CONST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
CADC|CHINA ADVANCED CONST|MSCO|MORGAN STANLEY & CO. LLC|371001
CADC|CHINA ADVANCED CONST|MSPL|MORGAN STANLEY & CO. LLC|8000
CADC|CHINA ADVANCED CONST|NFSC|National Financial Services LLC|354747
CADC|CHINA ADVANCED CONST|NITE|VIRTU Americas LLC|1006457
CADC|CHINA ADVANCED CONST|NQRB|Brut, LLC|560
CADC|CHINA ADVANCED CONST|OPCO|Oppenheimer & Co. Inc.|300
CADC|CHINA ADVANCED CONST|PCPT|PHILLIP CAPITAL INC.|47584
CADC|CHINA ADVANCED CONST|PDQM|CODA MARKETS, INC.|26288
CADC|CHINA ADVANCED CONST|RGLD|Regal Securities, Inc|700
CADC|CHINA ADVANCED CONST|SAGL|SAGETRADER, LLC|13626
CADC|CHINA ADVANCED CONST|SBSH|Citigroup Global Markets Inc.|12429
CADC|CHINA ADVANCED CONST|SGMT|GOLDMAN SACHS & CO. LLC|12017
CADC|CHINA ADVANCED CONST|SPDR|SPEEDROUTE LLC|23223
CADC|CHINA ADVANCED CONST|STFL|Stifel, Nicolaus & Company, Incorporated|1623
CADC|CHINA ADVANCED CONST|SWIM|TD Ameritrade, Inc.|528622
CADC|CHINA ADVANCED CONST|TKNG|ALLY INVEST SECURITIES LLC|19668
CADC|CHINA ADVANCED CONST|TRCM|TRC MARKETS LLC|251
CADC|CHINA ADVANCED CONST|UBSA|UBS SECURITIES LLC|48669
CADC|CHINA ADVANCED CONST|UBSS|UBS Securities LLC|65779
CADC|CHINA ADVANCED CONST|VALX|VIRTU AMERICAS LLC|27
CADC|CHINA ADVANCED CONST|VGRD|Vanguard Marketing Corporation|3291
CADC|CHINA ADVANCED CONST|VSIN|Vision Financial Markets Llc|1360
CADC|CHINA ADVANCED CONST|WCHV|WELLS FARGO SECURITIES, LLC|21676
CADC|CHINA ADVANCED CONST|WEDB|WEDBUSH SECURITIES INC.|57354
CADC|CHINA ADVANCED CONST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1897
CADC|CHINA ADVANCED CONST|WGIF|CIBC World Markets Inc.|1984
CADC|CHINA ADVANCED CONST|WHOT|JUST2TRADE, INC.|108
CADC|CHINA ADVANCED CONST|WSEA|WOLVERINE SECURITIES, LLC|14244
CADC|CHINA ADVANCED CONST|YKNA|COMHAR CAPITAL MARKETS, LLC|1801
CADE|CADENCE BANCORP|ALTX|Alternet Securities Inc.|24664
CADE|CADENCE BANCORP|ANOS|ABEL/NOSER, L.L.C.|15041
CADE|CADENCE BANCORP|APCC|Apex Clearing Corporation|1994
CADE|CADENCE BANCORP|AQUA|AQUA SECURITIES L.P.|35100
CADE|CADENCE BANCORP|BALE|M&T SECURITIES, INC.|157
CADE|CADENCE BANCORP|BARD|Robert W. Baird & Co. Incorporated|536
CADE|CADENCE BANCORP|BATM|CBOE TRADING, INC.|6230
CADE|CADENCE BANCORP|BAYC|BAY CREST PARTNERS, LLC|9862
CADE|CADENCE BANCORP|BAYT|BTIG, LLC|1600
CADE|CADENCE BANCORP|BERN|Sanford C. Bernstein & Co., LLC|73853
CADE|CADENCE BANCORP|BIDS|BIDS TRADING L.P.|53300
CADE|CADENCE BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8360
CADE|CADENCE BANCORP|BLKX|INSTINET, LLC|114763
CADE|CADENCE BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|6576
CADE|CADENCE BANCORP|BTIG|BTIG, LLC|89400
CADE|CADENCE BANCORP|BYXM|CBOE TRADING, INC.|2300
CADE|CADENCE BANCORP|CANT|Cantor Fitzgerald & Co.|2700
CADE|CADENCE BANCORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|42200
CADE|CADENCE BANCORP|CHAS|Charles Schwab & Co., Inc.|803
CADE|CADENCE BANCORP|CHLC|CHURCHILL CAPITAL USA, INC.|8700
CADE|CADENCE BANCORP|CIST|Capital Institutional Services, Inc.|37549
CADE|CADENCE BANCORP|CLSA|CLSA AMERICAS, LLC|100
CADE|CADENCE BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|140990
CADE|CADENCE BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16480
CADE|CADENCE BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3400
CADE|CADENCE BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|583210
CADE|CADENCE BANCORP|CTDL|Citadel Derivatives Group Llc|12112
CADE|CADENCE BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|93568
CADE|CADENCE BANCORP|DADA|D.A. Davidson & Co.|400
CADE|CADENCE BANCORP|DBAB|Deutsche Bank Securities Inc.|160918
CADE|CADENCE BANCORP|DBAX|Deutsche Bank Securities Inc.|254300
CADE|CADENCE BANCORP|DEAN|MORGAN STANLEY|1485
CADE|CADENCE BANCORP|DEGS|RONIN PROFESSIONAL LLC|4249
CADE|CADENCE BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
CADE|CADENCE BANCORP|EBXL|EBX LLC|302800
CADE|CADENCE BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2193
CADE|CADENCE BANCORP|EDJO|Edward D. Jones & Co., L.P.|50
CADE|CADENCE BANCORP|EGAM|CBOE TRADING, INC.|25414
CADE|CADENCE BANCORP|EGAW|CBOE TRADING, INC.|100
CADE|CADENCE BANCORP|EGMT|EG MARKET TECHNOLOGIES LLC|200
CADE|CADENCE BANCORP|EGXM|CBOE TRADING, INC.|2154
CADE|CADENCE BANCORP|ESPO|ESPOSITO SECURITIES, LLC|1766
CADE|CADENCE BANCORP|ETBE|Electronic Transaction Clearing, Inc.|21089
CADE|CADENCE BANCORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1550
CADE|CADENCE BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8240
CADE|CADENCE BANCORP|ETRS|E*Trade Securities LLC|21584
CADE|CADENCE BANCORP|FILL|Tradestation Securities, Inc.|5223
CADE|CADENCE BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20708
CADE|CADENCE BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66512
CADE|CADENCE BANCORP|FTBR|Foliofn Investments, Inc.|9523
CADE|CADENCE BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
CADE|CADENCE BANCORP|GLIS|TD Securities Inc|1682
CADE|CADENCE BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|44699
CADE|CADENCE BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|979160
CADE|CADENCE BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|9577
CADE|CADENCE BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|9353
CADE|CADENCE BANCORP|GTSZ|GTS SECURITIES LLC|59092
CADE|CADENCE BANCORP|HRBF|American Enterprise Investment Services Inc.|977
CADE|CADENCE BANCORP|IATS|INTERACTIVE BROKERS LLC|2250
CADE|CADENCE BANCORP|IBKR|Interactive Brokers Llc|28877
CADE|CADENCE BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1217
CADE|CADENCE BANCORP|ICBX|INSTINET, LLC|74375
CADE|CADENCE BANCORP|IEQY|CITADEL SECURITIES LLC|76120
CADE|CADENCE BANCORP|INCA|INSTINET, LLC|111935
CADE|CADENCE BANCORP|INJX|INSTINET, LLC|2100
CADE|CADENCE BANCORP|ITGI|ITG Inc.|112999
CADE|CADENCE BANCORP|ITGP|ITG INC.|297600
CADE|CADENCE BANCORP|JANY|Janney Montgomery Scott Inc.|350
CADE|CADENCE BANCORP|JEFF|JEFFERIES LLC|106929
CADE|CADENCE BANCORP|JMPT|JUMP TRADING, LLC|75270
CADE|CADENCE BANCORP|JONE|JonesTrading|8320
CADE|CADENCE BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|74045
CADE|CADENCE BANCORP|JPMX|J.P. Morgan Securities LLC|555774
CADE|CADENCE BANCORP|JSJX|JANE STREET CAPITAL LLC|18225
CADE|CADENCE BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|191987
CADE|CADENCE BANCORP|KCGM|VIRTU Americas LLC|61859
CADE|CADENCE BANCORP|LEHM|Barclays Capital Inc./Le|424112
CADE|CADENCE BANCORP|LIME|Lime Brokerage LLC|19040
CADE|CADENCE BANCORP|LOOP|Loop Capital Markets LLC|100
CADE|CADENCE BANCORP|LQNA|LIQUIDNET, INC.|103500
CADE|CADENCE BANCORP|LQNB|LIQUIDNET, INC.|67200
CADE|CADENCE BANCORP|LSCI|Lek Securities Corporation|3658
CADE|CADENCE BANCORP|MKMP|MKM Partners LLC|12700
CADE|CADENCE BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140606
CADE|CADENCE BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CADE|CADENCE BANCORP|MPSG|E D & F Man Capital Markets Inc.|1585
CADE|CADENCE BANCORP|MSCO|MORGAN STANLEY & CO. LLC|1100252
CADE|CADENCE BANCORP|MSPL|MORGAN STANLEY & CO. LLC|509800
CADE|CADENCE BANCORP|MSTX|MORGAN STANLEY & CO. LLC|120800
CADE|CADENCE BANCORP|NFSC|National Financial Services LLC|179059
CADE|CADENCE BANCORP|NITE|VIRTU Americas LLC|212837
CADE|CADENCE BANCORP|NITP|VIRTU Americas LLC|3436
CADE|CADENCE BANCORP|NQRB|Brut, LLC|30818
CADE|CADENCE BANCORP|NTRC|Northern Trust Securities, Inc.|272
CADE|CADENCE BANCORP|OPCO|Oppenheimer & Co. Inc.|43663
CADE|CADENCE BANCORP|OTAA|OTA LLC|62100
CADE|CADENCE BANCORP|PDQM|CODA MARKETS, INC.|144763
CADE|CADENCE BANCORP|PIPR|Piper Jaffray & Co.|49560
CADE|CADENCE BANCORP|PWJC|UBS Financial Services, Inc.|3000
CADE|CADENCE BANCORP|QMSR|QUATTRO M SECURITIES INC.|13249
CADE|CADENCE BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|8731
CADE|CADENCE BANCORP|RGLD|Regal Securities, Inc|202
CADE|CADENCE BANCORP|RJLC|RJL CAPITAL GROUP, LLC|100
CADE|CADENCE BANCORP|SAGL|SAGETRADER, LLC|900
CADE|CADENCE BANCORP|SBSH|Citigroup Global Markets Inc.|624095
CADE|CADENCE BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|180022
CADE|CADENCE BANCORP|SPDR|SPEEDROUTE LLC|18919
CADE|CADENCE BANCORP|SPHN|Stephens Inc.|7954
CADE|CADENCE BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|42114
CADE|CADENCE BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|16462
CADE|CADENCE BANCORP|SWIM|TD Ameritrade, Inc.|33643
CADE|CADENCE BANCORP|SWST|Hilltop Securities Inc.|3
CADE|CADENCE BANCORP|TOUR|TOURMALINE PARTNERS, LLC|3960
CADE|CADENCE BANCORP|TRBT|Tradebot Systems, Inc.|251162
CADE|CADENCE BANCORP|TRCM|TRC MARKETS LLC|91595
CADE|CADENCE BANCORP|UBSA|UBS SECURITIES LLC|860065
CADE|CADENCE BANCORP|UBSS|UBS Securities LLC|936553
CADE|CADENCE BANCORP|VALX|VIRTU AMERICAS LLC|8732
CADE|CADENCE BANCORP|VGRD|Vanguard Marketing Corporation|6631
CADE|CADENCE BANCORP|VNDM|Wall Street Access|16000
CADE|CADENCE BANCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|4097
CADE|CADENCE BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|41563
CADE|CADENCE BANCORP|WDNX|WEEDEN & CO.L.P.|318
CADE|CADENCE BANCORP|WEDB|WEDBUSH SECURITIES INC.|4448
CADE|CADENCE BANCORP|WEED|Weeden & Co.L.P.|1100
CADE|CADENCE BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25
CADE|CADENCE BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|62846
CADE|CADENCE BANCORP|WGIF|CIBC World Markets Inc.|500
CADE|CADENCE BANCORP|WSEA|WOLVERINE SECURITIES, LLC|3671
CADE|CADENCE BANCORP|XIST|INSTINET, LLC|78600
CADE|CADENCE BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|72536
CADE|CADENCE BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2114
CADE|CADENCE BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6898
CAE|CAE INC|ALTX|Alternet Securities Inc.|1007
CAE|CAE INC|APCC|Apex Clearing Corporation|346
CAE|CAE INC|BATM|CBOE TRADING, INC.|2136
CAE|CAE INC|BBNT|BB&T SECURITIES, LLC|130
CAE|CAE INC|BERN|Sanford C. Bernstein & Co., LLC|348
CAE|CAE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2735
CAE|CAE INC|BTIG|BTIG, LLC|506
CAE|CAE INC|BZYD|GOLDMAN SACHS & CO. LLC|4548
CAE|CAE INC|CHAS|Charles Schwab & Co., Inc.|5765
CAE|CAE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3784
CAE|CAE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45306
CAE|CAE INC|CTDL|Citadel Derivatives Group Llc|748
CAE|CAE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4006
CAE|CAE INC|DBAB|Deutsche Bank Securities Inc.|28259
CAE|CAE INC|DBAX|Deutsche Bank Securities Inc.|30700
CAE|CAE INC|DEAN|MORGAN STANLEY|1759
CAE|CAE INC|EBXL|EBX LLC|22900
CAE|CAE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4863
CAE|CAE INC|EDJO|Edward D. Jones & Co., L.P.|6986
CAE|CAE INC|EGAM|CBOE TRADING, INC.|666
CAE|CAE INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
CAE|CAE INC|EGXM|CBOE TRADING, INC.|1722
CAE|CAE INC|ETBE|Electronic Transaction Clearing, Inc.|3157
CAE|CAE INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CAE|CAE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
CAE|CAE INC|ETRS|E*Trade Securities LLC|2448
CAE|CAE INC|FBSB|U.S. Bancorp Investments, Inc.|30
CAE|CAE INC|FMAF|NBCN Inc./ CDS|5260
CAE|CAE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
CAE|CAE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23021
CAE|CAE INC|FTBR|Foliofn Investments, Inc.|11810
CAE|CAE INC|GLIS|TD Securities Inc|2250
CAE|CAE INC|GLPX|ACS EXECUTION SERVICES, LLC|100
CAE|CAE INC|GSCO|GOLDMAN SACHS & CO. LLC|108637
CAE|CAE INC|GSLT|GOLDMAN SACHS & CO. LLC|500
CAE|CAE INC|GTSZ|GTS SECURITIES LLC|2520
CAE|CAE INC|HRBF|American Enterprise Investment Services Inc.|2978
CAE|CAE INC|HSBC|HSBC Securities, Inc.|100
CAE|CAE INC|IATS|INTERACTIVE BROKERS LLC|1005
CAE|CAE INC|IBKR|Interactive Brokers Llc|3174
CAE|CAE INC|ICBX|INSTINET, LLC|22600
CAE|CAE INC|INCA|INSTINET, LLC|83738
CAE|CAE INC|INTL|INTL FCSTONE FINANCIAL INC.|89
CAE|CAE INC|ITGI|ITG Inc.|30543
CAE|CAE INC|ITGP|ITG INC.|42600
CAE|CAE INC|JEFF|JEFFERIES LLC|1350
CAE|CAE INC|JMPT|JUMP TRADING, LLC|1688
CAE|CAE INC|JPBX|J.P. MORGAN SECURITIES LLC|6610
CAE|CAE INC|JPMX|J.P. Morgan Securities LLC|39180
CAE|CAE INC|JSJX|JANE STREET CAPITAL LLC|31170
CAE|CAE INC|KCGM|VIRTU Americas LLC|9337
CAE|CAE INC|LEHM|Barclays Capital Inc./Le|92072
CAE|CAE INC|LIME|Lime Brokerage LLC|11483
CAE|CAE INC|LSCI|Lek Securities Corporation|12
CAE|CAE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CAE|CAE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
CAE|CAE INC|MOTF|MOTIF INVESTING, INC.|1
CAE|CAE INC|MREC|MACKIE RESEARCH CAPITAL CORPORATION/CDS|5807
CAE|CAE INC|MSCO|MORGAN STANLEY & CO. LLC|78157
CAE|CAE INC|MSPL|MORGAN STANLEY & CO. LLC|38800
CAE|CAE INC|MSTX|MORGAN STANLEY & CO. LLC|9000
CAE|CAE INC|NFSC|National Financial Services LLC|28544
CAE|CAE INC|NITE|VIRTU Americas LLC|64011
CAE|CAE INC|NITP|VIRTU Americas LLC|230
CAE|CAE INC|NQRB|Brut, LLC|3600
CAE|CAE INC|NTBF|BMO Nesbitt Burns Inc./CDS|11
CAE|CAE INC|NTRC|Northern Trust Securities, Inc.|12985
CAE|CAE INC|PDQM|CODA MARKETS, INC.|100
CAE|CAE INC|PNSR|Penserra Securities, LLC|900
CAE|CAE INC|RBCM|RBC CAPITAL MARKETS, LLC|408
CAE|CAE INC|SBSH|Citigroup Global Markets Inc.|200
CAE|CAE INC|SGMT|GOLDMAN SACHS & CO. LLC|5376
CAE|CAE INC|STFL|Stifel, Nicolaus & Company, Incorporated|2
CAE|CAE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
CAE|CAE INC|SWIM|TD Ameritrade, Inc.|3868
CAE|CAE INC|SWST|Hilltop Securities Inc.|700
CAE|CAE INC|TKNG|ALLY INVEST SECURITIES LLC|509
CAE|CAE INC|TRBT|Tradebot Systems, Inc.|10193
CAE|CAE INC|TRCM|TRC MARKETS LLC|34537
CAE|CAE INC|UBSA|UBS SECURITIES LLC|52506
CAE|CAE INC|UBSS|UBS Securities LLC|105079
CAE|CAE INC|VALX|VIRTU AMERICAS LLC|8787
CAE|CAE INC|VGRD|Vanguard Marketing Corporation|1238
CAE|CAE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|400
CAE|CAE INC|WCHV|WELLS FARGO SECURITIES, LLC|6285
CAE|CAE INC|WEED|Weeden & Co.L.P.|70
CAE|CAE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
CAE|CAE INC|WSEA|WOLVERINE SECURITIES, LLC|842
CAE|CAE INC|XIST|INSTINET, LLC|3200
CAE|CAE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3996
CAE|CAE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42
CAF|MORGAN STANLEY CHINA|AGIS|Aegis Capital Corp.|9964
CAF|MORGAN STANLEY CHINA|ALTX|Alternet Securities Inc.|6165
CAF|MORGAN STANLEY CHINA|APCC|Apex Clearing Corporation|17102
CAF|MORGAN STANLEY CHINA|BARD|Robert W. Baird & Co. Incorporated|1570
CAF|MORGAN STANLEY CHINA|BATM|CBOE TRADING, INC.|221
CAF|MORGAN STANLEY CHINA|BBNT|BB&T SECURITIES, LLC|225
CAF|MORGAN STANLEY CHINA|BERN|Sanford C. Bernstein & Co., LLC|31
CAF|MORGAN STANLEY CHINA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|757
CAF|MORGAN STANLEY CHINA|BRGE|Newbridge Securities Corp.|500
CAF|MORGAN STANLEY CHINA|BTIG|BTIG, LLC|590
CAF|MORGAN STANLEY CHINA|BYXM|CBOE TRADING, INC.|2936
CAF|MORGAN STANLEY CHINA|CANT|Cantor Fitzgerald & Co.|7585
CAF|MORGAN STANLEY CHINA|CHAS|Charles Schwab & Co., Inc.|3216
CAF|MORGAN STANLEY CHINA|CIST|Capital Institutional Services, Inc.|6843
CAF|MORGAN STANLEY CHINA|CLSA|CLSA AMERICAS, LLC|1000
CAF|MORGAN STANLEY CHINA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5086
CAF|MORGAN STANLEY CHINA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4605
CAF|MORGAN STANLEY CHINA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3700
CAF|MORGAN STANLEY CHINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53805
CAF|MORGAN STANLEY CHINA|CTDL|Citadel Derivatives Group Llc|1066
CAF|MORGAN STANLEY CHINA|CXCX|CITIGROUP GLOBAL MARKETS INC.|4916
CAF|MORGAN STANLEY CHINA|DAVA|Davenport & Company LLC|400
CAF|MORGAN STANLEY CHINA|DBAX|Deutsche Bank Securities Inc.|27200
CAF|MORGAN STANLEY CHINA|DEAN|MORGAN STANLEY|12522
CAF|MORGAN STANLEY CHINA|DEGS|RONIN PROFESSIONAL LLC|6844
CAF|MORGAN STANLEY CHINA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6400
CAF|MORGAN STANLEY CHINA|EBXL|EBX LLC|26300
CAF|MORGAN STANLEY CHINA|ECUT|CONVERGEX EXECUTION SOLUTIONS|6577
CAF|MORGAN STANLEY CHINA|EDJO|Edward D. Jones & Co., L.P.|2352
CAF|MORGAN STANLEY CHINA|EGAM|CBOE TRADING, INC.|19396
CAF|MORGAN STANLEY CHINA|EGXM|CBOE TRADING, INC.|2077
CAF|MORGAN STANLEY CHINA|ETBE|Electronic Transaction Clearing, Inc.|467
CAF|MORGAN STANLEY CHINA|ETCB|ETC BROKERAGE SERVICES, LLC|71
CAF|MORGAN STANLEY CHINA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1635
CAF|MORGAN STANLEY CHINA|ETRS|E*Trade Securities LLC|110586
CAF|MORGAN STANLEY CHINA|FILL|Tradestation Securities, Inc.|3491
CAF|MORGAN STANLEY CHINA|FMAF|NBCN Inc./ CDS|1516
CAF|MORGAN STANLEY CHINA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24238
CAF|MORGAN STANLEY CHINA|FTBR|Foliofn Investments, Inc.|2680
CAF|MORGAN STANLEY CHINA|GLIS|TD Securities Inc|131
CAF|MORGAN STANLEY CHINA|GLPX|ACS EXECUTION SERVICES, LLC|15420
CAF|MORGAN STANLEY CHINA|GSCO|GOLDMAN SACHS & CO. LLC|12159
CAF|MORGAN STANLEY CHINA|GSCS|GOLDMAN SACHS & CO. LLC|5794
CAF|MORGAN STANLEY CHINA|GSLT|GOLDMAN SACHS & CO. LLC|4700
CAF|MORGAN STANLEY CHINA|GTSZ|GTS SECURITIES LLC|4835
CAF|MORGAN STANLEY CHINA|HRBF|American Enterprise Investment Services Inc.|3773
CAF|MORGAN STANLEY CHINA|IATS|INTERACTIVE BROKERS LLC|17434
CAF|MORGAN STANLEY CHINA|IBKR|Interactive Brokers Llc|70544
CAF|MORGAN STANLEY CHINA|ICBX|INSTINET, LLC|15050
CAF|MORGAN STANLEY CHINA|INCA|INSTINET, LLC|33696
CAF|MORGAN STANLEY CHINA|INJX|INSTINET, LLC|52
CAF|MORGAN STANLEY CHINA|ITGI|ITG Inc.|48306
CAF|MORGAN STANLEY CHINA|ITGP|ITG INC.|29000
CAF|MORGAN STANLEY CHINA|JANY|Janney Montgomery Scott Inc.|2257
CAF|MORGAN STANLEY CHINA|JEFF|JEFFERIES LLC|500
CAF|MORGAN STANLEY CHINA|JMPT|JUMP TRADING, LLC|2673
CAF|MORGAN STANLEY CHINA|JPMX|J.P. Morgan Securities LLC|23134
CAF|MORGAN STANLEY CHINA|JSJX|JANE STREET CAPITAL LLC|345
CAF|MORGAN STANLEY CHINA|KCGM|VIRTU Americas LLC|29203
CAF|MORGAN STANLEY CHINA|LEHM|Barclays Capital Inc./Le|37279
CAF|MORGAN STANLEY CHINA|LIME|Lime Brokerage LLC|3134
CAF|MORGAN STANLEY CHINA|LSCI|Lek Securities Corporation|1997
CAF|MORGAN STANLEY CHINA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
CAF|MORGAN STANLEY CHINA|MACQ|Macquarie Capital (USA) Inc.|3283
CAF|MORGAN STANLEY CHINA|MBTS|ALLY INVEST SECURITIES LLC|47
CAF|MORGAN STANLEY CHINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23760
CAF|MORGAN STANLEY CHINA|MOTF|MOTIF INVESTING, INC.|4
CAF|MORGAN STANLEY CHINA|MSCO|MORGAN STANLEY & CO. LLC|142196
CAF|MORGAN STANLEY CHINA|NFSC|National Financial Services LLC|445181
CAF|MORGAN STANLEY CHINA|NITE|VIRTU Americas LLC|513833
CAF|MORGAN STANLEY CHINA|NQRB|Brut, LLC|1186
CAF|MORGAN STANLEY CHINA|NTBF|BMO Nesbitt Burns Inc./CDS|1000
CAF|MORGAN STANLEY CHINA|OPCO|Oppenheimer & Co. Inc.|5175
CAF|MORGAN STANLEY CHINA|PCPT|PHILLIP CAPITAL INC.|4645
CAF|MORGAN STANLEY CHINA|PDQM|CODA MARKETS, INC.|26408
CAF|MORGAN STANLEY CHINA|PWJC|UBS Financial Services, Inc.|10627
CAF|MORGAN STANLEY CHINA|RBCM|RBC CAPITAL MARKETS, LLC|1200
CAF|MORGAN STANLEY CHINA|RGLD|Regal Securities, Inc|205
CAF|MORGAN STANLEY CHINA|SAGL|SAGETRADER, LLC|7315
CAF|MORGAN STANLEY CHINA|SBSH|Citigroup Global Markets Inc.|5201
CAF|MORGAN STANLEY CHINA|SGMT|GOLDMAN SACHS & CO. LLC|21737
CAF|MORGAN STANLEY CHINA|SPDR|SPEEDROUTE LLC|4068
CAF|MORGAN STANLEY CHINA|SPHN|Stephens Inc.|500
CAF|MORGAN STANLEY CHINA|STFL|Stifel, Nicolaus & Company, Incorporated|689
CAF|MORGAN STANLEY CHINA|SWIM|TD Ameritrade, Inc.|32018
CAF|MORGAN STANLEY CHINA|SWST|Hilltop Securities Inc.|814
CAF|MORGAN STANLEY CHINA|TDFS|TRADERFIELD SECURITIES INC.|1610
CAF|MORGAN STANLEY CHINA|TKNG|ALLY INVEST SECURITIES LLC|1924
CAF|MORGAN STANLEY CHINA|TRBT|Tradebot Systems, Inc.|22515
CAF|MORGAN STANLEY CHINA|TRCM|TRC MARKETS LLC|305
CAF|MORGAN STANLEY CHINA|TWTT|TASTYWORKS, INC.|800
CAF|MORGAN STANLEY CHINA|UBSA|UBS SECURITIES LLC|92708
CAF|MORGAN STANLEY CHINA|UBSS|UBS Securities LLC|115770
CAF|MORGAN STANLEY CHINA|VALX|VIRTU AMERICAS LLC|2150
CAF|MORGAN STANLEY CHINA|VGRD|Vanguard Marketing Corporation|64566
CAF|MORGAN STANLEY CHINA|WCHV|WELLS FARGO SECURITIES, LLC|50740
CAF|MORGAN STANLEY CHINA|WEDB|WEDBUSH SECURITIES INC.|400
CAF|MORGAN STANLEY CHINA|WEED|Weeden & Co.L.P.|160
CAF|MORGAN STANLEY CHINA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30914
CAF|MORGAN STANLEY CHINA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|90905
CAF|MORGAN STANLEY CHINA|WGIF|CIBC World Markets Inc.|2069
CAF|MORGAN STANLEY CHINA|WSEA|WOLVERINE SECURITIES, LLC|5038
CAF|MORGAN STANLEY CHINA|XPQR|Jump Trading|1000
CAF|MORGAN STANLEY CHINA|XSTM|NATIONAL FINANCIAL SERVICES LLC|16708
CAF|MORGAN STANLEY CHINA|YKNA|COMHAR CAPITAL MARKETS, LLC|2078
CAF|MORGAN STANLEY CHINA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16357
CAG|CONAGRA BRANDS, INC|ABLE|NATIXIS Securities Americas LLC|49681
CAG|CONAGRA BRANDS, INC|AGIS|Aegis Capital Corp.|250
CAG|CONAGRA BRANDS, INC|ALTX|Alternet Securities Inc.|58421
CAG|CONAGRA BRANDS, INC|ANOS|ABEL/NOSER, L.L.C.|4800
CAG|CONAGRA BRANDS, INC|APCC|Apex Clearing Corporation|31828
CAG|CONAGRA BRANDS, INC|AQUA|AQUA SECURITIES L.P.|2700
CAG|CONAGRA BRANDS, INC|BALE|M&T SECURITIES, INC.|200
CAG|CONAGRA BRANDS, INC|BANK|Primevest Financial Services, Inc.|215
CAG|CONAGRA BRANDS, INC|BARD|Robert W. Baird & Co. Incorporated|31331
CAG|CONAGRA BRANDS, INC|BATM|CBOE TRADING, INC.|20777
CAG|CONAGRA BRANDS, INC|BAYC|BAY CREST PARTNERS, LLC|340
CAG|CONAGRA BRANDS, INC|BBNT|BB&T SECURITIES, LLC|4366
CAG|CONAGRA BRANDS, INC|BERN|Sanford C. Bernstein & Co., LLC|1646679
CAG|CONAGRA BRANDS, INC|BIDS|BIDS TRADING L.P.|2700
CAG|CONAGRA BRANDS, INC|BIMI|Banca IMI Securities Corp.|1650
CAG|CONAGRA BRANDS, INC|BKCM|BNY Mellon Capital Markets LLC|1000
CAG|CONAGRA BRANDS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10093
CAG|CONAGRA BRANDS, INC|BLKX|INSTINET, LLC|277420
CAG|CONAGRA BRANDS, INC|BMOC|BMO Capital Markets Corp.|4108
CAG|CONAGRA BRANDS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|238081
CAG|CONAGRA BRANDS, INC|BTIG|BTIG, LLC|99100
CAG|CONAGRA BRANDS, INC|BYXM|CBOE TRADING, INC.|8326
CAG|CONAGRA BRANDS, INC|BZYD|GOLDMAN SACHS & CO. LLC|2800
CAG|CONAGRA BRANDS, INC|CABR|Cabrera Capital Markets, Inc.|50
CAG|CONAGRA BRANDS, INC|CANT|Cantor Fitzgerald & Co.|295977
CAG|CONAGRA BRANDS, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|743400
CAG|CONAGRA BRANDS, INC|CBRA|Cobra Trading, Inc.|900
CAG|CONAGRA BRANDS, INC|CHAS|Charles Schwab & Co., Inc.|12061
CAG|CONAGRA BRANDS, INC|CIBP|CIBC World Markets Corp.|809971
CAG|CONAGRA BRANDS, INC|CIST|Capital Institutional Services, Inc.|17474
CAG|CONAGRA BRANDS, INC|CLSA|CLSA AMERICAS, LLC|300
CAG|CONAGRA BRANDS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|833181
CAG|CONAGRA BRANDS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|88700
CAG|CONAGRA BRANDS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|101090
CAG|CONAGRA BRANDS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2865272
CAG|CONAGRA BRANDS, INC|CSIN|Citadel Securities Institutional LLC|27866
CAG|CONAGRA BRANDS, INC|CSMS|CORNERSTONE MACRO LLC|11576
CAG|CONAGRA BRANDS, INC|CTDL|Citadel Derivatives Group Llc|145203
CAG|CONAGRA BRANDS, INC|CTLR|CUTLER GROUP, LP|3002
CAG|CONAGRA BRANDS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|580898
CAG|CONAGRA BRANDS, INC|DADA|D.A. Davidson & Co.|2164
CAG|CONAGRA BRANDS, INC|DAVA|Davenport & Company LLC|1460
CAG|CONAGRA BRANDS, INC|DBAB|Deutsche Bank Securities Inc.|1087515
CAG|CONAGRA BRANDS, INC|DBAX|Deutsche Bank Securities Inc.|2409200
CAG|CONAGRA BRANDS, INC|DBUL|Deutsche Bank Securities Inc.|1300
CAG|CONAGRA BRANDS, INC|DCHF|Dart Executions, LLC|7316
CAG|CONAGRA BRANDS, INC|DEAN|MORGAN STANLEY|34144
CAG|CONAGRA BRANDS, INC|DEGS|RONIN PROFESSIONAL LLC|6600
CAG|CONAGRA BRANDS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|53065
CAG|CONAGRA BRANDS, INC|DRWC|DRW SECURITIES, L.L.C.|3760
CAG|CONAGRA BRANDS, INC|EBXL|EBX LLC|1181100
CAG|CONAGRA BRANDS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|106372
CAG|CONAGRA BRANDS, INC|EDJC|Edward Jones / CDS|365
CAG|CONAGRA BRANDS, INC|EDJO|Edward D. Jones & Co., L.P.|15852
CAG|CONAGRA BRANDS, INC|EGAM|CBOE TRADING, INC.|79430
CAG|CONAGRA BRANDS, INC|EGAW|CBOE TRADING, INC.|2912
CAG|CONAGRA BRANDS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1100
CAG|CONAGRA BRANDS, INC|EGXM|CBOE TRADING, INC.|12055
CAG|CONAGRA BRANDS, INC|EGXW|CBOE TRADING, INC.|650
CAG|CONAGRA BRANDS, INC|ETBE|Electronic Transaction Clearing, Inc.|131095
CAG|CONAGRA BRANDS, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
CAG|CONAGRA BRANDS, INC|ETCC|Electronic Transaction Clearing, Inc.|1474
CAG|CONAGRA BRANDS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|75557
CAG|CONAGRA BRANDS, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2267
CAG|CONAGRA BRANDS, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|39600
CAG|CONAGRA BRANDS, INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|70084
CAG|CONAGRA BRANDS, INC|ETRS|E*Trade Securities LLC|556036
CAG|CONAGRA BRANDS, INC|FBSB|U.S. Bancorp Investments, Inc.|188
CAG|CONAGRA BRANDS, INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1
CAG|CONAGRA BRANDS, INC|FILL|Tradestation Securities, Inc.|163536
CAG|CONAGRA BRANDS, INC|FINX|FINTECH SECURITIES|3593
CAG|CONAGRA BRANDS, INC|FMAF|NBCN Inc./ CDS|5105
CAG|CONAGRA BRANDS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|64271
CAG|CONAGRA BRANDS, INC|FQLS|Quantlab Securities LP|1119986
CAG|CONAGRA BRANDS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|363599
CAG|CONAGRA BRANDS, INC|FTBR|Foliofn Investments, Inc.|6748
CAG|CONAGRA BRANDS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|47074
CAG|CONAGRA BRANDS, INC|GLIS|TD Securities Inc|200
CAG|CONAGRA BRANDS, INC|GLPX|ACS EXECUTION SERVICES, LLC|246636
CAG|CONAGRA BRANDS, INC|GSCO|GOLDMAN SACHS & CO. LLC|5340496
CAG|CONAGRA BRANDS, INC|GSCS|GOLDMAN SACHS & CO. LLC|435165
CAG|CONAGRA BRANDS, INC|GSLT|GOLDMAN SACHS & CO. LLC|33293
CAG|CONAGRA BRANDS, INC|GTSZ|GTS SECURITIES LLC|469066
CAG|CONAGRA BRANDS, INC|HRBF|American Enterprise Investment Services Inc.|12176
CAG|CONAGRA BRANDS, INC|HSBC|HSBC Securities, Inc.|29167
CAG|CONAGRA BRANDS, INC|IATS|INTERACTIVE BROKERS LLC|47309
CAG|CONAGRA BRANDS, INC|IBFS|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4860
CAG|CONAGRA BRANDS, INC|IBKR|Interactive Brokers Llc|191884
CAG|CONAGRA BRANDS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4317
CAG|CONAGRA BRANDS, INC|ICBX|INSTINET, LLC|365752
CAG|CONAGRA BRANDS, INC|IEQY|CITADEL SECURITIES LLC|358825
CAG|CONAGRA BRANDS, INC|INCA|INSTINET, LLC|1668767
CAG|CONAGRA BRANDS, INC|INJX|INSTINET, LLC|55427
CAG|CONAGRA BRANDS, INC|ITGI|ITG Inc.|447376
CAG|CONAGRA BRANDS, INC|ITGP|ITG INC.|2003000
CAG|CONAGRA BRANDS, INC|JANY|Janney Montgomery Scott Inc.|19411
CAG|CONAGRA BRANDS, INC|JEFF|JEFFERIES LLC|614282
CAG|CONAGRA BRANDS, INC|JMPT|JUMP TRADING, LLC|439442
CAG|CONAGRA BRANDS, INC|JONE|JonesTrading|191314
CAG|CONAGRA BRANDS, INC|JPBX|J.P. MORGAN SECURITIES LLC|358974
CAG|CONAGRA BRANDS, INC|JPMX|J.P. Morgan Securities LLC|3027301
CAG|CONAGRA BRANDS, INC|JSJX|JANE STREET CAPITAL LLC|124825
CAG|CONAGRA BRANDS, INC|JUTA|JUMP TRADING, LLC|2611
CAG|CONAGRA BRANDS, INC|KCGM|VIRTU Americas LLC|307150
CAG|CONAGRA BRANDS, INC|LEHM|Barclays Capital Inc./Le|3125616
CAG|CONAGRA BRANDS, INC|LIME|Lime Brokerage LLC|179642
CAG|CONAGRA BRANDS, INC|LOOP|Loop Capital Markets LLC|169
CAG|CONAGRA BRANDS, INC|LQNA|LIQUIDNET, INC.|969100
CAG|CONAGRA BRANDS, INC|LSCI|Lek Securities Corporation|1314
CAG|CONAGRA BRANDS, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2142
CAG|CONAGRA BRANDS, INC|MACC|Mid Atlantic Capital Corporation|3068
CAG|CONAGRA BRANDS, INC|MACQ|Macquarie Capital (USA) Inc.|7440
CAG|CONAGRA BRANDS, INC|MAXM|Maxim Group LLC|35308
CAG|CONAGRA BRANDS, INC|MBTS|ALLY INVEST SECURITIES LLC|21077
CAG|CONAGRA BRANDS, INC|MCMF|Raymond James Ltd. Cds|370
CAG|CONAGRA BRANDS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|774010
CAG|CONAGRA BRANDS, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
CAG|CONAGRA BRANDS, INC|MOTF|MOTIF INVESTING, INC.|7
CAG|CONAGRA BRANDS, INC|MSCO|MORGAN STANLEY & CO. LLC|6966871
CAG|CONAGRA BRANDS, INC|MSPL|MORGAN STANLEY & CO. LLC|2390800
CAG|CONAGRA BRANDS, INC|MSTX|MORGAN STANLEY & CO. LLC|899000
CAG|CONAGRA BRANDS, INC|MTON|MILLINGTON SECURITIES, INC.|415826
CAG|CONAGRA BRANDS, INC|MZHO|Mizuho Securities USA LLC|202982
CAG|CONAGRA BRANDS, INC|NEUB|NEUBERGER BERMAN BD LLC|8821
CAG|CONAGRA BRANDS, INC|NFSC|National Financial Services LLC|663840
CAG|CONAGRA BRANDS, INC|NITE|VIRTU Americas LLC|2211599
CAG|CONAGRA BRANDS, INC|NITP|VIRTU Americas LLC|4610
CAG|CONAGRA BRANDS, INC|NMRA|Nomura Securities International, Inc.|19848
CAG|CONAGRA BRANDS, INC|NQRB|Brut, LLC|81440
CAG|CONAGRA BRANDS, INC|NTBF|BMO Nesbitt Burns Inc./CDS|315
CAG|CONAGRA BRANDS, INC|NTRC|Northern Trust Securities, Inc.|11481
CAG|CONAGRA BRANDS, INC|OHOS|TWO SIGMA SECURITIES, LLC|192593
CAG|CONAGRA BRANDS, INC|OPCO|Oppenheimer & Co. Inc.|156453
CAG|CONAGRA BRANDS, INC|OTAA|OTA LLC|71200
CAG|CONAGRA BRANDS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|588
CAG|CONAGRA BRANDS, INC|PCPT|PHILLIP CAPITAL INC.|310
CAG|CONAGRA BRANDS, INC|PDQM|CODA MARKETS, INC.|415445
CAG|CONAGRA BRANDS, INC|PHLY|NASDAQ Execution Services, LLC|8600
CAG|CONAGRA BRANDS, INC|PICT|Pictet Overseas Inc.|833
CAG|CONAGRA BRANDS, INC|PIPR|Piper Jaffray & Co.|104262
CAG|CONAGRA BRANDS, INC|PNSR|Penserra Securities, LLC|2600
CAG|CONAGRA BRANDS, INC|PUMA|Puma Capital, Llc|533026
CAG|CONAGRA BRANDS, INC|PWJC|UBS Financial Services, Inc.|5164
CAG|CONAGRA BRANDS, INC|QMSR|QUATTRO M SECURITIES INC.|3272
CAG|CONAGRA BRANDS, INC|RBCM|RBC CAPITAL MARKETS, LLC|49119
CAG|CONAGRA BRANDS, INC|RGLD|Regal Securities, Inc|700
CAG|CONAGRA BRANDS, INC|RHCO|Suntrust Robinson Humphrey, Inc.|1506
CAG|CONAGRA BRANDS, INC|SAGL|SAGETRADER, LLC|69575
CAG|CONAGRA BRANDS, INC|SAGW|SAGETRADER, LLC|1107
CAG|CONAGRA BRANDS, INC|SALI|INTL FCSTONE FINANCIAL INC.|198
CAG|CONAGRA BRANDS, INC|SBSH|Citigroup Global Markets Inc.|1020095
CAG|CONAGRA BRANDS, INC|SEIC|SEI Investments Distribution Co.|1620
CAG|CONAGRA BRANDS, INC|SGMT|GOLDMAN SACHS & CO. LLC|1411116
CAG|CONAGRA BRANDS, INC|SIBO|Prime Executions, Inc.|106335
CAG|CONAGRA BRANDS, INC|SPDR|SPEEDROUTE LLC|137264
CAG|CONAGRA BRANDS, INC|SPHN|Stephens Inc.|310
CAG|CONAGRA BRANDS, INC|SPNT|SEVEN POINTS CAPITAL, LLC|1888
CAG|CONAGRA BRANDS, INC|SPTD|MINT GLOBAL MARKETS, INC.|13319
CAG|CONAGRA BRANDS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|106195
CAG|CONAGRA BRANDS, INC|STKP|STOCKPILE INVESTMENTS, INC.|100
CAG|CONAGRA BRANDS, INC|STXG|Stockcross Financial Services, Inc.|114
CAG|CONAGRA BRANDS, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17103
CAG|CONAGRA BRANDS, INC|SWIM|TD Ameritrade, Inc.|939915
CAG|CONAGRA BRANDS, INC|SWST|Hilltop Securities Inc.|18402
CAG|CONAGRA BRANDS, INC|TAGC|TELSEY ADVISORY GROUP LLC|1465
CAG|CONAGRA BRANDS, INC|TKNG|ALLY INVEST SECURITIES LLC|19437
CAG|CONAGRA BRANDS, INC|TRBT|Tradebot Systems, Inc.|1303737
CAG|CONAGRA BRANDS, INC|TRCM|TRC MARKETS LLC|1048028
CAG|CONAGRA BRANDS, INC|TWTT|TASTYWORKS, INC.|200
CAG|CONAGRA BRANDS, INC|UBSA|UBS SECURITIES LLC|3590566
CAG|CONAGRA BRANDS, INC|UBSS|UBS Securities LLC|3254419
CAG|CONAGRA BRANDS, INC|VALX|VIRTU AMERICAS LLC|104516
CAG|CONAGRA BRANDS, INC|VERT|The Vertical Trading Group, LLC|1
CAG|CONAGRA BRANDS, INC|VGRD|Vanguard Marketing Corporation|41324
CAG|CONAGRA BRANDS, INC|WBET|Wallachbeth Capital LLC|7538
CAG|CONAGRA BRANDS, INC|WBLR|WILLIAM BLAIR|610
CAG|CONAGRA BRANDS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|10683
CAG|CONAGRA BRANDS, INC|WCHV|WELLS FARGO SECURITIES, LLC|249898
CAG|CONAGRA BRANDS, INC|WDNX|WEEDEN & CO.L.P.|4252
CAG|CONAGRA BRANDS, INC|WEDB|WEDBUSH SECURITIES INC.|23763
CAG|CONAGRA BRANDS, INC|WEED|Weeden & Co.L.P.|401829
CAG|CONAGRA BRANDS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|96141
CAG|CONAGRA BRANDS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27241
CAG|CONAGRA BRANDS, INC|WFPB|Wells Fargo Securities, LLC.|1736
CAG|CONAGRA BRANDS, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1746
CAG|CONAGRA BRANDS, INC|WOLF|Wolfe Trahan Securities|6300
CAG|CONAGRA BRANDS, INC|WSEA|WOLVERINE SECURITIES, LLC|26650
CAG|CONAGRA BRANDS, INC|XIST|INSTINET, LLC|257286
CAG|CONAGRA BRANDS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|229530
CAG|CONAGRA BRANDS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|15066
CAG|CONAGRA BRANDS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21379
CAH|CARDINAL HEALTH INC|ABLE|NATIXIS Securities Americas LLC|343283
CAH|CARDINAL HEALTH INC|ALTX|Alternet Securities Inc.|136796
CAH|CARDINAL HEALTH INC|ANOS|ABEL/NOSER, L.L.C.|45487
CAH|CARDINAL HEALTH INC|APCC|Apex Clearing Corporation|1357
CAH|CARDINAL HEALTH INC|AQUA|AQUA SECURITIES L.P.|2900
CAH|CARDINAL HEALTH INC|BALE|M&T SECURITIES, INC.|800
CAH|CARDINAL HEALTH INC|BANK|Primevest Financial Services, Inc.|1299
CAH|CARDINAL HEALTH INC|BARD|Robert W. Baird & Co. Incorporated|9183
CAH|CARDINAL HEALTH INC|BATM|CBOE TRADING, INC.|12000
CAH|CARDINAL HEALTH INC|BAYC|BAY CREST PARTNERS, LLC|1118
CAH|CARDINAL HEALTH INC|BAYT|BTIG, LLC|1900
CAH|CARDINAL HEALTH INC|BBNT|BB&T SECURITIES, LLC|8497
CAH|CARDINAL HEALTH INC|BERN|Sanford C. Bernstein & Co., LLC|131695
CAH|CARDINAL HEALTH INC|BIDS|BIDS TRADING L.P.|600
CAH|CARDINAL HEALTH INC|BIMI|Banca IMI Securities Corp.|2261
CAH|CARDINAL HEALTH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52421
CAH|CARDINAL HEALTH INC|BLKX|INSTINET, LLC|53800
CAH|CARDINAL HEALTH INC|BNPX|BNP PARIBAS SECURITIES CORP.|240207
CAH|CARDINAL HEALTH INC|BRGE|Newbridge Securities Corp.|1096
CAH|CARDINAL HEALTH INC|BTIG|BTIG, LLC|202476
CAH|CARDINAL HEALTH INC|BYXM|CBOE TRADING, INC.|3966
CAH|CARDINAL HEALTH INC|BZYD|GOLDMAN SACHS & CO. LLC|1400
CAH|CARDINAL HEALTH INC|CABR|Cabrera Capital Markets, Inc.|50
CAH|CARDINAL HEALTH INC|CANT|Cantor Fitzgerald & Co.|200
CAH|CARDINAL HEALTH INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|18400
CAH|CARDINAL HEALTH INC|CHAS|Charles Schwab & Co., Inc.|9849
CAH|CARDINAL HEALTH INC|CIBP|CIBC World Markets Corp.|76157
CAH|CARDINAL HEALTH INC|CICF|Canaccord Genuity Corp.|55
CAH|CARDINAL HEALTH INC|CIST|Capital Institutional Services, Inc.|9667
CAH|CARDINAL HEALTH INC|CNFR|Cowen Prime Services LLC|300
CAH|CARDINAL HEALTH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|271879
CAH|CARDINAL HEALTH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1529
CAH|CARDINAL HEALTH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|42159
CAH|CARDINAL HEALTH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1285017
CAH|CARDINAL HEALTH INC|CTDL|Citadel Derivatives Group Llc|8397
CAH|CARDINAL HEALTH INC|CTLR|CUTLER GROUP, LP|2300
CAH|CARDINAL HEALTH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|212502
CAH|CARDINAL HEALTH INC|DADA|D.A. Davidson & Co.|1365
CAH|CARDINAL HEALTH INC|DAVA|Davenport & Company LLC|110
CAH|CARDINAL HEALTH INC|DBAB|Deutsche Bank Securities Inc.|466186
CAH|CARDINAL HEALTH INC|DBAX|Deutsche Bank Securities Inc.|912700
CAH|CARDINAL HEALTH INC|DBUL|Deutsche Bank Securities Inc.|22774
CAH|CARDINAL HEALTH INC|DCHF|Dart Executions, LLC|11481
CAH|CARDINAL HEALTH INC|DEAN|MORGAN STANLEY|173860
CAH|CARDINAL HEALTH INC|DEGS|RONIN PROFESSIONAL LLC|1700
CAH|CARDINAL HEALTH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8406
CAH|CARDINAL HEALTH INC|DIVA|Divine Capital Markets LLC|93668
CAH|CARDINAL HEALTH INC|EBXL|EBX LLC|708700
CAH|CARDINAL HEALTH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|83709
CAH|CARDINAL HEALTH INC|EDJC|Edward Jones / CDS|50
CAH|CARDINAL HEALTH INC|EDJO|Edward D. Jones & Co., L.P.|38687
CAH|CARDINAL HEALTH INC|EGAM|CBOE TRADING, INC.|138864
CAH|CARDINAL HEALTH INC|EGAW|CBOE TRADING, INC.|1572
CAH|CARDINAL HEALTH INC|EGMT|EG MARKET TECHNOLOGIES LLC|1300
CAH|CARDINAL HEALTH INC|EGXM|CBOE TRADING, INC.|19587
CAH|CARDINAL HEALTH INC|EGXW|CBOE TRADING, INC.|1010
CAH|CARDINAL HEALTH INC|ESPO|ESPOSITO SECURITIES, LLC|650
CAH|CARDINAL HEALTH INC|ETBE|Electronic Transaction Clearing, Inc.|38407
CAH|CARDINAL HEALTH INC|ETCB|ETC BROKERAGE SERVICES, LLC|12
CAH|CARDINAL HEALTH INC|ETCC|Electronic Transaction Clearing, Inc.|1537
CAH|CARDINAL HEALTH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47212
CAH|CARDINAL HEALTH INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9617
CAH|CARDINAL HEALTH INC|ETRS|E*Trade Securities LLC|192408
CAH|CARDINAL HEALTH INC|FILL|Tradestation Securities, Inc.|17231
CAH|CARDINAL HEALTH INC|FINX|FINTECH SECURITIES|944
CAH|CARDINAL HEALTH INC|FMAF|NBCN Inc./ CDS|10922
CAH|CARDINAL HEALTH INC|FORD|Fordham Financial Management, Inc.|466
CAH|CARDINAL HEALTH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|81319
CAH|CARDINAL HEALTH INC|FQLS|Quantlab Securities LP|937425
CAH|CARDINAL HEALTH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|199211
CAH|CARDINAL HEALTH INC|FTBR|Foliofn Investments, Inc.|27331
CAH|CARDINAL HEALTH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8792
CAH|CARDINAL HEALTH INC|GLIS|TD Securities Inc|5500
CAH|CARDINAL HEALTH INC|GLPX|ACS EXECUTION SERVICES, LLC|184054
CAH|CARDINAL HEALTH INC|GSCO|GOLDMAN SACHS & CO. LLC|2466573
CAH|CARDINAL HEALTH INC|GSCS|GOLDMAN SACHS & CO. LLC|3800
CAH|CARDINAL HEALTH INC|GSLT|GOLDMAN SACHS & CO. LLC|122198
CAH|CARDINAL HEALTH INC|GTSZ|GTS SECURITIES LLC|241544
CAH|CARDINAL HEALTH INC|HASF|Haywood Securities Inc./CDS|425
CAH|CARDINAL HEALTH INC|HRBF|American Enterprise Investment Services Inc.|20391
CAH|CARDINAL HEALTH INC|HSBC|HSBC Securities, Inc.|474
CAH|CARDINAL HEALTH INC|IATS|INTERACTIVE BROKERS LLC|19753
CAH|CARDINAL HEALTH INC|IBKR|Interactive Brokers Llc|33949
CAH|CARDINAL HEALTH INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3713
CAH|CARDINAL HEALTH INC|ICBX|INSTINET, LLC|133412
CAH|CARDINAL HEALTH INC|IEQY|CITADEL SECURITIES LLC|286582
CAH|CARDINAL HEALTH INC|INCA|INSTINET, LLC|698160
CAH|CARDINAL HEALTH INC|INJX|INSTINET, LLC|188232
CAH|CARDINAL HEALTH INC|ITGI|ITG Inc.|237986
CAH|CARDINAL HEALTH INC|ITGP|ITG INC.|445200
CAH|CARDINAL HEALTH INC|JANY|Janney Montgomery Scott Inc.|16276
CAH|CARDINAL HEALTH INC|JEFF|JEFFERIES LLC|318707
CAH|CARDINAL HEALTH INC|JMPT|JUMP TRADING, LLC|200791
CAH|CARDINAL HEALTH INC|JPBX|J.P. MORGAN SECURITIES LLC|273755
CAH|CARDINAL HEALTH INC|JPMX|J.P. Morgan Securities LLC|1248591
CAH|CARDINAL HEALTH INC|JSJX|JANE STREET CAPITAL LLC|10256
CAH|CARDINAL HEALTH INC|JUTA|JUMP TRADING, LLC|100
CAH|CARDINAL HEALTH INC|KCGM|VIRTU Americas LLC|126754
CAH|CARDINAL HEALTH INC|KEYB|KEYBANC CAPITAL MARKETS INC.|113700
CAH|CARDINAL HEALTH INC|LEER|LEERINK PARTNERS LLC|242957
CAH|CARDINAL HEALTH INC|LEHM|Barclays Capital Inc./Le|2073354
CAH|CARDINAL HEALTH INC|LIME|Lime Brokerage LLC|113746
CAH|CARDINAL HEALTH INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|33200
CAH|CARDINAL HEALTH INC|LOOP|Loop Capital Markets LLC|3870
CAH|CARDINAL HEALTH INC|LQNA|LIQUIDNET, INC.|69700
CAH|CARDINAL HEALTH INC|LSCI|Lek Securities Corporation|12717
CAH|CARDINAL HEALTH INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1490
CAH|CARDINAL HEALTH INC|MACC|Mid Atlantic Capital Corporation|15536
CAH|CARDINAL HEALTH INC|MAXM|Maxim Group LLC|10500
CAH|CARDINAL HEALTH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|900916
CAH|CARDINAL HEALTH INC|MOTF|MOTIF INVESTING, INC.|23
CAH|CARDINAL HEALTH INC|MSCO|MORGAN STANLEY & CO. LLC|3832527
CAH|CARDINAL HEALTH INC|MSPL|MORGAN STANLEY & CO. LLC|670000
CAH|CARDINAL HEALTH INC|MSTX|MORGAN STANLEY & CO. LLC|588700
CAH|CARDINAL HEALTH INC|MULL|MARK J. MULLER EQUITIES, INC.|9340
CAH|CARDINAL HEALTH INC|NATL|National Securities Corporation|1200
CAH|CARDINAL HEALTH INC|NBCS|NBC Securities, INC.|200
CAH|CARDINAL HEALTH INC|NEUB|NEUBERGER BERMAN BD LLC|295
CAH|CARDINAL HEALTH INC|NFSC|National Financial Services LLC|568326
CAH|CARDINAL HEALTH INC|NITE|VIRTU Americas LLC|1039991
CAH|CARDINAL HEALTH INC|NITP|VIRTU Americas LLC|4839
CAH|CARDINAL HEALTH INC|NQRB|Brut, LLC|45024
CAH|CARDINAL HEALTH INC|NTBF|BMO Nesbitt Burns Inc./CDS|344
CAH|CARDINAL HEALTH INC|NTRC|Northern Trust Securities, Inc.|1170
CAH|CARDINAL HEALTH INC|OHOS|TWO SIGMA SECURITIES, LLC|196218
CAH|CARDINAL HEALTH INC|OPCO|Oppenheimer & Co. Inc.|2928
CAH|CARDINAL HEALTH INC|PCFF|Pacific International Securities Inc./CDS|250
CAH|CARDINAL HEALTH INC|PDQM|CODA MARKETS, INC.|430300
CAH|CARDINAL HEALTH INC|PHLY|NASDAQ Execution Services, LLC|58400
CAH|CARDINAL HEALTH INC|PIPR|Piper Jaffray & Co.|13650
CAH|CARDINAL HEALTH INC|PWJC|UBS Financial Services, Inc.|12458
CAH|CARDINAL HEALTH INC|QMSR|QUATTRO M SECURITIES INC.|2679
CAH|CARDINAL HEALTH INC|RBCM|RBC CAPITAL MARKETS, LLC|28101
CAH|CARDINAL HEALTH INC|RHCO|Suntrust Robinson Humphrey, Inc.|53500
CAH|CARDINAL HEALTH INC|SAGL|SAGETRADER, LLC|372084
CAH|CARDINAL HEALTH INC|SAGW|SAGETRADER, LLC|3
CAH|CARDINAL HEALTH INC|SALI|INTL FCSTONE FINANCIAL INC.|715
CAH|CARDINAL HEALTH INC|SBSH|Citigroup Global Markets Inc.|1654971
CAH|CARDINAL HEALTH INC|SCMC|Scotia Capital Markets (USA) Inc.|28000
CAH|CARDINAL HEALTH INC|SEIC|SEI Investments Distribution Co.|2347
CAH|CARDINAL HEALTH INC|SGMT|GOLDMAN SACHS & CO. LLC|368894
CAH|CARDINAL HEALTH INC|SJLS|TRADE INFORMATICS LLC|300
CAH|CARDINAL HEALTH INC|SOGO|Wang Investment Associates, Inc.|7
CAH|CARDINAL HEALTH INC|SPDR|SPEEDROUTE LLC|49200
CAH|CARDINAL HEALTH INC|SPHN|Stephens Inc.|4653
CAH|CARDINAL HEALTH INC|STFL|Stifel, Nicolaus & Company, Incorporated|36324
CAH|CARDINAL HEALTH INC|STKP|STOCKPILE INVESTMENTS, INC.|46
CAH|CARDINAL HEALTH INC|STXG|Stockcross Financial Services, Inc.|100
CAH|CARDINAL HEALTH INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13424
CAH|CARDINAL HEALTH INC|SWIM|TD Ameritrade, Inc.|75068
CAH|CARDINAL HEALTH INC|SWST|Hilltop Securities Inc.|24492
CAH|CARDINAL HEALTH INC|TAGC|TELSEY ADVISORY GROUP LLC|3
CAH|CARDINAL HEALTH INC|TDSI|TD Securities (USA) LLC|200
CAH|CARDINAL HEALTH INC|TKNG|ALLY INVEST SECURITIES LLC|2957
CAH|CARDINAL HEALTH INC|TOUR|TOURMALINE PARTNERS, LLC|33892
CAH|CARDINAL HEALTH INC|TRBT|Tradebot Systems, Inc.|508609
CAH|CARDINAL HEALTH INC|TRCM|TRC MARKETS LLC|589054
CAH|CARDINAL HEALTH INC|UBSA|UBS SECURITIES LLC|1744497
CAH|CARDINAL HEALTH INC|UBSS|UBS Securities LLC|1988440
CAH|CARDINAL HEALTH INC|VALX|VIRTU AMERICAS LLC|13668
CAH|CARDINAL HEALTH INC|VGRD|Vanguard Marketing Corporation|60706
CAH|CARDINAL HEALTH INC|VNDM|Wall Street Access|61634
CAH|CARDINAL HEALTH INC|WABR|Wall Street Access|2300
CAH|CARDINAL HEALTH INC|WBET|Wallachbeth Capital LLC|70034
CAH|CARDINAL HEALTH INC|WBLR|WILLIAM BLAIR|5537
CAH|CARDINAL HEALTH INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3514
CAH|CARDINAL HEALTH INC|WCHV|WELLS FARGO SECURITIES, LLC|245459
CAH|CARDINAL HEALTH INC|WDNX|WEEDEN & CO.L.P.|1214
CAH|CARDINAL HEALTH INC|WEDB|WEDBUSH SECURITIES INC.|16403
CAH|CARDINAL HEALTH INC|WEED|Weeden & Co.L.P.|1700
CAH|CARDINAL HEALTH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39940
CAH|CARDINAL HEALTH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20392
CAH|CARDINAL HEALTH INC|WGIF|CIBC World Markets Inc.|3315
CAH|CARDINAL HEALTH INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5015
CAH|CARDINAL HEALTH INC|WSAG|WALL STREET ACCESS|42
CAH|CARDINAL HEALTH INC|WSEA|WOLVERINE SECURITIES, LLC|11867
CAH|CARDINAL HEALTH INC|XIST|INSTINET, LLC|104100
CAH|CARDINAL HEALTH INC|XPQR|Jump Trading|1800
CAH|CARDINAL HEALTH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|192454
CAH|CARDINAL HEALTH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|24204
CAH|CARDINAL HEALTH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21583
CAI|CAI INTERNATIONAL, I|ALTX|Alternet Securities Inc.|700
CAI|CAI INTERNATIONAL, I|APCC|Apex Clearing Corporation|169
CAI|CAI INTERNATIONAL, I|BATM|CBOE TRADING, INC.|772
CAI|CAI INTERNATIONAL, I|BERN|Sanford C. Bernstein & Co., LLC|7864
CAI|CAI INTERNATIONAL, I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1867
CAI|CAI INTERNATIONAL, I|BNPX|BNP PARIBAS SECURITIES CORP.|1720
CAI|CAI INTERNATIONAL, I|BYXM|CBOE TRADING, INC.|300
CAI|CAI INTERNATIONAL, I|BZYD|GOLDMAN SACHS & CO. LLC|500
CAI|CAI INTERNATIONAL, I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10560
CAI|CAI INTERNATIONAL, I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1676
CAI|CAI INTERNATIONAL, I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57066
CAI|CAI INTERNATIONAL, I|CTDL|Citadel Derivatives Group Llc|4916
CAI|CAI INTERNATIONAL, I|CXCX|CITIGROUP GLOBAL MARKETS INC.|8596
CAI|CAI INTERNATIONAL, I|DBAB|Deutsche Bank Securities Inc.|25857
CAI|CAI INTERNATIONAL, I|DBAX|Deutsche Bank Securities Inc.|66300
CAI|CAI INTERNATIONAL, I|DBUL|Deutsche Bank Securities Inc.|528
CAI|CAI INTERNATIONAL, I|DEGS|RONIN PROFESSIONAL LLC|6759
CAI|CAI INTERNATIONAL, I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26951
CAI|CAI INTERNATIONAL, I|EBXL|EBX LLC|33200
CAI|CAI INTERNATIONAL, I|ECUT|CONVERGEX EXECUTION SOLUTIONS|19418
CAI|CAI INTERNATIONAL, I|EGAM|CBOE TRADING, INC.|1608
CAI|CAI INTERNATIONAL, I|EGMT|EG MARKET TECHNOLOGIES LLC|300
CAI|CAI INTERNATIONAL, I|EGXM|CBOE TRADING, INC.|102
CAI|CAI INTERNATIONAL, I|ETBE|Electronic Transaction Clearing, Inc.|100
CAI|CAI INTERNATIONAL, I|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
CAI|CAI INTERNATIONAL, I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12424
CAI|CAI INTERNATIONAL, I|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CAI|CAI INTERNATIONAL, I|ETRS|E*Trade Securities LLC|34702
CAI|CAI INTERNATIONAL, I|FILL|Tradestation Securities, Inc.|6289
CAI|CAI INTERNATIONAL, I|FMAF|NBCN Inc./ CDS|670
CAI|CAI INTERNATIONAL, I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3772
CAI|CAI INTERNATIONAL, I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26967
CAI|CAI INTERNATIONAL, I|FTBR|Foliofn Investments, Inc.|1497
CAI|CAI INTERNATIONAL, I|GEBB|GLOBAL EXECUTION BROKERS, LP|700
CAI|CAI INTERNATIONAL, I|GLIS|TD Securities Inc|100
CAI|CAI INTERNATIONAL, I|GLPX|ACS EXECUTION SERVICES, LLC|3612
CAI|CAI INTERNATIONAL, I|GSCO|GOLDMAN SACHS & CO. LLC|66609
CAI|CAI INTERNATIONAL, I|GSCS|GOLDMAN SACHS & CO. LLC|881
CAI|CAI INTERNATIONAL, I|GSLT|GOLDMAN SACHS & CO. LLC|2243
CAI|CAI INTERNATIONAL, I|GTSZ|GTS SECURITIES LLC|13447
CAI|CAI INTERNATIONAL, I|HPPX|POTAMUS TRADING, LLC|141
CAI|CAI INTERNATIONAL, I|IATS|INTERACTIVE BROKERS LLC|3564
CAI|CAI INTERNATIONAL, I|IBKR|Interactive Brokers Llc|16697
CAI|CAI INTERNATIONAL, I|ICBX|INSTINET, LLC|11500
CAI|CAI INTERNATIONAL, I|IEQY|CITADEL SECURITIES LLC|15636
CAI|CAI INTERNATIONAL, I|IMPC|Imperial Capital, LLC|200
CAI|CAI INTERNATIONAL, I|INCA|INSTINET, LLC|47009
CAI|CAI INTERNATIONAL, I|INJX|INSTINET, LLC|450
CAI|CAI INTERNATIONAL, I|ITGI|ITG Inc.|17833
CAI|CAI INTERNATIONAL, I|ITGP|ITG INC.|21800
CAI|CAI INTERNATIONAL, I|JANY|Janney Montgomery Scott Inc.|1430
CAI|CAI INTERNATIONAL, I|JEFF|JEFFERIES LLC|13835
CAI|CAI INTERNATIONAL, I|JMPT|JUMP TRADING, LLC|9800
CAI|CAI INTERNATIONAL, I|JPBX|J.P. MORGAN SECURITIES LLC|1928
CAI|CAI INTERNATIONAL, I|JPMX|J.P. Morgan Securities LLC|41257
CAI|CAI INTERNATIONAL, I|JSJX|JANE STREET CAPITAL LLC|4897
CAI|CAI INTERNATIONAL, I|KCGM|VIRTU Americas LLC|9983
CAI|CAI INTERNATIONAL, I|LEHM|Barclays Capital Inc./Le|99014
CAI|CAI INTERNATIONAL, I|LIME|Lime Brokerage LLC|11053
CAI|CAI INTERNATIONAL, I|LQNA|LIQUIDNET, INC.|10000
CAI|CAI INTERNATIONAL, I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28374
CAI|CAI INTERNATIONAL, I|MSCO|MORGAN STANLEY & CO. LLC|175873
CAI|CAI INTERNATIONAL, I|MSPL|MORGAN STANLEY & CO. LLC|75700
CAI|CAI INTERNATIONAL, I|MSTX|MORGAN STANLEY & CO. LLC|7600
CAI|CAI INTERNATIONAL, I|NFSC|National Financial Services LLC|62573
CAI|CAI INTERNATIONAL, I|NITE|VIRTU Americas LLC|143730
CAI|CAI INTERNATIONAL, I|NQRB|Brut, LLC|1197
CAI|CAI INTERNATIONAL, I|OPCO|Oppenheimer & Co. Inc.|390
CAI|CAI INTERNATIONAL, I|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2391
CAI|CAI INTERNATIONAL, I|PDQM|CODA MARKETS, INC.|20444
CAI|CAI INTERNATIONAL, I|PHLY|NASDAQ Execution Services, LLC|200
CAI|CAI INTERNATIONAL, I|RBCM|RBC CAPITAL MARKETS, LLC|700
CAI|CAI INTERNATIONAL, I|RHCO|Suntrust Robinson Humphrey, Inc.|8233
CAI|CAI INTERNATIONAL, I|SAGL|SAGETRADER, LLC|1820
CAI|CAI INTERNATIONAL, I|SAGW|SAGETRADER, LLC|200
CAI|CAI INTERNATIONAL, I|SBSH|Citigroup Global Markets Inc.|9854
CAI|CAI INTERNATIONAL, I|SGMT|GOLDMAN SACHS & CO. LLC|11436
CAI|CAI INTERNATIONAL, I|SPDR|SPEEDROUTE LLC|2507
CAI|CAI INTERNATIONAL, I|STFC|Stuart Frankel & Co., Incorporated|1950
CAI|CAI INTERNATIONAL, I|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2507
CAI|CAI INTERNATIONAL, I|SWIM|TD Ameritrade, Inc.|6432
CAI|CAI INTERNATIONAL, I|SWST|Hilltop Securities Inc.|300
CAI|CAI INTERNATIONAL, I|TKNG|ALLY INVEST SECURITIES LLC|1668
CAI|CAI INTERNATIONAL, I|TRBT|Tradebot Systems, Inc.|34050
CAI|CAI INTERNATIONAL, I|TRCM|TRC MARKETS LLC|24214
CAI|CAI INTERNATIONAL, I|UBSA|UBS SECURITIES LLC|112392
CAI|CAI INTERNATIONAL, I|UBSS|UBS Securities LLC|242937
CAI|CAI INTERNATIONAL, I|VALX|VIRTU AMERICAS LLC|3576
CAI|CAI INTERNATIONAL, I|VGRD|Vanguard Marketing Corporation|1282
CAI|CAI INTERNATIONAL, I|WBLR|WILLIAM BLAIR|1075
CAI|CAI INTERNATIONAL, I|WCHV|WELLS FARGO SECURITIES, LLC|22529
CAI|CAI INTERNATIONAL, I|WEED|Weeden & Co.L.P.|3400
CAI|CAI INTERNATIONAL, I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3351
CAI|CAI INTERNATIONAL, I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5754
CAI|CAI INTERNATIONAL, I|WSEA|WOLVERINE SECURITIES, LLC|1182
CAI|CAI INTERNATIONAL, I|XIST|INSTINET, LLC|400
CAI|CAI INTERNATIONAL, I|XPQR|Jump Trading|400
CAI|CAI INTERNATIONAL, I|XSTM|NATIONAL FINANCIAL SERVICES LLC|9600
CAI|CAI INTERNATIONAL, I|YKNA|COMHAR CAPITAL MARKETS, LLC|623
CAI|CAI INTERNATIONAL, I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2088
CAI$A|CAI INTL 8.5 A|ALTX|Alternet Securities Inc.|1100
CAI$A|CAI INTL 8.5 A|BARD|Robert W. Baird & Co. Incorporated|100
CAI$A|CAI INTL 8.5 A|BBNT|BB&T SECURITIES, LLC|21536
CAI$A|CAI INTL 8.5 A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1480
CAI$A|CAI INTL 8.5 A|BYXM|CBOE TRADING, INC.|300
CAI$A|CAI INTL 8.5 A|CHAS|Charles Schwab & Co., Inc.|800
CAI$A|CAI INTL 8.5 A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52060
CAI$A|CAI INTL 8.5 A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16412
CAI$A|CAI INTL 8.5 A|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
CAI$A|CAI INTL 8.5 A|DBAX|Deutsche Bank Securities Inc.|5900
CAI$A|CAI INTL 8.5 A|DEAN|MORGAN STANLEY|1000
CAI$A|CAI INTL 8.5 A|EBXL|EBX LLC|3600
CAI$A|CAI INTL 8.5 A|ETRS|E*Trade Securities LLC|4589
CAI$A|CAI INTL 8.5 A|FBRC|B. RILEY FBR, INC.|8055
CAI$A|CAI INTL 8.5 A|GLPX|ACS EXECUTION SERVICES, LLC|904
CAI$A|CAI INTL 8.5 A|HRBF|American Enterprise Investment Services Inc.|1200
CAI$A|CAI INTL 8.5 A|IATS|INTERACTIVE BROKERS LLC|2900
CAI$A|CAI INTL 8.5 A|IBKR|Interactive Brokers Llc|3900
CAI$A|CAI INTL 8.5 A|ICBX|INSTINET, LLC|9400
CAI$A|CAI INTL 8.5 A|INCA|INSTINET, LLC|2700
CAI$A|CAI INTL 8.5 A|ITGI|ITG Inc.|200
CAI$A|CAI INTL 8.5 A|ITGP|ITG INC.|2400
CAI$A|CAI INTL 8.5 A|JANY|Janney Montgomery Scott Inc.|4500
CAI$A|CAI INTL 8.5 A|JPMX|J.P. Morgan Securities LLC|1200
CAI$A|CAI INTL 8.5 A|KCGM|VIRTU Americas LLC|20065
CAI$A|CAI INTL 8.5 A|LEHM|Barclays Capital Inc./Le|2400
CAI$A|CAI INTL 8.5 A|LIME|Lime Brokerage LLC|141
CAI$A|CAI INTL 8.5 A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CAI$A|CAI INTL 8.5 A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7500
CAI$A|CAI INTL 8.5 A|MSCO|MORGAN STANLEY & CO. LLC|10300
CAI$A|CAI INTL 8.5 A|NATL|National Securities Corporation|1000
CAI$A|CAI INTL 8.5 A|NFSC|National Financial Services LLC|5588
CAI$A|CAI INTL 8.5 A|NITE|VIRTU Americas LLC|32383
CAI$A|CAI INTL 8.5 A|OPCO|Oppenheimer & Co. Inc.|1000
CAI$A|CAI INTL 8.5 A|PDQM|CODA MARKETS, INC.|1304
CAI$A|CAI INTL 8.5 A|SGMT|GOLDMAN SACHS & CO. LLC|725
CAI$A|CAI INTL 8.5 A|SPDR|SPEEDROUTE LLC|200
CAI$A|CAI INTL 8.5 A|SPHN|Stephens Inc.|19480
CAI$A|CAI INTL 8.5 A|SWIM|TD Ameritrade, Inc.|4643
CAI$A|CAI INTL 8.5 A|TKNG|ALLY INVEST SECURITIES LLC|1181
CAI$A|CAI INTL 8.5 A|UBSA|UBS SECURITIES LLC|18868
CAI$A|CAI INTL 8.5 A|UBSS|UBS Securities LLC|13534
CAI$A|CAI INTL 8.5 A|VGRD|Vanguard Marketing Corporation|2405
CAI$A|CAI INTL 8.5 A|VNDM|Wall Street Access|800
CAI$A|CAI INTL 8.5 A|WBLR|WILLIAM BLAIR|1400
CAI$A|CAI INTL 8.5 A|WCHV|WELLS FARGO SECURITIES, LLC|1900
CAI$A|CAI INTL 8.5 A|WEDB|WEDBUSH SECURITIES INC.|3300
CAI$A|CAI INTL 8.5 A|XSTM|NATIONAL FINANCIAL SERVICES LLC|3100
CAJ|CANON INC ADR|ADAM|CANACCORD GENUITY INC.|2282
CAJ|CANON INC ADR|ALTX|Alternet Securities Inc.|1640
CAJ|CANON INC ADR|ANOS|ABEL/NOSER, L.L.C.|100
CAJ|CANON INC ADR|APCC|Apex Clearing Corporation|182
CAJ|CANON INC ADR|BANK|Primevest Financial Services, Inc.|46
CAJ|CANON INC ADR|BARD|Robert W. Baird & Co. Incorporated|3136
CAJ|CANON INC ADR|BATM|CBOE TRADING, INC.|1511
CAJ|CANON INC ADR|BBNT|BB&T SECURITIES, LLC|1995
CAJ|CANON INC ADR|BERN|Sanford C. Bernstein & Co., LLC|33467
CAJ|CANON INC ADR|BGCE|BGC Financial Inc.|15800
CAJ|CANON INC ADR|BIDS|BIDS TRADING L.P.|200
CAJ|CANON INC ADR|BIMI|Banca IMI Securities Corp.|1043
CAJ|CANON INC ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3522
CAJ|CANON INC ADR|BLKX|INSTINET, LLC|5000
CAJ|CANON INC ADR|BYXM|CBOE TRADING, INC.|500
CAJ|CANON INC ADR|BZYD|GOLDMAN SACHS & CO. LLC|300
CAJ|CANON INC ADR|CANT|Cantor Fitzgerald & Co.|15689
CAJ|CANON INC ADR|CHAS|Charles Schwab & Co., Inc.|98258
CAJ|CANON INC ADR|CIST|Capital Institutional Services, Inc.|461
CAJ|CANON INC ADR|CLSA|CLSA AMERICAS, LLC|536074
CAJ|CANON INC ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5219
CAJ|CANON INC ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103154
CAJ|CANON INC ADR|CTDL|Citadel Derivatives Group Llc|2372
CAJ|CANON INC ADR|CTLR|CUTLER GROUP, LP|64
CAJ|CANON INC ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|5900
CAJ|CANON INC ADR|DBAB|Deutsche Bank Securities Inc.|39422
CAJ|CANON INC ADR|DBAX|Deutsche Bank Securities Inc.|62800
CAJ|CANON INC ADR|DCHF|Dart Executions, LLC|960
CAJ|CANON INC ADR|DEAN|MORGAN STANLEY|215315
CAJ|CANON INC ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|63
CAJ|CANON INC ADR|EBXL|EBX LLC|16500
CAJ|CANON INC ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|321343
CAJ|CANON INC ADR|EDJC|Edward Jones / CDS|500
CAJ|CANON INC ADR|EDJO|Edward D. Jones & Co., L.P.|758
CAJ|CANON INC ADR|EGAM|CBOE TRADING, INC.|4307
CAJ|CANON INC ADR|EGXM|CBOE TRADING, INC.|500
CAJ|CANON INC ADR|EGXW|CBOE TRADING, INC.|27
CAJ|CANON INC ADR|ESPO|ESPOSITO SECURITIES, LLC|218
CAJ|CANON INC ADR|ETBE|Electronic Transaction Clearing, Inc.|2259
CAJ|CANON INC ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
CAJ|CANON INC ADR|ETRS|E*Trade Securities LLC|5520
CAJ|CANON INC ADR|FBSB|U.S. Bancorp Investments, Inc.|430
CAJ|CANON INC ADR|FIDT|Fidelity Clearing Canada ULC./ CDS|736
CAJ|CANON INC ADR|FILL|Tradestation Securities, Inc.|8
CAJ|CANON INC ADR|FMAF|NBCN Inc./ CDS|1821
CAJ|CANON INC ADR|FQLS|Quantlab Securities LP|33584
CAJ|CANON INC ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33099
CAJ|CANON INC ADR|FTBR|Foliofn Investments, Inc.|20294
CAJ|CANON INC ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CAJ|CANON INC ADR|GLIS|TD Securities Inc|43
CAJ|CANON INC ADR|GLPX|ACS EXECUTION SERVICES, LLC|5302
CAJ|CANON INC ADR|GSCO|GOLDMAN SACHS & CO. LLC|179217
CAJ|CANON INC ADR|GSCS|GOLDMAN SACHS & CO. LLC|43181
CAJ|CANON INC ADR|GSLT|GOLDMAN SACHS & CO. LLC|10673
CAJ|CANON INC ADR|GTSZ|GTS SECURITIES LLC|8273
CAJ|CANON INC ADR|HRBF|American Enterprise Investment Services Inc.|4022
CAJ|CANON INC ADR|HSBC|HSBC Securities, Inc.|759
CAJ|CANON INC ADR|IATS|INTERACTIVE BROKERS LLC|2623
CAJ|CANON INC ADR|IBKR|Interactive Brokers Llc|5338
CAJ|CANON INC ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2147
CAJ|CANON INC ADR|ICBX|INSTINET, LLC|5900
CAJ|CANON INC ADR|INCA|INSTINET, LLC|52925
CAJ|CANON INC ADR|INTL|INTL FCSTONE FINANCIAL INC.|7072
CAJ|CANON INC ADR|ITGI|ITG Inc.|22642
CAJ|CANON INC ADR|ITGP|ITG INC.|46000
CAJ|CANON INC ADR|JANY|Janney Montgomery Scott Inc.|228
CAJ|CANON INC ADR|JEFF|JEFFERIES LLC|595
CAJ|CANON INC ADR|JMPT|JUMP TRADING, LLC|3524
CAJ|CANON INC ADR|JPBX|J.P. MORGAN SECURITIES LLC|4171
CAJ|CANON INC ADR|JPMX|J.P. Morgan Securities LLC|86647
CAJ|CANON INC ADR|JSJX|JANE STREET CAPITAL LLC|29761
CAJ|CANON INC ADR|KCGM|VIRTU Americas LLC|8916
CAJ|CANON INC ADR|LEHM|Barclays Capital Inc./Le|141985
CAJ|CANON INC ADR|LIME|Lime Brokerage LLC|5276
CAJ|CANON INC ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29917
CAJ|CANON INC ADR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
CAJ|CANON INC ADR|MOTF|MOTIF INVESTING, INC.|10
CAJ|CANON INC ADR|MSCO|MORGAN STANLEY & CO. LLC|293024
CAJ|CANON INC ADR|MSPL|MORGAN STANLEY & CO. LLC|129000
CAJ|CANON INC ADR|MSTX|MORGAN STANLEY & CO. LLC|20700
CAJ|CANON INC ADR|NFSC|National Financial Services LLC|96225
CAJ|CANON INC ADR|NITE|VIRTU Americas LLC|231740
CAJ|CANON INC ADR|NITP|VIRTU Americas LLC|970
CAJ|CANON INC ADR|NQRB|Brut, LLC|3827
CAJ|CANON INC ADR|OLDM|OLD MISSION CAPITAL, LLC|35579
CAJ|CANON INC ADR|OPCO|Oppenheimer & Co. Inc.|2733
CAJ|CANON INC ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6600
CAJ|CANON INC ADR|PDQM|CODA MARKETS, INC.|2703
CAJ|CANON INC ADR|PWJC|UBS Financial Services, Inc.|2000
CAJ|CANON INC ADR|RBCM|RBC CAPITAL MARKETS, LLC|1412
CAJ|CANON INC ADR|SALI|INTL FCSTONE FINANCIAL INC.|4261
CAJ|CANON INC ADR|SBRX|MURIEL SIEBERT & CO INC|75
CAJ|CANON INC ADR|SBSH|Citigroup Global Markets Inc.|7820
CAJ|CANON INC ADR|SEIC|SEI Investments Distribution Co.|250
CAJ|CANON INC ADR|SGMT|GOLDMAN SACHS & CO. LLC|26654
CAJ|CANON INC ADR|SPDR|SPEEDROUTE LLC|1000
CAJ|CANON INC ADR|SPHN|Stephens Inc.|2400
CAJ|CANON INC ADR|STFL|Stifel, Nicolaus & Company, Incorporated|681
CAJ|CANON INC ADR|STKP|STOCKPILE INVESTMENTS, INC.|38
CAJ|CANON INC ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2430
CAJ|CANON INC ADR|SWIM|TD Ameritrade, Inc.|9992
CAJ|CANON INC ADR|SWST|Hilltop Securities Inc.|226
CAJ|CANON INC ADR|TKNG|ALLY INVEST SECURITIES LLC|450
CAJ|CANON INC ADR|TRBT|Tradebot Systems, Inc.|40549
CAJ|CANON INC ADR|TRCM|TRC MARKETS LLC|8770
CAJ|CANON INC ADR|UBSA|UBS SECURITIES LLC|160328
CAJ|CANON INC ADR|UBSS|UBS Securities LLC|183909
CAJ|CANON INC ADR|VALX|VIRTU AMERICAS LLC|9810
CAJ|CANON INC ADR|VGRD|Vanguard Marketing Corporation|3307
CAJ|CANON INC ADR|WBLR|WILLIAM BLAIR|146
CAJ|CANON INC ADR|WCHV|WELLS FARGO SECURITIES, LLC|26245
CAJ|CANON INC ADR|WDNX|WEEDEN & CO.L.P.|694
CAJ|CANON INC ADR|WEED|Weeden & Co.L.P.|5400
CAJ|CANON INC ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1015
CAJ|CANON INC ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2119
CAJ|CANON INC ADR|WGIF|CIBC World Markets Inc.|20
CAJ|CANON INC ADR|WSEA|WOLVERINE SECURITIES, LLC|1276
CAJ|CANON INC ADR|XIST|INSTINET, LLC|12282
CAJ|CANON INC ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
CAJ|CANON INC ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|51
CAJ|CANON INC ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6623
CAKE|CHEESECAKE FACT   ##|ADAM|CANACCORD GENUITY INC.|100
CAKE|CHEESECAKE FACT   ##|ALTX|Alternet Securities Inc.|9452
CAKE|CHEESECAKE FACT   ##|ANOS|ABEL/NOSER, L.L.C.|1436
CAKE|CHEESECAKE FACT   ##|APCC|Apex Clearing Corporation|17020
CAKE|CHEESECAKE FACT   ##|BANK|Primevest Financial Services, Inc.|12
CAKE|CHEESECAKE FACT   ##|BAQP|BURKE & QUICK PARTNERS LLC|1518
CAKE|CHEESECAKE FACT   ##|BARD|Robert W. Baird & Co. Incorporated|2690
CAKE|CHEESECAKE FACT   ##|BATM|CBOE TRADING, INC.|2788
CAKE|CHEESECAKE FACT   ##|BAYT|BTIG, LLC|8300
CAKE|CHEESECAKE FACT   ##|BBNT|BB&T SECURITIES, LLC|660
CAKE|CHEESECAKE FACT   ##|BERN|Sanford C. Bernstein & Co., LLC|51780
CAKE|CHEESECAKE FACT   ##|BIAD|SAGETRADER, LLC|228
CAKE|CHEESECAKE FACT   ##|BIDS|BIDS TRADING L.P.|22600
CAKE|CHEESECAKE FACT   ##|BKCM|BNY Mellon Capital Markets LLC|7245
CAKE|CHEESECAKE FACT   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4166
CAKE|CHEESECAKE FACT   ##|BLKX|INSTINET, LLC|47318
CAKE|CHEESECAKE FACT   ##|BMOC|BMO Capital Markets Corp.|7444
CAKE|CHEESECAKE FACT   ##|BNPX|BNP PARIBAS SECURITIES CORP.|55320
CAKE|CHEESECAKE FACT   ##|BRVL|BLAYLOCK VAN, LLC|400
CAKE|CHEESECAKE FACT   ##|BTIG|BTIG, LLC|29671
CAKE|CHEESECAKE FACT   ##|BYXM|CBOE TRADING, INC.|7769
CAKE|CHEESECAKE FACT   ##|BZYD|GOLDMAN SACHS & CO. LLC|700
CAKE|CHEESECAKE FACT   ##|CANT|Cantor Fitzgerald & Co.|374
CAKE|CHEESECAKE FACT   ##|CBRA|Cobra Trading, Inc.|1200
CAKE|CHEESECAKE FACT   ##|CHAS|Charles Schwab & Co., Inc.|19371
CAKE|CHEESECAKE FACT   ##|CIST|Capital Institutional Services, Inc.|1339
CAKE|CHEESECAKE FACT   ##|CLSA|CLSA AMERICAS, LLC|100
CAKE|CHEESECAKE FACT   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139386
CAKE|CHEESECAKE FACT   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
CAKE|CHEESECAKE FACT   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4214
CAKE|CHEESECAKE FACT   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|736598
CAKE|CHEESECAKE FACT   ##|CTDL|Citadel Derivatives Group Llc|33718
CAKE|CHEESECAKE FACT   ##|CTLR|CUTLER GROUP, LP|6139
CAKE|CHEESECAKE FACT   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|61048
CAKE|CHEESECAKE FACT   ##|DADA|D.A. Davidson & Co.|245
CAKE|CHEESECAKE FACT   ##|DAVA|Davenport & Company LLC|2780
CAKE|CHEESECAKE FACT   ##|DBAB|Deutsche Bank Securities Inc.|564806
CAKE|CHEESECAKE FACT   ##|DBAX|Deutsche Bank Securities Inc.|317600
CAKE|CHEESECAKE FACT   ##|DBUL|Deutsche Bank Securities Inc.|12664
CAKE|CHEESECAKE FACT   ##|DCHF|Dart Executions, LLC|539
CAKE|CHEESECAKE FACT   ##|DEAN|MORGAN STANLEY|4429
CAKE|CHEESECAKE FACT   ##|DEGS|RONIN PROFESSIONAL LLC|4800
CAKE|CHEESECAKE FACT   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13336
CAKE|CHEESECAKE FACT   ##|DOTC|Dougherty & Company LLC|2889
CAKE|CHEESECAKE FACT   ##|EBXL|EBX LLC|170100
CAKE|CHEESECAKE FACT   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|6442
CAKE|CHEESECAKE FACT   ##|EDJC|Edward Jones / CDS|1422
CAKE|CHEESECAKE FACT   ##|EDJO|Edward D. Jones & Co., L.P.|12665
CAKE|CHEESECAKE FACT   ##|EGAM|CBOE TRADING, INC.|10698
CAKE|CHEESECAKE FACT   ##|EGAW|CBOE TRADING, INC.|200
CAKE|CHEESECAKE FACT   ##|EGMT|EG MARKET TECHNOLOGIES LLC|2800
CAKE|CHEESECAKE FACT   ##|EGXM|CBOE TRADING, INC.|5729
CAKE|CHEESECAKE FACT   ##|EGXW|CBOE TRADING, INC.|490
CAKE|CHEESECAKE FACT   ##|ESPO|ESPOSITO SECURITIES, LLC|7
CAKE|CHEESECAKE FACT   ##|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|10100
CAKE|CHEESECAKE FACT   ##|ETBE|Electronic Transaction Clearing, Inc.|55636
CAKE|CHEESECAKE FACT   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2326
CAKE|CHEESECAKE FACT   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38759
CAKE|CHEESECAKE FACT   ##|ETRS|E*Trade Securities LLC|278280
CAKE|CHEESECAKE FACT   ##|FBCO|Credit Suisse Securities (USA) LLC|928245
CAKE|CHEESECAKE FACT   ##|FBSB|U.S. Bancorp Investments, Inc.|4
CAKE|CHEESECAKE FACT   ##|FILL|Tradestation Securities, Inc.|9438
CAKE|CHEESECAKE FACT   ##|FMAF|NBCN Inc./ CDS|1300
CAKE|CHEESECAKE FACT   ##|FOMA|TD AMERITRADE CLEARING, INC.|94676
CAKE|CHEESECAKE FACT   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|65749
CAKE|CHEESECAKE FACT   ##|FQLS|Quantlab Securities LP|441300
CAKE|CHEESECAKE FACT   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|158911
CAKE|CHEESECAKE FACT   ##|FTBR|Foliofn Investments, Inc.|215
CAKE|CHEESECAKE FACT   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|18783
CAKE|CHEESECAKE FACT   ##|GLIS|TD Securities Inc|100
CAKE|CHEESECAKE FACT   ##|GLPX|ACS EXECUTION SERVICES, LLC|25780
CAKE|CHEESECAKE FACT   ##|GSCO|GOLDMAN SACHS & CO. LLC|1186939
CAKE|CHEESECAKE FACT   ##|GSCS|GOLDMAN SACHS & CO. LLC|67691
CAKE|CHEESECAKE FACT   ##|GSLT|GOLDMAN SACHS & CO. LLC|7037
CAKE|CHEESECAKE FACT   ##|GTSZ|GTS SECURITIES LLC|161298
CAKE|CHEESECAKE FACT   ##|HAPX|HAP Trading, LLC|100
CAKE|CHEESECAKE FACT   ##|HRBF|American Enterprise Investment Services Inc.|1528
CAKE|CHEESECAKE FACT   ##|IATS|INTERACTIVE BROKERS LLC|18828
CAKE|CHEESECAKE FACT   ##|IBKR|Interactive Brokers Llc|116360
CAKE|CHEESECAKE FACT   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|77
CAKE|CHEESECAKE FACT   ##|ICBX|INSTINET, LLC|38290
CAKE|CHEESECAKE FACT   ##|IEQY|CITADEL SECURITIES LLC|145402
CAKE|CHEESECAKE FACT   ##|INCA|INSTINET, LLC|795181
CAKE|CHEESECAKE FACT   ##|INJX|INSTINET, LLC|41899
CAKE|CHEESECAKE FACT   ##|ITGI|ITG Inc.|48540
CAKE|CHEESECAKE FACT   ##|ITGP|ITG INC.|97400
CAKE|CHEESECAKE FACT   ##|JANY|Janney Montgomery Scott Inc.|5510
CAKE|CHEESECAKE FACT   ##|JEFF|JEFFERIES LLC|123467
CAKE|CHEESECAKE FACT   ##|JMPT|JUMP TRADING, LLC|126981
CAKE|CHEESECAKE FACT   ##|JONE|JonesTrading|5150
CAKE|CHEESECAKE FACT   ##|JPBX|J.P. MORGAN SECURITIES LLC|366032
CAKE|CHEESECAKE FACT   ##|JPMX|J.P. Morgan Securities LLC|781229
CAKE|CHEESECAKE FACT   ##|JSJX|JANE STREET CAPITAL LLC|17241
CAKE|CHEESECAKE FACT   ##|JUTA|JUMP TRADING, LLC|700
CAKE|CHEESECAKE FACT   ##|KCGM|VIRTU Americas LLC|46865
CAKE|CHEESECAKE FACT   ##|KEYB|KEYBANC CAPITAL MARKETS INC.|4133
CAKE|CHEESECAKE FACT   ##|KING|C. L. King & Associates, Inc.|4400
CAKE|CHEESECAKE FACT   ##|LEHM|Barclays Capital Inc./Le|939477
CAKE|CHEESECAKE FACT   ##|LGNT|COR CLEARING LLC|1
CAKE|CHEESECAKE FACT   ##|LIME|Lime Brokerage LLC|292134
CAKE|CHEESECAKE FACT   ##|LOOP|Loop Capital Markets LLC|2807
CAKE|CHEESECAKE FACT   ##|LQNA|LIQUIDNET, INC.|37900
CAKE|CHEESECAKE FACT   ##|LSCI|Lek Securities Corporation|335
CAKE|CHEESECAKE FACT   ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CAKE|CHEESECAKE FACT   ##|MACQ|Macquarie Capital (USA) Inc.|100
CAKE|CHEESECAKE FACT   ##|MAXM|Maxim Group LLC|4407
CAKE|CHEESECAKE FACT   ##|MCMF|Raymond James Ltd. Cds|410
CAKE|CHEESECAKE FACT   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121768
CAKE|CHEESECAKE FACT   ##|MOTF|MOTIF INVESTING, INC.|3
CAKE|CHEESECAKE FACT   ##|MSCO|MORGAN STANLEY & CO. LLC|2863285
CAKE|CHEESECAKE FACT   ##|MSPL|MORGAN STANLEY & CO. LLC|619800
CAKE|CHEESECAKE FACT   ##|MSTX|MORGAN STANLEY & CO. LLC|281400
CAKE|CHEESECAKE FACT   ##|NATL|National Securities Corporation|2251
CAKE|CHEESECAKE FACT   ##|NFSC|National Financial Services LLC|223762
CAKE|CHEESECAKE FACT   ##|NITE|VIRTU Americas LLC|575941
CAKE|CHEESECAKE FACT   ##|NITP|VIRTU Americas LLC|3919
CAKE|CHEESECAKE FACT   ##|NQRB|Brut, LLC|5787
CAKE|CHEESECAKE FACT   ##|OHOS|TWO SIGMA SECURITIES, LLC|59546
CAKE|CHEESECAKE FACT   ##|OPCO|Oppenheimer & Co. Inc.|6949
CAKE|CHEESECAKE FACT   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1936
CAKE|CHEESECAKE FACT   ##|PDQM|CODA MARKETS, INC.|47751
CAKE|CHEESECAKE FACT   ##|PHLY|NASDAQ Execution Services, LLC|600
CAKE|CHEESECAKE FACT   ##|PWJC|UBS Financial Services, Inc.|3000
CAKE|CHEESECAKE FACT   ##|RAJA|Raymond James & Associates, Inc.|10015
CAKE|CHEESECAKE FACT   ##|RBCM|RBC CAPITAL MARKETS, LLC|10549
CAKE|CHEESECAKE FACT   ##|RHCO|Suntrust Robinson Humphrey, Inc.|10204
CAKE|CHEESECAKE FACT   ##|SAGL|SAGETRADER, LLC|35547
CAKE|CHEESECAKE FACT   ##|SAGW|SAGETRADER, LLC|65
CAKE|CHEESECAKE FACT   ##|SBSH|Citigroup Global Markets Inc.|470299
CAKE|CHEESECAKE FACT   ##|SGMT|GOLDMAN SACHS & CO. LLC|249930
CAKE|CHEESECAKE FACT   ##|SPDR|SPEEDROUTE LLC|8687
CAKE|CHEESECAKE FACT   ##|SPHN|Stephens Inc.|349
CAKE|CHEESECAKE FACT   ##|SPTD|MINT GLOBAL MARKETS, INC.|2400
CAKE|CHEESECAKE FACT   ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|4165
CAKE|CHEESECAKE FACT   ##|STFL|Stifel, Nicolaus & Company, Incorporated|18368
CAKE|CHEESECAKE FACT   ##|STKP|STOCKPILE INVESTMENTS, INC.|62
CAKE|CHEESECAKE FACT   ##|STXG|Stockcross Financial Services, Inc.|51
CAKE|CHEESECAKE FACT   ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10
CAKE|CHEESECAKE FACT   ##|SWIM|TD Ameritrade, Inc.|186005
CAKE|CHEESECAKE FACT   ##|SWST|Hilltop Securities Inc.|1008
CAKE|CHEESECAKE FACT   ##|TAGC|TELSEY ADVISORY GROUP LLC|6005
CAKE|CHEESECAKE FACT   ##|TKNG|ALLY INVEST SECURITIES LLC|271
CAKE|CHEESECAKE FACT   ##|TONC|CUTTONE & CO., LLC|480
CAKE|CHEESECAKE FACT   ##|TRBT|Tradebot Systems, Inc.|375569
CAKE|CHEESECAKE FACT   ##|TRCM|TRC MARKETS LLC|190389
CAKE|CHEESECAKE FACT   ##|TWTT|TASTYWORKS, INC.|210
CAKE|CHEESECAKE FACT   ##|UBSA|UBS SECURITIES LLC|520087
CAKE|CHEESECAKE FACT   ##|UBSS|UBS Securities LLC|1191369
CAKE|CHEESECAKE FACT   ##|VALX|VIRTU AMERICAS LLC|13898
CAKE|CHEESECAKE FACT   ##|VERT|The Vertical Trading Group, LLC|2910
CAKE|CHEESECAKE FACT   ##|VGRD|Vanguard Marketing Corporation|8859
CAKE|CHEESECAKE FACT   ##|VSIN|Vision Financial Markets Llc|50
CAKE|CHEESECAKE FACT   ##|WABR|Wall Street Access|674
CAKE|CHEESECAKE FACT   ##|WBLR|WILLIAM BLAIR|500
CAKE|CHEESECAKE FACT   ##|WBPX|SUMMIT SECURITIES GROUP, LLC|700
CAKE|CHEESECAKE FACT   ##|WCHV|WELLS FARGO SECURITIES, LLC|103956
CAKE|CHEESECAKE FACT   ##|WEDB|WEDBUSH SECURITIES INC.|44934
CAKE|CHEESECAKE FACT   ##|WEED|Weeden & Co.L.P.|2600
CAKE|CHEESECAKE FACT   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8597
CAKE|CHEESECAKE FACT   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28466
CAKE|CHEESECAKE FACT   ##|WGIF|CIBC World Markets Inc.|1997
CAKE|CHEESECAKE FACT   ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|35
CAKE|CHEESECAKE FACT   ##|WSEA|WOLVERINE SECURITIES, LLC|4085
CAKE|CHEESECAKE FACT   ##|XIST|INSTINET, LLC|73718
CAKE|CHEESECAKE FACT   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|74016
CAKE|CHEESECAKE FACT   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1924
CAKE|CHEESECAKE FACT   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2393
CAL|CALERES, INC.|ADAM|CANACCORD GENUITY INC.|10000
CAL|CALERES, INC.|ALTX|Alternet Securities Inc.|17054
CAL|CALERES, INC.|APCC|Apex Clearing Corporation|6411
CAL|CALERES, INC.|BATM|CBOE TRADING, INC.|8045
CAL|CALERES, INC.|BBNT|BB&T SECURITIES, LLC|95
CAL|CALERES, INC.|BERN|Sanford C. Bernstein & Co., LLC|586
CAL|CALERES, INC.|BIDS|BIDS TRADING L.P.|94600
CAL|CALERES, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1621
CAL|CALERES, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|32993
CAL|CALERES, INC.|BRVL|BLAYLOCK VAN, LLC|600
CAL|CALERES, INC.|BTIG|BTIG, LLC|7025
CAL|CALERES, INC.|BYXM|CBOE TRADING, INC.|3566
CAL|CALERES, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2742
CAL|CALERES, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|73864
CAL|CALERES, INC.|CHAS|Charles Schwab & Co., Inc.|2
CAL|CALERES, INC.|CIST|Capital Institutional Services, Inc.|393
CAL|CALERES, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74479
CAL|CALERES, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|57954
CAL|CALERES, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233525
CAL|CALERES, INC.|CTDL|Citadel Derivatives Group Llc|2058
CAL|CALERES, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|30808
CAL|CALERES, INC.|DBAB|Deutsche Bank Securities Inc.|126101
CAL|CALERES, INC.|DBAX|Deutsche Bank Securities Inc.|160600
CAL|CALERES, INC.|DBUL|Deutsche Bank Securities Inc.|900
CAL|CALERES, INC.|DCHF|Dart Executions, LLC|296
CAL|CALERES, INC.|DEAN|MORGAN STANLEY|180
CAL|CALERES, INC.|DEGS|RONIN PROFESSIONAL LLC|2097
CAL|CALERES, INC.|EBXL|EBX LLC|413600
CAL|CALERES, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|22160
CAL|CALERES, INC.|EDJO|Edward D. Jones & Co., L.P.|128
CAL|CALERES, INC.|EGAM|CBOE TRADING, INC.|30694
CAL|CALERES, INC.|EGAW|CBOE TRADING, INC.|221
CAL|CALERES, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2160
CAL|CALERES, INC.|EGXM|CBOE TRADING, INC.|6926
CAL|CALERES, INC.|EGXW|CBOE TRADING, INC.|61
CAL|CALERES, INC.|ETBE|Electronic Transaction Clearing, Inc.|17576
CAL|CALERES, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28484
CAL|CALERES, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|26
CAL|CALERES, INC.|ETRS|E*Trade Securities LLC|21272
CAL|CALERES, INC.|FILL|Tradestation Securities, Inc.|2342
CAL|CALERES, INC.|FMAF|NBCN Inc./ CDS|6343
CAL|CALERES, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27075
CAL|CALERES, INC.|FQLS|Quantlab Securities LP|86325
CAL|CALERES, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|171826
CAL|CALERES, INC.|FTBR|Foliofn Investments, Inc.|3314
CAL|CALERES, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|700
CAL|CALERES, INC.|GLPX|ACS EXECUTION SERVICES, LLC|29440
CAL|CALERES, INC.|GSCO|GOLDMAN SACHS & CO. LLC|688296
CAL|CALERES, INC.|GSCS|GOLDMAN SACHS & CO. LLC|30622
CAL|CALERES, INC.|GSLT|GOLDMAN SACHS & CO. LLC|5502
CAL|CALERES, INC.|GTSZ|GTS SECURITIES LLC|46440
CAL|CALERES, INC.|HRBF|American Enterprise Investment Services Inc.|2523
CAL|CALERES, INC.|IATS|INTERACTIVE BROKERS LLC|3795
CAL|CALERES, INC.|IBKR|Interactive Brokers Llc|10375
CAL|CALERES, INC.|ICBX|INSTINET, LLC|46263
CAL|CALERES, INC.|IEQY|CITADEL SECURITIES LLC|68676
CAL|CALERES, INC.|INCA|INSTINET, LLC|121788
CAL|CALERES, INC.|INJX|INSTINET, LLC|1254
CAL|CALERES, INC.|ITGI|ITG Inc.|93596
CAL|CALERES, INC.|ITGP|ITG INC.|138800
CAL|CALERES, INC.|JANY|Janney Montgomery Scott Inc.|900
CAL|CALERES, INC.|JEFF|JEFFERIES LLC|17460
CAL|CALERES, INC.|JMPT|JUMP TRADING, LLC|37469
CAL|CALERES, INC.|JONE|JonesTrading|1100
CAL|CALERES, INC.|JPBX|J.P. MORGAN SECURITIES LLC|21456
CAL|CALERES, INC.|JPMX|J.P. Morgan Securities LLC|217023
CAL|CALERES, INC.|JSJX|JANE STREET CAPITAL LLC|14587
CAL|CALERES, INC.|KCGM|VIRTU Americas LLC|67766
CAL|CALERES, INC.|KING|C. L. King & Associates, Inc.|1153
CAL|CALERES, INC.|LEHM|Barclays Capital Inc./Le|222359
CAL|CALERES, INC.|LIME|Lime Brokerage LLC|8843
CAL|CALERES, INC.|LQNA|LIQUIDNET, INC.|10000
CAL|CALERES, INC.|LSCI|Lek Securities Corporation|138
CAL|CALERES, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CAL|CALERES, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65802
CAL|CALERES, INC.|MNDX|TJM Investments, LLC|4188
CAL|CALERES, INC.|MOTF|MOTIF INVESTING, INC.|8
CAL|CALERES, INC.|MSCO|MORGAN STANLEY & CO. LLC|589245
CAL|CALERES, INC.|MSPL|MORGAN STANLEY & CO. LLC|294100
CAL|CALERES, INC.|MSTX|MORGAN STANLEY & CO. LLC|137100
CAL|CALERES, INC.|MTON|MILLINGTON SECURITIES, INC.|49116
CAL|CALERES, INC.|NFSC|National Financial Services LLC|55365
CAL|CALERES, INC.|NITE|VIRTU Americas LLC|172341
CAL|CALERES, INC.|NQRB|Brut, LLC|28137
CAL|CALERES, INC.|NTRC|Northern Trust Securities, Inc.|1737
CAL|CALERES, INC.|OPCO|Oppenheimer & Co. Inc.|200
CAL|CALERES, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|787
CAL|CALERES, INC.|PCFF|Pacific International Securities Inc./CDS|220
CAL|CALERES, INC.|PDQM|CODA MARKETS, INC.|197821
CAL|CALERES, INC.|PHLY|NASDAQ Execution Services, LLC|800
CAL|CALERES, INC.|PWJC|UBS Financial Services, Inc.|1058
CAL|CALERES, INC.|RBCM|RBC CAPITAL MARKETS, LLC|10219
CAL|CALERES, INC.|SAGL|SAGETRADER, LLC|19380
CAL|CALERES, INC.|SAGW|SAGETRADER, LLC|39
CAL|CALERES, INC.|SBSH|Citigroup Global Markets Inc.|160802
CAL|CALERES, INC.|SGMT|GOLDMAN SACHS & CO. LLC|141648
CAL|CALERES, INC.|SPDR|SPEEDROUTE LLC|196785
CAL|CALERES, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|3141
CAL|CALERES, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1922
CAL|CALERES, INC.|SWIM|TD Ameritrade, Inc.|14862
CAL|CALERES, INC.|TKNG|ALLY INVEST SECURITIES LLC|579
CAL|CALERES, INC.|TRBT|Tradebot Systems, Inc.|165714
CAL|CALERES, INC.|TRCM|TRC MARKETS LLC|46215
CAL|CALERES, INC.|TWTT|TASTYWORKS, INC.|200
CAL|CALERES, INC.|UBSA|UBS SECURITIES LLC|355707
CAL|CALERES, INC.|UBSS|UBS Securities LLC|448461
CAL|CALERES, INC.|VALX|VIRTU AMERICAS LLC|8604
CAL|CALERES, INC.|VGRD|Vanguard Marketing Corporation|3066
CAL|CALERES, INC.|VSIN|Vision Financial Markets Llc|1
CAL|CALERES, INC.|WABR|Wall Street Access|52717
CAL|CALERES, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1331
CAL|CALERES, INC.|WCHV|WELLS FARGO SECURITIES, LLC|130901
CAL|CALERES, INC.|WEDB|WEDBUSH SECURITIES INC.|1200
CAL|CALERES, INC.|WEED|Weeden & Co.L.P.|8200
CAL|CALERES, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4238
CAL|CALERES, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4414
CAL|CALERES, INC.|WSEA|WOLVERINE SECURITIES, LLC|2060
CAL|CALERES, INC.|XIST|INSTINET, LLC|102600
CAL|CALERES, INC.|XPQR|Jump Trading|100
CAL|CALERES, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|30962
CAL|CALERES, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4018
CAL|CALERES, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|554
CALA|CALITHERA BIOSCI COM|APCC|Apex Clearing Corporation|5233
CALA|CALITHERA BIOSCI COM|AQUA|AQUA SECURITIES L.P.|4800
CALA|CALITHERA BIOSCI COM|BIMI|Banca IMI Securities Corp.|5400
CALA|CALITHERA BIOSCI COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
CALA|CALITHERA BIOSCI COM|BMOC|BMO Capital Markets Corp.|4923
CALA|CALITHERA BIOSCI COM|BNPX|BNP PARIBAS SECURITIES CORP.|3792
CALA|CALITHERA BIOSCI COM|BTIG|BTIG, LLC|533
CALA|CALITHERA BIOSCI COM|BYXM|CBOE TRADING, INC.|500
CALA|CALITHERA BIOSCI COM|CBLC|CITIGROUP GLOBAL MARKETS INC.|25530
CALA|CALITHERA BIOSCI COM|CHAS|Charles Schwab & Co., Inc.|7412
CALA|CALITHERA BIOSCI COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94970
CALA|CALITHERA BIOSCI COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29300
CALA|CALITHERA BIOSCI COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|258558
CALA|CALITHERA BIOSCI COM|CTDL|Citadel Derivatives Group Llc|531
CALA|CALITHERA BIOSCI COM|CTLR|CUTLER GROUP, LP|1168
CALA|CALITHERA BIOSCI COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|33316
CALA|CALITHERA BIOSCI COM|DBAB|Deutsche Bank Securities Inc.|66528
CALA|CALITHERA BIOSCI COM|DBAX|Deutsche Bank Securities Inc.|138700
CALA|CALITHERA BIOSCI COM|DEAN|MORGAN STANLEY|500
CALA|CALITHERA BIOSCI COM|DEGS|RONIN PROFESSIONAL LLC|22353
CALA|CALITHERA BIOSCI COM|EBXL|EBX LLC|84800
CALA|CALITHERA BIOSCI COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|29
CALA|CALITHERA BIOSCI COM|EDJO|Edward D. Jones & Co., L.P.|2642
CALA|CALITHERA BIOSCI COM|EGAM|CBOE TRADING, INC.|5918
CALA|CALITHERA BIOSCI COM|EGXM|CBOE TRADING, INC.|116
CALA|CALITHERA BIOSCI COM|EGXW|CBOE TRADING, INC.|300
CALA|CALITHERA BIOSCI COM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10604
CALA|CALITHERA BIOSCI COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2991
CALA|CALITHERA BIOSCI COM|ETRS|E*Trade Securities LLC|307502
CALA|CALITHERA BIOSCI COM|FBCO|Credit Suisse Securities (USA) LLC|935064
CALA|CALITHERA BIOSCI COM|FMAF|NBCN Inc./ CDS|8954
CALA|CALITHERA BIOSCI COM|FOMA|TD AMERITRADE CLEARING, INC.|424392
CALA|CALITHERA BIOSCI COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8242
CALA|CALITHERA BIOSCI COM|FTBR|Foliofn Investments, Inc.|221
CALA|CALITHERA BIOSCI COM|GEBB|GLOBAL EXECUTION BROKERS, LP|9353
CALA|CALITHERA BIOSCI COM|GLIS|TD Securities Inc|2887
CALA|CALITHERA BIOSCI COM|GLPX|ACS EXECUTION SERVICES, LLC|1000
CALA|CALITHERA BIOSCI COM|GSCO|GOLDMAN SACHS & CO. LLC|603258
CALA|CALITHERA BIOSCI COM|GSCS|GOLDMAN SACHS & CO. LLC|48302
CALA|CALITHERA BIOSCI COM|GSLT|GOLDMAN SACHS & CO. LLC|1727
CALA|CALITHERA BIOSCI COM|GTSZ|GTS SECURITIES LLC|23083
CALA|CALITHERA BIOSCI COM|HRBF|American Enterprise Investment Services Inc.|2797
CALA|CALITHERA BIOSCI COM|IBKR|Interactive Brokers Llc|85163
CALA|CALITHERA BIOSCI COM|ICBX|INSTINET, LLC|29162
CALA|CALITHERA BIOSCI COM|IEQY|CITADEL SECURITIES LLC|3300
CALA|CALITHERA BIOSCI COM|INCA|INSTINET, LLC|126187
CALA|CALITHERA BIOSCI COM|INJX|INSTINET, LLC|6858
CALA|CALITHERA BIOSCI COM|ITGI|ITG Inc.|19415
CALA|CALITHERA BIOSCI COM|ITGP|ITG INC.|149800
CALA|CALITHERA BIOSCI COM|JANY|Janney Montgomery Scott Inc.|400
CALA|CALITHERA BIOSCI COM|JEFF|JEFFERIES LLC|35563
CALA|CALITHERA BIOSCI COM|JMPT|JUMP TRADING, LLC|924
CALA|CALITHERA BIOSCI COM|JPBX|J.P. MORGAN SECURITIES LLC|1500
CALA|CALITHERA BIOSCI COM|JPMX|J.P. Morgan Securities LLC|284829
CALA|CALITHERA BIOSCI COM|JSJX|JANE STREET CAPITAL LLC|16286
CALA|CALITHERA BIOSCI COM|KCGM|VIRTU Americas LLC|19624
CALA|CALITHERA BIOSCI COM|LEER|LEERINK PARTNERS LLC|327457
CALA|CALITHERA BIOSCI COM|LEHM|Barclays Capital Inc./Le|446962
CALA|CALITHERA BIOSCI COM|LIME|Lime Brokerage LLC|110611
CALA|CALITHERA BIOSCI COM|LQNA|LIQUIDNET, INC.|5000
CALA|CALITHERA BIOSCI COM|MACQ|Macquarie Capital (USA) Inc.|4901
CALA|CALITHERA BIOSCI COM|MAXM|Maxim Group LLC|3429
CALA|CALITHERA BIOSCI COM|MBTS|ALLY INVEST SECURITIES LLC|1616
CALA|CALITHERA BIOSCI COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|231600
CALA|CALITHERA BIOSCI COM|MSCO|MORGAN STANLEY & CO. LLC|421861
CALA|CALITHERA BIOSCI COM|MSPL|MORGAN STANLEY & CO. LLC|293700
CALA|CALITHERA BIOSCI COM|MSTX|MORGAN STANLEY & CO. LLC|93200
CALA|CALITHERA BIOSCI COM|NFSC|National Financial Services LLC|499612
CALA|CALITHERA BIOSCI COM|NITE|VIRTU Americas LLC|729035
CALA|CALITHERA BIOSCI COM|NITP|VIRTU Americas LLC|5607
CALA|CALITHERA BIOSCI COM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|700
CALA|CALITHERA BIOSCI COM|PDQM|CODA MARKETS, INC.|29214
CALA|CALITHERA BIOSCI COM|PHLY|NASDAQ Execution Services, LLC|3800
CALA|CALITHERA BIOSCI COM|RAJA|Raymond James & Associates, Inc.|3800
CALA|CALITHERA BIOSCI COM|RBCM|RBC CAPITAL MARKETS, LLC|1000
CALA|CALITHERA BIOSCI COM|SAGL|SAGETRADER, LLC|200
CALA|CALITHERA BIOSCI COM|SAGW|SAGETRADER, LLC|439
CALA|CALITHERA BIOSCI COM|SBSH|Citigroup Global Markets Inc.|72880
CALA|CALITHERA BIOSCI COM|SGMT|GOLDMAN SACHS & CO. LLC|66798
CALA|CALITHERA BIOSCI COM|SPDR|SPEEDROUTE LLC|11970
CALA|CALITHERA BIOSCI COM|STFL|Stifel, Nicolaus & Company, Incorporated|3540
CALA|CALITHERA BIOSCI COM|STXG|Stockcross Financial Services, Inc.|2000
CALA|CALITHERA BIOSCI COM|SWIM|TD Ameritrade, Inc.|224344
CALA|CALITHERA BIOSCI COM|TKNG|ALLY INVEST SECURITIES LLC|7912
CALA|CALITHERA BIOSCI COM|TRBT|Tradebot Systems, Inc.|2135
CALA|CALITHERA BIOSCI COM|TRCM|TRC MARKETS LLC|24203
CALA|CALITHERA BIOSCI COM|TWTT|TASTYWORKS, INC.|1300
CALA|CALITHERA BIOSCI COM|UBSA|UBS SECURITIES LLC|97008
CALA|CALITHERA BIOSCI COM|UBSS|UBS Securities LLC|260279
CALA|CALITHERA BIOSCI COM|VALX|VIRTU AMERICAS LLC|36976
CALA|CALITHERA BIOSCI COM|VGRD|Vanguard Marketing Corporation|21757
CALA|CALITHERA BIOSCI COM|VSIN|Vision Financial Markets Llc|200
CALA|CALITHERA BIOSCI COM|WCHV|WELLS FARGO SECURITIES, LLC|86821
CALA|CALITHERA BIOSCI COM|WDNX|WEEDEN & CO.L.P.|4900
CALA|CALITHERA BIOSCI COM|WEDB|WEDBUSH SECURITIES INC.|13740
CALA|CALITHERA BIOSCI COM|WEED|Weeden & Co.L.P.|2900
CALA|CALITHERA BIOSCI COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|328
CALA|CALITHERA BIOSCI COM|WGIF|CIBC World Markets Inc.|4350
CALA|CALITHERA BIOSCI COM|WSEA|WOLVERINE SECURITIES, LLC|4294
CALA|CALITHERA BIOSCI COM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|12500
CALA|CALITHERA BIOSCI COM|XIST|INSTINET, LLC|31450
CALA|CALITHERA BIOSCI COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|42416
CALA|CALITHERA BIOSCI COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3471
CALF|PACER US SMALL CAP C|APCC|Apex Clearing Corporation|27
CALF|PACER US SMALL CAP C|CSIN|Citadel Securities Institutional LLC|73168
CALF|PACER US SMALL CAP C|CTDL|Citadel Derivatives Group Llc|73168
CALF|PACER US SMALL CAP C|ETRS|E*Trade Securities LLC|89
CALF|PACER US SMALL CAP C|GSLT|GOLDMAN SACHS & CO. LLC|1300
CALF|PACER US SMALL CAP C|IBKR|Interactive Brokers Llc|148
CALF|PACER US SMALL CAP C|MSCO|MORGAN STANLEY & CO. LLC|4247
CALF|PACER US SMALL CAP C|NFSC|National Financial Services LLC|27617
CALF|PACER US SMALL CAP C|NITE|VIRTU Americas LLC|23562
CALF|PACER US SMALL CAP C|RBCM|RBC CAPITAL MARKETS, LLC|3537
CALF|PACER US SMALL CAP C|SWIM|TD Ameritrade, Inc.|312
CALF|PACER US SMALL CAP C|UBSS|UBS Securities LLC|1000
CALF|PACER US SMALL CAP C|WCHV|WELLS FARGO SECURITIES, LLC|203
CALF|PACER US SMALL CAP C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12068
CALI|CHINA AUTO LOGISTICS|ALTX|Alternet Securities Inc.|100
CALI|CHINA AUTO LOGISTICS|APCC|Apex Clearing Corporation|28015
CALI|CHINA AUTO LOGISTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1600
CALI|CHINA AUTO LOGISTICS|BYXM|CBOE TRADING, INC.|100
CALI|CHINA AUTO LOGISTICS|CHAS|Charles Schwab & Co., Inc.|500
CALI|CHINA AUTO LOGISTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2600
CALI|CHINA AUTO LOGISTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11211
CALI|CHINA AUTO LOGISTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4279
CALI|CHINA AUTO LOGISTICS|DBAB|Deutsche Bank Securities Inc.|100
CALI|CHINA AUTO LOGISTICS|DBAX|Deutsche Bank Securities Inc.|1700
CALI|CHINA AUTO LOGISTICS|DEGS|RONIN PROFESSIONAL LLC|1606
CALI|CHINA AUTO LOGISTICS|EBXL|EBX LLC|3000
CALI|CHINA AUTO LOGISTICS|EDJO|Edward D. Jones & Co., L.P.|4123
CALI|CHINA AUTO LOGISTICS|EGAM|CBOE TRADING, INC.|1900
CALI|CHINA AUTO LOGISTICS|EGAW|CBOE TRADING, INC.|95
CALI|CHINA AUTO LOGISTICS|EGXM|CBOE TRADING, INC.|1630
CALI|CHINA AUTO LOGISTICS|ETRS|E*Trade Securities LLC|93528
CALI|CHINA AUTO LOGISTICS|FBCO|Credit Suisse Securities (USA) LLC|17302
CALI|CHINA AUTO LOGISTICS|FILL|Tradestation Securities, Inc.|8921
CALI|CHINA AUTO LOGISTICS|FOMA|TD AMERITRADE CLEARING, INC.|225333
CALI|CHINA AUTO LOGISTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1596
CALI|CHINA AUTO LOGISTICS|FTBR|Foliofn Investments, Inc.|2
CALI|CHINA AUTO LOGISTICS|GLPX|ACS EXECUTION SERVICES, LLC|8685
CALI|CHINA AUTO LOGISTICS|GSLT|GOLDMAN SACHS & CO. LLC|400
CALI|CHINA AUTO LOGISTICS|GTSZ|GTS SECURITIES LLC|3627
CALI|CHINA AUTO LOGISTICS|IATS|INTERACTIVE BROKERS LLC|15927
CALI|CHINA AUTO LOGISTICS|IBKR|Interactive Brokers Llc|89182
CALI|CHINA AUTO LOGISTICS|INCA|INSTINET, LLC|20573
CALI|CHINA AUTO LOGISTICS|ITGI|ITG Inc.|9362
CALI|CHINA AUTO LOGISTICS|ITGP|ITG INC.|14000
CALI|CHINA AUTO LOGISTICS|JMPT|JUMP TRADING, LLC|169
CALI|CHINA AUTO LOGISTICS|JPMX|J.P. Morgan Securities LLC|200
CALI|CHINA AUTO LOGISTICS|JSJX|JANE STREET CAPITAL LLC|19207
CALI|CHINA AUTO LOGISTICS|KCGM|VIRTU Americas LLC|101
CALI|CHINA AUTO LOGISTICS|LEHM|Barclays Capital Inc./Le|600
CALI|CHINA AUTO LOGISTICS|LIME|Lime Brokerage LLC|16252
CALI|CHINA AUTO LOGISTICS|LSCI|Lek Securities Corporation|990
CALI|CHINA AUTO LOGISTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1902
CALI|CHINA AUTO LOGISTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
CALI|CHINA AUTO LOGISTICS|MSCO|MORGAN STANLEY & CO. LLC|75696
CALI|CHINA AUTO LOGISTICS|MSPL|MORGAN STANLEY & CO. LLC|300
CALI|CHINA AUTO LOGISTICS|NFSC|National Financial Services LLC|95535
CALI|CHINA AUTO LOGISTICS|NITE|VIRTU Americas LLC|337373
CALI|CHINA AUTO LOGISTICS|NITP|VIRTU Americas LLC|200
CALI|CHINA AUTO LOGISTICS|NQRB|Brut, LLC|3502
CALI|CHINA AUTO LOGISTICS|OPCO|Oppenheimer & Co. Inc.|1250
CALI|CHINA AUTO LOGISTICS|PCPT|PHILLIP CAPITAL INC.|300
CALI|CHINA AUTO LOGISTICS|PDQM|CODA MARKETS, INC.|8651
CALI|CHINA AUTO LOGISTICS|RBCM|RBC CAPITAL MARKETS, LLC|68898
CALI|CHINA AUTO LOGISTICS|SAGL|SAGETRADER, LLC|1575
CALI|CHINA AUTO LOGISTICS|SBSH|Citigroup Global Markets Inc.|4782
CALI|CHINA AUTO LOGISTICS|SGMT|GOLDMAN SACHS & CO. LLC|863
CALI|CHINA AUTO LOGISTICS|SPDR|SPEEDROUTE LLC|1610
CALI|CHINA AUTO LOGISTICS|STFL|Stifel, Nicolaus & Company, Incorporated|6700
CALI|CHINA AUTO LOGISTICS|SWIM|TD Ameritrade, Inc.|116413
CALI|CHINA AUTO LOGISTICS|TKNG|ALLY INVEST SECURITIES LLC|12555
CALI|CHINA AUTO LOGISTICS|TRCM|TRC MARKETS LLC|100
CALI|CHINA AUTO LOGISTICS|UBSA|UBS SECURITIES LLC|10358
CALI|CHINA AUTO LOGISTICS|UBSS|UBS Securities LLC|32585
CALI|CHINA AUTO LOGISTICS|VALX|VIRTU AMERICAS LLC|2001
CALI|CHINA AUTO LOGISTICS|VGRD|Vanguard Marketing Corporation|100
CALI|CHINA AUTO LOGISTICS|WCHV|WELLS FARGO SECURITIES, LLC|11927
CALI|CHINA AUTO LOGISTICS|WEDB|WEDBUSH SECURITIES INC.|2300
CALI|CHINA AUTO LOGISTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9978
CALI|CHINA AUTO LOGISTICS|WGIF|CIBC World Markets Inc.|100
CALI|CHINA AUTO LOGISTICS|WHOT|JUST2TRADE, INC.|153
CALI|CHINA AUTO LOGISTICS|WSEA|WOLVERINE SECURITIES, LLC|6746
CALI|CHINA AUTO LOGISTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|920
CALL|MAGICJACK VOCALTEC L|ALTX|Alternet Securities Inc.|85
CALL|MAGICJACK VOCALTEC L|APCC|Apex Clearing Corporation|38
CALL|MAGICJACK VOCALTEC L|BARD|Robert W. Baird & Co. Incorporated|350
CALL|MAGICJACK VOCALTEC L|BAYT|BTIG, LLC|100
CALL|MAGICJACK VOCALTEC L|CANT|Cantor Fitzgerald & Co.|48015
CALL|MAGICJACK VOCALTEC L|CHAS|Charles Schwab & Co., Inc.|46215
CALL|MAGICJACK VOCALTEC L|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50203
CALL|MAGICJACK VOCALTEC L|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4200
CALL|MAGICJACK VOCALTEC L|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31410
CALL|MAGICJACK VOCALTEC L|CXCX|CITIGROUP GLOBAL MARKETS INC.|19200
CALL|MAGICJACK VOCALTEC L|DBAX|Deutsche Bank Securities Inc.|30000
CALL|MAGICJACK VOCALTEC L|DEGS|RONIN PROFESSIONAL LLC|353
CALL|MAGICJACK VOCALTEC L|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|53700
CALL|MAGICJACK VOCALTEC L|EBXL|EBX LLC|44000
CALL|MAGICJACK VOCALTEC L|ECUT|CONVERGEX EXECUTION SOLUTIONS|3200
CALL|MAGICJACK VOCALTEC L|EGAM|CBOE TRADING, INC.|85
CALL|MAGICJACK VOCALTEC L|ETRS|E*Trade Securities LLC|139548
CALL|MAGICJACK VOCALTEC L|FBCO|Credit Suisse Securities (USA) LLC|233
CALL|MAGICJACK VOCALTEC L|FOMA|TD AMERITRADE CLEARING, INC.|15817
CALL|MAGICJACK VOCALTEC L|FTBR|Foliofn Investments, Inc.|2690
CALL|MAGICJACK VOCALTEC L|GEBB|GLOBAL EXECUTION BROKERS, LP|765
CALL|MAGICJACK VOCALTEC L|GLPX|ACS EXECUTION SERVICES, LLC|640
CALL|MAGICJACK VOCALTEC L|GSCO|GOLDMAN SACHS & CO. LLC|17736
CALL|MAGICJACK VOCALTEC L|GSCS|GOLDMAN SACHS & CO. LLC|4597
CALL|MAGICJACK VOCALTEC L|GSLT|GOLDMAN SACHS & CO. LLC|3375
CALL|MAGICJACK VOCALTEC L|GTSZ|GTS SECURITIES LLC|700
CALL|MAGICJACK VOCALTEC L|HRBF|American Enterprise Investment Services Inc.|101
CALL|MAGICJACK VOCALTEC L|IATS|INTERACTIVE BROKERS LLC|80640
CALL|MAGICJACK VOCALTEC L|IBKR|Interactive Brokers Llc|97512
CALL|MAGICJACK VOCALTEC L|ICBX|INSTINET, LLC|22986
CALL|MAGICJACK VOCALTEC L|INCA|INSTINET, LLC|7810
CALL|MAGICJACK VOCALTEC L|ITGI|ITG Inc.|100
CALL|MAGICJACK VOCALTEC L|ITGP|ITG INC.|22600
CALL|MAGICJACK VOCALTEC L|JEFF|JEFFERIES LLC|3650
CALL|MAGICJACK VOCALTEC L|JPMX|J.P. Morgan Securities LLC|14012
CALL|MAGICJACK VOCALTEC L|KCGM|VIRTU Americas LLC|6315
CALL|MAGICJACK VOCALTEC L|LEHM|Barclays Capital Inc./Le|62813
CALL|MAGICJACK VOCALTEC L|LIME|Lime Brokerage LLC|12215
CALL|MAGICJACK VOCALTEC L|LSCI|Lek Securities Corporation|75717
CALL|MAGICJACK VOCALTEC L|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23000
CALL|MAGICJACK VOCALTEC L|MSCO|MORGAN STANLEY & CO. LLC|46841
CALL|MAGICJACK VOCALTEC L|MSPL|MORGAN STANLEY & CO. LLC|15800
CALL|MAGICJACK VOCALTEC L|NFSC|National Financial Services LLC|35790
CALL|MAGICJACK VOCALTEC L|NITE|VIRTU Americas LLC|81776
CALL|MAGICJACK VOCALTEC L|OPCO|Oppenheimer & Co. Inc.|358
CALL|MAGICJACK VOCALTEC L|PDQM|CODA MARKETS, INC.|71936
CALL|MAGICJACK VOCALTEC L|PWJC|UBS Financial Services, Inc.|15550
CALL|MAGICJACK VOCALTEC L|RAJA|Raymond James & Associates, Inc.|1550
CALL|MAGICJACK VOCALTEC L|SBSH|Citigroup Global Markets Inc.|1200
CALL|MAGICJACK VOCALTEC L|SGMT|GOLDMAN SACHS & CO. LLC|23830
CALL|MAGICJACK VOCALTEC L|SPDR|SPEEDROUTE LLC|6300
CALL|MAGICJACK VOCALTEC L|SWIM|TD Ameritrade, Inc.|2800
CALL|MAGICJACK VOCALTEC L|TKNG|ALLY INVEST SECURITIES LLC|5
CALL|MAGICJACK VOCALTEC L|TRBT|Tradebot Systems, Inc.|200
CALL|MAGICJACK VOCALTEC L|TRCM|TRC MARKETS LLC|1551
CALL|MAGICJACK VOCALTEC L|UBSA|UBS SECURITIES LLC|120209
CALL|MAGICJACK VOCALTEC L|UBSS|UBS Securities LLC|43037
CALL|MAGICJACK VOCALTEC L|VALX|VIRTU AMERICAS LLC|63681
CALL|MAGICJACK VOCALTEC L|VGRD|Vanguard Marketing Corporation|10616
CALL|MAGICJACK VOCALTEC L|WCHV|WELLS FARGO SECURITIES, LLC|12990
CALL|MAGICJACK VOCALTEC L|WEED|Weeden & Co.L.P.|5200
CALL|MAGICJACK VOCALTEC L|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2050
CALL|MAGICJACK VOCALTEC L|WSEA|WOLVERINE SECURITIES, LLC|4
CALL|MAGICJACK VOCALTEC L|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
CALM|CAL-MAINE FOODS IN##|APCC|Apex Clearing Corporation|182
CALM|CAL-MAINE FOODS IN##|BATM|CBOE TRADING, INC.|3800
CALM|CAL-MAINE FOODS IN##|BAYT|BTIG, LLC|500
CALM|CAL-MAINE FOODS IN##|BBNT|BB&T SECURITIES, LLC|360
CALM|CAL-MAINE FOODS IN##|BERN|Sanford C. Bernstein & Co., LLC|137185
CALM|CAL-MAINE FOODS IN##|BIDS|BIDS TRADING L.P.|5000
CALM|CAL-MAINE FOODS IN##|BIMI|Banca IMI Securities Corp.|250
CALM|CAL-MAINE FOODS IN##|BLKX|INSTINET, LLC|21068
CALM|CAL-MAINE FOODS IN##|BMOC|BMO Capital Markets Corp.|4775
CALM|CAL-MAINE FOODS IN##|BNPX|BNP PARIBAS SECURITIES CORP.|4013
CALM|CAL-MAINE FOODS IN##|BTIG|BTIG, LLC|1085
CALM|CAL-MAINE FOODS IN##|BYXM|CBOE TRADING, INC.|200
CALM|CAL-MAINE FOODS IN##|BZYD|GOLDMAN SACHS & CO. LLC|303
CALM|CAL-MAINE FOODS IN##|CHAS|Charles Schwab & Co., Inc.|757
CALM|CAL-MAINE FOODS IN##|CIST|Capital Institutional Services, Inc.|13
CALM|CAL-MAINE FOODS IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64432
CALM|CAL-MAINE FOODS IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|514
CALM|CAL-MAINE FOODS IN##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|56
CALM|CAL-MAINE FOODS IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|92037
CALM|CAL-MAINE FOODS IN##|CTDL|Citadel Derivatives Group Llc|6511
CALM|CAL-MAINE FOODS IN##|CTLR|CUTLER GROUP, LP|100
CALM|CAL-MAINE FOODS IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|20816
CALM|CAL-MAINE FOODS IN##|DAVA|Davenport & Company LLC|300
CALM|CAL-MAINE FOODS IN##|DBAB|Deutsche Bank Securities Inc.|473623
CALM|CAL-MAINE FOODS IN##|DBAX|Deutsche Bank Securities Inc.|89400
CALM|CAL-MAINE FOODS IN##|DBUL|Deutsche Bank Securities Inc.|773
CALM|CAL-MAINE FOODS IN##|DCHF|Dart Executions, LLC|410
CALM|CAL-MAINE FOODS IN##|DEAN|MORGAN STANLEY|950
CALM|CAL-MAINE FOODS IN##|DEGS|RONIN PROFESSIONAL LLC|2600
CALM|CAL-MAINE FOODS IN##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6949
CALM|CAL-MAINE FOODS IN##|EBXL|EBX LLC|54700
CALM|CAL-MAINE FOODS IN##|ECUT|CONVERGEX EXECUTION SOLUTIONS|12204
CALM|CAL-MAINE FOODS IN##|EDJC|Edward Jones / CDS|90
CALM|CAL-MAINE FOODS IN##|EDJO|Edward D. Jones & Co., L.P.|8373
CALM|CAL-MAINE FOODS IN##|EGAM|CBOE TRADING, INC.|7243
CALM|CAL-MAINE FOODS IN##|EGMT|EG MARKET TECHNOLOGIES LLC|300
CALM|CAL-MAINE FOODS IN##|EGXM|CBOE TRADING, INC.|1300
CALM|CAL-MAINE FOODS IN##|ETBE|Electronic Transaction Clearing, Inc.|300
CALM|CAL-MAINE FOODS IN##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CALM|CAL-MAINE FOODS IN##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45370
CALM|CAL-MAINE FOODS IN##|ETRS|E*Trade Securities LLC|36831
CALM|CAL-MAINE FOODS IN##|FBCO|Credit Suisse Securities (USA) LLC|415084
CALM|CAL-MAINE FOODS IN##|FILL|Tradestation Securities, Inc.|13935
CALM|CAL-MAINE FOODS IN##|FMAF|NBCN Inc./ CDS|3055
CALM|CAL-MAINE FOODS IN##|FOMA|TD AMERITRADE CLEARING, INC.|41651
CALM|CAL-MAINE FOODS IN##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1748
CALM|CAL-MAINE FOODS IN##|FQLS|Quantlab Securities LP|107606
CALM|CAL-MAINE FOODS IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11895
CALM|CAL-MAINE FOODS IN##|FTBR|Foliofn Investments, Inc.|417
CALM|CAL-MAINE FOODS IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|14888
CALM|CAL-MAINE FOODS IN##|GLPX|ACS EXECUTION SERVICES, LLC|144
CALM|CAL-MAINE FOODS IN##|GSCO|GOLDMAN SACHS & CO. LLC|493062
CALM|CAL-MAINE FOODS IN##|GSCS|GOLDMAN SACHS & CO. LLC|19988
CALM|CAL-MAINE FOODS IN##|GSLT|GOLDMAN SACHS & CO. LLC|3638
CALM|CAL-MAINE FOODS IN##|GTSZ|GTS SECURITIES LLC|3138
CALM|CAL-MAINE FOODS IN##|HRBF|American Enterprise Investment Services Inc.|653
CALM|CAL-MAINE FOODS IN##|IBKR|Interactive Brokers Llc|64330
CALM|CAL-MAINE FOODS IN##|ICBX|INSTINET, LLC|9900
CALM|CAL-MAINE FOODS IN##|IEQY|CITADEL SECURITIES LLC|35777
CALM|CAL-MAINE FOODS IN##|INCA|INSTINET, LLC|152108
CALM|CAL-MAINE FOODS IN##|INJX|INSTINET, LLC|17745
CALM|CAL-MAINE FOODS IN##|ITGI|ITG Inc.|15408
CALM|CAL-MAINE FOODS IN##|ITGP|ITG INC.|58200
CALM|CAL-MAINE FOODS IN##|JANY|Janney Montgomery Scott Inc.|1100
CALM|CAL-MAINE FOODS IN##|JEFF|JEFFERIES LLC|163226
CALM|CAL-MAINE FOODS IN##|JMPT|JUMP TRADING, LLC|12006
CALM|CAL-MAINE FOODS IN##|JPBX|J.P. MORGAN SECURITIES LLC|6752
CALM|CAL-MAINE FOODS IN##|JPMX|J.P. Morgan Securities LLC|189222
CALM|CAL-MAINE FOODS IN##|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
CALM|CAL-MAINE FOODS IN##|KCGM|VIRTU Americas LLC|20574
CALM|CAL-MAINE FOODS IN##|LEHM|Barclays Capital Inc./Le|305567
CALM|CAL-MAINE FOODS IN##|LIME|Lime Brokerage LLC|85123
CALM|CAL-MAINE FOODS IN##|LOOP|Loop Capital Markets LLC|5000
CALM|CAL-MAINE FOODS IN##|LQNA|LIQUIDNET, INC.|61900
CALM|CAL-MAINE FOODS IN##|MACC|Mid Atlantic Capital Corporation|400
CALM|CAL-MAINE FOODS IN##|MAXM|Maxim Group LLC|1939
CALM|CAL-MAINE FOODS IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34766
CALM|CAL-MAINE FOODS IN##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|380
CALM|CAL-MAINE FOODS IN##|MSCO|MORGAN STANLEY & CO. LLC|776030
CALM|CAL-MAINE FOODS IN##|MSPL|MORGAN STANLEY & CO. LLC|49500
CALM|CAL-MAINE FOODS IN##|MSTX|MORGAN STANLEY & CO. LLC|48400
CALM|CAL-MAINE FOODS IN##|NFSC|National Financial Services LLC|64678
CALM|CAL-MAINE FOODS IN##|NITE|VIRTU Americas LLC|101534
CALM|CAL-MAINE FOODS IN##|NITP|VIRTU Americas LLC|400
CALM|CAL-MAINE FOODS IN##|NQRB|Brut, LLC|8831
CALM|CAL-MAINE FOODS IN##|NTRC|Northern Trust Securities, Inc.|1121
CALM|CAL-MAINE FOODS IN##|OPCO|Oppenheimer & Co. Inc.|10969
CALM|CAL-MAINE FOODS IN##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2660
CALM|CAL-MAINE FOODS IN##|PDQM|CODA MARKETS, INC.|34597
CALM|CAL-MAINE FOODS IN##|RAJA|Raymond James & Associates, Inc.|8729
CALM|CAL-MAINE FOODS IN##|RBCM|RBC CAPITAL MARKETS, LLC|2899
CALM|CAL-MAINE FOODS IN##|SAGL|SAGETRADER, LLC|100
CALM|CAL-MAINE FOODS IN##|SAGW|SAGETRADER, LLC|232
CALM|CAL-MAINE FOODS IN##|SBSH|Citigroup Global Markets Inc.|157704
CALM|CAL-MAINE FOODS IN##|SGMT|GOLDMAN SACHS & CO. LLC|42683
CALM|CAL-MAINE FOODS IN##|SPDR|SPEEDROUTE LLC|800
CALM|CAL-MAINE FOODS IN##|STFL|Stifel, Nicolaus & Company, Incorporated|3324
CALM|CAL-MAINE FOODS IN##|STKP|STOCKPILE INVESTMENTS, INC.|14
CALM|CAL-MAINE FOODS IN##|SWIM|TD Ameritrade, Inc.|36080
CALM|CAL-MAINE FOODS IN##|SWST|Hilltop Securities Inc.|2198
CALM|CAL-MAINE FOODS IN##|TDSI|TD Securities (USA) LLC|13944
CALM|CAL-MAINE FOODS IN##|TKNG|ALLY INVEST SECURITIES LLC|3236
CALM|CAL-MAINE FOODS IN##|TMBR|Timber Hill LLC|63
CALM|CAL-MAINE FOODS IN##|TRBT|Tradebot Systems, Inc.|24776
CALM|CAL-MAINE FOODS IN##|TRCM|TRC MARKETS LLC|69170
CALM|CAL-MAINE FOODS IN##|UBSA|UBS SECURITIES LLC|257941
CALM|CAL-MAINE FOODS IN##|UBSS|UBS Securities LLC|443579
CALM|CAL-MAINE FOODS IN##|VALX|VIRTU AMERICAS LLC|6876
CALM|CAL-MAINE FOODS IN##|VGRD|Vanguard Marketing Corporation|6392
CALM|CAL-MAINE FOODS IN##|WABR|Wall Street Access|400
CALM|CAL-MAINE FOODS IN##|WBPX|SUMMIT SECURITIES GROUP, LLC|1413
CALM|CAL-MAINE FOODS IN##|WCHV|WELLS FARGO SECURITIES, LLC|75708
CALM|CAL-MAINE FOODS IN##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2950
CALM|CAL-MAINE FOODS IN##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22143
CALM|CAL-MAINE FOODS IN##|WFPB|Wells Fargo Securities, LLC.|1000
CALM|CAL-MAINE FOODS IN##|WGIF|CIBC World Markets Inc.|7670
CALM|CAL-MAINE FOODS IN##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
CALM|CAL-MAINE FOODS IN##|WSEA|WOLVERINE SECURITIES, LLC|1942
CALM|CAL-MAINE FOODS IN##|XIST|INSTINET, LLC|20526
CALM|CAL-MAINE FOODS IN##|XSTM|NATIONAL FINANCIAL SERVICES LLC|17200
CALM|CAL-MAINE FOODS IN##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1491
CALX|CALIX, INC|ALTX|Alternet Securities Inc.|1600
CALX|CALIX, INC|APCC|Apex Clearing Corporation|808
CALX|CALIX, INC|AQUA|AQUA SECURITIES L.P.|7400
CALX|CALIX, INC|BATM|CBOE TRADING, INC.|100
CALX|CALIX, INC|BERN|Sanford C. Bernstein & Co., LLC|3384
CALX|CALIX, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|638
CALX|CALIX, INC|BLKX|INSTINET, LLC|13700
CALX|CALIX, INC|BNPX|BNP PARIBAS SECURITIES CORP.|3870
CALX|CALIX, INC|BTIG|BTIG, LLC|31
CALX|CALIX, INC|BYXM|CBOE TRADING, INC.|100
CALX|CALIX, INC|BZYD|GOLDMAN SACHS & CO. LLC|5284
CALX|CALIX, INC|CHAS|Charles Schwab & Co., Inc.|5000
CALX|CALIX, INC|CHLM|Craig-Hallum Capital Group LLC|10227
CALX|CALIX, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7889
CALX|CALIX, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8560
CALX|CALIX, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|147852
CALX|CALIX, INC|CTDL|Citadel Derivatives Group Llc|1382
CALX|CALIX, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|24182
CALX|CALIX, INC|DBAB|Deutsche Bank Securities Inc.|7109
CALX|CALIX, INC|DBAX|Deutsche Bank Securities Inc.|62800
CALX|CALIX, INC|DEAN|MORGAN STANLEY|16400
CALX|CALIX, INC|DEGS|RONIN PROFESSIONAL LLC|1079
CALX|CALIX, INC|EBXL|EBX LLC|55900
CALX|CALIX, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6600
CALX|CALIX, INC|EGAM|CBOE TRADING, INC.|8314
CALX|CALIX, INC|EGAW|CBOE TRADING, INC.|272
CALX|CALIX, INC|EGXM|CBOE TRADING, INC.|450
CALX|CALIX, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1963
CALX|CALIX, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
CALX|CALIX, INC|ETRS|E*Trade Securities LLC|157853
CALX|CALIX, INC|FILL|Tradestation Securities, Inc.|500
CALX|CALIX, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44435
CALX|CALIX, INC|FTBR|Foliofn Investments, Inc.|8
CALX|CALIX, INC|GLIS|TD Securities Inc|520
CALX|CALIX, INC|GLPX|ACS EXECUTION SERVICES, LLC|102
CALX|CALIX, INC|GSCO|GOLDMAN SACHS & CO. LLC|80963
CALX|CALIX, INC|GSCS|GOLDMAN SACHS & CO. LLC|69251
CALX|CALIX, INC|GSLT|GOLDMAN SACHS & CO. LLC|6448
CALX|CALIX, INC|GTSZ|GTS SECURITIES LLC|24846
CALX|CALIX, INC|HRBF|American Enterprise Investment Services Inc.|1000
CALX|CALIX, INC|HSBC|HSBC Securities, Inc.|1013
CALX|CALIX, INC|IATS|INTERACTIVE BROKERS LLC|988
CALX|CALIX, INC|IBKR|Interactive Brokers Llc|5750
CALX|CALIX, INC|ICBX|INSTINET, LLC|32689
CALX|CALIX, INC|IEQY|CITADEL SECURITIES LLC|100
CALX|CALIX, INC|INCA|INSTINET, LLC|16386
CALX|CALIX, INC|INJX|INSTINET, LLC|10467
CALX|CALIX, INC|ITGI|ITG Inc.|9772
CALX|CALIX, INC|ITGP|ITG INC.|114000
CALX|CALIX, INC|JANY|Janney Montgomery Scott Inc.|1600
CALX|CALIX, INC|JEFF|JEFFERIES LLC|4600
CALX|CALIX, INC|JMPT|JUMP TRADING, LLC|950
CALX|CALIX, INC|JONE|JonesTrading|48
CALX|CALIX, INC|JPBX|J.P. MORGAN SECURITIES LLC|2510
CALX|CALIX, INC|JPMX|J.P. Morgan Securities LLC|121175
CALX|CALIX, INC|JSJX|JANE STREET CAPITAL LLC|2226
CALX|CALIX, INC|KCGM|VIRTU Americas LLC|9764
CALX|CALIX, INC|LEHM|Barclays Capital Inc./Le|106759
CALX|CALIX, INC|LIME|Lime Brokerage LLC|10092
CALX|CALIX, INC|LSCI|Lek Securities Corporation|7
CALX|CALIX, INC|MACQ|Macquarie Capital (USA) Inc.|4003
CALX|CALIX, INC|MCMF|Raymond James Ltd. Cds|6000
CALX|CALIX, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126627
CALX|CALIX, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1700
CALX|CALIX, INC|MSCO|MORGAN STANLEY & CO. LLC|50058
CALX|CALIX, INC|MSPL|MORGAN STANLEY & CO. LLC|147000
CALX|CALIX, INC|MSTX|MORGAN STANLEY & CO. LLC|27800
CALX|CALIX, INC|NATL|National Securities Corporation|2441
CALX|CALIX, INC|NFSC|National Financial Services LLC|135732
CALX|CALIX, INC|NITE|VIRTU Americas LLC|225303
CALX|CALIX, INC|NITP|VIRTU Americas LLC|702
CALX|CALIX, INC|OPCO|Oppenheimer & Co. Inc.|5000
CALX|CALIX, INC|PDQM|CODA MARKETS, INC.|29637
CALX|CALIX, INC|RBCM|RBC CAPITAL MARKETS, LLC|6220
CALX|CALIX, INC|SAGW|SAGETRADER, LLC|100
CALX|CALIX, INC|SBSH|Citigroup Global Markets Inc.|22646
CALX|CALIX, INC|SGMT|GOLDMAN SACHS & CO. LLC|60996
CALX|CALIX, INC|SPDR|SPEEDROUTE LLC|5927
CALX|CALIX, INC|SPHN|Stephens Inc.|250
CALX|CALIX, INC|STFL|Stifel, Nicolaus & Company, Incorporated|1500
CALX|CALIX, INC|SWIM|TD Ameritrade, Inc.|20495
CALX|CALIX, INC|TKNG|ALLY INVEST SECURITIES LLC|274
CALX|CALIX, INC|TRBT|Tradebot Systems, Inc.|1196
CALX|CALIX, INC|TRCM|TRC MARKETS LLC|6796
CALX|CALIX, INC|UBSA|UBS SECURITIES LLC|134461
CALX|CALIX, INC|UBSS|UBS Securities LLC|78919
CALX|CALIX, INC|VALX|VIRTU AMERICAS LLC|16421
CALX|CALIX, INC|VGRD|Vanguard Marketing Corporation|7853
CALX|CALIX, INC|WCHV|WELLS FARGO SECURITIES, LLC|29911
CALX|CALIX, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2248
CALX|CALIX, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7965
CALX|CALIX, INC|WFPB|Wells Fargo Securities, LLC.|1200
CALX|CALIX, INC|WSEA|WOLVERINE SECURITIES, LLC|1002
CALX|CALIX, INC|XIST|INSTINET, LLC|13800
CALX|CALIX, INC|XPQR|Jump Trading|200
CALX|CALIX, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10400
CALX|CALIX, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|228
CAMP|CALAMP CORP       ##|ALTX|Alternet Securities Inc.|19530
CAMP|CALAMP CORP       ##|ANOS|ABEL/NOSER, L.L.C.|643
CAMP|CALAMP CORP       ##|APCC|Apex Clearing Corporation|430
CAMP|CALAMP CORP       ##|BATM|CBOE TRADING, INC.|2754
CAMP|CALAMP CORP       ##|BBNT|BB&T SECURITIES, LLC|301
CAMP|CALAMP CORP       ##|BERN|Sanford C. Bernstein & Co., LLC|2470
CAMP|CALAMP CORP       ##|BIMI|Banca IMI Securities Corp.|242
CAMP|CALAMP CORP       ##|BKCM|BNY Mellon Capital Markets LLC|50
CAMP|CALAMP CORP       ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7125
CAMP|CALAMP CORP       ##|BLKX|INSTINET, LLC|5000
CAMP|CALAMP CORP       ##|BMOC|BMO Capital Markets Corp.|65539
CAMP|CALAMP CORP       ##|BNPX|BNP PARIBAS SECURITIES CORP.|6595
CAMP|CALAMP CORP       ##|BRVL|BLAYLOCK VAN, LLC|200
CAMP|CALAMP CORP       ##|BTIG|BTIG, LLC|22078
CAMP|CALAMP CORP       ##|BYXM|CBOE TRADING, INC.|668
CAMP|CALAMP CORP       ##|BZYD|GOLDMAN SACHS & CO. LLC|799
CAMP|CALAMP CORP       ##|CANT|Cantor Fitzgerald & Co.|100
CAMP|CALAMP CORP       ##|CHAS|Charles Schwab & Co., Inc.|4856
CAMP|CALAMP CORP       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11136
CAMP|CALAMP CORP       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3050
CAMP|CALAMP CORP       ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
CAMP|CALAMP CORP       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109885
CAMP|CALAMP CORP       ##|CTDL|Citadel Derivatives Group Llc|12338
CAMP|CALAMP CORP       ##|CTLR|CUTLER GROUP, LP|485
CAMP|CALAMP CORP       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|16134
CAMP|CALAMP CORP       ##|DBAB|Deutsche Bank Securities Inc.|187020
CAMP|CALAMP CORP       ##|DBAX|Deutsche Bank Securities Inc.|43500
CAMP|CALAMP CORP       ##|DBUL|Deutsche Bank Securities Inc.|852
CAMP|CALAMP CORP       ##|DEAN|MORGAN STANLEY|5649
CAMP|CALAMP CORP       ##|DEGS|RONIN PROFESSIONAL LLC|11436
CAMP|CALAMP CORP       ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|89
CAMP|CALAMP CORP       ##|DOTC|Dougherty & Company LLC|536
CAMP|CALAMP CORP       ##|EBXL|EBX LLC|37400
CAMP|CALAMP CORP       ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1194
CAMP|CALAMP CORP       ##|EDFC|E D & F MAN CAPITAL MARKETS INC.|2400
CAMP|CALAMP CORP       ##|EDJO|Edward D. Jones & Co., L.P.|659
CAMP|CALAMP CORP       ##|EGAM|CBOE TRADING, INC.|2591
CAMP|CALAMP CORP       ##|EGXM|CBOE TRADING, INC.|2273
CAMP|CALAMP CORP       ##|EGXW|CBOE TRADING, INC.|522
CAMP|CALAMP CORP       ##|ETBE|Electronic Transaction Clearing, Inc.|5152
CAMP|CALAMP CORP       ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CAMP|CALAMP CORP       ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13954
CAMP|CALAMP CORP       ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
CAMP|CALAMP CORP       ##|ETRS|E*Trade Securities LLC|62906
CAMP|CALAMP CORP       ##|FBCO|Credit Suisse Securities (USA) LLC|233563
CAMP|CALAMP CORP       ##|FBSB|U.S. Bancorp Investments, Inc.|148
CAMP|CALAMP CORP       ##|FILL|Tradestation Securities, Inc.|5800
CAMP|CALAMP CORP       ##|FMAF|NBCN Inc./ CDS|500
CAMP|CALAMP CORP       ##|FOMA|TD AMERITRADE CLEARING, INC.|80317
CAMP|CALAMP CORP       ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|138
CAMP|CALAMP CORP       ##|FQLS|Quantlab Securities LP|78674
CAMP|CALAMP CORP       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146019
CAMP|CALAMP CORP       ##|FTBR|Foliofn Investments, Inc.|859
CAMP|CALAMP CORP       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|18806
CAMP|CALAMP CORP       ##|GLPX|ACS EXECUTION SERVICES, LLC|580
CAMP|CALAMP CORP       ##|GSCO|GOLDMAN SACHS & CO. LLC|251864
CAMP|CALAMP CORP       ##|GSCS|GOLDMAN SACHS & CO. LLC|93355
CAMP|CALAMP CORP       ##|GSLT|GOLDMAN SACHS & CO. LLC|1589
CAMP|CALAMP CORP       ##|GTSZ|GTS SECURITIES LLC|12679
CAMP|CALAMP CORP       ##|HRBF|American Enterprise Investment Services Inc.|1069
CAMP|CALAMP CORP       ##|IATS|INTERACTIVE BROKERS LLC|1950
CAMP|CALAMP CORP       ##|IBKR|Interactive Brokers Llc|42521
CAMP|CALAMP CORP       ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1346
CAMP|CALAMP CORP       ##|ICBX|INSTINET, LLC|4850
CAMP|CALAMP CORP       ##|IEQY|CITADEL SECURITIES LLC|31211
CAMP|CALAMP CORP       ##|INCA|INSTINET, LLC|295903
CAMP|CALAMP CORP       ##|INJX|INSTINET, LLC|17291
CAMP|CALAMP CORP       ##|ITGI|ITG Inc.|8098
CAMP|CALAMP CORP       ##|ITGP|ITG INC.|19200
CAMP|CALAMP CORP       ##|JANY|Janney Montgomery Scott Inc.|600
CAMP|CALAMP CORP       ##|JEFF|JEFFERIES LLC|280591
CAMP|CALAMP CORP       ##|JMPT|JUMP TRADING, LLC|16119
CAMP|CALAMP CORP       ##|JPBX|J.P. MORGAN SECURITIES LLC|11147
CAMP|CALAMP CORP       ##|JPMX|J.P. Morgan Securities LLC|98208
CAMP|CALAMP CORP       ##|JSJX|JANE STREET CAPITAL LLC|52861
CAMP|CALAMP CORP       ##|KCGM|VIRTU Americas LLC|22740
CAMP|CALAMP CORP       ##|LEHM|Barclays Capital Inc./Le|420200
CAMP|CALAMP CORP       ##|LIME|Lime Brokerage LLC|131373
CAMP|CALAMP CORP       ##|LOOP|Loop Capital Markets LLC|100
CAMP|CALAMP CORP       ##|LQNA|LIQUIDNET, INC.|7900
CAMP|CALAMP CORP       ##|LTCO|Ladenburg, Thalmann & Co., Inc.|15651
CAMP|CALAMP CORP       ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CAMP|CALAMP CORP       ##|MAXM|Maxim Group LLC|3522
CAMP|CALAMP CORP       ##|MCMF|Raymond James Ltd. Cds|2300
CAMP|CALAMP CORP       ##|MKMP|MKM Partners LLC|2400
CAMP|CALAMP CORP       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31212
CAMP|CALAMP CORP       ##|MOTF|MOTIF INVESTING, INC.|17
CAMP|CALAMP CORP       ##|MSCO|MORGAN STANLEY & CO. LLC|979524
CAMP|CALAMP CORP       ##|MSPL|MORGAN STANLEY & CO. LLC|81000
CAMP|CALAMP CORP       ##|MSTX|MORGAN STANLEY & CO. LLC|26300
CAMP|CALAMP CORP       ##|NFSC|National Financial Services LLC|101965
CAMP|CALAMP CORP       ##|NITE|VIRTU Americas LLC|207096
CAMP|CALAMP CORP       ##|NITP|VIRTU Americas LLC|1533
CAMP|CALAMP CORP       ##|NQRB|Brut, LLC|10942
CAMP|CALAMP CORP       ##|NTRC|Northern Trust Securities, Inc.|199
CAMP|CALAMP CORP       ##|OPCO|Oppenheimer & Co. Inc.|412
CAMP|CALAMP CORP       ##|PDQM|CODA MARKETS, INC.|7793
CAMP|CALAMP CORP       ##|RAJA|Raymond James & Associates, Inc.|686
CAMP|CALAMP CORP       ##|RBCM|RBC CAPITAL MARKETS, LLC|1846
CAMP|CALAMP CORP       ##|ROTH|Roth Capital Partners, LLC|945
CAMP|CALAMP CORP       ##|SAGL|SAGETRADER, LLC|100
CAMP|CALAMP CORP       ##|SAGW|SAGETRADER, LLC|1185
CAMP|CALAMP CORP       ##|SALI|INTL FCSTONE FINANCIAL INC.|66
CAMP|CALAMP CORP       ##|SBSH|Citigroup Global Markets Inc.|80998
CAMP|CALAMP CORP       ##|SEIC|SEI Investments Distribution Co.|100
CAMP|CALAMP CORP       ##|SGMT|GOLDMAN SACHS & CO. LLC|36563
CAMP|CALAMP CORP       ##|SPDR|SPEEDROUTE LLC|400
CAMP|CALAMP CORP       ##|STFL|Stifel, Nicolaus & Company, Incorporated|324
CAMP|CALAMP CORP       ##|SWIM|TD Ameritrade, Inc.|16471
CAMP|CALAMP CORP       ##|SWST|Hilltop Securities Inc.|72
CAMP|CALAMP CORP       ##|TKNG|ALLY INVEST SECURITIES LLC|904
CAMP|CALAMP CORP       ##|TMBR|Timber Hill LLC|78
CAMP|CALAMP CORP       ##|TRBT|Tradebot Systems, Inc.|143601
CAMP|CALAMP CORP       ##|TRCM|TRC MARKETS LLC|69268
CAMP|CALAMP CORP       ##|UBSA|UBS SECURITIES LLC|119957
CAMP|CALAMP CORP       ##|UBSS|UBS Securities LLC|335790
CAMP|CALAMP CORP       ##|VALX|VIRTU AMERICAS LLC|2435
CAMP|CALAMP CORP       ##|VGRD|Vanguard Marketing Corporation|1364
CAMP|CALAMP CORP       ##|WBLR|WILLIAM BLAIR|200
CAMP|CALAMP CORP       ##|WCHV|WELLS FARGO SECURITIES, LLC|53951
CAMP|CALAMP CORP       ##|WEED|Weeden & Co.L.P.|800
CAMP|CALAMP CORP       ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7726
CAMP|CALAMP CORP       ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6015
CAMP|CALAMP CORP       ##|WFPB|Wells Fargo Securities, LLC.|400
CAMP|CALAMP CORP       ##|WSEA|WOLVERINE SECURITIES, LLC|3673
CAMP|CALAMP CORP       ##|XIST|INSTINET, LLC|320
CAMP|CALAMP CORP       ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|7106
CAMP|CALAMP CORP       ##|YKNA|COMHAR CAPITAL MARKETS, LLC|301
CAMT|CAMTEK LTD|ALTX|Alternet Securities Inc.|100
CAMT|CAMTEK LTD|APCC|Apex Clearing Corporation|1488
CAMT|CAMTEK LTD|BATM|CBOE TRADING, INC.|1141
CAMT|CAMTEK LTD|BERN|Sanford C. Bernstein & Co., LLC|1200
CAMT|CAMTEK LTD|BIMI|Banca IMI Securities Corp.|1000
CAMT|CAMTEK LTD|BYXM|CBOE TRADING, INC.|99
CAMT|CAMTEK LTD|BZYD|GOLDMAN SACHS & CO. LLC|1916
CAMT|CAMTEK LTD|CANT|Cantor Fitzgerald & Co.|350
CAMT|CAMTEK LTD|CHAS|Charles Schwab & Co., Inc.|50
CAMT|CAMTEK LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|305
CAMT|CAMTEK LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17376
CAMT|CAMTEK LTD|CTDL|Citadel Derivatives Group Llc|2216
CAMT|CAMTEK LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|60
CAMT|CAMTEK LTD|DBAB|Deutsche Bank Securities Inc.|20447
CAMT|CAMTEK LTD|DBAX|Deutsche Bank Securities Inc.|5100
CAMT|CAMTEK LTD|DEAN|MORGAN STANLEY|554
CAMT|CAMTEK LTD|DEGS|RONIN PROFESSIONAL LLC|6978
CAMT|CAMTEK LTD|EBXL|EBX LLC|1800
CAMT|CAMTEK LTD|EDJO|Edward D. Jones & Co., L.P.|250
CAMT|CAMTEK LTD|EGAM|CBOE TRADING, INC.|1150
CAMT|CAMTEK LTD|EGXM|CBOE TRADING, INC.|200
CAMT|CAMTEK LTD|ETBE|Electronic Transaction Clearing, Inc.|140
CAMT|CAMTEK LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1466
CAMT|CAMTEK LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4241
CAMT|CAMTEK LTD|ETRS|E*Trade Securities LLC|37971
CAMT|CAMTEK LTD|FBCO|Credit Suisse Securities (USA) LLC|26615
CAMT|CAMTEK LTD|FILL|Tradestation Securities, Inc.|1185
CAMT|CAMTEK LTD|FMAF|NBCN Inc./ CDS|3
CAMT|CAMTEK LTD|FOMA|TD AMERITRADE CLEARING, INC.|157500
CAMT|CAMTEK LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9351
CAMT|CAMTEK LTD|FTBR|Foliofn Investments, Inc.|1715
CAMT|CAMTEK LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|1352
CAMT|CAMTEK LTD|GLPX|ACS EXECUTION SERVICES, LLC|760
CAMT|CAMTEK LTD|GSCO|GOLDMAN SACHS & CO. LLC|11308
CAMT|CAMTEK LTD|GSCS|GOLDMAN SACHS & CO. LLC|398
CAMT|CAMTEK LTD|GSLT|GOLDMAN SACHS & CO. LLC|4513
CAMT|CAMTEK LTD|GTSZ|GTS SECURITIES LLC|2774
CAMT|CAMTEK LTD|HRBF|American Enterprise Investment Services Inc.|1463
CAMT|CAMTEK LTD|HSBC|HSBC Securities, Inc.|6965
CAMT|CAMTEK LTD|IATS|INTERACTIVE BROKERS LLC|7002
CAMT|CAMTEK LTD|IBKR|Interactive Brokers Llc|50138
CAMT|CAMTEK LTD|ICBX|INSTINET, LLC|300
CAMT|CAMTEK LTD|INCA|INSTINET, LLC|34941
CAMT|CAMTEK LTD|INJX|INSTINET, LLC|360
CAMT|CAMTEK LTD|ITGI|ITG Inc.|4814
CAMT|CAMTEK LTD|ITGP|ITG INC.|8200
CAMT|CAMTEK LTD|JEFF|JEFFERIES LLC|500
CAMT|CAMTEK LTD|JMPT|JUMP TRADING, LLC|354
CAMT|CAMTEK LTD|JPMX|J.P. Morgan Securities LLC|3548
CAMT|CAMTEK LTD|KCGM|VIRTU Americas LLC|3044
CAMT|CAMTEK LTD|LEHM|Barclays Capital Inc./Le|11223
CAMT|CAMTEK LTD|LIME|Lime Brokerage LLC|62927
CAMT|CAMTEK LTD|LMGP|LIME BROKERAGE LLC|1900
CAMT|CAMTEK LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
CAMT|CAMTEK LTD|MOTF|MOTIF INVESTING, INC.|2
CAMT|CAMTEK LTD|MSCO|MORGAN STANLEY & CO. LLC|112142
CAMT|CAMTEK LTD|MSPL|MORGAN STANLEY & CO. LLC|17900
CAMT|CAMTEK LTD|MSTX|MORGAN STANLEY & CO. LLC|1600
CAMT|CAMTEK LTD|NFSC|National Financial Services LLC|122939
CAMT|CAMTEK LTD|NITE|VIRTU Americas LLC|351284
CAMT|CAMTEK LTD|NQRB|Brut, LLC|674
CAMT|CAMTEK LTD|OPCO|Oppenheimer & Co. Inc.|3738
CAMT|CAMTEK LTD|PCPT|PHILLIP CAPITAL INC.|1800
CAMT|CAMTEK LTD|PDQM|CODA MARKETS, INC.|1199
CAMT|CAMTEK LTD|PWJC|UBS Financial Services, Inc.|935
CAMT|CAMTEK LTD|RAJA|Raymond James & Associates, Inc.|1170
CAMT|CAMTEK LTD|SBSH|Citigroup Global Markets Inc.|9373
CAMT|CAMTEK LTD|SGMT|GOLDMAN SACHS & CO. LLC|6414
CAMT|CAMTEK LTD|SPDR|SPEEDROUTE LLC|100
CAMT|CAMTEK LTD|STFL|Stifel, Nicolaus & Company, Incorporated|16849
CAMT|CAMTEK LTD|SWIM|TD Ameritrade, Inc.|22270
CAMT|CAMTEK LTD|SWST|Hilltop Securities Inc.|1000
CAMT|CAMTEK LTD|TKNG|ALLY INVEST SECURITIES LLC|3111
CAMT|CAMTEK LTD|TRBT|Tradebot Systems, Inc.|12234
CAMT|CAMTEK LTD|TRCM|TRC MARKETS LLC|13340
CAMT|CAMTEK LTD|TWTT|TASTYWORKS, INC.|550
CAMT|CAMTEK LTD|UBSA|UBS SECURITIES LLC|54657
CAMT|CAMTEK LTD|UBSS|UBS Securities LLC|124371
CAMT|CAMTEK LTD|VALX|VIRTU AMERICAS LLC|801
CAMT|CAMTEK LTD|VGRD|Vanguard Marketing Corporation|11103
CAMT|CAMTEK LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
CAMT|CAMTEK LTD|WCHV|WELLS FARGO SECURITIES, LLC|14580
CAMT|CAMTEK LTD|WEDB|WEDBUSH SECURITIES INC.|1200
CAMT|CAMTEK LTD|WEED|Weeden & Co.L.P.|580
CAMT|CAMTEK LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|872
CAMT|CAMTEK LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5557
CAMT|CAMTEK LTD|WGIF|CIBC World Markets Inc.|2680
CAMT|CAMTEK LTD|WSEA|WOLVERINE SECURITIES, LLC|7223
CAMT|CAMTEK LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3548
CANE|TEUCRIUM SUGAR|APCC|Apex Clearing Corporation|2670
CANE|TEUCRIUM SUGAR|BARD|Robert W. Baird & Co. Incorporated|616
CANE|TEUCRIUM SUGAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44285
CANE|TEUCRIUM SUGAR|DBAX|Deutsche Bank Securities Inc.|1700
CANE|TEUCRIUM SUGAR|EBXL|EBX LLC|2200
CANE|TEUCRIUM SUGAR|EGAM|CBOE TRADING, INC.|4444
CANE|TEUCRIUM SUGAR|EGAW|CBOE TRADING, INC.|79
CANE|TEUCRIUM SUGAR|EGXM|CBOE TRADING, INC.|200
CANE|TEUCRIUM SUGAR|ETRS|E*Trade Securities LLC|44042
CANE|TEUCRIUM SUGAR|FILL|Tradestation Securities, Inc.|7118
CANE|TEUCRIUM SUGAR|FMAF|NBCN Inc./ CDS|902
CANE|TEUCRIUM SUGAR|FTBR|Foliofn Investments, Inc.|24
CANE|TEUCRIUM SUGAR|GLIS|TD Securities Inc|700
CANE|TEUCRIUM SUGAR|GSCS|GOLDMAN SACHS & CO. LLC|200
CANE|TEUCRIUM SUGAR|GSLT|GOLDMAN SACHS & CO. LLC|3627
CANE|TEUCRIUM SUGAR|IATS|INTERACTIVE BROKERS LLC|5640
CANE|TEUCRIUM SUGAR|IBKR|Interactive Brokers Llc|25623
CANE|TEUCRIUM SUGAR|ICBX|INSTINET, LLC|2900
CANE|TEUCRIUM SUGAR|INCA|INSTINET, LLC|3562
CANE|TEUCRIUM SUGAR|ITGP|ITG INC.|1400
CANE|TEUCRIUM SUGAR|JPMX|J.P. Morgan Securities LLC|2600
CANE|TEUCRIUM SUGAR|JSJX|JANE STREET CAPITAL LLC|95637
CANE|TEUCRIUM SUGAR|KCGM|VIRTU Americas LLC|1007
CANE|TEUCRIUM SUGAR|LEHM|Barclays Capital Inc./Le|130200
CANE|TEUCRIUM SUGAR|MSCO|MORGAN STANLEY & CO. LLC|17046
CANE|TEUCRIUM SUGAR|NFSC|National Financial Services LLC|95966
CANE|TEUCRIUM SUGAR|NITE|VIRTU Americas LLC|106407
CANE|TEUCRIUM SUGAR|NITP|VIRTU Americas LLC|81129
CANE|TEUCRIUM SUGAR|NTBF|BMO Nesbitt Burns Inc./CDS|500
CANE|TEUCRIUM SUGAR|OLDM|OLD MISSION CAPITAL, LLC|6000
CANE|TEUCRIUM SUGAR|RBCM|RBC CAPITAL MARKETS, LLC|372
CANE|TEUCRIUM SUGAR|SGMT|GOLDMAN SACHS & CO. LLC|3804
CANE|TEUCRIUM SUGAR|STKP|STOCKPILE INVESTMENTS, INC.|430
CANE|TEUCRIUM SUGAR|SWIM|TD Ameritrade, Inc.|24209
CANE|TEUCRIUM SUGAR|TKNG|ALLY INVEST SECURITIES LLC|220
CANE|TEUCRIUM SUGAR|TWTT|TASTYWORKS, INC.|2650
CANE|TEUCRIUM SUGAR|UBSA|UBS SECURITIES LLC|14719
CANE|TEUCRIUM SUGAR|UBSS|UBS Securities LLC|12639
CANE|TEUCRIUM SUGAR|VGRD|Vanguard Marketing Corporation|23735
CANE|TEUCRIUM SUGAR|WGIF|CIBC World Markets Inc.|500
CANE|TEUCRIUM SUGAR|WSEA|WOLVERINE SECURITIES, LLC|203
CANE|TEUCRIUM SUGAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
CANF|CAN-FITE BIOPHARMA|ALTX|Alternet Securities Inc.|4205
CANF|CAN-FITE BIOPHARMA|APCC|Apex Clearing Corporation|46479
CANF|CAN-FITE BIOPHARMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3306
CANF|CAN-FITE BIOPHARMA|CHAS|Charles Schwab & Co., Inc.|2981
CANF|CAN-FITE BIOPHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42158
CANF|CAN-FITE BIOPHARMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
CANF|CAN-FITE BIOPHARMA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|62093
CANF|CAN-FITE BIOPHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97024
CANF|CAN-FITE BIOPHARMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|7000
CANF|CAN-FITE BIOPHARMA|DBAB|Deutsche Bank Securities Inc.|8008
CANF|CAN-FITE BIOPHARMA|DBAX|Deutsche Bank Securities Inc.|48100
CANF|CAN-FITE BIOPHARMA|DEGS|RONIN PROFESSIONAL LLC|5450
CANF|CAN-FITE BIOPHARMA|EBXL|EBX LLC|29600
CANF|CAN-FITE BIOPHARMA|EDJO|Edward D. Jones & Co., L.P.|100
CANF|CAN-FITE BIOPHARMA|EGAM|CBOE TRADING, INC.|26461
CANF|CAN-FITE BIOPHARMA|EGAW|CBOE TRADING, INC.|3000
CANF|CAN-FITE BIOPHARMA|EGXM|CBOE TRADING, INC.|12885
CANF|CAN-FITE BIOPHARMA|EGXW|CBOE TRADING, INC.|4055
CANF|CAN-FITE BIOPHARMA|ETBE|Electronic Transaction Clearing, Inc.|900
CANF|CAN-FITE BIOPHARMA|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2800
CANF|CAN-FITE BIOPHARMA|ETRS|E*Trade Securities LLC|829825
CANF|CAN-FITE BIOPHARMA|FILL|Tradestation Securities, Inc.|23962
CANF|CAN-FITE BIOPHARMA|FMAF|NBCN Inc./ CDS|7450
CANF|CAN-FITE BIOPHARMA|GLIS|TD Securities Inc|12000
CANF|CAN-FITE BIOPHARMA|GLPX|ACS EXECUTION SERVICES, LLC|9224
CANF|CAN-FITE BIOPHARMA|GSCO|GOLDMAN SACHS & CO. LLC|16300
CANF|CAN-FITE BIOPHARMA|GSCS|GOLDMAN SACHS & CO. LLC|1700
CANF|CAN-FITE BIOPHARMA|GSLT|GOLDMAN SACHS & CO. LLC|9510
CANF|CAN-FITE BIOPHARMA|HSBC|HSBC Securities, Inc.|600
CANF|CAN-FITE BIOPHARMA|IATS|INTERACTIVE BROKERS LLC|37910
CANF|CAN-FITE BIOPHARMA|IBKR|Interactive Brokers Llc|274964
CANF|CAN-FITE BIOPHARMA|ICBX|INSTINET, LLC|107500
CANF|CAN-FITE BIOPHARMA|INCA|INSTINET, LLC|209233
CANF|CAN-FITE BIOPHARMA|ITGI|ITG Inc.|9748
CANF|CAN-FITE BIOPHARMA|ITGP|ITG INC.|37600
CANF|CAN-FITE BIOPHARMA|JEFF|JEFFERIES LLC|500
CANF|CAN-FITE BIOPHARMA|JMPT|JUMP TRADING, LLC|5416
CANF|CAN-FITE BIOPHARMA|JONE|JonesTrading|26822
CANF|CAN-FITE BIOPHARMA|JPMX|J.P. Morgan Securities LLC|19424
CANF|CAN-FITE BIOPHARMA|KCGM|VIRTU Americas LLC|25504
CANF|CAN-FITE BIOPHARMA|LEHM|Barclays Capital Inc./Le|82691
CANF|CAN-FITE BIOPHARMA|LIME|Lime Brokerage LLC|5334
CANF|CAN-FITE BIOPHARMA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
CANF|CAN-FITE BIOPHARMA|MAXM|Maxim Group LLC|177012
CANF|CAN-FITE BIOPHARMA|MICA|Spartan Securities Group, Ltd.|10500
CANF|CAN-FITE BIOPHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31534
CANF|CAN-FITE BIOPHARMA|MSCO|MORGAN STANLEY & CO. LLC|132666
CANF|CAN-FITE BIOPHARMA|MSPL|MORGAN STANLEY & CO. LLC|10700
CANF|CAN-FITE BIOPHARMA|NFSC|National Financial Services LLC|792460
CANF|CAN-FITE BIOPHARMA|NITE|VIRTU Americas LLC|2446095
CANF|CAN-FITE BIOPHARMA|NORT|Northland Securities, Inc.|497951
CANF|CAN-FITE BIOPHARMA|NQRB|Brut, LLC|8725
CANF|CAN-FITE BIOPHARMA|NTBF|BMO Nesbitt Burns Inc./CDS|2100
CANF|CAN-FITE BIOPHARMA|OPCO|Oppenheimer & Co. Inc.|46177
CANF|CAN-FITE BIOPHARMA|PDQM|CODA MARKETS, INC.|18488
CANF|CAN-FITE BIOPHARMA|RBCM|RBC CAPITAL MARKETS, LLC|14200
CANF|CAN-FITE BIOPHARMA|SALI|INTL FCSTONE FINANCIAL INC.|1000
CANF|CAN-FITE BIOPHARMA|SBSH|Citigroup Global Markets Inc.|9002
CANF|CAN-FITE BIOPHARMA|SGMT|GOLDMAN SACHS & CO. LLC|20605
CANF|CAN-FITE BIOPHARMA|SPDR|SPEEDROUTE LLC|49564
CANF|CAN-FITE BIOPHARMA|SPNT|SEVEN POINTS CAPITAL, LLC|7722
CANF|CAN-FITE BIOPHARMA|SPTD|MINT GLOBAL MARKETS, INC.|1000
CANF|CAN-FITE BIOPHARMA|STFL|Stifel, Nicolaus & Company, Incorporated|12000
CANF|CAN-FITE BIOPHARMA|SWIM|TD Ameritrade, Inc.|596633
CANF|CAN-FITE BIOPHARMA|SWST|Hilltop Securities Inc.|1100
CANF|CAN-FITE BIOPHARMA|TKNG|ALLY INVEST SECURITIES LLC|19012
CANF|CAN-FITE BIOPHARMA|TTUC|CUTTONE & CO., INC.|45144
CANF|CAN-FITE BIOPHARMA|UBSA|UBS SECURITIES LLC|132089
CANF|CAN-FITE BIOPHARMA|UBSS|UBS Securities LLC|159746
CANF|CAN-FITE BIOPHARMA|VGRD|Vanguard Marketing Corporation|37364
CANF|CAN-FITE BIOPHARMA|VSIN|Vision Financial Markets Llc|2018
CANF|CAN-FITE BIOPHARMA|WCHV|WELLS FARGO SECURITIES, LLC|34414
CANF|CAN-FITE BIOPHARMA|WEDB|WEDBUSH SECURITIES INC.|5200
CANF|CAN-FITE BIOPHARMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
CANF|CAN-FITE BIOPHARMA|WGIF|CIBC World Markets Inc.|4780
CANF|CAN-FITE BIOPHARMA|WSEA|WOLVERINE SECURITIES, LLC|6000
CANF|CAN-FITE BIOPHARMA|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|58805
CANF|CAN-FITE BIOPHARMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|41054
CANF|CAN-FITE BIOPHARMA|YKNA|COMHAR CAPITAL MARKETS, LLC|800
CAPE|SHILLER CAPE ETN|APCC|Apex Clearing Corporation|29
CAPE|SHILLER CAPE ETN|BANK|Primevest Financial Services, Inc.|88
CAPE|SHILLER CAPE ETN|CANT|Cantor Fitzgerald & Co.|191
CAPE|SHILLER CAPE ETN|CIST|Capital Institutional Services, Inc.|100
CAPE|SHILLER CAPE ETN|ETRS|E*Trade Securities LLC|786
CAPE|SHILLER CAPE ETN|FTBR|Foliofn Investments, Inc.|4
CAPE|SHILLER CAPE ETN|HRBF|American Enterprise Investment Services Inc.|1550
CAPE|SHILLER CAPE ETN|IBKR|Interactive Brokers Llc|78
CAPE|SHILLER CAPE ETN|KCGM|VIRTU Americas LLC|23
CAPE|SHILLER CAPE ETN|LIME|Lime Brokerage LLC|51
CAPE|SHILLER CAPE ETN|MOTF|MOTIF INVESTING, INC.|2
CAPE|SHILLER CAPE ETN|NFSC|National Financial Services LLC|4617
CAPE|SHILLER CAPE ETN|NITE|VIRTU Americas LLC|4723
CAPE|SHILLER CAPE ETN|SALI|INTL FCSTONE FINANCIAL INC.|10
CAPE|SHILLER CAPE ETN|SBSH|Citigroup Global Markets Inc.|428
CAPE|SHILLER CAPE ETN|UBSA|UBS SECURITIES LLC|2150
CAPE|SHILLER CAPE ETN|UBSS|UBS Securities LLC|1040
CAPE|SHILLER CAPE ETN|VGRD|Vanguard Marketing Corporation|12
CAPE|SHILLER CAPE ETN|WCHV|WELLS FARGO SECURITIES, LLC|43
CAPE|SHILLER CAPE ETN|WSEA|WOLVERINE SECURITIES, LLC|1
CAPE|SHILLER CAPE ETN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3601
CAPL|CROSSAMERICA PRTNERS|ALTX|Alternet Securities Inc.|3086
CAPL|CROSSAMERICA PRTNERS|APCC|Apex Clearing Corporation|245
CAPL|CROSSAMERICA PRTNERS|BARD|Robert W. Baird & Co. Incorporated|16965
CAPL|CROSSAMERICA PRTNERS|BATM|CBOE TRADING, INC.|1006
CAPL|CROSSAMERICA PRTNERS|BERN|Sanford C. Bernstein & Co., LLC|3400
CAPL|CROSSAMERICA PRTNERS|BIAD|SAGETRADER, LLC|200
CAPL|CROSSAMERICA PRTNERS|BIMI|Banca IMI Securities Corp.|500
CAPL|CROSSAMERICA PRTNERS|BLKX|INSTINET, LLC|10000
CAPL|CROSSAMERICA PRTNERS|BTIG|BTIG, LLC|2359
CAPL|CROSSAMERICA PRTNERS|BZYD|GOLDMAN SACHS & CO. LLC|580
CAPL|CROSSAMERICA PRTNERS|CHAS|Charles Schwab & Co., Inc.|2662
CAPL|CROSSAMERICA PRTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17516
CAPL|CROSSAMERICA PRTNERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3900
CAPL|CROSSAMERICA PRTNERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1350
CAPL|CROSSAMERICA PRTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39655
CAPL|CROSSAMERICA PRTNERS|CTDL|Citadel Derivatives Group Llc|120
CAPL|CROSSAMERICA PRTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
CAPL|CROSSAMERICA PRTNERS|DBAB|Deutsche Bank Securities Inc.|5466
CAPL|CROSSAMERICA PRTNERS|DBAX|Deutsche Bank Securities Inc.|29200
CAPL|CROSSAMERICA PRTNERS|DEAN|MORGAN STANLEY|2501
CAPL|CROSSAMERICA PRTNERS|DEGS|RONIN PROFESSIONAL LLC|1408
CAPL|CROSSAMERICA PRTNERS|EBXL|EBX LLC|22000
CAPL|CROSSAMERICA PRTNERS|EDJO|Edward D. Jones & Co., L.P.|8131
CAPL|CROSSAMERICA PRTNERS|EGAM|CBOE TRADING, INC.|300
CAPL|CROSSAMERICA PRTNERS|EGMT|EG MARKET TECHNOLOGIES LLC|100
CAPL|CROSSAMERICA PRTNERS|EGXM|CBOE TRADING, INC.|286
CAPL|CROSSAMERICA PRTNERS|ETBE|Electronic Transaction Clearing, Inc.|700
CAPL|CROSSAMERICA PRTNERS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|120
CAPL|CROSSAMERICA PRTNERS|ETRS|E*Trade Securities LLC|63146
CAPL|CROSSAMERICA PRTNERS|FILL|Tradestation Securities, Inc.|29
CAPL|CROSSAMERICA PRTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12400
CAPL|CROSSAMERICA PRTNERS|FTBR|Foliofn Investments, Inc.|9
CAPL|CROSSAMERICA PRTNERS|GLPX|ACS EXECUTION SERVICES, LLC|2440
CAPL|CROSSAMERICA PRTNERS|GSCO|GOLDMAN SACHS & CO. LLC|1300
CAPL|CROSSAMERICA PRTNERS|GSCS|GOLDMAN SACHS & CO. LLC|450
CAPL|CROSSAMERICA PRTNERS|GSLT|GOLDMAN SACHS & CO. LLC|200
CAPL|CROSSAMERICA PRTNERS|GTSZ|GTS SECURITIES LLC|16610
CAPL|CROSSAMERICA PRTNERS|HRBF|American Enterprise Investment Services Inc.|2835
CAPL|CROSSAMERICA PRTNERS|IATS|INTERACTIVE BROKERS LLC|2985
CAPL|CROSSAMERICA PRTNERS|IBKR|Interactive Brokers Llc|9352
CAPL|CROSSAMERICA PRTNERS|ICBX|INSTINET, LLC|3200
CAPL|CROSSAMERICA PRTNERS|INCA|INSTINET, LLC|20166
CAPL|CROSSAMERICA PRTNERS|INJX|INSTINET, LLC|88
CAPL|CROSSAMERICA PRTNERS|ITGI|ITG Inc.|7627
CAPL|CROSSAMERICA PRTNERS|ITGP|ITG INC.|28200
CAPL|CROSSAMERICA PRTNERS|JANY|Janney Montgomery Scott Inc.|11135
CAPL|CROSSAMERICA PRTNERS|JEFF|JEFFERIES LLC|8942
CAPL|CROSSAMERICA PRTNERS|JMPT|JUMP TRADING, LLC|264
CAPL|CROSSAMERICA PRTNERS|JPMX|J.P. Morgan Securities LLC|7302
CAPL|CROSSAMERICA PRTNERS|JSJX|JANE STREET CAPITAL LLC|314
CAPL|CROSSAMERICA PRTNERS|KCGM|VIRTU Americas LLC|3990
CAPL|CROSSAMERICA PRTNERS|LEHM|Barclays Capital Inc./Le|26019
CAPL|CROSSAMERICA PRTNERS|LIME|Lime Brokerage LLC|8321
CAPL|CROSSAMERICA PRTNERS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CAPL|CROSSAMERICA PRTNERS|MAXM|Maxim Group LLC|300
CAPL|CROSSAMERICA PRTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12632
CAPL|CROSSAMERICA PRTNERS|MSCO|MORGAN STANLEY & CO. LLC|45778
CAPL|CROSSAMERICA PRTNERS|MSPL|MORGAN STANLEY & CO. LLC|68700
CAPL|CROSSAMERICA PRTNERS|NFSC|National Financial Services LLC|41068
CAPL|CROSSAMERICA PRTNERS|NITE|VIRTU Americas LLC|171112
CAPL|CROSSAMERICA PRTNERS|NQRB|Brut, LLC|147
CAPL|CROSSAMERICA PRTNERS|OPCO|Oppenheimer & Co. Inc.|3591
CAPL|CROSSAMERICA PRTNERS|PDQM|CODA MARKETS, INC.|23298
CAPL|CROSSAMERICA PRTNERS|PWJC|UBS Financial Services, Inc.|1200
CAPL|CROSSAMERICA PRTNERS|RBCM|RBC CAPITAL MARKETS, LLC|8095
CAPL|CROSSAMERICA PRTNERS|RJLC|RJL CAPITAL GROUP, LLC|320
CAPL|CROSSAMERICA PRTNERS|SAGL|SAGETRADER, LLC|654
CAPL|CROSSAMERICA PRTNERS|SBSH|Citigroup Global Markets Inc.|2130
CAPL|CROSSAMERICA PRTNERS|SGMT|GOLDMAN SACHS & CO. LLC|11895
CAPL|CROSSAMERICA PRTNERS|SIDC|Sidoti & Company, LLC|600
CAPL|CROSSAMERICA PRTNERS|SPDR|SPEEDROUTE LLC|4400
CAPL|CROSSAMERICA PRTNERS|SPHN|Stephens Inc.|1371
CAPL|CROSSAMERICA PRTNERS|SPTD|MINT GLOBAL MARKETS, INC.|6326
CAPL|CROSSAMERICA PRTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|460
CAPL|CROSSAMERICA PRTNERS|SWIM|TD Ameritrade, Inc.|12910
CAPL|CROSSAMERICA PRTNERS|TKNG|ALLY INVEST SECURITIES LLC|324
CAPL|CROSSAMERICA PRTNERS|TRBT|Tradebot Systems, Inc.|2082
CAPL|CROSSAMERICA PRTNERS|TRCM|TRC MARKETS LLC|5907
CAPL|CROSSAMERICA PRTNERS|UBSA|UBS SECURITIES LLC|61759
CAPL|CROSSAMERICA PRTNERS|UBSS|UBS Securities LLC|44349
CAPL|CROSSAMERICA PRTNERS|VALX|VIRTU AMERICAS LLC|2612
CAPL|CROSSAMERICA PRTNERS|VGRD|Vanguard Marketing Corporation|6646
CAPL|CROSSAMERICA PRTNERS|WCHV|WELLS FARGO SECURITIES, LLC|39890
CAPL|CROSSAMERICA PRTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|800
CAPL|CROSSAMERICA PRTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|940
CAPL|CROSSAMERICA PRTNERS|WGIF|CIBC World Markets Inc.|25
CAPL|CROSSAMERICA PRTNERS|WSEA|WOLVERINE SECURITIES, LLC|1037
CAPL|CROSSAMERICA PRTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1402
CAPL|CROSSAMERICA PRTNERS|YKNA|COMHAR CAPITAL MARKETS, LLC|1032
CAPL|CROSSAMERICA PRTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7891
CAPR|CAPRICOR THERAP CMN|ALTX|Alternet Securities Inc.|6000
CAPR|CAPRICOR THERAP CMN|APCC|Apex Clearing Corporation|19413
CAPR|CAPRICOR THERAP CMN|BATM|CBOE TRADING, INC.|1600
CAPR|CAPRICOR THERAP CMN|BIMI|Banca IMI Securities Corp.|12751
CAPR|CAPRICOR THERAP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
CAPR|CAPRICOR THERAP CMN|CANT|Cantor Fitzgerald & Co.|200
CAPR|CAPRICOR THERAP CMN|CHAS|Charles Schwab & Co., Inc.|2016
CAPR|CAPRICOR THERAP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|210
CAPR|CAPRICOR THERAP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9684
CAPR|CAPRICOR THERAP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3500
CAPR|CAPRICOR THERAP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74830
CAPR|CAPRICOR THERAP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|230
CAPR|CAPRICOR THERAP CMN|DADA|D.A. Davidson & Co.|200
CAPR|CAPRICOR THERAP CMN|DBAB|Deutsche Bank Securities Inc.|14376
CAPR|CAPRICOR THERAP CMN|DBAX|Deutsche Bank Securities Inc.|94000
CAPR|CAPRICOR THERAP CMN|DEGS|RONIN PROFESSIONAL LLC|38833
CAPR|CAPRICOR THERAP CMN|EBXL|EBX LLC|26300
CAPR|CAPRICOR THERAP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1600
CAPR|CAPRICOR THERAP CMN|EGAM|CBOE TRADING, INC.|4795
CAPR|CAPRICOR THERAP CMN|EGXM|CBOE TRADING, INC.|255
CAPR|CAPRICOR THERAP CMN|ETBE|Electronic Transaction Clearing, Inc.|200
CAPR|CAPRICOR THERAP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5534
CAPR|CAPRICOR THERAP CMN|ETRS|E*Trade Securities LLC|238238
CAPR|CAPRICOR THERAP CMN|FBCO|Credit Suisse Securities (USA) LLC|110920
CAPR|CAPRICOR THERAP CMN|FILL|Tradestation Securities, Inc.|15530
CAPR|CAPRICOR THERAP CMN|FMAF|NBCN Inc./ CDS|7750
CAPR|CAPRICOR THERAP CMN|FOMA|TD AMERITRADE CLEARING, INC.|424819
CAPR|CAPRICOR THERAP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13801
CAPR|CAPRICOR THERAP CMN|FTBR|Foliofn Investments, Inc.|301
CAPR|CAPRICOR THERAP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4386
CAPR|CAPRICOR THERAP CMN|GLPX|ACS EXECUTION SERVICES, LLC|125787
CAPR|CAPRICOR THERAP CMN|GSCO|GOLDMAN SACHS & CO. LLC|21145
CAPR|CAPRICOR THERAP CMN|GSLT|GOLDMAN SACHS & CO. LLC|9358
CAPR|CAPRICOR THERAP CMN|GTSZ|GTS SECURITIES LLC|1600
CAPR|CAPRICOR THERAP CMN|HSBC|HSBC Securities, Inc.|2247
CAPR|CAPRICOR THERAP CMN|IATS|INTERACTIVE BROKERS LLC|9687
CAPR|CAPRICOR THERAP CMN|IBKR|Interactive Brokers Llc|87177
CAPR|CAPRICOR THERAP CMN|ICBX|INSTINET, LLC|16130
CAPR|CAPRICOR THERAP CMN|INCA|INSTINET, LLC|37624
CAPR|CAPRICOR THERAP CMN|ITGI|ITG Inc.|84346
CAPR|CAPRICOR THERAP CMN|ITGP|ITG INC.|54800
CAPR|CAPRICOR THERAP CMN|JEFF|JEFFERIES LLC|1900
CAPR|CAPRICOR THERAP CMN|JMPT|JUMP TRADING, LLC|2909
CAPR|CAPRICOR THERAP CMN|JPMX|J.P. Morgan Securities LLC|15352
CAPR|CAPRICOR THERAP CMN|JSCL|JOSEPH STONE CAPITAL L.L.C.|1000
CAPR|CAPRICOR THERAP CMN|JSJX|JANE STREET CAPITAL LLC|1710
CAPR|CAPRICOR THERAP CMN|KCGM|VIRTU Americas LLC|10700
CAPR|CAPRICOR THERAP CMN|LEHM|Barclays Capital Inc./Le|30834
CAPR|CAPRICOR THERAP CMN|LIME|Lime Brokerage LLC|14771
CAPR|CAPRICOR THERAP CMN|LSCI|Lek Securities Corporation|100
CAPR|CAPRICOR THERAP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CAPR|CAPRICOR THERAP CMN|MAXM|Maxim Group LLC|5450
CAPR|CAPRICOR THERAP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12368
CAPR|CAPRICOR THERAP CMN|MSCO|MORGAN STANLEY & CO. LLC|247042
CAPR|CAPRICOR THERAP CMN|MSPL|MORGAN STANLEY & CO. LLC|6600
CAPR|CAPRICOR THERAP CMN|NATL|National Securities Corporation|600
CAPR|CAPRICOR THERAP CMN|NFSC|National Financial Services LLC|718306
CAPR|CAPRICOR THERAP CMN|NITE|VIRTU Americas LLC|1267248
CAPR|CAPRICOR THERAP CMN|NITP|VIRTU Americas LLC|1000
CAPR|CAPRICOR THERAP CMN|NQRB|Brut, LLC|14614
CAPR|CAPRICOR THERAP CMN|OPCO|Oppenheimer & Co. Inc.|35598
CAPR|CAPRICOR THERAP CMN|PDQM|CODA MARKETS, INC.|20206
CAPR|CAPRICOR THERAP CMN|PWJC|UBS Financial Services, Inc.|14845
CAPR|CAPRICOR THERAP CMN|RAJA|Raymond James & Associates, Inc.|9000
CAPR|CAPRICOR THERAP CMN|RBCM|RBC CAPITAL MARKETS, LLC|69509
CAPR|CAPRICOR THERAP CMN|SAGL|SAGETRADER, LLC|1503
CAPR|CAPRICOR THERAP CMN|SBSH|Citigroup Global Markets Inc.|31852
CAPR|CAPRICOR THERAP CMN|SGMT|GOLDMAN SACHS & CO. LLC|14006
CAPR|CAPRICOR THERAP CMN|SPDR|SPEEDROUTE LLC|210418
CAPR|CAPRICOR THERAP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2000
CAPR|CAPRICOR THERAP CMN|SWIM|TD Ameritrade, Inc.|219816
CAPR|CAPRICOR THERAP CMN|SWST|Hilltop Securities Inc.|6725
CAPR|CAPRICOR THERAP CMN|TKNG|ALLY INVEST SECURITIES LLC|3523
CAPR|CAPRICOR THERAP CMN|TWTT|TASTYWORKS, INC.|617
CAPR|CAPRICOR THERAP CMN|UBSA|UBS SECURITIES LLC|69603
CAPR|CAPRICOR THERAP CMN|UBSS|UBS Securities LLC|171180
CAPR|CAPRICOR THERAP CMN|VALX|VIRTU AMERICAS LLC|700
CAPR|CAPRICOR THERAP CMN|VGRD|Vanguard Marketing Corporation|40267
CAPR|CAPRICOR THERAP CMN|VSIN|Vision Financial Markets Llc|42219
CAPR|CAPRICOR THERAP CMN|WAIN|H.C. Wainwright & Co., Inc.|63848
CAPR|CAPRICOR THERAP CMN|WCHV|WELLS FARGO SECURITIES, LLC|9599
CAPR|CAPRICOR THERAP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10
CAPR|CAPRICOR THERAP CMN|WGIF|CIBC World Markets Inc.|11300
CAPR|CAPRICOR THERAP CMN|WSEA|WOLVERINE SECURITIES, LLC|23475
CAPR|CAPRICOR THERAP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|32272
CAPR|CAPRICOR THERAP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|685
CAR|AVIS BUDGET GROUP, I|ABLE|NATIXIS Securities Americas LLC|367700
CAR|AVIS BUDGET GROUP, I|ALTX|Alternet Securities Inc.|13924
CAR|AVIS BUDGET GROUP, I|APCC|Apex Clearing Corporation|20742
CAR|AVIS BUDGET GROUP, I|AQUA|AQUA SECURITIES L.P.|2500
CAR|AVIS BUDGET GROUP, I|BARD|Robert W. Baird & Co. Incorporated|589
CAR|AVIS BUDGET GROUP, I|BATM|CBOE TRADING, INC.|9225
CAR|AVIS BUDGET GROUP, I|BAYC|BAY CREST PARTNERS, LLC|70
CAR|AVIS BUDGET GROUP, I|BAYT|BTIG, LLC|12144
CAR|AVIS BUDGET GROUP, I|BERN|Sanford C. Bernstein & Co., LLC|187279
CAR|AVIS BUDGET GROUP, I|BIAD|SAGETRADER, LLC|1715
CAR|AVIS BUDGET GROUP, I|BIMI|Banca IMI Securities Corp.|101
CAR|AVIS BUDGET GROUP, I|BKCM|BNY Mellon Capital Markets LLC|16575
CAR|AVIS BUDGET GROUP, I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8685
CAR|AVIS BUDGET GROUP, I|BLKX|INSTINET, LLC|146736
CAR|AVIS BUDGET GROUP, I|BMOC|BMO Capital Markets Corp.|11444
CAR|AVIS BUDGET GROUP, I|BNPX|BNP PARIBAS SECURITIES CORP.|354162
CAR|AVIS BUDGET GROUP, I|BRGE|Newbridge Securities Corp.|150
CAR|AVIS BUDGET GROUP, I|BTIG|BTIG, LLC|96951
CAR|AVIS BUDGET GROUP, I|BYXM|CBOE TRADING, INC.|4303
CAR|AVIS BUDGET GROUP, I|CANT|Cantor Fitzgerald & Co.|1142
CAR|AVIS BUDGET GROUP, I|CHAS|Charles Schwab & Co., Inc.|9255
CAR|AVIS BUDGET GROUP, I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|136768
CAR|AVIS BUDGET GROUP, I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|43965
CAR|AVIS BUDGET GROUP, I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10676
CAR|AVIS BUDGET GROUP, I|CRFN|ROBINHOOD FINANCIAL, LLC|2
CAR|AVIS BUDGET GROUP, I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|727993
CAR|AVIS BUDGET GROUP, I|CSIN|Citadel Securities Institutional LLC|850
CAR|AVIS BUDGET GROUP, I|CTDL|Citadel Derivatives Group Llc|8825
CAR|AVIS BUDGET GROUP, I|CTLR|CUTLER GROUP, LP|5364
CAR|AVIS BUDGET GROUP, I|CXCX|CITIGROUP GLOBAL MARKETS INC.|70078
CAR|AVIS BUDGET GROUP, I|DAVA|Davenport & Company LLC|15
CAR|AVIS BUDGET GROUP, I|DBAB|Deutsche Bank Securities Inc.|1166663
CAR|AVIS BUDGET GROUP, I|DBAX|Deutsche Bank Securities Inc.|495100
CAR|AVIS BUDGET GROUP, I|DBUL|Deutsche Bank Securities Inc.|8711
CAR|AVIS BUDGET GROUP, I|DCHF|Dart Executions, LLC|18639
CAR|AVIS BUDGET GROUP, I|DEAN|MORGAN STANLEY|3126
CAR|AVIS BUDGET GROUP, I|DEGS|RONIN PROFESSIONAL LLC|2900
CAR|AVIS BUDGET GROUP, I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18901
CAR|AVIS BUDGET GROUP, I|EBXL|EBX LLC|272100
CAR|AVIS BUDGET GROUP, I|ECUT|CONVERGEX EXECUTION SOLUTIONS|8626
CAR|AVIS BUDGET GROUP, I|EDJO|Edward D. Jones & Co., L.P.|301
CAR|AVIS BUDGET GROUP, I|EGAM|CBOE TRADING, INC.|46412
CAR|AVIS BUDGET GROUP, I|EGAW|CBOE TRADING, INC.|120
CAR|AVIS BUDGET GROUP, I|EGMT|EG MARKET TECHNOLOGIES LLC|1100
CAR|AVIS BUDGET GROUP, I|EGXM|CBOE TRADING, INC.|4080
CAR|AVIS BUDGET GROUP, I|EGXW|CBOE TRADING, INC.|182
CAR|AVIS BUDGET GROUP, I|ETBE|Electronic Transaction Clearing, Inc.|24360
CAR|AVIS BUDGET GROUP, I|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|50434
CAR|AVIS BUDGET GROUP, I|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1160
CAR|AVIS BUDGET GROUP, I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|59388
CAR|AVIS BUDGET GROUP, I|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2974
CAR|AVIS BUDGET GROUP, I|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|13650
CAR|AVIS BUDGET GROUP, I|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|932
CAR|AVIS BUDGET GROUP, I|ETRS|E*Trade Securities LLC|465092
CAR|AVIS BUDGET GROUP, I|FBCO|Credit Suisse Securities (USA) LLC|1279419
CAR|AVIS BUDGET GROUP, I|FILL|Tradestation Securities, Inc.|73876
CAR|AVIS BUDGET GROUP, I|FINX|FINTECH SECURITIES|300
CAR|AVIS BUDGET GROUP, I|FMAF|NBCN Inc./ CDS|6806
CAR|AVIS BUDGET GROUP, I|FOMA|TD AMERITRADE CLEARING, INC.|634582
CAR|AVIS BUDGET GROUP, I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|30206
CAR|AVIS BUDGET GROUP, I|FQLS|Quantlab Securities LP|958108
CAR|AVIS BUDGET GROUP, I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|258067
CAR|AVIS BUDGET GROUP, I|FTBR|Foliofn Investments, Inc.|12215
CAR|AVIS BUDGET GROUP, I|GEBB|GLOBAL EXECUTION BROKERS, LP|50375
CAR|AVIS BUDGET GROUP, I|GLIS|TD Securities Inc|210
CAR|AVIS BUDGET GROUP, I|GLPX|ACS EXECUTION SERVICES, LLC|75065
CAR|AVIS BUDGET GROUP, I|GSCO|GOLDMAN SACHS & CO. LLC|3057676
CAR|AVIS BUDGET GROUP, I|GSCS|GOLDMAN SACHS & CO. LLC|486339
CAR|AVIS BUDGET GROUP, I|GSLT|GOLDMAN SACHS & CO. LLC|73435
CAR|AVIS BUDGET GROUP, I|GTSZ|GTS SECURITIES LLC|49275
CAR|AVIS BUDGET GROUP, I|HAPX|HAP Trading, LLC|18847
CAR|AVIS BUDGET GROUP, I|HPPX|POTAMUS TRADING, LLC|294
CAR|AVIS BUDGET GROUP, I|HRBF|American Enterprise Investment Services Inc.|5079
CAR|AVIS BUDGET GROUP, I|HSBC|HSBC Securities, Inc.|2807
CAR|AVIS BUDGET GROUP, I|IATS|INTERACTIVE BROKERS LLC|30440
CAR|AVIS BUDGET GROUP, I|IBKR|Interactive Brokers Llc|325108
CAR|AVIS BUDGET GROUP, I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
CAR|AVIS BUDGET GROUP, I|ICBX|INSTINET, LLC|51850
CAR|AVIS BUDGET GROUP, I|IEQY|CITADEL SECURITIES LLC|257807
CAR|AVIS BUDGET GROUP, I|INCA|INSTINET, LLC|1482513
CAR|AVIS BUDGET GROUP, I|INJX|INSTINET, LLC|43882
CAR|AVIS BUDGET GROUP, I|ITGI|ITG Inc.|126042
CAR|AVIS BUDGET GROUP, I|ITGP|ITG INC.|162200
CAR|AVIS BUDGET GROUP, I|JANY|Janney Montgomery Scott Inc.|700
CAR|AVIS BUDGET GROUP, I|JEFF|JEFFERIES LLC|667397
CAR|AVIS BUDGET GROUP, I|JMPT|JUMP TRADING, LLC|150567
CAR|AVIS BUDGET GROUP, I|JPBX|J.P. MORGAN SECURITIES LLC|374052
CAR|AVIS BUDGET GROUP, I|JPMX|J.P. Morgan Securities LLC|698044
CAR|AVIS BUDGET GROUP, I|JSJX|JANE STREET CAPITAL LLC|15207
CAR|AVIS BUDGET GROUP, I|KCGM|VIRTU Americas LLC|71020
CAR|AVIS BUDGET GROUP, I|LEHM|Barclays Capital Inc./Le|2547303
CAR|AVIS BUDGET GROUP, I|LIME|Lime Brokerage LLC|288754
CAR|AVIS BUDGET GROUP, I|LOOP|Loop Capital Markets LLC|1759
CAR|AVIS BUDGET GROUP, I|LQNA|LIQUIDNET, INC.|193300
CAR|AVIS BUDGET GROUP, I|LSCI|Lek Securities Corporation|388
CAR|AVIS BUDGET GROUP, I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7174
CAR|AVIS BUDGET GROUP, I|MACQ|Macquarie Capital (USA) Inc.|26500
CAR|AVIS BUDGET GROUP, I|MAXM|Maxim Group LLC|22128
CAR|AVIS BUDGET GROUP, I|MBTS|ALLY INVEST SECURITIES LLC|250
CAR|AVIS BUDGET GROUP, I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|164550
CAR|AVIS BUDGET GROUP, I|MOTF|MOTIF INVESTING, INC.|21
CAR|AVIS BUDGET GROUP, I|MSCO|MORGAN STANLEY & CO. LLC|6932540
CAR|AVIS BUDGET GROUP, I|MSPL|MORGAN STANLEY & CO. LLC|620900
CAR|AVIS BUDGET GROUP, I|MSTX|MORGAN STANLEY & CO. LLC|437000
CAR|AVIS BUDGET GROUP, I|NATL|National Securities Corporation|500
CAR|AVIS BUDGET GROUP, I|NEUB|NEUBERGER BERMAN BD LLC|40
CAR|AVIS BUDGET GROUP, I|NFSC|National Financial Services LLC|318788
CAR|AVIS BUDGET GROUP, I|NITE|VIRTU Americas LLC|1104047
CAR|AVIS BUDGET GROUP, I|NITP|VIRTU Americas LLC|1600
CAR|AVIS BUDGET GROUP, I|NMRA|Nomura Securities International, Inc.|400
CAR|AVIS BUDGET GROUP, I|NQRB|Brut, LLC|32203
CAR|AVIS BUDGET GROUP, I|NTRC|Northern Trust Securities, Inc.|825
CAR|AVIS BUDGET GROUP, I|OHOS|TWO SIGMA SECURITIES, LLC|71923
CAR|AVIS BUDGET GROUP, I|OPCO|Oppenheimer & Co. Inc.|25567
CAR|AVIS BUDGET GROUP, I|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|360
CAR|AVIS BUDGET GROUP, I|PDQM|CODA MARKETS, INC.|206415
CAR|AVIS BUDGET GROUP, I|PHLY|NASDAQ Execution Services, LLC|36200
CAR|AVIS BUDGET GROUP, I|PWJC|UBS Financial Services, Inc.|3000
CAR|AVIS BUDGET GROUP, I|RAJA|Raymond James & Associates, Inc.|1749
CAR|AVIS BUDGET GROUP, I|RBCM|RBC CAPITAL MARKETS, LLC|5548
CAR|AVIS BUDGET GROUP, I|SAGL|SAGETRADER, LLC|221529
CAR|AVIS BUDGET GROUP, I|SAGW|SAGETRADER, LLC|483
CAR|AVIS BUDGET GROUP, I|SBSH|Citigroup Global Markets Inc.|1517048
CAR|AVIS BUDGET GROUP, I|SGMT|GOLDMAN SACHS & CO. LLC|319770
CAR|AVIS BUDGET GROUP, I|SPDR|SPEEDROUTE LLC|24827
CAR|AVIS BUDGET GROUP, I|SPNT|SEVEN POINTS CAPITAL, LLC|4100
CAR|AVIS BUDGET GROUP, I|SSBS|STATE STREET GLOBAL MARKETS, LLC|32718
CAR|AVIS BUDGET GROUP, I|STFL|Stifel, Nicolaus & Company, Incorporated|4205
CAR|AVIS BUDGET GROUP, I|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|222
CAR|AVIS BUDGET GROUP, I|SWIM|TD Ameritrade, Inc.|198691
CAR|AVIS BUDGET GROUP, I|SWST|Hilltop Securities Inc.|800
CAR|AVIS BUDGET GROUP, I|TKNG|ALLY INVEST SECURITIES LLC|12447
CAR|AVIS BUDGET GROUP, I|TONC|CUTTONE & CO., LLC|2172
CAR|AVIS BUDGET GROUP, I|TOUR|TOURMALINE PARTNERS, LLC|3150
CAR|AVIS BUDGET GROUP, I|TRBT|Tradebot Systems, Inc.|546565
CAR|AVIS BUDGET GROUP, I|TRCM|TRC MARKETS LLC|642310
CAR|AVIS BUDGET GROUP, I|TWTT|TASTYWORKS, INC.|1300
CAR|AVIS BUDGET GROUP, I|UBSA|UBS SECURITIES LLC|789020
CAR|AVIS BUDGET GROUP, I|UBSS|UBS Securities LLC|1771405
CAR|AVIS BUDGET GROUP, I|VALX|VIRTU AMERICAS LLC|14089
CAR|AVIS BUDGET GROUP, I|VGRD|Vanguard Marketing Corporation|19999
CAR|AVIS BUDGET GROUP, I|WBPX|SUMMIT SECURITIES GROUP, LLC|800
CAR|AVIS BUDGET GROUP, I|WCHV|WELLS FARGO SECURITIES, LLC|154579
CAR|AVIS BUDGET GROUP, I|WDNX|WEEDEN & CO.L.P.|23746
CAR|AVIS BUDGET GROUP, I|WEDB|WEDBUSH SECURITIES INC.|1452
CAR|AVIS BUDGET GROUP, I|WEED|Weeden & Co.L.P.|42730
CAR|AVIS BUDGET GROUP, I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29056
CAR|AVIS BUDGET GROUP, I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|95127
CAR|AVIS BUDGET GROUP, I|WFPB|Wells Fargo Securities, LLC.|7100
CAR|AVIS BUDGET GROUP, I|WGIF|CIBC World Markets Inc.|7292
CAR|AVIS BUDGET GROUP, I|WHOT|JUST2TRADE, INC.|47
CAR|AVIS BUDGET GROUP, I|WLTH|WEALTHFRONT BROKERAGE CORPORATION|206
CAR|AVIS BUDGET GROUP, I|WMLL|Watermill Institutional Trading LLC|23500
CAR|AVIS BUDGET GROUP, I|WSEA|WOLVERINE SECURITIES, LLC|23347
CAR|AVIS BUDGET GROUP, I|XIST|INSTINET, LLC|66328
CAR|AVIS BUDGET GROUP, I|XPQR|Jump Trading|3000
CAR|AVIS BUDGET GROUP, I|XSTM|NATIONAL FINANCIAL SERVICES LLC|52130
CAR|AVIS BUDGET GROUP, I|YKNA|COMHAR CAPITAL MARKETS, LLC|10165
CAR|AVIS BUDGET GROUP, I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|745
CARA|CARA THERAPEUTICS|ACLP|ALEXANDER CAPITAL, L.P.|238200
CARA|CARA THERAPEUTICS|AGIS|Aegis Capital Corp.|2604
CARA|CARA THERAPEUTICS|ALTX|Alternet Securities Inc.|17414
CARA|CARA THERAPEUTICS|APCC|Apex Clearing Corporation|65897
CARA|CARA THERAPEUTICS|ATPA|COWEN PRIME SERVICES LLC|600
CARA|CARA THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|1873
CARA|CARA THERAPEUTICS|BATM|CBOE TRADING, INC.|6696
CARA|CARA THERAPEUTICS|BAYT|BTIG, LLC|2400
CARA|CARA THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|1490
CARA|CARA THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|36542
CARA|CARA THERAPEUTICS|BIMI|Banca IMI Securities Corp.|5889
CARA|CARA THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27428
CARA|CARA THERAPEUTICS|BLKX|INSTINET, LLC|5000
CARA|CARA THERAPEUTICS|BMOC|BMO Capital Markets Corp.|354293
CARA|CARA THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|69877
CARA|CARA THERAPEUTICS|BRGE|Newbridge Securities Corp.|600
CARA|CARA THERAPEUTICS|BTIG|BTIG, LLC|6149
CARA|CARA THERAPEUTICS|BYXM|CBOE TRADING, INC.|1130
CARA|CARA THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|506
CARA|CARA THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|18842
CARA|CARA THERAPEUTICS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|400
CARA|CARA THERAPEUTICS|CIST|Capital Institutional Services, Inc.|800
CARA|CARA THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67767
CARA|CARA THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|27853
CARA|CARA THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5965
CARA|CARA THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|467985
CARA|CARA THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|31875
CARA|CARA THERAPEUTICS|CTLR|CUTLER GROUP, LP|200
CARA|CARA THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|42042
CARA|CARA THERAPEUTICS|DADA|D.A. Davidson & Co.|400
CARA|CARA THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|811392
CARA|CARA THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|147800
CARA|CARA THERAPEUTICS|DEAN|MORGAN STANLEY|6565
CARA|CARA THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|60613
CARA|CARA THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3120
CARA|CARA THERAPEUTICS|EBXL|EBX LLC|99900
CARA|CARA THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|13252
CARA|CARA THERAPEUTICS|EDJC|Edward Jones / CDS|16
CARA|CARA THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|34222
CARA|CARA THERAPEUTICS|EGAM|CBOE TRADING, INC.|24207
CARA|CARA THERAPEUTICS|EGAW|CBOE TRADING, INC.|300
CARA|CARA THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|1100
CARA|CARA THERAPEUTICS|EGXM|CBOE TRADING, INC.|6656
CARA|CARA THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|42461
CARA|CARA THERAPEUTICS|ETCB|ETC BROKERAGE SERVICES, LLC|2235
CARA|CARA THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2274
CARA|CARA THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33997
CARA|CARA THERAPEUTICS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|138800
CARA|CARA THERAPEUTICS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|8818
CARA|CARA THERAPEUTICS|ETRS|E*Trade Securities LLC|2017056
CARA|CARA THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|586536
CARA|CARA THERAPEUTICS|FBSB|U.S. Bancorp Investments, Inc.|965
CARA|CARA THERAPEUTICS|FFSI|Firstrade Securities Inc.|200
CARA|CARA THERAPEUTICS|FIDT|Fidelity Clearing Canada ULC./ CDS|500
CARA|CARA THERAPEUTICS|FILL|Tradestation Securities, Inc.|53619
CARA|CARA THERAPEUTICS|FMAF|NBCN Inc./ CDS|6528
CARA|CARA THERAPEUTICS|FMCO|First Manhattan Co|173000
CARA|CARA THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|2631600
CARA|CARA THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15672
CARA|CARA THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|177616
CARA|CARA THERAPEUTICS|FTBR|Foliofn Investments, Inc.|2900
CARA|CARA THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|104541
CARA|CARA THERAPEUTICS|GLIS|TD Securities Inc|1010
CARA|CARA THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|221942
CARA|CARA THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|1151040
CARA|CARA THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|23186
CARA|CARA THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|23582
CARA|CARA THERAPEUTICS|GTSZ|GTS SECURITIES LLC|60207
CARA|CARA THERAPEUTICS|HAPX|HAP Trading, LLC|3862
CARA|CARA THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|19724
CARA|CARA THERAPEUTICS|HSBC|HSBC Securities, Inc.|889
CARA|CARA THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|110821
CARA|CARA THERAPEUTICS|IBKR|Interactive Brokers Llc|768620
CARA|CARA THERAPEUTICS|ICBX|INSTINET, LLC|41181
CARA|CARA THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|352813
CARA|CARA THERAPEUTICS|INCA|INSTINET, LLC|422404
CARA|CARA THERAPEUTICS|INJX|INSTINET, LLC|66272
CARA|CARA THERAPEUTICS|ITGI|ITG Inc.|46260
CARA|CARA THERAPEUTICS|ITGP|ITG INC.|73600
CARA|CARA THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|22007
CARA|CARA THERAPEUTICS|JEFF|JEFFERIES LLC|49115
CARA|CARA THERAPEUTICS|JMPT|JUMP TRADING, LLC|98092
CARA|CARA THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|10184
CARA|CARA THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|177937
CARA|CARA THERAPEUTICS|JSCL|JOSEPH STONE CAPITAL L.L.C.|650
CARA|CARA THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|15348
CARA|CARA THERAPEUTICS|KCGM|VIRTU Americas LLC|55615
CARA|CARA THERAPEUTICS|LEHM|Barclays Capital Inc./Le|454982
CARA|CARA THERAPEUTICS|LIME|Lime Brokerage LLC|245585
CARA|CARA THERAPEUTICS|LSCI|Lek Securities Corporation|4500
CARA|CARA THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CARA|CARA THERAPEUTICS|MACC|Mid Atlantic Capital Corporation|150
CARA|CARA THERAPEUTICS|MAXM|Maxim Group LLC|20256
CARA|CARA THERAPEUTICS|MBTS|ALLY INVEST SECURITIES LLC|10856
CARA|CARA THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|123592
CARA|CARA THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|17
CARA|CARA THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|3599365
CARA|CARA THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|278700
CARA|CARA THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|76000
CARA|CARA THERAPEUTICS|NFSC|National Financial Services LLC|1337610
CARA|CARA THERAPEUTICS|NITE|VIRTU Americas LLC|2980733
CARA|CARA THERAPEUTICS|NITP|VIRTU Americas LLC|2400
CARA|CARA THERAPEUTICS|NQRB|Brut, LLC|25121
CARA|CARA THERAPEUTICS|NTFN|Network 1 Financial Securities Inc.|440
CARA|CARA THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|17611
CARA|CARA THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1305
CARA|CARA THERAPEUTICS|PDQM|CODA MARKETS, INC.|203544
CARA|CARA THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|42600
CARA|CARA THERAPEUTICS|PUMA|Puma Capital, Llc|239300
CARA|CARA THERAPEUTICS|PWJC|UBS Financial Services, Inc.|11450
CARA|CARA THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|29103
CARA|CARA THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|39375
CARA|CARA THERAPEUTICS|SAGL|SAGETRADER, LLC|3690
CARA|CARA THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|500
CARA|CARA THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|351860
CARA|CARA THERAPEUTICS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
CARA|CARA THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|99002
CARA|CARA THERAPEUTICS|SOGO|Wang Investment Associates, Inc.|185
CARA|CARA THERAPEUTICS|SPDR|SPEEDROUTE LLC|26345
CARA|CARA THERAPEUTICS|SPHN|Stephens Inc.|1845
CARA|CARA THERAPEUTICS|SPTD|MINT GLOBAL MARKETS, INC.|814
CARA|CARA THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|99327
CARA|CARA THERAPEUTICS|STKP|STOCKPILE INVESTMENTS, INC.|4206
CARA|CARA THERAPEUTICS|STXG|Stockcross Financial Services, Inc.|625
CARA|CARA THERAPEUTICS|SWIM|TD Ameritrade, Inc.|1006140
CARA|CARA THERAPEUTICS|SWST|Hilltop Securities Inc.|3500
CARA|CARA THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|37927
CARA|CARA THERAPEUTICS|TRBT|Tradebot Systems, Inc.|394285
CARA|CARA THERAPEUTICS|TRCM|TRC MARKETS LLC|33479
CARA|CARA THERAPEUTICS|TWTT|TASTYWORKS, INC.|2485
CARA|CARA THERAPEUTICS|UBSA|UBS SECURITIES LLC|468452
CARA|CARA THERAPEUTICS|UBSS|UBS Securities LLC|1238612
CARA|CARA THERAPEUTICS|VALX|VIRTU AMERICAS LLC|95197
CARA|CARA THERAPEUTICS|VFIN|National Securities Corporation|800
CARA|CARA THERAPEUTICS|VGRD|Vanguard Marketing Corporation|90581
CARA|CARA THERAPEUTICS|VIEW|VIEWTRADE SECURITIES LLC|661
CARA|CARA THERAPEUTICS|WAIN|H.C. Wainwright & Co., Inc.|10520
CARA|CARA THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|700
CARA|CARA THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|161085
CARA|CARA THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|7543
CARA|CARA THERAPEUTICS|WEED|Weeden & Co.L.P.|200
CARA|CARA THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|74458
CARA|CARA THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|96714
CARA|CARA THERAPEUTICS|WFPB|Wells Fargo Securities, LLC.|1000
CARA|CARA THERAPEUTICS|WGIF|CIBC World Markets Inc.|6894
CARA|CARA THERAPEUTICS|WORD|Worden Capital Management LLC|1800
CARA|CARA THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|63302
CARA|CARA THERAPEUTICS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|575
CARA|CARA THERAPEUTICS|XIST|INSTINET, LLC|12300
CARA|CARA THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|30730
CARA|CARA THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|18360
CARA|CARA THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15087
CARB|CARBONITE, INC.|ANOS|ABEL/NOSER, L.L.C.|250
CARB|CARBONITE, INC.|APCC|Apex Clearing Corporation|4730
CARB|CARBONITE, INC.|BANK|Primevest Financial Services, Inc.|7
CARB|CARBONITE, INC.|BATM|CBOE TRADING, INC.|2021
CARB|CARBONITE, INC.|BERN|Sanford C. Bernstein & Co., LLC|2401
CARB|CARBONITE, INC.|BIMI|Banca IMI Securities Corp.|600
CARB|CARBONITE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1298
CARB|CARBONITE, INC.|BLKX|INSTINET, LLC|98200
CARB|CARBONITE, INC.|BMOC|BMO Capital Markets Corp.|4128
CARB|CARBONITE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5224
CARB|CARBONITE, INC.|BRGE|Newbridge Securities Corp.|750
CARB|CARBONITE, INC.|BTIG|BTIG, LLC|15075
CARB|CARBONITE, INC.|BYXM|CBOE TRADING, INC.|310
CARB|CARBONITE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
CARB|CARBONITE, INC.|CBRA|Cobra Trading, Inc.|100
CARB|CARBONITE, INC.|CHAS|Charles Schwab & Co., Inc.|736
CARB|CARBONITE, INC.|CIST|Capital Institutional Services, Inc.|444
CARB|CARBONITE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70667
CARB|CARBONITE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CARB|CARBONITE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6
CARB|CARBONITE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64520
CARB|CARBONITE, INC.|CTDL|Citadel Derivatives Group Llc|32561
CARB|CARBONITE, INC.|CTLR|CUTLER GROUP, LP|100
CARB|CARBONITE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|17474
CARB|CARBONITE, INC.|DBAB|Deutsche Bank Securities Inc.|155341
CARB|CARBONITE, INC.|DBAX|Deutsche Bank Securities Inc.|46300
CARB|CARBONITE, INC.|DBUL|Deutsche Bank Securities Inc.|1800
CARB|CARBONITE, INC.|DEAN|MORGAN STANLEY|2073
CARB|CARBONITE, INC.|DEGS|RONIN PROFESSIONAL LLC|4847
CARB|CARBONITE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4600
CARB|CARBONITE, INC.|EBXL|EBX LLC|33200
CARB|CARBONITE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4253
CARB|CARBONITE, INC.|EDJC|Edward Jones / CDS|70
CARB|CARBONITE, INC.|EDJO|Edward D. Jones & Co., L.P.|473
CARB|CARBONITE, INC.|EGAM|CBOE TRADING, INC.|15940
CARB|CARBONITE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
CARB|CARBONITE, INC.|EGXM|CBOE TRADING, INC.|1393
CARB|CARBONITE, INC.|ESPO|ESPOSITO SECURITIES, LLC|32824
CARB|CARBONITE, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1320
CARB|CARBONITE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41662
CARB|CARBONITE, INC.|ETRS|E*Trade Securities LLC|90547
CARB|CARBONITE, INC.|FBCO|Credit Suisse Securities (USA) LLC|246996
CARB|CARBONITE, INC.|FILL|Tradestation Securities, Inc.|6771
CARB|CARBONITE, INC.|FMAF|NBCN Inc./ CDS|750
CARB|CARBONITE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|136972
CARB|CARBONITE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1628
CARB|CARBONITE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12671
CARB|CARBONITE, INC.|FTBR|Foliofn Investments, Inc.|1252
CARB|CARBONITE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|16870
CARB|CARBONITE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|164
CARB|CARBONITE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|375404
CARB|CARBONITE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|27944
CARB|CARBONITE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3178
CARB|CARBONITE, INC.|GTSZ|GTS SECURITIES LLC|1328
CARB|CARBONITE, INC.|HRBF|American Enterprise Investment Services Inc.|4348
CARB|CARBONITE, INC.|IBKR|Interactive Brokers Llc|35268
CARB|CARBONITE, INC.|ICBX|INSTINET, LLC|8371
CARB|CARBONITE, INC.|IEQY|CITADEL SECURITIES LLC|24652
CARB|CARBONITE, INC.|INCA|INSTINET, LLC|117974
CARB|CARBONITE, INC.|INJX|INSTINET, LLC|5120
CARB|CARBONITE, INC.|ITGI|ITG Inc.|29706
CARB|CARBONITE, INC.|ITGP|ITG INC.|13600
CARB|CARBONITE, INC.|JEFF|JEFFERIES LLC|20797
CARB|CARBONITE, INC.|JMPT|JUMP TRADING, LLC|7967
CARB|CARBONITE, INC.|JONE|JonesTrading|81231
CARB|CARBONITE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|16747
CARB|CARBONITE, INC.|JPMX|J.P. Morgan Securities LLC|160111
CARB|CARBONITE, INC.|KCGM|VIRTU Americas LLC|21974
CARB|CARBONITE, INC.|KING|C. L. King & Associates, Inc.|10211
CARB|CARBONITE, INC.|LEHM|Barclays Capital Inc./Le|3077206
CARB|CARBONITE, INC.|LIME|Lime Brokerage LLC|126794
CARB|CARBONITE, INC.|LOOP|Loop Capital Markets LLC|1724
CARB|CARBONITE, INC.|LQNA|LIQUIDNET, INC.|50600
CARB|CARBONITE, INC.|LSCI|Lek Securities Corporation|100
CARB|CARBONITE, INC.|MAXM|Maxim Group LLC|1838
CARB|CARBONITE, INC.|MICA|Spartan Securities Group, Ltd.|2500
CARB|CARBONITE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29720
CARB|CARBONITE, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|630
CARB|CARBONITE, INC.|MSCO|MORGAN STANLEY & CO. LLC|804071
CARB|CARBONITE, INC.|MSPL|MORGAN STANLEY & CO. LLC|31200
CARB|CARBONITE, INC.|MSTX|MORGAN STANLEY & CO. LLC|36600
CARB|CARBONITE, INC.|NEED|Needham & Company, LLC|11035
CARB|CARBONITE, INC.|NFSC|National Financial Services LLC|224377
CARB|CARBONITE, INC.|NITE|VIRTU Americas LLC|265220
CARB|CARBONITE, INC.|NITP|VIRTU Americas LLC|900
CARB|CARBONITE, INC.|NQRB|Brut, LLC|12136
CARB|CARBONITE, INC.|OPCO|Oppenheimer & Co. Inc.|282917
CARB|CARBONITE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|802
CARB|CARBONITE, INC.|PDQM|CODA MARKETS, INC.|40424
CARB|CARBONITE, INC.|PHLY|NASDAQ Execution Services, LLC|2200
CARB|CARBONITE, INC.|PIPR|Piper Jaffray & Co.|113
CARB|CARBONITE, INC.|PWJC|UBS Financial Services, Inc.|1499
CARB|CARBONITE, INC.|RAJA|Raymond James & Associates, Inc.|1235
CARB|CARBONITE, INC.|SAGW|SAGETRADER, LLC|513
CARB|CARBONITE, INC.|SBSH|Citigroup Global Markets Inc.|50028
CARB|CARBONITE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|53911
CARB|CARBONITE, INC.|SOGO|Wang Investment Associates, Inc.|25
CARB|CARBONITE, INC.|SPDR|SPEEDROUTE LLC|2315
CARB|CARBONITE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|539
CARB|CARBONITE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|250
CARB|CARBONITE, INC.|SWIM|TD Ameritrade, Inc.|29499
CARB|CARBONITE, INC.|SWST|Hilltop Securities Inc.|4156
CARB|CARBONITE, INC.|TKNG|ALLY INVEST SECURITIES LLC|585
CARB|CARBONITE, INC.|TONC|CUTTONE & CO., LLC|3462
CARB|CARBONITE, INC.|TRBT|Tradebot Systems, Inc.|10771
CARB|CARBONITE, INC.|TRCM|TRC MARKETS LLC|84420
CARB|CARBONITE, INC.|TWTT|TASTYWORKS, INC.|100
CARB|CARBONITE, INC.|UBSA|UBS SECURITIES LLC|207110
CARB|CARBONITE, INC.|UBSS|UBS Securities LLC|488616
CARB|CARBONITE, INC.|VALX|VIRTU AMERICAS LLC|3470
CARB|CARBONITE, INC.|VGRD|Vanguard Marketing Corporation|8769
CARB|CARBONITE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|16221
CARB|CARBONITE, INC.|WEDB|WEDBUSH SECURITIES INC.|75
CARB|CARBONITE, INC.|WEED|Weeden & Co.L.P.|2022
CARB|CARBONITE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8359
CARB|CARBONITE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5530
CARB|CARBONITE, INC.|WFPB|Wells Fargo Securities, LLC.|600
CARB|CARBONITE, INC.|WGIF|CIBC World Markets Inc.|1140
CARB|CARBONITE, INC.|WSEA|WOLVERINE SECURITIES, LLC|834
CARB|CARBONITE, INC.|XIST|INSTINET, LLC|14400
CARB|CARBONITE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|33224
CARB|CARBONITE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26812
CARG|CARGURUS CL A CMN|AGIS|Aegis Capital Corp.|3275
CARG|CARGURUS CL A CMN|ALLN|Allen & Company LLC|7087300
CARG|CARGURUS CL A CMN|ALTX|Alternet Securities Inc.|28535
CARG|CARGURUS CL A CMN|APCC|Apex Clearing Corporation|2000
CARG|CARGURUS CL A CMN|BARD|Robert W. Baird & Co. Incorporated|2238
CARG|CARGURUS CL A CMN|BATM|CBOE TRADING, INC.|4068
CARG|CARGURUS CL A CMN|BAYC|BAY CREST PARTNERS, LLC|11677
CARG|CARGURUS CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|25783
CARG|CARGURUS CL A CMN|BGCE|BGC Financial Inc.|6249
CARG|CARGURUS CL A CMN|BIDS|BIDS TRADING L.P.|19200
CARG|CARGURUS CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6033
CARG|CARGURUS CL A CMN|BMOC|BMO Capital Markets Corp.|3709
CARG|CARGURUS CL A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|4489
CARG|CARGURUS CL A CMN|BTIG|BTIG, LLC|12499
CARG|CARGURUS CL A CMN|BYXM|CBOE TRADING, INC.|4321
CARG|CARGURUS CL A CMN|CANT|Cantor Fitzgerald & Co.|186
CARG|CARGURUS CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|156995
CARG|CARGURUS CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29825
CARG|CARGURUS CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|353341
CARG|CARGURUS CL A CMN|CSIN|Citadel Securities Institutional LLC|16000
CARG|CARGURUS CL A CMN|CTDL|Citadel Derivatives Group Llc|36318
CARG|CARGURUS CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|96228
CARG|CARGURUS CL A CMN|DBAB|Deutsche Bank Securities Inc.|991195
CARG|CARGURUS CL A CMN|DBAX|Deutsche Bank Securities Inc.|297000
CARG|CARGURUS CL A CMN|DEAN|MORGAN STANLEY|2423
CARG|CARGURUS CL A CMN|DEGS|RONIN PROFESSIONAL LLC|12862
CARG|CARGURUS CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6100
CARG|CARGURUS CL A CMN|DRWK|DRW SECURITIES, L.L.C.|40255
CARG|CARGURUS CL A CMN|EBXL|EBX LLC|236000
CARG|CARGURUS CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|775
CARG|CARGURUS CL A CMN|EDJO|Edward D. Jones & Co., L.P.|4100
CARG|CARGURUS CL A CMN|EGAM|CBOE TRADING, INC.|35157
CARG|CARGURUS CL A CMN|EGAW|CBOE TRADING, INC.|132
CARG|CARGURUS CL A CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
CARG|CARGURUS CL A CMN|EGXM|CBOE TRADING, INC.|4680
CARG|CARGURUS CL A CMN|EGXW|CBOE TRADING, INC.|94
CARG|CARGURUS CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|25759
CARG|CARGURUS CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24510
CARG|CARGURUS CL A CMN|ETRS|E*Trade Securities LLC|28862
CARG|CARGURUS CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|368619
CARG|CARGURUS CL A CMN|FILL|Tradestation Securities, Inc.|450
CARG|CARGURUS CL A CMN|FMAF|NBCN Inc./ CDS|2768
CARG|CARGURUS CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|49151
CARG|CARGURUS CL A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|45906
CARG|CARGURUS CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|287646
CARG|CARGURUS CL A CMN|FTBR|Foliofn Investments, Inc.|657
CARG|CARGURUS CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|8971
CARG|CARGURUS CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|116355
CARG|CARGURUS CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|2970190
CARG|CARGURUS CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|6076
CARG|CARGURUS CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|4249
CARG|CARGURUS CL A CMN|GTSZ|GTS SECURITIES LLC|24238
CARG|CARGURUS CL A CMN|HRBF|American Enterprise Investment Services Inc.|8056
CARG|CARGURUS CL A CMN|HSBC|HSBC Securities, Inc.|200
CARG|CARGURUS CL A CMN|IATS|INTERACTIVE BROKERS LLC|13299
CARG|CARGURUS CL A CMN|IBKR|Interactive Brokers Llc|97916
CARG|CARGURUS CL A CMN|ICBX|INSTINET, LLC|32706
CARG|CARGURUS CL A CMN|IEQY|CITADEL SECURITIES LLC|18278
CARG|CARGURUS CL A CMN|INCA|INSTINET, LLC|480377
CARG|CARGURUS CL A CMN|INJX|INSTINET, LLC|19872
CARG|CARGURUS CL A CMN|ITGI|ITG Inc.|2086160
CARG|CARGURUS CL A CMN|ITGP|ITG INC.|226400
CARG|CARGURUS CL A CMN|JANY|Janney Montgomery Scott Inc.|4857
CARG|CARGURUS CL A CMN|JEFF|JEFFERIES LLC|62337
CARG|CARGURUS CL A CMN|JMPT|JUMP TRADING, LLC|110977
CARG|CARGURUS CL A CMN|JONE|JonesTrading|88765
CARG|CARGURUS CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|30424
CARG|CARGURUS CL A CMN|JPMX|J.P. Morgan Securities LLC|318636
CARG|CARGURUS CL A CMN|JSJX|JANE STREET CAPITAL LLC|13851
CARG|CARGURUS CL A CMN|KCGM|VIRTU Americas LLC|25934
CARG|CARGURUS CL A CMN|LEHM|Barclays Capital Inc./Le|1648257
CARG|CARGURUS CL A CMN|LIME|Lime Brokerage LLC|315987
CARG|CARGURUS CL A CMN|LMGP|LIME BROKERAGE LLC|5250
CARG|CARGURUS CL A CMN|LOOP|Loop Capital Markets LLC|7339
CARG|CARGURUS CL A CMN|LQNA|LIQUIDNET, INC.|41000
CARG|CARGURUS CL A CMN|LSCI|Lek Securities Corporation|717
CARG|CARGURUS CL A CMN|LVMR|LIVERMORE TRADING GROUP, INC.|8170
CARG|CARGURUS CL A CMN|MACQ|Macquarie Capital (USA) Inc.|4570
CARG|CARGURUS CL A CMN|MAXM|Maxim Group LLC|9732
CARG|CARGURUS CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|197986
CARG|CARGURUS CL A CMN|MOTF|MOTIF INVESTING, INC.|1
CARG|CARGURUS CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|3686807
CARG|CARGURUS CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|366600
CARG|CARGURUS CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|253100
CARG|CARGURUS CL A CMN|NFSC|National Financial Services LLC|305463
CARG|CARGURUS CL A CMN|NITE|VIRTU Americas LLC|338281
CARG|CARGURUS CL A CMN|NITP|VIRTU Americas LLC|2900
CARG|CARGURUS CL A CMN|NQRB|Brut, LLC|34002
CARG|CARGURUS CL A CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2157
CARG|CARGURUS CL A CMN|PDQM|CODA MARKETS, INC.|183957
CARG|CARGURUS CL A CMN|PNSR|Penserra Securities, LLC|40554
CARG|CARGURUS CL A CMN|PWJC|UBS Financial Services, Inc.|6200
CARG|CARGURUS CL A CMN|QMSR|QUATTRO M SECURITIES INC.|12842
CARG|CARGURUS CL A CMN|RAJA|Raymond James & Associates, Inc.|6208
CARG|CARGURUS CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|1039
CARG|CARGURUS CL A CMN|SAGL|SAGETRADER, LLC|8392
CARG|CARGURUS CL A CMN|SALI|INTL FCSTONE FINANCIAL INC.|3304
CARG|CARGURUS CL A CMN|SBSH|Citigroup Global Markets Inc.|230546
CARG|CARGURUS CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|240050
CARG|CARGURUS CL A CMN|SPDR|SPEEDROUTE LLC|9937
CARG|CARGURUS CL A CMN|SWIM|TD Ameritrade, Inc.|11015
CARG|CARGURUS CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|825
CARG|CARGURUS CL A CMN|TOUR|TOURMALINE PARTNERS, LLC|66699
CARG|CARGURUS CL A CMN|TRBT|Tradebot Systems, Inc.|402039
CARG|CARGURUS CL A CMN|TRCM|TRC MARKETS LLC|142375
CARG|CARGURUS CL A CMN|UBSS|UBS Securities LLC|2743681
CARG|CARGURUS CL A CMN|VALX|VIRTU AMERICAS LLC|15173
CARG|CARGURUS CL A CMN|VGRD|Vanguard Marketing Corporation|31585
CARG|CARGURUS CL A CMN|VNDM|Wall Street Access|2500
CARG|CARGURUS CL A CMN|WBLR|WILLIAM BLAIR|6305
CARG|CARGURUS CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|305241
CARG|CARGURUS CL A CMN|WDNX|WEEDEN & CO.L.P.|1174
CARG|CARGURUS CL A CMN|WEDB|WEDBUSH SECURITIES INC.|10500
CARG|CARGURUS CL A CMN|WEED|Weeden & Co.L.P.|1166
CARG|CARGURUS CL A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4948
CARG|CARGURUS CL A CMN|WGIF|CIBC World Markets Inc.|150
CARG|CARGURUS CL A CMN|WORD|Worden Capital Management LLC|525
CARG|CARGURUS CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|6338
CARG|CARGURUS CL A CMN|XIST|INSTINET, LLC|4000
CARG|CARGURUS CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|38536
CARG|CARGURUS CL A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|8191
CARG|CARGURUS CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
CARO|CAROLINA FINACL CMN|ALTX|Alternet Securities Inc.|4300
CARO|CAROLINA FINACL CMN|APCC|Apex Clearing Corporation|60
CARO|CAROLINA FINACL CMN|BARD|Robert W. Baird & Co. Incorporated|7873
CARO|CAROLINA FINACL CMN|BATM|CBOE TRADING, INC.|254
CARO|CAROLINA FINACL CMN|BAYT|BTIG, LLC|100
CARO|CAROLINA FINACL CMN|BERN|Sanford C. Bernstein & Co., LLC|8034
CARO|CAROLINA FINACL CMN|BIDS|BIDS TRADING L.P.|5180
CARO|CAROLINA FINACL CMN|BMOC|BMO Capital Markets Corp.|3071
CARO|CAROLINA FINACL CMN|BNKS|Fig Partners, LLC|12029
CARO|CAROLINA FINACL CMN|BNPX|BNP PARIBAS SECURITIES CORP.|3031
CARO|CAROLINA FINACL CMN|BTIG|BTIG, LLC|8324
CARO|CAROLINA FINACL CMN|BYXM|CBOE TRADING, INC.|345
CARO|CAROLINA FINACL CMN|CANT|Cantor Fitzgerald & Co.|204
CARO|CAROLINA FINACL CMN|CHAS|Charles Schwab & Co., Inc.|29
CARO|CAROLINA FINACL CMN|CIST|Capital Institutional Services, Inc.|18042
CARO|CAROLINA FINACL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55443
CARO|CAROLINA FINACL CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3300
CARO|CAROLINA FINACL CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3932
CARO|CAROLINA FINACL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53983
CARO|CAROLINA FINACL CMN|CTDL|Citadel Derivatives Group Llc|3501
CARO|CAROLINA FINACL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5948
CARO|CAROLINA FINACL CMN|DBAB|Deutsche Bank Securities Inc.|126129
CARO|CAROLINA FINACL CMN|DBAX|Deutsche Bank Securities Inc.|55200
CARO|CAROLINA FINACL CMN|DEAN|MORGAN STANLEY|1841
CARO|CAROLINA FINACL CMN|DEGS|RONIN PROFESSIONAL LLC|2484
CARO|CAROLINA FINACL CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|389
CARO|CAROLINA FINACL CMN|EBXL|EBX LLC|36300
CARO|CAROLINA FINACL CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5367
CARO|CAROLINA FINACL CMN|EDJO|Edward D. Jones & Co., L.P.|735
CARO|CAROLINA FINACL CMN|EGAM|CBOE TRADING, INC.|1272
CARO|CAROLINA FINACL CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1410
CARO|CAROLINA FINACL CMN|EGXM|CBOE TRADING, INC.|1455
CARO|CAROLINA FINACL CMN|EGXW|CBOE TRADING, INC.|100
CARO|CAROLINA FINACL CMN|ETBE|Electronic Transaction Clearing, Inc.|2954
CARO|CAROLINA FINACL CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2280
CARO|CAROLINA FINACL CMN|ETRS|E*Trade Securities LLC|497
CARO|CAROLINA FINACL CMN|FBCO|Credit Suisse Securities (USA) LLC|150693
CARO|CAROLINA FINACL CMN|FMAF|NBCN Inc./ CDS|2079
CARO|CAROLINA FINACL CMN|FOMA|TD AMERITRADE CLEARING, INC.|60331
CARO|CAROLINA FINACL CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|155
CARO|CAROLINA FINACL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32722
CARO|CAROLINA FINACL CMN|FTBR|Foliofn Investments, Inc.|1145
CARO|CAROLINA FINACL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7527
CARO|CAROLINA FINACL CMN|GLPX|ACS EXECUTION SERVICES, LLC|3345
CARO|CAROLINA FINACL CMN|GSCO|GOLDMAN SACHS & CO. LLC|262892
CARO|CAROLINA FINACL CMN|GSCS|GOLDMAN SACHS & CO. LLC|1039
CARO|CAROLINA FINACL CMN|GSLT|GOLDMAN SACHS & CO. LLC|497
CARO|CAROLINA FINACL CMN|GTSZ|GTS SECURITIES LLC|20957
CARO|CAROLINA FINACL CMN|HRBF|American Enterprise Investment Services Inc.|240
CARO|CAROLINA FINACL CMN|IATS|INTERACTIVE BROKERS LLC|2350
CARO|CAROLINA FINACL CMN|IBKR|Interactive Brokers Llc|24293
CARO|CAROLINA FINACL CMN|ICBX|INSTINET, LLC|4500
CARO|CAROLINA FINACL CMN|IEQY|CITADEL SECURITIES LLC|28262
CARO|CAROLINA FINACL CMN|INCA|INSTINET, LLC|61278
CARO|CAROLINA FINACL CMN|INJX|INSTINET, LLC|11133
CARO|CAROLINA FINACL CMN|ITGI|ITG Inc.|27599
CARO|CAROLINA FINACL CMN|ITGP|ITG INC.|26000
CARO|CAROLINA FINACL CMN|JANY|Janney Montgomery Scott Inc.|807
CARO|CAROLINA FINACL CMN|JEFF|JEFFERIES LLC|20441
CARO|CAROLINA FINACL CMN|JMPT|JUMP TRADING, LLC|12125
CARO|CAROLINA FINACL CMN|JONE|JonesTrading|1600
CARO|CAROLINA FINACL CMN|JPBX|J.P. MORGAN SECURITIES LLC|16966
CARO|CAROLINA FINACL CMN|JPMX|J.P. Morgan Securities LLC|63539
CARO|CAROLINA FINACL CMN|JSJX|JANE STREET CAPITAL LLC|4134
CARO|CAROLINA FINACL CMN|KBWI|Keefe, Bruyette & Woods, Inc.|28308
CARO|CAROLINA FINACL CMN|KCGM|VIRTU Americas LLC|9775
CARO|CAROLINA FINACL CMN|LEHM|Barclays Capital Inc./Le|223249
CARO|CAROLINA FINACL CMN|LIME|Lime Brokerage LLC|89616
CARO|CAROLINA FINACL CMN|LMGP|LIME BROKERAGE LLC|2868
CARO|CAROLINA FINACL CMN|LOOP|Loop Capital Markets LLC|5180
CARO|CAROLINA FINACL CMN|LQNA|LIQUIDNET, INC.|5000
CARO|CAROLINA FINACL CMN|LVMR|LIVERMORE TRADING GROUP, INC.|5820
CARO|CAROLINA FINACL CMN|MAXM|Maxim Group LLC|2050
CARO|CAROLINA FINACL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24700
CARO|CAROLINA FINACL CMN|MOTF|MOTIF INVESTING, INC.|4
CARO|CAROLINA FINACL CMN|MSCO|MORGAN STANLEY & CO. LLC|798047
CARO|CAROLINA FINACL CMN|MSPL|MORGAN STANLEY & CO. LLC|58800
CARO|CAROLINA FINACL CMN|MSTX|MORGAN STANLEY & CO. LLC|7200
CARO|CAROLINA FINACL CMN|NFSC|National Financial Services LLC|10829
CARO|CAROLINA FINACL CMN|NITE|VIRTU Americas LLC|121899
CARO|CAROLINA FINACL CMN|NITP|VIRTU Americas LLC|3152
CARO|CAROLINA FINACL CMN|NQRB|Brut, LLC|9577
CARO|CAROLINA FINACL CMN|OPCO|Oppenheimer & Co. Inc.|76
CARO|CAROLINA FINACL CMN|PDQM|CODA MARKETS, INC.|5540
CARO|CAROLINA FINACL CMN|PWJC|UBS Financial Services, Inc.|365
CARO|CAROLINA FINACL CMN|RAJA|Raymond James & Associates, Inc.|110907
CARO|CAROLINA FINACL CMN|RBCM|RBC CAPITAL MARKETS, LLC|101
CARO|CAROLINA FINACL CMN|SAGL|SAGETRADER, LLC|100
CARO|CAROLINA FINACL CMN|SBSH|Citigroup Global Markets Inc.|76140
CARO|CAROLINA FINACL CMN|SDLR|Sandler, O'Neill & Partners, L.P.|12
CARO|CAROLINA FINACL CMN|SGMT|GOLDMAN SACHS & CO. LLC|21015
CARO|CAROLINA FINACL CMN|SPDR|SPEEDROUTE LLC|4907
CARO|CAROLINA FINACL CMN|SPTD|MINT GLOBAL MARKETS, INC.|12634
CARO|CAROLINA FINACL CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1337
CARO|CAROLINA FINACL CMN|SWIM|TD Ameritrade, Inc.|7704
CARO|CAROLINA FINACL CMN|TKNG|ALLY INVEST SECURITIES LLC|409
CARO|CAROLINA FINACL CMN|TRBT|Tradebot Systems, Inc.|40019
CARO|CAROLINA FINACL CMN|TRCM|TRC MARKETS LLC|78241
CARO|CAROLINA FINACL CMN|UBSA|UBS SECURITIES LLC|154047
CARO|CAROLINA FINACL CMN|UBSS|UBS Securities LLC|331506
CARO|CAROLINA FINACL CMN|VALX|VIRTU AMERICAS LLC|6677
CARO|CAROLINA FINACL CMN|VGRD|Vanguard Marketing Corporation|349
CARO|CAROLINA FINACL CMN|WCHV|WELLS FARGO SECURITIES, LLC|12653
CARO|CAROLINA FINACL CMN|WEED|Weeden & Co.L.P.|1936
CARO|CAROLINA FINACL CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|314
CARO|CAROLINA FINACL CMN|WSEA|WOLVERINE SECURITIES, LLC|501
CARO|CAROLINA FINACL CMN|XIST|INSTINET, LLC|12400
CARO|CAROLINA FINACL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CARO|CAROLINA FINACL CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|819
CARO|CAROLINA FINACL CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2662
CARS|CARS.COM INC.|ADAM|CANACCORD GENUITY INC.|59331
CARS|CARS.COM INC.|ALTX|Alternet Securities Inc.|11000
CARS|CARS.COM INC.|ANOS|ABEL/NOSER, L.L.C.|2317
CARS|CARS.COM INC.|APCC|Apex Clearing Corporation|317
CARS|CARS.COM INC.|AQUA|AQUA SECURITIES L.P.|76400
CARS|CARS.COM INC.|BARD|Robert W. Baird & Co. Incorporated|1432
CARS|CARS.COM INC.|BATM|CBOE TRADING, INC.|3505
CARS|CARS.COM INC.|BAYT|BTIG, LLC|200
CARS|CARS.COM INC.|BBNT|BB&T SECURITIES, LLC|19
CARS|CARS.COM INC.|BERN|Sanford C. Bernstein & Co., LLC|2945
CARS|CARS.COM INC.|BIAD|SAGETRADER, LLC|1309
CARS|CARS.COM INC.|BIDS|BIDS TRADING L.P.|100
CARS|CARS.COM INC.|BIMI|Banca IMI Securities Corp.|2500
CARS|CARS.COM INC.|BKCM|BNY Mellon Capital Markets LLC|17156
CARS|CARS.COM INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6187
CARS|CARS.COM INC.|BLKX|INSTINET, LLC|92600
CARS|CARS.COM INC.|BNPX|BNP PARIBAS SECURITIES CORP.|8985
CARS|CARS.COM INC.|BRVL|BLAYLOCK VAN, LLC|1700
CARS|CARS.COM INC.|BTIG|BTIG, LLC|1088112
CARS|CARS.COM INC.|BYXM|CBOE TRADING, INC.|455
CARS|CARS.COM INC.|CANT|Cantor Fitzgerald & Co.|61206
CARS|CARS.COM INC.|CHAS|Charles Schwab & Co., Inc.|350
CARS|CARS.COM INC.|CHLM|Craig-Hallum Capital Group LLC|100
CARS|CARS.COM INC.|CIST|Capital Institutional Services, Inc.|4259
CARS|CARS.COM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|148190
CARS|CARS.COM INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
CARS|CARS.COM INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
CARS|CARS.COM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|575524
CARS|CARS.COM INC.|CTDL|Citadel Derivatives Group Llc|5206
CARS|CARS.COM INC.|CTLR|CUTLER GROUP, LP|5204
CARS|CARS.COM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|35850
CARS|CARS.COM INC.|DBAB|Deutsche Bank Securities Inc.|117372
CARS|CARS.COM INC.|DBAX|Deutsche Bank Securities Inc.|207600
CARS|CARS.COM INC.|DEAN|MORGAN STANLEY|1918
CARS|CARS.COM INC.|DEGS|RONIN PROFESSIONAL LLC|16450
CARS|CARS.COM INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
CARS|CARS.COM INC.|DRWC|DRW SECURITIES, L.L.C.|100
CARS|CARS.COM INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|68961
CARS|CARS.COM INC.|EBXL|EBX LLC|243800
CARS|CARS.COM INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4327
CARS|CARS.COM INC.|EDJO|Edward D. Jones & Co., L.P.|1401
CARS|CARS.COM INC.|EGAM|CBOE TRADING, INC.|12853
CARS|CARS.COM INC.|EGAW|CBOE TRADING, INC.|100
CARS|CARS.COM INC.|EGMT|EG MARKET TECHNOLOGIES LLC|600
CARS|CARS.COM INC.|EGXM|CBOE TRADING, INC.|7509
CARS|CARS.COM INC.|ELEV|ELEVATION, LLC|10189
CARS|CARS.COM INC.|ETBE|Electronic Transaction Clearing, Inc.|13267
CARS|CARS.COM INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
CARS|CARS.COM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9433
CARS|CARS.COM INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|822
CARS|CARS.COM INC.|ETRS|E*Trade Securities LLC|53360
CARS|CARS.COM INC.|FBSB|U.S. Bancorp Investments, Inc.|16
CARS|CARS.COM INC.|FILL|Tradestation Securities, Inc.|1303
CARS|CARS.COM INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19716
CARS|CARS.COM INC.|FQLS|Quantlab Securities LP|233648
CARS|CARS.COM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186223
CARS|CARS.COM INC.|FTBR|Foliofn Investments, Inc.|5115
CARS|CARS.COM INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|8156
CARS|CARS.COM INC.|GLIS|TD Securities Inc|584
CARS|CARS.COM INC.|GLPX|ACS EXECUTION SERVICES, LLC|246405
CARS|CARS.COM INC.|GSCO|GOLDMAN SACHS & CO. LLC|865276
CARS|CARS.COM INC.|GSCS|GOLDMAN SACHS & CO. LLC|118891
CARS|CARS.COM INC.|GSLT|GOLDMAN SACHS & CO. LLC|16059
CARS|CARS.COM INC.|GTSZ|GTS SECURITIES LLC|50177
CARS|CARS.COM INC.|HRBF|American Enterprise Investment Services Inc.|6919
CARS|CARS.COM INC.|HSBC|HSBC Securities, Inc.|22380
CARS|CARS.COM INC.|IATS|INTERACTIVE BROKERS LLC|4125
CARS|CARS.COM INC.|IBKR|Interactive Brokers Llc|10238
CARS|CARS.COM INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
CARS|CARS.COM INC.|ICBX|INSTINET, LLC|77758
CARS|CARS.COM INC.|IEQY|CITADEL SECURITIES LLC|60612
CARS|CARS.COM INC.|INCA|INSTINET, LLC|290824
CARS|CARS.COM INC.|INJX|INSTINET, LLC|17515
CARS|CARS.COM INC.|ITGI|ITG Inc.|335249
CARS|CARS.COM INC.|ITGP|ITG INC.|462400
CARS|CARS.COM INC.|JANY|Janney Montgomery Scott Inc.|1000
CARS|CARS.COM INC.|JEFF|JEFFERIES LLC|147249
CARS|CARS.COM INC.|JMPT|JUMP TRADING, LLC|45003
CARS|CARS.COM INC.|JPBX|J.P. MORGAN SECURITIES LLC|29377
CARS|CARS.COM INC.|JPMX|J.P. Morgan Securities LLC|387359
CARS|CARS.COM INC.|JSJX|JANE STREET CAPITAL LLC|30041
CARS|CARS.COM INC.|KCGM|VIRTU Americas LLC|50326
CARS|CARS.COM INC.|LEHM|Barclays Capital Inc./Le|442106
CARS|CARS.COM INC.|LIME|Lime Brokerage LLC|18781
CARS|CARS.COM INC.|LOOP|Loop Capital Markets LLC|3211
CARS|CARS.COM INC.|LQNA|LIQUIDNET, INC.|379900
CARS|CARS.COM INC.|LSCI|Lek Securities Corporation|4938
CARS|CARS.COM INC.|MACQ|Macquarie Capital (USA) Inc.|100
CARS|CARS.COM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|119696
CARS|CARS.COM INC.|MOTF|MOTIF INVESTING, INC.|12
CARS|CARS.COM INC.|MSCO|MORGAN STANLEY & CO. LLC|892453
CARS|CARS.COM INC.|MSPL|MORGAN STANLEY & CO. LLC|384900
CARS|CARS.COM INC.|MSTX|MORGAN STANLEY & CO. LLC|197500
CARS|CARS.COM INC.|NATL|National Securities Corporation|700
CARS|CARS.COM INC.|NEED|Needham & Company, LLC|50398
CARS|CARS.COM INC.|NFSC|National Financial Services LLC|101729
CARS|CARS.COM INC.|NITE|VIRTU Americas LLC|368411
CARS|CARS.COM INC.|NITP|VIRTU Americas LLC|550
CARS|CARS.COM INC.|NQRB|Brut, LLC|11246
CARS|CARS.COM INC.|NTBF|BMO Nesbitt Burns Inc./CDS|50
CARS|CARS.COM INC.|NTRC|Northern Trust Securities, Inc.|1295
CARS|CARS.COM INC.|OPCO|Oppenheimer & Co. Inc.|4345
CARS|CARS.COM INC.|PDQM|CODA MARKETS, INC.|124459
CARS|CARS.COM INC.|PICT|Pictet Overseas Inc.|28497
CARS|CARS.COM INC.|QMSR|QUATTRO M SECURITIES INC.|51
CARS|CARS.COM INC.|RBCM|RBC CAPITAL MARKETS, LLC|2148
CARS|CARS.COM INC.|SAGL|SAGETRADER, LLC|3976
CARS|CARS.COM INC.|SBSH|Citigroup Global Markets Inc.|53668
CARS|CARS.COM INC.|SEIC|SEI Investments Distribution Co.|200
CARS|CARS.COM INC.|SGMT|GOLDMAN SACHS & CO. LLC|90344
CARS|CARS.COM INC.|SPDR|SPEEDROUTE LLC|9322
CARS|CARS.COM INC.|SPHN|Stephens Inc.|5536
CARS|CARS.COM INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
CARS|CARS.COM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|77028
CARS|CARS.COM INC.|STKP|STOCKPILE INVESTMENTS, INC.|6
CARS|CARS.COM INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2095
CARS|CARS.COM INC.|SWIM|TD Ameritrade, Inc.|258584
CARS|CARS.COM INC.|SWST|Hilltop Securities Inc.|1975
CARS|CARS.COM INC.|TKNG|ALLY INVEST SECURITIES LLC|2356
CARS|CARS.COM INC.|TRBT|Tradebot Systems, Inc.|205301
CARS|CARS.COM INC.|TRCM|TRC MARKETS LLC|54391
CARS|CARS.COM INC.|UBSA|UBS SECURITIES LLC|545331
CARS|CARS.COM INC.|UBSS|UBS Securities LLC|637732
CARS|CARS.COM INC.|VALX|VIRTU AMERICAS LLC|9000
CARS|CARS.COM INC.|VGRD|Vanguard Marketing Corporation|2019
CARS|CARS.COM INC.|WBLR|WILLIAM BLAIR|55
CARS|CARS.COM INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1795
CARS|CARS.COM INC.|WCHV|WELLS FARGO SECURITIES, LLC|1076838
CARS|CARS.COM INC.|WDNX|WEEDEN & CO.L.P.|1082
CARS|CARS.COM INC.|WEDB|WEDBUSH SECURITIES INC.|4670
CARS|CARS.COM INC.|WEED|Weeden & Co.L.P.|2200
CARS|CARS.COM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4315
CARS|CARS.COM INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44067
CARS|CARS.COM INC.|WGIF|CIBC World Markets Inc.|100
CARS|CARS.COM INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|128
CARS|CARS.COM INC.|WSEA|WOLVERINE SECURITIES, LLC|2885
CARS|CARS.COM INC.|XIST|INSTINET, LLC|71200
CARS|CARS.COM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|41968
CARS|CARS.COM INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|10638
CARS|CARS.COM INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|660
CART|Carolina Trust BancShares|BNKS|Fig Partners, LLC|1168
CART|Carolina Trust BancShares|CANT|Cantor Fitzgerald & Co.|6546
CART|Carolina Trust BancShares|CMPT|Compass Point Research & Trading, LLC|50000
CART|Carolina Trust BancShares|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112
CART|Carolina Trust BancShares|CTDL|Citadel Derivatives Group Llc|313
CART|Carolina Trust BancShares|DBAB|Deutsche Bank Securities Inc.|192
CART|Carolina Trust BancShares|EBXL|EBX LLC|100
CART|Carolina Trust BancShares|EDJO|Edward D. Jones & Co., L.P.|841
CART|Carolina Trust BancShares|EGAM|CBOE TRADING, INC.|162
CART|Carolina Trust BancShares|FBCO|Credit Suisse Securities (USA) LLC|472
CART|Carolina Trust BancShares|FOMA|TD AMERITRADE CLEARING, INC.|2253
CART|Carolina Trust BancShares|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|664
CART|Carolina Trust BancShares|FTBR|Foliofn Investments, Inc.|1
CART|Carolina Trust BancShares|GEBB|GLOBAL EXECUTION BROKERS, LP|150
CART|Carolina Trust BancShares|GSCO|GOLDMAN SACHS & CO. LLC|2051
CART|Carolina Trust BancShares|IATS|INTERACTIVE BROKERS LLC|100
CART|Carolina Trust BancShares|IBKR|Interactive Brokers Llc|341
CART|Carolina Trust BancShares|INCA|INSTINET, LLC|100
CART|Carolina Trust BancShares|INJX|INSTINET, LLC|1839
CART|Carolina Trust BancShares|JPMX|J.P. Morgan Securities LLC|1556
CART|Carolina Trust BancShares|KCGM|VIRTU Americas LLC|110
CART|Carolina Trust BancShares|LEHM|Barclays Capital Inc./Le|406
CART|Carolina Trust BancShares|LIME|Lime Brokerage LLC|5239
CART|Carolina Trust BancShares|MSCO|MORGAN STANLEY & CO. LLC|3647
CART|Carolina Trust BancShares|NFSC|National Financial Services LLC|5618
CART|Carolina Trust BancShares|NITE|VIRTU Americas LLC|36138
CART|Carolina Trust BancShares|OPCO|Oppenheimer & Co. Inc.|345
CART|Carolina Trust BancShares|RAJA|Raymond James & Associates, Inc.|500
CART|Carolina Trust BancShares|RBCM|RBC CAPITAL MARKETS, LLC|19400
CART|Carolina Trust BancShares|SGMT|GOLDMAN SACHS & CO. LLC|11
CART|Carolina Trust BancShares|SWIM|TD Ameritrade, Inc.|684
CART|Carolina Trust BancShares|TRCM|TRC MARKETS LLC|1074
CART|Carolina Trust BancShares|UBSA|UBS SECURITIES LLC|1682
CART|Carolina Trust BancShares|UBSS|UBS Securities LLC|6953
CART|Carolina Trust BancShares|WCHV|WELLS FARGO SECURITIES, LLC|4207
CART|Carolina Trust BancShares|WSEA|WOLVERINE SECURITIES, LLC|5
CARV|CARVER BANCORP|APCC|Apex Clearing Corporation|5303
CARV|CARVER BANCORP|BATM|CBOE TRADING, INC.|616
CARV|CARVER BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|165
CARV|CARVER BANCORP|BYXM|CBOE TRADING, INC.|99
CARV|CARVER BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|301
CARV|CARVER BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
CARV|CARVER BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
CARV|CARVER BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1499
CARV|CARVER BANCORP|CTDL|Citadel Derivatives Group Llc|30
CARV|CARVER BANCORP|DBAB|Deutsche Bank Securities Inc.|2080
CARV|CARVER BANCORP|DBAX|Deutsche Bank Securities Inc.|1400
CARV|CARVER BANCORP|DBUL|Deutsche Bank Securities Inc.|201
CARV|CARVER BANCORP|DEGS|RONIN PROFESSIONAL LLC|1214
CARV|CARVER BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
CARV|CARVER BANCORP|EBXL|EBX LLC|900
CARV|CARVER BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
CARV|CARVER BANCORP|EGAM|CBOE TRADING, INC.|125
CARV|CARVER BANCORP|EGXM|CBOE TRADING, INC.|100
CARV|CARVER BANCORP|ETBE|Electronic Transaction Clearing, Inc.|40
CARV|CARVER BANCORP|ETRS|E*Trade Securities LLC|32452
CARV|CARVER BANCORP|FBCO|Credit Suisse Securities (USA) LLC|5688
CARV|CARVER BANCORP|FILL|Tradestation Securities, Inc.|211
CARV|CARVER BANCORP|FMAF|NBCN Inc./ CDS|1150
CARV|CARVER BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|55747
CARV|CARVER BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
CARV|CARVER BANCORP|FTBR|Foliofn Investments, Inc.|2
CARV|CARVER BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|301
CARV|CARVER BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|1999
CARV|CARVER BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|200
CARV|CARVER BANCORP|GTSZ|GTS SECURITIES LLC|4196
CARV|CARVER BANCORP|IATS|INTERACTIVE BROKERS LLC|2900
CARV|CARVER BANCORP|IBKR|Interactive Brokers Llc|26931
CARV|CARVER BANCORP|ICBX|INSTINET, LLC|300
CARV|CARVER BANCORP|INCA|INSTINET, LLC|5332
CARV|CARVER BANCORP|ITGI|ITG Inc.|825
CARV|CARVER BANCORP|ITGP|ITG INC.|1400
CARV|CARVER BANCORP|JPMX|J.P. Morgan Securities LLC|4358
CARV|CARVER BANCORP|JSJX|JANE STREET CAPITAL LLC|1
CARV|CARVER BANCORP|KCGM|VIRTU Americas LLC|145
CARV|CARVER BANCORP|LEHM|Barclays Capital Inc./Le|2204
CARV|CARVER BANCORP|LIME|Lime Brokerage LLC|7276
CARV|CARVER BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CARV|CARVER BANCORP|MSCO|MORGAN STANLEY & CO. LLC|20142
CARV|CARVER BANCORP|NFSC|National Financial Services LLC|63520
CARV|CARVER BANCORP|NITE|VIRTU Americas LLC|90613
CARV|CARVER BANCORP|NQRB|Brut, LLC|17
CARV|CARVER BANCORP|PDQM|CODA MARKETS, INC.|3997
CARV|CARVER BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|33
CARV|CARVER BANCORP|SAGL|SAGETRADER, LLC|400
CARV|CARVER BANCORP|SBSH|Citigroup Global Markets Inc.|1720
CARV|CARVER BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|848
CARV|CARVER BANCORP|SPTD|MINT GLOBAL MARKETS, INC.|100
CARV|CARVER BANCORP|SWIM|TD Ameritrade, Inc.|22295
CARV|CARVER BANCORP|TKNG|ALLY INVEST SECURITIES LLC|600
CARV|CARVER BANCORP|TRCM|TRC MARKETS LLC|864
CARV|CARVER BANCORP|TWTT|TASTYWORKS, INC.|299
CARV|CARVER BANCORP|UBSA|UBS SECURITIES LLC|3027
CARV|CARVER BANCORP|UBSS|UBS Securities LLC|4600
CARV|CARVER BANCORP|VGRD|Vanguard Marketing Corporation|938
CARV|CARVER BANCORP|VSIN|Vision Financial Markets Llc|1600
CARV|CARVER BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|1255
CARV|CARVER BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|108
CARV|CARVER BANCORP|WSEA|WOLVERINE SECURITIES, LLC|156
CARV|CARVER BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|147
CARZ|FRSTTRST NQ GBL AUTO|APCC|Apex Clearing Corporation|29
CARZ|FRSTTRST NQ GBL AUTO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
CARZ|FRSTTRST NQ GBL AUTO|CANT|Cantor Fitzgerald & Co.|180
CARZ|FRSTTRST NQ GBL AUTO|CHAS|Charles Schwab & Co., Inc.|3
CARZ|FRSTTRST NQ GBL AUTO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2521
CARZ|FRSTTRST NQ GBL AUTO|CTDL|Citadel Derivatives Group Llc|5521
CARZ|FRSTTRST NQ GBL AUTO|DBAX|Deutsche Bank Securities Inc.|400
CARZ|FRSTTRST NQ GBL AUTO|DEAN|MORGAN STANLEY|300
CARZ|FRSTTRST NQ GBL AUTO|EBXL|EBX LLC|500
CARZ|FRSTTRST NQ GBL AUTO|EDJO|Edward D. Jones & Co., L.P.|100
CARZ|FRSTTRST NQ GBL AUTO|ETRS|E*Trade Securities LLC|664
CARZ|FRSTTRST NQ GBL AUTO|FBCO|Credit Suisse Securities (USA) LLC|1502
CARZ|FRSTTRST NQ GBL AUTO|FOMA|TD AMERITRADE CLEARING, INC.|2665
CARZ|FRSTTRST NQ GBL AUTO|FTBR|Foliofn Investments, Inc.|1
CARZ|FRSTTRST NQ GBL AUTO|GSCO|GOLDMAN SACHS & CO. LLC|5500
CARZ|FRSTTRST NQ GBL AUTO|IATS|INTERACTIVE BROKERS LLC|27
CARZ|FRSTTRST NQ GBL AUTO|IBKR|Interactive Brokers Llc|11663
CARZ|FRSTTRST NQ GBL AUTO|ICBX|INSTINET, LLC|300
CARZ|FRSTTRST NQ GBL AUTO|ITGP|ITG INC.|400
CARZ|FRSTTRST NQ GBL AUTO|JPMX|J.P. Morgan Securities LLC|1208
CARZ|FRSTTRST NQ GBL AUTO|JSJX|JANE STREET CAPITAL LLC|2934
CARZ|FRSTTRST NQ GBL AUTO|KCGM|VIRTU Americas LLC|1712
CARZ|FRSTTRST NQ GBL AUTO|LEHM|Barclays Capital Inc./Le|2400
CARZ|FRSTTRST NQ GBL AUTO|LIME|Lime Brokerage LLC|2023
CARZ|FRSTTRST NQ GBL AUTO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6818
CARZ|FRSTTRST NQ GBL AUTO|MOTF|MOTIF INVESTING, INC.|1
CARZ|FRSTTRST NQ GBL AUTO|MSCO|MORGAN STANLEY & CO. LLC|142
CARZ|FRSTTRST NQ GBL AUTO|MSPL|MORGAN STANLEY & CO. LLC|1700
CARZ|FRSTTRST NQ GBL AUTO|NFSC|National Financial Services LLC|1274
CARZ|FRSTTRST NQ GBL AUTO|NITE|VIRTU Americas LLC|7070
CARZ|FRSTTRST NQ GBL AUTO|RBCM|RBC CAPITAL MARKETS, LLC|242
CARZ|FRSTTRST NQ GBL AUTO|SGMT|GOLDMAN SACHS & CO. LLC|1424
CARZ|FRSTTRST NQ GBL AUTO|SWIM|TD Ameritrade, Inc.|2651
CARZ|FRSTTRST NQ GBL AUTO|UBSA|UBS SECURITIES LLC|2554
CARZ|FRSTTRST NQ GBL AUTO|UBSS|UBS Securities LLC|285
CARZ|FRSTTRST NQ GBL AUTO|VGRD|Vanguard Marketing Corporation|86
CARZ|FRSTTRST NQ GBL AUTO|WCHV|WELLS FARGO SECURITIES, LLC|186
CARZ|FRSTTRST NQ GBL AUTO|WSEA|WOLVERINE SECURITIES, LLC|12
CARZ|FRSTTRST NQ GBL AUTO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|192
CASA|CASA SYSTEMS, INC CM|ALTX|Alternet Securities Inc.|27766
CASA|CASA SYSTEMS, INC CM|APCC|Apex Clearing Corporation|3500
CASA|CASA SYSTEMS, INC CM|AVON|Avondale Partners, LLC|100
CASA|CASA SYSTEMS, INC CM|BANK|Primevest Financial Services, Inc.|100
CASA|CASA SYSTEMS, INC CM|BARD|Robert W. Baird & Co. Incorporated|3477
CASA|CASA SYSTEMS, INC CM|BATM|CBOE TRADING, INC.|8351
CASA|CASA SYSTEMS, INC CM|BAYC|BAY CREST PARTNERS, LLC|1660
CASA|CASA SYSTEMS, INC CM|BAYT|BTIG, LLC|2500
CASA|CASA SYSTEMS, INC CM|BERN|Sanford C. Bernstein & Co., LLC|153085
CASA|CASA SYSTEMS, INC CM|BIDS|BIDS TRADING L.P.|100
CASA|CASA SYSTEMS, INC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7222
CASA|CASA SYSTEMS, INC CM|BMOC|BMO Capital Markets Corp.|1682
CASA|CASA SYSTEMS, INC CM|BNCH|The Benchmark Company, LLC|9500
CASA|CASA SYSTEMS, INC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1193
CASA|CASA SYSTEMS, INC CM|BTIG|BTIG, LLC|1856
CASA|CASA SYSTEMS, INC CM|BYXM|CBOE TRADING, INC.|8872
CASA|CASA SYSTEMS, INC CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|44400
CASA|CASA SYSTEMS, INC CM|CHAS|Charles Schwab & Co., Inc.|3775
CASA|CASA SYSTEMS, INC CM|CHLM|Craig-Hallum Capital Group LLC|100
CASA|CASA SYSTEMS, INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|189203
CASA|CASA SYSTEMS, INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13755
CASA|CASA SYSTEMS, INC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2104
CASA|CASA SYSTEMS, INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|503804
CASA|CASA SYSTEMS, INC CM|CTDL|Citadel Derivatives Group Llc|48133
CASA|CASA SYSTEMS, INC CM|CTLR|CUTLER GROUP, LP|100
CASA|CASA SYSTEMS, INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|128470
CASA|CASA SYSTEMS, INC CM|DBAB|Deutsche Bank Securities Inc.|625068
CASA|CASA SYSTEMS, INC CM|DBAX|Deutsche Bank Securities Inc.|400600
CASA|CASA SYSTEMS, INC CM|DBUL|Deutsche Bank Securities Inc.|519
CASA|CASA SYSTEMS, INC CM|DCHF|Dart Executions, LLC|14975
CASA|CASA SYSTEMS, INC CM|DEAN|MORGAN STANLEY|22157
CASA|CASA SYSTEMS, INC CM|DEGS|RONIN PROFESSIONAL LLC|11541
CASA|CASA SYSTEMS, INC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18700
CASA|CASA SYSTEMS, INC CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|10308
CASA|CASA SYSTEMS, INC CM|EBXL|EBX LLC|337700
CASA|CASA SYSTEMS, INC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|28929
CASA|CASA SYSTEMS, INC CM|EDJO|Edward D. Jones & Co., L.P.|3611
CASA|CASA SYSTEMS, INC CM|EGAM|CBOE TRADING, INC.|65056
CASA|CASA SYSTEMS, INC CM|EGAW|CBOE TRADING, INC.|514
CASA|CASA SYSTEMS, INC CM|EGMT|EG MARKET TECHNOLOGIES LLC|2020
CASA|CASA SYSTEMS, INC CM|EGXM|CBOE TRADING, INC.|20303
CASA|CASA SYSTEMS, INC CM|EGXW|CBOE TRADING, INC.|29
CASA|CASA SYSTEMS, INC CM|ETBE|Electronic Transaction Clearing, Inc.|43071
CASA|CASA SYSTEMS, INC CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5230
CASA|CASA SYSTEMS, INC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41834
CASA|CASA SYSTEMS, INC CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|700
CASA|CASA SYSTEMS, INC CM|ETRS|E*Trade Securities LLC|1402029
CASA|CASA SYSTEMS, INC CM|FBCO|Credit Suisse Securities (USA) LLC|738998
CASA|CASA SYSTEMS, INC CM|FFSI|Firstrade Securities Inc.|100
CASA|CASA SYSTEMS, INC CM|FILL|Tradestation Securities, Inc.|8394
CASA|CASA SYSTEMS, INC CM|FMAF|NBCN Inc./ CDS|610
CASA|CASA SYSTEMS, INC CM|FOMA|TD AMERITRADE CLEARING, INC.|734776
CASA|CASA SYSTEMS, INC CM|FORD|Fordham Financial Management, Inc.|100
CASA|CASA SYSTEMS, INC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|109006
CASA|CASA SYSTEMS, INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|236930
CASA|CASA SYSTEMS, INC CM|FTBR|Foliofn Investments, Inc.|1523
CASA|CASA SYSTEMS, INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|215380
CASA|CASA SYSTEMS, INC CM|GLPX|ACS EXECUTION SERVICES, LLC|124135
CASA|CASA SYSTEMS, INC CM|GSCO|GOLDMAN SACHS & CO. LLC|2011661
CASA|CASA SYSTEMS, INC CM|GSCS|GOLDMAN SACHS & CO. LLC|85151
CASA|CASA SYSTEMS, INC CM|GSLT|GOLDMAN SACHS & CO. LLC|14608
CASA|CASA SYSTEMS, INC CM|GTSZ|GTS SECURITIES LLC|112067
CASA|CASA SYSTEMS, INC CM|HRBF|American Enterprise Investment Services Inc.|140044
CASA|CASA SYSTEMS, INC CM|IATS|INTERACTIVE BROKERS LLC|21438
CASA|CASA SYSTEMS, INC CM|IBKR|Interactive Brokers Llc|314387
CASA|CASA SYSTEMS, INC CM|ICBX|INSTINET, LLC|122256
CASA|CASA SYSTEMS, INC CM|IEQY|CITADEL SECURITIES LLC|100245
CASA|CASA SYSTEMS, INC CM|INCA|INSTINET, LLC|819304
CASA|CASA SYSTEMS, INC CM|INJX|INSTINET, LLC|72458
CASA|CASA SYSTEMS, INC CM|ITGI|ITG Inc.|645523
CASA|CASA SYSTEMS, INC CM|ITGP|ITG INC.|169800
CASA|CASA SYSTEMS, INC CM|JANY|Janney Montgomery Scott Inc.|354
CASA|CASA SYSTEMS, INC CM|JEFF|JEFFERIES LLC|324771
CASA|CASA SYSTEMS, INC CM|JHDR|J.H. Darbie & Co., Inc.|5200
CASA|CASA SYSTEMS, INC CM|JMPT|JUMP TRADING, LLC|203117
CASA|CASA SYSTEMS, INC CM|JONE|JonesTrading|25
CASA|CASA SYSTEMS, INC CM|JPBX|J.P. MORGAN SECURITIES LLC|14770
CASA|CASA SYSTEMS, INC CM|JPMX|J.P. Morgan Securities LLC|428069
CASA|CASA SYSTEMS, INC CM|JSJX|JANE STREET CAPITAL LLC|14377
CASA|CASA SYSTEMS, INC CM|KCGM|VIRTU Americas LLC|73486
CASA|CASA SYSTEMS, INC CM|LEHM|Barclays Capital Inc./Le|943059
CASA|CASA SYSTEMS, INC CM|LIME|Lime Brokerage LLC|324000
CASA|CASA SYSTEMS, INC CM|LMGP|LIME BROKERAGE LLC|300
CASA|CASA SYSTEMS, INC CM|LQNA|LIQUIDNET, INC.|32800
CASA|CASA SYSTEMS, INC CM|LSCI|Lek Securities Corporation|1038
CASA|CASA SYSTEMS, INC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2800
CASA|CASA SYSTEMS, INC CM|MAVB|Great Point Capital LLC|200
CASA|CASA SYSTEMS, INC CM|MAXM|Maxim Group LLC|46996
CASA|CASA SYSTEMS, INC CM|MCBT|Moors & Cabot, Inc.|10900
CASA|CASA SYSTEMS, INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|174580
CASA|CASA SYSTEMS, INC CM|MOTF|MOTIF INVESTING, INC.|2
CASA|CASA SYSTEMS, INC CM|MSCO|MORGAN STANLEY & CO. LLC|5025815
CASA|CASA SYSTEMS, INC CM|MSPL|MORGAN STANLEY & CO. LLC|482000
CASA|CASA SYSTEMS, INC CM|MSTX|MORGAN STANLEY & CO. LLC|295700
CASA|CASA SYSTEMS, INC CM|NATL|National Securities Corporation|275
CASA|CASA SYSTEMS, INC CM|NEED|Needham & Company, LLC|900
CASA|CASA SYSTEMS, INC CM|NFSC|National Financial Services LLC|667607
CASA|CASA SYSTEMS, INC CM|NITE|VIRTU Americas LLC|1240329
CASA|CASA SYSTEMS, INC CM|NITP|VIRTU Americas LLC|1400
CASA|CASA SYSTEMS, INC CM|NORT|Northland Securities, Inc.|18030
CASA|CASA SYSTEMS, INC CM|NQRB|Brut, LLC|97212
CASA|CASA SYSTEMS, INC CM|OPCO|Oppenheimer & Co. Inc.|560
CASA|CASA SYSTEMS, INC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1274
CASA|CASA SYSTEMS, INC CM|PDQM|CODA MARKETS, INC.|218025
CASA|CASA SYSTEMS, INC CM|PIPR|Piper Jaffray & Co.|17667
CASA|CASA SYSTEMS, INC CM|PWJC|UBS Financial Services, Inc.|4250
CASA|CASA SYSTEMS, INC CM|QMSR|QUATTRO M SECURITIES INC.|8258
CASA|CASA SYSTEMS, INC CM|RAJA|Raymond James & Associates, Inc.|57508
CASA|CASA SYSTEMS, INC CM|RBCM|RBC CAPITAL MARKETS, LLC|8429
CASA|CASA SYSTEMS, INC CM|ROTH|Roth Capital Partners, LLC|1100
CASA|CASA SYSTEMS, INC CM|SAGL|SAGETRADER, LLC|8709
CASA|CASA SYSTEMS, INC CM|SBSH|Citigroup Global Markets Inc.|350828
CASA|CASA SYSTEMS, INC CM|SGMT|GOLDMAN SACHS & CO. LLC|138314
CASA|CASA SYSTEMS, INC CM|SPDR|SPEEDROUTE LLC|71387
CASA|CASA SYSTEMS, INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|187433
CASA|CASA SYSTEMS, INC CM|STKP|STOCKPILE INVESTMENTS, INC.|32
CASA|CASA SYSTEMS, INC CM|SWIM|TD Ameritrade, Inc.|228838
CASA|CASA SYSTEMS, INC CM|SWST|Hilltop Securities Inc.|1100
CASA|CASA SYSTEMS, INC CM|TKNG|ALLY INVEST SECURITIES LLC|9253
CASA|CASA SYSTEMS, INC CM|TOUR|TOURMALINE PARTNERS, LLC|15100
CASA|CASA SYSTEMS, INC CM|TRBT|Tradebot Systems, Inc.|389471
CASA|CASA SYSTEMS, INC CM|TRCM|TRC MARKETS LLC|110785
CASA|CASA SYSTEMS, INC CM|TWTT|TASTYWORKS, INC.|640
CASA|CASA SYSTEMS, INC CM|UBSA|UBS SECURITIES LLC|815630
CASA|CASA SYSTEMS, INC CM|UBSS|UBS Securities LLC|2095601
CASA|CASA SYSTEMS, INC CM|VALX|VIRTU AMERICAS LLC|12270
CASA|CASA SYSTEMS, INC CM|VGRD|Vanguard Marketing Corporation|14592
CASA|CASA SYSTEMS, INC CM|VNDM|Wall Street Access|600
CASA|CASA SYSTEMS, INC CM|WBLR|WILLIAM BLAIR|3895
CASA|CASA SYSTEMS, INC CM|WCHV|WELLS FARGO SECURITIES, LLC|44445
CASA|CASA SYSTEMS, INC CM|WEDB|WEDBUSH SECURITIES INC.|6150
CASA|CASA SYSTEMS, INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7529
CASA|CASA SYSTEMS, INC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19498
CASA|CASA SYSTEMS, INC CM|WGIF|CIBC World Markets Inc.|900
CASA|CASA SYSTEMS, INC CM|WSEA|WOLVERINE SECURITIES, LLC|18124
CASA|CASA SYSTEMS, INC CM|WTCO|Williams Trading LLC|500
CASA|CASA SYSTEMS, INC CM|XIST|INSTINET, LLC|20150
CASA|CASA SYSTEMS, INC CM|XPQR|Jump Trading|1352
CASA|CASA SYSTEMS, INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|173188
CASA|CASA SYSTEMS, INC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|9239
CASA|CASA SYSTEMS, INC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2354
CASH|META FINANCIAL GRP|ALTX|Alternet Securities Inc.|2300
CASH|META FINANCIAL GRP|APCC|Apex Clearing Corporation|37
CASH|META FINANCIAL GRP|BARD|Robert W. Baird & Co. Incorporated|36
CASH|META FINANCIAL GRP|BATM|CBOE TRADING, INC.|2050
CASH|META FINANCIAL GRP|BERN|Sanford C. Bernstein & Co., LLC|612
CASH|META FINANCIAL GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
CASH|META FINANCIAL GRP|BMOC|BMO Capital Markets Corp.|1485
CASH|META FINANCIAL GRP|BNPX|BNP PARIBAS SECURITIES CORP.|1934
CASH|META FINANCIAL GRP|BTIG|BTIG, LLC|43
CASH|META FINANCIAL GRP|BYXM|CBOE TRADING, INC.|400
CASH|META FINANCIAL GRP|BZYD|GOLDMAN SACHS & CO. LLC|611
CASH|META FINANCIAL GRP|CANT|Cantor Fitzgerald & Co.|181
CASH|META FINANCIAL GRP|CHAS|Charles Schwab & Co., Inc.|16
CASH|META FINANCIAL GRP|CIST|Capital Institutional Services, Inc.|100
CASH|META FINANCIAL GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43201
CASH|META FINANCIAL GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5469
CASH|META FINANCIAL GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5013
CASH|META FINANCIAL GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35669
CASH|META FINANCIAL GRP|CTDL|Citadel Derivatives Group Llc|5236
CASH|META FINANCIAL GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5758
CASH|META FINANCIAL GRP|DADA|D.A. Davidson & Co.|4792
CASH|META FINANCIAL GRP|DBAB|Deutsche Bank Securities Inc.|74819
CASH|META FINANCIAL GRP|DBAX|Deutsche Bank Securities Inc.|33900
CASH|META FINANCIAL GRP|DBUL|Deutsche Bank Securities Inc.|300
CASH|META FINANCIAL GRP|DEAN|MORGAN STANLEY|1704
CASH|META FINANCIAL GRP|DEGS|RONIN PROFESSIONAL LLC|1441
CASH|META FINANCIAL GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|779
CASH|META FINANCIAL GRP|EBXL|EBX LLC|14600
CASH|META FINANCIAL GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3261
CASH|META FINANCIAL GRP|EDJO|Edward D. Jones & Co., L.P.|301
CASH|META FINANCIAL GRP|EGAM|CBOE TRADING, INC.|488
CASH|META FINANCIAL GRP|EGMT|EG MARKET TECHNOLOGIES LLC|100
CASH|META FINANCIAL GRP|EGXM|CBOE TRADING, INC.|474
CASH|META FINANCIAL GRP|EGXW|CBOE TRADING, INC.|2
CASH|META FINANCIAL GRP|ETBE|Electronic Transaction Clearing, Inc.|272
CASH|META FINANCIAL GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2616
CASH|META FINANCIAL GRP|ETRS|E*Trade Securities LLC|1017
CASH|META FINANCIAL GRP|FBCO|Credit Suisse Securities (USA) LLC|152495
CASH|META FINANCIAL GRP|FILL|Tradestation Securities, Inc.|23
CASH|META FINANCIAL GRP|FOMA|TD AMERITRADE CLEARING, INC.|16125
CASH|META FINANCIAL GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|246
CASH|META FINANCIAL GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20001
CASH|META FINANCIAL GRP|FTBR|Foliofn Investments, Inc.|60
CASH|META FINANCIAL GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|15350
CASH|META FINANCIAL GRP|GLPX|ACS EXECUTION SERVICES, LLC|1973
CASH|META FINANCIAL GRP|GSCO|GOLDMAN SACHS & CO. LLC|192977
CASH|META FINANCIAL GRP|GSCS|GOLDMAN SACHS & CO. LLC|3548
CASH|META FINANCIAL GRP|GSLT|GOLDMAN SACHS & CO. LLC|331
CASH|META FINANCIAL GRP|GTSZ|GTS SECURITIES LLC|1440
CASH|META FINANCIAL GRP|HRBF|American Enterprise Investment Services Inc.|275
CASH|META FINANCIAL GRP|IATS|INTERACTIVE BROKERS LLC|1710
CASH|META FINANCIAL GRP|IBKR|Interactive Brokers Llc|4827
CASH|META FINANCIAL GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|437
CASH|META FINANCIAL GRP|ICBX|INSTINET, LLC|3000
CASH|META FINANCIAL GRP|IEQY|CITADEL SECURITIES LLC|7522
CASH|META FINANCIAL GRP|INCA|INSTINET, LLC|44259
CASH|META FINANCIAL GRP|INJX|INSTINET, LLC|2204
CASH|META FINANCIAL GRP|ITGI|ITG Inc.|4100
CASH|META FINANCIAL GRP|ITGP|ITG INC.|28600
CASH|META FINANCIAL GRP|JEFF|JEFFERIES LLC|9658
CASH|META FINANCIAL GRP|JPBX|J.P. MORGAN SECURITIES LLC|1224
CASH|META FINANCIAL GRP|JPMX|J.P. Morgan Securities LLC|47533
CASH|META FINANCIAL GRP|JSJX|JANE STREET CAPITAL LLC|2734
CASH|META FINANCIAL GRP|KBWI|Keefe, Bruyette & Woods, Inc.|24979
CASH|META FINANCIAL GRP|KCGM|VIRTU Americas LLC|5695
CASH|META FINANCIAL GRP|LEHM|Barclays Capital Inc./Le|117267
CASH|META FINANCIAL GRP|LIME|Lime Brokerage LLC|39829
CASH|META FINANCIAL GRP|LMGP|LIME BROKERAGE LLC|1282
CASH|META FINANCIAL GRP|LOOP|Loop Capital Markets LLC|200
CASH|META FINANCIAL GRP|MAXM|Maxim Group LLC|664
CASH|META FINANCIAL GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25800
CASH|META FINANCIAL GRP|MPSG|E D & F Man Capital Markets Inc.|3125
CASH|META FINANCIAL GRP|MSCO|MORGAN STANLEY & CO. LLC|224751
CASH|META FINANCIAL GRP|MSPL|MORGAN STANLEY & CO. LLC|36500
CASH|META FINANCIAL GRP|MSTX|MORGAN STANLEY & CO. LLC|400
CASH|META FINANCIAL GRP|NFSC|National Financial Services LLC|6285
CASH|META FINANCIAL GRP|NITE|VIRTU Americas LLC|64690
CASH|META FINANCIAL GRP|NITP|VIRTU Americas LLC|500
CASH|META FINANCIAL GRP|NQRB|Brut, LLC|334
CASH|META FINANCIAL GRP|NTRC|Northern Trust Securities, Inc.|1249
CASH|META FINANCIAL GRP|OPCO|Oppenheimer & Co. Inc.|600
CASH|META FINANCIAL GRP|PDQM|CODA MARKETS, INC.|8263
CASH|META FINANCIAL GRP|RAJA|Raymond James & Associates, Inc.|8688
CASH|META FINANCIAL GRP|RBCM|RBC CAPITAL MARKETS, LLC|326
CASH|META FINANCIAL GRP|RILY|B. RILEY FBR, INC.|183
CASH|META FINANCIAL GRP|SAGW|SAGETRADER, LLC|100
CASH|META FINANCIAL GRP|SBSH|Citigroup Global Markets Inc.|26770
CASH|META FINANCIAL GRP|SDLR|Sandler, O'Neill & Partners, L.P.|500
CASH|META FINANCIAL GRP|SGMT|GOLDMAN SACHS & CO. LLC|10196
CASH|META FINANCIAL GRP|SPDR|SPEEDROUTE LLC|3692
CASH|META FINANCIAL GRP|SPHN|Stephens Inc.|735
CASH|META FINANCIAL GRP|SPTD|MINT GLOBAL MARKETS, INC.|3645
CASH|META FINANCIAL GRP|STFL|Stifel, Nicolaus & Company, Incorporated|1575
CASH|META FINANCIAL GRP|SWIM|TD Ameritrade, Inc.|22
CASH|META FINANCIAL GRP|TKNG|ALLY INVEST SECURITIES LLC|18
CASH|META FINANCIAL GRP|TRBT|Tradebot Systems, Inc.|3832
CASH|META FINANCIAL GRP|TRCM|TRC MARKETS LLC|21092
CASH|META FINANCIAL GRP|UBSS|UBS Securities LLC|128499
CASH|META FINANCIAL GRP|VALX|VIRTU AMERICAS LLC|4027
CASH|META FINANCIAL GRP|VGRD|Vanguard Marketing Corporation|180
CASH|META FINANCIAL GRP|WCHV|WELLS FARGO SECURITIES, LLC|11242
CASH|META FINANCIAL GRP|WEED|Weeden & Co.L.P.|1319
CASH|META FINANCIAL GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|363
CASH|META FINANCIAL GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4916
CASH|META FINANCIAL GRP|WSEA|WOLVERINE SECURITIES, LLC|85
CASH|META FINANCIAL GRP|WUND|Wunderlich Securities, Inc.|82
CASH|META FINANCIAL GRP|XIST|INSTINET, LLC|10988
CASH|META FINANCIAL GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
CASH|META FINANCIAL GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|3032
CASH|META FINANCIAL GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46
CASI|CASI PHRMACTCLS INC|ALTX|Alternet Securities Inc.|23040
CASI|CASI PHRMACTCLS INC|ANDG|Andrew Garrett Inc.|9060
CASI|CASI PHRMACTCLS INC|APCC|Apex Clearing Corporation|89080
CASI|CASI PHRMACTCLS INC|BANK|Primevest Financial Services, Inc.|500
CASI|CASI PHRMACTCLS INC|BARD|Robert W. Baird & Co. Incorporated|1250
CASI|CASI PHRMACTCLS INC|BATM|CBOE TRADING, INC.|5965
CASI|CASI PHRMACTCLS INC|BAYC|BAY CREST PARTNERS, LLC|3289
CASI|CASI PHRMACTCLS INC|BERN|Sanford C. Bernstein & Co., LLC|1246
CASI|CASI PHRMACTCLS INC|BIMI|Banca IMI Securities Corp.|8701
CASI|CASI PHRMACTCLS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3920
CASI|CASI PHRMACTCLS INC|BLKX|INSTINET, LLC|5100
CASI|CASI PHRMACTCLS INC|BMOC|BMO Capital Markets Corp.|3763
CASI|CASI PHRMACTCLS INC|BNPX|BNP PARIBAS SECURITIES CORP.|4311
CASI|CASI PHRMACTCLS INC|BTIG|BTIG, LLC|3458
CASI|CASI PHRMACTCLS INC|BYXM|CBOE TRADING, INC.|5508
CASI|CASI PHRMACTCLS INC|CANT|Cantor Fitzgerald & Co.|1425
CASI|CASI PHRMACTCLS INC|CHAS|Charles Schwab & Co., Inc.|3025
CASI|CASI PHRMACTCLS INC|CLSA|CLSA AMERICAS, LLC|100
CASI|CASI PHRMACTCLS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51892
CASI|CASI PHRMACTCLS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19017
CASI|CASI PHRMACTCLS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|58509
CASI|CASI PHRMACTCLS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150693
CASI|CASI PHRMACTCLS INC|CTDL|Citadel Derivatives Group Llc|20064
CASI|CASI PHRMACTCLS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|36356
CASI|CASI PHRMACTCLS INC|DBAB|Deutsche Bank Securities Inc.|433687
CASI|CASI PHRMACTCLS INC|DBAX|Deutsche Bank Securities Inc.|119200
CASI|CASI PHRMACTCLS INC|DEAN|MORGAN STANLEY|7545
CASI|CASI PHRMACTCLS INC|DEGS|RONIN PROFESSIONAL LLC|81825
CASI|CASI PHRMACTCLS INC|DRWK|DRW SECURITIES, L.L.C.|6669
CASI|CASI PHRMACTCLS INC|EBXL|EBX LLC|81700
CASI|CASI PHRMACTCLS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1392
CASI|CASI PHRMACTCLS INC|EGAM|CBOE TRADING, INC.|50300
CASI|CASI PHRMACTCLS INC|EGAW|CBOE TRADING, INC.|706
CASI|CASI PHRMACTCLS INC|EGMT|EG MARKET TECHNOLOGIES LLC|410
CASI|CASI PHRMACTCLS INC|EGXM|CBOE TRADING, INC.|16873
CASI|CASI PHRMACTCLS INC|EGXW|CBOE TRADING, INC.|270
CASI|CASI PHRMACTCLS INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3500
CASI|CASI PHRMACTCLS INC|ETBE|Electronic Transaction Clearing, Inc.|14187
CASI|CASI PHRMACTCLS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4800
CASI|CASI PHRMACTCLS INC|ETCC|Electronic Transaction Clearing, Inc.|1700
CASI|CASI PHRMACTCLS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1920
CASI|CASI PHRMACTCLS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19523
CASI|CASI PHRMACTCLS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
CASI|CASI PHRMACTCLS INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|19800
CASI|CASI PHRMACTCLS INC|ETRS|E*Trade Securities LLC|600602
CASI|CASI PHRMACTCLS INC|FBCO|Credit Suisse Securities (USA) LLC|344736
CASI|CASI PHRMACTCLS INC|FFSI|Firstrade Securities Inc.|100
CASI|CASI PHRMACTCLS INC|FILL|Tradestation Securities, Inc.|36421
CASI|CASI PHRMACTCLS INC|FOMA|TD AMERITRADE CLEARING, INC.|1290103
CASI|CASI PHRMACTCLS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2301
CASI|CASI PHRMACTCLS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87398
CASI|CASI PHRMACTCLS INC|FTBR|Foliofn Investments, Inc.|551
CASI|CASI PHRMACTCLS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|19126
CASI|CASI PHRMACTCLS INC|GLIS|TD Securities Inc|29047
CASI|CASI PHRMACTCLS INC|GLPX|ACS EXECUTION SERVICES, LLC|256842
CASI|CASI PHRMACTCLS INC|GSCO|GOLDMAN SACHS & CO. LLC|1945740
CASI|CASI PHRMACTCLS INC|GSCS|GOLDMAN SACHS & CO. LLC|3700
CASI|CASI PHRMACTCLS INC|GSLT|GOLDMAN SACHS & CO. LLC|9536
CASI|CASI PHRMACTCLS INC|GTSZ|GTS SECURITIES LLC|18101
CASI|CASI PHRMACTCLS INC|HRBF|American Enterprise Investment Services Inc.|3738
CASI|CASI PHRMACTCLS INC|IATS|INTERACTIVE BROKERS LLC|63377
CASI|CASI PHRMACTCLS INC|IBKR|Interactive Brokers Llc|876077
CASI|CASI PHRMACTCLS INC|ICBX|INSTINET, LLC|36749
CASI|CASI PHRMACTCLS INC|IEQY|CITADEL SECURITIES LLC|11095
CASI|CASI PHRMACTCLS INC|INCA|INSTINET, LLC|529011
CASI|CASI PHRMACTCLS INC|INJX|INSTINET, LLC|12119
CASI|CASI PHRMACTCLS INC|ITGI|ITG Inc.|105563
CASI|CASI PHRMACTCLS INC|ITGP|ITG INC.|91800
CASI|CASI PHRMACTCLS INC|JEFF|JEFFERIES LLC|41818
CASI|CASI PHRMACTCLS INC|JMPT|JUMP TRADING, LLC|57668
CASI|CASI PHRMACTCLS INC|JONE|JonesTrading|17252
CASI|CASI PHRMACTCLS INC|JPBX|J.P. MORGAN SECURITIES LLC|700
CASI|CASI PHRMACTCLS INC|JPMX|J.P. Morgan Securities LLC|134474
CASI|CASI PHRMACTCLS INC|JSJX|JANE STREET CAPITAL LLC|5592
CASI|CASI PHRMACTCLS INC|KCGM|VIRTU Americas LLC|17684
CASI|CASI PHRMACTCLS INC|LEHM|Barclays Capital Inc./Le|1235016
CASI|CASI PHRMACTCLS INC|LIME|Lime Brokerage LLC|153936
CASI|CASI PHRMACTCLS INC|LMGP|LIME BROKERAGE LLC|144892
CASI|CASI PHRMACTCLS INC|LOOP|Loop Capital Markets LLC|10241
CASI|CASI PHRMACTCLS INC|LSCI|Lek Securities Corporation|630
CASI|CASI PHRMACTCLS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6030
CASI|CASI PHRMACTCLS INC|MACQ|Macquarie Capital (USA) Inc.|4196
CASI|CASI PHRMACTCLS INC|MAXM|Maxim Group LLC|8816
CASI|CASI PHRMACTCLS INC|MBTS|ALLY INVEST SECURITIES LLC|307
CASI|CASI PHRMACTCLS INC|MICA|Spartan Securities Group, Ltd.|1200
CASI|CASI PHRMACTCLS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140692
CASI|CASI PHRMACTCLS INC|MOTF|MOTIF INVESTING, INC.|10
CASI|CASI PHRMACTCLS INC|MSCO|MORGAN STANLEY & CO. LLC|2733384
CASI|CASI PHRMACTCLS INC|MSPL|MORGAN STANLEY & CO. LLC|32800
CASI|CASI PHRMACTCLS INC|MSTX|MORGAN STANLEY & CO. LLC|88400
CASI|CASI PHRMACTCLS INC|NFSC|National Financial Services LLC|768284
CASI|CASI PHRMACTCLS INC|NITE|VIRTU Americas LLC|2052589
CASI|CASI PHRMACTCLS INC|NITP|VIRTU Americas LLC|3600
CASI|CASI PHRMACTCLS INC|NQRB|Brut, LLC|18807
CASI|CASI PHRMACTCLS INC|OTAA|OTA LLC|46
CASI|CASI PHRMACTCLS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2680
CASI|CASI PHRMACTCLS INC|PCPT|PHILLIP CAPITAL INC.|56571
CASI|CASI PHRMACTCLS INC|PDQM|CODA MARKETS, INC.|335560
CASI|CASI PHRMACTCLS INC|POIN|PRECISION SECURITIES, LLC (POIN)|100
CASI|CASI PHRMACTCLS INC|PWJC|UBS Financial Services, Inc.|1000
CASI|CASI PHRMACTCLS INC|RAJA|Raymond James & Associates, Inc.|509
CASI|CASI PHRMACTCLS INC|RBCM|RBC CAPITAL MARKETS, LLC|16580
CASI|CASI PHRMACTCLS INC|RGLD|Regal Securities, Inc|1100
CASI|CASI PHRMACTCLS INC|SAGL|SAGETRADER, LLC|55213
CASI|CASI PHRMACTCLS INC|SBSH|Citigroup Global Markets Inc.|396379
CASI|CASI PHRMACTCLS INC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|63
CASI|CASI PHRMACTCLS INC|SGMT|GOLDMAN SACHS & CO. LLC|70965
CASI|CASI PHRMACTCLS INC|SPDR|SPEEDROUTE LLC|52205
CASI|CASI PHRMACTCLS INC|SPNT|SEVEN POINTS CAPITAL, LLC|200
CASI|CASI PHRMACTCLS INC|STFL|Stifel, Nicolaus & Company, Incorporated|200
CASI|CASI PHRMACTCLS INC|STKP|STOCKPILE INVESTMENTS, INC.|4514
CASI|CASI PHRMACTCLS INC|SWIM|TD Ameritrade, Inc.|630642
CASI|CASI PHRMACTCLS INC|SWST|Hilltop Securities Inc.|2800
CASI|CASI PHRMACTCLS INC|TKNG|ALLY INVEST SECURITIES LLC|39112
CASI|CASI PHRMACTCLS INC|TRBT|Tradebot Systems, Inc.|17460
CASI|CASI PHRMACTCLS INC|TRCM|TRC MARKETS LLC|75544
CASI|CASI PHRMACTCLS INC|TWTT|TASTYWORKS, INC.|100
CASI|CASI PHRMACTCLS INC|UBSA|UBS SECURITIES LLC|422147
CASI|CASI PHRMACTCLS INC|UBSS|UBS Securities LLC|3034533
CASI|CASI PHRMACTCLS INC|VALX|VIRTU AMERICAS LLC|3636
CASI|CASI PHRMACTCLS INC|VGRD|Vanguard Marketing Corporation|47265
CASI|CASI PHRMACTCLS INC|VIEW|VIEWTRADE SECURITIES LLC|90
CASI|CASI PHRMACTCLS INC|VSIN|Vision Financial Markets Llc|954
CASI|CASI PHRMACTCLS INC|WCHV|WELLS FARGO SECURITIES, LLC|82050
CASI|CASI PHRMACTCLS INC|WDNX|WEEDEN & CO.L.P.|4054
CASI|CASI PHRMACTCLS INC|WEDB|WEDBUSH SECURITIES INC.|30727
CASI|CASI PHRMACTCLS INC|WESC|Wellington Shields & Co., LLC|23591
CASI|CASI PHRMACTCLS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22286
CASI|CASI PHRMACTCLS INC|WGIF|CIBC World Markets Inc.|4862
CASI|CASI PHRMACTCLS INC|WHOT|JUST2TRADE, INC.|1972
CASI|CASI PHRMACTCLS INC|WSEA|WOLVERINE SECURITIES, LLC|39031
CASI|CASI PHRMACTCLS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|36130
CASI|CASI PHRMACTCLS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|21732
CASI|CASI PHRMACTCLS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
CASM|CAS MEDICAL SYS INC|ALTX|Alternet Securities Inc.|1200
CASM|CAS MEDICAL SYS INC|APCC|Apex Clearing Corporation|5924
CASM|CAS MEDICAL SYS INC|BATM|CBOE TRADING, INC.|100
CASM|CAS MEDICAL SYS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3900
CASM|CAS MEDICAL SYS INC|BTIG|BTIG, LLC|7904
CASM|CAS MEDICAL SYS INC|CHAS|Charles Schwab & Co., Inc.|5755
CASM|CAS MEDICAL SYS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
CASM|CAS MEDICAL SYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10550
CASM|CAS MEDICAL SYS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
CASM|CAS MEDICAL SYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8261
CASM|CAS MEDICAL SYS INC|CTDL|Citadel Derivatives Group Llc|273
CASM|CAS MEDICAL SYS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6584
CASM|CAS MEDICAL SYS INC|DBAB|Deutsche Bank Securities Inc.|30665
CASM|CAS MEDICAL SYS INC|DBAX|Deutsche Bank Securities Inc.|3900
CASM|CAS MEDICAL SYS INC|DEAN|MORGAN STANLEY|6900
CASM|CAS MEDICAL SYS INC|DEGS|RONIN PROFESSIONAL LLC|51896
CASM|CAS MEDICAL SYS INC|EBXL|EBX LLC|7100
CASM|CAS MEDICAL SYS INC|EGAM|CBOE TRADING, INC.|4402
CASM|CAS MEDICAL SYS INC|EGXM|CBOE TRADING, INC.|18201
CASM|CAS MEDICAL SYS INC|EGXW|CBOE TRADING, INC.|5500
CASM|CAS MEDICAL SYS INC|ETBE|Electronic Transaction Clearing, Inc.|472
CASM|CAS MEDICAL SYS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CASM|CAS MEDICAL SYS INC|ETRS|E*Trade Securities LLC|275419
CASM|CAS MEDICAL SYS INC|FBCO|Credit Suisse Securities (USA) LLC|38661
CASM|CAS MEDICAL SYS INC|FILL|Tradestation Securities, Inc.|1450
CASM|CAS MEDICAL SYS INC|FOMA|TD AMERITRADE CLEARING, INC.|921054
CASM|CAS MEDICAL SYS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38170
CASM|CAS MEDICAL SYS INC|FTBR|Foliofn Investments, Inc.|1676
CASM|CAS MEDICAL SYS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2638
CASM|CAS MEDICAL SYS INC|GLPX|ACS EXECUTION SERVICES, LLC|625
CASM|CAS MEDICAL SYS INC|GSCO|GOLDMAN SACHS & CO. LLC|120599
CASM|CAS MEDICAL SYS INC|GSLT|GOLDMAN SACHS & CO. LLC|22612
CASM|CAS MEDICAL SYS INC|GTSZ|GTS SECURITIES LLC|1047
CASM|CAS MEDICAL SYS INC|IATS|INTERACTIVE BROKERS LLC|22498
CASM|CAS MEDICAL SYS INC|IBKR|Interactive Brokers Llc|710946
CASM|CAS MEDICAL SYS INC|ICBX|INSTINET, LLC|10969
CASM|CAS MEDICAL SYS INC|INCA|INSTINET, LLC|782509
CASM|CAS MEDICAL SYS INC|INJX|INSTINET, LLC|300
CASM|CAS MEDICAL SYS INC|ITGI|ITG Inc.|9758
CASM|CAS MEDICAL SYS INC|ITGP|ITG INC.|11000
CASM|CAS MEDICAL SYS INC|JEFF|JEFFERIES LLC|100
CASM|CAS MEDICAL SYS INC|JMPT|JUMP TRADING, LLC|1205
CASM|CAS MEDICAL SYS INC|JONE|JonesTrading|53711
CASM|CAS MEDICAL SYS INC|JPMX|J.P. Morgan Securities LLC|3400
CASM|CAS MEDICAL SYS INC|JSJX|JANE STREET CAPITAL LLC|401
CASM|CAS MEDICAL SYS INC|KCGM|VIRTU Americas LLC|800
CASM|CAS MEDICAL SYS INC|LEHM|Barclays Capital Inc./Le|11606
CASM|CAS MEDICAL SYS INC|LIME|Lime Brokerage LLC|29791
CASM|CAS MEDICAL SYS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
CASM|CAS MEDICAL SYS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3900
CASM|CAS MEDICAL SYS INC|MSCO|MORGAN STANLEY & CO. LLC|299789
CASM|CAS MEDICAL SYS INC|MSPL|MORGAN STANLEY & CO. LLC|12200
CASM|CAS MEDICAL SYS INC|NFSC|National Financial Services LLC|386557
CASM|CAS MEDICAL SYS INC|NITE|VIRTU Americas LLC|925503
CASM|CAS MEDICAL SYS INC|NITP|VIRTU Americas LLC|200
CASM|CAS MEDICAL SYS INC|NQRB|Brut, LLC|300
CASM|CAS MEDICAL SYS INC|OPCO|Oppenheimer & Co. Inc.|17570
CASM|CAS MEDICAL SYS INC|PDQM|CODA MARKETS, INC.|7326
CASM|CAS MEDICAL SYS INC|PWJC|UBS Financial Services, Inc.|1667
CASM|CAS MEDICAL SYS INC|RBCM|RBC CAPITAL MARKETS, LLC|2000
CASM|CAS MEDICAL SYS INC|RGLD|Regal Securities, Inc|3200
CASM|CAS MEDICAL SYS INC|SAGL|SAGETRADER, LLC|4416
CASM|CAS MEDICAL SYS INC|SBSH|Citigroup Global Markets Inc.|2324
CASM|CAS MEDICAL SYS INC|SGMT|GOLDMAN SACHS & CO. LLC|10071
CASM|CAS MEDICAL SYS INC|SPDR|SPEEDROUTE LLC|13340
CASM|CAS MEDICAL SYS INC|STFL|Stifel, Nicolaus & Company, Incorporated|5000
CASM|CAS MEDICAL SYS INC|SWIM|TD Ameritrade, Inc.|305016
CASM|CAS MEDICAL SYS INC|SWST|Hilltop Securities Inc.|2000
CASM|CAS MEDICAL SYS INC|TKNG|ALLY INVEST SECURITIES LLC|1167
CASM|CAS MEDICAL SYS INC|TRBT|Tradebot Systems, Inc.|632
CASM|CAS MEDICAL SYS INC|TRCM|TRC MARKETS LLC|34046
CASM|CAS MEDICAL SYS INC|UBSA|UBS SECURITIES LLC|35976
CASM|CAS MEDICAL SYS INC|UBSS|UBS Securities LLC|95637
CASM|CAS MEDICAL SYS INC|VALX|VIRTU AMERICAS LLC|1600
CASM|CAS MEDICAL SYS INC|VGRD|Vanguard Marketing Corporation|2700
CASM|CAS MEDICAL SYS INC|WCHV|WELLS FARGO SECURITIES, LLC|34804
CASM|CAS MEDICAL SYS INC|WGIF|CIBC World Markets Inc.|800
CASM|CAS MEDICAL SYS INC|WSEA|WOLVERINE SECURITIES, LLC|1819
CASM|CAS MEDICAL SYS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3750
CASM|CAS MEDICAL SYS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1801
CASM|CAS MEDICAL SYS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7500
CASS|CASS INFORMATION SYS|ALTX|Alternet Securities Inc.|1830
CASS|CASS INFORMATION SYS|APCC|Apex Clearing Corporation|39
CASS|CASS INFORMATION SYS|BARD|Robert W. Baird & Co. Incorporated|295
CASS|CASS INFORMATION SYS|BATM|CBOE TRADING, INC.|335
CASS|CASS INFORMATION SYS|BERN|Sanford C. Bernstein & Co., LLC|2611
CASS|CASS INFORMATION SYS|BMOC|BMO Capital Markets Corp.|1911
CASS|CASS INFORMATION SYS|BNPX|BNP PARIBAS SECURITIES CORP.|601
CASS|CASS INFORMATION SYS|BTIG|BTIG, LLC|1794
CASS|CASS INFORMATION SYS|BZYD|GOLDMAN SACHS & CO. LLC|456
CASS|CASS INFORMATION SYS|CHAS|Charles Schwab & Co., Inc.|65
CASS|CASS INFORMATION SYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4603
CASS|CASS INFORMATION SYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16880
CASS|CASS INFORMATION SYS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24163
CASS|CASS INFORMATION SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14438
CASS|CASS INFORMATION SYS|CTDL|Citadel Derivatives Group Llc|1256
CASS|CASS INFORMATION SYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1658
CASS|CASS INFORMATION SYS|DBAB|Deutsche Bank Securities Inc.|40966
CASS|CASS INFORMATION SYS|DBAX|Deutsche Bank Securities Inc.|21200
CASS|CASS INFORMATION SYS|DEAN|MORGAN STANLEY|67
CASS|CASS INFORMATION SYS|DEGS|RONIN PROFESSIONAL LLC|9350
CASS|CASS INFORMATION SYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
CASS|CASS INFORMATION SYS|EBXL|EBX LLC|9200
CASS|CASS INFORMATION SYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1310
CASS|CASS INFORMATION SYS|EDJO|Edward D. Jones & Co., L.P.|9477
CASS|CASS INFORMATION SYS|EGAM|CBOE TRADING, INC.|286
CASS|CASS INFORMATION SYS|EGXM|CBOE TRADING, INC.|132
CASS|CASS INFORMATION SYS|EGXW|CBOE TRADING, INC.|100
CASS|CASS INFORMATION SYS|ETBE|Electronic Transaction Clearing, Inc.|1864
CASS|CASS INFORMATION SYS|ETCC|Electronic Transaction Clearing, Inc.|520
CASS|CASS INFORMATION SYS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1162
CASS|CASS INFORMATION SYS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
CASS|CASS INFORMATION SYS|ETRS|E*Trade Securities LLC|4031
CASS|CASS INFORMATION SYS|FBCO|Credit Suisse Securities (USA) LLC|33169
CASS|CASS INFORMATION SYS|FOMA|TD AMERITRADE CLEARING, INC.|3558
CASS|CASS INFORMATION SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10617
CASS|CASS INFORMATION SYS|FTBR|Foliofn Investments, Inc.|25
CASS|CASS INFORMATION SYS|GEBB|GLOBAL EXECUTION BROKERS, LP|3562
CASS|CASS INFORMATION SYS|GLPX|ACS EXECUTION SERVICES, LLC|10153
CASS|CASS INFORMATION SYS|GSCO|GOLDMAN SACHS & CO. LLC|47978
CASS|CASS INFORMATION SYS|GSCS|GOLDMAN SACHS & CO. LLC|1000
CASS|CASS INFORMATION SYS|GSLT|GOLDMAN SACHS & CO. LLC|100
CASS|CASS INFORMATION SYS|GTSZ|GTS SECURITIES LLC|28934
CASS|CASS INFORMATION SYS|HRBF|American Enterprise Investment Services Inc.|866
CASS|CASS INFORMATION SYS|IATS|INTERACTIVE BROKERS LLC|2640
CASS|CASS INFORMATION SYS|IBKR|Interactive Brokers Llc|6318
CASS|CASS INFORMATION SYS|ICBX|INSTINET, LLC|900
CASS|CASS INFORMATION SYS|IEQY|CITADEL SECURITIES LLC|4389
CASS|CASS INFORMATION SYS|INCA|INSTINET, LLC|68782
CASS|CASS INFORMATION SYS|INJX|INSTINET, LLC|1702
CASS|CASS INFORMATION SYS|ITGI|ITG Inc.|4872
CASS|CASS INFORMATION SYS|ITGP|ITG INC.|14800
CASS|CASS INFORMATION SYS|JEFF|JEFFERIES LLC|4958
CASS|CASS INFORMATION SYS|JPBX|J.P. MORGAN SECURITIES LLC|566
CASS|CASS INFORMATION SYS|JPMX|J.P. Morgan Securities LLC|25775
CASS|CASS INFORMATION SYS|JSJX|JANE STREET CAPITAL LLC|1706
CASS|CASS INFORMATION SYS|KCGM|VIRTU Americas LLC|1412
CASS|CASS INFORMATION SYS|LEHM|Barclays Capital Inc./Le|56193
CASS|CASS INFORMATION SYS|LIME|Lime Brokerage LLC|23483
CASS|CASS INFORMATION SYS|LMGP|LIME BROKERAGE LLC|16228
CASS|CASS INFORMATION SYS|MAXM|Maxim Group LLC|836
CASS|CASS INFORMATION SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
CASS|CASS INFORMATION SYS|MOTF|MOTIF INVESTING, INC.|49
CASS|CASS INFORMATION SYS|MSCO|MORGAN STANLEY & CO. LLC|144793
CASS|CASS INFORMATION SYS|MSPL|MORGAN STANLEY & CO. LLC|16100
CASS|CASS INFORMATION SYS|NFSC|National Financial Services LLC|4202
CASS|CASS INFORMATION SYS|NITE|VIRTU Americas LLC|34822
CASS|CASS INFORMATION SYS|NITP|VIRTU Americas LLC|2104
CASS|CASS INFORMATION SYS|NQRB|Brut, LLC|104
CASS|CASS INFORMATION SYS|OPCO|Oppenheimer & Co. Inc.|121
CASS|CASS INFORMATION SYS|PDQM|CODA MARKETS, INC.|17836
CASS|CASS INFORMATION SYS|RAJA|Raymond James & Associates, Inc.|867
CASS|CASS INFORMATION SYS|RBCM|RBC CAPITAL MARKETS, LLC|1776
CASS|CASS INFORMATION SYS|SAGW|SAGETRADER, LLC|33
CASS|CASS INFORMATION SYS|SALI|INTL FCSTONE FINANCIAL INC.|43
CASS|CASS INFORMATION SYS|SBSH|Citigroup Global Markets Inc.|32359
CASS|CASS INFORMATION SYS|SGMT|GOLDMAN SACHS & CO. LLC|1849
CASS|CASS INFORMATION SYS|SPDR|SPEEDROUTE LLC|9165
CASS|CASS INFORMATION SYS|SPTD|MINT GLOBAL MARKETS, INC.|3810
CASS|CASS INFORMATION SYS|SSBS|STATE STREET GLOBAL MARKETS, LLC|14758
CASS|CASS INFORMATION SYS|STFL|Stifel, Nicolaus & Company, Incorporated|1158
CASS|CASS INFORMATION SYS|SWIM|TD Ameritrade, Inc.|82
CASS|CASS INFORMATION SYS|TRBT|Tradebot Systems, Inc.|7057
CASS|CASS INFORMATION SYS|TRCM|TRC MARKETS LLC|18098
CASS|CASS INFORMATION SYS|UBSA|UBS SECURITIES LLC|39782
CASS|CASS INFORMATION SYS|UBSS|UBS Securities LLC|143821
CASS|CASS INFORMATION SYS|VALX|VIRTU AMERICAS LLC|9427
CASS|CASS INFORMATION SYS|VGRD|Vanguard Marketing Corporation|65
CASS|CASS INFORMATION SYS|WCHV|WELLS FARGO SECURITIES, LLC|30089
CASS|CASS INFORMATION SYS|WEDB|WEDBUSH SECURITIES INC.|24
CASS|CASS INFORMATION SYS|WEED|Weeden & Co.L.P.|31
CASS|CASS INFORMATION SYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|969
CASS|CASS INFORMATION SYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|962
CASS|CASS INFORMATION SYS|WFPB|Wells Fargo Securities, LLC.|8508
CASS|CASS INFORMATION SYS|WGIF|CIBC World Markets Inc.|190
CASS|CASS INFORMATION SYS|WSEA|WOLVERINE SECURITIES, LLC|527
CASS|CASS INFORMATION SYS|XIST|INSTINET, LLC|2480
CASS|CASS INFORMATION SYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CASS|CASS INFORMATION SYS|YKNA|COMHAR CAPITAL MARKETS, LLC|2310
CASS|CASS INFORMATION SYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73
CASY|CASEY'S GENERAL STOR|ALLN|Allen & Company LLC|573
CASY|CASEY'S GENERAL STOR|ALTX|Alternet Securities Inc.|15108
CASY|CASEY'S GENERAL STOR|ANOS|ABEL/NOSER, L.L.C.|180
CASY|CASEY'S GENERAL STOR|APCC|Apex Clearing Corporation|2453
CASY|CASEY'S GENERAL STOR|AQUA|AQUA SECURITIES L.P.|3600
CASY|CASEY'S GENERAL STOR|BANK|Primevest Financial Services, Inc.|135
CASY|CASEY'S GENERAL STOR|BARD|Robert W. Baird & Co. Incorporated|1035
CASY|CASEY'S GENERAL STOR|BATM|CBOE TRADING, INC.|9357
CASY|CASEY'S GENERAL STOR|BBNT|BB&T SECURITIES, LLC|426
CASY|CASEY'S GENERAL STOR|BERN|Sanford C. Bernstein & Co., LLC|33765
CASY|CASEY'S GENERAL STOR|BIAD|SAGETRADER, LLC|248
CASY|CASEY'S GENERAL STOR|BKCM|BNY Mellon Capital Markets LLC|6965
CASY|CASEY'S GENERAL STOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3321
CASY|CASEY'S GENERAL STOR|BLKX|INSTINET, LLC|27200
CASY|CASEY'S GENERAL STOR|BNPX|BNP PARIBAS SECURITIES CORP.|21924
CASY|CASEY'S GENERAL STOR|BTIG|BTIG, LLC|6282
CASY|CASEY'S GENERAL STOR|BYXM|CBOE TRADING, INC.|1243
CASY|CASEY'S GENERAL STOR|CABR|Cabrera Capital Markets, Inc.|17
CASY|CASEY'S GENERAL STOR|CANT|Cantor Fitzgerald & Co.|522
CASY|CASEY'S GENERAL STOR|CHAS|Charles Schwab & Co., Inc.|1292
CASY|CASEY'S GENERAL STOR|CIST|Capital Institutional Services, Inc.|710
CASY|CASEY'S GENERAL STOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87187
CASY|CASEY'S GENERAL STOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9703
CASY|CASEY'S GENERAL STOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15421
CASY|CASEY'S GENERAL STOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|433955
CASY|CASEY'S GENERAL STOR|CTDL|Citadel Derivatives Group Llc|7424
CASY|CASEY'S GENERAL STOR|CTLR|CUTLER GROUP, LP|651
CASY|CASEY'S GENERAL STOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|42330
CASY|CASEY'S GENERAL STOR|DBAB|Deutsche Bank Securities Inc.|430913
CASY|CASEY'S GENERAL STOR|DBAX|Deutsche Bank Securities Inc.|294500
CASY|CASEY'S GENERAL STOR|DBUL|Deutsche Bank Securities Inc.|1544
CASY|CASEY'S GENERAL STOR|DCHF|Dart Executions, LLC|315
CASY|CASEY'S GENERAL STOR|DEAN|MORGAN STANLEY|3480
CASY|CASEY'S GENERAL STOR|DEGS|RONIN PROFESSIONAL LLC|465
CASY|CASEY'S GENERAL STOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7705
CASY|CASEY'S GENERAL STOR|DRWC|DRW SECURITIES, L.L.C.|400
CASY|CASEY'S GENERAL STOR|DRWK|DRW SECURITIES, L.L.C.|25476
CASY|CASEY'S GENERAL STOR|EBXL|EBX LLC|178400
CASY|CASEY'S GENERAL STOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|8544
CASY|CASEY'S GENERAL STOR|EDJO|Edward D. Jones & Co., L.P.|20624
CASY|CASEY'S GENERAL STOR|EGAM|CBOE TRADING, INC.|11958
CASY|CASEY'S GENERAL STOR|EGMT|EG MARKET TECHNOLOGIES LLC|869
CASY|CASEY'S GENERAL STOR|EGXM|CBOE TRADING, INC.|1508
CASY|CASEY'S GENERAL STOR|EGXW|CBOE TRADING, INC.|81
CASY|CASEY'S GENERAL STOR|ETBE|Electronic Transaction Clearing, Inc.|34065
CASY|CASEY'S GENERAL STOR|ETCC|Electronic Transaction Clearing, Inc.|720
CASY|CASEY'S GENERAL STOR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1976
CASY|CASEY'S GENERAL STOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52849
CASY|CASEY'S GENERAL STOR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|586
CASY|CASEY'S GENERAL STOR|ETRS|E*Trade Securities LLC|51997
CASY|CASEY'S GENERAL STOR|FBCO|Credit Suisse Securities (USA) LLC|348100
CASY|CASEY'S GENERAL STOR|FBSB|U.S. Bancorp Investments, Inc.|187
CASY|CASEY'S GENERAL STOR|FIDT|Fidelity Clearing Canada ULC./ CDS|1
CASY|CASEY'S GENERAL STOR|FILL|Tradestation Securities, Inc.|10676
CASY|CASEY'S GENERAL STOR|FINX|FINTECH SECURITIES|162
CASY|CASEY'S GENERAL STOR|FMAF|NBCN Inc./ CDS|691
CASY|CASEY'S GENERAL STOR|FOMA|TD AMERITRADE CLEARING, INC.|304465
CASY|CASEY'S GENERAL STOR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3405
CASY|CASEY'S GENERAL STOR|FQLS|Quantlab Securities LP|392063
CASY|CASEY'S GENERAL STOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86250
CASY|CASEY'S GENERAL STOR|FTBR|Foliofn Investments, Inc.|442
CASY|CASEY'S GENERAL STOR|GARC|ICAP Corporates LLC|53550
CASY|CASEY'S GENERAL STOR|GEBB|GLOBAL EXECUTION BROKERS, LP|5157
CASY|CASEY'S GENERAL STOR|GLPX|ACS EXECUTION SERVICES, LLC|64836
CASY|CASEY'S GENERAL STOR|GSCO|GOLDMAN SACHS & CO. LLC|724048
CASY|CASEY'S GENERAL STOR|GSCS|GOLDMAN SACHS & CO. LLC|16499
CASY|CASEY'S GENERAL STOR|GSLT|GOLDMAN SACHS & CO. LLC|4988
CASY|CASEY'S GENERAL STOR|GTSZ|GTS SECURITIES LLC|29023
CASY|CASEY'S GENERAL STOR|HRBF|American Enterprise Investment Services Inc.|3086
CASY|CASEY'S GENERAL STOR|HSBC|HSBC Securities, Inc.|200
CASY|CASEY'S GENERAL STOR|IATS|INTERACTIVE BROKERS LLC|21138
CASY|CASEY'S GENERAL STOR|IBKR|Interactive Brokers Llc|122414
CASY|CASEY'S GENERAL STOR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
CASY|CASEY'S GENERAL STOR|ICBX|INSTINET, LLC|43295
CASY|CASEY'S GENERAL STOR|IEQY|CITADEL SECURITIES LLC|155150
CASY|CASEY'S GENERAL STOR|IMPC|Imperial Capital, LLC|700
CASY|CASEY'S GENERAL STOR|INCA|INSTINET, LLC|473254
CASY|CASEY'S GENERAL STOR|INJX|INSTINET, LLC|37097
CASY|CASEY'S GENERAL STOR|ITGI|ITG Inc.|124528
CASY|CASEY'S GENERAL STOR|ITGP|ITG INC.|175800
CASY|CASEY'S GENERAL STOR|JANY|Janney Montgomery Scott Inc.|66
CASY|CASEY'S GENERAL STOR|JEFF|JEFFERIES LLC|133809
CASY|CASEY'S GENERAL STOR|JMPT|JUMP TRADING, LLC|65089
CASY|CASEY'S GENERAL STOR|JONE|JonesTrading|71604
CASY|CASEY'S GENERAL STOR|JPBX|J.P. MORGAN SECURITIES LLC|277632
CASY|CASEY'S GENERAL STOR|JPMX|J.P. Morgan Securities LLC|517081
CASY|CASEY'S GENERAL STOR|JSJX|JANE STREET CAPITAL LLC|3248
CASY|CASEY'S GENERAL STOR|KCGM|VIRTU Americas LLC|35405
CASY|CASEY'S GENERAL STOR|LEHM|Barclays Capital Inc./Le|738180
CASY|CASEY'S GENERAL STOR|LIME|Lime Brokerage LLC|150534
CASY|CASEY'S GENERAL STOR|LMNX|LUMINEX TRADING & ANALYTICS LLC|12000
CASY|CASEY'S GENERAL STOR|LOOP|Loop Capital Markets LLC|7
CASY|CASEY'S GENERAL STOR|LQNA|LIQUIDNET, INC.|85400
CASY|CASEY'S GENERAL STOR|LSCI|Lek Securities Corporation|284
CASY|CASEY'S GENERAL STOR|LVMR|LIVERMORE TRADING GROUP, INC.|2000
CASY|CASEY'S GENERAL STOR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CASY|CASEY'S GENERAL STOR|MACC|Mid Atlantic Capital Corporation|144
CASY|CASEY'S GENERAL STOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86094
CASY|CASEY'S GENERAL STOR|MOTF|MOTIF INVESTING, INC.|8
CASY|CASEY'S GENERAL STOR|MSCO|MORGAN STANLEY & CO. LLC|2405284
CASY|CASEY'S GENERAL STOR|MSPL|MORGAN STANLEY & CO. LLC|473400
CASY|CASEY'S GENERAL STOR|MSTX|MORGAN STANLEY & CO. LLC|124900
CASY|CASEY'S GENERAL STOR|NATL|National Securities Corporation|200
CASY|CASEY'S GENERAL STOR|NFSC|National Financial Services LLC|124217
CASY|CASEY'S GENERAL STOR|NITE|VIRTU Americas LLC|354119
CASY|CASEY'S GENERAL STOR|NITP|VIRTU Americas LLC|1860
CASY|CASEY'S GENERAL STOR|NQRB|Brut, LLC|4340
CASY|CASEY'S GENERAL STOR|NTRC|Northern Trust Securities, Inc.|834
CASY|CASEY'S GENERAL STOR|OPCO|Oppenheimer & Co. Inc.|576
CASY|CASEY'S GENERAL STOR|PDQM|CODA MARKETS, INC.|258681
CASY|CASEY'S GENERAL STOR|PHLY|NASDAQ Execution Services, LLC|4600
CASY|CASEY'S GENERAL STOR|PIPR|Piper Jaffray & Co.|1500
CASY|CASEY'S GENERAL STOR|PWJC|UBS Financial Services, Inc.|902
CASY|CASEY'S GENERAL STOR|RAJA|Raymond James & Associates, Inc.|5055
CASY|CASEY'S GENERAL STOR|RBCM|RBC CAPITAL MARKETS, LLC|2465
CASY|CASEY'S GENERAL STOR|SAGL|SAGETRADER, LLC|13755
CASY|CASEY'S GENERAL STOR|SAGW|SAGETRADER, LLC|29
CASY|CASEY'S GENERAL STOR|SALI|INTL FCSTONE FINANCIAL INC.|193
CASY|CASEY'S GENERAL STOR|SBSH|Citigroup Global Markets Inc.|285759
CASY|CASEY'S GENERAL STOR|SEIC|SEI Investments Distribution Co.|433
CASY|CASEY'S GENERAL STOR|SGMT|GOLDMAN SACHS & CO. LLC|124817
CASY|CASEY'S GENERAL STOR|SIDC|Sidoti & Company, LLC|200
CASY|CASEY'S GENERAL STOR|SPDR|SPEEDROUTE LLC|24724
CASY|CASEY'S GENERAL STOR|SPHN|Stephens Inc.|1505
CASY|CASEY'S GENERAL STOR|SPTD|MINT GLOBAL MARKETS, INC.|14581
CASY|CASEY'S GENERAL STOR|SSBS|STATE STREET GLOBAL MARKETS, LLC|20160
CASY|CASEY'S GENERAL STOR|STFL|Stifel, Nicolaus & Company, Incorporated|518
CASY|CASEY'S GENERAL STOR|STKP|STOCKPILE INVESTMENTS, INC.|18
CASY|CASEY'S GENERAL STOR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|116
CASY|CASEY'S GENERAL STOR|SWIM|TD Ameritrade, Inc.|74844
CASY|CASEY'S GENERAL STOR|SWST|Hilltop Securities Inc.|1999
CASY|CASEY'S GENERAL STOR|TKNG|ALLY INVEST SECURITIES LLC|214
CASY|CASEY'S GENERAL STOR|TMBR|Timber Hill LLC|301
CASY|CASEY'S GENERAL STOR|TRBT|Tradebot Systems, Inc.|304778
CASY|CASEY'S GENERAL STOR|TRCM|TRC MARKETS LLC|66927
CASY|CASEY'S GENERAL STOR|TWTT|TASTYWORKS, INC.|103
CASY|CASEY'S GENERAL STOR|UBSA|UBS SECURITIES LLC|406962
CASY|CASEY'S GENERAL STOR|UBSS|UBS Securities LLC|847302
CASY|CASEY'S GENERAL STOR|VALX|VIRTU AMERICAS LLC|7935
CASY|CASEY'S GENERAL STOR|VERT|The Vertical Trading Group, LLC|7
CASY|CASEY'S GENERAL STOR|VGRD|Vanguard Marketing Corporation|17586
CASY|CASEY'S GENERAL STOR|VSIN|Vision Financial Markets Llc|1040
CASY|CASEY'S GENERAL STOR|WBPX|SUMMIT SECURITIES GROUP, LLC|2104
CASY|CASEY'S GENERAL STOR|WCHV|WELLS FARGO SECURITIES, LLC|245255
CASY|CASEY'S GENERAL STOR|WEDB|WEDBUSH SECURITIES INC.|1164
CASY|CASEY'S GENERAL STOR|WEED|Weeden & Co.L.P.|9756
CASY|CASEY'S GENERAL STOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3366
CASY|CASEY'S GENERAL STOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8819
CASY|CASEY'S GENERAL STOR|WFPB|Wells Fargo Securities, LLC.|400
CASY|CASEY'S GENERAL STOR|WGIF|CIBC World Markets Inc.|109
CASY|CASEY'S GENERAL STOR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|22
CASY|CASEY'S GENERAL STOR|WSEA|WOLVERINE SECURITIES, LLC|1206
CASY|CASEY'S GENERAL STOR|XIST|INSTINET, LLC|71724
CASY|CASEY'S GENERAL STOR|XPUS|XP SECURITIES, LLC|18510
CASY|CASEY'S GENERAL STOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|38176
CASY|CASEY'S GENERAL STOR|YKNA|COMHAR CAPITAL MARKETS, LLC|14637
CASY|CASEY'S GENERAL STOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2779
CAT|CATERPILLAR INC|ABLE|NATIXIS Securities Americas LLC|83374
CAT|CATERPILLAR INC|ADAM|CANACCORD GENUITY INC.|300
CAT|CATERPILLAR INC|AGIS|Aegis Capital Corp.|21567
CAT|CATERPILLAR INC|ALTX|Alternet Securities Inc.|34516
CAT|CATERPILLAR INC|ANOS|ABEL/NOSER, L.L.C.|882
CAT|CATERPILLAR INC|APCC|Apex Clearing Corporation|23808
CAT|CATERPILLAR INC|AQUA|AQUA SECURITIES L.P.|25900
CAT|CATERPILLAR INC|AVON|Avondale Partners, LLC|2805
CAT|CATERPILLAR INC|BANK|Primevest Financial Services, Inc.|952
CAT|CATERPILLAR INC|BARD|Robert W. Baird & Co. Incorporated|9988
CAT|CATERPILLAR INC|BATM|CBOE TRADING, INC.|26917
CAT|CATERPILLAR INC|BAYC|BAY CREST PARTNERS, LLC|4652
CAT|CATERPILLAR INC|BAYT|BTIG, LLC|40810
CAT|CATERPILLAR INC|BBNT|BB&T SECURITIES, LLC|8056
CAT|CATERPILLAR INC|BERN|Sanford C. Bernstein & Co., LLC|351724
CAT|CATERPILLAR INC|BGCE|BGC Financial Inc.|406
CAT|CATERPILLAR INC|BIAD|SAGETRADER, LLC|551
CAT|CATERPILLAR INC|BIDS|BIDS TRADING L.P.|35300
CAT|CATERPILLAR INC|BIMI|Banca IMI Securities Corp.|10714
CAT|CATERPILLAR INC|BKCM|BNY Mellon Capital Markets LLC|408
CAT|CATERPILLAR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56620
CAT|CATERPILLAR INC|BLKX|INSTINET, LLC|176358
CAT|CATERPILLAR INC|BNPX|BNP PARIBAS SECURITIES CORP.|564719
CAT|CATERPILLAR INC|BRGE|Newbridge Securities Corp.|3502
CAT|CATERPILLAR INC|BTIG|BTIG, LLC|16296
CAT|CATERPILLAR INC|BYXM|CBOE TRADING, INC.|7650
CAT|CATERPILLAR INC|BZYD|GOLDMAN SACHS & CO. LLC|100
CAT|CATERPILLAR INC|CANT|Cantor Fitzgerald & Co.|67534
CAT|CATERPILLAR INC|CBRA|Cobra Trading, Inc.|1600
CAT|CATERPILLAR INC|CHAS|Charles Schwab & Co., Inc.|22323
CAT|CATERPILLAR INC|CHLM|Craig-Hallum Capital Group LLC|900
CAT|CATERPILLAR INC|CIBP|CIBC World Markets Corp.|74999
CAT|CATERPILLAR INC|CICF|Canaccord Genuity Corp.|3254
CAT|CATERPILLAR INC|CIOI|CITIGROUP GLOBAL MARKETS INC|53000
CAT|CATERPILLAR INC|CIST|Capital Institutional Services, Inc.|6106
CAT|CATERPILLAR INC|CNFR|Cowen Prime Services LLC|200
CAT|CATERPILLAR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|275425
CAT|CATERPILLAR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3841
CAT|CATERPILLAR INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29550
CAT|CATERPILLAR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1648894
CAT|CATERPILLAR INC|CTDL|Citadel Derivatives Group Llc|40608
CAT|CATERPILLAR INC|CTLR|CUTLER GROUP, LP|813
CAT|CATERPILLAR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|163128
CAT|CATERPILLAR INC|DADA|D.A. Davidson & Co.|3920
CAT|CATERPILLAR INC|DAVA|Davenport & Company LLC|1853
CAT|CATERPILLAR INC|DAWA|Daiwa Capital Markets America Inc.|43
CAT|CATERPILLAR INC|DBAB|Deutsche Bank Securities Inc.|1271626
CAT|CATERPILLAR INC|DBAX|Deutsche Bank Securities Inc.|831100
CAT|CATERPILLAR INC|DBUL|Deutsche Bank Securities Inc.|11051
CAT|CATERPILLAR INC|DCHF|Dart Executions, LLC|6978
CAT|CATERPILLAR INC|DEAN|MORGAN STANLEY|78068
CAT|CATERPILLAR INC|DEGS|RONIN PROFESSIONAL LLC|778
CAT|CATERPILLAR INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|70340
CAT|CATERPILLAR INC|DRWK|DRW SECURITIES, L.L.C.|10894
CAT|CATERPILLAR INC|EBXL|EBX LLC|825200
CAT|CATERPILLAR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|42479
CAT|CATERPILLAR INC|EDJC|Edward Jones / CDS|480
CAT|CATERPILLAR INC|EDJO|Edward D. Jones & Co., L.P.|54927
CAT|CATERPILLAR INC|EGAM|CBOE TRADING, INC.|46920
CAT|CATERPILLAR INC|EGAW|CBOE TRADING, INC.|1397
CAT|CATERPILLAR INC|EGMT|EG MARKET TECHNOLOGIES LLC|2679
CAT|CATERPILLAR INC|EGXM|CBOE TRADING, INC.|30157
CAT|CATERPILLAR INC|EGXW|CBOE TRADING, INC.|1388
CAT|CATERPILLAR INC|ELEV|ELEVATION, LLC|12025
CAT|CATERPILLAR INC|EROP|Eroom Securities L.L.C.|3657
CAT|CATERPILLAR INC|ESPO|ESPOSITO SECURITIES, LLC|4
CAT|CATERPILLAR INC|ETBE|Electronic Transaction Clearing, Inc.|130185
CAT|CATERPILLAR INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CAT|CATERPILLAR INC|ETCB|ETC BROKERAGE SERVICES, LLC|183
CAT|CATERPILLAR INC|ETCC|Electronic Transaction Clearing, Inc.|355
CAT|CATERPILLAR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|128112
CAT|CATERPILLAR INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|530
CAT|CATERPILLAR INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6236
CAT|CATERPILLAR INC|ETRS|E*Trade Securities LLC|1239330
CAT|CATERPILLAR INC|EVRS|E1 ASSET MANAGEMENT, INC.|51
CAT|CATERPILLAR INC|FBSB|U.S. Bancorp Investments, Inc.|1655
CAT|CATERPILLAR INC|FFSI|Firstrade Securities Inc.|100
CAT|CATERPILLAR INC|FIDT|Fidelity Clearing Canada ULC./ CDS|9
CAT|CATERPILLAR INC|FILL|Tradestation Securities, Inc.|95631
CAT|CATERPILLAR INC|FINX|FINTECH SECURITIES|4228
CAT|CATERPILLAR INC|FMAF|NBCN Inc./ CDS|40575
CAT|CATERPILLAR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|53064
CAT|CATERPILLAR INC|FQLS|Quantlab Securities LP|795136
CAT|CATERPILLAR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|221858
CAT|CATERPILLAR INC|FTBR|Foliofn Investments, Inc.|12542
CAT|CATERPILLAR INC|GBMT|GBM International, Inc.|22673
CAT|CATERPILLAR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|56076
CAT|CATERPILLAR INC|GFIS|GFI Securities LLC|9872
CAT|CATERPILLAR INC|GLIS|TD Securities Inc|29875
CAT|CATERPILLAR INC|GLPX|ACS EXECUTION SERVICES, LLC|279425
CAT|CATERPILLAR INC|GSCO|GOLDMAN SACHS & CO. LLC|2636873
CAT|CATERPILLAR INC|GSCS|GOLDMAN SACHS & CO. LLC|93557
CAT|CATERPILLAR INC|GSLT|GOLDMAN SACHS & CO. LLC|36126
CAT|CATERPILLAR INC|GTSZ|GTS SECURITIES LLC|741981
CAT|CATERPILLAR INC|HAPX|HAP Trading, LLC|1408
CAT|CATERPILLAR INC|HCTA|Hardcastle Trading USA LLC|176048
CAT|CATERPILLAR INC|HPPX|POTAMUS TRADING, LLC|299
CAT|CATERPILLAR INC|HRBF|American Enterprise Investment Services Inc.|66858
CAT|CATERPILLAR INC|HSBC|HSBC Securities, Inc.|48907
CAT|CATERPILLAR INC|IATS|INTERACTIVE BROKERS LLC|166669
CAT|CATERPILLAR INC|IBKR|Interactive Brokers Llc|133939
CAT|CATERPILLAR INC|IBSJ|Integrity Brokerage Services, Inc.|146
CAT|CATERPILLAR INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2677
CAT|CATERPILLAR INC|ICBX|INSTINET, LLC|192037
CAT|CATERPILLAR INC|IEQY|CITADEL SECURITIES LLC|389214
CAT|CATERPILLAR INC|IMPC|Imperial Capital, LLC|999
CAT|CATERPILLAR INC|INCA|INSTINET, LLC|940350
CAT|CATERPILLAR INC|INJX|INSTINET, LLC|18007
CAT|CATERPILLAR INC|INTL|INTL FCSTONE FINANCIAL INC.|7
CAT|CATERPILLAR INC|ITGI|ITG Inc.|150014
CAT|CATERPILLAR INC|ITGP|ITG INC.|346600
CAT|CATERPILLAR INC|JANY|Janney Montgomery Scott Inc.|45837
CAT|CATERPILLAR INC|JEFF|JEFFERIES LLC|557580
CAT|CATERPILLAR INC|JMPT|JUMP TRADING, LLC|211497
CAT|CATERPILLAR INC|JONE|JonesTrading|2466
CAT|CATERPILLAR INC|JPBX|J.P. MORGAN SECURITIES LLC|359273
CAT|CATERPILLAR INC|JPMX|J.P. Morgan Securities LLC|1569886
CAT|CATERPILLAR INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|31965
CAT|CATERPILLAR INC|JSJX|JANE STREET CAPITAL LLC|18953
CAT|CATERPILLAR INC|JUTA|JUMP TRADING, LLC|28651
CAT|CATERPILLAR INC|KCGM|VIRTU Americas LLC|217352
CAT|CATERPILLAR INC|LEHM|Barclays Capital Inc./Le|3219450
CAT|CATERPILLAR INC|LIME|Lime Brokerage LLC|137686
CAT|CATERPILLAR INC|LIWD|LIME BROKERAGE LLC|860
CAT|CATERPILLAR INC|LOOP|Loop Capital Markets LLC|735
CAT|CATERPILLAR INC|LQNA|LIQUIDNET, INC.|184400
CAT|CATERPILLAR INC|LSCI|Lek Securities Corporation|64874
CAT|CATERPILLAR INC|LTCO|Ladenburg, Thalmann & Co., Inc.|1220
CAT|CATERPILLAR INC|LVMR|LIVERMORE TRADING GROUP, INC.|9702
CAT|CATERPILLAR INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
CAT|CATERPILLAR INC|MACC|Mid Atlantic Capital Corporation|4380
CAT|CATERPILLAR INC|MACQ|Macquarie Capital (USA) Inc.|2791
CAT|CATERPILLAR INC|MAXM|Maxim Group LLC|8434
CAT|CATERPILLAR INC|MBTS|ALLY INVEST SECURITIES LLC|4432
CAT|CATERPILLAR INC|MCMF|Raymond James Ltd. Cds|15667
CAT|CATERPILLAR INC|MKMP|MKM Partners LLC|1000
CAT|CATERPILLAR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|409812
CAT|CATERPILLAR INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CAT|CATERPILLAR INC|MOTF|MOTIF INVESTING, INC.|88
CAT|CATERPILLAR INC|MPSG|E D & F Man Capital Markets Inc.|6783
CAT|CATERPILLAR INC|MSCO|MORGAN STANLEY & CO. LLC|3909033
CAT|CATERPILLAR INC|MSPL|MORGAN STANLEY & CO. LLC|883700
CAT|CATERPILLAR INC|MSTX|MORGAN STANLEY & CO. LLC|378500
CAT|CATERPILLAR INC|NATL|National Securities Corporation|2589
CAT|CATERPILLAR INC|NBCS|NBC Securities, INC.|1041
CAT|CATERPILLAR INC|NFSC|National Financial Services LLC|1804495
CAT|CATERPILLAR INC|NITE|VIRTU Americas LLC|3687166
CAT|CATERPILLAR INC|NITP|VIRTU Americas LLC|355
CAT|CATERPILLAR INC|NMRA|Nomura Securities International, Inc.|700
CAT|CATERPILLAR INC|NQRB|Brut, LLC|51707
CAT|CATERPILLAR INC|NTBF|BMO Nesbitt Burns Inc./CDS|6944
CAT|CATERPILLAR INC|NTRC|Northern Trust Securities, Inc.|8683
CAT|CATERPILLAR INC|OCEA|OCEAN FINANCIAL SERVICES, LLC|100
CAT|CATERPILLAR INC|OHOS|TWO SIGMA SECURITIES, LLC|382288
CAT|CATERPILLAR INC|OPCO|Oppenheimer & Co. Inc.|497904
CAT|CATERPILLAR INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|150
CAT|CATERPILLAR INC|PCFF|Pacific International Securities Inc./CDS|190
CAT|CATERPILLAR INC|PDQM|CODA MARKETS, INC.|460163
CAT|CATERPILLAR INC|PHLY|NASDAQ Execution Services, LLC|58898
CAT|CATERPILLAR INC|PICT|Pictet Overseas Inc.|50
CAT|CATERPILLAR INC|PIPR|Piper Jaffray & Co.|100
CAT|CATERPILLAR INC|PWJC|UBS Financial Services, Inc.|49633
CAT|CATERPILLAR INC|QMSR|QUATTRO M SECURITIES INC.|4075
CAT|CATERPILLAR INC|RBCM|RBC CAPITAL MARKETS, LLC|117960
CAT|CATERPILLAR INC|RGLD|Regal Securities, Inc|6212
CAT|CATERPILLAR INC|RHCO|Suntrust Robinson Humphrey, Inc.|2940
CAT|CATERPILLAR INC|RJLC|RJL CAPITAL GROUP, LLC|500
CAT|CATERPILLAR INC|SAGL|SAGETRADER, LLC|56954
CAT|CATERPILLAR INC|SAGW|SAGETRADER, LLC|3601
CAT|CATERPILLAR INC|SALI|INTL FCSTONE FINANCIAL INC.|3364
CAT|CATERPILLAR INC|SBRX|MURIEL SIEBERT & CO INC|270
CAT|CATERPILLAR INC|SBSH|Citigroup Global Markets Inc.|1048260
CAT|CATERPILLAR INC|SCMC|Scotia Capital Markets (USA) Inc.|8000
CAT|CATERPILLAR INC|SEIC|SEI Investments Distribution Co.|4226
CAT|CATERPILLAR INC|SGMT|GOLDMAN SACHS & CO. LLC|531493
CAT|CATERPILLAR INC|SHMR|ABN Amro Clearing LLC|204
CAT|CATERPILLAR INC|SJLS|TRADE INFORMATICS LLC|33000
CAT|CATERPILLAR INC|SOGO|Wang Investment Associates, Inc.|1420
CAT|CATERPILLAR INC|SPDR|SPEEDROUTE LLC|57114
CAT|CATERPILLAR INC|SPGS|Sea Port Group Securities, LLC|200
CAT|CATERPILLAR INC|SPHN|Stephens Inc.|3768
CAT|CATERPILLAR INC|SPTD|MINT GLOBAL MARKETS, INC.|1000
CAT|CATERPILLAR INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
CAT|CATERPILLAR INC|STFL|Stifel, Nicolaus & Company, Incorporated|48937
CAT|CATERPILLAR INC|STKP|STOCKPILE INVESTMENTS, INC.|342
CAT|CATERPILLAR INC|STRS|STRATEGAS RESEARCH PARTNERS|1627
CAT|CATERPILLAR INC|STSE|SOUTHERN TRUST SECURITIES, INC.|500
CAT|CATERPILLAR INC|STXG|Stockcross Financial Services, Inc.|8
CAT|CATERPILLAR INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12467
CAT|CATERPILLAR INC|SWIM|TD Ameritrade, Inc.|968776
CAT|CATERPILLAR INC|SWST|Hilltop Securities Inc.|14005
CAT|CATERPILLAR INC|TAGC|TELSEY ADVISORY GROUP LLC|7495
CAT|CATERPILLAR INC|TDFS|TRADERFIELD SECURITIES INC.|100
CAT|CATERPILLAR INC|TDSI|TD Securities (USA) LLC|137
CAT|CATERPILLAR INC|TKNG|ALLY INVEST SECURITIES LLC|14255
CAT|CATERPILLAR INC|TMBR|Timber Hill LLC|100
CAT|CATERPILLAR INC|TRBT|Tradebot Systems, Inc.|490876
CAT|CATERPILLAR INC|TRCM|TRC MARKETS LLC|498672
CAT|CATERPILLAR INC|TWTT|TASTYWORKS, INC.|20553
CAT|CATERPILLAR INC|UBSA|UBS SECURITIES LLC|2031736
CAT|CATERPILLAR INC|UBSS|UBS Securities LLC|2749655
CAT|CATERPILLAR INC|VALX|VIRTU AMERICAS LLC|83820
CAT|CATERPILLAR INC|VGRD|Vanguard Marketing Corporation|102195
CAT|CATERPILLAR INC|VNDM|Wall Street Access|11740
CAT|CATERPILLAR INC|VSIN|Vision Financial Markets Llc|575
CAT|CATERPILLAR INC|WABR|Wall Street Access|4100
CAT|CATERPILLAR INC|WBLR|WILLIAM BLAIR|6933
CAT|CATERPILLAR INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3633
CAT|CATERPILLAR INC|WCHV|WELLS FARGO SECURITIES, LLC|557811
CAT|CATERPILLAR INC|WDNX|WEEDEN & CO.L.P.|9658
CAT|CATERPILLAR INC|WEDB|WEDBUSH SECURITIES INC.|36452
CAT|CATERPILLAR INC|WEED|Weeden & Co.L.P.|5992
CAT|CATERPILLAR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|89645
CAT|CATERPILLAR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|211354
CAT|CATERPILLAR INC|WGIF|CIBC World Markets Inc.|9059
CAT|CATERPILLAR INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3892
CAT|CATERPILLAR INC|WORD|Worden Capital Management LLC|1435
CAT|CATERPILLAR INC|WSAG|WALL STREET ACCESS|200
CAT|CATERPILLAR INC|WSEA|WOLVERINE SECURITIES, LLC|35791
CAT|CATERPILLAR INC|XIST|INSTINET, LLC|88066
CAT|CATERPILLAR INC|XPQR|Jump Trading|1082
CAT|CATERPILLAR INC|XPUS|XP SECURITIES, LLC|1303
CAT|CATERPILLAR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|576450
CAT|CATERPILLAR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|24870
CAT|CATERPILLAR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54855
CATB|CATABASIS PHARMA. CM|ADAM|CANACCORD GENUITY INC.|49858
CATB|CATABASIS PHARMA. CM|AGIS|Aegis Capital Corp.|43700
CATB|CATABASIS PHARMA. CM|ALTX|Alternet Securities Inc.|2100
CATB|CATABASIS PHARMA. CM|APCC|Apex Clearing Corporation|69052
CATB|CATABASIS PHARMA. CM|BATM|CBOE TRADING, INC.|338
CATB|CATABASIS PHARMA. CM|BAYT|BTIG, LLC|19822
CATB|CATABASIS PHARMA. CM|BIMI|Banca IMI Securities Corp.|96500
CATB|CATABASIS PHARMA. CM|BLKX|INSTINET, LLC|32500
CATB|CATABASIS PHARMA. CM|CANT|Cantor Fitzgerald & Co.|96100
CATB|CATABASIS PHARMA. CM|CHAS|Charles Schwab & Co., Inc.|38625
CATB|CATABASIS PHARMA. CM|CIST|Capital Institutional Services, Inc.|50000
CATB|CATABASIS PHARMA. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|289574
CATB|CATABASIS PHARMA. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14526
CATB|CATABASIS PHARMA. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|434385
CATB|CATABASIS PHARMA. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|220551
CATB|CATABASIS PHARMA. CM|CTDL|Citadel Derivatives Group Llc|19146
CATB|CATABASIS PHARMA. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|179884
CATB|CATABASIS PHARMA. CM|DBAB|Deutsche Bank Securities Inc.|184551
CATB|CATABASIS PHARMA. CM|DBAX|Deutsche Bank Securities Inc.|110600
CATB|CATABASIS PHARMA. CM|DEAN|MORGAN STANLEY|12700
CATB|CATABASIS PHARMA. CM|DEGS|RONIN PROFESSIONAL LLC|86827
CATB|CATABASIS PHARMA. CM|EBXL|EBX LLC|143000
CATB|CATABASIS PHARMA. CM|EDJO|Edward D. Jones & Co., L.P.|967
CATB|CATABASIS PHARMA. CM|EGAM|CBOE TRADING, INC.|19300
CATB|CATABASIS PHARMA. CM|EGXM|CBOE TRADING, INC.|27110
CATB|CATABASIS PHARMA. CM|EGXW|CBOE TRADING, INC.|600
CATB|CATABASIS PHARMA. CM|ETBE|Electronic Transaction Clearing, Inc.|1160
CATB|CATABASIS PHARMA. CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2060
CATB|CATABASIS PHARMA. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1788
CATB|CATABASIS PHARMA. CM|ETRS|E*Trade Securities LLC|1173833
CATB|CATABASIS PHARMA. CM|FBCO|Credit Suisse Securities (USA) LLC|196963
CATB|CATABASIS PHARMA. CM|FILL|Tradestation Securities, Inc.|245914
CATB|CATABASIS PHARMA. CM|FOMA|TD AMERITRADE CLEARING, INC.|1830842
CATB|CATABASIS PHARMA. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|331878
CATB|CATABASIS PHARMA. CM|FTBR|Foliofn Investments, Inc.|578
CATB|CATABASIS PHARMA. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|32909
CATB|CATABASIS PHARMA. CM|GLPX|ACS EXECUTION SERVICES, LLC|9250
CATB|CATABASIS PHARMA. CM|GSCO|GOLDMAN SACHS & CO. LLC|423527
CATB|CATABASIS PHARMA. CM|GSCS|GOLDMAN SACHS & CO. LLC|53462
CATB|CATABASIS PHARMA. CM|GSLT|GOLDMAN SACHS & CO. LLC|18960
CATB|CATABASIS PHARMA. CM|HRBF|American Enterprise Investment Services Inc.|13910
CATB|CATABASIS PHARMA. CM|HSBC|HSBC Securities, Inc.|1761
CATB|CATABASIS PHARMA. CM|IATS|INTERACTIVE BROKERS LLC|80747
CATB|CATABASIS PHARMA. CM|IBKR|Interactive Brokers Llc|1289627
CATB|CATABASIS PHARMA. CM|ICBX|INSTINET, LLC|81652
CATB|CATABASIS PHARMA. CM|INCA|INSTINET, LLC|1256865
CATB|CATABASIS PHARMA. CM|INJX|INSTINET, LLC|73563
CATB|CATABASIS PHARMA. CM|ITGI|ITG Inc.|1455650
CATB|CATABASIS PHARMA. CM|ITGP|ITG INC.|39400
CATB|CATABASIS PHARMA. CM|JEFF|JEFFERIES LLC|316865
CATB|CATABASIS PHARMA. CM|JMPT|JUMP TRADING, LLC|17759
CATB|CATABASIS PHARMA. CM|JONE|JonesTrading|124518
CATB|CATABASIS PHARMA. CM|JPMX|J.P. Morgan Securities LLC|347860
CATB|CATABASIS PHARMA. CM|JSJX|JANE STREET CAPITAL LLC|4205
CATB|CATABASIS PHARMA. CM|KCGM|VIRTU Americas LLC|183796
CATB|CATABASIS PHARMA. CM|LAFC|R. F. Lafferty & Co., Inc.|35000
CATB|CATABASIS PHARMA. CM|LEHM|Barclays Capital Inc./Le|352990
CATB|CATABASIS PHARMA. CM|LIME|Lime Brokerage LLC|39954
CATB|CATABASIS PHARMA. CM|LSCI|Lek Securities Corporation|100
CATB|CATABASIS PHARMA. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CATB|CATABASIS PHARMA. CM|MAXM|Maxim Group LLC|1019682
CATB|CATABASIS PHARMA. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|118844
CATB|CATABASIS PHARMA. CM|MOTF|MOTIF INVESTING, INC.|1
CATB|CATABASIS PHARMA. CM|MSCO|MORGAN STANLEY & CO. LLC|2237047
CATB|CATABASIS PHARMA. CM|MSPL|MORGAN STANLEY & CO. LLC|73500
CATB|CATABASIS PHARMA. CM|MSTX|MORGAN STANLEY & CO. LLC|8200
CATB|CATABASIS PHARMA. CM|NFSC|National Financial Services LLC|1542734
CATB|CATABASIS PHARMA. CM|NITE|VIRTU Americas LLC|3333377
CATB|CATABASIS PHARMA. CM|NITP|VIRTU Americas LLC|1699
CATB|CATABASIS PHARMA. CM|NORT|Northland Securities, Inc.|1232967
CATB|CATABASIS PHARMA. CM|NQRB|Brut, LLC|34780
CATB|CATABASIS PHARMA. CM|OPCO|Oppenheimer & Co. Inc.|463947
CATB|CATABASIS PHARMA. CM|PCPT|PHILLIP CAPITAL INC.|12800
CATB|CATABASIS PHARMA. CM|PDQM|CODA MARKETS, INC.|135088
CATB|CATABASIS PHARMA. CM|RBCM|RBC CAPITAL MARKETS, LLC|24491
CATB|CATABASIS PHARMA. CM|SAGL|SAGETRADER, LLC|3700
CATB|CATABASIS PHARMA. CM|SBSH|Citigroup Global Markets Inc.|32356
CATB|CATABASIS PHARMA. CM|SGMT|GOLDMAN SACHS & CO. LLC|70652
CATB|CATABASIS PHARMA. CM|SPDR|SPEEDROUTE LLC|53870
CATB|CATABASIS PHARMA. CM|STFL|Stifel, Nicolaus & Company, Incorporated|1000
CATB|CATABASIS PHARMA. CM|SWIM|TD Ameritrade, Inc.|474941
CATB|CATABASIS PHARMA. CM|TKNG|ALLY INVEST SECURITIES LLC|18567
CATB|CATABASIS PHARMA. CM|TRCM|TRC MARKETS LLC|2084
CATB|CATABASIS PHARMA. CM|TTUC|CUTTONE & CO., INC.|174905
CATB|CATABASIS PHARMA. CM|UBSA|UBS SECURITIES LLC|699043
CATB|CATABASIS PHARMA. CM|UBSS|UBS Securities LLC|1335849
CATB|CATABASIS PHARMA. CM|VALX|VIRTU AMERICAS LLC|3016
CATB|CATABASIS PHARMA. CM|VGRD|Vanguard Marketing Corporation|64543
CATB|CATABASIS PHARMA. CM|VSIN|Vision Financial Markets Llc|2065
CATB|CATABASIS PHARMA. CM|WABR|Wall Street Access|10000
CATB|CATABASIS PHARMA. CM|WCHV|WELLS FARGO SECURITIES, LLC|226746
CATB|CATABASIS PHARMA. CM|WEDB|WEDBUSH SECURITIES INC.|14000
CATB|CATABASIS PHARMA. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27630
CATB|CATABASIS PHARMA. CM|WGIF|CIBC World Markets Inc.|29284
CATB|CATABASIS PHARMA. CM|WSEA|WOLVERINE SECURITIES, LLC|105900
CATB|CATABASIS PHARMA. CM|WTFS|JUST2TRADE, INC.|800
CATB|CATABASIS PHARMA. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|14000
CATB|CATABASIS PHARMA. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3226
CATB|CATABASIS PHARMA. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2550
CATC|CAMBRIDGE BANCP CM|BATM|CBOE TRADING, INC.|1755
CATC|CAMBRIDGE BANCP CM|BAYC|BAY CREST PARTNERS, LLC|1331
CATC|CAMBRIDGE BANCP CM|BERN|Sanford C. Bernstein & Co., LLC|3596
CATC|CAMBRIDGE BANCP CM|BLKX|INSTINET, LLC|14228
CATC|CAMBRIDGE BANCP CM|BMOC|BMO Capital Markets Corp.|278
CATC|CAMBRIDGE BANCP CM|BNPX|BNP PARIBAS SECURITIES CORP.|517
CATC|CAMBRIDGE BANCP CM|BTIG|BTIG, LLC|361
CATC|CAMBRIDGE BANCP CM|CHAS|Charles Schwab & Co., Inc.|1
CATC|CAMBRIDGE BANCP CM|CIST|Capital Institutional Services, Inc.|220
CATC|CAMBRIDGE BANCP CM|CMPT|Compass Point Research & Trading, LLC|100
CATC|CAMBRIDGE BANCP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36754
CATC|CAMBRIDGE BANCP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19429
CATC|CAMBRIDGE BANCP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11176
CATC|CAMBRIDGE BANCP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6068
CATC|CAMBRIDGE BANCP CM|CTDL|Citadel Derivatives Group Llc|1273
CATC|CAMBRIDGE BANCP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7178
CATC|CAMBRIDGE BANCP CM|DBAB|Deutsche Bank Securities Inc.|50524
CATC|CAMBRIDGE BANCP CM|DBAX|Deutsche Bank Securities Inc.|21700
CATC|CAMBRIDGE BANCP CM|DEAN|MORGAN STANLEY|140
CATC|CAMBRIDGE BANCP CM|DRWK|DRW SECURITIES, L.L.C.|201
CATC|CAMBRIDGE BANCP CM|EBXL|EBX LLC|8000
CATC|CAMBRIDGE BANCP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1138
CATC|CAMBRIDGE BANCP CM|EGAM|CBOE TRADING, INC.|100
CATC|CAMBRIDGE BANCP CM|ETRS|E*Trade Securities LLC|118
CATC|CAMBRIDGE BANCP CM|FBCO|Credit Suisse Securities (USA) LLC|13322
CATC|CAMBRIDGE BANCP CM|FILL|Tradestation Securities, Inc.|89
CATC|CAMBRIDGE BANCP CM|FOMA|TD AMERITRADE CLEARING, INC.|3736
CATC|CAMBRIDGE BANCP CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|843
CATC|CAMBRIDGE BANCP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8258
CATC|CAMBRIDGE BANCP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|453
CATC|CAMBRIDGE BANCP CM|GLPX|ACS EXECUTION SERVICES, LLC|3723
CATC|CAMBRIDGE BANCP CM|GSCO|GOLDMAN SACHS & CO. LLC|176201
CATC|CAMBRIDGE BANCP CM|GSCS|GOLDMAN SACHS & CO. LLC|2262
CATC|CAMBRIDGE BANCP CM|GTSZ|GTS SECURITIES LLC|9991
CATC|CAMBRIDGE BANCP CM|IATS|INTERACTIVE BROKERS LLC|63
CATC|CAMBRIDGE BANCP CM|IBKR|Interactive Brokers Llc|4915
CATC|CAMBRIDGE BANCP CM|ICBX|INSTINET, LLC|3400
CATC|CAMBRIDGE BANCP CM|IEQY|CITADEL SECURITIES LLC|245
CATC|CAMBRIDGE BANCP CM|INCA|INSTINET, LLC|15265
CATC|CAMBRIDGE BANCP CM|INJX|INSTINET, LLC|469
CATC|CAMBRIDGE BANCP CM|ITGI|ITG Inc.|779
CATC|CAMBRIDGE BANCP CM|ITGP|ITG INC.|2600
CATC|CAMBRIDGE BANCP CM|JEFF|JEFFERIES LLC|2708
CATC|CAMBRIDGE BANCP CM|JPBX|J.P. MORGAN SECURITIES LLC|200
CATC|CAMBRIDGE BANCP CM|JPMX|J.P. Morgan Securities LLC|13757
CATC|CAMBRIDGE BANCP CM|LEHM|Barclays Capital Inc./Le|30841
CATC|CAMBRIDGE BANCP CM|LIME|Lime Brokerage LLC|4346
CATC|CAMBRIDGE BANCP CM|LMGP|LIME BROKERAGE LLC|112
CATC|CAMBRIDGE BANCP CM|LQNA|LIQUIDNET, INC.|800
CATC|CAMBRIDGE BANCP CM|MAXM|Maxim Group LLC|281
CATC|CAMBRIDGE BANCP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7722
CATC|CAMBRIDGE BANCP CM|MOTF|MOTIF INVESTING, INC.|1
CATC|CAMBRIDGE BANCP CM|MSCO|MORGAN STANLEY & CO. LLC|104910
CATC|CAMBRIDGE BANCP CM|MSPL|MORGAN STANLEY & CO. LLC|7300
CATC|CAMBRIDGE BANCP CM|MSTX|MORGAN STANLEY & CO. LLC|1400
CATC|CAMBRIDGE BANCP CM|NFSC|National Financial Services LLC|4113
CATC|CAMBRIDGE BANCP CM|NITE|VIRTU Americas LLC|12283
CATC|CAMBRIDGE BANCP CM|PDQM|CODA MARKETS, INC.|7235
CATC|CAMBRIDGE BANCP CM|RAJA|Raymond James & Associates, Inc.|466
CATC|CAMBRIDGE BANCP CM|SBSH|Citigroup Global Markets Inc.|16603
CATC|CAMBRIDGE BANCP CM|SGMT|GOLDMAN SACHS & CO. LLC|4539
CATC|CAMBRIDGE BANCP CM|SPDR|SPEEDROUTE LLC|386
CATC|CAMBRIDGE BANCP CM|TRCM|TRC MARKETS LLC|592
CATC|CAMBRIDGE BANCP CM|UBSA|UBS SECURITIES LLC|16617
CATC|CAMBRIDGE BANCP CM|UBSS|UBS Securities LLC|124798
CATC|CAMBRIDGE BANCP CM|VALX|VIRTU AMERICAS LLC|50
CATC|CAMBRIDGE BANCP CM|WCHV|WELLS FARGO SECURITIES, LLC|3803
CATC|CAMBRIDGE BANCP CM|WDNX|WEEDEN & CO.L.P.|300
CATC|CAMBRIDGE BANCP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CATC|CAMBRIDGE BANCP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|140
CATH|GLBL X SP 500 CTH V|APCC|Apex Clearing Corporation|106
CATH|GLBL X SP 500 CTH V|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4137
CATH|GLBL X SP 500 CTH V|CTDL|Citadel Derivatives Group Llc|501
CATH|GLBL X SP 500 CTH V|DBAX|Deutsche Bank Securities Inc.|1100
CATH|GLBL X SP 500 CTH V|DEAN|MORGAN STANLEY|1606
CATH|GLBL X SP 500 CTH V|EBXL|EBX LLC|1000
CATH|GLBL X SP 500 CTH V|EGXM|CBOE TRADING, INC.|400
CATH|GLBL X SP 500 CTH V|ETRS|E*Trade Securities LLC|704
CATH|GLBL X SP 500 CTH V|FBCO|Credit Suisse Securities (USA) LLC|6501
CATH|GLBL X SP 500 CTH V|FMAF|NBCN Inc./ CDS|77
CATH|GLBL X SP 500 CTH V|FOMA|TD AMERITRADE CLEARING, INC.|6865
CATH|GLBL X SP 500 CTH V|FTBR|Foliofn Investments, Inc.|48
CATH|GLBL X SP 500 CTH V|GSCO|GOLDMAN SACHS & CO. LLC|200
CATH|GLBL X SP 500 CTH V|GSLT|GOLDMAN SACHS & CO. LLC|782
CATH|GLBL X SP 500 CTH V|GTSZ|GTS SECURITIES LLC|1600
CATH|GLBL X SP 500 CTH V|HRBF|American Enterprise Investment Services Inc.|495
CATH|GLBL X SP 500 CTH V|IBKR|Interactive Brokers Llc|2822
CATH|GLBL X SP 500 CTH V|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
CATH|GLBL X SP 500 CTH V|ICBX|INSTINET, LLC|500
CATH|GLBL X SP 500 CTH V|ITGI|ITG Inc.|18
CATH|GLBL X SP 500 CTH V|ITGP|ITG INC.|200
CATH|GLBL X SP 500 CTH V|JPMX|J.P. Morgan Securities LLC|1000
CATH|GLBL X SP 500 CTH V|JSJX|JANE STREET CAPITAL LLC|9882
CATH|GLBL X SP 500 CTH V|KCGM|VIRTU Americas LLC|1228
CATH|GLBL X SP 500 CTH V|LEHM|Barclays Capital Inc./Le|4600
CATH|GLBL X SP 500 CTH V|LIME|Lime Brokerage LLC|1674
CATH|GLBL X SP 500 CTH V|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1008
CATH|GLBL X SP 500 CTH V|MSCO|MORGAN STANLEY & CO. LLC|6525
CATH|GLBL X SP 500 CTH V|MSPL|MORGAN STANLEY & CO. LLC|17200
CATH|GLBL X SP 500 CTH V|NFSC|National Financial Services LLC|6079
CATH|GLBL X SP 500 CTH V|NITE|VIRTU Americas LLC|25567
CATH|GLBL X SP 500 CTH V|PWJC|UBS Financial Services, Inc.|50
CATH|GLBL X SP 500 CTH V|RAJA|Raymond James & Associates, Inc.|520
CATH|GLBL X SP 500 CTH V|RBCM|RBC CAPITAL MARKETS, LLC|12800
CATH|GLBL X SP 500 CTH V|SBSH|Citigroup Global Markets Inc.|910
CATH|GLBL X SP 500 CTH V|SGMT|GOLDMAN SACHS & CO. LLC|3274
CATH|GLBL X SP 500 CTH V|STFL|Stifel, Nicolaus & Company, Incorporated|475
CATH|GLBL X SP 500 CTH V|SWIM|TD Ameritrade, Inc.|100
CATH|GLBL X SP 500 CTH V|TRCM|TRC MARKETS LLC|29
CATH|GLBL X SP 500 CTH V|UBSA|UBS SECURITIES LLC|5087
CATH|GLBL X SP 500 CTH V|UBSS|UBS Securities LLC|1168
CATH|GLBL X SP 500 CTH V|VGRD|Vanguard Marketing Corporation|239
CATH|GLBL X SP 500 CTH V|WCHV|WELLS FARGO SECURITIES, LLC|2120
CATH|GLBL X SP 500 CTH V|WSEA|WOLVERINE SECURITIES, LLC|94
CATH|GLBL X SP 500 CTH V|YLPL|Linsco/Private Ledger Financial Services, Incorporated|342
CATM|CARDTRONICS PLC|ALTX|Alternet Securities Inc.|9413
CATM|CARDTRONICS PLC|APCC|Apex Clearing Corporation|106
CATM|CARDTRONICS PLC|BARD|Robert W. Baird & Co. Incorporated|100
CATM|CARDTRONICS PLC|BATM|CBOE TRADING, INC.|10640
CATM|CARDTRONICS PLC|BERN|Sanford C. Bernstein & Co., LLC|6023
CATM|CARDTRONICS PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5054
CATM|CARDTRONICS PLC|BMOC|BMO Capital Markets Corp.|87182
CATM|CARDTRONICS PLC|BNPX|BNP PARIBAS SECURITIES CORP.|8045
CATM|CARDTRONICS PLC|BRVL|BLAYLOCK VAN, LLC|200
CATM|CARDTRONICS PLC|BTIG|BTIG, LLC|8373
CATM|CARDTRONICS PLC|BYXM|CBOE TRADING, INC.|3536
CATM|CARDTRONICS PLC|BZYD|GOLDMAN SACHS & CO. LLC|1350
CATM|CARDTRONICS PLC|CBLC|CITIGROUP GLOBAL MARKETS INC.|19200
CATM|CARDTRONICS PLC|CIST|Capital Institutional Services, Inc.|402
CATM|CARDTRONICS PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30823
CATM|CARDTRONICS PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3200
CATM|CARDTRONICS PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195905
CATM|CARDTRONICS PLC|CTDL|Citadel Derivatives Group Llc|32720
CATM|CARDTRONICS PLC|CTLR|CUTLER GROUP, LP|1600
CATM|CARDTRONICS PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|26052
CATM|CARDTRONICS PLC|DBAB|Deutsche Bank Securities Inc.|310015
CATM|CARDTRONICS PLC|DBAX|Deutsche Bank Securities Inc.|91600
CATM|CARDTRONICS PLC|DBUL|Deutsche Bank Securities Inc.|1002
CATM|CARDTRONICS PLC|DCHF|Dart Executions, LLC|1009
CATM|CARDTRONICS PLC|DEAN|MORGAN STANLEY|1316
CATM|CARDTRONICS PLC|DEGS|RONIN PROFESSIONAL LLC|5271
CATM|CARDTRONICS PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12697
CATM|CARDTRONICS PLC|EBXL|EBX LLC|89900
CATM|CARDTRONICS PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3910
CATM|CARDTRONICS PLC|EDJO|Edward D. Jones & Co., L.P.|230
CATM|CARDTRONICS PLC|EGAM|CBOE TRADING, INC.|16973
CATM|CARDTRONICS PLC|EGAW|CBOE TRADING, INC.|178
CATM|CARDTRONICS PLC|EGMT|EG MARKET TECHNOLOGIES LLC|1200
CATM|CARDTRONICS PLC|EGXM|CBOE TRADING, INC.|13191
CATM|CARDTRONICS PLC|EGXW|CBOE TRADING, INC.|360
CATM|CARDTRONICS PLC|ETBE|Electronic Transaction Clearing, Inc.|17708
CATM|CARDTRONICS PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6612
CATM|CARDTRONICS PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26476
CATM|CARDTRONICS PLC|ETRS|E*Trade Securities LLC|37737
CATM|CARDTRONICS PLC|FBCO|Credit Suisse Securities (USA) LLC|545690
CATM|CARDTRONICS PLC|FILL|Tradestation Securities, Inc.|1624
CATM|CARDTRONICS PLC|FMAF|NBCN Inc./ CDS|400
CATM|CARDTRONICS PLC|FOMA|TD AMERITRADE CLEARING, INC.|64602
CATM|CARDTRONICS PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2984
CATM|CARDTRONICS PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106685
CATM|CARDTRONICS PLC|FTBR|Foliofn Investments, Inc.|4437
CATM|CARDTRONICS PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|12418
CATM|CARDTRONICS PLC|GLPX|ACS EXECUTION SERVICES, LLC|19309
CATM|CARDTRONICS PLC|GSCO|GOLDMAN SACHS & CO. LLC|731931
CATM|CARDTRONICS PLC|GSCS|GOLDMAN SACHS & CO. LLC|48243
CATM|CARDTRONICS PLC|GSLT|GOLDMAN SACHS & CO. LLC|3546
CATM|CARDTRONICS PLC|GTSZ|GTS SECURITIES LLC|16138
CATM|CARDTRONICS PLC|HAPX|HAP Trading, LLC|3951
CATM|CARDTRONICS PLC|HRBF|American Enterprise Investment Services Inc.|51
CATM|CARDTRONICS PLC|HSBC|HSBC Securities, Inc.|91000
CATM|CARDTRONICS PLC|IATS|INTERACTIVE BROKERS LLC|9301
CATM|CARDTRONICS PLC|IBKR|Interactive Brokers Llc|84488
CATM|CARDTRONICS PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1345
CATM|CARDTRONICS PLC|ICBX|INSTINET, LLC|36305
CATM|CARDTRONICS PLC|IEQY|CITADEL SECURITIES LLC|72215
CATM|CARDTRONICS PLC|INCA|INSTINET, LLC|450680
CATM|CARDTRONICS PLC|INJX|INSTINET, LLC|33074
CATM|CARDTRONICS PLC|ITGI|ITG Inc.|72962
CATM|CARDTRONICS PLC|ITGP|ITG INC.|107800
CATM|CARDTRONICS PLC|JEFF|JEFFERIES LLC|33260
CATM|CARDTRONICS PLC|JMPT|JUMP TRADING, LLC|42906
CATM|CARDTRONICS PLC|JPBX|J.P. MORGAN SECURITIES LLC|32359
CATM|CARDTRONICS PLC|JPMX|J.P. Morgan Securities LLC|312083
CATM|CARDTRONICS PLC|JSJX|JANE STREET CAPITAL LLC|22821
CATM|CARDTRONICS PLC|JUTA|JUMP TRADING, LLC|50
CATM|CARDTRONICS PLC|KCGM|VIRTU Americas LLC|23245
CATM|CARDTRONICS PLC|LEHM|Barclays Capital Inc./Le|699918
CATM|CARDTRONICS PLC|LIME|Lime Brokerage LLC|154096
CATM|CARDTRONICS PLC|LMGP|LIME BROKERAGE LLC|640
CATM|CARDTRONICS PLC|LQNA|LIQUIDNET, INC.|15000
CATM|CARDTRONICS PLC|LSCI|Lek Securities Corporation|232
CATM|CARDTRONICS PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
CATM|CARDTRONICS PLC|MAXM|Maxim Group LLC|2923
CATM|CARDTRONICS PLC|MBTS|ALLY INVEST SECURITIES LLC|185
CATM|CARDTRONICS PLC|MCBT|Moors & Cabot, Inc.|400
CATM|CARDTRONICS PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89180
CATM|CARDTRONICS PLC|MOTF|MOTIF INVESTING, INC.|4
CATM|CARDTRONICS PLC|MSCO|MORGAN STANLEY & CO. LLC|1614630
CATM|CARDTRONICS PLC|MSPL|MORGAN STANLEY & CO. LLC|214100
CATM|CARDTRONICS PLC|MSTX|MORGAN STANLEY & CO. LLC|151600
CATM|CARDTRONICS PLC|NFSC|National Financial Services LLC|86368
CATM|CARDTRONICS PLC|NITE|VIRTU Americas LLC|206177
CATM|CARDTRONICS PLC|NITP|VIRTU Americas LLC|3500
CATM|CARDTRONICS PLC|NQRB|Brut, LLC|30749
CATM|CARDTRONICS PLC|NTRC|Northern Trust Securities, Inc.|63
CATM|CARDTRONICS PLC|PDQM|CODA MARKETS, INC.|78315
CATM|CARDTRONICS PLC|PHLY|NASDAQ Execution Services, LLC|200
CATM|CARDTRONICS PLC|PIPR|Piper Jaffray & Co.|105
CATM|CARDTRONICS PLC|RAJA|Raymond James & Associates, Inc.|6139
CATM|CARDTRONICS PLC|RBCM|RBC CAPITAL MARKETS, LLC|150
CATM|CARDTRONICS PLC|RHCO|Suntrust Robinson Humphrey, Inc.|5833
CATM|CARDTRONICS PLC|ROTH|Roth Capital Partners, LLC|200
CATM|CARDTRONICS PLC|SAGL|SAGETRADER, LLC|10187
CATM|CARDTRONICS PLC|SALI|INTL FCSTONE FINANCIAL INC.|84
CATM|CARDTRONICS PLC|SBSH|Citigroup Global Markets Inc.|195111
CATM|CARDTRONICS PLC|SGMT|GOLDMAN SACHS & CO. LLC|80672
CATM|CARDTRONICS PLC|SPDR|SPEEDROUTE LLC|6174
CATM|CARDTRONICS PLC|STFL|Stifel, Nicolaus & Company, Incorporated|1079
CATM|CARDTRONICS PLC|SWIM|TD Ameritrade, Inc.|17209
CATM|CARDTRONICS PLC|SWST|Hilltop Securities Inc.|500
CATM|CARDTRONICS PLC|TKNG|ALLY INVEST SECURITIES LLC|5026
CATM|CARDTRONICS PLC|TRBT|Tradebot Systems, Inc.|185292
CATM|CARDTRONICS PLC|TRCM|TRC MARKETS LLC|177573
CATM|CARDTRONICS PLC|TWTT|TASTYWORKS, INC.|300
CATM|CARDTRONICS PLC|UBSA|UBS SECURITIES LLC|323122
CATM|CARDTRONICS PLC|UBSS|UBS Securities LLC|820224
CATM|CARDTRONICS PLC|VALX|VIRTU AMERICAS LLC|4983
CATM|CARDTRONICS PLC|VERT|The Vertical Trading Group, LLC|5520
CATM|CARDTRONICS PLC|VGRD|Vanguard Marketing Corporation|17006
CATM|CARDTRONICS PLC|WCHV|WELLS FARGO SECURITIES, LLC|120576
CATM|CARDTRONICS PLC|WDNX|WEEDEN & CO.L.P.|10772
CATM|CARDTRONICS PLC|WEDB|WEDBUSH SECURITIES INC.|4842
CATM|CARDTRONICS PLC|WEED|Weeden & Co.L.P.|9000
CATM|CARDTRONICS PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3661
CATM|CARDTRONICS PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11266
CATM|CARDTRONICS PLC|WFPB|Wells Fargo Securities, LLC.|1300
CATM|CARDTRONICS PLC|WSEA|WOLVERINE SECURITIES, LLC|2512
CATM|CARDTRONICS PLC|XIST|INSTINET, LLC|102904
CATM|CARDTRONICS PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13906
CATM|CARDTRONICS PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|4190
CATM|CARDTRONICS PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1982
CATO|CATO CORP CL A|AGIS|Aegis Capital Corp.|1295
CATO|CATO CORP CL A|ALTX|Alternet Securities Inc.|13273
CATO|CATO CORP CL A|ANOS|ABEL/NOSER, L.L.C.|5905
CATO|CATO CORP CL A|APCC|Apex Clearing Corporation|857
CATO|CATO CORP CL A|BANK|Primevest Financial Services, Inc.|3
CATO|CATO CORP CL A|BARD|Robert W. Baird & Co. Incorporated|3338
CATO|CATO CORP CL A|BATM|CBOE TRADING, INC.|3987
CATO|CATO CORP CL A|BBNT|BB&T SECURITIES, LLC|1908
CATO|CATO CORP CL A|BERN|Sanford C. Bernstein & Co., LLC|22237
CATO|CATO CORP CL A|BIMI|Banca IMI Securities Corp.|40
CATO|CATO CORP CL A|BNPX|BNP PARIBAS SECURITIES CORP.|75658
CATO|CATO CORP CL A|BRVL|BLAYLOCK VAN, LLC|200
CATO|CATO CORP CL A|BTIG|BTIG, LLC|100
CATO|CATO CORP CL A|BYXM|CBOE TRADING, INC.|1700
CATO|CATO CORP CL A|BZYD|GOLDMAN SACHS & CO. LLC|723
CATO|CATO CORP CL A|CHAS|Charles Schwab & Co., Inc.|6987
CATO|CATO CORP CL A|CIST|Capital Institutional Services, Inc.|1500
CATO|CATO CORP CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19279
CATO|CATO CORP CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2662
CATO|CATO CORP CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1307
CATO|CATO CORP CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|118316
CATO|CATO CORP CL A|CTDL|Citadel Derivatives Group Llc|1779
CATO|CATO CORP CL A|CTLR|CUTLER GROUP, LP|11166
CATO|CATO CORP CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|15350
CATO|CATO CORP CL A|DBAB|Deutsche Bank Securities Inc.|81023
CATO|CATO CORP CL A|DBAX|Deutsche Bank Securities Inc.|97300
CATO|CATO CORP CL A|DBUL|Deutsche Bank Securities Inc.|200
CATO|CATO CORP CL A|DEAN|MORGAN STANLEY|3150
CATO|CATO CORP CL A|DEGS|RONIN PROFESSIONAL LLC|1144
CATO|CATO CORP CL A|EBXL|EBX LLC|76700
CATO|CATO CORP CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|17432
CATO|CATO CORP CL A|EDJO|Edward D. Jones & Co., L.P.|4715
CATO|CATO CORP CL A|EGAM|CBOE TRADING, INC.|8589
CATO|CATO CORP CL A|EGAW|CBOE TRADING, INC.|84
CATO|CATO CORP CL A|EGMT|EG MARKET TECHNOLOGIES LLC|1077
CATO|CATO CORP CL A|EGXM|CBOE TRADING, INC.|3887
CATO|CATO CORP CL A|EGXW|CBOE TRADING, INC.|129
CATO|CATO CORP CL A|ETBE|Electronic Transaction Clearing, Inc.|5407
CATO|CATO CORP CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11814
CATO|CATO CORP CL A|ETRS|E*Trade Securities LLC|45288
CATO|CATO CORP CL A|FILL|Tradestation Securities, Inc.|1003
CATO|CATO CORP CL A|FMAF|NBCN Inc./ CDS|426
CATO|CATO CORP CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4335
CATO|CATO CORP CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60008
CATO|CATO CORP CL A|FTBR|Foliofn Investments, Inc.|4742
CATO|CATO CORP CL A|GLIS|TD Securities Inc|627
CATO|CATO CORP CL A|GLPX|ACS EXECUTION SERVICES, LLC|17669
CATO|CATO CORP CL A|GSCO|GOLDMAN SACHS & CO. LLC|320897
CATO|CATO CORP CL A|GSCS|GOLDMAN SACHS & CO. LLC|5387
CATO|CATO CORP CL A|GSLT|GOLDMAN SACHS & CO. LLC|1388
CATO|CATO CORP CL A|GTSZ|GTS SECURITIES LLC|15589
CATO|CATO CORP CL A|HRBF|American Enterprise Investment Services Inc.|5105
CATO|CATO CORP CL A|IATS|INTERACTIVE BROKERS LLC|11840
CATO|CATO CORP CL A|IBKR|Interactive Brokers Llc|15300
CATO|CATO CORP CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
CATO|CATO CORP CL A|ICBX|INSTINET, LLC|26956
CATO|CATO CORP CL A|IEQY|CITADEL SECURITIES LLC|47343
CATO|CATO CORP CL A|INCA|INSTINET, LLC|71325
CATO|CATO CORP CL A|INJX|INSTINET, LLC|133
CATO|CATO CORP CL A|ITGI|ITG Inc.|57001
CATO|CATO CORP CL A|ITGP|ITG INC.|61600
CATO|CATO CORP CL A|JEFF|JEFFERIES LLC|18419
CATO|CATO CORP CL A|JMPT|JUMP TRADING, LLC|14850
CATO|CATO CORP CL A|JONE|JonesTrading|4507
CATO|CATO CORP CL A|JPBX|J.P. MORGAN SECURITIES LLC|33234
CATO|CATO CORP CL A|JPMX|J.P. Morgan Securities LLC|65233
CATO|CATO CORP CL A|JSJX|JANE STREET CAPITAL LLC|21195
CATO|CATO CORP CL A|KCGM|VIRTU Americas LLC|23093
CATO|CATO CORP CL A|LEHM|Barclays Capital Inc./Le|160064
CATO|CATO CORP CL A|LIME|Lime Brokerage LLC|18031
CATO|CATO CORP CL A|LOOP|Loop Capital Markets LLC|200
CATO|CATO CORP CL A|LQNA|LIQUIDNET, INC.|9600
CATO|CATO CORP CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14291
CATO|CATO CORP CL A|MOTF|MOTIF INVESTING, INC.|2
CATO|CATO CORP CL A|MSCO|MORGAN STANLEY & CO. LLC|475512
CATO|CATO CORP CL A|MSPL|MORGAN STANLEY & CO. LLC|139800
CATO|CATO CORP CL A|MSTX|MORGAN STANLEY & CO. LLC|77100
CATO|CATO CORP CL A|NFSC|National Financial Services LLC|68020
CATO|CATO CORP CL A|NITE|VIRTU Americas LLC|178779
CATO|CATO CORP CL A|NQRB|Brut, LLC|9353
CATO|CATO CORP CL A|OPCO|Oppenheimer & Co. Inc.|4830
CATO|CATO CORP CL A|PDQM|CODA MARKETS, INC.|27935
CATO|CATO CORP CL A|PHLY|NASDAQ Execution Services, LLC|600
CATO|CATO CORP CL A|PWJC|UBS Financial Services, Inc.|2050
CATO|CATO CORP CL A|RBCM|RBC CAPITAL MARKETS, LLC|639
CATO|CATO CORP CL A|SAGL|SAGETRADER, LLC|6671
CATO|CATO CORP CL A|SAGW|SAGETRADER, LLC|600
CATO|CATO CORP CL A|SALI|INTL FCSTONE FINANCIAL INC.|50
CATO|CATO CORP CL A|SBSH|Citigroup Global Markets Inc.|13210
CATO|CATO CORP CL A|SGMT|GOLDMAN SACHS & CO. LLC|41121
CATO|CATO CORP CL A|SOGO|Wang Investment Associates, Inc.|30
CATO|CATO CORP CL A|SPDR|SPEEDROUTE LLC|1642
CATO|CATO CORP CL A|STFL|Stifel, Nicolaus & Company, Incorporated|12
CATO|CATO CORP CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2400
CATO|CATO CORP CL A|SWIM|TD Ameritrade, Inc.|20721
CATO|CATO CORP CL A|SWST|Hilltop Securities Inc.|26
CATO|CATO CORP CL A|TKNG|ALLY INVEST SECURITIES LLC|325
CATO|CATO CORP CL A|TRBT|Tradebot Systems, Inc.|89708
CATO|CATO CORP CL A|TRCM|TRC MARKETS LLC|30756
CATO|CATO CORP CL A|TWTT|TASTYWORKS, INC.|100
CATO|CATO CORP CL A|UBSA|UBS SECURITIES LLC|263326
CATO|CATO CORP CL A|UBSS|UBS Securities LLC|384339
CATO|CATO CORP CL A|VALX|VIRTU AMERICAS LLC|5520
CATO|CATO CORP CL A|VGRD|Vanguard Marketing Corporation|10060
CATO|CATO CORP CL A|VNDS|VANDHAM SECURITIES CORP|8902
CATO|CATO CORP CL A|WABR|Wall Street Access|5964
CATO|CATO CORP CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|1184
CATO|CATO CORP CL A|WCHV|WELLS FARGO SECURITIES, LLC|10373
CATO|CATO CORP CL A|WEED|Weeden & Co.L.P.|997
CATO|CATO CORP CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3767
CATO|CATO CORP CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1183
CATO|CATO CORP CL A|WSAG|WALL STREET ACCESS|18
CATO|CATO CORP CL A|WSEA|WOLVERINE SECURITIES, LLC|850
CATO|CATO CORP CL A|XIST|INSTINET, LLC|278604
CATO|CATO CORP CL A|XPQR|Jump Trading|1100
CATO|CATO CORP CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|15110
CATO|CATO CORP CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|720
CATO|CATO CORP CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|290
CATS|CATASYS, INC. CMN|AGIS|Aegis Capital Corp.|1000
CATS|CATASYS, INC. CMN|ALTX|Alternet Securities Inc.|300
CATS|CATASYS, INC. CMN|APCC|Apex Clearing Corporation|1454
CATS|CATASYS, INC. CMN|BATM|CBOE TRADING, INC.|381
CATS|CATASYS, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
CATS|CATASYS, INC. CMN|BYXM|CBOE TRADING, INC.|106
CATS|CATASYS, INC. CMN|CIST|Capital Institutional Services, Inc.|1043
CATS|CATASYS, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10775
CATS|CATASYS, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8549
CATS|CATASYS, INC. CMN|CTDL|Citadel Derivatives Group Llc|1128
CATS|CATASYS, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CATS|CATASYS, INC. CMN|DBAB|Deutsche Bank Securities Inc.|10150
CATS|CATASYS, INC. CMN|DBAX|Deutsche Bank Securities Inc.|4900
CATS|CATASYS, INC. CMN|DEAN|MORGAN STANLEY|2425
CATS|CATASYS, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|26136
CATS|CATASYS, INC. CMN|DOTC|Dougherty & Company LLC|5
CATS|CATASYS, INC. CMN|EBXL|EBX LLC|8600
CATS|CATASYS, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1800
CATS|CATASYS, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|300
CATS|CATASYS, INC. CMN|EGAM|CBOE TRADING, INC.|400
CATS|CATASYS, INC. CMN|EGXM|CBOE TRADING, INC.|2
CATS|CATASYS, INC. CMN|ETRS|E*Trade Securities LLC|44438
CATS|CATASYS, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|9528
CATS|CATASYS, INC. CMN|FILL|Tradestation Securities, Inc.|1700
CATS|CATASYS, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|168672
CATS|CATASYS, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3106
CATS|CATASYS, INC. CMN|FTBR|Foliofn Investments, Inc.|407
CATS|CATASYS, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CATS|CATASYS, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|606
CATS|CATASYS, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|10835
CATS|CATASYS, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|1317
CATS|CATASYS, INC. CMN|GTSZ|GTS SECURITIES LLC|10904
CATS|CATASYS, INC. CMN|HRBF|American Enterprise Investment Services Inc.|206
CATS|CATASYS, INC. CMN|IATS|INTERACTIVE BROKERS LLC|5747
CATS|CATASYS, INC. CMN|IBKR|Interactive Brokers Llc|32164
CATS|CATASYS, INC. CMN|ICBX|INSTINET, LLC|5394
CATS|CATASYS, INC. CMN|INCA|INSTINET, LLC|21935
CATS|CATASYS, INC. CMN|INJX|INSTINET, LLC|9781
CATS|CATASYS, INC. CMN|ITGI|ITG Inc.|18025
CATS|CATASYS, INC. CMN|ITGP|ITG INC.|2600
CATS|CATASYS, INC. CMN|JANY|Janney Montgomery Scott Inc.|22842
CATS|CATASYS, INC. CMN|JGUN|Joseph Gunnar & Co.  LLC|9811
CATS|CATASYS, INC. CMN|JPMX|J.P. Morgan Securities LLC|4000
CATS|CATASYS, INC. CMN|KCGM|VIRTU Americas LLC|300
CATS|CATASYS, INC. CMN|LEHM|Barclays Capital Inc./Le|1983
CATS|CATASYS, INC. CMN|LIME|Lime Brokerage LLC|37683
CATS|CATASYS, INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CATS|CATASYS, INC. CMN|MAXM|Maxim Group LLC|1077
CATS|CATASYS, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
CATS|CATASYS, INC. CMN|MOTF|MOTIF INVESTING, INC.|4
CATS|CATASYS, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|126114
CATS|CATASYS, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|4300
CATS|CATASYS, INC. CMN|NATL|National Securities Corporation|1400
CATS|CATASYS, INC. CMN|NFSC|National Financial Services LLC|90718
CATS|CATASYS, INC. CMN|NITE|VIRTU Americas LLC|254436
CATS|CATASYS, INC. CMN|NITP|VIRTU Americas LLC|300
CATS|CATASYS, INC. CMN|NQRB|Brut, LLC|6190
CATS|CATASYS, INC. CMN|PDQM|CODA MARKETS, INC.|806
CATS|CATASYS, INC. CMN|RAJA|Raymond James & Associates, Inc.|753
CATS|CATASYS, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|11109
CATS|CATASYS, INC. CMN|SBSH|Citigroup Global Markets Inc.|90
CATS|CATASYS, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|3245
CATS|CATASYS, INC. CMN|SPDR|SPEEDROUTE LLC|1900
CATS|CATASYS, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3000
CATS|CATASYS, INC. CMN|SWIM|TD Ameritrade, Inc.|37493
CATS|CATASYS, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|2300
CATS|CATASYS, INC. CMN|TRBT|Tradebot Systems, Inc.|1738
CATS|CATASYS, INC. CMN|TRCM|TRC MARKETS LLC|4300
CATS|CATASYS, INC. CMN|TWTT|TASTYWORKS, INC.|450
CATS|CATASYS, INC. CMN|UBSA|UBS SECURITIES LLC|18211
CATS|CATASYS, INC. CMN|UBSS|UBS Securities LLC|36991
CATS|CATASYS, INC. CMN|VALX|VIRTU AMERICAS LLC|1714
CATS|CATASYS, INC. CMN|VGRD|Vanguard Marketing Corporation|6651
CATS|CATASYS, INC. CMN|WBLR|WILLIAM BLAIR|100
CATS|CATASYS, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|14589
CATS|CATASYS, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|8700
CATS|CATASYS, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|2334
CATS|CATASYS, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
CATS|CATASYS, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CATS|CATASYS, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1800
CATY|CATHAY GENL BNCP|ALTX|Alternet Securities Inc.|2010
CATY|CATHAY GENL BNCP|APCC|Apex Clearing Corporation|392
CATY|CATHAY GENL BNCP|BANK|Primevest Financial Services, Inc.|220
CATY|CATHAY GENL BNCP|BATM|CBOE TRADING, INC.|962
CATY|CATHAY GENL BNCP|BAYC|BAY CREST PARTNERS, LLC|30
CATY|CATHAY GENL BNCP|BBNT|BB&T SECURITIES, LLC|363
CATY|CATHAY GENL BNCP|BERN|Sanford C. Bernstein & Co., LLC|46665
CATY|CATHAY GENL BNCP|BKCM|BNY Mellon Capital Markets LLC|15717
CATY|CATHAY GENL BNCP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|680
CATY|CATHAY GENL BNCP|BMOC|BMO Capital Markets Corp.|12258
CATY|CATHAY GENL BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|57457
CATY|CATHAY GENL BNCP|BRVL|BLAYLOCK VAN, LLC|700
CATY|CATHAY GENL BNCP|BTIG|BTIG, LLC|5934
CATY|CATHAY GENL BNCP|BYXM|CBOE TRADING, INC.|1789
CATY|CATHAY GENL BNCP|BZYD|GOLDMAN SACHS & CO. LLC|1978
CATY|CATHAY GENL BNCP|CHAS|Charles Schwab & Co., Inc.|203
CATY|CATHAY GENL BNCP|CIST|Capital Institutional Services, Inc.|162
CATY|CATHAY GENL BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90781
CATY|CATHAY GENL BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|308
CATY|CATHAY GENL BNCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|214
CATY|CATHAY GENL BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|166624
CATY|CATHAY GENL BNCP|CTDL|Citadel Derivatives Group Llc|31011
CATY|CATHAY GENL BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|32848
CATY|CATHAY GENL BNCP|DADA|D.A. Davidson & Co.|181
CATY|CATHAY GENL BNCP|DBAB|Deutsche Bank Securities Inc.|428716
CATY|CATHAY GENL BNCP|DBAX|Deutsche Bank Securities Inc.|107800
CATY|CATHAY GENL BNCP|DBUL|Deutsche Bank Securities Inc.|3054
CATY|CATHAY GENL BNCP|DEAN|MORGAN STANLEY|782
CATY|CATHAY GENL BNCP|DEGS|RONIN PROFESSIONAL LLC|281
CATY|CATHAY GENL BNCP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20437
CATY|CATHAY GENL BNCP|EBXL|EBX LLC|105200
CATY|CATHAY GENL BNCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|14149
CATY|CATHAY GENL BNCP|EDJO|Edward D. Jones & Co., L.P.|32
CATY|CATHAY GENL BNCP|EGAM|CBOE TRADING, INC.|4089
CATY|CATHAY GENL BNCP|EGAW|CBOE TRADING, INC.|618
CATY|CATHAY GENL BNCP|EGMT|EG MARKET TECHNOLOGIES LLC|1563
CATY|CATHAY GENL BNCP|EGXM|CBOE TRADING, INC.|2809
CATY|CATHAY GENL BNCP|EGXW|CBOE TRADING, INC.|5
CATY|CATHAY GENL BNCP|ESPO|ESPOSITO SECURITIES, LLC|136
CATY|CATHAY GENL BNCP|ETBE|Electronic Transaction Clearing, Inc.|17668
CATY|CATHAY GENL BNCP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
CATY|CATHAY GENL BNCP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1256
CATY|CATHAY GENL BNCP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12446
CATY|CATHAY GENL BNCP|ETRS|E*Trade Securities LLC|2077
CATY|CATHAY GENL BNCP|FBCO|Credit Suisse Securities (USA) LLC|515288
CATY|CATHAY GENL BNCP|FILL|Tradestation Securities, Inc.|1800
CATY|CATHAY GENL BNCP|FMAF|NBCN Inc./ CDS|34
CATY|CATHAY GENL BNCP|FOMA|TD AMERITRADE CLEARING, INC.|34499
CATY|CATHAY GENL BNCP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4239
CATY|CATHAY GENL BNCP|FQLS|Quantlab Securities LP|146753
CATY|CATHAY GENL BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118331
CATY|CATHAY GENL BNCP|FTBR|Foliofn Investments, Inc.|847
CATY|CATHAY GENL BNCP|GEBB|GLOBAL EXECUTION BROKERS, LP|30579
CATY|CATHAY GENL BNCP|GLPX|ACS EXECUTION SERVICES, LLC|6627
CATY|CATHAY GENL BNCP|GSCO|GOLDMAN SACHS & CO. LLC|910569
CATY|CATHAY GENL BNCP|GSCS|GOLDMAN SACHS & CO. LLC|14520
CATY|CATHAY GENL BNCP|GSLT|GOLDMAN SACHS & CO. LLC|518
CATY|CATHAY GENL BNCP|GTSZ|GTS SECURITIES LLC|62638
CATY|CATHAY GENL BNCP|HAPX|HAP Trading, LLC|200
CATY|CATHAY GENL BNCP|HRBF|American Enterprise Investment Services Inc.|50
CATY|CATHAY GENL BNCP|HSBC|HSBC Securities, Inc.|5845
CATY|CATHAY GENL BNCP|IATS|INTERACTIVE BROKERS LLC|1091
CATY|CATHAY GENL BNCP|IBKR|Interactive Brokers Llc|26557
CATY|CATHAY GENL BNCP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|353
CATY|CATHAY GENL BNCP|ICBX|INSTINET, LLC|7500
CATY|CATHAY GENL BNCP|IEQY|CITADEL SECURITIES LLC|216593
CATY|CATHAY GENL BNCP|INCA|INSTINET, LLC|298740
CATY|CATHAY GENL BNCP|INJX|INSTINET, LLC|12839
CATY|CATHAY GENL BNCP|ITGI|ITG Inc.|148933
CATY|CATHAY GENL BNCP|ITGP|ITG INC.|35800
CATY|CATHAY GENL BNCP|JEFF|JEFFERIES LLC|61400
CATY|CATHAY GENL BNCP|JMPT|JUMP TRADING, LLC|34651
CATY|CATHAY GENL BNCP|JONE|JonesTrading|98375
CATY|CATHAY GENL BNCP|JPBX|J.P. MORGAN SECURITIES LLC|37728
CATY|CATHAY GENL BNCP|JPMX|J.P. Morgan Securities LLC|246427
CATY|CATHAY GENL BNCP|JSJX|JANE STREET CAPITAL LLC|2402
CATY|CATHAY GENL BNCP|KCGM|VIRTU Americas LLC|8449
CATY|CATHAY GENL BNCP|LEHM|Barclays Capital Inc./Le|415616
CATY|CATHAY GENL BNCP|LIME|Lime Brokerage LLC|177865
CATY|CATHAY GENL BNCP|LIWE|LIME BROKERAGE LLC|7525
CATY|CATHAY GENL BNCP|LMGP|LIME BROKERAGE LLC|1100
CATY|CATHAY GENL BNCP|LOOP|Loop Capital Markets LLC|227
CATY|CATHAY GENL BNCP|LQNA|LIQUIDNET, INC.|27400
CATY|CATHAY GENL BNCP|MAXM|Maxim Group LLC|7438
CATY|CATHAY GENL BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29458
CATY|CATHAY GENL BNCP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
CATY|CATHAY GENL BNCP|MSCO|MORGAN STANLEY & CO. LLC|1416757
CATY|CATHAY GENL BNCP|MSPL|MORGAN STANLEY & CO. LLC|99300
CATY|CATHAY GENL BNCP|MSTX|MORGAN STANLEY & CO. LLC|26700
CATY|CATHAY GENL BNCP|NFSC|National Financial Services LLC|12725
CATY|CATHAY GENL BNCP|NITE|VIRTU Americas LLC|65409
CATY|CATHAY GENL BNCP|NITP|VIRTU Americas LLC|2000
CATY|CATHAY GENL BNCP|NQRB|Brut, LLC|10065
CATY|CATHAY GENL BNCP|OPCO|Oppenheimer & Co. Inc.|159
CATY|CATHAY GENL BNCP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|941
CATY|CATHAY GENL BNCP|PDQM|CODA MARKETS, INC.|98850
CATY|CATHAY GENL BNCP|PWJC|UBS Financial Services, Inc.|17267
CATY|CATHAY GENL BNCP|RAJA|Raymond James & Associates, Inc.|516
CATY|CATHAY GENL BNCP|RBCM|RBC CAPITAL MARKETS, LLC|637
CATY|CATHAY GENL BNCP|SAGL|SAGETRADER, LLC|2063
CATY|CATHAY GENL BNCP|SAGW|SAGETRADER, LLC|1041
CATY|CATHAY GENL BNCP|SBSH|Citigroup Global Markets Inc.|274915
CATY|CATHAY GENL BNCP|SDLR|Sandler, O'Neill & Partners, L.P.|13426
CATY|CATHAY GENL BNCP|SGMT|GOLDMAN SACHS & CO. LLC|25090
CATY|CATHAY GENL BNCP|SPDR|SPEEDROUTE LLC|11022
CATY|CATHAY GENL BNCP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
CATY|CATHAY GENL BNCP|STFL|Stifel, Nicolaus & Company, Incorporated|17790
CATY|CATHAY GENL BNCP|SWIM|TD Ameritrade, Inc.|1650
CATY|CATHAY GENL BNCP|SWST|Hilltop Securities Inc.|56
CATY|CATHAY GENL BNCP|TRBT|Tradebot Systems, Inc.|147910
CATY|CATHAY GENL BNCP|TRCM|TRC MARKETS LLC|315776
CATY|CATHAY GENL BNCP|UBSA|UBS SECURITIES LLC|214255
CATY|CATHAY GENL BNCP|UBSS|UBS Securities LLC|685035
CATY|CATHAY GENL BNCP|VALX|VIRTU AMERICAS LLC|7594
CATY|CATHAY GENL BNCP|VGRD|Vanguard Marketing Corporation|7
CATY|CATHAY GENL BNCP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
CATY|CATHAY GENL BNCP|WCHV|WELLS FARGO SECURITIES, LLC|28058
CATY|CATHAY GENL BNCP|WDNX|WEEDEN & CO.L.P.|7466
CATY|CATHAY GENL BNCP|WEDB|WEDBUSH SECURITIES INC.|2313
CATY|CATHAY GENL BNCP|WEED|Weeden & Co.L.P.|340
CATY|CATHAY GENL BNCP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
CATY|CATHAY GENL BNCP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|279
CATY|CATHAY GENL BNCP|WSEA|WOLVERINE SECURITIES, LLC|19
CATY|CATHAY GENL BNCP|XIST|INSTINET, LLC|35600
CATY|CATHAY GENL BNCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2804
CATY|CATHAY GENL BNCP|YKNA|COMHAR CAPITAL MARKETS, LLC|435
CATY|CATHAY GENL BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1429
CATYW|CATHAY GENERAL BANC|GSLT|GOLDMAN SACHS & CO. LLC|102
CATYW|CATHAY GENERAL BANC|LIME|Lime Brokerage LLC|200
CATYW|CATHAY GENERAL BANC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|98
CAVM|CAVIUM, INC.|ABLE|NATIXIS Securities Americas LLC|637500
CAVM|CAVIUM, INC.|ADAM|CANACCORD GENUITY INC.|60000
CAVM|CAVIUM, INC.|ALTX|Alternet Securities Inc.|5331
CAVM|CAVIUM, INC.|APCC|Apex Clearing Corporation|1905
CAVM|CAVIUM, INC.|BARD|Robert W. Baird & Co. Incorporated|22655
CAVM|CAVIUM, INC.|BATM|CBOE TRADING, INC.|6180
CAVM|CAVIUM, INC.|BAYC|BAY CREST PARTNERS, LLC|134600
CAVM|CAVIUM, INC.|BAYT|BTIG, LLC|200
CAVM|CAVIUM, INC.|BERN|Sanford C. Bernstein & Co., LLC|13586
CAVM|CAVIUM, INC.|BIDS|BIDS TRADING L.P.|35447
CAVM|CAVIUM, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|494
CAVM|CAVIUM, INC.|BLKX|INSTINET, LLC|5724
CAVM|CAVIUM, INC.|BMOC|BMO Capital Markets Corp.|118731
CAVM|CAVIUM, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|191187
CAVM|CAVIUM, INC.|BTIG|BTIG, LLC|329694
CAVM|CAVIUM, INC.|BYXM|CBOE TRADING, INC.|674
CAVM|CAVIUM, INC.|CANT|Cantor Fitzgerald & Co.|3294
CAVM|CAVIUM, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|19200
CAVM|CAVIUM, INC.|CHAS|Charles Schwab & Co., Inc.|1336
CAVM|CAVIUM, INC.|CHDN|CHARDAN CAPITAL MARKETS LLC|2800
CAVM|CAVIUM, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|30516
CAVM|CAVIUM, INC.|CIBP|CIBC World Markets Corp.|253000
CAVM|CAVIUM, INC.|CIST|Capital Institutional Services, Inc.|5679
CAVM|CAVIUM, INC.|CLSA|CLSA AMERICAS, LLC|3829
CAVM|CAVIUM, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|221016
CAVM|CAVIUM, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6554
CAVM|CAVIUM, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|79837
CAVM|CAVIUM, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|270707
CAVM|CAVIUM, INC.|CTDL|Citadel Derivatives Group Llc|25738
CAVM|CAVIUM, INC.|CTLR|CUTLER GROUP, LP|350
CAVM|CAVIUM, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|35144
CAVM|CAVIUM, INC.|DBAB|Deutsche Bank Securities Inc.|843464
CAVM|CAVIUM, INC.|DBAX|Deutsche Bank Securities Inc.|175500
CAVM|CAVIUM, INC.|DCHF|Dart Executions, LLC|680
CAVM|CAVIUM, INC.|DEAN|MORGAN STANLEY|1699
CAVM|CAVIUM, INC.|DEGS|RONIN PROFESSIONAL LLC|1309
CAVM|CAVIUM, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12740
CAVM|CAVIUM, INC.|DRWK|DRW SECURITIES, L.L.C.|6949
CAVM|CAVIUM, INC.|EBXL|EBX LLC|220700
CAVM|CAVIUM, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|15616
CAVM|CAVIUM, INC.|EDJO|Edward D. Jones & Co., L.P.|91
CAVM|CAVIUM, INC.|EGAM|CBOE TRADING, INC.|23383
CAVM|CAVIUM, INC.|EGAW|CBOE TRADING, INC.|112
CAVM|CAVIUM, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1200
CAVM|CAVIUM, INC.|EGXM|CBOE TRADING, INC.|2291
CAVM|CAVIUM, INC.|ELEV|ELEVATION, LLC|80000
CAVM|CAVIUM, INC.|ESPO|ESPOSITO SECURITIES, LLC|7
CAVM|CAVIUM, INC.|ETBE|Electronic Transaction Clearing, Inc.|24917
CAVM|CAVIUM, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
CAVM|CAVIUM, INC.|ETCC|Electronic Transaction Clearing, Inc.|1111
CAVM|CAVIUM, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4400
CAVM|CAVIUM, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33617
CAVM|CAVIUM, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|802
CAVM|CAVIUM, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|107
CAVM|CAVIUM, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
CAVM|CAVIUM, INC.|ETRS|E*Trade Securities LLC|106954
CAVM|CAVIUM, INC.|FBCO|Credit Suisse Securities (USA) LLC|512701
CAVM|CAVIUM, INC.|FBRC|B. RILEY FBR, INC.|40000
CAVM|CAVIUM, INC.|FILL|Tradestation Securities, Inc.|9741
CAVM|CAVIUM, INC.|FINX|FINTECH SECURITIES|17
CAVM|CAVIUM, INC.|FOMA|TD AMERITRADE CLEARING, INC.|40330
CAVM|CAVIUM, INC.|FQLS|Quantlab Securities LP|169173
CAVM|CAVIUM, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18588
CAVM|CAVIUM, INC.|FTBR|Foliofn Investments, Inc.|103
CAVM|CAVIUM, INC.|GARC|ICAP Corporates LLC|770000
CAVM|CAVIUM, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|11570
CAVM|CAVIUM, INC.|GLPX|ACS EXECUTION SERVICES, LLC|43598
CAVM|CAVIUM, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3906156
CAVM|CAVIUM, INC.|GSCS|GOLDMAN SACHS & CO. LLC|204944
CAVM|CAVIUM, INC.|GSLT|GOLDMAN SACHS & CO. LLC|9499
CAVM|CAVIUM, INC.|GTSZ|GTS SECURITIES LLC|259750
CAVM|CAVIUM, INC.|HRBF|American Enterprise Investment Services Inc.|4166
CAVM|CAVIUM, INC.|HSBC|HSBC Securities, Inc.|24982
CAVM|CAVIUM, INC.|IATS|INTERACTIVE BROKERS LLC|9318
CAVM|CAVIUM, INC.|IBKR|Interactive Brokers Llc|60077
CAVM|CAVIUM, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|379
CAVM|CAVIUM, INC.|ICBX|INSTINET, LLC|39556
CAVM|CAVIUM, INC.|INCA|INSTINET, LLC|329917
CAVM|CAVIUM, INC.|INJX|INSTINET, LLC|21663
CAVM|CAVIUM, INC.|ITGI|ITG Inc.|114844
CAVM|CAVIUM, INC.|ITGP|ITG INC.|65400
CAVM|CAVIUM, INC.|JEFF|JEFFERIES LLC|239955
CAVM|CAVIUM, INC.|JMPT|JUMP TRADING, LLC|55249
CAVM|CAVIUM, INC.|JONE|JonesTrading|41850
CAVM|CAVIUM, INC.|JPBX|J.P. MORGAN SECURITIES LLC|19910
CAVM|CAVIUM, INC.|JPMX|J.P. Morgan Securities LLC|148387
CAVM|CAVIUM, INC.|JSJX|JANE STREET CAPITAL LLC|4992
CAVM|CAVIUM, INC.|KCGM|VIRTU Americas LLC|71703
CAVM|CAVIUM, INC.|KING|C. L. King & Associates, Inc.|190
CAVM|CAVIUM, INC.|LEHM|Barclays Capital Inc./Le|1566129
CAVM|CAVIUM, INC.|LIME|Lime Brokerage LLC|235280
CAVM|CAVIUM, INC.|LMGP|LIME BROKERAGE LLC|14400
CAVM|CAVIUM, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|55600
CAVM|CAVIUM, INC.|LOOP|Loop Capital Markets LLC|35447
CAVM|CAVIUM, INC.|LQNA|LIQUIDNET, INC.|24000
CAVM|CAVIUM, INC.|LSCI|Lek Securities Corporation|374
CAVM|CAVIUM, INC.|MAVB|Great Point Capital LLC|100
CAVM|CAVIUM, INC.|MKMP|MKM Partners LLC|54478
CAVM|CAVIUM, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158122
CAVM|CAVIUM, INC.|MOTF|MOTIF INVESTING, INC.|2
CAVM|CAVIUM, INC.|MSCO|MORGAN STANLEY & CO. LLC|2739197
CAVM|CAVIUM, INC.|MSPL|MORGAN STANLEY & CO. LLC|355800
CAVM|CAVIUM, INC.|MSTX|MORGAN STANLEY & CO. LLC|48800
CAVM|CAVIUM, INC.|MZHO|Mizuho Securities USA LLC|70000
CAVM|CAVIUM, INC.|NFSC|National Financial Services LLC|57477
CAVM|CAVIUM, INC.|NITE|VIRTU Americas LLC|563811
CAVM|CAVIUM, INC.|NITP|VIRTU Americas LLC|4325
CAVM|CAVIUM, INC.|NQRB|Brut, LLC|27565
CAVM|CAVIUM, INC.|NTFN|Network 1 Financial Securities Inc.|500
CAVM|CAVIUM, INC.|OHOS|TWO SIGMA SECURITIES, LLC|700
CAVM|CAVIUM, INC.|OPCO|Oppenheimer & Co. Inc.|335960
CAVM|CAVIUM, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4195
CAVM|CAVIUM, INC.|PDQM|CODA MARKETS, INC.|95378
CAVM|CAVIUM, INC.|PIPR|Piper Jaffray & Co.|599806
CAVM|CAVIUM, INC.|PWJC|UBS Financial Services, Inc.|4478
CAVM|CAVIUM, INC.|RAJA|Raymond James & Associates, Inc.|13083
CAVM|CAVIUM, INC.|RBCM|RBC CAPITAL MARKETS, LLC|599
CAVM|CAVIUM, INC.|RGLD|Regal Securities, Inc|44
CAVM|CAVIUM, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|156800
CAVM|CAVIUM, INC.|ROTH|Roth Capital Partners, LLC|300
CAVM|CAVIUM, INC.|SAGL|SAGETRADER, LLC|4176
CAVM|CAVIUM, INC.|SAGW|SAGETRADER, LLC|219
CAVM|CAVIUM, INC.|SALI|INTL FCSTONE FINANCIAL INC.|25
CAVM|CAVIUM, INC.|SBSH|Citigroup Global Markets Inc.|188727
CAVM|CAVIUM, INC.|SGMT|GOLDMAN SACHS & CO. LLC|206699
CAVM|CAVIUM, INC.|SPDR|SPEEDROUTE LLC|7347
CAVM|CAVIUM, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|217
CAVM|CAVIUM, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1073
CAVM|CAVIUM, INC.|STRS|STRATEGAS RESEARCH PARTNERS|200
CAVM|CAVIUM, INC.|STXG|Stockcross Financial Services, Inc.|39
CAVM|CAVIUM, INC.|SWIM|TD Ameritrade, Inc.|86160
CAVM|CAVIUM, INC.|SWST|Hilltop Securities Inc.|418
CAVM|CAVIUM, INC.|TKNG|ALLY INVEST SECURITIES LLC|2417
CAVM|CAVIUM, INC.|TRBT|Tradebot Systems, Inc.|31945
CAVM|CAVIUM, INC.|TRCM|TRC MARKETS LLC|177228
CAVM|CAVIUM, INC.|UBSA|UBS SECURITIES LLC|684585
CAVM|CAVIUM, INC.|UBSS|UBS Securities LLC|2092686
CAVM|CAVIUM, INC.|UFPA|UNITED FIRST PARTNERS LLC|108760
CAVM|CAVIUM, INC.|VALX|VIRTU AMERICAS LLC|27762
CAVM|CAVIUM, INC.|VGRD|Vanguard Marketing Corporation|995
CAVM|CAVIUM, INC.|WBLR|WILLIAM BLAIR|360
CAVM|CAVIUM, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3204
CAVM|CAVIUM, INC.|WCHV|WELLS FARGO SECURITIES, LLC|35356
CAVM|CAVIUM, INC.|WEDB|WEDBUSH SECURITIES INC.|83
CAVM|CAVIUM, INC.|WEED|Weeden & Co.L.P.|885
CAVM|CAVIUM, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|54897
CAVM|CAVIUM, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6038
CAVM|CAVIUM, INC.|WFPB|Wells Fargo Securities, LLC.|55
CAVM|CAVIUM, INC.|WGIF|CIBC World Markets Inc.|94372
CAVM|CAVIUM, INC.|WSEA|WOLVERINE SECURITIES, LLC|1347
CAVM|CAVIUM, INC.|XIST|INSTINET, LLC|1280
CAVM|CAVIUM, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|9978
CAVM|CAVIUM, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|14441
CAVM|CAVIUM, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2022
CAW|C C A INDS INC|AGIS|Aegis Capital Corp.|3286
CAW|C C A INDS INC|BATM|CBOE TRADING, INC.|252
CAW|C C A INDS INC|CTDL|Citadel Derivatives Group Llc|279
CAW|C C A INDS INC|EBXL|EBX LLC|100
CAW|C C A INDS INC|EDJO|Edward D. Jones & Co., L.P.|220
CAW|C C A INDS INC|ETRS|E*Trade Securities LLC|5334
CAW|C C A INDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|272
CAW|C C A INDS INC|FTBR|Foliofn Investments, Inc.|6
CAW|C C A INDS INC|GSCO|GOLDMAN SACHS & CO. LLC|21
CAW|C C A INDS INC|HRBF|American Enterprise Investment Services Inc.|100
CAW|C C A INDS INC|IBKR|Interactive Brokers Llc|40
CAW|C C A INDS INC|INCA|INSTINET, LLC|952
CAW|C C A INDS INC|ITGP|ITG INC.|600
CAW|C C A INDS INC|JEFF|JEFFERIES LLC|525
CAW|C C A INDS INC|JONE|JonesTrading|28200
CAW|C C A INDS INC|JPMX|J.P. Morgan Securities LLC|200
CAW|C C A INDS INC|KCGM|VIRTU Americas LLC|300
CAW|C C A INDS INC|LEHM|Barclays Capital Inc./Le|200
CAW|C C A INDS INC|LIME|Lime Brokerage LLC|485
CAW|C C A INDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CAW|C C A INDS INC|MSCO|MORGAN STANLEY & CO. LLC|2440
CAW|C C A INDS INC|MSPL|MORGAN STANLEY & CO. LLC|200
CAW|C C A INDS INC|NFSC|National Financial Services LLC|2884
CAW|C C A INDS INC|NITE|VIRTU Americas LLC|9792
CAW|C C A INDS INC|SWST|Hilltop Securities Inc.|430
CAW|C C A INDS INC|UBSA|UBS SECURITIES LLC|1759
CAW|C C A INDS INC|UBSS|UBS Securities LLC|4861
CAW|C C A INDS INC|VALX|VIRTU AMERICAS LLC|416
CAW|C C A INDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|102
CAW|C C A INDS INC|WSEA|WOLVERINE SECURITIES, LLC|131
CB|CHUBB LTD|ABLE|NATIXIS Securities Americas LLC|10888
CB|CHUBB LTD|AGIS|Aegis Capital Corp.|215
CB|CHUBB LTD|ALTX|Alternet Securities Inc.|17985
CB|CHUBB LTD|ANOS|ABEL/NOSER, L.L.C.|21593
CB|CHUBB LTD|APCC|Apex Clearing Corporation|138
CB|CHUBB LTD|BALE|M&T SECURITIES, INC.|4041
CB|CHUBB LTD|BANK|Primevest Financial Services, Inc.|45
CB|CHUBB LTD|BARD|Robert W. Baird & Co. Incorporated|418115
CB|CHUBB LTD|BATM|CBOE TRADING, INC.|20545
CB|CHUBB LTD|BAYC|BAY CREST PARTNERS, LLC|163
CB|CHUBB LTD|BAYT|BTIG, LLC|467
CB|CHUBB LTD|BBNT|BB&T SECURITIES, LLC|104541
CB|CHUBB LTD|BERN|Sanford C. Bernstein & Co., LLC|323275
CB|CHUBB LTD|BIAD|SAGETRADER, LLC|275
CB|CHUBB LTD|BIDS|BIDS TRADING L.P.|200
CB|CHUBB LTD|BIMI|Banca IMI Securities Corp.|181
CB|CHUBB LTD|BKCM|BNY Mellon Capital Markets LLC|516
CB|CHUBB LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23031
CB|CHUBB LTD|BLKX|INSTINET, LLC|86091
CB|CHUBB LTD|BMOC|BMO Capital Markets Corp.|87169
CB|CHUBB LTD|BNPX|BNP PARIBAS SECURITIES CORP.|343168
CB|CHUBB LTD|BOSC|Boenning & Scattergood, Inc.|40
CB|CHUBB LTD|BRGE|Newbridge Securities Corp.|80
CB|CHUBB LTD|BTIG|BTIG, LLC|35771
CB|CHUBB LTD|BYXM|CBOE TRADING, INC.|4257
CB|CHUBB LTD|BZYD|GOLDMAN SACHS & CO. LLC|277
CB|CHUBB LTD|CABR|Cabrera Capital Markets, Inc.|51
CB|CHUBB LTD|CANT|Cantor Fitzgerald & Co.|2536
CB|CHUBB LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|104600
CB|CHUBB LTD|CHAS|Charles Schwab & Co., Inc.|10864
CB|CHUBB LTD|CIBP|CIBC World Markets Corp.|25693
CB|CHUBB LTD|CICF|Canaccord Genuity Corp.|755
CB|CHUBB LTD|CIOI|CITIGROUP GLOBAL MARKETS INC|9800
CB|CHUBB LTD|CIST|Capital Institutional Services, Inc.|20131
CB|CHUBB LTD|CLSA|CLSA AMERICAS, LLC|27426
CB|CHUBB LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|273105
CB|CHUBB LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|299
CB|CHUBB LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1558
CB|CHUBB LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|751157
CB|CHUBB LTD|CTDL|Citadel Derivatives Group Llc|14114
CB|CHUBB LTD|CTLR|CUTLER GROUP, LP|2801
CB|CHUBB LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|92656
CB|CHUBB LTD|DADA|D.A. Davidson & Co.|11040
CB|CHUBB LTD|DAVA|Davenport & Company LLC|1953
CB|CHUBB LTD|DBAB|Deutsche Bank Securities Inc.|791043
CB|CHUBB LTD|DBAX|Deutsche Bank Securities Inc.|730800
CB|CHUBB LTD|DCHF|Dart Executions, LLC|7463
CB|CHUBB LTD|DEAN|MORGAN STANLEY|61498
CB|CHUBB LTD|DEGS|RONIN PROFESSIONAL LLC|500
CB|CHUBB LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|711
CB|CHUBB LTD|DOWL|Dowling & Partners Securities LLC|4000
CB|CHUBB LTD|DRWK|DRW SECURITIES, L.L.C.|3200
CB|CHUBB LTD|EBXL|EBX LLC|425200
CB|CHUBB LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|19587
CB|CHUBB LTD|EDJO|Edward D. Jones & Co., L.P.|19816
CB|CHUBB LTD|EGAM|CBOE TRADING, INC.|38449
CB|CHUBB LTD|EGAW|CBOE TRADING, INC.|201
CB|CHUBB LTD|EGMT|EG MARKET TECHNOLOGIES LLC|2366
CB|CHUBB LTD|EGXM|CBOE TRADING, INC.|8416
CB|CHUBB LTD|EGXW|CBOE TRADING, INC.|100
CB|CHUBB LTD|ESPO|ESPOSITO SECURITIES, LLC|238
CB|CHUBB LTD|ETBE|Electronic Transaction Clearing, Inc.|53564
CB|CHUBB LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CB|CHUBB LTD|ETCB|ETC BROKERAGE SERVICES, LLC|60
CB|CHUBB LTD|ETCC|Electronic Transaction Clearing, Inc.|580
CB|CHUBB LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51159
CB|CHUBB LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4711
CB|CHUBB LTD|ETRS|E*Trade Securities LLC|64767
CB|CHUBB LTD|FBSB|U.S. Bancorp Investments, Inc.|738
CB|CHUBB LTD|FILL|Tradestation Securities, Inc.|548
CB|CHUBB LTD|FINX|FINTECH SECURITIES|6712
CB|CHUBB LTD|FMAF|NBCN Inc./ CDS|9729
CB|CHUBB LTD|FMCO|First Manhattan Co|872
CB|CHUBB LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5291
CB|CHUBB LTD|FQLS|Quantlab Securities LP|555200
CB|CHUBB LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|178311
CB|CHUBB LTD|FTBR|Foliofn Investments, Inc.|9372
CB|CHUBB LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|431
CB|CHUBB LTD|GLPX|ACS EXECUTION SERVICES, LLC|107986
CB|CHUBB LTD|GSCO|GOLDMAN SACHS & CO. LLC|2511539
CB|CHUBB LTD|GSCS|GOLDMAN SACHS & CO. LLC|5067
CB|CHUBB LTD|GSLT|GOLDMAN SACHS & CO. LLC|17012
CB|CHUBB LTD|GTSZ|GTS SECURITIES LLC|366469
CB|CHUBB LTD|HRBF|American Enterprise Investment Services Inc.|79835
CB|CHUBB LTD|HSBC|HSBC Securities, Inc.|2170
CB|CHUBB LTD|IATS|INTERACTIVE BROKERS LLC|9749
CB|CHUBB LTD|IBKR|Interactive Brokers Llc|24098
CB|CHUBB LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2883
CB|CHUBB LTD|ICBX|INSTINET, LLC|118735
CB|CHUBB LTD|IEQY|CITADEL SECURITIES LLC|157133
CB|CHUBB LTD|INCA|INSTINET, LLC|446598
CB|CHUBB LTD|INJX|INSTINET, LLC|4844
CB|CHUBB LTD|INTL|INTL FCSTONE FINANCIAL INC.|34
CB|CHUBB LTD|ITGI|ITG Inc.|117142
CB|CHUBB LTD|ITGP|ITG INC.|245000
CB|CHUBB LTD|JANY|Janney Montgomery Scott Inc.|10268
CB|CHUBB LTD|JEFF|JEFFERIES LLC|325678
CB|CHUBB LTD|JMPT|JUMP TRADING, LLC|96386
CB|CHUBB LTD|JONE|JonesTrading|1045
CB|CHUBB LTD|JPBX|J.P. MORGAN SECURITIES LLC|160016
CB|CHUBB LTD|JPMX|J.P. Morgan Securities LLC|1282242
CB|CHUBB LTD|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
CB|CHUBB LTD|JSJX|JANE STREET CAPITAL LLC|12618
CB|CHUBB LTD|JUTA|JUMP TRADING, LLC|300
CB|CHUBB LTD|KBWI|Keefe, Bruyette & Woods, Inc.|100
CB|CHUBB LTD|KCGM|VIRTU Americas LLC|67684
CB|CHUBB LTD|LEHM|Barclays Capital Inc./Le|1097844
CB|CHUBB LTD|LIME|Lime Brokerage LLC|87712
CB|CHUBB LTD|LMNX|LUMINEX TRADING & ANALYTICS LLC|1144402
CB|CHUBB LTD|LOOP|Loop Capital Markets LLC|4581
CB|CHUBB LTD|LQNA|LIQUIDNET, INC.|65700
CB|CHUBB LTD|LSCI|Lek Securities Corporation|34
CB|CHUBB LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CB|CHUBB LTD|MACC|Mid Atlantic Capital Corporation|4824
CB|CHUBB LTD|MACQ|Macquarie Capital (USA) Inc.|1416
CB|CHUBB LTD|MAXM|Maxim Group LLC|1746
CB|CHUBB LTD|MBTS|ALLY INVEST SECURITIES LLC|100
CB|CHUBB LTD|MCBT|Moors & Cabot, Inc.|509
CB|CHUBB LTD|MCMF|Raymond James Ltd. Cds|3937
CB|CHUBB LTD|MKMP|MKM Partners LLC|44
CB|CHUBB LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|297828
CB|CHUBB LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CB|CHUBB LTD|MOTF|MOTIF INVESTING, INC.|6
CB|CHUBB LTD|MSCO|MORGAN STANLEY & CO. LLC|2144623
CB|CHUBB LTD|MSPL|MORGAN STANLEY & CO. LLC|388100
CB|CHUBB LTD|MSTX|MORGAN STANLEY & CO. LLC|227200
CB|CHUBB LTD|NATL|National Securities Corporation|38
CB|CHUBB LTD|NEUB|NEUBERGER BERMAN BD LLC|11767
CB|CHUBB LTD|NFSC|National Financial Services LLC|529726
CB|CHUBB LTD|NITE|VIRTU Americas LLC|1053222
CB|CHUBB LTD|NITP|VIRTU Americas LLC|100
CB|CHUBB LTD|NQRB|Brut, LLC|18566
CB|CHUBB LTD|NTBF|BMO Nesbitt Burns Inc./CDS|677
CB|CHUBB LTD|NTRC|Northern Trust Securities, Inc.|6410
CB|CHUBB LTD|OHOS|TWO SIGMA SECURITIES, LLC|94090
CB|CHUBB LTD|OPCO|Oppenheimer & Co. Inc.|10329
CB|CHUBB LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|773
CB|CHUBB LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|11472
CB|CHUBB LTD|PDQM|CODA MARKETS, INC.|402991
CB|CHUBB LTD|PHLY|NASDAQ Execution Services, LLC|8000
CB|CHUBB LTD|PICT|Pictet Overseas Inc.|1717
CB|CHUBB LTD|PIPR|Piper Jaffray & Co.|255
CB|CHUBB LTD|PNSR|Penserra Securities, LLC|2400
CB|CHUBB LTD|PWJC|UBS Financial Services, Inc.|28217
CB|CHUBB LTD|QMSR|QUATTRO M SECURITIES INC.|1156
CB|CHUBB LTD|RBCM|RBC CAPITAL MARKETS, LLC|30845
CB|CHUBB LTD|SAGL|SAGETRADER, LLC|92631
CB|CHUBB LTD|SALI|INTL FCSTONE FINANCIAL INC.|1417
CB|CHUBB LTD|SBSH|Citigroup Global Markets Inc.|501776
CB|CHUBB LTD|SEIC|SEI Investments Distribution Co.|3828
CB|CHUBB LTD|SGMT|GOLDMAN SACHS & CO. LLC|256593
CB|CHUBB LTD|SJLS|TRADE INFORMATICS LLC|7800
CB|CHUBB LTD|SPDR|SPEEDROUTE LLC|58875
CB|CHUBB LTD|SPHN|Stephens Inc.|24375
CB|CHUBB LTD|SPTD|MINT GLOBAL MARKETS, INC.|2000
CB|CHUBB LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
CB|CHUBB LTD|STFL|Stifel, Nicolaus & Company, Incorporated|31090
CB|CHUBB LTD|STKP|STOCKPILE INVESTMENTS, INC.|14
CB|CHUBB LTD|STTT|STATETRUST INVESTMENTS INC.|16
CB|CHUBB LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3698
CB|CHUBB LTD|SWIM|TD Ameritrade, Inc.|10403
CB|CHUBB LTD|SWST|Hilltop Securities Inc.|7139
CB|CHUBB LTD|TDSI|TD Securities (USA) LLC|5800
CB|CHUBB LTD|TKNG|ALLY INVEST SECURITIES LLC|847
CB|CHUBB LTD|TRBT|Tradebot Systems, Inc.|255789
CB|CHUBB LTD|TRCM|TRC MARKETS LLC|254970
CB|CHUBB LTD|UBSA|UBS SECURITIES LLC|1122873
CB|CHUBB LTD|UBSS|UBS Securities LLC|1441699
CB|CHUBB LTD|VALX|VIRTU AMERICAS LLC|45752
CB|CHUBB LTD|VGRD|Vanguard Marketing Corporation|14908
CB|CHUBB LTD|WABR|Wall Street Access|5698
CB|CHUBB LTD|WBLR|WILLIAM BLAIR|689
CB|CHUBB LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|3009
CB|CHUBB LTD|WCHV|WELLS FARGO SECURITIES, LLC|329644
CB|CHUBB LTD|WDNX|WEEDEN & CO.L.P.|3316
CB|CHUBB LTD|WEDB|WEDBUSH SECURITIES INC.|11360
CB|CHUBB LTD|WEED|Weeden & Co.L.P.|7630
CB|CHUBB LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|87706
CB|CHUBB LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29630
CB|CHUBB LTD|WGIF|CIBC World Markets Inc.|280
CB|CHUBB LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8229
CB|CHUBB LTD|WSEA|WOLVERINE SECURITIES, LLC|10646
CB|CHUBB LTD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1314
CB|CHUBB LTD|WTFS|JUST2TRADE, INC.|500
CB|CHUBB LTD|XIST|INSTINET, LLC|44294
CB|CHUBB LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|151086
CB|CHUBB LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|7959
CB|CHUBB LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15432
CBA|CLEARBRIDGE AMERICAN|ALTX|Alternet Securities Inc.|1000
CBA|CLEARBRIDGE AMERICAN|APCC|Apex Clearing Corporation|228
CBA|CLEARBRIDGE AMERICAN|BANK|Primevest Financial Services, Inc.|270
CBA|CLEARBRIDGE AMERICAN|BARD|Robert W. Baird & Co. Incorporated|1322
CBA|CLEARBRIDGE AMERICAN|BATM|CBOE TRADING, INC.|100
CBA|CLEARBRIDGE AMERICAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2350
CBA|CLEARBRIDGE AMERICAN|BTIG|BTIG, LLC|695
CBA|CLEARBRIDGE AMERICAN|CANT|Cantor Fitzgerald & Co.|1595
CBA|CLEARBRIDGE AMERICAN|CHAS|Charles Schwab & Co., Inc.|4451
CBA|CLEARBRIDGE AMERICAN|CIST|Capital Institutional Services, Inc.|15800
CBA|CLEARBRIDGE AMERICAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5143
CBA|CLEARBRIDGE AMERICAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14361
CBA|CLEARBRIDGE AMERICAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4260
CBA|CLEARBRIDGE AMERICAN|DADA|D.A. Davidson & Co.|400
CBA|CLEARBRIDGE AMERICAN|DBAX|Deutsche Bank Securities Inc.|5600
CBA|CLEARBRIDGE AMERICAN|DEAN|MORGAN STANLEY|66458
CBA|CLEARBRIDGE AMERICAN|DEGS|RONIN PROFESSIONAL LLC|600
CBA|CLEARBRIDGE AMERICAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6797
CBA|CLEARBRIDGE AMERICAN|EBXL|EBX LLC|8900
CBA|CLEARBRIDGE AMERICAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|26100
CBA|CLEARBRIDGE AMERICAN|EDJO|Edward D. Jones & Co., L.P.|123
CBA|CLEARBRIDGE AMERICAN|EGAM|CBOE TRADING, INC.|6288
CBA|CLEARBRIDGE AMERICAN|EGMT|EG MARKET TECHNOLOGIES LLC|100
CBA|CLEARBRIDGE AMERICAN|EGXM|CBOE TRADING, INC.|550
CBA|CLEARBRIDGE AMERICAN|ETBE|Electronic Transaction Clearing, Inc.|700
CBA|CLEARBRIDGE AMERICAN|ETRS|E*Trade Securities LLC|46458
CBA|CLEARBRIDGE AMERICAN|FILL|Tradestation Securities, Inc.|394
CBA|CLEARBRIDGE AMERICAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2324
CBA|CLEARBRIDGE AMERICAN|FTBR|Foliofn Investments, Inc.|63
CBA|CLEARBRIDGE AMERICAN|GLIS|TD Securities Inc|75
CBA|CLEARBRIDGE AMERICAN|GLPX|ACS EXECUTION SERVICES, LLC|6264
CBA|CLEARBRIDGE AMERICAN|GSCO|GOLDMAN SACHS & CO. LLC|16948
CBA|CLEARBRIDGE AMERICAN|GTSZ|GTS SECURITIES LLC|100
CBA|CLEARBRIDGE AMERICAN|HRBF|American Enterprise Investment Services Inc.|78902
CBA|CLEARBRIDGE AMERICAN|IATS|INTERACTIVE BROKERS LLC|11829
CBA|CLEARBRIDGE AMERICAN|IBKR|Interactive Brokers Llc|26769
CBA|CLEARBRIDGE AMERICAN|ICBX|INSTINET, LLC|7076
CBA|CLEARBRIDGE AMERICAN|INCA|INSTINET, LLC|1322
CBA|CLEARBRIDGE AMERICAN|ITGI|ITG Inc.|9950
CBA|CLEARBRIDGE AMERICAN|ITGP|ITG INC.|6600
CBA|CLEARBRIDGE AMERICAN|JANY|Janney Montgomery Scott Inc.|14150
CBA|CLEARBRIDGE AMERICAN|JEFF|JEFFERIES LLC|4
CBA|CLEARBRIDGE AMERICAN|JMPT|JUMP TRADING, LLC|168
CBA|CLEARBRIDGE AMERICAN|JPMX|J.P. Morgan Securities LLC|10800
CBA|CLEARBRIDGE AMERICAN|JSJX|JANE STREET CAPITAL LLC|1193
CBA|CLEARBRIDGE AMERICAN|KCGM|VIRTU Americas LLC|8202
CBA|CLEARBRIDGE AMERICAN|LEHM|Barclays Capital Inc./Le|8800
CBA|CLEARBRIDGE AMERICAN|LIME|Lime Brokerage LLC|3158
CBA|CLEARBRIDGE AMERICAN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2700
CBA|CLEARBRIDGE AMERICAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13400
CBA|CLEARBRIDGE AMERICAN|MSCO|MORGAN STANLEY & CO. LLC|237131
CBA|CLEARBRIDGE AMERICAN|MSPL|MORGAN STANLEY & CO. LLC|31000
CBA|CLEARBRIDGE AMERICAN|MSTX|MORGAN STANLEY & CO. LLC|7600
CBA|CLEARBRIDGE AMERICAN|NATL|National Securities Corporation|3
CBA|CLEARBRIDGE AMERICAN|NFSC|National Financial Services LLC|139512
CBA|CLEARBRIDGE AMERICAN|NITE|VIRTU Americas LLC|384943
CBA|CLEARBRIDGE AMERICAN|OPCO|Oppenheimer & Co. Inc.|400
CBA|CLEARBRIDGE AMERICAN|PDQM|CODA MARKETS, INC.|8664
CBA|CLEARBRIDGE AMERICAN|PWJC|UBS Financial Services, Inc.|2200
CBA|CLEARBRIDGE AMERICAN|RBCM|RBC CAPITAL MARKETS, LLC|26780
CBA|CLEARBRIDGE AMERICAN|SAGL|SAGETRADER, LLC|100
CBA|CLEARBRIDGE AMERICAN|SBSH|Citigroup Global Markets Inc.|29373
CBA|CLEARBRIDGE AMERICAN|SGMT|GOLDMAN SACHS & CO. LLC|3631
CBA|CLEARBRIDGE AMERICAN|SPDR|SPEEDROUTE LLC|300
CBA|CLEARBRIDGE AMERICAN|STFL|Stifel, Nicolaus & Company, Incorporated|8451
CBA|CLEARBRIDGE AMERICAN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
CBA|CLEARBRIDGE AMERICAN|SWIM|TD Ameritrade, Inc.|8908
CBA|CLEARBRIDGE AMERICAN|SWST|Hilltop Securities Inc.|76466
CBA|CLEARBRIDGE AMERICAN|TKNG|ALLY INVEST SECURITIES LLC|200
CBA|CLEARBRIDGE AMERICAN|TRBT|Tradebot Systems, Inc.|1006
CBA|CLEARBRIDGE AMERICAN|TRCM|TRC MARKETS LLC|200
CBA|CLEARBRIDGE AMERICAN|UBSA|UBS SECURITIES LLC|31336
CBA|CLEARBRIDGE AMERICAN|UBSS|UBS Securities LLC|96023
CBA|CLEARBRIDGE AMERICAN|VALX|VIRTU AMERICAS LLC|251
CBA|CLEARBRIDGE AMERICAN|VGRD|Vanguard Marketing Corporation|7777
CBA|CLEARBRIDGE AMERICAN|WCHV|WELLS FARGO SECURITIES, LLC|38491
CBA|CLEARBRIDGE AMERICAN|WEDB|WEDBUSH SECURITIES INC.|3500
CBA|CLEARBRIDGE AMERICAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|65682
CBA|CLEARBRIDGE AMERICAN|WSEA|WOLVERINE SECURITIES, LLC|1
CBA|CLEARBRIDGE AMERICAN|XPQR|Jump Trading|1479
CBA|CLEARBRIDGE AMERICAN|YKNA|COMHAR CAPITAL MARKETS, LLC|700
CBA|CLEARBRIDGE AMERICAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18978
CBAK|CBAK ENERGY TECHN|APCC|Apex Clearing Corporation|57968
CBAK|CBAK ENERGY TECHN|BATM|CBOE TRADING, INC.|400
CBAK|CBAK ENERGY TECHN|BIMI|Banca IMI Securities Corp.|1300
CBAK|CBAK ENERGY TECHN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
CBAK|CBAK ENERGY TECHN|BYXM|CBOE TRADING, INC.|995
CBAK|CBAK ENERGY TECHN|CHAS|Charles Schwab & Co., Inc.|4723
CBAK|CBAK ENERGY TECHN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7826
CBAK|CBAK ENERGY TECHN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1107
CBAK|CBAK ENERGY TECHN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3115
CBAK|CBAK ENERGY TECHN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2696
CBAK|CBAK ENERGY TECHN|DBAB|Deutsche Bank Securities Inc.|300
CBAK|CBAK ENERGY TECHN|DEGS|RONIN PROFESSIONAL LLC|2534
CBAK|CBAK ENERGY TECHN|EBXL|EBX LLC|1200
CBAK|CBAK ENERGY TECHN|EGAM|CBOE TRADING, INC.|100
CBAK|CBAK ENERGY TECHN|EGAW|CBOE TRADING, INC.|2862
CBAK|CBAK ENERGY TECHN|ETRS|E*Trade Securities LLC|30816
CBAK|CBAK ENERGY TECHN|FBCO|Credit Suisse Securities (USA) LLC|9239
CBAK|CBAK ENERGY TECHN|FMAF|NBCN Inc./ CDS|1300
CBAK|CBAK ENERGY TECHN|FOMA|TD AMERITRADE CLEARING, INC.|113178
CBAK|CBAK ENERGY TECHN|GEBB|GLOBAL EXECUTION BROKERS, LP|166
CBAK|CBAK ENERGY TECHN|GLPX|ACS EXECUTION SERVICES, LLC|100
CBAK|CBAK ENERGY TECHN|GSLT|GOLDMAN SACHS & CO. LLC|700
CBAK|CBAK ENERGY TECHN|IATS|INTERACTIVE BROKERS LLC|4050
CBAK|CBAK ENERGY TECHN|IBKR|Interactive Brokers Llc|55549
CBAK|CBAK ENERGY TECHN|ICBX|INSTINET, LLC|2200
CBAK|CBAK ENERGY TECHN|INCA|INSTINET, LLC|21380
CBAK|CBAK ENERGY TECHN|ITGI|ITG Inc.|10606
CBAK|CBAK ENERGY TECHN|ITGP|ITG INC.|600
CBAK|CBAK ENERGY TECHN|JPMX|J.P. Morgan Securities LLC|400
CBAK|CBAK ENERGY TECHN|LEHM|Barclays Capital Inc./Le|200
CBAK|CBAK ENERGY TECHN|LIME|Lime Brokerage LLC|2823
CBAK|CBAK ENERGY TECHN|MAXM|Maxim Group LLC|1313
CBAK|CBAK ENERGY TECHN|MBTS|ALLY INVEST SECURITIES LLC|40
CBAK|CBAK ENERGY TECHN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
CBAK|CBAK ENERGY TECHN|MSCO|MORGAN STANLEY & CO. LLC|49611
CBAK|CBAK ENERGY TECHN|MSPL|MORGAN STANLEY & CO. LLC|900
CBAK|CBAK ENERGY TECHN|NFSC|National Financial Services LLC|31935
CBAK|CBAK ENERGY TECHN|NITE|VIRTU Americas LLC|126807
CBAK|CBAK ENERGY TECHN|OPCO|Oppenheimer & Co. Inc.|200
CBAK|CBAK ENERGY TECHN|PDQM|CODA MARKETS, INC.|2100
CBAK|CBAK ENERGY TECHN|RBCM|RBC CAPITAL MARKETS, LLC|1400
CBAK|CBAK ENERGY TECHN|RGLD|Regal Securities, Inc|1
CBAK|CBAK ENERGY TECHN|SBSH|Citigroup Global Markets Inc.|10696
CBAK|CBAK ENERGY TECHN|SGMT|GOLDMAN SACHS & CO. LLC|1896
CBAK|CBAK ENERGY TECHN|SPDR|SPEEDROUTE LLC|5723
CBAK|CBAK ENERGY TECHN|SWIM|TD Ameritrade, Inc.|10323
CBAK|CBAK ENERGY TECHN|TKNG|ALLY INVEST SECURITIES LLC|9
CBAK|CBAK ENERGY TECHN|UBSA|UBS SECURITIES LLC|4799
CBAK|CBAK ENERGY TECHN|UBSS|UBS Securities LLC|10351
CBAK|CBAK ENERGY TECHN|VALX|VIRTU AMERICAS LLC|3909
CBAK|CBAK ENERGY TECHN|VGRD|Vanguard Marketing Corporation|1000
CBAK|CBAK ENERGY TECHN|WCHV|WELLS FARGO SECURITIES, LLC|1880
CBAK|CBAK ENERGY TECHN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|582
CBAK|CBAK ENERGY TECHN|WSEA|WOLVERINE SECURITIES, LLC|3686
CBAN|COLONY BANKCORP INC|BATM|CBOE TRADING, INC.|101
CBAN|COLONY BANKCORP INC|BAYC|BAY CREST PARTNERS, LLC|360
CBAN|COLONY BANKCORP INC|CIST|Capital Institutional Services, Inc.|977
CBAN|COLONY BANKCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
CBAN|COLONY BANKCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|916
CBAN|COLONY BANKCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3287
CBAN|COLONY BANKCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|448
CBAN|COLONY BANKCORP INC|DBAB|Deutsche Bank Securities Inc.|306
CBAN|COLONY BANKCORP INC|EBXL|EBX LLC|100
CBAN|COLONY BANKCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1752
CBAN|COLONY BANKCORP INC|EGXM|CBOE TRADING, INC.|200
CBAN|COLONY BANKCORP INC|ETRS|E*Trade Securities LLC|8
CBAN|COLONY BANKCORP INC|FBCO|Credit Suisse Securities (USA) LLC|454
CBAN|COLONY BANKCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|784
CBAN|COLONY BANKCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|401
CBAN|COLONY BANKCORP INC|FTBR|Foliofn Investments, Inc.|3
CBAN|COLONY BANKCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|165
CBAN|COLONY BANKCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|1765
CBAN|COLONY BANKCORP INC|GTSZ|GTS SECURITIES LLC|100
CBAN|COLONY BANKCORP INC|HRBF|American Enterprise Investment Services Inc.|6
CBAN|COLONY BANKCORP INC|IBKR|Interactive Brokers Llc|3675
CBAN|COLONY BANKCORP INC|ICBX|INSTINET, LLC|200
CBAN|COLONY BANKCORP INC|INCA|INSTINET, LLC|1411
CBAN|COLONY BANKCORP INC|INJX|INSTINET, LLC|159
CBAN|COLONY BANKCORP INC|ITGI|ITG Inc.|127
CBAN|COLONY BANKCORP INC|ITGP|ITG INC.|400
CBAN|COLONY BANKCORP INC|JPMX|J.P. Morgan Securities LLC|200
CBAN|COLONY BANKCORP INC|LEHM|Barclays Capital Inc./Le|999
CBAN|COLONY BANKCORP INC|LIME|Lime Brokerage LLC|4976
CBAN|COLONY BANKCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CBAN|COLONY BANKCORP INC|MSCO|MORGAN STANLEY & CO. LLC|5737
CBAN|COLONY BANKCORP INC|NFSC|National Financial Services LLC|1295
CBAN|COLONY BANKCORP INC|NITE|VIRTU Americas LLC|9999
CBAN|COLONY BANKCORP INC|PDQM|CODA MARKETS, INC.|679
CBAN|COLONY BANKCORP INC|RAJA|Raymond James & Associates, Inc.|600
CBAN|COLONY BANKCORP INC|SWST|Hilltop Securities Inc.|198
CBAN|COLONY BANKCORP INC|TRCM|TRC MARKETS LLC|532
CBAN|COLONY BANKCORP INC|UBSA|UBS SECURITIES LLC|1361
CBAN|COLONY BANKCORP INC|UBSS|UBS Securities LLC|7669
CBAN|COLONY BANKCORP INC|VALX|VIRTU AMERICAS LLC|533
CBAN|COLONY BANKCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|1627
CBAN|COLONY BANKCORP INC|WSEA|WOLVERINE SECURITIES, LLC|1
CBAY|CYMABAY THERAPEUTICS|ALTX|Alternet Securities Inc.|15353
CBAY|CYMABAY THERAPEUTICS|APCC|Apex Clearing Corporation|2193
CBAY|CYMABAY THERAPEUTICS|AQUA|AQUA SECURITIES L.P.|11900
CBAY|CYMABAY THERAPEUTICS|BATM|CBOE TRADING, INC.|4953
CBAY|CYMABAY THERAPEUTICS|BAYC|BAY CREST PARTNERS, LLC|5939
CBAY|CYMABAY THERAPEUTICS|BAYT|BTIG, LLC|5440
CBAY|CYMABAY THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|710247
CBAY|CYMABAY THERAPEUTICS|BIDS|BIDS TRADING L.P.|2400
CBAY|CYMABAY THERAPEUTICS|BIMI|Banca IMI Securities Corp.|3600
CBAY|CYMABAY THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7230
CBAY|CYMABAY THERAPEUTICS|BLKX|INSTINET, LLC|106600
CBAY|CYMABAY THERAPEUTICS|BMOC|BMO Capital Markets Corp.|5244
CBAY|CYMABAY THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|9722
CBAY|CYMABAY THERAPEUTICS|BTIG|BTIG, LLC|22761
CBAY|CYMABAY THERAPEUTICS|BYXM|CBOE TRADING, INC.|3329
CBAY|CYMABAY THERAPEUTICS|CBLC|CITIGROUP GLOBAL MARKETS INC.|64172
CBAY|CYMABAY THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|400
CBAY|CYMABAY THERAPEUTICS|CIST|Capital Institutional Services, Inc.|300
CBAY|CYMABAY THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|244711
CBAY|CYMABAY THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
CBAY|CYMABAY THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5400
CBAY|CYMABAY THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|376612
CBAY|CYMABAY THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|54930
CBAY|CYMABAY THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|36578
CBAY|CYMABAY THERAPEUTICS|DADA|D.A. Davidson & Co.|400
CBAY|CYMABAY THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|882115
CBAY|CYMABAY THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|198900
CBAY|CYMABAY THERAPEUTICS|DBUL|Deutsche Bank Securities Inc.|12
CBAY|CYMABAY THERAPEUTICS|DEAN|MORGAN STANLEY|638
CBAY|CYMABAY THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|32114
CBAY|CYMABAY THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
CBAY|CYMABAY THERAPEUTICS|DRWK|DRW SECURITIES, L.L.C.|11300
CBAY|CYMABAY THERAPEUTICS|EBXL|EBX LLC|167500
CBAY|CYMABAY THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4700
CBAY|CYMABAY THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|3411
CBAY|CYMABAY THERAPEUTICS|EGAM|CBOE TRADING, INC.|21861
CBAY|CYMABAY THERAPEUTICS|EGAW|CBOE TRADING, INC.|1000
CBAY|CYMABAY THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|1317
CBAY|CYMABAY THERAPEUTICS|EGXM|CBOE TRADING, INC.|10329
CBAY|CYMABAY THERAPEUTICS|EGXW|CBOE TRADING, INC.|100
CBAY|CYMABAY THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|131555
CBAY|CYMABAY THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11304
CBAY|CYMABAY THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41564
CBAY|CYMABAY THERAPEUTICS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CBAY|CYMABAY THERAPEUTICS|ETRS|E*Trade Securities LLC|212426
CBAY|CYMABAY THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|785511
CBAY|CYMABAY THERAPEUTICS|FILL|Tradestation Securities, Inc.|27358
CBAY|CYMABAY THERAPEUTICS|FMAF|NBCN Inc./ CDS|870
CBAY|CYMABAY THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|581874
CBAY|CYMABAY THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|606
CBAY|CYMABAY THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|176723
CBAY|CYMABAY THERAPEUTICS|FTBR|Foliofn Investments, Inc.|809
CBAY|CYMABAY THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|12027
CBAY|CYMABAY THERAPEUTICS|GLIS|TD Securities Inc|140
CBAY|CYMABAY THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|14472
CBAY|CYMABAY THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|3248332
CBAY|CYMABAY THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|54479
CBAY|CYMABAY THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|10359
CBAY|CYMABAY THERAPEUTICS|GTSZ|GTS SECURITIES LLC|126619
CBAY|CYMABAY THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|3736
CBAY|CYMABAY THERAPEUTICS|HSBC|HSBC Securities, Inc.|500
CBAY|CYMABAY THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|28228
CBAY|CYMABAY THERAPEUTICS|IBKR|Interactive Brokers Llc|203702
CBAY|CYMABAY THERAPEUTICS|ICBX|INSTINET, LLC|44556
CBAY|CYMABAY THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|26168
CBAY|CYMABAY THERAPEUTICS|INCA|INSTINET, LLC|370963
CBAY|CYMABAY THERAPEUTICS|INJX|INSTINET, LLC|41811
CBAY|CYMABAY THERAPEUTICS|ITGI|ITG Inc.|42241
CBAY|CYMABAY THERAPEUTICS|ITGP|ITG INC.|151200
CBAY|CYMABAY THERAPEUTICS|JEFF|JEFFERIES LLC|240787
CBAY|CYMABAY THERAPEUTICS|JMPT|JUMP TRADING, LLC|120886
CBAY|CYMABAY THERAPEUTICS|JONE|JonesTrading|1180
CBAY|CYMABAY THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|27811
CBAY|CYMABAY THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|397913
CBAY|CYMABAY THERAPEUTICS|JSEB|JANE STREET EXECUTION SERVICES, LLC|17600
CBAY|CYMABAY THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|214332
CBAY|CYMABAY THERAPEUTICS|KCGM|VIRTU Americas LLC|38376
CBAY|CYMABAY THERAPEUTICS|LEER|LEERINK PARTNERS LLC|5700
CBAY|CYMABAY THERAPEUTICS|LEHM|Barclays Capital Inc./Le|1927971
CBAY|CYMABAY THERAPEUTICS|LIME|Lime Brokerage LLC|238343
CBAY|CYMABAY THERAPEUTICS|LMGP|LIME BROKERAGE LLC|6500
CBAY|CYMABAY THERAPEUTICS|LOOP|Loop Capital Markets LLC|8779
CBAY|CYMABAY THERAPEUTICS|LQNA|LIQUIDNET, INC.|122300
CBAY|CYMABAY THERAPEUTICS|LQNB|LIQUIDNET, INC.|27400
CBAY|CYMABAY THERAPEUTICS|LSCI|Lek Securities Corporation|403
CBAY|CYMABAY THERAPEUTICS|LVMR|LIVERMORE TRADING GROUP, INC.|10600
CBAY|CYMABAY THERAPEUTICS|MACQ|Macquarie Capital (USA) Inc.|4196
CBAY|CYMABAY THERAPEUTICS|MAXM|Maxim Group LLC|21907
CBAY|CYMABAY THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89927
CBAY|CYMABAY THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|6
CBAY|CYMABAY THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|3725212
CBAY|CYMABAY THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|227300
CBAY|CYMABAY THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|245200
CBAY|CYMABAY THERAPEUTICS|MZHO|Mizuho Securities USA LLC|35055
CBAY|CYMABAY THERAPEUTICS|NATL|National Securities Corporation|438905
CBAY|CYMABAY THERAPEUTICS|NFSC|National Financial Services LLC|757641
CBAY|CYMABAY THERAPEUTICS|NITE|VIRTU Americas LLC|1028889
CBAY|CYMABAY THERAPEUTICS|NITP|VIRTU Americas LLC|11000
CBAY|CYMABAY THERAPEUTICS|NQRB|Brut, LLC|77275
CBAY|CYMABAY THERAPEUTICS|NTFN|Network 1 Financial Securities Inc.|19423
CBAY|CYMABAY THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|53548
CBAY|CYMABAY THERAPEUTICS|OTAA|OTA LLC|4600
CBAY|CYMABAY THERAPEUTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5900
CBAY|CYMABAY THERAPEUTICS|PDQM|CODA MARKETS, INC.|20682
CBAY|CYMABAY THERAPEUTICS|PIPR|Piper Jaffray & Co.|109184
CBAY|CYMABAY THERAPEUTICS|PNSR|Penserra Securities, LLC|48910
CBAY|CYMABAY THERAPEUTICS|PREC|PRECISION SECURITIES, LLC|8553
CBAY|CYMABAY THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|14521
CBAY|CYMABAY THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|22258
CBAY|CYMABAY THERAPEUTICS|ROTH|Roth Capital Partners, LLC|2200
CBAY|CYMABAY THERAPEUTICS|SAGL|SAGETRADER, LLC|3975
CBAY|CYMABAY THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|2800
CBAY|CYMABAY THERAPEUTICS|SALW|SW FINANCIAL|7165
CBAY|CYMABAY THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|751533
CBAY|CYMABAY THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|182076
CBAY|CYMABAY THERAPEUTICS|SPDR|SPEEDROUTE LLC|24104
CBAY|CYMABAY THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|46637
CBAY|CYMABAY THERAPEUTICS|SWIM|TD Ameritrade, Inc.|97945
CBAY|CYMABAY THERAPEUTICS|SWST|Hilltop Securities Inc.|23754
CBAY|CYMABAY THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|7510
CBAY|CYMABAY THERAPEUTICS|TRBT|Tradebot Systems, Inc.|329900
CBAY|CYMABAY THERAPEUTICS|TRCM|TRC MARKETS LLC|177636
CBAY|CYMABAY THERAPEUTICS|TWTT|TASTYWORKS, INC.|600
CBAY|CYMABAY THERAPEUTICS|UBSA|UBS SECURITIES LLC|592723
CBAY|CYMABAY THERAPEUTICS|UBSS|UBS Securities LLC|3802303
CBAY|CYMABAY THERAPEUTICS|VALX|VIRTU AMERICAS LLC|8958
CBAY|CYMABAY THERAPEUTICS|VGRD|Vanguard Marketing Corporation|12455
CBAY|CYMABAY THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|182342
CBAY|CYMABAY THERAPEUTICS|WDNX|WEEDEN & CO.L.P.|2854
CBAY|CYMABAY THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|400
CBAY|CYMABAY THERAPEUTICS|WEED|Weeden & Co.L.P.|1700
CBAY|CYMABAY THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1866
CBAY|CYMABAY THERAPEUTICS|WGIF|CIBC World Markets Inc.|1447
CBAY|CYMABAY THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|6586
CBAY|CYMABAY THERAPEUTICS|XIST|INSTINET, LLC|11200
CBAY|CYMABAY THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|73584
CBAY|CYMABAY THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|1214
CBAY|CYMABAY THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7863
CBB|CINCINNATI BELL INC|ALTX|Alternet Securities Inc.|1400
CBB|CINCINNATI BELL INC|ANOS|ABEL/NOSER, L.L.C.|10881
CBB|CINCINNATI BELL INC|APCC|Apex Clearing Corporation|3
CBB|CINCINNATI BELL INC|BARD|Robert W. Baird & Co. Incorporated|69
CBB|CINCINNATI BELL INC|BATM|CBOE TRADING, INC.|911
CBB|CINCINNATI BELL INC|BAYC|BAY CREST PARTNERS, LLC|14934
CBB|CINCINNATI BELL INC|BERN|Sanford C. Bernstein & Co., LLC|1900
CBB|CINCINNATI BELL INC|BIDS|BIDS TRADING L.P.|1600
CBB|CINCINNATI BELL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6083
CBB|CINCINNATI BELL INC|BNPX|BNP PARIBAS SECURITIES CORP.|11592
CBB|CINCINNATI BELL INC|BRVL|BLAYLOCK VAN, LLC|800
CBB|CINCINNATI BELL INC|BTIG|BTIG, LLC|43699
CBB|CINCINNATI BELL INC|BYXM|CBOE TRADING, INC.|100
CBB|CINCINNATI BELL INC|BZYD|GOLDMAN SACHS & CO. LLC|100
CBB|CINCINNATI BELL INC|CHAS|Charles Schwab & Co., Inc.|28786
CBB|CINCINNATI BELL INC|CIST|Capital Institutional Services, Inc.|1501
CBB|CINCINNATI BELL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|80503
CBB|CINCINNATI BELL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
CBB|CINCINNATI BELL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|202634
CBB|CINCINNATI BELL INC|CTDL|Citadel Derivatives Group Llc|5978
CBB|CINCINNATI BELL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|28746
CBB|CINCINNATI BELL INC|DBAB|Deutsche Bank Securities Inc.|65877
CBB|CINCINNATI BELL INC|DBAX|Deutsche Bank Securities Inc.|161400
CBB|CINCINNATI BELL INC|DBUL|Deutsche Bank Securities Inc.|100
CBB|CINCINNATI BELL INC|DEAN|MORGAN STANLEY|3172
CBB|CINCINNATI BELL INC|DEGS|RONIN PROFESSIONAL LLC|4728
CBB|CINCINNATI BELL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
CBB|CINCINNATI BELL INC|EBXL|EBX LLC|79100
CBB|CINCINNATI BELL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3036
CBB|CINCINNATI BELL INC|EDJO|Edward D. Jones & Co., L.P.|320
CBB|CINCINNATI BELL INC|EGAM|CBOE TRADING, INC.|9450
CBB|CINCINNATI BELL INC|EGXM|CBOE TRADING, INC.|741
CBB|CINCINNATI BELL INC|ELEV|ELEVATION, LLC|60000
CBB|CINCINNATI BELL INC|ETBE|Electronic Transaction Clearing, Inc.|800
CBB|CINCINNATI BELL INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|50
CBB|CINCINNATI BELL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CBB|CINCINNATI BELL INC|ETRS|E*Trade Securities LLC|22896
CBB|CINCINNATI BELL INC|FBSB|U.S. Bancorp Investments, Inc.|2506
CBB|CINCINNATI BELL INC|FILL|Tradestation Securities, Inc.|1802
CBB|CINCINNATI BELL INC|FMAF|NBCN Inc./ CDS|130
CBB|CINCINNATI BELL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4090
CBB|CINCINNATI BELL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42478
CBB|CINCINNATI BELL INC|FTBR|Foliofn Investments, Inc.|65
CBB|CINCINNATI BELL INC|GLPX|ACS EXECUTION SERVICES, LLC|143761
CBB|CINCINNATI BELL INC|GSCO|GOLDMAN SACHS & CO. LLC|129849
CBB|CINCINNATI BELL INC|GSCS|GOLDMAN SACHS & CO. LLC|3500
CBB|CINCINNATI BELL INC|GSLT|GOLDMAN SACHS & CO. LLC|5606
CBB|CINCINNATI BELL INC|GTSZ|GTS SECURITIES LLC|56198
CBB|CINCINNATI BELL INC|HRBF|American Enterprise Investment Services Inc.|1250
CBB|CINCINNATI BELL INC|IATS|INTERACTIVE BROKERS LLC|12747
CBB|CINCINNATI BELL INC|IBKR|Interactive Brokers Llc|18073
CBB|CINCINNATI BELL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|123
CBB|CINCINNATI BELL INC|ICBX|INSTINET, LLC|42321
CBB|CINCINNATI BELL INC|IEQY|CITADEL SECURITIES LLC|5290
CBB|CINCINNATI BELL INC|INCA|INSTINET, LLC|56952
CBB|CINCINNATI BELL INC|INJX|INSTINET, LLC|800
CBB|CINCINNATI BELL INC|ITGI|ITG Inc.|19410
CBB|CINCINNATI BELL INC|ITGP|ITG INC.|160800
CBB|CINCINNATI BELL INC|JEFF|JEFFERIES LLC|22662
CBB|CINCINNATI BELL INC|JMPT|JUMP TRADING, LLC|2559
CBB|CINCINNATI BELL INC|JONE|JonesTrading|37140
CBB|CINCINNATI BELL INC|JPBX|J.P. MORGAN SECURITIES LLC|800
CBB|CINCINNATI BELL INC|JPMX|J.P. Morgan Securities LLC|298976
CBB|CINCINNATI BELL INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|2700
CBB|CINCINNATI BELL INC|JSJX|JANE STREET CAPITAL LLC|40227
CBB|CINCINNATI BELL INC|KCGM|VIRTU Americas LLC|26822
CBB|CINCINNATI BELL INC|LEHM|Barclays Capital Inc./Le|430970
CBB|CINCINNATI BELL INC|LIME|Lime Brokerage LLC|9072
CBB|CINCINNATI BELL INC|LOOP|Loop Capital Markets LLC|100
CBB|CINCINNATI BELL INC|LQNA|LIQUIDNET, INC.|35800
CBB|CINCINNATI BELL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|224776
CBB|CINCINNATI BELL INC|MSCO|MORGAN STANLEY & CO. LLC|198095
CBB|CINCINNATI BELL INC|MSPL|MORGAN STANLEY & CO. LLC|267200
CBB|CINCINNATI BELL INC|MSTX|MORGAN STANLEY & CO. LLC|115200
CBB|CINCINNATI BELL INC|MULL|MARK J. MULLER EQUITIES, INC.|9502
CBB|CINCINNATI BELL INC|NFSC|National Financial Services LLC|86469
CBB|CINCINNATI BELL INC|NITE|VIRTU Americas LLC|207647
CBB|CINCINNATI BELL INC|NITP|VIRTU Americas LLC|40229
CBB|CINCINNATI BELL INC|NQRB|Brut, LLC|400
CBB|CINCINNATI BELL INC|OPCO|Oppenheimer & Co. Inc.|200
CBB|CINCINNATI BELL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7905
CBB|CINCINNATI BELL INC|PDQM|CODA MARKETS, INC.|20594
CBB|CINCINNATI BELL INC|PWJC|UBS Financial Services, Inc.|4327
CBB|CINCINNATI BELL INC|QMSR|QUATTRO M SECURITIES INC.|3
CBB|CINCINNATI BELL INC|RBCM|RBC CAPITAL MARKETS, LLC|43
CBB|CINCINNATI BELL INC|SAGL|SAGETRADER, LLC|200
CBB|CINCINNATI BELL INC|SAGW|SAGETRADER, LLC|1000
CBB|CINCINNATI BELL INC|SALI|INTL FCSTONE FINANCIAL INC.|343
CBB|CINCINNATI BELL INC|SBSH|Citigroup Global Markets Inc.|29738
CBB|CINCINNATI BELL INC|SGMT|GOLDMAN SACHS & CO. LLC|63303
CBB|CINCINNATI BELL INC|SPDR|SPEEDROUTE LLC|3400
CBB|CINCINNATI BELL INC|STFL|Stifel, Nicolaus & Company, Incorporated|8313
CBB|CINCINNATI BELL INC|SWIM|TD Ameritrade, Inc.|5230
CBB|CINCINNATI BELL INC|TKNG|ALLY INVEST SECURITIES LLC|1945
CBB|CINCINNATI BELL INC|TRBT|Tradebot Systems, Inc.|2595
CBB|CINCINNATI BELL INC|TRCM|TRC MARKETS LLC|24757
CBB|CINCINNATI BELL INC|UBSA|UBS SECURITIES LLC|504463
CBB|CINCINNATI BELL INC|UBSS|UBS Securities LLC|313801
CBB|CINCINNATI BELL INC|VALX|VIRTU AMERICAS LLC|24587
CBB|CINCINNATI BELL INC|VGRD|Vanguard Marketing Corporation|3415
CBB|CINCINNATI BELL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CBB|CINCINNATI BELL INC|WCHV|WELLS FARGO SECURITIES, LLC|52447
CBB|CINCINNATI BELL INC|WEDB|WEDBUSH SECURITIES INC.|7
CBB|CINCINNATI BELL INC|WEED|Weeden & Co.L.P.|32280
CBB|CINCINNATI BELL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47194
CBB|CINCINNATI BELL INC|WSEA|WOLVERINE SECURITIES, LLC|944
CBB|CINCINNATI BELL INC|XIST|INSTINET, LLC|40698
CBB|CINCINNATI BELL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|18456
CBB|CINCINNATI BELL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|289
CBB$B|CINCINNATI BELL PR B|BANK|Primevest Financial Services, Inc.|1
CBB$B|CINCINNATI BELL PR B|BATM|CBOE TRADING, INC.|100
CBB$B|CINCINNATI BELL PR B|BERN|Sanford C. Bernstein & Co., LLC|475
CBB$B|CINCINNATI BELL PR B|BNCH|The Benchmark Company, LLC|500
CBB$B|CINCINNATI BELL PR B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CBB$B|CINCINNATI BELL PR B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|307
CBB$B|CINCINNATI BELL PR B|DEAN|MORGAN STANLEY|175
CBB$B|CINCINNATI BELL PR B|ETRS|E*Trade Securities LLC|1920
CBB$B|CINCINNATI BELL PR B|FILL|Tradestation Securities, Inc.|300
CBB$B|CINCINNATI BELL PR B|GSCO|GOLDMAN SACHS & CO. LLC|200
CBB$B|CINCINNATI BELL PR B|HRBF|American Enterprise Investment Services Inc.|184
CBB$B|CINCINNATI BELL PR B|IATS|INTERACTIVE BROKERS LLC|1000
CBB$B|CINCINNATI BELL PR B|IBKR|Interactive Brokers Llc|680
CBB$B|CINCINNATI BELL PR B|ITGI|ITG Inc.|1030
CBB$B|CINCINNATI BELL PR B|MSCO|MORGAN STANLEY & CO. LLC|500
CBB$B|CINCINNATI BELL PR B|NFSC|National Financial Services LLC|3506
CBB$B|CINCINNATI BELL PR B|NITE|VIRTU Americas LLC|7239
CBB$B|CINCINNATI BELL PR B|SGMT|GOLDMAN SACHS & CO. LLC|70
CBB$B|CINCINNATI BELL PR B|SWIM|TD Ameritrade, Inc.|500
CBB$B|CINCINNATI BELL PR B|UBSA|UBS SECURITIES LLC|1300
CBB$B|CINCINNATI BELL PR B|UBSS|UBS Securities LLC|2856
CBB$B|CINCINNATI BELL PR B|VGRD|Vanguard Marketing Corporation|620
CBB$B|CINCINNATI BELL PR B|WCHV|WELLS FARGO SECURITIES, LLC|1080
CBB$B|CINCINNATI BELL PR B|WEDB|WEDBUSH SECURITIES INC.|900
CBB$B|CINCINNATI BELL PR B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|532
CBD|COMPANHIA BRASIL ADS|ALTX|Alternet Securities Inc.|10173
CBD|COMPANHIA BRASIL ADS|APCC|Apex Clearing Corporation|28
CBD|COMPANHIA BRASIL ADS|BARD|Robert W. Baird & Co. Incorporated|19
CBD|COMPANHIA BRASIL ADS|BATM|CBOE TRADING, INC.|1796
CBD|COMPANHIA BRASIL ADS|BAYC|BAY CREST PARTNERS, LLC|6900
CBD|COMPANHIA BRASIL ADS|BAYT|BTIG, LLC|375
CBD|COMPANHIA BRASIL ADS|BERN|Sanford C. Bernstein & Co., LLC|6800
CBD|COMPANHIA BRASIL ADS|BIDS|BIDS TRADING L.P.|100
CBD|COMPANHIA BRASIL ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1431
CBD|COMPANHIA BRASIL ADS|BLKX|INSTINET, LLC|170000
CBD|COMPANHIA BRASIL ADS|BYXM|CBOE TRADING, INC.|1760
CBD|COMPANHIA BRASIL ADS|BZYD|GOLDMAN SACHS & CO. LLC|1170
CBD|COMPANHIA BRASIL ADS|CIST|Capital Institutional Services, Inc.|900
CBD|COMPANHIA BRASIL ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6532
CBD|COMPANHIA BRASIL ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4895
CBD|COMPANHIA BRASIL ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|72739
CBD|COMPANHIA BRASIL ADS|CTDL|Citadel Derivatives Group Llc|945
CBD|COMPANHIA BRASIL ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|10066
CBD|COMPANHIA BRASIL ADS|DBAB|Deutsche Bank Securities Inc.|19888
CBD|COMPANHIA BRASIL ADS|DBAX|Deutsche Bank Securities Inc.|143100
CBD|COMPANHIA BRASIL ADS|DCHF|Dart Executions, LLC|1317
CBD|COMPANHIA BRASIL ADS|DEAN|MORGAN STANLEY|1031
CBD|COMPANHIA BRASIL ADS|DEGS|RONIN PROFESSIONAL LLC|3516
CBD|COMPANHIA BRASIL ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|114839
CBD|COMPANHIA BRASIL ADS|EBXL|EBX LLC|61200
CBD|COMPANHIA BRASIL ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|27125
CBD|COMPANHIA BRASIL ADS|EDJO|Edward D. Jones & Co., L.P.|46
CBD|COMPANHIA BRASIL ADS|EGAM|CBOE TRADING, INC.|14058
CBD|COMPANHIA BRASIL ADS|EGAW|CBOE TRADING, INC.|100
CBD|COMPANHIA BRASIL ADS|EGXM|CBOE TRADING, INC.|3244
CBD|COMPANHIA BRASIL ADS|ETBE|Electronic Transaction Clearing, Inc.|5317
CBD|COMPANHIA BRASIL ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1741
CBD|COMPANHIA BRASIL ADS|ETRS|E*Trade Securities LLC|6382
CBD|COMPANHIA BRASIL ADS|FQLS|Quantlab Securities LP|79673
CBD|COMPANHIA BRASIL ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36743
CBD|COMPANHIA BRASIL ADS|FTBR|Foliofn Investments, Inc.|3909
CBD|COMPANHIA BRASIL ADS|GARC|ICAP Corporates LLC|31531
CBD|COMPANHIA BRASIL ADS|GBMT|GBM International, Inc.|2500
CBD|COMPANHIA BRASIL ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|522
CBD|COMPANHIA BRASIL ADS|GLPX|ACS EXECUTION SERVICES, LLC|10513
CBD|COMPANHIA BRASIL ADS|GSCO|GOLDMAN SACHS & CO. LLC|659636
CBD|COMPANHIA BRASIL ADS|GSCS|GOLDMAN SACHS & CO. LLC|500
CBD|COMPANHIA BRASIL ADS|GSLT|GOLDMAN SACHS & CO. LLC|2916
CBD|COMPANHIA BRASIL ADS|GTSZ|GTS SECURITIES LLC|14779
CBD|COMPANHIA BRASIL ADS|HRBF|American Enterprise Investment Services Inc.|943
CBD|COMPANHIA BRASIL ADS|HSBC|HSBC Securities, Inc.|10051
CBD|COMPANHIA BRASIL ADS|IATS|INTERACTIVE BROKERS LLC|3895
CBD|COMPANHIA BRASIL ADS|IBKR|Interactive Brokers Llc|6790
CBD|COMPANHIA BRASIL ADS|ICBX|INSTINET, LLC|27865
CBD|COMPANHIA BRASIL ADS|INCA|INSTINET, LLC|84230
CBD|COMPANHIA BRASIL ADS|INTL|INTL FCSTONE FINANCIAL INC.|190
CBD|COMPANHIA BRASIL ADS|ITGI|ITG Inc.|25082
CBD|COMPANHIA BRASIL ADS|ITGP|ITG INC.|59200
CBD|COMPANHIA BRASIL ADS|JEFF|JEFFERIES LLC|84562
CBD|COMPANHIA BRASIL ADS|JMPT|JUMP TRADING, LLC|14967
CBD|COMPANHIA BRASIL ADS|JPBX|J.P. MORGAN SECURITIES LLC|23794
CBD|COMPANHIA BRASIL ADS|JPMX|J.P. Morgan Securities LLC|746858
CBD|COMPANHIA BRASIL ADS|JSJX|JANE STREET CAPITAL LLC|7152
CBD|COMPANHIA BRASIL ADS|KCGM|VIRTU Americas LLC|18420
CBD|COMPANHIA BRASIL ADS|LEHM|Barclays Capital Inc./Le|65259
CBD|COMPANHIA BRASIL ADS|LGNT|COR CLEARING LLC|2
CBD|COMPANHIA BRASIL ADS|LIME|Lime Brokerage LLC|56146
CBD|COMPANHIA BRASIL ADS|LQNA|LIQUIDNET, INC.|288500
CBD|COMPANHIA BRASIL ADS|LQNB|LIQUIDNET, INC.|7400
CBD|COMPANHIA BRASIL ADS|LSCI|Lek Securities Corporation|29
CBD|COMPANHIA BRASIL ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68494
CBD|COMPANHIA BRASIL ADS|MOTF|MOTIF INVESTING, INC.|12
CBD|COMPANHIA BRASIL ADS|MSCO|MORGAN STANLEY & CO. LLC|1198962
CBD|COMPANHIA BRASIL ADS|MSPL|MORGAN STANLEY & CO. LLC|559400
CBD|COMPANHIA BRASIL ADS|MSTX|MORGAN STANLEY & CO. LLC|36400
CBD|COMPANHIA BRASIL ADS|NFSC|National Financial Services LLC|14314
CBD|COMPANHIA BRASIL ADS|NITE|VIRTU Americas LLC|134564
CBD|COMPANHIA BRASIL ADS|NITP|VIRTU Americas LLC|231
CBD|COMPANHIA BRASIL ADS|NQRB|Brut, LLC|14580
CBD|COMPANHIA BRASIL ADS|NTRC|Northern Trust Securities, Inc.|230
CBD|COMPANHIA BRASIL ADS|OPCO|Oppenheimer & Co. Inc.|374
CBD|COMPANHIA BRASIL ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|287
CBD|COMPANHIA BRASIL ADS|PDQM|CODA MARKETS, INC.|93881
CBD|COMPANHIA BRASIL ADS|RBCM|RBC CAPITAL MARKETS, LLC|553
CBD|COMPANHIA BRASIL ADS|SBSH|Citigroup Global Markets Inc.|31082
CBD|COMPANHIA BRASIL ADS|SGMT|GOLDMAN SACHS & CO. LLC|46127
CBD|COMPANHIA BRASIL ADS|SPDR|SPEEDROUTE LLC|35550
CBD|COMPANHIA BRASIL ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1377
CBD|COMPANHIA BRASIL ADS|SWIM|TD Ameritrade, Inc.|11381
CBD|COMPANHIA BRASIL ADS|TRBT|Tradebot Systems, Inc.|108419
CBD|COMPANHIA BRASIL ADS|TRCM|TRC MARKETS LLC|66201
CBD|COMPANHIA BRASIL ADS|UBSA|UBS SECURITIES LLC|276040
CBD|COMPANHIA BRASIL ADS|UBSS|UBS Securities LLC|139130
CBD|COMPANHIA BRASIL ADS|VALX|VIRTU AMERICAS LLC|3933
CBD|COMPANHIA BRASIL ADS|VGRD|Vanguard Marketing Corporation|999
CBD|COMPANHIA BRASIL ADS|WCHV|WELLS FARGO SECURITIES, LLC|4145
CBD|COMPANHIA BRASIL ADS|WEDB|WEDBUSH SECURITIES INC.|200
CBD|COMPANHIA BRASIL ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1057
CBD|COMPANHIA BRASIL ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|60
CBD|COMPANHIA BRASIL ADS|WSEA|WOLVERINE SECURITIES, LLC|280
CBD|COMPANHIA BRASIL ADS|XIST|INSTINET, LLC|22400
CBD|COMPANHIA BRASIL ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
CBD|COMPANHIA BRASIL ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|472
CBFV|CB FINANCIAL SVC CMN|ALTX|Alternet Securities Inc.|566
CBFV|CB FINANCIAL SVC CMN|APCC|Apex Clearing Corporation|6
CBFV|CB FINANCIAL SVC CMN|BATM|CBOE TRADING, INC.|655
CBFV|CB FINANCIAL SVC CMN|BAYC|BAY CREST PARTNERS, LLC|1010
CBFV|CB FINANCIAL SVC CMN|BERN|Sanford C. Bernstein & Co., LLC|372
CBFV|CB FINANCIAL SVC CMN|BMOC|BMO Capital Markets Corp.|353
CBFV|CB FINANCIAL SVC CMN|BNKS|Fig Partners, LLC|73859
CBFV|CB FINANCIAL SVC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|760
CBFV|CB FINANCIAL SVC CMN|BTIG|BTIG, LLC|149
CBFV|CB FINANCIAL SVC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8331
CBFV|CB FINANCIAL SVC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15496
CBFV|CB FINANCIAL SVC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14004
CBFV|CB FINANCIAL SVC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2206
CBFV|CB FINANCIAL SVC CMN|CTDL|Citadel Derivatives Group Llc|570
CBFV|CB FINANCIAL SVC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|30
CBFV|CB FINANCIAL SVC CMN|DADA|D.A. Davidson & Co.|1461
CBFV|CB FINANCIAL SVC CMN|DBAB|Deutsche Bank Securities Inc.|78410
CBFV|CB FINANCIAL SVC CMN|DBAX|Deutsche Bank Securities Inc.|3800
CBFV|CB FINANCIAL SVC CMN|DEGS|RONIN PROFESSIONAL LLC|1200
CBFV|CB FINANCIAL SVC CMN|EBXL|EBX LLC|1900
CBFV|CB FINANCIAL SVC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|639
CBFV|CB FINANCIAL SVC CMN|EDJO|Edward D. Jones & Co., L.P.|2966
CBFV|CB FINANCIAL SVC CMN|EGAM|CBOE TRADING, INC.|325
CBFV|CB FINANCIAL SVC CMN|EGAW|CBOE TRADING, INC.|2600
CBFV|CB FINANCIAL SVC CMN|ETBE|Electronic Transaction Clearing, Inc.|7556
CBFV|CB FINANCIAL SVC CMN|ETRS|E*Trade Securities LLC|1935
CBFV|CB FINANCIAL SVC CMN|FBCO|Credit Suisse Securities (USA) LLC|13717
CBFV|CB FINANCIAL SVC CMN|FOMA|TD AMERITRADE CLEARING, INC.|5954
CBFV|CB FINANCIAL SVC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CBFV|CB FINANCIAL SVC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4440
CBFV|CB FINANCIAL SVC CMN|FTBR|Foliofn Investments, Inc.|2
CBFV|CB FINANCIAL SVC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|500
CBFV|CB FINANCIAL SVC CMN|GLPX|ACS EXECUTION SERVICES, LLC|1535
CBFV|CB FINANCIAL SVC CMN|GSCO|GOLDMAN SACHS & CO. LLC|174579
CBFV|CB FINANCIAL SVC CMN|GTSZ|GTS SECURITIES LLC|3631
CBFV|CB FINANCIAL SVC CMN|HOVD|HOVDE GROUP, LLC|811
CBFV|CB FINANCIAL SVC CMN|IBKR|Interactive Brokers Llc|2839
CBFV|CB FINANCIAL SVC CMN|ICBX|INSTINET, LLC|1300
CBFV|CB FINANCIAL SVC CMN|IEQY|CITADEL SECURITIES LLC|311
CBFV|CB FINANCIAL SVC CMN|INCA|INSTINET, LLC|17687
CBFV|CB FINANCIAL SVC CMN|INJX|INSTINET, LLC|972
CBFV|CB FINANCIAL SVC CMN|ITGI|ITG Inc.|36696
CBFV|CB FINANCIAL SVC CMN|ITGP|ITG INC.|11600
CBFV|CB FINANCIAL SVC CMN|JANY|Janney Montgomery Scott Inc.|2245
CBFV|CB FINANCIAL SVC CMN|JEFF|JEFFERIES LLC|27660
CBFV|CB FINANCIAL SVC CMN|JPMX|J.P. Morgan Securities LLC|20999
CBFV|CB FINANCIAL SVC CMN|JSJX|JANE STREET CAPITAL LLC|272
CBFV|CB FINANCIAL SVC CMN|KCGM|VIRTU Americas LLC|738
CBFV|CB FINANCIAL SVC CMN|LEHM|Barclays Capital Inc./Le|40515
CBFV|CB FINANCIAL SVC CMN|LIME|Lime Brokerage LLC|14099
CBFV|CB FINANCIAL SVC CMN|LQNA|LIQUIDNET, INC.|85200
CBFV|CB FINANCIAL SVC CMN|MAXM|Maxim Group LLC|286
CBFV|CB FINANCIAL SVC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2700
CBFV|CB FINANCIAL SVC CMN|MSCO|MORGAN STANLEY & CO. LLC|124506
CBFV|CB FINANCIAL SVC CMN|MSPL|MORGAN STANLEY & CO. LLC|8500
CBFV|CB FINANCIAL SVC CMN|MSTX|MORGAN STANLEY & CO. LLC|200
CBFV|CB FINANCIAL SVC CMN|NFSC|National Financial Services LLC|1276
CBFV|CB FINANCIAL SVC CMN|NITE|VIRTU Americas LLC|26035
CBFV|CB FINANCIAL SVC CMN|PDQM|CODA MARKETS, INC.|4491
CBFV|CB FINANCIAL SVC CMN|PWJC|UBS Financial Services, Inc.|800
CBFV|CB FINANCIAL SVC CMN|RAJA|Raymond James & Associates, Inc.|8
CBFV|CB FINANCIAL SVC CMN|SBSH|Citigroup Global Markets Inc.|16859
CBFV|CB FINANCIAL SVC CMN|SDLR|Sandler, O'Neill & Partners, L.P.|25663
CBFV|CB FINANCIAL SVC CMN|SGMT|GOLDMAN SACHS & CO. LLC|1145
CBFV|CB FINANCIAL SVC CMN|SPDR|SPEEDROUTE LLC|3870
CBFV|CB FINANCIAL SVC CMN|SPTD|MINT GLOBAL MARKETS, INC.|371
CBFV|CB FINANCIAL SVC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1425
CBFV|CB FINANCIAL SVC CMN|SWIM|TD Ameritrade, Inc.|9499
CBFV|CB FINANCIAL SVC CMN|TRCM|TRC MARKETS LLC|3802
CBFV|CB FINANCIAL SVC CMN|UBSA|UBS SECURITIES LLC|23690
CBFV|CB FINANCIAL SVC CMN|UBSS|UBS Securities LLC|168083
CBFV|CB FINANCIAL SVC CMN|VALX|VIRTU AMERICAS LLC|61
CBFV|CB FINANCIAL SVC CMN|WCHV|WELLS FARGO SECURITIES, LLC|3269
CBFV|CB FINANCIAL SVC CMN|WEDB|WEDBUSH SECURITIES INC.|393
CBFV|CB FINANCIAL SVC CMN|WEED|Weeden & Co.L.P.|29700
CBFV|CB FINANCIAL SVC CMN|WSEA|WOLVERINE SECURITIES, LLC|2
CBFV|CB FINANCIAL SVC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
CBFV|CB FINANCIAL SVC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|10
CBH|ALLIANZGI CNV 2024|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4
CBH|ALLIANZGI CNV 2024|BRGE|Newbridge Securities Corp.|2000
CBH|ALLIANZGI CNV 2024|CHAS|Charles Schwab & Co., Inc.|1
CBH|ALLIANZGI CNV 2024|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4700
CBH|ALLIANZGI CNV 2024|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CBH|ALLIANZGI CNV 2024|DBAX|Deutsche Bank Securities Inc.|1700
CBH|ALLIANZGI CNV 2024|DEAN|MORGAN STANLEY|19840
CBH|ALLIANZGI CNV 2024|EBXL|EBX LLC|900
CBH|ALLIANZGI CNV 2024|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
CBH|ALLIANZGI CNV 2024|EGXM|CBOE TRADING, INC.|370
CBH|ALLIANZGI CNV 2024|ETRS|E*Trade Securities LLC|504
CBH|ALLIANZGI CNV 2024|FTBR|Foliofn Investments, Inc.|4
CBH|ALLIANZGI CNV 2024|GSCO|GOLDMAN SACHS & CO. LLC|400
CBH|ALLIANZGI CNV 2024|GSLT|GOLDMAN SACHS & CO. LLC|400
CBH|ALLIANZGI CNV 2024|GTSZ|GTS SECURITIES LLC|1
CBH|ALLIANZGI CNV 2024|HRBF|American Enterprise Investment Services Inc.|14652
CBH|ALLIANZGI CNV 2024|IATS|INTERACTIVE BROKERS LLC|2154
CBH|ALLIANZGI CNV 2024|IBKR|Interactive Brokers Llc|820
CBH|ALLIANZGI CNV 2024|ICBX|INSTINET, LLC|100
CBH|ALLIANZGI CNV 2024|INCA|INSTINET, LLC|400
CBH|ALLIANZGI CNV 2024|ITGP|ITG INC.|1000
CBH|ALLIANZGI CNV 2024|JANY|Janney Montgomery Scott Inc.|506
CBH|ALLIANZGI CNV 2024|JPMX|J.P. Morgan Securities LLC|2000
CBH|ALLIANZGI CNV 2024|KCGM|VIRTU Americas LLC|300
CBH|ALLIANZGI CNV 2024|LEHM|Barclays Capital Inc./Le|5813
CBH|ALLIANZGI CNV 2024|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
CBH|ALLIANZGI CNV 2024|MOTF|MOTIF INVESTING, INC.|1
CBH|ALLIANZGI CNV 2024|MSCO|MORGAN STANLEY & CO. LLC|65971
CBH|ALLIANZGI CNV 2024|MSPL|MORGAN STANLEY & CO. LLC|2400
CBH|ALLIANZGI CNV 2024|NFSC|National Financial Services LLC|27300
CBH|ALLIANZGI CNV 2024|NITE|VIRTU Americas LLC|114497
CBH|ALLIANZGI CNV 2024|PDQM|CODA MARKETS, INC.|600
CBH|ALLIANZGI CNV 2024|PWJC|UBS Financial Services, Inc.|9200
CBH|ALLIANZGI CNV 2024|RBCM|RBC CAPITAL MARKETS, LLC|17190
CBH|ALLIANZGI CNV 2024|SGMT|GOLDMAN SACHS & CO. LLC|400
CBH|ALLIANZGI CNV 2024|STFL|Stifel, Nicolaus & Company, Incorporated|4934
CBH|ALLIANZGI CNV 2024|TRBT|Tradebot Systems, Inc.|900
CBH|ALLIANZGI CNV 2024|UBSA|UBS SECURITIES LLC|10450
CBH|ALLIANZGI CNV 2024|UBSS|UBS Securities LLC|64327
CBH|ALLIANZGI CNV 2024|VGRD|Vanguard Marketing Corporation|839
CBH|ALLIANZGI CNV 2024|WCHV|WELLS FARGO SECURITIES, LLC|55407
CBH|ALLIANZGI CNV 2024|WEDB|WEDBUSH SECURITIES INC.|18282
CBH|ALLIANZGI CNV 2024|XSTM|NATIONAL FINANCIAL SERVICES LLC|3264
CBH|ALLIANZGI CNV 2024|YKNA|COMHAR CAPITAL MARKETS, LLC|600
CBH|ALLIANZGI CNV 2024|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3150
CBIO|CATALYST BIO INC.|AGIS|Aegis Capital Corp.|457
CBIO|CATALYST BIO INC.|ALTX|Alternet Securities Inc.|27020
CBIO|CATALYST BIO INC.|APCC|Apex Clearing Corporation|28567
CBIO|CATALYST BIO INC.|BATM|CBOE TRADING, INC.|4844
CBIO|CATALYST BIO INC.|BAYC|BAY CREST PARTNERS, LLC|761
CBIO|CATALYST BIO INC.|BAYT|BTIG, LLC|4600
CBIO|CATALYST BIO INC.|BIMI|Banca IMI Securities Corp.|22644
CBIO|CATALYST BIO INC.|BLKX|INSTINET, LLC|95900
CBIO|CATALYST BIO INC.|BMOC|BMO Capital Markets Corp.|897
CBIO|CATALYST BIO INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1935
CBIO|CATALYST BIO INC.|BTIG|BTIG, LLC|101222
CBIO|CATALYST BIO INC.|BYXM|CBOE TRADING, INC.|1932
CBIO|CATALYST BIO INC.|CBRA|Cobra Trading, Inc.|200
CBIO|CATALYST BIO INC.|CHAS|Charles Schwab & Co., Inc.|15083
CBIO|CATALYST BIO INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|500
CBIO|CATALYST BIO INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|140807
CBIO|CATALYST BIO INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|37014
CBIO|CATALYST BIO INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48585
CBIO|CATALYST BIO INC.|CRFN|ROBINHOOD FINANCIAL, LLC|6
CBIO|CATALYST BIO INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|356458
CBIO|CATALYST BIO INC.|CTDL|Citadel Derivatives Group Llc|6745
CBIO|CATALYST BIO INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|101894
CBIO|CATALYST BIO INC.|DADA|D.A. Davidson & Co.|100
CBIO|CATALYST BIO INC.|DBAB|Deutsche Bank Securities Inc.|202624
CBIO|CATALYST BIO INC.|DBAX|Deutsche Bank Securities Inc.|170800
CBIO|CATALYST BIO INC.|DEAN|MORGAN STANLEY|17452
CBIO|CATALYST BIO INC.|DEGS|RONIN PROFESSIONAL LLC|79955
CBIO|CATALYST BIO INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|86396
CBIO|CATALYST BIO INC.|DRWK|DRW SECURITIES, L.L.C.|8460
CBIO|CATALYST BIO INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|6000
CBIO|CATALYST BIO INC.|EBXL|EBX LLC|185800
CBIO|CATALYST BIO INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4054
CBIO|CATALYST BIO INC.|EDJO|Edward D. Jones & Co., L.P.|1065
CBIO|CATALYST BIO INC.|EGAM|CBOE TRADING, INC.|18109
CBIO|CATALYST BIO INC.|EGAW|CBOE TRADING, INC.|300
CBIO|CATALYST BIO INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
CBIO|CATALYST BIO INC.|EGXM|CBOE TRADING, INC.|15832
CBIO|CATALYST BIO INC.|EGXW|CBOE TRADING, INC.|200
CBIO|CATALYST BIO INC.|ETBE|Electronic Transaction Clearing, Inc.|11951
CBIO|CATALYST BIO INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6686
CBIO|CATALYST BIO INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2400
CBIO|CATALYST BIO INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44764
CBIO|CATALYST BIO INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1025
CBIO|CATALYST BIO INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3800
CBIO|CATALYST BIO INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4354
CBIO|CATALYST BIO INC.|ETRS|E*Trade Securities LLC|986525
CBIO|CATALYST BIO INC.|FBCO|Credit Suisse Securities (USA) LLC|300306
CBIO|CATALYST BIO INC.|FBSB|U.S. Bancorp Investments, Inc.|7
CBIO|CATALYST BIO INC.|FFSI|Firstrade Securities Inc.|2000
CBIO|CATALYST BIO INC.|FILL|Tradestation Securities, Inc.|58181
CBIO|CATALYST BIO INC.|FMAF|NBCN Inc./ CDS|1350
CBIO|CATALYST BIO INC.|FOMA|TD AMERITRADE CLEARING, INC.|1627109
CBIO|CATALYST BIO INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
CBIO|CATALYST BIO INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110087
CBIO|CATALYST BIO INC.|FTBR|Foliofn Investments, Inc.|359
CBIO|CATALYST BIO INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|23487
CBIO|CATALYST BIO INC.|GLIS|TD Securities Inc|1082
CBIO|CATALYST BIO INC.|GLPX|ACS EXECUTION SERVICES, LLC|105887
CBIO|CATALYST BIO INC.|GSCO|GOLDMAN SACHS & CO. LLC|822469
CBIO|CATALYST BIO INC.|GSCS|GOLDMAN SACHS & CO. LLC|158910
CBIO|CATALYST BIO INC.|GSLT|GOLDMAN SACHS & CO. LLC|28226
CBIO|CATALYST BIO INC.|GTSZ|GTS SECURITIES LLC|28841
CBIO|CATALYST BIO INC.|HSBC|HSBC Securities, Inc.|790
CBIO|CATALYST BIO INC.|IATS|INTERACTIVE BROKERS LLC|62706
CBIO|CATALYST BIO INC.|IBKR|Interactive Brokers Llc|586937
CBIO|CATALYST BIO INC.|ICBX|INSTINET, LLC|40157
CBIO|CATALYST BIO INC.|IEQY|CITADEL SECURITIES LLC|14777
CBIO|CATALYST BIO INC.|INCA|INSTINET, LLC|238401
CBIO|CATALYST BIO INC.|INJX|INSTINET, LLC|69076
CBIO|CATALYST BIO INC.|ITGI|ITG Inc.|87610
CBIO|CATALYST BIO INC.|ITGP|ITG INC.|102400
CBIO|CATALYST BIO INC.|JANY|Janney Montgomery Scott Inc.|500
CBIO|CATALYST BIO INC.|JEFF|JEFFERIES LLC|120106
CBIO|CATALYST BIO INC.|JMPT|JUMP TRADING, LLC|44755
CBIO|CATALYST BIO INC.|JONE|JonesTrading|41359
CBIO|CATALYST BIO INC.|JPBX|J.P. MORGAN SECURITIES LLC|25308
CBIO|CATALYST BIO INC.|JPMX|J.P. Morgan Securities LLC|368482
CBIO|CATALYST BIO INC.|JSJX|JANE STREET CAPITAL LLC|9218
CBIO|CATALYST BIO INC.|KCGM|VIRTU Americas LLC|124963
CBIO|CATALYST BIO INC.|LEHM|Barclays Capital Inc./Le|610761
CBIO|CATALYST BIO INC.|LIME|Lime Brokerage LLC|130845
CBIO|CATALYST BIO INC.|LOOP|Loop Capital Markets LLC|4695
CBIO|CATALYST BIO INC.|LSCI|Lek Securities Corporation|1313
CBIO|CATALYST BIO INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|700
CBIO|CATALYST BIO INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|25700
CBIO|CATALYST BIO INC.|MAXM|Maxim Group LLC|7826
CBIO|CATALYST BIO INC.|MBTS|ALLY INVEST SECURITIES LLC|1100
CBIO|CATALYST BIO INC.|MICA|Spartan Securities Group, Ltd.|400
CBIO|CATALYST BIO INC.|MILE|I-Bankers Securities, Inc.|21164
CBIO|CATALYST BIO INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114882
CBIO|CATALYST BIO INC.|MOTF|MOTIF INVESTING, INC.|1
CBIO|CATALYST BIO INC.|MSCO|MORGAN STANLEY & CO. LLC|1860470
CBIO|CATALYST BIO INC.|MSPL|MORGAN STANLEY & CO. LLC|163900
CBIO|CATALYST BIO INC.|MSTX|MORGAN STANLEY & CO. LLC|27200
CBIO|CATALYST BIO INC.|NATL|National Securities Corporation|76595
CBIO|CATALYST BIO INC.|NFSC|National Financial Services LLC|1191884
CBIO|CATALYST BIO INC.|NITE|VIRTU Americas LLC|2154141
CBIO|CATALYST BIO INC.|NITP|VIRTU Americas LLC|2893
CBIO|CATALYST BIO INC.|NQRB|Brut, LLC|15057
CBIO|CATALYST BIO INC.|OPCO|Oppenheimer & Co. Inc.|15361
CBIO|CATALYST BIO INC.|PCPT|PHILLIP CAPITAL INC.|9700
CBIO|CATALYST BIO INC.|PDQM|CODA MARKETS, INC.|252730
CBIO|CATALYST BIO INC.|PHLY|NASDAQ Execution Services, LLC|3800
CBIO|CATALYST BIO INC.|PIPR|Piper Jaffray & Co.|46000
CBIO|CATALYST BIO INC.|POIN|PRECISION SECURITIES, LLC (POIN)|31201
CBIO|CATALYST BIO INC.|PWJC|UBS Financial Services, Inc.|2300
CBIO|CATALYST BIO INC.|RAJA|Raymond James & Associates, Inc.|41668
CBIO|CATALYST BIO INC.|RBCM|RBC CAPITAL MARKETS, LLC|108106
CBIO|CATALYST BIO INC.|RILY|B. RILEY FBR, INC.|23960
CBIO|CATALYST BIO INC.|SAGL|SAGETRADER, LLC|7038
CBIO|CATALYST BIO INC.|SALI|INTL FCSTONE FINANCIAL INC.|1675
CBIO|CATALYST BIO INC.|SBSH|Citigroup Global Markets Inc.|81499
CBIO|CATALYST BIO INC.|SGMT|GOLDMAN SACHS & CO. LLC|201602
CBIO|CATALYST BIO INC.|SPDR|SPEEDROUTE LLC|35733
CBIO|CATALYST BIO INC.|SPNT|SEVEN POINTS CAPITAL, LLC|200
CBIO|CATALYST BIO INC.|SPTD|MINT GLOBAL MARKETS, INC.|43861
CBIO|CATALYST BIO INC.|STFL|Stifel, Nicolaus & Company, Incorporated|10734
CBIO|CATALYST BIO INC.|SWIM|TD Ameritrade, Inc.|512007
CBIO|CATALYST BIO INC.|SWST|Hilltop Securities Inc.|19550
CBIO|CATALYST BIO INC.|TDFS|TRADERFIELD SECURITIES INC.|200
CBIO|CATALYST BIO INC.|TKNG|ALLY INVEST SECURITIES LLC|18904
CBIO|CATALYST BIO INC.|TRBT|Tradebot Systems, Inc.|193468
CBIO|CATALYST BIO INC.|TRCM|TRC MARKETS LLC|60855
CBIO|CATALYST BIO INC.|TWTT|TASTYWORKS, INC.|680
CBIO|CATALYST BIO INC.|UBSA|UBS SECURITIES LLC|531090
CBIO|CATALYST BIO INC.|UBSS|UBS Securities LLC|1150527
CBIO|CATALYST BIO INC.|VALX|VIRTU AMERICAS LLC|11370
CBIO|CATALYST BIO INC.|VGRD|Vanguard Marketing Corporation|26312
CBIO|CATALYST BIO INC.|VIEW|VIEWTRADE SECURITIES LLC|280
CBIO|CATALYST BIO INC.|VSIN|Vision Financial Markets Llc|1150
CBIO|CATALYST BIO INC.|WCHV|WELLS FARGO SECURITIES, LLC|82183
CBIO|CATALYST BIO INC.|WDCO|Wilson-Davis & Co., Inc.|1500
CBIO|CATALYST BIO INC.|WEDB|WEDBUSH SECURITIES INC.|125047
CBIO|CATALYST BIO INC.|WESC|Wellington Shields & Co., LLC|200
CBIO|CATALYST BIO INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6474
CBIO|CATALYST BIO INC.|WGIF|CIBC World Markets Inc.|14768
CBIO|CATALYST BIO INC.|WHOT|JUST2TRADE, INC.|2547
CBIO|CATALYST BIO INC.|WSEA|WOLVERINE SECURITIES, LLC|29852
CBIO|CATALYST BIO INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|71200
CBIO|CATALYST BIO INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|40414
CBIO|CATALYST BIO INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1525
CBK|CHRISTOPHER|APCC|Apex Clearing Corporation|1006
CBK|CHRISTOPHER|BARD|Robert W. Baird & Co. Incorporated|6400
CBK|CHRISTOPHER|BATM|CBOE TRADING, INC.|1100
CBK|CHRISTOPHER|BAYT|BTIG, LLC|7000
CBK|CHRISTOPHER|BIMI|Banca IMI Securities Corp.|12123
CBK|CHRISTOPHER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
CBK|CHRISTOPHER|BTIG|BTIG, LLC|149000
CBK|CHRISTOPHER|CANT|Cantor Fitzgerald & Co.|200
CBK|CHRISTOPHER|CIST|Capital Institutional Services, Inc.|5386
CBK|CHRISTOPHER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17917
CBK|CHRISTOPHER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25024
CBK|CHRISTOPHER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21874
CBK|CHRISTOPHER|CTDE|CHOICETRADE|500
CBK|CHRISTOPHER|CXCX|CITIGROUP GLOBAL MARKETS INC.|22422
CBK|CHRISTOPHER|DBAB|Deutsche Bank Securities Inc.|9110
CBK|CHRISTOPHER|DBAX|Deutsche Bank Securities Inc.|11100
CBK|CHRISTOPHER|DEAN|MORGAN STANLEY|577
CBK|CHRISTOPHER|DEGS|RONIN PROFESSIONAL LLC|1674
CBK|CHRISTOPHER|EBXL|EBX LLC|30900
CBK|CHRISTOPHER|EDJO|Edward D. Jones & Co., L.P.|50
CBK|CHRISTOPHER|EGAM|CBOE TRADING, INC.|550
CBK|CHRISTOPHER|EGXM|CBOE TRADING, INC.|10900
CBK|CHRISTOPHER|EGXW|CBOE TRADING, INC.|100
CBK|CHRISTOPHER|ETRS|E*Trade Securities LLC|130574
CBK|CHRISTOPHER|FILL|Tradestation Securities, Inc.|3400
CBK|CHRISTOPHER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44888
CBK|CHRISTOPHER|FTBR|Foliofn Investments, Inc.|370
CBK|CHRISTOPHER|GLIS|TD Securities Inc|6240
CBK|CHRISTOPHER|GLPX|ACS EXECUTION SERVICES, LLC|4600
CBK|CHRISTOPHER|GSCO|GOLDMAN SACHS & CO. LLC|13050
CBK|CHRISTOPHER|GSCS|GOLDMAN SACHS & CO. LLC|36303
CBK|CHRISTOPHER|GSLT|GOLDMAN SACHS & CO. LLC|500
CBK|CHRISTOPHER|HRBF|American Enterprise Investment Services Inc.|9300
CBK|CHRISTOPHER|IATS|INTERACTIVE BROKERS LLC|1600
CBK|CHRISTOPHER|IBKR|Interactive Brokers Llc|22351
CBK|CHRISTOPHER|ICBX|INSTINET, LLC|50072
CBK|CHRISTOPHER|INCA|INSTINET, LLC|132269
CBK|CHRISTOPHER|INJX|INSTINET, LLC|74600
CBK|CHRISTOPHER|ITGI|ITG Inc.|30050
CBK|CHRISTOPHER|ITGP|ITG INC.|23200
CBK|CHRISTOPHER|JEFF|JEFFERIES LLC|26550
CBK|CHRISTOPHER|JPMX|J.P. Morgan Securities LLC|14676
CBK|CHRISTOPHER|JSJX|JANE STREET CAPITAL LLC|2945
CBK|CHRISTOPHER|KCGM|VIRTU Americas LLC|37150
CBK|CHRISTOPHER|LEHM|Barclays Capital Inc./Le|54567
CBK|CHRISTOPHER|LIME|Lime Brokerage LLC|30
CBK|CHRISTOPHER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28478
CBK|CHRISTOPHER|MOTF|MOTIF INVESTING, INC.|1
CBK|CHRISTOPHER|MSCO|MORGAN STANLEY & CO. LLC|57495
CBK|CHRISTOPHER|MSPL|MORGAN STANLEY & CO. LLC|4900
CBK|CHRISTOPHER|NFSC|National Financial Services LLC|262148
CBK|CHRISTOPHER|NITE|VIRTU Americas LLC|410792
CBK|CHRISTOPHER|OPCO|Oppenheimer & Co. Inc.|9046
CBK|CHRISTOPHER|PDQM|CODA MARKETS, INC.|3515
CBK|CHRISTOPHER|RBCM|RBC CAPITAL MARKETS, LLC|9446
CBK|CHRISTOPHER|RGLD|Regal Securities, Inc|2
CBK|CHRISTOPHER|SBSH|Citigroup Global Markets Inc.|5890
CBK|CHRISTOPHER|SGMT|GOLDMAN SACHS & CO. LLC|25541
CBK|CHRISTOPHER|SPDR|SPEEDROUTE LLC|1150
CBK|CHRISTOPHER|STFL|Stifel, Nicolaus & Company, Incorporated|400
CBK|CHRISTOPHER|SWIM|TD Ameritrade, Inc.|149331
CBK|CHRISTOPHER|SWST|Hilltop Securities Inc.|13000
CBK|CHRISTOPHER|TKNG|ALLY INVEST SECURITIES LLC|1300
CBK|CHRISTOPHER|UBSA|UBS SECURITIES LLC|68465
CBK|CHRISTOPHER|UBSS|UBS Securities LLC|41480
CBK|CHRISTOPHER|VGRD|Vanguard Marketing Corporation|8000
CBK|CHRISTOPHER|WABR|Wall Street Access|2754
CBK|CHRISTOPHER|WCHV|WELLS FARGO SECURITIES, LLC|14531
CBK|CHRISTOPHER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|650
CBK|CHRISTOPHER|WSEA|WOLVERINE SECURITIES, LLC|7966
CBK|CHRISTOPHER|XSTM|NATIONAL FINANCIAL SERVICES LLC|21400
CBK|CHRISTOPHER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
CBL|C B L & ASSOC PRP|ADAM|CANACCORD GENUITY INC.|7940
CBL|C B L & ASSOC PRP|ALTX|Alternet Securities Inc.|17100
CBL|C B L & ASSOC PRP|APCC|Apex Clearing Corporation|29516
CBL|C B L & ASSOC PRP|AQUA|AQUA SECURITIES L.P.|2500
CBL|C B L & ASSOC PRP|BANK|Primevest Financial Services, Inc.|1600
CBL|C B L & ASSOC PRP|BARD|Robert W. Baird & Co. Incorporated|3169
CBL|C B L & ASSOC PRP|BATM|CBOE TRADING, INC.|2300
CBL|C B L & ASSOC PRP|BAYC|BAY CREST PARTNERS, LLC|106
CBL|C B L & ASSOC PRP|BAYT|BTIG, LLC|8300
CBL|C B L & ASSOC PRP|BBNT|BB&T SECURITIES, LLC|800
CBL|C B L & ASSOC PRP|BCSA|BCS Americas, Inc.|547914
CBL|C B L & ASSOC PRP|BERN|Sanford C. Bernstein & Co., LLC|30996
CBL|C B L & ASSOC PRP|BIDS|BIDS TRADING L.P.|13400
CBL|C B L & ASSOC PRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|213855
CBL|C B L & ASSOC PRP|BLKX|INSTINET, LLC|104060
CBL|C B L & ASSOC PRP|BMOC|BMO Capital Markets Corp.|527074
CBL|C B L & ASSOC PRP|BNPX|BNP PARIBAS SECURITIES CORP.|65248
CBL|C B L & ASSOC PRP|BRVL|BLAYLOCK VAN, LLC|4500
CBL|C B L & ASSOC PRP|BTIG|BTIG, LLC|83942
CBL|C B L & ASSOC PRP|BYXM|CBOE TRADING, INC.|1563
CBL|C B L & ASSOC PRP|BZYD|GOLDMAN SACHS & CO. LLC|11900
CBL|C B L & ASSOC PRP|CANT|Cantor Fitzgerald & Co.|538538
CBL|C B L & ASSOC PRP|CBLC|CITIGROUP GLOBAL MARKETS INC.|468806
CBL|C B L & ASSOC PRP|CHAS|Charles Schwab & Co., Inc.|27174
CBL|C B L & ASSOC PRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|549154
CBL|C B L & ASSOC PRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|162349
CBL|C B L & ASSOC PRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1138399
CBL|C B L & ASSOC PRP|CTDL|Citadel Derivatives Group Llc|10369
CBL|C B L & ASSOC PRP|CTLR|CUTLER GROUP, LP|800
CBL|C B L & ASSOC PRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|380022
CBL|C B L & ASSOC PRP|DADA|D.A. Davidson & Co.|8200
CBL|C B L & ASSOC PRP|DAVA|Davenport & Company LLC|15173
CBL|C B L & ASSOC PRP|DBAB|Deutsche Bank Securities Inc.|710121
CBL|C B L & ASSOC PRP|DBAX|Deutsche Bank Securities Inc.|1103100
CBL|C B L & ASSOC PRP|DCHF|Dart Executions, LLC|4800
CBL|C B L & ASSOC PRP|DEAN|MORGAN STANLEY|42452
CBL|C B L & ASSOC PRP|DEGS|RONIN PROFESSIONAL LLC|10986
CBL|C B L & ASSOC PRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|77203
CBL|C B L & ASSOC PRP|EBXL|EBX LLC|625100
CBL|C B L & ASSOC PRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|377
CBL|C B L & ASSOC PRP|EDJO|Edward D. Jones & Co., L.P.|12045
CBL|C B L & ASSOC PRP|EGAM|CBOE TRADING, INC.|87224
CBL|C B L & ASSOC PRP|EGAW|CBOE TRADING, INC.|505
CBL|C B L & ASSOC PRP|EGXM|CBOE TRADING, INC.|9104
CBL|C B L & ASSOC PRP|ETBE|Electronic Transaction Clearing, Inc.|39795
CBL|C B L & ASSOC PRP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
CBL|C B L & ASSOC PRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
CBL|C B L & ASSOC PRP|ETRS|E*Trade Securities LLC|1808220
CBL|C B L & ASSOC PRP|FFSI|Firstrade Securities Inc.|815
CBL|C B L & ASSOC PRP|FILL|Tradestation Securities, Inc.|53059
CBL|C B L & ASSOC PRP|FINX|FINTECH SECURITIES|10
CBL|C B L & ASSOC PRP|FMAF|NBCN Inc./ CDS|43980
CBL|C B L & ASSOC PRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|91826
CBL|C B L & ASSOC PRP|FQLS|Quantlab Securities LP|408808
CBL|C B L & ASSOC PRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|287558
CBL|C B L & ASSOC PRP|FTBR|Foliofn Investments, Inc.|123562
CBL|C B L & ASSOC PRP|GEBB|GLOBAL EXECUTION BROKERS, LP|25935
CBL|C B L & ASSOC PRP|GLPX|ACS EXECUTION SERVICES, LLC|23793
CBL|C B L & ASSOC PRP|GSCO|GOLDMAN SACHS & CO. LLC|2225091
CBL|C B L & ASSOC PRP|GSCS|GOLDMAN SACHS & CO. LLC|43413
CBL|C B L & ASSOC PRP|GSLT|GOLDMAN SACHS & CO. LLC|60074
CBL|C B L & ASSOC PRP|GTSZ|GTS SECURITIES LLC|121255
CBL|C B L & ASSOC PRP|HRBF|American Enterprise Investment Services Inc.|10577
CBL|C B L & ASSOC PRP|HSBC|HSBC Securities, Inc.|100
CBL|C B L & ASSOC PRP|IATS|INTERACTIVE BROKERS LLC|259376
CBL|C B L & ASSOC PRP|IBKR|Interactive Brokers Llc|355711
CBL|C B L & ASSOC PRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4020
CBL|C B L & ASSOC PRP|ICBX|INSTINET, LLC|405230
CBL|C B L & ASSOC PRP|IEQY|CITADEL SECURITIES LLC|215572
CBL|C B L & ASSOC PRP|INCA|INSTINET, LLC|572753
CBL|C B L & ASSOC PRP|INJX|INSTINET, LLC|6700
CBL|C B L & ASSOC PRP|ITGI|ITG Inc.|124088
CBL|C B L & ASSOC PRP|ITGP|ITG INC.|454000
CBL|C B L & ASSOC PRP|JANY|Janney Montgomery Scott Inc.|9200
CBL|C B L & ASSOC PRP|JEFF|JEFFERIES LLC|106362
CBL|C B L & ASSOC PRP|JMPT|JUMP TRADING, LLC|134456
CBL|C B L & ASSOC PRP|JONE|JonesTrading|14286
CBL|C B L & ASSOC PRP|JPBX|J.P. MORGAN SECURITIES LLC|152399
CBL|C B L & ASSOC PRP|JPMX|J.P. Morgan Securities LLC|3064138
CBL|C B L & ASSOC PRP|JRCO|Johnson Rice & Company L.L.C.|833
CBL|C B L & ASSOC PRP|JSJX|JANE STREET CAPITAL LLC|29500
CBL|C B L & ASSOC PRP|KCGM|VIRTU Americas LLC|239167
CBL|C B L & ASSOC PRP|KEYB|KEYBANC CAPITAL MARKETS INC.|1202
CBL|C B L & ASSOC PRP|KING|C. L. King & Associates, Inc.|400
CBL|C B L & ASSOC PRP|KRSH|Kershner Securities, LLC|10320
CBL|C B L & ASSOC PRP|LEHM|Barclays Capital Inc./Le|1744331
CBL|C B L & ASSOC PRP|LIME|Lime Brokerage LLC|32776
CBL|C B L & ASSOC PRP|LMNX|LUMINEX TRADING & ANALYTICS LLC|136000
CBL|C B L & ASSOC PRP|LOOP|Loop Capital Markets LLC|1964
CBL|C B L & ASSOC PRP|LQNA|LIQUIDNET, INC.|187900
CBL|C B L & ASSOC PRP|LSCI|Lek Securities Corporation|2568
CBL|C B L & ASSOC PRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CBL|C B L & ASSOC PRP|MACQ|Macquarie Capital (USA) Inc.|1500
CBL|C B L & ASSOC PRP|MAXM|Maxim Group LLC|11774
CBL|C B L & ASSOC PRP|MBTS|ALLY INVEST SECURITIES LLC|100
CBL|C B L & ASSOC PRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|943939
CBL|C B L & ASSOC PRP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
CBL|C B L & ASSOC PRP|MNDX|TJM Investments, LLC|2100
CBL|C B L & ASSOC PRP|MOTF|MOTIF INVESTING, INC.|17
CBL|C B L & ASSOC PRP|MSCO|MORGAN STANLEY & CO. LLC|2715285
CBL|C B L & ASSOC PRP|MSPL|MORGAN STANLEY & CO. LLC|1706500
CBL|C B L & ASSOC PRP|MSTX|MORGAN STANLEY & CO. LLC|526800
CBL|C B L & ASSOC PRP|MZHO|Mizuho Securities USA LLC|34000
CBL|C B L & ASSOC PRP|NFSC|National Financial Services LLC|2268398
CBL|C B L & ASSOC PRP|NITE|VIRTU Americas LLC|3775040
CBL|C B L & ASSOC PRP|NITP|VIRTU Americas LLC|155067
CBL|C B L & ASSOC PRP|NQRB|Brut, LLC|3122
CBL|C B L & ASSOC PRP|NTBF|BMO Nesbitt Burns Inc./CDS|5000
CBL|C B L & ASSOC PRP|NTRC|Northern Trust Securities, Inc.|7849
CBL|C B L & ASSOC PRP|OHOS|TWO SIGMA SECURITIES, LLC|60410
CBL|C B L & ASSOC PRP|OPCO|Oppenheimer & Co. Inc.|19250
CBL|C B L & ASSOC PRP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|14400
CBL|C B L & ASSOC PRP|PCPT|PHILLIP CAPITAL INC.|11600
CBL|C B L & ASSOC PRP|PDQM|CODA MARKETS, INC.|88313
CBL|C B L & ASSOC PRP|PHLY|NASDAQ Execution Services, LLC|19000
CBL|C B L & ASSOC PRP|PIPR|Piper Jaffray & Co.|403284
CBL|C B L & ASSOC PRP|PWJC|UBS Financial Services, Inc.|2000
CBL|C B L & ASSOC PRP|QMSR|QUATTRO M SECURITIES INC.|3970
CBL|C B L & ASSOC PRP|RBCM|RBC CAPITAL MARKETS, LLC|68376
CBL|C B L & ASSOC PRP|RGLD|Regal Securities, Inc|1900
CBL|C B L & ASSOC PRP|SAGL|SAGETRADER, LLC|300
CBL|C B L & ASSOC PRP|SAGW|SAGETRADER, LLC|224
CBL|C B L & ASSOC PRP|SBSH|Citigroup Global Markets Inc.|1661734
CBL|C B L & ASSOC PRP|SGMT|GOLDMAN SACHS & CO. LLC|807781
CBL|C B L & ASSOC PRP|SOGO|Wang Investment Associates, Inc.|1000
CBL|C B L & ASSOC PRP|SPDR|SPEEDROUTE LLC|36982
CBL|C B L & ASSOC PRP|SPHN|Stephens Inc.|106
CBL|C B L & ASSOC PRP|STFL|Stifel, Nicolaus & Company, Incorporated|77120
CBL|C B L & ASSOC PRP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18898
CBL|C B L & ASSOC PRP|SWIM|TD Ameritrade, Inc.|1097036
CBL|C B L & ASSOC PRP|SWST|Hilltop Securities Inc.|41750
CBL|C B L & ASSOC PRP|TKNG|ALLY INVEST SECURITIES LLC|35526
CBL|C B L & ASSOC PRP|TMBR|Timber Hill LLC|400
CBL|C B L & ASSOC PRP|TOUR|TOURMALINE PARTNERS, LLC|42202
CBL|C B L & ASSOC PRP|TRBT|Tradebot Systems, Inc.|346272
CBL|C B L & ASSOC PRP|TRCM|TRC MARKETS LLC|451272
CBL|C B L & ASSOC PRP|TWTT|TASTYWORKS, INC.|2326
CBL|C B L & ASSOC PRP|UBSA|UBS SECURITIES LLC|2138459
CBL|C B L & ASSOC PRP|UBSS|UBS Securities LLC|4254600
CBL|C B L & ASSOC PRP|VALX|VIRTU AMERICAS LLC|167720
CBL|C B L & ASSOC PRP|VGRD|Vanguard Marketing Corporation|282070
CBL|C B L & ASSOC PRP|VNDM|Wall Street Access|2000
CBL|C B L & ASSOC PRP|VSIN|Vision Financial Markets Llc|2
CBL|C B L & ASSOC PRP|WBLR|WILLIAM BLAIR|120361
CBL|C B L & ASSOC PRP|WCHV|WELLS FARGO SECURITIES, LLC|371459
CBL|C B L & ASSOC PRP|WDNX|WEEDEN & CO.L.P.|1920
CBL|C B L & ASSOC PRP|WEDB|WEDBUSH SECURITIES INC.|2092
CBL|C B L & ASSOC PRP|WEED|Weeden & Co.L.P.|100
CBL|C B L & ASSOC PRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35859
CBL|C B L & ASSOC PRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|545929
CBL|C B L & ASSOC PRP|WGIF|CIBC World Markets Inc.|24188
CBL|C B L & ASSOC PRP|WOLF|Wolfe Trahan Securities|100
CBL|C B L & ASSOC PRP|WSEA|WOLVERINE SECURITIES, LLC|36226
CBL|C B L & ASSOC PRP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
CBL|C B L & ASSOC PRP|XIST|INSTINET, LLC|357600
CBL|C B L & ASSOC PRP|XPQR|Jump Trading|1697
CBL|C B L & ASSOC PRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|221334
CBL|C B L & ASSOC PRP|YKNA|COMHAR CAPITAL MARKETS, LLC|3202
CBL|C B L & ASSOC PRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26584
CBL$D|CBL PFD D|ALTX|Alternet Securities Inc.|2420
CBL$D|CBL PFD D|BATM|CBOE TRADING, INC.|602
CBL$D|CBL PFD D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2796
CBL$D|CBL PFD D|BYXM|CBOE TRADING, INC.|768
CBL$D|CBL PFD D|CANT|Cantor Fitzgerald & Co.|146000
CBL$D|CBL PFD D|CIST|Capital Institutional Services, Inc.|2788
CBL$D|CBL PFD D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5344
CBL$D|CBL PFD D|CPET|CLEARPOOL EXECUTION SERVICES, LLC|97
CBL$D|CBL PFD D|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CBL$D|CBL PFD D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9640
CBL$D|CBL PFD D|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
CBL$D|CBL PFD D|DADA|D.A. Davidson & Co.|2800
CBL$D|CBL PFD D|DBAX|Deutsche Bank Securities Inc.|15000
CBL$D|CBL PFD D|DEAN|MORGAN STANLEY|750
CBL$D|CBL PFD D|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|63646
CBL$D|CBL PFD D|EBXL|EBX LLC|15000
CBL$D|CBL PFD D|ECUT|CONVERGEX EXECUTION SOLUTIONS|1275
CBL$D|CBL PFD D|EGAM|CBOE TRADING, INC.|1973
CBL$D|CBL PFD D|EGXM|CBOE TRADING, INC.|800
CBL$D|CBL PFD D|ETRS|E*Trade Securities LLC|40524
CBL$D|CBL PFD D|FMAF|NBCN Inc./ CDS|300
CBL$D|CBL PFD D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|267
CBL$D|CBL PFD D|FTBR|Foliofn Investments, Inc.|29
CBL$D|CBL PFD D|GEBB|GLOBAL EXECUTION BROKERS, LP|800
CBL$D|CBL PFD D|GLPX|ACS EXECUTION SERVICES, LLC|15884
CBL$D|CBL PFD D|GSCO|GOLDMAN SACHS & CO. LLC|7955
CBL$D|CBL PFD D|GSLT|GOLDMAN SACHS & CO. LLC|1260
CBL$D|CBL PFD D|GTSZ|GTS SECURITIES LLC|2968
CBL$D|CBL PFD D|HRBF|American Enterprise Investment Services Inc.|1725
CBL$D|CBL PFD D|IATS|INTERACTIVE BROKERS LLC|3940
CBL$D|CBL PFD D|IBKR|Interactive Brokers Llc|23107
CBL$D|CBL PFD D|ICBX|INSTINET, LLC|4555
CBL$D|CBL PFD D|INCA|INSTINET, LLC|21419
CBL$D|CBL PFD D|ITGI|ITG Inc.|450
CBL$D|CBL PFD D|ITGP|ITG INC.|3800
CBL$D|CBL PFD D|JANY|Janney Montgomery Scott Inc.|685
CBL$D|CBL PFD D|JEFF|JEFFERIES LLC|5143
CBL$D|CBL PFD D|JPMX|J.P. Morgan Securities LLC|6618
CBL$D|CBL PFD D|JSEB|JANE STREET EXECUTION SERVICES, LLC|1200
CBL$D|CBL PFD D|KCGM|VIRTU Americas LLC|3300
CBL$D|CBL PFD D|LEHM|Barclays Capital Inc./Le|3000
CBL$D|CBL PFD D|LIME|Lime Brokerage LLC|1617
CBL$D|CBL PFD D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4374
CBL$D|CBL PFD D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18200
CBL$D|CBL PFD D|MSCO|MORGAN STANLEY & CO. LLC|17953
CBL$D|CBL PFD D|MSPL|MORGAN STANLEY & CO. LLC|1600
CBL$D|CBL PFD D|NFSC|National Financial Services LLC|75331
CBL$D|CBL PFD D|NITE|VIRTU Americas LLC|115915
CBL$D|CBL PFD D|NQRB|Brut, LLC|11070
CBL$D|CBL PFD D|OLDM|OLD MISSION CAPITAL, LLC|700
CBL$D|CBL PFD D|OPCO|Oppenheimer & Co. Inc.|850
CBL$D|CBL PFD D|PDQM|CODA MARKETS, INC.|26271
CBL$D|CBL PFD D|RBCM|RBC CAPITAL MARKETS, LLC|3940
CBL$D|CBL PFD D|SAGL|SAGETRADER, LLC|100
CBL$D|CBL PFD D|SALI|INTL FCSTONE FINANCIAL INC.|1073
CBL$D|CBL PFD D|SBSH|Citigroup Global Markets Inc.|980
CBL$D|CBL PFD D|SGMT|GOLDMAN SACHS & CO. LLC|4800
CBL$D|CBL PFD D|SPDR|SPEEDROUTE LLC|10047
CBL$D|CBL PFD D|STFL|Stifel, Nicolaus & Company, Incorporated|322
CBL$D|CBL PFD D|SWIM|TD Ameritrade, Inc.|11705
CBL$D|CBL PFD D|SWST|Hilltop Securities Inc.|200
CBL$D|CBL PFD D|TKNG|ALLY INVEST SECURITIES LLC|100
CBL$D|CBL PFD D|TRBT|Tradebot Systems, Inc.|1509
CBL$D|CBL PFD D|UBSA|UBS SECURITIES LLC|19438
CBL$D|CBL PFD D|UBSS|UBS Securities LLC|15553
CBL$D|CBL PFD D|VGRD|Vanguard Marketing Corporation|5786
CBL$D|CBL PFD D|WABR|Wall Street Access|25800
CBL$D|CBL PFD D|WCHV|WELLS FARGO SECURITIES, LLC|27822
CBL$D|CBL PFD D|WEDB|WEDBUSH SECURITIES INC.|762
CBL$D|CBL PFD D|WEED|Weeden & Co.L.P.|361
CBL$D|CBL PFD D|WEXM|WOLVERINE EXECUTION SERVICES, LLC|92
CBL$D|CBL PFD D|WEXX|WOLVERINE EXECUTION SERVICES, LLC|208
CBL$D|CBL PFD D|WSEA|WOLVERINE SECURITIES, LLC|100
CBL$D|CBL PFD D|XSTM|NATIONAL FINANCIAL SERVICES LLC|5700
CBL$D|CBL PFD D|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CBL$D|CBL PFD D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1002
CBL$E|CBL|ALTX|Alternet Securities Inc.|200
CBL$E|CBL|APCC|Apex Clearing Corporation|11
CBL$E|CBL|BBNT|BB&T SECURITIES, LLC|121
CBL$E|CBL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
CBL$E|CBL|BYXM|CBOE TRADING, INC.|200
CBL$E|CBL|CANT|Cantor Fitzgerald & Co.|186098
CBL$E|CBL|CHAS|Charles Schwab & Co., Inc.|50
CBL$E|CBL|CIST|Capital Institutional Services, Inc.|99
CBL$E|CBL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
CBL$E|CBL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
CBL$E|CBL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1652
CBL$E|CBL|DADA|D.A. Davidson & Co.|200
CBL$E|CBL|DBAX|Deutsche Bank Securities Inc.|6100
CBL$E|CBL|DEAN|MORGAN STANLEY|2000
CBL$E|CBL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|863
CBL$E|CBL|EBXL|EBX LLC|5200
CBL$E|CBL|EGAM|CBOE TRADING, INC.|300
CBL$E|CBL|EGXM|CBOE TRADING, INC.|100
CBL$E|CBL|ETRS|E*Trade Securities LLC|32151
CBL$E|CBL|FMAF|NBCN Inc./ CDS|100
CBL$E|CBL|FTBR|Foliofn Investments, Inc.|120
CBL$E|CBL|GLPX|ACS EXECUTION SERVICES, LLC|4283
CBL$E|CBL|GSCO|GOLDMAN SACHS & CO. LLC|100
CBL$E|CBL|GSLT|GOLDMAN SACHS & CO. LLC|500
CBL$E|CBL|GTSZ|GTS SECURITIES LLC|2918
CBL$E|CBL|HRBF|American Enterprise Investment Services Inc.|500
CBL$E|CBL|IATS|INTERACTIVE BROKERS LLC|1035
CBL$E|CBL|IBKR|Interactive Brokers Llc|6890
CBL$E|CBL|INCA|INSTINET, LLC|13278
CBL$E|CBL|ITGI|ITG Inc.|100
CBL$E|CBL|ITGP|ITG INC.|200
CBL$E|CBL|JANY|Janney Montgomery Scott Inc.|1250
CBL$E|CBL|JSEB|JANE STREET EXECUTION SERVICES, LLC|384
CBL$E|CBL|KCGM|VIRTU Americas LLC|200
CBL$E|CBL|LEHM|Barclays Capital Inc./Le|200
CBL$E|CBL|LIME|Lime Brokerage LLC|740
CBL$E|CBL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|460
CBL$E|CBL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CBL$E|CBL|MSCO|MORGAN STANLEY & CO. LLC|1500
CBL$E|CBL|MSPL|MORGAN STANLEY & CO. LLC|100
CBL$E|CBL|NFSC|National Financial Services LLC|40807
CBL$E|CBL|NITE|VIRTU Americas LLC|60085
CBL$E|CBL|NQRB|Brut, LLC|900
CBL$E|CBL|OLDM|OLD MISSION CAPITAL, LLC|1206
CBL$E|CBL|OPCO|Oppenheimer & Co. Inc.|2246
CBL$E|CBL|PDQM|CODA MARKETS, INC.|7483
CBL$E|CBL|RBCM|RBC CAPITAL MARKETS, LLC|6001
CBL$E|CBL|SBSH|Citigroup Global Markets Inc.|100
CBL$E|CBL|SGMT|GOLDMAN SACHS & CO. LLC|100
CBL$E|CBL|SPDR|SPEEDROUTE LLC|1872
CBL$E|CBL|STFL|Stifel, Nicolaus & Company, Incorporated|1375
CBL$E|CBL|SWIM|TD Ameritrade, Inc.|13995
CBL$E|CBL|TRBT|Tradebot Systems, Inc.|300
CBL$E|CBL|UBSA|UBS SECURITIES LLC|9899
CBL$E|CBL|UBSS|UBS Securities LLC|2750
CBL$E|CBL|VGRD|Vanguard Marketing Corporation|4000
CBL$E|CBL|WCHV|WELLS FARGO SECURITIES, LLC|23938
CBL$E|CBL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1375
CBL$E|CBL|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CBL$E|CBL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|720
CBLI|CLEVELAND BIOLABS|AGIS|Aegis Capital Corp.|267
CBLI|CLEVELAND BIOLABS|APCC|Apex Clearing Corporation|92
CBLI|CLEVELAND BIOLABS|BATM|CBOE TRADING, INC.|200
CBLI|CLEVELAND BIOLABS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
CBLI|CLEVELAND BIOLABS|DBAB|Deutsche Bank Securities Inc.|4
CBLI|CLEVELAND BIOLABS|DEAN|MORGAN STANLEY|1000
CBLI|CLEVELAND BIOLABS|DEGS|RONIN PROFESSIONAL LLC|3398
CBLI|CLEVELAND BIOLABS|EGXW|CBOE TRADING, INC.|213
CBLI|CLEVELAND BIOLABS|ETRS|E*Trade Securities LLC|5337
CBLI|CLEVELAND BIOLABS|FBCO|Credit Suisse Securities (USA) LLC|1598
CBLI|CLEVELAND BIOLABS|FOMA|TD AMERITRADE CLEARING, INC.|15308
CBLI|CLEVELAND BIOLABS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14
CBLI|CLEVELAND BIOLABS|GEBB|GLOBAL EXECUTION BROKERS, LP|641
CBLI|CLEVELAND BIOLABS|GSCO|GOLDMAN SACHS & CO. LLC|120
CBLI|CLEVELAND BIOLABS|IATS|INTERACTIVE BROKERS LLC|500
CBLI|CLEVELAND BIOLABS|IBKR|Interactive Brokers Llc|16697
CBLI|CLEVELAND BIOLABS|INCA|INSTINET, LLC|2000
CBLI|CLEVELAND BIOLABS|ITGI|ITG Inc.|700
CBLI|CLEVELAND BIOLABS|ITGP|ITG INC.|400
CBLI|CLEVELAND BIOLABS|LEHM|Barclays Capital Inc./Le|5668
CBLI|CLEVELAND BIOLABS|LIME|Lime Brokerage LLC|9525
CBLI|CLEVELAND BIOLABS|MSCO|MORGAN STANLEY & CO. LLC|12763
CBLI|CLEVELAND BIOLABS|NFSC|National Financial Services LLC|9503
CBLI|CLEVELAND BIOLABS|NITE|VIRTU Americas LLC|36252
CBLI|CLEVELAND BIOLABS|RAJA|Raymond James & Associates, Inc.|20
CBLI|CLEVELAND BIOLABS|SALI|INTL FCSTONE FINANCIAL INC.|50
CBLI|CLEVELAND BIOLABS|SBSH|Citigroup Global Markets Inc.|78
CBLI|CLEVELAND BIOLABS|SGMT|GOLDMAN SACHS & CO. LLC|740
CBLI|CLEVELAND BIOLABS|SPDR|SPEEDROUTE LLC|700
CBLI|CLEVELAND BIOLABS|SWIM|TD Ameritrade, Inc.|9249
CBLI|CLEVELAND BIOLABS|TKNG|ALLY INVEST SECURITIES LLC|55
CBLI|CLEVELAND BIOLABS|TRCM|TRC MARKETS LLC|340
CBLI|CLEVELAND BIOLABS|UBSA|UBS SECURITIES LLC|1257
CBLI|CLEVELAND BIOLABS|UBSS|UBS Securities LLC|5325
CBLI|CLEVELAND BIOLABS|WABR|Wall Street Access|5194
CBLI|CLEVELAND BIOLABS|WCHV|WELLS FARGO SECURITIES, LLC|3188
CBLI|CLEVELAND BIOLABS|WSEA|WOLVERINE SECURITIES, LLC|154
CBLI|CLEVELAND BIOLABS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39
CBLK|CARBON BLACK, INC CM|ADAM|CANACCORD GENUITY INC.|1000
CBLK|CARBON BLACK, INC CM|AGIS|Aegis Capital Corp.|1845
CBLK|CARBON BLACK, INC CM|ALTX|Alternet Securities Inc.|120512
CBLK|CARBON BLACK, INC CM|ANOS|ABEL/NOSER, L.L.C.|940
CBLK|CARBON BLACK, INC CM|APCC|Apex Clearing Corporation|9903
CBLK|CARBON BLACK, INC CM|AQUA|AQUA SECURITIES L.P.|26500
CBLK|CARBON BLACK, INC CM|BATM|CBOE TRADING, INC.|9365
CBLK|CARBON BLACK, INC CM|BAYC|BAY CREST PARTNERS, LLC|294
CBLK|CARBON BLACK, INC CM|BAYT|BTIG, LLC|51501
CBLK|CARBON BLACK, INC CM|BERN|Sanford C. Bernstein & Co., LLC|48842
CBLK|CARBON BLACK, INC CM|BIDS|BIDS TRADING L.P.|57800
CBLK|CARBON BLACK, INC CM|BIMI|Banca IMI Securities Corp.|1086
CBLK|CARBON BLACK, INC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3204
CBLK|CARBON BLACK, INC CM|BLKX|INSTINET, LLC|261526
CBLK|CARBON BLACK, INC CM|BMOC|BMO Capital Markets Corp.|609
CBLK|CARBON BLACK, INC CM|BNPX|BNP PARIBAS SECURITIES CORP.|633
CBLK|CARBON BLACK, INC CM|BRGE|Newbridge Securities Corp.|5300
CBLK|CARBON BLACK, INC CM|BTIG|BTIG, LLC|415
CBLK|CARBON BLACK, INC CM|BYXM|CBOE TRADING, INC.|5338
CBLK|CARBON BLACK, INC CM|CANT|Cantor Fitzgerald & Co.|1847
CBLK|CARBON BLACK, INC CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|33000
CBLK|CARBON BLACK, INC CM|CHAS|Charles Schwab & Co., Inc.|7462
CBLK|CARBON BLACK, INC CM|COKE|Coker & Palmer|630
CBLK|CARBON BLACK, INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|176455
CBLK|CARBON BLACK, INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|304146
CBLK|CARBON BLACK, INC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6216
CBLK|CARBON BLACK, INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|302039
CBLK|CARBON BLACK, INC CM|CTDL|Citadel Derivatives Group Llc|3451
CBLK|CARBON BLACK, INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|28778
CBLK|CARBON BLACK, INC CM|DBAB|Deutsche Bank Securities Inc.|257897
CBLK|CARBON BLACK, INC CM|DBAX|Deutsche Bank Securities Inc.|312100
CBLK|CARBON BLACK, INC CM|DEAN|MORGAN STANLEY|8947
CBLK|CARBON BLACK, INC CM|DEGS|RONIN PROFESSIONAL LLC|25850
CBLK|CARBON BLACK, INC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10983
CBLK|CARBON BLACK, INC CM|DRWK|DRW SECURITIES, L.L.C.|989
CBLK|CARBON BLACK, INC CM|EBXL|EBX LLC|191800
CBLK|CARBON BLACK, INC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|62072
CBLK|CARBON BLACK, INC CM|EDJO|Edward D. Jones & Co., L.P.|2515
CBLK|CARBON BLACK, INC CM|EGAM|CBOE TRADING, INC.|37274
CBLK|CARBON BLACK, INC CM|EGAW|CBOE TRADING, INC.|200
CBLK|CARBON BLACK, INC CM|EGMT|EG MARKET TECHNOLOGIES LLC|900
CBLK|CARBON BLACK, INC CM|EGXM|CBOE TRADING, INC.|8418
CBLK|CARBON BLACK, INC CM|EGXW|CBOE TRADING, INC.|89
CBLK|CARBON BLACK, INC CM|ESPO|ESPOSITO SECURITIES, LLC|123837
CBLK|CARBON BLACK, INC CM|ETBE|Electronic Transaction Clearing, Inc.|25342
CBLK|CARBON BLACK, INC CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3450
CBLK|CARBON BLACK, INC CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1613
CBLK|CARBON BLACK, INC CM|ETRS|E*Trade Securities LLC|418922
CBLK|CARBON BLACK, INC CM|FBCO|Credit Suisse Securities (USA) LLC|444292
CBLK|CARBON BLACK, INC CM|FILL|Tradestation Securities, Inc.|28378
CBLK|CARBON BLACK, INC CM|FMAF|NBCN Inc./ CDS|890
CBLK|CARBON BLACK, INC CM|FOMA|TD AMERITRADE CLEARING, INC.|598012
CBLK|CARBON BLACK, INC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|778
CBLK|CARBON BLACK, INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118399
CBLK|CARBON BLACK, INC CM|FTBR|Foliofn Investments, Inc.|19026
CBLK|CARBON BLACK, INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|8306
CBLK|CARBON BLACK, INC CM|GLIS|TD Securities Inc|462
CBLK|CARBON BLACK, INC CM|GLPX|ACS EXECUTION SERVICES, LLC|291021
CBLK|CARBON BLACK, INC CM|GSCO|GOLDMAN SACHS & CO. LLC|1208010
CBLK|CARBON BLACK, INC CM|GSCS|GOLDMAN SACHS & CO. LLC|50893
CBLK|CARBON BLACK, INC CM|GSLT|GOLDMAN SACHS & CO. LLC|23016
CBLK|CARBON BLACK, INC CM|GTSZ|GTS SECURITIES LLC|74987
CBLK|CARBON BLACK, INC CM|HRBF|American Enterprise Investment Services Inc.|3363
CBLK|CARBON BLACK, INC CM|HSBC|HSBC Securities, Inc.|37638
CBLK|CARBON BLACK, INC CM|IATS|INTERACTIVE BROKERS LLC|97592
CBLK|CARBON BLACK, INC CM|IBKR|Interactive Brokers Llc|896362
CBLK|CARBON BLACK, INC CM|ICBX|INSTINET, LLC|108197
CBLK|CARBON BLACK, INC CM|IEQY|CITADEL SECURITIES LLC|20373
CBLK|CARBON BLACK, INC CM|INCA|INSTINET, LLC|503020
CBLK|CARBON BLACK, INC CM|INJX|INSTINET, LLC|38685
CBLK|CARBON BLACK, INC CM|ITGI|ITG Inc.|313142
CBLK|CARBON BLACK, INC CM|ITGP|ITG INC.|364800
CBLK|CARBON BLACK, INC CM|JANY|Janney Montgomery Scott Inc.|1000
CBLK|CARBON BLACK, INC CM|JEFF|JEFFERIES LLC|99708
CBLK|CARBON BLACK, INC CM|JMPT|JUMP TRADING, LLC|54696
CBLK|CARBON BLACK, INC CM|JPBX|J.P. MORGAN SECURITIES LLC|32402
CBLK|CARBON BLACK, INC CM|JPMX|J.P. Morgan Securities LLC|425877
CBLK|CARBON BLACK, INC CM|JSJX|JANE STREET CAPITAL LLC|31508
CBLK|CARBON BLACK, INC CM|KBWI|Keefe, Bruyette & Woods, Inc.|300
CBLK|CARBON BLACK, INC CM|KCGM|VIRTU Americas LLC|75579
CBLK|CARBON BLACK, INC CM|KCRD|PHX FINANCIAL, INC.|15555
CBLK|CARBON BLACK, INC CM|KEYB|KEYBANC CAPITAL MARKETS INC.|150
CBLK|CARBON BLACK, INC CM|LEHM|Barclays Capital Inc./Le|817267
CBLK|CARBON BLACK, INC CM|LIME|Lime Brokerage LLC|169419
CBLK|CARBON BLACK, INC CM|LIWE|LIME BROKERAGE LLC|600
CBLK|CARBON BLACK, INC CM|LMGP|LIME BROKERAGE LLC|2832
CBLK|CARBON BLACK, INC CM|LOOP|Loop Capital Markets LLC|25774
CBLK|CARBON BLACK, INC CM|LQNA|LIQUIDNET, INC.|64500
CBLK|CARBON BLACK, INC CM|LQNB|LIQUIDNET, INC.|200
CBLK|CARBON BLACK, INC CM|LSCI|Lek Securities Corporation|22233
CBLK|CARBON BLACK, INC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CBLK|CARBON BLACK, INC CM|MAXM|Maxim Group LLC|533
CBLK|CARBON BLACK, INC CM|MBTS|ALLY INVEST SECURITIES LLC|10
CBLK|CARBON BLACK, INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|152067
CBLK|CARBON BLACK, INC CM|MOTF|MOTIF INVESTING, INC.|36
CBLK|CARBON BLACK, INC CM|MSCO|MORGAN STANLEY & CO. LLC|1729738
CBLK|CARBON BLACK, INC CM|MSPL|MORGAN STANLEY & CO. LLC|148600
CBLK|CARBON BLACK, INC CM|MSTX|MORGAN STANLEY & CO. LLC|127700
CBLK|CARBON BLACK, INC CM|NFSC|National Financial Services LLC|812286
CBLK|CARBON BLACK, INC CM|NITE|VIRTU Americas LLC|1587413
CBLK|CARBON BLACK, INC CM|NITP|VIRTU Americas LLC|4808
CBLK|CARBON BLACK, INC CM|NQRB|Brut, LLC|10318
CBLK|CARBON BLACK, INC CM|OPCO|Oppenheimer & Co. Inc.|8606
CBLK|CARBON BLACK, INC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CBLK|CARBON BLACK, INC CM|PCPT|PHILLIP CAPITAL INC.|64
CBLK|CARBON BLACK, INC CM|PDQM|CODA MARKETS, INC.|534346
CBLK|CARBON BLACK, INC CM|PICT|Pictet Overseas Inc.|5837
CBLK|CARBON BLACK, INC CM|PIPR|Piper Jaffray & Co.|4306
CBLK|CARBON BLACK, INC CM|PWJC|UBS Financial Services, Inc.|18475
CBLK|CARBON BLACK, INC CM|QMSR|QUATTRO M SECURITIES INC.|1170
CBLK|CARBON BLACK, INC CM|RAJA|Raymond James & Associates, Inc.|62494
CBLK|CARBON BLACK, INC CM|RBCM|RBC CAPITAL MARKETS, LLC|6650
CBLK|CARBON BLACK, INC CM|RGLD|Regal Securities, Inc|125
CBLK|CARBON BLACK, INC CM|SAGL|SAGETRADER, LLC|37895
CBLK|CARBON BLACK, INC CM|SAGW|SAGETRADER, LLC|200
CBLK|CARBON BLACK, INC CM|SBSH|Citigroup Global Markets Inc.|93031
CBLK|CARBON BLACK, INC CM|SGMT|GOLDMAN SACHS & CO. LLC|151561
CBLK|CARBON BLACK, INC CM|SIBO|Prime Executions, Inc.|1520
CBLK|CARBON BLACK, INC CM|SOGO|Wang Investment Associates, Inc.|504
CBLK|CARBON BLACK, INC CM|SPDR|SPEEDROUTE LLC|128127
CBLK|CARBON BLACK, INC CM|SPTD|MINT GLOBAL MARKETS, INC.|100
CBLK|CARBON BLACK, INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|13221
CBLK|CARBON BLACK, INC CM|SWIM|TD Ameritrade, Inc.|307319
CBLK|CARBON BLACK, INC CM|SWST|Hilltop Securities Inc.|1000
CBLK|CARBON BLACK, INC CM|TKNG|ALLY INVEST SECURITIES LLC|3928
CBLK|CARBON BLACK, INC CM|TRBT|Tradebot Systems, Inc.|307180
CBLK|CARBON BLACK, INC CM|TRCM|TRC MARKETS LLC|55072
CBLK|CARBON BLACK, INC CM|TWTT|TASTYWORKS, INC.|360
CBLK|CARBON BLACK, INC CM|UBSA|UBS SECURITIES LLC|686116
CBLK|CARBON BLACK, INC CM|UBSS|UBS Securities LLC|860935
CBLK|CARBON BLACK, INC CM|VALX|VIRTU AMERICAS LLC|33299
CBLK|CARBON BLACK, INC CM|VGRD|Vanguard Marketing Corporation|56703
CBLK|CARBON BLACK, INC CM|VIEW|VIEWTRADE SECURITIES LLC|600
CBLK|CARBON BLACK, INC CM|VSIN|Vision Financial Markets Llc|275
CBLK|CARBON BLACK, INC CM|WBLR|WILLIAM BLAIR|5539
CBLK|CARBON BLACK, INC CM|WCHV|WELLS FARGO SECURITIES, LLC|290697
CBLK|CARBON BLACK, INC CM|WEDB|WEDBUSH SECURITIES INC.|18200
CBLK|CARBON BLACK, INC CM|WEED|Weeden & Co.L.P.|1600
CBLK|CARBON BLACK, INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6859
CBLK|CARBON BLACK, INC CM|WGIF|CIBC World Markets Inc.|16084
CBLK|CARBON BLACK, INC CM|WORD|Worden Capital Management LLC|29392
CBLK|CARBON BLACK, INC CM|WSEA|WOLVERINE SECURITIES, LLC|38572
CBLK|CARBON BLACK, INC CM|XPQR|Jump Trading|600
CBLK|CARBON BLACK, INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|80566
CBLK|CARBON BLACK, INC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|49270
CBLK|CARBON BLACK, INC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4985
CBM|CAMBREX CP|ALTX|Alternet Securities Inc.|8750
CBM|CAMBREX CP|ANOS|ABEL/NOSER, L.L.C.|488
CBM|CAMBREX CP|APCC|Apex Clearing Corporation|19
CBM|CAMBREX CP|BARD|Robert W. Baird & Co. Incorporated|785
CBM|CAMBREX CP|BATM|CBOE TRADING, INC.|6569
CBM|CAMBREX CP|BAYT|BTIG, LLC|700
CBM|CAMBREX CP|BBNT|BB&T SECURITIES, LLC|398
CBM|CAMBREX CP|BERN|Sanford C. Bernstein & Co., LLC|33504
CBM|CAMBREX CP|BIDS|BIDS TRADING L.P.|100
CBM|CAMBREX CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5890
CBM|CAMBREX CP|BLKX|INSTINET, LLC|10433
CBM|CAMBREX CP|BNPX|BNP PARIBAS SECURITIES CORP.|7083
CBM|CAMBREX CP|BRVL|BLAYLOCK VAN, LLC|100
CBM|CAMBREX CP|BYXM|CBOE TRADING, INC.|1501
CBM|CAMBREX CP|CANT|Cantor Fitzgerald & Co.|800
CBM|CAMBREX CP|CBRA|Cobra Trading, Inc.|100
CBM|CAMBREX CP|CHAS|Charles Schwab & Co., Inc.|11534
CBM|CAMBREX CP|CHLM|Craig-Hallum Capital Group LLC|5113
CBM|CAMBREX CP|CIST|Capital Institutional Services, Inc.|6921
CBM|CAMBREX CP|CLSA|CLSA AMERICAS, LLC|100
CBM|CAMBREX CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62809
CBM|CAMBREX CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3234
CBM|CAMBREX CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
CBM|CAMBREX CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|231491
CBM|CAMBREX CP|CTDL|Citadel Derivatives Group Llc|527
CBM|CAMBREX CP|CTLR|CUTLER GROUP, LP|100
CBM|CAMBREX CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|28894
CBM|CAMBREX CP|DADA|D.A. Davidson & Co.|981
CBM|CAMBREX CP|DBAB|Deutsche Bank Securities Inc.|28288
CBM|CAMBREX CP|DBAX|Deutsche Bank Securities Inc.|279700
CBM|CAMBREX CP|DEAN|MORGAN STANLEY|52959
CBM|CAMBREX CP|DEGS|RONIN PROFESSIONAL LLC|100
CBM|CAMBREX CP|EBXL|EBX LLC|165800
CBM|CAMBREX CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|62956
CBM|CAMBREX CP|EDJO|Edward D. Jones & Co., L.P.|2138
CBM|CAMBREX CP|EGAM|CBOE TRADING, INC.|35603
CBM|CAMBREX CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
CBM|CAMBREX CP|EGXM|CBOE TRADING, INC.|3189
CBM|CAMBREX CP|EGXW|CBOE TRADING, INC.|172
CBM|CAMBREX CP|ETBE|Electronic Transaction Clearing, Inc.|300
CBM|CAMBREX CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|428
CBM|CAMBREX CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9308
CBM|CAMBREX CP|ETRS|E*Trade Securities LLC|2971
CBM|CAMBREX CP|FBSB|U.S. Bancorp Investments, Inc.|12
CBM|CAMBREX CP|FILL|Tradestation Securities, Inc.|451
CBM|CAMBREX CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|960
CBM|CAMBREX CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49456
CBM|CAMBREX CP|FTBR|Foliofn Investments, Inc.|3401
CBM|CAMBREX CP|GLPX|ACS EXECUTION SERVICES, LLC|7800
CBM|CAMBREX CP|GSCO|GOLDMAN SACHS & CO. LLC|205278
CBM|CAMBREX CP|GSCS|GOLDMAN SACHS & CO. LLC|2021
CBM|CAMBREX CP|GSLT|GOLDMAN SACHS & CO. LLC|2861
CBM|CAMBREX CP|GTSZ|GTS SECURITIES LLC|26999
CBM|CAMBREX CP|HRBF|American Enterprise Investment Services Inc.|6656
CBM|CAMBREX CP|IATS|INTERACTIVE BROKERS LLC|1824
CBM|CAMBREX CP|IBKR|Interactive Brokers Llc|4287
CBM|CAMBREX CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
CBM|CAMBREX CP|ICBX|INSTINET, LLC|28706
CBM|CAMBREX CP|IEQY|CITADEL SECURITIES LLC|13208
CBM|CAMBREX CP|INCA|INSTINET, LLC|68371
CBM|CAMBREX CP|INJX|INSTINET, LLC|1778
CBM|CAMBREX CP|ITGI|ITG Inc.|71590
CBM|CAMBREX CP|ITGP|ITG INC.|82600
CBM|CAMBREX CP|JANY|Janney Montgomery Scott Inc.|16
CBM|CAMBREX CP|JEFF|JEFFERIES LLC|78551
CBM|CAMBREX CP|JMPT|JUMP TRADING, LLC|13324
CBM|CAMBREX CP|JPBX|J.P. MORGAN SECURITIES LLC|7164
CBM|CAMBREX CP|JPMX|J.P. Morgan Securities LLC|357160
CBM|CAMBREX CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
CBM|CAMBREX CP|JSJX|JANE STREET CAPITAL LLC|20402
CBM|CAMBREX CP|KCGM|VIRTU Americas LLC|42201
CBM|CAMBREX CP|LEHM|Barclays Capital Inc./Le|187343
CBM|CAMBREX CP|LIME|Lime Brokerage LLC|4634
CBM|CAMBREX CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|310528
CBM|CAMBREX CP|LOOP|Loop Capital Markets LLC|1432
CBM|CAMBREX CP|LQNA|LIQUIDNET, INC.|5000
CBM|CAMBREX CP|LSCI|Lek Securities Corporation|16
CBM|CAMBREX CP|MAXM|Maxim Group LLC|232
CBM|CAMBREX CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102686
CBM|CAMBREX CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|780
CBM|CAMBREX CP|MSCO|MORGAN STANLEY & CO. LLC|347910
CBM|CAMBREX CP|MSPL|MORGAN STANLEY & CO. LLC|285500
CBM|CAMBREX CP|MSTX|MORGAN STANLEY & CO. LLC|35900
CBM|CAMBREX CP|NFSC|National Financial Services LLC|74948
CBM|CAMBREX CP|NITE|VIRTU Americas LLC|232997
CBM|CAMBREX CP|NITP|VIRTU Americas LLC|300
CBM|CAMBREX CP|NQRB|Brut, LLC|3569
CBM|CAMBREX CP|NTRC|Northern Trust Securities, Inc.|23
CBM|CAMBREX CP|OPCO|Oppenheimer & Co. Inc.|4202
CBM|CAMBREX CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|45258
CBM|CAMBREX CP|PDQM|CODA MARKETS, INC.|69768
CBM|CAMBREX CP|PIPR|Piper Jaffray & Co.|60
CBM|CAMBREX CP|PWJC|UBS Financial Services, Inc.|10
CBM|CAMBREX CP|RBCM|RBC CAPITAL MARKETS, LLC|8297
CBM|CAMBREX CP|RILY|B. RILEY FBR, INC.|100
CBM|CAMBREX CP|SAGL|SAGETRADER, LLC|269
CBM|CAMBREX CP|SBSH|Citigroup Global Markets Inc.|28446
CBM|CAMBREX CP|SGMT|GOLDMAN SACHS & CO. LLC|82330
CBM|CAMBREX CP|SPDR|SPEEDROUTE LLC|27198
CBM|CAMBREX CP|SPHN|Stephens Inc.|17591
CBM|CAMBREX CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|85392
CBM|CAMBREX CP|STFL|Stifel, Nicolaus & Company, Incorporated|2620
CBM|CAMBREX CP|STKP|STOCKPILE INVESTMENTS, INC.|2
CBM|CAMBREX CP|SWIM|TD Ameritrade, Inc.|30437
CBM|CAMBREX CP|SWST|Hilltop Securities Inc.|96
CBM|CAMBREX CP|TKNG|ALLY INVEST SECURITIES LLC|297
CBM|CAMBREX CP|TRBT|Tradebot Systems, Inc.|1913
CBM|CAMBREX CP|TRCM|TRC MARKETS LLC|25355
CBM|CAMBREX CP|TWTT|TASTYWORKS, INC.|5
CBM|CAMBREX CP|UBSA|UBS SECURITIES LLC|592808
CBM|CAMBREX CP|UBSS|UBS Securities LLC|353799
CBM|CAMBREX CP|VALX|VIRTU AMERICAS LLC|8908
CBM|CAMBREX CP|VGRD|Vanguard Marketing Corporation|307
CBM|CAMBREX CP|WBLR|WILLIAM BLAIR|1789
CBM|CAMBREX CP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CBM|CAMBREX CP|WCHV|WELLS FARGO SECURITIES, LLC|65826
CBM|CAMBREX CP|WEED|Weeden & Co.L.P.|1940
CBM|CAMBREX CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5887
CBM|CAMBREX CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7594
CBM|CAMBREX CP|WGIF|CIBC World Markets Inc.|400
CBM|CAMBREX CP|WSEA|WOLVERINE SECURITIES, LLC|453
CBM|CAMBREX CP|XIST|INSTINET, LLC|23200
CBM|CAMBREX CP|XPQR|Jump Trading|100
CBM|CAMBREX CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|13000
CBM|CAMBREX CP|YKNA|COMHAR CAPITAL MARKETS, LLC|499
CBM|CAMBREX CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3154
CBMG|CELLULAR BIOMEDICINE|APCC|Apex Clearing Corporation|2293
CBMG|CELLULAR BIOMEDICINE|BATM|CBOE TRADING, INC.|424
CBMG|CELLULAR BIOMEDICINE|BAYC|BAY CREST PARTNERS, LLC|1596
CBMG|CELLULAR BIOMEDICINE|BERN|Sanford C. Bernstein & Co., LLC|63
CBMG|CELLULAR BIOMEDICINE|BMOC|BMO Capital Markets Corp.|875
CBMG|CELLULAR BIOMEDICINE|BNPX|BNP PARIBAS SECURITIES CORP.|1168
CBMG|CELLULAR BIOMEDICINE|BTIG|BTIG, LLC|448
CBMG|CELLULAR BIOMEDICINE|BYXM|CBOE TRADING, INC.|100
CBMG|CELLULAR BIOMEDICINE|CHAS|Charles Schwab & Co., Inc.|150
CBMG|CELLULAR BIOMEDICINE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1058
CBMG|CELLULAR BIOMEDICINE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|586
CBMG|CELLULAR BIOMEDICINE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CBMG|CELLULAR BIOMEDICINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14894
CBMG|CELLULAR BIOMEDICINE|CTDL|Citadel Derivatives Group Llc|3502
CBMG|CELLULAR BIOMEDICINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2482
CBMG|CELLULAR BIOMEDICINE|DADA|D.A. Davidson & Co.|1000
CBMG|CELLULAR BIOMEDICINE|DBAB|Deutsche Bank Securities Inc.|63909
CBMG|CELLULAR BIOMEDICINE|DBAX|Deutsche Bank Securities Inc.|6200
CBMG|CELLULAR BIOMEDICINE|DBUL|Deutsche Bank Securities Inc.|2700
CBMG|CELLULAR BIOMEDICINE|DEAN|MORGAN STANLEY|443
CBMG|CELLULAR BIOMEDICINE|DEGS|RONIN PROFESSIONAL LLC|5185
CBMG|CELLULAR BIOMEDICINE|EBXL|EBX LLC|3300
CBMG|CELLULAR BIOMEDICINE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1110
CBMG|CELLULAR BIOMEDICINE|EGAM|CBOE TRADING, INC.|500
CBMG|CELLULAR BIOMEDICINE|EGXM|CBOE TRADING, INC.|1
CBMG|CELLULAR BIOMEDICINE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1395
CBMG|CELLULAR BIOMEDICINE|ETRS|E*Trade Securities LLC|323
CBMG|CELLULAR BIOMEDICINE|FBCO|Credit Suisse Securities (USA) LLC|15475
CBMG|CELLULAR BIOMEDICINE|FMAF|NBCN Inc./ CDS|300
CBMG|CELLULAR BIOMEDICINE|FOMA|TD AMERITRADE CLEARING, INC.|39345
CBMG|CELLULAR BIOMEDICINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2636
CBMG|CELLULAR BIOMEDICINE|FTBR|Foliofn Investments, Inc.|1
CBMG|CELLULAR BIOMEDICINE|GEBB|GLOBAL EXECUTION BROKERS, LP|2278
CBMG|CELLULAR BIOMEDICINE|GLPX|ACS EXECUTION SERVICES, LLC|2840
CBMG|CELLULAR BIOMEDICINE|GSCO|GOLDMAN SACHS & CO. LLC|308313
CBMG|CELLULAR BIOMEDICINE|GTSZ|GTS SECURITIES LLC|1319
CBMG|CELLULAR BIOMEDICINE|HSBC|HSBC Securities, Inc.|200
CBMG|CELLULAR BIOMEDICINE|IATS|INTERACTIVE BROKERS LLC|1344
CBMG|CELLULAR BIOMEDICINE|IBKR|Interactive Brokers Llc|59561
CBMG|CELLULAR BIOMEDICINE|ICBX|INSTINET, LLC|2600
CBMG|CELLULAR BIOMEDICINE|IEQY|CITADEL SECURITIES LLC|1173
CBMG|CELLULAR BIOMEDICINE|INCA|INSTINET, LLC|100496
CBMG|CELLULAR BIOMEDICINE|INJX|INSTINET, LLC|2535
CBMG|CELLULAR BIOMEDICINE|ITGI|ITG Inc.|801
CBMG|CELLULAR BIOMEDICINE|ITGP|ITG INC.|1400
CBMG|CELLULAR BIOMEDICINE|JEFF|JEFFERIES LLC|12391
CBMG|CELLULAR BIOMEDICINE|JPBX|J.P. MORGAN SECURITIES LLC|200
CBMG|CELLULAR BIOMEDICINE|JPMX|J.P. Morgan Securities LLC|18299
CBMG|CELLULAR BIOMEDICINE|JSJX|JANE STREET CAPITAL LLC|295
CBMG|CELLULAR BIOMEDICINE|KCGM|VIRTU Americas LLC|424
CBMG|CELLULAR BIOMEDICINE|LEHM|Barclays Capital Inc./Le|168444
CBMG|CELLULAR BIOMEDICINE|LIME|Lime Brokerage LLC|20236
CBMG|CELLULAR BIOMEDICINE|LMGP|LIME BROKERAGE LLC|10695
CBMG|CELLULAR BIOMEDICINE|LOOP|Loop Capital Markets LLC|1728
CBMG|CELLULAR BIOMEDICINE|MAXM|Maxim Group LLC|1016
CBMG|CELLULAR BIOMEDICINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2900
CBMG|CELLULAR BIOMEDICINE|MSCO|MORGAN STANLEY & CO. LLC|283334
CBMG|CELLULAR BIOMEDICINE|MSPL|MORGAN STANLEY & CO. LLC|10000
CBMG|CELLULAR BIOMEDICINE|MSTX|MORGAN STANLEY & CO. LLC|1300
CBMG|CELLULAR BIOMEDICINE|NFSC|National Financial Services LLC|10838
CBMG|CELLULAR BIOMEDICINE|NITE|VIRTU Americas LLC|116728
CBMG|CELLULAR BIOMEDICINE|NITP|VIRTU Americas LLC|1300
CBMG|CELLULAR BIOMEDICINE|NQRB|Brut, LLC|360
CBMG|CELLULAR BIOMEDICINE|PCPT|PHILLIP CAPITAL INC.|3400
CBMG|CELLULAR BIOMEDICINE|PDQM|CODA MARKETS, INC.|3840
CBMG|CELLULAR BIOMEDICINE|SAGL|SAGETRADER, LLC|400
CBMG|CELLULAR BIOMEDICINE|SALI|INTL FCSTONE FINANCIAL INC.|100
CBMG|CELLULAR BIOMEDICINE|SBSH|Citigroup Global Markets Inc.|76605
CBMG|CELLULAR BIOMEDICINE|SGMT|GOLDMAN SACHS & CO. LLC|2199
CBMG|CELLULAR BIOMEDICINE|SPDR|SPEEDROUTE LLC|610
CBMG|CELLULAR BIOMEDICINE|SPTD|MINT GLOBAL MARKETS, INC.|2149
CBMG|CELLULAR BIOMEDICINE|SWIM|TD Ameritrade, Inc.|37311
CBMG|CELLULAR BIOMEDICINE|TKNG|ALLY INVEST SECURITIES LLC|900
CBMG|CELLULAR BIOMEDICINE|TRBT|Tradebot Systems, Inc.|2882
CBMG|CELLULAR BIOMEDICINE|TRCM|TRC MARKETS LLC|2215
CBMG|CELLULAR BIOMEDICINE|UBSA|UBS SECURITIES LLC|50869
CBMG|CELLULAR BIOMEDICINE|UBSS|UBS Securities LLC|609154
CBMG|CELLULAR BIOMEDICINE|VALX|VIRTU AMERICAS LLC|7602
CBMG|CELLULAR BIOMEDICINE|VGRD|Vanguard Marketing Corporation|336
CBMG|CELLULAR BIOMEDICINE|WCHV|WELLS FARGO SECURITIES, LLC|11640
CBMG|CELLULAR BIOMEDICINE|WDNX|WEEDEN & CO.L.P.|1484
CBMG|CELLULAR BIOMEDICINE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|369
CBMG|CELLULAR BIOMEDICINE|WGIF|CIBC World Markets Inc.|270
CBMG|CELLULAR BIOMEDICINE|WSEA|WOLVERINE SECURITIES, LLC|936
CBMG|CELLULAR BIOMEDICINE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CBND|SPDR BB SCORED CORP|BATM|CBOE TRADING, INC.|100
CBND|SPDR BB SCORED CORP|CHAS|Charles Schwab & Co., Inc.|78
CBND|SPDR BB SCORED CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|234
CBND|SPDR BB SCORED CORP|DEAN|MORGAN STANLEY|44
CBND|SPDR BB SCORED CORP|EGXM|CBOE TRADING, INC.|107
CBND|SPDR BB SCORED CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|400
CBND|SPDR BB SCORED CORP|IBKR|Interactive Brokers Llc|401
CBND|SPDR BB SCORED CORP|JSJX|JANE STREET CAPITAL LLC|4623
CBND|SPDR BB SCORED CORP|KCGM|VIRTU Americas LLC|350
CBND|SPDR BB SCORED CORP|LIME|Lime Brokerage LLC|38
CBND|SPDR BB SCORED CORP|MSCO|MORGAN STANLEY & CO. LLC|640
CBND|SPDR BB SCORED CORP|NFSC|National Financial Services LLC|349
CBND|SPDR BB SCORED CORP|NITE|VIRTU Americas LLC|1438
CBND|SPDR BB SCORED CORP|NITP|VIRTU Americas LLC|400
CBND|SPDR BB SCORED CORP|SBSH|Citigroup Global Markets Inc.|1
CBND|SPDR BB SCORED CORP|SWIM|TD Ameritrade, Inc.|1200
CBND|SPDR BB SCORED CORP|TKNG|ALLY INVEST SECURITIES LLC|327
CBND|SPDR BB SCORED CORP|UBSA|UBS SECURITIES LLC|219
CBND|SPDR BB SCORED CORP|UBSS|UBS Securities LLC|32
CBND|SPDR BB SCORED CORP|WCHV|WELLS FARGO SECURITIES, LLC|105
CBOE|CBOE GLOBAL MARKETS,|ALTX|Alternet Securities Inc.|11685
CBOE|CBOE GLOBAL MARKETS,|APCC|Apex Clearing Corporation|977
CBOE|CBOE GLOBAL MARKETS,|BANK|Primevest Financial Services, Inc.|6
CBOE|CBOE GLOBAL MARKETS,|BARD|Robert W. Baird & Co. Incorporated|110
CBOE|CBOE GLOBAL MARKETS,|BATM|CBOE TRADING, INC.|13422
CBOE|CBOE GLOBAL MARKETS,|BAYC|BAY CREST PARTNERS, LLC|6628
CBOE|CBOE GLOBAL MARKETS,|BAYT|BTIG, LLC|1200
CBOE|CBOE GLOBAL MARKETS,|BBNT|BB&T SECURITIES, LLC|16
CBOE|CBOE GLOBAL MARKETS,|BERN|Sanford C. Bernstein & Co., LLC|128215
CBOE|CBOE GLOBAL MARKETS,|BIAD|SAGETRADER, LLC|1327
CBOE|CBOE GLOBAL MARKETS,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3765
CBOE|CBOE GLOBAL MARKETS,|BLKX|INSTINET, LLC|96174
CBOE|CBOE GLOBAL MARKETS,|BMOC|BMO Capital Markets Corp.|31929
CBOE|CBOE GLOBAL MARKETS,|BNPX|BNP PARIBAS SECURITIES CORP.|126456
CBOE|CBOE GLOBAL MARKETS,|BTIG|BTIG, LLC|22037
CBOE|CBOE GLOBAL MARKETS,|BYXM|CBOE TRADING, INC.|9499
CBOE|CBOE GLOBAL MARKETS,|BZYD|GOLDMAN SACHS & CO. LLC|100
CBOE|CBOE GLOBAL MARKETS,|CABR|Cabrera Capital Markets, Inc.|25
CBOE|CBOE GLOBAL MARKETS,|CANT|Cantor Fitzgerald & Co.|200
CBOE|CBOE GLOBAL MARKETS,|CBLC|CITIGROUP GLOBAL MARKETS INC.|12000
CBOE|CBOE GLOBAL MARKETS,|CHAS|Charles Schwab & Co., Inc.|522
CBOE|CBOE GLOBAL MARKETS,|CIBP|CIBC World Markets Corp.|4792
CBOE|CBOE GLOBAL MARKETS,|CIST|Capital Institutional Services, Inc.|4702
CBOE|CBOE GLOBAL MARKETS,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|129005
CBOE|CBOE GLOBAL MARKETS,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7180
CBOE|CBOE GLOBAL MARKETS,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|486826
CBOE|CBOE GLOBAL MARKETS,|CTDE|CHOICETRADE|5
CBOE|CBOE GLOBAL MARKETS,|CTDL|Citadel Derivatives Group Llc|74689
CBOE|CBOE GLOBAL MARKETS,|CTLR|CUTLER GROUP, LP|3025
CBOE|CBOE GLOBAL MARKETS,|CXCX|CITIGROUP GLOBAL MARKETS INC.|56392
CBOE|CBOE GLOBAL MARKETS,|DADA|D.A. Davidson & Co.|225
CBOE|CBOE GLOBAL MARKETS,|DBAB|Deutsche Bank Securities Inc.|657052
CBOE|CBOE GLOBAL MARKETS,|DBAX|Deutsche Bank Securities Inc.|429100
CBOE|CBOE GLOBAL MARKETS,|DBUL|Deutsche Bank Securities Inc.|3400
CBOE|CBOE GLOBAL MARKETS,|DCHF|Dart Executions, LLC|3597
CBOE|CBOE GLOBAL MARKETS,|DEAN|MORGAN STANLEY|1836
CBOE|CBOE GLOBAL MARKETS,|DEGS|RONIN PROFESSIONAL LLC|600
CBOE|CBOE GLOBAL MARKETS,|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20447
CBOE|CBOE GLOBAL MARKETS,|DRWK|DRW SECURITIES, L.L.C.|67381
CBOE|CBOE GLOBAL MARKETS,|EBXL|EBX LLC|272600
CBOE|CBOE GLOBAL MARKETS,|ECUT|CONVERGEX EXECUTION SOLUTIONS|2073
CBOE|CBOE GLOBAL MARKETS,|EDJO|Edward D. Jones & Co., L.P.|551
CBOE|CBOE GLOBAL MARKETS,|EGAM|CBOE TRADING, INC.|43346
CBOE|CBOE GLOBAL MARKETS,|EGAW|CBOE TRADING, INC.|1603
CBOE|CBOE GLOBAL MARKETS,|EGMT|EG MARKET TECHNOLOGIES LLC|4401
CBOE|CBOE GLOBAL MARKETS,|EGXM|CBOE TRADING, INC.|2438
CBOE|CBOE GLOBAL MARKETS,|ETBE|Electronic Transaction Clearing, Inc.|67164
CBOE|CBOE GLOBAL MARKETS,|ETCC|Electronic Transaction Clearing, Inc.|3504
CBOE|CBOE GLOBAL MARKETS,|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5871
CBOE|CBOE GLOBAL MARKETS,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|58008
CBOE|CBOE GLOBAL MARKETS,|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|110
CBOE|CBOE GLOBAL MARKETS,|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|71606
CBOE|CBOE GLOBAL MARKETS,|ETRS|E*Trade Securities LLC|19598
CBOE|CBOE GLOBAL MARKETS,|FBCO|Credit Suisse Securities (USA) LLC|1000040
CBOE|CBOE GLOBAL MARKETS,|FILL|Tradestation Securities, Inc.|23476
CBOE|CBOE GLOBAL MARKETS,|FINX|FINTECH SECURITIES|417
CBOE|CBOE GLOBAL MARKETS,|FMAF|NBCN Inc./ CDS|4683
CBOE|CBOE GLOBAL MARKETS,|FOMA|TD AMERITRADE CLEARING, INC.|78502
CBOE|CBOE GLOBAL MARKETS,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12133
CBOE|CBOE GLOBAL MARKETS,|FQLS|Quantlab Securities LP|624517
CBOE|CBOE GLOBAL MARKETS,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|126168
CBOE|CBOE GLOBAL MARKETS,|FTBR|Foliofn Investments, Inc.|3532
CBOE|CBOE GLOBAL MARKETS,|GEBB|GLOBAL EXECUTION BROKERS, LP|21512
CBOE|CBOE GLOBAL MARKETS,|GELP|RBC CAPITAL MARKETS, LLC|757
CBOE|CBOE GLOBAL MARKETS,|GLIS|TD Securities Inc|598
CBOE|CBOE GLOBAL MARKETS,|GLPX|ACS EXECUTION SERVICES, LLC|81947
CBOE|CBOE GLOBAL MARKETS,|GSCO|GOLDMAN SACHS & CO. LLC|2005327
CBOE|CBOE GLOBAL MARKETS,|GSCS|GOLDMAN SACHS & CO. LLC|12954
CBOE|CBOE GLOBAL MARKETS,|GSLT|GOLDMAN SACHS & CO. LLC|19959
CBOE|CBOE GLOBAL MARKETS,|GTSZ|GTS SECURITIES LLC|277968
CBOE|CBOE GLOBAL MARKETS,|HAPX|HAP Trading, LLC|1718
CBOE|CBOE GLOBAL MARKETS,|HRBF|American Enterprise Investment Services Inc.|4111
CBOE|CBOE GLOBAL MARKETS,|HSBC|HSBC Securities, Inc.|11844
CBOE|CBOE GLOBAL MARKETS,|IATS|INTERACTIVE BROKERS LLC|10385
CBOE|CBOE GLOBAL MARKETS,|IBKR|Interactive Brokers Llc|132497
CBOE|CBOE GLOBAL MARKETS,|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4454
CBOE|CBOE GLOBAL MARKETS,|ICBX|INSTINET, LLC|73400
CBOE|CBOE GLOBAL MARKETS,|IEQY|CITADEL SECURITIES LLC|226437
CBOE|CBOE GLOBAL MARKETS,|INCA|INSTINET, LLC|772907
CBOE|CBOE GLOBAL MARKETS,|INJX|INSTINET, LLC|45842
CBOE|CBOE GLOBAL MARKETS,|ITGI|ITG Inc.|88610
CBOE|CBOE GLOBAL MARKETS,|ITGP|ITG INC.|320400
CBOE|CBOE GLOBAL MARKETS,|JANY|Janney Montgomery Scott Inc.|1819
CBOE|CBOE GLOBAL MARKETS,|JEFF|JEFFERIES LLC|263457
CBOE|CBOE GLOBAL MARKETS,|JMPT|JUMP TRADING, LLC|82055
CBOE|CBOE GLOBAL MARKETS,|JONE|JonesTrading|15895
CBOE|CBOE GLOBAL MARKETS,|JPBX|J.P. MORGAN SECURITIES LLC|147136
CBOE|CBOE GLOBAL MARKETS,|JPMX|J.P. Morgan Securities LLC|729341
CBOE|CBOE GLOBAL MARKETS,|JSJX|JANE STREET CAPITAL LLC|5528
CBOE|CBOE GLOBAL MARKETS,|KBWI|Keefe, Bruyette & Woods, Inc.|9033
CBOE|CBOE GLOBAL MARKETS,|KCGM|VIRTU Americas LLC|51169
CBOE|CBOE GLOBAL MARKETS,|LEHM|Barclays Capital Inc./Le|1193791
CBOE|CBOE GLOBAL MARKETS,|LGNT|COR CLEARING LLC|16
CBOE|CBOE GLOBAL MARKETS,|LIME|Lime Brokerage LLC|249714
CBOE|CBOE GLOBAL MARKETS,|LMGP|LIME BROKERAGE LLC|2114
CBOE|CBOE GLOBAL MARKETS,|LMNX|LUMINEX TRADING & ANALYTICS LLC|69854
CBOE|CBOE GLOBAL MARKETS,|LOOP|Loop Capital Markets LLC|3090
CBOE|CBOE GLOBAL MARKETS,|LQNA|LIQUIDNET, INC.|42900
CBOE|CBOE GLOBAL MARKETS,|LSCI|Lek Securities Corporation|4081
CBOE|CBOE GLOBAL MARKETS,|MACC|Mid Atlantic Capital Corporation|6
CBOE|CBOE GLOBAL MARKETS,|MACQ|Macquarie Capital (USA) Inc.|9383
CBOE|CBOE GLOBAL MARKETS,|MAXM|Maxim Group LLC|126
CBOE|CBOE GLOBAL MARKETS,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83074
CBOE|CBOE GLOBAL MARKETS,|MOTF|MOTIF INVESTING, INC.|94
CBOE|CBOE GLOBAL MARKETS,|MSCO|MORGAN STANLEY & CO. LLC|4582950
CBOE|CBOE GLOBAL MARKETS,|MSPL|MORGAN STANLEY & CO. LLC|383400
CBOE|CBOE GLOBAL MARKETS,|MSTX|MORGAN STANLEY & CO. LLC|278700
CBOE|CBOE GLOBAL MARKETS,|NFSC|National Financial Services LLC|111675
CBOE|CBOE GLOBAL MARKETS,|NITE|VIRTU Americas LLC|448192
CBOE|CBOE GLOBAL MARKETS,|NITP|VIRTU Americas LLC|7180
CBOE|CBOE GLOBAL MARKETS,|NQRB|Brut, LLC|12937
CBOE|CBOE GLOBAL MARKETS,|NTRC|Northern Trust Securities, Inc.|5995
CBOE|CBOE GLOBAL MARKETS,|OHOS|TWO SIGMA SECURITIES, LLC|76687
CBOE|CBOE GLOBAL MARKETS,|OPCO|Oppenheimer & Co. Inc.|1118
CBOE|CBOE GLOBAL MARKETS,|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5328
CBOE|CBOE GLOBAL MARKETS,|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|11177
CBOE|CBOE GLOBAL MARKETS,|PDQM|CODA MARKETS, INC.|465131
CBOE|CBOE GLOBAL MARKETS,|PHLY|NASDAQ Execution Services, LLC|3000
CBOE|CBOE GLOBAL MARKETS,|PIPR|Piper Jaffray & Co.|709
CBOE|CBOE GLOBAL MARKETS,|PWJC|UBS Financial Services, Inc.|4274
CBOE|CBOE GLOBAL MARKETS,|RAJA|Raymond James & Associates, Inc.|6088
CBOE|CBOE GLOBAL MARKETS,|RBCM|RBC CAPITAL MARKETS, LLC|11417
CBOE|CBOE GLOBAL MARKETS,|SAGL|SAGETRADER, LLC|219552
CBOE|CBOE GLOBAL MARKETS,|SAGW|SAGETRADER, LLC|1281
CBOE|CBOE GLOBAL MARKETS,|SALI|INTL FCSTONE FINANCIAL INC.|27
CBOE|CBOE GLOBAL MARKETS,|SBSH|Citigroup Global Markets Inc.|841979
CBOE|CBOE GLOBAL MARKETS,|SEIC|SEI Investments Distribution Co.|1600
CBOE|CBOE GLOBAL MARKETS,|SGMT|GOLDMAN SACHS & CO. LLC|159407
CBOE|CBOE GLOBAL MARKETS,|SPDR|SPEEDROUTE LLC|37681
CBOE|CBOE GLOBAL MARKETS,|STFL|Stifel, Nicolaus & Company, Incorporated|9950
CBOE|CBOE GLOBAL MARKETS,|STKP|STOCKPILE INVESTMENTS, INC.|12
CBOE|CBOE GLOBAL MARKETS,|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|95
CBOE|CBOE GLOBAL MARKETS,|SWIM|TD Ameritrade, Inc.|32613
CBOE|CBOE GLOBAL MARKETS,|SWST|Hilltop Securities Inc.|3960
CBOE|CBOE GLOBAL MARKETS,|TDSI|TD Securities (USA) LLC|2623
CBOE|CBOE GLOBAL MARKETS,|TKNG|ALLY INVEST SECURITIES LLC|1519
CBOE|CBOE GLOBAL MARKETS,|TONC|CUTTONE & CO., LLC|2411
CBOE|CBOE GLOBAL MARKETS,|TRBT|Tradebot Systems, Inc.|228166
CBOE|CBOE GLOBAL MARKETS,|TRCM|TRC MARKETS LLC|191712
CBOE|CBOE GLOBAL MARKETS,|TTUC|CUTTONE & CO., INC.|116
CBOE|CBOE GLOBAL MARKETS,|TWTT|TASTYWORKS, INC.|1800
CBOE|CBOE GLOBAL MARKETS,|UBSA|UBS SECURITIES LLC|538011
CBOE|CBOE GLOBAL MARKETS,|UBSS|UBS Securities LLC|1257879
CBOE|CBOE GLOBAL MARKETS,|VALX|VIRTU AMERICAS LLC|5837
CBOE|CBOE GLOBAL MARKETS,|VERT|The Vertical Trading Group, LLC|787
CBOE|CBOE GLOBAL MARKETS,|VGRD|Vanguard Marketing Corporation|4531
CBOE|CBOE GLOBAL MARKETS,|WBLR|WILLIAM BLAIR|4893
CBOE|CBOE GLOBAL MARKETS,|WBPX|SUMMIT SECURITIES GROUP, LLC|1822
CBOE|CBOE GLOBAL MARKETS,|WCHV|WELLS FARGO SECURITIES, LLC|194287
CBOE|CBOE GLOBAL MARKETS,|WDNX|WEEDEN & CO.L.P.|1716
CBOE|CBOE GLOBAL MARKETS,|WEDB|WEDBUSH SECURITIES INC.|128
CBOE|CBOE GLOBAL MARKETS,|WEED|Weeden & Co.L.P.|2640
CBOE|CBOE GLOBAL MARKETS,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56533
CBOE|CBOE GLOBAL MARKETS,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64621
CBOE|CBOE GLOBAL MARKETS,|WFPB|Wells Fargo Securities, LLC.|1499
CBOE|CBOE GLOBAL MARKETS,|WGIF|CIBC World Markets Inc.|1466
CBOE|CBOE GLOBAL MARKETS,|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1031
CBOE|CBOE GLOBAL MARKETS,|WSEA|WOLVERINE SECURITIES, LLC|16102
CBOE|CBOE GLOBAL MARKETS,|XIST|INSTINET, LLC|69066
CBOE|CBOE GLOBAL MARKETS,|XPQR|Jump Trading|1057
CBOE|CBOE GLOBAL MARKETS,|XSTM|NATIONAL FINANCIAL SERVICES LLC|33266
CBOE|CBOE GLOBAL MARKETS,|YKNA|COMHAR CAPITAL MARKETS, LLC|12446
CBOE|CBOE GLOBAL MARKETS,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3248
CBON|VANECK VECTORS CHINA|APCC|Apex Clearing Corporation|23
CBON|VANECK VECTORS CHINA|CHAS|Charles Schwab & Co., Inc.|2
CBON|VANECK VECTORS CHINA|DBAX|Deutsche Bank Securities Inc.|100
CBON|VANECK VECTORS CHINA|ETRS|E*Trade Securities LLC|44
CBON|VANECK VECTORS CHINA|FTBR|Foliofn Investments, Inc.|18
CBON|VANECK VECTORS CHINA|IBKR|Interactive Brokers Llc|900
CBON|VANECK VECTORS CHINA|JSJX|JANE STREET CAPITAL LLC|1304
CBON|VANECK VECTORS CHINA|LEHM|Barclays Capital Inc./Le|400
CBON|VANECK VECTORS CHINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|618
CBON|VANECK VECTORS CHINA|MOTF|MOTIF INVESTING, INC.|1
CBON|VANECK VECTORS CHINA|MSCO|MORGAN STANLEY & CO. LLC|500
CBON|VANECK VECTORS CHINA|NFSC|National Financial Services LLC|597
CBON|VANECK VECTORS CHINA|NITE|VIRTU Americas LLC|297
CBON|VANECK VECTORS CHINA|SWIM|TD Ameritrade, Inc.|84
CBON|VANECK VECTORS CHINA|UBSA|UBS SECURITIES LLC|300
CBON|VANECK VECTORS CHINA|UBSS|UBS Securities LLC|1
CBON|VANECK VECTORS CHINA|VGRD|Vanguard Marketing Corporation|301
CBPO|CHINA BIOLOGIC PRODU|ALTX|Alternet Securities Inc.|21941
CBPO|CHINA BIOLOGIC PRODU|APCC|Apex Clearing Corporation|471
CBPO|CHINA BIOLOGIC PRODU|BATM|CBOE TRADING, INC.|6588
CBPO|CHINA BIOLOGIC PRODU|BAYT|BTIG, LLC|3670
CBPO|CHINA BIOLOGIC PRODU|BERN|Sanford C. Bernstein & Co., LLC|43019
CBPO|CHINA BIOLOGIC PRODU|BIDS|BIDS TRADING L.P.|2400
CBPO|CHINA BIOLOGIC PRODU|BIMI|Banca IMI Securities Corp.|300
CBPO|CHINA BIOLOGIC PRODU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|344
CBPO|CHINA BIOLOGIC PRODU|BNPX|BNP PARIBAS SECURITIES CORP.|11492
CBPO|CHINA BIOLOGIC PRODU|BTIG|BTIG, LLC|28029
CBPO|CHINA BIOLOGIC PRODU|BYXM|CBOE TRADING, INC.|2993
CBPO|CHINA BIOLOGIC PRODU|CANT|Cantor Fitzgerald & Co.|2179
CBPO|CHINA BIOLOGIC PRODU|CHAS|Charles Schwab & Co., Inc.|1050
CBPO|CHINA BIOLOGIC PRODU|CHLC|CHURCHILL CAPITAL USA, INC.|16
CBPO|CHINA BIOLOGIC PRODU|CLSA|CLSA AMERICAS, LLC|10300
CBPO|CHINA BIOLOGIC PRODU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29619
CBPO|CHINA BIOLOGIC PRODU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|57750
CBPO|CHINA BIOLOGIC PRODU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2954
CBPO|CHINA BIOLOGIC PRODU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184795
CBPO|CHINA BIOLOGIC PRODU|CTDL|Citadel Derivatives Group Llc|7422
CBPO|CHINA BIOLOGIC PRODU|CXCX|CITIGROUP GLOBAL MARKETS INC.|8832
CBPO|CHINA BIOLOGIC PRODU|DBAB|Deutsche Bank Securities Inc.|192957
CBPO|CHINA BIOLOGIC PRODU|DBAX|Deutsche Bank Securities Inc.|143400
CBPO|CHINA BIOLOGIC PRODU|DBUL|Deutsche Bank Securities Inc.|872
CBPO|CHINA BIOLOGIC PRODU|DEAN|MORGAN STANLEY|539
CBPO|CHINA BIOLOGIC PRODU|DEGS|RONIN PROFESSIONAL LLC|1997
CBPO|CHINA BIOLOGIC PRODU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2905
CBPO|CHINA BIOLOGIC PRODU|EBXL|EBX LLC|153100
CBPO|CHINA BIOLOGIC PRODU|ECUT|CONVERGEX EXECUTION SOLUTIONS|390
CBPO|CHINA BIOLOGIC PRODU|EGAM|CBOE TRADING, INC.|22259
CBPO|CHINA BIOLOGIC PRODU|EGAW|CBOE TRADING, INC.|100
CBPO|CHINA BIOLOGIC PRODU|EGMT|EG MARKET TECHNOLOGIES LLC|1545
CBPO|CHINA BIOLOGIC PRODU|EGXM|CBOE TRADING, INC.|2678
CBPO|CHINA BIOLOGIC PRODU|EGXW|CBOE TRADING, INC.|20
CBPO|CHINA BIOLOGIC PRODU|ETBE|Electronic Transaction Clearing, Inc.|26836
CBPO|CHINA BIOLOGIC PRODU|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|224
CBPO|CHINA BIOLOGIC PRODU|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3734
CBPO|CHINA BIOLOGIC PRODU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50927
CBPO|CHINA BIOLOGIC PRODU|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1041
CBPO|CHINA BIOLOGIC PRODU|ETRS|E*Trade Securities LLC|9466
CBPO|CHINA BIOLOGIC PRODU|FBCO|Credit Suisse Securities (USA) LLC|626283
CBPO|CHINA BIOLOGIC PRODU|FILL|Tradestation Securities, Inc.|2285
CBPO|CHINA BIOLOGIC PRODU|FMAF|NBCN Inc./ CDS|17372
CBPO|CHINA BIOLOGIC PRODU|FOMA|TD AMERITRADE CLEARING, INC.|227593
CBPO|CHINA BIOLOGIC PRODU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1006
CBPO|CHINA BIOLOGIC PRODU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37186
CBPO|CHINA BIOLOGIC PRODU|FTBR|Foliofn Investments, Inc.|521
CBPO|CHINA BIOLOGIC PRODU|GEBB|GLOBAL EXECUTION BROKERS, LP|406
CBPO|CHINA BIOLOGIC PRODU|GLPX|ACS EXECUTION SERVICES, LLC|126712
CBPO|CHINA BIOLOGIC PRODU|GSCO|GOLDMAN SACHS & CO. LLC|671589
CBPO|CHINA BIOLOGIC PRODU|GSCS|GOLDMAN SACHS & CO. LLC|8281
CBPO|CHINA BIOLOGIC PRODU|GSLT|GOLDMAN SACHS & CO. LLC|13911
CBPO|CHINA BIOLOGIC PRODU|GTSZ|GTS SECURITIES LLC|85667
CBPO|CHINA BIOLOGIC PRODU|HAPX|HAP Trading, LLC|902
CBPO|CHINA BIOLOGIC PRODU|HRBF|American Enterprise Investment Services Inc.|1200
CBPO|CHINA BIOLOGIC PRODU|HSBC|HSBC Securities, Inc.|61702
CBPO|CHINA BIOLOGIC PRODU|IATS|INTERACTIVE BROKERS LLC|42440
CBPO|CHINA BIOLOGIC PRODU|IBKR|Interactive Brokers Llc|306381
CBPO|CHINA BIOLOGIC PRODU|ICBX|INSTINET, LLC|20000
CBPO|CHINA BIOLOGIC PRODU|IEQY|CITADEL SECURITIES LLC|40548
CBPO|CHINA BIOLOGIC PRODU|INCA|INSTINET, LLC|173141
CBPO|CHINA BIOLOGIC PRODU|INJX|INSTINET, LLC|128228
CBPO|CHINA BIOLOGIC PRODU|ITGI|ITG Inc.|31125
CBPO|CHINA BIOLOGIC PRODU|ITGP|ITG INC.|91400
CBPO|CHINA BIOLOGIC PRODU|JEFF|JEFFERIES LLC|79326
CBPO|CHINA BIOLOGIC PRODU|JMPT|JUMP TRADING, LLC|44392
CBPO|CHINA BIOLOGIC PRODU|JPBX|J.P. MORGAN SECURITIES LLC|7228
CBPO|CHINA BIOLOGIC PRODU|JPMX|J.P. Morgan Securities LLC|386629
CBPO|CHINA BIOLOGIC PRODU|JSJX|JANE STREET CAPITAL LLC|8223
CBPO|CHINA BIOLOGIC PRODU|KCGM|VIRTU Americas LLC|29676
CBPO|CHINA BIOLOGIC PRODU|LEHM|Barclays Capital Inc./Le|304504
CBPO|CHINA BIOLOGIC PRODU|LIME|Lime Brokerage LLC|154418
CBPO|CHINA BIOLOGIC PRODU|LMGP|LIME BROKERAGE LLC|800
CBPO|CHINA BIOLOGIC PRODU|LQNA|LIQUIDNET, INC.|11500
CBPO|CHINA BIOLOGIC PRODU|LQNB|LIQUIDNET, INC.|2400
CBPO|CHINA BIOLOGIC PRODU|LSCI|Lek Securities Corporation|764
CBPO|CHINA BIOLOGIC PRODU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
CBPO|CHINA BIOLOGIC PRODU|MAVB|Great Point Capital LLC|500
CBPO|CHINA BIOLOGIC PRODU|MAXM|Maxim Group LLC|300
CBPO|CHINA BIOLOGIC PRODU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77370
CBPO|CHINA BIOLOGIC PRODU|MOTF|MOTIF INVESTING, INC.|3
CBPO|CHINA BIOLOGIC PRODU|MSCO|MORGAN STANLEY & CO. LLC|2051922
CBPO|CHINA BIOLOGIC PRODU|MSPL|MORGAN STANLEY & CO. LLC|365600
CBPO|CHINA BIOLOGIC PRODU|MSTX|MORGAN STANLEY & CO. LLC|8600
CBPO|CHINA BIOLOGIC PRODU|NFSC|National Financial Services LLC|45791
CBPO|CHINA BIOLOGIC PRODU|NITE|VIRTU Americas LLC|227461
CBPO|CHINA BIOLOGIC PRODU|NITP|VIRTU Americas LLC|1800
CBPO|CHINA BIOLOGIC PRODU|NQRB|Brut, LLC|5938
CBPO|CHINA BIOLOGIC PRODU|OPCO|Oppenheimer & Co. Inc.|1622
CBPO|CHINA BIOLOGIC PRODU|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|460
CBPO|CHINA BIOLOGIC PRODU|PCPT|PHILLIP CAPITAL INC.|700
CBPO|CHINA BIOLOGIC PRODU|PDQM|CODA MARKETS, INC.|308549
CBPO|CHINA BIOLOGIC PRODU|PWJC|UBS Financial Services, Inc.|3500
CBPO|CHINA BIOLOGIC PRODU|RBCM|RBC CAPITAL MARKETS, LLC|461
CBPO|CHINA BIOLOGIC PRODU|SAGL|SAGETRADER, LLC|81212
CBPO|CHINA BIOLOGIC PRODU|SALI|INTL FCSTONE FINANCIAL INC.|18
CBPO|CHINA BIOLOGIC PRODU|SBSH|Citigroup Global Markets Inc.|244025
CBPO|CHINA BIOLOGIC PRODU|SGMT|GOLDMAN SACHS & CO. LLC|141220
CBPO|CHINA BIOLOGIC PRODU|SPDR|SPEEDROUTE LLC|30882
CBPO|CHINA BIOLOGIC PRODU|SPTD|MINT GLOBAL MARKETS, INC.|4840
CBPO|CHINA BIOLOGIC PRODU|SWIM|TD Ameritrade, Inc.|102274
CBPO|CHINA BIOLOGIC PRODU|SWST|Hilltop Securities Inc.|542
CBPO|CHINA BIOLOGIC PRODU|TKNG|ALLY INVEST SECURITIES LLC|423
CBPO|CHINA BIOLOGIC PRODU|TRBT|Tradebot Systems, Inc.|161257
CBPO|CHINA BIOLOGIC PRODU|TRCM|TRC MARKETS LLC|31544
CBPO|CHINA BIOLOGIC PRODU|TWTT|TASTYWORKS, INC.|200
CBPO|CHINA BIOLOGIC PRODU|UBSA|UBS SECURITIES LLC|491396
CBPO|CHINA BIOLOGIC PRODU|UBSS|UBS Securities LLC|993942
CBPO|CHINA BIOLOGIC PRODU|UFPA|UNITED FIRST PARTNERS LLC|3850
CBPO|CHINA BIOLOGIC PRODU|VALX|VIRTU AMERICAS LLC|17673
CBPO|CHINA BIOLOGIC PRODU|VGRD|Vanguard Marketing Corporation|689
CBPO|CHINA BIOLOGIC PRODU|VSIN|Vision Financial Markets Llc|1300
CBPO|CHINA BIOLOGIC PRODU|WBPX|SUMMIT SECURITIES GROUP, LLC|3268
CBPO|CHINA BIOLOGIC PRODU|WCHV|WELLS FARGO SECURITIES, LLC|624
CBPO|CHINA BIOLOGIC PRODU|WEDB|WEDBUSH SECURITIES INC.|39091
CBPO|CHINA BIOLOGIC PRODU|WEED|Weeden & Co.L.P.|20
CBPO|CHINA BIOLOGIC PRODU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|65
CBPO|CHINA BIOLOGIC PRODU|WGIF|CIBC World Markets Inc.|670
CBPO|CHINA BIOLOGIC PRODU|WSEA|WOLVERINE SECURITIES, LLC|457
CBPO|CHINA BIOLOGIC PRODU|XIST|INSTINET, LLC|27400
CBPO|CHINA BIOLOGIC PRODU|XSTM|NATIONAL FINANCIAL SERVICES LLC|34700
CBPO|CHINA BIOLOGIC PRODU|YKNA|COMHAR CAPITAL MARKETS, LLC|44091
CBPX|CONTINENTAL BLDGS PD|APCC|Apex Clearing Corporation|3
CBPX|CONTINENTAL BLDGS PD|BARD|Robert W. Baird & Co. Incorporated|4161
CBPX|CONTINENTAL BLDGS PD|BATM|CBOE TRADING, INC.|2
CBPX|CONTINENTAL BLDGS PD|BERN|Sanford C. Bernstein & Co., LLC|2339
CBPX|CONTINENTAL BLDGS PD|BIDS|BIDS TRADING L.P.|18400
CBPX|CONTINENTAL BLDGS PD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12
CBPX|CONTINENTAL BLDGS PD|BLKX|INSTINET, LLC|10000
CBPX|CONTINENTAL BLDGS PD|BNPX|BNP PARIBAS SECURITIES CORP.|1984
CBPX|CONTINENTAL BLDGS PD|BTIG|BTIG, LLC|300
CBPX|CONTINENTAL BLDGS PD|BYXM|CBOE TRADING, INC.|13
CBPX|CONTINENTAL BLDGS PD|BZYD|GOLDMAN SACHS & CO. LLC|679
CBPX|CONTINENTAL BLDGS PD|CBLC|CITIGROUP GLOBAL MARKETS INC.|11000
CBPX|CONTINENTAL BLDGS PD|CHAS|Charles Schwab & Co., Inc.|119
CBPX|CONTINENTAL BLDGS PD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5300
CBPX|CONTINENTAL BLDGS PD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33627
CBPX|CONTINENTAL BLDGS PD|CTDL|Citadel Derivatives Group Llc|120
CBPX|CONTINENTAL BLDGS PD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2926
CBPX|CONTINENTAL BLDGS PD|DBAB|Deutsche Bank Securities Inc.|12216
CBPX|CONTINENTAL BLDGS PD|DBAX|Deutsche Bank Securities Inc.|17700
CBPX|CONTINENTAL BLDGS PD|DEAN|MORGAN STANLEY|421
CBPX|CONTINENTAL BLDGS PD|EBXL|EBX LLC|18200
CBPX|CONTINENTAL BLDGS PD|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
CBPX|CONTINENTAL BLDGS PD|EGAM|CBOE TRADING, INC.|1474
CBPX|CONTINENTAL BLDGS PD|EGXM|CBOE TRADING, INC.|43
CBPX|CONTINENTAL BLDGS PD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6634
CBPX|CONTINENTAL BLDGS PD|ETRS|E*Trade Securities LLC|815
CBPX|CONTINENTAL BLDGS PD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|249
CBPX|CONTINENTAL BLDGS PD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15649
CBPX|CONTINENTAL BLDGS PD|FTBR|Foliofn Investments, Inc.|273
CBPX|CONTINENTAL BLDGS PD|GLPX|ACS EXECUTION SERVICES, LLC|252
CBPX|CONTINENTAL BLDGS PD|GSCO|GOLDMAN SACHS & CO. LLC|47512
CBPX|CONTINENTAL BLDGS PD|GSCS|GOLDMAN SACHS & CO. LLC|6306
CBPX|CONTINENTAL BLDGS PD|GSLT|GOLDMAN SACHS & CO. LLC|162
CBPX|CONTINENTAL BLDGS PD|GTSZ|GTS SECURITIES LLC|6937
CBPX|CONTINENTAL BLDGS PD|HPPX|POTAMUS TRADING, LLC|1632
CBPX|CONTINENTAL BLDGS PD|IBKR|Interactive Brokers Llc|3429
CBPX|CONTINENTAL BLDGS PD|ICBX|INSTINET, LLC|7474
CBPX|CONTINENTAL BLDGS PD|IEQY|CITADEL SECURITIES LLC|4885
CBPX|CONTINENTAL BLDGS PD|INCA|INSTINET, LLC|20231
CBPX|CONTINENTAL BLDGS PD|INJX|INSTINET, LLC|2029
CBPX|CONTINENTAL BLDGS PD|ITGI|ITG Inc.|31358
CBPX|CONTINENTAL BLDGS PD|ITGP|ITG INC.|47000
CBPX|CONTINENTAL BLDGS PD|JEFF|JEFFERIES LLC|24488
CBPX|CONTINENTAL BLDGS PD|JMPT|JUMP TRADING, LLC|744
CBPX|CONTINENTAL BLDGS PD|JPBX|J.P. MORGAN SECURITIES LLC|15438
CBPX|CONTINENTAL BLDGS PD|JPMX|J.P. Morgan Securities LLC|63456
CBPX|CONTINENTAL BLDGS PD|KCGM|VIRTU Americas LLC|2822
CBPX|CONTINENTAL BLDGS PD|LEHM|Barclays Capital Inc./Le|58795
CBPX|CONTINENTAL BLDGS PD|LIME|Lime Brokerage LLC|5285
CBPX|CONTINENTAL BLDGS PD|LMNX|LUMINEX TRADING & ANALYTICS LLC|161200
CBPX|CONTINENTAL BLDGS PD|LQNA|LIQUIDNET, INC.|16200
CBPX|CONTINENTAL BLDGS PD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53658
CBPX|CONTINENTAL BLDGS PD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|580
CBPX|CONTINENTAL BLDGS PD|MSCO|MORGAN STANLEY & CO. LLC|120230
CBPX|CONTINENTAL BLDGS PD|MSPL|MORGAN STANLEY & CO. LLC|32800
CBPX|CONTINENTAL BLDGS PD|MSTX|MORGAN STANLEY & CO. LLC|14600
CBPX|CONTINENTAL BLDGS PD|NFSC|National Financial Services LLC|21119
CBPX|CONTINENTAL BLDGS PD|NITE|VIRTU Americas LLC|26480
CBPX|CONTINENTAL BLDGS PD|NQRB|Brut, LLC|252
CBPX|CONTINENTAL BLDGS PD|ONEL|O'NEIL SECURITIES, INCORPORATED|832
CBPX|CONTINENTAL BLDGS PD|OPCO|Oppenheimer & Co. Inc.|300
CBPX|CONTINENTAL BLDGS PD|PDQM|CODA MARKETS, INC.|2735
CBPX|CONTINENTAL BLDGS PD|SAGW|SAGETRADER, LLC|258
CBPX|CONTINENTAL BLDGS PD|SBSH|Citigroup Global Markets Inc.|20929
CBPX|CONTINENTAL BLDGS PD|SGMT|GOLDMAN SACHS & CO. LLC|34719
CBPX|CONTINENTAL BLDGS PD|SPDR|SPEEDROUTE LLC|3400
CBPX|CONTINENTAL BLDGS PD|SWIM|TD Ameritrade, Inc.|2374
CBPX|CONTINENTAL BLDGS PD|TRBT|Tradebot Systems, Inc.|715
CBPX|CONTINENTAL BLDGS PD|TRCM|TRC MARKETS LLC|6542
CBPX|CONTINENTAL BLDGS PD|UBSA|UBS SECURITIES LLC|197094
CBPX|CONTINENTAL BLDGS PD|UBSS|UBS Securities LLC|119705
CBPX|CONTINENTAL BLDGS PD|VALX|VIRTU AMERICAS LLC|8597
CBPX|CONTINENTAL BLDGS PD|VGRD|Vanguard Marketing Corporation|1365
CBPX|CONTINENTAL BLDGS PD|WBPX|SUMMIT SECURITIES GROUP, LLC|324
CBPX|CONTINENTAL BLDGS PD|WCHV|WELLS FARGO SECURITIES, LLC|51189
CBPX|CONTINENTAL BLDGS PD|WEED|Weeden & Co.L.P.|1100
CBPX|CONTINENTAL BLDGS PD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|405
CBPX|CONTINENTAL BLDGS PD|WSAG|WALL STREET ACCESS|4265
CBPX|CONTINENTAL BLDGS PD|WSEA|WOLVERINE SECURITIES, LLC|1
CBPX|CONTINENTAL BLDGS PD|XIST|INSTINET, LLC|12800
CBPX|CONTINENTAL BLDGS PD|XSTM|NATIONAL FINANCIAL SERVICES LLC|25330
CBPX|CONTINENTAL BLDGS PD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1112
CBRE|CBRE GROUP, INC. A|ABLE|NATIXIS Securities Americas LLC|71994
CBRE|CBRE GROUP, INC. A|ADAM|CANACCORD GENUITY INC.|800
CBRE|CBRE GROUP, INC. A|ALTX|Alternet Securities Inc.|5510
CBRE|CBRE GROUP, INC. A|ANOS|ABEL/NOSER, L.L.C.|600
CBRE|CBRE GROUP, INC. A|APCC|Apex Clearing Corporation|5712
CBRE|CBRE GROUP, INC. A|AQUA|AQUA SECURITIES L.P.|2600
CBRE|CBRE GROUP, INC. A|BARD|Robert W. Baird & Co. Incorporated|42489
CBRE|CBRE GROUP, INC. A|BATM|CBOE TRADING, INC.|15339
CBRE|CBRE GROUP, INC. A|BAYC|BAY CREST PARTNERS, LLC|3079
CBRE|CBRE GROUP, INC. A|BAYT|BTIG, LLC|1500
CBRE|CBRE GROUP, INC. A|BBNT|BB&T SECURITIES, LLC|12622
CBRE|CBRE GROUP, INC. A|BERN|Sanford C. Bernstein & Co., LLC|438015
CBRE|CBRE GROUP, INC. A|BGCE|BGC Financial Inc.|9995
CBRE|CBRE GROUP, INC. A|BIDS|BIDS TRADING L.P.|99200
CBRE|CBRE GROUP, INC. A|BIMI|Banca IMI Securities Corp.|188
CBRE|CBRE GROUP, INC. A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14910
CBRE|CBRE GROUP, INC. A|BLKX|INSTINET, LLC|70000
CBRE|CBRE GROUP, INC. A|BNPX|BNP PARIBAS SECURITIES CORP.|307196
CBRE|CBRE GROUP, INC. A|BTIG|BTIG, LLC|32351
CBRE|CBRE GROUP, INC. A|BYXM|CBOE TRADING, INC.|699
CBRE|CBRE GROUP, INC. A|BZYD|GOLDMAN SACHS & CO. LLC|224
CBRE|CBRE GROUP, INC. A|CANT|Cantor Fitzgerald & Co.|1167
CBRE|CBRE GROUP, INC. A|CHAS|Charles Schwab & Co., Inc.|3810
CBRE|CBRE GROUP, INC. A|CIBP|CIBC World Markets Corp.|16717
CBRE|CBRE GROUP, INC. A|CIST|Capital Institutional Services, Inc.|13608
CBRE|CBRE GROUP, INC. A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|229764
CBRE|CBRE GROUP, INC. A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|665069
CBRE|CBRE GROUP, INC. A|CTDL|Citadel Derivatives Group Llc|31509
CBRE|CBRE GROUP, INC. A|CTLR|CUTLER GROUP, LP|1200
CBRE|CBRE GROUP, INC. A|CXCX|CITIGROUP GLOBAL MARKETS INC.|71688
CBRE|CBRE GROUP, INC. A|DADA|D.A. Davidson & Co.|49
CBRE|CBRE GROUP, INC. A|DAVA|Davenport & Company LLC|161
CBRE|CBRE GROUP, INC. A|DBAB|Deutsche Bank Securities Inc.|384463
CBRE|CBRE GROUP, INC. A|DBAX|Deutsche Bank Securities Inc.|434600
CBRE|CBRE GROUP, INC. A|DBUL|Deutsche Bank Securities Inc.|14668
CBRE|CBRE GROUP, INC. A|DCHF|Dart Executions, LLC|18588
CBRE|CBRE GROUP, INC. A|DEAN|MORGAN STANLEY|18215
CBRE|CBRE GROUP, INC. A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|541
CBRE|CBRE GROUP, INC. A|DRWK|DRW SECURITIES, L.L.C.|5398
CBRE|CBRE GROUP, INC. A|EBXL|EBX LLC|180100
CBRE|CBRE GROUP, INC. A|ECUT|CONVERGEX EXECUTION SOLUTIONS|34645
CBRE|CBRE GROUP, INC. A|EDJO|Edward D. Jones & Co., L.P.|4096
CBRE|CBRE GROUP, INC. A|EGAM|CBOE TRADING, INC.|9201
CBRE|CBRE GROUP, INC. A|EGAW|CBOE TRADING, INC.|186
CBRE|CBRE GROUP, INC. A|EGMT|EG MARKET TECHNOLOGIES LLC|1100
CBRE|CBRE GROUP, INC. A|EGXM|CBOE TRADING, INC.|1825
CBRE|CBRE GROUP, INC. A|ELEV|ELEVATION, LLC|14920
CBRE|CBRE GROUP, INC. A|ETBE|Electronic Transaction Clearing, Inc.|200
CBRE|CBRE GROUP, INC. A|ETCB|ETC BROKERAGE SERVICES, LLC|30
CBRE|CBRE GROUP, INC. A|ETCC|Electronic Transaction Clearing, Inc.|978
CBRE|CBRE GROUP, INC. A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7795
CBRE|CBRE GROUP, INC. A|ETRS|E*Trade Securities LLC|19201
CBRE|CBRE GROUP, INC. A|FILL|Tradestation Securities, Inc.|1747
CBRE|CBRE GROUP, INC. A|FMAF|NBCN Inc./ CDS|10801
CBRE|CBRE GROUP, INC. A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|41232
CBRE|CBRE GROUP, INC. A|FQLS|Quantlab Securities LP|509344
CBRE|CBRE GROUP, INC. A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107340
CBRE|CBRE GROUP, INC. A|FTBR|Foliofn Investments, Inc.|8631
CBRE|CBRE GROUP, INC. A|GEBB|GLOBAL EXECUTION BROKERS, LP|2586
CBRE|CBRE GROUP, INC. A|GLIS|TD Securities Inc|450
CBRE|CBRE GROUP, INC. A|GLPX|ACS EXECUTION SERVICES, LLC|18799
CBRE|CBRE GROUP, INC. A|GSCO|GOLDMAN SACHS & CO. LLC|2455415
CBRE|CBRE GROUP, INC. A|GSCS|GOLDMAN SACHS & CO. LLC|9940
CBRE|CBRE GROUP, INC. A|GSLT|GOLDMAN SACHS & CO. LLC|8050
CBRE|CBRE GROUP, INC. A|GTSZ|GTS SECURITIES LLC|182698
CBRE|CBRE GROUP, INC. A|HRBF|American Enterprise Investment Services Inc.|5086
CBRE|CBRE GROUP, INC. A|HSBC|HSBC Securities, Inc.|2685
CBRE|CBRE GROUP, INC. A|IATS|INTERACTIVE BROKERS LLC|2339
CBRE|CBRE GROUP, INC. A|IBKR|Interactive Brokers Llc|15992
CBRE|CBRE GROUP, INC. A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2250
CBRE|CBRE GROUP, INC. A|ICBX|INSTINET, LLC|13585
CBRE|CBRE GROUP, INC. A|IEQY|CITADEL SECURITIES LLC|249247
CBRE|CBRE GROUP, INC. A|INCA|INSTINET, LLC|531872
CBRE|CBRE GROUP, INC. A|INJX|INSTINET, LLC|27471
CBRE|CBRE GROUP, INC. A|ITGI|ITG Inc.|81363
CBRE|CBRE GROUP, INC. A|ITGP|ITG INC.|217600
CBRE|CBRE GROUP, INC. A|JANY|Janney Montgomery Scott Inc.|1661
CBRE|CBRE GROUP, INC. A|JEFF|JEFFERIES LLC|107348
CBRE|CBRE GROUP, INC. A|JMPT|JUMP TRADING, LLC|139937
CBRE|CBRE GROUP, INC. A|JPBX|J.P. MORGAN SECURITIES LLC|273315
CBRE|CBRE GROUP, INC. A|JPMX|J.P. Morgan Securities LLC|689429
CBRE|CBRE GROUP, INC. A|JSJX|JANE STREET CAPITAL LLC|11379
CBRE|CBRE GROUP, INC. A|KCGM|VIRTU Americas LLC|67832
CBRE|CBRE GROUP, INC. A|LEHM|Barclays Capital Inc./Le|1189954
CBRE|CBRE GROUP, INC. A|LIME|Lime Brokerage LLC|30046
CBRE|CBRE GROUP, INC. A|LQNA|LIQUIDNET, INC.|300200
CBRE|CBRE GROUP, INC. A|LQNB|LIQUIDNET, INC.|4800
CBRE|CBRE GROUP, INC. A|LSCI|Lek Securities Corporation|219
CBRE|CBRE GROUP, INC. A|MACC|Mid Atlantic Capital Corporation|2480
CBRE|CBRE GROUP, INC. A|MACQ|Macquarie Capital (USA) Inc.|6454
CBRE|CBRE GROUP, INC. A|MAXM|Maxim Group LLC|30940
CBRE|CBRE GROUP, INC. A|MCMF|Raymond James Ltd. Cds|117
CBRE|CBRE GROUP, INC. A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|185278
CBRE|CBRE GROUP, INC. A|MOTF|MOTIF INVESTING, INC.|5
CBRE|CBRE GROUP, INC. A|MSCO|MORGAN STANLEY & CO. LLC|2594967
CBRE|CBRE GROUP, INC. A|MSPL|MORGAN STANLEY & CO. LLC|451000
CBRE|CBRE GROUP, INC. A|MSTX|MORGAN STANLEY & CO. LLC|338400
CBRE|CBRE GROUP, INC. A|NEED|Needham & Company, LLC|772
CBRE|CBRE GROUP, INC. A|NFSC|National Financial Services LLC|174957
CBRE|CBRE GROUP, INC. A|NITE|VIRTU Americas LLC|371188
CBRE|CBRE GROUP, INC. A|NITP|VIRTU Americas LLC|3510
CBRE|CBRE GROUP, INC. A|NQRB|Brut, LLC|8569
CBRE|CBRE GROUP, INC. A|NTBF|BMO Nesbitt Burns Inc./CDS|1323
CBRE|CBRE GROUP, INC. A|NTRC|Northern Trust Securities, Inc.|9851
CBRE|CBRE GROUP, INC. A|OHOS|TWO SIGMA SECURITIES, LLC|116383
CBRE|CBRE GROUP, INC. A|OPCO|Oppenheimer & Co. Inc.|2501
CBRE|CBRE GROUP, INC. A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
CBRE|CBRE GROUP, INC. A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7522
CBRE|CBRE GROUP, INC. A|PDQM|CODA MARKETS, INC.|18865
CBRE|CBRE GROUP, INC. A|PHLY|NASDAQ Execution Services, LLC|800
CBRE|CBRE GROUP, INC. A|PIPR|Piper Jaffray & Co.|2435
CBRE|CBRE GROUP, INC. A|PREC|PRECISION SECURITIES, LLC|70800
CBRE|CBRE GROUP, INC. A|PWJC|UBS Financial Services, Inc.|471
CBRE|CBRE GROUP, INC. A|QMSR|QUATTRO M SECURITIES INC.|2523
CBRE|CBRE GROUP, INC. A|RBCM|RBC CAPITAL MARKETS, LLC|10637
CBRE|CBRE GROUP, INC. A|RHCO|Suntrust Robinson Humphrey, Inc.|5584
CBRE|CBRE GROUP, INC. A|SAGL|SAGETRADER, LLC|10998
CBRE|CBRE GROUP, INC. A|SBSH|Citigroup Global Markets Inc.|188252
CBRE|CBRE GROUP, INC. A|SEIC|SEI Investments Distribution Co.|1320
CBRE|CBRE GROUP, INC. A|SGMT|GOLDMAN SACHS & CO. LLC|218615
CBRE|CBRE GROUP, INC. A|SJLS|TRADE INFORMATICS LLC|100
CBRE|CBRE GROUP, INC. A|SPDR|SPEEDROUTE LLC|3800
CBRE|CBRE GROUP, INC. A|SPHN|Stephens Inc.|15
CBRE|CBRE GROUP, INC. A|STFL|Stifel, Nicolaus & Company, Incorporated|7466
CBRE|CBRE GROUP, INC. A|STKP|STOCKPILE INVESTMENTS, INC.|6
CBRE|CBRE GROUP, INC. A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4524
CBRE|CBRE GROUP, INC. A|SWIM|TD Ameritrade, Inc.|15088
CBRE|CBRE GROUP, INC. A|SWST|Hilltop Securities Inc.|8991
CBRE|CBRE GROUP, INC. A|TAGC|TELSEY ADVISORY GROUP LLC|900
CBRE|CBRE GROUP, INC. A|TKNG|ALLY INVEST SECURITIES LLC|999
CBRE|CBRE GROUP, INC. A|TRBT|Tradebot Systems, Inc.|305445
CBRE|CBRE GROUP, INC. A|TRCM|TRC MARKETS LLC|349765
CBRE|CBRE GROUP, INC. A|UBSA|UBS SECURITIES LLC|767624
CBRE|CBRE GROUP, INC. A|UBSS|UBS Securities LLC|1284426
CBRE|CBRE GROUP, INC. A|VALX|VIRTU AMERICAS LLC|4418
CBRE|CBRE GROUP, INC. A|VGRD|Vanguard Marketing Corporation|4151
CBRE|CBRE GROUP, INC. A|WBET|Wallachbeth Capital LLC|1150
CBRE|CBRE GROUP, INC. A|WBPX|SUMMIT SECURITIES GROUP, LLC|6097
CBRE|CBRE GROUP, INC. A|WCHV|WELLS FARGO SECURITIES, LLC|126667
CBRE|CBRE GROUP, INC. A|WDNX|WEEDEN & CO.L.P.|686
CBRE|CBRE GROUP, INC. A|WEDB|WEDBUSH SECURITIES INC.|11062
CBRE|CBRE GROUP, INC. A|WEED|Weeden & Co.L.P.|4370
CBRE|CBRE GROUP, INC. A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38270
CBRE|CBRE GROUP, INC. A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20961
CBRE|CBRE GROUP, INC. A|WGIF|CIBC World Markets Inc.|4347
CBRE|CBRE GROUP, INC. A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|544
CBRE|CBRE GROUP, INC. A|WSAG|WALL STREET ACCESS|142
CBRE|CBRE GROUP, INC. A|WSEA|WOLVERINE SECURITIES, LLC|4439
CBRE|CBRE GROUP, INC. A|XIST|INSTINET, LLC|18670
CBRE|CBRE GROUP, INC. A|XPQR|Jump Trading|1191
CBRE|CBRE GROUP, INC. A|XSTM|NATIONAL FINANCIAL SERVICES LLC|92316
CBRE|CBRE GROUP, INC. A|YKNA|COMHAR CAPITAL MARKETS, LLC|1213
CBRE|CBRE GROUP, INC. A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11909
CBRL|CRACKER BARREL|ADAM|CANACCORD GENUITY INC.|100
CBRL|CRACKER BARREL|ALTX|Alternet Securities Inc.|100
CBRL|CRACKER BARREL|APCC|Apex Clearing Corporation|137
CBRL|CRACKER BARREL|BANK|Primevest Financial Services, Inc.|19
CBRL|CRACKER BARREL|BARD|Robert W. Baird & Co. Incorporated|7018
CBRL|CRACKER BARREL|BATM|CBOE TRADING, INC.|3631
CBRL|CRACKER BARREL|BBNT|BB&T SECURITIES, LLC|355
CBRL|CRACKER BARREL|BERN|Sanford C. Bernstein & Co., LLC|6224
CBRL|CRACKER BARREL|BIDS|BIDS TRADING L.P.|100
CBRL|CRACKER BARREL|BIMI|Banca IMI Securities Corp.|12
CBRL|CRACKER BARREL|BKCM|BNY Mellon Capital Markets LLC|4521
CBRL|CRACKER BARREL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3072
CBRL|CRACKER BARREL|BLKX|INSTINET, LLC|20000
CBRL|CRACKER BARREL|BMOC|BMO Capital Markets Corp.|3482
CBRL|CRACKER BARREL|BNPX|BNP PARIBAS SECURITIES CORP.|11537
CBRL|CRACKER BARREL|BRVL|BLAYLOCK VAN, LLC|200
CBRL|CRACKER BARREL|BTIG|BTIG, LLC|6795
CBRL|CRACKER BARREL|BYXM|CBOE TRADING, INC.|1840
CBRL|CRACKER BARREL|CHAS|Charles Schwab & Co., Inc.|1056
CBRL|CRACKER BARREL|CIST|Capital Institutional Services, Inc.|3880
CBRL|CRACKER BARREL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13653
CBRL|CRACKER BARREL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
CBRL|CRACKER BARREL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121118
CBRL|CRACKER BARREL|CTDL|Citadel Derivatives Group Llc|14649
CBRL|CRACKER BARREL|CXCX|CITIGROUP GLOBAL MARKETS INC.|14420
CBRL|CRACKER BARREL|DADA|D.A. Davidson & Co.|252
CBRL|CRACKER BARREL|DAVA|Davenport & Company LLC|1123
CBRL|CRACKER BARREL|DBAB|Deutsche Bank Securities Inc.|228585
CBRL|CRACKER BARREL|DBAX|Deutsche Bank Securities Inc.|125500
CBRL|CRACKER BARREL|DBUL|Deutsche Bank Securities Inc.|2785
CBRL|CRACKER BARREL|DEAN|MORGAN STANLEY|4359
CBRL|CRACKER BARREL|DEGS|RONIN PROFESSIONAL LLC|127
CBRL|CRACKER BARREL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5083
CBRL|CRACKER BARREL|EBXL|EBX LLC|44700
CBRL|CRACKER BARREL|ECUT|CONVERGEX EXECUTION SOLUTIONS|712
CBRL|CRACKER BARREL|EDJO|Edward D. Jones & Co., L.P.|1880
CBRL|CRACKER BARREL|EGAM|CBOE TRADING, INC.|1995
CBRL|CRACKER BARREL|EGAW|CBOE TRADING, INC.|99
CBRL|CRACKER BARREL|EGMT|EG MARKET TECHNOLOGIES LLC|929
CBRL|CRACKER BARREL|EGXM|CBOE TRADING, INC.|514
CBRL|CRACKER BARREL|ESPO|ESPOSITO SECURITIES, LLC|69
CBRL|CRACKER BARREL|ETBE|Electronic Transaction Clearing, Inc.|17405
CBRL|CRACKER BARREL|ETCB|ETC BROKERAGE SERVICES, LLC|70
CBRL|CRACKER BARREL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9679
CBRL|CRACKER BARREL|ETRS|E*Trade Securities LLC|33440
CBRL|CRACKER BARREL|FBCO|Credit Suisse Securities (USA) LLC|254209
CBRL|CRACKER BARREL|FBSB|U.S. Bancorp Investments, Inc.|1
CBRL|CRACKER BARREL|FILL|Tradestation Securities, Inc.|361
CBRL|CRACKER BARREL|FMAF|NBCN Inc./ CDS|159
CBRL|CRACKER BARREL|FOMA|TD AMERITRADE CLEARING, INC.|78908
CBRL|CRACKER BARREL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5090
CBRL|CRACKER BARREL|FQLS|Quantlab Securities LP|101882
CBRL|CRACKER BARREL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60358
CBRL|CRACKER BARREL|FTBR|Foliofn Investments, Inc.|2511
CBRL|CRACKER BARREL|GEBB|GLOBAL EXECUTION BROKERS, LP|6749
CBRL|CRACKER BARREL|GLPX|ACS EXECUTION SERVICES, LLC|14756
CBRL|CRACKER BARREL|GSCO|GOLDMAN SACHS & CO. LLC|341904
CBRL|CRACKER BARREL|GSCS|GOLDMAN SACHS & CO. LLC|25275
CBRL|CRACKER BARREL|GSLT|GOLDMAN SACHS & CO. LLC|572
CBRL|CRACKER BARREL|GTSZ|GTS SECURITIES LLC|55246
CBRL|CRACKER BARREL|HRBF|American Enterprise Investment Services Inc.|45454
CBRL|CRACKER BARREL|HSBC|HSBC Securities, Inc.|100
CBRL|CRACKER BARREL|IATS|INTERACTIVE BROKERS LLC|1252
CBRL|CRACKER BARREL|IBKR|Interactive Brokers Llc|20844
CBRL|CRACKER BARREL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
CBRL|CRACKER BARREL|ICBX|INSTINET, LLC|14500
CBRL|CRACKER BARREL|IEQY|CITADEL SECURITIES LLC|37643
CBRL|CRACKER BARREL|INCA|INSTINET, LLC|87421
CBRL|CRACKER BARREL|INJX|INSTINET, LLC|8342
CBRL|CRACKER BARREL|ITGI|ITG Inc.|2844
CBRL|CRACKER BARREL|ITGP|ITG INC.|25800
CBRL|CRACKER BARREL|JANY|Janney Montgomery Scott Inc.|621
CBRL|CRACKER BARREL|JEFF|JEFFERIES LLC|41219
CBRL|CRACKER BARREL|JMPT|JUMP TRADING, LLC|15476
CBRL|CRACKER BARREL|JONE|JonesTrading|49412
CBRL|CRACKER BARREL|JPBX|J.P. MORGAN SECURITIES LLC|32628
CBRL|CRACKER BARREL|JPMX|J.P. Morgan Securities LLC|255801
CBRL|CRACKER BARREL|JSJX|JANE STREET CAPITAL LLC|2638
CBRL|CRACKER BARREL|KCGM|VIRTU Americas LLC|18791
CBRL|CRACKER BARREL|LEHM|Barclays Capital Inc./Le|311148
CBRL|CRACKER BARREL|LIME|Lime Brokerage LLC|91237
CBRL|CRACKER BARREL|LMGP|LIME BROKERAGE LLC|60
CBRL|CRACKER BARREL|LQNA|LIQUIDNET, INC.|12200
CBRL|CRACKER BARREL|MACC|Mid Atlantic Capital Corporation|395
CBRL|CRACKER BARREL|MAXM|Maxim Group LLC|2067
CBRL|CRACKER BARREL|MCMF|Raymond James Ltd. Cds|414
CBRL|CRACKER BARREL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38600
CBRL|CRACKER BARREL|MOTF|MOTIF INVESTING, INC.|4
CBRL|CRACKER BARREL|MSCO|MORGAN STANLEY & CO. LLC|708683
CBRL|CRACKER BARREL|MSPL|MORGAN STANLEY & CO. LLC|117200
CBRL|CRACKER BARREL|MSTX|MORGAN STANLEY & CO. LLC|31100
CBRL|CRACKER BARREL|MWCC|Monness Crespi Hardt & Co., Inc.|2624
CBRL|CRACKER BARREL|NEUB|NEUBERGER BERMAN BD LLC|200
CBRL|CRACKER BARREL|NFSC|National Financial Services LLC|141226
CBRL|CRACKER BARREL|NITE|VIRTU Americas LLC|180126
CBRL|CRACKER BARREL|NITP|VIRTU Americas LLC|1992
CBRL|CRACKER BARREL|NQRB|Brut, LLC|1278
CBRL|CRACKER BARREL|OHOS|TWO SIGMA SECURITIES, LLC|1305
CBRL|CRACKER BARREL|OPCO|Oppenheimer & Co. Inc.|2739
CBRL|CRACKER BARREL|PDQM|CODA MARKETS, INC.|58304
CBRL|CRACKER BARREL|PHLY|NASDAQ Execution Services, LLC|4400
CBRL|CRACKER BARREL|PIPR|Piper Jaffray & Co.|1000
CBRL|CRACKER BARREL|PWJC|UBS Financial Services, Inc.|1069
CBRL|CRACKER BARREL|RAJA|Raymond James & Associates, Inc.|5030
CBRL|CRACKER BARREL|RBCM|RBC CAPITAL MARKETS, LLC|3282
CBRL|CRACKER BARREL|SAGL|SAGETRADER, LLC|1625
CBRL|CRACKER BARREL|SALI|INTL FCSTONE FINANCIAL INC.|352
CBRL|CRACKER BARREL|SBSH|Citigroup Global Markets Inc.|108846
CBRL|CRACKER BARREL|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|50
CBRL|CRACKER BARREL|SGMT|GOLDMAN SACHS & CO. LLC|54679
CBRL|CRACKER BARREL|SPDR|SPEEDROUTE LLC|14346
CBRL|CRACKER BARREL|SPHN|Stephens Inc.|17
CBRL|CRACKER BARREL|STFL|Stifel, Nicolaus & Company, Incorporated|9608
CBRL|CRACKER BARREL|STKP|STOCKPILE INVESTMENTS, INC.|58
CBRL|CRACKER BARREL|SWIM|TD Ameritrade, Inc.|4290
CBRL|CRACKER BARREL|SWST|Hilltop Securities Inc.|2951
CBRL|CRACKER BARREL|TKNG|ALLY INVEST SECURITIES LLC|502
CBRL|CRACKER BARREL|TONC|CUTTONE & CO., LLC|800
CBRL|CRACKER BARREL|TOUR|TOURMALINE PARTNERS, LLC|500
CBRL|CRACKER BARREL|TRBT|Tradebot Systems, Inc.|10450
CBRL|CRACKER BARREL|TRCM|TRC MARKETS LLC|9422
CBRL|CRACKER BARREL|UBSA|UBS SECURITIES LLC|118153
CBRL|CRACKER BARREL|UBSS|UBS Securities LLC|346871
CBRL|CRACKER BARREL|VALX|VIRTU AMERICAS LLC|8453
CBRL|CRACKER BARREL|VGRD|Vanguard Marketing Corporation|9218
CBRL|CRACKER BARREL|WABR|Wall Street Access|19
CBRL|CRACKER BARREL|WBET|Wallachbeth Capital LLC|629
CBRL|CRACKER BARREL|WBPX|SUMMIT SECURITIES GROUP, LLC|700
CBRL|CRACKER BARREL|WCHV|WELLS FARGO SECURITIES, LLC|33966
CBRL|CRACKER BARREL|WDNX|WEEDEN & CO.L.P.|3870
CBRL|CRACKER BARREL|WEDB|WEDBUSH SECURITIES INC.|96
CBRL|CRACKER BARREL|WEED|Weeden & Co.L.P.|716
CBRL|CRACKER BARREL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3929
CBRL|CRACKER BARREL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21482
CBRL|CRACKER BARREL|WGIF|CIBC World Markets Inc.|591
CBRL|CRACKER BARREL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|120
CBRL|CRACKER BARREL|WSEA|WOLVERINE SECURITIES, LLC|2116
CBRL|CRACKER BARREL|XIST|INSTINET, LLC|8642
CBRL|CRACKER BARREL|XSTM|NATIONAL FINANCIAL SERVICES LLC|25454
CBRL|CRACKER BARREL|YKNA|COMHAR CAPITAL MARKETS, LLC|4353
CBRL|CRACKER BARREL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3170
CBS|CBS CORP CL B|ABLE|NATIXIS Securities Americas LLC|8076
CBS|CBS CORP CL B|ADAM|CANACCORD GENUITY INC.|25322
CBS|CBS CORP CL B|AGIS|Aegis Capital Corp.|1200
CBS|CBS CORP CL B|ALTX|Alternet Securities Inc.|36522
CBS|CBS CORP CL B|ANOS|ABEL/NOSER, L.L.C.|26778
CBS|CBS CORP CL B|APCC|Apex Clearing Corporation|4726
CBS|CBS CORP CL B|ATRE|ATREYU GROUP LLC|100
CBS|CBS CORP CL B|BANK|Primevest Financial Services, Inc.|502
CBS|CBS CORP CL B|BARD|Robert W. Baird & Co. Incorporated|15298
CBS|CBS CORP CL B|BATM|CBOE TRADING, INC.|35811
CBS|CBS CORP CL B|BAYT|BTIG, LLC|30986
CBS|CBS CORP CL B|BBNT|BB&T SECURITIES, LLC|13297
CBS|CBS CORP CL B|BERN|Sanford C. Bernstein & Co., LLC|992931
CBS|CBS CORP CL B|BIDS|BIDS TRADING L.P.|1900
CBS|CBS CORP CL B|BKCM|BNY Mellon Capital Markets LLC|200
CBS|CBS CORP CL B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35035
CBS|CBS CORP CL B|BLKX|INSTINET, LLC|235030
CBS|CBS CORP CL B|BMOC|BMO Capital Markets Corp.|5
CBS|CBS CORP CL B|BNPX|BNP PARIBAS SECURITIES CORP.|126799
CBS|CBS CORP CL B|BTIG|BTIG, LLC|16972
CBS|CBS CORP CL B|BYXM|CBOE TRADING, INC.|12565
CBS|CBS CORP CL B|BZYD|GOLDMAN SACHS & CO. LLC|1800
CBS|CBS CORP CL B|CABR|Cabrera Capital Markets, Inc.|150
CBS|CBS CORP CL B|CANT|Cantor Fitzgerald & Co.|24406
CBS|CBS CORP CL B|CBLC|CITIGROUP GLOBAL MARKETS INC.|76590
CBS|CBS CORP CL B|CHAS|Charles Schwab & Co., Inc.|29190
CBS|CBS CORP CL B|CHBC|PENSERRA SECURITIES, LLC|46000
CBS|CBS CORP CL B|CHLM|Craig-Hallum Capital Group LLC|400
CBS|CBS CORP CL B|CIBP|CIBC World Markets Corp.|19045
CBS|CBS CORP CL B|CICF|Canaccord Genuity Corp.|1100
CBS|CBS CORP CL B|CIOI|CITIGROUP GLOBAL MARKETS INC|300000
CBS|CBS CORP CL B|CIST|Capital Institutional Services, Inc.|3305
CBS|CBS CORP CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|478142
CBS|CBS CORP CL B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|115629
CBS|CBS CORP CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|57031
CBS|CBS CORP CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1397441
CBS|CBS CORP CL B|CTDL|Citadel Derivatives Group Llc|13014
CBS|CBS CORP CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|164490
CBS|CBS CORP CL B|DADA|D.A. Davidson & Co.|406
CBS|CBS CORP CL B|DAVA|Davenport & Company LLC|116
CBS|CBS CORP CL B|DBAB|Deutsche Bank Securities Inc.|853285
CBS|CBS CORP CL B|DBAX|Deutsche Bank Securities Inc.|896200
CBS|CBS CORP CL B|DBUL|Deutsche Bank Securities Inc.|7596
CBS|CBS CORP CL B|DCHF|Dart Executions, LLC|23441
CBS|CBS CORP CL B|DEAN|MORGAN STANLEY|62550
CBS|CBS CORP CL B|DEGS|RONIN PROFESSIONAL LLC|1100
CBS|CBS CORP CL B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18700
CBS|CBS CORP CL B|DRWC|DRW SECURITIES, L.L.C.|4724
CBS|CBS CORP CL B|EBXL|EBX LLC|925200
CBS|CBS CORP CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|15732
CBS|CBS CORP CL B|EDJC|Edward Jones / CDS|103
CBS|CBS CORP CL B|EDJO|Edward D. Jones & Co., L.P.|49022
CBS|CBS CORP CL B|EGAM|CBOE TRADING, INC.|99830
CBS|CBS CORP CL B|EGAW|CBOE TRADING, INC.|630
CBS|CBS CORP CL B|EGMT|EG MARKET TECHNOLOGIES LLC|1600
CBS|CBS CORP CL B|EGXM|CBOE TRADING, INC.|28670
CBS|CBS CORP CL B|EGXW|CBOE TRADING, INC.|100
CBS|CBS CORP CL B|ETBE|Electronic Transaction Clearing, Inc.|50037
CBS|CBS CORP CL B|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
CBS|CBS CORP CL B|ETCB|ETC BROKERAGE SERVICES, LLC|12
CBS|CBS CORP CL B|ETCC|Electronic Transaction Clearing, Inc.|1232
CBS|CBS CORP CL B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36283
CBS|CBS CORP CL B|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|102
CBS|CBS CORP CL B|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1227
CBS|CBS CORP CL B|ETRS|E*Trade Securities LLC|214132
CBS|CBS CORP CL B|FBSB|U.S. Bancorp Investments, Inc.|80
CBS|CBS CORP CL B|FILL|Tradestation Securities, Inc.|35606
CBS|CBS CORP CL B|FMAF|NBCN Inc./ CDS|20620
CBS|CBS CORP CL B|FMCO|First Manhattan Co|17
CBS|CBS CORP CL B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|131069
CBS|CBS CORP CL B|FQLS|Quantlab Securities LP|900697
CBS|CBS CORP CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|163351
CBS|CBS CORP CL B|FTBR|Foliofn Investments, Inc.|970
CBS|CBS CORP CL B|GEBB|GLOBAL EXECUTION BROKERS, LP|137010
CBS|CBS CORP CL B|GLIS|TD Securities Inc|8650
CBS|CBS CORP CL B|GLPX|ACS EXECUTION SERVICES, LLC|203840
CBS|CBS CORP CL B|GSCO|GOLDMAN SACHS & CO. LLC|1974650
CBS|CBS CORP CL B|GSCS|GOLDMAN SACHS & CO. LLC|55313
CBS|CBS CORP CL B|GSLT|GOLDMAN SACHS & CO. LLC|58393
CBS|CBS CORP CL B|GTSZ|GTS SECURITIES LLC|326560
CBS|CBS CORP CL B|HAPX|HAP Trading, LLC|7125
CBS|CBS CORP CL B|HRBF|American Enterprise Investment Services Inc.|7328
CBS|CBS CORP CL B|HSBC|HSBC Securities, Inc.|11598
CBS|CBS CORP CL B|IATS|INTERACTIVE BROKERS LLC|37669
CBS|CBS CORP CL B|IBKR|Interactive Brokers Llc|95641
CBS|CBS CORP CL B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|459
CBS|CBS CORP CL B|ICBX|INSTINET, LLC|191180
CBS|CBS CORP CL B|IEQY|CITADEL SECURITIES LLC|257531
CBS|CBS CORP CL B|IMPC|Imperial Capital, LLC|1862
CBS|CBS CORP CL B|INCA|INSTINET, LLC|1013374
CBS|CBS CORP CL B|INJX|INSTINET, LLC|37312
CBS|CBS CORP CL B|INTL|INTL FCSTONE FINANCIAL INC.|3
CBS|CBS CORP CL B|ITGI|ITG Inc.|136040
CBS|CBS CORP CL B|ITGP|ITG INC.|518400
CBS|CBS CORP CL B|JANY|Janney Montgomery Scott Inc.|10285
CBS|CBS CORP CL B|JEFF|JEFFERIES LLC|605924
CBS|CBS CORP CL B|JMPT|JUMP TRADING, LLC|231449
CBS|CBS CORP CL B|JONE|JonesTrading|3780
CBS|CBS CORP CL B|JPBX|J.P. MORGAN SECURITIES LLC|380305
CBS|CBS CORP CL B|JPMX|J.P. Morgan Securities LLC|1824223
CBS|CBS CORP CL B|JSJX|JANE STREET CAPITAL LLC|194624
CBS|CBS CORP CL B|JUTA|JUMP TRADING, LLC|100
CBS|CBS CORP CL B|KCGM|VIRTU Americas LLC|175029
CBS|CBS CORP CL B|LEHM|Barclays Capital Inc./Le|2253898
CBS|CBS CORP CL B|LGNT|COR CLEARING LLC|11
CBS|CBS CORP CL B|LIME|Lime Brokerage LLC|62985
CBS|CBS CORP CL B|LMNX|LUMINEX TRADING & ANALYTICS LLC|1047500
CBS|CBS CORP CL B|LOOP|Loop Capital Markets LLC|1716
CBS|CBS CORP CL B|LQNA|LIQUIDNET, INC.|36200
CBS|CBS CORP CL B|LSCI|Lek Securities Corporation|3648
CBS|CBS CORP CL B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1310
CBS|CBS CORP CL B|MACC|Mid Atlantic Capital Corporation|272
CBS|CBS CORP CL B|MACQ|Macquarie Capital (USA) Inc.|1200
CBS|CBS CORP CL B|MAXM|Maxim Group LLC|390251
CBS|CBS CORP CL B|MBTS|ALLY INVEST SECURITIES LLC|5000
CBS|CBS CORP CL B|MCMF|Raymond James Ltd. Cds|400
CBS|CBS CORP CL B|MILE|I-Bankers Securities, Inc.|495
CBS|CBS CORP CL B|MKMP|MKM Partners LLC|1700
CBS|CBS CORP CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|624978
CBS|CBS CORP CL B|MOTF|MOTIF INVESTING, INC.|23
CBS|CBS CORP CL B|MPSG|E D & F Man Capital Markets Inc.|774
CBS|CBS CORP CL B|MSCO|MORGAN STANLEY & CO. LLC|4331159
CBS|CBS CORP CL B|MSPL|MORGAN STANLEY & CO. LLC|733400
CBS|CBS CORP CL B|MSTX|MORGAN STANLEY & CO. LLC|551600
CBS|CBS CORP CL B|NEED|Needham & Company, LLC|4923
CBS|CBS CORP CL B|NEUB|NEUBERGER BERMAN BD LLC|57
CBS|CBS CORP CL B|NFSC|National Financial Services LLC|718428
CBS|CBS CORP CL B|NITE|VIRTU Americas LLC|1731225
CBS|CBS CORP CL B|NITP|VIRTU Americas LLC|3996
CBS|CBS CORP CL B|NMRA|Nomura Securities International, Inc.|2400
CBS|CBS CORP CL B|NQRB|Brut, LLC|101657
CBS|CBS CORP CL B|NTBF|BMO Nesbitt Burns Inc./CDS|6911
CBS|CBS CORP CL B|NTRC|Northern Trust Securities, Inc.|918
CBS|CBS CORP CL B|OHOS|TWO SIGMA SECURITIES, LLC|45580
CBS|CBS CORP CL B|OPCO|Oppenheimer & Co. Inc.|24468
CBS|CBS CORP CL B|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|963
CBS|CBS CORP CL B|PDQM|CODA MARKETS, INC.|580478
CBS|CBS CORP CL B|PHLY|NASDAQ Execution Services, LLC|10000
CBS|CBS CORP CL B|PNSR|Penserra Securities, LLC|1700
CBS|CBS CORP CL B|PWJC|UBS Financial Services, Inc.|10194
CBS|CBS CORP CL B|QMSR|QUATTRO M SECURITIES INC.|26191
CBS|CBS CORP CL B|RBCM|RBC CAPITAL MARKETS, LLC|46879
CBS|CBS CORP CL B|RGLD|Regal Securities, Inc|200
CBS|CBS CORP CL B|RHCO|Suntrust Robinson Humphrey, Inc.|70150
CBS|CBS CORP CL B|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|67600
CBS|CBS CORP CL B|SAGL|SAGETRADER, LLC|185324
CBS|CBS CORP CL B|SAGW|SAGETRADER, LLC|1135
CBS|CBS CORP CL B|SALI|INTL FCSTONE FINANCIAL INC.|527
CBS|CBS CORP CL B|SBSH|Citigroup Global Markets Inc.|554134
CBS|CBS CORP CL B|SEIC|SEI Investments Distribution Co.|2625
CBS|CBS CORP CL B|SGMT|GOLDMAN SACHS & CO. LLC|401544
CBS|CBS CORP CL B|SIBO|Prime Executions, Inc.|8000
CBS|CBS CORP CL B|SJLS|TRADE INFORMATICS LLC|200
CBS|CBS CORP CL B|SPDR|SPEEDROUTE LLC|72385
CBS|CBS CORP CL B|SPHN|Stephens Inc.|113
CBS|CBS CORP CL B|SSBS|STATE STREET GLOBAL MARKETS, LLC|126043
CBS|CBS CORP CL B|STFL|Stifel, Nicolaus & Company, Incorporated|31227
CBS|CBS CORP CL B|STKP|STOCKPILE INVESTMENTS, INC.|42
CBS|CBS CORP CL B|STRS|STRATEGAS RESEARCH PARTNERS|73
CBS|CBS CORP CL B|STXG|Stockcross Financial Services, Inc.|10000
CBS|CBS CORP CL B|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19892
CBS|CBS CORP CL B|SWIM|TD Ameritrade, Inc.|488174
CBS|CBS CORP CL B|SWST|Hilltop Securities Inc.|1380
CBS|CBS CORP CL B|TAGC|TELSEY ADVISORY GROUP LLC|900
CBS|CBS CORP CL B|TKNG|ALLY INVEST SECURITIES LLC|9242
CBS|CBS CORP CL B|TRBT|Tradebot Systems, Inc.|690966
CBS|CBS CORP CL B|TRCM|TRC MARKETS LLC|608656
CBS|CBS CORP CL B|TRIP|Trident Partners Ltd.|100
CBS|CBS CORP CL B|TWTT|TASTYWORKS, INC.|300
CBS|CBS CORP CL B|UBSA|UBS SECURITIES LLC|2106358
CBS|CBS CORP CL B|UBSS|UBS Securities LLC|2558083
CBS|CBS CORP CL B|VALX|VIRTU AMERICAS LLC|9002
CBS|CBS CORP CL B|VGRD|Vanguard Marketing Corporation|42481
CBS|CBS CORP CL B|WBLR|WILLIAM BLAIR|197309
CBS|CBS CORP CL B|WBPX|SUMMIT SECURITIES GROUP, LLC|8438
CBS|CBS CORP CL B|WCHV|WELLS FARGO SECURITIES, LLC|322811
CBS|CBS CORP CL B|WDNX|WEEDEN & CO.L.P.|4350
CBS|CBS CORP CL B|WEDB|WEDBUSH SECURITIES INC.|15206
CBS|CBS CORP CL B|WEED|Weeden & Co.L.P.|2248
CBS|CBS CORP CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|178441
CBS|CBS CORP CL B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40126
CBS|CBS CORP CL B|WGIF|CIBC World Markets Inc.|854
CBS|CBS CORP CL B|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2659
CBS|CBS CORP CL B|WSAG|WALL STREET ACCESS|46
CBS|CBS CORP CL B|WSEA|WOLVERINE SECURITIES, LLC|27064
CBS|CBS CORP CL B|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2209
CBS|CBS CORP CL B|XIST|INSTINET, LLC|116682
CBS|CBS CORP CL B|XPQR|Jump Trading|3200
CBS|CBS CORP CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|263898
CBS|CBS CORP CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|16221
CBS|CBS CORP CL B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12807
CBS.A|CBS CORP CL A|ALTX|Alternet Securities Inc.|300
CBS.A|CBS CORP CL A|BATM|CBOE TRADING, INC.|1403
CBS.A|CBS CORP CL A|BERN|Sanford C. Bernstein & Co., LLC|100
CBS.A|CBS CORP CL A|BRGE|Newbridge Securities Corp.|200
CBS.A|CBS CORP CL A|CANT|Cantor Fitzgerald & Co.|23418
CBS.A|CBS CORP CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|310
CBS.A|CBS CORP CL A|CTDL|Citadel Derivatives Group Llc|87
CBS.A|CBS CORP CL A|DBAB|Deutsche Bank Securities Inc.|888
CBS.A|CBS CORP CL A|DBAX|Deutsche Bank Securities Inc.|1200
CBS.A|CBS CORP CL A|DEAN|MORGAN STANLEY|244
CBS.A|CBS CORP CL A|EBXL|EBX LLC|500
CBS.A|CBS CORP CL A|EDJO|Edward D. Jones & Co., L.P.|511
CBS.A|CBS CORP CL A|EGAM|CBOE TRADING, INC.|200
CBS.A|CBS CORP CL A|EGXM|CBOE TRADING, INC.|45
CBS.A|CBS CORP CL A|ETRS|E*Trade Securities LLC|33
CBS.A|CBS CORP CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|597
CBS.A|CBS CORP CL A|FTBR|Foliofn Investments, Inc.|21
CBS.A|CBS CORP CL A|GSCO|GOLDMAN SACHS & CO. LLC|2140
CBS.A|CBS CORP CL A|GSCS|GOLDMAN SACHS & CO. LLC|300
CBS.A|CBS CORP CL A|GSLT|GOLDMAN SACHS & CO. LLC|796
CBS.A|CBS CORP CL A|GTSZ|GTS SECURITIES LLC|56
CBS.A|CBS CORP CL A|IATS|INTERACTIVE BROKERS LLC|100
CBS.A|CBS CORP CL A|IBKR|Interactive Brokers Llc|3289
CBS.A|CBS CORP CL A|ICBX|INSTINET, LLC|200
CBS.A|CBS CORP CL A|INCA|INSTINET, LLC|8055
CBS.A|CBS CORP CL A|ITGI|ITG Inc.|537
CBS.A|CBS CORP CL A|ITGP|ITG INC.|800
CBS.A|CBS CORP CL A|JEFF|JEFFERIES LLC|218
CBS.A|CBS CORP CL A|JPMX|J.P. Morgan Securities LLC|470
CBS.A|CBS CORP CL A|LEHM|Barclays Capital Inc./Le|13349
CBS.A|CBS CORP CL A|LIME|Lime Brokerage LLC|424
CBS.A|CBS CORP CL A|MSCO|MORGAN STANLEY & CO. LLC|6083
CBS.A|CBS CORP CL A|NFSC|National Financial Services LLC|835
CBS.A|CBS CORP CL A|NITE|VIRTU Americas LLC|7911
CBS.A|CBS CORP CL A|PDQM|CODA MARKETS, INC.|300
CBS.A|CBS CORP CL A|PWJC|UBS Financial Services, Inc.|17
CBS.A|CBS CORP CL A|SAGW|SAGETRADER, LLC|100
CBS.A|CBS CORP CL A|SBSH|Citigroup Global Markets Inc.|12273
CBS.A|CBS CORP CL A|SPDR|SPEEDROUTE LLC|100
CBS.A|CBS CORP CL A|SWIM|TD Ameritrade, Inc.|82
CBS.A|CBS CORP CL A|TKNG|ALLY INVEST SECURITIES LLC|25
CBS.A|CBS CORP CL A|TRBT|Tradebot Systems, Inc.|429
CBS.A|CBS CORP CL A|TRCM|TRC MARKETS LLC|702
CBS.A|CBS CORP CL A|UBSA|UBS SECURITIES LLC|1318
CBS.A|CBS CORP CL A|UBSS|UBS Securities LLC|1734
CBS.A|CBS CORP CL A|VGRD|Vanguard Marketing Corporation|200
CBS.A|CBS CORP CL A|WCHV|WELLS FARGO SECURITIES, LLC|1878
CBS.A|CBS CORP CL A|WEED|Weeden & Co.L.P.|1100
CBS.A|CBS CORP CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1516
CBS.A|CBS CORP CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CBS.A|CBS CORP CL A|WSEA|WOLVERINE SECURITIES, LLC|1
CBS.A|CBS CORP CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30
CBSH|COMMERCE BANCSHARES|ALTX|Alternet Securities Inc.|3028
CBSH|COMMERCE BANCSHARES|ANOS|ABEL/NOSER, L.L.C.|350
CBSH|COMMERCE BANCSHARES|APCC|Apex Clearing Corporation|309
CBSH|COMMERCE BANCSHARES|AQUA|AQUA SECURITIES L.P.|13900
CBSH|COMMERCE BANCSHARES|BANK|Primevest Financial Services, Inc.|55
CBSH|COMMERCE BANCSHARES|BARD|Robert W. Baird & Co. Incorporated|5712
CBSH|COMMERCE BANCSHARES|BATM|CBOE TRADING, INC.|847
CBSH|COMMERCE BANCSHARES|BERN|Sanford C. Bernstein & Co., LLC|83055
CBSH|COMMERCE BANCSHARES|BKCM|BNY Mellon Capital Markets LLC|16495
CBSH|COMMERCE BANCSHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1024
CBSH|COMMERCE BANCSHARES|BLKX|INSTINET, LLC|6600
CBSH|COMMERCE BANCSHARES|BNPX|BNP PARIBAS SECURITIES CORP.|35858
CBSH|COMMERCE BANCSHARES|BTIG|BTIG, LLC|15915
CBSH|COMMERCE BANCSHARES|BYXM|CBOE TRADING, INC.|1128
CBSH|COMMERCE BANCSHARES|BZYD|GOLDMAN SACHS & CO. LLC|720
CBSH|COMMERCE BANCSHARES|CABR|Cabrera Capital Markets, Inc.|25
CBSH|COMMERCE BANCSHARES|CANT|Cantor Fitzgerald & Co.|100
CBSH|COMMERCE BANCSHARES|CHAS|Charles Schwab & Co., Inc.|4
CBSH|COMMERCE BANCSHARES|CIOI|CITIGROUP GLOBAL MARKETS INC|32557
CBSH|COMMERCE BANCSHARES|CIST|Capital Institutional Services, Inc.|292
CBSH|COMMERCE BANCSHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87165
CBSH|COMMERCE BANCSHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2390
CBSH|COMMERCE BANCSHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|880
CBSH|COMMERCE BANCSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116322
CBSH|COMMERCE BANCSHARES|CTDL|Citadel Derivatives Group Llc|33980
CBSH|COMMERCE BANCSHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|13864
CBSH|COMMERCE BANCSHARES|DADA|D.A. Davidson & Co.|56
CBSH|COMMERCE BANCSHARES|DAVA|Davenport & Company LLC|1
CBSH|COMMERCE BANCSHARES|DBAB|Deutsche Bank Securities Inc.|489193
CBSH|COMMERCE BANCSHARES|DBAX|Deutsche Bank Securities Inc.|57700
CBSH|COMMERCE BANCSHARES|DEAN|MORGAN STANLEY|15
CBSH|COMMERCE BANCSHARES|DEGS|RONIN PROFESSIONAL LLC|1000
CBSH|COMMERCE BANCSHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14050
CBSH|COMMERCE BANCSHARES|EBXL|EBX LLC|106400
CBSH|COMMERCE BANCSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|251
CBSH|COMMERCE BANCSHARES|EDJO|Edward D. Jones & Co., L.P.|8956
CBSH|COMMERCE BANCSHARES|EGAM|CBOE TRADING, INC.|2729
CBSH|COMMERCE BANCSHARES|EGAW|CBOE TRADING, INC.|19
CBSH|COMMERCE BANCSHARES|EGMT|EG MARKET TECHNOLOGIES LLC|1726
CBSH|COMMERCE BANCSHARES|EGXM|CBOE TRADING, INC.|158
CBSH|COMMERCE BANCSHARES|EGXW|CBOE TRADING, INC.|29
CBSH|COMMERCE BANCSHARES|ETBE|Electronic Transaction Clearing, Inc.|23490
CBSH|COMMERCE BANCSHARES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|35
CBSH|COMMERCE BANCSHARES|ETCB|ETC BROKERAGE SERVICES, LLC|50
CBSH|COMMERCE BANCSHARES|ETCC|Electronic Transaction Clearing, Inc.|840
CBSH|COMMERCE BANCSHARES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2402
CBSH|COMMERCE BANCSHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22711
CBSH|COMMERCE BANCSHARES|ETRS|E*Trade Securities LLC|1731
CBSH|COMMERCE BANCSHARES|FBCO|Credit Suisse Securities (USA) LLC|312331
CBSH|COMMERCE BANCSHARES|FBSB|U.S. Bancorp Investments, Inc.|1262
CBSH|COMMERCE BANCSHARES|FILL|Tradestation Securities, Inc.|744
CBSH|COMMERCE BANCSHARES|FMAF|NBCN Inc./ CDS|152
CBSH|COMMERCE BANCSHARES|FOMA|TD AMERITRADE CLEARING, INC.|30879
CBSH|COMMERCE BANCSHARES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5124
CBSH|COMMERCE BANCSHARES|FQLS|Quantlab Securities LP|130822
CBSH|COMMERCE BANCSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80764
CBSH|COMMERCE BANCSHARES|FTBR|Foliofn Investments, Inc.|1211
CBSH|COMMERCE BANCSHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|8427
CBSH|COMMERCE BANCSHARES|GHCC|Gordon, Haskett Capital Corporation|200
CBSH|COMMERCE BANCSHARES|GLPX|ACS EXECUTION SERVICES, LLC|5304
CBSH|COMMERCE BANCSHARES|GSCO|GOLDMAN SACHS & CO. LLC|762241
CBSH|COMMERCE BANCSHARES|GSCS|GOLDMAN SACHS & CO. LLC|8975
CBSH|COMMERCE BANCSHARES|GSLT|GOLDMAN SACHS & CO. LLC|1004
CBSH|COMMERCE BANCSHARES|GTSZ|GTS SECURITIES LLC|139591
CBSH|COMMERCE BANCSHARES|HAPX|HAP Trading, LLC|152
CBSH|COMMERCE BANCSHARES|HRBF|American Enterprise Investment Services Inc.|2201
CBSH|COMMERCE BANCSHARES|HSBC|HSBC Securities, Inc.|23200
CBSH|COMMERCE BANCSHARES|IATS|INTERACTIVE BROKERS LLC|2971
CBSH|COMMERCE BANCSHARES|IBKR|Interactive Brokers Llc|30602
CBSH|COMMERCE BANCSHARES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3946
CBSH|COMMERCE BANCSHARES|ICBX|INSTINET, LLC|20300
CBSH|COMMERCE BANCSHARES|IEQY|CITADEL SECURITIES LLC|171349
CBSH|COMMERCE BANCSHARES|INCA|INSTINET, LLC|279412
CBSH|COMMERCE BANCSHARES|INJX|INSTINET, LLC|26652
CBSH|COMMERCE BANCSHARES|ITGI|ITG Inc.|63358
CBSH|COMMERCE BANCSHARES|ITGP|ITG INC.|67200
CBSH|COMMERCE BANCSHARES|JANY|Janney Montgomery Scott Inc.|577
CBSH|COMMERCE BANCSHARES|JEFF|JEFFERIES LLC|73233
CBSH|COMMERCE BANCSHARES|JMPT|JUMP TRADING, LLC|44786
CBSH|COMMERCE BANCSHARES|JPBX|J.P. MORGAN SECURITIES LLC|50204
CBSH|COMMERCE BANCSHARES|JPMX|J.P. Morgan Securities LLC|163926
CBSH|COMMERCE BANCSHARES|JSJX|JANE STREET CAPITAL LLC|4958
CBSH|COMMERCE BANCSHARES|KBWI|Keefe, Bruyette & Woods, Inc.|30000
CBSH|COMMERCE BANCSHARES|KCGM|VIRTU Americas LLC|20048
CBSH|COMMERCE BANCSHARES|LEHM|Barclays Capital Inc./Le|478470
CBSH|COMMERCE BANCSHARES|LIME|Lime Brokerage LLC|241914
CBSH|COMMERCE BANCSHARES|LMGP|LIME BROKERAGE LLC|2400
CBSH|COMMERCE BANCSHARES|LOOP|Loop Capital Markets LLC|200
CBSH|COMMERCE BANCSHARES|LQNA|LIQUIDNET, INC.|18000
CBSH|COMMERCE BANCSHARES|LSCI|Lek Securities Corporation|38
CBSH|COMMERCE BANCSHARES|MACC|Mid Atlantic Capital Corporation|242
CBSH|COMMERCE BANCSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87428
CBSH|COMMERCE BANCSHARES|MOTF|MOTIF INVESTING, INC.|2
CBSH|COMMERCE BANCSHARES|MSCO|MORGAN STANLEY & CO. LLC|1204806
CBSH|COMMERCE BANCSHARES|MSPL|MORGAN STANLEY & CO. LLC|100600
CBSH|COMMERCE BANCSHARES|MSTX|MORGAN STANLEY & CO. LLC|20100
CBSH|COMMERCE BANCSHARES|NFSC|National Financial Services LLC|89410
CBSH|COMMERCE BANCSHARES|NITE|VIRTU Americas LLC|151675
CBSH|COMMERCE BANCSHARES|NITP|VIRTU Americas LLC|2100
CBSH|COMMERCE BANCSHARES|NQRB|Brut, LLC|3606
CBSH|COMMERCE BANCSHARES|NTRC|Northern Trust Securities, Inc.|16
CBSH|COMMERCE BANCSHARES|OPCO|Oppenheimer & Co. Inc.|1360
CBSH|COMMERCE BANCSHARES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4334
CBSH|COMMERCE BANCSHARES|PDQM|CODA MARKETS, INC.|39444
CBSH|COMMERCE BANCSHARES|PICT|Pictet Overseas Inc.|383
CBSH|COMMERCE BANCSHARES|PIPR|Piper Jaffray & Co.|2300
CBSH|COMMERCE BANCSHARES|PWJC|UBS Financial Services, Inc.|123
CBSH|COMMERCE BANCSHARES|RAJA|Raymond James & Associates, Inc.|6286
CBSH|COMMERCE BANCSHARES|RBCM|RBC CAPITAL MARKETS, LLC|2190
CBSH|COMMERCE BANCSHARES|RGLD|Regal Securities, Inc|136
CBSH|COMMERCE BANCSHARES|SAGL|SAGETRADER, LLC|5809
CBSH|COMMERCE BANCSHARES|SAGW|SAGETRADER, LLC|232
CBSH|COMMERCE BANCSHARES|SALI|INTL FCSTONE FINANCIAL INC.|180
CBSH|COMMERCE BANCSHARES|SBSH|Citigroup Global Markets Inc.|162351
CBSH|COMMERCE BANCSHARES|SEIC|SEI Investments Distribution Co.|100
CBSH|COMMERCE BANCSHARES|SGMT|GOLDMAN SACHS & CO. LLC|31827
CBSH|COMMERCE BANCSHARES|SPDR|SPEEDROUTE LLC|5000
CBSH|COMMERCE BANCSHARES|SPHN|Stephens Inc.|713
CBSH|COMMERCE BANCSHARES|STFL|Stifel, Nicolaus & Company, Incorporated|4507
CBSH|COMMERCE BANCSHARES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
CBSH|COMMERCE BANCSHARES|SWIM|TD Ameritrade, Inc.|2300
CBSH|COMMERCE BANCSHARES|SWST|Hilltop Securities Inc.|1721
CBSH|COMMERCE BANCSHARES|TMBR|Timber Hill LLC|15
CBSH|COMMERCE BANCSHARES|TRBT|Tradebot Systems, Inc.|57771
CBSH|COMMERCE BANCSHARES|TRCM|TRC MARKETS LLC|146797
CBSH|COMMERCE BANCSHARES|UBSA|UBS SECURITIES LLC|243442
CBSH|COMMERCE BANCSHARES|UBSS|UBS Securities LLC|662956
CBSH|COMMERCE BANCSHARES|VALX|VIRTU AMERICAS LLC|3822
CBSH|COMMERCE BANCSHARES|VERT|The Vertical Trading Group, LLC|1
CBSH|COMMERCE BANCSHARES|VGRD|Vanguard Marketing Corporation|531
CBSH|COMMERCE BANCSHARES|WBPX|SUMMIT SECURITIES GROUP, LLC|500
CBSH|COMMERCE BANCSHARES|WCHV|WELLS FARGO SECURITIES, LLC|76724
CBSH|COMMERCE BANCSHARES|WDNX|WEEDEN & CO.L.P.|1052
CBSH|COMMERCE BANCSHARES|WEDB|WEDBUSH SECURITIES INC.|98
CBSH|COMMERCE BANCSHARES|WEED|Weeden & Co.L.P.|20010
CBSH|COMMERCE BANCSHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|592
CBSH|COMMERCE BANCSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|708
CBSH|COMMERCE BANCSHARES|WGIF|CIBC World Markets Inc.|113
CBSH|COMMERCE BANCSHARES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|137
CBSH|COMMERCE BANCSHARES|WSEA|WOLVERINE SECURITIES, LLC|1014
CBSH|COMMERCE BANCSHARES|XIST|INSTINET, LLC|56572
CBSH|COMMERCE BANCSHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|6578
CBSH|COMMERCE BANCSHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|390
CBSH|COMMERCE BANCSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3138
CBSHP|COMMERCE BNC B DEP|APCC|Apex Clearing Corporation|7
CBSHP|COMMERCE BNC B DEP|BATM|CBOE TRADING, INC.|1257
CBSHP|COMMERCE BNC B DEP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|284
CBSHP|COMMERCE BNC B DEP|DBAX|Deutsche Bank Securities Inc.|1800
CBSHP|COMMERCE BNC B DEP|DEAN|MORGAN STANLEY|1400
CBSHP|COMMERCE BNC B DEP|EDJO|Edward D. Jones & Co., L.P.|100
CBSHP|COMMERCE BNC B DEP|ETRS|E*Trade Securities LLC|27
CBSHP|COMMERCE BNC B DEP|FBCO|Credit Suisse Securities (USA) LLC|2104
CBSHP|COMMERCE BNC B DEP|FOMA|TD AMERITRADE CLEARING, INC.|2722
CBSHP|COMMERCE BNC B DEP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|460
CBSHP|COMMERCE BNC B DEP|FTBR|Foliofn Investments, Inc.|1896
CBSHP|COMMERCE BNC B DEP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CBSHP|COMMERCE BNC B DEP|GSCO|GOLDMAN SACHS & CO. LLC|654
CBSHP|COMMERCE BNC B DEP|GSCS|GOLDMAN SACHS & CO. LLC|19
CBSHP|COMMERCE BNC B DEP|GTSZ|GTS SECURITIES LLC|1593
CBSHP|COMMERCE BNC B DEP|HRBF|American Enterprise Investment Services Inc.|407
CBSHP|COMMERCE BNC B DEP|IBKR|Interactive Brokers Llc|7623
CBSHP|COMMERCE BNC B DEP|ICBX|INSTINET, LLC|200
CBSHP|COMMERCE BNC B DEP|INCA|INSTINET, LLC|2662
CBSHP|COMMERCE BNC B DEP|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
CBSHP|COMMERCE BNC B DEP|LIME|Lime Brokerage LLC|2802
CBSHP|COMMERCE BNC B DEP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|777
CBSHP|COMMERCE BNC B DEP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CBSHP|COMMERCE BNC B DEP|MSCO|MORGAN STANLEY & CO. LLC|11771
CBSHP|COMMERCE BNC B DEP|MSPL|MORGAN STANLEY & CO. LLC|1600
CBSHP|COMMERCE BNC B DEP|NFSC|National Financial Services LLC|10609
CBSHP|COMMERCE BNC B DEP|NITE|VIRTU Americas LLC|12670
CBSHP|COMMERCE BNC B DEP|NQRB|Brut, LLC|100
CBSHP|COMMERCE BNC B DEP|RAJA|Raymond James & Associates, Inc.|1724
CBSHP|COMMERCE BNC B DEP|RBCM|RBC CAPITAL MARKETS, LLC|520
CBSHP|COMMERCE BNC B DEP|SBSH|Citigroup Global Markets Inc.|335
CBSHP|COMMERCE BNC B DEP|SGMT|GOLDMAN SACHS & CO. LLC|200
CBSHP|COMMERCE BNC B DEP|SPDR|SPEEDROUTE LLC|992
CBSHP|COMMERCE BNC B DEP|STFL|Stifel, Nicolaus & Company, Incorporated|5018
CBSHP|COMMERCE BNC B DEP|SWIM|TD Ameritrade, Inc.|100
CBSHP|COMMERCE BNC B DEP|SWST|Hilltop Securities Inc.|3
CBSHP|COMMERCE BNC B DEP|TRCM|TRC MARKETS LLC|68
CBSHP|COMMERCE BNC B DEP|UBSA|UBS SECURITIES LLC|1090
CBSHP|COMMERCE BNC B DEP|UBSS|UBS Securities LLC|13210
CBSHP|COMMERCE BNC B DEP|WCHV|WELLS FARGO SECURITIES, LLC|5716
CBSHP|COMMERCE BNC B DEP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
CBSHP|COMMERCE BNC B DEP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2105
CBT|CABOT CP|ALTX|Alternet Securities Inc.|800
CBT|CABOT CP|ANOS|ABEL/NOSER, L.L.C.|360
CBT|CABOT CP|APCC|Apex Clearing Corporation|33
CBT|CABOT CP|AVON|Avondale Partners, LLC|100
CBT|CABOT CP|BALE|M&T SECURITIES, INC.|1520
CBT|CABOT CP|BARD|Robert W. Baird & Co. Incorporated|1139
CBT|CABOT CP|BATM|CBOE TRADING, INC.|4843
CBT|CABOT CP|BERN|Sanford C. Bernstein & Co., LLC|34526
CBT|CABOT CP|BIDS|BIDS TRADING L.P.|43120
CBT|CABOT CP|BKCM|BNY Mellon Capital Markets LLC|11809
CBT|CABOT CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3499
CBT|CABOT CP|BMOC|BMO Capital Markets Corp.|140
CBT|CABOT CP|BNPX|BNP PARIBAS SECURITIES CORP.|294016
CBT|CABOT CP|BRVL|BLAYLOCK VAN, LLC|300
CBT|CABOT CP|BTIG|BTIG, LLC|1723
CBT|CABOT CP|BYXM|CBOE TRADING, INC.|300
CBT|CABOT CP|BZYD|GOLDMAN SACHS & CO. LLC|1260
CBT|CABOT CP|CANT|Cantor Fitzgerald & Co.|22
CBT|CABOT CP|CHAS|Charles Schwab & Co., Inc.|172
CBT|CABOT CP|CIBP|CIBC World Markets Corp.|30200
CBT|CABOT CP|CIST|Capital Institutional Services, Inc.|53
CBT|CABOT CP|COWR|Cowen and Company, LLC|7220
CBT|CABOT CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27500
CBT|CABOT CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
CBT|CABOT CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|182285
CBT|CABOT CP|CTDL|Citadel Derivatives Group Llc|3654
CBT|CABOT CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|6554
CBT|CABOT CP|DBAB|Deutsche Bank Securities Inc.|219044
CBT|CABOT CP|DBAX|Deutsche Bank Securities Inc.|125300
CBT|CABOT CP|DEAN|MORGAN STANLEY|8972
CBT|CABOT CP|EBXL|EBX LLC|74100
CBT|CABOT CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
CBT|CABOT CP|EDJO|Edward D. Jones & Co., L.P.|308
CBT|CABOT CP|EGAM|CBOE TRADING, INC.|2734
CBT|CABOT CP|EGAW|CBOE TRADING, INC.|103
CBT|CABOT CP|EGMT|EG MARKET TECHNOLOGIES LLC|428
CBT|CABOT CP|EGXM|CBOE TRADING, INC.|314
CBT|CABOT CP|ETBE|Electronic Transaction Clearing, Inc.|4365
CBT|CABOT CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
CBT|CABOT CP|ETCC|Electronic Transaction Clearing, Inc.|367
CBT|CABOT CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7941
CBT|CABOT CP|ETRS|E*Trade Securities LLC|2246
CBT|CABOT CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2603
CBT|CABOT CP|FQLS|Quantlab Securities LP|130020
CBT|CABOT CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51540
CBT|CABOT CP|FTBR|Foliofn Investments, Inc.|4219
CBT|CABOT CP|GLPX|ACS EXECUTION SERVICES, LLC|11236
CBT|CABOT CP|GSCO|GOLDMAN SACHS & CO. LLC|1847900
CBT|CABOT CP|GSLT|GOLDMAN SACHS & CO. LLC|3350
CBT|CABOT CP|GTSZ|GTS SECURITIES LLC|39172
CBT|CABOT CP|HRBF|American Enterprise Investment Services Inc.|1176
CBT|CABOT CP|IATS|INTERACTIVE BROKERS LLC|1448
CBT|CABOT CP|IBKR|Interactive Brokers Llc|9015
CBT|CABOT CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|886
CBT|CABOT CP|ICBX|INSTINET, LLC|19700
CBT|CABOT CP|IEQY|CITADEL SECURITIES LLC|48083
CBT|CABOT CP|INCA|INSTINET, LLC|85623
CBT|CABOT CP|INJX|INSTINET, LLC|14563
CBT|CABOT CP|ITGI|ITG Inc.|75212
CBT|CABOT CP|ITGP|ITG INC.|44400
CBT|CABOT CP|JANY|Janney Montgomery Scott Inc.|1689
CBT|CABOT CP|JEFF|JEFFERIES LLC|19362
CBT|CABOT CP|JMPT|JUMP TRADING, LLC|19685
CBT|CABOT CP|JONE|JonesTrading|10274
CBT|CABOT CP|JPBX|J.P. MORGAN SECURITIES LLC|35698
CBT|CABOT CP|JPMX|J.P. Morgan Securities LLC|72827
CBT|CABOT CP|JSJX|JANE STREET CAPITAL LLC|5892
CBT|CABOT CP|KCGM|VIRTU Americas LLC|19287
CBT|CABOT CP|KEYB|KEYBANC CAPITAL MARKETS INC.|300
CBT|CABOT CP|LEHM|Barclays Capital Inc./Le|186524
CBT|CABOT CP|LIME|Lime Brokerage LLC|12558
CBT|CABOT CP|LOOP|Loop Capital Markets LLC|699
CBT|CABOT CP|LQNA|LIQUIDNET, INC.|39500
CBT|CABOT CP|LSCI|Lek Securities Corporation|3
CBT|CABOT CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43654
CBT|CABOT CP|MOTF|MOTIF INVESTING, INC.|1
CBT|CABOT CP|MSCO|MORGAN STANLEY & CO. LLC|1225614
CBT|CABOT CP|MSPL|MORGAN STANLEY & CO. LLC|158900
CBT|CABOT CP|MSTX|MORGAN STANLEY & CO. LLC|66600
CBT|CABOT CP|MULL|MARK J. MULLER EQUITIES, INC.|1000
CBT|CABOT CP|NEUB|NEUBERGER BERMAN BD LLC|110
CBT|CABOT CP|NFSC|National Financial Services LLC|111892
CBT|CABOT CP|NITE|VIRTU Americas LLC|156897
CBT|CABOT CP|NQRB|Brut, LLC|6853
CBT|CABOT CP|NTBF|BMO Nesbitt Burns Inc./CDS|35
CBT|CABOT CP|OPCO|Oppenheimer & Co. Inc.|433
CBT|CABOT CP|PDQM|CODA MARKETS, INC.|61290
CBT|CABOT CP|PIPR|Piper Jaffray & Co.|248
CBT|CABOT CP|PWJC|UBS Financial Services, Inc.|472
CBT|CABOT CP|RBCM|RBC CAPITAL MARKETS, LLC|399
CBT|CABOT CP|SAGL|SAGETRADER, LLC|850
CBT|CABOT CP|SAGW|SAGETRADER, LLC|6
CBT|CABOT CP|SBSH|Citigroup Global Markets Inc.|72328
CBT|CABOT CP|SGMT|GOLDMAN SACHS & CO. LLC|49383
CBT|CABOT CP|SPDR|SPEEDROUTE LLC|5800
CBT|CABOT CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|19500
CBT|CABOT CP|STFL|Stifel, Nicolaus & Company, Incorporated|3697
CBT|CABOT CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4410
CBT|CABOT CP|SWIM|TD Ameritrade, Inc.|84054
CBT|CABOT CP|SWST|Hilltop Securities Inc.|618
CBT|CABOT CP|TAGC|TELSEY ADVISORY GROUP LLC|8447
CBT|CABOT CP|TKNG|ALLY INVEST SECURITIES LLC|3
CBT|CABOT CP|TRBT|Tradebot Systems, Inc.|125522
CBT|CABOT CP|TRCM|TRC MARKETS LLC|38042
CBT|CABOT CP|UBSA|UBS SECURITIES LLC|255711
CBT|CABOT CP|UBSS|UBS Securities LLC|350550
CBT|CABOT CP|VALX|VIRTU AMERICAS LLC|5252
CBT|CABOT CP|VGRD|Vanguard Marketing Corporation|1849
CBT|CABOT CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1039
CBT|CABOT CP|WCHV|WELLS FARGO SECURITIES, LLC|134985
CBT|CABOT CP|WEDB|WEDBUSH SECURITIES INC.|1029
CBT|CABOT CP|WEED|Weeden & Co.L.P.|41693
CBT|CABOT CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|43
CBT|CABOT CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1165
CBT|CABOT CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|67
CBT|CABOT CP|WSAG|WALL STREET ACCESS|458
CBT|CABOT CP|WSEA|WOLVERINE SECURITIES, LLC|59
CBT|CABOT CP|XIST|INSTINET, LLC|11800
CBT|CABOT CP|XPQR|Jump Trading|3200
CBT|CABOT CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8100
CBT|CABOT CP|YKNA|COMHAR CAPITAL MARKETS, LLC|68
CBT|CABOT CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|424
CBTX|CBTX, INC. CMN STK|ALTX|Alternet Securities Inc.|4111
CBTX|CBTX, INC. CMN STK|APCC|Apex Clearing Corporation|22
CBTX|CBTX, INC. CMN STK|BARD|Robert W. Baird & Co. Incorporated|4753
CBTX|CBTX, INC. CMN STK|BATM|CBOE TRADING, INC.|1405
CBTX|CBTX, INC. CMN STK|BAYC|BAY CREST PARTNERS, LLC|936
CBTX|CBTX, INC. CMN STK|BAYT|BTIG, LLC|200
CBTX|CBTX, INC. CMN STK|BERN|Sanford C. Bernstein & Co., LLC|17296
CBTX|CBTX, INC. CMN STK|BMOC|BMO Capital Markets Corp.|1640
CBTX|CBTX, INC. CMN STK|BNKS|Fig Partners, LLC|25380
CBTX|CBTX, INC. CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|3152
CBTX|CBTX, INC. CMN STK|BTIG|BTIG, LLC|5928
CBTX|CBTX, INC. CMN STK|BYXM|CBOE TRADING, INC.|2505
CBTX|CBTX, INC. CMN STK|CBLC|CITIGROUP GLOBAL MARKETS INC.|16800
CBTX|CBTX, INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|1
CBTX|CBTX, INC. CMN STK|CIST|Capital Institutional Services, Inc.|777
CBTX|CBTX, INC. CMN STK|CLSA|CLSA AMERICAS, LLC|100
CBTX|CBTX, INC. CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19649
CBTX|CBTX, INC. CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12373
CBTX|CBTX, INC. CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1591
CBTX|CBTX, INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53356
CBTX|CBTX, INC. CMN STK|CTDL|Citadel Derivatives Group Llc|11466
CBTX|CBTX, INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|3274
CBTX|CBTX, INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|294765
CBTX|CBTX, INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|76900
CBTX|CBTX, INC. CMN STK|DEAN|MORGAN STANLEY|400
CBTX|CBTX, INC. CMN STK|DEGS|RONIN PROFESSIONAL LLC|8168
CBTX|CBTX, INC. CMN STK|EBXL|EBX LLC|41000
CBTX|CBTX, INC. CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|3655
CBTX|CBTX, INC. CMN STK|EDJO|Edward D. Jones & Co., L.P.|4700
CBTX|CBTX, INC. CMN STK|EGAM|CBOE TRADING, INC.|11231
CBTX|CBTX, INC. CMN STK|EGAW|CBOE TRADING, INC.|80
CBTX|CBTX, INC. CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|120
CBTX|CBTX, INC. CMN STK|EGXM|CBOE TRADING, INC.|208
CBTX|CBTX, INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|29164
CBTX|CBTX, INC. CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13820
CBTX|CBTX, INC. CMN STK|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|64
CBTX|CBTX, INC. CMN STK|ETRS|E*Trade Securities LLC|8355
CBTX|CBTX, INC. CMN STK|FBCO|Credit Suisse Securities (USA) LLC|76850
CBTX|CBTX, INC. CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|54344
CBTX|CBTX, INC. CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9569
CBTX|CBTX, INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72305
CBTX|CBTX, INC. CMN STK|FTBR|Foliofn Investments, Inc.|1
CBTX|CBTX, INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|2712
CBTX|CBTX, INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|27415
CBTX|CBTX, INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|797711
CBTX|CBTX, INC. CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|100
CBTX|CBTX, INC. CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|605
CBTX|CBTX, INC. CMN STK|GTSZ|GTS SECURITIES LLC|58271
CBTX|CBTX, INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|1300
CBTX|CBTX, INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|110
CBTX|CBTX, INC. CMN STK|IBKR|Interactive Brokers Llc|12060
CBTX|CBTX, INC. CMN STK|ICBX|INSTINET, LLC|19100
CBTX|CBTX, INC. CMN STK|IEQY|CITADEL SECURITIES LLC|17249
CBTX|CBTX, INC. CMN STK|INCA|INSTINET, LLC|142681
CBTX|CBTX, INC. CMN STK|INJX|INSTINET, LLC|3704
CBTX|CBTX, INC. CMN STK|ITGI|ITG Inc.|118094
CBTX|CBTX, INC. CMN STK|ITGP|ITG INC.|34800
CBTX|CBTX, INC. CMN STK|JEFF|JEFFERIES LLC|24604
CBTX|CBTX, INC. CMN STK|JMPT|JUMP TRADING, LLC|12591
CBTX|CBTX, INC. CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|6566
CBTX|CBTX, INC. CMN STK|JPMX|J.P. Morgan Securities LLC|71592
CBTX|CBTX, INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|7978
CBTX|CBTX, INC. CMN STK|KCGM|VIRTU Americas LLC|9729
CBTX|CBTX, INC. CMN STK|LEHM|Barclays Capital Inc./Le|395058
CBTX|CBTX, INC. CMN STK|LIME|Lime Brokerage LLC|86422
CBTX|CBTX, INC. CMN STK|LMGP|LIME BROKERAGE LLC|18599
CBTX|CBTX, INC. CMN STK|LOOP|Loop Capital Markets LLC|2293
CBTX|CBTX, INC. CMN STK|LQNA|LIQUIDNET, INC.|11900
CBTX|CBTX, INC. CMN STK|MAXM|Maxim Group LLC|924
CBTX|CBTX, INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22020
CBTX|CBTX, INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|889274
CBTX|CBTX, INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|95200
CBTX|CBTX, INC. CMN STK|MSTX|MORGAN STANLEY & CO. LLC|21500
CBTX|CBTX, INC. CMN STK|NFSC|National Financial Services LLC|20743
CBTX|CBTX, INC. CMN STK|NITE|VIRTU Americas LLC|80051
CBTX|CBTX, INC. CMN STK|NITP|VIRTU Americas LLC|14472
CBTX|CBTX, INC. CMN STK|NQRB|Brut, LLC|2209
CBTX|CBTX, INC. CMN STK|OPCO|Oppenheimer & Co. Inc.|500
CBTX|CBTX, INC. CMN STK|PDQM|CODA MARKETS, INC.|122969
CBTX|CBTX, INC. CMN STK|PWJC|UBS Financial Services, Inc.|9702
CBTX|CBTX, INC. CMN STK|RAJA|Raymond James & Associates, Inc.|3600
CBTX|CBTX, INC. CMN STK|RGLD|Regal Securities, Inc|300
CBTX|CBTX, INC. CMN STK|SBSH|Citigroup Global Markets Inc.|88472
CBTX|CBTX, INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|22322
CBTX|CBTX, INC. CMN STK|SOGO|Wang Investment Associates, Inc.|3400
CBTX|CBTX, INC. CMN STK|SPDR|SPEEDROUTE LLC|11256
CBTX|CBTX, INC. CMN STK|SPHN|Stephens Inc.|500
CBTX|CBTX, INC. CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|6400
CBTX|CBTX, INC. CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|450
CBTX|CBTX, INC. CMN STK|SWIM|TD Ameritrade, Inc.|16849
CBTX|CBTX, INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|42
CBTX|CBTX, INC. CMN STK|TRBT|Tradebot Systems, Inc.|51103
CBTX|CBTX, INC. CMN STK|TRCM|TRC MARKETS LLC|63408
CBTX|CBTX, INC. CMN STK|UBSA|UBS SECURITIES LLC|197109
CBTX|CBTX, INC. CMN STK|UBSS|UBS Securities LLC|827655
CBTX|CBTX, INC. CMN STK|VALX|VIRTU AMERICAS LLC|4609
CBTX|CBTX, INC. CMN STK|VGRD|Vanguard Marketing Corporation|1340
CBTX|CBTX, INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|34156
CBTX|CBTX, INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|23
CBTX|CBTX, INC. CMN STK|XIST|INSTINET, LLC|9800
CBTX|CBTX, INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|1700
CBTX|CBTX, INC. CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|6185
CBU|COMMUNITY BK SYS INC|ALTX|Alternet Securities Inc.|1400
CBU|COMMUNITY BK SYS INC|APCC|Apex Clearing Corporation|36
CBU|COMMUNITY BK SYS INC|BATM|CBOE TRADING, INC.|808
CBU|COMMUNITY BK SYS INC|BERN|Sanford C. Bernstein & Co., LLC|5514
CBU|COMMUNITY BK SYS INC|BKCM|BNY Mellon Capital Markets LLC|168
CBU|COMMUNITY BK SYS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1607
CBU|COMMUNITY BK SYS INC|BMOC|BMO Capital Markets Corp.|402
CBU|COMMUNITY BK SYS INC|BNPX|BNP PARIBAS SECURITIES CORP.|13552
CBU|COMMUNITY BK SYS INC|BTIG|BTIG, LLC|1100
CBU|COMMUNITY BK SYS INC|BYXM|CBOE TRADING, INC.|100
CBU|COMMUNITY BK SYS INC|BZYD|GOLDMAN SACHS & CO. LLC|200
CBU|COMMUNITY BK SYS INC|CHAS|Charles Schwab & Co., Inc.|1
CBU|COMMUNITY BK SYS INC|CIST|Capital Institutional Services, Inc.|13
CBU|COMMUNITY BK SYS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36801
CBU|COMMUNITY BK SYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13
CBU|COMMUNITY BK SYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68724
CBU|COMMUNITY BK SYS INC|CTDL|Citadel Derivatives Group Llc|2638
CBU|COMMUNITY BK SYS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3380
CBU|COMMUNITY BK SYS INC|DBAB|Deutsche Bank Securities Inc.|18555
CBU|COMMUNITY BK SYS INC|DBAX|Deutsche Bank Securities Inc.|47600
CBU|COMMUNITY BK SYS INC|DEAN|MORGAN STANLEY|654
CBU|COMMUNITY BK SYS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|181
CBU|COMMUNITY BK SYS INC|EBXL|EBX LLC|39200
CBU|COMMUNITY BK SYS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15299
CBU|COMMUNITY BK SYS INC|EDJO|Edward D. Jones & Co., L.P.|865
CBU|COMMUNITY BK SYS INC|EGAM|CBOE TRADING, INC.|1269
CBU|COMMUNITY BK SYS INC|EGMT|EG MARKET TECHNOLOGIES LLC|491
CBU|COMMUNITY BK SYS INC|EGXM|CBOE TRADING, INC.|228
CBU|COMMUNITY BK SYS INC|ETBE|Electronic Transaction Clearing, Inc.|1150
CBU|COMMUNITY BK SYS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
CBU|COMMUNITY BK SYS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4954
CBU|COMMUNITY BK SYS INC|ETRS|E*Trade Securities LLC|4740
CBU|COMMUNITY BK SYS INC|FMAF|NBCN Inc./ CDS|483
CBU|COMMUNITY BK SYS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|402
CBU|COMMUNITY BK SYS INC|FQLS|Quantlab Securities LP|31468
CBU|COMMUNITY BK SYS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37877
CBU|COMMUNITY BK SYS INC|FTBR|Foliofn Investments, Inc.|272
CBU|COMMUNITY BK SYS INC|GLPX|ACS EXECUTION SERVICES, LLC|3294
CBU|COMMUNITY BK SYS INC|GSCO|GOLDMAN SACHS & CO. LLC|261812
CBU|COMMUNITY BK SYS INC|GSCS|GOLDMAN SACHS & CO. LLC|300
CBU|COMMUNITY BK SYS INC|GSLT|GOLDMAN SACHS & CO. LLC|500
CBU|COMMUNITY BK SYS INC|GTSZ|GTS SECURITIES LLC|18066
CBU|COMMUNITY BK SYS INC|HOVD|HOVDE GROUP, LLC|1800
CBU|COMMUNITY BK SYS INC|HRBF|American Enterprise Investment Services Inc.|433
CBU|COMMUNITY BK SYS INC|HSBC|HSBC Securities, Inc.|200
CBU|COMMUNITY BK SYS INC|IATS|INTERACTIVE BROKERS LLC|1504
CBU|COMMUNITY BK SYS INC|IBKR|Interactive Brokers Llc|1331
CBU|COMMUNITY BK SYS INC|ICBX|INSTINET, LLC|9654
CBU|COMMUNITY BK SYS INC|IEQY|CITADEL SECURITIES LLC|13391
CBU|COMMUNITY BK SYS INC|INCA|INSTINET, LLC|37465
CBU|COMMUNITY BK SYS INC|INJX|INSTINET, LLC|1322
CBU|COMMUNITY BK SYS INC|ITGI|ITG Inc.|3564
CBU|COMMUNITY BK SYS INC|ITGP|ITG INC.|11600
CBU|COMMUNITY BK SYS INC|JANY|Janney Montgomery Scott Inc.|4370
CBU|COMMUNITY BK SYS INC|JEFF|JEFFERIES LLC|34280
CBU|COMMUNITY BK SYS INC|JMPT|JUMP TRADING, LLC|5189
CBU|COMMUNITY BK SYS INC|JONE|JonesTrading|800
CBU|COMMUNITY BK SYS INC|JPBX|J.P. MORGAN SECURITIES LLC|9091
CBU|COMMUNITY BK SYS INC|JPMX|J.P. Morgan Securities LLC|74351
CBU|COMMUNITY BK SYS INC|JSJX|JANE STREET CAPITAL LLC|3915
CBU|COMMUNITY BK SYS INC|KBWI|Keefe, Bruyette & Woods, Inc.|1111
CBU|COMMUNITY BK SYS INC|KCGM|VIRTU Americas LLC|7134
CBU|COMMUNITY BK SYS INC|LEHM|Barclays Capital Inc./Le|79484
CBU|COMMUNITY BK SYS INC|LIME|Lime Brokerage LLC|32773
CBU|COMMUNITY BK SYS INC|LOOP|Loop Capital Markets LLC|143
CBU|COMMUNITY BK SYS INC|LSCI|Lek Securities Corporation|98
CBU|COMMUNITY BK SYS INC|MAXM|Maxim Group LLC|1300
CBU|COMMUNITY BK SYS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15296
CBU|COMMUNITY BK SYS INC|MSCO|MORGAN STANLEY & CO. LLC|124029
CBU|COMMUNITY BK SYS INC|MSPL|MORGAN STANLEY & CO. LLC|53500
CBU|COMMUNITY BK SYS INC|MSTX|MORGAN STANLEY & CO. LLC|5900
CBU|COMMUNITY BK SYS INC|NFSC|National Financial Services LLC|9502
CBU|COMMUNITY BK SYS INC|NITE|VIRTU Americas LLC|42983
CBU|COMMUNITY BK SYS INC|NQRB|Brut, LLC|800
CBU|COMMUNITY BK SYS INC|NTRC|Northern Trust Securities, Inc.|100
CBU|COMMUNITY BK SYS INC|PDQM|CODA MARKETS, INC.|15361
CBU|COMMUNITY BK SYS INC|QMSR|QUATTRO M SECURITIES INC.|74
CBU|COMMUNITY BK SYS INC|RBCM|RBC CAPITAL MARKETS, LLC|1017
CBU|COMMUNITY BK SYS INC|SAGL|SAGETRADER, LLC|1540
CBU|COMMUNITY BK SYS INC|SBSH|Citigroup Global Markets Inc.|25805
CBU|COMMUNITY BK SYS INC|SGMT|GOLDMAN SACHS & CO. LLC|12013
CBU|COMMUNITY BK SYS INC|SPDR|SPEEDROUTE LLC|3900
CBU|COMMUNITY BK SYS INC|STFL|Stifel, Nicolaus & Company, Incorporated|3955
CBU|COMMUNITY BK SYS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3400
CBU|COMMUNITY BK SYS INC|SWIM|TD Ameritrade, Inc.|28
CBU|COMMUNITY BK SYS INC|TRBT|Tradebot Systems, Inc.|7837
CBU|COMMUNITY BK SYS INC|TRCM|TRC MARKETS LLC|15906
CBU|COMMUNITY BK SYS INC|UBSA|UBS SECURITIES LLC|95111
CBU|COMMUNITY BK SYS INC|UBSS|UBS Securities LLC|137409
CBU|COMMUNITY BK SYS INC|VALX|VIRTU AMERICAS LLC|8342
CBU|COMMUNITY BK SYS INC|VGRD|Vanguard Marketing Corporation|506
CBU|COMMUNITY BK SYS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|530
CBU|COMMUNITY BK SYS INC|WCHV|WELLS FARGO SECURITIES, LLC|11731
CBU|COMMUNITY BK SYS INC|WEED|Weeden & Co.L.P.|340
CBU|COMMUNITY BK SYS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|949
CBU|COMMUNITY BK SYS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1539
CBU|COMMUNITY BK SYS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|112
CBU|COMMUNITY BK SYS INC|WSEA|WOLVERINE SECURITIES, LLC|412
CBU|COMMUNITY BK SYS INC|XIST|INSTINET, LLC|18914
CBU|COMMUNITY BK SYS INC|XPQR|Jump Trading|100
CBU|COMMUNITY BK SYS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
CBU|COMMUNITY BK SYS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|325
CBU|COMMUNITY BK SYS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|662
CBZ|CBIZ INC|APCC|Apex Clearing Corporation|241
CBZ|CBIZ INC|BARD|Robert W. Baird & Co. Incorporated|146
CBZ|CBIZ INC|BATM|CBOE TRADING, INC.|1101
CBZ|CBIZ INC|BAYC|BAY CREST PARTNERS, LLC|154118
CBZ|CBIZ INC|BERN|Sanford C. Bernstein & Co., LLC|500
CBZ|CBIZ INC|BIDS|BIDS TRADING L.P.|43300
CBZ|CBIZ INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3482
CBZ|CBIZ INC|BLKX|INSTINET, LLC|5000
CBZ|CBIZ INC|BNPX|BNP PARIBAS SECURITIES CORP.|5034
CBZ|CBIZ INC|BZYD|GOLDMAN SACHS & CO. LLC|1200
CBZ|CBIZ INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|26800
CBZ|CBIZ INC|CHAS|Charles Schwab & Co., Inc.|5200
CBZ|CBIZ INC|CJSC|CJS Securities, Inc.|42000
CBZ|CBIZ INC|CMPT|Compass Point Research & Trading, LLC|100
CBZ|CBIZ INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12470
CBZ|CBIZ INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CBZ|CBIZ INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
CBZ|CBIZ INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151709
CBZ|CBIZ INC|CTDL|Citadel Derivatives Group Llc|1005
CBZ|CBIZ INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|44760
CBZ|CBIZ INC|DBAB|Deutsche Bank Securities Inc.|4604
CBZ|CBIZ INC|DBAX|Deutsche Bank Securities Inc.|110300
CBZ|CBIZ INC|DEAN|MORGAN STANLEY|5865
CBZ|CBIZ INC|EBXL|EBX LLC|69700
CBZ|CBIZ INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1108
CBZ|CBIZ INC|EGAM|CBOE TRADING, INC.|1586
CBZ|CBIZ INC|EGXW|CBOE TRADING, INC.|98
CBZ|CBIZ INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|406
CBZ|CBIZ INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4600
CBZ|CBIZ INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1210
CBZ|CBIZ INC|ETRS|E*Trade Securities LLC|16992
CBZ|CBIZ INC|FMCO|First Manhattan Co|4986
CBZ|CBIZ INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1
CBZ|CBIZ INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31542
CBZ|CBIZ INC|FTBR|Foliofn Investments, Inc.|6782
CBZ|CBIZ INC|GLPX|ACS EXECUTION SERVICES, LLC|2290
CBZ|CBIZ INC|GSCO|GOLDMAN SACHS & CO. LLC|74314
CBZ|CBIZ INC|GSLT|GOLDMAN SACHS & CO. LLC|2128
CBZ|CBIZ INC|GTSZ|GTS SECURITIES LLC|28412
CBZ|CBIZ INC|HPPX|POTAMUS TRADING, LLC|2051
CBZ|CBIZ INC|HSBC|HSBC Securities, Inc.|500
CBZ|CBIZ INC|IATS|INTERACTIVE BROKERS LLC|200
CBZ|CBIZ INC|IBKR|Interactive Brokers Llc|11526
CBZ|CBIZ INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|154
CBZ|CBIZ INC|ICBX|INSTINET, LLC|31838
CBZ|CBIZ INC|IEQY|CITADEL SECURITIES LLC|917
CBZ|CBIZ INC|INCA|INSTINET, LLC|15659
CBZ|CBIZ INC|INJX|INSTINET, LLC|329
CBZ|CBIZ INC|ITGI|ITG Inc.|27697
CBZ|CBIZ INC|ITGP|ITG INC.|243200
CBZ|CBIZ INC|JANY|Janney Montgomery Scott Inc.|34
CBZ|CBIZ INC|JEFF|JEFFERIES LLC|4359
CBZ|CBIZ INC|JMPT|JUMP TRADING, LLC|1950
CBZ|CBIZ INC|JPBX|J.P. MORGAN SECURITIES LLC|3534
CBZ|CBIZ INC|JPMX|J.P. Morgan Securities LLC|164104
CBZ|CBIZ INC|JSJX|JANE STREET CAPITAL LLC|3988
CBZ|CBIZ INC|KCGM|VIRTU Americas LLC|43933
CBZ|CBIZ INC|LEHM|Barclays Capital Inc./Le|120152
CBZ|CBIZ INC|LIME|Lime Brokerage LLC|15783
CBZ|CBIZ INC|LOOP|Loop Capital Markets LLC|300
CBZ|CBIZ INC|LQNA|LIQUIDNET, INC.|84100
CBZ|CBIZ INC|LSCI|Lek Securities Corporation|145
CBZ|CBIZ INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99256
CBZ|CBIZ INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9109
CBZ|CBIZ INC|MSCO|MORGAN STANLEY & CO. LLC|152334
CBZ|CBIZ INC|MSPL|MORGAN STANLEY & CO. LLC|189300
CBZ|CBIZ INC|MSTX|MORGAN STANLEY & CO. LLC|17400
CBZ|CBIZ INC|NFSC|National Financial Services LLC|125283
CBZ|CBIZ INC|NITE|VIRTU Americas LLC|150731
CBZ|CBIZ INC|NITP|VIRTU Americas LLC|5830
CBZ|CBIZ INC|NQRB|Brut, LLC|200
CBZ|CBIZ INC|NTBF|BMO Nesbitt Burns Inc./CDS|140
CBZ|CBIZ INC|NTRC|Northern Trust Securities, Inc.|1974
CBZ|CBIZ INC|OPCO|Oppenheimer & Co. Inc.|350
CBZ|CBIZ INC|PDQM|CODA MARKETS, INC.|18495
CBZ|CBIZ INC|PWJC|UBS Financial Services, Inc.|850
CBZ|CBIZ INC|RBCM|RBC CAPITAL MARKETS, LLC|1530
CBZ|CBIZ INC|RILY|B. RILEY FBR, INC.|1627
CBZ|CBIZ INC|SBSH|Citigroup Global Markets Inc.|72316
CBZ|CBIZ INC|SGMT|GOLDMAN SACHS & CO. LLC|62856
CBZ|CBIZ INC|SPDR|SPEEDROUTE LLC|15255
CBZ|CBIZ INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
CBZ|CBIZ INC|STFL|Stifel, Nicolaus & Company, Incorporated|370
CBZ|CBIZ INC|SWIM|TD Ameritrade, Inc.|6685
CBZ|CBIZ INC|SWST|Hilltop Securities Inc.|700
CBZ|CBIZ INC|TKNG|ALLY INVEST SECURITIES LLC|50
CBZ|CBIZ INC|TRBT|Tradebot Systems, Inc.|548
CBZ|CBIZ INC|TRCM|TRC MARKETS LLC|7398
CBZ|CBIZ INC|UBSS|UBS Securities LLC|136327
CBZ|CBIZ INC|VALX|VIRTU AMERICAS LLC|28211
CBZ|CBIZ INC|VGRD|Vanguard Marketing Corporation|3375
CBZ|CBIZ INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2579
CBZ|CBIZ INC|WCHV|WELLS FARGO SECURITIES, LLC|71103
CBZ|CBIZ INC|WEED|Weeden & Co.L.P.|157733
CBZ|CBIZ INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2338
CBZ|CBIZ INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|782
CBZ|CBIZ INC|WFPB|Wells Fargo Securities, LLC.|819
CBZ|CBIZ INC|WGIF|CIBC World Markets Inc.|560
CBZ|CBIZ INC|WSEA|WOLVERINE SECURITIES, LLC|1679
CBZ|CBIZ INC|XIST|INSTINET, LLC|200
CBZ|CBIZ INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15614
CBZ|CBIZ INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|111
CC|CHEMOURS CO|ABLE|NATIXIS Securities Americas LLC|230226
CC|CHEMOURS CO|ACLP|ALEXANDER CAPITAL, L.P.|4000
CC|CHEMOURS CO|AGIS|Aegis Capital Corp.|280
CC|CHEMOURS CO|ALTX|Alternet Securities Inc.|5306
CC|CHEMOURS CO|APCC|Apex Clearing Corporation|3327
CC|CHEMOURS CO|AQUA|AQUA SECURITIES L.P.|4600
CC|CHEMOURS CO|BANK|Primevest Financial Services, Inc.|439
CC|CHEMOURS CO|BARD|Robert W. Baird & Co. Incorporated|1360
CC|CHEMOURS CO|BATM|CBOE TRADING, INC.|14477
CC|CHEMOURS CO|BAYC|BAY CREST PARTNERS, LLC|596
CC|CHEMOURS CO|BAYT|BTIG, LLC|4200
CC|CHEMOURS CO|BBNT|BB&T SECURITIES, LLC|759
CC|CHEMOURS CO|BERN|Sanford C. Bernstein & Co., LLC|108240
CC|CHEMOURS CO|BIAD|SAGETRADER, LLC|405
CC|CHEMOURS CO|BIDS|BIDS TRADING L.P.|9100
CC|CHEMOURS CO|BIMI|Banca IMI Securities Corp.|30
CC|CHEMOURS CO|BKCM|BNY Mellon Capital Markets LLC|89751
CC|CHEMOURS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39606
CC|CHEMOURS CO|BLKX|INSTINET, LLC|327249
CC|CHEMOURS CO|BNPX|BNP PARIBAS SECURITIES CORP.|76471
CC|CHEMOURS CO|BRVL|BLAYLOCK VAN, LLC|500
CC|CHEMOURS CO|BTIG|BTIG, LLC|4617
CC|CHEMOURS CO|BYXM|CBOE TRADING, INC.|2595
CC|CHEMOURS CO|BZYD|GOLDMAN SACHS & CO. LLC|300
CC|CHEMOURS CO|CABR|Cabrera Capital Markets, Inc.|50
CC|CHEMOURS CO|CANT|Cantor Fitzgerald & Co.|3706
CC|CHEMOURS CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|19200
CC|CHEMOURS CO|CHAS|Charles Schwab & Co., Inc.|3216
CC|CHEMOURS CO|CIST|Capital Institutional Services, Inc.|12050
CC|CHEMOURS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112966
CC|CHEMOURS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2604
CC|CHEMOURS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
CC|CHEMOURS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|433288
CC|CHEMOURS CO|CTDL|Citadel Derivatives Group Llc|38486
CC|CHEMOURS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|41328
CC|CHEMOURS CO|DADA|D.A. Davidson & Co.|116
CC|CHEMOURS CO|DAVA|Davenport & Company LLC|1187
CC|CHEMOURS CO|DBAB|Deutsche Bank Securities Inc.|432697
CC|CHEMOURS CO|DBAX|Deutsche Bank Securities Inc.|280400
CC|CHEMOURS CO|DCHF|Dart Executions, LLC|3659
CC|CHEMOURS CO|DEAN|MORGAN STANLEY|6682
CC|CHEMOURS CO|DEGS|RONIN PROFESSIONAL LLC|300
CC|CHEMOURS CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|908
CC|CHEMOURS CO|EBXL|EBX LLC|279700
CC|CHEMOURS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2204
CC|CHEMOURS CO|EDJO|Edward D. Jones & Co., L.P.|5674
CC|CHEMOURS CO|EGAM|CBOE TRADING, INC.|9164
CC|CHEMOURS CO|EGAW|CBOE TRADING, INC.|207
CC|CHEMOURS CO|EGMT|EG MARKET TECHNOLOGIES LLC|938
CC|CHEMOURS CO|EGXM|CBOE TRADING, INC.|8322
CC|CHEMOURS CO|ETBE|Electronic Transaction Clearing, Inc.|24412
CC|CHEMOURS CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CC|CHEMOURS CO|ETCC|Electronic Transaction Clearing, Inc.|1320
CC|CHEMOURS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25336
CC|CHEMOURS CO|ETRS|E*Trade Securities LLC|382805
CC|CHEMOURS CO|FFSI|Firstrade Securities Inc.|20
CC|CHEMOURS CO|FIDT|Fidelity Clearing Canada ULC./ CDS|311
CC|CHEMOURS CO|FILL|Tradestation Securities, Inc.|17495
CC|CHEMOURS CO|FINX|FINTECH SECURITIES|340
CC|CHEMOURS CO|FMAF|NBCN Inc./ CDS|518
CC|CHEMOURS CO|FMCO|First Manhattan Co|15
CC|CHEMOURS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10187
CC|CHEMOURS CO|FQLS|Quantlab Securities LP|416959
CC|CHEMOURS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|165644
CC|CHEMOURS CO|FTBR|Foliofn Investments, Inc.|5280
CC|CHEMOURS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|4028
CC|CHEMOURS CO|GLIS|TD Securities Inc|1557
CC|CHEMOURS CO|GLPX|ACS EXECUTION SERVICES, LLC|16541
CC|CHEMOURS CO|GSCO|GOLDMAN SACHS & CO. LLC|1802424
CC|CHEMOURS CO|GSCS|GOLDMAN SACHS & CO. LLC|7827
CC|CHEMOURS CO|GSLT|GOLDMAN SACHS & CO. LLC|10306
CC|CHEMOURS CO|GTSZ|GTS SECURITIES LLC|126617
CC|CHEMOURS CO|HRBF|American Enterprise Investment Services Inc.|5474
CC|CHEMOURS CO|HSBC|HSBC Securities, Inc.|1342
CC|CHEMOURS CO|IATS|INTERACTIVE BROKERS LLC|21578
CC|CHEMOURS CO|IBKR|Interactive Brokers Llc|48257
CC|CHEMOURS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|99
CC|CHEMOURS CO|ICBX|INSTINET, LLC|103344
CC|CHEMOURS CO|IEQY|CITADEL SECURITIES LLC|78088
CC|CHEMOURS CO|INCA|INSTINET, LLC|489503
CC|CHEMOURS CO|INJX|INSTINET, LLC|2835
CC|CHEMOURS CO|ITGI|ITG Inc.|18968
CC|CHEMOURS CO|ITGP|ITG INC.|331200
CC|CHEMOURS CO|JANY|Janney Montgomery Scott Inc.|19741
CC|CHEMOURS CO|JEFF|JEFFERIES LLC|316150
CC|CHEMOURS CO|JMPT|JUMP TRADING, LLC|103498
CC|CHEMOURS CO|JONE|JonesTrading|10
CC|CHEMOURS CO|JPBX|J.P. MORGAN SECURITIES LLC|118209
CC|CHEMOURS CO|JPMX|J.P. Morgan Securities LLC|665217
CC|CHEMOURS CO|JRCO|Johnson Rice & Company L.L.C.|2000
CC|CHEMOURS CO|JSJX|JANE STREET CAPITAL LLC|81814
CC|CHEMOURS CO|KCGM|VIRTU Americas LLC|55524
CC|CHEMOURS CO|LEHM|Barclays Capital Inc./Le|810923
CC|CHEMOURS CO|LGNT|COR CLEARING LLC|1
CC|CHEMOURS CO|LIME|Lime Brokerage LLC|33975
CC|CHEMOURS CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|175400
CC|CHEMOURS CO|LQNA|LIQUIDNET, INC.|96900
CC|CHEMOURS CO|LQNB|LIQUIDNET, INC.|8600
CC|CHEMOURS CO|LSCI|Lek Securities Corporation|692
CC|CHEMOURS CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CC|CHEMOURS CO|MACC|Mid Atlantic Capital Corporation|200
CC|CHEMOURS CO|MACQ|Macquarie Capital (USA) Inc.|900
CC|CHEMOURS CO|MBTS|ALLY INVEST SECURITIES LLC|250
CC|CHEMOURS CO|MCMF|Raymond James Ltd. Cds|14
CC|CHEMOURS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|204289
CC|CHEMOURS CO|MOTF|MOTIF INVESTING, INC.|5
CC|CHEMOURS CO|MSCO|MORGAN STANLEY & CO. LLC|3353903
CC|CHEMOURS CO|MSPL|MORGAN STANLEY & CO. LLC|566600
CC|CHEMOURS CO|MSTX|MORGAN STANLEY & CO. LLC|313200
CC|CHEMOURS CO|MZHO|Mizuho Securities USA LLC|27800
CC|CHEMOURS CO|NEUB|NEUBERGER BERMAN BD LLC|510
CC|CHEMOURS CO|NFSC|National Financial Services LLC|447698
CC|CHEMOURS CO|NITE|VIRTU Americas LLC|758622
CC|CHEMOURS CO|NITP|VIRTU Americas LLC|307
CC|CHEMOURS CO|NQRB|Brut, LLC|11107
CC|CHEMOURS CO|NTBF|BMO Nesbitt Burns Inc./CDS|3280
CC|CHEMOURS CO|NTRC|Northern Trust Securities, Inc.|9005
CC|CHEMOURS CO|OHOS|TWO SIGMA SECURITIES, LLC|35526
CC|CHEMOURS CO|ONEL|O'NEIL SECURITIES, INCORPORATED|345
CC|CHEMOURS CO|OPCO|Oppenheimer & Co. Inc.|817
CC|CHEMOURS CO|PCPT|PHILLIP CAPITAL INC.|6460
CC|CHEMOURS CO|PDQM|CODA MARKETS, INC.|25441
CC|CHEMOURS CO|PHLY|NASDAQ Execution Services, LLC|16480
CC|CHEMOURS CO|PWJC|UBS Financial Services, Inc.|12753
CC|CHEMOURS CO|RBCM|RBC CAPITAL MARKETS, LLC|18549
CC|CHEMOURS CO|RGLD|Regal Securities, Inc|70
CC|CHEMOURS CO|RHCO|Suntrust Robinson Humphrey, Inc.|20648
CC|CHEMOURS CO|SAGL|SAGETRADER, LLC|6182
CC|CHEMOURS CO|SAGW|SAGETRADER, LLC|35
CC|CHEMOURS CO|SALI|INTL FCSTONE FINANCIAL INC.|1831
CC|CHEMOURS CO|SBRX|MURIEL SIEBERT & CO INC|1000
CC|CHEMOURS CO|SBSH|Citigroup Global Markets Inc.|134274
CC|CHEMOURS CO|SCMC|Scotia Capital Markets (USA) Inc.|54000
CC|CHEMOURS CO|SGMT|GOLDMAN SACHS & CO. LLC|177849
CC|CHEMOURS CO|SPDR|SPEEDROUTE LLC|7582
CC|CHEMOURS CO|SPHN|Stephens Inc.|133
CC|CHEMOURS CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|1405
CC|CHEMOURS CO|STFL|Stifel, Nicolaus & Company, Incorporated|12570
CC|CHEMOURS CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2541
CC|CHEMOURS CO|SWIM|TD Ameritrade, Inc.|38697
CC|CHEMOURS CO|SWST|Hilltop Securities Inc.|2796
CC|CHEMOURS CO|TAGC|TELSEY ADVISORY GROUP LLC|50
CC|CHEMOURS CO|TKNG|ALLY INVEST SECURITIES LLC|5090
CC|CHEMOURS CO|TMBR|Timber Hill LLC|32
CC|CHEMOURS CO|TRBT|Tradebot Systems, Inc.|302018
CC|CHEMOURS CO|TRCM|TRC MARKETS LLC|110336
CC|CHEMOURS CO|TWTT|TASTYWORKS, INC.|200
CC|CHEMOURS CO|UBSA|UBS SECURITIES LLC|896057
CC|CHEMOURS CO|UBSS|UBS Securities LLC|1784666
CC|CHEMOURS CO|VALX|VIRTU AMERICAS LLC|8070
CC|CHEMOURS CO|VERT|The Vertical Trading Group, LLC|5150
CC|CHEMOURS CO|VGRD|Vanguard Marketing Corporation|42463
CC|CHEMOURS CO|VSIN|Vision Financial Markets Llc|23
CC|CHEMOURS CO|WBLR|WILLIAM BLAIR|84
CC|CHEMOURS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|2124
CC|CHEMOURS CO|WCHV|WELLS FARGO SECURITIES, LLC|388002
CC|CHEMOURS CO|WDNX|WEEDEN & CO.L.P.|436
CC|CHEMOURS CO|WEDB|WEDBUSH SECURITIES INC.|10902
CC|CHEMOURS CO|WEED|Weeden & Co.L.P.|1715
CC|CHEMOURS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19731
CC|CHEMOURS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52149
CC|CHEMOURS CO|WGIF|CIBC World Markets Inc.|455
CC|CHEMOURS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|658
CC|CHEMOURS CO|WSEA|WOLVERINE SECURITIES, LLC|17149
CC|CHEMOURS CO|XIST|INSTINET, LLC|57800
CC|CHEMOURS CO|XPQR|Jump Trading|5412
CC|CHEMOURS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|105216
CC|CHEMOURS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|480
CC|CHEMOURS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3880
CCA|MFS CALIFORNIA MUNI|ALTX|Alternet Securities Inc.|500
CCA|MFS CALIFORNIA MUNI|APCC|Apex Clearing Corporation|10
CCA|MFS CALIFORNIA MUNI|BATM|CBOE TRADING, INC.|100
CCA|MFS CALIFORNIA MUNI|CANT|Cantor Fitzgerald & Co.|767
CCA|MFS CALIFORNIA MUNI|CHAS|Charles Schwab & Co., Inc.|767
CCA|MFS CALIFORNIA MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1301
CCA|MFS CALIFORNIA MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|892
CCA|MFS CALIFORNIA MUNI|DBAX|Deutsche Bank Securities Inc.|1000
CCA|MFS CALIFORNIA MUNI|DEGS|RONIN PROFESSIONAL LLC|800
CCA|MFS CALIFORNIA MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
CCA|MFS CALIFORNIA MUNI|EDJO|Edward D. Jones & Co., L.P.|100
CCA|MFS CALIFORNIA MUNI|EGXM|CBOE TRADING, INC.|500
CCA|MFS CALIFORNIA MUNI|ETRS|E*Trade Securities LLC|1107
CCA|MFS CALIFORNIA MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1540
CCA|MFS CALIFORNIA MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74
CCA|MFS CALIFORNIA MUNI|FTBR|Foliofn Investments, Inc.|24
CCA|MFS CALIFORNIA MUNI|GSCO|GOLDMAN SACHS & CO. LLC|700
CCA|MFS CALIFORNIA MUNI|GSLT|GOLDMAN SACHS & CO. LLC|428
CCA|MFS CALIFORNIA MUNI|IATS|INTERACTIVE BROKERS LLC|288
CCA|MFS CALIFORNIA MUNI|IBKR|Interactive Brokers Llc|2424
CCA|MFS CALIFORNIA MUNI|ICBX|INSTINET, LLC|500
CCA|MFS CALIFORNIA MUNI|INCA|INSTINET, LLC|100
CCA|MFS CALIFORNIA MUNI|ITGI|ITG Inc.|400
CCA|MFS CALIFORNIA MUNI|ITGP|ITG INC.|200
CCA|MFS CALIFORNIA MUNI|JEFF|JEFFERIES LLC|2700
CCA|MFS CALIFORNIA MUNI|JPMX|J.P. Morgan Securities LLC|2050
CCA|MFS CALIFORNIA MUNI|LEHM|Barclays Capital Inc./Le|2813
CCA|MFS CALIFORNIA MUNI|LIME|Lime Brokerage LLC|443
CCA|MFS CALIFORNIA MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CCA|MFS CALIFORNIA MUNI|MSCO|MORGAN STANLEY & CO. LLC|12375
CCA|MFS CALIFORNIA MUNI|MSPL|MORGAN STANLEY & CO. LLC|2700
CCA|MFS CALIFORNIA MUNI|NFSC|National Financial Services LLC|11040
CCA|MFS CALIFORNIA MUNI|NITE|VIRTU Americas LLC|16716
CCA|MFS CALIFORNIA MUNI|PWJC|UBS Financial Services, Inc.|200
CCA|MFS CALIFORNIA MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|1960
CCA|MFS CALIFORNIA MUNI|SWST|Hilltop Securities Inc.|851
CCA|MFS CALIFORNIA MUNI|UBSA|UBS SECURITIES LLC|3460
CCA|MFS CALIFORNIA MUNI|UBSS|UBS Securities LLC|5572
CCA|MFS CALIFORNIA MUNI|VGRD|Vanguard Marketing Corporation|1634
CCA|MFS CALIFORNIA MUNI|WCHV|WELLS FARGO SECURITIES, LLC|7010
CCA|MFS CALIFORNIA MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|500
CCA|MFS CALIFORNIA MUNI|WSEA|WOLVERINE SECURITIES, LLC|45
CCBG|CAPITAL CITY BANK GR|ALTX|Alternet Securities Inc.|716
CCBG|CAPITAL CITY BANK GR|APCC|Apex Clearing Corporation|8
CCBG|CAPITAL CITY BANK GR|BATM|CBOE TRADING, INC.|226
CCBG|CAPITAL CITY BANK GR|BAYC|BAY CREST PARTNERS, LLC|480
CCBG|CAPITAL CITY BANK GR|BERN|Sanford C. Bernstein & Co., LLC|1473
CCBG|CAPITAL CITY BANK GR|BMOC|BMO Capital Markets Corp.|1793
CCBG|CAPITAL CITY BANK GR|BNKS|Fig Partners, LLC|16113
CCBG|CAPITAL CITY BANK GR|BNPX|BNP PARIBAS SECURITIES CORP.|1142
CCBG|CAPITAL CITY BANK GR|BYXM|CBOE TRADING, INC.|278
CCBG|CAPITAL CITY BANK GR|BZYD|GOLDMAN SACHS & CO. LLC|546
CCBG|CAPITAL CITY BANK GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25
CCBG|CAPITAL CITY BANK GR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1917
CCBG|CAPITAL CITY BANK GR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|807
CCBG|CAPITAL CITY BANK GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3345
CCBG|CAPITAL CITY BANK GR|CTDL|Citadel Derivatives Group Llc|434
CCBG|CAPITAL CITY BANK GR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2346
CCBG|CAPITAL CITY BANK GR|DBAB|Deutsche Bank Securities Inc.|17897
CCBG|CAPITAL CITY BANK GR|DBAX|Deutsche Bank Securities Inc.|4100
CCBG|CAPITAL CITY BANK GR|DBUL|Deutsche Bank Securities Inc.|200
CCBG|CAPITAL CITY BANK GR|DEGS|RONIN PROFESSIONAL LLC|8906
CCBG|CAPITAL CITY BANK GR|EBXL|EBX LLC|3100
CCBG|CAPITAL CITY BANK GR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1601
CCBG|CAPITAL CITY BANK GR|EDJO|Edward D. Jones & Co., L.P.|58
CCBG|CAPITAL CITY BANK GR|EGAM|CBOE TRADING, INC.|200
CCBG|CAPITAL CITY BANK GR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1136
CCBG|CAPITAL CITY BANK GR|ETRS|E*Trade Securities LLC|37
CCBG|CAPITAL CITY BANK GR|FBCO|Credit Suisse Securities (USA) LLC|50294
CCBG|CAPITAL CITY BANK GR|FOMA|TD AMERITRADE CLEARING, INC.|18856
CCBG|CAPITAL CITY BANK GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3406
CCBG|CAPITAL CITY BANK GR|FTBR|Foliofn Investments, Inc.|1
CCBG|CAPITAL CITY BANK GR|GEBB|GLOBAL EXECUTION BROKERS, LP|3690
CCBG|CAPITAL CITY BANK GR|GLPX|ACS EXECUTION SERVICES, LLC|109
CCBG|CAPITAL CITY BANK GR|GSCO|GOLDMAN SACHS & CO. LLC|40964
CCBG|CAPITAL CITY BANK GR|GSCS|GOLDMAN SACHS & CO. LLC|848
CCBG|CAPITAL CITY BANK GR|GSLT|GOLDMAN SACHS & CO. LLC|400
CCBG|CAPITAL CITY BANK GR|GTSZ|GTS SECURITIES LLC|17555
CCBG|CAPITAL CITY BANK GR|HRBF|American Enterprise Investment Services Inc.|301
CCBG|CAPITAL CITY BANK GR|IATS|INTERACTIVE BROKERS LLC|221
CCBG|CAPITAL CITY BANK GR|IBKR|Interactive Brokers Llc|13122
CCBG|CAPITAL CITY BANK GR|ICBX|INSTINET, LLC|300
CCBG|CAPITAL CITY BANK GR|IEQY|CITADEL SECURITIES LLC|3265
CCBG|CAPITAL CITY BANK GR|INCA|INSTINET, LLC|19392
CCBG|CAPITAL CITY BANK GR|INJX|INSTINET, LLC|3866
CCBG|CAPITAL CITY BANK GR|ITGI|ITG Inc.|6675
CCBG|CAPITAL CITY BANK GR|ITGP|ITG INC.|10400
CCBG|CAPITAL CITY BANK GR|JEFF|JEFFERIES LLC|6998
CCBG|CAPITAL CITY BANK GR|JONE|JonesTrading|112
CCBG|CAPITAL CITY BANK GR|JPMX|J.P. Morgan Securities LLC|3268
CCBG|CAPITAL CITY BANK GR|JSJX|JANE STREET CAPITAL LLC|246
CCBG|CAPITAL CITY BANK GR|KCGM|VIRTU Americas LLC|227
CCBG|CAPITAL CITY BANK GR|LEHM|Barclays Capital Inc./Le|19023
CCBG|CAPITAL CITY BANK GR|LIME|Lime Brokerage LLC|25684
CCBG|CAPITAL CITY BANK GR|LMGP|LIME BROKERAGE LLC|1254
CCBG|CAPITAL CITY BANK GR|MACC|Mid Atlantic Capital Corporation|11147
CCBG|CAPITAL CITY BANK GR|MAXM|Maxim Group LLC|1168
CCBG|CAPITAL CITY BANK GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1900
CCBG|CAPITAL CITY BANK GR|MSCO|MORGAN STANLEY & CO. LLC|76163
CCBG|CAPITAL CITY BANK GR|MSPL|MORGAN STANLEY & CO. LLC|10000
CCBG|CAPITAL CITY BANK GR|MSTX|MORGAN STANLEY & CO. LLC|200
CCBG|CAPITAL CITY BANK GR|NFSC|National Financial Services LLC|1284
CCBG|CAPITAL CITY BANK GR|NITE|VIRTU Americas LLC|30128
CCBG|CAPITAL CITY BANK GR|NITP|VIRTU Americas LLC|200
CCBG|CAPITAL CITY BANK GR|NQRB|Brut, LLC|1060
CCBG|CAPITAL CITY BANK GR|PDQM|CODA MARKETS, INC.|213
CCBG|CAPITAL CITY BANK GR|RAJA|Raymond James & Associates, Inc.|311
CCBG|CAPITAL CITY BANK GR|SBSH|Citigroup Global Markets Inc.|20868
CCBG|CAPITAL CITY BANK GR|SGMT|GOLDMAN SACHS & CO. LLC|1711
CCBG|CAPITAL CITY BANK GR|SOGO|Wang Investment Associates, Inc.|200
CCBG|CAPITAL CITY BANK GR|SPDR|SPEEDROUTE LLC|1770
CCBG|CAPITAL CITY BANK GR|SPTD|MINT GLOBAL MARKETS, INC.|9758
CCBG|CAPITAL CITY BANK GR|STFL|Stifel, Nicolaus & Company, Incorporated|454
CCBG|CAPITAL CITY BANK GR|SWIM|TD Ameritrade, Inc.|2793
CCBG|CAPITAL CITY BANK GR|SWST|Hilltop Securities Inc.|96
CCBG|CAPITAL CITY BANK GR|TRBT|Tradebot Systems, Inc.|1911
CCBG|CAPITAL CITY BANK GR|TRCM|TRC MARKETS LLC|12287
CCBG|CAPITAL CITY BANK GR|UBSA|UBS SECURITIES LLC|8742
CCBG|CAPITAL CITY BANK GR|UBSS|UBS Securities LLC|77476
CCBG|CAPITAL CITY BANK GR|VALX|VIRTU AMERICAS LLC|2099
CCBG|CAPITAL CITY BANK GR|VGRD|Vanguard Marketing Corporation|4
CCBG|CAPITAL CITY BANK GR|WABR|Wall Street Access|38
CCBG|CAPITAL CITY BANK GR|WCHV|WELLS FARGO SECURITIES, LLC|3217
CCBG|CAPITAL CITY BANK GR|WDNX|WEEDEN & CO.L.P.|332
CCBG|CAPITAL CITY BANK GR|WSEA|WOLVERINE SECURITIES, LLC|70
CCBG|CAPITAL CITY BANK GR|XIST|INSTINET, LLC|200
CCBG|CAPITAL CITY BANK GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|130
CCCL|CHINA CERAMICS CO|ALTX|Alternet Securities Inc.|1000
CCCL|CHINA CERAMICS CO|APCC|Apex Clearing Corporation|2457
CCCL|CHINA CERAMICS CO|BATM|CBOE TRADING, INC.|482
CCCL|CHINA CERAMICS CO|BIMI|Banca IMI Securities Corp.|17650
CCCL|CHINA CERAMICS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|950
CCCL|CHINA CERAMICS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2001
CCCL|CHINA CERAMICS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
CCCL|CHINA CERAMICS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|994
CCCL|CHINA CERAMICS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2850
CCCL|CHINA CERAMICS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CCCL|CHINA CERAMICS CO|DBAB|Deutsche Bank Securities Inc.|300
CCCL|CHINA CERAMICS CO|DBAX|Deutsche Bank Securities Inc.|1500
CCCL|CHINA CERAMICS CO|DEGS|RONIN PROFESSIONAL LLC|9382
CCCL|CHINA CERAMICS CO|EBXL|EBX LLC|900
CCCL|CHINA CERAMICS CO|EGAM|CBOE TRADING, INC.|1100
CCCL|CHINA CERAMICS CO|ETRS|E*Trade Securities LLC|91700
CCCL|CHINA CERAMICS CO|FBCO|Credit Suisse Securities (USA) LLC|12077
CCCL|CHINA CERAMICS CO|FILL|Tradestation Securities, Inc.|5090
CCCL|CHINA CERAMICS CO|FOMA|TD AMERITRADE CLEARING, INC.|164693
CCCL|CHINA CERAMICS CO|FTBR|Foliofn Investments, Inc.|2
CCCL|CHINA CERAMICS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CCCL|CHINA CERAMICS CO|GLPX|ACS EXECUTION SERVICES, LLC|1777
CCCL|CHINA CERAMICS CO|GTSZ|GTS SECURITIES LLC|2084
CCCL|CHINA CERAMICS CO|IATS|INTERACTIVE BROKERS LLC|8918
CCCL|CHINA CERAMICS CO|IBKR|Interactive Brokers Llc|88637
CCCL|CHINA CERAMICS CO|ICBX|INSTINET, LLC|1900
CCCL|CHINA CERAMICS CO|INCA|INSTINET, LLC|15162
CCCL|CHINA CERAMICS CO|ITGI|ITG Inc.|8370
CCCL|CHINA CERAMICS CO|ITGP|ITG INC.|5200
CCCL|CHINA CERAMICS CO|JPMX|J.P. Morgan Securities LLC|580
CCCL|CHINA CERAMICS CO|LEHM|Barclays Capital Inc./Le|6300
CCCL|CHINA CERAMICS CO|LIME|Lime Brokerage LLC|7700
CCCL|CHINA CERAMICS CO|LSCI|Lek Securities Corporation|4200
CCCL|CHINA CERAMICS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CCCL|CHINA CERAMICS CO|MSCO|MORGAN STANLEY & CO. LLC|25802
CCCL|CHINA CERAMICS CO|NFSC|National Financial Services LLC|54731
CCCL|CHINA CERAMICS CO|NITE|VIRTU Americas LLC|173687
CCCL|CHINA CERAMICS CO|NQRB|Brut, LLC|3233
CCCL|CHINA CERAMICS CO|OPCO|Oppenheimer & Co. Inc.|6189
CCCL|CHINA CERAMICS CO|PCPT|PHILLIP CAPITAL INC.|3762
CCCL|CHINA CERAMICS CO|PDQM|CODA MARKETS, INC.|3392
CCCL|CHINA CERAMICS CO|SBSH|Citigroup Global Markets Inc.|14430
CCCL|CHINA CERAMICS CO|SGMT|GOLDMAN SACHS & CO. LLC|1400
CCCL|CHINA CERAMICS CO|SPDR|SPEEDROUTE LLC|6929
CCCL|CHINA CERAMICS CO|SPTD|MINT GLOBAL MARKETS, INC.|100
CCCL|CHINA CERAMICS CO|SWIM|TD Ameritrade, Inc.|83890
CCCL|CHINA CERAMICS CO|TKNG|ALLY INVEST SECURITIES LLC|20
CCCL|CHINA CERAMICS CO|TRCM|TRC MARKETS LLC|200
CCCL|CHINA CERAMICS CO|UBSA|UBS SECURITIES LLC|8611
CCCL|CHINA CERAMICS CO|UBSS|UBS Securities LLC|10970
CCCL|CHINA CERAMICS CO|VALX|VIRTU AMERICAS LLC|505
CCCL|CHINA CERAMICS CO|VGRD|Vanguard Marketing Corporation|6850
CCCL|CHINA CERAMICS CO|WCHV|WELLS FARGO SECURITIES, LLC|10200
CCCL|CHINA CERAMICS CO|WEDB|WEDBUSH SECURITIES INC.|800
CCCL|CHINA CERAMICS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1691
CCCL|CHINA CERAMICS CO|WSEA|WOLVERINE SECURITIES, LLC|2752
CCCR|CHINA COMMERCIAL CRE|ALTX|Alternet Securities Inc.|900
CCCR|CHINA COMMERCIAL CRE|APCC|Apex Clearing Corporation|11154
CCCR|CHINA COMMERCIAL CRE|BATM|CBOE TRADING, INC.|16
CCCR|CHINA COMMERCIAL CRE|BIMI|Banca IMI Securities Corp.|600
CCCR|CHINA COMMERCIAL CRE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|302
CCCR|CHINA COMMERCIAL CRE|CHAS|Charles Schwab & Co., Inc.|2700
CCCR|CHINA COMMERCIAL CRE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11938
CCCR|CHINA COMMERCIAL CRE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14725
CCCR|CHINA COMMERCIAL CRE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22630
CCCR|CHINA COMMERCIAL CRE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4550
CCCR|CHINA COMMERCIAL CRE|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
CCCR|CHINA COMMERCIAL CRE|DBAB|Deutsche Bank Securities Inc.|2010
CCCR|CHINA COMMERCIAL CRE|DBAX|Deutsche Bank Securities Inc.|2000
CCCR|CHINA COMMERCIAL CRE|DEGS|RONIN PROFESSIONAL LLC|8754
CCCR|CHINA COMMERCIAL CRE|EBXL|EBX LLC|700
CCCR|CHINA COMMERCIAL CRE|ECUT|CONVERGEX EXECUTION SOLUTIONS|3031
CCCR|CHINA COMMERCIAL CRE|EGAM|CBOE TRADING, INC.|3500
CCCR|CHINA COMMERCIAL CRE|EGAW|CBOE TRADING, INC.|16772
CCCR|CHINA COMMERCIAL CRE|EGXM|CBOE TRADING, INC.|2500
CCCR|CHINA COMMERCIAL CRE|EGXW|CBOE TRADING, INC.|76
CCCR|CHINA COMMERCIAL CRE|ETBE|Electronic Transaction Clearing, Inc.|620
CCCR|CHINA COMMERCIAL CRE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|172
CCCR|CHINA COMMERCIAL CRE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|500
CCCR|CHINA COMMERCIAL CRE|ETRS|E*Trade Securities LLC|162738
CCCR|CHINA COMMERCIAL CRE|FBCO|Credit Suisse Securities (USA) LLC|42390
CCCR|CHINA COMMERCIAL CRE|FILL|Tradestation Securities, Inc.|4100
CCCR|CHINA COMMERCIAL CRE|FOMA|TD AMERITRADE CLEARING, INC.|202288
CCCR|CHINA COMMERCIAL CRE|FTBR|Foliofn Investments, Inc.|1
CCCR|CHINA COMMERCIAL CRE|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CCCR|CHINA COMMERCIAL CRE|GLIS|TD Securities Inc|142
CCCR|CHINA COMMERCIAL CRE|GLPX|ACS EXECUTION SERVICES, LLC|4009
CCCR|CHINA COMMERCIAL CRE|GSCO|GOLDMAN SACHS & CO. LLC|44753
CCCR|CHINA COMMERCIAL CRE|GSLT|GOLDMAN SACHS & CO. LLC|700
CCCR|CHINA COMMERCIAL CRE|GTSZ|GTS SECURITIES LLC|500
CCCR|CHINA COMMERCIAL CRE|HSBC|HSBC Securities, Inc.|5570
CCCR|CHINA COMMERCIAL CRE|IATS|INTERACTIVE BROKERS LLC|23782
CCCR|CHINA COMMERCIAL CRE|IBKR|Interactive Brokers Llc|268332
CCCR|CHINA COMMERCIAL CRE|ICBX|INSTINET, LLC|700
CCCR|CHINA COMMERCIAL CRE|INCA|INSTINET, LLC|27919
CCCR|CHINA COMMERCIAL CRE|ITGI|ITG Inc.|8163
CCCR|CHINA COMMERCIAL CRE|ITGP|ITG INC.|6200
CCCR|CHINA COMMERCIAL CRE|JANY|Janney Montgomery Scott Inc.|25
CCCR|CHINA COMMERCIAL CRE|JMPT|JUMP TRADING, LLC|48
CCCR|CHINA COMMERCIAL CRE|JPMX|J.P. Morgan Securities LLC|1200
CCCR|CHINA COMMERCIAL CRE|JSJX|JANE STREET CAPITAL LLC|15473
CCCR|CHINA COMMERCIAL CRE|LEHM|Barclays Capital Inc./Le|19345
CCCR|CHINA COMMERCIAL CRE|LIME|Lime Brokerage LLC|9910
CCCR|CHINA COMMERCIAL CRE|LSCI|Lek Securities Corporation|9386
CCCR|CHINA COMMERCIAL CRE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CCCR|CHINA COMMERCIAL CRE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
CCCR|CHINA COMMERCIAL CRE|MSCO|MORGAN STANLEY & CO. LLC|70325
CCCR|CHINA COMMERCIAL CRE|NFSC|National Financial Services LLC|85697
CCCR|CHINA COMMERCIAL CRE|NITE|VIRTU Americas LLC|266843
CCCR|CHINA COMMERCIAL CRE|NITP|VIRTU Americas LLC|228
CCCR|CHINA COMMERCIAL CRE|NQRB|Brut, LLC|1800
CCCR|CHINA COMMERCIAL CRE|OPCO|Oppenheimer & Co. Inc.|550
CCCR|CHINA COMMERCIAL CRE|PCPT|PHILLIP CAPITAL INC.|35885
CCCR|CHINA COMMERCIAL CRE|PDQM|CODA MARKETS, INC.|7506
CCCR|CHINA COMMERCIAL CRE|RBCM|RBC CAPITAL MARKETS, LLC|4000
CCCR|CHINA COMMERCIAL CRE|SAGL|SAGETRADER, LLC|236
CCCR|CHINA COMMERCIAL CRE|SBSH|Citigroup Global Markets Inc.|15522
CCCR|CHINA COMMERCIAL CRE|SGMT|GOLDMAN SACHS & CO. LLC|1528
CCCR|CHINA COMMERCIAL CRE|SPDR|SPEEDROUTE LLC|7406
CCCR|CHINA COMMERCIAL CRE|SWIM|TD Ameritrade, Inc.|133558
CCCR|CHINA COMMERCIAL CRE|TRCM|TRC MARKETS LLC|200
CCCR|CHINA COMMERCIAL CRE|UBSA|UBS SECURITIES LLC|8137
CCCR|CHINA COMMERCIAL CRE|UBSS|UBS Securities LLC|29773
CCCR|CHINA COMMERCIAL CRE|WCHV|WELLS FARGO SECURITIES, LLC|5404
CCCR|CHINA COMMERCIAL CRE|WEDB|WEDBUSH SECURITIES INC.|1500
CCCR|CHINA COMMERCIAL CRE|WGIF|CIBC World Markets Inc.|1483
CCCR|CHINA COMMERCIAL CRE|WSEA|WOLVERINE SECURITIES, LLC|5000
CCD|CALAMS DY CNV IN CMN|AGIS|Aegis Capital Corp.|3500
CCD|CALAMS DY CNV IN CMN|ALTX|Alternet Securities Inc.|800
CCD|CALAMS DY CNV IN CMN|APCC|Apex Clearing Corporation|57
CCD|CALAMS DY CNV IN CMN|BANK|Primevest Financial Services, Inc.|400
CCD|CALAMS DY CNV IN CMN|BARD|Robert W. Baird & Co. Incorporated|5379
CCD|CALAMS DY CNV IN CMN|BBNT|BB&T SECURITIES, LLC|1100
CCD|CALAMS DY CNV IN CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2700
CCD|CALAMS DY CNV IN CMN|BRGE|Newbridge Securities Corp.|2256
CCD|CALAMS DY CNV IN CMN|BTIG|BTIG, LLC|3914
CCD|CALAMS DY CNV IN CMN|CANT|Cantor Fitzgerald & Co.|206
CCD|CALAMS DY CNV IN CMN|CHAS|Charles Schwab & Co., Inc.|1
CCD|CALAMS DY CNV IN CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1487
CCD|CALAMS DY CNV IN CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4346
CCD|CALAMS DY CNV IN CMN|CTDL|Citadel Derivatives Group Llc|127
CCD|CALAMS DY CNV IN CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CCD|CALAMS DY CNV IN CMN|DADA|D.A. Davidson & Co.|11647
CCD|CALAMS DY CNV IN CMN|DBAX|Deutsche Bank Securities Inc.|6400
CCD|CALAMS DY CNV IN CMN|DEAN|MORGAN STANLEY|4045
CCD|CALAMS DY CNV IN CMN|DEGS|RONIN PROFESSIONAL LLC|3933
CCD|CALAMS DY CNV IN CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33963
CCD|CALAMS DY CNV IN CMN|EBXL|EBX LLC|400
CCD|CALAMS DY CNV IN CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|4
CCD|CALAMS DY CNV IN CMN|EDJO|Edward D. Jones & Co., L.P.|800
CCD|CALAMS DY CNV IN CMN|EGAM|CBOE TRADING, INC.|200
CCD|CALAMS DY CNV IN CMN|EGXM|CBOE TRADING, INC.|600
CCD|CALAMS DY CNV IN CMN|ESPO|ESPOSITO SECURITIES, LLC|3758
CCD|CALAMS DY CNV IN CMN|ETBE|Electronic Transaction Clearing, Inc.|100
CCD|CALAMS DY CNV IN CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
CCD|CALAMS DY CNV IN CMN|ETRS|E*Trade Securities LLC|19178
CCD|CALAMS DY CNV IN CMN|FBCO|Credit Suisse Securities (USA) LLC|6891
CCD|CALAMS DY CNV IN CMN|FMAF|NBCN Inc./ CDS|254
CCD|CALAMS DY CNV IN CMN|FOMA|TD AMERITRADE CLEARING, INC.|51394
CCD|CALAMS DY CNV IN CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14620
CCD|CALAMS DY CNV IN CMN|FTBR|Foliofn Investments, Inc.|54
CCD|CALAMS DY CNV IN CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|3249
CCD|CALAMS DY CNV IN CMN|GLPX|ACS EXECUTION SERVICES, LLC|1331
CCD|CALAMS DY CNV IN CMN|GSCO|GOLDMAN SACHS & CO. LLC|14182
CCD|CALAMS DY CNV IN CMN|GSCS|GOLDMAN SACHS & CO. LLC|21835
CCD|CALAMS DY CNV IN CMN|GSLT|GOLDMAN SACHS & CO. LLC|400
CCD|CALAMS DY CNV IN CMN|GTSZ|GTS SECURITIES LLC|670
CCD|CALAMS DY CNV IN CMN|HRBF|American Enterprise Investment Services Inc.|59315
CCD|CALAMS DY CNV IN CMN|IATS|INTERACTIVE BROKERS LLC|981
CCD|CALAMS DY CNV IN CMN|IBKR|Interactive Brokers Llc|31397
CCD|CALAMS DY CNV IN CMN|ICBX|INSTINET, LLC|350
CCD|CALAMS DY CNV IN CMN|INCA|INSTINET, LLC|5744
CCD|CALAMS DY CNV IN CMN|ITGI|ITG Inc.|1700
CCD|CALAMS DY CNV IN CMN|JANY|Janney Montgomery Scott Inc.|2317
CCD|CALAMS DY CNV IN CMN|KCGM|VIRTU Americas LLC|1097
CCD|CALAMS DY CNV IN CMN|LEHM|Barclays Capital Inc./Le|1800
CCD|CALAMS DY CNV IN CMN|LIME|Lime Brokerage LLC|33719
CCD|CALAMS DY CNV IN CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
CCD|CALAMS DY CNV IN CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CCD|CALAMS DY CNV IN CMN|MSCO|MORGAN STANLEY & CO. LLC|173717
CCD|CALAMS DY CNV IN CMN|MSPL|MORGAN STANLEY & CO. LLC|5200
CCD|CALAMS DY CNV IN CMN|NATL|National Securities Corporation|1790
CCD|CALAMS DY CNV IN CMN|NFSC|National Financial Services LLC|95335
CCD|CALAMS DY CNV IN CMN|NITE|VIRTU Americas LLC|271406
CCD|CALAMS DY CNV IN CMN|NQRB|Brut, LLC|1280
CCD|CALAMS DY CNV IN CMN|OPCO|Oppenheimer & Co. Inc.|21146
CCD|CALAMS DY CNV IN CMN|OTAA|OTA LLC|1400
CCD|CALAMS DY CNV IN CMN|PDQM|CODA MARKETS, INC.|2756
CCD|CALAMS DY CNV IN CMN|PWJC|UBS Financial Services, Inc.|41724
CCD|CALAMS DY CNV IN CMN|RAJA|Raymond James & Associates, Inc.|20523
CCD|CALAMS DY CNV IN CMN|RBCM|RBC CAPITAL MARKETS, LLC|64136
CCD|CALAMS DY CNV IN CMN|SALI|INTL FCSTONE FINANCIAL INC.|201
CCD|CALAMS DY CNV IN CMN|SBSH|Citigroup Global Markets Inc.|5043
CCD|CALAMS DY CNV IN CMN|SGMT|GOLDMAN SACHS & CO. LLC|2395
CCD|CALAMS DY CNV IN CMN|SPDR|SPEEDROUTE LLC|500
CCD|CALAMS DY CNV IN CMN|SPHN|Stephens Inc.|825
CCD|CALAMS DY CNV IN CMN|STFL|Stifel, Nicolaus & Company, Incorporated|13063
CCD|CALAMS DY CNV IN CMN|SWIM|TD Ameritrade, Inc.|1703
CCD|CALAMS DY CNV IN CMN|SWST|Hilltop Securities Inc.|16310
CCD|CALAMS DY CNV IN CMN|TKNG|ALLY INVEST SECURITIES LLC|1260
CCD|CALAMS DY CNV IN CMN|TRBT|Tradebot Systems, Inc.|3290
CCD|CALAMS DY CNV IN CMN|TRCM|TRC MARKETS LLC|1381
CCD|CALAMS DY CNV IN CMN|UBSA|UBS SECURITIES LLC|21410
CCD|CALAMS DY CNV IN CMN|UBSS|UBS Securities LLC|143302
CCD|CALAMS DY CNV IN CMN|VALX|VIRTU AMERICAS LLC|1000
CCD|CALAMS DY CNV IN CMN|VGRD|Vanguard Marketing Corporation|2580
CCD|CALAMS DY CNV IN CMN|WCHV|WELLS FARGO SECURITIES, LLC|220542
CCD|CALAMS DY CNV IN CMN|WEDB|WEDBUSH SECURITIES INC.|2644
CCD|CALAMS DY CNV IN CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1844
CCD|CALAMS DY CNV IN CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28670
CCD|CALAMS DY CNV IN CMN|WSEA|WOLVERINE SECURITIES, LLC|8287
CCD|CALAMS DY CNV IN CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CCD|CALAMS DY CNV IN CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10695
CCE|COCA-COLA EUROPEAN P|ALTX|Alternet Securities Inc.|9050
CCE|COCA-COLA EUROPEAN P|ANOS|ABEL/NOSER, L.L.C.|14659
CCE|COCA-COLA EUROPEAN P|APCC|Apex Clearing Corporation|1001
CCE|COCA-COLA EUROPEAN P|BARD|Robert W. Baird & Co. Incorporated|1074
CCE|COCA-COLA EUROPEAN P|BATM|CBOE TRADING, INC.|3234
CCE|COCA-COLA EUROPEAN P|BAYC|BAY CREST PARTNERS, LLC|60
CCE|COCA-COLA EUROPEAN P|BBNT|BB&T SECURITIES, LLC|359
CCE|COCA-COLA EUROPEAN P|BERN|Sanford C. Bernstein & Co., LLC|133551
CCE|COCA-COLA EUROPEAN P|BIDS|BIDS TRADING L.P.|100
CCE|COCA-COLA EUROPEAN P|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8818
CCE|COCA-COLA EUROPEAN P|BLKX|INSTINET, LLC|20712
CCE|COCA-COLA EUROPEAN P|BMOC|BMO Capital Markets Corp.|1754
CCE|COCA-COLA EUROPEAN P|BNPX|BNP PARIBAS SECURITIES CORP.|41013
CCE|COCA-COLA EUROPEAN P|BRGE|Newbridge Securities Corp.|100
CCE|COCA-COLA EUROPEAN P|BTIG|BTIG, LLC|1342
CCE|COCA-COLA EUROPEAN P|BYXM|CBOE TRADING, INC.|1000
CCE|COCA-COLA EUROPEAN P|BZYD|GOLDMAN SACHS & CO. LLC|1317
CCE|COCA-COLA EUROPEAN P|CANT|Cantor Fitzgerald & Co.|365
CCE|COCA-COLA EUROPEAN P|CBLC|CITIGROUP GLOBAL MARKETS INC.|10456
CCE|COCA-COLA EUROPEAN P|CHAS|Charles Schwab & Co., Inc.|706
CCE|COCA-COLA EUROPEAN P|CIST|Capital Institutional Services, Inc.|13540
CCE|COCA-COLA EUROPEAN P|CLSA|CLSA AMERICAS, LLC|40600
CCE|COCA-COLA EUROPEAN P|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52671
CCE|COCA-COLA EUROPEAN P|CPET|CLEARPOOL EXECUTION SERVICES, LLC|46617
CCE|COCA-COLA EUROPEAN P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|986013
CCE|COCA-COLA EUROPEAN P|CTDL|Citadel Derivatives Group Llc|6365
CCE|COCA-COLA EUROPEAN P|CXCX|CITIGROUP GLOBAL MARKETS INC.|93996
CCE|COCA-COLA EUROPEAN P|DADA|D.A. Davidson & Co.|235
CCE|COCA-COLA EUROPEAN P|DBAB|Deutsche Bank Securities Inc.|221453
CCE|COCA-COLA EUROPEAN P|DBAX|Deutsche Bank Securities Inc.|470900
CCE|COCA-COLA EUROPEAN P|DBUL|Deutsche Bank Securities Inc.|400
CCE|COCA-COLA EUROPEAN P|DCHF|Dart Executions, LLC|1913
CCE|COCA-COLA EUROPEAN P|DEAN|MORGAN STANLEY|5741
CCE|COCA-COLA EUROPEAN P|DEGS|RONIN PROFESSIONAL LLC|1367
CCE|COCA-COLA EUROPEAN P|EBXL|EBX LLC|439600
CCE|COCA-COLA EUROPEAN P|ECUT|CONVERGEX EXECUTION SOLUTIONS|19648
CCE|COCA-COLA EUROPEAN P|EDJO|Edward D. Jones & Co., L.P.|1304
CCE|COCA-COLA EUROPEAN P|EGAM|CBOE TRADING, INC.|37900
CCE|COCA-COLA EUROPEAN P|EGAW|CBOE TRADING, INC.|174
CCE|COCA-COLA EUROPEAN P|EGMT|EG MARKET TECHNOLOGIES LLC|200
CCE|COCA-COLA EUROPEAN P|EGXM|CBOE TRADING, INC.|3396
CCE|COCA-COLA EUROPEAN P|EGXW|CBOE TRADING, INC.|200
CCE|COCA-COLA EUROPEAN P|ETBE|Electronic Transaction Clearing, Inc.|25481
CCE|COCA-COLA EUROPEAN P|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CCE|COCA-COLA EUROPEAN P|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11074
CCE|COCA-COLA EUROPEAN P|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1192
CCE|COCA-COLA EUROPEAN P|ETRS|E*Trade Securities LLC|9315
CCE|COCA-COLA EUROPEAN P|FBSB|U.S. Bancorp Investments, Inc.|21
CCE|COCA-COLA EUROPEAN P|FILL|Tradestation Securities, Inc.|1225
CCE|COCA-COLA EUROPEAN P|FMAF|NBCN Inc./ CDS|350
CCE|COCA-COLA EUROPEAN P|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|26102
CCE|COCA-COLA EUROPEAN P|FQLS|Quantlab Securities LP|387329
CCE|COCA-COLA EUROPEAN P|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83567
CCE|COCA-COLA EUROPEAN P|FTBR|Foliofn Investments, Inc.|597
CCE|COCA-COLA EUROPEAN P|GARC|ICAP Corporates LLC|35900
CCE|COCA-COLA EUROPEAN P|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CCE|COCA-COLA EUROPEAN P|GLIS|TD Securities Inc|497
CCE|COCA-COLA EUROPEAN P|GLPX|ACS EXECUTION SERVICES, LLC|33148
CCE|COCA-COLA EUROPEAN P|GSCO|GOLDMAN SACHS & CO. LLC|2620889
CCE|COCA-COLA EUROPEAN P|GSCS|GOLDMAN SACHS & CO. LLC|6197
CCE|COCA-COLA EUROPEAN P|GSLT|GOLDMAN SACHS & CO. LLC|11287
CCE|COCA-COLA EUROPEAN P|GTSZ|GTS SECURITIES LLC|78535
CCE|COCA-COLA EUROPEAN P|HRBF|American Enterprise Investment Services Inc.|107669
CCE|COCA-COLA EUROPEAN P|HSBC|HSBC Securities, Inc.|8823
CCE|COCA-COLA EUROPEAN P|IATS|INTERACTIVE BROKERS LLC|5843
CCE|COCA-COLA EUROPEAN P|IBKR|Interactive Brokers Llc|12293
CCE|COCA-COLA EUROPEAN P|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|216
CCE|COCA-COLA EUROPEAN P|ICBX|INSTINET, LLC|89637
CCE|COCA-COLA EUROPEAN P|INCA|INSTINET, LLC|416190
CCE|COCA-COLA EUROPEAN P|INJX|INSTINET, LLC|2180
CCE|COCA-COLA EUROPEAN P|INTL|INTL FCSTONE FINANCIAL INC.|1039
CCE|COCA-COLA EUROPEAN P|ITGI|ITG Inc.|65468
CCE|COCA-COLA EUROPEAN P|ITGP|ITG INC.|755800
CCE|COCA-COLA EUROPEAN P|JANY|Janney Montgomery Scott Inc.|238
CCE|COCA-COLA EUROPEAN P|JEFF|JEFFERIES LLC|199276
CCE|COCA-COLA EUROPEAN P|JMPT|JUMP TRADING, LLC|130184
CCE|COCA-COLA EUROPEAN P|JPBX|J.P. MORGAN SECURITIES LLC|47757
CCE|COCA-COLA EUROPEAN P|JPMX|J.P. Morgan Securities LLC|398230
CCE|COCA-COLA EUROPEAN P|JSJX|JANE STREET CAPITAL LLC|14577
CCE|COCA-COLA EUROPEAN P|KCGM|VIRTU Americas LLC|56644
CCE|COCA-COLA EUROPEAN P|LEHM|Barclays Capital Inc./Le|877541
CCE|COCA-COLA EUROPEAN P|LIME|Lime Brokerage LLC|101305
CCE|COCA-COLA EUROPEAN P|LMNX|LUMINEX TRADING & ANALYTICS LLC|37200
CCE|COCA-COLA EUROPEAN P|LOOP|Loop Capital Markets LLC|2551
CCE|COCA-COLA EUROPEAN P|LQNA|LIQUIDNET, INC.|26500
CCE|COCA-COLA EUROPEAN P|LSCI|Lek Securities Corporation|36
CCE|COCA-COLA EUROPEAN P|MAXM|Maxim Group LLC|2130
CCE|COCA-COLA EUROPEAN P|MBTS|ALLY INVEST SECURITIES LLC|550
CCE|COCA-COLA EUROPEAN P|MCMF|Raymond James Ltd. Cds|290
CCE|COCA-COLA EUROPEAN P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|144960
CCE|COCA-COLA EUROPEAN P|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|227
CCE|COCA-COLA EUROPEAN P|MSCO|MORGAN STANLEY & CO. LLC|1950924
CCE|COCA-COLA EUROPEAN P|MSPL|MORGAN STANLEY & CO. LLC|382600
CCE|COCA-COLA EUROPEAN P|MSTX|MORGAN STANLEY & CO. LLC|177400
CCE|COCA-COLA EUROPEAN P|MTON|MILLINGTON SECURITIES, INC.|31000
CCE|COCA-COLA EUROPEAN P|NFSC|National Financial Services LLC|50257
CCE|COCA-COLA EUROPEAN P|NITE|VIRTU Americas LLC|377765
CCE|COCA-COLA EUROPEAN P|NITP|VIRTU Americas LLC|3534
CCE|COCA-COLA EUROPEAN P|NQRB|Brut, LLC|29210
CCE|COCA-COLA EUROPEAN P|NTBF|BMO Nesbitt Burns Inc./CDS|63
CCE|COCA-COLA EUROPEAN P|NTRC|Northern Trust Securities, Inc.|1811
CCE|COCA-COLA EUROPEAN P|OHOS|TWO SIGMA SECURITIES, LLC|38166
CCE|COCA-COLA EUROPEAN P|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1364
CCE|COCA-COLA EUROPEAN P|PDQM|CODA MARKETS, INC.|63570
CCE|COCA-COLA EUROPEAN P|PHLY|NASDAQ Execution Services, LLC|1200
CCE|COCA-COLA EUROPEAN P|PUMA|Puma Capital, Llc|31200
CCE|COCA-COLA EUROPEAN P|PUMX|Puma Capital, LLC|981
CCE|COCA-COLA EUROPEAN P|PWJC|UBS Financial Services, Inc.|1163
CCE|COCA-COLA EUROPEAN P|RBCM|RBC CAPITAL MARKETS, LLC|3023
CCE|COCA-COLA EUROPEAN P|SAGL|SAGETRADER, LLC|66031
CCE|COCA-COLA EUROPEAN P|SALI|INTL FCSTONE FINANCIAL INC.|1306
CCE|COCA-COLA EUROPEAN P|SBSH|Citigroup Global Markets Inc.|847397
CCE|COCA-COLA EUROPEAN P|SGMT|GOLDMAN SACHS & CO. LLC|219733
CCE|COCA-COLA EUROPEAN P|SPDR|SPEEDROUTE LLC|25548
CCE|COCA-COLA EUROPEAN P|STFL|Stifel, Nicolaus & Company, Incorporated|9688
CCE|COCA-COLA EUROPEAN P|STKP|STOCKPILE INVESTMENTS, INC.|44
CCE|COCA-COLA EUROPEAN P|STTT|STATETRUST INVESTMENTS INC.|90
CCE|COCA-COLA EUROPEAN P|STXG|Stockcross Financial Services, Inc.|3
CCE|COCA-COLA EUROPEAN P|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4917
CCE|COCA-COLA EUROPEAN P|SWIM|TD Ameritrade, Inc.|56484
CCE|COCA-COLA EUROPEAN P|SWST|Hilltop Securities Inc.|2720
CCE|COCA-COLA EUROPEAN P|TKNG|ALLY INVEST SECURITIES LLC|500
CCE|COCA-COLA EUROPEAN P|TRBT|Tradebot Systems, Inc.|271407
CCE|COCA-COLA EUROPEAN P|TRCM|TRC MARKETS LLC|118108
CCE|COCA-COLA EUROPEAN P|UBSA|UBS SECURITIES LLC|1150564
CCE|COCA-COLA EUROPEAN P|UBSS|UBS Securities LLC|466904
CCE|COCA-COLA EUROPEAN P|VALX|VIRTU AMERICAS LLC|86524
CCE|COCA-COLA EUROPEAN P|VGRD|Vanguard Marketing Corporation|1040
CCE|COCA-COLA EUROPEAN P|WBPX|SUMMIT SECURITIES GROUP, LLC|1438
CCE|COCA-COLA EUROPEAN P|WCHV|WELLS FARGO SECURITIES, LLC|85390
CCE|COCA-COLA EUROPEAN P|WDNX|WEEDEN & CO.L.P.|2096
CCE|COCA-COLA EUROPEAN P|WEDB|WEDBUSH SECURITIES INC.|6283
CCE|COCA-COLA EUROPEAN P|WEED|Weeden & Co.L.P.|1020
CCE|COCA-COLA EUROPEAN P|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2331
CCE|COCA-COLA EUROPEAN P|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10106
CCE|COCA-COLA EUROPEAN P|WGIF|CIBC World Markets Inc.|510
CCE|COCA-COLA EUROPEAN P|WSAG|WALL STREET ACCESS|392
CCE|COCA-COLA EUROPEAN P|WSEA|WOLVERINE SECURITIES, LLC|1782
CCE|COCA-COLA EUROPEAN P|XIST|INSTINET, LLC|65476
CCE|COCA-COLA EUROPEAN P|XSTM|NATIONAL FINANCIAL SERVICES LLC|10426
CCE|COCA-COLA EUROPEAN P|YKNA|COMHAR CAPITAL MARKETS, LLC|1248
CCE|COCA-COLA EUROPEAN P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4606
CCF|CHASE CORP|APCC|Apex Clearing Corporation|37
CCF|CHASE CORP|BATM|CBOE TRADING, INC.|109
CCF|CHASE CORP|BMOC|BMO Capital Markets Corp.|4
CCF|CHASE CORP|BZYD|GOLDMAN SACHS & CO. LLC|504
CCF|CHASE CORP|CHAS|Charles Schwab & Co., Inc.|3
CCF|CHASE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3173
CCF|CHASE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3490
CCF|CHASE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7193
CCF|CHASE CORP|CTDL|Citadel Derivatives Group Llc|258
CCF|CHASE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4700
CCF|CHASE CORP|DBAB|Deutsche Bank Securities Inc.|745
CCF|CHASE CORP|DBAX|Deutsche Bank Securities Inc.|3800
CCF|CHASE CORP|DEAN|MORGAN STANLEY|97
CCF|CHASE CORP|DEGS|RONIN PROFESSIONAL LLC|1168
CCF|CHASE CORP|EBXL|EBX LLC|700
CCF|CHASE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|129
CCF|CHASE CORP|EGXW|CBOE TRADING, INC.|4
CCF|CHASE CORP|ETCC|Electronic Transaction Clearing, Inc.|13491
CCF|CHASE CORP|ETRS|E*Trade Securities LLC|448
CCF|CHASE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2
CCF|CHASE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|495
CCF|CHASE CORP|FTBR|Foliofn Investments, Inc.|117
CCF|CHASE CORP|GLPX|ACS EXECUTION SERVICES, LLC|1370
CCF|CHASE CORP|GSCO|GOLDMAN SACHS & CO. LLC|5096
CCF|CHASE CORP|GSCS|GOLDMAN SACHS & CO. LLC|300
CCF|CHASE CORP|GSLT|GOLDMAN SACHS & CO. LLC|5
CCF|CHASE CORP|GTSZ|GTS SECURITIES LLC|1440
CCF|CHASE CORP|IATS|INTERACTIVE BROKERS LLC|7850
CCF|CHASE CORP|IBKR|Interactive Brokers Llc|10999
CCF|CHASE CORP|ICBX|INSTINET, LLC|1600
CCF|CHASE CORP|IEQY|CITADEL SECURITIES LLC|1279
CCF|CHASE CORP|INCA|INSTINET, LLC|2463
CCF|CHASE CORP|INJX|INSTINET, LLC|618
CCF|CHASE CORP|ITGI|ITG Inc.|2312
CCF|CHASE CORP|ITGP|ITG INC.|2800
CCF|CHASE CORP|JEFF|JEFFERIES LLC|5900
CCF|CHASE CORP|JPBX|J.P. MORGAN SECURITIES LLC|200
CCF|CHASE CORP|JPMX|J.P. Morgan Securities LLC|7779
CCF|CHASE CORP|KCGM|VIRTU Americas LLC|2133
CCF|CHASE CORP|LEHM|Barclays Capital Inc./Le|4080
CCF|CHASE CORP|LIME|Lime Brokerage LLC|2004
CCF|CHASE CORP|LQNA|LIQUIDNET, INC.|5900
CCF|CHASE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|900
CCF|CHASE CORP|MSCO|MORGAN STANLEY & CO. LLC|10652
CCF|CHASE CORP|MSPL|MORGAN STANLEY & CO. LLC|6800
CCF|CHASE CORP|NFSC|National Financial Services LLC|2619
CCF|CHASE CORP|NITE|VIRTU Americas LLC|14982
CCF|CHASE CORP|NQRB|Brut, LLC|100
CCF|CHASE CORP|PDQM|CODA MARKETS, INC.|5449
CCF|CHASE CORP|RBCM|RBC CAPITAL MARKETS, LLC|150
CCF|CHASE CORP|SBSH|Citigroup Global Markets Inc.|9921
CCF|CHASE CORP|SGMT|GOLDMAN SACHS & CO. LLC|529
CCF|CHASE CORP|SPDR|SPEEDROUTE LLC|2509
CCF|CHASE CORP|SWIM|TD Ameritrade, Inc.|108
CCF|CHASE CORP|TKNG|ALLY INVEST SECURITIES LLC|12
CCF|CHASE CORP|TRBT|Tradebot Systems, Inc.|325
CCF|CHASE CORP|TRCM|TRC MARKETS LLC|1
CCF|CHASE CORP|UBSA|UBS SECURITIES LLC|10449
CCF|CHASE CORP|UBSS|UBS Securities LLC|16543
CCF|CHASE CORP|VALX|VIRTU AMERICAS LLC|2920
CCF|CHASE CORP|VGRD|Vanguard Marketing Corporation|1302
CCF|CHASE CORP|WCHV|WELLS FARGO SECURITIES, LLC|517
CCF|CHASE CORP|WEED|Weeden & Co.L.P.|14342
CCF|CHASE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13
CCF|CHASE CORP|WGIF|CIBC World Markets Inc.|83
CCF|CHASE CORP|WSEA|WOLVERINE SECURITIES, LLC|112
CCF|CHASE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|199
CCI|CROWN CASTLE INTL|ABLE|NATIXIS Securities Americas LLC|9628
CCI|CROWN CASTLE INTL|ALTX|Alternet Securities Inc.|21999
CCI|CROWN CASTLE INTL|ANOS|ABEL/NOSER, L.L.C.|6115
CCI|CROWN CASTLE INTL|APCC|Apex Clearing Corporation|1169
CCI|CROWN CASTLE INTL|BANK|Primevest Financial Services, Inc.|126
CCI|CROWN CASTLE INTL|BARD|Robert W. Baird & Co. Incorporated|8029
CCI|CROWN CASTLE INTL|BATM|CBOE TRADING, INC.|14879
CCI|CROWN CASTLE INTL|BAYC|BAY CREST PARTNERS, LLC|1251
CCI|CROWN CASTLE INTL|BAYT|BTIG, LLC|2979
CCI|CROWN CASTLE INTL|BBNT|BB&T SECURITIES, LLC|14120
CCI|CROWN CASTLE INTL|BERN|Sanford C. Bernstein & Co., LLC|106721
CCI|CROWN CASTLE INTL|BIAD|SAGETRADER, LLC|16
CCI|CROWN CASTLE INTL|BIDS|BIDS TRADING L.P.|7400
CCI|CROWN CASTLE INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25694
CCI|CROWN CASTLE INTL|BLKX|INSTINET, LLC|353768
CCI|CROWN CASTLE INTL|BMOC|BMO Capital Markets Corp.|27207
CCI|CROWN CASTLE INTL|BNPX|BNP PARIBAS SECURITIES CORP.|113597
CCI|CROWN CASTLE INTL|BTIG|BTIG, LLC|58902
CCI|CROWN CASTLE INTL|BYXM|CBOE TRADING, INC.|6327
CCI|CROWN CASTLE INTL|BZYD|GOLDMAN SACHS & CO. LLC|300
CCI|CROWN CASTLE INTL|CABR|Cabrera Capital Markets, Inc.|56
CCI|CROWN CASTLE INTL|CANT|Cantor Fitzgerald & Co.|90
CCI|CROWN CASTLE INTL|CBLC|CITIGROUP GLOBAL MARKETS INC.|79740
CCI|CROWN CASTLE INTL|CBRA|Cobra Trading, Inc.|1900
CCI|CROWN CASTLE INTL|CHAS|Charles Schwab & Co., Inc.|6920
CCI|CROWN CASTLE INTL|CIBP|CIBC World Markets Corp.|22940
CCI|CROWN CASTLE INTL|CICF|Canaccord Genuity Corp.|277
CCI|CROWN CASTLE INTL|CIST|Capital Institutional Services, Inc.|8533
CCI|CROWN CASTLE INTL|CLSA|CLSA AMERICAS, LLC|200
CCI|CROWN CASTLE INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|226533
CCI|CROWN CASTLE INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8400
CCI|CROWN CASTLE INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1032
CCI|CROWN CASTLE INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|571452
CCI|CROWN CASTLE INTL|CTDL|Citadel Derivatives Group Llc|24481
CCI|CROWN CASTLE INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|86190
CCI|CROWN CASTLE INTL|DADA|D.A. Davidson & Co.|1363
CCI|CROWN CASTLE INTL|DAVA|Davenport & Company LLC|4494
CCI|CROWN CASTLE INTL|DBAB|Deutsche Bank Securities Inc.|448445
CCI|CROWN CASTLE INTL|DBAX|Deutsche Bank Securities Inc.|1054100
CCI|CROWN CASTLE INTL|DBUL|Deutsche Bank Securities Inc.|2142
CCI|CROWN CASTLE INTL|DCHF|Dart Executions, LLC|13124
CCI|CROWN CASTLE INTL|DEAN|MORGAN STANLEY|40715
CCI|CROWN CASTLE INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11502
CCI|CROWN CASTLE INTL|DRWK|DRW SECURITIES, L.L.C.|9541
CCI|CROWN CASTLE INTL|EBXL|EBX LLC|405900
CCI|CROWN CASTLE INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|20489
CCI|CROWN CASTLE INTL|EDJC|Edward Jones / CDS|80
CCI|CROWN CASTLE INTL|EDJO|Edward D. Jones & Co., L.P.|20274
CCI|CROWN CASTLE INTL|EGAM|CBOE TRADING, INC.|100675
CCI|CROWN CASTLE INTL|EGAW|CBOE TRADING, INC.|539
CCI|CROWN CASTLE INTL|EGMT|EG MARKET TECHNOLOGIES LLC|2651
CCI|CROWN CASTLE INTL|EGXM|CBOE TRADING, INC.|13050
CCI|CROWN CASTLE INTL|EGXW|CBOE TRADING, INC.|390
CCI|CROWN CASTLE INTL|ESPO|ESPOSITO SECURITIES, LLC|1299
CCI|CROWN CASTLE INTL|ETBE|Electronic Transaction Clearing, Inc.|44844
CCI|CROWN CASTLE INTL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
CCI|CROWN CASTLE INTL|ETCC|Electronic Transaction Clearing, Inc.|825
CCI|CROWN CASTLE INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33090
CCI|CROWN CASTLE INTL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2469
CCI|CROWN CASTLE INTL|ETRS|E*Trade Securities LLC|46964
CCI|CROWN CASTLE INTL|FBSB|U.S. Bancorp Investments, Inc.|209
CCI|CROWN CASTLE INTL|FILL|Tradestation Securities, Inc.|2023
CCI|CROWN CASTLE INTL|FINX|FINTECH SECURITIES|2045
CCI|CROWN CASTLE INTL|FMAF|NBCN Inc./ CDS|2115
CCI|CROWN CASTLE INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11364
CCI|CROWN CASTLE INTL|FQLS|Quantlab Securities LP|620522
CCI|CROWN CASTLE INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117528
CCI|CROWN CASTLE INTL|FTBR|Foliofn Investments, Inc.|1827
CCI|CROWN CASTLE INTL|GLIS|TD Securities Inc|29
CCI|CROWN CASTLE INTL|GLPX|ACS EXECUTION SERVICES, LLC|295496
CCI|CROWN CASTLE INTL|GNAV|GREEN STREET TRADING, LLC|344
CCI|CROWN CASTLE INTL|GSCO|GOLDMAN SACHS & CO. LLC|2479544
CCI|CROWN CASTLE INTL|GSCS|GOLDMAN SACHS & CO. LLC|4708
CCI|CROWN CASTLE INTL|GSLT|GOLDMAN SACHS & CO. LLC|111617
CCI|CROWN CASTLE INTL|GTSZ|GTS SECURITIES LLC|309770
CCI|CROWN CASTLE INTL|HAPX|HAP Trading, LLC|362
CCI|CROWN CASTLE INTL|HRBF|American Enterprise Investment Services Inc.|62102
CCI|CROWN CASTLE INTL|HSBC|HSBC Securities, Inc.|3747
CCI|CROWN CASTLE INTL|IATS|INTERACTIVE BROKERS LLC|20579
CCI|CROWN CASTLE INTL|IBKR|Interactive Brokers Llc|27294
CCI|CROWN CASTLE INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1340
CCI|CROWN CASTLE INTL|ICBX|INSTINET, LLC|121416
CCI|CROWN CASTLE INTL|IEQY|CITADEL SECURITIES LLC|254843
CCI|CROWN CASTLE INTL|INCA|INSTINET, LLC|573637
CCI|CROWN CASTLE INTL|INJX|INSTINET, LLC|14854
CCI|CROWN CASTLE INTL|ITGI|ITG Inc.|96902
CCI|CROWN CASTLE INTL|ITGP|ITG INC.|250600
CCI|CROWN CASTLE INTL|JANY|Janney Montgomery Scott Inc.|7978
CCI|CROWN CASTLE INTL|JEFF|JEFFERIES LLC|122175
CCI|CROWN CASTLE INTL|JMPT|JUMP TRADING, LLC|88857
CCI|CROWN CASTLE INTL|JONE|JonesTrading|9816
CCI|CROWN CASTLE INTL|JPBX|J.P. MORGAN SECURITIES LLC|106944
CCI|CROWN CASTLE INTL|JPMX|J.P. Morgan Securities LLC|1161779
CCI|CROWN CASTLE INTL|JSJX|JANE STREET CAPITAL LLC|25737
CCI|CROWN CASTLE INTL|KCGM|VIRTU Americas LLC|105659
CCI|CROWN CASTLE INTL|LEHM|Barclays Capital Inc./Le|785296
CCI|CROWN CASTLE INTL|LGNT|COR CLEARING LLC|3
CCI|CROWN CASTLE INTL|LIME|Lime Brokerage LLC|93208
CCI|CROWN CASTLE INTL|LIWD|LIME BROKERAGE LLC|251
CCI|CROWN CASTLE INTL|LMNX|LUMINEX TRADING & ANALYTICS LLC|624728
CCI|CROWN CASTLE INTL|LOOP|Loop Capital Markets LLC|8321
CCI|CROWN CASTLE INTL|LQNA|LIQUIDNET, INC.|211800
CCI|CROWN CASTLE INTL|LSCI|Lek Securities Corporation|317
CCI|CROWN CASTLE INTL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CCI|CROWN CASTLE INTL|MACC|Mid Atlantic Capital Corporation|852
CCI|CROWN CASTLE INTL|MACQ|Macquarie Capital (USA) Inc.|600
CCI|CROWN CASTLE INTL|MAXM|Maxim Group LLC|1232
CCI|CROWN CASTLE INTL|MCMF|Raymond James Ltd. Cds|259
CCI|CROWN CASTLE INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|231044
CCI|CROWN CASTLE INTL|MOTF|MOTIF INVESTING, INC.|17
CCI|CROWN CASTLE INTL|MPSG|E D & F Man Capital Markets Inc.|483
CCI|CROWN CASTLE INTL|MSCO|MORGAN STANLEY & CO. LLC|2590009
CCI|CROWN CASTLE INTL|MSPL|MORGAN STANLEY & CO. LLC|343800
CCI|CROWN CASTLE INTL|MSTX|MORGAN STANLEY & CO. LLC|188200
CCI|CROWN CASTLE INTL|MUFG|MUFG SECURITIES AMERICAS INC.|178340
CCI|CROWN CASTLE INTL|NATL|National Securities Corporation|215
CCI|CROWN CASTLE INTL|NEUB|NEUBERGER BERMAN BD LLC|820
CCI|CROWN CASTLE INTL|NFSC|National Financial Services LLC|216397
CCI|CROWN CASTLE INTL|NITE|VIRTU Americas LLC|688206
CCI|CROWN CASTLE INTL|NITP|VIRTU Americas LLC|1
CCI|CROWN CASTLE INTL|NMRA|Nomura Securities International, Inc.|260000
CCI|CROWN CASTLE INTL|NQRB|Brut, LLC|30111
CCI|CROWN CASTLE INTL|NTBF|BMO Nesbitt Burns Inc./CDS|1509
CCI|CROWN CASTLE INTL|NTRC|Northern Trust Securities, Inc.|11225
CCI|CROWN CASTLE INTL|OHOS|TWO SIGMA SECURITIES, LLC|149454
CCI|CROWN CASTLE INTL|OPCO|Oppenheimer & Co. Inc.|3899
CCI|CROWN CASTLE INTL|OTAA|OTA LLC|900
CCI|CROWN CASTLE INTL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CCI|CROWN CASTLE INTL|PDQM|CODA MARKETS, INC.|668500
CCI|CROWN CASTLE INTL|PHLY|NASDAQ Execution Services, LLC|7800
CCI|CROWN CASTLE INTL|PICT|Pictet Overseas Inc.|680
CCI|CROWN CASTLE INTL|PNSR|Penserra Securities, LLC|251058
CCI|CROWN CASTLE INTL|PWJC|UBS Financial Services, Inc.|22158
CCI|CROWN CASTLE INTL|QMSR|QUATTRO M SECURITIES INC.|6322
CCI|CROWN CASTLE INTL|RBCM|RBC CAPITAL MARKETS, LLC|65146
CCI|CROWN CASTLE INTL|RHCO|Suntrust Robinson Humphrey, Inc.|7794
CCI|CROWN CASTLE INTL|SAGL|SAGETRADER, LLC|629323
CCI|CROWN CASTLE INTL|SAGW|SAGETRADER, LLC|3700
CCI|CROWN CASTLE INTL|SALI|INTL FCSTONE FINANCIAL INC.|268
CCI|CROWN CASTLE INTL|SBSH|Citigroup Global Markets Inc.|450516
CCI|CROWN CASTLE INTL|SEIC|SEI Investments Distribution Co.|485
CCI|CROWN CASTLE INTL|SGMT|GOLDMAN SACHS & CO. LLC|239448
CCI|CROWN CASTLE INTL|SJLS|TRADE INFORMATICS LLC|100
CCI|CROWN CASTLE INTL|SPDR|SPEEDROUTE LLC|43121
CCI|CROWN CASTLE INTL|SPHN|Stephens Inc.|1491
CCI|CROWN CASTLE INTL|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
CCI|CROWN CASTLE INTL|STFL|Stifel, Nicolaus & Company, Incorporated|26002
CCI|CROWN CASTLE INTL|STKP|STOCKPILE INVESTMENTS, INC.|22
CCI|CROWN CASTLE INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8901
CCI|CROWN CASTLE INTL|SWIM|TD Ameritrade, Inc.|20292
CCI|CROWN CASTLE INTL|SWST|Hilltop Securities Inc.|6700
CCI|CROWN CASTLE INTL|TAGC|TELSEY ADVISORY GROUP LLC|182
CCI|CROWN CASTLE INTL|TKNG|ALLY INVEST SECURITIES LLC|558
CCI|CROWN CASTLE INTL|TRBT|Tradebot Systems, Inc.|295052
CCI|CROWN CASTLE INTL|TRCM|TRC MARKETS LLC|319417
CCI|CROWN CASTLE INTL|UBSA|UBS SECURITIES LLC|1459096
CCI|CROWN CASTLE INTL|UBSS|UBS Securities LLC|3499335
CCI|CROWN CASTLE INTL|VALX|VIRTU AMERICAS LLC|17269
CCI|CROWN CASTLE INTL|VERT|The Vertical Trading Group, LLC|1860
CCI|CROWN CASTLE INTL|VGRD|Vanguard Marketing Corporation|11855
CCI|CROWN CASTLE INTL|WBLR|WILLIAM BLAIR|1326
CCI|CROWN CASTLE INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|1861
CCI|CROWN CASTLE INTL|WCHV|WELLS FARGO SECURITIES, LLC|236466
CCI|CROWN CASTLE INTL|WDNX|WEEDEN & CO.L.P.|11932
CCI|CROWN CASTLE INTL|WEDB|WEDBUSH SECURITIES INC.|8833
CCI|CROWN CASTLE INTL|WEED|Weeden & Co.L.P.|2351
CCI|CROWN CASTLE INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41528
CCI|CROWN CASTLE INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26397
CCI|CROWN CASTLE INTL|WGIF|CIBC World Markets Inc.|3063
CCI|CROWN CASTLE INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2723
CCI|CROWN CASTLE INTL|WOLF|Wolfe Trahan Securities|1500
CCI|CROWN CASTLE INTL|WSAG|WALL STREET ACCESS|1600
CCI|CROWN CASTLE INTL|WSEA|WOLVERINE SECURITIES, LLC|7194
CCI|CROWN CASTLE INTL|XIST|INSTINET, LLC|373350
CCI|CROWN CASTLE INTL|XPQR|Jump Trading|9500
CCI|CROWN CASTLE INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|60594
CCI|CROWN CASTLE INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|18443
CCI|CROWN CASTLE INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18228
CCI$A|CROWN CASTLE PFD A|BAYC|BAY CREST PARTNERS, LLC|67
CCI$A|CROWN CASTLE PFD A|BGCE|BGC Financial Inc.|4788
CCI$A|CROWN CASTLE PFD A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7
CCI$A|CROWN CASTLE PFD A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|314
CCI$A|CROWN CASTLE PFD A|CTDL|Citadel Derivatives Group Llc|1
CCI$A|CROWN CASTLE PFD A|DEAN|MORGAN STANLEY|166
CCI$A|CROWN CASTLE PFD A|EDJO|Edward D. Jones & Co., L.P.|3
CCI$A|CROWN CASTLE PFD A|ETRS|E*Trade Securities LLC|14
CCI$A|CROWN CASTLE PFD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48
CCI$A|CROWN CASTLE PFD A|GSCO|GOLDMAN SACHS & CO. LLC|70
CCI$A|CROWN CASTLE PFD A|GSCS|GOLDMAN SACHS & CO. LLC|17
CCI$A|CROWN CASTLE PFD A|GSLT|GOLDMAN SACHS & CO. LLC|22
CCI$A|CROWN CASTLE PFD A|GTSZ|GTS SECURITIES LLC|117
CCI$A|CROWN CASTLE PFD A|INCA|INSTINET, LLC|145
CCI$A|CROWN CASTLE PFD A|LEHM|Barclays Capital Inc./Le|8147
CCI$A|CROWN CASTLE PFD A|LIME|Lime Brokerage LLC|2
CCI$A|CROWN CASTLE PFD A|MSCO|MORGAN STANLEY & CO. LLC|233
CCI$A|CROWN CASTLE PFD A|MUFG|MUFG SECURITIES AMERICAS INC.|46166
CCI$A|CROWN CASTLE PFD A|NFSC|National Financial Services LLC|5
CCI$A|CROWN CASTLE PFD A|NITE|VIRTU Americas LLC|285
CCI$A|CROWN CASTLE PFD A|OPCO|Oppenheimer & Co. Inc.|4
CCI$A|CROWN CASTLE PFD A|RBCM|RBC CAPITAL MARKETS, LLC|2
CCI$A|CROWN CASTLE PFD A|RHCO|Suntrust Robinson Humphrey, Inc.|1268
CCI$A|CROWN CASTLE PFD A|SBSH|Citigroup Global Markets Inc.|200
CCI$A|CROWN CASTLE PFD A|STFL|Stifel, Nicolaus & Company, Incorporated|45
CCI$A|CROWN CASTLE PFD A|UBSA|UBS SECURITIES LLC|119
CCI$A|CROWN CASTLE PFD A|UBSS|UBS Securities LLC|20
CCI$A|CROWN CASTLE PFD A|WCHV|WELLS FARGO SECURITIES, LLC|2690
CCI$A|CROWN CASTLE PFD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|573
CCIH|CHINACACHE HLDGS ADR|ALTX|Alternet Securities Inc.|1000
CCIH|CHINACACHE HLDGS ADR|APCC|Apex Clearing Corporation|7342
CCIH|CHINACACHE HLDGS ADR|BATM|CBOE TRADING, INC.|8
CCIH|CHINACACHE HLDGS ADR|BIMI|Banca IMI Securities Corp.|23165
CCIH|CHINACACHE HLDGS ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11200
CCIH|CHINACACHE HLDGS ADR|BYXM|CBOE TRADING, INC.|900
CCIH|CHINACACHE HLDGS ADR|CHAS|Charles Schwab & Co., Inc.|200
CCIH|CHINACACHE HLDGS ADR|CLSA|CLSA AMERICAS, LLC|43900
CCIH|CHINACACHE HLDGS ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15000
CCIH|CHINACACHE HLDGS ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15972
CCIH|CHINACACHE HLDGS ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6274
CCIH|CHINACACHE HLDGS ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4981
CCIH|CHINACACHE HLDGS ADR|DBAB|Deutsche Bank Securities Inc.|27990
CCIH|CHINACACHE HLDGS ADR|DBAX|Deutsche Bank Securities Inc.|1100
CCIH|CHINACACHE HLDGS ADR|DEGS|RONIN PROFESSIONAL LLC|25372
CCIH|CHINACACHE HLDGS ADR|EBXL|EBX LLC|1100
CCIH|CHINACACHE HLDGS ADR|EGAM|CBOE TRADING, INC.|1700
CCIH|CHINACACHE HLDGS ADR|EGXM|CBOE TRADING, INC.|1250
CCIH|CHINACACHE HLDGS ADR|ETBE|Electronic Transaction Clearing, Inc.|100
CCIH|CHINACACHE HLDGS ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1636
CCIH|CHINACACHE HLDGS ADR|ETRS|E*Trade Securities LLC|160862
CCIH|CHINACACHE HLDGS ADR|FBCO|Credit Suisse Securities (USA) LLC|22515
CCIH|CHINACACHE HLDGS ADR|FILL|Tradestation Securities, Inc.|11884
CCIH|CHINACACHE HLDGS ADR|FMAF|NBCN Inc./ CDS|1000
CCIH|CHINACACHE HLDGS ADR|FOMA|TD AMERITRADE CLEARING, INC.|239686
CCIH|CHINACACHE HLDGS ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68
CCIH|CHINACACHE HLDGS ADR|GLPX|ACS EXECUTION SERVICES, LLC|6074
CCIH|CHINACACHE HLDGS ADR|GSCO|GOLDMAN SACHS & CO. LLC|15727
CCIH|CHINACACHE HLDGS ADR|GSLT|GOLDMAN SACHS & CO. LLC|2400
CCIH|CHINACACHE HLDGS ADR|HRBF|American Enterprise Investment Services Inc.|1000
CCIH|CHINACACHE HLDGS ADR|HSBC|HSBC Securities, Inc.|1200
CCIH|CHINACACHE HLDGS ADR|IATS|INTERACTIVE BROKERS LLC|40105
CCIH|CHINACACHE HLDGS ADR|IBKR|Interactive Brokers Llc|352890
CCIH|CHINACACHE HLDGS ADR|ICBX|INSTINET, LLC|2200
CCIH|CHINACACHE HLDGS ADR|INCA|INSTINET, LLC|29480
CCIH|CHINACACHE HLDGS ADR|ITGI|ITG Inc.|15158
CCIH|CHINACACHE HLDGS ADR|ITGP|ITG INC.|9400
CCIH|CHINACACHE HLDGS ADR|JMPT|JUMP TRADING, LLC|600
CCIH|CHINACACHE HLDGS ADR|JPMX|J.P. Morgan Securities LLC|1620
CCIH|CHINACACHE HLDGS ADR|KCGM|VIRTU Americas LLC|100
CCIH|CHINACACHE HLDGS ADR|LEHM|Barclays Capital Inc./Le|40364
CCIH|CHINACACHE HLDGS ADR|LIME|Lime Brokerage LLC|14188
CCIH|CHINACACHE HLDGS ADR|LSCI|Lek Securities Corporation|100
CCIH|CHINACACHE HLDGS ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
CCIH|CHINACACHE HLDGS ADR|MSCO|MORGAN STANLEY & CO. LLC|86103
CCIH|CHINACACHE HLDGS ADR|MSPL|MORGAN STANLEY & CO. LLC|3500
CCIH|CHINACACHE HLDGS ADR|NFSC|National Financial Services LLC|167501
CCIH|CHINACACHE HLDGS ADR|NITE|VIRTU Americas LLC|608856
CCIH|CHINACACHE HLDGS ADR|NQRB|Brut, LLC|2299
CCIH|CHINACACHE HLDGS ADR|PCPT|PHILLIP CAPITAL INC.|29070
CCIH|CHINACACHE HLDGS ADR|PDQM|CODA MARKETS, INC.|5767
CCIH|CHINACACHE HLDGS ADR|SAGL|SAGETRADER, LLC|300
CCIH|CHINACACHE HLDGS ADR|SBSH|Citigroup Global Markets Inc.|46583
CCIH|CHINACACHE HLDGS ADR|SGMT|GOLDMAN SACHS & CO. LLC|579
CCIH|CHINACACHE HLDGS ADR|SPDR|SPEEDROUTE LLC|24539
CCIH|CHINACACHE HLDGS ADR|SWIM|TD Ameritrade, Inc.|151055
CCIH|CHINACACHE HLDGS ADR|TKNG|ALLY INVEST SECURITIES LLC|1151
CCIH|CHINACACHE HLDGS ADR|UBSA|UBS SECURITIES LLC|18843
CCIH|CHINACACHE HLDGS ADR|UBSS|UBS Securities LLC|68918
CCIH|CHINACACHE HLDGS ADR|VALX|VIRTU AMERICAS LLC|600
CCIH|CHINACACHE HLDGS ADR|VGRD|Vanguard Marketing Corporation|7505
CCIH|CHINACACHE HLDGS ADR|WCHV|WELLS FARGO SECURITIES, LLC|14505
CCIH|CHINACACHE HLDGS ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
CCIH|CHINACACHE HLDGS ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|451
CCIH|CHINACACHE HLDGS ADR|WGIF|CIBC World Markets Inc.|12990
CCIH|CHINACACHE HLDGS ADR|WSEA|WOLVERINE SECURITIES, LLC|18121
CCIH|CHINACACHE HLDGS ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CCIH|CHINACACHE HLDGS ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|300
CCJ|CAMECO CP|ADAM|CANACCORD GENUITY INC.|200
CCJ|CAMECO CP|ALTX|Alternet Securities Inc.|18251
CCJ|CAMECO CP|APCC|Apex Clearing Corporation|27863
CCJ|CAMECO CP|BANK|Primevest Financial Services, Inc.|1372
CCJ|CAMECO CP|BARD|Robert W. Baird & Co. Incorporated|2108
CCJ|CAMECO CP|BATM|CBOE TRADING, INC.|10234
CCJ|CAMECO CP|BBNT|BB&T SECURITIES, LLC|200
CCJ|CAMECO CP|BERN|Sanford C. Bernstein & Co., LLC|200
CCJ|CAMECO CP|BIDS|BIDS TRADING L.P.|100
CCJ|CAMECO CP|BIMI|Banca IMI Securities Corp.|7467
CCJ|CAMECO CP|BKCM|BNY Mellon Capital Markets LLC|201
CCJ|CAMECO CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51471
CCJ|CAMECO CP|BLKX|INSTINET, LLC|84200
CCJ|CAMECO CP|BRGE|Newbridge Securities Corp.|1900
CCJ|CAMECO CP|BTIG|BTIG, LLC|163660
CCJ|CAMECO CP|BYXM|CBOE TRADING, INC.|4038
CCJ|CAMECO CP|BZYD|GOLDMAN SACHS & CO. LLC|2600
CCJ|CAMECO CP|CANT|Cantor Fitzgerald & Co.|497404
CCJ|CAMECO CP|CHAS|Charles Schwab & Co., Inc.|2895
CCJ|CAMECO CP|CICF|Canaccord Genuity Corp.|2070
CCJ|CAMECO CP|CIST|Capital Institutional Services, Inc.|750
CCJ|CAMECO CP|CLSA|CLSA AMERICAS, LLC|3864
CCJ|CAMECO CP|COKE|Coker & Palmer|11129
CCJ|CAMECO CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|188453
CCJ|CAMECO CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
CCJ|CAMECO CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|591087
CCJ|CAMECO CP|CTDL|Citadel Derivatives Group Llc|1909
CCJ|CAMECO CP|CTLR|CUTLER GROUP, LP|5461
CCJ|CAMECO CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|106650
CCJ|CAMECO CP|DAVA|Davenport & Company LLC|450
CCJ|CAMECO CP|DBAB|Deutsche Bank Securities Inc.|134096
CCJ|CAMECO CP|DBAX|Deutsche Bank Securities Inc.|746000
CCJ|CAMECO CP|DCHF|Dart Executions, LLC|2328
CCJ|CAMECO CP|DEAN|MORGAN STANLEY|17987
CCJ|CAMECO CP|DEGS|RONIN PROFESSIONAL LLC|1200
CCJ|CAMECO CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33320
CCJ|CAMECO CP|EBXL|EBX LLC|543500
CCJ|CAMECO CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|9910
CCJ|CAMECO CP|EDJO|Edward D. Jones & Co., L.P.|43145
CCJ|CAMECO CP|EGAM|CBOE TRADING, INC.|40197
CCJ|CAMECO CP|EGAW|CBOE TRADING, INC.|256
CCJ|CAMECO CP|EGXM|CBOE TRADING, INC.|16515
CCJ|CAMECO CP|ELEV|ELEVATION, LLC|74555
CCJ|CAMECO CP|ETBE|Electronic Transaction Clearing, Inc.|26113
CCJ|CAMECO CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
CCJ|CAMECO CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2890
CCJ|CAMECO CP|ETRS|E*Trade Securities LLC|496917
CCJ|CAMECO CP|FBSB|U.S. Bancorp Investments, Inc.|450
CCJ|CAMECO CP|FILL|Tradestation Securities, Inc.|57562
CCJ|CAMECO CP|FMAF|NBCN Inc./ CDS|3400
CCJ|CAMECO CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
CCJ|CAMECO CP|FQLS|Quantlab Securities LP|196238
CCJ|CAMECO CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93357
CCJ|CAMECO CP|FTBR|Foliofn Investments, Inc.|6857
CCJ|CAMECO CP|GEBB|GLOBAL EXECUTION BROKERS, LP|8140
CCJ|CAMECO CP|GLIS|TD Securities Inc|22739
CCJ|CAMECO CP|GLPX|ACS EXECUTION SERVICES, LLC|24051
CCJ|CAMECO CP|GSCO|GOLDMAN SACHS & CO. LLC|4737513
CCJ|CAMECO CP|GSCS|GOLDMAN SACHS & CO. LLC|11778
CCJ|CAMECO CP|GSLT|GOLDMAN SACHS & CO. LLC|9466
CCJ|CAMECO CP|GTSZ|GTS SECURITIES LLC|60864
CCJ|CAMECO CP|HRBF|American Enterprise Investment Services Inc.|32729
CCJ|CAMECO CP|HSBC|HSBC Securities, Inc.|1100
CCJ|CAMECO CP|IATS|INTERACTIVE BROKERS LLC|105736
CCJ|CAMECO CP|IBKR|Interactive Brokers Llc|163597
CCJ|CAMECO CP|IBSJ|Integrity Brokerage Services, Inc.|500
CCJ|CAMECO CP|ICBX|INSTINET, LLC|247443
CCJ|CAMECO CP|INCA|INSTINET, LLC|680035
CCJ|CAMECO CP|INJX|INSTINET, LLC|5800
CCJ|CAMECO CP|INTL|INTL FCSTONE FINANCIAL INC.|94
CCJ|CAMECO CP|ITGI|ITG Inc.|140629
CCJ|CAMECO CP|ITGP|ITG INC.|161400
CCJ|CAMECO CP|JANY|Janney Montgomery Scott Inc.|70508
CCJ|CAMECO CP|JEFF|JEFFERIES LLC|183094
CCJ|CAMECO CP|JMPT|JUMP TRADING, LLC|84645
CCJ|CAMECO CP|JONE|JonesTrading|16000
CCJ|CAMECO CP|JPBX|J.P. MORGAN SECURITIES LLC|36246
CCJ|CAMECO CP|JPMX|J.P. Morgan Securities LLC|1023772
CCJ|CAMECO CP|JSJX|JANE STREET CAPITAL LLC|5659
CCJ|CAMECO CP|JUTA|JUMP TRADING, LLC|100
CCJ|CAMECO CP|KCGM|VIRTU Americas LLC|115199
CCJ|CAMECO CP|KRSH|Kershner Securities, LLC|3685
CCJ|CAMECO CP|LEHM|Barclays Capital Inc./Le|934706
CCJ|CAMECO CP|LIME|Lime Brokerage LLC|92233
CCJ|CAMECO CP|LSCI|Lek Securities Corporation|2651
CCJ|CAMECO CP|MACC|Mid Atlantic Capital Corporation|369
CCJ|CAMECO CP|MACQ|Macquarie Capital (USA) Inc.|11173
CCJ|CAMECO CP|MAXM|Maxim Group LLC|1620
CCJ|CAMECO CP|MBTS|ALLY INVEST SECURITIES LLC|17983
CCJ|CAMECO CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|488593
CCJ|CAMECO CP|MOTF|MOTIF INVESTING, INC.|4
CCJ|CAMECO CP|MSCO|MORGAN STANLEY & CO. LLC|1147016
CCJ|CAMECO CP|MSPL|MORGAN STANLEY & CO. LLC|854800
CCJ|CAMECO CP|MSTX|MORGAN STANLEY & CO. LLC|229100
CCJ|CAMECO CP|NATL|National Securities Corporation|44
CCJ|CAMECO CP|NFSC|National Financial Services LLC|949702
CCJ|CAMECO CP|NITE|VIRTU Americas LLC|1898704
CCJ|CAMECO CP|NITP|VIRTU Americas LLC|48605
CCJ|CAMECO CP|NQRB|Brut, LLC|66356
CCJ|CAMECO CP|NTBF|BMO Nesbitt Burns Inc./CDS|13135
CCJ|CAMECO CP|NTRC|Northern Trust Securities, Inc.|500
CCJ|CAMECO CP|OHOS|TWO SIGMA SECURITIES, LLC|71082
CCJ|CAMECO CP|OPCO|Oppenheimer & Co. Inc.|14372
CCJ|CAMECO CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
CCJ|CAMECO CP|PCPT|PHILLIP CAPITAL INC.|18743
CCJ|CAMECO CP|PDQM|CODA MARKETS, INC.|14755
CCJ|CAMECO CP|PHLY|NASDAQ Execution Services, LLC|5000
CCJ|CAMECO CP|PICT|Pictet Overseas Inc.|17000
CCJ|CAMECO CP|PWJC|UBS Financial Services, Inc.|5954
CCJ|CAMECO CP|RBCM|RBC CAPITAL MARKETS, LLC|45563
CCJ|CAMECO CP|RGLD|Regal Securities, Inc|3700
CCJ|CAMECO CP|SAGL|SAGETRADER, LLC|8200
CCJ|CAMECO CP|SAGW|SAGETRADER, LLC|900
CCJ|CAMECO CP|SBRX|MURIEL SIEBERT & CO INC|130
CCJ|CAMECO CP|SBSH|Citigroup Global Markets Inc.|739254
CCJ|CAMECO CP|SEIC|SEI Investments Distribution Co.|500
CCJ|CAMECO CP|SGMT|GOLDMAN SACHS & CO. LLC|301659
CCJ|CAMECO CP|SPDR|SPEEDROUTE LLC|3885
CCJ|CAMECO CP|SPHN|Stephens Inc.|250
CCJ|CAMECO CP|STFL|Stifel, Nicolaus & Company, Incorporated|63543
CCJ|CAMECO CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12120
CCJ|CAMECO CP|SWIM|TD Ameritrade, Inc.|552591
CCJ|CAMECO CP|SWST|Hilltop Securities Inc.|3032
CCJ|CAMECO CP|TDSI|TD Securities (USA) LLC|265693
CCJ|CAMECO CP|TKNG|ALLY INVEST SECURITIES LLC|30535
CCJ|CAMECO CP|TRBT|Tradebot Systems, Inc.|300169
CCJ|CAMECO CP|TRCM|TRC MARKETS LLC|144840
CCJ|CAMECO CP|TWTT|TASTYWORKS, INC.|480
CCJ|CAMECO CP|UBSA|UBS SECURITIES LLC|1007085
CCJ|CAMECO CP|UBSS|UBS Securities LLC|675856
CCJ|CAMECO CP|VALX|VIRTU AMERICAS LLC|56018
CCJ|CAMECO CP|VGRD|Vanguard Marketing Corporation|144429
CCJ|CAMECO CP|VSIN|Vision Financial Markets Llc|300
CCJ|CAMECO CP|WABR|Wall Street Access|11589
CCJ|CAMECO CP|WBPX|SUMMIT SECURITIES GROUP, LLC|600
CCJ|CAMECO CP|WCHV|WELLS FARGO SECURITIES, LLC|161613
CCJ|CAMECO CP|WEDB|WEDBUSH SECURITIES INC.|78746
CCJ|CAMECO CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|102727
CCJ|CAMECO CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1998
CCJ|CAMECO CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|720
CCJ|CAMECO CP|WSEA|WOLVERINE SECURITIES, LLC|73063
CCJ|CAMECO CP|XIST|INSTINET, LLC|43400
CCJ|CAMECO CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|65644
CCJ|CAMECO CP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
CCJ|CAMECO CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36932
CCK|CROWN HOLDINGS INC|ABLE|NATIXIS Securities Americas LLC|1638
CCK|CROWN HOLDINGS INC|ALTX|Alternet Securities Inc.|39060
CCK|CROWN HOLDINGS INC|ANOS|ABEL/NOSER, L.L.C.|500
CCK|CROWN HOLDINGS INC|APCC|Apex Clearing Corporation|1134
CCK|CROWN HOLDINGS INC|AQUA|AQUA SECURITIES L.P.|153500
CCK|CROWN HOLDINGS INC|BANK|Primevest Financial Services, Inc.|25
CCK|CROWN HOLDINGS INC|BARD|Robert W. Baird & Co. Incorporated|89774
CCK|CROWN HOLDINGS INC|BATM|CBOE TRADING, INC.|9564
CCK|CROWN HOLDINGS INC|BAYC|BAY CREST PARTNERS, LLC|273679
CCK|CROWN HOLDINGS INC|BAYT|BTIG, LLC|41207
CCK|CROWN HOLDINGS INC|BBNT|BB&T SECURITIES, LLC|20171
CCK|CROWN HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|179285
CCK|CROWN HOLDINGS INC|BIDS|BIDS TRADING L.P.|67200
CCK|CROWN HOLDINGS INC|BIMI|Banca IMI Securities Corp.|125
CCK|CROWN HOLDINGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6608
CCK|CROWN HOLDINGS INC|BLKX|INSTINET, LLC|711816
CCK|CROWN HOLDINGS INC|BMOC|BMO Capital Markets Corp.|254700
CCK|CROWN HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|42548
CCK|CROWN HOLDINGS INC|BTIG|BTIG, LLC|132347
CCK|CROWN HOLDINGS INC|BYXM|CBOE TRADING, INC.|7281
CCK|CROWN HOLDINGS INC|CANT|Cantor Fitzgerald & Co.|100
CCK|CROWN HOLDINGS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|163962
CCK|CROWN HOLDINGS INC|CHAS|Charles Schwab & Co., Inc.|1138
CCK|CROWN HOLDINGS INC|CICF|Canaccord Genuity Corp.|100
CCK|CROWN HOLDINGS INC|CIST|Capital Institutional Services, Inc.|14140
CCK|CROWN HOLDINGS INC|CLSA|CLSA AMERICAS, LLC|3100
CCK|CROWN HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|192177
CCK|CROWN HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1557
CCK|CROWN HOLDINGS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2376
CCK|CROWN HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|855592
CCK|CROWN HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|2941
CCK|CROWN HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|182960
CCK|CROWN HOLDINGS INC|DADA|D.A. Davidson & Co.|4442
CCK|CROWN HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|374033
CCK|CROWN HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|856400
CCK|CROWN HOLDINGS INC|DBUL|Deutsche Bank Securities Inc.|9698
CCK|CROWN HOLDINGS INC|DCHF|Dart Executions, LLC|5558
CCK|CROWN HOLDINGS INC|DEAN|MORGAN STANLEY|13879
CCK|CROWN HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|200
CCK|CROWN HOLDINGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12922
CCK|CROWN HOLDINGS INC|EBXL|EBX LLC|456300
CCK|CROWN HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|12107
CCK|CROWN HOLDINGS INC|EDJO|Edward D. Jones & Co., L.P.|874
CCK|CROWN HOLDINGS INC|EGAM|CBOE TRADING, INC.|107248
CCK|CROWN HOLDINGS INC|EGAW|CBOE TRADING, INC.|655
CCK|CROWN HOLDINGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1200
CCK|CROWN HOLDINGS INC|EGXM|CBOE TRADING, INC.|4162
CCK|CROWN HOLDINGS INC|EGXW|CBOE TRADING, INC.|80
CCK|CROWN HOLDINGS INC|ESPO|ESPOSITO SECURITIES, LLC|360
CCK|CROWN HOLDINGS INC|ETBE|Electronic Transaction Clearing, Inc.|29748
CCK|CROWN HOLDINGS INC|ETCC|Electronic Transaction Clearing, Inc.|717
CCK|CROWN HOLDINGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19141
CCK|CROWN HOLDINGS INC|ETRS|E*Trade Securities LLC|39632
CCK|CROWN HOLDINGS INC|FILL|Tradestation Securities, Inc.|828
CCK|CROWN HOLDINGS INC|FMAF|NBCN Inc./ CDS|800
CCK|CROWN HOLDINGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4724
CCK|CROWN HOLDINGS INC|FQLS|Quantlab Securities LP|598752
CCK|CROWN HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|230041
CCK|CROWN HOLDINGS INC|FTBR|Foliofn Investments, Inc.|3357
CCK|CROWN HOLDINGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5770
CCK|CROWN HOLDINGS INC|GLPX|ACS EXECUTION SERVICES, LLC|188235
CCK|CROWN HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|1531840
CCK|CROWN HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|16157
CCK|CROWN HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|34227
CCK|CROWN HOLDINGS INC|GTSZ|GTS SECURITIES LLC|150117
CCK|CROWN HOLDINGS INC|HRBF|American Enterprise Investment Services Inc.|5721
CCK|CROWN HOLDINGS INC|HSBC|HSBC Securities, Inc.|1286
CCK|CROWN HOLDINGS INC|IATS|INTERACTIVE BROKERS LLC|6128
CCK|CROWN HOLDINGS INC|IBKR|Interactive Brokers Llc|18277
CCK|CROWN HOLDINGS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3243
CCK|CROWN HOLDINGS INC|ICBX|INSTINET, LLC|112430
CCK|CROWN HOLDINGS INC|INCA|INSTINET, LLC|524689
CCK|CROWN HOLDINGS INC|INJX|INSTINET, LLC|42670
CCK|CROWN HOLDINGS INC|INTL|INTL FCSTONE FINANCIAL INC.|3
CCK|CROWN HOLDINGS INC|ITGI|ITG Inc.|208209
CCK|CROWN HOLDINGS INC|ITGP|ITG INC.|1074600
CCK|CROWN HOLDINGS INC|JANY|Janney Montgomery Scott Inc.|16429
CCK|CROWN HOLDINGS INC|JEFF|JEFFERIES LLC|567810
CCK|CROWN HOLDINGS INC|JMPT|JUMP TRADING, LLC|129733
CCK|CROWN HOLDINGS INC|JONE|JonesTrading|697
CCK|CROWN HOLDINGS INC|JPBX|J.P. MORGAN SECURITIES LLC|130198
CCK|CROWN HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|1158436
CCK|CROWN HOLDINGS INC|JSJX|JANE STREET CAPITAL LLC|13030
CCK|CROWN HOLDINGS INC|KCGM|VIRTU Americas LLC|99639
CCK|CROWN HOLDINGS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|157058
CCK|CROWN HOLDINGS INC|LEHM|Barclays Capital Inc./Le|3072702
CCK|CROWN HOLDINGS INC|LIME|Lime Brokerage LLC|68222
CCK|CROWN HOLDINGS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
CCK|CROWN HOLDINGS INC|LOOP|Loop Capital Markets LLC|3317
CCK|CROWN HOLDINGS INC|LQNA|LIQUIDNET, INC.|120900
CCK|CROWN HOLDINGS INC|LSCI|Lek Securities Corporation|102
CCK|CROWN HOLDINGS INC|MACC|Mid Atlantic Capital Corporation|400
CCK|CROWN HOLDINGS INC|MACQ|Macquarie Capital (USA) Inc.|9166
CCK|CROWN HOLDINGS INC|MAXM|Maxim Group LLC|16394
CCK|CROWN HOLDINGS INC|MCMF|Raymond James Ltd. Cds|75
CCK|CROWN HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|362282
CCK|CROWN HOLDINGS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
CCK|CROWN HOLDINGS INC|MOTF|MOTIF INVESTING, INC.|6
CCK|CROWN HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|1928462
CCK|CROWN HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|539000
CCK|CROWN HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|282600
CCK|CROWN HOLDINGS INC|NEUB|NEUBERGER BERMAN BD LLC|405
CCK|CROWN HOLDINGS INC|NFSC|National Financial Services LLC|92606
CCK|CROWN HOLDINGS INC|NITE|VIRTU Americas LLC|290991
CCK|CROWN HOLDINGS INC|NITP|VIRTU Americas LLC|1807
CCK|CROWN HOLDINGS INC|NQRB|Brut, LLC|28689
CCK|CROWN HOLDINGS INC|NTRC|Northern Trust Securities, Inc.|402
CCK|CROWN HOLDINGS INC|OHOS|TWO SIGMA SECURITIES, LLC|83223
CCK|CROWN HOLDINGS INC|OPCO|Oppenheimer & Co. Inc.|2804
CCK|CROWN HOLDINGS INC|PDQM|CODA MARKETS, INC.|780758
CCK|CROWN HOLDINGS INC|PWJC|UBS Financial Services, Inc.|679
CCK|CROWN HOLDINGS INC|RBCM|RBC CAPITAL MARKETS, LLC|4354
CCK|CROWN HOLDINGS INC|RGLD|Regal Securities, Inc|300
CCK|CROWN HOLDINGS INC|RHCO|Suntrust Robinson Humphrey, Inc.|33387
CCK|CROWN HOLDINGS INC|SAGL|SAGETRADER, LLC|325242
CCK|CROWN HOLDINGS INC|SAGW|SAGETRADER, LLC|124
CCK|CROWN HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|465462
CCK|CROWN HOLDINGS INC|SEIC|SEI Investments Distribution Co.|1277
CCK|CROWN HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|290437
CCK|CROWN HOLDINGS INC|SPDR|SPEEDROUTE LLC|80671
CCK|CROWN HOLDINGS INC|SPHN|Stephens Inc.|125
CCK|CROWN HOLDINGS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1507
CCK|CROWN HOLDINGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|5273
CCK|CROWN HOLDINGS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4940
CCK|CROWN HOLDINGS INC|SWIM|TD Ameritrade, Inc.|12357
CCK|CROWN HOLDINGS INC|SWST|Hilltop Securities Inc.|6829
CCK|CROWN HOLDINGS INC|TAGC|TELSEY ADVISORY GROUP LLC|120000
CCK|CROWN HOLDINGS INC|TKNG|ALLY INVEST SECURITIES LLC|2080
CCK|CROWN HOLDINGS INC|TMBR|Timber Hill LLC|4
CCK|CROWN HOLDINGS INC|TRBT|Tradebot Systems, Inc.|361927
CCK|CROWN HOLDINGS INC|TRCM|TRC MARKETS LLC|151272
CCK|CROWN HOLDINGS INC|TWTT|TASTYWORKS, INC.|257
CCK|CROWN HOLDINGS INC|UBSA|UBS SECURITIES LLC|1030793
CCK|CROWN HOLDINGS INC|UBSS|UBS Securities LLC|842090
CCK|CROWN HOLDINGS INC|VALX|VIRTU AMERICAS LLC|11416
CCK|CROWN HOLDINGS INC|VGRD|Vanguard Marketing Corporation|5756
CCK|CROWN HOLDINGS INC|WBET|Wallachbeth Capital LLC|149
CCK|CROWN HOLDINGS INC|WBLR|WILLIAM BLAIR|125
CCK|CROWN HOLDINGS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5499
CCK|CROWN HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|66106
CCK|CROWN HOLDINGS INC|WDNX|WEEDEN & CO.L.P.|7188
CCK|CROWN HOLDINGS INC|WEDB|WEDBUSH SECURITIES INC.|3636
CCK|CROWN HOLDINGS INC|WEED|Weeden & Co.L.P.|5086
CCK|CROWN HOLDINGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|973
CCK|CROWN HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17406
CCK|CROWN HOLDINGS INC|WGIF|CIBC World Markets Inc.|50
CCK|CROWN HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|1366
CCK|CROWN HOLDINGS INC|XIST|INSTINET, LLC|36096
CCK|CROWN HOLDINGS INC|XPQR|Jump Trading|6581
CCK|CROWN HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|124662
CCK|CROWN HOLDINGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|15614
CCK|CROWN HOLDINGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3234
CCL|CARNIVAL CORP|ABLE|NATIXIS Securities Americas LLC|7978
CCL|CARNIVAL CORP|ALLN|Allen & Company LLC|5871
CCL|CARNIVAL CORP|ALTX|Alternet Securities Inc.|107155
CCL|CARNIVAL CORP|ANOS|ABEL/NOSER, L.L.C.|12
CCL|CARNIVAL CORP|APCC|Apex Clearing Corporation|48546
CCL|CARNIVAL CORP|BALE|M&T SECURITIES, INC.|655
CCL|CARNIVAL CORP|BANK|Primevest Financial Services, Inc.|535
CCL|CARNIVAL CORP|BARD|Robert W. Baird & Co. Incorporated|37039
CCL|CARNIVAL CORP|BATM|CBOE TRADING, INC.|40506
CCL|CARNIVAL CORP|BAYC|BAY CREST PARTNERS, LLC|18257
CCL|CARNIVAL CORP|BAYT|BTIG, LLC|10100
CCL|CARNIVAL CORP|BBNT|BB&T SECURITIES, LLC|62750
CCL|CARNIVAL CORP|BERN|Sanford C. Bernstein & Co., LLC|488696
CCL|CARNIVAL CORP|BGCE|BGC Financial Inc.|3253
CCL|CARNIVAL CORP|BIAD|SAGETRADER, LLC|516
CCL|CARNIVAL CORP|BIDS|BIDS TRADING L.P.|300
CCL|CARNIVAL CORP|BIMI|Banca IMI Securities Corp.|4281
CCL|CARNIVAL CORP|BKCM|BNY Mellon Capital Markets LLC|1200
CCL|CARNIVAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|104100
CCL|CARNIVAL CORP|BLKX|INSTINET, LLC|245501
CCL|CARNIVAL CORP|BMOC|BMO Capital Markets Corp.|13321
CCL|CARNIVAL CORP|BNCH|The Benchmark Company, LLC|5569
CCL|CARNIVAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|291595
CCL|CARNIVAL CORP|BTIG|BTIG, LLC|52750
CCL|CARNIVAL CORP|BYXM|CBOE TRADING, INC.|12635
CCL|CARNIVAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|1100
CCL|CARNIVAL CORP|CABR|Cabrera Capital Markets, Inc.|200
CCL|CARNIVAL CORP|CANT|Cantor Fitzgerald & Co.|38302
CCL|CARNIVAL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|176820
CCL|CARNIVAL CORP|CHAS|Charles Schwab & Co., Inc.|49597
CCL|CARNIVAL CORP|CIBP|CIBC World Markets Corp.|22457
CCL|CARNIVAL CORP|CICF|Canaccord Genuity Corp.|2165
CCL|CARNIVAL CORP|CIST|Capital Institutional Services, Inc.|63311
CCL|CARNIVAL CORP|CLSA|CLSA AMERICAS, LLC|60000
CCL|CARNIVAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|482665
CCL|CARNIVAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|423904
CCL|CARNIVAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|62231
CCL|CARNIVAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1295208
CCL|CARNIVAL CORP|CTDL|Citadel Derivatives Group Llc|30941
CCL|CARNIVAL CORP|CTLR|CUTLER GROUP, LP|24572
CCL|CARNIVAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|245632
CCL|CARNIVAL CORP|DADA|D.A. Davidson & Co.|10761
CCL|CARNIVAL CORP|DAVA|Davenport & Company LLC|1101
CCL|CARNIVAL CORP|DBAB|Deutsche Bank Securities Inc.|1208147
CCL|CARNIVAL CORP|DBAX|Deutsche Bank Securities Inc.|1344400
CCL|CARNIVAL CORP|DBUL|Deutsche Bank Securities Inc.|10300
CCL|CARNIVAL CORP|DCHF|Dart Executions, LLC|24168
CCL|CARNIVAL CORP|DEAN|MORGAN STANLEY|37138
CCL|CARNIVAL CORP|DEGS|RONIN PROFESSIONAL LLC|4500
CCL|CARNIVAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|54135
CCL|CARNIVAL CORP|DRWK|DRW SECURITIES, L.L.C.|4966
CCL|CARNIVAL CORP|EBXL|EBX LLC|1077700
CCL|CARNIVAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|86666
CCL|CARNIVAL CORP|EDJC|Edward Jones / CDS|574
CCL|CARNIVAL CORP|EDJO|Edward D. Jones & Co., L.P.|19914
CCL|CARNIVAL CORP|EGAM|CBOE TRADING, INC.|126633
CCL|CARNIVAL CORP|EGAW|CBOE TRADING, INC.|3554
CCL|CARNIVAL CORP|EGXM|CBOE TRADING, INC.|26685
CCL|CARNIVAL CORP|EGXW|CBOE TRADING, INC.|800
CCL|CARNIVAL CORP|ESPO|ESPOSITO SECURITIES, LLC|6
CCL|CARNIVAL CORP|ETBE|Electronic Transaction Clearing, Inc.|126045
CCL|CARNIVAL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|84799
CCL|CARNIVAL CORP|ETCC|Electronic Transaction Clearing, Inc.|1427
CCL|CARNIVAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57747
CCL|CARNIVAL CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|831
CCL|CARNIVAL CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9987
CCL|CARNIVAL CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2960
CCL|CARNIVAL CORP|ETRS|E*Trade Securities LLC|824623
CCL|CARNIVAL CORP|FBSB|U.S. Bancorp Investments, Inc.|335
CCL|CARNIVAL CORP|FILL|Tradestation Securities, Inc.|142291
CCL|CARNIVAL CORP|FINX|FINTECH SECURITIES|1571
CCL|CARNIVAL CORP|FMAF|NBCN Inc./ CDS|8274
CCL|CARNIVAL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|204355
CCL|CARNIVAL CORP|FQLS|Quantlab Securities LP|1631093
CCL|CARNIVAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|201330
CCL|CARNIVAL CORP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1104
CCL|CARNIVAL CORP|FTBR|Foliofn Investments, Inc.|6542
CCL|CARNIVAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|29818
CCL|CARNIVAL CORP|GLIS|TD Securities Inc|15992
CCL|CARNIVAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|269443
CCL|CARNIVAL CORP|GNAV|GREEN STREET TRADING, LLC|25000
CCL|CARNIVAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|4304111
CCL|CARNIVAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|85045
CCL|CARNIVAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|71956
CCL|CARNIVAL CORP|GTSZ|GTS SECURITIES LLC|444627
CCL|CARNIVAL CORP|HAPX|HAP Trading, LLC|200
CCL|CARNIVAL CORP|HASF|Haywood Securities Inc./CDS|375
CCL|CARNIVAL CORP|HRBF|American Enterprise Investment Services Inc.|201845
CCL|CARNIVAL CORP|HSBC|HSBC Securities, Inc.|8565
CCL|CARNIVAL CORP|IATS|INTERACTIVE BROKERS LLC|102399
CCL|CARNIVAL CORP|IBKR|Interactive Brokers Llc|174749
CCL|CARNIVAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4126
CCL|CARNIVAL CORP|ICBX|INSTINET, LLC|319984
CCL|CARNIVAL CORP|IEQY|CITADEL SECURITIES LLC|283088
CCL|CARNIVAL CORP|INCA|INSTINET, LLC|1845231
CCL|CARNIVAL CORP|INJX|INSTINET, LLC|33206
CCL|CARNIVAL CORP|INTL|INTL FCSTONE FINANCIAL INC.|28
CCL|CARNIVAL CORP|ITGI|ITG Inc.|418491
CCL|CARNIVAL CORP|ITGP|ITG INC.|914400
CCL|CARNIVAL CORP|JANY|Janney Montgomery Scott Inc.|28022
CCL|CARNIVAL CORP|JEFF|JEFFERIES LLC|435986
CCL|CARNIVAL CORP|JGUN|Joseph Gunnar & Co.  LLC|100
CCL|CARNIVAL CORP|JMPT|JUMP TRADING, LLC|365015
CCL|CARNIVAL CORP|JONE|JonesTrading|3022
CCL|CARNIVAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|367695
CCL|CARNIVAL CORP|JPMX|J.P. Morgan Securities LLC|1449706
CCL|CARNIVAL CORP|JSJX|JANE STREET CAPITAL LLC|450540
CCL|CARNIVAL CORP|JUTA|JUMP TRADING, LLC|132
CCL|CARNIVAL CORP|KCGM|VIRTU Americas LLC|320074
CCL|CARNIVAL CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
CCL|CARNIVAL CORP|LEHM|Barclays Capital Inc./Le|4113942
CCL|CARNIVAL CORP|LGNT|COR CLEARING LLC|6
CCL|CARNIVAL CORP|LIME|Lime Brokerage LLC|497708
CCL|CARNIVAL CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|24600
CCL|CARNIVAL CORP|LOOP|Loop Capital Markets LLC|2087
CCL|CARNIVAL CORP|LQNA|LIQUIDNET, INC.|341500
CCL|CARNIVAL CORP|LSCI|Lek Securities Corporation|656
CCL|CARNIVAL CORP|LVMR|LIVERMORE TRADING GROUP, INC.|47393
CCL|CARNIVAL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5254
CCL|CARNIVAL CORP|MACC|Mid Atlantic Capital Corporation|541
CCL|CARNIVAL CORP|MACQ|Macquarie Capital (USA) Inc.|41544
CCL|CARNIVAL CORP|MAXM|Maxim Group LLC|62808
CCL|CARNIVAL CORP|MBTS|ALLY INVEST SECURITIES LLC|21116
CCL|CARNIVAL CORP|MCMF|Raymond James Ltd. Cds|3005
CCL|CARNIVAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|512250
CCL|CARNIVAL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
CCL|CARNIVAL CORP|MOTF|MOTIF INVESTING, INC.|17
CCL|CARNIVAL CORP|MPSG|E D & F Man Capital Markets Inc.|7497
CCL|CARNIVAL CORP|MSCO|MORGAN STANLEY & CO. LLC|6919553
CCL|CARNIVAL CORP|MSPL|MORGAN STANLEY & CO. LLC|1565600
CCL|CARNIVAL CORP|MSTX|MORGAN STANLEY & CO. LLC|1321000
CCL|CARNIVAL CORP|MULL|MARK J. MULLER EQUITIES, INC.|17969
CCL|CARNIVAL CORP|NATL|National Securities Corporation|2000
CCL|CARNIVAL CORP|NBCS|NBC Securities, INC.|75
CCL|CARNIVAL CORP|NEED|Needham & Company, LLC|1960
CCL|CARNIVAL CORP|NEUB|NEUBERGER BERMAN BD LLC|13980
CCL|CARNIVAL CORP|NFSC|National Financial Services LLC|1436870
CCL|CARNIVAL CORP|NITE|VIRTU Americas LLC|3811365
CCL|CARNIVAL CORP|NITP|VIRTU Americas LLC|10843
CCL|CARNIVAL CORP|NMRA|Nomura Securities International, Inc.|100
CCL|CARNIVAL CORP|NQRB|Brut, LLC|77030
CCL|CARNIVAL CORP|NTBF|BMO Nesbitt Burns Inc./CDS|3850
CCL|CARNIVAL CORP|NTRC|Northern Trust Securities, Inc.|3795
CCL|CARNIVAL CORP|OHOS|TWO SIGMA SECURITIES, LLC|293431
CCL|CARNIVAL CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|800
CCL|CARNIVAL CORP|OPCO|Oppenheimer & Co. Inc.|20844
CCL|CARNIVAL CORP|OTAA|OTA LLC|46800
CCL|CARNIVAL CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3326
CCL|CARNIVAL CORP|PCFF|Pacific International Securities Inc./CDS|200
CCL|CARNIVAL CORP|PCPT|PHILLIP CAPITAL INC.|140
CCL|CARNIVAL CORP|PDQM|CODA MARKETS, INC.|901132
CCL|CARNIVAL CORP|PHLY|NASDAQ Execution Services, LLC|60600
CCL|CARNIVAL CORP|PICT|Pictet Overseas Inc.|15922
CCL|CARNIVAL CORP|PIPR|Piper Jaffray & Co.|658
CCL|CARNIVAL CORP|PNSR|Penserra Securities, LLC|10800
CCL|CARNIVAL CORP|PWJC|UBS Financial Services, Inc.|15325
CCL|CARNIVAL CORP|QMSR|QUATTRO M SECURITIES INC.|9284
CCL|CARNIVAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|43361
CCL|CARNIVAL CORP|RHCO|Suntrust Robinson Humphrey, Inc.|49992
CCL|CARNIVAL CORP|SAGL|SAGETRADER, LLC|189436
CCL|CARNIVAL CORP|SALI|INTL FCSTONE FINANCIAL INC.|2009
CCL|CARNIVAL CORP|SBRX|MURIEL SIEBERT & CO INC|100
CCL|CARNIVAL CORP|SBSH|Citigroup Global Markets Inc.|643112
CCL|CARNIVAL CORP|SCMC|Scotia Capital Markets (USA) Inc.|230
CCL|CARNIVAL CORP|SEIC|SEI Investments Distribution Co.|15835
CCL|CARNIVAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|694817
CCL|CARNIVAL CORP|SJLS|TRADE INFORMATICS LLC|100
CCL|CARNIVAL CORP|SOGO|Wang Investment Associates, Inc.|400
CCL|CARNIVAL CORP|SPDR|SPEEDROUTE LLC|162737
CCL|CARNIVAL CORP|SPHN|Stephens Inc.|1073
CCL|CARNIVAL CORP|SPNT|SEVEN POINTS CAPITAL, LLC|9500
CCL|CARNIVAL CORP|SPTD|MINT GLOBAL MARKETS, INC.|900
CCL|CARNIVAL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1307
CCL|CARNIVAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|101330
CCL|CARNIVAL CORP|STKP|STOCKPILE INVESTMENTS, INC.|328
CCL|CARNIVAL CORP|STRS|STRATEGAS RESEARCH PARTNERS|1419
CCL|CARNIVAL CORP|STXG|Stockcross Financial Services, Inc.|5000
CCL|CARNIVAL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14121
CCL|CARNIVAL CORP|SWIM|TD Ameritrade, Inc.|1153911
CCL|CARNIVAL CORP|SWST|Hilltop Securities Inc.|19402
CCL|CARNIVAL CORP|TAGC|TELSEY ADVISORY GROUP LLC|5764
CCL|CARNIVAL CORP|TKNG|ALLY INVEST SECURITIES LLC|8592
CCL|CARNIVAL CORP|TMBR|Timber Hill LLC|100
CCL|CARNIVAL CORP|TOUR|TOURMALINE PARTNERS, LLC|3182
CCL|CARNIVAL CORP|TRBT|Tradebot Systems, Inc.|1084763
CCL|CARNIVAL CORP|TRCM|TRC MARKETS LLC|883571
CCL|CARNIVAL CORP|TWTT|TASTYWORKS, INC.|1090
CCL|CARNIVAL CORP|UBSA|UBS SECURITIES LLC|3333536
CCL|CARNIVAL CORP|UBSS|UBS Securities LLC|3809285
CCL|CARNIVAL CORP|UFPA|UNITED FIRST PARTNERS LLC|1032
CCL|CARNIVAL CORP|VALX|VIRTU AMERICAS LLC|20694
CCL|CARNIVAL CORP|VERT|The Vertical Trading Group, LLC|2780
CCL|CARNIVAL CORP|VGRD|Vanguard Marketing Corporation|86678
CCL|CARNIVAL CORP|VIEW|VIEWTRADE SECURITIES LLC|1000
CCL|CARNIVAL CORP|VNDM|Wall Street Access|5905
CCL|CARNIVAL CORP|VSIN|Vision Financial Markets Llc|2
CCL|CARNIVAL CORP|WBET|Wallachbeth Capital LLC|2570
CCL|CARNIVAL CORP|WBLR|WILLIAM BLAIR|8096
CCL|CARNIVAL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|14084
CCL|CARNIVAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|1378310
CCL|CARNIVAL CORP|WDNX|WEEDEN & CO.L.P.|4290
CCL|CARNIVAL CORP|WEDB|WEDBUSH SECURITIES INC.|257640
CCL|CARNIVAL CORP|WEED|Weeden & Co.L.P.|3120
CCL|CARNIVAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|126938
CCL|CARNIVAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|188731
CCL|CARNIVAL CORP|WGIF|CIBC World Markets Inc.|2947
CCL|CARNIVAL CORP|WHOT|JUST2TRADE, INC.|519
CCL|CARNIVAL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2762
CCL|CARNIVAL CORP|WOLF|Wolfe Trahan Securities|1200
CCL|CARNIVAL CORP|WSEA|WOLVERINE SECURITIES, LLC|47760
CCL|CARNIVAL CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
CCL|CARNIVAL CORP|XIST|INSTINET, LLC|612198
CCL|CARNIVAL CORP|XPQR|Jump Trading|600
CCL|CARNIVAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|444544
CCL|CARNIVAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|26876
CCL|CARNIVAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|61646
CCLP|CSI COMPRESSCO CMN|ADAM|CANACCORD GENUITY INC.|73768
CCLP|CSI COMPRESSCO CMN|AGIS|Aegis Capital Corp.|2790
CCLP|CSI COMPRESSCO CMN|ALTX|Alternet Securities Inc.|2000
CCLP|CSI COMPRESSCO CMN|APCC|Apex Clearing Corporation|4729
CCLP|CSI COMPRESSCO CMN|BARD|Robert W. Baird & Co. Incorporated|100
CCLP|CSI COMPRESSCO CMN|BATM|CBOE TRADING, INC.|104
CCLP|CSI COMPRESSCO CMN|BAYT|BTIG, LLC|100
CCLP|CSI COMPRESSCO CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|325
CCLP|CSI COMPRESSCO CMN|BYXM|CBOE TRADING, INC.|400
CCLP|CSI COMPRESSCO CMN|BZYD|GOLDMAN SACHS & CO. LLC|300
CCLP|CSI COMPRESSCO CMN|CANT|Cantor Fitzgerald & Co.|86
CCLP|CSI COMPRESSCO CMN|CHAS|Charles Schwab & Co., Inc.|228
CCLP|CSI COMPRESSCO CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5200
CCLP|CSI COMPRESSCO CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
CCLP|CSI COMPRESSCO CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37274
CCLP|CSI COMPRESSCO CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1550
CCLP|CSI COMPRESSCO CMN|DBAB|Deutsche Bank Securities Inc.|13120
CCLP|CSI COMPRESSCO CMN|DBAX|Deutsche Bank Securities Inc.|26200
CCLP|CSI COMPRESSCO CMN|DEAN|MORGAN STANLEY|3140
CCLP|CSI COMPRESSCO CMN|DEGS|RONIN PROFESSIONAL LLC|10373
CCLP|CSI COMPRESSCO CMN|EBXL|EBX LLC|24500
CCLP|CSI COMPRESSCO CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
CCLP|CSI COMPRESSCO CMN|EDJO|Edward D. Jones & Co., L.P.|2084
CCLP|CSI COMPRESSCO CMN|EGAM|CBOE TRADING, INC.|2598
CCLP|CSI COMPRESSCO CMN|EGXM|CBOE TRADING, INC.|3300
CCLP|CSI COMPRESSCO CMN|ETBE|Electronic Transaction Clearing, Inc.|482
CCLP|CSI COMPRESSCO CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1670
CCLP|CSI COMPRESSCO CMN|ETRS|E*Trade Securities LLC|70103
CCLP|CSI COMPRESSCO CMN|FBCO|Credit Suisse Securities (USA) LLC|43303
CCLP|CSI COMPRESSCO CMN|FILL|Tradestation Securities, Inc.|83
CCLP|CSI COMPRESSCO CMN|FOMA|TD AMERITRADE CLEARING, INC.|152967
CCLP|CSI COMPRESSCO CMN|FTBR|Foliofn Investments, Inc.|4835
CCLP|CSI COMPRESSCO CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2212
CCLP|CSI COMPRESSCO CMN|GLPX|ACS EXECUTION SERVICES, LLC|3259
CCLP|CSI COMPRESSCO CMN|GSCO|GOLDMAN SACHS & CO. LLC|52236
CCLP|CSI COMPRESSCO CMN|GSCS|GOLDMAN SACHS & CO. LLC|1700
CCLP|CSI COMPRESSCO CMN|GSLT|GOLDMAN SACHS & CO. LLC|1952
CCLP|CSI COMPRESSCO CMN|GTSZ|GTS SECURITIES LLC|2111
CCLP|CSI COMPRESSCO CMN|HRBF|American Enterprise Investment Services Inc.|500
CCLP|CSI COMPRESSCO CMN|IATS|INTERACTIVE BROKERS LLC|4550
CCLP|CSI COMPRESSCO CMN|IBKR|Interactive Brokers Llc|47343
CCLP|CSI COMPRESSCO CMN|ICBX|INSTINET, LLC|5500
CCLP|CSI COMPRESSCO CMN|INCA|INSTINET, LLC|6677
CCLP|CSI COMPRESSCO CMN|ITGI|ITG Inc.|5678
CCLP|CSI COMPRESSCO CMN|ITGP|ITG INC.|71200
CCLP|CSI COMPRESSCO CMN|JMPT|JUMP TRADING, LLC|3862
CCLP|CSI COMPRESSCO CMN|JPMX|J.P. Morgan Securities LLC|18800
CCLP|CSI COMPRESSCO CMN|JSJX|JANE STREET CAPITAL LLC|1017
CCLP|CSI COMPRESSCO CMN|KCGM|VIRTU Americas LLC|3758
CCLP|CSI COMPRESSCO CMN|LEHM|Barclays Capital Inc./Le|12000
CCLP|CSI COMPRESSCO CMN|LIME|Lime Brokerage LLC|20165
CCLP|CSI COMPRESSCO CMN|LQNA|LIQUIDNET, INC.|21500
CCLP|CSI COMPRESSCO CMN|LSCI|Lek Securities Corporation|100
CCLP|CSI COMPRESSCO CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21800
CCLP|CSI COMPRESSCO CMN|MSCO|MORGAN STANLEY & CO. LLC|95850
CCLP|CSI COMPRESSCO CMN|MSPL|MORGAN STANLEY & CO. LLC|29400
CCLP|CSI COMPRESSCO CMN|NFSC|National Financial Services LLC|114926
CCLP|CSI COMPRESSCO CMN|NITE|VIRTU Americas LLC|419531
CCLP|CSI COMPRESSCO CMN|NQRB|Brut, LLC|2800
CCLP|CSI COMPRESSCO CMN|OPCO|Oppenheimer & Co. Inc.|525
CCLP|CSI COMPRESSCO CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
CCLP|CSI COMPRESSCO CMN|PDQM|CODA MARKETS, INC.|16571
CCLP|CSI COMPRESSCO CMN|PWJC|UBS Financial Services, Inc.|3900
CCLP|CSI COMPRESSCO CMN|RAJA|Raymond James & Associates, Inc.|47706
CCLP|CSI COMPRESSCO CMN|RBCM|RBC CAPITAL MARKETS, LLC|9213
CCLP|CSI COMPRESSCO CMN|ROTH|Roth Capital Partners, LLC|1300
CCLP|CSI COMPRESSCO CMN|SAGL|SAGETRADER, LLC|2392
CCLP|CSI COMPRESSCO CMN|SBSH|Citigroup Global Markets Inc.|82688
CCLP|CSI COMPRESSCO CMN|SGMT|GOLDMAN SACHS & CO. LLC|27761
CCLP|CSI COMPRESSCO CMN|SPDR|SPEEDROUTE LLC|2100
CCLP|CSI COMPRESSCO CMN|STFL|Stifel, Nicolaus & Company, Incorporated|37433
CCLP|CSI COMPRESSCO CMN|SWIM|TD Ameritrade, Inc.|18842
CCLP|CSI COMPRESSCO CMN|TKNG|ALLY INVEST SECURITIES LLC|6688
CCLP|CSI COMPRESSCO CMN|TRBT|Tradebot Systems, Inc.|2293
CCLP|CSI COMPRESSCO CMN|TRCM|TRC MARKETS LLC|1582
CCLP|CSI COMPRESSCO CMN|UBSA|UBS SECURITIES LLC|67016
CCLP|CSI COMPRESSCO CMN|UBSS|UBS Securities LLC|43235
CCLP|CSI COMPRESSCO CMN|VALX|VIRTU AMERICAS LLC|800
CCLP|CSI COMPRESSCO CMN|VGRD|Vanguard Marketing Corporation|12189
CCLP|CSI COMPRESSCO CMN|WCHV|WELLS FARGO SECURITIES, LLC|113583
CCLP|CSI COMPRESSCO CMN|WEDB|WEDBUSH SECURITIES INC.|1900
CCLP|CSI COMPRESSCO CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14198
CCLP|CSI COMPRESSCO CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4844
CCLP|CSI COMPRESSCO CMN|WSEA|WOLVERINE SECURITIES, LLC|18480
CCLP|CSI COMPRESSCO CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|310
CCLP|CSI COMPRESSCO CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1368
CCM|CONCORD MEDICAL SVCS|APCC|Apex Clearing Corporation|604
CCM|CONCORD MEDICAL SVCS|BATM|CBOE TRADING, INC.|1
CCM|CONCORD MEDICAL SVCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6
CCM|CONCORD MEDICAL SVCS|ETRS|E*Trade Securities LLC|119
CCM|CONCORD MEDICAL SVCS|GLIS|TD Securities Inc|300
CCM|CONCORD MEDICAL SVCS|HRBF|American Enterprise Investment Services Inc.|500
CCM|CONCORD MEDICAL SVCS|HSBC|HSBC Securities, Inc.|155
CCM|CONCORD MEDICAL SVCS|IATS|INTERACTIVE BROKERS LLC|20
CCM|CONCORD MEDICAL SVCS|IBKR|Interactive Brokers Llc|302
CCM|CONCORD MEDICAL SVCS|INCA|INSTINET, LLC|100
CCM|CONCORD MEDICAL SVCS|LEHM|Barclays Capital Inc./Le|200
CCM|CONCORD MEDICAL SVCS|LIME|Lime Brokerage LLC|55
CCM|CONCORD MEDICAL SVCS|MOTF|MOTIF INVESTING, INC.|1
CCM|CONCORD MEDICAL SVCS|MSCO|MORGAN STANLEY & CO. LLC|5549
CCM|CONCORD MEDICAL SVCS|NFSC|National Financial Services LLC|141
CCM|CONCORD MEDICAL SVCS|NITE|VIRTU Americas LLC|6182
CCM|CONCORD MEDICAL SVCS|SWIM|TD Ameritrade, Inc.|300
CCM|CONCORD MEDICAL SVCS|UBSA|UBS SECURITIES LLC|100
CCM|CONCORD MEDICAL SVCS|UBSS|UBS Securities LLC|73
CCM|CONCORD MEDICAL SVCS|VGRD|Vanguard Marketing Corporation|1400
CCM|CONCORD MEDICAL SVCS|WSEA|WOLVERINE SECURITIES, LLC|55
CCMP|CABOT MICROELECTRON|ALTX|Alternet Securities Inc.|906
CCMP|CABOT MICROELECTRON|APCC|Apex Clearing Corporation|47
CCMP|CABOT MICROELECTRON|BARD|Robert W. Baird & Co. Incorporated|306
CCMP|CABOT MICROELECTRON|BATM|CBOE TRADING, INC.|2301
CCMP|CABOT MICROELECTRON|BAYT|BTIG, LLC|2400
CCMP|CABOT MICROELECTRON|BBNT|BB&T SECURITIES, LLC|198
CCMP|CABOT MICROELECTRON|BERN|Sanford C. Bernstein & Co., LLC|24254
CCMP|CABOT MICROELECTRON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|198
CCMP|CABOT MICROELECTRON|BLKX|INSTINET, LLC|5800
CCMP|CABOT MICROELECTRON|BMOC|BMO Capital Markets Corp.|4874
CCMP|CABOT MICROELECTRON|BNPX|BNP PARIBAS SECURITIES CORP.|37718
CCMP|CABOT MICROELECTRON|BTIG|BTIG, LLC|3905
CCMP|CABOT MICROELECTRON|BYXM|CBOE TRADING, INC.|1128
CCMP|CABOT MICROELECTRON|BZYD|GOLDMAN SACHS & CO. LLC|300
CCMP|CABOT MICROELECTRON|CANT|Cantor Fitzgerald & Co.|115
CCMP|CABOT MICROELECTRON|CHAS|Charles Schwab & Co., Inc.|3
CCMP|CABOT MICROELECTRON|CIST|Capital Institutional Services, Inc.|10
CCMP|CABOT MICROELECTRON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10057
CCMP|CABOT MICROELECTRON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|675
CCMP|CABOT MICROELECTRON|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
CCMP|CABOT MICROELECTRON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57153
CCMP|CABOT MICROELECTRON|CTDL|Citadel Derivatives Group Llc|11052
CCMP|CABOT MICROELECTRON|CXCX|CITIGROUP GLOBAL MARKETS INC.|6734
CCMP|CABOT MICROELECTRON|DADA|D.A. Davidson & Co.|558
CCMP|CABOT MICROELECTRON|DAWA|Daiwa Capital Markets America Inc.|1
CCMP|CABOT MICROELECTRON|DBAB|Deutsche Bank Securities Inc.|173111
CCMP|CABOT MICROELECTRON|DBAX|Deutsche Bank Securities Inc.|30500
CCMP|CABOT MICROELECTRON|DBUL|Deutsche Bank Securities Inc.|1550
CCMP|CABOT MICROELECTRON|DEAN|MORGAN STANLEY|6410
CCMP|CABOT MICROELECTRON|DEGS|RONIN PROFESSIONAL LLC|900
CCMP|CABOT MICROELECTRON|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1
CCMP|CABOT MICROELECTRON|EBXL|EBX LLC|27000
CCMP|CABOT MICROELECTRON|ECUT|CONVERGEX EXECUTION SOLUTIONS|1055
CCMP|CABOT MICROELECTRON|EDJO|Edward D. Jones & Co., L.P.|670
CCMP|CABOT MICROELECTRON|EGAM|CBOE TRADING, INC.|816
CCMP|CABOT MICROELECTRON|EGMT|EG MARKET TECHNOLOGIES LLC|475
CCMP|CABOT MICROELECTRON|EGXM|CBOE TRADING, INC.|137
CCMP|CABOT MICROELECTRON|ESPO|ESPOSITO SECURITIES, LLC|109
CCMP|CABOT MICROELECTRON|ETBE|Electronic Transaction Clearing, Inc.|204
CCMP|CABOT MICROELECTRON|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|23
CCMP|CABOT MICROELECTRON|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3486
CCMP|CABOT MICROELECTRON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17717
CCMP|CABOT MICROELECTRON|ETRS|E*Trade Securities LLC|5558
CCMP|CABOT MICROELECTRON|FBCO|Credit Suisse Securities (USA) LLC|79249
CCMP|CABOT MICROELECTRON|FILL|Tradestation Securities, Inc.|439
CCMP|CABOT MICROELECTRON|FMAF|NBCN Inc./ CDS|58
CCMP|CABOT MICROELECTRON|FOMA|TD AMERITRADE CLEARING, INC.|7071
CCMP|CABOT MICROELECTRON|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1420
CCMP|CABOT MICROELECTRON|FQLS|Quantlab Securities LP|66008
CCMP|CABOT MICROELECTRON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15735
CCMP|CABOT MICROELECTRON|FTBR|Foliofn Investments, Inc.|74
CCMP|CABOT MICROELECTRON|GEBB|GLOBAL EXECUTION BROKERS, LP|7359
CCMP|CABOT MICROELECTRON|GLPX|ACS EXECUTION SERVICES, LLC|8082
CCMP|CABOT MICROELECTRON|GSCO|GOLDMAN SACHS & CO. LLC|253976
CCMP|CABOT MICROELECTRON|GSCS|GOLDMAN SACHS & CO. LLC|4127
CCMP|CABOT MICROELECTRON|GSLT|GOLDMAN SACHS & CO. LLC|727
CCMP|CABOT MICROELECTRON|GTSZ|GTS SECURITIES LLC|54264
CCMP|CABOT MICROELECTRON|HRBF|American Enterprise Investment Services Inc.|1695
CCMP|CABOT MICROELECTRON|IATS|INTERACTIVE BROKERS LLC|2706
CCMP|CABOT MICROELECTRON|IBKR|Interactive Brokers Llc|12270
CCMP|CABOT MICROELECTRON|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
CCMP|CABOT MICROELECTRON|ICBX|INSTINET, LLC|10620
CCMP|CABOT MICROELECTRON|IEQY|CITADEL SECURITIES LLC|17163
CCMP|CABOT MICROELECTRON|INCA|INSTINET, LLC|194451
CCMP|CABOT MICROELECTRON|INJX|INSTINET, LLC|7137
CCMP|CABOT MICROELECTRON|ITGI|ITG Inc.|37548
CCMP|CABOT MICROELECTRON|ITGP|ITG INC.|29000
CCMP|CABOT MICROELECTRON|JEFF|JEFFERIES LLC|35848
CCMP|CABOT MICROELECTRON|JMPT|JUMP TRADING, LLC|6664
CCMP|CABOT MICROELECTRON|JPBX|J.P. MORGAN SECURITIES LLC|1604
CCMP|CABOT MICROELECTRON|JPMX|J.P. Morgan Securities LLC|71736
CCMP|CABOT MICROELECTRON|JSJX|JANE STREET CAPITAL LLC|1874
CCMP|CABOT MICROELECTRON|KCGM|VIRTU Americas LLC|18186
CCMP|CABOT MICROELECTRON|LEHM|Barclays Capital Inc./Le|187971
CCMP|CABOT MICROELECTRON|LIME|Lime Brokerage LLC|83854
CCMP|CABOT MICROELECTRON|MAXM|Maxim Group LLC|2576
CCMP|CABOT MICROELECTRON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33422
CCMP|CABOT MICROELECTRON|MOTF|MOTIF INVESTING, INC.|2
CCMP|CABOT MICROELECTRON|MSCO|MORGAN STANLEY & CO. LLC|498990
CCMP|CABOT MICROELECTRON|MSPL|MORGAN STANLEY & CO. LLC|47000
CCMP|CABOT MICROELECTRON|MSTX|MORGAN STANLEY & CO. LLC|5600
CCMP|CABOT MICROELECTRON|NFSC|National Financial Services LLC|39779
CCMP|CABOT MICROELECTRON|NITE|VIRTU Americas LLC|85476
CCMP|CABOT MICROELECTRON|NITP|VIRTU Americas LLC|3870
CCMP|CABOT MICROELECTRON|NQRB|Brut, LLC|700
CCMP|CABOT MICROELECTRON|NTRC|Northern Trust Securities, Inc.|333
CCMP|CABOT MICROELECTRON|OPCO|Oppenheimer & Co. Inc.|531
CCMP|CABOT MICROELECTRON|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|854
CCMP|CABOT MICROELECTRON|PDQM|CODA MARKETS, INC.|16895
CCMP|CABOT MICROELECTRON|PWJC|UBS Financial Services, Inc.|100
CCMP|CABOT MICROELECTRON|RAJA|Raymond James & Associates, Inc.|21943
CCMP|CABOT MICROELECTRON|RBCM|RBC CAPITAL MARKETS, LLC|2537
CCMP|CABOT MICROELECTRON|SAGL|SAGETRADER, LLC|1357
CCMP|CABOT MICROELECTRON|SAGW|SAGETRADER, LLC|117
CCMP|CABOT MICROELECTRON|SBSH|Citigroup Global Markets Inc.|67838
CCMP|CABOT MICROELECTRON|SGMT|GOLDMAN SACHS & CO. LLC|16119
CCMP|CABOT MICROELECTRON|SPDR|SPEEDROUTE LLC|4287
CCMP|CABOT MICROELECTRON|SSBS|STATE STREET GLOBAL MARKETS, LLC|15762
CCMP|CABOT MICROELECTRON|STFL|Stifel, Nicolaus & Company, Incorporated|870
CCMP|CABOT MICROELECTRON|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
CCMP|CABOT MICROELECTRON|SWIM|TD Ameritrade, Inc.|3002
CCMP|CABOT MICROELECTRON|SWST|Hilltop Securities Inc.|16
CCMP|CABOT MICROELECTRON|TKNG|ALLY INVEST SECURITIES LLC|50
CCMP|CABOT MICROELECTRON|TONC|CUTTONE & CO., LLC|320
CCMP|CABOT MICROELECTRON|TRBT|Tradebot Systems, Inc.|41587
CCMP|CABOT MICROELECTRON|TRCM|TRC MARKETS LLC|42995
CCMP|CABOT MICROELECTRON|TWTT|TASTYWORKS, INC.|5
CCMP|CABOT MICROELECTRON|UBSA|UBS SECURITIES LLC|121777
CCMP|CABOT MICROELECTRON|UBSS|UBS Securities LLC|244555
CCMP|CABOT MICROELECTRON|VALX|VIRTU AMERICAS LLC|4677
CCMP|CABOT MICROELECTRON|VGRD|Vanguard Marketing Corporation|344
CCMP|CABOT MICROELECTRON|VNDM|Wall Street Access|20081
CCMP|CABOT MICROELECTRON|WABR|Wall Street Access|4003
CCMP|CABOT MICROELECTRON|WBPX|SUMMIT SECURITIES GROUP, LLC|500
CCMP|CABOT MICROELECTRON|WCHV|WELLS FARGO SECURITIES, LLC|25709
CCMP|CABOT MICROELECTRON|WEDB|WEDBUSH SECURITIES INC.|15
CCMP|CABOT MICROELECTRON|WEED|Weeden & Co.L.P.|400
CCMP|CABOT MICROELECTRON|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1179
CCMP|CABOT MICROELECTRON|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1313
CCMP|CABOT MICROELECTRON|WGIF|CIBC World Markets Inc.|200
CCMP|CABOT MICROELECTRON|WLTH|WEALTHFRONT BROKERAGE CORPORATION|60
CCMP|CABOT MICROELECTRON|WSEA|WOLVERINE SECURITIES, LLC|714
CCMP|CABOT MICROELECTRON|XIST|INSTINET, LLC|1600
CCMP|CABOT MICROELECTRON|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
CCMP|CABOT MICROELECTRON|YKNA|COMHAR CAPITAL MARKETS, LLC|2518
CCMP|CABOT MICROELECTRON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1543
CCNE|CNB FINANCIAL CORP|ALTX|Alternet Securities Inc.|300
CCNE|CNB FINANCIAL CORP|APCC|Apex Clearing Corporation|19
CCNE|CNB FINANCIAL CORP|BANK|Primevest Financial Services, Inc.|200
CCNE|CNB FINANCIAL CORP|BATM|CBOE TRADING, INC.|36
CCNE|CNB FINANCIAL CORP|BAYC|BAY CREST PARTNERS, LLC|637
CCNE|CNB FINANCIAL CORP|BERN|Sanford C. Bernstein & Co., LLC|868
CCNE|CNB FINANCIAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|450
CCNE|CNB FINANCIAL CORP|BMOC|BMO Capital Markets Corp.|2340
CCNE|CNB FINANCIAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1304
CCNE|CNB FINANCIAL CORP|BTIG|BTIG, LLC|3513
CCNE|CNB FINANCIAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|400
CCNE|CNB FINANCIAL CORP|CANT|Cantor Fitzgerald & Co.|100
CCNE|CNB FINANCIAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1522
CCNE|CNB FINANCIAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2415
CCNE|CNB FINANCIAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5001
CCNE|CNB FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4584
CCNE|CNB FINANCIAL CORP|CTDL|Citadel Derivatives Group Llc|2389
CCNE|CNB FINANCIAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3750
CCNE|CNB FINANCIAL CORP|DBAB|Deutsche Bank Securities Inc.|22539
CCNE|CNB FINANCIAL CORP|DBAX|Deutsche Bank Securities Inc.|1700
CCNE|CNB FINANCIAL CORP|DEGS|RONIN PROFESSIONAL LLC|3292
CCNE|CNB FINANCIAL CORP|EBXL|EBX LLC|4100
CCNE|CNB FINANCIAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3750
CCNE|CNB FINANCIAL CORP|EDJO|Edward D. Jones & Co., L.P.|1000
CCNE|CNB FINANCIAL CORP|EGAM|CBOE TRADING, INC.|250
CCNE|CNB FINANCIAL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|406
CCNE|CNB FINANCIAL CORP|ETRS|E*Trade Securities LLC|43
CCNE|CNB FINANCIAL CORP|FBCO|Credit Suisse Securities (USA) LLC|49868
CCNE|CNB FINANCIAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|1100
CCNE|CNB FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2850
CCNE|CNB FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|229
CCNE|CNB FINANCIAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|5111
CCNE|CNB FINANCIAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|1677
CCNE|CNB FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|60248
CCNE|CNB FINANCIAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|120
CCNE|CNB FINANCIAL CORP|GTSZ|GTS SECURITIES LLC|7103
CCNE|CNB FINANCIAL CORP|IATS|INTERACTIVE BROKERS LLC|79
CCNE|CNB FINANCIAL CORP|IBKR|Interactive Brokers Llc|9250
CCNE|CNB FINANCIAL CORP|ICBX|INSTINET, LLC|300
CCNE|CNB FINANCIAL CORP|IEQY|CITADEL SECURITIES LLC|1811
CCNE|CNB FINANCIAL CORP|INCA|INSTINET, LLC|13476
CCNE|CNB FINANCIAL CORP|INJX|INSTINET, LLC|2083
CCNE|CNB FINANCIAL CORP|ITGI|ITG Inc.|961
CCNE|CNB FINANCIAL CORP|ITGP|ITG INC.|48600
CCNE|CNB FINANCIAL CORP|JANY|Janney Montgomery Scott Inc.|441
CCNE|CNB FINANCIAL CORP|JEFF|JEFFERIES LLC|3776
CCNE|CNB FINANCIAL CORP|JPMX|J.P. Morgan Securities LLC|9622
CCNE|CNB FINANCIAL CORP|KCGM|VIRTU Americas LLC|387
CCNE|CNB FINANCIAL CORP|KCRD|PHX FINANCIAL, INC.|250
CCNE|CNB FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|19437
CCNE|CNB FINANCIAL CORP|LIME|Lime Brokerage LLC|11656
CCNE|CNB FINANCIAL CORP|LMGP|LIME BROKERAGE LLC|1439
CCNE|CNB FINANCIAL CORP|MACC|Mid Atlantic Capital Corporation|50
CCNE|CNB FINANCIAL CORP|MAXM|Maxim Group LLC|3532
CCNE|CNB FINANCIAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
CCNE|CNB FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|42574
CCNE|CNB FINANCIAL CORP|MSPL|MORGAN STANLEY & CO. LLC|2600
CCNE|CNB FINANCIAL CORP|NFSC|National Financial Services LLC|3985
CCNE|CNB FINANCIAL CORP|NITE|VIRTU Americas LLC|19496
CCNE|CNB FINANCIAL CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|600
CCNE|CNB FINANCIAL CORP|PDQM|CODA MARKETS, INC.|2828
CCNE|CNB FINANCIAL CORP|PWJC|UBS Financial Services, Inc.|200
CCNE|CNB FINANCIAL CORP|RAJA|Raymond James & Associates, Inc.|726
CCNE|CNB FINANCIAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|1016
CCNE|CNB FINANCIAL CORP|SAGW|SAGETRADER, LLC|65
CCNE|CNB FINANCIAL CORP|SBSH|Citigroup Global Markets Inc.|18017
CCNE|CNB FINANCIAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|1182
CCNE|CNB FINANCIAL CORP|SPDR|SPEEDROUTE LLC|1020
CCNE|CNB FINANCIAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4
CCNE|CNB FINANCIAL CORP|SWIM|TD Ameritrade, Inc.|760
CCNE|CNB FINANCIAL CORP|TMBR|Timber Hill LLC|178
CCNE|CNB FINANCIAL CORP|TRBT|Tradebot Systems, Inc.|613
CCNE|CNB FINANCIAL CORP|TRCM|TRC MARKETS LLC|8012
CCNE|CNB FINANCIAL CORP|UBSA|UBS SECURITIES LLC|13361
CCNE|CNB FINANCIAL CORP|UBSS|UBS Securities LLC|48077
CCNE|CNB FINANCIAL CORP|VALX|VIRTU AMERICAS LLC|1708
CCNE|CNB FINANCIAL CORP|VGRD|Vanguard Marketing Corporation|1725
CCNE|CNB FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|1138
CCNE|CNB FINANCIAL CORP|WEED|Weeden & Co.L.P.|5762
CCNE|CNB FINANCIAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|462
CCNE|CNB FINANCIAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|786
CCNI|COMMAND CENTER CMN|BATM|CBOE TRADING, INC.|416
CCNI|COMMAND CENTER CMN|BTIG|BTIG, LLC|2000
CCNI|COMMAND CENTER CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1295
CCNI|COMMAND CENTER CMN|EBXL|EBX LLC|100
CCNI|COMMAND CENTER CMN|ETRS|E*Trade Securities LLC|38865
CCNI|COMMAND CENTER CMN|FBCO|Credit Suisse Securities (USA) LLC|2253
CCNI|COMMAND CENTER CMN|FOMA|TD AMERITRADE CLEARING, INC.|10263
CCNI|COMMAND CENTER CMN|GSCO|GOLDMAN SACHS & CO. LLC|15208
CCNI|COMMAND CENTER CMN|IATS|INTERACTIVE BROKERS LLC|100
CCNI|COMMAND CENTER CMN|IBKR|Interactive Brokers Llc|17338
CCNI|COMMAND CENTER CMN|ICBX|INSTINET, LLC|500
CCNI|COMMAND CENTER CMN|ITGI|ITG Inc.|800
CCNI|COMMAND CENTER CMN|ITGP|ITG INC.|600
CCNI|COMMAND CENTER CMN|KCGM|VIRTU Americas LLC|300
CCNI|COMMAND CENTER CMN|LEHM|Barclays Capital Inc./Le|200
CCNI|COMMAND CENTER CMN|LIME|Lime Brokerage LLC|1634
CCNI|COMMAND CENTER CMN|MSCO|MORGAN STANLEY & CO. LLC|44489
CCNI|COMMAND CENTER CMN|NFSC|National Financial Services LLC|8754
CCNI|COMMAND CENTER CMN|NITE|VIRTU Americas LLC|23876
CCNI|COMMAND CENTER CMN|NQRB|Brut, LLC|300
CCNI|COMMAND CENTER CMN|RAJA|Raymond James & Associates, Inc.|500
CCNI|COMMAND CENTER CMN|SGMT|GOLDMAN SACHS & CO. LLC|2600
CCNI|COMMAND CENTER CMN|STFL|Stifel, Nicolaus & Company, Incorporated|27
CCNI|COMMAND CENTER CMN|SWIM|TD Ameritrade, Inc.|10700
CCNI|COMMAND CENTER CMN|SWST|Hilltop Securities Inc.|7354
CCNI|COMMAND CENTER CMN|UBSA|UBS SECURITIES LLC|661
CCNI|COMMAND CENTER CMN|UBSS|UBS Securities LLC|7122
CCNI|COMMAND CENTER CMN|VNDM|Wall Street Access|500
CCNI|COMMAND CENTER CMN|WSEA|WOLVERINE SECURITIES, LLC|107
CCO|CLEAR CHANNL OUTDOOR|ALTX|Alternet Securities Inc.|100
CCO|CLEAR CHANNL OUTDOOR|ANOS|ABEL/NOSER, L.L.C.|1000
CCO|CLEAR CHANNL OUTDOOR|APCC|Apex Clearing Corporation|6
CCO|CLEAR CHANNL OUTDOOR|BERN|Sanford C. Bernstein & Co., LLC|400
CCO|CLEAR CHANNL OUTDOOR|BIDS|BIDS TRADING L.P.|300
CCO|CLEAR CHANNL OUTDOOR|BTIG|BTIG, LLC|1036263
CCO|CLEAR CHANNL OUTDOOR|BZYD|GOLDMAN SACHS & CO. LLC|1026
CCO|CLEAR CHANNL OUTDOOR|CANT|Cantor Fitzgerald & Co.|22500
CCO|CLEAR CHANNL OUTDOOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1015
CCO|CLEAR CHANNL OUTDOOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CCO|CLEAR CHANNL OUTDOOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53139
CCO|CLEAR CHANNL OUTDOOR|CTDL|Citadel Derivatives Group Llc|1150
CCO|CLEAR CHANNL OUTDOOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|10252
CCO|CLEAR CHANNL OUTDOOR|DBAB|Deutsche Bank Securities Inc.|5542
CCO|CLEAR CHANNL OUTDOOR|DBAX|Deutsche Bank Securities Inc.|19100
CCO|CLEAR CHANNL OUTDOOR|DEAN|MORGAN STANLEY|215
CCO|CLEAR CHANNL OUTDOOR|DEGS|RONIN PROFESSIONAL LLC|1019
CCO|CLEAR CHANNL OUTDOOR|EBXL|EBX LLC|16200
CCO|CLEAR CHANNL OUTDOOR|EGAM|CBOE TRADING, INC.|1203
CCO|CLEAR CHANNL OUTDOOR|EGXM|CBOE TRADING, INC.|100
CCO|CLEAR CHANNL OUTDOOR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|520
CCO|CLEAR CHANNL OUTDOOR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
CCO|CLEAR CHANNL OUTDOOR|ETRS|E*Trade Securities LLC|729
CCO|CLEAR CHANNL OUTDOOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3361
CCO|CLEAR CHANNL OUTDOOR|FTBR|Foliofn Investments, Inc.|44
CCO|CLEAR CHANNL OUTDOOR|GLPX|ACS EXECUTION SERVICES, LLC|15
CCO|CLEAR CHANNL OUTDOOR|GSCO|GOLDMAN SACHS & CO. LLC|18544
CCO|CLEAR CHANNL OUTDOOR|GSCS|GOLDMAN SACHS & CO. LLC|1200
CCO|CLEAR CHANNL OUTDOOR|GSLT|GOLDMAN SACHS & CO. LLC|1826
CCO|CLEAR CHANNL OUTDOOR|GTSZ|GTS SECURITIES LLC|10309
CCO|CLEAR CHANNL OUTDOOR|IATS|INTERACTIVE BROKERS LLC|2200
CCO|CLEAR CHANNL OUTDOOR|IBKR|Interactive Brokers Llc|35506
CCO|CLEAR CHANNL OUTDOOR|ICBX|INSTINET, LLC|4700
CCO|CLEAR CHANNL OUTDOOR|INCA|INSTINET, LLC|6287
CCO|CLEAR CHANNL OUTDOOR|ITGI|ITG Inc.|7996
CCO|CLEAR CHANNL OUTDOOR|ITGP|ITG INC.|35400
CCO|CLEAR CHANNL OUTDOOR|JMPT|JUMP TRADING, LLC|190
CCO|CLEAR CHANNL OUTDOOR|JPBX|J.P. MORGAN SECURITIES LLC|578
CCO|CLEAR CHANNL OUTDOOR|JPMX|J.P. Morgan Securities LLC|44235
CCO|CLEAR CHANNL OUTDOOR|JSJX|JANE STREET CAPITAL LLC|928
CCO|CLEAR CHANNL OUTDOOR|KCGM|VIRTU Americas LLC|11322
CCO|CLEAR CHANNL OUTDOOR|LEHM|Barclays Capital Inc./Le|30635
CCO|CLEAR CHANNL OUTDOOR|LIME|Lime Brokerage LLC|4259
CCO|CLEAR CHANNL OUTDOOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11300
CCO|CLEAR CHANNL OUTDOOR|MSCO|MORGAN STANLEY & CO. LLC|116218
CCO|CLEAR CHANNL OUTDOOR|MSPL|MORGAN STANLEY & CO. LLC|38800
CCO|CLEAR CHANNL OUTDOOR|MSTX|MORGAN STANLEY & CO. LLC|20800
CCO|CLEAR CHANNL OUTDOOR|NFSC|National Financial Services LLC|45559
CCO|CLEAR CHANNL OUTDOOR|NITE|VIRTU Americas LLC|75716
CCO|CLEAR CHANNL OUTDOOR|OPCO|Oppenheimer & Co. Inc.|398400
CCO|CLEAR CHANNL OUTDOOR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CCO|CLEAR CHANNL OUTDOOR|PDQM|CODA MARKETS, INC.|12017
CCO|CLEAR CHANNL OUTDOOR|SAGW|SAGETRADER, LLC|48
CCO|CLEAR CHANNL OUTDOOR|SBSH|Citigroup Global Markets Inc.|17574
CCO|CLEAR CHANNL OUTDOOR|SGMT|GOLDMAN SACHS & CO. LLC|10110
CCO|CLEAR CHANNL OUTDOOR|SPDR|SPEEDROUTE LLC|1300
CCO|CLEAR CHANNL OUTDOOR|SWIM|TD Ameritrade, Inc.|110
CCO|CLEAR CHANNL OUTDOOR|TKNG|ALLY INVEST SECURITIES LLC|101
CCO|CLEAR CHANNL OUTDOOR|TRBT|Tradebot Systems, Inc.|1230
CCO|CLEAR CHANNL OUTDOOR|TRCM|TRC MARKETS LLC|3800
CCO|CLEAR CHANNL OUTDOOR|UBSA|UBS SECURITIES LLC|53130
CCO|CLEAR CHANNL OUTDOOR|UBSS|UBS Securities LLC|38285
CCO|CLEAR CHANNL OUTDOOR|VALX|VIRTU AMERICAS LLC|10504
CCO|CLEAR CHANNL OUTDOOR|WCHV|WELLS FARGO SECURITIES, LLC|6697
CCO|CLEAR CHANNL OUTDOOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|106
CCO|CLEAR CHANNL OUTDOOR|WSEA|WOLVERINE SECURITIES, LLC|291
CCO|CLEAR CHANNL OUTDOOR|XIST|INSTINET, LLC|1000
CCO|CLEAR CHANNL OUTDOOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
CCO|CLEAR CHANNL OUTDOOR|YKNA|COMHAR CAPITAL MARKETS, LLC|96
CCOI|COGENT COMM HLDGS|APCC|Apex Clearing Corporation|9
CCOI|COGENT COMM HLDGS|BATM|CBOE TRADING, INC.|1282
CCOI|COGENT COMM HLDGS|BBNT|BB&T SECURITIES, LLC|11
CCOI|COGENT COMM HLDGS|BERN|Sanford C. Bernstein & Co., LLC|33945
CCOI|COGENT COMM HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
CCOI|COGENT COMM HLDGS|BMOC|BMO Capital Markets Corp.|6700
CCOI|COGENT COMM HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|7290
CCOI|COGENT COMM HLDGS|BRVL|BLAYLOCK VAN, LLC|800
CCOI|COGENT COMM HLDGS|BTIG|BTIG, LLC|14921
CCOI|COGENT COMM HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|500
CCOI|COGENT COMM HLDGS|CANT|Cantor Fitzgerald & Co.|28
CCOI|COGENT COMM HLDGS|CHAS|Charles Schwab & Co., Inc.|1
CCOI|COGENT COMM HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34632
CCOI|COGENT COMM HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
CCOI|COGENT COMM HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52746
CCOI|COGENT COMM HLDGS|CTDL|Citadel Derivatives Group Llc|6467
CCOI|COGENT COMM HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|18184
CCOI|COGENT COMM HLDGS|DBAB|Deutsche Bank Securities Inc.|199223
CCOI|COGENT COMM HLDGS|DBAX|Deutsche Bank Securities Inc.|29900
CCOI|COGENT COMM HLDGS|DBUL|Deutsche Bank Securities Inc.|1500
CCOI|COGENT COMM HLDGS|DEAN|MORGAN STANLEY|1621
CCOI|COGENT COMM HLDGS|DEGS|RONIN PROFESSIONAL LLC|113
CCOI|COGENT COMM HLDGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2924
CCOI|COGENT COMM HLDGS|EBXL|EBX LLC|34800
CCOI|COGENT COMM HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|10054
CCOI|COGENT COMM HLDGS|EDJO|Edward D. Jones & Co., L.P.|139
CCOI|COGENT COMM HLDGS|EGAM|CBOE TRADING, INC.|5350
CCOI|COGENT COMM HLDGS|EGMT|EG MARKET TECHNOLOGIES LLC|110
CCOI|COGENT COMM HLDGS|EGXM|CBOE TRADING, INC.|1097
CCOI|COGENT COMM HLDGS|ESPO|ESPOSITO SECURITIES, LLC|1286
CCOI|COGENT COMM HLDGS|ETBE|Electronic Transaction Clearing, Inc.|2
CCOI|COGENT COMM HLDGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CCOI|COGENT COMM HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10331
CCOI|COGENT COMM HLDGS|ETRS|E*Trade Securities LLC|11478
CCOI|COGENT COMM HLDGS|FBCO|Credit Suisse Securities (USA) LLC|188460
CCOI|COGENT COMM HLDGS|FMAF|NBCN Inc./ CDS|201
CCOI|COGENT COMM HLDGS|FOMA|TD AMERITRADE CLEARING, INC.|19147
CCOI|COGENT COMM HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|870
CCOI|COGENT COMM HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17021
CCOI|COGENT COMM HLDGS|FTBR|Foliofn Investments, Inc.|18
CCOI|COGENT COMM HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|13038
CCOI|COGENT COMM HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|1142
CCOI|COGENT COMM HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|397817
CCOI|COGENT COMM HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|42083
CCOI|COGENT COMM HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|1035
CCOI|COGENT COMM HLDGS|GTSZ|GTS SECURITIES LLC|3601
CCOI|COGENT COMM HLDGS|HRBF|American Enterprise Investment Services Inc.|950
CCOI|COGENT COMM HLDGS|IBKR|Interactive Brokers Llc|9412
CCOI|COGENT COMM HLDGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|736
CCOI|COGENT COMM HLDGS|ICBX|INSTINET, LLC|6700
CCOI|COGENT COMM HLDGS|IEQY|CITADEL SECURITIES LLC|21508
CCOI|COGENT COMM HLDGS|INCA|INSTINET, LLC|191328
CCOI|COGENT COMM HLDGS|INJX|INSTINET, LLC|7525
CCOI|COGENT COMM HLDGS|ITGI|ITG Inc.|85025
CCOI|COGENT COMM HLDGS|ITGP|ITG INC.|17400
CCOI|COGENT COMM HLDGS|JEFF|JEFFERIES LLC|49197
CCOI|COGENT COMM HLDGS|JMPT|JUMP TRADING, LLC|4928
CCOI|COGENT COMM HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|6093
CCOI|COGENT COMM HLDGS|JPMX|J.P. Morgan Securities LLC|61828
CCOI|COGENT COMM HLDGS|KCGM|VIRTU Americas LLC|25330
CCOI|COGENT COMM HLDGS|LEER|LEERINK PARTNERS LLC|620
CCOI|COGENT COMM HLDGS|LEHM|Barclays Capital Inc./Le|213032
CCOI|COGENT COMM HLDGS|LIME|Lime Brokerage LLC|79595
CCOI|COGENT COMM HLDGS|LOOP|Loop Capital Markets LLC|200
CCOI|COGENT COMM HLDGS|LQNA|LIQUIDNET, INC.|93500
CCOI|COGENT COMM HLDGS|MAXM|Maxim Group LLC|2664
CCOI|COGENT COMM HLDGS|MCBT|Moors & Cabot, Inc.|64
CCOI|COGENT COMM HLDGS|MCMF|Raymond James Ltd. Cds|413
CCOI|COGENT COMM HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54786
CCOI|COGENT COMM HLDGS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|621
CCOI|COGENT COMM HLDGS|MSCO|MORGAN STANLEY & CO. LLC|720133
CCOI|COGENT COMM HLDGS|MSPL|MORGAN STANLEY & CO. LLC|36500
CCOI|COGENT COMM HLDGS|MSTX|MORGAN STANLEY & CO. LLC|17300
CCOI|COGENT COMM HLDGS|NFSC|National Financial Services LLC|28952
CCOI|COGENT COMM HLDGS|NITE|VIRTU Americas LLC|27991
CCOI|COGENT COMM HLDGS|NITP|VIRTU Americas LLC|1700
CCOI|COGENT COMM HLDGS|NQRB|Brut, LLC|8400
CCOI|COGENT COMM HLDGS|OPCO|Oppenheimer & Co. Inc.|6838
CCOI|COGENT COMM HLDGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|570
CCOI|COGENT COMM HLDGS|PDQM|CODA MARKETS, INC.|7720
CCOI|COGENT COMM HLDGS|PHLY|NASDAQ Execution Services, LLC|1600
CCOI|COGENT COMM HLDGS|PIPR|Piper Jaffray & Co.|1288
CCOI|COGENT COMM HLDGS|PWJC|UBS Financial Services, Inc.|3365
CCOI|COGENT COMM HLDGS|RAJA|Raymond James & Associates, Inc.|15
CCOI|COGENT COMM HLDGS|SAGL|SAGETRADER, LLC|100
CCOI|COGENT COMM HLDGS|SAGW|SAGETRADER, LLC|786
CCOI|COGENT COMM HLDGS|SALI|INTL FCSTONE FINANCIAL INC.|11
CCOI|COGENT COMM HLDGS|SBSH|Citigroup Global Markets Inc.|86376
CCOI|COGENT COMM HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|45437
CCOI|COGENT COMM HLDGS|SPDR|SPEEDROUTE LLC|614
CCOI|COGENT COMM HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|5593
CCOI|COGENT COMM HLDGS|STRS|STRATEGAS RESEARCH PARTNERS|900
CCOI|COGENT COMM HLDGS|SWIM|TD Ameritrade, Inc.|67
CCOI|COGENT COMM HLDGS|SWST|Hilltop Securities Inc.|6324
CCOI|COGENT COMM HLDGS|TKNG|ALLY INVEST SECURITIES LLC|800
CCOI|COGENT COMM HLDGS|TONC|CUTTONE & CO., LLC|741
CCOI|COGENT COMM HLDGS|TRBT|Tradebot Systems, Inc.|20039
CCOI|COGENT COMM HLDGS|TRCM|TRC MARKETS LLC|54123
CCOI|COGENT COMM HLDGS|UBSA|UBS SECURITIES LLC|184450
CCOI|COGENT COMM HLDGS|UBSS|UBS Securities LLC|362031
CCOI|COGENT COMM HLDGS|VALX|VIRTU AMERICAS LLC|9264
CCOI|COGENT COMM HLDGS|VGRD|Vanguard Marketing Corporation|99
CCOI|COGENT COMM HLDGS|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CCOI|COGENT COMM HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|40372
CCOI|COGENT COMM HLDGS|WEED|Weeden & Co.L.P.|172
CCOI|COGENT COMM HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1505
CCOI|COGENT COMM HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|609
CCOI|COGENT COMM HLDGS|WGIF|CIBC World Markets Inc.|1477
CCOI|COGENT COMM HLDGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|58
CCOI|COGENT COMM HLDGS|WSEA|WOLVERINE SECURITIES, LLC|14
CCOI|COGENT COMM HLDGS|XIST|INSTINET, LLC|36600
CCOI|COGENT COMM HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|9492
CCOI|COGENT COMM HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4295
CCOR|CAMBRIA CORE EQUITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|121
CCOR|CAMBRIA CORE EQUITY|CANT|Cantor Fitzgerald & Co.|1021
CCOR|CAMBRIA CORE EQUITY|CHAS|Charles Schwab & Co., Inc.|4
CCOR|CAMBRIA CORE EQUITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
CCOR|CAMBRIA CORE EQUITY|ETRS|E*Trade Securities LLC|222
CCOR|CAMBRIA CORE EQUITY|GSLT|GOLDMAN SACHS & CO. LLC|21
CCOR|CAMBRIA CORE EQUITY|IBKR|Interactive Brokers Llc|400
CCOR|CAMBRIA CORE EQUITY|JPMX|J.P. Morgan Securities LLC|200
CCOR|CAMBRIA CORE EQUITY|JSEB|JANE STREET EXECUTION SERVICES, LLC|23393
CCOR|CAMBRIA CORE EQUITY|JSJX|JANE STREET CAPITAL LLC|200
CCOR|CAMBRIA CORE EQUITY|KCGM|VIRTU Americas LLC|100
CCOR|CAMBRIA CORE EQUITY|LIME|Lime Brokerage LLC|1248
CCOR|CAMBRIA CORE EQUITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
CCOR|CAMBRIA CORE EQUITY|MSCO|MORGAN STANLEY & CO. LLC|17
CCOR|CAMBRIA CORE EQUITY|NFSC|National Financial Services LLC|119950
CCOR|CAMBRIA CORE EQUITY|NITE|VIRTU Americas LLC|106739
CCOR|CAMBRIA CORE EQUITY|NITP|VIRTU Americas LLC|900
CCOR|CAMBRIA CORE EQUITY|NQRB|Brut, LLC|567
CCOR|CAMBRIA CORE EQUITY|STFL|Stifel, Nicolaus & Company, Incorporated|669
CCOR|CAMBRIA CORE EQUITY|UBSA|UBS SECURITIES LLC|500
CCOR|CAMBRIA CORE EQUITY|UBSS|UBS Securities LLC|247
CCOR|CAMBRIA CORE EQUITY|VGRD|Vanguard Marketing Corporation|393
CCR|CONSOL COAL RESOURCE|APCC|Apex Clearing Corporation|161
CCR|CONSOL COAL RESOURCE|BATM|CBOE TRADING, INC.|11
CCR|CONSOL COAL RESOURCE|BBNT|BB&T SECURITIES, LLC|1501
CCR|CONSOL COAL RESOURCE|BZYD|GOLDMAN SACHS & CO. LLC|900
CCR|CONSOL COAL RESOURCE|CHAS|Charles Schwab & Co., Inc.|1
CCR|CONSOL COAL RESOURCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
CCR|CONSOL COAL RESOURCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1180
CCR|CONSOL COAL RESOURCE|DBAB|Deutsche Bank Securities Inc.|800
CCR|CONSOL COAL RESOURCE|DBAX|Deutsche Bank Securities Inc.|500
CCR|CONSOL COAL RESOURCE|DEGS|RONIN PROFESSIONAL LLC|200
CCR|CONSOL COAL RESOURCE|EBXL|EBX LLC|400
CCR|CONSOL COAL RESOURCE|EDJO|Edward D. Jones & Co., L.P.|9240
CCR|CONSOL COAL RESOURCE|EGAM|CBOE TRADING, INC.|100
CCR|CONSOL COAL RESOURCE|ETRS|E*Trade Securities LLC|16502
CCR|CONSOL COAL RESOURCE|FTBR|Foliofn Investments, Inc.|31
CCR|CONSOL COAL RESOURCE|HRBF|American Enterprise Investment Services Inc.|1510
CCR|CONSOL COAL RESOURCE|IATS|INTERACTIVE BROKERS LLC|31
CCR|CONSOL COAL RESOURCE|IBKR|Interactive Brokers Llc|3788
CCR|CONSOL COAL RESOURCE|ICBX|INSTINET, LLC|700
CCR|CONSOL COAL RESOURCE|INCA|INSTINET, LLC|200
CCR|CONSOL COAL RESOURCE|ITGI|ITG Inc.|400
CCR|CONSOL COAL RESOURCE|JANY|Janney Montgomery Scott Inc.|1000
CCR|CONSOL COAL RESOURCE|KCGM|VIRTU Americas LLC|402
CCR|CONSOL COAL RESOURCE|LEHM|Barclays Capital Inc./Le|1000
CCR|CONSOL COAL RESOURCE|LIME|Lime Brokerage LLC|4479
CCR|CONSOL COAL RESOURCE|LOOP|Loop Capital Markets LLC|900
CCR|CONSOL COAL RESOURCE|MACC|Mid Atlantic Capital Corporation|300
CCR|CONSOL COAL RESOURCE|MBTS|ALLY INVEST SECURITIES LLC|750
CCR|CONSOL COAL RESOURCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
CCR|CONSOL COAL RESOURCE|MSCO|MORGAN STANLEY & CO. LLC|3091
CCR|CONSOL COAL RESOURCE|NFSC|National Financial Services LLC|44218
CCR|CONSOL COAL RESOURCE|NITE|VIRTU Americas LLC|53164
CCR|CONSOL COAL RESOURCE|PDQM|CODA MARKETS, INC.|50
CCR|CONSOL COAL RESOURCE|SGMT|GOLDMAN SACHS & CO. LLC|400
CCR|CONSOL COAL RESOURCE|STFL|Stifel, Nicolaus & Company, Incorporated|1470
CCR|CONSOL COAL RESOURCE|SWIM|TD Ameritrade, Inc.|6150
CCR|CONSOL COAL RESOURCE|TKNG|ALLY INVEST SECURITIES LLC|1119
CCR|CONSOL COAL RESOURCE|UBSA|UBS SECURITIES LLC|3763
CCR|CONSOL COAL RESOURCE|UBSS|UBS Securities LLC|3765
CCR|CONSOL COAL RESOURCE|VALX|VIRTU AMERICAS LLC|100
CCR|CONSOL COAL RESOURCE|VERT|The Vertical Trading Group, LLC|209
CCR|CONSOL COAL RESOURCE|VGRD|Vanguard Marketing Corporation|2385
CCR|CONSOL COAL RESOURCE|WCHV|WELLS FARGO SECURITIES, LLC|8226
CCR|CONSOL COAL RESOURCE|WEED|Weeden & Co.L.P.|2500
CCR|CONSOL COAL RESOURCE|WSEA|WOLVERINE SECURITIES, LLC|1932
CCR|CONSOL COAL RESOURCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4601
CCRC|CHINA CUSTOMER ORD|ALTX|Alternet Securities Inc.|4810
CCRC|CHINA CUSTOMER ORD|APCC|Apex Clearing Corporation|2871
CCRC|CHINA CUSTOMER ORD|BATM|CBOE TRADING, INC.|7696
CCRC|CHINA CUSTOMER ORD|BTIG|BTIG, LLC|7025
CCRC|CHINA CUSTOMER ORD|BYXM|CBOE TRADING, INC.|2500
CCRC|CHINA CUSTOMER ORD|CHAS|Charles Schwab & Co., Inc.|562
CCRC|CHINA CUSTOMER ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2042
CCRC|CHINA CUSTOMER ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34942
CCRC|CHINA CUSTOMER ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1036
CCRC|CHINA CUSTOMER ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34094
CCRC|CHINA CUSTOMER ORD|CTDL|Citadel Derivatives Group Llc|9507
CCRC|CHINA CUSTOMER ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2006
CCRC|CHINA CUSTOMER ORD|DBAB|Deutsche Bank Securities Inc.|44527
CCRC|CHINA CUSTOMER ORD|DBAX|Deutsche Bank Securities Inc.|31100
CCRC|CHINA CUSTOMER ORD|DBUL|Deutsche Bank Securities Inc.|500
CCRC|CHINA CUSTOMER ORD|DEGS|RONIN PROFESSIONAL LLC|1834
CCRC|CHINA CUSTOMER ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1147
CCRC|CHINA CUSTOMER ORD|EBXL|EBX LLC|15800
CCRC|CHINA CUSTOMER ORD|EGAM|CBOE TRADING, INC.|27116
CCRC|CHINA CUSTOMER ORD|EGAW|CBOE TRADING, INC.|90
CCRC|CHINA CUSTOMER ORD|EGMT|EG MARKET TECHNOLOGIES LLC|100
CCRC|CHINA CUSTOMER ORD|EGXM|CBOE TRADING, INC.|3021
CCRC|CHINA CUSTOMER ORD|EGXW|CBOE TRADING, INC.|500
CCRC|CHINA CUSTOMER ORD|ETBE|Electronic Transaction Clearing, Inc.|4272
CCRC|CHINA CUSTOMER ORD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
CCRC|CHINA CUSTOMER ORD|ETDJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CCRC|CHINA CUSTOMER ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8198
CCRC|CHINA CUSTOMER ORD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|11204
CCRC|CHINA CUSTOMER ORD|ETRS|E*Trade Securities LLC|19881
CCRC|CHINA CUSTOMER ORD|FBCO|Credit Suisse Securities (USA) LLC|29321
CCRC|CHINA CUSTOMER ORD|FMAF|NBCN Inc./ CDS|4110
CCRC|CHINA CUSTOMER ORD|FOMA|TD AMERITRADE CLEARING, INC.|337337
CCRC|CHINA CUSTOMER ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16488
CCRC|CHINA CUSTOMER ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|31443
CCRC|CHINA CUSTOMER ORD|GLPX|ACS EXECUTION SERVICES, LLC|105595
CCRC|CHINA CUSTOMER ORD|GSCO|GOLDMAN SACHS & CO. LLC|61878
CCRC|CHINA CUSTOMER ORD|GSCS|GOLDMAN SACHS & CO. LLC|500
CCRC|CHINA CUSTOMER ORD|GSLT|GOLDMAN SACHS & CO. LLC|2280
CCRC|CHINA CUSTOMER ORD|GTSZ|GTS SECURITIES LLC|32730
CCRC|CHINA CUSTOMER ORD|HPPX|POTAMUS TRADING, LLC|8
CCRC|CHINA CUSTOMER ORD|IATS|INTERACTIVE BROKERS LLC|33998
CCRC|CHINA CUSTOMER ORD|IBKR|Interactive Brokers Llc|461442
CCRC|CHINA CUSTOMER ORD|ICBX|INSTINET, LLC|13300
CCRC|CHINA CUSTOMER ORD|INCA|INSTINET, LLC|116180
CCRC|CHINA CUSTOMER ORD|INJX|INSTINET, LLC|169
CCRC|CHINA CUSTOMER ORD|ITGI|ITG Inc.|60501
CCRC|CHINA CUSTOMER ORD|ITGP|ITG INC.|39600
CCRC|CHINA CUSTOMER ORD|JEFF|JEFFERIES LLC|100
CCRC|CHINA CUSTOMER ORD|JMPT|JUMP TRADING, LLC|3173
CCRC|CHINA CUSTOMER ORD|JPMX|J.P. Morgan Securities LLC|63205
CCRC|CHINA CUSTOMER ORD|JSJX|JANE STREET CAPITAL LLC|16867
CCRC|CHINA CUSTOMER ORD|KCGM|VIRTU Americas LLC|3944
CCRC|CHINA CUSTOMER ORD|LEHM|Barclays Capital Inc./Le|95900
CCRC|CHINA CUSTOMER ORD|LIME|Lime Brokerage LLC|88249
CCRC|CHINA CUSTOMER ORD|LMGP|LIME BROKERAGE LLC|28476
CCRC|CHINA CUSTOMER ORD|LSCI|Lek Securities Corporation|400
CCRC|CHINA CUSTOMER ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CCRC|CHINA CUSTOMER ORD|MAVB|Great Point Capital LLC|200
CCRC|CHINA CUSTOMER ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
CCRC|CHINA CUSTOMER ORD|MOTF|MOTIF INVESTING, INC.|9
CCRC|CHINA CUSTOMER ORD|MSCO|MORGAN STANLEY & CO. LLC|471276
CCRC|CHINA CUSTOMER ORD|MSPL|MORGAN STANLEY & CO. LLC|56300
CCRC|CHINA CUSTOMER ORD|MSTX|MORGAN STANLEY & CO. LLC|4200
CCRC|CHINA CUSTOMER ORD|NFSC|National Financial Services LLC|61872
CCRC|CHINA CUSTOMER ORD|NITE|VIRTU Americas LLC|256409
CCRC|CHINA CUSTOMER ORD|NITP|VIRTU Americas LLC|55875
CCRC|CHINA CUSTOMER ORD|NQRB|Brut, LLC|4467
CCRC|CHINA CUSTOMER ORD|OPCO|Oppenheimer & Co. Inc.|600
CCRC|CHINA CUSTOMER ORD|PDQM|CODA MARKETS, INC.|142637
CCRC|CHINA CUSTOMER ORD|SAGL|SAGETRADER, LLC|127962
CCRC|CHINA CUSTOMER ORD|SBSH|Citigroup Global Markets Inc.|2644
CCRC|CHINA CUSTOMER ORD|SGMT|GOLDMAN SACHS & CO. LLC|10081
CCRC|CHINA CUSTOMER ORD|SOGO|Wang Investment Associates, Inc.|200
CCRC|CHINA CUSTOMER ORD|SPDR|SPEEDROUTE LLC|50340
CCRC|CHINA CUSTOMER ORD|SWIM|TD Ameritrade, Inc.|18027
CCRC|CHINA CUSTOMER ORD|TKNG|ALLY INVEST SECURITIES LLC|3845
CCRC|CHINA CUSTOMER ORD|TRCM|TRC MARKETS LLC|2850
CCRC|CHINA CUSTOMER ORD|TWTT|TASTYWORKS, INC.|700
CCRC|CHINA CUSTOMER ORD|UBSA|UBS SECURITIES LLC|61803
CCRC|CHINA CUSTOMER ORD|UBSS|UBS Securities LLC|243176
CCRC|CHINA CUSTOMER ORD|VALX|VIRTU AMERICAS LLC|4883
CCRC|CHINA CUSTOMER ORD|VGRD|Vanguard Marketing Corporation|2106
CCRC|CHINA CUSTOMER ORD|WCHV|WELLS FARGO SECURITIES, LLC|3420
CCRC|CHINA CUSTOMER ORD|WEDB|WEDBUSH SECURITIES INC.|7927
CCRC|CHINA CUSTOMER ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|959
CCRC|CHINA CUSTOMER ORD|WSEA|WOLVERINE SECURITIES, LLC|3628
CCRC|CHINA CUSTOMER ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CCRC|CHINA CUSTOMER ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|6343
CCRC|CHINA CUSTOMER ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16
CCRN|CROSS CTRY HLTHCR ##|ALTX|Alternet Securities Inc.|3208
CCRN|CROSS CTRY HLTHCR ##|APCC|Apex Clearing Corporation|8
CCRN|CROSS CTRY HLTHCR ##|BARD|Robert W. Baird & Co. Incorporated|40162
CCRN|CROSS CTRY HLTHCR ##|BATM|CBOE TRADING, INC.|2736
CCRN|CROSS CTRY HLTHCR ##|BERN|Sanford C. Bernstein & Co., LLC|372
CCRN|CROSS CTRY HLTHCR ##|BIDS|BIDS TRADING L.P.|10500
CCRN|CROSS CTRY HLTHCR ##|BMOC|BMO Capital Markets Corp.|5659
CCRN|CROSS CTRY HLTHCR ##|BNPX|BNP PARIBAS SECURITIES CORP.|8291
CCRN|CROSS CTRY HLTHCR ##|BRVL|BLAYLOCK VAN, LLC|100
CCRN|CROSS CTRY HLTHCR ##|BTIG|BTIG, LLC|2010733
CCRN|CROSS CTRY HLTHCR ##|BYXM|CBOE TRADING, INC.|1000
CCRN|CROSS CTRY HLTHCR ##|BZYD|GOLDMAN SACHS & CO. LLC|4200
CCRN|CROSS CTRY HLTHCR ##|CANT|Cantor Fitzgerald & Co.|116
CCRN|CROSS CTRY HLTHCR ##|CHAS|Charles Schwab & Co., Inc.|11869
CCRN|CROSS CTRY HLTHCR ##|CHLM|Craig-Hallum Capital Group LLC|200
CCRN|CROSS CTRY HLTHCR ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40881
CCRN|CROSS CTRY HLTHCR ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3013
CCRN|CROSS CTRY HLTHCR ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137099
CCRN|CROSS CTRY HLTHCR ##|CTDL|Citadel Derivatives Group Llc|11436
CCRN|CROSS CTRY HLTHCR ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|25482
CCRN|CROSS CTRY HLTHCR ##|DBAB|Deutsche Bank Securities Inc.|155190
CCRN|CROSS CTRY HLTHCR ##|DBAX|Deutsche Bank Securities Inc.|115300
CCRN|CROSS CTRY HLTHCR ##|DBUL|Deutsche Bank Securities Inc.|300
CCRN|CROSS CTRY HLTHCR ##|DEAN|MORGAN STANLEY|2557
CCRN|CROSS CTRY HLTHCR ##|DEGS|RONIN PROFESSIONAL LLC|3492
CCRN|CROSS CTRY HLTHCR ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
CCRN|CROSS CTRY HLTHCR ##|DOTC|Dougherty & Company LLC|4735
CCRN|CROSS CTRY HLTHCR ##|EBXL|EBX LLC|87500
CCRN|CROSS CTRY HLTHCR ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1807
CCRN|CROSS CTRY HLTHCR ##|EDJO|Edward D. Jones & Co., L.P.|232
CCRN|CROSS CTRY HLTHCR ##|EGAM|CBOE TRADING, INC.|5934
CCRN|CROSS CTRY HLTHCR ##|EGAW|CBOE TRADING, INC.|98
CCRN|CROSS CTRY HLTHCR ##|EGMT|EG MARKET TECHNOLOGIES LLC|500
CCRN|CROSS CTRY HLTHCR ##|EGXM|CBOE TRADING, INC.|2425
CCRN|CROSS CTRY HLTHCR ##|EGXW|CBOE TRADING, INC.|200
CCRN|CROSS CTRY HLTHCR ##|ELEV|ELEVATION, LLC|6165
CCRN|CROSS CTRY HLTHCR ##|ETBE|Electronic Transaction Clearing, Inc.|4171
CCRN|CROSS CTRY HLTHCR ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2800
CCRN|CROSS CTRY HLTHCR ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9817
CCRN|CROSS CTRY HLTHCR ##|ETRS|E*Trade Securities LLC|4278
CCRN|CROSS CTRY HLTHCR ##|FBCO|Credit Suisse Securities (USA) LLC|660737
CCRN|CROSS CTRY HLTHCR ##|FOMA|TD AMERITRADE CLEARING, INC.|26705
CCRN|CROSS CTRY HLTHCR ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|167504
CCRN|CROSS CTRY HLTHCR ##|FTBR|Foliofn Investments, Inc.|3408
CCRN|CROSS CTRY HLTHCR ##|GEBB|GLOBAL EXECUTION BROKERS, LP|10385
CCRN|CROSS CTRY HLTHCR ##|GLPX|ACS EXECUTION SERVICES, LLC|1058
CCRN|CROSS CTRY HLTHCR ##|GSCO|GOLDMAN SACHS & CO. LLC|511480
CCRN|CROSS CTRY HLTHCR ##|GSCS|GOLDMAN SACHS & CO. LLC|159719
CCRN|CROSS CTRY HLTHCR ##|GSLT|GOLDMAN SACHS & CO. LLC|55451
CCRN|CROSS CTRY HLTHCR ##|GTSZ|GTS SECURITIES LLC|8407
CCRN|CROSS CTRY HLTHCR ##|HSBC|HSBC Securities, Inc.|500
CCRN|CROSS CTRY HLTHCR ##|IATS|INTERACTIVE BROKERS LLC|2883
CCRN|CROSS CTRY HLTHCR ##|IBKR|Interactive Brokers Llc|29392
CCRN|CROSS CTRY HLTHCR ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
CCRN|CROSS CTRY HLTHCR ##|ICBX|INSTINET, LLC|28128
CCRN|CROSS CTRY HLTHCR ##|IEQY|CITADEL SECURITIES LLC|23365
CCRN|CROSS CTRY HLTHCR ##|INCA|INSTINET, LLC|158010
CCRN|CROSS CTRY HLTHCR ##|INJX|INSTINET, LLC|36592
CCRN|CROSS CTRY HLTHCR ##|ITGI|ITG Inc.|32736
CCRN|CROSS CTRY HLTHCR ##|ITGP|ITG INC.|94200
CCRN|CROSS CTRY HLTHCR ##|JEFF|JEFFERIES LLC|81527
CCRN|CROSS CTRY HLTHCR ##|JMPT|JUMP TRADING, LLC|21537
CCRN|CROSS CTRY HLTHCR ##|JPBX|J.P. MORGAN SECURITIES LLC|2998
CCRN|CROSS CTRY HLTHCR ##|JPMX|J.P. Morgan Securities LLC|147544
CCRN|CROSS CTRY HLTHCR ##|JSJX|JANE STREET CAPITAL LLC|7657
CCRN|CROSS CTRY HLTHCR ##|KCGM|VIRTU Americas LLC|19920
CCRN|CROSS CTRY HLTHCR ##|LEHM|Barclays Capital Inc./Le|241537
CCRN|CROSS CTRY HLTHCR ##|LIME|Lime Brokerage LLC|142657
CCRN|CROSS CTRY HLTHCR ##|LMGP|LIME BROKERAGE LLC|1500
CCRN|CROSS CTRY HLTHCR ##|LOOP|Loop Capital Markets LLC|100
CCRN|CROSS CTRY HLTHCR ##|LQNA|LIQUIDNET, INC.|32000
CCRN|CROSS CTRY HLTHCR ##|MAXM|Maxim Group LLC|3739
CCRN|CROSS CTRY HLTHCR ##|MKMP|MKM Partners LLC|9054
CCRN|CROSS CTRY HLTHCR ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66368
CCRN|CROSS CTRY HLTHCR ##|MSCO|MORGAN STANLEY & CO. LLC|1033135
CCRN|CROSS CTRY HLTHCR ##|MSPL|MORGAN STANLEY & CO. LLC|147700
CCRN|CROSS CTRY HLTHCR ##|MSTX|MORGAN STANLEY & CO. LLC|10600
CCRN|CROSS CTRY HLTHCR ##|NEED|Needham & Company, LLC|7514
CCRN|CROSS CTRY HLTHCR ##|NFSC|National Financial Services LLC|29435
CCRN|CROSS CTRY HLTHCR ##|NITE|VIRTU Americas LLC|102501
CCRN|CROSS CTRY HLTHCR ##|NITP|VIRTU Americas LLC|3300
CCRN|CROSS CTRY HLTHCR ##|NQRB|Brut, LLC|6181
CCRN|CROSS CTRY HLTHCR ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3156
CCRN|CROSS CTRY HLTHCR ##|PDQM|CODA MARKETS, INC.|5818
CCRN|CROSS CTRY HLTHCR ##|RAJA|Raymond James & Associates, Inc.|100
CCRN|CROSS CTRY HLTHCR ##|RHCO|Suntrust Robinson Humphrey, Inc.|83166
CCRN|CROSS CTRY HLTHCR ##|ROTH|Roth Capital Partners, LLC|10400
CCRN|CROSS CTRY HLTHCR ##|SAGL|SAGETRADER, LLC|4490
CCRN|CROSS CTRY HLTHCR ##|SAGW|SAGETRADER, LLC|195
CCRN|CROSS CTRY HLTHCR ##|SBSH|Citigroup Global Markets Inc.|70264
CCRN|CROSS CTRY HLTHCR ##|SEIC|SEI Investments Distribution Co.|614
CCRN|CROSS CTRY HLTHCR ##|SGMT|GOLDMAN SACHS & CO. LLC|33547
CCRN|CROSS CTRY HLTHCR ##|SPDR|SPEEDROUTE LLC|6576
CCRN|CROSS CTRY HLTHCR ##|STFL|Stifel, Nicolaus & Company, Incorporated|717
CCRN|CROSS CTRY HLTHCR ##|SWIM|TD Ameritrade, Inc.|5845
CCRN|CROSS CTRY HLTHCR ##|SWST|Hilltop Securities Inc.|2922
CCRN|CROSS CTRY HLTHCR ##|TKNG|ALLY INVEST SECURITIES LLC|500
CCRN|CROSS CTRY HLTHCR ##|TRBT|Tradebot Systems, Inc.|159700
CCRN|CROSS CTRY HLTHCR ##|TRCM|TRC MARKETS LLC|145717
CCRN|CROSS CTRY HLTHCR ##|UBSA|UBS SECURITIES LLC|198483
CCRN|CROSS CTRY HLTHCR ##|UBSS|UBS Securities LLC|250411
CCRN|CROSS CTRY HLTHCR ##|VALX|VIRTU AMERICAS LLC|3317
CCRN|CROSS CTRY HLTHCR ##|VGRD|Vanguard Marketing Corporation|2200
CCRN|CROSS CTRY HLTHCR ##|WCHV|WELLS FARGO SECURITIES, LLC|46744
CCRN|CROSS CTRY HLTHCR ##|WEED|Weeden & Co.L.P.|23100
CCRN|CROSS CTRY HLTHCR ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|266
CCRN|CROSS CTRY HLTHCR ##|WSEA|WOLVERINE SECURITIES, LLC|293
CCRN|CROSS CTRY HLTHCR ##|XIST|INSTINET, LLC|35700
CCRN|CROSS CTRY HLTHCR ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|10028
CCRN|CROSS CTRY HLTHCR ##|YKNA|COMHAR CAPITAL MARKETS, LLC|400
CCS|CENTURY COMMUNITIES|ABLE|NATIXIS Securities Americas LLC|1857
CCS|CENTURY COMMUNITIES|AGIS|Aegis Capital Corp.|420
CCS|CENTURY COMMUNITIES|ANOS|ABEL/NOSER, L.L.C.|138
CCS|CENTURY COMMUNITIES|APCC|Apex Clearing Corporation|19954
CCS|CENTURY COMMUNITIES|BARD|Robert W. Baird & Co. Incorporated|482
CCS|CENTURY COMMUNITIES|BATM|CBOE TRADING, INC.|1891
CCS|CENTURY COMMUNITIES|BBNT|BB&T SECURITIES, LLC|40333
CCS|CENTURY COMMUNITIES|BERN|Sanford C. Bernstein & Co., LLC|12923
CCS|CENTURY COMMUNITIES|BIDS|BIDS TRADING L.P.|21800
CCS|CENTURY COMMUNITIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53
CCS|CENTURY COMMUNITIES|BLKX|INSTINET, LLC|102924
CCS|CENTURY COMMUNITIES|BNPX|BNP PARIBAS SECURITIES CORP.|4138
CCS|CENTURY COMMUNITIES|BYXM|CBOE TRADING, INC.|972
CCS|CENTURY COMMUNITIES|BZYD|GOLDMAN SACHS & CO. LLC|888
CCS|CENTURY COMMUNITIES|CHAS|Charles Schwab & Co., Inc.|5368
CCS|CENTURY COMMUNITIES|CIST|Capital Institutional Services, Inc.|1800
CCS|CENTURY COMMUNITIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124089
CCS|CENTURY COMMUNITIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|120
CCS|CENTURY COMMUNITIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4591
CCS|CENTURY COMMUNITIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150696
CCS|CENTURY COMMUNITIES|CTDL|Citadel Derivatives Group Llc|5932
CCS|CENTURY COMMUNITIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|26128
CCS|CENTURY COMMUNITIES|DBAB|Deutsche Bank Securities Inc.|27112
CCS|CENTURY COMMUNITIES|DBAX|Deutsche Bank Securities Inc.|129800
CCS|CENTURY COMMUNITIES|DEAN|MORGAN STANLEY|5038
CCS|CENTURY COMMUNITIES|DEGS|RONIN PROFESSIONAL LLC|14603
CCS|CENTURY COMMUNITIES|EBXL|EBX LLC|101700
CCS|CENTURY COMMUNITIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|1656
CCS|CENTURY COMMUNITIES|EGAM|CBOE TRADING, INC.|6562
CCS|CENTURY COMMUNITIES|EGMT|EG MARKET TECHNOLOGIES LLC|400
CCS|CENTURY COMMUNITIES|EGXM|CBOE TRADING, INC.|325
CCS|CENTURY COMMUNITIES|EGXW|CBOE TRADING, INC.|68
CCS|CENTURY COMMUNITIES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|547
CCS|CENTURY COMMUNITIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8188
CCS|CENTURY COMMUNITIES|ETRS|E*Trade Securities LLC|15191
CCS|CENTURY COMMUNITIES|FBRC|B. RILEY FBR, INC.|382023
CCS|CENTURY COMMUNITIES|FILL|Tradestation Securities, Inc.|3547
CCS|CENTURY COMMUNITIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|556
CCS|CENTURY COMMUNITIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42044
CCS|CENTURY COMMUNITIES|FTBR|Foliofn Investments, Inc.|2344
CCS|CENTURY COMMUNITIES|GEBB|GLOBAL EXECUTION BROKERS, LP|7256
CCS|CENTURY COMMUNITIES|GLIS|TD Securities Inc|171
CCS|CENTURY COMMUNITIES|GLPX|ACS EXECUTION SERVICES, LLC|2798
CCS|CENTURY COMMUNITIES|GSCO|GOLDMAN SACHS & CO. LLC|272540
CCS|CENTURY COMMUNITIES|GSCS|GOLDMAN SACHS & CO. LLC|4384
CCS|CENTURY COMMUNITIES|GSLT|GOLDMAN SACHS & CO. LLC|3427
CCS|CENTURY COMMUNITIES|GTSZ|GTS SECURITIES LLC|30843
CCS|CENTURY COMMUNITIES|GUGS|Guggenheim Securities, LLC|21800
CCS|CENTURY COMMUNITIES|HRBF|American Enterprise Investment Services Inc.|235
CCS|CENTURY COMMUNITIES|HSBC|HSBC Securities, Inc.|145
CCS|CENTURY COMMUNITIES|IATS|INTERACTIVE BROKERS LLC|2680
CCS|CENTURY COMMUNITIES|IBKR|Interactive Brokers Llc|37593
CCS|CENTURY COMMUNITIES|ICBX|INSTINET, LLC|35358
CCS|CENTURY COMMUNITIES|IEQY|CITADEL SECURITIES LLC|12051
CCS|CENTURY COMMUNITIES|INCA|INSTINET, LLC|55205
CCS|CENTURY COMMUNITIES|INJX|INSTINET, LLC|10223
CCS|CENTURY COMMUNITIES|ITGI|ITG Inc.|15658
CCS|CENTURY COMMUNITIES|ITGP|ITG INC.|53800
CCS|CENTURY COMMUNITIES|JEFF|JEFFERIES LLC|12865
CCS|CENTURY COMMUNITIES|JMPT|JUMP TRADING, LLC|17580
CCS|CENTURY COMMUNITIES|JPBX|J.P. MORGAN SECURITIES LLC|58544
CCS|CENTURY COMMUNITIES|JPMX|J.P. Morgan Securities LLC|220283
CCS|CENTURY COMMUNITIES|JSJX|JANE STREET CAPITAL LLC|11858
CCS|CENTURY COMMUNITIES|KCGM|VIRTU Americas LLC|35390
CCS|CENTURY COMMUNITIES|LEHM|Barclays Capital Inc./Le|186843
CCS|CENTURY COMMUNITIES|LIME|Lime Brokerage LLC|5695
CCS|CENTURY COMMUNITIES|LOOP|Loop Capital Markets LLC|1964
CCS|CENTURY COMMUNITIES|LQNA|LIQUIDNET, INC.|13600
CCS|CENTURY COMMUNITIES|LSCI|Lek Securities Corporation|1881
CCS|CENTURY COMMUNITIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80370
CCS|CENTURY COMMUNITIES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1080
CCS|CENTURY COMMUNITIES|MSCO|MORGAN STANLEY & CO. LLC|190333
CCS|CENTURY COMMUNITIES|MSPL|MORGAN STANLEY & CO. LLC|149800
CCS|CENTURY COMMUNITIES|MSTX|MORGAN STANLEY & CO. LLC|40600
CCS|CENTURY COMMUNITIES|NATL|National Securities Corporation|6150
CCS|CENTURY COMMUNITIES|NFSC|National Financial Services LLC|64140
CCS|CENTURY COMMUNITIES|NITE|VIRTU Americas LLC|237407
CCS|CENTURY COMMUNITIES|NQRB|Brut, LLC|7075
CCS|CENTURY COMMUNITIES|NTRC|Northern Trust Securities, Inc.|1359
CCS|CENTURY COMMUNITIES|OPCO|Oppenheimer & Co. Inc.|100
CCS|CENTURY COMMUNITIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CCS|CENTURY COMMUNITIES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|80
CCS|CENTURY COMMUNITIES|PDQM|CODA MARKETS, INC.|29162
CCS|CENTURY COMMUNITIES|RBCM|RBC CAPITAL MARKETS, LLC|1250
CCS|CENTURY COMMUNITIES|RHCO|Suntrust Robinson Humphrey, Inc.|3279
CCS|CENTURY COMMUNITIES|RHOX|XR Securities LLC|6610
CCS|CENTURY COMMUNITIES|RILY|B. RILEY FBR, INC.|66400
CCS|CENTURY COMMUNITIES|SAGL|SAGETRADER, LLC|1075
CCS|CENTURY COMMUNITIES|SBSH|Citigroup Global Markets Inc.|12596
CCS|CENTURY COMMUNITIES|SGMT|GOLDMAN SACHS & CO. LLC|69543
CCS|CENTURY COMMUNITIES|SPDR|SPEEDROUTE LLC|12847
CCS|CENTURY COMMUNITIES|STFL|Stifel, Nicolaus & Company, Incorporated|500
CCS|CENTURY COMMUNITIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CCS|CENTURY COMMUNITIES|SWIM|TD Ameritrade, Inc.|25008
CCS|CENTURY COMMUNITIES|TKNG|ALLY INVEST SECURITIES LLC|2821
CCS|CENTURY COMMUNITIES|TRBT|Tradebot Systems, Inc.|4312
CCS|CENTURY COMMUNITIES|TRCM|TRC MARKETS LLC|37341
CCS|CENTURY COMMUNITIES|TWTT|TASTYWORKS, INC.|200
CCS|CENTURY COMMUNITIES|UBSA|UBS SECURITIES LLC|323254
CCS|CENTURY COMMUNITIES|UBSS|UBS Securities LLC|297619
CCS|CENTURY COMMUNITIES|VALX|VIRTU AMERICAS LLC|18057
CCS|CENTURY COMMUNITIES|VGRD|Vanguard Marketing Corporation|5329
CCS|CENTURY COMMUNITIES|WCHV|WELLS FARGO SECURITIES, LLC|74963
CCS|CENTURY COMMUNITIES|WEDB|WEDBUSH SECURITIES INC.|100
CCS|CENTURY COMMUNITIES|WEED|Weeden & Co.L.P.|8700
CCS|CENTURY COMMUNITIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7219
CCS|CENTURY COMMUNITIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12440
CCS|CENTURY COMMUNITIES|WSEA|WOLVERINE SECURITIES, LLC|11875
CCS|CENTURY COMMUNITIES|XIST|INSTINET, LLC|43800
CCS|CENTURY COMMUNITIES|XPQR|Jump Trading|100
CCS|CENTURY COMMUNITIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|8102
CCS|CENTURY COMMUNITIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|385
CCT|CORPORATE CAPITAL TR|ALTX|Alternet Securities Inc.|6076
CCT|CORPORATE CAPITAL TR|APCC|Apex Clearing Corporation|999
CCT|CORPORATE CAPITAL TR|BANK|Primevest Financial Services, Inc.|1520
CCT|CORPORATE CAPITAL TR|BARD|Robert W. Baird & Co. Incorporated|647
CCT|CORPORATE CAPITAL TR|BATM|CBOE TRADING, INC.|2722
CCT|CORPORATE CAPITAL TR|BAYC|BAY CREST PARTNERS, LLC|8769
CCT|CORPORATE CAPITAL TR|BERN|Sanford C. Bernstein & Co., LLC|3598
CCT|CORPORATE CAPITAL TR|BIDS|BIDS TRADING L.P.|100
CCT|CORPORATE CAPITAL TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|68918
CCT|CORPORATE CAPITAL TR|BLKX|INSTINET, LLC|18400
CCT|CORPORATE CAPITAL TR|BTIG|BTIG, LLC|4355
CCT|CORPORATE CAPITAL TR|BYXM|CBOE TRADING, INC.|200
CCT|CORPORATE CAPITAL TR|CANT|Cantor Fitzgerald & Co.|3418
CCT|CORPORATE CAPITAL TR|CHAS|Charles Schwab & Co., Inc.|201
CCT|CORPORATE CAPITAL TR|CMPT|Compass Point Research & Trading, LLC|2200
CCT|CORPORATE CAPITAL TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2467
CCT|CORPORATE CAPITAL TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|147795
CCT|CORPORATE CAPITAL TR|CTDL|Citadel Derivatives Group Llc|1528
CCT|CORPORATE CAPITAL TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3566
CCT|CORPORATE CAPITAL TR|DBAB|Deutsche Bank Securities Inc.|17113
CCT|CORPORATE CAPITAL TR|DBAX|Deutsche Bank Securities Inc.|95400
CCT|CORPORATE CAPITAL TR|DEAN|MORGAN STANLEY|16588
CCT|CORPORATE CAPITAL TR|EBXL|EBX LLC|59400
CCT|CORPORATE CAPITAL TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|32184
CCT|CORPORATE CAPITAL TR|EDJO|Edward D. Jones & Co., L.P.|8127
CCT|CORPORATE CAPITAL TR|EGAM|CBOE TRADING, INC.|2953
CCT|CORPORATE CAPITAL TR|EGMT|EG MARKET TECHNOLOGIES LLC|200
CCT|CORPORATE CAPITAL TR|EGXM|CBOE TRADING, INC.|14402
CCT|CORPORATE CAPITAL TR|ETBE|Electronic Transaction Clearing, Inc.|1880
CCT|CORPORATE CAPITAL TR|ETCB|ETC BROKERAGE SERVICES, LLC|1240
CCT|CORPORATE CAPITAL TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2300
CCT|CORPORATE CAPITAL TR|ETRS|E*Trade Securities LLC|22763
CCT|CORPORATE CAPITAL TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89082
CCT|CORPORATE CAPITAL TR|FTBR|Foliofn Investments, Inc.|708
CCT|CORPORATE CAPITAL TR|GLPX|ACS EXECUTION SERVICES, LLC|3868
CCT|CORPORATE CAPITAL TR|GSCO|GOLDMAN SACHS & CO. LLC|265339
CCT|CORPORATE CAPITAL TR|GSCS|GOLDMAN SACHS & CO. LLC|100
CCT|CORPORATE CAPITAL TR|GSLT|GOLDMAN SACHS & CO. LLC|2339
CCT|CORPORATE CAPITAL TR|GTSZ|GTS SECURITIES LLC|8388
CCT|CORPORATE CAPITAL TR|HRBF|American Enterprise Investment Services Inc.|519558
CCT|CORPORATE CAPITAL TR|IATS|INTERACTIVE BROKERS LLC|2470
CCT|CORPORATE CAPITAL TR|IBKR|Interactive Brokers Llc|10017
CCT|CORPORATE CAPITAL TR|ICBX|INSTINET, LLC|12500
CCT|CORPORATE CAPITAL TR|INCA|INSTINET, LLC|22898
CCT|CORPORATE CAPITAL TR|ITGI|ITG Inc.|12473
CCT|CORPORATE CAPITAL TR|ITGP|ITG INC.|75400
CCT|CORPORATE CAPITAL TR|JANY|Janney Montgomery Scott Inc.|300
CCT|CORPORATE CAPITAL TR|JEFF|JEFFERIES LLC|4700
CCT|CORPORATE CAPITAL TR|JMPT|JUMP TRADING, LLC|9629
CCT|CORPORATE CAPITAL TR|JPBX|J.P. MORGAN SECURITIES LLC|2202
CCT|CORPORATE CAPITAL TR|JPMX|J.P. Morgan Securities LLC|109422
CCT|CORPORATE CAPITAL TR|JSJX|JANE STREET CAPITAL LLC|388796
CCT|CORPORATE CAPITAL TR|KCGM|VIRTU Americas LLC|22081
CCT|CORPORATE CAPITAL TR|LEHM|Barclays Capital Inc./Le|65617
CCT|CORPORATE CAPITAL TR|LIME|Lime Brokerage LLC|13731
CCT|CORPORATE CAPITAL TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CCT|CORPORATE CAPITAL TR|MACC|Mid Atlantic Capital Corporation|277
CCT|CORPORATE CAPITAL TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33700
CCT|CORPORATE CAPITAL TR|MSCO|MORGAN STANLEY & CO. LLC|113116
CCT|CORPORATE CAPITAL TR|MSPL|MORGAN STANLEY & CO. LLC|68200
CCT|CORPORATE CAPITAL TR|MSTX|MORGAN STANLEY & CO. LLC|11200
CCT|CORPORATE CAPITAL TR|NATL|National Securities Corporation|3743
CCT|CORPORATE CAPITAL TR|NFSC|National Financial Services LLC|514513
CCT|CORPORATE CAPITAL TR|NITE|VIRTU Americas LLC|932265
CCT|CORPORATE CAPITAL TR|NQRB|Brut, LLC|2526
CCT|CORPORATE CAPITAL TR|NTRC|Northern Trust Securities, Inc.|28615
CCT|CORPORATE CAPITAL TR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1220
CCT|CORPORATE CAPITAL TR|PDQM|CODA MARKETS, INC.|3721
CCT|CORPORATE CAPITAL TR|PWJC|UBS Financial Services, Inc.|9427
CCT|CORPORATE CAPITAL TR|RBCM|RBC CAPITAL MARKETS, LLC|17185
CCT|CORPORATE CAPITAL TR|SALI|INTL FCSTONE FINANCIAL INC.|81
CCT|CORPORATE CAPITAL TR|SBSH|Citigroup Global Markets Inc.|9702
CCT|CORPORATE CAPITAL TR|SGMT|GOLDMAN SACHS & CO. LLC|18995
CCT|CORPORATE CAPITAL TR|SPDR|SPEEDROUTE LLC|1400
CCT|CORPORATE CAPITAL TR|SWIM|TD Ameritrade, Inc.|54312
CCT|CORPORATE CAPITAL TR|SWST|Hilltop Securities Inc.|9930
CCT|CORPORATE CAPITAL TR|TKNG|ALLY INVEST SECURITIES LLC|2521
CCT|CORPORATE CAPITAL TR|TRBT|Tradebot Systems, Inc.|77269
CCT|CORPORATE CAPITAL TR|TRCM|TRC MARKETS LLC|2006
CCT|CORPORATE CAPITAL TR|UBSA|UBS SECURITIES LLC|270474
CCT|CORPORATE CAPITAL TR|UBSS|UBS Securities LLC|905070
CCT|CORPORATE CAPITAL TR|VALX|VIRTU AMERICAS LLC|1873
CCT|CORPORATE CAPITAL TR|VGRD|Vanguard Marketing Corporation|959
CCT|CORPORATE CAPITAL TR|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CCT|CORPORATE CAPITAL TR|WCHV|WELLS FARGO SECURITIES, LLC|471624
CCT|CORPORATE CAPITAL TR|WEED|Weeden & Co.L.P.|4900
CCT|CORPORATE CAPITAL TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
CCT|CORPORATE CAPITAL TR|WSEA|WOLVERINE SECURITIES, LLC|127
CCT|CORPORATE CAPITAL TR|XIST|INSTINET, LLC|7000
CCT|CORPORATE CAPITAL TR|XPQR|Jump Trading|507
CCT|CORPORATE CAPITAL TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|33804
CCT|CORPORATE CAPITAL TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|293160
CCU|COMPANIA CERV UNI SA|ADAM|CANACCORD GENUITY INC.|2035
CCU|COMPANIA CERV UNI SA|ALTX|Alternet Securities Inc.|3400
CCU|COMPANIA CERV UNI SA|APCC|Apex Clearing Corporation|86
CCU|COMPANIA CERV UNI SA|BATM|CBOE TRADING, INC.|789
CCU|COMPANIA CERV UNI SA|BAYT|BTIG, LLC|1790
CCU|COMPANIA CERV UNI SA|BBNT|BB&T SECURITIES, LLC|70
CCU|COMPANIA CERV UNI SA|BERN|Sanford C. Bernstein & Co., LLC|32749
CCU|COMPANIA CERV UNI SA|BIDS|BIDS TRADING L.P.|100
CCU|COMPANIA CERV UNI SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2553
CCU|COMPANIA CERV UNI SA|BLKX|INSTINET, LLC|20000
CCU|COMPANIA CERV UNI SA|BZYD|GOLDMAN SACHS & CO. LLC|1100
CCU|COMPANIA CERV UNI SA|CHAS|Charles Schwab & Co., Inc.|7532
CCU|COMPANIA CERV UNI SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11331
CCU|COMPANIA CERV UNI SA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
CCU|COMPANIA CERV UNI SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|122168
CCU|COMPANIA CERV UNI SA|CTDL|Citadel Derivatives Group Llc|130
CCU|COMPANIA CERV UNI SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|6260
CCU|COMPANIA CERV UNI SA|DBAB|Deutsche Bank Securities Inc.|15802
CCU|COMPANIA CERV UNI SA|DBAX|Deutsche Bank Securities Inc.|79600
CCU|COMPANIA CERV UNI SA|DCHF|Dart Executions, LLC|685
CCU|COMPANIA CERV UNI SA|DEAN|MORGAN STANLEY|824
CCU|COMPANIA CERV UNI SA|DEGS|RONIN PROFESSIONAL LLC|255
CCU|COMPANIA CERV UNI SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2100
CCU|COMPANIA CERV UNI SA|EBXL|EBX LLC|28900
CCU|COMPANIA CERV UNI SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|6609
CCU|COMPANIA CERV UNI SA|EGAM|CBOE TRADING, INC.|1171
CCU|COMPANIA CERV UNI SA|EGMT|EG MARKET TECHNOLOGIES LLC|100
CCU|COMPANIA CERV UNI SA|EGXM|CBOE TRADING, INC.|405
CCU|COMPANIA CERV UNI SA|ETBE|Electronic Transaction Clearing, Inc.|1520
CCU|COMPANIA CERV UNI SA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CCU|COMPANIA CERV UNI SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2620
CCU|COMPANIA CERV UNI SA|ETRS|E*Trade Securities LLC|1113
CCU|COMPANIA CERV UNI SA|FMAF|NBCN Inc./ CDS|448
CCU|COMPANIA CERV UNI SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34171
CCU|COMPANIA CERV UNI SA|FTBR|Foliofn Investments, Inc.|952
CCU|COMPANIA CERV UNI SA|GLPX|ACS EXECUTION SERVICES, LLC|4161
CCU|COMPANIA CERV UNI SA|GSCO|GOLDMAN SACHS & CO. LLC|83588
CCU|COMPANIA CERV UNI SA|GSLT|GOLDMAN SACHS & CO. LLC|401
CCU|COMPANIA CERV UNI SA|GTSZ|GTS SECURITIES LLC|18305
CCU|COMPANIA CERV UNI SA|HRBF|American Enterprise Investment Services Inc.|202
CCU|COMPANIA CERV UNI SA|HSBC|HSBC Securities, Inc.|660
CCU|COMPANIA CERV UNI SA|IATS|INTERACTIVE BROKERS LLC|41974
CCU|COMPANIA CERV UNI SA|IBKR|Interactive Brokers Llc|94699
CCU|COMPANIA CERV UNI SA|ICBX|INSTINET, LLC|6900
CCU|COMPANIA CERV UNI SA|INCA|INSTINET, LLC|20352
CCU|COMPANIA CERV UNI SA|INJX|INSTINET, LLC|448
CCU|COMPANIA CERV UNI SA|INTL|INTL FCSTONE FINANCIAL INC.|279
CCU|COMPANIA CERV UNI SA|ITGI|ITG Inc.|13121
CCU|COMPANIA CERV UNI SA|ITGP|ITG INC.|52600
CCU|COMPANIA CERV UNI SA|JEFF|JEFFERIES LLC|39154
CCU|COMPANIA CERV UNI SA|JMPT|JUMP TRADING, LLC|4393
CCU|COMPANIA CERV UNI SA|JPBX|J.P. MORGAN SECURITIES LLC|3974
CCU|COMPANIA CERV UNI SA|JPMX|J.P. Morgan Securities LLC|72132
CCU|COMPANIA CERV UNI SA|JSJX|JANE STREET CAPITAL LLC|100
CCU|COMPANIA CERV UNI SA|KCGM|VIRTU Americas LLC|6600
CCU|COMPANIA CERV UNI SA|LEHM|Barclays Capital Inc./Le|34012
CCU|COMPANIA CERV UNI SA|LIME|Lime Brokerage LLC|18054
CCU|COMPANIA CERV UNI SA|LOOP|Loop Capital Markets LLC|7244
CCU|COMPANIA CERV UNI SA|LQNA|LIQUIDNET, INC.|540000
CCU|COMPANIA CERV UNI SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20444
CCU|COMPANIA CERV UNI SA|MOTF|MOTIF INVESTING, INC.|11
CCU|COMPANIA CERV UNI SA|MSCO|MORGAN STANLEY & CO. LLC|80237
CCU|COMPANIA CERV UNI SA|MSPL|MORGAN STANLEY & CO. LLC|63900
CCU|COMPANIA CERV UNI SA|MSTX|MORGAN STANLEY & CO. LLC|4200
CCU|COMPANIA CERV UNI SA|NFSC|National Financial Services LLC|805170
CCU|COMPANIA CERV UNI SA|NITE|VIRTU Americas LLC|99593
CCU|COMPANIA CERV UNI SA|NQRB|Brut, LLC|450
CCU|COMPANIA CERV UNI SA|PACT|BTG Pactual US Capital Corp.|65000
CCU|COMPANIA CERV UNI SA|PDQM|CODA MARKETS, INC.|9133
CCU|COMPANIA CERV UNI SA|RBCM|RBC CAPITAL MARKETS, LLC|2367
CCU|COMPANIA CERV UNI SA|SAGL|SAGETRADER, LLC|6875
CCU|COMPANIA CERV UNI SA|SALI|INTL FCSTONE FINANCIAL INC.|11
CCU|COMPANIA CERV UNI SA|SBSH|Citigroup Global Markets Inc.|1076
CCU|COMPANIA CERV UNI SA|SGMT|GOLDMAN SACHS & CO. LLC|11719
CCU|COMPANIA CERV UNI SA|SPDR|SPEEDROUTE LLC|1000
CCU|COMPANIA CERV UNI SA|SPTD|MINT GLOBAL MARKETS, INC.|698
CCU|COMPANIA CERV UNI SA|SWIM|TD Ameritrade, Inc.|278
CCU|COMPANIA CERV UNI SA|TRBT|Tradebot Systems, Inc.|7823
CCU|COMPANIA CERV UNI SA|TRCM|TRC MARKETS LLC|8698
CCU|COMPANIA CERV UNI SA|UBSA|UBS SECURITIES LLC|103706
CCU|COMPANIA CERV UNI SA|UBSS|UBS Securities LLC|128303
CCU|COMPANIA CERV UNI SA|VALX|VIRTU AMERICAS LLC|5232
CCU|COMPANIA CERV UNI SA|VGRD|Vanguard Marketing Corporation|1395
CCU|COMPANIA CERV UNI SA|WCHV|WELLS FARGO SECURITIES, LLC|2193
CCU|COMPANIA CERV UNI SA|WSEA|WOLVERINE SECURITIES, LLC|34
CCU|COMPANIA CERV UNI SA|XIST|INSTINET, LLC|6438
CCU|COMPANIA CERV UNI SA|XPUS|XP SECURITIES, LLC|211179
CCU|COMPANIA CERV UNI SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|6998
CCU|COMPANIA CERV UNI SA|YKNA|COMHAR CAPITAL MARKETS, LLC|900
CCXI|CHEMOCENTRYX, INC.|ALTX|Alternet Securities Inc.|2705
CCXI|CHEMOCENTRYX, INC.|ANDG|Andrew Garrett Inc.|1000
CCXI|CHEMOCENTRYX, INC.|APCC|Apex Clearing Corporation|398
CCXI|CHEMOCENTRYX, INC.|BATM|CBOE TRADING, INC.|1517
CCXI|CHEMOCENTRYX, INC.|BAYC|BAY CREST PARTNERS, LLC|340
CCXI|CHEMOCENTRYX, INC.|BBNT|BB&T SECURITIES, LLC|11900
CCXI|CHEMOCENTRYX, INC.|BERN|Sanford C. Bernstein & Co., LLC|20665
CCXI|CHEMOCENTRYX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3230
CCXI|CHEMOCENTRYX, INC.|BLKX|INSTINET, LLC|5000
CCXI|CHEMOCENTRYX, INC.|BMOC|BMO Capital Markets Corp.|3893
CCXI|CHEMOCENTRYX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1695
CCXI|CHEMOCENTRYX, INC.|BTIG|BTIG, LLC|65
CCXI|CHEMOCENTRYX, INC.|BYXM|CBOE TRADING, INC.|1290
CCXI|CHEMOCENTRYX, INC.|CANT|Cantor Fitzgerald & Co.|603
CCXI|CHEMOCENTRYX, INC.|CHAS|Charles Schwab & Co., Inc.|3159
CCXI|CHEMOCENTRYX, INC.|CIST|Capital Institutional Services, Inc.|900
CCXI|CHEMOCENTRYX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110727
CCXI|CHEMOCENTRYX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4450
CCXI|CHEMOCENTRYX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|156146
CCXI|CHEMOCENTRYX, INC.|CTDL|Citadel Derivatives Group Llc|13443
CCXI|CHEMOCENTRYX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|5778
CCXI|CHEMOCENTRYX, INC.|DAVA|Davenport & Company LLC|750
CCXI|CHEMOCENTRYX, INC.|DBAB|Deutsche Bank Securities Inc.|214337
CCXI|CHEMOCENTRYX, INC.|DBAX|Deutsche Bank Securities Inc.|58100
CCXI|CHEMOCENTRYX, INC.|DEAN|MORGAN STANLEY|64700
CCXI|CHEMOCENTRYX, INC.|DEGS|RONIN PROFESSIONAL LLC|23707
CCXI|CHEMOCENTRYX, INC.|EBXL|EBX LLC|62700
CCXI|CHEMOCENTRYX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|843
CCXI|CHEMOCENTRYX, INC.|EDJO|Edward D. Jones & Co., L.P.|1891
CCXI|CHEMOCENTRYX, INC.|EGAM|CBOE TRADING, INC.|5811
CCXI|CHEMOCENTRYX, INC.|EGAW|CBOE TRADING, INC.|100
CCXI|CHEMOCENTRYX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1148
CCXI|CHEMOCENTRYX, INC.|EGXM|CBOE TRADING, INC.|3641
CCXI|CHEMOCENTRYX, INC.|EGXW|CBOE TRADING, INC.|400
CCXI|CHEMOCENTRYX, INC.|ELEV|ELEVATION, LLC|16687
CCXI|CHEMOCENTRYX, INC.|ETBE|Electronic Transaction Clearing, Inc.|7352
CCXI|CHEMOCENTRYX, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5500
CCXI|CHEMOCENTRYX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4040
CCXI|CHEMOCENTRYX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18676
CCXI|CHEMOCENTRYX, INC.|ETRS|E*Trade Securities LLC|446785
CCXI|CHEMOCENTRYX, INC.|FBCO|Credit Suisse Securities (USA) LLC|177319
CCXI|CHEMOCENTRYX, INC.|FILL|Tradestation Securities, Inc.|14444
CCXI|CHEMOCENTRYX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|336223
CCXI|CHEMOCENTRYX, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6141
CCXI|CHEMOCENTRYX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67820
CCXI|CHEMOCENTRYX, INC.|FTBR|Foliofn Investments, Inc.|1954
CCXI|CHEMOCENTRYX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|12581
CCXI|CHEMOCENTRYX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2260
CCXI|CHEMOCENTRYX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|274267
CCXI|CHEMOCENTRYX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|35517
CCXI|CHEMOCENTRYX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2591
CCXI|CHEMOCENTRYX, INC.|GTSZ|GTS SECURITIES LLC|15584
CCXI|CHEMOCENTRYX, INC.|HAPX|HAP Trading, LLC|79
CCXI|CHEMOCENTRYX, INC.|HRBF|American Enterprise Investment Services Inc.|1079
CCXI|CHEMOCENTRYX, INC.|HSBC|HSBC Securities, Inc.|300
CCXI|CHEMOCENTRYX, INC.|IATS|INTERACTIVE BROKERS LLC|13018
CCXI|CHEMOCENTRYX, INC.|IBKR|Interactive Brokers Llc|163212
CCXI|CHEMOCENTRYX, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2071
CCXI|CHEMOCENTRYX, INC.|ICBX|INSTINET, LLC|40550
CCXI|CHEMOCENTRYX, INC.|IEQY|CITADEL SECURITIES LLC|101357
CCXI|CHEMOCENTRYX, INC.|INCA|INSTINET, LLC|213306
CCXI|CHEMOCENTRYX, INC.|INJX|INSTINET, LLC|15788
CCXI|CHEMOCENTRYX, INC.|ITGI|ITG Inc.|63300
CCXI|CHEMOCENTRYX, INC.|ITGP|ITG INC.|32800
CCXI|CHEMOCENTRYX, INC.|JEFF|JEFFERIES LLC|26936
CCXI|CHEMOCENTRYX, INC.|JMPT|JUMP TRADING, LLC|25791
CCXI|CHEMOCENTRYX, INC.|JONE|JonesTrading|640
CCXI|CHEMOCENTRYX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|5817
CCXI|CHEMOCENTRYX, INC.|JPMX|J.P. Morgan Securities LLC|58554
CCXI|CHEMOCENTRYX, INC.|JSJX|JANE STREET CAPITAL LLC|2302
CCXI|CHEMOCENTRYX, INC.|KCGM|VIRTU Americas LLC|17879
CCXI|CHEMOCENTRYX, INC.|LEHM|Barclays Capital Inc./Le|327169
CCXI|CHEMOCENTRYX, INC.|LIME|Lime Brokerage LLC|147773
CCXI|CHEMOCENTRYX, INC.|LMGP|LIME BROKERAGE LLC|11125
CCXI|CHEMOCENTRYX, INC.|LOOP|Loop Capital Markets LLC|4271
CCXI|CHEMOCENTRYX, INC.|LSCI|Lek Securities Corporation|580
CCXI|CHEMOCENTRYX, INC.|MAXM|Maxim Group LLC|1773
CCXI|CHEMOCENTRYX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26820
CCXI|CHEMOCENTRYX, INC.|MSCO|MORGAN STANLEY & CO. LLC|1574606
CCXI|CHEMOCENTRYX, INC.|MSPL|MORGAN STANLEY & CO. LLC|111200
CCXI|CHEMOCENTRYX, INC.|MSTX|MORGAN STANLEY & CO. LLC|32300
CCXI|CHEMOCENTRYX, INC.|NFSC|National Financial Services LLC|259920
CCXI|CHEMOCENTRYX, INC.|NITE|VIRTU Americas LLC|600729
CCXI|CHEMOCENTRYX, INC.|NITP|VIRTU Americas LLC|4000
CCXI|CHEMOCENTRYX, INC.|NQRB|Brut, LLC|12373
CCXI|CHEMOCENTRYX, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|208
CCXI|CHEMOCENTRYX, INC.|PDQM|CODA MARKETS, INC.|11900
CCXI|CHEMOCENTRYX, INC.|PICT|Pictet Overseas Inc.|8590
CCXI|CHEMOCENTRYX, INC.|PWJC|UBS Financial Services, Inc.|8900
CCXI|CHEMOCENTRYX, INC.|RAJA|Raymond James & Associates, Inc.|300
CCXI|CHEMOCENTRYX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|500
CCXI|CHEMOCENTRYX, INC.|RGLD|Regal Securities, Inc|35
CCXI|CHEMOCENTRYX, INC.|SAGL|SAGETRADER, LLC|2409
CCXI|CHEMOCENTRYX, INC.|SBSH|Citigroup Global Markets Inc.|74166
CCXI|CHEMOCENTRYX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|37261
CCXI|CHEMOCENTRYX, INC.|SPDR|SPEEDROUTE LLC|4459
CCXI|CHEMOCENTRYX, INC.|SPHN|Stephens Inc.|50653
CCXI|CHEMOCENTRYX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8109
CCXI|CHEMOCENTRYX, INC.|SWIM|TD Ameritrade, Inc.|120066
CCXI|CHEMOCENTRYX, INC.|TKNG|ALLY INVEST SECURITIES LLC|813
CCXI|CHEMOCENTRYX, INC.|TMBR|Timber Hill LLC|1783
CCXI|CHEMOCENTRYX, INC.|TRBT|Tradebot Systems, Inc.|113028
CCXI|CHEMOCENTRYX, INC.|TRCM|TRC MARKETS LLC|78854
CCXI|CHEMOCENTRYX, INC.|TWTT|TASTYWORKS, INC.|400
CCXI|CHEMOCENTRYX, INC.|UBSA|UBS SECURITIES LLC|285228
CCXI|CHEMOCENTRYX, INC.|UBSS|UBS Securities LLC|455145
CCXI|CHEMOCENTRYX, INC.|VALX|VIRTU AMERICAS LLC|5745
CCXI|CHEMOCENTRYX, INC.|VGRD|Vanguard Marketing Corporation|8938
CCXI|CHEMOCENTRYX, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|400
CCXI|CHEMOCENTRYX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|21117
CCXI|CHEMOCENTRYX, INC.|WEED|Weeden & Co.L.P.|320
CCXI|CHEMOCENTRYX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4958
CCXI|CHEMOCENTRYX, INC.|WGIF|CIBC World Markets Inc.|2622
CCXI|CHEMOCENTRYX, INC.|WSEA|WOLVERINE SECURITIES, LLC|5262
CCXI|CHEMOCENTRYX, INC.|XIST|INSTINET, LLC|2600
CCXI|CHEMOCENTRYX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|20340
CCXI|CHEMOCENTRYX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|580
CCXI|CHEMOCENTRYX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1530
CCZ|COMCAST HLD ZONES1|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
CCZ|COMCAST HLD ZONES1|INCA|INSTINET, LLC|200
CCZ|COMCAST HLD ZONES1|NFSC|National Financial Services LLC|22
CCZ|COMCAST HLD ZONES1|NITE|VIRTU Americas LLC|2615
CCZ|COMCAST HLD ZONES1|TKNG|ALLY INVEST SECURITIES LLC|6
CCZ|COMCAST HLD ZONES1|UBSS|UBS Securities LLC|53
CCZ|COMCAST HLD ZONES1|WSEA|WOLVERINE SECURITIES, LLC|5
CDAY|CERIDIAN HCM HOLDING|ALTX|Alternet Securities Inc.|44239
CDAY|CERIDIAN HCM HOLDING|APCC|Apex Clearing Corporation|4009
CDAY|CERIDIAN HCM HOLDING|BARD|Robert W. Baird & Co. Incorporated|59
CDAY|CERIDIAN HCM HOLDING|BATM|CBOE TRADING, INC.|7346
CDAY|CERIDIAN HCM HOLDING|BAYC|BAY CREST PARTNERS, LLC|1008
CDAY|CERIDIAN HCM HOLDING|BAYT|BTIG, LLC|2000
CDAY|CERIDIAN HCM HOLDING|BERN|Sanford C. Bernstein & Co., LLC|320
CDAY|CERIDIAN HCM HOLDING|BIDS|BIDS TRADING L.P.|19000
CDAY|CERIDIAN HCM HOLDING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|587
CDAY|CERIDIAN HCM HOLDING|BLKX|INSTINET, LLC|18600
CDAY|CERIDIAN HCM HOLDING|BNPX|BNP PARIBAS SECURITIES CORP.|290
CDAY|CERIDIAN HCM HOLDING|BTIG|BTIG, LLC|11576
CDAY|CERIDIAN HCM HOLDING|BYXM|CBOE TRADING, INC.|9945
CDAY|CERIDIAN HCM HOLDING|CBLC|CITIGROUP GLOBAL MARKETS INC.|40200
CDAY|CERIDIAN HCM HOLDING|CHAS|Charles Schwab & Co., Inc.|3000
CDAY|CERIDIAN HCM HOLDING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103409
CDAY|CERIDIAN HCM HOLDING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|111991
CDAY|CERIDIAN HCM HOLDING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2026
CDAY|CERIDIAN HCM HOLDING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|237123
CDAY|CERIDIAN HCM HOLDING|CTDL|Citadel Derivatives Group Llc|11112
CDAY|CERIDIAN HCM HOLDING|CXCX|CITIGROUP GLOBAL MARKETS INC.|58560
CDAY|CERIDIAN HCM HOLDING|DBAB|Deutsche Bank Securities Inc.|37022
CDAY|CERIDIAN HCM HOLDING|DBAX|Deutsche Bank Securities Inc.|228200
CDAY|CERIDIAN HCM HOLDING|DEAN|MORGAN STANLEY|75
CDAY|CERIDIAN HCM HOLDING|DEGS|RONIN PROFESSIONAL LLC|4353
CDAY|CERIDIAN HCM HOLDING|EBXL|EBX LLC|114800
CDAY|CERIDIAN HCM HOLDING|ECUT|CONVERGEX EXECUTION SOLUTIONS|208
CDAY|CERIDIAN HCM HOLDING|EGAM|CBOE TRADING, INC.|62616
CDAY|CERIDIAN HCM HOLDING|EGAW|CBOE TRADING, INC.|229
CDAY|CERIDIAN HCM HOLDING|EGMT|EG MARKET TECHNOLOGIES LLC|400
CDAY|CERIDIAN HCM HOLDING|EGXM|CBOE TRADING, INC.|4969
CDAY|CERIDIAN HCM HOLDING|ETBE|Electronic Transaction Clearing, Inc.|2073
CDAY|CERIDIAN HCM HOLDING|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
CDAY|CERIDIAN HCM HOLDING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9513
CDAY|CERIDIAN HCM HOLDING|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
CDAY|CERIDIAN HCM HOLDING|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CDAY|CERIDIAN HCM HOLDING|ETRS|E*Trade Securities LLC|335045
CDAY|CERIDIAN HCM HOLDING|FILL|Tradestation Securities, Inc.|29058
CDAY|CERIDIAN HCM HOLDING|FMAF|NBCN Inc./ CDS|195
CDAY|CERIDIAN HCM HOLDING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2091
CDAY|CERIDIAN HCM HOLDING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101966
CDAY|CERIDIAN HCM HOLDING|FTBR|Foliofn Investments, Inc.|7
CDAY|CERIDIAN HCM HOLDING|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CDAY|CERIDIAN HCM HOLDING|GLIS|TD Securities Inc|1370
CDAY|CERIDIAN HCM HOLDING|GLPX|ACS EXECUTION SERVICES, LLC|238040
CDAY|CERIDIAN HCM HOLDING|GSCO|GOLDMAN SACHS & CO. LLC|584150
CDAY|CERIDIAN HCM HOLDING|GSCS|GOLDMAN SACHS & CO. LLC|1657
CDAY|CERIDIAN HCM HOLDING|GSLT|GOLDMAN SACHS & CO. LLC|17655
CDAY|CERIDIAN HCM HOLDING|GTSZ|GTS SECURITIES LLC|59375
CDAY|CERIDIAN HCM HOLDING|GUGS|Guggenheim Securities, LLC|18900
CDAY|CERIDIAN HCM HOLDING|HRBF|American Enterprise Investment Services Inc.|1
CDAY|CERIDIAN HCM HOLDING|IATS|INTERACTIVE BROKERS LLC|27304
CDAY|CERIDIAN HCM HOLDING|IBKR|Interactive Brokers Llc|65797
CDAY|CERIDIAN HCM HOLDING|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
CDAY|CERIDIAN HCM HOLDING|ICBX|INSTINET, LLC|46586
CDAY|CERIDIAN HCM HOLDING|INCA|INSTINET, LLC|191126
CDAY|CERIDIAN HCM HOLDING|INJX|INSTINET, LLC|578
CDAY|CERIDIAN HCM HOLDING|ITGI|ITG Inc.|110935
CDAY|CERIDIAN HCM HOLDING|ITGP|ITG INC.|331200
CDAY|CERIDIAN HCM HOLDING|JANY|Janney Montgomery Scott Inc.|1
CDAY|CERIDIAN HCM HOLDING|JEFF|JEFFERIES LLC|92824
CDAY|CERIDIAN HCM HOLDING|JMPT|JUMP TRADING, LLC|17669
CDAY|CERIDIAN HCM HOLDING|JPBX|J.P. MORGAN SECURITIES LLC|120946
CDAY|CERIDIAN HCM HOLDING|JPMX|J.P. Morgan Securities LLC|546758
CDAY|CERIDIAN HCM HOLDING|JSJX|JANE STREET CAPITAL LLC|24162
CDAY|CERIDIAN HCM HOLDING|KCGM|VIRTU Americas LLC|59058
CDAY|CERIDIAN HCM HOLDING|KCRD|PHX FINANCIAL, INC.|1050
CDAY|CERIDIAN HCM HOLDING|LEHM|Barclays Capital Inc./Le|243703
CDAY|CERIDIAN HCM HOLDING|LIME|Lime Brokerage LLC|24151
CDAY|CERIDIAN HCM HOLDING|LQNA|LIQUIDNET, INC.|196000
CDAY|CERIDIAN HCM HOLDING|LSCI|Lek Securities Corporation|219
CDAY|CERIDIAN HCM HOLDING|MACQ|Macquarie Capital (USA) Inc.|2211
CDAY|CERIDIAN HCM HOLDING|MAVB|Great Point Capital LLC|100
CDAY|CERIDIAN HCM HOLDING|MAXM|Maxim Group LLC|11986
CDAY|CERIDIAN HCM HOLDING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|189067
CDAY|CERIDIAN HCM HOLDING|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CDAY|CERIDIAN HCM HOLDING|MOTF|MOTIF INVESTING, INC.|24
CDAY|CERIDIAN HCM HOLDING|MSCO|MORGAN STANLEY & CO. LLC|583141
CDAY|CERIDIAN HCM HOLDING|MSPL|MORGAN STANLEY & CO. LLC|118500
CDAY|CERIDIAN HCM HOLDING|MSTX|MORGAN STANLEY & CO. LLC|96400
CDAY|CERIDIAN HCM HOLDING|NFSC|National Financial Services LLC|161044
CDAY|CERIDIAN HCM HOLDING|NITE|VIRTU Americas LLC|352499
CDAY|CERIDIAN HCM HOLDING|NITP|VIRTU Americas LLC|515
CDAY|CERIDIAN HCM HOLDING|NQRB|Brut, LLC|10962
CDAY|CERIDIAN HCM HOLDING|NTBF|BMO Nesbitt Burns Inc./CDS|240
CDAY|CERIDIAN HCM HOLDING|NTFN|Network 1 Financial Securities Inc.|350
CDAY|CERIDIAN HCM HOLDING|OPCO|Oppenheimer & Co. Inc.|1080
CDAY|CERIDIAN HCM HOLDING|PDQM|CODA MARKETS, INC.|523748
CDAY|CERIDIAN HCM HOLDING|QMSR|QUATTRO M SECURITIES INC.|3405
CDAY|CERIDIAN HCM HOLDING|RBCM|RBC CAPITAL MARKETS, LLC|4720
CDAY|CERIDIAN HCM HOLDING|RHCO|Suntrust Robinson Humphrey, Inc.|4009
CDAY|CERIDIAN HCM HOLDING|SAGC|SAGETRADER, LLC|400
CDAY|CERIDIAN HCM HOLDING|SAGL|SAGETRADER, LLC|25542
CDAY|CERIDIAN HCM HOLDING|SBSH|Citigroup Global Markets Inc.|46018
CDAY|CERIDIAN HCM HOLDING|SGMT|GOLDMAN SACHS & CO. LLC|112179
CDAY|CERIDIAN HCM HOLDING|SPDR|SPEEDROUTE LLC|38502
CDAY|CERIDIAN HCM HOLDING|STFL|Stifel, Nicolaus & Company, Incorporated|1290
CDAY|CERIDIAN HCM HOLDING|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1300
CDAY|CERIDIAN HCM HOLDING|SWIM|TD Ameritrade, Inc.|141865
CDAY|CERIDIAN HCM HOLDING|TKNG|ALLY INVEST SECURITIES LLC|4662
CDAY|CERIDIAN HCM HOLDING|TRBT|Tradebot Systems, Inc.|168483
CDAY|CERIDIAN HCM HOLDING|TRCM|TRC MARKETS LLC|14828
CDAY|CERIDIAN HCM HOLDING|TWTT|TASTYWORKS, INC.|200
CDAY|CERIDIAN HCM HOLDING|UBSA|UBS SECURITIES LLC|607719
CDAY|CERIDIAN HCM HOLDING|UBSS|UBS Securities LLC|616755
CDAY|CERIDIAN HCM HOLDING|VALX|VIRTU AMERICAS LLC|20593
CDAY|CERIDIAN HCM HOLDING|VGRD|Vanguard Marketing Corporation|2209
CDAY|CERIDIAN HCM HOLDING|VSIN|Vision Financial Markets Llc|300
CDAY|CERIDIAN HCM HOLDING|WBLR|WILLIAM BLAIR|770
CDAY|CERIDIAN HCM HOLDING|WCHV|WELLS FARGO SECURITIES, LLC|171681
CDAY|CERIDIAN HCM HOLDING|WEDB|WEDBUSH SECURITIES INC.|17395
CDAY|CERIDIAN HCM HOLDING|WEED|Weeden & Co.L.P.|95747
CDAY|CERIDIAN HCM HOLDING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1134
CDAY|CERIDIAN HCM HOLDING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1070
CDAY|CERIDIAN HCM HOLDING|WORD|Worden Capital Management LLC|5016
CDAY|CERIDIAN HCM HOLDING|WSEA|WOLVERINE SECURITIES, LLC|2034
CDAY|CERIDIAN HCM HOLDING|XIST|INSTINET, LLC|8600
CDAY|CERIDIAN HCM HOLDING|XPQR|Jump Trading|500
CDAY|CERIDIAN HCM HOLDING|XSTM|NATIONAL FINANCIAL SERVICES LLC|36300
CDAY|CERIDIAN HCM HOLDING|YKNA|COMHAR CAPITAL MARKETS, LLC|39174
CDAY|CERIDIAN HCM HOLDING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2544
CDC|VICTORYSHS US EQ INC|APCC|Apex Clearing Corporation|2
CDC|VICTORYSHS US EQ INC|BATM|CBOE TRADING, INC.|391
CDC|VICTORYSHS US EQ INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1356
CDC|VICTORYSHS US EQ INC|BYXM|CBOE TRADING, INC.|100
CDC|VICTORYSHS US EQ INC|CHAS|Charles Schwab & Co., Inc.|3
CDC|VICTORYSHS US EQ INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15055
CDC|VICTORYSHS US EQ INC|DBAB|Deutsche Bank Securities Inc.|9287
CDC|VICTORYSHS US EQ INC|DBAX|Deutsche Bank Securities Inc.|4000
CDC|VICTORYSHS US EQ INC|DEAN|MORGAN STANLEY|8448
CDC|VICTORYSHS US EQ INC|EBXL|EBX LLC|5200
CDC|VICTORYSHS US EQ INC|EDJO|Edward D. Jones & Co., L.P.|1237
CDC|VICTORYSHS US EQ INC|ETBE|Electronic Transaction Clearing, Inc.|108
CDC|VICTORYSHS US EQ INC|ETRS|E*Trade Securities LLC|4645
CDC|VICTORYSHS US EQ INC|FBCO|Credit Suisse Securities (USA) LLC|12398
CDC|VICTORYSHS US EQ INC|FBSB|U.S. Bancorp Investments, Inc.|200
CDC|VICTORYSHS US EQ INC|FOMA|TD AMERITRADE CLEARING, INC.|11905
CDC|VICTORYSHS US EQ INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|178
CDC|VICTORYSHS US EQ INC|FTBR|Foliofn Investments, Inc.|2
CDC|VICTORYSHS US EQ INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2882
CDC|VICTORYSHS US EQ INC|GSCO|GOLDMAN SACHS & CO. LLC|2900
CDC|VICTORYSHS US EQ INC|GTSZ|GTS SECURITIES LLC|3282
CDC|VICTORYSHS US EQ INC|HRBF|American Enterprise Investment Services Inc.|31491
CDC|VICTORYSHS US EQ INC|IATS|INTERACTIVE BROKERS LLC|200
CDC|VICTORYSHS US EQ INC|IBKR|Interactive Brokers Llc|24820
CDC|VICTORYSHS US EQ INC|ICBX|INSTINET, LLC|5000
CDC|VICTORYSHS US EQ INC|INCA|INSTINET, LLC|600
CDC|VICTORYSHS US EQ INC|JANY|Janney Montgomery Scott Inc.|160
CDC|VICTORYSHS US EQ INC|JPMX|J.P. Morgan Securities LLC|2000
CDC|VICTORYSHS US EQ INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|69925
CDC|VICTORYSHS US EQ INC|JSJX|JANE STREET CAPITAL LLC|115615
CDC|VICTORYSHS US EQ INC|KCGM|VIRTU Americas LLC|5250
CDC|VICTORYSHS US EQ INC|LEHM|Barclays Capital Inc./Le|13200
CDC|VICTORYSHS US EQ INC|LIME|Lime Brokerage LLC|3278
CDC|VICTORYSHS US EQ INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8722
CDC|VICTORYSHS US EQ INC|MSCO|MORGAN STANLEY & CO. LLC|66496
CDC|VICTORYSHS US EQ INC|MSPL|MORGAN STANLEY & CO. LLC|500
CDC|VICTORYSHS US EQ INC|NFSC|National Financial Services LLC|27054
CDC|VICTORYSHS US EQ INC|NITE|VIRTU Americas LLC|95225
CDC|VICTORYSHS US EQ INC|OPCO|Oppenheimer & Co. Inc.|3554
CDC|VICTORYSHS US EQ INC|PDQM|CODA MARKETS, INC.|2400
CDC|VICTORYSHS US EQ INC|PWJC|UBS Financial Services, Inc.|658
CDC|VICTORYSHS US EQ INC|RAJA|Raymond James & Associates, Inc.|25386
CDC|VICTORYSHS US EQ INC|RBCM|RBC CAPITAL MARKETS, LLC|13866
CDC|VICTORYSHS US EQ INC|RGLD|Regal Securities, Inc|1
CDC|VICTORYSHS US EQ INC|SALI|INTL FCSTONE FINANCIAL INC.|5298
CDC|VICTORYSHS US EQ INC|SGMT|GOLDMAN SACHS & CO. LLC|4026
CDC|VICTORYSHS US EQ INC|STFL|Stifel, Nicolaus & Company, Incorporated|2886
CDC|VICTORYSHS US EQ INC|SWIM|TD Ameritrade, Inc.|350
CDC|VICTORYSHS US EQ INC|SWST|Hilltop Securities Inc.|50
CDC|VICTORYSHS US EQ INC|TRCM|TRC MARKETS LLC|1613
CDC|VICTORYSHS US EQ INC|UBSA|UBS SECURITIES LLC|39125
CDC|VICTORYSHS US EQ INC|UBSS|UBS Securities LLC|46232
CDC|VICTORYSHS US EQ INC|VALX|VIRTU AMERICAS LLC|262
CDC|VICTORYSHS US EQ INC|VGRD|Vanguard Marketing Corporation|100
CDC|VICTORYSHS US EQ INC|WCHV|WELLS FARGO SECURITIES, LLC|28079
CDC|VICTORYSHS US EQ INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|104412
CDE|COEUR MINING, INC.|ABLE|NATIXIS Securities Americas LLC|27446
CDE|COEUR MINING, INC.|ALTX|Alternet Securities Inc.|10310
CDE|COEUR MINING, INC.|APCC|Apex Clearing Corporation|2098
CDE|COEUR MINING, INC.|BARD|Robert W. Baird & Co. Incorporated|2500
CDE|COEUR MINING, INC.|BATM|CBOE TRADING, INC.|1340
CDE|COEUR MINING, INC.|BERN|Sanford C. Bernstein & Co., LLC|59725
CDE|COEUR MINING, INC.|BIDS|BIDS TRADING L.P.|1300
CDE|COEUR MINING, INC.|BIMI|Banca IMI Securities Corp.|5575
CDE|COEUR MINING, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30654
CDE|COEUR MINING, INC.|BLKX|INSTINET, LLC|51391
CDE|COEUR MINING, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|450379
CDE|COEUR MINING, INC.|BTIG|BTIG, LLC|22833
CDE|COEUR MINING, INC.|BYXM|CBOE TRADING, INC.|820
CDE|COEUR MINING, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
CDE|COEUR MINING, INC.|CANT|Cantor Fitzgerald & Co.|17520
CDE|COEUR MINING, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|39000
CDE|COEUR MINING, INC.|CHAS|Charles Schwab & Co., Inc.|13200
CDE|COEUR MINING, INC.|CICF|Canaccord Genuity Corp.|150
CDE|COEUR MINING, INC.|CIST|Capital Institutional Services, Inc.|150
CDE|COEUR MINING, INC.|CLSA|CLSA AMERICAS, LLC|50
CDE|COEUR MINING, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81425
CDE|COEUR MINING, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6810
CDE|COEUR MINING, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|455619
CDE|COEUR MINING, INC.|CTDL|Citadel Derivatives Group Llc|9450
CDE|COEUR MINING, INC.|CTLR|CUTLER GROUP, LP|400
CDE|COEUR MINING, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|96836
CDE|COEUR MINING, INC.|DBAB|Deutsche Bank Securities Inc.|378482
CDE|COEUR MINING, INC.|DBAX|Deutsche Bank Securities Inc.|849800
CDE|COEUR MINING, INC.|DBUL|Deutsche Bank Securities Inc.|2014
CDE|COEUR MINING, INC.|DCHF|Dart Executions, LLC|5074
CDE|COEUR MINING, INC.|DEAN|MORGAN STANLEY|24440
CDE|COEUR MINING, INC.|DEGS|RONIN PROFESSIONAL LLC|267
CDE|COEUR MINING, INC.|EBXL|EBX LLC|322400
CDE|COEUR MINING, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6810
CDE|COEUR MINING, INC.|EDJC|Edward Jones / CDS|394
CDE|COEUR MINING, INC.|EDJO|Edward D. Jones & Co., L.P.|1955
CDE|COEUR MINING, INC.|EGAM|CBOE TRADING, INC.|11075
CDE|COEUR MINING, INC.|EGAW|CBOE TRADING, INC.|200
CDE|COEUR MINING, INC.|EGXM|CBOE TRADING, INC.|5153
CDE|COEUR MINING, INC.|ELEV|ELEVATION, LLC|12898
CDE|COEUR MINING, INC.|ETBE|Electronic Transaction Clearing, Inc.|7350
CDE|COEUR MINING, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
CDE|COEUR MINING, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|812
CDE|COEUR MINING, INC.|ETRS|E*Trade Securities LLC|1124684
CDE|COEUR MINING, INC.|FBRC|B. RILEY FBR, INC.|2000
CDE|COEUR MINING, INC.|FILL|Tradestation Securities, Inc.|134260
CDE|COEUR MINING, INC.|FMAF|NBCN Inc./ CDS|11152
CDE|COEUR MINING, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2288
CDE|COEUR MINING, INC.|FQLS|Quantlab Securities LP|174329
CDE|COEUR MINING, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|441655
CDE|COEUR MINING, INC.|FTBR|Foliofn Investments, Inc.|700
CDE|COEUR MINING, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|11900
CDE|COEUR MINING, INC.|GLIS|TD Securities Inc|32792
CDE|COEUR MINING, INC.|GLPX|ACS EXECUTION SERVICES, LLC|31652
CDE|COEUR MINING, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1086633
CDE|COEUR MINING, INC.|GSLT|GOLDMAN SACHS & CO. LLC|19585
CDE|COEUR MINING, INC.|GTSZ|GTS SECURITIES LLC|106827
CDE|COEUR MINING, INC.|HRBF|American Enterprise Investment Services Inc.|4886
CDE|COEUR MINING, INC.|HSBC|HSBC Securities, Inc.|7800
CDE|COEUR MINING, INC.|IATS|INTERACTIVE BROKERS LLC|59160
CDE|COEUR MINING, INC.|IBKR|Interactive Brokers Llc|63637
CDE|COEUR MINING, INC.|ICBX|INSTINET, LLC|209019
CDE|COEUR MINING, INC.|IEQY|CITADEL SECURITIES LLC|170295
CDE|COEUR MINING, INC.|INCA|INSTINET, LLC|214361
CDE|COEUR MINING, INC.|INJX|INSTINET, LLC|11300
CDE|COEUR MINING, INC.|ITGI|ITG Inc.|122060
CDE|COEUR MINING, INC.|ITGP|ITG INC.|196000
CDE|COEUR MINING, INC.|JANY|Janney Montgomery Scott Inc.|300
CDE|COEUR MINING, INC.|JEFF|JEFFERIES LLC|21285
CDE|COEUR MINING, INC.|JMPT|JUMP TRADING, LLC|104968
CDE|COEUR MINING, INC.|JPBX|J.P. MORGAN SECURITIES LLC|28048
CDE|COEUR MINING, INC.|JPMX|J.P. Morgan Securities LLC|793153
CDE|COEUR MINING, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
CDE|COEUR MINING, INC.|JSJX|JANE STREET CAPITAL LLC|14759
CDE|COEUR MINING, INC.|KCGM|VIRTU Americas LLC|88087
CDE|COEUR MINING, INC.|LEHM|Barclays Capital Inc./Le|3285285
CDE|COEUR MINING, INC.|LGNT|COR CLEARING LLC|11
CDE|COEUR MINING, INC.|LIME|Lime Brokerage LLC|45388
CDE|COEUR MINING, INC.|LSCI|Lek Securities Corporation|177
CDE|COEUR MINING, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
CDE|COEUR MINING, INC.|MACC|Mid Atlantic Capital Corporation|380
CDE|COEUR MINING, INC.|MAXM|Maxim Group LLC|19500
CDE|COEUR MINING, INC.|MBTS|ALLY INVEST SECURITIES LLC|1763
CDE|COEUR MINING, INC.|MCMF|Raymond James Ltd. Cds|700
CDE|COEUR MINING, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|356112
CDE|COEUR MINING, INC.|MOTF|MOTIF INVESTING, INC.|23
CDE|COEUR MINING, INC.|MSCO|MORGAN STANLEY & CO. LLC|3927578
CDE|COEUR MINING, INC.|MSPL|MORGAN STANLEY & CO. LLC|1151600
CDE|COEUR MINING, INC.|MSTX|MORGAN STANLEY & CO. LLC|451000
CDE|COEUR MINING, INC.|NFSC|National Financial Services LLC|913564
CDE|COEUR MINING, INC.|NITE|VIRTU Americas LLC|1856624
CDE|COEUR MINING, INC.|NITP|VIRTU Americas LLC|41305
CDE|COEUR MINING, INC.|NQRB|Brut, LLC|88113
CDE|COEUR MINING, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|934
CDE|COEUR MINING, INC.|OHOS|TWO SIGMA SECURITIES, LLC|32675
CDE|COEUR MINING, INC.|OLDM|OLD MISSION CAPITAL, LLC|39441
CDE|COEUR MINING, INC.|OPCO|Oppenheimer & Co. Inc.|1400
CDE|COEUR MINING, INC.|PDQM|CODA MARKETS, INC.|33356
CDE|COEUR MINING, INC.|PHLY|NASDAQ Execution Services, LLC|2000
CDE|COEUR MINING, INC.|QMSR|QUATTRO M SECURITIES INC.|2177
CDE|COEUR MINING, INC.|RBCM|RBC CAPITAL MARKETS, LLC|13049
CDE|COEUR MINING, INC.|RGLD|Regal Securities, Inc|500
CDE|COEUR MINING, INC.|RHOX|XR Securities LLC|3284
CDE|COEUR MINING, INC.|SAGL|SAGETRADER, LLC|4201
CDE|COEUR MINING, INC.|SAGW|SAGETRADER, LLC|1200
CDE|COEUR MINING, INC.|SALI|INTL FCSTONE FINANCIAL INC.|1118
CDE|COEUR MINING, INC.|SBSH|Citigroup Global Markets Inc.|123275
CDE|COEUR MINING, INC.|SGMT|GOLDMAN SACHS & CO. LLC|338138
CDE|COEUR MINING, INC.|SPDR|SPEEDROUTE LLC|3738
CDE|COEUR MINING, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
CDE|COEUR MINING, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8117
CDE|COEUR MINING, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13411
CDE|COEUR MINING, INC.|SWIM|TD Ameritrade, Inc.|270210
CDE|COEUR MINING, INC.|SWST|Hilltop Securities Inc.|4277
CDE|COEUR MINING, INC.|TKNG|ALLY INVEST SECURITIES LLC|6528
CDE|COEUR MINING, INC.|TRBT|Tradebot Systems, Inc.|348393
CDE|COEUR MINING, INC.|TRCM|TRC MARKETS LLC|40140
CDE|COEUR MINING, INC.|TWTT|TASTYWORKS, INC.|295
CDE|COEUR MINING, INC.|UBSA|UBS SECURITIES LLC|993153
CDE|COEUR MINING, INC.|UBSS|UBS Securities LLC|625882
CDE|COEUR MINING, INC.|VALX|VIRTU AMERICAS LLC|244074
CDE|COEUR MINING, INC.|VGRD|Vanguard Marketing Corporation|104282
CDE|COEUR MINING, INC.|WCHV|WELLS FARGO SECURITIES, LLC|182424
CDE|COEUR MINING, INC.|WEDB|WEDBUSH SECURITIES INC.|5000
CDE|COEUR MINING, INC.|WEED|Weeden & Co.L.P.|7900
CDE|COEUR MINING, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18093
CDE|COEUR MINING, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26866
CDE|COEUR MINING, INC.|WFPB|Wells Fargo Securities, LLC.|5000
CDE|COEUR MINING, INC.|WGIF|CIBC World Markets Inc.|175
CDE|COEUR MINING, INC.|WSEA|WOLVERINE SECURITIES, LLC|11817
CDE|COEUR MINING, INC.|XIST|INSTINET, LLC|42800
CDE|COEUR MINING, INC.|XPQR|Jump Trading|332
CDE|COEUR MINING, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|34746
CDE|COEUR MINING, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7765
CDE|COEUR MINING, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5088
CDEV|CENTENNIAL RES CMN|ABLE|NATIXIS Securities Americas LLC|41010
CDEV|CENTENNIAL RES CMN|ADAM|CANACCORD GENUITY INC.|10140
CDEV|CENTENNIAL RES CMN|ALTX|Alternet Securities Inc.|20069
CDEV|CENTENNIAL RES CMN|ANOS|ABEL/NOSER, L.L.C.|1452
CDEV|CENTENNIAL RES CMN|APCC|Apex Clearing Corporation|3026
CDEV|CENTENNIAL RES CMN|BARD|Robert W. Baird & Co. Incorporated|4166
CDEV|CENTENNIAL RES CMN|BATM|CBOE TRADING, INC.|4189
CDEV|CENTENNIAL RES CMN|BAYT|BTIG, LLC|43600
CDEV|CENTENNIAL RES CMN|BBNT|BB&T SECURITIES, LLC|1415
CDEV|CENTENNIAL RES CMN|BERN|Sanford C. Bernstein & Co., LLC|123123
CDEV|CENTENNIAL RES CMN|BIDS|BIDS TRADING L.P.|23600
CDEV|CENTENNIAL RES CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23647
CDEV|CENTENNIAL RES CMN|BLKX|INSTINET, LLC|827719
CDEV|CENTENNIAL RES CMN|BMOC|BMO Capital Markets Corp.|186520
CDEV|CENTENNIAL RES CMN|BNPX|BNP PARIBAS SECURITIES CORP.|211477
CDEV|CENTENNIAL RES CMN|BTIG|BTIG, LLC|39165
CDEV|CENTENNIAL RES CMN|BYXM|CBOE TRADING, INC.|4387
CDEV|CENTENNIAL RES CMN|CANT|Cantor Fitzgerald & Co.|575
CDEV|CENTENNIAL RES CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|127250
CDEV|CENTENNIAL RES CMN|CHAS|Charles Schwab & Co., Inc.|41088
CDEV|CENTENNIAL RES CMN|CIST|Capital Institutional Services, Inc.|4409
CDEV|CENTENNIAL RES CMN|CLSA|CLSA AMERICAS, LLC|1000
CDEV|CENTENNIAL RES CMN|COWR|Cowen and Company, LLC|120
CDEV|CENTENNIAL RES CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|820660
CDEV|CENTENNIAL RES CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
CDEV|CENTENNIAL RES CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1393482
CDEV|CENTENNIAL RES CMN|CTDL|Citadel Derivatives Group Llc|36908
CDEV|CENTENNIAL RES CMN|CTLR|CUTLER GROUP, LP|100
CDEV|CENTENNIAL RES CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|225260
CDEV|CENTENNIAL RES CMN|DADA|D.A. Davidson & Co.|630
CDEV|CENTENNIAL RES CMN|DAVA|Davenport & Company LLC|300
CDEV|CENTENNIAL RES CMN|DBAB|Deutsche Bank Securities Inc.|1644663
CDEV|CENTENNIAL RES CMN|DBAX|Deutsche Bank Securities Inc.|1161800
CDEV|CENTENNIAL RES CMN|DBUL|Deutsche Bank Securities Inc.|10668
CDEV|CENTENNIAL RES CMN|DEAN|MORGAN STANLEY|15831
CDEV|CENTENNIAL RES CMN|DEGS|RONIN PROFESSIONAL LLC|16352
CDEV|CENTENNIAL RES CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31796
CDEV|CENTENNIAL RES CMN|EBXL|EBX LLC|911400
CDEV|CENTENNIAL RES CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|31070
CDEV|CENTENNIAL RES CMN|EDJO|Edward D. Jones & Co., L.P.|2973
CDEV|CENTENNIAL RES CMN|EGAM|CBOE TRADING, INC.|71708
CDEV|CENTENNIAL RES CMN|EGAW|CBOE TRADING, INC.|600
CDEV|CENTENNIAL RES CMN|EGMT|EG MARKET TECHNOLOGIES LLC|700
CDEV|CENTENNIAL RES CMN|EGXM|CBOE TRADING, INC.|9452
CDEV|CENTENNIAL RES CMN|EGXW|CBOE TRADING, INC.|900
CDEV|CENTENNIAL RES CMN|ETBE|Electronic Transaction Clearing, Inc.|95576
CDEV|CENTENNIAL RES CMN|ETCC|Electronic Transaction Clearing, Inc.|880
CDEV|CENTENNIAL RES CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44485
CDEV|CENTENNIAL RES CMN|ETRS|E*Trade Securities LLC|246837
CDEV|CENTENNIAL RES CMN|FBCO|Credit Suisse Securities (USA) LLC|2506328
CDEV|CENTENNIAL RES CMN|FILL|Tradestation Securities, Inc.|14417
CDEV|CENTENNIAL RES CMN|FMAF|NBCN Inc./ CDS|2471
CDEV|CENTENNIAL RES CMN|FMCO|First Manhattan Co|22562
CDEV|CENTENNIAL RES CMN|FOMA|TD AMERITRADE CLEARING, INC.|465307
CDEV|CENTENNIAL RES CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|339
CDEV|CENTENNIAL RES CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|498924
CDEV|CENTENNIAL RES CMN|FTBR|Foliofn Investments, Inc.|1145
CDEV|CENTENNIAL RES CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|22920
CDEV|CENTENNIAL RES CMN|GELP|RBC CAPITAL MARKETS, LLC|135
CDEV|CENTENNIAL RES CMN|GLPX|ACS EXECUTION SERVICES, LLC|66411
CDEV|CENTENNIAL RES CMN|GSCO|GOLDMAN SACHS & CO. LLC|4163816
CDEV|CENTENNIAL RES CMN|GSCS|GOLDMAN SACHS & CO. LLC|34856
CDEV|CENTENNIAL RES CMN|GSLT|GOLDMAN SACHS & CO. LLC|19533
CDEV|CENTENNIAL RES CMN|GTSZ|GTS SECURITIES LLC|260764
CDEV|CENTENNIAL RES CMN|HAPX|HAP Trading, LLC|300
CDEV|CENTENNIAL RES CMN|HRBF|American Enterprise Investment Services Inc.|2959
CDEV|CENTENNIAL RES CMN|HSBC|HSBC Securities, Inc.|315200
CDEV|CENTENNIAL RES CMN|IATS|INTERACTIVE BROKERS LLC|38543
CDEV|CENTENNIAL RES CMN|IBKR|Interactive Brokers Llc|310318
CDEV|CENTENNIAL RES CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9772
CDEV|CENTENNIAL RES CMN|ICBX|INSTINET, LLC|303694
CDEV|CENTENNIAL RES CMN|IEQY|CITADEL SECURITIES LLC|130514
CDEV|CENTENNIAL RES CMN|INCA|INSTINET, LLC|1704068
CDEV|CENTENNIAL RES CMN|INJX|INSTINET, LLC|186657
CDEV|CENTENNIAL RES CMN|ITGI|ITG Inc.|145326
CDEV|CENTENNIAL RES CMN|ITGP|ITG INC.|590400
CDEV|CENTENNIAL RES CMN|JEFF|JEFFERIES LLC|985454
CDEV|CENTENNIAL RES CMN|JHDR|J.H. Darbie & Co., Inc.|28196
CDEV|CENTENNIAL RES CMN|JMPT|JUMP TRADING, LLC|471425
CDEV|CENTENNIAL RES CMN|JONE|JonesTrading|70636
CDEV|CENTENNIAL RES CMN|JPBX|J.P. MORGAN SECURITIES LLC|446366
CDEV|CENTENNIAL RES CMN|JPMX|J.P. Morgan Securities LLC|2841466
CDEV|CENTENNIAL RES CMN|JRCO|Johnson Rice & Company L.L.C.|892
CDEV|CENTENNIAL RES CMN|JSJX|JANE STREET CAPITAL LLC|17572
CDEV|CENTENNIAL RES CMN|KBWI|Keefe, Bruyette & Woods, Inc.|100
CDEV|CENTENNIAL RES CMN|KCGM|VIRTU Americas LLC|264754
CDEV|CENTENNIAL RES CMN|LEHM|Barclays Capital Inc./Le|3626301
CDEV|CENTENNIAL RES CMN|LIME|Lime Brokerage LLC|324228
CDEV|CENTENNIAL RES CMN|LMGP|LIME BROKERAGE LLC|100
CDEV|CENTENNIAL RES CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|68028
CDEV|CENTENNIAL RES CMN|LOOP|Loop Capital Markets LLC|5655
CDEV|CENTENNIAL RES CMN|LQNA|LIQUIDNET, INC.|2531700
CDEV|CENTENNIAL RES CMN|LQNB|LIQUIDNET, INC.|396
CDEV|CENTENNIAL RES CMN|LSCI|Lek Securities Corporation|3705
CDEV|CENTENNIAL RES CMN|LVMR|LIVERMORE TRADING GROUP, INC.|7215
CDEV|CENTENNIAL RES CMN|MACQ|Macquarie Capital (USA) Inc.|1900
CDEV|CENTENNIAL RES CMN|MAXM|Maxim Group LLC|1351
CDEV|CENTENNIAL RES CMN|MBTS|ALLY INVEST SECURITIES LLC|1200
CDEV|CENTENNIAL RES CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|497925
CDEV|CENTENNIAL RES CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
CDEV|CENTENNIAL RES CMN|MNDX|TJM Investments, LLC|15631
CDEV|CENTENNIAL RES CMN|MOTF|MOTIF INVESTING, INC.|2
CDEV|CENTENNIAL RES CMN|MSCO|MORGAN STANLEY & CO. LLC|7831411
CDEV|CENTENNIAL RES CMN|MSPL|MORGAN STANLEY & CO. LLC|1654600
CDEV|CENTENNIAL RES CMN|MSTX|MORGAN STANLEY & CO. LLC|1692600
CDEV|CENTENNIAL RES CMN|MZHO|Mizuho Securities USA LLC|32282
CDEV|CENTENNIAL RES CMN|NFSC|National Financial Services LLC|279616
CDEV|CENTENNIAL RES CMN|NITE|VIRTU Americas LLC|1099388
CDEV|CENTENNIAL RES CMN|NITP|VIRTU Americas LLC|12293
CDEV|CENTENNIAL RES CMN|NQRB|Brut, LLC|67788
CDEV|CENTENNIAL RES CMN|OGRU|Oscar Gruss & Son, Incorporated|57600
CDEV|CENTENNIAL RES CMN|OPCO|Oppenheimer & Co. Inc.|2461
CDEV|CENTENNIAL RES CMN|PCFF|Pacific International Securities Inc./CDS|300
CDEV|CENTENNIAL RES CMN|PDQM|CODA MARKETS, INC.|252107
CDEV|CENTENNIAL RES CMN|PHLY|NASDAQ Execution Services, LLC|18000
CDEV|CENTENNIAL RES CMN|PIPR|Piper Jaffray & Co.|8000
CDEV|CENTENNIAL RES CMN|PREC|PRECISION SECURITIES, LLC|16400
CDEV|CENTENNIAL RES CMN|PWJC|UBS Financial Services, Inc.|11625
CDEV|CENTENNIAL RES CMN|RAJA|Raymond James & Associates, Inc.|39208
CDEV|CENTENNIAL RES CMN|RBCM|RBC CAPITAL MARKETS, LLC|47861
CDEV|CENTENNIAL RES CMN|RGLD|Regal Securities, Inc|100
CDEV|CENTENNIAL RES CMN|RHCO|Suntrust Robinson Humphrey, Inc.|21999
CDEV|CENTENNIAL RES CMN|SAGL|SAGETRADER, LLC|162217
CDEV|CENTENNIAL RES CMN|SAGW|SAGETRADER, LLC|2296
CDEV|CENTENNIAL RES CMN|SALI|INTL FCSTONE FINANCIAL INC.|698
CDEV|CENTENNIAL RES CMN|SBSH|Citigroup Global Markets Inc.|2013754
CDEV|CENTENNIAL RES CMN|SGMT|GOLDMAN SACHS & CO. LLC|576187
CDEV|CENTENNIAL RES CMN|SOCO|Capital One Southcoast, Inc|3574
CDEV|CENTENNIAL RES CMN|SPDR|SPEEDROUTE LLC|17636
CDEV|CENTENNIAL RES CMN|SPHN|Stephens Inc.|143478
CDEV|CENTENNIAL RES CMN|STFL|Stifel, Nicolaus & Company, Incorporated|31037
CDEV|CENTENNIAL RES CMN|SWIM|TD Ameritrade, Inc.|169503
CDEV|CENTENNIAL RES CMN|TKNG|ALLY INVEST SECURITIES LLC|7785
CDEV|CENTENNIAL RES CMN|TRBT|Tradebot Systems, Inc.|1004739
CDEV|CENTENNIAL RES CMN|TRCM|TRC MARKETS LLC|551085
CDEV|CENTENNIAL RES CMN|UBSA|UBS SECURITIES LLC|2491042
CDEV|CENTENNIAL RES CMN|UBSS|UBS Securities LLC|2961310
CDEV|CENTENNIAL RES CMN|VALX|VIRTU AMERICAS LLC|25248
CDEV|CENTENNIAL RES CMN|VGRD|Vanguard Marketing Corporation|40835
CDEV|CENTENNIAL RES CMN|WCHV|WELLS FARGO SECURITIES, LLC|468755
CDEV|CENTENNIAL RES CMN|WEED|Weeden & Co.L.P.|98188
CDEV|CENTENNIAL RES CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8151
CDEV|CENTENNIAL RES CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5122
CDEV|CENTENNIAL RES CMN|WGIF|CIBC World Markets Inc.|18894
CDEV|CENTENNIAL RES CMN|WSAG|WALL STREET ACCESS|13064
CDEV|CENTENNIAL RES CMN|WSEA|WOLVERINE SECURITIES, LLC|11454
CDEV|CENTENNIAL RES CMN|XIST|INSTINET, LLC|66360
CDEV|CENTENNIAL RES CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|175554
CDEV|CENTENNIAL RES CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|13328
CDEV|CENTENNIAL RES CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11291
CDK|CDK GLOBAL, INC.|ABLE|NATIXIS Securities Americas LLC|476059
CDK|CDK GLOBAL, INC.|ALTX|Alternet Securities Inc.|12917
CDK|CDK GLOBAL, INC.|APCC|Apex Clearing Corporation|109
CDK|CDK GLOBAL, INC.|BALE|M&T SECURITIES, INC.|225
CDK|CDK GLOBAL, INC.|BANK|Primevest Financial Services, Inc.|46
CDK|CDK GLOBAL, INC.|BARD|Robert W. Baird & Co. Incorporated|1251
CDK|CDK GLOBAL, INC.|BATM|CBOE TRADING, INC.|5007
CDK|CDK GLOBAL, INC.|BAYC|BAY CREST PARTNERS, LLC|247150
CDK|CDK GLOBAL, INC.|BBNT|BB&T SECURITIES, LLC|963
CDK|CDK GLOBAL, INC.|BERN|Sanford C. Bernstein & Co., LLC|217519
CDK|CDK GLOBAL, INC.|BIDS|BIDS TRADING L.P.|7900
CDK|CDK GLOBAL, INC.|BKCM|BNY Mellon Capital Markets LLC|35750
CDK|CDK GLOBAL, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5063
CDK|CDK GLOBAL, INC.|BLKX|INSTINET, LLC|23900
CDK|CDK GLOBAL, INC.|BMOC|BMO Capital Markets Corp.|2951
CDK|CDK GLOBAL, INC.|BNCH|The Benchmark Company, LLC|12771
CDK|CDK GLOBAL, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|183362
CDK|CDK GLOBAL, INC.|BTIG|BTIG, LLC|100700
CDK|CDK GLOBAL, INC.|BYXM|CBOE TRADING, INC.|3183
CDK|CDK GLOBAL, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1066
CDK|CDK GLOBAL, INC.|CANT|Cantor Fitzgerald & Co.|765915
CDK|CDK GLOBAL, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|44400
CDK|CDK GLOBAL, INC.|CHAS|Charles Schwab & Co., Inc.|181
CDK|CDK GLOBAL, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
CDK|CDK GLOBAL, INC.|CIST|Capital Institutional Services, Inc.|35
CDK|CDK GLOBAL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|450517
CDK|CDK GLOBAL, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25176
CDK|CDK GLOBAL, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1127
CDK|CDK GLOBAL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|404259
CDK|CDK GLOBAL, INC.|CTDL|Citadel Derivatives Group Llc|18614
CDK|CDK GLOBAL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|60682
CDK|CDK GLOBAL, INC.|DADA|D.A. Davidson & Co.|112
CDK|CDK GLOBAL, INC.|DAVA|Davenport & Company LLC|300
CDK|CDK GLOBAL, INC.|DBAB|Deutsche Bank Securities Inc.|755296
CDK|CDK GLOBAL, INC.|DBAX|Deutsche Bank Securities Inc.|326900
CDK|CDK GLOBAL, INC.|DBUL|Deutsche Bank Securities Inc.|12003
CDK|CDK GLOBAL, INC.|DCHF|Dart Executions, LLC|546
CDK|CDK GLOBAL, INC.|DEAN|MORGAN STANLEY|17468
CDK|CDK GLOBAL, INC.|DEGS|RONIN PROFESSIONAL LLC|100
CDK|CDK GLOBAL, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|530
CDK|CDK GLOBAL, INC.|EBXL|EBX LLC|246800
CDK|CDK GLOBAL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3805
CDK|CDK GLOBAL, INC.|EDJO|Edward D. Jones & Co., L.P.|3177
CDK|CDK GLOBAL, INC.|EGAM|CBOE TRADING, INC.|13187
CDK|CDK GLOBAL, INC.|EGAW|CBOE TRADING, INC.|161
CDK|CDK GLOBAL, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|942
CDK|CDK GLOBAL, INC.|EGXM|CBOE TRADING, INC.|858
CDK|CDK GLOBAL, INC.|ETBE|Electronic Transaction Clearing, Inc.|32338
CDK|CDK GLOBAL, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18598
CDK|CDK GLOBAL, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|98870
CDK|CDK GLOBAL, INC.|ETRS|E*Trade Securities LLC|2570
CDK|CDK GLOBAL, INC.|FBCO|Credit Suisse Securities (USA) LLC|1569445
CDK|CDK GLOBAL, INC.|FILL|Tradestation Securities, Inc.|1733
CDK|CDK GLOBAL, INC.|FINX|FINTECH SECURITIES|156
CDK|CDK GLOBAL, INC.|FMAF|NBCN Inc./ CDS|580
CDK|CDK GLOBAL, INC.|FMCO|First Manhattan Co|15
CDK|CDK GLOBAL, INC.|FOMA|TD AMERITRADE CLEARING, INC.|25816
CDK|CDK GLOBAL, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1913
CDK|CDK GLOBAL, INC.|FQLS|Quantlab Securities LP|485349
CDK|CDK GLOBAL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|132887
CDK|CDK GLOBAL, INC.|FTBR|Foliofn Investments, Inc.|8519
CDK|CDK GLOBAL, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|25490
CDK|CDK GLOBAL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|32819
CDK|CDK GLOBAL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2448959
CDK|CDK GLOBAL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|190083
CDK|CDK GLOBAL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3481
CDK|CDK GLOBAL, INC.|GTSZ|GTS SECURITIES LLC|138201
CDK|CDK GLOBAL, INC.|HRBF|American Enterprise Investment Services Inc.|15932
CDK|CDK GLOBAL, INC.|HSBC|HSBC Securities, Inc.|223875
CDK|CDK GLOBAL, INC.|IATS|INTERACTIVE BROKERS LLC|1440
CDK|CDK GLOBAL, INC.|IBKR|Interactive Brokers Llc|42646
CDK|CDK GLOBAL, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|274
CDK|CDK GLOBAL, INC.|ICBX|INSTINET, LLC|33517
CDK|CDK GLOBAL, INC.|IEQY|CITADEL SECURITIES LLC|82341
CDK|CDK GLOBAL, INC.|INCA|INSTINET, LLC|833475
CDK|CDK GLOBAL, INC.|INJX|INSTINET, LLC|34042
CDK|CDK GLOBAL, INC.|ITGI|ITG Inc.|27519
CDK|CDK GLOBAL, INC.|ITGP|ITG INC.|112200
CDK|CDK GLOBAL, INC.|JANY|Janney Montgomery Scott Inc.|10491
CDK|CDK GLOBAL, INC.|JEFF|JEFFERIES LLC|174479
CDK|CDK GLOBAL, INC.|JMPT|JUMP TRADING, LLC|143249
CDK|CDK GLOBAL, INC.|JONE|JonesTrading|113
CDK|CDK GLOBAL, INC.|JPBX|J.P. MORGAN SECURITIES LLC|74868
CDK|CDK GLOBAL, INC.|JPMX|J.P. Morgan Securities LLC|475787
CDK|CDK GLOBAL, INC.|JSJX|JANE STREET CAPITAL LLC|15554
CDK|CDK GLOBAL, INC.|KCGM|VIRTU Americas LLC|118044
CDK|CDK GLOBAL, INC.|LEHM|Barclays Capital Inc./Le|1368628
CDK|CDK GLOBAL, INC.|LIME|Lime Brokerage LLC|228653
CDK|CDK GLOBAL, INC.|LMGP|LIME BROKERAGE LLC|3800
CDK|CDK GLOBAL, INC.|LOOP|Loop Capital Markets LLC|93
CDK|CDK GLOBAL, INC.|LQNA|LIQUIDNET, INC.|93300
CDK|CDK GLOBAL, INC.|LQNB|LIQUIDNET, INC.|2000
CDK|CDK GLOBAL, INC.|LSCI|Lek Securities Corporation|330
CDK|CDK GLOBAL, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CDK|CDK GLOBAL, INC.|MACC|Mid Atlantic Capital Corporation|39
CDK|CDK GLOBAL, INC.|MCMF|Raymond James Ltd. Cds|26
CDK|CDK GLOBAL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|111965
CDK|CDK GLOBAL, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
CDK|CDK GLOBAL, INC.|MOTF|MOTIF INVESTING, INC.|1
CDK|CDK GLOBAL, INC.|MSCO|MORGAN STANLEY & CO. LLC|6416624
CDK|CDK GLOBAL, INC.|MSPL|MORGAN STANLEY & CO. LLC|462900
CDK|CDK GLOBAL, INC.|MSTX|MORGAN STANLEY & CO. LLC|128500
CDK|CDK GLOBAL, INC.|NATL|National Securities Corporation|78
CDK|CDK GLOBAL, INC.|NFSC|National Financial Services LLC|165101
CDK|CDK GLOBAL, INC.|NITE|VIRTU Americas LLC|425113
CDK|CDK GLOBAL, INC.|NITP|VIRTU Americas LLC|5628
CDK|CDK GLOBAL, INC.|NMRA|Nomura Securities International, Inc.|129186
CDK|CDK GLOBAL, INC.|NQRB|Brut, LLC|19860
CDK|CDK GLOBAL, INC.|NTRC|Northern Trust Securities, Inc.|408
CDK|CDK GLOBAL, INC.|OPCO|Oppenheimer & Co. Inc.|3961198
CDK|CDK GLOBAL, INC.|PDQM|CODA MARKETS, INC.|86729
CDK|CDK GLOBAL, INC.|PWJC|UBS Financial Services, Inc.|3411
CDK|CDK GLOBAL, INC.|RAJA|Raymond James & Associates, Inc.|58955
CDK|CDK GLOBAL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|20188
CDK|CDK GLOBAL, INC.|SAGL|SAGETRADER, LLC|4923
CDK|CDK GLOBAL, INC.|SAGW|SAGETRADER, LLC|200
CDK|CDK GLOBAL, INC.|SBSH|Citigroup Global Markets Inc.|935983
CDK|CDK GLOBAL, INC.|SEIC|SEI Investments Distribution Co.|200
CDK|CDK GLOBAL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|204522
CDK|CDK GLOBAL, INC.|SJLS|TRADE INFORMATICS LLC|100
CDK|CDK GLOBAL, INC.|SPDR|SPEEDROUTE LLC|12662
CDK|CDK GLOBAL, INC.|SPHN|Stephens Inc.|1
CDK|CDK GLOBAL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|710
CDK|CDK GLOBAL, INC.|SWIM|TD Ameritrade, Inc.|337
CDK|CDK GLOBAL, INC.|SWST|Hilltop Securities Inc.|66
CDK|CDK GLOBAL, INC.|TAGC|TELSEY ADVISORY GROUP LLC|465
CDK|CDK GLOBAL, INC.|TKNG|ALLY INVEST SECURITIES LLC|3
CDK|CDK GLOBAL, INC.|TONC|CUTTONE & CO., LLC|1620
CDK|CDK GLOBAL, INC.|TOUR|TOURMALINE PARTNERS, LLC|23100
CDK|CDK GLOBAL, INC.|TRBT|Tradebot Systems, Inc.|295893
CDK|CDK GLOBAL, INC.|TRCM|TRC MARKETS LLC|152975
CDK|CDK GLOBAL, INC.|UBSA|UBS SECURITIES LLC|541585
CDK|CDK GLOBAL, INC.|UBSS|UBS Securities LLC|1732734
CDK|CDK GLOBAL, INC.|VALX|VIRTU AMERICAS LLC|6447
CDK|CDK GLOBAL, INC.|VGRD|Vanguard Marketing Corporation|6686
CDK|CDK GLOBAL, INC.|VNDM|Wall Street Access|40630
CDK|CDK GLOBAL, INC.|WABR|Wall Street Access|10514
CDK|CDK GLOBAL, INC.|WBET|Wallachbeth Capital LLC|1236
CDK|CDK GLOBAL, INC.|WBLR|WILLIAM BLAIR|2084
CDK|CDK GLOBAL, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|400
CDK|CDK GLOBAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|329766
CDK|CDK GLOBAL, INC.|WDNX|WEEDEN & CO.L.P.|1360
CDK|CDK GLOBAL, INC.|WEDB|WEDBUSH SECURITIES INC.|34
CDK|CDK GLOBAL, INC.|WEED|Weeden & Co.L.P.|1021
CDK|CDK GLOBAL, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2398
CDK|CDK GLOBAL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21150
CDK|CDK GLOBAL, INC.|WGIF|CIBC World Markets Inc.|3
CDK|CDK GLOBAL, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|157
CDK|CDK GLOBAL, INC.|WSEA|WOLVERINE SECURITIES, LLC|895
CDK|CDK GLOBAL, INC.|XIST|INSTINET, LLC|15588
CDK|CDK GLOBAL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|32216
CDK|CDK GLOBAL, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2710
CDK|CDK GLOBAL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4498
CDL|VICTORYSHS US LRG CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|91
CDL|VICTORYSHS US LRG CP|CANT|Cantor Fitzgerald & Co.|13173
CDL|VICTORYSHS US LRG CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600
CDL|VICTORYSHS US LRG CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4951
CDL|VICTORYSHS US LRG CP|DBAX|Deutsche Bank Securities Inc.|2600
CDL|VICTORYSHS US LRG CP|DEAN|MORGAN STANLEY|1668
CDL|VICTORYSHS US LRG CP|EBXL|EBX LLC|3100
CDL|VICTORYSHS US LRG CP|EDJO|Edward D. Jones & Co., L.P.|32042
CDL|VICTORYSHS US LRG CP|ETRS|E*Trade Securities LLC|3
CDL|VICTORYSHS US LRG CP|FBCO|Credit Suisse Securities (USA) LLC|5604
CDL|VICTORYSHS US LRG CP|FOMA|TD AMERITRADE CLEARING, INC.|133
CDL|VICTORYSHS US LRG CP|GEBB|GLOBAL EXECUTION BROKERS, LP|177
CDL|VICTORYSHS US LRG CP|GTSZ|GTS SECURITIES LLC|90
CDL|VICTORYSHS US LRG CP|IATS|INTERACTIVE BROKERS LLC|96
CDL|VICTORYSHS US LRG CP|IBKR|Interactive Brokers Llc|3221
CDL|VICTORYSHS US LRG CP|ICBX|INSTINET, LLC|2155
CDL|VICTORYSHS US LRG CP|INCA|INSTINET, LLC|300
CDL|VICTORYSHS US LRG CP|ITGI|ITG Inc.|7601
CDL|VICTORYSHS US LRG CP|JPMX|J.P. Morgan Securities LLC|2200
CDL|VICTORYSHS US LRG CP|JSJX|JANE STREET CAPITAL LLC|28895
CDL|VICTORYSHS US LRG CP|KCGM|VIRTU Americas LLC|1174
CDL|VICTORYSHS US LRG CP|LEHM|Barclays Capital Inc./Le|5600
CDL|VICTORYSHS US LRG CP|LIME|Lime Brokerage LLC|5641
CDL|VICTORYSHS US LRG CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3322
CDL|VICTORYSHS US LRG CP|MSCO|MORGAN STANLEY & CO. LLC|11100
CDL|VICTORYSHS US LRG CP|MSPL|MORGAN STANLEY & CO. LLC|300
CDL|VICTORYSHS US LRG CP|NFSC|National Financial Services LLC|3478
CDL|VICTORYSHS US LRG CP|NITE|VIRTU Americas LLC|61299
CDL|VICTORYSHS US LRG CP|RAJA|Raymond James & Associates, Inc.|3855
CDL|VICTORYSHS US LRG CP|RBCM|RBC CAPITAL MARKETS, LLC|10083
CDL|VICTORYSHS US LRG CP|SBSH|Citigroup Global Markets Inc.|1668
CDL|VICTORYSHS US LRG CP|SGMT|GOLDMAN SACHS & CO. LLC|1200
CDL|VICTORYSHS US LRG CP|STFL|Stifel, Nicolaus & Company, Incorporated|530
CDL|VICTORYSHS US LRG CP|TRCM|TRC MARKETS LLC|4
CDL|VICTORYSHS US LRG CP|UBSA|UBS SECURITIES LLC|2872
CDL|VICTORYSHS US LRG CP|UBSS|UBS Securities LLC|3257
CDL|VICTORYSHS US LRG CP|VGRD|Vanguard Marketing Corporation|42
CDL|VICTORYSHS US LRG CP|VNDM|Wall Street Access|392
CDL|VICTORYSHS US LRG CP|WCHV|WELLS FARGO SECURITIES, LLC|1005
CDL|VICTORYSHS US LRG CP|WSEA|WOLVERINE SECURITIES, LLC|1
CDL|VICTORYSHS US LRG CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33426
CDLX|CARDLYTICS, INC. CM|ALTX|Alternet Securities Inc.|14144
CDLX|CARDLYTICS, INC. CM|APCC|Apex Clearing Corporation|2631
CDLX|CARDLYTICS, INC. CM|BATM|CBOE TRADING, INC.|924
CDLX|CARDLYTICS, INC. CM|BAYC|BAY CREST PARTNERS, LLC|421
CDLX|CARDLYTICS, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|3300
CDLX|CARDLYTICS, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
CDLX|CARDLYTICS, INC. CM|BMOC|BMO Capital Markets Corp.|885
CDLX|CARDLYTICS, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|417
CDLX|CARDLYTICS, INC. CM|BTIG|BTIG, LLC|49
CDLX|CARDLYTICS, INC. CM|BYXM|CBOE TRADING, INC.|600
CDLX|CARDLYTICS, INC. CM|CANT|Cantor Fitzgerald & Co.|3040
CDLX|CARDLYTICS, INC. CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|14874
CDLX|CARDLYTICS, INC. CM|CHLM|Craig-Hallum Capital Group LLC|600
CDLX|CARDLYTICS, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47258
CDLX|CARDLYTICS, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32307
CDLX|CARDLYTICS, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50620
CDLX|CARDLYTICS, INC. CM|CTDL|Citadel Derivatives Group Llc|12714
CDLX|CARDLYTICS, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7912
CDLX|CARDLYTICS, INC. CM|DBAB|Deutsche Bank Securities Inc.|56100
CDLX|CARDLYTICS, INC. CM|DBAX|Deutsche Bank Securities Inc.|47300
CDLX|CARDLYTICS, INC. CM|DEAN|MORGAN STANLEY|100
CDLX|CARDLYTICS, INC. CM|DEGS|RONIN PROFESSIONAL LLC|18459
CDLX|CARDLYTICS, INC. CM|EBXL|EBX LLC|41500
CDLX|CARDLYTICS, INC. CM|EGAM|CBOE TRADING, INC.|1054
CDLX|CARDLYTICS, INC. CM|EGAW|CBOE TRADING, INC.|300
CDLX|CARDLYTICS, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
CDLX|CARDLYTICS, INC. CM|EGXM|CBOE TRADING, INC.|635
CDLX|CARDLYTICS, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|3063
CDLX|CARDLYTICS, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15597
CDLX|CARDLYTICS, INC. CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|7
CDLX|CARDLYTICS, INC. CM|ETRS|E*Trade Securities LLC|11281
CDLX|CARDLYTICS, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|89284
CDLX|CARDLYTICS, INC. CM|FILL|Tradestation Securities, Inc.|15
CDLX|CARDLYTICS, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|182803
CDLX|CARDLYTICS, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2495
CDLX|CARDLYTICS, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36925
CDLX|CARDLYTICS, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3231
CDLX|CARDLYTICS, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|52322
CDLX|CARDLYTICS, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|171001
CDLX|CARDLYTICS, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|900
CDLX|CARDLYTICS, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|100
CDLX|CARDLYTICS, INC. CM|GTSZ|GTS SECURITIES LLC|49717
CDLX|CARDLYTICS, INC. CM|HRBF|American Enterprise Investment Services Inc.|2000
CDLX|CARDLYTICS, INC. CM|HSBC|HSBC Securities, Inc.|178
CDLX|CARDLYTICS, INC. CM|IATS|INTERACTIVE BROKERS LLC|8338
CDLX|CARDLYTICS, INC. CM|IBKR|Interactive Brokers Llc|49972
CDLX|CARDLYTICS, INC. CM|ICBX|INSTINET, LLC|19100
CDLX|CARDLYTICS, INC. CM|IEQY|CITADEL SECURITIES LLC|14683
CDLX|CARDLYTICS, INC. CM|INCA|INSTINET, LLC|118590
CDLX|CARDLYTICS, INC. CM|INJX|INSTINET, LLC|4888
CDLX|CARDLYTICS, INC. CM|ITGI|ITG Inc.|11369
CDLX|CARDLYTICS, INC. CM|ITGP|ITG INC.|76400
CDLX|CARDLYTICS, INC. CM|JEFF|JEFFERIES LLC|38424
CDLX|CARDLYTICS, INC. CM|JHDR|J.H. Darbie & Co., Inc.|800
CDLX|CARDLYTICS, INC. CM|JMPT|JUMP TRADING, LLC|7912
CDLX|CARDLYTICS, INC. CM|JONE|JonesTrading|25575
CDLX|CARDLYTICS, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|2183
CDLX|CARDLYTICS, INC. CM|JPMX|J.P. Morgan Securities LLC|55686
CDLX|CARDLYTICS, INC. CM|JSJX|JANE STREET CAPITAL LLC|4116
CDLX|CARDLYTICS, INC. CM|KCGM|VIRTU Americas LLC|9537
CDLX|CARDLYTICS, INC. CM|LEHM|Barclays Capital Inc./Le|163071
CDLX|CARDLYTICS, INC. CM|LIME|Lime Brokerage LLC|57113
CDLX|CARDLYTICS, INC. CM|LMGP|LIME BROKERAGE LLC|2800
CDLX|CARDLYTICS, INC. CM|LQNA|LIQUIDNET, INC.|23100
CDLX|CARDLYTICS, INC. CM|MAXM|Maxim Group LLC|36771
CDLX|CARDLYTICS, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31500
CDLX|CARDLYTICS, INC. CM|MOTF|MOTIF INVESTING, INC.|8
CDLX|CARDLYTICS, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|299068
CDLX|CARDLYTICS, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|59100
CDLX|CARDLYTICS, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|3400
CDLX|CARDLYTICS, INC. CM|NATL|National Securities Corporation|500
CDLX|CARDLYTICS, INC. CM|NFSC|National Financial Services LLC|114181
CDLX|CARDLYTICS, INC. CM|NITE|VIRTU Americas LLC|145107
CDLX|CARDLYTICS, INC. CM|NITP|VIRTU Americas LLC|2110
CDLX|CARDLYTICS, INC. CM|NQRB|Brut, LLC|2140
CDLX|CARDLYTICS, INC. CM|OPCO|Oppenheimer & Co. Inc.|500
CDLX|CARDLYTICS, INC. CM|PDQM|CODA MARKETS, INC.|93378
CDLX|CARDLYTICS, INC. CM|PNSR|Penserra Securities, LLC|2584
CDLX|CARDLYTICS, INC. CM|RAJA|Raymond James & Associates, Inc.|8591
CDLX|CARDLYTICS, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|6171
CDLX|CARDLYTICS, INC. CM|SAGL|SAGETRADER, LLC|8615
CDLX|CARDLYTICS, INC. CM|SBSH|Citigroup Global Markets Inc.|20443
CDLX|CARDLYTICS, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|20711
CDLX|CARDLYTICS, INC. CM|SPDR|SPEEDROUTE LLC|10703
CDLX|CARDLYTICS, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|75188
CDLX|CARDLYTICS, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|1439
CDLX|CARDLYTICS, INC. CM|SWIM|TD Ameritrade, Inc.|21264
CDLX|CARDLYTICS, INC. CM|SWST|Hilltop Securities Inc.|150
CDLX|CARDLYTICS, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|230
CDLX|CARDLYTICS, INC. CM|TRBT|Tradebot Systems, Inc.|23247
CDLX|CARDLYTICS, INC. CM|TRCM|TRC MARKETS LLC|23501
CDLX|CARDLYTICS, INC. CM|UBSA|UBS SECURITIES LLC|136120
CDLX|CARDLYTICS, INC. CM|UBSS|UBS Securities LLC|188398
CDLX|CARDLYTICS, INC. CM|VALX|VIRTU AMERICAS LLC|5099
CDLX|CARDLYTICS, INC. CM|VGRD|Vanguard Marketing Corporation|379
CDLX|CARDLYTICS, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|22134
CDLX|CARDLYTICS, INC. CM|WEED|Weeden & Co.L.P.|598
CDLX|CARDLYTICS, INC. CM|WGIF|CIBC World Markets Inc.|2376
CDLX|CARDLYTICS, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|1102
CDLX|CARDLYTICS, INC. CM|XIST|INSTINET, LLC|4350
CDLX|CARDLYTICS, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|16928
CDLX|CARDLYTICS, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|18108
CDMO|AVID BIOSVCS INC|ALTX|Alternet Securities Inc.|2450
CDMO|AVID BIOSVCS INC|APCC|Apex Clearing Corporation|6583
CDMO|AVID BIOSVCS INC|BATM|CBOE TRADING, INC.|503
CDMO|AVID BIOSVCS INC|BAYC|BAY CREST PARTNERS, LLC|3652
CDMO|AVID BIOSVCS INC|BERN|Sanford C. Bernstein & Co., LLC|500
CDMO|AVID BIOSVCS INC|BIMI|Banca IMI Securities Corp.|2973
CDMO|AVID BIOSVCS INC|BLKX|INSTINET, LLC|12300
CDMO|AVID BIOSVCS INC|BMOC|BMO Capital Markets Corp.|3821
CDMO|AVID BIOSVCS INC|BNPX|BNP PARIBAS SECURITIES CORP.|3972
CDMO|AVID BIOSVCS INC|BTIG|BTIG, LLC|14953
CDMO|AVID BIOSVCS INC|BYXM|CBOE TRADING, INC.|6
CDMO|AVID BIOSVCS INC|CHAS|Charles Schwab & Co., Inc.|1400
CDMO|AVID BIOSVCS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7
CDMO|AVID BIOSVCS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|611
CDMO|AVID BIOSVCS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
CDMO|AVID BIOSVCS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81196
CDMO|AVID BIOSVCS INC|CTDL|Citadel Derivatives Group Llc|18260
CDMO|AVID BIOSVCS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2298
CDMO|AVID BIOSVCS INC|DBAB|Deutsche Bank Securities Inc.|501167
CDMO|AVID BIOSVCS INC|DBAX|Deutsche Bank Securities Inc.|37300
CDMO|AVID BIOSVCS INC|DEAN|MORGAN STANLEY|436
CDMO|AVID BIOSVCS INC|DOTC|Dougherty & Company LLC|2600
CDMO|AVID BIOSVCS INC|DRWK|DRW SECURITIES, L.L.C.|7992
CDMO|AVID BIOSVCS INC|EBXL|EBX LLC|43700
CDMO|AVID BIOSVCS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1262
CDMO|AVID BIOSVCS INC|EDJO|Edward D. Jones & Co., L.P.|826
CDMO|AVID BIOSVCS INC|EGAM|CBOE TRADING, INC.|4415
CDMO|AVID BIOSVCS INC|EGXM|CBOE TRADING, INC.|4196
CDMO|AVID BIOSVCS INC|EGXW|CBOE TRADING, INC.|30000
CDMO|AVID BIOSVCS INC|ETBE|Electronic Transaction Clearing, Inc.|42654
CDMO|AVID BIOSVCS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12105
CDMO|AVID BIOSVCS INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3400
CDMO|AVID BIOSVCS INC|ETRS|E*Trade Securities LLC|416893
CDMO|AVID BIOSVCS INC|FBCO|Credit Suisse Securities (USA) LLC|213806
CDMO|AVID BIOSVCS INC|FILL|Tradestation Securities, Inc.|4400
CDMO|AVID BIOSVCS INC|FMAF|NBCN Inc./ CDS|683
CDMO|AVID BIOSVCS INC|FOMA|TD AMERITRADE CLEARING, INC.|412702
CDMO|AVID BIOSVCS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26701
CDMO|AVID BIOSVCS INC|FTBR|Foliofn Investments, Inc.|413
CDMO|AVID BIOSVCS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|30901
CDMO|AVID BIOSVCS INC|GLPX|ACS EXECUTION SERVICES, LLC|3335
CDMO|AVID BIOSVCS INC|GSCO|GOLDMAN SACHS & CO. LLC|2211102
CDMO|AVID BIOSVCS INC|GSCS|GOLDMAN SACHS & CO. LLC|411998
CDMO|AVID BIOSVCS INC|GSLT|GOLDMAN SACHS & CO. LLC|20398
CDMO|AVID BIOSVCS INC|GTSZ|GTS SECURITIES LLC|14998
CDMO|AVID BIOSVCS INC|HRBF|American Enterprise Investment Services Inc.|1229
CDMO|AVID BIOSVCS INC|HSBC|HSBC Securities, Inc.|3305
CDMO|AVID BIOSVCS INC|IATS|INTERACTIVE BROKERS LLC|23207
CDMO|AVID BIOSVCS INC|IBKR|Interactive Brokers Llc|218832
CDMO|AVID BIOSVCS INC|ICBX|INSTINET, LLC|10130
CDMO|AVID BIOSVCS INC|IEQY|CITADEL SECURITIES LLC|13155
CDMO|AVID BIOSVCS INC|INCA|INSTINET, LLC|131925
CDMO|AVID BIOSVCS INC|INJX|INSTINET, LLC|6054
CDMO|AVID BIOSVCS INC|ITGI|ITG Inc.|5648
CDMO|AVID BIOSVCS INC|ITGP|ITG INC.|31400
CDMO|AVID BIOSVCS INC|JANY|Janney Montgomery Scott Inc.|59124
CDMO|AVID BIOSVCS INC|JEFF|JEFFERIES LLC|27321
CDMO|AVID BIOSVCS INC|JMPT|JUMP TRADING, LLC|21055
CDMO|AVID BIOSVCS INC|JPBX|J.P. MORGAN SECURITIES LLC|3508
CDMO|AVID BIOSVCS INC|JPMX|J.P. Morgan Securities LLC|130436
CDMO|AVID BIOSVCS INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|20174
CDMO|AVID BIOSVCS INC|JSJX|JANE STREET CAPITAL LLC|40518
CDMO|AVID BIOSVCS INC|KCGM|VIRTU Americas LLC|22278
CDMO|AVID BIOSVCS INC|LEHM|Barclays Capital Inc./Le|907528
CDMO|AVID BIOSVCS INC|LIME|Lime Brokerage LLC|167001
CDMO|AVID BIOSVCS INC|LMGP|LIME BROKERAGE LLC|26758
CDMO|AVID BIOSVCS INC|LOOP|Loop Capital Markets LLC|12516
CDMO|AVID BIOSVCS INC|LQNA|LIQUIDNET, INC.|31400
CDMO|AVID BIOSVCS INC|LSCI|Lek Securities Corporation|100
CDMO|AVID BIOSVCS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3595
CDMO|AVID BIOSVCS INC|MACQ|Macquarie Capital (USA) Inc.|4714
CDMO|AVID BIOSVCS INC|MAXM|Maxim Group LLC|3967
CDMO|AVID BIOSVCS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93454
CDMO|AVID BIOSVCS INC|MSCO|MORGAN STANLEY & CO. LLC|2514438
CDMO|AVID BIOSVCS INC|MSPL|MORGAN STANLEY & CO. LLC|69500
CDMO|AVID BIOSVCS INC|MSTX|MORGAN STANLEY & CO. LLC|101100
CDMO|AVID BIOSVCS INC|NATL|National Securities Corporation|3000
CDMO|AVID BIOSVCS INC|NFSC|National Financial Services LLC|337256
CDMO|AVID BIOSVCS INC|NITE|VIRTU Americas LLC|741723
CDMO|AVID BIOSVCS INC|NITP|VIRTU Americas LLC|2900
CDMO|AVID BIOSVCS INC|NQRB|Brut, LLC|4100
CDMO|AVID BIOSVCS INC|OPCO|Oppenheimer & Co. Inc.|816
CDMO|AVID BIOSVCS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2660
CDMO|AVID BIOSVCS INC|PDQM|CODA MARKETS, INC.|18707
CDMO|AVID BIOSVCS INC|PWJC|UBS Financial Services, Inc.|13
CDMO|AVID BIOSVCS INC|RAJA|Raymond James & Associates, Inc.|377
CDMO|AVID BIOSVCS INC|RBCM|RBC CAPITAL MARKETS, LLC|9820
CDMO|AVID BIOSVCS INC|ROTH|Roth Capital Partners, LLC|5000
CDMO|AVID BIOSVCS INC|SALI|INTL FCSTONE FINANCIAL INC.|29
CDMO|AVID BIOSVCS INC|SBSH|Citigroup Global Markets Inc.|226488
CDMO|AVID BIOSVCS INC|SGMT|GOLDMAN SACHS & CO. LLC|20813
CDMO|AVID BIOSVCS INC|SPDR|SPEEDROUTE LLC|1600
CDMO|AVID BIOSVCS INC|STFL|Stifel, Nicolaus & Company, Incorporated|11774
CDMO|AVID BIOSVCS INC|SWIM|TD Ameritrade, Inc.|148787
CDMO|AVID BIOSVCS INC|SWST|Hilltop Securities Inc.|1415
CDMO|AVID BIOSVCS INC|TKNG|ALLY INVEST SECURITIES LLC|358
CDMO|AVID BIOSVCS INC|TRBT|Tradebot Systems, Inc.|105708
CDMO|AVID BIOSVCS INC|TRCM|TRC MARKETS LLC|57587
CDMO|AVID BIOSVCS INC|TWTT|TASTYWORKS, INC.|1000
CDMO|AVID BIOSVCS INC|UBSA|UBS SECURITIES LLC|287485
CDMO|AVID BIOSVCS INC|UBSS|UBS Securities LLC|2175475
CDMO|AVID BIOSVCS INC|VALX|VIRTU AMERICAS LLC|4547
CDMO|AVID BIOSVCS INC|VGRD|Vanguard Marketing Corporation|4517
CDMO|AVID BIOSVCS INC|VSIN|Vision Financial Markets Llc|400
CDMO|AVID BIOSVCS INC|WCHV|WELLS FARGO SECURITIES, LLC|144140
CDMO|AVID BIOSVCS INC|WDNX|WEEDEN & CO.L.P.|7816
CDMO|AVID BIOSVCS INC|WEDB|WEDBUSH SECURITIES INC.|2293
CDMO|AVID BIOSVCS INC|WEED|Weeden & Co.L.P.|146437
CDMO|AVID BIOSVCS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2198
CDMO|AVID BIOSVCS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5157
CDMO|AVID BIOSVCS INC|WFPB|Wells Fargo Securities, LLC.|17361
CDMO|AVID BIOSVCS INC|WGIF|CIBC World Markets Inc.|6652
CDMO|AVID BIOSVCS INC|WSEA|WOLVERINE SECURITIES, LLC|12869
CDMO|AVID BIOSVCS INC|XIST|INSTINET, LLC|6600
CDMO|AVID BIOSVCS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|50460
CDMO|AVID BIOSVCS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1640
CDMO|AVID BIOSVCS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22722
CDMOP|AVID BIOSVCS PFD E|BATM|CBOE TRADING, INC.|319
CDMOP|AVID BIOSVCS PFD E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|182
CDMOP|AVID BIOSVCS PFD E|ETRS|E*Trade Securities LLC|1010
CDMOP|AVID BIOSVCS PFD E|FOMA|TD AMERITRADE CLEARING, INC.|3359
CDMOP|AVID BIOSVCS PFD E|FTBR|Foliofn Investments, Inc.|1
CDMOP|AVID BIOSVCS PFD E|GTSZ|GTS SECURITIES LLC|225
CDMOP|AVID BIOSVCS PFD E|IATS|INTERACTIVE BROKERS LLC|15
CDMOP|AVID BIOSVCS PFD E|IBKR|Interactive Brokers Llc|558
CDMOP|AVID BIOSVCS PFD E|INCA|INSTINET, LLC|100
CDMOP|AVID BIOSVCS PFD E|LIME|Lime Brokerage LLC|1601
CDMOP|AVID BIOSVCS PFD E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|22
CDMOP|AVID BIOSVCS PFD E|MSCO|MORGAN STANLEY & CO. LLC|1187
CDMOP|AVID BIOSVCS PFD E|NFSC|National Financial Services LLC|8859
CDMOP|AVID BIOSVCS PFD E|NITE|VIRTU Americas LLC|10811
CDMOP|AVID BIOSVCS PFD E|RBCM|RBC CAPITAL MARKETS, LLC|190
CDMOP|AVID BIOSVCS PFD E|SWIM|TD Ameritrade, Inc.|250
CDMOP|AVID BIOSVCS PFD E|TKNG|ALLY INVEST SECURITIES LLC|50
CDMOP|AVID BIOSVCS PFD E|UBSA|UBS SECURITIES LLC|919
CDMOP|AVID BIOSVCS PFD E|UBSS|UBS Securities LLC|811
CDMOP|AVID BIOSVCS PFD E|VGRD|Vanguard Marketing Corporation|200
CDMOP|AVID BIOSVCS PFD E|WCHV|WELLS FARGO SECURITIES, LLC|244
CDNA|CAREDX, INC. CMN|AGIS|Aegis Capital Corp.|684
CDNA|CAREDX, INC. CMN|ALTX|Alternet Securities Inc.|97826
CDNA|CAREDX, INC. CMN|APCC|Apex Clearing Corporation|13859
CDNA|CAREDX, INC. CMN|AQUA|AQUA SECURITIES L.P.|14000
CDNA|CAREDX, INC. CMN|BANK|Primevest Financial Services, Inc.|100
CDNA|CAREDX, INC. CMN|BARD|Robert W. Baird & Co. Incorporated|1883
CDNA|CAREDX, INC. CMN|BATM|CBOE TRADING, INC.|17630
CDNA|CAREDX, INC. CMN|BAYC|BAY CREST PARTNERS, LLC|15169
CDNA|CAREDX, INC. CMN|BAYT|BTIG, LLC|3000
CDNA|CAREDX, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|18076
CDNA|CAREDX, INC. CMN|BIMI|Banca IMI Securities Corp.|3441
CDNA|CAREDX, INC. CMN|BKCM|BNY Mellon Capital Markets LLC|550
CDNA|CAREDX, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1681
CDNA|CAREDX, INC. CMN|BLKX|INSTINET, LLC|147370
CDNA|CAREDX, INC. CMN|BMOC|BMO Capital Markets Corp.|2438
CDNA|CAREDX, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2610
CDNA|CAREDX, INC. CMN|BTIG|BTIG, LLC|3565
CDNA|CAREDX, INC. CMN|BYXM|CBOE TRADING, INC.|9935
CDNA|CAREDX, INC. CMN|CANT|Cantor Fitzgerald & Co.|169
CDNA|CAREDX, INC. CMN|CBRA|Cobra Trading, Inc.|800
CDNA|CAREDX, INC. CMN|CHAS|Charles Schwab & Co., Inc.|7010
CDNA|CAREDX, INC. CMN|CHLM|Craig-Hallum Capital Group LLC|745531
CDNA|CAREDX, INC. CMN|CIST|Capital Institutional Services, Inc.|42
CDNA|CAREDX, INC. CMN|CLSA|CLSA AMERICAS, LLC|100
CDNA|CAREDX, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|350445
CDNA|CAREDX, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50052
CDNA|CAREDX, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12850
CDNA|CAREDX, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|441446
CDNA|CAREDX, INC. CMN|CTDL|Citadel Derivatives Group Llc|14442
CDNA|CAREDX, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|94332
CDNA|CAREDX, INC. CMN|DADA|D.A. Davidson & Co.|800
CDNA|CAREDX, INC. CMN|DBAB|Deutsche Bank Securities Inc.|553992
CDNA|CAREDX, INC. CMN|DBAX|Deutsche Bank Securities Inc.|200400
CDNA|CAREDX, INC. CMN|DBUL|Deutsche Bank Securities Inc.|100
CDNA|CAREDX, INC. CMN|DEAN|MORGAN STANLEY|1540
CDNA|CAREDX, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|21147
CDNA|CAREDX, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2211
CDNA|CAREDX, INC. CMN|DOTC|Dougherty & Company LLC|6500
CDNA|CAREDX, INC. CMN|DRWK|DRW SECURITIES, L.L.C.|155
CDNA|CAREDX, INC. CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|76860
CDNA|CAREDX, INC. CMN|EBXL|EBX LLC|217800
CDNA|CAREDX, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|74939
CDNA|CAREDX, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|1279
CDNA|CAREDX, INC. CMN|EGAM|CBOE TRADING, INC.|80131
CDNA|CAREDX, INC. CMN|EGAW|CBOE TRADING, INC.|730
CDNA|CAREDX, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|520
CDNA|CAREDX, INC. CMN|EGXM|CBOE TRADING, INC.|16833
CDNA|CAREDX, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|126138
CDNA|CAREDX, INC. CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|55055
CDNA|CAREDX, INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11476
CDNA|CAREDX, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30481
CDNA|CAREDX, INC. CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|497
CDNA|CAREDX, INC. CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CDNA|CAREDX, INC. CMN|ETRS|E*Trade Securities LLC|359299
CDNA|CAREDX, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|951085
CDNA|CAREDX, INC. CMN|FBSB|U.S. Bancorp Investments, Inc.|300
CDNA|CAREDX, INC. CMN|FILL|Tradestation Securities, Inc.|26446
CDNA|CAREDX, INC. CMN|FMAF|NBCN Inc./ CDS|1870
CDNA|CAREDX, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|557272
CDNA|CAREDX, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6345
CDNA|CAREDX, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|253879
CDNA|CAREDX, INC. CMN|FTBR|Foliofn Investments, Inc.|222
CDNA|CAREDX, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|15762
CDNA|CAREDX, INC. CMN|GLIS|TD Securities Inc|539
CDNA|CAREDX, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|83247
CDNA|CAREDX, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|1776023
CDNA|CAREDX, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|171877
CDNA|CAREDX, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|32762
CDNA|CAREDX, INC. CMN|GTSZ|GTS SECURITIES LLC|27880
CDNA|CAREDX, INC. CMN|HRBF|American Enterprise Investment Services Inc.|2381
CDNA|CAREDX, INC. CMN|HSBC|HSBC Securities, Inc.|100
CDNA|CAREDX, INC. CMN|IATS|INTERACTIVE BROKERS LLC|54355
CDNA|CAREDX, INC. CMN|IBKR|Interactive Brokers Llc|412887
CDNA|CAREDX, INC. CMN|ICBX|INSTINET, LLC|250510
CDNA|CAREDX, INC. CMN|IEQY|CITADEL SECURITIES LLC|19461
CDNA|CAREDX, INC. CMN|INCA|INSTINET, LLC|1084811
CDNA|CAREDX, INC. CMN|INJX|INSTINET, LLC|97597
CDNA|CAREDX, INC. CMN|ITGI|ITG Inc.|334807
CDNA|CAREDX, INC. CMN|ITGP|ITG INC.|300000
CDNA|CAREDX, INC. CMN|JANY|Janney Montgomery Scott Inc.|1344
CDNA|CAREDX, INC. CMN|JEFF|JEFFERIES LLC|192221
CDNA|CAREDX, INC. CMN|JHDR|J.H. Darbie & Co., Inc.|19064
CDNA|CAREDX, INC. CMN|JMPT|JUMP TRADING, LLC|90983
CDNA|CAREDX, INC. CMN|JONE|JonesTrading|444
CDNA|CAREDX, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|100346
CDNA|CAREDX, INC. CMN|JPMX|J.P. Morgan Securities LLC|637029
CDNA|CAREDX, INC. CMN|JSJX|JANE STREET CAPITAL LLC|16325
CDNA|CAREDX, INC. CMN|KCGM|VIRTU Americas LLC|91673
CDNA|CAREDX, INC. CMN|LEHM|Barclays Capital Inc./Le|1899946
CDNA|CAREDX, INC. CMN|LIME|Lime Brokerage LLC|490923
CDNA|CAREDX, INC. CMN|LMGP|LIME BROKERAGE LLC|55447
CDNA|CAREDX, INC. CMN|LQNA|LIQUIDNET, INC.|56000
CDNA|CAREDX, INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6542
CDNA|CAREDX, INC. CMN|MAXM|Maxim Group LLC|1630
CDNA|CAREDX, INC. CMN|MICA|Spartan Securities Group, Ltd.|10000
CDNA|CAREDX, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|143858
CDNA|CAREDX, INC. CMN|MOTF|MOTIF INVESTING, INC.|12
CDNA|CAREDX, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|2965166
CDNA|CAREDX, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|173800
CDNA|CAREDX, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|94000
CDNA|CAREDX, INC. CMN|NATL|National Securities Corporation|500
CDNA|CAREDX, INC. CMN|NEED|Needham & Company, LLC|150
CDNA|CAREDX, INC. CMN|NFSC|National Financial Services LLC|507049
CDNA|CAREDX, INC. CMN|NITE|VIRTU Americas LLC|1451621
CDNA|CAREDX, INC. CMN|NITP|VIRTU Americas LLC|185118
CDNA|CAREDX, INC. CMN|NQRB|Brut, LLC|57341
CDNA|CAREDX, INC. CMN|OPCO|Oppenheimer & Co. Inc.|3689
CDNA|CAREDX, INC. CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8265
CDNA|CAREDX, INC. CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1750
CDNA|CAREDX, INC. CMN|PCPT|PHILLIP CAPITAL INC.|840
CDNA|CAREDX, INC. CMN|PDQM|CODA MARKETS, INC.|238711
CDNA|CAREDX, INC. CMN|PIPR|Piper Jaffray & Co.|493940
CDNA|CAREDX, INC. CMN|RAJA|Raymond James & Associates, Inc.|21546
CDNA|CAREDX, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|87519
CDNA|CAREDX, INC. CMN|RGLD|Regal Securities, Inc|100
CDNA|CAREDX, INC. CMN|SAGL|SAGETRADER, LLC|50895
CDNA|CAREDX, INC. CMN|SBSH|Citigroup Global Markets Inc.|425935
CDNA|CAREDX, INC. CMN|SEIC|SEI Investments Distribution Co.|785
CDNA|CAREDX, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|120491
CDNA|CAREDX, INC. CMN|SPDR|SPEEDROUTE LLC|115507
CDNA|CAREDX, INC. CMN|SPHN|Stephens Inc.|74829
CDNA|CAREDX, INC. CMN|SPTD|MINT GLOBAL MARKETS, INC.|200
CDNA|CAREDX, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|825
CDNA|CAREDX, INC. CMN|STXG|Stockcross Financial Services, Inc.|100
CDNA|CAREDX, INC. CMN|SWIM|TD Ameritrade, Inc.|242203
CDNA|CAREDX, INC. CMN|SWST|Hilltop Securities Inc.|1670
CDNA|CAREDX, INC. CMN|TDCO|Thompson Davis & Co., Inc.|3900
CDNA|CAREDX, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|7302
CDNA|CAREDX, INC. CMN|TOUR|TOURMALINE PARTNERS, LLC|200
CDNA|CAREDX, INC. CMN|TRBT|Tradebot Systems, Inc.|346259
CDNA|CAREDX, INC. CMN|TRCM|TRC MARKETS LLC|120121
CDNA|CAREDX, INC. CMN|TWTT|TASTYWORKS, INC.|230
CDNA|CAREDX, INC. CMN|UBSA|UBS SECURITIES LLC|631066
CDNA|CAREDX, INC. CMN|UBSS|UBS Securities LLC|2567050
CDNA|CAREDX, INC. CMN|VALX|VIRTU AMERICAS LLC|8923
CDNA|CAREDX, INC. CMN|VGRD|Vanguard Marketing Corporation|35269
CDNA|CAREDX, INC. CMN|WABR|Wall Street Access|11766
CDNA|CAREDX, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|102609
CDNA|CAREDX, INC. CMN|WDNX|WEEDEN & CO.L.P.|1750
CDNA|CAREDX, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|85681
CDNA|CAREDX, INC. CMN|WEED|Weeden & Co.L.P.|53761
CDNA|CAREDX, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6155
CDNA|CAREDX, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7202
CDNA|CAREDX, INC. CMN|WFPB|Wells Fargo Securities, LLC.|13029
CDNA|CAREDX, INC. CMN|WGIF|CIBC World Markets Inc.|10115
CDNA|CAREDX, INC. CMN|WHOT|JUST2TRADE, INC.|110
CDNA|CAREDX, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|13110
CDNA|CAREDX, INC. CMN|XIST|INSTINET, LLC|4600
CDNA|CAREDX, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|81038
CDNA|CAREDX, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|10945
CDNA|CAREDX, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|895
CDNS|CADENCE DESIGN SYS|ABLE|NATIXIS Securities Americas LLC|105835
CDNS|CADENCE DESIGN SYS|ALTX|Alternet Securities Inc.|23176
CDNS|CADENCE DESIGN SYS|ANOS|ABEL/NOSER, L.L.C.|304791
CDNS|CADENCE DESIGN SYS|APCC|Apex Clearing Corporation|1153
CDNS|CADENCE DESIGN SYS|AQUA|AQUA SECURITIES L.P.|4500
CDNS|CADENCE DESIGN SYS|BARD|Robert W. Baird & Co. Incorporated|431
CDNS|CADENCE DESIGN SYS|BATM|CBOE TRADING, INC.|8314
CDNS|CADENCE DESIGN SYS|BAYC|BAY CREST PARTNERS, LLC|107886
CDNS|CADENCE DESIGN SYS|BERN|Sanford C. Bernstein & Co., LLC|224545
CDNS|CADENCE DESIGN SYS|BKCM|BNY Mellon Capital Markets LLC|1269
CDNS|CADENCE DESIGN SYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|65318
CDNS|CADENCE DESIGN SYS|BLKX|INSTINET, LLC|144113
CDNS|CADENCE DESIGN SYS|BMOC|BMO Capital Markets Corp.|60866
CDNS|CADENCE DESIGN SYS|BNPX|BNP PARIBAS SECURITIES CORP.|372836
CDNS|CADENCE DESIGN SYS|BTIG|BTIG, LLC|177691
CDNS|CADENCE DESIGN SYS|BYXM|CBOE TRADING, INC.|11780
CDNS|CADENCE DESIGN SYS|BZYD|GOLDMAN SACHS & CO. LLC|900
CDNS|CADENCE DESIGN SYS|CANT|Cantor Fitzgerald & Co.|18730
CDNS|CADENCE DESIGN SYS|CBLC|CITIGROUP GLOBAL MARKETS INC.|12184
CDNS|CADENCE DESIGN SYS|CHAS|Charles Schwab & Co., Inc.|995
CDNS|CADENCE DESIGN SYS|CIBP|CIBC World Markets Corp.|15634
CDNS|CADENCE DESIGN SYS|CIOI|CITIGROUP GLOBAL MARKETS INC|66100
CDNS|CADENCE DESIGN SYS|CIST|Capital Institutional Services, Inc.|47
CDNS|CADENCE DESIGN SYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121120
CDNS|CADENCE DESIGN SYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|42998
CDNS|CADENCE DESIGN SYS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2034
CDNS|CADENCE DESIGN SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|386071
CDNS|CADENCE DESIGN SYS|CTDL|Citadel Derivatives Group Llc|48953
CDNS|CADENCE DESIGN SYS|CTLR|CUTLER GROUP, LP|800
CDNS|CADENCE DESIGN SYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|47732
CDNS|CADENCE DESIGN SYS|DBAB|Deutsche Bank Securities Inc.|1164025
CDNS|CADENCE DESIGN SYS|DBAX|Deutsche Bank Securities Inc.|390000
CDNS|CADENCE DESIGN SYS|DBUL|Deutsche Bank Securities Inc.|67797
CDNS|CADENCE DESIGN SYS|DCHF|Dart Executions, LLC|1624
CDNS|CADENCE DESIGN SYS|DEAN|MORGAN STANLEY|3623
CDNS|CADENCE DESIGN SYS|DEGS|RONIN PROFESSIONAL LLC|5691
CDNS|CADENCE DESIGN SYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1452
CDNS|CADENCE DESIGN SYS|DRWK|DRW SECURITIES, L.L.C.|77614
CDNS|CADENCE DESIGN SYS|EBXL|EBX LLC|245500
CDNS|CADENCE DESIGN SYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|6189
CDNS|CADENCE DESIGN SYS|EDJO|Edward D. Jones & Co., L.P.|294
CDNS|CADENCE DESIGN SYS|EGAM|CBOE TRADING, INC.|43313
CDNS|CADENCE DESIGN SYS|EGAW|CBOE TRADING, INC.|639
CDNS|CADENCE DESIGN SYS|EGMT|EG MARKET TECHNOLOGIES LLC|100
CDNS|CADENCE DESIGN SYS|EGXM|CBOE TRADING, INC.|5393
CDNS|CADENCE DESIGN SYS|ETBE|Electronic Transaction Clearing, Inc.|83984
CDNS|CADENCE DESIGN SYS|ETCB|ETC BROKERAGE SERVICES, LLC|70
CDNS|CADENCE DESIGN SYS|ETCC|Electronic Transaction Clearing, Inc.|7727
CDNS|CADENCE DESIGN SYS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12666
CDNS|CADENCE DESIGN SYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40661
CDNS|CADENCE DESIGN SYS|ETRS|E*Trade Securities LLC|196450
CDNS|CADENCE DESIGN SYS|FBCO|Credit Suisse Securities (USA) LLC|955734
CDNS|CADENCE DESIGN SYS|FILL|Tradestation Securities, Inc.|2074
CDNS|CADENCE DESIGN SYS|FMAF|NBCN Inc./ CDS|1635
CDNS|CADENCE DESIGN SYS|FOMA|TD AMERITRADE CLEARING, INC.|75180
CDNS|CADENCE DESIGN SYS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36156
CDNS|CADENCE DESIGN SYS|FQLS|Quantlab Securities LP|629345
CDNS|CADENCE DESIGN SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142393
CDNS|CADENCE DESIGN SYS|FTBR|Foliofn Investments, Inc.|5790
CDNS|CADENCE DESIGN SYS|GEBB|GLOBAL EXECUTION BROKERS, LP|296956
CDNS|CADENCE DESIGN SYS|GELP|RBC CAPITAL MARKETS, LLC|1881
CDNS|CADENCE DESIGN SYS|GLIS|TD Securities Inc|100
CDNS|CADENCE DESIGN SYS|GLPX|ACS EXECUTION SERVICES, LLC|44265
CDNS|CADENCE DESIGN SYS|GSCO|GOLDMAN SACHS & CO. LLC|4965292
CDNS|CADENCE DESIGN SYS|GSCS|GOLDMAN SACHS & CO. LLC|132795
CDNS|CADENCE DESIGN SYS|GSLT|GOLDMAN SACHS & CO. LLC|24662
CDNS|CADENCE DESIGN SYS|GTSZ|GTS SECURITIES LLC|413478
CDNS|CADENCE DESIGN SYS|HAPX|HAP Trading, LLC|102
CDNS|CADENCE DESIGN SYS|HRBF|American Enterprise Investment Services Inc.|660
CDNS|CADENCE DESIGN SYS|HSBC|HSBC Securities, Inc.|18973
CDNS|CADENCE DESIGN SYS|IATS|INTERACTIVE BROKERS LLC|14015
CDNS|CADENCE DESIGN SYS|IBKR|Interactive Brokers Llc|186424
CDNS|CADENCE DESIGN SYS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1423
CDNS|CADENCE DESIGN SYS|ICBX|INSTINET, LLC|46877
CDNS|CADENCE DESIGN SYS|IEQY|CITADEL SECURITIES LLC|405241
CDNS|CADENCE DESIGN SYS|INCA|INSTINET, LLC|1308297
CDNS|CADENCE DESIGN SYS|INJX|INSTINET, LLC|53612
CDNS|CADENCE DESIGN SYS|ITGI|ITG Inc.|215064
CDNS|CADENCE DESIGN SYS|ITGP|ITG INC.|902600
CDNS|CADENCE DESIGN SYS|JANY|Janney Montgomery Scott Inc.|187
CDNS|CADENCE DESIGN SYS|JEFF|JEFFERIES LLC|206329
CDNS|CADENCE DESIGN SYS|JMPT|JUMP TRADING, LLC|143534
CDNS|CADENCE DESIGN SYS|JPBX|J.P. MORGAN SECURITIES LLC|250528
CDNS|CADENCE DESIGN SYS|JPMX|J.P. Morgan Securities LLC|410755
CDNS|CADENCE DESIGN SYS|JSJX|JANE STREET CAPITAL LLC|14593
CDNS|CADENCE DESIGN SYS|JUTA|JUMP TRADING, LLC|500
CDNS|CADENCE DESIGN SYS|KCGM|VIRTU Americas LLC|46362
CDNS|CADENCE DESIGN SYS|LEER|LEERINK PARTNERS LLC|100
CDNS|CADENCE DESIGN SYS|LEHM|Barclays Capital Inc./Le|1738175
CDNS|CADENCE DESIGN SYS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|13154
CDNS|CADENCE DESIGN SYS|LIME|Lime Brokerage LLC|459750
CDNS|CADENCE DESIGN SYS|LMGP|LIME BROKERAGE LLC|43700
CDNS|CADENCE DESIGN SYS|LOOP|Loop Capital Markets LLC|191
CDNS|CADENCE DESIGN SYS|LQNA|LIQUIDNET, INC.|33200
CDNS|CADENCE DESIGN SYS|LSCI|Lek Securities Corporation|1
CDNS|CADENCE DESIGN SYS|MACQ|Macquarie Capital (USA) Inc.|3609
CDNS|CADENCE DESIGN SYS|MAXM|Maxim Group LLC|17530
CDNS|CADENCE DESIGN SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114552
CDNS|CADENCE DESIGN SYS|MSCO|MORGAN STANLEY & CO. LLC|5608459
CDNS|CADENCE DESIGN SYS|MSPL|MORGAN STANLEY & CO. LLC|323600
CDNS|CADENCE DESIGN SYS|MSTX|MORGAN STANLEY & CO. LLC|602000
CDNS|CADENCE DESIGN SYS|NFSC|National Financial Services LLC|142116
CDNS|CADENCE DESIGN SYS|NITE|VIRTU Americas LLC|608930
CDNS|CADENCE DESIGN SYS|NITP|VIRTU Americas LLC|11919
CDNS|CADENCE DESIGN SYS|NMRA|Nomura Securities International, Inc.|200
CDNS|CADENCE DESIGN SYS|NQRB|Brut, LLC|13363
CDNS|CADENCE DESIGN SYS|NTRC|Northern Trust Securities, Inc.|6296
CDNS|CADENCE DESIGN SYS|OHOS|TWO SIGMA SECURITIES, LLC|121364
CDNS|CADENCE DESIGN SYS|OLDM|OLD MISSION CAPITAL, LLC|22557
CDNS|CADENCE DESIGN SYS|OPCO|Oppenheimer & Co. Inc.|1034
CDNS|CADENCE DESIGN SYS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|18319
CDNS|CADENCE DESIGN SYS|PDQM|CODA MARKETS, INC.|78385
CDNS|CADENCE DESIGN SYS|PICT|Pictet Overseas Inc.|330
CDNS|CADENCE DESIGN SYS|PIPR|Piper Jaffray & Co.|13772
CDNS|CADENCE DESIGN SYS|PWJC|UBS Financial Services, Inc.|825
CDNS|CADENCE DESIGN SYS|RAJA|Raymond James & Associates, Inc.|40451
CDNS|CADENCE DESIGN SYS|RBCM|RBC CAPITAL MARKETS, LLC|5400
CDNS|CADENCE DESIGN SYS|SAGL|SAGETRADER, LLC|166446
CDNS|CADENCE DESIGN SYS|SAGW|SAGETRADER, LLC|1328
CDNS|CADENCE DESIGN SYS|SALI|INTL FCSTONE FINANCIAL INC.|30
CDNS|CADENCE DESIGN SYS|SBSH|Citigroup Global Markets Inc.|1090416
CDNS|CADENCE DESIGN SYS|SEIC|SEI Investments Distribution Co.|2305
CDNS|CADENCE DESIGN SYS|SGMT|GOLDMAN SACHS & CO. LLC|216577
CDNS|CADENCE DESIGN SYS|SPDR|SPEEDROUTE LLC|14789
CDNS|CADENCE DESIGN SYS|SPGS|Sea Port Group Securities, LLC|3090
CDNS|CADENCE DESIGN SYS|SPHN|Stephens Inc.|56
CDNS|CADENCE DESIGN SYS|STFL|Stifel, Nicolaus & Company, Incorporated|2105
CDNS|CADENCE DESIGN SYS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|325
CDNS|CADENCE DESIGN SYS|SWIM|TD Ameritrade, Inc.|15651
CDNS|CADENCE DESIGN SYS|SWST|Hilltop Securities Inc.|100
CDNS|CADENCE DESIGN SYS|TIAD|Triad Securities Corp|68
CDNS|CADENCE DESIGN SYS|TKNG|ALLY INVEST SECURITIES LLC|412
CDNS|CADENCE DESIGN SYS|TOUR|TOURMALINE PARTNERS, LLC|1600
CDNS|CADENCE DESIGN SYS|TRBT|Tradebot Systems, Inc.|536604
CDNS|CADENCE DESIGN SYS|TRCM|TRC MARKETS LLC|426441
CDNS|CADENCE DESIGN SYS|TWTT|TASTYWORKS, INC.|1164
CDNS|CADENCE DESIGN SYS|UBSA|UBS SECURITIES LLC|722841
CDNS|CADENCE DESIGN SYS|UBSS|UBS Securities LLC|1954276
CDNS|CADENCE DESIGN SYS|VALX|VIRTU AMERICAS LLC|12283
CDNS|CADENCE DESIGN SYS|VGRD|Vanguard Marketing Corporation|7769
CDNS|CADENCE DESIGN SYS|VNDS|VANDHAM SECURITIES CORP|8405
CDNS|CADENCE DESIGN SYS|VSIN|Vision Financial Markets Llc|900
CDNS|CADENCE DESIGN SYS|WABR|Wall Street Access|5859
CDNS|CADENCE DESIGN SYS|WBPX|SUMMIT SECURITIES GROUP, LLC|14469
CDNS|CADENCE DESIGN SYS|WCHV|WELLS FARGO SECURITIES, LLC|196661
CDNS|CADENCE DESIGN SYS|WDNX|WEEDEN & CO.L.P.|150
CDNS|CADENCE DESIGN SYS|WEDB|WEDBUSH SECURITIES INC.|200
CDNS|CADENCE DESIGN SYS|WEED|Weeden & Co.L.P.|26200
CDNS|CADENCE DESIGN SYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22995
CDNS|CADENCE DESIGN SYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26799
CDNS|CADENCE DESIGN SYS|WGIF|CIBC World Markets Inc.|1300
CDNS|CADENCE DESIGN SYS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|140
CDNS|CADENCE DESIGN SYS|WSEA|WOLVERINE SECURITIES, LLC|3411
CDNS|CADENCE DESIGN SYS|XIST|INSTINET, LLC|54280
CDNS|CADENCE DESIGN SYS|XPQR|Jump Trading|702
CDNS|CADENCE DESIGN SYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|20576
CDNS|CADENCE DESIGN SYS|YKNA|COMHAR CAPITAL MARKETS, LLC|1635
CDNS|CADENCE DESIGN SYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5562
CDOR|CONDOR HOSPITALITY T|APCC|Apex Clearing Corporation|22
CDOR|CONDOR HOSPITALITY T|BARD|Robert W. Baird & Co. Incorporated|2872
CDOR|CONDOR HOSPITALITY T|BATM|CBOE TRADING, INC.|200
CDOR|CONDOR HOSPITALITY T|BAYC|BAY CREST PARTNERS, LLC|2943
CDOR|CONDOR HOSPITALITY T|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12083
CDOR|CONDOR HOSPITALITY T|CPET|CLEARPOOL EXECUTION SERVICES, LLC|114
CDOR|CONDOR HOSPITALITY T|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1001
CDOR|CONDOR HOSPITALITY T|CXCX|CITIGROUP GLOBAL MARKETS INC.|466
CDOR|CONDOR HOSPITALITY T|DADA|D.A. Davidson & Co.|2136
CDOR|CONDOR HOSPITALITY T|DBAB|Deutsche Bank Securities Inc.|804
CDOR|CONDOR HOSPITALITY T|DBAX|Deutsche Bank Securities Inc.|4000
CDOR|CONDOR HOSPITALITY T|EBXL|EBX LLC|2300
CDOR|CONDOR HOSPITALITY T|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
CDOR|CONDOR HOSPITALITY T|EDJO|Edward D. Jones & Co., L.P.|1020
CDOR|CONDOR HOSPITALITY T|EGAM|CBOE TRADING, INC.|510
CDOR|CONDOR HOSPITALITY T|EGXM|CBOE TRADING, INC.|9
CDOR|CONDOR HOSPITALITY T|ETRS|E*Trade Securities LLC|3684
CDOR|CONDOR HOSPITALITY T|FILL|Tradestation Securities, Inc.|2841
CDOR|CONDOR HOSPITALITY T|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99
CDOR|CONDOR HOSPITALITY T|FTBR|Foliofn Investments, Inc.|65
CDOR|CONDOR HOSPITALITY T|GLPX|ACS EXECUTION SERVICES, LLC|20
CDOR|CONDOR HOSPITALITY T|GSCO|GOLDMAN SACHS & CO. LLC|626
CDOR|CONDOR HOSPITALITY T|GSCS|GOLDMAN SACHS & CO. LLC|140
CDOR|CONDOR HOSPITALITY T|GTSZ|GTS SECURITIES LLC|604
CDOR|CONDOR HOSPITALITY T|HRBF|American Enterprise Investment Services Inc.|2500
CDOR|CONDOR HOSPITALITY T|IATS|INTERACTIVE BROKERS LLC|3148
CDOR|CONDOR HOSPITALITY T|IBKR|Interactive Brokers Llc|6574
CDOR|CONDOR HOSPITALITY T|ICBX|INSTINET, LLC|1400
CDOR|CONDOR HOSPITALITY T|INCA|INSTINET, LLC|472
CDOR|CONDOR HOSPITALITY T|ITGI|ITG Inc.|1556
CDOR|CONDOR HOSPITALITY T|ITGP|ITG INC.|2400
CDOR|CONDOR HOSPITALITY T|JANY|Janney Montgomery Scott Inc.|3540
CDOR|CONDOR HOSPITALITY T|KCGM|VIRTU Americas LLC|2472
CDOR|CONDOR HOSPITALITY T|KEYB|KEYBANC CAPITAL MARKETS INC.|474
CDOR|CONDOR HOSPITALITY T|LEHM|Barclays Capital Inc./Le|1121
CDOR|CONDOR HOSPITALITY T|LIME|Lime Brokerage LLC|2240
CDOR|CONDOR HOSPITALITY T|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CDOR|CONDOR HOSPITALITY T|MSCO|MORGAN STANLEY & CO. LLC|5029
CDOR|CONDOR HOSPITALITY T|MSPL|MORGAN STANLEY & CO. LLC|400
CDOR|CONDOR HOSPITALITY T|NFSC|National Financial Services LLC|10526
CDOR|CONDOR HOSPITALITY T|NITE|VIRTU Americas LLC|26159
CDOR|CONDOR HOSPITALITY T|OPCO|Oppenheimer & Co. Inc.|4281
CDOR|CONDOR HOSPITALITY T|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|980
CDOR|CONDOR HOSPITALITY T|PDQM|CODA MARKETS, INC.|20
CDOR|CONDOR HOSPITALITY T|PWJC|UBS Financial Services, Inc.|900
CDOR|CONDOR HOSPITALITY T|SGMT|GOLDMAN SACHS & CO. LLC|1667
CDOR|CONDOR HOSPITALITY T|SPDR|SPEEDROUTE LLC|100
CDOR|CONDOR HOSPITALITY T|STFL|Stifel, Nicolaus & Company, Incorporated|798
CDOR|CONDOR HOSPITALITY T|UBSA|UBS SECURITIES LLC|8256
CDOR|CONDOR HOSPITALITY T|UBSS|UBS Securities LLC|14404
CDOR|CONDOR HOSPITALITY T|VALX|VIRTU AMERICAS LLC|38
CDOR|CONDOR HOSPITALITY T|VGRD|Vanguard Marketing Corporation|10
CDOR|CONDOR HOSPITALITY T|WCHV|WELLS FARGO SECURITIES, LLC|2676
CDOR|CONDOR HOSPITALITY T|WEED|Weeden & Co.L.P.|1100
CDOR|CONDOR HOSPITALITY T|WSEA|WOLVERINE SECURITIES, LLC|25
CDOR|CONDOR HOSPITALITY T|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CDR|CEDAR REALTY TRUST|ALTX|Alternet Securities Inc.|200
CDR|CEDAR REALTY TRUST|APCC|Apex Clearing Corporation|15043
CDR|CEDAR REALTY TRUST|BANK|Primevest Financial Services, Inc.|16600
CDR|CEDAR REALTY TRUST|BATM|CBOE TRADING, INC.|762
CDR|CEDAR REALTY TRUST|BAYC|BAY CREST PARTNERS, LLC|458
CDR|CEDAR REALTY TRUST|BERN|Sanford C. Bernstein & Co., LLC|2100
CDR|CEDAR REALTY TRUST|BIDS|BIDS TRADING L.P.|1200
CDR|CEDAR REALTY TRUST|BLKX|INSTINET, LLC|194000
CDR|CEDAR REALTY TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|30496
CDR|CEDAR REALTY TRUST|BRVL|BLAYLOCK VAN, LLC|900
CDR|CEDAR REALTY TRUST|BTIG|BTIG, LLC|146362
CDR|CEDAR REALTY TRUST|BYXM|CBOE TRADING, INC.|100
CDR|CEDAR REALTY TRUST|BZYD|GOLDMAN SACHS & CO. LLC|8842
CDR|CEDAR REALTY TRUST|CANT|Cantor Fitzgerald & Co.|700
CDR|CEDAR REALTY TRUST|CHAS|Charles Schwab & Co., Inc.|405
CDR|CEDAR REALTY TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|232140
CDR|CEDAR REALTY TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CDR|CEDAR REALTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|202800
CDR|CEDAR REALTY TRUST|CTDL|Citadel Derivatives Group Llc|3086
CDR|CEDAR REALTY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|115690
CDR|CEDAR REALTY TRUST|DBAB|Deutsche Bank Securities Inc.|26284
CDR|CEDAR REALTY TRUST|DBAX|Deutsche Bank Securities Inc.|134900
CDR|CEDAR REALTY TRUST|DEGS|RONIN PROFESSIONAL LLC|773
CDR|CEDAR REALTY TRUST|EBXL|EBX LLC|125800
CDR|CEDAR REALTY TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|3811
CDR|CEDAR REALTY TRUST|EGAM|CBOE TRADING, INC.|1348
CDR|CEDAR REALTY TRUST|EGXM|CBOE TRADING, INC.|205
CDR|CEDAR REALTY TRUST|ETBE|Electronic Transaction Clearing, Inc.|2000
CDR|CEDAR REALTY TRUST|ETRS|E*Trade Securities LLC|68383
CDR|CEDAR REALTY TRUST|FILL|Tradestation Securities, Inc.|365
CDR|CEDAR REALTY TRUST|FMAF|NBCN Inc./ CDS|100
CDR|CEDAR REALTY TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1610
CDR|CEDAR REALTY TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8955
CDR|CEDAR REALTY TRUST|FTBR|Foliofn Investments, Inc.|639
CDR|CEDAR REALTY TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|700
CDR|CEDAR REALTY TRUST|GLIS|TD Securities Inc|305
CDR|CEDAR REALTY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|1465
CDR|CEDAR REALTY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|248148
CDR|CEDAR REALTY TRUST|GSCS|GOLDMAN SACHS & CO. LLC|500
CDR|CEDAR REALTY TRUST|GSLT|GOLDMAN SACHS & CO. LLC|686
CDR|CEDAR REALTY TRUST|GTSZ|GTS SECURITIES LLC|18524
CDR|CEDAR REALTY TRUST|HRBF|American Enterprise Investment Services Inc.|400
CDR|CEDAR REALTY TRUST|HSBC|HSBC Securities, Inc.|9208
CDR|CEDAR REALTY TRUST|IATS|INTERACTIVE BROKERS LLC|16732
CDR|CEDAR REALTY TRUST|IBKR|Interactive Brokers Llc|29304
CDR|CEDAR REALTY TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|129
CDR|CEDAR REALTY TRUST|ICBX|INSTINET, LLC|74425
CDR|CEDAR REALTY TRUST|IEQY|CITADEL SECURITIES LLC|4851
CDR|CEDAR REALTY TRUST|INCA|INSTINET, LLC|39708
CDR|CEDAR REALTY TRUST|INJX|INSTINET, LLC|200
CDR|CEDAR REALTY TRUST|ITGI|ITG Inc.|58606
CDR|CEDAR REALTY TRUST|ITGP|ITG INC.|327800
CDR|CEDAR REALTY TRUST|JEFF|JEFFERIES LLC|28990
CDR|CEDAR REALTY TRUST|JMPT|JUMP TRADING, LLC|5487
CDR|CEDAR REALTY TRUST|JONE|JonesTrading|12882
CDR|CEDAR REALTY TRUST|JPBX|J.P. MORGAN SECURITIES LLC|5650
CDR|CEDAR REALTY TRUST|JPMX|J.P. Morgan Securities LLC|274066
CDR|CEDAR REALTY TRUST|JSEB|JANE STREET EXECUTION SERVICES, LLC|2300
CDR|CEDAR REALTY TRUST|JSJX|JANE STREET CAPITAL LLC|1207
CDR|CEDAR REALTY TRUST|KCGM|VIRTU Americas LLC|45903
CDR|CEDAR REALTY TRUST|KEYB|KEYBANC CAPITAL MARKETS INC.|78940
CDR|CEDAR REALTY TRUST|LEHM|Barclays Capital Inc./Le|2303872
CDR|CEDAR REALTY TRUST|LIME|Lime Brokerage LLC|8387
CDR|CEDAR REALTY TRUST|LMNX|LUMINEX TRADING & ANALYTICS LLC|200000
CDR|CEDAR REALTY TRUST|LOOP|Loop Capital Markets LLC|7091
CDR|CEDAR REALTY TRUST|LQNA|LIQUIDNET, INC.|58800
CDR|CEDAR REALTY TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CDR|CEDAR REALTY TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103076
CDR|CEDAR REALTY TRUST|MSCO|MORGAN STANLEY & CO. LLC|196629
CDR|CEDAR REALTY TRUST|MSPL|MORGAN STANLEY & CO. LLC|264600
CDR|CEDAR REALTY TRUST|MSTX|MORGAN STANLEY & CO. LLC|50300
CDR|CEDAR REALTY TRUST|NFSC|National Financial Services LLC|298953
CDR|CEDAR REALTY TRUST|NITE|VIRTU Americas LLC|229881
CDR|CEDAR REALTY TRUST|NQRB|Brut, LLC|649
CDR|CEDAR REALTY TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|1033
CDR|CEDAR REALTY TRUST|NTRC|Northern Trust Securities, Inc.|15
CDR|CEDAR REALTY TRUST|PDQM|CODA MARKETS, INC.|2305
CDR|CEDAR REALTY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|5376
CDR|CEDAR REALTY TRUST|SAGL|SAGETRADER, LLC|100
CDR|CEDAR REALTY TRUST|SBSH|Citigroup Global Markets Inc.|56922
CDR|CEDAR REALTY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|72107
CDR|CEDAR REALTY TRUST|SPDR|SPEEDROUTE LLC|1500
CDR|CEDAR REALTY TRUST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4301
CDR|CEDAR REALTY TRUST|SWIM|TD Ameritrade, Inc.|17304
CDR|CEDAR REALTY TRUST|TKNG|ALLY INVEST SECURITIES LLC|5283
CDR|CEDAR REALTY TRUST|TRBT|Tradebot Systems, Inc.|27943
CDR|CEDAR REALTY TRUST|TRCM|TRC MARKETS LLC|9692
CDR|CEDAR REALTY TRUST|TWTT|TASTYWORKS, INC.|200
CDR|CEDAR REALTY TRUST|UBSA|UBS SECURITIES LLC|572543
CDR|CEDAR REALTY TRUST|UBSS|UBS Securities LLC|229452
CDR|CEDAR REALTY TRUST|VALX|VIRTU AMERICAS LLC|18045
CDR|CEDAR REALTY TRUST|VGRD|Vanguard Marketing Corporation|4050
CDR|CEDAR REALTY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|30716
CDR|CEDAR REALTY TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1039
CDR|CEDAR REALTY TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3861
CDR|CEDAR REALTY TRUST|WGIF|CIBC World Markets Inc.|97
CDR|CEDAR REALTY TRUST|WSEA|WOLVERINE SECURITIES, LLC|3938
CDR|CEDAR REALTY TRUST|XIST|INSTINET, LLC|192000
CDR|CEDAR REALTY TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|102000
CDR|CEDAR REALTY TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|400
CDR$B|CEDAR REALTY TRUST|BATM|CBOE TRADING, INC.|500
CDR$B|CEDAR REALTY TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1071
CDR$B|CEDAR REALTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
CDR$B|CEDAR REALTY TRUST|DBAX|Deutsche Bank Securities Inc.|1100
CDR$B|CEDAR REALTY TRUST|DEAN|MORGAN STANLEY|327
CDR$B|CEDAR REALTY TRUST|EBXL|EBX LLC|200
CDR$B|CEDAR REALTY TRUST|EDJO|Edward D. Jones & Co., L.P.|90
CDR$B|CEDAR REALTY TRUST|EGXM|CBOE TRADING, INC.|300
CDR$B|CEDAR REALTY TRUST|ETRS|E*Trade Securities LLC|1298
CDR$B|CEDAR REALTY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|100
CDR$B|CEDAR REALTY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|800
CDR$B|CEDAR REALTY TRUST|HRBF|American Enterprise Investment Services Inc.|182
CDR$B|CEDAR REALTY TRUST|IATS|INTERACTIVE BROKERS LLC|1254
CDR$B|CEDAR REALTY TRUST|IBKR|Interactive Brokers Llc|3300
CDR$B|CEDAR REALTY TRUST|ICBX|INSTINET, LLC|100
CDR$B|CEDAR REALTY TRUST|INCA|INSTINET, LLC|1019
CDR$B|CEDAR REALTY TRUST|JPMX|J.P. Morgan Securities LLC|200
CDR$B|CEDAR REALTY TRUST|KCGM|VIRTU Americas LLC|100
CDR$B|CEDAR REALTY TRUST|LEHM|Barclays Capital Inc./Le|200
CDR$B|CEDAR REALTY TRUST|LIME|Lime Brokerage LLC|300
CDR$B|CEDAR REALTY TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1002
CDR$B|CEDAR REALTY TRUST|MSCO|MORGAN STANLEY & CO. LLC|933
CDR$B|CEDAR REALTY TRUST|MSPL|MORGAN STANLEY & CO. LLC|400
CDR$B|CEDAR REALTY TRUST|NFSC|National Financial Services LLC|1976
CDR$B|CEDAR REALTY TRUST|NITE|VIRTU Americas LLC|2999
CDR$B|CEDAR REALTY TRUST|NQRB|Brut, LLC|1000
CDR$B|CEDAR REALTY TRUST|PDQM|CODA MARKETS, INC.|100
CDR$B|CEDAR REALTY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|429
CDR$B|CEDAR REALTY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|100
CDR$B|CEDAR REALTY TRUST|SPDR|SPEEDROUTE LLC|800
CDR$B|CEDAR REALTY TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|360
CDR$B|CEDAR REALTY TRUST|UBSA|UBS SECURITIES LLC|914
CDR$B|CEDAR REALTY TRUST|UBSS|UBS Securities LLC|261
CDR$B|CEDAR REALTY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|18528
CDR$C|CEDAR RLTY TR C|ALTX|Alternet Securities Inc.|300
CDR$C|CEDAR RLTY TR C|BARD|Robert W. Baird & Co. Incorporated|1500
CDR$C|CEDAR RLTY TR C|BBNT|BB&T SECURITIES, LLC|15
CDR$C|CEDAR RLTY TR C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106483
CDR$C|CEDAR RLTY TR C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|61
CDR$C|CEDAR RLTY TR C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4526
CDR$C|CEDAR RLTY TR C|CXCX|CITIGROUP GLOBAL MARKETS INC.|1550
CDR$C|CEDAR RLTY TR C|DBAX|Deutsche Bank Securities Inc.|20600
CDR$C|CEDAR RLTY TR C|EBXL|EBX LLC|8600
CDR$C|CEDAR RLTY TR C|ETRS|E*Trade Securities LLC|10065
CDR$C|CEDAR RLTY TR C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2900
CDR$C|CEDAR RLTY TR C|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CDR$C|CEDAR RLTY TR C|GLPX|ACS EXECUTION SERVICES, LLC|4310
CDR$C|CEDAR RLTY TR C|GSCO|GOLDMAN SACHS & CO. LLC|3104
CDR$C|CEDAR RLTY TR C|GTSZ|GTS SECURITIES LLC|1199
CDR$C|CEDAR RLTY TR C|IATS|INTERACTIVE BROKERS LLC|10157
CDR$C|CEDAR RLTY TR C|IBKR|Interactive Brokers Llc|11579
CDR$C|CEDAR RLTY TR C|ICBX|INSTINET, LLC|2100
CDR$C|CEDAR RLTY TR C|INCA|INSTINET, LLC|6726
CDR$C|CEDAR RLTY TR C|ITGI|ITG Inc.|300
CDR$C|CEDAR RLTY TR C|ITGP|ITG INC.|1200
CDR$C|CEDAR RLTY TR C|JANY|Janney Montgomery Scott Inc.|700
CDR$C|CEDAR RLTY TR C|JPMX|J.P. Morgan Securities LLC|4400
CDR$C|CEDAR RLTY TR C|KCGM|VIRTU Americas LLC|16925
CDR$C|CEDAR RLTY TR C|LEHM|Barclays Capital Inc./Le|6800
CDR$C|CEDAR RLTY TR C|LIME|Lime Brokerage LLC|870
CDR$C|CEDAR RLTY TR C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7800
CDR$C|CEDAR RLTY TR C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CDR$C|CEDAR RLTY TR C|NFSC|National Financial Services LLC|5457
CDR$C|CEDAR RLTY TR C|NITE|VIRTU Americas LLC|26724
CDR$C|CEDAR RLTY TR C|NQRB|Brut, LLC|1300
CDR$C|CEDAR RLTY TR C|PDQM|CODA MARKETS, INC.|7010
CDR$C|CEDAR RLTY TR C|RBCM|RBC CAPITAL MARKETS, LLC|1600
CDR$C|CEDAR RLTY TR C|SGMT|GOLDMAN SACHS & CO. LLC|5700
CDR$C|CEDAR RLTY TR C|SPDR|SPEEDROUTE LLC|400
CDR$C|CEDAR RLTY TR C|SWIM|TD Ameritrade, Inc.|100
CDR$C|CEDAR RLTY TR C|UBSA|UBS SECURITIES LLC|63938
CDR$C|CEDAR RLTY TR C|UBSS|UBS Securities LLC|2661
CDR$C|CEDAR RLTY TR C|WCHV|WELLS FARGO SECURITIES, LLC|56296
CDR$C|CEDAR RLTY TR C|XSTM|NATIONAL FINANCIAL SERVICES LLC|500
CDR$C|CEDAR RLTY TR C|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CDR$C|CEDAR RLTY TR C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|650
CDTI|CDTI ADVANCED MATERI|APCC|Apex Clearing Corporation|15800
CDTI|CDTI ADVANCED MATERI|BATM|CBOE TRADING, INC.|400
CDTI|CDTI ADVANCED MATERI|BIMI|Banca IMI Securities Corp.|20253
CDTI|CDTI ADVANCED MATERI|BYXM|CBOE TRADING, INC.|1300
CDTI|CDTI ADVANCED MATERI|CHAS|Charles Schwab & Co., Inc.|2150
CDTI|CDTI ADVANCED MATERI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20408
CDTI|CDTI ADVANCED MATERI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5750
CDTI|CDTI ADVANCED MATERI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3770
CDTI|CDTI ADVANCED MATERI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7916
CDTI|CDTI ADVANCED MATERI|CTDE|CHOICETRADE|100
CDTI|CDTI ADVANCED MATERI|CXCX|CITIGROUP GLOBAL MARKETS INC.|954
CDTI|CDTI ADVANCED MATERI|DBAB|Deutsche Bank Securities Inc.|17800
CDTI|CDTI ADVANCED MATERI|DBAX|Deutsche Bank Securities Inc.|3900
CDTI|CDTI ADVANCED MATERI|DEGS|RONIN PROFESSIONAL LLC|1235
CDTI|CDTI ADVANCED MATERI|EBXL|EBX LLC|3400
CDTI|CDTI ADVANCED MATERI|ECUT|CONVERGEX EXECUTION SOLUTIONS|10761
CDTI|CDTI ADVANCED MATERI|EDJO|Edward D. Jones & Co., L.P.|640
CDTI|CDTI ADVANCED MATERI|EGAM|CBOE TRADING, INC.|370
CDTI|CDTI ADVANCED MATERI|EGXM|CBOE TRADING, INC.|6400
CDTI|CDTI ADVANCED MATERI|ETRS|E*Trade Securities LLC|418951
CDTI|CDTI ADVANCED MATERI|FBCO|Credit Suisse Securities (USA) LLC|63167
CDTI|CDTI ADVANCED MATERI|FBSB|U.S. Bancorp Investments, Inc.|900
CDTI|CDTI ADVANCED MATERI|FILL|Tradestation Securities, Inc.|48709
CDTI|CDTI ADVANCED MATERI|FMAF|NBCN Inc./ CDS|1100
CDTI|CDTI ADVANCED MATERI|FOMA|TD AMERITRADE CLEARING, INC.|622783
CDTI|CDTI ADVANCED MATERI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|151
CDTI|CDTI ADVANCED MATERI|FTBR|Foliofn Investments, Inc.|13
CDTI|CDTI ADVANCED MATERI|GEBB|GLOBAL EXECUTION BROKERS, LP|10687
CDTI|CDTI ADVANCED MATERI|GSCO|GOLDMAN SACHS & CO. LLC|6433
CDTI|CDTI ADVANCED MATERI|GSLT|GOLDMAN SACHS & CO. LLC|10201
CDTI|CDTI ADVANCED MATERI|HRBF|American Enterprise Investment Services Inc.|400
CDTI|CDTI ADVANCED MATERI|IATS|INTERACTIVE BROKERS LLC|14499
CDTI|CDTI ADVANCED MATERI|IBKR|Interactive Brokers Llc|173841
CDTI|CDTI ADVANCED MATERI|ICBX|INSTINET, LLC|900
CDTI|CDTI ADVANCED MATERI|INCA|INSTINET, LLC|84261
CDTI|CDTI ADVANCED MATERI|ITGI|ITG Inc.|10100
CDTI|CDTI ADVANCED MATERI|ITGP|ITG INC.|600
CDTI|CDTI ADVANCED MATERI|JMPT|JUMP TRADING, LLC|1758
CDTI|CDTI ADVANCED MATERI|JPMX|J.P. Morgan Securities LLC|3600
CDTI|CDTI ADVANCED MATERI|JSJX|JANE STREET CAPITAL LLC|107
CDTI|CDTI ADVANCED MATERI|KCGM|VIRTU Americas LLC|975
CDTI|CDTI ADVANCED MATERI|LEHM|Barclays Capital Inc./Le|85919
CDTI|CDTI ADVANCED MATERI|LIME|Lime Brokerage LLC|15025
CDTI|CDTI ADVANCED MATERI|LMGP|LIME BROKERAGE LLC|400
CDTI|CDTI ADVANCED MATERI|LSCI|Lek Securities Corporation|600
CDTI|CDTI ADVANCED MATERI|MAXM|Maxim Group LLC|8
CDTI|CDTI ADVANCED MATERI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500
CDTI|CDTI ADVANCED MATERI|MSCO|MORGAN STANLEY & CO. LLC|225194
CDTI|CDTI ADVANCED MATERI|NFSC|National Financial Services LLC|347442
CDTI|CDTI ADVANCED MATERI|NITE|VIRTU Americas LLC|857584
CDTI|CDTI ADVANCED MATERI|NQRB|Brut, LLC|12261
CDTI|CDTI ADVANCED MATERI|PCPT|PHILLIP CAPITAL INC.|219
CDTI|CDTI ADVANCED MATERI|PDQM|CODA MARKETS, INC.|56533
CDTI|CDTI ADVANCED MATERI|PWJC|UBS Financial Services, Inc.|1100
CDTI|CDTI ADVANCED MATERI|RBCM|RBC CAPITAL MARKETS, LLC|2000
CDTI|CDTI ADVANCED MATERI|SAGL|SAGETRADER, LLC|236
CDTI|CDTI ADVANCED MATERI|SBSH|Citigroup Global Markets Inc.|3100
CDTI|CDTI ADVANCED MATERI|SGMT|GOLDMAN SACHS & CO. LLC|4200
CDTI|CDTI ADVANCED MATERI|SPDR|SPEEDROUTE LLC|5019
CDTI|CDTI ADVANCED MATERI|SWIM|TD Ameritrade, Inc.|292902
CDTI|CDTI ADVANCED MATERI|TKNG|ALLY INVEST SECURITIES LLC|17627
CDTI|CDTI ADVANCED MATERI|TRCM|TRC MARKETS LLC|100
CDTI|CDTI ADVANCED MATERI|UBSA|UBS SECURITIES LLC|67299
CDTI|CDTI ADVANCED MATERI|UBSS|UBS Securities LLC|88523
CDTI|CDTI ADVANCED MATERI|VALX|VIRTU AMERICAS LLC|9
CDTI|CDTI ADVANCED MATERI|VGRD|Vanguard Marketing Corporation|29792
CDTI|CDTI ADVANCED MATERI|VSIN|Vision Financial Markets Llc|10682
CDTI|CDTI ADVANCED MATERI|WCHV|WELLS FARGO SECURITIES, LLC|2044
CDTI|CDTI ADVANCED MATERI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8616
CDTI|CDTI ADVANCED MATERI|WGIF|CIBC World Markets Inc.|5531
CDTI|CDTI ADVANCED MATERI|WSEA|WOLVERINE SECURITIES, LLC|48397
CDTI|CDTI ADVANCED MATERI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8760
CDTX|CIDARA THERA CM|APCC|Apex Clearing Corporation|4301
CDTX|CIDARA THERA CM|BATM|CBOE TRADING, INC.|540
CDTX|CIDARA THERA CM|BERN|Sanford C. Bernstein & Co., LLC|678
CDTX|CIDARA THERA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47289
CDTX|CIDARA THERA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CDTX|CIDARA THERA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12162
CDTX|CIDARA THERA CM|CTDL|Citadel Derivatives Group Llc|912
CDTX|CIDARA THERA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|6870
CDTX|CIDARA THERA CM|DBAB|Deutsche Bank Securities Inc.|26620
CDTX|CIDARA THERA CM|DBAX|Deutsche Bank Securities Inc.|20500
CDTX|CIDARA THERA CM|DEGS|RONIN PROFESSIONAL LLC|17951
CDTX|CIDARA THERA CM|EBXL|EBX LLC|13100
CDTX|CIDARA THERA CM|EDJO|Edward D. Jones & Co., L.P.|351
CDTX|CIDARA THERA CM|EGAM|CBOE TRADING, INC.|2667
CDTX|CIDARA THERA CM|EGXM|CBOE TRADING, INC.|237
CDTX|CIDARA THERA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6631
CDTX|CIDARA THERA CM|ETRS|E*Trade Securities LLC|78482
CDTX|CIDARA THERA CM|FBCO|Credit Suisse Securities (USA) LLC|17700
CDTX|CIDARA THERA CM|FOMA|TD AMERITRADE CLEARING, INC.|126667
CDTX|CIDARA THERA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38796
CDTX|CIDARA THERA CM|FTBR|Foliofn Investments, Inc.|137
CDTX|CIDARA THERA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1124
CDTX|CIDARA THERA CM|GLPX|ACS EXECUTION SERVICES, LLC|300
CDTX|CIDARA THERA CM|GSCO|GOLDMAN SACHS & CO. LLC|35955
CDTX|CIDARA THERA CM|GSCS|GOLDMAN SACHS & CO. LLC|200
CDTX|CIDARA THERA CM|GSLT|GOLDMAN SACHS & CO. LLC|100
CDTX|CIDARA THERA CM|GTSZ|GTS SECURITIES LLC|2238
CDTX|CIDARA THERA CM|IBKR|Interactive Brokers Llc|26388
CDTX|CIDARA THERA CM|ICBX|INSTINET, LLC|8100
CDTX|CIDARA THERA CM|INCA|INSTINET, LLC|38505
CDTX|CIDARA THERA CM|INJX|INSTINET, LLC|66478
CDTX|CIDARA THERA CM|ITGI|ITG Inc.|9975
CDTX|CIDARA THERA CM|ITGP|ITG INC.|7000
CDTX|CIDARA THERA CM|JEFF|JEFFERIES LLC|25034
CDTX|CIDARA THERA CM|JMPT|JUMP TRADING, LLC|1631
CDTX|CIDARA THERA CM|JONE|JonesTrading|5000
CDTX|CIDARA THERA CM|JPMX|J.P. Morgan Securities LLC|24268
CDTX|CIDARA THERA CM|KCGM|VIRTU Americas LLC|6000
CDTX|CIDARA THERA CM|LEHM|Barclays Capital Inc./Le|59353
CDTX|CIDARA THERA CM|LIME|Lime Brokerage LLC|48723
CDTX|CIDARA THERA CM|MCMF|Raymond James Ltd. Cds|2000
CDTX|CIDARA THERA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12300
CDTX|CIDARA THERA CM|MSCO|MORGAN STANLEY & CO. LLC|176975
CDTX|CIDARA THERA CM|MSPL|MORGAN STANLEY & CO. LLC|4600
CDTX|CIDARA THERA CM|MSTX|MORGAN STANLEY & CO. LLC|5000
CDTX|CIDARA THERA CM|NFSC|National Financial Services LLC|220636
CDTX|CIDARA THERA CM|NITE|VIRTU Americas LLC|450383
CDTX|CIDARA THERA CM|NITP|VIRTU Americas LLC|100
CDTX|CIDARA THERA CM|NQRB|Brut, LLC|1245
CDTX|CIDARA THERA CM|OPCO|Oppenheimer & Co. Inc.|1000
CDTX|CIDARA THERA CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1200
CDTX|CIDARA THERA CM|PDQM|CODA MARKETS, INC.|10185
CDTX|CIDARA THERA CM|RAJA|Raymond James & Associates, Inc.|172670
CDTX|CIDARA THERA CM|RGLD|Regal Securities, Inc|100
CDTX|CIDARA THERA CM|SBSH|Citigroup Global Markets Inc.|2703
CDTX|CIDARA THERA CM|SGMT|GOLDMAN SACHS & CO. LLC|7202
CDTX|CIDARA THERA CM|SPDR|SPEEDROUTE LLC|1800
CDTX|CIDARA THERA CM|STXG|Stockcross Financial Services, Inc.|250
CDTX|CIDARA THERA CM|SWIM|TD Ameritrade, Inc.|64953
CDTX|CIDARA THERA CM|TKNG|ALLY INVEST SECURITIES LLC|1797
CDTX|CIDARA THERA CM|TRBT|Tradebot Systems, Inc.|4595
CDTX|CIDARA THERA CM|TRCM|TRC MARKETS LLC|12877
CDTX|CIDARA THERA CM|UBSA|UBS SECURITIES LLC|80561
CDTX|CIDARA THERA CM|UBSS|UBS Securities LLC|118699
CDTX|CIDARA THERA CM|VALX|VIRTU AMERICAS LLC|1625
CDTX|CIDARA THERA CM|VGRD|Vanguard Marketing Corporation|1920
CDTX|CIDARA THERA CM|WCHV|WELLS FARGO SECURITIES, LLC|16698
CDTX|CIDARA THERA CM|WEDB|WEDBUSH SECURITIES INC.|1000
CDTX|CIDARA THERA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|280
CDTX|CIDARA THERA CM|WSEA|WOLVERINE SECURITIES, LLC|935
CDTX|CIDARA THERA CM|XIST|INSTINET, LLC|1000
CDTX|CIDARA THERA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|13204
CDTX|CIDARA THERA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4000
CDW|CDW CORPORATION|ABLE|NATIXIS Securities Americas LLC|20867
CDW|CDW CORPORATION|AGIS|Aegis Capital Corp.|17
CDW|CDW CORPORATION|ALLN|Allen & Company LLC|1552
CDW|CDW CORPORATION|ALTX|Alternet Securities Inc.|7570
CDW|CDW CORPORATION|APCC|Apex Clearing Corporation|52
CDW|CDW CORPORATION|AQUA|AQUA SECURITIES L.P.|5000
CDW|CDW CORPORATION|BALE|M&T SECURITIES, INC.|1484
CDW|CDW CORPORATION|BANK|Primevest Financial Services, Inc.|68
CDW|CDW CORPORATION|BARD|Robert W. Baird & Co. Incorporated|8387
CDW|CDW CORPORATION|BATM|CBOE TRADING, INC.|4655
CDW|CDW CORPORATION|BAYC|BAY CREST PARTNERS, LLC|383
CDW|CDW CORPORATION|BAYT|BTIG, LLC|8000
CDW|CDW CORPORATION|BBNT|BB&T SECURITIES, LLC|948
CDW|CDW CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|345391
CDW|CDW CORPORATION|BIDS|BIDS TRADING L.P.|12802
CDW|CDW CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5664
CDW|CDW CORPORATION|BLKX|INSTINET, LLC|14100
CDW|CDW CORPORATION|BMOC|BMO Capital Markets Corp.|2899
CDW|CDW CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|191368
CDW|CDW CORPORATION|BTIG|BTIG, LLC|43978
CDW|CDW CORPORATION|BYXM|CBOE TRADING, INC.|7216
CDW|CDW CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|600
CDW|CDW CORPORATION|CABR|Cabrera Capital Markets, Inc.|25
CDW|CDW CORPORATION|CANT|Cantor Fitzgerald & Co.|856
CDW|CDW CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|22084
CDW|CDW CORPORATION|CHAS|Charles Schwab & Co., Inc.|511
CDW|CDW CORPORATION|CIBP|CIBC World Markets Corp.|120000
CDW|CDW CORPORATION|CIST|Capital Institutional Services, Inc.|5396
CDW|CDW CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40215
CDW|CDW CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
CDW|CDW CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15135
CDW|CDW CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|310797
CDW|CDW CORPORATION|CTDL|Citadel Derivatives Group Llc|33573
CDW|CDW CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|25264
CDW|CDW CORPORATION|DADA|D.A. Davidson & Co.|161
CDW|CDW CORPORATION|DAVA|Davenport & Company LLC|97
CDW|CDW CORPORATION|DBAB|Deutsche Bank Securities Inc.|348423
CDW|CDW CORPORATION|DBAX|Deutsche Bank Securities Inc.|241800
CDW|CDW CORPORATION|DBUL|Deutsche Bank Securities Inc.|7552
CDW|CDW CORPORATION|DEAN|MORGAN STANLEY|7365
CDW|CDW CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10435
CDW|CDW CORPORATION|DRWK|DRW SECURITIES, L.L.C.|32776
CDW|CDW CORPORATION|EBXL|EBX LLC|134100
CDW|CDW CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|18163
CDW|CDW CORPORATION|EDJO|Edward D. Jones & Co., L.P.|9715
CDW|CDW CORPORATION|EGAM|CBOE TRADING, INC.|14333
CDW|CDW CORPORATION|EGAW|CBOE TRADING, INC.|23
CDW|CDW CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|100
CDW|CDW CORPORATION|EGXM|CBOE TRADING, INC.|5917
CDW|CDW CORPORATION|EGXW|CBOE TRADING, INC.|100
CDW|CDW CORPORATION|ELEV|ELEVATION, LLC|13760
CDW|CDW CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|281
CDW|CDW CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|55920
CDW|CDW CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CDW|CDW CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|230
CDW|CDW CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2252
CDW|CDW CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35383
CDW|CDW CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
CDW|CDW CORPORATION|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|262190
CDW|CDW CORPORATION|ETRS|E*Trade Securities LLC|9783
CDW|CDW CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|861381
CDW|CDW CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|402
CDW|CDW CORPORATION|FILL|Tradestation Securities, Inc.|2136
CDW|CDW CORPORATION|FMAF|NBCN Inc./ CDS|11945
CDW|CDW CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|33863
CDW|CDW CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15306
CDW|CDW CORPORATION|FQLS|Quantlab Securities LP|296753
CDW|CDW CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97962
CDW|CDW CORPORATION|FTBR|Foliofn Investments, Inc.|2829
CDW|CDW CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|3691
CDW|CDW CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|68050
CDW|CDW CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1708296
CDW|CDW CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|18421
CDW|CDW CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|4028
CDW|CDW CORPORATION|GTSZ|GTS SECURITIES LLC|174655
CDW|CDW CORPORATION|GUGS|Guggenheim Securities, LLC|12802
CDW|CDW CORPORATION|HRBF|American Enterprise Investment Services Inc.|2360
CDW|CDW CORPORATION|HSBC|HSBC Securities, Inc.|809
CDW|CDW CORPORATION|IATS|INTERACTIVE BROKERS LLC|2857
CDW|CDW CORPORATION|IBKR|Interactive Brokers Llc|43819
CDW|CDW CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|327
CDW|CDW CORPORATION|ICBX|INSTINET, LLC|26410
CDW|CDW CORPORATION|INCA|INSTINET, LLC|840398
CDW|CDW CORPORATION|INJX|INSTINET, LLC|49333
CDW|CDW CORPORATION|ITGI|ITG Inc.|2783620
CDW|CDW CORPORATION|ITGP|ITG INC.|204800
CDW|CDW CORPORATION|JANY|Janney Montgomery Scott Inc.|5833
CDW|CDW CORPORATION|JEFF|JEFFERIES LLC|631952
CDW|CDW CORPORATION|JMPT|JUMP TRADING, LLC|65246
CDW|CDW CORPORATION|JONE|JonesTrading|41096
CDW|CDW CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|66541
CDW|CDW CORPORATION|JPMX|J.P. Morgan Securities LLC|409553
CDW|CDW CORPORATION|JSJX|JANE STREET CAPITAL LLC|8763
CDW|CDW CORPORATION|KCGM|VIRTU Americas LLC|25825
CDW|CDW CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|4000
CDW|CDW CORPORATION|LEHM|Barclays Capital Inc./Le|650956
CDW|CDW CORPORATION|LIME|Lime Brokerage LLC|177354
CDW|CDW CORPORATION|LMGP|LIME BROKERAGE LLC|3873
CDW|CDW CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|142046
CDW|CDW CORPORATION|LOOP|Loop Capital Markets LLC|100
CDW|CDW CORPORATION|LQNA|LIQUIDNET, INC.|22600
CDW|CDW CORPORATION|LSCI|Lek Securities Corporation|1
CDW|CDW CORPORATION|MACQ|Macquarie Capital (USA) Inc.|2300
CDW|CDW CORPORATION|MAXM|Maxim Group LLC|715
CDW|CDW CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|8
CDW|CDW CORPORATION|MCMF|Raymond James Ltd. Cds|169
CDW|CDW CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86567
CDW|CDW CORPORATION|MOTF|MOTIF INVESTING, INC.|12
CDW|CDW CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|2958309
CDW|CDW CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|304800
CDW|CDW CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|89400
CDW|CDW CORPORATION|MTON|MILLINGTON SECURITIES, INC.|85213
CDW|CDW CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|4383
CDW|CDW CORPORATION|NFSC|National Financial Services LLC|194967
CDW|CDW CORPORATION|NITE|VIRTU Americas LLC|323798
CDW|CDW CORPORATION|NITP|VIRTU Americas LLC|10110
CDW|CDW CORPORATION|NQRB|Brut, LLC|10435
CDW|CDW CORPORATION|NTRC|Northern Trust Securities, Inc.|155
CDW|CDW CORPORATION|OPCO|Oppenheimer & Co. Inc.|4997
CDW|CDW CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7048
CDW|CDW CORPORATION|PDQM|CODA MARKETS, INC.|137489
CDW|CDW CORPORATION|PIPR|Piper Jaffray & Co.|1990
CDW|CDW CORPORATION|PUMA|Puma Capital, Llc|86013
CDW|CDW CORPORATION|PWJC|UBS Financial Services, Inc.|1446
CDW|CDW CORPORATION|RAJA|Raymond James & Associates, Inc.|6686
CDW|CDW CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|9143
CDW|CDW CORPORATION|SAGL|SAGETRADER, LLC|71580
CDW|CDW CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|38
CDW|CDW CORPORATION|SBSH|Citigroup Global Markets Inc.|457125
CDW|CDW CORPORATION|SEIC|SEI Investments Distribution Co.|200
CDW|CDW CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|92496
CDW|CDW CORPORATION|SOCO|Capital One Southcoast, Inc|3500
CDW|CDW CORPORATION|SPDR|SPEEDROUTE LLC|18903
CDW|CDW CORPORATION|SPHN|Stephens Inc.|7210
CDW|CDW CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|8450
CDW|CDW CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|34
CDW|CDW CORPORATION|SWIM|TD Ameritrade, Inc.|10099
CDW|CDW CORPORATION|SWST|Hilltop Securities Inc.|964
CDW|CDW CORPORATION|TAGC|TELSEY ADVISORY GROUP LLC|500
CDW|CDW CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|100
CDW|CDW CORPORATION|TONC|CUTTONE & CO., LLC|925
CDW|CDW CORPORATION|TRBT|Tradebot Systems, Inc.|269435
CDW|CDW CORPORATION|TRCM|TRC MARKETS LLC|207350
CDW|CDW CORPORATION|TTUC|CUTTONE & CO., INC.|10785
CDW|CDW CORPORATION|TWTT|TASTYWORKS, INC.|200
CDW|CDW CORPORATION|UBSA|UBS SECURITIES LLC|496847
CDW|CDW CORPORATION|UBSS|UBS Securities LLC|1280251
CDW|CDW CORPORATION|VALX|VIRTU AMERICAS LLC|7747
CDW|CDW CORPORATION|VGRD|Vanguard Marketing Corporation|16533
CDW|CDW CORPORATION|WABR|Wall Street Access|4160
CDW|CDW CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
CDW|CDW CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|84464
CDW|CDW CORPORATION|WEDB|WEDBUSH SECURITIES INC.|211
CDW|CDW CORPORATION|WEED|Weeden & Co.L.P.|3514
CDW|CDW CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2053
CDW|CDW CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13612
CDW|CDW CORPORATION|WGIF|CIBC World Markets Inc.|2825
CDW|CDW CORPORATION|WORD|Worden Capital Management LLC|1140
CDW|CDW CORPORATION|WSAG|WALL STREET ACCESS|26
CDW|CDW CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|2016
CDW|CDW CORPORATION|XIST|INSTINET, LLC|39652
CDW|CDW CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|32858
CDW|CDW CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|9574
CDW|CDW CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3735
CDXC|CHROMADEX CORP CS|ALTX|Alternet Securities Inc.|6500
CDXC|CHROMADEX CORP CS|APCC|Apex Clearing Corporation|888
CDXC|CHROMADEX CORP CS|AQUA|AQUA SECURITIES L.P.|10800
CDXC|CHROMADEX CORP CS|BATM|CBOE TRADING, INC.|606
CDXC|CHROMADEX CORP CS|BAYC|BAY CREST PARTNERS, LLC|2926
CDXC|CHROMADEX CORP CS|BAYT|BTIG, LLC|5000
CDXC|CHROMADEX CORP CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6000
CDXC|CHROMADEX CORP CS|BMOC|BMO Capital Markets Corp.|2903
CDXC|CHROMADEX CORP CS|BNPX|BNP PARIBAS SECURITIES CORP.|3016
CDXC|CHROMADEX CORP CS|BTIG|BTIG, LLC|57208
CDXC|CHROMADEX CORP CS|BYXM|CBOE TRADING, INC.|111
CDXC|CHROMADEX CORP CS|CHAS|Charles Schwab & Co., Inc.|10911
CDXC|CHROMADEX CORP CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1078
CDXC|CHROMADEX CORP CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
CDXC|CHROMADEX CORP CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47793
CDXC|CHROMADEX CORP CS|CTDL|Citadel Derivatives Group Llc|13727
CDXC|CHROMADEX CORP CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6690
CDXC|CHROMADEX CORP CS|DADA|D.A. Davidson & Co.|5000
CDXC|CHROMADEX CORP CS|DBAB|Deutsche Bank Securities Inc.|407664
CDXC|CHROMADEX CORP CS|DBAX|Deutsche Bank Securities Inc.|56000
CDXC|CHROMADEX CORP CS|DEAN|MORGAN STANLEY|10040
CDXC|CHROMADEX CORP CS|DEGS|RONIN PROFESSIONAL LLC|19492
CDXC|CHROMADEX CORP CS|EBXL|EBX LLC|26000
CDXC|CHROMADEX CORP CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|514
CDXC|CHROMADEX CORP CS|EDJO|Edward D. Jones & Co., L.P.|1358
CDXC|CHROMADEX CORP CS|EGAM|CBOE TRADING, INC.|4754
CDXC|CHROMADEX CORP CS|EGXM|CBOE TRADING, INC.|3631
CDXC|CHROMADEX CORP CS|ETBE|Electronic Transaction Clearing, Inc.|95908
CDXC|CHROMADEX CORP CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|40
CDXC|CHROMADEX CORP CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2040
CDXC|CHROMADEX CORP CS|ETRS|E*Trade Securities LLC|196181
CDXC|CHROMADEX CORP CS|FBCO|Credit Suisse Securities (USA) LLC|81814
CDXC|CHROMADEX CORP CS|FINX|FINTECH SECURITIES|60
CDXC|CHROMADEX CORP CS|FOMA|TD AMERITRADE CLEARING, INC.|401924
CDXC|CHROMADEX CORP CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27319
CDXC|CHROMADEX CORP CS|FTBR|Foliofn Investments, Inc.|650
CDXC|CHROMADEX CORP CS|GEBB|GLOBAL EXECUTION BROKERS, LP|10463
CDXC|CHROMADEX CORP CS|GLPX|ACS EXECUTION SERVICES, LLC|6081
CDXC|CHROMADEX CORP CS|GSCO|GOLDMAN SACHS & CO. LLC|1247088
CDXC|CHROMADEX CORP CS|GSCS|GOLDMAN SACHS & CO. LLC|500
CDXC|CHROMADEX CORP CS|GSLT|GOLDMAN SACHS & CO. LLC|642
CDXC|CHROMADEX CORP CS|GTSZ|GTS SECURITIES LLC|1599
CDXC|CHROMADEX CORP CS|HRBF|American Enterprise Investment Services Inc.|52806
CDXC|CHROMADEX CORP CS|HSBC|HSBC Securities, Inc.|400
CDXC|CHROMADEX CORP CS|IATS|INTERACTIVE BROKERS LLC|17000
CDXC|CHROMADEX CORP CS|IBKR|Interactive Brokers Llc|177575
CDXC|CHROMADEX CORP CS|ICBX|INSTINET, LLC|9810
CDXC|CHROMADEX CORP CS|IEQY|CITADEL SECURITIES LLC|5465
CDXC|CHROMADEX CORP CS|INCA|INSTINET, LLC|219215
CDXC|CHROMADEX CORP CS|INJX|INSTINET, LLC|6236
CDXC|CHROMADEX CORP CS|ITGI|ITG Inc.|26794
CDXC|CHROMADEX CORP CS|ITGP|ITG INC.|108200
CDXC|CHROMADEX CORP CS|JANY|Janney Montgomery Scott Inc.|500
CDXC|CHROMADEX CORP CS|JEFF|JEFFERIES LLC|62973
CDXC|CHROMADEX CORP CS|JMPT|JUMP TRADING, LLC|6010
CDXC|CHROMADEX CORP CS|JPMX|J.P. Morgan Securities LLC|41314
CDXC|CHROMADEX CORP CS|JSJX|JANE STREET CAPITAL LLC|1260
CDXC|CHROMADEX CORP CS|KCGM|VIRTU Americas LLC|4420
CDXC|CHROMADEX CORP CS|LEHM|Barclays Capital Inc./Le|852158
CDXC|CHROMADEX CORP CS|LIME|Lime Brokerage LLC|48019
CDXC|CHROMADEX CORP CS|LMGP|LIME BROKERAGE LLC|27159
CDXC|CHROMADEX CORP CS|LOOP|Loop Capital Markets LLC|14426
CDXC|CHROMADEX CORP CS|LQNA|LIQUIDNET, INC.|5300
CDXC|CHROMADEX CORP CS|LTCO|Ladenburg, Thalmann & Co., Inc.|9800
CDXC|CHROMADEX CORP CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
CDXC|CHROMADEX CORP CS|MACQ|Macquarie Capital (USA) Inc.|3578
CDXC|CHROMADEX CORP CS|MAXM|Maxim Group LLC|3013
CDXC|CHROMADEX CORP CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43261
CDXC|CHROMADEX CORP CS|MSCO|MORGAN STANLEY & CO. LLC|1540703
CDXC|CHROMADEX CORP CS|MSPL|MORGAN STANLEY & CO. LLC|39700
CDXC|CHROMADEX CORP CS|MSTX|MORGAN STANLEY & CO. LLC|26900
CDXC|CHROMADEX CORP CS|NFSC|National Financial Services LLC|181727
CDXC|CHROMADEX CORP CS|NITE|VIRTU Americas LLC|577140
CDXC|CHROMADEX CORP CS|NITP|VIRTU Americas LLC|20104
CDXC|CHROMADEX CORP CS|NQRB|Brut, LLC|1000
CDXC|CHROMADEX CORP CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5600
CDXC|CHROMADEX CORP CS|PCPT|PHILLIP CAPITAL INC.|200
CDXC|CHROMADEX CORP CS|PDQM|CODA MARKETS, INC.|13871
CDXC|CHROMADEX CORP CS|PWJC|UBS Financial Services, Inc.|6140
CDXC|CHROMADEX CORP CS|RAJA|Raymond James & Associates, Inc.|2682
CDXC|CHROMADEX CORP CS|RBCM|RBC CAPITAL MARKETS, LLC|8834
CDXC|CHROMADEX CORP CS|SAGL|SAGETRADER, LLC|100
CDXC|CHROMADEX CORP CS|SBSH|Citigroup Global Markets Inc.|216824
CDXC|CHROMADEX CORP CS|SGMT|GOLDMAN SACHS & CO. LLC|15791
CDXC|CHROMADEX CORP CS|SPDR|SPEEDROUTE LLC|5400
CDXC|CHROMADEX CORP CS|STFL|Stifel, Nicolaus & Company, Incorporated|9200
CDXC|CHROMADEX CORP CS|SWIM|TD Ameritrade, Inc.|106010
CDXC|CHROMADEX CORP CS|TKNG|ALLY INVEST SECURITIES LLC|1859
CDXC|CHROMADEX CORP CS|TRBT|Tradebot Systems, Inc.|32022
CDXC|CHROMADEX CORP CS|TRCM|TRC MARKETS LLC|32266
CDXC|CHROMADEX CORP CS|TWTT|TASTYWORKS, INC.|100
CDXC|CHROMADEX CORP CS|UBSA|UBS SECURITIES LLC|159840
CDXC|CHROMADEX CORP CS|UBSS|UBS Securities LLC|2065006
CDXC|CHROMADEX CORP CS|VALX|VIRTU AMERICAS LLC|790
CDXC|CHROMADEX CORP CS|VGRD|Vanguard Marketing Corporation|59140
CDXC|CHROMADEX CORP CS|VSIN|Vision Financial Markets Llc|893
CDXC|CHROMADEX CORP CS|WCHV|WELLS FARGO SECURITIES, LLC|63673
CDXC|CHROMADEX CORP CS|WEDB|WEDBUSH SECURITIES INC.|22151
CDXC|CHROMADEX CORP CS|WEED|Weeden & Co.L.P.|100
CDXC|CHROMADEX CORP CS|WSEA|WOLVERINE SECURITIES, LLC|4124
CDXC|CHROMADEX CORP CS|XIST|INSTINET, LLC|200
CDXC|CHROMADEX CORP CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
CDXC|CHROMADEX CORP CS|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CDXC|CHROMADEX CORP CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
CDXS|CODEXIS, INC.|ALTX|Alternet Securities Inc.|5949
CDXS|CODEXIS, INC.|APCC|Apex Clearing Corporation|936
CDXS|CODEXIS, INC.|BATM|CBOE TRADING, INC.|3358
CDXS|CODEXIS, INC.|BAYC|BAY CREST PARTNERS, LLC|692
CDXS|CODEXIS, INC.|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|15066
CDXS|CODEXIS, INC.|BERN|Sanford C. Bernstein & Co., LLC|26654
CDXS|CODEXIS, INC.|BIAD|SAGETRADER, LLC|100
CDXS|CODEXIS, INC.|BIMI|Banca IMI Securities Corp.|5134
CDXS|CODEXIS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10662
CDXS|CODEXIS, INC.|BLKX|INSTINET, LLC|27652
CDXS|CODEXIS, INC.|BMOC|BMO Capital Markets Corp.|7276
CDXS|CODEXIS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3051
CDXS|CODEXIS, INC.|BTIG|BTIG, LLC|13736
CDXS|CODEXIS, INC.|BYXM|CBOE TRADING, INC.|245
CDXS|CODEXIS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|4730
CDXS|CODEXIS, INC.|CANT|Cantor Fitzgerald & Co.|8119
CDXS|CODEXIS, INC.|CHAS|Charles Schwab & Co., Inc.|1325
CDXS|CODEXIS, INC.|CHLM|Craig-Hallum Capital Group LLC|2900
CDXS|CODEXIS, INC.|CIST|Capital Institutional Services, Inc.|2740
CDXS|CODEXIS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36829
CDXS|CODEXIS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|160255
CDXS|CODEXIS, INC.|CTDL|Citadel Derivatives Group Llc|21723
CDXS|CODEXIS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|16960
CDXS|CODEXIS, INC.|DBAB|Deutsche Bank Securities Inc.|201005
CDXS|CODEXIS, INC.|DBAX|Deutsche Bank Securities Inc.|111600
CDXS|CODEXIS, INC.|DEAN|MORGAN STANLEY|20396
CDXS|CODEXIS, INC.|DEGS|RONIN PROFESSIONAL LLC|17593
CDXS|CODEXIS, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|6838
CDXS|CODEXIS, INC.|EBXL|EBX LLC|86500
CDXS|CODEXIS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|31426
CDXS|CODEXIS, INC.|EDJO|Edward D. Jones & Co., L.P.|624
CDXS|CODEXIS, INC.|EGAM|CBOE TRADING, INC.|6023
CDXS|CODEXIS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
CDXS|CODEXIS, INC.|EGXM|CBOE TRADING, INC.|398
CDXS|CODEXIS, INC.|ETBE|Electronic Transaction Clearing, Inc.|100
CDXS|CODEXIS, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|104
CDXS|CODEXIS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|212
CDXS|CODEXIS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10128
CDXS|CODEXIS, INC.|ETRS|E*Trade Securities LLC|144253
CDXS|CODEXIS, INC.|FBCO|Credit Suisse Securities (USA) LLC|244934
CDXS|CODEXIS, INC.|FILL|Tradestation Securities, Inc.|2460
CDXS|CODEXIS, INC.|FINX|FINTECH SECURITIES|500
CDXS|CODEXIS, INC.|FMAF|NBCN Inc./ CDS|1822
CDXS|CODEXIS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|226725
CDXS|CODEXIS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CDXS|CODEXIS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38514
CDXS|CODEXIS, INC.|FTBR|Foliofn Investments, Inc.|2061
CDXS|CODEXIS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|20278
CDXS|CODEXIS, INC.|GLIS|TD Securities Inc|20
CDXS|CODEXIS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3638
CDXS|CODEXIS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|693503
CDXS|CODEXIS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|37434
CDXS|CODEXIS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|6787
CDXS|CODEXIS, INC.|GTSZ|GTS SECURITIES LLC|43195
CDXS|CODEXIS, INC.|HRBF|American Enterprise Investment Services Inc.|10119
CDXS|CODEXIS, INC.|IATS|INTERACTIVE BROKERS LLC|7189
CDXS|CODEXIS, INC.|IBKR|Interactive Brokers Llc|99959
CDXS|CODEXIS, INC.|ICBX|INSTINET, LLC|64255
CDXS|CODEXIS, INC.|IEQY|CITADEL SECURITIES LLC|12524
CDXS|CODEXIS, INC.|INCA|INSTINET, LLC|155677
CDXS|CODEXIS, INC.|INJX|INSTINET, LLC|230052
CDXS|CODEXIS, INC.|ITGI|ITG Inc.|10944
CDXS|CODEXIS, INC.|ITGP|ITG INC.|49200
CDXS|CODEXIS, INC.|JEFF|JEFFERIES LLC|115104
CDXS|CODEXIS, INC.|JMPT|JUMP TRADING, LLC|3744
CDXS|CODEXIS, INC.|JONE|JonesTrading|1240
CDXS|CODEXIS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|32843
CDXS|CODEXIS, INC.|JPMX|J.P. Morgan Securities LLC|198542
CDXS|CODEXIS, INC.|JSJX|JANE STREET CAPITAL LLC|7383
CDXS|CODEXIS, INC.|KCGM|VIRTU Americas LLC|19846
CDXS|CODEXIS, INC.|LEER|LEERINK PARTNERS LLC|3000
CDXS|CODEXIS, INC.|LEHM|Barclays Capital Inc./Le|531720
CDXS|CODEXIS, INC.|LIME|Lime Brokerage LLC|118606
CDXS|CODEXIS, INC.|LMGP|LIME BROKERAGE LLC|30200
CDXS|CODEXIS, INC.|LOOP|Loop Capital Markets LLC|12208
CDXS|CODEXIS, INC.|LQNA|LIQUIDNET, INC.|21100
CDXS|CODEXIS, INC.|MACQ|Macquarie Capital (USA) Inc.|1564
CDXS|CODEXIS, INC.|MAXM|Maxim Group LLC|4186
CDXS|CODEXIS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101671
CDXS|CODEXIS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
CDXS|CODEXIS, INC.|MSCO|MORGAN STANLEY & CO. LLC|823387
CDXS|CODEXIS, INC.|MSPL|MORGAN STANLEY & CO. LLC|135400
CDXS|CODEXIS, INC.|MSTX|MORGAN STANLEY & CO. LLC|32000
CDXS|CODEXIS, INC.|NFSC|National Financial Services LLC|291224
CDXS|CODEXIS, INC.|NITE|VIRTU Americas LLC|592368
CDXS|CODEXIS, INC.|NITP|VIRTU Americas LLC|3700
CDXS|CODEXIS, INC.|NQRB|Brut, LLC|572
CDXS|CODEXIS, INC.|OPCO|Oppenheimer & Co. Inc.|2746
CDXS|CODEXIS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1402
CDXS|CODEXIS, INC.|PDQM|CODA MARKETS, INC.|7788
CDXS|CODEXIS, INC.|PWJC|UBS Financial Services, Inc.|532
CDXS|CODEXIS, INC.|RAJA|Raymond James & Associates, Inc.|10101
CDXS|CODEXIS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|37213
CDXS|CODEXIS, INC.|RGLD|Regal Securities, Inc|5
CDXS|CODEXIS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|63
CDXS|CODEXIS, INC.|SBSH|Citigroup Global Markets Inc.|85077
CDXS|CODEXIS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|37003
CDXS|CODEXIS, INC.|SPDR|SPEEDROUTE LLC|5000
CDXS|CODEXIS, INC.|SPHN|Stephens Inc.|1000
CDXS|CODEXIS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|26867
CDXS|CODEXIS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|200
CDXS|CODEXIS, INC.|SWIM|TD Ameritrade, Inc.|74771
CDXS|CODEXIS, INC.|TKNG|ALLY INVEST SECURITIES LLC|2055
CDXS|CODEXIS, INC.|TRBT|Tradebot Systems, Inc.|9290
CDXS|CODEXIS, INC.|TRCM|TRC MARKETS LLC|85781
CDXS|CODEXIS, INC.|UBSA|UBS SECURITIES LLC|403777
CDXS|CODEXIS, INC.|UBSS|UBS Securities LLC|851266
CDXS|CODEXIS, INC.|VALX|VIRTU AMERICAS LLC|20410
CDXS|CODEXIS, INC.|VGRD|Vanguard Marketing Corporation|12679
CDXS|CODEXIS, INC.|VNDS|VANDHAM SECURITIES CORP|5300
CDXS|CODEXIS, INC.|WBLR|WILLIAM BLAIR|310
CDXS|CODEXIS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|70938
CDXS|CODEXIS, INC.|WEDB|WEDBUSH SECURITIES INC.|14
CDXS|CODEXIS, INC.|WEED|Weeden & Co.L.P.|2877
CDXS|CODEXIS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8689
CDXS|CODEXIS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27833
CDXS|CODEXIS, INC.|WGIF|CIBC World Markets Inc.|12828
CDXS|CODEXIS, INC.|WSEA|WOLVERINE SECURITIES, LLC|12396
CDXS|CODEXIS, INC.|XIST|INSTINET, LLC|3750
CDXS|CODEXIS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14542
CDXS|CODEXIS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CDXS|CODEXIS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4100
CDZI|CADIZ INC|ALTX|Alternet Securities Inc.|200
CDZI|CADIZ INC|APCC|Apex Clearing Corporation|4
CDZI|CADIZ INC|BATM|CBOE TRADING, INC.|100
CDZI|CADIZ INC|BAYT|BTIG, LLC|200
CDZI|CADIZ INC|BERN|Sanford C. Bernstein & Co., LLC|1800
CDZI|CADIZ INC|BIDS|BIDS TRADING L.P.|100
CDZI|CADIZ INC|BLKX|INSTINET, LLC|10300
CDZI|CADIZ INC|BMOC|BMO Capital Markets Corp.|3436
CDZI|CADIZ INC|BNPX|BNP PARIBAS SECURITIES CORP.|1998
CDZI|CADIZ INC|BYXM|CBOE TRADING, INC.|100
CDZI|CADIZ INC|BZYD|GOLDMAN SACHS & CO. LLC|400
CDZI|CADIZ INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3107
CDZI|CADIZ INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CDZI|CADIZ INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55539
CDZI|CADIZ INC|CTDL|Citadel Derivatives Group Llc|6613
CDZI|CADIZ INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8118
CDZI|CADIZ INC|DBAB|Deutsche Bank Securities Inc.|42152
CDZI|CADIZ INC|DBAX|Deutsche Bank Securities Inc.|53800
CDZI|CADIZ INC|DEGS|RONIN PROFESSIONAL LLC|9541
CDZI|CADIZ INC|EBXL|EBX LLC|20400
CDZI|CADIZ INC|EDJO|Edward D. Jones & Co., L.P.|100
CDZI|CADIZ INC|EGAM|CBOE TRADING, INC.|1809
CDZI|CADIZ INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
CDZI|CADIZ INC|EGXM|CBOE TRADING, INC.|5
CDZI|CADIZ INC|ETBE|Electronic Transaction Clearing, Inc.|6587
CDZI|CADIZ INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|11
CDZI|CADIZ INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8100
CDZI|CADIZ INC|ETRS|E*Trade Securities LLC|820
CDZI|CADIZ INC|FBCO|Credit Suisse Securities (USA) LLC|186791
CDZI|CADIZ INC|FOMA|TD AMERITRADE CLEARING, INC.|22044
CDZI|CADIZ INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38585
CDZI|CADIZ INC|GEBB|GLOBAL EXECUTION BROKERS, LP|84801
CDZI|CADIZ INC|GLPX|ACS EXECUTION SERVICES, LLC|200
CDZI|CADIZ INC|GSCO|GOLDMAN SACHS & CO. LLC|95768
CDZI|CADIZ INC|GSCS|GOLDMAN SACHS & CO. LLC|100
CDZI|CADIZ INC|GSLT|GOLDMAN SACHS & CO. LLC|550
CDZI|CADIZ INC|GTSZ|GTS SECURITIES LLC|28230
CDZI|CADIZ INC|HRBF|American Enterprise Investment Services Inc.|31
CDZI|CADIZ INC|HSBC|HSBC Securities, Inc.|4490
CDZI|CADIZ INC|IATS|INTERACTIVE BROKERS LLC|1300
CDZI|CADIZ INC|IBKR|Interactive Brokers Llc|9291
CDZI|CADIZ INC|ICBX|INSTINET, LLC|26247
CDZI|CADIZ INC|IEQY|CITADEL SECURITIES LLC|1500
CDZI|CADIZ INC|INCA|INSTINET, LLC|208987
CDZI|CADIZ INC|INJX|INSTINET, LLC|893
CDZI|CADIZ INC|ITGI|ITG Inc.|30322
CDZI|CADIZ INC|ITGP|ITG INC.|45800
CDZI|CADIZ INC|JANY|Janney Montgomery Scott Inc.|6905
CDZI|CADIZ INC|JEFF|JEFFERIES LLC|20638
CDZI|CADIZ INC|JMPT|JUMP TRADING, LLC|2670
CDZI|CADIZ INC|JPBX|J.P. MORGAN SECURITIES LLC|17619
CDZI|CADIZ INC|JPMX|J.P. Morgan Securities LLC|187738
CDZI|CADIZ INC|JSJX|JANE STREET CAPITAL LLC|1719
CDZI|CADIZ INC|KCGM|VIRTU Americas LLC|10670
CDZI|CADIZ INC|LEHM|Barclays Capital Inc./Le|246944
CDZI|CADIZ INC|LIME|Lime Brokerage LLC|64640
CDZI|CADIZ INC|LMGP|LIME BROKERAGE LLC|23676
CDZI|CADIZ INC|MAXM|Maxim Group LLC|2314
CDZI|CADIZ INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33122
CDZI|CADIZ INC|MSCO|MORGAN STANLEY & CO. LLC|264128
CDZI|CADIZ INC|MSPL|MORGAN STANLEY & CO. LLC|66400
CDZI|CADIZ INC|MSTX|MORGAN STANLEY & CO. LLC|5400
CDZI|CADIZ INC|NFSC|National Financial Services LLC|18003
CDZI|CADIZ INC|NITE|VIRTU Americas LLC|103611
CDZI|CADIZ INC|NITP|VIRTU Americas LLC|5558
CDZI|CADIZ INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2360
CDZI|CADIZ INC|PDQM|CODA MARKETS, INC.|2690
CDZI|CADIZ INC|PICT|Pictet Overseas Inc.|3020
CDZI|CADIZ INC|RAJA|Raymond James & Associates, Inc.|68031
CDZI|CADIZ INC|RBCM|RBC CAPITAL MARKETS, LLC|500
CDZI|CADIZ INC|SAGL|SAGETRADER, LLC|100
CDZI|CADIZ INC|SAGW|SAGETRADER, LLC|65
CDZI|CADIZ INC|SBSH|Citigroup Global Markets Inc.|46167
CDZI|CADIZ INC|SGMT|GOLDMAN SACHS & CO. LLC|14099
CDZI|CADIZ INC|SPDR|SPEEDROUTE LLC|2700
CDZI|CADIZ INC|SWIM|TD Ameritrade, Inc.|100
CDZI|CADIZ INC|TKNG|ALLY INVEST SECURITIES LLC|50
CDZI|CADIZ INC|TRBT|Tradebot Systems, Inc.|3818
CDZI|CADIZ INC|TRCM|TRC MARKETS LLC|26877
CDZI|CADIZ INC|UBSA|UBS SECURITIES LLC|105044
CDZI|CADIZ INC|UBSS|UBS Securities LLC|199523
CDZI|CADIZ INC|VALX|VIRTU AMERICAS LLC|21222
CDZI|CADIZ INC|VGRD|Vanguard Marketing Corporation|810
CDZI|CADIZ INC|WBPX|SUMMIT SECURITIES GROUP, LLC|544
CDZI|CADIZ INC|WCHV|WELLS FARGO SECURITIES, LLC|200792
CDZI|CADIZ INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|817
CDZI|CADIZ INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3113
CDZI|CADIZ INC|WSEA|WOLVERINE SECURITIES, LLC|655
CDZI|CADIZ INC|XIST|INSTINET, LLC|100
CDZI|CADIZ INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
CDZI|CADIZ INC|YKNA|COMHAR CAPITAL MARKETS, LLC|40
CE|CELANESE CORPORATION|ABLE|NATIXIS Securities Americas LLC|1655
CE|CELANESE CORPORATION|ALTX|Alternet Securities Inc.|6960
CE|CELANESE CORPORATION|ANOS|ABEL/NOSER, L.L.C.|7690
CE|CELANESE CORPORATION|APCC|Apex Clearing Corporation|46
CE|CELANESE CORPORATION|BANK|Primevest Financial Services, Inc.|21
CE|CELANESE CORPORATION|BARD|Robert W. Baird & Co. Incorporated|943
CE|CELANESE CORPORATION|BATM|CBOE TRADING, INC.|12052
CE|CELANESE CORPORATION|BAYC|BAY CREST PARTNERS, LLC|388
CE|CELANESE CORPORATION|BAYT|BTIG, LLC|3400
CE|CELANESE CORPORATION|BBNT|BB&T SECURITIES, LLC|35
CE|CELANESE CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|71315
CE|CELANESE CORPORATION|BIDS|BIDS TRADING L.P.|400
CE|CELANESE CORPORATION|BIMI|Banca IMI Securities Corp.|54
CE|CELANESE CORPORATION|BKCM|BNY Mellon Capital Markets LLC|964
CE|CELANESE CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8202
CE|CELANESE CORPORATION|BLKX|INSTINET, LLC|55000
CE|CELANESE CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|52803
CE|CELANESE CORPORATION|BTIG|BTIG, LLC|6850
CE|CELANESE CORPORATION|BYXM|CBOE TRADING, INC.|2297
CE|CELANESE CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1052
CE|CELANESE CORPORATION|CANT|Cantor Fitzgerald & Co.|22
CE|CELANESE CORPORATION|CBRA|Cobra Trading, Inc.|1000
CE|CELANESE CORPORATION|CHAS|Charles Schwab & Co., Inc.|1269
CE|CELANESE CORPORATION|CIBP|CIBC World Markets Corp.|28400
CE|CELANESE CORPORATION|CIOI|CITIGROUP GLOBAL MARKETS INC|30000
CE|CELANESE CORPORATION|CIST|Capital Institutional Services, Inc.|3887
CE|CELANESE CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61452
CE|CELANESE CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CE|CELANESE CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
CE|CELANESE CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|336797
CE|CELANESE CORPORATION|CTDL|Citadel Derivatives Group Llc|37917
CE|CELANESE CORPORATION|CTLR|CUTLER GROUP, LP|783
CE|CELANESE CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|53930
CE|CELANESE CORPORATION|DBAB|Deutsche Bank Securities Inc.|281515
CE|CELANESE CORPORATION|DBAX|Deutsche Bank Securities Inc.|278900
CE|CELANESE CORPORATION|DBUL|Deutsche Bank Securities Inc.|3380
CE|CELANESE CORPORATION|DEAN|MORGAN STANLEY|6612
CE|CELANESE CORPORATION|DEGS|RONIN PROFESSIONAL LLC|200
CE|CELANESE CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3032
CE|CELANESE CORPORATION|EBXL|EBX LLC|195900
CE|CELANESE CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|8675
CE|CELANESE CORPORATION|EDJO|Edward D. Jones & Co., L.P.|427
CE|CELANESE CORPORATION|EGAM|CBOE TRADING, INC.|10817
CE|CELANESE CORPORATION|EGAW|CBOE TRADING, INC.|57
CE|CELANESE CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|530
CE|CELANESE CORPORATION|EGXM|CBOE TRADING, INC.|3613
CE|CELANESE CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|503
CE|CELANESE CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|29619
CE|CELANESE CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
CE|CELANESE CORPORATION|ETCB|ETC BROKERAGE SERVICES, LLC|23
CE|CELANESE CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|540
CE|CELANESE CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35219
CE|CELANESE CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CE|CELANESE CORPORATION|ETRS|E*Trade Securities LLC|9286
CE|CELANESE CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|14
CE|CELANESE CORPORATION|FILL|Tradestation Securities, Inc.|1062
CE|CELANESE CORPORATION|FINX|FINTECH SECURITIES|685
CE|CELANESE CORPORATION|FMAF|NBCN Inc./ CDS|284
CE|CELANESE CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2433
CE|CELANESE CORPORATION|FQLS|Quantlab Securities LP|246920
CE|CELANESE CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47845
CE|CELANESE CORPORATION|FTBR|Foliofn Investments, Inc.|2275
CE|CELANESE CORPORATION|GLIS|TD Securities Inc|100
CE|CELANESE CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|78000
CE|CELANESE CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|2132269
CE|CELANESE CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|1967
CE|CELANESE CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|7094
CE|CELANESE CORPORATION|GTSZ|GTS SECURITIES LLC|115455
CE|CELANESE CORPORATION|HRBF|American Enterprise Investment Services Inc.|4064
CE|CELANESE CORPORATION|HSBC|HSBC Securities, Inc.|1087
CE|CELANESE CORPORATION|IATS|INTERACTIVE BROKERS LLC|8688
CE|CELANESE CORPORATION|IBKR|Interactive Brokers Llc|6022
CE|CELANESE CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|939
CE|CELANESE CORPORATION|ICBX|INSTINET, LLC|49900
CE|CELANESE CORPORATION|INCA|INSTINET, LLC|464749
CE|CELANESE CORPORATION|INJX|INSTINET, LLC|13325
CE|CELANESE CORPORATION|ITGI|ITG Inc.|75340
CE|CELANESE CORPORATION|ITGP|ITG INC.|101800
CE|CELANESE CORPORATION|JANY|Janney Montgomery Scott Inc.|1419
CE|CELANESE CORPORATION|JEFF|JEFFERIES LLC|99175
CE|CELANESE CORPORATION|JMPT|JUMP TRADING, LLC|33335
CE|CELANESE CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|84555
CE|CELANESE CORPORATION|JPMX|J.P. Morgan Securities LLC|533441
CE|CELANESE CORPORATION|JSJX|JANE STREET CAPITAL LLC|8482
CE|CELANESE CORPORATION|KCGM|VIRTU Americas LLC|51886
CE|CELANESE CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|13041
CE|CELANESE CORPORATION|LEHM|Barclays Capital Inc./Le|662050
CE|CELANESE CORPORATION|LIME|Lime Brokerage LLC|43952
CE|CELANESE CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|89246
CE|CELANESE CORPORATION|LOOP|Loop Capital Markets LLC|100
CE|CELANESE CORPORATION|LQNA|LIQUIDNET, INC.|73200
CE|CELANESE CORPORATION|LSCI|Lek Securities Corporation|166
CE|CELANESE CORPORATION|LVMR|LIVERMORE TRADING GROUP, INC.|390
CE|CELANESE CORPORATION|MACC|Mid Atlantic Capital Corporation|200
CE|CELANESE CORPORATION|MACQ|Macquarie Capital (USA) Inc.|1500
CE|CELANESE CORPORATION|MAXM|Maxim Group LLC|16584
CE|CELANESE CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|10
CE|CELANESE CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121099
CE|CELANESE CORPORATION|MOTF|MOTIF INVESTING, INC.|14
CE|CELANESE CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1476383
CE|CELANESE CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|294500
CE|CELANESE CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|116500
CE|CELANESE CORPORATION|NFSC|National Financial Services LLC|70168
CE|CELANESE CORPORATION|NITE|VIRTU Americas LLC|255648
CE|CELANESE CORPORATION|NITP|VIRTU Americas LLC|100
CE|CELANESE CORPORATION|NQRB|Brut, LLC|3700
CE|CELANESE CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|3605
CE|CELANESE CORPORATION|NTRC|Northern Trust Securities, Inc.|9137
CE|CELANESE CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|34137
CE|CELANESE CORPORATION|OPCO|Oppenheimer & Co. Inc.|517
CE|CELANESE CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|958
CE|CELANESE CORPORATION|PDQM|CODA MARKETS, INC.|202832
CE|CELANESE CORPORATION|PHLY|NASDAQ Execution Services, LLC|19800
CE|CELANESE CORPORATION|PICT|Pictet Overseas Inc.|588
CE|CELANESE CORPORATION|PWJC|UBS Financial Services, Inc.|837
CE|CELANESE CORPORATION|QMSR|QUATTRO M SECURITIES INC.|600
CE|CELANESE CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|8001
CE|CELANESE CORPORATION|SAGL|SAGETRADER, LLC|5264
CE|CELANESE CORPORATION|SBSH|Citigroup Global Markets Inc.|117025
CE|CELANESE CORPORATION|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|44
CE|CELANESE CORPORATION|SEIC|SEI Investments Distribution Co.|400
CE|CELANESE CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|71906
CE|CELANESE CORPORATION|SPDR|SPEEDROUTE LLC|15900
CE|CELANESE CORPORATION|SPHN|Stephens Inc.|52
CE|CELANESE CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|1959
CE|CELANESE CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|2311
CE|CELANESE CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3873
CE|CELANESE CORPORATION|SWIM|TD Ameritrade, Inc.|15931
CE|CELANESE CORPORATION|SWST|Hilltop Securities Inc.|7386
CE|CELANESE CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|105
CE|CELANESE CORPORATION|TRBT|Tradebot Systems, Inc.|164587
CE|CELANESE CORPORATION|TRCM|TRC MARKETS LLC|78144
CE|CELANESE CORPORATION|UBSA|UBS SECURITIES LLC|515434
CE|CELANESE CORPORATION|UBSS|UBS Securities LLC|765605
CE|CELANESE CORPORATION|VALX|VIRTU AMERICAS LLC|15189
CE|CELANESE CORPORATION|VGRD|Vanguard Marketing Corporation|3092
CE|CELANESE CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|3526
CE|CELANESE CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|55205
CE|CELANESE CORPORATION|WDNX|WEEDEN & CO.L.P.|812
CE|CELANESE CORPORATION|WEDB|WEDBUSH SECURITIES INC.|8912
CE|CELANESE CORPORATION|WEED|Weeden & Co.L.P.|142226
CE|CELANESE CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1787
CE|CELANESE CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38414
CE|CELANESE CORPORATION|WOLF|Wolfe Trahan Securities|22
CE|CELANESE CORPORATION|WSAG|WALL STREET ACCESS|113
CE|CELANESE CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|534
CE|CELANESE CORPORATION|XIST|INSTINET, LLC|7350
CE|CELANESE CORPORATION|XPQR|Jump Trading|1000
CE|CELANESE CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|17764
CE|CELANESE CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|15494
CE|CELANESE CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4395
CEA|CHINA EASTERN AIRLNE|APCC|Apex Clearing Corporation|39
CEA|CHINA EASTERN AIRLNE|BANK|Primevest Financial Services, Inc.|13641
CEA|CHINA EASTERN AIRLNE|BATM|CBOE TRADING, INC.|44
CEA|CHINA EASTERN AIRLNE|BERN|Sanford C. Bernstein & Co., LLC|1
CEA|CHINA EASTERN AIRLNE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|215
CEA|CHINA EASTERN AIRLNE|BZYD|GOLDMAN SACHS & CO. LLC|150
CEA|CHINA EASTERN AIRLNE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3863
CEA|CHINA EASTERN AIRLNE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1097
CEA|CHINA EASTERN AIRLNE|CTDL|Citadel Derivatives Group Llc|226
CEA|CHINA EASTERN AIRLNE|DBAB|Deutsche Bank Securities Inc.|900
CEA|CHINA EASTERN AIRLNE|DBAX|Deutsche Bank Securities Inc.|500
CEA|CHINA EASTERN AIRLNE|DEAN|MORGAN STANLEY|1582
CEA|CHINA EASTERN AIRLNE|EBXL|EBX LLC|600
CEA|CHINA EASTERN AIRLNE|ECUT|CONVERGEX EXECUTION SOLUTIONS|147
CEA|CHINA EASTERN AIRLNE|EGXM|CBOE TRADING, INC.|10
CEA|CHINA EASTERN AIRLNE|ETRS|E*Trade Securities LLC|2983
CEA|CHINA EASTERN AIRLNE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62
CEA|CHINA EASTERN AIRLNE|FTBR|Foliofn Investments, Inc.|243
CEA|CHINA EASTERN AIRLNE|GLIS|TD Securities Inc|10
CEA|CHINA EASTERN AIRLNE|GLPX|ACS EXECUTION SERVICES, LLC|300
CEA|CHINA EASTERN AIRLNE|GSCO|GOLDMAN SACHS & CO. LLC|12880
CEA|CHINA EASTERN AIRLNE|GSCS|GOLDMAN SACHS & CO. LLC|689
CEA|CHINA EASTERN AIRLNE|GSLT|GOLDMAN SACHS & CO. LLC|135
CEA|CHINA EASTERN AIRLNE|GTSZ|GTS SECURITIES LLC|3489
CEA|CHINA EASTERN AIRLNE|HRBF|American Enterprise Investment Services Inc.|485
CEA|CHINA EASTERN AIRLNE|IATS|INTERACTIVE BROKERS LLC|3622
CEA|CHINA EASTERN AIRLNE|IBKR|Interactive Brokers Llc|7197
CEA|CHINA EASTERN AIRLNE|INCA|INSTINET, LLC|1355
CEA|CHINA EASTERN AIRLNE|INTL|INTL FCSTONE FINANCIAL INC.|5424
CEA|CHINA EASTERN AIRLNE|JANY|Janney Montgomery Scott Inc.|134
CEA|CHINA EASTERN AIRLNE|JEFF|JEFFERIES LLC|17
CEA|CHINA EASTERN AIRLNE|JPMX|J.P. Morgan Securities LLC|820
CEA|CHINA EASTERN AIRLNE|JSJX|JANE STREET CAPITAL LLC|2012
CEA|CHINA EASTERN AIRLNE|KCGM|VIRTU Americas LLC|103
CEA|CHINA EASTERN AIRLNE|LEHM|Barclays Capital Inc./Le|2000
CEA|CHINA EASTERN AIRLNE|LIME|Lime Brokerage LLC|1005
CEA|CHINA EASTERN AIRLNE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1700
CEA|CHINA EASTERN AIRLNE|MOTF|MOTIF INVESTING, INC.|3
CEA|CHINA EASTERN AIRLNE|MSCO|MORGAN STANLEY & CO. LLC|6890
CEA|CHINA EASTERN AIRLNE|MSPL|MORGAN STANLEY & CO. LLC|3200
CEA|CHINA EASTERN AIRLNE|NFSC|National Financial Services LLC|30000
CEA|CHINA EASTERN AIRLNE|NITE|VIRTU Americas LLC|37755
CEA|CHINA EASTERN AIRLNE|NQRB|Brut, LLC|1
CEA|CHINA EASTERN AIRLNE|OLDM|OLD MISSION CAPITAL, LLC|200
CEA|CHINA EASTERN AIRLNE|PCPT|PHILLIP CAPITAL INC.|50
CEA|CHINA EASTERN AIRLNE|PDQM|CODA MARKETS, INC.|300
CEA|CHINA EASTERN AIRLNE|RBCM|RBC CAPITAL MARKETS, LLC|175
CEA|CHINA EASTERN AIRLNE|SBSH|Citigroup Global Markets Inc.|274
CEA|CHINA EASTERN AIRLNE|SGMT|GOLDMAN SACHS & CO. LLC|4152
CEA|CHINA EASTERN AIRLNE|SWIM|TD Ameritrade, Inc.|562
CEA|CHINA EASTERN AIRLNE|SWST|Hilltop Securities Inc.|160
CEA|CHINA EASTERN AIRLNE|TKNG|ALLY INVEST SECURITIES LLC|132
CEA|CHINA EASTERN AIRLNE|TRBT|Tradebot Systems, Inc.|86
CEA|CHINA EASTERN AIRLNE|UBSA|UBS SECURITIES LLC|17194
CEA|CHINA EASTERN AIRLNE|UBSS|UBS Securities LLC|26875
CEA|CHINA EASTERN AIRLNE|VALX|VIRTU AMERICAS LLC|490
CEA|CHINA EASTERN AIRLNE|VGRD|Vanguard Marketing Corporation|1619
CEA|CHINA EASTERN AIRLNE|WCHV|WELLS FARGO SECURITIES, LLC|4906
CEA|CHINA EASTERN AIRLNE|WSEA|WOLVERINE SECURITIES, LLC|532
CECE|C E C O ENVIR|ALTX|Alternet Securities Inc.|289
CECE|C E C O ENVIR|APCC|Apex Clearing Corporation|1490
CECE|C E C O ENVIR|AQUA|AQUA SECURITIES L.P.|4300
CECE|C E C O ENVIR|BATM|CBOE TRADING, INC.|143
CECE|C E C O ENVIR|BAYC|BAY CREST PARTNERS, LLC|1369
CECE|C E C O ENVIR|BAYT|BTIG, LLC|4000
CECE|C E C O ENVIR|BERN|Sanford C. Bernstein & Co., LLC|500
CECE|C E C O ENVIR|BMOC|BMO Capital Markets Corp.|4802
CECE|C E C O ENVIR|BNPX|BNP PARIBAS SECURITIES CORP.|3201
CECE|C E C O ENVIR|BTIG|BTIG, LLC|43314
CECE|C E C O ENVIR|BYXM|CBOE TRADING, INC.|100
CECE|C E C O ENVIR|BZYD|GOLDMAN SACHS & CO. LLC|5266
CECE|C E C O ENVIR|CHAS|Charles Schwab & Co., Inc.|1003
CECE|C E C O ENVIR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4864
CECE|C E C O ENVIR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1653
CECE|C E C O ENVIR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39918
CECE|C E C O ENVIR|CTDL|Citadel Derivatives Group Llc|4863
CECE|C E C O ENVIR|CXCX|CITIGROUP GLOBAL MARKETS INC.|8658
CECE|C E C O ENVIR|DBAB|Deutsche Bank Securities Inc.|70434
CECE|C E C O ENVIR|DBAX|Deutsche Bank Securities Inc.|29200
CECE|C E C O ENVIR|DEAN|MORGAN STANLEY|22
CECE|C E C O ENVIR|DEGS|RONIN PROFESSIONAL LLC|12955
CECE|C E C O ENVIR|EBXL|EBX LLC|19000
CECE|C E C O ENVIR|ECUT|CONVERGEX EXECUTION SOLUTIONS|711
CECE|C E C O ENVIR|EGAM|CBOE TRADING, INC.|3056
CECE|C E C O ENVIR|EGAW|CBOE TRADING, INC.|11
CECE|C E C O ENVIR|EGXM|CBOE TRADING, INC.|847
CECE|C E C O ENVIR|ETBE|Electronic Transaction Clearing, Inc.|560
CECE|C E C O ENVIR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2258
CECE|C E C O ENVIR|ETRS|E*Trade Securities LLC|28935
CECE|C E C O ENVIR|FBCO|Credit Suisse Securities (USA) LLC|154008
CECE|C E C O ENVIR|FILL|Tradestation Securities, Inc.|7210
CECE|C E C O ENVIR|FOMA|TD AMERITRADE CLEARING, INC.|68125
CECE|C E C O ENVIR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11644
CECE|C E C O ENVIR|FTBR|Foliofn Investments, Inc.|533
CECE|C E C O ENVIR|GEBB|GLOBAL EXECUTION BROKERS, LP|8300
CECE|C E C O ENVIR|GLIS|TD Securities Inc|900
CECE|C E C O ENVIR|GLPX|ACS EXECUTION SERVICES, LLC|4203
CECE|C E C O ENVIR|GSCO|GOLDMAN SACHS & CO. LLC|131143
CECE|C E C O ENVIR|GSCS|GOLDMAN SACHS & CO. LLC|3919
CECE|C E C O ENVIR|GSLT|GOLDMAN SACHS & CO. LLC|701
CECE|C E C O ENVIR|GTSZ|GTS SECURITIES LLC|2398
CECE|C E C O ENVIR|HRBF|American Enterprise Investment Services Inc.|400
CECE|C E C O ENVIR|IATS|INTERACTIVE BROKERS LLC|5424
CECE|C E C O ENVIR|IBKR|Interactive Brokers Llc|77055
CECE|C E C O ENVIR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21
CECE|C E C O ENVIR|ICBX|INSTINET, LLC|13400
CECE|C E C O ENVIR|IEQY|CITADEL SECURITIES LLC|6108
CECE|C E C O ENVIR|INCA|INSTINET, LLC|56938
CECE|C E C O ENVIR|INJX|INSTINET, LLC|5633
CECE|C E C O ENVIR|ITGI|ITG Inc.|38284
CECE|C E C O ENVIR|ITGP|ITG INC.|36800
CECE|C E C O ENVIR|JANY|Janney Montgomery Scott Inc.|29385
CECE|C E C O ENVIR|JEFF|JEFFERIES LLC|100056
CECE|C E C O ENVIR|JMPT|JUMP TRADING, LLC|6025
CECE|C E C O ENVIR|JPBX|J.P. MORGAN SECURITIES LLC|2800
CECE|C E C O ENVIR|JPMX|J.P. Morgan Securities LLC|43511
CECE|C E C O ENVIR|JSJX|JANE STREET CAPITAL LLC|1244
CECE|C E C O ENVIR|KCGM|VIRTU Americas LLC|9057
CECE|C E C O ENVIR|LEHM|Barclays Capital Inc./Le|107126
CECE|C E C O ENVIR|LIME|Lime Brokerage LLC|107214
CECE|C E C O ENVIR|LQNA|LIQUIDNET, INC.|33200
CECE|C E C O ENVIR|MAXM|Maxim Group LLC|3034
CECE|C E C O ENVIR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19320
CECE|C E C O ENVIR|MSCO|MORGAN STANLEY & CO. LLC|266507
CECE|C E C O ENVIR|MSPL|MORGAN STANLEY & CO. LLC|15500
CECE|C E C O ENVIR|MSTX|MORGAN STANLEY & CO. LLC|18400
CECE|C E C O ENVIR|NFSC|National Financial Services LLC|143878
CECE|C E C O ENVIR|NITE|VIRTU Americas LLC|249814
CECE|C E C O ENVIR|NQRB|Brut, LLC|2172
CECE|C E C O ENVIR|OPCO|Oppenheimer & Co. Inc.|1500
CECE|C E C O ENVIR|PDQM|CODA MARKETS, INC.|8176
CECE|C E C O ENVIR|PWJC|UBS Financial Services, Inc.|1283
CECE|C E C O ENVIR|RAJA|Raymond James & Associates, Inc.|1349
CECE|C E C O ENVIR|RBCM|RBC CAPITAL MARKETS, LLC|799
CECE|C E C O ENVIR|SBSH|Citigroup Global Markets Inc.|42442
CECE|C E C O ENVIR|SGMT|GOLDMAN SACHS & CO. LLC|11602
CECE|C E C O ENVIR|SPDR|SPEEDROUTE LLC|6613
CECE|C E C O ENVIR|STFL|Stifel, Nicolaus & Company, Incorporated|7307
CECE|C E C O ENVIR|SWIM|TD Ameritrade, Inc.|25920
CECE|C E C O ENVIR|TKNG|ALLY INVEST SECURITIES LLC|475
CECE|C E C O ENVIR|TRBT|Tradebot Systems, Inc.|18148
CECE|C E C O ENVIR|TRCM|TRC MARKETS LLC|23363
CECE|C E C O ENVIR|TWTT|TASTYWORKS, INC.|134
CECE|C E C O ENVIR|UBSA|UBS SECURITIES LLC|90687
CECE|C E C O ENVIR|UBSS|UBS Securities LLC|169115
CECE|C E C O ENVIR|VALX|VIRTU AMERICAS LLC|1769
CECE|C E C O ENVIR|VGRD|Vanguard Marketing Corporation|1061
CECE|C E C O ENVIR|WCHV|WELLS FARGO SECURITIES, LLC|8528
CECE|C E C O ENVIR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1364
CECE|C E C O ENVIR|WSEA|WOLVERINE SECURITIES, LLC|2623
CECE|C E C O ENVIR|XIST|INSTINET, LLC|11800
CECE|C E C O ENVIR|XSTM|NATIONAL FINANCIAL SERVICES LLC|29200
CECE|C E C O ENVIR|YKNA|COMHAR CAPITAL MARKETS, LLC|722
CECE|C E C O ENVIR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1600
CECO|CAREER EDUCATION  ##|ALTX|Alternet Securities Inc.|7071
CECO|CAREER EDUCATION  ##|APCC|Apex Clearing Corporation|558
CECO|CAREER EDUCATION  ##|BAQP|BURKE & QUICK PARTNERS LLC|6683
CECO|CAREER EDUCATION  ##|BATM|CBOE TRADING, INC.|9421
CECO|CAREER EDUCATION  ##|BAYC|BAY CREST PARTNERS, LLC|3931
CECO|CAREER EDUCATION  ##|BAYT|BTIG, LLC|15627
CECO|CAREER EDUCATION  ##|BERN|Sanford C. Bernstein & Co., LLC|10999
CECO|CAREER EDUCATION  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33
CECO|CAREER EDUCATION  ##|BLKX|INSTINET, LLC|83302
CECO|CAREER EDUCATION  ##|BMOC|BMO Capital Markets Corp.|10826
CECO|CAREER EDUCATION  ##|BNPX|BNP PARIBAS SECURITIES CORP.|14244
CECO|CAREER EDUCATION  ##|BRVL|BLAYLOCK VAN, LLC|500
CECO|CAREER EDUCATION  ##|BTIG|BTIG, LLC|3984
CECO|CAREER EDUCATION  ##|BYXM|CBOE TRADING, INC.|5985
CECO|CAREER EDUCATION  ##|BZYD|GOLDMAN SACHS & CO. LLC|2160
CECO|CAREER EDUCATION  ##|CANT|Cantor Fitzgerald & Co.|1198689
CECO|CAREER EDUCATION  ##|CIST|Capital Institutional Services, Inc.|4098
CECO|CAREER EDUCATION  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200755
CECO|CAREER EDUCATION  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3824
CECO|CAREER EDUCATION  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|108083
CECO|CAREER EDUCATION  ##|CTDL|Citadel Derivatives Group Llc|13253
CECO|CAREER EDUCATION  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|11404
CECO|CAREER EDUCATION  ##|DBAB|Deutsche Bank Securities Inc.|366785
CECO|CAREER EDUCATION  ##|DBAX|Deutsche Bank Securities Inc.|62000
CECO|CAREER EDUCATION  ##|DBUL|Deutsche Bank Securities Inc.|1545
CECO|CAREER EDUCATION  ##|DEAN|MORGAN STANLEY|37
CECO|CAREER EDUCATION  ##|DEGS|RONIN PROFESSIONAL LLC|1100
CECO|CAREER EDUCATION  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28741
CECO|CAREER EDUCATION  ##|EBXL|EBX LLC|58100
CECO|CAREER EDUCATION  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2540
CECO|CAREER EDUCATION  ##|EGAM|CBOE TRADING, INC.|19271
CECO|CAREER EDUCATION  ##|EGAW|CBOE TRADING, INC.|222
CECO|CAREER EDUCATION  ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
CECO|CAREER EDUCATION  ##|EGXM|CBOE TRADING, INC.|7953
CECO|CAREER EDUCATION  ##|EGXW|CBOE TRADING, INC.|138
CECO|CAREER EDUCATION  ##|ETBE|Electronic Transaction Clearing, Inc.|21013
CECO|CAREER EDUCATION  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9192
CECO|CAREER EDUCATION  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4174
CECO|CAREER EDUCATION  ##|ETRS|E*Trade Securities LLC|24236
CECO|CAREER EDUCATION  ##|FBCO|Credit Suisse Securities (USA) LLC|824182
CECO|CAREER EDUCATION  ##|FILL|Tradestation Securities, Inc.|2200
CECO|CAREER EDUCATION  ##|FMAF|NBCN Inc./ CDS|87
CECO|CAREER EDUCATION  ##|FOMA|TD AMERITRADE CLEARING, INC.|31876
CECO|CAREER EDUCATION  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3143
CECO|CAREER EDUCATION  ##|FQLS|Quantlab Securities LP|54938
CECO|CAREER EDUCATION  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103769
CECO|CAREER EDUCATION  ##|FTBR|Foliofn Investments, Inc.|3108
CECO|CAREER EDUCATION  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|21863
CECO|CAREER EDUCATION  ##|GLIS|TD Securities Inc|200
CECO|CAREER EDUCATION  ##|GLPX|ACS EXECUTION SERVICES, LLC|2841
CECO|CAREER EDUCATION  ##|GSCO|GOLDMAN SACHS & CO. LLC|1463124
CECO|CAREER EDUCATION  ##|GSCS|GOLDMAN SACHS & CO. LLC|50971
CECO|CAREER EDUCATION  ##|GSLT|GOLDMAN SACHS & CO. LLC|4710
CECO|CAREER EDUCATION  ##|GTSZ|GTS SECURITIES LLC|9995
CECO|CAREER EDUCATION  ##|HSBC|HSBC Securities, Inc.|100
CECO|CAREER EDUCATION  ##|IATS|INTERACTIVE BROKERS LLC|8207
CECO|CAREER EDUCATION  ##|IBKR|Interactive Brokers Llc|87975
CECO|CAREER EDUCATION  ##|ICBX|INSTINET, LLC|15300
CECO|CAREER EDUCATION  ##|IEQY|CITADEL SECURITIES LLC|52814
CECO|CAREER EDUCATION  ##|INCA|INSTINET, LLC|219839
CECO|CAREER EDUCATION  ##|INJX|INSTINET, LLC|25495
CECO|CAREER EDUCATION  ##|ITGI|ITG Inc.|52008
CECO|CAREER EDUCATION  ##|ITGP|ITG INC.|176200
CECO|CAREER EDUCATION  ##|JANY|Janney Montgomery Scott Inc.|41
CECO|CAREER EDUCATION  ##|JEFF|JEFFERIES LLC|110303
CECO|CAREER EDUCATION  ##|JMPT|JUMP TRADING, LLC|12783
CECO|CAREER EDUCATION  ##|JPBX|J.P. MORGAN SECURITIES LLC|7902
CECO|CAREER EDUCATION  ##|JPMX|J.P. Morgan Securities LLC|104623
CECO|CAREER EDUCATION  ##|JSJX|JANE STREET CAPITAL LLC|27676
CECO|CAREER EDUCATION  ##|KCGM|VIRTU Americas LLC|20361
CECO|CAREER EDUCATION  ##|LEHM|Barclays Capital Inc./Le|664688
CECO|CAREER EDUCATION  ##|LIME|Lime Brokerage LLC|145546
CECO|CAREER EDUCATION  ##|LMGP|LIME BROKERAGE LLC|5530
CECO|CAREER EDUCATION  ##|LOOP|Loop Capital Markets LLC|200
CECO|CAREER EDUCATION  ##|LQNA|LIQUIDNET, INC.|53500
CECO|CAREER EDUCATION  ##|MACQ|Macquarie Capital (USA) Inc.|12779
CECO|CAREER EDUCATION  ##|MAXM|Maxim Group LLC|5891
CECO|CAREER EDUCATION  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58279
CECO|CAREER EDUCATION  ##|MSCO|MORGAN STANLEY & CO. LLC|2363730
CECO|CAREER EDUCATION  ##|MSPL|MORGAN STANLEY & CO. LLC|117300
CECO|CAREER EDUCATION  ##|MSTX|MORGAN STANLEY & CO. LLC|15000
CECO|CAREER EDUCATION  ##|NFSC|National Financial Services LLC|131763
CECO|CAREER EDUCATION  ##|NITE|VIRTU Americas LLC|248800
CECO|CAREER EDUCATION  ##|NITP|VIRTU Americas LLC|2200
CECO|CAREER EDUCATION  ##|NQRB|Brut, LLC|70144
CECO|CAREER EDUCATION  ##|NTRC|Northern Trust Securities, Inc.|2771
CECO|CAREER EDUCATION  ##|OPCO|Oppenheimer & Co. Inc.|10
CECO|CAREER EDUCATION  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4260
CECO|CAREER EDUCATION  ##|PDQM|CODA MARKETS, INC.|2427
CECO|CAREER EDUCATION  ##|RAJA|Raymond James & Associates, Inc.|157
CECO|CAREER EDUCATION  ##|RBCM|RBC CAPITAL MARKETS, LLC|2345
CECO|CAREER EDUCATION  ##|SAGW|SAGETRADER, LLC|1130
CECO|CAREER EDUCATION  ##|SBSH|Citigroup Global Markets Inc.|201811
CECO|CAREER EDUCATION  ##|SGMT|GOLDMAN SACHS & CO. LLC|47053
CECO|CAREER EDUCATION  ##|SPDR|SPEEDROUTE LLC|1582
CECO|CAREER EDUCATION  ##|STFL|Stifel, Nicolaus & Company, Incorporated|20141
CECO|CAREER EDUCATION  ##|SWIM|TD Ameritrade, Inc.|7176
CECO|CAREER EDUCATION  ##|TKNG|ALLY INVEST SECURITIES LLC|1743
CECO|CAREER EDUCATION  ##|TRBT|Tradebot Systems, Inc.|213286
CECO|CAREER EDUCATION  ##|TRCM|TRC MARKETS LLC|123867
CECO|CAREER EDUCATION  ##|TWTT|TASTYWORKS, INC.|500
CECO|CAREER EDUCATION  ##|UBSA|UBS SECURITIES LLC|164911
CECO|CAREER EDUCATION  ##|UBSS|UBS Securities LLC|400861
CECO|CAREER EDUCATION  ##|VALX|VIRTU AMERICAS LLC|5745
CECO|CAREER EDUCATION  ##|VGRD|Vanguard Marketing Corporation|8062
CECO|CAREER EDUCATION  ##|VSIN|Vision Financial Markets Llc|14
CECO|CAREER EDUCATION  ##|WCHV|WELLS FARGO SECURITIES, LLC|311041
CECO|CAREER EDUCATION  ##|WEED|Weeden & Co.L.P.|810
CECO|CAREER EDUCATION  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1344
CECO|CAREER EDUCATION  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11979
CECO|CAREER EDUCATION  ##|WFPB|Wells Fargo Securities, LLC.|200
CECO|CAREER EDUCATION  ##|WGIF|CIBC World Markets Inc.|2367
CECO|CAREER EDUCATION  ##|WSEA|WOLVERINE SECURITIES, LLC|1232
CECO|CAREER EDUCATION  ##|XIST|INSTINET, LLC|42686
CECO|CAREER EDUCATION  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|46618
CECO|CAREER EDUCATION  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|2
CECO|CAREER EDUCATION  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
CEE|THE CENTRAL AND EAST|AGIS|Aegis Capital Corp.|100
CEE|THE CENTRAL AND EAST|ALTX|Alternet Securities Inc.|100
CEE|THE CENTRAL AND EAST|APCC|Apex Clearing Corporation|108
CEE|THE CENTRAL AND EAST|BIMI|Banca IMI Securities Corp.|434
CEE|THE CENTRAL AND EAST|CHAS|Charles Schwab & Co., Inc.|2
CEE|THE CENTRAL AND EAST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|716
CEE|THE CENTRAL AND EAST|DBAX|Deutsche Bank Securities Inc.|600
CEE|THE CENTRAL AND EAST|DEAN|MORGAN STANLEY|150
CEE|THE CENTRAL AND EAST|DEGS|RONIN PROFESSIONAL LLC|1892
CEE|THE CENTRAL AND EAST|EBXL|EBX LLC|100
CEE|THE CENTRAL AND EAST|EGAM|CBOE TRADING, INC.|1476
CEE|THE CENTRAL AND EAST|ETRS|E*Trade Securities LLC|22
CEE|THE CENTRAL AND EAST|FILL|Tradestation Securities, Inc.|140
CEE|THE CENTRAL AND EAST|FMAF|NBCN Inc./ CDS|164
CEE|THE CENTRAL AND EAST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|699
CEE|THE CENTRAL AND EAST|GLIS|TD Securities Inc|57
CEE|THE CENTRAL AND EAST|GSCO|GOLDMAN SACHS & CO. LLC|722
CEE|THE CENTRAL AND EAST|GSLT|GOLDMAN SACHS & CO. LLC|100
CEE|THE CENTRAL AND EAST|GTSZ|GTS SECURITIES LLC|16
CEE|THE CENTRAL AND EAST|IATS|INTERACTIVE BROKERS LLC|1053
CEE|THE CENTRAL AND EAST|IBKR|Interactive Brokers Llc|3809
CEE|THE CENTRAL AND EAST|ITGI|ITG Inc.|400
CEE|THE CENTRAL AND EAST|ITGP|ITG INC.|400
CEE|THE CENTRAL AND EAST|JPMX|J.P. Morgan Securities LLC|600
CEE|THE CENTRAL AND EAST|LEHM|Barclays Capital Inc./Le|1402
CEE|THE CENTRAL AND EAST|LGNT|COR CLEARING LLC|14
CEE|THE CENTRAL AND EAST|LIME|Lime Brokerage LLC|203
CEE|THE CENTRAL AND EAST|MSCO|MORGAN STANLEY & CO. LLC|1707
CEE|THE CENTRAL AND EAST|NFSC|National Financial Services LLC|8766
CEE|THE CENTRAL AND EAST|NITE|VIRTU Americas LLC|14156
CEE|THE CENTRAL AND EAST|NTRC|Northern Trust Securities, Inc.|149
CEE|THE CENTRAL AND EAST|SGMT|GOLDMAN SACHS & CO. LLC|322
CEE|THE CENTRAL AND EAST|SPDR|SPEEDROUTE LLC|100
CEE|THE CENTRAL AND EAST|STFL|Stifel, Nicolaus & Company, Incorporated|614
CEE|THE CENTRAL AND EAST|TRCM|TRC MARKETS LLC|256
CEE|THE CENTRAL AND EAST|UBSA|UBS SECURITIES LLC|1573
CEE|THE CENTRAL AND EAST|UBSS|UBS Securities LLC|2448
CEE|THE CENTRAL AND EAST|VALX|VIRTU AMERICAS LLC|470
CEE|THE CENTRAL AND EAST|VGRD|Vanguard Marketing Corporation|2455
CEE|THE CENTRAL AND EAST|WCHV|WELLS FARGO SECURITIES, LLC|504
CEE|THE CENTRAL AND EAST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4505
CEE|THE CENTRAL AND EAST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46
CEF|SPROTT PHYSICAL GOLD|AGIS|Aegis Capital Corp.|132298
CEF|SPROTT PHYSICAL GOLD|ALTX|Alternet Securities Inc.|63612
CEF|SPROTT PHYSICAL GOLD|APCC|Apex Clearing Corporation|8531
CEF|SPROTT PHYSICAL GOLD|BARD|Robert W. Baird & Co. Incorporated|12412
CEF|SPROTT PHYSICAL GOLD|BATM|CBOE TRADING, INC.|1675
CEF|SPROTT PHYSICAL GOLD|BAYC|BAY CREST PARTNERS, LLC|1550
CEF|SPROTT PHYSICAL GOLD|BBNT|BB&T SECURITIES, LLC|1200
CEF|SPROTT PHYSICAL GOLD|BERN|Sanford C. Bernstein & Co., LLC|100
CEF|SPROTT PHYSICAL GOLD|BIMI|Banca IMI Securities Corp.|2600
CEF|SPROTT PHYSICAL GOLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9294
CEF|SPROTT PHYSICAL GOLD|CHAS|Charles Schwab & Co., Inc.|910
CEF|SPROTT PHYSICAL GOLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93682
CEF|SPROTT PHYSICAL GOLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
CEF|SPROTT PHYSICAL GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|252131
CEF|SPROTT PHYSICAL GOLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|10642
CEF|SPROTT PHYSICAL GOLD|DBAB|Deutsche Bank Securities Inc.|5100
CEF|SPROTT PHYSICAL GOLD|DBAX|Deutsche Bank Securities Inc.|80200
CEF|SPROTT PHYSICAL GOLD|DEAN|MORGAN STANLEY|15141
CEF|SPROTT PHYSICAL GOLD|EBXL|EBX LLC|102100
CEF|SPROTT PHYSICAL GOLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|134484
CEF|SPROTT PHYSICAL GOLD|EDJO|Edward D. Jones & Co., L.P.|13877
CEF|SPROTT PHYSICAL GOLD|EGAM|CBOE TRADING, INC.|21061
CEF|SPROTT PHYSICAL GOLD|EGXM|CBOE TRADING, INC.|800
CEF|SPROTT PHYSICAL GOLD|ETBE|Electronic Transaction Clearing, Inc.|9382
CEF|SPROTT PHYSICAL GOLD|ETCB|ETC BROKERAGE SERVICES, LLC|400
CEF|SPROTT PHYSICAL GOLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5400
CEF|SPROTT PHYSICAL GOLD|ETRS|E*Trade Securities LLC|1082716
CEF|SPROTT PHYSICAL GOLD|FILL|Tradestation Securities, Inc.|5468
CEF|SPROTT PHYSICAL GOLD|FINX|FINTECH SECURITIES|400
CEF|SPROTT PHYSICAL GOLD|FQLS|Quantlab Securities LP|18162
CEF|SPROTT PHYSICAL GOLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3559
CEF|SPROTT PHYSICAL GOLD|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|9200
CEF|SPROTT PHYSICAL GOLD|FTBR|Foliofn Investments, Inc.|6467
CEF|SPROTT PHYSICAL GOLD|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
CEF|SPROTT PHYSICAL GOLD|GLPX|ACS EXECUTION SERVICES, LLC|48464
CEF|SPROTT PHYSICAL GOLD|GSCO|GOLDMAN SACHS & CO. LLC|400
CEF|SPROTT PHYSICAL GOLD|GSLT|GOLDMAN SACHS & CO. LLC|5584
CEF|SPROTT PHYSICAL GOLD|GTSZ|GTS SECURITIES LLC|1300
CEF|SPROTT PHYSICAL GOLD|HRBF|American Enterprise Investment Services Inc.|23630
CEF|SPROTT PHYSICAL GOLD|IATS|INTERACTIVE BROKERS LLC|35659
CEF|SPROTT PHYSICAL GOLD|IBKR|Interactive Brokers Llc|81321
CEF|SPROTT PHYSICAL GOLD|ICBX|INSTINET, LLC|52311
CEF|SPROTT PHYSICAL GOLD|INCA|INSTINET, LLC|47424
CEF|SPROTT PHYSICAL GOLD|INJX|INSTINET, LLC|800
CEF|SPROTT PHYSICAL GOLD|ITGI|ITG Inc.|29816
CEF|SPROTT PHYSICAL GOLD|ITGP|ITG INC.|99800
CEF|SPROTT PHYSICAL GOLD|JANY|Janney Montgomery Scott Inc.|150
CEF|SPROTT PHYSICAL GOLD|JEFF|JEFFERIES LLC|40200
CEF|SPROTT PHYSICAL GOLD|JMPT|JUMP TRADING, LLC|570
CEF|SPROTT PHYSICAL GOLD|JPMX|J.P. Morgan Securities LLC|74846
CEF|SPROTT PHYSICAL GOLD|JSJX|JANE STREET CAPITAL LLC|14335
CEF|SPROTT PHYSICAL GOLD|KCGM|VIRTU Americas LLC|65117
CEF|SPROTT PHYSICAL GOLD|LEHM|Barclays Capital Inc./Le|282200
CEF|SPROTT PHYSICAL GOLD|LIME|Lime Brokerage LLC|30529
CEF|SPROTT PHYSICAL GOLD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
CEF|SPROTT PHYSICAL GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139560
CEF|SPROTT PHYSICAL GOLD|MOTF|MOTIF INVESTING, INC.|1
CEF|SPROTT PHYSICAL GOLD|MSCO|MORGAN STANLEY & CO. LLC|376819
CEF|SPROTT PHYSICAL GOLD|MSPL|MORGAN STANLEY & CO. LLC|322200
CEF|SPROTT PHYSICAL GOLD|NEUB|NEUBERGER BERMAN BD LLC|430
CEF|SPROTT PHYSICAL GOLD|NFSC|National Financial Services LLC|515953
CEF|SPROTT PHYSICAL GOLD|NITE|VIRTU Americas LLC|1028662
CEF|SPROTT PHYSICAL GOLD|NITP|VIRTU Americas LLC|17796
CEF|SPROTT PHYSICAL GOLD|NQRB|Brut, LLC|6270
CEF|SPROTT PHYSICAL GOLD|NTBF|BMO Nesbitt Burns Inc./CDS|3100
CEF|SPROTT PHYSICAL GOLD|NTRC|Northern Trust Securities, Inc.|21000
CEF|SPROTT PHYSICAL GOLD|OLDM|OLD MISSION CAPITAL, LLC|4099
CEF|SPROTT PHYSICAL GOLD|OPCO|Oppenheimer & Co. Inc.|10305
CEF|SPROTT PHYSICAL GOLD|OTAA|OTA LLC|2700
CEF|SPROTT PHYSICAL GOLD|PDQM|CODA MARKETS, INC.|28600
CEF|SPROTT PHYSICAL GOLD|PWJC|UBS Financial Services, Inc.|240
CEF|SPROTT PHYSICAL GOLD|RBCM|RBC CAPITAL MARKETS, LLC|36601
CEF|SPROTT PHYSICAL GOLD|SAGL|SAGETRADER, LLC|1700
CEF|SPROTT PHYSICAL GOLD|SALI|INTL FCSTONE FINANCIAL INC.|300
CEF|SPROTT PHYSICAL GOLD|SBSH|Citigroup Global Markets Inc.|7836
CEF|SPROTT PHYSICAL GOLD|SEIC|SEI Investments Distribution Co.|700
CEF|SPROTT PHYSICAL GOLD|SGMT|GOLDMAN SACHS & CO. LLC|35520
CEF|SPROTT PHYSICAL GOLD|SPDR|SPEEDROUTE LLC|67212
CEF|SPROTT PHYSICAL GOLD|STFL|Stifel, Nicolaus & Company, Incorporated|4450
CEF|SPROTT PHYSICAL GOLD|SWIM|TD Ameritrade, Inc.|51189
CEF|SPROTT PHYSICAL GOLD|TKNG|ALLY INVEST SECURITIES LLC|1945
CEF|SPROTT PHYSICAL GOLD|TRBT|Tradebot Systems, Inc.|53333
CEF|SPROTT PHYSICAL GOLD|TRCM|TRC MARKETS LLC|100
CEF|SPROTT PHYSICAL GOLD|TWTT|TASTYWORKS, INC.|7000
CEF|SPROTT PHYSICAL GOLD|UBSA|UBS SECURITIES LLC|275894
CEF|SPROTT PHYSICAL GOLD|UBSS|UBS Securities LLC|346364
CEF|SPROTT PHYSICAL GOLD|VGRD|Vanguard Marketing Corporation|125437
CEF|SPROTT PHYSICAL GOLD|WCHV|WELLS FARGO SECURITIES, LLC|101998
CEF|SPROTT PHYSICAL GOLD|WGIF|CIBC World Markets Inc.|700
CEF|SPROTT PHYSICAL GOLD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1090
CEF|SPROTT PHYSICAL GOLD|WSEA|WOLVERINE SECURITIES, LLC|2738
CEF|SPROTT PHYSICAL GOLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|52368
CEF|SPROTT PHYSICAL GOLD|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
CEF|SPROTT PHYSICAL GOLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36397
CEFL|2XCLOSEDEND FUND ETN|APCC|Apex Clearing Corporation|3251
CEFL|2XCLOSEDEND FUND ETN|BANK|Primevest Financial Services, Inc.|37
CEFL|2XCLOSEDEND FUND ETN|BARD|Robert W. Baird & Co. Incorporated|2
CEFL|2XCLOSEDEND FUND ETN|BATM|CBOE TRADING, INC.|200
CEFL|2XCLOSEDEND FUND ETN|BYXM|CBOE TRADING, INC.|100
CEFL|2XCLOSEDEND FUND ETN|CHAS|Charles Schwab & Co., Inc.|7778
CEFL|2XCLOSEDEND FUND ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
CEFL|2XCLOSEDEND FUND ETN|DADA|D.A. Davidson & Co.|1
CEFL|2XCLOSEDEND FUND ETN|DBAB|Deutsche Bank Securities Inc.|2338
CEFL|2XCLOSEDEND FUND ETN|DBAX|Deutsche Bank Securities Inc.|3700
CEFL|2XCLOSEDEND FUND ETN|DEAN|MORGAN STANLEY|2100
CEFL|2XCLOSEDEND FUND ETN|EBXL|EBX LLC|400
CEFL|2XCLOSEDEND FUND ETN|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
CEFL|2XCLOSEDEND FUND ETN|EGAM|CBOE TRADING, INC.|500
CEFL|2XCLOSEDEND FUND ETN|EGXM|CBOE TRADING, INC.|100
CEFL|2XCLOSEDEND FUND ETN|ETBE|Electronic Transaction Clearing, Inc.|100
CEFL|2XCLOSEDEND FUND ETN|ETRS|E*Trade Securities LLC|297952
CEFL|2XCLOSEDEND FUND ETN|FILL|Tradestation Securities, Inc.|5925
CEFL|2XCLOSEDEND FUND ETN|FTBR|Foliofn Investments, Inc.|2413
CEFL|2XCLOSEDEND FUND ETN|GLIS|TD Securities Inc|465
CEFL|2XCLOSEDEND FUND ETN|GSCO|GOLDMAN SACHS & CO. LLC|1400
CEFL|2XCLOSEDEND FUND ETN|GSLT|GOLDMAN SACHS & CO. LLC|108
CEFL|2XCLOSEDEND FUND ETN|GTSZ|GTS SECURITIES LLC|210
CEFL|2XCLOSEDEND FUND ETN|HRBF|American Enterprise Investment Services Inc.|5000
CEFL|2XCLOSEDEND FUND ETN|IATS|INTERACTIVE BROKERS LLC|35429
CEFL|2XCLOSEDEND FUND ETN|IBKR|Interactive Brokers Llc|160976
CEFL|2XCLOSEDEND FUND ETN|INCA|INSTINET, LLC|900
CEFL|2XCLOSEDEND FUND ETN|ITGI|ITG Inc.|9173
CEFL|2XCLOSEDEND FUND ETN|JMPT|JUMP TRADING, LLC|69
CEFL|2XCLOSEDEND FUND ETN|JPMX|J.P. Morgan Securities LLC|200
CEFL|2XCLOSEDEND FUND ETN|JSJX|JANE STREET CAPITAL LLC|83985
CEFL|2XCLOSEDEND FUND ETN|KCGM|VIRTU Americas LLC|500
CEFL|2XCLOSEDEND FUND ETN|LIME|Lime Brokerage LLC|23086
CEFL|2XCLOSEDEND FUND ETN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CEFL|2XCLOSEDEND FUND ETN|MOTF|MOTIF INVESTING, INC.|4
CEFL|2XCLOSEDEND FUND ETN|MSCO|MORGAN STANLEY & CO. LLC|48443
CEFL|2XCLOSEDEND FUND ETN|MSPL|MORGAN STANLEY & CO. LLC|2600
CEFL|2XCLOSEDEND FUND ETN|MSTX|MORGAN STANLEY & CO. LLC|2000
CEFL|2XCLOSEDEND FUND ETN|NFSC|National Financial Services LLC|25858
CEFL|2XCLOSEDEND FUND ETN|NITE|VIRTU Americas LLC|261528
CEFL|2XCLOSEDEND FUND ETN|NQRB|Brut, LLC|200
CEFL|2XCLOSEDEND FUND ETN|NTBF|BMO Nesbitt Burns Inc./CDS|200
CEFL|2XCLOSEDEND FUND ETN|PDQM|CODA MARKETS, INC.|247
CEFL|2XCLOSEDEND FUND ETN|PWJC|UBS Financial Services, Inc.|10200
CEFL|2XCLOSEDEND FUND ETN|RBCM|RBC CAPITAL MARKETS, LLC|121
CEFL|2XCLOSEDEND FUND ETN|SBSH|Citigroup Global Markets Inc.|2830
CEFL|2XCLOSEDEND FUND ETN|SGMT|GOLDMAN SACHS & CO. LLC|1200
CEFL|2XCLOSEDEND FUND ETN|SPDR|SPEEDROUTE LLC|400
CEFL|2XCLOSEDEND FUND ETN|SWIM|TD Ameritrade, Inc.|45510
CEFL|2XCLOSEDEND FUND ETN|TKNG|ALLY INVEST SECURITIES LLC|9538
CEFL|2XCLOSEDEND FUND ETN|TWTT|TASTYWORKS, INC.|1100
CEFL|2XCLOSEDEND FUND ETN|UBSA|UBS SECURITIES LLC|13125
CEFL|2XCLOSEDEND FUND ETN|UBSS|UBS Securities LLC|143769
CEFL|2XCLOSEDEND FUND ETN|VALX|VIRTU AMERICAS LLC|358
CEFL|2XCLOSEDEND FUND ETN|VGRD|Vanguard Marketing Corporation|49452
CEFL|2XCLOSEDEND FUND ETN|VSIN|Vision Financial Markets Llc|200
CEFL|2XCLOSEDEND FUND ETN|WCHV|WELLS FARGO SECURITIES, LLC|17557
CEFL|2XCLOSEDEND FUND ETN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4033
CEFL|2XCLOSEDEND FUND ETN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4212
CEFL|2XCLOSEDEND FUND ETN|WGIF|CIBC World Markets Inc.|2000
CEFL|2XCLOSEDEND FUND ETN|WSEA|WOLVERINE SECURITIES, LLC|5692
CEFL|2XCLOSEDEND FUND ETN|YKNA|COMHAR CAPITAL MARKETS, LLC|162
CEFL|2XCLOSEDEND FUND ETN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|205
CEFS|SABA CLOSED-END FUND|APCC|Apex Clearing Corporation|12
CEFS|SABA CLOSED-END FUND|BANK|Primevest Financial Services, Inc.|150
CEFS|SABA CLOSED-END FUND|CHAS|Charles Schwab & Co., Inc.|2
CEFS|SABA CLOSED-END FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
CEFS|SABA CLOSED-END FUND|DBAX|Deutsche Bank Securities Inc.|100
CEFS|SABA CLOSED-END FUND|ETRS|E*Trade Securities LLC|3396
CEFS|SABA CLOSED-END FUND|FTBR|Foliofn Investments, Inc.|6
CEFS|SABA CLOSED-END FUND|IATS|INTERACTIVE BROKERS LLC|443
CEFS|SABA CLOSED-END FUND|IBKR|Interactive Brokers Llc|3957
CEFS|SABA CLOSED-END FUND|JSEB|JANE STREET EXECUTION SERVICES, LLC|10942
CEFS|SABA CLOSED-END FUND|JSJX|JANE STREET CAPITAL LLC|8484
CEFS|SABA CLOSED-END FUND|KCGM|VIRTU Americas LLC|1096
CEFS|SABA CLOSED-END FUND|LIME|Lime Brokerage LLC|1
CEFS|SABA CLOSED-END FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CEFS|SABA CLOSED-END FUND|MSCO|MORGAN STANLEY & CO. LLC|6439
CEFS|SABA CLOSED-END FUND|NFSC|National Financial Services LLC|19617
CEFS|SABA CLOSED-END FUND|NITE|VIRTU Americas LLC|25329
CEFS|SABA CLOSED-END FUND|PDQM|CODA MARKETS, INC.|900
CEFS|SABA CLOSED-END FUND|PWJC|UBS Financial Services, Inc.|1970
CEFS|SABA CLOSED-END FUND|UBSA|UBS SECURITIES LLC|1400
CEFS|SABA CLOSED-END FUND|UBSS|UBS Securities LLC|7552
CEFS|SABA CLOSED-END FUND|VGRD|Vanguard Marketing Corporation|721
CEFS|SABA CLOSED-END FUND|WCHV|WELLS FARGO SECURITIES, LLC|1318
CEFS|SABA CLOSED-END FUND|WGIF|CIBC World Markets Inc.|700
CEFS|SABA CLOSED-END FUND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|559
CEFS|SABA CLOSED-END FUND|WSEA|WOLVERINE SECURITIES, LLC|10
CEFS|SABA CLOSED-END FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2057
CEI|CAMBER ENERGY, INC.|ALTX|Alternet Securities Inc.|10600
CEI|CAMBER ENERGY, INC.|APCC|Apex Clearing Corporation|989655
CEI|CAMBER ENERGY, INC.|BATM|CBOE TRADING, INC.|24590
CEI|CAMBER ENERGY, INC.|BIMI|Banca IMI Securities Corp.|8750
CEI|CAMBER ENERGY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12338
CEI|CAMBER ENERGY, INC.|BYXM|CBOE TRADING, INC.|6082
CEI|CAMBER ENERGY, INC.|CHAS|Charles Schwab & Co., Inc.|85434
CEI|CAMBER ENERGY, INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|3000
CEI|CAMBER ENERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|355122
CEI|CAMBER ENERGY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|270744
CEI|CAMBER ENERGY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|828700
CEI|CAMBER ENERGY, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|3010
CEI|CAMBER ENERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|403305
CEI|CAMBER ENERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|78150
CEI|CAMBER ENERGY, INC.|DBAB|Deutsche Bank Securities Inc.|5700
CEI|CAMBER ENERGY, INC.|DBAX|Deutsche Bank Securities Inc.|268900
CEI|CAMBER ENERGY, INC.|DEAN|MORGAN STANLEY|12
CEI|CAMBER ENERGY, INC.|EBXL|EBX LLC|414200
CEI|CAMBER ENERGY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|54651
CEI|CAMBER ENERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|6435
CEI|CAMBER ENERGY, INC.|EGAM|CBOE TRADING, INC.|130645
CEI|CAMBER ENERGY, INC.|EGAW|CBOE TRADING, INC.|4581
CEI|CAMBER ENERGY, INC.|EGXM|CBOE TRADING, INC.|103020
CEI|CAMBER ENERGY, INC.|EGXW|CBOE TRADING, INC.|3100
CEI|CAMBER ENERGY, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CEI|CAMBER ENERGY, INC.|ETCC|Electronic Transaction Clearing, Inc.|1400
CEI|CAMBER ENERGY, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|167672
CEI|CAMBER ENERGY, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|41500
CEI|CAMBER ENERGY, INC.|ETRS|E*Trade Securities LLC|12211875
CEI|CAMBER ENERGY, INC.|FBSB|U.S. Bancorp Investments, Inc.|1425
CEI|CAMBER ENERGY, INC.|FILL|Tradestation Securities, Inc.|319246
CEI|CAMBER ENERGY, INC.|FMAF|NBCN Inc./ CDS|28885
CEI|CAMBER ENERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|722
CEI|CAMBER ENERGY, INC.|FTBR|Foliofn Investments, Inc.|1211
CEI|CAMBER ENERGY, INC.|GLIS|TD Securities Inc|5334
CEI|CAMBER ENERGY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|341179
CEI|CAMBER ENERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|31651
CEI|CAMBER ENERGY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|4141
CEI|CAMBER ENERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|342698
CEI|CAMBER ENERGY, INC.|HRBF|American Enterprise Investment Services Inc.|4700
CEI|CAMBER ENERGY, INC.|HSBC|HSBC Securities, Inc.|2700
CEI|CAMBER ENERGY, INC.|IATS|INTERACTIVE BROKERS LLC|380633
CEI|CAMBER ENERGY, INC.|IBKR|Interactive Brokers Llc|1644732
CEI|CAMBER ENERGY, INC.|ICBX|INSTINET, LLC|131214
CEI|CAMBER ENERGY, INC.|INCA|INSTINET, LLC|1117730
CEI|CAMBER ENERGY, INC.|INJX|INSTINET, LLC|100
CEI|CAMBER ENERGY, INC.|ITGI|ITG Inc.|577859
CEI|CAMBER ENERGY, INC.|ITGP|ITG INC.|61200
CEI|CAMBER ENERGY, INC.|JMPT|JUMP TRADING, LLC|47447
CEI|CAMBER ENERGY, INC.|JPMX|J.P. Morgan Securities LLC|232148
CEI|CAMBER ENERGY, INC.|JSJX|JANE STREET CAPITAL LLC|2
CEI|CAMBER ENERGY, INC.|KCGM|VIRTU Americas LLC|213992
CEI|CAMBER ENERGY, INC.|LEHM|Barclays Capital Inc./Le|644257
CEI|CAMBER ENERGY, INC.|LIME|Lime Brokerage LLC|85093
CEI|CAMBER ENERGY, INC.|LSCI|Lek Securities Corporation|97033
CEI|CAMBER ENERGY, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3209
CEI|CAMBER ENERGY, INC.|MAXM|Maxim Group LLC|57067
CEI|CAMBER ENERGY, INC.|MBTS|ALLY INVEST SECURITIES LLC|2602
CEI|CAMBER ENERGY, INC.|MICA|Spartan Securities Group, Ltd.|20000
CEI|CAMBER ENERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92694
CEI|CAMBER ENERGY, INC.|MOTF|MOTIF INVESTING, INC.|5
CEI|CAMBER ENERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|3231700
CEI|CAMBER ENERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|1700
CEI|CAMBER ENERGY, INC.|NFSC|National Financial Services LLC|6240233
CEI|CAMBER ENERGY, INC.|NITE|VIRTU Americas LLC|16546929
CEI|CAMBER ENERGY, INC.|NQRB|Brut, LLC|53513
CEI|CAMBER ENERGY, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|50101
CEI|CAMBER ENERGY, INC.|OPCO|Oppenheimer & Co. Inc.|3296
CEI|CAMBER ENERGY, INC.|PCPT|PHILLIP CAPITAL INC.|23791
CEI|CAMBER ENERGY, INC.|PDQM|CODA MARKETS, INC.|1138406
CEI|CAMBER ENERGY, INC.|PUMA|Puma Capital, Llc|750971
CEI|CAMBER ENERGY, INC.|PWJC|UBS Financial Services, Inc.|240
CEI|CAMBER ENERGY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2300
CEI|CAMBER ENERGY, INC.|RGLD|Regal Securities, Inc|500
CEI|CAMBER ENERGY, INC.|SAGL|SAGETRADER, LLC|454686
CEI|CAMBER ENERGY, INC.|SBSH|Citigroup Global Markets Inc.|349370
CEI|CAMBER ENERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|208122
CEI|CAMBER ENERGY, INC.|SPDR|SPEEDROUTE LLC|1602885
CEI|CAMBER ENERGY, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|12200
CEI|CAMBER ENERGY, INC.|SPTD|MINT GLOBAL MARKETS, INC.|23600
CEI|CAMBER ENERGY, INC.|SWIM|TD Ameritrade, Inc.|5881145
CEI|CAMBER ENERGY, INC.|SWST|Hilltop Securities Inc.|2000
CEI|CAMBER ENERGY, INC.|TKNG|ALLY INVEST SECURITIES LLC|167658
CEI|CAMBER ENERGY, INC.|TRCM|TRC MARKETS LLC|100
CEI|CAMBER ENERGY, INC.|TWTT|TASTYWORKS, INC.|7598
CEI|CAMBER ENERGY, INC.|UBSA|UBS SECURITIES LLC|1325370
CEI|CAMBER ENERGY, INC.|UBSS|UBS Securities LLC|1412883
CEI|CAMBER ENERGY, INC.|VGRD|Vanguard Marketing Corporation|161831
CEI|CAMBER ENERGY, INC.|VIEW|VIEWTRADE SECURITIES LLC|8080
CEI|CAMBER ENERGY, INC.|VSIN|Vision Financial Markets Llc|294263
CEI|CAMBER ENERGY, INC.|WABR|Wall Street Access|127962
CEI|CAMBER ENERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|118920
CEI|CAMBER ENERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|546488
CEI|CAMBER ENERGY, INC.|WGIF|CIBC World Markets Inc.|97265
CEI|CAMBER ENERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|555246
CEI|CAMBER ENERGY, INC.|WTFS|JUST2TRADE, INC.|13186
CEI|CAMBER ENERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|9400
CEI|CAMBER ENERGY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|8412
CEIX|CONSOL ENERGY INC.|ABLE|NATIXIS Securities Americas LLC|101821
CEIX|CONSOL ENERGY INC.|ALTX|Alternet Securities Inc.|10802
CEIX|CONSOL ENERGY INC.|ANOS|ABEL/NOSER, L.L.C.|184
CEIX|CONSOL ENERGY INC.|APCC|Apex Clearing Corporation|108
CEIX|CONSOL ENERGY INC.|BANK|Primevest Financial Services, Inc.|6
CEIX|CONSOL ENERGY INC.|BARD|Robert W. Baird & Co. Incorporated|62
CEIX|CONSOL ENERGY INC.|BATM|CBOE TRADING, INC.|6827
CEIX|CONSOL ENERGY INC.|BAYC|BAY CREST PARTNERS, LLC|875
CEIX|CONSOL ENERGY INC.|BAYT|BTIG, LLC|8932
CEIX|CONSOL ENERGY INC.|BBNT|BB&T SECURITIES, LLC|14
CEIX|CONSOL ENERGY INC.|BERN|Sanford C. Bernstein & Co., LLC|30732
CEIX|CONSOL ENERGY INC.|BIDS|BIDS TRADING L.P.|400
CEIX|CONSOL ENERGY INC.|BIMI|Banca IMI Securities Corp.|500
CEIX|CONSOL ENERGY INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|167
CEIX|CONSOL ENERGY INC.|BLKX|INSTINET, LLC|131400
CEIX|CONSOL ENERGY INC.|BNPX|BNP PARIBAS SECURITIES CORP.|47060
CEIX|CONSOL ENERGY INC.|BRVL|BLAYLOCK VAN, LLC|400
CEIX|CONSOL ENERGY INC.|BTIG|BTIG, LLC|25062
CEIX|CONSOL ENERGY INC.|BYXM|CBOE TRADING, INC.|3299
CEIX|CONSOL ENERGY INC.|CANT|Cantor Fitzgerald & Co.|5475
CEIX|CONSOL ENERGY INC.|CHAS|Charles Schwab & Co., Inc.|150
CEIX|CONSOL ENERGY INC.|CIBP|CIBC World Markets Corp.|67000
CEIX|CONSOL ENERGY INC.|CIST|Capital Institutional Services, Inc.|4
CEIX|CONSOL ENERGY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40646
CEIX|CONSOL ENERGY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7785
CEIX|CONSOL ENERGY INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1766
CEIX|CONSOL ENERGY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|215555
CEIX|CONSOL ENERGY INC.|CTDL|Citadel Derivatives Group Llc|12254
CEIX|CONSOL ENERGY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|12414
CEIX|CONSOL ENERGY INC.|DBAB|Deutsche Bank Securities Inc.|41877
CEIX|CONSOL ENERGY INC.|DBAX|Deutsche Bank Securities Inc.|226400
CEIX|CONSOL ENERGY INC.|DBUL|Deutsche Bank Securities Inc.|425
CEIX|CONSOL ENERGY INC.|DEAN|MORGAN STANLEY|1270
CEIX|CONSOL ENERGY INC.|DEGS|RONIN PROFESSIONAL LLC|4359
CEIX|CONSOL ENERGY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
CEIX|CONSOL ENERGY INC.|DRWK|DRW SECURITIES, L.L.C.|400
CEIX|CONSOL ENERGY INC.|EBXL|EBX LLC|80200
CEIX|CONSOL ENERGY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|787
CEIX|CONSOL ENERGY INC.|EDJO|Edward D. Jones & Co., L.P.|377
CEIX|CONSOL ENERGY INC.|EGAM|CBOE TRADING, INC.|17103
CEIX|CONSOL ENERGY INC.|EGAW|CBOE TRADING, INC.|100
CEIX|CONSOL ENERGY INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
CEIX|CONSOL ENERGY INC.|EGXM|CBOE TRADING, INC.|1485
CEIX|CONSOL ENERGY INC.|EGXW|CBOE TRADING, INC.|129
CEIX|CONSOL ENERGY INC.|ETBE|Electronic Transaction Clearing, Inc.|9288
CEIX|CONSOL ENERGY INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
CEIX|CONSOL ENERGY INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29117
CEIX|CONSOL ENERGY INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|32
CEIX|CONSOL ENERGY INC.|ETRS|E*Trade Securities LLC|12576
CEIX|CONSOL ENERGY INC.|FILL|Tradestation Securities, Inc.|2723
CEIX|CONSOL ENERGY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4685
CEIX|CONSOL ENERGY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68685
CEIX|CONSOL ENERGY INC.|FTBR|Foliofn Investments, Inc.|3854
CEIX|CONSOL ENERGY INC.|GARC|ICAP Corporates LLC|5300
CEIX|CONSOL ENERGY INC.|GLPX|ACS EXECUTION SERVICES, LLC|48172
CEIX|CONSOL ENERGY INC.|GSCO|GOLDMAN SACHS & CO. LLC|733664
CEIX|CONSOL ENERGY INC.|GSCS|GOLDMAN SACHS & CO. LLC|4415
CEIX|CONSOL ENERGY INC.|GSLT|GOLDMAN SACHS & CO. LLC|4544
CEIX|CONSOL ENERGY INC.|GTSZ|GTS SECURITIES LLC|50641
CEIX|CONSOL ENERGY INC.|HRBF|American Enterprise Investment Services Inc.|1902
CEIX|CONSOL ENERGY INC.|IATS|INTERACTIVE BROKERS LLC|6409
CEIX|CONSOL ENERGY INC.|IBKR|Interactive Brokers Llc|40431
CEIX|CONSOL ENERGY INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5392
CEIX|CONSOL ENERGY INC.|ICBX|INSTINET, LLC|18864
CEIX|CONSOL ENERGY INC.|IEQY|CITADEL SECURITIES LLC|24922
CEIX|CONSOL ENERGY INC.|INCA|INSTINET, LLC|140017
CEIX|CONSOL ENERGY INC.|INJX|INSTINET, LLC|5323
CEIX|CONSOL ENERGY INC.|ITGI|ITG Inc.|57997
CEIX|CONSOL ENERGY INC.|ITGP|ITG INC.|80400
CEIX|CONSOL ENERGY INC.|JANY|Janney Montgomery Scott Inc.|2773
CEIX|CONSOL ENERGY INC.|JEFF|JEFFERIES LLC|4994
CEIX|CONSOL ENERGY INC.|JMPT|JUMP TRADING, LLC|22336
CEIX|CONSOL ENERGY INC.|JPBX|J.P. MORGAN SECURITIES LLC|32342
CEIX|CONSOL ENERGY INC.|JPMX|J.P. Morgan Securities LLC|182139
CEIX|CONSOL ENERGY INC.|JSJX|JANE STREET CAPITAL LLC|4349
CEIX|CONSOL ENERGY INC.|KCGM|VIRTU Americas LLC|17322
CEIX|CONSOL ENERGY INC.|LEHM|Barclays Capital Inc./Le|353743
CEIX|CONSOL ENERGY INC.|LIME|Lime Brokerage LLC|17031
CEIX|CONSOL ENERGY INC.|LOOP|Loop Capital Markets LLC|4326
CEIX|CONSOL ENERGY INC.|MBTS|ALLY INVEST SECURITIES LLC|20
CEIX|CONSOL ENERGY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48840
CEIX|CONSOL ENERGY INC.|MOTF|MOTIF INVESTING, INC.|11
CEIX|CONSOL ENERGY INC.|MSCO|MORGAN STANLEY & CO. LLC|1170331
CEIX|CONSOL ENERGY INC.|MSPL|MORGAN STANLEY & CO. LLC|188500
CEIX|CONSOL ENERGY INC.|MSTX|MORGAN STANLEY & CO. LLC|117900
CEIX|CONSOL ENERGY INC.|NFSC|National Financial Services LLC|52732
CEIX|CONSOL ENERGY INC.|NITE|VIRTU Americas LLC|164716
CEIX|CONSOL ENERGY INC.|NQRB|Brut, LLC|5169
CEIX|CONSOL ENERGY INC.|OPCO|Oppenheimer & Co. Inc.|95
CEIX|CONSOL ENERGY INC.|PDQM|CODA MARKETS, INC.|155049
CEIX|CONSOL ENERGY INC.|PWJC|UBS Financial Services, Inc.|249
CEIX|CONSOL ENERGY INC.|RBCM|RBC CAPITAL MARKETS, LLC|359
CEIX|CONSOL ENERGY INC.|SAGL|SAGETRADER, LLC|8125
CEIX|CONSOL ENERGY INC.|SALI|INTL FCSTONE FINANCIAL INC.|25
CEIX|CONSOL ENERGY INC.|SBSH|Citigroup Global Markets Inc.|38752
CEIX|CONSOL ENERGY INC.|SGMT|GOLDMAN SACHS & CO. LLC|73800
CEIX|CONSOL ENERGY INC.|SPDR|SPEEDROUTE LLC|22343
CEIX|CONSOL ENERGY INC.|SPHN|Stephens Inc.|62
CEIX|CONSOL ENERGY INC.|SPTD|MINT GLOBAL MARKETS, INC.|8535
CEIX|CONSOL ENERGY INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3664
CEIX|CONSOL ENERGY INC.|STKP|STOCKPILE INVESTMENTS, INC.|6
CEIX|CONSOL ENERGY INC.|SWIM|TD Ameritrade, Inc.|8496
CEIX|CONSOL ENERGY INC.|TKNG|ALLY INVEST SECURITIES LLC|85
CEIX|CONSOL ENERGY INC.|TRBT|Tradebot Systems, Inc.|122425
CEIX|CONSOL ENERGY INC.|TRCM|TRC MARKETS LLC|8135
CEIX|CONSOL ENERGY INC.|UBSA|UBS SECURITIES LLC|411732
CEIX|CONSOL ENERGY INC.|UBSS|UBS Securities LLC|533900
CEIX|CONSOL ENERGY INC.|VALX|VIRTU AMERICAS LLC|7130
CEIX|CONSOL ENERGY INC.|VGRD|Vanguard Marketing Corporation|4833
CEIX|CONSOL ENERGY INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|602
CEIX|CONSOL ENERGY INC.|WCHV|WELLS FARGO SECURITIES, LLC|17220
CEIX|CONSOL ENERGY INC.|WEDB|WEDBUSH SECURITIES INC.|927
CEIX|CONSOL ENERGY INC.|WEED|Weeden & Co.L.P.|142
CEIX|CONSOL ENERGY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|595
CEIX|CONSOL ENERGY INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|517
CEIX|CONSOL ENERGY INC.|WGIF|CIBC World Markets Inc.|68
CEIX|CONSOL ENERGY INC.|WSEA|WOLVERINE SECURITIES, LLC|1475
CEIX|CONSOL ENERGY INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|125
CEIX|CONSOL ENERGY INC.|XIST|INSTINET, LLC|29000
CEIX|CONSOL ENERGY INC.|XPQR|Jump Trading|2512
CEIX|CONSOL ENERGY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3344
CEIX|CONSOL ENERGY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|11920
CEIX|CONSOL ENERGY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|462
CEL|CELLCOM ISRAEL|APCC|Apex Clearing Corporation|10
CEL|CELLCOM ISRAEL|BATM|CBOE TRADING, INC.|50
CEL|CELLCOM ISRAEL|BERN|Sanford C. Bernstein & Co., LLC|700
CEL|CELLCOM ISRAEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1542
CEL|CELLCOM ISRAEL|DBAB|Deutsche Bank Securities Inc.|300
CEL|CELLCOM ISRAEL|DBAX|Deutsche Bank Securities Inc.|400
CEL|CELLCOM ISRAEL|DEAN|MORGAN STANLEY|252
CEL|CELLCOM ISRAEL|DEGS|RONIN PROFESSIONAL LLC|84
CEL|CELLCOM ISRAEL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
CEL|CELLCOM ISRAEL|EBXL|EBX LLC|1900
CEL|CELLCOM ISRAEL|EDJO|Edward D. Jones & Co., L.P.|500
CEL|CELLCOM ISRAEL|ETRS|E*Trade Securities LLC|2155
CEL|CELLCOM ISRAEL|FBSB|U.S. Bancorp Investments, Inc.|800
CEL|CELLCOM ISRAEL|FILL|Tradestation Securities, Inc.|1288
CEL|CELLCOM ISRAEL|FMAF|NBCN Inc./ CDS|1800
CEL|CELLCOM ISRAEL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9
CEL|CELLCOM ISRAEL|FTBR|Foliofn Investments, Inc.|254
CEL|CELLCOM ISRAEL|GLPX|ACS EXECUTION SERVICES, LLC|200
CEL|CELLCOM ISRAEL|GSLT|GOLDMAN SACHS & CO. LLC|100
CEL|CELLCOM ISRAEL|GTSZ|GTS SECURITIES LLC|156
CEL|CELLCOM ISRAEL|HRBF|American Enterprise Investment Services Inc.|2300
CEL|CELLCOM ISRAEL|HSBC|HSBC Securities, Inc.|151
CEL|CELLCOM ISRAEL|IATS|INTERACTIVE BROKERS LLC|900
CEL|CELLCOM ISRAEL|IBKR|Interactive Brokers Llc|3437
CEL|CELLCOM ISRAEL|INCA|INSTINET, LLC|119
CEL|CELLCOM ISRAEL|ITGP|ITG INC.|1800
CEL|CELLCOM ISRAEL|JEFF|JEFFERIES LLC|14
CEL|CELLCOM ISRAEL|JPMX|J.P. Morgan Securities LLC|2884
CEL|CELLCOM ISRAEL|KCGM|VIRTU Americas LLC|1301
CEL|CELLCOM ISRAEL|LEHM|Barclays Capital Inc./Le|800
CEL|CELLCOM ISRAEL|LIME|Lime Brokerage LLC|2487
CEL|CELLCOM ISRAEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CEL|CELLCOM ISRAEL|MSCO|MORGAN STANLEY & CO. LLC|2111
CEL|CELLCOM ISRAEL|MSPL|MORGAN STANLEY & CO. LLC|500
CEL|CELLCOM ISRAEL|NFSC|National Financial Services LLC|12210
CEL|CELLCOM ISRAEL|NITE|VIRTU Americas LLC|23105
CEL|CELLCOM ISRAEL|OPCO|Oppenheimer & Co. Inc.|500
CEL|CELLCOM ISRAEL|PDQM|CODA MARKETS, INC.|200
CEL|CELLCOM ISRAEL|RBCM|RBC CAPITAL MARKETS, LLC|175
CEL|CELLCOM ISRAEL|SBSH|Citigroup Global Markets Inc.|503
CEL|CELLCOM ISRAEL|SGMT|GOLDMAN SACHS & CO. LLC|1802
CEL|CELLCOM ISRAEL|SWIM|TD Ameritrade, Inc.|414
CEL|CELLCOM ISRAEL|UBSA|UBS SECURITIES LLC|6253
CEL|CELLCOM ISRAEL|UBSS|UBS Securities LLC|8572
CEL|CELLCOM ISRAEL|VALX|VIRTU AMERICAS LLC|100
CEL|CELLCOM ISRAEL|VGRD|Vanguard Marketing Corporation|100
CEL|CELLCOM ISRAEL|WCHV|WELLS FARGO SECURITIES, LLC|1975
CEL|CELLCOM ISRAEL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CEL|CELLCOM ISRAEL|WSEA|WOLVERINE SECURITIES, LLC|12
CEL|CELLCOM ISRAEL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
CEL|CELLCOM ISRAEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
CELC|CELCUITY INC. CM|ALTX|Alternet Securities Inc.|7967
CELC|CELCUITY INC. CM|APCC|Apex Clearing Corporation|118
CELC|CELCUITY INC. CM|BANK|Primevest Financial Services, Inc.|200
CELC|CELCUITY INC. CM|BATM|CBOE TRADING, INC.|407
CELC|CELCUITY INC. CM|BAYC|BAY CREST PARTNERS, LLC|190
CELC|CELCUITY INC. CM|BERN|Sanford C. Bernstein & Co., LLC|101
CELC|CELCUITY INC. CM|BMOC|BMO Capital Markets Corp.|673
CELC|CELCUITY INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|391
CELC|CELCUITY INC. CM|BTIG|BTIG, LLC|43
CELC|CELCUITY INC. CM|BYXM|CBOE TRADING, INC.|64
CELC|CELCUITY INC. CM|CANT|Cantor Fitzgerald & Co.|4100
CELC|CELCUITY INC. CM|CHLM|Craig-Hallum Capital Group LLC|11112
CELC|CELCUITY INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8733
CELC|CELCUITY INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12239
CELC|CELCUITY INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3043
CELC|CELCUITY INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6922
CELC|CELCUITY INC. CM|CTDL|Citadel Derivatives Group Llc|2274
CELC|CELCUITY INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1040
CELC|CELCUITY INC. CM|DBAB|Deutsche Bank Securities Inc.|40578
CELC|CELCUITY INC. CM|DBAX|Deutsche Bank Securities Inc.|8100
CELC|CELCUITY INC. CM|DBUL|Deutsche Bank Securities Inc.|100
CELC|CELCUITY INC. CM|DEAN|MORGAN STANLEY|3640
CELC|CELCUITY INC. CM|DEGS|RONIN PROFESSIONAL LLC|5164
CELC|CELCUITY INC. CM|EBXL|EBX LLC|2900
CELC|CELCUITY INC. CM|EGAM|CBOE TRADING, INC.|2437
CELC|CELCUITY INC. CM|EGXM|CBOE TRADING, INC.|1
CELC|CELCUITY INC. CM|ETRS|E*Trade Securities LLC|4995
CELC|CELCUITY INC. CM|FBCO|Credit Suisse Securities (USA) LLC|31344
CELC|CELCUITY INC. CM|FILL|Tradestation Securities, Inc.|250
CELC|CELCUITY INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|4071
CELC|CELCUITY INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4089
CELC|CELCUITY INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1106
CELC|CELCUITY INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|7224
CELC|CELCUITY INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|182627
CELC|CELCUITY INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|1144
CELC|CELCUITY INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|200
CELC|CELCUITY INC. CM|GTSZ|GTS SECURITIES LLC|19224
CELC|CELCUITY INC. CM|HRBF|American Enterprise Investment Services Inc.|2215
CELC|CELCUITY INC. CM|IATS|INTERACTIVE BROKERS LLC|604
CELC|CELCUITY INC. CM|IBKR|Interactive Brokers Llc|4650
CELC|CELCUITY INC. CM|ICBX|INSTINET, LLC|1300
CELC|CELCUITY INC. CM|IEQY|CITADEL SECURITIES LLC|1245
CELC|CELCUITY INC. CM|INCA|INSTINET, LLC|24135
CELC|CELCUITY INC. CM|INJX|INSTINET, LLC|37
CELC|CELCUITY INC. CM|ITGI|ITG Inc.|5800
CELC|CELCUITY INC. CM|ITGP|ITG INC.|9600
CELC|CELCUITY INC. CM|JEFF|JEFFERIES LLC|28448
CELC|CELCUITY INC. CM|JPMX|J.P. Morgan Securities LLC|5295
CELC|CELCUITY INC. CM|KCGM|VIRTU Americas LLC|810
CELC|CELCUITY INC. CM|LEHM|Barclays Capital Inc./Le|60612
CELC|CELCUITY INC. CM|LIME|Lime Brokerage LLC|18704
CELC|CELCUITY INC. CM|LQNA|LIQUIDNET, INC.|7200
CELC|CELCUITY INC. CM|MAXM|Maxim Group LLC|416
CELC|CELCUITY INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7570
CELC|CELCUITY INC. CM|MOTF|MOTIF INVESTING, INC.|6
CELC|CELCUITY INC. CM|MSCO|MORGAN STANLEY & CO. LLC|138036
CELC|CELCUITY INC. CM|MSPL|MORGAN STANLEY & CO. LLC|11600
CELC|CELCUITY INC. CM|MSTX|MORGAN STANLEY & CO. LLC|3400
CELC|CELCUITY INC. CM|NFSC|National Financial Services LLC|12129
CELC|CELCUITY INC. CM|NITE|VIRTU Americas LLC|55158
CELC|CELCUITY INC. CM|OPCO|Oppenheimer & Co. Inc.|130
CELC|CELCUITY INC. CM|PDQM|CODA MARKETS, INC.|7284
CELC|CELCUITY INC. CM|PWJC|UBS Financial Services, Inc.|4900
CELC|CELCUITY INC. CM|RAJA|Raymond James & Associates, Inc.|4333
CELC|CELCUITY INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|3053
CELC|CELCUITY INC. CM|SBSH|Citigroup Global Markets Inc.|16928
CELC|CELCUITY INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|3091
CELC|CELCUITY INC. CM|SPDR|SPEEDROUTE LLC|43623
CELC|CELCUITY INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|8261
CELC|CELCUITY INC. CM|SWST|Hilltop Securities Inc.|700
CELC|CELCUITY INC. CM|TRBT|Tradebot Systems, Inc.|2035
CELC|CELCUITY INC. CM|TRCM|TRC MARKETS LLC|5677
CELC|CELCUITY INC. CM|UBSA|UBS SECURITIES LLC|33339
CELC|CELCUITY INC. CM|UBSS|UBS Securities LLC|222003
CELC|CELCUITY INC. CM|VALX|VIRTU AMERICAS LLC|6077
CELC|CELCUITY INC. CM|VGRD|Vanguard Marketing Corporation|5001
CELC|CELCUITY INC. CM|WABR|Wall Street Access|833
CELC|CELCUITY INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|5463
CELC|CELCUITY INC. CM|WSEA|WOLVERINE SECURITIES, LLC|20
CELC|CELCUITY INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CELC|CELCUITY INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1043
CELG|CELGENE CORP|ABLE|NATIXIS Securities Americas LLC|702614
CELG|CELGENE CORP|ACAD|ACADEMY SECURITIES, INC.|1100
CELG|CELGENE CORP|ADAM|CANACCORD GENUITY INC.|107908
CELG|CELGENE CORP|AGIS|Aegis Capital Corp.|515
CELG|CELGENE CORP|ALLN|Allen & Company LLC|3400
CELG|CELGENE CORP|ALTX|Alternet Securities Inc.|45650
CELG|CELGENE CORP|ANOS|ABEL/NOSER, L.L.C.|100
CELG|CELGENE CORP|APCC|Apex Clearing Corporation|71492
CELG|CELGENE CORP|BALE|M&T SECURITIES, INC.|1286
CELG|CELGENE CORP|BANK|Primevest Financial Services, Inc.|1017
CELG|CELGENE CORP|BARD|Robert W. Baird & Co. Incorporated|30298
CELG|CELGENE CORP|BATM|CBOE TRADING, INC.|26980
CELG|CELGENE CORP|BAYC|BAY CREST PARTNERS, LLC|148770
CELG|CELGENE CORP|BAYT|BTIG, LLC|9300
CELG|CELGENE CORP|BBNT|BB&T SECURITIES, LLC|6187
CELG|CELGENE CORP|BERN|Sanford C. Bernstein & Co., LLC|284097
CELG|CELGENE CORP|BGCE|BGC Financial Inc.|2120
CELG|CELGENE CORP|BIMI|Banca IMI Securities Corp.|5295
CELG|CELGENE CORP|BKCM|BNY Mellon Capital Markets LLC|80
CELG|CELGENE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|134755
CELG|CELGENE CORP|BLKX|INSTINET, LLC|44227
CELG|CELGENE CORP|BMOC|BMO Capital Markets Corp.|2339301
CELG|CELGENE CORP|BNCH|The Benchmark Company, LLC|21594
CELG|CELGENE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1488151
CELG|CELGENE CORP|BTIG|BTIG, LLC|144713
CELG|CELGENE CORP|BYXM|CBOE TRADING, INC.|23536
CELG|CELGENE CORP|CABR|Cabrera Capital Markets, Inc.|225
CELG|CELGENE CORP|CANT|Cantor Fitzgerald & Co.|21861
CELG|CELGENE CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|49560
CELG|CELGENE CORP|CHAS|Charles Schwab & Co., Inc.|51175
CELG|CELGENE CORP|CIBP|CIBC World Markets Corp.|281481
CELG|CELGENE CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|14900
CELG|CELGENE CORP|CIST|Capital Institutional Services, Inc.|60333
CELG|CELGENE CORP|CLSA|CLSA AMERICAS, LLC|30000
CELG|CELGENE CORP|COKE|Coker & Palmer|8060
CELG|CELGENE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|335097
CELG|CELGENE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
CELG|CELGENE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24789
CELG|CELGENE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1286005
CELG|CELGENE CORP|CSMS|CORNERSTONE MACRO LLC|300
CELG|CELGENE CORP|CTDL|Citadel Derivatives Group Llc|116395
CELG|CELGENE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1495474
CELG|CELGENE CORP|DADA|D.A. Davidson & Co.|4431
CELG|CELGENE CORP|DAVA|Davenport & Company LLC|17952
CELG|CELGENE CORP|DAWA|Daiwa Capital Markets America Inc.|2805
CELG|CELGENE CORP|DBAB|Deutsche Bank Securities Inc.|4666298
CELG|CELGENE CORP|DBAX|Deutsche Bank Securities Inc.|825300
CELG|CELGENE CORP|DBUL|Deutsche Bank Securities Inc.|40836
CELG|CELGENE CORP|DCHF|Dart Executions, LLC|12766
CELG|CELGENE CORP|DEAN|MORGAN STANLEY|92493
CELG|CELGENE CORP|DEGS|RONIN PROFESSIONAL LLC|1186
CELG|CELGENE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|63652
CELG|CELGENE CORP|DRWK|DRW SECURITIES, L.L.C.|88209
CELG|CELGENE CORP|EBXL|EBX LLC|1021700
CELG|CELGENE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|125037
CELG|CELGENE CORP|EDJC|Edward Jones / CDS|294
CELG|CELGENE CORP|EDJO|Edward D. Jones & Co., L.P.|78000
CELG|CELGENE CORP|EGAM|CBOE TRADING, INC.|58674
CELG|CELGENE CORP|EGAW|CBOE TRADING, INC.|1027
CELG|CELGENE CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1600
CELG|CELGENE CORP|EGXM|CBOE TRADING, INC.|26038
CELG|CELGENE CORP|EGXW|CBOE TRADING, INC.|197
CELG|CELGENE CORP|EROP|Eroom Securities L.L.C.|1894
CELG|CELGENE CORP|ESPO|ESPOSITO SECURITIES, LLC|97
CELG|CELGENE CORP|ETBE|Electronic Transaction Clearing, Inc.|213808
CELG|CELGENE CORP|ETCB|ETC BROKERAGE SERVICES, LLC|18
CELG|CELGENE CORP|ETCC|Electronic Transaction Clearing, Inc.|4516
CELG|CELGENE CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11750
CELG|CELGENE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|89673
CELG|CELGENE CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|450
CELG|CELGENE CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|75340
CELG|CELGENE CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|909124
CELG|CELGENE CORP|ETRS|E*Trade Securities LLC|1936274
CELG|CELGENE CORP|FBCO|Credit Suisse Securities (USA) LLC|4214482
CELG|CELGENE CORP|FBSB|U.S. Bancorp Investments, Inc.|695
CELG|CELGENE CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|402
CELG|CELGENE CORP|FILL|Tradestation Securities, Inc.|155111
CELG|CELGENE CORP|FINX|FINTECH SECURITIES|7413
CELG|CELGENE CORP|FINZ|FINTECH SECURITIES|100
CELG|CELGENE CORP|FMAF|NBCN Inc./ CDS|23329
CELG|CELGENE CORP|FMCO|First Manhattan Co|2600
CELG|CELGENE CORP|FOMA|TD AMERITRADE CLEARING, INC.|4048212
CELG|CELGENE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3119
CELG|CELGENE CORP|FQLS|Quantlab Securities LP|3092568
CELG|CELGENE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|423731
CELG|CELGENE CORP|FTBR|Foliofn Investments, Inc.|10741
CELG|CELGENE CORP|GBMT|GBM International, Inc.|6285
CELG|CELGENE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|339307
CELG|CELGENE CORP|GELP|RBC CAPITAL MARKETS, LLC|12043
CELG|CELGENE CORP|GLIS|TD Securities Inc|1240
CELG|CELGENE CORP|GLPX|ACS EXECUTION SERVICES, LLC|215997
CELG|CELGENE CORP|GSCO|GOLDMAN SACHS & CO. LLC|10114965
CELG|CELGENE CORP|GSCS|GOLDMAN SACHS & CO. LLC|177295
CELG|CELGENE CORP|GSLT|GOLDMAN SACHS & CO. LLC|44991
CELG|CELGENE CORP|GTSZ|GTS SECURITIES LLC|1791766
CELG|CELGENE CORP|HAPX|HAP Trading, LLC|22976
CELG|CELGENE CORP|HASF|Haywood Securities Inc./CDS|205
CELG|CELGENE CORP|HCTA|Hardcastle Trading USA LLC|251123
CELG|CELGENE CORP|HRBF|American Enterprise Investment Services Inc.|299879
CELG|CELGENE CORP|HSBC|HSBC Securities, Inc.|285614
CELG|CELGENE CORP|IATS|INTERACTIVE BROKERS LLC|79023
CELG|CELGENE CORP|IBKR|Interactive Brokers Llc|1043673
CELG|CELGENE CORP|IBSJ|Integrity Brokerage Services, Inc.|390
CELG|CELGENE CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9536
CELG|CELGENE CORP|ICBX|INSTINET, LLC|143037
CELG|CELGENE CORP|IEQY|CITADEL SECURITIES LLC|2307988
CELG|CELGENE CORP|INCA|INSTINET, LLC|3538572
CELG|CELGENE CORP|INJX|INSTINET, LLC|145162
CELG|CELGENE CORP|INTL|INTL FCSTONE FINANCIAL INC.|1281
CELG|CELGENE CORP|ITGI|ITG Inc.|1755100
CELG|CELGENE CORP|ITGP|ITG INC.|367000
CELG|CELGENE CORP|JANY|Janney Montgomery Scott Inc.|45760
CELG|CELGENE CORP|JEFF|JEFFERIES LLC|679129
CELG|CELGENE CORP|JHDR|J.H. Darbie & Co., Inc.|1500
CELG|CELGENE CORP|JMPT|JUMP TRADING, LLC|571061
CELG|CELGENE CORP|JONE|JonesTrading|49
CELG|CELGENE CORP|JPBX|J.P. MORGAN SECURITIES LLC|564433
CELG|CELGENE CORP|JPMX|J.P. Morgan Securities LLC|1469988
CELG|CELGENE CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
CELG|CELGENE CORP|JSJX|JANE STREET CAPITAL LLC|10766
CELG|CELGENE CORP|KBWI|Keefe, Bruyette & Woods, Inc.|200
CELG|CELGENE CORP|KCGM|VIRTU Americas LLC|231771
CELG|CELGENE CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|28643
CELG|CELGENE CORP|LEER|LEERINK PARTNERS LLC|5000
CELG|CELGENE CORP|LEHM|Barclays Capital Inc./Le|7455252
CELG|CELGENE CORP|LIME|Lime Brokerage LLC|579040
CELG|CELGENE CORP|LMGP|LIME BROKERAGE LLC|24837
CELG|CELGENE CORP|LOOP|Loop Capital Markets LLC|10097
CELG|CELGENE CORP|LQNA|LIQUIDNET, INC.|63000
CELG|CELGENE CORP|LSCI|Lek Securities Corporation|8923
CELG|CELGENE CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2036
CELG|CELGENE CORP|MACC|Mid Atlantic Capital Corporation|14714
CELG|CELGENE CORP|MACQ|Macquarie Capital (USA) Inc.|400
CELG|CELGENE CORP|MAXM|Maxim Group LLC|31441
CELG|CELGENE CORP|MBTS|ALLY INVEST SECURITIES LLC|780
CELG|CELGENE CORP|MCBT|Moors & Cabot, Inc.|1235
CELG|CELGENE CORP|MCMF|Raymond James Ltd. Cds|4143
CELG|CELGENE CORP|MKMP|MKM Partners LLC|200
CELG|CELGENE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|327167
CELG|CELGENE CORP|MOTF|MOTIF INVESTING, INC.|117
CELG|CELGENE CORP|MPSG|E D & F Man Capital Markets Inc.|8543
CELG|CELGENE CORP|MSCO|MORGAN STANLEY & CO. LLC|18378744
CELG|CELGENE CORP|MSPL|MORGAN STANLEY & CO. LLC|805700
CELG|CELGENE CORP|MSTX|MORGAN STANLEY & CO. LLC|956700
CELG|CELGENE CORP|NATL|National Securities Corporation|1222
CELG|CELGENE CORP|NBCS|NBC Securities, INC.|150
CELG|CELGENE CORP|NEED|Needham & Company, LLC|386
CELG|CELGENE CORP|NEUB|NEUBERGER BERMAN BD LLC|9263
CELG|CELGENE CORP|NFSC|National Financial Services LLC|3189035
CELG|CELGENE CORP|NITE|VIRTU Americas LLC|5754637
CELG|CELGENE CORP|NITP|VIRTU Americas LLC|12135
CELG|CELGENE CORP|NQRB|Brut, LLC|119658
CELG|CELGENE CORP|NTFN|Network 1 Financial Securities Inc.|140
CELG|CELGENE CORP|NTRC|Northern Trust Securities, Inc.|2980
CELG|CELGENE CORP|OHOS|TWO SIGMA SECURITIES, LLC|581138
CELG|CELGENE CORP|OLDM|OLD MISSION CAPITAL, LLC|11298
CELG|CELGENE CORP|OPCO|Oppenheimer & Co. Inc.|48034
CELG|CELGENE CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|29021
CELG|CELGENE CORP|PCFF|Pacific International Securities Inc./CDS|70
CELG|CELGENE CORP|PDQM|CODA MARKETS, INC.|330828
CELG|CELGENE CORP|PHLY|NASDAQ Execution Services, LLC|189504
CELG|CELGENE CORP|PICT|Pictet Overseas Inc.|4672
CELG|CELGENE CORP|PIPR|Piper Jaffray & Co.|5463
CELG|CELGENE CORP|PNSR|Penserra Securities, LLC|1800
CELG|CELGENE CORP|PWJC|UBS Financial Services, Inc.|76865
CELG|CELGENE CORP|QMSR|QUATTRO M SECURITIES INC.|35477
CELG|CELGENE CORP|RAJA|Raymond James & Associates, Inc.|199659
CELG|CELGENE CORP|RBCM|RBC CAPITAL MARKETS, LLC|132160
CELG|CELGENE CORP|RGLD|Regal Securities, Inc|4000
CELG|CELGENE CORP|RHCO|Suntrust Robinson Humphrey, Inc.|6578
CELG|CELGENE CORP|RJLB|RJL CAPITAL GROUP, LLC|692
CELG|CELGENE CORP|RJLC|RJL CAPITAL GROUP, LLC|30416
CELG|CELGENE CORP|SAGL|SAGETRADER, LLC|56448
CELG|CELGENE CORP|SAGW|SAGETRADER, LLC|753
CELG|CELGENE CORP|SALI|INTL FCSTONE FINANCIAL INC.|4537
CELG|CELGENE CORP|SBSH|Citigroup Global Markets Inc.|8838142
CELG|CELGENE CORP|SEIC|SEI Investments Distribution Co.|18738
CELG|CELGENE CORP|SGMT|GOLDMAN SACHS & CO. LLC|467346
CELG|CELGENE CORP|SJLS|TRADE INFORMATICS LLC|1100
CELG|CELGENE CORP|SOGO|Wang Investment Associates, Inc.|600
CELG|CELGENE CORP|SPDR|SPEEDROUTE LLC|117972
CELG|CELGENE CORP|SPHN|Stephens Inc.|1121
CELG|CELGENE CORP|SPTD|MINT GLOBAL MARKETS, INC.|1100
CELG|CELGENE CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
CELG|CELGENE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|63134
CELG|CELGENE CORP|STKP|STOCKPILE INVESTMENTS, INC.|166
CELG|CELGENE CORP|STXG|Stockcross Financial Services, Inc.|1970
CELG|CELGENE CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CELG|CELGENE CORP|SWIM|TD Ameritrade, Inc.|1572097
CELG|CELGENE CORP|SWST|Hilltop Securities Inc.|13143
CELG|CELGENE CORP|TAGC|TELSEY ADVISORY GROUP LLC|755
CELG|CELGENE CORP|TKNG|ALLY INVEST SECURITIES LLC|17564
CELG|CELGENE CORP|TOUR|TOURMALINE PARTNERS, LLC|100
CELG|CELGENE CORP|TRBT|Tradebot Systems, Inc.|1111752
CELG|CELGENE CORP|TRCM|TRC MARKETS LLC|1664239
CELG|CELGENE CORP|TTUC|CUTTONE & CO., INC.|23549
CELG|CELGENE CORP|TWTT|TASTYWORKS, INC.|2900
CELG|CELGENE CORP|UBSA|UBS SECURITIES LLC|2430370
CELG|CELGENE CORP|UBSS|UBS Securities LLC|7566161
CELG|CELGENE CORP|VALX|VIRTU AMERICAS LLC|74022
CELG|CELGENE CORP|VERT|The Vertical Trading Group, LLC|7670
CELG|CELGENE CORP|VGRD|Vanguard Marketing Corporation|119709
CELG|CELGENE CORP|VNDM|Wall Street Access|1473
CELG|CELGENE CORP|VSIN|Vision Financial Markets Llc|27
CELG|CELGENE CORP|WABR|Wall Street Access|3350
CELG|CELGENE CORP|WBET|Wallachbeth Capital LLC|1430
CELG|CELGENE CORP|WBLR|WILLIAM BLAIR|23672
CELG|CELGENE CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|42723
CELG|CELGENE CORP|WCHV|WELLS FARGO SECURITIES, LLC|1537298
CELG|CELGENE CORP|WDNX|WEEDEN & CO.L.P.|7198
CELG|CELGENE CORP|WEDB|WEDBUSH SECURITIES INC.|51021
CELG|CELGENE CORP|WEED|Weeden & Co.L.P.|6293
CELG|CELGENE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|160065
CELG|CELGENE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|279990
CELG|CELGENE CORP|WFPB|Wells Fargo Securities, LLC.|200
CELG|CELGENE CORP|WGIF|CIBC World Markets Inc.|22954
CELG|CELGENE CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|14719
CELG|CELGENE CORP|WORD|Worden Capital Management LLC|3000
CELG|CELGENE CORP|WSAG|WALL STREET ACCESS|199
CELG|CELGENE CORP|WSEA|WOLVERINE SECURITIES, LLC|89011
CELG|CELGENE CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|825
CELG|CELGENE CORP|XIST|INSTINET, LLC|172502
CELG|CELGENE CORP|XPUS|XP SECURITIES, LLC|21849
CELG|CELGENE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|472440
CELG|CELGENE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|13239
CELG|CELGENE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41394
CELGZ|CELGENE CP CVR|EBXL|EBX LLC|300
CELGZ|CELGENE CP CVR|EDJO|Edward D. Jones & Co., L.P.|5
CELGZ|CELGENE CP CVR|ETRS|E*Trade Securities LLC|500
CELGZ|CELGENE CP CVR|FBCO|Credit Suisse Securities (USA) LLC|1459
CELGZ|CELGENE CP CVR|FOMA|TD AMERITRADE CLEARING, INC.|21915
CELGZ|CELGENE CP CVR|FTBR|Foliofn Investments, Inc.|1
CELGZ|CELGENE CP CVR|GSLT|GOLDMAN SACHS & CO. LLC|100
CELGZ|CELGENE CP CVR|IBKR|Interactive Brokers Llc|9648
CELGZ|CELGENE CP CVR|ICBX|INSTINET, LLC|200
CELGZ|CELGENE CP CVR|INCA|INSTINET, LLC|13505
CELGZ|CELGENE CP CVR|LEHM|Barclays Capital Inc./Le|600
CELGZ|CELGENE CP CVR|LIME|Lime Brokerage LLC|3787
CELGZ|CELGENE CP CVR|LSCI|Lek Securities Corporation|500
CELGZ|CELGENE CP CVR|MOTF|MOTIF INVESTING, INC.|1
CELGZ|CELGENE CP CVR|MSCO|MORGAN STANLEY & CO. LLC|7914
CELGZ|CELGENE CP CVR|NFSC|National Financial Services LLC|49945
CELGZ|CELGENE CP CVR|NITE|VIRTU Americas LLC|77615
CELGZ|CELGENE CP CVR|RAJA|Raymond James & Associates, Inc.|1000
CELGZ|CELGENE CP CVR|SBSH|Citigroup Global Markets Inc.|3049
CELGZ|CELGENE CP CVR|SPDR|SPEEDROUTE LLC|1
CELGZ|CELGENE CP CVR|SWIM|TD Ameritrade, Inc.|300
CELGZ|CELGENE CP CVR|UBSA|UBS SECURITIES LLC|200
CELGZ|CELGENE CP CVR|UBSS|UBS Securities LLC|5420
CELGZ|CELGENE CP CVR|WCHV|WELLS FARGO SECURITIES, LLC|425
CELH|CELSIUS HLDGS CMN|AGIS|Aegis Capital Corp.|209
CELH|CELSIUS HLDGS CMN|ALTX|Alternet Securities Inc.|2212
CELH|CELSIUS HLDGS CMN|APCC|Apex Clearing Corporation|10540
CELH|CELSIUS HLDGS CMN|BATM|CBOE TRADING, INC.|1326
CELH|CELSIUS HLDGS CMN|BAYC|BAY CREST PARTNERS, LLC|3322
CELH|CELSIUS HLDGS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|715
CELH|CELSIUS HLDGS CMN|BMOC|BMO Capital Markets Corp.|1722
CELH|CELSIUS HLDGS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1790
CELH|CELSIUS HLDGS CMN|BTIG|BTIG, LLC|168
CELH|CELSIUS HLDGS CMN|BYXM|CBOE TRADING, INC.|2
CELH|CELSIUS HLDGS CMN|CHAS|Charles Schwab & Co., Inc.|3200
CELH|CELSIUS HLDGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17240
CELH|CELSIUS HLDGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CELH|CELSIUS HLDGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29263
CELH|CELSIUS HLDGS CMN|CTDL|Citadel Derivatives Group Llc|9131
CELH|CELSIUS HLDGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1836
CELH|CELSIUS HLDGS CMN|DBAB|Deutsche Bank Securities Inc.|340569
CELH|CELSIUS HLDGS CMN|DBAX|Deutsche Bank Securities Inc.|17200
CELH|CELSIUS HLDGS CMN|DEAN|MORGAN STANLEY|500
CELH|CELSIUS HLDGS CMN|DEGS|RONIN PROFESSIONAL LLC|39578
CELH|CELSIUS HLDGS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4838
CELH|CELSIUS HLDGS CMN|EBXL|EBX LLC|55200
CELH|CELSIUS HLDGS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7640
CELH|CELSIUS HLDGS CMN|EDJO|Edward D. Jones & Co., L.P.|200
CELH|CELSIUS HLDGS CMN|EGAM|CBOE TRADING, INC.|3940
CELH|CELSIUS HLDGS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|990
CELH|CELSIUS HLDGS CMN|EGXM|CBOE TRADING, INC.|560
CELH|CELSIUS HLDGS CMN|ETBE|Electronic Transaction Clearing, Inc.|3600
CELH|CELSIUS HLDGS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|30
CELH|CELSIUS HLDGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6198
CELH|CELSIUS HLDGS CMN|ETRS|E*Trade Securities LLC|136501
CELH|CELSIUS HLDGS CMN|FBCO|Credit Suisse Securities (USA) LLC|54643
CELH|CELSIUS HLDGS CMN|FILL|Tradestation Securities, Inc.|85
CELH|CELSIUS HLDGS CMN|FMAF|NBCN Inc./ CDS|700
CELH|CELSIUS HLDGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|141070
CELH|CELSIUS HLDGS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
CELH|CELSIUS HLDGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12944
CELH|CELSIUS HLDGS CMN|FTBR|Foliofn Investments, Inc.|1
CELH|CELSIUS HLDGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|5625
CELH|CELSIUS HLDGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|8494
CELH|CELSIUS HLDGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|1065863
CELH|CELSIUS HLDGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|2425
CELH|CELSIUS HLDGS CMN|GTSZ|GTS SECURITIES LLC|4248
CELH|CELSIUS HLDGS CMN|HRBF|American Enterprise Investment Services Inc.|19336
CELH|CELSIUS HLDGS CMN|IATS|INTERACTIVE BROKERS LLC|1520
CELH|CELSIUS HLDGS CMN|IBKR|Interactive Brokers Llc|50537
CELH|CELSIUS HLDGS CMN|ICBX|INSTINET, LLC|13917
CELH|CELSIUS HLDGS CMN|IEQY|CITADEL SECURITIES LLC|1100
CELH|CELSIUS HLDGS CMN|INCA|INSTINET, LLC|244824
CELH|CELSIUS HLDGS CMN|INJX|INSTINET, LLC|773
CELH|CELSIUS HLDGS CMN|ITGI|ITG Inc.|23598
CELH|CELSIUS HLDGS CMN|ITGP|ITG INC.|12000
CELH|CELSIUS HLDGS CMN|JANY|Janney Montgomery Scott Inc.|1888
CELH|CELSIUS HLDGS CMN|JEFF|JEFFERIES LLC|7748
CELH|CELSIUS HLDGS CMN|JMPT|JUMP TRADING, LLC|1919
CELH|CELSIUS HLDGS CMN|JPMX|J.P. Morgan Securities LLC|37428
CELH|CELSIUS HLDGS CMN|JSJX|JANE STREET CAPITAL LLC|1001
CELH|CELSIUS HLDGS CMN|KCGM|VIRTU Americas LLC|12700
CELH|CELSIUS HLDGS CMN|LEHM|Barclays Capital Inc./Le|223138
CELH|CELSIUS HLDGS CMN|LIME|Lime Brokerage LLC|63331
CELH|CELSIUS HLDGS CMN|LMGP|LIME BROKERAGE LLC|12524
CELH|CELSIUS HLDGS CMN|LOOP|Loop Capital Markets LLC|3434
CELH|CELSIUS HLDGS CMN|MACQ|Macquarie Capital (USA) Inc.|2105
CELH|CELSIUS HLDGS CMN|MAXM|Maxim Group LLC|1241
CELH|CELSIUS HLDGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23629
CELH|CELSIUS HLDGS CMN|MSCO|MORGAN STANLEY & CO. LLC|658204
CELH|CELSIUS HLDGS CMN|MSPL|MORGAN STANLEY & CO. LLC|19100
CELH|CELSIUS HLDGS CMN|MSTX|MORGAN STANLEY & CO. LLC|29500
CELH|CELSIUS HLDGS CMN|NFSC|National Financial Services LLC|153090
CELH|CELSIUS HLDGS CMN|NITE|VIRTU Americas LLC|296888
CELH|CELSIUS HLDGS CMN|NITP|VIRTU Americas LLC|12096
CELH|CELSIUS HLDGS CMN|NQRB|Brut, LLC|500
CELH|CELSIUS HLDGS CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1979
CELH|CELSIUS HLDGS CMN|PDQM|CODA MARKETS, INC.|20386
CELH|CELSIUS HLDGS CMN|PWJC|UBS Financial Services, Inc.|2757
CELH|CELSIUS HLDGS CMN|RAJA|Raymond James & Associates, Inc.|77
CELH|CELSIUS HLDGS CMN|RBCM|RBC CAPITAL MARKETS, LLC|1600
CELH|CELSIUS HLDGS CMN|SBSH|Citigroup Global Markets Inc.|634760
CELH|CELSIUS HLDGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|8891
CELH|CELSIUS HLDGS CMN|SPDR|SPEEDROUTE LLC|2100
CELH|CELSIUS HLDGS CMN|SWIM|TD Ameritrade, Inc.|37696
CELH|CELSIUS HLDGS CMN|TKNG|ALLY INVEST SECURITIES LLC|2542
CELH|CELSIUS HLDGS CMN|TRCM|TRC MARKETS LLC|5800
CELH|CELSIUS HLDGS CMN|UBSA|UBS SECURITIES LLC|87465
CELH|CELSIUS HLDGS CMN|UBSS|UBS Securities LLC|778067
CELH|CELSIUS HLDGS CMN|VALX|VIRTU AMERICAS LLC|306
CELH|CELSIUS HLDGS CMN|VGRD|Vanguard Marketing Corporation|5800
CELH|CELSIUS HLDGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|17541
CELH|CELSIUS HLDGS CMN|WSEA|WOLVERINE SECURITIES, LLC|8041
CELH|CELSIUS HLDGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
CELH|CELSIUS HLDGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4141
CELH|CELSIUS HLDGS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1977
CELP|CYPRESS ENERGY PTRNS|APCC|Apex Clearing Corporation|55
CELP|CYPRESS ENERGY PTRNS|CHAS|Charles Schwab & Co., Inc.|2
CELP|CYPRESS ENERGY PTRNS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
CELP|CYPRESS ENERGY PTRNS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
CELP|CYPRESS ENERGY PTRNS|DBAB|Deutsche Bank Securities Inc.|300
CELP|CYPRESS ENERGY PTRNS|DBAX|Deutsche Bank Securities Inc.|1400
CELP|CYPRESS ENERGY PTRNS|EBXL|EBX LLC|100
CELP|CYPRESS ENERGY PTRNS|EDJO|Edward D. Jones & Co., L.P.|1200
CELP|CYPRESS ENERGY PTRNS|ETRS|E*Trade Securities LLC|31830
CELP|CYPRESS ENERGY PTRNS|FTBR|Foliofn Investments, Inc.|8376
CELP|CYPRESS ENERGY PTRNS|GEBB|GLOBAL EXECUTION BROKERS, LP|200
CELP|CYPRESS ENERGY PTRNS|GSLT|GOLDMAN SACHS & CO. LLC|200
CELP|CYPRESS ENERGY PTRNS|GTSZ|GTS SECURITIES LLC|1277
CELP|CYPRESS ENERGY PTRNS|HRBF|American Enterprise Investment Services Inc.|4400
CELP|CYPRESS ENERGY PTRNS|IATS|INTERACTIVE BROKERS LLC|65
CELP|CYPRESS ENERGY PTRNS|IBKR|Interactive Brokers Llc|2826
CELP|CYPRESS ENERGY PTRNS|INCA|INSTINET, LLC|700
CELP|CYPRESS ENERGY PTRNS|KCGM|VIRTU Americas LLC|100
CELP|CYPRESS ENERGY PTRNS|LEHM|Barclays Capital Inc./Le|400
CELP|CYPRESS ENERGY PTRNS|LIME|Lime Brokerage LLC|3208
CELP|CYPRESS ENERGY PTRNS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CELP|CYPRESS ENERGY PTRNS|MSCO|MORGAN STANLEY & CO. LLC|1067
CELP|CYPRESS ENERGY PTRNS|NFSC|National Financial Services LLC|61210
CELP|CYPRESS ENERGY PTRNS|NITE|VIRTU Americas LLC|75358
CELP|CYPRESS ENERGY PTRNS|PWJC|UBS Financial Services, Inc.|3000
CELP|CYPRESS ENERGY PTRNS|RBCM|RBC CAPITAL MARKETS, LLC|500
CELP|CYPRESS ENERGY PTRNS|SGMT|GOLDMAN SACHS & CO. LLC|1200
CELP|CYPRESS ENERGY PTRNS|SPDR|SPEEDROUTE LLC|100
CELP|CYPRESS ENERGY PTRNS|SPTD|MINT GLOBAL MARKETS, INC.|100
CELP|CYPRESS ENERGY PTRNS|STFL|Stifel, Nicolaus & Company, Incorporated|11130
CELP|CYPRESS ENERGY PTRNS|SWIM|TD Ameritrade, Inc.|10125
CELP|CYPRESS ENERGY PTRNS|TKNG|ALLY INVEST SECURITIES LLC|155
CELP|CYPRESS ENERGY PTRNS|TRCM|TRC MARKETS LLC|100
CELP|CYPRESS ENERGY PTRNS|UBSA|UBS SECURITIES LLC|5705
CELP|CYPRESS ENERGY PTRNS|UBSS|UBS Securities LLC|8630
CELP|CYPRESS ENERGY PTRNS|VGRD|Vanguard Marketing Corporation|4825
CELP|CYPRESS ENERGY PTRNS|WCHV|WELLS FARGO SECURITIES, LLC|14048
CELP|CYPRESS ENERGY PTRNS|WEDB|WEDBUSH SECURITIES INC.|1200
CELP|CYPRESS ENERGY PTRNS|WSEA|WOLVERINE SECURITIES, LLC|74
CELP|CYPRESS ENERGY PTRNS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7650
CEM|CLEARBRIDGE ENERGY|ALTX|Alternet Securities Inc.|900
CEM|CLEARBRIDGE ENERGY|APCC|Apex Clearing Corporation|23
CEM|CLEARBRIDGE ENERGY|BARD|Robert W. Baird & Co. Incorporated|4024
CEM|CLEARBRIDGE ENERGY|BATM|CBOE TRADING, INC.|426
CEM|CLEARBRIDGE ENERGY|BBNT|BB&T SECURITIES, LLC|5085
CEM|CLEARBRIDGE ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4542
CEM|CLEARBRIDGE ENERGY|BNCH|The Benchmark Company, LLC|47646
CEM|CLEARBRIDGE ENERGY|BTIG|BTIG, LLC|4121
CEM|CLEARBRIDGE ENERGY|CANT|Cantor Fitzgerald & Co.|51895
CEM|CLEARBRIDGE ENERGY|CHAS|Charles Schwab & Co., Inc.|550
CEM|CLEARBRIDGE ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11000
CEM|CLEARBRIDGE ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|768
CEM|CLEARBRIDGE ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17274
CEM|CLEARBRIDGE ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|808
CEM|CLEARBRIDGE ENERGY|DADA|D.A. Davidson & Co.|10094
CEM|CLEARBRIDGE ENERGY|DBAX|Deutsche Bank Securities Inc.|10400
CEM|CLEARBRIDGE ENERGY|DEAN|MORGAN STANLEY|80286
CEM|CLEARBRIDGE ENERGY|DEGS|RONIN PROFESSIONAL LLC|200
CEM|CLEARBRIDGE ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
CEM|CLEARBRIDGE ENERGY|EBXL|EBX LLC|8800
CEM|CLEARBRIDGE ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|66981
CEM|CLEARBRIDGE ENERGY|EDJO|Edward D. Jones & Co., L.P.|2944
CEM|CLEARBRIDGE ENERGY|EGAM|CBOE TRADING, INC.|2601
CEM|CLEARBRIDGE ENERGY|EGMT|EG MARKET TECHNOLOGIES LLC|100
CEM|CLEARBRIDGE ENERGY|EGXM|CBOE TRADING, INC.|375
CEM|CLEARBRIDGE ENERGY|ETBE|Electronic Transaction Clearing, Inc.|810
CEM|CLEARBRIDGE ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|925
CEM|CLEARBRIDGE ENERGY|ETRS|E*Trade Securities LLC|4107
CEM|CLEARBRIDGE ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3066
CEM|CLEARBRIDGE ENERGY|FTBR|Foliofn Investments, Inc.|31
CEM|CLEARBRIDGE ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|33
CEM|CLEARBRIDGE ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|21454
CEM|CLEARBRIDGE ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|33291
CEM|CLEARBRIDGE ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|590
CEM|CLEARBRIDGE ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|100
CEM|CLEARBRIDGE ENERGY|GTSZ|GTS SECURITIES LLC|997
CEM|CLEARBRIDGE ENERGY|HRBF|American Enterprise Investment Services Inc.|112981
CEM|CLEARBRIDGE ENERGY|IATS|INTERACTIVE BROKERS LLC|11817
CEM|CLEARBRIDGE ENERGY|IBKR|Interactive Brokers Llc|19555
CEM|CLEARBRIDGE ENERGY|ICBX|INSTINET, LLC|3800
CEM|CLEARBRIDGE ENERGY|INCA|INSTINET, LLC|2265
CEM|CLEARBRIDGE ENERGY|INJX|INSTINET, LLC|459
CEM|CLEARBRIDGE ENERGY|ITGI|ITG Inc.|9101
CEM|CLEARBRIDGE ENERGY|ITGP|ITG INC.|5600
CEM|CLEARBRIDGE ENERGY|JANY|Janney Montgomery Scott Inc.|1500
CEM|CLEARBRIDGE ENERGY|JEFF|JEFFERIES LLC|3633
CEM|CLEARBRIDGE ENERGY|JMPT|JUMP TRADING, LLC|1631
CEM|CLEARBRIDGE ENERGY|JPMX|J.P. Morgan Securities LLC|2002
CEM|CLEARBRIDGE ENERGY|JSEB|JANE STREET EXECUTION SERVICES, LLC|56153
CEM|CLEARBRIDGE ENERGY|JSJX|JANE STREET CAPITAL LLC|1260
CEM|CLEARBRIDGE ENERGY|KCGM|VIRTU Americas LLC|3389
CEM|CLEARBRIDGE ENERGY|LEHM|Barclays Capital Inc./Le|14569
CEM|CLEARBRIDGE ENERGY|LIME|Lime Brokerage LLC|1319
CEM|CLEARBRIDGE ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1890
CEM|CLEARBRIDGE ENERGY|MAXM|Maxim Group LLC|5000
CEM|CLEARBRIDGE ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36012
CEM|CLEARBRIDGE ENERGY|MSCO|MORGAN STANLEY & CO. LLC|274952
CEM|CLEARBRIDGE ENERGY|MSPL|MORGAN STANLEY & CO. LLC|8600
CEM|CLEARBRIDGE ENERGY|MSTX|MORGAN STANLEY & CO. LLC|200
CEM|CLEARBRIDGE ENERGY|NBCS|NBC Securities, INC.|3500
CEM|CLEARBRIDGE ENERGY|NFSC|National Financial Services LLC|67777
CEM|CLEARBRIDGE ENERGY|NITE|VIRTU Americas LLC|274039
CEM|CLEARBRIDGE ENERGY|NQRB|Brut, LLC|100
CEM|CLEARBRIDGE ENERGY|OPCO|Oppenheimer & Co. Inc.|5272
CEM|CLEARBRIDGE ENERGY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|611
CEM|CLEARBRIDGE ENERGY|PDQM|CODA MARKETS, INC.|6080
CEM|CLEARBRIDGE ENERGY|PWJC|UBS Financial Services, Inc.|30979
CEM|CLEARBRIDGE ENERGY|QMSR|QUATTRO M SECURITIES INC.|12341
CEM|CLEARBRIDGE ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|32841
CEM|CLEARBRIDGE ENERGY|SBSH|Citigroup Global Markets Inc.|1254
CEM|CLEARBRIDGE ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|6766
CEM|CLEARBRIDGE ENERGY|SPDR|SPEEDROUTE LLC|360
CEM|CLEARBRIDGE ENERGY|SPHN|Stephens Inc.|53
CEM|CLEARBRIDGE ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|800
CEM|CLEARBRIDGE ENERGY|SWIM|TD Ameritrade, Inc.|500
CEM|CLEARBRIDGE ENERGY|SWST|Hilltop Securities Inc.|7722
CEM|CLEARBRIDGE ENERGY|TRBT|Tradebot Systems, Inc.|2229
CEM|CLEARBRIDGE ENERGY|UBSA|UBS SECURITIES LLC|39701
CEM|CLEARBRIDGE ENERGY|UBSS|UBS Securities LLC|115164
CEM|CLEARBRIDGE ENERGY|VALX|VIRTU AMERICAS LLC|701
CEM|CLEARBRIDGE ENERGY|VGRD|Vanguard Marketing Corporation|36747
CEM|CLEARBRIDGE ENERGY|WBET|Wallachbeth Capital LLC|6853
CEM|CLEARBRIDGE ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|43132
CEM|CLEARBRIDGE ENERGY|WSEA|WOLVERINE SECURITIES, LLC|915
CEM|CLEARBRIDGE ENERGY|XPQR|Jump Trading|1200
CEM|CLEARBRIDGE ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CEM|CLEARBRIDGE ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|400
CEM|CLEARBRIDGE ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30305
CEMB|ISHARES JP MORGAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6238
CEMB|ISHARES JP MORGAN|BYXM|CBOE TRADING, INC.|54
CEMB|ISHARES JP MORGAN|CHAS|Charles Schwab & Co., Inc.|22264
CEMB|ISHARES JP MORGAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1600
CEMB|ISHARES JP MORGAN|CTDL|Citadel Derivatives Group Llc|3700
CEMB|ISHARES JP MORGAN|DBAX|Deutsche Bank Securities Inc.|1800
CEMB|ISHARES JP MORGAN|EBXL|EBX LLC|200
CEMB|ISHARES JP MORGAN|EGXM|CBOE TRADING, INC.|1
CEMB|ISHARES JP MORGAN|ETRS|E*Trade Securities LLC|23
CEMB|ISHARES JP MORGAN|FMAF|NBCN Inc./ CDS|312
CEMB|ISHARES JP MORGAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1481
CEMB|ISHARES JP MORGAN|FTBR|Foliofn Investments, Inc.|210
CEMB|ISHARES JP MORGAN|GSCO|GOLDMAN SACHS & CO. LLC|1141
CEMB|ISHARES JP MORGAN|GSCS|GOLDMAN SACHS & CO. LLC|191
CEMB|ISHARES JP MORGAN|GTSZ|GTS SECURITIES LLC|564
CEMB|ISHARES JP MORGAN|HRBF|American Enterprise Investment Services Inc.|3340
CEMB|ISHARES JP MORGAN|IATS|INTERACTIVE BROKERS LLC|1349
CEMB|ISHARES JP MORGAN|IBKR|Interactive Brokers Llc|571
CEMB|ISHARES JP MORGAN|ICBX|INSTINET, LLC|200
CEMB|ISHARES JP MORGAN|JPMX|J.P. Morgan Securities LLC|2600
CEMB|ISHARES JP MORGAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|17915
CEMB|ISHARES JP MORGAN|JSJX|JANE STREET CAPITAL LLC|21853
CEMB|ISHARES JP MORGAN|KCGM|VIRTU Americas LLC|776
CEMB|ISHARES JP MORGAN|LEHM|Barclays Capital Inc./Le|8600
CEMB|ISHARES JP MORGAN|LIME|Lime Brokerage LLC|199
CEMB|ISHARES JP MORGAN|MACC|Mid Atlantic Capital Corporation|5
CEMB|ISHARES JP MORGAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
CEMB|ISHARES JP MORGAN|MSCO|MORGAN STANLEY & CO. LLC|11233
CEMB|ISHARES JP MORGAN|NFSC|National Financial Services LLC|15227
CEMB|ISHARES JP MORGAN|NITE|VIRTU Americas LLC|52621
CEMB|ISHARES JP MORGAN|OPCO|Oppenheimer & Co. Inc.|455
CEMB|ISHARES JP MORGAN|RBCM|RBC CAPITAL MARKETS, LLC|202
CEMB|ISHARES JP MORGAN|SGMT|GOLDMAN SACHS & CO. LLC|1064
CEMB|ISHARES JP MORGAN|STFL|Stifel, Nicolaus & Company, Incorporated|25
CEMB|ISHARES JP MORGAN|SWIM|TD Ameritrade, Inc.|6
CEMB|ISHARES JP MORGAN|UBSA|UBS SECURITIES LLC|7949
CEMB|ISHARES JP MORGAN|UBSS|UBS Securities LLC|31625
CEMB|ISHARES JP MORGAN|VALX|VIRTU AMERICAS LLC|100
CEMB|ISHARES JP MORGAN|VGRD|Vanguard Marketing Corporation|119
CEMB|ISHARES JP MORGAN|WCHV|WELLS FARGO SECURITIES, LLC|29570
CEMB|ISHARES JP MORGAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CEMB|ISHARES JP MORGAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5610
CEMI|CHEMBIO DIAGNOSTICS|APCC|Apex Clearing Corporation|4
CEMI|CHEMBIO DIAGNOSTICS|CHLM|Craig-Hallum Capital Group LLC|68187
CEMI|CHEMBIO DIAGNOSTICS|CIST|Capital Institutional Services, Inc.|355
CEMI|CHEMBIO DIAGNOSTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1306
CEMI|CHEMBIO DIAGNOSTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
CEMI|CHEMBIO DIAGNOSTICS|DADA|D.A. Davidson & Co.|3250
CEMI|CHEMBIO DIAGNOSTICS|DBAB|Deutsche Bank Securities Inc.|5648
CEMI|CHEMBIO DIAGNOSTICS|DBAX|Deutsche Bank Securities Inc.|200
CEMI|CHEMBIO DIAGNOSTICS|DBUL|Deutsche Bank Securities Inc.|122
CEMI|CHEMBIO DIAGNOSTICS|DEAN|MORGAN STANLEY|3
CEMI|CHEMBIO DIAGNOSTICS|DEGS|RONIN PROFESSIONAL LLC|5020
CEMI|CHEMBIO DIAGNOSTICS|EBXL|EBX LLC|800
CEMI|CHEMBIO DIAGNOSTICS|ETRS|E*Trade Securities LLC|29151
CEMI|CHEMBIO DIAGNOSTICS|FBCO|Credit Suisse Securities (USA) LLC|3981
CEMI|CHEMBIO DIAGNOSTICS|FILL|Tradestation Securities, Inc.|500
CEMI|CHEMBIO DIAGNOSTICS|FOMA|TD AMERITRADE CLEARING, INC.|25810
CEMI|CHEMBIO DIAGNOSTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|806
CEMI|CHEMBIO DIAGNOSTICS|FTBR|Foliofn Investments, Inc.|178
CEMI|CHEMBIO DIAGNOSTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|532
CEMI|CHEMBIO DIAGNOSTICS|GSCO|GOLDMAN SACHS & CO. LLC|4667
CEMI|CHEMBIO DIAGNOSTICS|GSLT|GOLDMAN SACHS & CO. LLC|294
CEMI|CHEMBIO DIAGNOSTICS|GTSZ|GTS SECURITIES LLC|19
CEMI|CHEMBIO DIAGNOSTICS|HRBF|American Enterprise Investment Services Inc.|25250
CEMI|CHEMBIO DIAGNOSTICS|IBKR|Interactive Brokers Llc|15146
CEMI|CHEMBIO DIAGNOSTICS|INCA|INSTINET, LLC|4001
CEMI|CHEMBIO DIAGNOSTICS|INJX|INSTINET, LLC|100
CEMI|CHEMBIO DIAGNOSTICS|ITGI|ITG Inc.|3724
CEMI|CHEMBIO DIAGNOSTICS|ITGP|ITG INC.|200
CEMI|CHEMBIO DIAGNOSTICS|JEFF|JEFFERIES LLC|14218
CEMI|CHEMBIO DIAGNOSTICS|JPMX|J.P. Morgan Securities LLC|800
CEMI|CHEMBIO DIAGNOSTICS|KCGM|VIRTU Americas LLC|892
CEMI|CHEMBIO DIAGNOSTICS|LEHM|Barclays Capital Inc./Le|7630
CEMI|CHEMBIO DIAGNOSTICS|LIME|Lime Brokerage LLC|20452
CEMI|CHEMBIO DIAGNOSTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
CEMI|CHEMBIO DIAGNOSTICS|MSCO|MORGAN STANLEY & CO. LLC|37169
CEMI|CHEMBIO DIAGNOSTICS|MSPL|MORGAN STANLEY & CO. LLC|1400
CEMI|CHEMBIO DIAGNOSTICS|NFSC|National Financial Services LLC|79173
CEMI|CHEMBIO DIAGNOSTICS|NITE|VIRTU Americas LLC|213128
CEMI|CHEMBIO DIAGNOSTICS|NQRB|Brut, LLC|400
CEMI|CHEMBIO DIAGNOSTICS|OPCO|Oppenheimer & Co. Inc.|300
CEMI|CHEMBIO DIAGNOSTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|200
CEMI|CHEMBIO DIAGNOSTICS|PDQM|CODA MARKETS, INC.|500
CEMI|CHEMBIO DIAGNOSTICS|PWJC|UBS Financial Services, Inc.|100
CEMI|CHEMBIO DIAGNOSTICS|RAJA|Raymond James & Associates, Inc.|150
CEMI|CHEMBIO DIAGNOSTICS|SAGL|SAGETRADER, LLC|250
CEMI|CHEMBIO DIAGNOSTICS|SGMT|GOLDMAN SACHS & CO. LLC|750
CEMI|CHEMBIO DIAGNOSTICS|SPDR|SPEEDROUTE LLC|200
CEMI|CHEMBIO DIAGNOSTICS|SWIM|TD Ameritrade, Inc.|25798
CEMI|CHEMBIO DIAGNOSTICS|TKNG|ALLY INVEST SECURITIES LLC|6
CEMI|CHEMBIO DIAGNOSTICS|TOUR|TOURMALINE PARTNERS, LLC|59000
CEMI|CHEMBIO DIAGNOSTICS|TRBT|Tradebot Systems, Inc.|1105
CEMI|CHEMBIO DIAGNOSTICS|TRCM|TRC MARKETS LLC|13036
CEMI|CHEMBIO DIAGNOSTICS|UBSA|UBS SECURITIES LLC|6161
CEMI|CHEMBIO DIAGNOSTICS|UBSS|UBS Securities LLC|44789
CEMI|CHEMBIO DIAGNOSTICS|VALX|VIRTU AMERICAS LLC|604
CEMI|CHEMBIO DIAGNOSTICS|VGRD|Vanguard Marketing Corporation|934
CEMI|CHEMBIO DIAGNOSTICS|WCHV|WELLS FARGO SECURITIES, LLC|4587
CEMI|CHEMBIO DIAGNOSTICS|WSEA|WOLVERINE SECURITIES, LLC|50
CEMI|CHEMBIO DIAGNOSTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
CEN|CENTER COAST BROOKFI|ALTX|Alternet Securities Inc.|4856
CEN|CENTER COAST BROOKFI|APCC|Apex Clearing Corporation|113
CEN|CENTER COAST BROOKFI|BANK|Primevest Financial Services, Inc.|100
CEN|CENTER COAST BROOKFI|BARD|Robert W. Baird & Co. Incorporated|10311
CEN|CENTER COAST BROOKFI|BATM|CBOE TRADING, INC.|100
CEN|CENTER COAST BROOKFI|BERN|Sanford C. Bernstein & Co., LLC|200
CEN|CENTER COAST BROOKFI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6400
CEN|CENTER COAST BROOKFI|BRGE|Newbridge Securities Corp.|3150
CEN|CENTER COAST BROOKFI|BTIG|BTIG, LLC|29381
CEN|CENTER COAST BROOKFI|BYXM|CBOE TRADING, INC.|1100
CEN|CENTER COAST BROOKFI|CANT|Cantor Fitzgerald & Co.|1176
CEN|CENTER COAST BROOKFI|CHAS|Charles Schwab & Co., Inc.|9233
CEN|CENTER COAST BROOKFI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8200
CEN|CENTER COAST BROOKFI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|920
CEN|CENTER COAST BROOKFI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
CEN|CENTER COAST BROOKFI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52255
CEN|CENTER COAST BROOKFI|CXCX|CITIGROUP GLOBAL MARKETS INC.|11154
CEN|CENTER COAST BROOKFI|DBAX|Deutsche Bank Securities Inc.|24800
CEN|CENTER COAST BROOKFI|DEAN|MORGAN STANLEY|76979
CEN|CENTER COAST BROOKFI|DEGS|RONIN PROFESSIONAL LLC|1500
CEN|CENTER COAST BROOKFI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13384
CEN|CENTER COAST BROOKFI|EBXL|EBX LLC|17000
CEN|CENTER COAST BROOKFI|ECUT|CONVERGEX EXECUTION SOLUTIONS|11
CEN|CENTER COAST BROOKFI|EDJO|Edward D. Jones & Co., L.P.|2688
CEN|CENTER COAST BROOKFI|EGAM|CBOE TRADING, INC.|13818
CEN|CENTER COAST BROOKFI|EGMT|EG MARKET TECHNOLOGIES LLC|100
CEN|CENTER COAST BROOKFI|EGXM|CBOE TRADING, INC.|1815
CEN|CENTER COAST BROOKFI|ETBE|Electronic Transaction Clearing, Inc.|1600
CEN|CENTER COAST BROOKFI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
CEN|CENTER COAST BROOKFI|ETRS|E*Trade Securities LLC|97890
CEN|CENTER COAST BROOKFI|FILL|Tradestation Securities, Inc.|1100
CEN|CENTER COAST BROOKFI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11481
CEN|CENTER COAST BROOKFI|FTBR|Foliofn Investments, Inc.|154
CEN|CENTER COAST BROOKFI|GLIS|TD Securities Inc|1400
CEN|CENTER COAST BROOKFI|GLPX|ACS EXECUTION SERVICES, LLC|7530
CEN|CENTER COAST BROOKFI|GSCO|GOLDMAN SACHS & CO. LLC|3117
CEN|CENTER COAST BROOKFI|GSCS|GOLDMAN SACHS & CO. LLC|2500
CEN|CENTER COAST BROOKFI|GSLT|GOLDMAN SACHS & CO. LLC|445
CEN|CENTER COAST BROOKFI|GTSZ|GTS SECURITIES LLC|391
CEN|CENTER COAST BROOKFI|HRBF|American Enterprise Investment Services Inc.|3250
CEN|CENTER COAST BROOKFI|IATS|INTERACTIVE BROKERS LLC|22589
CEN|CENTER COAST BROOKFI|IBKR|Interactive Brokers Llc|65303
CEN|CENTER COAST BROOKFI|ICBX|INSTINET, LLC|7500
CEN|CENTER COAST BROOKFI|INCA|INSTINET, LLC|8693
CEN|CENTER COAST BROOKFI|ITGI|ITG Inc.|21774
CEN|CENTER COAST BROOKFI|ITGP|ITG INC.|3800
CEN|CENTER COAST BROOKFI|JANY|Janney Montgomery Scott Inc.|3400
CEN|CENTER COAST BROOKFI|JMPT|JUMP TRADING, LLC|3104
CEN|CENTER COAST BROOKFI|JPMX|J.P. Morgan Securities LLC|36288
CEN|CENTER COAST BROOKFI|JSJX|JANE STREET CAPITAL LLC|600
CEN|CENTER COAST BROOKFI|KCGM|VIRTU Americas LLC|12214
CEN|CENTER COAST BROOKFI|LEHM|Barclays Capital Inc./Le|32800
CEN|CENTER COAST BROOKFI|LGNT|COR CLEARING LLC|241
CEN|CENTER COAST BROOKFI|LIME|Lime Brokerage LLC|2348
CEN|CENTER COAST BROOKFI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8596
CEN|CENTER COAST BROOKFI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49776
CEN|CENTER COAST BROOKFI|MSCO|MORGAN STANLEY & CO. LLC|181426
CEN|CENTER COAST BROOKFI|MSPL|MORGAN STANLEY & CO. LLC|62900
CEN|CENTER COAST BROOKFI|MSTX|MORGAN STANLEY & CO. LLC|300
CEN|CENTER COAST BROOKFI|NFSC|National Financial Services LLC|467213
CEN|CENTER COAST BROOKFI|NITE|VIRTU Americas LLC|552396
CEN|CENTER COAST BROOKFI|OPCO|Oppenheimer & Co. Inc.|23401
CEN|CENTER COAST BROOKFI|PDQM|CODA MARKETS, INC.|14700
CEN|CENTER COAST BROOKFI|PWJC|UBS Financial Services, Inc.|27224
CEN|CENTER COAST BROOKFI|RBCM|RBC CAPITAL MARKETS, LLC|55050
CEN|CENTER COAST BROOKFI|SAGL|SAGETRADER, LLC|600
CEN|CENTER COAST BROOKFI|SBSH|Citigroup Global Markets Inc.|5729
CEN|CENTER COAST BROOKFI|SGMT|GOLDMAN SACHS & CO. LLC|27974
CEN|CENTER COAST BROOKFI|SPDR|SPEEDROUTE LLC|2200
CEN|CENTER COAST BROOKFI|STFL|Stifel, Nicolaus & Company, Incorporated|12436
CEN|CENTER COAST BROOKFI|SWIM|TD Ameritrade, Inc.|10434
CEN|CENTER COAST BROOKFI|SWST|Hilltop Securities Inc.|11915
CEN|CENTER COAST BROOKFI|TKNG|ALLY INVEST SECURITIES LLC|3786
CEN|CENTER COAST BROOKFI|TRBT|Tradebot Systems, Inc.|18159
CEN|CENTER COAST BROOKFI|TRCM|TRC MARKETS LLC|100
CEN|CENTER COAST BROOKFI|UBSA|UBS SECURITIES LLC|51639
CEN|CENTER COAST BROOKFI|UBSS|UBS Securities LLC|258492
CEN|CENTER COAST BROOKFI|VALX|VIRTU AMERICAS LLC|105
CEN|CENTER COAST BROOKFI|VGRD|Vanguard Marketing Corporation|69725
CEN|CENTER COAST BROOKFI|WCHV|WELLS FARGO SECURITIES, LLC|176182
CEN|CENTER COAST BROOKFI|WEDB|WEDBUSH SECURITIES INC.|87
CEN|CENTER COAST BROOKFI|WEED|Weeden & Co.L.P.|4673
CEN|CENTER COAST BROOKFI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2945
CEN|CENTER COAST BROOKFI|WGIF|CIBC World Markets Inc.|32
CEN|CENTER COAST BROOKFI|WSEA|WOLVERINE SECURITIES, LLC|6712
CEN|CENTER COAST BROOKFI|XPQR|Jump Trading|800
CEN|CENTER COAST BROOKFI|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
CEN|CENTER COAST BROOKFI|YKNA|COMHAR CAPITAL MARKETS, LLC|1900
CEN|CENTER COAST BROOKFI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4426
CENT|CENTRAL GARDEN    ##|ALTX|Alternet Securities Inc.|706
CENT|CENTRAL GARDEN    ##|APCC|Apex Clearing Corporation|34
CENT|CENTRAL GARDEN    ##|BALE|M&T SECURITIES, INC.|203
CENT|CENTRAL GARDEN    ##|BANK|Primevest Financial Services, Inc.|154
CENT|CENTRAL GARDEN    ##|BARD|Robert W. Baird & Co. Incorporated|2268
CENT|CENTRAL GARDEN    ##|BATM|CBOE TRADING, INC.|175
CENT|CENTRAL GARDEN    ##|BERN|Sanford C. Bernstein & Co., LLC|5057
CENT|CENTRAL GARDEN    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8264
CENT|CENTRAL GARDEN    ##|BMOC|BMO Capital Markets Corp.|1673
CENT|CENTRAL GARDEN    ##|BNPX|BNP PARIBAS SECURITIES CORP.|2019
CENT|CENTRAL GARDEN    ##|BTIG|BTIG, LLC|1382
CENT|CENTRAL GARDEN    ##|BYXM|CBOE TRADING, INC.|4
CENT|CENTRAL GARDEN    ##|CANT|Cantor Fitzgerald & Co.|1002
CENT|CENTRAL GARDEN    ##|CHLM|Craig-Hallum Capital Group LLC|7283
CENT|CENTRAL GARDEN    ##|CIST|Capital Institutional Services, Inc.|1085
CENT|CENTRAL GARDEN    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26667
CENT|CENTRAL GARDEN    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|319
CENT|CENTRAL GARDEN    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33818
CENT|CENTRAL GARDEN    ##|CTDL|Citadel Derivatives Group Llc|1610
CENT|CENTRAL GARDEN    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2830
CENT|CENTRAL GARDEN    ##|DBAB|Deutsche Bank Securities Inc.|54840
CENT|CENTRAL GARDEN    ##|DBAX|Deutsche Bank Securities Inc.|18900
CENT|CENTRAL GARDEN    ##|DEAN|MORGAN STANLEY|9
CENT|CENTRAL GARDEN    ##|DEGS|RONIN PROFESSIONAL LLC|2425
CENT|CENTRAL GARDEN    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
CENT|CENTRAL GARDEN    ##|EBXL|EBX LLC|29600
CENT|CENTRAL GARDEN    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2813
CENT|CENTRAL GARDEN    ##|EDJO|Edward D. Jones & Co., L.P.|259
CENT|CENTRAL GARDEN    ##|EGAM|CBOE TRADING, INC.|291
CENT|CENTRAL GARDEN    ##|EGXM|CBOE TRADING, INC.|40
CENT|CENTRAL GARDEN    ##|EGXW|CBOE TRADING, INC.|3
CENT|CENTRAL GARDEN    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
CENT|CENTRAL GARDEN    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7727
CENT|CENTRAL GARDEN    ##|ETRS|E*Trade Securities LLC|3693
CENT|CENTRAL GARDEN    ##|FBCO|Credit Suisse Securities (USA) LLC|112877
CENT|CENTRAL GARDEN    ##|FMAF|NBCN Inc./ CDS|200
CENT|CENTRAL GARDEN    ##|FOMA|TD AMERITRADE CLEARING, INC.|26722
CENT|CENTRAL GARDEN    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41848
CENT|CENTRAL GARDEN    ##|FTBR|Foliofn Investments, Inc.|4513
CENT|CENTRAL GARDEN    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2701
CENT|CENTRAL GARDEN    ##|GLIS|TD Securities Inc|100
CENT|CENTRAL GARDEN    ##|GLPX|ACS EXECUTION SERVICES, LLC|2298
CENT|CENTRAL GARDEN    ##|GSCO|GOLDMAN SACHS & CO. LLC|804333
CENT|CENTRAL GARDEN    ##|GSCS|GOLDMAN SACHS & CO. LLC|943
CENT|CENTRAL GARDEN    ##|GSLT|GOLDMAN SACHS & CO. LLC|100
CENT|CENTRAL GARDEN    ##|GTSZ|GTS SECURITIES LLC|7364
CENT|CENTRAL GARDEN    ##|HRBF|American Enterprise Investment Services Inc.|95
CENT|CENTRAL GARDEN    ##|IATS|INTERACTIVE BROKERS LLC|814
CENT|CENTRAL GARDEN    ##|IBKR|Interactive Brokers Llc|14752
CENT|CENTRAL GARDEN    ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|772
CENT|CENTRAL GARDEN    ##|ICBX|INSTINET, LLC|2880
CENT|CENTRAL GARDEN    ##|IEQY|CITADEL SECURITIES LLC|12994
CENT|CENTRAL GARDEN    ##|INCA|INSTINET, LLC|53727
CENT|CENTRAL GARDEN    ##|INJX|INSTINET, LLC|4003
CENT|CENTRAL GARDEN    ##|ITGI|ITG Inc.|2326
CENT|CENTRAL GARDEN    ##|ITGP|ITG INC.|6600
CENT|CENTRAL GARDEN    ##|JEFF|JEFFERIES LLC|12689
CENT|CENTRAL GARDEN    ##|JMPT|JUMP TRADING, LLC|1697
CENT|CENTRAL GARDEN    ##|JONE|JonesTrading|2157
CENT|CENTRAL GARDEN    ##|JPBX|J.P. MORGAN SECURITIES LLC|1218
CENT|CENTRAL GARDEN    ##|JPMX|J.P. Morgan Securities LLC|37741
CENT|CENTRAL GARDEN    ##|JSJX|JANE STREET CAPITAL LLC|825
CENT|CENTRAL GARDEN    ##|KCGM|VIRTU Americas LLC|12988
CENT|CENTRAL GARDEN    ##|LEHM|Barclays Capital Inc./Le|129133
CENT|CENTRAL GARDEN    ##|LIME|Lime Brokerage LLC|93616
CENT|CENTRAL GARDEN    ##|LQNA|LIQUIDNET, INC.|49200
CENT|CENTRAL GARDEN    ##|LSCI|Lek Securities Corporation|199
CENT|CENTRAL GARDEN    ##|MAXM|Maxim Group LLC|812
CENT|CENTRAL GARDEN    ##|MBTS|ALLY INVEST SECURITIES LLC|100
CENT|CENTRAL GARDEN    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11800
CENT|CENTRAL GARDEN    ##|MOTF|MOTIF INVESTING, INC.|12
CENT|CENTRAL GARDEN    ##|MSCO|MORGAN STANLEY & CO. LLC|158872
CENT|CENTRAL GARDEN    ##|MSPL|MORGAN STANLEY & CO. LLC|15100
CENT|CENTRAL GARDEN    ##|MSTX|MORGAN STANLEY & CO. LLC|1400
CENT|CENTRAL GARDEN    ##|NFSC|National Financial Services LLC|20014
CENT|CENTRAL GARDEN    ##|NITE|VIRTU Americas LLC|60615
CENT|CENTRAL GARDEN    ##|NITP|VIRTU Americas LLC|500
CENT|CENTRAL GARDEN    ##|NQRB|Brut, LLC|500
CENT|CENTRAL GARDEN    ##|PDQM|CODA MARKETS, INC.|3615
CENT|CENTRAL GARDEN    ##|PHLY|NASDAQ Execution Services, LLC|1000
CENT|CENTRAL GARDEN    ##|PNSR|Penserra Securities, LLC|280
CENT|CENTRAL GARDEN    ##|RAJA|Raymond James & Associates, Inc.|1137
CENT|CENTRAL GARDEN    ##|RBCM|RBC CAPITAL MARKETS, LLC|1470
CENT|CENTRAL GARDEN    ##|SAGW|SAGETRADER, LLC|300
CENT|CENTRAL GARDEN    ##|SBSH|Citigroup Global Markets Inc.|26799
CENT|CENTRAL GARDEN    ##|SGMT|GOLDMAN SACHS & CO. LLC|19281
CENT|CENTRAL GARDEN    ##|SPDR|SPEEDROUTE LLC|1300
CENT|CENTRAL GARDEN    ##|STFL|Stifel, Nicolaus & Company, Incorporated|417
CENT|CENTRAL GARDEN    ##|SWIM|TD Ameritrade, Inc.|1514
CENT|CENTRAL GARDEN    ##|TRBT|Tradebot Systems, Inc.|13733
CENT|CENTRAL GARDEN    ##|TRCM|TRC MARKETS LLC|18474
CENT|CENTRAL GARDEN    ##|UBSA|UBS SECURITIES LLC|87609
CENT|CENTRAL GARDEN    ##|UBSS|UBS Securities LLC|138113
CENT|CENTRAL GARDEN    ##|VALX|VIRTU AMERICAS LLC|8677
CENT|CENTRAL GARDEN    ##|VGRD|Vanguard Marketing Corporation|302
CENT|CENTRAL GARDEN    ##|WCHV|WELLS FARGO SECURITIES, LLC|67708
CENT|CENTRAL GARDEN    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|404
CENT|CENTRAL GARDEN    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1560
CENT|CENTRAL GARDEN    ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|19
CENT|CENTRAL GARDEN    ##|WSEA|WOLVERINE SECURITIES, LLC|313
CENT|CENTRAL GARDEN    ##|XIST|INSTINET, LLC|5452
CENT|CENTRAL GARDEN    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
CENT|CENTRAL GARDEN    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|210
CENT|CENTRAL GARDEN    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|425
CENTA|CENTRAL GARDEN & PET|ALTX|Alternet Securities Inc.|2700
CENTA|CENTRAL GARDEN & PET|APCC|Apex Clearing Corporation|14
CENTA|CENTRAL GARDEN & PET|BATM|CBOE TRADING, INC.|218
CENTA|CENTRAL GARDEN & PET|BERN|Sanford C. Bernstein & Co., LLC|79176
CENTA|CENTRAL GARDEN & PET|BLKX|INSTINET, LLC|75980
CENTA|CENTRAL GARDEN & PET|BMOC|BMO Capital Markets Corp.|5664
CENTA|CENTRAL GARDEN & PET|BNPX|BNP PARIBAS SECURITIES CORP.|7215
CENTA|CENTRAL GARDEN & PET|BRVL|BLAYLOCK VAN, LLC|1200
CENTA|CENTRAL GARDEN & PET|BTIG|BTIG, LLC|3478
CENTA|CENTRAL GARDEN & PET|BYXM|CBOE TRADING, INC.|194
CENTA|CENTRAL GARDEN & PET|BZYD|GOLDMAN SACHS & CO. LLC|2154
CENTA|CENTRAL GARDEN & PET|CBLC|CITIGROUP GLOBAL MARKETS INC.|39200
CENTA|CENTRAL GARDEN & PET|CHAS|Charles Schwab & Co., Inc.|500
CENTA|CENTRAL GARDEN & PET|CIST|Capital Institutional Services, Inc.|197
CENTA|CENTRAL GARDEN & PET|CLSA|CLSA AMERICAS, LLC|100
CENTA|CENTRAL GARDEN & PET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16909
CENTA|CENTRAL GARDEN & PET|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3104
CENTA|CENTRAL GARDEN & PET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90526
CENTA|CENTRAL GARDEN & PET|CTDL|Citadel Derivatives Group Llc|8123
CENTA|CENTRAL GARDEN & PET|CXCX|CITIGROUP GLOBAL MARKETS INC.|18520
CENTA|CENTRAL GARDEN & PET|DBAB|Deutsche Bank Securities Inc.|192424
CENTA|CENTRAL GARDEN & PET|DBAX|Deutsche Bank Securities Inc.|107900
CENTA|CENTRAL GARDEN & PET|DBUL|Deutsche Bank Securities Inc.|100
CENTA|CENTRAL GARDEN & PET|DEAN|MORGAN STANLEY|210
CENTA|CENTRAL GARDEN & PET|DEGS|RONIN PROFESSIONAL LLC|2525
CENTA|CENTRAL GARDEN & PET|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1298
CENTA|CENTRAL GARDEN & PET|EBXL|EBX LLC|63400
CENTA|CENTRAL GARDEN & PET|ECUT|CONVERGEX EXECUTION SOLUTIONS|2904
CENTA|CENTRAL GARDEN & PET|EDJO|Edward D. Jones & Co., L.P.|149
CENTA|CENTRAL GARDEN & PET|EGAM|CBOE TRADING, INC.|1531
CENTA|CENTRAL GARDEN & PET|EGMT|EG MARKET TECHNOLOGIES LLC|300
CENTA|CENTRAL GARDEN & PET|EGXM|CBOE TRADING, INC.|878
CENTA|CENTRAL GARDEN & PET|ETBE|Electronic Transaction Clearing, Inc.|4402
CENTA|CENTRAL GARDEN & PET|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|117
CENTA|CENTRAL GARDEN & PET|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CENTA|CENTRAL GARDEN & PET|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10301
CENTA|CENTRAL GARDEN & PET|ETRS|E*Trade Securities LLC|7965
CENTA|CENTRAL GARDEN & PET|FBCO|Credit Suisse Securities (USA) LLC|358747
CENTA|CENTRAL GARDEN & PET|FOMA|TD AMERITRADE CLEARING, INC.|20737
CENTA|CENTRAL GARDEN & PET|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1315
CENTA|CENTRAL GARDEN & PET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65230
CENTA|CENTRAL GARDEN & PET|FTBR|Foliofn Investments, Inc.|11
CENTA|CENTRAL GARDEN & PET|GEBB|GLOBAL EXECUTION BROKERS, LP|10354
CENTA|CENTRAL GARDEN & PET|GLPX|ACS EXECUTION SERVICES, LLC|9637
CENTA|CENTRAL GARDEN & PET|GSCO|GOLDMAN SACHS & CO. LLC|1573958
CENTA|CENTRAL GARDEN & PET|GSCS|GOLDMAN SACHS & CO. LLC|4802
CENTA|CENTRAL GARDEN & PET|GSLT|GOLDMAN SACHS & CO. LLC|523
CENTA|CENTRAL GARDEN & PET|GTSZ|GTS SECURITIES LLC|4737
CENTA|CENTRAL GARDEN & PET|HRBF|American Enterprise Investment Services Inc.|15
CENTA|CENTRAL GARDEN & PET|IATS|INTERACTIVE BROKERS LLC|245
CENTA|CENTRAL GARDEN & PET|IBKR|Interactive Brokers Llc|9656
CENTA|CENTRAL GARDEN & PET|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1736
CENTA|CENTRAL GARDEN & PET|ICBX|INSTINET, LLC|12540
CENTA|CENTRAL GARDEN & PET|IEQY|CITADEL SECURITIES LLC|29037
CENTA|CENTRAL GARDEN & PET|INCA|INSTINET, LLC|174842
CENTA|CENTRAL GARDEN & PET|INJX|INSTINET, LLC|11323
CENTA|CENTRAL GARDEN & PET|ITGI|ITG Inc.|15277
CENTA|CENTRAL GARDEN & PET|ITGP|ITG INC.|23800
CENTA|CENTRAL GARDEN & PET|JEFF|JEFFERIES LLC|77231
CENTA|CENTRAL GARDEN & PET|JMPT|JUMP TRADING, LLC|16436
CENTA|CENTRAL GARDEN & PET|JPBX|J.P. MORGAN SECURITIES LLC|7672
CENTA|CENTRAL GARDEN & PET|JPMX|J.P. Morgan Securities LLC|80257
CENTA|CENTRAL GARDEN & PET|JSJX|JANE STREET CAPITAL LLC|9143
CENTA|CENTRAL GARDEN & PET|KCGM|VIRTU Americas LLC|20055
CENTA|CENTRAL GARDEN & PET|LEHM|Barclays Capital Inc./Le|276180
CENTA|CENTRAL GARDEN & PET|LIME|Lime Brokerage LLC|131905
CENTA|CENTRAL GARDEN & PET|LOOP|Loop Capital Markets LLC|646
CENTA|CENTRAL GARDEN & PET|LQNA|LIQUIDNET, INC.|180700
CENTA|CENTRAL GARDEN & PET|MACQ|Macquarie Capital (USA) Inc.|5805
CENTA|CENTRAL GARDEN & PET|MAXM|Maxim Group LLC|3553
CENTA|CENTRAL GARDEN & PET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36741
CENTA|CENTRAL GARDEN & PET|MSCO|MORGAN STANLEY & CO. LLC|523498
CENTA|CENTRAL GARDEN & PET|MSPL|MORGAN STANLEY & CO. LLC|61100
CENTA|CENTRAL GARDEN & PET|MSTX|MORGAN STANLEY & CO. LLC|2400
CENTA|CENTRAL GARDEN & PET|NFSC|National Financial Services LLC|14521
CENTA|CENTRAL GARDEN & PET|NITE|VIRTU Americas LLC|55889
CENTA|CENTRAL GARDEN & PET|NITP|VIRTU Americas LLC|900
CENTA|CENTRAL GARDEN & PET|NQRB|Brut, LLC|1721
CENTA|CENTRAL GARDEN & PET|NTRC|Northern Trust Securities, Inc.|1289
CENTA|CENTRAL GARDEN & PET|OPCO|Oppenheimer & Co. Inc.|503
CENTA|CENTRAL GARDEN & PET|OTAA|OTA LLC|500
CENTA|CENTRAL GARDEN & PET|PDQM|CODA MARKETS, INC.|34838
CENTA|CENTRAL GARDEN & PET|PIPR|Piper Jaffray & Co.|4144
CENTA|CENTRAL GARDEN & PET|RAJA|Raymond James & Associates, Inc.|705
CENTA|CENTRAL GARDEN & PET|RBCM|RBC CAPITAL MARKETS, LLC|33
CENTA|CENTRAL GARDEN & PET|SAGL|SAGETRADER, LLC|5477
CENTA|CENTRAL GARDEN & PET|SAGW|SAGETRADER, LLC|1765
CENTA|CENTRAL GARDEN & PET|SBSH|Citigroup Global Markets Inc.|138555
CENTA|CENTRAL GARDEN & PET|SGMT|GOLDMAN SACHS & CO. LLC|22460
CENTA|CENTRAL GARDEN & PET|SPDR|SPEEDROUTE LLC|5280
CENTA|CENTRAL GARDEN & PET|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
CENTA|CENTRAL GARDEN & PET|STFL|Stifel, Nicolaus & Company, Incorporated|1000
CENTA|CENTRAL GARDEN & PET|SWIM|TD Ameritrade, Inc.|375
CENTA|CENTRAL GARDEN & PET|SWST|Hilltop Securities Inc.|1489
CENTA|CENTRAL GARDEN & PET|TRBT|Tradebot Systems, Inc.|31460
CENTA|CENTRAL GARDEN & PET|TRCM|TRC MARKETS LLC|49240
CENTA|CENTRAL GARDEN & PET|UBSA|UBS SECURITIES LLC|147415
CENTA|CENTRAL GARDEN & PET|UBSS|UBS Securities LLC|298042
CENTA|CENTRAL GARDEN & PET|VALX|VIRTU AMERICAS LLC|2914
CENTA|CENTRAL GARDEN & PET|WCHV|WELLS FARGO SECURITIES, LLC|9356
CENTA|CENTRAL GARDEN & PET|WDNX|WEEDEN & CO.L.P.|544
CENTA|CENTRAL GARDEN & PET|WEED|Weeden & Co.L.P.|8610
CENTA|CENTRAL GARDEN & PET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5892
CENTA|CENTRAL GARDEN & PET|WSEA|WOLVERINE SECURITIES, LLC|27
CENTA|CENTRAL GARDEN & PET|XIST|INSTINET, LLC|28364
CENTA|CENTRAL GARDEN & PET|XSTM|NATIONAL FINANCIAL SERVICES LLC|700
CENTA|CENTRAL GARDEN & PET|YKNA|COMHAR CAPITAL MARKETS, LLC|1366
CENTA|CENTRAL GARDEN & PET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
CENX|CENTURY ALUMINUM C##|ABLE|NATIXIS Securities Americas LLC|144987
CENX|CENTURY ALUMINUM C##|ALTX|Alternet Securities Inc.|14292
CENX|CENTURY ALUMINUM C##|APCC|Apex Clearing Corporation|7886
CENX|CENTURY ALUMINUM C##|AQUA|AQUA SECURITIES L.P.|5000
CENX|CENTURY ALUMINUM C##|BATM|CBOE TRADING, INC.|7987
CENX|CENTURY ALUMINUM C##|BAYC|BAY CREST PARTNERS, LLC|682444
CENX|CENTURY ALUMINUM C##|BAYT|BTIG, LLC|23500
CENX|CENTURY ALUMINUM C##|BERN|Sanford C. Bernstein & Co., LLC|75907
CENX|CENTURY ALUMINUM C##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4971
CENX|CENTURY ALUMINUM C##|BLKX|INSTINET, LLC|7600
CENX|CENTURY ALUMINUM C##|BMOC|BMO Capital Markets Corp.|7969
CENX|CENTURY ALUMINUM C##|BNPX|BNP PARIBAS SECURITIES CORP.|140925
CENX|CENTURY ALUMINUM C##|BRGE|Newbridge Securities Corp.|300
CENX|CENTURY ALUMINUM C##|BRVL|BLAYLOCK VAN, LLC|200
CENX|CENTURY ALUMINUM C##|BTIG|BTIG, LLC|497
CENX|CENTURY ALUMINUM C##|BYXM|CBOE TRADING, INC.|4065
CENX|CENTURY ALUMINUM C##|BZYD|GOLDMAN SACHS & CO. LLC|2000
CENX|CENTURY ALUMINUM C##|CANT|Cantor Fitzgerald & Co.|7564
CENX|CENTURY ALUMINUM C##|CHAS|Charles Schwab & Co., Inc.|15000
CENX|CENTURY ALUMINUM C##|CLSA|CLSA AMERICAS, LLC|466134
CENX|CENTURY ALUMINUM C##|CNFR|Cowen Prime Services LLC|6700
CENX|CENTURY ALUMINUM C##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|189444
CENX|CENTURY ALUMINUM C##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14759
CENX|CENTURY ALUMINUM C##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|401825
CENX|CENTURY ALUMINUM C##|CTDL|Citadel Derivatives Group Llc|32388
CENX|CENTURY ALUMINUM C##|CTLR|CUTLER GROUP, LP|100
CENX|CENTURY ALUMINUM C##|CXCX|CITIGROUP GLOBAL MARKETS INC.|68438
CENX|CENTURY ALUMINUM C##|DBAB|Deutsche Bank Securities Inc.|369356
CENX|CENTURY ALUMINUM C##|DBAX|Deutsche Bank Securities Inc.|213700
CENX|CENTURY ALUMINUM C##|DBUL|Deutsche Bank Securities Inc.|27183
CENX|CENTURY ALUMINUM C##|DEAN|MORGAN STANLEY|1357
CENX|CENTURY ALUMINUM C##|DEGS|RONIN PROFESSIONAL LLC|3000
CENX|CENTURY ALUMINUM C##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3548
CENX|CENTURY ALUMINUM C##|EBXL|EBX LLC|150600
CENX|CENTURY ALUMINUM C##|ECUT|CONVERGEX EXECUTION SOLUTIONS|23473
CENX|CENTURY ALUMINUM C##|EDJO|Edward D. Jones & Co., L.P.|1841
CENX|CENTURY ALUMINUM C##|EGAM|CBOE TRADING, INC.|29110
CENX|CENTURY ALUMINUM C##|EGAW|CBOE TRADING, INC.|100
CENX|CENTURY ALUMINUM C##|EGMT|EG MARKET TECHNOLOGIES LLC|220
CENX|CENTURY ALUMINUM C##|EGXM|CBOE TRADING, INC.|15528
CENX|CENTURY ALUMINUM C##|EGXW|CBOE TRADING, INC.|654
CENX|CENTURY ALUMINUM C##|EROP|Eroom Securities L.L.C.|1800
CENX|CENTURY ALUMINUM C##|ETBE|Electronic Transaction Clearing, Inc.|18495
CENX|CENTURY ALUMINUM C##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
CENX|CENTURY ALUMINUM C##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13162
CENX|CENTURY ALUMINUM C##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26637
CENX|CENTURY ALUMINUM C##|ETRS|E*Trade Securities LLC|470336
CENX|CENTURY ALUMINUM C##|FBCO|Credit Suisse Securities (USA) LLC|659345
CENX|CENTURY ALUMINUM C##|FBRC|B. RILEY FBR, INC.|49468
CENX|CENTURY ALUMINUM C##|FILL|Tradestation Securities, Inc.|123201
CENX|CENTURY ALUMINUM C##|FMAF|NBCN Inc./ CDS|4002
CENX|CENTURY ALUMINUM C##|FOMA|TD AMERITRADE CLEARING, INC.|1349151
CENX|CENTURY ALUMINUM C##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8856
CENX|CENTURY ALUMINUM C##|FQLS|Quantlab Securities LP|650078
CENX|CENTURY ALUMINUM C##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|264638
CENX|CENTURY ALUMINUM C##|FTBR|Foliofn Investments, Inc.|1499
CENX|CENTURY ALUMINUM C##|GEBB|GLOBAL EXECUTION BROKERS, LP|47176
CENX|CENTURY ALUMINUM C##|GLIS|TD Securities Inc|1550
CENX|CENTURY ALUMINUM C##|GLPX|ACS EXECUTION SERVICES, LLC|52083
CENX|CENTURY ALUMINUM C##|GSCO|GOLDMAN SACHS & CO. LLC|1598830
CENX|CENTURY ALUMINUM C##|GSCS|GOLDMAN SACHS & CO. LLC|50733
CENX|CENTURY ALUMINUM C##|GSLT|GOLDMAN SACHS & CO. LLC|25626
CENX|CENTURY ALUMINUM C##|GTSZ|GTS SECURITIES LLC|117094
CENX|CENTURY ALUMINUM C##|HAPX|HAP Trading, LLC|40
CENX|CENTURY ALUMINUM C##|HRBF|American Enterprise Investment Services Inc.|300
CENX|CENTURY ALUMINUM C##|HSBC|HSBC Securities, Inc.|100
CENX|CENTURY ALUMINUM C##|IATS|INTERACTIVE BROKERS LLC|36509
CENX|CENTURY ALUMINUM C##|IBKR|Interactive Brokers Llc|233882
CENX|CENTURY ALUMINUM C##|ICBX|INSTINET, LLC|56459
CENX|CENTURY ALUMINUM C##|IEQY|CITADEL SECURITIES LLC|225711
CENX|CENTURY ALUMINUM C##|INCA|INSTINET, LLC|948146
CENX|CENTURY ALUMINUM C##|INJX|INSTINET, LLC|100620
CENX|CENTURY ALUMINUM C##|ITGI|ITG Inc.|57171
CENX|CENTURY ALUMINUM C##|ITGP|ITG INC.|307000
CENX|CENTURY ALUMINUM C##|JEFF|JEFFERIES LLC|352540
CENX|CENTURY ALUMINUM C##|JMPT|JUMP TRADING, LLC|125326
CENX|CENTURY ALUMINUM C##|JPBX|J.P. MORGAN SECURITIES LLC|123298
CENX|CENTURY ALUMINUM C##|JPMX|J.P. Morgan Securities LLC|672932
CENX|CENTURY ALUMINUM C##|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
CENX|CENTURY ALUMINUM C##|JSJX|JANE STREET CAPITAL LLC|14641
CENX|CENTURY ALUMINUM C##|JUTA|JUMP TRADING, LLC|602
CENX|CENTURY ALUMINUM C##|KCGM|VIRTU Americas LLC|60505
CENX|CENTURY ALUMINUM C##|LEER|LEERINK PARTNERS LLC|2950
CENX|CENTURY ALUMINUM C##|LEHM|Barclays Capital Inc./Le|884718
CENX|CENTURY ALUMINUM C##|LIME|Lime Brokerage LLC|205647
CENX|CENTURY ALUMINUM C##|LOOP|Loop Capital Markets LLC|10748
CENX|CENTURY ALUMINUM C##|LQNA|LIQUIDNET, INC.|31700
CENX|CENTURY ALUMINUM C##|LSCI|Lek Securities Corporation|446
CENX|CENTURY ALUMINUM C##|MAXM|Maxim Group LLC|5378
CENX|CENTURY ALUMINUM C##|MBTS|ALLY INVEST SECURITIES LLC|8900
CENX|CENTURY ALUMINUM C##|MKMP|MKM Partners LLC|19810
CENX|CENTURY ALUMINUM C##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|144128
CENX|CENTURY ALUMINUM C##|MOTF|MOTIF INVESTING, INC.|1
CENX|CENTURY ALUMINUM C##|MSCO|MORGAN STANLEY & CO. LLC|3575119
CENX|CENTURY ALUMINUM C##|MSPL|MORGAN STANLEY & CO. LLC|483400
CENX|CENTURY ALUMINUM C##|MSTX|MORGAN STANLEY & CO. LLC|290900
CENX|CENTURY ALUMINUM C##|MZHO|Mizuho Securities USA LLC|139966
CENX|CENTURY ALUMINUM C##|NFSC|National Financial Services LLC|552091
CENX|CENTURY ALUMINUM C##|NITE|VIRTU Americas LLC|1357467
CENX|CENTURY ALUMINUM C##|NITP|VIRTU Americas LLC|2050
CENX|CENTURY ALUMINUM C##|NQRB|Brut, LLC|50792
CENX|CENTURY ALUMINUM C##|OHOS|TWO SIGMA SECURITIES, LLC|81982
CENX|CENTURY ALUMINUM C##|OPCO|Oppenheimer & Co. Inc.|3568
CENX|CENTURY ALUMINUM C##|PCPT|PHILLIP CAPITAL INC.|1560
CENX|CENTURY ALUMINUM C##|PDQM|CODA MARKETS, INC.|52023
CENX|CENTURY ALUMINUM C##|PHLY|NASDAQ Execution Services, LLC|3400
CENX|CENTURY ALUMINUM C##|RAJA|Raymond James & Associates, Inc.|4208
CENX|CENTURY ALUMINUM C##|RBCM|RBC CAPITAL MARKETS, LLC|11244
CENX|CENTURY ALUMINUM C##|RGLD|Regal Securities, Inc|36
CENX|CENTURY ALUMINUM C##|SAGL|SAGETRADER, LLC|20899
CENX|CENTURY ALUMINUM C##|SAGW|SAGETRADER, LLC|142
CENX|CENTURY ALUMINUM C##|SBSH|Citigroup Global Markets Inc.|218856
CENX|CENTURY ALUMINUM C##|SGMT|GOLDMAN SACHS & CO. LLC|124696
CENX|CENTURY ALUMINUM C##|SPDR|SPEEDROUTE LLC|2817
CENX|CENTURY ALUMINUM C##|STFL|Stifel, Nicolaus & Company, Incorporated|200
CENX|CENTURY ALUMINUM C##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
CENX|CENTURY ALUMINUM C##|SWIM|TD Ameritrade, Inc.|274813
CENX|CENTURY ALUMINUM C##|SWST|Hilltop Securities Inc.|7061
CENX|CENTURY ALUMINUM C##|TKNG|ALLY INVEST SECURITIES LLC|13479
CENX|CENTURY ALUMINUM C##|TRBT|Tradebot Systems, Inc.|400642
CENX|CENTURY ALUMINUM C##|TRCM|TRC MARKETS LLC|239593
CENX|CENTURY ALUMINUM C##|UBSA|UBS SECURITIES LLC|505595
CENX|CENTURY ALUMINUM C##|UBSS|UBS Securities LLC|1142302
CENX|CENTURY ALUMINUM C##|VALX|VIRTU AMERICAS LLC|14359
CENX|CENTURY ALUMINUM C##|VGRD|Vanguard Marketing Corporation|30183
CENX|CENTURY ALUMINUM C##|WBPX|SUMMIT SECURITIES GROUP, LLC|2800
CENX|CENTURY ALUMINUM C##|WCHV|WELLS FARGO SECURITIES, LLC|133412
CENX|CENTURY ALUMINUM C##|WEDB|WEDBUSH SECURITIES INC.|6000
CENX|CENTURY ALUMINUM C##|WEED|Weeden & Co.L.P.|470
CENX|CENTURY ALUMINUM C##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12319
CENX|CENTURY ALUMINUM C##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41250
CENX|CENTURY ALUMINUM C##|WGIF|CIBC World Markets Inc.|14796
CENX|CENTURY ALUMINUM C##|WSEA|WOLVERINE SECURITIES, LLC|20055
CENX|CENTURY ALUMINUM C##|XIST|INSTINET, LLC|52360
CENX|CENTURY ALUMINUM C##|XSTM|NATIONAL FINANCIAL SERVICES LLC|136860
CENX|CENTURY ALUMINUM C##|YKNA|COMHAR CAPITAL MARKETS, LLC|728
CENX|CENTURY ALUMINUM C##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16165
CEO|CNOOC LTD ADS|ALTX|Alternet Securities Inc.|493
CEO|CNOOC LTD ADS|APCC|Apex Clearing Corporation|210
CEO|CNOOC LTD ADS|BANK|Primevest Financial Services, Inc.|28
CEO|CNOOC LTD ADS|BARD|Robert W. Baird & Co. Incorporated|15
CEO|CNOOC LTD ADS|BATM|CBOE TRADING, INC.|1198
CEO|CNOOC LTD ADS|BBNT|BB&T SECURITIES, LLC|284
CEO|CNOOC LTD ADS|BERN|Sanford C. Bernstein & Co., LLC|7149
CEO|CNOOC LTD ADS|BIDS|BIDS TRADING L.P.|100
CEO|CNOOC LTD ADS|BIMI|Banca IMI Securities Corp.|273
CEO|CNOOC LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1368
CEO|CNOOC LTD ADS|BNPX|BNP PARIBAS SECURITIES CORP.|17
CEO|CNOOC LTD ADS|BTIG|BTIG, LLC|1574
CEO|CNOOC LTD ADS|BYXM|CBOE TRADING, INC.|8
CEO|CNOOC LTD ADS|BZYD|GOLDMAN SACHS & CO. LLC|400
CEO|CNOOC LTD ADS|CHAS|Charles Schwab & Co., Inc.|895
CEO|CNOOC LTD ADS|CLSA|CLSA AMERICAS, LLC|242284
CEO|CNOOC LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26957
CEO|CNOOC LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8
CEO|CNOOC LTD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
CEO|CNOOC LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55575
CEO|CNOOC LTD ADS|CTDL|Citadel Derivatives Group Llc|1113
CEO|CNOOC LTD ADS|CTLR|CUTLER GROUP, LP|607
CEO|CNOOC LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|420
CEO|CNOOC LTD ADS|DBAB|Deutsche Bank Securities Inc.|8149
CEO|CNOOC LTD ADS|DBAX|Deutsche Bank Securities Inc.|23500
CEO|CNOOC LTD ADS|DCHF|Dart Executions, LLC|40
CEO|CNOOC LTD ADS|DEAN|MORGAN STANLEY|1626
CEO|CNOOC LTD ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|127
CEO|CNOOC LTD ADS|EBXL|EBX LLC|20400
CEO|CNOOC LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3180
CEO|CNOOC LTD ADS|EDJO|Edward D. Jones & Co., L.P.|558
CEO|CNOOC LTD ADS|EGAM|CBOE TRADING, INC.|991
CEO|CNOOC LTD ADS|EGMT|EG MARKET TECHNOLOGIES LLC|700
CEO|CNOOC LTD ADS|EGXM|CBOE TRADING, INC.|416
CEO|CNOOC LTD ADS|EGXW|CBOE TRADING, INC.|100
CEO|CNOOC LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|1400
CEO|CNOOC LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7270
CEO|CNOOC LTD ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|70
CEO|CNOOC LTD ADS|ETRS|E*Trade Securities LLC|18379
CEO|CNOOC LTD ADS|FBSB|U.S. Bancorp Investments, Inc.|20
CEO|CNOOC LTD ADS|FILL|Tradestation Securities, Inc.|346
CEO|CNOOC LTD ADS|FINX|FINTECH SECURITIES|100
CEO|CNOOC LTD ADS|FMAF|NBCN Inc./ CDS|110
CEO|CNOOC LTD ADS|FQLS|Quantlab Securities LP|17968
CEO|CNOOC LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10783
CEO|CNOOC LTD ADS|FTBR|Foliofn Investments, Inc.|1906
CEO|CNOOC LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CEO|CNOOC LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|886
CEO|CNOOC LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|70277
CEO|CNOOC LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|13771
CEO|CNOOC LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|240
CEO|CNOOC LTD ADS|GTSZ|GTS SECURITIES LLC|31291
CEO|CNOOC LTD ADS|HRBF|American Enterprise Investment Services Inc.|1036
CEO|CNOOC LTD ADS|HSBC|HSBC Securities, Inc.|1400
CEO|CNOOC LTD ADS|IATS|INTERACTIVE BROKERS LLC|6827
CEO|CNOOC LTD ADS|IBKR|Interactive Brokers Llc|3068
CEO|CNOOC LTD ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|513
CEO|CNOOC LTD ADS|ICBX|INSTINET, LLC|6300
CEO|CNOOC LTD ADS|INCA|INSTINET, LLC|24268
CEO|CNOOC LTD ADS|INTL|INTL FCSTONE FINANCIAL INC.|5
CEO|CNOOC LTD ADS|ITGI|ITG Inc.|4205
CEO|CNOOC LTD ADS|ITGP|ITG INC.|9800
CEO|CNOOC LTD ADS|JANY|Janney Montgomery Scott Inc.|204
CEO|CNOOC LTD ADS|JEFF|JEFFERIES LLC|13403
CEO|CNOOC LTD ADS|JMPT|JUMP TRADING, LLC|1953
CEO|CNOOC LTD ADS|JONE|JonesTrading|400
CEO|CNOOC LTD ADS|JPBX|J.P. MORGAN SECURITIES LLC|1196
CEO|CNOOC LTD ADS|JPMX|J.P. Morgan Securities LLC|53401
CEO|CNOOC LTD ADS|JSJX|JANE STREET CAPITAL LLC|3281
CEO|CNOOC LTD ADS|KCGM|VIRTU Americas LLC|5820
CEO|CNOOC LTD ADS|LEHM|Barclays Capital Inc./Le|68125
CEO|CNOOC LTD ADS|LIME|Lime Brokerage LLC|2780
CEO|CNOOC LTD ADS|LSCI|Lek Securities Corporation|3
CEO|CNOOC LTD ADS|MACQ|Macquarie Capital (USA) Inc.|500
CEO|CNOOC LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26447
CEO|CNOOC LTD ADS|MOTF|MOTIF INVESTING, INC.|10
CEO|CNOOC LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|70230
CEO|CNOOC LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|35700
CEO|CNOOC LTD ADS|MSTX|MORGAN STANLEY & CO. LLC|200
CEO|CNOOC LTD ADS|NFSC|National Financial Services LLC|51379
CEO|CNOOC LTD ADS|NITE|VIRTU Americas LLC|90591
CEO|CNOOC LTD ADS|NQRB|Brut, LLC|1229
CEO|CNOOC LTD ADS|NTBF|BMO Nesbitt Burns Inc./CDS|564
CEO|CNOOC LTD ADS|OLDM|OLD MISSION CAPITAL, LLC|29498
CEO|CNOOC LTD ADS|OPCO|Oppenheimer & Co. Inc.|34
CEO|CNOOC LTD ADS|PDQM|CODA MARKETS, INC.|1726
CEO|CNOOC LTD ADS|PHLY|NASDAQ Execution Services, LLC|1200
CEO|CNOOC LTD ADS|PWJC|UBS Financial Services, Inc.|150
CEO|CNOOC LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|296
CEO|CNOOC LTD ADS|SALI|INTL FCSTONE FINANCIAL INC.|367
CEO|CNOOC LTD ADS|SBSH|Citigroup Global Markets Inc.|7956
CEO|CNOOC LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|17555
CEO|CNOOC LTD ADS|SOGO|Wang Investment Associates, Inc.|2
CEO|CNOOC LTD ADS|SPDR|SPEEDROUTE LLC|2300
CEO|CNOOC LTD ADS|STFL|Stifel, Nicolaus & Company, Incorporated|480
CEO|CNOOC LTD ADS|STKP|STOCKPILE INVESTMENTS, INC.|10
CEO|CNOOC LTD ADS|SWIM|TD Ameritrade, Inc.|43227
CEO|CNOOC LTD ADS|SWST|Hilltop Securities Inc.|614
CEO|CNOOC LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|121
CEO|CNOOC LTD ADS|TRBT|Tradebot Systems, Inc.|4027
CEO|CNOOC LTD ADS|TRCM|TRC MARKETS LLC|14354
CEO|CNOOC LTD ADS|UBSA|UBS SECURITIES LLC|115211
CEO|CNOOC LTD ADS|UBSS|UBS Securities LLC|131320
CEO|CNOOC LTD ADS|VALX|VIRTU AMERICAS LLC|5307
CEO|CNOOC LTD ADS|VGRD|Vanguard Marketing Corporation|2553
CEO|CNOOC LTD ADS|WABR|Wall Street Access|200
CEO|CNOOC LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|7563
CEO|CNOOC LTD ADS|WEED|Weeden & Co.L.P.|15
CEO|CNOOC LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3326
CEO|CNOOC LTD ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17978
CEO|CNOOC LTD ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
CEO|CNOOC LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|1107
CEO|CNOOC LTD ADS|XIST|INSTINET, LLC|3200
CEO|CNOOC LTD ADS|XPUS|XP SECURITIES, LLC|990
CEO|CNOOC LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
CEO|CNOOC LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|721
CEO|CNOOC LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|419
CEPU|CENTRAL PUERTO S.A.|ALTX|Alternet Securities Inc.|17122
CEPU|CENTRAL PUERTO S.A.|APCC|Apex Clearing Corporation|2300
CEPU|CENTRAL PUERTO S.A.|BATM|CBOE TRADING, INC.|4104
CEPU|CENTRAL PUERTO S.A.|BAYC|BAY CREST PARTNERS, LLC|6744
CEPU|CENTRAL PUERTO S.A.|BAYT|BTIG, LLC|668
CEPU|CENTRAL PUERTO S.A.|BERN|Sanford C. Bernstein & Co., LLC|11442
CEPU|CENTRAL PUERTO S.A.|BIDS|BIDS TRADING L.P.|100
CEPU|CENTRAL PUERTO S.A.|BIMI|Banca IMI Securities Corp.|4964
CEPU|CENTRAL PUERTO S.A.|BKCM|BNY Mellon Capital Markets LLC|250
CEPU|CENTRAL PUERTO S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22066
CEPU|CENTRAL PUERTO S.A.|BLKX|INSTINET, LLC|18841
CEPU|CENTRAL PUERTO S.A.|BTIG|BTIG, LLC|400
CEPU|CENTRAL PUERTO S.A.|BYXM|CBOE TRADING, INC.|2008
CEPU|CENTRAL PUERTO S.A.|CANT|Cantor Fitzgerald & Co.|500
CEPU|CENTRAL PUERTO S.A.|CHAS|Charles Schwab & Co., Inc.|1000
CEPU|CENTRAL PUERTO S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9616
CEPU|CENTRAL PUERTO S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5897
CEPU|CENTRAL PUERTO S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|127433
CEPU|CENTRAL PUERTO S.A.|CTDL|Citadel Derivatives Group Llc|310
CEPU|CENTRAL PUERTO S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|42582
CEPU|CENTRAL PUERTO S.A.|DBAB|Deutsche Bank Securities Inc.|7496
CEPU|CENTRAL PUERTO S.A.|DBAX|Deutsche Bank Securities Inc.|54300
CEPU|CENTRAL PUERTO S.A.|DEAN|MORGAN STANLEY|23386
CEPU|CENTRAL PUERTO S.A.|DEGS|RONIN PROFESSIONAL LLC|8400
CEPU|CENTRAL PUERTO S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17715
CEPU|CENTRAL PUERTO S.A.|EBXL|EBX LLC|71100
CEPU|CENTRAL PUERTO S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|43510
CEPU|CENTRAL PUERTO S.A.|EGAM|CBOE TRADING, INC.|13109
CEPU|CENTRAL PUERTO S.A.|EGAW|CBOE TRADING, INC.|215
CEPU|CENTRAL PUERTO S.A.|EGMT|EG MARKET TECHNOLOGIES LLC|1500
CEPU|CENTRAL PUERTO S.A.|EGXM|CBOE TRADING, INC.|1299
CEPU|CENTRAL PUERTO S.A.|ETBE|Electronic Transaction Clearing, Inc.|3433
CEPU|CENTRAL PUERTO S.A.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
CEPU|CENTRAL PUERTO S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2804
CEPU|CENTRAL PUERTO S.A.|ETRS|E*Trade Securities LLC|6985
CEPU|CENTRAL PUERTO S.A.|FILL|Tradestation Securities, Inc.|405
CEPU|CENTRAL PUERTO S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59964
CEPU|CENTRAL PUERTO S.A.|FTBR|Foliofn Investments, Inc.|156
CEPU|CENTRAL PUERTO S.A.|GARC|ICAP Corporates LLC|1000
CEPU|CENTRAL PUERTO S.A.|GLPX|ACS EXECUTION SERVICES, LLC|261698
CEPU|CENTRAL PUERTO S.A.|GSCO|GOLDMAN SACHS & CO. LLC|42475
CEPU|CENTRAL PUERTO S.A.|GSCS|GOLDMAN SACHS & CO. LLC|1300
CEPU|CENTRAL PUERTO S.A.|GSLT|GOLDMAN SACHS & CO. LLC|4915
CEPU|CENTRAL PUERTO S.A.|GTSZ|GTS SECURITIES LLC|33689
CEPU|CENTRAL PUERTO S.A.|HSBC|HSBC Securities, Inc.|9384
CEPU|CENTRAL PUERTO S.A.|IATS|INTERACTIVE BROKERS LLC|28982
CEPU|CENTRAL PUERTO S.A.|IBKR|Interactive Brokers Llc|67222
CEPU|CENTRAL PUERTO S.A.|ICBX|INSTINET, LLC|48424
CEPU|CENTRAL PUERTO S.A.|INCA|INSTINET, LLC|65317
CEPU|CENTRAL PUERTO S.A.|INJX|INSTINET, LLC|500
CEPU|CENTRAL PUERTO S.A.|ITGI|ITG Inc.|82786
CEPU|CENTRAL PUERTO S.A.|ITGP|ITG INC.|248600
CEPU|CENTRAL PUERTO S.A.|JEFF|JEFFERIES LLC|10311
CEPU|CENTRAL PUERTO S.A.|JMPT|JUMP TRADING, LLC|7384
CEPU|CENTRAL PUERTO S.A.|JPBX|J.P. MORGAN SECURITIES LLC|9758
CEPU|CENTRAL PUERTO S.A.|JPMX|J.P. Morgan Securities LLC|339230
CEPU|CENTRAL PUERTO S.A.|JSJX|JANE STREET CAPITAL LLC|1971
CEPU|CENTRAL PUERTO S.A.|KCGM|VIRTU Americas LLC|32310
CEPU|CENTRAL PUERTO S.A.|LEHM|Barclays Capital Inc./Le|836489
CEPU|CENTRAL PUERTO S.A.|LIME|Lime Brokerage LLC|9750
CEPU|CENTRAL PUERTO S.A.|LSCI|Lek Securities Corporation|30461
CEPU|CENTRAL PUERTO S.A.|LVMR|LIVERMORE TRADING GROUP, INC.|768
CEPU|CENTRAL PUERTO S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77084
CEPU|CENTRAL PUERTO S.A.|MSCO|MORGAN STANLEY & CO. LLC|454690
CEPU|CENTRAL PUERTO S.A.|MSPL|MORGAN STANLEY & CO. LLC|155100
CEPU|CENTRAL PUERTO S.A.|MSTX|MORGAN STANLEY & CO. LLC|8600
CEPU|CENTRAL PUERTO S.A.|NFSC|National Financial Services LLC|8601
CEPU|CENTRAL PUERTO S.A.|NITE|VIRTU Americas LLC|370539
CEPU|CENTRAL PUERTO S.A.|NITP|VIRTU Americas LLC|100
CEPU|CENTRAL PUERTO S.A.|NQRB|Brut, LLC|2207
CEPU|CENTRAL PUERTO S.A.|OPCO|Oppenheimer & Co. Inc.|800
CEPU|CENTRAL PUERTO S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|647
CEPU|CENTRAL PUERTO S.A.|PDQM|CODA MARKETS, INC.|196258
CEPU|CENTRAL PUERTO S.A.|PWJC|UBS Financial Services, Inc.|5200
CEPU|CENTRAL PUERTO S.A.|SAGL|SAGETRADER, LLC|2100
CEPU|CENTRAL PUERTO S.A.|SALI|INTL FCSTONE FINANCIAL INC.|1332
CEPU|CENTRAL PUERTO S.A.|SBSH|Citigroup Global Markets Inc.|49920
CEPU|CENTRAL PUERTO S.A.|SGMT|GOLDMAN SACHS & CO. LLC|76540
CEPU|CENTRAL PUERTO S.A.|SPDR|SPEEDROUTE LLC|8900
CEPU|CENTRAL PUERTO S.A.|SPTD|MINT GLOBAL MARKETS, INC.|1300
CEPU|CENTRAL PUERTO S.A.|SWIM|TD Ameritrade, Inc.|35898
CEPU|CENTRAL PUERTO S.A.|TKNG|ALLY INVEST SECURITIES LLC|2700
CEPU|CENTRAL PUERTO S.A.|TRBT|Tradebot Systems, Inc.|53234
CEPU|CENTRAL PUERTO S.A.|TRCM|TRC MARKETS LLC|500
CEPU|CENTRAL PUERTO S.A.|UBSA|UBS SECURITIES LLC|319972
CEPU|CENTRAL PUERTO S.A.|UBSS|UBS Securities LLC|303581
CEPU|CENTRAL PUERTO S.A.|VALX|VIRTU AMERICAS LLC|12444
CEPU|CENTRAL PUERTO S.A.|VGRD|Vanguard Marketing Corporation|70
CEPU|CENTRAL PUERTO S.A.|VSIN|Vision Financial Markets Llc|31
CEPU|CENTRAL PUERTO S.A.|WCHV|WELLS FARGO SECURITIES, LLC|18784
CEPU|CENTRAL PUERTO S.A.|WSEA|WOLVERINE SECURITIES, LLC|700
CEPU|CENTRAL PUERTO S.A.|XIST|INSTINET, LLC|11600
CEPU|CENTRAL PUERTO S.A.|XPUS|XP SECURITIES, LLC|36026
CEPU|CENTRAL PUERTO S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|19368
CEPU|CENTRAL PUERTO S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|5047
CEQP|CRESTWOOD EQ PRTNRS|ANDG|Andrew Garrett Inc.|19936
CEQP|CRESTWOOD EQ PRTNRS|APCC|Apex Clearing Corporation|231
CEQP|CRESTWOOD EQ PRTNRS|BANK|Primevest Financial Services, Inc.|2
CEQP|CRESTWOOD EQ PRTNRS|BARD|Robert W. Baird & Co. Incorporated|391
CEQP|CRESTWOOD EQ PRTNRS|BATM|CBOE TRADING, INC.|713
CEQP|CRESTWOOD EQ PRTNRS|BBNT|BB&T SECURITIES, LLC|1115
CEQP|CRESTWOOD EQ PRTNRS|BERN|Sanford C. Bernstein & Co., LLC|74212
CEQP|CRESTWOOD EQ PRTNRS|BIDS|BIDS TRADING L.P.|10900
CEQP|CRESTWOOD EQ PRTNRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1912
CEQP|CRESTWOOD EQ PRTNRS|BLKX|INSTINET, LLC|75964
CEQP|CRESTWOOD EQ PRTNRS|BNPX|BNP PARIBAS SECURITIES CORP.|2605
CEQP|CRESTWOOD EQ PRTNRS|BTIG|BTIG, LLC|15273
CEQP|CRESTWOOD EQ PRTNRS|BYXM|CBOE TRADING, INC.|3420
CEQP|CRESTWOOD EQ PRTNRS|BZYD|GOLDMAN SACHS & CO. LLC|3550
CEQP|CRESTWOOD EQ PRTNRS|CANT|Cantor Fitzgerald & Co.|100
CEQP|CRESTWOOD EQ PRTNRS|CHAS|Charles Schwab & Co., Inc.|3124
CEQP|CRESTWOOD EQ PRTNRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63896
CEQP|CRESTWOOD EQ PRTNRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15863
CEQP|CRESTWOOD EQ PRTNRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|254007
CEQP|CRESTWOOD EQ PRTNRS|CTDL|Citadel Derivatives Group Llc|3088
CEQP|CRESTWOOD EQ PRTNRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|47162
CEQP|CRESTWOOD EQ PRTNRS|DADA|D.A. Davidson & Co.|600
CEQP|CRESTWOOD EQ PRTNRS|DBAB|Deutsche Bank Securities Inc.|11856
CEQP|CRESTWOOD EQ PRTNRS|DBAX|Deutsche Bank Securities Inc.|307900
CEQP|CRESTWOOD EQ PRTNRS|DCHF|Dart Executions, LLC|100
CEQP|CRESTWOOD EQ PRTNRS|DEAN|MORGAN STANLEY|2328
CEQP|CRESTWOOD EQ PRTNRS|DEGS|RONIN PROFESSIONAL LLC|1342
CEQP|CRESTWOOD EQ PRTNRS|EBXL|EBX LLC|110300
CEQP|CRESTWOOD EQ PRTNRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|13361
CEQP|CRESTWOOD EQ PRTNRS|EDJO|Edward D. Jones & Co., L.P.|22063
CEQP|CRESTWOOD EQ PRTNRS|EGAM|CBOE TRADING, INC.|32908
CEQP|CRESTWOOD EQ PRTNRS|EGAW|CBOE TRADING, INC.|13
CEQP|CRESTWOOD EQ PRTNRS|EGXM|CBOE TRADING, INC.|449
CEQP|CRESTWOOD EQ PRTNRS|ETBE|Electronic Transaction Clearing, Inc.|200
CEQP|CRESTWOOD EQ PRTNRS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|562
CEQP|CRESTWOOD EQ PRTNRS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
CEQP|CRESTWOOD EQ PRTNRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3374
CEQP|CRESTWOOD EQ PRTNRS|ETRS|E*Trade Securities LLC|55453
CEQP|CRESTWOOD EQ PRTNRS|FBRC|B. RILEY FBR, INC.|130951
CEQP|CRESTWOOD EQ PRTNRS|FBSB|U.S. Bancorp Investments, Inc.|112
CEQP|CRESTWOOD EQ PRTNRS|FILL|Tradestation Securities, Inc.|1048
CEQP|CRESTWOOD EQ PRTNRS|FINX|FINTECH SECURITIES|221
CEQP|CRESTWOOD EQ PRTNRS|FMCO|First Manhattan Co|500
CEQP|CRESTWOOD EQ PRTNRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24665
CEQP|CRESTWOOD EQ PRTNRS|FTBR|Foliofn Investments, Inc.|175
CEQP|CRESTWOOD EQ PRTNRS|GEBB|GLOBAL EXECUTION BROKERS, LP|2212
CEQP|CRESTWOOD EQ PRTNRS|GLPX|ACS EXECUTION SERVICES, LLC|3897
CEQP|CRESTWOOD EQ PRTNRS|GSCO|GOLDMAN SACHS & CO. LLC|160208
CEQP|CRESTWOOD EQ PRTNRS|GSCS|GOLDMAN SACHS & CO. LLC|400
CEQP|CRESTWOOD EQ PRTNRS|GSLT|GOLDMAN SACHS & CO. LLC|1237
CEQP|CRESTWOOD EQ PRTNRS|GTSZ|GTS SECURITIES LLC|51128
CEQP|CRESTWOOD EQ PRTNRS|HRBF|American Enterprise Investment Services Inc.|693
CEQP|CRESTWOOD EQ PRTNRS|IATS|INTERACTIVE BROKERS LLC|7960
CEQP|CRESTWOOD EQ PRTNRS|IBKR|Interactive Brokers Llc|64000
CEQP|CRESTWOOD EQ PRTNRS|ICBX|INSTINET, LLC|24418
CEQP|CRESTWOOD EQ PRTNRS|INCA|INSTINET, LLC|38822
CEQP|CRESTWOOD EQ PRTNRS|INJX|INSTINET, LLC|3400
CEQP|CRESTWOOD EQ PRTNRS|ITGI|ITG Inc.|16090
CEQP|CRESTWOOD EQ PRTNRS|ITGP|ITG INC.|148200
CEQP|CRESTWOOD EQ PRTNRS|JANY|Janney Montgomery Scott Inc.|456
CEQP|CRESTWOOD EQ PRTNRS|JEFF|JEFFERIES LLC|133574
CEQP|CRESTWOOD EQ PRTNRS|JMPT|JUMP TRADING, LLC|8742
CEQP|CRESTWOOD EQ PRTNRS|JONE|JonesTrading|3750
CEQP|CRESTWOOD EQ PRTNRS|JPMX|J.P. Morgan Securities LLC|292428
CEQP|CRESTWOOD EQ PRTNRS|JSJX|JANE STREET CAPITAL LLC|23097
CEQP|CRESTWOOD EQ PRTNRS|KCGM|VIRTU Americas LLC|67082
CEQP|CRESTWOOD EQ PRTNRS|LEHM|Barclays Capital Inc./Le|247483
CEQP|CRESTWOOD EQ PRTNRS|LIME|Lime Brokerage LLC|22761
CEQP|CRESTWOOD EQ PRTNRS|LQNA|LIQUIDNET, INC.|42900
CEQP|CRESTWOOD EQ PRTNRS|LQNB|LIQUIDNET, INC.|10900
CEQP|CRESTWOOD EQ PRTNRS|LSCI|Lek Securities Corporation|46
CEQP|CRESTWOOD EQ PRTNRS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CEQP|CRESTWOOD EQ PRTNRS|MACQ|Macquarie Capital (USA) Inc.|300
CEQP|CRESTWOOD EQ PRTNRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|223009
CEQP|CRESTWOOD EQ PRTNRS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2580
CEQP|CRESTWOOD EQ PRTNRS|MNDX|TJM Investments, LLC|1600
CEQP|CRESTWOOD EQ PRTNRS|MSCO|MORGAN STANLEY & CO. LLC|997193
CEQP|CRESTWOOD EQ PRTNRS|MSPL|MORGAN STANLEY & CO. LLC|73000
CEQP|CRESTWOOD EQ PRTNRS|NFSC|National Financial Services LLC|86523
CEQP|CRESTWOOD EQ PRTNRS|NITE|VIRTU Americas LLC|336177
CEQP|CRESTWOOD EQ PRTNRS|NITP|VIRTU Americas LLC|400
CEQP|CRESTWOOD EQ PRTNRS|NQRB|Brut, LLC|300
CEQP|CRESTWOOD EQ PRTNRS|NTRC|Northern Trust Securities, Inc.|1400
CEQP|CRESTWOOD EQ PRTNRS|OPCO|Oppenheimer & Co. Inc.|165
CEQP|CRESTWOOD EQ PRTNRS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
CEQP|CRESTWOOD EQ PRTNRS|PDQM|CODA MARKETS, INC.|62539
CEQP|CRESTWOOD EQ PRTNRS|PHLY|NASDAQ Execution Services, LLC|1800
CEQP|CRESTWOOD EQ PRTNRS|PWJC|UBS Financial Services, Inc.|3586
CEQP|CRESTWOOD EQ PRTNRS|RBCM|RBC CAPITAL MARKETS, LLC|17968
CEQP|CRESTWOOD EQ PRTNRS|SAGL|SAGETRADER, LLC|200
CEQP|CRESTWOOD EQ PRTNRS|SAGW|SAGETRADER, LLC|30
CEQP|CRESTWOOD EQ PRTNRS|SALI|INTL FCSTONE FINANCIAL INC.|1880
CEQP|CRESTWOOD EQ PRTNRS|SBRX|MURIEL SIEBERT & CO INC|500
CEQP|CRESTWOOD EQ PRTNRS|SBSH|Citigroup Global Markets Inc.|11905
CEQP|CRESTWOOD EQ PRTNRS|SGMT|GOLDMAN SACHS & CO. LLC|86648
CEQP|CRESTWOOD EQ PRTNRS|SOCO|Capital One Southcoast, Inc|100
CEQP|CRESTWOOD EQ PRTNRS|SPDR|SPEEDROUTE LLC|24022
CEQP|CRESTWOOD EQ PRTNRS|STFL|Stifel, Nicolaus & Company, Incorporated|4482
CEQP|CRESTWOOD EQ PRTNRS|SWIM|TD Ameritrade, Inc.|30099
CEQP|CRESTWOOD EQ PRTNRS|SWST|Hilltop Securities Inc.|29
CEQP|CRESTWOOD EQ PRTNRS|TKNG|ALLY INVEST SECURITIES LLC|195
CEQP|CRESTWOOD EQ PRTNRS|TRBT|Tradebot Systems, Inc.|1457
CEQP|CRESTWOOD EQ PRTNRS|TRCM|TRC MARKETS LLC|23233
CEQP|CRESTWOOD EQ PRTNRS|UBSA|UBS SECURITIES LLC|1034611
CEQP|CRESTWOOD EQ PRTNRS|UBSS|UBS Securities LLC|986628
CEQP|CRESTWOOD EQ PRTNRS|USCA|USCA Securities LLC|1000
CEQP|CRESTWOOD EQ PRTNRS|VALX|VIRTU AMERICAS LLC|56348
CEQP|CRESTWOOD EQ PRTNRS|VGRD|Vanguard Marketing Corporation|27524
CEQP|CRESTWOOD EQ PRTNRS|WBPX|SUMMIT SECURITIES GROUP, LLC|3600
CEQP|CRESTWOOD EQ PRTNRS|WCHV|WELLS FARGO SECURITIES, LLC|344311
CEQP|CRESTWOOD EQ PRTNRS|WEDB|WEDBUSH SECURITIES INC.|6968
CEQP|CRESTWOOD EQ PRTNRS|WEED|Weeden & Co.L.P.|500
CEQP|CRESTWOOD EQ PRTNRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6889
CEQP|CRESTWOOD EQ PRTNRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16101
CEQP|CRESTWOOD EQ PRTNRS|WFPB|Wells Fargo Securities, LLC.|3460
CEQP|CRESTWOOD EQ PRTNRS|WSEA|WOLVERINE SECURITIES, LLC|3248
CEQP|CRESTWOOD EQ PRTNRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|50002
CEQP|CRESTWOOD EQ PRTNRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14895
CERC|CERECOR INC CMN STK|ALTX|Alternet Securities Inc.|100
CERC|CERECOR INC CMN STK|APCC|Apex Clearing Corporation|2270
CERC|CERECOR INC CMN STK|BATM|CBOE TRADING, INC.|188
CERC|CERECOR INC CMN STK|CANT|Cantor Fitzgerald & Co.|323
CERC|CERECOR INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|606
CERC|CERECOR INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
CERC|CERECOR INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13871
CERC|CERECOR INC CMN STK|CTDL|Citadel Derivatives Group Llc|1482
CERC|CERECOR INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CERC|CERECOR INC CMN STK|DBAB|Deutsche Bank Securities Inc.|20381
CERC|CERECOR INC CMN STK|DBAX|Deutsche Bank Securities Inc.|3000
CERC|CERECOR INC CMN STK|DEAN|MORGAN STANLEY|482
CERC|CERECOR INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|19040
CERC|CERECOR INC CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
CERC|CERECOR INC CMN STK|EBXL|EBX LLC|5100
CERC|CERECOR INC CMN STK|EGAM|CBOE TRADING, INC.|300
CERC|CERECOR INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|100
CERC|CERECOR INC CMN STK|EGXM|CBOE TRADING, INC.|883
CERC|CERECOR INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|352
CERC|CERECOR INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|220
CERC|CERECOR INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2228
CERC|CERECOR INC CMN STK|ETRS|E*Trade Securities LLC|85422
CERC|CERECOR INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|21338
CERC|CERECOR INC CMN STK|FILL|Tradestation Securities, Inc.|4017
CERC|CERECOR INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|142643
CERC|CERECOR INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2770
CERC|CERECOR INC CMN STK|FTBR|Foliofn Investments, Inc.|5837
CERC|CERECOR INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|603
CERC|CERECOR INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|372
CERC|CERECOR INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|12964
CERC|CERECOR INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|800
CERC|CERECOR INC CMN STK|GTSZ|GTS SECURITIES LLC|1539
CERC|CERECOR INC CMN STK|HRBF|American Enterprise Investment Services Inc.|250
CERC|CERECOR INC CMN STK|IATS|INTERACTIVE BROKERS LLC|15463
CERC|CERECOR INC CMN STK|IBKR|Interactive Brokers Llc|80073
CERC|CERECOR INC CMN STK|ICBX|INSTINET, LLC|2100
CERC|CERECOR INC CMN STK|INCA|INSTINET, LLC|8108
CERC|CERECOR INC CMN STK|INJX|INSTINET, LLC|6437
CERC|CERECOR INC CMN STK|ITGI|ITG Inc.|140
CERC|CERECOR INC CMN STK|ITGP|ITG INC.|1200
CERC|CERECOR INC CMN STK|JMPT|JUMP TRADING, LLC|1774
CERC|CERECOR INC CMN STK|JPMX|J.P. Morgan Securities LLC|1632
CERC|CERECOR INC CMN STK|JSJX|JANE STREET CAPITAL LLC|309
CERC|CERECOR INC CMN STK|KCGM|VIRTU Americas LLC|1400
CERC|CERECOR INC CMN STK|LEHM|Barclays Capital Inc./Le|19168
CERC|CERECOR INC CMN STK|LIME|Lime Brokerage LLC|35198
CERC|CERECOR INC CMN STK|MAXM|Maxim Group LLC|7000
CERC|CERECOR INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
CERC|CERECOR INC CMN STK|MOTF|MOTIF INVESTING, INC.|1
CERC|CERECOR INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|100042
CERC|CERECOR INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|5800
CERC|CERECOR INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|2800
CERC|CERECOR INC CMN STK|NFSC|National Financial Services LLC|194786
CERC|CERECOR INC CMN STK|NITE|VIRTU Americas LLC|283442
CERC|CERECOR INC CMN STK|NITP|VIRTU Americas LLC|100
CERC|CERECOR INC CMN STK|NQRB|Brut, LLC|600
CERC|CERECOR INC CMN STK|OPCO|Oppenheimer & Co. Inc.|3800
CERC|CERECOR INC CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1051
CERC|CERECOR INC CMN STK|PDQM|CODA MARKETS, INC.|946
CERC|CERECOR INC CMN STK|RAJA|Raymond James & Associates, Inc.|3252
CERC|CERECOR INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|500
CERC|CERECOR INC CMN STK|SBSH|Citigroup Global Markets Inc.|5300
CERC|CERECOR INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|8873
CERC|CERECOR INC CMN STK|SPDR|SPEEDROUTE LLC|374
CERC|CERECOR INC CMN STK|SWIM|TD Ameritrade, Inc.|63768
CERC|CERECOR INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|3424
CERC|CERECOR INC CMN STK|TRCM|TRC MARKETS LLC|5729
CERC|CERECOR INC CMN STK|UBSA|UBS SECURITIES LLC|34743
CERC|CERECOR INC CMN STK|UBSS|UBS Securities LLC|56100
CERC|CERECOR INC CMN STK|VALX|VIRTU AMERICAS LLC|1941
CERC|CERECOR INC CMN STK|VGRD|Vanguard Marketing Corporation|34324
CERC|CERECOR INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|7857
CERC|CERECOR INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2038
CERC|CERECOR INC CMN STK|WGIF|CIBC World Markets Inc.|140
CERC|CERECOR INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|4831
CERC|CERECOR INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
CERCW|CERECOR INC CL A WT|APCC|Apex Clearing Corporation|4674
CERCW|CERECOR INC CL A WT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CERCW|CERECOR INC CL A WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CERCW|CERECOR INC CL A WT|CTDL|Citadel Derivatives Group Llc|200
CERCW|CERECOR INC CL A WT|ETRS|E*Trade Securities LLC|40148
CERCW|CERECOR INC CL A WT|FOMA|TD AMERITRADE CLEARING, INC.|2190
CERCW|CERECOR INC CL A WT|GSLT|GOLDMAN SACHS & CO. LLC|234
CERCW|CERECOR INC CL A WT|IBKR|Interactive Brokers Llc|12710
CERCW|CERECOR INC CL A WT|INCA|INSTINET, LLC|22714
CERCW|CERECOR INC CL A WT|LEHM|Barclays Capital Inc./Le|200
CERCW|CERECOR INC CL A WT|LIME|Lime Brokerage LLC|2010
CERCW|CERECOR INC CL A WT|MAXM|Maxim Group LLC|13500
CERCW|CERECOR INC CL A WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CERCW|CERECOR INC CL A WT|NFSC|National Financial Services LLC|40
CERCW|CERECOR INC CL A WT|NITE|VIRTU Americas LLC|37387
CERCW|CERECOR INC CL A WT|PDQM|CODA MARKETS, INC.|200
CERCW|CERECOR INC CL A WT|RBCM|RBC CAPITAL MARKETS, LLC|1500
CERCW|CERECOR INC CL A WT|SWIM|TD Ameritrade, Inc.|500
CERCW|CERECOR INC CL A WT|UBSA|UBS SECURITIES LLC|500
CERCW|CERECOR INC CL A WT|UBSS|UBS Securities LLC|2425
CERCW|CERECOR INC CL A WT|WEDB|WEDBUSH SECURITIES INC.|700
CERCW|CERECOR INC CL A WT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1100
CERN|CERNER CORP|ABLE|NATIXIS Securities Americas LLC|57561
CERN|CERNER CORP|ALTX|Alternet Securities Inc.|22616
CERN|CERNER CORP|ANOS|ABEL/NOSER, L.L.C.|444
CERN|CERNER CORP|APCC|Apex Clearing Corporation|5541
CERN|CERNER CORP|BANK|Primevest Financial Services, Inc.|125
CERN|CERNER CORP|BARD|Robert W. Baird & Co. Incorporated|13659
CERN|CERNER CORP|BATM|CBOE TRADING, INC.|8699
CERN|CERNER CORP|BAYC|BAY CREST PARTNERS, LLC|87534
CERN|CERNER CORP|BAYT|BTIG, LLC|1800
CERN|CERNER CORP|BBNT|BB&T SECURITIES, LLC|10816
CERN|CERNER CORP|BERN|Sanford C. Bernstein & Co., LLC|97369
CERN|CERNER CORP|BIDS|BIDS TRADING L.P.|5900
CERN|CERNER CORP|BIMI|Banca IMI Securities Corp.|100
CERN|CERNER CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12872
CERN|CERNER CORP|BLKX|INSTINET, LLC|68004
CERN|CERNER CORP|BMOC|BMO Capital Markets Corp.|97252
CERN|CERNER CORP|BNPX|BNP PARIBAS SECURITIES CORP.|484361
CERN|CERNER CORP|BTIG|BTIG, LLC|125007
CERN|CERNER CORP|BYXM|CBOE TRADING, INC.|6544
CERN|CERNER CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
CERN|CERNER CORP|CABR|Cabrera Capital Markets, Inc.|50
CERN|CERNER CORP|CANT|Cantor Fitzgerald & Co.|338
CERN|CERNER CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|13200
CERN|CERNER CORP|CHAS|Charles Schwab & Co., Inc.|3927
CERN|CERNER CORP|CIBP|CIBC World Markets Corp.|48716
CERN|CERNER CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|181749
CERN|CERNER CORP|CIST|Capital Institutional Services, Inc.|23279
CERN|CERNER CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|221785
CERN|CERNER CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1562
CERN|CERNER CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|394718
CERN|CERNER CORP|CTDL|Citadel Derivatives Group Llc|40217
CERN|CERNER CORP|CTLR|CUTLER GROUP, LP|1990
CERN|CERNER CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|38870
CERN|CERNER CORP|DADA|D.A. Davidson & Co.|213
CERN|CERNER CORP|DBAB|Deutsche Bank Securities Inc.|1201138
CERN|CERNER CORP|DBAX|Deutsche Bank Securities Inc.|318200
CERN|CERNER CORP|DBUL|Deutsche Bank Securities Inc.|4591
CERN|CERNER CORP|DCHF|Dart Executions, LLC|4586
CERN|CERNER CORP|DEAN|MORGAN STANLEY|34516
CERN|CERNER CORP|DEGS|RONIN PROFESSIONAL LLC|880
CERN|CERNER CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5647
CERN|CERNER CORP|DRWK|DRW SECURITIES, L.L.C.|77665
CERN|CERNER CORP|EBXL|EBX LLC|194500
CERN|CERNER CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|72400
CERN|CERNER CORP|EDJC|Edward Jones / CDS|5435
CERN|CERNER CORP|EDJO|Edward D. Jones & Co., L.P.|46110
CERN|CERNER CORP|EGAM|CBOE TRADING, INC.|38655
CERN|CERNER CORP|EGAW|CBOE TRADING, INC.|213
CERN|CERNER CORP|EGMT|EG MARKET TECHNOLOGIES LLC|497
CERN|CERNER CORP|EGXM|CBOE TRADING, INC.|4754
CERN|CERNER CORP|EGXW|CBOE TRADING, INC.|400
CERN|CERNER CORP|ETBE|Electronic Transaction Clearing, Inc.|26459
CERN|CERNER CORP|ETCC|Electronic Transaction Clearing, Inc.|7503
CERN|CERNER CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3512
CERN|CERNER CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36294
CERN|CERNER CORP|ETRS|E*Trade Securities LLC|14765
CERN|CERNER CORP|FBCO|Credit Suisse Securities (USA) LLC|3443197
CERN|CERNER CORP|FILL|Tradestation Securities, Inc.|1164
CERN|CERNER CORP|FINX|FINTECH SECURITIES|3400
CERN|CERNER CORP|FMAF|NBCN Inc./ CDS|3968
CERN|CERNER CORP|FOMA|TD AMERITRADE CLEARING, INC.|76188
CERN|CERNER CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6122
CERN|CERNER CORP|FQLS|Quantlab Securities LP|668785
CERN|CERNER CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|174435
CERN|CERNER CORP|FTBR|Foliofn Investments, Inc.|2244
CERN|CERNER CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|105865
CERN|CERNER CORP|GELP|RBC CAPITAL MARKETS, LLC|2119
CERN|CERNER CORP|GLPX|ACS EXECUTION SERVICES, LLC|53561
CERN|CERNER CORP|GSCO|GOLDMAN SACHS & CO. LLC|2980117
CERN|CERNER CORP|GSCS|GOLDMAN SACHS & CO. LLC|156300
CERN|CERNER CORP|GSLT|GOLDMAN SACHS & CO. LLC|6656
CERN|CERNER CORP|GTSZ|GTS SECURITIES LLC|360743
CERN|CERNER CORP|HRBF|American Enterprise Investment Services Inc.|3223
CERN|CERNER CORP|HSBC|HSBC Securities, Inc.|14355
CERN|CERNER CORP|IATS|INTERACTIVE BROKERS LLC|4636
CERN|CERNER CORP|IBKR|Interactive Brokers Llc|74941
CERN|CERNER CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3853
CERN|CERNER CORP|ICBX|INSTINET, LLC|33609
CERN|CERNER CORP|IEQY|CITADEL SECURITIES LLC|311651
CERN|CERNER CORP|INCA|INSTINET, LLC|1084192
CERN|CERNER CORP|INJX|INSTINET, LLC|73425
CERN|CERNER CORP|ITGI|ITG Inc.|101202
CERN|CERNER CORP|ITGP|ITG INC.|81000
CERN|CERNER CORP|JANY|Janney Montgomery Scott Inc.|1856
CERN|CERNER CORP|JEFF|JEFFERIES LLC|297852
CERN|CERNER CORP|JMPT|JUMP TRADING, LLC|113569
CERN|CERNER CORP|JONE|JonesTrading|2205
CERN|CERNER CORP|JPBX|J.P. MORGAN SECURITIES LLC|152999
CERN|CERNER CORP|JPMX|J.P. Morgan Securities LLC|390797
CERN|CERNER CORP|JSJX|JANE STREET CAPITAL LLC|5772
CERN|CERNER CORP|KCGM|VIRTU Americas LLC|50178
CERN|CERNER CORP|LEHM|Barclays Capital Inc./Le|2639281
CERN|CERNER CORP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|11
CERN|CERNER CORP|LIME|Lime Brokerage LLC|284653
CERN|CERNER CORP|LMGP|LIME BROKERAGE LLC|28402
CERN|CERNER CORP|LOOP|Loop Capital Markets LLC|11040
CERN|CERNER CORP|LQNA|LIQUIDNET, INC.|21400
CERN|CERNER CORP|LQNB|LIQUIDNET, INC.|6300
CERN|CERNER CORP|LSCI|Lek Securities Corporation|287
CERN|CERNER CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CERN|CERNER CORP|MACC|Mid Atlantic Capital Corporation|830
CERN|CERNER CORP|MAXM|Maxim Group LLC|438
CERN|CERNER CORP|MCMF|Raymond James Ltd. Cds|210
CERN|CERNER CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120290
CERN|CERNER CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
CERN|CERNER CORP|MOTF|MOTIF INVESTING, INC.|1
CERN|CERNER CORP|MSCO|MORGAN STANLEY & CO. LLC|5218259
CERN|CERNER CORP|MSPL|MORGAN STANLEY & CO. LLC|249800
CERN|CERNER CORP|MSTX|MORGAN STANLEY & CO. LLC|270200
CERN|CERNER CORP|NFSC|National Financial Services LLC|433779
CERN|CERNER CORP|NITE|VIRTU Americas LLC|527597
CERN|CERNER CORP|NITP|VIRTU Americas LLC|6186
CERN|CERNER CORP|NQRB|Brut, LLC|14113
CERN|CERNER CORP|NTRC|Northern Trust Securities, Inc.|3803
CERN|CERNER CORP|OHOS|TWO SIGMA SECURITIES, LLC|141626
CERN|CERNER CORP|OLDM|OLD MISSION CAPITAL, LLC|20158
CERN|CERNER CORP|OPCO|Oppenheimer & Co. Inc.|5232
CERN|CERNER CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9622
CERN|CERNER CORP|PDQM|CODA MARKETS, INC.|124750
CERN|CERNER CORP|PICT|Pictet Overseas Inc.|1908
CERN|CERNER CORP|PIPR|Piper Jaffray & Co.|9729
CERN|CERNER CORP|PWJC|UBS Financial Services, Inc.|4521
CERN|CERNER CORP|RAJA|Raymond James & Associates, Inc.|9172
CERN|CERNER CORP|RBCM|RBC CAPITAL MARKETS, LLC|11026
CERN|CERNER CORP|SAGL|SAGETRADER, LLC|32916
CERN|CERNER CORP|SAGW|SAGETRADER, LLC|3025
CERN|CERNER CORP|SALI|INTL FCSTONE FINANCIAL INC.|486
CERN|CERNER CORP|SBSH|Citigroup Global Markets Inc.|1140545
CERN|CERNER CORP|SEIC|SEI Investments Distribution Co.|1835
CERN|CERNER CORP|SGMT|GOLDMAN SACHS & CO. LLC|96744
CERN|CERNER CORP|SJLS|TRADE INFORMATICS LLC|1400
CERN|CERNER CORP|SPDR|SPEEDROUTE LLC|3287
CERN|CERNER CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|4956
CERN|CERNER CORP|STFL|Stifel, Nicolaus & Company, Incorporated|7724
CERN|CERNER CORP|STKP|STOCKPILE INVESTMENTS, INC.|22
CERN|CERNER CORP|STTT|STATETRUST INVESTMENTS INC.|79
CERN|CERNER CORP|SWIM|TD Ameritrade, Inc.|7992
CERN|CERNER CORP|SWST|Hilltop Securities Inc.|4372
CERN|CERNER CORP|TKNG|ALLY INVEST SECURITIES LLC|180
CERN|CERNER CORP|TONC|CUTTONE & CO., LLC|2200
CERN|CERNER CORP|TRBT|Tradebot Systems, Inc.|375974
CERN|CERNER CORP|TRCM|TRC MARKETS LLC|589270
CERN|CERNER CORP|TTUC|CUTTONE & CO., INC.|944
CERN|CERNER CORP|TWTT|TASTYWORKS, INC.|150
CERN|CERNER CORP|UBSA|UBS SECURITIES LLC|646121
CERN|CERNER CORP|UBSS|UBS Securities LLC|2619484
CERN|CERNER CORP|VALX|VIRTU AMERICAS LLC|11557
CERN|CERNER CORP|VGRD|Vanguard Marketing Corporation|5197
CERN|CERNER CORP|VNDS|VANDHAM SECURITIES CORP|12700
CERN|CERNER CORP|WABR|Wall Street Access|13807
CERN|CERNER CORP|WBLR|WILLIAM BLAIR|2666
CERN|CERNER CORP|WBNF|WILLIAM BLAIR|1925
CERN|CERNER CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|23607
CERN|CERNER CORP|WCHV|WELLS FARGO SECURITIES, LLC|244052
CERN|CERNER CORP|WDNX|WEEDEN & CO.L.P.|6384
CERN|CERNER CORP|WEDB|WEDBUSH SECURITIES INC.|513
CERN|CERNER CORP|WEED|Weeden & Co.L.P.|964
CERN|CERNER CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33056
CERN|CERNER CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49480
CERN|CERNER CORP|WGIF|CIBC World Markets Inc.|10105
CERN|CERNER CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1084
CERN|CERNER CORP|WSAG|WALL STREET ACCESS|3098
CERN|CERNER CORP|WSEA|WOLVERINE SECURITIES, LLC|5061
CERN|CERNER CORP|XIST|INSTINET, LLC|144500
CERN|CERNER CORP|XPQR|Jump Trading|31
CERN|CERNER CORP|XPUS|XP SECURITIES, LLC|3470
CERN|CERNER CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|46818
CERN|CERNER CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|874
CERN|CERNER CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11685
CERS|CERUS CORP        ##|ACLP|ALEXANDER CAPITAL, L.P.|10000
CERS|CERUS CORP        ##|ALTX|Alternet Securities Inc.|5900
CERS|CERUS CORP        ##|APCC|Apex Clearing Corporation|49590
CERS|CERUS CORP        ##|AQUA|AQUA SECURITIES L.P.|40000
CERS|CERUS CORP        ##|BARD|Robert W. Baird & Co. Incorporated|10336
CERS|CERUS CORP        ##|BATM|CBOE TRADING, INC.|3230
CERS|CERUS CORP        ##|BBNT|BB&T SECURITIES, LLC|1000
CERS|CERUS CORP        ##|BERN|Sanford C. Bernstein & Co., LLC|25224
CERS|CERUS CORP        ##|BIMI|Banca IMI Securities Corp.|5200
CERS|CERUS CORP        ##|BKCM|BNY Mellon Capital Markets LLC|4911
CERS|CERUS CORP        ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18006
CERS|CERUS CORP        ##|BMOC|BMO Capital Markets Corp.|20477
CERS|CERUS CORP        ##|BNPX|BNP PARIBAS SECURITIES CORP.|9497
CERS|CERUS CORP        ##|BTIG|BTIG, LLC|248547
CERS|CERUS CORP        ##|BYXM|CBOE TRADING, INC.|1486
CERS|CERUS CORP        ##|CANT|Cantor Fitzgerald & Co.|27061
CERS|CERUS CORP        ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|10884
CERS|CERUS CORP        ##|CHAS|Charles Schwab & Co., Inc.|41315
CERS|CERUS CORP        ##|CICF|Canaccord Genuity Corp.|1100
CERS|CERUS CORP        ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|569437
CERS|CERUS CORP        ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|368951
CERS|CERUS CORP        ##|CTDL|Citadel Derivatives Group Llc|61151
CERS|CERUS CORP        ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|143984
CERS|CERUS CORP        ##|DBAB|Deutsche Bank Securities Inc.|381097
CERS|CERUS CORP        ##|DBAX|Deutsche Bank Securities Inc.|305700
CERS|CERUS CORP        ##|DEAN|MORGAN STANLEY|12850
CERS|CERUS CORP        ##|DEGS|RONIN PROFESSIONAL LLC|20303
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CERS|CERUS CORP        ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|6708
CERS|CERUS CORP        ##|EDJO|Edward D. Jones & Co., L.P.|456
CERS|CERUS CORP        ##|EGAM|CBOE TRADING, INC.|9530
CERS|CERUS CORP        ##|EGXM|CBOE TRADING, INC.|6472
CERS|CERUS CORP        ##|ETBE|Electronic Transaction Clearing, Inc.|4552
CERS|CERUS CORP        ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|22758
CERS|CERUS CORP        ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4082
CERS|CERUS CORP        ##|ETRS|E*Trade Securities LLC|389720
CERS|CERUS CORP        ##|FBCO|Credit Suisse Securities (USA) LLC|734876
CERS|CERUS CORP        ##|FILL|Tradestation Securities, Inc.|10937
CERS|CERUS CORP        ##|FMAF|NBCN Inc./ CDS|4400
CERS|CERUS CORP        ##|FOMA|TD AMERITRADE CLEARING, INC.|872778
CERS|CERUS CORP        ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|430
CERS|CERUS CORP        ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105025
CERS|CERUS CORP        ##|FTBR|Foliofn Investments, Inc.|11508
CERS|CERUS CORP        ##|GEBB|GLOBAL EXECUTION BROKERS, LP|54572
CERS|CERUS CORP        ##|GLPX|ACS EXECUTION SERVICES, LLC|6132
CERS|CERUS CORP        ##|GSCO|GOLDMAN SACHS & CO. LLC|1429274
CERS|CERUS CORP        ##|GSCS|GOLDMAN SACHS & CO. LLC|496021
CERS|CERUS CORP        ##|GSLT|GOLDMAN SACHS & CO. LLC|13896
CERS|CERUS CORP        ##|GTSZ|GTS SECURITIES LLC|7115
CERS|CERUS CORP        ##|HAPX|HAP Trading, LLC|200
CERS|CERUS CORP        ##|HRBF|American Enterprise Investment Services Inc.|54357
CERS|CERUS CORP        ##|IATS|INTERACTIVE BROKERS LLC|24340
CERS|CERUS CORP        ##|IBKR|Interactive Brokers Llc|212666
CERS|CERUS CORP        ##|ICBX|INSTINET, LLC|110934
CERS|CERUS CORP        ##|IEQY|CITADEL SECURITIES LLC|156125
CERS|CERUS CORP        ##|INCA|INSTINET, LLC|582387
CERS|CERUS CORP        ##|INJX|INSTINET, LLC|13841
CERS|CERUS CORP        ##|ITGI|ITG Inc.|180676
CERS|CERUS CORP        ##|ITGP|ITG INC.|250200
CERS|CERUS CORP        ##|JANY|Janney Montgomery Scott Inc.|7600
CERS|CERUS CORP        ##|JEFF|JEFFERIES LLC|51493
CERS|CERUS CORP        ##|JMPT|JUMP TRADING, LLC|105241
CERS|CERUS CORP        ##|JPBX|J.P. MORGAN SECURITIES LLC|23035
CERS|CERUS CORP        ##|JPMX|J.P. Morgan Securities LLC|292996
CERS|CERUS CORP        ##|JSJX|JANE STREET CAPITAL LLC|20777
CERS|CERUS CORP        ##|KCGM|VIRTU Americas LLC|93482
CERS|CERUS CORP        ##|LEHM|Barclays Capital Inc./Le|1021046
CERS|CERUS CORP        ##|LIME|Lime Brokerage LLC|265344
CERS|CERUS CORP        ##|LMGP|LIME BROKERAGE LLC|11208
CERS|CERUS CORP        ##|LQNA|LIQUIDNET, INC.|81500
CERS|CERUS CORP        ##|LSCI|Lek Securities Corporation|51
CERS|CERUS CORP        ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
CERS|CERUS CORP        ##|MAXM|Maxim Group LLC|13618
CERS|CERUS CORP        ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|397228
CERS|CERUS CORP        ##|MOTF|MOTIF INVESTING, INC.|12
CERS|CERUS CORP        ##|MSCO|MORGAN STANLEY & CO. LLC|1806068
CERS|CERUS CORP        ##|MSPL|MORGAN STANLEY & CO. LLC|504600
CERS|CERUS CORP        ##|MSTX|MORGAN STANLEY & CO. LLC|130000
CERS|CERUS CORP        ##|NFSC|National Financial Services LLC|421678
CERS|CERUS CORP        ##|NITE|VIRTU Americas LLC|1047991
CERS|CERUS CORP        ##|NITP|VIRTU Americas LLC|4376
CERS|CERUS CORP        ##|NQRB|Brut, LLC|10920
CERS|CERUS CORP        ##|OPCO|Oppenheimer & Co. Inc.|1000
CERS|CERUS CORP        ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CERS|CERUS CORP        ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1850
CERS|CERUS CORP        ##|PDQM|CODA MARKETS, INC.|20144
CERS|CERUS CORP        ##|PHLY|NASDAQ Execution Services, LLC|3200
CERS|CERUS CORP        ##|PWJC|UBS Financial Services, Inc.|1000
CERS|CERUS CORP        ##|RAJA|Raymond James & Associates, Inc.|70727
CERS|CERUS CORP        ##|RBCM|RBC CAPITAL MARKETS, LLC|31689
CERS|CERUS CORP        ##|RGLD|Regal Securities, Inc|2802
CERS|CERUS CORP        ##|SAGL|SAGETRADER, LLC|3007
CERS|CERUS CORP        ##|SAGW|SAGETRADER, LLC|1440
CERS|CERUS CORP        ##|SBSH|Citigroup Global Markets Inc.|488746
CERS|CERUS CORP        ##|SGMT|GOLDMAN SACHS & CO. LLC|239524
CERS|CERUS CORP        ##|SPDR|SPEEDROUTE LLC|3648
CERS|CERUS CORP        ##|SPHN|Stephens Inc.|20949
CERS|CERUS CORP        ##|STFL|Stifel, Nicolaus & Company, Incorporated|6398
CERS|CERUS CORP        ##|SWIM|TD Ameritrade, Inc.|318307
CERS|CERUS CORP        ##|SWST|Hilltop Securities Inc.|1000
CERS|CERUS CORP        ##|TKNG|ALLY INVEST SECURITIES LLC|12239
CERS|CERUS CORP        ##|TRBT|Tradebot Systems, Inc.|176957
CERS|CERUS CORP        ##|TRCM|TRC MARKETS LLC|111033
CERS|CERUS CORP        ##|TWTT|TASTYWORKS, INC.|750
CERS|CERUS CORP        ##|UBSA|UBS SECURITIES LLC|692707
CERS|CERUS CORP        ##|UBSS|UBS Securities LLC|1193400
CERS|CERUS CORP        ##|VALX|VIRTU AMERICAS LLC|41027
CERS|CERUS CORP        ##|VERT|The Vertical Trading Group, LLC|15635
CERS|CERUS CORP        ##|VGRD|Vanguard Marketing Corporation|26680
CERS|CERUS CORP        ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
CERS|CERUS CORP        ##|WCHV|WELLS FARGO SECURITIES, LLC|135647
CERS|CERUS CORP        ##|WDNX|WEEDEN & CO.L.P.|17600
CERS|CERUS CORP        ##|WEDB|WEDBUSH SECURITIES INC.|6650
CERS|CERUS CORP        ##|WEED|Weeden & Co.L.P.|800
CERS|CERUS CORP        ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4810
CERS|CERUS CORP        ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11902
CERS|CERUS CORP        ##|WGIF|CIBC World Markets Inc.|17849
CERS|CERUS CORP        ##|WSEA|WOLVERINE SECURITIES, LLC|12714
CERS|CERUS CORP        ##|XIST|INSTINET, LLC|183960
CERS|CERUS CORP        ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|69734
CERS|CERUS CORP        ##|YKNA|COMHAR CAPITAL MARKETS, LLC|800
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CET|CENTRAL SECS|APCC|Apex Clearing Corporation|130
CET|CENTRAL SECS|BARD|Robert W. Baird & Co. Incorporated|2919
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CET|CENTRAL SECS|BERN|Sanford C. Bernstein & Co., LLC|1290
CET|CENTRAL SECS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|634
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CET|CENTRAL SECS|CANT|Cantor Fitzgerald & Co.|355
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CET|CENTRAL SECS|IBKR|Interactive Brokers Llc|2273
CET|CENTRAL SECS|INCA|INSTINET, LLC|337
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CET|CENTRAL SECS|ITGP|ITG INC.|3400
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CET|CENTRAL SECS|LEHM|Barclays Capital Inc./Le|4059
CET|CENTRAL SECS|LIME|Lime Brokerage LLC|1149
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CET|CENTRAL SECS|MOTF|MOTIF INVESTING, INC.|6
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CET|CENTRAL SECS|NFSC|National Financial Services LLC|25191
CET|CENTRAL SECS|NITE|VIRTU Americas LLC|40126
CET|CENTRAL SECS|NQRB|Brut, LLC|200
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CET|CENTRAL SECS|RBCM|RBC CAPITAL MARKETS, LLC|1329
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CETV|CENTRAL EUR MED A ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79752
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CETV|CENTRAL EUR MED A ##|SBSH|Citigroup Global Markets Inc.|120004
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CETV|CENTRAL EUR MED A ##|SWIM|TD Ameritrade, Inc.|8943
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CETX|CEMTREX INC. CMN STK|ALPS|Alpine Securities Corporation|46134
CETX|CEMTREX INC. CMN STK|ALTX|Alternet Securities Inc.|2000
CETX|CEMTREX INC. CMN STK|APCC|Apex Clearing Corporation|678
CETX|CEMTREX INC. CMN STK|BATM|CBOE TRADING, INC.|147
CETX|CEMTREX INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|2
CETX|CEMTREX INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4202
CETX|CEMTREX INC. CMN STK|CTDL|Citadel Derivatives Group Llc|1260
CETX|CEMTREX INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|438
CETX|CEMTREX INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|9819
CETX|CEMTREX INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|500
CETX|CEMTREX INC. CMN STK|DEGS|RONIN PROFESSIONAL LLC|8218
CETX|CEMTREX INC. CMN STK|EBXL|EBX LLC|7900
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CETX|CEMTREX INC. CMN STK|ETRS|E*Trade Securities LLC|92057
CETX|CEMTREX INC. CMN STK|FBCO|Credit Suisse Securities (USA) LLC|8907
CETX|CEMTREX INC. CMN STK|FILL|Tradestation Securities, Inc.|1028
CETX|CEMTREX INC. CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|95979
CETX|CEMTREX INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128
CETX|CEMTREX INC. CMN STK|FTBR|Foliofn Investments, Inc.|24
CETX|CEMTREX INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|2356
CETX|CEMTREX INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|37
CETX|CEMTREX INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|703
CETX|CEMTREX INC. CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|100
CETX|CEMTREX INC. CMN STK|GTSZ|GTS SECURITIES LLC|530
CETX|CEMTREX INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|200
CETX|CEMTREX INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|2420
CETX|CEMTREX INC. CMN STK|IBKR|Interactive Brokers Llc|33903
CETX|CEMTREX INC. CMN STK|ICBX|INSTINET, LLC|4000
CETX|CEMTREX INC. CMN STK|INCA|INSTINET, LLC|12375
CETX|CEMTREX INC. CMN STK|ITGI|ITG Inc.|2958
CETX|CEMTREX INC. CMN STK|ITGP|ITG INC.|800
CETX|CEMTREX INC. CMN STK|JPMX|J.P. Morgan Securities LLC|400
CETX|CEMTREX INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|278
CETX|CEMTREX INC. CMN STK|KCGM|VIRTU Americas LLC|340
CETX|CEMTREX INC. CMN STK|LEHM|Barclays Capital Inc./Le|3246
CETX|CEMTREX INC. CMN STK|LIME|Lime Brokerage LLC|30734
CETX|CEMTREX INC. CMN STK|MBTS|ALLY INVEST SECURITIES LLC|35
CETX|CEMTREX INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
CETX|CEMTREX INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|34641
CETX|CEMTREX INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|3400
CETX|CEMTREX INC. CMN STK|NFSC|National Financial Services LLC|82221
CETX|CEMTREX INC. CMN STK|NITE|VIRTU Americas LLC|153344
CETX|CEMTREX INC. CMN STK|NQRB|Brut, LLC|29
CETX|CEMTREX INC. CMN STK|PDQM|CODA MARKETS, INC.|490
CETX|CEMTREX INC. CMN STK|PUMA|Puma Capital, Llc|46134
CETX|CEMTREX INC. CMN STK|RAJA|Raymond James & Associates, Inc.|540
CETX|CEMTREX INC. CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|1000
CETX|CEMTREX INC. CMN STK|SALI|INTL FCSTONE FINANCIAL INC.|700
CETX|CEMTREX INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|4057
CETX|CEMTREX INC. CMN STK|SPDR|SPEEDROUTE LLC|6139
CETX|CEMTREX INC. CMN STK|SWIM|TD Ameritrade, Inc.|28482
CETX|CEMTREX INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|1380
CETX|CEMTREX INC. CMN STK|TRCM|TRC MARKETS LLC|2110
CETX|CEMTREX INC. CMN STK|UBSA|UBS SECURITIES LLC|5465
CETX|CEMTREX INC. CMN STK|UBSS|UBS Securities LLC|29161
CETX|CEMTREX INC. CMN STK|VALX|VIRTU AMERICAS LLC|431
CETX|CEMTREX INC. CMN STK|VGRD|Vanguard Marketing Corporation|5058
CETX|CEMTREX INC. CMN STK|WBLR|WILLIAM BLAIR|1
CETX|CEMTREX INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|5202
CETX|CEMTREX INC. CMN STK|WEDB|WEDBUSH SECURITIES INC.|900
CETX|CEMTREX INC. CMN STK|WGIF|CIBC World Markets Inc.|250
CETX|CEMTREX INC. CMN STK|WORD|Worden Capital Management LLC|11357
CETX|CEMTREX INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|3967
CETX|CEMTREX INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|4442
CETX|CEMTREX INC. CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
CETXP|CEMTREX INC. PFD|BATM|CBOE TRADING, INC.|400
CETXP|CEMTREX INC. PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|448
CETXP|CEMTREX INC. PFD|ETRS|E*Trade Securities LLC|230
CETXP|CEMTREX INC. PFD|FBCO|Credit Suisse Securities (USA) LLC|210
CETXP|CEMTREX INC. PFD|FOMA|TD AMERITRADE CLEARING, INC.|1487
CETXP|CEMTREX INC. PFD|IBKR|Interactive Brokers Llc|202
CETXP|CEMTREX INC. PFD|INCA|INSTINET, LLC|100
CETXP|CEMTREX INC. PFD|LIME|Lime Brokerage LLC|406
CETXP|CEMTREX INC. PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CETXP|CEMTREX INC. PFD|NFSC|National Financial Services LLC|3192
CETXP|CEMTREX INC. PFD|NITE|VIRTU Americas LLC|2720
CETXP|CEMTREX INC. PFD|OPCO|Oppenheimer & Co. Inc.|1132
CETXP|CEMTREX INC. PFD|RBCM|RBC CAPITAL MARKETS, LLC|225
CETXP|CEMTREX INC. PFD|TKNG|ALLY INVEST SECURITIES LLC|662
CETXP|CEMTREX INC. PFD|UBSS|UBS Securities LLC|100
CETXP|CEMTREX INC. PFD|WBLR|WILLIAM BLAIR|166
CETXP|CEMTREX INC. PFD|WCHV|WELLS FARGO SECURITIES, LLC|512
CETXP|CEMTREX INC. PFD|WSEA|WOLVERINE SECURITIES, LLC|11
CETXW|CEMTREX INC. WTS|ETRS|E*Trade Securities LLC|92
CETXW|CEMTREX INC. WTS|NFSC|National Financial Services LLC|3330
CETXW|CEMTREX INC. WTS|NITE|VIRTU Americas LLC|1177
CETXW|CEMTREX INC. WTS|SWIM|TD Ameritrade, Inc.|576
CETXW|CEMTREX INC. WTS|WBLR|WILLIAM BLAIR|200
CEV|EATON VANCE CA SBI|APCC|Apex Clearing Corporation|554
CEV|EATON VANCE CA SBI|BATM|CBOE TRADING, INC.|438
CEV|EATON VANCE CA SBI|BERN|Sanford C. Bernstein & Co., LLC|70
CEV|EATON VANCE CA SBI|BTIG|BTIG, LLC|374
CEV|EATON VANCE CA SBI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
CEV|EATON VANCE CA SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
CEV|EATON VANCE CA SBI|DADA|D.A. Davidson & Co.|3
CEV|EATON VANCE CA SBI|DBAX|Deutsche Bank Securities Inc.|3100
CEV|EATON VANCE CA SBI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
CEV|EATON VANCE CA SBI|EBXL|EBX LLC|3100
CEV|EATON VANCE CA SBI|ECUT|CONVERGEX EXECUTION SOLUTIONS|529
CEV|EATON VANCE CA SBI|EGXM|CBOE TRADING, INC.|18
CEV|EATON VANCE CA SBI|ETRS|E*Trade Securities LLC|3912
CEV|EATON VANCE CA SBI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3887
CEV|EATON VANCE CA SBI|FTBR|Foliofn Investments, Inc.|20
CEV|EATON VANCE CA SBI|GSCO|GOLDMAN SACHS & CO. LLC|45
CEV|EATON VANCE CA SBI|IATS|INTERACTIVE BROKERS LLC|4245
CEV|EATON VANCE CA SBI|IBKR|Interactive Brokers Llc|14858
CEV|EATON VANCE CA SBI|INCA|INSTINET, LLC|5699
CEV|EATON VANCE CA SBI|ITGI|ITG Inc.|1826
CEV|EATON VANCE CA SBI|ITGP|ITG INC.|6800
CEV|EATON VANCE CA SBI|JEFF|JEFFERIES LLC|2800
CEV|EATON VANCE CA SBI|JPMX|J.P. Morgan Securities LLC|600
CEV|EATON VANCE CA SBI|KCGM|VIRTU Americas LLC|1300
CEV|EATON VANCE CA SBI|LEHM|Barclays Capital Inc./Le|400
CEV|EATON VANCE CA SBI|LIME|Lime Brokerage LLC|908
CEV|EATON VANCE CA SBI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
CEV|EATON VANCE CA SBI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
CEV|EATON VANCE CA SBI|MSCO|MORGAN STANLEY & CO. LLC|23000
CEV|EATON VANCE CA SBI|MSPL|MORGAN STANLEY & CO. LLC|3700
CEV|EATON VANCE CA SBI|NFSC|National Financial Services LLC|18784
CEV|EATON VANCE CA SBI|NITE|VIRTU Americas LLC|30112
CEV|EATON VANCE CA SBI|NQRB|Brut, LLC|647
CEV|EATON VANCE CA SBI|OPCO|Oppenheimer & Co. Inc.|17
CEV|EATON VANCE CA SBI|PDQM|CODA MARKETS, INC.|277
CEV|EATON VANCE CA SBI|PWJC|UBS Financial Services, Inc.|1105
CEV|EATON VANCE CA SBI|RBCM|RBC CAPITAL MARKETS, LLC|4800
CEV|EATON VANCE CA SBI|SGMT|GOLDMAN SACHS & CO. LLC|936
CEV|EATON VANCE CA SBI|STFL|Stifel, Nicolaus & Company, Incorporated|1325
CEV|EATON VANCE CA SBI|SWST|Hilltop Securities Inc.|494
CEV|EATON VANCE CA SBI|TKNG|ALLY INVEST SECURITIES LLC|581
CEV|EATON VANCE CA SBI|TRBT|Tradebot Systems, Inc.|200
CEV|EATON VANCE CA SBI|UBSA|UBS SECURITIES LLC|11699
CEV|EATON VANCE CA SBI|UBSS|UBS Securities LLC|21313
CEV|EATON VANCE CA SBI|VGRD|Vanguard Marketing Corporation|1300
CEV|EATON VANCE CA SBI|WCHV|WELLS FARGO SECURITIES, LLC|9286
CEV|EATON VANCE CA SBI|WEDB|WEDBUSH SECURITIES INC.|87
CEV|EATON VANCE CA SBI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|222
CEV|EATON VANCE CA SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4612
CEV|EATON VANCE CA SBI|WSEA|WOLVERINE SECURITIES, LLC|297
CEVA|CEVA INC          ##|ANOS|ABEL/NOSER, L.L.C.|1255
CEVA|CEVA INC          ##|APCC|Apex Clearing Corporation|20
CEVA|CEVA INC          ##|BATM|CBOE TRADING, INC.|208
CEVA|CEVA INC          ##|BERN|Sanford C. Bernstein & Co., LLC|1500
CEVA|CEVA INC          ##|BIDS|BIDS TRADING L.P.|11500
CEVA|CEVA INC          ##|BIMI|Banca IMI Securities Corp.|69
CEVA|CEVA INC          ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|477
CEVA|CEVA INC          ##|BMLT|TITAN SECURITIES|496
CEVA|CEVA INC          ##|BMOC|BMO Capital Markets Corp.|3505
CEVA|CEVA INC          ##|BNPX|BNP PARIBAS SECURITIES CORP.|4338
CEVA|CEVA INC          ##|BRVL|BLAYLOCK VAN, LLC|100
CEVA|CEVA INC          ##|BTIG|BTIG, LLC|3898
CEVA|CEVA INC          ##|BYXM|CBOE TRADING, INC.|100
CEVA|CEVA INC          ##|BZYD|GOLDMAN SACHS & CO. LLC|974
CEVA|CEVA INC          ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15290
CEVA|CEVA INC          ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CEVA|CEVA INC          ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1457
CEVA|CEVA INC          ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66239
CEVA|CEVA INC          ##|CTDL|Citadel Derivatives Group Llc|217
CEVA|CEVA INC          ##|CTLR|CUTLER GROUP, LP|1177
CEVA|CEVA INC          ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|6874
CEVA|CEVA INC          ##|DBAB|Deutsche Bank Securities Inc.|95377
CEVA|CEVA INC          ##|DBAX|Deutsche Bank Securities Inc.|57800
CEVA|CEVA INC          ##|DBUL|Deutsche Bank Securities Inc.|200
CEVA|CEVA INC          ##|DEAN|MORGAN STANLEY|3972
CEVA|CEVA INC          ##|DEGS|RONIN PROFESSIONAL LLC|2449
CEVA|CEVA INC          ##|DOTC|Dougherty & Company LLC|724
CEVA|CEVA INC          ##|EBXL|EBX LLC|34300
CEVA|CEVA INC          ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|499
CEVA|CEVA INC          ##|EDJO|Edward D. Jones & Co., L.P.|94
CEVA|CEVA INC          ##|EGAM|CBOE TRADING, INC.|2156
CEVA|CEVA INC          ##|EGMT|EG MARKET TECHNOLOGIES LLC|200
CEVA|CEVA INC          ##|EGXM|CBOE TRADING, INC.|151
CEVA|CEVA INC          ##|ETBE|Electronic Transaction Clearing, Inc.|2
CEVA|CEVA INC          ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CEVA|CEVA INC          ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9326
CEVA|CEVA INC          ##|ETRS|E*Trade Securities LLC|9686
CEVA|CEVA INC          ##|FBCO|Credit Suisse Securities (USA) LLC|138466
CEVA|CEVA INC          ##|FILL|Tradestation Securities, Inc.|1000
CEVA|CEVA INC          ##|FOMA|TD AMERITRADE CLEARING, INC.|10026
CEVA|CEVA INC          ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|221
CEVA|CEVA INC          ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18489
CEVA|CEVA INC          ##|FTBR|Foliofn Investments, Inc.|4290
CEVA|CEVA INC          ##|GEBB|GLOBAL EXECUTION BROKERS, LP|6129
CEVA|CEVA INC          ##|GLPX|ACS EXECUTION SERVICES, LLC|1305
CEVA|CEVA INC          ##|GSCO|GOLDMAN SACHS & CO. LLC|169235
CEVA|CEVA INC          ##|GSCS|GOLDMAN SACHS & CO. LLC|15513
CEVA|CEVA INC          ##|GSLT|GOLDMAN SACHS & CO. LLC|178
CEVA|CEVA INC          ##|GTSZ|GTS SECURITIES LLC|8422
CEVA|CEVA INC          ##|HRBF|American Enterprise Investment Services Inc.|66
CEVA|CEVA INC          ##|HSBC|HSBC Securities, Inc.|1488
CEVA|CEVA INC          ##|IATS|INTERACTIVE BROKERS LLC|328
CEVA|CEVA INC          ##|IBKR|Interactive Brokers Llc|23971
CEVA|CEVA INC          ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|53
CEVA|CEVA INC          ##|ICBX|INSTINET, LLC|9800
CEVA|CEVA INC          ##|IEQY|CITADEL SECURITIES LLC|12049
CEVA|CEVA INC          ##|INCA|INSTINET, LLC|80019
CEVA|CEVA INC          ##|INJX|INSTINET, LLC|3513
CEVA|CEVA INC          ##|ITGI|ITG Inc.|2448
CEVA|CEVA INC          ##|ITGP|ITG INC.|18800
CEVA|CEVA INC          ##|JEFF|JEFFERIES LLC|15045
CEVA|CEVA INC          ##|JMPT|JUMP TRADING, LLC|10119
CEVA|CEVA INC          ##|JPBX|J.P. MORGAN SECURITIES LLC|5418
CEVA|CEVA INC          ##|JPMX|J.P. Morgan Securities LLC|73795
CEVA|CEVA INC          ##|JSJX|JANE STREET CAPITAL LLC|5153
CEVA|CEVA INC          ##|KCGM|VIRTU Americas LLC|9889
CEVA|CEVA INC          ##|LEHM|Barclays Capital Inc./Le|185446
CEVA|CEVA INC          ##|LIME|Lime Brokerage LLC|48960
CEVA|CEVA INC          ##|LOOP|Loop Capital Markets LLC|100
CEVA|CEVA INC          ##|LQNB|LIQUIDNET, INC.|11500
CEVA|CEVA INC          ##|LSCI|Lek Securities Corporation|141
CEVA|CEVA INC          ##|MAXM|Maxim Group LLC|2362
CEVA|CEVA INC          ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87728
CEVA|CEVA INC          ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1933
CEVA|CEVA INC          ##|MSCO|MORGAN STANLEY & CO. LLC|296235
CEVA|CEVA INC          ##|MSPL|MORGAN STANLEY & CO. LLC|63000
CEVA|CEVA INC          ##|MSTX|MORGAN STANLEY & CO. LLC|5400
CEVA|CEVA INC          ##|MWCC|Monness Crespi Hardt & Co., Inc.|200
CEVA|CEVA INC          ##|NEED|Needham & Company, LLC|200
CEVA|CEVA INC          ##|NEUB|NEUBERGER BERMAN BD LLC|110
CEVA|CEVA INC          ##|NFSC|National Financial Services LLC|21156
CEVA|CEVA INC          ##|NITE|VIRTU Americas LLC|103862
CEVA|CEVA INC          ##|NITP|VIRTU Americas LLC|380
CEVA|CEVA INC          ##|NORT|Northland Securities, Inc.|11300
CEVA|CEVA INC          ##|NQRB|Brut, LLC|2322
CEVA|CEVA INC          ##|OPCO|Oppenheimer & Co. Inc.|2010
CEVA|CEVA INC          ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|561
CEVA|CEVA INC          ##|PDQM|CODA MARKETS, INC.|2820
CEVA|CEVA INC          ##|PWJC|UBS Financial Services, Inc.|50
CEVA|CEVA INC          ##|RAJA|Raymond James & Associates, Inc.|413
CEVA|CEVA INC          ##|RILY|B. RILEY FBR, INC.|293
CEVA|CEVA INC          ##|ROTH|Roth Capital Partners, LLC|25300
CEVA|CEVA INC          ##|SAGL|SAGETRADER, LLC|100
CEVA|CEVA INC          ##|SAGW|SAGETRADER, LLC|1544
CEVA|CEVA INC          ##|SBSH|Citigroup Global Markets Inc.|31516
CEVA|CEVA INC          ##|SGMT|GOLDMAN SACHS & CO. LLC|40257
CEVA|CEVA INC          ##|SPDR|SPEEDROUTE LLC|1610
CEVA|CEVA INC          ##|SPHN|Stephens Inc.|300
CEVA|CEVA INC          ##|STFL|Stifel, Nicolaus & Company, Incorporated|5105
CEVA|CEVA INC          ##|SWIM|TD Ameritrade, Inc.|1270
CEVA|CEVA INC          ##|SWST|Hilltop Securities Inc.|669
CEVA|CEVA INC          ##|TKNG|ALLY INVEST SECURITIES LLC|65
CEVA|CEVA INC          ##|TRBT|Tradebot Systems, Inc.|7938
CEVA|CEVA INC          ##|TRCM|TRC MARKETS LLC|27700
CEVA|CEVA INC          ##|UBSS|UBS Securities LLC|157186
CEVA|CEVA INC          ##|VALX|VIRTU AMERICAS LLC|9897
CEVA|CEVA INC          ##|VGRD|Vanguard Marketing Corporation|1045
CEVA|CEVA INC          ##|WBLR|WILLIAM BLAIR|1000
CEVA|CEVA INC          ##|WCHV|WELLS FARGO SECURITIES, LLC|13367
CEVA|CEVA INC          ##|WEED|Weeden & Co.L.P.|990
CEVA|CEVA INC          ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|485
CEVA|CEVA INC          ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7642
CEVA|CEVA INC          ##|WSEA|WOLVERINE SECURITIES, LLC|353
CEVA|CEVA INC          ##|XIST|INSTINET, LLC|9208
CEVA|CEVA INC          ##|XPQR|Jump Trading|200
CEVA|CEVA INC          ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3626
CEVA|CEVA INC          ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|702
CEW|WISDOMTREE EMRGNG|ALTX|Alternet Securities Inc.|200
CEW|WISDOMTREE EMRGNG|APCC|Apex Clearing Corporation|81
CEW|WISDOMTREE EMRGNG|BATM|CBOE TRADING, INC.|26269
CEW|WISDOMTREE EMRGNG|BBNT|BB&T SECURITIES, LLC|1679
CEW|WISDOMTREE EMRGNG|CANT|Cantor Fitzgerald & Co.|155
CEW|WISDOMTREE EMRGNG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10454
CEW|WISDOMTREE EMRGNG|CSIN|Citadel Securities Institutional LLC|49407
CEW|WISDOMTREE EMRGNG|CTDL|Citadel Derivatives Group Llc|51026
CEW|WISDOMTREE EMRGNG|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CEW|WISDOMTREE EMRGNG|DBAX|Deutsche Bank Securities Inc.|5100
CEW|WISDOMTREE EMRGNG|DEAN|MORGAN STANLEY|256
CEW|WISDOMTREE EMRGNG|DEGS|RONIN PROFESSIONAL LLC|6200
CEW|WISDOMTREE EMRGNG|EBXL|EBX LLC|1100
CEW|WISDOMTREE EMRGNG|ETRS|E*Trade Securities LLC|76
CEW|WISDOMTREE EMRGNG|FTBR|Foliofn Investments, Inc.|9
CEW|WISDOMTREE EMRGNG|GEBB|GLOBAL EXECUTION BROKERS, LP|8971
CEW|WISDOMTREE EMRGNG|GSCO|GOLDMAN SACHS & CO. LLC|200
CEW|WISDOMTREE EMRGNG|GSCS|GOLDMAN SACHS & CO. LLC|8
CEW|WISDOMTREE EMRGNG|GTSZ|GTS SECURITIES LLC|100
CEW|WISDOMTREE EMRGNG|IATS|INTERACTIVE BROKERS LLC|321
CEW|WISDOMTREE EMRGNG|IBKR|Interactive Brokers Llc|6351
CEW|WISDOMTREE EMRGNG|ICBX|INSTINET, LLC|2000
CEW|WISDOMTREE EMRGNG|INTL|INTL FCSTONE FINANCIAL INC.|730
CEW|WISDOMTREE EMRGNG|ITGI|ITG Inc.|3428
CEW|WISDOMTREE EMRGNG|ITGP|ITG INC.|2800
CEW|WISDOMTREE EMRGNG|JPMX|J.P. Morgan Securities LLC|600
CEW|WISDOMTREE EMRGNG|JSEB|JANE STREET EXECUTION SERVICES, LLC|128125
CEW|WISDOMTREE EMRGNG|JSJX|JANE STREET CAPITAL LLC|55245
CEW|WISDOMTREE EMRGNG|KCGM|VIRTU Americas LLC|1400
CEW|WISDOMTREE EMRGNG|LEHM|Barclays Capital Inc./Le|2000
CEW|WISDOMTREE EMRGNG|LIME|Lime Brokerage LLC|3894
CEW|WISDOMTREE EMRGNG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
CEW|WISDOMTREE EMRGNG|MOTF|MOTIF INVESTING, INC.|2
CEW|WISDOMTREE EMRGNG|MSCO|MORGAN STANLEY & CO. LLC|14814
CEW|WISDOMTREE EMRGNG|MSPL|MORGAN STANLEY & CO. LLC|800
CEW|WISDOMTREE EMRGNG|NFSC|National Financial Services LLC|17025
CEW|WISDOMTREE EMRGNG|NITE|VIRTU Americas LLC|23391
CEW|WISDOMTREE EMRGNG|RBCM|RBC CAPITAL MARKETS, LLC|5046
CEW|WISDOMTREE EMRGNG|SBSH|Citigroup Global Markets Inc.|800
CEW|WISDOMTREE EMRGNG|SGMT|GOLDMAN SACHS & CO. LLC|626
CEW|WISDOMTREE EMRGNG|SWIM|TD Ameritrade, Inc.|25
CEW|WISDOMTREE EMRGNG|UBSA|UBS SECURITIES LLC|25304
CEW|WISDOMTREE EMRGNG|UBSS|UBS Securities LLC|13922
CEW|WISDOMTREE EMRGNG|VGRD|Vanguard Marketing Corporation|3000
CEW|WISDOMTREE EMRGNG|WCHV|WELLS FARGO SECURITIES, LLC|4217
CEW|WISDOMTREE EMRGNG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2167
CEW|WISDOMTREE EMRGNG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3871
CEW|WISDOMTREE EMRGNG|WSEA|WOLVERINE SECURITIES, LLC|316
CEW|WISDOMTREE EMRGNG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|61
CEY|VICSH EM HD VLWT ETF|BARD|Robert W. Baird & Co. Incorporated|2600
CEY|VICSH EM HD VLWT ETF|CHAS|Charles Schwab & Co., Inc.|1
CEY|VICSH EM HD VLWT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20310
CEY|VICSH EM HD VLWT ETF|CSIN|Citadel Securities Institutional LLC|2764
CEY|VICSH EM HD VLWT ETF|DBAX|Deutsche Bank Securities Inc.|2500
CEY|VICSH EM HD VLWT ETF|EBXL|EBX LLC|500
CEY|VICSH EM HD VLWT ETF|ETRS|E*Trade Securities LLC|3
CEY|VICSH EM HD VLWT ETF|FOMA|TD AMERITRADE CLEARING, INC.|5324
CEY|VICSH EM HD VLWT ETF|FTBR|Foliofn Investments, Inc.|1
CEY|VICSH EM HD VLWT ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|91
CEY|VICSH EM HD VLWT ETF|GSCO|GOLDMAN SACHS & CO. LLC|19250
CEY|VICSH EM HD VLWT ETF|GTSZ|GTS SECURITIES LLC|100
CEY|VICSH EM HD VLWT ETF|ICBX|INSTINET, LLC|1100
CEY|VICSH EM HD VLWT ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|7340
CEY|VICSH EM HD VLWT ETF|JSJX|JANE STREET CAPITAL LLC|4971
CEY|VICSH EM HD VLWT ETF|KCGM|VIRTU Americas LLC|1980
CEY|VICSH EM HD VLWT ETF|LEHM|Barclays Capital Inc./Le|3400
CEY|VICSH EM HD VLWT ETF|LIME|Lime Brokerage LLC|1450
CEY|VICSH EM HD VLWT ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1380
CEY|VICSH EM HD VLWT ETF|MSCO|MORGAN STANLEY & CO. LLC|4068
CEY|VICSH EM HD VLWT ETF|MSPL|MORGAN STANLEY & CO. LLC|300
CEY|VICSH EM HD VLWT ETF|NFSC|National Financial Services LLC|1919
CEY|VICSH EM HD VLWT ETF|NITE|VIRTU Americas LLC|8963
CEY|VICSH EM HD VLWT ETF|NQRB|Brut, LLC|800
CEY|VICSH EM HD VLWT ETF|RAJA|Raymond James & Associates, Inc.|1200
CEY|VICSH EM HD VLWT ETF|SALI|INTL FCSTONE FINANCIAL INC.|340
CEY|VICSH EM HD VLWT ETF|SGMT|GOLDMAN SACHS & CO. LLC|400
CEY|VICSH EM HD VLWT ETF|UBSA|UBS SECURITIES LLC|5850
CEY|VICSH EM HD VLWT ETF|UBSS|UBS Securities LLC|5672
CEY|VICSH EM HD VLWT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10268
CEZ|VICTORYSHS EMG MKT V|BARD|Robert W. Baird & Co. Incorporated|1300
CEZ|VICTORYSHS EMG MKT V|BATM|CBOE TRADING, INC.|100
CEZ|VICTORYSHS EMG MKT V|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37
CEZ|VICTORYSHS EMG MKT V|CANT|Cantor Fitzgerald & Co.|3
CEZ|VICTORYSHS EMG MKT V|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
CEZ|VICTORYSHS EMG MKT V|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
CEZ|VICTORYSHS EMG MKT V|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1190
CEZ|VICTORYSHS EMG MKT V|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CEZ|VICTORYSHS EMG MKT V|CTDL|Citadel Derivatives Group Llc|679
CEZ|VICTORYSHS EMG MKT V|DBAB|Deutsche Bank Securities Inc.|100
CEZ|VICTORYSHS EMG MKT V|DBAX|Deutsche Bank Securities Inc.|300
CEZ|VICTORYSHS EMG MKT V|EBXL|EBX LLC|100
CEZ|VICTORYSHS EMG MKT V|EGAM|CBOE TRADING, INC.|100
CEZ|VICTORYSHS EMG MKT V|EGXM|CBOE TRADING, INC.|600
CEZ|VICTORYSHS EMG MKT V|ETRS|E*Trade Securities LLC|2
CEZ|VICTORYSHS EMG MKT V|FOMA|TD AMERITRADE CLEARING, INC.|398
CEZ|VICTORYSHS EMG MKT V|IBKR|Interactive Brokers Llc|3375
CEZ|VICTORYSHS EMG MKT V|JSJX|JANE STREET CAPITAL LLC|1066
CEZ|VICTORYSHS EMG MKT V|KCGM|VIRTU Americas LLC|762
CEZ|VICTORYSHS EMG MKT V|LEHM|Barclays Capital Inc./Le|400
CEZ|VICTORYSHS EMG MKT V|LIME|Lime Brokerage LLC|529
CEZ|VICTORYSHS EMG MKT V|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CEZ|VICTORYSHS EMG MKT V|MSCO|MORGAN STANLEY & CO. LLC|1315
CEZ|VICTORYSHS EMG MKT V|NFSC|National Financial Services LLC|310
CEZ|VICTORYSHS EMG MKT V|NITE|VIRTU Americas LLC|1707
CEZ|VICTORYSHS EMG MKT V|RAJA|Raymond James & Associates, Inc.|218
CEZ|VICTORYSHS EMG MKT V|RBCM|RBC CAPITAL MARKETS, LLC|17
CEZ|VICTORYSHS EMG MKT V|SALI|INTL FCSTONE FINANCIAL INC.|30
CEZ|VICTORYSHS EMG MKT V|SBSH|Citigroup Global Markets Inc.|2
CEZ|VICTORYSHS EMG MKT V|SGMT|GOLDMAN SACHS & CO. LLC|143
CEZ|VICTORYSHS EMG MKT V|STFL|Stifel, Nicolaus & Company, Incorporated|761
CEZ|VICTORYSHS EMG MKT V|UBSA|UBS SECURITIES LLC|153
CEZ|VICTORYSHS EMG MKT V|WCHV|WELLS FARGO SECURITIES, LLC|225
CEZ|VICTORYSHS EMG MKT V|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6249
CF|CF IND HLDGS INC|ABLE|NATIXIS Securities Americas LLC|127634
CF|CF IND HLDGS INC|ADAM|CANACCORD GENUITY INC.|40911
CF|CF IND HLDGS INC|ALTX|Alternet Securities Inc.|17418
CF|CF IND HLDGS INC|ANOS|ABEL/NOSER, L.L.C.|2765
CF|CF IND HLDGS INC|APCC|Apex Clearing Corporation|3451
CF|CF IND HLDGS INC|BANK|Primevest Financial Services, Inc.|2007
CF|CF IND HLDGS INC|BARD|Robert W. Baird & Co. Incorporated|3690
CF|CF IND HLDGS INC|BATM|CBOE TRADING, INC.|15684
CF|CF IND HLDGS INC|BAYC|BAY CREST PARTNERS, LLC|908
CF|CF IND HLDGS INC|BAYT|BTIG, LLC|20200
CF|CF IND HLDGS INC|BBNT|BB&T SECURITIES, LLC|1137
CF|CF IND HLDGS INC|BERN|Sanford C. Bernstein & Co., LLC|158221
CF|CF IND HLDGS INC|BIDS|BIDS TRADING L.P.|200
CF|CF IND HLDGS INC|BIMI|Banca IMI Securities Corp.|2500
CF|CF IND HLDGS INC|BKCM|BNY Mellon Capital Markets LLC|1000
CF|CF IND HLDGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10097
CF|CF IND HLDGS INC|BLKX|INSTINET, LLC|333167
CF|CF IND HLDGS INC|BMOC|BMO Capital Markets Corp.|105
CF|CF IND HLDGS INC|BNCH|The Benchmark Company, LLC|13000
CF|CF IND HLDGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|157540
CF|CF IND HLDGS INC|BTIG|BTIG, LLC|57745
CF|CF IND HLDGS INC|BYXM|CBOE TRADING, INC.|3617
CF|CF IND HLDGS INC|BZYD|GOLDMAN SACHS & CO. LLC|1400
CF|CF IND HLDGS INC|CABR|Cabrera Capital Markets, Inc.|50
CF|CF IND HLDGS INC|CANT|Cantor Fitzgerald & Co.|33236
CF|CF IND HLDGS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|24400
CF|CF IND HLDGS INC|CHAS|Charles Schwab & Co., Inc.|7004
CF|CF IND HLDGS INC|CIBP|CIBC World Markets Corp.|16987
CF|CF IND HLDGS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|45000
CF|CF IND HLDGS INC|CIST|Capital Institutional Services, Inc.|3212
CF|CF IND HLDGS INC|CLSA|CLSA AMERICAS, LLC|7693
CF|CF IND HLDGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|357169
CF|CF IND HLDGS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13975
CF|CF IND HLDGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1104123
CF|CF IND HLDGS INC|CSIN|Citadel Securities Institutional LLC|200
CF|CF IND HLDGS INC|CTDL|Citadel Derivatives Group Llc|13645
CF|CF IND HLDGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|150050
CF|CF IND HLDGS INC|DADA|D.A. Davidson & Co.|2150
CF|CF IND HLDGS INC|DAVA|Davenport & Company LLC|32419
CF|CF IND HLDGS INC|DBAB|Deutsche Bank Securities Inc.|641454
CF|CF IND HLDGS INC|DBAX|Deutsche Bank Securities Inc.|772900
CF|CF IND HLDGS INC|DBUL|Deutsche Bank Securities Inc.|5086
CF|CF IND HLDGS INC|DCHF|Dart Executions, LLC|4239
CF|CF IND HLDGS INC|DEAN|MORGAN STANLEY|4086
CF|CF IND HLDGS INC|DEGS|RONIN PROFESSIONAL LLC|400
CF|CF IND HLDGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8327
CF|CF IND HLDGS INC|DRWK|DRW SECURITIES, L.L.C.|11553
CF|CF IND HLDGS INC|EBXL|EBX LLC|571400
CF|CF IND HLDGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|18271
CF|CF IND HLDGS INC|EDJO|Edward D. Jones & Co., L.P.|7409
CF|CF IND HLDGS INC|EGAM|CBOE TRADING, INC.|173331
CF|CF IND HLDGS INC|EGAW|CBOE TRADING, INC.|360
CF|CF IND HLDGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1300
CF|CF IND HLDGS INC|EGXM|CBOE TRADING, INC.|12098
CF|CF IND HLDGS INC|ESPO|ESPOSITO SECURITIES, LLC|1294
CF|CF IND HLDGS INC|ETBE|Electronic Transaction Clearing, Inc.|53942
CF|CF IND HLDGS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
CF|CF IND HLDGS INC|ETCC|Electronic Transaction Clearing, Inc.|1201
CF|CF IND HLDGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|42948
CF|CF IND HLDGS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2930
CF|CF IND HLDGS INC|ETRS|E*Trade Securities LLC|79791
CF|CF IND HLDGS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|10
CF|CF IND HLDGS INC|FILL|Tradestation Securities, Inc.|20583
CF|CF IND HLDGS INC|FMAF|NBCN Inc./ CDS|5561
CF|CF IND HLDGS INC|FORD|Fordham Financial Management, Inc.|850
CF|CF IND HLDGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29510
CF|CF IND HLDGS INC|FQLS|Quantlab Securities LP|856784
CF|CF IND HLDGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|383802
CF|CF IND HLDGS INC|FTBR|Foliofn Investments, Inc.|20163
CF|CF IND HLDGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|39560
CF|CF IND HLDGS INC|GLIS|TD Securities Inc|2090
CF|CF IND HLDGS INC|GLPX|ACS EXECUTION SERVICES, LLC|93074
CF|CF IND HLDGS INC|GSCO|GOLDMAN SACHS & CO. LLC|3188081
CF|CF IND HLDGS INC|GSCS|GOLDMAN SACHS & CO. LLC|173073
CF|CF IND HLDGS INC|GSLT|GOLDMAN SACHS & CO. LLC|48698
CF|CF IND HLDGS INC|GTSZ|GTS SECURITIES LLC|250412
CF|CF IND HLDGS INC|HAPX|HAP Trading, LLC|400
CF|CF IND HLDGS INC|HRBF|American Enterprise Investment Services Inc.|5185
CF|CF IND HLDGS INC|HSBC|HSBC Securities, Inc.|15796
CF|CF IND HLDGS INC|IATS|INTERACTIVE BROKERS LLC|57698
CF|CF IND HLDGS INC|IBKR|Interactive Brokers Llc|119318
CF|CF IND HLDGS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|222
CF|CF IND HLDGS INC|ICBX|INSTINET, LLC|165318
CF|CF IND HLDGS INC|IEQY|CITADEL SECURITIES LLC|460934
CF|CF IND HLDGS INC|INCA|INSTINET, LLC|1193223
CF|CF IND HLDGS INC|INJX|INSTINET, LLC|3080
CF|CF IND HLDGS INC|ITGI|ITG Inc.|162434
CF|CF IND HLDGS INC|ITGP|ITG INC.|622000
CF|CF IND HLDGS INC|JANY|Janney Montgomery Scott Inc.|1945
CF|CF IND HLDGS INC|JEFF|JEFFERIES LLC|422439
CF|CF IND HLDGS INC|JMPT|JUMP TRADING, LLC|254752
CF|CF IND HLDGS INC|JONE|JonesTrading|13200
CF|CF IND HLDGS INC|JPBX|J.P. MORGAN SECURITIES LLC|470258
CF|CF IND HLDGS INC|JPMX|J.P. Morgan Securities LLC|1266208
CF|CF IND HLDGS INC|JSJX|JANE STREET CAPITAL LLC|22225
CF|CF IND HLDGS INC|KCGM|VIRTU Americas LLC|122294
CF|CF IND HLDGS INC|LEHM|Barclays Capital Inc./Le|3305443
CF|CF IND HLDGS INC|LIME|Lime Brokerage LLC|114151
CF|CF IND HLDGS INC|LIWD|LIME BROKERAGE LLC|375
CF|CF IND HLDGS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|152400
CF|CF IND HLDGS INC|LOOP|Loop Capital Markets LLC|2000
CF|CF IND HLDGS INC|LQNA|LIQUIDNET, INC.|131200
CF|CF IND HLDGS INC|LSCI|Lek Securities Corporation|2238
CF|CF IND HLDGS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|952
CF|CF IND HLDGS INC|MACC|Mid Atlantic Capital Corporation|6607
CF|CF IND HLDGS INC|MACQ|Macquarie Capital (USA) Inc.|7992
CF|CF IND HLDGS INC|MAVB|Great Point Capital LLC|300
CF|CF IND HLDGS INC|MAXM|Maxim Group LLC|1779
CF|CF IND HLDGS INC|MCBT|Moors & Cabot, Inc.|246
CF|CF IND HLDGS INC|MKMP|MKM Partners LLC|2990
CF|CF IND HLDGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|396020
CF|CF IND HLDGS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CF|CF IND HLDGS INC|MOTF|MOTIF INVESTING, INC.|26
CF|CF IND HLDGS INC|MSCO|MORGAN STANLEY & CO. LLC|4336636
CF|CF IND HLDGS INC|MSPL|MORGAN STANLEY & CO. LLC|836900
CF|CF IND HLDGS INC|MSTX|MORGAN STANLEY & CO. LLC|486400
CF|CF IND HLDGS INC|MULL|MARK J. MULLER EQUITIES, INC.|300
CF|CF IND HLDGS INC|MZHO|Mizuho Securities USA LLC|268335
CF|CF IND HLDGS INC|NEED|Needham & Company, LLC|1390
CF|CF IND HLDGS INC|NFSC|National Financial Services LLC|462014
CF|CF IND HLDGS INC|NITE|VIRTU Americas LLC|1157525
CF|CF IND HLDGS INC|NITP|VIRTU Americas LLC|6080
CF|CF IND HLDGS INC|NMRA|Nomura Securities International, Inc.|1200
CF|CF IND HLDGS INC|NORT|Northland Securities, Inc.|74796
CF|CF IND HLDGS INC|NQRB|Brut, LLC|92321
CF|CF IND HLDGS INC|NTBF|BMO Nesbitt Burns Inc./CDS|500
CF|CF IND HLDGS INC|NTFN|Network 1 Financial Securities Inc.|99
CF|CF IND HLDGS INC|NTRC|Northern Trust Securities, Inc.|1973
CF|CF IND HLDGS INC|OHOS|TWO SIGMA SECURITIES, LLC|231227
CF|CF IND HLDGS INC|OPCO|Oppenheimer & Co. Inc.|6142
CF|CF IND HLDGS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6384
CF|CF IND HLDGS INC|PDQM|CODA MARKETS, INC.|139884
CF|CF IND HLDGS INC|PHLY|NASDAQ Execution Services, LLC|8400
CF|CF IND HLDGS INC|PIPR|Piper Jaffray & Co.|6800
CF|CF IND HLDGS INC|PWJC|UBS Financial Services, Inc.|1955
CF|CF IND HLDGS INC|QMSR|QUATTRO M SECURITIES INC.|1515
CF|CF IND HLDGS INC|RBCM|RBC CAPITAL MARKETS, LLC|58300
CF|CF IND HLDGS INC|RGLD|Regal Securities, Inc|500
CF|CF IND HLDGS INC|SAGL|SAGETRADER, LLC|442637
CF|CF IND HLDGS INC|SAGW|SAGETRADER, LLC|2100
CF|CF IND HLDGS INC|SALI|INTL FCSTONE FINANCIAL INC.|50
CF|CF IND HLDGS INC|SBRX|MURIEL SIEBERT & CO INC|15
CF|CF IND HLDGS INC|SBSH|Citigroup Global Markets Inc.|685099
CF|CF IND HLDGS INC|SEIC|SEI Investments Distribution Co.|300
CF|CF IND HLDGS INC|SGMT|GOLDMAN SACHS & CO. LLC|440473
CF|CF IND HLDGS INC|SIBO|Prime Executions, Inc.|7533
CF|CF IND HLDGS INC|SJLS|TRADE INFORMATICS LLC|600
CF|CF IND HLDGS INC|SPDR|SPEEDROUTE LLC|13882
CF|CF IND HLDGS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|4128
CF|CF IND HLDGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1334
CF|CF IND HLDGS INC|STKP|STOCKPILE INVESTMENTS, INC.|4
CF|CF IND HLDGS INC|STRS|STRATEGAS RESEARCH PARTNERS|5000
CF|CF IND HLDGS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17455
CF|CF IND HLDGS INC|SWIM|TD Ameritrade, Inc.|206496
CF|CF IND HLDGS INC|SWST|Hilltop Securities Inc.|3667
CF|CF IND HLDGS INC|TAGC|TELSEY ADVISORY GROUP LLC|133
CF|CF IND HLDGS INC|TKNG|ALLY INVEST SECURITIES LLC|1395
CF|CF IND HLDGS INC|TMBR|Timber Hill LLC|64
CF|CF IND HLDGS INC|TRBT|Tradebot Systems, Inc.|632615
CF|CF IND HLDGS INC|TRCM|TRC MARKETS LLC|632625
CF|CF IND HLDGS INC|UBSA|UBS SECURITIES LLC|1743768
CF|CF IND HLDGS INC|UBSS|UBS Securities LLC|1615026
CF|CF IND HLDGS INC|USCA|USCA Securities LLC|400
CF|CF IND HLDGS INC|VALX|VIRTU AMERICAS LLC|13977
CF|CF IND HLDGS INC|VGRD|Vanguard Marketing Corporation|19288
CF|CF IND HLDGS INC|WBET|Wallachbeth Capital LLC|22610
CF|CF IND HLDGS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|11641
CF|CF IND HLDGS INC|WCHV|WELLS FARGO SECURITIES, LLC|323634
CF|CF IND HLDGS INC|WEDB|WEDBUSH SECURITIES INC.|13864
CF|CF IND HLDGS INC|WEED|Weeden & Co.L.P.|1911
CF|CF IND HLDGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|84094
CF|CF IND HLDGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|147221
CF|CF IND HLDGS INC|WGIF|CIBC World Markets Inc.|380
CF|CF IND HLDGS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1295
CF|CF IND HLDGS INC|WMLL|Watermill Institutional Trading LLC|50900
CF|CF IND HLDGS INC|WSEA|WOLVERINE SECURITIES, LLC|33953
CF|CF IND HLDGS INC|XIST|INSTINET, LLC|66058
CF|CF IND HLDGS INC|XPQR|Jump Trading|10725
CF|CF IND HLDGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|63722
CF|CF IND HLDGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|12009
CF|CF IND HLDGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17567
CFA|VICTORYSHS US 500 VO|APCC|Apex Clearing Corporation|5
CFA|VICTORYSHS US 500 VO|BARD|Robert W. Baird & Co. Incorporated|2069
CFA|VICTORYSHS US 500 VO|BATM|CBOE TRADING, INC.|100
CFA|VICTORYSHS US 500 VO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26153
CFA|VICTORYSHS US 500 VO|CANT|Cantor Fitzgerald & Co.|92522
CFA|VICTORYSHS US 500 VO|CHAS|Charles Schwab & Co., Inc.|12206
CFA|VICTORYSHS US 500 VO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19614
CFA|VICTORYSHS US 500 VO|CSIN|Citadel Securities Institutional LLC|1250
CFA|VICTORYSHS US 500 VO|CTDL|Citadel Derivatives Group Llc|1250
CFA|VICTORYSHS US 500 VO|DBAB|Deutsche Bank Securities Inc.|41162
CFA|VICTORYSHS US 500 VO|DBAX|Deutsche Bank Securities Inc.|1300
CFA|VICTORYSHS US 500 VO|DEAN|MORGAN STANLEY|21267
CFA|VICTORYSHS US 500 VO|EBXL|EBX LLC|2500
CFA|VICTORYSHS US 500 VO|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
CFA|VICTORYSHS US 500 VO|EDJO|Edward D. Jones & Co., L.P.|16611
CFA|VICTORYSHS US 500 VO|ETCB|ETC BROKERAGE SERVICES, LLC|923
CFA|VICTORYSHS US 500 VO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|430
CFA|VICTORYSHS US 500 VO|ETRS|E*Trade Securities LLC|337
CFA|VICTORYSHS US 500 VO|FBCO|Credit Suisse Securities (USA) LLC|104777
CFA|VICTORYSHS US 500 VO|FBSB|U.S. Bancorp Investments, Inc.|218
CFA|VICTORYSHS US 500 VO|FOMA|TD AMERITRADE CLEARING, INC.|8416
CFA|VICTORYSHS US 500 VO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CFA|VICTORYSHS US 500 VO|GEBB|GLOBAL EXECUTION BROKERS, LP|5419
CFA|VICTORYSHS US 500 VO|GSCO|GOLDMAN SACHS & CO. LLC|334
CFA|VICTORYSHS US 500 VO|GSLT|GOLDMAN SACHS & CO. LLC|1357
CFA|VICTORYSHS US 500 VO|GTSZ|GTS SECURITIES LLC|940
CFA|VICTORYSHS US 500 VO|HRBF|American Enterprise Investment Services Inc.|73274
CFA|VICTORYSHS US 500 VO|IBKR|Interactive Brokers Llc|22756
CFA|VICTORYSHS US 500 VO|ICBX|INSTINET, LLC|800
CFA|VICTORYSHS US 500 VO|ITGI|ITG Inc.|294
CFA|VICTORYSHS US 500 VO|JANY|Janney Montgomery Scott Inc.|47
CFA|VICTORYSHS US 500 VO|JPMX|J.P. Morgan Securities LLC|5200
CFA|VICTORYSHS US 500 VO|JSEB|JANE STREET EXECUTION SERVICES, LLC|99105
CFA|VICTORYSHS US 500 VO|JSJX|JANE STREET CAPITAL LLC|258462
CFA|VICTORYSHS US 500 VO|KCGM|VIRTU Americas LLC|3710
CFA|VICTORYSHS US 500 VO|LEHM|Barclays Capital Inc./Le|11200
CFA|VICTORYSHS US 500 VO|LIME|Lime Brokerage LLC|4409
CFA|VICTORYSHS US 500 VO|MACC|Mid Atlantic Capital Corporation|6
CFA|VICTORYSHS US 500 VO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6842
CFA|VICTORYSHS US 500 VO|MSCO|MORGAN STANLEY & CO. LLC|113455
CFA|VICTORYSHS US 500 VO|MSPL|MORGAN STANLEY & CO. LLC|500
CFA|VICTORYSHS US 500 VO|NFSC|National Financial Services LLC|11587
CFA|VICTORYSHS US 500 VO|NITE|VIRTU Americas LLC|83986
CFA|VICTORYSHS US 500 VO|OPCO|Oppenheimer & Co. Inc.|98
CFA|VICTORYSHS US 500 VO|PDQM|CODA MARKETS, INC.|38644
CFA|VICTORYSHS US 500 VO|PWJC|UBS Financial Services, Inc.|586
CFA|VICTORYSHS US 500 VO|RAJA|Raymond James & Associates, Inc.|27735
CFA|VICTORYSHS US 500 VO|RBCM|RBC CAPITAL MARKETS, LLC|16018
CFA|VICTORYSHS US 500 VO|SALI|INTL FCSTONE FINANCIAL INC.|100
CFA|VICTORYSHS US 500 VO|SGMT|GOLDMAN SACHS & CO. LLC|1059
CFA|VICTORYSHS US 500 VO|STFL|Stifel, Nicolaus & Company, Incorporated|711
CFA|VICTORYSHS US 500 VO|TRCM|TRC MARKETS LLC|485
CFA|VICTORYSHS US 500 VO|UBSA|UBS SECURITIES LLC|20040
CFA|VICTORYSHS US 500 VO|UBSS|UBS Securities LLC|97664
CFA|VICTORYSHS US 500 VO|VALX|VIRTU AMERICAS LLC|599
CFA|VICTORYSHS US 500 VO|VGRD|Vanguard Marketing Corporation|1591
CFA|VICTORYSHS US 500 VO|WCHV|WELLS FARGO SECURITIES, LLC|16973
CFA|VICTORYSHS US 500 VO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81148
CFBI|COMMUNITY FIRST CM|DBAB|Deutsche Bank Securities Inc.|1721
CFBI|COMMUNITY FIRST CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
CFBI|COMMUNITY FIRST CM|ETRS|E*Trade Securities LLC|1075
CFBI|COMMUNITY FIRST CM|FBCO|Credit Suisse Securities (USA) LLC|1
CFBI|COMMUNITY FIRST CM|FOMA|TD AMERITRADE CLEARING, INC.|26366
CFBI|COMMUNITY FIRST CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10
CFBI|COMMUNITY FIRST CM|GSCO|GOLDMAN SACHS & CO. LLC|462
CFBI|COMMUNITY FIRST CM|GTSZ|GTS SECURITIES LLC|5
CFBI|COMMUNITY FIRST CM|IATS|INTERACTIVE BROKERS LLC|200
CFBI|COMMUNITY FIRST CM|IBKR|Interactive Brokers Llc|8629
CFBI|COMMUNITY FIRST CM|INCA|INSTINET, LLC|2129
CFBI|COMMUNITY FIRST CM|KCGM|VIRTU Americas LLC|45
CFBI|COMMUNITY FIRST CM|LEHM|Barclays Capital Inc./Le|25
CFBI|COMMUNITY FIRST CM|LIME|Lime Brokerage LLC|5039
CFBI|COMMUNITY FIRST CM|MSCO|MORGAN STANLEY & CO. LLC|5027
CFBI|COMMUNITY FIRST CM|NFSC|National Financial Services LLC|59426
CFBI|COMMUNITY FIRST CM|NITE|VIRTU Americas LLC|26910
CFBI|COMMUNITY FIRST CM|RBCM|RBC CAPITAL MARKETS, LLC|3442
CFBI|COMMUNITY FIRST CM|SBSH|Citigroup Global Markets Inc.|100
CFBI|COMMUNITY FIRST CM|SGMT|GOLDMAN SACHS & CO. LLC|5
CFBI|COMMUNITY FIRST CM|SWIM|TD Ameritrade, Inc.|4101
CFBI|COMMUNITY FIRST CM|TRCM|TRC MARKETS LLC|300
CFBI|COMMUNITY FIRST CM|UBSA|UBS SECURITIES LLC|1400
CFBI|COMMUNITY FIRST CM|UBSS|UBS Securities LLC|3304
CFBI|COMMUNITY FIRST CM|VALX|VIRTU AMERICAS LLC|100
CFBI|COMMUNITY FIRST CM|VGRD|Vanguard Marketing Corporation|550
CFBI|COMMUNITY FIRST CM|WCHV|WELLS FARGO SECURITIES, LLC|133
CFBK|CENTRAL FED CP|BNKS|Fig Partners, LLC|14159
CFBK|CENTRAL FED CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2205
CFBK|CENTRAL FED CP|CTDL|Citadel Derivatives Group Llc|26
CFBK|CENTRAL FED CP|DBAB|Deutsche Bank Securities Inc.|1097
CFBK|CENTRAL FED CP|DEGS|RONIN PROFESSIONAL LLC|2008
CFBK|CENTRAL FED CP|EGXM|CBOE TRADING, INC.|4
CFBK|CENTRAL FED CP|ELEV|ELEVATION, LLC|95000
CFBK|CENTRAL FED CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|696
CFBK|CENTRAL FED CP|ETRS|E*Trade Securities LLC|2546
CFBK|CENTRAL FED CP|FBCO|Credit Suisse Securities (USA) LLC|4376
CFBK|CENTRAL FED CP|FOMA|TD AMERITRADE CLEARING, INC.|25134
CFBK|CENTRAL FED CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|610
CFBK|CENTRAL FED CP|GLPX|ACS EXECUTION SERVICES, LLC|13180
CFBK|CENTRAL FED CP|GSCO|GOLDMAN SACHS & CO. LLC|3415
CFBK|CENTRAL FED CP|GTSZ|GTS SECURITIES LLC|400
CFBK|CENTRAL FED CP|HOVD|HOVDE GROUP, LLC|11
CFBK|CENTRAL FED CP|IATS|INTERACTIVE BROKERS LLC|100
CFBK|CENTRAL FED CP|IBKR|Interactive Brokers Llc|6611
CFBK|CENTRAL FED CP|ICBX|INSTINET, LLC|100
CFBK|CENTRAL FED CP|INCA|INSTINET, LLC|1929
CFBK|CENTRAL FED CP|ITGI|ITG Inc.|6324
CFBK|CENTRAL FED CP|ITGP|ITG INC.|200
CFBK|CENTRAL FED CP|JONE|JonesTrading|42800
CFBK|CENTRAL FED CP|KCGM|VIRTU Americas LLC|400
CFBK|CENTRAL FED CP|LEHM|Barclays Capital Inc./Le|807
CFBK|CENTRAL FED CP|LIME|Lime Brokerage LLC|30485
CFBK|CENTRAL FED CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CFBK|CENTRAL FED CP|MAXM|Maxim Group LLC|7401
CFBK|CENTRAL FED CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CFBK|CENTRAL FED CP|MSCO|MORGAN STANLEY & CO. LLC|11140
CFBK|CENTRAL FED CP|NFSC|National Financial Services LLC|27281
CFBK|CENTRAL FED CP|NITE|VIRTU Americas LLC|54615
CFBK|CENTRAL FED CP|NQRB|Brut, LLC|1075
CFBK|CENTRAL FED CP|OPCO|Oppenheimer & Co. Inc.|4425
CFBK|CENTRAL FED CP|PDQM|CODA MARKETS, INC.|300
CFBK|CENTRAL FED CP|RAJA|Raymond James & Associates, Inc.|2327
CFBK|CENTRAL FED CP|RBCM|RBC CAPITAL MARKETS, LLC|5000
CFBK|CENTRAL FED CP|SBSH|Citigroup Global Markets Inc.|25
CFBK|CENTRAL FED CP|SGMT|GOLDMAN SACHS & CO. LLC|1044
CFBK|CENTRAL FED CP|SWIM|TD Ameritrade, Inc.|12064
CFBK|CENTRAL FED CP|TKNG|ALLY INVEST SECURITIES LLC|640
CFBK|CENTRAL FED CP|TRCM|TRC MARKETS LLC|4124
CFBK|CENTRAL FED CP|UBSA|UBS SECURITIES LLC|4431
CFBK|CENTRAL FED CP|UBSS|UBS Securities LLC|14026
CFBK|CENTRAL FED CP|VALX|VIRTU AMERICAS LLC|113
CFBK|CENTRAL FED CP|VGRD|Vanguard Marketing Corporation|684
CFBK|CENTRAL FED CP|WCHV|WELLS FARGO SECURITIES, LLC|600
CFBK|CENTRAL FED CP|WSEA|WOLVERINE SECURITIES, LLC|824
CFBK|CENTRAL FED CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CFBK|CENTRAL FED CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12718
CFFI|C&F FINANCIAL CORP|ANOS|ABEL/NOSER, L.L.C.|552
CFFI|C&F FINANCIAL CORP|APCC|Apex Clearing Corporation|2
CFFI|C&F FINANCIAL CORP|BATM|CBOE TRADING, INC.|300
CFFI|C&F FINANCIAL CORP|BBNT|BB&T SECURITIES, LLC|167
CFFI|C&F FINANCIAL CORP|BERN|Sanford C. Bernstein & Co., LLC|111
CFFI|C&F FINANCIAL CORP|BMOC|BMO Capital Markets Corp.|526
CFFI|C&F FINANCIAL CORP|BNKS|Fig Partners, LLC|542
CFFI|C&F FINANCIAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|327
CFFI|C&F FINANCIAL CORP|BTIG|BTIG, LLC|9
CFFI|C&F FINANCIAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|300
CFFI|C&F FINANCIAL CORP|CHAS|Charles Schwab & Co., Inc.|1
CFFI|C&F FINANCIAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1420
CFFI|C&F FINANCIAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22829
CFFI|C&F FINANCIAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25961
CFFI|C&F FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|246
CFFI|C&F FINANCIAL CORP|CTDL|Citadel Derivatives Group Llc|28
CFFI|C&F FINANCIAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|202
CFFI|C&F FINANCIAL CORP|DBAB|Deutsche Bank Securities Inc.|5384
CFFI|C&F FINANCIAL CORP|DBAX|Deutsche Bank Securities Inc.|3100
CFFI|C&F FINANCIAL CORP|EBXL|EBX LLC|200
CFFI|C&F FINANCIAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|40
CFFI|C&F FINANCIAL CORP|EGAM|CBOE TRADING, INC.|689
CFFI|C&F FINANCIAL CORP|EGXM|CBOE TRADING, INC.|2
CFFI|C&F FINANCIAL CORP|ETCC|Electronic Transaction Clearing, Inc.|8363
CFFI|C&F FINANCIAL CORP|ETRS|E*Trade Securities LLC|48
CFFI|C&F FINANCIAL CORP|FBCO|Credit Suisse Securities (USA) LLC|20215
CFFI|C&F FINANCIAL CORP|FILL|Tradestation Securities, Inc.|749
CFFI|C&F FINANCIAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|520
CFFI|C&F FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|160
CFFI|C&F FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|23
CFFI|C&F FINANCIAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|635
CFFI|C&F FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|20477
CFFI|C&F FINANCIAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|1
CFFI|C&F FINANCIAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|7
CFFI|C&F FINANCIAL CORP|GTSZ|GTS SECURITIES LLC|304
CFFI|C&F FINANCIAL CORP|IBKR|Interactive Brokers Llc|17192
CFFI|C&F FINANCIAL CORP|ICBX|INSTINET, LLC|200
CFFI|C&F FINANCIAL CORP|IEQY|CITADEL SECURITIES LLC|601
CFFI|C&F FINANCIAL CORP|INCA|INSTINET, LLC|8769
CFFI|C&F FINANCIAL CORP|INJX|INSTINET, LLC|1137
CFFI|C&F FINANCIAL CORP|ITGI|ITG Inc.|12892
CFFI|C&F FINANCIAL CORP|JEFF|JEFFERIES LLC|528
CFFI|C&F FINANCIAL CORP|JPMX|J.P. Morgan Securities LLC|210
CFFI|C&F FINANCIAL CORP|KCGM|VIRTU Americas LLC|100
CFFI|C&F FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|4994
CFFI|C&F FINANCIAL CORP|LIME|Lime Brokerage LLC|9342
CFFI|C&F FINANCIAL CORP|LMGP|LIME BROKERAGE LLC|458
CFFI|C&F FINANCIAL CORP|MAXM|Maxim Group LLC|233
CFFI|C&F FINANCIAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
CFFI|C&F FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|22543
CFFI|C&F FINANCIAL CORP|MSPL|MORGAN STANLEY & CO. LLC|200
CFFI|C&F FINANCIAL CORP|NFSC|National Financial Services LLC|1197
CFFI|C&F FINANCIAL CORP|NITE|VIRTU Americas LLC|6698
CFFI|C&F FINANCIAL CORP|PDQM|CODA MARKETS, INC.|21
CFFI|C&F FINANCIAL CORP|SBSH|Citigroup Global Markets Inc.|3813
CFFI|C&F FINANCIAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|401
CFFI|C&F FINANCIAL CORP|SPDR|SPEEDROUTE LLC|7334
CFFI|C&F FINANCIAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|300
CFFI|C&F FINANCIAL CORP|TRCM|TRC MARKETS LLC|22081
CFFI|C&F FINANCIAL CORP|UBSA|UBS SECURITIES LLC|2372
CFFI|C&F FINANCIAL CORP|UBSS|UBS Securities LLC|14166
CFFI|C&F FINANCIAL CORP|VALX|VIRTU AMERICAS LLC|103
CFFI|C&F FINANCIAL CORP|VGRD|Vanguard Marketing Corporation|85
CFFI|C&F FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|2130
CFFI|C&F FINANCIAL CORP|WEED|Weeden & Co.L.P.|2400
CFFI|C&F FINANCIAL CORP|WSEA|WOLVERINE SECURITIES, LLC|23
CFFI|C&F FINANCIAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1670
CFFN|CAPITOL FED FINL INC|ALTX|Alternet Securities Inc.|1600
CFFN|CAPITOL FED FINL INC|ANOS|ABEL/NOSER, L.L.C.|1860
CFFN|CAPITOL FED FINL INC|APCC|Apex Clearing Corporation|61
CFFN|CAPITOL FED FINL INC|BANK|Primevest Financial Services, Inc.|226
CFFN|CAPITOL FED FINL INC|BARD|Robert W. Baird & Co. Incorporated|2060
CFFN|CAPITOL FED FINL INC|BATM|CBOE TRADING, INC.|301
CFFN|CAPITOL FED FINL INC|BERN|Sanford C. Bernstein & Co., LLC|41393
CFFN|CAPITOL FED FINL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|729
CFFN|CAPITOL FED FINL INC|BMOC|BMO Capital Markets Corp.|20546
CFFN|CAPITOL FED FINL INC|BNPX|BNP PARIBAS SECURITIES CORP.|12737
CFFN|CAPITOL FED FINL INC|BTIG|BTIG, LLC|17798
CFFN|CAPITOL FED FINL INC|BYXM|CBOE TRADING, INC.|200
CFFN|CAPITOL FED FINL INC|BZYD|GOLDMAN SACHS & CO. LLC|3994
CFFN|CAPITOL FED FINL INC|CHAS|Charles Schwab & Co., Inc.|1559
CFFN|CAPITOL FED FINL INC|CIST|Capital Institutional Services, Inc.|1399
CFFN|CAPITOL FED FINL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9562
CFFN|CAPITOL FED FINL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8566
CFFN|CAPITOL FED FINL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
CFFN|CAPITOL FED FINL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|91660
CFFN|CAPITOL FED FINL INC|CTDL|Citadel Derivatives Group Llc|17515
CFFN|CAPITOL FED FINL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|62836
CFFN|CAPITOL FED FINL INC|DAWA|Daiwa Capital Markets America Inc.|3481
CFFN|CAPITOL FED FINL INC|DBAB|Deutsche Bank Securities Inc.|196006
CFFN|CAPITOL FED FINL INC|DBAX|Deutsche Bank Securities Inc.|60600
CFFN|CAPITOL FED FINL INC|DBUL|Deutsche Bank Securities Inc.|1581
CFFN|CAPITOL FED FINL INC|DEAN|MORGAN STANLEY|1000
CFFN|CAPITOL FED FINL INC|DEGS|RONIN PROFESSIONAL LLC|200
CFFN|CAPITOL FED FINL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2110
CFFN|CAPITOL FED FINL INC|EBXL|EBX LLC|73400
CFFN|CAPITOL FED FINL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|18547
CFFN|CAPITOL FED FINL INC|EDJO|Edward D. Jones & Co., L.P.|8387
CFFN|CAPITOL FED FINL INC|EGAM|CBOE TRADING, INC.|2758
CFFN|CAPITOL FED FINL INC|EGXM|CBOE TRADING, INC.|204
CFFN|CAPITOL FED FINL INC|EGXW|CBOE TRADING, INC.|100
CFFN|CAPITOL FED FINL INC|ETBE|Electronic Transaction Clearing, Inc.|200
CFFN|CAPITOL FED FINL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11780
CFFN|CAPITOL FED FINL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9080
CFFN|CAPITOL FED FINL INC|ETRS|E*Trade Securities LLC|8115
CFFN|CAPITOL FED FINL INC|FBCO|Credit Suisse Securities (USA) LLC|415776
CFFN|CAPITOL FED FINL INC|FBSB|U.S. Bancorp Investments, Inc.|22
CFFN|CAPITOL FED FINL INC|FILL|Tradestation Securities, Inc.|600
CFFN|CAPITOL FED FINL INC|FMAF|NBCN Inc./ CDS|80
CFFN|CAPITOL FED FINL INC|FOMA|TD AMERITRADE CLEARING, INC.|47934
CFFN|CAPITOL FED FINL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
CFFN|CAPITOL FED FINL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100954
CFFN|CAPITOL FED FINL INC|FTBR|Foliofn Investments, Inc.|26
CFFN|CAPITOL FED FINL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|44169
CFFN|CAPITOL FED FINL INC|GLPX|ACS EXECUTION SERVICES, LLC|1694
CFFN|CAPITOL FED FINL INC|GSCO|GOLDMAN SACHS & CO. LLC|597883
CFFN|CAPITOL FED FINL INC|GSCS|GOLDMAN SACHS & CO. LLC|16543
CFFN|CAPITOL FED FINL INC|GSLT|GOLDMAN SACHS & CO. LLC|481
CFFN|CAPITOL FED FINL INC|GTSZ|GTS SECURITIES LLC|4589
CFFN|CAPITOL FED FINL INC|HRBF|American Enterprise Investment Services Inc.|1434
CFFN|CAPITOL FED FINL INC|HSBC|HSBC Securities, Inc.|694
CFFN|CAPITOL FED FINL INC|IATS|INTERACTIVE BROKERS LLC|1904
CFFN|CAPITOL FED FINL INC|IBKR|Interactive Brokers Llc|38483
CFFN|CAPITOL FED FINL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|98
CFFN|CAPITOL FED FINL INC|ICBX|INSTINET, LLC|27380
CFFN|CAPITOL FED FINL INC|IEQY|CITADEL SECURITIES LLC|30552
CFFN|CAPITOL FED FINL INC|INCA|INSTINET, LLC|203956
CFFN|CAPITOL FED FINL INC|INJX|INSTINET, LLC|18039
CFFN|CAPITOL FED FINL INC|ITGI|ITG Inc.|39653
CFFN|CAPITOL FED FINL INC|ITGP|ITG INC.|158600
CFFN|CAPITOL FED FINL INC|JEFF|JEFFERIES LLC|72642
CFFN|CAPITOL FED FINL INC|JMPT|JUMP TRADING, LLC|1403
CFFN|CAPITOL FED FINL INC|JONE|JonesTrading|20770
CFFN|CAPITOL FED FINL INC|JPBX|J.P. MORGAN SECURITIES LLC|9070
CFFN|CAPITOL FED FINL INC|JPMX|J.P. Morgan Securities LLC|169414
CFFN|CAPITOL FED FINL INC|JSJX|JANE STREET CAPITAL LLC|2080
CFFN|CAPITOL FED FINL INC|KCGM|VIRTU Americas LLC|19905
CFFN|CAPITOL FED FINL INC|LEHM|Barclays Capital Inc./Le|411722
CFFN|CAPITOL FED FINL INC|LIME|Lime Brokerage LLC|150055
CFFN|CAPITOL FED FINL INC|LOOP|Loop Capital Markets LLC|100
CFFN|CAPITOL FED FINL INC|LSCI|Lek Securities Corporation|2
CFFN|CAPITOL FED FINL INC|MAXM|Maxim Group LLC|14300
CFFN|CAPITOL FED FINL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102973
CFFN|CAPITOL FED FINL INC|MSCO|MORGAN STANLEY & CO. LLC|957826
CFFN|CAPITOL FED FINL INC|MSPL|MORGAN STANLEY & CO. LLC|223300
CFFN|CAPITOL FED FINL INC|MSTX|MORGAN STANLEY & CO. LLC|39200
CFFN|CAPITOL FED FINL INC|NFSC|National Financial Services LLC|119322
CFFN|CAPITOL FED FINL INC|NITE|VIRTU Americas LLC|147979
CFFN|CAPITOL FED FINL INC|NITP|VIRTU Americas LLC|1000
CFFN|CAPITOL FED FINL INC|NQRB|Brut, LLC|1438
CFFN|CAPITOL FED FINL INC|NTRC|Northern Trust Securities, Inc.|1750
CFFN|CAPITOL FED FINL INC|OPCO|Oppenheimer & Co. Inc.|700
CFFN|CAPITOL FED FINL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|541
CFFN|CAPITOL FED FINL INC|PDQM|CODA MARKETS, INC.|7279
CFFN|CAPITOL FED FINL INC|PWJC|UBS Financial Services, Inc.|1100
CFFN|CAPITOL FED FINL INC|RAJA|Raymond James & Associates, Inc.|1241
CFFN|CAPITOL FED FINL INC|RBCM|RBC CAPITAL MARKETS, LLC|6056
CFFN|CAPITOL FED FINL INC|SAGL|SAGETRADER, LLC|14112
CFFN|CAPITOL FED FINL INC|SAGW|SAGETRADER, LLC|7914
CFFN|CAPITOL FED FINL INC|SALI|INTL FCSTONE FINANCIAL INC.|4
CFFN|CAPITOL FED FINL INC|SBSH|Citigroup Global Markets Inc.|172959
CFFN|CAPITOL FED FINL INC|SGMT|GOLDMAN SACHS & CO. LLC|37775
CFFN|CAPITOL FED FINL INC|SPDR|SPEEDROUTE LLC|4782
CFFN|CAPITOL FED FINL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
CFFN|CAPITOL FED FINL INC|STFL|Stifel, Nicolaus & Company, Incorporated|12948
CFFN|CAPITOL FED FINL INC|STKP|STOCKPILE INVESTMENTS, INC.|20
CFFN|CAPITOL FED FINL INC|SWIM|TD Ameritrade, Inc.|504
CFFN|CAPITOL FED FINL INC|SWST|Hilltop Securities Inc.|8967
CFFN|CAPITOL FED FINL INC|TONC|CUTTONE & CO., LLC|4428
CFFN|CAPITOL FED FINL INC|TRBT|Tradebot Systems, Inc.|61606
CFFN|CAPITOL FED FINL INC|TRCM|TRC MARKETS LLC|35948
CFFN|CAPITOL FED FINL INC|UBSA|UBS SECURITIES LLC|262436
CFFN|CAPITOL FED FINL INC|UBSS|UBS Securities LLC|401419
CFFN|CAPITOL FED FINL INC|VALX|VIRTU AMERICAS LLC|35911
CFFN|CAPITOL FED FINL INC|VERT|The Vertical Trading Group, LLC|482
CFFN|CAPITOL FED FINL INC|VGRD|Vanguard Marketing Corporation|10214
CFFN|CAPITOL FED FINL INC|WABR|Wall Street Access|121
CFFN|CAPITOL FED FINL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|400
CFFN|CAPITOL FED FINL INC|WCHV|WELLS FARGO SECURITIES, LLC|42124
CFFN|CAPITOL FED FINL INC|WSEA|WOLVERINE SECURITIES, LLC|4
CFFN|CAPITOL FED FINL INC|XIST|INSTINET, LLC|12250
CFFN|CAPITOL FED FINL INC|XPQR|Jump Trading|5800
CFFN|CAPITOL FED FINL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
CFFN|CAPITOL FED FINL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|40
CFFN|CAPITOL FED FINL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2741
CFG|CITIZENS FINL GROUP|ABLE|NATIXIS Securities Americas LLC|940314
CFG|CITIZENS FINL GROUP|ADAM|CANACCORD GENUITY INC.|25000
CFG|CITIZENS FINL GROUP|AGIS|Aegis Capital Corp.|75
CFG|CITIZENS FINL GROUP|ALTX|Alternet Securities Inc.|24732
CFG|CITIZENS FINL GROUP|ANOS|ABEL/NOSER, L.L.C.|25200
CFG|CITIZENS FINL GROUP|APCC|Apex Clearing Corporation|2137
CFG|CITIZENS FINL GROUP|BANK|Primevest Financial Services, Inc.|286
CFG|CITIZENS FINL GROUP|BARD|Robert W. Baird & Co. Incorporated|2247
CFG|CITIZENS FINL GROUP|BATM|CBOE TRADING, INC.|22412
CFG|CITIZENS FINL GROUP|BAYC|BAY CREST PARTNERS, LLC|45
CFG|CITIZENS FINL GROUP|BAYT|BTIG, LLC|16800
CFG|CITIZENS FINL GROUP|BBNT|BB&T SECURITIES, LLC|212
CFG|CITIZENS FINL GROUP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|20571
CFG|CITIZENS FINL GROUP|BERN|Sanford C. Bernstein & Co., LLC|701766
CFG|CITIZENS FINL GROUP|BIDS|BIDS TRADING L.P.|3900
CFG|CITIZENS FINL GROUP|BIMI|Banca IMI Securities Corp.|94
CFG|CITIZENS FINL GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22702
CFG|CITIZENS FINL GROUP|BLKX|INSTINET, LLC|22800
CFG|CITIZENS FINL GROUP|BMOC|BMO Capital Markets Corp.|433532
CFG|CITIZENS FINL GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|680133
CFG|CITIZENS FINL GROUP|BTIG|BTIG, LLC|198964
CFG|CITIZENS FINL GROUP|BYXM|CBOE TRADING, INC.|7091
CFG|CITIZENS FINL GROUP|BZYD|GOLDMAN SACHS & CO. LLC|1708
CFG|CITIZENS FINL GROUP|CABR|Cabrera Capital Markets, Inc.|75
CFG|CITIZENS FINL GROUP|CANT|Cantor Fitzgerald & Co.|42859
CFG|CITIZENS FINL GROUP|CBLC|CITIGROUP GLOBAL MARKETS INC.|84800
CFG|CITIZENS FINL GROUP|CHAS|Charles Schwab & Co., Inc.|27020
CFG|CITIZENS FINL GROUP|CIBP|CIBC World Markets Corp.|26924
CFG|CITIZENS FINL GROUP|CIOI|CITIGROUP GLOBAL MARKETS INC|264866
CFG|CITIZENS FINL GROUP|CIST|Capital Institutional Services, Inc.|20496
CFG|CITIZENS FINL GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|549810
CFG|CITIZENS FINL GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5977
CFG|CITIZENS FINL GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1711965
CFG|CITIZENS FINL GROUP|CTDL|Citadel Derivatives Group Llc|45035
CFG|CITIZENS FINL GROUP|CTLR|CUTLER GROUP, LP|2700
CFG|CITIZENS FINL GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|235146
CFG|CITIZENS FINL GROUP|DADA|D.A. Davidson & Co.|4238
CFG|CITIZENS FINL GROUP|DBAB|Deutsche Bank Securities Inc.|1120978
CFG|CITIZENS FINL GROUP|DBAX|Deutsche Bank Securities Inc.|1391200
CFG|CITIZENS FINL GROUP|DBUL|Deutsche Bank Securities Inc.|24369
CFG|CITIZENS FINL GROUP|DCHF|Dart Executions, LLC|5448
CFG|CITIZENS FINL GROUP|DEAN|MORGAN STANLEY|40142
CFG|CITIZENS FINL GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25917
CFG|CITIZENS FINL GROUP|EBXL|EBX LLC|1091900
CFG|CITIZENS FINL GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|43441
CFG|CITIZENS FINL GROUP|EDJO|Edward D. Jones & Co., L.P.|32290
CFG|CITIZENS FINL GROUP|EGAM|CBOE TRADING, INC.|48558
CFG|CITIZENS FINL GROUP|EGAW|CBOE TRADING, INC.|1151
CFG|CITIZENS FINL GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|400
CFG|CITIZENS FINL GROUP|EGXM|CBOE TRADING, INC.|6505
CFG|CITIZENS FINL GROUP|EGXW|CBOE TRADING, INC.|119
CFG|CITIZENS FINL GROUP|ETBE|Electronic Transaction Clearing, Inc.|64180
CFG|CITIZENS FINL GROUP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
CFG|CITIZENS FINL GROUP|ETCC|Electronic Transaction Clearing, Inc.|1371
CFG|CITIZENS FINL GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18832
CFG|CITIZENS FINL GROUP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2030
CFG|CITIZENS FINL GROUP|ETRS|E*Trade Securities LLC|59868
CFG|CITIZENS FINL GROUP|FBSB|U.S. Bancorp Investments, Inc.|85
CFG|CITIZENS FINL GROUP|FILL|Tradestation Securities, Inc.|2570
CFG|CITIZENS FINL GROUP|FINX|FINTECH SECURITIES|85
CFG|CITIZENS FINL GROUP|FMAF|NBCN Inc./ CDS|51918
CFG|CITIZENS FINL GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23452
CFG|CITIZENS FINL GROUP|FQLS|Quantlab Securities LP|1339337
CFG|CITIZENS FINL GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|177810
CFG|CITIZENS FINL GROUP|FTBR|Foliofn Investments, Inc.|22750
CFG|CITIZENS FINL GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|15805
CFG|CITIZENS FINL GROUP|GLPX|ACS EXECUTION SERVICES, LLC|127725
CFG|CITIZENS FINL GROUP|GSCO|GOLDMAN SACHS & CO. LLC|7131081
CFG|CITIZENS FINL GROUP|GSCS|GOLDMAN SACHS & CO. LLC|2300
CFG|CITIZENS FINL GROUP|GSLT|GOLDMAN SACHS & CO. LLC|56979
CFG|CITIZENS FINL GROUP|GTSZ|GTS SECURITIES LLC|535286
CFG|CITIZENS FINL GROUP|GUGS|Guggenheim Securities, LLC|61286
CFG|CITIZENS FINL GROUP|HRBF|American Enterprise Investment Services Inc.|8388
CFG|CITIZENS FINL GROUP|HSBC|HSBC Securities, Inc.|9750
CFG|CITIZENS FINL GROUP|IATS|INTERACTIVE BROKERS LLC|14442
CFG|CITIZENS FINL GROUP|IBKR|Interactive Brokers Llc|73782
CFG|CITIZENS FINL GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13787
CFG|CITIZENS FINL GROUP|ICBX|INSTINET, LLC|352962
CFG|CITIZENS FINL GROUP|IEQY|CITADEL SECURITIES LLC|449083
CFG|CITIZENS FINL GROUP|INCA|INSTINET, LLC|1385071
CFG|CITIZENS FINL GROUP|INJX|INSTINET, LLC|7594
CFG|CITIZENS FINL GROUP|ITGI|ITG Inc.|189822
CFG|CITIZENS FINL GROUP|ITGP|ITG INC.|478800
CFG|CITIZENS FINL GROUP|JANY|Janney Montgomery Scott Inc.|7612
CFG|CITIZENS FINL GROUP|JEFF|JEFFERIES LLC|989595
CFG|CITIZENS FINL GROUP|JMPT|JUMP TRADING, LLC|284018
CFG|CITIZENS FINL GROUP|JONE|JonesTrading|36972
CFG|CITIZENS FINL GROUP|JPBX|J.P. MORGAN SECURITIES LLC|537686
CFG|CITIZENS FINL GROUP|JPMX|J.P. Morgan Securities LLC|2281448
CFG|CITIZENS FINL GROUP|JSJX|JANE STREET CAPITAL LLC|18758
CFG|CITIZENS FINL GROUP|JUTA|JUMP TRADING, LLC|3867
CFG|CITIZENS FINL GROUP|KBWI|Keefe, Bruyette & Woods, Inc.|400
CFG|CITIZENS FINL GROUP|KCGM|VIRTU Americas LLC|222654
CFG|CITIZENS FINL GROUP|LEHM|Barclays Capital Inc./Le|3009882
CFG|CITIZENS FINL GROUP|LIME|Lime Brokerage LLC|329624
CFG|CITIZENS FINL GROUP|LMNX|LUMINEX TRADING & ANALYTICS LLC|300000
CFG|CITIZENS FINL GROUP|LOOP|Loop Capital Markets LLC|2104
CFG|CITIZENS FINL GROUP|LQNA|LIQUIDNET, INC.|507400
CFG|CITIZENS FINL GROUP|LSCI|Lek Securities Corporation|1049
CFG|CITIZENS FINL GROUP|MACC|Mid Atlantic Capital Corporation|100
CFG|CITIZENS FINL GROUP|MACQ|Macquarie Capital (USA) Inc.|5252
CFG|CITIZENS FINL GROUP|MAXM|Maxim Group LLC|205
CFG|CITIZENS FINL GROUP|MBTS|ALLY INVEST SECURITIES LLC|175
CFG|CITIZENS FINL GROUP|MCMF|Raymond James Ltd. Cds|45486
CFG|CITIZENS FINL GROUP|MKMP|MKM Partners LLC|17000
CFG|CITIZENS FINL GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|422176
CFG|CITIZENS FINL GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1472
CFG|CITIZENS FINL GROUP|MOTF|MOTIF INVESTING, INC.|32
CFG|CITIZENS FINL GROUP|MPSG|E D & F Man Capital Markets Inc.|10600
CFG|CITIZENS FINL GROUP|MSCO|MORGAN STANLEY & CO. LLC|9718605
CFG|CITIZENS FINL GROUP|MSPL|MORGAN STANLEY & CO. LLC|1794200
CFG|CITIZENS FINL GROUP|MSTX|MORGAN STANLEY & CO. LLC|916100
CFG|CITIZENS FINL GROUP|NFSC|National Financial Services LLC|602228
CFG|CITIZENS FINL GROUP|NITE|VIRTU Americas LLC|1389649
CFG|CITIZENS FINL GROUP|NITP|VIRTU Americas LLC|4610
CFG|CITIZENS FINL GROUP|NQRB|Brut, LLC|80692
CFG|CITIZENS FINL GROUP|NTBF|BMO Nesbitt Burns Inc./CDS|200
CFG|CITIZENS FINL GROUP|NTRC|Northern Trust Securities, Inc.|5750
CFG|CITIZENS FINL GROUP|OPCO|Oppenheimer & Co. Inc.|4123
CFG|CITIZENS FINL GROUP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10573
CFG|CITIZENS FINL GROUP|PCPT|PHILLIP CAPITAL INC.|5800
CFG|CITIZENS FINL GROUP|PDQM|CODA MARKETS, INC.|163879
CFG|CITIZENS FINL GROUP|PHLY|NASDAQ Execution Services, LLC|1000
CFG|CITIZENS FINL GROUP|PICT|Pictet Overseas Inc.|620
CFG|CITIZENS FINL GROUP|PIPR|Piper Jaffray & Co.|768
CFG|CITIZENS FINL GROUP|PWJC|UBS Financial Services, Inc.|9063
CFG|CITIZENS FINL GROUP|QMSR|QUATTRO M SECURITIES INC.|12172
CFG|CITIZENS FINL GROUP|RBCM|RBC CAPITAL MARKETS, LLC|49218
CFG|CITIZENS FINL GROUP|RHCO|Suntrust Robinson Humphrey, Inc.|17500
CFG|CITIZENS FINL GROUP|SAGL|SAGETRADER, LLC|134610
CFG|CITIZENS FINL GROUP|SAGW|SAGETRADER, LLC|12
CFG|CITIZENS FINL GROUP|SALI|INTL FCSTONE FINANCIAL INC.|226
CFG|CITIZENS FINL GROUP|SBRX|MURIEL SIEBERT & CO INC|80
CFG|CITIZENS FINL GROUP|SBSH|Citigroup Global Markets Inc.|747964
CFG|CITIZENS FINL GROUP|SEIC|SEI Investments Distribution Co.|5108
CFG|CITIZENS FINL GROUP|SGMT|GOLDMAN SACHS & CO. LLC|495010
CFG|CITIZENS FINL GROUP|SPDR|SPEEDROUTE LLC|66795
CFG|CITIZENS FINL GROUP|SPHN|Stephens Inc.|698
CFG|CITIZENS FINL GROUP|SSBS|STATE STREET GLOBAL MARKETS, LLC|2051
CFG|CITIZENS FINL GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|14412
CFG|CITIZENS FINL GROUP|STKP|STOCKPILE INVESTMENTS, INC.|10
CFG|CITIZENS FINL GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16008
CFG|CITIZENS FINL GROUP|SWIM|TD Ameritrade, Inc.|157716
CFG|CITIZENS FINL GROUP|SWST|Hilltop Securities Inc.|9545
CFG|CITIZENS FINL GROUP|TAGC|TELSEY ADVISORY GROUP LLC|1093
CFG|CITIZENS FINL GROUP|TDSI|TD Securities (USA) LLC|3500
CFG|CITIZENS FINL GROUP|TKNG|ALLY INVEST SECURITIES LLC|4354
CFG|CITIZENS FINL GROUP|TRBT|Tradebot Systems, Inc.|852209
CFG|CITIZENS FINL GROUP|TRCM|TRC MARKETS LLC|1530805
CFG|CITIZENS FINL GROUP|UBSA|UBS SECURITIES LLC|2295791
CFG|CITIZENS FINL GROUP|UBSS|UBS Securities LLC|2763298
CFG|CITIZENS FINL GROUP|VALX|VIRTU AMERICAS LLC|55481
CFG|CITIZENS FINL GROUP|VGRD|Vanguard Marketing Corporation|9632
CFG|CITIZENS FINL GROUP|VSIN|Vision Financial Markets Llc|125
CFG|CITIZENS FINL GROUP|WBLR|WILLIAM BLAIR|400
CFG|CITIZENS FINL GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|22311
CFG|CITIZENS FINL GROUP|WCHV|WELLS FARGO SECURITIES, LLC|968811
CFG|CITIZENS FINL GROUP|WDNX|WEEDEN & CO.L.P.|16438
CFG|CITIZENS FINL GROUP|WEDB|WEDBUSH SECURITIES INC.|21685
CFG|CITIZENS FINL GROUP|WEED|Weeden & Co.L.P.|27728
CFG|CITIZENS FINL GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|382808
CFG|CITIZENS FINL GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40941
CFG|CITIZENS FINL GROUP|WGIF|CIBC World Markets Inc.|1480
CFG|CITIZENS FINL GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5093
CFG|CITIZENS FINL GROUP|WSAG|WALL STREET ACCESS|4800
CFG|CITIZENS FINL GROUP|WSEA|WOLVERINE SECURITIES, LLC|6417
CFG|CITIZENS FINL GROUP|XIST|INSTINET, LLC|318168
CFG|CITIZENS FINL GROUP|XPQR|Jump Trading|4368
CFG|CITIZENS FINL GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|152716
CFG|CITIZENS FINL GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|14395
CFG|CITIZENS FINL GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23976
CFMS|CONFORMIS, INC. CS|ABLE|NATIXIS Securities Americas LLC|3220
CFMS|CONFORMIS, INC. CS|ALTX|Alternet Securities Inc.|700
CFMS|CONFORMIS, INC. CS|APCC|Apex Clearing Corporation|4
CFMS|CONFORMIS, INC. CS|BATM|CBOE TRADING, INC.|3600
CFMS|CONFORMIS, INC. CS|BERN|Sanford C. Bernstein & Co., LLC|19546
CFMS|CONFORMIS, INC. CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
CFMS|CONFORMIS, INC. CS|BMOC|BMO Capital Markets Corp.|8418
CFMS|CONFORMIS, INC. CS|BNPX|BNP PARIBAS SECURITIES CORP.|4770
CFMS|CONFORMIS, INC. CS|BTIG|BTIG, LLC|98788
CFMS|CONFORMIS, INC. CS|BYXM|CBOE TRADING, INC.|150
CFMS|CONFORMIS, INC. CS|CIST|Capital Institutional Services, Inc.|4525
CFMS|CONFORMIS, INC. CS|CLSA|CLSA AMERICAS, LLC|40180
CFMS|CONFORMIS, INC. CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25432
CFMS|CONFORMIS, INC. CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2950
CFMS|CONFORMIS, INC. CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84504
CFMS|CONFORMIS, INC. CS|CTDL|Citadel Derivatives Group Llc|1943
CFMS|CONFORMIS, INC. CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|15628
CFMS|CONFORMIS, INC. CS|DBAB|Deutsche Bank Securities Inc.|507713
CFMS|CONFORMIS, INC. CS|DBAX|Deutsche Bank Securities Inc.|42900
CFMS|CONFORMIS, INC. CS|DEAN|MORGAN STANLEY|321
CFMS|CONFORMIS, INC. CS|DEGS|RONIN PROFESSIONAL LLC|33447
CFMS|CONFORMIS, INC. CS|EBXL|EBX LLC|51500
CFMS|CONFORMIS, INC. CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1272
CFMS|CONFORMIS, INC. CS|EGAM|CBOE TRADING, INC.|1907
CFMS|CONFORMIS, INC. CS|EGXM|CBOE TRADING, INC.|501
CFMS|CONFORMIS, INC. CS|EGXW|CBOE TRADING, INC.|54
CFMS|CONFORMIS, INC. CS|ETBE|Electronic Transaction Clearing, Inc.|1630
CFMS|CONFORMIS, INC. CS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|822
CFMS|CONFORMIS, INC. CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|418
CFMS|CONFORMIS, INC. CS|ETRS|E*Trade Securities LLC|109913
CFMS|CONFORMIS, INC. CS|FBCO|Credit Suisse Securities (USA) LLC|192092
CFMS|CONFORMIS, INC. CS|FILL|Tradestation Securities, Inc.|500
CFMS|CONFORMIS, INC. CS|FOMA|TD AMERITRADE CLEARING, INC.|404457
CFMS|CONFORMIS, INC. CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7694
CFMS|CONFORMIS, INC. CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3677
CFMS|CONFORMIS, INC. CS|FTBR|Foliofn Investments, Inc.|527
CFMS|CONFORMIS, INC. CS|GEBB|GLOBAL EXECUTION BROKERS, LP|17418
CFMS|CONFORMIS, INC. CS|GLPX|ACS EXECUTION SERVICES, LLC|4957
CFMS|CONFORMIS, INC. CS|GSCO|GOLDMAN SACHS & CO. LLC|1244062
CFMS|CONFORMIS, INC. CS|GSCS|GOLDMAN SACHS & CO. LLC|14703
CFMS|CONFORMIS, INC. CS|GSLT|GOLDMAN SACHS & CO. LLC|800
CFMS|CONFORMIS, INC. CS|GTSZ|GTS SECURITIES LLC|1300
CFMS|CONFORMIS, INC. CS|HRBF|American Enterprise Investment Services Inc.|15200
CFMS|CONFORMIS, INC. CS|IATS|INTERACTIVE BROKERS LLC|5851
CFMS|CONFORMIS, INC. CS|IBKR|Interactive Brokers Llc|115970
CFMS|CONFORMIS, INC. CS|ICBX|INSTINET, LLC|21537
CFMS|CONFORMIS, INC. CS|IEQY|CITADEL SECURITIES LLC|800
CFMS|CONFORMIS, INC. CS|INCA|INSTINET, LLC|231850
CFMS|CONFORMIS, INC. CS|INJX|INSTINET, LLC|2870
CFMS|CONFORMIS, INC. CS|ITGI|ITG Inc.|257708
CFMS|CONFORMIS, INC. CS|ITGP|ITG INC.|52800
CFMS|CONFORMIS, INC. CS|JEFF|JEFFERIES LLC|14262
CFMS|CONFORMIS, INC. CS|JMPT|JUMP TRADING, LLC|806
CFMS|CONFORMIS, INC. CS|JPBX|J.P. MORGAN SECURITIES LLC|14526
CFMS|CONFORMIS, INC. CS|JPMX|J.P. Morgan Securities LLC|95840
CFMS|CONFORMIS, INC. CS|JSJX|JANE STREET CAPITAL LLC|2443
CFMS|CONFORMIS, INC. CS|JSSF|JMP Securities LLC|794958
CFMS|CONFORMIS, INC. CS|KCGM|VIRTU Americas LLC|14359
CFMS|CONFORMIS, INC. CS|LEHM|Barclays Capital Inc./Le|759125
CFMS|CONFORMIS, INC. CS|LIME|Lime Brokerage LLC|73051
CFMS|CONFORMIS, INC. CS|LOOP|Loop Capital Markets LLC|9327
CFMS|CONFORMIS, INC. CS|LQNA|LIQUIDNET, INC.|12500
CFMS|CONFORMIS, INC. CS|MACQ|Macquarie Capital (USA) Inc.|7486
CFMS|CONFORMIS, INC. CS|MAXM|Maxim Group LLC|2248
CFMS|CONFORMIS, INC. CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92116
CFMS|CONFORMIS, INC. CS|MOTF|MOTIF INVESTING, INC.|5
CFMS|CONFORMIS, INC. CS|MSCO|MORGAN STANLEY & CO. LLC|1845792
CFMS|CONFORMIS, INC. CS|MSPL|MORGAN STANLEY & CO. LLC|105100
CFMS|CONFORMIS, INC. CS|MSTX|MORGAN STANLEY & CO. LLC|103200
CFMS|CONFORMIS, INC. CS|NFSC|National Financial Services LLC|440904
CFMS|CONFORMIS, INC. CS|NITE|VIRTU Americas LLC|479228
CFMS|CONFORMIS, INC. CS|NITP|VIRTU Americas LLC|10600
CFMS|CONFORMIS, INC. CS|NQRB|Brut, LLC|300
CFMS|CONFORMIS, INC. CS|OPCO|Oppenheimer & Co. Inc.|100
CFMS|CONFORMIS, INC. CS|PDQM|CODA MARKETS, INC.|10980
CFMS|CONFORMIS, INC. CS|PNSR|Penserra Securities, LLC|31817
CFMS|CONFORMIS, INC. CS|PWJC|UBS Financial Services, Inc.|1900
CFMS|CONFORMIS, INC. CS|SBSH|Citigroup Global Markets Inc.|251661
CFMS|CONFORMIS, INC. CS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|800
CFMS|CONFORMIS, INC. CS|SGMT|GOLDMAN SACHS & CO. LLC|18045
CFMS|CONFORMIS, INC. CS|SPDR|SPEEDROUTE LLC|950
CFMS|CONFORMIS, INC. CS|STFL|Stifel, Nicolaus & Company, Incorporated|1486
CFMS|CONFORMIS, INC. CS|SWIM|TD Ameritrade, Inc.|44046
CFMS|CONFORMIS, INC. CS|TKNG|ALLY INVEST SECURITIES LLC|600
CFMS|CONFORMIS, INC. CS|TRBT|Tradebot Systems, Inc.|6379
CFMS|CONFORMIS, INC. CS|TRCM|TRC MARKETS LLC|34963
CFMS|CONFORMIS, INC. CS|UBSA|UBS SECURITIES LLC|291844
CFMS|CONFORMIS, INC. CS|UBSS|UBS Securities LLC|2140887
CFMS|CONFORMIS, INC. CS|VALX|VIRTU AMERICAS LLC|3967
CFMS|CONFORMIS, INC. CS|VGRD|Vanguard Marketing Corporation|7309
CFMS|CONFORMIS, INC. CS|WCHV|WELLS FARGO SECURITIES, LLC|381895
CFMS|CONFORMIS, INC. CS|WEED|Weeden & Co.L.P.|490
CFMS|CONFORMIS, INC. CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
CFMS|CONFORMIS, INC. CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2080
CFMS|CONFORMIS, INC. CS|WFPB|Wells Fargo Securities, LLC.|1201
CFMS|CONFORMIS, INC. CS|WGIF|CIBC World Markets Inc.|2000
CFMS|CONFORMIS, INC. CS|WSEA|WOLVERINE SECURITIES, LLC|4476
CFMS|CONFORMIS, INC. CS|XIST|INSTINET, LLC|400
CFMS|CONFORMIS, INC. CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10800
CFMS|CONFORMIS, INC. CS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CFMS|CONFORMIS, INC. CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2230
CFO|VICTORYSHS US 500 EN|AGIS|Aegis Capital Corp.|500
CFO|VICTORYSHS US 500 EN|APCC|Apex Clearing Corporation|2
CFO|VICTORYSHS US 500 EN|BATM|CBOE TRADING, INC.|1
CFO|VICTORYSHS US 500 EN|BBNT|BB&T SECURITIES, LLC|76
CFO|VICTORYSHS US 500 EN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1650
CFO|VICTORYSHS US 500 EN|CANT|Cantor Fitzgerald & Co.|101
CFO|VICTORYSHS US 500 EN|CHAS|Charles Schwab & Co., Inc.|3
CFO|VICTORYSHS US 500 EN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
CFO|VICTORYSHS US 500 EN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39962
CFO|VICTORYSHS US 500 EN|CSIN|Citadel Securities Institutional LLC|51071
CFO|VICTORYSHS US 500 EN|CTDL|Citadel Derivatives Group Llc|28599
CFO|VICTORYSHS US 500 EN|DADA|D.A. Davidson & Co.|324
CFO|VICTORYSHS US 500 EN|DBAB|Deutsche Bank Securities Inc.|40153
CFO|VICTORYSHS US 500 EN|DBAX|Deutsche Bank Securities Inc.|8000
CFO|VICTORYSHS US 500 EN|DEAN|MORGAN STANLEY|17395
CFO|VICTORYSHS US 500 EN|EBXL|EBX LLC|5000
CFO|VICTORYSHS US 500 EN|EDJO|Edward D. Jones & Co., L.P.|639
CFO|VICTORYSHS US 500 EN|ETBE|Electronic Transaction Clearing, Inc.|724
CFO|VICTORYSHS US 500 EN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|704
CFO|VICTORYSHS US 500 EN|ETRS|E*Trade Securities LLC|2
CFO|VICTORYSHS US 500 EN|FBCO|Credit Suisse Securities (USA) LLC|72595
CFO|VICTORYSHS US 500 EN|FBSB|U.S. Bancorp Investments, Inc.|6668
CFO|VICTORYSHS US 500 EN|FILL|Tradestation Securities, Inc.|3794
CFO|VICTORYSHS US 500 EN|FOMA|TD AMERITRADE CLEARING, INC.|20143
CFO|VICTORYSHS US 500 EN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|480
CFO|VICTORYSHS US 500 EN|FTBR|Foliofn Investments, Inc.|1029
CFO|VICTORYSHS US 500 EN|GEBB|GLOBAL EXECUTION BROKERS, LP|4010
CFO|VICTORYSHS US 500 EN|GSCO|GOLDMAN SACHS & CO. LLC|5490
CFO|VICTORYSHS US 500 EN|GSLT|GOLDMAN SACHS & CO. LLC|1784
CFO|VICTORYSHS US 500 EN|GTSZ|GTS SECURITIES LLC|2148
CFO|VICTORYSHS US 500 EN|HRBF|American Enterprise Investment Services Inc.|77692
CFO|VICTORYSHS US 500 EN|IBKR|Interactive Brokers Llc|24821
CFO|VICTORYSHS US 500 EN|ICBX|INSTINET, LLC|6758
CFO|VICTORYSHS US 500 EN|INCA|INSTINET, LLC|100
CFO|VICTORYSHS US 500 EN|ITGI|ITG Inc.|44
CFO|VICTORYSHS US 500 EN|JPMX|J.P. Morgan Securities LLC|8000
CFO|VICTORYSHS US 500 EN|JSEB|JANE STREET EXECUTION SERVICES, LLC|26045
CFO|VICTORYSHS US 500 EN|JSJX|JANE STREET CAPITAL LLC|246330
CFO|VICTORYSHS US 500 EN|KCGM|VIRTU Americas LLC|6442
CFO|VICTORYSHS US 500 EN|LEHM|Barclays Capital Inc./Le|20200
CFO|VICTORYSHS US 500 EN|LIME|Lime Brokerage LLC|5759
CFO|VICTORYSHS US 500 EN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
CFO|VICTORYSHS US 500 EN|MSCO|MORGAN STANLEY & CO. LLC|143987
CFO|VICTORYSHS US 500 EN|MSPL|MORGAN STANLEY & CO. LLC|300
CFO|VICTORYSHS US 500 EN|NFSC|National Financial Services LLC|56953
CFO|VICTORYSHS US 500 EN|NITE|VIRTU Americas LLC|115664
CFO|VICTORYSHS US 500 EN|PWJC|UBS Financial Services, Inc.|1138
CFO|VICTORYSHS US 500 EN|RAJA|Raymond James & Associates, Inc.|62456
CFO|VICTORYSHS US 500 EN|RBCM|RBC CAPITAL MARKETS, LLC|23653
CFO|VICTORYSHS US 500 EN|SALI|INTL FCSTONE FINANCIAL INC.|4673
CFO|VICTORYSHS US 500 EN|SGMT|GOLDMAN SACHS & CO. LLC|2110
CFO|VICTORYSHS US 500 EN|SPHN|Stephens Inc.|39
CFO|VICTORYSHS US 500 EN|STFL|Stifel, Nicolaus & Company, Incorporated|3572
CFO|VICTORYSHS US 500 EN|TRCM|TRC MARKETS LLC|196
CFO|VICTORYSHS US 500 EN|UBSA|UBS SECURITIES LLC|32053
CFO|VICTORYSHS US 500 EN|UBSS|UBS Securities LLC|98404
CFO|VICTORYSHS US 500 EN|VGRD|Vanguard Marketing Corporation|2020
CFO|VICTORYSHS US 500 EN|WCHV|WELLS FARGO SECURITIES, LLC|23698
CFO|VICTORYSHS US 500 EN|WEDB|WEDBUSH SECURITIES INC.|1060
CFO|VICTORYSHS US 500 EN|WHOT|JUST2TRADE, INC.|12
CFO|VICTORYSHS US 500 EN|WSEA|WOLVERINE SECURITIES, LLC|23
CFO|VICTORYSHS US 500 EN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|118830
CFR|CULLEN FROST BNKRS|ALTX|Alternet Securities Inc.|2592
CFR|CULLEN FROST BNKRS|ANOS|ABEL/NOSER, L.L.C.|290
CFR|CULLEN FROST BNKRS|APCC|Apex Clearing Corporation|84
CFR|CULLEN FROST BNKRS|BANK|Primevest Financial Services, Inc.|14
CFR|CULLEN FROST BNKRS|BARD|Robert W. Baird & Co. Incorporated|1451
CFR|CULLEN FROST BNKRS|BATM|CBOE TRADING, INC.|2922
CFR|CULLEN FROST BNKRS|BBNT|BB&T SECURITIES, LLC|164
CFR|CULLEN FROST BNKRS|BERN|Sanford C. Bernstein & Co., LLC|14278
CFR|CULLEN FROST BNKRS|BIDS|BIDS TRADING L.P.|100
CFR|CULLEN FROST BNKRS|BKCM|BNY Mellon Capital Markets LLC|12137
CFR|CULLEN FROST BNKRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1104
CFR|CULLEN FROST BNKRS|BLKX|INSTINET, LLC|20438
CFR|CULLEN FROST BNKRS|BMOC|BMO Capital Markets Corp.|422
CFR|CULLEN FROST BNKRS|BNPX|BNP PARIBAS SECURITIES CORP.|17573
CFR|CULLEN FROST BNKRS|BRVL|BLAYLOCK VAN, LLC|200
CFR|CULLEN FROST BNKRS|BTIG|BTIG, LLC|4254
CFR|CULLEN FROST BNKRS|BYXM|CBOE TRADING, INC.|213
CFR|CULLEN FROST BNKRS|BZYD|GOLDMAN SACHS & CO. LLC|302
CFR|CULLEN FROST BNKRS|CANT|Cantor Fitzgerald & Co.|17
CFR|CULLEN FROST BNKRS|CHAS|Charles Schwab & Co., Inc.|584
CFR|CULLEN FROST BNKRS|CIST|Capital Institutional Services, Inc.|1057
CFR|CULLEN FROST BNKRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19993
CFR|CULLEN FROST BNKRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2187
CFR|CULLEN FROST BNKRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|205400
CFR|CULLEN FROST BNKRS|CTDL|Citadel Derivatives Group Llc|2858
CFR|CULLEN FROST BNKRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|8672
CFR|CULLEN FROST BNKRS|DADA|D.A. Davidson & Co.|472
CFR|CULLEN FROST BNKRS|DBAB|Deutsche Bank Securities Inc.|138366
CFR|CULLEN FROST BNKRS|DBAX|Deutsche Bank Securities Inc.|102300
CFR|CULLEN FROST BNKRS|DBUL|Deutsche Bank Securities Inc.|185
CFR|CULLEN FROST BNKRS|DEAN|MORGAN STANLEY|3095
CFR|CULLEN FROST BNKRS|EBXL|EBX LLC|83100
CFR|CULLEN FROST BNKRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1001
CFR|CULLEN FROST BNKRS|EDJO|Edward D. Jones & Co., L.P.|1670
CFR|CULLEN FROST BNKRS|EGAM|CBOE TRADING, INC.|3464
CFR|CULLEN FROST BNKRS|EGAW|CBOE TRADING, INC.|14
CFR|CULLEN FROST BNKRS|EGMT|EG MARKET TECHNOLOGIES LLC|655
CFR|CULLEN FROST BNKRS|EGXM|CBOE TRADING, INC.|470
CFR|CULLEN FROST BNKRS|EGXW|CBOE TRADING, INC.|36
CFR|CULLEN FROST BNKRS|ESPO|ESPOSITO SECURITIES, LLC|32
CFR|CULLEN FROST BNKRS|ETBE|Electronic Transaction Clearing, Inc.|6978
CFR|CULLEN FROST BNKRS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
CFR|CULLEN FROST BNKRS|ETCC|Electronic Transaction Clearing, Inc.|160
CFR|CULLEN FROST BNKRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18142
CFR|CULLEN FROST BNKRS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|103
CFR|CULLEN FROST BNKRS|ETRS|E*Trade Securities LLC|2277
CFR|CULLEN FROST BNKRS|FILL|Tradestation Securities, Inc.|92
CFR|CULLEN FROST BNKRS|FINX|FINTECH SECURITIES|380
CFR|CULLEN FROST BNKRS|FMAF|NBCN Inc./ CDS|111
CFR|CULLEN FROST BNKRS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1822
CFR|CULLEN FROST BNKRS|FQLS|Quantlab Securities LP|67853
CFR|CULLEN FROST BNKRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38882
CFR|CULLEN FROST BNKRS|FTBR|Foliofn Investments, Inc.|72
CFR|CULLEN FROST BNKRS|GEBB|GLOBAL EXECUTION BROKERS, LP|703
CFR|CULLEN FROST BNKRS|GLPX|ACS EXECUTION SERVICES, LLC|28007
CFR|CULLEN FROST BNKRS|GSCO|GOLDMAN SACHS & CO. LLC|467118
CFR|CULLEN FROST BNKRS|GSCS|GOLDMAN SACHS & CO. LLC|2205
CFR|CULLEN FROST BNKRS|GSLT|GOLDMAN SACHS & CO. LLC|994
CFR|CULLEN FROST BNKRS|GTSZ|GTS SECURITIES LLC|31145
CFR|CULLEN FROST BNKRS|HRBF|American Enterprise Investment Services Inc.|1204
CFR|CULLEN FROST BNKRS|HSBC|HSBC Securities, Inc.|200
CFR|CULLEN FROST BNKRS|IATS|INTERACTIVE BROKERS LLC|3745
CFR|CULLEN FROST BNKRS|IBKR|Interactive Brokers Llc|1734
CFR|CULLEN FROST BNKRS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21
CFR|CULLEN FROST BNKRS|ICBX|INSTINET, LLC|15300
CFR|CULLEN FROST BNKRS|IEQY|CITADEL SECURITIES LLC|57785
CFR|CULLEN FROST BNKRS|INCA|INSTINET, LLC|82105
CFR|CULLEN FROST BNKRS|INJX|INSTINET, LLC|693
CFR|CULLEN FROST BNKRS|ITGI|ITG Inc.|30247
CFR|CULLEN FROST BNKRS|ITGP|ITG INC.|41200
CFR|CULLEN FROST BNKRS|JANY|Janney Montgomery Scott Inc.|162
CFR|CULLEN FROST BNKRS|JEFF|JEFFERIES LLC|47233
CFR|CULLEN FROST BNKRS|JMPT|JUMP TRADING, LLC|21756
CFR|CULLEN FROST BNKRS|JONE|JonesTrading|13375
CFR|CULLEN FROST BNKRS|JPBX|J.P. MORGAN SECURITIES LLC|64234
CFR|CULLEN FROST BNKRS|JPMX|J.P. Morgan Securities LLC|212689
CFR|CULLEN FROST BNKRS|JSJX|JANE STREET CAPITAL LLC|4429
CFR|CULLEN FROST BNKRS|KBWI|Keefe, Bruyette & Woods, Inc.|17305
CFR|CULLEN FROST BNKRS|KCGM|VIRTU Americas LLC|22347
CFR|CULLEN FROST BNKRS|LEHM|Barclays Capital Inc./Le|225497
CFR|CULLEN FROST BNKRS|LIME|Lime Brokerage LLC|32734
CFR|CULLEN FROST BNKRS|LMNX|LUMINEX TRADING & ANALYTICS LLC|20700
CFR|CULLEN FROST BNKRS|LQNA|LIQUIDNET, INC.|61400
CFR|CULLEN FROST BNKRS|LSCI|Lek Securities Corporation|5
CFR|CULLEN FROST BNKRS|MACC|Mid Atlantic Capital Corporation|652
CFR|CULLEN FROST BNKRS|MACQ|Macquarie Capital (USA) Inc.|7900
CFR|CULLEN FROST BNKRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46590
CFR|CULLEN FROST BNKRS|MOTF|MOTIF INVESTING, INC.|3
CFR|CULLEN FROST BNKRS|MSCO|MORGAN STANLEY & CO. LLC|416915
CFR|CULLEN FROST BNKRS|MSPL|MORGAN STANLEY & CO. LLC|170100
CFR|CULLEN FROST BNKRS|MSTX|MORGAN STANLEY & CO. LLC|22800
CFR|CULLEN FROST BNKRS|NFSC|National Financial Services LLC|44903
CFR|CULLEN FROST BNKRS|NITE|VIRTU Americas LLC|137326
CFR|CULLEN FROST BNKRS|NQRB|Brut, LLC|1500
CFR|CULLEN FROST BNKRS|NTRC|Northern Trust Securities, Inc.|24
CFR|CULLEN FROST BNKRS|OPCO|Oppenheimer & Co. Inc.|1025
CFR|CULLEN FROST BNKRS|PDQM|CODA MARKETS, INC.|87265
CFR|CULLEN FROST BNKRS|PWJC|UBS Financial Services, Inc.|4505
CFR|CULLEN FROST BNKRS|RBCM|RBC CAPITAL MARKETS, LLC|2434
CFR|CULLEN FROST BNKRS|SAGL|SAGETRADER, LLC|2515
CFR|CULLEN FROST BNKRS|SAGW|SAGETRADER, LLC|3
CFR|CULLEN FROST BNKRS|SBSH|Citigroup Global Markets Inc.|22883
CFR|CULLEN FROST BNKRS|SEIC|SEI Investments Distribution Co.|100
CFR|CULLEN FROST BNKRS|SGMT|GOLDMAN SACHS & CO. LLC|30421
CFR|CULLEN FROST BNKRS|SJLS|TRADE INFORMATICS LLC|100
CFR|CULLEN FROST BNKRS|SPDR|SPEEDROUTE LLC|2000
CFR|CULLEN FROST BNKRS|SPTD|MINT GLOBAL MARKETS, INC.|2502
CFR|CULLEN FROST BNKRS|STFL|Stifel, Nicolaus & Company, Incorporated|1799
CFR|CULLEN FROST BNKRS|STKP|STOCKPILE INVESTMENTS, INC.|12
CFR|CULLEN FROST BNKRS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2700
CFR|CULLEN FROST BNKRS|SWIM|TD Ameritrade, Inc.|1902
CFR|CULLEN FROST BNKRS|SWST|Hilltop Securities Inc.|1473
CFR|CULLEN FROST BNKRS|TKNG|ALLY INVEST SECURITIES LLC|770
CFR|CULLEN FROST BNKRS|TRBT|Tradebot Systems, Inc.|40789
CFR|CULLEN FROST BNKRS|TRCM|TRC MARKETS LLC|43461
CFR|CULLEN FROST BNKRS|UBSA|UBS SECURITIES LLC|270042
CFR|CULLEN FROST BNKRS|UBSS|UBS Securities LLC|358647
CFR|CULLEN FROST BNKRS|VALX|VIRTU AMERICAS LLC|10691
CFR|CULLEN FROST BNKRS|VGRD|Vanguard Marketing Corporation|1845
CFR|CULLEN FROST BNKRS|WABR|Wall Street Access|3400
CFR|CULLEN FROST BNKRS|WBPX|SUMMIT SECURITIES GROUP, LLC|801
CFR|CULLEN FROST BNKRS|WCHV|WELLS FARGO SECURITIES, LLC|62891
CFR|CULLEN FROST BNKRS|WDNX|WEEDEN & CO.L.P.|3196
CFR|CULLEN FROST BNKRS|WEDB|WEDBUSH SECURITIES INC.|56
CFR|CULLEN FROST BNKRS|WEED|Weeden & Co.L.P.|1219
CFR|CULLEN FROST BNKRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2758
CFR|CULLEN FROST BNKRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1684
CFR|CULLEN FROST BNKRS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|388
CFR|CULLEN FROST BNKRS|WSEA|WOLVERINE SECURITIES, LLC|1854
CFR|CULLEN FROST BNKRS|XIST|INSTINET, LLC|20400
CFR|CULLEN FROST BNKRS|XPQR|Jump Trading|570
CFR|CULLEN FROST BNKRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
CFR|CULLEN FROST BNKRS|YKNA|COMHAR CAPITAL MARKETS, LLC|9502
CFR|CULLEN FROST BNKRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|835
CFR$A|CULLEN/FROST|BATM|CBOE TRADING, INC.|100
CFR$A|CULLEN/FROST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2126
CFR$A|CULLEN/FROST|DBAX|Deutsche Bank Securities Inc.|400
CFR$A|CULLEN/FROST|DEAN|MORGAN STANLEY|3030
CFR$A|CULLEN/FROST|EBXL|EBX LLC|600
CFR$A|CULLEN/FROST|EDJO|Edward D. Jones & Co., L.P.|2326
CFR$A|CULLEN/FROST|ETRS|E*Trade Securities LLC|2618
CFR$A|CULLEN/FROST|GSCO|GOLDMAN SACHS & CO. LLC|132
CFR$A|CULLEN/FROST|HRBF|American Enterprise Investment Services Inc.|1821
CFR$A|CULLEN/FROST|IBKR|Interactive Brokers Llc|3000
CFR$A|CULLEN/FROST|ICBX|INSTINET, LLC|100
CFR$A|CULLEN/FROST|INCA|INSTINET, LLC|100
CFR$A|CULLEN/FROST|ITGI|ITG Inc.|524
CFR$A|CULLEN/FROST|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
CFR$A|CULLEN/FROST|KCGM|VIRTU Americas LLC|500
CFR$A|CULLEN/FROST|LEHM|Barclays Capital Inc./Le|1400
CFR$A|CULLEN/FROST|LIME|Lime Brokerage LLC|119
CFR$A|CULLEN/FROST|MAXM|Maxim Group LLC|524
CFR$A|CULLEN/FROST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CFR$A|CULLEN/FROST|NFSC|National Financial Services LLC|5495
CFR$A|CULLEN/FROST|NITE|VIRTU Americas LLC|12419
CFR$A|CULLEN/FROST|NQRB|Brut, LLC|100
CFR$A|CULLEN/FROST|OLDM|OLD MISSION CAPITAL, LLC|57
CFR$A|CULLEN/FROST|OPCO|Oppenheimer & Co. Inc.|100
CFR$A|CULLEN/FROST|PWJC|UBS Financial Services, Inc.|200
CFR$A|CULLEN/FROST|RBCM|RBC CAPITAL MARKETS, LLC|1020
CFR$A|CULLEN/FROST|SALI|INTL FCSTONE FINANCIAL INC.|406
CFR$A|CULLEN/FROST|SGMT|GOLDMAN SACHS & CO. LLC|100
CFR$A|CULLEN/FROST|STFL|Stifel, Nicolaus & Company, Incorporated|1327
CFR$A|CULLEN/FROST|SWST|Hilltop Securities Inc.|135
CFR$A|CULLEN/FROST|TRBT|Tradebot Systems, Inc.|207
CFR$A|CULLEN/FROST|UBSA|UBS SECURITIES LLC|3450
CFR$A|CULLEN/FROST|UBSS|UBS Securities LLC|1657
CFR$A|CULLEN/FROST|VGRD|Vanguard Marketing Corporation|3579
CFR$A|CULLEN/FROST|WCHV|WELLS FARGO SECURITIES, LLC|4178
CFR$A|CULLEN/FROST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|142
CFR$A|CULLEN/FROST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1407
CFRX|CONTRAFECT COMMON|AGIS|Aegis Capital Corp.|100
CFRX|CONTRAFECT COMMON|ALTX|Alternet Securities Inc.|4400
CFRX|CONTRAFECT COMMON|APCC|Apex Clearing Corporation|4978
CFRX|CONTRAFECT COMMON|BARD|Robert W. Baird & Co. Incorporated|1700
CFRX|CONTRAFECT COMMON|BATM|CBOE TRADING, INC.|71
CFRX|CONTRAFECT COMMON|BAYC|BAY CREST PARTNERS, LLC|5390
CFRX|CONTRAFECT COMMON|BERN|Sanford C. Bernstein & Co., LLC|2574
CFRX|CONTRAFECT COMMON|BIMI|Banca IMI Securities Corp.|2641
CFRX|CONTRAFECT COMMON|CANT|Cantor Fitzgerald & Co.|2407
CFRX|CONTRAFECT COMMON|CHAS|Charles Schwab & Co., Inc.|1200
CFRX|CONTRAFECT COMMON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96493
CFRX|CONTRAFECT COMMON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2986
CFRX|CONTRAFECT COMMON|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1279
CFRX|CONTRAFECT COMMON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34236
CFRX|CONTRAFECT COMMON|CXCX|CITIGROUP GLOBAL MARKETS INC.|6308
CFRX|CONTRAFECT COMMON|DBAB|Deutsche Bank Securities Inc.|8758
CFRX|CONTRAFECT COMMON|DBAX|Deutsche Bank Securities Inc.|66900
CFRX|CONTRAFECT COMMON|DEAN|MORGAN STANLEY|5600
CFRX|CONTRAFECT COMMON|DEGS|RONIN PROFESSIONAL LLC|36438
CFRX|CONTRAFECT COMMON|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9500
CFRX|CONTRAFECT COMMON|EBXL|EBX LLC|38600
CFRX|CONTRAFECT COMMON|EDJO|Edward D. Jones & Co., L.P.|7311
CFRX|CONTRAFECT COMMON|EGAM|CBOE TRADING, INC.|13336
CFRX|CONTRAFECT COMMON|EGXM|CBOE TRADING, INC.|1200
CFRX|CONTRAFECT COMMON|ETBE|Electronic Transaction Clearing, Inc.|900
CFRX|CONTRAFECT COMMON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1613
CFRX|CONTRAFECT COMMON|ETRS|E*Trade Securities LLC|284066
CFRX|CONTRAFECT COMMON|FBCO|Credit Suisse Securities (USA) LLC|51644
CFRX|CONTRAFECT COMMON|FILL|Tradestation Securities, Inc.|6551
CFRX|CONTRAFECT COMMON|FMAF|NBCN Inc./ CDS|1300
CFRX|CONTRAFECT COMMON|FOMA|TD AMERITRADE CLEARING, INC.|393428
CFRX|CONTRAFECT COMMON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14243
CFRX|CONTRAFECT COMMON|GEBB|GLOBAL EXECUTION BROKERS, LP|2269
CFRX|CONTRAFECT COMMON|GLPX|ACS EXECUTION SERVICES, LLC|7251
CFRX|CONTRAFECT COMMON|GSCO|GOLDMAN SACHS & CO. LLC|37079
CFRX|CONTRAFECT COMMON|GSCS|GOLDMAN SACHS & CO. LLC|19100
CFRX|CONTRAFECT COMMON|GSLT|GOLDMAN SACHS & CO. LLC|11289
CFRX|CONTRAFECT COMMON|GTSZ|GTS SECURITIES LLC|9561
CFRX|CONTRAFECT COMMON|HRBF|American Enterprise Investment Services Inc.|1708
CFRX|CONTRAFECT COMMON|HSBC|HSBC Securities, Inc.|110078
CFRX|CONTRAFECT COMMON|IATS|INTERACTIVE BROKERS LLC|6450
CFRX|CONTRAFECT COMMON|IBKR|Interactive Brokers Llc|107067
CFRX|CONTRAFECT COMMON|ICBX|INSTINET, LLC|6385
CFRX|CONTRAFECT COMMON|INCA|INSTINET, LLC|56178
CFRX|CONTRAFECT COMMON|INJX|INSTINET, LLC|3052
CFRX|CONTRAFECT COMMON|ITGI|ITG Inc.|6900
CFRX|CONTRAFECT COMMON|ITGP|ITG INC.|16600
CFRX|CONTRAFECT COMMON|JEFF|JEFFERIES LLC|7402
CFRX|CONTRAFECT COMMON|JMPT|JUMP TRADING, LLC|1925
CFRX|CONTRAFECT COMMON|JONE|JonesTrading|28449
CFRX|CONTRAFECT COMMON|JPMX|J.P. Morgan Securities LLC|30162
CFRX|CONTRAFECT COMMON|JSJX|JANE STREET CAPITAL LLC|449
CFRX|CONTRAFECT COMMON|KCGM|VIRTU Americas LLC|15965
CFRX|CONTRAFECT COMMON|LEHM|Barclays Capital Inc./Le|31080
CFRX|CONTRAFECT COMMON|LIME|Lime Brokerage LLC|83212
CFRX|CONTRAFECT COMMON|LSCI|Lek Securities Corporation|200
CFRX|CONTRAFECT COMMON|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2227
CFRX|CONTRAFECT COMMON|MAXM|Maxim Group LLC|46391
CFRX|CONTRAFECT COMMON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34282
CFRX|CONTRAFECT COMMON|MOTF|MOTIF INVESTING, INC.|2
CFRX|CONTRAFECT COMMON|MSCO|MORGAN STANLEY & CO. LLC|280935
CFRX|CONTRAFECT COMMON|MSPL|MORGAN STANLEY & CO. LLC|12600
CFRX|CONTRAFECT COMMON|NFSC|National Financial Services LLC|298174
CFRX|CONTRAFECT COMMON|NITE|VIRTU Americas LLC|553049
CFRX|CONTRAFECT COMMON|NQRB|Brut, LLC|658
CFRX|CONTRAFECT COMMON|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6142
CFRX|CONTRAFECT COMMON|PDQM|CODA MARKETS, INC.|9141
CFRX|CONTRAFECT COMMON|PIPR|Piper Jaffray & Co.|35320
CFRX|CONTRAFECT COMMON|RAJA|Raymond James & Associates, Inc.|16195
CFRX|CONTRAFECT COMMON|RGLD|Regal Securities, Inc|1000
CFRX|CONTRAFECT COMMON|SAGL|SAGETRADER, LLC|3600
CFRX|CONTRAFECT COMMON|SBSH|Citigroup Global Markets Inc.|3690
CFRX|CONTRAFECT COMMON|SGMT|GOLDMAN SACHS & CO. LLC|16817
CFRX|CONTRAFECT COMMON|SPDR|SPEEDROUTE LLC|250
CFRX|CONTRAFECT COMMON|SWIM|TD Ameritrade, Inc.|156506
CFRX|CONTRAFECT COMMON|TKNG|ALLY INVEST SECURITIES LLC|1962
CFRX|CONTRAFECT COMMON|TMBR|Timber Hill LLC|100
CFRX|CONTRAFECT COMMON|TRBT|Tradebot Systems, Inc.|5033
CFRX|CONTRAFECT COMMON|TRCM|TRC MARKETS LLC|13858
CFRX|CONTRAFECT COMMON|TTUC|CUTTONE & CO., INC.|5415
CFRX|CONTRAFECT COMMON|UBSA|UBS SECURITIES LLC|111357
CFRX|CONTRAFECT COMMON|UBSS|UBS Securities LLC|152172
CFRX|CONTRAFECT COMMON|VALX|VIRTU AMERICAS LLC|800
CFRX|CONTRAFECT COMMON|VGRD|Vanguard Marketing Corporation|13695
CFRX|CONTRAFECT COMMON|WCHV|WELLS FARGO SECURITIES, LLC|10061
CFRX|CONTRAFECT COMMON|WEED|Weeden & Co.L.P.|7200
CFRX|CONTRAFECT COMMON|WGIF|CIBC World Markets Inc.|1290
CFRX|CONTRAFECT COMMON|WSEA|WOLVERINE SECURITIES, LLC|3441
CFRX|CONTRAFECT COMMON|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CFRX|CONTRAFECT COMMON|YKNA|COMHAR CAPITAL MARKETS, LLC|2647
CFRX|CONTRAFECT COMMON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7300
CFX|COLFAX CORPORATION|ABLE|NATIXIS Securities Americas LLC|170000
CFX|COLFAX CORPORATION|ALTX|Alternet Securities Inc.|4558
CFX|COLFAX CORPORATION|APCC|Apex Clearing Corporation|123
CFX|COLFAX CORPORATION|BARD|Robert W. Baird & Co. Incorporated|1092
CFX|COLFAX CORPORATION|BATM|CBOE TRADING, INC.|6516
CFX|COLFAX CORPORATION|BAYT|BTIG, LLC|900
CFX|COLFAX CORPORATION|BBNT|BB&T SECURITIES, LLC|106
CFX|COLFAX CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|50851
CFX|COLFAX CORPORATION|BIDS|BIDS TRADING L.P.|20100
CFX|COLFAX CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9777
CFX|COLFAX CORPORATION|BLKX|INSTINET, LLC|29800
CFX|COLFAX CORPORATION|BNCH|The Benchmark Company, LLC|12000
CFX|COLFAX CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|373
CFX|COLFAX CORPORATION|BTIG|BTIG, LLC|126
CFX|COLFAX CORPORATION|BYXM|CBOE TRADING, INC.|700
CFX|COLFAX CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1000
CFX|COLFAX CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|47200
CFX|COLFAX CORPORATION|CIST|Capital Institutional Services, Inc.|9827
CFX|COLFAX CORPORATION|CLSA|CLSA AMERICAS, LLC|30400
CFX|COLFAX CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|310693
CFX|COLFAX CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7774
CFX|COLFAX CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2571
CFX|COLFAX CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|392475
CFX|COLFAX CORPORATION|CTDL|Citadel Derivatives Group Llc|1327
CFX|COLFAX CORPORATION|CTLR|CUTLER GROUP, LP|100
CFX|COLFAX CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|45342
CFX|COLFAX CORPORATION|DADA|D.A. Davidson & Co.|500
CFX|COLFAX CORPORATION|DAVA|Davenport & Company LLC|94688
CFX|COLFAX CORPORATION|DBAB|Deutsche Bank Securities Inc.|266245
CFX|COLFAX CORPORATION|DBAX|Deutsche Bank Securities Inc.|376800
CFX|COLFAX CORPORATION|DBUL|Deutsche Bank Securities Inc.|2000
CFX|COLFAX CORPORATION|DCHF|Dart Executions, LLC|1397
CFX|COLFAX CORPORATION|DEAN|MORGAN STANLEY|7054
CFX|COLFAX CORPORATION|DEGS|RONIN PROFESSIONAL LLC|100
CFX|COLFAX CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
CFX|COLFAX CORPORATION|EBXL|EBX LLC|170000
CFX|COLFAX CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|8228
CFX|COLFAX CORPORATION|EDJO|Edward D. Jones & Co., L.P.|4434
CFX|COLFAX CORPORATION|EGAM|CBOE TRADING, INC.|16088
CFX|COLFAX CORPORATION|EGAW|CBOE TRADING, INC.|30
CFX|COLFAX CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|200
CFX|COLFAX CORPORATION|EGXM|CBOE TRADING, INC.|4985
CFX|COLFAX CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|11782
CFX|COLFAX CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|662
CFX|COLFAX CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|370
CFX|COLFAX CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3860
CFX|COLFAX CORPORATION|ETRS|E*Trade Securities LLC|18361
CFX|COLFAX CORPORATION|FILL|Tradestation Securities, Inc.|900
CFX|COLFAX CORPORATION|FINX|FINTECH SECURITIES|732
CFX|COLFAX CORPORATION|FMAF|NBCN Inc./ CDS|1730
CFX|COLFAX CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
CFX|COLFAX CORPORATION|FQLS|Quantlab Securities LP|342605
CFX|COLFAX CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101621
CFX|COLFAX CORPORATION|FTBR|Foliofn Investments, Inc.|982
CFX|COLFAX CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
CFX|COLFAX CORPORATION|GLIS|TD Securities Inc|100
CFX|COLFAX CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|19947
CFX|COLFAX CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|891504
CFX|COLFAX CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|299351
CFX|COLFAX CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|13827
CFX|COLFAX CORPORATION|GTSZ|GTS SECURITIES LLC|56973
CFX|COLFAX CORPORATION|HPPX|POTAMUS TRADING, LLC|976
CFX|COLFAX CORPORATION|HRBF|American Enterprise Investment Services Inc.|9829
CFX|COLFAX CORPORATION|HSBC|HSBC Securities, Inc.|300
CFX|COLFAX CORPORATION|IATS|INTERACTIVE BROKERS LLC|5064
CFX|COLFAX CORPORATION|IBKR|Interactive Brokers Llc|29582
CFX|COLFAX CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|118
CFX|COLFAX CORPORATION|ICBX|INSTINET, LLC|50826
CFX|COLFAX CORPORATION|INCA|INSTINET, LLC|218657
CFX|COLFAX CORPORATION|INJX|INSTINET, LLC|16095
CFX|COLFAX CORPORATION|ITGI|ITG Inc.|35844
CFX|COLFAX CORPORATION|ITGP|ITG INC.|105000
CFX|COLFAX CORPORATION|JANY|Janney Montgomery Scott Inc.|50
CFX|COLFAX CORPORATION|JEFF|JEFFERIES LLC|51808
CFX|COLFAX CORPORATION|JMPT|JUMP TRADING, LLC|110966
CFX|COLFAX CORPORATION|JONE|JonesTrading|638638
CFX|COLFAX CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|47228
CFX|COLFAX CORPORATION|JPMX|J.P. Morgan Securities LLC|374541
CFX|COLFAX CORPORATION|JSJX|JANE STREET CAPITAL LLC|13204
CFX|COLFAX CORPORATION|KCGM|VIRTU Americas LLC|35654
CFX|COLFAX CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|137057
CFX|COLFAX CORPORATION|LEHM|Barclays Capital Inc./Le|548863
CFX|COLFAX CORPORATION|LIME|Lime Brokerage LLC|21572
CFX|COLFAX CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|48222
CFX|COLFAX CORPORATION|LOOP|Loop Capital Markets LLC|19500
CFX|COLFAX CORPORATION|LQNA|LIQUIDNET, INC.|150500
CFX|COLFAX CORPORATION|LSCI|Lek Securities Corporation|30
CFX|COLFAX CORPORATION|MKMP|MKM Partners LLC|300
CFX|COLFAX CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|137738
CFX|COLFAX CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
CFX|COLFAX CORPORATION|MNDX|TJM Investments, LLC|8834
CFX|COLFAX CORPORATION|MOTF|MOTIF INVESTING, INC.|1
CFX|COLFAX CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1133694
CFX|COLFAX CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|556800
CFX|COLFAX CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|133500
CFX|COLFAX CORPORATION|NFSC|National Financial Services LLC|131278
CFX|COLFAX CORPORATION|NITE|VIRTU Americas LLC|190840
CFX|COLFAX CORPORATION|NITP|VIRTU Americas LLC|1600
CFX|COLFAX CORPORATION|NMRA|Nomura Securities International, Inc.|1100
CFX|COLFAX CORPORATION|NQRB|Brut, LLC|15849
CFX|COLFAX CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|500
CFX|COLFAX CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|18923
CFX|COLFAX CORPORATION|OPCO|Oppenheimer & Co. Inc.|842
CFX|COLFAX CORPORATION|PDQM|CODA MARKETS, INC.|56583
CFX|COLFAX CORPORATION|PHLY|NASDAQ Execution Services, LLC|200
CFX|COLFAX CORPORATION|PWJC|UBS Financial Services, Inc.|3311
CFX|COLFAX CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|12350
CFX|COLFAX CORPORATION|SAGL|SAGETRADER, LLC|18452
CFX|COLFAX CORPORATION|SAGW|SAGETRADER, LLC|100
CFX|COLFAX CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|52
CFX|COLFAX CORPORATION|SBSH|Citigroup Global Markets Inc.|104315
CFX|COLFAX CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|144657
CFX|COLFAX CORPORATION|SJLS|TRADE INFORMATICS LLC|100
CFX|COLFAX CORPORATION|SPDR|SPEEDROUTE LLC|9269
CFX|COLFAX CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|475635
CFX|COLFAX CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4197
CFX|COLFAX CORPORATION|SWIM|TD Ameritrade, Inc.|7271
CFX|COLFAX CORPORATION|SWST|Hilltop Securities Inc.|200
CFX|COLFAX CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|100
CFX|COLFAX CORPORATION|TRBT|Tradebot Systems, Inc.|175562
CFX|COLFAX CORPORATION|TRCM|TRC MARKETS LLC|108176
CFX|COLFAX CORPORATION|UBSA|UBS SECURITIES LLC|509275
CFX|COLFAX CORPORATION|UBSS|UBS Securities LLC|575858
CFX|COLFAX CORPORATION|VALX|VIRTU AMERICAS LLC|9469
CFX|COLFAX CORPORATION|VERT|The Vertical Trading Group, LLC|113184
CFX|COLFAX CORPORATION|VGRD|Vanguard Marketing Corporation|4640
CFX|COLFAX CORPORATION|VIEW|VIEWTRADE SECURITIES LLC|75
CFX|COLFAX CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|4566
CFX|COLFAX CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|116030
CFX|COLFAX CORPORATION|WDNX|WEEDEN & CO.L.P.|12004
CFX|COLFAX CORPORATION|WEDB|WEDBUSH SECURITIES INC.|1001
CFX|COLFAX CORPORATION|WEED|Weeden & Co.L.P.|3983
CFX|COLFAX CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1357
CFX|COLFAX CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2674
CFX|COLFAX CORPORATION|WGIF|CIBC World Markets Inc.|470
CFX|COLFAX CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|3305
CFX|COLFAX CORPORATION|XIST|INSTINET, LLC|12200
CFX|COLFAX CORPORATION|XPQR|Jump Trading|1100
CFX|COLFAX CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
CFX|COLFAX CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|935
CFX|COLFAX CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7595
CG|THE CARLYLE GROUP|AGIS|Aegis Capital Corp.|1325
CG|THE CARLYLE GROUP|APCC|Apex Clearing Corporation|307
CG|THE CARLYLE GROUP|BANK|Primevest Financial Services, Inc.|588
CG|THE CARLYLE GROUP|BARD|Robert W. Baird & Co. Incorporated|3098
CG|THE CARLYLE GROUP|BATM|CBOE TRADING, INC.|340
CG|THE CARLYLE GROUP|BAYT|BTIG, LLC|11403
CG|THE CARLYLE GROUP|BBNT|BB&T SECURITIES, LLC|2213
CG|THE CARLYLE GROUP|BERN|Sanford C. Bernstein & Co., LLC|2900
CG|THE CARLYLE GROUP|BIAD|SAGETRADER, LLC|799
CG|THE CARLYLE GROUP|BIMI|Banca IMI Securities Corp.|400
CG|THE CARLYLE GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17188
CG|THE CARLYLE GROUP|BLKX|INSTINET, LLC|26500
CG|THE CARLYLE GROUP|BMOC|BMO Capital Markets Corp.|56345
CG|THE CARLYLE GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|11545
CG|THE CARLYLE GROUP|BYXM|CBOE TRADING, INC.|2116
CG|THE CARLYLE GROUP|BZYD|GOLDMAN SACHS & CO. LLC|4500
CG|THE CARLYLE GROUP|CHAS|Charles Schwab & Co., Inc.|1740
CG|THE CARLYLE GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49108
CG|THE CARLYLE GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|640
CG|THE CARLYLE GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59915
CG|THE CARLYLE GROUP|CTDL|Citadel Derivatives Group Llc|14168
CG|THE CARLYLE GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|48108
CG|THE CARLYLE GROUP|DADA|D.A. Davidson & Co.|12500
CG|THE CARLYLE GROUP|DAVA|Davenport & Company LLC|1900
CG|THE CARLYLE GROUP|DBAB|Deutsche Bank Securities Inc.|326017
CG|THE CARLYLE GROUP|DBAX|Deutsche Bank Securities Inc.|115200
CG|THE CARLYLE GROUP|DEAN|MORGAN STANLEY|106707
CG|THE CARLYLE GROUP|DEGS|RONIN PROFESSIONAL LLC|3939
CG|THE CARLYLE GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
CG|THE CARLYLE GROUP|EBXL|EBX LLC|66900
CG|THE CARLYLE GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11688
CG|THE CARLYLE GROUP|EDJO|Edward D. Jones & Co., L.P.|2645
CG|THE CARLYLE GROUP|EGAM|CBOE TRADING, INC.|3921
CG|THE CARLYLE GROUP|EGXM|CBOE TRADING, INC.|400
CG|THE CARLYLE GROUP|ETBE|Electronic Transaction Clearing, Inc.|4064
CG|THE CARLYLE GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4637
CG|THE CARLYLE GROUP|ETRS|E*Trade Securities LLC|73963
CG|THE CARLYLE GROUP|FBCO|Credit Suisse Securities (USA) LLC|144133
CG|THE CARLYLE GROUP|FILL|Tradestation Securities, Inc.|253
CG|THE CARLYLE GROUP|FMAF|NBCN Inc./ CDS|6335
CG|THE CARLYLE GROUP|FOMA|TD AMERITRADE CLEARING, INC.|359262
CG|THE CARLYLE GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8634
CG|THE CARLYLE GROUP|FTBR|Foliofn Investments, Inc.|1027
CG|THE CARLYLE GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|7710
CG|THE CARLYLE GROUP|GLPX|ACS EXECUTION SERVICES, LLC|5026
CG|THE CARLYLE GROUP|GSCO|GOLDMAN SACHS & CO. LLC|151579
CG|THE CARLYLE GROUP|GSCS|GOLDMAN SACHS & CO. LLC|5324
CG|THE CARLYLE GROUP|GSLT|GOLDMAN SACHS & CO. LLC|1400
CG|THE CARLYLE GROUP|GTSZ|GTS SECURITIES LLC|43346
CG|THE CARLYLE GROUP|HRBF|American Enterprise Investment Services Inc.|15022
CG|THE CARLYLE GROUP|HSBC|HSBC Securities, Inc.|48496
CG|THE CARLYLE GROUP|IATS|INTERACTIVE BROKERS LLC|5100
CG|THE CARLYLE GROUP|IBKR|Interactive Brokers Llc|160960
CG|THE CARLYLE GROUP|ICBX|INSTINET, LLC|27700
CG|THE CARLYLE GROUP|INCA|INSTINET, LLC|46264
CG|THE CARLYLE GROUP|INJX|INSTINET, LLC|1725
CG|THE CARLYLE GROUP|ITGI|ITG Inc.|4985
CG|THE CARLYLE GROUP|ITGP|ITG INC.|37400
CG|THE CARLYLE GROUP|JANY|Janney Montgomery Scott Inc.|13056
CG|THE CARLYLE GROUP|JEFF|JEFFERIES LLC|57586
CG|THE CARLYLE GROUP|JMPT|JUMP TRADING, LLC|3535
CG|THE CARLYLE GROUP|JONE|JonesTrading|18500
CG|THE CARLYLE GROUP|JPBX|J.P. MORGAN SECURITIES LLC|6640
CG|THE CARLYLE GROUP|JPMX|J.P. Morgan Securities LLC|158836
CG|THE CARLYLE GROUP|JSJX|JANE STREET CAPITAL LLC|4164
CG|THE CARLYLE GROUP|JUTA|JUMP TRADING, LLC|600
CG|THE CARLYLE GROUP|KCGM|VIRTU Americas LLC|14211
CG|THE CARLYLE GROUP|LEHM|Barclays Capital Inc./Le|116560
CG|THE CARLYLE GROUP|LIME|Lime Brokerage LLC|198391
CG|THE CARLYLE GROUP|MAXM|Maxim Group LLC|1800
CG|THE CARLYLE GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103350
CG|THE CARLYLE GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|670
CG|THE CARLYLE GROUP|MSCO|MORGAN STANLEY & CO. LLC|622232
CG|THE CARLYLE GROUP|MSPL|MORGAN STANLEY & CO. LLC|75400
CG|THE CARLYLE GROUP|MSTX|MORGAN STANLEY & CO. LLC|100
CG|THE CARLYLE GROUP|NBCS|NBC Securities, INC.|13072
CG|THE CARLYLE GROUP|NEED|Needham & Company, LLC|1400
CG|THE CARLYLE GROUP|NFSC|National Financial Services LLC|223392
CG|THE CARLYLE GROUP|NITE|VIRTU Americas LLC|690855
CG|THE CARLYLE GROUP|NITP|VIRTU Americas LLC|11457
CG|THE CARLYLE GROUP|OPCO|Oppenheimer & Co. Inc.|27432
CG|THE CARLYLE GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2454
CG|THE CARLYLE GROUP|PDQM|CODA MARKETS, INC.|15562
CG|THE CARLYLE GROUP|PHLY|NASDAQ Execution Services, LLC|1800
CG|THE CARLYLE GROUP|PWJC|UBS Financial Services, Inc.|7145
CG|THE CARLYLE GROUP|RAJA|Raymond James & Associates, Inc.|13569
CG|THE CARLYLE GROUP|RBCM|RBC CAPITAL MARKETS, LLC|18026
CG|THE CARLYLE GROUP|SAGL|SAGETRADER, LLC|478
CG|THE CARLYLE GROUP|SAGW|SAGETRADER, LLC|27
CG|THE CARLYLE GROUP|SALI|INTL FCSTONE FINANCIAL INC.|540
CG|THE CARLYLE GROUP|SBSH|Citigroup Global Markets Inc.|106898
CG|THE CARLYLE GROUP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|200
CG|THE CARLYLE GROUP|SGMT|GOLDMAN SACHS & CO. LLC|36314
CG|THE CARLYLE GROUP|SPDR|SPEEDROUTE LLC|2400
CG|THE CARLYLE GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|30907
CG|THE CARLYLE GROUP|SWIM|TD Ameritrade, Inc.|29883
CG|THE CARLYLE GROUP|SWST|Hilltop Securities Inc.|2340
CG|THE CARLYLE GROUP|TKNG|ALLY INVEST SECURITIES LLC|849
CG|THE CARLYLE GROUP|TRBT|Tradebot Systems, Inc.|31626
CG|THE CARLYLE GROUP|TRCM|TRC MARKETS LLC|83162
CG|THE CARLYLE GROUP|UBSA|UBS SECURITIES LLC|225682
CG|THE CARLYLE GROUP|UBSS|UBS Securities LLC|209029
CG|THE CARLYLE GROUP|VALX|VIRTU AMERICAS LLC|27211
CG|THE CARLYLE GROUP|VGRD|Vanguard Marketing Corporation|30806
CG|THE CARLYLE GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CG|THE CARLYLE GROUP|WCHV|WELLS FARGO SECURITIES, LLC|162736
CG|THE CARLYLE GROUP|WEDB|WEDBUSH SECURITIES INC.|32250
CG|THE CARLYLE GROUP|WEED|Weeden & Co.L.P.|1100
CG|THE CARLYLE GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5975
CG|THE CARLYLE GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|68267
CG|THE CARLYLE GROUP|WGIF|CIBC World Markets Inc.|420
CG|THE CARLYLE GROUP|WSEA|WOLVERINE SECURITIES, LLC|8441
CG|THE CARLYLE GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|41048
CG|THE CARLYLE GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9314
CGA|CHINA GREEN AGRI|APCC|Apex Clearing Corporation|13756
CGA|CHINA GREEN AGRI|BATM|CBOE TRADING, INC.|1200
CGA|CHINA GREEN AGRI|BIMI|Banca IMI Securities Corp.|3850
CGA|CHINA GREEN AGRI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8597
CGA|CHINA GREEN AGRI|CHAS|Charles Schwab & Co., Inc.|1
CGA|CHINA GREEN AGRI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4341
CGA|CHINA GREEN AGRI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2717
CGA|CHINA GREEN AGRI|DBAB|Deutsche Bank Securities Inc.|1300
CGA|CHINA GREEN AGRI|DEGS|RONIN PROFESSIONAL LLC|1095
CGA|CHINA GREEN AGRI|EDJO|Edward D. Jones & Co., L.P.|3000
CGA|CHINA GREEN AGRI|EGXM|CBOE TRADING, INC.|1500
CGA|CHINA GREEN AGRI|ETRS|E*Trade Securities LLC|98675
CGA|CHINA GREEN AGRI|FMAF|NBCN Inc./ CDS|1000
CGA|CHINA GREEN AGRI|FTBR|Foliofn Investments, Inc.|215
CGA|CHINA GREEN AGRI|GLIS|TD Securities Inc|1500
CGA|CHINA GREEN AGRI|GLPX|ACS EXECUTION SERVICES, LLC|3000
CGA|CHINA GREEN AGRI|GSCO|GOLDMAN SACHS & CO. LLC|1720
CGA|CHINA GREEN AGRI|HSBC|HSBC Securities, Inc.|1100
CGA|CHINA GREEN AGRI|IATS|INTERACTIVE BROKERS LLC|6522
CGA|CHINA GREEN AGRI|IBKR|Interactive Brokers Llc|13708
CGA|CHINA GREEN AGRI|ICBX|INSTINET, LLC|1620
CGA|CHINA GREEN AGRI|INCA|INSTINET, LLC|3512
CGA|CHINA GREEN AGRI|ITGP|ITG INC.|3200
CGA|CHINA GREEN AGRI|JPMX|J.P. Morgan Securities LLC|1600
CGA|CHINA GREEN AGRI|LEHM|Barclays Capital Inc./Le|1829
CGA|CHINA GREEN AGRI|LIME|Lime Brokerage LLC|1381
CGA|CHINA GREEN AGRI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|170
CGA|CHINA GREEN AGRI|MSCO|MORGAN STANLEY & CO. LLC|12130
CGA|CHINA GREEN AGRI|MSPL|MORGAN STANLEY & CO. LLC|200
CGA|CHINA GREEN AGRI|NFSC|National Financial Services LLC|95084
CGA|CHINA GREEN AGRI|NITE|VIRTU Americas LLC|316759
CGA|CHINA GREEN AGRI|NQRB|Brut, LLC|600
CGA|CHINA GREEN AGRI|NTBF|BMO Nesbitt Burns Inc./CDS|2625
CGA|CHINA GREEN AGRI|OPCO|Oppenheimer & Co. Inc.|30757
CGA|CHINA GREEN AGRI|PCPT|PHILLIP CAPITAL INC.|39873
CGA|CHINA GREEN AGRI|PDQM|CODA MARKETS, INC.|1613
CGA|CHINA GREEN AGRI|SBSH|Citigroup Global Markets Inc.|13300
CGA|CHINA GREEN AGRI|SGMT|GOLDMAN SACHS & CO. LLC|600
CGA|CHINA GREEN AGRI|SWIM|TD Ameritrade, Inc.|103745
CGA|CHINA GREEN AGRI|TKNG|ALLY INVEST SECURITIES LLC|3556
CGA|CHINA GREEN AGRI|TRCM|TRC MARKETS LLC|500
CGA|CHINA GREEN AGRI|UBSA|UBS SECURITIES LLC|1730
CGA|CHINA GREEN AGRI|UBSS|UBS Securities LLC|11323
CGA|CHINA GREEN AGRI|VGRD|Vanguard Marketing Corporation|12748
CGA|CHINA GREEN AGRI|WCHV|WELLS FARGO SECURITIES, LLC|5000
CGA|CHINA GREEN AGRI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|99
CGA|CHINA GREEN AGRI|WGIF|CIBC World Markets Inc.|5700
CGA|CHINA GREEN AGRI|WSEA|WOLVERINE SECURITIES, LLC|1039
CGA|CHINA GREEN AGRI|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CGA|CHINA GREEN AGRI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10000
CGBD|TCG BDC, INC. CMN|ALTX|Alternet Securities Inc.|3801
CGBD|TCG BDC, INC. CMN|APCC|Apex Clearing Corporation|33
CGBD|TCG BDC, INC. CMN|BATM|CBOE TRADING, INC.|604
CGBD|TCG BDC, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|485868
CGBD|TCG BDC, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1759
CGBD|TCG BDC, INC. CMN|BTIG|BTIG, LLC|148
CGBD|TCG BDC, INC. CMN|CANT|Cantor Fitzgerald & Co.|787
CGBD|TCG BDC, INC. CMN|CHAS|Charles Schwab & Co., Inc.|5349
CGBD|TCG BDC, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9700
CGBD|TCG BDC, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4170
CGBD|TCG BDC, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1180
CGBD|TCG BDC, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80973
CGBD|TCG BDC, INC. CMN|CTDL|Citadel Derivatives Group Llc|2468
CGBD|TCG BDC, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7284
CGBD|TCG BDC, INC. CMN|DBAB|Deutsche Bank Securities Inc.|17559
CGBD|TCG BDC, INC. CMN|DBAX|Deutsche Bank Securities Inc.|44100
CGBD|TCG BDC, INC. CMN|DEAN|MORGAN STANLEY|90999
CGBD|TCG BDC, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|3927
CGBD|TCG BDC, INC. CMN|EBXL|EBX LLC|108900
CGBD|TCG BDC, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7559
CGBD|TCG BDC, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|200
CGBD|TCG BDC, INC. CMN|EGAM|CBOE TRADING, INC.|3486
CGBD|TCG BDC, INC. CMN|EGAW|CBOE TRADING, INC.|500
CGBD|TCG BDC, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
CGBD|TCG BDC, INC. CMN|EGXM|CBOE TRADING, INC.|1309
CGBD|TCG BDC, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|4240
CGBD|TCG BDC, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9958
CGBD|TCG BDC, INC. CMN|ETRS|E*Trade Securities LLC|4265
CGBD|TCG BDC, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|47078
CGBD|TCG BDC, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|46596
CGBD|TCG BDC, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91920
CGBD|TCG BDC, INC. CMN|FTBR|Foliofn Investments, Inc.|24
CGBD|TCG BDC, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|900
CGBD|TCG BDC, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|10200
CGBD|TCG BDC, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|252136
CGBD|TCG BDC, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|12503
CGBD|TCG BDC, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|1845
CGBD|TCG BDC, INC. CMN|GTSZ|GTS SECURITIES LLC|10658
CGBD|TCG BDC, INC. CMN|HSBC|HSBC Securities, Inc.|400
CGBD|TCG BDC, INC. CMN|IATS|INTERACTIVE BROKERS LLC|17185
CGBD|TCG BDC, INC. CMN|IBKR|Interactive Brokers Llc|343343
CGBD|TCG BDC, INC. CMN|ICBX|INSTINET, LLC|15048
CGBD|TCG BDC, INC. CMN|INCA|INSTINET, LLC|61690
CGBD|TCG BDC, INC. CMN|INJX|INSTINET, LLC|6296
CGBD|TCG BDC, INC. CMN|ITGI|ITG Inc.|30328
CGBD|TCG BDC, INC. CMN|ITGP|ITG INC.|105600
CGBD|TCG BDC, INC. CMN|JEFF|JEFFERIES LLC|10739
CGBD|TCG BDC, INC. CMN|JMPT|JUMP TRADING, LLC|9528
CGBD|TCG BDC, INC. CMN|JONE|JonesTrading|6222
CGBD|TCG BDC, INC. CMN|JPMX|J.P. Morgan Securities LLC|67798
CGBD|TCG BDC, INC. CMN|JSJX|JANE STREET CAPITAL LLC|653
CGBD|TCG BDC, INC. CMN|KBWI|Keefe, Bruyette & Woods, Inc.|3059
CGBD|TCG BDC, INC. CMN|KCGM|VIRTU Americas LLC|16928
CGBD|TCG BDC, INC. CMN|LEHM|Barclays Capital Inc./Le|155649
CGBD|TCG BDC, INC. CMN|LIME|Lime Brokerage LLC|75333
CGBD|TCG BDC, INC. CMN|LSCI|Lek Securities Corporation|1917
CGBD|TCG BDC, INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4518
CGBD|TCG BDC, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31540
CGBD|TCG BDC, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1058514
CGBD|TCG BDC, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|94200
CGBD|TCG BDC, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|11600
CGBD|TCG BDC, INC. CMN|NFSC|National Financial Services LLC|145701
CGBD|TCG BDC, INC. CMN|NITE|VIRTU Americas LLC|344287
CGBD|TCG BDC, INC. CMN|NITP|VIRTU Americas LLC|1500
CGBD|TCG BDC, INC. CMN|NQRB|Brut, LLC|1329
CGBD|TCG BDC, INC. CMN|PDQM|CODA MARKETS, INC.|27299
CGBD|TCG BDC, INC. CMN|RAJA|Raymond James & Associates, Inc.|24578
CGBD|TCG BDC, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|1950
CGBD|TCG BDC, INC. CMN|SAGL|SAGETRADER, LLC|25656
CGBD|TCG BDC, INC. CMN|SBSH|Citigroup Global Markets Inc.|20595
CGBD|TCG BDC, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|25565
CGBD|TCG BDC, INC. CMN|SPDR|SPEEDROUTE LLC|3090
CGBD|TCG BDC, INC. CMN|SPHN|Stephens Inc.|100
CGBD|TCG BDC, INC. CMN|SPTD|MINT GLOBAL MARKETS, INC.|39578
CGBD|TCG BDC, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6343
CGBD|TCG BDC, INC. CMN|SWIM|TD Ameritrade, Inc.|90430
CGBD|TCG BDC, INC. CMN|SWST|Hilltop Securities Inc.|825
CGBD|TCG BDC, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|760
CGBD|TCG BDC, INC. CMN|TRBT|Tradebot Systems, Inc.|31597
CGBD|TCG BDC, INC. CMN|TRCM|TRC MARKETS LLC|15966
CGBD|TCG BDC, INC. CMN|TWTT|TASTYWORKS, INC.|300
CGBD|TCG BDC, INC. CMN|UBSA|UBS SECURITIES LLC|174724
CGBD|TCG BDC, INC. CMN|UBSS|UBS Securities LLC|158090
CGBD|TCG BDC, INC. CMN|VALX|VIRTU AMERICAS LLC|8173
CGBD|TCG BDC, INC. CMN|VGRD|Vanguard Marketing Corporation|17199
CGBD|TCG BDC, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|61579
CGBD|TCG BDC, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3289
CGBD|TCG BDC, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16331
CGBD|TCG BDC, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|594
CGBD|TCG BDC, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|19900
CGBD|TCG BDC, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1515
CGBD|TCG BDC, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|190
CGC|CANOPY GROWTH CORPOR|ADAM|CANACCORD GENUITY INC.|7410
CGC|CANOPY GROWTH CORPOR|AGCP|AEGIS CAPITAL CORP.|700
CGC|CANOPY GROWTH CORPOR|AGIS|Aegis Capital Corp.|13246
CGC|CANOPY GROWTH CORPOR|ALTX|Alternet Securities Inc.|16343
CGC|CANOPY GROWTH CORPOR|APCC|Apex Clearing Corporation|364575
CGC|CANOPY GROWTH CORPOR|BANK|Primevest Financial Services, Inc.|5026
CGC|CANOPY GROWTH CORPOR|BARD|Robert W. Baird & Co. Incorporated|15264
CGC|CANOPY GROWTH CORPOR|BATM|CBOE TRADING, INC.|23023
CGC|CANOPY GROWTH CORPOR|BBNT|BB&T SECURITIES, LLC|9861
CGC|CANOPY GROWTH CORPOR|BERN|Sanford C. Bernstein & Co., LLC|1000
CGC|CANOPY GROWTH CORPOR|BIAD|SAGETRADER, LLC|1
CGC|CANOPY GROWTH CORPOR|BIMI|Banca IMI Securities Corp.|6116
CGC|CANOPY GROWTH CORPOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18403
CGC|CANOPY GROWTH CORPOR|BLKX|INSTINET, LLC|10100
CGC|CANOPY GROWTH CORPOR|BRGE|Newbridge Securities Corp.|4190
CGC|CANOPY GROWTH CORPOR|BTIG|BTIG, LLC|3352
CGC|CANOPY GROWTH CORPOR|BYXM|CBOE TRADING, INC.|1600
CGC|CANOPY GROWTH CORPOR|CANT|Cantor Fitzgerald & Co.|788
CGC|CANOPY GROWTH CORPOR|CHAS|Charles Schwab & Co., Inc.|40945
CGC|CANOPY GROWTH CORPOR|CICF|Canaccord Genuity Corp.|9593
CGC|CANOPY GROWTH CORPOR|CIST|Capital Institutional Services, Inc.|29
CGC|CANOPY GROWTH CORPOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62428
CGC|CANOPY GROWTH CORPOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4431
CGC|CANOPY GROWTH CORPOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18437
CGC|CANOPY GROWTH CORPOR|CRFN|ROBINHOOD FINANCIAL, LLC|62
CGC|CANOPY GROWTH CORPOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|376315
CGC|CANOPY GROWTH CORPOR|CSIN|Citadel Securities Institutional LLC|1600
CGC|CANOPY GROWTH CORPOR|CTLR|CUTLER GROUP, LP|1350
CGC|CANOPY GROWTH CORPOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|7726
CGC|CANOPY GROWTH CORPOR|DADA|D.A. Davidson & Co.|5534
CGC|CANOPY GROWTH CORPOR|DBAB|Deutsche Bank Securities Inc.|25116
CGC|CANOPY GROWTH CORPOR|DBAX|Deutsche Bank Securities Inc.|88800
CGC|CANOPY GROWTH CORPOR|DEAN|MORGAN STANLEY|111336
CGC|CANOPY GROWTH CORPOR|DEGS|RONIN PROFESSIONAL LLC|14118
CGC|CANOPY GROWTH CORPOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19222
CGC|CANOPY GROWTH CORPOR|EBXL|EBX LLC|678100
CGC|CANOPY GROWTH CORPOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|396247
CGC|CANOPY GROWTH CORPOR|EDJO|Edward D. Jones & Co., L.P.|98067
CGC|CANOPY GROWTH CORPOR|EGAM|CBOE TRADING, INC.|24764
CGC|CANOPY GROWTH CORPOR|EGMT|EG MARKET TECHNOLOGIES LLC|200
CGC|CANOPY GROWTH CORPOR|EGXM|CBOE TRADING, INC.|64556
CGC|CANOPY GROWTH CORPOR|EGXW|CBOE TRADING, INC.|100
CGC|CANOPY GROWTH CORPOR|ETBE|Electronic Transaction Clearing, Inc.|2800
CGC|CANOPY GROWTH CORPOR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|21459
CGC|CANOPY GROWTH CORPOR|ETCB|ETC BROKERAGE SERVICES, LLC|1328
CGC|CANOPY GROWTH CORPOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14399
CGC|CANOPY GROWTH CORPOR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|12564
CGC|CANOPY GROWTH CORPOR|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1999
CGC|CANOPY GROWTH CORPOR|ETRS|E*Trade Securities LLC|7145638
CGC|CANOPY GROWTH CORPOR|EVRS|E1 ASSET MANAGEMENT, INC.|4935
CGC|CANOPY GROWTH CORPOR|FBSB|U.S. Bancorp Investments, Inc.|2022
CGC|CANOPY GROWTH CORPOR|FILL|Tradestation Securities, Inc.|191576
CGC|CANOPY GROWTH CORPOR|FINX|FINTECH SECURITIES|976
CGC|CANOPY GROWTH CORPOR|FMAF|NBCN Inc./ CDS|70428
CGC|CANOPY GROWTH CORPOR|FNXS|FENIX SECURITIES, LLC|613
CGC|CANOPY GROWTH CORPOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65964
CGC|CANOPY GROWTH CORPOR|FTBR|Foliofn Investments, Inc.|6520
CGC|CANOPY GROWTH CORPOR|GEBB|GLOBAL EXECUTION BROKERS, LP|9075
CGC|CANOPY GROWTH CORPOR|GLIS|TD Securities Inc|258120
CGC|CANOPY GROWTH CORPOR|GLPX|ACS EXECUTION SERVICES, LLC|78039
CGC|CANOPY GROWTH CORPOR|GSCO|GOLDMAN SACHS & CO. LLC|76986
CGC|CANOPY GROWTH CORPOR|GSCS|GOLDMAN SACHS & CO. LLC|42460
CGC|CANOPY GROWTH CORPOR|GSLT|GOLDMAN SACHS & CO. LLC|35022
CGC|CANOPY GROWTH CORPOR|GTSZ|GTS SECURITIES LLC|28165
CGC|CANOPY GROWTH CORPOR|HASF|Haywood Securities Inc./CDS|7357
CGC|CANOPY GROWTH CORPOR|HRBF|American Enterprise Investment Services Inc.|125536
CGC|CANOPY GROWTH CORPOR|HSBC|HSBC Securities, Inc.|10
CGC|CANOPY GROWTH CORPOR|IATS|INTERACTIVE BROKERS LLC|196332
CGC|CANOPY GROWTH CORPOR|IBKR|Interactive Brokers Llc|396891
CGC|CANOPY GROWTH CORPOR|IBSJ|Integrity Brokerage Services, Inc.|715
CGC|CANOPY GROWTH CORPOR|ICBX|INSTINET, LLC|164647
CGC|CANOPY GROWTH CORPOR|INCA|INSTINET, LLC|382291
CGC|CANOPY GROWTH CORPOR|INJX|INSTINET, LLC|300
CGC|CANOPY GROWTH CORPOR|INTL|INTL FCSTONE FINANCIAL INC.|465
CGC|CANOPY GROWTH CORPOR|ITGI|ITG Inc.|166269
CGC|CANOPY GROWTH CORPOR|ITGP|ITG INC.|106200
CGC|CANOPY GROWTH CORPOR|JANY|Janney Montgomery Scott Inc.|13470
CGC|CANOPY GROWTH CORPOR|JEFF|JEFFERIES LLC|11994
CGC|CANOPY GROWTH CORPOR|JHDR|J.H. Darbie & Co., Inc.|500
CGC|CANOPY GROWTH CORPOR|JMPT|JUMP TRADING, LLC|31650
CGC|CANOPY GROWTH CORPOR|JPBX|J.P. MORGAN SECURITIES LLC|4000
CGC|CANOPY GROWTH CORPOR|JPMX|J.P. Morgan Securities LLC|146703
CGC|CANOPY GROWTH CORPOR|JSCL|JOSEPH STONE CAPITAL L.L.C.|1300
CGC|CANOPY GROWTH CORPOR|JSJX|JANE STREET CAPITAL LLC|24003
CGC|CANOPY GROWTH CORPOR|KCGM|VIRTU Americas LLC|56305
CGC|CANOPY GROWTH CORPOR|KCRD|PHX FINANCIAL, INC.|8170
CGC|CANOPY GROWTH CORPOR|LEHM|Barclays Capital Inc./Le|257059
CGC|CANOPY GROWTH CORPOR|LIME|Lime Brokerage LLC|85724
CGC|CANOPY GROWTH CORPOR|LSCI|Lek Securities Corporation|8558
CGC|CANOPY GROWTH CORPOR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8208
CGC|CANOPY GROWTH CORPOR|MAXM|Maxim Group LLC|5600
CGC|CANOPY GROWTH CORPOR|MBTS|ALLY INVEST SECURITIES LLC|8410
CGC|CANOPY GROWTH CORPOR|MCMF|Raymond James Ltd. Cds|600
CGC|CANOPY GROWTH CORPOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|224670
CGC|CANOPY GROWTH CORPOR|MOTF|MOTIF INVESTING, INC.|37
CGC|CANOPY GROWTH CORPOR|MPSG|E D & F Man Capital Markets Inc.|3942
CGC|CANOPY GROWTH CORPOR|MSCO|MORGAN STANLEY & CO. LLC|1032416
CGC|CANOPY GROWTH CORPOR|MSPL|MORGAN STANLEY & CO. LLC|104000
CGC|CANOPY GROWTH CORPOR|MSTX|MORGAN STANLEY & CO. LLC|1600
CGC|CANOPY GROWTH CORPOR|MZHO|Mizuho Securities USA LLC|11400
CGC|CANOPY GROWTH CORPOR|NATL|National Securities Corporation|20519
CGC|CANOPY GROWTH CORPOR|NBCS|NBC Securities, INC.|178
CGC|CANOPY GROWTH CORPOR|NEED|Needham & Company, LLC|29100
CGC|CANOPY GROWTH CORPOR|NFSC|National Financial Services LLC|9326758
CGC|CANOPY GROWTH CORPOR|NITE|VIRTU Americas LLC|12787923
CGC|CANOPY GROWTH CORPOR|NITP|VIRTU Americas LLC|900
CGC|CANOPY GROWTH CORPOR|NQRB|Brut, LLC|47304
CGC|CANOPY GROWTH CORPOR|NTBF|BMO Nesbitt Burns Inc./CDS|74748
CGC|CANOPY GROWTH CORPOR|NTFN|Network 1 Financial Securities Inc.|11910
CGC|CANOPY GROWTH CORPOR|NTRC|Northern Trust Securities, Inc.|1904
CGC|CANOPY GROWTH CORPOR|ONEL|O'NEIL SECURITIES, INCORPORATED|1500
CGC|CANOPY GROWTH CORPOR|OPCO|Oppenheimer & Co. Inc.|41919
CGC|CANOPY GROWTH CORPOR|PAUL|Paulson Investment Company, Inc.|351
CGC|CANOPY GROWTH CORPOR|PCPT|PHILLIP CAPITAL INC.|1787
CGC|CANOPY GROWTH CORPOR|PDQM|CODA MARKETS, INC.|96098
CGC|CANOPY GROWTH CORPOR|PHLY|NASDAQ Execution Services, LLC|11400
CGC|CANOPY GROWTH CORPOR|PICT|Pictet Overseas Inc.|635
CGC|CANOPY GROWTH CORPOR|PWJC|UBS Financial Services, Inc.|42755
CGC|CANOPY GROWTH CORPOR|RBCM|RBC CAPITAL MARKETS, LLC|88718
CGC|CANOPY GROWTH CORPOR|RGLD|Regal Securities, Inc|3971
CGC|CANOPY GROWTH CORPOR|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|1640
CGC|CANOPY GROWTH CORPOR|SAGL|SAGETRADER, LLC|300
CGC|CANOPY GROWTH CORPOR|SALI|INTL FCSTONE FINANCIAL INC.|69703
CGC|CANOPY GROWTH CORPOR|SBRX|MURIEL SIEBERT & CO INC|2150
CGC|CANOPY GROWTH CORPOR|SBSH|Citigroup Global Markets Inc.|23276
CGC|CANOPY GROWTH CORPOR|SGMT|GOLDMAN SACHS & CO. LLC|39981
CGC|CANOPY GROWTH CORPOR|SOGO|Wang Investment Associates, Inc.|50
CGC|CANOPY GROWTH CORPOR|SPDR|SPEEDROUTE LLC|74244
CGC|CANOPY GROWTH CORPOR|SPHN|Stephens Inc.|2300
CGC|CANOPY GROWTH CORPOR|SPTD|MINT GLOBAL MARKETS, INC.|1500
CGC|CANOPY GROWTH CORPOR|STFL|Stifel, Nicolaus & Company, Incorporated|1801
CGC|CANOPY GROWTH CORPOR|STKP|STOCKPILE INVESTMENTS, INC.|5594
CGC|CANOPY GROWTH CORPOR|SWIM|TD Ameritrade, Inc.|7766296
CGC|CANOPY GROWTH CORPOR|SWST|Hilltop Securities Inc.|20270
CGC|CANOPY GROWTH CORPOR|TDCO|Thompson Davis & Co., Inc.|1148
CGC|CANOPY GROWTH CORPOR|TKNG|ALLY INVEST SECURITIES LLC|116767
CGC|CANOPY GROWTH CORPOR|TRCM|TRC MARKETS LLC|71080
CGC|CANOPY GROWTH CORPOR|TWTT|TASTYWORKS, INC.|8972
CGC|CANOPY GROWTH CORPOR|UBSA|UBS SECURITIES LLC|519984
CGC|CANOPY GROWTH CORPOR|UBSS|UBS Securities LLC|858769
CGC|CANOPY GROWTH CORPOR|VALX|VIRTU AMERICAS LLC|153184
CGC|CANOPY GROWTH CORPOR|VGRD|Vanguard Marketing Corporation|547618
CGC|CANOPY GROWTH CORPOR|VIEW|VIEWTRADE SECURITIES LLC|100
CGC|CANOPY GROWTH CORPOR|VSIN|Vision Financial Markets Llc|169
CGC|CANOPY GROWTH CORPOR|WABR|Wall Street Access|5474
CGC|CANOPY GROWTH CORPOR|WBLR|WILLIAM BLAIR|740
CGC|CANOPY GROWTH CORPOR|WDLF|W.D. Latimer Company Ltd./CDS|900
CGC|CANOPY GROWTH CORPOR|WEDB|WEDBUSH SECURITIES INC.|70890
CGC|CANOPY GROWTH CORPOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|87930
CGC|CANOPY GROWTH CORPOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|188689
CGC|CANOPY GROWTH CORPOR|WGIF|CIBC World Markets Inc.|58196
CGC|CANOPY GROWTH CORPOR|WORD|Worden Capital Management LLC|20013
CGC|CANOPY GROWTH CORPOR|WSEA|WOLVERINE SECURITIES, LLC|244725
CGC|CANOPY GROWTH CORPOR|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
CGC|CANOPY GROWTH CORPOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|36612
CGC|CANOPY GROWTH CORPOR|YKNA|COMHAR CAPITAL MARKETS, LLC|3745
CGC|CANOPY GROWTH CORPOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|175361
CGEN|COMPUGEN LTD|ANDG|Andrew Garrett Inc.|372330
CGEN|COMPUGEN LTD|APCC|Apex Clearing Corporation|47
CGEN|COMPUGEN LTD|BARD|Robert W. Baird & Co. Incorporated|3919
CGEN|COMPUGEN LTD|BATM|CBOE TRADING, INC.|200
CGEN|COMPUGEN LTD|BERN|Sanford C. Bernstein & Co., LLC|1600
CGEN|COMPUGEN LTD|BGCE|BGC Financial Inc.|100
CGEN|COMPUGEN LTD|BIMI|Banca IMI Securities Corp.|2000
CGEN|COMPUGEN LTD|BLKX|INSTINET, LLC|6500
CGEN|COMPUGEN LTD|BYXM|CBOE TRADING, INC.|300
CGEN|COMPUGEN LTD|CHAS|Charles Schwab & Co., Inc.|4424
CGEN|COMPUGEN LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31778
CGEN|COMPUGEN LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6750
CGEN|COMPUGEN LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45065
CGEN|COMPUGEN LTD|CTDL|Citadel Derivatives Group Llc|4595
CGEN|COMPUGEN LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|7350
CGEN|COMPUGEN LTD|DBAB|Deutsche Bank Securities Inc.|12815
CGEN|COMPUGEN LTD|DBAX|Deutsche Bank Securities Inc.|63200
CGEN|COMPUGEN LTD|DEAN|MORGAN STANLEY|5150
CGEN|COMPUGEN LTD|DEGS|RONIN PROFESSIONAL LLC|17652
CGEN|COMPUGEN LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|60955
CGEN|COMPUGEN LTD|EBXL|EBX LLC|33700
CGEN|COMPUGEN LTD|EGAM|CBOE TRADING, INC.|9675
CGEN|COMPUGEN LTD|EGXM|CBOE TRADING, INC.|300
CGEN|COMPUGEN LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1050
CGEN|COMPUGEN LTD|ETRS|E*Trade Securities LLC|111363
CGEN|COMPUGEN LTD|FBCO|Credit Suisse Securities (USA) LLC|21069
CGEN|COMPUGEN LTD|FILL|Tradestation Securities, Inc.|366
CGEN|COMPUGEN LTD|FMAF|NBCN Inc./ CDS|100
CGEN|COMPUGEN LTD|FOMA|TD AMERITRADE CLEARING, INC.|199165
CGEN|COMPUGEN LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1120
CGEN|COMPUGEN LTD|FTBR|Foliofn Investments, Inc.|840
CGEN|COMPUGEN LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|1510
CGEN|COMPUGEN LTD|GLPX|ACS EXECUTION SERVICES, LLC|864
CGEN|COMPUGEN LTD|GSCO|GOLDMAN SACHS & CO. LLC|49389
CGEN|COMPUGEN LTD|GSLT|GOLDMAN SACHS & CO. LLC|3058
CGEN|COMPUGEN LTD|GTSZ|GTS SECURITIES LLC|7377
CGEN|COMPUGEN LTD|HRBF|American Enterprise Investment Services Inc.|1000
CGEN|COMPUGEN LTD|IATS|INTERACTIVE BROKERS LLC|1954
CGEN|COMPUGEN LTD|IBKR|Interactive Brokers Llc|43118
CGEN|COMPUGEN LTD|ICBX|INSTINET, LLC|38727
CGEN|COMPUGEN LTD|INCA|INSTINET, LLC|46006
CGEN|COMPUGEN LTD|INJX|INSTINET, LLC|72058
CGEN|COMPUGEN LTD|ITGI|ITG Inc.|26749
CGEN|COMPUGEN LTD|ITGP|ITG INC.|13600
CGEN|COMPUGEN LTD|JANY|Janney Montgomery Scott Inc.|4366
CGEN|COMPUGEN LTD|JEFF|JEFFERIES LLC|102267
CGEN|COMPUGEN LTD|JMPT|JUMP TRADING, LLC|270
CGEN|COMPUGEN LTD|JPMX|J.P. Morgan Securities LLC|178731
CGEN|COMPUGEN LTD|JSJX|JANE STREET CAPITAL LLC|1652
CGEN|COMPUGEN LTD|KCGM|VIRTU Americas LLC|14523
CGEN|COMPUGEN LTD|LEHM|Barclays Capital Inc./Le|206776
CGEN|COMPUGEN LTD|LIME|Lime Brokerage LLC|30872
CGEN|COMPUGEN LTD|MAXM|Maxim Group LLC|111396
CGEN|COMPUGEN LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|111742
CGEN|COMPUGEN LTD|MSCO|MORGAN STANLEY & CO. LLC|371250
CGEN|COMPUGEN LTD|MSPL|MORGAN STANLEY & CO. LLC|120300
CGEN|COMPUGEN LTD|NFSC|National Financial Services LLC|95444
CGEN|COMPUGEN LTD|NITE|VIRTU Americas LLC|394868
CGEN|COMPUGEN LTD|NITP|VIRTU Americas LLC|3659
CGEN|COMPUGEN LTD|NQRB|Brut, LLC|400
CGEN|COMPUGEN LTD|OPCO|Oppenheimer & Co. Inc.|71371
CGEN|COMPUGEN LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CGEN|COMPUGEN LTD|PDQM|CODA MARKETS, INC.|67126
CGEN|COMPUGEN LTD|PWJC|UBS Financial Services, Inc.|11800
CGEN|COMPUGEN LTD|RAJA|Raymond James & Associates, Inc.|8700
CGEN|COMPUGEN LTD|RBCM|RBC CAPITAL MARKETS, LLC|354956
CGEN|COMPUGEN LTD|RGLD|Regal Securities, Inc|110
CGEN|COMPUGEN LTD|SAGL|SAGETRADER, LLC|2800
CGEN|COMPUGEN LTD|SBSH|Citigroup Global Markets Inc.|6350
CGEN|COMPUGEN LTD|SGMT|GOLDMAN SACHS & CO. LLC|30502
CGEN|COMPUGEN LTD|SPDR|SPEEDROUTE LLC|8901
CGEN|COMPUGEN LTD|SPHN|Stephens Inc.|3000
CGEN|COMPUGEN LTD|STFL|Stifel, Nicolaus & Company, Incorporated|1600
CGEN|COMPUGEN LTD|SWIM|TD Ameritrade, Inc.|52048
CGEN|COMPUGEN LTD|TITL|TITLEIST ASSET MANAGEMENT, LTD.|300
CGEN|COMPUGEN LTD|TKNG|ALLY INVEST SECURITIES LLC|20
CGEN|COMPUGEN LTD|TRBT|Tradebot Systems, Inc.|501
CGEN|COMPUGEN LTD|TRCM|TRC MARKETS LLC|303
CGEN|COMPUGEN LTD|UBSA|UBS SECURITIES LLC|353794
CGEN|COMPUGEN LTD|UBSS|UBS Securities LLC|222141
CGEN|COMPUGEN LTD|VALX|VIRTU AMERICAS LLC|10245
CGEN|COMPUGEN LTD|VGRD|Vanguard Marketing Corporation|7001
CGEN|COMPUGEN LTD|WCHV|WELLS FARGO SECURITIES, LLC|16748
CGEN|COMPUGEN LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7433
CGEN|COMPUGEN LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12824
CGEN|COMPUGEN LTD|WGIF|CIBC World Markets Inc.|23400
CGEN|COMPUGEN LTD|WSEA|WOLVERINE SECURITIES, LLC|2523
CGEN|COMPUGEN LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2300
CGEN|COMPUGEN LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
CGG|CGG|APCC|Apex Clearing Corporation|606
CGG|CGG|BATM|CBOE TRADING, INC.|52
CGG|CGG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3401
CGG|CGG|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CGG|CGG|DBAB|Deutsche Bank Securities Inc.|700
CGG|CGG|DBAX|Deutsche Bank Securities Inc.|1200
CGG|CGG|EBXL|EBX LLC|3100
CGG|CGG|ETRS|E*Trade Securities LLC|34826
CGG|CGG|FILL|Tradestation Securities, Inc.|1070
CGG|CGG|FMAF|NBCN Inc./ CDS|4300
CGG|CGG|FTBR|Foliofn Investments, Inc.|77228
CGG|CGG|GLIS|TD Securities Inc|121
CGG|CGG|GSCS|GOLDMAN SACHS & CO. LLC|1800
CGG|CGG|GSLT|GOLDMAN SACHS & CO. LLC|700
CGG|CGG|GTSZ|GTS SECURITIES LLC|200
CGG|CGG|IATS|INTERACTIVE BROKERS LLC|5050
CGG|CGG|IBKR|Interactive Brokers Llc|27877
CGG|CGG|ICBX|INSTINET, LLC|1612
CGG|CGG|ITGI|ITG Inc.|500
CGG|CGG|ITGP|ITG INC.|3200
CGG|CGG|JPMX|J.P. Morgan Securities LLC|600
CGG|CGG|KCGM|VIRTU Americas LLC|1700
CGG|CGG|LEHM|Barclays Capital Inc./Le|1400
CGG|CGG|LIME|Lime Brokerage LLC|2427
CGG|CGG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CGG|CGG|MSCO|MORGAN STANLEY & CO. LLC|4976
CGG|CGG|MSPL|MORGAN STANLEY & CO. LLC|1700
CGG|CGG|MSTX|MORGAN STANLEY & CO. LLC|400
CGG|CGG|NFSC|National Financial Services LLC|62503
CGG|CGG|NITE|VIRTU Americas LLC|153344
CGG|CGG|OLDM|OLD MISSION CAPITAL, LLC|120
CGG|CGG|SGMT|GOLDMAN SACHS & CO. LLC|300
CGG|CGG|STFL|Stifel, Nicolaus & Company, Incorporated|300
CGG|CGG|STXG|Stockcross Financial Services, Inc.|600
CGG|CGG|SWIM|TD Ameritrade, Inc.|800
CGG|CGG|TKNG|ALLY INVEST SECURITIES LLC|10
CGG|CGG|UBSA|UBS SECURITIES LLC|6501
CGG|CGG|UBSS|UBS Securities LLC|3523
CGG|CGG|VALX|VIRTU AMERICAS LLC|400
CGG|CGG|VGRD|Vanguard Marketing Corporation|3
CGG|CGG|WCHV|WELLS FARGO SECURITIES, LLC|2106
CGIX|CANCER GENETICS, INC|APCC|Apex Clearing Corporation|9964
CGIX|CANCER GENETICS, INC|BATM|CBOE TRADING, INC.|409
CGIX|CANCER GENETICS, INC|BIMI|Banca IMI Securities Corp.|1002
CGIX|CANCER GENETICS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5000
CGIX|CANCER GENETICS, INC|BNCH|The Benchmark Company, LLC|36300
CGIX|CANCER GENETICS, INC|CANT|Cantor Fitzgerald & Co.|390
CGIX|CANCER GENETICS, INC|CHAS|Charles Schwab & Co., Inc.|4885
CGIX|CANCER GENETICS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
CGIX|CANCER GENETICS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8787
CGIX|CANCER GENETICS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7354
CGIX|CANCER GENETICS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5455
CGIX|CANCER GENETICS, INC|CTDL|Citadel Derivatives Group Llc|2026
CGIX|CANCER GENETICS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CGIX|CANCER GENETICS, INC|DBAB|Deutsche Bank Securities Inc.|15170
CGIX|CANCER GENETICS, INC|DBAX|Deutsche Bank Securities Inc.|2100
CGIX|CANCER GENETICS, INC|EBXL|EBX LLC|6700
CGIX|CANCER GENETICS, INC|EGAM|CBOE TRADING, INC.|960
CGIX|CANCER GENETICS, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CGIX|CANCER GENETICS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
CGIX|CANCER GENETICS, INC|ETRS|E*Trade Securities LLC|180626
CGIX|CANCER GENETICS, INC|FBCO|Credit Suisse Securities (USA) LLC|17062
CGIX|CANCER GENETICS, INC|FILL|Tradestation Securities, Inc.|6610
CGIX|CANCER GENETICS, INC|FOMA|TD AMERITRADE CLEARING, INC.|239292
CGIX|CANCER GENETICS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2491
CGIX|CANCER GENETICS, INC|FTBR|Foliofn Investments, Inc.|4901
CGIX|CANCER GENETICS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|150
CGIX|CANCER GENETICS, INC|GSCO|GOLDMAN SACHS & CO. LLC|37211
CGIX|CANCER GENETICS, INC|GSLT|GOLDMAN SACHS & CO. LLC|396
CGIX|CANCER GENETICS, INC|HRBF|American Enterprise Investment Services Inc.|825
CGIX|CANCER GENETICS, INC|IATS|INTERACTIVE BROKERS LLC|1067
CGIX|CANCER GENETICS, INC|IBKR|Interactive Brokers Llc|17616
CGIX|CANCER GENETICS, INC|ICBX|INSTINET, LLC|900
CGIX|CANCER GENETICS, INC|INCA|INSTINET, LLC|4603
CGIX|CANCER GENETICS, INC|ITGI|ITG Inc.|8049
CGIX|CANCER GENETICS, INC|ITGP|ITG INC.|12800
CGIX|CANCER GENETICS, INC|JMPT|JUMP TRADING, LLC|1397
CGIX|CANCER GENETICS, INC|JPMX|J.P. Morgan Securities LLC|12492
CGIX|CANCER GENETICS, INC|JSJX|JANE STREET CAPITAL LLC|102
CGIX|CANCER GENETICS, INC|KCGM|VIRTU Americas LLC|2387
CGIX|CANCER GENETICS, INC|LEHM|Barclays Capital Inc./Le|7848
CGIX|CANCER GENETICS, INC|LIME|Lime Brokerage LLC|17160
CGIX|CANCER GENETICS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4786
CGIX|CANCER GENETICS, INC|MSCO|MORGAN STANLEY & CO. LLC|152359
CGIX|CANCER GENETICS, INC|MSPL|MORGAN STANLEY & CO. LLC|1700
CGIX|CANCER GENETICS, INC|NFSC|National Financial Services LLC|172484
CGIX|CANCER GENETICS, INC|NITE|VIRTU Americas LLC|283859
CGIX|CANCER GENETICS, INC|NITP|VIRTU Americas LLC|1000
CGIX|CANCER GENETICS, INC|NQRB|Brut, LLC|500
CGIX|CANCER GENETICS, INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4600
CGIX|CANCER GENETICS, INC|PDQM|CODA MARKETS, INC.|10359
CGIX|CANCER GENETICS, INC|RAJA|Raymond James & Associates, Inc.|1000
CGIX|CANCER GENETICS, INC|RBCM|RBC CAPITAL MARKETS, LLC|48127
CGIX|CANCER GENETICS, INC|SBSH|Citigroup Global Markets Inc.|4905
CGIX|CANCER GENETICS, INC|SGMT|GOLDMAN SACHS & CO. LLC|620
CGIX|CANCER GENETICS, INC|SPDR|SPEEDROUTE LLC|3128
CGIX|CANCER GENETICS, INC|STXG|Stockcross Financial Services, Inc.|600
CGIX|CANCER GENETICS, INC|SWIM|TD Ameritrade, Inc.|39519
CGIX|CANCER GENETICS, INC|SWST|Hilltop Securities Inc.|7000
CGIX|CANCER GENETICS, INC|TKNG|ALLY INVEST SECURITIES LLC|1166
CGIX|CANCER GENETICS, INC|UBSA|UBS SECURITIES LLC|29654
CGIX|CANCER GENETICS, INC|UBSS|UBS Securities LLC|40696
CGIX|CANCER GENETICS, INC|VGRD|Vanguard Marketing Corporation|19201
CGIX|CANCER GENETICS, INC|WCHV|WELLS FARGO SECURITIES, LLC|73672
CGIX|CANCER GENETICS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|796
CGIX|CANCER GENETICS, INC|WFPB|Wells Fargo Securities, LLC.|1300
CGIX|CANCER GENETICS, INC|WGIF|CIBC World Markets Inc.|300
CGIX|CANCER GENETICS, INC|WSEA|WOLVERINE SECURITIES, LLC|4756
CGIX|CANCER GENETICS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
CGIX|CANCER GENETICS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CGNX|COGNEX CP         ##|ABLE|NATIXIS Securities Americas LLC|2117
CGNX|COGNEX CP         ##|ADAM|CANACCORD GENUITY INC.|3500
CGNX|COGNEX CP         ##|AGIS|Aegis Capital Corp.|2500
CGNX|COGNEX CP         ##|ALTX|Alternet Securities Inc.|72010
CGNX|COGNEX CP         ##|ANDG|Andrew Garrett Inc.|122000
CGNX|COGNEX CP         ##|ANOS|ABEL/NOSER, L.L.C.|148
CGNX|COGNEX CP         ##|APCC|Apex Clearing Corporation|3351
CGNX|COGNEX CP         ##|BALE|M&T SECURITIES, INC.|300
CGNX|COGNEX CP         ##|BANK|Primevest Financial Services, Inc.|436
CGNX|COGNEX CP         ##|BARD|Robert W. Baird & Co. Incorporated|929053
CGNX|COGNEX CP         ##|BATM|CBOE TRADING, INC.|3362
CGNX|COGNEX CP         ##|BAYT|BTIG, LLC|2100
CGNX|COGNEX CP         ##|BBNT|BB&T SECURITIES, LLC|1195
CGNX|COGNEX CP         ##|BERN|Sanford C. Bernstein & Co., LLC|209284
CGNX|COGNEX CP         ##|BIAD|SAGETRADER, LLC|387
CGNX|COGNEX CP         ##|BIMI|Banca IMI Securities Corp.|1509
CGNX|COGNEX CP         ##|BKCM|BNY Mellon Capital Markets LLC|25712
CGNX|COGNEX CP         ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25603
CGNX|COGNEX CP         ##|BLKX|INSTINET, LLC|30516
CGNX|COGNEX CP         ##|BMOC|BMO Capital Markets Corp.|15746
CGNX|COGNEX CP         ##|BNPX|BNP PARIBAS SECURITIES CORP.|80843
CGNX|COGNEX CP         ##|BRVL|BLAYLOCK VAN, LLC|1100
CGNX|COGNEX CP         ##|BTIG|BTIG, LLC|82445
CGNX|COGNEX CP         ##|BYXM|CBOE TRADING, INC.|1771
CGNX|COGNEX CP         ##|CANT|Cantor Fitzgerald & Co.|36861
CGNX|COGNEX CP         ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|80576
CGNX|COGNEX CP         ##|CHAS|Charles Schwab & Co., Inc.|4071
CGNX|COGNEX CP         ##|CIST|Capital Institutional Services, Inc.|11635
CGNX|COGNEX CP         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|301750
CGNX|COGNEX CP         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1185
CGNX|COGNEX CP         ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
CGNX|COGNEX CP         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|465948
CGNX|COGNEX CP         ##|CTDL|Citadel Derivatives Group Llc|68739
CGNX|COGNEX CP         ##|CTLR|CUTLER GROUP, LP|775
CGNX|COGNEX CP         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|46606
CGNX|COGNEX CP         ##|DADA|D.A. Davidson & Co.|501
CGNX|COGNEX CP         ##|DAWA|Daiwa Capital Markets America Inc.|84133
CGNX|COGNEX CP         ##|DBAB|Deutsche Bank Securities Inc.|1340957
CGNX|COGNEX CP         ##|DBAX|Deutsche Bank Securities Inc.|364700
CGNX|COGNEX CP         ##|DBUL|Deutsche Bank Securities Inc.|5756
CGNX|COGNEX CP         ##|DCHF|Dart Executions, LLC|2455
CGNX|COGNEX CP         ##|DEAN|MORGAN STANLEY|8895
CGNX|COGNEX CP         ##|DEGS|RONIN PROFESSIONAL LLC|400
CGNX|COGNEX CP         ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|44636
CGNX|COGNEX CP         ##|EBXL|EBX LLC|211900
CGNX|COGNEX CP         ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|28678
CGNX|COGNEX CP         ##|EDJC|Edward Jones / CDS|430
CGNX|COGNEX CP         ##|EDJO|Edward D. Jones & Co., L.P.|11878
CGNX|COGNEX CP         ##|EGAM|CBOE TRADING, INC.|14221
CGNX|COGNEX CP         ##|EGAW|CBOE TRADING, INC.|147
CGNX|COGNEX CP         ##|EGMT|EG MARKET TECHNOLOGIES LLC|1699
CGNX|COGNEX CP         ##|EGXM|CBOE TRADING, INC.|3309
CGNX|COGNEX CP         ##|EGXW|CBOE TRADING, INC.|450
CGNX|COGNEX CP         ##|ETBE|Electronic Transaction Clearing, Inc.|32588
CGNX|COGNEX CP         ##|ETCC|Electronic Transaction Clearing, Inc.|517
CGNX|COGNEX CP         ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2458
CGNX|COGNEX CP         ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35395
CGNX|COGNEX CP         ##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|30980
CGNX|COGNEX CP         ##|ETRS|E*Trade Securities LLC|123557
CGNX|COGNEX CP         ##|FBCO|Credit Suisse Securities (USA) LLC|1035546
CGNX|COGNEX CP         ##|FBSB|U.S. Bancorp Investments, Inc.|110
CGNX|COGNEX CP         ##|FIDT|Fidelity Clearing Canada ULC./ CDS|68
CGNX|COGNEX CP         ##|FILL|Tradestation Securities, Inc.|5338
CGNX|COGNEX CP         ##|FINX|FINTECH SECURITIES|1172
CGNX|COGNEX CP         ##|FMAF|NBCN Inc./ CDS|13585
CGNX|COGNEX CP         ##|FOMA|TD AMERITRADE CLEARING, INC.|149970
CGNX|COGNEX CP         ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35665
CGNX|COGNEX CP         ##|FQLS|Quantlab Securities LP|486743
CGNX|COGNEX CP         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117357
CGNX|COGNEX CP         ##|FTBR|Foliofn Investments, Inc.|1967
CGNX|COGNEX CP         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|17758
CGNX|COGNEX CP         ##|GLPX|ACS EXECUTION SERVICES, LLC|63416
CGNX|COGNEX CP         ##|GSCO|GOLDMAN SACHS & CO. LLC|1452831
CGNX|COGNEX CP         ##|GSCS|GOLDMAN SACHS & CO. LLC|45897
CGNX|COGNEX CP         ##|GSLT|GOLDMAN SACHS & CO. LLC|1501
CGNX|COGNEX CP         ##|GTSZ|GTS SECURITIES LLC|29509
CGNX|COGNEX CP         ##|HRBF|American Enterprise Investment Services Inc.|10627
CGNX|COGNEX CP         ##|HSBC|HSBC Securities, Inc.|33569
CGNX|COGNEX CP         ##|IATS|INTERACTIVE BROKERS LLC|11165
CGNX|COGNEX CP         ##|IBKR|Interactive Brokers Llc|164402
CGNX|COGNEX CP         ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|577
CGNX|COGNEX CP         ##|ICBX|INSTINET, LLC|54867
CGNX|COGNEX CP         ##|IEQY|CITADEL SECURITIES LLC|133832
CGNX|COGNEX CP         ##|INCA|INSTINET, LLC|848036
CGNX|COGNEX CP         ##|INJX|INSTINET, LLC|55931
CGNX|COGNEX CP         ##|ITGI|ITG Inc.|140862
CGNX|COGNEX CP         ##|ITGP|ITG INC.|73400
CGNX|COGNEX CP         ##|JANY|Janney Montgomery Scott Inc.|2199
CGNX|COGNEX CP         ##|JEFF|JEFFERIES LLC|273055
CGNX|COGNEX CP         ##|JMPT|JUMP TRADING, LLC|121286
CGNX|COGNEX CP         ##|JPBX|J.P. MORGAN SECURITIES LLC|81461
CGNX|COGNEX CP         ##|JPMX|J.P. Morgan Securities LLC|401696
CGNX|COGNEX CP         ##|JSJX|JANE STREET CAPITAL LLC|10241
CGNX|COGNEX CP         ##|JUTA|JUMP TRADING, LLC|100
CGNX|COGNEX CP         ##|KCGM|VIRTU Americas LLC|44326
CGNX|COGNEX CP         ##|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
CGNX|COGNEX CP         ##|LEHM|Barclays Capital Inc./Le|1527909
CGNX|COGNEX CP         ##|LIME|Lime Brokerage LLC|226095
CGNX|COGNEX CP         ##|LMGP|LIME BROKERAGE LLC|396
CGNX|COGNEX CP         ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
CGNX|COGNEX CP         ##|LOOP|Loop Capital Markets LLC|767
CGNX|COGNEX CP         ##|LQNA|LIQUIDNET, INC.|42500
CGNX|COGNEX CP         ##|LSCI|Lek Securities Corporation|177
CGNX|COGNEX CP         ##|MACC|Mid Atlantic Capital Corporation|400
CGNX|COGNEX CP         ##|MACQ|Macquarie Capital (USA) Inc.|1690
CGNX|COGNEX CP         ##|MAXM|Maxim Group LLC|93560
CGNX|COGNEX CP         ##|MCMF|Raymond James Ltd. Cds|12
CGNX|COGNEX CP         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104804
CGNX|COGNEX CP         ##|MOTF|MOTIF INVESTING, INC.|99
CGNX|COGNEX CP         ##|MSCO|MORGAN STANLEY & CO. LLC|3298382
CGNX|COGNEX CP         ##|MSPL|MORGAN STANLEY & CO. LLC|322600
CGNX|COGNEX CP         ##|MSTX|MORGAN STANLEY & CO. LLC|107400
CGNX|COGNEX CP         ##|NBCS|NBC Securities, INC.|1240
CGNX|COGNEX CP         ##|NEED|Needham & Company, LLC|1084
CGNX|COGNEX CP         ##|NEUB|NEUBERGER BERMAN BD LLC|1223
CGNX|COGNEX CP         ##|NFSC|National Financial Services LLC|298010
CGNX|COGNEX CP         ##|NITE|VIRTU Americas LLC|486676
CGNX|COGNEX CP         ##|NITP|VIRTU Americas LLC|5036
CGNX|COGNEX CP         ##|NMRA|Nomura Securities International, Inc.|2206
CGNX|COGNEX CP         ##|NQRB|Brut, LLC|4756
CGNX|COGNEX CP         ##|NTRC|Northern Trust Securities, Inc.|2983
CGNX|COGNEX CP         ##|OPCO|Oppenheimer & Co. Inc.|3711
CGNX|COGNEX CP         ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6336
CGNX|COGNEX CP         ##|PCPT|PHILLIP CAPITAL INC.|71
CGNX|COGNEX CP         ##|PDQM|CODA MARKETS, INC.|74965
CGNX|COGNEX CP         ##|PHLY|NASDAQ Execution Services, LLC|1800
CGNX|COGNEX CP         ##|PICT|Pictet Overseas Inc.|660
CGNX|COGNEX CP         ##|PIPR|Piper Jaffray & Co.|4092
CGNX|COGNEX CP         ##|PWJC|UBS Financial Services, Inc.|2135
CGNX|COGNEX CP         ##|RAJA|Raymond James & Associates, Inc.|16169
CGNX|COGNEX CP         ##|RBCM|RBC CAPITAL MARKETS, LLC|15583
CGNX|COGNEX CP         ##|RGLD|Regal Securities, Inc|10
CGNX|COGNEX CP         ##|ROTH|Roth Capital Partners, LLC|1700
CGNX|COGNEX CP         ##|SAGL|SAGETRADER, LLC|9300
CGNX|COGNEX CP         ##|SAGW|SAGETRADER, LLC|33
CGNX|COGNEX CP         ##|SALI|INTL FCSTONE FINANCIAL INC.|123
CGNX|COGNEX CP         ##|SBSH|Citigroup Global Markets Inc.|763485
CGNX|COGNEX CP         ##|SEIC|SEI Investments Distribution Co.|1492
CGNX|COGNEX CP         ##|SGMT|GOLDMAN SACHS & CO. LLC|129277
CGNX|COGNEX CP         ##|SPDR|SPEEDROUTE LLC|17408
CGNX|COGNEX CP         ##|SPHN|Stephens Inc.|1
CGNX|COGNEX CP         ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
CGNX|COGNEX CP         ##|STFL|Stifel, Nicolaus & Company, Incorporated|27356
CGNX|COGNEX CP         ##|STKP|STOCKPILE INVESTMENTS, INC.|38
CGNX|COGNEX CP         ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|132
CGNX|COGNEX CP         ##|SWIM|TD Ameritrade, Inc.|15270
CGNX|COGNEX CP         ##|SWST|Hilltop Securities Inc.|2938
CGNX|COGNEX CP         ##|TAGC|TELSEY ADVISORY GROUP LLC|817
CGNX|COGNEX CP         ##|TKNG|ALLY INVEST SECURITIES LLC|1608
CGNX|COGNEX CP         ##|TONC|CUTTONE & CO., LLC|4008
CGNX|COGNEX CP         ##|TRBT|Tradebot Systems, Inc.|322901
CGNX|COGNEX CP         ##|TRCM|TRC MARKETS LLC|199684
CGNX|COGNEX CP         ##|TWTT|TASTYWORKS, INC.|22
CGNX|COGNEX CP         ##|UBSA|UBS SECURITIES LLC|596174
CGNX|COGNEX CP         ##|UBSS|UBS Securities LLC|1534597
CGNX|COGNEX CP         ##|VALX|VIRTU AMERICAS LLC|9168
CGNX|COGNEX CP         ##|VGRD|Vanguard Marketing Corporation|27433
CGNX|COGNEX CP         ##|WBLR|WILLIAM BLAIR|2284
CGNX|COGNEX CP         ##|WBPX|SUMMIT SECURITIES GROUP, LLC|800
CGNX|COGNEX CP         ##|WCHV|WELLS FARGO SECURITIES, LLC|124823
CGNX|COGNEX CP         ##|WDNX|WEEDEN & CO.L.P.|214
CGNX|COGNEX CP         ##|WEDB|WEDBUSH SECURITIES INC.|258
CGNX|COGNEX CP         ##|WEED|Weeden & Co.L.P.|23614
CGNX|COGNEX CP         ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3176
CGNX|COGNEX CP         ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8279
CGNX|COGNEX CP         ##|WGIF|CIBC World Markets Inc.|6938
CGNX|COGNEX CP         ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|351
CGNX|COGNEX CP         ##|WSEA|WOLVERINE SECURITIES, LLC|7819
CGNX|COGNEX CP         ##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
CGNX|COGNEX CP         ##|XIST|INSTINET, LLC|55706
CGNX|COGNEX CP         ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|45712
CGNX|COGNEX CP         ##|YKNA|COMHAR CAPITAL MARKETS, LLC|780
CGNX|COGNEX CP         ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11692
CGO|CALAMOS GLB TTL RTN|APCC|Apex Clearing Corporation|71
CGO|CALAMOS GLB TTL RTN|BARD|Robert W. Baird & Co. Incorporated|1670
CGO|CALAMOS GLB TTL RTN|BATM|CBOE TRADING, INC.|486
CGO|CALAMOS GLB TTL RTN|BTIG|BTIG, LLC|5487
CGO|CALAMOS GLB TTL RTN|BYXM|CBOE TRADING, INC.|100
CGO|CALAMOS GLB TTL RTN|CANT|Cantor Fitzgerald & Co.|16012
CGO|CALAMOS GLB TTL RTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
CGO|CALAMOS GLB TTL RTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|46
CGO|CALAMOS GLB TTL RTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
CGO|CALAMOS GLB TTL RTN|DADA|D.A. Davidson & Co.|2300
CGO|CALAMOS GLB TTL RTN|DBAX|Deutsche Bank Securities Inc.|2900
CGO|CALAMOS GLB TTL RTN|DEAN|MORGAN STANLEY|4067
CGO|CALAMOS GLB TTL RTN|DEGS|RONIN PROFESSIONAL LLC|4369
CGO|CALAMOS GLB TTL RTN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
CGO|CALAMOS GLB TTL RTN|EBXL|EBX LLC|3300
CGO|CALAMOS GLB TTL RTN|EDJO|Edward D. Jones & Co., L.P.|125
CGO|CALAMOS GLB TTL RTN|ETRS|E*Trade Securities LLC|12404
CGO|CALAMOS GLB TTL RTN|FBCO|Credit Suisse Securities (USA) LLC|5388
CGO|CALAMOS GLB TTL RTN|FBSB|U.S. Bancorp Investments, Inc.|500
CGO|CALAMOS GLB TTL RTN|FOMA|TD AMERITRADE CLEARING, INC.|49105
CGO|CALAMOS GLB TTL RTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CGO|CALAMOS GLB TTL RTN|FTBR|Foliofn Investments, Inc.|22
CGO|CALAMOS GLB TTL RTN|GEBB|GLOBAL EXECUTION BROKERS, LP|931
CGO|CALAMOS GLB TTL RTN|GSCO|GOLDMAN SACHS & CO. LLC|349
CGO|CALAMOS GLB TTL RTN|GSCS|GOLDMAN SACHS & CO. LLC|2684
CGO|CALAMOS GLB TTL RTN|GTSZ|GTS SECURITIES LLC|5645
CGO|CALAMOS GLB TTL RTN|HRBF|American Enterprise Investment Services Inc.|7692
CGO|CALAMOS GLB TTL RTN|IATS|INTERACTIVE BROKERS LLC|1700
CGO|CALAMOS GLB TTL RTN|IBKR|Interactive Brokers Llc|12690
CGO|CALAMOS GLB TTL RTN|ICBX|INSTINET, LLC|200
CGO|CALAMOS GLB TTL RTN|INCA|INSTINET, LLC|672
CGO|CALAMOS GLB TTL RTN|ITGI|ITG Inc.|8911
CGO|CALAMOS GLB TTL RTN|ITGP|ITG INC.|7400
CGO|CALAMOS GLB TTL RTN|JANY|Janney Montgomery Scott Inc.|3
CGO|CALAMOS GLB TTL RTN|JPMX|J.P. Morgan Securities LLC|200
CGO|CALAMOS GLB TTL RTN|KCGM|VIRTU Americas LLC|400
CGO|CALAMOS GLB TTL RTN|LEHM|Barclays Capital Inc./Le|600
CGO|CALAMOS GLB TTL RTN|LIME|Lime Brokerage LLC|14142
CGO|CALAMOS GLB TTL RTN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|170
CGO|CALAMOS GLB TTL RTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
CGO|CALAMOS GLB TTL RTN|MOTF|MOTIF INVESTING, INC.|1
CGO|CALAMOS GLB TTL RTN|MSCO|MORGAN STANLEY & CO. LLC|44429
CGO|CALAMOS GLB TTL RTN|MSPL|MORGAN STANLEY & CO. LLC|7700
CGO|CALAMOS GLB TTL RTN|NFSC|National Financial Services LLC|49743
CGO|CALAMOS GLB TTL RTN|NITE|VIRTU Americas LLC|85537
CGO|CALAMOS GLB TTL RTN|NQRB|Brut, LLC|41
CGO|CALAMOS GLB TTL RTN|OPCO|Oppenheimer & Co. Inc.|2971
CGO|CALAMOS GLB TTL RTN|PWJC|UBS Financial Services, Inc.|4013
CGO|CALAMOS GLB TTL RTN|RAJA|Raymond James & Associates, Inc.|8970
CGO|CALAMOS GLB TTL RTN|RBCM|RBC CAPITAL MARKETS, LLC|6007
CGO|CALAMOS GLB TTL RTN|SBSH|Citigroup Global Markets Inc.|12113
CGO|CALAMOS GLB TTL RTN|SGMT|GOLDMAN SACHS & CO. LLC|1126
CGO|CALAMOS GLB TTL RTN|SPHN|Stephens Inc.|37
CGO|CALAMOS GLB TTL RTN|STFL|Stifel, Nicolaus & Company, Incorporated|18
CGO|CALAMOS GLB TTL RTN|SWIM|TD Ameritrade, Inc.|1793
CGO|CALAMOS GLB TTL RTN|SWST|Hilltop Securities Inc.|1146
CGO|CALAMOS GLB TTL RTN|TRBT|Tradebot Systems, Inc.|200
CGO|CALAMOS GLB TTL RTN|TRCM|TRC MARKETS LLC|2506
CGO|CALAMOS GLB TTL RTN|UBSA|UBS SECURITIES LLC|11533
CGO|CALAMOS GLB TTL RTN|UBSS|UBS Securities LLC|30242
CGO|CALAMOS GLB TTL RTN|VALX|VIRTU AMERICAS LLC|1100
CGO|CALAMOS GLB TTL RTN|VGRD|Vanguard Marketing Corporation|3107
CGO|CALAMOS GLB TTL RTN|WCHV|WELLS FARGO SECURITIES, LLC|17797
CGO|CALAMOS GLB TTL RTN|WEDB|WEDBUSH SECURITIES INC.|900
CGO|CALAMOS GLB TTL RTN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|405
CGO|CALAMOS GLB TTL RTN|WSEA|WOLVERINE SECURITIES, LLC|78
CGO|CALAMOS GLB TTL RTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9241
CGVIC|CAUSEWY GLB VAL NXSH|FTBR|Foliofn Investments, Inc.|4
CGVIC|CAUSEWY GLB VAL NXSH|NITE|VIRTU Americas LLC|4
CGW|INVESCO S&P GLBL|ALTX|Alternet Securities Inc.|100
CGW|INVESCO S&P GLBL|APCC|Apex Clearing Corporation|790
CGW|INVESCO S&P GLBL|BANK|Primevest Financial Services, Inc.|228
CGW|INVESCO S&P GLBL|BARD|Robert W. Baird & Co. Incorporated|1839
CGW|INVESCO S&P GLBL|BATM|CBOE TRADING, INC.|358
CGW|INVESCO S&P GLBL|BERN|Sanford C. Bernstein & Co., LLC|100
CGW|INVESCO S&P GLBL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|233
CGW|INVESCO S&P GLBL|CANT|Cantor Fitzgerald & Co.|49506
CGW|INVESCO S&P GLBL|CHAS|Charles Schwab & Co., Inc.|8688
CGW|INVESCO S&P GLBL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32000
CGW|INVESCO S&P GLBL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
CGW|INVESCO S&P GLBL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8883
CGW|INVESCO S&P GLBL|CSIN|Citadel Securities Institutional LLC|2953
CGW|INVESCO S&P GLBL|CTDL|Citadel Derivatives Group Llc|63904
CGW|INVESCO S&P GLBL|CXCX|CITIGROUP GLOBAL MARKETS INC.|3002
CGW|INVESCO S&P GLBL|DADA|D.A. Davidson & Co.|340
CGW|INVESCO S&P GLBL|DBAX|Deutsche Bank Securities Inc.|8800
CGW|INVESCO S&P GLBL|DEAN|MORGAN STANLEY|3281
CGW|INVESCO S&P GLBL|EBXL|EBX LLC|3600
CGW|INVESCO S&P GLBL|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
CGW|INVESCO S&P GLBL|EDJO|Edward D. Jones & Co., L.P.|2395
CGW|INVESCO S&P GLBL|EGAM|CBOE TRADING, INC.|500
CGW|INVESCO S&P GLBL|EGXM|CBOE TRADING, INC.|1
CGW|INVESCO S&P GLBL|ETRS|E*Trade Securities LLC|2930
CGW|INVESCO S&P GLBL|FLTU|FLOW TRADERS US LLC|5205
CGW|INVESCO S&P GLBL|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|5205
CGW|INVESCO S&P GLBL|FMAF|NBCN Inc./ CDS|3709
CGW|INVESCO S&P GLBL|FTBR|Foliofn Investments, Inc.|253
CGW|INVESCO S&P GLBL|GEBB|GLOBAL EXECUTION BROKERS, LP|500
CGW|INVESCO S&P GLBL|GSCO|GOLDMAN SACHS & CO. LLC|221
CGW|INVESCO S&P GLBL|GSLT|GOLDMAN SACHS & CO. LLC|329
CGW|INVESCO S&P GLBL|HRBF|American Enterprise Investment Services Inc.|26799
CGW|INVESCO S&P GLBL|IATS|INTERACTIVE BROKERS LLC|134
CGW|INVESCO S&P GLBL|IBKR|Interactive Brokers Llc|3218
CGW|INVESCO S&P GLBL|ICBX|INSTINET, LLC|31834
CGW|INVESCO S&P GLBL|INCA|INSTINET, LLC|42254
CGW|INVESCO S&P GLBL|ITGI|ITG Inc.|76971
CGW|INVESCO S&P GLBL|ITGP|ITG INC.|16800
CGW|INVESCO S&P GLBL|JANY|Janney Montgomery Scott Inc.|280
CGW|INVESCO S&P GLBL|JPMX|J.P. Morgan Securities LLC|4000
CGW|INVESCO S&P GLBL|JSEB|JANE STREET EXECUTION SERVICES, LLC|33854
CGW|INVESCO S&P GLBL|JSJX|JANE STREET CAPITAL LLC|88973
CGW|INVESCO S&P GLBL|KCGM|VIRTU Americas LLC|8412
CGW|INVESCO S&P GLBL|LEHM|Barclays Capital Inc./Le|16200
CGW|INVESCO S&P GLBL|LGNT|COR CLEARING LLC|1
CGW|INVESCO S&P GLBL|LIME|Lime Brokerage LLC|9977
CGW|INVESCO S&P GLBL|MAXM|Maxim Group LLC|2280
CGW|INVESCO S&P GLBL|MCMF|Raymond James Ltd. Cds|100
CGW|INVESCO S&P GLBL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24400
CGW|INVESCO S&P GLBL|MOTF|MOTIF INVESTING, INC.|3
CGW|INVESCO S&P GLBL|MSCO|MORGAN STANLEY & CO. LLC|39258
CGW|INVESCO S&P GLBL|MSPL|MORGAN STANLEY & CO. LLC|3200
CGW|INVESCO S&P GLBL|NFSC|National Financial Services LLC|67584
CGW|INVESCO S&P GLBL|NITE|VIRTU Americas LLC|67503
CGW|INVESCO S&P GLBL|NQRB|Brut, LLC|200
CGW|INVESCO S&P GLBL|OPCO|Oppenheimer & Co. Inc.|408
CGW|INVESCO S&P GLBL|PWJC|UBS Financial Services, Inc.|455
CGW|INVESCO S&P GLBL|RBCM|RBC CAPITAL MARKETS, LLC|2569
CGW|INVESCO S&P GLBL|SBSH|Citigroup Global Markets Inc.|3
CGW|INVESCO S&P GLBL|SEIC|SEI Investments Distribution Co.|100
CGW|INVESCO S&P GLBL|SGMT|GOLDMAN SACHS & CO. LLC|3600
CGW|INVESCO S&P GLBL|STFL|Stifel, Nicolaus & Company, Incorporated|186
CGW|INVESCO S&P GLBL|STKP|STOCKPILE INVESTMENTS, INC.|74
CGW|INVESCO S&P GLBL|SWIM|TD Ameritrade, Inc.|115
CGW|INVESCO S&P GLBL|SWST|Hilltop Securities Inc.|813
CGW|INVESCO S&P GLBL|TKNG|ALLY INVEST SECURITIES LLC|50
CGW|INVESCO S&P GLBL|TWTT|TASTYWORKS, INC.|10
CGW|INVESCO S&P GLBL|UBSA|UBS SECURITIES LLC|10778
CGW|INVESCO S&P GLBL|UBSS|UBS Securities LLC|118016
CGW|INVESCO S&P GLBL|VALX|VIRTU AMERICAS LLC|187
CGW|INVESCO S&P GLBL|VGRD|Vanguard Marketing Corporation|6214
CGW|INVESCO S&P GLBL|WCHV|WELLS FARGO SECURITIES, LLC|12370
CGW|INVESCO S&P GLBL|WEED|Weeden & Co.L.P.|1499
CGW|INVESCO S&P GLBL|WSEA|WOLVERINE SECURITIES, LLC|67
CGW|INVESCO S&P GLBL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22129
CHA|CHINA TELECOM CP LTD|APCC|Apex Clearing Corporation|1603
CHA|CHINA TELECOM CP LTD|BATM|CBOE TRADING, INC.|1528
CHA|CHINA TELECOM CP LTD|BIMI|Banca IMI Securities Corp.|30
CHA|CHINA TELECOM CP LTD|BNPX|BNP PARIBAS SECURITIES CORP.|13
CHA|CHINA TELECOM CP LTD|BTIG|BTIG, LLC|5962
CHA|CHINA TELECOM CP LTD|BZYD|GOLDMAN SACHS & CO. LLC|600
CHA|CHINA TELECOM CP LTD|CANT|Cantor Fitzgerald & Co.|125
CHA|CHINA TELECOM CP LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2176
CHA|CHINA TELECOM CP LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|49
CHA|CHINA TELECOM CP LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7213
CHA|CHINA TELECOM CP LTD|CTDL|Citadel Derivatives Group Llc|194
CHA|CHINA TELECOM CP LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|150
CHA|CHINA TELECOM CP LTD|DADA|D.A. Davidson & Co.|136
CHA|CHINA TELECOM CP LTD|DBAB|Deutsche Bank Securities Inc.|2553
CHA|CHINA TELECOM CP LTD|DBAX|Deutsche Bank Securities Inc.|6300
CHA|CHINA TELECOM CP LTD|DEAN|MORGAN STANLEY|5771
CHA|CHINA TELECOM CP LTD|EBXL|EBX LLC|3700
CHA|CHINA TELECOM CP LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|208
CHA|CHINA TELECOM CP LTD|EDJO|Edward D. Jones & Co., L.P.|74
CHA|CHINA TELECOM CP LTD|EGAM|CBOE TRADING, INC.|410
CHA|CHINA TELECOM CP LTD|EGXM|CBOE TRADING, INC.|100
CHA|CHINA TELECOM CP LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
CHA|CHINA TELECOM CP LTD|ETRS|E*Trade Securities LLC|9216
CHA|CHINA TELECOM CP LTD|FBSB|U.S. Bancorp Investments, Inc.|18
CHA|CHINA TELECOM CP LTD|FMAF|NBCN Inc./ CDS|1
CHA|CHINA TELECOM CP LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6243
CHA|CHINA TELECOM CP LTD|FTBR|Foliofn Investments, Inc.|2225
CHA|CHINA TELECOM CP LTD|GLPX|ACS EXECUTION SERVICES, LLC|193
CHA|CHINA TELECOM CP LTD|GSCO|GOLDMAN SACHS & CO. LLC|18840
CHA|CHINA TELECOM CP LTD|GSCS|GOLDMAN SACHS & CO. LLC|3072
CHA|CHINA TELECOM CP LTD|GTSZ|GTS SECURITIES LLC|4956
CHA|CHINA TELECOM CP LTD|HRBF|American Enterprise Investment Services Inc.|308
CHA|CHINA TELECOM CP LTD|HSBC|HSBC Securities, Inc.|295
CHA|CHINA TELECOM CP LTD|IATS|INTERACTIVE BROKERS LLC|6598
CHA|CHINA TELECOM CP LTD|IBKR|Interactive Brokers Llc|5052
CHA|CHINA TELECOM CP LTD|ICBX|INSTINET, LLC|900
CHA|CHINA TELECOM CP LTD|INCA|INSTINET, LLC|6864
CHA|CHINA TELECOM CP LTD|INTL|INTL FCSTONE FINANCIAL INC.|44
CHA|CHINA TELECOM CP LTD|ITGI|ITG Inc.|613
CHA|CHINA TELECOM CP LTD|ITGP|ITG INC.|1600
CHA|CHINA TELECOM CP LTD|JEFF|JEFFERIES LLC|27
CHA|CHINA TELECOM CP LTD|JPBX|J.P. MORGAN SECURITIES LLC|732
CHA|CHINA TELECOM CP LTD|JPMX|J.P. Morgan Securities LLC|7930
CHA|CHINA TELECOM CP LTD|JSJX|JANE STREET CAPITAL LLC|2937
CHA|CHINA TELECOM CP LTD|KCGM|VIRTU Americas LLC|3740
CHA|CHINA TELECOM CP LTD|LEHM|Barclays Capital Inc./Le|9400
CHA|CHINA TELECOM CP LTD|LIME|Lime Brokerage LLC|3686
CHA|CHINA TELECOM CP LTD|LSCI|Lek Securities Corporation|50
CHA|CHINA TELECOM CP LTD|MACQ|Macquarie Capital (USA) Inc.|4262
CHA|CHINA TELECOM CP LTD|MCMF|Raymond James Ltd. Cds|160
CHA|CHINA TELECOM CP LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|900
CHA|CHINA TELECOM CP LTD|MOTF|MOTIF INVESTING, INC.|10
CHA|CHINA TELECOM CP LTD|MSCO|MORGAN STANLEY & CO. LLC|37246
CHA|CHINA TELECOM CP LTD|MSPL|MORGAN STANLEY & CO. LLC|12300
CHA|CHINA TELECOM CP LTD|NFSC|National Financial Services LLC|20660
CHA|CHINA TELECOM CP LTD|NITE|VIRTU Americas LLC|63374
CHA|CHINA TELECOM CP LTD|NTBF|BMO Nesbitt Burns Inc./CDS|87
CHA|CHINA TELECOM CP LTD|OLDM|OLD MISSION CAPITAL, LLC|800
CHA|CHINA TELECOM CP LTD|OPCO|Oppenheimer & Co. Inc.|24
CHA|CHINA TELECOM CP LTD|PDQM|CODA MARKETS, INC.|302
CHA|CHINA TELECOM CP LTD|PWJC|UBS Financial Services, Inc.|185
CHA|CHINA TELECOM CP LTD|RBCM|RBC CAPITAL MARKETS, LLC|585
CHA|CHINA TELECOM CP LTD|SALI|INTL FCSTONE FINANCIAL INC.|26
CHA|CHINA TELECOM CP LTD|SBSH|Citigroup Global Markets Inc.|55
CHA|CHINA TELECOM CP LTD|SGMT|GOLDMAN SACHS & CO. LLC|5031
CHA|CHINA TELECOM CP LTD|SPHN|Stephens Inc.|100
CHA|CHINA TELECOM CP LTD|SWIM|TD Ameritrade, Inc.|1428
CHA|CHINA TELECOM CP LTD|TKNG|ALLY INVEST SECURITIES LLC|1787
CHA|CHINA TELECOM CP LTD|TRBT|Tradebot Systems, Inc.|1568
CHA|CHINA TELECOM CP LTD|TRCM|TRC MARKETS LLC|619
CHA|CHINA TELECOM CP LTD|UBSA|UBS SECURITIES LLC|16509
CHA|CHINA TELECOM CP LTD|UBSS|UBS Securities LLC|24302
CHA|CHINA TELECOM CP LTD|VALX|VIRTU AMERICAS LLC|5413
CHA|CHINA TELECOM CP LTD|VGRD|Vanguard Marketing Corporation|300
CHA|CHINA TELECOM CP LTD|WCHV|WELLS FARGO SECURITIES, LLC|14184
CHA|CHINA TELECOM CP LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|126
CHA|CHINA TELECOM CP LTD|WSEA|WOLVERINE SECURITIES, LLC|238
CHA|CHINA TELECOM CP LTD|XIST|INSTINET, LLC|600
CHA|CHINA TELECOM CP LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CHA|CHINA TELECOM CP LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|5
CHA|CHINA TELECOM CP LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1244
CHAD|DIREXION DAILY 300|APCC|Apex Clearing Corporation|2119
CHAD|DIREXION DAILY 300|BATM|CBOE TRADING, INC.|572
CHAD|DIREXION DAILY 300|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46
CHAD|DIREXION DAILY 300|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CHAD|DIREXION DAILY 300|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7589
CHAD|DIREXION DAILY 300|DBAB|Deutsche Bank Securities Inc.|100000
CHAD|DIREXION DAILY 300|DBAX|Deutsche Bank Securities Inc.|1200
CHAD|DIREXION DAILY 300|EBXL|EBX LLC|1600
CHAD|DIREXION DAILY 300|EGXM|CBOE TRADING, INC.|232
CHAD|DIREXION DAILY 300|EGXW|CBOE TRADING, INC.|300
CHAD|DIREXION DAILY 300|ETRS|E*Trade Securities LLC|8475
CHAD|DIREXION DAILY 300|FILL|Tradestation Securities, Inc.|786
CHAD|DIREXION DAILY 300|FLTU|FLOW TRADERS US LLC|161
CHAD|DIREXION DAILY 300|GLPX|ACS EXECUTION SERVICES, LLC|2034
CHAD|DIREXION DAILY 300|GSCO|GOLDMAN SACHS & CO. LLC|400
CHAD|DIREXION DAILY 300|GTSZ|GTS SECURITIES LLC|664
CHAD|DIREXION DAILY 300|HSBC|HSBC Securities, Inc.|300
CHAD|DIREXION DAILY 300|IATS|INTERACTIVE BROKERS LLC|7947
CHAD|DIREXION DAILY 300|IBKR|Interactive Brokers Llc|8615
CHAD|DIREXION DAILY 300|ICBX|INSTINET, LLC|7400
CHAD|DIREXION DAILY 300|INCA|INSTINET, LLC|4843
CHAD|DIREXION DAILY 300|ITGP|ITG INC.|1600
CHAD|DIREXION DAILY 300|JPMX|J.P. Morgan Securities LLC|2400
CHAD|DIREXION DAILY 300|JSEB|JANE STREET EXECUTION SERVICES, LLC|6100
CHAD|DIREXION DAILY 300|JSJX|JANE STREET CAPITAL LLC|14186
CHAD|DIREXION DAILY 300|KCGM|VIRTU Americas LLC|100
CHAD|DIREXION DAILY 300|LEHM|Barclays Capital Inc./Le|3600
CHAD|DIREXION DAILY 300|LIME|Lime Brokerage LLC|3729
CHAD|DIREXION DAILY 300|LIWM|LIME BROKERAGE LLC|1605
CHAD|DIREXION DAILY 300|LSCI|Lek Securities Corporation|100
CHAD|DIREXION DAILY 300|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CHAD|DIREXION DAILY 300|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3080
CHAD|DIREXION DAILY 300|MOTF|MOTIF INVESTING, INC.|2
CHAD|DIREXION DAILY 300|MSCO|MORGAN STANLEY & CO. LLC|2592
CHAD|DIREXION DAILY 300|MSPL|MORGAN STANLEY & CO. LLC|800
CHAD|DIREXION DAILY 300|NFSC|National Financial Services LLC|23775
CHAD|DIREXION DAILY 300|NITE|VIRTU Americas LLC|35191
CHAD|DIREXION DAILY 300|OLDM|OLD MISSION CAPITAL, LLC|1838
CHAD|DIREXION DAILY 300|PCPT|PHILLIP CAPITAL INC.|30
CHAD|DIREXION DAILY 300|PDQM|CODA MARKETS, INC.|50
CHAD|DIREXION DAILY 300|SBSH|Citigroup Global Markets Inc.|400
CHAD|DIREXION DAILY 300|SGMT|GOLDMAN SACHS & CO. LLC|6632
CHAD|DIREXION DAILY 300|SWIM|TD Ameritrade, Inc.|2729
CHAD|DIREXION DAILY 300|TKNG|ALLY INVEST SECURITIES LLC|321
CHAD|DIREXION DAILY 300|TRCM|TRC MARKETS LLC|42
CHAD|DIREXION DAILY 300|UBSA|UBS SECURITIES LLC|1715
CHAD|DIREXION DAILY 300|UBSS|UBS Securities LLC|10521
CHAD|DIREXION DAILY 300|VALX|VIRTU AMERICAS LLC|1499
CHAD|DIREXION DAILY 300|VGRD|Vanguard Marketing Corporation|1366
CHAD|DIREXION DAILY 300|VSIN|Vision Financial Markets Llc|100
CHAD|DIREXION DAILY 300|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1912
CHAD|DIREXION DAILY 300|WSEA|WOLVERINE SECURITIES, LLC|2036
CHAD|DIREXION DAILY 300|XSTM|NATIONAL FINANCIAL SERVICES LLC|680
CHAD|DIREXION DAILY 300|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1323
CHAU|DIREXION CSI 300 CHN|ALTX|Alternet Securities Inc.|500
CHAU|DIREXION CSI 300 CHN|APCC|Apex Clearing Corporation|14317
CHAU|DIREXION CSI 300 CHN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|701
CHAU|DIREXION CSI 300 CHN|CHAS|Charles Schwab & Co., Inc.|200
CHAU|DIREXION CSI 300 CHN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|62
CHAU|DIREXION CSI 300 CHN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
CHAU|DIREXION CSI 300 CHN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14650
CHAU|DIREXION CSI 300 CHN|DBAX|Deutsche Bank Securities Inc.|3300
CHAU|DIREXION CSI 300 CHN|DEGS|RONIN PROFESSIONAL LLC|100
CHAU|DIREXION CSI 300 CHN|EBXL|EBX LLC|2400
CHAU|DIREXION CSI 300 CHN|ECUT|CONVERGEX EXECUTION SOLUTIONS|17
CHAU|DIREXION CSI 300 CHN|EGAM|CBOE TRADING, INC.|996
CHAU|DIREXION CSI 300 CHN|ETBE|Electronic Transaction Clearing, Inc.|1400
CHAU|DIREXION CSI 300 CHN|ETRS|E*Trade Securities LLC|78732
CHAU|DIREXION CSI 300 CHN|FILL|Tradestation Securities, Inc.|5657
CHAU|DIREXION CSI 300 CHN|FMAF|NBCN Inc./ CDS|4700
CHAU|DIREXION CSI 300 CHN|FTBR|Foliofn Investments, Inc.|37
CHAU|DIREXION CSI 300 CHN|GLIS|TD Securities Inc|150
CHAU|DIREXION CSI 300 CHN|GSCO|GOLDMAN SACHS & CO. LLC|800
CHAU|DIREXION CSI 300 CHN|GSLT|GOLDMAN SACHS & CO. LLC|300
CHAU|DIREXION CSI 300 CHN|GTSZ|GTS SECURITIES LLC|1900
CHAU|DIREXION CSI 300 CHN|HRBF|American Enterprise Investment Services Inc.|600
CHAU|DIREXION CSI 300 CHN|IATS|INTERACTIVE BROKERS LLC|28170
CHAU|DIREXION CSI 300 CHN|IBKR|Interactive Brokers Llc|116277
CHAU|DIREXION CSI 300 CHN|ICBX|INSTINET, LLC|2200
CHAU|DIREXION CSI 300 CHN|INCA|INSTINET, LLC|5507
CHAU|DIREXION CSI 300 CHN|ITGI|ITG Inc.|3000
CHAU|DIREXION CSI 300 CHN|JMPT|JUMP TRADING, LLC|119
CHAU|DIREXION CSI 300 CHN|JPMX|J.P. Morgan Securities LLC|1200
CHAU|DIREXION CSI 300 CHN|JSEB|JANE STREET EXECUTION SERVICES, LLC|9000
CHAU|DIREXION CSI 300 CHN|JSJX|JANE STREET CAPITAL LLC|131978
CHAU|DIREXION CSI 300 CHN|KCGM|VIRTU Americas LLC|3464
CHAU|DIREXION CSI 300 CHN|LEHM|Barclays Capital Inc./Le|17200
CHAU|DIREXION CSI 300 CHN|LIME|Lime Brokerage LLC|20864
CHAU|DIREXION CSI 300 CHN|LIWM|LIME BROKERAGE LLC|67
CHAU|DIREXION CSI 300 CHN|LSCI|Lek Securities Corporation|270
CHAU|DIREXION CSI 300 CHN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11484
CHAU|DIREXION CSI 300 CHN|MOTF|MOTIF INVESTING, INC.|1
CHAU|DIREXION CSI 300 CHN|MSCO|MORGAN STANLEY & CO. LLC|4959
CHAU|DIREXION CSI 300 CHN|MSPL|MORGAN STANLEY & CO. LLC|1300
CHAU|DIREXION CSI 300 CHN|NFSC|National Financial Services LLC|166431
CHAU|DIREXION CSI 300 CHN|NITE|VIRTU Americas LLC|203028
CHAU|DIREXION CSI 300 CHN|NTBF|BMO Nesbitt Burns Inc./CDS|400
CHAU|DIREXION CSI 300 CHN|NTFN|Network 1 Financial Securities Inc.|3400
CHAU|DIREXION CSI 300 CHN|PCPT|PHILLIP CAPITAL INC.|1030
CHAU|DIREXION CSI 300 CHN|PDQM|CODA MARKETS, INC.|200
CHAU|DIREXION CSI 300 CHN|SBSH|Citigroup Global Markets Inc.|5286
CHAU|DIREXION CSI 300 CHN|SGMT|GOLDMAN SACHS & CO. LLC|7000
CHAU|DIREXION CSI 300 CHN|SPDR|SPEEDROUTE LLC|400
CHAU|DIREXION CSI 300 CHN|SWIM|TD Ameritrade, Inc.|53318
CHAU|DIREXION CSI 300 CHN|TKNG|ALLY INVEST SECURITIES LLC|1634
CHAU|DIREXION CSI 300 CHN|TRBT|Tradebot Systems, Inc.|100
CHAU|DIREXION CSI 300 CHN|UBSA|UBS SECURITIES LLC|24855
CHAU|DIREXION CSI 300 CHN|UBSS|UBS Securities LLC|37753
CHAU|DIREXION CSI 300 CHN|VALX|VIRTU AMERICAS LLC|2934
CHAU|DIREXION CSI 300 CHN|VGRD|Vanguard Marketing Corporation|11250
CHAU|DIREXION CSI 300 CHN|VSIN|Vision Financial Markets Llc|183
CHAU|DIREXION CSI 300 CHN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|206
CHAU|DIREXION CSI 300 CHN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2865
CHAU|DIREXION CSI 300 CHN|WGIF|CIBC World Markets Inc.|850
CHAU|DIREXION CSI 300 CHN|WSEA|WOLVERINE SECURITIES, LLC|1052
CHAU|DIREXION CSI 300 CHN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
CHCI|COMSTOCK HLDGS COS|ALTX|Alternet Securities Inc.|700
CHCI|COMSTOCK HLDGS COS|APCC|Apex Clearing Corporation|15372
CHCI|COMSTOCK HLDGS COS|BATM|CBOE TRADING, INC.|1198
CHCI|COMSTOCK HLDGS COS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3172
CHCI|COMSTOCK HLDGS COS|BYXM|CBOE TRADING, INC.|500
CHCI|COMSTOCK HLDGS COS|CANT|Cantor Fitzgerald & Co.|102
CHCI|COMSTOCK HLDGS COS|CHAS|Charles Schwab & Co., Inc.|1100
CHCI|COMSTOCK HLDGS COS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|301
CHCI|COMSTOCK HLDGS COS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2900
CHCI|COMSTOCK HLDGS COS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25143
CHCI|COMSTOCK HLDGS COS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14079
CHCI|COMSTOCK HLDGS COS|CXCX|CITIGROUP GLOBAL MARKETS INC.|616
CHCI|COMSTOCK HLDGS COS|DBAB|Deutsche Bank Securities Inc.|17546
CHCI|COMSTOCK HLDGS COS|DBAX|Deutsche Bank Securities Inc.|12700
CHCI|COMSTOCK HLDGS COS|DEGS|RONIN PROFESSIONAL LLC|39350
CHCI|COMSTOCK HLDGS COS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7438
CHCI|COMSTOCK HLDGS COS|EBXL|EBX LLC|4500
CHCI|COMSTOCK HLDGS COS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2259
CHCI|COMSTOCK HLDGS COS|EDJO|Edward D. Jones & Co., L.P.|59
CHCI|COMSTOCK HLDGS COS|EGAM|CBOE TRADING, INC.|1513
CHCI|COMSTOCK HLDGS COS|EGXM|CBOE TRADING, INC.|450
CHCI|COMSTOCK HLDGS COS|EGXW|CBOE TRADING, INC.|2116
CHCI|COMSTOCK HLDGS COS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|95972
CHCI|COMSTOCK HLDGS COS|ETBE|Electronic Transaction Clearing, Inc.|1290
CHCI|COMSTOCK HLDGS COS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3448
CHCI|COMSTOCK HLDGS COS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2500
CHCI|COMSTOCK HLDGS COS|ETRS|E*Trade Securities LLC|250993
CHCI|COMSTOCK HLDGS COS|FBCO|Credit Suisse Securities (USA) LLC|30531
CHCI|COMSTOCK HLDGS COS|FILL|Tradestation Securities, Inc.|5084
CHCI|COMSTOCK HLDGS COS|FMAF|NBCN Inc./ CDS|1000
CHCI|COMSTOCK HLDGS COS|FOMA|TD AMERITRADE CLEARING, INC.|222199
CHCI|COMSTOCK HLDGS COS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2174
CHCI|COMSTOCK HLDGS COS|FTBR|Foliofn Investments, Inc.|5894
CHCI|COMSTOCK HLDGS COS|GEBB|GLOBAL EXECUTION BROKERS, LP|3100
CHCI|COMSTOCK HLDGS COS|GLPX|ACS EXECUTION SERVICES, LLC|39838
CHCI|COMSTOCK HLDGS COS|GSCO|GOLDMAN SACHS & CO. LLC|1045
CHCI|COMSTOCK HLDGS COS|GSLT|GOLDMAN SACHS & CO. LLC|2048
CHCI|COMSTOCK HLDGS COS|GTSZ|GTS SECURITIES LLC|14282
CHCI|COMSTOCK HLDGS COS|HRBF|American Enterprise Investment Services Inc.|14600
CHCI|COMSTOCK HLDGS COS|IATS|INTERACTIVE BROKERS LLC|21372
CHCI|COMSTOCK HLDGS COS|IBKR|Interactive Brokers Llc|159890
CHCI|COMSTOCK HLDGS COS|ICBX|INSTINET, LLC|3482
CHCI|COMSTOCK HLDGS COS|INCA|INSTINET, LLC|31224
CHCI|COMSTOCK HLDGS COS|ITGI|ITG Inc.|11380
CHCI|COMSTOCK HLDGS COS|ITGP|ITG INC.|29200
CHCI|COMSTOCK HLDGS COS|JMPT|JUMP TRADING, LLC|2250
CHCI|COMSTOCK HLDGS COS|JPMX|J.P. Morgan Securities LLC|10828
CHCI|COMSTOCK HLDGS COS|JSJX|JANE STREET CAPITAL LLC|31479
CHCI|COMSTOCK HLDGS COS|KCGM|VIRTU Americas LLC|2392
CHCI|COMSTOCK HLDGS COS|LEHM|Barclays Capital Inc./Le|14480
CHCI|COMSTOCK HLDGS COS|LIME|Lime Brokerage LLC|50084
CHCI|COMSTOCK HLDGS COS|LSCI|Lek Securities Corporation|400
CHCI|COMSTOCK HLDGS COS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1040
CHCI|COMSTOCK HLDGS COS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8294
CHCI|COMSTOCK HLDGS COS|MSCO|MORGAN STANLEY & CO. LLC|145138
CHCI|COMSTOCK HLDGS COS|MSPL|MORGAN STANLEY & CO. LLC|5600
CHCI|COMSTOCK HLDGS COS|NFSC|National Financial Services LLC|188014
CHCI|COMSTOCK HLDGS COS|NITE|VIRTU Americas LLC|446460
CHCI|COMSTOCK HLDGS COS|NITP|VIRTU Americas LLC|1072
CHCI|COMSTOCK HLDGS COS|NQRB|Brut, LLC|400
CHCI|COMSTOCK HLDGS COS|OPCO|Oppenheimer & Co. Inc.|8055
CHCI|COMSTOCK HLDGS COS|PCPT|PHILLIP CAPITAL INC.|880
CHCI|COMSTOCK HLDGS COS|PDQM|CODA MARKETS, INC.|39499
CHCI|COMSTOCK HLDGS COS|RGLD|Regal Securities, Inc|500
CHCI|COMSTOCK HLDGS COS|SAGL|SAGETRADER, LLC|315
CHCI|COMSTOCK HLDGS COS|SBSH|Citigroup Global Markets Inc.|115
CHCI|COMSTOCK HLDGS COS|SGMT|GOLDMAN SACHS & CO. LLC|3046
CHCI|COMSTOCK HLDGS COS|SPDR|SPEEDROUTE LLC|2232
CHCI|COMSTOCK HLDGS COS|SPTD|MINT GLOBAL MARKETS, INC.|5000
CHCI|COMSTOCK HLDGS COS|SWIM|TD Ameritrade, Inc.|131452
CHCI|COMSTOCK HLDGS COS|TKNG|ALLY INVEST SECURITIES LLC|11909
CHCI|COMSTOCK HLDGS COS|TRCM|TRC MARKETS LLC|4847
CHCI|COMSTOCK HLDGS COS|TWTT|TASTYWORKS, INC.|1600
CHCI|COMSTOCK HLDGS COS|UBSA|UBS SECURITIES LLC|28336
CHCI|COMSTOCK HLDGS COS|UBSS|UBS Securities LLC|84060
CHCI|COMSTOCK HLDGS COS|VALX|VIRTU AMERICAS LLC|2085
CHCI|COMSTOCK HLDGS COS|VGRD|Vanguard Marketing Corporation|2140
CHCI|COMSTOCK HLDGS COS|WCHV|WELLS FARGO SECURITIES, LLC|3825
CHCI|COMSTOCK HLDGS COS|WEDB|WEDBUSH SECURITIES INC.|4600
CHCI|COMSTOCK HLDGS COS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|489
CHCI|COMSTOCK HLDGS COS|WGIF|CIBC World Markets Inc.|75
CHCI|COMSTOCK HLDGS COS|WSEA|WOLVERINE SECURITIES, LLC|9521
CHCI|COMSTOCK HLDGS COS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CHCI|COMSTOCK HLDGS COS|YKNA|COMHAR CAPITAL MARKETS, LLC|2325
CHCO|CITY HOLDING CO|ALTX|Alternet Securities Inc.|570
CHCO|CITY HOLDING CO|ANOS|ABEL/NOSER, L.L.C.|186
CHCO|CITY HOLDING CO|APCC|Apex Clearing Corporation|17
CHCO|CITY HOLDING CO|BATM|CBOE TRADING, INC.|142
CHCO|CITY HOLDING CO|BERN|Sanford C. Bernstein & Co., LLC|1
CHCO|CITY HOLDING CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
CHCO|CITY HOLDING CO|BMOC|BMO Capital Markets Corp.|2409
CHCO|CITY HOLDING CO|BNPX|BNP PARIBAS SECURITIES CORP.|3918
CHCO|CITY HOLDING CO|BRVL|BLAYLOCK VAN, LLC|1300
CHCO|CITY HOLDING CO|BTIG|BTIG, LLC|590
CHCO|CITY HOLDING CO|BZYD|GOLDMAN SACHS & CO. LLC|835
CHCO|CITY HOLDING CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4749
CHCO|CITY HOLDING CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4135
CHCO|CITY HOLDING CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5152
CHCO|CITY HOLDING CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13038
CHCO|CITY HOLDING CO|CTDL|Citadel Derivatives Group Llc|1017
CHCO|CITY HOLDING CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|2850
CHCO|CITY HOLDING CO|DADA|D.A. Davidson & Co.|35
CHCO|CITY HOLDING CO|DBAB|Deutsche Bank Securities Inc.|50812
CHCO|CITY HOLDING CO|DBAX|Deutsche Bank Securities Inc.|10600
CHCO|CITY HOLDING CO|DEAN|MORGAN STANLEY|72
CHCO|CITY HOLDING CO|DEGS|RONIN PROFESSIONAL LLC|1200
CHCO|CITY HOLDING CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1459
CHCO|CITY HOLDING CO|EBXL|EBX LLC|6800
CHCO|CITY HOLDING CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2037
CHCO|CITY HOLDING CO|EDJO|Edward D. Jones & Co., L.P.|405
CHCO|CITY HOLDING CO|EGAM|CBOE TRADING, INC.|440
CHCO|CITY HOLDING CO|EGXM|CBOE TRADING, INC.|100
CHCO|CITY HOLDING CO|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|82
CHCO|CITY HOLDING CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3954
CHCO|CITY HOLDING CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4087
CHCO|CITY HOLDING CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|50
CHCO|CITY HOLDING CO|FBCO|Credit Suisse Securities (USA) LLC|83783
CHCO|CITY HOLDING CO|FMAF|NBCN Inc./ CDS|1078
CHCO|CITY HOLDING CO|FOMA|TD AMERITRADE CLEARING, INC.|32797
CHCO|CITY HOLDING CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|401
CHCO|CITY HOLDING CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17204
CHCO|CITY HOLDING CO|FTBR|Foliofn Investments, Inc.|18
CHCO|CITY HOLDING CO|GEBB|GLOBAL EXECUTION BROKERS, LP|4939
CHCO|CITY HOLDING CO|GLPX|ACS EXECUTION SERVICES, LLC|2185
CHCO|CITY HOLDING CO|GSCO|GOLDMAN SACHS & CO. LLC|274720
CHCO|CITY HOLDING CO|GSCS|GOLDMAN SACHS & CO. LLC|4477
CHCO|CITY HOLDING CO|GSLT|GOLDMAN SACHS & CO. LLC|1121
CHCO|CITY HOLDING CO|GTSZ|GTS SECURITIES LLC|29594
CHCO|CITY HOLDING CO|HSBC|HSBC Securities, Inc.|347
CHCO|CITY HOLDING CO|IBKR|Interactive Brokers Llc|2259
CHCO|CITY HOLDING CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
CHCO|CITY HOLDING CO|ICBX|INSTINET, LLC|4200
CHCO|CITY HOLDING CO|IEQY|CITADEL SECURITIES LLC|9056
CHCO|CITY HOLDING CO|INCA|INSTINET, LLC|29935
CHCO|CITY HOLDING CO|INJX|INSTINET, LLC|2153
CHCO|CITY HOLDING CO|ITGI|ITG Inc.|2469
CHCO|CITY HOLDING CO|ITGP|ITG INC.|11800
CHCO|CITY HOLDING CO|JEFF|JEFFERIES LLC|7429
CHCO|CITY HOLDING CO|JPBX|J.P. MORGAN SECURITIES LLC|948
CHCO|CITY HOLDING CO|JPMX|J.P. Morgan Securities LLC|20750
CHCO|CITY HOLDING CO|JSJX|JANE STREET CAPITAL LLC|765
CHCO|CITY HOLDING CO|KCGM|VIRTU Americas LLC|3059
CHCO|CITY HOLDING CO|LEHM|Barclays Capital Inc./Le|48409
CHCO|CITY HOLDING CO|LIME|Lime Brokerage LLC|34857
CHCO|CITY HOLDING CO|MAXM|Maxim Group LLC|1452
CHCO|CITY HOLDING CO|MCMF|Raymond James Ltd. Cds|36
CHCO|CITY HOLDING CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
CHCO|CITY HOLDING CO|MSCO|MORGAN STANLEY & CO. LLC|120420
CHCO|CITY HOLDING CO|MSPL|MORGAN STANLEY & CO. LLC|23200
CHCO|CITY HOLDING CO|MSTX|MORGAN STANLEY & CO. LLC|1000
CHCO|CITY HOLDING CO|NFSC|National Financial Services LLC|1774
CHCO|CITY HOLDING CO|NITE|VIRTU Americas LLC|34658
CHCO|CITY HOLDING CO|NQRB|Brut, LLC|110
CHCO|CITY HOLDING CO|OPCO|Oppenheimer & Co. Inc.|2
CHCO|CITY HOLDING CO|PDQM|CODA MARKETS, INC.|4227
CHCO|CITY HOLDING CO|RAJA|Raymond James & Associates, Inc.|1018
CHCO|CITY HOLDING CO|RBCM|RBC CAPITAL MARKETS, LLC|1905
CHCO|CITY HOLDING CO|SAGW|SAGETRADER, LLC|200
CHCO|CITY HOLDING CO|SBSH|Citigroup Global Markets Inc.|21762
CHCO|CITY HOLDING CO|SGMT|GOLDMAN SACHS & CO. LLC|3836
CHCO|CITY HOLDING CO|SPDR|SPEEDROUTE LLC|770
CHCO|CITY HOLDING CO|SPTD|MINT GLOBAL MARKETS, INC.|3219
CHCO|CITY HOLDING CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
CHCO|CITY HOLDING CO|SWIM|TD Ameritrade, Inc.|841
CHCO|CITY HOLDING CO|SWST|Hilltop Securities Inc.|126
CHCO|CITY HOLDING CO|TRBT|Tradebot Systems, Inc.|7452
CHCO|CITY HOLDING CO|TRCM|TRC MARKETS LLC|9734
CHCO|CITY HOLDING CO|UBSA|UBS SECURITIES LLC|25316
CHCO|CITY HOLDING CO|UBSS|UBS Securities LLC|81089
CHCO|CITY HOLDING CO|VALX|VIRTU AMERICAS LLC|1913
CHCO|CITY HOLDING CO|WCHV|WELLS FARGO SECURITIES, LLC|4844
CHCO|CITY HOLDING CO|WEED|Weeden & Co.L.P.|1707
CHCO|CITY HOLDING CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1118
CHCO|CITY HOLDING CO|WSEA|WOLVERINE SECURITIES, LLC|1
CHCO|CITY HOLDING CO|XIST|INSTINET, LLC|2152
CHCO|CITY HOLDING CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|376
CHCO|CITY HOLDING CO|YKNA|COMHAR CAPITAL MARKETS, LLC|652
CHCO|CITY HOLDING CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|709
CHCT|COMMUNITY HEALTHCARE|ALTX|Alternet Securities Inc.|1840
CHCT|COMMUNITY HEALTHCARE|APCC|Apex Clearing Corporation|37
CHCT|COMMUNITY HEALTHCARE|BARD|Robert W. Baird & Co. Incorporated|1100
CHCT|COMMUNITY HEALTHCARE|BATM|CBOE TRADING, INC.|849
CHCT|COMMUNITY HEALTHCARE|BAYC|BAY CREST PARTNERS, LLC|11
CHCT|COMMUNITY HEALTHCARE|BBNT|BB&T SECURITIES, LLC|10
CHCT|COMMUNITY HEALTHCARE|BERN|Sanford C. Bernstein & Co., LLC|280
CHCT|COMMUNITY HEALTHCARE|BIDS|BIDS TRADING L.P.|100
CHCT|COMMUNITY HEALTHCARE|BNPX|BNP PARIBAS SECURITIES CORP.|4982
CHCT|COMMUNITY HEALTHCARE|BRVL|BLAYLOCK VAN, LLC|300
CHCT|COMMUNITY HEALTHCARE|BTIG|BTIG, LLC|100
CHCT|COMMUNITY HEALTHCARE|BYXM|CBOE TRADING, INC.|200
CHCT|COMMUNITY HEALTHCARE|BZYD|GOLDMAN SACHS & CO. LLC|1888
CHCT|COMMUNITY HEALTHCARE|CHAS|Charles Schwab & Co., Inc.|2
CHCT|COMMUNITY HEALTHCARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20542
CHCT|COMMUNITY HEALTHCARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2082
CHCT|COMMUNITY HEALTHCARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46283
CHCT|COMMUNITY HEALTHCARE|CTDL|Citadel Derivatives Group Llc|442
CHCT|COMMUNITY HEALTHCARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|3674
CHCT|COMMUNITY HEALTHCARE|DAVA|Davenport & Company LLC|150
CHCT|COMMUNITY HEALTHCARE|DBAB|Deutsche Bank Securities Inc.|26410
CHCT|COMMUNITY HEALTHCARE|DBAX|Deutsche Bank Securities Inc.|20400
CHCT|COMMUNITY HEALTHCARE|DBUL|Deutsche Bank Securities Inc.|100
CHCT|COMMUNITY HEALTHCARE|DEAN|MORGAN STANLEY|1249
CHCT|COMMUNITY HEALTHCARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|103
CHCT|COMMUNITY HEALTHCARE|EBXL|EBX LLC|33700
CHCT|COMMUNITY HEALTHCARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|22
CHCT|COMMUNITY HEALTHCARE|EDJO|Edward D. Jones & Co., L.P.|38
CHCT|COMMUNITY HEALTHCARE|EGAM|CBOE TRADING, INC.|1010
CHCT|COMMUNITY HEALTHCARE|EGMT|EG MARKET TECHNOLOGIES LLC|300
CHCT|COMMUNITY HEALTHCARE|EGXM|CBOE TRADING, INC.|6
CHCT|COMMUNITY HEALTHCARE|EGXW|CBOE TRADING, INC.|3
CHCT|COMMUNITY HEALTHCARE|ETBE|Electronic Transaction Clearing, Inc.|750
CHCT|COMMUNITY HEALTHCARE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CHCT|COMMUNITY HEALTHCARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3950
CHCT|COMMUNITY HEALTHCARE|ETRS|E*Trade Securities LLC|2179
CHCT|COMMUNITY HEALTHCARE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2652
CHCT|COMMUNITY HEALTHCARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15672
CHCT|COMMUNITY HEALTHCARE|FTBR|Foliofn Investments, Inc.|485
CHCT|COMMUNITY HEALTHCARE|GLPX|ACS EXECUTION SERVICES, LLC|2280
CHCT|COMMUNITY HEALTHCARE|GSCO|GOLDMAN SACHS & CO. LLC|55925
CHCT|COMMUNITY HEALTHCARE|GSLT|GOLDMAN SACHS & CO. LLC|300
CHCT|COMMUNITY HEALTHCARE|GTSZ|GTS SECURITIES LLC|9131
CHCT|COMMUNITY HEALTHCARE|HRBF|American Enterprise Investment Services Inc.|36
CHCT|COMMUNITY HEALTHCARE|IBKR|Interactive Brokers Llc|14
CHCT|COMMUNITY HEALTHCARE|ICBX|INSTINET, LLC|7201
CHCT|COMMUNITY HEALTHCARE|IEQY|CITADEL SECURITIES LLC|4055
CHCT|COMMUNITY HEALTHCARE|INCA|INSTINET, LLC|29499
CHCT|COMMUNITY HEALTHCARE|INJX|INSTINET, LLC|100
CHCT|COMMUNITY HEALTHCARE|ITGI|ITG Inc.|5577
CHCT|COMMUNITY HEALTHCARE|ITGP|ITG INC.|9800
CHCT|COMMUNITY HEALTHCARE|JANY|Janney Montgomery Scott Inc.|2515
CHCT|COMMUNITY HEALTHCARE|JEFF|JEFFERIES LLC|4898
CHCT|COMMUNITY HEALTHCARE|JMPT|JUMP TRADING, LLC|3067
CHCT|COMMUNITY HEALTHCARE|JONE|JonesTrading|394
CHCT|COMMUNITY HEALTHCARE|JPBX|J.P. MORGAN SECURITIES LLC|2366
CHCT|COMMUNITY HEALTHCARE|JPMX|J.P. Morgan Securities LLC|38311
CHCT|COMMUNITY HEALTHCARE|JSJX|JANE STREET CAPITAL LLC|5817
CHCT|COMMUNITY HEALTHCARE|KCGM|VIRTU Americas LLC|4542
CHCT|COMMUNITY HEALTHCARE|LEHM|Barclays Capital Inc./Le|35886
CHCT|COMMUNITY HEALTHCARE|LIME|Lime Brokerage LLC|10814
CHCT|COMMUNITY HEALTHCARE|LQNA|LIQUIDNET, INC.|9900
CHCT|COMMUNITY HEALTHCARE|LQNB|LIQUIDNET, INC.|400
CHCT|COMMUNITY HEALTHCARE|LSCI|Lek Securities Corporation|42
CHCT|COMMUNITY HEALTHCARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19100
CHCT|COMMUNITY HEALTHCARE|MOTF|MOTIF INVESTING, INC.|3
CHCT|COMMUNITY HEALTHCARE|MSCO|MORGAN STANLEY & CO. LLC|91338
CHCT|COMMUNITY HEALTHCARE|MSPL|MORGAN STANLEY & CO. LLC|30900
CHCT|COMMUNITY HEALTHCARE|MSTX|MORGAN STANLEY & CO. LLC|600
CHCT|COMMUNITY HEALTHCARE|NFSC|National Financial Services LLC|26113
CHCT|COMMUNITY HEALTHCARE|NITE|VIRTU Americas LLC|55465
CHCT|COMMUNITY HEALTHCARE|NQRB|Brut, LLC|450
CHCT|COMMUNITY HEALTHCARE|NTRC|Northern Trust Securities, Inc.|126644
CHCT|COMMUNITY HEALTHCARE|OPCO|Oppenheimer & Co. Inc.|15
CHCT|COMMUNITY HEALTHCARE|PDQM|CODA MARKETS, INC.|1780
CHCT|COMMUNITY HEALTHCARE|RBCM|RBC CAPITAL MARKETS, LLC|933
CHCT|COMMUNITY HEALTHCARE|SAGL|SAGETRADER, LLC|1600
CHCT|COMMUNITY HEALTHCARE|SBSH|Citigroup Global Markets Inc.|11049
CHCT|COMMUNITY HEALTHCARE|SDLR|Sandler, O'Neill & Partners, L.P.|39
CHCT|COMMUNITY HEALTHCARE|SGMT|GOLDMAN SACHS & CO. LLC|5595
CHCT|COMMUNITY HEALTHCARE|SPDR|SPEEDROUTE LLC|100
CHCT|COMMUNITY HEALTHCARE|STFL|Stifel, Nicolaus & Company, Incorporated|252
CHCT|COMMUNITY HEALTHCARE|STXG|Stockcross Financial Services, Inc.|75
CHCT|COMMUNITY HEALTHCARE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1650
CHCT|COMMUNITY HEALTHCARE|SWIM|TD Ameritrade, Inc.|1503
CHCT|COMMUNITY HEALTHCARE|TAGC|TELSEY ADVISORY GROUP LLC|300
CHCT|COMMUNITY HEALTHCARE|TKNG|ALLY INVEST SECURITIES LLC|100
CHCT|COMMUNITY HEALTHCARE|TRBT|Tradebot Systems, Inc.|8220
CHCT|COMMUNITY HEALTHCARE|TRCM|TRC MARKETS LLC|4849
CHCT|COMMUNITY HEALTHCARE|UBSA|UBS SECURITIES LLC|55438
CHCT|COMMUNITY HEALTHCARE|UBSS|UBS Securities LLC|81840
CHCT|COMMUNITY HEALTHCARE|VALX|VIRTU AMERICAS LLC|2662
CHCT|COMMUNITY HEALTHCARE|VGRD|Vanguard Marketing Corporation|1357
CHCT|COMMUNITY HEALTHCARE|VNDM|Wall Street Access|1803
CHCT|COMMUNITY HEALTHCARE|WCHV|WELLS FARGO SECURITIES, LLC|44675
CHCT|COMMUNITY HEALTHCARE|WEED|Weeden & Co.L.P.|1678
CHCT|COMMUNITY HEALTHCARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|395
CHCT|COMMUNITY HEALTHCARE|WSEA|WOLVERINE SECURITIES, LLC|2691
CHCT|COMMUNITY HEALTHCARE|XIST|INSTINET, LLC|32400
CHCT|COMMUNITY HEALTHCARE|XPQR|Jump Trading|1572
CHCT|COMMUNITY HEALTHCARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
CHCT|COMMUNITY HEALTHCARE|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CHCT|COMMUNITY HEALTHCARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78
CHD|CHURCH DWIGHT CO INC|ABLE|NATIXIS Securities Americas LLC|4638
CHD|CHURCH DWIGHT CO INC|ADAM|CANACCORD GENUITY INC.|7000
CHD|CHURCH DWIGHT CO INC|ALTX|Alternet Securities Inc.|23561
CHD|CHURCH DWIGHT CO INC|ANOS|ABEL/NOSER, L.L.C.|337
CHD|CHURCH DWIGHT CO INC|APCC|Apex Clearing Corporation|1574
CHD|CHURCH DWIGHT CO INC|BANK|Primevest Financial Services, Inc.|858
CHD|CHURCH DWIGHT CO INC|BARD|Robert W. Baird & Co. Incorporated|648679
CHD|CHURCH DWIGHT CO INC|BATM|CBOE TRADING, INC.|20735
CHD|CHURCH DWIGHT CO INC|BAYC|BAY CREST PARTNERS, LLC|10885
CHD|CHURCH DWIGHT CO INC|BAYT|BTIG, LLC|1000
CHD|CHURCH DWIGHT CO INC|BBNT|BB&T SECURITIES, LLC|14722
CHD|CHURCH DWIGHT CO INC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|220
CHD|CHURCH DWIGHT CO INC|BERN|Sanford C. Bernstein & Co., LLC|102806
CHD|CHURCH DWIGHT CO INC|BIDS|BIDS TRADING L.P.|47100
CHD|CHURCH DWIGHT CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24653
CHD|CHURCH DWIGHT CO INC|BLKX|INSTINET, LLC|131000
CHD|CHURCH DWIGHT CO INC|BMOC|BMO Capital Markets Corp.|695
CHD|CHURCH DWIGHT CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|118315
CHD|CHURCH DWIGHT CO INC|BTIG|BTIG, LLC|2990
CHD|CHURCH DWIGHT CO INC|BYXM|CBOE TRADING, INC.|6660
CHD|CHURCH DWIGHT CO INC|BZYD|GOLDMAN SACHS & CO. LLC|1264
CHD|CHURCH DWIGHT CO INC|CABR|Cabrera Capital Markets, Inc.|50
CHD|CHURCH DWIGHT CO INC|CANT|Cantor Fitzgerald & Co.|483
CHD|CHURCH DWIGHT CO INC|CHAS|Charles Schwab & Co., Inc.|2324
CHD|CHURCH DWIGHT CO INC|CIBP|CIBC World Markets Corp.|37503
CHD|CHURCH DWIGHT CO INC|CIST|Capital Institutional Services, Inc.|4282
CHD|CHURCH DWIGHT CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|196547
CHD|CHURCH DWIGHT CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CHD|CHURCH DWIGHT CO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14415
CHD|CHURCH DWIGHT CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1321469
CHD|CHURCH DWIGHT CO INC|CTDL|Citadel Derivatives Group Llc|23302
CHD|CHURCH DWIGHT CO INC|CTLR|CUTLER GROUP, LP|400
CHD|CHURCH DWIGHT CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|60194
CHD|CHURCH DWIGHT CO INC|DADA|D.A. Davidson & Co.|6064
CHD|CHURCH DWIGHT CO INC|DAVA|Davenport & Company LLC|1413
CHD|CHURCH DWIGHT CO INC|DBAB|Deutsche Bank Securities Inc.|492821
CHD|CHURCH DWIGHT CO INC|DBAX|Deutsche Bank Securities Inc.|880700
CHD|CHURCH DWIGHT CO INC|DBUL|Deutsche Bank Securities Inc.|16263
CHD|CHURCH DWIGHT CO INC|DCHF|Dart Executions, LLC|11819
CHD|CHURCH DWIGHT CO INC|DEAN|MORGAN STANLEY|18210
CHD|CHURCH DWIGHT CO INC|DEGS|RONIN PROFESSIONAL LLC|486
CHD|CHURCH DWIGHT CO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10300
CHD|CHURCH DWIGHT CO INC|DRWK|DRW SECURITIES, L.L.C.|2010
CHD|CHURCH DWIGHT CO INC|EBXL|EBX LLC|341100
CHD|CHURCH DWIGHT CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9442
CHD|CHURCH DWIGHT CO INC|EDJC|Edward Jones / CDS|3799
CHD|CHURCH DWIGHT CO INC|EDJO|Edward D. Jones & Co., L.P.|9478
CHD|CHURCH DWIGHT CO INC|EGAM|CBOE TRADING, INC.|43528
CHD|CHURCH DWIGHT CO INC|EGAW|CBOE TRADING, INC.|1772
CHD|CHURCH DWIGHT CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|800
CHD|CHURCH DWIGHT CO INC|EGXM|CBOE TRADING, INC.|5872
CHD|CHURCH DWIGHT CO INC|EGXW|CBOE TRADING, INC.|150
CHD|CHURCH DWIGHT CO INC|ETBE|Electronic Transaction Clearing, Inc.|36639
CHD|CHURCH DWIGHT CO INC|ETCC|Electronic Transaction Clearing, Inc.|2034
CHD|CHURCH DWIGHT CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24966
CHD|CHURCH DWIGHT CO INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1652
CHD|CHURCH DWIGHT CO INC|ETRS|E*Trade Securities LLC|32878
CHD|CHURCH DWIGHT CO INC|FBSB|U.S. Bancorp Investments, Inc.|2
CHD|CHURCH DWIGHT CO INC|FIDT|Fidelity Clearing Canada ULC./ CDS|53
CHD|CHURCH DWIGHT CO INC|FILL|Tradestation Securities, Inc.|3546
CHD|CHURCH DWIGHT CO INC|FINX|FINTECH SECURITIES|3930
CHD|CHURCH DWIGHT CO INC|FMAF|NBCN Inc./ CDS|1145
CHD|CHURCH DWIGHT CO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|81697
CHD|CHURCH DWIGHT CO INC|FQLS|Quantlab Securities LP|820791
CHD|CHURCH DWIGHT CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|218598
CHD|CHURCH DWIGHT CO INC|FTBR|Foliofn Investments, Inc.|12611
CHD|CHURCH DWIGHT CO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2130
CHD|CHURCH DWIGHT CO INC|GLIS|TD Securities Inc|200
CHD|CHURCH DWIGHT CO INC|GLPX|ACS EXECUTION SERVICES, LLC|46446
CHD|CHURCH DWIGHT CO INC|GSCO|GOLDMAN SACHS & CO. LLC|1656599
CHD|CHURCH DWIGHT CO INC|GSCS|GOLDMAN SACHS & CO. LLC|6204
CHD|CHURCH DWIGHT CO INC|GSLT|GOLDMAN SACHS & CO. LLC|37016
CHD|CHURCH DWIGHT CO INC|GTSZ|GTS SECURITIES LLC|378162
CHD|CHURCH DWIGHT CO INC|GUGS|Guggenheim Securities, LLC|100
CHD|CHURCH DWIGHT CO INC|HASF|Haywood Securities Inc./CDS|46
CHD|CHURCH DWIGHT CO INC|HRBF|American Enterprise Investment Services Inc.|18557
CHD|CHURCH DWIGHT CO INC|HSBC|HSBC Securities, Inc.|51733
CHD|CHURCH DWIGHT CO INC|IATS|INTERACTIVE BROKERS LLC|10896
CHD|CHURCH DWIGHT CO INC|IBKR|Interactive Brokers Llc|63240
CHD|CHURCH DWIGHT CO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16154
CHD|CHURCH DWIGHT CO INC|ICBX|INSTINET, LLC|231380
CHD|CHURCH DWIGHT CO INC|IEQY|CITADEL SECURITIES LLC|219419
CHD|CHURCH DWIGHT CO INC|INCA|INSTINET, LLC|709199
CHD|CHURCH DWIGHT CO INC|INJX|INSTINET, LLC|11015
CHD|CHURCH DWIGHT CO INC|ITGI|ITG Inc.|201671
CHD|CHURCH DWIGHT CO INC|ITGP|ITG INC.|1048400
CHD|CHURCH DWIGHT CO INC|JANY|Janney Montgomery Scott Inc.|20461
CHD|CHURCH DWIGHT CO INC|JEFF|JEFFERIES LLC|343550
CHD|CHURCH DWIGHT CO INC|JMPT|JUMP TRADING, LLC|212318
CHD|CHURCH DWIGHT CO INC|JPBX|J.P. MORGAN SECURITIES LLC|244837
CHD|CHURCH DWIGHT CO INC|JPMX|J.P. Morgan Securities LLC|797775
CHD|CHURCH DWIGHT CO INC|JSJX|JANE STREET CAPITAL LLC|19921
CHD|CHURCH DWIGHT CO INC|KCGM|VIRTU Americas LLC|141308
CHD|CHURCH DWIGHT CO INC|KING|C. L. King & Associates, Inc.|8650
CHD|CHURCH DWIGHT CO INC|LEHM|Barclays Capital Inc./Le|3608616
CHD|CHURCH DWIGHT CO INC|LGNT|COR CLEARING LLC|1
CHD|CHURCH DWIGHT CO INC|LIME|Lime Brokerage LLC|112931
CHD|CHURCH DWIGHT CO INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|45000
CHD|CHURCH DWIGHT CO INC|LOOP|Loop Capital Markets LLC|5167
CHD|CHURCH DWIGHT CO INC|LQNA|LIQUIDNET, INC.|84400
CHD|CHURCH DWIGHT CO INC|LQNB|LIQUIDNET, INC.|45600
CHD|CHURCH DWIGHT CO INC|LSCI|Lek Securities Corporation|40
CHD|CHURCH DWIGHT CO INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CHD|CHURCH DWIGHT CO INC|MACC|Mid Atlantic Capital Corporation|4335
CHD|CHURCH DWIGHT CO INC|MAXM|Maxim Group LLC|93
CHD|CHURCH DWIGHT CO INC|MCMF|Raymond James Ltd. Cds|2586
CHD|CHURCH DWIGHT CO INC|MKMP|MKM Partners LLC|1100
CHD|CHURCH DWIGHT CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|317332
CHD|CHURCH DWIGHT CO INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|670
CHD|CHURCH DWIGHT CO INC|MOTF|MOTIF INVESTING, INC.|8
CHD|CHURCH DWIGHT CO INC|MSCO|MORGAN STANLEY & CO. LLC|3459531
CHD|CHURCH DWIGHT CO INC|MSPL|MORGAN STANLEY & CO. LLC|575000
CHD|CHURCH DWIGHT CO INC|MSTX|MORGAN STANLEY & CO. LLC|383400
CHD|CHURCH DWIGHT CO INC|MTON|MILLINGTON SECURITIES, INC.|46972
CHD|CHURCH DWIGHT CO INC|NEUB|NEUBERGER BERMAN BD LLC|2474
CHD|CHURCH DWIGHT CO INC|NFSC|National Financial Services LLC|180766
CHD|CHURCH DWIGHT CO INC|NITE|VIRTU Americas LLC|526309
CHD|CHURCH DWIGHT CO INC|NITP|VIRTU Americas LLC|3460
CHD|CHURCH DWIGHT CO INC|NQRB|Brut, LLC|23731
CHD|CHURCH DWIGHT CO INC|NTBF|BMO Nesbitt Burns Inc./CDS|260
CHD|CHURCH DWIGHT CO INC|NTRC|Northern Trust Securities, Inc.|892
CHD|CHURCH DWIGHT CO INC|OPCO|Oppenheimer & Co. Inc.|101647
CHD|CHURCH DWIGHT CO INC|PDQM|CODA MARKETS, INC.|116359
CHD|CHURCH DWIGHT CO INC|PHLY|NASDAQ Execution Services, LLC|4200
CHD|CHURCH DWIGHT CO INC|PICT|Pictet Overseas Inc.|410
CHD|CHURCH DWIGHT CO INC|PIPR|Piper Jaffray & Co.|2015
CHD|CHURCH DWIGHT CO INC|PWJC|UBS Financial Services, Inc.|52952
CHD|CHURCH DWIGHT CO INC|QMSR|QUATTRO M SECURITIES INC.|2066
CHD|CHURCH DWIGHT CO INC|RBCM|RBC CAPITAL MARKETS, LLC|22258
CHD|CHURCH DWIGHT CO INC|RDBN|Redburn Partners (USA) LP|100
CHD|CHURCH DWIGHT CO INC|RHCO|Suntrust Robinson Humphrey, Inc.|10404
CHD|CHURCH DWIGHT CO INC|SAGL|SAGETRADER, LLC|63234
CHD|CHURCH DWIGHT CO INC|SAGW|SAGETRADER, LLC|1690
CHD|CHURCH DWIGHT CO INC|SBSH|Citigroup Global Markets Inc.|187306
CHD|CHURCH DWIGHT CO INC|SEIC|SEI Investments Distribution Co.|1336
CHD|CHURCH DWIGHT CO INC|SGMT|GOLDMAN SACHS & CO. LLC|221734
CHD|CHURCH DWIGHT CO INC|SJLS|TRADE INFORMATICS LLC|300
CHD|CHURCH DWIGHT CO INC|SPDR|SPEEDROUTE LLC|32515
CHD|CHURCH DWIGHT CO INC|SPHN|Stephens Inc.|105
CHD|CHURCH DWIGHT CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|31082
CHD|CHURCH DWIGHT CO INC|STKP|STOCKPILE INVESTMENTS, INC.|50
CHD|CHURCH DWIGHT CO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9764
CHD|CHURCH DWIGHT CO INC|SWIM|TD Ameritrade, Inc.|6462
CHD|CHURCH DWIGHT CO INC|SWST|Hilltop Securities Inc.|1434
CHD|CHURCH DWIGHT CO INC|TAGC|TELSEY ADVISORY GROUP LLC|3252
CHD|CHURCH DWIGHT CO INC|TKNG|ALLY INVEST SECURITIES LLC|676
CHD|CHURCH DWIGHT CO INC|TRBT|Tradebot Systems, Inc.|510784
CHD|CHURCH DWIGHT CO INC|TRCM|TRC MARKETS LLC|139461
CHD|CHURCH DWIGHT CO INC|UBSA|UBS SECURITIES LLC|1349107
CHD|CHURCH DWIGHT CO INC|UBSS|UBS Securities LLC|1625716
CHD|CHURCH DWIGHT CO INC|VALX|VIRTU AMERICAS LLC|18975
CHD|CHURCH DWIGHT CO INC|VGRD|Vanguard Marketing Corporation|14214
CHD|CHURCH DWIGHT CO INC|VNDM|Wall Street Access|1500
CHD|CHURCH DWIGHT CO INC|WABR|Wall Street Access|48456
CHD|CHURCH DWIGHT CO INC|WBLR|WILLIAM BLAIR|1105
CHD|CHURCH DWIGHT CO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3209
CHD|CHURCH DWIGHT CO INC|WCHV|WELLS FARGO SECURITIES, LLC|153811
CHD|CHURCH DWIGHT CO INC|WDNX|WEEDEN & CO.L.P.|2492
CHD|CHURCH DWIGHT CO INC|WEDB|WEDBUSH SECURITIES INC.|3379
CHD|CHURCH DWIGHT CO INC|WEED|Weeden & Co.L.P.|817
CHD|CHURCH DWIGHT CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17533
CHD|CHURCH DWIGHT CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4919
CHD|CHURCH DWIGHT CO INC|WGIF|CIBC World Markets Inc.|64857
CHD|CHURCH DWIGHT CO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2195
CHD|CHURCH DWIGHT CO INC|WSEA|WOLVERINE SECURITIES, LLC|3534
CHD|CHURCH DWIGHT CO INC|WTFS|JUST2TRADE, INC.|50
CHD|CHURCH DWIGHT CO INC|XIST|INSTINET, LLC|97682
CHD|CHURCH DWIGHT CO INC|XPQR|Jump Trading|2028
CHD|CHURCH DWIGHT CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|66842
CHD|CHURCH DWIGHT CO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4858
CHD|CHURCH DWIGHT CO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29826
CHDN|CHURCHILL DOWNS IN##|APCC|Apex Clearing Corporation|20
CHDN|CHURCHILL DOWNS IN##|AQUA|AQUA SECURITIES L.P.|4600
CHDN|CHURCHILL DOWNS IN##|BANK|Primevest Financial Services, Inc.|6
CHDN|CHURCHILL DOWNS IN##|BATM|CBOE TRADING, INC.|246
CHDN|CHURCHILL DOWNS IN##|BAYC|BAY CREST PARTNERS, LLC|648
CHDN|CHURCHILL DOWNS IN##|BBNT|BB&T SECURITIES, LLC|2
CHDN|CHURCHILL DOWNS IN##|BERN|Sanford C. Bernstein & Co., LLC|2013
CHDN|CHURCHILL DOWNS IN##|BKCM|BNY Mellon Capital Markets LLC|2423
CHDN|CHURCHILL DOWNS IN##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
CHDN|CHURCHILL DOWNS IN##|BMOC|BMO Capital Markets Corp.|3491
CHDN|CHURCHILL DOWNS IN##|BNPX|BNP PARIBAS SECURITIES CORP.|7385
CHDN|CHURCHILL DOWNS IN##|BRVL|BLAYLOCK VAN, LLC|100
CHDN|CHURCHILL DOWNS IN##|BTIG|BTIG, LLC|2044
CHDN|CHURCHILL DOWNS IN##|BZYD|GOLDMAN SACHS & CO. LLC|300
CHDN|CHURCHILL DOWNS IN##|CHAS|Charles Schwab & Co., Inc.|113
CHDN|CHURCHILL DOWNS IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|984
CHDN|CHURCHILL DOWNS IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4319
CHDN|CHURCHILL DOWNS IN##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|510
CHDN|CHURCHILL DOWNS IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7229
CHDN|CHURCHILL DOWNS IN##|CTDL|Citadel Derivatives Group Llc|2473
CHDN|CHURCHILL DOWNS IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|5962
CHDN|CHURCHILL DOWNS IN##|DBAB|Deutsche Bank Securities Inc.|106308
CHDN|CHURCHILL DOWNS IN##|DBAX|Deutsche Bank Securities Inc.|15500
CHDN|CHURCHILL DOWNS IN##|DBUL|Deutsche Bank Securities Inc.|264
CHDN|CHURCHILL DOWNS IN##|DCHF|Dart Executions, LLC|91
CHDN|CHURCHILL DOWNS IN##|DEAN|MORGAN STANLEY|174
CHDN|CHURCHILL DOWNS IN##|DEGS|RONIN PROFESSIONAL LLC|400
CHDN|CHURCHILL DOWNS IN##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4
CHDN|CHURCHILL DOWNS IN##|EBXL|EBX LLC|3200
CHDN|CHURCHILL DOWNS IN##|ECUT|CONVERGEX EXECUTION SOLUTIONS|131
CHDN|CHURCHILL DOWNS IN##|EDJO|Edward D. Jones & Co., L.P.|228
CHDN|CHURCHILL DOWNS IN##|EGAM|CBOE TRADING, INC.|1435
CHDN|CHURCHILL DOWNS IN##|EGMT|EG MARKET TECHNOLOGIES LLC|400
CHDN|CHURCHILL DOWNS IN##|EGXM|CBOE TRADING, INC.|220
CHDN|CHURCHILL DOWNS IN##|ETBE|Electronic Transaction Clearing, Inc.|1208
CHDN|CHURCHILL DOWNS IN##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6976
CHDN|CHURCHILL DOWNS IN##|ETRS|E*Trade Securities LLC|4737
CHDN|CHURCHILL DOWNS IN##|FBCO|Credit Suisse Securities (USA) LLC|51935
CHDN|CHURCHILL DOWNS IN##|FIDT|Fidelity Clearing Canada ULC./ CDS|6
CHDN|CHURCHILL DOWNS IN##|FILL|Tradestation Securities, Inc.|86
CHDN|CHURCHILL DOWNS IN##|FMAF|NBCN Inc./ CDS|40
CHDN|CHURCHILL DOWNS IN##|FOMA|TD AMERITRADE CLEARING, INC.|17279
CHDN|CHURCHILL DOWNS IN##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1034
CHDN|CHURCHILL DOWNS IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9557
CHDN|CHURCHILL DOWNS IN##|FTBR|Foliofn Investments, Inc.|322
CHDN|CHURCHILL DOWNS IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|18958
CHDN|CHURCHILL DOWNS IN##|GLPX|ACS EXECUTION SERVICES, LLC|382
CHDN|CHURCHILL DOWNS IN##|GSCO|GOLDMAN SACHS & CO. LLC|157399
CHDN|CHURCHILL DOWNS IN##|GSCS|GOLDMAN SACHS & CO. LLC|4300
CHDN|CHURCHILL DOWNS IN##|GSLT|GOLDMAN SACHS & CO. LLC|496
CHDN|CHURCHILL DOWNS IN##|GTSZ|GTS SECURITIES LLC|216
CHDN|CHURCHILL DOWNS IN##|HRBF|American Enterprise Investment Services Inc.|1715
CHDN|CHURCHILL DOWNS IN##|HSBC|HSBC Securities, Inc.|130
CHDN|CHURCHILL DOWNS IN##|IBKR|Interactive Brokers Llc|19274
CHDN|CHURCHILL DOWNS IN##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
CHDN|CHURCHILL DOWNS IN##|ICBX|INSTINET, LLC|1500
CHDN|CHURCHILL DOWNS IN##|IEQY|CITADEL SECURITIES LLC|21425
CHDN|CHURCHILL DOWNS IN##|INCA|INSTINET, LLC|41599
CHDN|CHURCHILL DOWNS IN##|INJX|INSTINET, LLC|2407
CHDN|CHURCHILL DOWNS IN##|ITGI|ITG Inc.|23638
CHDN|CHURCHILL DOWNS IN##|ITGP|ITG INC.|6400
CHDN|CHURCHILL DOWNS IN##|JANY|Janney Montgomery Scott Inc.|13
CHDN|CHURCHILL DOWNS IN##|JEFF|JEFFERIES LLC|19605
CHDN|CHURCHILL DOWNS IN##|JMPT|JUMP TRADING, LLC|2814
CHDN|CHURCHILL DOWNS IN##|JPBX|J.P. MORGAN SECURITIES LLC|2137
CHDN|CHURCHILL DOWNS IN##|JPMX|J.P. Morgan Securities LLC|33320
CHDN|CHURCHILL DOWNS IN##|KCGM|VIRTU Americas LLC|3992
CHDN|CHURCHILL DOWNS IN##|LEHM|Barclays Capital Inc./Le|100648
CHDN|CHURCHILL DOWNS IN##|LIME|Lime Brokerage LLC|38148
CHDN|CHURCHILL DOWNS IN##|LQNA|LIQUIDNET, INC.|14300
CHDN|CHURCHILL DOWNS IN##|MAXM|Maxim Group LLC|2990
CHDN|CHURCHILL DOWNS IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
CHDN|CHURCHILL DOWNS IN##|MSCO|MORGAN STANLEY & CO. LLC|257282
CHDN|CHURCHILL DOWNS IN##|MSPL|MORGAN STANLEY & CO. LLC|22200
CHDN|CHURCHILL DOWNS IN##|MSTX|MORGAN STANLEY & CO. LLC|600
CHDN|CHURCHILL DOWNS IN##|NFSC|National Financial Services LLC|13909
CHDN|CHURCHILL DOWNS IN##|NITE|VIRTU Americas LLC|32756
CHDN|CHURCHILL DOWNS IN##|NITP|VIRTU Americas LLC|100
CHDN|CHURCHILL DOWNS IN##|NQRB|Brut, LLC|300
CHDN|CHURCHILL DOWNS IN##|OPCO|Oppenheimer & Co. Inc.|1165
CHDN|CHURCHILL DOWNS IN##|PDQM|CODA MARKETS, INC.|1929
CHDN|CHURCHILL DOWNS IN##|PHLY|NASDAQ Execution Services, LLC|200
CHDN|CHURCHILL DOWNS IN##|PWJC|UBS Financial Services, Inc.|1580
CHDN|CHURCHILL DOWNS IN##|RAJA|Raymond James & Associates, Inc.|826
CHDN|CHURCHILL DOWNS IN##|RBCM|RBC CAPITAL MARKETS, LLC|200
CHDN|CHURCHILL DOWNS IN##|SAGL|SAGETRADER, LLC|6726
CHDN|CHURCHILL DOWNS IN##|SBSH|Citigroup Global Markets Inc.|71165
CHDN|CHURCHILL DOWNS IN##|SGMT|GOLDMAN SACHS & CO. LLC|7358
CHDN|CHURCHILL DOWNS IN##|SPDR|SPEEDROUTE LLC|400
CHDN|CHURCHILL DOWNS IN##|STFL|Stifel, Nicolaus & Company, Incorporated|1024
CHDN|CHURCHILL DOWNS IN##|STKP|STOCKPILE INVESTMENTS, INC.|44
CHDN|CHURCHILL DOWNS IN##|STXG|Stockcross Financial Services, Inc.|10
CHDN|CHURCHILL DOWNS IN##|SWIM|TD Ameritrade, Inc.|1363
CHDN|CHURCHILL DOWNS IN##|SWST|Hilltop Securities Inc.|672
CHDN|CHURCHILL DOWNS IN##|TKNG|ALLY INVEST SECURITIES LLC|72
CHDN|CHURCHILL DOWNS IN##|TRBT|Tradebot Systems, Inc.|10110
CHDN|CHURCHILL DOWNS IN##|TRCM|TRC MARKETS LLC|7520
CHDN|CHURCHILL DOWNS IN##|UBSA|UBS SECURITIES LLC|29518
CHDN|CHURCHILL DOWNS IN##|UBSS|UBS Securities LLC|196167
CHDN|CHURCHILL DOWNS IN##|VALX|VIRTU AMERICAS LLC|65
CHDN|CHURCHILL DOWNS IN##|VGRD|Vanguard Marketing Corporation|783
CHDN|CHURCHILL DOWNS IN##|WCHV|WELLS FARGO SECURITIES, LLC|5951
CHDN|CHURCHILL DOWNS IN##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1341
CHDN|CHURCHILL DOWNS IN##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6088
CHDN|CHURCHILL DOWNS IN##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
CHDN|CHURCHILL DOWNS IN##|WSEA|WOLVERINE SECURITIES, LLC|236
CHDN|CHURCHILL DOWNS IN##|XIST|INSTINET, LLC|2430
CHDN|CHURCHILL DOWNS IN##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2240
CHDN|CHURCHILL DOWNS IN##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|531
CHE|CHEMED CORP|ALTX|Alternet Securities Inc.|2779
CHE|CHEMED CORP|ANOS|ABEL/NOSER, L.L.C.|150
CHE|CHEMED CORP|APCC|Apex Clearing Corporation|158
CHE|CHEMED CORP|BARD|Robert W. Baird & Co. Incorporated|147
CHE|CHEMED CORP|BATM|CBOE TRADING, INC.|3333
CHE|CHEMED CORP|BAYC|BAY CREST PARTNERS, LLC|94
CHE|CHEMED CORP|BBNT|BB&T SECURITIES, LLC|5
CHE|CHEMED CORP|BERN|Sanford C. Bernstein & Co., LLC|8375
CHE|CHEMED CORP|BKCM|BNY Mellon Capital Markets LLC|186709
CHE|CHEMED CORP|BMOC|BMO Capital Markets Corp.|90
CHE|CHEMED CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1146
CHE|CHEMED CORP|BRVL|BLAYLOCK VAN, LLC|300
CHE|CHEMED CORP|BTIG|BTIG, LLC|58397
CHE|CHEMED CORP|BYXM|CBOE TRADING, INC.|110
CHE|CHEMED CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
CHE|CHEMED CORP|CANT|Cantor Fitzgerald & Co.|4
CHE|CHEMED CORP|CHAS|Charles Schwab & Co., Inc.|876
CHE|CHEMED CORP|CIST|Capital Institutional Services, Inc.|276
CHE|CHEMED CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4689
CHE|CHEMED CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17588
CHE|CHEMED CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21098
CHE|CHEMED CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97045
CHE|CHEMED CORP|CTDL|Citadel Derivatives Group Llc|980
CHE|CHEMED CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|9142
CHE|CHEMED CORP|DADA|D.A. Davidson & Co.|10
CHE|CHEMED CORP|DBAB|Deutsche Bank Securities Inc.|204780
CHE|CHEMED CORP|DBAX|Deutsche Bank Securities Inc.|76900
CHE|CHEMED CORP|DCHF|Dart Executions, LLC|11
CHE|CHEMED CORP|DEAN|MORGAN STANLEY|603
CHE|CHEMED CORP|DRWK|DRW SECURITIES, L.L.C.|349
CHE|CHEMED CORP|EBXL|EBX LLC|26200
CHE|CHEMED CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5825
CHE|CHEMED CORP|EDJO|Edward D. Jones & Co., L.P.|77
CHE|CHEMED CORP|EGAM|CBOE TRADING, INC.|4720
CHE|CHEMED CORP|EGAW|CBOE TRADING, INC.|17
CHE|CHEMED CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
CHE|CHEMED CORP|EGXM|CBOE TRADING, INC.|588
CHE|CHEMED CORP|ETBE|Electronic Transaction Clearing, Inc.|528
CHE|CHEMED CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
CHE|CHEMED CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CHE|CHEMED CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16519
CHE|CHEMED CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|50
CHE|CHEMED CORP|ETRS|E*Trade Securities LLC|2207
CHE|CHEMED CORP|FBSB|U.S. Bancorp Investments, Inc.|6
CHE|CHEMED CORP|FILL|Tradestation Securities, Inc.|59
CHE|CHEMED CORP|FMAF|NBCN Inc./ CDS|422
CHE|CHEMED CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2867
CHE|CHEMED CORP|FQLS|Quantlab Securities LP|45106
CHE|CHEMED CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12005
CHE|CHEMED CORP|FTBR|Foliofn Investments, Inc.|3091
CHE|CHEMED CORP|GLIS|TD Securities Inc|32
CHE|CHEMED CORP|GLPX|ACS EXECUTION SERVICES, LLC|46255
CHE|CHEMED CORP|GSCO|GOLDMAN SACHS & CO. LLC|355014
CHE|CHEMED CORP|GSCS|GOLDMAN SACHS & CO. LLC|3593
CHE|CHEMED CORP|GSLT|GOLDMAN SACHS & CO. LLC|1035
CHE|CHEMED CORP|GTSZ|GTS SECURITIES LLC|51876
CHE|CHEMED CORP|HRBF|American Enterprise Investment Services Inc.|615
CHE|CHEMED CORP|IATS|INTERACTIVE BROKERS LLC|20275
CHE|CHEMED CORP|IBKR|Interactive Brokers Llc|35441
CHE|CHEMED CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|641
CHE|CHEMED CORP|ICBX|INSTINET, LLC|6600
CHE|CHEMED CORP|IEQY|CITADEL SECURITIES LLC|12797
CHE|CHEMED CORP|INCA|INSTINET, LLC|45205
CHE|CHEMED CORP|INJX|INSTINET, LLC|10050
CHE|CHEMED CORP|ITGI|ITG Inc.|18662
CHE|CHEMED CORP|ITGP|ITG INC.|14000
CHE|CHEMED CORP|JANY|Janney Montgomery Scott Inc.|64
CHE|CHEMED CORP|JEFF|JEFFERIES LLC|12284
CHE|CHEMED CORP|JMPT|JUMP TRADING, LLC|8558
CHE|CHEMED CORP|JPBX|J.P. MORGAN SECURITIES LLC|9816
CHE|CHEMED CORP|JPMX|J.P. Morgan Securities LLC|189176
CHE|CHEMED CORP|JSJX|JANE STREET CAPITAL LLC|12225
CHE|CHEMED CORP|KCGM|VIRTU Americas LLC|7686
CHE|CHEMED CORP|LEHM|Barclays Capital Inc./Le|120682
CHE|CHEMED CORP|LIME|Lime Brokerage LLC|1689
CHE|CHEMED CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|13550
CHE|CHEMED CORP|LOOP|Loop Capital Markets LLC|2266
CHE|CHEMED CORP|LQNA|LIQUIDNET, INC.|11900
CHE|CHEMED CORP|LSCI|Lek Securities Corporation|102
CHE|CHEMED CORP|MACC|Mid Atlantic Capital Corporation|35
CHE|CHEMED CORP|MAVB|Great Point Capital LLC|225
CHE|CHEMED CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18358
CHE|CHEMED CORP|MOTF|MOTIF INVESTING, INC.|20
CHE|CHEMED CORP|MSCO|MORGAN STANLEY & CO. LLC|528644
CHE|CHEMED CORP|MSPL|MORGAN STANLEY & CO. LLC|50900
CHE|CHEMED CORP|MSTX|MORGAN STANLEY & CO. LLC|7200
CHE|CHEMED CORP|NFSC|National Financial Services LLC|10897
CHE|CHEMED CORP|NITE|VIRTU Americas LLC|75059
CHE|CHEMED CORP|NITP|VIRTU Americas LLC|50
CHE|CHEMED CORP|NQRB|Brut, LLC|376
CHE|CHEMED CORP|NTBF|BMO Nesbitt Burns Inc./CDS|90
CHE|CHEMED CORP|NTRC|Northern Trust Securities, Inc.|444
CHE|CHEMED CORP|OPCO|Oppenheimer & Co. Inc.|1504
CHE|CHEMED CORP|PDQM|CODA MARKETS, INC.|83624
CHE|CHEMED CORP|PWJC|UBS Financial Services, Inc.|3260
CHE|CHEMED CORP|QMSR|QUATTRO M SECURITIES INC.|2793
CHE|CHEMED CORP|RBCM|RBC CAPITAL MARKETS, LLC|2993
CHE|CHEMED CORP|SAGL|SAGETRADER, LLC|23256
CHE|CHEMED CORP|SALI|INTL FCSTONE FINANCIAL INC.|6
CHE|CHEMED CORP|SBSH|Citigroup Global Markets Inc.|48401
CHE|CHEMED CORP|SGMT|GOLDMAN SACHS & CO. LLC|13845
CHE|CHEMED CORP|SPDR|SPEEDROUTE LLC|9674
CHE|CHEMED CORP|SPTD|MINT GLOBAL MARKETS, INC.|9390
CHE|CHEMED CORP|STFL|Stifel, Nicolaus & Company, Incorporated|627
CHE|CHEMED CORP|SWIM|TD Ameritrade, Inc.|2918
CHE|CHEMED CORP|SWST|Hilltop Securities Inc.|190
CHE|CHEMED CORP|TKNG|ALLY INVEST SECURITIES LLC|49
CHE|CHEMED CORP|TRBT|Tradebot Systems, Inc.|40521
CHE|CHEMED CORP|TRCM|TRC MARKETS LLC|3089
CHE|CHEMED CORP|UBSA|UBS SECURITIES LLC|147049
CHE|CHEMED CORP|UBSS|UBS Securities LLC|233031
CHE|CHEMED CORP|VALX|VIRTU AMERICAS LLC|6825
CHE|CHEMED CORP|VGRD|Vanguard Marketing Corporation|344
CHE|CHEMED CORP|VSIN|Vision Financial Markets Llc|3800
CHE|CHEMED CORP|WBLR|WILLIAM BLAIR|58
CHE|CHEMED CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1112
CHE|CHEMED CORP|WCHV|WELLS FARGO SECURITIES, LLC|10345
CHE|CHEMED CORP|WEDB|WEDBUSH SECURITIES INC.|618
CHE|CHEMED CORP|WEED|Weeden & Co.L.P.|1537
CHE|CHEMED CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|97
CHE|CHEMED CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5194
CHE|CHEMED CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
CHE|CHEMED CORP|WSEA|WOLVERINE SECURITIES, LLC|133
CHE|CHEMED CORP|XIST|INSTINET, LLC|13200
CHE|CHEMED CORP|XPQR|Jump Trading|2172
CHE|CHEMED CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CHE|CHEMED CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|15324
CHE|CHEMED CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|572
CHEF|THE CHEFS WAREHOUSE|ALTX|Alternet Securities Inc.|2906
CHEF|THE CHEFS WAREHOUSE|ANOS|ABEL/NOSER, L.L.C.|145
CHEF|THE CHEFS WAREHOUSE|APCC|Apex Clearing Corporation|118
CHEF|THE CHEFS WAREHOUSE|BALE|M&T SECURITIES, INC.|598
CHEF|THE CHEFS WAREHOUSE|BARD|Robert W. Baird & Co. Incorporated|3086
CHEF|THE CHEFS WAREHOUSE|BATM|CBOE TRADING, INC.|1003
CHEF|THE CHEFS WAREHOUSE|BERN|Sanford C. Bernstein & Co., LLC|7123
CHEF|THE CHEFS WAREHOUSE|BIDS|BIDS TRADING L.P.|2400
CHEF|THE CHEFS WAREHOUSE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1104
CHEF|THE CHEFS WAREHOUSE|BLKX|INSTINET, LLC|20000
CHEF|THE CHEFS WAREHOUSE|BMOC|BMO Capital Markets Corp.|3424
CHEF|THE CHEFS WAREHOUSE|BNPX|BNP PARIBAS SECURITIES CORP.|1499
CHEF|THE CHEFS WAREHOUSE|BTIG|BTIG, LLC|10978
CHEF|THE CHEFS WAREHOUSE|BYXM|CBOE TRADING, INC.|200
CHEF|THE CHEFS WAREHOUSE|BZYD|GOLDMAN SACHS & CO. LLC|760
CHEF|THE CHEFS WAREHOUSE|CHAS|Charles Schwab & Co., Inc.|100
CHEF|THE CHEFS WAREHOUSE|CHLM|Craig-Hallum Capital Group LLC|1885
CHEF|THE CHEFS WAREHOUSE|CIST|Capital Institutional Services, Inc.|5878
CHEF|THE CHEFS WAREHOUSE|COWR|Cowen and Company, LLC|9700
CHEF|THE CHEFS WAREHOUSE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32424
CHEF|THE CHEFS WAREHOUSE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CHEF|THE CHEFS WAREHOUSE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62999
CHEF|THE CHEFS WAREHOUSE|CTDL|Citadel Derivatives Group Llc|3413
CHEF|THE CHEFS WAREHOUSE|CXCX|CITIGROUP GLOBAL MARKETS INC.|16882
CHEF|THE CHEFS WAREHOUSE|DBAB|Deutsche Bank Securities Inc.|104797
CHEF|THE CHEFS WAREHOUSE|DBAX|Deutsche Bank Securities Inc.|43300
CHEF|THE CHEFS WAREHOUSE|DBUL|Deutsche Bank Securities Inc.|300
CHEF|THE CHEFS WAREHOUSE|DEAN|MORGAN STANLEY|1078
CHEF|THE CHEFS WAREHOUSE|DEGS|RONIN PROFESSIONAL LLC|1789
CHEF|THE CHEFS WAREHOUSE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
CHEF|THE CHEFS WAREHOUSE|EBXL|EBX LLC|62000
CHEF|THE CHEFS WAREHOUSE|ECUT|CONVERGEX EXECUTION SOLUTIONS|14870
CHEF|THE CHEFS WAREHOUSE|EGAM|CBOE TRADING, INC.|4843
CHEF|THE CHEFS WAREHOUSE|EGAW|CBOE TRADING, INC.|1
CHEF|THE CHEFS WAREHOUSE|EGXM|CBOE TRADING, INC.|2
CHEF|THE CHEFS WAREHOUSE|ELEV|ELEVATION, LLC|10000
CHEF|THE CHEFS WAREHOUSE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5534
CHEF|THE CHEFS WAREHOUSE|ETRS|E*Trade Securities LLC|20347
CHEF|THE CHEFS WAREHOUSE|FBCO|Credit Suisse Securities (USA) LLC|217394
CHEF|THE CHEFS WAREHOUSE|FILL|Tradestation Securities, Inc.|63
CHEF|THE CHEFS WAREHOUSE|FOMA|TD AMERITRADE CLEARING, INC.|16676
CHEF|THE CHEFS WAREHOUSE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72500
CHEF|THE CHEFS WAREHOUSE|FTBR|Foliofn Investments, Inc.|481
CHEF|THE CHEFS WAREHOUSE|GEBB|GLOBAL EXECUTION BROKERS, LP|6286
CHEF|THE CHEFS WAREHOUSE|GLPX|ACS EXECUTION SERVICES, LLC|400
CHEF|THE CHEFS WAREHOUSE|GSCO|GOLDMAN SACHS & CO. LLC|159708
CHEF|THE CHEFS WAREHOUSE|GSCS|GOLDMAN SACHS & CO. LLC|5800
CHEF|THE CHEFS WAREHOUSE|GSLT|GOLDMAN SACHS & CO. LLC|152
CHEF|THE CHEFS WAREHOUSE|GTSZ|GTS SECURITIES LLC|16333
CHEF|THE CHEFS WAREHOUSE|HRBF|American Enterprise Investment Services Inc.|9365
CHEF|THE CHEFS WAREHOUSE|IATS|INTERACTIVE BROKERS LLC|982
CHEF|THE CHEFS WAREHOUSE|IBKR|Interactive Brokers Llc|8795
CHEF|THE CHEFS WAREHOUSE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|297
CHEF|THE CHEFS WAREHOUSE|ICBX|INSTINET, LLC|13560
CHEF|THE CHEFS WAREHOUSE|IEQY|CITADEL SECURITIES LLC|18596
CHEF|THE CHEFS WAREHOUSE|INCA|INSTINET, LLC|44959
CHEF|THE CHEFS WAREHOUSE|INJX|INSTINET, LLC|108902
CHEF|THE CHEFS WAREHOUSE|ITGI|ITG Inc.|5743
CHEF|THE CHEFS WAREHOUSE|ITGP|ITG INC.|58800
CHEF|THE CHEFS WAREHOUSE|JANY|Janney Montgomery Scott Inc.|4
CHEF|THE CHEFS WAREHOUSE|JEFF|JEFFERIES LLC|19944
CHEF|THE CHEFS WAREHOUSE|JMPT|JUMP TRADING, LLC|3088
CHEF|THE CHEFS WAREHOUSE|JONE|JonesTrading|1579
CHEF|THE CHEFS WAREHOUSE|JPBX|J.P. MORGAN SECURITIES LLC|8578
CHEF|THE CHEFS WAREHOUSE|JPMX|J.P. Morgan Securities LLC|96105
CHEF|THE CHEFS WAREHOUSE|JSJX|JANE STREET CAPITAL LLC|1815
CHEF|THE CHEFS WAREHOUSE|KCGM|VIRTU Americas LLC|14716
CHEF|THE CHEFS WAREHOUSE|KING|C. L. King & Associates, Inc.|1200
CHEF|THE CHEFS WAREHOUSE|LEHM|Barclays Capital Inc./Le|276178
CHEF|THE CHEFS WAREHOUSE|LIME|Lime Brokerage LLC|70737
CHEF|THE CHEFS WAREHOUSE|LMGP|LIME BROKERAGE LLC|12500
CHEF|THE CHEFS WAREHOUSE|LQNA|LIQUIDNET, INC.|47200
CHEF|THE CHEFS WAREHOUSE|LQNB|LIQUIDNET, INC.|1600
CHEF|THE CHEFS WAREHOUSE|MAXM|Maxim Group LLC|2316
CHEF|THE CHEFS WAREHOUSE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52276
CHEF|THE CHEFS WAREHOUSE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1010
CHEF|THE CHEFS WAREHOUSE|MSCO|MORGAN STANLEY & CO. LLC|268372
CHEF|THE CHEFS WAREHOUSE|MSPL|MORGAN STANLEY & CO. LLC|60400
CHEF|THE CHEFS WAREHOUSE|MSTX|MORGAN STANLEY & CO. LLC|4800
CHEF|THE CHEFS WAREHOUSE|NFSC|National Financial Services LLC|76530
CHEF|THE CHEFS WAREHOUSE|NITE|VIRTU Americas LLC|105344
CHEF|THE CHEFS WAREHOUSE|NITP|VIRTU Americas LLC|1330
CHEF|THE CHEFS WAREHOUSE|OPCO|Oppenheimer & Co. Inc.|346
CHEF|THE CHEFS WAREHOUSE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|290
CHEF|THE CHEFS WAREHOUSE|PDQM|CODA MARKETS, INC.|4776
CHEF|THE CHEFS WAREHOUSE|PHLY|NASDAQ Execution Services, LLC|400
CHEF|THE CHEFS WAREHOUSE|PIPR|Piper Jaffray & Co.|5470
CHEF|THE CHEFS WAREHOUSE|PWJC|UBS Financial Services, Inc.|1000
CHEF|THE CHEFS WAREHOUSE|RAJA|Raymond James & Associates, Inc.|3049
CHEF|THE CHEFS WAREHOUSE|RBCM|RBC CAPITAL MARKETS, LLC|1686
CHEF|THE CHEFS WAREHOUSE|SAGC|SAGETRADER, LLC|200
CHEF|THE CHEFS WAREHOUSE|SAGL|SAGETRADER, LLC|2399
CHEF|THE CHEFS WAREHOUSE|SAGW|SAGETRADER, LLC|65
CHEF|THE CHEFS WAREHOUSE|SBSH|Citigroup Global Markets Inc.|72270
CHEF|THE CHEFS WAREHOUSE|SEIC|SEI Investments Distribution Co.|200
CHEF|THE CHEFS WAREHOUSE|SGMT|GOLDMAN SACHS & CO. LLC|23136
CHEF|THE CHEFS WAREHOUSE|SPDR|SPEEDROUTE LLC|6387
CHEF|THE CHEFS WAREHOUSE|STFL|Stifel, Nicolaus & Company, Incorporated|5141
CHEF|THE CHEFS WAREHOUSE|SWIM|TD Ameritrade, Inc.|18529
CHEF|THE CHEFS WAREHOUSE|TKNG|ALLY INVEST SECURITIES LLC|140
CHEF|THE CHEFS WAREHOUSE|TRBT|Tradebot Systems, Inc.|4828
CHEF|THE CHEFS WAREHOUSE|TRCM|TRC MARKETS LLC|34883
CHEF|THE CHEFS WAREHOUSE|UBSA|UBS SECURITIES LLC|158335
CHEF|THE CHEFS WAREHOUSE|UBSS|UBS Securities LLC|148873
CHEF|THE CHEFS WAREHOUSE|VALX|VIRTU AMERICAS LLC|6289
CHEF|THE CHEFS WAREHOUSE|VGRD|Vanguard Marketing Corporation|4204
CHEF|THE CHEFS WAREHOUSE|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CHEF|THE CHEFS WAREHOUSE|WCHV|WELLS FARGO SECURITIES, LLC|46105
CHEF|THE CHEFS WAREHOUSE|WEDB|WEDBUSH SECURITIES INC.|1553
CHEF|THE CHEFS WAREHOUSE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|683
CHEF|THE CHEFS WAREHOUSE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|156
CHEF|THE CHEFS WAREHOUSE|WFPB|Wells Fargo Securities, LLC.|7650
CHEF|THE CHEFS WAREHOUSE|WSEA|WOLVERINE SECURITIES, LLC|1575
CHEF|THE CHEFS WAREHOUSE|XIST|INSTINET, LLC|8350
CHEF|THE CHEFS WAREHOUSE|XSTM|NATIONAL FINANCIAL SERVICES LLC|6654
CHEF|THE CHEFS WAREHOUSE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|465
CHEK|CHECK-CAP LTD. ORD|ALTX|Alternet Securities Inc.|2600
CHEK|CHECK-CAP LTD. ORD|APCC|Apex Clearing Corporation|6137
CHEK|CHECK-CAP LTD. ORD|BARD|Robert W. Baird & Co. Incorporated|84
CHEK|CHECK-CAP LTD. ORD|BATM|CBOE TRADING, INC.|296
CHEK|CHECK-CAP LTD. ORD|BIMI|Banca IMI Securities Corp.|5850
CHEK|CHECK-CAP LTD. ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5501
CHEK|CHECK-CAP LTD. ORD|CANT|Cantor Fitzgerald & Co.|100
CHEK|CHECK-CAP LTD. ORD|CHAS|Charles Schwab & Co., Inc.|1000
CHEK|CHECK-CAP LTD. ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4300
CHEK|CHECK-CAP LTD. ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10796
CHEK|CHECK-CAP LTD. ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8396
CHEK|CHECK-CAP LTD. ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24786
CHEK|CHECK-CAP LTD. ORD|DBAB|Deutsche Bank Securities Inc.|20281
CHEK|CHECK-CAP LTD. ORD|DBAX|Deutsche Bank Securities Inc.|6900
CHEK|CHECK-CAP LTD. ORD|DEAN|MORGAN STANLEY|300
CHEK|CHECK-CAP LTD. ORD|DEGS|RONIN PROFESSIONAL LLC|5610
CHEK|CHECK-CAP LTD. ORD|EBXL|EBX LLC|3100
CHEK|CHECK-CAP LTD. ORD|EDJO|Edward D. Jones & Co., L.P.|76
CHEK|CHECK-CAP LTD. ORD|EGAM|CBOE TRADING, INC.|13344
CHEK|CHECK-CAP LTD. ORD|EGAW|CBOE TRADING, INC.|100
CHEK|CHECK-CAP LTD. ORD|EGXM|CBOE TRADING, INC.|400
CHEK|CHECK-CAP LTD. ORD|ETBE|Electronic Transaction Clearing, Inc.|250
CHEK|CHECK-CAP LTD. ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2654
CHEK|CHECK-CAP LTD. ORD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|100
CHEK|CHECK-CAP LTD. ORD|ETRS|E*Trade Securities LLC|311616
CHEK|CHECK-CAP LTD. ORD|FBCO|Credit Suisse Securities (USA) LLC|79660
CHEK|CHECK-CAP LTD. ORD|FILL|Tradestation Securities, Inc.|29319
CHEK|CHECK-CAP LTD. ORD|FINX|FINTECH SECURITIES|9
CHEK|CHECK-CAP LTD. ORD|FMAF|NBCN Inc./ CDS|635
CHEK|CHECK-CAP LTD. ORD|FOMA|TD AMERITRADE CLEARING, INC.|634654
CHEK|CHECK-CAP LTD. ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|250
CHEK|CHECK-CAP LTD. ORD|FTBR|Foliofn Investments, Inc.|5357
CHEK|CHECK-CAP LTD. ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|2208
CHEK|CHECK-CAP LTD. ORD|GLIS|TD Securities Inc|400
CHEK|CHECK-CAP LTD. ORD|GLPX|ACS EXECUTION SERVICES, LLC|8866
CHEK|CHECK-CAP LTD. ORD|GSCO|GOLDMAN SACHS & CO. LLC|1400
CHEK|CHECK-CAP LTD. ORD|GSLT|GOLDMAN SACHS & CO. LLC|5628
CHEK|CHECK-CAP LTD. ORD|GTSZ|GTS SECURITIES LLC|6898
CHEK|CHECK-CAP LTD. ORD|HRBF|American Enterprise Investment Services Inc.|2616
CHEK|CHECK-CAP LTD. ORD|HSBC|HSBC Securities, Inc.|100
CHEK|CHECK-CAP LTD. ORD|IATS|INTERACTIVE BROKERS LLC|15721
CHEK|CHECK-CAP LTD. ORD|IBKR|Interactive Brokers Llc|167607
CHEK|CHECK-CAP LTD. ORD|ICBX|INSTINET, LLC|100
CHEK|CHECK-CAP LTD. ORD|INCA|INSTINET, LLC|158394
CHEK|CHECK-CAP LTD. ORD|ITGI|ITG Inc.|6790
CHEK|CHECK-CAP LTD. ORD|ITGP|ITG INC.|16600
CHEK|CHECK-CAP LTD. ORD|JMPT|JUMP TRADING, LLC|2326
CHEK|CHECK-CAP LTD. ORD|JPMX|J.P. Morgan Securities LLC|590
CHEK|CHECK-CAP LTD. ORD|JSJX|JANE STREET CAPITAL LLC|2800
CHEK|CHECK-CAP LTD. ORD|KCGM|VIRTU Americas LLC|634
CHEK|CHECK-CAP LTD. ORD|LEHM|Barclays Capital Inc./Le|11900
CHEK|CHECK-CAP LTD. ORD|LIME|Lime Brokerage LLC|24435
CHEK|CHECK-CAP LTD. ORD|MAXM|Maxim Group LLC|14008
CHEK|CHECK-CAP LTD. ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CHEK|CHECK-CAP LTD. ORD|MOTF|MOTIF INVESTING, INC.|6
CHEK|CHECK-CAP LTD. ORD|MSCO|MORGAN STANLEY & CO. LLC|240247
CHEK|CHECK-CAP LTD. ORD|MSPL|MORGAN STANLEY & CO. LLC|4000
CHEK|CHECK-CAP LTD. ORD|NATL|National Securities Corporation|2200
CHEK|CHECK-CAP LTD. ORD|NFSC|National Financial Services LLC|241372
CHEK|CHECK-CAP LTD. ORD|NITE|VIRTU Americas LLC|848481
CHEK|CHECK-CAP LTD. ORD|NITP|VIRTU Americas LLC|300
CHEK|CHECK-CAP LTD. ORD|NQRB|Brut, LLC|6000
CHEK|CHECK-CAP LTD. ORD|OPCO|Oppenheimer & Co. Inc.|1320
CHEK|CHECK-CAP LTD. ORD|PCPT|PHILLIP CAPITAL INC.|275
CHEK|CHECK-CAP LTD. ORD|PDQM|CODA MARKETS, INC.|28455
CHEK|CHECK-CAP LTD. ORD|RAJA|Raymond James & Associates, Inc.|200
CHEK|CHECK-CAP LTD. ORD|RBCM|RBC CAPITAL MARKETS, LLC|7907
CHEK|CHECK-CAP LTD. ORD|RGLD|Regal Securities, Inc|500
CHEK|CHECK-CAP LTD. ORD|SAGL|SAGETRADER, LLC|2723
CHEK|CHECK-CAP LTD. ORD|SBSH|Citigroup Global Markets Inc.|8338
CHEK|CHECK-CAP LTD. ORD|SGMT|GOLDMAN SACHS & CO. LLC|1700
CHEK|CHECK-CAP LTD. ORD|SPDR|SPEEDROUTE LLC|3687
CHEK|CHECK-CAP LTD. ORD|SWIM|TD Ameritrade, Inc.|509153
CHEK|CHECK-CAP LTD. ORD|SWST|Hilltop Securities Inc.|900
CHEK|CHECK-CAP LTD. ORD|TKNG|ALLY INVEST SECURITIES LLC|2271
CHEK|CHECK-CAP LTD. ORD|TRCM|TRC MARKETS LLC|3036
CHEK|CHECK-CAP LTD. ORD|TTUC|CUTTONE & CO., INC.|8888
CHEK|CHECK-CAP LTD. ORD|UBSA|UBS SECURITIES LLC|17276
CHEK|CHECK-CAP LTD. ORD|UBSS|UBS Securities LLC|135713
CHEK|CHECK-CAP LTD. ORD|VGRD|Vanguard Marketing Corporation|9860
CHEK|CHECK-CAP LTD. ORD|VIEW|VIEWTRADE SECURITIES LLC|360
CHEK|CHECK-CAP LTD. ORD|WCHV|WELLS FARGO SECURITIES, LLC|18711
CHEK|CHECK-CAP LTD. ORD|WEDB|WEDBUSH SECURITIES INC.|3000
CHEK|CHECK-CAP LTD. ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6596
CHEK|CHECK-CAP LTD. ORD|WGIF|CIBC World Markets Inc.|10088
CHEK|CHECK-CAP LTD. ORD|WSEA|WOLVERINE SECURITIES, LLC|18705
CHEK|CHECK-CAP LTD. ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|500
CHEKW|CHECK-CAP LTD A WT|APCC|Apex Clearing Corporation|1000
CHEKW|CHECK-CAP LTD A WT|ETRS|E*Trade Securities LLC|2470
CHEKW|CHECK-CAP LTD A WT|FOMA|TD AMERITRADE CLEARING, INC.|12626
CHEKW|CHECK-CAP LTD A WT|GEBB|GLOBAL EXECUTION BROKERS, LP|210
CHEKW|CHECK-CAP LTD A WT|INCA|INSTINET, LLC|5777
CHEKW|CHECK-CAP LTD A WT|LIME|Lime Brokerage LLC|857
CHEKW|CHECK-CAP LTD A WT|MSCO|MORGAN STANLEY & CO. LLC|1403
CHEKW|CHECK-CAP LTD A WT|NFSC|National Financial Services LLC|2000
CHEKW|CHECK-CAP LTD A WT|NITE|VIRTU Americas LLC|25315
CHEKW|CHECK-CAP LTD A WT|SWIM|TD Ameritrade, Inc.|205
CHEKW|CHECK-CAP LTD A WT|TKNG|ALLY INVEST SECURITIES LLC|3117
CHEKW|CHECK-CAP LTD A WT|UBSS|UBS Securities LLC|303
CHEKW|CHECK-CAP LTD A WT|WSEA|WOLVERINE SECURITIES, LLC|369
CHEKZ|CHECK-CAP SR C WT|ADAM|CANACCORD GENUITY INC.|4000
CHEKZ|CHECK-CAP SR C WT|BATM|CBOE TRADING, INC.|200
CHEKZ|CHECK-CAP SR C WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CHEKZ|CHECK-CAP SR C WT|EBXL|EBX LLC|300
CHEKZ|CHECK-CAP SR C WT|ETRS|E*Trade Securities LLC|24616
CHEKZ|CHECK-CAP SR C WT|FBCO|Credit Suisse Securities (USA) LLC|14987
CHEKZ|CHECK-CAP SR C WT|FOMA|TD AMERITRADE CLEARING, INC.|4400
CHEKZ|CHECK-CAP SR C WT|IBKR|Interactive Brokers Llc|1400
CHEKZ|CHECK-CAP SR C WT|LEHM|Barclays Capital Inc./Le|600
CHEKZ|CHECK-CAP SR C WT|LIME|Lime Brokerage LLC|499
CHEKZ|CHECK-CAP SR C WT|MSCO|MORGAN STANLEY & CO. LLC|9112
CHEKZ|CHECK-CAP SR C WT|NFSC|National Financial Services LLC|6100
CHEKZ|CHECK-CAP SR C WT|NITE|VIRTU Americas LLC|12616
CHEKZ|CHECK-CAP SR C WT|SGMT|GOLDMAN SACHS & CO. LLC|600
CHEKZ|CHECK-CAP SR C WT|UBSA|UBS SECURITIES LLC|900
CHEP|AGFIQ U.S. MARKET NE|FTBR|Foliofn Investments, Inc.|23
CHEP|AGFIQ U.S. MARKET NE|JSJX|JANE STREET CAPITAL LLC|90
CHEP|AGFIQ U.S. MARKET NE|KCGM|VIRTU Americas LLC|100
CHEP|AGFIQ U.S. MARKET NE|NFSC|National Financial Services LLC|142
CHEP|AGFIQ U.S. MARKET NE|NITE|VIRTU Americas LLC|720
CHFC|CHEMICAL FINANCIAL|ALTX|Alternet Securities Inc.|2424
CHFC|CHEMICAL FINANCIAL|APCC|Apex Clearing Corporation|25
CHFC|CHEMICAL FINANCIAL|BANK|Primevest Financial Services, Inc.|5502
CHFC|CHEMICAL FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|3607
CHFC|CHEMICAL FINANCIAL|BATM|CBOE TRADING, INC.|2731
CHFC|CHEMICAL FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|100
CHFC|CHEMICAL FINANCIAL|BBNT|BB&T SECURITIES, LLC|100
CHFC|CHEMICAL FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|13608
CHFC|CHEMICAL FINANCIAL|BKCM|BNY Mellon Capital Markets LLC|14978
CHFC|CHEMICAL FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1101
CHFC|CHEMICAL FINANCIAL|BLKX|INSTINET, LLC|60000
CHFC|CHEMICAL FINANCIAL|BMOC|BMO Capital Markets Corp.|33306
CHFC|CHEMICAL FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|32382
CHFC|CHEMICAL FINANCIAL|BRVL|BLAYLOCK VAN, LLC|882
CHFC|CHEMICAL FINANCIAL|BTIG|BTIG, LLC|1699
CHFC|CHEMICAL FINANCIAL|BYXM|CBOE TRADING, INC.|708
CHFC|CHEMICAL FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|1908
CHFC|CHEMICAL FINANCIAL|CANT|Cantor Fitzgerald & Co.|2777
CHFC|CHEMICAL FINANCIAL|CHAS|Charles Schwab & Co., Inc.|415
CHFC|CHEMICAL FINANCIAL|CIST|Capital Institutional Services, Inc.|1093
CHFC|CHEMICAL FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54917
CHFC|CHEMICAL FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
CHFC|CHEMICAL FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140896
CHFC|CHEMICAL FINANCIAL|CTDL|Citadel Derivatives Group Llc|24783
CHFC|CHEMICAL FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|14840
CHFC|CHEMICAL FINANCIAL|DADA|D.A. Davidson & Co.|300
CHFC|CHEMICAL FINANCIAL|DBAB|Deutsche Bank Securities Inc.|358194
CHFC|CHEMICAL FINANCIAL|DBAX|Deutsche Bank Securities Inc.|56700
CHFC|CHEMICAL FINANCIAL|DBUL|Deutsche Bank Securities Inc.|663
CHFC|CHEMICAL FINANCIAL|DEAN|MORGAN STANLEY|2742
CHFC|CHEMICAL FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|400
CHFC|CHEMICAL FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6637
CHFC|CHEMICAL FINANCIAL|EBXL|EBX LLC|82400
CHFC|CHEMICAL FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|29712
CHFC|CHEMICAL FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|1824
CHFC|CHEMICAL FINANCIAL|EGAM|CBOE TRADING, INC.|5870
CHFC|CHEMICAL FINANCIAL|EGAW|CBOE TRADING, INC.|50
CHFC|CHEMICAL FINANCIAL|EGMT|EG MARKET TECHNOLOGIES LLC|692
CHFC|CHEMICAL FINANCIAL|EGXM|CBOE TRADING, INC.|713
CHFC|CHEMICAL FINANCIAL|ETBE|Electronic Transaction Clearing, Inc.|2357
CHFC|CHEMICAL FINANCIAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|29
CHFC|CHEMICAL FINANCIAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2012
CHFC|CHEMICAL FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10816
CHFC|CHEMICAL FINANCIAL|ETRS|E*Trade Securities LLC|1206
CHFC|CHEMICAL FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|598640
CHFC|CHEMICAL FINANCIAL|FMAF|NBCN Inc./ CDS|37828
CHFC|CHEMICAL FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|9219
CHFC|CHEMICAL FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2799
CHFC|CHEMICAL FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115932
CHFC|CHEMICAL FINANCIAL|FTBR|Foliofn Investments, Inc.|124
CHFC|CHEMICAL FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|26292
CHFC|CHEMICAL FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|5890
CHFC|CHEMICAL FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|725916
CHFC|CHEMICAL FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|15041
CHFC|CHEMICAL FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|1513
CHFC|CHEMICAL FINANCIAL|GTSZ|GTS SECURITIES LLC|20395
CHFC|CHEMICAL FINANCIAL|HAPX|HAP Trading, LLC|149
CHFC|CHEMICAL FINANCIAL|HRBF|American Enterprise Investment Services Inc.|62
CHFC|CHEMICAL FINANCIAL|HSBC|HSBC Securities, Inc.|796
CHFC|CHEMICAL FINANCIAL|IATS|INTERACTIVE BROKERS LLC|1233
CHFC|CHEMICAL FINANCIAL|IBKR|Interactive Brokers Llc|29061
CHFC|CHEMICAL FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|137
CHFC|CHEMICAL FINANCIAL|ICBX|INSTINET, LLC|72829
CHFC|CHEMICAL FINANCIAL|IEQY|CITADEL SECURITIES LLC|172155
CHFC|CHEMICAL FINANCIAL|INCA|INSTINET, LLC|274929
CHFC|CHEMICAL FINANCIAL|INJX|INSTINET, LLC|30159
CHFC|CHEMICAL FINANCIAL|ITGI|ITG Inc.|84559
CHFC|CHEMICAL FINANCIAL|ITGP|ITG INC.|27800
CHFC|CHEMICAL FINANCIAL|JEFF|JEFFERIES LLC|71997
CHFC|CHEMICAL FINANCIAL|JMPT|JUMP TRADING, LLC|31434
CHFC|CHEMICAL FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|9882
CHFC|CHEMICAL FINANCIAL|JPMX|J.P. Morgan Securities LLC|135883
CHFC|CHEMICAL FINANCIAL|JSJX|JANE STREET CAPITAL LLC|19377
CHFC|CHEMICAL FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|5350
CHFC|CHEMICAL FINANCIAL|KCGM|VIRTU Americas LLC|9625
CHFC|CHEMICAL FINANCIAL|LEHM|Barclays Capital Inc./Le|184240
CHFC|CHEMICAL FINANCIAL|LIME|Lime Brokerage LLC|110765
CHFC|CHEMICAL FINANCIAL|LMGP|LIME BROKERAGE LLC|3639
CHFC|CHEMICAL FINANCIAL|MAXM|Maxim Group LLC|7633
CHFC|CHEMICAL FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30600
CHFC|CHEMICAL FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|911963
CHFC|CHEMICAL FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|90400
CHFC|CHEMICAL FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|10000
CHFC|CHEMICAL FINANCIAL|MTON|MILLINGTON SECURITIES, INC.|42559
CHFC|CHEMICAL FINANCIAL|NEUB|NEUBERGER BERMAN BD LLC|58
CHFC|CHEMICAL FINANCIAL|NFSC|National Financial Services LLC|27086
CHFC|CHEMICAL FINANCIAL|NITE|VIRTU Americas LLC|116903
CHFC|CHEMICAL FINANCIAL|NITP|VIRTU Americas LLC|900
CHFC|CHEMICAL FINANCIAL|NQRB|Brut, LLC|7262
CHFC|CHEMICAL FINANCIAL|NTRC|Northern Trust Securities, Inc.|1485
CHFC|CHEMICAL FINANCIAL|OPCO|Oppenheimer & Co. Inc.|3040
CHFC|CHEMICAL FINANCIAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|870
CHFC|CHEMICAL FINANCIAL|PDQM|CODA MARKETS, INC.|53406
CHFC|CHEMICAL FINANCIAL|PWJC|UBS Financial Services, Inc.|8
CHFC|CHEMICAL FINANCIAL|RAJA|Raymond James & Associates, Inc.|31893
CHFC|CHEMICAL FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|734
CHFC|CHEMICAL FINANCIAL|SAGL|SAGETRADER, LLC|8613
CHFC|CHEMICAL FINANCIAL|SAGW|SAGETRADER, LLC|65
CHFC|CHEMICAL FINANCIAL|SBSH|Citigroup Global Markets Inc.|189531
CHFC|CHEMICAL FINANCIAL|SDLR|Sandler, O'Neill & Partners, L.P.|5296
CHFC|CHEMICAL FINANCIAL|SEIC|SEI Investments Distribution Co.|100
CHFC|CHEMICAL FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|50844
CHFC|CHEMICAL FINANCIAL|SPDR|SPEEDROUTE LLC|2799
CHFC|CHEMICAL FINANCIAL|SPHN|Stephens Inc.|7762
CHFC|CHEMICAL FINANCIAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|573
CHFC|CHEMICAL FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|4389
CHFC|CHEMICAL FINANCIAL|SWIM|TD Ameritrade, Inc.|135
CHFC|CHEMICAL FINANCIAL|SWST|Hilltop Securities Inc.|1001
CHFC|CHEMICAL FINANCIAL|TONC|CUTTONE & CO., LLC|2300
CHFC|CHEMICAL FINANCIAL|TRBT|Tradebot Systems, Inc.|77163
CHFC|CHEMICAL FINANCIAL|TRCM|TRC MARKETS LLC|97557
CHFC|CHEMICAL FINANCIAL|UBSA|UBS SECURITIES LLC|189741
CHFC|CHEMICAL FINANCIAL|UBSS|UBS Securities LLC|452621
CHFC|CHEMICAL FINANCIAL|VALX|VIRTU AMERICAS LLC|7894
CHFC|CHEMICAL FINANCIAL|VERT|The Vertical Trading Group, LLC|29
CHFC|CHEMICAL FINANCIAL|VGRD|Vanguard Marketing Corporation|14
CHFC|CHEMICAL FINANCIAL|VNDM|Wall Street Access|33129
CHFC|CHEMICAL FINANCIAL|WABR|Wall Street Access|47759
CHFC|CHEMICAL FINANCIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|200
CHFC|CHEMICAL FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|58477
CHFC|CHEMICAL FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|66
CHFC|CHEMICAL FINANCIAL|WEED|Weeden & Co.L.P.|15500
CHFC|CHEMICAL FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|388
CHFC|CHEMICAL FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|676
CHFC|CHEMICAL FINANCIAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|483
CHFC|CHEMICAL FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|1124
CHFC|CHEMICAL FINANCIAL|XIST|INSTINET, LLC|40202
CHFC|CHEMICAL FINANCIAL|XPQR|Jump Trading|1052
CHFC|CHEMICAL FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
CHFC|CHEMICAL FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|779
CHFC|CHEMICAL FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3962
CHFN|CHARTER FINL CORP|ALTX|Alternet Securities Inc.|300
CHFN|CHARTER FINL CORP|APCC|Apex Clearing Corporation|24
CHFN|CHARTER FINL CORP|BATM|CBOE TRADING, INC.|1256
CHFN|CHARTER FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|2032
CHFN|CHARTER FINL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
CHFN|CHARTER FINL CORP|BMOC|BMO Capital Markets Corp.|1960
CHFN|CHARTER FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1059
CHFN|CHARTER FINL CORP|BTIG|BTIG, LLC|23
CHFN|CHARTER FINL CORP|BYXM|CBOE TRADING, INC.|100
CHFN|CHARTER FINL CORP|CANT|Cantor Fitzgerald & Co.|250
CHFN|CHARTER FINL CORP|CHAS|Charles Schwab & Co., Inc.|449
CHFN|CHARTER FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52878
CHFN|CHARTER FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17802
CHFN|CHARTER FINL CORP|CTDL|Citadel Derivatives Group Llc|8442
CHFN|CHARTER FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3128
CHFN|CHARTER FINL CORP|DBAB|Deutsche Bank Securities Inc.|49947
CHFN|CHARTER FINL CORP|DBAX|Deutsche Bank Securities Inc.|26700
CHFN|CHARTER FINL CORP|DBUL|Deutsche Bank Securities Inc.|500
CHFN|CHARTER FINL CORP|DEAN|MORGAN STANLEY|700
CHFN|CHARTER FINL CORP|EBXL|EBX LLC|12900
CHFN|CHARTER FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6725
CHFN|CHARTER FINL CORP|EGAM|CBOE TRADING, INC.|781
CHFN|CHARTER FINL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|20
CHFN|CHARTER FINL CORP|EGXM|CBOE TRADING, INC.|701
CHFN|CHARTER FINL CORP|ETBE|Electronic Transaction Clearing, Inc.|7924
CHFN|CHARTER FINL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|222
CHFN|CHARTER FINL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4114
CHFN|CHARTER FINL CORP|ETRS|E*Trade Securities LLC|4935
CHFN|CHARTER FINL CORP|FBCO|Credit Suisse Securities (USA) LLC|118106
CHFN|CHARTER FINL CORP|FOMA|TD AMERITRADE CLEARING, INC.|1301
CHFN|CHARTER FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8559
CHFN|CHARTER FINL CORP|FTBR|Foliofn Investments, Inc.|1337
CHFN|CHARTER FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|23138
CHFN|CHARTER FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|5100
CHFN|CHARTER FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|75378
CHFN|CHARTER FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|21432
CHFN|CHARTER FINL CORP|GSLT|GOLDMAN SACHS & CO. LLC|191
CHFN|CHARTER FINL CORP|GTSZ|GTS SECURITIES LLC|6412
CHFN|CHARTER FINL CORP|IATS|INTERACTIVE BROKERS LLC|1125
CHFN|CHARTER FINL CORP|IBKR|Interactive Brokers Llc|19020
CHFN|CHARTER FINL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
CHFN|CHARTER FINL CORP|ICBX|INSTINET, LLC|1700
CHFN|CHARTER FINL CORP|IEQY|CITADEL SECURITIES LLC|7047
CHFN|CHARTER FINL CORP|INCA|INSTINET, LLC|23761
CHFN|CHARTER FINL CORP|INJX|INSTINET, LLC|2271
CHFN|CHARTER FINL CORP|ITGI|ITG Inc.|4088
CHFN|CHARTER FINL CORP|ITGP|ITG INC.|4000
CHFN|CHARTER FINL CORP|JEFF|JEFFERIES LLC|6148
CHFN|CHARTER FINL CORP|JMPT|JUMP TRADING, LLC|6461
CHFN|CHARTER FINL CORP|JONE|JonesTrading|448518
CHFN|CHARTER FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|1186
CHFN|CHARTER FINL CORP|JPMX|J.P. Morgan Securities LLC|12716
CHFN|CHARTER FINL CORP|JSJX|JANE STREET CAPITAL LLC|712
CHFN|CHARTER FINL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|152615
CHFN|CHARTER FINL CORP|KCGM|VIRTU Americas LLC|3363
CHFN|CHARTER FINL CORP|LEHM|Barclays Capital Inc./Le|28536
CHFN|CHARTER FINL CORP|LIME|Lime Brokerage LLC|76181
CHFN|CHARTER FINL CORP|LMGP|LIME BROKERAGE LLC|27712
CHFN|CHARTER FINL CORP|MAXM|Maxim Group LLC|957
CHFN|CHARTER FINL CORP|MKMP|MKM Partners LLC|20230
CHFN|CHARTER FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5900
CHFN|CHARTER FINL CORP|MOTF|MOTIF INVESTING, INC.|1
CHFN|CHARTER FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|277711
CHFN|CHARTER FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|19800
CHFN|CHARTER FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|200
CHFN|CHARTER FINL CORP|NFSC|National Financial Services LLC|3585
CHFN|CHARTER FINL CORP|NITE|VIRTU Americas LLC|27451
CHFN|CHARTER FINL CORP|NITP|VIRTU Americas LLC|900
CHFN|CHARTER FINL CORP|NQRB|Brut, LLC|2100
CHFN|CHARTER FINL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
CHFN|CHARTER FINL CORP|PDQM|CODA MARKETS, INC.|1500
CHFN|CHARTER FINL CORP|RAJA|Raymond James & Associates, Inc.|487
CHFN|CHARTER FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|6133
CHFN|CHARTER FINL CORP|SAGW|SAGETRADER, LLC|130
CHFN|CHARTER FINL CORP|SBSH|Citigroup Global Markets Inc.|20020
CHFN|CHARTER FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|4628
CHFN|CHARTER FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|521
CHFN|CHARTER FINL CORP|SWIM|TD Ameritrade, Inc.|577
CHFN|CHARTER FINL CORP|TKNG|ALLY INVEST SECURITIES LLC|3
CHFN|CHARTER FINL CORP|TMBR|Timber Hill LLC|800
CHFN|CHARTER FINL CORP|TRBT|Tradebot Systems, Inc.|20874
CHFN|CHARTER FINL CORP|TRCM|TRC MARKETS LLC|64703
CHFN|CHARTER FINL CORP|UBSA|UBS SECURITIES LLC|41015
CHFN|CHARTER FINL CORP|UBSS|UBS Securities LLC|92715
CHFN|CHARTER FINL CORP|VALX|VIRTU AMERICAS LLC|2725
CHFN|CHARTER FINL CORP|VGRD|Vanguard Marketing Corporation|1392
CHFN|CHARTER FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|6397
CHFN|CHARTER FINL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9697
CHFN|CHARTER FINL CORP|WGIF|CIBC World Markets Inc.|653
CHFN|CHARTER FINL CORP|WSEA|WOLVERINE SECURITIES, LLC|8
CHFN|CHARTER FINL CORP|XIST|INSTINET, LLC|690
CHFN|CHARTER FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|675
CHFS|CHF SOLUTIONS, INC.|ALTX|Alternet Securities Inc.|500
CHFS|CHF SOLUTIONS, INC.|APCC|Apex Clearing Corporation|7704
CHFS|CHF SOLUTIONS, INC.|BATM|CBOE TRADING, INC.|200
CHFS|CHF SOLUTIONS, INC.|BAYT|BTIG, LLC|2400
CHFS|CHF SOLUTIONS, INC.|BERN|Sanford C. Bernstein & Co., LLC|1768
CHFS|CHF SOLUTIONS, INC.|BIMI|Banca IMI Securities Corp.|4600
CHFS|CHF SOLUTIONS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|297
CHFS|CHF SOLUTIONS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
CHFS|CHF SOLUTIONS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
CHFS|CHF SOLUTIONS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10980
CHFS|CHF SOLUTIONS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|16
CHFS|CHF SOLUTIONS, INC.|DAVA|Davenport & Company LLC|300
CHFS|CHF SOLUTIONS, INC.|DBAB|Deutsche Bank Securities Inc.|5797
CHFS|CHF SOLUTIONS, INC.|DBAX|Deutsche Bank Securities Inc.|2700
CHFS|CHF SOLUTIONS, INC.|DEGS|RONIN PROFESSIONAL LLC|5080
CHFS|CHF SOLUTIONS, INC.|DJSA|Dawson James Securities, Inc|20000
CHFS|CHF SOLUTIONS, INC.|EBXL|EBX LLC|900
CHFS|CHF SOLUTIONS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
CHFS|CHF SOLUTIONS, INC.|EGAM|CBOE TRADING, INC.|2695
CHFS|CHF SOLUTIONS, INC.|EGAW|CBOE TRADING, INC.|100
CHFS|CHF SOLUTIONS, INC.|EGXM|CBOE TRADING, INC.|400
CHFS|CHF SOLUTIONS, INC.|EGXW|CBOE TRADING, INC.|100
CHFS|CHF SOLUTIONS, INC.|ETRS|E*Trade Securities LLC|254106
CHFS|CHF SOLUTIONS, INC.|FBCO|Credit Suisse Securities (USA) LLC|20233
CHFS|CHF SOLUTIONS, INC.|FILL|Tradestation Securities, Inc.|6310
CHFS|CHF SOLUTIONS, INC.|FMAF|NBCN Inc./ CDS|7978
CHFS|CHF SOLUTIONS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|301040
CHFS|CHF SOLUTIONS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12997
CHFS|CHF SOLUTIONS, INC.|FTBR|Foliofn Investments, Inc.|50
CHFS|CHF SOLUTIONS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|161
CHFS|CHF SOLUTIONS, INC.|GLIS|TD Securities Inc|260
CHFS|CHF SOLUTIONS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1676
CHFS|CHF SOLUTIONS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|300
CHFS|CHF SOLUTIONS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|400
CHFS|CHF SOLUTIONS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|331
CHFS|CHF SOLUTIONS, INC.|GTSZ|GTS SECURITIES LLC|1518
CHFS|CHF SOLUTIONS, INC.|HASF|Haywood Securities Inc./CDS|1000
CHFS|CHF SOLUTIONS, INC.|HRBF|American Enterprise Investment Services Inc.|400
CHFS|CHF SOLUTIONS, INC.|IATS|INTERACTIVE BROKERS LLC|11151
CHFS|CHF SOLUTIONS, INC.|IBKR|Interactive Brokers Llc|152865
CHFS|CHF SOLUTIONS, INC.|ICBX|INSTINET, LLC|200
CHFS|CHF SOLUTIONS, INC.|INCA|INSTINET, LLC|19414
CHFS|CHF SOLUTIONS, INC.|ITGI|ITG Inc.|1780
CHFS|CHF SOLUTIONS, INC.|ITGP|ITG INC.|200
CHFS|CHF SOLUTIONS, INC.|JMPT|JUMP TRADING, LLC|355
CHFS|CHF SOLUTIONS, INC.|JONE|JonesTrading|2821
CHFS|CHF SOLUTIONS, INC.|JPMX|J.P. Morgan Securities LLC|3200
CHFS|CHF SOLUTIONS, INC.|KCGM|VIRTU Americas LLC|400
CHFS|CHF SOLUTIONS, INC.|LEHM|Barclays Capital Inc./Le|3020
CHFS|CHF SOLUTIONS, INC.|LIME|Lime Brokerage LLC|10155
CHFS|CHF SOLUTIONS, INC.|MAXM|Maxim Group LLC|48364
CHFS|CHF SOLUTIONS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CHFS|CHF SOLUTIONS, INC.|MSCO|MORGAN STANLEY & CO. LLC|141934
CHFS|CHF SOLUTIONS, INC.|MSPL|MORGAN STANLEY & CO. LLC|4300
CHFS|CHF SOLUTIONS, INC.|NFSC|National Financial Services LLC|190246
CHFS|CHF SOLUTIONS, INC.|NITE|VIRTU Americas LLC|488848
CHFS|CHF SOLUTIONS, INC.|OPCO|Oppenheimer & Co. Inc.|6594
CHFS|CHF SOLUTIONS, INC.|PDQM|CODA MARKETS, INC.|3332
CHFS|CHF SOLUTIONS, INC.|RAJA|Raymond James & Associates, Inc.|13
CHFS|CHF SOLUTIONS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|60
CHFS|CHF SOLUTIONS, INC.|SAGL|SAGETRADER, LLC|2056
CHFS|CHF SOLUTIONS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|3904
CHFS|CHF SOLUTIONS, INC.|SBSH|Citigroup Global Markets Inc.|7009
CHFS|CHF SOLUTIONS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|200
CHFS|CHF SOLUTIONS, INC.|SPDR|SPEEDROUTE LLC|700
CHFS|CHF SOLUTIONS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2819
CHFS|CHF SOLUTIONS, INC.|SWIM|TD Ameritrade, Inc.|186087
CHFS|CHF SOLUTIONS, INC.|TKNG|ALLY INVEST SECURITIES LLC|8239
CHFS|CHF SOLUTIONS, INC.|UBSA|UBS SECURITIES LLC|17693
CHFS|CHF SOLUTIONS, INC.|UBSS|UBS Securities LLC|112507
CHFS|CHF SOLUTIONS, INC.|VALX|VIRTU AMERICAS LLC|169
CHFS|CHF SOLUTIONS, INC.|VGRD|Vanguard Marketing Corporation|20520
CHFS|CHF SOLUTIONS, INC.|VSIN|Vision Financial Markets Llc|1888
CHFS|CHF SOLUTIONS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|5408
CHFS|CHF SOLUTIONS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19767
CHFS|CHF SOLUTIONS, INC.|WGIF|CIBC World Markets Inc.|6700
CHFS|CHF SOLUTIONS, INC.|WSEA|WOLVERINE SECURITIES, LLC|8490
CHFS|CHF SOLUTIONS, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2900
CHFS|CHF SOLUTIONS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CHGG|CHEGG, INC.|ALTX|Alternet Securities Inc.|133525
CHGG|CHEGG, INC.|ANDG|Andrew Garrett Inc.|33256
CHGG|CHEGG, INC.|ANOS|ABEL/NOSER, L.L.C.|2835
CHGG|CHEGG, INC.|APCC|Apex Clearing Corporation|7866
CHGG|CHEGG, INC.|BARD|Robert W. Baird & Co. Incorporated|47
CHGG|CHEGG, INC.|BATM|CBOE TRADING, INC.|5006
CHGG|CHEGG, INC.|BAYC|BAY CREST PARTNERS, LLC|4070
CHGG|CHEGG, INC.|BAYT|BTIG, LLC|9100
CHGG|CHEGG, INC.|BBNT|BB&T SECURITIES, LLC|3543
CHGG|CHEGG, INC.|BERN|Sanford C. Bernstein & Co., LLC|62708
CHGG|CHEGG, INC.|BGCE|BGC Financial Inc.|12100
CHGG|CHEGG, INC.|BIDS|BIDS TRADING L.P.|400
CHGG|CHEGG, INC.|BIMI|Banca IMI Securities Corp.|94
CHGG|CHEGG, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9783
CHGG|CHEGG, INC.|BLKX|INSTINET, LLC|10500
CHGG|CHEGG, INC.|BMOC|BMO Capital Markets Corp.|1499
CHGG|CHEGG, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6046
CHGG|CHEGG, INC.|BTIG|BTIG, LLC|32899
CHGG|CHEGG, INC.|BYXM|CBOE TRADING, INC.|1230
CHGG|CHEGG, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1998
CHGG|CHEGG, INC.|CANT|Cantor Fitzgerald & Co.|15707
CHGG|CHEGG, INC.|CHLM|Craig-Hallum Capital Group LLC|300
CHGG|CHEGG, INC.|CIST|Capital Institutional Services, Inc.|341
CHGG|CHEGG, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|330475
CHGG|CHEGG, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9227
CHGG|CHEGG, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3700
CHGG|CHEGG, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|462598
CHGG|CHEGG, INC.|CTDL|Citadel Derivatives Group Llc|36460
CHGG|CHEGG, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|47424
CHGG|CHEGG, INC.|DADA|D.A. Davidson & Co.|2210
CHGG|CHEGG, INC.|DBAB|Deutsche Bank Securities Inc.|299756
CHGG|CHEGG, INC.|DBAX|Deutsche Bank Securities Inc.|326100
CHGG|CHEGG, INC.|DBUL|Deutsche Bank Securities Inc.|1500
CHGG|CHEGG, INC.|DCHF|Dart Executions, LLC|9088
CHGG|CHEGG, INC.|DEAN|MORGAN STANLEY|6793
CHGG|CHEGG, INC.|DEGS|RONIN PROFESSIONAL LLC|16249
CHGG|CHEGG, INC.|EBXL|EBX LLC|241700
CHGG|CHEGG, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|53922
CHGG|CHEGG, INC.|EDJO|Edward D. Jones & Co., L.P.|519
CHGG|CHEGG, INC.|EGAM|CBOE TRADING, INC.|16453
CHGG|CHEGG, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
CHGG|CHEGG, INC.|EGXM|CBOE TRADING, INC.|2828
CHGG|CHEGG, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
CHGG|CHEGG, INC.|ETBE|Electronic Transaction Clearing, Inc.|24655
CHGG|CHEGG, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23390
CHGG|CHEGG, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|484
CHGG|CHEGG, INC.|ETRS|E*Trade Securities LLC|220923
CHGG|CHEGG, INC.|FILL|Tradestation Securities, Inc.|9881
CHGG|CHEGG, INC.|FMAF|NBCN Inc./ CDS|1200
CHGG|CHEGG, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
CHGG|CHEGG, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|194431
CHGG|CHEGG, INC.|FTBR|Foliofn Investments, Inc.|2705
CHGG|CHEGG, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|945
CHGG|CHEGG, INC.|GILG|Gilder Gagnon Howe & Co. LLC|734990
CHGG|CHEGG, INC.|GLIS|TD Securities Inc|1360
CHGG|CHEGG, INC.|GLPX|ACS EXECUTION SERVICES, LLC|33281
CHGG|CHEGG, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1976946
CHGG|CHEGG, INC.|GSCS|GOLDMAN SACHS & CO. LLC|15659
CHGG|CHEGG, INC.|GSLT|GOLDMAN SACHS & CO. LLC|6234
CHGG|CHEGG, INC.|GTSZ|GTS SECURITIES LLC|152597
CHGG|CHEGG, INC.|HRBF|American Enterprise Investment Services Inc.|6162
CHGG|CHEGG, INC.|HSBC|HSBC Securities, Inc.|8957
CHGG|CHEGG, INC.|IATS|INTERACTIVE BROKERS LLC|36578
CHGG|CHEGG, INC.|IBKR|Interactive Brokers Llc|56655
CHGG|CHEGG, INC.|ICBX|INSTINET, LLC|85056
CHGG|CHEGG, INC.|IEQY|CITADEL SECURITIES LLC|68761
CHGG|CHEGG, INC.|INCA|INSTINET, LLC|337256
CHGG|CHEGG, INC.|INJX|INSTINET, LLC|43146
CHGG|CHEGG, INC.|ITGI|ITG Inc.|70116
CHGG|CHEGG, INC.|ITGP|ITG INC.|130400
CHGG|CHEGG, INC.|JEFF|JEFFERIES LLC|423263
CHGG|CHEGG, INC.|JMPT|JUMP TRADING, LLC|56095
CHGG|CHEGG, INC.|JONE|JonesTrading|5392
CHGG|CHEGG, INC.|JPBX|J.P. MORGAN SECURITIES LLC|179421
CHGG|CHEGG, INC.|JPMX|J.P. Morgan Securities LLC|480773
CHGG|CHEGG, INC.|JSJX|JANE STREET CAPITAL LLC|20111
CHGG|CHEGG, INC.|KCGM|VIRTU Americas LLC|68450
CHGG|CHEGG, INC.|KING|C. L. King & Associates, Inc.|9533
CHGG|CHEGG, INC.|LEHM|Barclays Capital Inc./Le|775489
CHGG|CHEGG, INC.|LIME|Lime Brokerage LLC|20490
CHGG|CHEGG, INC.|LOOP|Loop Capital Markets LLC|2506
CHGG|CHEGG, INC.|LQNA|LIQUIDNET, INC.|110000
CHGG|CHEGG, INC.|LSCI|Lek Securities Corporation|131
CHGG|CHEGG, INC.|LSCM|LAKE STREET CAPITAL MARKETS, LLC|22000
CHGG|CHEGG, INC.|MACQ|Macquarie Capital (USA) Inc.|1929
CHGG|CHEGG, INC.|MAVB|Great Point Capital LLC|200
CHGG|CHEGG, INC.|MAXM|Maxim Group LLC|11304
CHGG|CHEGG, INC.|MBTS|ALLY INVEST SECURITIES LLC|3500
CHGG|CHEGG, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|185632
CHGG|CHEGG, INC.|MOTF|MOTIF INVESTING, INC.|3
CHGG|CHEGG, INC.|MSCO|MORGAN STANLEY & CO. LLC|1184076
CHGG|CHEGG, INC.|MSPL|MORGAN STANLEY & CO. LLC|531700
CHGG|CHEGG, INC.|MSTX|MORGAN STANLEY & CO. LLC|425100
CHGG|CHEGG, INC.|MULL|MARK J. MULLER EQUITIES, INC.|14000
CHGG|CHEGG, INC.|NEED|Needham & Company, LLC|21300
CHGG|CHEGG, INC.|NFSC|National Financial Services LLC|553960
CHGG|CHEGG, INC.|NITE|VIRTU Americas LLC|753459
CHGG|CHEGG, INC.|NITP|VIRTU Americas LLC|1800
CHGG|CHEGG, INC.|NMRA|Nomura Securities International, Inc.|321573
CHGG|CHEGG, INC.|NORT|Northland Securities, Inc.|743
CHGG|CHEGG, INC.|NQRB|Brut, LLC|6107
CHGG|CHEGG, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|541
CHGG|CHEGG, INC.|NTRC|Northern Trust Securities, Inc.|1157
CHGG|CHEGG, INC.|OPCO|Oppenheimer & Co. Inc.|11290
CHGG|CHEGG, INC.|PDQM|CODA MARKETS, INC.|22536
CHGG|CHEGG, INC.|PHLY|NASDAQ Execution Services, LLC|600
CHGG|CHEGG, INC.|PIPR|Piper Jaffray & Co.|12275
CHGG|CHEGG, INC.|PWJC|UBS Financial Services, Inc.|300
CHGG|CHEGG, INC.|QMSR|QUATTRO M SECURITIES INC.|2462
CHGG|CHEGG, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3582
CHGG|CHEGG, INC.|SAGL|SAGETRADER, LLC|42433
CHGG|CHEGG, INC.|SAGW|SAGETRADER, LLC|100
CHGG|CHEGG, INC.|SALI|INTL FCSTONE FINANCIAL INC.|1118
CHGG|CHEGG, INC.|SBRX|MURIEL SIEBERT & CO INC|12
CHGG|CHEGG, INC.|SBSH|Citigroup Global Markets Inc.|116281
CHGG|CHEGG, INC.|SGMT|GOLDMAN SACHS & CO. LLC|179535
CHGG|CHEGG, INC.|SOGO|Wang Investment Associates, Inc.|28
CHGG|CHEGG, INC.|SPDR|SPEEDROUTE LLC|2445
CHGG|CHEGG, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11726
CHGG|CHEGG, INC.|STKP|STOCKPILE INVESTMENTS, INC.|88
CHGG|CHEGG, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2988
CHGG|CHEGG, INC.|SWIM|TD Ameritrade, Inc.|262151
CHGG|CHEGG, INC.|TKNG|ALLY INVEST SECURITIES LLC|2303
CHGG|CHEGG, INC.|TRBT|Tradebot Systems, Inc.|310779
CHGG|CHEGG, INC.|TRCM|TRC MARKETS LLC|110713
CHGG|CHEGG, INC.|TWTT|TASTYWORKS, INC.|410
CHGG|CHEGG, INC.|UBSA|UBS SECURITIES LLC|779281
CHGG|CHEGG, INC.|UBSS|UBS Securities LLC|999327
CHGG|CHEGG, INC.|VALX|VIRTU AMERICAS LLC|17189
CHGG|CHEGG, INC.|VGRD|Vanguard Marketing Corporation|23094
CHGG|CHEGG, INC.|VNDS|VANDHAM SECURITIES CORP|500
CHGG|CHEGG, INC.|VSIN|Vision Financial Markets Llc|120
CHGG|CHEGG, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1379
CHGG|CHEGG, INC.|WCHV|WELLS FARGO SECURITIES, LLC|107863
CHGG|CHEGG, INC.|WDNX|WEEDEN & CO.L.P.|1600
CHGG|CHEGG, INC.|WEDB|WEDBUSH SECURITIES INC.|5436
CHGG|CHEGG, INC.|WEED|Weeden & Co.L.P.|1700
CHGG|CHEGG, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15549
CHGG|CHEGG, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21892
CHGG|CHEGG, INC.|WFPB|Wells Fargo Securities, LLC.|4905
CHGG|CHEGG, INC.|WGIF|CIBC World Markets Inc.|235
CHGG|CHEGG, INC.|WSEA|WOLVERINE SECURITIES, LLC|15015
CHGG|CHEGG, INC.|XIST|INSTINET, LLC|48600
CHGG|CHEGG, INC.|XPQR|Jump Trading|900
CHGG|CHEGG, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|56954
CHGG|CHEGG, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2544
CHGG|CHEGG, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4350
CHGX|CHANGE FINANCE U.S.|FTBR|Foliofn Investments, Inc.|179
CHGX|CHANGE FINANCE U.S.|JSEB|JANE STREET EXECUTION SERVICES, LLC|2000
CHGX|CHANGE FINANCE U.S.|KCGM|VIRTU Americas LLC|447
CHGX|CHANGE FINANCE U.S.|NFSC|National Financial Services LLC|225
CHGX|CHANGE FINANCE U.S.|NITE|VIRTU Americas LLC|105
CHGX|CHANGE FINANCE U.S.|WSEA|WOLVERINE SECURITIES, LLC|106
CHH|CHOICE HOTEL INT NEW|ABLE|NATIXIS Securities Americas LLC|36000
CHH|CHOICE HOTEL INT NEW|ALLN|Allen & Company LLC|6425
CHH|CHOICE HOTEL INT NEW|ALTX|Alternet Securities Inc.|2000
CHH|CHOICE HOTEL INT NEW|APCC|Apex Clearing Corporation|44
CHH|CHOICE HOTEL INT NEW|BARD|Robert W. Baird & Co. Incorporated|2
CHH|CHOICE HOTEL INT NEW|BATM|CBOE TRADING, INC.|2233
CHH|CHOICE HOTEL INT NEW|BAYC|BAY CREST PARTNERS, LLC|170
CHH|CHOICE HOTEL INT NEW|BBNT|BB&T SECURITIES, LLC|12
CHH|CHOICE HOTEL INT NEW|BERN|Sanford C. Bernstein & Co., LLC|5000
CHH|CHOICE HOTEL INT NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1096
CHH|CHOICE HOTEL INT NEW|BLKX|INSTINET, LLC|10000
CHH|CHOICE HOTEL INT NEW|BNPX|BNP PARIBAS SECURITIES CORP.|201
CHH|CHOICE HOTEL INT NEW|BTIG|BTIG, LLC|200
CHH|CHOICE HOTEL INT NEW|BYXM|CBOE TRADING, INC.|493
CHH|CHOICE HOTEL INT NEW|BZYD|GOLDMAN SACHS & CO. LLC|300
CHH|CHOICE HOTEL INT NEW|CABR|Cabrera Capital Markets, Inc.|25
CHH|CHOICE HOTEL INT NEW|CHAS|Charles Schwab & Co., Inc.|3831
CHH|CHOICE HOTEL INT NEW|CIBP|CIBC World Markets Corp.|18300
CHH|CHOICE HOTEL INT NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49387
CHH|CHOICE HOTEL INT NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2185
CHH|CHOICE HOTEL INT NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69614
CHH|CHOICE HOTEL INT NEW|CTDL|Citadel Derivatives Group Llc|345
CHH|CHOICE HOTEL INT NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|18460
CHH|CHOICE HOTEL INT NEW|DBAB|Deutsche Bank Securities Inc.|39853
CHH|CHOICE HOTEL INT NEW|DBAX|Deutsche Bank Securities Inc.|124100
CHH|CHOICE HOTEL INT NEW|DEAN|MORGAN STANLEY|354
CHH|CHOICE HOTEL INT NEW|EBXL|EBX LLC|72500
CHH|CHOICE HOTEL INT NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|636
CHH|CHOICE HOTEL INT NEW|EDJO|Edward D. Jones & Co., L.P.|1
CHH|CHOICE HOTEL INT NEW|EGAM|CBOE TRADING, INC.|11369
CHH|CHOICE HOTEL INT NEW|EGAW|CBOE TRADING, INC.|15
CHH|CHOICE HOTEL INT NEW|EGMT|EG MARKET TECHNOLOGIES LLC|269
CHH|CHOICE HOTEL INT NEW|EGXM|CBOE TRADING, INC.|307
CHH|CHOICE HOTEL INT NEW|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|501
CHH|CHOICE HOTEL INT NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7656
CHH|CHOICE HOTEL INT NEW|ETRS|E*Trade Securities LLC|1486
CHH|CHOICE HOTEL INT NEW|FMAF|NBCN Inc./ CDS|13
CHH|CHOICE HOTEL INT NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3520
CHH|CHOICE HOTEL INT NEW|FQLS|Quantlab Securities LP|50086
CHH|CHOICE HOTEL INT NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17679
CHH|CHOICE HOTEL INT NEW|FTBR|Foliofn Investments, Inc.|9283
CHH|CHOICE HOTEL INT NEW|GLPX|ACS EXECUTION SERVICES, LLC|3619
CHH|CHOICE HOTEL INT NEW|GSCO|GOLDMAN SACHS & CO. LLC|192726
CHH|CHOICE HOTEL INT NEW|GSCS|GOLDMAN SACHS & CO. LLC|700
CHH|CHOICE HOTEL INT NEW|GSLT|GOLDMAN SACHS & CO. LLC|600
CHH|CHOICE HOTEL INT NEW|GTSZ|GTS SECURITIES LLC|14861
CHH|CHOICE HOTEL INT NEW|HRBF|American Enterprise Investment Services Inc.|587
CHH|CHOICE HOTEL INT NEW|IATS|INTERACTIVE BROKERS LLC|3011
CHH|CHOICE HOTEL INT NEW|IBKR|Interactive Brokers Llc|2748
CHH|CHOICE HOTEL INT NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1400
CHH|CHOICE HOTEL INT NEW|ICBX|INSTINET, LLC|48960
CHH|CHOICE HOTEL INT NEW|INCA|INSTINET, LLC|38014
CHH|CHOICE HOTEL INT NEW|INJX|INSTINET, LLC|3850
CHH|CHOICE HOTEL INT NEW|ITGI|ITG Inc.|7344
CHH|CHOICE HOTEL INT NEW|ITGP|ITG INC.|26600
CHH|CHOICE HOTEL INT NEW|JEFF|JEFFERIES LLC|92224
CHH|CHOICE HOTEL INT NEW|JMPT|JUMP TRADING, LLC|11049
CHH|CHOICE HOTEL INT NEW|JPBX|J.P. MORGAN SECURITIES LLC|24956
CHH|CHOICE HOTEL INT NEW|JPMX|J.P. Morgan Securities LLC|283172
CHH|CHOICE HOTEL INT NEW|JSJX|JANE STREET CAPITAL LLC|7380
CHH|CHOICE HOTEL INT NEW|KCGM|VIRTU Americas LLC|10505
CHH|CHOICE HOTEL INT NEW|LEHM|Barclays Capital Inc./Le|169533
CHH|CHOICE HOTEL INT NEW|LIME|Lime Brokerage LLC|5591
CHH|CHOICE HOTEL INT NEW|LOOP|Loop Capital Markets LLC|2741
CHH|CHOICE HOTEL INT NEW|LQNA|LIQUIDNET, INC.|67100
CHH|CHOICE HOTEL INT NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99770
CHH|CHOICE HOTEL INT NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|165
CHH|CHOICE HOTEL INT NEW|MSCO|MORGAN STANLEY & CO. LLC|235011
CHH|CHOICE HOTEL INT NEW|MSPL|MORGAN STANLEY & CO. LLC|99700
CHH|CHOICE HOTEL INT NEW|MSTX|MORGAN STANLEY & CO. LLC|13900
CHH|CHOICE HOTEL INT NEW|NFSC|National Financial Services LLC|17218
CHH|CHOICE HOTEL INT NEW|NITE|VIRTU Americas LLC|55824
CHH|CHOICE HOTEL INT NEW|NITP|VIRTU Americas LLC|380
CHH|CHOICE HOTEL INT NEW|NQRB|Brut, LLC|2085
CHH|CHOICE HOTEL INT NEW|PDQM|CODA MARKETS, INC.|37761
CHH|CHOICE HOTEL INT NEW|RBCM|RBC CAPITAL MARKETS, LLC|1189
CHH|CHOICE HOTEL INT NEW|RHCO|Suntrust Robinson Humphrey, Inc.|10549
CHH|CHOICE HOTEL INT NEW|SAGL|SAGETRADER, LLC|300
CHH|CHOICE HOTEL INT NEW|SALI|INTL FCSTONE FINANCIAL INC.|38
CHH|CHOICE HOTEL INT NEW|SBSH|Citigroup Global Markets Inc.|11004
CHH|CHOICE HOTEL INT NEW|SGMT|GOLDMAN SACHS & CO. LLC|33005
CHH|CHOICE HOTEL INT NEW|SPDR|SPEEDROUTE LLC|38596
CHH|CHOICE HOTEL INT NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|40400
CHH|CHOICE HOTEL INT NEW|STFL|Stifel, Nicolaus & Company, Incorporated|550
CHH|CHOICE HOTEL INT NEW|STKP|STOCKPILE INVESTMENTS, INC.|8
CHH|CHOICE HOTEL INT NEW|SWIM|TD Ameritrade, Inc.|122
CHH|CHOICE HOTEL INT NEW|TRBT|Tradebot Systems, Inc.|2298
CHH|CHOICE HOTEL INT NEW|TRCM|TRC MARKETS LLC|12000
CHH|CHOICE HOTEL INT NEW|UBSA|UBS SECURITIES LLC|219267
CHH|CHOICE HOTEL INT NEW|UBSS|UBS Securities LLC|139838
CHH|CHOICE HOTEL INT NEW|VALX|VIRTU AMERICAS LLC|2187
CHH|CHOICE HOTEL INT NEW|VGRD|Vanguard Marketing Corporation|5
CHH|CHOICE HOTEL INT NEW|WCHV|WELLS FARGO SECURITIES, LLC|108694
CHH|CHOICE HOTEL INT NEW|WEED|Weeden & Co.L.P.|3645
CHH|CHOICE HOTEL INT NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109
CHH|CHOICE HOTEL INT NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2496
CHH|CHOICE HOTEL INT NEW|WSAG|WALL STREET ACCESS|2875
CHH|CHOICE HOTEL INT NEW|WSEA|WOLVERINE SECURITIES, LLC|52
CHH|CHOICE HOTEL INT NEW|XIST|INSTINET, LLC|37400
CHH|CHOICE HOTEL INT NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|8724
CHH|CHOICE HOTEL INT NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CHH|CHOICE HOTEL INT NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34
CHI|CALAMOS CV OPP & INC|AGIS|Aegis Capital Corp.|6625
CHI|CALAMOS CV OPP & INC|ALTX|Alternet Securities Inc.|3900
CHI|CALAMOS CV OPP & INC|APCC|Apex Clearing Corporation|384
CHI|CALAMOS CV OPP & INC|BANK|Primevest Financial Services, Inc.|368
CHI|CALAMOS CV OPP & INC|BARD|Robert W. Baird & Co. Incorporated|40497
CHI|CALAMOS CV OPP & INC|BATM|CBOE TRADING, INC.|1275
CHI|CALAMOS CV OPP & INC|BBNT|BB&T SECURITIES, LLC|975
CHI|CALAMOS CV OPP & INC|BERN|Sanford C. Bernstein & Co., LLC|36
CHI|CALAMOS CV OPP & INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3952
CHI|CALAMOS CV OPP & INC|BRGE|Newbridge Securities Corp.|125
CHI|CALAMOS CV OPP & INC|BTIG|BTIG, LLC|5485
CHI|CALAMOS CV OPP & INC|BYXM|CBOE TRADING, INC.|100
CHI|CALAMOS CV OPP & INC|CANT|Cantor Fitzgerald & Co.|851
CHI|CALAMOS CV OPP & INC|CHAS|Charles Schwab & Co., Inc.|511
CHI|CALAMOS CV OPP & INC|CIST|Capital Institutional Services, Inc.|2300
CHI|CALAMOS CV OPP & INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4388
CHI|CALAMOS CV OPP & INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3000
CHI|CALAMOS CV OPP & INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23136
CHI|CALAMOS CV OPP & INC|CTDL|Citadel Derivatives Group Llc|200
CHI|CALAMOS CV OPP & INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1130
CHI|CALAMOS CV OPP & INC|DADA|D.A. Davidson & Co.|4747
CHI|CALAMOS CV OPP & INC|DAVA|Davenport & Company LLC|1475
CHI|CALAMOS CV OPP & INC|DBAX|Deutsche Bank Securities Inc.|9000
CHI|CALAMOS CV OPP & INC|DEAN|MORGAN STANLEY|29094
CHI|CALAMOS CV OPP & INC|DEGS|RONIN PROFESSIONAL LLC|1600
CHI|CALAMOS CV OPP & INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29807
CHI|CALAMOS CV OPP & INC|EBXL|EBX LLC|11000
CHI|CALAMOS CV OPP & INC|EDJO|Edward D. Jones & Co., L.P.|2331
CHI|CALAMOS CV OPP & INC|EGAM|CBOE TRADING, INC.|11677
CHI|CALAMOS CV OPP & INC|EGXM|CBOE TRADING, INC.|1400
CHI|CALAMOS CV OPP & INC|ETBE|Electronic Transaction Clearing, Inc.|700
CHI|CALAMOS CV OPP & INC|ETCB|ETC BROKERAGE SERVICES, LLC|2560
CHI|CALAMOS CV OPP & INC|ETRS|E*Trade Securities LLC|87387
CHI|CALAMOS CV OPP & INC|FBCO|Credit Suisse Securities (USA) LLC|32703
CHI|CALAMOS CV OPP & INC|FBSB|U.S. Bancorp Investments, Inc.|544
CHI|CALAMOS CV OPP & INC|FILL|Tradestation Securities, Inc.|3792
CHI|CALAMOS CV OPP & INC|FINX|FINTECH SECURITIES|1
CHI|CALAMOS CV OPP & INC|FOMA|TD AMERITRADE CLEARING, INC.|282191
CHI|CALAMOS CV OPP & INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52357
CHI|CALAMOS CV OPP & INC|FTBR|Foliofn Investments, Inc.|25628
CHI|CALAMOS CV OPP & INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5949
CHI|CALAMOS CV OPP & INC|GLPX|ACS EXECUTION SERVICES, LLC|3273
CHI|CALAMOS CV OPP & INC|GSCO|GOLDMAN SACHS & CO. LLC|22517
CHI|CALAMOS CV OPP & INC|GSCS|GOLDMAN SACHS & CO. LLC|26987
CHI|CALAMOS CV OPP & INC|GSLT|GOLDMAN SACHS & CO. LLC|3293
CHI|CALAMOS CV OPP & INC|GTSZ|GTS SECURITIES LLC|200
CHI|CALAMOS CV OPP & INC|HRBF|American Enterprise Investment Services Inc.|96940
CHI|CALAMOS CV OPP & INC|IATS|INTERACTIVE BROKERS LLC|16431
CHI|CALAMOS CV OPP & INC|IBKR|Interactive Brokers Llc|76930
CHI|CALAMOS CV OPP & INC|ICBX|INSTINET, LLC|1550
CHI|CALAMOS CV OPP & INC|INCA|INSTINET, LLC|37129
CHI|CALAMOS CV OPP & INC|ITGI|ITG Inc.|37165
CHI|CALAMOS CV OPP & INC|ITGP|ITG INC.|10600
CHI|CALAMOS CV OPP & INC|JANY|Janney Montgomery Scott Inc.|3237
CHI|CALAMOS CV OPP & INC|JMPT|JUMP TRADING, LLC|1235
CHI|CALAMOS CV OPP & INC|JPMX|J.P. Morgan Securities LLC|2800
CHI|CALAMOS CV OPP & INC|JSJX|JANE STREET CAPITAL LLC|1550
CHI|CALAMOS CV OPP & INC|KCGM|VIRTU Americas LLC|2540
CHI|CALAMOS CV OPP & INC|LEHM|Barclays Capital Inc./Le|4600
CHI|CALAMOS CV OPP & INC|LGNT|COR CLEARING LLC|197
CHI|CALAMOS CV OPP & INC|LIME|Lime Brokerage LLC|36897
CHI|CALAMOS CV OPP & INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6251
CHI|CALAMOS CV OPP & INC|MACC|Mid Atlantic Capital Corporation|50
CHI|CALAMOS CV OPP & INC|MAXM|Maxim Group LLC|635
CHI|CALAMOS CV OPP & INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
CHI|CALAMOS CV OPP & INC|MOTF|MOTIF INVESTING, INC.|2
CHI|CALAMOS CV OPP & INC|MSCO|MORGAN STANLEY & CO. LLC|484535
CHI|CALAMOS CV OPP & INC|MSPL|MORGAN STANLEY & CO. LLC|11300
CHI|CALAMOS CV OPP & INC|MSTX|MORGAN STANLEY & CO. LLC|1600
CHI|CALAMOS CV OPP & INC|NFSC|National Financial Services LLC|455081
CHI|CALAMOS CV OPP & INC|NITE|VIRTU Americas LLC|656019
CHI|CALAMOS CV OPP & INC|NQRB|Brut, LLC|283
CHI|CALAMOS CV OPP & INC|OPCO|Oppenheimer & Co. Inc.|23848
CHI|CALAMOS CV OPP & INC|OTAA|OTA LLC|3200
CHI|CALAMOS CV OPP & INC|PDQM|CODA MARKETS, INC.|7099
CHI|CALAMOS CV OPP & INC|PWJC|UBS Financial Services, Inc.|30829
CHI|CALAMOS CV OPP & INC|RAJA|Raymond James & Associates, Inc.|28105
CHI|CALAMOS CV OPP & INC|RBCM|RBC CAPITAL MARKETS, LLC|41261
CHI|CALAMOS CV OPP & INC|SAGL|SAGETRADER, LLC|483
CHI|CALAMOS CV OPP & INC|SALI|INTL FCSTONE FINANCIAL INC.|256
CHI|CALAMOS CV OPP & INC|SBSH|Citigroup Global Markets Inc.|7434
CHI|CALAMOS CV OPP & INC|SEIC|SEI Investments Distribution Co.|400
CHI|CALAMOS CV OPP & INC|SGMT|GOLDMAN SACHS & CO. LLC|5371
CHI|CALAMOS CV OPP & INC|SPDR|SPEEDROUTE LLC|1603
CHI|CALAMOS CV OPP & INC|SPHN|Stephens Inc.|5
CHI|CALAMOS CV OPP & INC|STFL|Stifel, Nicolaus & Company, Incorporated|18679
CHI|CALAMOS CV OPP & INC|STXG|Stockcross Financial Services, Inc.|68
CHI|CALAMOS CV OPP & INC|SWIM|TD Ameritrade, Inc.|33737
CHI|CALAMOS CV OPP & INC|SWST|Hilltop Securities Inc.|21173
CHI|CALAMOS CV OPP & INC|TKNG|ALLY INVEST SECURITIES LLC|5903
CHI|CALAMOS CV OPP & INC|TRBT|Tradebot Systems, Inc.|3664
CHI|CALAMOS CV OPP & INC|UBSA|UBS SECURITIES LLC|34101
CHI|CALAMOS CV OPP & INC|UBSS|UBS Securities LLC|266824
CHI|CALAMOS CV OPP & INC|VALX|VIRTU AMERICAS LLC|600
CHI|CALAMOS CV OPP & INC|VGRD|Vanguard Marketing Corporation|28022
CHI|CALAMOS CV OPP & INC|WBLR|WILLIAM BLAIR|1392
CHI|CALAMOS CV OPP & INC|WCHV|WELLS FARGO SECURITIES, LLC|98290
CHI|CALAMOS CV OPP & INC|WEDB|WEDBUSH SECURITIES INC.|4908
CHI|CALAMOS CV OPP & INC|WEED|Weeden & Co.L.P.|280
CHI|CALAMOS CV OPP & INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|572
CHI|CALAMOS CV OPP & INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44078
CHI|CALAMOS CV OPP & INC|WGIF|CIBC World Markets Inc.|2540
CHI|CALAMOS CV OPP & INC|WSEA|WOLVERINE SECURITIES, LLC|4970
CHI|CALAMOS CV OPP & INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
CHI|CALAMOS CV OPP & INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2000
CHI|CALAMOS CV OPP & INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|66806
CHIE|GLOBAL X CHINA ENRGY|APCC|Apex Clearing Corporation|1
CHIE|GLOBAL X CHINA ENRGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|86
CHIE|GLOBAL X CHINA ENRGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4
CHIE|GLOBAL X CHINA ENRGY|CTDL|Citadel Derivatives Group Llc|10389
CHIE|GLOBAL X CHINA ENRGY|DBAX|Deutsche Bank Securities Inc.|100
CHIE|GLOBAL X CHINA ENRGY|EBXL|EBX LLC|100
CHIE|GLOBAL X CHINA ENRGY|ETRS|E*Trade Securities LLC|728
CHIE|GLOBAL X CHINA ENRGY|IBKR|Interactive Brokers Llc|12702
CHIE|GLOBAL X CHINA ENRGY|ICBX|INSTINET, LLC|2936
CHIE|GLOBAL X CHINA ENRGY|INCA|INSTINET, LLC|700
CHIE|GLOBAL X CHINA ENRGY|JSJX|JANE STREET CAPITAL LLC|5376
CHIE|GLOBAL X CHINA ENRGY|LEHM|Barclays Capital Inc./Le|400
CHIE|GLOBAL X CHINA ENRGY|LIME|Lime Brokerage LLC|4
CHIE|GLOBAL X CHINA ENRGY|NFSC|National Financial Services LLC|5987
CHIE|GLOBAL X CHINA ENRGY|NITE|VIRTU Americas LLC|3249
CHIE|GLOBAL X CHINA ENRGY|SGMT|GOLDMAN SACHS & CO. LLC|100
CHIE|GLOBAL X CHINA ENRGY|SWIM|TD Ameritrade, Inc.|267
CHIE|GLOBAL X CHINA ENRGY|UBSA|UBS SECURITIES LLC|200
CHIE|GLOBAL X CHINA ENRGY|UBSS|UBS Securities LLC|2
CHIE|GLOBAL X CHINA ENRGY|WGIF|CIBC World Markets Inc.|500
CHIE|GLOBAL X CHINA ENRGY|WSEA|WOLVERINE SECURITIES, LLC|1
CHII|GLOBAL X CHINA INDUS|APCC|Apex Clearing Corporation|13
CHII|GLOBAL X CHINA INDUS|BATM|CBOE TRADING, INC.|600
CHII|GLOBAL X CHINA INDUS|BAYC|BAY CREST PARTNERS, LLC|69494
CHII|GLOBAL X CHINA INDUS|CHAS|Charles Schwab & Co., Inc.|1
CHII|GLOBAL X CHINA INDUS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CHII|GLOBAL X CHINA INDUS|CTDL|Citadel Derivatives Group Llc|562
CHII|GLOBAL X CHINA INDUS|DBAX|Deutsche Bank Securities Inc.|100
CHII|GLOBAL X CHINA INDUS|ETRS|E*Trade Securities LLC|10
CHII|GLOBAL X CHINA INDUS|IATS|INTERACTIVE BROKERS LLC|17
CHII|GLOBAL X CHINA INDUS|IBKR|Interactive Brokers Llc|2246
CHII|GLOBAL X CHINA INDUS|ICBX|INSTINET, LLC|200
CHII|GLOBAL X CHINA INDUS|JSJX|JANE STREET CAPITAL LLC|2046
CHII|GLOBAL X CHINA INDUS|KCGM|VIRTU Americas LLC|300
CHII|GLOBAL X CHINA INDUS|LEHM|Barclays Capital Inc./Le|200
CHII|GLOBAL X CHINA INDUS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CHII|GLOBAL X CHINA INDUS|MSCO|MORGAN STANLEY & CO. LLC|738
CHII|GLOBAL X CHINA INDUS|NFSC|National Financial Services LLC|270
CHII|GLOBAL X CHINA INDUS|NITE|VIRTU Americas LLC|191
CHII|GLOBAL X CHINA INDUS|UBSA|UBS SECURITIES LLC|418
CHII|GLOBAL X CHINA INDUS|VGRD|Vanguard Marketing Corporation|175
CHIM|GLOBAL X CHINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|461
CHIM|GLOBAL X CHINA|DBAX|Deutsche Bank Securities Inc.|100
CHIM|GLOBAL X CHINA|DEAN|MORGAN STANLEY|2
CHIM|GLOBAL X CHINA|EBXL|EBX LLC|300
CHIM|GLOBAL X CHINA|ECUT|CONVERGEX EXECUTION SOLUTIONS|30
CHIM|GLOBAL X CHINA|ETRS|E*Trade Securities LLC|91
CHIM|GLOBAL X CHINA|FILL|Tradestation Securities, Inc.|8
CHIM|GLOBAL X CHINA|IBKR|Interactive Brokers Llc|33
CHIM|GLOBAL X CHINA|JSJX|JANE STREET CAPITAL LLC|225
CHIM|GLOBAL X CHINA|LEHM|Barclays Capital Inc./Le|600
CHIM|GLOBAL X CHINA|LIME|Lime Brokerage LLC|801
CHIM|GLOBAL X CHINA|MSCO|MORGAN STANLEY & CO. LLC|1520
CHIM|GLOBAL X CHINA|NFSC|National Financial Services LLC|4233
CHIM|GLOBAL X CHINA|NITE|VIRTU Americas LLC|3262
CHIM|GLOBAL X CHINA|SBSH|Citigroup Global Markets Inc.|653
CHIM|GLOBAL X CHINA|SGMT|GOLDMAN SACHS & CO. LLC|200
CHIM|GLOBAL X CHINA|SWIM|TD Ameritrade, Inc.|145
CHIM|GLOBAL X CHINA|UBSA|UBS SECURITIES LLC|653
CHIM|GLOBAL X CHINA|UBSS|UBS Securities LLC|653
CHIM|GLOBAL X CHINA|VGRD|Vanguard Marketing Corporation|100
CHIM|GLOBAL X CHINA|WCHV|WELLS FARGO SECURITIES, LLC|30
CHIQ|GLOBAL X CHINA CONSU|ALTX|Alternet Securities Inc.|4400
CHIQ|GLOBAL X CHINA CONSU|APCC|Apex Clearing Corporation|1181
CHIQ|GLOBAL X CHINA CONSU|BATM|CBOE TRADING, INC.|2670
CHIQ|GLOBAL X CHINA CONSU|BERN|Sanford C. Bernstein & Co., LLC|400
CHIQ|GLOBAL X CHINA CONSU|BIMI|Banca IMI Securities Corp.|300
CHIQ|GLOBAL X CHINA CONSU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1850
CHIQ|GLOBAL X CHINA CONSU|BYXM|CBOE TRADING, INC.|100
CHIQ|GLOBAL X CHINA CONSU|CANT|Cantor Fitzgerald & Co.|335483
CHIQ|GLOBAL X CHINA CONSU|CHAS|Charles Schwab & Co., Inc.|27
CHIQ|GLOBAL X CHINA CONSU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92592
CHIQ|GLOBAL X CHINA CONSU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
CHIQ|GLOBAL X CHINA CONSU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19204
CHIQ|GLOBAL X CHINA CONSU|CSIN|Citadel Securities Institutional LLC|10000
CHIQ|GLOBAL X CHINA CONSU|CTDL|Citadel Derivatives Group Llc|98336
CHIQ|GLOBAL X CHINA CONSU|CXCX|CITIGROUP GLOBAL MARKETS INC.|12424
CHIQ|GLOBAL X CHINA CONSU|DBAX|Deutsche Bank Securities Inc.|27400
CHIQ|GLOBAL X CHINA CONSU|DEAN|MORGAN STANLEY|12585
CHIQ|GLOBAL X CHINA CONSU|EBXL|EBX LLC|32200
CHIQ|GLOBAL X CHINA CONSU|ECUT|CONVERGEX EXECUTION SOLUTIONS|1109
CHIQ|GLOBAL X CHINA CONSU|EGAM|CBOE TRADING, INC.|5269
CHIQ|GLOBAL X CHINA CONSU|EGXM|CBOE TRADING, INC.|2400
CHIQ|GLOBAL X CHINA CONSU|ETBE|Electronic Transaction Clearing, Inc.|500
CHIQ|GLOBAL X CHINA CONSU|ETCB|ETC BROKERAGE SERVICES, LLC|271
CHIQ|GLOBAL X CHINA CONSU|ETRS|E*Trade Securities LLC|23375
CHIQ|GLOBAL X CHINA CONSU|FBSB|U.S. Bancorp Investments, Inc.|5
CHIQ|GLOBAL X CHINA CONSU|FILL|Tradestation Securities, Inc.|101
CHIQ|GLOBAL X CHINA CONSU|FLTU|FLOW TRADERS US LLC|13672
CHIQ|GLOBAL X CHINA CONSU|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|13672
CHIQ|GLOBAL X CHINA CONSU|FMAF|NBCN Inc./ CDS|780
CHIQ|GLOBAL X CHINA CONSU|FTBR|Foliofn Investments, Inc.|1515
CHIQ|GLOBAL X CHINA CONSU|GEBB|GLOBAL EXECUTION BROKERS, LP|591
CHIQ|GLOBAL X CHINA CONSU|GLIS|TD Securities Inc|607
CHIQ|GLOBAL X CHINA CONSU|GLPX|ACS EXECUTION SERVICES, LLC|11619
CHIQ|GLOBAL X CHINA CONSU|GSCO|GOLDMAN SACHS & CO. LLC|13671
CHIQ|GLOBAL X CHINA CONSU|GSLT|GOLDMAN SACHS & CO. LLC|10
CHIQ|GLOBAL X CHINA CONSU|IATS|INTERACTIVE BROKERS LLC|4655
CHIQ|GLOBAL X CHINA CONSU|IBKR|Interactive Brokers Llc|14833
CHIQ|GLOBAL X CHINA CONSU|ICBX|INSTINET, LLC|36971
CHIQ|GLOBAL X CHINA CONSU|INCA|INSTINET, LLC|16089
CHIQ|GLOBAL X CHINA CONSU|ITGI|ITG Inc.|4100
CHIQ|GLOBAL X CHINA CONSU|ITGP|ITG INC.|10200
CHIQ|GLOBAL X CHINA CONSU|JMPT|JUMP TRADING, LLC|473
CHIQ|GLOBAL X CHINA CONSU|JPMX|J.P. Morgan Securities LLC|26358
CHIQ|GLOBAL X CHINA CONSU|JSJX|JANE STREET CAPITAL LLC|114830
CHIQ|GLOBAL X CHINA CONSU|KCGM|VIRTU Americas LLC|38925
CHIQ|GLOBAL X CHINA CONSU|LEHM|Barclays Capital Inc./Le|35000
CHIQ|GLOBAL X CHINA CONSU|LIME|Lime Brokerage LLC|9110
CHIQ|GLOBAL X CHINA CONSU|MAXM|Maxim Group LLC|1190
CHIQ|GLOBAL X CHINA CONSU|MCBT|Moors & Cabot, Inc.|900
CHIQ|GLOBAL X CHINA CONSU|MCMF|Raymond James Ltd. Cds|300
CHIQ|GLOBAL X CHINA CONSU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48238
CHIQ|GLOBAL X CHINA CONSU|MOTF|MOTIF INVESTING, INC.|1
CHIQ|GLOBAL X CHINA CONSU|MSCO|MORGAN STANLEY & CO. LLC|60145
CHIQ|GLOBAL X CHINA CONSU|MSPL|MORGAN STANLEY & CO. LLC|17000
CHIQ|GLOBAL X CHINA CONSU|NFSC|National Financial Services LLC|104466
CHIQ|GLOBAL X CHINA CONSU|NITE|VIRTU Americas LLC|197698
CHIQ|GLOBAL X CHINA CONSU|NQRB|Brut, LLC|6100
CHIQ|GLOBAL X CHINA CONSU|NTBF|BMO Nesbitt Burns Inc./CDS|2000
CHIQ|GLOBAL X CHINA CONSU|OPCO|Oppenheimer & Co. Inc.|565
CHIQ|GLOBAL X CHINA CONSU|PDQM|CODA MARKETS, INC.|30349
CHIQ|GLOBAL X CHINA CONSU|RBCM|RBC CAPITAL MARKETS, LLC|4116
CHIQ|GLOBAL X CHINA CONSU|SAGL|SAGETRADER, LLC|2200
CHIQ|GLOBAL X CHINA CONSU|SBSH|Citigroup Global Markets Inc.|6532
CHIQ|GLOBAL X CHINA CONSU|SGMT|GOLDMAN SACHS & CO. LLC|33935
CHIQ|GLOBAL X CHINA CONSU|SPDR|SPEEDROUTE LLC|3200
CHIQ|GLOBAL X CHINA CONSU|STFL|Stifel, Nicolaus & Company, Incorporated|2854
CHIQ|GLOBAL X CHINA CONSU|SWIM|TD Ameritrade, Inc.|3243
CHIQ|GLOBAL X CHINA CONSU|SWST|Hilltop Securities Inc.|30
CHIQ|GLOBAL X CHINA CONSU|TKNG|ALLY INVEST SECURITIES LLC|1941
CHIQ|GLOBAL X CHINA CONSU|UBSA|UBS SECURITIES LLC|107622
CHIQ|GLOBAL X CHINA CONSU|UBSS|UBS Securities LLC|56406
CHIQ|GLOBAL X CHINA CONSU|VALX|VIRTU AMERICAS LLC|180
CHIQ|GLOBAL X CHINA CONSU|VGRD|Vanguard Marketing Corporation|16248
CHIQ|GLOBAL X CHINA CONSU|WCHV|WELLS FARGO SECURITIES, LLC|35591
CHIQ|GLOBAL X CHINA CONSU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1280
CHIQ|GLOBAL X CHINA CONSU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6311
CHIQ|GLOBAL X CHINA CONSU|WGIF|CIBC World Markets Inc.|25
CHIQ|GLOBAL X CHINA CONSU|WSEA|WOLVERINE SECURITIES, LLC|2154
CHIQ|GLOBAL X CHINA CONSU|XSTM|NATIONAL FINANCIAL SERVICES LLC|1700
CHIQ|GLOBAL X CHINA CONSU|YKNA|COMHAR CAPITAL MARKETS, LLC|300
CHIQ|GLOBAL X CHINA CONSU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4288
CHIX|GLOBAL X CHINA|APCC|Apex Clearing Corporation|344
CHIX|GLOBAL X CHINA|BARD|Robert W. Baird & Co. Incorporated|1100
CHIX|GLOBAL X CHINA|BATM|CBOE TRADING, INC.|500
CHIX|GLOBAL X CHINA|CHAS|Charles Schwab & Co., Inc.|69
CHIX|GLOBAL X CHINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3943
CHIX|GLOBAL X CHINA|CTDL|Citadel Derivatives Group Llc|57064
CHIX|GLOBAL X CHINA|DBAX|Deutsche Bank Securities Inc.|3000
CHIX|GLOBAL X CHINA|DEAN|MORGAN STANLEY|5200
CHIX|GLOBAL X CHINA|EBXL|EBX LLC|3400
CHIX|GLOBAL X CHINA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
CHIX|GLOBAL X CHINA|EDJO|Edward D. Jones & Co., L.P.|100
CHIX|GLOBAL X CHINA|EGXM|CBOE TRADING, INC.|1690
CHIX|GLOBAL X CHINA|ETCB|ETC BROKERAGE SERVICES, LLC|234
CHIX|GLOBAL X CHINA|ETRS|E*Trade Securities LLC|30192
CHIX|GLOBAL X CHINA|FILL|Tradestation Securities, Inc.|600
CHIX|GLOBAL X CHINA|FLTU|FLOW TRADERS US LLC|500
CHIX|GLOBAL X CHINA|FMAF|NBCN Inc./ CDS|1200
CHIX|GLOBAL X CHINA|FTBR|Foliofn Investments, Inc.|1011
CHIX|GLOBAL X CHINA|GEBB|GLOBAL EXECUTION BROKERS, LP|4917
CHIX|GLOBAL X CHINA|GLPX|ACS EXECUTION SERVICES, LLC|620
CHIX|GLOBAL X CHINA|GSCO|GOLDMAN SACHS & CO. LLC|100
CHIX|GLOBAL X CHINA|HRBF|American Enterprise Investment Services Inc.|350
CHIX|GLOBAL X CHINA|HSBC|HSBC Securities, Inc.|200
CHIX|GLOBAL X CHINA|IATS|INTERACTIVE BROKERS LLC|4054
CHIX|GLOBAL X CHINA|IBKR|Interactive Brokers Llc|19198
CHIX|GLOBAL X CHINA|ICBX|INSTINET, LLC|1000
CHIX|GLOBAL X CHINA|INCA|INSTINET, LLC|3000
CHIX|GLOBAL X CHINA|ITGI|ITG Inc.|100
CHIX|GLOBAL X CHINA|ITGP|ITG INC.|2000
CHIX|GLOBAL X CHINA|JPMX|J.P. Morgan Securities LLC|820
CHIX|GLOBAL X CHINA|JSJX|JANE STREET CAPITAL LLC|43714
CHIX|GLOBAL X CHINA|KCGM|VIRTU Americas LLC|26597
CHIX|GLOBAL X CHINA|LEHM|Barclays Capital Inc./Le|9400
CHIX|GLOBAL X CHINA|LIME|Lime Brokerage LLC|5051
CHIX|GLOBAL X CHINA|MAXM|Maxim Group LLC|500
CHIX|GLOBAL X CHINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10514
CHIX|GLOBAL X CHINA|MOTF|MOTIF INVESTING, INC.|4
CHIX|GLOBAL X CHINA|MSCO|MORGAN STANLEY & CO. LLC|31212
CHIX|GLOBAL X CHINA|MSPL|MORGAN STANLEY & CO. LLC|7900
CHIX|GLOBAL X CHINA|NATL|National Securities Corporation|2200
CHIX|GLOBAL X CHINA|NFSC|National Financial Services LLC|75565
CHIX|GLOBAL X CHINA|NITE|VIRTU Americas LLC|92215
CHIX|GLOBAL X CHINA|NTBF|BMO Nesbitt Burns Inc./CDS|4300
CHIX|GLOBAL X CHINA|PDQM|CODA MARKETS, INC.|970
CHIX|GLOBAL X CHINA|RBCM|RBC CAPITAL MARKETS, LLC|500
CHIX|GLOBAL X CHINA|SGMT|GOLDMAN SACHS & CO. LLC|919
CHIX|GLOBAL X CHINA|SPDR|SPEEDROUTE LLC|200
CHIX|GLOBAL X CHINA|STFL|Stifel, Nicolaus & Company, Incorporated|1
CHIX|GLOBAL X CHINA|SWIM|TD Ameritrade, Inc.|10678
CHIX|GLOBAL X CHINA|SWST|Hilltop Securities Inc.|242
CHIX|GLOBAL X CHINA|UBSA|UBS SECURITIES LLC|27790
CHIX|GLOBAL X CHINA|UBSS|UBS Securities LLC|16189
CHIX|GLOBAL X CHINA|VALX|VIRTU AMERICAS LLC|618
CHIX|GLOBAL X CHINA|VGRD|Vanguard Marketing Corporation|20989
CHIX|GLOBAL X CHINA|WCHV|WELLS FARGO SECURITIES, LLC|2534
CHIX|GLOBAL X CHINA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
CHIX|GLOBAL X CHINA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1882
CHIX|GLOBAL X CHINA|WGIF|CIBC World Markets Inc.|100
CHIX|GLOBAL X CHINA|WSEA|WOLVERINE SECURITIES, LLC|71
CHIX|GLOBAL X CHINA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4806
CHK|CHESAPEAKE ENERGY CP|ABLE|NATIXIS Securities Americas LLC|144295
CHK|CHESAPEAKE ENERGY CP|AGIS|Aegis Capital Corp.|83798
CHK|CHESAPEAKE ENERGY CP|ALFA|ALPHA TRADING L.P.|187963
CHK|CHESAPEAKE ENERGY CP|ALTX|Alternet Securities Inc.|256300
CHK|CHESAPEAKE ENERGY CP|AMRI|AMERICAS EXECUTIONS, LLC|1009454
CHK|CHESAPEAKE ENERGY CP|ANOS|ABEL/NOSER, L.L.C.|500
CHK|CHESAPEAKE ENERGY CP|APCC|Apex Clearing Corporation|485255
CHK|CHESAPEAKE ENERGY CP|BANK|Primevest Financial Services, Inc.|35204
CHK|CHESAPEAKE ENERGY CP|BARD|Robert W. Baird & Co. Incorporated|23264
CHK|CHESAPEAKE ENERGY CP|BATM|CBOE TRADING, INC.|12251
CHK|CHESAPEAKE ENERGY CP|BAYT|BTIG, LLC|37100
CHK|CHESAPEAKE ENERGY CP|BBNT|BB&T SECURITIES, LLC|13764
CHK|CHESAPEAKE ENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|44800
CHK|CHESAPEAKE ENERGY CP|BIDS|BIDS TRADING L.P.|1400
CHK|CHESAPEAKE ENERGY CP|BIMI|Banca IMI Securities Corp.|269944
CHK|CHESAPEAKE ENERGY CP|BKCM|BNY Mellon Capital Markets LLC|201468
CHK|CHESAPEAKE ENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1242373
CHK|CHESAPEAKE ENERGY CP|BLKX|INSTINET, LLC|192100
CHK|CHESAPEAKE ENERGY CP|BLTK|Bulltick, Llc|14200
CHK|CHESAPEAKE ENERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|768554
CHK|CHESAPEAKE ENERGY CP|BRVL|BLAYLOCK VAN, LLC|21500
CHK|CHESAPEAKE ENERGY CP|BTIG|BTIG, LLC|252511
CHK|CHESAPEAKE ENERGY CP|BYXM|CBOE TRADING, INC.|400
CHK|CHESAPEAKE ENERGY CP|BZYD|GOLDMAN SACHS & CO. LLC|9755
CHK|CHESAPEAKE ENERGY CP|CANT|Cantor Fitzgerald & Co.|45384
CHK|CHESAPEAKE ENERGY CP|CBRA|Cobra Trading, Inc.|900
CHK|CHESAPEAKE ENERGY CP|CHAS|Charles Schwab & Co., Inc.|211475
CHK|CHESAPEAKE ENERGY CP|CICF|Canaccord Genuity Corp.|100
CHK|CHESAPEAKE ENERGY CP|CIST|Capital Institutional Services, Inc.|24816
CHK|CHESAPEAKE ENERGY CP|CLSA|CLSA AMERICAS, LLC|4800
CHK|CHESAPEAKE ENERGY CP|COKE|Coker & Palmer|3000
CHK|CHESAPEAKE ENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|801399
CHK|CHESAPEAKE ENERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3177
CHK|CHESAPEAKE ENERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|39764
CHK|CHESAPEAKE ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8004218
CHK|CHESAPEAKE ENERGY CP|CRTA|CARTA SECURITIES, LLC|23
CHK|CHESAPEAKE ENERGY CP|CTDE|CHOICETRADE|5
CHK|CHESAPEAKE ENERGY CP|CTDL|Citadel Derivatives Group Llc|39797
CHK|CHESAPEAKE ENERGY CP|CTLR|CUTLER GROUP, LP|12000
CHK|CHESAPEAKE ENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2940870
CHK|CHESAPEAKE ENERGY CP|DAVA|Davenport & Company LLC|16200
CHK|CHESAPEAKE ENERGY CP|DBAB|Deutsche Bank Securities Inc.|4945345
CHK|CHESAPEAKE ENERGY CP|DBAX|Deutsche Bank Securities Inc.|8588700
CHK|CHESAPEAKE ENERGY CP|DCHF|Dart Executions, LLC|114966
CHK|CHESAPEAKE ENERGY CP|DEAN|MORGAN STANLEY|146432
CHK|CHESAPEAKE ENERGY CP|DEGS|RONIN PROFESSIONAL LLC|2600
CHK|CHESAPEAKE ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|86283
CHK|CHESAPEAKE ENERGY CP|EBXL|EBX LLC|4673900
CHK|CHESAPEAKE ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|374760
CHK|CHESAPEAKE ENERGY CP|EDFC|E D & F MAN CAPITAL MARKETS INC.|5800
CHK|CHESAPEAKE ENERGY CP|EDJC|Edward Jones / CDS|600
CHK|CHESAPEAKE ENERGY CP|EDJO|Edward D. Jones & Co., L.P.|356072
CHK|CHESAPEAKE ENERGY CP|EGAM|CBOE TRADING, INC.|121484
CHK|CHESAPEAKE ENERGY CP|EGAW|CBOE TRADING, INC.|4346
CHK|CHESAPEAKE ENERGY CP|EGMT|EG MARKET TECHNOLOGIES LLC|1300
CHK|CHESAPEAKE ENERGY CP|EGXM|CBOE TRADING, INC.|260172
CHK|CHESAPEAKE ENERGY CP|EGXW|CBOE TRADING, INC.|600
CHK|CHESAPEAKE ENERGY CP|ELEV|ELEVATION, LLC|14567
CHK|CHESAPEAKE ENERGY CP|ESPO|ESPOSITO SECURITIES, LLC|14114
CHK|CHESAPEAKE ENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|348594
CHK|CHESAPEAKE ENERGY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
CHK|CHESAPEAKE ENERGY CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CHK|CHESAPEAKE ENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2400
CHK|CHESAPEAKE ENERGY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|12000
CHK|CHESAPEAKE ENERGY CP|ETRS|E*Trade Securities LLC|36654602
CHK|CHESAPEAKE ENERGY CP|EVRS|E1 ASSET MANAGEMENT, INC.|800
CHK|CHESAPEAKE ENERGY CP|FBRC|B. RILEY FBR, INC.|2000
CHK|CHESAPEAKE ENERGY CP|FBSB|U.S. Bancorp Investments, Inc.|6608
CHK|CHESAPEAKE ENERGY CP|FFSI|Firstrade Securities Inc.|2912
CHK|CHESAPEAKE ENERGY CP|FIDT|Fidelity Clearing Canada ULC./ CDS|750
CHK|CHESAPEAKE ENERGY CP|FILL|Tradestation Securities, Inc.|974043
CHK|CHESAPEAKE ENERGY CP|FINX|FINTECH SECURITIES|701
CHK|CHESAPEAKE ENERGY CP|FMAF|NBCN Inc./ CDS|115386
CHK|CHESAPEAKE ENERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27738
CHK|CHESAPEAKE ENERGY CP|FQLS|Quantlab Securities LP|1626867
CHK|CHESAPEAKE ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|577279
CHK|CHESAPEAKE ENERGY CP|FTBR|Foliofn Investments, Inc.|145340
CHK|CHESAPEAKE ENERGY CP|GARC|ICAP Corporates LLC|68332
CHK|CHESAPEAKE ENERGY CP|GBMT|GBM International, Inc.|5519420
CHK|CHESAPEAKE ENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|251380
CHK|CHESAPEAKE ENERGY CP|GLIS|TD Securities Inc|149969
CHK|CHESAPEAKE ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|917261
CHK|CHESAPEAKE ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|16698033
CHK|CHESAPEAKE ENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|529946
CHK|CHESAPEAKE ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|76518
CHK|CHESAPEAKE ENERGY CP|GTSZ|GTS SECURITIES LLC|472032
CHK|CHESAPEAKE ENERGY CP|HOVD|HOVDE GROUP, LLC|25000
CHK|CHESAPEAKE ENERGY CP|HRBF|American Enterprise Investment Services Inc.|192827
CHK|CHESAPEAKE ENERGY CP|HSBC|HSBC Securities, Inc.|72296
CHK|CHESAPEAKE ENERGY CP|IATS|INTERACTIVE BROKERS LLC|2023621
CHK|CHESAPEAKE ENERGY CP|IBKR|Interactive Brokers Llc|1852424
CHK|CHESAPEAKE ENERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2593
CHK|CHESAPEAKE ENERGY CP|ICBX|INSTINET, LLC|3969916
CHK|CHESAPEAKE ENERGY CP|IEQY|CITADEL SECURITIES LLC|2471004
CHK|CHESAPEAKE ENERGY CP|INCA|INSTINET, LLC|1501018
CHK|CHESAPEAKE ENERGY CP|INJX|INSTINET, LLC|500340
CHK|CHESAPEAKE ENERGY CP|ITGI|ITG Inc.|254641
CHK|CHESAPEAKE ENERGY CP|ITGP|ITG INC.|2992000
CHK|CHESAPEAKE ENERGY CP|JANY|Janney Montgomery Scott Inc.|153037
CHK|CHESAPEAKE ENERGY CP|JEFF|JEFFERIES LLC|5310788
CHK|CHESAPEAKE ENERGY CP|JMPT|JUMP TRADING, LLC|341096
CHK|CHESAPEAKE ENERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|899116
CHK|CHESAPEAKE ENERGY CP|JPMX|J.P. Morgan Securities LLC|6387290
CHK|CHESAPEAKE ENERGY CP|JRCO|Johnson Rice & Company L.L.C.|1900
CHK|CHESAPEAKE ENERGY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|48200
CHK|CHESAPEAKE ENERGY CP|JSJX|JANE STREET CAPITAL LLC|104074
CHK|CHESAPEAKE ENERGY CP|JUTA|JUMP TRADING, LLC|80687
CHK|CHESAPEAKE ENERGY CP|KCGM|VIRTU Americas LLC|2131340
CHK|CHESAPEAKE ENERGY CP|KRSH|Kershner Securities, LLC|67988
CHK|CHESAPEAKE ENERGY CP|LAFC|R. F. Lafferty & Co., Inc.|112984
CHK|CHESAPEAKE ENERGY CP|LEHM|Barclays Capital Inc./Le|21497189
CHK|CHESAPEAKE ENERGY CP|LIME|Lime Brokerage LLC|383204
CHK|CHESAPEAKE ENERGY CP|LPCM|Lampert Capital Markets Inc.|181393
CHK|CHESAPEAKE ENERGY CP|LSCI|Lek Securities Corporation|531220
CHK|CHESAPEAKE ENERGY CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|28700
CHK|CHESAPEAKE ENERGY CP|MACC|Mid Atlantic Capital Corporation|200
CHK|CHESAPEAKE ENERGY CP|MACQ|Macquarie Capital (USA) Inc.|6722
CHK|CHESAPEAKE ENERGY CP|MAXM|Maxim Group LLC|152889
CHK|CHESAPEAKE ENERGY CP|MBTS|ALLY INVEST SECURITIES LLC|13314
CHK|CHESAPEAKE ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10071361
CHK|CHESAPEAKE ENERGY CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|104419
CHK|CHESAPEAKE ENERGY CP|MOTF|MOTIF INVESTING, INC.|14
CHK|CHESAPEAKE ENERGY CP|MPSG|E D & F Man Capital Markets Inc.|8954
CHK|CHESAPEAKE ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|11542735
CHK|CHESAPEAKE ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|7197400
CHK|CHESAPEAKE ENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|2320600
CHK|CHESAPEAKE ENERGY CP|NATL|National Securities Corporation|35290
CHK|CHESAPEAKE ENERGY CP|NBCS|NBC Securities, INC.|6100
CHK|CHESAPEAKE ENERGY CP|NEUB|NEUBERGER BERMAN BD LLC|3000
CHK|CHESAPEAKE ENERGY CP|NFSC|National Financial Services LLC|38630917
CHK|CHESAPEAKE ENERGY CP|NITE|VIRTU Americas LLC|48818565
CHK|CHESAPEAKE ENERGY CP|NITP|VIRTU Americas LLC|1803665
CHK|CHESAPEAKE ENERGY CP|NMRA|Nomura Securities International, Inc.|1600
CHK|CHESAPEAKE ENERGY CP|NQRB|Brut, LLC|166895
CHK|CHESAPEAKE ENERGY CP|NTBF|BMO Nesbitt Burns Inc./CDS|261729
CHK|CHESAPEAKE ENERGY CP|NTFN|Network 1 Financial Securities Inc.|2500
CHK|CHESAPEAKE ENERGY CP|NTRC|Northern Trust Securities, Inc.|32835
CHK|CHESAPEAKE ENERGY CP|OHOS|TWO SIGMA SECURITIES, LLC|23667
CHK|CHESAPEAKE ENERGY CP|OPCO|Oppenheimer & Co. Inc.|131109
CHK|CHESAPEAKE ENERGY CP|PCPT|PHILLIP CAPITAL INC.|170089
CHK|CHESAPEAKE ENERGY CP|PDQM|CODA MARKETS, INC.|1008762
CHK|CHESAPEAKE ENERGY CP|PHLY|NASDAQ Execution Services, LLC|199800
CHK|CHESAPEAKE ENERGY CP|PREC|PRECISION SECURITIES, LLC|47699
CHK|CHESAPEAKE ENERGY CP|PWJC|UBS Financial Services, Inc.|193488
CHK|CHESAPEAKE ENERGY CP|QMSR|QUATTRO M SECURITIES INC.|21700
CHK|CHESAPEAKE ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|127491
CHK|CHESAPEAKE ENERGY CP|RGLD|Regal Securities, Inc|66153
CHK|CHESAPEAKE ENERGY CP|SAGL|SAGETRADER, LLC|150568
CHK|CHESAPEAKE ENERGY CP|SALI|INTL FCSTONE FINANCIAL INC.|17501
CHK|CHESAPEAKE ENERGY CP|SANT|Santander Investment Securities Inc.|122446
CHK|CHESAPEAKE ENERGY CP|SBRX|MURIEL SIEBERT & CO INC|9750
CHK|CHESAPEAKE ENERGY CP|SBSH|Citigroup Global Markets Inc.|2158380
CHK|CHESAPEAKE ENERGY CP|SEIC|SEI Investments Distribution Co.|2300
CHK|CHESAPEAKE ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|3659113
CHK|CHESAPEAKE ENERGY CP|SIBO|Prime Executions, Inc.|22688
CHK|CHESAPEAKE ENERGY CP|SJLS|TRADE INFORMATICS LLC|300
CHK|CHESAPEAKE ENERGY CP|SOGO|Wang Investment Associates, Inc.|22416
CHK|CHESAPEAKE ENERGY CP|SPDR|SPEEDROUTE LLC|139934
CHK|CHESAPEAKE ENERGY CP|SPGS|Sea Port Group Securities, LLC|1500000
CHK|CHESAPEAKE ENERGY CP|SPHN|Stephens Inc.|201
CHK|CHESAPEAKE ENERGY CP|SPNT|SEVEN POINTS CAPITAL, LLC|511875
CHK|CHESAPEAKE ENERGY CP|SPTD|MINT GLOBAL MARKETS, INC.|6500
CHK|CHESAPEAKE ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|299361
CHK|CHESAPEAKE ENERGY CP|STXG|Stockcross Financial Services, Inc.|18800
CHK|CHESAPEAKE ENERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16816
CHK|CHESAPEAKE ENERGY CP|SWIM|TD Ameritrade, Inc.|22880249
CHK|CHESAPEAKE ENERGY CP|SWST|Hilltop Securities Inc.|105172
CHK|CHESAPEAKE ENERGY CP|TDFS|TRADERFIELD SECURITIES INC.|1000
CHK|CHESAPEAKE ENERGY CP|TKNG|ALLY INVEST SECURITIES LLC|1475457
CHK|CHESAPEAKE ENERGY CP|TRBT|Tradebot Systems, Inc.|2056555
CHK|CHESAPEAKE ENERGY CP|TRCM|TRC MARKETS LLC|3848445
CHK|CHESAPEAKE ENERGY CP|TWTT|TASTYWORKS, INC.|14882
CHK|CHESAPEAKE ENERGY CP|UBSA|UBS SECURITIES LLC|13871734
CHK|CHESAPEAKE ENERGY CP|UBSS|UBS Securities LLC|8915883
CHK|CHESAPEAKE ENERGY CP|VALX|VIRTU AMERICAS LLC|877256
CHK|CHESAPEAKE ENERGY CP|VERT|The Vertical Trading Group, LLC|54300
CHK|CHESAPEAKE ENERGY CP|VFIN|National Securities Corporation|1100
CHK|CHESAPEAKE ENERGY CP|VGRD|Vanguard Marketing Corporation|1436244
CHK|CHESAPEAKE ENERGY CP|VIEW|VIEWTRADE SECURITIES LLC|194
CHK|CHESAPEAKE ENERGY CP|VSIN|Vision Financial Markets Llc|2873
CHK|CHESAPEAKE ENERGY CP|WABR|Wall Street Access|10000
CHK|CHESAPEAKE ENERGY CP|WBLR|WILLIAM BLAIR|35000
CHK|CHESAPEAKE ENERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|10000
CHK|CHESAPEAKE ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|4477616
CHK|CHESAPEAKE ENERGY CP|WDCO|Wilson-Davis & Co., Inc.|2960
CHK|CHESAPEAKE ENERGY CP|WDNX|WEEDEN & CO.L.P.|10176
CHK|CHESAPEAKE ENERGY CP|WEDB|WEDBUSH SECURITIES INC.|50547
CHK|CHESAPEAKE ENERGY CP|WEED|Weeden & Co.L.P.|198577
CHK|CHESAPEAKE ENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|618061
CHK|CHESAPEAKE ENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|633429
CHK|CHESAPEAKE ENERGY CP|WGIF|CIBC World Markets Inc.|68631
CHK|CHESAPEAKE ENERGY CP|WHOT|JUST2TRADE, INC.|3129
CHK|CHESAPEAKE ENERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1536
CHK|CHESAPEAKE ENERGY CP|WORD|Worden Capital Management LLC|2300
CHK|CHESAPEAKE ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|768787
CHK|CHESAPEAKE ENERGY CP|WTFS|JUST2TRADE, INC.|140
CHK|CHESAPEAKE ENERGY CP|XIST|INSTINET, LLC|240200
CHK|CHESAPEAKE ENERGY CP|XPQR|Jump Trading|500
CHK|CHESAPEAKE ENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2917144
CHK|CHESAPEAKE ENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|76998
CHK|CHESAPEAKE ENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|66517
CHK$D|CHESAPEAKE EN CV PFD|APCC|Apex Clearing Corporation|6
CHK$D|CHESAPEAKE EN CV PFD|BATM|CBOE TRADING, INC.|12
CHK$D|CHESAPEAKE EN CV PFD|BBNT|BB&T SECURITIES, LLC|352
CHK$D|CHESAPEAKE EN CV PFD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|998
CHK$D|CHESAPEAKE EN CV PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|476
CHK$D|CHESAPEAKE EN CV PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
CHK$D|CHESAPEAKE EN CV PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CHK$D|CHESAPEAKE EN CV PFD|DADA|D.A. Davidson & Co.|50
CHK$D|CHESAPEAKE EN CV PFD|DAVA|Davenport & Company LLC|100
CHK$D|CHESAPEAKE EN CV PFD|DBAX|Deutsche Bank Securities Inc.|200
CHK$D|CHESAPEAKE EN CV PFD|DEAN|MORGAN STANLEY|390
CHK$D|CHESAPEAKE EN CV PFD|EBXL|EBX LLC|300
CHK$D|CHESAPEAKE EN CV PFD|ETRS|E*Trade Securities LLC|475
CHK$D|CHESAPEAKE EN CV PFD|FTBR|Foliofn Investments, Inc.|2
CHK$D|CHESAPEAKE EN CV PFD|GLPX|ACS EXECUTION SERVICES, LLC|150
CHK$D|CHESAPEAKE EN CV PFD|GSCO|GOLDMAN SACHS & CO. LLC|193
CHK$D|CHESAPEAKE EN CV PFD|GTSZ|GTS SECURITIES LLC|200
CHK$D|CHESAPEAKE EN CV PFD|HRBF|American Enterprise Investment Services Inc.|700
CHK$D|CHESAPEAKE EN CV PFD|IATS|INTERACTIVE BROKERS LLC|4
CHK$D|CHESAPEAKE EN CV PFD|IBKR|Interactive Brokers Llc|60
CHK$D|CHESAPEAKE EN CV PFD|INCA|INSTINET, LLC|300
CHK$D|CHESAPEAKE EN CV PFD|ITGI|ITG Inc.|350
CHK$D|CHESAPEAKE EN CV PFD|LEHM|Barclays Capital Inc./Le|800
CHK$D|CHESAPEAKE EN CV PFD|LIME|Lime Brokerage LLC|338
CHK$D|CHESAPEAKE EN CV PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CHK$D|CHESAPEAKE EN CV PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CHK$D|CHESAPEAKE EN CV PFD|MSCO|MORGAN STANLEY & CO. LLC|211
CHK$D|CHESAPEAKE EN CV PFD|NFSC|National Financial Services LLC|4717
CHK$D|CHESAPEAKE EN CV PFD|NITE|VIRTU Americas LLC|16294
CHK$D|CHESAPEAKE EN CV PFD|NQRB|Brut, LLC|100
CHK$D|CHESAPEAKE EN CV PFD|PDQM|CODA MARKETS, INC.|1120
CHK$D|CHESAPEAKE EN CV PFD|RBCM|RBC CAPITAL MARKETS, LLC|803
CHK$D|CHESAPEAKE EN CV PFD|SGMT|GOLDMAN SACHS & CO. LLC|200
CHK$D|CHESAPEAKE EN CV PFD|SPHN|Stephens Inc.|421
CHK$D|CHESAPEAKE EN CV PFD|STFL|Stifel, Nicolaus & Company, Incorporated|440
CHK$D|CHESAPEAKE EN CV PFD|SWIM|TD Ameritrade, Inc.|426
CHK$D|CHESAPEAKE EN CV PFD|SWST|Hilltop Securities Inc.|3
CHK$D|CHESAPEAKE EN CV PFD|TRBT|Tradebot Systems, Inc.|400
CHK$D|CHESAPEAKE EN CV PFD|UBSA|UBS SECURITIES LLC|2357
CHK$D|CHESAPEAKE EN CV PFD|UBSS|UBS Securities LLC|5207
CHK$D|CHESAPEAKE EN CV PFD|VGRD|Vanguard Marketing Corporation|1000
CHK$D|CHESAPEAKE EN CV PFD|WCHV|WELLS FARGO SECURITIES, LLC|4877
CHK$D|CHESAPEAKE EN CV PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|861
CHKE|CHEROKEE INC      ##|ALTX|Alternet Securities Inc.|10100
CHKE|CHEROKEE INC      ##|APCC|Apex Clearing Corporation|136999
CHKE|CHEROKEE INC      ##|BATM|CBOE TRADING, INC.|2785
CHKE|CHEROKEE INC      ##|BIAD|SAGETRADER, LLC|1
CHKE|CHEROKEE INC      ##|BIMI|Banca IMI Securities Corp.|5000
CHKE|CHEROKEE INC      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|60282
CHKE|CHEROKEE INC      ##|BLKX|INSTINET, LLC|15000
CHKE|CHEROKEE INC      ##|BYXM|CBOE TRADING, INC.|150
CHKE|CHEROKEE INC      ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|11162
CHKE|CHEROKEE INC      ##|CHAS|Charles Schwab & Co., Inc.|13005
CHKE|CHEROKEE INC      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|862
CHKE|CHEROKEE INC      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25725
CHKE|CHEROKEE INC      ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|52267
CHKE|CHEROKEE INC      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29700
CHKE|CHEROKEE INC      ##|CTDL|Citadel Derivatives Group Llc|60
CHKE|CHEROKEE INC      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|32848
CHKE|CHEROKEE INC      ##|DBAB|Deutsche Bank Securities Inc.|108150
CHKE|CHEROKEE INC      ##|DBAX|Deutsche Bank Securities Inc.|16700
CHKE|CHEROKEE INC      ##|DEAN|MORGAN STANLEY|501
CHKE|CHEROKEE INC      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33120
CHKE|CHEROKEE INC      ##|EBXL|EBX LLC|29400
CHKE|CHEROKEE INC      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
CHKE|CHEROKEE INC      ##|EDJO|Edward D. Jones & Co., L.P.|66
CHKE|CHEROKEE INC      ##|EGAM|CBOE TRADING, INC.|15603
CHKE|CHEROKEE INC      ##|EGAW|CBOE TRADING, INC.|1880
CHKE|CHEROKEE INC      ##|EGXM|CBOE TRADING, INC.|7727
CHKE|CHEROKEE INC      ##|EGXW|CBOE TRADING, INC.|3560
CHKE|CHEROKEE INC      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|720
CHKE|CHEROKEE INC      ##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
CHKE|CHEROKEE INC      ##|ETRS|E*Trade Securities LLC|1487449
CHKE|CHEROKEE INC      ##|FBCO|Credit Suisse Securities (USA) LLC|100762
CHKE|CHEROKEE INC      ##|FILL|Tradestation Securities, Inc.|53029
CHKE|CHEROKEE INC      ##|FMAF|NBCN Inc./ CDS|5602
CHKE|CHEROKEE INC      ##|FOMA|TD AMERITRADE CLEARING, INC.|1171801
CHKE|CHEROKEE INC      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|799
CHKE|CHEROKEE INC      ##|FTBR|Foliofn Investments, Inc.|63
CHKE|CHEROKEE INC      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|720
CHKE|CHEROKEE INC      ##|GLPX|ACS EXECUTION SERVICES, LLC|87633
CHKE|CHEROKEE INC      ##|GSCO|GOLDMAN SACHS & CO. LLC|31490
CHKE|CHEROKEE INC      ##|GSLT|GOLDMAN SACHS & CO. LLC|8038
CHKE|CHEROKEE INC      ##|IATS|INTERACTIVE BROKERS LLC|56233
CHKE|CHEROKEE INC      ##|IBKR|Interactive Brokers Llc|791650
CHKE|CHEROKEE INC      ##|ICBX|INSTINET, LLC|31600
CHKE|CHEROKEE INC      ##|INCA|INSTINET, LLC|207091
CHKE|CHEROKEE INC      ##|INJX|INSTINET, LLC|11308
CHKE|CHEROKEE INC      ##|ITGI|ITG Inc.|16192
CHKE|CHEROKEE INC      ##|ITGP|ITG INC.|19800
CHKE|CHEROKEE INC      ##|JEFF|JEFFERIES LLC|13900
CHKE|CHEROKEE INC      ##|JMPT|JUMP TRADING, LLC|12626
CHKE|CHEROKEE INC      ##|JPMX|J.P. Morgan Securities LLC|36544
CHKE|CHEROKEE INC      ##|JSJX|JANE STREET CAPITAL LLC|110
CHKE|CHEROKEE INC      ##|KCGM|VIRTU Americas LLC|16517
CHKE|CHEROKEE INC      ##|LEHM|Barclays Capital Inc./Le|37727
CHKE|CHEROKEE INC      ##|LIME|Lime Brokerage LLC|21786
CHKE|CHEROKEE INC      ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4161
CHKE|CHEROKEE INC      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34600
CHKE|CHEROKEE INC      ##|MOTF|MOTIF INVESTING, INC.|2
CHKE|CHEROKEE INC      ##|MSCO|MORGAN STANLEY & CO. LLC|614186
CHKE|CHEROKEE INC      ##|MSPL|MORGAN STANLEY & CO. LLC|5900
CHKE|CHEROKEE INC      ##|NFSC|National Financial Services LLC|571427
CHKE|CHEROKEE INC      ##|NITE|VIRTU Americas LLC|1518184
CHKE|CHEROKEE INC      ##|NQRB|Brut, LLC|1000
CHKE|CHEROKEE INC      ##|OPCO|Oppenheimer & Co. Inc.|15835
CHKE|CHEROKEE INC      ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1160
CHKE|CHEROKEE INC      ##|PDQM|CODA MARKETS, INC.|117527
CHKE|CHEROKEE INC      ##|RAJA|Raymond James & Associates, Inc.|7
CHKE|CHEROKEE INC      ##|RGLD|Regal Securities, Inc|725
CHKE|CHEROKEE INC      ##|SAGL|SAGETRADER, LLC|113
CHKE|CHEROKEE INC      ##|SBSH|Citigroup Global Markets Inc.|77784
CHKE|CHEROKEE INC      ##|SGMT|GOLDMAN SACHS & CO. LLC|7773
CHKE|CHEROKEE INC      ##|SPDR|SPEEDROUTE LLC|267474
CHKE|CHEROKEE INC      ##|SPTD|MINT GLOBAL MARKETS, INC.|6998
CHKE|CHEROKEE INC      ##|STFL|Stifel, Nicolaus & Company, Incorporated|14940
CHKE|CHEROKEE INC      ##|SWIM|TD Ameritrade, Inc.|491956
CHKE|CHEROKEE INC      ##|SWST|Hilltop Securities Inc.|6800
CHKE|CHEROKEE INC      ##|TKNG|ALLY INVEST SECURITIES LLC|7020
CHKE|CHEROKEE INC      ##|TRBT|Tradebot Systems, Inc.|2
CHKE|CHEROKEE INC      ##|TRCM|TRC MARKETS LLC|2102
CHKE|CHEROKEE INC      ##|TWTT|TASTYWORKS, INC.|300
CHKE|CHEROKEE INC      ##|UBSA|UBS SECURITIES LLC|122793
CHKE|CHEROKEE INC      ##|UBSS|UBS Securities LLC|173555
CHKE|CHEROKEE INC      ##|VALX|VIRTU AMERICAS LLC|700
CHKE|CHEROKEE INC      ##|VGRD|Vanguard Marketing Corporation|8132
CHKE|CHEROKEE INC      ##|VSIN|Vision Financial Markets Llc|113434
CHKE|CHEROKEE INC      ##|WCHV|WELLS FARGO SECURITIES, LLC|16160
CHKE|CHEROKEE INC      ##|WEDB|WEDBUSH SECURITIES INC.|32587
CHKE|CHEROKEE INC      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18990
CHKE|CHEROKEE INC      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1442
CHKE|CHEROKEE INC      ##|WGIF|CIBC World Markets Inc.|61695
CHKE|CHEROKEE INC      ##|WSEA|WOLVERINE SECURITIES, LLC|50969
CHKE|CHEROKEE INC      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
CHKE|CHEROKEE INC      ##|YKNA|COMHAR CAPITAL MARKETS, LLC|7928
CHKP|CHECK POINT SOFTWARE|ABLE|NATIXIS Securities Americas LLC|3153
CHKP|CHECK POINT SOFTWARE|ALTX|Alternet Securities Inc.|9923
CHKP|CHECK POINT SOFTWARE|APCC|Apex Clearing Corporation|250
CHKP|CHECK POINT SOFTWARE|BALE|M&T SECURITIES, INC.|305
CHKP|CHECK POINT SOFTWARE|BANK|Primevest Financial Services, Inc.|11
CHKP|CHECK POINT SOFTWARE|BARD|Robert W. Baird & Co. Incorporated|1017
CHKP|CHECK POINT SOFTWARE|BATM|CBOE TRADING, INC.|5605
CHKP|CHECK POINT SOFTWARE|BAYC|BAY CREST PARTNERS, LLC|400
CHKP|CHECK POINT SOFTWARE|BAYT|BTIG, LLC|200
CHKP|CHECK POINT SOFTWARE|BBNT|BB&T SECURITIES, LLC|4191
CHKP|CHECK POINT SOFTWARE|BERN|Sanford C. Bernstein & Co., LLC|197723
CHKP|CHECK POINT SOFTWARE|BIDS|BIDS TRADING L.P.|22600
CHKP|CHECK POINT SOFTWARE|BIMI|Banca IMI Securities Corp.|840
CHKP|CHECK POINT SOFTWARE|BKCM|BNY Mellon Capital Markets LLC|100
CHKP|CHECK POINT SOFTWARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13501
CHKP|CHECK POINT SOFTWARE|BLKX|INSTINET, LLC|41000
CHKP|CHECK POINT SOFTWARE|BMOC|BMO Capital Markets Corp.|25
CHKP|CHECK POINT SOFTWARE|BNPX|BNP PARIBAS SECURITIES CORP.|245686
CHKP|CHECK POINT SOFTWARE|BTIG|BTIG, LLC|116284
CHKP|CHECK POINT SOFTWARE|BYXM|CBOE TRADING, INC.|1786
CHKP|CHECK POINT SOFTWARE|BZYD|GOLDMAN SACHS & CO. LLC|200
CHKP|CHECK POINT SOFTWARE|CANT|Cantor Fitzgerald & Co.|2268
CHKP|CHECK POINT SOFTWARE|CHAS|Charles Schwab & Co., Inc.|1573
CHKP|CHECK POINT SOFTWARE|CIBP|CIBC World Markets Corp.|52000
CHKP|CHECK POINT SOFTWARE|CIST|Capital Institutional Services, Inc.|3163
CHKP|CHECK POINT SOFTWARE|CLSA|CLSA AMERICAS, LLC|1000
CHKP|CHECK POINT SOFTWARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|164165
CHKP|CHECK POINT SOFTWARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3910
CHKP|CHECK POINT SOFTWARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|488114
CHKP|CHECK POINT SOFTWARE|CTDL|Citadel Derivatives Group Llc|52079
CHKP|CHECK POINT SOFTWARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|55348
CHKP|CHECK POINT SOFTWARE|DADA|D.A. Davidson & Co.|114
CHKP|CHECK POINT SOFTWARE|DAVA|Davenport & Company LLC|320
CHKP|CHECK POINT SOFTWARE|DAWA|Daiwa Capital Markets America Inc.|660
CHKP|CHECK POINT SOFTWARE|DBAB|Deutsche Bank Securities Inc.|417036
CHKP|CHECK POINT SOFTWARE|DBAX|Deutsche Bank Securities Inc.|392800
CHKP|CHECK POINT SOFTWARE|DBUL|Deutsche Bank Securities Inc.|12757
CHKP|CHECK POINT SOFTWARE|DCHF|Dart Executions, LLC|1900
CHKP|CHECK POINT SOFTWARE|DEAN|MORGAN STANLEY|8342
CHKP|CHECK POINT SOFTWARE|DEGS|RONIN PROFESSIONAL LLC|640
CHKP|CHECK POINT SOFTWARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
CHKP|CHECK POINT SOFTWARE|EBXL|EBX LLC|203700
CHKP|CHECK POINT SOFTWARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|18692
CHKP|CHECK POINT SOFTWARE|EDJC|Edward Jones / CDS|7447
CHKP|CHECK POINT SOFTWARE|EDJO|Edward D. Jones & Co., L.P.|46105
CHKP|CHECK POINT SOFTWARE|EGAM|CBOE TRADING, INC.|23089
CHKP|CHECK POINT SOFTWARE|EGAW|CBOE TRADING, INC.|606
CHKP|CHECK POINT SOFTWARE|EGMT|EG MARKET TECHNOLOGIES LLC|2200
CHKP|CHECK POINT SOFTWARE|EGXM|CBOE TRADING, INC.|3381
CHKP|CHECK POINT SOFTWARE|EGXW|CBOE TRADING, INC.|53
CHKP|CHECK POINT SOFTWARE|ELEV|ELEVATION, LLC|5910
CHKP|CHECK POINT SOFTWARE|ESPO|ESPOSITO SECURITIES, LLC|46138
CHKP|CHECK POINT SOFTWARE|ETBE|Electronic Transaction Clearing, Inc.|65259
CHKP|CHECK POINT SOFTWARE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6282
CHKP|CHECK POINT SOFTWARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36910
CHKP|CHECK POINT SOFTWARE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
CHKP|CHECK POINT SOFTWARE|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|57100
CHKP|CHECK POINT SOFTWARE|ETRS|E*Trade Securities LLC|11303
CHKP|CHECK POINT SOFTWARE|FBCO|Credit Suisse Securities (USA) LLC|822786
CHKP|CHECK POINT SOFTWARE|FBSB|U.S. Bancorp Investments, Inc.|72
CHKP|CHECK POINT SOFTWARE|FILL|Tradestation Securities, Inc.|13155
CHKP|CHECK POINT SOFTWARE|FINX|FINTECH SECURITIES|2494
CHKP|CHECK POINT SOFTWARE|FMAF|NBCN Inc./ CDS|1950
CHKP|CHECK POINT SOFTWARE|FOMA|TD AMERITRADE CLEARING, INC.|39684
CHKP|CHECK POINT SOFTWARE|FQLS|Quantlab Securities LP|461332
CHKP|CHECK POINT SOFTWARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97082
CHKP|CHECK POINT SOFTWARE|FTBR|Foliofn Investments, Inc.|8767
CHKP|CHECK POINT SOFTWARE|GEBB|GLOBAL EXECUTION BROKERS, LP|68342
CHKP|CHECK POINT SOFTWARE|GELP|RBC CAPITAL MARKETS, LLC|998
CHKP|CHECK POINT SOFTWARE|GLIS|TD Securities Inc|60
CHKP|CHECK POINT SOFTWARE|GLPX|ACS EXECUTION SERVICES, LLC|41652
CHKP|CHECK POINT SOFTWARE|GSCO|GOLDMAN SACHS & CO. LLC|1651039
CHKP|CHECK POINT SOFTWARE|GSCS|GOLDMAN SACHS & CO. LLC|43820
CHKP|CHECK POINT SOFTWARE|GSLT|GOLDMAN SACHS & CO. LLC|6843
CHKP|CHECK POINT SOFTWARE|GTSZ|GTS SECURITIES LLC|146482
CHKP|CHECK POINT SOFTWARE|HAPX|HAP Trading, LLC|294
CHKP|CHECK POINT SOFTWARE|HRBF|American Enterprise Investment Services Inc.|36979
CHKP|CHECK POINT SOFTWARE|HSBC|HSBC Securities, Inc.|29739
CHKP|CHECK POINT SOFTWARE|IATS|INTERACTIVE BROKERS LLC|4879
CHKP|CHECK POINT SOFTWARE|IBKR|Interactive Brokers Llc|141431
CHKP|CHECK POINT SOFTWARE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1901
CHKP|CHECK POINT SOFTWARE|ICBX|INSTINET, LLC|72774
CHKP|CHECK POINT SOFTWARE|IEQY|CITADEL SECURITIES LLC|110876
CHKP|CHECK POINT SOFTWARE|INCA|INSTINET, LLC|718749
CHKP|CHECK POINT SOFTWARE|INJX|INSTINET, LLC|165017
CHKP|CHECK POINT SOFTWARE|INTL|INTL FCSTONE FINANCIAL INC.|10
CHKP|CHECK POINT SOFTWARE|ITGI|ITG Inc.|94028
CHKP|CHECK POINT SOFTWARE|ITGP|ITG INC.|206600
CHKP|CHECK POINT SOFTWARE|JANY|Janney Montgomery Scott Inc.|407
CHKP|CHECK POINT SOFTWARE|JEFF|JEFFERIES LLC|220391
CHKP|CHECK POINT SOFTWARE|JMPT|JUMP TRADING, LLC|77189
CHKP|CHECK POINT SOFTWARE|JONE|JonesTrading|1464
CHKP|CHECK POINT SOFTWARE|JPBX|J.P. MORGAN SECURITIES LLC|116553
CHKP|CHECK POINT SOFTWARE|JPMX|J.P. Morgan Securities LLC|586446
CHKP|CHECK POINT SOFTWARE|JSJX|JANE STREET CAPITAL LLC|9816
CHKP|CHECK POINT SOFTWARE|KCGM|VIRTU Americas LLC|38779
CHKP|CHECK POINT SOFTWARE|KEYB|KEYBANC CAPITAL MARKETS INC.|32088
CHKP|CHECK POINT SOFTWARE|LEHM|Barclays Capital Inc./Le|1260667
CHKP|CHECK POINT SOFTWARE|LIME|Lime Brokerage LLC|241103
CHKP|CHECK POINT SOFTWARE|LMGP|LIME BROKERAGE LLC|51353
CHKP|CHECK POINT SOFTWARE|LMNX|LUMINEX TRADING & ANALYTICS LLC|269308
CHKP|CHECK POINT SOFTWARE|LQNA|LIQUIDNET, INC.|44700
CHKP|CHECK POINT SOFTWARE|LSCI|Lek Securities Corporation|258
CHKP|CHECK POINT SOFTWARE|MACC|Mid Atlantic Capital Corporation|4291
CHKP|CHECK POINT SOFTWARE|MACQ|Macquarie Capital (USA) Inc.|32418
CHKP|CHECK POINT SOFTWARE|MAXM|Maxim Group LLC|2537
CHKP|CHECK POINT SOFTWARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125416
CHKP|CHECK POINT SOFTWARE|MOTF|MOTIF INVESTING, INC.|188
CHKP|CHECK POINT SOFTWARE|MSCO|MORGAN STANLEY & CO. LLC|2021988
CHKP|CHECK POINT SOFTWARE|MSPL|MORGAN STANLEY & CO. LLC|350000
CHKP|CHECK POINT SOFTWARE|MSTX|MORGAN STANLEY & CO. LLC|178500
CHKP|CHECK POINT SOFTWARE|NATL|National Securities Corporation|41
CHKP|CHECK POINT SOFTWARE|NBCS|NBC Securities, INC.|575
CHKP|CHECK POINT SOFTWARE|NEUB|NEUBERGER BERMAN BD LLC|280
CHKP|CHECK POINT SOFTWARE|NFSC|National Financial Services LLC|85236
CHKP|CHECK POINT SOFTWARE|NITE|VIRTU Americas LLC|448821
CHKP|CHECK POINT SOFTWARE|NITP|VIRTU Americas LLC|3710
CHKP|CHECK POINT SOFTWARE|NQRB|Brut, LLC|5741
CHKP|CHECK POINT SOFTWARE|NTRC|Northern Trust Securities, Inc.|4947
CHKP|CHECK POINT SOFTWARE|OHOS|TWO SIGMA SECURITIES, LLC|106141
CHKP|CHECK POINT SOFTWARE|OLDM|OLD MISSION CAPITAL, LLC|10663
CHKP|CHECK POINT SOFTWARE|OPCO|Oppenheimer & Co. Inc.|16548
CHKP|CHECK POINT SOFTWARE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2918
CHKP|CHECK POINT SOFTWARE|PDQM|CODA MARKETS, INC.|142930
CHKP|CHECK POINT SOFTWARE|PICT|Pictet Overseas Inc.|2822
CHKP|CHECK POINT SOFTWARE|PIPR|Piper Jaffray & Co.|406
CHKP|CHECK POINT SOFTWARE|PWJC|UBS Financial Services, Inc.|892
CHKP|CHECK POINT SOFTWARE|RAJA|Raymond James & Associates, Inc.|20365
CHKP|CHECK POINT SOFTWARE|RBCM|RBC CAPITAL MARKETS, LLC|7554
CHKP|CHECK POINT SOFTWARE|RDBN|Redburn Partners (USA) LP|100
CHKP|CHECK POINT SOFTWARE|SAGL|SAGETRADER, LLC|49018
CHKP|CHECK POINT SOFTWARE|SALI|INTL FCSTONE FINANCIAL INC.|61
CHKP|CHECK POINT SOFTWARE|SBSH|Citigroup Global Markets Inc.|496403
CHKP|CHECK POINT SOFTWARE|SGMT|GOLDMAN SACHS & CO. LLC|165579
CHKP|CHECK POINT SOFTWARE|SIBO|Prime Executions, Inc.|11051
CHKP|CHECK POINT SOFTWARE|SPDR|SPEEDROUTE LLC|22745
CHKP|CHECK POINT SOFTWARE|STFL|Stifel, Nicolaus & Company, Incorporated|19553
CHKP|CHECK POINT SOFTWARE|STKP|STOCKPILE INVESTMENTS, INC.|10
CHKP|CHECK POINT SOFTWARE|SWIM|TD Ameritrade, Inc.|3479
CHKP|CHECK POINT SOFTWARE|SWST|Hilltop Securities Inc.|8976
CHKP|CHECK POINT SOFTWARE|TKNG|ALLY INVEST SECURITIES LLC|228
CHKP|CHECK POINT SOFTWARE|TONC|CUTTONE & CO., LLC|1400
CHKP|CHECK POINT SOFTWARE|TOUR|TOURMALINE PARTNERS, LLC|100
CHKP|CHECK POINT SOFTWARE|TRBT|Tradebot Systems, Inc.|196308
CHKP|CHECK POINT SOFTWARE|TRCM|TRC MARKETS LLC|361240
CHKP|CHECK POINT SOFTWARE|UBSA|UBS SECURITIES LLC|925950
CHKP|CHECK POINT SOFTWARE|UBSS|UBS Securities LLC|2358473
CHKP|CHECK POINT SOFTWARE|VALX|VIRTU AMERICAS LLC|7823
CHKP|CHECK POINT SOFTWARE|VGRD|Vanguard Marketing Corporation|2754
CHKP|CHECK POINT SOFTWARE|VNDM|Wall Street Access|1200
CHKP|CHECK POINT SOFTWARE|WBLR|WILLIAM BLAIR|3921
CHKP|CHECK POINT SOFTWARE|WBPX|SUMMIT SECURITIES GROUP, LLC|1912
CHKP|CHECK POINT SOFTWARE|WCHV|WELLS FARGO SECURITIES, LLC|195009
CHKP|CHECK POINT SOFTWARE|WEDB|WEDBUSH SECURITIES INC.|3500
CHKP|CHECK POINT SOFTWARE|WEED|Weeden & Co.L.P.|610
CHKP|CHECK POINT SOFTWARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7103
CHKP|CHECK POINT SOFTWARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48527
CHKP|CHECK POINT SOFTWARE|WGIF|CIBC World Markets Inc.|877
CHKP|CHECK POINT SOFTWARE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8
CHKP|CHECK POINT SOFTWARE|WSAG|WALL STREET ACCESS|1117
CHKP|CHECK POINT SOFTWARE|WSEA|WOLVERINE SECURITIES, LLC|4146
CHKP|CHECK POINT SOFTWARE|XIST|INSTINET, LLC|115854
CHKP|CHECK POINT SOFTWARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|27206
CHKP|CHECK POINT SOFTWARE|YKNA|COMHAR CAPITAL MARKETS, LLC|2020
CHKP|CHECK POINT SOFTWARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2561
CHKR|CHESAPEAKE GRANITE|ALTX|Alternet Securities Inc.|126
CHKR|CHESAPEAKE GRANITE|APCC|Apex Clearing Corporation|423
CHKR|CHESAPEAKE GRANITE|BATM|CBOE TRADING, INC.|3
CHKR|CHESAPEAKE GRANITE|BBNT|BB&T SECURITIES, LLC|2600
CHKR|CHESAPEAKE GRANITE|BERN|Sanford C. Bernstein & Co., LLC|100
CHKR|CHESAPEAKE GRANITE|BRGE|Newbridge Securities Corp.|1700
CHKR|CHESAPEAKE GRANITE|CHAS|Charles Schwab & Co., Inc.|838
CHKR|CHESAPEAKE GRANITE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8300
CHKR|CHESAPEAKE GRANITE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7355
CHKR|CHESAPEAKE GRANITE|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CHKR|CHESAPEAKE GRANITE|DADA|D.A. Davidson & Co.|300
CHKR|CHESAPEAKE GRANITE|DBAB|Deutsche Bank Securities Inc.|1200
CHKR|CHESAPEAKE GRANITE|DBAX|Deutsche Bank Securities Inc.|1400
CHKR|CHESAPEAKE GRANITE|DEGS|RONIN PROFESSIONAL LLC|38
CHKR|CHESAPEAKE GRANITE|EBXL|EBX LLC|17000
CHKR|CHESAPEAKE GRANITE|EDJO|Edward D. Jones & Co., L.P.|3416
CHKR|CHESAPEAKE GRANITE|EGAM|CBOE TRADING, INC.|480
CHKR|CHESAPEAKE GRANITE|EGXM|CBOE TRADING, INC.|1126
CHKR|CHESAPEAKE GRANITE|ETRS|E*Trade Securities LLC|139277
CHKR|CHESAPEAKE GRANITE|FILL|Tradestation Securities, Inc.|400
CHKR|CHESAPEAKE GRANITE|FTBR|Foliofn Investments, Inc.|330
CHKR|CHESAPEAKE GRANITE|GEBB|GLOBAL EXECUTION BROKERS, LP|200
CHKR|CHESAPEAKE GRANITE|GLIS|TD Securities Inc|5230
CHKR|CHESAPEAKE GRANITE|GLPX|ACS EXECUTION SERVICES, LLC|1235
CHKR|CHESAPEAKE GRANITE|GSCO|GOLDMAN SACHS & CO. LLC|1500
CHKR|CHESAPEAKE GRANITE|GTSZ|GTS SECURITIES LLC|2219
CHKR|CHESAPEAKE GRANITE|HRBF|American Enterprise Investment Services Inc.|26617
CHKR|CHESAPEAKE GRANITE|IATS|INTERACTIVE BROKERS LLC|5958
CHKR|CHESAPEAKE GRANITE|IBKR|Interactive Brokers Llc|7036
CHKR|CHESAPEAKE GRANITE|ICBX|INSTINET, LLC|4700
CHKR|CHESAPEAKE GRANITE|ITGI|ITG Inc.|1027
CHKR|CHESAPEAKE GRANITE|ITGP|ITG INC.|2600
CHKR|CHESAPEAKE GRANITE|JANY|Janney Montgomery Scott Inc.|4424
CHKR|CHESAPEAKE GRANITE|JPMX|J.P. Morgan Securities LLC|1600
CHKR|CHESAPEAKE GRANITE|KCGM|VIRTU Americas LLC|1900
CHKR|CHESAPEAKE GRANITE|LEHM|Barclays Capital Inc./Le|18400
CHKR|CHESAPEAKE GRANITE|LIME|Lime Brokerage LLC|661
CHKR|CHESAPEAKE GRANITE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1804
CHKR|CHESAPEAKE GRANITE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
CHKR|CHESAPEAKE GRANITE|MSCO|MORGAN STANLEY & CO. LLC|11377
CHKR|CHESAPEAKE GRANITE|MSPL|MORGAN STANLEY & CO. LLC|10300
CHKR|CHESAPEAKE GRANITE|NFSC|National Financial Services LLC|133385
CHKR|CHESAPEAKE GRANITE|NITE|VIRTU Americas LLC|317260
CHKR|CHESAPEAKE GRANITE|NTRC|Northern Trust Securities, Inc.|1000
CHKR|CHESAPEAKE GRANITE|OPCO|Oppenheimer & Co. Inc.|9
CHKR|CHESAPEAKE GRANITE|PDQM|CODA MARKETS, INC.|16045
CHKR|CHESAPEAKE GRANITE|PWJC|UBS Financial Services, Inc.|750
CHKR|CHESAPEAKE GRANITE|RBCM|RBC CAPITAL MARKETS, LLC|1666
CHKR|CHESAPEAKE GRANITE|SBSH|Citigroup Global Markets Inc.|6300
CHKR|CHESAPEAKE GRANITE|SGMT|GOLDMAN SACHS & CO. LLC|4164
CHKR|CHESAPEAKE GRANITE|SOGO|Wang Investment Associates, Inc.|3000
CHKR|CHESAPEAKE GRANITE|SPDR|SPEEDROUTE LLC|3000
CHKR|CHESAPEAKE GRANITE|STFL|Stifel, Nicolaus & Company, Incorporated|1000
CHKR|CHESAPEAKE GRANITE|STXG|Stockcross Financial Services, Inc.|7
CHKR|CHESAPEAKE GRANITE|SWIM|TD Ameritrade, Inc.|38067
CHKR|CHESAPEAKE GRANITE|TKNG|ALLY INVEST SECURITIES LLC|36005
CHKR|CHESAPEAKE GRANITE|TWTT|TASTYWORKS, INC.|2200
CHKR|CHESAPEAKE GRANITE|UBSA|UBS SECURITIES LLC|45694
CHKR|CHESAPEAKE GRANITE|UBSS|UBS Securities LLC|22694
CHKR|CHESAPEAKE GRANITE|VALX|VIRTU AMERICAS LLC|11572
CHKR|CHESAPEAKE GRANITE|VGRD|Vanguard Marketing Corporation|18298
CHKR|CHESAPEAKE GRANITE|WCHV|WELLS FARGO SECURITIES, LLC|52410
CHKR|CHESAPEAKE GRANITE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|315
CHKR|CHESAPEAKE GRANITE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1091
CHKR|CHESAPEAKE GRANITE|WGIF|CIBC World Markets Inc.|174
CHKR|CHESAPEAKE GRANITE|WSEA|WOLVERINE SECURITIES, LLC|14398
CHKR|CHESAPEAKE GRANITE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1610
CHL|CHINA MOBILE LIMITED|ADAM|CANACCORD GENUITY INC.|3799
CHL|CHINA MOBILE LIMITED|ALTX|Alternet Securities Inc.|8200
CHL|CHINA MOBILE LIMITED|ANOS|ABEL/NOSER, L.L.C.|100
CHL|CHINA MOBILE LIMITED|APCC|Apex Clearing Corporation|2636
CHL|CHINA MOBILE LIMITED|BARD|Robert W. Baird & Co. Incorporated|27516
CHL|CHINA MOBILE LIMITED|BATM|CBOE TRADING, INC.|6193
CHL|CHINA MOBILE LIMITED|BAYC|BAY CREST PARTNERS, LLC|500
CHL|CHINA MOBILE LIMITED|BBNT|BB&T SECURITIES, LLC|521
CHL|CHINA MOBILE LIMITED|BERN|Sanford C. Bernstein & Co., LLC|10591
CHL|CHINA MOBILE LIMITED|BIMI|Banca IMI Securities Corp.|2353
CHL|CHINA MOBILE LIMITED|BKCM|BNY Mellon Capital Markets LLC|100
CHL|CHINA MOBILE LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15228
CHL|CHINA MOBILE LIMITED|BLKX|INSTINET, LLC|18818
CHL|CHINA MOBILE LIMITED|BNPX|BNP PARIBAS SECURITIES CORP.|107
CHL|CHINA MOBILE LIMITED|BTIG|BTIG, LLC|469399
CHL|CHINA MOBILE LIMITED|BYXM|CBOE TRADING, INC.|900
CHL|CHINA MOBILE LIMITED|CANT|Cantor Fitzgerald & Co.|12
CHL|CHINA MOBILE LIMITED|CHAS|Charles Schwab & Co., Inc.|19598
CHL|CHINA MOBILE LIMITED|CICF|Canaccord Genuity Corp.|100
CHL|CHINA MOBILE LIMITED|CIST|Capital Institutional Services, Inc.|1782
CHL|CHINA MOBILE LIMITED|CLSA|CLSA AMERICAS, LLC|113306
CHL|CHINA MOBILE LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30972
CHL|CHINA MOBILE LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|310
CHL|CHINA MOBILE LIMITED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
CHL|CHINA MOBILE LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|320298
CHL|CHINA MOBILE LIMITED|CTDL|Citadel Derivatives Group Llc|4908
CHL|CHINA MOBILE LIMITED|CTLR|CUTLER GROUP, LP|318
CHL|CHINA MOBILE LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|2596
CHL|CHINA MOBILE LIMITED|DADA|D.A. Davidson & Co.|619
CHL|CHINA MOBILE LIMITED|DBAB|Deutsche Bank Securities Inc.|166815
CHL|CHINA MOBILE LIMITED|DBAX|Deutsche Bank Securities Inc.|188600
CHL|CHINA MOBILE LIMITED|DCHF|Dart Executions, LLC|910
CHL|CHINA MOBILE LIMITED|DEAN|MORGAN STANLEY|216445
CHL|CHINA MOBILE LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1413
CHL|CHINA MOBILE LIMITED|EBXL|EBX LLC|155000
CHL|CHINA MOBILE LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|13475
CHL|CHINA MOBILE LIMITED|EDJC|Edward Jones / CDS|80
CHL|CHINA MOBILE LIMITED|EDJO|Edward D. Jones & Co., L.P.|15380
CHL|CHINA MOBILE LIMITED|EGAM|CBOE TRADING, INC.|8165
CHL|CHINA MOBILE LIMITED|EGAW|CBOE TRADING, INC.|200
CHL|CHINA MOBILE LIMITED|EGMT|EG MARKET TECHNOLOGIES LLC|100
CHL|CHINA MOBILE LIMITED|EGXM|CBOE TRADING, INC.|3120
CHL|CHINA MOBILE LIMITED|ETBE|Electronic Transaction Clearing, Inc.|4530
CHL|CHINA MOBILE LIMITED|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|500
CHL|CHINA MOBILE LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1030
CHL|CHINA MOBILE LIMITED|ETRS|E*Trade Securities LLC|81145
CHL|CHINA MOBILE LIMITED|FIDT|Fidelity Clearing Canada ULC./ CDS|50
CHL|CHINA MOBILE LIMITED|FILL|Tradestation Securities, Inc.|5364
CHL|CHINA MOBILE LIMITED|FINX|FINTECH SECURITIES|455
CHL|CHINA MOBILE LIMITED|FMAF|NBCN Inc./ CDS|8990
CHL|CHINA MOBILE LIMITED|FQLS|Quantlab Securities LP|91703
CHL|CHINA MOBILE LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25423
CHL|CHINA MOBILE LIMITED|FTBR|Foliofn Investments, Inc.|5307
CHL|CHINA MOBILE LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|1108
CHL|CHINA MOBILE LIMITED|GLIS|TD Securities Inc|1355
CHL|CHINA MOBILE LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|10393
CHL|CHINA MOBILE LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|402623
CHL|CHINA MOBILE LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|39067
CHL|CHINA MOBILE LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|5576
CHL|CHINA MOBILE LIMITED|GTSZ|GTS SECURITIES LLC|21684
CHL|CHINA MOBILE LIMITED|HRBF|American Enterprise Investment Services Inc.|123486
CHL|CHINA MOBILE LIMITED|HSBC|HSBC Securities, Inc.|9610
CHL|CHINA MOBILE LIMITED|IATS|INTERACTIVE BROKERS LLC|12316
CHL|CHINA MOBILE LIMITED|IBKR|Interactive Brokers Llc|38170
CHL|CHINA MOBILE LIMITED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14583
CHL|CHINA MOBILE LIMITED|ICBX|INSTINET, LLC|61549
CHL|CHINA MOBILE LIMITED|INCA|INSTINET, LLC|267352
CHL|CHINA MOBILE LIMITED|INJX|INSTINET, LLC|1723
CHL|CHINA MOBILE LIMITED|INTL|INTL FCSTONE FINANCIAL INC.|19422
CHL|CHINA MOBILE LIMITED|ITGI|ITG Inc.|40449
CHL|CHINA MOBILE LIMITED|ITGP|ITG INC.|265400
CHL|CHINA MOBILE LIMITED|JANY|Janney Montgomery Scott Inc.|17346
CHL|CHINA MOBILE LIMITED|JEFF|JEFFERIES LLC|2556
CHL|CHINA MOBILE LIMITED|JMPT|JUMP TRADING, LLC|40016
CHL|CHINA MOBILE LIMITED|JONE|JonesTrading|13150
CHL|CHINA MOBILE LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|15137
CHL|CHINA MOBILE LIMITED|JPMX|J.P. Morgan Securities LLC|218791
CHL|CHINA MOBILE LIMITED|JSJX|JANE STREET CAPITAL LLC|47661
CHL|CHINA MOBILE LIMITED|KCGM|VIRTU Americas LLC|52064
CHL|CHINA MOBILE LIMITED|LEHM|Barclays Capital Inc./Le|832955
CHL|CHINA MOBILE LIMITED|LIME|Lime Brokerage LLC|10880
CHL|CHINA MOBILE LIMITED|LQNA|LIQUIDNET, INC.|5000
CHL|CHINA MOBILE LIMITED|LSCI|Lek Securities Corporation|31
CHL|CHINA MOBILE LIMITED|MACQ|Macquarie Capital (USA) Inc.|13289
CHL|CHINA MOBILE LIMITED|MAXM|Maxim Group LLC|18246
CHL|CHINA MOBILE LIMITED|MBTS|ALLY INVEST SECURITIES LLC|107
CHL|CHINA MOBILE LIMITED|MCMF|Raymond James Ltd. Cds|3769
CHL|CHINA MOBILE LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|255376
CHL|CHINA MOBILE LIMITED|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CHL|CHINA MOBILE LIMITED|MOTF|MOTIF INVESTING, INC.|26
CHL|CHINA MOBILE LIMITED|MSCO|MORGAN STANLEY & CO. LLC|612592
CHL|CHINA MOBILE LIMITED|MSPL|MORGAN STANLEY & CO. LLC|150500
CHL|CHINA MOBILE LIMITED|MSTX|MORGAN STANLEY & CO. LLC|16800
CHL|CHINA MOBILE LIMITED|NATL|National Securities Corporation|1000
CHL|CHINA MOBILE LIMITED|NBCS|NBC Securities, INC.|6
CHL|CHINA MOBILE LIMITED|NFSC|National Financial Services LLC|238782
CHL|CHINA MOBILE LIMITED|NITE|VIRTU Americas LLC|692287
CHL|CHINA MOBILE LIMITED|NITP|VIRTU Americas LLC|336
CHL|CHINA MOBILE LIMITED|NQRB|Brut, LLC|6966
CHL|CHINA MOBILE LIMITED|NTBF|BMO Nesbitt Burns Inc./CDS|1234
CHL|CHINA MOBILE LIMITED|NTRC|Northern Trust Securities, Inc.|763
CHL|CHINA MOBILE LIMITED|OHOS|TWO SIGMA SECURITIES, LLC|21681
CHL|CHINA MOBILE LIMITED|OLDM|OLD MISSION CAPITAL, LLC|22810
CHL|CHINA MOBILE LIMITED|OPCO|Oppenheimer & Co. Inc.|5167
CHL|CHINA MOBILE LIMITED|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|395
CHL|CHINA MOBILE LIMITED|PCFF|Pacific International Securities Inc./CDS|200
CHL|CHINA MOBILE LIMITED|PDQM|CODA MARKETS, INC.|132414
CHL|CHINA MOBILE LIMITED|PHLY|NASDAQ Execution Services, LLC|2000
CHL|CHINA MOBILE LIMITED|PWJC|UBS Financial Services, Inc.|6917
CHL|CHINA MOBILE LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|10025
CHL|CHINA MOBILE LIMITED|RGLD|Regal Securities, Inc|100
CHL|CHINA MOBILE LIMITED|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2000
CHL|CHINA MOBILE LIMITED|SAGL|SAGETRADER, LLC|3300
CHL|CHINA MOBILE LIMITED|SALI|INTL FCSTONE FINANCIAL INC.|500
CHL|CHINA MOBILE LIMITED|SBSH|Citigroup Global Markets Inc.|29693
CHL|CHINA MOBILE LIMITED|SEIC|SEI Investments Distribution Co.|500
CHL|CHINA MOBILE LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|124947
CHL|CHINA MOBILE LIMITED|SPDR|SPEEDROUTE LLC|4257
CHL|CHINA MOBILE LIMITED|SPHN|Stephens Inc.|150
CHL|CHINA MOBILE LIMITED|SSBS|STATE STREET GLOBAL MARKETS, LLC|301
CHL|CHINA MOBILE LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|10319
CHL|CHINA MOBILE LIMITED|STKP|STOCKPILE INVESTMENTS, INC.|48
CHL|CHINA MOBILE LIMITED|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3028
CHL|CHINA MOBILE LIMITED|SWIM|TD Ameritrade, Inc.|79055
CHL|CHINA MOBILE LIMITED|SWST|Hilltop Securities Inc.|535
CHL|CHINA MOBILE LIMITED|TKNG|ALLY INVEST SECURITIES LLC|2698
CHL|CHINA MOBILE LIMITED|TRBT|Tradebot Systems, Inc.|135055
CHL|CHINA MOBILE LIMITED|TRCM|TRC MARKETS LLC|31517
CHL|CHINA MOBILE LIMITED|UBSA|UBS SECURITIES LLC|495822
CHL|CHINA MOBILE LIMITED|UBSS|UBS Securities LLC|611633
CHL|CHINA MOBILE LIMITED|VALX|VIRTU AMERICAS LLC|2031
CHL|CHINA MOBILE LIMITED|VGRD|Vanguard Marketing Corporation|21368
CHL|CHINA MOBILE LIMITED|VSIN|Vision Financial Markets Llc|300
CHL|CHINA MOBILE LIMITED|WBLR|WILLIAM BLAIR|300
CHL|CHINA MOBILE LIMITED|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CHL|CHINA MOBILE LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|145438
CHL|CHINA MOBILE LIMITED|WEDB|WEDBUSH SECURITIES INC.|1092
CHL|CHINA MOBILE LIMITED|WEED|Weeden & Co.L.P.|800
CHL|CHINA MOBILE LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7791
CHL|CHINA MOBILE LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20593
CHL|CHINA MOBILE LIMITED|WGIF|CIBC World Markets Inc.|10669
CHL|CHINA MOBILE LIMITED|WLTH|WEALTHFRONT BROKERAGE CORPORATION|114
CHL|CHINA MOBILE LIMITED|WSEA|WOLVERINE SECURITIES, LLC|5117
CHL|CHINA MOBILE LIMITED|XIST|INSTINET, LLC|25600
CHL|CHINA MOBILE LIMITED|XPUS|XP SECURITIES, LLC|3450
CHL|CHINA MOBILE LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|35434
CHL|CHINA MOBILE LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|628
CHL|CHINA MOBILE LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11225
CHMA|CHIASMA INC CMN|APCC|Apex Clearing Corporation|2
CHMA|CHIASMA INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
CHMA|CHIASMA INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|212
CHMA|CHIASMA INC CMN|CTDL|Citadel Derivatives Group Llc|337
CHMA|CHIASMA INC CMN|DBAB|Deutsche Bank Securities Inc.|3950
CHMA|CHIASMA INC CMN|DBAX|Deutsche Bank Securities Inc.|900
CHMA|CHIASMA INC CMN|DEAN|MORGAN STANLEY|921
CHMA|CHIASMA INC CMN|DEGS|RONIN PROFESSIONAL LLC|5144
CHMA|CHIASMA INC CMN|EGXW|CBOE TRADING, INC.|1031
CHMA|CHIASMA INC CMN|ETRS|E*Trade Securities LLC|12530
CHMA|CHIASMA INC CMN|FBCO|Credit Suisse Securities (USA) LLC|4525
CHMA|CHIASMA INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|63458
CHMA|CHIASMA INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|519
CHMA|CHIASMA INC CMN|FTBR|Foliofn Investments, Inc.|1
CHMA|CHIASMA INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|600
CHMA|CHIASMA INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|2648
CHMA|CHIASMA INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|400
CHMA|CHIASMA INC CMN|IBKR|Interactive Brokers Llc|21717
CHMA|CHIASMA INC CMN|INCA|INSTINET, LLC|972
CHMA|CHIASMA INC CMN|LEHM|Barclays Capital Inc./Le|1170
CHMA|CHIASMA INC CMN|LIME|Lime Brokerage LLC|26036
CHMA|CHIASMA INC CMN|LMGP|LIME BROKERAGE LLC|1900
CHMA|CHIASMA INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CHMA|CHIASMA INC CMN|MSCO|MORGAN STANLEY & CO. LLC|13612
CHMA|CHIASMA INC CMN|NFSC|National Financial Services LLC|14270
CHMA|CHIASMA INC CMN|NITE|VIRTU Americas LLC|50685
CHMA|CHIASMA INC CMN|OPCO|Oppenheimer & Co. Inc.|100
CHMA|CHIASMA INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|100
CHMA|CHIASMA INC CMN|SPDR|SPEEDROUTE LLC|264
CHMA|CHIASMA INC CMN|SWIM|TD Ameritrade, Inc.|7892
CHMA|CHIASMA INC CMN|SWST|Hilltop Securities Inc.|16285
CHMA|CHIASMA INC CMN|TRBT|Tradebot Systems, Inc.|66
CHMA|CHIASMA INC CMN|UBSA|UBS SECURITIES LLC|3883
CHMA|CHIASMA INC CMN|UBSS|UBS Securities LLC|52757
CHMA|CHIASMA INC CMN|VALX|VIRTU AMERICAS LLC|749
CHMA|CHIASMA INC CMN|VGRD|Vanguard Marketing Corporation|5000
CHMA|CHIASMA INC CMN|WSEA|WOLVERINE SECURITIES, LLC|29
CHMG|CHEMUNG FINANCIAL CP|APCC|Apex Clearing Corporation|12
CHMG|CHEMUNG FINANCIAL CP|BATM|CBOE TRADING, INC.|7
CHMG|CHEMUNG FINANCIAL CP|BERN|Sanford C. Bernstein & Co., LLC|100
CHMG|CHEMUNG FINANCIAL CP|BMOC|BMO Capital Markets Corp.|516
CHMG|CHEMUNG FINANCIAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|327
CHMG|CHEMUNG FINANCIAL CP|BTIG|BTIG, LLC|11
CHMG|CHEMUNG FINANCIAL CP|BZYD|GOLDMAN SACHS & CO. LLC|69
CHMG|CHEMUNG FINANCIAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1324
CHMG|CHEMUNG FINANCIAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5897
CHMG|CHEMUNG FINANCIAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7190
CHMG|CHEMUNG FINANCIAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2648
CHMG|CHEMUNG FINANCIAL CP|CTDL|Citadel Derivatives Group Llc|260
CHMG|CHEMUNG FINANCIAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|172
CHMG|CHEMUNG FINANCIAL CP|DBAB|Deutsche Bank Securities Inc.|4793
CHMG|CHEMUNG FINANCIAL CP|DBAX|Deutsche Bank Securities Inc.|600
CHMG|CHEMUNG FINANCIAL CP|DEGS|RONIN PROFESSIONAL LLC|1000
CHMG|CHEMUNG FINANCIAL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|179
CHMG|CHEMUNG FINANCIAL CP|EBXL|EBX LLC|300
CHMG|CHEMUNG FINANCIAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|412
CHMG|CHEMUNG FINANCIAL CP|EGAM|CBOE TRADING, INC.|58
CHMG|CHEMUNG FINANCIAL CP|EGXW|CBOE TRADING, INC.|6
CHMG|CHEMUNG FINANCIAL CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
CHMG|CHEMUNG FINANCIAL CP|ETRS|E*Trade Securities LLC|250
CHMG|CHEMUNG FINANCIAL CP|FBCO|Credit Suisse Securities (USA) LLC|22859
CHMG|CHEMUNG FINANCIAL CP|FOMA|TD AMERITRADE CLEARING, INC.|15105
CHMG|CHEMUNG FINANCIAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|518
CHMG|CHEMUNG FINANCIAL CP|FTBR|Foliofn Investments, Inc.|108
CHMG|CHEMUNG FINANCIAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|579
CHMG|CHEMUNG FINANCIAL CP|GLIS|TD Securities Inc|144
CHMG|CHEMUNG FINANCIAL CP|GLPX|ACS EXECUTION SERVICES, LLC|2134
CHMG|CHEMUNG FINANCIAL CP|GSCO|GOLDMAN SACHS & CO. LLC|11390
CHMG|CHEMUNG FINANCIAL CP|GSCS|GOLDMAN SACHS & CO. LLC|2
CHMG|CHEMUNG FINANCIAL CP|GSLT|GOLDMAN SACHS & CO. LLC|100
CHMG|CHEMUNG FINANCIAL CP|GTSZ|GTS SECURITIES LLC|475
CHMG|CHEMUNG FINANCIAL CP|HOVD|HOVDE GROUP, LLC|4650
CHMG|CHEMUNG FINANCIAL CP|IATS|INTERACTIVE BROKERS LLC|10
CHMG|CHEMUNG FINANCIAL CP|IBKR|Interactive Brokers Llc|6292
CHMG|CHEMUNG FINANCIAL CP|ICBX|INSTINET, LLC|100
CHMG|CHEMUNG FINANCIAL CP|IEQY|CITADEL SECURITIES LLC|303
CHMG|CHEMUNG FINANCIAL CP|INCA|INSTINET, LLC|5036
CHMG|CHEMUNG FINANCIAL CP|INJX|INSTINET, LLC|2
CHMG|CHEMUNG FINANCIAL CP|ITGI|ITG Inc.|1780
CHMG|CHEMUNG FINANCIAL CP|ITGP|ITG INC.|4200
CHMG|CHEMUNG FINANCIAL CP|JEFF|JEFFERIES LLC|725
CHMG|CHEMUNG FINANCIAL CP|JPMX|J.P. Morgan Securities LLC|823
CHMG|CHEMUNG FINANCIAL CP|KCGM|VIRTU Americas LLC|1000
CHMG|CHEMUNG FINANCIAL CP|LEHM|Barclays Capital Inc./Le|6297
CHMG|CHEMUNG FINANCIAL CP|LIME|Lime Brokerage LLC|2734
CHMG|CHEMUNG FINANCIAL CP|LMGP|LIME BROKERAGE LLC|628
CHMG|CHEMUNG FINANCIAL CP|MAXM|Maxim Group LLC|241
CHMG|CHEMUNG FINANCIAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|858
CHMG|CHEMUNG FINANCIAL CP|MSCO|MORGAN STANLEY & CO. LLC|11545
CHMG|CHEMUNG FINANCIAL CP|MSPL|MORGAN STANLEY & CO. LLC|200
CHMG|CHEMUNG FINANCIAL CP|NFSC|National Financial Services LLC|1906
CHMG|CHEMUNG FINANCIAL CP|NITE|VIRTU Americas LLC|7438
CHMG|CHEMUNG FINANCIAL CP|NQRB|Brut, LLC|300
CHMG|CHEMUNG FINANCIAL CP|PDQM|CODA MARKETS, INC.|4556
CHMG|CHEMUNG FINANCIAL CP|PWJC|UBS Financial Services, Inc.|20
CHMG|CHEMUNG FINANCIAL CP|RAJA|Raymond James & Associates, Inc.|176
CHMG|CHEMUNG FINANCIAL CP|SBSH|Citigroup Global Markets Inc.|3664
CHMG|CHEMUNG FINANCIAL CP|SGMT|GOLDMAN SACHS & CO. LLC|107
CHMG|CHEMUNG FINANCIAL CP|SPDR|SPEEDROUTE LLC|405
CHMG|CHEMUNG FINANCIAL CP|SPTD|MINT GLOBAL MARKETS, INC.|1634
CHMG|CHEMUNG FINANCIAL CP|TRCM|TRC MARKETS LLC|4498
CHMG|CHEMUNG FINANCIAL CP|UBSA|UBS SECURITIES LLC|2276
CHMG|CHEMUNG FINANCIAL CP|UBSS|UBS Securities LLC|10831
CHMG|CHEMUNG FINANCIAL CP|VALX|VIRTU AMERICAS LLC|379
CHMG|CHEMUNG FINANCIAL CP|WCHV|WELLS FARGO SECURITIES, LLC|267
CHMG|CHEMUNG FINANCIAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|792
CHMI|CHERRY HILL MTG INVT|ALTX|Alternet Securities Inc.|1700
CHMI|CHERRY HILL MTG INVT|APCC|Apex Clearing Corporation|53
CHMI|CHERRY HILL MTG INVT|BATM|CBOE TRADING, INC.|703
CHMI|CHERRY HILL MTG INVT|BAYT|BTIG, LLC|1300
CHMI|CHERRY HILL MTG INVT|BBNT|BB&T SECURITIES, LLC|500
CHMI|CHERRY HILL MTG INVT|BIDS|BIDS TRADING L.P.|1100
CHMI|CHERRY HILL MTG INVT|BNPX|BNP PARIBAS SECURITIES CORP.|1170
CHMI|CHERRY HILL MTG INVT|BYXM|CBOE TRADING, INC.|560
CHMI|CHERRY HILL MTG INVT|BZYD|GOLDMAN SACHS & CO. LLC|2210
CHMI|CHERRY HILL MTG INVT|CANT|Cantor Fitzgerald & Co.|1779
CHMI|CHERRY HILL MTG INVT|CHAS|Charles Schwab & Co., Inc.|702
CHMI|CHERRY HILL MTG INVT|CMPT|Compass Point Research & Trading, LLC|400
CHMI|CHERRY HILL MTG INVT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40596
CHMI|CHERRY HILL MTG INVT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
CHMI|CHERRY HILL MTG INVT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|354
CHMI|CHERRY HILL MTG INVT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|154718
CHMI|CHERRY HILL MTG INVT|CTDL|Citadel Derivatives Group Llc|8379
CHMI|CHERRY HILL MTG INVT|CXCX|CITIGROUP GLOBAL MARKETS INC.|20246
CHMI|CHERRY HILL MTG INVT|DBAB|Deutsche Bank Securities Inc.|32192
CHMI|CHERRY HILL MTG INVT|DBAX|Deutsche Bank Securities Inc.|93700
CHMI|CHERRY HILL MTG INVT|DEAN|MORGAN STANLEY|9645
CHMI|CHERRY HILL MTG INVT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
CHMI|CHERRY HILL MTG INVT|EBXL|EBX LLC|43100
CHMI|CHERRY HILL MTG INVT|ECUT|CONVERGEX EXECUTION SOLUTIONS|64806
CHMI|CHERRY HILL MTG INVT|EDJO|Edward D. Jones & Co., L.P.|145
CHMI|CHERRY HILL MTG INVT|EGAM|CBOE TRADING, INC.|1704
CHMI|CHERRY HILL MTG INVT|EGXM|CBOE TRADING, INC.|1101
CHMI|CHERRY HILL MTG INVT|ETBE|Electronic Transaction Clearing, Inc.|2501
CHMI|CHERRY HILL MTG INVT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CHMI|CHERRY HILL MTG INVT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
CHMI|CHERRY HILL MTG INVT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
CHMI|CHERRY HILL MTG INVT|ETRS|E*Trade Securities LLC|57554
CHMI|CHERRY HILL MTG INVT|FBRC|B. RILEY FBR, INC.|43184
CHMI|CHERRY HILL MTG INVT|FILL|Tradestation Securities, Inc.|300
CHMI|CHERRY HILL MTG INVT|FMAF|NBCN Inc./ CDS|250
CHMI|CHERRY HILL MTG INVT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CHMI|CHERRY HILL MTG INVT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43151
CHMI|CHERRY HILL MTG INVT|FTBR|Foliofn Investments, Inc.|232
CHMI|CHERRY HILL MTG INVT|GLIS|TD Securities Inc|405
CHMI|CHERRY HILL MTG INVT|GLPX|ACS EXECUTION SERVICES, LLC|300
CHMI|CHERRY HILL MTG INVT|GSCO|GOLDMAN SACHS & CO. LLC|192166
CHMI|CHERRY HILL MTG INVT|GSLT|GOLDMAN SACHS & CO. LLC|1612
CHMI|CHERRY HILL MTG INVT|GTSY|GTS SECURITIES LLC|100
CHMI|CHERRY HILL MTG INVT|GTSZ|GTS SECURITIES LLC|7004
CHMI|CHERRY HILL MTG INVT|HRBF|American Enterprise Investment Services Inc.|5732
CHMI|CHERRY HILL MTG INVT|IATS|INTERACTIVE BROKERS LLC|2753
CHMI|CHERRY HILL MTG INVT|IBKR|Interactive Brokers Llc|10244
CHMI|CHERRY HILL MTG INVT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|39
CHMI|CHERRY HILL MTG INVT|ICBX|INSTINET, LLC|36653
CHMI|CHERRY HILL MTG INVT|IEQY|CITADEL SECURITIES LLC|10122
CHMI|CHERRY HILL MTG INVT|INCA|INSTINET, LLC|22452
CHMI|CHERRY HILL MTG INVT|INJX|INSTINET, LLC|2598
CHMI|CHERRY HILL MTG INVT|ITGI|ITG Inc.|8667
CHMI|CHERRY HILL MTG INVT|ITGP|ITG INC.|39800
CHMI|CHERRY HILL MTG INVT|JANY|Janney Montgomery Scott Inc.|103
CHMI|CHERRY HILL MTG INVT|JEFF|JEFFERIES LLC|160552
CHMI|CHERRY HILL MTG INVT|JMPT|JUMP TRADING, LLC|5445
CHMI|CHERRY HILL MTG INVT|JPBX|J.P. MORGAN SECURITIES LLC|56224
CHMI|CHERRY HILL MTG INVT|JPMX|J.P. Morgan Securities LLC|228107
CHMI|CHERRY HILL MTG INVT|JSJX|JANE STREET CAPITAL LLC|2426
CHMI|CHERRY HILL MTG INVT|JSSF|JMP Securities LLC|7024
CHMI|CHERRY HILL MTG INVT|KCGM|VIRTU Americas LLC|21626
CHMI|CHERRY HILL MTG INVT|LEHM|Barclays Capital Inc./Le|144997
CHMI|CHERRY HILL MTG INVT|LIME|Lime Brokerage LLC|8557
CHMI|CHERRY HILL MTG INVT|LIWE|LIME BROKERAGE LLC|500
CHMI|CHERRY HILL MTG INVT|LSCI|Lek Securities Corporation|21
CHMI|CHERRY HILL MTG INVT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45878
CHMI|CHERRY HILL MTG INVT|MSCO|MORGAN STANLEY & CO. LLC|368907
CHMI|CHERRY HILL MTG INVT|MSPL|MORGAN STANLEY & CO. LLC|175600
CHMI|CHERRY HILL MTG INVT|MSTX|MORGAN STANLEY & CO. LLC|16900
CHMI|CHERRY HILL MTG INVT|NFSC|National Financial Services LLC|199209
CHMI|CHERRY HILL MTG INVT|NITE|VIRTU Americas LLC|458688
CHMI|CHERRY HILL MTG INVT|NITP|VIRTU Americas LLC|400
CHMI|CHERRY HILL MTG INVT|NQRB|Brut, LLC|1100
CHMI|CHERRY HILL MTG INVT|OPCO|Oppenheimer & Co. Inc.|9880
CHMI|CHERRY HILL MTG INVT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
CHMI|CHERRY HILL MTG INVT|PDQM|CODA MARKETS, INC.|770
CHMI|CHERRY HILL MTG INVT|PICT|Pictet Overseas Inc.|100
CHMI|CHERRY HILL MTG INVT|PWJC|UBS Financial Services, Inc.|80
CHMI|CHERRY HILL MTG INVT|RBCM|RBC CAPITAL MARKETS, LLC|5385
CHMI|CHERRY HILL MTG INVT|SAGL|SAGETRADER, LLC|1600
CHMI|CHERRY HILL MTG INVT|SBSH|Citigroup Global Markets Inc.|11710
CHMI|CHERRY HILL MTG INVT|SGMT|GOLDMAN SACHS & CO. LLC|22321
CHMI|CHERRY HILL MTG INVT|SPDR|SPEEDROUTE LLC|1400
CHMI|CHERRY HILL MTG INVT|STFL|Stifel, Nicolaus & Company, Incorporated|3400
CHMI|CHERRY HILL MTG INVT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3012
CHMI|CHERRY HILL MTG INVT|SWIM|TD Ameritrade, Inc.|70690
CHMI|CHERRY HILL MTG INVT|TKNG|ALLY INVEST SECURITIES LLC|3315
CHMI|CHERRY HILL MTG INVT|TRBT|Tradebot Systems, Inc.|34250
CHMI|CHERRY HILL MTG INVT|TRCM|TRC MARKETS LLC|12441
CHMI|CHERRY HILL MTG INVT|UBSA|UBS SECURITIES LLC|156723
CHMI|CHERRY HILL MTG INVT|UBSS|UBS Securities LLC|119349
CHMI|CHERRY HILL MTG INVT|VALX|VIRTU AMERICAS LLC|1616
CHMI|CHERRY HILL MTG INVT|VGRD|Vanguard Marketing Corporation|18254
CHMI|CHERRY HILL MTG INVT|WCHV|WELLS FARGO SECURITIES, LLC|48193
CHMI|CHERRY HILL MTG INVT|WEDB|WEDBUSH SECURITIES INC.|9600
CHMI|CHERRY HILL MTG INVT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1256
CHMI|CHERRY HILL MTG INVT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|146121
CHMI|CHERRY HILL MTG INVT|WSEA|WOLVERINE SECURITIES, LLC|2559
CHMI|CHERRY HILL MTG INVT|XIST|INSTINET, LLC|6000
CHMI|CHERRY HILL MTG INVT|XPQR|Jump Trading|200
CHMI|CHERRY HILL MTG INVT|XSTM|NATIONAL FINANCIAL SERVICES LLC|36918
CHMI|CHERRY HILL MTG INVT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|948
CHMI$A|CHERRY HILL 8.2 A PF|BATM|CBOE TRADING, INC.|278
CHMI$A|CHERRY HILL 8.2 A PF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11734
CHMI$A|CHERRY HILL 8.2 A PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4800
CHMI$A|CHERRY HILL 8.2 A PF|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CHMI$A|CHERRY HILL 8.2 A PF|DBAX|Deutsche Bank Securities Inc.|1300
CHMI$A|CHERRY HILL 8.2 A PF|EBXL|EBX LLC|1600
CHMI$A|CHERRY HILL 8.2 A PF|ETRS|E*Trade Securities LLC|56309
CHMI$A|CHERRY HILL 8.2 A PF|FBRC|B. RILEY FBR, INC.|1340
CHMI$A|CHERRY HILL 8.2 A PF|HRBF|American Enterprise Investment Services Inc.|516
CHMI$A|CHERRY HILL 8.2 A PF|ICBX|INSTINET, LLC|600
CHMI$A|CHERRY HILL 8.2 A PF|JPMX|J.P. Morgan Securities LLC|1400
CHMI$A|CHERRY HILL 8.2 A PF|KCGM|VIRTU Americas LLC|7717
CHMI$A|CHERRY HILL 8.2 A PF|LEHM|Barclays Capital Inc./Le|27600
CHMI$A|CHERRY HILL 8.2 A PF|LIME|Lime Brokerage LLC|100
CHMI$A|CHERRY HILL 8.2 A PF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7572
CHMI$A|CHERRY HILL 8.2 A PF|NFSC|National Financial Services LLC|3732
CHMI$A|CHERRY HILL 8.2 A PF|NITE|VIRTU Americas LLC|24900
CHMI$A|CHERRY HILL 8.2 A PF|RBCM|RBC CAPITAL MARKETS, LLC|1400
CHMI$A|CHERRY HILL 8.2 A PF|SGMT|GOLDMAN SACHS & CO. LLC|200
CHMI$A|CHERRY HILL 8.2 A PF|UBSA|UBS SECURITIES LLC|3581
CHMI$A|CHERRY HILL 8.2 A PF|UBSS|UBS Securities LLC|200
CHMI$A|CHERRY HILL 8.2 A PF|VGRD|Vanguard Marketing Corporation|2284
CHMI$A|CHERRY HILL 8.2 A PF|WCHV|WELLS FARGO SECURITIES, LLC|500
CHMI$A|CHERRY HILL 8.2 A PF|XSTM|NATIONAL FINANCIAL SERVICES LLC|6344
CHN|CHINA FUND INC|AGIS|Aegis Capital Corp.|216748
CHN|CHINA FUND INC|ALTX|Alternet Securities Inc.|3220
CHN|CHINA FUND INC|APCC|Apex Clearing Corporation|148
CHN|CHINA FUND INC|BATM|CBOE TRADING, INC.|328
CHN|CHINA FUND INC|BERN|Sanford C. Bernstein & Co., LLC|24
CHN|CHINA FUND INC|CHAS|Charles Schwab & Co., Inc.|5
CHN|CHINA FUND INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|439
CHN|CHINA FUND INC|DBAX|Deutsche Bank Securities Inc.|6300
CHN|CHINA FUND INC|DEAN|MORGAN STANLEY|1052
CHN|CHINA FUND INC|DEGS|RONIN PROFESSIONAL LLC|700
CHN|CHINA FUND INC|EBXL|EBX LLC|1000
CHN|CHINA FUND INC|EDJO|Edward D. Jones & Co., L.P.|504
CHN|CHINA FUND INC|EGAM|CBOE TRADING, INC.|3454
CHN|CHINA FUND INC|ETRS|E*Trade Securities LLC|9779
CHN|CHINA FUND INC|FMAF|NBCN Inc./ CDS|136
CHN|CHINA FUND INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|937
CHN|CHINA FUND INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
CHN|CHINA FUND INC|FTBR|Foliofn Investments, Inc.|245
CHN|CHINA FUND INC|GLPX|ACS EXECUTION SERVICES, LLC|300
CHN|CHINA FUND INC|GSCO|GOLDMAN SACHS & CO. LLC|1907
CHN|CHINA FUND INC|GTSZ|GTS SECURITIES LLC|100
CHN|CHINA FUND INC|HRBF|American Enterprise Investment Services Inc.|200
CHN|CHINA FUND INC|IATS|INTERACTIVE BROKERS LLC|3684
CHN|CHINA FUND INC|IBKR|Interactive Brokers Llc|16373
CHN|CHINA FUND INC|ICBX|INSTINET, LLC|700
CHN|CHINA FUND INC|INCA|INSTINET, LLC|900
CHN|CHINA FUND INC|ITGI|ITG Inc.|3020
CHN|CHINA FUND INC|JPMX|J.P. Morgan Securities LLC|400
CHN|CHINA FUND INC|KCGM|VIRTU Americas LLC|100
CHN|CHINA FUND INC|LEHM|Barclays Capital Inc./Le|4800
CHN|CHINA FUND INC|LIME|Lime Brokerage LLC|743
CHN|CHINA FUND INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CHN|CHINA FUND INC|MSCO|MORGAN STANLEY & CO. LLC|20666
CHN|CHINA FUND INC|NATL|National Securities Corporation|8600
CHN|CHINA FUND INC|NFSC|National Financial Services LLC|29832
CHN|CHINA FUND INC|NITE|VIRTU Americas LLC|35097
CHN|CHINA FUND INC|PDQM|CODA MARKETS, INC.|400
CHN|CHINA FUND INC|PWJC|UBS Financial Services, Inc.|245
CHN|CHINA FUND INC|RBCM|RBC CAPITAL MARKETS, LLC|185
CHN|CHINA FUND INC|SALI|INTL FCSTONE FINANCIAL INC.|100
CHN|CHINA FUND INC|SBRX|MURIEL SIEBERT & CO INC|200
CHN|CHINA FUND INC|SBSH|Citigroup Global Markets Inc.|458
CHN|CHINA FUND INC|SGMT|GOLDMAN SACHS & CO. LLC|501
CHN|CHINA FUND INC|SPDR|SPEEDROUTE LLC|3300
CHN|CHINA FUND INC|SWIM|TD Ameritrade, Inc.|50
CHN|CHINA FUND INC|TRBT|Tradebot Systems, Inc.|1592
CHN|CHINA FUND INC|TRCM|TRC MARKETS LLC|2
CHN|CHINA FUND INC|UBSA|UBS SECURITIES LLC|2513
CHN|CHINA FUND INC|UBSS|UBS Securities LLC|5270
CHN|CHINA FUND INC|VALX|VIRTU AMERICAS LLC|300
CHN|CHINA FUND INC|VGRD|Vanguard Marketing Corporation|621
CHN|CHINA FUND INC|WBLR|WILLIAM BLAIR|184
CHN|CHINA FUND INC|WCHV|WELLS FARGO SECURITIES, LLC|2482
CHN|CHINA FUND INC|WEDB|WEDBUSH SECURITIES INC.|953
CHN|CHINA FUND INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5114
CHN|CHINA FUND INC|WGIF|CIBC World Markets Inc.|341
CHN|CHINA FUND INC|WSEA|WOLVERINE SECURITIES, LLC|3
CHN|CHINA FUND INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CHN|CHINA FUND INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|549
CHNR|CHINA NATURAL RES|ALTX|Alternet Securities Inc.|2605
CHNR|CHINA NATURAL RES|APCC|Apex Clearing Corporation|55128
CHNR|CHINA NATURAL RES|BATM|CBOE TRADING, INC.|1000
CHNR|CHINA NATURAL RES|BIMI|Banca IMI Securities Corp.|29539
CHNR|CHINA NATURAL RES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12492
CHNR|CHINA NATURAL RES|BYXM|CBOE TRADING, INC.|800
CHNR|CHINA NATURAL RES|CHAS|Charles Schwab & Co., Inc.|3085
CHNR|CHINA NATURAL RES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9167
CHNR|CHINA NATURAL RES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29503
CHNR|CHINA NATURAL RES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7930
CHNR|CHINA NATURAL RES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13871
CHNR|CHINA NATURAL RES|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
CHNR|CHINA NATURAL RES|DBAB|Deutsche Bank Securities Inc.|300
CHNR|CHINA NATURAL RES|DBAX|Deutsche Bank Securities Inc.|4400
CHNR|CHINA NATURAL RES|DEGS|RONIN PROFESSIONAL LLC|4942
CHNR|CHINA NATURAL RES|EBXL|EBX LLC|9400
CHNR|CHINA NATURAL RES|ECUT|CONVERGEX EXECUTION SOLUTIONS|2578
CHNR|CHINA NATURAL RES|EDJO|Edward D. Jones & Co., L.P.|1173
CHNR|CHINA NATURAL RES|EGAM|CBOE TRADING, INC.|7206
CHNR|CHINA NATURAL RES|EGXM|CBOE TRADING, INC.|8471
CHNR|CHINA NATURAL RES|EGXW|CBOE TRADING, INC.|250
CHNR|CHINA NATURAL RES|ETBE|Electronic Transaction Clearing, Inc.|533
CHNR|CHINA NATURAL RES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6600
CHNR|CHINA NATURAL RES|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|22278
CHNR|CHINA NATURAL RES|ETRS|E*Trade Securities LLC|670970
CHNR|CHINA NATURAL RES|FBCO|Credit Suisse Securities (USA) LLC|123096
CHNR|CHINA NATURAL RES|FILL|Tradestation Securities, Inc.|49592
CHNR|CHINA NATURAL RES|FMAF|NBCN Inc./ CDS|676
CHNR|CHINA NATURAL RES|FOMA|TD AMERITRADE CLEARING, INC.|367716
CHNR|CHINA NATURAL RES|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CHNR|CHINA NATURAL RES|GLPX|ACS EXECUTION SERVICES, LLC|97967
CHNR|CHINA NATURAL RES|GSCO|GOLDMAN SACHS & CO. LLC|8485
CHNR|CHINA NATURAL RES|GSLT|GOLDMAN SACHS & CO. LLC|6623
CHNR|CHINA NATURAL RES|GTSZ|GTS SECURITIES LLC|14227
CHNR|CHINA NATURAL RES|IATS|INTERACTIVE BROKERS LLC|41796
CHNR|CHINA NATURAL RES|IBKR|Interactive Brokers Llc|372469
CHNR|CHINA NATURAL RES|ICBX|INSTINET, LLC|7009
CHNR|CHINA NATURAL RES|INCA|INSTINET, LLC|273437
CHNR|CHINA NATURAL RES|ITGI|ITG Inc.|41724
CHNR|CHINA NATURAL RES|ITGP|ITG INC.|13400
CHNR|CHINA NATURAL RES|JMPT|JUMP TRADING, LLC|1841
CHNR|CHINA NATURAL RES|JPMX|J.P. Morgan Securities LLC|1026
CHNR|CHINA NATURAL RES|KCGM|VIRTU Americas LLC|1533
CHNR|CHINA NATURAL RES|LEHM|Barclays Capital Inc./Le|5700
CHNR|CHINA NATURAL RES|LIME|Lime Brokerage LLC|23853
CHNR|CHINA NATURAL RES|LSCI|Lek Securities Corporation|3800
CHNR|CHINA NATURAL RES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5887
CHNR|CHINA NATURAL RES|MAVB|Great Point Capital LLC|1000
CHNR|CHINA NATURAL RES|MBTS|ALLY INVEST SECURITIES LLC|700
CHNR|CHINA NATURAL RES|MICA|Spartan Securities Group, Ltd.|9800
CHNR|CHINA NATURAL RES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
CHNR|CHINA NATURAL RES|MSCO|MORGAN STANLEY & CO. LLC|211709
CHNR|CHINA NATURAL RES|MSPL|MORGAN STANLEY & CO. LLC|3100
CHNR|CHINA NATURAL RES|NFSC|National Financial Services LLC|327017
CHNR|CHINA NATURAL RES|NITE|VIRTU Americas LLC|790250
CHNR|CHINA NATURAL RES|NQRB|Brut, LLC|5393
CHNR|CHINA NATURAL RES|OPCO|Oppenheimer & Co. Inc.|444
CHNR|CHINA NATURAL RES|PCFF|Pacific International Securities Inc./CDS|1941
CHNR|CHINA NATURAL RES|PCPT|PHILLIP CAPITAL INC.|2346
CHNR|CHINA NATURAL RES|PDQM|CODA MARKETS, INC.|110542
CHNR|CHINA NATURAL RES|RAJA|Raymond James & Associates, Inc.|2311
CHNR|CHINA NATURAL RES|RGLD|Regal Securities, Inc|1791
CHNR|CHINA NATURAL RES|SAGL|SAGETRADER, LLC|8567
CHNR|CHINA NATURAL RES|SBSH|Citigroup Global Markets Inc.|48603
CHNR|CHINA NATURAL RES|SGMT|GOLDMAN SACHS & CO. LLC|5172
CHNR|CHINA NATURAL RES|SPDR|SPEEDROUTE LLC|26911
CHNR|CHINA NATURAL RES|SWIM|TD Ameritrade, Inc.|474226
CHNR|CHINA NATURAL RES|TKNG|ALLY INVEST SECURITIES LLC|8733
CHNR|CHINA NATURAL RES|TRCM|TRC MARKETS LLC|1300
CHNR|CHINA NATURAL RES|TWTT|TASTYWORKS, INC.|3136
CHNR|CHINA NATURAL RES|UBSA|UBS SECURITIES LLC|43422
CHNR|CHINA NATURAL RES|UBSS|UBS Securities LLC|75713
CHNR|CHINA NATURAL RES|VALX|VIRTU AMERICAS LLC|5517
CHNR|CHINA NATURAL RES|VGRD|Vanguard Marketing Corporation|19328
CHNR|CHINA NATURAL RES|VSIN|Vision Financial Markets Llc|900
CHNR|CHINA NATURAL RES|WABR|Wall Street Access|3880
CHNR|CHINA NATURAL RES|WCHV|WELLS FARGO SECURITIES, LLC|6931
CHNR|CHINA NATURAL RES|WEDB|WEDBUSH SECURITIES INC.|123513
CHNR|CHINA NATURAL RES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|306
CHNR|CHINA NATURAL RES|WGIF|CIBC World Markets Inc.|6400
CHNR|CHINA NATURAL RES|WSEA|WOLVERINE SECURITIES, LLC|18635
CHNR|CHINA NATURAL RES|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CHNR|CHINA NATURAL RES|YKNA|COMHAR CAPITAL MARKETS, LLC|6030
CHRA|CHARAH SOLUTIONS INC|AGIS|Aegis Capital Corp.|950
CHRA|CHARAH SOLUTIONS INC|ALTX|Alternet Securities Inc.|7330
CHRA|CHARAH SOLUTIONS INC|APCC|Apex Clearing Corporation|550
CHRA|CHARAH SOLUTIONS INC|BATM|CBOE TRADING, INC.|4800
CHRA|CHARAH SOLUTIONS INC|BTIG|BTIG, LLC|25100
CHRA|CHARAH SOLUTIONS INC|BYXM|CBOE TRADING, INC.|410
CHRA|CHARAH SOLUTIONS INC|CANT|Cantor Fitzgerald & Co.|400
CHRA|CHARAH SOLUTIONS INC|CHAS|Charles Schwab & Co., Inc.|4587
CHRA|CHARAH SOLUTIONS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74576
CHRA|CHARAH SOLUTIONS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4900
CHRA|CHARAH SOLUTIONS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5300
CHRA|CHARAH SOLUTIONS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36733
CHRA|CHARAH SOLUTIONS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5610
CHRA|CHARAH SOLUTIONS INC|DBAB|Deutsche Bank Securities Inc.|900
CHRA|CHARAH SOLUTIONS INC|DBAX|Deutsche Bank Securities Inc.|61100
CHRA|CHARAH SOLUTIONS INC|DEAN|MORGAN STANLEY|18020
CHRA|CHARAH SOLUTIONS INC|EBXL|EBX LLC|78600
CHRA|CHARAH SOLUTIONS INC|EDJO|Edward D. Jones & Co., L.P.|3756
CHRA|CHARAH SOLUTIONS INC|EGAM|CBOE TRADING, INC.|7940
CHRA|CHARAH SOLUTIONS INC|EGAW|CBOE TRADING, INC.|500
CHRA|CHARAH SOLUTIONS INC|EGXM|CBOE TRADING, INC.|3390
CHRA|CHARAH SOLUTIONS INC|EGXW|CBOE TRADING, INC.|500
CHRA|CHARAH SOLUTIONS INC|ETBE|Electronic Transaction Clearing, Inc.|987
CHRA|CHARAH SOLUTIONS INC|ETRS|E*Trade Securities LLC|13466
CHRA|CHARAH SOLUTIONS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
CHRA|CHARAH SOLUTIONS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6758
CHRA|CHARAH SOLUTIONS INC|GLIS|TD Securities Inc|350
CHRA|CHARAH SOLUTIONS INC|GLPX|ACS EXECUTION SERVICES, LLC|42717
CHRA|CHARAH SOLUTIONS INC|GSCO|GOLDMAN SACHS & CO. LLC|63787
CHRA|CHARAH SOLUTIONS INC|GSCS|GOLDMAN SACHS & CO. LLC|6643
CHRA|CHARAH SOLUTIONS INC|GSLT|GOLDMAN SACHS & CO. LLC|4090
CHRA|CHARAH SOLUTIONS INC|GTSZ|GTS SECURITIES LLC|15645
CHRA|CHARAH SOLUTIONS INC|HRBF|American Enterprise Investment Services Inc.|748
CHRA|CHARAH SOLUTIONS INC|IATS|INTERACTIVE BROKERS LLC|4343
CHRA|CHARAH SOLUTIONS INC|IBKR|Interactive Brokers Llc|30732
CHRA|CHARAH SOLUTIONS INC|ICBX|INSTINET, LLC|104014
CHRA|CHARAH SOLUTIONS INC|INCA|INSTINET, LLC|217874
CHRA|CHARAH SOLUTIONS INC|ITGI|ITG Inc.|15074
CHRA|CHARAH SOLUTIONS INC|ITGP|ITG INC.|25600
CHRA|CHARAH SOLUTIONS INC|JEFF|JEFFERIES LLC|12000
CHRA|CHARAH SOLUTIONS INC|JMPT|JUMP TRADING, LLC|4933
CHRA|CHARAH SOLUTIONS INC|JPBX|J.P. MORGAN SECURITIES LLC|1000
CHRA|CHARAH SOLUTIONS INC|JPMX|J.P. Morgan Securities LLC|92884
CHRA|CHARAH SOLUTIONS INC|JSJX|JANE STREET CAPITAL LLC|400
CHRA|CHARAH SOLUTIONS INC|KCGM|VIRTU Americas LLC|26696
CHRA|CHARAH SOLUTIONS INC|LEHM|Barclays Capital Inc./Le|52164
CHRA|CHARAH SOLUTIONS INC|LIME|Lime Brokerage LLC|1733
CHRA|CHARAH SOLUTIONS INC|LSCI|Lek Securities Corporation|100
CHRA|CHARAH SOLUTIONS INC|LVMR|LIVERMORE TRADING GROUP, INC.|1402
CHRA|CHARAH SOLUTIONS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11992
CHRA|CHARAH SOLUTIONS INC|MACQ|Macquarie Capital (USA) Inc.|59498
CHRA|CHARAH SOLUTIONS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
CHRA|CHARAH SOLUTIONS INC|MSCO|MORGAN STANLEY & CO. LLC|456270
CHRA|CHARAH SOLUTIONS INC|MSPL|MORGAN STANLEY & CO. LLC|99100
CHRA|CHARAH SOLUTIONS INC|MSTX|MORGAN STANLEY & CO. LLC|15200
CHRA|CHARAH SOLUTIONS INC|NEUB|NEUBERGER BERMAN BD LLC|800
CHRA|CHARAH SOLUTIONS INC|NFSC|National Financial Services LLC|29721
CHRA|CHARAH SOLUTIONS INC|NITE|VIRTU Americas LLC|134763
CHRA|CHARAH SOLUTIONS INC|NQRB|Brut, LLC|2414
CHRA|CHARAH SOLUTIONS INC|PDQM|CODA MARKETS, INC.|86280
CHRA|CHARAH SOLUTIONS INC|PREC|PRECISION SECURITIES, LLC|4050
CHRA|CHARAH SOLUTIONS INC|RJLC|RJL CAPITAL GROUP, LLC|4474
CHRA|CHARAH SOLUTIONS INC|SAGL|SAGETRADER, LLC|7173
CHRA|CHARAH SOLUTIONS INC|SBSH|Citigroup Global Markets Inc.|1900
CHRA|CHARAH SOLUTIONS INC|SGMT|GOLDMAN SACHS & CO. LLC|21762
CHRA|CHARAH SOLUTIONS INC|SPDR|SPEEDROUTE LLC|9596
CHRA|CHARAH SOLUTIONS INC|STFL|Stifel, Nicolaus & Company, Incorporated|17266
CHRA|CHARAH SOLUTIONS INC|SWIM|TD Ameritrade, Inc.|3845
CHRA|CHARAH SOLUTIONS INC|SWST|Hilltop Securities Inc.|46400
CHRA|CHARAH SOLUTIONS INC|TKNG|ALLY INVEST SECURITIES LLC|106
CHRA|CHARAH SOLUTIONS INC|TRCM|TRC MARKETS LLC|100
CHRA|CHARAH SOLUTIONS INC|UBSA|UBS SECURITIES LLC|145077
CHRA|CHARAH SOLUTIONS INC|UBSS|UBS Securities LLC|92926
CHRA|CHARAH SOLUTIONS INC|VALX|VIRTU AMERICAS LLC|2771
CHRA|CHARAH SOLUTIONS INC|VGRD|Vanguard Marketing Corporation|612
CHRA|CHARAH SOLUTIONS INC|WABR|Wall Street Access|500
CHRA|CHARAH SOLUTIONS INC|WCHV|WELLS FARGO SECURITIES, LLC|197
CHRA|CHARAH SOLUTIONS INC|WEDB|WEDBUSH SECURITIES INC.|30900
CHRA|CHARAH SOLUTIONS INC|WGIF|CIBC World Markets Inc.|600
CHRA|CHARAH SOLUTIONS INC|WSEA|WOLVERINE SECURITIES, LLC|490
CHRA|CHARAH SOLUTIONS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
CHRA|CHARAH SOLUTIONS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6970
CHRA|CHARAH SOLUTIONS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
CHRS|COHERUS BIO CMN STK|AGIS|Aegis Capital Corp.|500
CHRS|COHERUS BIO CMN STK|APCC|Apex Clearing Corporation|27
CHRS|COHERUS BIO CMN STK|AQUA|AQUA SECURITIES L.P.|12400
CHRS|COHERUS BIO CMN STK|BARD|Robert W. Baird & Co. Incorporated|11978
CHRS|COHERUS BIO CMN STK|BATM|CBOE TRADING, INC.|603
CHRS|COHERUS BIO CMN STK|BERN|Sanford C. Bernstein & Co., LLC|118018
CHRS|COHERUS BIO CMN STK|BIDS|BIDS TRADING L.P.|12395
CHRS|COHERUS BIO CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|619
CHRS|COHERUS BIO CMN STK|BLKX|INSTINET, LLC|5300
CHRS|COHERUS BIO CMN STK|BMOC|BMO Capital Markets Corp.|6868
CHRS|COHERUS BIO CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|8373
CHRS|COHERUS BIO CMN STK|BTIG|BTIG, LLC|111482
CHRS|COHERUS BIO CMN STK|CBLC|CITIGROUP GLOBAL MARKETS INC.|104800
CHRS|COHERUS BIO CMN STK|CHAS|Charles Schwab & Co., Inc.|450
CHRS|COHERUS BIO CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90918
CHRS|COHERUS BIO CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CHRS|COHERUS BIO CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CHRS|COHERUS BIO CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181498
CHRS|COHERUS BIO CMN STK|CTDL|Citadel Derivatives Group Llc|17206
CHRS|COHERUS BIO CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|92492
CHRS|COHERUS BIO CMN STK|DBAB|Deutsche Bank Securities Inc.|468568
CHRS|COHERUS BIO CMN STK|DBAX|Deutsche Bank Securities Inc.|241800
CHRS|COHERUS BIO CMN STK|DBUL|Deutsche Bank Securities Inc.|1261
CHRS|COHERUS BIO CMN STK|DCHF|Dart Executions, LLC|844
CHRS|COHERUS BIO CMN STK|DEAN|MORGAN STANLEY|350
CHRS|COHERUS BIO CMN STK|DEGS|RONIN PROFESSIONAL LLC|21621
CHRS|COHERUS BIO CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7790
CHRS|COHERUS BIO CMN STK|EBXL|EBX LLC|104200
CHRS|COHERUS BIO CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|52
CHRS|COHERUS BIO CMN STK|EGAM|CBOE TRADING, INC.|5760
CHRS|COHERUS BIO CMN STK|EGXM|CBOE TRADING, INC.|400
CHRS|COHERUS BIO CMN STK|ETBE|Electronic Transaction Clearing, Inc.|300
CHRS|COHERUS BIO CMN STK|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
CHRS|COHERUS BIO CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40901
CHRS|COHERUS BIO CMN STK|ETRS|E*Trade Securities LLC|308649
CHRS|COHERUS BIO CMN STK|FBCO|Credit Suisse Securities (USA) LLC|435440
CHRS|COHERUS BIO CMN STK|FILL|Tradestation Securities, Inc.|3300
CHRS|COHERUS BIO CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|256951
CHRS|COHERUS BIO CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1413
CHRS|COHERUS BIO CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17214
CHRS|COHERUS BIO CMN STK|FTBR|Foliofn Investments, Inc.|1031
CHRS|COHERUS BIO CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|73040
CHRS|COHERUS BIO CMN STK|GLIS|TD Securities Inc|115
CHRS|COHERUS BIO CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|1548
CHRS|COHERUS BIO CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|793988
CHRS|COHERUS BIO CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|7331
CHRS|COHERUS BIO CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|1562
CHRS|COHERUS BIO CMN STK|GTSZ|GTS SECURITIES LLC|16600
CHRS|COHERUS BIO CMN STK|GUGS|Guggenheim Securities, LLC|95
CHRS|COHERUS BIO CMN STK|HAPX|HAP Trading, LLC|594
CHRS|COHERUS BIO CMN STK|HRBF|American Enterprise Investment Services Inc.|425
CHRS|COHERUS BIO CMN STK|IBKR|Interactive Brokers Llc|92049
CHRS|COHERUS BIO CMN STK|ICBX|INSTINET, LLC|24726
CHRS|COHERUS BIO CMN STK|IEQY|CITADEL SECURITIES LLC|36662
CHRS|COHERUS BIO CMN STK|INCA|INSTINET, LLC|226769
CHRS|COHERUS BIO CMN STK|INJX|INSTINET, LLC|51474
CHRS|COHERUS BIO CMN STK|ITGI|ITG Inc.|47571
CHRS|COHERUS BIO CMN STK|ITGP|ITG INC.|60000
CHRS|COHERUS BIO CMN STK|JEFF|JEFFERIES LLC|218739
CHRS|COHERUS BIO CMN STK|JMPT|JUMP TRADING, LLC|16803
CHRS|COHERUS BIO CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|217051
CHRS|COHERUS BIO CMN STK|JPMX|J.P. Morgan Securities LLC|746355
CHRS|COHERUS BIO CMN STK|KCGM|VIRTU Americas LLC|109176
CHRS|COHERUS BIO CMN STK|LEER|LEERINK PARTNERS LLC|191495
CHRS|COHERUS BIO CMN STK|LEHM|Barclays Capital Inc./Le|812775
CHRS|COHERUS BIO CMN STK|LIME|Lime Brokerage LLC|216882
CHRS|COHERUS BIO CMN STK|LMGP|LIME BROKERAGE LLC|8946
CHRS|COHERUS BIO CMN STK|LQNA|LIQUIDNET, INC.|127000
CHRS|COHERUS BIO CMN STK|MAXM|Maxim Group LLC|2795
CHRS|COHERUS BIO CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|176772
CHRS|COHERUS BIO CMN STK|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1400
CHRS|COHERUS BIO CMN STK|MSCO|MORGAN STANLEY & CO. LLC|2139122
CHRS|COHERUS BIO CMN STK|MSPL|MORGAN STANLEY & CO. LLC|98000
CHRS|COHERUS BIO CMN STK|MSTX|MORGAN STANLEY & CO. LLC|119500
CHRS|COHERUS BIO CMN STK|NFSC|National Financial Services LLC|162164
CHRS|COHERUS BIO CMN STK|NITE|VIRTU Americas LLC|458629
CHRS|COHERUS BIO CMN STK|NITP|VIRTU Americas LLC|7700
CHRS|COHERUS BIO CMN STK|NQRB|Brut, LLC|2100
CHRS|COHERUS BIO CMN STK|NTFN|Network 1 Financial Securities Inc.|5960
CHRS|COHERUS BIO CMN STK|NTRC|Northern Trust Securities, Inc.|1300
CHRS|COHERUS BIO CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1685
CHRS|COHERUS BIO CMN STK|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4750
CHRS|COHERUS BIO CMN STK|PDQM|CODA MARKETS, INC.|27610
CHRS|COHERUS BIO CMN STK|PIPR|Piper Jaffray & Co.|2500
CHRS|COHERUS BIO CMN STK|PWJC|UBS Financial Services, Inc.|7594
CHRS|COHERUS BIO CMN STK|RAJA|Raymond James & Associates, Inc.|13819
CHRS|COHERUS BIO CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|2089
CHRS|COHERUS BIO CMN STK|RJLC|RJL CAPITAL GROUP, LLC|175
CHRS|COHERUS BIO CMN STK|SAGL|SAGETRADER, LLC|430
CHRS|COHERUS BIO CMN STK|SAGW|SAGETRADER, LLC|2501
CHRS|COHERUS BIO CMN STK|SBSH|Citigroup Global Markets Inc.|229550
CHRS|COHERUS BIO CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|125008
CHRS|COHERUS BIO CMN STK|SPDR|SPEEDROUTE LLC|1120
CHRS|COHERUS BIO CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|807
CHRS|COHERUS BIO CMN STK|STXG|Stockcross Financial Services, Inc.|1300
CHRS|COHERUS BIO CMN STK|SWIM|TD Ameritrade, Inc.|90221
CHRS|COHERUS BIO CMN STK|SWST|Hilltop Securities Inc.|700
CHRS|COHERUS BIO CMN STK|TKNG|ALLY INVEST SECURITIES LLC|1291
CHRS|COHERUS BIO CMN STK|TRBT|Tradebot Systems, Inc.|29636
CHRS|COHERUS BIO CMN STK|TRCM|TRC MARKETS LLC|59887
CHRS|COHERUS BIO CMN STK|TWTT|TASTYWORKS, INC.|500
CHRS|COHERUS BIO CMN STK|UBSA|UBS SECURITIES LLC|731857
CHRS|COHERUS BIO CMN STK|UBSS|UBS Securities LLC|1247591
CHRS|COHERUS BIO CMN STK|VALX|VIRTU AMERICAS LLC|69739
CHRS|COHERUS BIO CMN STK|VGRD|Vanguard Marketing Corporation|2644
CHRS|COHERUS BIO CMN STK|WBLR|WILLIAM BLAIR|4100
CHRS|COHERUS BIO CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
CHRS|COHERUS BIO CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|23361
CHRS|COHERUS BIO CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5094
CHRS|COHERUS BIO CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3530
CHRS|COHERUS BIO CMN STK|WGIF|CIBC World Markets Inc.|290
CHRS|COHERUS BIO CMN STK|WSEA|WOLVERINE SECURITIES, LLC|753
CHRS|COHERUS BIO CMN STK|XIST|INSTINET, LLC|15800
CHRS|COHERUS BIO CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|402300
CHRS|COHERUS BIO CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5920
CHRW|C.H. ROBINSON WW|ABLE|NATIXIS Securities Americas LLC|73942
CHRW|C.H. ROBINSON WW|ADAM|CANACCORD GENUITY INC.|106003
CHRW|C.H. ROBINSON WW|ALTX|Alternet Securities Inc.|12519
CHRW|C.H. ROBINSON WW|ANOS|ABEL/NOSER, L.L.C.|204
CHRW|C.H. ROBINSON WW|APCC|Apex Clearing Corporation|74
CHRW|C.H. ROBINSON WW|AQUA|AQUA SECURITIES L.P.|11500
CHRW|C.H. ROBINSON WW|BANK|Primevest Financial Services, Inc.|2
CHRW|C.H. ROBINSON WW|BARD|Robert W. Baird & Co. Incorporated|270136
CHRW|C.H. ROBINSON WW|BATM|CBOE TRADING, INC.|14602
CHRW|C.H. ROBINSON WW|BAYC|BAY CREST PARTNERS, LLC|8211
CHRW|C.H. ROBINSON WW|BAYT|BTIG, LLC|81210
CHRW|C.H. ROBINSON WW|BBNT|BB&T SECURITIES, LLC|2
CHRW|C.H. ROBINSON WW|BERN|Sanford C. Bernstein & Co., LLC|87124
CHRW|C.H. ROBINSON WW|BGCE|BGC Financial Inc.|3330
CHRW|C.H. ROBINSON WW|BIDS|BIDS TRADING L.P.|1500
CHRW|C.H. ROBINSON WW|BKCM|BNY Mellon Capital Markets LLC|776
CHRW|C.H. ROBINSON WW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16000
CHRW|C.H. ROBINSON WW|BLKX|INSTINET, LLC|109865
CHRW|C.H. ROBINSON WW|BMOC|BMO Capital Markets Corp.|51981
CHRW|C.H. ROBINSON WW|BNPX|BNP PARIBAS SECURITIES CORP.|159332
CHRW|C.H. ROBINSON WW|BTIG|BTIG, LLC|60525
CHRW|C.H. ROBINSON WW|BYXM|CBOE TRADING, INC.|2780
CHRW|C.H. ROBINSON WW|BZYD|GOLDMAN SACHS & CO. LLC|160
CHRW|C.H. ROBINSON WW|CABR|Cabrera Capital Markets, Inc.|25
CHRW|C.H. ROBINSON WW|CANT|Cantor Fitzgerald & Co.|767
CHRW|C.H. ROBINSON WW|CBLC|CITIGROUP GLOBAL MARKETS INC.|89800
CHRW|C.H. ROBINSON WW|CHAS|Charles Schwab & Co., Inc.|3520
CHRW|C.H. ROBINSON WW|CIBP|CIBC World Markets Corp.|10009
CHRW|C.H. ROBINSON WW|CIST|Capital Institutional Services, Inc.|4
CHRW|C.H. ROBINSON WW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1390814
CHRW|C.H. ROBINSON WW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|985
CHRW|C.H. ROBINSON WW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2576
CHRW|C.H. ROBINSON WW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|552752
CHRW|C.H. ROBINSON WW|CTDL|Citadel Derivatives Group Llc|7109
CHRW|C.H. ROBINSON WW|CTLR|CUTLER GROUP, LP|816
CHRW|C.H. ROBINSON WW|CXCX|CITIGROUP GLOBAL MARKETS INC.|82218
CHRW|C.H. ROBINSON WW|DADA|D.A. Davidson & Co.|2292
CHRW|C.H. ROBINSON WW|DAWA|Daiwa Capital Markets America Inc.|99
CHRW|C.H. ROBINSON WW|DBAB|Deutsche Bank Securities Inc.|667362
CHRW|C.H. ROBINSON WW|DBAX|Deutsche Bank Securities Inc.|408000
CHRW|C.H. ROBINSON WW|DBUL|Deutsche Bank Securities Inc.|12667
CHRW|C.H. ROBINSON WW|DCHF|Dart Executions, LLC|4302
CHRW|C.H. ROBINSON WW|DEAN|MORGAN STANLEY|1165
CHRW|C.H. ROBINSON WW|DEGS|RONIN PROFESSIONAL LLC|441
CHRW|C.H. ROBINSON WW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37223
CHRW|C.H. ROBINSON WW|EBXL|EBX LLC|346400
CHRW|C.H. ROBINSON WW|ECUT|CONVERGEX EXECUTION SOLUTIONS|21607
CHRW|C.H. ROBINSON WW|EDJC|Edward Jones / CDS|3
CHRW|C.H. ROBINSON WW|EDJO|Edward D. Jones & Co., L.P.|580
CHRW|C.H. ROBINSON WW|EGAM|CBOE TRADING, INC.|30514
CHRW|C.H. ROBINSON WW|EGAW|CBOE TRADING, INC.|696
CHRW|C.H. ROBINSON WW|EGMT|EG MARKET TECHNOLOGIES LLC|1962
CHRW|C.H. ROBINSON WW|EGXM|CBOE TRADING, INC.|4217
CHRW|C.H. ROBINSON WW|EGXW|CBOE TRADING, INC.|250
CHRW|C.H. ROBINSON WW|ETBE|Electronic Transaction Clearing, Inc.|50500
CHRW|C.H. ROBINSON WW|ETCC|Electronic Transaction Clearing, Inc.|3256
CHRW|C.H. ROBINSON WW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7376
CHRW|C.H. ROBINSON WW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32190
CHRW|C.H. ROBINSON WW|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|107999
CHRW|C.H. ROBINSON WW|ETRS|E*Trade Securities LLC|14774
CHRW|C.H. ROBINSON WW|FBCO|Credit Suisse Securities (USA) LLC|659413
CHRW|C.H. ROBINSON WW|FBSB|U.S. Bancorp Investments, Inc.|112
CHRW|C.H. ROBINSON WW|FIDT|Fidelity Clearing Canada ULC./ CDS|3
CHRW|C.H. ROBINSON WW|FILL|Tradestation Securities, Inc.|3203
CHRW|C.H. ROBINSON WW|FMAF|NBCN Inc./ CDS|2580
CHRW|C.H. ROBINSON WW|FOMA|TD AMERITRADE CLEARING, INC.|24229
CHRW|C.H. ROBINSON WW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|45181
CHRW|C.H. ROBINSON WW|FQLS|Quantlab Securities LP|794976
CHRW|C.H. ROBINSON WW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|165718
CHRW|C.H. ROBINSON WW|FTBR|Foliofn Investments, Inc.|9405
CHRW|C.H. ROBINSON WW|GEBB|GLOBAL EXECUTION BROKERS, LP|28793
CHRW|C.H. ROBINSON WW|GELP|RBC CAPITAL MARKETS, LLC|928
CHRW|C.H. ROBINSON WW|GLPX|ACS EXECUTION SERVICES, LLC|24169
CHRW|C.H. ROBINSON WW|GSCO|GOLDMAN SACHS & CO. LLC|1472741
CHRW|C.H. ROBINSON WW|GSCS|GOLDMAN SACHS & CO. LLC|83097
CHRW|C.H. ROBINSON WW|GSLT|GOLDMAN SACHS & CO. LLC|19274
CHRW|C.H. ROBINSON WW|GTSZ|GTS SECURITIES LLC|442100
CHRW|C.H. ROBINSON WW|HAPX|HAP Trading, LLC|16617
CHRW|C.H. ROBINSON WW|HPPX|POTAMUS TRADING, LLC|300
CHRW|C.H. ROBINSON WW|HRBF|American Enterprise Investment Services Inc.|1725
CHRW|C.H. ROBINSON WW|HSBC|HSBC Securities, Inc.|27985
CHRW|C.H. ROBINSON WW|IATS|INTERACTIVE BROKERS LLC|5391
CHRW|C.H. ROBINSON WW|IBKR|Interactive Brokers Llc|54253
CHRW|C.H. ROBINSON WW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|216
CHRW|C.H. ROBINSON WW|ICBX|INSTINET, LLC|93689
CHRW|C.H. ROBINSON WW|IEQY|CITADEL SECURITIES LLC|321292
CHRW|C.H. ROBINSON WW|INCA|INSTINET, LLC|960205
CHRW|C.H. ROBINSON WW|INJX|INSTINET, LLC|69033
CHRW|C.H. ROBINSON WW|ITGI|ITG Inc.|47514
CHRW|C.H. ROBINSON WW|ITGP|ITG INC.|125400
CHRW|C.H. ROBINSON WW|JANY|Janney Montgomery Scott Inc.|1398
CHRW|C.H. ROBINSON WW|JEFF|JEFFERIES LLC|305715
CHRW|C.H. ROBINSON WW|JMPT|JUMP TRADING, LLC|161096
CHRW|C.H. ROBINSON WW|JPBX|J.P. MORGAN SECURITIES LLC|112985
CHRW|C.H. ROBINSON WW|JPMX|J.P. Morgan Securities LLC|868200
CHRW|C.H. ROBINSON WW|JSJX|JANE STREET CAPITAL LLC|25894
CHRW|C.H. ROBINSON WW|KCGM|VIRTU Americas LLC|60831
CHRW|C.H. ROBINSON WW|LEHM|Barclays Capital Inc./Le|1416373
CHRW|C.H. ROBINSON WW|LIME|Lime Brokerage LLC|197102
CHRW|C.H. ROBINSON WW|LIWD|LIME BROKERAGE LLC|137
CHRW|C.H. ROBINSON WW|LMGP|LIME BROKERAGE LLC|1200
CHRW|C.H. ROBINSON WW|LMNX|LUMINEX TRADING & ANALYTICS LLC|67136
CHRW|C.H. ROBINSON WW|LOOP|Loop Capital Markets LLC|3042
CHRW|C.H. ROBINSON WW|LQNA|LIQUIDNET, INC.|30400
CHRW|C.H. ROBINSON WW|LSCI|Lek Securities Corporation|888
CHRW|C.H. ROBINSON WW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CHRW|C.H. ROBINSON WW|MACC|Mid Atlantic Capital Corporation|1162
CHRW|C.H. ROBINSON WW|MAXM|Maxim Group LLC|161
CHRW|C.H. ROBINSON WW|MBTS|ALLY INVEST SECURITIES LLC|49
CHRW|C.H. ROBINSON WW|MCMF|Raymond James Ltd. Cds|370
CHRW|C.H. ROBINSON WW|MKMP|MKM Partners LLC|7452
CHRW|C.H. ROBINSON WW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154268
CHRW|C.H. ROBINSON WW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
CHRW|C.H. ROBINSON WW|MOTF|MOTIF INVESTING, INC.|8
CHRW|C.H. ROBINSON WW|MSCO|MORGAN STANLEY & CO. LLC|4207711
CHRW|C.H. ROBINSON WW|MSPL|MORGAN STANLEY & CO. LLC|377700
CHRW|C.H. ROBINSON WW|MSTX|MORGAN STANLEY & CO. LLC|267600
CHRW|C.H. ROBINSON WW|NFSC|National Financial Services LLC|192023
CHRW|C.H. ROBINSON WW|NITE|VIRTU Americas LLC|417009
CHRW|C.H. ROBINSON WW|NITP|VIRTU Americas LLC|6393
CHRW|C.H. ROBINSON WW|NQRB|Brut, LLC|13822
CHRW|C.H. ROBINSON WW|NTRC|Northern Trust Securities, Inc.|2466
CHRW|C.H. ROBINSON WW|OHOS|TWO SIGMA SECURITIES, LLC|141497
CHRW|C.H. ROBINSON WW|OPCO|Oppenheimer & Co. Inc.|10295
CHRW|C.H. ROBINSON WW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|380
CHRW|C.H. ROBINSON WW|PDQM|CODA MARKETS, INC.|94570
CHRW|C.H. ROBINSON WW|PHLY|NASDAQ Execution Services, LLC|8600
CHRW|C.H. ROBINSON WW|PWJC|UBS Financial Services, Inc.|149
CHRW|C.H. ROBINSON WW|RAJA|Raymond James & Associates, Inc.|20563
CHRW|C.H. ROBINSON WW|RBCM|RBC CAPITAL MARKETS, LLC|9055
CHRW|C.H. ROBINSON WW|SAGL|SAGETRADER, LLC|72593
CHRW|C.H. ROBINSON WW|SAGW|SAGETRADER, LLC|703
CHRW|C.H. ROBINSON WW|SBSH|Citigroup Global Markets Inc.|464290
CHRW|C.H. ROBINSON WW|SGMT|GOLDMAN SACHS & CO. LLC|312069
CHRW|C.H. ROBINSON WW|SJLS|TRADE INFORMATICS LLC|200
CHRW|C.H. ROBINSON WW|SPDR|SPEEDROUTE LLC|30370
CHRW|C.H. ROBINSON WW|SPHN|Stephens Inc.|57490
CHRW|C.H. ROBINSON WW|STFL|Stifel, Nicolaus & Company, Incorporated|27375
CHRW|C.H. ROBINSON WW|STKP|STOCKPILE INVESTMENTS, INC.|6
CHRW|C.H. ROBINSON WW|SWIM|TD Ameritrade, Inc.|3359
CHRW|C.H. ROBINSON WW|SWST|Hilltop Securities Inc.|750
CHRW|C.H. ROBINSON WW|TONC|CUTTONE & CO., LLC|1860
CHRW|C.H. ROBINSON WW|TOUR|TOURMALINE PARTNERS, LLC|5061
CHRW|C.H. ROBINSON WW|TRBT|Tradebot Systems, Inc.|344947
CHRW|C.H. ROBINSON WW|TRCM|TRC MARKETS LLC|433918
CHRW|C.H. ROBINSON WW|UBSA|UBS SECURITIES LLC|1081652
CHRW|C.H. ROBINSON WW|UBSS|UBS Securities LLC|1667000
CHRW|C.H. ROBINSON WW|VALX|VIRTU AMERICAS LLC|21402
CHRW|C.H. ROBINSON WW|VERT|The Vertical Trading Group, LLC|500
CHRW|C.H. ROBINSON WW|VGRD|Vanguard Marketing Corporation|748
CHRW|C.H. ROBINSON WW|WBLR|WILLIAM BLAIR|50
CHRW|C.H. ROBINSON WW|WBPX|SUMMIT SECURITIES GROUP, LLC|160
CHRW|C.H. ROBINSON WW|WCHV|WELLS FARGO SECURITIES, LLC|184777
CHRW|C.H. ROBINSON WW|WDNX|WEEDEN & CO.L.P.|818
CHRW|C.H. ROBINSON WW|WEDB|WEDBUSH SECURITIES INC.|201
CHRW|C.H. ROBINSON WW|WEED|Weeden & Co.L.P.|2714
CHRW|C.H. ROBINSON WW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12933
CHRW|C.H. ROBINSON WW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21739
CHRW|C.H. ROBINSON WW|WGIF|CIBC World Markets Inc.|3466
CHRW|C.H. ROBINSON WW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1263
CHRW|C.H. ROBINSON WW|WOLF|Wolfe Trahan Securities|400
CHRW|C.H. ROBINSON WW|WSAG|WALL STREET ACCESS|172
CHRW|C.H. ROBINSON WW|WSEA|WOLVERINE SECURITIES, LLC|2405
CHRW|C.H. ROBINSON WW|XIST|INSTINET, LLC|79854
CHRW|C.H. ROBINSON WW|XPQR|Jump Trading|61
CHRW|C.H. ROBINSON WW|XSTM|NATIONAL FINANCIAL SERVICES LLC|22938
CHRW|C.H. ROBINSON WW|YKNA|COMHAR CAPITAL MARKETS, LLC|2783
CHRW|C.H. ROBINSON WW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4909
CHS|CHICO'S F A S INC|ALTX|Alternet Securities Inc.|12342
CHS|CHICO'S F A S INC|APCC|Apex Clearing Corporation|11249
CHS|CHICO'S F A S INC|BANK|Primevest Financial Services, Inc.|1
CHS|CHICO'S F A S INC|BARD|Robert W. Baird & Co. Incorporated|12802
CHS|CHICO'S F A S INC|BATM|CBOE TRADING, INC.|5239
CHS|CHICO'S F A S INC|BAYC|BAY CREST PARTNERS, LLC|660
CHS|CHICO'S F A S INC|BAYT|BTIG, LLC|8500
CHS|CHICO'S F A S INC|BBNT|BB&T SECURITIES, LLC|2600
CHS|CHICO'S F A S INC|BERN|Sanford C. Bernstein & Co., LLC|1871
CHS|CHICO'S F A S INC|BIDS|BIDS TRADING L.P.|4400
CHS|CHICO'S F A S INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19025
CHS|CHICO'S F A S INC|BLKX|INSTINET, LLC|93200
CHS|CHICO'S F A S INC|BNPX|BNP PARIBAS SECURITIES CORP.|45100
CHS|CHICO'S F A S INC|BRVL|BLAYLOCK VAN, LLC|1500
CHS|CHICO'S F A S INC|BTIG|BTIG, LLC|1922
CHS|CHICO'S F A S INC|BYXM|CBOE TRADING, INC.|1711
CHS|CHICO'S F A S INC|CANT|Cantor Fitzgerald & Co.|2120
CHS|CHICO'S F A S INC|CHAS|Charles Schwab & Co., Inc.|4840
CHS|CHICO'S F A S INC|CICF|Canaccord Genuity Corp.|3092
CHS|CHICO'S F A S INC|CIST|Capital Institutional Services, Inc.|3646
CHS|CHICO'S F A S INC|CLSA|CLSA AMERICAS, LLC|1600
CHS|CHICO'S F A S INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|335327
CHS|CHICO'S F A S INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3312
CHS|CHICO'S F A S INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|894248
CHS|CHICO'S F A S INC|CTDL|Citadel Derivatives Group Llc|171443
CHS|CHICO'S F A S INC|CTLR|CUTLER GROUP, LP|608
CHS|CHICO'S F A S INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|218322
CHS|CHICO'S F A S INC|DAVA|Davenport & Company LLC|400
CHS|CHICO'S F A S INC|DBAB|Deutsche Bank Securities Inc.|288189
CHS|CHICO'S F A S INC|DBAX|Deutsche Bank Securities Inc.|1404000
CHS|CHICO'S F A S INC|DBUL|Deutsche Bank Securities Inc.|6713
CHS|CHICO'S F A S INC|DEAN|MORGAN STANLEY|3764
CHS|CHICO'S F A S INC|DEGS|RONIN PROFESSIONAL LLC|2818
CHS|CHICO'S F A S INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
CHS|CHICO'S F A S INC|EBXL|EBX LLC|425300
CHS|CHICO'S F A S INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14157
CHS|CHICO'S F A S INC|EDJO|Edward D. Jones & Co., L.P.|2940
CHS|CHICO'S F A S INC|EGAM|CBOE TRADING, INC.|27514
CHS|CHICO'S F A S INC|EGAW|CBOE TRADING, INC.|768
CHS|CHICO'S F A S INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
CHS|CHICO'S F A S INC|EGXM|CBOE TRADING, INC.|1746
CHS|CHICO'S F A S INC|ETBE|Electronic Transaction Clearing, Inc.|17326
CHS|CHICO'S F A S INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1954
CHS|CHICO'S F A S INC|ETRS|E*Trade Securities LLC|112738
CHS|CHICO'S F A S INC|FBRC|B. RILEY FBR, INC.|101170
CHS|CHICO'S F A S INC|FILL|Tradestation Securities, Inc.|1445
CHS|CHICO'S F A S INC|FINX|FINTECH SECURITIES|1
CHS|CHICO'S F A S INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22671
CHS|CHICO'S F A S INC|FQLS|Quantlab Securities LP|387987
CHS|CHICO'S F A S INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|220806
CHS|CHICO'S F A S INC|FTBR|Foliofn Investments, Inc.|24208
CHS|CHICO'S F A S INC|GBMT|GBM International, Inc.|1200
CHS|CHICO'S F A S INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5900
CHS|CHICO'S F A S INC|GLPX|ACS EXECUTION SERVICES, LLC|43895
CHS|CHICO'S F A S INC|GSCO|GOLDMAN SACHS & CO. LLC|1316531
CHS|CHICO'S F A S INC|GSCS|GOLDMAN SACHS & CO. LLC|85612
CHS|CHICO'S F A S INC|GSLT|GOLDMAN SACHS & CO. LLC|14541
CHS|CHICO'S F A S INC|GTSZ|GTS SECURITIES LLC|100768
CHS|CHICO'S F A S INC|HRBF|American Enterprise Investment Services Inc.|1225
CHS|CHICO'S F A S INC|HSBC|HSBC Securities, Inc.|485
CHS|CHICO'S F A S INC|IATS|INTERACTIVE BROKERS LLC|16620
CHS|CHICO'S F A S INC|IBKR|Interactive Brokers Llc|43520
CHS|CHICO'S F A S INC|ICBX|INSTINET, LLC|230338
CHS|CHICO'S F A S INC|IEQY|CITADEL SECURITIES LLC|98280
CHS|CHICO'S F A S INC|INCA|INSTINET, LLC|364682
CHS|CHICO'S F A S INC|INJX|INSTINET, LLC|19666
CHS|CHICO'S F A S INC|ITGI|ITG Inc.|68360
CHS|CHICO'S F A S INC|ITGP|ITG INC.|1022000
CHS|CHICO'S F A S INC|JANY|Janney Montgomery Scott Inc.|311
CHS|CHICO'S F A S INC|JEFF|JEFFERIES LLC|428186
CHS|CHICO'S F A S INC|JMPT|JUMP TRADING, LLC|92424
CHS|CHICO'S F A S INC|JONE|JonesTrading|4584
CHS|CHICO'S F A S INC|JPBX|J.P. MORGAN SECURITIES LLC|291471
CHS|CHICO'S F A S INC|JPMX|J.P. Morgan Securities LLC|2110126
CHS|CHICO'S F A S INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|2300
CHS|CHICO'S F A S INC|JSJX|JANE STREET CAPITAL LLC|19249
CHS|CHICO'S F A S INC|KCGM|VIRTU Americas LLC|159845
CHS|CHICO'S F A S INC|KEYB|KEYBANC CAPITAL MARKETS INC.|7500
CHS|CHICO'S F A S INC|LEHM|Barclays Capital Inc./Le|2236542
CHS|CHICO'S F A S INC|LIME|Lime Brokerage LLC|11292
CHS|CHICO'S F A S INC|LOOP|Loop Capital Markets LLC|447
CHS|CHICO'S F A S INC|LQNA|LIQUIDNET, INC.|314700
CHS|CHICO'S F A S INC|LSCI|Lek Securities Corporation|987
CHS|CHICO'S F A S INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CHS|CHICO'S F A S INC|MACQ|Macquarie Capital (USA) Inc.|100
CHS|CHICO'S F A S INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|651240
CHS|CHICO'S F A S INC|MOTF|MOTIF INVESTING, INC.|7
CHS|CHICO'S F A S INC|MSCO|MORGAN STANLEY & CO. LLC|3361215
CHS|CHICO'S F A S INC|MSPL|MORGAN STANLEY & CO. LLC|1255300
CHS|CHICO'S F A S INC|MSTX|MORGAN STANLEY & CO. LLC|952900
CHS|CHICO'S F A S INC|MZHO|Mizuho Securities USA LLC|31000
CHS|CHICO'S F A S INC|NEUB|NEUBERGER BERMAN BD LLC|1000
CHS|CHICO'S F A S INC|NFSC|National Financial Services LLC|736023
CHS|CHICO'S F A S INC|NITE|VIRTU Americas LLC|1449763
CHS|CHICO'S F A S INC|NITP|VIRTU Americas LLC|53401
CHS|CHICO'S F A S INC|NQRB|Brut, LLC|11277
CHS|CHICO'S F A S INC|NTBF|BMO Nesbitt Burns Inc./CDS|50
CHS|CHICO'S F A S INC|NTRC|Northern Trust Securities, Inc.|5194
CHS|CHICO'S F A S INC|OHOS|TWO SIGMA SECURITIES, LLC|48380
CHS|CHICO'S F A S INC|OPCO|Oppenheimer & Co. Inc.|1300
CHS|CHICO'S F A S INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
CHS|CHICO'S F A S INC|PDQM|CODA MARKETS, INC.|39171
CHS|CHICO'S F A S INC|PHLY|NASDAQ Execution Services, LLC|11200
CHS|CHICO'S F A S INC|PIPR|Piper Jaffray & Co.|266
CHS|CHICO'S F A S INC|QMSR|QUATTRO M SECURITIES INC.|6232
CHS|CHICO'S F A S INC|RBCM|RBC CAPITAL MARKETS, LLC|134822
CHS|CHICO'S F A S INC|SAGL|SAGETRADER, LLC|2474
CHS|CHICO'S F A S INC|SAGW|SAGETRADER, LLC|3811
CHS|CHICO'S F A S INC|SALI|INTL FCSTONE FINANCIAL INC.|1000
CHS|CHICO'S F A S INC|SBSH|Citigroup Global Markets Inc.|232249
CHS|CHICO'S F A S INC|SEIC|SEI Investments Distribution Co.|300
CHS|CHICO'S F A S INC|SGMT|GOLDMAN SACHS & CO. LLC|605069
CHS|CHICO'S F A S INC|SIBO|Prime Executions, Inc.|95360
CHS|CHICO'S F A S INC|SOGO|Wang Investment Associates, Inc.|804
CHS|CHICO'S F A S INC|SPDR|SPEEDROUTE LLC|3174
CHS|CHICO'S F A S INC|SPHN|Stephens Inc.|2383
CHS|CHICO'S F A S INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1200
CHS|CHICO'S F A S INC|STFL|Stifel, Nicolaus & Company, Incorporated|15067
CHS|CHICO'S F A S INC|STKP|STOCKPILE INVESTMENTS, INC.|548
CHS|CHICO'S F A S INC|STRS|STRATEGAS RESEARCH PARTNERS|700
CHS|CHICO'S F A S INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15993
CHS|CHICO'S F A S INC|SWIM|TD Ameritrade, Inc.|145253
CHS|CHICO'S F A S INC|SWST|Hilltop Securities Inc.|1350
CHS|CHICO'S F A S INC|TAGC|TELSEY ADVISORY GROUP LLC|33759
CHS|CHICO'S F A S INC|TKNG|ALLY INVEST SECURITIES LLC|5979
CHS|CHICO'S F A S INC|TMBR|Timber Hill LLC|1600
CHS|CHICO'S F A S INC|TRBT|Tradebot Systems, Inc.|321059
CHS|CHICO'S F A S INC|TRCM|TRC MARKETS LLC|34208
CHS|CHICO'S F A S INC|TWTT|TASTYWORKS, INC.|200
CHS|CHICO'S F A S INC|UBSA|UBS SECURITIES LLC|1711070
CHS|CHICO'S F A S INC|UBSS|UBS Securities LLC|1539548
CHS|CHICO'S F A S INC|VALX|VIRTU AMERICAS LLC|100492
CHS|CHICO'S F A S INC|VGRD|Vanguard Marketing Corporation|17680
CHS|CHICO'S F A S INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2658
CHS|CHICO'S F A S INC|WCHV|WELLS FARGO SECURITIES, LLC|154799
CHS|CHICO'S F A S INC|WDNX|WEEDEN & CO.L.P.|2798
CHS|CHICO'S F A S INC|WEDB|WEDBUSH SECURITIES INC.|25810
CHS|CHICO'S F A S INC|WEED|Weeden & Co.L.P.|6589
CHS|CHICO'S F A S INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8478
CHS|CHICO'S F A S INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16914
CHS|CHICO'S F A S INC|WFPB|Wells Fargo Securities, LLC.|13511
CHS|CHICO'S F A S INC|WSEA|WOLVERINE SECURITIES, LLC|9250
CHS|CHICO'S F A S INC|XIST|INSTINET, LLC|243800
CHS|CHICO'S F A S INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|173760
CHS|CHICO'S F A S INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4026
CHS|CHICO'S F A S INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11272
CHSCL|CHS B CUM PFD SRS 4|BARD|Robert W. Baird & Co. Incorporated|36
CHSCL|CHS B CUM PFD SRS 4|BATM|CBOE TRADING, INC.|165
CHSCL|CHS B CUM PFD SRS 4|BBNT|BB&T SECURITIES, LLC|231
CHSCL|CHS B CUM PFD SRS 4|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1389
CHSCL|CHS B CUM PFD SRS 4|CMMW|Commonwealth Financial Network|400
CHSCL|CHS B CUM PFD SRS 4|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1254
CHSCL|CHS B CUM PFD SRS 4|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4093
CHSCL|CHS B CUM PFD SRS 4|CXCX|CITIGROUP GLOBAL MARKETS INC.|5380
CHSCL|CHS B CUM PFD SRS 4|DADA|D.A. Davidson & Co.|2486
CHSCL|CHS B CUM PFD SRS 4|DBAX|Deutsche Bank Securities Inc.|2700
CHSCL|CHS B CUM PFD SRS 4|DEAN|MORGAN STANLEY|4163
CHSCL|CHS B CUM PFD SRS 4|DEGS|RONIN PROFESSIONAL LLC|3925
CHSCL|CHS B CUM PFD SRS 4|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|341
CHSCL|CHS B CUM PFD SRS 4|EBXL|EBX LLC|2600
CHSCL|CHS B CUM PFD SRS 4|EDJO|Edward D. Jones & Co., L.P.|29
CHSCL|CHS B CUM PFD SRS 4|ESPO|ESPOSITO SECURITIES, LLC|296
CHSCL|CHS B CUM PFD SRS 4|ETRS|E*Trade Securities LLC|1472
CHSCL|CHS B CUM PFD SRS 4|FBCO|Credit Suisse Securities (USA) LLC|764
CHSCL|CHS B CUM PFD SRS 4|FMAF|NBCN Inc./ CDS|100
CHSCL|CHS B CUM PFD SRS 4|FOMA|TD AMERITRADE CLEARING, INC.|19381
CHSCL|CHS B CUM PFD SRS 4|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1173
CHSCL|CHS B CUM PFD SRS 4|GLPX|ACS EXECUTION SERVICES, LLC|1083
CHSCL|CHS B CUM PFD SRS 4|GSCO|GOLDMAN SACHS & CO. LLC|2317
CHSCL|CHS B CUM PFD SRS 4|GSCS|GOLDMAN SACHS & CO. LLC|2034
CHSCL|CHS B CUM PFD SRS 4|GSLT|GOLDMAN SACHS & CO. LLC|262
CHSCL|CHS B CUM PFD SRS 4|GTSZ|GTS SECURITIES LLC|3763
CHSCL|CHS B CUM PFD SRS 4|HRBF|American Enterprise Investment Services Inc.|306
CHSCL|CHS B CUM PFD SRS 4|IATS|INTERACTIVE BROKERS LLC|953
CHSCL|CHS B CUM PFD SRS 4|IBKR|Interactive Brokers Llc|17029
CHSCL|CHS B CUM PFD SRS 4|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|61
CHSCL|CHS B CUM PFD SRS 4|ICBX|INSTINET, LLC|700
CHSCL|CHS B CUM PFD SRS 4|INCA|INSTINET, LLC|4021
CHSCL|CHS B CUM PFD SRS 4|INJX|INSTINET, LLC|4791
CHSCL|CHS B CUM PFD SRS 4|ITGP|ITG INC.|800
CHSCL|CHS B CUM PFD SRS 4|JEFF|JEFFERIES LLC|5094
CHSCL|CHS B CUM PFD SRS 4|JPMX|J.P. Morgan Securities LLC|5848
CHSCL|CHS B CUM PFD SRS 4|KCGM|VIRTU Americas LLC|400
CHSCL|CHS B CUM PFD SRS 4|LEHM|Barclays Capital Inc./Le|5000
CHSCL|CHS B CUM PFD SRS 4|LIME|Lime Brokerage LLC|5058
CHSCL|CHS B CUM PFD SRS 4|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CHSCL|CHS B CUM PFD SRS 4|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4808
CHSCL|CHS B CUM PFD SRS 4|MSCO|MORGAN STANLEY & CO. LLC|31112
CHSCL|CHS B CUM PFD SRS 4|MSPL|MORGAN STANLEY & CO. LLC|800
CHSCL|CHS B CUM PFD SRS 4|NFSC|National Financial Services LLC|30001
CHSCL|CHS B CUM PFD SRS 4|NITE|VIRTU Americas LLC|47775
CHSCL|CHS B CUM PFD SRS 4|NQRB|Brut, LLC|1528
CHSCL|CHS B CUM PFD SRS 4|NTRC|Northern Trust Securities, Inc.|1000
CHSCL|CHS B CUM PFD SRS 4|OPCO|Oppenheimer & Co. Inc.|206
CHSCL|CHS B CUM PFD SRS 4|PDQM|CODA MARKETS, INC.|1784
CHSCL|CHS B CUM PFD SRS 4|PWJC|UBS Financial Services, Inc.|4863
CHSCL|CHS B CUM PFD SRS 4|RAJA|Raymond James & Associates, Inc.|1948
CHSCL|CHS B CUM PFD SRS 4|RBCM|RBC CAPITAL MARKETS, LLC|4482
CHSCL|CHS B CUM PFD SRS 4|SALI|INTL FCSTONE FINANCIAL INC.|126
CHSCL|CHS B CUM PFD SRS 4|SBSH|Citigroup Global Markets Inc.|293
CHSCL|CHS B CUM PFD SRS 4|SGMT|GOLDMAN SACHS & CO. LLC|1584
CHSCL|CHS B CUM PFD SRS 4|SPDR|SPEEDROUTE LLC|1218
CHSCL|CHS B CUM PFD SRS 4|SPHN|Stephens Inc.|4
CHSCL|CHS B CUM PFD SRS 4|STFL|Stifel, Nicolaus & Company, Incorporated|994
CHSCL|CHS B CUM PFD SRS 4|SWIM|TD Ameritrade, Inc.|4300
CHSCL|CHS B CUM PFD SRS 4|SWST|Hilltop Securities Inc.|58
CHSCL|CHS B CUM PFD SRS 4|TRBT|Tradebot Systems, Inc.|290
CHSCL|CHS B CUM PFD SRS 4|TRCM|TRC MARKETS LLC|619
CHSCL|CHS B CUM PFD SRS 4|UBSA|UBS SECURITIES LLC|10750
CHSCL|CHS B CUM PFD SRS 4|UBSS|UBS Securities LLC|34321
CHSCL|CHS B CUM PFD SRS 4|VGRD|Vanguard Marketing Corporation|4013
CHSCL|CHS B CUM PFD SRS 4|WCHV|WELLS FARGO SECURITIES, LLC|36264
CHSCL|CHS B CUM PFD SRS 4|WGIF|CIBC World Markets Inc.|285
CHSCL|CHS B CUM PFD SRS 4|XSTM|NATIONAL FINANCIAL SERVICES LLC|2454
CHSCL|CHS B CUM PFD SRS 4|YKNA|COMHAR CAPITAL MARKETS, LLC|1
CHSCL|CHS B CUM PFD SRS 4|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1980
CHSCM|CHS PFD CLB SER3|BARD|Robert W. Baird & Co. Incorporated|1075
CHSCM|CHS PFD CLB SER3|BBNT|BB&T SECURITIES, LLC|554
CHSCM|CHS PFD CLB SER3|BERN|Sanford C. Bernstein & Co., LLC|973
CHSCM|CHS PFD CLB SER3|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1420
CHSCM|CHS PFD CLB SER3|BNCH|The Benchmark Company, LLC|425
CHSCM|CHS PFD CLB SER3|BTIG|BTIG, LLC|4806
CHSCM|CHS PFD CLB SER3|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8781
CHSCM|CHS PFD CLB SER3|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15500
CHSCM|CHS PFD CLB SER3|CXCX|CITIGROUP GLOBAL MARKETS INC.|5496
CHSCM|CHS PFD CLB SER3|DADA|D.A. Davidson & Co.|3000
CHSCM|CHS PFD CLB SER3|DBAX|Deutsche Bank Securities Inc.|8500
CHSCM|CHS PFD CLB SER3|DEAN|MORGAN STANLEY|3463
CHSCM|CHS PFD CLB SER3|DEGS|RONIN PROFESSIONAL LLC|5313
CHSCM|CHS PFD CLB SER3|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4312
CHSCM|CHS PFD CLB SER3|EBXL|EBX LLC|3500
CHSCM|CHS PFD CLB SER3|ECUT|CONVERGEX EXECUTION SOLUTIONS|2533
CHSCM|CHS PFD CLB SER3|EDJO|Edward D. Jones & Co., L.P.|1267
CHSCM|CHS PFD CLB SER3|FBCO|Credit Suisse Securities (USA) LLC|3691
CHSCM|CHS PFD CLB SER3|FOMA|TD AMERITRADE CLEARING, INC.|7754
CHSCM|CHS PFD CLB SER3|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2239
CHSCM|CHS PFD CLB SER3|GEBB|GLOBAL EXECUTION BROKERS, LP|500
CHSCM|CHS PFD CLB SER3|GLPX|ACS EXECUTION SERVICES, LLC|600
CHSCM|CHS PFD CLB SER3|GSCO|GOLDMAN SACHS & CO. LLC|4527
CHSCM|CHS PFD CLB SER3|GSCS|GOLDMAN SACHS & CO. LLC|1693
CHSCM|CHS PFD CLB SER3|GTSZ|GTS SECURITIES LLC|2717
CHSCM|CHS PFD CLB SER3|HRBF|American Enterprise Investment Services Inc.|440
CHSCM|CHS PFD CLB SER3|IATS|INTERACTIVE BROKERS LLC|374
CHSCM|CHS PFD CLB SER3|IBKR|Interactive Brokers Llc|12634
CHSCM|CHS PFD CLB SER3|ICBX|INSTINET, LLC|2100
CHSCM|CHS PFD CLB SER3|INCA|INSTINET, LLC|4964
CHSCM|CHS PFD CLB SER3|INJX|INSTINET, LLC|3804
CHSCM|CHS PFD CLB SER3|ITGI|ITG Inc.|600
CHSCM|CHS PFD CLB SER3|ITGP|ITG INC.|400
CHSCM|CHS PFD CLB SER3|JANY|Janney Montgomery Scott Inc.|500
CHSCM|CHS PFD CLB SER3|JEFF|JEFFERIES LLC|1792
CHSCM|CHS PFD CLB SER3|JPMX|J.P. Morgan Securities LLC|5118
CHSCM|CHS PFD CLB SER3|KCGM|VIRTU Americas LLC|814
CHSCM|CHS PFD CLB SER3|LEHM|Barclays Capital Inc./Le|4400
CHSCM|CHS PFD CLB SER3|LIME|Lime Brokerage LLC|11686
CHSCM|CHS PFD CLB SER3|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1055
CHSCM|CHS PFD CLB SER3|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3910
CHSCM|CHS PFD CLB SER3|MSCO|MORGAN STANLEY & CO. LLC|52139
CHSCM|CHS PFD CLB SER3|MSPL|MORGAN STANLEY & CO. LLC|1600
CHSCM|CHS PFD CLB SER3|NFSC|National Financial Services LLC|16187
CHSCM|CHS PFD CLB SER3|NITE|VIRTU Americas LLC|43068
CHSCM|CHS PFD CLB SER3|NQRB|Brut, LLC|1508
CHSCM|CHS PFD CLB SER3|NTRC|Northern Trust Securities, Inc.|1000
CHSCM|CHS PFD CLB SER3|OPCO|Oppenheimer & Co. Inc.|2252
CHSCM|CHS PFD CLB SER3|PDQM|CODA MARKETS, INC.|1000
CHSCM|CHS PFD CLB SER3|PWJC|UBS Financial Services, Inc.|121
CHSCM|CHS PFD CLB SER3|RAJA|Raymond James & Associates, Inc.|687
CHSCM|CHS PFD CLB SER3|RBCM|RBC CAPITAL MARKETS, LLC|2726
CHSCM|CHS PFD CLB SER3|SALI|INTL FCSTONE FINANCIAL INC.|106
CHSCM|CHS PFD CLB SER3|SBSH|Citigroup Global Markets Inc.|524
CHSCM|CHS PFD CLB SER3|SGMT|GOLDMAN SACHS & CO. LLC|1700
CHSCM|CHS PFD CLB SER3|SPDR|SPEEDROUTE LLC|2510
CHSCM|CHS PFD CLB SER3|STFL|Stifel, Nicolaus & Company, Incorporated|7915
CHSCM|CHS PFD CLB SER3|SWIM|TD Ameritrade, Inc.|4239
CHSCM|CHS PFD CLB SER3|SWST|Hilltop Securities Inc.|132
CHSCM|CHS PFD CLB SER3|TRBT|Tradebot Systems, Inc.|1
CHSCM|CHS PFD CLB SER3|TRCM|TRC MARKETS LLC|1136
CHSCM|CHS PFD CLB SER3|UBSA|UBS SECURITIES LLC|23524
CHSCM|CHS PFD CLB SER3|UBSS|UBS Securities LLC|48290
CHSCM|CHS PFD CLB SER3|VGRD|Vanguard Marketing Corporation|1755
CHSCM|CHS PFD CLB SER3|WCHV|WELLS FARGO SECURITIES, LLC|16963
CHSCM|CHS PFD CLB SER3|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CHSCM|CHS PFD CLB SER3|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
CHSCM|CHS PFD CLB SER3|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4342
CHSCN|CHS INC PFD B SRS 2|BARD|Robert W. Baird & Co. Incorporated|73
CHSCN|CHS INC PFD B SRS 2|BATM|CBOE TRADING, INC.|100
CHSCN|CHS INC PFD B SRS 2|BBNT|BB&T SECURITIES, LLC|678
CHSCN|CHS INC PFD B SRS 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|275
CHSCN|CHS INC PFD B SRS 2|BTIG|BTIG, LLC|2970
CHSCN|CHS INC PFD B SRS 2|BYXM|CBOE TRADING, INC.|100
CHSCN|CHS INC PFD B SRS 2|CANT|Cantor Fitzgerald & Co.|203
CHSCN|CHS INC PFD B SRS 2|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|988
CHSCN|CHS INC PFD B SRS 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2813
CHSCN|CHS INC PFD B SRS 2|CXCX|CITIGROUP GLOBAL MARKETS INC.|3448
CHSCN|CHS INC PFD B SRS 2|DADA|D.A. Davidson & Co.|1302
CHSCN|CHS INC PFD B SRS 2|DBAX|Deutsche Bank Securities Inc.|2000
CHSCN|CHS INC PFD B SRS 2|DEAN|MORGAN STANLEY|1424
CHSCN|CHS INC PFD B SRS 2|DEGS|RONIN PROFESSIONAL LLC|4022
CHSCN|CHS INC PFD B SRS 2|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2342
CHSCN|CHS INC PFD B SRS 2|EBXL|EBX LLC|600
CHSCN|CHS INC PFD B SRS 2|ECUT|CONVERGEX EXECUTION SOLUTIONS|2100
CHSCN|CHS INC PFD B SRS 2|EDJO|Edward D. Jones & Co., L.P.|55
CHSCN|CHS INC PFD B SRS 2|ETRS|E*Trade Securities LLC|1063
CHSCN|CHS INC PFD B SRS 2|FBCO|Credit Suisse Securities (USA) LLC|588
CHSCN|CHS INC PFD B SRS 2|FOMA|TD AMERITRADE CLEARING, INC.|341
CHSCN|CHS INC PFD B SRS 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4707
CHSCN|CHS INC PFD B SRS 2|GLPX|ACS EXECUTION SERVICES, LLC|1417
CHSCN|CHS INC PFD B SRS 2|GSCO|GOLDMAN SACHS & CO. LLC|4841
CHSCN|CHS INC PFD B SRS 2|GSCS|GOLDMAN SACHS & CO. LLC|2463
CHSCN|CHS INC PFD B SRS 2|GSLT|GOLDMAN SACHS & CO. LLC|62
CHSCN|CHS INC PFD B SRS 2|GTSZ|GTS SECURITIES LLC|2726
CHSCN|CHS INC PFD B SRS 2|HRBF|American Enterprise Investment Services Inc.|72
CHSCN|CHS INC PFD B SRS 2|IATS|INTERACTIVE BROKERS LLC|120
CHSCN|CHS INC PFD B SRS 2|IBKR|Interactive Brokers Llc|11572
CHSCN|CHS INC PFD B SRS 2|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|154
CHSCN|CHS INC PFD B SRS 2|INCA|INSTINET, LLC|3947
CHSCN|CHS INC PFD B SRS 2|INJX|INSTINET, LLC|549
CHSCN|CHS INC PFD B SRS 2|JEFF|JEFFERIES LLC|654
CHSCN|CHS INC PFD B SRS 2|JPMX|J.P. Morgan Securities LLC|1200
CHSCN|CHS INC PFD B SRS 2|KCGM|VIRTU Americas LLC|100
CHSCN|CHS INC PFD B SRS 2|LEHM|Barclays Capital Inc./Le|1200
CHSCN|CHS INC PFD B SRS 2|LIME|Lime Brokerage LLC|4642
CHSCN|CHS INC PFD B SRS 2|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1860
CHSCN|CHS INC PFD B SRS 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
CHSCN|CHS INC PFD B SRS 2|MSCO|MORGAN STANLEY & CO. LLC|40560
CHSCN|CHS INC PFD B SRS 2|MSPL|MORGAN STANLEY & CO. LLC|1100
CHSCN|CHS INC PFD B SRS 2|NFSC|National Financial Services LLC|14689
CHSCN|CHS INC PFD B SRS 2|NITE|VIRTU Americas LLC|23625
CHSCN|CHS INC PFD B SRS 2|NQRB|Brut, LLC|1072
CHSCN|CHS INC PFD B SRS 2|OPCO|Oppenheimer & Co. Inc.|1428
CHSCN|CHS INC PFD B SRS 2|PDQM|CODA MARKETS, INC.|1809
CHSCN|CHS INC PFD B SRS 2|PWJC|UBS Financial Services, Inc.|233
CHSCN|CHS INC PFD B SRS 2|RAJA|Raymond James & Associates, Inc.|177
CHSCN|CHS INC PFD B SRS 2|RBCM|RBC CAPITAL MARKETS, LLC|512
CHSCN|CHS INC PFD B SRS 2|SALI|INTL FCSTONE FINANCIAL INC.|208
CHSCN|CHS INC PFD B SRS 2|SBSH|Citigroup Global Markets Inc.|829
CHSCN|CHS INC PFD B SRS 2|SGMT|GOLDMAN SACHS & CO. LLC|1946
CHSCN|CHS INC PFD B SRS 2|SPDR|SPEEDROUTE LLC|900
CHSCN|CHS INC PFD B SRS 2|STFL|Stifel, Nicolaus & Company, Incorporated|449
CHSCN|CHS INC PFD B SRS 2|SWST|Hilltop Securities Inc.|750
CHSCN|CHS INC PFD B SRS 2|TRBT|Tradebot Systems, Inc.|359
CHSCN|CHS INC PFD B SRS 2|UBSA|UBS SECURITIES LLC|5104
CHSCN|CHS INC PFD B SRS 2|UBSS|UBS Securities LLC|29393
CHSCN|CHS INC PFD B SRS 2|VGRD|Vanguard Marketing Corporation|450
CHSCN|CHS INC PFD B SRS 2|WCHV|WELLS FARGO SECURITIES, LLC|11329
CHSCN|CHS INC PFD B SRS 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|522
CHSCN|CHS INC PFD B SRS 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1012
CHSCO|CHS INC CL B PFD|APCC|Apex Clearing Corporation|345
CHSCO|CHS INC CL B PFD|BANK|Primevest Financial Services, Inc.|100
CHSCO|CHS INC CL B PFD|BATM|CBOE TRADING, INC.|1
CHSCO|CHS INC CL B PFD|BBNT|BB&T SECURITIES, LLC|88
CHSCO|CHS INC CL B PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|206
CHSCO|CHS INC CL B PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2637
CHSCO|CHS INC CL B PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3778
CHSCO|CHS INC CL B PFD|DADA|D.A. Davidson & Co.|2711
CHSCO|CHS INC CL B PFD|DBAX|Deutsche Bank Securities Inc.|3600
CHSCO|CHS INC CL B PFD|DEAN|MORGAN STANLEY|688
CHSCO|CHS INC CL B PFD|DEGS|RONIN PROFESSIONAL LLC|3263
CHSCO|CHS INC CL B PFD|EBXL|EBX LLC|1400
CHSCO|CHS INC CL B PFD|EDJO|Edward D. Jones & Co., L.P.|3543
CHSCO|CHS INC CL B PFD|ETRS|E*Trade Securities LLC|321
CHSCO|CHS INC CL B PFD|FBCO|Credit Suisse Securities (USA) LLC|486
CHSCO|CHS INC CL B PFD|FBSB|U.S. Bancorp Investments, Inc.|2400
CHSCO|CHS INC CL B PFD|FOMA|TD AMERITRADE CLEARING, INC.|9040
CHSCO|CHS INC CL B PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|674
CHSCO|CHS INC CL B PFD|GLPX|ACS EXECUTION SERVICES, LLC|1142
CHSCO|CHS INC CL B PFD|GSCO|GOLDMAN SACHS & CO. LLC|860
CHSCO|CHS INC CL B PFD|GSCS|GOLDMAN SACHS & CO. LLC|2
CHSCO|CHS INC CL B PFD|GSLT|GOLDMAN SACHS & CO. LLC|291
CHSCO|CHS INC CL B PFD|GTSZ|GTS SECURITIES LLC|1512
CHSCO|CHS INC CL B PFD|HRBF|American Enterprise Investment Services Inc.|3107
CHSCO|CHS INC CL B PFD|IATS|INTERACTIVE BROKERS LLC|900
CHSCO|CHS INC CL B PFD|IBKR|Interactive Brokers Llc|11610
CHSCO|CHS INC CL B PFD|ICBX|INSTINET, LLC|1200
CHSCO|CHS INC CL B PFD|INCA|INSTINET, LLC|3939
CHSCO|CHS INC CL B PFD|INJX|INSTINET, LLC|3496
CHSCO|CHS INC CL B PFD|JEFF|JEFFERIES LLC|1030
CHSCO|CHS INC CL B PFD|JPMX|J.P. Morgan Securities LLC|2000
CHSCO|CHS INC CL B PFD|LEHM|Barclays Capital Inc./Le|800
CHSCO|CHS INC CL B PFD|LIME|Lime Brokerage LLC|2688
CHSCO|CHS INC CL B PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2410
CHSCO|CHS INC CL B PFD|MACC|Mid Atlantic Capital Corporation|68
CHSCO|CHS INC CL B PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
CHSCO|CHS INC CL B PFD|MSCO|MORGAN STANLEY & CO. LLC|16026
CHSCO|CHS INC CL B PFD|NFSC|National Financial Services LLC|9301
CHSCO|CHS INC CL B PFD|NITE|VIRTU Americas LLC|28895
CHSCO|CHS INC CL B PFD|NQRB|Brut, LLC|1600
CHSCO|CHS INC CL B PFD|OPCO|Oppenheimer & Co. Inc.|5
CHSCO|CHS INC CL B PFD|PDQM|CODA MARKETS, INC.|1819
CHSCO|CHS INC CL B PFD|PWJC|UBS Financial Services, Inc.|237
CHSCO|CHS INC CL B PFD|RAJA|Raymond James & Associates, Inc.|1960
CHSCO|CHS INC CL B PFD|RBCM|RBC CAPITAL MARKETS, LLC|6394
CHSCO|CHS INC CL B PFD|SALI|INTL FCSTONE FINANCIAL INC.|20
CHSCO|CHS INC CL B PFD|SBSH|Citigroup Global Markets Inc.|10
CHSCO|CHS INC CL B PFD|SPDR|SPEEDROUTE LLC|1986
CHSCO|CHS INC CL B PFD|STFL|Stifel, Nicolaus & Company, Incorporated|350
CHSCO|CHS INC CL B PFD|TRCM|TRC MARKETS LLC|1254
CHSCO|CHS INC CL B PFD|UBSA|UBS SECURITIES LLC|10834
CHSCO|CHS INC CL B PFD|UBSS|UBS Securities LLC|15934
CHSCO|CHS INC CL B PFD|VGRD|Vanguard Marketing Corporation|1237
CHSCO|CHS INC CL B PFD|WCHV|WELLS FARGO SECURITIES, LLC|15499
CHSCO|CHS INC CL B PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1840
CHSCO|CHS INC CL B PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5467
CHSCP|CHS INC CUM PFD   ##|BATM|CBOE TRADING, INC.|301
CHSCP|CHS INC CUM PFD   ##|BAYC|BAY CREST PARTNERS, LLC|423
CHSCP|CHS INC CUM PFD   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1879
CHSCP|CHS INC CUM PFD   ##|CMMW|Commonwealth Financial Network|4400
CHSCP|CHS INC CUM PFD   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2905
CHSCP|CHS INC CUM PFD   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|5000
CHSCP|CHS INC CUM PFD   ##|DADA|D.A. Davidson & Co.|3190
CHSCP|CHS INC CUM PFD   ##|DBAX|Deutsche Bank Securities Inc.|500
CHSCP|CHS INC CUM PFD   ##|DEGS|RONIN PROFESSIONAL LLC|1289
CHSCP|CHS INC CUM PFD   ##|EBXL|EBX LLC|800
CHSCP|CHS INC CUM PFD   ##|EDJO|Edward D. Jones & Co., L.P.|2103
CHSCP|CHS INC CUM PFD   ##|EGXM|CBOE TRADING, INC.|624
CHSCP|CHS INC CUM PFD   ##|ETRS|E*Trade Securities LLC|7851
CHSCP|CHS INC CUM PFD   ##|FBCO|Credit Suisse Securities (USA) LLC|2814
CHSCP|CHS INC CUM PFD   ##|FBSB|U.S. Bancorp Investments, Inc.|500
CHSCP|CHS INC CUM PFD   ##|FOMA|TD AMERITRADE CLEARING, INC.|35417
CHSCP|CHS INC CUM PFD   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
CHSCP|CHS INC CUM PFD   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|90
CHSCP|CHS INC CUM PFD   ##|GSCO|GOLDMAN SACHS & CO. LLC|200
CHSCP|CHS INC CUM PFD   ##|GSCS|GOLDMAN SACHS & CO. LLC|97
CHSCP|CHS INC CUM PFD   ##|GTSZ|GTS SECURITIES LLC|1604
CHSCP|CHS INC CUM PFD   ##|HRBF|American Enterprise Investment Services Inc.|335
CHSCP|CHS INC CUM PFD   ##|IBKR|Interactive Brokers Llc|2150
CHSCP|CHS INC CUM PFD   ##|ICBX|INSTINET, LLC|100
CHSCP|CHS INC CUM PFD   ##|INCA|INSTINET, LLC|1372
CHSCP|CHS INC CUM PFD   ##|INJX|INSTINET, LLC|2100
CHSCP|CHS INC CUM PFD   ##|ITGI|ITG Inc.|11500
CHSCP|CHS INC CUM PFD   ##|JANY|Janney Montgomery Scott Inc.|2000
CHSCP|CHS INC CUM PFD   ##|JEFF|JEFFERIES LLC|959
CHSCP|CHS INC CUM PFD   ##|JPMX|J.P. Morgan Securities LLC|4000
CHSCP|CHS INC CUM PFD   ##|LEHM|Barclays Capital Inc./Le|200
CHSCP|CHS INC CUM PFD   ##|LIME|Lime Brokerage LLC|3920
CHSCP|CHS INC CUM PFD   ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|430
CHSCP|CHS INC CUM PFD   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8600
CHSCP|CHS INC CUM PFD   ##|MSCO|MORGAN STANLEY & CO. LLC|11988
CHSCP|CHS INC CUM PFD   ##|NFSC|National Financial Services LLC|12420
CHSCP|CHS INC CUM PFD   ##|NITE|VIRTU Americas LLC|31666
CHSCP|CHS INC CUM PFD   ##|NQRB|Brut, LLC|400
CHSCP|CHS INC CUM PFD   ##|OPCO|Oppenheimer & Co. Inc.|445
CHSCP|CHS INC CUM PFD   ##|PWJC|UBS Financial Services, Inc.|137
CHSCP|CHS INC CUM PFD   ##|RAJA|Raymond James & Associates, Inc.|41074
CHSCP|CHS INC CUM PFD   ##|RBCM|RBC CAPITAL MARKETS, LLC|1189
CHSCP|CHS INC CUM PFD   ##|SAGL|SAGETRADER, LLC|100
CHSCP|CHS INC CUM PFD   ##|SBSH|Citigroup Global Markets Inc.|6
CHSCP|CHS INC CUM PFD   ##|SGMT|GOLDMAN SACHS & CO. LLC|468
CHSCP|CHS INC CUM PFD   ##|SWIM|TD Ameritrade, Inc.|10
CHSCP|CHS INC CUM PFD   ##|TKNG|ALLY INVEST SECURITIES LLC|1390
CHSCP|CHS INC CUM PFD   ##|TRBT|Tradebot Systems, Inc.|100
CHSCP|CHS INC CUM PFD   ##|UBSA|UBS SECURITIES LLC|19300
CHSCP|CHS INC CUM PFD   ##|UBSS|UBS Securities LLC|47853
CHSCP|CHS INC CUM PFD   ##|VGRD|Vanguard Marketing Corporation|1046
CHSCP|CHS INC CUM PFD   ##|VNDM|Wall Street Access|38909
CHSCP|CHS INC CUM PFD   ##|WCHV|WELLS FARGO SECURITIES, LLC|4214
CHSCP|CHS INC CUM PFD   ##|WGIF|CIBC World Markets Inc.|30
CHSCP|CHS INC CUM PFD   ##|WSEA|WOLVERINE SECURITIES, LLC|880
CHSCP|CHS INC CUM PFD   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CHSCP|CHS INC CUM PFD   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3552
CHSP|CHESAPEAKE LODGING T|ALTX|Alternet Securities Inc.|1700
CHSP|CHESAPEAKE LODGING T|APCC|Apex Clearing Corporation|66
CHSP|CHESAPEAKE LODGING T|BARD|Robert W. Baird & Co. Incorporated|9022
CHSP|CHESAPEAKE LODGING T|BATM|CBOE TRADING, INC.|1037
CHSP|CHESAPEAKE LODGING T|BBNT|BB&T SECURITIES, LLC|18
CHSP|CHESAPEAKE LODGING T|BERN|Sanford C. Bernstein & Co., LLC|30211
CHSP|CHESAPEAKE LODGING T|BIDS|BIDS TRADING L.P.|300
CHSP|CHESAPEAKE LODGING T|BKMM|BNY MELLON CAPITAL MARKETS, LLC|426
CHSP|CHESAPEAKE LODGING T|BLKX|INSTINET, LLC|7744
CHSP|CHESAPEAKE LODGING T|BNPX|BNP PARIBAS SECURITIES CORP.|22261
CHSP|CHESAPEAKE LODGING T|BRVL|BLAYLOCK VAN, LLC|700
CHSP|CHESAPEAKE LODGING T|BTIG|BTIG, LLC|700
CHSP|CHESAPEAKE LODGING T|BZYD|GOLDMAN SACHS & CO. LLC|1001
CHSP|CHESAPEAKE LODGING T|CANT|Cantor Fitzgerald & Co.|1854
CHSP|CHESAPEAKE LODGING T|CBLC|CITIGROUP GLOBAL MARKETS INC.|22632
CHSP|CHESAPEAKE LODGING T|CHAS|Charles Schwab & Co., Inc.|1125
CHSP|CHESAPEAKE LODGING T|CIST|Capital Institutional Services, Inc.|2867
CHSP|CHESAPEAKE LODGING T|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20697
CHSP|CHESAPEAKE LODGING T|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3787
CHSP|CHESAPEAKE LODGING T|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
CHSP|CHESAPEAKE LODGING T|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83192
CHSP|CHESAPEAKE LODGING T|CTDL|Citadel Derivatives Group Llc|4769
CHSP|CHESAPEAKE LODGING T|CXCX|CITIGROUP GLOBAL MARKETS INC.|22058
CHSP|CHESAPEAKE LODGING T|DBAB|Deutsche Bank Securities Inc.|108142
CHSP|CHESAPEAKE LODGING T|DBAX|Deutsche Bank Securities Inc.|66600
CHSP|CHESAPEAKE LODGING T|DBUL|Deutsche Bank Securities Inc.|400
CHSP|CHESAPEAKE LODGING T|DEAN|MORGAN STANLEY|21
CHSP|CHESAPEAKE LODGING T|DEGS|RONIN PROFESSIONAL LLC|36
CHSP|CHESAPEAKE LODGING T|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|805
CHSP|CHESAPEAKE LODGING T|EBXL|EBX LLC|51000
CHSP|CHESAPEAKE LODGING T|ECUT|CONVERGEX EXECUTION SOLUTIONS|2343
CHSP|CHESAPEAKE LODGING T|EGAM|CBOE TRADING, INC.|1800
CHSP|CHESAPEAKE LODGING T|EGMT|EG MARKET TECHNOLOGIES LLC|100
CHSP|CHESAPEAKE LODGING T|EGXM|CBOE TRADING, INC.|130
CHSP|CHESAPEAKE LODGING T|ESPO|ESPOSITO SECURITIES, LLC|2221
CHSP|CHESAPEAKE LODGING T|ETBE|Electronic Transaction Clearing, Inc.|4352
CHSP|CHESAPEAKE LODGING T|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2445
CHSP|CHESAPEAKE LODGING T|ETRS|E*Trade Securities LLC|5866
CHSP|CHESAPEAKE LODGING T|FILL|Tradestation Securities, Inc.|200
CHSP|CHESAPEAKE LODGING T|FMAF|NBCN Inc./ CDS|100
CHSP|CHESAPEAKE LODGING T|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|892
CHSP|CHESAPEAKE LODGING T|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61165
CHSP|CHESAPEAKE LODGING T|FTBR|Foliofn Investments, Inc.|137
CHSP|CHESAPEAKE LODGING T|GEBB|GLOBAL EXECUTION BROKERS, LP|2827
CHSP|CHESAPEAKE LODGING T|GLPX|ACS EXECUTION SERVICES, LLC|1040
CHSP|CHESAPEAKE LODGING T|GSCO|GOLDMAN SACHS & CO. LLC|296261
CHSP|CHESAPEAKE LODGING T|GSCS|GOLDMAN SACHS & CO. LLC|270
CHSP|CHESAPEAKE LODGING T|GSLT|GOLDMAN SACHS & CO. LLC|1425
CHSP|CHESAPEAKE LODGING T|GTSZ|GTS SECURITIES LLC|28996
CHSP|CHESAPEAKE LODGING T|HRBF|American Enterprise Investment Services Inc.|46
CHSP|CHESAPEAKE LODGING T|HSBC|HSBC Securities, Inc.|300
CHSP|CHESAPEAKE LODGING T|IATS|INTERACTIVE BROKERS LLC|6374
CHSP|CHESAPEAKE LODGING T|IBKR|Interactive Brokers Llc|5180
CHSP|CHESAPEAKE LODGING T|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|134
CHSP|CHESAPEAKE LODGING T|ICBX|INSTINET, LLC|8300
CHSP|CHESAPEAKE LODGING T|IEQY|CITADEL SECURITIES LLC|28312
CHSP|CHESAPEAKE LODGING T|INCA|INSTINET, LLC|48285
CHSP|CHESAPEAKE LODGING T|INJX|INSTINET, LLC|387
CHSP|CHESAPEAKE LODGING T|ITGI|ITG Inc.|18337
CHSP|CHESAPEAKE LODGING T|ITGP|ITG INC.|68800
CHSP|CHESAPEAKE LODGING T|JANY|Janney Montgomery Scott Inc.|422
CHSP|CHESAPEAKE LODGING T|JEFF|JEFFERIES LLC|18240
CHSP|CHESAPEAKE LODGING T|JMPT|JUMP TRADING, LLC|9338
CHSP|CHESAPEAKE LODGING T|JPBX|J.P. MORGAN SECURITIES LLC|12018
CHSP|CHESAPEAKE LODGING T|JPMX|J.P. Morgan Securities LLC|66738
CHSP|CHESAPEAKE LODGING T|JSJX|JANE STREET CAPITAL LLC|3482
CHSP|CHESAPEAKE LODGING T|KCGM|VIRTU Americas LLC|16045
CHSP|CHESAPEAKE LODGING T|LEHM|Barclays Capital Inc./Le|114321
CHSP|CHESAPEAKE LODGING T|LIME|Lime Brokerage LLC|10945
CHSP|CHESAPEAKE LODGING T|LOOP|Loop Capital Markets LLC|265
CHSP|CHESAPEAKE LODGING T|LQNA|LIQUIDNET, INC.|5000
CHSP|CHESAPEAKE LODGING T|LSCI|Lek Securities Corporation|5
CHSP|CHESAPEAKE LODGING T|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24604
CHSP|CHESAPEAKE LODGING T|MOTF|MOTIF INVESTING, INC.|5
CHSP|CHESAPEAKE LODGING T|MSCO|MORGAN STANLEY & CO. LLC|320646
CHSP|CHESAPEAKE LODGING T|MSPL|MORGAN STANLEY & CO. LLC|57600
CHSP|CHESAPEAKE LODGING T|MSTX|MORGAN STANLEY & CO. LLC|16500
CHSP|CHESAPEAKE LODGING T|NFSC|National Financial Services LLC|17977
CHSP|CHESAPEAKE LODGING T|NITE|VIRTU Americas LLC|85495
CHSP|CHESAPEAKE LODGING T|NITP|VIRTU Americas LLC|200
CHSP|CHESAPEAKE LODGING T|NQRB|Brut, LLC|1003
CHSP|CHESAPEAKE LODGING T|OPCO|Oppenheimer & Co. Inc.|300
CHSP|CHESAPEAKE LODGING T|PDQM|CODA MARKETS, INC.|8828
CHSP|CHESAPEAKE LODGING T|PWJC|UBS Financial Services, Inc.|13
CHSP|CHESAPEAKE LODGING T|RBCM|RBC CAPITAL MARKETS, LLC|1156
CHSP|CHESAPEAKE LODGING T|SAGL|SAGETRADER, LLC|100
CHSP|CHESAPEAKE LODGING T|SAGW|SAGETRADER, LLC|187
CHSP|CHESAPEAKE LODGING T|SBSH|Citigroup Global Markets Inc.|136752
CHSP|CHESAPEAKE LODGING T|SGMT|GOLDMAN SACHS & CO. LLC|13222
CHSP|CHESAPEAKE LODGING T|SPDR|SPEEDROUTE LLC|2700
CHSP|CHESAPEAKE LODGING T|STFL|Stifel, Nicolaus & Company, Incorporated|50
CHSP|CHESAPEAKE LODGING T|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3488
CHSP|CHESAPEAKE LODGING T|SWIM|TD Ameritrade, Inc.|612
CHSP|CHESAPEAKE LODGING T|TMBR|Timber Hill LLC|40
CHSP|CHESAPEAKE LODGING T|TRBT|Tradebot Systems, Inc.|47075
CHSP|CHESAPEAKE LODGING T|TRCM|TRC MARKETS LLC|12982
CHSP|CHESAPEAKE LODGING T|UBSA|UBS SECURITIES LLC|180482
CHSP|CHESAPEAKE LODGING T|UBSS|UBS Securities LLC|228240
CHSP|CHESAPEAKE LODGING T|VALX|VIRTU AMERICAS LLC|6675
CHSP|CHESAPEAKE LODGING T|WBPX|SUMMIT SECURITIES GROUP, LLC|1124
CHSP|CHESAPEAKE LODGING T|WCHV|WELLS FARGO SECURITIES, LLC|51062
CHSP|CHESAPEAKE LODGING T|WDNX|WEEDEN & CO.L.P.|3954
CHSP|CHESAPEAKE LODGING T|WEED|Weeden & Co.L.P.|16862
CHSP|CHESAPEAKE LODGING T|WEXM|WOLVERINE EXECUTION SERVICES, LLC|334
CHSP|CHESAPEAKE LODGING T|WEXX|WOLVERINE EXECUTION SERVICES, LLC|209
CHSP|CHESAPEAKE LODGING T|WLTH|WEALTHFRONT BROKERAGE CORPORATION|192
CHSP|CHESAPEAKE LODGING T|WSEA|WOLVERINE SECURITIES, LLC|3719
CHSP|CHESAPEAKE LODGING T|XIST|INSTINET, LLC|30758
CHSP|CHESAPEAKE LODGING T|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
CHSP|CHESAPEAKE LODGING T|YKNA|COMHAR CAPITAL MARKETS, LLC|112
CHSP|CHESAPEAKE LODGING T|YLPL|Linsco/Private Ledger Financial Services, Incorporated|450
CHT|CHUNGHWA TELECOM|AGIS|Aegis Capital Corp.|200
CHT|CHUNGHWA TELECOM|ALTX|Alternet Securities Inc.|800
CHT|CHUNGHWA TELECOM|APCC|Apex Clearing Corporation|136
CHT|CHUNGHWA TELECOM|BARD|Robert W. Baird & Co. Incorporated|644
CHT|CHUNGHWA TELECOM|BATM|CBOE TRADING, INC.|2128
CHT|CHUNGHWA TELECOM|BERN|Sanford C. Bernstein & Co., LLC|13893
CHT|CHUNGHWA TELECOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1431
CHT|CHUNGHWA TELECOM|BNPX|BNP PARIBAS SECURITIES CORP.|35
CHT|CHUNGHWA TELECOM|CANT|Cantor Fitzgerald & Co.|162
CHT|CHUNGHWA TELECOM|CHAS|Charles Schwab & Co., Inc.|6129
CHT|CHUNGHWA TELECOM|CICF|Canaccord Genuity Corp.|252
CHT|CHUNGHWA TELECOM|CLSA|CLSA AMERICAS, LLC|10275
CHT|CHUNGHWA TELECOM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1244
CHT|CHUNGHWA TELECOM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|120
CHT|CHUNGHWA TELECOM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
CHT|CHUNGHWA TELECOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28258
CHT|CHUNGHWA TELECOM|CTDL|Citadel Derivatives Group Llc|1486
CHT|CHUNGHWA TELECOM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2298
CHT|CHUNGHWA TELECOM|DBAB|Deutsche Bank Securities Inc.|11038
CHT|CHUNGHWA TELECOM|DBAX|Deutsche Bank Securities Inc.|24400
CHT|CHUNGHWA TELECOM|DBUL|Deutsche Bank Securities Inc.|100
CHT|CHUNGHWA TELECOM|DEAN|MORGAN STANLEY|8785
CHT|CHUNGHWA TELECOM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|108
CHT|CHUNGHWA TELECOM|EBXL|EBX LLC|13100
CHT|CHUNGHWA TELECOM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3892
CHT|CHUNGHWA TELECOM|EDJO|Edward D. Jones & Co., L.P.|600
CHT|CHUNGHWA TELECOM|EGAM|CBOE TRADING, INC.|283
CHT|CHUNGHWA TELECOM|EGXM|CBOE TRADING, INC.|2700
CHT|CHUNGHWA TELECOM|EGXW|CBOE TRADING, INC.|300
CHT|CHUNGHWA TELECOM|ETBE|Electronic Transaction Clearing, Inc.|348
CHT|CHUNGHWA TELECOM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|855
CHT|CHUNGHWA TELECOM|ETRS|E*Trade Securities LLC|313
CHT|CHUNGHWA TELECOM|FIDT|Fidelity Clearing Canada ULC./ CDS|903
CHT|CHUNGHWA TELECOM|FMAF|NBCN Inc./ CDS|437
CHT|CHUNGHWA TELECOM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4511
CHT|CHUNGHWA TELECOM|FTBR|Foliofn Investments, Inc.|955
CHT|CHUNGHWA TELECOM|GLPX|ACS EXECUTION SERVICES, LLC|617
CHT|CHUNGHWA TELECOM|GSCO|GOLDMAN SACHS & CO. LLC|32247
CHT|CHUNGHWA TELECOM|GSCS|GOLDMAN SACHS & CO. LLC|300
CHT|CHUNGHWA TELECOM|GSLT|GOLDMAN SACHS & CO. LLC|1298
CHT|CHUNGHWA TELECOM|GTSZ|GTS SECURITIES LLC|1965
CHT|CHUNGHWA TELECOM|HRBF|American Enterprise Investment Services Inc.|725
CHT|CHUNGHWA TELECOM|HSBC|HSBC Securities, Inc.|500
CHT|CHUNGHWA TELECOM|IATS|INTERACTIVE BROKERS LLC|166
CHT|CHUNGHWA TELECOM|IBKR|Interactive Brokers Llc|429
CHT|CHUNGHWA TELECOM|ICBX|INSTINET, LLC|9542
CHT|CHUNGHWA TELECOM|INCA|INSTINET, LLC|9820
CHT|CHUNGHWA TELECOM|INTL|INTL FCSTONE FINANCIAL INC.|6143
CHT|CHUNGHWA TELECOM|ITGI|ITG Inc.|9672
CHT|CHUNGHWA TELECOM|ITGP|ITG INC.|12000
CHT|CHUNGHWA TELECOM|JEFF|JEFFERIES LLC|83
CHT|CHUNGHWA TELECOM|JONE|JonesTrading|11981
CHT|CHUNGHWA TELECOM|JPBX|J.P. MORGAN SECURITIES LLC|600
CHT|CHUNGHWA TELECOM|JPMX|J.P. Morgan Securities LLC|33942
CHT|CHUNGHWA TELECOM|JSJX|JANE STREET CAPITAL LLC|290
CHT|CHUNGHWA TELECOM|KCGM|VIRTU Americas LLC|4777
CHT|CHUNGHWA TELECOM|LEHM|Barclays Capital Inc./Le|23219
CHT|CHUNGHWA TELECOM|LIME|Lime Brokerage LLC|4270
CHT|CHUNGHWA TELECOM|MACQ|Macquarie Capital (USA) Inc.|2500
CHT|CHUNGHWA TELECOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7700
CHT|CHUNGHWA TELECOM|MOTF|MOTIF INVESTING, INC.|10
CHT|CHUNGHWA TELECOM|MSCO|MORGAN STANLEY & CO. LLC|55084
CHT|CHUNGHWA TELECOM|MSPL|MORGAN STANLEY & CO. LLC|52900
CHT|CHUNGHWA TELECOM|MSTX|MORGAN STANLEY & CO. LLC|800
CHT|CHUNGHWA TELECOM|NFSC|National Financial Services LLC|30890
CHT|CHUNGHWA TELECOM|NITE|VIRTU Americas LLC|57893
CHT|CHUNGHWA TELECOM|NTBF|BMO Nesbitt Burns Inc./CDS|170
CHT|CHUNGHWA TELECOM|OPCO|Oppenheimer & Co. Inc.|800
CHT|CHUNGHWA TELECOM|PDQM|CODA MARKETS, INC.|1000
CHT|CHUNGHWA TELECOM|PHLY|NASDAQ Execution Services, LLC|200
CHT|CHUNGHWA TELECOM|RBCM|RBC CAPITAL MARKETS, LLC|90
CHT|CHUNGHWA TELECOM|SBSH|Citigroup Global Markets Inc.|2337
CHT|CHUNGHWA TELECOM|SGMT|GOLDMAN SACHS & CO. LLC|7911
CHT|CHUNGHWA TELECOM|SPDR|SPEEDROUTE LLC|100
CHT|CHUNGHWA TELECOM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
CHT|CHUNGHWA TELECOM|SWIM|TD Ameritrade, Inc.|200
CHT|CHUNGHWA TELECOM|SWST|Hilltop Securities Inc.|790
CHT|CHUNGHWA TELECOM|TKNG|ALLY INVEST SECURITIES LLC|352
CHT|CHUNGHWA TELECOM|TRBT|Tradebot Systems, Inc.|3438
CHT|CHUNGHWA TELECOM|TRCM|TRC MARKETS LLC|1043
CHT|CHUNGHWA TELECOM|UBSA|UBS SECURITIES LLC|47434
CHT|CHUNGHWA TELECOM|UBSS|UBS Securities LLC|77232
CHT|CHUNGHWA TELECOM|VALX|VIRTU AMERICAS LLC|219
CHT|CHUNGHWA TELECOM|VGRD|Vanguard Marketing Corporation|511
CHT|CHUNGHWA TELECOM|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CHT|CHUNGHWA TELECOM|WCHV|WELLS FARGO SECURITIES, LLC|4614
CHT|CHUNGHWA TELECOM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1225
CHT|CHUNGHWA TELECOM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1965
CHT|CHUNGHWA TELECOM|WSEA|WOLVERINE SECURITIES, LLC|1148
CHT|CHUNGHWA TELECOM|XIST|INSTINET, LLC|2206
CHT|CHUNGHWA TELECOM|XSTM|NATIONAL FINANCIAL SERVICES LLC|16002
CHT|CHUNGHWA TELECOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33
CHTR|CHARTER COMMUNICATIO|ABLE|NATIXIS Securities Americas LLC|14518
CHTR|CHARTER COMMUNICATIO|AGIS|Aegis Capital Corp.|7
CHTR|CHARTER COMMUNICATIO|ALTX|Alternet Securities Inc.|11959
CHTR|CHARTER COMMUNICATIO|ANOS|ABEL/NOSER, L.L.C.|622
CHTR|CHARTER COMMUNICATIO|APCC|Apex Clearing Corporation|1910
CHTR|CHARTER COMMUNICATIO|ATPA|COWEN PRIME SERVICES LLC|300
CHTR|CHARTER COMMUNICATIO|BANK|Primevest Financial Services, Inc.|23
CHTR|CHARTER COMMUNICATIO|BARD|Robert W. Baird & Co. Incorporated|540
CHTR|CHARTER COMMUNICATIO|BATM|CBOE TRADING, INC.|26143
CHTR|CHARTER COMMUNICATIO|BAYC|BAY CREST PARTNERS, LLC|100238
CHTR|CHARTER COMMUNICATIO|BAYT|BTIG, LLC|8400
CHTR|CHARTER COMMUNICATIO|BBNT|BB&T SECURITIES, LLC|245
CHTR|CHARTER COMMUNICATIO|BERN|Sanford C. Bernstein & Co., LLC|170980
CHTR|CHARTER COMMUNICATIO|BIAD|SAGETRADER, LLC|57
CHTR|CHARTER COMMUNICATIO|BIDS|BIDS TRADING L.P.|74503
CHTR|CHARTER COMMUNICATIO|BIMI|Banca IMI Securities Corp.|248
CHTR|CHARTER COMMUNICATIO|BKCM|BNY Mellon Capital Markets LLC|1220
CHTR|CHARTER COMMUNICATIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1457
CHTR|CHARTER COMMUNICATIO|BLKX|INSTINET, LLC|55500
CHTR|CHARTER COMMUNICATIO|BMOC|BMO Capital Markets Corp.|33529
CHTR|CHARTER COMMUNICATIO|BNPX|BNP PARIBAS SECURITIES CORP.|280632
CHTR|CHARTER COMMUNICATIO|BTIG|BTIG, LLC|58455
CHTR|CHARTER COMMUNICATIO|BYXM|CBOE TRADING, INC.|7836
CHTR|CHARTER COMMUNICATIO|BZYD|GOLDMAN SACHS & CO. LLC|280
CHTR|CHARTER COMMUNICATIO|CABR|Cabrera Capital Markets, Inc.|20
CHTR|CHARTER COMMUNICATIO|CANT|Cantor Fitzgerald & Co.|216
CHTR|CHARTER COMMUNICATIO|CHAS|Charles Schwab & Co., Inc.|5806
CHTR|CHARTER COMMUNICATIO|CHBC|PENSERRA SECURITIES, LLC|114800
CHTR|CHARTER COMMUNICATIO|CIBP|CIBC World Markets Corp.|18280
CHTR|CHARTER COMMUNICATIO|CIST|Capital Institutional Services, Inc.|213
CHTR|CHARTER COMMUNICATIO|CLSA|CLSA AMERICAS, LLC|46347
CHTR|CHARTER COMMUNICATIO|CNFR|Cowen Prime Services LLC|1692
CHTR|CHARTER COMMUNICATIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|334788
CHTR|CHARTER COMMUNICATIO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18686
CHTR|CHARTER COMMUNICATIO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4263
CHTR|CHARTER COMMUNICATIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|662223
CHTR|CHARTER COMMUNICATIO|CTDL|Citadel Derivatives Group Llc|27638
CHTR|CHARTER COMMUNICATIO|CTLR|CUTLER GROUP, LP|3223
CHTR|CHARTER COMMUNICATIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|107212
CHTR|CHARTER COMMUNICATIO|DADA|D.A. Davidson & Co.|188
CHTR|CHARTER COMMUNICATIO|DAVA|Davenport & Company LLC|330
CHTR|CHARTER COMMUNICATIO|DBAB|Deutsche Bank Securities Inc.|1432959
CHTR|CHARTER COMMUNICATIO|DBAX|Deutsche Bank Securities Inc.|1587800
CHTR|CHARTER COMMUNICATIO|DBUL|Deutsche Bank Securities Inc.|6325
CHTR|CHARTER COMMUNICATIO|DEAN|MORGAN STANLEY|6160
CHTR|CHARTER COMMUNICATIO|DEGS|RONIN PROFESSIONAL LLC|763
CHTR|CHARTER COMMUNICATIO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25074
CHTR|CHARTER COMMUNICATIO|DRWK|DRW SECURITIES, L.L.C.|46038
CHTR|CHARTER COMMUNICATIO|EBXL|EBX LLC|341900
CHTR|CHARTER COMMUNICATIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|17203
CHTR|CHARTER COMMUNICATIO|EDJO|Edward D. Jones & Co., L.P.|2978
CHTR|CHARTER COMMUNICATIO|EGAM|CBOE TRADING, INC.|52980
CHTR|CHARTER COMMUNICATIO|EGAW|CBOE TRADING, INC.|292
CHTR|CHARTER COMMUNICATIO|EGMT|EG MARKET TECHNOLOGIES LLC|1450
CHTR|CHARTER COMMUNICATIO|EGXM|CBOE TRADING, INC.|1092
CHTR|CHARTER COMMUNICATIO|EGXW|CBOE TRADING, INC.|300
CHTR|CHARTER COMMUNICATIO|ETBE|Electronic Transaction Clearing, Inc.|20544
CHTR|CHARTER COMMUNICATIO|ETCC|Electronic Transaction Clearing, Inc.|583
CHTR|CHARTER COMMUNICATIO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3226
CHTR|CHARTER COMMUNICATIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|159821
CHTR|CHARTER COMMUNICATIO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1192
CHTR|CHARTER COMMUNICATIO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
CHTR|CHARTER COMMUNICATIO|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|100101
CHTR|CHARTER COMMUNICATIO|ETRS|E*Trade Securities LLC|108947
CHTR|CHARTER COMMUNICATIO|FBCO|Credit Suisse Securities (USA) LLC|2234145
CHTR|CHARTER COMMUNICATIO|FBSB|U.S. Bancorp Investments, Inc.|18
CHTR|CHARTER COMMUNICATIO|FILL|Tradestation Securities, Inc.|5272
CHTR|CHARTER COMMUNICATIO|FMAF|NBCN Inc./ CDS|2105
CHTR|CHARTER COMMUNICATIO|FOMA|TD AMERITRADE CLEARING, INC.|57514
CHTR|CHARTER COMMUNICATIO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|136453
CHTR|CHARTER COMMUNICATIO|FQLS|Quantlab Securities LP|685105
CHTR|CHARTER COMMUNICATIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100874
CHTR|CHARTER COMMUNICATIO|FTBR|Foliofn Investments, Inc.|1140
CHTR|CHARTER COMMUNICATIO|GARC|ICAP Corporates LLC|163
CHTR|CHARTER COMMUNICATIO|GEBB|GLOBAL EXECUTION BROKERS, LP|86135
CHTR|CHARTER COMMUNICATIO|GELP|RBC CAPITAL MARKETS, LLC|5832
CHTR|CHARTER COMMUNICATIO|GLIS|TD Securities Inc|8
CHTR|CHARTER COMMUNICATIO|GLPX|ACS EXECUTION SERVICES, LLC|260523
CHTR|CHARTER COMMUNICATIO|GSCO|GOLDMAN SACHS & CO. LLC|2130459
CHTR|CHARTER COMMUNICATIO|GSCS|GOLDMAN SACHS & CO. LLC|47482
CHTR|CHARTER COMMUNICATIO|GSLT|GOLDMAN SACHS & CO. LLC|27053
CHTR|CHARTER COMMUNICATIO|GTSZ|GTS SECURITIES LLC|541116
CHTR|CHARTER COMMUNICATIO|HAPX|HAP Trading, LLC|2685
CHTR|CHARTER COMMUNICATIO|HRBF|American Enterprise Investment Services Inc.|2340
CHTR|CHARTER COMMUNICATIO|HSBC|HSBC Securities, Inc.|1895645
CHTR|CHARTER COMMUNICATIO|IATS|INTERACTIVE BROKERS LLC|19265
CHTR|CHARTER COMMUNICATIO|IBKR|Interactive Brokers Llc|109175
CHTR|CHARTER COMMUNICATIO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1004
CHTR|CHARTER COMMUNICATIO|ICBX|INSTINET, LLC|91222
CHTR|CHARTER COMMUNICATIO|IEQY|CITADEL SECURITIES LLC|307116
CHTR|CHARTER COMMUNICATIO|INCA|INSTINET, LLC|1833419
CHTR|CHARTER COMMUNICATIO|INJX|INSTINET, LLC|60905
CHTR|CHARTER COMMUNICATIO|ITGI|ITG Inc.|96556
CHTR|CHARTER COMMUNICATIO|ITGP|ITG INC.|284200
CHTR|CHARTER COMMUNICATIO|JANY|Janney Montgomery Scott Inc.|59
CHTR|CHARTER COMMUNICATIO|JEFF|JEFFERIES LLC|274882
CHTR|CHARTER COMMUNICATIO|JMPT|JUMP TRADING, LLC|260272
CHTR|CHARTER COMMUNICATIO|JONE|JonesTrading|950
CHTR|CHARTER COMMUNICATIO|JPBX|J.P. MORGAN SECURITIES LLC|102858
CHTR|CHARTER COMMUNICATIO|JPMX|J.P. Morgan Securities LLC|755917
CHTR|CHARTER COMMUNICATIO|JSEB|JANE STREET EXECUTION SERVICES, LLC|19709
CHTR|CHARTER COMMUNICATIO|JSJX|JANE STREET CAPITAL LLC|17340
CHTR|CHARTER COMMUNICATIO|KCGM|VIRTU Americas LLC|70528
CHTR|CHARTER COMMUNICATIO|LEHM|Barclays Capital Inc./Le|1529903
CHTR|CHARTER COMMUNICATIO|LIME|Lime Brokerage LLC|239282
CHTR|CHARTER COMMUNICATIO|LIWD|LIME BROKERAGE LLC|9
CHTR|CHARTER COMMUNICATIO|LMGP|LIME BROKERAGE LLC|2855
CHTR|CHARTER COMMUNICATIO|LMNX|LUMINEX TRADING & ANALYTICS LLC|226782
CHTR|CHARTER COMMUNICATIO|LOOP|Loop Capital Markets LLC|60780
CHTR|CHARTER COMMUNICATIO|LQNA|LIQUIDNET, INC.|209000
CHTR|CHARTER COMMUNICATIO|LQNB|LIQUIDNET, INC.|14100
CHTR|CHARTER COMMUNICATIO|LSCI|Lek Securities Corporation|5778
CHTR|CHARTER COMMUNICATIO|MACC|Mid Atlantic Capital Corporation|9
CHTR|CHARTER COMMUNICATIO|MACQ|Macquarie Capital (USA) Inc.|4100
CHTR|CHARTER COMMUNICATIO|MAXM|Maxim Group LLC|21
CHTR|CHARTER COMMUNICATIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158343
CHTR|CHARTER COMMUNICATIO|MOTF|MOTIF INVESTING, INC.|20
CHTR|CHARTER COMMUNICATIO|MSCO|MORGAN STANLEY & CO. LLC|4437893
CHTR|CHARTER COMMUNICATIO|MSPL|MORGAN STANLEY & CO. LLC|449300
CHTR|CHARTER COMMUNICATIO|MSTX|MORGAN STANLEY & CO. LLC|110000
CHTR|CHARTER COMMUNICATIO|NEUB|NEUBERGER BERMAN BD LLC|605
CHTR|CHARTER COMMUNICATIO|NFSC|National Financial Services LLC|159246
CHTR|CHARTER COMMUNICATIO|NITE|VIRTU Americas LLC|383619
CHTR|CHARTER COMMUNICATIO|NITP|VIRTU Americas LLC|4389
CHTR|CHARTER COMMUNICATIO|NMRA|Nomura Securities International, Inc.|36500
CHTR|CHARTER COMMUNICATIO|NQRB|Brut, LLC|11263
CHTR|CHARTER COMMUNICATIO|NTRC|Northern Trust Securities, Inc.|19
CHTR|CHARTER COMMUNICATIO|OHOS|TWO SIGMA SECURITIES, LLC|29991
CHTR|CHARTER COMMUNICATIO|OLDM|OLD MISSION CAPITAL, LLC|2150
CHTR|CHARTER COMMUNICATIO|OPCO|Oppenheimer & Co. Inc.|1405
CHTR|CHARTER COMMUNICATIO|OTAA|OTA LLC|34008
CHTR|CHARTER COMMUNICATIO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1967
CHTR|CHARTER COMMUNICATIO|PCPT|PHILLIP CAPITAL INC.|96
CHTR|CHARTER COMMUNICATIO|PDQM|CODA MARKETS, INC.|671770
CHTR|CHARTER COMMUNICATIO|PIPR|Piper Jaffray & Co.|8
CHTR|CHARTER COMMUNICATIO|PWJC|UBS Financial Services, Inc.|2021
CHTR|CHARTER COMMUNICATIO|RAJA|Raymond James & Associates, Inc.|5341
CHTR|CHARTER COMMUNICATIO|RBCM|RBC CAPITAL MARKETS, LLC|1623
CHTR|CHARTER COMMUNICATIO|RHCO|Suntrust Robinson Humphrey, Inc.|3770
CHTR|CHARTER COMMUNICATIO|SAGL|SAGETRADER, LLC|419578
CHTR|CHARTER COMMUNICATIO|SAGW|SAGETRADER, LLC|744
CHTR|CHARTER COMMUNICATIO|SALI|INTL FCSTONE FINANCIAL INC.|96
CHTR|CHARTER COMMUNICATIO|SBSH|Citigroup Global Markets Inc.|1158199
CHTR|CHARTER COMMUNICATIO|SCMC|Scotia Capital Markets (USA) Inc.|13800
CHTR|CHARTER COMMUNICATIO|SGMT|GOLDMAN SACHS & CO. LLC|204235
CHTR|CHARTER COMMUNICATIO|SJLS|TRADE INFORMATICS LLC|200
CHTR|CHARTER COMMUNICATIO|SPDR|SPEEDROUTE LLC|70679
CHTR|CHARTER COMMUNICATIO|SPHN|Stephens Inc.|300
CHTR|CHARTER COMMUNICATIO|STFL|Stifel, Nicolaus & Company, Incorporated|4881
CHTR|CHARTER COMMUNICATIO|STKP|STOCKPILE INVESTMENTS, INC.|74
CHTR|CHARTER COMMUNICATIO|STXG|Stockcross Financial Services, Inc.|60
CHTR|CHARTER COMMUNICATIO|SWIM|TD Ameritrade, Inc.|39951
CHTR|CHARTER COMMUNICATIO|SWST|Hilltop Securities Inc.|174
CHTR|CHARTER COMMUNICATIO|TAGC|TELSEY ADVISORY GROUP LLC|1085
CHTR|CHARTER COMMUNICATIO|TDFS|TRADERFIELD SECURITIES INC.|7
CHTR|CHARTER COMMUNICATIO|TKNG|ALLY INVEST SECURITIES LLC|483
CHTR|CHARTER COMMUNICATIO|TONC|CUTTONE & CO., LLC|430
CHTR|CHARTER COMMUNICATIO|TOUR|TOURMALINE PARTNERS, LLC|1276
CHTR|CHARTER COMMUNICATIO|TRBT|Tradebot Systems, Inc.|282236
CHTR|CHARTER COMMUNICATIO|TRCM|TRC MARKETS LLC|92894
CHTR|CHARTER COMMUNICATIO|TTUC|CUTTONE & CO., INC.|4861
CHTR|CHARTER COMMUNICATIO|UBSA|UBS SECURITIES LLC|1334690
CHTR|CHARTER COMMUNICATIO|UBSS|UBS Securities LLC|2946755
CHTR|CHARTER COMMUNICATIO|VALX|VIRTU AMERICAS LLC|35888
CHTR|CHARTER COMMUNICATIO|VGRD|Vanguard Marketing Corporation|7753
CHTR|CHARTER COMMUNICATIO|WABR|Wall Street Access|1835
CHTR|CHARTER COMMUNICATIO|WBET|Wallachbeth Capital LLC|67750
CHTR|CHARTER COMMUNICATIO|WBLR|WILLIAM BLAIR|3370
CHTR|CHARTER COMMUNICATIO|WBPX|SUMMIT SECURITIES GROUP, LLC|26407
CHTR|CHARTER COMMUNICATIO|WCHV|WELLS FARGO SECURITIES, LLC|163387
CHTR|CHARTER COMMUNICATIO|WEDB|WEDBUSH SECURITIES INC.|25707
CHTR|CHARTER COMMUNICATIO|WEED|Weeden & Co.L.P.|64781
CHTR|CHARTER COMMUNICATIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|89598
CHTR|CHARTER COMMUNICATIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36738
CHTR|CHARTER COMMUNICATIO|WGIF|CIBC World Markets Inc.|1407
CHTR|CHARTER COMMUNICATIO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2280
CHTR|CHARTER COMMUNICATIO|WORD|Worden Capital Management LLC|9
CHTR|CHARTER COMMUNICATIO|WSAG|WALL STREET ACCESS|101
CHTR|CHARTER COMMUNICATIO|WSEA|WOLVERINE SECURITIES, LLC|2617
CHTR|CHARTER COMMUNICATIO|XIST|INSTINET, LLC|33794
CHTR|CHARTER COMMUNICATIO|XPUS|XP SECURITIES, LLC|10532
CHTR|CHARTER COMMUNICATIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|33032
CHTR|CHARTER COMMUNICATIO|YKNA|COMHAR CAPITAL MARKETS, LLC|109443
CHTR|CHARTER COMMUNICATIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2067
CHU|CHINA UNICOM (HK)LTD|AGIS|Aegis Capital Corp.|22
CHU|CHINA UNICOM (HK)LTD|ALTX|Alternet Securities Inc.|400
CHU|CHINA UNICOM (HK)LTD|APCC|Apex Clearing Corporation|288
CHU|CHINA UNICOM (HK)LTD|BARD|Robert W. Baird & Co. Incorporated|115
CHU|CHINA UNICOM (HK)LTD|BATM|CBOE TRADING, INC.|1653
CHU|CHINA UNICOM (HK)LTD|BBNT|BB&T SECURITIES, LLC|4
CHU|CHINA UNICOM (HK)LTD|BERN|Sanford C. Bernstein & Co., LLC|5760
CHU|CHINA UNICOM (HK)LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|375
CHU|CHINA UNICOM (HK)LTD|BNPX|BNP PARIBAS SECURITIES CORP.|60
CHU|CHINA UNICOM (HK)LTD|BTIG|BTIG, LLC|19866
CHU|CHINA UNICOM (HK)LTD|BZYD|GOLDMAN SACHS & CO. LLC|800
CHU|CHINA UNICOM (HK)LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CHU|CHINA UNICOM (HK)LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58154
CHU|CHINA UNICOM (HK)LTD|CTDL|Citadel Derivatives Group Llc|487
CHU|CHINA UNICOM (HK)LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2660
CHU|CHINA UNICOM (HK)LTD|DBAB|Deutsche Bank Securities Inc.|18386
CHU|CHINA UNICOM (HK)LTD|DBAX|Deutsche Bank Securities Inc.|29700
CHU|CHINA UNICOM (HK)LTD|DBUL|Deutsche Bank Securities Inc.|300
CHU|CHINA UNICOM (HK)LTD|DCHF|Dart Executions, LLC|200
CHU|CHINA UNICOM (HK)LTD|DEAN|MORGAN STANLEY|5992
CHU|CHINA UNICOM (HK)LTD|EBXL|EBX LLC|11800
CHU|CHINA UNICOM (HK)LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|6914
CHU|CHINA UNICOM (HK)LTD|EDJO|Edward D. Jones & Co., L.P.|1076
CHU|CHINA UNICOM (HK)LTD|EGAM|CBOE TRADING, INC.|1721
CHU|CHINA UNICOM (HK)LTD|EGXM|CBOE TRADING, INC.|500
CHU|CHINA UNICOM (HK)LTD|ETBE|Electronic Transaction Clearing, Inc.|239
CHU|CHINA UNICOM (HK)LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CHU|CHINA UNICOM (HK)LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|531
CHU|CHINA UNICOM (HK)LTD|ETRS|E*Trade Securities LLC|5194
CHU|CHINA UNICOM (HK)LTD|FBSB|U.S. Bancorp Investments, Inc.|3
CHU|CHINA UNICOM (HK)LTD|FILL|Tradestation Securities, Inc.|30
CHU|CHINA UNICOM (HK)LTD|FQLS|Quantlab Securities LP|6287
CHU|CHINA UNICOM (HK)LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19787
CHU|CHINA UNICOM (HK)LTD|FTBR|Foliofn Investments, Inc.|3998
CHU|CHINA UNICOM (HK)LTD|GLIS|TD Securities Inc|300
CHU|CHINA UNICOM (HK)LTD|GLPX|ACS EXECUTION SERVICES, LLC|1400
CHU|CHINA UNICOM (HK)LTD|GSCO|GOLDMAN SACHS & CO. LLC|104491
CHU|CHINA UNICOM (HK)LTD|GSCS|GOLDMAN SACHS & CO. LLC|6580
CHU|CHINA UNICOM (HK)LTD|GSLT|GOLDMAN SACHS & CO. LLC|600
CHU|CHINA UNICOM (HK)LTD|GTSZ|GTS SECURITIES LLC|4957
CHU|CHINA UNICOM (HK)LTD|HRBF|American Enterprise Investment Services Inc.|1237
CHU|CHINA UNICOM (HK)LTD|HSBC|HSBC Securities, Inc.|1943
CHU|CHINA UNICOM (HK)LTD|IATS|INTERACTIVE BROKERS LLC|7450
CHU|CHINA UNICOM (HK)LTD|IBKR|Interactive Brokers Llc|30251
CHU|CHINA UNICOM (HK)LTD|ICBX|INSTINET, LLC|13123
CHU|CHINA UNICOM (HK)LTD|INCA|INSTINET, LLC|24894
CHU|CHINA UNICOM (HK)LTD|INJX|INSTINET, LLC|2850
CHU|CHINA UNICOM (HK)LTD|INTL|INTL FCSTONE FINANCIAL INC.|30
CHU|CHINA UNICOM (HK)LTD|ITGI|ITG Inc.|1924
CHU|CHINA UNICOM (HK)LTD|ITGP|ITG INC.|17400
CHU|CHINA UNICOM (HK)LTD|JANY|Janney Montgomery Scott Inc.|2657
CHU|CHINA UNICOM (HK)LTD|JEFF|JEFFERIES LLC|2700
CHU|CHINA UNICOM (HK)LTD|JMPT|JUMP TRADING, LLC|367
CHU|CHINA UNICOM (HK)LTD|JPBX|J.P. MORGAN SECURITIES LLC|1000
CHU|CHINA UNICOM (HK)LTD|JPMX|J.P. Morgan Securities LLC|45450
CHU|CHINA UNICOM (HK)LTD|JSJX|JANE STREET CAPITAL LLC|54380
CHU|CHINA UNICOM (HK)LTD|KCGM|VIRTU Americas LLC|14030
CHU|CHINA UNICOM (HK)LTD|LEHM|Barclays Capital Inc./Le|71845
CHU|CHINA UNICOM (HK)LTD|LIME|Lime Brokerage LLC|6908
CHU|CHINA UNICOM (HK)LTD|LQNA|LIQUIDNET, INC.|53600
CHU|CHINA UNICOM (HK)LTD|LSCI|Lek Securities Corporation|111
CHU|CHINA UNICOM (HK)LTD|MACQ|Macquarie Capital (USA) Inc.|19400
CHU|CHINA UNICOM (HK)LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59621
CHU|CHINA UNICOM (HK)LTD|MOTF|MOTIF INVESTING, INC.|17
CHU|CHINA UNICOM (HK)LTD|MSCO|MORGAN STANLEY & CO. LLC|179883
CHU|CHINA UNICOM (HK)LTD|MSPL|MORGAN STANLEY & CO. LLC|103000
CHU|CHINA UNICOM (HK)LTD|MSTX|MORGAN STANLEY & CO. LLC|12400
CHU|CHINA UNICOM (HK)LTD|NFSC|National Financial Services LLC|92579
CHU|CHINA UNICOM (HK)LTD|NITE|VIRTU Americas LLC|216959
CHU|CHINA UNICOM (HK)LTD|NQRB|Brut, LLC|1286
CHU|CHINA UNICOM (HK)LTD|OLDM|OLD MISSION CAPITAL, LLC|19253
CHU|CHINA UNICOM (HK)LTD|OPCO|Oppenheimer & Co. Inc.|3
CHU|CHINA UNICOM (HK)LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
CHU|CHINA UNICOM (HK)LTD|PDQM|CODA MARKETS, INC.|2400
CHU|CHINA UNICOM (HK)LTD|RBCM|RBC CAPITAL MARKETS, LLC|15714
CHU|CHINA UNICOM (HK)LTD|SALW|SW FINANCIAL|726
CHU|CHINA UNICOM (HK)LTD|SBSH|Citigroup Global Markets Inc.|3299
CHU|CHINA UNICOM (HK)LTD|SGMT|GOLDMAN SACHS & CO. LLC|28707
CHU|CHINA UNICOM (HK)LTD|SPHN|Stephens Inc.|3
CHU|CHINA UNICOM (HK)LTD|STFL|Stifel, Nicolaus & Company, Incorporated|2002
CHU|CHINA UNICOM (HK)LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2800
CHU|CHINA UNICOM (HK)LTD|SWIM|TD Ameritrade, Inc.|1900
CHU|CHINA UNICOM (HK)LTD|TKNG|ALLY INVEST SECURITIES LLC|10
CHU|CHINA UNICOM (HK)LTD|TMBR|Timber Hill LLC|20
CHU|CHINA UNICOM (HK)LTD|TRBT|Tradebot Systems, Inc.|10657
CHU|CHINA UNICOM (HK)LTD|TRCM|TRC MARKETS LLC|2682
CHU|CHINA UNICOM (HK)LTD|UBSS|UBS Securities LLC|167460
CHU|CHINA UNICOM (HK)LTD|VALX|VIRTU AMERICAS LLC|3416
CHU|CHINA UNICOM (HK)LTD|VGRD|Vanguard Marketing Corporation|1164
CHU|CHINA UNICOM (HK)LTD|VSIN|Vision Financial Markets Llc|5
CHU|CHINA UNICOM (HK)LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|600
CHU|CHINA UNICOM (HK)LTD|WCHV|WELLS FARGO SECURITIES, LLC|30685
CHU|CHINA UNICOM (HK)LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|826
CHU|CHINA UNICOM (HK)LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2501
CHU|CHINA UNICOM (HK)LTD|WGIF|CIBC World Markets Inc.|1
CHU|CHINA UNICOM (HK)LTD|WSEA|WOLVERINE SECURITIES, LLC|4708
CHU|CHINA UNICOM (HK)LTD|XIST|INSTINET, LLC|4000
CHU|CHINA UNICOM (HK)LTD|XPUS|XP SECURITIES, LLC|3710
CHU|CHINA UNICOM (HK)LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4998
CHU|CHINA UNICOM (HK)LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6196
CHUY|CHUY'S HOLDINGS, INC|APCC|Apex Clearing Corporation|7
CHUY|CHUY'S HOLDINGS, INC|BARD|Robert W. Baird & Co. Incorporated|912
CHUY|CHUY'S HOLDINGS, INC|BATM|CBOE TRADING, INC.|300
CHUY|CHUY'S HOLDINGS, INC|BAYT|BTIG, LLC|3200
CHUY|CHUY'S HOLDINGS, INC|BBNT|BB&T SECURITIES, LLC|57
CHUY|CHUY'S HOLDINGS, INC|BERN|Sanford C. Bernstein & Co., LLC|28059
CHUY|CHUY'S HOLDINGS, INC|BLKX|INSTINET, LLC|14600
CHUY|CHUY'S HOLDINGS, INC|BMOC|BMO Capital Markets Corp.|2660
CHUY|CHUY'S HOLDINGS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|3144
CHUY|CHUY'S HOLDINGS, INC|BRVL|BLAYLOCK VAN, LLC|100
CHUY|CHUY'S HOLDINGS, INC|BTIG|BTIG, LLC|446
CHUY|CHUY'S HOLDINGS, INC|BZYD|GOLDMAN SACHS & CO. LLC|600
CHUY|CHUY'S HOLDINGS, INC|CHAS|Charles Schwab & Co., Inc.|1110
CHUY|CHUY'S HOLDINGS, INC|CHLM|Craig-Hallum Capital Group LLC|606
CHUY|CHUY'S HOLDINGS, INC|CIST|Capital Institutional Services, Inc.|709
CHUY|CHUY'S HOLDINGS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41709
CHUY|CHUY'S HOLDINGS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|529
CHUY|CHUY'S HOLDINGS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6120
CHUY|CHUY'S HOLDINGS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31753
CHUY|CHUY'S HOLDINGS, INC|CTDL|Citadel Derivatives Group Llc|1724
CHUY|CHUY'S HOLDINGS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10104
CHUY|CHUY'S HOLDINGS, INC|DBAB|Deutsche Bank Securities Inc.|92603
CHUY|CHUY'S HOLDINGS, INC|DBAX|Deutsche Bank Securities Inc.|23800
CHUY|CHUY'S HOLDINGS, INC|DBUL|Deutsche Bank Securities Inc.|600
CHUY|CHUY'S HOLDINGS, INC|DEAN|MORGAN STANLEY|1172
CHUY|CHUY'S HOLDINGS, INC|DEGS|RONIN PROFESSIONAL LLC|1950
CHUY|CHUY'S HOLDINGS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1155
CHUY|CHUY'S HOLDINGS, INC|EBXL|EBX LLC|25900
CHUY|CHUY'S HOLDINGS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3578
CHUY|CHUY'S HOLDINGS, INC|EDJO|Edward D. Jones & Co., L.P.|1410
CHUY|CHUY'S HOLDINGS, INC|EGAM|CBOE TRADING, INC.|1922
CHUY|CHUY'S HOLDINGS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
CHUY|CHUY'S HOLDINGS, INC|EGXM|CBOE TRADING, INC.|1074
CHUY|CHUY'S HOLDINGS, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|24
CHUY|CHUY'S HOLDINGS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28347
CHUY|CHUY'S HOLDINGS, INC|ETRS|E*Trade Securities LLC|4451
CHUY|CHUY'S HOLDINGS, INC|FBCO|Credit Suisse Securities (USA) LLC|128336
CHUY|CHUY'S HOLDINGS, INC|FMAF|NBCN Inc./ CDS|1700
CHUY|CHUY'S HOLDINGS, INC|FOMA|TD AMERITRADE CLEARING, INC.|33018
CHUY|CHUY'S HOLDINGS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|148
CHUY|CHUY'S HOLDINGS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9308
CHUY|CHUY'S HOLDINGS, INC|FTBR|Foliofn Investments, Inc.|80
CHUY|CHUY'S HOLDINGS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4808
CHUY|CHUY'S HOLDINGS, INC|GSCO|GOLDMAN SACHS & CO. LLC|188896
CHUY|CHUY'S HOLDINGS, INC|GSCS|GOLDMAN SACHS & CO. LLC|15617
CHUY|CHUY'S HOLDINGS, INC|GSLT|GOLDMAN SACHS & CO. LLC|683
CHUY|CHUY'S HOLDINGS, INC|GTSZ|GTS SECURITIES LLC|138
CHUY|CHUY'S HOLDINGS, INC|HRBF|American Enterprise Investment Services Inc.|26
CHUY|CHUY'S HOLDINGS, INC|IBKR|Interactive Brokers Llc|5006
CHUY|CHUY'S HOLDINGS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
CHUY|CHUY'S HOLDINGS, INC|ICBX|INSTINET, LLC|11936
CHUY|CHUY'S HOLDINGS, INC|IEQY|CITADEL SECURITIES LLC|8006
CHUY|CHUY'S HOLDINGS, INC|INCA|INSTINET, LLC|90413
CHUY|CHUY'S HOLDINGS, INC|INJX|INSTINET, LLC|2707
CHUY|CHUY'S HOLDINGS, INC|ITGI|ITG Inc.|7866
CHUY|CHUY'S HOLDINGS, INC|ITGP|ITG INC.|5400
CHUY|CHUY'S HOLDINGS, INC|JEFF|JEFFERIES LLC|21939
CHUY|CHUY'S HOLDINGS, INC|JMPT|JUMP TRADING, LLC|6230
CHUY|CHUY'S HOLDINGS, INC|JONE|JonesTrading|4206
CHUY|CHUY'S HOLDINGS, INC|JPBX|J.P. MORGAN SECURITIES LLC|3090
CHUY|CHUY'S HOLDINGS, INC|JPMX|J.P. Morgan Securities LLC|70359
CHUY|CHUY'S HOLDINGS, INC|KCGM|VIRTU Americas LLC|6517
CHUY|CHUY'S HOLDINGS, INC|LEHM|Barclays Capital Inc./Le|111381
CHUY|CHUY'S HOLDINGS, INC|LIME|Lime Brokerage LLC|64008
CHUY|CHUY'S HOLDINGS, INC|LOOP|Loop Capital Markets LLC|99
CHUY|CHUY'S HOLDINGS, INC|LQNA|LIQUIDNET, INC.|15800
CHUY|CHUY'S HOLDINGS, INC|LSCI|Lek Securities Corporation|600
CHUY|CHUY'S HOLDINGS, INC|MAXM|Maxim Group LLC|934
CHUY|CHUY'S HOLDINGS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25910
CHUY|CHUY'S HOLDINGS, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CHUY|CHUY'S HOLDINGS, INC|MSCO|MORGAN STANLEY & CO. LLC|229812
CHUY|CHUY'S HOLDINGS, INC|MSPL|MORGAN STANLEY & CO. LLC|15100
CHUY|CHUY'S HOLDINGS, INC|MSTX|MORGAN STANLEY & CO. LLC|5600
CHUY|CHUY'S HOLDINGS, INC|NFSC|National Financial Services LLC|17656
CHUY|CHUY'S HOLDINGS, INC|NITE|VIRTU Americas LLC|31444
CHUY|CHUY'S HOLDINGS, INC|NITP|VIRTU Americas LLC|100
CHUY|CHUY'S HOLDINGS, INC|NQRB|Brut, LLC|3060
CHUY|CHUY'S HOLDINGS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|761
CHUY|CHUY'S HOLDINGS, INC|PDQM|CODA MARKETS, INC.|5363
CHUY|CHUY'S HOLDINGS, INC|RAJA|Raymond James & Associates, Inc.|1514
CHUY|CHUY'S HOLDINGS, INC|RHCO|Suntrust Robinson Humphrey, Inc.|2374
CHUY|CHUY'S HOLDINGS, INC|SBSH|Citigroup Global Markets Inc.|74440
CHUY|CHUY'S HOLDINGS, INC|SGMT|GOLDMAN SACHS & CO. LLC|25760
CHUY|CHUY'S HOLDINGS, INC|SOGO|Wang Investment Associates, Inc.|600
CHUY|CHUY'S HOLDINGS, INC|SPDR|SPEEDROUTE LLC|75
CHUY|CHUY'S HOLDINGS, INC|SPHN|Stephens Inc.|535
CHUY|CHUY'S HOLDINGS, INC|SPTD|MINT GLOBAL MARKETS, INC.|1800
CHUY|CHUY'S HOLDINGS, INC|SWIM|TD Ameritrade, Inc.|8352
CHUY|CHUY'S HOLDINGS, INC|TONC|CUTTONE & CO., LLC|1374
CHUY|CHUY'S HOLDINGS, INC|TRBT|Tradebot Systems, Inc.|5740
CHUY|CHUY'S HOLDINGS, INC|TRCM|TRC MARKETS LLC|22308
CHUY|CHUY'S HOLDINGS, INC|UBSA|UBS SECURITIES LLC|82412
CHUY|CHUY'S HOLDINGS, INC|UBSS|UBS Securities LLC|125410
CHUY|CHUY'S HOLDINGS, INC|VALX|VIRTU AMERICAS LLC|6303
CHUY|CHUY'S HOLDINGS, INC|VGRD|Vanguard Marketing Corporation|1490
CHUY|CHUY'S HOLDINGS, INC|WCHV|WELLS FARGO SECURITIES, LLC|6533
CHUY|CHUY'S HOLDINGS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|848
CHUY|CHUY'S HOLDINGS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1459
CHUY|CHUY'S HOLDINGS, INC|WSEA|WOLVERINE SECURITIES, LLC|440
CHUY|CHUY'S HOLDINGS, INC|XIST|INSTINET, LLC|6206
CHUY|CHUY'S HOLDINGS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
CHUY|CHUY'S HOLDINGS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1253
CHW|CALAMOS GBL DYN INC|ALTX|Alternet Securities Inc.|800
CHW|CALAMOS GBL DYN INC|APCC|Apex Clearing Corporation|400
CHW|CALAMOS GBL DYN INC|BANK|Primevest Financial Services, Inc.|694
CHW|CALAMOS GBL DYN INC|BARD|Robert W. Baird & Co. Incorporated|2011
CHW|CALAMOS GBL DYN INC|BATM|CBOE TRADING, INC.|783
CHW|CALAMOS GBL DYN INC|BBNT|BB&T SECURITIES, LLC|4001
CHW|CALAMOS GBL DYN INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3642
CHW|CALAMOS GBL DYN INC|BTIG|BTIG, LLC|7081
CHW|CALAMOS GBL DYN INC|CANT|Cantor Fitzgerald & Co.|1194
CHW|CALAMOS GBL DYN INC|CHAS|Charles Schwab & Co., Inc.|110
CHW|CALAMOS GBL DYN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8729
CHW|CALAMOS GBL DYN INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2630
CHW|CALAMOS GBL DYN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28620
CHW|CALAMOS GBL DYN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3800
CHW|CALAMOS GBL DYN INC|DADA|D.A. Davidson & Co.|7897
CHW|CALAMOS GBL DYN INC|DBAX|Deutsche Bank Securities Inc.|6800
CHW|CALAMOS GBL DYN INC|DEAN|MORGAN STANLEY|69802
CHW|CALAMOS GBL DYN INC|DEGS|RONIN PROFESSIONAL LLC|1600
CHW|CALAMOS GBL DYN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10638
CHW|CALAMOS GBL DYN INC|EBXL|EBX LLC|25700
CHW|CALAMOS GBL DYN INC|EDJO|Edward D. Jones & Co., L.P.|281
CHW|CALAMOS GBL DYN INC|EGAM|CBOE TRADING, INC.|2347
CHW|CALAMOS GBL DYN INC|ESPO|ESPOSITO SECURITIES, LLC|2738
CHW|CALAMOS GBL DYN INC|ETBE|Electronic Transaction Clearing, Inc.|116
CHW|CALAMOS GBL DYN INC|ETRS|E*Trade Securities LLC|25184
CHW|CALAMOS GBL DYN INC|FBCO|Credit Suisse Securities (USA) LLC|102891
CHW|CALAMOS GBL DYN INC|FBSB|U.S. Bancorp Investments, Inc.|671
CHW|CALAMOS GBL DYN INC|FILL|Tradestation Securities, Inc.|2022
CHW|CALAMOS GBL DYN INC|FOMA|TD AMERITRADE CLEARING, INC.|161255
CHW|CALAMOS GBL DYN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56375
CHW|CALAMOS GBL DYN INC|FTBR|Foliofn Investments, Inc.|27487
CHW|CALAMOS GBL DYN INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3318
CHW|CALAMOS GBL DYN INC|GLPX|ACS EXECUTION SERVICES, LLC|275
CHW|CALAMOS GBL DYN INC|GSCO|GOLDMAN SACHS & CO. LLC|47368
CHW|CALAMOS GBL DYN INC|GSCS|GOLDMAN SACHS & CO. LLC|40501
CHW|CALAMOS GBL DYN INC|GTSZ|GTS SECURITIES LLC|100
CHW|CALAMOS GBL DYN INC|HRBF|American Enterprise Investment Services Inc.|61039
CHW|CALAMOS GBL DYN INC|IATS|INTERACTIVE BROKERS LLC|6353
CHW|CALAMOS GBL DYN INC|IBKR|Interactive Brokers Llc|81695
CHW|CALAMOS GBL DYN INC|ICBX|INSTINET, LLC|4800
CHW|CALAMOS GBL DYN INC|INCA|INSTINET, LLC|46288
CHW|CALAMOS GBL DYN INC|ITGI|ITG Inc.|34212
CHW|CALAMOS GBL DYN INC|ITGP|ITG INC.|14600
CHW|CALAMOS GBL DYN INC|JANY|Janney Montgomery Scott Inc.|10721
CHW|CALAMOS GBL DYN INC|JMPT|JUMP TRADING, LLC|895
CHW|CALAMOS GBL DYN INC|JPMX|J.P. Morgan Securities LLC|6600
CHW|CALAMOS GBL DYN INC|JSJX|JANE STREET CAPITAL LLC|1330
CHW|CALAMOS GBL DYN INC|KCGM|VIRTU Americas LLC|4075
CHW|CALAMOS GBL DYN INC|LEHM|Barclays Capital Inc./Le|4994
CHW|CALAMOS GBL DYN INC|LGNT|COR CLEARING LLC|6
CHW|CALAMOS GBL DYN INC|LIME|Lime Brokerage LLC|27108
CHW|CALAMOS GBL DYN INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3700
CHW|CALAMOS GBL DYN INC|MACC|Mid Atlantic Capital Corporation|500
CHW|CALAMOS GBL DYN INC|MAXM|Maxim Group LLC|400
CHW|CALAMOS GBL DYN INC|MCBT|Moors & Cabot, Inc.|45
CHW|CALAMOS GBL DYN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17336
CHW|CALAMOS GBL DYN INC|MOTF|MOTIF INVESTING, INC.|1
CHW|CALAMOS GBL DYN INC|MSCO|MORGAN STANLEY & CO. LLC|467360
CHW|CALAMOS GBL DYN INC|MSPL|MORGAN STANLEY & CO. LLC|11300
CHW|CALAMOS GBL DYN INC|NATL|National Securities Corporation|1150
CHW|CALAMOS GBL DYN INC|NFSC|National Financial Services LLC|232266
CHW|CALAMOS GBL DYN INC|NITE|VIRTU Americas LLC|551199
CHW|CALAMOS GBL DYN INC|NQRB|Brut, LLC|200
CHW|CALAMOS GBL DYN INC|OPCO|Oppenheimer & Co. Inc.|28409
CHW|CALAMOS GBL DYN INC|PDQM|CODA MARKETS, INC.|978
CHW|CALAMOS GBL DYN INC|PWJC|UBS Financial Services, Inc.|12340
CHW|CALAMOS GBL DYN INC|RAJA|Raymond James & Associates, Inc.|29260
CHW|CALAMOS GBL DYN INC|RBCM|RBC CAPITAL MARKETS, LLC|59307
CHW|CALAMOS GBL DYN INC|SAGC|SAGETRADER, LLC|400
CHW|CALAMOS GBL DYN INC|SAGL|SAGETRADER, LLC|470
CHW|CALAMOS GBL DYN INC|SBSH|Citigroup Global Markets Inc.|251
CHW|CALAMOS GBL DYN INC|SGMT|GOLDMAN SACHS & CO. LLC|12859
CHW|CALAMOS GBL DYN INC|SPDR|SPEEDROUTE LLC|9930
CHW|CALAMOS GBL DYN INC|SPHN|Stephens Inc.|663
CHW|CALAMOS GBL DYN INC|STFL|Stifel, Nicolaus & Company, Incorporated|793
CHW|CALAMOS GBL DYN INC|SWIM|TD Ameritrade, Inc.|24452
CHW|CALAMOS GBL DYN INC|SWST|Hilltop Securities Inc.|47171
CHW|CALAMOS GBL DYN INC|TKNG|ALLY INVEST SECURITIES LLC|432
CHW|CALAMOS GBL DYN INC|TRBT|Tradebot Systems, Inc.|3118
CHW|CALAMOS GBL DYN INC|UBSA|UBS SECURITIES LLC|42480
CHW|CALAMOS GBL DYN INC|UBSS|UBS Securities LLC|113422
CHW|CALAMOS GBL DYN INC|VALX|VIRTU AMERICAS LLC|817
CHW|CALAMOS GBL DYN INC|VGRD|Vanguard Marketing Corporation|13760
CHW|CALAMOS GBL DYN INC|WCHV|WELLS FARGO SECURITIES, LLC|211655
CHW|CALAMOS GBL DYN INC|WEDB|WEDBUSH SECURITIES INC.|4707
CHW|CALAMOS GBL DYN INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1138
CHW|CALAMOS GBL DYN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36466
CHW|CALAMOS GBL DYN INC|WSEA|WOLVERINE SECURITIES, LLC|4623
CHW|CALAMOS GBL DYN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
CHW|CALAMOS GBL DYN INC|YKNA|COMHAR CAPITAL MARKETS, LLC|403
CHW|CALAMOS GBL DYN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31523
CHY|CALAMOS CV & HIGH IN|AGIS|Aegis Capital Corp.|1595
CHY|CALAMOS CV & HIGH IN|ALTX|Alternet Securities Inc.|1500
CHY|CALAMOS CV & HIGH IN|APCC|Apex Clearing Corporation|291
CHY|CALAMOS CV & HIGH IN|BANK|Primevest Financial Services, Inc.|983
CHY|CALAMOS CV & HIGH IN|BARD|Robert W. Baird & Co. Incorporated|45326
CHY|CALAMOS CV & HIGH IN|BATM|CBOE TRADING, INC.|1100
CHY|CALAMOS CV & HIGH IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2073
CHY|CALAMOS CV & HIGH IN|BRGE|Newbridge Securities Corp.|107
CHY|CALAMOS CV & HIGH IN|BTIG|BTIG, LLC|4611
CHY|CALAMOS CV & HIGH IN|CHAS|Charles Schwab & Co., Inc.|16
CHY|CALAMOS CV & HIGH IN|CIST|Capital Institutional Services, Inc.|3574
CHY|CALAMOS CV & HIGH IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|599
CHY|CALAMOS CV & HIGH IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3700
CHY|CALAMOS CV & HIGH IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17335
CHY|CALAMOS CV & HIGH IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|854
CHY|CALAMOS CV & HIGH IN|DADA|D.A. Davidson & Co.|773
CHY|CALAMOS CV & HIGH IN|DBAX|Deutsche Bank Securities Inc.|8100
CHY|CALAMOS CV & HIGH IN|DEAN|MORGAN STANLEY|32486
CHY|CALAMOS CV & HIGH IN|DEGS|RONIN PROFESSIONAL LLC|1100
CHY|CALAMOS CV & HIGH IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1465
CHY|CALAMOS CV & HIGH IN|EBXL|EBX LLC|10400
CHY|CALAMOS CV & HIGH IN|EDJO|Edward D. Jones & Co., L.P.|4931
CHY|CALAMOS CV & HIGH IN|EGAM|CBOE TRADING, INC.|4490
CHY|CALAMOS CV & HIGH IN|EGXM|CBOE TRADING, INC.|3590
CHY|CALAMOS CV & HIGH IN|ESPO|ESPOSITO SECURITIES, LLC|29
CHY|CALAMOS CV & HIGH IN|ETBE|Electronic Transaction Clearing, Inc.|1370
CHY|CALAMOS CV & HIGH IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
CHY|CALAMOS CV & HIGH IN|ETRS|E*Trade Securities LLC|77344
CHY|CALAMOS CV & HIGH IN|FBCO|Credit Suisse Securities (USA) LLC|33805
CHY|CALAMOS CV & HIGH IN|FILL|Tradestation Securities, Inc.|435
CHY|CALAMOS CV & HIGH IN|FMAF|NBCN Inc./ CDS|5475
CHY|CALAMOS CV & HIGH IN|FOMA|TD AMERITRADE CLEARING, INC.|266234
CHY|CALAMOS CV & HIGH IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24273
CHY|CALAMOS CV & HIGH IN|FTBR|Foliofn Investments, Inc.|77
CHY|CALAMOS CV & HIGH IN|GEBB|GLOBAL EXECUTION BROKERS, LP|5879
CHY|CALAMOS CV & HIGH IN|GLPX|ACS EXECUTION SERVICES, LLC|644
CHY|CALAMOS CV & HIGH IN|GSCO|GOLDMAN SACHS & CO. LLC|14171
CHY|CALAMOS CV & HIGH IN|GSCS|GOLDMAN SACHS & CO. LLC|17060
CHY|CALAMOS CV & HIGH IN|GSLT|GOLDMAN SACHS & CO. LLC|1007
CHY|CALAMOS CV & HIGH IN|GTSZ|GTS SECURITIES LLC|540
CHY|CALAMOS CV & HIGH IN|HRBF|American Enterprise Investment Services Inc.|162108
CHY|CALAMOS CV & HIGH IN|IATS|INTERACTIVE BROKERS LLC|23294
CHY|CALAMOS CV & HIGH IN|IBKR|Interactive Brokers Llc|135246
CHY|CALAMOS CV & HIGH IN|ICBX|INSTINET, LLC|3704
CHY|CALAMOS CV & HIGH IN|INCA|INSTINET, LLC|37365
CHY|CALAMOS CV & HIGH IN|ITGI|ITG Inc.|64317
CHY|CALAMOS CV & HIGH IN|ITGP|ITG INC.|21400
CHY|CALAMOS CV & HIGH IN|JANY|Janney Montgomery Scott Inc.|10590
CHY|CALAMOS CV & HIGH IN|JMPT|JUMP TRADING, LLC|763
CHY|CALAMOS CV & HIGH IN|JPMX|J.P. Morgan Securities LLC|3912
CHY|CALAMOS CV & HIGH IN|JSJX|JANE STREET CAPITAL LLC|600
CHY|CALAMOS CV & HIGH IN|KCGM|VIRTU Americas LLC|5340
CHY|CALAMOS CV & HIGH IN|LEHM|Barclays Capital Inc./Le|5600
CHY|CALAMOS CV & HIGH IN|LGNT|COR CLEARING LLC|36
CHY|CALAMOS CV & HIGH IN|LIME|Lime Brokerage LLC|35578
CHY|CALAMOS CV & HIGH IN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2050
CHY|CALAMOS CV & HIGH IN|MAXM|Maxim Group LLC|2719
CHY|CALAMOS CV & HIGH IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15800
CHY|CALAMOS CV & HIGH IN|MOTF|MOTIF INVESTING, INC.|2
CHY|CALAMOS CV & HIGH IN|MSCO|MORGAN STANLEY & CO. LLC|432828
CHY|CALAMOS CV & HIGH IN|MSPL|MORGAN STANLEY & CO. LLC|12300
CHY|CALAMOS CV & HIGH IN|NFSC|National Financial Services LLC|428656
CHY|CALAMOS CV & HIGH IN|NITE|VIRTU Americas LLC|621908
CHY|CALAMOS CV & HIGH IN|NQRB|Brut, LLC|200
CHY|CALAMOS CV & HIGH IN|OPCO|Oppenheimer & Co. Inc.|11374
CHY|CALAMOS CV & HIGH IN|OTAA|OTA LLC|3100
CHY|CALAMOS CV & HIGH IN|PDQM|CODA MARKETS, INC.|3139
CHY|CALAMOS CV & HIGH IN|PICT|Pictet Overseas Inc.|600
CHY|CALAMOS CV & HIGH IN|PWJC|UBS Financial Services, Inc.|27177
CHY|CALAMOS CV & HIGH IN|RAJA|Raymond James & Associates, Inc.|44765
CHY|CALAMOS CV & HIGH IN|RBCM|RBC CAPITAL MARKETS, LLC|128361
CHY|CALAMOS CV & HIGH IN|SAGL|SAGETRADER, LLC|1200
CHY|CALAMOS CV & HIGH IN|SALI|INTL FCSTONE FINANCIAL INC.|406
CHY|CALAMOS CV & HIGH IN|SBSH|Citigroup Global Markets Inc.|2516
CHY|CALAMOS CV & HIGH IN|SEIC|SEI Investments Distribution Co.|300
CHY|CALAMOS CV & HIGH IN|SGMT|GOLDMAN SACHS & CO. LLC|11577
CHY|CALAMOS CV & HIGH IN|SPDR|SPEEDROUTE LLC|5107
CHY|CALAMOS CV & HIGH IN|SPHN|Stephens Inc.|110
CHY|CALAMOS CV & HIGH IN|STFL|Stifel, Nicolaus & Company, Incorporated|17684
CHY|CALAMOS CV & HIGH IN|SWIM|TD Ameritrade, Inc.|17169
CHY|CALAMOS CV & HIGH IN|SWST|Hilltop Securities Inc.|16667
CHY|CALAMOS CV & HIGH IN|TKNG|ALLY INVEST SECURITIES LLC|250
CHY|CALAMOS CV & HIGH IN|TRBT|Tradebot Systems, Inc.|4831
CHY|CALAMOS CV & HIGH IN|TRIP|Trident Partners Ltd.|850
CHY|CALAMOS CV & HIGH IN|UBSA|UBS SECURITIES LLC|58410
CHY|CALAMOS CV & HIGH IN|UBSS|UBS Securities LLC|268051
CHY|CALAMOS CV & HIGH IN|VALX|VIRTU AMERICAS LLC|800
CHY|CALAMOS CV & HIGH IN|VGRD|Vanguard Marketing Corporation|27990
CHY|CALAMOS CV & HIGH IN|WCHV|WELLS FARGO SECURITIES, LLC|76248
CHY|CALAMOS CV & HIGH IN|WEDB|WEDBUSH SECURITIES INC.|3367
CHY|CALAMOS CV & HIGH IN|WEED|Weeden & Co.L.P.|5060
CHY|CALAMOS CV & HIGH IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1229
CHY|CALAMOS CV & HIGH IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8761
CHY|CALAMOS CV & HIGH IN|WGIF|CIBC World Markets Inc.|59
CHY|CALAMOS CV & HIGH IN|WSEA|WOLVERINE SECURITIES, LLC|1659
CHY|CALAMOS CV & HIGH IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
CHY|CALAMOS CV & HIGH IN|YKNA|COMHAR CAPITAL MARKETS, LLC|900
CHY|CALAMOS CV & HIGH IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24467
CI|CIGNA CP|ABLE|NATIXIS Securities Americas LLC|4617
CI|CIGNA CP|ADAM|CANACCORD GENUITY INC.|43178
CI|CIGNA CP|AGIS|Aegis Capital Corp.|716
CI|CIGNA CP|ALTX|Alternet Securities Inc.|12991
CI|CIGNA CP|ANOS|ABEL/NOSER, L.L.C.|11328
CI|CIGNA CP|APCC|Apex Clearing Corporation|767
CI|CIGNA CP|AQUA|AQUA SECURITIES L.P.|5400
CI|CIGNA CP|BANK|Primevest Financial Services, Inc.|12
CI|CIGNA CP|BARD|Robert W. Baird & Co. Incorporated|8400
CI|CIGNA CP|BATM|CBOE TRADING, INC.|37191
CI|CIGNA CP|BAYC|BAY CREST PARTNERS, LLC|69
CI|CIGNA CP|BAYT|BTIG, LLC|600
CI|CIGNA CP|BBNT|BB&T SECURITIES, LLC|1322
CI|CIGNA CP|BERN|Sanford C. Bernstein & Co., LLC|362874
CI|CIGNA CP|BIDS|BIDS TRADING L.P.|3400
CI|CIGNA CP|BIMI|Banca IMI Securities Corp.|68
CI|CIGNA CP|BKCM|BNY Mellon Capital Markets LLC|100
CI|CIGNA CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20987
CI|CIGNA CP|BLKX|INSTINET, LLC|320975
CI|CIGNA CP|BMOC|BMO Capital Markets Corp.|4687
CI|CIGNA CP|BNPX|BNP PARIBAS SECURITIES CORP.|333938
CI|CIGNA CP|BTIG|BTIG, LLC|13657
CI|CIGNA CP|BYXM|CBOE TRADING, INC.|4255
CI|CIGNA CP|BZYD|GOLDMAN SACHS & CO. LLC|700
CI|CIGNA CP|CABR|Cabrera Capital Markets, Inc.|38
CI|CIGNA CP|CAMC|Cambria Capital, LLC|300
CI|CIGNA CP|CANT|Cantor Fitzgerald & Co.|4754
CI|CIGNA CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|11200
CI|CIGNA CP|CHAS|Charles Schwab & Co., Inc.|6099
CI|CIGNA CP|CHLC|CHURCHILL CAPITAL USA, INC.|910
CI|CIGNA CP|CIBP|CIBC World Markets Corp.|305940
CI|CIGNA CP|CICF|Canaccord Genuity Corp.|1793
CI|CIGNA CP|CIOI|CITIGROUP GLOBAL MARKETS INC|40000
CI|CIGNA CP|CIST|Capital Institutional Services, Inc.|4093
CI|CIGNA CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90879
CI|CIGNA CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|801
CI|CIGNA CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11423
CI|CIGNA CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|861890
CI|CIGNA CP|CTDL|Citadel Derivatives Group Llc|22365
CI|CIGNA CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|106628
CI|CIGNA CP|DADA|D.A. Davidson & Co.|252
CI|CIGNA CP|DBAB|Deutsche Bank Securities Inc.|929999
CI|CIGNA CP|DBAX|Deutsche Bank Securities Inc.|458200
CI|CIGNA CP|DBUL|Deutsche Bank Securities Inc.|2034
CI|CIGNA CP|DCHF|Dart Executions, LLC|6904
CI|CIGNA CP|DEAN|MORGAN STANLEY|6050
CI|CIGNA CP|DEGS|RONIN PROFESSIONAL LLC|500
CI|CIGNA CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32157
CI|CIGNA CP|DRWK|DRW SECURITIES, L.L.C.|10212
CI|CIGNA CP|EBXL|EBX LLC|323300
CI|CIGNA CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6918
CI|CIGNA CP|EDJC|Edward Jones / CDS|150
CI|CIGNA CP|EDJO|Edward D. Jones & Co., L.P.|4271
CI|CIGNA CP|EGAM|CBOE TRADING, INC.|23986
CI|CIGNA CP|EGAW|CBOE TRADING, INC.|102
CI|CIGNA CP|EGMT|EG MARKET TECHNOLOGIES LLC|2527
CI|CIGNA CP|EGXM|CBOE TRADING, INC.|4356
CI|CIGNA CP|ELEV|ELEVATION, LLC|11209
CI|CIGNA CP|ESPO|ESPOSITO SECURITIES, LLC|2
CI|CIGNA CP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|300
CI|CIGNA CP|ETBE|Electronic Transaction Clearing, Inc.|76181
CI|CIGNA CP|ETCC|Electronic Transaction Clearing, Inc.|536
CI|CIGNA CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|84939
CI|CIGNA CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|221
CI|CIGNA CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|944
CI|CIGNA CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
CI|CIGNA CP|ETRS|E*Trade Securities LLC|120225
CI|CIGNA CP|EVRS|E1 ASSET MANAGEMENT, INC.|85
CI|CIGNA CP|FBSB|U.S. Bancorp Investments, Inc.|2
CI|CIGNA CP|FILL|Tradestation Securities, Inc.|4145
CI|CIGNA CP|FINZ|FINTECH SECURITIES|700
CI|CIGNA CP|FMAF|NBCN Inc./ CDS|1446
CI|CIGNA CP|FMCO|First Manhattan Co|35
CI|CIGNA CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9027
CI|CIGNA CP|FQLS|Quantlab Securities LP|395618
CI|CIGNA CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110704
CI|CIGNA CP|FTBR|Foliofn Investments, Inc.|2890
CI|CIGNA CP|GARC|ICAP Corporates LLC|100
CI|CIGNA CP|GEBB|GLOBAL EXECUTION BROKERS, LP|15053
CI|CIGNA CP|GFIS|GFI Securities LLC|5468
CI|CIGNA CP|GLIS|TD Securities Inc|802
CI|CIGNA CP|GLPX|ACS EXECUTION SERVICES, LLC|120206
CI|CIGNA CP|GSCO|GOLDMAN SACHS & CO. LLC|2610042
CI|CIGNA CP|GSCS|GOLDMAN SACHS & CO. LLC|72577
CI|CIGNA CP|GSLT|GOLDMAN SACHS & CO. LLC|12438
CI|CIGNA CP|GTSZ|GTS SECURITIES LLC|245216
CI|CIGNA CP|HAPX|HAP Trading, LLC|10749
CI|CIGNA CP|HRBF|American Enterprise Investment Services Inc.|6970
CI|CIGNA CP|HSBC|HSBC Securities, Inc.|7698
CI|CIGNA CP|IATS|INTERACTIVE BROKERS LLC|16756
CI|CIGNA CP|IBKR|Interactive Brokers Llc|17903
CI|CIGNA CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3779
CI|CIGNA CP|ICBX|INSTINET, LLC|121538
CI|CIGNA CP|IEQY|CITADEL SECURITIES LLC|172184
CI|CIGNA CP|INCA|INSTINET, LLC|571204
CI|CIGNA CP|INJX|INSTINET, LLC|20933
CI|CIGNA CP|INTL|INTL FCSTONE FINANCIAL INC.|16
CI|CIGNA CP|ITGI|ITG Inc.|152222
CI|CIGNA CP|ITGP|ITG INC.|765800
CI|CIGNA CP|JANY|Janney Montgomery Scott Inc.|894
CI|CIGNA CP|JEFF|JEFFERIES LLC|261952
CI|CIGNA CP|JMPT|JUMP TRADING, LLC|87868
CI|CIGNA CP|JPBX|J.P. MORGAN SECURITIES LLC|114308
CI|CIGNA CP|JPMX|J.P. Morgan Securities LLC|1153150
CI|CIGNA CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|19701
CI|CIGNA CP|JSJX|JANE STREET CAPITAL LLC|19884
CI|CIGNA CP|KCGM|VIRTU Americas LLC|107683
CI|CIGNA CP|KING|C. L. King & Associates, Inc.|7000
CI|CIGNA CP|LEHM|Barclays Capital Inc./Le|1597919
CI|CIGNA CP|LIME|Lime Brokerage LLC|42499
CI|CIGNA CP|LOOP|Loop Capital Markets LLC|700
CI|CIGNA CP|LQNA|LIQUIDNET, INC.|746800
CI|CIGNA CP|LSCI|Lek Securities Corporation|63781
CI|CIGNA CP|MACQ|Macquarie Capital (USA) Inc.|1000
CI|CIGNA CP|MAXM|Maxim Group LLC|76
CI|CIGNA CP|MCMF|Raymond James Ltd. Cds|7467
CI|CIGNA CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|335894
CI|CIGNA CP|MOTF|MOTIF INVESTING, INC.|8
CI|CIGNA CP|MSCO|MORGAN STANLEY & CO. LLC|2759332
CI|CIGNA CP|MSPL|MORGAN STANLEY & CO. LLC|440000
CI|CIGNA CP|MSTX|MORGAN STANLEY & CO. LLC|194100
CI|CIGNA CP|NEUB|NEUBERGER BERMAN BD LLC|8414
CI|CIGNA CP|NFSC|National Financial Services LLC|329856
CI|CIGNA CP|NITE|VIRTU Americas LLC|669911
CI|CIGNA CP|NMRA|Nomura Securities International, Inc.|100
CI|CIGNA CP|NQRB|Brut, LLC|13644
CI|CIGNA CP|NTBF|BMO Nesbitt Burns Inc./CDS|1600
CI|CIGNA CP|NTRC|Northern Trust Securities, Inc.|9636
CI|CIGNA CP|OHOS|TWO SIGMA SECURITIES, LLC|58641
CI|CIGNA CP|OPCO|Oppenheimer & Co. Inc.|2979
CI|CIGNA CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|870
CI|CIGNA CP|PDQM|CODA MARKETS, INC.|305809
CI|CIGNA CP|PHLY|NASDAQ Execution Services, LLC|10400
CI|CIGNA CP|PICT|Pictet Overseas Inc.|105
CI|CIGNA CP|PNSR|Penserra Securities, LLC|4100
CI|CIGNA CP|PWJC|UBS Financial Services, Inc.|1917
CI|CIGNA CP|QMSR|QUATTRO M SECURITIES INC.|1030
CI|CIGNA CP|RBCM|RBC CAPITAL MARKETS, LLC|7693
CI|CIGNA CP|RHCO|Suntrust Robinson Humphrey, Inc.|14300
CI|CIGNA CP|SAGL|SAGETRADER, LLC|45992
CI|CIGNA CP|SAGW|SAGETRADER, LLC|1
CI|CIGNA CP|SALI|INTL FCSTONE FINANCIAL INC.|123
CI|CIGNA CP|SBSH|Citigroup Global Markets Inc.|330038
CI|CIGNA CP|SEIC|SEI Investments Distribution Co.|1515
CI|CIGNA CP|SGMT|GOLDMAN SACHS & CO. LLC|272154
CI|CIGNA CP|SJLS|TRADE INFORMATICS LLC|16700
CI|CIGNA CP|SPDR|SPEEDROUTE LLC|28578
CI|CIGNA CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
CI|CIGNA CP|STFL|Stifel, Nicolaus & Company, Incorporated|11618
CI|CIGNA CP|STKP|STOCKPILE INVESTMENTS, INC.|56
CI|CIGNA CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2618
CI|CIGNA CP|SWIM|TD Ameritrade, Inc.|97137
CI|CIGNA CP|SWST|Hilltop Securities Inc.|6846
CI|CIGNA CP|TKNG|ALLY INVEST SECURITIES LLC|1012
CI|CIGNA CP|TMBR|Timber Hill LLC|704
CI|CIGNA CP|TRBT|Tradebot Systems, Inc.|273766
CI|CIGNA CP|TRCM|TRC MARKETS LLC|184428
CI|CIGNA CP|UBSA|UBS SECURITIES LLC|1327797
CI|CIGNA CP|UBSS|UBS Securities LLC|2252161
CI|CIGNA CP|UFPA|UNITED FIRST PARTNERS LLC|5000
CI|CIGNA CP|VALX|VIRTU AMERICAS LLC|31638
CI|CIGNA CP|VGRD|Vanguard Marketing Corporation|8067
CI|CIGNA CP|VSIN|Vision Financial Markets Llc|2
CI|CIGNA CP|WABR|Wall Street Access|5298
CI|CIGNA CP|WBLR|WILLIAM BLAIR|306
CI|CIGNA CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4364
CI|CIGNA CP|WCHV|WELLS FARGO SECURITIES, LLC|124732
CI|CIGNA CP|WDNX|WEEDEN & CO.L.P.|1386
CI|CIGNA CP|WEDB|WEDBUSH SECURITIES INC.|61352
CI|CIGNA CP|WEED|Weeden & Co.L.P.|80353
CI|CIGNA CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|52718
CI|CIGNA CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|80738
CI|CIGNA CP|WGIF|CIBC World Markets Inc.|354
CI|CIGNA CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|376
CI|CIGNA CP|WSEA|WOLVERINE SECURITIES, LLC|6499
CI|CIGNA CP|XIST|INSTINET, LLC|323728
CI|CIGNA CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|89560
CI|CIGNA CP|YKNA|COMHAR CAPITAL MARKETS, LLC|12999
CI|CIGNA CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9913
CIA|CITIZEN INC|ALTX|Alternet Securities Inc.|701
CIA|CITIZEN INC|APCC|Apex Clearing Corporation|21
CIA|CITIZEN INC|BATM|CBOE TRADING, INC.|130
CIA|CITIZEN INC|BERN|Sanford C. Bernstein & Co., LLC|100
CIA|CITIZEN INC|BNPX|BNP PARIBAS SECURITIES CORP.|4831
CIA|CITIZEN INC|BZYD|GOLDMAN SACHS & CO. LLC|2140
CIA|CITIZEN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|725
CIA|CITIZEN INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|631
CIA|CITIZEN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10951
CIA|CITIZEN INC|CTDL|Citadel Derivatives Group Llc|1052
CIA|CITIZEN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6462
CIA|CITIZEN INC|DBAB|Deutsche Bank Securities Inc.|7242
CIA|CITIZEN INC|DBAX|Deutsche Bank Securities Inc.|6400
CIA|CITIZEN INC|DEGS|RONIN PROFESSIONAL LLC|1243
CIA|CITIZEN INC|EBXL|EBX LLC|8800
CIA|CITIZEN INC|EDJO|Edward D. Jones & Co., L.P.|545
CIA|CITIZEN INC|EGAM|CBOE TRADING, INC.|1198
CIA|CITIZEN INC|EGAW|CBOE TRADING, INC.|100
CIA|CITIZEN INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
CIA|CITIZEN INC|EGXM|CBOE TRADING, INC.|66
CIA|CITIZEN INC|EGXW|CBOE TRADING, INC.|1
CIA|CITIZEN INC|ETBE|Electronic Transaction Clearing, Inc.|301
CIA|CITIZEN INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
CIA|CITIZEN INC|ETRS|E*Trade Securities LLC|3471
CIA|CITIZEN INC|FILL|Tradestation Securities, Inc.|516
CIA|CITIZEN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13633
CIA|CITIZEN INC|FTBR|Foliofn Investments, Inc.|27
CIA|CITIZEN INC|GLPX|ACS EXECUTION SERVICES, LLC|660
CIA|CITIZEN INC|GSCO|GOLDMAN SACHS & CO. LLC|38324
CIA|CITIZEN INC|GSCS|GOLDMAN SACHS & CO. LLC|1435
CIA|CITIZEN INC|GSLT|GOLDMAN SACHS & CO. LLC|615
CIA|CITIZEN INC|GTSZ|GTS SECURITIES LLC|5780
CIA|CITIZEN INC|IATS|INTERACTIVE BROKERS LLC|800
CIA|CITIZEN INC|IBKR|Interactive Brokers Llc|4324
CIA|CITIZEN INC|ICBX|INSTINET, LLC|2400
CIA|CITIZEN INC|IEQY|CITADEL SECURITIES LLC|1803
CIA|CITIZEN INC|INCA|INSTINET, LLC|1999
CIA|CITIZEN INC|INJX|INSTINET, LLC|220
CIA|CITIZEN INC|ITGI|ITG Inc.|800
CIA|CITIZEN INC|ITGP|ITG INC.|2400
CIA|CITIZEN INC|JEFF|JEFFERIES LLC|6426
CIA|CITIZEN INC|JPBX|J.P. MORGAN SECURITIES LLC|200
CIA|CITIZEN INC|JPMX|J.P. Morgan Securities LLC|15021
CIA|CITIZEN INC|JSJX|JANE STREET CAPITAL LLC|24832
CIA|CITIZEN INC|KCGM|VIRTU Americas LLC|140
CIA|CITIZEN INC|LEHM|Barclays Capital Inc./Le|21981
CIA|CITIZEN INC|LIME|Lime Brokerage LLC|6622
CIA|CITIZEN INC|LQNA|LIQUIDNET, INC.|24000
CIA|CITIZEN INC|LSCI|Lek Securities Corporation|100
CIA|CITIZEN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14814
CIA|CITIZEN INC|MSCO|MORGAN STANLEY & CO. LLC|18587
CIA|CITIZEN INC|MSPL|MORGAN STANLEY & CO. LLC|6000
CIA|CITIZEN INC|MSTX|MORGAN STANLEY & CO. LLC|1200
CIA|CITIZEN INC|NFSC|National Financial Services LLC|4013
CIA|CITIZEN INC|NITE|VIRTU Americas LLC|45593
CIA|CITIZEN INC|NQRB|Brut, LLC|100
CIA|CITIZEN INC|PDQM|CODA MARKETS, INC.|4344
CIA|CITIZEN INC|SBSH|Citigroup Global Markets Inc.|19707
CIA|CITIZEN INC|SGMT|GOLDMAN SACHS & CO. LLC|2571
CIA|CITIZEN INC|SPDR|SPEEDROUTE LLC|1200
CIA|CITIZEN INC|STFL|Stifel, Nicolaus & Company, Incorporated|335
CIA|CITIZEN INC|SWIM|TD Ameritrade, Inc.|387
CIA|CITIZEN INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|4896
CIA|CITIZEN INC|TRBT|Tradebot Systems, Inc.|68
CIA|CITIZEN INC|TRCM|TRC MARKETS LLC|100
CIA|CITIZEN INC|UBSS|UBS Securities LLC|89501
CIA|CITIZEN INC|VALX|VIRTU AMERICAS LLC|3338
CIA|CITIZEN INC|WCHV|WELLS FARGO SECURITIES, LLC|347
CIA|CITIZEN INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
CIA|CITIZEN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5486
CIA|CITIZEN INC|WSEA|WOLVERINE SECURITIES, LLC|213
CIA|CITIZEN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|532
CIA|CITIZEN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
CIB|BANCOLOMBIA SA|ACAD|ACADEMY SECURITIES, INC.|2300
CIB|BANCOLOMBIA SA|ALTX|Alternet Securities Inc.|4013
CIB|BANCOLOMBIA SA|APCC|Apex Clearing Corporation|83
CIB|BANCOLOMBIA SA|BARD|Robert W. Baird & Co. Incorporated|189
CIB|BANCOLOMBIA SA|BATM|CBOE TRADING, INC.|1618
CIB|BANCOLOMBIA SA|BAYC|BAY CREST PARTNERS, LLC|18342
CIB|BANCOLOMBIA SA|BERN|Sanford C. Bernstein & Co., LLC|20849
CIB|BANCOLOMBIA SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1875
CIB|BANCOLOMBIA SA|BLTK|Bulltick, Llc|3100
CIB|BANCOLOMBIA SA|BNPX|BNP PARIBAS SECURITIES CORP.|844
CIB|BANCOLOMBIA SA|BYXM|CBOE TRADING, INC.|600
CIB|BANCOLOMBIA SA|BZYD|GOLDMAN SACHS & CO. LLC|998
CIB|BANCOLOMBIA SA|CANT|Cantor Fitzgerald & Co.|200
CIB|BANCOLOMBIA SA|CLSA|CLSA AMERICAS, LLC|1904
CIB|BANCOLOMBIA SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|275937
CIB|BANCOLOMBIA SA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
CIB|BANCOLOMBIA SA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
CIB|BANCOLOMBIA SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|164650
CIB|BANCOLOMBIA SA|CTDL|Citadel Derivatives Group Llc|1610
CIB|BANCOLOMBIA SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|26518
CIB|BANCOLOMBIA SA|DBAB|Deutsche Bank Securities Inc.|63479
CIB|BANCOLOMBIA SA|DBAX|Deutsche Bank Securities Inc.|67400
CIB|BANCOLOMBIA SA|DBUL|Deutsche Bank Securities Inc.|425
CIB|BANCOLOMBIA SA|DEAN|MORGAN STANLEY|934
CIB|BANCOLOMBIA SA|DEGS|RONIN PROFESSIONAL LLC|100
CIB|BANCOLOMBIA SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7018
CIB|BANCOLOMBIA SA|EBXL|EBX LLC|82000
CIB|BANCOLOMBIA SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|4774
CIB|BANCOLOMBIA SA|EDJO|Edward D. Jones & Co., L.P.|274
CIB|BANCOLOMBIA SA|EGAM|CBOE TRADING, INC.|5623
CIB|BANCOLOMBIA SA|EGMT|EG MARKET TECHNOLOGIES LLC|100
CIB|BANCOLOMBIA SA|EGXM|CBOE TRADING, INC.|203
CIB|BANCOLOMBIA SA|ETBE|Electronic Transaction Clearing, Inc.|3495
CIB|BANCOLOMBIA SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9753
CIB|BANCOLOMBIA SA|ETRS|E*Trade Securities LLC|3788
CIB|BANCOLOMBIA SA|FILL|Tradestation Securities, Inc.|841
CIB|BANCOLOMBIA SA|FQLS|Quantlab Securities LP|37423
CIB|BANCOLOMBIA SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43996
CIB|BANCOLOMBIA SA|FTBR|Foliofn Investments, Inc.|177
CIB|BANCOLOMBIA SA|GARC|ICAP Corporates LLC|35432
CIB|BANCOLOMBIA SA|GLPX|ACS EXECUTION SERVICES, LLC|22133
CIB|BANCOLOMBIA SA|GSCO|GOLDMAN SACHS & CO. LLC|139976
CIB|BANCOLOMBIA SA|GSLT|GOLDMAN SACHS & CO. LLC|4083
CIB|BANCOLOMBIA SA|GTSZ|GTS SECURITIES LLC|25211
CIB|BANCOLOMBIA SA|HRBF|American Enterprise Investment Services Inc.|100
CIB|BANCOLOMBIA SA|HSBC|HSBC Securities, Inc.|31582
CIB|BANCOLOMBIA SA|IATS|INTERACTIVE BROKERS LLC|39046
CIB|BANCOLOMBIA SA|IBKR|Interactive Brokers Llc|110253
CIB|BANCOLOMBIA SA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2804
CIB|BANCOLOMBIA SA|ICBX|INSTINET, LLC|24894
CIB|BANCOLOMBIA SA|INCA|INSTINET, LLC|80267
CIB|BANCOLOMBIA SA|INJX|INSTINET, LLC|600
CIB|BANCOLOMBIA SA|INTL|INTL FCSTONE FINANCIAL INC.|11
CIB|BANCOLOMBIA SA|ITGI|ITG Inc.|9771
CIB|BANCOLOMBIA SA|ITGP|ITG INC.|28000
CIB|BANCOLOMBIA SA|JEFF|JEFFERIES LLC|10752
CIB|BANCOLOMBIA SA|JMPT|JUMP TRADING, LLC|15921
CIB|BANCOLOMBIA SA|JPBX|J.P. MORGAN SECURITIES LLC|21502
CIB|BANCOLOMBIA SA|JPMX|J.P. Morgan Securities LLC|201573
CIB|BANCOLOMBIA SA|JSJX|JANE STREET CAPITAL LLC|2224
CIB|BANCOLOMBIA SA|KCGM|VIRTU Americas LLC|18086
CIB|BANCOLOMBIA SA|LEHM|Barclays Capital Inc./Le|110568
CIB|BANCOLOMBIA SA|LIME|Lime Brokerage LLC|5564
CIB|BANCOLOMBIA SA|LOOP|Loop Capital Markets LLC|300
CIB|BANCOLOMBIA SA|LQNA|LIQUIDNET, INC.|30600
CIB|BANCOLOMBIA SA|LSCI|Lek Securities Corporation|7
CIB|BANCOLOMBIA SA|MACQ|Macquarie Capital (USA) Inc.|500
CIB|BANCOLOMBIA SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74412
CIB|BANCOLOMBIA SA|MOTF|MOTIF INVESTING, INC.|1
CIB|BANCOLOMBIA SA|MSCO|MORGAN STANLEY & CO. LLC|885004
CIB|BANCOLOMBIA SA|MSPL|MORGAN STANLEY & CO. LLC|134700
CIB|BANCOLOMBIA SA|MSTX|MORGAN STANLEY & CO. LLC|56400
CIB|BANCOLOMBIA SA|NFSC|National Financial Services LLC|10948
CIB|BANCOLOMBIA SA|NITE|VIRTU Americas LLC|142936
CIB|BANCOLOMBIA SA|NITP|VIRTU Americas LLC|600
CIB|BANCOLOMBIA SA|NQRB|Brut, LLC|3751
CIB|BANCOLOMBIA SA|NTBF|BMO Nesbitt Burns Inc./CDS|43
CIB|BANCOLOMBIA SA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CIB|BANCOLOMBIA SA|PDQM|CODA MARKETS, INC.|28551
CIB|BANCOLOMBIA SA|PIPR|Piper Jaffray & Co.|430
CIB|BANCOLOMBIA SA|RBCM|RBC CAPITAL MARKETS, LLC|1490
CIB|BANCOLOMBIA SA|SAGL|SAGETRADER, LLC|4700
CIB|BANCOLOMBIA SA|SANT|Santander Investment Securities Inc.|83738
CIB|BANCOLOMBIA SA|SBSH|Citigroup Global Markets Inc.|15886
CIB|BANCOLOMBIA SA|SCMC|Scotia Capital Markets (USA) Inc.|48018
CIB|BANCOLOMBIA SA|SGMT|GOLDMAN SACHS & CO. LLC|52615
CIB|BANCOLOMBIA SA|SPDR|SPEEDROUTE LLC|3159
CIB|BANCOLOMBIA SA|SPTD|MINT GLOBAL MARKETS, INC.|1200
CIB|BANCOLOMBIA SA|STKP|STOCKPILE INVESTMENTS, INC.|2
CIB|BANCOLOMBIA SA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1847
CIB|BANCOLOMBIA SA|SWIM|TD Ameritrade, Inc.|684
CIB|BANCOLOMBIA SA|TKNG|ALLY INVEST SECURITIES LLC|22
CIB|BANCOLOMBIA SA|TRBT|Tradebot Systems, Inc.|70700
CIB|BANCOLOMBIA SA|TRCM|TRC MARKETS LLC|32521
CIB|BANCOLOMBIA SA|UBSA|UBS SECURITIES LLC|205330
CIB|BANCOLOMBIA SA|UBSS|UBS Securities LLC|190340
CIB|BANCOLOMBIA SA|VALX|VIRTU AMERICAS LLC|6970
CIB|BANCOLOMBIA SA|VGRD|Vanguard Marketing Corporation|1
CIB|BANCOLOMBIA SA|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CIB|BANCOLOMBIA SA|WCHV|WELLS FARGO SECURITIES, LLC|11472
CIB|BANCOLOMBIA SA|WEED|Weeden & Co.L.P.|100
CIB|BANCOLOMBIA SA|WSAG|WALL STREET ACCESS|464
CIB|BANCOLOMBIA SA|WSEA|WOLVERINE SECURITIES, LLC|10
CIB|BANCOLOMBIA SA|XIST|INSTINET, LLC|17600
CIB|BANCOLOMBIA SA|XPUS|XP SECURITIES, LLC|64221
CIB|BANCOLOMBIA SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
CIB|BANCOLOMBIA SA|YKNA|COMHAR CAPITAL MARKETS, LLC|2540
CIB|BANCOLOMBIA SA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50
CIBR|FRST TR NDQ CYBR ETF|ADAM|CANACCORD GENUITY INC.|4456
CIBR|FRST TR NDQ CYBR ETF|ALTX|Alternet Securities Inc.|1686
CIBR|FRST TR NDQ CYBR ETF|APCC|Apex Clearing Corporation|67437
CIBR|FRST TR NDQ CYBR ETF|BARD|Robert W. Baird & Co. Incorporated|1620
CIBR|FRST TR NDQ CYBR ETF|BATM|CBOE TRADING, INC.|3200
CIBR|FRST TR NDQ CYBR ETF|BERN|Sanford C. Bernstein & Co., LLC|200
CIBR|FRST TR NDQ CYBR ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33509
CIBR|FRST TR NDQ CYBR ETF|BTIG|BTIG, LLC|11634
CIBR|FRST TR NDQ CYBR ETF|CANT|Cantor Fitzgerald & Co.|142460
CIBR|FRST TR NDQ CYBR ETF|CHAS|Charles Schwab & Co., Inc.|772
CIBR|FRST TR NDQ CYBR ETF|CIST|Capital Institutional Services, Inc.|100
CIBR|FRST TR NDQ CYBR ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3400
CIBR|FRST TR NDQ CYBR ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89465
CIBR|FRST TR NDQ CYBR ETF|CSIN|Citadel Securities Institutional LLC|83568
CIBR|FRST TR NDQ CYBR ETF|CTDL|Citadel Derivatives Group Llc|287993
CIBR|FRST TR NDQ CYBR ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|42338
CIBR|FRST TR NDQ CYBR ETF|DBAX|Deutsche Bank Securities Inc.|92100
CIBR|FRST TR NDQ CYBR ETF|DEAN|MORGAN STANLEY|136584
CIBR|FRST TR NDQ CYBR ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2715
CIBR|FRST TR NDQ CYBR ETF|EBXL|EBX LLC|43500
CIBR|FRST TR NDQ CYBR ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|4525
CIBR|FRST TR NDQ CYBR ETF|EDJO|Edward D. Jones & Co., L.P.|600
CIBR|FRST TR NDQ CYBR ETF|EGAM|CBOE TRADING, INC.|3290
CIBR|FRST TR NDQ CYBR ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
CIBR|FRST TR NDQ CYBR ETF|EGXM|CBOE TRADING, INC.|1364
CIBR|FRST TR NDQ CYBR ETF|ETBE|Electronic Transaction Clearing, Inc.|3117
CIBR|FRST TR NDQ CYBR ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2107
CIBR|FRST TR NDQ CYBR ETF|ETRS|E*Trade Securities LLC|26567
CIBR|FRST TR NDQ CYBR ETF|FBCO|Credit Suisse Securities (USA) LLC|66118
CIBR|FRST TR NDQ CYBR ETF|FILL|Tradestation Securities, Inc.|478
CIBR|FRST TR NDQ CYBR ETF|FMAF|NBCN Inc./ CDS|7586
CIBR|FRST TR NDQ CYBR ETF|FOMA|TD AMERITRADE CLEARING, INC.|113283
CIBR|FRST TR NDQ CYBR ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25290
CIBR|FRST TR NDQ CYBR ETF|FTBR|Foliofn Investments, Inc.|2008
CIBR|FRST TR NDQ CYBR ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|5351
CIBR|FRST TR NDQ CYBR ETF|GLPX|ACS EXECUTION SERVICES, LLC|3938
CIBR|FRST TR NDQ CYBR ETF|GSCO|GOLDMAN SACHS & CO. LLC|5212
CIBR|FRST TR NDQ CYBR ETF|GSLT|GOLDMAN SACHS & CO. LLC|4413
CIBR|FRST TR NDQ CYBR ETF|GTSZ|GTS SECURITIES LLC|1979
CIBR|FRST TR NDQ CYBR ETF|HRBF|American Enterprise Investment Services Inc.|13182
CIBR|FRST TR NDQ CYBR ETF|IATS|INTERACTIVE BROKERS LLC|2500
CIBR|FRST TR NDQ CYBR ETF|IBKR|Interactive Brokers Llc|12489
CIBR|FRST TR NDQ CYBR ETF|ICBX|INSTINET, LLC|68564
CIBR|FRST TR NDQ CYBR ETF|INCA|INSTINET, LLC|29291
CIBR|FRST TR NDQ CYBR ETF|ITGI|ITG Inc.|451
CIBR|FRST TR NDQ CYBR ETF|ITGP|ITG INC.|60400
CIBR|FRST TR NDQ CYBR ETF|JANY|Janney Montgomery Scott Inc.|205
CIBR|FRST TR NDQ CYBR ETF|JEFF|JEFFERIES LLC|800
CIBR|FRST TR NDQ CYBR ETF|JMPT|JUMP TRADING, LLC|2755
CIBR|FRST TR NDQ CYBR ETF|JPMX|J.P. Morgan Securities LLC|19648
CIBR|FRST TR NDQ CYBR ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|157899
CIBR|FRST TR NDQ CYBR ETF|JSJX|JANE STREET CAPITAL LLC|348120
CIBR|FRST TR NDQ CYBR ETF|KCGM|VIRTU Americas LLC|36560
CIBR|FRST TR NDQ CYBR ETF|LEHM|Barclays Capital Inc./Le|53940
CIBR|FRST TR NDQ CYBR ETF|LIME|Lime Brokerage LLC|17145
CIBR|FRST TR NDQ CYBR ETF|LSCI|Lek Securities Corporation|12663
CIBR|FRST TR NDQ CYBR ETF|MACC|Mid Atlantic Capital Corporation|132
CIBR|FRST TR NDQ CYBR ETF|MCMF|Raymond James Ltd. Cds|2450
CIBR|FRST TR NDQ CYBR ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33868
CIBR|FRST TR NDQ CYBR ETF|MOTF|MOTIF INVESTING, INC.|1
CIBR|FRST TR NDQ CYBR ETF|MSCO|MORGAN STANLEY & CO. LLC|959600
CIBR|FRST TR NDQ CYBR ETF|MSPL|MORGAN STANLEY & CO. LLC|47400
CIBR|FRST TR NDQ CYBR ETF|NBCS|NBC Securities, INC.|200
CIBR|FRST TR NDQ CYBR ETF|NFSC|National Financial Services LLC|164293
CIBR|FRST TR NDQ CYBR ETF|NITE|VIRTU Americas LLC|335026
CIBR|FRST TR NDQ CYBR ETF|NITP|VIRTU Americas LLC|1220
CIBR|FRST TR NDQ CYBR ETF|NQRB|Brut, LLC|100
CIBR|FRST TR NDQ CYBR ETF|OLDM|OLD MISSION CAPITAL, LLC|65263
CIBR|FRST TR NDQ CYBR ETF|OPCO|Oppenheimer & Co. Inc.|2650
CIBR|FRST TR NDQ CYBR ETF|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3300
CIBR|FRST TR NDQ CYBR ETF|PDQM|CODA MARKETS, INC.|43812
CIBR|FRST TR NDQ CYBR ETF|PICT|Pictet Overseas Inc.|1000
CIBR|FRST TR NDQ CYBR ETF|PREC|PRECISION SECURITIES, LLC|1100
CIBR|FRST TR NDQ CYBR ETF|RAJA|Raymond James & Associates, Inc.|16489
CIBR|FRST TR NDQ CYBR ETF|RBCM|RBC CAPITAL MARKETS, LLC|7561
CIBR|FRST TR NDQ CYBR ETF|SAGL|SAGETRADER, LLC|1700
CIBR|FRST TR NDQ CYBR ETF|SALI|INTL FCSTONE FINANCIAL INC.|1
CIBR|FRST TR NDQ CYBR ETF|SBSH|Citigroup Global Markets Inc.|438854
CIBR|FRST TR NDQ CYBR ETF|SGMT|GOLDMAN SACHS & CO. LLC|22108
CIBR|FRST TR NDQ CYBR ETF|SHMR|ABN Amro Clearing LLC|137
CIBR|FRST TR NDQ CYBR ETF|SPHN|Stephens Inc.|1387
CIBR|FRST TR NDQ CYBR ETF|STFL|Stifel, Nicolaus & Company, Incorporated|5324
CIBR|FRST TR NDQ CYBR ETF|STKP|STOCKPILE INVESTMENTS, INC.|540
CIBR|FRST TR NDQ CYBR ETF|SWIM|TD Ameritrade, Inc.|9433
CIBR|FRST TR NDQ CYBR ETF|SWST|Hilltop Securities Inc.|1900
CIBR|FRST TR NDQ CYBR ETF|TKNG|ALLY INVEST SECURITIES LLC|1731
CIBR|FRST TR NDQ CYBR ETF|TRBT|Tradebot Systems, Inc.|6357
CIBR|FRST TR NDQ CYBR ETF|TRCM|TRC MARKETS LLC|100
CIBR|FRST TR NDQ CYBR ETF|UBSA|UBS SECURITIES LLC|192548
CIBR|FRST TR NDQ CYBR ETF|UBSS|UBS Securities LLC|320450
CIBR|FRST TR NDQ CYBR ETF|VALX|VIRTU AMERICAS LLC|5414
CIBR|FRST TR NDQ CYBR ETF|VGRD|Vanguard Marketing Corporation|18279
CIBR|FRST TR NDQ CYBR ETF|WCHV|WELLS FARGO SECURITIES, LLC|22039
CIBR|FRST TR NDQ CYBR ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2118
CIBR|FRST TR NDQ CYBR ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2478
CIBR|FRST TR NDQ CYBR ETF|WGIF|CIBC World Markets Inc.|37292
CIBR|FRST TR NDQ CYBR ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|122
CIBR|FRST TR NDQ CYBR ETF|WSEA|WOLVERINE SECURITIES, LLC|3511
CIBR|FRST TR NDQ CYBR ETF|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1600
CIBR|FRST TR NDQ CYBR ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|20742
CIBR|FRST TR NDQ CYBR ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56344
CIC|CAPITOL INVESTMENT C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
CIC|CAPITOL INVESTMENT C|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
CIC|CAPITOL INVESTMENT C|EBXL|EBX LLC|1000
CIC|CAPITOL INVESTMENT C|GSCO|GOLDMAN SACHS & CO. LLC|1000
CIC|CAPITOL INVESTMENT C|GSCS|GOLDMAN SACHS & CO. LLC|300
CIC|CAPITOL INVESTMENT C|ICBX|INSTINET, LLC|1000
CIC|CAPITOL INVESTMENT C|ITGP|ITG INC.|800
CIC|CAPITOL INVESTMENT C|MITR|GMP SECURITIES, LLC|7438
CIC|CAPITOL INVESTMENT C|MSCO|MORGAN STANLEY & CO. LLC|300
CIC|CAPITOL INVESTMENT C|NITE|VIRTU Americas LLC|2986
CIC|CAPITOL INVESTMENT C|SGMT|GOLDMAN SACHS & CO. LLC|1300
CIC|CAPITOL INVESTMENT C|UBSA|UBS SECURITIES LLC|1400
CIC.U|CAPITOL INVT IV UTS|CANT|Cantor Fitzgerald & Co.|25000
CIC.U|CAPITOL INVT IV UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3500
CIC.U|CAPITOL INVT IV UTS|IBKR|Interactive Brokers Llc|1200
CIC.U|CAPITOL INVT IV UTS|LIME|Lime Brokerage LLC|60
CIC.U|CAPITOL INVT IV UTS|LSCI|Lek Securities Corporation|6600
CIC.U|CAPITOL INVT IV UTS|MITR|GMP SECURITIES, LLC|5500
CIC.U|CAPITOL INVT IV UTS|MSCO|MORGAN STANLEY & CO. LLC|8440
CIC.U|CAPITOL INVT IV UTS|NITE|VIRTU Americas LLC|3600
CIC.U|CAPITOL INVT IV UTS|TDSI|TD Securities (USA) LLC|14000
CIC.U|CAPITOL INVT IV UTS|TRBT|Tradebot Systems, Inc.|100
CIC.U|CAPITOL INVT IV UTS|UBSS|UBS Securities LLC|700
CIC.W|CAPITOL INVT WTS|ETRS|E*Trade Securities LLC|10126
CIC.W|CAPITOL INVT WTS|NFSC|National Financial Services LLC|2
CIC.W|CAPITOL INVT WTS|NITE|VIRTU Americas LLC|4343
CID|VICTORYSHS INTL HI D|BYXM|CBOE TRADING, INC.|98
CID|VICTORYSHS INTL HI D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
CID|VICTORYSHS INTL HI D|CSIN|Citadel Securities Institutional LLC|5404
CID|VICTORYSHS INTL HI D|DBAB|Deutsche Bank Securities Inc.|10803
CID|VICTORYSHS INTL HI D|DBAX|Deutsche Bank Securities Inc.|600
CID|VICTORYSHS INTL HI D|EBXL|EBX LLC|100
CID|VICTORYSHS INTL HI D|ETRS|E*Trade Securities LLC|2
CID|VICTORYSHS INTL HI D|FBCO|Credit Suisse Securities (USA) LLC|874
CID|VICTORYSHS INTL HI D|FOMA|TD AMERITRADE CLEARING, INC.|749
CID|VICTORYSHS INTL HI D|GTSZ|GTS SECURITIES LLC|600
CID|VICTORYSHS INTL HI D|IBKR|Interactive Brokers Llc|50
CID|VICTORYSHS INTL HI D|ICBX|INSTINET, LLC|100
CID|VICTORYSHS INTL HI D|JSEB|JANE STREET EXECUTION SERVICES, LLC|39857
CID|VICTORYSHS INTL HI D|JSJX|JANE STREET CAPITAL LLC|852
CID|VICTORYSHS INTL HI D|KCGM|VIRTU Americas LLC|2079
CID|VICTORYSHS INTL HI D|LEHM|Barclays Capital Inc./Le|1108
CID|VICTORYSHS INTL HI D|LIME|Lime Brokerage LLC|2212
CID|VICTORYSHS INTL HI D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CID|VICTORYSHS INTL HI D|MSCO|MORGAN STANLEY & CO. LLC|3356
CID|VICTORYSHS INTL HI D|NFSC|National Financial Services LLC|6671
CID|VICTORYSHS INTL HI D|NITE|VIRTU Americas LLC|8235
CID|VICTORYSHS INTL HI D|PDQM|CODA MARKETS, INC.|600
CID|VICTORYSHS INTL HI D|RAJA|Raymond James & Associates, Inc.|134
CID|VICTORYSHS INTL HI D|RBCM|RBC CAPITAL MARKETS, LLC|554
CID|VICTORYSHS INTL HI D|SALI|INTL FCSTONE FINANCIAL INC.|205
CID|VICTORYSHS INTL HI D|SGMT|GOLDMAN SACHS & CO. LLC|100
CID|VICTORYSHS INTL HI D|UBSA|UBS SECURITIES LLC|1820
CID|VICTORYSHS INTL HI D|UBSS|UBS Securities LLC|1100
CID|VICTORYSHS INTL HI D|WSEA|WOLVERINE SECURITIES, LLC|5
CID|VICTORYSHS INTL HI D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5817
CIDM|CINEDIGM CORP|ALTX|Alternet Securities Inc.|800
CIDM|CINEDIGM CORP|APCC|Apex Clearing Corporation|548
CIDM|CINEDIGM CORP|CHAS|Charles Schwab & Co., Inc.|500
CIDM|CINEDIGM CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
CIDM|CINEDIGM CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6299
CIDM|CINEDIGM CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CIDM|CINEDIGM CORP|DBAB|Deutsche Bank Securities Inc.|2565
CIDM|CINEDIGM CORP|DBAX|Deutsche Bank Securities Inc.|400
CIDM|CINEDIGM CORP|DEGS|RONIN PROFESSIONAL LLC|7464
CIDM|CINEDIGM CORP|EBXL|EBX LLC|3900
CIDM|CINEDIGM CORP|EGAM|CBOE TRADING, INC.|100
CIDM|CINEDIGM CORP|EGXM|CBOE TRADING, INC.|700
CIDM|CINEDIGM CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1508
CIDM|CINEDIGM CORP|ETRS|E*Trade Securities LLC|90778
CIDM|CINEDIGM CORP|FBCO|Credit Suisse Securities (USA) LLC|3468
CIDM|CINEDIGM CORP|FOMA|TD AMERITRADE CLEARING, INC.|283126
CIDM|CINEDIGM CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1207
CIDM|CINEDIGM CORP|FTBR|Foliofn Investments, Inc.|1
CIDM|CINEDIGM CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
CIDM|CINEDIGM CORP|GLPX|ACS EXECUTION SERVICES, LLC|5176
CIDM|CINEDIGM CORP|GSCO|GOLDMAN SACHS & CO. LLC|8896
CIDM|CINEDIGM CORP|GSLT|GOLDMAN SACHS & CO. LLC|200
CIDM|CINEDIGM CORP|GTSZ|GTS SECURITIES LLC|700
CIDM|CINEDIGM CORP|IATS|INTERACTIVE BROKERS LLC|1770
CIDM|CINEDIGM CORP|IBKR|Interactive Brokers Llc|26950
CIDM|CINEDIGM CORP|ICBX|INSTINET, LLC|300
CIDM|CINEDIGM CORP|INCA|INSTINET, LLC|9783
CIDM|CINEDIGM CORP|INJX|INSTINET, LLC|200
CIDM|CINEDIGM CORP|ITGI|ITG Inc.|2674
CIDM|CINEDIGM CORP|ITGP|ITG INC.|6400
CIDM|CINEDIGM CORP|JEFF|JEFFERIES LLC|100
CIDM|CINEDIGM CORP|JPMX|J.P. Morgan Securities LLC|11200
CIDM|CINEDIGM CORP|JSJX|JANE STREET CAPITAL LLC|100
CIDM|CINEDIGM CORP|KCGM|VIRTU Americas LLC|900
CIDM|CINEDIGM CORP|LEHM|Barclays Capital Inc./Le|54888
CIDM|CINEDIGM CORP|LIME|Lime Brokerage LLC|21315
CIDM|CINEDIGM CORP|LMGP|LIME BROKERAGE LLC|4500
CIDM|CINEDIGM CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CIDM|CINEDIGM CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4869
CIDM|CINEDIGM CORP|MSCO|MORGAN STANLEY & CO. LLC|115669
CIDM|CINEDIGM CORP|MSPL|MORGAN STANLEY & CO. LLC|3300
CIDM|CINEDIGM CORP|NFSC|National Financial Services LLC|72761
CIDM|CINEDIGM CORP|NITE|VIRTU Americas LLC|193845
CIDM|CINEDIGM CORP|NITP|VIRTU Americas LLC|400
CIDM|CINEDIGM CORP|NQRB|Brut, LLC|300
CIDM|CINEDIGM CORP|PCPT|PHILLIP CAPITAL INC.|2000
CIDM|CINEDIGM CORP|PDQM|CODA MARKETS, INC.|2986
CIDM|CINEDIGM CORP|SBSH|Citigroup Global Markets Inc.|208
CIDM|CINEDIGM CORP|SGMT|GOLDMAN SACHS & CO. LLC|1130
CIDM|CINEDIGM CORP|SPDR|SPEEDROUTE LLC|1476
CIDM|CINEDIGM CORP|SPTD|MINT GLOBAL MARKETS, INC.|8690
CIDM|CINEDIGM CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1500
CIDM|CINEDIGM CORP|SWIM|TD Ameritrade, Inc.|73524
CIDM|CINEDIGM CORP|TKNG|ALLY INVEST SECURITIES LLC|32
CIDM|CINEDIGM CORP|TRCM|TRC MARKETS LLC|22102
CIDM|CINEDIGM CORP|UBSA|UBS SECURITIES LLC|7921
CIDM|CINEDIGM CORP|UBSS|UBS Securities LLC|17872
CIDM|CINEDIGM CORP|VGRD|Vanguard Marketing Corporation|500
CIDM|CINEDIGM CORP|WCHV|WELLS FARGO SECURITIES, LLC|9950
CIDM|CINEDIGM CORP|WGIF|CIBC World Markets Inc.|600
CIDM|CINEDIGM CORP|WSEA|WOLVERINE SECURITIES, LLC|1630
CIDM|CINEDIGM CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
CIEN|CIENA CORP|ADAM|CANACCORD GENUITY INC.|228094
CIEN|CIENA CORP|ALTX|Alternet Securities Inc.|32588
CIEN|CIENA CORP|ANOS|ABEL/NOSER, L.L.C.|152928
CIEN|CIENA CORP|APCC|Apex Clearing Corporation|2727
CIEN|CIENA CORP|BARD|Robert W. Baird & Co. Incorporated|4748
CIEN|CIENA CORP|BATM|CBOE TRADING, INC.|21388
CIEN|CIENA CORP|BAYT|BTIG, LLC|5100
CIEN|CIENA CORP|BBNT|BB&T SECURITIES, LLC|65
CIEN|CIENA CORP|BERN|Sanford C. Bernstein & Co., LLC|113817
CIEN|CIENA CORP|BIDS|BIDS TRADING L.P.|2200
CIEN|CIENA CORP|BIMI|Banca IMI Securities Corp.|1641
CIEN|CIENA CORP|BKCM|BNY Mellon Capital Markets LLC|16829
CIEN|CIENA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|128943
CIEN|CIENA CORP|BLKX|INSTINET, LLC|124530
CIEN|CIENA CORP|BMOC|BMO Capital Markets Corp.|317749
CIEN|CIENA CORP|BNCH|The Benchmark Company, LLC|49300
CIEN|CIENA CORP|BNPX|BNP PARIBAS SECURITIES CORP.|59266
CIEN|CIENA CORP|BRGE|Newbridge Securities Corp.|23013
CIEN|CIENA CORP|BRVL|BLAYLOCK VAN, LLC|11230
CIEN|CIENA CORP|BTIG|BTIG, LLC|1900
CIEN|CIENA CORP|BYXM|CBOE TRADING, INC.|9545
CIEN|CIENA CORP|BZYD|GOLDMAN SACHS & CO. LLC|1500
CIEN|CIENA CORP|CANT|Cantor Fitzgerald & Co.|218494
CIEN|CIENA CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|55800
CIEN|CIENA CORP|CHAS|Charles Schwab & Co., Inc.|3910
CIEN|CIENA CORP|CIST|Capital Institutional Services, Inc.|36032
CIEN|CIENA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1328361
CIEN|CIENA CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
CIEN|CIENA CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|57674
CIEN|CIENA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1244653
CIEN|CIENA CORP|CTDL|Citadel Derivatives Group Llc|41813
CIEN|CIENA CORP|CTLR|CUTLER GROUP, LP|1184
CIEN|CIENA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|227544
CIEN|CIENA CORP|DBAB|Deutsche Bank Securities Inc.|324208
CIEN|CIENA CORP|DBAX|Deutsche Bank Securities Inc.|1218000
CIEN|CIENA CORP|DBUL|Deutsche Bank Securities Inc.|25809
CIEN|CIENA CORP|DCHF|Dart Executions, LLC|6192
CIEN|CIENA CORP|DEAN|MORGAN STANLEY|4913
CIEN|CIENA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9100
CIEN|CIENA CORP|EBXL|EBX LLC|710800
CIEN|CIENA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4937
CIEN|CIENA CORP|EDJC|Edward Jones / CDS|3186
CIEN|CIENA CORP|EDJO|Edward D. Jones & Co., L.P.|485
CIEN|CIENA CORP|EGAM|CBOE TRADING, INC.|38939
CIEN|CIENA CORP|EGAW|CBOE TRADING, INC.|654
CIEN|CIENA CORP|EGMT|EG MARKET TECHNOLOGIES LLC|120
CIEN|CIENA CORP|EGXM|CBOE TRADING, INC.|7315
CIEN|CIENA CORP|EGXW|CBOE TRADING, INC.|450
CIEN|CIENA CORP|ETBE|Electronic Transaction Clearing, Inc.|37136
CIEN|CIENA CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CIEN|CIENA CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CIEN|CIENA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17847
CIEN|CIENA CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|764
CIEN|CIENA CORP|ETRS|E*Trade Securities LLC|483874
CIEN|CIENA CORP|FILL|Tradestation Securities, Inc.|25781
CIEN|CIENA CORP|FMAF|NBCN Inc./ CDS|3040
CIEN|CIENA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7321
CIEN|CIENA CORP|FQLS|Quantlab Securities LP|725921
CIEN|CIENA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|290794
CIEN|CIENA CORP|FTBR|Foliofn Investments, Inc.|1950
CIEN|CIENA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|12588
CIEN|CIENA CORP|GLIS|TD Securities Inc|1990
CIEN|CIENA CORP|GLPX|ACS EXECUTION SERVICES, LLC|53133
CIEN|CIENA CORP|GSCO|GOLDMAN SACHS & CO. LLC|2070195
CIEN|CIENA CORP|GSCS|GOLDMAN SACHS & CO. LLC|21620
CIEN|CIENA CORP|GSLT|GOLDMAN SACHS & CO. LLC|19317
CIEN|CIENA CORP|GTSZ|GTS SECURITIES LLC|149383
CIEN|CIENA CORP|HRBF|American Enterprise Investment Services Inc.|8959
CIEN|CIENA CORP|HSBC|HSBC Securities, Inc.|400
CIEN|CIENA CORP|IATS|INTERACTIVE BROKERS LLC|36335
CIEN|CIENA CORP|IBKR|Interactive Brokers Llc|73162
CIEN|CIENA CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|740
CIEN|CIENA CORP|ICBX|INSTINET, LLC|196319
CIEN|CIENA CORP|IEQY|CITADEL SECURITIES LLC|233757
CIEN|CIENA CORP|INCA|INSTINET, LLC|617079
CIEN|CIENA CORP|INJX|INSTINET, LLC|6719
CIEN|CIENA CORP|ITGI|ITG Inc.|246421
CIEN|CIENA CORP|ITGP|ITG INC.|990200
CIEN|CIENA CORP|JANY|Janney Montgomery Scott Inc.|16092
CIEN|CIENA CORP|JEFF|JEFFERIES LLC|764101
CIEN|CIENA CORP|JMPT|JUMP TRADING, LLC|114864
CIEN|CIENA CORP|JPBX|J.P. MORGAN SECURITIES LLC|244203
CIEN|CIENA CORP|JPMX|J.P. Morgan Securities LLC|1116029
CIEN|CIENA CORP|JSCL|JOSEPH STONE CAPITAL L.L.C.|5000
CIEN|CIENA CORP|JSJX|JANE STREET CAPITAL LLC|17228
CIEN|CIENA CORP|JUTA|JUMP TRADING, LLC|190
CIEN|CIENA CORP|KCGM|VIRTU Americas LLC|156610
CIEN|CIENA CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|1817164
CIEN|CIENA CORP|LEHM|Barclays Capital Inc./Le|3009637
CIEN|CIENA CORP|LIME|Lime Brokerage LLC|19373
CIEN|CIENA CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|86600
CIEN|CIENA CORP|LOOP|Loop Capital Markets LLC|3653
CIEN|CIENA CORP|LQNA|LIQUIDNET, INC.|178200
CIEN|CIENA CORP|LSCI|Lek Securities Corporation|204
CIEN|CIENA CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CIEN|CIENA CORP|MACQ|Macquarie Capital (USA) Inc.|22786
CIEN|CIENA CORP|MAXM|Maxim Group LLC|10827
CIEN|CIENA CORP|MBTS|ALLY INVEST SECURITIES LLC|100
CIEN|CIENA CORP|MCMF|Raymond James Ltd. Cds|500
CIEN|CIENA CORP|MKMP|MKM Partners LLC|1500
CIEN|CIENA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|586578
CIEN|CIENA CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1492
CIEN|CIENA CORP|MNDX|TJM Investments, LLC|1000
CIEN|CIENA CORP|MOTF|MOTIF INVESTING, INC.|3
CIEN|CIENA CORP|MSCO|MORGAN STANLEY & CO. LLC|4933466
CIEN|CIENA CORP|MSPL|MORGAN STANLEY & CO. LLC|1445000
CIEN|CIENA CORP|MSTX|MORGAN STANLEY & CO. LLC|946700
CIEN|CIENA CORP|MZHO|Mizuho Securities USA LLC|184200
CIEN|CIENA CORP|NATL|National Securities Corporation|50
CIEN|CIENA CORP|NEUB|NEUBERGER BERMAN BD LLC|480
CIEN|CIENA CORP|NFSC|National Financial Services LLC|508947
CIEN|CIENA CORP|NITE|VIRTU Americas LLC|1890845
CIEN|CIENA CORP|NITP|VIRTU Americas LLC|1568
CIEN|CIENA CORP|NMRA|Nomura Securities International, Inc.|141400
CIEN|CIENA CORP|NQRB|Brut, LLC|29056
CIEN|CIENA CORP|NTBF|BMO Nesbitt Burns Inc./CDS|14881
CIEN|CIENA CORP|NTRC|Northern Trust Securities, Inc.|3457
CIEN|CIENA CORP|OHOS|TWO SIGMA SECURITIES, LLC|171750
CIEN|CIENA CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|12142
CIEN|CIENA CORP|OPCO|Oppenheimer & Co. Inc.|5277
CIEN|CIENA CORP|PDQM|CODA MARKETS, INC.|24456
CIEN|CIENA CORP|PHLY|NASDAQ Execution Services, LLC|18000
CIEN|CIENA CORP|PIPR|Piper Jaffray & Co.|10922
CIEN|CIENA CORP|PWJC|UBS Financial Services, Inc.|8484
CIEN|CIENA CORP|QMSR|QUATTRO M SECURITIES INC.|4170
CIEN|CIENA CORP|RBCM|RBC CAPITAL MARKETS, LLC|12625
CIEN|CIENA CORP|RGLD|Regal Securities, Inc|5
CIEN|CIENA CORP|SAGL|SAGETRADER, LLC|26482
CIEN|CIENA CORP|SAGW|SAGETRADER, LLC|2573
CIEN|CIENA CORP|SALI|INTL FCSTONE FINANCIAL INC.|1960
CIEN|CIENA CORP|SBSH|Citigroup Global Markets Inc.|239072
CIEN|CIENA CORP|SGMT|GOLDMAN SACHS & CO. LLC|459664
CIEN|CIENA CORP|SIDC|Sidoti & Company, LLC|100
CIEN|CIENA CORP|SPDR|SPEEDROUTE LLC|14926
CIEN|CIENA CORP|SPNT|SEVEN POINTS CAPITAL, LLC|5900
CIEN|CIENA CORP|SPTD|MINT GLOBAL MARKETS, INC.|800
CIEN|CIENA CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|39500
CIEN|CIENA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|43879
CIEN|CIENA CORP|STKP|STOCKPILE INVESTMENTS, INC.|10
CIEN|CIENA CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16323
CIEN|CIENA CORP|SWIM|TD Ameritrade, Inc.|331907
CIEN|CIENA CORP|SWST|Hilltop Securities Inc.|1119
CIEN|CIENA CORP|TAGC|TELSEY ADVISORY GROUP LLC|14699
CIEN|CIENA CORP|TKNG|ALLY INVEST SECURITIES LLC|11488
CIEN|CIENA CORP|TRBT|Tradebot Systems, Inc.|516492
CIEN|CIENA CORP|TRCM|TRC MARKETS LLC|72894
CIEN|CIENA CORP|TWTT|TASTYWORKS, INC.|1700
CIEN|CIENA CORP|UBSA|UBS SECURITIES LLC|1709447
CIEN|CIENA CORP|UBSS|UBS Securities LLC|1222286
CIEN|CIENA CORP|VALX|VIRTU AMERICAS LLC|76828
CIEN|CIENA CORP|VGRD|Vanguard Marketing Corporation|21902
CIEN|CIENA CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|8844
CIEN|CIENA CORP|WCHV|WELLS FARGO SECURITIES, LLC|824035
CIEN|CIENA CORP|WDNX|WEEDEN & CO.L.P.|16336
CIEN|CIENA CORP|WEDB|WEDBUSH SECURITIES INC.|1959
CIEN|CIENA CORP|WEED|Weeden & Co.L.P.|9218
CIEN|CIENA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18768
CIEN|CIENA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|82641
CIEN|CIENA CORP|WFPB|Wells Fargo Securities, LLC.|850
CIEN|CIENA CORP|WGIF|CIBC World Markets Inc.|3700
CIEN|CIENA CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|580
CIEN|CIENA CORP|WSEA|WOLVERINE SECURITIES, LLC|20035
CIEN|CIENA CORP|XIST|INSTINET, LLC|161196
CIEN|CIENA CORP|XPQR|Jump Trading|2041
CIEN|CIENA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|151718
CIEN|CIENA CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|267
CIEN|CIENA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27459
CIF|MFS INTMD TOT|AGIS|Aegis Capital Corp.|1500
CIF|MFS INTMD TOT|ALTX|Alternet Securities Inc.|540
CIF|MFS INTMD TOT|APCC|Apex Clearing Corporation|1070
CIF|MFS INTMD TOT|BATM|CBOE TRADING, INC.|465
CIF|MFS INTMD TOT|BTIG|BTIG, LLC|4258
CIF|MFS INTMD TOT|CHAS|Charles Schwab & Co., Inc.|7586
CIF|MFS INTMD TOT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|977
CIF|MFS INTMD TOT|DADA|D.A. Davidson & Co.|7
CIF|MFS INTMD TOT|DBAX|Deutsche Bank Securities Inc.|6600
CIF|MFS INTMD TOT|DEAN|MORGAN STANLEY|4209
CIF|MFS INTMD TOT|EBXL|EBX LLC|900
CIF|MFS INTMD TOT|EDJO|Edward D. Jones & Co., L.P.|1857
CIF|MFS INTMD TOT|EGAM|CBOE TRADING, INC.|1600
CIF|MFS INTMD TOT|EGXM|CBOE TRADING, INC.|962
CIF|MFS INTMD TOT|ETRS|E*Trade Securities LLC|99331
CIF|MFS INTMD TOT|FBSB|U.S. Bancorp Investments, Inc.|4611
CIF|MFS INTMD TOT|FILL|Tradestation Securities, Inc.|200
CIF|MFS INTMD TOT|FMAF|NBCN Inc./ CDS|2640
CIF|MFS INTMD TOT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
CIF|MFS INTMD TOT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17456
CIF|MFS INTMD TOT|FTBR|Foliofn Investments, Inc.|392
CIF|MFS INTMD TOT|GLPX|ACS EXECUTION SERVICES, LLC|446
CIF|MFS INTMD TOT|GSCO|GOLDMAN SACHS & CO. LLC|4800
CIF|MFS INTMD TOT|HRBF|American Enterprise Investment Services Inc.|139081
CIF|MFS INTMD TOT|IATS|INTERACTIVE BROKERS LLC|3510
CIF|MFS INTMD TOT|IBKR|Interactive Brokers Llc|14731
CIF|MFS INTMD TOT|ICBX|INSTINET, LLC|100
CIF|MFS INTMD TOT|INCA|INSTINET, LLC|1186
CIF|MFS INTMD TOT|ITGI|ITG Inc.|5940
CIF|MFS INTMD TOT|ITGP|ITG INC.|1600
CIF|MFS INTMD TOT|JANY|Janney Montgomery Scott Inc.|8301
CIF|MFS INTMD TOT|KCGM|VIRTU Americas LLC|500
CIF|MFS INTMD TOT|LEHM|Barclays Capital Inc./Le|1200
CIF|MFS INTMD TOT|LIME|Lime Brokerage LLC|400
CIF|MFS INTMD TOT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CIF|MFS INTMD TOT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CIF|MFS INTMD TOT|MSCO|MORGAN STANLEY & CO. LLC|112813
CIF|MFS INTMD TOT|MSPL|MORGAN STANLEY & CO. LLC|15100
CIF|MFS INTMD TOT|NATL|National Securities Corporation|3700
CIF|MFS INTMD TOT|NFSC|National Financial Services LLC|156292
CIF|MFS INTMD TOT|NITE|VIRTU Americas LLC|339819
CIF|MFS INTMD TOT|NQRB|Brut, LLC|5307
CIF|MFS INTMD TOT|OPCO|Oppenheimer & Co. Inc.|54
CIF|MFS INTMD TOT|PDQM|CODA MARKETS, INC.|686
CIF|MFS INTMD TOT|PWJC|UBS Financial Services, Inc.|1500
CIF|MFS INTMD TOT|RBCM|RBC CAPITAL MARKETS, LLC|13510
CIF|MFS INTMD TOT|SGMT|GOLDMAN SACHS & CO. LLC|3500
CIF|MFS INTMD TOT|SWIM|TD Ameritrade, Inc.|8627
CIF|MFS INTMD TOT|SWST|Hilltop Securities Inc.|22603
CIF|MFS INTMD TOT|TKNG|ALLY INVEST SECURITIES LLC|53
CIF|MFS INTMD TOT|TRBT|Tradebot Systems, Inc.|1341
CIF|MFS INTMD TOT|TWTT|TASTYWORKS, INC.|3125
CIF|MFS INTMD TOT|UBSA|UBS SECURITIES LLC|13790
CIF|MFS INTMD TOT|UBSS|UBS Securities LLC|86884
CIF|MFS INTMD TOT|VALX|VIRTU AMERICAS LLC|1000
CIF|MFS INTMD TOT|VGRD|Vanguard Marketing Corporation|48356
CIF|MFS INTMD TOT|VSIN|Vision Financial Markets Llc|350
CIF|MFS INTMD TOT|WCHV|WELLS FARGO SECURITIES, LLC|51356
CIF|MFS INTMD TOT|WEDB|WEDBUSH SECURITIES INC.|6005
CIF|MFS INTMD TOT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79942
CIF|MFS INTMD TOT|WSEA|WOLVERINE SECURITIES, LLC|5634
CIF|MFS INTMD TOT|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CIF|MFS INTMD TOT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|230
CIFS|CHINA INTERNET OR SH|ALTX|Alternet Securities Inc.|1200
CIFS|CHINA INTERNET OR SH|APCC|Apex Clearing Corporation|1270
CIFS|CHINA INTERNET OR SH|BATM|CBOE TRADING, INC.|437
CIFS|CHINA INTERNET OR SH|BERN|Sanford C. Bernstein & Co., LLC|45
CIFS|CHINA INTERNET OR SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14588
CIFS|CHINA INTERNET OR SH|BTIG|BTIG, LLC|16209
CIFS|CHINA INTERNET OR SH|BYXM|CBOE TRADING, INC.|419
CIFS|CHINA INTERNET OR SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8945
CIFS|CHINA INTERNET OR SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21693
CIFS|CHINA INTERNET OR SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|866
CIFS|CHINA INTERNET OR SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20447
CIFS|CHINA INTERNET OR SH|CTDL|Citadel Derivatives Group Llc|677
CIFS|CHINA INTERNET OR SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|40
CIFS|CHINA INTERNET OR SH|DBAB|Deutsche Bank Securities Inc.|13385
CIFS|CHINA INTERNET OR SH|DBAX|Deutsche Bank Securities Inc.|19000
CIFS|CHINA INTERNET OR SH|DBUL|Deutsche Bank Securities Inc.|127
CIFS|CHINA INTERNET OR SH|DEGS|RONIN PROFESSIONAL LLC|200
CIFS|CHINA INTERNET OR SH|EBXL|EBX LLC|10200
CIFS|CHINA INTERNET OR SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|5738
CIFS|CHINA INTERNET OR SH|EGAM|CBOE TRADING, INC.|3068
CIFS|CHINA INTERNET OR SH|EGXM|CBOE TRADING, INC.|865
CIFS|CHINA INTERNET OR SH|EGXW|CBOE TRADING, INC.|100
CIFS|CHINA INTERNET OR SH|ETBE|Electronic Transaction Clearing, Inc.|1200
CIFS|CHINA INTERNET OR SH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7239
CIFS|CHINA INTERNET OR SH|ETRS|E*Trade Securities LLC|49690
CIFS|CHINA INTERNET OR SH|FBCO|Credit Suisse Securities (USA) LLC|51039
CIFS|CHINA INTERNET OR SH|FILL|Tradestation Securities, Inc.|100
CIFS|CHINA INTERNET OR SH|FMAF|NBCN Inc./ CDS|1599
CIFS|CHINA INTERNET OR SH|FOMA|TD AMERITRADE CLEARING, INC.|130715
CIFS|CHINA INTERNET OR SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8073
CIFS|CHINA INTERNET OR SH|FTBR|Foliofn Investments, Inc.|76
CIFS|CHINA INTERNET OR SH|GEBB|GLOBAL EXECUTION BROKERS, LP|864
CIFS|CHINA INTERNET OR SH|GLPX|ACS EXECUTION SERVICES, LLC|23885
CIFS|CHINA INTERNET OR SH|GSCO|GOLDMAN SACHS & CO. LLC|32754
CIFS|CHINA INTERNET OR SH|GSLT|GOLDMAN SACHS & CO. LLC|220
CIFS|CHINA INTERNET OR SH|GTSZ|GTS SECURITIES LLC|28861
CIFS|CHINA INTERNET OR SH|IBKR|Interactive Brokers Llc|686772
CIFS|CHINA INTERNET OR SH|ICBX|INSTINET, LLC|200
CIFS|CHINA INTERNET OR SH|INCA|INSTINET, LLC|14753
CIFS|CHINA INTERNET OR SH|ITGI|ITG Inc.|9141
CIFS|CHINA INTERNET OR SH|ITGP|ITG INC.|12600
CIFS|CHINA INTERNET OR SH|JMPT|JUMP TRADING, LLC|1369
CIFS|CHINA INTERNET OR SH|JPMX|J.P. Morgan Securities LLC|6350
CIFS|CHINA INTERNET OR SH|JSJX|JANE STREET CAPITAL LLC|7867
CIFS|CHINA INTERNET OR SH|KCGM|VIRTU Americas LLC|378
CIFS|CHINA INTERNET OR SH|LEHM|Barclays Capital Inc./Le|4927
CIFS|CHINA INTERNET OR SH|LIME|Lime Brokerage LLC|21450
CIFS|CHINA INTERNET OR SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
CIFS|CHINA INTERNET OR SH|MOTF|MOTIF INVESTING, INC.|1
CIFS|CHINA INTERNET OR SH|MSCO|MORGAN STANLEY & CO. LLC|153905
CIFS|CHINA INTERNET OR SH|MSPL|MORGAN STANLEY & CO. LLC|15600
CIFS|CHINA INTERNET OR SH|NFSC|National Financial Services LLC|128914
CIFS|CHINA INTERNET OR SH|NITE|VIRTU Americas LLC|276263
CIFS|CHINA INTERNET OR SH|NQRB|Brut, LLC|310
CIFS|CHINA INTERNET OR SH|OPCO|Oppenheimer & Co. Inc.|1000
CIFS|CHINA INTERNET OR SH|PCPT|PHILLIP CAPITAL INC.|1000
CIFS|CHINA INTERNET OR SH|PDQM|CODA MARKETS, INC.|45146
CIFS|CHINA INTERNET OR SH|RAJA|Raymond James & Associates, Inc.|500
CIFS|CHINA INTERNET OR SH|SAGL|SAGETRADER, LLC|6339
CIFS|CHINA INTERNET OR SH|SBSH|Citigroup Global Markets Inc.|2583
CIFS|CHINA INTERNET OR SH|SGMT|GOLDMAN SACHS & CO. LLC|5773
CIFS|CHINA INTERNET OR SH|SPDR|SPEEDROUTE LLC|7872
CIFS|CHINA INTERNET OR SH|SPTD|MINT GLOBAL MARKETS, INC.|22675
CIFS|CHINA INTERNET OR SH|STFL|Stifel, Nicolaus & Company, Incorporated|100
CIFS|CHINA INTERNET OR SH|SWIM|TD Ameritrade, Inc.|13844
CIFS|CHINA INTERNET OR SH|TKNG|ALLY INVEST SECURITIES LLC|522
CIFS|CHINA INTERNET OR SH|TRCM|TRC MARKETS LLC|754
CIFS|CHINA INTERNET OR SH|UBSS|UBS Securities LLC|145485
CIFS|CHINA INTERNET OR SH|VALX|VIRTU AMERICAS LLC|33539
CIFS|CHINA INTERNET OR SH|VGRD|Vanguard Marketing Corporation|615
CIFS|CHINA INTERNET OR SH|VSIN|Vision Financial Markets Llc|31403
CIFS|CHINA INTERNET OR SH|WCHV|WELLS FARGO SECURITIES, LLC|308
CIFS|CHINA INTERNET OR SH|WGIF|CIBC World Markets Inc.|193
CIFS|CHINA INTERNET OR SH|WSEA|WOLVERINE SECURITIES, LLC|789
CIFS|CHINA INTERNET OR SH|YKNA|COMHAR CAPITAL MARKETS, LLC|4376
CIG|COMP ENERG CEMIG ADS|ALTX|Alternet Securities Inc.|26934
CIG|COMP ENERG CEMIG ADS|APCC|Apex Clearing Corporation|31946
CIG|COMP ENERG CEMIG ADS|BAYC|BAY CREST PARTNERS, LLC|23505
CIG|COMP ENERG CEMIG ADS|BIMI|Banca IMI Securities Corp.|1000
CIG|COMP ENERG CEMIG ADS|BKCM|BNY Mellon Capital Markets LLC|8000
CIG|COMP ENERG CEMIG ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|510111
CIG|COMP ENERG CEMIG ADS|BLKX|INSTINET, LLC|10000
CIG|COMP ENERG CEMIG ADS|BNPX|BNP PARIBAS SECURITIES CORP.|6496
CIG|COMP ENERG CEMIG ADS|BRGE|Newbridge Securities Corp.|49129
CIG|COMP ENERG CEMIG ADS|BTIG|BTIG, LLC|600
CIG|COMP ENERG CEMIG ADS|BYXM|CBOE TRADING, INC.|100
CIG|COMP ENERG CEMIG ADS|CANT|Cantor Fitzgerald & Co.|824
CIG|COMP ENERG CEMIG ADS|CHAS|Charles Schwab & Co., Inc.|24143
CIG|COMP ENERG CEMIG ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|360707
CIG|COMP ENERG CEMIG ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|692958
CIG|COMP ENERG CEMIG ADS|CTDL|Citadel Derivatives Group Llc|32046
CIG|COMP ENERG CEMIG ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|87204
CIG|COMP ENERG CEMIG ADS|DBAB|Deutsche Bank Securities Inc.|77028
CIG|COMP ENERG CEMIG ADS|DBAX|Deutsche Bank Securities Inc.|226800
CIG|COMP ENERG CEMIG ADS|DCHF|Dart Executions, LLC|37698
CIG|COMP ENERG CEMIG ADS|DEAN|MORGAN STANLEY|14680
CIG|COMP ENERG CEMIG ADS|DEGS|RONIN PROFESSIONAL LLC|3004
CIG|COMP ENERG CEMIG ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|75265
CIG|COMP ENERG CEMIG ADS|EBXL|EBX LLC|599500
CIG|COMP ENERG CEMIG ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|19864
CIG|COMP ENERG CEMIG ADS|EDJO|Edward D. Jones & Co., L.P.|430
CIG|COMP ENERG CEMIG ADS|EGAM|CBOE TRADING, INC.|49190
CIG|COMP ENERG CEMIG ADS|EGAW|CBOE TRADING, INC.|500
CIG|COMP ENERG CEMIG ADS|EGXM|CBOE TRADING, INC.|4040
CIG|COMP ENERG CEMIG ADS|ETBE|Electronic Transaction Clearing, Inc.|35175
CIG|COMP ENERG CEMIG ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
CIG|COMP ENERG CEMIG ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
CIG|COMP ENERG CEMIG ADS|ETRS|E*Trade Securities LLC|445928
CIG|COMP ENERG CEMIG ADS|FFSI|Firstrade Securities Inc.|100
CIG|COMP ENERG CEMIG ADS|FILL|Tradestation Securities, Inc.|12802
CIG|COMP ENERG CEMIG ADS|FMAF|NBCN Inc./ CDS|1000
CIG|COMP ENERG CEMIG ADS|FQLS|Quantlab Securities LP|341165
CIG|COMP ENERG CEMIG ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84279
CIG|COMP ENERG CEMIG ADS|FTBR|Foliofn Investments, Inc.|13929
CIG|COMP ENERG CEMIG ADS|GARC|ICAP Corporates LLC|66790
CIG|COMP ENERG CEMIG ADS|GBMT|GBM International, Inc.|11000
CIG|COMP ENERG CEMIG ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|79800
CIG|COMP ENERG CEMIG ADS|GLIS|TD Securities Inc|24561
CIG|COMP ENERG CEMIG ADS|GLPX|ACS EXECUTION SERVICES, LLC|59996
CIG|COMP ENERG CEMIG ADS|GSCO|GOLDMAN SACHS & CO. LLC|1455100
CIG|COMP ENERG CEMIG ADS|GSCS|GOLDMAN SACHS & CO. LLC|10696
CIG|COMP ENERG CEMIG ADS|GSLT|GOLDMAN SACHS & CO. LLC|24384
CIG|COMP ENERG CEMIG ADS|GTSZ|GTS SECURITIES LLC|16069
CIG|COMP ENERG CEMIG ADS|HRBF|American Enterprise Investment Services Inc.|891
CIG|COMP ENERG CEMIG ADS|HSBC|HSBC Securities, Inc.|700
CIG|COMP ENERG CEMIG ADS|IATS|INTERACTIVE BROKERS LLC|434928
CIG|COMP ENERG CEMIG ADS|IBKR|Interactive Brokers Llc|453512
CIG|COMP ENERG CEMIG ADS|ICBX|INSTINET, LLC|350790
CIG|COMP ENERG CEMIG ADS|IESI|ITAU INTERNATIONAL SECURITIES INC.|283900
CIG|COMP ENERG CEMIG ADS|INCA|INSTINET, LLC|148536
CIG|COMP ENERG CEMIG ADS|INTL|INTL FCSTONE FINANCIAL INC.|10990
CIG|COMP ENERG CEMIG ADS|ITGI|ITG Inc.|71187
CIG|COMP ENERG CEMIG ADS|ITGP|ITG INC.|612200
CIG|COMP ENERG CEMIG ADS|JEFF|JEFFERIES LLC|31919
CIG|COMP ENERG CEMIG ADS|JMPT|JUMP TRADING, LLC|50924
CIG|COMP ENERG CEMIG ADS|JPBX|J.P. MORGAN SECURITIES LLC|2183
CIG|COMP ENERG CEMIG ADS|JPMX|J.P. Morgan Securities LLC|1579667
CIG|COMP ENERG CEMIG ADS|KCGM|VIRTU Americas LLC|154487
CIG|COMP ENERG CEMIG ADS|KRSH|Kershner Securities, LLC|22022
CIG|COMP ENERG CEMIG ADS|LEHM|Barclays Capital Inc./Le|1673723
CIG|COMP ENERG CEMIG ADS|LIME|Lime Brokerage LLC|81616
CIG|COMP ENERG CEMIG ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CIG|COMP ENERG CEMIG ADS|MBTS|ALLY INVEST SECURITIES LLC|1200
CIG|COMP ENERG CEMIG ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1908918
CIG|COMP ENERG CEMIG ADS|MOTF|MOTIF INVESTING, INC.|2
CIG|COMP ENERG CEMIG ADS|MSCO|MORGAN STANLEY & CO. LLC|5127551
CIG|COMP ENERG CEMIG ADS|MSPL|MORGAN STANLEY & CO. LLC|8628200
CIG|COMP ENERG CEMIG ADS|MSTX|MORGAN STANLEY & CO. LLC|3000
CIG|COMP ENERG CEMIG ADS|NFSC|National Financial Services LLC|1370292
CIG|COMP ENERG CEMIG ADS|NITE|VIRTU Americas LLC|2862092
CIG|COMP ENERG CEMIG ADS|NITP|VIRTU Americas LLC|559124
CIG|COMP ENERG CEMIG ADS|NQRB|Brut, LLC|100
CIG|COMP ENERG CEMIG ADS|NTBF|BMO Nesbitt Burns Inc./CDS|8275
CIG|COMP ENERG CEMIG ADS|OPCO|Oppenheimer & Co. Inc.|10579
CIG|COMP ENERG CEMIG ADS|PACT|BTG Pactual US Capital Corp.|352422
CIG|COMP ENERG CEMIG ADS|PDQM|CODA MARKETS, INC.|141691
CIG|COMP ENERG CEMIG ADS|RBCM|RBC CAPITAL MARKETS, LLC|14585
CIG|COMP ENERG CEMIG ADS|RGLD|Regal Securities, Inc|1879
CIG|COMP ENERG CEMIG ADS|SAGL|SAGETRADER, LLC|21942
CIG|COMP ENERG CEMIG ADS|SBRX|MURIEL SIEBERT & CO INC|20000
CIG|COMP ENERG CEMIG ADS|SBSH|Citigroup Global Markets Inc.|425305
CIG|COMP ENERG CEMIG ADS|SGMT|GOLDMAN SACHS & CO. LLC|552460
CIG|COMP ENERG CEMIG ADS|SPDR|SPEEDROUTE LLC|600
CIG|COMP ENERG CEMIG ADS|STFL|Stifel, Nicolaus & Company, Incorporated|2900
CIG|COMP ENERG CEMIG ADS|SWIM|TD Ameritrade, Inc.|1592889
CIG|COMP ENERG CEMIG ADS|SWST|Hilltop Securities Inc.|45221
CIG|COMP ENERG CEMIG ADS|TITL|TITLEIST ASSET MANAGEMENT, LTD.|10000
CIG|COMP ENERG CEMIG ADS|TKNG|ALLY INVEST SECURITIES LLC|26955
CIG|COMP ENERG CEMIG ADS|TRBT|Tradebot Systems, Inc.|72081
CIG|COMP ENERG CEMIG ADS|TRCM|TRC MARKETS LLC|573454
CIG|COMP ENERG CEMIG ADS|TWTT|TASTYWORKS, INC.|1000
CIG|COMP ENERG CEMIG ADS|UBSA|UBS SECURITIES LLC|2076273
CIG|COMP ENERG CEMIG ADS|UBSS|UBS Securities LLC|1278685
CIG|COMP ENERG CEMIG ADS|VALX|VIRTU AMERICAS LLC|110140
CIG|COMP ENERG CEMIG ADS|VGRD|Vanguard Marketing Corporation|167417
CIG|COMP ENERG CEMIG ADS|WCHV|WELLS FARGO SECURITIES, LLC|431449
CIG|COMP ENERG CEMIG ADS|WEDB|WEDBUSH SECURITIES INC.|553
CIG|COMP ENERG CEMIG ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5220
CIG|COMP ENERG CEMIG ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|425
CIG|COMP ENERG CEMIG ADS|WGIF|CIBC World Markets Inc.|20772
CIG|COMP ENERG CEMIG ADS|WMCL|White Mountain Capital, LLC|24122
CIG|COMP ENERG CEMIG ADS|WSEA|WOLVERINE SECURITIES, LLC|6443
CIG|COMP ENERG CEMIG ADS|WTFS|JUST2TRADE, INC.|4000
CIG|COMP ENERG CEMIG ADS|XIST|INSTINET, LLC|25400
CIG|COMP ENERG CEMIG ADS|XPUS|XP SECURITIES, LLC|397923
CIG|COMP ENERG CEMIG ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|44562
CIG|COMP ENERG CEMIG ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1270
CIG|COMP ENERG CEMIG ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|536
CIG.C|CO EN DE MIN CEM ADR|APCC|Apex Clearing Corporation|6
CIG.C|CO EN DE MIN CEM ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
CIG.C|CO EN DE MIN CEM ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4840
CIG.C|CO EN DE MIN CEM ADR|ETRS|E*Trade Securities LLC|8231
CIG.C|CO EN DE MIN CEM ADR|GLPX|ACS EXECUTION SERVICES, LLC|420
CIG.C|CO EN DE MIN CEM ADR|GSCO|GOLDMAN SACHS & CO. LLC|300
CIG.C|CO EN DE MIN CEM ADR|HSBC|HSBC Securities, Inc.|160
CIG.C|CO EN DE MIN CEM ADR|IATS|INTERACTIVE BROKERS LLC|2000
CIG.C|CO EN DE MIN CEM ADR|IBKR|Interactive Brokers Llc|6333
CIG.C|CO EN DE MIN CEM ADR|INCA|INSTINET, LLC|43
CIG.C|CO EN DE MIN CEM ADR|JEFF|JEFFERIES LLC|35
CIG.C|CO EN DE MIN CEM ADR|KCGM|VIRTU Americas LLC|43
CIG.C|CO EN DE MIN CEM ADR|LIME|Lime Brokerage LLC|986
CIG.C|CO EN DE MIN CEM ADR|MSCO|MORGAN STANLEY & CO. LLC|800
CIG.C|CO EN DE MIN CEM ADR|NITE|VIRTU Americas LLC|9046
CIG.C|CO EN DE MIN CEM ADR|NQRB|Brut, LLC|1200
CIG.C|CO EN DE MIN CEM ADR|SPDR|SPEEDROUTE LLC|14700
CIG.C|CO EN DE MIN CEM ADR|SWIM|TD Ameritrade, Inc.|396
CIG.C|CO EN DE MIN CEM ADR|UBSA|UBS SECURITIES LLC|100
CIG.C|CO EN DE MIN CEM ADR|VGRD|Vanguard Marketing Corporation|125
CIGI|COLLIERS INTL GRP IN|ANOS|ABEL/NOSER, L.L.C.|536
CIGI|COLLIERS INTL GRP IN|APCC|Apex Clearing Corporation|262
CIGI|COLLIERS INTL GRP IN|BATM|CBOE TRADING, INC.|100
CIGI|COLLIERS INTL GRP IN|BERN|Sanford C. Bernstein & Co., LLC|1881
CIGI|COLLIERS INTL GRP IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9
CIGI|COLLIERS INTL GRP IN|BLKX|INSTINET, LLC|10000
CIGI|COLLIERS INTL GRP IN|BZYD|GOLDMAN SACHS & CO. LLC|437
CIGI|COLLIERS INTL GRP IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3852
CIGI|COLLIERS INTL GRP IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11277
CIGI|COLLIERS INTL GRP IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CIGI|COLLIERS INTL GRP IN|DBAB|Deutsche Bank Securities Inc.|6704
CIGI|COLLIERS INTL GRP IN|DBAX|Deutsche Bank Securities Inc.|5300
CIGI|COLLIERS INTL GRP IN|DEAN|MORGAN STANLEY|290
CIGI|COLLIERS INTL GRP IN|DEGS|RONIN PROFESSIONAL LLC|592
CIGI|COLLIERS INTL GRP IN|EBXL|EBX LLC|4300
CIGI|COLLIERS INTL GRP IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|291
CIGI|COLLIERS INTL GRP IN|EGAM|CBOE TRADING, INC.|100
CIGI|COLLIERS INTL GRP IN|ETRS|E*Trade Securities LLC|891
CIGI|COLLIERS INTL GRP IN|FBCO|Credit Suisse Securities (USA) LLC|16999
CIGI|COLLIERS INTL GRP IN|FILL|Tradestation Securities, Inc.|4
CIGI|COLLIERS INTL GRP IN|FOMA|TD AMERITRADE CLEARING, INC.|2100
CIGI|COLLIERS INTL GRP IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3039
CIGI|COLLIERS INTL GRP IN|FTBR|Foliofn Investments, Inc.|502
CIGI|COLLIERS INTL GRP IN|GEBB|GLOBAL EXECUTION BROKERS, LP|268
CIGI|COLLIERS INTL GRP IN|GSCO|GOLDMAN SACHS & CO. LLC|12233
CIGI|COLLIERS INTL GRP IN|GSLT|GOLDMAN SACHS & CO. LLC|200
CIGI|COLLIERS INTL GRP IN|GTSZ|GTS SECURITIES LLC|1212
CIGI|COLLIERS INTL GRP IN|HRBF|American Enterprise Investment Services Inc.|76
CIGI|COLLIERS INTL GRP IN|HSBC|HSBC Securities, Inc.|814
CIGI|COLLIERS INTL GRP IN|IBKR|Interactive Brokers Llc|4121
CIGI|COLLIERS INTL GRP IN|ICBX|INSTINET, LLC|5137
CIGI|COLLIERS INTL GRP IN|INCA|INSTINET, LLC|8650
CIGI|COLLIERS INTL GRP IN|INJX|INSTINET, LLC|533
CIGI|COLLIERS INTL GRP IN|ITGI|ITG Inc.|28198
CIGI|COLLIERS INTL GRP IN|ITGP|ITG INC.|15600
CIGI|COLLIERS INTL GRP IN|JEFF|JEFFERIES LLC|400
CIGI|COLLIERS INTL GRP IN|JPMX|J.P. Morgan Securities LLC|8316
CIGI|COLLIERS INTL GRP IN|KCGM|VIRTU Americas LLC|400
CIGI|COLLIERS INTL GRP IN|LEHM|Barclays Capital Inc./Le|7127
CIGI|COLLIERS INTL GRP IN|LIME|Lime Brokerage LLC|22038
CIGI|COLLIERS INTL GRP IN|LQNA|LIQUIDNET, INC.|7200
CIGI|COLLIERS INTL GRP IN|MCMF|Raymond James Ltd. Cds|76
CIGI|COLLIERS INTL GRP IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6850
CIGI|COLLIERS INTL GRP IN|MSCO|MORGAN STANLEY & CO. LLC|21006
CIGI|COLLIERS INTL GRP IN|MSPL|MORGAN STANLEY & CO. LLC|9600
CIGI|COLLIERS INTL GRP IN|NFSC|National Financial Services LLC|10428
CIGI|COLLIERS INTL GRP IN|NITE|VIRTU Americas LLC|19803
CIGI|COLLIERS INTL GRP IN|NQRB|Brut, LLC|100
CIGI|COLLIERS INTL GRP IN|PIPR|Piper Jaffray & Co.|500
CIGI|COLLIERS INTL GRP IN|PWJC|UBS Financial Services, Inc.|100
CIGI|COLLIERS INTL GRP IN|RAJA|Raymond James & Associates, Inc.|149
CIGI|COLLIERS INTL GRP IN|RBCM|RBC CAPITAL MARKETS, LLC|82
CIGI|COLLIERS INTL GRP IN|SBSH|Citigroup Global Markets Inc.|375
CIGI|COLLIERS INTL GRP IN|SGMT|GOLDMAN SACHS & CO. LLC|100
CIGI|COLLIERS INTL GRP IN|SPDR|SPEEDROUTE LLC|1339
CIGI|COLLIERS INTL GRP IN|STFL|Stifel, Nicolaus & Company, Incorporated|29
CIGI|COLLIERS INTL GRP IN|SWIM|TD Ameritrade, Inc.|673
CIGI|COLLIERS INTL GRP IN|TRBT|Tradebot Systems, Inc.|506
CIGI|COLLIERS INTL GRP IN|TRCM|TRC MARKETS LLC|7134
CIGI|COLLIERS INTL GRP IN|TWTT|TASTYWORKS, INC.|30
CIGI|COLLIERS INTL GRP IN|UBSA|UBS SECURITIES LLC|34604
CIGI|COLLIERS INTL GRP IN|UBSS|UBS Securities LLC|21931
CIGI|COLLIERS INTL GRP IN|VALX|VIRTU AMERICAS LLC|4856
CIGI|COLLIERS INTL GRP IN|VGRD|Vanguard Marketing Corporation|4345
CIGI|COLLIERS INTL GRP IN|WCHV|WELLS FARGO SECURITIES, LLC|895
CIGI|COLLIERS INTL GRP IN|WEED|Weeden & Co.L.P.|2410
CIGI|COLLIERS INTL GRP IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|113
CIGI|COLLIERS INTL GRP IN|WSEA|WOLVERINE SECURITIES, LLC|673
CIGI|COLLIERS INTL GRP IN|XIST|INSTINET, LLC|2200
CIGI|COLLIERS INTL GRP IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CIGI|COLLIERS INTL GRP IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11
CII|BLACKROCK CAPITAL AN|AGIS|Aegis Capital Corp.|175
CII|BLACKROCK CAPITAL AN|ALTX|Alternet Securities Inc.|1500
CII|BLACKROCK CAPITAL AN|APCC|Apex Clearing Corporation|211
CII|BLACKROCK CAPITAL AN|BANK|Primevest Financial Services, Inc.|201
CII|BLACKROCK CAPITAL AN|BARD|Robert W. Baird & Co. Incorporated|171
CII|BLACKROCK CAPITAL AN|BATM|CBOE TRADING, INC.|451
CII|BLACKROCK CAPITAL AN|BBNT|BB&T SECURITIES, LLC|1060
CII|BLACKROCK CAPITAL AN|BERN|Sanford C. Bernstein & Co., LLC|4972
CII|BLACKROCK CAPITAL AN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|566
CII|BLACKROCK CAPITAL AN|BTIG|BTIG, LLC|1500
CII|BLACKROCK CAPITAL AN|BYXM|CBOE TRADING, INC.|100
CII|BLACKROCK CAPITAL AN|CANT|Cantor Fitzgerald & Co.|829
CII|BLACKROCK CAPITAL AN|CHAS|Charles Schwab & Co., Inc.|364
CII|BLACKROCK CAPITAL AN|CIST|Capital Institutional Services, Inc.|27491
CII|BLACKROCK CAPITAL AN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
CII|BLACKROCK CAPITAL AN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16532
CII|BLACKROCK CAPITAL AN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4582
CII|BLACKROCK CAPITAL AN|DADA|D.A. Davidson & Co.|107
CII|BLACKROCK CAPITAL AN|DBAX|Deutsche Bank Securities Inc.|2600
CII|BLACKROCK CAPITAL AN|DEAN|MORGAN STANLEY|22783
CII|BLACKROCK CAPITAL AN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1132
CII|BLACKROCK CAPITAL AN|EBXL|EBX LLC|9000
CII|BLACKROCK CAPITAL AN|EDJO|Edward D. Jones & Co., L.P.|9008
CII|BLACKROCK CAPITAL AN|EGAM|CBOE TRADING, INC.|1833
CII|BLACKROCK CAPITAL AN|EGXM|CBOE TRADING, INC.|1192
CII|BLACKROCK CAPITAL AN|ESPO|ESPOSITO SECURITIES, LLC|1800
CII|BLACKROCK CAPITAL AN|ETBE|Electronic Transaction Clearing, Inc.|300
CII|BLACKROCK CAPITAL AN|ETCB|ETC BROKERAGE SERVICES, LLC|300
CII|BLACKROCK CAPITAL AN|ETRS|E*Trade Securities LLC|31628
CII|BLACKROCK CAPITAL AN|FMAF|NBCN Inc./ CDS|60
CII|BLACKROCK CAPITAL AN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3774
CII|BLACKROCK CAPITAL AN|FTBR|Foliofn Investments, Inc.|308
CII|BLACKROCK CAPITAL AN|GLPX|ACS EXECUTION SERVICES, LLC|1700
CII|BLACKROCK CAPITAL AN|GSCO|GOLDMAN SACHS & CO. LLC|5199
CII|BLACKROCK CAPITAL AN|GSLT|GOLDMAN SACHS & CO. LLC|2731
CII|BLACKROCK CAPITAL AN|HRBF|American Enterprise Investment Services Inc.|19730
CII|BLACKROCK CAPITAL AN|IATS|INTERACTIVE BROKERS LLC|2652
CII|BLACKROCK CAPITAL AN|IBKR|Interactive Brokers Llc|4870
CII|BLACKROCK CAPITAL AN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1085
CII|BLACKROCK CAPITAL AN|ICBX|INSTINET, LLC|10566
CII|BLACKROCK CAPITAL AN|INCA|INSTINET, LLC|3420
CII|BLACKROCK CAPITAL AN|ITGI|ITG Inc.|5121
CII|BLACKROCK CAPITAL AN|ITGP|ITG INC.|5600
CII|BLACKROCK CAPITAL AN|JANY|Janney Montgomery Scott Inc.|5126
CII|BLACKROCK CAPITAL AN|JMPT|JUMP TRADING, LLC|1200
CII|BLACKROCK CAPITAL AN|JPMX|J.P. Morgan Securities LLC|3000
CII|BLACKROCK CAPITAL AN|JSJX|JANE STREET CAPITAL LLC|700
CII|BLACKROCK CAPITAL AN|KCGM|VIRTU Americas LLC|3247
CII|BLACKROCK CAPITAL AN|LEHM|Barclays Capital Inc./Le|3600
CII|BLACKROCK CAPITAL AN|LGNT|COR CLEARING LLC|3
CII|BLACKROCK CAPITAL AN|LIME|Lime Brokerage LLC|680
CII|BLACKROCK CAPITAL AN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
CII|BLACKROCK CAPITAL AN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12882
CII|BLACKROCK CAPITAL AN|MOTF|MOTIF INVESTING, INC.|2
CII|BLACKROCK CAPITAL AN|MSCO|MORGAN STANLEY & CO. LLC|65270
CII|BLACKROCK CAPITAL AN|MSPL|MORGAN STANLEY & CO. LLC|16500
CII|BLACKROCK CAPITAL AN|MSTX|MORGAN STANLEY & CO. LLC|1400
CII|BLACKROCK CAPITAL AN|NBCS|NBC Securities, INC.|1000
CII|BLACKROCK CAPITAL AN|NFSC|National Financial Services LLC|129800
CII|BLACKROCK CAPITAL AN|NITE|VIRTU Americas LLC|210854
CII|BLACKROCK CAPITAL AN|NQRB|Brut, LLC|1700
CII|BLACKROCK CAPITAL AN|NTRC|Northern Trust Securities, Inc.|3215
CII|BLACKROCK CAPITAL AN|OPCO|Oppenheimer & Co. Inc.|7062
CII|BLACKROCK CAPITAL AN|PDQM|CODA MARKETS, INC.|3806
CII|BLACKROCK CAPITAL AN|PWJC|UBS Financial Services, Inc.|2433
CII|BLACKROCK CAPITAL AN|RBCM|RBC CAPITAL MARKETS, LLC|17756
CII|BLACKROCK CAPITAL AN|SAGL|SAGETRADER, LLC|115
CII|BLACKROCK CAPITAL AN|SALI|INTL FCSTONE FINANCIAL INC.|1722
CII|BLACKROCK CAPITAL AN|SBSH|Citigroup Global Markets Inc.|6071
CII|BLACKROCK CAPITAL AN|SGMT|GOLDMAN SACHS & CO. LLC|4310
CII|BLACKROCK CAPITAL AN|SPDR|SPEEDROUTE LLC|400
CII|BLACKROCK CAPITAL AN|SPHN|Stephens Inc.|6
CII|BLACKROCK CAPITAL AN|STFL|Stifel, Nicolaus & Company, Incorporated|10883
CII|BLACKROCK CAPITAL AN|STXG|Stockcross Financial Services, Inc.|4
CII|BLACKROCK CAPITAL AN|SWIM|TD Ameritrade, Inc.|8302
CII|BLACKROCK CAPITAL AN|SWST|Hilltop Securities Inc.|12200
CII|BLACKROCK CAPITAL AN|TKNG|ALLY INVEST SECURITIES LLC|1252
CII|BLACKROCK CAPITAL AN|TRBT|Tradebot Systems, Inc.|800
CII|BLACKROCK CAPITAL AN|UBSA|UBS SECURITIES LLC|17935
CII|BLACKROCK CAPITAL AN|UBSS|UBS Securities LLC|63366
CII|BLACKROCK CAPITAL AN|VALX|VIRTU AMERICAS LLC|600
CII|BLACKROCK CAPITAL AN|VFIN|National Securities Corporation|950
CII|BLACKROCK CAPITAL AN|VGRD|Vanguard Marketing Corporation|12263
CII|BLACKROCK CAPITAL AN|WBET|Wallachbeth Capital LLC|200
CII|BLACKROCK CAPITAL AN|WCHV|WELLS FARGO SECURITIES, LLC|122643
CII|BLACKROCK CAPITAL AN|WEDB|WEDBUSH SECURITIES INC.|503
CII|BLACKROCK CAPITAL AN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2844
CII|BLACKROCK CAPITAL AN|WGIF|CIBC World Markets Inc.|99
CII|BLACKROCK CAPITAL AN|WSEA|WOLVERINE SECURITIES, LLC|10005
CII|BLACKROCK CAPITAL AN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
CII|BLACKROCK CAPITAL AN|YKNA|COMHAR CAPITAL MARKETS, LLC|600
CII|BLACKROCK CAPITAL AN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5488
CIK|CREDIT SUISSE INCME|ALTX|Alternet Securities Inc.|100
CIK|CREDIT SUISSE INCME|APCC|Apex Clearing Corporation|130
CIK|CREDIT SUISSE INCME|BARD|Robert W. Baird & Co. Incorporated|29
CIK|CREDIT SUISSE INCME|BATM|CBOE TRADING, INC.|1300
CIK|CREDIT SUISSE INCME|BBNT|BB&T SECURITIES, LLC|4
CIK|CREDIT SUISSE INCME|BERN|Sanford C. Bernstein & Co., LLC|2808
CIK|CREDIT SUISSE INCME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1377
CIK|CREDIT SUISSE INCME|BTIG|BTIG, LLC|4087
CIK|CREDIT SUISSE INCME|CANT|Cantor Fitzgerald & Co.|10000
CIK|CREDIT SUISSE INCME|CHAS|Charles Schwab & Co., Inc.|5
CIK|CREDIT SUISSE INCME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
CIK|CREDIT SUISSE INCME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8710
CIK|CREDIT SUISSE INCME|CXCX|CITIGROUP GLOBAL MARKETS INC.|4600
CIK|CREDIT SUISSE INCME|DAVA|Davenport & Company LLC|1450
CIK|CREDIT SUISSE INCME|DBAX|Deutsche Bank Securities Inc.|2000
CIK|CREDIT SUISSE INCME|DEAN|MORGAN STANLEY|1166
CIK|CREDIT SUISSE INCME|EBXL|EBX LLC|75700
CIK|CREDIT SUISSE INCME|EDJO|Edward D. Jones & Co., L.P.|17156
CIK|CREDIT SUISSE INCME|EGAM|CBOE TRADING, INC.|3595
CIK|CREDIT SUISSE INCME|EGXM|CBOE TRADING, INC.|625
CIK|CREDIT SUISSE INCME|EGXW|CBOE TRADING, INC.|2100
CIK|CREDIT SUISSE INCME|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
CIK|CREDIT SUISSE INCME|ETRS|E*Trade Securities LLC|96005
CIK|CREDIT SUISSE INCME|FILL|Tradestation Securities, Inc.|500
CIK|CREDIT SUISSE INCME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3578
CIK|CREDIT SUISSE INCME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17679
CIK|CREDIT SUISSE INCME|FTBR|Foliofn Investments, Inc.|152
CIK|CREDIT SUISSE INCME|GLPX|ACS EXECUTION SERVICES, LLC|1100
CIK|CREDIT SUISSE INCME|GSCO|GOLDMAN SACHS & CO. LLC|4721
CIK|CREDIT SUISSE INCME|GSLT|GOLDMAN SACHS & CO. LLC|6510
CIK|CREDIT SUISSE INCME|HRBF|American Enterprise Investment Services Inc.|20510
CIK|CREDIT SUISSE INCME|IATS|INTERACTIVE BROKERS LLC|400
CIK|CREDIT SUISSE INCME|IBKR|Interactive Brokers Llc|4961
CIK|CREDIT SUISSE INCME|ICBX|INSTINET, LLC|2300
CIK|CREDIT SUISSE INCME|INCA|INSTINET, LLC|482
CIK|CREDIT SUISSE INCME|ITGI|ITG Inc.|4664
CIK|CREDIT SUISSE INCME|ITGP|ITG INC.|26800
CIK|CREDIT SUISSE INCME|JANY|Janney Montgomery Scott Inc.|13
CIK|CREDIT SUISSE INCME|JMPT|JUMP TRADING, LLC|290
CIK|CREDIT SUISSE INCME|JONE|JonesTrading|24864
CIK|CREDIT SUISSE INCME|JPMX|J.P. Morgan Securities LLC|15420
CIK|CREDIT SUISSE INCME|KCGM|VIRTU Americas LLC|5200
CIK|CREDIT SUISSE INCME|LEHM|Barclays Capital Inc./Le|6400
CIK|CREDIT SUISSE INCME|LGNT|COR CLEARING LLC|31
CIK|CREDIT SUISSE INCME|LIME|Lime Brokerage LLC|295
CIK|CREDIT SUISSE INCME|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
CIK|CREDIT SUISSE INCME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
CIK|CREDIT SUISSE INCME|MSCO|MORGAN STANLEY & CO. LLC|171760
CIK|CREDIT SUISSE INCME|MSPL|MORGAN STANLEY & CO. LLC|352300
CIK|CREDIT SUISSE INCME|NFSC|National Financial Services LLC|681757
CIK|CREDIT SUISSE INCME|NITE|VIRTU Americas LLC|279267
CIK|CREDIT SUISSE INCME|NQRB|Brut, LLC|300
CIK|CREDIT SUISSE INCME|OPCO|Oppenheimer & Co. Inc.|2313
CIK|CREDIT SUISSE INCME|PDQM|CODA MARKETS, INC.|1735
CIK|CREDIT SUISSE INCME|PWJC|UBS Financial Services, Inc.|700
CIK|CREDIT SUISSE INCME|RBCM|RBC CAPITAL MARKETS, LLC|27813
CIK|CREDIT SUISSE INCME|SAGL|SAGETRADER, LLC|1000
CIK|CREDIT SUISSE INCME|SBSH|Citigroup Global Markets Inc.|20947
CIK|CREDIT SUISSE INCME|SGMT|GOLDMAN SACHS & CO. LLC|1440
CIK|CREDIT SUISSE INCME|STFL|Stifel, Nicolaus & Company, Incorporated|4718
CIK|CREDIT SUISSE INCME|STXG|Stockcross Financial Services, Inc.|45
CIK|CREDIT SUISSE INCME|SWIM|TD Ameritrade, Inc.|2176
CIK|CREDIT SUISSE INCME|SWST|Hilltop Securities Inc.|2554
CIK|CREDIT SUISSE INCME|TKNG|ALLY INVEST SECURITIES LLC|1790
CIK|CREDIT SUISSE INCME|TRBT|Tradebot Systems, Inc.|8612
CIK|CREDIT SUISSE INCME|TWTT|TASTYWORKS, INC.|1425
CIK|CREDIT SUISSE INCME|UBSA|UBS SECURITIES LLC|56200
CIK|CREDIT SUISSE INCME|UBSS|UBS Securities LLC|101823
CIK|CREDIT SUISSE INCME|VGRD|Vanguard Marketing Corporation|58215
CIK|CREDIT SUISSE INCME|WBLR|WILLIAM BLAIR|571
CIK|CREDIT SUISSE INCME|WCHV|WELLS FARGO SECURITIES, LLC|63268
CIK|CREDIT SUISSE INCME|WEDB|WEDBUSH SECURITIES INC.|7634
CIK|CREDIT SUISSE INCME|WEED|Weeden & Co.L.P.|10
CIK|CREDIT SUISSE INCME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30
CIK|CREDIT SUISSE INCME|WSEA|WOLVERINE SECURITIES, LLC|4223
CIK|CREDIT SUISSE INCME|XSTM|NATIONAL FINANCIAL SERVICES LLC|11200
CIK|CREDIT SUISSE INCME|YKNA|COMHAR CAPITAL MARKETS, LLC|305
CIK|CREDIT SUISSE INCME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33299
CIL|VICTORYSHS INTL VOL|APCC|Apex Clearing Corporation|5
CIL|VICTORYSHS INTL VOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49
CIL|VICTORYSHS INTL VOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67
CIL|VICTORYSHS INTL VOL|DBAB|Deutsche Bank Securities Inc.|869
CIL|VICTORYSHS INTL VOL|DBAX|Deutsche Bank Securities Inc.|100
CIL|VICTORYSHS INTL VOL|FOMA|TD AMERITRADE CLEARING, INC.|601
CIL|VICTORYSHS INTL VOL|IBKR|Interactive Brokers Llc|815
CIL|VICTORYSHS INTL VOL|JSJX|JANE STREET CAPITAL LLC|267
CIL|VICTORYSHS INTL VOL|LEHM|Barclays Capital Inc./Le|400
CIL|VICTORYSHS INTL VOL|LIME|Lime Brokerage LLC|95
CIL|VICTORYSHS INTL VOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CIL|VICTORYSHS INTL VOL|MSCO|MORGAN STANLEY & CO. LLC|472
CIL|VICTORYSHS INTL VOL|NITE|VIRTU Americas LLC|257
CIL|VICTORYSHS INTL VOL|SALI|INTL FCSTONE FINANCIAL INC.|25
CIL|VICTORYSHS INTL VOL|UBSA|UBS SECURITIES LLC|644
CIL|VICTORYSHS INTL VOL|UBSS|UBS Securities LLC|798
CIL|VICTORYSHS INTL VOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2411
CIM|CHIMERA INVESTMENT|AGCP|AEGIS CAPITAL CORP.|530
CIM|CHIMERA INVESTMENT|ALTX|Alternet Securities Inc.|500
CIM|CHIMERA INVESTMENT|ANOS|ABEL/NOSER, L.L.C.|27400
CIM|CHIMERA INVESTMENT|APCC|Apex Clearing Corporation|2433
CIM|CHIMERA INVESTMENT|BANK|Primevest Financial Services, Inc.|920
CIM|CHIMERA INVESTMENT|BARD|Robert W. Baird & Co. Incorporated|1750
CIM|CHIMERA INVESTMENT|BATM|CBOE TRADING, INC.|812
CIM|CHIMERA INVESTMENT|BBNT|BB&T SECURITIES, LLC|898
CIM|CHIMERA INVESTMENT|BERN|Sanford C. Bernstein & Co., LLC|4692
CIM|CHIMERA INVESTMENT|BIAD|SAGETRADER, LLC|1500
CIM|CHIMERA INVESTMENT|BIDS|BIDS TRADING L.P.|1800
CIM|CHIMERA INVESTMENT|BIMI|Banca IMI Securities Corp.|16
CIM|CHIMERA INVESTMENT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22398
CIM|CHIMERA INVESTMENT|BLKX|INSTINET, LLC|26800
CIM|CHIMERA INVESTMENT|BMAK|BMA SECURITIES|2500
CIM|CHIMERA INVESTMENT|BNPX|BNP PARIBAS SECURITIES CORP.|3110
CIM|CHIMERA INVESTMENT|BTIG|BTIG, LLC|12622
CIM|CHIMERA INVESTMENT|BYXM|CBOE TRADING, INC.|100
CIM|CHIMERA INVESTMENT|BZYD|GOLDMAN SACHS & CO. LLC|3792
CIM|CHIMERA INVESTMENT|CANT|Cantor Fitzgerald & Co.|4967
CIM|CHIMERA INVESTMENT|CHAS|Charles Schwab & Co., Inc.|10275
CIM|CHIMERA INVESTMENT|CICF|Canaccord Genuity Corp.|500
CIM|CHIMERA INVESTMENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|256783
CIM|CHIMERA INVESTMENT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
CIM|CHIMERA INVESTMENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|259172
CIM|CHIMERA INVESTMENT|CTDL|Citadel Derivatives Group Llc|51578
CIM|CHIMERA INVESTMENT|CXCX|CITIGROUP GLOBAL MARKETS INC.|59290
CIM|CHIMERA INVESTMENT|DADA|D.A. Davidson & Co.|700
CIM|CHIMERA INVESTMENT|DBAB|Deutsche Bank Securities Inc.|221433
CIM|CHIMERA INVESTMENT|DBAX|Deutsche Bank Securities Inc.|142300
CIM|CHIMERA INVESTMENT|DEAN|MORGAN STANLEY|30004
CIM|CHIMERA INVESTMENT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1176
CIM|CHIMERA INVESTMENT|EBXL|EBX LLC|185400
CIM|CHIMERA INVESTMENT|ECUT|CONVERGEX EXECUTION SOLUTIONS|47913
CIM|CHIMERA INVESTMENT|EDJO|Edward D. Jones & Co., L.P.|17114
CIM|CHIMERA INVESTMENT|EGAM|CBOE TRADING, INC.|1976
CIM|CHIMERA INVESTMENT|EGXM|CBOE TRADING, INC.|199
CIM|CHIMERA INVESTMENT|ETBE|Electronic Transaction Clearing, Inc.|1570
CIM|CHIMERA INVESTMENT|ETCC|Electronic Transaction Clearing, Inc.|120
CIM|CHIMERA INVESTMENT|ETRS|E*Trade Securities LLC|366281
CIM|CHIMERA INVESTMENT|FBRC|B. RILEY FBR, INC.|505688
CIM|CHIMERA INVESTMENT|FBSB|U.S. Bancorp Investments, Inc.|314
CIM|CHIMERA INVESTMENT|FILL|Tradestation Securities, Inc.|10875
CIM|CHIMERA INVESTMENT|FINX|FINTECH SECURITIES|2300
CIM|CHIMERA INVESTMENT|FMAF|NBCN Inc./ CDS|1688
CIM|CHIMERA INVESTMENT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
CIM|CHIMERA INVESTMENT|FQLS|Quantlab Securities LP|55763
CIM|CHIMERA INVESTMENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90549
CIM|CHIMERA INVESTMENT|FTBR|Foliofn Investments, Inc.|6777
CIM|CHIMERA INVESTMENT|GEBB|GLOBAL EXECUTION BROKERS, LP|8100
CIM|CHIMERA INVESTMENT|GLPX|ACS EXECUTION SERVICES, LLC|5233
CIM|CHIMERA INVESTMENT|GSCO|GOLDMAN SACHS & CO. LLC|389162
CIM|CHIMERA INVESTMENT|GSLT|GOLDMAN SACHS & CO. LLC|2512
CIM|CHIMERA INVESTMENT|GTSZ|GTS SECURITIES LLC|56607
CIM|CHIMERA INVESTMENT|HRBF|American Enterprise Investment Services Inc.|25399
CIM|CHIMERA INVESTMENT|IATS|INTERACTIVE BROKERS LLC|17931
CIM|CHIMERA INVESTMENT|IBKR|Interactive Brokers Llc|19762
CIM|CHIMERA INVESTMENT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|815
CIM|CHIMERA INVESTMENT|ICBX|INSTINET, LLC|132774
CIM|CHIMERA INVESTMENT|INCA|INSTINET, LLC|194302
CIM|CHIMERA INVESTMENT|ITGI|ITG Inc.|69291
CIM|CHIMERA INVESTMENT|ITGP|ITG INC.|125400
CIM|CHIMERA INVESTMENT|JANY|Janney Montgomery Scott Inc.|3327
CIM|CHIMERA INVESTMENT|JEFF|JEFFERIES LLC|34446
CIM|CHIMERA INVESTMENT|JMPT|JUMP TRADING, LLC|23205
CIM|CHIMERA INVESTMENT|JPBX|J.P. MORGAN SECURITIES LLC|47878
CIM|CHIMERA INVESTMENT|JPMX|J.P. Morgan Securities LLC|193409
CIM|CHIMERA INVESTMENT|JSJX|JANE STREET CAPITAL LLC|6300
CIM|CHIMERA INVESTMENT|KCGM|VIRTU Americas LLC|77902
CIM|CHIMERA INVESTMENT|KRSH|Kershner Securities, LLC|2307
CIM|CHIMERA INVESTMENT|LEHM|Barclays Capital Inc./Le|749221
CIM|CHIMERA INVESTMENT|LIME|Lime Brokerage LLC|9818
CIM|CHIMERA INVESTMENT|LIWE|LIME BROKERAGE LLC|600
CIM|CHIMERA INVESTMENT|LOOP|Loop Capital Markets LLC|15005
CIM|CHIMERA INVESTMENT|LSCI|Lek Securities Corporation|1043
CIM|CHIMERA INVESTMENT|MAXM|Maxim Group LLC|1390
CIM|CHIMERA INVESTMENT|MBTS|ALLY INVEST SECURITIES LLC|300
CIM|CHIMERA INVESTMENT|MCMF|Raymond James Ltd. Cds|5400
CIM|CHIMERA INVESTMENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200537
CIM|CHIMERA INVESTMENT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CIM|CHIMERA INVESTMENT|MOTF|MOTIF INVESTING, INC.|8
CIM|CHIMERA INVESTMENT|MSCO|MORGAN STANLEY & CO. LLC|756632
CIM|CHIMERA INVESTMENT|MSPL|MORGAN STANLEY & CO. LLC|309400
CIM|CHIMERA INVESTMENT|MSTX|MORGAN STANLEY & CO. LLC|94700
CIM|CHIMERA INVESTMENT|NFSC|National Financial Services LLC|1010334
CIM|CHIMERA INVESTMENT|NITE|VIRTU Americas LLC|1184741
CIM|CHIMERA INVESTMENT|NITP|VIRTU Americas LLC|3911
CIM|CHIMERA INVESTMENT|NQRB|Brut, LLC|577
CIM|CHIMERA INVESTMENT|NTBF|BMO Nesbitt Burns Inc./CDS|110
CIM|CHIMERA INVESTMENT|OHOS|TWO SIGMA SECURITIES, LLC|10286
CIM|CHIMERA INVESTMENT|OPCO|Oppenheimer & Co. Inc.|22765
CIM|CHIMERA INVESTMENT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|56898
CIM|CHIMERA INVESTMENT|PDQM|CODA MARKETS, INC.|6361
CIM|CHIMERA INVESTMENT|PHLY|NASDAQ Execution Services, LLC|5200
CIM|CHIMERA INVESTMENT|PWJC|UBS Financial Services, Inc.|5300
CIM|CHIMERA INVESTMENT|RBCM|RBC CAPITAL MARKETS, LLC|24750
CIM|CHIMERA INVESTMENT|SAGW|SAGETRADER, LLC|512
CIM|CHIMERA INVESTMENT|SBSH|Citigroup Global Markets Inc.|66454
CIM|CHIMERA INVESTMENT|SEIC|SEI Investments Distribution Co.|200
CIM|CHIMERA INVESTMENT|SGMT|GOLDMAN SACHS & CO. LLC|89010
CIM|CHIMERA INVESTMENT|SJLS|TRADE INFORMATICS LLC|20800
CIM|CHIMERA INVESTMENT|SPDR|SPEEDROUTE LLC|7100
CIM|CHIMERA INVESTMENT|SPHN|Stephens Inc.|10
CIM|CHIMERA INVESTMENT|STFL|Stifel, Nicolaus & Company, Incorporated|6918
CIM|CHIMERA INVESTMENT|STXG|Stockcross Financial Services, Inc.|500
CIM|CHIMERA INVESTMENT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5522
CIM|CHIMERA INVESTMENT|SWIM|TD Ameritrade, Inc.|161364
CIM|CHIMERA INVESTMENT|SWST|Hilltop Securities Inc.|22612
CIM|CHIMERA INVESTMENT|TKNG|ALLY INVEST SECURITIES LLC|13337
CIM|CHIMERA INVESTMENT|TRBT|Tradebot Systems, Inc.|75518
CIM|CHIMERA INVESTMENT|TRCM|TRC MARKETS LLC|103815
CIM|CHIMERA INVESTMENT|TWTT|TASTYWORKS, INC.|25
CIM|CHIMERA INVESTMENT|UBSA|UBS SECURITIES LLC|425224
CIM|CHIMERA INVESTMENT|UBSS|UBS Securities LLC|364007
CIM|CHIMERA INVESTMENT|VALX|VIRTU AMERICAS LLC|32021
CIM|CHIMERA INVESTMENT|VGRD|Vanguard Marketing Corporation|94831
CIM|CHIMERA INVESTMENT|WBPX|SUMMIT SECURITIES GROUP, LLC|91
CIM|CHIMERA INVESTMENT|WCHV|WELLS FARGO SECURITIES, LLC|109956
CIM|CHIMERA INVESTMENT|WEDB|WEDBUSH SECURITIES INC.|785
CIM|CHIMERA INVESTMENT|WEED|Weeden & Co.L.P.|54
CIM|CHIMERA INVESTMENT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39120
CIM|CHIMERA INVESTMENT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69877
CIM|CHIMERA INVESTMENT|WGIF|CIBC World Markets Inc.|440
CIM|CHIMERA INVESTMENT|WSEA|WOLVERINE SECURITIES, LLC|16646
CIM|CHIMERA INVESTMENT|XIST|INSTINET, LLC|23400
CIM|CHIMERA INVESTMENT|XPQR|Jump Trading|1056
CIM|CHIMERA INVESTMENT|XSTM|NATIONAL FINANCIAL SERVICES LLC|63576
CIM|CHIMERA INVESTMENT|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
CIM|CHIMERA INVESTMENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20763
CIM$A|CHIMERA INVT CP 8%|ALTX|Alternet Securities Inc.|100
CIM$A|CHIMERA INVT CP 8%|BARD|Robert W. Baird & Co. Incorporated|12
CIM$A|CHIMERA INVT CP 8%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2034
CIM$A|CHIMERA INVT CP 8%|CIST|Capital Institutional Services, Inc.|195
CIM$A|CHIMERA INVT CP 8%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
CIM$A|CHIMERA INVT CP 8%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1029
CIM$A|CHIMERA INVT CP 8%|DBAX|Deutsche Bank Securities Inc.|300
CIM$A|CHIMERA INVT CP 8%|DEAN|MORGAN STANLEY|13980
CIM$A|CHIMERA INVT CP 8%|EBXL|EBX LLC|400
CIM$A|CHIMERA INVT CP 8%|EDJO|Edward D. Jones & Co., L.P.|1000
CIM$A|CHIMERA INVT CP 8%|EGXM|CBOE TRADING, INC.|600
CIM$A|CHIMERA INVT CP 8%|ETRS|E*Trade Securities LLC|5913
CIM$A|CHIMERA INVT CP 8%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|251
CIM$A|CHIMERA INVT CP 8%|GLPX|ACS EXECUTION SERVICES, LLC|115
CIM$A|CHIMERA INVT CP 8%|GSCO|GOLDMAN SACHS & CO. LLC|100
CIM$A|CHIMERA INVT CP 8%|GTSZ|GTS SECURITIES LLC|301
CIM$A|CHIMERA INVT CP 8%|HRBF|American Enterprise Investment Services Inc.|1676
CIM$A|CHIMERA INVT CP 8%|IATS|INTERACTIVE BROKERS LLC|400
CIM$A|CHIMERA INVT CP 8%|INCA|INSTINET, LLC|465
CIM$A|CHIMERA INVT CP 8%|LIME|Lime Brokerage LLC|259
CIM$A|CHIMERA INVT CP 8%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
CIM$A|CHIMERA INVT CP 8%|MSCO|MORGAN STANLEY & CO. LLC|5412
CIM$A|CHIMERA INVT CP 8%|NFSC|National Financial Services LLC|18667
CIM$A|CHIMERA INVT CP 8%|NITE|VIRTU Americas LLC|36211
CIM$A|CHIMERA INVT CP 8%|NQRB|Brut, LLC|100
CIM$A|CHIMERA INVT CP 8%|PDQM|CODA MARKETS, INC.|215
CIM$A|CHIMERA INVT CP 8%|PWJC|UBS Financial Services, Inc.|4500
CIM$A|CHIMERA INVT CP 8%|RBCM|RBC CAPITAL MARKETS, LLC|4704
CIM$A|CHIMERA INVT CP 8%|SGMT|GOLDMAN SACHS & CO. LLC|100
CIM$A|CHIMERA INVT CP 8%|STFL|Stifel, Nicolaus & Company, Incorporated|4179
CIM$A|CHIMERA INVT CP 8%|SWIM|TD Ameritrade, Inc.|51679
CIM$A|CHIMERA INVT CP 8%|SWST|Hilltop Securities Inc.|59
CIM$A|CHIMERA INVT CP 8%|TRBT|Tradebot Systems, Inc.|334
CIM$A|CHIMERA INVT CP 8%|UBSA|UBS SECURITIES LLC|1506
CIM$A|CHIMERA INVT CP 8%|UBSS|UBS Securities LLC|7024
CIM$A|CHIMERA INVT CP 8%|VGRD|Vanguard Marketing Corporation|1180
CIM$A|CHIMERA INVT CP 8%|WCHV|WELLS FARGO SECURITIES, LLC|122
CIM$A|CHIMERA INVT CP 8%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|711
CIM$B|CHIMERA INVT CP 8% B|ALTX|Alternet Securities Inc.|400
CIM$B|CHIMERA INVT CP 8% B|BANK|Primevest Financial Services, Inc.|474
CIM$B|CHIMERA INVT CP 8% B|BARD|Robert W. Baird & Co. Incorporated|346
CIM$B|CHIMERA INVT CP 8% B|BBNT|BB&T SECURITIES, LLC|600
CIM$B|CHIMERA INVT CP 8% B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
CIM$B|CHIMERA INVT CP 8% B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
CIM$B|CHIMERA INVT CP 8% B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|587
CIM$B|CHIMERA INVT CP 8% B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1020
CIM$B|CHIMERA INVT CP 8% B|DADA|D.A. Davidson & Co.|527
CIM$B|CHIMERA INVT CP 8% B|DBAX|Deutsche Bank Securities Inc.|600
CIM$B|CHIMERA INVT CP 8% B|DEAN|MORGAN STANLEY|1682
CIM$B|CHIMERA INVT CP 8% B|EBXL|EBX LLC|1300
CIM$B|CHIMERA INVT CP 8% B|ECUT|CONVERGEX EXECUTION SOLUTIONS|2589
CIM$B|CHIMERA INVT CP 8% B|ETRS|E*Trade Securities LLC|5557
CIM$B|CHIMERA INVT CP 8% B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120
CIM$B|CHIMERA INVT CP 8% B|GTSZ|GTS SECURITIES LLC|125
CIM$B|CHIMERA INVT CP 8% B|HRBF|American Enterprise Investment Services Inc.|2172
CIM$B|CHIMERA INVT CP 8% B|IATS|INTERACTIVE BROKERS LLC|550
CIM$B|CHIMERA INVT CP 8% B|IBKR|Interactive Brokers Llc|3423
CIM$B|CHIMERA INVT CP 8% B|INCA|INSTINET, LLC|155
CIM$B|CHIMERA INVT CP 8% B|ITGI|ITG Inc.|300
CIM$B|CHIMERA INVT CP 8% B|JANY|Janney Montgomery Scott Inc.|1500
CIM$B|CHIMERA INVT CP 8% B|JPMX|J.P. Morgan Securities LLC|200
CIM$B|CHIMERA INVT CP 8% B|LIME|Lime Brokerage LLC|119
CIM$B|CHIMERA INVT CP 8% B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|50
CIM$B|CHIMERA INVT CP 8% B|MSCO|MORGAN STANLEY & CO. LLC|1733
CIM$B|CHIMERA INVT CP 8% B|NEUB|NEUBERGER BERMAN BD LLC|238
CIM$B|CHIMERA INVT CP 8% B|NFSC|National Financial Services LLC|28114
CIM$B|CHIMERA INVT CP 8% B|NITE|VIRTU Americas LLC|61156
CIM$B|CHIMERA INVT CP 8% B|PDQM|CODA MARKETS, INC.|509
CIM$B|CHIMERA INVT CP 8% B|PWJC|UBS Financial Services, Inc.|16340
CIM$B|CHIMERA INVT CP 8% B|RBCM|RBC CAPITAL MARKETS, LLC|13337
CIM$B|CHIMERA INVT CP 8% B|SALI|INTL FCSTONE FINANCIAL INC.|168
CIM$B|CHIMERA INVT CP 8% B|SGMT|GOLDMAN SACHS & CO. LLC|452
CIM$B|CHIMERA INVT CP 8% B|SPDR|SPEEDROUTE LLC|300
CIM$B|CHIMERA INVT CP 8% B|STFL|Stifel, Nicolaus & Company, Incorporated|6662
CIM$B|CHIMERA INVT CP 8% B|SWIM|TD Ameritrade, Inc.|42928
CIM$B|CHIMERA INVT CP 8% B|SWST|Hilltop Securities Inc.|1383
CIM$B|CHIMERA INVT CP 8% B|TRBT|Tradebot Systems, Inc.|996
CIM$B|CHIMERA INVT CP 8% B|UBSA|UBS SECURITIES LLC|975
CIM$B|CHIMERA INVT CP 8% B|UBSS|UBS Securities LLC|33321
CIM$B|CHIMERA INVT CP 8% B|VGRD|Vanguard Marketing Corporation|3998
CIM$B|CHIMERA INVT CP 8% B|WCHV|WELLS FARGO SECURITIES, LLC|7074
CIM$B|CHIMERA INVT CP 8% B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3135
CINF|CINCINNATI FINANCIAL|ABLE|NATIXIS Securities Americas LLC|1900
CINF|CINCINNATI FINANCIAL|ALTX|Alternet Securities Inc.|2735
CINF|CINCINNATI FINANCIAL|ANOS|ABEL/NOSER, L.L.C.|100
CINF|CINCINNATI FINANCIAL|APCC|Apex Clearing Corporation|71
CINF|CINCINNATI FINANCIAL|BANK|Primevest Financial Services, Inc.|20
CINF|CINCINNATI FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|1125
CINF|CINCINNATI FINANCIAL|BATM|CBOE TRADING, INC.|3541
CINF|CINCINNATI FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|21589
CINF|CINCINNATI FINANCIAL|BBNT|BB&T SECURITIES, LLC|4182
CINF|CINCINNATI FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|13092
CINF|CINCINNATI FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9343
CINF|CINCINNATI FINANCIAL|BMOC|BMO Capital Markets Corp.|39251
CINF|CINCINNATI FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|110486
CINF|CINCINNATI FINANCIAL|BTIG|BTIG, LLC|75996
CINF|CINCINNATI FINANCIAL|BYXM|CBOE TRADING, INC.|2548
CINF|CINCINNATI FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|600
CINF|CINCINNATI FINANCIAL|CABR|Cabrera Capital Markets, Inc.|25
CINF|CINCINNATI FINANCIAL|CANT|Cantor Fitzgerald & Co.|366
CINF|CINCINNATI FINANCIAL|CHAS|Charles Schwab & Co., Inc.|370
CINF|CINCINNATI FINANCIAL|CIBP|CIBC World Markets Corp.|8256
CINF|CINCINNATI FINANCIAL|CIST|Capital Institutional Services, Inc.|851
CINF|CINCINNATI FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29739
CINF|CINCINNATI FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1072
CINF|CINCINNATI FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|398
CINF|CINCINNATI FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85583
CINF|CINCINNATI FINANCIAL|CTDL|Citadel Derivatives Group Llc|14334
CINF|CINCINNATI FINANCIAL|CTLR|CUTLER GROUP, LP|775
CINF|CINCINNATI FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|17438
CINF|CINCINNATI FINANCIAL|DADA|D.A. Davidson & Co.|6037
CINF|CINCINNATI FINANCIAL|DBAB|Deutsche Bank Securities Inc.|486459
CINF|CINCINNATI FINANCIAL|DBAX|Deutsche Bank Securities Inc.|69700
CINF|CINCINNATI FINANCIAL|DBUL|Deutsche Bank Securities Inc.|1097
CINF|CINCINNATI FINANCIAL|DEAN|MORGAN STANLEY|8478
CINF|CINCINNATI FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|200
CINF|CINCINNATI FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5530
CINF|CINCINNATI FINANCIAL|EBXL|EBX LLC|69200
CINF|CINCINNATI FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|10724
CINF|CINCINNATI FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|3157
CINF|CINCINNATI FINANCIAL|EGAM|CBOE TRADING, INC.|3681
CINF|CINCINNATI FINANCIAL|EGAW|CBOE TRADING, INC.|111
CINF|CINCINNATI FINANCIAL|EGMT|EG MARKET TECHNOLOGIES LLC|323
CINF|CINCINNATI FINANCIAL|EGXM|CBOE TRADING, INC.|785
CINF|CINCINNATI FINANCIAL|EGXW|CBOE TRADING, INC.|1
CINF|CINCINNATI FINANCIAL|ETBE|Electronic Transaction Clearing, Inc.|14088
CINF|CINCINNATI FINANCIAL|ETCB|ETC BROKERAGE SERVICES, LLC|3680
CINF|CINCINNATI FINANCIAL|ETCC|Electronic Transaction Clearing, Inc.|4489
CINF|CINCINNATI FINANCIAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3933
CINF|CINCINNATI FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19020
CINF|CINCINNATI FINANCIAL|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|125724
CINF|CINCINNATI FINANCIAL|ETRS|E*Trade Securities LLC|25808
CINF|CINCINNATI FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|442980
CINF|CINCINNATI FINANCIAL|FILL|Tradestation Securities, Inc.|390
CINF|CINCINNATI FINANCIAL|FMAF|NBCN Inc./ CDS|1180
CINF|CINCINNATI FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|32049
CINF|CINCINNATI FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6572
CINF|CINCINNATI FINANCIAL|FQLS|Quantlab Securities LP|212885
CINF|CINCINNATI FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|127174
CINF|CINCINNATI FINANCIAL|FTBR|Foliofn Investments, Inc.|1518
CINF|CINCINNATI FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|26454
CINF|CINCINNATI FINANCIAL|GELP|RBC CAPITAL MARKETS, LLC|1031
CINF|CINCINNATI FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|4937
CINF|CINCINNATI FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|832070
CINF|CINCINNATI FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|61848
CINF|CINCINNATI FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|416
CINF|CINCINNATI FINANCIAL|GTSZ|GTS SECURITIES LLC|142932
CINF|CINCINNATI FINANCIAL|HRBF|American Enterprise Investment Services Inc.|4245
CINF|CINCINNATI FINANCIAL|HSBC|HSBC Securities, Inc.|19289
CINF|CINCINNATI FINANCIAL|IATS|INTERACTIVE BROKERS LLC|5918
CINF|CINCINNATI FINANCIAL|IBKR|Interactive Brokers Llc|34924
CINF|CINCINNATI FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1248
CINF|CINCINNATI FINANCIAL|ICBX|INSTINET, LLC|15887
CINF|CINCINNATI FINANCIAL|IEQY|CITADEL SECURITIES LLC|116844
CINF|CINCINNATI FINANCIAL|INCA|INSTINET, LLC|339328
CINF|CINCINNATI FINANCIAL|INJX|INSTINET, LLC|26033
CINF|CINCINNATI FINANCIAL|ITGI|ITG Inc.|203769
CINF|CINCINNATI FINANCIAL|ITGP|ITG INC.|199400
CINF|CINCINNATI FINANCIAL|JANY|Janney Montgomery Scott Inc.|1607
CINF|CINCINNATI FINANCIAL|JEFF|JEFFERIES LLC|79304
CINF|CINCINNATI FINANCIAL|JMPT|JUMP TRADING, LLC|36059
CINF|CINCINNATI FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|18666
CINF|CINCINNATI FINANCIAL|JPMX|J.P. Morgan Securities LLC|172507
CINF|CINCINNATI FINANCIAL|JSJX|JANE STREET CAPITAL LLC|29564
CINF|CINCINNATI FINANCIAL|KCGM|VIRTU Americas LLC|13529
CINF|CINCINNATI FINANCIAL|LEHM|Barclays Capital Inc./Le|596983
CINF|CINCINNATI FINANCIAL|LIME|Lime Brokerage LLC|149254
CINF|CINCINNATI FINANCIAL|LMGP|LIME BROKERAGE LLC|4800
CINF|CINCINNATI FINANCIAL|LOOP|Loop Capital Markets LLC|900
CINF|CINCINNATI FINANCIAL|LQNA|LIQUIDNET, INC.|22500
CINF|CINCINNATI FINANCIAL|LSCI|Lek Securities Corporation|51
CINF|CINCINNATI FINANCIAL|MACC|Mid Atlantic Capital Corporation|374
CINF|CINCINNATI FINANCIAL|MAXM|Maxim Group LLC|10188
CINF|CINCINNATI FINANCIAL|MBTS|ALLY INVEST SECURITIES LLC|5
CINF|CINCINNATI FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37574
CINF|CINCINNATI FINANCIAL|MOTF|MOTIF INVESTING, INC.|7
CINF|CINCINNATI FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|1608578
CINF|CINCINNATI FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|82800
CINF|CINCINNATI FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|24200
CINF|CINCINNATI FINANCIAL|NEUB|NEUBERGER BERMAN BD LLC|110
CINF|CINCINNATI FINANCIAL|NFSC|National Financial Services LLC|144727
CINF|CINCINNATI FINANCIAL|NITE|VIRTU Americas LLC|297720
CINF|CINCINNATI FINANCIAL|NITP|VIRTU Americas LLC|1712
CINF|CINCINNATI FINANCIAL|NQRB|Brut, LLC|3147
CINF|CINCINNATI FINANCIAL|NTRC|Northern Trust Securities, Inc.|679
CINF|CINCINNATI FINANCIAL|OPCO|Oppenheimer & Co. Inc.|8107
CINF|CINCINNATI FINANCIAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6953
CINF|CINCINNATI FINANCIAL|PDQM|CODA MARKETS, INC.|36136
CINF|CINCINNATI FINANCIAL|PHLY|NASDAQ Execution Services, LLC|200
CINF|CINCINNATI FINANCIAL|PIPR|Piper Jaffray & Co.|850
CINF|CINCINNATI FINANCIAL|PWJC|UBS Financial Services, Inc.|1933
CINF|CINCINNATI FINANCIAL|RAJA|Raymond James & Associates, Inc.|21668
CINF|CINCINNATI FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|9922
CINF|CINCINNATI FINANCIAL|SAGL|SAGETRADER, LLC|1335
CINF|CINCINNATI FINANCIAL|SAGW|SAGETRADER, LLC|712
CINF|CINCINNATI FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|108
CINF|CINCINNATI FINANCIAL|SBSH|Citigroup Global Markets Inc.|446113
CINF|CINCINNATI FINANCIAL|SEIC|SEI Investments Distribution Co.|1292
CINF|CINCINNATI FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|28308
CINF|CINCINNATI FINANCIAL|SPDR|SPEEDROUTE LLC|6976
CINF|CINCINNATI FINANCIAL|SPHN|Stephens Inc.|208
CINF|CINCINNATI FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|2580
CINF|CINCINNATI FINANCIAL|STKP|STOCKPILE INVESTMENTS, INC.|10
CINF|CINCINNATI FINANCIAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CINF|CINCINNATI FINANCIAL|SWIM|TD Ameritrade, Inc.|4719
CINF|CINCINNATI FINANCIAL|SWST|Hilltop Securities Inc.|10681
CINF|CINCINNATI FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|383
CINF|CINCINNATI FINANCIAL|TMBR|Timber Hill LLC|160
CINF|CINCINNATI FINANCIAL|TONC|CUTTONE & CO., LLC|1669
CINF|CINCINNATI FINANCIAL|TRBT|Tradebot Systems, Inc.|75784
CINF|CINCINNATI FINANCIAL|TRCM|TRC MARKETS LLC|109525
CINF|CINCINNATI FINANCIAL|TWTT|TASTYWORKS, INC.|100
CINF|CINCINNATI FINANCIAL|UBSA|UBS SECURITIES LLC|246560
CINF|CINCINNATI FINANCIAL|UBSS|UBS Securities LLC|1000030
CINF|CINCINNATI FINANCIAL|VALX|VIRTU AMERICAS LLC|13734
CINF|CINCINNATI FINANCIAL|VGRD|Vanguard Marketing Corporation|5020
CINF|CINCINNATI FINANCIAL|WABR|Wall Street Access|900
CINF|CINCINNATI FINANCIAL|WBLR|WILLIAM BLAIR|103
CINF|CINCINNATI FINANCIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|400
CINF|CINCINNATI FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|69028
CINF|CINCINNATI FINANCIAL|WDNX|WEEDEN & CO.L.P.|1424
CINF|CINCINNATI FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|12
CINF|CINCINNATI FINANCIAL|WEED|Weeden & Co.L.P.|9700
CINF|CINCINNATI FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11689
CINF|CINCINNATI FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3061
CINF|CINCINNATI FINANCIAL|WGIF|CIBC World Markets Inc.|30
CINF|CINCINNATI FINANCIAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10990
CINF|CINCINNATI FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|1359
CINF|CINCINNATI FINANCIAL|XIST|INSTINET, LLC|22344
CINF|CINCINNATI FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|16684
CINF|CINCINNATI FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|325
CINF|CINCINNATI FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9857
CINR|CINER RESOURCES LP|ALTX|Alternet Securities Inc.|247
CINR|CINER RESOURCES LP|APCC|Apex Clearing Corporation|49
CINR|CINER RESOURCES LP|BATM|CBOE TRADING, INC.|255
CINR|CINER RESOURCES LP|BZYD|GOLDMAN SACHS & CO. LLC|405
CINR|CINER RESOURCES LP|CHAS|Charles Schwab & Co., Inc.|3
CINR|CINER RESOURCES LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2203
CINR|CINER RESOURCES LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1603
CINR|CINER RESOURCES LP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1423
CINR|CINER RESOURCES LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3000
CINR|CINER RESOURCES LP|DBAB|Deutsche Bank Securities Inc.|400
CINR|CINER RESOURCES LP|DBAX|Deutsche Bank Securities Inc.|1000
CINR|CINER RESOURCES LP|DEAN|MORGAN STANLEY|24
CINR|CINER RESOURCES LP|EBXL|EBX LLC|300
CINR|CINER RESOURCES LP|EDJO|Edward D. Jones & Co., L.P.|33
CINR|CINER RESOURCES LP|EGAM|CBOE TRADING, INC.|147
CINR|CINER RESOURCES LP|ETRS|E*Trade Securities LLC|12206
CINR|CINER RESOURCES LP|FILL|Tradestation Securities, Inc.|200
CINR|CINER RESOURCES LP|FMAF|NBCN Inc./ CDS|1000
CINR|CINER RESOURCES LP|FTBR|Foliofn Investments, Inc.|1069
CINR|CINER RESOURCES LP|GLIS|TD Securities Inc|250
CINR|CINER RESOURCES LP|GLPX|ACS EXECUTION SERVICES, LLC|1001
CINR|CINER RESOURCES LP|GSCO|GOLDMAN SACHS & CO. LLC|365
CINR|CINER RESOURCES LP|GTSZ|GTS SECURITIES LLC|1172
CINR|CINER RESOURCES LP|HRBF|American Enterprise Investment Services Inc.|4410
CINR|CINER RESOURCES LP|IATS|INTERACTIVE BROKERS LLC|800
CINR|CINER RESOURCES LP|IBKR|Interactive Brokers Llc|1280
CINR|CINER RESOURCES LP|ICBX|INSTINET, LLC|200
CINR|CINER RESOURCES LP|INCA|INSTINET, LLC|2216
CINR|CINER RESOURCES LP|ITGI|ITG Inc.|147
CINR|CINER RESOURCES LP|JPMX|J.P. Morgan Securities LLC|400
CINR|CINER RESOURCES LP|KCGM|VIRTU Americas LLC|1450
CINR|CINER RESOURCES LP|LEHM|Barclays Capital Inc./Le|1000
CINR|CINER RESOURCES LP|LIME|Lime Brokerage LLC|1233
CINR|CINER RESOURCES LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CINR|CINER RESOURCES LP|MSCO|MORGAN STANLEY & CO. LLC|3240
CINR|CINER RESOURCES LP|NFSC|National Financial Services LLC|22266
CINR|CINER RESOURCES LP|NITE|VIRTU Americas LLC|31188
CINR|CINER RESOURCES LP|PDQM|CODA MARKETS, INC.|2126
CINR|CINER RESOURCES LP|RBCM|RBC CAPITAL MARKETS, LLC|500
CINR|CINER RESOURCES LP|SBSH|Citigroup Global Markets Inc.|150
CINR|CINER RESOURCES LP|SGMT|GOLDMAN SACHS & CO. LLC|1120
CINR|CINER RESOURCES LP|STFL|Stifel, Nicolaus & Company, Incorporated|800
CINR|CINER RESOURCES LP|SWIM|TD Ameritrade, Inc.|900
CINR|CINER RESOURCES LP|TKNG|ALLY INVEST SECURITIES LLC|208
CINR|CINER RESOURCES LP|TRBT|Tradebot Systems, Inc.|435
CINR|CINER RESOURCES LP|UBSA|UBS SECURITIES LLC|3805
CINR|CINER RESOURCES LP|UBSS|UBS Securities LLC|1679
CINR|CINER RESOURCES LP|VALX|VIRTU AMERICAS LLC|40
CINR|CINER RESOURCES LP|VGRD|Vanguard Marketing Corporation|3584
CINR|CINER RESOURCES LP|WCHV|WELLS FARGO SECURITIES, LLC|5025
CINR|CINER RESOURCES LP|WEDB|WEDBUSH SECURITIES INC.|100
CINR|CINER RESOURCES LP|WSEA|WOLVERINE SECURITIES, LLC|188
CINR|CINER RESOURCES LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
CINR|CINER RESOURCES LP|YKNA|COMHAR CAPITAL MARKETS, LLC|425
CIO|CITY OFFICE REIT INC|ALTX|Alternet Securities Inc.|2400
CIO|CITY OFFICE REIT INC|APCC|Apex Clearing Corporation|52
CIO|CITY OFFICE REIT INC|BATM|CBOE TRADING, INC.|359
CIO|CITY OFFICE REIT INC|BERN|Sanford C. Bernstein & Co., LLC|2900
CIO|CITY OFFICE REIT INC|BLKX|INSTINET, LLC|5000
CIO|CITY OFFICE REIT INC|BNPX|BNP PARIBAS SECURITIES CORP.|3099
CIO|CITY OFFICE REIT INC|BZYD|GOLDMAN SACHS & CO. LLC|4101
CIO|CITY OFFICE REIT INC|CANT|Cantor Fitzgerald & Co.|88984
CIO|CITY OFFICE REIT INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|40000
CIO|CITY OFFICE REIT INC|CHAS|Charles Schwab & Co., Inc.|9712
CIO|CITY OFFICE REIT INC|CIST|Capital Institutional Services, Inc.|8450
CIO|CITY OFFICE REIT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16053
CIO|CITY OFFICE REIT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|301
CIO|CITY OFFICE REIT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77944
CIO|CITY OFFICE REIT INC|CTDL|Citadel Derivatives Group Llc|3007
CIO|CITY OFFICE REIT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4844
CIO|CITY OFFICE REIT INC|DADA|D.A. Davidson & Co.|26477
CIO|CITY OFFICE REIT INC|DBAB|Deutsche Bank Securities Inc.|30804
CIO|CITY OFFICE REIT INC|DBAX|Deutsche Bank Securities Inc.|35700
CIO|CITY OFFICE REIT INC|DEGS|RONIN PROFESSIONAL LLC|317
CIO|CITY OFFICE REIT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3300
CIO|CITY OFFICE REIT INC|EBXL|EBX LLC|22100
CIO|CITY OFFICE REIT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5731
CIO|CITY OFFICE REIT INC|EGAM|CBOE TRADING, INC.|900
CIO|CITY OFFICE REIT INC|EGMT|EG MARKET TECHNOLOGIES LLC|733
CIO|CITY OFFICE REIT INC|EGXM|CBOE TRADING, INC.|2084
CIO|CITY OFFICE REIT INC|ESPO|ESPOSITO SECURITIES, LLC|2000
CIO|CITY OFFICE REIT INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
CIO|CITY OFFICE REIT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|411
CIO|CITY OFFICE REIT INC|ETRS|E*Trade Securities LLC|26088
CIO|CITY OFFICE REIT INC|FMAF|NBCN Inc./ CDS|6000
CIO|CITY OFFICE REIT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2245
CIO|CITY OFFICE REIT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31002
CIO|CITY OFFICE REIT INC|FTBR|Foliofn Investments, Inc.|5291
CIO|CITY OFFICE REIT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CIO|CITY OFFICE REIT INC|GLPX|ACS EXECUTION SERVICES, LLC|400
CIO|CITY OFFICE REIT INC|GSCO|GOLDMAN SACHS & CO. LLC|63712
CIO|CITY OFFICE REIT INC|GSCS|GOLDMAN SACHS & CO. LLC|17266
CIO|CITY OFFICE REIT INC|GSLT|GOLDMAN SACHS & CO. LLC|277
CIO|CITY OFFICE REIT INC|GTSZ|GTS SECURITIES LLC|12696
CIO|CITY OFFICE REIT INC|HRBF|American Enterprise Investment Services Inc.|2120
CIO|CITY OFFICE REIT INC|IATS|INTERACTIVE BROKERS LLC|2279
CIO|CITY OFFICE REIT INC|IBKR|Interactive Brokers Llc|3005
CIO|CITY OFFICE REIT INC|ICBX|INSTINET, LLC|7900
CIO|CITY OFFICE REIT INC|IEQY|CITADEL SECURITIES LLC|8279
CIO|CITY OFFICE REIT INC|INCA|INSTINET, LLC|15726
CIO|CITY OFFICE REIT INC|INJX|INSTINET, LLC|100
CIO|CITY OFFICE REIT INC|ITGI|ITG Inc.|11426
CIO|CITY OFFICE REIT INC|ITGP|ITG INC.|40400
CIO|CITY OFFICE REIT INC|JANY|Janney Montgomery Scott Inc.|3150
CIO|CITY OFFICE REIT INC|JEFF|JEFFERIES LLC|7350
CIO|CITY OFFICE REIT INC|JMPT|JUMP TRADING, LLC|2119
CIO|CITY OFFICE REIT INC|JPBX|J.P. MORGAN SECURITIES LLC|12458
CIO|CITY OFFICE REIT INC|JPMX|J.P. Morgan Securities LLC|50019
CIO|CITY OFFICE REIT INC|JSJX|JANE STREET CAPITAL LLC|369
CIO|CITY OFFICE REIT INC|KCGM|VIRTU Americas LLC|17618
CIO|CITY OFFICE REIT INC|LEHM|Barclays Capital Inc./Le|81446
CIO|CITY OFFICE REIT INC|LIME|Lime Brokerage LLC|18113
CIO|CITY OFFICE REIT INC|LOOP|Loop Capital Markets LLC|200
CIO|CITY OFFICE REIT INC|LSCI|Lek Securities Corporation|941
CIO|CITY OFFICE REIT INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CIO|CITY OFFICE REIT INC|MCMF|Raymond James Ltd. Cds|43861
CIO|CITY OFFICE REIT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21462
CIO|CITY OFFICE REIT INC|MOTF|MOTIF INVESTING, INC.|3
CIO|CITY OFFICE REIT INC|MPSG|E D & F Man Capital Markets Inc.|23778
CIO|CITY OFFICE REIT INC|MSCO|MORGAN STANLEY & CO. LLC|144213
CIO|CITY OFFICE REIT INC|MSPL|MORGAN STANLEY & CO. LLC|76500
CIO|CITY OFFICE REIT INC|MSTX|MORGAN STANLEY & CO. LLC|14100
CIO|CITY OFFICE REIT INC|NFSC|National Financial Services LLC|84063
CIO|CITY OFFICE REIT INC|NITE|VIRTU Americas LLC|258267
CIO|CITY OFFICE REIT INC|NQRB|Brut, LLC|6841
CIO|CITY OFFICE REIT INC|NTBF|BMO Nesbitt Burns Inc./CDS|500
CIO|CITY OFFICE REIT INC|OPCO|Oppenheimer & Co. Inc.|9400
CIO|CITY OFFICE REIT INC|PDQM|CODA MARKETS, INC.|672
CIO|CITY OFFICE REIT INC|RBCM|RBC CAPITAL MARKETS, LLC|24451
CIO|CITY OFFICE REIT INC|RILY|B. RILEY FBR, INC.|200
CIO|CITY OFFICE REIT INC|SALI|INTL FCSTONE FINANCIAL INC.|400
CIO|CITY OFFICE REIT INC|SBSH|Citigroup Global Markets Inc.|18895
CIO|CITY OFFICE REIT INC|SGMT|GOLDMAN SACHS & CO. LLC|28782
CIO|CITY OFFICE REIT INC|SPDR|SPEEDROUTE LLC|200
CIO|CITY OFFICE REIT INC|STFL|Stifel, Nicolaus & Company, Incorporated|2899
CIO|CITY OFFICE REIT INC|SWIM|TD Ameritrade, Inc.|813
CIO|CITY OFFICE REIT INC|SWST|Hilltop Securities Inc.|308
CIO|CITY OFFICE REIT INC|TKNG|ALLY INVEST SECURITIES LLC|145
CIO|CITY OFFICE REIT INC|TOUR|TOURMALINE PARTNERS, LLC|5200
CIO|CITY OFFICE REIT INC|TRBT|Tradebot Systems, Inc.|25584
CIO|CITY OFFICE REIT INC|TRCM|TRC MARKETS LLC|5552
CIO|CITY OFFICE REIT INC|UBSA|UBS SECURITIES LLC|96261
CIO|CITY OFFICE REIT INC|UBSS|UBS Securities LLC|158609
CIO|CITY OFFICE REIT INC|VALX|VIRTU AMERICAS LLC|4011
CIO|CITY OFFICE REIT INC|VGRD|Vanguard Marketing Corporation|19988
CIO|CITY OFFICE REIT INC|WCHV|WELLS FARGO SECURITIES, LLC|28731
CIO|CITY OFFICE REIT INC|WEDB|WEDBUSH SECURITIES INC.|3800
CIO|CITY OFFICE REIT INC|WEED|Weeden & Co.L.P.|7370
CIO|CITY OFFICE REIT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1460
CIO|CITY OFFICE REIT INC|WSEA|WOLVERINE SECURITIES, LLC|609
CIO|CITY OFFICE REIT INC|XIST|INSTINET, LLC|3400
CIO|CITY OFFICE REIT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6700
CIO|CITY OFFICE REIT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3817
CIO$A|CITY OFFICE 6.625|BKMM|BNY MELLON CAPITAL MARKETS, LLC|960
CIO$A|CITY OFFICE 6.625|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
CIO$A|CITY OFFICE 6.625|DADA|D.A. Davidson & Co.|200
CIO$A|CITY OFFICE 6.625|DBAX|Deutsche Bank Securities Inc.|100
CIO$A|CITY OFFICE 6.625|EDJO|Edward D. Jones & Co., L.P.|119
CIO$A|CITY OFFICE 6.625|EGAM|CBOE TRADING, INC.|197
CIO$A|CITY OFFICE 6.625|EGXM|CBOE TRADING, INC.|100
CIO$A|CITY OFFICE 6.625|ETRS|E*Trade Securities LLC|500
CIO$A|CITY OFFICE 6.625|GLPX|ACS EXECUTION SERVICES, LLC|200
CIO$A|CITY OFFICE 6.625|GSCO|GOLDMAN SACHS & CO. LLC|604
CIO$A|CITY OFFICE 6.625|GSCS|GOLDMAN SACHS & CO. LLC|512
CIO$A|CITY OFFICE 6.625|HRBF|American Enterprise Investment Services Inc.|1000
CIO$A|CITY OFFICE 6.625|IATS|INTERACTIVE BROKERS LLC|100
CIO$A|CITY OFFICE 6.625|IBKR|Interactive Brokers Llc|155
CIO$A|CITY OFFICE 6.625|JANY|Janney Montgomery Scott Inc.|1200
CIO$A|CITY OFFICE 6.625|LIME|Lime Brokerage LLC|4
CIO$A|CITY OFFICE 6.625|MSCO|MORGAN STANLEY & CO. LLC|8
CIO$A|CITY OFFICE 6.625|NFSC|National Financial Services LLC|1533
CIO$A|CITY OFFICE 6.625|NITE|VIRTU Americas LLC|8218
CIO$A|CITY OFFICE 6.625|NQRB|Brut, LLC|100
CIO$A|CITY OFFICE 6.625|PDQM|CODA MARKETS, INC.|245
CIO$A|CITY OFFICE 6.625|STFL|Stifel, Nicolaus & Company, Incorporated|1195
CIO$A|CITY OFFICE 6.625|SWIM|TD Ameritrade, Inc.|600
CIO$A|CITY OFFICE 6.625|UBSA|UBS SECURITIES LLC|642
CIO$A|CITY OFFICE 6.625|UBSS|UBS Securities LLC|2741
CIO$A|CITY OFFICE 6.625|VGRD|Vanguard Marketing Corporation|1000
CIO$A|CITY OFFICE 6.625|WCHV|WELLS FARGO SECURITIES, LLC|20904
CIO$A|CITY OFFICE 6.625|WEDB|WEDBUSH SECURITIES INC.|700
CIO$A|CITY OFFICE 6.625|YLPL|Linsco/Private Ledger Financial Services, Incorporated|235
CIR|CIRCOR INTL INC|AGIS|Aegis Capital Corp.|950
CIR|CIRCOR INTL INC|ALTX|Alternet Securities Inc.|12288
CIR|CIRCOR INTL INC|APCC|Apex Clearing Corporation|472
CIR|CIRCOR INTL INC|BARD|Robert W. Baird & Co. Incorporated|26
CIR|CIRCOR INTL INC|BATM|CBOE TRADING, INC.|3793
CIR|CIRCOR INTL INC|BAYC|BAY CREST PARTNERS, LLC|118
CIR|CIRCOR INTL INC|BERN|Sanford C. Bernstein & Co., LLC|61835
CIR|CIRCOR INTL INC|BIAD|SAGETRADER, LLC|100
CIR|CIRCOR INTL INC|BIDS|BIDS TRADING L.P.|200
CIR|CIRCOR INTL INC|BIMI|Banca IMI Securities Corp.|40
CIR|CIRCOR INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
CIR|CIRCOR INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|3715
CIR|CIRCOR INTL INC|BRVL|BLAYLOCK VAN, LLC|400
CIR|CIRCOR INTL INC|BTIG|BTIG, LLC|15400
CIR|CIRCOR INTL INC|BYXM|CBOE TRADING, INC.|500
CIR|CIRCOR INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|1179
CIR|CIRCOR INTL INC|CIST|Capital Institutional Services, Inc.|200
CIR|CIRCOR INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70799
CIR|CIRCOR INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5016
CIR|CIRCOR INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8374
CIR|CIRCOR INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|216461
CIR|CIRCOR INTL INC|CTDL|Citadel Derivatives Group Llc|1288
CIR|CIRCOR INTL INC|CTLR|CUTLER GROUP, LP|2960
CIR|CIRCOR INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|21580
CIR|CIRCOR INTL INC|DBAB|Deutsche Bank Securities Inc.|86883
CIR|CIRCOR INTL INC|DBAX|Deutsche Bank Securities Inc.|110300
CIR|CIRCOR INTL INC|DBUL|Deutsche Bank Securities Inc.|300
CIR|CIRCOR INTL INC|DCHF|Dart Executions, LLC|669
CIR|CIRCOR INTL INC|DEAN|MORGAN STANLEY|3046
CIR|CIRCOR INTL INC|DEGS|RONIN PROFESSIONAL LLC|5775
CIR|CIRCOR INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|685
CIR|CIRCOR INTL INC|EBXL|EBX LLC|85800
CIR|CIRCOR INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|23949
CIR|CIRCOR INTL INC|EGAM|CBOE TRADING, INC.|5590
CIR|CIRCOR INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|697
CIR|CIRCOR INTL INC|EGXM|CBOE TRADING, INC.|3012
CIR|CIRCOR INTL INC|EGXW|CBOE TRADING, INC.|500
CIR|CIRCOR INTL INC|ETBE|Electronic Transaction Clearing, Inc.|5240
CIR|CIRCOR INTL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3200
CIR|CIRCOR INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20222
CIR|CIRCOR INTL INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CIR|CIRCOR INTL INC|ETRS|E*Trade Securities LLC|12833
CIR|CIRCOR INTL INC|FILL|Tradestation Securities, Inc.|1600
CIR|CIRCOR INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7925
CIR|CIRCOR INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36287
CIR|CIRCOR INTL INC|FTBR|Foliofn Investments, Inc.|27
CIR|CIRCOR INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8850
CIR|CIRCOR INTL INC|GHCC|Gordon, Haskett Capital Corporation|1800
CIR|CIRCOR INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|40668
CIR|CIRCOR INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|199622
CIR|CIRCOR INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|12324
CIR|CIRCOR INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|4084
CIR|CIRCOR INTL INC|GTSZ|GTS SECURITIES LLC|42724
CIR|CIRCOR INTL INC|HAPX|HAP Trading, LLC|200
CIR|CIRCOR INTL INC|HPPX|POTAMUS TRADING, LLC|1334
CIR|CIRCOR INTL INC|HSBC|HSBC Securities, Inc.|132
CIR|CIRCOR INTL INC|IATS|INTERACTIVE BROKERS LLC|34297
CIR|CIRCOR INTL INC|IBKR|Interactive Brokers Llc|60378
CIR|CIRCOR INTL INC|ICBX|INSTINET, LLC|16352
CIR|CIRCOR INTL INC|IEQY|CITADEL SECURITIES LLC|28509
CIR|CIRCOR INTL INC|INCA|INSTINET, LLC|108745
CIR|CIRCOR INTL INC|INJX|INSTINET, LLC|3115
CIR|CIRCOR INTL INC|ITGI|ITG Inc.|22071
CIR|CIRCOR INTL INC|ITGP|ITG INC.|126600
CIR|CIRCOR INTL INC|JANY|Janney Montgomery Scott Inc.|850
CIR|CIRCOR INTL INC|JEFF|JEFFERIES LLC|27474
CIR|CIRCOR INTL INC|JMPT|JUMP TRADING, LLC|23364
CIR|CIRCOR INTL INC|JONE|JonesTrading|2500
CIR|CIRCOR INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|35980
CIR|CIRCOR INTL INC|JPMX|J.P. Morgan Securities LLC|189466
CIR|CIRCOR INTL INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
CIR|CIRCOR INTL INC|JSJX|JANE STREET CAPITAL LLC|7018
CIR|CIRCOR INTL INC|KCGM|VIRTU Americas LLC|23907
CIR|CIRCOR INTL INC|KEYB|KEYBANC CAPITAL MARKETS INC.|19853
CIR|CIRCOR INTL INC|LAFC|R. F. Lafferty & Co., Inc.|4950
CIR|CIRCOR INTL INC|LEHM|Barclays Capital Inc./Le|290295
CIR|CIRCOR INTL INC|LIME|Lime Brokerage LLC|10049
CIR|CIRCOR INTL INC|LOOP|Loop Capital Markets LLC|5880
CIR|CIRCOR INTL INC|LQNA|LIQUIDNET, INC.|17000
CIR|CIRCOR INTL INC|LSCI|Lek Securities Corporation|644
CIR|CIRCOR INTL INC|LVMR|LIVERMORE TRADING GROUP, INC.|14154
CIR|CIRCOR INTL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1190
CIR|CIRCOR INTL INC|MAXM|Maxim Group LLC|750
CIR|CIRCOR INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50634
CIR|CIRCOR INTL INC|MSCO|MORGAN STANLEY & CO. LLC|464809
CIR|CIRCOR INTL INC|MSPL|MORGAN STANLEY & CO. LLC|205600
CIR|CIRCOR INTL INC|MSTX|MORGAN STANLEY & CO. LLC|51700
CIR|CIRCOR INTL INC|MULL|MARK J. MULLER EQUITIES, INC.|2982
CIR|CIRCOR INTL INC|NATL|National Securities Corporation|2100
CIR|CIRCOR INTL INC|NFSC|National Financial Services LLC|32235
CIR|CIRCOR INTL INC|NITE|VIRTU Americas LLC|156597
CIR|CIRCOR INTL INC|NITP|VIRTU Americas LLC|200
CIR|CIRCOR INTL INC|NQRB|Brut, LLC|4755
CIR|CIRCOR INTL INC|NTRC|Northern Trust Securities, Inc.|900
CIR|CIRCOR INTL INC|PDQM|CODA MARKETS, INC.|43913
CIR|CIRCOR INTL INC|PREC|PRECISION SECURITIES, LLC|3200
CIR|CIRCOR INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|600
CIR|CIRCOR INTL INC|RJLC|RJL CAPITAL GROUP, LLC|1936
CIR|CIRCOR INTL INC|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|100
CIR|CIRCOR INTL INC|SAGL|SAGETRADER, LLC|23689
CIR|CIRCOR INTL INC|SAGW|SAGETRADER, LLC|100
CIR|CIRCOR INTL INC|SBSH|Citigroup Global Markets Inc.|77518
CIR|CIRCOR INTL INC|SDLR|Sandler, O'Neill & Partners, L.P.|668
CIR|CIRCOR INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|75017
CIR|CIRCOR INTL INC|SPDR|SPEEDROUTE LLC|7096
CIR|CIRCOR INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|25264
CIR|CIRCOR INTL INC|SWIM|TD Ameritrade, Inc.|7067
CIR|CIRCOR INTL INC|TKNG|ALLY INVEST SECURITIES LLC|100
CIR|CIRCOR INTL INC|TRBT|Tradebot Systems, Inc.|87276
CIR|CIRCOR INTL INC|TRCM|TRC MARKETS LLC|42865
CIR|CIRCOR INTL INC|UBSA|UBS SECURITIES LLC|312125
CIR|CIRCOR INTL INC|UBSS|UBS Securities LLC|405329
CIR|CIRCOR INTL INC|VALX|VIRTU AMERICAS LLC|9502
CIR|CIRCOR INTL INC|VGRD|Vanguard Marketing Corporation|1620
CIR|CIRCOR INTL INC|WABR|Wall Street Access|6450
CIR|CIRCOR INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|84
CIR|CIRCOR INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|17304
CIR|CIRCOR INTL INC|WDNX|WEEDEN & CO.L.P.|3610
CIR|CIRCOR INTL INC|WEDB|WEDBUSH SECURITIES INC.|3192
CIR|CIRCOR INTL INC|WEED|Weeden & Co.L.P.|104
CIR|CIRCOR INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6754
CIR|CIRCOR INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5758
CIR|CIRCOR INTL INC|WSAG|WALL STREET ACCESS|100
CIR|CIRCOR INTL INC|WSEA|WOLVERINE SECURITIES, LLC|1093
CIR|CIRCOR INTL INC|XIST|INSTINET, LLC|21200
CIR|CIRCOR INTL INC|XPQR|Jump Trading|3400
CIR|CIRCOR INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12800
CIR|CIRCOR INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|803
CIR|CIRCOR INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18
CISN|CISION LTD.|AGIS|Aegis Capital Corp.|1850
CISN|CISION LTD.|ALTX|Alternet Securities Inc.|22606
CISN|CISION LTD.|APCC|Apex Clearing Corporation|2356
CISN|CISION LTD.|BARD|Robert W. Baird & Co. Incorporated|63167
CISN|CISION LTD.|BATM|CBOE TRADING, INC.|3294
CISN|CISION LTD.|BAYC|BAY CREST PARTNERS, LLC|12446
CISN|CISION LTD.|BAYT|BTIG, LLC|3900
CISN|CISION LTD.|BERN|Sanford C. Bernstein & Co., LLC|75250
CISN|CISION LTD.|BIDS|BIDS TRADING L.P.|400
CISN|CISION LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
CISN|CISION LTD.|BLKX|INSTINET, LLC|484370
CISN|CISION LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|2293
CISN|CISION LTD.|BTIG|BTIG, LLC|21782
CISN|CISION LTD.|BYXM|CBOE TRADING, INC.|3668
CISN|CISION LTD.|CBLC|CITIGROUP GLOBAL MARKETS INC.|70768
CISN|CISION LTD.|CHAS|Charles Schwab & Co., Inc.|1800
CISN|CISION LTD.|CICF|Canaccord Genuity Corp.|500
CISN|CISION LTD.|CIST|Capital Institutional Services, Inc.|3080
CISN|CISION LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154527
CISN|CISION LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19235
CISN|CISION LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48832
CISN|CISION LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|445116
CISN|CISION LTD.|CTDL|Citadel Derivatives Group Llc|10916
CISN|CISION LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|150752
CISN|CISION LTD.|DBAB|Deutsche Bank Securities Inc.|1052089
CISN|CISION LTD.|DBAX|Deutsche Bank Securities Inc.|359200
CISN|CISION LTD.|DCHF|Dart Executions, LLC|2300
CISN|CISION LTD.|DEAN|MORGAN STANLEY|1046
CISN|CISION LTD.|DEGS|RONIN PROFESSIONAL LLC|1300
CISN|CISION LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|44245
CISN|CISION LTD.|EBXL|EBX LLC|290300
CISN|CISION LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|30160
CISN|CISION LTD.|EGAM|CBOE TRADING, INC.|31115
CISN|CISION LTD.|EGAW|CBOE TRADING, INC.|70
CISN|CISION LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|300
CISN|CISION LTD.|EGXM|CBOE TRADING, INC.|5051
CISN|CISION LTD.|EGXW|CBOE TRADING, INC.|776
CISN|CISION LTD.|ETBE|Electronic Transaction Clearing, Inc.|14330
CISN|CISION LTD.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2500
CISN|CISION LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4000
CISN|CISION LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13316
CISN|CISION LTD.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CISN|CISION LTD.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|370
CISN|CISION LTD.|ETRS|E*Trade Securities LLC|50240
CISN|CISION LTD.|FILL|Tradestation Securities, Inc.|1639
CISN|CISION LTD.|FMAF|NBCN Inc./ CDS|1200
CISN|CISION LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|26372
CISN|CISION LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139128
CISN|CISION LTD.|FTBR|Foliofn Investments, Inc.|1788
CISN|CISION LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|1563
CISN|CISION LTD.|GLIS|TD Securities Inc|450
CISN|CISION LTD.|GLPX|ACS EXECUTION SERVICES, LLC|56657
CISN|CISION LTD.|GSCO|GOLDMAN SACHS & CO. LLC|1190842
CISN|CISION LTD.|GSCS|GOLDMAN SACHS & CO. LLC|24967
CISN|CISION LTD.|GSLT|GOLDMAN SACHS & CO. LLC|14691
CISN|CISION LTD.|GTSZ|GTS SECURITIES LLC|46949
CISN|CISION LTD.|HRBF|American Enterprise Investment Services Inc.|1600
CISN|CISION LTD.|IATS|INTERACTIVE BROKERS LLC|7849
CISN|CISION LTD.|IBKR|Interactive Brokers Llc|53856
CISN|CISION LTD.|ICBX|INSTINET, LLC|156589
CISN|CISION LTD.|IEQY|CITADEL SECURITIES LLC|5837
CISN|CISION LTD.|INCA|INSTINET, LLC|448124
CISN|CISION LTD.|INJX|INSTINET, LLC|16250
CISN|CISION LTD.|ITGI|ITG Inc.|153644
CISN|CISION LTD.|ITGP|ITG INC.|871800
CISN|CISION LTD.|JANY|Janney Montgomery Scott Inc.|100
CISN|CISION LTD.|JEFF|JEFFERIES LLC|75445
CISN|CISION LTD.|JGUN|Joseph Gunnar & Co.  LLC|800
CISN|CISION LTD.|JMPT|JUMP TRADING, LLC|77783
CISN|CISION LTD.|JONE|JonesTrading|13000
CISN|CISION LTD.|JPBX|J.P. MORGAN SECURITIES LLC|116040
CISN|CISION LTD.|JPMX|J.P. Morgan Securities LLC|666676
CISN|CISION LTD.|JSJX|JANE STREET CAPITAL LLC|8653
CISN|CISION LTD.|JSSF|JMP Securities LLC|5100
CISN|CISION LTD.|KCGM|VIRTU Americas LLC|145134
CISN|CISION LTD.|LAFC|R. F. Lafferty & Co., Inc.|11000
CISN|CISION LTD.|LEHM|Barclays Capital Inc./Le|438300
CISN|CISION LTD.|LIME|Lime Brokerage LLC|116805
CISN|CISION LTD.|LOOP|Loop Capital Markets LLC|5835
CISN|CISION LTD.|LQNA|LIQUIDNET, INC.|41400
CISN|CISION LTD.|LSCI|Lek Securities Corporation|10650
CISN|CISION LTD.|LTCO|Ladenburg, Thalmann & Co., Inc.|6200
CISN|CISION LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6400
CISN|CISION LTD.|MACQ|Macquarie Capital (USA) Inc.|3643
CISN|CISION LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|188949
CISN|CISION LTD.|MSCO|MORGAN STANLEY & CO. LLC|711400
CISN|CISION LTD.|MSPL|MORGAN STANLEY & CO. LLC|485900
CISN|CISION LTD.|MSTX|MORGAN STANLEY & CO. LLC|207400
CISN|CISION LTD.|NATL|National Securities Corporation|2500
CISN|CISION LTD.|NFSC|National Financial Services LLC|84915
CISN|CISION LTD.|NITE|VIRTU Americas LLC|323393
CISN|CISION LTD.|NITP|VIRTU Americas LLC|1500
CISN|CISION LTD.|NQRB|Brut, LLC|15887
CISN|CISION LTD.|NTBF|BMO Nesbitt Burns Inc./CDS|600
CISN|CISION LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1150
CISN|CISION LTD.|PDQM|CODA MARKETS, INC.|65448
CISN|CISION LTD.|PREC|PRECISION SECURITIES, LLC|6400
CISN|CISION LTD.|RBCM|RBC CAPITAL MARKETS, LLC|24598
CISN|CISION LTD.|RHCO|Suntrust Robinson Humphrey, Inc.|60520
CISN|CISION LTD.|RJLC|RJL CAPITAL GROUP, LLC|13981
CISN|CISION LTD.|SAGL|SAGETRADER, LLC|4020
CISN|CISION LTD.|SAGW|SAGETRADER, LLC|122
CISN|CISION LTD.|SALI|INTL FCSTONE FINANCIAL INC.|75
CISN|CISION LTD.|SBSH|Citigroup Global Markets Inc.|154268
CISN|CISION LTD.|SGMT|GOLDMAN SACHS & CO. LLC|201656
CISN|CISION LTD.|SPDR|SPEEDROUTE LLC|13852
CISN|CISION LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|8270
CISN|CISION LTD.|STRS|STRATEGAS RESEARCH PARTNERS|200
CISN|CISION LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4258
CISN|CISION LTD.|SWIM|TD Ameritrade, Inc.|29567
CISN|CISION LTD.|SWST|Hilltop Securities Inc.|2515
CISN|CISION LTD.|TKNG|ALLY INVEST SECURITIES LLC|1050
CISN|CISION LTD.|TRBT|Tradebot Systems, Inc.|138941
CISN|CISION LTD.|TRCM|TRC MARKETS LLC|63136
CISN|CISION LTD.|UBSA|UBS SECURITIES LLC|727666
CISN|CISION LTD.|UBSS|UBS Securities LLC|708948
CISN|CISION LTD.|VALX|VIRTU AMERICAS LLC|12273
CISN|CISION LTD.|VGRD|Vanguard Marketing Corporation|8071
CISN|CISION LTD.|VNDM|Wall Street Access|4677
CISN|CISION LTD.|VNDS|VANDHAM SECURITIES CORP|5000
CISN|CISION LTD.|WABR|Wall Street Access|1700
CISN|CISION LTD.|WBLR|WILLIAM BLAIR|6682
CISN|CISION LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|3500
CISN|CISION LTD.|WCHV|WELLS FARGO SECURITIES, LLC|17229
CISN|CISION LTD.|WDNX|WEEDEN & CO.L.P.|2446
CISN|CISION LTD.|WEDB|WEDBUSH SECURITIES INC.|16388
CISN|CISION LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22558
CISN|CISION LTD.|WFPB|Wells Fargo Securities, LLC.|219
CISN|CISION LTD.|WSEA|WOLVERINE SECURITIES, LLC|1820
CISN|CISION LTD.|XIST|INSTINET, LLC|30600
CISN|CISION LTD.|XPQR|Jump Trading|2963
CISN|CISION LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|65780
CISN|CISION LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|4149
CIT|CIT GROUP, INC|ALTX|Alternet Securities Inc.|7671
CIT|CIT GROUP, INC|ANOS|ABEL/NOSER, L.L.C.|100
CIT|CIT GROUP, INC|APCC|Apex Clearing Corporation|1027
CIT|CIT GROUP, INC|BANK|Primevest Financial Services, Inc.|173
CIT|CIT GROUP, INC|BARD|Robert W. Baird & Co. Incorporated|353
CIT|CIT GROUP, INC|BATM|CBOE TRADING, INC.|6409
CIT|CIT GROUP, INC|BAYC|BAY CREST PARTNERS, LLC|3955
CIT|CIT GROUP, INC|BAYT|BTIG, LLC|735
CIT|CIT GROUP, INC|BERN|Sanford C. Bernstein & Co., LLC|75593
CIT|CIT GROUP, INC|BIAD|SAGETRADER, LLC|1
CIT|CIT GROUP, INC|BIDS|BIDS TRADING L.P.|2700
CIT|CIT GROUP, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2894
CIT|CIT GROUP, INC|BLKX|INSTINET, LLC|463885
CIT|CIT GROUP, INC|BNPX|BNP PARIBAS SECURITIES CORP.|4584
CIT|CIT GROUP, INC|BTIG|BTIG, LLC|9699
CIT|CIT GROUP, INC|BYXM|CBOE TRADING, INC.|3618
CIT|CIT GROUP, INC|BZYD|GOLDMAN SACHS & CO. LLC|700
CIT|CIT GROUP, INC|CABR|Cabrera Capital Markets, Inc.|50
CIT|CIT GROUP, INC|CANT|Cantor Fitzgerald & Co.|163135
CIT|CIT GROUP, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|20400
CIT|CIT GROUP, INC|CHAS|Charles Schwab & Co., Inc.|1268
CIT|CIT GROUP, INC|CIBP|CIBC World Markets Corp.|56000
CIT|CIT GROUP, INC|CIOI|CITIGROUP GLOBAL MARKETS INC|23814
CIT|CIT GROUP, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|274704
CIT|CIT GROUP, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
CIT|CIT GROUP, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1584
CIT|CIT GROUP, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|488511
CIT|CIT GROUP, INC|CTDL|Citadel Derivatives Group Llc|46781
CIT|CIT GROUP, INC|CTLR|CUTLER GROUP, LP|7545
CIT|CIT GROUP, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|43584
CIT|CIT GROUP, INC|DBAB|Deutsche Bank Securities Inc.|363159
CIT|CIT GROUP, INC|DBAX|Deutsche Bank Securities Inc.|289700
CIT|CIT GROUP, INC|DBUL|Deutsche Bank Securities Inc.|2680
CIT|CIT GROUP, INC|DCHF|Dart Executions, LLC|1321
CIT|CIT GROUP, INC|DEAN|MORGAN STANLEY|20980
CIT|CIT GROUP, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13642
CIT|CIT GROUP, INC|EBXL|EBX LLC|270600
CIT|CIT GROUP, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|17646
CIT|CIT GROUP, INC|EDJO|Edward D. Jones & Co., L.P.|663
CIT|CIT GROUP, INC|EGAM|CBOE TRADING, INC.|26922
CIT|CIT GROUP, INC|EGAW|CBOE TRADING, INC.|310
CIT|CIT GROUP, INC|EGMT|EG MARKET TECHNOLOGIES LLC|500
CIT|CIT GROUP, INC|EGXM|CBOE TRADING, INC.|3456
CIT|CIT GROUP, INC|EGXW|CBOE TRADING, INC.|100
CIT|CIT GROUP, INC|ETBE|Electronic Transaction Clearing, Inc.|21860
CIT|CIT GROUP, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CIT|CIT GROUP, INC|ETCC|Electronic Transaction Clearing, Inc.|732
CIT|CIT GROUP, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4328
CIT|CIT GROUP, INC|ETRS|E*Trade Securities LLC|7892
CIT|CIT GROUP, INC|FILL|Tradestation Securities, Inc.|300
CIT|CIT GROUP, INC|FMAF|NBCN Inc./ CDS|20
CIT|CIT GROUP, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3671
CIT|CIT GROUP, INC|FQLS|Quantlab Securities LP|582750
CIT|CIT GROUP, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101251
CIT|CIT GROUP, INC|FTBR|Foliofn Investments, Inc.|360
CIT|CIT GROUP, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|17398
CIT|CIT GROUP, INC|GLPX|ACS EXECUTION SERVICES, LLC|86337
CIT|CIT GROUP, INC|GSCO|GOLDMAN SACHS & CO. LLC|862303
CIT|CIT GROUP, INC|GSCS|GOLDMAN SACHS & CO. LLC|17826
CIT|CIT GROUP, INC|GSLT|GOLDMAN SACHS & CO. LLC|26116
CIT|CIT GROUP, INC|GTSY|GTS SECURITIES LLC|700
CIT|CIT GROUP, INC|GTSZ|GTS SECURITIES LLC|272566
CIT|CIT GROUP, INC|HAPX|HAP Trading, LLC|655
CIT|CIT GROUP, INC|HRBF|American Enterprise Investment Services Inc.|1068
CIT|CIT GROUP, INC|HSBC|HSBC Securities, Inc.|404
CIT|CIT GROUP, INC|IATS|INTERACTIVE BROKERS LLC|2296
CIT|CIT GROUP, INC|IBKR|Interactive Brokers Llc|11724
CIT|CIT GROUP, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
CIT|CIT GROUP, INC|ICBX|INSTINET, LLC|45200
CIT|CIT GROUP, INC|IEQY|CITADEL SECURITIES LLC|233916
CIT|CIT GROUP, INC|INCA|INSTINET, LLC|393986
CIT|CIT GROUP, INC|INJX|INSTINET, LLC|29795
CIT|CIT GROUP, INC|ITGI|ITG Inc.|89376
CIT|CIT GROUP, INC|ITGP|ITG INC.|85200
CIT|CIT GROUP, INC|JANY|Janney Montgomery Scott Inc.|669
CIT|CIT GROUP, INC|JEFF|JEFFERIES LLC|99209
CIT|CIT GROUP, INC|JMPT|JUMP TRADING, LLC|122452
CIT|CIT GROUP, INC|JPBX|J.P. MORGAN SECURITIES LLC|446529
CIT|CIT GROUP, INC|JPMX|J.P. Morgan Securities LLC|614074
CIT|CIT GROUP, INC|JSJX|JANE STREET CAPITAL LLC|12036
CIT|CIT GROUP, INC|KCGM|VIRTU Americas LLC|39702
CIT|CIT GROUP, INC|LEHM|Barclays Capital Inc./Le|930890
CIT|CIT GROUP, INC|LIME|Lime Brokerage LLC|107372
CIT|CIT GROUP, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|79000
CIT|CIT GROUP, INC|LOOP|Loop Capital Markets LLC|580
CIT|CIT GROUP, INC|LQNA|LIQUIDNET, INC.|46300
CIT|CIT GROUP, INC|LQNB|LIQUIDNET, INC.|2500
CIT|CIT GROUP, INC|LSCI|Lek Securities Corporation|1042
CIT|CIT GROUP, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CIT|CIT GROUP, INC|MACQ|Macquarie Capital (USA) Inc.|14756
CIT|CIT GROUP, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125372
CIT|CIT GROUP, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CIT|CIT GROUP, INC|MSCO|MORGAN STANLEY & CO. LLC|2408545
CIT|CIT GROUP, INC|MSPL|MORGAN STANLEY & CO. LLC|343100
CIT|CIT GROUP, INC|MSTX|MORGAN STANLEY & CO. LLC|267200
CIT|CIT GROUP, INC|NFSC|National Financial Services LLC|555048
CIT|CIT GROUP, INC|NITE|VIRTU Americas LLC|236869
CIT|CIT GROUP, INC|NITP|VIRTU Americas LLC|3320
CIT|CIT GROUP, INC|NQRB|Brut, LLC|36570
CIT|CIT GROUP, INC|NTRC|Northern Trust Securities, Inc.|428
CIT|CIT GROUP, INC|OHOS|TWO SIGMA SECURITIES, LLC|149651
CIT|CIT GROUP, INC|OPCO|Oppenheimer & Co. Inc.|1444
CIT|CIT GROUP, INC|PDQM|CODA MARKETS, INC.|143114
CIT|CIT GROUP, INC|PWJC|UBS Financial Services, Inc.|229
CIT|CIT GROUP, INC|RBCM|RBC CAPITAL MARKETS, LLC|4652
CIT|CIT GROUP, INC|SAGL|SAGETRADER, LLC|43963
CIT|CIT GROUP, INC|SBSH|Citigroup Global Markets Inc.|572931
CIT|CIT GROUP, INC|SEIC|SEI Investments Distribution Co.|1300
CIT|CIT GROUP, INC|SGMT|GOLDMAN SACHS & CO. LLC|95407
CIT|CIT GROUP, INC|SPDR|SPEEDROUTE LLC|9540
CIT|CIT GROUP, INC|SPHN|Stephens Inc.|10000
CIT|CIT GROUP, INC|STFL|Stifel, Nicolaus & Company, Incorporated|959
CIT|CIT GROUP, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4371
CIT|CIT GROUP, INC|SWIM|TD Ameritrade, Inc.|7237
CIT|CIT GROUP, INC|SWST|Hilltop Securities Inc.|523
CIT|CIT GROUP, INC|TKNG|ALLY INVEST SECURITIES LLC|90
CIT|CIT GROUP, INC|TRBT|Tradebot Systems, Inc.|251460
CIT|CIT GROUP, INC|TRCM|TRC MARKETS LLC|139893
CIT|CIT GROUP, INC|TWTT|TASTYWORKS, INC.|387
CIT|CIT GROUP, INC|UBSA|UBS SECURITIES LLC|624305
CIT|CIT GROUP, INC|UBSS|UBS Securities LLC|859455
CIT|CIT GROUP, INC|VALX|VIRTU AMERICAS LLC|12437
CIT|CIT GROUP, INC|VGRD|Vanguard Marketing Corporation|3049
CIT|CIT GROUP, INC|VSIN|Vision Financial Markets Llc|3
CIT|CIT GROUP, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|260
CIT|CIT GROUP, INC|WCHV|WELLS FARGO SECURITIES, LLC|144671
CIT|CIT GROUP, INC|WDNX|WEEDEN & CO.L.P.|1028
CIT|CIT GROUP, INC|WEDB|WEDBUSH SECURITIES INC.|1327
CIT|CIT GROUP, INC|WEED|Weeden & Co.L.P.|400
CIT|CIT GROUP, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59960
CIT|CIT GROUP, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4440
CIT|CIT GROUP, INC|WGIF|CIBC World Markets Inc.|2591
CIT|CIT GROUP, INC|WSEA|WOLVERINE SECURITIES, LLC|6952
CIT|CIT GROUP, INC|XIST|INSTINET, LLC|35098
CIT|CIT GROUP, INC|XPQR|Jump Trading|900
CIT|CIT GROUP, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|128890
CIT|CIT GROUP, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|9520
CIT|CIT GROUP, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2282
CIU|ISHARES INT CREDIT|ALTX|Alternet Securities Inc.|7627
CIU|ISHARES INT CREDIT|APCC|Apex Clearing Corporation|2435
CIU|ISHARES INT CREDIT|BANK|Primevest Financial Services, Inc.|6539
CIU|ISHARES INT CREDIT|BARD|Robert W. Baird & Co. Incorporated|8159
CIU|ISHARES INT CREDIT|BATM|CBOE TRADING, INC.|243
CIU|ISHARES INT CREDIT|BBNT|BB&T SECURITIES, LLC|2708
CIU|ISHARES INT CREDIT|BERN|Sanford C. Bernstein & Co., LLC|16261
CIU|ISHARES INT CREDIT|BKCM|BNY Mellon Capital Markets LLC|2354
CIU|ISHARES INT CREDIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52116
CIU|ISHARES INT CREDIT|BMOC|BMO Capital Markets Corp.|46
CIU|ISHARES INT CREDIT|CANT|Cantor Fitzgerald & Co.|370938
CIU|ISHARES INT CREDIT|CHAS|Charles Schwab & Co., Inc.|46253
CIU|ISHARES INT CREDIT|CIST|Capital Institutional Services, Inc.|3566
CIU|ISHARES INT CREDIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|184902
CIU|ISHARES INT CREDIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|135780
CIU|ISHARES INT CREDIT|CSIN|Citadel Securities Institutional LLC|153570
CIU|ISHARES INT CREDIT|CTDL|Citadel Derivatives Group Llc|162341
CIU|ISHARES INT CREDIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|5000
CIU|ISHARES INT CREDIT|DADA|D.A. Davidson & Co.|1273
CIU|ISHARES INT CREDIT|DAVA|Davenport & Company LLC|1648
CIU|ISHARES INT CREDIT|DBAB|Deutsche Bank Securities Inc.|2521
CIU|ISHARES INT CREDIT|DBAX|Deutsche Bank Securities Inc.|40300
CIU|ISHARES INT CREDIT|DEAN|MORGAN STANLEY|6799
CIU|ISHARES INT CREDIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5462
CIU|ISHARES INT CREDIT|EBXL|EBX LLC|63000
CIU|ISHARES INT CREDIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|18315
CIU|ISHARES INT CREDIT|EDJO|Edward D. Jones & Co., L.P.|4087
CIU|ISHARES INT CREDIT|EGAM|CBOE TRADING, INC.|1749
CIU|ISHARES INT CREDIT|EGMT|EG MARKET TECHNOLOGIES LLC|100
CIU|ISHARES INT CREDIT|EGXM|CBOE TRADING, INC.|500
CIU|ISHARES INT CREDIT|ETBE|Electronic Transaction Clearing, Inc.|1093
CIU|ISHARES INT CREDIT|ETCB|ETC BROKERAGE SERVICES, LLC|198
CIU|ISHARES INT CREDIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6666
CIU|ISHARES INT CREDIT|ETRS|E*Trade Securities LLC|9692
CIU|ISHARES INT CREDIT|FBCO|Credit Suisse Securities (USA) LLC|229787
CIU|ISHARES INT CREDIT|FBSB|U.S. Bancorp Investments, Inc.|14331
CIU|ISHARES INT CREDIT|FILL|Tradestation Securities, Inc.|1
CIU|ISHARES INT CREDIT|FINX|FINTECH SECURITIES|47379
CIU|ISHARES INT CREDIT|FLTU|FLOW TRADERS US LLC|50
CIU|ISHARES INT CREDIT|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|50
CIU|ISHARES INT CREDIT|FOMA|TD AMERITRADE CLEARING, INC.|493372
CIU|ISHARES INT CREDIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47804
CIU|ISHARES INT CREDIT|FTBR|Foliofn Investments, Inc.|3984
CIU|ISHARES INT CREDIT|GBMT|GBM International, Inc.|22492
CIU|ISHARES INT CREDIT|GEBB|GLOBAL EXECUTION BROKERS, LP|70974
CIU|ISHARES INT CREDIT|GLPX|ACS EXECUTION SERVICES, LLC|9596
CIU|ISHARES INT CREDIT|GSCO|GOLDMAN SACHS & CO. LLC|16064
CIU|ISHARES INT CREDIT|GSCS|GOLDMAN SACHS & CO. LLC|14739
CIU|ISHARES INT CREDIT|GTSZ|GTS SECURITIES LLC|679
CIU|ISHARES INT CREDIT|HRBF|American Enterprise Investment Services Inc.|110389
CIU|ISHARES INT CREDIT|IBKR|Interactive Brokers Llc|8198
CIU|ISHARES INT CREDIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
CIU|ISHARES INT CREDIT|ICBX|INSTINET, LLC|22780
CIU|ISHARES INT CREDIT|INCA|INSTINET, LLC|19509
CIU|ISHARES INT CREDIT|INJX|INSTINET, LLC|1046
CIU|ISHARES INT CREDIT|ITGI|ITG Inc.|44980
CIU|ISHARES INT CREDIT|ITGP|ITG INC.|9600
CIU|ISHARES INT CREDIT|JANY|Janney Montgomery Scott Inc.|7660
CIU|ISHARES INT CREDIT|JEFF|JEFFERIES LLC|1353
CIU|ISHARES INT CREDIT|JMPT|JUMP TRADING, LLC|1650
CIU|ISHARES INT CREDIT|JPMX|J.P. Morgan Securities LLC|64032
CIU|ISHARES INT CREDIT|JSEB|JANE STREET EXECUTION SERVICES, LLC|413329
CIU|ISHARES INT CREDIT|JSJX|JANE STREET CAPITAL LLC|503286
CIU|ISHARES INT CREDIT|KCGM|VIRTU Americas LLC|13263
CIU|ISHARES INT CREDIT|LEHM|Barclays Capital Inc./Le|153231
CIU|ISHARES INT CREDIT|LGNT|COR CLEARING LLC|1
CIU|ISHARES INT CREDIT|LIME|Lime Brokerage LLC|11848
CIU|ISHARES INT CREDIT|LSCI|Lek Securities Corporation|8
CIU|ISHARES INT CREDIT|MACC|Mid Atlantic Capital Corporation|6981
CIU|ISHARES INT CREDIT|MAXM|Maxim Group LLC|255
CIU|ISHARES INT CREDIT|MCMF|Raymond James Ltd. Cds|25
CIU|ISHARES INT CREDIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70868
CIU|ISHARES INT CREDIT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
CIU|ISHARES INT CREDIT|MOTF|MOTIF INVESTING, INC.|1
CIU|ISHARES INT CREDIT|MSCO|MORGAN STANLEY & CO. LLC|217133
CIU|ISHARES INT CREDIT|MSPL|MORGAN STANLEY & CO. LLC|34300
CIU|ISHARES INT CREDIT|MTON|MILLINGTON SECURITIES, INC.|14015
CIU|ISHARES INT CREDIT|NATL|National Securities Corporation|50
CIU|ISHARES INT CREDIT|NBCS|NBC Securities, INC.|275
CIU|ISHARES INT CREDIT|NEUB|NEUBERGER BERMAN BD LLC|3
CIU|ISHARES INT CREDIT|NFSC|National Financial Services LLC|640482
CIU|ISHARES INT CREDIT|NITE|VIRTU Americas LLC|974890
CIU|ISHARES INT CREDIT|NITP|VIRTU Americas LLC|3000
CIU|ISHARES INT CREDIT|NQRB|Brut, LLC|747
CIU|ISHARES INT CREDIT|OLDM|OLD MISSION CAPITAL, LLC|70661
CIU|ISHARES INT CREDIT|OPCO|Oppenheimer & Co. Inc.|5722
CIU|ISHARES INT CREDIT|PDQM|CODA MARKETS, INC.|15951
CIU|ISHARES INT CREDIT|PICT|Pictet Overseas Inc.|85
CIU|ISHARES INT CREDIT|PUMA|Puma Capital, Llc|22015
CIU|ISHARES INT CREDIT|PWJC|UBS Financial Services, Inc.|6674
CIU|ISHARES INT CREDIT|RAJA|Raymond James & Associates, Inc.|35624
CIU|ISHARES INT CREDIT|RBCM|RBC CAPITAL MARKETS, LLC|27303
CIU|ISHARES INT CREDIT|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|300
CIU|ISHARES INT CREDIT|SALI|INTL FCSTONE FINANCIAL INC.|138
CIU|ISHARES INT CREDIT|SBSH|Citigroup Global Markets Inc.|127747
CIU|ISHARES INT CREDIT|SEIC|SEI Investments Distribution Co.|6722
CIU|ISHARES INT CREDIT|SGMT|GOLDMAN SACHS & CO. LLC|29347
CIU|ISHARES INT CREDIT|SPDR|SPEEDROUTE LLC|300
CIU|ISHARES INT CREDIT|SPHN|Stephens Inc.|432
CIU|ISHARES INT CREDIT|STFL|Stifel, Nicolaus & Company, Incorporated|27747
CIU|ISHARES INT CREDIT|SWST|Hilltop Securities Inc.|24411
CIU|ISHARES INT CREDIT|TKNG|ALLY INVEST SECURITIES LLC|11311
CIU|ISHARES INT CREDIT|TRBT|Tradebot Systems, Inc.|7028
CIU|ISHARES INT CREDIT|TRCM|TRC MARKETS LLC|1320
CIU|ISHARES INT CREDIT|UBSA|UBS SECURITIES LLC|141136
CIU|ISHARES INT CREDIT|UBSS|UBS Securities LLC|311430
CIU|ISHARES INT CREDIT|VALX|VIRTU AMERICAS LLC|200
CIU|ISHARES INT CREDIT|VGRD|Vanguard Marketing Corporation|987
CIU|ISHARES INT CREDIT|WBLR|WILLIAM BLAIR|321
CIU|ISHARES INT CREDIT|WCHV|WELLS FARGO SECURITIES, LLC|244836
CIU|ISHARES INT CREDIT|WEDB|WEDBUSH SECURITIES INC.|1
CIU|ISHARES INT CREDIT|WEED|Weeden & Co.L.P.|15351
CIU|ISHARES INT CREDIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2974
CIU|ISHARES INT CREDIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1500
CIU|ISHARES INT CREDIT|WSEA|WOLVERINE SECURITIES, LLC|13741
CIU|ISHARES INT CREDIT|XPUS|XP SECURITIES, LLC|1500
CIU|ISHARES INT CREDIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|48322
CIU|ISHARES INT CREDIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|93264
CIVB|CIVISTA BNCSHRS CM|ALTX|Alternet Securities Inc.|227
CIVB|CIVISTA BNCSHRS CM|APCC|Apex Clearing Corporation|12
CIVB|CIVISTA BNCSHRS CM|BATM|CBOE TRADING, INC.|872
CIVB|CIVISTA BNCSHRS CM|BERN|Sanford C. Bernstein & Co., LLC|3037
CIVB|CIVISTA BNCSHRS CM|BMOC|BMO Capital Markets Corp.|1594
CIVB|CIVISTA BNCSHRS CM|BNPX|BNP PARIBAS SECURITIES CORP.|939
CIVB|CIVISTA BNCSHRS CM|BTIG|BTIG, LLC|15745
CIVB|CIVISTA BNCSHRS CM|BYXM|CBOE TRADING, INC.|42
CIVB|CIVISTA BNCSHRS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|176
CIVB|CIVISTA BNCSHRS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4008
CIVB|CIVISTA BNCSHRS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1107
CIVB|CIVISTA BNCSHRS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11922
CIVB|CIVISTA BNCSHRS CM|CTDL|Citadel Derivatives Group Llc|2367
CIVB|CIVISTA BNCSHRS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4654
CIVB|CIVISTA BNCSHRS CM|DBAB|Deutsche Bank Securities Inc.|17740
CIVB|CIVISTA BNCSHRS CM|DBAX|Deutsche Bank Securities Inc.|2200
CIVB|CIVISTA BNCSHRS CM|DEAN|MORGAN STANLEY|40
CIVB|CIVISTA BNCSHRS CM|DEGS|RONIN PROFESSIONAL LLC|6401
CIVB|CIVISTA BNCSHRS CM|EBXL|EBX LLC|5300
CIVB|CIVISTA BNCSHRS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3892
CIVB|CIVISTA BNCSHRS CM|EGAM|CBOE TRADING, INC.|705
CIVB|CIVISTA BNCSHRS CM|EGXM|CBOE TRADING, INC.|60
CIVB|CIVISTA BNCSHRS CM|ETBE|Electronic Transaction Clearing, Inc.|136
CIVB|CIVISTA BNCSHRS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1400
CIVB|CIVISTA BNCSHRS CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|8
CIVB|CIVISTA BNCSHRS CM|ETRS|E*Trade Securities LLC|1268
CIVB|CIVISTA BNCSHRS CM|FBCO|Credit Suisse Securities (USA) LLC|55652
CIVB|CIVISTA BNCSHRS CM|FOMA|TD AMERITRADE CLEARING, INC.|44156
CIVB|CIVISTA BNCSHRS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6537
CIVB|CIVISTA BNCSHRS CM|FTBR|Foliofn Investments, Inc.|438
CIVB|CIVISTA BNCSHRS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3392
CIVB|CIVISTA BNCSHRS CM|GLPX|ACS EXECUTION SERVICES, LLC|728
CIVB|CIVISTA BNCSHRS CM|GSCO|GOLDMAN SACHS & CO. LLC|64692
CIVB|CIVISTA BNCSHRS CM|GSCS|GOLDMAN SACHS & CO. LLC|19691
CIVB|CIVISTA BNCSHRS CM|GSLT|GOLDMAN SACHS & CO. LLC|135
CIVB|CIVISTA BNCSHRS CM|GTSZ|GTS SECURITIES LLC|16061
CIVB|CIVISTA BNCSHRS CM|IATS|INTERACTIVE BROKERS LLC|424
CIVB|CIVISTA BNCSHRS CM|IBKR|Interactive Brokers Llc|17826
CIVB|CIVISTA BNCSHRS CM|ICBX|INSTINET, LLC|2200
CIVB|CIVISTA BNCSHRS CM|IEQY|CITADEL SECURITIES LLC|3134
CIVB|CIVISTA BNCSHRS CM|IMPC|Imperial Capital, LLC|200
CIVB|CIVISTA BNCSHRS CM|INCA|INSTINET, LLC|86956
CIVB|CIVISTA BNCSHRS CM|INJX|INSTINET, LLC|3469
CIVB|CIVISTA BNCSHRS CM|ITGI|ITG Inc.|4711
CIVB|CIVISTA BNCSHRS CM|ITGP|ITG INC.|3200
CIVB|CIVISTA BNCSHRS CM|JEFF|JEFFERIES LLC|5095
CIVB|CIVISTA BNCSHRS CM|JONE|JonesTrading|13350
CIVB|CIVISTA BNCSHRS CM|JPMX|J.P. Morgan Securities LLC|16238
CIVB|CIVISTA BNCSHRS CM|KCGM|VIRTU Americas LLC|1329
CIVB|CIVISTA BNCSHRS CM|LEHM|Barclays Capital Inc./Le|17662
CIVB|CIVISTA BNCSHRS CM|LIME|Lime Brokerage LLC|38989
CIVB|CIVISTA BNCSHRS CM|LMGP|LIME BROKERAGE LLC|1107
CIVB|CIVISTA BNCSHRS CM|MACC|Mid Atlantic Capital Corporation|114
CIVB|CIVISTA BNCSHRS CM|MAXM|Maxim Group LLC|787
CIVB|CIVISTA BNCSHRS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3968
CIVB|CIVISTA BNCSHRS CM|MSCO|MORGAN STANLEY & CO. LLC|79559
CIVB|CIVISTA BNCSHRS CM|MSPL|MORGAN STANLEY & CO. LLC|6800
CIVB|CIVISTA BNCSHRS CM|MSTX|MORGAN STANLEY & CO. LLC|400
CIVB|CIVISTA BNCSHRS CM|NFSC|National Financial Services LLC|6291
CIVB|CIVISTA BNCSHRS CM|NITE|VIRTU Americas LLC|28512
CIVB|CIVISTA BNCSHRS CM|NITP|VIRTU Americas LLC|300
CIVB|CIVISTA BNCSHRS CM|NQRB|Brut, LLC|400
CIVB|CIVISTA BNCSHRS CM|PDQM|CODA MARKETS, INC.|1639
CIVB|CIVISTA BNCSHRS CM|PWJC|UBS Financial Services, Inc.|1700
CIVB|CIVISTA BNCSHRS CM|SALI|INTL FCSTONE FINANCIAL INC.|80
CIVB|CIVISTA BNCSHRS CM|SBSH|Citigroup Global Markets Inc.|18997
CIVB|CIVISTA BNCSHRS CM|SGMT|GOLDMAN SACHS & CO. LLC|1778
CIVB|CIVISTA BNCSHRS CM|SOGO|Wang Investment Associates, Inc.|2200
CIVB|CIVISTA BNCSHRS CM|SPDR|SPEEDROUTE LLC|124
CIVB|CIVISTA BNCSHRS CM|SPTD|MINT GLOBAL MARKETS, INC.|29823
CIVB|CIVISTA BNCSHRS CM|STFL|Stifel, Nicolaus & Company, Incorporated|1300
CIVB|CIVISTA BNCSHRS CM|SWIM|TD Ameritrade, Inc.|3622
CIVB|CIVISTA BNCSHRS CM|TDCO|Thompson Davis & Co., Inc.|108
CIVB|CIVISTA BNCSHRS CM|TRBT|Tradebot Systems, Inc.|6710
CIVB|CIVISTA BNCSHRS CM|TRCM|TRC MARKETS LLC|14817
CIVB|CIVISTA BNCSHRS CM|UBSA|UBS SECURITIES LLC|11689
CIVB|CIVISTA BNCSHRS CM|UBSS|UBS Securities LLC|53175
CIVB|CIVISTA BNCSHRS CM|VALX|VIRTU AMERICAS LLC|1782
CIVB|CIVISTA BNCSHRS CM|VGRD|Vanguard Marketing Corporation|100
CIVB|CIVISTA BNCSHRS CM|WBLR|WILLIAM BLAIR|703
CIVB|CIVISTA BNCSHRS CM|WCHV|WELLS FARGO SECURITIES, LLC|753
CIVB|CIVISTA BNCSHRS CM|WEED|Weeden & Co.L.P.|10993
CIVB|CIVISTA BNCSHRS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|940
CIVB|CIVISTA BNCSHRS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CIVB|CIVISTA BNCSHRS CM|WSEA|WOLVERINE SECURITIES, LLC|7
CIVB|CIVISTA BNCSHRS CM|XIST|INSTINET, LLC|200
CIVB|CIVISTA BNCSHRS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1416
CIVBP|CIVISTA BANCSHRS DEP|APCC|Apex Clearing Corporation|3
CIVBP|CIVISTA BANCSHRS DEP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15
CIVBP|CIVISTA BANCSHRS DEP|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
CIVBP|CIVISTA BANCSHRS DEP|MSCO|MORGAN STANLEY & CO. LLC|315
CIVBP|CIVISTA BANCSHRS DEP|NITE|VIRTU Americas LLC|1001
CIVBP|CIVISTA BANCSHRS DEP|PDQM|CODA MARKETS, INC.|100
CIVBP|CIVISTA BANCSHRS DEP|SWIM|TD Ameritrade, Inc.|299
CIVBP|CIVISTA BANCSHRS DEP|WEDB|WEDBUSH SECURITIES INC.|200
CIVBP|CIVISTA BANCSHRS DEP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|232
CIVEC|CAUSEWY INTL VL NXSH|FTBR|Foliofn Investments, Inc.|22
CIVEC|CAUSEWY INTL VL NXSH|NITE|VIRTU Americas LLC|22
CIVI|CIVITAS SOLUTIONS|APCC|Apex Clearing Corporation|3
CIVI|CIVITAS SOLUTIONS|BATM|CBOE TRADING, INC.|400
CIVI|CIVITAS SOLUTIONS|BERN|Sanford C. Bernstein & Co., LLC|2600
CIVI|CIVITAS SOLUTIONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47
CIVI|CIVITAS SOLUTIONS|BLKX|INSTINET, LLC|20000
CIVI|CIVITAS SOLUTIONS|BNPX|BNP PARIBAS SECURITIES CORP.|1338
CIVI|CIVITAS SOLUTIONS|BZYD|GOLDMAN SACHS & CO. LLC|1628
CIVI|CIVITAS SOLUTIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|907
CIVI|CIVITAS SOLUTIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37963
CIVI|CIVITAS SOLUTIONS|CTDL|Citadel Derivatives Group Llc|510
CIVI|CIVITAS SOLUTIONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3990
CIVI|CIVITAS SOLUTIONS|DBAB|Deutsche Bank Securities Inc.|9076
CIVI|CIVITAS SOLUTIONS|DBAX|Deutsche Bank Securities Inc.|33500
CIVI|CIVITAS SOLUTIONS|DEGS|RONIN PROFESSIONAL LLC|600
CIVI|CIVITAS SOLUTIONS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
CIVI|CIVITAS SOLUTIONS|EBXL|EBX LLC|8800
CIVI|CIVITAS SOLUTIONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4013
CIVI|CIVITAS SOLUTIONS|EGAM|CBOE TRADING, INC.|200
CIVI|CIVITAS SOLUTIONS|EGMT|EG MARKET TECHNOLOGIES LLC|100
CIVI|CIVITAS SOLUTIONS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|616
CIVI|CIVITAS SOLUTIONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1660
CIVI|CIVITAS SOLUTIONS|ETRS|E*Trade Securities LLC|900
CIVI|CIVITAS SOLUTIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5683
CIVI|CIVITAS SOLUTIONS|FTBR|Foliofn Investments, Inc.|673
CIVI|CIVITAS SOLUTIONS|GLIS|TD Securities Inc|1931
CIVI|CIVITAS SOLUTIONS|GLPX|ACS EXECUTION SERVICES, LLC|127
CIVI|CIVITAS SOLUTIONS|GSCO|GOLDMAN SACHS & CO. LLC|26766
CIVI|CIVITAS SOLUTIONS|GSLT|GOLDMAN SACHS & CO. LLC|149
CIVI|CIVITAS SOLUTIONS|GTSZ|GTS SECURITIES LLC|9538
CIVI|CIVITAS SOLUTIONS|HRBF|American Enterprise Investment Services Inc.|8
CIVI|CIVITAS SOLUTIONS|IATS|INTERACTIVE BROKERS LLC|100
CIVI|CIVITAS SOLUTIONS|IBKR|Interactive Brokers Llc|7619
CIVI|CIVITAS SOLUTIONS|ICBX|INSTINET, LLC|5923
CIVI|CIVITAS SOLUTIONS|IEQY|CITADEL SECURITIES LLC|745
CIVI|CIVITAS SOLUTIONS|INCA|INSTINET, LLC|11350
CIVI|CIVITAS SOLUTIONS|INJX|INSTINET, LLC|1495
CIVI|CIVITAS SOLUTIONS|ITGI|ITG Inc.|4879
CIVI|CIVITAS SOLUTIONS|ITGP|ITG INC.|28800
CIVI|CIVITAS SOLUTIONS|JEFF|JEFFERIES LLC|2366
CIVI|CIVITAS SOLUTIONS|JMPT|JUMP TRADING, LLC|859
CIVI|CIVITAS SOLUTIONS|JPMX|J.P. Morgan Securities LLC|53255
CIVI|CIVITAS SOLUTIONS|JSJX|JANE STREET CAPITAL LLC|2883
CIVI|CIVITAS SOLUTIONS|KCGM|VIRTU Americas LLC|2113
CIVI|CIVITAS SOLUTIONS|LEHM|Barclays Capital Inc./Le|34565
CIVI|CIVITAS SOLUTIONS|LIME|Lime Brokerage LLC|11116
CIVI|CIVITAS SOLUTIONS|LOOP|Loop Capital Markets LLC|271
CIVI|CIVITAS SOLUTIONS|LQNA|LIQUIDNET, INC.|14500
CIVI|CIVITAS SOLUTIONS|MAXM|Maxim Group LLC|500
CIVI|CIVITAS SOLUTIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28627
CIVI|CIVITAS SOLUTIONS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1110
CIVI|CIVITAS SOLUTIONS|MSCO|MORGAN STANLEY & CO. LLC|62985
CIVI|CIVITAS SOLUTIONS|MSPL|MORGAN STANLEY & CO. LLC|46200
CIVI|CIVITAS SOLUTIONS|MSTX|MORGAN STANLEY & CO. LLC|1000
CIVI|CIVITAS SOLUTIONS|NFSC|National Financial Services LLC|10934
CIVI|CIVITAS SOLUTIONS|NITE|VIRTU Americas LLC|41830
CIVI|CIVITAS SOLUTIONS|NITP|VIRTU Americas LLC|1000
CIVI|CIVITAS SOLUTIONS|PDQM|CODA MARKETS, INC.|2729
CIVI|CIVITAS SOLUTIONS|SAGW|SAGETRADER, LLC|700
CIVI|CIVITAS SOLUTIONS|SBSH|Citigroup Global Markets Inc.|7020
CIVI|CIVITAS SOLUTIONS|SGMT|GOLDMAN SACHS & CO. LLC|8601
CIVI|CIVITAS SOLUTIONS|SPDR|SPEEDROUTE LLC|4704
CIVI|CIVITAS SOLUTIONS|STFL|Stifel, Nicolaus & Company, Incorporated|390
CIVI|CIVITAS SOLUTIONS|SWIM|TD Ameritrade, Inc.|691
CIVI|CIVITAS SOLUTIONS|TRBT|Tradebot Systems, Inc.|307
CIVI|CIVITAS SOLUTIONS|TRCM|TRC MARKETS LLC|2244
CIVI|CIVITAS SOLUTIONS|UBSS|UBS Securities LLC|23714
CIVI|CIVITAS SOLUTIONS|VALX|VIRTU AMERICAS LLC|5257
CIVI|CIVITAS SOLUTIONS|VGRD|Vanguard Marketing Corporation|712
CIVI|CIVITAS SOLUTIONS|VSIN|Vision Financial Markets Llc|50
CIVI|CIVITAS SOLUTIONS|WCHV|WELLS FARGO SECURITIES, LLC|5557
CIVI|CIVITAS SOLUTIONS|WSEA|WOLVERINE SECURITIES, LLC|17
CIVI|CIVITAS SOLUTIONS|XIST|INSTINET, LLC|6984
CIVI|CIVITAS SOLUTIONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
CIVI|CIVITAS SOLUTIONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|58
CIX|COMPX INTL INC|ALTX|Alternet Securities Inc.|200
CIX|COMPX INTL INC|APCC|Apex Clearing Corporation|8
CIX|COMPX INTL INC|BATM|CBOE TRADING, INC.|4
CIX|COMPX INTL INC|BAYC|BAY CREST PARTNERS, LLC|187
CIX|COMPX INTL INC|CANT|Cantor Fitzgerald & Co.|78
CIX|COMPX INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
CIX|COMPX INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|172
CIX|COMPX INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1661
CIX|COMPX INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|955
CIX|COMPX INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|62
CIX|COMPX INTL INC|DBAB|Deutsche Bank Securities Inc.|358
CIX|COMPX INTL INC|DBAX|Deutsche Bank Securities Inc.|100
CIX|COMPX INTL INC|EBXL|EBX LLC|200
CIX|COMPX INTL INC|EGAM|CBOE TRADING, INC.|301
CIX|COMPX INTL INC|EGXM|CBOE TRADING, INC.|10
CIX|COMPX INTL INC|ETRS|E*Trade Securities LLC|2
CIX|COMPX INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16
CIX|COMPX INTL INC|FTBR|Foliofn Investments, Inc.|9
CIX|COMPX INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|3207
CIX|COMPX INTL INC|GTSZ|GTS SECURITIES LLC|335
CIX|COMPX INTL INC|IATS|INTERACTIVE BROKERS LLC|3512
CIX|COMPX INTL INC|IBKR|Interactive Brokers Llc|4395
CIX|COMPX INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
CIX|COMPX INTL INC|ICBX|INSTINET, LLC|1400
CIX|COMPX INTL INC|INCA|INSTINET, LLC|100
CIX|COMPX INTL INC|INJX|INSTINET, LLC|100
CIX|COMPX INTL INC|ITGP|ITG INC.|1400
CIX|COMPX INTL INC|JPMX|J.P. Morgan Securities LLC|8
CIX|COMPX INTL INC|LEHM|Barclays Capital Inc./Le|610
CIX|COMPX INTL INC|LIME|Lime Brokerage LLC|130
CIX|COMPX INTL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11
CIX|COMPX INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CIX|COMPX INTL INC|MSCO|MORGAN STANLEY & CO. LLC|823
CIX|COMPX INTL INC|MSPL|MORGAN STANLEY & CO. LLC|100
CIX|COMPX INTL INC|NFSC|National Financial Services LLC|2974
CIX|COMPX INTL INC|NITE|VIRTU Americas LLC|8579
CIX|COMPX INTL INC|PDQM|CODA MARKETS, INC.|37
CIX|COMPX INTL INC|SBSH|Citigroup Global Markets Inc.|642
CIX|COMPX INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|466
CIX|COMPX INTL INC|SIBO|Prime Executions, Inc.|1909
CIX|COMPX INTL INC|SPTD|MINT GLOBAL MARKETS, INC.|486
CIX|COMPX INTL INC|SWIM|TD Ameritrade, Inc.|6524
CIX|COMPX INTL INC|SWST|Hilltop Securities Inc.|900
CIX|COMPX INTL INC|TKNG|ALLY INVEST SECURITIES LLC|283
CIX|COMPX INTL INC|UBSA|UBS SECURITIES LLC|1886
CIX|COMPX INTL INC|UBSS|UBS Securities LLC|2819
CIX|COMPX INTL INC|VALX|VIRTU AMERICAS LLC|861
CIX|COMPX INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|7
CIX|COMPX INTL INC|WSEA|WOLVERINE SECURITIES, LLC|83
CIZ|VICTORYSHS DV ENH VO|BARD|Robert W. Baird & Co. Incorporated|1000
CIZ|VICTORYSHS DV ENH VO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|578
CIZ|VICTORYSHS DV ENH VO|BYXM|CBOE TRADING, INC.|159
CIZ|VICTORYSHS DV ENH VO|CHAS|Charles Schwab & Co., Inc.|4
CIZ|VICTORYSHS DV ENH VO|CIST|Capital Institutional Services, Inc.|81
CIZ|VICTORYSHS DV ENH VO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3311
CIZ|VICTORYSHS DV ENH VO|DBAB|Deutsche Bank Securities Inc.|7396
CIZ|VICTORYSHS DV ENH VO|DBAX|Deutsche Bank Securities Inc.|1800
CIZ|VICTORYSHS DV ENH VO|DEAN|MORGAN STANLEY|7492
CIZ|VICTORYSHS DV ENH VO|EBXL|EBX LLC|4100
CIZ|VICTORYSHS DV ENH VO|EDJO|Edward D. Jones & Co., L.P.|330
CIZ|VICTORYSHS DV ENH VO|FBCO|Credit Suisse Securities (USA) LLC|3486
CIZ|VICTORYSHS DV ENH VO|FBSB|U.S. Bancorp Investments, Inc.|5862
CIZ|VICTORYSHS DV ENH VO|FILL|Tradestation Securities, Inc.|2942
CIZ|VICTORYSHS DV ENH VO|FOMA|TD AMERITRADE CLEARING, INC.|1185
CIZ|VICTORYSHS DV ENH VO|GSCO|GOLDMAN SACHS & CO. LLC|25753
CIZ|VICTORYSHS DV ENH VO|GSLT|GOLDMAN SACHS & CO. LLC|300
CIZ|VICTORYSHS DV ENH VO|GTSZ|GTS SECURITIES LLC|2205
CIZ|VICTORYSHS DV ENH VO|HRBF|American Enterprise Investment Services Inc.|9260
CIZ|VICTORYSHS DV ENH VO|IATS|INTERACTIVE BROKERS LLC|200
CIZ|VICTORYSHS DV ENH VO|IBKR|Interactive Brokers Llc|3675
CIZ|VICTORYSHS DV ENH VO|ICBX|INSTINET, LLC|600
CIZ|VICTORYSHS DV ENH VO|ITGP|ITG INC.|2200
CIZ|VICTORYSHS DV ENH VO|JPMX|J.P. Morgan Securities LLC|400
CIZ|VICTORYSHS DV ENH VO|JSJX|JANE STREET CAPITAL LLC|22828
CIZ|VICTORYSHS DV ENH VO|KCGM|VIRTU Americas LLC|2082
CIZ|VICTORYSHS DV ENH VO|LEHM|Barclays Capital Inc./Le|5200
CIZ|VICTORYSHS DV ENH VO|LIME|Lime Brokerage LLC|1436
CIZ|VICTORYSHS DV ENH VO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
CIZ|VICTORYSHS DV ENH VO|MSCO|MORGAN STANLEY & CO. LLC|29228
CIZ|VICTORYSHS DV ENH VO|MSPL|MORGAN STANLEY & CO. LLC|100
CIZ|VICTORYSHS DV ENH VO|NFSC|National Financial Services LLC|5249
CIZ|VICTORYSHS DV ENH VO|NITE|VIRTU Americas LLC|39004
CIZ|VICTORYSHS DV ENH VO|NITP|VIRTU Americas LLC|192
CIZ|VICTORYSHS DV ENH VO|RAJA|Raymond James & Associates, Inc.|3147
CIZ|VICTORYSHS DV ENH VO|RBCM|RBC CAPITAL MARKETS, LLC|6105
CIZ|VICTORYSHS DV ENH VO|SALI|INTL FCSTONE FINANCIAL INC.|3572
CIZ|VICTORYSHS DV ENH VO|SGMT|GOLDMAN SACHS & CO. LLC|1615
CIZ|VICTORYSHS DV ENH VO|STFL|Stifel, Nicolaus & Company, Incorporated|849
CIZ|VICTORYSHS DV ENH VO|TRCM|TRC MARKETS LLC|314
CIZ|VICTORYSHS DV ENH VO|UBSA|UBS SECURITIES LLC|1028
CIZ|VICTORYSHS DV ENH VO|UBSS|UBS Securities LLC|43374
CIZ|VICTORYSHS DV ENH VO|WABR|Wall Street Access|878
CIZ|VICTORYSHS DV ENH VO|WCHV|WELLS FARGO SECURITIES, LLC|652
CIZ|VICTORYSHS DV ENH VO|XSTM|NATIONAL FINANCIAL SERVICES LLC|420
CIZ|VICTORYSHS DV ENH VO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16493
CIZN|CITIZENS HLDG CO|APCC|Apex Clearing Corporation|2
CIZN|CITIZENS HLDG CO|BATM|CBOE TRADING, INC.|100
CIZN|CITIZENS HLDG CO|BAYC|BAY CREST PARTNERS, LLC|212
CIZN|CITIZENS HLDG CO|BERN|Sanford C. Bernstein & Co., LLC|100
CIZN|CITIZENS HLDG CO|BNKS|Fig Partners, LLC|107
CIZN|CITIZENS HLDG CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5
CIZN|CITIZENS HLDG CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|152
CIZN|CITIZENS HLDG CO|DBAB|Deutsche Bank Securities Inc.|285
CIZN|CITIZENS HLDG CO|DBAX|Deutsche Bank Securities Inc.|100
CIZN|CITIZENS HLDG CO|EBXL|EBX LLC|2100
CIZN|CITIZENS HLDG CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|8215
CIZN|CITIZENS HLDG CO|FBCO|Credit Suisse Securities (USA) LLC|107
CIZN|CITIZENS HLDG CO|FOMA|TD AMERITRADE CLEARING, INC.|3234
CIZN|CITIZENS HLDG CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
CIZN|CITIZENS HLDG CO|GSCO|GOLDMAN SACHS & CO. LLC|123
CIZN|CITIZENS HLDG CO|ICBX|INSTINET, LLC|2900
CIZN|CITIZENS HLDG CO|INCA|INSTINET, LLC|1576
CIZN|CITIZENS HLDG CO|INJX|INSTINET, LLC|623
CIZN|CITIZENS HLDG CO|ITGI|ITG Inc.|3513
CIZN|CITIZENS HLDG CO|ITGP|ITG INC.|200
CIZN|CITIZENS HLDG CO|JEFF|JEFFERIES LLC|332
CIZN|CITIZENS HLDG CO|JPMX|J.P. Morgan Securities LLC|2200
CIZN|CITIZENS HLDG CO|KCGM|VIRTU Americas LLC|3
CIZN|CITIZENS HLDG CO|KCRD|PHX FINANCIAL, INC.|100
CIZN|CITIZENS HLDG CO|LEHM|Barclays Capital Inc./Le|13
CIZN|CITIZENS HLDG CO|LIME|Lime Brokerage LLC|6649
CIZN|CITIZENS HLDG CO|LMGP|LIME BROKERAGE LLC|368
CIZN|CITIZENS HLDG CO|MSCO|MORGAN STANLEY & CO. LLC|6615
CIZN|CITIZENS HLDG CO|MSPL|MORGAN STANLEY & CO. LLC|3200
CIZN|CITIZENS HLDG CO|NFSC|National Financial Services LLC|1376
CIZN|CITIZENS HLDG CO|NITE|VIRTU Americas LLC|2433
CIZN|CITIZENS HLDG CO|RAJA|Raymond James & Associates, Inc.|16061
CIZN|CITIZENS HLDG CO|SGMT|GOLDMAN SACHS & CO. LLC|77
CIZN|CITIZENS HLDG CO|SWIM|TD Ameritrade, Inc.|413
CIZN|CITIZENS HLDG CO|SWST|Hilltop Securities Inc.|3
CIZN|CITIZENS HLDG CO|TRCM|TRC MARKETS LLC|6
CIZN|CITIZENS HLDG CO|UBSA|UBS SECURITIES LLC|200
CIZN|CITIZENS HLDG CO|UBSS|UBS Securities LLC|3369
CIZN|CITIZENS HLDG CO|VALX|VIRTU AMERICAS LLC|182
CIZN|CITIZENS HLDG CO|WCHV|WELLS FARGO SECURITIES, LLC|2457
CIZN|CITIZENS HLDG CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
CJ|C&J ENERGY SERVICES,|ALTX|Alternet Securities Inc.|18819
CJ|C&J ENERGY SERVICES,|ANOS|ABEL/NOSER, L.L.C.|16724
CJ|C&J ENERGY SERVICES,|APCC|Apex Clearing Corporation|1570
CJ|C&J ENERGY SERVICES,|AQUA|AQUA SECURITIES L.P.|2500
CJ|C&J ENERGY SERVICES,|BARD|Robert W. Baird & Co. Incorporated|94266
CJ|C&J ENERGY SERVICES,|BATM|CBOE TRADING, INC.|14196
CJ|C&J ENERGY SERVICES,|BBNT|BB&T SECURITIES, LLC|91
CJ|C&J ENERGY SERVICES,|BERN|Sanford C. Bernstein & Co., LLC|215177
CJ|C&J ENERGY SERVICES,|BIDS|BIDS TRADING L.P.|33100
CJ|C&J ENERGY SERVICES,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|498
CJ|C&J ENERGY SERVICES,|BLKX|INSTINET, LLC|14100
CJ|C&J ENERGY SERVICES,|BMOC|BMO Capital Markets Corp.|20000
CJ|C&J ENERGY SERVICES,|BNPX|BNP PARIBAS SECURITIES CORP.|17930
CJ|C&J ENERGY SERVICES,|BTIG|BTIG, LLC|37908
CJ|C&J ENERGY SERVICES,|BYXM|CBOE TRADING, INC.|11441
CJ|C&J ENERGY SERVICES,|CANT|Cantor Fitzgerald & Co.|5350
CJ|C&J ENERGY SERVICES,|CHAS|Charles Schwab & Co., Inc.|1200
CJ|C&J ENERGY SERVICES,|CIBP|CIBC World Markets Corp.|47500
CJ|C&J ENERGY SERVICES,|CLSA|CLSA AMERICAS, LLC|75400
CJ|C&J ENERGY SERVICES,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|141409
CJ|C&J ENERGY SERVICES,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2640
CJ|C&J ENERGY SERVICES,|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1007
CJ|C&J ENERGY SERVICES,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|522920
CJ|C&J ENERGY SERVICES,|CTDL|Citadel Derivatives Group Llc|12786
CJ|C&J ENERGY SERVICES,|CXCX|CITIGROUP GLOBAL MARKETS INC.|46592
CJ|C&J ENERGY SERVICES,|DBAB|Deutsche Bank Securities Inc.|321565
CJ|C&J ENERGY SERVICES,|DBAX|Deutsche Bank Securities Inc.|201600
CJ|C&J ENERGY SERVICES,|DBUL|Deutsche Bank Securities Inc.|100
CJ|C&J ENERGY SERVICES,|DCHF|Dart Executions, LLC|1054
CJ|C&J ENERGY SERVICES,|DEAN|MORGAN STANLEY|3977
CJ|C&J ENERGY SERVICES,|DEGS|RONIN PROFESSIONAL LLC|3699
CJ|C&J ENERGY SERVICES,|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|71304
CJ|C&J ENERGY SERVICES,|EBXL|EBX LLC|344600
CJ|C&J ENERGY SERVICES,|ECUT|CONVERGEX EXECUTION SOLUTIONS|4734
CJ|C&J ENERGY SERVICES,|EGAM|CBOE TRADING, INC.|59520
CJ|C&J ENERGY SERVICES,|EGAW|CBOE TRADING, INC.|151
CJ|C&J ENERGY SERVICES,|EGMT|EG MARKET TECHNOLOGIES LLC|1905
CJ|C&J ENERGY SERVICES,|EGXM|CBOE TRADING, INC.|9277
CJ|C&J ENERGY SERVICES,|EGXW|CBOE TRADING, INC.|44
CJ|C&J ENERGY SERVICES,|ELEV|ELEVATION, LLC|25594
CJ|C&J ENERGY SERVICES,|ETBE|Electronic Transaction Clearing, Inc.|19445
CJ|C&J ENERGY SERVICES,|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3432
CJ|C&J ENERGY SERVICES,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23551
CJ|C&J ENERGY SERVICES,|ETRS|E*Trade Securities LLC|24534
CJ|C&J ENERGY SERVICES,|FILL|Tradestation Securities, Inc.|3100
CJ|C&J ENERGY SERVICES,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31805
CJ|C&J ENERGY SERVICES,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|232588
CJ|C&J ENERGY SERVICES,|FTBR|Foliofn Investments, Inc.|2898
CJ|C&J ENERGY SERVICES,|GEBB|GLOBAL EXECUTION BROKERS, LP|720
CJ|C&J ENERGY SERVICES,|GLIS|TD Securities Inc|490
CJ|C&J ENERGY SERVICES,|GLPX|ACS EXECUTION SERVICES, LLC|26661
CJ|C&J ENERGY SERVICES,|GSCO|GOLDMAN SACHS & CO. LLC|836040
CJ|C&J ENERGY SERVICES,|GSCS|GOLDMAN SACHS & CO. LLC|60121
CJ|C&J ENERGY SERVICES,|GSLT|GOLDMAN SACHS & CO. LLC|9868
CJ|C&J ENERGY SERVICES,|GTSZ|GTS SECURITIES LLC|120362
CJ|C&J ENERGY SERVICES,|HAPX|HAP Trading, LLC|200
CJ|C&J ENERGY SERVICES,|HRBF|American Enterprise Investment Services Inc.|277
CJ|C&J ENERGY SERVICES,|IATS|INTERACTIVE BROKERS LLC|6381
CJ|C&J ENERGY SERVICES,|IBKR|Interactive Brokers Llc|25244
CJ|C&J ENERGY SERVICES,|IBSJ|Integrity Brokerage Services, Inc.|1200
CJ|C&J ENERGY SERVICES,|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1091
CJ|C&J ENERGY SERVICES,|ICBX|INSTINET, LLC|75911
CJ|C&J ENERGY SERVICES,|IEQY|CITADEL SECURITIES LLC|61390
CJ|C&J ENERGY SERVICES,|INCA|INSTINET, LLC|289558
CJ|C&J ENERGY SERVICES,|INJX|INSTINET, LLC|88793
CJ|C&J ENERGY SERVICES,|ITGI|ITG Inc.|87244
CJ|C&J ENERGY SERVICES,|ITGP|ITG INC.|265000
CJ|C&J ENERGY SERVICES,|JANY|Janney Montgomery Scott Inc.|1000
CJ|C&J ENERGY SERVICES,|JEFF|JEFFERIES LLC|796575
CJ|C&J ENERGY SERVICES,|JMPT|JUMP TRADING, LLC|111252
CJ|C&J ENERGY SERVICES,|JONE|JonesTrading|11400
CJ|C&J ENERGY SERVICES,|JPBX|J.P. MORGAN SECURITIES LLC|43201
CJ|C&J ENERGY SERVICES,|JPMX|J.P. Morgan Securities LLC|403689
CJ|C&J ENERGY SERVICES,|JRCO|Johnson Rice & Company L.L.C.|4700
CJ|C&J ENERGY SERVICES,|JSEB|JANE STREET EXECUTION SERVICES, LLC|3300
CJ|C&J ENERGY SERVICES,|JSJX|JANE STREET CAPITAL LLC|19207
CJ|C&J ENERGY SERVICES,|KCGM|VIRTU Americas LLC|61806
CJ|C&J ENERGY SERVICES,|LEHM|Barclays Capital Inc./Le|683308
CJ|C&J ENERGY SERVICES,|LIME|Lime Brokerage LLC|25277
CJ|C&J ENERGY SERVICES,|LOOP|Loop Capital Markets LLC|2367
CJ|C&J ENERGY SERVICES,|LQNA|LIQUIDNET, INC.|244700
CJ|C&J ENERGY SERVICES,|LQNB|LIQUIDNET, INC.|32500
CJ|C&J ENERGY SERVICES,|LSCI|Lek Securities Corporation|36
CJ|C&J ENERGY SERVICES,|LVMR|LIVERMORE TRADING GROUP, INC.|7400
CJ|C&J ENERGY SERVICES,|MACQ|Macquarie Capital (USA) Inc.|56361
CJ|C&J ENERGY SERVICES,|MAVB|Great Point Capital LLC|100
CJ|C&J ENERGY SERVICES,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102154
CJ|C&J ENERGY SERVICES,|MNDX|TJM Investments, LLC|12450
CJ|C&J ENERGY SERVICES,|MOTF|MOTIF INVESTING, INC.|1
CJ|C&J ENERGY SERVICES,|MSCO|MORGAN STANLEY & CO. LLC|1661652
CJ|C&J ENERGY SERVICES,|MSPL|MORGAN STANLEY & CO. LLC|367400
CJ|C&J ENERGY SERVICES,|MSTX|MORGAN STANLEY & CO. LLC|236800
CJ|C&J ENERGY SERVICES,|NFSC|National Financial Services LLC|234397
CJ|C&J ENERGY SERVICES,|NITE|VIRTU Americas LLC|406608
CJ|C&J ENERGY SERVICES,|NITP|VIRTU Americas LLC|261
CJ|C&J ENERGY SERVICES,|NQRB|Brut, LLC|97953
CJ|C&J ENERGY SERVICES,|NTBF|BMO Nesbitt Burns Inc./CDS|150
CJ|C&J ENERGY SERVICES,|PDQM|CODA MARKETS, INC.|23276
CJ|C&J ENERGY SERVICES,|QMSR|QUATTRO M SECURITIES INC.|791
CJ|C&J ENERGY SERVICES,|RBCM|RBC CAPITAL MARKETS, LLC|300
CJ|C&J ENERGY SERVICES,|RGLD|Regal Securities, Inc|20
CJ|C&J ENERGY SERVICES,|SAGL|SAGETRADER, LLC|8399
CJ|C&J ENERGY SERVICES,|SAGW|SAGETRADER, LLC|144
CJ|C&J ENERGY SERVICES,|SBSH|Citigroup Global Markets Inc.|84610
CJ|C&J ENERGY SERVICES,|SGMT|GOLDMAN SACHS & CO. LLC|125044
CJ|C&J ENERGY SERVICES,|SOCO|Capital One Southcoast, Inc|800
CJ|C&J ENERGY SERVICES,|SOGO|Wang Investment Associates, Inc.|1000
CJ|C&J ENERGY SERVICES,|SPDR|SPEEDROUTE LLC|10720
CJ|C&J ENERGY SERVICES,|SPGS|Sea Port Group Securities, LLC|146050
CJ|C&J ENERGY SERVICES,|SPHN|Stephens Inc.|81070
CJ|C&J ENERGY SERVICES,|SSBS|STATE STREET GLOBAL MARKETS, LLC|2900
CJ|C&J ENERGY SERVICES,|STFL|Stifel, Nicolaus & Company, Incorporated|61677
CJ|C&J ENERGY SERVICES,|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4181
CJ|C&J ENERGY SERVICES,|SWIM|TD Ameritrade, Inc.|45856
CJ|C&J ENERGY SERVICES,|SWST|Hilltop Securities Inc.|550
CJ|C&J ENERGY SERVICES,|TKNG|ALLY INVEST SECURITIES LLC|7584
CJ|C&J ENERGY SERVICES,|TRBT|Tradebot Systems, Inc.|319428
CJ|C&J ENERGY SERVICES,|TRCM|TRC MARKETS LLC|99374
CJ|C&J ENERGY SERVICES,|UBSA|UBS SECURITIES LLC|686130
CJ|C&J ENERGY SERVICES,|UBSS|UBS Securities LLC|727270
CJ|C&J ENERGY SERVICES,|VALX|VIRTU AMERICAS LLC|11615
CJ|C&J ENERGY SERVICES,|VGRD|Vanguard Marketing Corporation|399
CJ|C&J ENERGY SERVICES,|WBPX|SUMMIT SECURITIES GROUP, LLC|1486
CJ|C&J ENERGY SERVICES,|WCHV|WELLS FARGO SECURITIES, LLC|147181
CJ|C&J ENERGY SERVICES,|WEDB|WEDBUSH SECURITIES INC.|9368
CJ|C&J ENERGY SERVICES,|WEED|Weeden & Co.L.P.|225
CJ|C&J ENERGY SERVICES,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|778
CJ|C&J ENERGY SERVICES,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5018
CJ|C&J ENERGY SERVICES,|WGIF|CIBC World Markets Inc.|310
CJ|C&J ENERGY SERVICES,|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
CJ|C&J ENERGY SERVICES,|WSEA|WOLVERINE SECURITIES, LLC|3160
CJ|C&J ENERGY SERVICES,|XIST|INSTINET, LLC|31200
CJ|C&J ENERGY SERVICES,|XPQR|Jump Trading|6525
CJ|C&J ENERGY SERVICES,|XSTM|NATIONAL FINANCIAL SERVICES LLC|85900
CJ|C&J ENERGY SERVICES,|YKNA|COMHAR CAPITAL MARKETS, LLC|646
CJ|C&J ENERGY SERVICES,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1642
CJJD|CHINA JOJO DRUGSTORE|ALTX|Alternet Securities Inc.|400
CJJD|CHINA JOJO DRUGSTORE|APCC|Apex Clearing Corporation|9459
CJJD|CHINA JOJO DRUGSTORE|BYXM|CBOE TRADING, INC.|50
CJJD|CHINA JOJO DRUGSTORE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1289
CJJD|CHINA JOJO DRUGSTORE|DEGS|RONIN PROFESSIONAL LLC|6382
CJJD|CHINA JOJO DRUGSTORE|EBXL|EBX LLC|200
CJJD|CHINA JOJO DRUGSTORE|ECUT|CONVERGEX EXECUTION SOLUTIONS|57
CJJD|CHINA JOJO DRUGSTORE|EGAM|CBOE TRADING, INC.|100
CJJD|CHINA JOJO DRUGSTORE|EGXW|CBOE TRADING, INC.|802
CJJD|CHINA JOJO DRUGSTORE|ETRS|E*Trade Securities LLC|7510
CJJD|CHINA JOJO DRUGSTORE|FBCO|Credit Suisse Securities (USA) LLC|9279
CJJD|CHINA JOJO DRUGSTORE|FOMA|TD AMERITRADE CLEARING, INC.|6770
CJJD|CHINA JOJO DRUGSTORE|GEBB|GLOBAL EXECUTION BROKERS, LP|138
CJJD|CHINA JOJO DRUGSTORE|GLPX|ACS EXECUTION SERVICES, LLC|772
CJJD|CHINA JOJO DRUGSTORE|IATS|INTERACTIVE BROKERS LLC|3700
CJJD|CHINA JOJO DRUGSTORE|IBKR|Interactive Brokers Llc|22413
CJJD|CHINA JOJO DRUGSTORE|INCA|INSTINET, LLC|2334
CJJD|CHINA JOJO DRUGSTORE|ITGI|ITG Inc.|7057
CJJD|CHINA JOJO DRUGSTORE|ITGP|ITG INC.|1600
CJJD|CHINA JOJO DRUGSTORE|LIME|Lime Brokerage LLC|3664
CJJD|CHINA JOJO DRUGSTORE|MSCO|MORGAN STANLEY & CO. LLC|4140
CJJD|CHINA JOJO DRUGSTORE|NFSC|National Financial Services LLC|12880
CJJD|CHINA JOJO DRUGSTORE|NITE|VIRTU Americas LLC|61962
CJJD|CHINA JOJO DRUGSTORE|NQRB|Brut, LLC|1610
CJJD|CHINA JOJO DRUGSTORE|PDQM|CODA MARKETS, INC.|1144
CJJD|CHINA JOJO DRUGSTORE|RGLD|Regal Securities, Inc|40
CJJD|CHINA JOJO DRUGSTORE|SGMT|GOLDMAN SACHS & CO. LLC|551
CJJD|CHINA JOJO DRUGSTORE|SPDR|SPEEDROUTE LLC|612
CJJD|CHINA JOJO DRUGSTORE|SWIM|TD Ameritrade, Inc.|14752
CJJD|CHINA JOJO DRUGSTORE|TRCM|TRC MARKETS LLC|400
CJJD|CHINA JOJO DRUGSTORE|UBSA|UBS SECURITIES LLC|1722
CJJD|CHINA JOJO DRUGSTORE|UBSS|UBS Securities LLC|1600
CJJD|CHINA JOJO DRUGSTORE|VALX|VIRTU AMERICAS LLC|200
CJJD|CHINA JOJO DRUGSTORE|VGRD|Vanguard Marketing Corporation|350
CJJD|CHINA JOJO DRUGSTORE|WCHV|WELLS FARGO SECURITIES, LLC|2200
CJJD|CHINA JOJO DRUGSTORE|WSEA|WOLVERINE SECURITIES, LLC|550
CJJD|CHINA JOJO DRUGSTORE|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CJNK|SPDR ICE BOFAML CROS|APCC|Apex Clearing Corporation|12
CJNK|SPDR ICE BOFAML CROS|BATM|CBOE TRADING, INC.|972
CJNK|SPDR ICE BOFAML CROS|CANT|Cantor Fitzgerald & Co.|4600
CJNK|SPDR ICE BOFAML CROS|CHAS|Charles Schwab & Co., Inc.|7
CJNK|SPDR ICE BOFAML CROS|CIST|Capital Institutional Services, Inc.|1410
CJNK|SPDR ICE BOFAML CROS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13100
CJNK|SPDR ICE BOFAML CROS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8489
CJNK|SPDR ICE BOFAML CROS|CSIN|Citadel Securities Institutional LLC|48544
CJNK|SPDR ICE BOFAML CROS|CTDL|Citadel Derivatives Group Llc|48844
CJNK|SPDR ICE BOFAML CROS|DBAX|Deutsche Bank Securities Inc.|3500
CJNK|SPDR ICE BOFAML CROS|DEAN|MORGAN STANLEY|2667
CJNK|SPDR ICE BOFAML CROS|EBXL|EBX LLC|700
CJNK|SPDR ICE BOFAML CROS|EGXM|CBOE TRADING, INC.|754
CJNK|SPDR ICE BOFAML CROS|EGXW|CBOE TRADING, INC.|99
CJNK|SPDR ICE BOFAML CROS|ETRS|E*Trade Securities LLC|175
CJNK|SPDR ICE BOFAML CROS|FLTU|FLOW TRADERS US LLC|11449
CJNK|SPDR ICE BOFAML CROS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|238
CJNK|SPDR ICE BOFAML CROS|FTBR|Foliofn Investments, Inc.|1635
CJNK|SPDR ICE BOFAML CROS|GSCO|GOLDMAN SACHS & CO. LLC|200
CJNK|SPDR ICE BOFAML CROS|GSCS|GOLDMAN SACHS & CO. LLC|50
CJNK|SPDR ICE BOFAML CROS|GSLT|GOLDMAN SACHS & CO. LLC|200
CJNK|SPDR ICE BOFAML CROS|IBKR|Interactive Brokers Llc|15
CJNK|SPDR ICE BOFAML CROS|ICBX|INSTINET, LLC|600
CJNK|SPDR ICE BOFAML CROS|INCA|INSTINET, LLC|3800
CJNK|SPDR ICE BOFAML CROS|JPMX|J.P. Morgan Securities LLC|4200
CJNK|SPDR ICE BOFAML CROS|JSEB|JANE STREET EXECUTION SERVICES, LLC|87542
CJNK|SPDR ICE BOFAML CROS|JSJX|JANE STREET CAPITAL LLC|19392
CJNK|SPDR ICE BOFAML CROS|KCGM|VIRTU Americas LLC|2477
CJNK|SPDR ICE BOFAML CROS|LEHM|Barclays Capital Inc./Le|5200
CJNK|SPDR ICE BOFAML CROS|LIME|Lime Brokerage LLC|466
CJNK|SPDR ICE BOFAML CROS|MACC|Mid Atlantic Capital Corporation|133
CJNK|SPDR ICE BOFAML CROS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6460
CJNK|SPDR ICE BOFAML CROS|MSCO|MORGAN STANLEY & CO. LLC|2983
CJNK|SPDR ICE BOFAML CROS|MSPL|MORGAN STANLEY & CO. LLC|2500
CJNK|SPDR ICE BOFAML CROS|NFSC|National Financial Services LLC|33024
CJNK|SPDR ICE BOFAML CROS|NITE|VIRTU Americas LLC|25934
CJNK|SPDR ICE BOFAML CROS|SGMT|GOLDMAN SACHS & CO. LLC|500
CJNK|SPDR ICE BOFAML CROS|SWIM|TD Ameritrade, Inc.|91
CJNK|SPDR ICE BOFAML CROS|UBSA|UBS SECURITIES LLC|10149
CJNK|SPDR ICE BOFAML CROS|UBSS|UBS Securities LLC|1419
CJNK|SPDR ICE BOFAML CROS|VGRD|Vanguard Marketing Corporation|6000
CJNK|SPDR ICE BOFAML CROS|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
CJNK|SPDR ICE BOFAML CROS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
CKH|SEACOR HOLDINGS INC|ALTX|Alternet Securities Inc.|300
CKH|SEACOR HOLDINGS INC|APCC|Apex Clearing Corporation|1560
CKH|SEACOR HOLDINGS INC|BATM|CBOE TRADING, INC.|1984
CKH|SEACOR HOLDINGS INC|BAYT|BTIG, LLC|2800
CKH|SEACOR HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|260
CKH|SEACOR HOLDINGS INC|BIAD|SAGETRADER, LLC|100
CKH|SEACOR HOLDINGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16
CKH|SEACOR HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|3994
CKH|SEACOR HOLDINGS INC|BRVL|BLAYLOCK VAN, LLC|100
CKH|SEACOR HOLDINGS INC|BTIG|BTIG, LLC|344
CKH|SEACOR HOLDINGS INC|BZYD|GOLDMAN SACHS & CO. LLC|400
CKH|SEACOR HOLDINGS INC|CIST|Capital Institutional Services, Inc.|4
CKH|SEACOR HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13646
CKH|SEACOR HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1214
CKH|SEACOR HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65133
CKH|SEACOR HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|1796
CKH|SEACOR HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8180
CKH|SEACOR HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|65222
CKH|SEACOR HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|26400
CKH|SEACOR HOLDINGS INC|DBUL|Deutsche Bank Securities Inc.|100
CKH|SEACOR HOLDINGS INC|DEAN|MORGAN STANLEY|254
CKH|SEACOR HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|1032
CKH|SEACOR HOLDINGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3314
CKH|SEACOR HOLDINGS INC|EBXL|EBX LLC|28400
CKH|SEACOR HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1393
CKH|SEACOR HOLDINGS INC|EGAM|CBOE TRADING, INC.|1814
CKH|SEACOR HOLDINGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|8
CKH|SEACOR HOLDINGS INC|EGXM|CBOE TRADING, INC.|401
CKH|SEACOR HOLDINGS INC|ETBE|Electronic Transaction Clearing, Inc.|2124
CKH|SEACOR HOLDINGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12305
CKH|SEACOR HOLDINGS INC|ETRS|E*Trade Securities LLC|203
CKH|SEACOR HOLDINGS INC|FMAF|NBCN Inc./ CDS|95
CKH|SEACOR HOLDINGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1142
CKH|SEACOR HOLDINGS INC|FQLS|Quantlab Securities LP|49138
CKH|SEACOR HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33382
CKH|SEACOR HOLDINGS INC|FTBR|Foliofn Investments, Inc.|99
CKH|SEACOR HOLDINGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|20
CKH|SEACOR HOLDINGS INC|GLPX|ACS EXECUTION SERVICES, LLC|7918
CKH|SEACOR HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|120768
CKH|SEACOR HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|100
CKH|SEACOR HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|776
CKH|SEACOR HOLDINGS INC|GTSZ|GTS SECURITIES LLC|26717
CKH|SEACOR HOLDINGS INC|IATS|INTERACTIVE BROKERS LLC|1031
CKH|SEACOR HOLDINGS INC|IBKR|Interactive Brokers Llc|769
CKH|SEACOR HOLDINGS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
CKH|SEACOR HOLDINGS INC|ICBX|INSTINET, LLC|7406
CKH|SEACOR HOLDINGS INC|IEQY|CITADEL SECURITIES LLC|13569
CKH|SEACOR HOLDINGS INC|INCA|INSTINET, LLC|54402
CKH|SEACOR HOLDINGS INC|INJX|INSTINET, LLC|2431
CKH|SEACOR HOLDINGS INC|ITGI|ITG Inc.|8193
CKH|SEACOR HOLDINGS INC|ITGP|ITG INC.|5600
CKH|SEACOR HOLDINGS INC|JEFF|JEFFERIES LLC|32254
CKH|SEACOR HOLDINGS INC|JMPT|JUMP TRADING, LLC|6462
CKH|SEACOR HOLDINGS INC|JPBX|J.P. MORGAN SECURITIES LLC|4428
CKH|SEACOR HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|54342
CKH|SEACOR HOLDINGS INC|JSJX|JANE STREET CAPITAL LLC|2333
CKH|SEACOR HOLDINGS INC|KCGM|VIRTU Americas LLC|5403
CKH|SEACOR HOLDINGS INC|LEHM|Barclays Capital Inc./Le|45380
CKH|SEACOR HOLDINGS INC|LIME|Lime Brokerage LLC|10991
CKH|SEACOR HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13738
CKH|SEACOR HOLDINGS INC|MOTF|MOTIF INVESTING, INC.|3
CKH|SEACOR HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|362281
CKH|SEACOR HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|36700
CKH|SEACOR HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|7600
CKH|SEACOR HOLDINGS INC|NFSC|National Financial Services LLC|2764
CKH|SEACOR HOLDINGS INC|NITE|VIRTU Americas LLC|23676
CKH|SEACOR HOLDINGS INC|NQRB|Brut, LLC|600
CKH|SEACOR HOLDINGS INC|PDQM|CODA MARKETS, INC.|9490
CKH|SEACOR HOLDINGS INC|RHCO|Suntrust Robinson Humphrey, Inc.|16800
CKH|SEACOR HOLDINGS INC|SAGL|SAGETRADER, LLC|2500
CKH|SEACOR HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|26794
CKH|SEACOR HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|5193
CKH|SEACOR HOLDINGS INC|SPDR|SPEEDROUTE LLC|6107
CKH|SEACOR HOLDINGS INC|SPTD|MINT GLOBAL MARKETS, INC.|2100
CKH|SEACOR HOLDINGS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1399
CKH|SEACOR HOLDINGS INC|SWIM|TD Ameritrade, Inc.|150
CKH|SEACOR HOLDINGS INC|TKNG|ALLY INVEST SECURITIES LLC|144
CKH|SEACOR HOLDINGS INC|TRBT|Tradebot Systems, Inc.|26329
CKH|SEACOR HOLDINGS INC|TRCM|TRC MARKETS LLC|13462
CKH|SEACOR HOLDINGS INC|TWTT|TASTYWORKS, INC.|18
CKH|SEACOR HOLDINGS INC|UBSA|UBS SECURITIES LLC|89705
CKH|SEACOR HOLDINGS INC|UBSS|UBS Securities LLC|167957
CKH|SEACOR HOLDINGS INC|VALX|VIRTU AMERICAS LLC|2097
CKH|SEACOR HOLDINGS INC|VGRD|Vanguard Marketing Corporation|487
CKH|SEACOR HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|7575
CKH|SEACOR HOLDINGS INC|WEED|Weeden & Co.L.P.|100
CKH|SEACOR HOLDINGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
CKH|SEACOR HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|952
CKH|SEACOR HOLDINGS INC|WSAG|WALL STREET ACCESS|100
CKH|SEACOR HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|334
CKH|SEACOR HOLDINGS INC|XIST|INSTINET, LLC|11000
CKH|SEACOR HOLDINGS INC|XPQR|Jump Trading|1600
CKH|SEACOR HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
CKH|SEACOR HOLDINGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|803
CKH|SEACOR HOLDINGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|140
CKPT|CHECKPOINT THERAP.CS|AGCP|AEGIS CAPITAL CORP.|8108
CKPT|CHECKPOINT THERAP.CS|ALTX|Alternet Securities Inc.|300
CKPT|CHECKPOINT THERAP.CS|APCC|Apex Clearing Corporation|65
CKPT|CHECKPOINT THERAP.CS|BATM|CBOE TRADING, INC.|844
CKPT|CHECKPOINT THERAP.CS|BAYC|BAY CREST PARTNERS, LLC|932
CKPT|CHECKPOINT THERAP.CS|BYXM|CBOE TRADING, INC.|300
CKPT|CHECKPOINT THERAP.CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3100
CKPT|CHECKPOINT THERAP.CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1420
CKPT|CHECKPOINT THERAP.CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3312
CKPT|CHECKPOINT THERAP.CS|CTDL|Citadel Derivatives Group Llc|1172
CKPT|CHECKPOINT THERAP.CS|DBAB|Deutsche Bank Securities Inc.|2645
CKPT|CHECKPOINT THERAP.CS|DBAX|Deutsche Bank Securities Inc.|2700
CKPT|CHECKPOINT THERAP.CS|DEAN|MORGAN STANLEY|500
CKPT|CHECKPOINT THERAP.CS|DEGS|RONIN PROFESSIONAL LLC|14848
CKPT|CHECKPOINT THERAP.CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3894
CKPT|CHECKPOINT THERAP.CS|EBXL|EBX LLC|2700
CKPT|CHECKPOINT THERAP.CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|25910
CKPT|CHECKPOINT THERAP.CS|EDJO|Edward D. Jones & Co., L.P.|3818
CKPT|CHECKPOINT THERAP.CS|EGAM|CBOE TRADING, INC.|265
CKPT|CHECKPOINT THERAP.CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|656
CKPT|CHECKPOINT THERAP.CS|ETRS|E*Trade Securities LLC|27784
CKPT|CHECKPOINT THERAP.CS|FBCO|Credit Suisse Securities (USA) LLC|24775
CKPT|CHECKPOINT THERAP.CS|FOMA|TD AMERITRADE CLEARING, INC.|114610
CKPT|CHECKPOINT THERAP.CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3231
CKPT|CHECKPOINT THERAP.CS|GEBB|GLOBAL EXECUTION BROKERS, LP|2038
CKPT|CHECKPOINT THERAP.CS|GLPX|ACS EXECUTION SERVICES, LLC|1610
CKPT|CHECKPOINT THERAP.CS|GSCO|GOLDMAN SACHS & CO. LLC|23755
CKPT|CHECKPOINT THERAP.CS|GTSZ|GTS SECURITIES LLC|7655
CKPT|CHECKPOINT THERAP.CS|IATS|INTERACTIVE BROKERS LLC|4452
CKPT|CHECKPOINT THERAP.CS|IBKR|Interactive Brokers Llc|29837
CKPT|CHECKPOINT THERAP.CS|ICBX|INSTINET, LLC|1600
CKPT|CHECKPOINT THERAP.CS|INCA|INSTINET, LLC|23324
CKPT|CHECKPOINT THERAP.CS|ITGI|ITG Inc.|41692
CKPT|CHECKPOINT THERAP.CS|ITGP|ITG INC.|2600
CKPT|CHECKPOINT THERAP.CS|JPMX|J.P. Morgan Securities LLC|2400
CKPT|CHECKPOINT THERAP.CS|KCGM|VIRTU Americas LLC|1633
CKPT|CHECKPOINT THERAP.CS|LEHM|Barclays Capital Inc./Le|6929
CKPT|CHECKPOINT THERAP.CS|LIME|Lime Brokerage LLC|47323
CKPT|CHECKPOINT THERAP.CS|LMGP|LIME BROKERAGE LLC|3700
CKPT|CHECKPOINT THERAP.CS|LSCI|Lek Securities Corporation|601
CKPT|CHECKPOINT THERAP.CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CKPT|CHECKPOINT THERAP.CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9600
CKPT|CHECKPOINT THERAP.CS|MSCO|MORGAN STANLEY & CO. LLC|119087
CKPT|CHECKPOINT THERAP.CS|MSPL|MORGAN STANLEY & CO. LLC|500
CKPT|CHECKPOINT THERAP.CS|NATL|National Securities Corporation|250212
CKPT|CHECKPOINT THERAP.CS|NFSC|National Financial Services LLC|105571
CKPT|CHECKPOINT THERAP.CS|NITE|VIRTU Americas LLC|153847
CKPT|CHECKPOINT THERAP.CS|NQRB|Brut, LLC|7100
CKPT|CHECKPOINT THERAP.CS|PDQM|CODA MARKETS, INC.|2610
CKPT|CHECKPOINT THERAP.CS|RBCM|RBC CAPITAL MARKETS, LLC|8116
CKPT|CHECKPOINT THERAP.CS|RGLD|Regal Securities, Inc|1000
CKPT|CHECKPOINT THERAP.CS|SAGL|SAGETRADER, LLC|100
CKPT|CHECKPOINT THERAP.CS|SBSH|Citigroup Global Markets Inc.|1725
CKPT|CHECKPOINT THERAP.CS|SGMT|GOLDMAN SACHS & CO. LLC|2504
CKPT|CHECKPOINT THERAP.CS|SPDR|SPEEDROUTE LLC|5844
CKPT|CHECKPOINT THERAP.CS|SPTD|MINT GLOBAL MARKETS, INC.|2300
CKPT|CHECKPOINT THERAP.CS|SWIM|TD Ameritrade, Inc.|72634
CKPT|CHECKPOINT THERAP.CS|TKNG|ALLY INVEST SECURITIES LLC|30
CKPT|CHECKPOINT THERAP.CS|TRCM|TRC MARKETS LLC|10468
CKPT|CHECKPOINT THERAP.CS|UBSA|UBS SECURITIES LLC|17108
CKPT|CHECKPOINT THERAP.CS|UBSS|UBS Securities LLC|168688
CKPT|CHECKPOINT THERAP.CS|VALX|VIRTU AMERICAS LLC|898
CKPT|CHECKPOINT THERAP.CS|VGRD|Vanguard Marketing Corporation|6700
CKPT|CHECKPOINT THERAP.CS|WCHV|WELLS FARGO SECURITIES, LLC|7614
CKPT|CHECKPOINT THERAP.CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39
CKPT|CHECKPOINT THERAP.CS|WSEA|WOLVERINE SECURITIES, LLC|6460
CKPT|CHECKPOINT THERAP.CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
CKPT|CHECKPOINT THERAP.CS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CKPT|CHECKPOINT THERAP.CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2683
CKX|CKX LANDS INC|IBKR|Interactive Brokers Llc|108
CKX|CKX LANDS INC|INCA|INSTINET, LLC|84
CKX|CKX LANDS INC|LIME|Lime Brokerage LLC|589
CKX|CKX LANDS INC|MSCO|MORGAN STANLEY & CO. LLC|303
CKX|CKX LANDS INC|NFSC|National Financial Services LLC|798
CKX|CKX LANDS INC|NITE|VIRTU Americas LLC|2715
CKX|CKX LANDS INC|SPTD|MINT GLOBAL MARKETS, INC.|1412
CKX|CKX LANDS INC|SWIM|TD Ameritrade, Inc.|1500
CKX|CKX LANDS INC|UBSS|UBS Securities LLC|388
CKX|CKX LANDS INC|WCHV|WELLS FARGO SECURITIES, LLC|277
CKX|CKX LANDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
CL|COLGATE PALMOLIVE|ABLE|NATIXIS Securities Americas LLC|32568
CL|COLGATE PALMOLIVE|ALTX|Alternet Securities Inc.|45504
CL|COLGATE PALMOLIVE|ANOS|ABEL/NOSER, L.L.C.|12197
CL|COLGATE PALMOLIVE|APCC|Apex Clearing Corporation|3860
CL|COLGATE PALMOLIVE|BANK|Primevest Financial Services, Inc.|468
CL|COLGATE PALMOLIVE|BARD|Robert W. Baird & Co. Incorporated|51658
CL|COLGATE PALMOLIVE|BATM|CBOE TRADING, INC.|19197
CL|COLGATE PALMOLIVE|BAYC|BAY CREST PARTNERS, LLC|33675
CL|COLGATE PALMOLIVE|BAYT|BTIG, LLC|2800
CL|COLGATE PALMOLIVE|BBNT|BB&T SECURITIES, LLC|3114
CL|COLGATE PALMOLIVE|BERN|Sanford C. Bernstein & Co., LLC|566972
CL|COLGATE PALMOLIVE|BIAD|SAGETRADER, LLC|1412
CL|COLGATE PALMOLIVE|BIDS|BIDS TRADING L.P.|57600
CL|COLGATE PALMOLIVE|BIMI|Banca IMI Securities Corp.|2669
CL|COLGATE PALMOLIVE|BKCM|BNY Mellon Capital Markets LLC|4269
CL|COLGATE PALMOLIVE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|77857
CL|COLGATE PALMOLIVE|BLKX|INSTINET, LLC|80746
CL|COLGATE PALMOLIVE|BMOC|BMO Capital Markets Corp.|4000
CL|COLGATE PALMOLIVE|BNPX|BNP PARIBAS SECURITIES CORP.|340381
CL|COLGATE PALMOLIVE|BTIG|BTIG, LLC|7141
CL|COLGATE PALMOLIVE|BYXM|CBOE TRADING, INC.|11772
CL|COLGATE PALMOLIVE|BZYD|GOLDMAN SACHS & CO. LLC|300
CL|COLGATE PALMOLIVE|CABR|Cabrera Capital Markets, Inc.|125
CL|COLGATE PALMOLIVE|CANT|Cantor Fitzgerald & Co.|1217
CL|COLGATE PALMOLIVE|CBLC|CITIGROUP GLOBAL MARKETS INC.|64600
CL|COLGATE PALMOLIVE|CFGT|CF Global Trading, LLC|100
CL|COLGATE PALMOLIVE|CHAS|Charles Schwab & Co., Inc.|5493
CL|COLGATE PALMOLIVE|CIBP|CIBC World Markets Corp.|660889
CL|COLGATE PALMOLIVE|CICF|Canaccord Genuity Corp.|1030
CL|COLGATE PALMOLIVE|CIOI|CITIGROUP GLOBAL MARKETS INC|16575
CL|COLGATE PALMOLIVE|CIST|Capital Institutional Services, Inc.|6424
CL|COLGATE PALMOLIVE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|288256
CL|COLGATE PALMOLIVE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|737
CL|COLGATE PALMOLIVE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4901
CL|COLGATE PALMOLIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1155299
CL|COLGATE PALMOLIVE|CTDE|CHOICETRADE|8
CL|COLGATE PALMOLIVE|CTDL|Citadel Derivatives Group Llc|51414
CL|COLGATE PALMOLIVE|CXCX|CITIGROUP GLOBAL MARKETS INC.|160164
CL|COLGATE PALMOLIVE|DADA|D.A. Davidson & Co.|4184
CL|COLGATE PALMOLIVE|DAVA|Davenport & Company LLC|2640
CL|COLGATE PALMOLIVE|DBAB|Deutsche Bank Securities Inc.|1081994
CL|COLGATE PALMOLIVE|DBAX|Deutsche Bank Securities Inc.|958800
CL|COLGATE PALMOLIVE|DBUL|Deutsche Bank Securities Inc.|2000
CL|COLGATE PALMOLIVE|DCHF|Dart Executions, LLC|5951
CL|COLGATE PALMOLIVE|DEAN|MORGAN STANLEY|195321
CL|COLGATE PALMOLIVE|DEGS|RONIN PROFESSIONAL LLC|300
CL|COLGATE PALMOLIVE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1741
CL|COLGATE PALMOLIVE|DRWK|DRW SECURITIES, L.L.C.|12250
CL|COLGATE PALMOLIVE|EBXL|EBX LLC|764200
CL|COLGATE PALMOLIVE|ECUT|CONVERGEX EXECUTION SOLUTIONS|47898
CL|COLGATE PALMOLIVE|EDJC|Edward Jones / CDS|383
CL|COLGATE PALMOLIVE|EDJO|Edward D. Jones & Co., L.P.|26303
CL|COLGATE PALMOLIVE|EGAM|CBOE TRADING, INC.|79763
CL|COLGATE PALMOLIVE|EGAW|CBOE TRADING, INC.|1460
CL|COLGATE PALMOLIVE|EGMT|EG MARKET TECHNOLOGIES LLC|401
CL|COLGATE PALMOLIVE|EGXM|CBOE TRADING, INC.|9957
CL|COLGATE PALMOLIVE|EGXW|CBOE TRADING, INC.|82
CL|COLGATE PALMOLIVE|ESPO|ESPOSITO SECURITIES, LLC|239
CL|COLGATE PALMOLIVE|ETBE|Electronic Transaction Clearing, Inc.|67897
CL|COLGATE PALMOLIVE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
CL|COLGATE PALMOLIVE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21685
CL|COLGATE PALMOLIVE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CL|COLGATE PALMOLIVE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3694
CL|COLGATE PALMOLIVE|ETRS|E*Trade Securities LLC|92525
CL|COLGATE PALMOLIVE|FILL|Tradestation Securities, Inc.|36437
CL|COLGATE PALMOLIVE|FINX|FINTECH SECURITIES|2209
CL|COLGATE PALMOLIVE|FMAF|NBCN Inc./ CDS|8446
CL|COLGATE PALMOLIVE|FMCO|First Manhattan Co|100
CL|COLGATE PALMOLIVE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6224
CL|COLGATE PALMOLIVE|FQLS|Quantlab Securities LP|1615324
CL|COLGATE PALMOLIVE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|380265
CL|COLGATE PALMOLIVE|FTBR|Foliofn Investments, Inc.|13859
CL|COLGATE PALMOLIVE|GBMT|GBM International, Inc.|2264
CL|COLGATE PALMOLIVE|GEBB|GLOBAL EXECUTION BROKERS, LP|37309
CL|COLGATE PALMOLIVE|GLIS|TD Securities Inc|1582
CL|COLGATE PALMOLIVE|GLPX|ACS EXECUTION SERVICES, LLC|159409
CL|COLGATE PALMOLIVE|GSCO|GOLDMAN SACHS & CO. LLC|4781981
CL|COLGATE PALMOLIVE|GSCS|GOLDMAN SACHS & CO. LLC|25793
CL|COLGATE PALMOLIVE|GSLT|GOLDMAN SACHS & CO. LLC|96463
CL|COLGATE PALMOLIVE|GTSZ|GTS SECURITIES LLC|719149
CL|COLGATE PALMOLIVE|HRBF|American Enterprise Investment Services Inc.|19222
CL|COLGATE PALMOLIVE|HSBC|HSBC Securities, Inc.|104635
CL|COLGATE PALMOLIVE|IATS|INTERACTIVE BROKERS LLC|25488
CL|COLGATE PALMOLIVE|IBKR|Interactive Brokers Llc|56667
CL|COLGATE PALMOLIVE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13071
CL|COLGATE PALMOLIVE|ICBX|INSTINET, LLC|339286
CL|COLGATE PALMOLIVE|IEQY|CITADEL SECURITIES LLC|322814
CL|COLGATE PALMOLIVE|INCA|INSTINET, LLC|1075483
CL|COLGATE PALMOLIVE|INJX|INSTINET, LLC|25904
CL|COLGATE PALMOLIVE|INTL|INTL FCSTONE FINANCIAL INC.|82
CL|COLGATE PALMOLIVE|ITGI|ITG Inc.|215966
CL|COLGATE PALMOLIVE|ITGP|ITG INC.|500600
CL|COLGATE PALMOLIVE|JANY|Janney Montgomery Scott Inc.|56048
CL|COLGATE PALMOLIVE|JEFF|JEFFERIES LLC|782967
CL|COLGATE PALMOLIVE|JMPT|JUMP TRADING, LLC|474110
CL|COLGATE PALMOLIVE|JONE|JonesTrading|13047
CL|COLGATE PALMOLIVE|JPBX|J.P. MORGAN SECURITIES LLC|320042
CL|COLGATE PALMOLIVE|JPMX|J.P. Morgan Securities LLC|1701561
CL|COLGATE PALMOLIVE|JSEB|JANE STREET EXECUTION SERVICES, LLC|1804
CL|COLGATE PALMOLIVE|JSJX|JANE STREET CAPITAL LLC|13782
CL|COLGATE PALMOLIVE|KCGM|VIRTU Americas LLC|117601
CL|COLGATE PALMOLIVE|LEHM|Barclays Capital Inc./Le|2836884
CL|COLGATE PALMOLIVE|LIME|Lime Brokerage LLC|215185
CL|COLGATE PALMOLIVE|LMNX|LUMINEX TRADING & ANALYTICS LLC|380400
CL|COLGATE PALMOLIVE|LOOP|Loop Capital Markets LLC|5662
CL|COLGATE PALMOLIVE|LQNA|LIQUIDNET, INC.|54100
CL|COLGATE PALMOLIVE|LSCI|Lek Securities Corporation|1866
CL|COLGATE PALMOLIVE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
CL|COLGATE PALMOLIVE|MACC|Mid Atlantic Capital Corporation|5470
CL|COLGATE PALMOLIVE|MACQ|Macquarie Capital (USA) Inc.|82600
CL|COLGATE PALMOLIVE|MAXM|Maxim Group LLC|1749
CL|COLGATE PALMOLIVE|MCBT|Moors & Cabot, Inc.|62
CL|COLGATE PALMOLIVE|MCMF|Raymond James Ltd. Cds|5190
CL|COLGATE PALMOLIVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|617258
CL|COLGATE PALMOLIVE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|20
CL|COLGATE PALMOLIVE|MOTF|MOTIF INVESTING, INC.|36
CL|COLGATE PALMOLIVE|MPSG|E D & F Man Capital Markets Inc.|7863
CL|COLGATE PALMOLIVE|MSCO|MORGAN STANLEY & CO. LLC|6049808
CL|COLGATE PALMOLIVE|MSPL|MORGAN STANLEY & CO. LLC|922300
CL|COLGATE PALMOLIVE|MSTX|MORGAN STANLEY & CO. LLC|676500
CL|COLGATE PALMOLIVE|NATL|National Securities Corporation|200
CL|COLGATE PALMOLIVE|NBCS|NBC Securities, INC.|634
CL|COLGATE PALMOLIVE|NEUB|NEUBERGER BERMAN BD LLC|2677
CL|COLGATE PALMOLIVE|NFSC|National Financial Services LLC|528230
CL|COLGATE PALMOLIVE|NITE|VIRTU Americas LLC|1939409
CL|COLGATE PALMOLIVE|NITP|VIRTU Americas LLC|1781
CL|COLGATE PALMOLIVE|NMRA|Nomura Securities International, Inc.|300
CL|COLGATE PALMOLIVE|NQRB|Brut, LLC|71075
CL|COLGATE PALMOLIVE|NTBF|BMO Nesbitt Burns Inc./CDS|3979
CL|COLGATE PALMOLIVE|NTRC|Northern Trust Securities, Inc.|5302
CL|COLGATE PALMOLIVE|OHOS|TWO SIGMA SECURITIES, LLC|323668
CL|COLGATE PALMOLIVE|OPCO|Oppenheimer & Co. Inc.|6568
CL|COLGATE PALMOLIVE|OTAA|OTA LLC|200
CL|COLGATE PALMOLIVE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2600
CL|COLGATE PALMOLIVE|PDQM|CODA MARKETS, INC.|476579
CL|COLGATE PALMOLIVE|PHLY|NASDAQ Execution Services, LLC|10272
CL|COLGATE PALMOLIVE|PICT|Pictet Overseas Inc.|5110
CL|COLGATE PALMOLIVE|PIPR|Piper Jaffray & Co.|2328
CL|COLGATE PALMOLIVE|PWJC|UBS Financial Services, Inc.|61336
CL|COLGATE PALMOLIVE|QMSR|QUATTRO M SECURITIES INC.|4647
CL|COLGATE PALMOLIVE|RBCM|RBC CAPITAL MARKETS, LLC|51301
CL|COLGATE PALMOLIVE|RGLD|Regal Securities, Inc|5
CL|COLGATE PALMOLIVE|SAGL|SAGETRADER, LLC|266675
CL|COLGATE PALMOLIVE|SAGW|SAGETRADER, LLC|2562
CL|COLGATE PALMOLIVE|SALI|INTL FCSTONE FINANCIAL INC.|1872
CL|COLGATE PALMOLIVE|SBSH|Citigroup Global Markets Inc.|763818
CL|COLGATE PALMOLIVE|SEIC|SEI Investments Distribution Co.|9661
CL|COLGATE PALMOLIVE|SGMT|GOLDMAN SACHS & CO. LLC|554902
CL|COLGATE PALMOLIVE|SIBO|Prime Executions, Inc.|67387
CL|COLGATE PALMOLIVE|SJLS|TRADE INFORMATICS LLC|400
CL|COLGATE PALMOLIVE|SOGO|Wang Investment Associates, Inc.|70
CL|COLGATE PALMOLIVE|SPDR|SPEEDROUTE LLC|84526
CL|COLGATE PALMOLIVE|SPHN|Stephens Inc.|2896
CL|COLGATE PALMOLIVE|STFL|Stifel, Nicolaus & Company, Incorporated|40612
CL|COLGATE PALMOLIVE|STKP|STOCKPILE INVESTMENTS, INC.|34
CL|COLGATE PALMOLIVE|STRS|STRATEGAS RESEARCH PARTNERS|900
CL|COLGATE PALMOLIVE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13248
CL|COLGATE PALMOLIVE|SWIM|TD Ameritrade, Inc.|948545
CL|COLGATE PALMOLIVE|SWST|Hilltop Securities Inc.|9559
CL|COLGATE PALMOLIVE|TAGC|TELSEY ADVISORY GROUP LLC|101
CL|COLGATE PALMOLIVE|TKNG|ALLY INVEST SECURITIES LLC|660
CL|COLGATE PALMOLIVE|TMBR|Timber Hill LLC|1
CL|COLGATE PALMOLIVE|TRBT|Tradebot Systems, Inc.|551240
CL|COLGATE PALMOLIVE|TRCM|TRC MARKETS LLC|965452
CL|COLGATE PALMOLIVE|TWTT|TASTYWORKS, INC.|200
CL|COLGATE PALMOLIVE|UBSA|UBS SECURITIES LLC|2496951
CL|COLGATE PALMOLIVE|UBSS|UBS Securities LLC|3344274
CL|COLGATE PALMOLIVE|VALX|VIRTU AMERICAS LLC|49524
CL|COLGATE PALMOLIVE|VGRD|Vanguard Marketing Corporation|28559
CL|COLGATE PALMOLIVE|VNDM|Wall Street Access|24082
CL|COLGATE PALMOLIVE|WABR|Wall Street Access|5300
CL|COLGATE PALMOLIVE|WBLR|WILLIAM BLAIR|3515
CL|COLGATE PALMOLIVE|WBPX|SUMMIT SECURITIES GROUP, LLC|14702
CL|COLGATE PALMOLIVE|WCHV|WELLS FARGO SECURITIES, LLC|489847
CL|COLGATE PALMOLIVE|WDNX|WEEDEN & CO.L.P.|56310
CL|COLGATE PALMOLIVE|WEDB|WEDBUSH SECURITIES INC.|17816
CL|COLGATE PALMOLIVE|WEED|Weeden & Co.L.P.|2281
CL|COLGATE PALMOLIVE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109064
CL|COLGATE PALMOLIVE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85156
CL|COLGATE PALMOLIVE|WGIF|CIBC World Markets Inc.|4053
CL|COLGATE PALMOLIVE|WHOT|JUST2TRADE, INC.|15
CL|COLGATE PALMOLIVE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13737
CL|COLGATE PALMOLIVE|WSAG|WALL STREET ACCESS|50
CL|COLGATE PALMOLIVE|WSEA|WOLVERINE SECURITIES, LLC|29625
CL|COLGATE PALMOLIVE|XIST|INSTINET, LLC|116988
CL|COLGATE PALMOLIVE|XPQR|Jump Trading|3300
CL|COLGATE PALMOLIVE|XPUS|XP SECURITIES, LLC|85283
CL|COLGATE PALMOLIVE|XSTM|NATIONAL FINANCIAL SERVICES LLC|320766
CL|COLGATE PALMOLIVE|YKNA|COMHAR CAPITAL MARKETS, LLC|9199
CL|COLGATE PALMOLIVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41442
CLAR|CLARUS CORPORATION|ALTX|Alternet Securities Inc.|803
CLAR|CLARUS CORPORATION|APCC|Apex Clearing Corporation|208
CLAR|CLARUS CORPORATION|AQUA|AQUA SECURITIES L.P.|2500
CLAR|CLARUS CORPORATION|BATM|CBOE TRADING, INC.|292
CLAR|CLARUS CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|85
CLAR|CLARUS CORPORATION|BLKX|INSTINET, LLC|46798
CLAR|CLARUS CORPORATION|BMOC|BMO Capital Markets Corp.|3329
CLAR|CLARUS CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1941
CLAR|CLARUS CORPORATION|BYXM|CBOE TRADING, INC.|286
CLAR|CLARUS CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|810
CLAR|CLARUS CORPORATION|CANT|Cantor Fitzgerald & Co.|174
CLAR|CLARUS CORPORATION|CHAS|Charles Schwab & Co., Inc.|200
CLAR|CLARUS CORPORATION|CIST|Capital Institutional Services, Inc.|1477
CLAR|CLARUS CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5166
CLAR|CLARUS CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56888
CLAR|CLARUS CORPORATION|CTDL|Citadel Derivatives Group Llc|3492
CLAR|CLARUS CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|7862
CLAR|CLARUS CORPORATION|DADA|D.A. Davidson & Co.|3300
CLAR|CLARUS CORPORATION|DBAB|Deutsche Bank Securities Inc.|31031
CLAR|CLARUS CORPORATION|DBAX|Deutsche Bank Securities Inc.|24900
CLAR|CLARUS CORPORATION|DEAN|MORGAN STANLEY|200
CLAR|CLARUS CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1400
CLAR|CLARUS CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|242
CLAR|CLARUS CORPORATION|EBXL|EBX LLC|23400
CLAR|CLARUS CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|19357
CLAR|CLARUS CORPORATION|EDJO|Edward D. Jones & Co., L.P.|1400
CLAR|CLARUS CORPORATION|EGAM|CBOE TRADING, INC.|541
CLAR|CLARUS CORPORATION|EGXM|CBOE TRADING, INC.|200
CLAR|CLARUS CORPORATION|EGXW|CBOE TRADING, INC.|280
CLAR|CLARUS CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1094
CLAR|CLARUS CORPORATION|ETRS|E*Trade Securities LLC|10189
CLAR|CLARUS CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|38809
CLAR|CLARUS CORPORATION|FILL|Tradestation Securities, Inc.|560
CLAR|CLARUS CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|36938
CLAR|CLARUS CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4690
CLAR|CLARUS CORPORATION|FTBR|Foliofn Investments, Inc.|69
CLAR|CLARUS CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|7977
CLAR|CLARUS CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|885
CLAR|CLARUS CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|33309
CLAR|CLARUS CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|20775
CLAR|CLARUS CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|2463
CLAR|CLARUS CORPORATION|GTSZ|GTS SECURITIES LLC|3392
CLAR|CLARUS CORPORATION|HRBF|American Enterprise Investment Services Inc.|2000
CLAR|CLARUS CORPORATION|IATS|INTERACTIVE BROKERS LLC|2450
CLAR|CLARUS CORPORATION|IBKR|Interactive Brokers Llc|52523
CLAR|CLARUS CORPORATION|ICBX|INSTINET, LLC|5800
CLAR|CLARUS CORPORATION|IEQY|CITADEL SECURITIES LLC|347
CLAR|CLARUS CORPORATION|IMPC|Imperial Capital, LLC|23370
CLAR|CLARUS CORPORATION|INCA|INSTINET, LLC|30011
CLAR|CLARUS CORPORATION|INJX|INSTINET, LLC|1862
CLAR|CLARUS CORPORATION|ITGI|ITG Inc.|24671
CLAR|CLARUS CORPORATION|ITGP|ITG INC.|80800
CLAR|CLARUS CORPORATION|JEFF|JEFFERIES LLC|15562
CLAR|CLARUS CORPORATION|JONE|JonesTrading|163
CLAR|CLARUS CORPORATION|JPMX|J.P. Morgan Securities LLC|21166
CLAR|CLARUS CORPORATION|KCGM|VIRTU Americas LLC|4412
CLAR|CLARUS CORPORATION|LEHM|Barclays Capital Inc./Le|39405
CLAR|CLARUS CORPORATION|LIME|Lime Brokerage LLC|33402
CLAR|CLARUS CORPORATION|LMGP|LIME BROKERAGE LLC|2111
CLAR|CLARUS CORPORATION|MAXM|Maxim Group LLC|2170
CLAR|CLARUS CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22800
CLAR|CLARUS CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|95056
CLAR|CLARUS CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|33300
CLAR|CLARUS CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|11400
CLAR|CLARUS CORPORATION|NFSC|National Financial Services LLC|46853
CLAR|CLARUS CORPORATION|NITE|VIRTU Americas LLC|107925
CLAR|CLARUS CORPORATION|NITP|VIRTU Americas LLC|400
CLAR|CLARUS CORPORATION|NQRB|Brut, LLC|100
CLAR|CLARUS CORPORATION|OPCO|Oppenheimer & Co. Inc.|1630
CLAR|CLARUS CORPORATION|PCPT|PHILLIP CAPITAL INC.|285
CLAR|CLARUS CORPORATION|PDQM|CODA MARKETS, INC.|11787
CLAR|CLARUS CORPORATION|PWJC|UBS Financial Services, Inc.|66
CLAR|CLARUS CORPORATION|RAJA|Raymond James & Associates, Inc.|300
CLAR|CLARUS CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|5065
CLAR|CLARUS CORPORATION|ROTH|Roth Capital Partners, LLC|4
CLAR|CLARUS CORPORATION|SBSH|Citigroup Global Markets Inc.|21668
CLAR|CLARUS CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|18719
CLAR|CLARUS CORPORATION|SPDR|SPEEDROUTE LLC|5599
CLAR|CLARUS CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|21133
CLAR|CLARUS CORPORATION|SWIM|TD Ameritrade, Inc.|7553
CLAR|CLARUS CORPORATION|SWST|Hilltop Securities Inc.|2300
CLAR|CLARUS CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|3403
CLAR|CLARUS CORPORATION|TRBT|Tradebot Systems, Inc.|5337
CLAR|CLARUS CORPORATION|TRCM|TRC MARKETS LLC|22127
CLAR|CLARUS CORPORATION|UBSA|UBS SECURITIES LLC|100668
CLAR|CLARUS CORPORATION|UBSS|UBS Securities LLC|113342
CLAR|CLARUS CORPORATION|VALX|VIRTU AMERICAS LLC|639
CLAR|CLARUS CORPORATION|VGRD|Vanguard Marketing Corporation|5464
CLAR|CLARUS CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|13224
CLAR|CLARUS CORPORATION|WEED|Weeden & Co.L.P.|79500
CLAR|CLARUS CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|104
CLAR|CLARUS CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1044
CLAR|CLARUS CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|1660
CLAR|CLARUS CORPORATION|XIST|INSTINET, LLC|2000
CLAR|CLARUS CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|16022
CLAR|CLARUS CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
CLB|CORE LABS NV|ALTX|Alternet Securities Inc.|2008
CLB|CORE LABS NV|ANOS|ABEL/NOSER, L.L.C.|62
CLB|CORE LABS NV|APCC|Apex Clearing Corporation|33
CLB|CORE LABS NV|BALE|M&T SECURITIES, INC.|255
CLB|CORE LABS NV|BANK|Primevest Financial Services, Inc.|14
CLB|CORE LABS NV|BARD|Robert W. Baird & Co. Incorporated|2018
CLB|CORE LABS NV|BATM|CBOE TRADING, INC.|6972
CLB|CORE LABS NV|BAYT|BTIG, LLC|200
CLB|CORE LABS NV|BBNT|BB&T SECURITIES, LLC|1154
CLB|CORE LABS NV|BERN|Sanford C. Bernstein & Co., LLC|18828
CLB|CORE LABS NV|BIDS|BIDS TRADING L.P.|600
CLB|CORE LABS NV|BKCM|BNY Mellon Capital Markets LLC|8311
CLB|CORE LABS NV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3523
CLB|CORE LABS NV|BNPX|BNP PARIBAS SECURITIES CORP.|2153
CLB|CORE LABS NV|BRVL|BLAYLOCK VAN, LLC|300
CLB|CORE LABS NV|BTIG|BTIG, LLC|29032
CLB|CORE LABS NV|BYXM|CBOE TRADING, INC.|325
CLB|CORE LABS NV|BZYD|GOLDMAN SACHS & CO. LLC|100
CLB|CORE LABS NV|CANT|Cantor Fitzgerald & Co.|23
CLB|CORE LABS NV|CHAS|Charles Schwab & Co., Inc.|336
CLB|CORE LABS NV|CIST|Capital Institutional Services, Inc.|2436
CLB|CORE LABS NV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8676
CLB|CORE LABS NV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
CLB|CORE LABS NV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184647
CLB|CORE LABS NV|CSIN|Citadel Securities Institutional LLC|435
CLB|CORE LABS NV|CTDL|Citadel Derivatives Group Llc|1926
CLB|CORE LABS NV|CTLR|CUTLER GROUP, LP|177
CLB|CORE LABS NV|CXCX|CITIGROUP GLOBAL MARKETS INC.|22984
CLB|CORE LABS NV|DADA|D.A. Davidson & Co.|60
CLB|CORE LABS NV|DAVA|Davenport & Company LLC|202
CLB|CORE LABS NV|DBAB|Deutsche Bank Securities Inc.|89147
CLB|CORE LABS NV|DBAX|Deutsche Bank Securities Inc.|133000
CLB|CORE LABS NV|DBUL|Deutsche Bank Securities Inc.|4050
CLB|CORE LABS NV|DCHF|Dart Executions, LLC|15
CLB|CORE LABS NV|DEAN|MORGAN STANLEY|11536
CLB|CORE LABS NV|DEGS|RONIN PROFESSIONAL LLC|208
CLB|CORE LABS NV|EBXL|EBX LLC|63000
CLB|CORE LABS NV|ECUT|CONVERGEX EXECUTION SOLUTIONS|23119
CLB|CORE LABS NV|EDJO|Edward D. Jones & Co., L.P.|19828
CLB|CORE LABS NV|EGAM|CBOE TRADING, INC.|2033
CLB|CORE LABS NV|EGAW|CBOE TRADING, INC.|14
CLB|CORE LABS NV|EGMT|EG MARKET TECHNOLOGIES LLC|450
CLB|CORE LABS NV|EGXM|CBOE TRADING, INC.|1073
CLB|CORE LABS NV|EGXW|CBOE TRADING, INC.|100
CLB|CORE LABS NV|ETBE|Electronic Transaction Clearing, Inc.|5111
CLB|CORE LABS NV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18713
CLB|CORE LABS NV|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|46
CLB|CORE LABS NV|ETRS|E*Trade Securities LLC|9858
CLB|CORE LABS NV|FBSB|U.S. Bancorp Investments, Inc.|119
CLB|CORE LABS NV|FILL|Tradestation Securities, Inc.|25
CLB|CORE LABS NV|FINX|FINTECH SECURITIES|6
CLB|CORE LABS NV|FMAF|NBCN Inc./ CDS|408
CLB|CORE LABS NV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1014
CLB|CORE LABS NV|FQLS|Quantlab Securities LP|72644
CLB|CORE LABS NV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35123
CLB|CORE LABS NV|FTBR|Foliofn Investments, Inc.|1562
CLB|CORE LABS NV|GLPX|ACS EXECUTION SERVICES, LLC|20003
CLB|CORE LABS NV|GSCO|GOLDMAN SACHS & CO. LLC|285641
CLB|CORE LABS NV|GSCS|GOLDMAN SACHS & CO. LLC|5839
CLB|CORE LABS NV|GSLT|GOLDMAN SACHS & CO. LLC|2283
CLB|CORE LABS NV|GTSZ|GTS SECURITIES LLC|40928
CLB|CORE LABS NV|HAPX|HAP Trading, LLC|568
CLB|CORE LABS NV|HRBF|American Enterprise Investment Services Inc.|1755
CLB|CORE LABS NV|IATS|INTERACTIVE BROKERS LLC|3214
CLB|CORE LABS NV|IBKR|Interactive Brokers Llc|1025
CLB|CORE LABS NV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1430
CLB|CORE LABS NV|ICBX|INSTINET, LLC|36200
CLB|CORE LABS NV|IEQY|CITADEL SECURITIES LLC|23887
CLB|CORE LABS NV|INCA|INSTINET, LLC|110230
CLB|CORE LABS NV|INJX|INSTINET, LLC|5722
CLB|CORE LABS NV|INTL|INTL FCSTONE FINANCIAL INC.|300
CLB|CORE LABS NV|ITGI|ITG Inc.|37143
CLB|CORE LABS NV|ITGP|ITG INC.|123000
CLB|CORE LABS NV|JANY|Janney Montgomery Scott Inc.|8662
CLB|CORE LABS NV|JEFF|JEFFERIES LLC|90462
CLB|CORE LABS NV|JMPT|JUMP TRADING, LLC|15685
CLB|CORE LABS NV|JONE|JonesTrading|1311
CLB|CORE LABS NV|JPBX|J.P. MORGAN SECURITIES LLC|5854
CLB|CORE LABS NV|JPMX|J.P. Morgan Securities LLC|172436
CLB|CORE LABS NV|JSJX|JANE STREET CAPITAL LLC|23707
CLB|CORE LABS NV|KCGM|VIRTU Americas LLC|22805
CLB|CORE LABS NV|LEHM|Barclays Capital Inc./Le|319630
CLB|CORE LABS NV|LIME|Lime Brokerage LLC|12298
CLB|CORE LABS NV|LQNA|LIQUIDNET, INC.|64800
CLB|CORE LABS NV|LSCI|Lek Securities Corporation|37
CLB|CORE LABS NV|LVMR|LIVERMORE TRADING GROUP, INC.|1460
CLB|CORE LABS NV|MACC|Mid Atlantic Capital Corporation|44
CLB|CORE LABS NV|MACQ|Macquarie Capital (USA) Inc.|300
CLB|CORE LABS NV|MAXM|Maxim Group LLC|814
CLB|CORE LABS NV|MCBT|Moors & Cabot, Inc.|26
CLB|CORE LABS NV|MCMF|Raymond James Ltd. Cds|33
CLB|CORE LABS NV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36651
CLB|CORE LABS NV|MOTF|MOTIF INVESTING, INC.|29
CLB|CORE LABS NV|MSCO|MORGAN STANLEY & CO. LLC|270898
CLB|CORE LABS NV|MSPL|MORGAN STANLEY & CO. LLC|152800
CLB|CORE LABS NV|MSTX|MORGAN STANLEY & CO. LLC|18900
CLB|CORE LABS NV|NFSC|National Financial Services LLC|42175
CLB|CORE LABS NV|NITE|VIRTU Americas LLC|161306
CLB|CORE LABS NV|NQRB|Brut, LLC|1227
CLB|CORE LABS NV|NTBF|BMO Nesbitt Burns Inc./CDS|75
CLB|CORE LABS NV|NTRC|Northern Trust Securities, Inc.|223
CLB|CORE LABS NV|OHOS|TWO SIGMA SECURITIES, LLC|2013
CLB|CORE LABS NV|OPCO|Oppenheimer & Co. Inc.|2397
CLB|CORE LABS NV|PDQM|CODA MARKETS, INC.|62869
CLB|CORE LABS NV|PIPR|Piper Jaffray & Co.|319
CLB|CORE LABS NV|PWJC|UBS Financial Services, Inc.|55
CLB|CORE LABS NV|RBCM|RBC CAPITAL MARKETS, LLC|1294
CLB|CORE LABS NV|SAGL|SAGETRADER, LLC|9869
CLB|CORE LABS NV|SAGW|SAGETRADER, LLC|100
CLB|CORE LABS NV|SALI|INTL FCSTONE FINANCIAL INC.|83
CLB|CORE LABS NV|SBRX|MURIEL SIEBERT & CO INC|4
CLB|CORE LABS NV|SBSH|Citigroup Global Markets Inc.|33532
CLB|CORE LABS NV|SEIC|SEI Investments Distribution Co.|400
CLB|CORE LABS NV|SGMT|GOLDMAN SACHS & CO. LLC|44528
CLB|CORE LABS NV|SPDR|SPEEDROUTE LLC|3599
CLB|CORE LABS NV|SSBS|STATE STREET GLOBAL MARKETS, LLC|2000
CLB|CORE LABS NV|STFL|Stifel, Nicolaus & Company, Incorporated|7859
CLB|CORE LABS NV|STTT|STATETRUST INVESTMENTS INC.|10
CLB|CORE LABS NV|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2572
CLB|CORE LABS NV|SWIM|TD Ameritrade, Inc.|8473
CLB|CORE LABS NV|SWST|Hilltop Securities Inc.|538
CLB|CORE LABS NV|TRBT|Tradebot Systems, Inc.|74154
CLB|CORE LABS NV|TRCM|TRC MARKETS LLC|58912
CLB|CORE LABS NV|UBSA|UBS SECURITIES LLC|325676
CLB|CORE LABS NV|UBSS|UBS Securities LLC|417403
CLB|CORE LABS NV|VALX|VIRTU AMERICAS LLC|19670
CLB|CORE LABS NV|VGRD|Vanguard Marketing Corporation|1736
CLB|CORE LABS NV|VNDM|Wall Street Access|300
CLB|CORE LABS NV|WBLR|WILLIAM BLAIR|100
CLB|CORE LABS NV|WBPX|SUMMIT SECURITIES GROUP, LLC|1316
CLB|CORE LABS NV|WCHV|WELLS FARGO SECURITIES, LLC|32082
CLB|CORE LABS NV|WEDB|WEDBUSH SECURITIES INC.|1609
CLB|CORE LABS NV|WEED|Weeden & Co.L.P.|310
CLB|CORE LABS NV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9191
CLB|CORE LABS NV|WGIF|CIBC World Markets Inc.|542
CLB|CORE LABS NV|WLTH|WEALTHFRONT BROKERAGE CORPORATION|109
CLB|CORE LABS NV|WSEA|WOLVERINE SECURITIES, LLC|416
CLB|CORE LABS NV|XIST|INSTINET, LLC|21618
CLB|CORE LABS NV|XSTM|NATIONAL FINANCIAL SERVICES LLC|15160
CLB|CORE LABS NV|YKNA|COMHAR CAPITAL MARKETS, LLC|14345
CLB|CORE LABS NV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3410
CLBK|COLUMBIA FIN CM|ALTX|Alternet Securities Inc.|15751
CLBK|COLUMBIA FIN CM|APCC|Apex Clearing Corporation|1
CLBK|COLUMBIA FIN CM|BANK|Primevest Financial Services, Inc.|3940
CLBK|COLUMBIA FIN CM|BATM|CBOE TRADING, INC.|5840
CLBK|COLUMBIA FIN CM|BAYC|BAY CREST PARTNERS, LLC|18667
CLBK|COLUMBIA FIN CM|BERN|Sanford C. Bernstein & Co., LLC|131078
CLBK|COLUMBIA FIN CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
CLBK|COLUMBIA FIN CM|BMOC|BMO Capital Markets Corp.|3746
CLBK|COLUMBIA FIN CM|BNKS|Fig Partners, LLC|222234
CLBK|COLUMBIA FIN CM|BNPX|BNP PARIBAS SECURITIES CORP.|8727
CLBK|COLUMBIA FIN CM|BTIG|BTIG, LLC|663
CLBK|COLUMBIA FIN CM|BYXM|CBOE TRADING, INC.|1643
CLBK|COLUMBIA FIN CM|CHAS|Charles Schwab & Co., Inc.|2900
CLBK|COLUMBIA FIN CM|CMPT|Compass Point Research & Trading, LLC|9151
CLBK|COLUMBIA FIN CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37450
CLBK|COLUMBIA FIN CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
CLBK|COLUMBIA FIN CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|187334
CLBK|COLUMBIA FIN CM|CTDL|Citadel Derivatives Group Llc|69265
CLBK|COLUMBIA FIN CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|6002
CLBK|COLUMBIA FIN CM|DBAB|Deutsche Bank Securities Inc.|1028972
CLBK|COLUMBIA FIN CM|DBAX|Deutsche Bank Securities Inc.|149000
CLBK|COLUMBIA FIN CM|DCHF|Dart Executions, LLC|1381
CLBK|COLUMBIA FIN CM|DEAN|MORGAN STANLEY|3200
CLBK|COLUMBIA FIN CM|DEGS|RONIN PROFESSIONAL LLC|2693
CLBK|COLUMBIA FIN CM|DRWK|DRW SECURITIES, L.L.C.|23004
CLBK|COLUMBIA FIN CM|EBXL|EBX LLC|62800
CLBK|COLUMBIA FIN CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|30387
CLBK|COLUMBIA FIN CM|EGAM|CBOE TRADING, INC.|55435
CLBK|COLUMBIA FIN CM|EGAW|CBOE TRADING, INC.|190
CLBK|COLUMBIA FIN CM|EGMT|EG MARKET TECHNOLOGIES LLC|400
CLBK|COLUMBIA FIN CM|EGXM|CBOE TRADING, INC.|4195
CLBK|COLUMBIA FIN CM|EGXW|CBOE TRADING, INC.|333
CLBK|COLUMBIA FIN CM|ETBE|Electronic Transaction Clearing, Inc.|113449
CLBK|COLUMBIA FIN CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4201
CLBK|COLUMBIA FIN CM|ETRS|E*Trade Securities LLC|82002
CLBK|COLUMBIA FIN CM|FBCO|Credit Suisse Securities (USA) LLC|401807
CLBK|COLUMBIA FIN CM|FILL|Tradestation Securities, Inc.|3900
CLBK|COLUMBIA FIN CM|FOMA|TD AMERITRADE CLEARING, INC.|313794
CLBK|COLUMBIA FIN CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10675
CLBK|COLUMBIA FIN CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|242023
CLBK|COLUMBIA FIN CM|GEBB|GLOBAL EXECUTION BROKERS, LP|8950
CLBK|COLUMBIA FIN CM|GLPX|ACS EXECUTION SERVICES, LLC|78768
CLBK|COLUMBIA FIN CM|GSCO|GOLDMAN SACHS & CO. LLC|3152665
CLBK|COLUMBIA FIN CM|GSCS|GOLDMAN SACHS & CO. LLC|600
CLBK|COLUMBIA FIN CM|GSLT|GOLDMAN SACHS & CO. LLC|8600
CLBK|COLUMBIA FIN CM|GTSZ|GTS SECURITIES LLC|38411
CLBK|COLUMBIA FIN CM|HAPX|HAP Trading, LLC|200
CLBK|COLUMBIA FIN CM|IATS|INTERACTIVE BROKERS LLC|2600
CLBK|COLUMBIA FIN CM|IBKR|Interactive Brokers Llc|40899
CLBK|COLUMBIA FIN CM|ICBX|INSTINET, LLC|42199
CLBK|COLUMBIA FIN CM|IEQY|CITADEL SECURITIES LLC|16869
CLBK|COLUMBIA FIN CM|INCA|INSTINET, LLC|284701
CLBK|COLUMBIA FIN CM|INJX|INSTINET, LLC|11116
CLBK|COLUMBIA FIN CM|ITGI|ITG Inc.|2913015
CLBK|COLUMBIA FIN CM|ITGP|ITG INC.|66800
CLBK|COLUMBIA FIN CM|JEFF|JEFFERIES LLC|91550
CLBK|COLUMBIA FIN CM|JMPT|JUMP TRADING, LLC|39274
CLBK|COLUMBIA FIN CM|JPBX|J.P. MORGAN SECURITIES LLC|29644
CLBK|COLUMBIA FIN CM|JPMX|J.P. Morgan Securities LLC|269747
CLBK|COLUMBIA FIN CM|JSJX|JANE STREET CAPITAL LLC|23509
CLBK|COLUMBIA FIN CM|KBWI|Keefe, Bruyette & Woods, Inc.|1190
CLBK|COLUMBIA FIN CM|KCGM|VIRTU Americas LLC|47882
CLBK|COLUMBIA FIN CM|LEHM|Barclays Capital Inc./Le|2284920
CLBK|COLUMBIA FIN CM|LIME|Lime Brokerage LLC|253048
CLBK|COLUMBIA FIN CM|LMGP|LIME BROKERAGE LLC|40500
CLBK|COLUMBIA FIN CM|LOOP|Loop Capital Markets LLC|7343
CLBK|COLUMBIA FIN CM|LSCI|Lek Securities Corporation|910
CLBK|COLUMBIA FIN CM|MACQ|Macquarie Capital (USA) Inc.|3792
CLBK|COLUMBIA FIN CM|MAXM|Maxim Group LLC|3889
CLBK|COLUMBIA FIN CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124131
CLBK|COLUMBIA FIN CM|MOTF|MOTIF INVESTING, INC.|26
CLBK|COLUMBIA FIN CM|MSCO|MORGAN STANLEY & CO. LLC|3567524
CLBK|COLUMBIA FIN CM|MSPL|MORGAN STANLEY & CO. LLC|111100
CLBK|COLUMBIA FIN CM|MSTX|MORGAN STANLEY & CO. LLC|318100
CLBK|COLUMBIA FIN CM|NEUB|NEUBERGER BERMAN BD LLC|200
CLBK|COLUMBIA FIN CM|NFSC|National Financial Services LLC|280239
CLBK|COLUMBIA FIN CM|NITE|VIRTU Americas LLC|403346
CLBK|COLUMBIA FIN CM|NITP|VIRTU Americas LLC|16601
CLBK|COLUMBIA FIN CM|NQRB|Brut, LLC|13083
CLBK|COLUMBIA FIN CM|OPCO|Oppenheimer & Co. Inc.|5752
CLBK|COLUMBIA FIN CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
CLBK|COLUMBIA FIN CM|PDQM|CODA MARKETS, INC.|276071
CLBK|COLUMBIA FIN CM|PWJC|UBS Financial Services, Inc.|4382
CLBK|COLUMBIA FIN CM|QMSR|QUATTRO M SECURITIES INC.|3799
CLBK|COLUMBIA FIN CM|RAJA|Raymond James & Associates, Inc.|4031
CLBK|COLUMBIA FIN CM|RBCM|RBC CAPITAL MARKETS, LLC|12373
CLBK|COLUMBIA FIN CM|SAGL|SAGETRADER, LLC|5801
CLBK|COLUMBIA FIN CM|SBSH|Citigroup Global Markets Inc.|327294
CLBK|COLUMBIA FIN CM|SGMT|GOLDMAN SACHS & CO. LLC|43193
CLBK|COLUMBIA FIN CM|SPDR|SPEEDROUTE LLC|21034
CLBK|COLUMBIA FIN CM|STFL|Stifel, Nicolaus & Company, Incorporated|21627
CLBK|COLUMBIA FIN CM|SWIM|TD Ameritrade, Inc.|29103
CLBK|COLUMBIA FIN CM|SWST|Hilltop Securities Inc.|885
CLBK|COLUMBIA FIN CM|TRBT|Tradebot Systems, Inc.|262944
CLBK|COLUMBIA FIN CM|TRCM|TRC MARKETS LLC|98021
CLBK|COLUMBIA FIN CM|UBSA|UBS SECURITIES LLC|475719
CLBK|COLUMBIA FIN CM|UBSS|UBS Securities LLC|3905382
CLBK|COLUMBIA FIN CM|VALX|VIRTU AMERICAS LLC|666
CLBK|COLUMBIA FIN CM|VGRD|Vanguard Marketing Corporation|4151
CLBK|COLUMBIA FIN CM|WCHV|WELLS FARGO SECURITIES, LLC|30746
CLBK|COLUMBIA FIN CM|WEED|Weeden & Co.L.P.|220
CLBK|COLUMBIA FIN CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38573
CLBK|COLUMBIA FIN CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11927
CLBK|COLUMBIA FIN CM|WSEA|WOLVERINE SECURITIES, LLC|74
CLBK|COLUMBIA FIN CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|19800
CLBK|COLUMBIA FIN CM|YKNA|COMHAR CAPITAL MARKETS, LLC|13326
CLBS|CALADRIUS BIO CMN|ADAM|CANACCORD GENUITY INC.|5623
CLBS|CALADRIUS BIO CMN|AGIS|Aegis Capital Corp.|5320
CLBS|CALADRIUS BIO CMN|ALTX|Alternet Securities Inc.|27077
CLBS|CALADRIUS BIO CMN|APCC|Apex Clearing Corporation|122462
CLBS|CALADRIUS BIO CMN|BANK|Primevest Financial Services, Inc.|35
CLBS|CALADRIUS BIO CMN|BARD|Robert W. Baird & Co. Incorporated|150
CLBS|CALADRIUS BIO CMN|BATM|CBOE TRADING, INC.|1717
CLBS|CALADRIUS BIO CMN|BIMI|Banca IMI Securities Corp.|16085
CLBS|CALADRIUS BIO CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1360
CLBS|CALADRIUS BIO CMN|BYXM|CBOE TRADING, INC.|1295
CLBS|CALADRIUS BIO CMN|CANT|Cantor Fitzgerald & Co.|139
CLBS|CALADRIUS BIO CMN|CHAS|Charles Schwab & Co., Inc.|12215
CLBS|CALADRIUS BIO CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|5420
CLBS|CALADRIUS BIO CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53473
CLBS|CALADRIUS BIO CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|79075
CLBS|CALADRIUS BIO CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|302716
CLBS|CALADRIUS BIO CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|117175
CLBS|CALADRIUS BIO CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6246
CLBS|CALADRIUS BIO CMN|DBAB|Deutsche Bank Securities Inc.|28215
CLBS|CALADRIUS BIO CMN|DBAX|Deutsche Bank Securities Inc.|87400
CLBS|CALADRIUS BIO CMN|DBUL|Deutsche Bank Securities Inc.|500
CLBS|CALADRIUS BIO CMN|DEAN|MORGAN STANLEY|1476
CLBS|CALADRIUS BIO CMN|DEGS|RONIN PROFESSIONAL LLC|24749
CLBS|CALADRIUS BIO CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
CLBS|CALADRIUS BIO CMN|EBXL|EBX LLC|95300
CLBS|CALADRIUS BIO CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2550
CLBS|CALADRIUS BIO CMN|EDJO|Edward D. Jones & Co., L.P.|2370
CLBS|CALADRIUS BIO CMN|EGAM|CBOE TRADING, INC.|27335
CLBS|CALADRIUS BIO CMN|EGAW|CBOE TRADING, INC.|8518
CLBS|CALADRIUS BIO CMN|EGMT|EG MARKET TECHNOLOGIES LLC|300
CLBS|CALADRIUS BIO CMN|EGXM|CBOE TRADING, INC.|11972
CLBS|CALADRIUS BIO CMN|EGXW|CBOE TRADING, INC.|55963
CLBS|CALADRIUS BIO CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|37271
CLBS|CALADRIUS BIO CMN|ETBE|Electronic Transaction Clearing, Inc.|1407
CLBS|CALADRIUS BIO CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
CLBS|CALADRIUS BIO CMN|ETCC|Electronic Transaction Clearing, Inc.|700
CLBS|CALADRIUS BIO CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CLBS|CALADRIUS BIO CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12215
CLBS|CALADRIUS BIO CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|5333
CLBS|CALADRIUS BIO CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
CLBS|CALADRIUS BIO CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|123954
CLBS|CALADRIUS BIO CMN|ETRS|E*Trade Securities LLC|1081601
CLBS|CALADRIUS BIO CMN|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|97900
CLBS|CALADRIUS BIO CMN|FBCO|Credit Suisse Securities (USA) LLC|307430
CLBS|CALADRIUS BIO CMN|FILL|Tradestation Securities, Inc.|61166
CLBS|CALADRIUS BIO CMN|FMAF|NBCN Inc./ CDS|5320
CLBS|CALADRIUS BIO CMN|FOMA|TD AMERITRADE CLEARING, INC.|1619379
CLBS|CALADRIUS BIO CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2240
CLBS|CALADRIUS BIO CMN|FTBR|Foliofn Investments, Inc.|324
CLBS|CALADRIUS BIO CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|3669
CLBS|CALADRIUS BIO CMN|GLIS|TD Securities Inc|7864
CLBS|CALADRIUS BIO CMN|GLPX|ACS EXECUTION SERVICES, LLC|379558
CLBS|CALADRIUS BIO CMN|GSCO|GOLDMAN SACHS & CO. LLC|87789
CLBS|CALADRIUS BIO CMN|GSCS|GOLDMAN SACHS & CO. LLC|1400
CLBS|CALADRIUS BIO CMN|GSLT|GOLDMAN SACHS & CO. LLC|44689
CLBS|CALADRIUS BIO CMN|GTSZ|GTS SECURITIES LLC|59701
CLBS|CALADRIUS BIO CMN|HRBF|American Enterprise Investment Services Inc.|4550
CLBS|CALADRIUS BIO CMN|HSBC|HSBC Securities, Inc.|100
CLBS|CALADRIUS BIO CMN|IATS|INTERACTIVE BROKERS LLC|110364
CLBS|CALADRIUS BIO CMN|IBKR|Interactive Brokers Llc|1176641
CLBS|CALADRIUS BIO CMN|IBSJ|Integrity Brokerage Services, Inc.|77
CLBS|CALADRIUS BIO CMN|ICBX|INSTINET, LLC|30992
CLBS|CALADRIUS BIO CMN|INCA|INSTINET, LLC|491436
CLBS|CALADRIUS BIO CMN|INJX|INSTINET, LLC|2501
CLBS|CALADRIUS BIO CMN|ITGI|ITG Inc.|127667
CLBS|CALADRIUS BIO CMN|ITGP|ITG INC.|51800
CLBS|CALADRIUS BIO CMN|JANY|Janney Montgomery Scott Inc.|1702
CLBS|CALADRIUS BIO CMN|JEFF|JEFFERIES LLC|853
CLBS|CALADRIUS BIO CMN|JMPT|JUMP TRADING, LLC|19834
CLBS|CALADRIUS BIO CMN|JPMX|J.P. Morgan Securities LLC|49079
CLBS|CALADRIUS BIO CMN|JSJX|JANE STREET CAPITAL LLC|1000
CLBS|CALADRIUS BIO CMN|KCGM|VIRTU Americas LLC|33934
CLBS|CALADRIUS BIO CMN|LEHM|Barclays Capital Inc./Le|160942
CLBS|CALADRIUS BIO CMN|LIME|Lime Brokerage LLC|63876
CLBS|CALADRIUS BIO CMN|LSCI|Lek Securities Corporation|12129
CLBS|CALADRIUS BIO CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7503
CLBS|CALADRIUS BIO CMN|MAVB|Great Point Capital LLC|600
CLBS|CALADRIUS BIO CMN|MAXM|Maxim Group LLC|200
CLBS|CALADRIUS BIO CMN|MBTS|ALLY INVEST SECURITIES LLC|4628
CLBS|CALADRIUS BIO CMN|MICA|Spartan Securities Group, Ltd.|23200
CLBS|CALADRIUS BIO CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19400
CLBS|CALADRIUS BIO CMN|MOTF|MOTIF INVESTING, INC.|10
CLBS|CALADRIUS BIO CMN|MSCO|MORGAN STANLEY & CO. LLC|592188
CLBS|CALADRIUS BIO CMN|MSPL|MORGAN STANLEY & CO. LLC|6300
CLBS|CALADRIUS BIO CMN|NATL|National Securities Corporation|2300
CLBS|CALADRIUS BIO CMN|NFSC|National Financial Services LLC|1031419
CLBS|CALADRIUS BIO CMN|NITE|VIRTU Americas LLC|2416101
CLBS|CALADRIUS BIO CMN|NQRB|Brut, LLC|7199
CLBS|CALADRIUS BIO CMN|NTFN|Network 1 Financial Securities Inc.|3
CLBS|CALADRIUS BIO CMN|OPCO|Oppenheimer & Co. Inc.|7361
CLBS|CALADRIUS BIO CMN|PCPT|PHILLIP CAPITAL INC.|200
CLBS|CALADRIUS BIO CMN|PDQM|CODA MARKETS, INC.|425786
CLBS|CALADRIUS BIO CMN|PINT|PRECISION SECURITIES, LLC|4200
CLBS|CALADRIUS BIO CMN|POIN|PRECISION SECURITIES, LLC (POIN)|400
CLBS|CALADRIUS BIO CMN|PWJC|UBS Financial Services, Inc.|1000
CLBS|CALADRIUS BIO CMN|RAJA|Raymond James & Associates, Inc.|28835
CLBS|CALADRIUS BIO CMN|RBCM|RBC CAPITAL MARKETS, LLC|3884
CLBS|CALADRIUS BIO CMN|SAGL|SAGETRADER, LLC|7174
CLBS|CALADRIUS BIO CMN|SALI|INTL FCSTONE FINANCIAL INC.|6589
CLBS|CALADRIUS BIO CMN|SBSH|Citigroup Global Markets Inc.|16738
CLBS|CALADRIUS BIO CMN|SGMT|GOLDMAN SACHS & CO. LLC|47513
CLBS|CALADRIUS BIO CMN|SOGO|Wang Investment Associates, Inc.|150
CLBS|CALADRIUS BIO CMN|SPDR|SPEEDROUTE LLC|135607
CLBS|CALADRIUS BIO CMN|SPNT|SEVEN POINTS CAPITAL, LLC|400
CLBS|CALADRIUS BIO CMN|SPTD|MINT GLOBAL MARKETS, INC.|27867
CLBS|CALADRIUS BIO CMN|SWIM|TD Ameritrade, Inc.|878054
CLBS|CALADRIUS BIO CMN|SWST|Hilltop Securities Inc.|7100
CLBS|CALADRIUS BIO CMN|TKNG|ALLY INVEST SECURITIES LLC|24580
CLBS|CALADRIUS BIO CMN|TRBT|Tradebot Systems, Inc.|21891
CLBS|CALADRIUS BIO CMN|TRCM|TRC MARKETS LLC|4583
CLBS|CALADRIUS BIO CMN|TWTT|TASTYWORKS, INC.|800
CLBS|CALADRIUS BIO CMN|UBSA|UBS SECURITIES LLC|205395
CLBS|CALADRIUS BIO CMN|UBSS|UBS Securities LLC|262591
CLBS|CALADRIUS BIO CMN|VALX|VIRTU AMERICAS LLC|33864
CLBS|CALADRIUS BIO CMN|VGRD|Vanguard Marketing Corporation|38723
CLBS|CALADRIUS BIO CMN|VIEW|VIEWTRADE SECURITIES LLC|1505
CLBS|CALADRIUS BIO CMN|VSIN|Vision Financial Markets Llc|13164
CLBS|CALADRIUS BIO CMN|WCHV|WELLS FARGO SECURITIES, LLC|47049
CLBS|CALADRIUS BIO CMN|WEDB|WEDBUSH SECURITIES INC.|488546
CLBS|CALADRIUS BIO CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22331
CLBS|CALADRIUS BIO CMN|WGIF|CIBC World Markets Inc.|15267
CLBS|CALADRIUS BIO CMN|WHOT|JUST2TRADE, INC.|220
CLBS|CALADRIUS BIO CMN|WSEA|WOLVERINE SECURITIES, LLC|62059
CLBS|CALADRIUS BIO CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CLBS|CALADRIUS BIO CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|50026
CLBS|CALADRIUS BIO CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2388
CLCT|COLLECTORS UNIVERSE|ALTX|Alternet Securities Inc.|1920
CLCT|COLLECTORS UNIVERSE|APCC|Apex Clearing Corporation|123
CLCT|COLLECTORS UNIVERSE|BATM|CBOE TRADING, INC.|100
CLCT|COLLECTORS UNIVERSE|BAYC|BAY CREST PARTNERS, LLC|675
CLCT|COLLECTORS UNIVERSE|BAYT|BTIG, LLC|100
CLCT|COLLECTORS UNIVERSE|BERN|Sanford C. Bernstein & Co., LLC|200
CLCT|COLLECTORS UNIVERSE|BMOC|BMO Capital Markets Corp.|1146
CLCT|COLLECTORS UNIVERSE|BNPX|BNP PARIBAS SECURITIES CORP.|317
CLCT|COLLECTORS UNIVERSE|BTIG|BTIG, LLC|8473
CLCT|COLLECTORS UNIVERSE|BZYD|GOLDMAN SACHS & CO. LLC|101
CLCT|COLLECTORS UNIVERSE|CHAS|Charles Schwab & Co., Inc.|1044
CLCT|COLLECTORS UNIVERSE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|348
CLCT|COLLECTORS UNIVERSE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1607
CLCT|COLLECTORS UNIVERSE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18674
CLCT|COLLECTORS UNIVERSE|CTDL|Citadel Derivatives Group Llc|406
CLCT|COLLECTORS UNIVERSE|CXCX|CITIGROUP GLOBAL MARKETS INC.|198
CLCT|COLLECTORS UNIVERSE|DBAB|Deutsche Bank Securities Inc.|82738
CLCT|COLLECTORS UNIVERSE|DBAX|Deutsche Bank Securities Inc.|5900
CLCT|COLLECTORS UNIVERSE|DEAN|MORGAN STANLEY|245
CLCT|COLLECTORS UNIVERSE|DEGS|RONIN PROFESSIONAL LLC|11393
CLCT|COLLECTORS UNIVERSE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35000
CLCT|COLLECTORS UNIVERSE|EBXL|EBX LLC|4900
CLCT|COLLECTORS UNIVERSE|ECUT|CONVERGEX EXECUTION SOLUTIONS|198
CLCT|COLLECTORS UNIVERSE|EDJO|Edward D. Jones & Co., L.P.|25
CLCT|COLLECTORS UNIVERSE|EGAM|CBOE TRADING, INC.|350
CLCT|COLLECTORS UNIVERSE|EGXM|CBOE TRADING, INC.|1
CLCT|COLLECTORS UNIVERSE|ETBE|Electronic Transaction Clearing, Inc.|11481
CLCT|COLLECTORS UNIVERSE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2014
CLCT|COLLECTORS UNIVERSE|ETRS|E*Trade Securities LLC|3806
CLCT|COLLECTORS UNIVERSE|FBCO|Credit Suisse Securities (USA) LLC|30746
CLCT|COLLECTORS UNIVERSE|FBSB|U.S. Bancorp Investments, Inc.|1
CLCT|COLLECTORS UNIVERSE|FILL|Tradestation Securities, Inc.|1479
CLCT|COLLECTORS UNIVERSE|FOMA|TD AMERITRADE CLEARING, INC.|36610
CLCT|COLLECTORS UNIVERSE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12603
CLCT|COLLECTORS UNIVERSE|FTBR|Foliofn Investments, Inc.|72
CLCT|COLLECTORS UNIVERSE|GEBB|GLOBAL EXECUTION BROKERS, LP|2688
CLCT|COLLECTORS UNIVERSE|GLPX|ACS EXECUTION SERVICES, LLC|294
CLCT|COLLECTORS UNIVERSE|GSCO|GOLDMAN SACHS & CO. LLC|277935
CLCT|COLLECTORS UNIVERSE|GSCS|GOLDMAN SACHS & CO. LLC|2741
CLCT|COLLECTORS UNIVERSE|GSLT|GOLDMAN SACHS & CO. LLC|200
CLCT|COLLECTORS UNIVERSE|GTSZ|GTS SECURITIES LLC|15227
CLCT|COLLECTORS UNIVERSE|HRBF|American Enterprise Investment Services Inc.|1578
CLCT|COLLECTORS UNIVERSE|IATS|INTERACTIVE BROKERS LLC|4700
CLCT|COLLECTORS UNIVERSE|IBKR|Interactive Brokers Llc|15818
CLCT|COLLECTORS UNIVERSE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
CLCT|COLLECTORS UNIVERSE|ICBX|INSTINET, LLC|1100
CLCT|COLLECTORS UNIVERSE|IEQY|CITADEL SECURITIES LLC|2207
CLCT|COLLECTORS UNIVERSE|INCA|INSTINET, LLC|40837
CLCT|COLLECTORS UNIVERSE|INJX|INSTINET, LLC|2200
CLCT|COLLECTORS UNIVERSE|ITGI|ITG Inc.|45838
CLCT|COLLECTORS UNIVERSE|ITGP|ITG INC.|82600
CLCT|COLLECTORS UNIVERSE|JANY|Janney Montgomery Scott Inc.|200
CLCT|COLLECTORS UNIVERSE|JEFF|JEFFERIES LLC|8236
CLCT|COLLECTORS UNIVERSE|JPBX|J.P. MORGAN SECURITIES LLC|400
CLCT|COLLECTORS UNIVERSE|JPMX|J.P. Morgan Securities LLC|10871
CLCT|COLLECTORS UNIVERSE|JSJX|JANE STREET CAPITAL LLC|608
CLCT|COLLECTORS UNIVERSE|KCGM|VIRTU Americas LLC|2140
CLCT|COLLECTORS UNIVERSE|LEHM|Barclays Capital Inc./Le|152232
CLCT|COLLECTORS UNIVERSE|LIME|Lime Brokerage LLC|41492
CLCT|COLLECTORS UNIVERSE|LMGP|LIME BROKERAGE LLC|315
CLCT|COLLECTORS UNIVERSE|MACC|Mid Atlantic Capital Corporation|3825
CLCT|COLLECTORS UNIVERSE|MAXM|Maxim Group LLC|212
CLCT|COLLECTORS UNIVERSE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4068
CLCT|COLLECTORS UNIVERSE|MOTF|MOTIF INVESTING, INC.|1
CLCT|COLLECTORS UNIVERSE|MSCO|MORGAN STANLEY & CO. LLC|327409
CLCT|COLLECTORS UNIVERSE|MSPL|MORGAN STANLEY & CO. LLC|16300
CLCT|COLLECTORS UNIVERSE|MSTX|MORGAN STANLEY & CO. LLC|2400
CLCT|COLLECTORS UNIVERSE|NFSC|National Financial Services LLC|28512
CLCT|COLLECTORS UNIVERSE|NITE|VIRTU Americas LLC|59236
CLCT|COLLECTORS UNIVERSE|NITP|VIRTU Americas LLC|400
CLCT|COLLECTORS UNIVERSE|NQRB|Brut, LLC|300
CLCT|COLLECTORS UNIVERSE|OPCO|Oppenheimer & Co. Inc.|1100
CLCT|COLLECTORS UNIVERSE|PDQM|CODA MARKETS, INC.|394
CLCT|COLLECTORS UNIVERSE|RAJA|Raymond James & Associates, Inc.|2200
CLCT|COLLECTORS UNIVERSE|RBCM|RBC CAPITAL MARKETS, LLC|350
CLCT|COLLECTORS UNIVERSE|SALI|INTL FCSTONE FINANCIAL INC.|1001
CLCT|COLLECTORS UNIVERSE|SBSH|Citigroup Global Markets Inc.|198305
CLCT|COLLECTORS UNIVERSE|SGMT|GOLDMAN SACHS & CO. LLC|3896
CLCT|COLLECTORS UNIVERSE|SPDR|SPEEDROUTE LLC|1629
CLCT|COLLECTORS UNIVERSE|SPTD|MINT GLOBAL MARKETS, INC.|4006
CLCT|COLLECTORS UNIVERSE|STXG|Stockcross Financial Services, Inc.|7
CLCT|COLLECTORS UNIVERSE|SWIM|TD Ameritrade, Inc.|704
CLCT|COLLECTORS UNIVERSE|SWST|Hilltop Securities Inc.|6
CLCT|COLLECTORS UNIVERSE|TKNG|ALLY INVEST SECURITIES LLC|10
CLCT|COLLECTORS UNIVERSE|TMBR|Timber Hill LLC|244
CLCT|COLLECTORS UNIVERSE|TRBT|Tradebot Systems, Inc.|5029
CLCT|COLLECTORS UNIVERSE|TRCM|TRC MARKETS LLC|13662
CLCT|COLLECTORS UNIVERSE|UBSA|UBS SECURITIES LLC|57794
CLCT|COLLECTORS UNIVERSE|UBSS|UBS Securities LLC|254688
CLCT|COLLECTORS UNIVERSE|VALX|VIRTU AMERICAS LLC|3001
CLCT|COLLECTORS UNIVERSE|VGRD|Vanguard Marketing Corporation|1854
CLCT|COLLECTORS UNIVERSE|WCHV|WELLS FARGO SECURITIES, LLC|7581
CLCT|COLLECTORS UNIVERSE|WDNX|WEEDEN & CO.L.P.|1416
CLCT|COLLECTORS UNIVERSE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35
CLCT|COLLECTORS UNIVERSE|WSEA|WOLVERINE SECURITIES, LLC|127
CLCT|COLLECTORS UNIVERSE|XIST|INSTINET, LLC|800
CLCT|COLLECTORS UNIVERSE|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CLD|CLOUD PEAK ENERGY IN|ALTX|Alternet Securities Inc.|2400
CLD|CLOUD PEAK ENERGY IN|APCC|Apex Clearing Corporation|8730
CLD|CLOUD PEAK ENERGY IN|BANK|Primevest Financial Services, Inc.|1600
CLD|CLOUD PEAK ENERGY IN|BATM|CBOE TRADING, INC.|1492
CLD|CLOUD PEAK ENERGY IN|BERN|Sanford C. Bernstein & Co., LLC|21229
CLD|CLOUD PEAK ENERGY IN|BIDS|BIDS TRADING L.P.|200
CLD|CLOUD PEAK ENERGY IN|BIMI|Banca IMI Securities Corp.|6500
CLD|CLOUD PEAK ENERGY IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
CLD|CLOUD PEAK ENERGY IN|BNPX|BNP PARIBAS SECURITIES CORP.|17615
CLD|CLOUD PEAK ENERGY IN|BRVL|BLAYLOCK VAN, LLC|400
CLD|CLOUD PEAK ENERGY IN|BTIG|BTIG, LLC|100
CLD|CLOUD PEAK ENERGY IN|BYXM|CBOE TRADING, INC.|141
CLD|CLOUD PEAK ENERGY IN|BZYD|GOLDMAN SACHS & CO. LLC|4332
CLD|CLOUD PEAK ENERGY IN|CANT|Cantor Fitzgerald & Co.|14889
CLD|CLOUD PEAK ENERGY IN|CHAS|Charles Schwab & Co., Inc.|250
CLD|CLOUD PEAK ENERGY IN|CIST|Capital Institutional Services, Inc.|15
CLD|CLOUD PEAK ENERGY IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16857
CLD|CLOUD PEAK ENERGY IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95148
CLD|CLOUD PEAK ENERGY IN|CTDL|Citadel Derivatives Group Llc|8935
CLD|CLOUD PEAK ENERGY IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|29600
CLD|CLOUD PEAK ENERGY IN|DBAB|Deutsche Bank Securities Inc.|57871
CLD|CLOUD PEAK ENERGY IN|DBAX|Deutsche Bank Securities Inc.|51700
CLD|CLOUD PEAK ENERGY IN|DEAN|MORGAN STANLEY|1133
CLD|CLOUD PEAK ENERGY IN|DEGS|RONIN PROFESSIONAL LLC|19075
CLD|CLOUD PEAK ENERGY IN|EBXL|EBX LLC|47000
CLD|CLOUD PEAK ENERGY IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3073
CLD|CLOUD PEAK ENERGY IN|EDJO|Edward D. Jones & Co., L.P.|8292
CLD|CLOUD PEAK ENERGY IN|EGAM|CBOE TRADING, INC.|4523
CLD|CLOUD PEAK ENERGY IN|EGXM|CBOE TRADING, INC.|400
CLD|CLOUD PEAK ENERGY IN|ETBE|Electronic Transaction Clearing, Inc.|1878
CLD|CLOUD PEAK ENERGY IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
CLD|CLOUD PEAK ENERGY IN|ETRS|E*Trade Securities LLC|186095
CLD|CLOUD PEAK ENERGY IN|FBSB|U.S. Bancorp Investments, Inc.|200
CLD|CLOUD PEAK ENERGY IN|FILL|Tradestation Securities, Inc.|2700
CLD|CLOUD PEAK ENERGY IN|FMAF|NBCN Inc./ CDS|4500
CLD|CLOUD PEAK ENERGY IN|FQLS|Quantlab Securities LP|103508
CLD|CLOUD PEAK ENERGY IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10941
CLD|CLOUD PEAK ENERGY IN|FTBR|Foliofn Investments, Inc.|31768
CLD|CLOUD PEAK ENERGY IN|GEBB|GLOBAL EXECUTION BROKERS, LP|3500
CLD|CLOUD PEAK ENERGY IN|GLPX|ACS EXECUTION SERVICES, LLC|16840
CLD|CLOUD PEAK ENERGY IN|GSCO|GOLDMAN SACHS & CO. LLC|218215
CLD|CLOUD PEAK ENERGY IN|GSCS|GOLDMAN SACHS & CO. LLC|2028
CLD|CLOUD PEAK ENERGY IN|GSLT|GOLDMAN SACHS & CO. LLC|500
CLD|CLOUD PEAK ENERGY IN|GTSZ|GTS SECURITIES LLC|14206
CLD|CLOUD PEAK ENERGY IN|HRBF|American Enterprise Investment Services Inc.|1300
CLD|CLOUD PEAK ENERGY IN|IATS|INTERACTIVE BROKERS LLC|8264
CLD|CLOUD PEAK ENERGY IN|IBKR|Interactive Brokers Llc|54193
CLD|CLOUD PEAK ENERGY IN|ICBX|INSTINET, LLC|37164
CLD|CLOUD PEAK ENERGY IN|IEQY|CITADEL SECURITIES LLC|19022
CLD|CLOUD PEAK ENERGY IN|INCA|INSTINET, LLC|76393
CLD|CLOUD PEAK ENERGY IN|INJX|INSTINET, LLC|2890
CLD|CLOUD PEAK ENERGY IN|ITGI|ITG Inc.|146755
CLD|CLOUD PEAK ENERGY IN|ITGP|ITG INC.|92600
CLD|CLOUD PEAK ENERGY IN|JANY|Janney Montgomery Scott Inc.|100
CLD|CLOUD PEAK ENERGY IN|JEFF|JEFFERIES LLC|44494
CLD|CLOUD PEAK ENERGY IN|JMPT|JUMP TRADING, LLC|14855
CLD|CLOUD PEAK ENERGY IN|JPBX|J.P. MORGAN SECURITIES LLC|800
CLD|CLOUD PEAK ENERGY IN|JPMX|J.P. Morgan Securities LLC|283562
CLD|CLOUD PEAK ENERGY IN|JSJX|JANE STREET CAPITAL LLC|2730
CLD|CLOUD PEAK ENERGY IN|KCGM|VIRTU Americas LLC|30540
CLD|CLOUD PEAK ENERGY IN|KRSH|Kershner Securities, LLC|1714
CLD|CLOUD PEAK ENERGY IN|LEHM|Barclays Capital Inc./Le|390831
CLD|CLOUD PEAK ENERGY IN|LIME|Lime Brokerage LLC|7516
CLD|CLOUD PEAK ENERGY IN|LOOP|Loop Capital Markets LLC|13438
CLD|CLOUD PEAK ENERGY IN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
CLD|CLOUD PEAK ENERGY IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|91242
CLD|CLOUD PEAK ENERGY IN|MOTF|MOTIF INVESTING, INC.|1
CLD|CLOUD PEAK ENERGY IN|MSCO|MORGAN STANLEY & CO. LLC|332471
CLD|CLOUD PEAK ENERGY IN|MSPL|MORGAN STANLEY & CO. LLC|188200
CLD|CLOUD PEAK ENERGY IN|MSTX|MORGAN STANLEY & CO. LLC|119100
CLD|CLOUD PEAK ENERGY IN|NFSC|National Financial Services LLC|265462
CLD|CLOUD PEAK ENERGY IN|NITE|VIRTU Americas LLC|448466
CLD|CLOUD PEAK ENERGY IN|NQRB|Brut, LLC|5200
CLD|CLOUD PEAK ENERGY IN|NTBF|BMO Nesbitt Burns Inc./CDS|10800
CLD|CLOUD PEAK ENERGY IN|PDQM|CODA MARKETS, INC.|5090
CLD|CLOUD PEAK ENERGY IN|RBCM|RBC CAPITAL MARKETS, LLC|7470
CLD|CLOUD PEAK ENERGY IN|SAGL|SAGETRADER, LLC|3900
CLD|CLOUD PEAK ENERGY IN|SBSH|Citigroup Global Markets Inc.|36214
CLD|CLOUD PEAK ENERGY IN|SGMT|GOLDMAN SACHS & CO. LLC|43074
CLD|CLOUD PEAK ENERGY IN|SPDR|SPEEDROUTE LLC|700
CLD|CLOUD PEAK ENERGY IN|STFL|Stifel, Nicolaus & Company, Incorporated|26649
CLD|CLOUD PEAK ENERGY IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1900
CLD|CLOUD PEAK ENERGY IN|SWIM|TD Ameritrade, Inc.|104687
CLD|CLOUD PEAK ENERGY IN|TKNG|ALLY INVEST SECURITIES LLC|1081
CLD|CLOUD PEAK ENERGY IN|TRBT|Tradebot Systems, Inc.|60207
CLD|CLOUD PEAK ENERGY IN|TRCM|TRC MARKETS LLC|10817
CLD|CLOUD PEAK ENERGY IN|UBSA|UBS SECURITIES LLC|271066
CLD|CLOUD PEAK ENERGY IN|UBSS|UBS Securities LLC|167316
CLD|CLOUD PEAK ENERGY IN|VALX|VIRTU AMERICAS LLC|5826
CLD|CLOUD PEAK ENERGY IN|VGRD|Vanguard Marketing Corporation|9187
CLD|CLOUD PEAK ENERGY IN|WCHV|WELLS FARGO SECURITIES, LLC|49242
CLD|CLOUD PEAK ENERGY IN|WEDB|WEDBUSH SECURITIES INC.|1200
CLD|CLOUD PEAK ENERGY IN|WEED|Weeden & Co.L.P.|1220
CLD|CLOUD PEAK ENERGY IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2865
CLD|CLOUD PEAK ENERGY IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1312
CLD|CLOUD PEAK ENERGY IN|WSEA|WOLVERINE SECURITIES, LLC|1532
CLD|CLOUD PEAK ENERGY IN|XIST|INSTINET, LLC|333600
CLD|CLOUD PEAK ENERGY IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4570
CLD|CLOUD PEAK ENERGY IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12458
CLDC|CHINA LENDING CP ORD|AGIS|Aegis Capital Corp.|45221
CLDC|CHINA LENDING CP ORD|ALTX|Alternet Securities Inc.|18251
CLDC|CHINA LENDING CP ORD|APCC|Apex Clearing Corporation|288550
CLDC|CHINA LENDING CP ORD|BATM|CBOE TRADING, INC.|1083
CLDC|CHINA LENDING CP ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4389
CLDC|CHINA LENDING CP ORD|BYXM|CBOE TRADING, INC.|2678
CLDC|CHINA LENDING CP ORD|CHAS|Charles Schwab & Co., Inc.|11442
CLDC|CHINA LENDING CP ORD|CIIV|CORPORATE INVESTMENTS GROUP, INC.|5500
CLDC|CHINA LENDING CP ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36154
CLDC|CHINA LENDING CP ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|87493
CLDC|CHINA LENDING CP ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|143766
CLDC|CHINA LENDING CP ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|134593
CLDC|CHINA LENDING CP ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|7268
CLDC|CHINA LENDING CP ORD|DBAB|Deutsche Bank Securities Inc.|5194
CLDC|CHINA LENDING CP ORD|DBAX|Deutsche Bank Securities Inc.|52800
CLDC|CHINA LENDING CP ORD|DEAN|MORGAN STANLEY|400
CLDC|CHINA LENDING CP ORD|DEGS|RONIN PROFESSIONAL LLC|1180
CLDC|CHINA LENDING CP ORD|EBXL|EBX LLC|83200
CLDC|CHINA LENDING CP ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4395
CLDC|CHINA LENDING CP ORD|EDJO|Edward D. Jones & Co., L.P.|1900
CLDC|CHINA LENDING CP ORD|EGAM|CBOE TRADING, INC.|20189
CLDC|CHINA LENDING CP ORD|EGAW|CBOE TRADING, INC.|4306
CLDC|CHINA LENDING CP ORD|EGXM|CBOE TRADING, INC.|16620
CLDC|CHINA LENDING CP ORD|EGXW|CBOE TRADING, INC.|1200
CLDC|CHINA LENDING CP ORD|ETBE|Electronic Transaction Clearing, Inc.|4159
CLDC|CHINA LENDING CP ORD|ETCC|Electronic Transaction Clearing, Inc.|100
CLDC|CHINA LENDING CP ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6260
CLDC|CHINA LENDING CP ORD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|890927
CLDC|CHINA LENDING CP ORD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|120806
CLDC|CHINA LENDING CP ORD|ETRS|E*Trade Securities LLC|1309555
CLDC|CHINA LENDING CP ORD|FBCO|Credit Suisse Securities (USA) LLC|442319
CLDC|CHINA LENDING CP ORD|FILL|Tradestation Securities, Inc.|144198
CLDC|CHINA LENDING CP ORD|FMAF|NBCN Inc./ CDS|16437
CLDC|CHINA LENDING CP ORD|FOMA|TD AMERITRADE CLEARING, INC.|1718345
CLDC|CHINA LENDING CP ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1900
CLDC|CHINA LENDING CP ORD|FTBR|Foliofn Investments, Inc.|35
CLDC|CHINA LENDING CP ORD|GLPX|ACS EXECUTION SERVICES, LLC|298390
CLDC|CHINA LENDING CP ORD|GSCO|GOLDMAN SACHS & CO. LLC|21442
CLDC|CHINA LENDING CP ORD|GSCS|GOLDMAN SACHS & CO. LLC|9562
CLDC|CHINA LENDING CP ORD|GSLT|GOLDMAN SACHS & CO. LLC|47533
CLDC|CHINA LENDING CP ORD|GTSZ|GTS SECURITIES LLC|88395
CLDC|CHINA LENDING CP ORD|HRBF|American Enterprise Investment Services Inc.|20
CLDC|CHINA LENDING CP ORD|IATS|INTERACTIVE BROKERS LLC|140483
CLDC|CHINA LENDING CP ORD|IBKR|Interactive Brokers Llc|1883133
CLDC|CHINA LENDING CP ORD|ICBX|INSTINET, LLC|16211
CLDC|CHINA LENDING CP ORD|INCA|INSTINET, LLC|341545
CLDC|CHINA LENDING CP ORD|ITGI|ITG Inc.|102843
CLDC|CHINA LENDING CP ORD|ITGP|ITG INC.|25600
CLDC|CHINA LENDING CP ORD|JMPT|JUMP TRADING, LLC|7611
CLDC|CHINA LENDING CP ORD|JPMX|J.P. Morgan Securities LLC|39098
CLDC|CHINA LENDING CP ORD|KCGM|VIRTU Americas LLC|60034
CLDC|CHINA LENDING CP ORD|LEHM|Barclays Capital Inc./Le|187995
CLDC|CHINA LENDING CP ORD|LGNT|COR CLEARING LLC|474
CLDC|CHINA LENDING CP ORD|LIME|Lime Brokerage LLC|100776
CLDC|CHINA LENDING CP ORD|LSCI|Lek Securities Corporation|6120
CLDC|CHINA LENDING CP ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|13397
CLDC|CHINA LENDING CP ORD|MAVB|Great Point Capital LLC|100
CLDC|CHINA LENDING CP ORD|MAXM|Maxim Group LLC|8378
CLDC|CHINA LENDING CP ORD|MBTS|ALLY INVEST SECURITIES LLC|50
CLDC|CHINA LENDING CP ORD|MICA|Spartan Securities Group, Ltd.|89140
CLDC|CHINA LENDING CP ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13374
CLDC|CHINA LENDING CP ORD|MOTF|MOTIF INVESTING, INC.|2
CLDC|CHINA LENDING CP ORD|MSCO|MORGAN STANLEY & CO. LLC|1077048
CLDC|CHINA LENDING CP ORD|MSPL|MORGAN STANLEY & CO. LLC|900
CLDC|CHINA LENDING CP ORD|NFSC|National Financial Services LLC|1027263
CLDC|CHINA LENDING CP ORD|NITE|VIRTU Americas LLC|3239662
CLDC|CHINA LENDING CP ORD|NQRB|Brut, LLC|7585
CLDC|CHINA LENDING CP ORD|PCFF|Pacific International Securities Inc./CDS|600
CLDC|CHINA LENDING CP ORD|PCPT|PHILLIP CAPITAL INC.|268290
CLDC|CHINA LENDING CP ORD|PDQM|CODA MARKETS, INC.|403271
CLDC|CHINA LENDING CP ORD|POIN|PRECISION SECURITIES, LLC (POIN)|1425
CLDC|CHINA LENDING CP ORD|RAJA|Raymond James & Associates, Inc.|1200
CLDC|CHINA LENDING CP ORD|RBCM|RBC CAPITAL MARKETS, LLC|400
CLDC|CHINA LENDING CP ORD|SAGC|SAGETRADER, LLC|100
CLDC|CHINA LENDING CP ORD|SAGL|SAGETRADER, LLC|14794
CLDC|CHINA LENDING CP ORD|SBSH|Citigroup Global Markets Inc.|18381
CLDC|CHINA LENDING CP ORD|SGMT|GOLDMAN SACHS & CO. LLC|47247
CLDC|CHINA LENDING CP ORD|SPDR|SPEEDROUTE LLC|138574
CLDC|CHINA LENDING CP ORD|SPTD|MINT GLOBAL MARKETS, INC.|9380
CLDC|CHINA LENDING CP ORD|SWIM|TD Ameritrade, Inc.|2096770
CLDC|CHINA LENDING CP ORD|SWST|Hilltop Securities Inc.|4733
CLDC|CHINA LENDING CP ORD|TDFS|TRADERFIELD SECURITIES INC.|14889
CLDC|CHINA LENDING CP ORD|TKNG|ALLY INVEST SECURITIES LLC|25841
CLDC|CHINA LENDING CP ORD|TRCM|TRC MARKETS LLC|37168
CLDC|CHINA LENDING CP ORD|TWTT|TASTYWORKS, INC.|3750
CLDC|CHINA LENDING CP ORD|UBSA|UBS SECURITIES LLC|265313
CLDC|CHINA LENDING CP ORD|UBSS|UBS Securities LLC|222616
CLDC|CHINA LENDING CP ORD|VGRD|Vanguard Marketing Corporation|8455
CLDC|CHINA LENDING CP ORD|VSIN|Vision Financial Markets Llc|225
CLDC|CHINA LENDING CP ORD|WCHV|WELLS FARGO SECURITIES, LLC|42201
CLDC|CHINA LENDING CP ORD|WEDB|WEDBUSH SECURITIES INC.|19700
CLDC|CHINA LENDING CP ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7288
CLDC|CHINA LENDING CP ORD|WGIF|CIBC World Markets Inc.|93953
CLDC|CHINA LENDING CP ORD|WHOT|JUST2TRADE, INC.|400
CLDC|CHINA LENDING CP ORD|WSEA|WOLVERINE SECURITIES, LLC|68615
CLDC|CHINA LENDING CP ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
CLDC|CHINA LENDING CP ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|50502
CLDC|CHINA LENDING CP ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3500
CLDR|CLOUDERA, INC.|AGIS|Aegis Capital Corp.|32194
CLDR|CLOUDERA, INC.|ALTX|Alternet Securities Inc.|11869
CLDR|CLOUDERA, INC.|ANOS|ABEL/NOSER, L.L.C.|2100
CLDR|CLOUDERA, INC.|APCC|Apex Clearing Corporation|10825
CLDR|CLOUDERA, INC.|BARD|Robert W. Baird & Co. Incorporated|1250
CLDR|CLOUDERA, INC.|BATM|CBOE TRADING, INC.|10707
CLDR|CLOUDERA, INC.|BAYC|BAY CREST PARTNERS, LLC|1300
CLDR|CLOUDERA, INC.|BAYT|BTIG, LLC|28538
CLDR|CLOUDERA, INC.|BBNT|BB&T SECURITIES, LLC|200
CLDR|CLOUDERA, INC.|BERN|Sanford C. Bernstein & Co., LLC|347910
CLDR|CLOUDERA, INC.|BGCE|BGC Financial Inc.|20823
CLDR|CLOUDERA, INC.|BIDS|BIDS TRADING L.P.|200
CLDR|CLOUDERA, INC.|BIMI|Banca IMI Securities Corp.|1039
CLDR|CLOUDERA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|114497
CLDR|CLOUDERA, INC.|BLKX|INSTINET, LLC|58800
CLDR|CLOUDERA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5438
CLDR|CLOUDERA, INC.|BRGE|Newbridge Securities Corp.|1489
CLDR|CLOUDERA, INC.|BTIG|BTIG, LLC|13328
CLDR|CLOUDERA, INC.|BYXM|CBOE TRADING, INC.|3601
CLDR|CLOUDERA, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|24492
CLDR|CLOUDERA, INC.|CHAS|Charles Schwab & Co., Inc.|12633
CLDR|CLOUDERA, INC.|CHLM|Craig-Hallum Capital Group LLC|1420
CLDR|CLOUDERA, INC.|CICF|Canaccord Genuity Corp.|800
CLDR|CLOUDERA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|282103
CLDR|CLOUDERA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2140
CLDR|CLOUDERA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5086
CLDR|CLOUDERA, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|7
CLDR|CLOUDERA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|775099
CLDR|CLOUDERA, INC.|CSMS|CORNERSTONE MACRO LLC|139200
CLDR|CLOUDERA, INC.|CTDL|Citadel Derivatives Group Llc|125829
CLDR|CLOUDERA, INC.|CTLR|CUTLER GROUP, LP|10410
CLDR|CLOUDERA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|148530
CLDR|CLOUDERA, INC.|DADA|D.A. Davidson & Co.|700
CLDR|CLOUDERA, INC.|DBAB|Deutsche Bank Securities Inc.|772639
CLDR|CLOUDERA, INC.|DBAX|Deutsche Bank Securities Inc.|1239400
CLDR|CLOUDERA, INC.|DCHF|Dart Executions, LLC|385
CLDR|CLOUDERA, INC.|DEAN|MORGAN STANLEY|233086
CLDR|CLOUDERA, INC.|DEGS|RONIN PROFESSIONAL LLC|37068
CLDR|CLOUDERA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2685
CLDR|CLOUDERA, INC.|EBXL|EBX LLC|496300
CLDR|CLOUDERA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|45480
CLDR|CLOUDERA, INC.|EDJO|Edward D. Jones & Co., L.P.|6086
CLDR|CLOUDERA, INC.|EGAM|CBOE TRADING, INC.|21647
CLDR|CLOUDERA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
CLDR|CLOUDERA, INC.|EGXM|CBOE TRADING, INC.|20556
CLDR|CLOUDERA, INC.|EGXW|CBOE TRADING, INC.|500
CLDR|CLOUDERA, INC.|ETBE|Electronic Transaction Clearing, Inc.|40540
CLDR|CLOUDERA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37083
CLDR|CLOUDERA, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|6
CLDR|CLOUDERA, INC.|ETRS|E*Trade Securities LLC|1573055
CLDR|CLOUDERA, INC.|FBSB|U.S. Bancorp Investments, Inc.|61
CLDR|CLOUDERA, INC.|FILL|Tradestation Securities, Inc.|43837
CLDR|CLOUDERA, INC.|FMAF|NBCN Inc./ CDS|2761
CLDR|CLOUDERA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38042
CLDR|CLOUDERA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|219138
CLDR|CLOUDERA, INC.|FTBR|Foliofn Investments, Inc.|1622
CLDR|CLOUDERA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|15938
CLDR|CLOUDERA, INC.|GLIS|TD Securities Inc|8621
CLDR|CLOUDERA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|135698
CLDR|CLOUDERA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1223870
CLDR|CLOUDERA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|18627
CLDR|CLOUDERA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|8174
CLDR|CLOUDERA, INC.|GTSZ|GTS SECURITIES LLC|105297
CLDR|CLOUDERA, INC.|HRBF|American Enterprise Investment Services Inc.|21593
CLDR|CLOUDERA, INC.|HSBC|HSBC Securities, Inc.|870
CLDR|CLOUDERA, INC.|IATS|INTERACTIVE BROKERS LLC|33110
CLDR|CLOUDERA, INC.|IBKR|Interactive Brokers Llc|134721
CLDR|CLOUDERA, INC.|ICBX|INSTINET, LLC|166617
CLDR|CLOUDERA, INC.|IEQY|CITADEL SECURITIES LLC|31135
CLDR|CLOUDERA, INC.|INCA|INSTINET, LLC|353907
CLDR|CLOUDERA, INC.|INJX|INSTINET, LLC|750
CLDR|CLOUDERA, INC.|ITGI|ITG Inc.|237311
CLDR|CLOUDERA, INC.|ITGP|ITG INC.|160400
CLDR|CLOUDERA, INC.|JEFF|JEFFERIES LLC|49933
CLDR|CLOUDERA, INC.|JMPT|JUMP TRADING, LLC|105788
CLDR|CLOUDERA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|250811
CLDR|CLOUDERA, INC.|JPMX|J.P. Morgan Securities LLC|818160
CLDR|CLOUDERA, INC.|JSJX|JANE STREET CAPITAL LLC|5356
CLDR|CLOUDERA, INC.|KCGM|VIRTU Americas LLC|136997
CLDR|CLOUDERA, INC.|KCRD|PHX FINANCIAL, INC.|5400
CLDR|CLOUDERA, INC.|KRSH|Kershner Securities, LLC|3204
CLDR|CLOUDERA, INC.|LEHM|Barclays Capital Inc./Le|1079469
CLDR|CLOUDERA, INC.|LIME|Lime Brokerage LLC|17161
CLDR|CLOUDERA, INC.|LOOP|Loop Capital Markets LLC|200
CLDR|CLOUDERA, INC.|LQNA|LIQUIDNET, INC.|269800
CLDR|CLOUDERA, INC.|LQNB|LIQUIDNET, INC.|1398
CLDR|CLOUDERA, INC.|LSCI|Lek Securities Corporation|52352
CLDR|CLOUDERA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
CLDR|CLOUDERA, INC.|MAXM|Maxim Group LLC|23423
CLDR|CLOUDERA, INC.|MBTS|ALLY INVEST SECURITIES LLC|6723
CLDR|CLOUDERA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|847235
CLDR|CLOUDERA, INC.|MOTF|MOTIF INVESTING, INC.|5
CLDR|CLOUDERA, INC.|MSCO|MORGAN STANLEY & CO. LLC|2081549
CLDR|CLOUDERA, INC.|MSPL|MORGAN STANLEY & CO. LLC|828600
CLDR|CLOUDERA, INC.|MSTX|MORGAN STANLEY & CO. LLC|837900
CLDR|CLOUDERA, INC.|NATL|National Securities Corporation|3300
CLDR|CLOUDERA, INC.|NEED|Needham & Company, LLC|316
CLDR|CLOUDERA, INC.|NFSC|National Financial Services LLC|1768130
CLDR|CLOUDERA, INC.|NITE|VIRTU Americas LLC|2904076
CLDR|CLOUDERA, INC.|NITP|VIRTU Americas LLC|1693
CLDR|CLOUDERA, INC.|NQRB|Brut, LLC|14111
CLDR|CLOUDERA, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1588
CLDR|CLOUDERA, INC.|NTFN|Network 1 Financial Securities Inc.|1000
CLDR|CLOUDERA, INC.|NTRC|Northern Trust Securities, Inc.|1567
CLDR|CLOUDERA, INC.|OPCO|Oppenheimer & Co. Inc.|407574
CLDR|CLOUDERA, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
CLDR|CLOUDERA, INC.|PCPT|PHILLIP CAPITAL INC.|4166
CLDR|CLOUDERA, INC.|PDQM|CODA MARKETS, INC.|73420
CLDR|CLOUDERA, INC.|PHLY|NASDAQ Execution Services, LLC|27200
CLDR|CLOUDERA, INC.|PWJC|UBS Financial Services, Inc.|10941
CLDR|CLOUDERA, INC.|QMSR|QUATTRO M SECURITIES INC.|3136
CLDR|CLOUDERA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|103474
CLDR|CLOUDERA, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|47746
CLDR|CLOUDERA, INC.|SAGL|SAGETRADER, LLC|4400
CLDR|CLOUDERA, INC.|SAGW|SAGETRADER, LLC|79
CLDR|CLOUDERA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|185421
CLDR|CLOUDERA, INC.|SALW|SW FINANCIAL|3900
CLDR|CLOUDERA, INC.|SBSH|Citigroup Global Markets Inc.|140040
CLDR|CLOUDERA, INC.|SEIC|SEI Investments Distribution Co.|100
CLDR|CLOUDERA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|273424
CLDR|CLOUDERA, INC.|SIDC|Sidoti & Company, LLC|706
CLDR|CLOUDERA, INC.|SOGO|Wang Investment Associates, Inc.|50
CLDR|CLOUDERA, INC.|SPDR|SPEEDROUTE LLC|28654
CLDR|CLOUDERA, INC.|SPHN|Stephens Inc.|8668
CLDR|CLOUDERA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|77954
CLDR|CLOUDERA, INC.|STKP|STOCKPILE INVESTMENTS, INC.|708
CLDR|CLOUDERA, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3009
CLDR|CLOUDERA, INC.|SWIM|TD Ameritrade, Inc.|418420
CLDR|CLOUDERA, INC.|SWST|Hilltop Securities Inc.|7000
CLDR|CLOUDERA, INC.|TKNG|ALLY INVEST SECURITIES LLC|39501
CLDR|CLOUDERA, INC.|TOUR|TOURMALINE PARTNERS, LLC|3800
CLDR|CLOUDERA, INC.|TRBT|Tradebot Systems, Inc.|411953
CLDR|CLOUDERA, INC.|TRCM|TRC MARKETS LLC|90020
CLDR|CLOUDERA, INC.|TWTT|TASTYWORKS, INC.|1800
CLDR|CLOUDERA, INC.|UBSA|UBS SECURITIES LLC|1559322
CLDR|CLOUDERA, INC.|UBSS|UBS Securities LLC|2125709
CLDR|CLOUDERA, INC.|VALX|VIRTU AMERICAS LLC|38718
CLDR|CLOUDERA, INC.|VGRD|Vanguard Marketing Corporation|200590
CLDR|CLOUDERA, INC.|WBLR|WILLIAM BLAIR|78
CLDR|CLOUDERA, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2100
CLDR|CLOUDERA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|318891
CLDR|CLOUDERA, INC.|WDNX|WEEDEN & CO.L.P.|760
CLDR|CLOUDERA, INC.|WEDB|WEDBUSH SECURITIES INC.|33341
CLDR|CLOUDERA, INC.|WEED|Weeden & Co.L.P.|700
CLDR|CLOUDERA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|86739
CLDR|CLOUDERA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|98813
CLDR|CLOUDERA, INC.|WFPB|Wells Fargo Securities, LLC.|1800
CLDR|CLOUDERA, INC.|WGIF|CIBC World Markets Inc.|1485
CLDR|CLOUDERA, INC.|WORD|Worden Capital Management LLC|47278
CLDR|CLOUDERA, INC.|WSAG|WALL STREET ACCESS|5350
CLDR|CLOUDERA, INC.|WSEA|WOLVERINE SECURITIES, LLC|71139
CLDR|CLOUDERA, INC.|XIST|INSTINET, LLC|321600
CLDR|CLOUDERA, INC.|XPQR|Jump Trading|300
CLDR|CLOUDERA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|325938
CLDR|CLOUDERA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|810
CLDR|CLOUDERA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6368
CLDT|CHATHAM LODGING TRT|ALTX|Alternet Securities Inc.|1400
CLDT|CHATHAM LODGING TRT|APCC|Apex Clearing Corporation|363
CLDT|CHATHAM LODGING TRT|BANK|Primevest Financial Services, Inc.|2
CLDT|CHATHAM LODGING TRT|BATM|CBOE TRADING, INC.|1903
CLDT|CHATHAM LODGING TRT|BAYC|BAY CREST PARTNERS, LLC|38
CLDT|CHATHAM LODGING TRT|BERN|Sanford C. Bernstein & Co., LLC|7615
CLDT|CHATHAM LODGING TRT|BIAD|SAGETRADER, LLC|800
CLDT|CHATHAM LODGING TRT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5370
CLDT|CHATHAM LODGING TRT|BNPX|BNP PARIBAS SECURITIES CORP.|16900
CLDT|CHATHAM LODGING TRT|BTIG|BTIG, LLC|410
CLDT|CHATHAM LODGING TRT|BYXM|CBOE TRADING, INC.|953
CLDT|CHATHAM LODGING TRT|BZYD|GOLDMAN SACHS & CO. LLC|1598
CLDT|CHATHAM LODGING TRT|CHAS|Charles Schwab & Co., Inc.|5805
CLDT|CHATHAM LODGING TRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3597
CLDT|CHATHAM LODGING TRT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
CLDT|CHATHAM LODGING TRT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CLDT|CHATHAM LODGING TRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57902
CLDT|CHATHAM LODGING TRT|CTDL|Citadel Derivatives Group Llc|2471
CLDT|CHATHAM LODGING TRT|CXCX|CITIGROUP GLOBAL MARKETS INC.|9486
CLDT|CHATHAM LODGING TRT|DBAB|Deutsche Bank Securities Inc.|44667
CLDT|CHATHAM LODGING TRT|DBAX|Deutsche Bank Securities Inc.|54600
CLDT|CHATHAM LODGING TRT|DEAN|MORGAN STANLEY|2562
CLDT|CHATHAM LODGING TRT|DEGS|RONIN PROFESSIONAL LLC|332
CLDT|CHATHAM LODGING TRT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|320
CLDT|CHATHAM LODGING TRT|EBXL|EBX LLC|33400
CLDT|CHATHAM LODGING TRT|ECUT|CONVERGEX EXECUTION SOLUTIONS|310
CLDT|CHATHAM LODGING TRT|EDJO|Edward D. Jones & Co., L.P.|372
CLDT|CHATHAM LODGING TRT|EGAM|CBOE TRADING, INC.|3561
CLDT|CHATHAM LODGING TRT|EGXM|CBOE TRADING, INC.|2024
CLDT|CHATHAM LODGING TRT|ETBE|Electronic Transaction Clearing, Inc.|2026
CLDT|CHATHAM LODGING TRT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
CLDT|CHATHAM LODGING TRT|ETRS|E*Trade Securities LLC|23592
CLDT|CHATHAM LODGING TRT|FBSB|U.S. Bancorp Investments, Inc.|700
CLDT|CHATHAM LODGING TRT|FILL|Tradestation Securities, Inc.|700
CLDT|CHATHAM LODGING TRT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1520
CLDT|CHATHAM LODGING TRT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65364
CLDT|CHATHAM LODGING TRT|FTBR|Foliofn Investments, Inc.|3087
CLDT|CHATHAM LODGING TRT|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CLDT|CHATHAM LODGING TRT|GLIS|TD Securities Inc|110
CLDT|CHATHAM LODGING TRT|GLPX|ACS EXECUTION SERVICES, LLC|402
CLDT|CHATHAM LODGING TRT|GSCO|GOLDMAN SACHS & CO. LLC|193059
CLDT|CHATHAM LODGING TRT|GSCS|GOLDMAN SACHS & CO. LLC|300
CLDT|CHATHAM LODGING TRT|GSLT|GOLDMAN SACHS & CO. LLC|1199
CLDT|CHATHAM LODGING TRT|GTSZ|GTS SECURITIES LLC|21314
CLDT|CHATHAM LODGING TRT|HRBF|American Enterprise Investment Services Inc.|1318
CLDT|CHATHAM LODGING TRT|IATS|INTERACTIVE BROKERS LLC|1071
CLDT|CHATHAM LODGING TRT|IBKR|Interactive Brokers Llc|3002
CLDT|CHATHAM LODGING TRT|ICBX|INSTINET, LLC|12892
CLDT|CHATHAM LODGING TRT|IEQY|CITADEL SECURITIES LLC|22634
CLDT|CHATHAM LODGING TRT|INCA|INSTINET, LLC|41865
CLDT|CHATHAM LODGING TRT|ITGI|ITG Inc.|22837
CLDT|CHATHAM LODGING TRT|ITGP|ITG INC.|69000
CLDT|CHATHAM LODGING TRT|JANY|Janney Montgomery Scott Inc.|240
CLDT|CHATHAM LODGING TRT|JEFF|JEFFERIES LLC|48086
CLDT|CHATHAM LODGING TRT|JMPT|JUMP TRADING, LLC|5527
CLDT|CHATHAM LODGING TRT|JPBX|J.P. MORGAN SECURITIES LLC|14184
CLDT|CHATHAM LODGING TRT|JPMX|J.P. Morgan Securities LLC|97077
CLDT|CHATHAM LODGING TRT|JSJX|JANE STREET CAPITAL LLC|29049
CLDT|CHATHAM LODGING TRT|KCGM|VIRTU Americas LLC|17131
CLDT|CHATHAM LODGING TRT|LEHM|Barclays Capital Inc./Le|99936
CLDT|CHATHAM LODGING TRT|LIME|Lime Brokerage LLC|55457
CLDT|CHATHAM LODGING TRT|LOOP|Loop Capital Markets LLC|100
CLDT|CHATHAM LODGING TRT|LQNA|LIQUIDNET, INC.|61600
CLDT|CHATHAM LODGING TRT|LSCI|Lek Securities Corporation|35
CLDT|CHATHAM LODGING TRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51726
CLDT|CHATHAM LODGING TRT|MOTF|MOTIF INVESTING, INC.|15
CLDT|CHATHAM LODGING TRT|MSCO|MORGAN STANLEY & CO. LLC|204609
CLDT|CHATHAM LODGING TRT|MSPL|MORGAN STANLEY & CO. LLC|55800
CLDT|CHATHAM LODGING TRT|MSTX|MORGAN STANLEY & CO. LLC|4800
CLDT|CHATHAM LODGING TRT|NFSC|National Financial Services LLC|86535
CLDT|CHATHAM LODGING TRT|NITE|VIRTU Americas LLC|135473
CLDT|CHATHAM LODGING TRT|NQRB|Brut, LLC|4372
CLDT|CHATHAM LODGING TRT|NTBF|BMO Nesbitt Burns Inc./CDS|200
CLDT|CHATHAM LODGING TRT|NTRC|Northern Trust Securities, Inc.|1930
CLDT|CHATHAM LODGING TRT|OPCO|Oppenheimer & Co. Inc.|1600
CLDT|CHATHAM LODGING TRT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1076
CLDT|CHATHAM LODGING TRT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|470
CLDT|CHATHAM LODGING TRT|PDQM|CODA MARKETS, INC.|2562
CLDT|CHATHAM LODGING TRT|PHLY|NASDAQ Execution Services, LLC|200
CLDT|CHATHAM LODGING TRT|PWJC|UBS Financial Services, Inc.|5
CLDT|CHATHAM LODGING TRT|RBCM|RBC CAPITAL MARKETS, LLC|1626
CLDT|CHATHAM LODGING TRT|RGLD|Regal Securities, Inc|45
CLDT|CHATHAM LODGING TRT|SAGW|SAGETRADER, LLC|138
CLDT|CHATHAM LODGING TRT|SALI|INTL FCSTONE FINANCIAL INC.|60
CLDT|CHATHAM LODGING TRT|SBSH|Citigroup Global Markets Inc.|27464
CLDT|CHATHAM LODGING TRT|SGMT|GOLDMAN SACHS & CO. LLC|17382
CLDT|CHATHAM LODGING TRT|SPDR|SPEEDROUTE LLC|1600
CLDT|CHATHAM LODGING TRT|STFL|Stifel, Nicolaus & Company, Incorporated|683
CLDT|CHATHAM LODGING TRT|STKP|STOCKPILE INVESTMENTS, INC.|170
CLDT|CHATHAM LODGING TRT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4533
CLDT|CHATHAM LODGING TRT|SWIM|TD Ameritrade, Inc.|9616
CLDT|CHATHAM LODGING TRT|SWST|Hilltop Securities Inc.|8
CLDT|CHATHAM LODGING TRT|TKNG|ALLY INVEST SECURITIES LLC|896
CLDT|CHATHAM LODGING TRT|TMBR|Timber Hill LLC|1111
CLDT|CHATHAM LODGING TRT|TRBT|Tradebot Systems, Inc.|43950
CLDT|CHATHAM LODGING TRT|TRCM|TRC MARKETS LLC|10769
CLDT|CHATHAM LODGING TRT|TWTT|TASTYWORKS, INC.|125
CLDT|CHATHAM LODGING TRT|UBSA|UBS SECURITIES LLC|152822
CLDT|CHATHAM LODGING TRT|UBSS|UBS Securities LLC|290572
CLDT|CHATHAM LODGING TRT|VALX|VIRTU AMERICAS LLC|6462
CLDT|CHATHAM LODGING TRT|VGRD|Vanguard Marketing Corporation|10994
CLDT|CHATHAM LODGING TRT|VSIN|Vision Financial Markets Llc|4
CLDT|CHATHAM LODGING TRT|WCHV|WELLS FARGO SECURITIES, LLC|25042
CLDT|CHATHAM LODGING TRT|WDNX|WEEDEN & CO.L.P.|510
CLDT|CHATHAM LODGING TRT|WEDB|WEDBUSH SECURITIES INC.|85
CLDT|CHATHAM LODGING TRT|WEED|Weeden & Co.L.P.|22650
CLDT|CHATHAM LODGING TRT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2826
CLDT|CHATHAM LODGING TRT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1252
CLDT|CHATHAM LODGING TRT|WSEA|WOLVERINE SECURITIES, LLC|3796
CLDT|CHATHAM LODGING TRT|XIST|INSTINET, LLC|13200
CLDT|CHATHAM LODGING TRT|XSTM|NATIONAL FINANCIAL SERVICES LLC|16840
CLDT|CHATHAM LODGING TRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2370
CLDX|CELLDEX THERAPEUTICS|ALTX|Alternet Securities Inc.|10000
CLDX|CELLDEX THERAPEUTICS|APCC|Apex Clearing Corporation|43743
CLDX|CELLDEX THERAPEUTICS|BATM|CBOE TRADING, INC.|10442
CLDX|CELLDEX THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|5200
CLDX|CELLDEX THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|40
CLDX|CELLDEX THERAPEUTICS|BIDS|BIDS TRADING L.P.|800
CLDX|CELLDEX THERAPEUTICS|BIMI|Banca IMI Securities Corp.|96515
CLDX|CELLDEX THERAPEUTICS|BKCM|BNY Mellon Capital Markets LLC|4000
CLDX|CELLDEX THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|329545
CLDX|CELLDEX THERAPEUTICS|BLKX|INSTINET, LLC|77900
CLDX|CELLDEX THERAPEUTICS|BMOC|BMO Capital Markets Corp.|19907
CLDX|CELLDEX THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|11498
CLDX|CELLDEX THERAPEUTICS|BTIG|BTIG, LLC|446152
CLDX|CELLDEX THERAPEUTICS|BYXM|CBOE TRADING, INC.|1700
CLDX|CELLDEX THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|2270
CLDX|CELLDEX THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|31500
CLDX|CELLDEX THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1151253
CLDX|CELLDEX THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|36981
CLDX|CELLDEX THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|573623
CLDX|CELLDEX THERAPEUTICS|CTDE|CHOICETRADE|11750
CLDX|CELLDEX THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|37061
CLDX|CELLDEX THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|270842
CLDX|CELLDEX THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|1983156
CLDX|CELLDEX THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|609400
CLDX|CELLDEX THERAPEUTICS|DEAN|MORGAN STANLEY|15391
CLDX|CELLDEX THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|6189
CLDX|CELLDEX THERAPEUTICS|EBXL|EBX LLC|472000
CLDX|CELLDEX THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|10691
CLDX|CELLDEX THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|1961
CLDX|CELLDEX THERAPEUTICS|EGAM|CBOE TRADING, INC.|108239
CLDX|CELLDEX THERAPEUTICS|EGAW|CBOE TRADING, INC.|400
CLDX|CELLDEX THERAPEUTICS|EGXM|CBOE TRADING, INC.|78231
CLDX|CELLDEX THERAPEUTICS|EGXW|CBOE TRADING, INC.|1300
CLDX|CELLDEX THERAPEUTICS|ETRS|E*Trade Securities LLC|4242275
CLDX|CELLDEX THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|1413433
CLDX|CELLDEX THERAPEUTICS|FBSB|U.S. Bancorp Investments, Inc.|2400
CLDX|CELLDEX THERAPEUTICS|FILL|Tradestation Securities, Inc.|38772
CLDX|CELLDEX THERAPEUTICS|FMAF|NBCN Inc./ CDS|11550
CLDX|CELLDEX THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|4796614
CLDX|CELLDEX THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29151
CLDX|CELLDEX THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93307
CLDX|CELLDEX THERAPEUTICS|FTBR|Foliofn Investments, Inc.|7071
CLDX|CELLDEX THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|97868
CLDX|CELLDEX THERAPEUTICS|GLIS|TD Securities Inc|5000
CLDX|CELLDEX THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|7208012
CLDX|CELLDEX THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|263395
CLDX|CELLDEX THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|206809
CLDX|CELLDEX THERAPEUTICS|GTSZ|GTS SECURITIES LLC|12250
CLDX|CELLDEX THERAPEUTICS|HAPX|HAP Trading, LLC|696
CLDX|CELLDEX THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|25701
CLDX|CELLDEX THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|5529
CLDX|CELLDEX THERAPEUTICS|IBKR|Interactive Brokers Llc|850404
CLDX|CELLDEX THERAPEUTICS|ICBX|INSTINET, LLC|606897
CLDX|CELLDEX THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|37703
CLDX|CELLDEX THERAPEUTICS|INCA|INSTINET, LLC|1177690
CLDX|CELLDEX THERAPEUTICS|INJX|INSTINET, LLC|5409
CLDX|CELLDEX THERAPEUTICS|ITGI|ITG Inc.|248804
CLDX|CELLDEX THERAPEUTICS|ITGP|ITG INC.|392800
CLDX|CELLDEX THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|1000
CLDX|CELLDEX THERAPEUTICS|JEFF|JEFFERIES LLC|7788
CLDX|CELLDEX THERAPEUTICS|JMPT|JUMP TRADING, LLC|16856
CLDX|CELLDEX THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|61370
CLDX|CELLDEX THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|1036527
CLDX|CELLDEX THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|12249
CLDX|CELLDEX THERAPEUTICS|KCGM|VIRTU Americas LLC|615622
CLDX|CELLDEX THERAPEUTICS|LEHM|Barclays Capital Inc./Le|4088903
CLDX|CELLDEX THERAPEUTICS|LIME|Lime Brokerage LLC|38621
CLDX|CELLDEX THERAPEUTICS|LOOP|Loop Capital Markets LLC|19512
CLDX|CELLDEX THERAPEUTICS|LQNB|LIQUIDNET, INC.|800
CLDX|CELLDEX THERAPEUTICS|LSCI|Lek Securities Corporation|2301
CLDX|CELLDEX THERAPEUTICS|MACQ|Macquarie Capital (USA) Inc.|16691
CLDX|CELLDEX THERAPEUTICS|MAXM|Maxim Group LLC|1935
CLDX|CELLDEX THERAPEUTICS|MICA|Spartan Securities Group, Ltd.|120000
CLDX|CELLDEX THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1038469
CLDX|CELLDEX THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|3
CLDX|CELLDEX THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|9520383
CLDX|CELLDEX THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|245500
CLDX|CELLDEX THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|620200
CLDX|CELLDEX THERAPEUTICS|NATL|National Securities Corporation|9400
CLDX|CELLDEX THERAPEUTICS|NBCS|NBC Securities, INC.|3000
CLDX|CELLDEX THERAPEUTICS|NFSC|National Financial Services LLC|2751132
CLDX|CELLDEX THERAPEUTICS|NITE|VIRTU Americas LLC|4479111
CLDX|CELLDEX THERAPEUTICS|NITP|VIRTU Americas LLC|5400
CLDX|CELLDEX THERAPEUTICS|NQRB|Brut, LLC|65380
CLDX|CELLDEX THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|41975
CLDX|CELLDEX THERAPEUTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4350
CLDX|CELLDEX THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|163653
CLDX|CELLDEX THERAPEUTICS|PDQM|CODA MARKETS, INC.|862308
CLDX|CELLDEX THERAPEUTICS|PWJC|UBS Financial Services, Inc.|152150
CLDX|CELLDEX THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|40249
CLDX|CELLDEX THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|4580
CLDX|CELLDEX THERAPEUTICS|RGLD|Regal Securities, Inc|400
CLDX|CELLDEX THERAPEUTICS|SAGL|SAGETRADER, LLC|37746
CLDX|CELLDEX THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|1301231
CLDX|CELLDEX THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|339049
CLDX|CELLDEX THERAPEUTICS|SPDR|SPEEDROUTE LLC|31273
CLDX|CELLDEX THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|11800
CLDX|CELLDEX THERAPEUTICS|SWIM|TD Ameritrade, Inc.|1100729
CLDX|CELLDEX THERAPEUTICS|SWST|Hilltop Securities Inc.|4000
CLDX|CELLDEX THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|74283
CLDX|CELLDEX THERAPEUTICS|TWTT|TASTYWORKS, INC.|3600
CLDX|CELLDEX THERAPEUTICS|UBSA|UBS SECURITIES LLC|1599414
CLDX|CELLDEX THERAPEUTICS|UBSS|UBS Securities LLC|8339742
CLDX|CELLDEX THERAPEUTICS|VALX|VIRTU AMERICAS LLC|10284
CLDX|CELLDEX THERAPEUTICS|VGRD|Vanguard Marketing Corporation|244538
CLDX|CELLDEX THERAPEUTICS|VSIN|Vision Financial Markets Llc|99485
CLDX|CELLDEX THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|130982
CLDX|CELLDEX THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|4766
CLDX|CELLDEX THERAPEUTICS|WEED|Weeden & Co.L.P.|154587
CLDX|CELLDEX THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27952
CLDX|CELLDEX THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10512
CLDX|CELLDEX THERAPEUTICS|WGIF|CIBC World Markets Inc.|145742
CLDX|CELLDEX THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|85593
CLDX|CELLDEX THERAPEUTICS|XIST|INSTINET, LLC|13600
CLDX|CELLDEX THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|377486
CLDX|CELLDEX THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15875
CLF|CLEVELAND-CLIFFS INC|ABLE|NATIXIS Securities Americas LLC|15411
CLF|CLEVELAND-CLIFFS INC|ACLP|ALEXANDER CAPITAL, L.P.|17000
CLF|CLEVELAND-CLIFFS INC|ADAM|CANACCORD GENUITY INC.|51593
CLF|CLEVELAND-CLIFFS INC|AGIS|Aegis Capital Corp.|19425
CLF|CLEVELAND-CLIFFS INC|ALFA|ALPHA TRADING L.P.|229012
CLF|CLEVELAND-CLIFFS INC|ALLN|Allen & Company LLC|18899
CLF|CLEVELAND-CLIFFS INC|ALTX|Alternet Securities Inc.|17922
CLF|CLEVELAND-CLIFFS INC|ANOS|ABEL/NOSER, L.L.C.|1059
CLF|CLEVELAND-CLIFFS INC|APCC|Apex Clearing Corporation|136792
CLF|CLEVELAND-CLIFFS INC|BANK|Primevest Financial Services, Inc.|5820
CLF|CLEVELAND-CLIFFS INC|BARD|Robert W. Baird & Co. Incorporated|31996
CLF|CLEVELAND-CLIFFS INC|BATM|CBOE TRADING, INC.|13612
CLF|CLEVELAND-CLIFFS INC|BAYC|BAY CREST PARTNERS, LLC|85
CLF|CLEVELAND-CLIFFS INC|BBNT|BB&T SECURITIES, LLC|42896
CLF|CLEVELAND-CLIFFS INC|BERN|Sanford C. Bernstein & Co., LLC|194752
CLF|CLEVELAND-CLIFFS INC|BIDS|BIDS TRADING L.P.|190300
CLF|CLEVELAND-CLIFFS INC|BIMI|Banca IMI Securities Corp.|1709
CLF|CLEVELAND-CLIFFS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|162753
CLF|CLEVELAND-CLIFFS INC|BLKX|INSTINET, LLC|25800
CLF|CLEVELAND-CLIFFS INC|BMOC|BMO Capital Markets Corp.|2885
CLF|CLEVELAND-CLIFFS INC|BNPX|BNP PARIBAS SECURITIES CORP.|103608
CLF|CLEVELAND-CLIFFS INC|BRGE|Newbridge Securities Corp.|7567
CLF|CLEVELAND-CLIFFS INC|BTIG|BTIG, LLC|200
CLF|CLEVELAND-CLIFFS INC|BYXM|CBOE TRADING, INC.|13260
CLF|CLEVELAND-CLIFFS INC|BZYD|GOLDMAN SACHS & CO. LLC|5117
CLF|CLEVELAND-CLIFFS INC|CANT|Cantor Fitzgerald & Co.|18752
CLF|CLEVELAND-CLIFFS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|61400
CLF|CLEVELAND-CLIFFS INC|CHAS|Charles Schwab & Co., Inc.|49521
CLF|CLEVELAND-CLIFFS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|100000
CLF|CLEVELAND-CLIFFS INC|CIST|Capital Institutional Services, Inc.|62498
CLF|CLEVELAND-CLIFFS INC|CLSA|CLSA AMERICAS, LLC|4700
CLF|CLEVELAND-CLIFFS INC|CNFR|Cowen Prime Services LLC|13500
CLF|CLEVELAND-CLIFFS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600748
CLF|CLEVELAND-CLIFFS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CLF|CLEVELAND-CLIFFS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5733
CLF|CLEVELAND-CLIFFS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2186979
CLF|CLEVELAND-CLIFFS INC|CTDL|Citadel Derivatives Group Llc|13430
CLF|CLEVELAND-CLIFFS INC|CTLR|CUTLER GROUP, LP|600
CLF|CLEVELAND-CLIFFS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|470188
CLF|CLEVELAND-CLIFFS INC|DADA|D.A. Davidson & Co.|48053
CLF|CLEVELAND-CLIFFS INC|DBAB|Deutsche Bank Securities Inc.|1434910
CLF|CLEVELAND-CLIFFS INC|DBAX|Deutsche Bank Securities Inc.|2618100
CLF|CLEVELAND-CLIFFS INC|DBUL|Deutsche Bank Securities Inc.|300
CLF|CLEVELAND-CLIFFS INC|DCHF|Dart Executions, LLC|38395
CLF|CLEVELAND-CLIFFS INC|DEAN|MORGAN STANLEY|25453
CLF|CLEVELAND-CLIFFS INC|DEGS|RONIN PROFESSIONAL LLC|700
CLF|CLEVELAND-CLIFFS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|43736
CLF|CLEVELAND-CLIFFS INC|DJSA|Dawson James Securities, Inc|105600
CLF|CLEVELAND-CLIFFS INC|EBXL|EBX LLC|1364300
CLF|CLEVELAND-CLIFFS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|21857
CLF|CLEVELAND-CLIFFS INC|EDJC|Edward Jones / CDS|1000
CLF|CLEVELAND-CLIFFS INC|EDJO|Edward D. Jones & Co., L.P.|22092
CLF|CLEVELAND-CLIFFS INC|EGAM|CBOE TRADING, INC.|51836
CLF|CLEVELAND-CLIFFS INC|EGAW|CBOE TRADING, INC.|1386
CLF|CLEVELAND-CLIFFS INC|EGXM|CBOE TRADING, INC.|46997
CLF|CLEVELAND-CLIFFS INC|ETBE|Electronic Transaction Clearing, Inc.|35265
CLF|CLEVELAND-CLIFFS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CLF|CLEVELAND-CLIFFS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2268
CLF|CLEVELAND-CLIFFS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|15053
CLF|CLEVELAND-CLIFFS INC|ETRS|E*Trade Securities LLC|5950254
CLF|CLEVELAND-CLIFFS INC|FBRC|B. RILEY FBR, INC.|82024
CLF|CLEVELAND-CLIFFS INC|FBSB|U.S. Bancorp Investments, Inc.|1100
CLF|CLEVELAND-CLIFFS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1600
CLF|CLEVELAND-CLIFFS INC|FILL|Tradestation Securities, Inc.|505963
CLF|CLEVELAND-CLIFFS INC|FMAF|NBCN Inc./ CDS|30793
CLF|CLEVELAND-CLIFFS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11223
CLF|CLEVELAND-CLIFFS INC|FQLS|Quantlab Securities LP|406940
CLF|CLEVELAND-CLIFFS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|430375
CLF|CLEVELAND-CLIFFS INC|FTBR|Foliofn Investments, Inc.|2951
CLF|CLEVELAND-CLIFFS INC|GBMT|GBM International, Inc.|24300
CLF|CLEVELAND-CLIFFS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|41338
CLF|CLEVELAND-CLIFFS INC|GLIS|TD Securities Inc|70222
CLF|CLEVELAND-CLIFFS INC|GLPX|ACS EXECUTION SERVICES, LLC|546121
CLF|CLEVELAND-CLIFFS INC|GSCO|GOLDMAN SACHS & CO. LLC|2333458
CLF|CLEVELAND-CLIFFS INC|GSCS|GOLDMAN SACHS & CO. LLC|94377
CLF|CLEVELAND-CLIFFS INC|GSLT|GOLDMAN SACHS & CO. LLC|64163
CLF|CLEVELAND-CLIFFS INC|GTSZ|GTS SECURITIES LLC|195553
CLF|CLEVELAND-CLIFFS INC|HAPX|HAP Trading, LLC|100
CLF|CLEVELAND-CLIFFS INC|HRBF|American Enterprise Investment Services Inc.|156633
CLF|CLEVELAND-CLIFFS INC|HSBC|HSBC Securities, Inc.|1500
CLF|CLEVELAND-CLIFFS INC|IATS|INTERACTIVE BROKERS LLC|320736
CLF|CLEVELAND-CLIFFS INC|IBKR|Interactive Brokers Llc|439450
CLF|CLEVELAND-CLIFFS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3261
CLF|CLEVELAND-CLIFFS INC|ICBX|INSTINET, LLC|891422
CLF|CLEVELAND-CLIFFS INC|IEQY|CITADEL SECURITIES LLC|474946
CLF|CLEVELAND-CLIFFS INC|INCA|INSTINET, LLC|1012986
CLF|CLEVELAND-CLIFFS INC|INJX|INSTINET, LLC|79228
CLF|CLEVELAND-CLIFFS INC|ITGI|ITG Inc.|81325
CLF|CLEVELAND-CLIFFS INC|ITGP|ITG INC.|739800
CLF|CLEVELAND-CLIFFS INC|JANY|Janney Montgomery Scott Inc.|17310
CLF|CLEVELAND-CLIFFS INC|JEFF|JEFFERIES LLC|4833625
CLF|CLEVELAND-CLIFFS INC|JMPT|JUMP TRADING, LLC|294054
CLF|CLEVELAND-CLIFFS INC|JONE|JonesTrading|13518
CLF|CLEVELAND-CLIFFS INC|JPBX|J.P. MORGAN SECURITIES LLC|881232
CLF|CLEVELAND-CLIFFS INC|JPMX|J.P. Morgan Securities LLC|5860918
CLF|CLEVELAND-CLIFFS INC|JSJX|JANE STREET CAPITAL LLC|13378
CLF|CLEVELAND-CLIFFS INC|KCGM|VIRTU Americas LLC|501222
CLF|CLEVELAND-CLIFFS INC|KRSH|Kershner Securities, LLC|9271
CLF|CLEVELAND-CLIFFS INC|LEHM|Barclays Capital Inc./Le|4351905
CLF|CLEVELAND-CLIFFS INC|LIME|Lime Brokerage LLC|239989
CLF|CLEVELAND-CLIFFS INC|LOOP|Loop Capital Markets LLC|4773
CLF|CLEVELAND-CLIFFS INC|LQNA|LIQUIDNET, INC.|4792600
CLF|CLEVELAND-CLIFFS INC|LSCI|Lek Securities Corporation|1327
CLF|CLEVELAND-CLIFFS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CLF|CLEVELAND-CLIFFS INC|MACQ|Macquarie Capital (USA) Inc.|17918
CLF|CLEVELAND-CLIFFS INC|MAXM|Maxim Group LLC|4039
CLF|CLEVELAND-CLIFFS INC|MBTS|ALLY INVEST SECURITIES LLC|4000
CLF|CLEVELAND-CLIFFS INC|MCMF|Raymond James Ltd. Cds|7600
CLF|CLEVELAND-CLIFFS INC|MKMP|MKM Partners LLC|12994
CLF|CLEVELAND-CLIFFS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2903110
CLF|CLEVELAND-CLIFFS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CLF|CLEVELAND-CLIFFS INC|MNDX|TJM Investments, LLC|150750
CLF|CLEVELAND-CLIFFS INC|MOTF|MOTIF INVESTING, INC.|4
CLF|CLEVELAND-CLIFFS INC|MSCO|MORGAN STANLEY & CO. LLC|6528722
CLF|CLEVELAND-CLIFFS INC|MSPL|MORGAN STANLEY & CO. LLC|1929400
CLF|CLEVELAND-CLIFFS INC|MSTX|MORGAN STANLEY & CO. LLC|1453200
CLF|CLEVELAND-CLIFFS INC|MZHO|Mizuho Securities USA LLC|79000
CLF|CLEVELAND-CLIFFS INC|NATL|National Securities Corporation|81231
CLF|CLEVELAND-CLIFFS INC|NEUB|NEUBERGER BERMAN BD LLC|770
CLF|CLEVELAND-CLIFFS INC|NFSC|National Financial Services LLC|5131783
CLF|CLEVELAND-CLIFFS INC|NITE|VIRTU Americas LLC|9342560
CLF|CLEVELAND-CLIFFS INC|NITP|VIRTU Americas LLC|84921
CLF|CLEVELAND-CLIFFS INC|NQRB|Brut, LLC|51725
CLF|CLEVELAND-CLIFFS INC|NTBF|BMO Nesbitt Burns Inc./CDS|11944
CLF|CLEVELAND-CLIFFS INC|NTRC|Northern Trust Securities, Inc.|4000
CLF|CLEVELAND-CLIFFS INC|OHOS|TWO SIGMA SECURITIES, LLC|78339
CLF|CLEVELAND-CLIFFS INC|OPCO|Oppenheimer & Co. Inc.|62439
CLF|CLEVELAND-CLIFFS INC|OTAA|OTA LLC|20585
CLF|CLEVELAND-CLIFFS INC|PCPT|PHILLIP CAPITAL INC.|1516
CLF|CLEVELAND-CLIFFS INC|PDQM|CODA MARKETS, INC.|220828
CLF|CLEVELAND-CLIFFS INC|PHLY|NASDAQ Execution Services, LLC|234400
CLF|CLEVELAND-CLIFFS INC|PWJC|UBS Financial Services, Inc.|87022
CLF|CLEVELAND-CLIFFS INC|QMSR|QUATTRO M SECURITIES INC.|2190
CLF|CLEVELAND-CLIFFS INC|RBCM|RBC CAPITAL MARKETS, LLC|212836
CLF|CLEVELAND-CLIFFS INC|RDBN|Redburn Partners (USA) LP|10100
CLF|CLEVELAND-CLIFFS INC|RGLD|Regal Securities, Inc|810
CLF|CLEVELAND-CLIFFS INC|SAGL|SAGETRADER, LLC|12706
CLF|CLEVELAND-CLIFFS INC|SAGW|SAGETRADER, LLC|1101
CLF|CLEVELAND-CLIFFS INC|SALI|INTL FCSTONE FINANCIAL INC.|2379
CLF|CLEVELAND-CLIFFS INC|SBRX|MURIEL SIEBERT & CO INC|950
CLF|CLEVELAND-CLIFFS INC|SBSH|Citigroup Global Markets Inc.|994809
CLF|CLEVELAND-CLIFFS INC|SGMT|GOLDMAN SACHS & CO. LLC|1229075
CLF|CLEVELAND-CLIFFS INC|SPDR|SPEEDROUTE LLC|37886
CLF|CLEVELAND-CLIFFS INC|SPHN|Stephens Inc.|76700
CLF|CLEVELAND-CLIFFS INC|STFL|Stifel, Nicolaus & Company, Incorporated|43958
CLF|CLEVELAND-CLIFFS INC|STKP|STOCKPILE INVESTMENTS, INC.|1258
CLF|CLEVELAND-CLIFFS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19932
CLF|CLEVELAND-CLIFFS INC|SWIM|TD Ameritrade, Inc.|2680493
CLF|CLEVELAND-CLIFFS INC|SWST|Hilltop Securities Inc.|63441
CLF|CLEVELAND-CLIFFS INC|TKNG|ALLY INVEST SECURITIES LLC|496633
CLF|CLEVELAND-CLIFFS INC|TRBT|Tradebot Systems, Inc.|657962
CLF|CLEVELAND-CLIFFS INC|TRCM|TRC MARKETS LLC|98236
CLF|CLEVELAND-CLIFFS INC|TWTT|TASTYWORKS, INC.|2400
CLF|CLEVELAND-CLIFFS INC|UBSA|UBS SECURITIES LLC|4157679
CLF|CLEVELAND-CLIFFS INC|UBSS|UBS Securities LLC|3765068
CLF|CLEVELAND-CLIFFS INC|VALX|VIRTU AMERICAS LLC|395988
CLF|CLEVELAND-CLIFFS INC|VERT|The Vertical Trading Group, LLC|100
CLF|CLEVELAND-CLIFFS INC|VGRD|Vanguard Marketing Corporation|151619
CLF|CLEVELAND-CLIFFS INC|VIEW|VIEWTRADE SECURITIES LLC|100
CLF|CLEVELAND-CLIFFS INC|VSIN|Vision Financial Markets Llc|100
CLF|CLEVELAND-CLIFFS INC|WABR|Wall Street Access|5200
CLF|CLEVELAND-CLIFFS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6792
CLF|CLEVELAND-CLIFFS INC|WCHV|WELLS FARGO SECURITIES, LLC|1750850
CLF|CLEVELAND-CLIFFS INC|WECI|Winslow, Evans & Crocker, Inc.|10200
CLF|CLEVELAND-CLIFFS INC|WEDB|WEDBUSH SECURITIES INC.|27159
CLF|CLEVELAND-CLIFFS INC|WEED|Weeden & Co.L.P.|2599
CLF|CLEVELAND-CLIFFS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|522500
CLF|CLEVELAND-CLIFFS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15573
CLF|CLEVELAND-CLIFFS INC|WGIF|CIBC World Markets Inc.|10419
CLF|CLEVELAND-CLIFFS INC|WSEA|WOLVERINE SECURITIES, LLC|225257
CLF|CLEVELAND-CLIFFS INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|55900
CLF|CLEVELAND-CLIFFS INC|XIST|INSTINET, LLC|206200
CLF|CLEVELAND-CLIFFS INC|XPQR|Jump Trading|800
CLF|CLEVELAND-CLIFFS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|623162
CLF|CLEVELAND-CLIFFS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1582
CLF|CLEVELAND-CLIFFS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|112964
CLFD|CLEARFIELD, INC ##|APCC|Apex Clearing Corporation|2
CLFD|CLEARFIELD, INC ##|BANK|Primevest Financial Services, Inc.|197
CLFD|CLEARFIELD, INC ##|BERN|Sanford C. Bernstein & Co., LLC|1545
CLFD|CLEARFIELD, INC ##|BMOC|BMO Capital Markets Corp.|1826
CLFD|CLEARFIELD, INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|915
CLFD|CLEARFIELD, INC ##|BTIG|BTIG, LLC|257
CLFD|CLEARFIELD, INC ##|BZYD|GOLDMAN SACHS & CO. LLC|161
CLFD|CLEARFIELD, INC ##|CANT|Cantor Fitzgerald & Co.|20000
CLFD|CLEARFIELD, INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2333
CLFD|CLEARFIELD, INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CLFD|CLEARFIELD, INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5371
CLFD|CLEARFIELD, INC ##|CTDL|Citadel Derivatives Group Llc|63
CLFD|CLEARFIELD, INC ##|CTLR|CUTLER GROUP, LP|2008
CLFD|CLEARFIELD, INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|838
CLFD|CLEARFIELD, INC ##|DBAB|Deutsche Bank Securities Inc.|26677
CLFD|CLEARFIELD, INC ##|DBAX|Deutsche Bank Securities Inc.|3600
CLFD|CLEARFIELD, INC ##|DEGS|RONIN PROFESSIONAL LLC|5231
CLFD|CLEARFIELD, INC ##|EBXL|EBX LLC|4100
CLFD|CLEARFIELD, INC ##|EGXM|CBOE TRADING, INC.|600
CLFD|CLEARFIELD, INC ##|ETRS|E*Trade Securities LLC|3055
CLFD|CLEARFIELD, INC ##|FBCO|Credit Suisse Securities (USA) LLC|113490
CLFD|CLEARFIELD, INC ##|FOMA|TD AMERITRADE CLEARING, INC.|23584
CLFD|CLEARFIELD, INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|909
CLFD|CLEARFIELD, INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3251
CLFD|CLEARFIELD, INC ##|GSCO|GOLDMAN SACHS & CO. LLC|108492
CLFD|CLEARFIELD, INC ##|GSCS|GOLDMAN SACHS & CO. LLC|200
CLFD|CLEARFIELD, INC ##|IBKR|Interactive Brokers Llc|3463
CLFD|CLEARFIELD, INC ##|ICBX|INSTINET, LLC|400
CLFD|CLEARFIELD, INC ##|IEQY|CITADEL SECURITIES LLC|500
CLFD|CLEARFIELD, INC ##|INCA|INSTINET, LLC|14405
CLFD|CLEARFIELD, INC ##|INJX|INSTINET, LLC|129
CLFD|CLEARFIELD, INC ##|ITGI|ITG Inc.|2193
CLFD|CLEARFIELD, INC ##|ITGP|ITG INC.|5200
CLFD|CLEARFIELD, INC ##|JEFF|JEFFERIES LLC|5368
CLFD|CLEARFIELD, INC ##|JPBX|J.P. MORGAN SECURITIES LLC|152
CLFD|CLEARFIELD, INC ##|JPMX|J.P. Morgan Securities LLC|14652
CLFD|CLEARFIELD, INC ##|KCGM|VIRTU Americas LLC|500
CLFD|CLEARFIELD, INC ##|LEHM|Barclays Capital Inc./Le|30030
CLFD|CLEARFIELD, INC ##|LIME|Lime Brokerage LLC|23466
CLFD|CLEARFIELD, INC ##|LQNA|LIQUIDNET, INC.|15300
CLFD|CLEARFIELD, INC ##|MAXM|Maxim Group LLC|687
CLFD|CLEARFIELD, INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
CLFD|CLEARFIELD, INC ##|MSCO|MORGAN STANLEY & CO. LLC|60033
CLFD|CLEARFIELD, INC ##|MSPL|MORGAN STANLEY & CO. LLC|4300
CLFD|CLEARFIELD, INC ##|MSTX|MORGAN STANLEY & CO. LLC|6400
CLFD|CLEARFIELD, INC ##|NFSC|National Financial Services LLC|26764
CLFD|CLEARFIELD, INC ##|NITE|VIRTU Americas LLC|51452
CLFD|CLEARFIELD, INC ##|NORT|Northland Securities, Inc.|9903
CLFD|CLEARFIELD, INC ##|NQRB|Brut, LLC|301
CLFD|CLEARFIELD, INC ##|RBCM|RBC CAPITAL MARKETS, LLC|3975
CLFD|CLEARFIELD, INC ##|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|15300
CLFD|CLEARFIELD, INC ##|SBSH|Citigroup Global Markets Inc.|10273
CLFD|CLEARFIELD, INC ##|SGMT|GOLDMAN SACHS & CO. LLC|1515
CLFD|CLEARFIELD, INC ##|SPDR|SPEEDROUTE LLC|1000
CLFD|CLEARFIELD, INC ##|SPTD|MINT GLOBAL MARKETS, INC.|4400
CLFD|CLEARFIELD, INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|4152
CLFD|CLEARFIELD, INC ##|SWIM|TD Ameritrade, Inc.|1600
CLFD|CLEARFIELD, INC ##|TMBR|Timber Hill LLC|39
CLFD|CLEARFIELD, INC ##|TRBT|Tradebot Systems, Inc.|2666
CLFD|CLEARFIELD, INC ##|TRCM|TRC MARKETS LLC|5610
CLFD|CLEARFIELD, INC ##|UBSA|UBS SECURITIES LLC|18019
CLFD|CLEARFIELD, INC ##|UBSS|UBS Securities LLC|39539
CLFD|CLEARFIELD, INC ##|VALX|VIRTU AMERICAS LLC|586
CLFD|CLEARFIELD, INC ##|VGRD|Vanguard Marketing Corporation|1400
CLFD|CLEARFIELD, INC ##|WCHV|WELLS FARGO SECURITIES, LLC|8571
CLFD|CLEARFIELD, INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
CLFD|CLEARFIELD, INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
CLGN|COLLPLANT HOLD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
CLGN|COLLPLANT HOLD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
CLGN|COLLPLANT HOLD ADS|EDJO|Edward D. Jones & Co., L.P.|320
CLGN|COLLPLANT HOLD ADS|ETRS|E*Trade Securities LLC|2370
CLGN|COLLPLANT HOLD ADS|FILL|Tradestation Securities, Inc.|10
CLGN|COLLPLANT HOLD ADS|FOMA|TD AMERITRADE CLEARING, INC.|11790
CLGN|COLLPLANT HOLD ADS|GSLT|GOLDMAN SACHS & CO. LLC|700
CLGN|COLLPLANT HOLD ADS|IBKR|Interactive Brokers Llc|1389
CLGN|COLLPLANT HOLD ADS|INCA|INSTINET, LLC|8975
CLGN|COLLPLANT HOLD ADS|JHDR|J.H. Darbie & Co., Inc.|9549
CLGN|COLLPLANT HOLD ADS|LIME|Lime Brokerage LLC|601
CLGN|COLLPLANT HOLD ADS|MSCO|MORGAN STANLEY & CO. LLC|2550
CLGN|COLLPLANT HOLD ADS|NFSC|National Financial Services LLC|984
CLGN|COLLPLANT HOLD ADS|NITE|VIRTU Americas LLC|13757
CLGN|COLLPLANT HOLD ADS|NQRB|Brut, LLC|200
CLGN|COLLPLANT HOLD ADS|SGMT|GOLDMAN SACHS & CO. LLC|100
CLGN|COLLPLANT HOLD ADS|UBSA|UBS SECURITIES LLC|201
CLGN|COLLPLANT HOLD ADS|UBSS|UBS Securities LLC|700
CLGN|COLLPLANT HOLD ADS|WEDB|WEDBUSH SECURITIES INC.|250
CLGX|CORELOGIC, INC.|ALTX|Alternet Securities Inc.|1819
CLGX|CORELOGIC, INC.|ANOS|ABEL/NOSER, L.L.C.|600
CLGX|CORELOGIC, INC.|APCC|Apex Clearing Corporation|941
CLGX|CORELOGIC, INC.|BARD|Robert W. Baird & Co. Incorporated|60
CLGX|CORELOGIC, INC.|BATM|CBOE TRADING, INC.|3423
CLGX|CORELOGIC, INC.|BAYC|BAY CREST PARTNERS, LLC|20
CLGX|CORELOGIC, INC.|BAYT|BTIG, LLC|100
CLGX|CORELOGIC, INC.|BBNT|BB&T SECURITIES, LLC|100
CLGX|CORELOGIC, INC.|BERN|Sanford C. Bernstein & Co., LLC|45339
CLGX|CORELOGIC, INC.|BIDS|BIDS TRADING L.P.|13200
CLGX|CORELOGIC, INC.|BKCM|BNY Mellon Capital Markets LLC|17113
CLGX|CORELOGIC, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7839
CLGX|CORELOGIC, INC.|BLKX|INSTINET, LLC|113400
CLGX|CORELOGIC, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2933
CLGX|CORELOGIC, INC.|BTIG|BTIG, LLC|6633
CLGX|CORELOGIC, INC.|BYXM|CBOE TRADING, INC.|700
CLGX|CORELOGIC, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1540
CLGX|CORELOGIC, INC.|CABR|Cabrera Capital Markets, Inc.|25
CLGX|CORELOGIC, INC.|CANT|Cantor Fitzgerald & Co.|2000
CLGX|CORELOGIC, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|64000
CLGX|CORELOGIC, INC.|CHAS|Charles Schwab & Co., Inc.|354
CLGX|CORELOGIC, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
CLGX|CORELOGIC, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44035
CLGX|CORELOGIC, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|547
CLGX|CORELOGIC, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
CLGX|CORELOGIC, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|154422
CLGX|CORELOGIC, INC.|CTDL|Citadel Derivatives Group Llc|6475
CLGX|CORELOGIC, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|12596
CLGX|CORELOGIC, INC.|DADA|D.A. Davidson & Co.|250
CLGX|CORELOGIC, INC.|DBAB|Deutsche Bank Securities Inc.|632144
CLGX|CORELOGIC, INC.|DBAX|Deutsche Bank Securities Inc.|163100
CLGX|CORELOGIC, INC.|DBUL|Deutsche Bank Securities Inc.|100
CLGX|CORELOGIC, INC.|DEAN|MORGAN STANLEY|505
CLGX|CORELOGIC, INC.|DEGS|RONIN PROFESSIONAL LLC|479
CLGX|CORELOGIC, INC.|EBXL|EBX LLC|54800
CLGX|CORELOGIC, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5593
CLGX|CORELOGIC, INC.|EDJO|Edward D. Jones & Co., L.P.|220
CLGX|CORELOGIC, INC.|EGAM|CBOE TRADING, INC.|3905
CLGX|CORELOGIC, INC.|EGAW|CBOE TRADING, INC.|77
CLGX|CORELOGIC, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|240
CLGX|CORELOGIC, INC.|EGXM|CBOE TRADING, INC.|828
CLGX|CORELOGIC, INC.|EGXW|CBOE TRADING, INC.|2
CLGX|CORELOGIC, INC.|ETBE|Electronic Transaction Clearing, Inc.|2652
CLGX|CORELOGIC, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CLGX|CORELOGIC, INC.|ETCC|Electronic Transaction Clearing, Inc.|326
CLGX|CORELOGIC, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3438
CLGX|CORELOGIC, INC.|ETRS|E*Trade Securities LLC|2766
CLGX|CORELOGIC, INC.|FILL|Tradestation Securities, Inc.|124
CLGX|CORELOGIC, INC.|FMAF|NBCN Inc./ CDS|13
CLGX|CORELOGIC, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1681
CLGX|CORELOGIC, INC.|FQLS|Quantlab Securities LP|86575
CLGX|CORELOGIC, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49559
CLGX|CORELOGIC, INC.|FTBR|Foliofn Investments, Inc.|753
CLGX|CORELOGIC, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3273
CLGX|CORELOGIC, INC.|GSCO|GOLDMAN SACHS & CO. LLC|197731
CLGX|CORELOGIC, INC.|GSLT|GOLDMAN SACHS & CO. LLC|5223
CLGX|CORELOGIC, INC.|GTSZ|GTS SECURITIES LLC|68141
CLGX|CORELOGIC, INC.|HRBF|American Enterprise Investment Services Inc.|369
CLGX|CORELOGIC, INC.|HSBC|HSBC Securities, Inc.|14882
CLGX|CORELOGIC, INC.|IATS|INTERACTIVE BROKERS LLC|1222
CLGX|CORELOGIC, INC.|IBKR|Interactive Brokers Llc|3944
CLGX|CORELOGIC, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1050
CLGX|CORELOGIC, INC.|ICBX|INSTINET, LLC|11300
CLGX|CORELOGIC, INC.|IEQY|CITADEL SECURITIES LLC|18336
CLGX|CORELOGIC, INC.|INCA|INSTINET, LLC|73890
CLGX|CORELOGIC, INC.|INJX|INSTINET, LLC|1551
CLGX|CORELOGIC, INC.|ITGI|ITG Inc.|52005
CLGX|CORELOGIC, INC.|ITGP|ITG INC.|37000
CLGX|CORELOGIC, INC.|JEFF|JEFFERIES LLC|11513
CLGX|CORELOGIC, INC.|JMPT|JUMP TRADING, LLC|17695
CLGX|CORELOGIC, INC.|JONE|JonesTrading|68000
CLGX|CORELOGIC, INC.|JPBX|J.P. MORGAN SECURITIES LLC|28056
CLGX|CORELOGIC, INC.|JPMX|J.P. Morgan Securities LLC|256308
CLGX|CORELOGIC, INC.|JSJX|JANE STREET CAPITAL LLC|5236
CLGX|CORELOGIC, INC.|KCGM|VIRTU Americas LLC|14694
CLGX|CORELOGIC, INC.|LEHM|Barclays Capital Inc./Le|203278
CLGX|CORELOGIC, INC.|LIME|Lime Brokerage LLC|16477
CLGX|CORELOGIC, INC.|LQNA|LIQUIDNET, INC.|20300
CLGX|CORELOGIC, INC.|LSCI|Lek Securities Corporation|7
CLGX|CORELOGIC, INC.|MCBT|Moors & Cabot, Inc.|61
CLGX|CORELOGIC, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28736
CLGX|CORELOGIC, INC.|MSCO|MORGAN STANLEY & CO. LLC|515171
CLGX|CORELOGIC, INC.|MSPL|MORGAN STANLEY & CO. LLC|165200
CLGX|CORELOGIC, INC.|MSTX|MORGAN STANLEY & CO. LLC|28200
CLGX|CORELOGIC, INC.|NEUB|NEUBERGER BERMAN BD LLC|350
CLGX|CORELOGIC, INC.|NFSC|National Financial Services LLC|45332
CLGX|CORELOGIC, INC.|NITE|VIRTU Americas LLC|60482
CLGX|CORELOGIC, INC.|NITP|VIRTU Americas LLC|400
CLGX|CORELOGIC, INC.|NQRB|Brut, LLC|3272
CLGX|CORELOGIC, INC.|NTRC|Northern Trust Securities, Inc.|249
CLGX|CORELOGIC, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CLGX|CORELOGIC, INC.|PDQM|CODA MARKETS, INC.|10784
CLGX|CORELOGIC, INC.|PICT|Pictet Overseas Inc.|40
CLGX|CORELOGIC, INC.|PWJC|UBS Financial Services, Inc.|400
CLGX|CORELOGIC, INC.|RBCM|RBC CAPITAL MARKETS, LLC|973
CLGX|CORELOGIC, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|2450
CLGX|CORELOGIC, INC.|SAGL|SAGETRADER, LLC|10448
CLGX|CORELOGIC, INC.|SAGW|SAGETRADER, LLC|200
CLGX|CORELOGIC, INC.|SALI|INTL FCSTONE FINANCIAL INC.|165
CLGX|CORELOGIC, INC.|SBSH|Citigroup Global Markets Inc.|28130
CLGX|CORELOGIC, INC.|SGMT|GOLDMAN SACHS & CO. LLC|45330
CLGX|CORELOGIC, INC.|SJLS|TRADE INFORMATICS LLC|100
CLGX|CORELOGIC, INC.|SPDR|SPEEDROUTE LLC|4120
CLGX|CORELOGIC, INC.|SPHN|Stephens Inc.|17494
CLGX|CORELOGIC, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|67000
CLGX|CORELOGIC, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|21546
CLGX|CORELOGIC, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3192
CLGX|CORELOGIC, INC.|SWIM|TD Ameritrade, Inc.|325
CLGX|CORELOGIC, INC.|TKNG|ALLY INVEST SECURITIES LLC|119
CLGX|CORELOGIC, INC.|TOUR|TOURMALINE PARTNERS, LLC|7400
CLGX|CORELOGIC, INC.|TRBT|Tradebot Systems, Inc.|78000
CLGX|CORELOGIC, INC.|TRCM|TRC MARKETS LLC|28938
CLGX|CORELOGIC, INC.|UBSA|UBS SECURITIES LLC|169573
CLGX|CORELOGIC, INC.|UBSS|UBS Securities LLC|222526
CLGX|CORELOGIC, INC.|VALX|VIRTU AMERICAS LLC|3028
CLGX|CORELOGIC, INC.|WBLR|WILLIAM BLAIR|100
CLGX|CORELOGIC, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1712
CLGX|CORELOGIC, INC.|WCHV|WELLS FARGO SECURITIES, LLC|12811
CLGX|CORELOGIC, INC.|WDNX|WEEDEN & CO.L.P.|562
CLGX|CORELOGIC, INC.|WEDB|WEDBUSH SECURITIES INC.|1030
CLGX|CORELOGIC, INC.|WEED|Weeden & Co.L.P.|1500
CLGX|CORELOGIC, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|183
CLGX|CORELOGIC, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4216
CLGX|CORELOGIC, INC.|WGIF|CIBC World Markets Inc.|58
CLGX|CORELOGIC, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|79
CLGX|CORELOGIC, INC.|WSEA|WOLVERINE SECURITIES, LLC|2852
CLGX|CORELOGIC, INC.|XIST|INSTINET, LLC|14850
CLGX|CORELOGIC, INC.|XPQR|Jump Trading|2420
CLGX|CORELOGIC, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
CLGX|CORELOGIC, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|602
CLGX|CORELOGIC, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
CLH|CLEAN HARBORS INC|ADAM|CANACCORD GENUITY INC.|31766
CLH|CLEAN HARBORS INC|ALTX|Alternet Securities Inc.|3866
CLH|CLEAN HARBORS INC|APCC|Apex Clearing Corporation|31
CLH|CLEAN HARBORS INC|AQUA|AQUA SECURITIES L.P.|4600
CLH|CLEAN HARBORS INC|BARD|Robert W. Baird & Co. Incorporated|2346
CLH|CLEAN HARBORS INC|BATM|CBOE TRADING, INC.|2180
CLH|CLEAN HARBORS INC|BAYC|BAY CREST PARTNERS, LLC|7595
CLH|CLEAN HARBORS INC|BBNT|BB&T SECURITIES, LLC|292
CLH|CLEAN HARBORS INC|BERN|Sanford C. Bernstein & Co., LLC|5419
CLH|CLEAN HARBORS INC|BGCE|BGC Financial Inc.|3160
CLH|CLEAN HARBORS INC|BIDS|BIDS TRADING L.P.|100
CLH|CLEAN HARBORS INC|BKCM|BNY Mellon Capital Markets LLC|6350
CLH|CLEAN HARBORS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|69
CLH|CLEAN HARBORS INC|BLKX|INSTINET, LLC|214936
CLH|CLEAN HARBORS INC|BNPX|BNP PARIBAS SECURITIES CORP.|257071
CLH|CLEAN HARBORS INC|BRVL|BLAYLOCK VAN, LLC|1100
CLH|CLEAN HARBORS INC|BTIG|BTIG, LLC|23072
CLH|CLEAN HARBORS INC|BYXM|CBOE TRADING, INC.|400
CLH|CLEAN HARBORS INC|BZYD|GOLDMAN SACHS & CO. LLC|600
CLH|CLEAN HARBORS INC|CANT|Cantor Fitzgerald & Co.|4283
CLH|CLEAN HARBORS INC|CIST|Capital Institutional Services, Inc.|102
CLH|CLEAN HARBORS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27517
CLH|CLEAN HARBORS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16892
CLH|CLEAN HARBORS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|122379
CLH|CLEAN HARBORS INC|CTDL|Citadel Derivatives Group Llc|1219
CLH|CLEAN HARBORS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10048
CLH|CLEAN HARBORS INC|DBAB|Deutsche Bank Securities Inc.|109935
CLH|CLEAN HARBORS INC|DBAX|Deutsche Bank Securities Inc.|75100
CLH|CLEAN HARBORS INC|DEAN|MORGAN STANLEY|4643
CLH|CLEAN HARBORS INC|DEGS|RONIN PROFESSIONAL LLC|1383
CLH|CLEAN HARBORS INC|EBXL|EBX LLC|54000
CLH|CLEAN HARBORS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3047
CLH|CLEAN HARBORS INC|EDJO|Edward D. Jones & Co., L.P.|2900
CLH|CLEAN HARBORS INC|EGAM|CBOE TRADING, INC.|3278
CLH|CLEAN HARBORS INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
CLH|CLEAN HARBORS INC|EGXM|CBOE TRADING, INC.|1676
CLH|CLEAN HARBORS INC|ETBE|Electronic Transaction Clearing, Inc.|2939
CLH|CLEAN HARBORS INC|ETCC|Electronic Transaction Clearing, Inc.|500
CLH|CLEAN HARBORS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8078
CLH|CLEAN HARBORS INC|ETRS|E*Trade Securities LLC|1983
CLH|CLEAN HARBORS INC|FBRC|B. RILEY FBR, INC.|700
CLH|CLEAN HARBORS INC|FILL|Tradestation Securities, Inc.|60
CLH|CLEAN HARBORS INC|FMAF|NBCN Inc./ CDS|200
CLH|CLEAN HARBORS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2205
CLH|CLEAN HARBORS INC|FQLS|Quantlab Securities LP|83973
CLH|CLEAN HARBORS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52239
CLH|CLEAN HARBORS INC|FTBR|Foliofn Investments, Inc.|183
CLH|CLEAN HARBORS INC|GLIS|TD Securities Inc|250
CLH|CLEAN HARBORS INC|GLPX|ACS EXECUTION SERVICES, LLC|8472
CLH|CLEAN HARBORS INC|GSCO|GOLDMAN SACHS & CO. LLC|501601
CLH|CLEAN HARBORS INC|GSCS|GOLDMAN SACHS & CO. LLC|6549
CLH|CLEAN HARBORS INC|GSLT|GOLDMAN SACHS & CO. LLC|1942
CLH|CLEAN HARBORS INC|GTSZ|GTS SECURITIES LLC|27093
CLH|CLEAN HARBORS INC|HPPX|POTAMUS TRADING, LLC|462
CLH|CLEAN HARBORS INC|HRBF|American Enterprise Investment Services Inc.|942
CLH|CLEAN HARBORS INC|HSBC|HSBC Securities, Inc.|100
CLH|CLEAN HARBORS INC|IATS|INTERACTIVE BROKERS LLC|943
CLH|CLEAN HARBORS INC|IBKR|Interactive Brokers Llc|1361
CLH|CLEAN HARBORS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|324
CLH|CLEAN HARBORS INC|ICBX|INSTINET, LLC|12300
CLH|CLEAN HARBORS INC|IEQY|CITADEL SECURITIES LLC|41094
CLH|CLEAN HARBORS INC|IMPC|Imperial Capital, LLC|990
CLH|CLEAN HARBORS INC|INCA|INSTINET, LLC|76179
CLH|CLEAN HARBORS INC|INJX|INSTINET, LLC|1775
CLH|CLEAN HARBORS INC|ITGI|ITG Inc.|8947
CLH|CLEAN HARBORS INC|ITGP|ITG INC.|23800
CLH|CLEAN HARBORS INC|JANY|Janney Montgomery Scott Inc.|1015
CLH|CLEAN HARBORS INC|JEFF|JEFFERIES LLC|8445
CLH|CLEAN HARBORS INC|JMPT|JUMP TRADING, LLC|20811
CLH|CLEAN HARBORS INC|JONE|JonesTrading|100
CLH|CLEAN HARBORS INC|JPBX|J.P. MORGAN SECURITIES LLC|25345
CLH|CLEAN HARBORS INC|JPMX|J.P. Morgan Securities LLC|99150
CLH|CLEAN HARBORS INC|JSJX|JANE STREET CAPITAL LLC|4655
CLH|CLEAN HARBORS INC|KCGM|VIRTU Americas LLC|22265
CLH|CLEAN HARBORS INC|LEHM|Barclays Capital Inc./Le|208740
CLH|CLEAN HARBORS INC|LIME|Lime Brokerage LLC|11416
CLH|CLEAN HARBORS INC|MACQ|Macquarie Capital (USA) Inc.|7423
CLH|CLEAN HARBORS INC|MAXM|Maxim Group LLC|113
CLH|CLEAN HARBORS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33338
CLH|CLEAN HARBORS INC|MNDX|TJM Investments, LLC|1985
CLH|CLEAN HARBORS INC|MOTF|MOTIF INVESTING, INC.|1
CLH|CLEAN HARBORS INC|MSCO|MORGAN STANLEY & CO. LLC|870563
CLH|CLEAN HARBORS INC|MSPL|MORGAN STANLEY & CO. LLC|81300
CLH|CLEAN HARBORS INC|MSTX|MORGAN STANLEY & CO. LLC|39500
CLH|CLEAN HARBORS INC|NEUB|NEUBERGER BERMAN BD LLC|15
CLH|CLEAN HARBORS INC|NFSC|National Financial Services LLC|32695
CLH|CLEAN HARBORS INC|NITE|VIRTU Americas LLC|115383
CLH|CLEAN HARBORS INC|NQRB|Brut, LLC|1890
CLH|CLEAN HARBORS INC|NTBF|BMO Nesbitt Burns Inc./CDS|830
CLH|CLEAN HARBORS INC|NTRC|Northern Trust Securities, Inc.|64
CLH|CLEAN HARBORS INC|OHOS|TWO SIGMA SECURITIES, LLC|7793
CLH|CLEAN HARBORS INC|OPCO|Oppenheimer & Co. Inc.|8459
CLH|CLEAN HARBORS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CLH|CLEAN HARBORS INC|PDQM|CODA MARKETS, INC.|41363
CLH|CLEAN HARBORS INC|RBCM|RBC CAPITAL MARKETS, LLC|2948
CLH|CLEAN HARBORS INC|SAGL|SAGETRADER, LLC|91
CLH|CLEAN HARBORS INC|SAGW|SAGETRADER, LLC|100
CLH|CLEAN HARBORS INC|SALI|INTL FCSTONE FINANCIAL INC.|15
CLH|CLEAN HARBORS INC|SBSH|Citigroup Global Markets Inc.|6515
CLH|CLEAN HARBORS INC|SGMT|GOLDMAN SACHS & CO. LLC|37481
CLH|CLEAN HARBORS INC|SPDR|SPEEDROUTE LLC|7618
CLH|CLEAN HARBORS INC|SPHN|Stephens Inc.|130
CLH|CLEAN HARBORS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1188
CLH|CLEAN HARBORS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5848
CLH|CLEAN HARBORS INC|SWIM|TD Ameritrade, Inc.|5936
CLH|CLEAN HARBORS INC|SWST|Hilltop Securities Inc.|291
CLH|CLEAN HARBORS INC|TKNG|ALLY INVEST SECURITIES LLC|10
CLH|CLEAN HARBORS INC|TRBT|Tradebot Systems, Inc.|77810
CLH|CLEAN HARBORS INC|TRCM|TRC MARKETS LLC|38982
CLH|CLEAN HARBORS INC|UBSA|UBS SECURITIES LLC|163466
CLH|CLEAN HARBORS INC|UBSS|UBS Securities LLC|288068
CLH|CLEAN HARBORS INC|VALX|VIRTU AMERICAS LLC|5763
CLH|CLEAN HARBORS INC|VGRD|Vanguard Marketing Corporation|171
CLH|CLEAN HARBORS INC|WBLR|WILLIAM BLAIR|1261
CLH|CLEAN HARBORS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|176
CLH|CLEAN HARBORS INC|WCHV|WELLS FARGO SECURITIES, LLC|21578
CLH|CLEAN HARBORS INC|WEDB|WEDBUSH SECURITIES INC.|300
CLH|CLEAN HARBORS INC|WEED|Weeden & Co.L.P.|88525
CLH|CLEAN HARBORS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|628
CLH|CLEAN HARBORS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8167
CLH|CLEAN HARBORS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|49
CLH|CLEAN HARBORS INC|WSAG|WALL STREET ACCESS|390
CLH|CLEAN HARBORS INC|WSEA|WOLVERINE SECURITIES, LLC|1128
CLH|CLEAN HARBORS INC|XIST|INSTINET, LLC|8800
CLH|CLEAN HARBORS INC|XPQR|Jump Trading|6484
CLH|CLEAN HARBORS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|25000
CLH|CLEAN HARBORS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3026
CLH|CLEAN HARBORS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|588
CLI|MACK-CALI REALTY CP|AGIS|Aegis Capital Corp.|100
CLI|MACK-CALI REALTY CP|ALTX|Alternet Securities Inc.|2389
CLI|MACK-CALI REALTY CP|APCC|Apex Clearing Corporation|16
CLI|MACK-CALI REALTY CP|BARD|Robert W. Baird & Co. Incorporated|28
CLI|MACK-CALI REALTY CP|BATM|CBOE TRADING, INC.|1080
CLI|MACK-CALI REALTY CP|BAYC|BAY CREST PARTNERS, LLC|24
CLI|MACK-CALI REALTY CP|BBNT|BB&T SECURITIES, LLC|29
CLI|MACK-CALI REALTY CP|BERN|Sanford C. Bernstein & Co., LLC|1600
CLI|MACK-CALI REALTY CP|BKCM|BNY Mellon Capital Markets LLC|16960
CLI|MACK-CALI REALTY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|925
CLI|MACK-CALI REALTY CP|BLKX|INSTINET, LLC|36100
CLI|MACK-CALI REALTY CP|BNPX|BNP PARIBAS SECURITIES CORP.|26304
CLI|MACK-CALI REALTY CP|BRVL|BLAYLOCK VAN, LLC|200
CLI|MACK-CALI REALTY CP|BTIG|BTIG, LLC|75067
CLI|MACK-CALI REALTY CP|BZYD|GOLDMAN SACHS & CO. LLC|5001
CLI|MACK-CALI REALTY CP|CANT|Cantor Fitzgerald & Co.|10782
CLI|MACK-CALI REALTY CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|59290
CLI|MACK-CALI REALTY CP|CHAS|Charles Schwab & Co., Inc.|1021
CLI|MACK-CALI REALTY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13890
CLI|MACK-CALI REALTY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
CLI|MACK-CALI REALTY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|225332
CLI|MACK-CALI REALTY CP|CTDL|Citadel Derivatives Group Llc|6739
CLI|MACK-CALI REALTY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|60944
CLI|MACK-CALI REALTY CP|DBAB|Deutsche Bank Securities Inc.|138573
CLI|MACK-CALI REALTY CP|DBAX|Deutsche Bank Securities Inc.|252000
CLI|MACK-CALI REALTY CP|DBUL|Deutsche Bank Securities Inc.|200
CLI|MACK-CALI REALTY CP|DEAN|MORGAN STANLEY|2870
CLI|MACK-CALI REALTY CP|EBXL|EBX LLC|99900
CLI|MACK-CALI REALTY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1894
CLI|MACK-CALI REALTY CP|EGAM|CBOE TRADING, INC.|4255
CLI|MACK-CALI REALTY CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
CLI|MACK-CALI REALTY CP|EGXM|CBOE TRADING, INC.|599
CLI|MACK-CALI REALTY CP|ETBE|Electronic Transaction Clearing, Inc.|5008
CLI|MACK-CALI REALTY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
CLI|MACK-CALI REALTY CP|ETRS|E*Trade Securities LLC|3906
CLI|MACK-CALI REALTY CP|FMCO|First Manhattan Co|2275
CLI|MACK-CALI REALTY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6956
CLI|MACK-CALI REALTY CP|FQLS|Quantlab Securities LP|83717
CLI|MACK-CALI REALTY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62038
CLI|MACK-CALI REALTY CP|FTBR|Foliofn Investments, Inc.|1622
CLI|MACK-CALI REALTY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|104
CLI|MACK-CALI REALTY CP|GLPX|ACS EXECUTION SERVICES, LLC|4448
CLI|MACK-CALI REALTY CP|GSCO|GOLDMAN SACHS & CO. LLC|333900
CLI|MACK-CALI REALTY CP|GSCS|GOLDMAN SACHS & CO. LLC|2451
CLI|MACK-CALI REALTY CP|GSLT|GOLDMAN SACHS & CO. LLC|3206
CLI|MACK-CALI REALTY CP|GTSZ|GTS SECURITIES LLC|27414
CLI|MACK-CALI REALTY CP|HRBF|American Enterprise Investment Services Inc.|100
CLI|MACK-CALI REALTY CP|HSBC|HSBC Securities, Inc.|100
CLI|MACK-CALI REALTY CP|IATS|INTERACTIVE BROKERS LLC|7371
CLI|MACK-CALI REALTY CP|IBKR|Interactive Brokers Llc|16669
CLI|MACK-CALI REALTY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1104
CLI|MACK-CALI REALTY CP|ICBX|INSTINET, LLC|33698
CLI|MACK-CALI REALTY CP|IEQY|CITADEL SECURITIES LLC|63407
CLI|MACK-CALI REALTY CP|INCA|INSTINET, LLC|86462
CLI|MACK-CALI REALTY CP|INJX|INSTINET, LLC|2544
CLI|MACK-CALI REALTY CP|ITGI|ITG Inc.|12249
CLI|MACK-CALI REALTY CP|ITGP|ITG INC.|58600
CLI|MACK-CALI REALTY CP|JEFF|JEFFERIES LLC|94066
CLI|MACK-CALI REALTY CP|JMPT|JUMP TRADING, LLC|26767
CLI|MACK-CALI REALTY CP|JONE|JonesTrading|3017
CLI|MACK-CALI REALTY CP|JPBX|J.P. MORGAN SECURITIES LLC|36228
CLI|MACK-CALI REALTY CP|JPMX|J.P. Morgan Securities LLC|492987
CLI|MACK-CALI REALTY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
CLI|MACK-CALI REALTY CP|JSJX|JANE STREET CAPITAL LLC|4006
CLI|MACK-CALI REALTY CP|KCGM|VIRTU Americas LLC|44106
CLI|MACK-CALI REALTY CP|LEHM|Barclays Capital Inc./Le|379275
CLI|MACK-CALI REALTY CP|LIME|Lime Brokerage LLC|8519
CLI|MACK-CALI REALTY CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|44800
CLI|MACK-CALI REALTY CP|LSCI|Lek Securities Corporation|77
CLI|MACK-CALI REALTY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55974
CLI|MACK-CALI REALTY CP|MSCO|MORGAN STANLEY & CO. LLC|626932
CLI|MACK-CALI REALTY CP|MSPL|MORGAN STANLEY & CO. LLC|290000
CLI|MACK-CALI REALTY CP|MSTX|MORGAN STANLEY & CO. LLC|98300
CLI|MACK-CALI REALTY CP|NFSC|National Financial Services LLC|57422
CLI|MACK-CALI REALTY CP|NITE|VIRTU Americas LLC|135240
CLI|MACK-CALI REALTY CP|NITP|VIRTU Americas LLC|400
CLI|MACK-CALI REALTY CP|NQRB|Brut, LLC|2558
CLI|MACK-CALI REALTY CP|NTRC|Northern Trust Securities, Inc.|1499
CLI|MACK-CALI REALTY CP|OPCO|Oppenheimer & Co. Inc.|2700
CLI|MACK-CALI REALTY CP|PDQM|CODA MARKETS, INC.|16157
CLI|MACK-CALI REALTY CP|PWJC|UBS Financial Services, Inc.|650
CLI|MACK-CALI REALTY CP|QMSR|QUATTRO M SECURITIES INC.|151
CLI|MACK-CALI REALTY CP|RBCM|RBC CAPITAL MARKETS, LLC|4414
CLI|MACK-CALI REALTY CP|SAGL|SAGETRADER, LLC|100
CLI|MACK-CALI REALTY CP|SBSH|Citigroup Global Markets Inc.|66065
CLI|MACK-CALI REALTY CP|SGMT|GOLDMAN SACHS & CO. LLC|43880
CLI|MACK-CALI REALTY CP|SIBO|Prime Executions, Inc.|8800
CLI|MACK-CALI REALTY CP|SPDR|SPEEDROUTE LLC|6500
CLI|MACK-CALI REALTY CP|SPHN|Stephens Inc.|43
CLI|MACK-CALI REALTY CP|STFL|Stifel, Nicolaus & Company, Incorporated|200
CLI|MACK-CALI REALTY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4831
CLI|MACK-CALI REALTY CP|SWIM|TD Ameritrade, Inc.|1353
CLI|MACK-CALI REALTY CP|TKNG|ALLY INVEST SECURITIES LLC|900
CLI|MACK-CALI REALTY CP|TRBT|Tradebot Systems, Inc.|86037
CLI|MACK-CALI REALTY CP|TRCM|TRC MARKETS LLC|40843
CLI|MACK-CALI REALTY CP|UBSA|UBS SECURITIES LLC|339462
CLI|MACK-CALI REALTY CP|UBSS|UBS Securities LLC|317843
CLI|MACK-CALI REALTY CP|VALX|VIRTU AMERICAS LLC|21382
CLI|MACK-CALI REALTY CP|VGRD|Vanguard Marketing Corporation|325
CLI|MACK-CALI REALTY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
CLI|MACK-CALI REALTY CP|WCHV|WELLS FARGO SECURITIES, LLC|16457
CLI|MACK-CALI REALTY CP|WDNX|WEEDEN & CO.L.P.|2094
CLI|MACK-CALI REALTY CP|WEDB|WEDBUSH SECURITIES INC.|868
CLI|MACK-CALI REALTY CP|WEED|Weeden & Co.L.P.|2100
CLI|MACK-CALI REALTY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|409
CLI|MACK-CALI REALTY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|80215
CLI|MACK-CALI REALTY CP|WSEA|WOLVERINE SECURITIES, LLC|1402
CLI|MACK-CALI REALTY CP|XIST|INSTINET, LLC|37242
CLI|MACK-CALI REALTY CP|XPQR|Jump Trading|200
CLI|MACK-CALI REALTY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9000
CLI|MACK-CALI REALTY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CLI|MACK-CALI REALTY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|327
CLIR|CLEARSIGN COMBUSTION|APCC|Apex Clearing Corporation|5733
CLIR|CLEARSIGN COMBUSTION|BARD|Robert W. Baird & Co. Incorporated|80371
CLIR|CLEARSIGN COMBUSTION|BATM|CBOE TRADING, INC.|400
CLIR|CLEARSIGN COMBUSTION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4900
CLIR|CLEARSIGN COMBUSTION|BYXM|CBOE TRADING, INC.|5
CLIR|CLEARSIGN COMBUSTION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
CLIR|CLEARSIGN COMBUSTION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CLIR|CLEARSIGN COMBUSTION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22492
CLIR|CLEARSIGN COMBUSTION|CTLR|CUTLER GROUP, LP|1200
CLIR|CLEARSIGN COMBUSTION|CXCX|CITIGROUP GLOBAL MARKETS INC.|822
CLIR|CLEARSIGN COMBUSTION|DBAB|Deutsche Bank Securities Inc.|200
CLIR|CLEARSIGN COMBUSTION|DBAX|Deutsche Bank Securities Inc.|10100
CLIR|CLEARSIGN COMBUSTION|DEAN|MORGAN STANLEY|10500
CLIR|CLEARSIGN COMBUSTION|DEGS|RONIN PROFESSIONAL LLC|4958
CLIR|CLEARSIGN COMBUSTION|EBXL|EBX LLC|8000
CLIR|CLEARSIGN COMBUSTION|EDJO|Edward D. Jones & Co., L.P.|500
CLIR|CLEARSIGN COMBUSTION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40
CLIR|CLEARSIGN COMBUSTION|ETRS|E*Trade Securities LLC|48700
CLIR|CLEARSIGN COMBUSTION|FBCO|Credit Suisse Securities (USA) LLC|10994
CLIR|CLEARSIGN COMBUSTION|FOMA|TD AMERITRADE CLEARING, INC.|197890
CLIR|CLEARSIGN COMBUSTION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|430
CLIR|CLEARSIGN COMBUSTION|FTBR|Foliofn Investments, Inc.|9
CLIR|CLEARSIGN COMBUSTION|GEBB|GLOBAL EXECUTION BROKERS, LP|1123
CLIR|CLEARSIGN COMBUSTION|GLPX|ACS EXECUTION SERVICES, LLC|250
CLIR|CLEARSIGN COMBUSTION|GSCO|GOLDMAN SACHS & CO. LLC|6619
CLIR|CLEARSIGN COMBUSTION|GSLT|GOLDMAN SACHS & CO. LLC|810
CLIR|CLEARSIGN COMBUSTION|GTSZ|GTS SECURITIES LLC|3160
CLIR|CLEARSIGN COMBUSTION|HRBF|American Enterprise Investment Services Inc.|5
CLIR|CLEARSIGN COMBUSTION|IATS|INTERACTIVE BROKERS LLC|4500
CLIR|CLEARSIGN COMBUSTION|IBKR|Interactive Brokers Llc|42973
CLIR|CLEARSIGN COMBUSTION|ICBX|INSTINET, LLC|2600
CLIR|CLEARSIGN COMBUSTION|INCA|INSTINET, LLC|1248
CLIR|CLEARSIGN COMBUSTION|ITGI|ITG Inc.|1000
CLIR|CLEARSIGN COMBUSTION|ITGP|ITG INC.|8000
CLIR|CLEARSIGN COMBUSTION|JEFF|JEFFERIES LLC|400
CLIR|CLEARSIGN COMBUSTION|JPMX|J.P. Morgan Securities LLC|14400
CLIR|CLEARSIGN COMBUSTION|KCGM|VIRTU Americas LLC|1900
CLIR|CLEARSIGN COMBUSTION|LEHM|Barclays Capital Inc./Le|8133
CLIR|CLEARSIGN COMBUSTION|LIME|Lime Brokerage LLC|33776
CLIR|CLEARSIGN COMBUSTION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16470
CLIR|CLEARSIGN COMBUSTION|MSCO|MORGAN STANLEY & CO. LLC|53572
CLIR|CLEARSIGN COMBUSTION|MSPL|MORGAN STANLEY & CO. LLC|6300
CLIR|CLEARSIGN COMBUSTION|NATL|National Securities Corporation|51915
CLIR|CLEARSIGN COMBUSTION|NFSC|National Financial Services LLC|79686
CLIR|CLEARSIGN COMBUSTION|NITE|VIRTU Americas LLC|166715
CLIR|CLEARSIGN COMBUSTION|NQRB|Brut, LLC|400
CLIR|CLEARSIGN COMBUSTION|PDQM|CODA MARKETS, INC.|6473
CLIR|CLEARSIGN COMBUSTION|RGLD|Regal Securities, Inc|23371
CLIR|CLEARSIGN COMBUSTION|SBSH|Citigroup Global Markets Inc.|1000
CLIR|CLEARSIGN COMBUSTION|SGMT|GOLDMAN SACHS & CO. LLC|7476
CLIR|CLEARSIGN COMBUSTION|SPDR|SPEEDROUTE LLC|6035
CLIR|CLEARSIGN COMBUSTION|STFL|Stifel, Nicolaus & Company, Incorporated|350
CLIR|CLEARSIGN COMBUSTION|SWIM|TD Ameritrade, Inc.|19614
CLIR|CLEARSIGN COMBUSTION|SWST|Hilltop Securities Inc.|3500
CLIR|CLEARSIGN COMBUSTION|TKNG|ALLY INVEST SECURITIES LLC|1195
CLIR|CLEARSIGN COMBUSTION|TRCM|TRC MARKETS LLC|6498
CLIR|CLEARSIGN COMBUSTION|TWTT|TASTYWORKS, INC.|1590
CLIR|CLEARSIGN COMBUSTION|UBSA|UBS SECURITIES LLC|46515
CLIR|CLEARSIGN COMBUSTION|UBSS|UBS Securities LLC|85714
CLIR|CLEARSIGN COMBUSTION|VALX|VIRTU AMERICAS LLC|998
CLIR|CLEARSIGN COMBUSTION|VGRD|Vanguard Marketing Corporation|14169
CLIR|CLEARSIGN COMBUSTION|VSIN|Vision Financial Markets Llc|11400
CLIR|CLEARSIGN COMBUSTION|WCHV|WELLS FARGO SECURITIES, LLC|11310
CLIR|CLEARSIGN COMBUSTION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4333
CLIR|CLEARSIGN COMBUSTION|WSEA|WOLVERINE SECURITIES, LLC|3290
CLIR|CLEARSIGN COMBUSTION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10900
CLIRW|CLEARSIGN COMBUST WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CLIRW|CLEARSIGN COMBUST WT|EGXW|CBOE TRADING, INC.|100
CLIRW|CLEARSIGN COMBUST WT|ETRS|E*Trade Securities LLC|9727
CLIRW|CLEARSIGN COMBUST WT|FOMA|TD AMERITRADE CLEARING, INC.|2900
CLIRW|CLEARSIGN COMBUST WT|IBKR|Interactive Brokers Llc|2090
CLIRW|CLEARSIGN COMBUST WT|LIME|Lime Brokerage LLC|22
CLIRW|CLEARSIGN COMBUST WT|MSCO|MORGAN STANLEY & CO. LLC|2378
CLIRW|CLEARSIGN COMBUST WT|NFSC|National Financial Services LLC|378
CLIRW|CLEARSIGN COMBUST WT|NITE|VIRTU Americas LLC|1347
CLIRW|CLEARSIGN COMBUST WT|SWIM|TD Ameritrade, Inc.|100
CLIX|PROSHARES LONG ONLIN|APCC|Apex Clearing Corporation|76
CLIX|PROSHARES LONG ONLIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5361
CLIX|PROSHARES LONG ONLIN|DBAX|Deutsche Bank Securities Inc.|900
CLIX|PROSHARES LONG ONLIN|DEAN|MORGAN STANLEY|400
CLIX|PROSHARES LONG ONLIN|EBXL|EBX LLC|900
CLIX|PROSHARES LONG ONLIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
CLIX|PROSHARES LONG ONLIN|ETRS|E*Trade Securities LLC|2117
CLIX|PROSHARES LONG ONLIN|FILL|Tradestation Securities, Inc.|200
CLIX|PROSHARES LONG ONLIN|FTBR|Foliofn Investments, Inc.|2
CLIX|PROSHARES LONG ONLIN|GSLT|GOLDMAN SACHS & CO. LLC|500
CLIX|PROSHARES LONG ONLIN|HRBF|American Enterprise Investment Services Inc.|100
CLIX|PROSHARES LONG ONLIN|IATS|INTERACTIVE BROKERS LLC|400
CLIX|PROSHARES LONG ONLIN|IBKR|Interactive Brokers Llc|2373
CLIX|PROSHARES LONG ONLIN|ICBX|INSTINET, LLC|494
CLIX|PROSHARES LONG ONLIN|INCA|INSTINET, LLC|100
CLIX|PROSHARES LONG ONLIN|ITGI|ITG Inc.|273
CLIX|PROSHARES LONG ONLIN|JSJX|JANE STREET CAPITAL LLC|13981
CLIX|PROSHARES LONG ONLIN|KCGM|VIRTU Americas LLC|2135
CLIX|PROSHARES LONG ONLIN|LEHM|Barclays Capital Inc./Le|3200
CLIX|PROSHARES LONG ONLIN|LIME|Lime Brokerage LLC|3608
CLIX|PROSHARES LONG ONLIN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CLIX|PROSHARES LONG ONLIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4522
CLIX|PROSHARES LONG ONLIN|MOTF|MOTIF INVESTING, INC.|1
CLIX|PROSHARES LONG ONLIN|MSCO|MORGAN STANLEY & CO. LLC|7453
CLIX|PROSHARES LONG ONLIN|MSPL|MORGAN STANLEY & CO. LLC|100
CLIX|PROSHARES LONG ONLIN|NFSC|National Financial Services LLC|25197
CLIX|PROSHARES LONG ONLIN|NITE|VIRTU Americas LLC|23152
CLIX|PROSHARES LONG ONLIN|OPCO|Oppenheimer & Co. Inc.|383
CLIX|PROSHARES LONG ONLIN|PWJC|UBS Financial Services, Inc.|400
CLIX|PROSHARES LONG ONLIN|RBCM|RBC CAPITAL MARKETS, LLC|280
CLIX|PROSHARES LONG ONLIN|SGMT|GOLDMAN SACHS & CO. LLC|400
CLIX|PROSHARES LONG ONLIN|SWIM|TD Ameritrade, Inc.|804
CLIX|PROSHARES LONG ONLIN|TKNG|ALLY INVEST SECURITIES LLC|155
CLIX|PROSHARES LONG ONLIN|UBSA|UBS SECURITIES LLC|5821
CLIX|PROSHARES LONG ONLIN|UBSS|UBS Securities LLC|7944
CLIX|PROSHARES LONG ONLIN|VGRD|Vanguard Marketing Corporation|3049
CLIX|PROSHARES LONG ONLIN|WCHV|WELLS FARGO SECURITIES, LLC|397
CLIX|PROSHARES LONG ONLIN|WSEA|WOLVERINE SECURITIES, LLC|17
CLIX|PROSHARES LONG ONLIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11551
CLLS|CELLECTIS S.A. ADS|AGIS|Aegis Capital Corp.|601
CLLS|CELLECTIS S.A. ADS|ALTX|Alternet Securities Inc.|1600
CLLS|CELLECTIS S.A. ADS|APCC|Apex Clearing Corporation|153
CLLS|CELLECTIS S.A. ADS|BANK|Primevest Financial Services, Inc.|165
CLLS|CELLECTIS S.A. ADS|BATM|CBOE TRADING, INC.|835
CLLS|CELLECTIS S.A. ADS|BERN|Sanford C. Bernstein & Co., LLC|3356
CLLS|CELLECTIS S.A. ADS|BIMI|Banca IMI Securities Corp.|50
CLLS|CELLECTIS S.A. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16463
CLLS|CELLECTIS S.A. ADS|BNPX|BNP PARIBAS SECURITIES CORP.|409
CLLS|CELLECTIS S.A. ADS|BTIG|BTIG, LLC|9311
CLLS|CELLECTIS S.A. ADS|BYXM|CBOE TRADING, INC.|243
CLLS|CELLECTIS S.A. ADS|CANT|Cantor Fitzgerald & Co.|669
CLLS|CELLECTIS S.A. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22746
CLLS|CELLECTIS S.A. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
CLLS|CELLECTIS S.A. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44602
CLLS|CELLECTIS S.A. ADS|CTDL|Citadel Derivatives Group Llc|1006
CLLS|CELLECTIS S.A. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3572
CLLS|CELLECTIS S.A. ADS|DBAB|Deutsche Bank Securities Inc.|70692
CLLS|CELLECTIS S.A. ADS|DBAX|Deutsche Bank Securities Inc.|18800
CLLS|CELLECTIS S.A. ADS|DCHF|Dart Executions, LLC|6628
CLLS|CELLECTIS S.A. ADS|DEAN|MORGAN STANLEY|2024
CLLS|CELLECTIS S.A. ADS|DEGS|RONIN PROFESSIONAL LLC|11286
CLLS|CELLECTIS S.A. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1205
CLLS|CELLECTIS S.A. ADS|EBXL|EBX LLC|24900
CLLS|CELLECTIS S.A. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|19192
CLLS|CELLECTIS S.A. ADS|EDJO|Edward D. Jones & Co., L.P.|864
CLLS|CELLECTIS S.A. ADS|EGAM|CBOE TRADING, INC.|769
CLLS|CELLECTIS S.A. ADS|EGXM|CBOE TRADING, INC.|259
CLLS|CELLECTIS S.A. ADS|EGXW|CBOE TRADING, INC.|100
CLLS|CELLECTIS S.A. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17649
CLLS|CELLECTIS S.A. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|34
CLLS|CELLECTIS S.A. ADS|ETRS|E*Trade Securities LLC|33341
CLLS|CELLECTIS S.A. ADS|FBCO|Credit Suisse Securities (USA) LLC|75966
CLLS|CELLECTIS S.A. ADS|FBSB|U.S. Bancorp Investments, Inc.|135
CLLS|CELLECTIS S.A. ADS|FILL|Tradestation Securities, Inc.|779
CLLS|CELLECTIS S.A. ADS|FMAF|NBCN Inc./ CDS|342
CLLS|CELLECTIS S.A. ADS|FOMA|TD AMERITRADE CLEARING, INC.|124731
CLLS|CELLECTIS S.A. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21882
CLLS|CELLECTIS S.A. ADS|FTBR|Foliofn Investments, Inc.|5155
CLLS|CELLECTIS S.A. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1094
CLLS|CELLECTIS S.A. ADS|GFIS|GFI Securities LLC|20000
CLLS|CELLECTIS S.A. ADS|GLPX|ACS EXECUTION SERVICES, LLC|4769
CLLS|CELLECTIS S.A. ADS|GSCO|GOLDMAN SACHS & CO. LLC|21953
CLLS|CELLECTIS S.A. ADS|GSCS|GOLDMAN SACHS & CO. LLC|2742
CLLS|CELLECTIS S.A. ADS|GSLT|GOLDMAN SACHS & CO. LLC|300
CLLS|CELLECTIS S.A. ADS|GTSZ|GTS SECURITIES LLC|22209
CLLS|CELLECTIS S.A. ADS|HRBF|American Enterprise Investment Services Inc.|712
CLLS|CELLECTIS S.A. ADS|HSBC|HSBC Securities, Inc.|75
CLLS|CELLECTIS S.A. ADS|IATS|INTERACTIVE BROKERS LLC|7104
CLLS|CELLECTIS S.A. ADS|IBKR|Interactive Brokers Llc|88666
CLLS|CELLECTIS S.A. ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
CLLS|CELLECTIS S.A. ADS|ICBX|INSTINET, LLC|4400
CLLS|CELLECTIS S.A. ADS|IEQY|CITADEL SECURITIES LLC|10065
CLLS|CELLECTIS S.A. ADS|INCA|INSTINET, LLC|56056
CLLS|CELLECTIS S.A. ADS|INJX|INSTINET, LLC|97964
CLLS|CELLECTIS S.A. ADS|ITGI|ITG Inc.|2822
CLLS|CELLECTIS S.A. ADS|ITGP|ITG INC.|6000
CLLS|CELLECTIS S.A. ADS|JANY|Janney Montgomery Scott Inc.|2625
CLLS|CELLECTIS S.A. ADS|JEFF|JEFFERIES LLC|64555
CLLS|CELLECTIS S.A. ADS|JMPT|JUMP TRADING, LLC|11906
CLLS|CELLECTIS S.A. ADS|JPBX|J.P. MORGAN SECURITIES LLC|2856
CLLS|CELLECTIS S.A. ADS|JPMX|J.P. Morgan Securities LLC|72629
CLLS|CELLECTIS S.A. ADS|JSJX|JANE STREET CAPITAL LLC|11557
CLLS|CELLECTIS S.A. ADS|KCGM|VIRTU Americas LLC|6007
CLLS|CELLECTIS S.A. ADS|LEHM|Barclays Capital Inc./Le|120403
CLLS|CELLECTIS S.A. ADS|LIME|Lime Brokerage LLC|40976
CLLS|CELLECTIS S.A. ADS|LMGP|LIME BROKERAGE LLC|1300
CLLS|CELLECTIS S.A. ADS|LQNA|LIQUIDNET, INC.|25000
CLLS|CELLECTIS S.A. ADS|LSCI|Lek Securities Corporation|24613
CLLS|CELLECTIS S.A. ADS|MACC|Mid Atlantic Capital Corporation|328
CLLS|CELLECTIS S.A. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44362
CLLS|CELLECTIS S.A. ADS|MOTF|MOTIF INVESTING, INC.|12
CLLS|CELLECTIS S.A. ADS|MSCO|MORGAN STANLEY & CO. LLC|237491
CLLS|CELLECTIS S.A. ADS|MSPL|MORGAN STANLEY & CO. LLC|57800
CLLS|CELLECTIS S.A. ADS|MSTX|MORGAN STANLEY & CO. LLC|3200
CLLS|CELLECTIS S.A. ADS|NBCS|NBC Securities, INC.|1000
CLLS|CELLECTIS S.A. ADS|NFSC|National Financial Services LLC|124853
CLLS|CELLECTIS S.A. ADS|NITE|VIRTU Americas LLC|233023
CLLS|CELLECTIS S.A. ADS|NITP|VIRTU Americas LLC|200
CLLS|CELLECTIS S.A. ADS|NQRB|Brut, LLC|300
CLLS|CELLECTIS S.A. ADS|OLDM|OLD MISSION CAPITAL, LLC|15069
CLLS|CELLECTIS S.A. ADS|OPCO|Oppenheimer & Co. Inc.|7981
CLLS|CELLECTIS S.A. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
CLLS|CELLECTIS S.A. ADS|PCPT|PHILLIP CAPITAL INC.|600
CLLS|CELLECTIS S.A. ADS|PDQM|CODA MARKETS, INC.|9252
CLLS|CELLECTIS S.A. ADS|PHLY|NASDAQ Execution Services, LLC|4000
CLLS|CELLECTIS S.A. ADS|RAJA|Raymond James & Associates, Inc.|566
CLLS|CELLECTIS S.A. ADS|RBCM|RBC CAPITAL MARKETS, LLC|565
CLLS|CELLECTIS S.A. ADS|SALI|INTL FCSTONE FINANCIAL INC.|75
CLLS|CELLECTIS S.A. ADS|SBSH|Citigroup Global Markets Inc.|16531
CLLS|CELLECTIS S.A. ADS|SGMT|GOLDMAN SACHS & CO. LLC|10586
CLLS|CELLECTIS S.A. ADS|SPDR|SPEEDROUTE LLC|2250
CLLS|CELLECTIS S.A. ADS|SPTD|MINT GLOBAL MARKETS, INC.|5160
CLLS|CELLECTIS S.A. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|1800
CLLS|CELLECTIS S.A. ADS|STKP|STOCKPILE INVESTMENTS, INC.|18
CLLS|CELLECTIS S.A. ADS|SWIM|TD Ameritrade, Inc.|23525
CLLS|CELLECTIS S.A. ADS|TKNG|ALLY INVEST SECURITIES LLC|168
CLLS|CELLECTIS S.A. ADS|TRCM|TRC MARKETS LLC|16252
CLLS|CELLECTIS S.A. ADS|UBSA|UBS SECURITIES LLC|75212
CLLS|CELLECTIS S.A. ADS|UBSS|UBS Securities LLC|240114
CLLS|CELLECTIS S.A. ADS|VALX|VIRTU AMERICAS LLC|84415
CLLS|CELLECTIS S.A. ADS|VGRD|Vanguard Marketing Corporation|5443
CLLS|CELLECTIS S.A. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|640
CLLS|CELLECTIS S.A. ADS|WCHV|WELLS FARGO SECURITIES, LLC|22213
CLLS|CELLECTIS S.A. ADS|WEDB|WEDBUSH SECURITIES INC.|1
CLLS|CELLECTIS S.A. ADS|WEED|Weeden & Co.L.P.|700
CLLS|CELLECTIS S.A. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|127
CLLS|CELLECTIS S.A. ADS|WGIF|CIBC World Markets Inc.|10
CLLS|CELLECTIS S.A. ADS|WSEA|WOLVERINE SECURITIES, LLC|139
CLLS|CELLECTIS S.A. ADS|XIST|INSTINET, LLC|9200
CLLS|CELLECTIS S.A. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|46120
CLLS|CELLECTIS S.A. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1897
CLLS|CELLECTIS S.A. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|258
CLM|CORNERSTONE ST NEW|AGIS|Aegis Capital Corp.|11029
CLM|CORNERSTONE ST NEW|ALTX|Alternet Securities Inc.|12850
CLM|CORNERSTONE ST NEW|APCC|Apex Clearing Corporation|12105
CLM|CORNERSTONE ST NEW|BANK|Primevest Financial Services, Inc.|574
CLM|CORNERSTONE ST NEW|BATM|CBOE TRADING, INC.|3270
CLM|CORNERSTONE ST NEW|BBNT|BB&T SECURITIES, LLC|2100
CLM|CORNERSTONE ST NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8346
CLM|CORNERSTONE ST NEW|BLKX|INSTINET, LLC|5000
CLM|CORNERSTONE ST NEW|BRGE|Newbridge Securities Corp.|4950
CLM|CORNERSTONE ST NEW|BYXM|CBOE TRADING, INC.|4600
CLM|CORNERSTONE ST NEW|CHAS|Charles Schwab & Co., Inc.|9773
CLM|CORNERSTONE ST NEW|CIST|Capital Institutional Services, Inc.|11636
CLM|CORNERSTONE ST NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48669
CLM|CORNERSTONE ST NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14092
CLM|CORNERSTONE ST NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1625
CLM|CORNERSTONE ST NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|530480
CLM|CORNERSTONE ST NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|55544
CLM|CORNERSTONE ST NEW|DADA|D.A. Davidson & Co.|150
CLM|CORNERSTONE ST NEW|DBAX|Deutsche Bank Securities Inc.|137100
CLM|CORNERSTONE ST NEW|DEAN|MORGAN STANLEY|27104
CLM|CORNERSTONE ST NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9700
CLM|CORNERSTONE ST NEW|DJSA|Dawson James Securities, Inc|7090
CLM|CORNERSTONE ST NEW|EBXL|EBX LLC|76500
CLM|CORNERSTONE ST NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|604415
CLM|CORNERSTONE ST NEW|EDJO|Edward D. Jones & Co., L.P.|878
CLM|CORNERSTONE ST NEW|EGAM|CBOE TRADING, INC.|34121
CLM|CORNERSTONE ST NEW|EGAW|CBOE TRADING, INC.|200
CLM|CORNERSTONE ST NEW|EGXM|CBOE TRADING, INC.|6319
CLM|CORNERSTONE ST NEW|ETBE|Electronic Transaction Clearing, Inc.|1690
CLM|CORNERSTONE ST NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8250
CLM|CORNERSTONE ST NEW|ETRS|E*Trade Securities LLC|691648
CLM|CORNERSTONE ST NEW|FBSB|U.S. Bancorp Investments, Inc.|1
CLM|CORNERSTONE ST NEW|FILL|Tradestation Securities, Inc.|3274
CLM|CORNERSTONE ST NEW|FINX|FINTECH SECURITIES|1018
CLM|CORNERSTONE ST NEW|FMAF|NBCN Inc./ CDS|1575
CLM|CORNERSTONE ST NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40769
CLM|CORNERSTONE ST NEW|FTBR|Foliofn Investments, Inc.|18982
CLM|CORNERSTONE ST NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|7601
CLM|CORNERSTONE ST NEW|GLPX|ACS EXECUTION SERVICES, LLC|94374
CLM|CORNERSTONE ST NEW|GSCO|GOLDMAN SACHS & CO. LLC|19658
CLM|CORNERSTONE ST NEW|GSCS|GOLDMAN SACHS & CO. LLC|2317
CLM|CORNERSTONE ST NEW|GSLT|GOLDMAN SACHS & CO. LLC|10115
CLM|CORNERSTONE ST NEW|GTSZ|GTS SECURITIES LLC|200
CLM|CORNERSTONE ST NEW|HRBF|American Enterprise Investment Services Inc.|15293
CLM|CORNERSTONE ST NEW|HSBC|HSBC Securities, Inc.|200
CLM|CORNERSTONE ST NEW|IATS|INTERACTIVE BROKERS LLC|40656
CLM|CORNERSTONE ST NEW|IBKR|Interactive Brokers Llc|148099
CLM|CORNERSTONE ST NEW|ICBX|INSTINET, LLC|33797
CLM|CORNERSTONE ST NEW|INCA|INSTINET, LLC|126553
CLM|CORNERSTONE ST NEW|INJX|INSTINET, LLC|5315
CLM|CORNERSTONE ST NEW|ISLL|INLET SECURITIES, LLC|20
CLM|CORNERSTONE ST NEW|ITGI|ITG Inc.|43605
CLM|CORNERSTONE ST NEW|ITGP|ITG INC.|69800
CLM|CORNERSTONE ST NEW|JANY|Janney Montgomery Scott Inc.|5913
CLM|CORNERSTONE ST NEW|JEFF|JEFFERIES LLC|68500
CLM|CORNERSTONE ST NEW|JMPT|JUMP TRADING, LLC|6564
CLM|CORNERSTONE ST NEW|JPBX|J.P. MORGAN SECURITIES LLC|2540
CLM|CORNERSTONE ST NEW|JPMX|J.P. Morgan Securities LLC|146048
CLM|CORNERSTONE ST NEW|JSJX|JANE STREET CAPITAL LLC|1697
CLM|CORNERSTONE ST NEW|KCGM|VIRTU Americas LLC|52401
CLM|CORNERSTONE ST NEW|LEHM|Barclays Capital Inc./Le|149000
CLM|CORNERSTONE ST NEW|LGNT|COR CLEARING LLC|178
CLM|CORNERSTONE ST NEW|LIME|Lime Brokerage LLC|4118
CLM|CORNERSTONE ST NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|32653
CLM|CORNERSTONE ST NEW|MACC|Mid Atlantic Capital Corporation|2000
CLM|CORNERSTONE ST NEW|MBTS|ALLY INVEST SECURITIES LLC|400
CLM|CORNERSTONE ST NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70310
CLM|CORNERSTONE ST NEW|MOTF|MOTIF INVESTING, INC.|4
CLM|CORNERSTONE ST NEW|MSCO|MORGAN STANLEY & CO. LLC|775668
CLM|CORNERSTONE ST NEW|MSPL|MORGAN STANLEY & CO. LLC|23600
CLM|CORNERSTONE ST NEW|NATL|National Securities Corporation|8224
CLM|CORNERSTONE ST NEW|NFSC|National Financial Services LLC|1736146
CLM|CORNERSTONE ST NEW|NITE|VIRTU Americas LLC|1650985
CLM|CORNERSTONE ST NEW|NITP|VIRTU Americas LLC|3306
CLM|CORNERSTONE ST NEW|NQRB|Brut, LLC|2200
CLM|CORNERSTONE ST NEW|NTBF|BMO Nesbitt Burns Inc./CDS|7720
CLM|CORNERSTONE ST NEW|OPCO|Oppenheimer & Co. Inc.|58324
CLM|CORNERSTONE ST NEW|PDQM|CODA MARKETS, INC.|72115
CLM|CORNERSTONE ST NEW|PWJC|UBS Financial Services, Inc.|5600
CLM|CORNERSTONE ST NEW|RBCM|RBC CAPITAL MARKETS, LLC|28490
CLM|CORNERSTONE ST NEW|SAGL|SAGETRADER, LLC|400
CLM|CORNERSTONE ST NEW|SALI|INTL FCSTONE FINANCIAL INC.|2834
CLM|CORNERSTONE ST NEW|SALW|SW FINANCIAL|475
CLM|CORNERSTONE ST NEW|SBSH|Citigroup Global Markets Inc.|35154
CLM|CORNERSTONE ST NEW|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|18694
CLM|CORNERSTONE ST NEW|SGMT|GOLDMAN SACHS & CO. LLC|15423
CLM|CORNERSTONE ST NEW|SPDR|SPEEDROUTE LLC|14000
CLM|CORNERSTONE ST NEW|SPHN|Stephens Inc.|50
CLM|CORNERSTONE ST NEW|STFL|Stifel, Nicolaus & Company, Incorporated|7277
CLM|CORNERSTONE ST NEW|STKP|STOCKPILE INVESTMENTS, INC.|522
CLM|CORNERSTONE ST NEW|SWIM|TD Ameritrade, Inc.|216571
CLM|CORNERSTONE ST NEW|SWST|Hilltop Securities Inc.|4535
CLM|CORNERSTONE ST NEW|TDSI|TD Securities (USA) LLC|3696
CLM|CORNERSTONE ST NEW|TKNG|ALLY INVEST SECURITIES LLC|18365
CLM|CORNERSTONE ST NEW|TRBT|Tradebot Systems, Inc.|15590
CLM|CORNERSTONE ST NEW|TRCM|TRC MARKETS LLC|79
CLM|CORNERSTONE ST NEW|TWTT|TASTYWORKS, INC.|200
CLM|CORNERSTONE ST NEW|UBSA|UBS SECURITIES LLC|85041
CLM|CORNERSTONE ST NEW|UBSS|UBS Securities LLC|308626
CLM|CORNERSTONE ST NEW|VALX|VIRTU AMERICAS LLC|5200
CLM|CORNERSTONE ST NEW|VGRD|Vanguard Marketing Corporation|207097
CLM|CORNERSTONE ST NEW|WCHV|WELLS FARGO SECURITIES, LLC|68015
CLM|CORNERSTONE ST NEW|WEDB|WEDBUSH SECURITIES INC.|12906
CLM|CORNERSTONE ST NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28835
CLM|CORNERSTONE ST NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3600
CLM|CORNERSTONE ST NEW|WGIF|CIBC World Markets Inc.|85
CLM|CORNERSTONE ST NEW|WSEA|WOLVERINE SECURITIES, LLC|10178
CLM|CORNERSTONE ST NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|191552
CLM|CORNERSTONE ST NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|7029
CLM|CORNERSTONE ST NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20386
CLMT|CALUMET SPECIALTY PR|AGIS|Aegis Capital Corp.|135
CLMT|CALUMET SPECIALTY PR|APCC|Apex Clearing Corporation|722
CLMT|CALUMET SPECIALTY PR|BARD|Robert W. Baird & Co. Incorporated|1220
CLMT|CALUMET SPECIALTY PR|BATM|CBOE TRADING, INC.|505
CLMT|CALUMET SPECIALTY PR|BBNT|BB&T SECURITIES, LLC|2171
CLMT|CALUMET SPECIALTY PR|BIAD|SAGETRADER, LLC|2
CLMT|CALUMET SPECIALTY PR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1282
CLMT|CALUMET SPECIALTY PR|BZYD|GOLDMAN SACHS & CO. LLC|599
CLMT|CALUMET SPECIALTY PR|CANT|Cantor Fitzgerald & Co.|255
CLMT|CALUMET SPECIALTY PR|CHAS|Charles Schwab & Co., Inc.|59
CLMT|CALUMET SPECIALTY PR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
CLMT|CALUMET SPECIALTY PR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
CLMT|CALUMET SPECIALTY PR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29742
CLMT|CALUMET SPECIALTY PR|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CLMT|CALUMET SPECIALTY PR|DADA|D.A. Davidson & Co.|9967
CLMT|CALUMET SPECIALTY PR|DBAB|Deutsche Bank Securities Inc.|7915
CLMT|CALUMET SPECIALTY PR|DBAX|Deutsche Bank Securities Inc.|6900
CLMT|CALUMET SPECIALTY PR|DEAN|MORGAN STANLEY|85260
CLMT|CALUMET SPECIALTY PR|DEGS|RONIN PROFESSIONAL LLC|21478
CLMT|CALUMET SPECIALTY PR|EBXL|EBX LLC|16900
CLMT|CALUMET SPECIALTY PR|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
CLMT|CALUMET SPECIALTY PR|EDJO|Edward D. Jones & Co., L.P.|16937
CLMT|CALUMET SPECIALTY PR|EGAM|CBOE TRADING, INC.|300
CLMT|CALUMET SPECIALTY PR|EGXM|CBOE TRADING, INC.|300
CLMT|CALUMET SPECIALTY PR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|818
CLMT|CALUMET SPECIALTY PR|ETRS|E*Trade Securities LLC|236086
CLMT|CALUMET SPECIALTY PR|FBCO|Credit Suisse Securities (USA) LLC|35846
CLMT|CALUMET SPECIALTY PR|FBSB|U.S. Bancorp Investments, Inc.|300
CLMT|CALUMET SPECIALTY PR|FMAF|NBCN Inc./ CDS|180
CLMT|CALUMET SPECIALTY PR|FOMA|TD AMERITRADE CLEARING, INC.|294051
CLMT|CALUMET SPECIALTY PR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10868
CLMT|CALUMET SPECIALTY PR|FTBR|Foliofn Investments, Inc.|572
CLMT|CALUMET SPECIALTY PR|GEBB|GLOBAL EXECUTION BROKERS, LP|11004
CLMT|CALUMET SPECIALTY PR|GLPX|ACS EXECUTION SERVICES, LLC|100
CLMT|CALUMET SPECIALTY PR|GSCO|GOLDMAN SACHS & CO. LLC|64176
CLMT|CALUMET SPECIALTY PR|GSCS|GOLDMAN SACHS & CO. LLC|17084
CLMT|CALUMET SPECIALTY PR|GSLT|GOLDMAN SACHS & CO. LLC|638
CLMT|CALUMET SPECIALTY PR|GTSZ|GTS SECURITIES LLC|9077
CLMT|CALUMET SPECIALTY PR|HRBF|American Enterprise Investment Services Inc.|8702
CLMT|CALUMET SPECIALTY PR|IBKR|Interactive Brokers Llc|66073
CLMT|CALUMET SPECIALTY PR|ICBX|INSTINET, LLC|8661
CLMT|CALUMET SPECIALTY PR|INCA|INSTINET, LLC|6684
CLMT|CALUMET SPECIALTY PR|INJX|INSTINET, LLC|1298
CLMT|CALUMET SPECIALTY PR|ITGI|ITG Inc.|1246
CLMT|CALUMET SPECIALTY PR|ITGP|ITG INC.|4200
CLMT|CALUMET SPECIALTY PR|JANY|Janney Montgomery Scott Inc.|16962
CLMT|CALUMET SPECIALTY PR|JEFF|JEFFERIES LLC|1300
CLMT|CALUMET SPECIALTY PR|JMPT|JUMP TRADING, LLC|540
CLMT|CALUMET SPECIALTY PR|JPMX|J.P. Morgan Securities LLC|13368
CLMT|CALUMET SPECIALTY PR|JSJX|JANE STREET CAPITAL LLC|2353
CLMT|CALUMET SPECIALTY PR|KCGM|VIRTU Americas LLC|4664
CLMT|CALUMET SPECIALTY PR|LEHM|Barclays Capital Inc./Le|55030
CLMT|CALUMET SPECIALTY PR|LIME|Lime Brokerage LLC|105492
CLMT|CALUMET SPECIALTY PR|LSCI|Lek Securities Corporation|433
CLMT|CALUMET SPECIALTY PR|MAXM|Maxim Group LLC|37862
CLMT|CALUMET SPECIALTY PR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19104
CLMT|CALUMET SPECIALTY PR|MSCO|MORGAN STANLEY & CO. LLC|641603
CLMT|CALUMET SPECIALTY PR|MSPL|MORGAN STANLEY & CO. LLC|25100
CLMT|CALUMET SPECIALTY PR|NFSC|National Financial Services LLC|380679
CLMT|CALUMET SPECIALTY PR|NITE|VIRTU Americas LLC|674642
CLMT|CALUMET SPECIALTY PR|NITP|VIRTU Americas LLC|200
CLMT|CALUMET SPECIALTY PR|NQRB|Brut, LLC|100
CLMT|CALUMET SPECIALTY PR|OPCO|Oppenheimer & Co. Inc.|14686
CLMT|CALUMET SPECIALTY PR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CLMT|CALUMET SPECIALTY PR|PDQM|CODA MARKETS, INC.|8102
CLMT|CALUMET SPECIALTY PR|PHLY|NASDAQ Execution Services, LLC|2800
CLMT|CALUMET SPECIALTY PR|PWJC|UBS Financial Services, Inc.|3100
CLMT|CALUMET SPECIALTY PR|RAJA|Raymond James & Associates, Inc.|5036
CLMT|CALUMET SPECIALTY PR|RBCM|RBC CAPITAL MARKETS, LLC|12544
CLMT|CALUMET SPECIALTY PR|SAGL|SAGETRADER, LLC|200
CLMT|CALUMET SPECIALTY PR|SAGW|SAGETRADER, LLC|6964
CLMT|CALUMET SPECIALTY PR|SALI|INTL FCSTONE FINANCIAL INC.|2645
CLMT|CALUMET SPECIALTY PR|SBSH|Citigroup Global Markets Inc.|18414
CLMT|CALUMET SPECIALTY PR|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|190
CLMT|CALUMET SPECIALTY PR|SGMT|GOLDMAN SACHS & CO. LLC|17912
CLMT|CALUMET SPECIALTY PR|SPDR|SPEEDROUTE LLC|1800
CLMT|CALUMET SPECIALTY PR|STFL|Stifel, Nicolaus & Company, Incorporated|20467
CLMT|CALUMET SPECIALTY PR|STXG|Stockcross Financial Services, Inc.|2000
CLMT|CALUMET SPECIALTY PR|SWIM|TD Ameritrade, Inc.|12738
CLMT|CALUMET SPECIALTY PR|SWST|Hilltop Securities Inc.|110
CLMT|CALUMET SPECIALTY PR|TKNG|ALLY INVEST SECURITIES LLC|12202
CLMT|CALUMET SPECIALTY PR|TRBT|Tradebot Systems, Inc.|752
CLMT|CALUMET SPECIALTY PR|TRCM|TRC MARKETS LLC|27202
CLMT|CALUMET SPECIALTY PR|UBSA|UBS SECURITIES LLC|171430
CLMT|CALUMET SPECIALTY PR|UBSS|UBS Securities LLC|140826
CLMT|CALUMET SPECIALTY PR|VALX|VIRTU AMERICAS LLC|15810
CLMT|CALUMET SPECIALTY PR|VGRD|Vanguard Marketing Corporation|19849
CLMT|CALUMET SPECIALTY PR|WBLR|WILLIAM BLAIR|1440
CLMT|CALUMET SPECIALTY PR|WCHV|WELLS FARGO SECURITIES, LLC|73877
CLMT|CALUMET SPECIALTY PR|WEDB|WEDBUSH SECURITIES INC.|14485
CLMT|CALUMET SPECIALTY PR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21390
CLMT|CALUMET SPECIALTY PR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31971
CLMT|CALUMET SPECIALTY PR|WGIF|CIBC World Markets Inc.|11600
CLMT|CALUMET SPECIALTY PR|WSEA|WOLVERINE SECURITIES, LLC|11091
CLMT|CALUMET SPECIALTY PR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1350
CLMT|CALUMET SPECIALTY PR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16893
CLNC|COLONY CREDIT RE|ALTX|Alternet Securities Inc.|30029
CLNC|COLONY CREDIT RE|ANOS|ABEL/NOSER, L.L.C.|1326
CLNC|COLONY CREDIT RE|BANK|Primevest Financial Services, Inc.|20678
CLNC|COLONY CREDIT RE|BATM|CBOE TRADING, INC.|5611
CLNC|COLONY CREDIT RE|BAYC|BAY CREST PARTNERS, LLC|21016
CLNC|COLONY CREDIT RE|BERN|Sanford C. Bernstein & Co., LLC|165737
CLNC|COLONY CREDIT RE|BIDS|BIDS TRADING L.P.|1200
CLNC|COLONY CREDIT RE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52920
CLNC|COLONY CREDIT RE|BLKX|INSTINET, LLC|21172
CLNC|COLONY CREDIT RE|BNCH|The Benchmark Company, LLC|38400
CLNC|COLONY CREDIT RE|BNPX|BNP PARIBAS SECURITIES CORP.|12009
CLNC|COLONY CREDIT RE|BRGE|Newbridge Securities Corp.|145
CLNC|COLONY CREDIT RE|BTIG|BTIG, LLC|604
CLNC|COLONY CREDIT RE|BYXM|CBOE TRADING, INC.|660
CLNC|COLONY CREDIT RE|CHAS|Charles Schwab & Co., Inc.|500
CLNC|COLONY CREDIT RE|CIST|Capital Institutional Services, Inc.|589
CLNC|COLONY CREDIT RE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5365
CLNC|COLONY CREDIT RE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
CLNC|COLONY CREDIT RE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|230149
CLNC|COLONY CREDIT RE|CTDL|Citadel Derivatives Group Llc|20793
CLNC|COLONY CREDIT RE|CXCX|CITIGROUP GLOBAL MARKETS INC.|26772
CLNC|COLONY CREDIT RE|DBAB|Deutsche Bank Securities Inc.|59068
CLNC|COLONY CREDIT RE|DBAX|Deutsche Bank Securities Inc.|235100
CLNC|COLONY CREDIT RE|DEAN|MORGAN STANLEY|1388
CLNC|COLONY CREDIT RE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
CLNC|COLONY CREDIT RE|DRWK|DRW SECURITIES, L.L.C.|500
CLNC|COLONY CREDIT RE|EBXL|EBX LLC|153300
CLNC|COLONY CREDIT RE|ECUT|CONVERGEX EXECUTION SOLUTIONS|36982
CLNC|COLONY CREDIT RE|EDJO|Edward D. Jones & Co., L.P.|13598
CLNC|COLONY CREDIT RE|EGAM|CBOE TRADING, INC.|23911
CLNC|COLONY CREDIT RE|EGAW|CBOE TRADING, INC.|400
CLNC|COLONY CREDIT RE|EGMT|EG MARKET TECHNOLOGIES LLC|1670
CLNC|COLONY CREDIT RE|EGXM|CBOE TRADING, INC.|6933
CLNC|COLONY CREDIT RE|ETBE|Electronic Transaction Clearing, Inc.|8196
CLNC|COLONY CREDIT RE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CLNC|COLONY CREDIT RE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7100
CLNC|COLONY CREDIT RE|ETCB|ETC BROKERAGE SERVICES, LLC|2720
CLNC|COLONY CREDIT RE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6664
CLNC|COLONY CREDIT RE|ETRS|E*Trade Securities LLC|18242
CLNC|COLONY CREDIT RE|FILL|Tradestation Securities, Inc.|300
CLNC|COLONY CREDIT RE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16732
CLNC|COLONY CREDIT RE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79737
CLNC|COLONY CREDIT RE|GEBB|GLOBAL EXECUTION BROKERS, LP|4420
CLNC|COLONY CREDIT RE|GLPX|ACS EXECUTION SERVICES, LLC|70726
CLNC|COLONY CREDIT RE|GSCO|GOLDMAN SACHS & CO. LLC|1034469
CLNC|COLONY CREDIT RE|GSCS|GOLDMAN SACHS & CO. LLC|1300
CLNC|COLONY CREDIT RE|GSLT|GOLDMAN SACHS & CO. LLC|14164
CLNC|COLONY CREDIT RE|GTSZ|GTS SECURITIES LLC|33932
CLNC|COLONY CREDIT RE|HRBF|American Enterprise Investment Services Inc.|56072
CLNC|COLONY CREDIT RE|IATS|INTERACTIVE BROKERS LLC|12375
CLNC|COLONY CREDIT RE|IBKR|Interactive Brokers Llc|79852
CLNC|COLONY CREDIT RE|ICBX|INSTINET, LLC|39838
CLNC|COLONY CREDIT RE|IEQY|CITADEL SECURITIES LLC|6430
CLNC|COLONY CREDIT RE|INCA|INSTINET, LLC|77343
CLNC|COLONY CREDIT RE|ITGI|ITG Inc.|59844
CLNC|COLONY CREDIT RE|ITGP|ITG INC.|131400
CLNC|COLONY CREDIT RE|JANY|Janney Montgomery Scott Inc.|300
CLNC|COLONY CREDIT RE|JEFF|JEFFERIES LLC|13172
CLNC|COLONY CREDIT RE|JMPT|JUMP TRADING, LLC|24960
CLNC|COLONY CREDIT RE|JPBX|J.P. MORGAN SECURITIES LLC|26289
CLNC|COLONY CREDIT RE|JPMX|J.P. Morgan Securities LLC|355928
CLNC|COLONY CREDIT RE|JSJX|JANE STREET CAPITAL LLC|3887
CLNC|COLONY CREDIT RE|KCGM|VIRTU Americas LLC|46139
CLNC|COLONY CREDIT RE|LEHM|Barclays Capital Inc./Le|293244
CLNC|COLONY CREDIT RE|LIME|Lime Brokerage LLC|20308
CLNC|COLONY CREDIT RE|LOOP|Loop Capital Markets LLC|12532
CLNC|COLONY CREDIT RE|MACQ|Macquarie Capital (USA) Inc.|6406
CLNC|COLONY CREDIT RE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83797
CLNC|COLONY CREDIT RE|MOTF|MOTIF INVESTING, INC.|1
CLNC|COLONY CREDIT RE|MSCO|MORGAN STANLEY & CO. LLC|405727
CLNC|COLONY CREDIT RE|MSPL|MORGAN STANLEY & CO. LLC|167100
CLNC|COLONY CREDIT RE|MSTX|MORGAN STANLEY & CO. LLC|123900
CLNC|COLONY CREDIT RE|NATL|National Securities Corporation|6633
CLNC|COLONY CREDIT RE|NFSC|National Financial Services LLC|251372
CLNC|COLONY CREDIT RE|NITE|VIRTU Americas LLC|475779
CLNC|COLONY CREDIT RE|NITP|VIRTU Americas LLC|700
CLNC|COLONY CREDIT RE|NQRB|Brut, LLC|4313
CLNC|COLONY CREDIT RE|NTRC|Northern Trust Securities, Inc.|5016
CLNC|COLONY CREDIT RE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|107605
CLNC|COLONY CREDIT RE|PDQM|CODA MARKETS, INC.|120067
CLNC|COLONY CREDIT RE|PWJC|UBS Financial Services, Inc.|2200
CLNC|COLONY CREDIT RE|QMSR|QUATTRO M SECURITIES INC.|43827
CLNC|COLONY CREDIT RE|RBCM|RBC CAPITAL MARKETS, LLC|22801
CLNC|COLONY CREDIT RE|SAGL|SAGETRADER, LLC|61292
CLNC|COLONY CREDIT RE|SALI|INTL FCSTONE FINANCIAL INC.|2400
CLNC|COLONY CREDIT RE|SBSH|Citigroup Global Markets Inc.|26861
CLNC|COLONY CREDIT RE|SEIC|SEI Investments Distribution Co.|3755
CLNC|COLONY CREDIT RE|SGMT|GOLDMAN SACHS & CO. LLC|52324
CLNC|COLONY CREDIT RE|SPDR|SPEEDROUTE LLC|19100
CLNC|COLONY CREDIT RE|STFL|Stifel, Nicolaus & Company, Incorporated|400
CLNC|COLONY CREDIT RE|SWIM|TD Ameritrade, Inc.|23175
CLNC|COLONY CREDIT RE|SWST|Hilltop Securities Inc.|7488
CLNC|COLONY CREDIT RE|TITL|TITLEIST ASSET MANAGEMENT, LTD.|200
CLNC|COLONY CREDIT RE|TKNG|ALLY INVEST SECURITIES LLC|375
CLNC|COLONY CREDIT RE|TRBT|Tradebot Systems, Inc.|121599
CLNC|COLONY CREDIT RE|TRCM|TRC MARKETS LLC|16099
CLNC|COLONY CREDIT RE|UBSA|UBS SECURITIES LLC|421002
CLNC|COLONY CREDIT RE|UBSS|UBS Securities LLC|578029
CLNC|COLONY CREDIT RE|VALX|VIRTU AMERICAS LLC|4695
CLNC|COLONY CREDIT RE|VGRD|Vanguard Marketing Corporation|7079
CLNC|COLONY CREDIT RE|WCHV|WELLS FARGO SECURITIES, LLC|93996
CLNC|COLONY CREDIT RE|WDNX|WEEDEN & CO.L.P.|1376
CLNC|COLONY CREDIT RE|WEDB|WEDBUSH SECURITIES INC.|17514
CLNC|COLONY CREDIT RE|WEED|Weeden & Co.L.P.|183
CLNC|COLONY CREDIT RE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56073
CLNC|COLONY CREDIT RE|XPQR|Jump Trading|200
CLNC|COLONY CREDIT RE|XSTM|NATIONAL FINANCIAL SERVICES LLC|58966
CLNC|COLONY CREDIT RE|YKNA|COMHAR CAPITAL MARKETS, LLC|23399
CLNC|COLONY CREDIT RE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|332192
CLNE|CLEAN ENERGY FUELS|ABLE|NATIXIS Securities Americas LLC|31484
CLNE|CLEAN ENERGY FUELS|AGIS|Aegis Capital Corp.|50880
CLNE|CLEAN ENERGY FUELS|ALTX|Alternet Securities Inc.|10009
CLNE|CLEAN ENERGY FUELS|APCC|Apex Clearing Corporation|36393
CLNE|CLEAN ENERGY FUELS|BARD|Robert W. Baird & Co. Incorporated|37778
CLNE|CLEAN ENERGY FUELS|BATM|CBOE TRADING, INC.|2999
CLNE|CLEAN ENERGY FUELS|BAYT|BTIG, LLC|9600
CLNE|CLEAN ENERGY FUELS|BERN|Sanford C. Bernstein & Co., LLC|31835
CLNE|CLEAN ENERGY FUELS|BIAD|SAGETRADER, LLC|1000
CLNE|CLEAN ENERGY FUELS|BIMI|Banca IMI Securities Corp.|27900
CLNE|CLEAN ENERGY FUELS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|91538
CLNE|CLEAN ENERGY FUELS|BMOC|BMO Capital Markets Corp.|21850
CLNE|CLEAN ENERGY FUELS|BNPX|BNP PARIBAS SECURITIES CORP.|175345
CLNE|CLEAN ENERGY FUELS|BTIG|BTIG, LLC|27889
CLNE|CLEAN ENERGY FUELS|BYXM|CBOE TRADING, INC.|200
CLNE|CLEAN ENERGY FUELS|CANT|Cantor Fitzgerald & Co.|100
CLNE|CLEAN ENERGY FUELS|CHAS|Charles Schwab & Co., Inc.|39629
CLNE|CLEAN ENERGY FUELS|CIST|Capital Institutional Services, Inc.|200
CLNE|CLEAN ENERGY FUELS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|122227
CLNE|CLEAN ENERGY FUELS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10700
CLNE|CLEAN ENERGY FUELS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25100
CLNE|CLEAN ENERGY FUELS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|516823
CLNE|CLEAN ENERGY FUELS|CTDL|Citadel Derivatives Group Llc|3872
CLNE|CLEAN ENERGY FUELS|CXCX|CITIGROUP GLOBAL MARKETS INC.|87752
CLNE|CLEAN ENERGY FUELS|DADA|D.A. Davidson & Co.|1100
CLNE|CLEAN ENERGY FUELS|DBAB|Deutsche Bank Securities Inc.|509527
CLNE|CLEAN ENERGY FUELS|DBAX|Deutsche Bank Securities Inc.|216700
CLNE|CLEAN ENERGY FUELS|DEAN|MORGAN STANLEY|14963
CLNE|CLEAN ENERGY FUELS|DEGS|RONIN PROFESSIONAL LLC|149166
CLNE|CLEAN ENERGY FUELS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|64089
CLNE|CLEAN ENERGY FUELS|EBXL|EBX LLC|237400
CLNE|CLEAN ENERGY FUELS|ECUT|CONVERGEX EXECUTION SOLUTIONS|37480
CLNE|CLEAN ENERGY FUELS|EDJO|Edward D. Jones & Co., L.P.|53669
CLNE|CLEAN ENERGY FUELS|EGAM|CBOE TRADING, INC.|7862
CLNE|CLEAN ENERGY FUELS|EGXM|CBOE TRADING, INC.|32356
CLNE|CLEAN ENERGY FUELS|EGXW|CBOE TRADING, INC.|2155
CLNE|CLEAN ENERGY FUELS|ETBE|Electronic Transaction Clearing, Inc.|43405
CLNE|CLEAN ENERGY FUELS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|36376
CLNE|CLEAN ENERGY FUELS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6048
CLNE|CLEAN ENERGY FUELS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1600
CLNE|CLEAN ENERGY FUELS|ETRS|E*Trade Securities LLC|2993985
CLNE|CLEAN ENERGY FUELS|FBCO|Credit Suisse Securities (USA) LLC|1156522
CLNE|CLEAN ENERGY FUELS|FBSB|U.S. Bancorp Investments, Inc.|317
CLNE|CLEAN ENERGY FUELS|FILL|Tradestation Securities, Inc.|76197
CLNE|CLEAN ENERGY FUELS|FMAF|NBCN Inc./ CDS|20730
CLNE|CLEAN ENERGY FUELS|FOMA|TD AMERITRADE CLEARING, INC.|4929899
CLNE|CLEAN ENERGY FUELS|FQLS|Quantlab Securities LP|259304
CLNE|CLEAN ENERGY FUELS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42681
CLNE|CLEAN ENERGY FUELS|FTBR|Foliofn Investments, Inc.|194547
CLNE|CLEAN ENERGY FUELS|GEBB|GLOBAL EXECUTION BROKERS, LP|95109
CLNE|CLEAN ENERGY FUELS|GLIS|TD Securities Inc|2000
CLNE|CLEAN ENERGY FUELS|GLPX|ACS EXECUTION SERVICES, LLC|11076
CLNE|CLEAN ENERGY FUELS|GSCO|GOLDMAN SACHS & CO. LLC|1878869
CLNE|CLEAN ENERGY FUELS|GSCS|GOLDMAN SACHS & CO. LLC|72970
CLNE|CLEAN ENERGY FUELS|GSLT|GOLDMAN SACHS & CO. LLC|14191
CLNE|CLEAN ENERGY FUELS|GTSZ|GTS SECURITIES LLC|22687
CLNE|CLEAN ENERGY FUELS|HAPX|HAP Trading, LLC|100
CLNE|CLEAN ENERGY FUELS|HRBF|American Enterprise Investment Services Inc.|29026
CLNE|CLEAN ENERGY FUELS|HSBC|HSBC Securities, Inc.|1545
CLNE|CLEAN ENERGY FUELS|IATS|INTERACTIVE BROKERS LLC|167820
CLNE|CLEAN ENERGY FUELS|IBKR|Interactive Brokers Llc|937387
CLNE|CLEAN ENERGY FUELS|ICBX|INSTINET, LLC|139004
CLNE|CLEAN ENERGY FUELS|IEQY|CITADEL SECURITIES LLC|170404
CLNE|CLEAN ENERGY FUELS|INCA|INSTINET, LLC|294025
CLNE|CLEAN ENERGY FUELS|INJX|INSTINET, LLC|61242
CLNE|CLEAN ENERGY FUELS|ITGI|ITG Inc.|311557
CLNE|CLEAN ENERGY FUELS|ITGP|ITG INC.|229800
CLNE|CLEAN ENERGY FUELS|JANY|Janney Montgomery Scott Inc.|9171
CLNE|CLEAN ENERGY FUELS|JEFF|JEFFERIES LLC|171989
CLNE|CLEAN ENERGY FUELS|JMPT|JUMP TRADING, LLC|221517
CLNE|CLEAN ENERGY FUELS|JPBX|J.P. MORGAN SECURITIES LLC|21913
CLNE|CLEAN ENERGY FUELS|JPMX|J.P. Morgan Securities LLC|278114
CLNE|CLEAN ENERGY FUELS|JSJX|JANE STREET CAPITAL LLC|203695
CLNE|CLEAN ENERGY FUELS|KCGM|VIRTU Americas LLC|126194
CLNE|CLEAN ENERGY FUELS|KRSH|Kershner Securities, LLC|1812
CLNE|CLEAN ENERGY FUELS|LEHM|Barclays Capital Inc./Le|1339029
CLNE|CLEAN ENERGY FUELS|LIME|Lime Brokerage LLC|487741
CLNE|CLEAN ENERGY FUELS|LMGP|LIME BROKERAGE LLC|12300
CLNE|CLEAN ENERGY FUELS|LOOP|Loop Capital Markets LLC|9486
CLNE|CLEAN ENERGY FUELS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
CLNE|CLEAN ENERGY FUELS|MACC|Mid Atlantic Capital Corporation|414
CLNE|CLEAN ENERGY FUELS|MAXM|Maxim Group LLC|15121
CLNE|CLEAN ENERGY FUELS|MCBT|Moors & Cabot, Inc.|3797
CLNE|CLEAN ENERGY FUELS|MCMF|Raymond James Ltd. Cds|2000
CLNE|CLEAN ENERGY FUELS|MKMP|MKM Partners LLC|344312
CLNE|CLEAN ENERGY FUELS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|609316
CLNE|CLEAN ENERGY FUELS|MOTF|MOTIF INVESTING, INC.|7
CLNE|CLEAN ENERGY FUELS|MSCO|MORGAN STANLEY & CO. LLC|4077348
CLNE|CLEAN ENERGY FUELS|MSPL|MORGAN STANLEY & CO. LLC|537400
CLNE|CLEAN ENERGY FUELS|MSTX|MORGAN STANLEY & CO. LLC|161200
CLNE|CLEAN ENERGY FUELS|NBCS|NBC Securities, INC.|50115
CLNE|CLEAN ENERGY FUELS|NFSC|National Financial Services LLC|3282724
CLNE|CLEAN ENERGY FUELS|NITE|VIRTU Americas LLC|5912793
CLNE|CLEAN ENERGY FUELS|NITP|VIRTU Americas LLC|69673
CLNE|CLEAN ENERGY FUELS|NQRB|Brut, LLC|7070
CLNE|CLEAN ENERGY FUELS|NTRC|Northern Trust Securities, Inc.|1000
CLNE|CLEAN ENERGY FUELS|OHOS|TWO SIGMA SECURITIES, LLC|3283
CLNE|CLEAN ENERGY FUELS|OPCO|Oppenheimer & Co. Inc.|4987
CLNE|CLEAN ENERGY FUELS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6390
CLNE|CLEAN ENERGY FUELS|PCPT|PHILLIP CAPITAL INC.|3000
CLNE|CLEAN ENERGY FUELS|PDQM|CODA MARKETS, INC.|23123
CLNE|CLEAN ENERGY FUELS|PHLY|NASDAQ Execution Services, LLC|400
CLNE|CLEAN ENERGY FUELS|RAJA|Raymond James & Associates, Inc.|50772
CLNE|CLEAN ENERGY FUELS|RBCM|RBC CAPITAL MARKETS, LLC|84867
CLNE|CLEAN ENERGY FUELS|RGLD|Regal Securities, Inc|1000
CLNE|CLEAN ENERGY FUELS|SAGL|SAGETRADER, LLC|7478
CLNE|CLEAN ENERGY FUELS|SALI|INTL FCSTONE FINANCIAL INC.|8870
CLNE|CLEAN ENERGY FUELS|SBSH|Citigroup Global Markets Inc.|1145604
CLNE|CLEAN ENERGY FUELS|SGMT|GOLDMAN SACHS & CO. LLC|166577
CLNE|CLEAN ENERGY FUELS|SPDR|SPEEDROUTE LLC|5627
CLNE|CLEAN ENERGY FUELS|SPTD|MINT GLOBAL MARKETS, INC.|1307
CLNE|CLEAN ENERGY FUELS|STFL|Stifel, Nicolaus & Company, Incorporated|5962
CLNE|CLEAN ENERGY FUELS|STXG|Stockcross Financial Services, Inc.|314
CLNE|CLEAN ENERGY FUELS|SWIM|TD Ameritrade, Inc.|1385659
CLNE|CLEAN ENERGY FUELS|TKNG|ALLY INVEST SECURITIES LLC|96125
CLNE|CLEAN ENERGY FUELS|TRBT|Tradebot Systems, Inc.|284002
CLNE|CLEAN ENERGY FUELS|TRCM|TRC MARKETS LLC|128559
CLNE|CLEAN ENERGY FUELS|TWTT|TASTYWORKS, INC.|1450
CLNE|CLEAN ENERGY FUELS|UBSA|UBS SECURITIES LLC|946466
CLNE|CLEAN ENERGY FUELS|UBSS|UBS Securities LLC|1867805
CLNE|CLEAN ENERGY FUELS|VALX|VIRTU AMERICAS LLC|91861
CLNE|CLEAN ENERGY FUELS|VGRD|Vanguard Marketing Corporation|761794
CLNE|CLEAN ENERGY FUELS|VSIN|Vision Financial Markets Llc|56
CLNE|CLEAN ENERGY FUELS|WCHV|WELLS FARGO SECURITIES, LLC|451124
CLNE|CLEAN ENERGY FUELS|WDNX|WEEDEN & CO.L.P.|15022
CLNE|CLEAN ENERGY FUELS|WEDB|WEDBUSH SECURITIES INC.|42228
CLNE|CLEAN ENERGY FUELS|WEED|Weeden & Co.L.P.|600
CLNE|CLEAN ENERGY FUELS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35475
CLNE|CLEAN ENERGY FUELS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46607
CLNE|CLEAN ENERGY FUELS|WGIF|CIBC World Markets Inc.|15574
CLNE|CLEAN ENERGY FUELS|WSEA|WOLVERINE SECURITIES, LLC|120953
CLNE|CLEAN ENERGY FUELS|XIST|INSTINET, LLC|248350
CLNE|CLEAN ENERGY FUELS|XSTM|NATIONAL FINANCIAL SERVICES LLC|260754
CLNE|CLEAN ENERGY FUELS|YKNA|COMHAR CAPITAL MARKETS, LLC|1742
CLNE|CLEAN ENERGY FUELS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3475
CLNY|COLONY CAPITAL, INC|ADAM|CANACCORD GENUITY INC.|100
CLNY|COLONY CAPITAL, INC|AGIS|Aegis Capital Corp.|2800
CLNY|COLONY CAPITAL, INC|ALTX|Alternet Securities Inc.|5300
CLNY|COLONY CAPITAL, INC|APCC|Apex Clearing Corporation|2175
CLNY|COLONY CAPITAL, INC|BANK|Primevest Financial Services, Inc.|67
CLNY|COLONY CAPITAL, INC|BARD|Robert W. Baird & Co. Incorporated|5393
CLNY|COLONY CAPITAL, INC|BATM|CBOE TRADING, INC.|8155
CLNY|COLONY CAPITAL, INC|BAYT|BTIG, LLC|10238
CLNY|COLONY CAPITAL, INC|BBNT|BB&T SECURITIES, LLC|8566
CLNY|COLONY CAPITAL, INC|BERN|Sanford C. Bernstein & Co., LLC|1200
CLNY|COLONY CAPITAL, INC|BIDS|BIDS TRADING L.P.|100
CLNY|COLONY CAPITAL, INC|BLKX|INSTINET, LLC|58100
CLNY|COLONY CAPITAL, INC|BTIG|BTIG, LLC|256606
CLNY|COLONY CAPITAL, INC|BYXM|CBOE TRADING, INC.|700
CLNY|COLONY CAPITAL, INC|BZYD|GOLDMAN SACHS & CO. LLC|7433
CLNY|COLONY CAPITAL, INC|CANT|Cantor Fitzgerald & Co.|5939
CLNY|COLONY CAPITAL, INC|CHAS|Charles Schwab & Co., Inc.|73
CLNY|COLONY CAPITAL, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|258345
CLNY|COLONY CAPITAL, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|272187
CLNY|COLONY CAPITAL, INC|CTDL|Citadel Derivatives Group Llc|44148
CLNY|COLONY CAPITAL, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|59560
CLNY|COLONY CAPITAL, INC|DBAB|Deutsche Bank Securities Inc.|125284
CLNY|COLONY CAPITAL, INC|DBAX|Deutsche Bank Securities Inc.|374200
CLNY|COLONY CAPITAL, INC|DBUL|Deutsche Bank Securities Inc.|64
CLNY|COLONY CAPITAL, INC|DEAN|MORGAN STANLEY|5688
CLNY|COLONY CAPITAL, INC|DEGS|RONIN PROFESSIONAL LLC|4420
CLNY|COLONY CAPITAL, INC|DRWC|DRW SECURITIES, L.L.C.|110105
CLNY|COLONY CAPITAL, INC|EBXL|EBX LLC|279800
CLNY|COLONY CAPITAL, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11015
CLNY|COLONY CAPITAL, INC|EDJO|Edward D. Jones & Co., L.P.|3066
CLNY|COLONY CAPITAL, INC|EGAM|CBOE TRADING, INC.|5730
CLNY|COLONY CAPITAL, INC|EGAW|CBOE TRADING, INC.|100
CLNY|COLONY CAPITAL, INC|EGXM|CBOE TRADING, INC.|2400
CLNY|COLONY CAPITAL, INC|ETBE|Electronic Transaction Clearing, Inc.|300
CLNY|COLONY CAPITAL, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3100
CLNY|COLONY CAPITAL, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
CLNY|COLONY CAPITAL, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6000
CLNY|COLONY CAPITAL, INC|ETRS|E*Trade Securities LLC|147479
CLNY|COLONY CAPITAL, INC|FILL|Tradestation Securities, Inc.|3922
CLNY|COLONY CAPITAL, INC|FMAF|NBCN Inc./ CDS|4000
CLNY|COLONY CAPITAL, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
CLNY|COLONY CAPITAL, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|184883
CLNY|COLONY CAPITAL, INC|FTBR|Foliofn Investments, Inc.|459
CLNY|COLONY CAPITAL, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
CLNY|COLONY CAPITAL, INC|GLIS|TD Securities Inc|100
CLNY|COLONY CAPITAL, INC|GLPX|ACS EXECUTION SERVICES, LLC|25356
CLNY|COLONY CAPITAL, INC|GSCO|GOLDMAN SACHS & CO. LLC|550276
CLNY|COLONY CAPITAL, INC|GSCS|GOLDMAN SACHS & CO. LLC|700
CLNY|COLONY CAPITAL, INC|GSLT|GOLDMAN SACHS & CO. LLC|19703
CLNY|COLONY CAPITAL, INC|GTSZ|GTS SECURITIES LLC|18397
CLNY|COLONY CAPITAL, INC|GUGS|Guggenheim Securities, LLC|100
CLNY|COLONY CAPITAL, INC|HRBF|American Enterprise Investment Services Inc.|2712
CLNY|COLONY CAPITAL, INC|IATS|INTERACTIVE BROKERS LLC|13845
CLNY|COLONY CAPITAL, INC|IBKR|Interactive Brokers Llc|38148
CLNY|COLONY CAPITAL, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1733
CLNY|COLONY CAPITAL, INC|ICBX|INSTINET, LLC|126950
CLNY|COLONY CAPITAL, INC|IEQY|CITADEL SECURITIES LLC|12722
CLNY|COLONY CAPITAL, INC|INCA|INSTINET, LLC|523407
CLNY|COLONY CAPITAL, INC|INJX|INSTINET, LLC|1851
CLNY|COLONY CAPITAL, INC|ITGI|ITG Inc.|296394
CLNY|COLONY CAPITAL, INC|ITGP|ITG INC.|441800
CLNY|COLONY CAPITAL, INC|JANY|Janney Montgomery Scott Inc.|981
CLNY|COLONY CAPITAL, INC|JEFF|JEFFERIES LLC|110314
CLNY|COLONY CAPITAL, INC|JMPT|JUMP TRADING, LLC|107576
CLNY|COLONY CAPITAL, INC|JPBX|J.P. MORGAN SECURITIES LLC|42194
CLNY|COLONY CAPITAL, INC|JPMX|J.P. Morgan Securities LLC|1339727
CLNY|COLONY CAPITAL, INC|JSJX|JANE STREET CAPITAL LLC|27364
CLNY|COLONY CAPITAL, INC|JSSF|JMP Securities LLC|100
CLNY|COLONY CAPITAL, INC|KBWI|Keefe, Bruyette & Woods, Inc.|100
CLNY|COLONY CAPITAL, INC|KCGM|VIRTU Americas LLC|168184
CLNY|COLONY CAPITAL, INC|LEHM|Barclays Capital Inc./Le|548132
CLNY|COLONY CAPITAL, INC|LIME|Lime Brokerage LLC|18057
CLNY|COLONY CAPITAL, INC|LQNA|LIQUIDNET, INC.|63800
CLNY|COLONY CAPITAL, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CLNY|COLONY CAPITAL, INC|MAXM|Maxim Group LLC|100
CLNY|COLONY CAPITAL, INC|MKMP|MKM Partners LLC|398000
CLNY|COLONY CAPITAL, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|239976
CLNY|COLONY CAPITAL, INC|MOTF|MOTIF INVESTING, INC.|1
CLNY|COLONY CAPITAL, INC|MSCO|MORGAN STANLEY & CO. LLC|1059727
CLNY|COLONY CAPITAL, INC|MSPL|MORGAN STANLEY & CO. LLC|643100
CLNY|COLONY CAPITAL, INC|MSTX|MORGAN STANLEY & CO. LLC|301100
CLNY|COLONY CAPITAL, INC|NFSC|National Financial Services LLC|395726
CLNY|COLONY CAPITAL, INC|NITE|VIRTU Americas LLC|737907
CLNY|COLONY CAPITAL, INC|NITP|VIRTU Americas LLC|14815
CLNY|COLONY CAPITAL, INC|NQRB|Brut, LLC|8690
CLNY|COLONY CAPITAL, INC|NTBF|BMO Nesbitt Burns Inc./CDS|1500
CLNY|COLONY CAPITAL, INC|OPCO|Oppenheimer & Co. Inc.|1937
CLNY|COLONY CAPITAL, INC|PDQM|CODA MARKETS, INC.|76233
CLNY|COLONY CAPITAL, INC|PWJC|UBS Financial Services, Inc.|4709
CLNY|COLONY CAPITAL, INC|RBCM|RBC CAPITAL MARKETS, LLC|29941
CLNY|COLONY CAPITAL, INC|SBSH|Citigroup Global Markets Inc.|11527
CLNY|COLONY CAPITAL, INC|SGMT|GOLDMAN SACHS & CO. LLC|236751
CLNY|COLONY CAPITAL, INC|SPDR|SPEEDROUTE LLC|1538
CLNY|COLONY CAPITAL, INC|STFL|Stifel, Nicolaus & Company, Incorporated|871
CLNY|COLONY CAPITAL, INC|SWIM|TD Ameritrade, Inc.|80051
CLNY|COLONY CAPITAL, INC|TKNG|ALLY INVEST SECURITIES LLC|2236
CLNY|COLONY CAPITAL, INC|TMBR|Timber Hill LLC|300
CLNY|COLONY CAPITAL, INC|TOUR|TOURMALINE PARTNERS, LLC|15655
CLNY|COLONY CAPITAL, INC|TRCM|TRC MARKETS LLC|12807
CLNY|COLONY CAPITAL, INC|UBSA|UBS SECURITIES LLC|648171
CLNY|COLONY CAPITAL, INC|UBSS|UBS Securities LLC|445896
CLNY|COLONY CAPITAL, INC|VALX|VIRTU AMERICAS LLC|34335
CLNY|COLONY CAPITAL, INC|VGRD|Vanguard Marketing Corporation|5009
CLNY|COLONY CAPITAL, INC|VNDM|Wall Street Access|200
CLNY|COLONY CAPITAL, INC|WABR|Wall Street Access|100
CLNY|COLONY CAPITAL, INC|WBET|Wallachbeth Capital LLC|1881
CLNY|COLONY CAPITAL, INC|WBLR|WILLIAM BLAIR|100
CLNY|COLONY CAPITAL, INC|WCHV|WELLS FARGO SECURITIES, LLC|53463
CLNY|COLONY CAPITAL, INC|WEDB|WEDBUSH SECURITIES INC.|2100
CLNY|COLONY CAPITAL, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|723
CLNY|COLONY CAPITAL, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4208
CLNY|COLONY CAPITAL, INC|WSEA|WOLVERINE SECURITIES, LLC|1518
CLNY|COLONY CAPITAL, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|86056
CLNY|COLONY CAPITAL, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|37343
CLNY|COLONY CAPITAL, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17658
CLNY$B|COLONY CP 8.25 B|CANT|Cantor Fitzgerald & Co.|2039
CLNY$B|COLONY CP 8.25 B|CHAS|Charles Schwab & Co., Inc.|2039
CLNY$B|COLONY CP 8.25 B|DEAN|MORGAN STANLEY|1856
CLNY$B|COLONY CP 8.25 B|EBXL|EBX LLC|100
CLNY$B|COLONY CP 8.25 B|MSCO|MORGAN STANLEY & CO. LLC|716
CLNY$B|COLONY CP 8.25 B|NFSC|National Financial Services LLC|4337
CLNY$B|COLONY CP 8.25 B|NITE|VIRTU Americas LLC|3763
CLNY$B|COLONY CP 8.25 B|RBCM|RBC CAPITAL MARKETS, LLC|1278
CLNY$B|COLONY CP 8.25 B|STFL|Stifel, Nicolaus & Company, Incorporated|215
CLNY$B|COLONY CP 8.25 B|UBSS|UBS Securities LLC|300
CLNY$B|COLONY CP 8.25 B|WCHV|WELLS FARGO SECURITIES, LLC|238
CLNY$B|COLONY CP 8.25 B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CLNY$E|COLONY CP 8.75 PFD|BATM|CBOE TRADING, INC.|12
CLNY$E|COLONY CP 8.75 PFD|BBNT|BB&T SECURITIES, LLC|18
CLNY$E|COLONY CP 8.75 PFD|CANT|Cantor Fitzgerald & Co.|228089
CLNY$E|COLONY CP 8.75 PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19
CLNY$E|COLONY CP 8.75 PFD|DBAX|Deutsche Bank Securities Inc.|100
CLNY$E|COLONY CP 8.75 PFD|DEAN|MORGAN STANLEY|1593
CLNY$E|COLONY CP 8.75 PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|191
CLNY$E|COLONY CP 8.75 PFD|IBKR|Interactive Brokers Llc|982
CLNY$E|COLONY CP 8.75 PFD|JANY|Janney Montgomery Scott Inc.|190
CLNY$E|COLONY CP 8.75 PFD|MSCO|MORGAN STANLEY & CO. LLC|1847
CLNY$E|COLONY CP 8.75 PFD|NFSC|National Financial Services LLC|622
CLNY$E|COLONY CP 8.75 PFD|NITE|VIRTU Americas LLC|2211
CLNY$E|COLONY CP 8.75 PFD|PWJC|UBS Financial Services, Inc.|1520
CLNY$E|COLONY CP 8.75 PFD|UBSA|UBS SECURITIES LLC|300
CLNY$E|COLONY CP 8.75 PFD|UBSS|UBS Securities LLC|3252
CLNY$E|COLONY CP 8.75 PFD|VGRD|Vanguard Marketing Corporation|449
CLNY$E|COLONY CP 8.75 PFD|WCHV|WELLS FARGO SECURITIES, LLC|125
CLNY$E|COLONY CP 8.75 PFD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|500
CLNY$E|COLONY CP 8.75 PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CLNY$G|COLONY CP 7.5 PFD G|BATM|CBOE TRADING, INC.|200
CLNY$G|COLONY CP 7.5 PFD G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
CLNY$G|COLONY CP 7.5 PFD G|DBAX|Deutsche Bank Securities Inc.|100
CLNY$G|COLONY CP 7.5 PFD G|ECUT|CONVERGEX EXECUTION SOLUTIONS|1
CLNY$G|COLONY CP 7.5 PFD G|KCGM|VIRTU Americas LLC|100
CLNY$G|COLONY CP 7.5 PFD G|LIME|Lime Brokerage LLC|100
CLNY$G|COLONY CP 7.5 PFD G|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CLNY$G|COLONY CP 7.5 PFD G|MSCO|MORGAN STANLEY & CO. LLC|1200
CLNY$G|COLONY CP 7.5 PFD G|NFSC|National Financial Services LLC|1535
CLNY$G|COLONY CP 7.5 PFD G|NITE|VIRTU Americas LLC|3597
CLNY$G|COLONY CP 7.5 PFD G|SGMT|GOLDMAN SACHS & CO. LLC|65
CLNY$G|COLONY CP 7.5 PFD G|STFL|Stifel, Nicolaus & Company, Incorporated|400
CLNY$G|COLONY CP 7.5 PFD G|SWIM|TD Ameritrade, Inc.|6450
CLNY$G|COLONY CP 7.5 PFD G|UBSA|UBS SECURITIES LLC|100
CLNY$G|COLONY CP 7.5 PFD G|WCHV|WELLS FARGO SECURITIES, LLC|153
CLNY$G|COLONY CP 7.5 PFD G|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
CLNY$H|COLONY CP 7.125 H|CROS|CREDIT SUISSE SECURITIES (USA) LLC|881
CLNY$H|COLONY CP 7.125 H|DBAX|Deutsche Bank Securities Inc.|1100
CLNY$H|COLONY CP 7.125 H|DEAN|MORGAN STANLEY|1163
CLNY$H|COLONY CP 7.125 H|EBXL|EBX LLC|1000
CLNY$H|COLONY CP 7.125 H|ETRS|E*Trade Securities LLC|2400
CLNY$H|COLONY CP 7.125 H|FBSB|U.S. Bancorp Investments, Inc.|69
CLNY$H|COLONY CP 7.125 H|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CLNY$H|COLONY CP 7.125 H|GLPX|ACS EXECUTION SERVICES, LLC|200
CLNY$H|COLONY CP 7.125 H|GSCO|GOLDMAN SACHS & CO. LLC|500
CLNY$H|COLONY CP 7.125 H|GSLT|GOLDMAN SACHS & CO. LLC|100
CLNY$H|COLONY CP 7.125 H|ICBX|INSTINET, LLC|100
CLNY$H|COLONY CP 7.125 H|INCA|INSTINET, LLC|1400
CLNY$H|COLONY CP 7.125 H|JANY|Janney Montgomery Scott Inc.|53647
CLNY$H|COLONY CP 7.125 H|JPMX|J.P. Morgan Securities LLC|600
CLNY$H|COLONY CP 7.125 H|KCGM|VIRTU Americas LLC|500
CLNY$H|COLONY CP 7.125 H|LEHM|Barclays Capital Inc./Le|10962
CLNY$H|COLONY CP 7.125 H|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CLNY$H|COLONY CP 7.125 H|NFSC|National Financial Services LLC|2819
CLNY$H|COLONY CP 7.125 H|NITE|VIRTU Americas LLC|2821
CLNY$H|COLONY CP 7.125 H|PDQM|CODA MARKETS, INC.|400
CLNY$H|COLONY CP 7.125 H|PWJC|UBS Financial Services, Inc.|1000
CLNY$H|COLONY CP 7.125 H|SALI|INTL FCSTONE FINANCIAL INC.|120
CLNY$H|COLONY CP 7.125 H|SGMT|GOLDMAN SACHS & CO. LLC|200
CLNY$H|COLONY CP 7.125 H|SPDR|SPEEDROUTE LLC|200
CLNY$H|COLONY CP 7.125 H|STFL|Stifel, Nicolaus & Company, Incorporated|1
CLNY$H|COLONY CP 7.125 H|SWIM|TD Ameritrade, Inc.|12571
CLNY$H|COLONY CP 7.125 H|UBSA|UBS SECURITIES LLC|700
CLNY$H|COLONY CP 7.125 H|UBSS|UBS Securities LLC|3200
CLNY$H|COLONY CP 7.125 H|WCHV|WELLS FARGO SECURITIES, LLC|3770
CLNY$H|COLONY CP 7.125 H|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
CLNY$H|COLONY CP 7.125 H|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CLNY$H|COLONY CP 7.125 H|YLPL|Linsco/Private Ledger Financial Services, Incorporated|945
CLNY$I|COLONY CP SER I|ALTX|Alternet Securities Inc.|100
CLNY$I|COLONY CP SER I|BATM|CBOE TRADING, INC.|100
CLNY$I|COLONY CP SER I|BBNT|BB&T SECURITIES, LLC|2700
CLNY$I|COLONY CP SER I|BYXM|CBOE TRADING, INC.|100
CLNY$I|COLONY CP SER I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1742
CLNY$I|COLONY CP SER I|DBAX|Deutsche Bank Securities Inc.|1200
CLNY$I|COLONY CP SER I|DEAN|MORGAN STANLEY|1917
CLNY$I|COLONY CP SER I|EBXL|EBX LLC|900
CLNY$I|COLONY CP SER I|ECUT|CONVERGEX EXECUTION SOLUTIONS|47
CLNY$I|COLONY CP SER I|ETRS|E*Trade Securities LLC|1045
CLNY$I|COLONY CP SER I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|164
CLNY$I|COLONY CP SER I|GLPX|ACS EXECUTION SERVICES, LLC|1550
CLNY$I|COLONY CP SER I|GSCS|GOLDMAN SACHS & CO. LLC|200
CLNY$I|COLONY CP SER I|GSLT|GOLDMAN SACHS & CO. LLC|200
CLNY$I|COLONY CP SER I|GTSZ|GTS SECURITIES LLC|17
CLNY$I|COLONY CP SER I|IATS|INTERACTIVE BROKERS LLC|500
CLNY$I|COLONY CP SER I|IBKR|Interactive Brokers Llc|300
CLNY$I|COLONY CP SER I|INCA|INSTINET, LLC|1700
CLNY$I|COLONY CP SER I|JANY|Janney Montgomery Scott Inc.|11847
CLNY$I|COLONY CP SER I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CLNY$I|COLONY CP SER I|MNDX|TJM Investments, LLC|4565
CLNY$I|COLONY CP SER I|MSCO|MORGAN STANLEY & CO. LLC|10078
CLNY$I|COLONY CP SER I|NFSC|National Financial Services LLC|13631
CLNY$I|COLONY CP SER I|NITE|VIRTU Americas LLC|21579
CLNY$I|COLONY CP SER I|NQRB|Brut, LLC|3800
CLNY$I|COLONY CP SER I|PDQM|CODA MARKETS, INC.|2825
CLNY$I|COLONY CP SER I|PWJC|UBS Financial Services, Inc.|800
CLNY$I|COLONY CP SER I|SGMT|GOLDMAN SACHS & CO. LLC|200
CLNY$I|COLONY CP SER I|STFL|Stifel, Nicolaus & Company, Incorporated|1150
CLNY$I|COLONY CP SER I|SWIM|TD Ameritrade, Inc.|21644
CLNY$I|COLONY CP SER I|UBSA|UBS SECURITIES LLC|5400
CLNY$I|COLONY CP SER I|UBSS|UBS Securities LLC|800
CLNY$I|COLONY CP SER I|VGRD|Vanguard Marketing Corporation|23
CLNY$I|COLONY CP SER I|WCHV|WELLS FARGO SECURITIES, LLC|15540
CLNY$I|COLONY CP SER I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
CLNY$I|COLONY CP SER I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
CLNY$J|COLONY CAPITAL 7.125|BBNT|BB&T SECURITIES, LLC|41
CLNY$J|COLONY CAPITAL 7.125|CHAS|Charles Schwab & Co., Inc.|443
CLNY$J|COLONY CAPITAL 7.125|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
CLNY$J|COLONY CAPITAL 7.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|238
CLNY$J|COLONY CAPITAL 7.125|DEAN|MORGAN STANLEY|629
CLNY$J|COLONY CAPITAL 7.125|EBXL|EBX LLC|1000
CLNY$J|COLONY CAPITAL 7.125|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
CLNY$J|COLONY CAPITAL 7.125|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|241
CLNY$J|COLONY CAPITAL 7.125|GSCO|GOLDMAN SACHS & CO. LLC|300
CLNY$J|COLONY CAPITAL 7.125|ICBX|INSTINET, LLC|800
CLNY$J|COLONY CAPITAL 7.125|INCA|INSTINET, LLC|300
CLNY$J|COLONY CAPITAL 7.125|KCGM|VIRTU Americas LLC|1973
CLNY$J|COLONY CAPITAL 7.125|LIME|Lime Brokerage LLC|500
CLNY$J|COLONY CAPITAL 7.125|MSCO|MORGAN STANLEY & CO. LLC|2178
CLNY$J|COLONY CAPITAL 7.125|MSPL|MORGAN STANLEY & CO. LLC|600
CLNY$J|COLONY CAPITAL 7.125|NFSC|National Financial Services LLC|18489
CLNY$J|COLONY CAPITAL 7.125|NITE|VIRTU Americas LLC|17254
CLNY$J|COLONY CAPITAL 7.125|OTAA|OTA LLC|600
CLNY$J|COLONY CAPITAL 7.125|SGMT|GOLDMAN SACHS & CO. LLC|1100
CLNY$J|COLONY CAPITAL 7.125|SWIM|TD Ameritrade, Inc.|5100
CLNY$J|COLONY CAPITAL 7.125|UBSA|UBS SECURITIES LLC|1100
CLNY$J|COLONY CAPITAL 7.125|UBSS|UBS Securities LLC|9202
CLNY$J|COLONY CAPITAL 7.125|WCHV|WELLS FARGO SECURITIES, LLC|836
CLNY$J|COLONY CAPITAL 7.125|WEDB|WEDBUSH SECURITIES INC.|2903
CLNY$J|COLONY CAPITAL 7.125|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
CLNY$J|COLONY CAPITAL 7.125|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
CLNY$J|COLONY CAPITAL 7.125|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CLPR|CLIPPER REALTY INC.|APCC|Apex Clearing Corporation|26
CLPR|CLIPPER REALTY INC.|BATM|CBOE TRADING, INC.|278
CLPR|CLIPPER REALTY INC.|BAYC|BAY CREST PARTNERS, LLC|720
CLPR|CLIPPER REALTY INC.|BAYT|BTIG, LLC|173
CLPR|CLIPPER REALTY INC.|BERN|Sanford C. Bernstein & Co., LLC|630
CLPR|CLIPPER REALTY INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6688
CLPR|CLIPPER REALTY INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1362
CLPR|CLIPPER REALTY INC.|BZYD|GOLDMAN SACHS & CO. LLC|1902
CLPR|CLIPPER REALTY INC.|CHAS|Charles Schwab & Co., Inc.|1
CLPR|CLIPPER REALTY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4841
CLPR|CLIPPER REALTY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22463
CLPR|CLIPPER REALTY INC.|CTDL|Citadel Derivatives Group Llc|262
CLPR|CLIPPER REALTY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3558
CLPR|CLIPPER REALTY INC.|DBAB|Deutsche Bank Securities Inc.|11202
CLPR|CLIPPER REALTY INC.|DBAX|Deutsche Bank Securities Inc.|14400
CLPR|CLIPPER REALTY INC.|DEGS|RONIN PROFESSIONAL LLC|1300
CLPR|CLIPPER REALTY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
CLPR|CLIPPER REALTY INC.|EBXL|EBX LLC|8500
CLPR|CLIPPER REALTY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|483
CLPR|CLIPPER REALTY INC.|EGAM|CBOE TRADING, INC.|363
CLPR|CLIPPER REALTY INC.|EGAW|CBOE TRADING, INC.|100
CLPR|CLIPPER REALTY INC.|ETRS|E*Trade Securities LLC|250
CLPR|CLIPPER REALTY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
CLPR|CLIPPER REALTY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2760
CLPR|CLIPPER REALTY INC.|FTBR|Foliofn Investments, Inc.|884
CLPR|CLIPPER REALTY INC.|GLPX|ACS EXECUTION SERVICES, LLC|3324
CLPR|CLIPPER REALTY INC.|GSCO|GOLDMAN SACHS & CO. LLC|37305
CLPR|CLIPPER REALTY INC.|GSLT|GOLDMAN SACHS & CO. LLC|204
CLPR|CLIPPER REALTY INC.|GTSZ|GTS SECURITIES LLC|6910
CLPR|CLIPPER REALTY INC.|IATS|INTERACTIVE BROKERS LLC|800
CLPR|CLIPPER REALTY INC.|IBKR|Interactive Brokers Llc|2877
CLPR|CLIPPER REALTY INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|34
CLPR|CLIPPER REALTY INC.|ICBX|INSTINET, LLC|1200
CLPR|CLIPPER REALTY INC.|IEQY|CITADEL SECURITIES LLC|411
CLPR|CLIPPER REALTY INC.|INCA|INSTINET, LLC|5426
CLPR|CLIPPER REALTY INC.|INJX|INSTINET, LLC|400
CLPR|CLIPPER REALTY INC.|ITGI|ITG Inc.|100
CLPR|CLIPPER REALTY INC.|ITGP|ITG INC.|14200
CLPR|CLIPPER REALTY INC.|JANY|Janney Montgomery Scott Inc.|2700
CLPR|CLIPPER REALTY INC.|JEFF|JEFFERIES LLC|3513
CLPR|CLIPPER REALTY INC.|JPMX|J.P. Morgan Securities LLC|25905
CLPR|CLIPPER REALTY INC.|KCGM|VIRTU Americas LLC|890
CLPR|CLIPPER REALTY INC.|LEHM|Barclays Capital Inc./Le|14440
CLPR|CLIPPER REALTY INC.|LIME|Lime Brokerage LLC|3080
CLPR|CLIPPER REALTY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11716
CLPR|CLIPPER REALTY INC.|MSCO|MORGAN STANLEY & CO. LLC|13940
CLPR|CLIPPER REALTY INC.|MSPL|MORGAN STANLEY & CO. LLC|17100
CLPR|CLIPPER REALTY INC.|MSTX|MORGAN STANLEY & CO. LLC|3000
CLPR|CLIPPER REALTY INC.|NFSC|National Financial Services LLC|15911
CLPR|CLIPPER REALTY INC.|NITE|VIRTU Americas LLC|53848
CLPR|CLIPPER REALTY INC.|NQRB|Brut, LLC|200
CLPR|CLIPPER REALTY INC.|PDQM|CODA MARKETS, INC.|10015
CLPR|CLIPPER REALTY INC.|SBSH|Citigroup Global Markets Inc.|6351
CLPR|CLIPPER REALTY INC.|SGMT|GOLDMAN SACHS & CO. LLC|11130
CLPR|CLIPPER REALTY INC.|SOCO|Capital One Southcoast, Inc|100
CLPR|CLIPPER REALTY INC.|SPDR|SPEEDROUTE LLC|1200
CLPR|CLIPPER REALTY INC.|SWIM|TD Ameritrade, Inc.|28172
CLPR|CLIPPER REALTY INC.|TOUR|TOURMALINE PARTNERS, LLC|500
CLPR|CLIPPER REALTY INC.|TRBT|Tradebot Systems, Inc.|1190
CLPR|CLIPPER REALTY INC.|TRCM|TRC MARKETS LLC|1068
CLPR|CLIPPER REALTY INC.|UBSA|UBS SECURITIES LLC|3213
CLPR|CLIPPER REALTY INC.|UBSS|UBS Securities LLC|46843
CLPR|CLIPPER REALTY INC.|VALX|VIRTU AMERICAS LLC|6948
CLPR|CLIPPER REALTY INC.|VGRD|Vanguard Marketing Corporation|80
CLPR|CLIPPER REALTY INC.|WCHV|WELLS FARGO SECURITIES, LLC|520
CLPR|CLIPPER REALTY INC.|WEED|Weeden & Co.L.P.|440
CLPR|CLIPPER REALTY INC.|WSEA|WOLVERINE SECURITIES, LLC|2
CLPR|CLIPPER REALTY INC.|XPQR|Jump Trading|100
CLPR|CLIPPER REALTY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
CLPR|CLIPPER REALTY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|865
CLPS|CLPS INCORPRATION CM|ACLP|ALEXANDER CAPITAL, L.P.|10000
CLPS|CLPS INCORPRATION CM|ADAM|CANACCORD GENUITY INC.|4000
CLPS|CLPS INCORPRATION CM|ALTX|Alternet Securities Inc.|14582
CLPS|CLPS INCORPRATION CM|APCC|Apex Clearing Corporation|328376
CLPS|CLPS INCORPRATION CM|BATM|CBOE TRADING, INC.|11728
CLPS|CLPS INCORPRATION CM|BAYT|BTIG, LLC|1600
CLPS|CLPS INCORPRATION CM|BIMI|Banca IMI Securities Corp.|2100
CLPS|CLPS INCORPRATION CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14456
CLPS|CLPS INCORPRATION CM|BLKX|INSTINET, LLC|5000
CLPS|CLPS INCORPRATION CM|BRGE|Newbridge Securities Corp.|22086
CLPS|CLPS INCORPRATION CM|BYXM|CBOE TRADING, INC.|1260
CLPS|CLPS INCORPRATION CM|CHAS|Charles Schwab & Co., Inc.|29364
CLPS|CLPS INCORPRATION CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|46753
CLPS|CLPS INCORPRATION CM|CNTR|PRECISION SECURITIES, LLC|2001
CLPS|CLPS INCORPRATION CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98495
CLPS|CLPS INCORPRATION CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|49107
CLPS|CLPS INCORPRATION CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|168068
CLPS|CLPS INCORPRATION CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150908
CLPS|CLPS INCORPRATION CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7924
CLPS|CLPS INCORPRATION CM|DADA|D.A. Davidson & Co.|100
CLPS|CLPS INCORPRATION CM|DBAB|Deutsche Bank Securities Inc.|1112
CLPS|CLPS INCORPRATION CM|DBAX|Deutsche Bank Securities Inc.|50200
CLPS|CLPS INCORPRATION CM|DEAN|MORGAN STANLEY|2295
CLPS|CLPS INCORPRATION CM|DEGS|RONIN PROFESSIONAL LLC|1406
CLPS|CLPS INCORPRATION CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
CLPS|CLPS INCORPRATION CM|DJSA|Dawson James Securities, Inc|85101
CLPS|CLPS INCORPRATION CM|EBXL|EBX LLC|78800
CLPS|CLPS INCORPRATION CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|26784
CLPS|CLPS INCORPRATION CM|EDJC|Edward Jones / CDS|40
CLPS|CLPS INCORPRATION CM|EDJO|Edward D. Jones & Co., L.P.|893
CLPS|CLPS INCORPRATION CM|EGAM|CBOE TRADING, INC.|20928
CLPS|CLPS INCORPRATION CM|EGAW|CBOE TRADING, INC.|520
CLPS|CLPS INCORPRATION CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
CLPS|CLPS INCORPRATION CM|EGXM|CBOE TRADING, INC.|21343
CLPS|CLPS INCORPRATION CM|EGXW|CBOE TRADING, INC.|300
CLPS|CLPS INCORPRATION CM|ETBE|Electronic Transaction Clearing, Inc.|1755
CLPS|CLPS INCORPRATION CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2374
CLPS|CLPS INCORPRATION CM|ETCC|Electronic Transaction Clearing, Inc.|1400
CLPS|CLPS INCORPRATION CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9480
CLPS|CLPS INCORPRATION CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|43874
CLPS|CLPS INCORPRATION CM|ETRS|E*Trade Securities LLC|1873168
CLPS|CLPS INCORPRATION CM|FBCO|Credit Suisse Securities (USA) LLC|346518
CLPS|CLPS INCORPRATION CM|FILL|Tradestation Securities, Inc.|162649
CLPS|CLPS INCORPRATION CM|FMAF|NBCN Inc./ CDS|7046
CLPS|CLPS INCORPRATION CM|FOMA|TD AMERITRADE CLEARING, INC.|3643607
CLPS|CLPS INCORPRATION CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2929
CLPS|CLPS INCORPRATION CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
CLPS|CLPS INCORPRATION CM|GEBB|GLOBAL EXECUTION BROKERS, LP|10071
CLPS|CLPS INCORPRATION CM|GLIS|TD Securities Inc|1880
CLPS|CLPS INCORPRATION CM|GLPX|ACS EXECUTION SERVICES, LLC|224726
CLPS|CLPS INCORPRATION CM|GSCO|GOLDMAN SACHS & CO. LLC|42964
CLPS|CLPS INCORPRATION CM|GSCS|GOLDMAN SACHS & CO. LLC|16481
CLPS|CLPS INCORPRATION CM|GSLT|GOLDMAN SACHS & CO. LLC|72591
CLPS|CLPS INCORPRATION CM|GTSZ|GTS SECURITIES LLC|125591
CLPS|CLPS INCORPRATION CM|HRBF|American Enterprise Investment Services Inc.|8100
CLPS|CLPS INCORPRATION CM|IATS|INTERACTIVE BROKERS LLC|169307
CLPS|CLPS INCORPRATION CM|IBKR|Interactive Brokers Llc|1426638
CLPS|CLPS INCORPRATION CM|ICBX|INSTINET, LLC|26314
CLPS|CLPS INCORPRATION CM|INCA|INSTINET, LLC|421242
CLPS|CLPS INCORPRATION CM|INJX|INSTINET, LLC|271
CLPS|CLPS INCORPRATION CM|ITGI|ITG Inc.|106524
CLPS|CLPS INCORPRATION CM|ITGP|ITG INC.|46600
CLPS|CLPS INCORPRATION CM|JEFF|JEFFERIES LLC|5169
CLPS|CLPS INCORPRATION CM|JMPT|JUMP TRADING, LLC|15771
CLPS|CLPS INCORPRATION CM|JPMX|J.P. Morgan Securities LLC|34994
CLPS|CLPS INCORPRATION CM|JSJX|JANE STREET CAPITAL LLC|880
CLPS|CLPS INCORPRATION CM|KCGM|VIRTU Americas LLC|44115
CLPS|CLPS INCORPRATION CM|LAFC|R. F. Lafferty & Co., Inc.|90
CLPS|CLPS INCORPRATION CM|LEHM|Barclays Capital Inc./Le|109567
CLPS|CLPS INCORPRATION CM|LIME|Lime Brokerage LLC|88476
CLPS|CLPS INCORPRATION CM|LMGP|LIME BROKERAGE LLC|600
CLPS|CLPS INCORPRATION CM|LSCI|Lek Securities Corporation|17942
CLPS|CLPS INCORPRATION CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1296
CLPS|CLPS INCORPRATION CM|MAVB|Great Point Capital LLC|200
CLPS|CLPS INCORPRATION CM|MAXM|Maxim Group LLC|5700
CLPS|CLPS INCORPRATION CM|MICA|Spartan Securities Group, Ltd.|98540
CLPS|CLPS INCORPRATION CM|MILE|I-Bankers Securities, Inc.|26630
CLPS|CLPS INCORPRATION CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25400
CLPS|CLPS INCORPRATION CM|MOTF|MOTIF INVESTING, INC.|74
CLPS|CLPS INCORPRATION CM|MSCO|MORGAN STANLEY & CO. LLC|1159989
CLPS|CLPS INCORPRATION CM|MSPL|MORGAN STANLEY & CO. LLC|10800
CLPS|CLPS INCORPRATION CM|NFSC|National Financial Services LLC|2103123
CLPS|CLPS INCORPRATION CM|NITE|VIRTU Americas LLC|4935917
CLPS|CLPS INCORPRATION CM|NQRB|Brut, LLC|5012
CLPS|CLPS INCORPRATION CM|NTFN|Network 1 Financial Securities Inc.|6800
CLPS|CLPS INCORPRATION CM|OPCO|Oppenheimer & Co. Inc.|4035
CLPS|CLPS INCORPRATION CM|PCPT|PHILLIP CAPITAL INC.|15505
CLPS|CLPS INCORPRATION CM|PDQM|CODA MARKETS, INC.|367168
CLPS|CLPS INCORPRATION CM|PINT|PRECISION SECURITIES, LLC|500
CLPS|CLPS INCORPRATION CM|POIN|PRECISION SECURITIES, LLC (POIN)|4900
CLPS|CLPS INCORPRATION CM|PREC|PRECISION SECURITIES, LLC|1000
CLPS|CLPS INCORPRATION CM|PUMA|Puma Capital, Llc|10000
CLPS|CLPS INCORPRATION CM|RAJA|Raymond James & Associates, Inc.|13904
CLPS|CLPS INCORPRATION CM|RBCM|RBC CAPITAL MARKETS, LLC|63085
CLPS|CLPS INCORPRATION CM|SAGL|SAGETRADER, LLC|33101
CLPS|CLPS INCORPRATION CM|SALI|INTL FCSTONE FINANCIAL INC.|16975
CLPS|CLPS INCORPRATION CM|SBSH|Citigroup Global Markets Inc.|31853
CLPS|CLPS INCORPRATION CM|SGMT|GOLDMAN SACHS & CO. LLC|42595
CLPS|CLPS INCORPRATION CM|SOGO|Wang Investment Associates, Inc.|100
CLPS|CLPS INCORPRATION CM|SPDR|SPEEDROUTE LLC|67639
CLPS|CLPS INCORPRATION CM|SPHN|Stephens Inc.|2655
CLPS|CLPS INCORPRATION CM|SPTD|MINT GLOBAL MARKETS, INC.|7196
CLPS|CLPS INCORPRATION CM|STFL|Stifel, Nicolaus & Company, Incorporated|21673
CLPS|CLPS INCORPRATION CM|STXG|Stockcross Financial Services, Inc.|1000
CLPS|CLPS INCORPRATION CM|SWIM|TD Ameritrade, Inc.|2402743
CLPS|CLPS INCORPRATION CM|SWST|Hilltop Securities Inc.|3800
CLPS|CLPS INCORPRATION CM|TDFS|TRADERFIELD SECURITIES INC.|5000
CLPS|CLPS INCORPRATION CM|TKNG|ALLY INVEST SECURITIES LLC|70095
CLPS|CLPS INCORPRATION CM|TRCM|TRC MARKETS LLC|4809
CLPS|CLPS INCORPRATION CM|TWTT|TASTYWORKS, INC.|1020
CLPS|CLPS INCORPRATION CM|UBSA|UBS SECURITIES LLC|243922
CLPS|CLPS INCORPRATION CM|UBSS|UBS Securities LLC|353319
CLPS|CLPS INCORPRATION CM|VALX|VIRTU AMERICAS LLC|35956
CLPS|CLPS INCORPRATION CM|VGRD|Vanguard Marketing Corporation|62303
CLPS|CLPS INCORPRATION CM|VIEW|VIEWTRADE SECURITIES LLC|40523
CLPS|CLPS INCORPRATION CM|VSIN|Vision Financial Markets Llc|16704
CLPS|CLPS INCORPRATION CM|WABR|Wall Street Access|10440
CLPS|CLPS INCORPRATION CM|WCHV|WELLS FARGO SECURITIES, LLC|68203
CLPS|CLPS INCORPRATION CM|WEDB|WEDBUSH SECURITIES INC.|798717
CLPS|CLPS INCORPRATION CM|WGIF|CIBC World Markets Inc.|144007
CLPS|CLPS INCORPRATION CM|WSEA|WOLVERINE SECURITIES, LLC|49851
CLPS|CLPS INCORPRATION CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
CLPS|CLPS INCORPRATION CM|YKNA|COMHAR CAPITAL MARKETS, LLC|35108
CLPS|CLPS INCORPRATION CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12622
CLR|CONTINENTAL RESRCES|ABLE|NATIXIS Securities Americas LLC|2976
CLR|CONTINENTAL RESRCES|ALTX|Alternet Securities Inc.|21538
CLR|CONTINENTAL RESRCES|ANOS|ABEL/NOSER, L.L.C.|632
CLR|CONTINENTAL RESRCES|APCC|Apex Clearing Corporation|3775
CLR|CONTINENTAL RESRCES|AQUA|AQUA SECURITIES L.P.|13200
CLR|CONTINENTAL RESRCES|BARD|Robert W. Baird & Co. Incorporated|13781
CLR|CONTINENTAL RESRCES|BATM|CBOE TRADING, INC.|19780
CLR|CONTINENTAL RESRCES|BAYC|BAY CREST PARTNERS, LLC|2557
CLR|CONTINENTAL RESRCES|BAYT|BTIG, LLC|6000
CLR|CONTINENTAL RESRCES|BBNT|BB&T SECURITIES, LLC|91
CLR|CONTINENTAL RESRCES|BERN|Sanford C. Bernstein & Co., LLC|23742
CLR|CONTINENTAL RESRCES|BIDS|BIDS TRADING L.P.|18200
CLR|CONTINENTAL RESRCES|BIMI|Banca IMI Securities Corp.|20
CLR|CONTINENTAL RESRCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16570
CLR|CONTINENTAL RESRCES|BLKX|INSTINET, LLC|182600
CLR|CONTINENTAL RESRCES|BMLT|TITAN SECURITIES|100
CLR|CONTINENTAL RESRCES|BMOC|BMO Capital Markets Corp.|20198
CLR|CONTINENTAL RESRCES|BNPX|BNP PARIBAS SECURITIES CORP.|48683
CLR|CONTINENTAL RESRCES|BTIG|BTIG, LLC|4807
CLR|CONTINENTAL RESRCES|BYXM|CBOE TRADING, INC.|1390
CLR|CONTINENTAL RESRCES|BZYD|GOLDMAN SACHS & CO. LLC|100
CLR|CONTINENTAL RESRCES|CANT|Cantor Fitzgerald & Co.|3050
CLR|CONTINENTAL RESRCES|CBLC|CITIGROUP GLOBAL MARKETS INC.|16000
CLR|CONTINENTAL RESRCES|CBRA|Cobra Trading, Inc.|400
CLR|CONTINENTAL RESRCES|CHAS|Charles Schwab & Co., Inc.|7104
CLR|CONTINENTAL RESRCES|CIOI|CITIGROUP GLOBAL MARKETS INC|22000
CLR|CONTINENTAL RESRCES|CIST|Capital Institutional Services, Inc.|8708
CLR|CONTINENTAL RESRCES|CLSA|CLSA AMERICAS, LLC|81681
CLR|CONTINENTAL RESRCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|146382
CLR|CONTINENTAL RESRCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CLR|CONTINENTAL RESRCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2171
CLR|CONTINENTAL RESRCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|981622
CLR|CONTINENTAL RESRCES|CTDL|Citadel Derivatives Group Llc|14748
CLR|CONTINENTAL RESRCES|CTLR|CUTLER GROUP, LP|200
CLR|CONTINENTAL RESRCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|63268
CLR|CONTINENTAL RESRCES|DADA|D.A. Davidson & Co.|100
CLR|CONTINENTAL RESRCES|DBAB|Deutsche Bank Securities Inc.|471515
CLR|CONTINENTAL RESRCES|DBAX|Deutsche Bank Securities Inc.|813500
CLR|CONTINENTAL RESRCES|DCHF|Dart Executions, LLC|24211
CLR|CONTINENTAL RESRCES|DEAN|MORGAN STANLEY|55788
CLR|CONTINENTAL RESRCES|DEGS|RONIN PROFESSIONAL LLC|1000
CLR|CONTINENTAL RESRCES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|961
CLR|CONTINENTAL RESRCES|EBXL|EBX LLC|448900
CLR|CONTINENTAL RESRCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|29330
CLR|CONTINENTAL RESRCES|EDJO|Edward D. Jones & Co., L.P.|29883
CLR|CONTINENTAL RESRCES|EGAM|CBOE TRADING, INC.|24924
CLR|CONTINENTAL RESRCES|EGAW|CBOE TRADING, INC.|686
CLR|CONTINENTAL RESRCES|EGMT|EG MARKET TECHNOLOGIES LLC|1185
CLR|CONTINENTAL RESRCES|EGXM|CBOE TRADING, INC.|10993
CLR|CONTINENTAL RESRCES|EGXW|CBOE TRADING, INC.|10
CLR|CONTINENTAL RESRCES|EROM|Eroom Securities L.L.C.|4000
CLR|CONTINENTAL RESRCES|ETBE|Electronic Transaction Clearing, Inc.|50195
CLR|CONTINENTAL RESRCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
CLR|CONTINENTAL RESRCES|ETCC|Electronic Transaction Clearing, Inc.|570
CLR|CONTINENTAL RESRCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|71989
CLR|CONTINENTAL RESRCES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|13
CLR|CONTINENTAL RESRCES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|429
CLR|CONTINENTAL RESRCES|ETRS|E*Trade Securities LLC|450463
CLR|CONTINENTAL RESRCES|FBSB|U.S. Bancorp Investments, Inc.|275
CLR|CONTINENTAL RESRCES|FILL|Tradestation Securities, Inc.|73656
CLR|CONTINENTAL RESRCES|FINX|FINTECH SECURITIES|326
CLR|CONTINENTAL RESRCES|FMAF|NBCN Inc./ CDS|550
CLR|CONTINENTAL RESRCES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8550
CLR|CONTINENTAL RESRCES|FQLS|Quantlab Securities LP|452556
CLR|CONTINENTAL RESRCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|182262
CLR|CONTINENTAL RESRCES|FTBR|Foliofn Investments, Inc.|13656
CLR|CONTINENTAL RESRCES|GEBB|GLOBAL EXECUTION BROKERS, LP|5132
CLR|CONTINENTAL RESRCES|GLIS|TD Securities Inc|7975
CLR|CONTINENTAL RESRCES|GLPX|ACS EXECUTION SERVICES, LLC|85399
CLR|CONTINENTAL RESRCES|GSCO|GOLDMAN SACHS & CO. LLC|957705
CLR|CONTINENTAL RESRCES|GSCS|GOLDMAN SACHS & CO. LLC|54656
CLR|CONTINENTAL RESRCES|GSLT|GOLDMAN SACHS & CO. LLC|18440
CLR|CONTINENTAL RESRCES|GTSZ|GTS SECURITIES LLC|237598
CLR|CONTINENTAL RESRCES|HAPX|HAP Trading, LLC|96
CLR|CONTINENTAL RESRCES|HRBF|American Enterprise Investment Services Inc.|2089
CLR|CONTINENTAL RESRCES|HSBC|HSBC Securities, Inc.|4258
CLR|CONTINENTAL RESRCES|IATS|INTERACTIVE BROKERS LLC|26605
CLR|CONTINENTAL RESRCES|IBKR|Interactive Brokers Llc|44245
CLR|CONTINENTAL RESRCES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2415
CLR|CONTINENTAL RESRCES|ICBX|INSTINET, LLC|171507
CLR|CONTINENTAL RESRCES|IEQY|CITADEL SECURITIES LLC|127447
CLR|CONTINENTAL RESRCES|INCA|INSTINET, LLC|543812
CLR|CONTINENTAL RESRCES|INJX|INSTINET, LLC|21216
CLR|CONTINENTAL RESRCES|ITGI|ITG Inc.|128297
CLR|CONTINENTAL RESRCES|ITGP|ITG INC.|547400
CLR|CONTINENTAL RESRCES|JANY|Janney Montgomery Scott Inc.|4808
CLR|CONTINENTAL RESRCES|JEFF|JEFFERIES LLC|279060
CLR|CONTINENTAL RESRCES|JMPT|JUMP TRADING, LLC|145584
CLR|CONTINENTAL RESRCES|JONE|JonesTrading|22798
CLR|CONTINENTAL RESRCES|JPBX|J.P. MORGAN SECURITIES LLC|163265
CLR|CONTINENTAL RESRCES|JPMX|J.P. Morgan Securities LLC|1121858
CLR|CONTINENTAL RESRCES|JRCO|Johnson Rice & Company L.L.C.|400
CLR|CONTINENTAL RESRCES|JSJX|JANE STREET CAPITAL LLC|11626
CLR|CONTINENTAL RESRCES|JUTA|JUMP TRADING, LLC|500
CLR|CONTINENTAL RESRCES|KCGM|VIRTU Americas LLC|139742
CLR|CONTINENTAL RESRCES|LEHM|Barclays Capital Inc./Le|1927851
CLR|CONTINENTAL RESRCES|LIME|Lime Brokerage LLC|162930
CLR|CONTINENTAL RESRCES|LMNX|LUMINEX TRADING & ANALYTICS LLC|206400
CLR|CONTINENTAL RESRCES|LOOP|Loop Capital Markets LLC|190
CLR|CONTINENTAL RESRCES|LQNA|LIQUIDNET, INC.|252100
CLR|CONTINENTAL RESRCES|LQNB|LIQUIDNET, INC.|17700
CLR|CONTINENTAL RESRCES|LSCI|Lek Securities Corporation|2264
CLR|CONTINENTAL RESRCES|LTCO|Ladenburg, Thalmann & Co., Inc.|10376
CLR|CONTINENTAL RESRCES|LVMR|LIVERMORE TRADING GROUP, INC.|4248
CLR|CONTINENTAL RESRCES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
CLR|CONTINENTAL RESRCES|MACQ|Macquarie Capital (USA) Inc.|300
CLR|CONTINENTAL RESRCES|MAXM|Maxim Group LLC|389
CLR|CONTINENTAL RESRCES|MCMF|Raymond James Ltd. Cds|33232
CLR|CONTINENTAL RESRCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|322738
CLR|CONTINENTAL RESRCES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CLR|CONTINENTAL RESRCES|MNDX|TJM Investments, LLC|47833
CLR|CONTINENTAL RESRCES|MOTF|MOTIF INVESTING, INC.|12
CLR|CONTINENTAL RESRCES|MSCO|MORGAN STANLEY & CO. LLC|2593667
CLR|CONTINENTAL RESRCES|MSPL|MORGAN STANLEY & CO. LLC|783200
CLR|CONTINENTAL RESRCES|MSTX|MORGAN STANLEY & CO. LLC|297800
CLR|CONTINENTAL RESRCES|MZHO|Mizuho Securities USA LLC|30200
CLR|CONTINENTAL RESRCES|NATL|National Securities Corporation|1033
CLR|CONTINENTAL RESRCES|NBCS|NBC Securities, INC.|1700
CLR|CONTINENTAL RESRCES|NEED|Needham & Company, LLC|264
CLR|CONTINENTAL RESRCES|NFSC|National Financial Services LLC|482655
CLR|CONTINENTAL RESRCES|NITE|VIRTU Americas LLC|1197950
CLR|CONTINENTAL RESRCES|NITP|VIRTU Americas LLC|301
CLR|CONTINENTAL RESRCES|NQRB|Brut, LLC|25091
CLR|CONTINENTAL RESRCES|NTBF|BMO Nesbitt Burns Inc./CDS|15898
CLR|CONTINENTAL RESRCES|NTRC|Northern Trust Securities, Inc.|16
CLR|CONTINENTAL RESRCES|OGRU|Oscar Gruss & Son, Incorporated|238000
CLR|CONTINENTAL RESRCES|OHOS|TWO SIGMA SECURITIES, LLC|172172
CLR|CONTINENTAL RESRCES|OPCO|Oppenheimer & Co. Inc.|7601
CLR|CONTINENTAL RESRCES|PDQM|CODA MARKETS, INC.|94651
CLR|CONTINENTAL RESRCES|PHLY|NASDAQ Execution Services, LLC|2800
CLR|CONTINENTAL RESRCES|PICT|Pictet Overseas Inc.|183
CLR|CONTINENTAL RESRCES|PIPR|Piper Jaffray & Co.|12518
CLR|CONTINENTAL RESRCES|PWJC|UBS Financial Services, Inc.|645
CLR|CONTINENTAL RESRCES|RBCM|RBC CAPITAL MARKETS, LLC|20109
CLR|CONTINENTAL RESRCES|RHCO|Suntrust Robinson Humphrey, Inc.|10980
CLR|CONTINENTAL RESRCES|SAGL|SAGETRADER, LLC|33317
CLR|CONTINENTAL RESRCES|SAGW|SAGETRADER, LLC|108
CLR|CONTINENTAL RESRCES|SBSH|Citigroup Global Markets Inc.|327860
CLR|CONTINENTAL RESRCES|SEIC|SEI Investments Distribution Co.|3412
CLR|CONTINENTAL RESRCES|SGMT|GOLDMAN SACHS & CO. LLC|271501
CLR|CONTINENTAL RESRCES|SOCO|Capital One Southcoast, Inc|20084
CLR|CONTINENTAL RESRCES|SPDR|SPEEDROUTE LLC|64777
CLR|CONTINENTAL RESRCES|SPHN|Stephens Inc.|4000
CLR|CONTINENTAL RESRCES|STFL|Stifel, Nicolaus & Company, Incorporated|3524
CLR|CONTINENTAL RESRCES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5555
CLR|CONTINENTAL RESRCES|SWIM|TD Ameritrade, Inc.|246854
CLR|CONTINENTAL RESRCES|SWST|Hilltop Securities Inc.|6424
CLR|CONTINENTAL RESRCES|TKNG|ALLY INVEST SECURITIES LLC|2137
CLR|CONTINENTAL RESRCES|TOUR|TOURMALINE PARTNERS, LLC|9300
CLR|CONTINENTAL RESRCES|TRBT|Tradebot Systems, Inc.|305629
CLR|CONTINENTAL RESRCES|TRCM|TRC MARKETS LLC|621782
CLR|CONTINENTAL RESRCES|UBSA|UBS SECURITIES LLC|1371829
CLR|CONTINENTAL RESRCES|UBSS|UBS Securities LLC|1534704
CLR|CONTINENTAL RESRCES|USCA|USCA Securities LLC|100
CLR|CONTINENTAL RESRCES|VALX|VIRTU AMERICAS LLC|19479
CLR|CONTINENTAL RESRCES|VGRD|Vanguard Marketing Corporation|28493
CLR|CONTINENTAL RESRCES|WABR|Wall Street Access|1200
CLR|CONTINENTAL RESRCES|WBPX|SUMMIT SECURITIES GROUP, LLC|2347
CLR|CONTINENTAL RESRCES|WCHV|WELLS FARGO SECURITIES, LLC|585877
CLR|CONTINENTAL RESRCES|WEDB|WEDBUSH SECURITIES INC.|5818
CLR|CONTINENTAL RESRCES|WEED|Weeden & Co.L.P.|130
CLR|CONTINENTAL RESRCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|73424
CLR|CONTINENTAL RESRCES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|82563
CLR|CONTINENTAL RESRCES|WFPB|Wells Fargo Securities, LLC.|100
CLR|CONTINENTAL RESRCES|WGIF|CIBC World Markets Inc.|37497
CLR|CONTINENTAL RESRCES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
CLR|CONTINENTAL RESRCES|WOLF|Wolfe Trahan Securities|5600
CLR|CONTINENTAL RESRCES|WSEA|WOLVERINE SECURITIES, LLC|40136
CLR|CONTINENTAL RESRCES|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
CLR|CONTINENTAL RESRCES|XIST|INSTINET, LLC|47480
CLR|CONTINENTAL RESRCES|XPQR|Jump Trading|2400
CLR|CONTINENTAL RESRCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|160272
CLR|CONTINENTAL RESRCES|YKNA|COMHAR CAPITAL MARKETS, LLC|5950
CLR|CONTINENTAL RESRCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7499
CLRB|CELLECTAR BIOSC CM|ADAM|CANACCORD GENUITY INC.|19848
CLRB|CELLECTAR BIOSC CM|ALTX|Alternet Securities Inc.|6170
CLRB|CELLECTAR BIOSC CM|APCC|Apex Clearing Corporation|62739
CLRB|CELLECTAR BIOSC CM|BATM|CBOE TRADING, INC.|1950
CLRB|CELLECTAR BIOSC CM|BAYT|BTIG, LLC|13775
CLRB|CELLECTAR BIOSC CM|BIMI|Banca IMI Securities Corp.|19843
CLRB|CELLECTAR BIOSC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24450
CLRB|CELLECTAR BIOSC CM|CHAS|Charles Schwab & Co., Inc.|37034
CLRB|CELLECTAR BIOSC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24264
CLRB|CELLECTAR BIOSC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19301
CLRB|CELLECTAR BIOSC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38332
CLRB|CELLECTAR BIOSC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21094
CLRB|CELLECTAR BIOSC CM|CTDL|Citadel Derivatives Group Llc|3308
CLRB|CELLECTAR BIOSC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
CLRB|CELLECTAR BIOSC CM|DBAB|Deutsche Bank Securities Inc.|65296
CLRB|CELLECTAR BIOSC CM|DBAX|Deutsche Bank Securities Inc.|8400
CLRB|CELLECTAR BIOSC CM|DEGS|RONIN PROFESSIONAL LLC|49198
CLRB|CELLECTAR BIOSC CM|EBXL|EBX LLC|27000
CLRB|CELLECTAR BIOSC CM|EDJO|Edward D. Jones & Co., L.P.|2639
CLRB|CELLECTAR BIOSC CM|EGAM|CBOE TRADING, INC.|17003
CLRB|CELLECTAR BIOSC CM|EGXM|CBOE TRADING, INC.|13400
CLRB|CELLECTAR BIOSC CM|EGXW|CBOE TRADING, INC.|17640
CLRB|CELLECTAR BIOSC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1186
CLRB|CELLECTAR BIOSC CM|ETRS|E*Trade Securities LLC|953927
CLRB|CELLECTAR BIOSC CM|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|105000
CLRB|CELLECTAR BIOSC CM|FBCO|Credit Suisse Securities (USA) LLC|122627
CLRB|CELLECTAR BIOSC CM|FBSB|U.S. Bancorp Investments, Inc.|1200
CLRB|CELLECTAR BIOSC CM|FILL|Tradestation Securities, Inc.|289263
CLRB|CELLECTAR BIOSC CM|FMAF|NBCN Inc./ CDS|15300
CLRB|CELLECTAR BIOSC CM|FOMA|TD AMERITRADE CLEARING, INC.|1680641
CLRB|CELLECTAR BIOSC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65108
CLRB|CELLECTAR BIOSC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|10552
CLRB|CELLECTAR BIOSC CM|GLIS|TD Securities Inc|1574
CLRB|CELLECTAR BIOSC CM|GLPX|ACS EXECUTION SERVICES, LLC|35874
CLRB|CELLECTAR BIOSC CM|GSCO|GOLDMAN SACHS & CO. LLC|13973
CLRB|CELLECTAR BIOSC CM|GSCS|GOLDMAN SACHS & CO. LLC|600
CLRB|CELLECTAR BIOSC CM|GSLT|GOLDMAN SACHS & CO. LLC|35420
CLRB|CELLECTAR BIOSC CM|IATS|INTERACTIVE BROKERS LLC|25258
CLRB|CELLECTAR BIOSC CM|IBKR|Interactive Brokers Llc|711249
CLRB|CELLECTAR BIOSC CM|ICBX|INSTINET, LLC|6500
CLRB|CELLECTAR BIOSC CM|INCA|INSTINET, LLC|172740
CLRB|CELLECTAR BIOSC CM|ITGI|ITG Inc.|14818
CLRB|CELLECTAR BIOSC CM|ITGP|ITG INC.|29000
CLRB|CELLECTAR BIOSC CM|JEFF|JEFFERIES LLC|100
CLRB|CELLECTAR BIOSC CM|JMPT|JUMP TRADING, LLC|5725
CLRB|CELLECTAR BIOSC CM|JPMX|J.P. Morgan Securities LLC|6866
CLRB|CELLECTAR BIOSC CM|JSJX|JANE STREET CAPITAL LLC|443
CLRB|CELLECTAR BIOSC CM|KCGM|VIRTU Americas LLC|11015
CLRB|CELLECTAR BIOSC CM|LEHM|Barclays Capital Inc./Le|49598
CLRB|CELLECTAR BIOSC CM|LIME|Lime Brokerage LLC|13477
CLRB|CELLECTAR BIOSC CM|LSCI|Lek Securities Corporation|200
CLRB|CELLECTAR BIOSC CM|LTCO|Ladenburg, Thalmann & Co., Inc.|43463
CLRB|CELLECTAR BIOSC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
CLRB|CELLECTAR BIOSC CM|MAXM|Maxim Group LLC|19990
CLRB|CELLECTAR BIOSC CM|MBTS|ALLY INVEST SECURITIES LLC|2836
CLRB|CELLECTAR BIOSC CM|MCMF|Raymond James Ltd. Cds|16600
CLRB|CELLECTAR BIOSC CM|MICA|Spartan Securities Group, Ltd.|9000
CLRB|CELLECTAR BIOSC CM|MILE|I-Bankers Securities, Inc.|37629
CLRB|CELLECTAR BIOSC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12800
CLRB|CELLECTAR BIOSC CM|MSCO|MORGAN STANLEY & CO. LLC|400445
CLRB|CELLECTAR BIOSC CM|MSPL|MORGAN STANLEY & CO. LLC|1700
CLRB|CELLECTAR BIOSC CM|NATL|National Securities Corporation|3600
CLRB|CELLECTAR BIOSC CM|NFSC|National Financial Services LLC|1273641
CLRB|CELLECTAR BIOSC CM|NITE|VIRTU Americas LLC|2631248
CLRB|CELLECTAR BIOSC CM|NQRB|Brut, LLC|5444
CLRB|CELLECTAR BIOSC CM|OPCO|Oppenheimer & Co. Inc.|220
CLRB|CELLECTAR BIOSC CM|PCPT|PHILLIP CAPITAL INC.|29089
CLRB|CELLECTAR BIOSC CM|PDQM|CODA MARKETS, INC.|78944
CLRB|CELLECTAR BIOSC CM|RBCM|RBC CAPITAL MARKETS, LLC|65194
CLRB|CELLECTAR BIOSC CM|RGLD|Regal Securities, Inc|2627
CLRB|CELLECTAR BIOSC CM|SAGL|SAGETRADER, LLC|1200
CLRB|CELLECTAR BIOSC CM|SBSH|Citigroup Global Markets Inc.|24966
CLRB|CELLECTAR BIOSC CM|SGMT|GOLDMAN SACHS & CO. LLC|7451
CLRB|CELLECTAR BIOSC CM|SPDR|SPEEDROUTE LLC|289380
CLRB|CELLECTAR BIOSC CM|SWIM|TD Ameritrade, Inc.|654474
CLRB|CELLECTAR BIOSC CM|TKNG|ALLY INVEST SECURITIES LLC|81472
CLRB|CELLECTAR BIOSC CM|TRCM|TRC MARKETS LLC|1344
CLRB|CELLECTAR BIOSC CM|UBSA|UBS SECURITIES LLC|128864
CLRB|CELLECTAR BIOSC CM|UBSS|UBS Securities LLC|192865
CLRB|CELLECTAR BIOSC CM|VALX|VIRTU AMERICAS LLC|400
CLRB|CELLECTAR BIOSC CM|VGRD|Vanguard Marketing Corporation|133065
CLRB|CELLECTAR BIOSC CM|VSIN|Vision Financial Markets Llc|23600
CLRB|CELLECTAR BIOSC CM|WABR|Wall Street Access|114426
CLRB|CELLECTAR BIOSC CM|WCHV|WELLS FARGO SECURITIES, LLC|61058
CLRB|CELLECTAR BIOSC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9321
CLRB|CELLECTAR BIOSC CM|WGIF|CIBC World Markets Inc.|6842
CLRB|CELLECTAR BIOSC CM|WSEA|WOLVERINE SECURITIES, LLC|41875
CLRB|CELLECTAR BIOSC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
CLRB|CELLECTAR BIOSC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3627
CLRB|CELLECTAR BIOSC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5000
CLRBW|CELLECTAR BIOSC WT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
CLRBW|CELLECTAR BIOSC WT|CANT|Cantor Fitzgerald & Co.|500
CLRBW|CELLECTAR BIOSC WT|ETRS|E*Trade Securities LLC|100
CLRBW|CELLECTAR BIOSC WT|FOMA|TD AMERITRADE CLEARING, INC.|40993
CLRBW|CELLECTAR BIOSC WT|INCA|INSTINET, LLC|1000
CLRBW|CELLECTAR BIOSC WT|LIME|Lime Brokerage LLC|188
CLRBW|CELLECTAR BIOSC WT|MSCO|MORGAN STANLEY & CO. LLC|5850
CLRBW|CELLECTAR BIOSC WT|NFSC|National Financial Services LLC|1232
CLRBW|CELLECTAR BIOSC WT|NITE|VIRTU Americas LLC|17940
CLRBW|CELLECTAR BIOSC WT|SPDR|SPEEDROUTE LLC|6
CLRBW|CELLECTAR BIOSC WT|UBSS|UBS Securities LLC|1100
CLRBZ|CELLECTAR BIO SRA WT|ETRS|E*Trade Securities LLC|2269
CLRBZ|CELLECTAR BIO SRA WT|FOMA|TD AMERITRADE CLEARING, INC.|12440
CLRBZ|CELLECTAR BIO SRA WT|IBKR|Interactive Brokers Llc|3300
CLRBZ|CELLECTAR BIO SRA WT|INCA|INSTINET, LLC|3100
CLRBZ|CELLECTAR BIO SRA WT|LTCO|Ladenburg, Thalmann & Co., Inc.|1800
CLRBZ|CELLECTAR BIO SRA WT|MSCO|MORGAN STANLEY & CO. LLC|2801
CLRBZ|CELLECTAR BIO SRA WT|NFSC|National Financial Services LLC|1299
CLRBZ|CELLECTAR BIO SRA WT|NITE|VIRTU Americas LLC|6600
CLRBZ|CELLECTAR BIO SRA WT|SWIM|TD Ameritrade, Inc.|2000
CLRBZ|CELLECTAR BIO SRA WT|UBSS|UBS Securities LLC|1
CLRBZ|CELLECTAR BIO SRA WT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
CLRG|IQCHAIKIN US LRG ETF|APCC|Apex Clearing Corporation|2
CLRG|IQCHAIKIN US LRG ETF|BATM|CBOE TRADING, INC.|1100
CLRG|IQCHAIKIN US LRG ETF|CANT|Cantor Fitzgerald & Co.|4997047
CLRG|IQCHAIKIN US LRG ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9248
CLRG|IQCHAIKIN US LRG ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
CLRG|IQCHAIKIN US LRG ETF|DBAB|Deutsche Bank Securities Inc.|749262
CLRG|IQCHAIKIN US LRG ETF|DBAX|Deutsche Bank Securities Inc.|200
CLRG|IQCHAIKIN US LRG ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38
CLRG|IQCHAIKIN US LRG ETF|FBCO|Credit Suisse Securities (USA) LLC|2039
CLRG|IQCHAIKIN US LRG ETF|FOMA|TD AMERITRADE CLEARING, INC.|648
CLRG|IQCHAIKIN US LRG ETF|FTBR|Foliofn Investments, Inc.|347
CLRG|IQCHAIKIN US LRG ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|909
CLRG|IQCHAIKIN US LRG ETF|GSCO|GOLDMAN SACHS & CO. LLC|1230
CLRG|IQCHAIKIN US LRG ETF|IBKR|Interactive Brokers Llc|4087
CLRG|IQCHAIKIN US LRG ETF|JSJX|JANE STREET CAPITAL LLC|12154
CLRG|IQCHAIKIN US LRG ETF|KCGM|VIRTU Americas LLC|300
CLRG|IQCHAIKIN US LRG ETF|LEHM|Barclays Capital Inc./Le|800
CLRG|IQCHAIKIN US LRG ETF|LIME|Lime Brokerage LLC|10567
CLRG|IQCHAIKIN US LRG ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CLRG|IQCHAIKIN US LRG ETF|MOTF|MOTIF INVESTING, INC.|1
CLRG|IQCHAIKIN US LRG ETF|MSCO|MORGAN STANLEY & CO. LLC|11665
CLRG|IQCHAIKIN US LRG ETF|MSPL|MORGAN STANLEY & CO. LLC|200
CLRG|IQCHAIKIN US LRG ETF|NFSC|National Financial Services LLC|2836
CLRG|IQCHAIKIN US LRG ETF|NITE|VIRTU Americas LLC|16053
CLRG|IQCHAIKIN US LRG ETF|RAJA|Raymond James & Associates, Inc.|8859
CLRG|IQCHAIKIN US LRG ETF|RBCM|RBC CAPITAL MARKETS, LLC|1272
CLRG|IQCHAIKIN US LRG ETF|SBSH|Citigroup Global Markets Inc.|90
CLRG|IQCHAIKIN US LRG ETF|SWIM|TD Ameritrade, Inc.|10
CLRG|IQCHAIKIN US LRG ETF|UBSA|UBS SECURITIES LLC|1211
CLRG|IQCHAIKIN US LRG ETF|UBSS|UBS Securities LLC|1910
CLRG|IQCHAIKIN US LRG ETF|VGRD|Vanguard Marketing Corporation|200
CLRG|IQCHAIKIN US LRG ETF|WSEA|WOLVERINE SECURITIES, LLC|4
CLRG|IQCHAIKIN US LRG ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16803
CLRO|CLEARONE INC.|APCC|Apex Clearing Corporation|8793
CLRO|CLEARONE INC.|CHAS|Charles Schwab & Co., Inc.|1000
CLRO|CLEARONE INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
CLRO|CLEARONE INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|85
CLRO|CLEARONE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1850
CLRO|CLEARONE INC.|CTDL|Citadel Derivatives Group Llc|11
CLRO|CLEARONE INC.|DADA|D.A. Davidson & Co.|445
CLRO|CLEARONE INC.|DBAB|Deutsche Bank Securities Inc.|2979
CLRO|CLEARONE INC.|DBAX|Deutsche Bank Securities Inc.|1400
CLRO|CLEARONE INC.|DEGS|RONIN PROFESSIONAL LLC|2216
CLRO|CLEARONE INC.|EDJO|Edward D. Jones & Co., L.P.|420
CLRO|CLEARONE INC.|ETRS|E*Trade Securities LLC|5175
CLRO|CLEARONE INC.|FBCO|Credit Suisse Securities (USA) LLC|963
CLRO|CLEARONE INC.|FOMA|TD AMERITRADE CLEARING, INC.|30942
CLRO|CLEARONE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118
CLRO|CLEARONE INC.|FTBR|Foliofn Investments, Inc.|14
CLRO|CLEARONE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|4439
CLRO|CLEARONE INC.|GSCO|GOLDMAN SACHS & CO. LLC|672
CLRO|CLEARONE INC.|GSLT|GOLDMAN SACHS & CO. LLC|9017
CLRO|CLEARONE INC.|HRBF|American Enterprise Investment Services Inc.|532
CLRO|CLEARONE INC.|IBKR|Interactive Brokers Llc|54118
CLRO|CLEARONE INC.|INCA|INSTINET, LLC|712
CLRO|CLEARONE INC.|ITGI|ITG Inc.|104
CLRO|CLEARONE INC.|JPMX|J.P. Morgan Securities LLC|358
CLRO|CLEARONE INC.|LEHM|Barclays Capital Inc./Le|129
CLRO|CLEARONE INC.|LIME|Lime Brokerage LLC|23842
CLRO|CLEARONE INC.|LSCI|Lek Securities Corporation|100
CLRO|CLEARONE INC.|MSCO|MORGAN STANLEY & CO. LLC|40579
CLRO|CLEARONE INC.|NFSC|National Financial Services LLC|11877
CLRO|CLEARONE INC.|NITE|VIRTU Americas LLC|32996
CLRO|CLEARONE INC.|RAJA|Raymond James & Associates, Inc.|450
CLRO|CLEARONE INC.|SPDR|SPEEDROUTE LLC|300
CLRO|CLEARONE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|65
CLRO|CLEARONE INC.|SWIM|TD Ameritrade, Inc.|10961
CLRO|CLEARONE INC.|TMBR|Timber Hill LLC|100
CLRO|CLEARONE INC.|TRCM|TRC MARKETS LLC|960
CLRO|CLEARONE INC.|UBSA|UBS SECURITIES LLC|1729
CLRO|CLEARONE INC.|UBSS|UBS Securities LLC|15828
CLRO|CLEARONE INC.|VALX|VIRTU AMERICAS LLC|136
CLRO|CLEARONE INC.|VGRD|Vanguard Marketing Corporation|1050
CLRO|CLEARONE INC.|WCHV|WELLS FARGO SECURITIES, LLC|13800
CLRO|CLEARONE INC.|WEED|Weeden & Co.L.P.|6800
CLRO|CLEARONE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
CLS|CELESTICA SUB VTG|ALTX|Alternet Securities Inc.|100
CLS|CELESTICA SUB VTG|APCC|Apex Clearing Corporation|355
CLS|CELESTICA SUB VTG|BARD|Robert W. Baird & Co. Incorporated|2991
CLS|CELESTICA SUB VTG|BATM|CBOE TRADING, INC.|771
CLS|CELESTICA SUB VTG|BERN|Sanford C. Bernstein & Co., LLC|76405
CLS|CELESTICA SUB VTG|BIDS|BIDS TRADING L.P.|100
CLS|CELESTICA SUB VTG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1902
CLS|CELESTICA SUB VTG|BYXM|CBOE TRADING, INC.|300
CLS|CELESTICA SUB VTG|BZYD|GOLDMAN SACHS & CO. LLC|3419
CLS|CELESTICA SUB VTG|CANT|Cantor Fitzgerald & Co.|2818
CLS|CELESTICA SUB VTG|CHAS|Charles Schwab & Co., Inc.|402
CLS|CELESTICA SUB VTG|CICF|Canaccord Genuity Corp.|755
CLS|CELESTICA SUB VTG|CLSA|CLSA AMERICAS, LLC|50
CLS|CELESTICA SUB VTG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16883
CLS|CELESTICA SUB VTG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|90
CLS|CELESTICA SUB VTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115774
CLS|CELESTICA SUB VTG|CTDL|Citadel Derivatives Group Llc|2170
CLS|CELESTICA SUB VTG|CXCX|CITIGROUP GLOBAL MARKETS INC.|14926
CLS|CELESTICA SUB VTG|DBAB|Deutsche Bank Securities Inc.|20532
CLS|CELESTICA SUB VTG|DBAX|Deutsche Bank Securities Inc.|138400
CLS|CELESTICA SUB VTG|DBUL|Deutsche Bank Securities Inc.|100
CLS|CELESTICA SUB VTG|DEAN|MORGAN STANLEY|634
CLS|CELESTICA SUB VTG|DEGS|RONIN PROFESSIONAL LLC|116
CLS|CELESTICA SUB VTG|EBXL|EBX LLC|78100
CLS|CELESTICA SUB VTG|ECUT|CONVERGEX EXECUTION SOLUTIONS|6666
CLS|CELESTICA SUB VTG|EDJO|Edward D. Jones & Co., L.P.|400
CLS|CELESTICA SUB VTG|EGAM|CBOE TRADING, INC.|1032
CLS|CELESTICA SUB VTG|EGXM|CBOE TRADING, INC.|300
CLS|CELESTICA SUB VTG|ETBE|Electronic Transaction Clearing, Inc.|2300
CLS|CELESTICA SUB VTG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
CLS|CELESTICA SUB VTG|ETRS|E*Trade Securities LLC|7092
CLS|CELESTICA SUB VTG|FILL|Tradestation Securities, Inc.|1600
CLS|CELESTICA SUB VTG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59553
CLS|CELESTICA SUB VTG|FTBR|Foliofn Investments, Inc.|340
CLS|CELESTICA SUB VTG|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CLS|CELESTICA SUB VTG|GLPX|ACS EXECUTION SERVICES, LLC|876
CLS|CELESTICA SUB VTG|GSCO|GOLDMAN SACHS & CO. LLC|138948
CLS|CELESTICA SUB VTG|GSCS|GOLDMAN SACHS & CO. LLC|500
CLS|CELESTICA SUB VTG|GSLT|GOLDMAN SACHS & CO. LLC|1200
CLS|CELESTICA SUB VTG|GTSY|GTS SECURITIES LLC|800
CLS|CELESTICA SUB VTG|GTSZ|GTS SECURITIES LLC|11916
CLS|CELESTICA SUB VTG|HRBF|American Enterprise Investment Services Inc.|152
CLS|CELESTICA SUB VTG|HSBC|HSBC Securities, Inc.|431
CLS|CELESTICA SUB VTG|IATS|INTERACTIVE BROKERS LLC|569
CLS|CELESTICA SUB VTG|IBKR|Interactive Brokers Llc|2761
CLS|CELESTICA SUB VTG|ICBX|INSTINET, LLC|22600
CLS|CELESTICA SUB VTG|INCA|INSTINET, LLC|58494
CLS|CELESTICA SUB VTG|INJX|INSTINET, LLC|600
CLS|CELESTICA SUB VTG|ITGI|ITG Inc.|55283
CLS|CELESTICA SUB VTG|ITGP|ITG INC.|78800
CLS|CELESTICA SUB VTG|JANY|Janney Montgomery Scott Inc.|100
CLS|CELESTICA SUB VTG|JEFF|JEFFERIES LLC|8310
CLS|CELESTICA SUB VTG|JMPT|JUMP TRADING, LLC|1563
CLS|CELESTICA SUB VTG|JPBX|J.P. MORGAN SECURITIES LLC|1000
CLS|CELESTICA SUB VTG|JPMX|J.P. Morgan Securities LLC|182146
CLS|CELESTICA SUB VTG|JSJX|JANE STREET CAPITAL LLC|1758
CLS|CELESTICA SUB VTG|KCGM|VIRTU Americas LLC|16231
CLS|CELESTICA SUB VTG|LEHM|Barclays Capital Inc./Le|89140
CLS|CELESTICA SUB VTG|LIME|Lime Brokerage LLC|7425
CLS|CELESTICA SUB VTG|LQNA|LIQUIDNET, INC.|56000
CLS|CELESTICA SUB VTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40340
CLS|CELESTICA SUB VTG|MOTF|MOTIF INVESTING, INC.|1
CLS|CELESTICA SUB VTG|MSCO|MORGAN STANLEY & CO. LLC|179488
CLS|CELESTICA SUB VTG|MSPL|MORGAN STANLEY & CO. LLC|217600
CLS|CELESTICA SUB VTG|MSTX|MORGAN STANLEY & CO. LLC|19000
CLS|CELESTICA SUB VTG|NFSC|National Financial Services LLC|13590
CLS|CELESTICA SUB VTG|NITE|VIRTU Americas LLC|85794
CLS|CELESTICA SUB VTG|NQRB|Brut, LLC|815
CLS|CELESTICA SUB VTG|NTBF|BMO Nesbitt Burns Inc./CDS|800
CLS|CELESTICA SUB VTG|OPCO|Oppenheimer & Co. Inc.|420
CLS|CELESTICA SUB VTG|PCPT|PHILLIP CAPITAL INC.|1000
CLS|CELESTICA SUB VTG|PDQM|CODA MARKETS, INC.|600
CLS|CELESTICA SUB VTG|PNSR|Penserra Securities, LLC|3300
CLS|CELESTICA SUB VTG|SAGL|SAGETRADER, LLC|400
CLS|CELESTICA SUB VTG|SBSH|Citigroup Global Markets Inc.|1120
CLS|CELESTICA SUB VTG|SGMT|GOLDMAN SACHS & CO. LLC|20851
CLS|CELESTICA SUB VTG|SSBS|STATE STREET GLOBAL MARKETS, LLC|56790
CLS|CELESTICA SUB VTG|STFL|Stifel, Nicolaus & Company, Incorporated|2500
CLS|CELESTICA SUB VTG|STKP|STOCKPILE INVESTMENTS, INC.|66
CLS|CELESTICA SUB VTG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3100
CLS|CELESTICA SUB VTG|SWIM|TD Ameritrade, Inc.|11359
CLS|CELESTICA SUB VTG|SWST|Hilltop Securities Inc.|1000
CLS|CELESTICA SUB VTG|TKNG|ALLY INVEST SECURITIES LLC|450
CLS|CELESTICA SUB VTG|TRBT|Tradebot Systems, Inc.|25442
CLS|CELESTICA SUB VTG|TRCM|TRC MARKETS LLC|60735
CLS|CELESTICA SUB VTG|UBSA|UBS SECURITIES LLC|126594
CLS|CELESTICA SUB VTG|UBSS|UBS Securities LLC|133933
CLS|CELESTICA SUB VTG|VALX|VIRTU AMERICAS LLC|37477
CLS|CELESTICA SUB VTG|VGRD|Vanguard Marketing Corporation|16
CLS|CELESTICA SUB VTG|WCHV|WELLS FARGO SECURITIES, LLC|15898
CLS|CELESTICA SUB VTG|WEED|Weeden & Co.L.P.|526
CLS|CELESTICA SUB VTG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
CLS|CELESTICA SUB VTG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|505
CLS|CELESTICA SUB VTG|WSEA|WOLVERINE SECURITIES, LLC|303
CLS|CELESTICA SUB VTG|XIST|INSTINET, LLC|7600
CLS|CELESTICA SUB VTG|XPUS|XP SECURITIES, LLC|4083
CLS|CELESTICA SUB VTG|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
CLS|CELESTICA SUB VTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81
CLSD|CLEARSIDE BIOMEDI CM|ALTX|Alternet Securities Inc.|11296
CLSD|CLEARSIDE BIOMEDI CM|APCC|Apex Clearing Corporation|2080
CLSD|CLEARSIDE BIOMEDI CM|BATM|CBOE TRADING, INC.|4171
CLSD|CLEARSIDE BIOMEDI CM|BIMI|Banca IMI Securities Corp.|1200
CLSD|CLEARSIDE BIOMEDI CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7720
CLSD|CLEARSIDE BIOMEDI CM|BLKX|INSTINET, LLC|19200
CLSD|CLEARSIDE BIOMEDI CM|BMOC|BMO Capital Markets Corp.|3850
CLSD|CLEARSIDE BIOMEDI CM|BNPX|BNP PARIBAS SECURITIES CORP.|1936
CLSD|CLEARSIDE BIOMEDI CM|BTIG|BTIG, LLC|82
CLSD|CLEARSIDE BIOMEDI CM|BYXM|CBOE TRADING, INC.|7176
CLSD|CLEARSIDE BIOMEDI CM|CHAS|Charles Schwab & Co., Inc.|1602
CLSD|CLEARSIDE BIOMEDI CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68049
CLSD|CLEARSIDE BIOMEDI CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6800
CLSD|CLEARSIDE BIOMEDI CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
CLSD|CLEARSIDE BIOMEDI CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|122780
CLSD|CLEARSIDE BIOMEDI CM|CTDL|Citadel Derivatives Group Llc|19421
CLSD|CLEARSIDE BIOMEDI CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|49040
CLSD|CLEARSIDE BIOMEDI CM|DBAB|Deutsche Bank Securities Inc.|259386
CLSD|CLEARSIDE BIOMEDI CM|DBAX|Deutsche Bank Securities Inc.|67700
CLSD|CLEARSIDE BIOMEDI CM|DEAN|MORGAN STANLEY|13820
CLSD|CLEARSIDE BIOMEDI CM|DEGS|RONIN PROFESSIONAL LLC|38989
CLSD|CLEARSIDE BIOMEDI CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7810
CLSD|CLEARSIDE BIOMEDI CM|EBXL|EBX LLC|65800
CLSD|CLEARSIDE BIOMEDI CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|18800
CLSD|CLEARSIDE BIOMEDI CM|EGAM|CBOE TRADING, INC.|20720
CLSD|CLEARSIDE BIOMEDI CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
CLSD|CLEARSIDE BIOMEDI CM|EGXM|CBOE TRADING, INC.|6141
CLSD|CLEARSIDE BIOMEDI CM|ETBE|Electronic Transaction Clearing, Inc.|5910
CLSD|CLEARSIDE BIOMEDI CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2340
CLSD|CLEARSIDE BIOMEDI CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6800
CLSD|CLEARSIDE BIOMEDI CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14706
CLSD|CLEARSIDE BIOMEDI CM|ETRS|E*Trade Securities LLC|109594
CLSD|CLEARSIDE BIOMEDI CM|FBCO|Credit Suisse Securities (USA) LLC|541345
CLSD|CLEARSIDE BIOMEDI CM|FILL|Tradestation Securities, Inc.|4983
CLSD|CLEARSIDE BIOMEDI CM|FOMA|TD AMERITRADE CLEARING, INC.|255670
CLSD|CLEARSIDE BIOMEDI CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|152189
CLSD|CLEARSIDE BIOMEDI CM|FTBR|Foliofn Investments, Inc.|5
CLSD|CLEARSIDE BIOMEDI CM|GEBB|GLOBAL EXECUTION BROKERS, LP|7968
CLSD|CLEARSIDE BIOMEDI CM|GLIS|TD Securities Inc|300
CLSD|CLEARSIDE BIOMEDI CM|GLPX|ACS EXECUTION SERVICES, LLC|17123
CLSD|CLEARSIDE BIOMEDI CM|GSCO|GOLDMAN SACHS & CO. LLC|628498
CLSD|CLEARSIDE BIOMEDI CM|GSCS|GOLDMAN SACHS & CO. LLC|16151
CLSD|CLEARSIDE BIOMEDI CM|GSLT|GOLDMAN SACHS & CO. LLC|2800
CLSD|CLEARSIDE BIOMEDI CM|GTSZ|GTS SECURITIES LLC|10726
CLSD|CLEARSIDE BIOMEDI CM|HSBC|HSBC Securities, Inc.|125
CLSD|CLEARSIDE BIOMEDI CM|IATS|INTERACTIVE BROKERS LLC|9581
CLSD|CLEARSIDE BIOMEDI CM|IBKR|Interactive Brokers Llc|173599
CLSD|CLEARSIDE BIOMEDI CM|ICBX|INSTINET, LLC|16300
CLSD|CLEARSIDE BIOMEDI CM|IEQY|CITADEL SECURITIES LLC|57745
CLSD|CLEARSIDE BIOMEDI CM|INCA|INSTINET, LLC|276428
CLSD|CLEARSIDE BIOMEDI CM|INJX|INSTINET, LLC|45446
CLSD|CLEARSIDE BIOMEDI CM|ITGI|ITG Inc.|26857
CLSD|CLEARSIDE BIOMEDI CM|ITGP|ITG INC.|41400
CLSD|CLEARSIDE BIOMEDI CM|JEFF|JEFFERIES LLC|95972
CLSD|CLEARSIDE BIOMEDI CM|JMPT|JUMP TRADING, LLC|62335
CLSD|CLEARSIDE BIOMEDI CM|JPBX|J.P. MORGAN SECURITIES LLC|13050
CLSD|CLEARSIDE BIOMEDI CM|JPMX|J.P. Morgan Securities LLC|156997
CLSD|CLEARSIDE BIOMEDI CM|JSJX|JANE STREET CAPITAL LLC|3921
CLSD|CLEARSIDE BIOMEDI CM|KCGM|VIRTU Americas LLC|28844
CLSD|CLEARSIDE BIOMEDI CM|LEHM|Barclays Capital Inc./Le|992818
CLSD|CLEARSIDE BIOMEDI CM|LIME|Lime Brokerage LLC|154285
CLSD|CLEARSIDE BIOMEDI CM|LMGP|LIME BROKERAGE LLC|6678
CLSD|CLEARSIDE BIOMEDI CM|LOOP|Loop Capital Markets LLC|3800
CLSD|CLEARSIDE BIOMEDI CM|LQNA|LIQUIDNET, INC.|30000
CLSD|CLEARSIDE BIOMEDI CM|LSCI|Lek Securities Corporation|162
CLSD|CLEARSIDE BIOMEDI CM|MACQ|Macquarie Capital (USA) Inc.|1625
CLSD|CLEARSIDE BIOMEDI CM|MAXM|Maxim Group LLC|3596
CLSD|CLEARSIDE BIOMEDI CM|MBTS|ALLY INVEST SECURITIES LLC|500
CLSD|CLEARSIDE BIOMEDI CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39582
CLSD|CLEARSIDE BIOMEDI CM|MSCO|MORGAN STANLEY & CO. LLC|1162478
CLSD|CLEARSIDE BIOMEDI CM|MSPL|MORGAN STANLEY & CO. LLC|78700
CLSD|CLEARSIDE BIOMEDI CM|MSTX|MORGAN STANLEY & CO. LLC|64200
CLSD|CLEARSIDE BIOMEDI CM|NATL|National Securities Corporation|1400
CLSD|CLEARSIDE BIOMEDI CM|NEED|Needham & Company, LLC|800
CLSD|CLEARSIDE BIOMEDI CM|NFSC|National Financial Services LLC|235692
CLSD|CLEARSIDE BIOMEDI CM|NITE|VIRTU Americas LLC|698639
CLSD|CLEARSIDE BIOMEDI CM|NITP|VIRTU Americas LLC|3500
CLSD|CLEARSIDE BIOMEDI CM|NQRB|Brut, LLC|23423
CLSD|CLEARSIDE BIOMEDI CM|OPCO|Oppenheimer & Co. Inc.|1221
CLSD|CLEARSIDE BIOMEDI CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1100
CLSD|CLEARSIDE BIOMEDI CM|PDQM|CODA MARKETS, INC.|36816
CLSD|CLEARSIDE BIOMEDI CM|PWJC|UBS Financial Services, Inc.|2375
CLSD|CLEARSIDE BIOMEDI CM|RAJA|Raymond James & Associates, Inc.|5673
CLSD|CLEARSIDE BIOMEDI CM|RBCM|RBC CAPITAL MARKETS, LLC|19488
CLSD|CLEARSIDE BIOMEDI CM|RGLD|Regal Securities, Inc|852
CLSD|CLEARSIDE BIOMEDI CM|SAGL|SAGETRADER, LLC|7574
CLSD|CLEARSIDE BIOMEDI CM|SBSH|Citigroup Global Markets Inc.|70257
CLSD|CLEARSIDE BIOMEDI CM|SGMT|GOLDMAN SACHS & CO. LLC|36154
CLSD|CLEARSIDE BIOMEDI CM|SPDR|SPEEDROUTE LLC|3683
CLSD|CLEARSIDE BIOMEDI CM|SPHN|Stephens Inc.|3656
CLSD|CLEARSIDE BIOMEDI CM|STFL|Stifel, Nicolaus & Company, Incorporated|26548
CLSD|CLEARSIDE BIOMEDI CM|STXG|Stockcross Financial Services, Inc.|400
CLSD|CLEARSIDE BIOMEDI CM|SWIM|TD Ameritrade, Inc.|89833
CLSD|CLEARSIDE BIOMEDI CM|SWST|Hilltop Securities Inc.|2280
CLSD|CLEARSIDE BIOMEDI CM|TKNG|ALLY INVEST SECURITIES LLC|12910
CLSD|CLEARSIDE BIOMEDI CM|TRBT|Tradebot Systems, Inc.|145335
CLSD|CLEARSIDE BIOMEDI CM|TRCM|TRC MARKETS LLC|86542
CLSD|CLEARSIDE BIOMEDI CM|TWTT|TASTYWORKS, INC.|350
CLSD|CLEARSIDE BIOMEDI CM|UBSA|UBS SECURITIES LLC|348726
CLSD|CLEARSIDE BIOMEDI CM|UBSS|UBS Securities LLC|817214
CLSD|CLEARSIDE BIOMEDI CM|VALX|VIRTU AMERICAS LLC|6540
CLSD|CLEARSIDE BIOMEDI CM|VGRD|Vanguard Marketing Corporation|6113
CLSD|CLEARSIDE BIOMEDI CM|VIEW|VIEWTRADE SECURITIES LLC|620
CLSD|CLEARSIDE BIOMEDI CM|WCHV|WELLS FARGO SECURITIES, LLC|98022
CLSD|CLEARSIDE BIOMEDI CM|WDCO|Wilson-Davis & Co., Inc.|710
CLSD|CLEARSIDE BIOMEDI CM|WEDB|WEDBUSH SECURITIES INC.|37165
CLSD|CLEARSIDE BIOMEDI CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22734
CLSD|CLEARSIDE BIOMEDI CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11391
CLSD|CLEARSIDE BIOMEDI CM|WSEA|WOLVERINE SECURITIES, LLC|9686
CLSD|CLEARSIDE BIOMEDI CM|XIST|INSTINET, LLC|104850
CLSD|CLEARSIDE BIOMEDI CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|49550
CLSD|CLEARSIDE BIOMEDI CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1817
CLSD|CLEARSIDE BIOMEDI CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
CLSN|CELSION CORP|ALTX|Alternet Securities Inc.|2000
CLSN|CELSION CORP|APCC|Apex Clearing Corporation|30792
CLSN|CELSION CORP|BARD|Robert W. Baird & Co. Incorporated|2350
CLSN|CELSION CORP|BATM|CBOE TRADING, INC.|801
CLSN|CELSION CORP|BERN|Sanford C. Bernstein & Co., LLC|65
CLSN|CELSION CORP|BIMI|Banca IMI Securities Corp.|45852
CLSN|CELSION CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
CLSN|CELSION CORP|BRGE|Newbridge Securities Corp.|1600
CLSN|CELSION CORP|CHAS|Charles Schwab & Co., Inc.|8379
CLSN|CELSION CORP|CIST|Capital Institutional Services, Inc.|1020
CLSN|CELSION CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4321
CLSN|CELSION CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7690
CLSN|CELSION CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|59261
CLSN|CELSION CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48017
CLSN|CELSION CORP|CTDL|Citadel Derivatives Group Llc|1050
CLSN|CELSION CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CLSN|CELSION CORP|DBAB|Deutsche Bank Securities Inc.|51094
CLSN|CELSION CORP|DBAX|Deutsche Bank Securities Inc.|9800
CLSN|CELSION CORP|DEAN|MORGAN STANLEY|1100
CLSN|CELSION CORP|DEGS|RONIN PROFESSIONAL LLC|56015
CLSN|CELSION CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5800
CLSN|CELSION CORP|EBXL|EBX LLC|7000
CLSN|CELSION CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2900
CLSN|CELSION CORP|EDJO|Edward D. Jones & Co., L.P.|942
CLSN|CELSION CORP|EGAM|CBOE TRADING, INC.|8287
CLSN|CELSION CORP|EGXM|CBOE TRADING, INC.|8710
CLSN|CELSION CORP|EGXW|CBOE TRADING, INC.|200
CLSN|CELSION CORP|ETBE|Electronic Transaction Clearing, Inc.|1450
CLSN|CELSION CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4732
CLSN|CELSION CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4972
CLSN|CELSION CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|8246
CLSN|CELSION CORP|ETRS|E*Trade Securities LLC|738917
CLSN|CELSION CORP|FBCO|Credit Suisse Securities (USA) LLC|87919
CLSN|CELSION CORP|FILL|Tradestation Securities, Inc.|50622
CLSN|CELSION CORP|FMAF|NBCN Inc./ CDS|63506
CLSN|CELSION CORP|FOMA|TD AMERITRADE CLEARING, INC.|1352484
CLSN|CELSION CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1833
CLSN|CELSION CORP|FTBR|Foliofn Investments, Inc.|2569
CLSN|CELSION CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|9431
CLSN|CELSION CORP|GLIS|TD Securities Inc|1100
CLSN|CELSION CORP|GLPX|ACS EXECUTION SERVICES, LLC|34897
CLSN|CELSION CORP|GSCO|GOLDMAN SACHS & CO. LLC|36321
CLSN|CELSION CORP|GSLT|GOLDMAN SACHS & CO. LLC|7872
CLSN|CELSION CORP|GTSZ|GTS SECURITIES LLC|2214
CLSN|CELSION CORP|HRBF|American Enterprise Investment Services Inc.|2500
CLSN|CELSION CORP|IATS|INTERACTIVE BROKERS LLC|17299
CLSN|CELSION CORP|IBKR|Interactive Brokers Llc|290159
CLSN|CELSION CORP|ICBX|INSTINET, LLC|1375
CLSN|CELSION CORP|INCA|INSTINET, LLC|17633
CLSN|CELSION CORP|ITGI|ITG Inc.|23997
CLSN|CELSION CORP|ITGP|ITG INC.|18200
CLSN|CELSION CORP|JEFF|JEFFERIES LLC|100
CLSN|CELSION CORP|JMPT|JUMP TRADING, LLC|3431
CLSN|CELSION CORP|JONE|JonesTrading|46252
CLSN|CELSION CORP|JPMX|J.P. Morgan Securities LLC|12100
CLSN|CELSION CORP|JSJX|JANE STREET CAPITAL LLC|712
CLSN|CELSION CORP|KCGM|VIRTU Americas LLC|2500
CLSN|CELSION CORP|LEHM|Barclays Capital Inc./Le|39069
CLSN|CELSION CORP|LIME|Lime Brokerage LLC|42861
CLSN|CELSION CORP|LMGP|LIME BROKERAGE LLC|400
CLSN|CELSION CORP|LSCI|Lek Securities Corporation|100
CLSN|CELSION CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
CLSN|CELSION CORP|MBTS|ALLY INVEST SECURITIES LLC|3755
CLSN|CELSION CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17600
CLSN|CELSION CORP|MOTF|MOTIF INVESTING, INC.|1
CLSN|CELSION CORP|MSCO|MORGAN STANLEY & CO. LLC|382068
CLSN|CELSION CORP|MSPL|MORGAN STANLEY & CO. LLC|3700
CLSN|CELSION CORP|NATL|National Securities Corporation|2000
CLSN|CELSION CORP|NFSC|National Financial Services LLC|1353913
CLSN|CELSION CORP|NITE|VIRTU Americas LLC|2196302
CLSN|CELSION CORP|NITP|VIRTU Americas LLC|900
CLSN|CELSION CORP|NQRB|Brut, LLC|1737
CLSN|CELSION CORP|OPCO|Oppenheimer & Co. Inc.|90990
CLSN|CELSION CORP|PCPT|PHILLIP CAPITAL INC.|300
CLSN|CELSION CORP|PDQM|CODA MARKETS, INC.|46961
CLSN|CELSION CORP|PWJC|UBS Financial Services, Inc.|4900
CLSN|CELSION CORP|RAJA|Raymond James & Associates, Inc.|8276
CLSN|CELSION CORP|RBCM|RBC CAPITAL MARKETS, LLC|17764
CLSN|CELSION CORP|RJLC|RJL CAPITAL GROUP, LLC|13480
CLSN|CELSION CORP|SAGL|SAGETRADER, LLC|710
CLSN|CELSION CORP|SBSH|Citigroup Global Markets Inc.|43097
CLSN|CELSION CORP|SGMT|GOLDMAN SACHS & CO. LLC|12576
CLSN|CELSION CORP|SPDR|SPEEDROUTE LLC|53019
CLSN|CELSION CORP|SPTD|MINT GLOBAL MARKETS, INC.|1000
CLSN|CELSION CORP|STFL|Stifel, Nicolaus & Company, Incorporated|9639
CLSN|CELSION CORP|SWIM|TD Ameritrade, Inc.|302998
CLSN|CELSION CORP|TKNG|ALLY INVEST SECURITIES LLC|54946
CLSN|CELSION CORP|TRCM|TRC MARKETS LLC|2800
CLSN|CELSION CORP|TTUC|CUTTONE & CO., INC.|4476
CLSN|CELSION CORP|TWTT|TASTYWORKS, INC.|1100
CLSN|CELSION CORP|UBSA|UBS SECURITIES LLC|74807
CLSN|CELSION CORP|UBSS|UBS Securities LLC|245302
CLSN|CELSION CORP|VALX|VIRTU AMERICAS LLC|600
CLSN|CELSION CORP|VGRD|Vanguard Marketing Corporation|59806
CLSN|CELSION CORP|VSIN|Vision Financial Markets Llc|66491
CLSN|CELSION CORP|WCHV|WELLS FARGO SECURITIES, LLC|64989
CLSN|CELSION CORP|WEDB|WEDBUSH SECURITIES INC.|1000
CLSN|CELSION CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|54564
CLSN|CELSION CORP|WGIF|CIBC World Markets Inc.|138208
CLSN|CELSION CORP|WSEA|WOLVERINE SECURITIES, LLC|30926
CLSN|CELSION CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3800
CLSN|CELSION CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|5200
CLSN|CELSION CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7797
CLTL|INVESCO TREASURY|APCC|Apex Clearing Corporation|94
CLTL|INVESCO TREASURY|BATM|CBOE TRADING, INC.|1
CLTL|INVESCO TREASURY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94
CLTL|INVESCO TREASURY|CTDL|Citadel Derivatives Group Llc|95
CLTL|INVESCO TREASURY|DEAN|MORGAN STANLEY|1
CLTL|INVESCO TREASURY|FILL|Tradestation Securities, Inc.|10
CLTL|INVESCO TREASURY|FTBR|Foliofn Investments, Inc.|1
CLTL|INVESCO TREASURY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
CLTL|INVESCO TREASURY|ICBX|INSTINET, LLC|1100
CLTL|INVESCO TREASURY|ITGI|ITG Inc.|444
CLTL|INVESCO TREASURY|JSJX|JANE STREET CAPITAL LLC|1404
CLTL|INVESCO TREASURY|KCGM|VIRTU Americas LLC|102
CLTL|INVESCO TREASURY|LEHM|Barclays Capital Inc./Le|1800
CLTL|INVESCO TREASURY|MSCO|MORGAN STANLEY & CO. LLC|648
CLTL|INVESCO TREASURY|NITE|VIRTU Americas LLC|891
CLTL|INVESCO TREASURY|PDQM|CODA MARKETS, INC.|521
CLTL|INVESCO TREASURY|UBSA|UBS SECURITIES LLC|101
CLTL|INVESCO TREASURY|UBSS|UBS Securities LLC|101
CLUB|TOWN SPORTS INTERNAT|ALTX|Alternet Securities Inc.|3938
CLUB|TOWN SPORTS INTERNAT|APCC|Apex Clearing Corporation|3266
CLUB|TOWN SPORTS INTERNAT|AQUA|AQUA SECURITIES L.P.|2400
CLUB|TOWN SPORTS INTERNAT|BATM|CBOE TRADING, INC.|280
CLUB|TOWN SPORTS INTERNAT|BAYC|BAY CREST PARTNERS, LLC|1248
CLUB|TOWN SPORTS INTERNAT|BIAD|SAGETRADER, LLC|599
CLUB|TOWN SPORTS INTERNAT|BIMI|Banca IMI Securities Corp.|6700
CLUB|TOWN SPORTS INTERNAT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
CLUB|TOWN SPORTS INTERNAT|BMOC|BMO Capital Markets Corp.|1093
CLUB|TOWN SPORTS INTERNAT|BNPX|BNP PARIBAS SECURITIES CORP.|2347
CLUB|TOWN SPORTS INTERNAT|BTIG|BTIG, LLC|1004
CLUB|TOWN SPORTS INTERNAT|BYXM|CBOE TRADING, INC.|200
CLUB|TOWN SPORTS INTERNAT|BZYD|GOLDMAN SACHS & CO. LLC|3250
CLUB|TOWN SPORTS INTERNAT|CANT|Cantor Fitzgerald & Co.|965
CLUB|TOWN SPORTS INTERNAT|CHAS|Charles Schwab & Co., Inc.|1251
CLUB|TOWN SPORTS INTERNAT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2875
CLUB|TOWN SPORTS INTERNAT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2420
CLUB|TOWN SPORTS INTERNAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101099
CLUB|TOWN SPORTS INTERNAT|CTDL|Citadel Derivatives Group Llc|9795
CLUB|TOWN SPORTS INTERNAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|11880
CLUB|TOWN SPORTS INTERNAT|DBAB|Deutsche Bank Securities Inc.|132531
CLUB|TOWN SPORTS INTERNAT|DBAX|Deutsche Bank Securities Inc.|41800
CLUB|TOWN SPORTS INTERNAT|DEAN|MORGAN STANLEY|2219
CLUB|TOWN SPORTS INTERNAT|DEGS|RONIN PROFESSIONAL LLC|19949
CLUB|TOWN SPORTS INTERNAT|EBXL|EBX LLC|43800
CLUB|TOWN SPORTS INTERNAT|ECUT|CONVERGEX EXECUTION SOLUTIONS|6390
CLUB|TOWN SPORTS INTERNAT|EDJO|Edward D. Jones & Co., L.P.|1345
CLUB|TOWN SPORTS INTERNAT|EGAM|CBOE TRADING, INC.|10109
CLUB|TOWN SPORTS INTERNAT|EGXM|CBOE TRADING, INC.|505
CLUB|TOWN SPORTS INTERNAT|ETBE|Electronic Transaction Clearing, Inc.|24233
CLUB|TOWN SPORTS INTERNAT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2614
CLUB|TOWN SPORTS INTERNAT|ETRS|E*Trade Securities LLC|70169
CLUB|TOWN SPORTS INTERNAT|FBCO|Credit Suisse Securities (USA) LLC|84645
CLUB|TOWN SPORTS INTERNAT|FILL|Tradestation Securities, Inc.|2755
CLUB|TOWN SPORTS INTERNAT|FMAF|NBCN Inc./ CDS|100
CLUB|TOWN SPORTS INTERNAT|FOMA|TD AMERITRADE CLEARING, INC.|157969
CLUB|TOWN SPORTS INTERNAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78327
CLUB|TOWN SPORTS INTERNAT|FTBR|Foliofn Investments, Inc.|53712
CLUB|TOWN SPORTS INTERNAT|GEBB|GLOBAL EXECUTION BROKERS, LP|5742
CLUB|TOWN SPORTS INTERNAT|GLPX|ACS EXECUTION SERVICES, LLC|535
CLUB|TOWN SPORTS INTERNAT|GSCO|GOLDMAN SACHS & CO. LLC|674302
CLUB|TOWN SPORTS INTERNAT|GSCS|GOLDMAN SACHS & CO. LLC|33387
CLUB|TOWN SPORTS INTERNAT|GSLT|GOLDMAN SACHS & CO. LLC|10598
CLUB|TOWN SPORTS INTERNAT|GTSZ|GTS SECURITIES LLC|29519
CLUB|TOWN SPORTS INTERNAT|HRBF|American Enterprise Investment Services Inc.|1100
CLUB|TOWN SPORTS INTERNAT|HSBC|HSBC Securities, Inc.|600
CLUB|TOWN SPORTS INTERNAT|IATS|INTERACTIVE BROKERS LLC|8423
CLUB|TOWN SPORTS INTERNAT|IBKR|Interactive Brokers Llc|207502
CLUB|TOWN SPORTS INTERNAT|ICBX|INSTINET, LLC|9749
CLUB|TOWN SPORTS INTERNAT|IEQY|CITADEL SECURITIES LLC|1773
CLUB|TOWN SPORTS INTERNAT|INCA|INSTINET, LLC|88628
CLUB|TOWN SPORTS INTERNAT|INJX|INSTINET, LLC|2356
CLUB|TOWN SPORTS INTERNAT|ITGI|ITG Inc.|7615
CLUB|TOWN SPORTS INTERNAT|ITGP|ITG INC.|49400
CLUB|TOWN SPORTS INTERNAT|JANY|Janney Montgomery Scott Inc.|325
CLUB|TOWN SPORTS INTERNAT|JEFF|JEFFERIES LLC|17133
CLUB|TOWN SPORTS INTERNAT|JMPT|JUMP TRADING, LLC|2053
CLUB|TOWN SPORTS INTERNAT|JPBX|J.P. MORGAN SECURITIES LLC|12898
CLUB|TOWN SPORTS INTERNAT|JPMX|J.P. Morgan Securities LLC|137372
CLUB|TOWN SPORTS INTERNAT|JSJX|JANE STREET CAPITAL LLC|3309
CLUB|TOWN SPORTS INTERNAT|KCGM|VIRTU Americas LLC|10074
CLUB|TOWN SPORTS INTERNAT|LEHM|Barclays Capital Inc./Le|354574
CLUB|TOWN SPORTS INTERNAT|LIME|Lime Brokerage LLC|57411
CLUB|TOWN SPORTS INTERNAT|LMGP|LIME BROKERAGE LLC|28792
CLUB|TOWN SPORTS INTERNAT|LOOP|Loop Capital Markets LLC|7806
CLUB|TOWN SPORTS INTERNAT|MAXM|Maxim Group LLC|1094
CLUB|TOWN SPORTS INTERNAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80979
CLUB|TOWN SPORTS INTERNAT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
CLUB|TOWN SPORTS INTERNAT|MSCO|MORGAN STANLEY & CO. LLC|747439
CLUB|TOWN SPORTS INTERNAT|MSPL|MORGAN STANLEY & CO. LLC|101200
CLUB|TOWN SPORTS INTERNAT|MSTX|MORGAN STANLEY & CO. LLC|53200
CLUB|TOWN SPORTS INTERNAT|NFSC|National Financial Services LLC|159798
CLUB|TOWN SPORTS INTERNAT|NITE|VIRTU Americas LLC|409524
CLUB|TOWN SPORTS INTERNAT|NITP|VIRTU Americas LLC|2013
CLUB|TOWN SPORTS INTERNAT|NQRB|Brut, LLC|1400
CLUB|TOWN SPORTS INTERNAT|NTRC|Northern Trust Securities, Inc.|14235
CLUB|TOWN SPORTS INTERNAT|OPCO|Oppenheimer & Co. Inc.|2165
CLUB|TOWN SPORTS INTERNAT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4398
CLUB|TOWN SPORTS INTERNAT|PDQM|CODA MARKETS, INC.|34120
CLUB|TOWN SPORTS INTERNAT|PNSR|Penserra Securities, LLC|13095
CLUB|TOWN SPORTS INTERNAT|PWJC|UBS Financial Services, Inc.|28921
CLUB|TOWN SPORTS INTERNAT|RAJA|Raymond James & Associates, Inc.|22
CLUB|TOWN SPORTS INTERNAT|SBSH|Citigroup Global Markets Inc.|393265
CLUB|TOWN SPORTS INTERNAT|SGMT|GOLDMAN SACHS & CO. LLC|20401
CLUB|TOWN SPORTS INTERNAT|SPDR|SPEEDROUTE LLC|4338
CLUB|TOWN SPORTS INTERNAT|STFL|Stifel, Nicolaus & Company, Incorporated|902
CLUB|TOWN SPORTS INTERNAT|STXG|Stockcross Financial Services, Inc.|1075
CLUB|TOWN SPORTS INTERNAT|SWIM|TD Ameritrade, Inc.|62707
CLUB|TOWN SPORTS INTERNAT|TKNG|ALLY INVEST SECURITIES LLC|3280
CLUB|TOWN SPORTS INTERNAT|TRBT|Tradebot Systems, Inc.|5464
CLUB|TOWN SPORTS INTERNAT|TRCM|TRC MARKETS LLC|25517
CLUB|TOWN SPORTS INTERNAT|UBSA|UBS SECURITIES LLC|254241
CLUB|TOWN SPORTS INTERNAT|UBSS|UBS Securities LLC|617554
CLUB|TOWN SPORTS INTERNAT|VALX|VIRTU AMERICAS LLC|12488
CLUB|TOWN SPORTS INTERNAT|VGRD|Vanguard Marketing Corporation|11713
CLUB|TOWN SPORTS INTERNAT|WCHV|WELLS FARGO SECURITIES, LLC|38186
CLUB|TOWN SPORTS INTERNAT|WDNX|WEEDEN & CO.L.P.|2474
CLUB|TOWN SPORTS INTERNAT|WEED|Weeden & Co.L.P.|1400
CLUB|TOWN SPORTS INTERNAT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5441
CLUB|TOWN SPORTS INTERNAT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4640
CLUB|TOWN SPORTS INTERNAT|WGIF|CIBC World Markets Inc.|795
CLUB|TOWN SPORTS INTERNAT|WSEA|WOLVERINE SECURITIES, LLC|5829
CLUB|TOWN SPORTS INTERNAT|XIST|INSTINET, LLC|6200
CLUB|TOWN SPORTS INTERNAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|4150
CLUB|TOWN SPORTS INTERNAT|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
CLUB|TOWN SPORTS INTERNAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
CLVS|CLOVIS ONCOLOGY, INC|ACLP|ALEXANDER CAPITAL, L.P.|9500
CLVS|CLOVIS ONCOLOGY, INC|AGIS|Aegis Capital Corp.|13080
CLVS|CLOVIS ONCOLOGY, INC|ALTX|Alternet Securities Inc.|4794
CLVS|CLOVIS ONCOLOGY, INC|ANOS|ABEL/NOSER, L.L.C.|245
CLVS|CLOVIS ONCOLOGY, INC|APCC|Apex Clearing Corporation|1233
CLVS|CLOVIS ONCOLOGY, INC|BANK|Primevest Financial Services, Inc.|955
CLVS|CLOVIS ONCOLOGY, INC|BARD|Robert W. Baird & Co. Incorporated|1250
CLVS|CLOVIS ONCOLOGY, INC|BATM|CBOE TRADING, INC.|10576
CLVS|CLOVIS ONCOLOGY, INC|BAYT|BTIG, LLC|100
CLVS|CLOVIS ONCOLOGY, INC|BBNT|BB&T SECURITIES, LLC|180
CLVS|CLOVIS ONCOLOGY, INC|BERN|Sanford C. Bernstein & Co., LLC|35640
CLVS|CLOVIS ONCOLOGY, INC|BIMI|Banca IMI Securities Corp.|1421
CLVS|CLOVIS ONCOLOGY, INC|BKCM|BNY Mellon Capital Markets LLC|200
CLVS|CLOVIS ONCOLOGY, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15658
CLVS|CLOVIS ONCOLOGY, INC|BLKX|INSTINET, LLC|234751
CLVS|CLOVIS ONCOLOGY, INC|BMOC|BMO Capital Markets Corp.|11107
CLVS|CLOVIS ONCOLOGY, INC|BNPX|BNP PARIBAS SECURITIES CORP.|31065
CLVS|CLOVIS ONCOLOGY, INC|BTIG|BTIG, LLC|31221
CLVS|CLOVIS ONCOLOGY, INC|BYXM|CBOE TRADING, INC.|2234
CLVS|CLOVIS ONCOLOGY, INC|CANT|Cantor Fitzgerald & Co.|177
CLVS|CLOVIS ONCOLOGY, INC|CHAS|Charles Schwab & Co., Inc.|7058
CLVS|CLOVIS ONCOLOGY, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76065
CLVS|CLOVIS ONCOLOGY, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2958
CLVS|CLOVIS ONCOLOGY, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
CLVS|CLOVIS ONCOLOGY, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|462865
CLVS|CLOVIS ONCOLOGY, INC|CTDL|Citadel Derivatives Group Llc|34476
CLVS|CLOVIS ONCOLOGY, INC|CTLR|CUTLER GROUP, LP|437
CLVS|CLOVIS ONCOLOGY, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|20136
CLVS|CLOVIS ONCOLOGY, INC|DAVA|Davenport & Company LLC|40
CLVS|CLOVIS ONCOLOGY, INC|DBAB|Deutsche Bank Securities Inc.|760750
CLVS|CLOVIS ONCOLOGY, INC|DBAX|Deutsche Bank Securities Inc.|271700
CLVS|CLOVIS ONCOLOGY, INC|DBUL|Deutsche Bank Securities Inc.|19538
CLVS|CLOVIS ONCOLOGY, INC|DEAN|MORGAN STANLEY|10394
CLVS|CLOVIS ONCOLOGY, INC|DEGS|RONIN PROFESSIONAL LLC|15016
CLVS|CLOVIS ONCOLOGY, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1945
CLVS|CLOVIS ONCOLOGY, INC|DOTC|Dougherty & Company LLC|1174
CLVS|CLOVIS ONCOLOGY, INC|EBXL|EBX LLC|143200
CLVS|CLOVIS ONCOLOGY, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4007
CLVS|CLOVIS ONCOLOGY, INC|EDJO|Edward D. Jones & Co., L.P.|379
CLVS|CLOVIS ONCOLOGY, INC|EGAM|CBOE TRADING, INC.|15287
CLVS|CLOVIS ONCOLOGY, INC|EGAW|CBOE TRADING, INC.|190
CLVS|CLOVIS ONCOLOGY, INC|EGMT|EG MARKET TECHNOLOGIES LLC|3875
CLVS|CLOVIS ONCOLOGY, INC|EGXM|CBOE TRADING, INC.|7461
CLVS|CLOVIS ONCOLOGY, INC|EGXW|CBOE TRADING, INC.|299
CLVS|CLOVIS ONCOLOGY, INC|ETBE|Electronic Transaction Clearing, Inc.|35580
CLVS|CLOVIS ONCOLOGY, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5664
CLVS|CLOVIS ONCOLOGY, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|108114
CLVS|CLOVIS ONCOLOGY, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CLVS|CLOVIS ONCOLOGY, INC|ETRS|E*Trade Securities LLC|234233
CLVS|CLOVIS ONCOLOGY, INC|FBCO|Credit Suisse Securities (USA) LLC|744476
CLVS|CLOVIS ONCOLOGY, INC|FBSB|U.S. Bancorp Investments, Inc.|148
CLVS|CLOVIS ONCOLOGY, INC|FILL|Tradestation Securities, Inc.|6270
CLVS|CLOVIS ONCOLOGY, INC|FMAF|NBCN Inc./ CDS|1075
CLVS|CLOVIS ONCOLOGY, INC|FOMA|TD AMERITRADE CLEARING, INC.|480216
CLVS|CLOVIS ONCOLOGY, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11668
CLVS|CLOVIS ONCOLOGY, INC|FQLS|Quantlab Securities LP|449147
CLVS|CLOVIS ONCOLOGY, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137531
CLVS|CLOVIS ONCOLOGY, INC|FTBR|Foliofn Investments, Inc.|368
CLVS|CLOVIS ONCOLOGY, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|46994
CLVS|CLOVIS ONCOLOGY, INC|GLPX|ACS EXECUTION SERVICES, LLC|38335
CLVS|CLOVIS ONCOLOGY, INC|GSCO|GOLDMAN SACHS & CO. LLC|1481023
CLVS|CLOVIS ONCOLOGY, INC|GSCS|GOLDMAN SACHS & CO. LLC|68499
CLVS|CLOVIS ONCOLOGY, INC|GSIC|GLOBAL STRATEGIC INVESTMENTS|880
CLVS|CLOVIS ONCOLOGY, INC|GSLT|GOLDMAN SACHS & CO. LLC|6739
CLVS|CLOVIS ONCOLOGY, INC|GTSZ|GTS SECURITIES LLC|37642
CLVS|CLOVIS ONCOLOGY, INC|HAPX|HAP Trading, LLC|761
CLVS|CLOVIS ONCOLOGY, INC|HRBF|American Enterprise Investment Services Inc.|1631
CLVS|CLOVIS ONCOLOGY, INC|HSBC|HSBC Securities, Inc.|40335
CLVS|CLOVIS ONCOLOGY, INC|IATS|INTERACTIVE BROKERS LLC|18594
CLVS|CLOVIS ONCOLOGY, INC|IBKR|Interactive Brokers Llc|86770
CLVS|CLOVIS ONCOLOGY, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
CLVS|CLOVIS ONCOLOGY, INC|ICBX|INSTINET, LLC|30049
CLVS|CLOVIS ONCOLOGY, INC|IEQY|CITADEL SECURITIES LLC|279570
CLVS|CLOVIS ONCOLOGY, INC|INCA|INSTINET, LLC|438889
CLVS|CLOVIS ONCOLOGY, INC|INJX|INSTINET, LLC|42099
CLVS|CLOVIS ONCOLOGY, INC|ITGI|ITG Inc.|26587
CLVS|CLOVIS ONCOLOGY, INC|ITGP|ITG INC.|88000
CLVS|CLOVIS ONCOLOGY, INC|JANY|Janney Montgomery Scott Inc.|1937
CLVS|CLOVIS ONCOLOGY, INC|JEFF|JEFFERIES LLC|115570
CLVS|CLOVIS ONCOLOGY, INC|JMPT|JUMP TRADING, LLC|106253
CLVS|CLOVIS ONCOLOGY, INC|JPBX|J.P. MORGAN SECURITIES LLC|31944
CLVS|CLOVIS ONCOLOGY, INC|JPMX|J.P. Morgan Securities LLC|806067
CLVS|CLOVIS ONCOLOGY, INC|JSJX|JANE STREET CAPITAL LLC|67294
CLVS|CLOVIS ONCOLOGY, INC|KCGM|VIRTU Americas LLC|32339
CLVS|CLOVIS ONCOLOGY, INC|KCRD|PHX FINANCIAL, INC.|800
CLVS|CLOVIS ONCOLOGY, INC|LEHM|Barclays Capital Inc./Le|1180424
CLVS|CLOVIS ONCOLOGY, INC|LIME|Lime Brokerage LLC|158151
CLVS|CLOVIS ONCOLOGY, INC|LIWD|LIME BROKERAGE LLC|182
CLVS|CLOVIS ONCOLOGY, INC|LQNA|LIQUIDNET, INC.|9800
CLVS|CLOVIS ONCOLOGY, INC|LSCI|Lek Securities Corporation|100
CLVS|CLOVIS ONCOLOGY, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4475
CLVS|CLOVIS ONCOLOGY, INC|MACC|Mid Atlantic Capital Corporation|20
CLVS|CLOVIS ONCOLOGY, INC|MAXM|Maxim Group LLC|5419
CLVS|CLOVIS ONCOLOGY, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89578
CLVS|CLOVIS ONCOLOGY, INC|MOTF|MOTIF INVESTING, INC.|4
CLVS|CLOVIS ONCOLOGY, INC|MPSG|E D & F Man Capital Markets Inc.|20
CLVS|CLOVIS ONCOLOGY, INC|MSCO|MORGAN STANLEY & CO. LLC|3533275
CLVS|CLOVIS ONCOLOGY, INC|MSPL|MORGAN STANLEY & CO. LLC|425400
CLVS|CLOVIS ONCOLOGY, INC|MSTX|MORGAN STANLEY & CO. LLC|114100
CLVS|CLOVIS ONCOLOGY, INC|NATL|National Securities Corporation|750
CLVS|CLOVIS ONCOLOGY, INC|NFSC|National Financial Services LLC|482866
CLVS|CLOVIS ONCOLOGY, INC|NITE|VIRTU Americas LLC|758718
CLVS|CLOVIS ONCOLOGY, INC|NITP|VIRTU Americas LLC|4990
CLVS|CLOVIS ONCOLOGY, INC|NMRA|Nomura Securities International, Inc.|13800
CLVS|CLOVIS ONCOLOGY, INC|NQRB|Brut, LLC|20383
CLVS|CLOVIS ONCOLOGY, INC|NTFN|Network 1 Financial Securities Inc.|3525
CLVS|CLOVIS ONCOLOGY, INC|ONEL|O'NEIL SECURITIES, INCORPORATED|385
CLVS|CLOVIS ONCOLOGY, INC|OPCO|Oppenheimer & Co. Inc.|4548
CLVS|CLOVIS ONCOLOGY, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2789
CLVS|CLOVIS ONCOLOGY, INC|PCFF|Pacific International Securities Inc./CDS|150
CLVS|CLOVIS ONCOLOGY, INC|PDQM|CODA MARKETS, INC.|116640
CLVS|CLOVIS ONCOLOGY, INC|PICT|Pictet Overseas Inc.|416
CLVS|CLOVIS ONCOLOGY, INC|PWJC|UBS Financial Services, Inc.|11800
CLVS|CLOVIS ONCOLOGY, INC|RAJA|Raymond James & Associates, Inc.|4888
CLVS|CLOVIS ONCOLOGY, INC|RBCM|RBC CAPITAL MARKETS, LLC|5686
CLVS|CLOVIS ONCOLOGY, INC|SAGL|SAGETRADER, LLC|35830
CLVS|CLOVIS ONCOLOGY, INC|SAGW|SAGETRADER, LLC|481
CLVS|CLOVIS ONCOLOGY, INC|SALI|INTL FCSTONE FINANCIAL INC.|1300
CLVS|CLOVIS ONCOLOGY, INC|SBSH|Citigroup Global Markets Inc.|397950
CLVS|CLOVIS ONCOLOGY, INC|SGMT|GOLDMAN SACHS & CO. LLC|147854
CLVS|CLOVIS ONCOLOGY, INC|SPDR|SPEEDROUTE LLC|3400
CLVS|CLOVIS ONCOLOGY, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|51400
CLVS|CLOVIS ONCOLOGY, INC|STFL|Stifel, Nicolaus & Company, Incorporated|49274
CLVS|CLOVIS ONCOLOGY, INC|STKP|STOCKPILE INVESTMENTS, INC.|50
CLVS|CLOVIS ONCOLOGY, INC|SWIM|TD Ameritrade, Inc.|280770
CLVS|CLOVIS ONCOLOGY, INC|SWST|Hilltop Securities Inc.|100
CLVS|CLOVIS ONCOLOGY, INC|TKNG|ALLY INVEST SECURITIES LLC|17185
CLVS|CLOVIS ONCOLOGY, INC|TOUR|TOURMALINE PARTNERS, LLC|600
CLVS|CLOVIS ONCOLOGY, INC|TRBT|Tradebot Systems, Inc.|304397
CLVS|CLOVIS ONCOLOGY, INC|TRCM|TRC MARKETS LLC|152766
CLVS|CLOVIS ONCOLOGY, INC|TWTT|TASTYWORKS, INC.|130
CLVS|CLOVIS ONCOLOGY, INC|UBSA|UBS SECURITIES LLC|545604
CLVS|CLOVIS ONCOLOGY, INC|UBSS|UBS Securities LLC|1974814
CLVS|CLOVIS ONCOLOGY, INC|VALX|VIRTU AMERICAS LLC|85126
CLVS|CLOVIS ONCOLOGY, INC|VERT|The Vertical Trading Group, LLC|11041
CLVS|CLOVIS ONCOLOGY, INC|VGRD|Vanguard Marketing Corporation|25989
CLVS|CLOVIS ONCOLOGY, INC|VSIN|Vision Financial Markets Llc|225
CLVS|CLOVIS ONCOLOGY, INC|WABR|Wall Street Access|600
CLVS|CLOVIS ONCOLOGY, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2074
CLVS|CLOVIS ONCOLOGY, INC|WCHV|WELLS FARGO SECURITIES, LLC|93854
CLVS|CLOVIS ONCOLOGY, INC|WEDB|WEDBUSH SECURITIES INC.|3400
CLVS|CLOVIS ONCOLOGY, INC|WEED|Weeden & Co.L.P.|20352
CLVS|CLOVIS ONCOLOGY, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6802
CLVS|CLOVIS ONCOLOGY, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10036
CLVS|CLOVIS ONCOLOGY, INC|WGIF|CIBC World Markets Inc.|12307
CLVS|CLOVIS ONCOLOGY, INC|WSEA|WOLVERINE SECURITIES, LLC|14530
CLVS|CLOVIS ONCOLOGY, INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
CLVS|CLOVIS ONCOLOGY, INC|XIST|INSTINET, LLC|73400
CLVS|CLOVIS ONCOLOGY, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|148654
CLVS|CLOVIS ONCOLOGY, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10339
CLVS|CLOVIS ONCOLOGY, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9883
CLW|CLEARWATER PAPER CP|APCC|Apex Clearing Corporation|1103
CLW|CLEARWATER PAPER CP|BATM|CBOE TRADING, INC.|1612
CLW|CLEARWATER PAPER CP|BBNT|BB&T SECURITIES, LLC|384
CLW|CLEARWATER PAPER CP|BERN|Sanford C. Bernstein & Co., LLC|6337
CLW|CLEARWATER PAPER CP|BIDS|BIDS TRADING L.P.|300
CLW|CLEARWATER PAPER CP|BNPX|BNP PARIBAS SECURITIES CORP.|3566
CLW|CLEARWATER PAPER CP|BRVL|BLAYLOCK VAN, LLC|200
CLW|CLEARWATER PAPER CP|BTIG|BTIG, LLC|307
CLW|CLEARWATER PAPER CP|BZYD|GOLDMAN SACHS & CO. LLC|200
CLW|CLEARWATER PAPER CP|CIST|Capital Institutional Services, Inc.|450
CLW|CLEARWATER PAPER CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21995
CLW|CLEARWATER PAPER CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34564
CLW|CLEARWATER PAPER CP|CTDL|Citadel Derivatives Group Llc|290
CLW|CLEARWATER PAPER CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5498
CLW|CLEARWATER PAPER CP|DADA|D.A. Davidson & Co.|1200
CLW|CLEARWATER PAPER CP|DBAB|Deutsche Bank Securities Inc.|21724
CLW|CLEARWATER PAPER CP|DBAX|Deutsche Bank Securities Inc.|64600
CLW|CLEARWATER PAPER CP|DEAN|MORGAN STANLEY|623
CLW|CLEARWATER PAPER CP|DEGS|RONIN PROFESSIONAL LLC|578
CLW|CLEARWATER PAPER CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
CLW|CLEARWATER PAPER CP|EBXL|EBX LLC|74600
CLW|CLEARWATER PAPER CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|110
CLW|CLEARWATER PAPER CP|EDJO|Edward D. Jones & Co., L.P.|3064
CLW|CLEARWATER PAPER CP|EGAM|CBOE TRADING, INC.|8183
CLW|CLEARWATER PAPER CP|EGXM|CBOE TRADING, INC.|560
CLW|CLEARWATER PAPER CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12262
CLW|CLEARWATER PAPER CP|ETRS|E*Trade Securities LLC|7409
CLW|CLEARWATER PAPER CP|FILL|Tradestation Securities, Inc.|1067
CLW|CLEARWATER PAPER CP|FINX|FINTECH SECURITIES|1445
CLW|CLEARWATER PAPER CP|FMAF|NBCN Inc./ CDS|220
CLW|CLEARWATER PAPER CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4
CLW|CLEARWATER PAPER CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4633
CLW|CLEARWATER PAPER CP|FTBR|Foliofn Investments, Inc.|1532
CLW|CLEARWATER PAPER CP|GEBB|GLOBAL EXECUTION BROKERS, LP|400
CLW|CLEARWATER PAPER CP|GLPX|ACS EXECUTION SERVICES, LLC|328
CLW|CLEARWATER PAPER CP|GSCO|GOLDMAN SACHS & CO. LLC|113391
CLW|CLEARWATER PAPER CP|GSCS|GOLDMAN SACHS & CO. LLC|200
CLW|CLEARWATER PAPER CP|GSLT|GOLDMAN SACHS & CO. LLC|1458
CLW|CLEARWATER PAPER CP|GTSZ|GTS SECURITIES LLC|6258
CLW|CLEARWATER PAPER CP|HRBF|American Enterprise Investment Services Inc.|840
CLW|CLEARWATER PAPER CP|HSBC|HSBC Securities, Inc.|200
CLW|CLEARWATER PAPER CP|IBKR|Interactive Brokers Llc|3154
CLW|CLEARWATER PAPER CP|ICBX|INSTINET, LLC|13908
CLW|CLEARWATER PAPER CP|IEQY|CITADEL SECURITIES LLC|2898
CLW|CLEARWATER PAPER CP|INCA|INSTINET, LLC|30524
CLW|CLEARWATER PAPER CP|INJX|INSTINET, LLC|400
CLW|CLEARWATER PAPER CP|ITGI|ITG Inc.|5868
CLW|CLEARWATER PAPER CP|ITGP|ITG INC.|49600
CLW|CLEARWATER PAPER CP|JANY|Janney Montgomery Scott Inc.|2142
CLW|CLEARWATER PAPER CP|JEFF|JEFFERIES LLC|1315
CLW|CLEARWATER PAPER CP|JMPT|JUMP TRADING, LLC|1915
CLW|CLEARWATER PAPER CP|JONE|JonesTrading|1500
CLW|CLEARWATER PAPER CP|JPBX|J.P. MORGAN SECURITIES LLC|1248
CLW|CLEARWATER PAPER CP|JPMX|J.P. Morgan Securities LLC|48510
CLW|CLEARWATER PAPER CP|KCGM|VIRTU Americas LLC|39976
CLW|CLEARWATER PAPER CP|LEHM|Barclays Capital Inc./Le|61220
CLW|CLEARWATER PAPER CP|LIME|Lime Brokerage LLC|4868
CLW|CLEARWATER PAPER CP|LOOP|Loop Capital Markets LLC|1098
CLW|CLEARWATER PAPER CP|LSCI|Lek Securities Corporation|56
CLW|CLEARWATER PAPER CP|MBTS|ALLY INVEST SECURITIES LLC|100
CLW|CLEARWATER PAPER CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16424
CLW|CLEARWATER PAPER CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
CLW|CLEARWATER PAPER CP|MSCO|MORGAN STANLEY & CO. LLC|188830
CLW|CLEARWATER PAPER CP|MSPL|MORGAN STANLEY & CO. LLC|31400
CLW|CLEARWATER PAPER CP|MSTX|MORGAN STANLEY & CO. LLC|26200
CLW|CLEARWATER PAPER CP|NFSC|National Financial Services LLC|81773
CLW|CLEARWATER PAPER CP|NITE|VIRTU Americas LLC|65925
CLW|CLEARWATER PAPER CP|NQRB|Brut, LLC|1800
CLW|CLEARWATER PAPER CP|PDQM|CODA MARKETS, INC.|15431
CLW|CLEARWATER PAPER CP|PHLY|NASDAQ Execution Services, LLC|2400
CLW|CLEARWATER PAPER CP|SBSH|Citigroup Global Markets Inc.|7982
CLW|CLEARWATER PAPER CP|SGMT|GOLDMAN SACHS & CO. LLC|70776
CLW|CLEARWATER PAPER CP|SPDR|SPEEDROUTE LLC|800
CLW|CLEARWATER PAPER CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|84000
CLW|CLEARWATER PAPER CP|STFL|Stifel, Nicolaus & Company, Incorporated|5850
CLW|CLEARWATER PAPER CP|SWIM|TD Ameritrade, Inc.|18719
CLW|CLEARWATER PAPER CP|TKNG|ALLY INVEST SECURITIES LLC|366
CLW|CLEARWATER PAPER CP|TRBT|Tradebot Systems, Inc.|3290
CLW|CLEARWATER PAPER CP|TRCM|TRC MARKETS LLC|7054
CLW|CLEARWATER PAPER CP|UBSA|UBS SECURITIES LLC|133121
CLW|CLEARWATER PAPER CP|UBSS|UBS Securities LLC|92563
CLW|CLEARWATER PAPER CP|VALX|VIRTU AMERICAS LLC|4438
CLW|CLEARWATER PAPER CP|VGRD|Vanguard Marketing Corporation|1844
CLW|CLEARWATER PAPER CP|WCHV|WELLS FARGO SECURITIES, LLC|3456
CLW|CLEARWATER PAPER CP|WDNX|WEEDEN & CO.L.P.|432
CLW|CLEARWATER PAPER CP|WEED|Weeden & Co.L.P.|1200
CLW|CLEARWATER PAPER CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3869
CLW|CLEARWATER PAPER CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|234
CLW|CLEARWATER PAPER CP|WSEA|WOLVERINE SECURITIES, LLC|247
CLW|CLEARWATER PAPER CP|XIST|INSTINET, LLC|8
CLW|CLEARWATER PAPER CP|XPQR|Jump Trading|600
CLW|CLEARWATER PAPER CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|11866
CLW|CLEARWATER PAPER CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2731
CLWT|EURO TECH HLDG|AGIS|Aegis Capital Corp.|2000
CLWT|EURO TECH HLDG|APCC|Apex Clearing Corporation|39483
CLWT|EURO TECH HLDG|BATM|CBOE TRADING, INC.|1390
CLWT|EURO TECH HLDG|BAYC|BAY CREST PARTNERS, LLC|1700
CLWT|EURO TECH HLDG|BIMI|Banca IMI Securities Corp.|986
CLWT|EURO TECH HLDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5293
CLWT|EURO TECH HLDG|CHAS|Charles Schwab & Co., Inc.|3504
CLWT|EURO TECH HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31471
CLWT|EURO TECH HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|296
CLWT|EURO TECH HLDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19694
CLWT|EURO TECH HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1256
CLWT|EURO TECH HLDG|CTDL|Citadel Derivatives Group Llc|997
CLWT|EURO TECH HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
CLWT|EURO TECH HLDG|DBAB|Deutsche Bank Securities Inc.|20597
CLWT|EURO TECH HLDG|DBAX|Deutsche Bank Securities Inc.|3600
CLWT|EURO TECH HLDG|DEGS|RONIN PROFESSIONAL LLC|42157
CLWT|EURO TECH HLDG|EBXL|EBX LLC|3900
CLWT|EURO TECH HLDG|EDJO|Edward D. Jones & Co., L.P.|530
CLWT|EURO TECH HLDG|EGAM|CBOE TRADING, INC.|300
CLWT|EURO TECH HLDG|EGXM|CBOE TRADING, INC.|3699
CLWT|EURO TECH HLDG|ETBE|Electronic Transaction Clearing, Inc.|200
CLWT|EURO TECH HLDG|ETRS|E*Trade Securities LLC|445280
CLWT|EURO TECH HLDG|FBCO|Credit Suisse Securities (USA) LLC|82550
CLWT|EURO TECH HLDG|FBSB|U.S. Bancorp Investments, Inc.|8
CLWT|EURO TECH HLDG|FILL|Tradestation Securities, Inc.|31166
CLWT|EURO TECH HLDG|FMAF|NBCN Inc./ CDS|6902
CLWT|EURO TECH HLDG|FOMA|TD AMERITRADE CLEARING, INC.|650925
CLWT|EURO TECH HLDG|FTBR|Foliofn Investments, Inc.|102
CLWT|EURO TECH HLDG|GEBB|GLOBAL EXECUTION BROKERS, LP|4422
CLWT|EURO TECH HLDG|GLIS|TD Securities Inc|1000
CLWT|EURO TECH HLDG|GSCO|GOLDMAN SACHS & CO. LLC|4313
CLWT|EURO TECH HLDG|GSCS|GOLDMAN SACHS & CO. LLC|851
CLWT|EURO TECH HLDG|GSLT|GOLDMAN SACHS & CO. LLC|9233
CLWT|EURO TECH HLDG|GTSZ|GTS SECURITIES LLC|7979
CLWT|EURO TECH HLDG|HRBF|American Enterprise Investment Services Inc.|150
CLWT|EURO TECH HLDG|HSBC|HSBC Securities, Inc.|400
CLWT|EURO TECH HLDG|IBKR|Interactive Brokers Llc|358482
CLWT|EURO TECH HLDG|ICBX|INSTINET, LLC|916
CLWT|EURO TECH HLDG|INCA|INSTINET, LLC|89648
CLWT|EURO TECH HLDG|ITGI|ITG Inc.|1493
CLWT|EURO TECH HLDG|JMPT|JUMP TRADING, LLC|1979
CLWT|EURO TECH HLDG|JPMX|J.P. Morgan Securities LLC|3572
CLWT|EURO TECH HLDG|KCGM|VIRTU Americas LLC|3863
CLWT|EURO TECH HLDG|LEHM|Barclays Capital Inc./Le|26837
CLWT|EURO TECH HLDG|LIME|Lime Brokerage LLC|46710
CLWT|EURO TECH HLDG|LSCI|Lek Securities Corporation|100
CLWT|EURO TECH HLDG|MICA|Spartan Securities Group, Ltd.|13800
CLWT|EURO TECH HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
CLWT|EURO TECH HLDG|MSCO|MORGAN STANLEY & CO. LLC|320058
CLWT|EURO TECH HLDG|NFSC|National Financial Services LLC|494999
CLWT|EURO TECH HLDG|NITE|VIRTU Americas LLC|816745
CLWT|EURO TECH HLDG|NQRB|Brut, LLC|600
CLWT|EURO TECH HLDG|PCFF|Pacific International Securities Inc./CDS|4000
CLWT|EURO TECH HLDG|PCPT|PHILLIP CAPITAL INC.|3846
CLWT|EURO TECH HLDG|PDQM|CODA MARKETS, INC.|5807
CLWT|EURO TECH HLDG|RBCM|RBC CAPITAL MARKETS, LLC|1170
CLWT|EURO TECH HLDG|RGLD|Regal Securities, Inc|600
CLWT|EURO TECH HLDG|SAGL|SAGETRADER, LLC|3904
CLWT|EURO TECH HLDG|SBSH|Citigroup Global Markets Inc.|7992
CLWT|EURO TECH HLDG|SGMT|GOLDMAN SACHS & CO. LLC|510
CLWT|EURO TECH HLDG|SPDR|SPEEDROUTE LLC|24630
CLWT|EURO TECH HLDG|STXG|Stockcross Financial Services, Inc.|1000
CLWT|EURO TECH HLDG|SWIM|TD Ameritrade, Inc.|244834
CLWT|EURO TECH HLDG|TKNG|ALLY INVEST SECURITIES LLC|7058
CLWT|EURO TECH HLDG|TRCM|TRC MARKETS LLC|9300
CLWT|EURO TECH HLDG|TWTT|TASTYWORKS, INC.|997
CLWT|EURO TECH HLDG|UBSA|UBS SECURITIES LLC|21885
CLWT|EURO TECH HLDG|UBSS|UBS Securities LLC|94333
CLWT|EURO TECH HLDG|VALX|VIRTU AMERICAS LLC|3
CLWT|EURO TECH HLDG|VGRD|Vanguard Marketing Corporation|20273
CLWT|EURO TECH HLDG|WCHV|WELLS FARGO SECURITIES, LLC|15904
CLWT|EURO TECH HLDG|WEDB|WEDBUSH SECURITIES INC.|15110
CLWT|EURO TECH HLDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2804
CLWT|EURO TECH HLDG|WGIF|CIBC World Markets Inc.|8022
CLWT|EURO TECH HLDG|WSEA|WOLVERINE SECURITIES, LLC|13705
CLX|CLOROX CO|ABLE|NATIXIS Securities Americas LLC|1579
CLX|CLOROX CO|AGIS|Aegis Capital Corp.|520
CLX|CLOROX CO|ALTX|Alternet Securities Inc.|22863
CLX|CLOROX CO|ANOS|ABEL/NOSER, L.L.C.|40
CLX|CLOROX CO|APCC|Apex Clearing Corporation|2761
CLX|CLOROX CO|BALE|M&T SECURITIES, INC.|175
CLX|CLOROX CO|BANK|Primevest Financial Services, Inc.|79
CLX|CLOROX CO|BARD|Robert W. Baird & Co. Incorporated|3603
CLX|CLOROX CO|BATM|CBOE TRADING, INC.|9619
CLX|CLOROX CO|BAYC|BAY CREST PARTNERS, LLC|7
CLX|CLOROX CO|BBNT|BB&T SECURITIES, LLC|747
CLX|CLOROX CO|BERN|Sanford C. Bernstein & Co., LLC|126995
CLX|CLOROX CO|BIDS|BIDS TRADING L.P.|300
CLX|CLOROX CO|BIMI|Banca IMI Securities Corp.|185
CLX|CLOROX CO|BKCM|BNY Mellon Capital Markets LLC|578
CLX|CLOROX CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17872
CLX|CLOROX CO|BLKX|INSTINET, LLC|19973
CLX|CLOROX CO|BNPX|BNP PARIBAS SECURITIES CORP.|179209
CLX|CLOROX CO|BTIG|BTIG, LLC|7176
CLX|CLOROX CO|BYXM|CBOE TRADING, INC.|1525
CLX|CLOROX CO|BZYD|GOLDMAN SACHS & CO. LLC|537
CLX|CLOROX CO|CABR|Cabrera Capital Markets, Inc.|27
CLX|CLOROX CO|CANT|Cantor Fitzgerald & Co.|494
CLX|CLOROX CO|CHAS|Charles Schwab & Co., Inc.|5151
CLX|CLOROX CO|CIBP|CIBC World Markets Corp.|7159
CLX|CLOROX CO|CIST|Capital Institutional Services, Inc.|2192
CLX|CLOROX CO|CNFR|Cowen Prime Services LLC|200
CLX|CLOROX CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101568
CLX|CLOROX CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21
CLX|CLOROX CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|483
CLX|CLOROX CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|540334
CLX|CLOROX CO|CTDL|Citadel Derivatives Group Llc|9725
CLX|CLOROX CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|58294
CLX|CLOROX CO|DADA|D.A. Davidson & Co.|405
CLX|CLOROX CO|DAVA|Davenport & Company LLC|943
CLX|CLOROX CO|DBAB|Deutsche Bank Securities Inc.|509004
CLX|CLOROX CO|DBAX|Deutsche Bank Securities Inc.|421100
CLX|CLOROX CO|DBUL|Deutsche Bank Securities Inc.|2100
CLX|CLOROX CO|DCHF|Dart Executions, LLC|1628
CLX|CLOROX CO|DEAN|MORGAN STANLEY|200
CLX|CLOROX CO|DEGS|RONIN PROFESSIONAL LLC|400
CLX|CLOROX CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|135
CLX|CLOROX CO|DIVA|Divine Capital Markets LLC|8956
CLX|CLOROX CO|EBXL|EBX LLC|204900
CLX|CLOROX CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|39747
CLX|CLOROX CO|EDJC|Edward Jones / CDS|1247
CLX|CLOROX CO|EDJO|Edward D. Jones & Co., L.P.|24700
CLX|CLOROX CO|EGAM|CBOE TRADING, INC.|17008
CLX|CLOROX CO|EGAW|CBOE TRADING, INC.|373
CLX|CLOROX CO|EGMT|EG MARKET TECHNOLOGIES LLC|3930
CLX|CLOROX CO|EGXM|CBOE TRADING, INC.|3061
CLX|CLOROX CO|ELEV|ELEVATION, LLC|8119
CLX|CLOROX CO|ETBE|Electronic Transaction Clearing, Inc.|46517
CLX|CLOROX CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
CLX|CLOROX CO|ETCC|Electronic Transaction Clearing, Inc.|946
CLX|CLOROX CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48257
CLX|CLOROX CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|653
CLX|CLOROX CO|ETRS|E*Trade Securities LLC|113144
CLX|CLOROX CO|FBSB|U.S. Bancorp Investments, Inc.|190
CLX|CLOROX CO|FIDT|Fidelity Clearing Canada ULC./ CDS|13
CLX|CLOROX CO|FILL|Tradestation Securities, Inc.|3929
CLX|CLOROX CO|FINX|FINTECH SECURITIES|1560
CLX|CLOROX CO|FMAF|NBCN Inc./ CDS|4628
CLX|CLOROX CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1898
CLX|CLOROX CO|FQLS|Quantlab Securities LP|528076
CLX|CLOROX CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125763
CLX|CLOROX CO|FTBR|Foliofn Investments, Inc.|3858
CLX|CLOROX CO|GEBB|GLOBAL EXECUTION BROKERS, LP|20512
CLX|CLOROX CO|GLIS|TD Securities Inc|529
CLX|CLOROX CO|GLPX|ACS EXECUTION SERVICES, LLC|26844
CLX|CLOROX CO|GSCO|GOLDMAN SACHS & CO. LLC|1367573
CLX|CLOROX CO|GSCS|GOLDMAN SACHS & CO. LLC|16786
CLX|CLOROX CO|GSLT|GOLDMAN SACHS & CO. LLC|12470
CLX|CLOROX CO|GTSZ|GTS SECURITIES LLC|231635
CLX|CLOROX CO|HAPX|HAP Trading, LLC|74
CLX|CLOROX CO|HRBF|American Enterprise Investment Services Inc.|85522
CLX|CLOROX CO|HSBC|HSBC Securities, Inc.|1196
CLX|CLOROX CO|IATS|INTERACTIVE BROKERS LLC|11244
CLX|CLOROX CO|IBKR|Interactive Brokers Llc|18657
CLX|CLOROX CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3302
CLX|CLOROX CO|ICBX|INSTINET, LLC|70999
CLX|CLOROX CO|IEQY|CITADEL SECURITIES LLC|142928
CLX|CLOROX CO|INCA|INSTINET, LLC|425295
CLX|CLOROX CO|INJX|INSTINET, LLC|11754
CLX|CLOROX CO|ITGI|ITG Inc.|74061
CLX|CLOROX CO|ITGP|ITG INC.|162400
CLX|CLOROX CO|JANY|Janney Montgomery Scott Inc.|4374
CLX|CLOROX CO|JEFF|JEFFERIES LLC|84994
CLX|CLOROX CO|JMPT|JUMP TRADING, LLC|71422
CLX|CLOROX CO|JPBX|J.P. MORGAN SECURITIES LLC|88800
CLX|CLOROX CO|JPMX|J.P. Morgan Securities LLC|529705
CLX|CLOROX CO|JSCL|JOSEPH STONE CAPITAL L.L.C.|98
CLX|CLOROX CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
CLX|CLOROX CO|JSJX|JANE STREET CAPITAL LLC|21196
CLX|CLOROX CO|JUTA|JUMP TRADING, LLC|1461
CLX|CLOROX CO|KCGM|VIRTU Americas LLC|37764
CLX|CLOROX CO|LEHM|Barclays Capital Inc./Le|839954
CLX|CLOROX CO|LIME|Lime Brokerage LLC|73323
CLX|CLOROX CO|LOOP|Loop Capital Markets LLC|1482
CLX|CLOROX CO|LQNA|LIQUIDNET, INC.|60400
CLX|CLOROX CO|LSCI|Lek Securities Corporation|367
CLX|CLOROX CO|LVMR|LIVERMORE TRADING GROUP, INC.|9949
CLX|CLOROX CO|MACC|Mid Atlantic Capital Corporation|1240
CLX|CLOROX CO|MACQ|Macquarie Capital (USA) Inc.|1209
CLX|CLOROX CO|MAXM|Maxim Group LLC|3900
CLX|CLOROX CO|MCBT|Moors & Cabot, Inc.|326
CLX|CLOROX CO|MCMF|Raymond James Ltd. Cds|22
CLX|CLOROX CO|MILE|I-Bankers Securities, Inc.|95
CLX|CLOROX CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|210522
CLX|CLOROX CO|MNDX|TJM Investments, LLC|1100
CLX|CLOROX CO|MOTF|MOTIF INVESTING, INC.|12
CLX|CLOROX CO|MSCO|MORGAN STANLEY & CO. LLC|1498735
CLX|CLOROX CO|MSPL|MORGAN STANLEY & CO. LLC|327500
CLX|CLOROX CO|MSTX|MORGAN STANLEY & CO. LLC|179300
CLX|CLOROX CO|NATL|National Securities Corporation|189
CLX|CLOROX CO|NFSC|National Financial Services LLC|315657
CLX|CLOROX CO|NITE|VIRTU Americas LLC|580864
CLX|CLOROX CO|NITP|VIRTU Americas LLC|50
CLX|CLOROX CO|NQRB|Brut, LLC|6523
CLX|CLOROX CO|NTBF|BMO Nesbitt Burns Inc./CDS|543
CLX|CLOROX CO|NTRC|Northern Trust Securities, Inc.|17962
CLX|CLOROX CO|OHOS|TWO SIGMA SECURITIES, LLC|144047
CLX|CLOROX CO|OPCO|Oppenheimer & Co. Inc.|1948
CLX|CLOROX CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|530
CLX|CLOROX CO|PCFF|Pacific International Securities Inc./CDS|100
CLX|CLOROX CO|PDQM|CODA MARKETS, INC.|107418
CLX|CLOROX CO|PHLY|NASDAQ Execution Services, LLC|4400
CLX|CLOROX CO|PNSR|Penserra Securities, LLC|2600
CLX|CLOROX CO|PWJC|UBS Financial Services, Inc.|23738
CLX|CLOROX CO|QMSR|QUATTRO M SECURITIES INC.|488
CLX|CLOROX CO|RBCM|RBC CAPITAL MARKETS, LLC|17280
CLX|CLOROX CO|SAGL|SAGETRADER, LLC|45003
CLX|CLOROX CO|SALI|INTL FCSTONE FINANCIAL INC.|521
CLX|CLOROX CO|SBSH|Citigroup Global Markets Inc.|161658
CLX|CLOROX CO|SCMC|Scotia Capital Markets (USA) Inc.|49200
CLX|CLOROX CO|SEIC|SEI Investments Distribution Co.|7964
CLX|CLOROX CO|SGMT|GOLDMAN SACHS & CO. LLC|201045
CLX|CLOROX CO|SPDR|SPEEDROUTE LLC|23105
CLX|CLOROX CO|SPHN|Stephens Inc.|188
CLX|CLOROX CO|STFL|Stifel, Nicolaus & Company, Incorporated|16671
CLX|CLOROX CO|STKP|STOCKPILE INVESTMENTS, INC.|64
CLX|CLOROX CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4155
CLX|CLOROX CO|SWIM|TD Ameritrade, Inc.|20029
CLX|CLOROX CO|SWST|Hilltop Securities Inc.|2722
CLX|CLOROX CO|TAGC|TELSEY ADVISORY GROUP LLC|3700
CLX|CLOROX CO|TKNG|ALLY INVEST SECURITIES LLC|841
CLX|CLOROX CO|TRBT|Tradebot Systems, Inc.|231836
CLX|CLOROX CO|TRCM|TRC MARKETS LLC|309939
CLX|CLOROX CO|TWTT|TASTYWORKS, INC.|100
CLX|CLOROX CO|UBSA|UBS SECURITIES LLC|750647
CLX|CLOROX CO|UBSS|UBS Securities LLC|1335253
CLX|CLOROX CO|VALX|VIRTU AMERICAS LLC|14432
CLX|CLOROX CO|VGRD|Vanguard Marketing Corporation|14575
CLX|CLOROX CO|VSIN|Vision Financial Markets Llc|170
CLX|CLOROX CO|WABR|Wall Street Access|2976
CLX|CLOROX CO|WBLR|WILLIAM BLAIR|556
CLX|CLOROX CO|WBPX|SUMMIT SECURITIES GROUP, LLC|1038
CLX|CLOROX CO|WCHV|WELLS FARGO SECURITIES, LLC|207607
CLX|CLOROX CO|WDNX|WEEDEN & CO.L.P.|6254
CLX|CLOROX CO|WEDB|WEDBUSH SECURITIES INC.|4149
CLX|CLOROX CO|WEED|Weeden & Co.L.P.|2990
CLX|CLOROX CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35717
CLX|CLOROX CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48704
CLX|CLOROX CO|WGIF|CIBC World Markets Inc.|950
CLX|CLOROX CO|WHOT|JUST2TRADE, INC.|8
CLX|CLOROX CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1143
CLX|CLOROX CO|WSEA|WOLVERINE SECURITIES, LLC|10473
CLX|CLOROX CO|WTFS|JUST2TRADE, INC.|80
CLX|CLOROX CO|XIST|INSTINET, LLC|61638
CLX|CLOROX CO|XPQR|Jump Trading|800
CLX|CLOROX CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|54082
CLX|CLOROX CO|YKNA|COMHAR CAPITAL MARKETS, LLC|4687
CLX|CLOROX CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10020
CLXT|CALYXT, INC. CM|ALTX|Alternet Securities Inc.|5252
CLXT|CALYXT, INC. CM|APCC|Apex Clearing Corporation|33
CLXT|CALYXT, INC. CM|BATM|CBOE TRADING, INC.|687
CLXT|CALYXT, INC. CM|BAYT|BTIG, LLC|968
CLXT|CALYXT, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|960
CLXT|CALYXT, INC. CM|BMOC|BMO Capital Markets Corp.|790
CLXT|CALYXT, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|713
CLXT|CALYXT, INC. CM|BTIG|BTIG, LLC|116891
CLXT|CALYXT, INC. CM|BYXM|CBOE TRADING, INC.|879
CLXT|CALYXT, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5945
CLXT|CALYXT, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3220
CLXT|CALYXT, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56374
CLXT|CALYXT, INC. CM|CTDL|Citadel Derivatives Group Llc|479
CLXT|CALYXT, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4888
CLXT|CALYXT, INC. CM|DBAB|Deutsche Bank Securities Inc.|43407
CLXT|CALYXT, INC. CM|DBAX|Deutsche Bank Securities Inc.|10600
CLXT|CALYXT, INC. CM|DBUL|Deutsche Bank Securities Inc.|500
CLXT|CALYXT, INC. CM|DEAN|MORGAN STANLEY|50
CLXT|CALYXT, INC. CM|DEGS|RONIN PROFESSIONAL LLC|16459
CLXT|CALYXT, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
CLXT|CALYXT, INC. CM|EBXL|EBX LLC|59800
CLXT|CALYXT, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|37360
CLXT|CALYXT, INC. CM|EDJO|Edward D. Jones & Co., L.P.|461
CLXT|CALYXT, INC. CM|EGAM|CBOE TRADING, INC.|920
CLXT|CALYXT, INC. CM|EGAW|CBOE TRADING, INC.|100
CLXT|CALYXT, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|300
CLXT|CALYXT, INC. CM|EGXM|CBOE TRADING, INC.|564
CLXT|CALYXT, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|9115
CLXT|CALYXT, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8278
CLXT|CALYXT, INC. CM|ETRS|E*Trade Securities LLC|10241
CLXT|CALYXT, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|93956
CLXT|CALYXT, INC. CM|FILL|Tradestation Securities, Inc.|196
CLXT|CALYXT, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|47030
CLXT|CALYXT, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5798
CLXT|CALYXT, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27785
CLXT|CALYXT, INC. CM|FTBR|Foliofn Investments, Inc.|2
CLXT|CALYXT, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1418
CLXT|CALYXT, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|25798
CLXT|CALYXT, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|120192
CLXT|CALYXT, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|23312
CLXT|CALYXT, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|484
CLXT|CALYXT, INC. CM|GTSZ|GTS SECURITIES LLC|51540
CLXT|CALYXT, INC. CM|HAPX|HAP Trading, LLC|137
CLXT|CALYXT, INC. CM|HRBF|American Enterprise Investment Services Inc.|283
CLXT|CALYXT, INC. CM|IATS|INTERACTIVE BROKERS LLC|11346
CLXT|CALYXT, INC. CM|IBKR|Interactive Brokers Llc|40834
CLXT|CALYXT, INC. CM|ICBX|INSTINET, LLC|4479
CLXT|CALYXT, INC. CM|IEQY|CITADEL SECURITIES LLC|22811
CLXT|CALYXT, INC. CM|INCA|INSTINET, LLC|125789
CLXT|CALYXT, INC. CM|INJX|INSTINET, LLC|18249
CLXT|CALYXT, INC. CM|ITGI|ITG Inc.|4508
CLXT|CALYXT, INC. CM|ITGP|ITG INC.|17800
CLXT|CALYXT, INC. CM|JEFF|JEFFERIES LLC|18159
CLXT|CALYXT, INC. CM|JMPT|JUMP TRADING, LLC|4829
CLXT|CALYXT, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|7604
CLXT|CALYXT, INC. CM|JPMX|J.P. Morgan Securities LLC|80776
CLXT|CALYXT, INC. CM|JSJX|JANE STREET CAPITAL LLC|2908
CLXT|CALYXT, INC. CM|KCGM|VIRTU Americas LLC|4941
CLXT|CALYXT, INC. CM|LEHM|Barclays Capital Inc./Le|174646
CLXT|CALYXT, INC. CM|LIME|Lime Brokerage LLC|71792
CLXT|CALYXT, INC. CM|LMGP|LIME BROKERAGE LLC|17274
CLXT|CALYXT, INC. CM|LSCI|Lek Securities Corporation|50
CLXT|CALYXT, INC. CM|MAXM|Maxim Group LLC|464
CLXT|CALYXT, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18400
CLXT|CALYXT, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|251818
CLXT|CALYXT, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|36300
CLXT|CALYXT, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|15900
CLXT|CALYXT, INC. CM|NEUB|NEUBERGER BERMAN BD LLC|75
CLXT|CALYXT, INC. CM|NFSC|National Financial Services LLC|112184
CLXT|CALYXT, INC. CM|NITE|VIRTU Americas LLC|162842
CLXT|CALYXT, INC. CM|NITP|VIRTU Americas LLC|1400
CLXT|CALYXT, INC. CM|NQRB|Brut, LLC|400
CLXT|CALYXT, INC. CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1150
CLXT|CALYXT, INC. CM|PDQM|CODA MARKETS, INC.|97000
CLXT|CALYXT, INC. CM|PWJC|UBS Financial Services, Inc.|600
CLXT|CALYXT, INC. CM|RAJA|Raymond James & Associates, Inc.|200
CLXT|CALYXT, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|73
CLXT|CALYXT, INC. CM|SAGL|SAGETRADER, LLC|2605
CLXT|CALYXT, INC. CM|SBSH|Citigroup Global Markets Inc.|16762
CLXT|CALYXT, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|5985
CLXT|CALYXT, INC. CM|SPDR|SPEEDROUTE LLC|6357
CLXT|CALYXT, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|1600
CLXT|CALYXT, INC. CM|SWIM|TD Ameritrade, Inc.|4379
CLXT|CALYXT, INC. CM|TRBT|Tradebot Systems, Inc.|19473
CLXT|CALYXT, INC. CM|TRCM|TRC MARKETS LLC|34469
CLXT|CALYXT, INC. CM|UBSA|UBS SECURITIES LLC|40249
CLXT|CALYXT, INC. CM|UBSS|UBS Securities LLC|149097
CLXT|CALYXT, INC. CM|VALX|VIRTU AMERICAS LLC|10234
CLXT|CALYXT, INC. CM|VGRD|Vanguard Marketing Corporation|1125
CLXT|CALYXT, INC. CM|VNDM|Wall Street Access|5150
CLXT|CALYXT, INC. CM|WBLR|WILLIAM BLAIR|4305
CLXT|CALYXT, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|30474
CLXT|CALYXT, INC. CM|WEED|Weeden & Co.L.P.|1300
CLXT|CALYXT, INC. CM|WGIF|CIBC World Markets Inc.|111
CLXT|CALYXT, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|2490
CLXT|CALYXT, INC. CM|XIST|INSTINET, LLC|11480
CLXT|CALYXT, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
CLXT|CALYXT, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2906
CLXT|CALYXT, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
CLY|ISHARES 10  YR BOND|ALTX|Alternet Securities Inc.|1500
CLY|ISHARES 10  YR BOND|ANOS|ABEL/NOSER, L.L.C.|2008
CLY|ISHARES 10  YR BOND|APCC|Apex Clearing Corporation|4872
CLY|ISHARES 10  YR BOND|BANK|Primevest Financial Services, Inc.|25726
CLY|ISHARES 10  YR BOND|BARD|Robert W. Baird & Co. Incorporated|45
CLY|ISHARES 10  YR BOND|BATM|CBOE TRADING, INC.|700
CLY|ISHARES 10  YR BOND|BBNT|BB&T SECURITIES, LLC|19439
CLY|ISHARES 10  YR BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3754
CLY|ISHARES 10  YR BOND|CANT|Cantor Fitzgerald & Co.|423273
CLY|ISHARES 10  YR BOND|CHAS|Charles Schwab & Co., Inc.|22376
CLY|ISHARES 10  YR BOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16127
CLY|ISHARES 10  YR BOND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CLY|ISHARES 10  YR BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29565
CLY|ISHARES 10  YR BOND|CSIN|Citadel Securities Institutional LLC|16128
CLY|ISHARES 10  YR BOND|CTDL|Citadel Derivatives Group Llc|14115
CLY|ISHARES 10  YR BOND|CXCX|CITIGROUP GLOBAL MARKETS INC.|2824
CLY|ISHARES 10  YR BOND|DADA|D.A. Davidson & Co.|323
CLY|ISHARES 10  YR BOND|DBAB|Deutsche Bank Securities Inc.|150
CLY|ISHARES 10  YR BOND|DBAX|Deutsche Bank Securities Inc.|12500
CLY|ISHARES 10  YR BOND|DEAN|MORGAN STANLEY|1961
CLY|ISHARES 10  YR BOND|EBXL|EBX LLC|8000
CLY|ISHARES 10  YR BOND|EDJO|Edward D. Jones & Co., L.P.|3799
CLY|ISHARES 10  YR BOND|EGAM|CBOE TRADING, INC.|500
CLY|ISHARES 10  YR BOND|EGMT|EG MARKET TECHNOLOGIES LLC|100
CLY|ISHARES 10  YR BOND|EGXM|CBOE TRADING, INC.|138
CLY|ISHARES 10  YR BOND|ETBE|Electronic Transaction Clearing, Inc.|715
CLY|ISHARES 10  YR BOND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|820
CLY|ISHARES 10  YR BOND|ETRS|E*Trade Securities LLC|6315
CLY|ISHARES 10  YR BOND|FBSB|U.S. Bancorp Investments, Inc.|7305
CLY|ISHARES 10  YR BOND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13047
CLY|ISHARES 10  YR BOND|FTBR|Foliofn Investments, Inc.|1508
CLY|ISHARES 10  YR BOND|GEBB|GLOBAL EXECUTION BROKERS, LP|8400
CLY|ISHARES 10  YR BOND|GLPX|ACS EXECUTION SERVICES, LLC|4089
CLY|ISHARES 10  YR BOND|GSCO|GOLDMAN SACHS & CO. LLC|3400
CLY|ISHARES 10  YR BOND|GTSZ|GTS SECURITIES LLC|1050
CLY|ISHARES 10  YR BOND|HRBF|American Enterprise Investment Services Inc.|12042
CLY|ISHARES 10  YR BOND|IATS|INTERACTIVE BROKERS LLC|6
CLY|ISHARES 10  YR BOND|IBKR|Interactive Brokers Llc|181
CLY|ISHARES 10  YR BOND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|51
CLY|ISHARES 10  YR BOND|ICBX|INSTINET, LLC|2500
CLY|ISHARES 10  YR BOND|INCA|INSTINET, LLC|3866
CLY|ISHARES 10  YR BOND|ITGI|ITG Inc.|5426
CLY|ISHARES 10  YR BOND|ITGP|ITG INC.|800
CLY|ISHARES 10  YR BOND|JANY|Janney Montgomery Scott Inc.|616
CLY|ISHARES 10  YR BOND|JEFF|JEFFERIES LLC|40546
CLY|ISHARES 10  YR BOND|JMPT|JUMP TRADING, LLC|104
CLY|ISHARES 10  YR BOND|JPMX|J.P. Morgan Securities LLC|25610
CLY|ISHARES 10  YR BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|898671
CLY|ISHARES 10  YR BOND|JSJX|JANE STREET CAPITAL LLC|227415
CLY|ISHARES 10  YR BOND|KCGM|VIRTU Americas LLC|3340
CLY|ISHARES 10  YR BOND|LEHM|Barclays Capital Inc./Le|62002
CLY|ISHARES 10  YR BOND|LIME|Lime Brokerage LLC|4160
CLY|ISHARES 10  YR BOND|LSCI|Lek Securities Corporation|1
CLY|ISHARES 10  YR BOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13200
CLY|ISHARES 10  YR BOND|MSCO|MORGAN STANLEY & CO. LLC|24857
CLY|ISHARES 10  YR BOND|MSPL|MORGAN STANLEY & CO. LLC|2400
CLY|ISHARES 10  YR BOND|NFSC|National Financial Services LLC|326048
CLY|ISHARES 10  YR BOND|NITE|VIRTU Americas LLC|148862
CLY|ISHARES 10  YR BOND|NITP|VIRTU Americas LLC|5390
CLY|ISHARES 10  YR BOND|OLDM|OLD MISSION CAPITAL, LLC|600
CLY|ISHARES 10  YR BOND|OPCO|Oppenheimer & Co. Inc.|111
CLY|ISHARES 10  YR BOND|PDQM|CODA MARKETS, INC.|96377
CLY|ISHARES 10  YR BOND|PWJC|UBS Financial Services, Inc.|80
CLY|ISHARES 10  YR BOND|RBCM|RBC CAPITAL MARKETS, LLC|9386
CLY|ISHARES 10  YR BOND|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|100
CLY|ISHARES 10  YR BOND|SAGL|SAGETRADER, LLC|400
CLY|ISHARES 10  YR BOND|SBSH|Citigroup Global Markets Inc.|206
CLY|ISHARES 10  YR BOND|SGMT|GOLDMAN SACHS & CO. LLC|5168
CLY|ISHARES 10  YR BOND|SPDR|SPEEDROUTE LLC|2800
CLY|ISHARES 10  YR BOND|STFL|Stifel, Nicolaus & Company, Incorporated|2951
CLY|ISHARES 10  YR BOND|SWIM|TD Ameritrade, Inc.|200
CLY|ISHARES 10  YR BOND|SWST|Hilltop Securities Inc.|2
CLY|ISHARES 10  YR BOND|TKNG|ALLY INVEST SECURITIES LLC|80
CLY|ISHARES 10  YR BOND|TRBT|Tradebot Systems, Inc.|100
CLY|ISHARES 10  YR BOND|UBSA|UBS SECURITIES LLC|58221
CLY|ISHARES 10  YR BOND|UBSS|UBS Securities LLC|61232
CLY|ISHARES 10  YR BOND|VALX|VIRTU AMERICAS LLC|86
CLY|ISHARES 10  YR BOND|VGRD|Vanguard Marketing Corporation|15
CLY|ISHARES 10  YR BOND|WCHV|WELLS FARGO SECURITIES, LLC|178285
CLY|ISHARES 10  YR BOND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59
CLY|ISHARES 10  YR BOND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1315
CLY|ISHARES 10  YR BOND|WSEA|WOLVERINE SECURITIES, LLC|280
CLY|ISHARES 10  YR BOND|XIST|INSTINET, LLC|134
CLY|ISHARES 10  YR BOND|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
CLY|ISHARES 10  YR BOND|YKNA|COMHAR CAPITAL MARKETS, LLC|134
CLY|ISHARES 10  YR BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11214
CLYH|ISHARES IR HEDGED 10|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2047
CLYH|ISHARES IR HEDGED 10|CHAS|Charles Schwab & Co., Inc.|31975
CLYH|ISHARES IR HEDGED 10|EGXM|CBOE TRADING, INC.|1413
CLYH|ISHARES IR HEDGED 10|FBSB|U.S. Bancorp Investments, Inc.|300
CLYH|ISHARES IR HEDGED 10|FTBR|Foliofn Investments, Inc.|4
CLYH|ISHARES IR HEDGED 10|GSLT|GOLDMAN SACHS & CO. LLC|25
CLYH|ISHARES IR HEDGED 10|IBKR|Interactive Brokers Llc|179
CLYH|ISHARES IR HEDGED 10|JSJX|JANE STREET CAPITAL LLC|9572
CLYH|ISHARES IR HEDGED 10|LIME|Lime Brokerage LLC|990
CLYH|ISHARES IR HEDGED 10|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CLYH|ISHARES IR HEDGED 10|MSCO|MORGAN STANLEY & CO. LLC|958
CLYH|ISHARES IR HEDGED 10|NFSC|National Financial Services LLC|3568
CLYH|ISHARES IR HEDGED 10|NITE|VIRTU Americas LLC|3635
CLYH|ISHARES IR HEDGED 10|STFL|Stifel, Nicolaus & Company, Incorporated|390
CLYH|ISHARES IR HEDGED 10|UBSA|UBS SECURITIES LLC|200
CLYH|ISHARES IR HEDGED 10|UBSS|UBS Securities LLC|4229
CLYH|ISHARES IR HEDGED 10|VGRD|Vanguard Marketing Corporation|265
CLYH|ISHARES IR HEDGED 10|WCHV|WELLS FARGO SECURITIES, LLC|625
CLYH|ISHARES IR HEDGED 10|XPUS|XP SECURITIES, LLC|37
CLYH|ISHARES IR HEDGED 10|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19339
CM|CANADIAN IMP BK COMM|AGIS|Aegis Capital Corp.|750
CM|CANADIAN IMP BK COMM|ALTX|Alternet Securities Inc.|800
CM|CANADIAN IMP BK COMM|ANOS|ABEL/NOSER, L.L.C.|305
CM|CANADIAN IMP BK COMM|APCC|Apex Clearing Corporation|4303
CM|CANADIAN IMP BK COMM|BANK|Primevest Financial Services, Inc.|56
CM|CANADIAN IMP BK COMM|BARD|Robert W. Baird & Co. Incorporated|1514
CM|CANADIAN IMP BK COMM|BATM|CBOE TRADING, INC.|15968
CM|CANADIAN IMP BK COMM|BAYC|BAY CREST PARTNERS, LLC|153
CM|CANADIAN IMP BK COMM|BAYT|BTIG, LLC|100
CM|CANADIAN IMP BK COMM|BBNT|BB&T SECURITIES, LLC|2498
CM|CANADIAN IMP BK COMM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2209
CM|CANADIAN IMP BK COMM|BYXM|CBOE TRADING, INC.|253
CM|CANADIAN IMP BK COMM|CHAS|Charles Schwab & Co., Inc.|186
CM|CANADIAN IMP BK COMM|CICF|Canaccord Genuity Corp.|595
CM|CANADIAN IMP BK COMM|CIST|Capital Institutional Services, Inc.|416
CM|CANADIAN IMP BK COMM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5298
CM|CANADIAN IMP BK COMM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|310
CM|CANADIAN IMP BK COMM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|244
CM|CANADIAN IMP BK COMM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70483
CM|CANADIAN IMP BK COMM|CTDL|Citadel Derivatives Group Llc|884
CM|CANADIAN IMP BK COMM|CTLR|CUTLER GROUP, LP|2071
CM|CANADIAN IMP BK COMM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5148
CM|CANADIAN IMP BK COMM|DADA|D.A. Davidson & Co.|4280
CM|CANADIAN IMP BK COMM|DAVA|Davenport & Company LLC|433
CM|CANADIAN IMP BK COMM|DBAB|Deutsche Bank Securities Inc.|49094
CM|CANADIAN IMP BK COMM|DBAX|Deutsche Bank Securities Inc.|29100
CM|CANADIAN IMP BK COMM|DBUL|Deutsche Bank Securities Inc.|400
CM|CANADIAN IMP BK COMM|DEAN|MORGAN STANLEY|8598
CM|CANADIAN IMP BK COMM|EBXL|EBX LLC|76500
CM|CANADIAN IMP BK COMM|ECUT|CONVERGEX EXECUTION SOLUTIONS|46734
CM|CANADIAN IMP BK COMM|EDJO|Edward D. Jones & Co., L.P.|2885
CM|CANADIAN IMP BK COMM|EGAM|CBOE TRADING, INC.|2538
CM|CANADIAN IMP BK COMM|EGAW|CBOE TRADING, INC.|18
CM|CANADIAN IMP BK COMM|EGXM|CBOE TRADING, INC.|1779
CM|CANADIAN IMP BK COMM|ETBE|Electronic Transaction Clearing, Inc.|4686
CM|CANADIAN IMP BK COMM|ETCB|ETC BROKERAGE SERVICES, LLC|43
CM|CANADIAN IMP BK COMM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1365
CM|CANADIAN IMP BK COMM|ETRS|E*Trade Securities LLC|27021
CM|CANADIAN IMP BK COMM|FBSB|U.S. Bancorp Investments, Inc.|111
CM|CANADIAN IMP BK COMM|FFSI|Firstrade Securities Inc.|4
CM|CANADIAN IMP BK COMM|FILL|Tradestation Securities, Inc.|92
CM|CANADIAN IMP BK COMM|FINX|FINTECH SECURITIES|1237
CM|CANADIAN IMP BK COMM|FMAF|NBCN Inc./ CDS|9423
CM|CANADIAN IMP BK COMM|FQLS|Quantlab Securities LP|40342
CM|CANADIAN IMP BK COMM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37001
CM|CANADIAN IMP BK COMM|FTBR|Foliofn Investments, Inc.|1881
CM|CANADIAN IMP BK COMM|GEBB|GLOBAL EXECUTION BROKERS, LP|1534
CM|CANADIAN IMP BK COMM|GLIS|TD Securities Inc|7167
CM|CANADIAN IMP BK COMM|GLPX|ACS EXECUTION SERVICES, LLC|446
CM|CANADIAN IMP BK COMM|GSCO|GOLDMAN SACHS & CO. LLC|119816
CM|CANADIAN IMP BK COMM|GSLT|GOLDMAN SACHS & CO. LLC|1657
CM|CANADIAN IMP BK COMM|GTSZ|GTS SECURITIES LLC|33484
CM|CANADIAN IMP BK COMM|HRBF|American Enterprise Investment Services Inc.|7293
CM|CANADIAN IMP BK COMM|HSBC|HSBC Securities, Inc.|965
CM|CANADIAN IMP BK COMM|IATS|INTERACTIVE BROKERS LLC|4880
CM|CANADIAN IMP BK COMM|IBKR|Interactive Brokers Llc|16473
CM|CANADIAN IMP BK COMM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4568
CM|CANADIAN IMP BK COMM|ICBX|INSTINET, LLC|8400
CM|CANADIAN IMP BK COMM|INCA|INSTINET, LLC|99468
CM|CANADIAN IMP BK COMM|INJX|INSTINET, LLC|4851
CM|CANADIAN IMP BK COMM|ITGI|ITG Inc.|32720
CM|CANADIAN IMP BK COMM|ITGP|ITG INC.|25800
CM|CANADIAN IMP BK COMM|JANY|Janney Montgomery Scott Inc.|1120
CM|CANADIAN IMP BK COMM|JEFF|JEFFERIES LLC|5461
CM|CANADIAN IMP BK COMM|JMPT|JUMP TRADING, LLC|10601
CM|CANADIAN IMP BK COMM|JONE|JonesTrading|420
CM|CANADIAN IMP BK COMM|JPBX|J.P. MORGAN SECURITIES LLC|1272
CM|CANADIAN IMP BK COMM|JPMX|J.P. Morgan Securities LLC|63634
CM|CANADIAN IMP BK COMM|JSJX|JANE STREET CAPITAL LLC|1404
CM|CANADIAN IMP BK COMM|KCGM|VIRTU Americas LLC|6304
CM|CANADIAN IMP BK COMM|LEHM|Barclays Capital Inc./Le|105176
CM|CANADIAN IMP BK COMM|LIME|Lime Brokerage LLC|7744
CM|CANADIAN IMP BK COMM|MACC|Mid Atlantic Capital Corporation|45
CM|CANADIAN IMP BK COMM|MAXM|Maxim Group LLC|71
CM|CANADIAN IMP BK COMM|MCMF|Raymond James Ltd. Cds|2000
CM|CANADIAN IMP BK COMM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9300
CM|CANADIAN IMP BK COMM|MOTF|MOTIF INVESTING, INC.|16
CM|CANADIAN IMP BK COMM|MSCO|MORGAN STANLEY & CO. LLC|352634
CM|CANADIAN IMP BK COMM|MSPL|MORGAN STANLEY & CO. LLC|87500
CM|CANADIAN IMP BK COMM|MSTX|MORGAN STANLEY & CO. LLC|6700
CM|CANADIAN IMP BK COMM|NFSC|National Financial Services LLC|122940
CM|CANADIAN IMP BK COMM|NITE|VIRTU Americas LLC|317404
CM|CANADIAN IMP BK COMM|NITP|VIRTU Americas LLC|630
CM|CANADIAN IMP BK COMM|NQRB|Brut, LLC|4487
CM|CANADIAN IMP BK COMM|NTBF|BMO Nesbitt Burns Inc./CDS|10054
CM|CANADIAN IMP BK COMM|NTRC|Northern Trust Securities, Inc.|43
CM|CANADIAN IMP BK COMM|OHOS|TWO SIGMA SECURITIES, LLC|27870
CM|CANADIAN IMP BK COMM|OPCO|Oppenheimer & Co. Inc.|1798
CM|CANADIAN IMP BK COMM|PHLY|NASDAQ Execution Services, LLC|1000
CM|CANADIAN IMP BK COMM|PWJC|UBS Financial Services, Inc.|3865
CM|CANADIAN IMP BK COMM|RBCM|RBC CAPITAL MARKETS, LLC|3687
CM|CANADIAN IMP BK COMM|SAGL|SAGETRADER, LLC|200
CM|CANADIAN IMP BK COMM|SAGW|SAGETRADER, LLC|10000
CM|CANADIAN IMP BK COMM|SALI|INTL FCSTONE FINANCIAL INC.|34
CM|CANADIAN IMP BK COMM|SBSH|Citigroup Global Markets Inc.|21766
CM|CANADIAN IMP BK COMM|SGMT|GOLDMAN SACHS & CO. LLC|8406
CM|CANADIAN IMP BK COMM|SPDR|SPEEDROUTE LLC|603
CM|CANADIAN IMP BK COMM|SPHN|Stephens Inc.|946
CM|CANADIAN IMP BK COMM|STFL|Stifel, Nicolaus & Company, Incorporated|5293
CM|CANADIAN IMP BK COMM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|557
CM|CANADIAN IMP BK COMM|SWIM|TD Ameritrade, Inc.|9987
CM|CANADIAN IMP BK COMM|SWST|Hilltop Securities Inc.|471
CM|CANADIAN IMP BK COMM|TKNG|ALLY INVEST SECURITIES LLC|54
CM|CANADIAN IMP BK COMM|TRBT|Tradebot Systems, Inc.|8350
CM|CANADIAN IMP BK COMM|TRCM|TRC MARKETS LLC|75421
CM|CANADIAN IMP BK COMM|UBSA|UBS SECURITIES LLC|64218
CM|CANADIAN IMP BK COMM|UBSS|UBS Securities LLC|168852
CM|CANADIAN IMP BK COMM|VALX|VIRTU AMERICAS LLC|6625
CM|CANADIAN IMP BK COMM|VGRD|Vanguard Marketing Corporation|9664
CM|CANADIAN IMP BK COMM|WBPX|SUMMIT SECURITIES GROUP, LLC|248
CM|CANADIAN IMP BK COMM|WCHV|WELLS FARGO SECURITIES, LLC|72654
CM|CANADIAN IMP BK COMM|WEDB|WEDBUSH SECURITIES INC.|2500
CM|CANADIAN IMP BK COMM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4800
CM|CANADIAN IMP BK COMM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8638
CM|CANADIAN IMP BK COMM|WSEA|WOLVERINE SECURITIES, LLC|4179
CM|CANADIAN IMP BK COMM|XIST|INSTINET, LLC|37000
CM|CANADIAN IMP BK COMM|XPUS|XP SECURITIES, LLC|45
CM|CANADIAN IMP BK COMM|XSTM|NATIONAL FINANCIAL SERVICES LLC|5260
CM|CANADIAN IMP BK COMM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7272
CMA|COMERICA INC|ABLE|NATIXIS Securities Americas LLC|250408
CMA|COMERICA INC|ALTX|Alternet Securities Inc.|6554
CMA|COMERICA INC|ANOS|ABEL/NOSER, L.L.C.|200
CMA|COMERICA INC|APCC|Apex Clearing Corporation|206
CMA|COMERICA INC|AQUA|AQUA SECURITIES L.P.|7300
CMA|COMERICA INC|BANK|Primevest Financial Services, Inc.|100
CMA|COMERICA INC|BARD|Robert W. Baird & Co. Incorporated|749
CMA|COMERICA INC|BATM|CBOE TRADING, INC.|13650
CMA|COMERICA INC|BAYC|BAY CREST PARTNERS, LLC|1202
CMA|COMERICA INC|BAYT|BTIG, LLC|3800
CMA|COMERICA INC|BBNT|BB&T SECURITIES, LLC|1276
CMA|COMERICA INC|BERN|Sanford C. Bernstein & Co., LLC|47444
CMA|COMERICA INC|BIDS|BIDS TRADING L.P.|1000
CMA|COMERICA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7742
CMA|COMERICA INC|BLKX|INSTINET, LLC|96983
CMA|COMERICA INC|BNPX|BNP PARIBAS SECURITIES CORP.|172816
CMA|COMERICA INC|BTIG|BTIG, LLC|529693
CMA|COMERICA INC|BYXM|CBOE TRADING, INC.|2355
CMA|COMERICA INC|BZYD|GOLDMAN SACHS & CO. LLC|287
CMA|COMERICA INC|CABR|Cabrera Capital Markets, Inc.|25
CMA|COMERICA INC|CANT|Cantor Fitzgerald & Co.|85
CMA|COMERICA INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|86600
CMA|COMERICA INC|CHAS|Charles Schwab & Co., Inc.|232
CMA|COMERICA INC|CIBP|CIBC World Markets Corp.|9548
CMA|COMERICA INC|CICF|Canaccord Genuity Corp.|50
CMA|COMERICA INC|CIOI|CITIGROUP GLOBAL MARKETS INC|75000
CMA|COMERICA INC|CIST|Capital Institutional Services, Inc.|2046
CMA|COMERICA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|143465
CMA|COMERICA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1373
CMA|COMERICA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|692631
CMA|COMERICA INC|CTDL|Citadel Derivatives Group Llc|11393
CMA|COMERICA INC|CTLR|CUTLER GROUP, LP|1800
CMA|COMERICA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|94624
CMA|COMERICA INC|DADA|D.A. Davidson & Co.|2013
CMA|COMERICA INC|DBAB|Deutsche Bank Securities Inc.|674269
CMA|COMERICA INC|DBAX|Deutsche Bank Securities Inc.|568900
CMA|COMERICA INC|DBUL|Deutsche Bank Securities Inc.|1216
CMA|COMERICA INC|DCHF|Dart Executions, LLC|14080
CMA|COMERICA INC|DEAN|MORGAN STANLEY|2953
CMA|COMERICA INC|DEGS|RONIN PROFESSIONAL LLC|300
CMA|COMERICA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13947
CMA|COMERICA INC|EBXL|EBX LLC|411700
CMA|COMERICA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6350
CMA|COMERICA INC|EDJO|Edward D. Jones & Co., L.P.|1849
CMA|COMERICA INC|EGAM|CBOE TRADING, INC.|21878
CMA|COMERICA INC|EGAW|CBOE TRADING, INC.|100
CMA|COMERICA INC|EGMT|EG MARKET TECHNOLOGIES LLC|1750
CMA|COMERICA INC|EGXM|CBOE TRADING, INC.|6526
CMA|COMERICA INC|ETBE|Electronic Transaction Clearing, Inc.|45508
CMA|COMERICA INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CMA|COMERICA INC|ETCC|Electronic Transaction Clearing, Inc.|667
CMA|COMERICA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40426
CMA|COMERICA INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|733
CMA|COMERICA INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
CMA|COMERICA INC|ETRS|E*Trade Securities LLC|38412
CMA|COMERICA INC|FBSB|U.S. Bancorp Investments, Inc.|720
CMA|COMERICA INC|FILL|Tradestation Securities, Inc.|445
CMA|COMERICA INC|FMAF|NBCN Inc./ CDS|8798
CMA|COMERICA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19843
CMA|COMERICA INC|FQLS|Quantlab Securities LP|549352
CMA|COMERICA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92445
CMA|COMERICA INC|FTBR|Foliofn Investments, Inc.|7445
CMA|COMERICA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2077
CMA|COMERICA INC|GLPX|ACS EXECUTION SERVICES, LLC|31705
CMA|COMERICA INC|GSCO|GOLDMAN SACHS & CO. LLC|1820826
CMA|COMERICA INC|GSCS|GOLDMAN SACHS & CO. LLC|11208
CMA|COMERICA INC|GSLT|GOLDMAN SACHS & CO. LLC|13173
CMA|COMERICA INC|GTSZ|GTS SECURITIES LLC|663055
CMA|COMERICA INC|HAPX|HAP Trading, LLC|11
CMA|COMERICA INC|HRBF|American Enterprise Investment Services Inc.|6969
CMA|COMERICA INC|HSBC|HSBC Securities, Inc.|900
CMA|COMERICA INC|IATS|INTERACTIVE BROKERS LLC|18852
CMA|COMERICA INC|IBKR|Interactive Brokers Llc|22728
CMA|COMERICA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3879
CMA|COMERICA INC|ICBX|INSTINET, LLC|126825
CMA|COMERICA INC|IEQY|CITADEL SECURITIES LLC|334415
CMA|COMERICA INC|INCA|INSTINET, LLC|436252
CMA|COMERICA INC|INJX|INSTINET, LLC|21421
CMA|COMERICA INC|ITGI|ITG Inc.|54197
CMA|COMERICA INC|ITGP|ITG INC.|142200
CMA|COMERICA INC|JANY|Janney Montgomery Scott Inc.|3321
CMA|COMERICA INC|JEFF|JEFFERIES LLC|987904
CMA|COMERICA INC|JMPT|JUMP TRADING, LLC|114908
CMA|COMERICA INC|JONE|JonesTrading|898
CMA|COMERICA INC|JPBX|J.P. MORGAN SECURITIES LLC|200895
CMA|COMERICA INC|JPMX|J.P. Morgan Securities LLC|908006
CMA|COMERICA INC|JSJX|JANE STREET CAPITAL LLC|14369
CMA|COMERICA INC|KBWI|Keefe, Bruyette & Woods, Inc.|137761
CMA|COMERICA INC|KCGM|VIRTU Americas LLC|51387
CMA|COMERICA INC|LEHM|Barclays Capital Inc./Le|1109094
CMA|COMERICA INC|LIME|Lime Brokerage LLC|287831
CMA|COMERICA INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|81600
CMA|COMERICA INC|LOOP|Loop Capital Markets LLC|580
CMA|COMERICA INC|LQNA|LIQUIDNET, INC.|83400
CMA|COMERICA INC|LSCI|Lek Securities Corporation|248
CMA|COMERICA INC|MACC|Mid Atlantic Capital Corporation|44
CMA|COMERICA INC|MCMF|Raymond James Ltd. Cds|166
CMA|COMERICA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|168018
CMA|COMERICA INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
CMA|COMERICA INC|MNDX|TJM Investments, LLC|4707
CMA|COMERICA INC|MOTF|MOTIF INVESTING, INC.|31
CMA|COMERICA INC|MSCO|MORGAN STANLEY & CO. LLC|3036241
CMA|COMERICA INC|MSPL|MORGAN STANLEY & CO. LLC|426600
CMA|COMERICA INC|MSTX|MORGAN STANLEY & CO. LLC|309200
CMA|COMERICA INC|NATL|National Securities Corporation|267
CMA|COMERICA INC|NEED|Needham & Company, LLC|325
CMA|COMERICA INC|NEUB|NEUBERGER BERMAN BD LLC|8458
CMA|COMERICA INC|NFSC|National Financial Services LLC|161368
CMA|COMERICA INC|NITE|VIRTU Americas LLC|473076
CMA|COMERICA INC|NITP|VIRTU Americas LLC|100
CMA|COMERICA INC|NQRB|Brut, LLC|18456
CMA|COMERICA INC|NTBF|BMO Nesbitt Burns Inc./CDS|511
CMA|COMERICA INC|NTRC|Northern Trust Securities, Inc.|375
CMA|COMERICA INC|OHOS|TWO SIGMA SECURITIES, LLC|168390
CMA|COMERICA INC|OPCO|Oppenheimer & Co. Inc.|17134
CMA|COMERICA INC|OTAA|OTA LLC|900
CMA|COMERICA INC|PASL|Pershing Advisor Solutions LLC|372
CMA|COMERICA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
CMA|COMERICA INC|PDQM|CODA MARKETS, INC.|79326
CMA|COMERICA INC|PHLY|NASDAQ Execution Services, LLC|1200
CMA|COMERICA INC|PICT|Pictet Overseas Inc.|100
CMA|COMERICA INC|PIPR|Piper Jaffray & Co.|57300
CMA|COMERICA INC|PWJC|UBS Financial Services, Inc.|1162
CMA|COMERICA INC|QMSR|QUATTRO M SECURITIES INC.|1078
CMA|COMERICA INC|RBCM|RBC CAPITAL MARKETS, LLC|25077
CMA|COMERICA INC|RHCO|Suntrust Robinson Humphrey, Inc.|70000
CMA|COMERICA INC|SAGL|SAGETRADER, LLC|62555
CMA|COMERICA INC|SAGW|SAGETRADER, LLC|20
CMA|COMERICA INC|SBSH|Citigroup Global Markets Inc.|226008
CMA|COMERICA INC|SCMC|Scotia Capital Markets (USA) Inc.|300
CMA|COMERICA INC|SEIC|SEI Investments Distribution Co.|1199
CMA|COMERICA INC|SGMT|GOLDMAN SACHS & CO. LLC|244298
CMA|COMERICA INC|SJLS|TRADE INFORMATICS LLC|700
CMA|COMERICA INC|SPDR|SPEEDROUTE LLC|9642
CMA|COMERICA INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|29389
CMA|COMERICA INC|STFL|Stifel, Nicolaus & Company, Incorporated|3046
CMA|COMERICA INC|STKP|STOCKPILE INVESTMENTS, INC.|14
CMA|COMERICA INC|STRS|STRATEGAS RESEARCH PARTNERS|484
CMA|COMERICA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2085
CMA|COMERICA INC|SWIM|TD Ameritrade, Inc.|20479
CMA|COMERICA INC|SWST|Hilltop Securities Inc.|581
CMA|COMERICA INC|TKNG|ALLY INVEST SECURITIES LLC|187
CMA|COMERICA INC|TOUR|TOURMALINE PARTNERS, LLC|28300
CMA|COMERICA INC|TRBT|Tradebot Systems, Inc.|367441
CMA|COMERICA INC|TRCM|TRC MARKETS LLC|519097
CMA|COMERICA INC|UBSA|UBS SECURITIES LLC|952002
CMA|COMERICA INC|UBSS|UBS Securities LLC|1234953
CMA|COMERICA INC|VALX|VIRTU AMERICAS LLC|14696
CMA|COMERICA INC|VGRD|Vanguard Marketing Corporation|3389
CMA|COMERICA INC|WABR|Wall Street Access|5300
CMA|COMERICA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6251
CMA|COMERICA INC|WCHV|WELLS FARGO SECURITIES, LLC|284730
CMA|COMERICA INC|WDNX|WEEDEN & CO.L.P.|13626
CMA|COMERICA INC|WEDB|WEDBUSH SECURITIES INC.|5193
CMA|COMERICA INC|WEED|Weeden & Co.L.P.|7591
CMA|COMERICA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20632
CMA|COMERICA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37184
CMA|COMERICA INC|WGIF|CIBC World Markets Inc.|2245
CMA|COMERICA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1890
CMA|COMERICA INC|WSAG|WALL STREET ACCESS|348
CMA|COMERICA INC|WSEA|WOLVERINE SECURITIES, LLC|3598
CMA|COMERICA INC|XIST|INSTINET, LLC|23876
CMA|COMERICA INC|XPQR|Jump Trading|2600
CMA|COMERICA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|70858
CMA|COMERICA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2146
CMA|COMERICA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5842
CMA.W|COMERICA INC|GSCS|GOLDMAN SACHS & CO. LLC|200
CMA.W|COMERICA INC|INCA|INSTINET, LLC|150
CMA.W|COMERICA INC|MSCO|MORGAN STANLEY & CO. LLC|600
CMA.W|COMERICA INC|NITE|VIRTU Americas LLC|12602
CMA.W|COMERICA INC|SWIM|TD Ameritrade, Inc.|300
CMA.W|COMERICA INC|UBSS|UBS Securities LLC|125
CMA.W|COMERICA INC|WCHV|WELLS FARGO SECURITIES, LLC|375
CMA.W|COMERICA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
CMBS|ISHARES CMBS|ANOS|ABEL/NOSER, L.L.C.|669800
CMBS|ISHARES CMBS|APCC|Apex Clearing Corporation|20
CMBS|ISHARES CMBS|BARD|Robert W. Baird & Co. Incorporated|479
CMBS|ISHARES CMBS|BATM|CBOE TRADING, INC.|423
CMBS|ISHARES CMBS|BBNT|BB&T SECURITIES, LLC|29
CMBS|ISHARES CMBS|BERN|Sanford C. Bernstein & Co., LLC|2
CMBS|ISHARES CMBS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2487
CMBS|ISHARES CMBS|BTIG|BTIG, LLC|83
CMBS|ISHARES CMBS|CANT|Cantor Fitzgerald & Co.|85613
CMBS|ISHARES CMBS|CHAS|Charles Schwab & Co., Inc.|8
CMBS|ISHARES CMBS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8698
CMBS|ISHARES CMBS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1226
CMBS|ISHARES CMBS|CXCX|CITIGROUP GLOBAL MARKETS INC.|11600
CMBS|ISHARES CMBS|DBAX|Deutsche Bank Securities Inc.|1100
CMBS|ISHARES CMBS|DEAN|MORGAN STANLEY|4422
CMBS|ISHARES CMBS|EBXL|EBX LLC|1400
CMBS|ISHARES CMBS|EDJO|Edward D. Jones & Co., L.P.|578
CMBS|ISHARES CMBS|ETRS|E*Trade Securities LLC|52
CMBS|ISHARES CMBS|FLTU|FLOW TRADERS US LLC|1984
CMBS|ISHARES CMBS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1984
CMBS|ISHARES CMBS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|364
CMBS|ISHARES CMBS|FTBR|Foliofn Investments, Inc.|1753
CMBS|ISHARES CMBS|GARC|ICAP Corporates LLC|20289
CMBS|ISHARES CMBS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CMBS|ISHARES CMBS|GSCO|GOLDMAN SACHS & CO. LLC|120289
CMBS|ISHARES CMBS|HRBF|American Enterprise Investment Services Inc.|582
CMBS|ISHARES CMBS|IBKR|Interactive Brokers Llc|2269
CMBS|ISHARES CMBS|INCA|INSTINET, LLC|4704
CMBS|ISHARES CMBS|ITGI|ITG Inc.|2665
CMBS|ISHARES CMBS|ITGP|ITG INC.|400
CMBS|ISHARES CMBS|JANY|Janney Montgomery Scott Inc.|4800
CMBS|ISHARES CMBS|JPMX|J.P. Morgan Securities LLC|816
CMBS|ISHARES CMBS|JSJX|JANE STREET CAPITAL LLC|42903
CMBS|ISHARES CMBS|KCGM|VIRTU Americas LLC|201
CMBS|ISHARES CMBS|LEHM|Barclays Capital Inc./Le|1100
CMBS|ISHARES CMBS|LIME|Lime Brokerage LLC|1167
CMBS|ISHARES CMBS|MACC|Mid Atlantic Capital Corporation|5561
CMBS|ISHARES CMBS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CMBS|ISHARES CMBS|MOTF|MOTIF INVESTING, INC.|12
CMBS|ISHARES CMBS|MSCO|MORGAN STANLEY & CO. LLC|24194
CMBS|ISHARES CMBS|MSPL|MORGAN STANLEY & CO. LLC|1700
CMBS|ISHARES CMBS|NFSC|National Financial Services LLC|16812
CMBS|ISHARES CMBS|NITE|VIRTU Americas LLC|706770
CMBS|ISHARES CMBS|NQRB|Brut, LLC|265
CMBS|ISHARES CMBS|RBCM|RBC CAPITAL MARKETS, LLC|367
CMBS|ISHARES CMBS|SBSH|Citigroup Global Markets Inc.|757398
CMBS|ISHARES CMBS|SGMT|GOLDMAN SACHS & CO. LLC|401
CMBS|ISHARES CMBS|SPHN|Stephens Inc.|68
CMBS|ISHARES CMBS|SWST|Hilltop Securities Inc.|175
CMBS|ISHARES CMBS|UBSA|UBS SECURITIES LLC|1808
CMBS|ISHARES CMBS|UBSS|UBS Securities LLC|23774
CMBS|ISHARES CMBS|VGRD|Vanguard Marketing Corporation|5
CMBS|ISHARES CMBS|WBET|Wallachbeth Capital LLC|25000
CMBS|ISHARES CMBS|WCHV|WELLS FARGO SECURITIES, LLC|13423
CMBS|ISHARES CMBS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56
CMBS|ISHARES CMBS|WSEA|WOLVERINE SECURITIES, LLC|746
CMBS|ISHARES CMBS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2338
CMC|COMMERCIAL METALS CO|ABLE|NATIXIS Securities Americas LLC|2648
CMC|COMMERCIAL METALS CO|ADAM|CANACCORD GENUITY INC.|34582
CMC|COMMERCIAL METALS CO|AGIS|Aegis Capital Corp.|7765
CMC|COMMERCIAL METALS CO|ALTX|Alternet Securities Inc.|8324
CMC|COMMERCIAL METALS CO|APCC|Apex Clearing Corporation|6165
CMC|COMMERCIAL METALS CO|BAQP|BURKE & QUICK PARTNERS LLC|13712
CMC|COMMERCIAL METALS CO|BARD|Robert W. Baird & Co. Incorporated|650
CMC|COMMERCIAL METALS CO|BATM|CBOE TRADING, INC.|12598
CMC|COMMERCIAL METALS CO|BAYT|BTIG, LLC|1800
CMC|COMMERCIAL METALS CO|BBNT|BB&T SECURITIES, LLC|2089
CMC|COMMERCIAL METALS CO|BERN|Sanford C. Bernstein & Co., LLC|17463
CMC|COMMERCIAL METALS CO|BIAD|SAGETRADER, LLC|1
CMC|COMMERCIAL METALS CO|BIDS|BIDS TRADING L.P.|300
CMC|COMMERCIAL METALS CO|BKCM|BNY Mellon Capital Markets LLC|26327
CMC|COMMERCIAL METALS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22676
CMC|COMMERCIAL METALS CO|BLKX|INSTINET, LLC|42300
CMC|COMMERCIAL METALS CO|BNPX|BNP PARIBAS SECURITIES CORP.|26341
CMC|COMMERCIAL METALS CO|BRVL|BLAYLOCK VAN, LLC|200
CMC|COMMERCIAL METALS CO|BTIG|BTIG, LLC|7812
CMC|COMMERCIAL METALS CO|BYXM|CBOE TRADING, INC.|3036
CMC|COMMERCIAL METALS CO|BZYD|GOLDMAN SACHS & CO. LLC|3950
CMC|COMMERCIAL METALS CO|CANT|Cantor Fitzgerald & Co.|1000
CMC|COMMERCIAL METALS CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|63180
CMC|COMMERCIAL METALS CO|CHAS|Charles Schwab & Co., Inc.|5
CMC|COMMERCIAL METALS CO|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
CMC|COMMERCIAL METALS CO|CIST|Capital Institutional Services, Inc.|1234
CMC|COMMERCIAL METALS CO|CLSA|CLSA AMERICAS, LLC|50800
CMC|COMMERCIAL METALS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|264021
CMC|COMMERCIAL METALS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|241
CMC|COMMERCIAL METALS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|533778
CMC|COMMERCIAL METALS CO|CTDL|Citadel Derivatives Group Llc|5797
CMC|COMMERCIAL METALS CO|CTLR|CUTLER GROUP, LP|400
CMC|COMMERCIAL METALS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|197780
CMC|COMMERCIAL METALS CO|DADA|D.A. Davidson & Co.|875
CMC|COMMERCIAL METALS CO|DAVA|Davenport & Company LLC|500
CMC|COMMERCIAL METALS CO|DBAB|Deutsche Bank Securities Inc.|428989
CMC|COMMERCIAL METALS CO|DBAX|Deutsche Bank Securities Inc.|333700
CMC|COMMERCIAL METALS CO|DBUL|Deutsche Bank Securities Inc.|2400
CMC|COMMERCIAL METALS CO|DCHF|Dart Executions, LLC|1022
CMC|COMMERCIAL METALS CO|DEAN|MORGAN STANLEY|10855
CMC|COMMERCIAL METALS CO|DEGS|RONIN PROFESSIONAL LLC|2400
CMC|COMMERCIAL METALS CO|EBXL|EBX LLC|210100
CMC|COMMERCIAL METALS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|13030
CMC|COMMERCIAL METALS CO|EDJO|Edward D. Jones & Co., L.P.|1082
CMC|COMMERCIAL METALS CO|EGAM|CBOE TRADING, INC.|29926
CMC|COMMERCIAL METALS CO|EGMT|EG MARKET TECHNOLOGIES LLC|720
CMC|COMMERCIAL METALS CO|EGXM|CBOE TRADING, INC.|3972
CMC|COMMERCIAL METALS CO|ETBE|Electronic Transaction Clearing, Inc.|14119
CMC|COMMERCIAL METALS CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
CMC|COMMERCIAL METALS CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CMC|COMMERCIAL METALS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17922
CMC|COMMERCIAL METALS CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2678
CMC|COMMERCIAL METALS CO|ETRS|E*Trade Securities LLC|121280
CMC|COMMERCIAL METALS CO|FBRC|B. RILEY FBR, INC.|12292
CMC|COMMERCIAL METALS CO|FILL|Tradestation Securities, Inc.|8340
CMC|COMMERCIAL METALS CO|FMAF|NBCN Inc./ CDS|476
CMC|COMMERCIAL METALS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2396
CMC|COMMERCIAL METALS CO|FQLS|Quantlab Securities LP|451579
CMC|COMMERCIAL METALS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|207646
CMC|COMMERCIAL METALS CO|FTBR|Foliofn Investments, Inc.|1055
CMC|COMMERCIAL METALS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|3400
CMC|COMMERCIAL METALS CO|GLIS|TD Securities Inc|100
CMC|COMMERCIAL METALS CO|GLPX|ACS EXECUTION SERVICES, LLC|3913
CMC|COMMERCIAL METALS CO|GSCO|GOLDMAN SACHS & CO. LLC|1057491
CMC|COMMERCIAL METALS CO|GSCS|GOLDMAN SACHS & CO. LLC|3277
CMC|COMMERCIAL METALS CO|GSLT|GOLDMAN SACHS & CO. LLC|22291
CMC|COMMERCIAL METALS CO|GTSZ|GTS SECURITIES LLC|54819
CMC|COMMERCIAL METALS CO|HRBF|American Enterprise Investment Services Inc.|2048
CMC|COMMERCIAL METALS CO|IATS|INTERACTIVE BROKERS LLC|15674
CMC|COMMERCIAL METALS CO|IBKR|Interactive Brokers Llc|30800
CMC|COMMERCIAL METALS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
CMC|COMMERCIAL METALS CO|ICBX|INSTINET, LLC|43124
CMC|COMMERCIAL METALS CO|IEQY|CITADEL SECURITIES LLC|251158
CMC|COMMERCIAL METALS CO|INCA|INSTINET, LLC|394788
CMC|COMMERCIAL METALS CO|INJX|INSTINET, LLC|2584
CMC|COMMERCIAL METALS CO|ITGI|ITG Inc.|118077
CMC|COMMERCIAL METALS CO|ITGP|ITG INC.|204200
CMC|COMMERCIAL METALS CO|JANY|Janney Montgomery Scott Inc.|104
CMC|COMMERCIAL METALS CO|JEFF|JEFFERIES LLC|222730
CMC|COMMERCIAL METALS CO|JMPT|JUMP TRADING, LLC|80394
CMC|COMMERCIAL METALS CO|JONE|JonesTrading|32
CMC|COMMERCIAL METALS CO|JPBX|J.P. MORGAN SECURITIES LLC|352312
CMC|COMMERCIAL METALS CO|JPMX|J.P. Morgan Securities LLC|849134
CMC|COMMERCIAL METALS CO|JSJX|JANE STREET CAPITAL LLC|3154
CMC|COMMERCIAL METALS CO|KCGM|VIRTU Americas LLC|80081
CMC|COMMERCIAL METALS CO|KEYB|KEYBANC CAPITAL MARKETS INC.|1149332
CMC|COMMERCIAL METALS CO|LBOW|Longbow Securities, LLC|100
CMC|COMMERCIAL METALS CO|LEHM|Barclays Capital Inc./Le|759480
CMC|COMMERCIAL METALS CO|LIME|Lime Brokerage LLC|20073
CMC|COMMERCIAL METALS CO|LOOP|Loop Capital Markets LLC|3447
CMC|COMMERCIAL METALS CO|LQNA|LIQUIDNET, INC.|257300
CMC|COMMERCIAL METALS CO|LQNB|LIQUIDNET, INC.|8700
CMC|COMMERCIAL METALS CO|LSCI|Lek Securities Corporation|107
CMC|COMMERCIAL METALS CO|MACQ|Macquarie Capital (USA) Inc.|800
CMC|COMMERCIAL METALS CO|MAXM|Maxim Group LLC|10
CMC|COMMERCIAL METALS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200104
CMC|COMMERCIAL METALS CO|MOTF|MOTIF INVESTING, INC.|2
CMC|COMMERCIAL METALS CO|MSCO|MORGAN STANLEY & CO. LLC|1468852
CMC|COMMERCIAL METALS CO|MSPL|MORGAN STANLEY & CO. LLC|556400
CMC|COMMERCIAL METALS CO|MSTX|MORGAN STANLEY & CO. LLC|430200
CMC|COMMERCIAL METALS CO|MZHO|Mizuho Securities USA LLC|125462
CMC|COMMERCIAL METALS CO|NBCS|NBC Securities, INC.|4688
CMC|COMMERCIAL METALS CO|NFSC|National Financial Services LLC|137811
CMC|COMMERCIAL METALS CO|NITE|VIRTU Americas LLC|374032
CMC|COMMERCIAL METALS CO|NITP|VIRTU Americas LLC|812
CMC|COMMERCIAL METALS CO|NQRB|Brut, LLC|21712
CMC|COMMERCIAL METALS CO|NTBF|BMO Nesbitt Burns Inc./CDS|600
CMC|COMMERCIAL METALS CO|NTRC|Northern Trust Securities, Inc.|105
CMC|COMMERCIAL METALS CO|OPCO|Oppenheimer & Co. Inc.|191
CMC|COMMERCIAL METALS CO|PDQM|CODA MARKETS, INC.|10929
CMC|COMMERCIAL METALS CO|PHLY|NASDAQ Execution Services, LLC|2800
CMC|COMMERCIAL METALS CO|PWJC|UBS Financial Services, Inc.|11000
CMC|COMMERCIAL METALS CO|QMSR|QUATTRO M SECURITIES INC.|238
CMC|COMMERCIAL METALS CO|RBCM|RBC CAPITAL MARKETS, LLC|12952
CMC|COMMERCIAL METALS CO|RGLD|Regal Securities, Inc|1
CMC|COMMERCIAL METALS CO|SAGL|SAGETRADER, LLC|6514
CMC|COMMERCIAL METALS CO|SAGW|SAGETRADER, LLC|446
CMC|COMMERCIAL METALS CO|SALI|INTL FCSTONE FINANCIAL INC.|28
CMC|COMMERCIAL METALS CO|SBSH|Citigroup Global Markets Inc.|133426
CMC|COMMERCIAL METALS CO|SGMT|GOLDMAN SACHS & CO. LLC|161714
CMC|COMMERCIAL METALS CO|SPDR|SPEEDROUTE LLC|9861
CMC|COMMERCIAL METALS CO|SPHN|Stephens Inc.|700
CMC|COMMERCIAL METALS CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|6434
CMC|COMMERCIAL METALS CO|STFL|Stifel, Nicolaus & Company, Incorporated|1067
CMC|COMMERCIAL METALS CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2866
CMC|COMMERCIAL METALS CO|SWIM|TD Ameritrade, Inc.|30542
CMC|COMMERCIAL METALS CO|SWST|Hilltop Securities Inc.|18918
CMC|COMMERCIAL METALS CO|TKNG|ALLY INVEST SECURITIES LLC|205
CMC|COMMERCIAL METALS CO|TRBT|Tradebot Systems, Inc.|308012
CMC|COMMERCIAL METALS CO|TRCM|TRC MARKETS LLC|413339
CMC|COMMERCIAL METALS CO|UBSA|UBS SECURITIES LLC|653691
CMC|COMMERCIAL METALS CO|UBSS|UBS Securities LLC|821546
CMC|COMMERCIAL METALS CO|VALX|VIRTU AMERICAS LLC|20276
CMC|COMMERCIAL METALS CO|VGRD|Vanguard Marketing Corporation|2296
CMC|COMMERCIAL METALS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|9295
CMC|COMMERCIAL METALS CO|WCHV|WELLS FARGO SECURITIES, LLC|55266
CMC|COMMERCIAL METALS CO|WEDB|WEDBUSH SECURITIES INC.|5632
CMC|COMMERCIAL METALS CO|WEED|Weeden & Co.L.P.|3400
CMC|COMMERCIAL METALS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2922
CMC|COMMERCIAL METALS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14418
CMC|COMMERCIAL METALS CO|WGIF|CIBC World Markets Inc.|1400
CMC|COMMERCIAL METALS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|341
CMC|COMMERCIAL METALS CO|WSAG|WALL STREET ACCESS|472
CMC|COMMERCIAL METALS CO|WSEA|WOLVERINE SECURITIES, LLC|4656
CMC|COMMERCIAL METALS CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|298
CMC|COMMERCIAL METALS CO|XIST|INSTINET, LLC|187000
CMC|COMMERCIAL METALS CO|XPQR|Jump Trading|818
CMC|COMMERCIAL METALS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|66920
CMC|COMMERCIAL METALS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|367
CMC|COMMERCIAL METALS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14528
CMCL|CALEDONIA MNG CP PL|APCC|Apex Clearing Corporation|4000
CMCL|CALEDONIA MNG CP PL|BTIG|BTIG, LLC|1
CMCL|CALEDONIA MNG CP PL|CHAS|Charles Schwab & Co., Inc.|268
CMCL|CALEDONIA MNG CP PL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
CMCL|CALEDONIA MNG CP PL|DBAB|Deutsche Bank Securities Inc.|300
CMCL|CALEDONIA MNG CP PL|DBAX|Deutsche Bank Securities Inc.|100
CMCL|CALEDONIA MNG CP PL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4712
CMCL|CALEDONIA MNG CP PL|ETRS|E*Trade Securities LLC|5038
CMCL|CALEDONIA MNG CP PL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|555
CMCL|CALEDONIA MNG CP PL|FTBR|Foliofn Investments, Inc.|127
CMCL|CALEDONIA MNG CP PL|GSCO|GOLDMAN SACHS & CO. LLC|566
CMCL|CALEDONIA MNG CP PL|GSLT|GOLDMAN SACHS & CO. LLC|501
CMCL|CALEDONIA MNG CP PL|GTSZ|GTS SECURITIES LLC|200
CMCL|CALEDONIA MNG CP PL|IATS|INTERACTIVE BROKERS LLC|1380
CMCL|CALEDONIA MNG CP PL|IBKR|Interactive Brokers Llc|1934
CMCL|CALEDONIA MNG CP PL|ICBX|INSTINET, LLC|2934
CMCL|CALEDONIA MNG CP PL|INCA|INSTINET, LLC|3190
CMCL|CALEDONIA MNG CP PL|INTL|INTL FCSTONE FINANCIAL INC.|6457
CMCL|CALEDONIA MNG CP PL|ITGI|ITG Inc.|14226
CMCL|CALEDONIA MNG CP PL|ITGP|ITG INC.|6400
CMCL|CALEDONIA MNG CP PL|LEHM|Barclays Capital Inc./Le|200
CMCL|CALEDONIA MNG CP PL|LIME|Lime Brokerage LLC|1120
CMCL|CALEDONIA MNG CP PL|MOTF|MOTIF INVESTING, INC.|2
CMCL|CALEDONIA MNG CP PL|MSCO|MORGAN STANLEY & CO. LLC|5199
CMCL|CALEDONIA MNG CP PL|NATL|National Securities Corporation|270
CMCL|CALEDONIA MNG CP PL|NFSC|National Financial Services LLC|28699
CMCL|CALEDONIA MNG CP PL|NITE|VIRTU Americas LLC|38307
CMCL|CALEDONIA MNG CP PL|SGMT|GOLDMAN SACHS & CO. LLC|100
CMCL|CALEDONIA MNG CP PL|SWIM|TD Ameritrade, Inc.|260
CMCL|CALEDONIA MNG CP PL|TKNG|ALLY INVEST SECURITIES LLC|100
CMCL|CALEDONIA MNG CP PL|UBSA|UBS SECURITIES LLC|4156
CMCL|CALEDONIA MNG CP PL|UBSS|UBS Securities LLC|1952
CMCL|CALEDONIA MNG CP PL|VGRD|Vanguard Marketing Corporation|141
CMCL|CALEDONIA MNG CP PL|WGIF|CIBC World Markets Inc.|110
CMCL|CALEDONIA MNG CP PL|WSEA|WOLVERINE SECURITIES, LLC|84
CMCL|CALEDONIA MNG CP PL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CMCL|CALEDONIA MNG CP PL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
CMCM|CHEETAH MOBILE ADS|ALTX|Alternet Securities Inc.|4959
CMCM|CHEETAH MOBILE ADS|APCC|Apex Clearing Corporation|46481
CMCM|CHEETAH MOBILE ADS|BANK|Primevest Financial Services, Inc.|1000
CMCM|CHEETAH MOBILE ADS|BATM|CBOE TRADING, INC.|9045
CMCM|CHEETAH MOBILE ADS|BAYT|BTIG, LLC|4489
CMCM|CHEETAH MOBILE ADS|BERN|Sanford C. Bernstein & Co., LLC|85056
CMCM|CHEETAH MOBILE ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|78631
CMCM|CHEETAH MOBILE ADS|BLKX|INSTINET, LLC|12600
CMCM|CHEETAH MOBILE ADS|BRGE|Newbridge Securities Corp.|1500
CMCM|CHEETAH MOBILE ADS|BTIG|BTIG, LLC|113067
CMCM|CHEETAH MOBILE ADS|BYXM|CBOE TRADING, INC.|208
CMCM|CHEETAH MOBILE ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
CMCM|CHEETAH MOBILE ADS|CHAS|Charles Schwab & Co., Inc.|3050
CMCM|CHEETAH MOBILE ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70200
CMCM|CHEETAH MOBILE ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9195
CMCM|CHEETAH MOBILE ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|168622
CMCM|CHEETAH MOBILE ADS|CTDL|Citadel Derivatives Group Llc|8420
CMCM|CHEETAH MOBILE ADS|CTLR|CUTLER GROUP, LP|500
CMCM|CHEETAH MOBILE ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|10770
CMCM|CHEETAH MOBILE ADS|DBAB|Deutsche Bank Securities Inc.|17163
CMCM|CHEETAH MOBILE ADS|DBAX|Deutsche Bank Securities Inc.|76300
CMCM|CHEETAH MOBILE ADS|DCHF|Dart Executions, LLC|1800
CMCM|CHEETAH MOBILE ADS|DEAN|MORGAN STANLEY|143410
CMCM|CHEETAH MOBILE ADS|DEGS|RONIN PROFESSIONAL LLC|7125
CMCM|CHEETAH MOBILE ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5500
CMCM|CHEETAH MOBILE ADS|EBXL|EBX LLC|68500
CMCM|CHEETAH MOBILE ADS|EDJO|Edward D. Jones & Co., L.P.|3050
CMCM|CHEETAH MOBILE ADS|EGAM|CBOE TRADING, INC.|12119
CMCM|CHEETAH MOBILE ADS|EGAW|CBOE TRADING, INC.|700
CMCM|CHEETAH MOBILE ADS|EGMT|EG MARKET TECHNOLOGIES LLC|120
CMCM|CHEETAH MOBILE ADS|EGXM|CBOE TRADING, INC.|14522
CMCM|CHEETAH MOBILE ADS|ETBE|Electronic Transaction Clearing, Inc.|4829
CMCM|CHEETAH MOBILE ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3100
CMCM|CHEETAH MOBILE ADS|ETDJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CMCM|CHEETAH MOBILE ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|980
CMCM|CHEETAH MOBILE ADS|ETRS|E*Trade Securities LLC|1356602
CMCM|CHEETAH MOBILE ADS|FFSI|Firstrade Securities Inc.|600
CMCM|CHEETAH MOBILE ADS|FILL|Tradestation Securities, Inc.|4733
CMCM|CHEETAH MOBILE ADS|FMAF|NBCN Inc./ CDS|3594
CMCM|CHEETAH MOBILE ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2705
CMCM|CHEETAH MOBILE ADS|FQLS|Quantlab Securities LP|119519
CMCM|CHEETAH MOBILE ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62364
CMCM|CHEETAH MOBILE ADS|FTBR|Foliofn Investments, Inc.|788
CMCM|CHEETAH MOBILE ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|29286
CMCM|CHEETAH MOBILE ADS|GLIS|TD Securities Inc|20213
CMCM|CHEETAH MOBILE ADS|GLPX|ACS EXECUTION SERVICES, LLC|12350
CMCM|CHEETAH MOBILE ADS|GSCO|GOLDMAN SACHS & CO. LLC|325109
CMCM|CHEETAH MOBILE ADS|GSCS|GOLDMAN SACHS & CO. LLC|11748
CMCM|CHEETAH MOBILE ADS|GSLT|GOLDMAN SACHS & CO. LLC|4005
CMCM|CHEETAH MOBILE ADS|GTSZ|GTS SECURITIES LLC|10138
CMCM|CHEETAH MOBILE ADS|HRBF|American Enterprise Investment Services Inc.|2902
CMCM|CHEETAH MOBILE ADS|HSBC|HSBC Securities, Inc.|10989
CMCM|CHEETAH MOBILE ADS|IATS|INTERACTIVE BROKERS LLC|397143
CMCM|CHEETAH MOBILE ADS|IBKR|Interactive Brokers Llc|469024
CMCM|CHEETAH MOBILE ADS|ICBX|INSTINET, LLC|24828
CMCM|CHEETAH MOBILE ADS|INCA|INSTINET, LLC|137526
CMCM|CHEETAH MOBILE ADS|INJX|INSTINET, LLC|6
CMCM|CHEETAH MOBILE ADS|ITGI|ITG Inc.|171721
CMCM|CHEETAH MOBILE ADS|ITGP|ITG INC.|107800
CMCM|CHEETAH MOBILE ADS|JANY|Janney Montgomery Scott Inc.|2229
CMCM|CHEETAH MOBILE ADS|JEFF|JEFFERIES LLC|23313
CMCM|CHEETAH MOBILE ADS|JMPT|JUMP TRADING, LLC|16836
CMCM|CHEETAH MOBILE ADS|JPBX|J.P. MORGAN SECURITIES LLC|1014
CMCM|CHEETAH MOBILE ADS|JPMX|J.P. Morgan Securities LLC|125727
CMCM|CHEETAH MOBILE ADS|JSJX|JANE STREET CAPITAL LLC|3020
CMCM|CHEETAH MOBILE ADS|KCGM|VIRTU Americas LLC|54682
CMCM|CHEETAH MOBILE ADS|KEYB|KEYBANC CAPITAL MARKETS INC.|15476
CMCM|CHEETAH MOBILE ADS|LEHM|Barclays Capital Inc./Le|185646
CMCM|CHEETAH MOBILE ADS|LIME|Lime Brokerage LLC|15370
CMCM|CHEETAH MOBILE ADS|LQNA|LIQUIDNET, INC.|86200
CMCM|CHEETAH MOBILE ADS|LSCI|Lek Securities Corporation|6594
CMCM|CHEETAH MOBILE ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
CMCM|CHEETAH MOBILE ADS|MAXM|Maxim Group LLC|150332
CMCM|CHEETAH MOBILE ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84132
CMCM|CHEETAH MOBILE ADS|MOTF|MOTIF INVESTING, INC.|183
CMCM|CHEETAH MOBILE ADS|MSCO|MORGAN STANLEY & CO. LLC|879996
CMCM|CHEETAH MOBILE ADS|MSPL|MORGAN STANLEY & CO. LLC|220600
CMCM|CHEETAH MOBILE ADS|MSTX|MORGAN STANLEY & CO. LLC|72600
CMCM|CHEETAH MOBILE ADS|NATL|National Securities Corporation|17160
CMCM|CHEETAH MOBILE ADS|NFSC|National Financial Services LLC|200153
CMCM|CHEETAH MOBILE ADS|NITE|VIRTU Americas LLC|1472381
CMCM|CHEETAH MOBILE ADS|NITP|VIRTU Americas LLC|200
CMCM|CHEETAH MOBILE ADS|NQRB|Brut, LLC|4534
CMCM|CHEETAH MOBILE ADS|NTBF|BMO Nesbitt Burns Inc./CDS|47200
CMCM|CHEETAH MOBILE ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|831
CMCM|CHEETAH MOBILE ADS|PCPT|PHILLIP CAPITAL INC.|29926
CMCM|CHEETAH MOBILE ADS|PDQM|CODA MARKETS, INC.|16084
CMCM|CHEETAH MOBILE ADS|PHLY|NASDAQ Execution Services, LLC|1600
CMCM|CHEETAH MOBILE ADS|PNSR|Penserra Securities, LLC|35178
CMCM|CHEETAH MOBILE ADS|QMSR|QUATTRO M SECURITIES INC.|2400
CMCM|CHEETAH MOBILE ADS|RBCM|RBC CAPITAL MARKETS, LLC|3950
CMCM|CHEETAH MOBILE ADS|RGLD|Regal Securities, Inc|676
CMCM|CHEETAH MOBILE ADS|SAGL|SAGETRADER, LLC|10849
CMCM|CHEETAH MOBILE ADS|SALI|INTL FCSTONE FINANCIAL INC.|23
CMCM|CHEETAH MOBILE ADS|SBSH|Citigroup Global Markets Inc.|47011
CMCM|CHEETAH MOBILE ADS|SGMT|GOLDMAN SACHS & CO. LLC|99397
CMCM|CHEETAH MOBILE ADS|SPDR|SPEEDROUTE LLC|10135
CMCM|CHEETAH MOBILE ADS|STFL|Stifel, Nicolaus & Company, Incorporated|3122
CMCM|CHEETAH MOBILE ADS|STKP|STOCKPILE INVESTMENTS, INC.|178
CMCM|CHEETAH MOBILE ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|700
CMCM|CHEETAH MOBILE ADS|SWIM|TD Ameritrade, Inc.|106751
CMCM|CHEETAH MOBILE ADS|SWST|Hilltop Securities Inc.|3100
CMCM|CHEETAH MOBILE ADS|TKNG|ALLY INVEST SECURITIES LLC|2035
CMCM|CHEETAH MOBILE ADS|TRBT|Tradebot Systems, Inc.|4431
CMCM|CHEETAH MOBILE ADS|TRCM|TRC MARKETS LLC|1278
CMCM|CHEETAH MOBILE ADS|UBSA|UBS SECURITIES LLC|489869
CMCM|CHEETAH MOBILE ADS|UBSS|UBS Securities LLC|381227
CMCM|CHEETAH MOBILE ADS|VALX|VIRTU AMERICAS LLC|5488
CMCM|CHEETAH MOBILE ADS|VGRD|Vanguard Marketing Corporation|26144
CMCM|CHEETAH MOBILE ADS|VSIN|Vision Financial Markets Llc|45
CMCM|CHEETAH MOBILE ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|3000
CMCM|CHEETAH MOBILE ADS|WCHV|WELLS FARGO SECURITIES, LLC|84630
CMCM|CHEETAH MOBILE ADS|WEDB|WEDBUSH SECURITIES INC.|2700
CMCM|CHEETAH MOBILE ADS|WEED|Weeden & Co.L.P.|1520
CMCM|CHEETAH MOBILE ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8410
CMCM|CHEETAH MOBILE ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20711
CMCM|CHEETAH MOBILE ADS|WGIF|CIBC World Markets Inc.|8422
CMCM|CHEETAH MOBILE ADS|WSEA|WOLVERINE SECURITIES, LLC|12252
CMCM|CHEETAH MOBILE ADS|XIST|INSTINET, LLC|4436
CMCM|CHEETAH MOBILE ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|11940
CMCM|CHEETAH MOBILE ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|2900
CMCO|COLUMBUS MCKINNON ##|ALTX|Alternet Securities Inc.|3010
CMCO|COLUMBUS MCKINNON ##|APCC|Apex Clearing Corporation|30
CMCO|COLUMBUS MCKINNON ##|BARD|Robert W. Baird & Co. Incorporated|100
CMCO|COLUMBUS MCKINNON ##|BATM|CBOE TRADING, INC.|1054
CMCO|COLUMBUS MCKINNON ##|BBNT|BB&T SECURITIES, LLC|646
CMCO|COLUMBUS MCKINNON ##|BERN|Sanford C. Bernstein & Co., LLC|8324
CMCO|COLUMBUS MCKINNON ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|112
CMCO|COLUMBUS MCKINNON ##|BLKX|INSTINET, LLC|15300
CMCO|COLUMBUS MCKINNON ##|BMOC|BMO Capital Markets Corp.|3521
CMCO|COLUMBUS MCKINNON ##|BNPX|BNP PARIBAS SECURITIES CORP.|1820
CMCO|COLUMBUS MCKINNON ##|BTIG|BTIG, LLC|665
CMCO|COLUMBUS MCKINNON ##|BYXM|CBOE TRADING, INC.|582
CMCO|COLUMBUS MCKINNON ##|BZYD|GOLDMAN SACHS & CO. LLC|1437
CMCO|COLUMBUS MCKINNON ##|CANT|Cantor Fitzgerald & Co.|24
CMCO|COLUMBUS MCKINNON ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|23152
CMCO|COLUMBUS MCKINNON ##|CHAS|Charles Schwab & Co., Inc.|63
CMCO|COLUMBUS MCKINNON ##|CIST|Capital Institutional Services, Inc.|1304
CMCO|COLUMBUS MCKINNON ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28315
CMCO|COLUMBUS MCKINNON ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
CMCO|COLUMBUS MCKINNON ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44118
CMCO|COLUMBUS MCKINNON ##|CTDL|Citadel Derivatives Group Llc|2867
CMCO|COLUMBUS MCKINNON ##|CTLR|CUTLER GROUP, LP|1234
CMCO|COLUMBUS MCKINNON ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|9382
CMCO|COLUMBUS MCKINNON ##|DBAB|Deutsche Bank Securities Inc.|95063
CMCO|COLUMBUS MCKINNON ##|DBAX|Deutsche Bank Securities Inc.|44100
CMCO|COLUMBUS MCKINNON ##|DBUL|Deutsche Bank Securities Inc.|1600
CMCO|COLUMBUS MCKINNON ##|DEAN|MORGAN STANLEY|697
CMCO|COLUMBUS MCKINNON ##|DEGS|RONIN PROFESSIONAL LLC|2653
CMCO|COLUMBUS MCKINNON ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3070
CMCO|COLUMBUS MCKINNON ##|EBXL|EBX LLC|29500
CMCO|COLUMBUS MCKINNON ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|905
CMCO|COLUMBUS MCKINNON ##|EDJO|Edward D. Jones & Co., L.P.|534
CMCO|COLUMBUS MCKINNON ##|EGAM|CBOE TRADING, INC.|2940
CMCO|COLUMBUS MCKINNON ##|EGMT|EG MARKET TECHNOLOGIES LLC|228
CMCO|COLUMBUS MCKINNON ##|EGXM|CBOE TRADING, INC.|798
CMCO|COLUMBUS MCKINNON ##|EGXW|CBOE TRADING, INC.|3
CMCO|COLUMBUS MCKINNON ##|ETBE|Electronic Transaction Clearing, Inc.|3161
CMCO|COLUMBUS MCKINNON ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
CMCO|COLUMBUS MCKINNON ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1408
CMCO|COLUMBUS MCKINNON ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14894
CMCO|COLUMBUS MCKINNON ##|ETRS|E*Trade Securities LLC|34853
CMCO|COLUMBUS MCKINNON ##|FBCO|Credit Suisse Securities (USA) LLC|253175
CMCO|COLUMBUS MCKINNON ##|FMAF|NBCN Inc./ CDS|100
CMCO|COLUMBUS MCKINNON ##|FOMA|TD AMERITRADE CLEARING, INC.|4169
CMCO|COLUMBUS MCKINNON ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|489
CMCO|COLUMBUS MCKINNON ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56205
CMCO|COLUMBUS MCKINNON ##|FTBR|Foliofn Investments, Inc.|7665
CMCO|COLUMBUS MCKINNON ##|GEBB|GLOBAL EXECUTION BROKERS, LP|6252
CMCO|COLUMBUS MCKINNON ##|GLPX|ACS EXECUTION SERVICES, LLC|9139
CMCO|COLUMBUS MCKINNON ##|GSCO|GOLDMAN SACHS & CO. LLC|340410
CMCO|COLUMBUS MCKINNON ##|GSCS|GOLDMAN SACHS & CO. LLC|9011
CMCO|COLUMBUS MCKINNON ##|GSLT|GOLDMAN SACHS & CO. LLC|122
CMCO|COLUMBUS MCKINNON ##|GTSZ|GTS SECURITIES LLC|13240
CMCO|COLUMBUS MCKINNON ##|HAPX|HAP Trading, LLC|800
CMCO|COLUMBUS MCKINNON ##|HPPX|POTAMUS TRADING, LLC|596
CMCO|COLUMBUS MCKINNON ##|IATS|INTERACTIVE BROKERS LLC|2320
CMCO|COLUMBUS MCKINNON ##|IBKR|Interactive Brokers Llc|24690
CMCO|COLUMBUS MCKINNON ##|ICBX|INSTINET, LLC|6011
CMCO|COLUMBUS MCKINNON ##|IEQY|CITADEL SECURITIES LLC|17978
CMCO|COLUMBUS MCKINNON ##|INCA|INSTINET, LLC|99071
CMCO|COLUMBUS MCKINNON ##|INJX|INSTINET, LLC|14834
CMCO|COLUMBUS MCKINNON ##|ITGI|ITG Inc.|23757
CMCO|COLUMBUS MCKINNON ##|ITGP|ITG INC.|42400
CMCO|COLUMBUS MCKINNON ##|JEFF|JEFFERIES LLC|79342
CMCO|COLUMBUS MCKINNON ##|JMPT|JUMP TRADING, LLC|7866
CMCO|COLUMBUS MCKINNON ##|JONE|JonesTrading|1154
CMCO|COLUMBUS MCKINNON ##|JPBX|J.P. MORGAN SECURITIES LLC|3202
CMCO|COLUMBUS MCKINNON ##|JPMX|J.P. Morgan Securities LLC|68100
CMCO|COLUMBUS MCKINNON ##|JSJX|JANE STREET CAPITAL LLC|3839
CMCO|COLUMBUS MCKINNON ##|KCGM|VIRTU Americas LLC|18176
CMCO|COLUMBUS MCKINNON ##|LEHM|Barclays Capital Inc./Le|149240
CMCO|COLUMBUS MCKINNON ##|LIME|Lime Brokerage LLC|67518
CMCO|COLUMBUS MCKINNON ##|MAXM|Maxim Group LLC|2368
CMCO|COLUMBUS MCKINNON ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27606
CMCO|COLUMBUS MCKINNON ##|MOTF|MOTIF INVESTING, INC.|1
CMCO|COLUMBUS MCKINNON ##|MSCO|MORGAN STANLEY & CO. LLC|460927
CMCO|COLUMBUS MCKINNON ##|MSPL|MORGAN STANLEY & CO. LLC|45900
CMCO|COLUMBUS MCKINNON ##|MSTX|MORGAN STANLEY & CO. LLC|2200
CMCO|COLUMBUS MCKINNON ##|NFSC|National Financial Services LLC|17639
CMCO|COLUMBUS MCKINNON ##|NITE|VIRTU Americas LLC|70403
CMCO|COLUMBUS MCKINNON ##|NITP|VIRTU Americas LLC|500
CMCO|COLUMBUS MCKINNON ##|NQRB|Brut, LLC|702
CMCO|COLUMBUS MCKINNON ##|NTRC|Northern Trust Securities, Inc.|955
CMCO|COLUMBUS MCKINNON ##|OPCO|Oppenheimer & Co. Inc.|205
CMCO|COLUMBUS MCKINNON ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3106
CMCO|COLUMBUS MCKINNON ##|PDQM|CODA MARKETS, INC.|33288
CMCO|COLUMBUS MCKINNON ##|RBCM|RBC CAPITAL MARKETS, LLC|9
CMCO|COLUMBUS MCKINNON ##|SAGL|SAGETRADER, LLC|500
CMCO|COLUMBUS MCKINNON ##|SAGW|SAGETRADER, LLC|265
CMCO|COLUMBUS MCKINNON ##|SBSH|Citigroup Global Markets Inc.|38137
CMCO|COLUMBUS MCKINNON ##|SEIC|SEI Investments Distribution Co.|100
CMCO|COLUMBUS MCKINNON ##|SGMT|GOLDMAN SACHS & CO. LLC|29945
CMCO|COLUMBUS MCKINNON ##|SPDR|SPEEDROUTE LLC|809
CMCO|COLUMBUS MCKINNON ##|STXG|Stockcross Financial Services, Inc.|84
CMCO|COLUMBUS MCKINNON ##|SWIM|TD Ameritrade, Inc.|9654
CMCO|COLUMBUS MCKINNON ##|SWST|Hilltop Securities Inc.|92
CMCO|COLUMBUS MCKINNON ##|TRBT|Tradebot Systems, Inc.|25085
CMCO|COLUMBUS MCKINNON ##|TRCM|TRC MARKETS LLC|31200
CMCO|COLUMBUS MCKINNON ##|UBSA|UBS SECURITIES LLC|114843
CMCO|COLUMBUS MCKINNON ##|UBSS|UBS Securities LLC|216509
CMCO|COLUMBUS MCKINNON ##|VALX|VIRTU AMERICAS LLC|4430
CMCO|COLUMBUS MCKINNON ##|VGRD|Vanguard Marketing Corporation|453
CMCO|COLUMBUS MCKINNON ##|WCHV|WELLS FARGO SECURITIES, LLC|3395
CMCO|COLUMBUS MCKINNON ##|WEED|Weeden & Co.L.P.|34342
CMCO|COLUMBUS MCKINNON ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|216
CMCO|COLUMBUS MCKINNON ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2662
CMCO|COLUMBUS MCKINNON ##|WGIF|CIBC World Markets Inc.|300
CMCO|COLUMBUS MCKINNON ##|WSEA|WOLVERINE SECURITIES, LLC|103
CMCO|COLUMBUS MCKINNON ##|XIST|INSTINET, LLC|51010
CMCO|COLUMBUS MCKINNON ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
CMCO|COLUMBUS MCKINNON ##|YKNA|COMHAR CAPITAL MARKETS, LLC|2346
CMCSA|COMCAST CORP A|ABLE|NATIXIS Securities Americas LLC|6301794
CMCSA|COMCAST CORP A|ADAM|CANACCORD GENUITY INC.|172400
CMCSA|COMCAST CORP A|AGIS|Aegis Capital Corp.|3192
CMCSA|COMCAST CORP A|ALFA|ALPHA TRADING L.P.|509426
CMCSA|COMCAST CORP A|ALLN|Allen & Company LLC|100
CMCSA|COMCAST CORP A|ALTX|Alternet Securities Inc.|405217
CMCSA|COMCAST CORP A|ANOS|ABEL/NOSER, L.L.C.|123033
CMCSA|COMCAST CORP A|APCC|Apex Clearing Corporation|75026
CMCSA|COMCAST CORP A|AQUA|AQUA SECURITIES L.P.|12500
CMCSA|COMCAST CORP A|AVON|Avondale Partners, LLC|2000
CMCSA|COMCAST CORP A|BALE|M&T SECURITIES, INC.|4332
CMCSA|COMCAST CORP A|BANK|Primevest Financial Services, Inc.|3263
CMCSA|COMCAST CORP A|BARD|Robert W. Baird & Co. Incorporated|115285
CMCSA|COMCAST CORP A|BATM|CBOE TRADING, INC.|185122
CMCSA|COMCAST CORP A|BAYC|BAY CREST PARTNERS, LLC|4776745
CMCSA|COMCAST CORP A|BAYT|BTIG, LLC|145559
CMCSA|COMCAST CORP A|BBNT|BB&T SECURITIES, LLC|64888
CMCSA|COMCAST CORP A|BERN|Sanford C. Bernstein & Co., LLC|6883001
CMCSA|COMCAST CORP A|BIAD|SAGETRADER, LLC|1597
CMCSA|COMCAST CORP A|BIDS|BIDS TRADING L.P.|1790580
CMCSA|COMCAST CORP A|BIMI|Banca IMI Securities Corp.|5733
CMCSA|COMCAST CORP A|BKCM|BNY Mellon Capital Markets LLC|8297
CMCSA|COMCAST CORP A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|253132
CMCSA|COMCAST CORP A|BLKX|INSTINET, LLC|5382290
CMCSA|COMCAST CORP A|BMOC|BMO Capital Markets Corp.|2866144
CMCSA|COMCAST CORP A|BMSI|BULL MARKET SECURITIES, INC.|104
CMCSA|COMCAST CORP A|BNCH|The Benchmark Company, LLC|4387
CMCSA|COMCAST CORP A|BNPX|BNP PARIBAS SECURITIES CORP.|4154946
CMCSA|COMCAST CORP A|BRGE|Newbridge Securities Corp.|450
CMCSA|COMCAST CORP A|BTIG|BTIG, LLC|1054354
CMCSA|COMCAST CORP A|BYXM|CBOE TRADING, INC.|101227
CMCSA|COMCAST CORP A|BZYD|GOLDMAN SACHS & CO. LLC|4991
CMCSA|COMCAST CORP A|CANT|Cantor Fitzgerald & Co.|266984
CMCSA|COMCAST CORP A|CBLC|CITIGROUP GLOBAL MARKETS INC.|2256830
CMCSA|COMCAST CORP A|CHAS|Charles Schwab & Co., Inc.|237507
CMCSA|COMCAST CORP A|CHBC|PENSERRA SECURITIES, LLC|1618000
CMCSA|COMCAST CORP A|CIBP|CIBC World Markets Corp.|2821257
CMCSA|COMCAST CORP A|CICF|Canaccord Genuity Corp.|9438
CMCSA|COMCAST CORP A|CIST|Capital Institutional Services, Inc.|263922
CMCSA|COMCAST CORP A|CLSA|CLSA AMERICAS, LLC|1027637
CMCSA|COMCAST CORP A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2756839
CMCSA|COMCAST CORP A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13263
CMCSA|COMCAST CORP A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|414914
CMCSA|COMCAST CORP A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9685992
CMCSA|COMCAST CORP A|CSIN|Citadel Securities Institutional LLC|350
CMCSA|COMCAST CORP A|CSMS|CORNERSTONE MACRO LLC|9959
CMCSA|COMCAST CORP A|CTDL|Citadel Derivatives Group Llc|947180
CMCSA|COMCAST CORP A|CXCX|CITIGROUP GLOBAL MARKETS INC.|1957890
CMCSA|COMCAST CORP A|DADA|D.A. Davidson & Co.|20848
CMCSA|COMCAST CORP A|DAVA|Davenport & Company LLC|19064
CMCSA|COMCAST CORP A|DAWA|Daiwa Capital Markets America Inc.|3692
CMCSA|COMCAST CORP A|DBAB|Deutsche Bank Securities Inc.|17678880
CMCSA|COMCAST CORP A|DBAX|Deutsche Bank Securities Inc.|9019700
CMCSA|COMCAST CORP A|DBUL|Deutsche Bank Securities Inc.|221838
CMCSA|COMCAST CORP A|DCHF|Dart Executions, LLC|142119
CMCSA|COMCAST CORP A|DEAN|MORGAN STANLEY|408137
CMCSA|COMCAST CORP A|DEGS|RONIN PROFESSIONAL LLC|20177
CMCSA|COMCAST CORP A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|290546
CMCSA|COMCAST CORP A|DRWK|DRW SECURITIES, L.L.C.|1397868
CMCSA|COMCAST CORP A|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|28491
CMCSA|COMCAST CORP A|EBXL|EBX LLC|6079200
CMCSA|COMCAST CORP A|ECUT|CONVERGEX EXECUTION SOLUTIONS|2793790
CMCSA|COMCAST CORP A|EDJC|Edward Jones / CDS|18197
CMCSA|COMCAST CORP A|EDJO|Edward D. Jones & Co., L.P.|396069
CMCSA|COMCAST CORP A|EGAM|CBOE TRADING, INC.|433709
CMCSA|COMCAST CORP A|EGAW|CBOE TRADING, INC.|3770
CMCSA|COMCAST CORP A|EGMT|EG MARKET TECHNOLOGIES LLC|1300
CMCSA|COMCAST CORP A|EGXM|CBOE TRADING, INC.|148844
CMCSA|COMCAST CORP A|EGXW|CBOE TRADING, INC.|3951
CMCSA|COMCAST CORP A|ELEV|ELEVATION, LLC|70584
CMCSA|COMCAST CORP A|EROP|Eroom Securities L.L.C.|1000
CMCSA|COMCAST CORP A|ESPO|ESPOSITO SECURITIES, LLC|4964
CMCSA|COMCAST CORP A|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2971
CMCSA|COMCAST CORP A|ETBE|Electronic Transaction Clearing, Inc.|1625972
CMCSA|COMCAST CORP A|ETCB|ETC BROKERAGE SERVICES, LLC|92
CMCSA|COMCAST CORP A|ETCC|Electronic Transaction Clearing, Inc.|17923
CMCSA|COMCAST CORP A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|36740
CMCSA|COMCAST CORP A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|81080
CMCSA|COMCAST CORP A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|420
CMCSA|COMCAST CORP A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|68348
CMCSA|COMCAST CORP A|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|3728248
CMCSA|COMCAST CORP A|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4200
CMCSA|COMCAST CORP A|ETRS|E*Trade Securities LLC|1996989
CMCSA|COMCAST CORP A|FBCO|Credit Suisse Securities (USA) LLC|41829497
CMCSA|COMCAST CORP A|FBSB|U.S. Bancorp Investments, Inc.|3461
CMCSA|COMCAST CORP A|FFSI|Firstrade Securities Inc.|400
CMCSA|COMCAST CORP A|FIDT|Fidelity Clearing Canada ULC./ CDS|2713
CMCSA|COMCAST CORP A|FILL|Tradestation Securities, Inc.|203464
CMCSA|COMCAST CORP A|FINX|FINTECH SECURITIES|29432
CMCSA|COMCAST CORP A|FMAF|NBCN Inc./ CDS|46462
CMCSA|COMCAST CORP A|FMCO|First Manhattan Co|1218
CMCSA|COMCAST CORP A|FOMA|TD AMERITRADE CLEARING, INC.|4150243
CMCSA|COMCAST CORP A|FORD|Fordham Financial Management, Inc.|1000
CMCSA|COMCAST CORP A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11841
CMCSA|COMCAST CORP A|FQLS|Quantlab Securities LP|7498045
CMCSA|COMCAST CORP A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1412424
CMCSA|COMCAST CORP A|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|19266
CMCSA|COMCAST CORP A|FTBR|Foliofn Investments, Inc.|41205
CMCSA|COMCAST CORP A|GARC|ICAP Corporates LLC|1216
CMCSA|COMCAST CORP A|GBMT|GBM International, Inc.|26718
CMCSA|COMCAST CORP A|GEBB|GLOBAL EXECUTION BROKERS, LP|2617420
CMCSA|COMCAST CORP A|GELP|RBC CAPITAL MARKETS, LLC|38253
CMCSA|COMCAST CORP A|GFRY|JUMP TRADING, LLC|369890
CMCSA|COMCAST CORP A|GLIS|TD Securities Inc|920
CMCSA|COMCAST CORP A|GLPX|ACS EXECUTION SERVICES, LLC|1014298
CMCSA|COMCAST CORP A|GSCO|GOLDMAN SACHS & CO. LLC|64633322
CMCSA|COMCAST CORP A|GSCS|GOLDMAN SACHS & CO. LLC|934680
CMCSA|COMCAST CORP A|GSLT|GOLDMAN SACHS & CO. LLC|291994
CMCSA|COMCAST CORP A|GTSZ|GTS SECURITIES LLC|2620747
CMCSA|COMCAST CORP A|HAPX|HAP Trading, LLC|400
CMCSA|COMCAST CORP A|HASF|Haywood Securities Inc./CDS|3340
CMCSA|COMCAST CORP A|HCTA|Hardcastle Trading USA LLC|830799
CMCSA|COMCAST CORP A|HRBF|American Enterprise Investment Services Inc.|176785
CMCSA|COMCAST CORP A|HSBC|HSBC Securities, Inc.|1157757
CMCSA|COMCAST CORP A|IATS|INTERACTIVE BROKERS LLC|334252
CMCSA|COMCAST CORP A|IBKR|Interactive Brokers Llc|1730775
CMCSA|COMCAST CORP A|IBSJ|Integrity Brokerage Services, Inc.|2250
CMCSA|COMCAST CORP A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13295
CMCSA|COMCAST CORP A|ICBX|INSTINET, LLC|3064404
CMCSA|COMCAST CORP A|IEQY|CITADEL SECURITIES LLC|3511020
CMCSA|COMCAST CORP A|IMPC|Imperial Capital, LLC|3900
CMCSA|COMCAST CORP A|INCA|INSTINET, LLC|15407207
CMCSA|COMCAST CORP A|INJX|INSTINET, LLC|817605
CMCSA|COMCAST CORP A|INTL|INTL FCSTONE FINANCIAL INC.|2917
CMCSA|COMCAST CORP A|ITGI|ITG Inc.|10396313
CMCSA|COMCAST CORP A|ITGP|ITG INC.|10341000
CMCSA|COMCAST CORP A|JANY|Janney Montgomery Scott Inc.|84380
CMCSA|COMCAST CORP A|JEFF|JEFFERIES LLC|5678250
CMCSA|COMCAST CORP A|JMPT|JUMP TRADING, LLC|2108136
CMCSA|COMCAST CORP A|JONE|JonesTrading|8909
CMCSA|COMCAST CORP A|JPBX|J.P. MORGAN SECURITIES LLC|3416533
CMCSA|COMCAST CORP A|JPMX|J.P. Morgan Securities LLC|11849853
CMCSA|COMCAST CORP A|JRCO|Johnson Rice & Company L.L.C.|1475
CMCSA|COMCAST CORP A|JSCL|JOSEPH STONE CAPITAL L.L.C.|28200
CMCSA|COMCAST CORP A|JSEB|JANE STREET EXECUTION SERVICES, LLC|527141
CMCSA|COMCAST CORP A|JSJX|JANE STREET CAPITAL LLC|67518
CMCSA|COMCAST CORP A|KCGM|VIRTU Americas LLC|2012230
CMCSA|COMCAST CORP A|KCRD|PHX FINANCIAL, INC.|300
CMCSA|COMCAST CORP A|LBKI|Libucki & Co., LLC|82000
CMCSA|COMCAST CORP A|LEHM|Barclays Capital Inc./Le|30556344
CMCSA|COMCAST CORP A|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|16
CMCSA|COMCAST CORP A|LIME|Lime Brokerage LLC|2146228
CMCSA|COMCAST CORP A|LMGP|LIME BROKERAGE LLC|673744
CMCSA|COMCAST CORP A|LMNX|LUMINEX TRADING & ANALYTICS LLC|5535868
CMCSA|COMCAST CORP A|LOOP|Loop Capital Markets LLC|428583
CMCSA|COMCAST CORP A|LPCM|Lampert Capital Markets Inc.|10300
CMCSA|COMCAST CORP A|LQNA|LIQUIDNET, INC.|2599000
CMCSA|COMCAST CORP A|LQNB|LIQUIDNET, INC.|12200
CMCSA|COMCAST CORP A|LSCI|Lek Securities Corporation|279164
CMCSA|COMCAST CORP A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
CMCSA|COMCAST CORP A|MACC|Mid Atlantic Capital Corporation|19149
CMCSA|COMCAST CORP A|MACQ|Macquarie Capital (USA) Inc.|31577
CMCSA|COMCAST CORP A|MAGM|TOR BROKERAGE LLC|1200
CMCSA|COMCAST CORP A|MAVB|Great Point Capital LLC|500
CMCSA|COMCAST CORP A|MAXM|Maxim Group LLC|253417
CMCSA|COMCAST CORP A|MBTS|ALLY INVEST SECURITIES LLC|5182
CMCSA|COMCAST CORP A|MCBT|Moors & Cabot, Inc.|731
CMCSA|COMCAST CORP A|MCMF|Raymond James Ltd. Cds|26879
CMCSA|COMCAST CORP A|MICA|Spartan Securities Group, Ltd.|60000
CMCSA|COMCAST CORP A|MKMP|MKM Partners LLC|135900
CMCSA|COMCAST CORP A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5789898
CMCSA|COMCAST CORP A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|50275
CMCSA|COMCAST CORP A|MOTF|MOTIF INVESTING, INC.|87
CMCSA|COMCAST CORP A|MPSG|E D & F Man Capital Markets Inc.|3829
CMCSA|COMCAST CORP A|MRBA|IBN FINANCIAL SERVICES, INC.|57
CMCSA|COMCAST CORP A|MSCO|MORGAN STANLEY & CO. LLC|110145985
CMCSA|COMCAST CORP A|MSPL|MORGAN STANLEY & CO. LLC|8934300
CMCSA|COMCAST CORP A|MSTX|MORGAN STANLEY & CO. LLC|6090200
CMCSA|COMCAST CORP A|NBCS|NBC Securities, INC.|1080
CMCSA|COMCAST CORP A|NEED|Needham & Company, LLC|6220
CMCSA|COMCAST CORP A|NEUB|NEUBERGER BERMAN BD LLC|45242
CMCSA|COMCAST CORP A|NFSC|National Financial Services LLC|8834443
CMCSA|COMCAST CORP A|NITE|VIRTU Americas LLC|18923143
CMCSA|COMCAST CORP A|NITP|VIRTU Americas LLC|850129
CMCSA|COMCAST CORP A|NMRA|Nomura Securities International, Inc.|1410078
CMCSA|COMCAST CORP A|NQRB|Brut, LLC|471526
CMCSA|COMCAST CORP A|NTRC|Northern Trust Securities, Inc.|64707
CMCSA|COMCAST CORP A|OHOS|TWO SIGMA SECURITIES, LLC|741441
CMCSA|COMCAST CORP A|OLDM|OLD MISSION CAPITAL, LLC|18834
CMCSA|COMCAST CORP A|ONEL|O'NEIL SECURITIES, INCORPORATED|45260
CMCSA|COMCAST CORP A|OPCO|Oppenheimer & Co. Inc.|122957
CMCSA|COMCAST CORP A|PASL|Pershing Advisor Solutions LLC|412
CMCSA|COMCAST CORP A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5495
CMCSA|COMCAST CORP A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20372
CMCSA|COMCAST CORP A|PCPT|PHILLIP CAPITAL INC.|353
CMCSA|COMCAST CORP A|PDQM|CODA MARKETS, INC.|996522
CMCSA|COMCAST CORP A|PHLY|NASDAQ Execution Services, LLC|258118
CMCSA|COMCAST CORP A|PICT|Pictet Overseas Inc.|14742
CMCSA|COMCAST CORP A|PINT|PRECISION SECURITIES, LLC|400
CMCSA|COMCAST CORP A|PIPR|Piper Jaffray & Co.|1081471
CMCSA|COMCAST CORP A|PWJC|UBS Financial Services, Inc.|89805
CMCSA|COMCAST CORP A|QMSR|QUATTRO M SECURITIES INC.|105448
CMCSA|COMCAST CORP A|RAJA|Raymond James & Associates, Inc.|917388
CMCSA|COMCAST CORP A|RBCM|RBC CAPITAL MARKETS, LLC|290944
CMCSA|COMCAST CORP A|RDBN|Redburn Partners (USA) LP|25082
CMCSA|COMCAST CORP A|RGLD|Regal Securities, Inc|48
CMCSA|COMCAST CORP A|RHCO|Suntrust Robinson Humphrey, Inc.|36983
CMCSA|COMCAST CORP A|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|51800
CMCSA|COMCAST CORP A|SAGL|SAGETRADER, LLC|123279
CMCSA|COMCAST CORP A|SAGW|SAGETRADER, LLC|2156
CMCSA|COMCAST CORP A|SALI|INTL FCSTONE FINANCIAL INC.|1444
CMCSA|COMCAST CORP A|SBSH|Citigroup Global Markets Inc.|16088512
CMCSA|COMCAST CORP A|SCMC|Scotia Capital Markets (USA) Inc.|200000
CMCSA|COMCAST CORP A|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|300
CMCSA|COMCAST CORP A|SEIC|SEI Investments Distribution Co.|88863
CMCSA|COMCAST CORP A|SGMT|GOLDMAN SACHS & CO. LLC|5950732
CMCSA|COMCAST CORP A|SJLS|TRADE INFORMATICS LLC|46886
CMCSA|COMCAST CORP A|SPDR|SPEEDROUTE LLC|1022739
CMCSA|COMCAST CORP A|SPHN|Stephens Inc.|34235
CMCSA|COMCAST CORP A|SPNT|SEVEN POINTS CAPITAL, LLC|2410
CMCSA|COMCAST CORP A|SPTD|MINT GLOBAL MARKETS, INC.|3400
CMCSA|COMCAST CORP A|SSBS|STATE STREET GLOBAL MARKETS, LLC|3427
CMCSA|COMCAST CORP A|STFL|Stifel, Nicolaus & Company, Incorporated|419384
CMCSA|COMCAST CORP A|STKP|STOCKPILE INVESTMENTS, INC.|2084
CMCSA|COMCAST CORP A|STRS|STRATEGAS RESEARCH PARTNERS|900
CMCSA|COMCAST CORP A|STTT|STATETRUST INVESTMENTS INC.|46852
CMCSA|COMCAST CORP A|STXG|Stockcross Financial Services, Inc.|670
CMCSA|COMCAST CORP A|SWIM|TD Ameritrade, Inc.|10569016
CMCSA|COMCAST CORP A|SWST|Hilltop Securities Inc.|99809
CMCSA|COMCAST CORP A|TAGC|TELSEY ADVISORY GROUP LLC|2794
CMCSA|COMCAST CORP A|TKNG|ALLY INVEST SECURITIES LLC|25968
CMCSA|COMCAST CORP A|TMBR|Timber Hill LLC|4280
CMCSA|COMCAST CORP A|TONC|CUTTONE & CO., LLC|1340
CMCSA|COMCAST CORP A|TRBT|Tradebot Systems, Inc.|6578409
CMCSA|COMCAST CORP A|TRCM|TRC MARKETS LLC|3972151
CMCSA|COMCAST CORP A|TTUC|CUTTONE & CO., INC.|125695
CMCSA|COMCAST CORP A|TWTT|TASTYWORKS, INC.|1101
CMCSA|COMCAST CORP A|UBSA|UBS SECURITIES LLC|22390733
CMCSA|COMCAST CORP A|UBSS|UBS Securities LLC|35174584
CMCSA|COMCAST CORP A|UFPA|UNITED FIRST PARTNERS LLC|65
CMCSA|COMCAST CORP A|VALX|VIRTU AMERICAS LLC|847699
CMCSA|COMCAST CORP A|VGRD|Vanguard Marketing Corporation|324999
CMCSA|COMCAST CORP A|VNDM|Wall Street Access|78205
CMCSA|COMCAST CORP A|VSIN|Vision Financial Markets Llc|783
CMCSA|COMCAST CORP A|WABR|Wall Street Access|64522
CMCSA|COMCAST CORP A|WBET|Wallachbeth Capital LLC|3430
CMCSA|COMCAST CORP A|WBLR|WILLIAM BLAIR|843233
CMCSA|COMCAST CORP A|WBPX|SUMMIT SECURITIES GROUP, LLC|68304
CMCSA|COMCAST CORP A|WCHV|WELLS FARGO SECURITIES, LLC|7775060
CMCSA|COMCAST CORP A|WDNX|WEEDEN & CO.L.P.|51608
CMCSA|COMCAST CORP A|WEDB|WEDBUSH SECURITIES INC.|319012
CMCSA|COMCAST CORP A|WEED|Weeden & Co.L.P.|591273
CMCSA|COMCAST CORP A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1270169
CMCSA|COMCAST CORP A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|448903
CMCSA|COMCAST CORP A|WFPB|Wells Fargo Securities, LLC.|1500
CMCSA|COMCAST CORP A|WGIF|CIBC World Markets Inc.|60150
CMCSA|COMCAST CORP A|WHOT|JUST2TRADE, INC.|1600
CMCSA|COMCAST CORP A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|56516
CMCSA|COMCAST CORP A|WOLF|Wolfe Trahan Securities|14400
CMCSA|COMCAST CORP A|WORD|Worden Capital Management LLC|94
CMCSA|COMCAST CORP A|WSAG|WALL STREET ACCESS|225
CMCSA|COMCAST CORP A|WSEA|WOLVERINE SECURITIES, LLC|143265
CMCSA|COMCAST CORP A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
CMCSA|COMCAST CORP A|WTFS|JUST2TRADE, INC.|30
CMCSA|COMCAST CORP A|XIST|INSTINET, LLC|3107416
CMCSA|COMCAST CORP A|XPUS|XP SECURITIES, LLC|4770
CMCSA|COMCAST CORP A|XSTM|NATIONAL FINANCIAL SERVICES LLC|2636514
CMCSA|COMCAST CORP A|YKNA|COMHAR CAPITAL MARKETS, LLC|21603
CMCSA|COMCAST CORP A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41856
CMCT|CIM COMMERCIAL TR CP|APCC|Apex Clearing Corporation|6
CMCT|CIM COMMERCIAL TR CP|BANK|Primevest Financial Services, Inc.|200
CMCT|CIM COMMERCIAL TR CP|BATM|CBOE TRADING, INC.|100
CMCT|CIM COMMERCIAL TR CP|BRGE|Newbridge Securities Corp.|155
CMCT|CIM COMMERCIAL TR CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|106
CMCT|CIM COMMERCIAL TR CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|479
CMCT|CIM COMMERCIAL TR CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27
CMCT|CIM COMMERCIAL TR CP|CTDL|Citadel Derivatives Group Llc|11
CMCT|CIM COMMERCIAL TR CP|DBAB|Deutsche Bank Securities Inc.|1487
CMCT|CIM COMMERCIAL TR CP|DEAN|MORGAN STANLEY|1
CMCT|CIM COMMERCIAL TR CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
CMCT|CIM COMMERCIAL TR CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|107
CMCT|CIM COMMERCIAL TR CP|EDJO|Edward D. Jones & Co., L.P.|19
CMCT|CIM COMMERCIAL TR CP|ETRS|E*Trade Securities LLC|25
CMCT|CIM COMMERCIAL TR CP|FBCO|Credit Suisse Securities (USA) LLC|266
CMCT|CIM COMMERCIAL TR CP|FOMA|TD AMERITRADE CLEARING, INC.|568
CMCT|CIM COMMERCIAL TR CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|398
CMCT|CIM COMMERCIAL TR CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23
CMCT|CIM COMMERCIAL TR CP|FTBR|Foliofn Investments, Inc.|71
CMCT|CIM COMMERCIAL TR CP|GEBB|GLOBAL EXECUTION BROKERS, LP|22
CMCT|CIM COMMERCIAL TR CP|GLPX|ACS EXECUTION SERVICES, LLC|1486
CMCT|CIM COMMERCIAL TR CP|GSCO|GOLDMAN SACHS & CO. LLC|1220
CMCT|CIM COMMERCIAL TR CP|IBKR|Interactive Brokers Llc|1670
CMCT|CIM COMMERCIAL TR CP|INCA|INSTINET, LLC|375
CMCT|CIM COMMERCIAL TR CP|ITGP|ITG INC.|1000
CMCT|CIM COMMERCIAL TR CP|JPMX|J.P. Morgan Securities LLC|200
CMCT|CIM COMMERCIAL TR CP|LEHM|Barclays Capital Inc./Le|22
CMCT|CIM COMMERCIAL TR CP|LIME|Lime Brokerage LLC|10498
CMCT|CIM COMMERCIAL TR CP|LSCI|Lek Securities Corporation|6
CMCT|CIM COMMERCIAL TR CP|MSCO|MORGAN STANLEY & CO. LLC|1026
CMCT|CIM COMMERCIAL TR CP|MSPL|MORGAN STANLEY & CO. LLC|700
CMCT|CIM COMMERCIAL TR CP|NFSC|National Financial Services LLC|3623
CMCT|CIM COMMERCIAL TR CP|NITE|VIRTU Americas LLC|5344
CMCT|CIM COMMERCIAL TR CP|OPCO|Oppenheimer & Co. Inc.|40
CMCT|CIM COMMERCIAL TR CP|RAJA|Raymond James & Associates, Inc.|602
CMCT|CIM COMMERCIAL TR CP|ROBT|Robotti & Company, LLC|1007
CMCT|CIM COMMERCIAL TR CP|SBSH|Citigroup Global Markets Inc.|780
CMCT|CIM COMMERCIAL TR CP|SGMT|GOLDMAN SACHS & CO. LLC|603
CMCT|CIM COMMERCIAL TR CP|SWIM|TD Ameritrade, Inc.|117
CMCT|CIM COMMERCIAL TR CP|SWST|Hilltop Securities Inc.|520
CMCT|CIM COMMERCIAL TR CP|TKNG|ALLY INVEST SECURITIES LLC|6
CMCT|CIM COMMERCIAL TR CP|TMBR|Timber Hill LLC|43
CMCT|CIM COMMERCIAL TR CP|TRBT|Tradebot Systems, Inc.|96
CMCT|CIM COMMERCIAL TR CP|TRCM|TRC MARKETS LLC|512
CMCT|CIM COMMERCIAL TR CP|TWTT|TASTYWORKS, INC.|199
CMCT|CIM COMMERCIAL TR CP|UBSS|UBS Securities LLC|8579
CMCT|CIM COMMERCIAL TR CP|VGRD|Vanguard Marketing Corporation|505
CMCT|CIM COMMERCIAL TR CP|WCHV|WELLS FARGO SECURITIES, LLC|3622
CMCT|CIM COMMERCIAL TR CP|WSEA|WOLVERINE SECURITIES, LLC|6
CMCT|CIM COMMERCIAL TR CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|600
CMD|CANTEL MEDICAL CORP|ALTX|Alternet Securities Inc.|3826
CMD|CANTEL MEDICAL CORP|APCC|Apex Clearing Corporation|975
CMD|CANTEL MEDICAL CORP|BARD|Robert W. Baird & Co. Incorporated|2085
CMD|CANTEL MEDICAL CORP|BATM|CBOE TRADING, INC.|6649
CMD|CANTEL MEDICAL CORP|BAYC|BAY CREST PARTNERS, LLC|1271
CMD|CANTEL MEDICAL CORP|BAYT|BTIG, LLC|1806
CMD|CANTEL MEDICAL CORP|BBNT|BB&T SECURITIES, LLC|249
CMD|CANTEL MEDICAL CORP|BERN|Sanford C. Bernstein & Co., LLC|4764
CMD|CANTEL MEDICAL CORP|BIDS|BIDS TRADING L.P.|500
CMD|CANTEL MEDICAL CORP|BIMI|Banca IMI Securities Corp.|12
CMD|CANTEL MEDICAL CORP|BKCM|BNY Mellon Capital Markets LLC|5702
CMD|CANTEL MEDICAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2905
CMD|CANTEL MEDICAL CORP|BLKX|INSTINET, LLC|12400
CMD|CANTEL MEDICAL CORP|BMOC|BMO Capital Markets Corp.|197
CMD|CANTEL MEDICAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2025
CMD|CANTEL MEDICAL CORP|BRVL|BLAYLOCK VAN, LLC|200
CMD|CANTEL MEDICAL CORP|BTIG|BTIG, LLC|5956
CMD|CANTEL MEDICAL CORP|BYXM|CBOE TRADING, INC.|349
CMD|CANTEL MEDICAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|199
CMD|CANTEL MEDICAL CORP|CABR|Cabrera Capital Markets, Inc.|50
CMD|CANTEL MEDICAL CORP|CANT|Cantor Fitzgerald & Co.|227
CMD|CANTEL MEDICAL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
CMD|CANTEL MEDICAL CORP|CHAS|Charles Schwab & Co., Inc.|311
CMD|CANTEL MEDICAL CORP|CIST|Capital Institutional Services, Inc.|4625
CMD|CANTEL MEDICAL CORP|CLSA|CLSA AMERICAS, LLC|100
CMD|CANTEL MEDICAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56033
CMD|CANTEL MEDICAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1339
CMD|CANTEL MEDICAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3232
CMD|CANTEL MEDICAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|228956
CMD|CANTEL MEDICAL CORP|CTDL|Citadel Derivatives Group Llc|3286
CMD|CANTEL MEDICAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|22030
CMD|CANTEL MEDICAL CORP|DADA|D.A. Davidson & Co.|377
CMD|CANTEL MEDICAL CORP|DAVA|Davenport & Company LLC|200
CMD|CANTEL MEDICAL CORP|DBAB|Deutsche Bank Securities Inc.|81041
CMD|CANTEL MEDICAL CORP|DBAX|Deutsche Bank Securities Inc.|107100
CMD|CANTEL MEDICAL CORP|DBUL|Deutsche Bank Securities Inc.|800
CMD|CANTEL MEDICAL CORP|DCHF|Dart Executions, LLC|231
CMD|CANTEL MEDICAL CORP|DEAN|MORGAN STANLEY|2745
CMD|CANTEL MEDICAL CORP|DEGS|RONIN PROFESSIONAL LLC|300
CMD|CANTEL MEDICAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
CMD|CANTEL MEDICAL CORP|DRWK|DRW SECURITIES, L.L.C.|1787
CMD|CANTEL MEDICAL CORP|EBXL|EBX LLC|77000
CMD|CANTEL MEDICAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4194
CMD|CANTEL MEDICAL CORP|EDJO|Edward D. Jones & Co., L.P.|296
CMD|CANTEL MEDICAL CORP|EGAM|CBOE TRADING, INC.|2420
CMD|CANTEL MEDICAL CORP|EGAW|CBOE TRADING, INC.|61
CMD|CANTEL MEDICAL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|800
CMD|CANTEL MEDICAL CORP|EGXM|CBOE TRADING, INC.|562
CMD|CANTEL MEDICAL CORP|ETBE|Electronic Transaction Clearing, Inc.|11575
CMD|CANTEL MEDICAL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
CMD|CANTEL MEDICAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16993
CMD|CANTEL MEDICAL CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|70
CMD|CANTEL MEDICAL CORP|ETRS|E*Trade Securities LLC|14443
CMD|CANTEL MEDICAL CORP|FILL|Tradestation Securities, Inc.|2405
CMD|CANTEL MEDICAL CORP|FMAF|NBCN Inc./ CDS|323
CMD|CANTEL MEDICAL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|519
CMD|CANTEL MEDICAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30742
CMD|CANTEL MEDICAL CORP|FTBR|Foliofn Investments, Inc.|5401
CMD|CANTEL MEDICAL CORP|GLIS|TD Securities Inc|304
CMD|CANTEL MEDICAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|19989
CMD|CANTEL MEDICAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|571273
CMD|CANTEL MEDICAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|3638
CMD|CANTEL MEDICAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|2431
CMD|CANTEL MEDICAL CORP|GTSZ|GTS SECURITIES LLC|39688
CMD|CANTEL MEDICAL CORP|HRBF|American Enterprise Investment Services Inc.|1246
CMD|CANTEL MEDICAL CORP|IATS|INTERACTIVE BROKERS LLC|7486
CMD|CANTEL MEDICAL CORP|IBKR|Interactive Brokers Llc|3201
CMD|CANTEL MEDICAL CORP|IBSJ|Integrity Brokerage Services, Inc.|25
CMD|CANTEL MEDICAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1958
CMD|CANTEL MEDICAL CORP|ICBX|INSTINET, LLC|16100
CMD|CANTEL MEDICAL CORP|IEQY|CITADEL SECURITIES LLC|41020
CMD|CANTEL MEDICAL CORP|INCA|INSTINET, LLC|64085
CMD|CANTEL MEDICAL CORP|INJX|INSTINET, LLC|25224
CMD|CANTEL MEDICAL CORP|ITGI|ITG Inc.|16828
CMD|CANTEL MEDICAL CORP|ITGP|ITG INC.|38600
CMD|CANTEL MEDICAL CORP|JANY|Janney Montgomery Scott Inc.|200
CMD|CANTEL MEDICAL CORP|JEFF|JEFFERIES LLC|171036
CMD|CANTEL MEDICAL CORP|JMPT|JUMP TRADING, LLC|23366
CMD|CANTEL MEDICAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|6403
CMD|CANTEL MEDICAL CORP|JPMX|J.P. Morgan Securities LLC|148686
CMD|CANTEL MEDICAL CORP|JSJX|JANE STREET CAPITAL LLC|13532
CMD|CANTEL MEDICAL CORP|KCGM|VIRTU Americas LLC|16942
CMD|CANTEL MEDICAL CORP|LEHM|Barclays Capital Inc./Le|184440
CMD|CANTEL MEDICAL CORP|LIME|Lime Brokerage LLC|5154
CMD|CANTEL MEDICAL CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|10800
CMD|CANTEL MEDICAL CORP|LOOP|Loop Capital Markets LLC|5240
CMD|CANTEL MEDICAL CORP|LQNA|LIQUIDNET, INC.|95600
CMD|CANTEL MEDICAL CORP|LSCI|Lek Securities Corporation|1279
CMD|CANTEL MEDICAL CORP|MAXM|Maxim Group LLC|14
CMD|CANTEL MEDICAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67020
CMD|CANTEL MEDICAL CORP|MOTF|MOTIF INVESTING, INC.|3
CMD|CANTEL MEDICAL CORP|MSCO|MORGAN STANLEY & CO. LLC|448135
CMD|CANTEL MEDICAL CORP|MSPL|MORGAN STANLEY & CO. LLC|202900
CMD|CANTEL MEDICAL CORP|MSTX|MORGAN STANLEY & CO. LLC|52100
CMD|CANTEL MEDICAL CORP|NFSC|National Financial Services LLC|107223
CMD|CANTEL MEDICAL CORP|NITE|VIRTU Americas LLC|192353
CMD|CANTEL MEDICAL CORP|NQRB|Brut, LLC|2461
CMD|CANTEL MEDICAL CORP|NTBF|BMO Nesbitt Burns Inc./CDS|1
CMD|CANTEL MEDICAL CORP|OPCO|Oppenheimer & Co. Inc.|772
CMD|CANTEL MEDICAL CORP|PDQM|CODA MARKETS, INC.|62073
CMD|CANTEL MEDICAL CORP|PHLY|NASDAQ Execution Services, LLC|200
CMD|CANTEL MEDICAL CORP|PWJC|UBS Financial Services, Inc.|1680
CMD|CANTEL MEDICAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|2232
CMD|CANTEL MEDICAL CORP|SAGL|SAGETRADER, LLC|5984
CMD|CANTEL MEDICAL CORP|SALI|INTL FCSTONE FINANCIAL INC.|4
CMD|CANTEL MEDICAL CORP|SBSH|Citigroup Global Markets Inc.|56174
CMD|CANTEL MEDICAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|38263
CMD|CANTEL MEDICAL CORP|SPDR|SPEEDROUTE LLC|2200
CMD|CANTEL MEDICAL CORP|SPTD|MINT GLOBAL MARKETS, INC.|150
CMD|CANTEL MEDICAL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|11496
CMD|CANTEL MEDICAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4407
CMD|CANTEL MEDICAL CORP|STKP|STOCKPILE INVESTMENTS, INC.|22
CMD|CANTEL MEDICAL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2597
CMD|CANTEL MEDICAL CORP|SWIM|TD Ameritrade, Inc.|124200
CMD|CANTEL MEDICAL CORP|SWST|Hilltop Securities Inc.|270
CMD|CANTEL MEDICAL CORP|TKNG|ALLY INVEST SECURITIES LLC|441
CMD|CANTEL MEDICAL CORP|TRBT|Tradebot Systems, Inc.|75391
CMD|CANTEL MEDICAL CORP|TRCM|TRC MARKETS LLC|27408
CMD|CANTEL MEDICAL CORP|UBSA|UBS SECURITIES LLC|269938
CMD|CANTEL MEDICAL CORP|UBSS|UBS Securities LLC|426433
CMD|CANTEL MEDICAL CORP|VALX|VIRTU AMERICAS LLC|8076
CMD|CANTEL MEDICAL CORP|VGRD|Vanguard Marketing Corporation|3172
CMD|CANTEL MEDICAL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|386
CMD|CANTEL MEDICAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|16537
CMD|CANTEL MEDICAL CORP|WEDB|WEDBUSH SECURITIES INC.|3274
CMD|CANTEL MEDICAL CORP|WEED|Weeden & Co.L.P.|3906
CMD|CANTEL MEDICAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3464
CMD|CANTEL MEDICAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5124
CMD|CANTEL MEDICAL CORP|WGIF|CIBC World Markets Inc.|63
CMD|CANTEL MEDICAL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|135
CMD|CANTEL MEDICAL CORP|WSEA|WOLVERINE SECURITIES, LLC|1252
CMD|CANTEL MEDICAL CORP|XIST|INSTINET, LLC|61800
CMD|CANTEL MEDICAL CORP|XPQR|Jump Trading|455
CMD|CANTEL MEDICAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|13364
CMD|CANTEL MEDICAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|14516
CMD|CANTEL MEDICAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2080
CMDT|ISHARES CMMDTY TR|APCC|Apex Clearing Corporation|10
CMDT|ISHARES CMMDTY TR|CABR|Cabrera Capital Markets, Inc.|1700
CMDT|ISHARES CMMDTY TR|ETRS|E*Trade Securities LLC|8
CMDT|ISHARES CMMDTY TR|JSJX|JANE STREET CAPITAL LLC|1469
CMDT|ISHARES CMMDTY TR|NFSC|National Financial Services LLC|10600
CMDT|ISHARES CMMDTY TR|NITE|VIRTU Americas LLC|10225
CMDT|ISHARES CMMDTY TR|UBSS|UBS Securities LLC|78
CMDT|ISHARES CMMDTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2747
CMDY|ISHARES BLOOMBERG RO|IBKR|Interactive Brokers Llc|566
CMDY|ISHARES BLOOMBERG RO|JSJX|JANE STREET CAPITAL LLC|2066
CMDY|ISHARES BLOOMBERG RO|MSCO|MORGAN STANLEY & CO. LLC|680
CMDY|ISHARES BLOOMBERG RO|NFSC|National Financial Services LLC|295
CMDY|ISHARES BLOOMBERG RO|NITE|VIRTU Americas LLC|200
CMDY|ISHARES BLOOMBERG RO|SWIM|TD Ameritrade, Inc.|200
CME|CME GROUP INC|ABLE|NATIXIS Securities Americas LLC|7980
CME|CME GROUP INC|ACAD|ACADEMY SECURITIES, INC.|3600
CME|CME GROUP INC|AGIS|Aegis Capital Corp.|50
CME|CME GROUP INC|ALTX|Alternet Securities Inc.|9605
CME|CME GROUP INC|ANOS|ABEL/NOSER, L.L.C.|5660
CME|CME GROUP INC|APCC|Apex Clearing Corporation|207
CME|CME GROUP INC|AQUA|AQUA SECURITIES L.P.|5000
CME|CME GROUP INC|BANK|Primevest Financial Services, Inc.|61
CME|CME GROUP INC|BARD|Robert W. Baird & Co. Incorporated|6043
CME|CME GROUP INC|BATM|CBOE TRADING, INC.|15817
CME|CME GROUP INC|BAYC|BAY CREST PARTNERS, LLC|20438
CME|CME GROUP INC|BAYT|BTIG, LLC|60948
CME|CME GROUP INC|BBNT|BB&T SECURITIES, LLC|1883
CME|CME GROUP INC|BCMX|BERENBERG CAPITAL MARKETS LLC|2220
CME|CME GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|278540
CME|CME GROUP INC|BIAD|SAGETRADER, LLC|7
CME|CME GROUP INC|BIDS|BIDS TRADING L.P.|3500
CME|CME GROUP INC|BIMI|Banca IMI Securities Corp.|458
CME|CME GROUP INC|BKCM|BNY Mellon Capital Markets LLC|135
CME|CME GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13851
CME|CME GROUP INC|BLKX|INSTINET, LLC|27800
CME|CME GROUP INC|BMOC|BMO Capital Markets Corp.|648490
CME|CME GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|235841
CME|CME GROUP INC|BTIG|BTIG, LLC|69331
CME|CME GROUP INC|BYXM|CBOE TRADING, INC.|9101
CME|CME GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|900
CME|CME GROUP INC|CABR|Cabrera Capital Markets, Inc.|27
CME|CME GROUP INC|CANT|Cantor Fitzgerald & Co.|30317
CME|CME GROUP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|47264
CME|CME GROUP INC|CHAS|Charles Schwab & Co., Inc.|15187
CME|CME GROUP INC|CHLC|CHURCHILL CAPITAL USA, INC.|21872
CME|CME GROUP INC|CIBP|CIBC World Markets Corp.|18830
CME|CME GROUP INC|CICF|Canaccord Genuity Corp.|1778
CME|CME GROUP INC|CIST|Capital Institutional Services, Inc.|7881
CME|CME GROUP INC|CLSA|CLSA AMERICAS, LLC|200
CME|CME GROUP INC|CNFR|Cowen Prime Services LLC|100
CME|CME GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|210169
CME|CME GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1020
CME|CME GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4748
CME|CME GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|551879
CME|CME GROUP INC|CTDL|Citadel Derivatives Group Llc|53500
CME|CME GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|58304
CME|CME GROUP INC|DADA|D.A. Davidson & Co.|576
CME|CME GROUP INC|DAVA|Davenport & Company LLC|2845
CME|CME GROUP INC|DBAB|Deutsche Bank Securities Inc.|1447285
CME|CME GROUP INC|DBAX|Deutsche Bank Securities Inc.|335900
CME|CME GROUP INC|DBUL|Deutsche Bank Securities Inc.|22893
CME|CME GROUP INC|DCHF|Dart Executions, LLC|1434
CME|CME GROUP INC|DEAN|MORGAN STANLEY|7818
CME|CME GROUP INC|DEGS|RONIN PROFESSIONAL LLC|500
CME|CME GROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25542
CME|CME GROUP INC|DRWK|DRW SECURITIES, L.L.C.|105807
CME|CME GROUP INC|EBXL|EBX LLC|241300
CME|CME GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10800
CME|CME GROUP INC|EDJC|Edward Jones / CDS|128
CME|CME GROUP INC|EDJO|Edward D. Jones & Co., L.P.|14660
CME|CME GROUP INC|EGAM|CBOE TRADING, INC.|24435
CME|CME GROUP INC|EGAW|CBOE TRADING, INC.|516
CME|CME GROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|5487
CME|CME GROUP INC|EGXM|CBOE TRADING, INC.|2976
CME|CME GROUP INC|EGXW|CBOE TRADING, INC.|121
CME|CME GROUP INC|ELEV|ELEVATION, LLC|3752
CME|CME GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|136658
CME|CME GROUP INC|ETCC|Electronic Transaction Clearing, Inc.|2463
CME|CME GROUP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4354
CME|CME GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|122547
CME|CME GROUP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|503
CME|CME GROUP INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|250988
CME|CME GROUP INC|ETRS|E*Trade Securities LLC|90716
CME|CME GROUP INC|FBCO|Credit Suisse Securities (USA) LLC|1511470
CME|CME GROUP INC|FBSB|U.S. Bancorp Investments, Inc.|380
CME|CME GROUP INC|FIDT|Fidelity Clearing Canada ULC./ CDS|3
CME|CME GROUP INC|FILL|Tradestation Securities, Inc.|5659
CME|CME GROUP INC|FINX|FINTECH SECURITIES|378
CME|CME GROUP INC|FMAF|NBCN Inc./ CDS|5016
CME|CME GROUP INC|FOMA|TD AMERITRADE CLEARING, INC.|218119
CME|CME GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6449
CME|CME GROUP INC|FQLS|Quantlab Securities LP|741319
CME|CME GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|141726
CME|CME GROUP INC|FTBR|Foliofn Investments, Inc.|1926
CME|CME GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|60656
CME|CME GROUP INC|GELP|RBC CAPITAL MARKETS, LLC|2339
CME|CME GROUP INC|GLIS|TD Securities Inc|70
CME|CME GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|56639
CME|CME GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|2310592
CME|CME GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|21610
CME|CME GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|7475
CME|CME GROUP INC|GTSZ|GTS SECURITIES LLC|557083
CME|CME GROUP INC|HAPX|HAP Trading, LLC|811
CME|CME GROUP INC|HRBF|American Enterprise Investment Services Inc.|5828
CME|CME GROUP INC|HSBC|HSBC Securities, Inc.|51094
CME|CME GROUP INC|IATS|INTERACTIVE BROKERS LLC|15239
CME|CME GROUP INC|IBKR|Interactive Brokers Llc|136295
CME|CME GROUP INC|IBSJ|Integrity Brokerage Services, Inc.|90
CME|CME GROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2884
CME|CME GROUP INC|ICBX|INSTINET, LLC|70134
CME|CME GROUP INC|IEQY|CITADEL SECURITIES LLC|208523
CME|CME GROUP INC|INCA|INSTINET, LLC|1206187
CME|CME GROUP INC|INJX|INSTINET, LLC|50479
CME|CME GROUP INC|ITGI|ITG Inc.|89136
CME|CME GROUP INC|ITGP|ITG INC.|63600
CME|CME GROUP INC|JANY|Janney Montgomery Scott Inc.|9384
CME|CME GROUP INC|JEFF|JEFFERIES LLC|185977
CME|CME GROUP INC|JMPT|JUMP TRADING, LLC|98599
CME|CME GROUP INC|JONE|JonesTrading|10740
CME|CME GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|186103
CME|CME GROUP INC|JPMX|J.P. Morgan Securities LLC|589827
CME|CME GROUP INC|JSJX|JANE STREET CAPITAL LLC|20067
CME|CME GROUP INC|KBWI|Keefe, Bruyette & Woods, Inc.|21000
CME|CME GROUP INC|KCGM|VIRTU Americas LLC|36328
CME|CME GROUP INC|LEHM|Barclays Capital Inc./Le|1298414
CME|CME GROUP INC|LGNT|COR CLEARING LLC|18
CME|CME GROUP INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3543
CME|CME GROUP INC|LIME|Lime Brokerage LLC|388576
CME|CME GROUP INC|LMGP|LIME BROKERAGE LLC|13833
CME|CME GROUP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|147006
CME|CME GROUP INC|LOOP|Loop Capital Markets LLC|100
CME|CME GROUP INC|LQNA|LIQUIDNET, INC.|128300
CME|CME GROUP INC|LSCI|Lek Securities Corporation|5294
CME|CME GROUP INC|MACC|Mid Atlantic Capital Corporation|484
CME|CME GROUP INC|MAXM|Maxim Group LLC|8963
CME|CME GROUP INC|MBTS|ALLY INVEST SECURITIES LLC|100
CME|CME GROUP INC|MCMF|Raymond James Ltd. Cds|1360
CME|CME GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78300
CME|CME GROUP INC|MOTF|MOTIF INVESTING, INC.|127
CME|CME GROUP INC|MPSG|E D & F Man Capital Markets Inc.|80
CME|CME GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|5298595
CME|CME GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|410000
CME|CME GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|192300
CME|CME GROUP INC|NEUB|NEUBERGER BERMAN BD LLC|3674
CME|CME GROUP INC|NFSC|National Financial Services LLC|243351
CME|CME GROUP INC|NITE|VIRTU Americas LLC|664345
CME|CME GROUP INC|NITP|VIRTU Americas LLC|5000
CME|CME GROUP INC|NQRB|Brut, LLC|20795
CME|CME GROUP INC|NTRC|Northern Trust Securities, Inc.|535
CME|CME GROUP INC|OHOS|TWO SIGMA SECURITIES, LLC|155644
CME|CME GROUP INC|OPCO|Oppenheimer & Co. Inc.|3307
CME|CME GROUP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5990
CME|CME GROUP INC|PDQM|CODA MARKETS, INC.|80906
CME|CME GROUP INC|PHLY|NASDAQ Execution Services, LLC|9600
CME|CME GROUP INC|PICT|Pictet Overseas Inc.|510
CME|CME GROUP INC|PIPR|Piper Jaffray & Co.|497
CME|CME GROUP INC|PWJC|UBS Financial Services, Inc.|3075
CME|CME GROUP INC|RAJA|Raymond James & Associates, Inc.|121657
CME|CME GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|25324
CME|CME GROUP INC|SAGL|SAGETRADER, LLC|18534
CME|CME GROUP INC|SAGW|SAGETRADER, LLC|637
CME|CME GROUP INC|SALI|INTL FCSTONE FINANCIAL INC.|325
CME|CME GROUP INC|SBSH|Citigroup Global Markets Inc.|1079063
CME|CME GROUP INC|SDLR|Sandler, O'Neill & Partners, L.P.|1000
CME|CME GROUP INC|SEIC|SEI Investments Distribution Co.|1697
CME|CME GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|152328
CME|CME GROUP INC|SHMR|ABN Amro Clearing LLC|74
CME|CME GROUP INC|SPDR|SPEEDROUTE LLC|27253
CME|CME GROUP INC|SPHN|Stephens Inc.|10159
CME|CME GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|8190
CME|CME GROUP INC|STKP|STOCKPILE INVESTMENTS, INC.|46
CME|CME GROUP INC|STXG|Stockcross Financial Services, Inc.|25
CME|CME GROUP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|354
CME|CME GROUP INC|SWIM|TD Ameritrade, Inc.|77092
CME|CME GROUP INC|SWST|Hilltop Securities Inc.|5517
CME|CME GROUP INC|TAGC|TELSEY ADVISORY GROUP LLC|800
CME|CME GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|2354
CME|CME GROUP INC|TONC|CUTTONE & CO., LLC|540
CME|CME GROUP INC|TRBT|Tradebot Systems, Inc.|368439
CME|CME GROUP INC|TRCM|TRC MARKETS LLC|392764
CME|CME GROUP INC|TTUC|CUTTONE & CO., INC.|11413
CME|CME GROUP INC|TWTT|TASTYWORKS, INC.|104
CME|CME GROUP INC|UBSA|UBS SECURITIES LLC|728026
CME|CME GROUP INC|UBSS|UBS Securities LLC|2638398
CME|CME GROUP INC|VALX|VIRTU AMERICAS LLC|24454
CME|CME GROUP INC|VGRD|Vanguard Marketing Corporation|7921
CME|CME GROUP INC|VSIN|Vision Financial Markets Llc|99
CME|CME GROUP INC|WABR|Wall Street Access|10022
CME|CME GROUP INC|WBLR|WILLIAM BLAIR|1193
CME|CME GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6571
CME|CME GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|208988
CME|CME GROUP INC|WDNX|WEEDEN & CO.L.P.|7494
CME|CME GROUP INC|WEDB|WEDBUSH SECURITIES INC.|1486
CME|CME GROUP INC|WEED|Weeden & Co.L.P.|2501
CME|CME GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40342
CME|CME GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37666
CME|CME GROUP INC|WGIF|CIBC World Markets Inc.|1703
CME|CME GROUP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1106
CME|CME GROUP INC|WSAG|WALL STREET ACCESS|90
CME|CME GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|9115
CME|CME GROUP INC|XIST|INSTINET, LLC|73560
CME|CME GROUP INC|XPQR|Jump Trading|800
CME|CME GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|28146
CME|CME GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3948
CME|CME GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8467
CMF|ISHARES CAL MUNI BND|ALTX|Alternet Securities Inc.|2303
CMF|ISHARES CAL MUNI BND|APCC|Apex Clearing Corporation|4435
CMF|ISHARES CAL MUNI BND|BARD|Robert W. Baird & Co. Incorporated|140
CMF|ISHARES CAL MUNI BND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10684
CMF|ISHARES CAL MUNI BND|CANT|Cantor Fitzgerald & Co.|29355
CMF|ISHARES CAL MUNI BND|CHAS|Charles Schwab & Co., Inc.|920608
CMF|ISHARES CAL MUNI BND|CIST|Capital Institutional Services, Inc.|11000
CMF|ISHARES CAL MUNI BND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84316
CMF|ISHARES CAL MUNI BND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
CMF|ISHARES CAL MUNI BND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13837
CMF|ISHARES CAL MUNI BND|CSIN|Citadel Securities Institutional LLC|21683
CMF|ISHARES CAL MUNI BND|CTDL|Citadel Derivatives Group Llc|22461
CMF|ISHARES CAL MUNI BND|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
CMF|ISHARES CAL MUNI BND|DADA|D.A. Davidson & Co.|300
CMF|ISHARES CAL MUNI BND|DBAB|Deutsche Bank Securities Inc.|400
CMF|ISHARES CAL MUNI BND|DBAX|Deutsche Bank Securities Inc.|14100
CMF|ISHARES CAL MUNI BND|DEAN|MORGAN STANLEY|1967
CMF|ISHARES CAL MUNI BND|EBXL|EBX LLC|18100
CMF|ISHARES CAL MUNI BND|EDJO|Edward D. Jones & Co., L.P.|391
CMF|ISHARES CAL MUNI BND|EGAM|CBOE TRADING, INC.|3878
CMF|ISHARES CAL MUNI BND|EGAW|CBOE TRADING, INC.|144
CMF|ISHARES CAL MUNI BND|EGXM|CBOE TRADING, INC.|1151
CMF|ISHARES CAL MUNI BND|ETBE|Electronic Transaction Clearing, Inc.|200
CMF|ISHARES CAL MUNI BND|ETRS|E*Trade Securities LLC|12514
CMF|ISHARES CAL MUNI BND|FINX|FINTECH SECURITIES|2000
CMF|ISHARES CAL MUNI BND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
CMF|ISHARES CAL MUNI BND|FTBR|Foliofn Investments, Inc.|279
CMF|ISHARES CAL MUNI BND|GEBB|GLOBAL EXECUTION BROKERS, LP|12321
CMF|ISHARES CAL MUNI BND|GLPX|ACS EXECUTION SERVICES, LLC|1721
CMF|ISHARES CAL MUNI BND|GSCO|GOLDMAN SACHS & CO. LLC|43944
CMF|ISHARES CAL MUNI BND|GSLT|GOLDMAN SACHS & CO. LLC|600
CMF|ISHARES CAL MUNI BND|GTSZ|GTS SECURITIES LLC|500
CMF|ISHARES CAL MUNI BND|HRBF|American Enterprise Investment Services Inc.|20109
CMF|ISHARES CAL MUNI BND|IATS|INTERACTIVE BROKERS LLC|300
CMF|ISHARES CAL MUNI BND|IBKR|Interactive Brokers Llc|1160
CMF|ISHARES CAL MUNI BND|ICBX|INSTINET, LLC|11288
CMF|ISHARES CAL MUNI BND|INCA|INSTINET, LLC|723
CMF|ISHARES CAL MUNI BND|ITGI|ITG Inc.|4027
CMF|ISHARES CAL MUNI BND|ITGP|ITG INC.|4600
CMF|ISHARES CAL MUNI BND|JMPT|JUMP TRADING, LLC|20
CMF|ISHARES CAL MUNI BND|JPMX|J.P. Morgan Securities LLC|20400
CMF|ISHARES CAL MUNI BND|JSEB|JANE STREET EXECUTION SERVICES, LLC|49734
CMF|ISHARES CAL MUNI BND|JSJX|JANE STREET CAPITAL LLC|38916
CMF|ISHARES CAL MUNI BND|KCGM|VIRTU Americas LLC|5668
CMF|ISHARES CAL MUNI BND|LEHM|Barclays Capital Inc./Le|34978
CMF|ISHARES CAL MUNI BND|LIME|Lime Brokerage LLC|5281
CMF|ISHARES CAL MUNI BND|MACC|Mid Atlantic Capital Corporation|244
CMF|ISHARES CAL MUNI BND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
CMF|ISHARES CAL MUNI BND|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
CMF|ISHARES CAL MUNI BND|MSCO|MORGAN STANLEY & CO. LLC|296894
CMF|ISHARES CAL MUNI BND|MSPL|MORGAN STANLEY & CO. LLC|2700
CMF|ISHARES CAL MUNI BND|NFSC|National Financial Services LLC|88671
CMF|ISHARES CAL MUNI BND|NITE|VIRTU Americas LLC|160123
CMF|ISHARES CAL MUNI BND|NITP|VIRTU Americas LLC|800
CMF|ISHARES CAL MUNI BND|NQRB|Brut, LLC|760
CMF|ISHARES CAL MUNI BND|PDQM|CODA MARKETS, INC.|13422
CMF|ISHARES CAL MUNI BND|RBCM|RBC CAPITAL MARKETS, LLC|2064
CMF|ISHARES CAL MUNI BND|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1642
CMF|ISHARES CAL MUNI BND|SAGL|SAGETRADER, LLC|2300
CMF|ISHARES CAL MUNI BND|SBSH|Citigroup Global Markets Inc.|2774
CMF|ISHARES CAL MUNI BND|SGMT|GOLDMAN SACHS & CO. LLC|21706
CMF|ISHARES CAL MUNI BND|SPDR|SPEEDROUTE LLC|6900
CMF|ISHARES CAL MUNI BND|STFL|Stifel, Nicolaus & Company, Incorporated|3701
CMF|ISHARES CAL MUNI BND|SWST|Hilltop Securities Inc.|400
CMF|ISHARES CAL MUNI BND|TKNG|ALLY INVEST SECURITIES LLC|8
CMF|ISHARES CAL MUNI BND|UBSA|UBS SECURITIES LLC|48898
CMF|ISHARES CAL MUNI BND|UBSS|UBS Securities LLC|54586
CMF|ISHARES CAL MUNI BND|VALX|VIRTU AMERICAS LLC|100
CMF|ISHARES CAL MUNI BND|VGRD|Vanguard Marketing Corporation|2590
CMF|ISHARES CAL MUNI BND|WCHV|WELLS FARGO SECURITIES, LLC|51567
CMF|ISHARES CAL MUNI BND|WSEA|WOLVERINE SECURITIES, LLC|350
CMF|ISHARES CAL MUNI BND|YKNA|COMHAR CAPITAL MARKETS, LLC|1483
CMF|ISHARES CAL MUNI BND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29865
CMFN|CM FINANCE CMN|APCC|Apex Clearing Corporation|3128
CMFN|CM FINANCE CMN|BATM|CBOE TRADING, INC.|727
CMFN|CM FINANCE CMN|BERN|Sanford C. Bernstein & Co., LLC|369
CMFN|CM FINANCE CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2372
CMFN|CM FINANCE CMN|BTIG|BTIG, LLC|278
CMFN|CM FINANCE CMN|BZYD|GOLDMAN SACHS & CO. LLC|1874
CMFN|CM FINANCE CMN|CANT|Cantor Fitzgerald & Co.|20
CMFN|CM FINANCE CMN|CHAS|Charles Schwab & Co., Inc.|1957
CMFN|CM FINANCE CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
CMFN|CM FINANCE CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|614
CMFN|CM FINANCE CMN|DBAB|Deutsche Bank Securities Inc.|1724
CMFN|CM FINANCE CMN|DBAX|Deutsche Bank Securities Inc.|100
CMFN|CM FINANCE CMN|DEGS|RONIN PROFESSIONAL LLC|9711
CMFN|CM FINANCE CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|148
CMFN|CM FINANCE CMN|EBXL|EBX LLC|400
CMFN|CM FINANCE CMN|ESPO|ESPOSITO SECURITIES, LLC|1646
CMFN|CM FINANCE CMN|ETBE|Electronic Transaction Clearing, Inc.|200
CMFN|CM FINANCE CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
CMFN|CM FINANCE CMN|ETRS|E*Trade Securities LLC|32919
CMFN|CM FINANCE CMN|FBCO|Credit Suisse Securities (USA) LLC|7264
CMFN|CM FINANCE CMN|FILL|Tradestation Securities, Inc.|1077
CMFN|CM FINANCE CMN|FOMA|TD AMERITRADE CLEARING, INC.|216816
CMFN|CM FINANCE CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|906
CMFN|CM FINANCE CMN|FTBR|Foliofn Investments, Inc.|759
CMFN|CM FINANCE CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|975
CMFN|CM FINANCE CMN|GSCO|GOLDMAN SACHS & CO. LLC|485
CMFN|CM FINANCE CMN|GSCS|GOLDMAN SACHS & CO. LLC|6857
CMFN|CM FINANCE CMN|GTSZ|GTS SECURITIES LLC|100
CMFN|CM FINANCE CMN|HRBF|American Enterprise Investment Services Inc.|8825
CMFN|CM FINANCE CMN|IBKR|Interactive Brokers Llc|43544
CMFN|CM FINANCE CMN|INCA|INSTINET, LLC|8373
CMFN|CM FINANCE CMN|ITGI|ITG Inc.|101
CMFN|CM FINANCE CMN|JANY|Janney Montgomery Scott Inc.|229
CMFN|CM FINANCE CMN|JPMX|J.P. Morgan Securities LLC|1800
CMFN|CM FINANCE CMN|KBWI|Keefe, Bruyette & Woods, Inc.|1329
CMFN|CM FINANCE CMN|LEHM|Barclays Capital Inc./Le|2710
CMFN|CM FINANCE CMN|LIME|Lime Brokerage LLC|28475
CMFN|CM FINANCE CMN|LSCI|Lek Securities Corporation|200
CMFN|CM FINANCE CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
CMFN|CM FINANCE CMN|MSCO|MORGAN STANLEY & CO. LLC|77375
CMFN|CM FINANCE CMN|MSPL|MORGAN STANLEY & CO. LLC|300
CMFN|CM FINANCE CMN|MSTX|MORGAN STANLEY & CO. LLC|400
CMFN|CM FINANCE CMN|NFSC|National Financial Services LLC|106487
CMFN|CM FINANCE CMN|NITE|VIRTU Americas LLC|209909
CMFN|CM FINANCE CMN|OPCO|Oppenheimer & Co. Inc.|2775
CMFN|CM FINANCE CMN|PHLY|NASDAQ Execution Services, LLC|2800
CMFN|CM FINANCE CMN|RAJA|Raymond James & Associates, Inc.|43391
CMFN|CM FINANCE CMN|SBSH|Citigroup Global Markets Inc.|2139
CMFN|CM FINANCE CMN|SGMT|GOLDMAN SACHS & CO. LLC|200
CMFN|CM FINANCE CMN|SPDR|SPEEDROUTE LLC|4884
CMFN|CM FINANCE CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6148
CMFN|CM FINANCE CMN|SWIM|TD Ameritrade, Inc.|10070
CMFN|CM FINANCE CMN|TKNG|ALLY INVEST SECURITIES LLC|5068
CMFN|CM FINANCE CMN|TRBT|Tradebot Systems, Inc.|1378
CMFN|CM FINANCE CMN|TRCM|TRC MARKETS LLC|10813
CMFN|CM FINANCE CMN|TWTT|TASTYWORKS, INC.|463
CMFN|CM FINANCE CMN|UBSA|UBS SECURITIES LLC|8547
CMFN|CM FINANCE CMN|UBSS|UBS Securities LLC|26929
CMFN|CM FINANCE CMN|VALX|VIRTU AMERICAS LLC|220
CMFN|CM FINANCE CMN|VGRD|Vanguard Marketing Corporation|4034
CMFN|CM FINANCE CMN|WCHV|WELLS FARGO SECURITIES, LLC|8249
CMFN|CM FINANCE CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1319
CMFN|CM FINANCE CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25
CMFN|CM FINANCE CMN|WSEA|WOLVERINE SECURITIES, LLC|3868
CMFN|CM FINANCE CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3182
CMG|CHIPOTLE MEX GRILL|AGIS|Aegis Capital Corp.|780
CMG|CHIPOTLE MEX GRILL|ALTX|Alternet Securities Inc.|13432
CMG|CHIPOTLE MEX GRILL|APCC|Apex Clearing Corporation|12961
CMG|CHIPOTLE MEX GRILL|BANK|Primevest Financial Services, Inc.|7
CMG|CHIPOTLE MEX GRILL|BARD|Robert W. Baird & Co. Incorporated|1186
CMG|CHIPOTLE MEX GRILL|BATM|CBOE TRADING, INC.|50646
CMG|CHIPOTLE MEX GRILL|BAYC|BAY CREST PARTNERS, LLC|958
CMG|CHIPOTLE MEX GRILL|BAYT|BTIG, LLC|1480
CMG|CHIPOTLE MEX GRILL|BBNT|BB&T SECURITIES, LLC|227
CMG|CHIPOTLE MEX GRILL|BERN|Sanford C. Bernstein & Co., LLC|23957
CMG|CHIPOTLE MEX GRILL|BIAD|SAGETRADER, LLC|2
CMG|CHIPOTLE MEX GRILL|BIDS|BIDS TRADING L.P.|100
CMG|CHIPOTLE MEX GRILL|BIMI|Banca IMI Securities Corp.|89
CMG|CHIPOTLE MEX GRILL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12755
CMG|CHIPOTLE MEX GRILL|BMOC|BMO Capital Markets Corp.|2
CMG|CHIPOTLE MEX GRILL|BNPX|BNP PARIBAS SECURITIES CORP.|15644
CMG|CHIPOTLE MEX GRILL|BRGE|Newbridge Securities Corp.|10
CMG|CHIPOTLE MEX GRILL|BTIG|BTIG, LLC|466
CMG|CHIPOTLE MEX GRILL|BYXM|CBOE TRADING, INC.|784
CMG|CHIPOTLE MEX GRILL|CANT|Cantor Fitzgerald & Co.|181
CMG|CHIPOTLE MEX GRILL|CHAS|Charles Schwab & Co., Inc.|3965
CMG|CHIPOTLE MEX GRILL|CHBC|PENSERRA SECURITIES, LLC|6970
CMG|CHIPOTLE MEX GRILL|CIBP|CIBC World Markets Corp.|5045
CMG|CHIPOTLE MEX GRILL|CICF|Canaccord Genuity Corp.|200
CMG|CHIPOTLE MEX GRILL|CIST|Capital Institutional Services, Inc.|317
CMG|CHIPOTLE MEX GRILL|COWR|Cowen and Company, LLC|77
CMG|CHIPOTLE MEX GRILL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59206
CMG|CHIPOTLE MEX GRILL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9197
CMG|CHIPOTLE MEX GRILL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11968
CMG|CHIPOTLE MEX GRILL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|259627
CMG|CHIPOTLE MEX GRILL|CTDL|Citadel Derivatives Group Llc|482
CMG|CHIPOTLE MEX GRILL|CXCX|CITIGROUP GLOBAL MARKETS INC.|44590
CMG|CHIPOTLE MEX GRILL|DADA|D.A. Davidson & Co.|1280
CMG|CHIPOTLE MEX GRILL|DAVA|Davenport & Company LLC|80
CMG|CHIPOTLE MEX GRILL|DBAB|Deutsche Bank Securities Inc.|77834
CMG|CHIPOTLE MEX GRILL|DBAX|Deutsche Bank Securities Inc.|161100
CMG|CHIPOTLE MEX GRILL|DBUL|Deutsche Bank Securities Inc.|1524
CMG|CHIPOTLE MEX GRILL|DCHF|Dart Executions, LLC|5258
CMG|CHIPOTLE MEX GRILL|DEAN|MORGAN STANLEY|4144
CMG|CHIPOTLE MEX GRILL|DEGS|RONIN PROFESSIONAL LLC|100
CMG|CHIPOTLE MEX GRILL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7543
CMG|CHIPOTLE MEX GRILL|DRWK|DRW SECURITIES, L.L.C.|3777
CMG|CHIPOTLE MEX GRILL|EBXL|EBX LLC|119400
CMG|CHIPOTLE MEX GRILL|ECUT|CONVERGEX EXECUTION SOLUTIONS|18595
CMG|CHIPOTLE MEX GRILL|EDJC|Edward Jones / CDS|120
CMG|CHIPOTLE MEX GRILL|EDJO|Edward D. Jones & Co., L.P.|1725
CMG|CHIPOTLE MEX GRILL|EGAM|CBOE TRADING, INC.|12061
CMG|CHIPOTLE MEX GRILL|EGAW|CBOE TRADING, INC.|1
CMG|CHIPOTLE MEX GRILL|EGMT|EG MARKET TECHNOLOGIES LLC|1584
CMG|CHIPOTLE MEX GRILL|EGXM|CBOE TRADING, INC.|2096
CMG|CHIPOTLE MEX GRILL|EGXW|CBOE TRADING, INC.|44
CMG|CHIPOTLE MEX GRILL|EROP|Eroom Securities L.L.C.|176
CMG|CHIPOTLE MEX GRILL|ETBE|Electronic Transaction Clearing, Inc.|3195
CMG|CHIPOTLE MEX GRILL|ETCB|ETC BROKERAGE SERVICES, LLC|10
CMG|CHIPOTLE MEX GRILL|ETCC|Electronic Transaction Clearing, Inc.|208
CMG|CHIPOTLE MEX GRILL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|80564
CMG|CHIPOTLE MEX GRILL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|287
CMG|CHIPOTLE MEX GRILL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4893
CMG|CHIPOTLE MEX GRILL|ETRS|E*Trade Securities LLC|310367
CMG|CHIPOTLE MEX GRILL|EVRS|E1 ASSET MANAGEMENT, INC.|59
CMG|CHIPOTLE MEX GRILL|FBSB|U.S. Bancorp Investments, Inc.|1015
CMG|CHIPOTLE MEX GRILL|FILL|Tradestation Securities, Inc.|21251
CMG|CHIPOTLE MEX GRILL|FINX|FINTECH SECURITIES|500
CMG|CHIPOTLE MEX GRILL|FMAF|NBCN Inc./ CDS|6514
CMG|CHIPOTLE MEX GRILL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9664
CMG|CHIPOTLE MEX GRILL|FQLS|Quantlab Securities LP|161326
CMG|CHIPOTLE MEX GRILL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32051
CMG|CHIPOTLE MEX GRILL|FTBR|Foliofn Investments, Inc.|1297
CMG|CHIPOTLE MEX GRILL|GBMT|GBM International, Inc.|20
CMG|CHIPOTLE MEX GRILL|GEBB|GLOBAL EXECUTION BROKERS, LP|43636
CMG|CHIPOTLE MEX GRILL|GLIS|TD Securities Inc|5436
CMG|CHIPOTLE MEX GRILL|GLPX|ACS EXECUTION SERVICES, LLC|79948
CMG|CHIPOTLE MEX GRILL|GSCO|GOLDMAN SACHS & CO. LLC|327463
CMG|CHIPOTLE MEX GRILL|GSCS|GOLDMAN SACHS & CO. LLC|9006
CMG|CHIPOTLE MEX GRILL|GSLT|GOLDMAN SACHS & CO. LLC|5446
CMG|CHIPOTLE MEX GRILL|GTSZ|GTS SECURITIES LLC|149328
CMG|CHIPOTLE MEX GRILL|HAPX|HAP Trading, LLC|246
CMG|CHIPOTLE MEX GRILL|HRBF|American Enterprise Investment Services Inc.|3363
CMG|CHIPOTLE MEX GRILL|HSBC|HSBC Securities, Inc.|5019
CMG|CHIPOTLE MEX GRILL|IATS|INTERACTIVE BROKERS LLC|52491
CMG|CHIPOTLE MEX GRILL|IBKR|Interactive Brokers Llc|27627
CMG|CHIPOTLE MEX GRILL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
CMG|CHIPOTLE MEX GRILL|ICBX|INSTINET, LLC|23100
CMG|CHIPOTLE MEX GRILL|IEQY|CITADEL SECURITIES LLC|55294
CMG|CHIPOTLE MEX GRILL|INCA|INSTINET, LLC|237172
CMG|CHIPOTLE MEX GRILL|INJX|INSTINET, LLC|3145
CMG|CHIPOTLE MEX GRILL|ITGI|ITG Inc.|15894
CMG|CHIPOTLE MEX GRILL|ITGP|ITG INC.|29400
CMG|CHIPOTLE MEX GRILL|JANY|Janney Montgomery Scott Inc.|538
CMG|CHIPOTLE MEX GRILL|JEFF|JEFFERIES LLC|35222
CMG|CHIPOTLE MEX GRILL|JMPT|JUMP TRADING, LLC|63106
CMG|CHIPOTLE MEX GRILL|JONE|JonesTrading|1093
CMG|CHIPOTLE MEX GRILL|JPBX|J.P. MORGAN SECURITIES LLC|53047
CMG|CHIPOTLE MEX GRILL|JPMX|J.P. Morgan Securities LLC|191706
CMG|CHIPOTLE MEX GRILL|JSJX|JANE STREET CAPITAL LLC|9573
CMG|CHIPOTLE MEX GRILL|JUTA|JUMP TRADING, LLC|9410
CMG|CHIPOTLE MEX GRILL|KCGM|VIRTU Americas LLC|24819
CMG|CHIPOTLE MEX GRILL|LEHM|Barclays Capital Inc./Le|399957
CMG|CHIPOTLE MEX GRILL|LIME|Lime Brokerage LLC|18660
CMG|CHIPOTLE MEX GRILL|LMNX|LUMINEX TRADING & ANALYTICS LLC|28600
CMG|CHIPOTLE MEX GRILL|LOOP|Loop Capital Markets LLC|5584
CMG|CHIPOTLE MEX GRILL|LQNA|LIQUIDNET, INC.|5500
CMG|CHIPOTLE MEX GRILL|LSCI|Lek Securities Corporation|8366
CMG|CHIPOTLE MEX GRILL|MAXM|Maxim Group LLC|522
CMG|CHIPOTLE MEX GRILL|MBTS|ALLY INVEST SECURITIES LLC|657
CMG|CHIPOTLE MEX GRILL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66374
CMG|CHIPOTLE MEX GRILL|MOTF|MOTIF INVESTING, INC.|27
CMG|CHIPOTLE MEX GRILL|MSCO|MORGAN STANLEY & CO. LLC|1261364
CMG|CHIPOTLE MEX GRILL|MSPL|MORGAN STANLEY & CO. LLC|225300
CMG|CHIPOTLE MEX GRILL|MSTX|MORGAN STANLEY & CO. LLC|51500
CMG|CHIPOTLE MEX GRILL|NATL|National Securities Corporation|100
CMG|CHIPOTLE MEX GRILL|NBCS|NBC Securities, INC.|100
CMG|CHIPOTLE MEX GRILL|NFSC|National Financial Services LLC|319696
CMG|CHIPOTLE MEX GRILL|NITE|VIRTU Americas LLC|700687
CMG|CHIPOTLE MEX GRILL|NITP|VIRTU Americas LLC|157
CMG|CHIPOTLE MEX GRILL|NQRB|Brut, LLC|1488
CMG|CHIPOTLE MEX GRILL|NTBF|BMO Nesbitt Burns Inc./CDS|455
CMG|CHIPOTLE MEX GRILL|OHOS|TWO SIGMA SECURITIES, LLC|19744
CMG|CHIPOTLE MEX GRILL|OPCO|Oppenheimer & Co. Inc.|764
CMG|CHIPOTLE MEX GRILL|PDQM|CODA MARKETS, INC.|203634
CMG|CHIPOTLE MEX GRILL|PHLY|NASDAQ Execution Services, LLC|64806
CMG|CHIPOTLE MEX GRILL|PWJC|UBS Financial Services, Inc.|2857
CMG|CHIPOTLE MEX GRILL|RBCM|RBC CAPITAL MARKETS, LLC|7149
CMG|CHIPOTLE MEX GRILL|RGLD|Regal Securities, Inc|20
CMG|CHIPOTLE MEX GRILL|RHCO|Suntrust Robinson Humphrey, Inc.|5062
CMG|CHIPOTLE MEX GRILL|SAGL|SAGETRADER, LLC|14289
CMG|CHIPOTLE MEX GRILL|SALI|INTL FCSTONE FINANCIAL INC.|2143
CMG|CHIPOTLE MEX GRILL|SBRX|MURIEL SIEBERT & CO INC|8
CMG|CHIPOTLE MEX GRILL|SBSH|Citigroup Global Markets Inc.|152424
CMG|CHIPOTLE MEX GRILL|SCMC|Scotia Capital Markets (USA) Inc.|2
CMG|CHIPOTLE MEX GRILL|SGMT|GOLDMAN SACHS & CO. LLC|95369
CMG|CHIPOTLE MEX GRILL|SJLS|TRADE INFORMATICS LLC|100
CMG|CHIPOTLE MEX GRILL|SOGO|Wang Investment Associates, Inc.|100
CMG|CHIPOTLE MEX GRILL|SPDR|SPEEDROUTE LLC|3849
CMG|CHIPOTLE MEX GRILL|SPHN|Stephens Inc.|354
CMG|CHIPOTLE MEX GRILL|SPTD|MINT GLOBAL MARKETS, INC.|30
CMG|CHIPOTLE MEX GRILL|STFL|Stifel, Nicolaus & Company, Incorporated|3768
CMG|CHIPOTLE MEX GRILL|STKP|STOCKPILE INVESTMENTS, INC.|264
CMG|CHIPOTLE MEX GRILL|SWIM|TD Ameritrade, Inc.|464950
CMG|CHIPOTLE MEX GRILL|SWST|Hilltop Securities Inc.|2564
CMG|CHIPOTLE MEX GRILL|TAGC|TELSEY ADVISORY GROUP LLC|82
CMG|CHIPOTLE MEX GRILL|TKNG|ALLY INVEST SECURITIES LLC|2660
CMG|CHIPOTLE MEX GRILL|TOUR|TOURMALINE PARTNERS, LLC|1100
CMG|CHIPOTLE MEX GRILL|TRBT|Tradebot Systems, Inc.|108978
CMG|CHIPOTLE MEX GRILL|TRCM|TRC MARKETS LLC|19215
CMG|CHIPOTLE MEX GRILL|TWTT|TASTYWORKS, INC.|1950
CMG|CHIPOTLE MEX GRILL|UBSA|UBS SECURITIES LLC|550701
CMG|CHIPOTLE MEX GRILL|UBSS|UBS Securities LLC|705464
CMG|CHIPOTLE MEX GRILL|VALX|VIRTU AMERICAS LLC|25418
CMG|CHIPOTLE MEX GRILL|VGRD|Vanguard Marketing Corporation|13791
CMG|CHIPOTLE MEX GRILL|VSIN|Vision Financial Markets Llc|25
CMG|CHIPOTLE MEX GRILL|WABR|Wall Street Access|1710
CMG|CHIPOTLE MEX GRILL|WBET|Wallachbeth Capital LLC|3580
CMG|CHIPOTLE MEX GRILL|WBLR|WILLIAM BLAIR|420
CMG|CHIPOTLE MEX GRILL|WBPX|SUMMIT SECURITIES GROUP, LLC|37642
CMG|CHIPOTLE MEX GRILL|WCHV|WELLS FARGO SECURITIES, LLC|41002
CMG|CHIPOTLE MEX GRILL|WEDB|WEDBUSH SECURITIES INC.|5293
CMG|CHIPOTLE MEX GRILL|WEED|Weeden & Co.L.P.|2192
CMG|CHIPOTLE MEX GRILL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15729
CMG|CHIPOTLE MEX GRILL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36545
CMG|CHIPOTLE MEX GRILL|WGIF|CIBC World Markets Inc.|24
CMG|CHIPOTLE MEX GRILL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|60
CMG|CHIPOTLE MEX GRILL|WSEA|WOLVERINE SECURITIES, LLC|10404
CMG|CHIPOTLE MEX GRILL|XIST|INSTINET, LLC|13246
CMG|CHIPOTLE MEX GRILL|XPQR|Jump Trading|78
CMG|CHIPOTLE MEX GRILL|XSTM|NATIONAL FINANCIAL SERVICES LLC|58058
CMG|CHIPOTLE MEX GRILL|YKNA|COMHAR CAPITAL MARKETS, LLC|33958
CMG|CHIPOTLE MEX GRILL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7853
CMI|CUMMINS INC|ABLE|NATIXIS Securities Americas LLC|151712
CMI|CUMMINS INC|AGIS|Aegis Capital Corp.|220
CMI|CUMMINS INC|ALTX|Alternet Securities Inc.|13496
CMI|CUMMINS INC|ANOS|ABEL/NOSER, L.L.C.|5578
CMI|CUMMINS INC|APCC|Apex Clearing Corporation|1681
CMI|CUMMINS INC|AQUA|AQUA SECURITIES L.P.|23500
CMI|CUMMINS INC|BALE|M&T SECURITIES, INC.|1086
CMI|CUMMINS INC|BANK|Primevest Financial Services, Inc.|1166
CMI|CUMMINS INC|BARD|Robert W. Baird & Co. Incorporated|10698
CMI|CUMMINS INC|BATM|CBOE TRADING, INC.|12622
CMI|CUMMINS INC|BAYC|BAY CREST PARTNERS, LLC|2764
CMI|CUMMINS INC|BAYT|BTIG, LLC|1200
CMI|CUMMINS INC|BBNT|BB&T SECURITIES, LLC|3040
CMI|CUMMINS INC|BERN|Sanford C. Bernstein & Co., LLC|57280
CMI|CUMMINS INC|BGCE|BGC Financial Inc.|1625
CMI|CUMMINS INC|BIDS|BIDS TRADING L.P.|300
CMI|CUMMINS INC|BIMI|Banca IMI Securities Corp.|8
CMI|CUMMINS INC|BKCM|BNY Mellon Capital Markets LLC|201
CMI|CUMMINS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37424
CMI|CUMMINS INC|BLKX|INSTINET, LLC|170134
CMI|CUMMINS INC|BNPX|BNP PARIBAS SECURITIES CORP.|59216
CMI|CUMMINS INC|BTIG|BTIG, LLC|7136
CMI|CUMMINS INC|BYXM|CBOE TRADING, INC.|3754
CMI|CUMMINS INC|BZYD|GOLDMAN SACHS & CO. LLC|34
CMI|CUMMINS INC|CABR|Cabrera Capital Markets, Inc.|16
CMI|CUMMINS INC|CANT|Cantor Fitzgerald & Co.|513
CMI|CUMMINS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|20400
CMI|CUMMINS INC|CHAS|Charles Schwab & Co., Inc.|9448
CMI|CUMMINS INC|CIBP|CIBC World Markets Corp.|245822
CMI|CUMMINS INC|CICF|Canaccord Genuity Corp.|200
CMI|CUMMINS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
CMI|CUMMINS INC|CIST|Capital Institutional Services, Inc.|8569
CMI|CUMMINS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92062
CMI|CUMMINS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|110
CMI|CUMMINS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1899
CMI|CUMMINS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|559274
CMI|CUMMINS INC|CTDL|Citadel Derivatives Group Llc|7587
CMI|CUMMINS INC|CTLR|CUTLER GROUP, LP|500
CMI|CUMMINS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|20072
CMI|CUMMINS INC|DADA|D.A. Davidson & Co.|4177
CMI|CUMMINS INC|DAVA|Davenport & Company LLC|6743
CMI|CUMMINS INC|DBAB|Deutsche Bank Securities Inc.|752370
CMI|CUMMINS INC|DBAX|Deutsche Bank Securities Inc.|413700
CMI|CUMMINS INC|DBUL|Deutsche Bank Securities Inc.|721
CMI|CUMMINS INC|DCHF|Dart Executions, LLC|1527
CMI|CUMMINS INC|DEAN|MORGAN STANLEY|17123
CMI|CUMMINS INC|DEGS|RONIN PROFESSIONAL LLC|100
CMI|CUMMINS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16307
CMI|CUMMINS INC|DRWK|DRW SECURITIES, L.L.C.|3108
CMI|CUMMINS INC|EBXL|EBX LLC|191300
CMI|CUMMINS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|20432
CMI|CUMMINS INC|EDJC|Edward Jones / CDS|168
CMI|CUMMINS INC|EDJO|Edward D. Jones & Co., L.P.|31519
CMI|CUMMINS INC|EGAM|CBOE TRADING, INC.|38189
CMI|CUMMINS INC|EGAW|CBOE TRADING, INC.|23
CMI|CUMMINS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1360
CMI|CUMMINS INC|EGXM|CBOE TRADING, INC.|4330
CMI|CUMMINS INC|EGXW|CBOE TRADING, INC.|125
CMI|CUMMINS INC|ELEV|ELEVATION, LLC|2700
CMI|CUMMINS INC|ESPO|ESPOSITO SECURITIES, LLC|2
CMI|CUMMINS INC|ETBE|Electronic Transaction Clearing, Inc.|35484
CMI|CUMMINS INC|ETCC|Electronic Transaction Clearing, Inc.|322
CMI|CUMMINS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50276
CMI|CUMMINS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|38
CMI|CUMMINS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|847
CMI|CUMMINS INC|ETRS|E*Trade Securities LLC|65676
CMI|CUMMINS INC|FBSB|U.S. Bancorp Investments, Inc.|557
CMI|CUMMINS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|3
CMI|CUMMINS INC|FILL|Tradestation Securities, Inc.|4008
CMI|CUMMINS INC|FINX|FINTECH SECURITIES|4996
CMI|CUMMINS INC|FMAF|NBCN Inc./ CDS|5417
CMI|CUMMINS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12789
CMI|CUMMINS INC|FQLS|Quantlab Securities LP|410710
CMI|CUMMINS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85837
CMI|CUMMINS INC|FTBR|Foliofn Investments, Inc.|9229
CMI|CUMMINS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2322
CMI|CUMMINS INC|GLIS|TD Securities Inc|1842
CMI|CUMMINS INC|GLPX|ACS EXECUTION SERVICES, LLC|118389
CMI|CUMMINS INC|GSCO|GOLDMAN SACHS & CO. LLC|1107368
CMI|CUMMINS INC|GSCS|GOLDMAN SACHS & CO. LLC|3561
CMI|CUMMINS INC|GSLT|GOLDMAN SACHS & CO. LLC|14516
CMI|CUMMINS INC|GTSZ|GTS SECURITIES LLC|193566
CMI|CUMMINS INC|HAPX|HAP Trading, LLC|300
CMI|CUMMINS INC|HPPX|POTAMUS TRADING, LLC|485
CMI|CUMMINS INC|HRBF|American Enterprise Investment Services Inc.|15404
CMI|CUMMINS INC|HSBC|HSBC Securities, Inc.|11001
CMI|CUMMINS INC|IATS|INTERACTIVE BROKERS LLC|10016
CMI|CUMMINS INC|IBKR|Interactive Brokers Llc|11722
CMI|CUMMINS INC|IBSJ|Integrity Brokerage Services, Inc.|456
CMI|CUMMINS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3558
CMI|CUMMINS INC|ICBX|INSTINET, LLC|45190
CMI|CUMMINS INC|IEQY|CITADEL SECURITIES LLC|150084
CMI|CUMMINS INC|INCA|INSTINET, LLC|409436
CMI|CUMMINS INC|INJX|INSTINET, LLC|5143
CMI|CUMMINS INC|INTL|INTL FCSTONE FINANCIAL INC.|12
CMI|CUMMINS INC|ITGI|ITG Inc.|101002
CMI|CUMMINS INC|ITGP|ITG INC.|254000
CMI|CUMMINS INC|JANY|Janney Montgomery Scott Inc.|22562
CMI|CUMMINS INC|JEFF|JEFFERIES LLC|91300
CMI|CUMMINS INC|JMPT|JUMP TRADING, LLC|48650
CMI|CUMMINS INC|JONE|JonesTrading|35
CMI|CUMMINS INC|JPBX|J.P. MORGAN SECURITIES LLC|98051
CMI|CUMMINS INC|JPMX|J.P. Morgan Securities LLC|500066
CMI|CUMMINS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
CMI|CUMMINS INC|JSJX|JANE STREET CAPITAL LLC|7224
CMI|CUMMINS INC|KCGM|VIRTU Americas LLC|64937
CMI|CUMMINS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|40000
CMI|CUMMINS INC|LEHM|Barclays Capital Inc./Le|748898
CMI|CUMMINS INC|LGNT|COR CLEARING LLC|1
CMI|CUMMINS INC|LIME|Lime Brokerage LLC|78091
CMI|CUMMINS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
CMI|CUMMINS INC|LOOP|Loop Capital Markets LLC|1031
CMI|CUMMINS INC|LQNA|LIQUIDNET, INC.|6400
CMI|CUMMINS INC|LSCI|Lek Securities Corporation|228
CMI|CUMMINS INC|MACC|Mid Atlantic Capital Corporation|5601
CMI|CUMMINS INC|MACQ|Macquarie Capital (USA) Inc.|1100
CMI|CUMMINS INC|MAXM|Maxim Group LLC|3850
CMI|CUMMINS INC|MBTS|ALLY INVEST SECURITIES LLC|842
CMI|CUMMINS INC|MCMF|Raymond James Ltd. Cds|922
CMI|CUMMINS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81911
CMI|CUMMINS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
CMI|CUMMINS INC|MNDX|TJM Investments, LLC|2016
CMI|CUMMINS INC|MOTF|MOTIF INVESTING, INC.|27
CMI|CUMMINS INC|MPSG|E D & F Man Capital Markets Inc.|666
CMI|CUMMINS INC|MSCO|MORGAN STANLEY & CO. LLC|2126527
CMI|CUMMINS INC|MSPL|MORGAN STANLEY & CO. LLC|268900
CMI|CUMMINS INC|MSTX|MORGAN STANLEY & CO. LLC|188700
CMI|CUMMINS INC|NATL|National Securities Corporation|808
CMI|CUMMINS INC|NBCS|NBC Securities, INC.|96
CMI|CUMMINS INC|NEED|Needham & Company, LLC|623
CMI|CUMMINS INC|NEUB|NEUBERGER BERMAN BD LLC|31
CMI|CUMMINS INC|NFSC|National Financial Services LLC|373958
CMI|CUMMINS INC|NITE|VIRTU Americas LLC|767731
CMI|CUMMINS INC|NITP|VIRTU Americas LLC|100
CMI|CUMMINS INC|NQRB|Brut, LLC|14437
CMI|CUMMINS INC|NTBF|BMO Nesbitt Burns Inc./CDS|696
CMI|CUMMINS INC|NTRC|Northern Trust Securities, Inc.|27
CMI|CUMMINS INC|OHOS|TWO SIGMA SECURITIES, LLC|109419
CMI|CUMMINS INC|OPCO|Oppenheimer & Co. Inc.|5901
CMI|CUMMINS INC|PDQM|CODA MARKETS, INC.|240715
CMI|CUMMINS INC|PHLY|NASDAQ Execution Services, LLC|17800
CMI|CUMMINS INC|PICT|Pictet Overseas Inc.|300
CMI|CUMMINS INC|PIPR|Piper Jaffray & Co.|224
CMI|CUMMINS INC|PWJC|UBS Financial Services, Inc.|15665
CMI|CUMMINS INC|QMSR|QUATTRO M SECURITIES INC.|1087
CMI|CUMMINS INC|RBCM|RBC CAPITAL MARKETS, LLC|46222
CMI|CUMMINS INC|RGLD|Regal Securities, Inc|100
CMI|CUMMINS INC|SAGL|SAGETRADER, LLC|134218
CMI|CUMMINS INC|SAGW|SAGETRADER, LLC|2
CMI|CUMMINS INC|SALI|INTL FCSTONE FINANCIAL INC.|703
CMI|CUMMINS INC|SBSH|Citigroup Global Markets Inc.|173756
CMI|CUMMINS INC|SEIC|SEI Investments Distribution Co.|500
CMI|CUMMINS INC|SGMT|GOLDMAN SACHS & CO. LLC|123805
CMI|CUMMINS INC|SIDC|Sidoti & Company, LLC|100
CMI|CUMMINS INC|SJLS|TRADE INFORMATICS LLC|15700
CMI|CUMMINS INC|SPDR|SPEEDROUTE LLC|24811
CMI|CUMMINS INC|SPHN|Stephens Inc.|1149
CMI|CUMMINS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
CMI|CUMMINS INC|STFL|Stifel, Nicolaus & Company, Incorporated|14742
CMI|CUMMINS INC|STKP|STOCKPILE INVESTMENTS, INC.|30
CMI|CUMMINS INC|STSE|SOUTHERN TRUST SECURITIES, INC.|200
CMI|CUMMINS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3517
CMI|CUMMINS INC|SWIM|TD Ameritrade, Inc.|23914
CMI|CUMMINS INC|SWST|Hilltop Securities Inc.|4276
CMI|CUMMINS INC|TAGC|TELSEY ADVISORY GROUP LLC|159
CMI|CUMMINS INC|TKNG|ALLY INVEST SECURITIES LLC|1213
CMI|CUMMINS INC|TRBT|Tradebot Systems, Inc.|230743
CMI|CUMMINS INC|TRCM|TRC MARKETS LLC|195483
CMI|CUMMINS INC|TWTT|TASTYWORKS, INC.|370
CMI|CUMMINS INC|UBSA|UBS SECURITIES LLC|719141
CMI|CUMMINS INC|UBSS|UBS Securities LLC|1202375
CMI|CUMMINS INC|VALX|VIRTU AMERICAS LLC|11231
CMI|CUMMINS INC|VGRD|Vanguard Marketing Corporation|21085
CMI|CUMMINS INC|WABR|Wall Street Access|3196
CMI|CUMMINS INC|WBLR|WILLIAM BLAIR|2878
CMI|CUMMINS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1385
CMI|CUMMINS INC|WCHV|WELLS FARGO SECURITIES, LLC|199729
CMI|CUMMINS INC|WDNX|WEEDEN & CO.L.P.|22600
CMI|CUMMINS INC|WEDB|WEDBUSH SECURITIES INC.|6052
CMI|CUMMINS INC|WEED|Weeden & Co.L.P.|324
CMI|CUMMINS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36542
CMI|CUMMINS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44953
CMI|CUMMINS INC|WGIF|CIBC World Markets Inc.|3688
CMI|CUMMINS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1113
CMI|CUMMINS INC|WOLF|Wolfe Trahan Securities|600
CMI|CUMMINS INC|WSEA|WOLVERINE SECURITIES, LLC|12141
CMI|CUMMINS INC|XIST|INSTINET, LLC|26622
CMI|CUMMINS INC|XPQR|Jump Trading|2500
CMI|CUMMINS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|58352
CMI|CUMMINS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|14211
CMI|CUMMINS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20096
CMO|CAPSTEAD MORTGAGE CP|ALTX|Alternet Securities Inc.|1072
CMO|CAPSTEAD MORTGAGE CP|APCC|Apex Clearing Corporation|1178
CMO|CAPSTEAD MORTGAGE CP|BARD|Robert W. Baird & Co. Incorporated|226
CMO|CAPSTEAD MORTGAGE CP|BATM|CBOE TRADING, INC.|300
CMO|CAPSTEAD MORTGAGE CP|BAYC|BAY CREST PARTNERS, LLC|267
CMO|CAPSTEAD MORTGAGE CP|BBNT|BB&T SECURITIES, LLC|900
CMO|CAPSTEAD MORTGAGE CP|BERN|Sanford C. Bernstein & Co., LLC|12124
CMO|CAPSTEAD MORTGAGE CP|BIDS|BIDS TRADING L.P.|1800
CMO|CAPSTEAD MORTGAGE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9753
CMO|CAPSTEAD MORTGAGE CP|BNPX|BNP PARIBAS SECURITIES CORP.|21553
CMO|CAPSTEAD MORTGAGE CP|BRVL|BLAYLOCK VAN, LLC|4200
CMO|CAPSTEAD MORTGAGE CP|BTIG|BTIG, LLC|13371
CMO|CAPSTEAD MORTGAGE CP|BYXM|CBOE TRADING, INC.|100
CMO|CAPSTEAD MORTGAGE CP|BZYD|GOLDMAN SACHS & CO. LLC|5779
CMO|CAPSTEAD MORTGAGE CP|CANT|Cantor Fitzgerald & Co.|78362
CMO|CAPSTEAD MORTGAGE CP|CHAS|Charles Schwab & Co., Inc.|89074
CMO|CAPSTEAD MORTGAGE CP|CIST|Capital Institutional Services, Inc.|12320
CMO|CAPSTEAD MORTGAGE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73964
CMO|CAPSTEAD MORTGAGE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99230
CMO|CAPSTEAD MORTGAGE CP|CTDL|Citadel Derivatives Group Llc|1171
CMO|CAPSTEAD MORTGAGE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|59588
CMO|CAPSTEAD MORTGAGE CP|DBAB|Deutsche Bank Securities Inc.|64866
CMO|CAPSTEAD MORTGAGE CP|DBAX|Deutsche Bank Securities Inc.|138300
CMO|CAPSTEAD MORTGAGE CP|DEAN|MORGAN STANLEY|1663
CMO|CAPSTEAD MORTGAGE CP|EBXL|EBX LLC|45400
CMO|CAPSTEAD MORTGAGE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|505
CMO|CAPSTEAD MORTGAGE CP|EDJO|Edward D. Jones & Co., L.P.|3546
CMO|CAPSTEAD MORTGAGE CP|EGAM|CBOE TRADING, INC.|1746
CMO|CAPSTEAD MORTGAGE CP|EGXM|CBOE TRADING, INC.|472
CMO|CAPSTEAD MORTGAGE CP|ETBE|Electronic Transaction Clearing, Inc.|1400
CMO|CAPSTEAD MORTGAGE CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
CMO|CAPSTEAD MORTGAGE CP|ETRS|E*Trade Securities LLC|25366
CMO|CAPSTEAD MORTGAGE CP|FBSB|U.S. Bancorp Investments, Inc.|358
CMO|CAPSTEAD MORTGAGE CP|FILL|Tradestation Securities, Inc.|2200
CMO|CAPSTEAD MORTGAGE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
CMO|CAPSTEAD MORTGAGE CP|FQLS|Quantlab Securities LP|51087
CMO|CAPSTEAD MORTGAGE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68635
CMO|CAPSTEAD MORTGAGE CP|FTBR|Foliofn Investments, Inc.|2225
CMO|CAPSTEAD MORTGAGE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
CMO|CAPSTEAD MORTGAGE CP|GLIS|TD Securities Inc|100
CMO|CAPSTEAD MORTGAGE CP|GLPX|ACS EXECUTION SERVICES, LLC|2728
CMO|CAPSTEAD MORTGAGE CP|GSCO|GOLDMAN SACHS & CO. LLC|277525
CMO|CAPSTEAD MORTGAGE CP|GSCS|GOLDMAN SACHS & CO. LLC|100
CMO|CAPSTEAD MORTGAGE CP|GSLT|GOLDMAN SACHS & CO. LLC|619
CMO|CAPSTEAD MORTGAGE CP|GTSY|GTS SECURITIES LLC|600
CMO|CAPSTEAD MORTGAGE CP|GTSZ|GTS SECURITIES LLC|43962
CMO|CAPSTEAD MORTGAGE CP|HRBF|American Enterprise Investment Services Inc.|2144
CMO|CAPSTEAD MORTGAGE CP|IATS|INTERACTIVE BROKERS LLC|8503
CMO|CAPSTEAD MORTGAGE CP|IBKR|Interactive Brokers Llc|11504
CMO|CAPSTEAD MORTGAGE CP|ICBX|INSTINET, LLC|43283
CMO|CAPSTEAD MORTGAGE CP|IEQY|CITADEL SECURITIES LLC|8428
CMO|CAPSTEAD MORTGAGE CP|INCA|INSTINET, LLC|78270
CMO|CAPSTEAD MORTGAGE CP|INJX|INSTINET, LLC|100
CMO|CAPSTEAD MORTGAGE CP|ITGI|ITG Inc.|14667
CMO|CAPSTEAD MORTGAGE CP|ITGP|ITG INC.|49200
CMO|CAPSTEAD MORTGAGE CP|JANY|Janney Montgomery Scott Inc.|1561
CMO|CAPSTEAD MORTGAGE CP|JEFF|JEFFERIES LLC|129831
CMO|CAPSTEAD MORTGAGE CP|JMPT|JUMP TRADING, LLC|1579
CMO|CAPSTEAD MORTGAGE CP|JPBX|J.P. MORGAN SECURITIES LLC|48199
CMO|CAPSTEAD MORTGAGE CP|JPMX|J.P. Morgan Securities LLC|127685
CMO|CAPSTEAD MORTGAGE CP|JSJX|JANE STREET CAPITAL LLC|3418
CMO|CAPSTEAD MORTGAGE CP|KCGM|VIRTU Americas LLC|15900
CMO|CAPSTEAD MORTGAGE CP|LEHM|Barclays Capital Inc./Le|516987
CMO|CAPSTEAD MORTGAGE CP|LIME|Lime Brokerage LLC|34816
CMO|CAPSTEAD MORTGAGE CP|LIWE|LIME BROKERAGE LLC|500
CMO|CAPSTEAD MORTGAGE CP|LOOP|Loop Capital Markets LLC|2255
CMO|CAPSTEAD MORTGAGE CP|LQNA|LIQUIDNET, INC.|32300
CMO|CAPSTEAD MORTGAGE CP|LSCI|Lek Securities Corporation|81
CMO|CAPSTEAD MORTGAGE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103015
CMO|CAPSTEAD MORTGAGE CP|MSCO|MORGAN STANLEY & CO. LLC|288331
CMO|CAPSTEAD MORTGAGE CP|MSPL|MORGAN STANLEY & CO. LLC|316700
CMO|CAPSTEAD MORTGAGE CP|MSTX|MORGAN STANLEY & CO. LLC|64200
CMO|CAPSTEAD MORTGAGE CP|NFSC|National Financial Services LLC|154423
CMO|CAPSTEAD MORTGAGE CP|NITE|VIRTU Americas LLC|795383
CMO|CAPSTEAD MORTGAGE CP|NITP|VIRTU Americas LLC|11835
CMO|CAPSTEAD MORTGAGE CP|NQRB|Brut, LLC|300
CMO|CAPSTEAD MORTGAGE CP|NTBF|BMO Nesbitt Burns Inc./CDS|400
CMO|CAPSTEAD MORTGAGE CP|NTRC|Northern Trust Securities, Inc.|4811
CMO|CAPSTEAD MORTGAGE CP|OPCO|Oppenheimer & Co. Inc.|5313
CMO|CAPSTEAD MORTGAGE CP|PDQM|CODA MARKETS, INC.|3311
CMO|CAPSTEAD MORTGAGE CP|PWJC|UBS Financial Services, Inc.|100
CMO|CAPSTEAD MORTGAGE CP|QMSR|QUATTRO M SECURITIES INC.|460
CMO|CAPSTEAD MORTGAGE CP|RBCM|RBC CAPITAL MARKETS, LLC|7848
CMO|CAPSTEAD MORTGAGE CP|SAGW|SAGETRADER, LLC|276
CMO|CAPSTEAD MORTGAGE CP|SALI|INTL FCSTONE FINANCIAL INC.|30
CMO|CAPSTEAD MORTGAGE CP|SBRX|MURIEL SIEBERT & CO INC|250
CMO|CAPSTEAD MORTGAGE CP|SBSH|Citigroup Global Markets Inc.|58578
CMO|CAPSTEAD MORTGAGE CP|SGMT|GOLDMAN SACHS & CO. LLC|77877
CMO|CAPSTEAD MORTGAGE CP|SPDR|SPEEDROUTE LLC|800
CMO|CAPSTEAD MORTGAGE CP|STFL|Stifel, Nicolaus & Company, Incorporated|1768
CMO|CAPSTEAD MORTGAGE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6439
CMO|CAPSTEAD MORTGAGE CP|SWIM|TD Ameritrade, Inc.|11609
CMO|CAPSTEAD MORTGAGE CP|SWST|Hilltop Securities Inc.|100
CMO|CAPSTEAD MORTGAGE CP|TKNG|ALLY INVEST SECURITIES LLC|300
CMO|CAPSTEAD MORTGAGE CP|TRBT|Tradebot Systems, Inc.|26264
CMO|CAPSTEAD MORTGAGE CP|TRCM|TRC MARKETS LLC|10086
CMO|CAPSTEAD MORTGAGE CP|UBSA|UBS SECURITIES LLC|394410
CMO|CAPSTEAD MORTGAGE CP|UBSS|UBS Securities LLC|277598
CMO|CAPSTEAD MORTGAGE CP|VALX|VIRTU AMERICAS LLC|28279
CMO|CAPSTEAD MORTGAGE CP|VGRD|Vanguard Marketing Corporation|30427
CMO|CAPSTEAD MORTGAGE CP|WBLR|WILLIAM BLAIR|245
CMO|CAPSTEAD MORTGAGE CP|WCHV|WELLS FARGO SECURITIES, LLC|26727
CMO|CAPSTEAD MORTGAGE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|534964
CMO|CAPSTEAD MORTGAGE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
CMO|CAPSTEAD MORTGAGE CP|WSEA|WOLVERINE SECURITIES, LLC|876
CMO|CAPSTEAD MORTGAGE CP|XIST|INSTINET, LLC|144016
CMO|CAPSTEAD MORTGAGE CP|XPQR|Jump Trading|23
CMO|CAPSTEAD MORTGAGE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|29560
CMO|CAPSTEAD MORTGAGE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|77
CMO|CAPSTEAD MORTGAGE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4812
CMO$E|CAPSTEAD MORTGAGE|BBNT|BB&T SECURITIES, LLC|360
CMO$E|CAPSTEAD MORTGAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
CMO$E|CAPSTEAD MORTGAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1178
CMO$E|CAPSTEAD MORTGAGE|DBAX|Deutsche Bank Securities Inc.|500
CMO$E|CAPSTEAD MORTGAGE|DEAN|MORGAN STANLEY|1290
CMO$E|CAPSTEAD MORTGAGE|EBXL|EBX LLC|300
CMO$E|CAPSTEAD MORTGAGE|EDJO|Edward D. Jones & Co., L.P.|90
CMO$E|CAPSTEAD MORTGAGE|ETRS|E*Trade Securities LLC|31849
CMO$E|CAPSTEAD MORTGAGE|FTBR|Foliofn Investments, Inc.|72
CMO$E|CAPSTEAD MORTGAGE|GSCO|GOLDMAN SACHS & CO. LLC|300
CMO$E|CAPSTEAD MORTGAGE|GTSZ|GTS SECURITIES LLC|100
CMO$E|CAPSTEAD MORTGAGE|HRBF|American Enterprise Investment Services Inc.|6297
CMO$E|CAPSTEAD MORTGAGE|IATS|INTERACTIVE BROKERS LLC|700
CMO$E|CAPSTEAD MORTGAGE|IBKR|Interactive Brokers Llc|9154
CMO$E|CAPSTEAD MORTGAGE|INCA|INSTINET, LLC|179
CMO$E|CAPSTEAD MORTGAGE|ITGI|ITG Inc.|1195
CMO$E|CAPSTEAD MORTGAGE|JANY|Janney Montgomery Scott Inc.|21
CMO$E|CAPSTEAD MORTGAGE|KCGM|VIRTU Americas LLC|500
CMO$E|CAPSTEAD MORTGAGE|LIME|Lime Brokerage LLC|595
CMO$E|CAPSTEAD MORTGAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CMO$E|CAPSTEAD MORTGAGE|MSCO|MORGAN STANLEY & CO. LLC|5128
CMO$E|CAPSTEAD MORTGAGE|NFSC|National Financial Services LLC|15921
CMO$E|CAPSTEAD MORTGAGE|NITE|VIRTU Americas LLC|40033
CMO$E|CAPSTEAD MORTGAGE|NQRB|Brut, LLC|200
CMO$E|CAPSTEAD MORTGAGE|OPCO|Oppenheimer & Co. Inc.|1235
CMO$E|CAPSTEAD MORTGAGE|PWJC|UBS Financial Services, Inc.|800
CMO$E|CAPSTEAD MORTGAGE|SPDR|SPEEDROUTE LLC|1400
CMO$E|CAPSTEAD MORTGAGE|STFL|Stifel, Nicolaus & Company, Incorporated|576
CMO$E|CAPSTEAD MORTGAGE|SWIM|TD Ameritrade, Inc.|1295
CMO$E|CAPSTEAD MORTGAGE|TRBT|Tradebot Systems, Inc.|500
CMO$E|CAPSTEAD MORTGAGE|UBSA|UBS SECURITIES LLC|1673
CMO$E|CAPSTEAD MORTGAGE|UBSS|UBS Securities LLC|7972
CMO$E|CAPSTEAD MORTGAGE|VGRD|Vanguard Marketing Corporation|625
CMO$E|CAPSTEAD MORTGAGE|WCHV|WELLS FARGO SECURITIES, LLC|29640
CMO$E|CAPSTEAD MORTGAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|474
CMP|COMPASS MINERALS INT|ANDG|Andrew Garrett Inc.|13430
CMP|COMPASS MINERALS INT|ANOS|ABEL/NOSER, L.L.C.|13287
CMP|COMPASS MINERALS INT|APCC|Apex Clearing Corporation|99
CMP|COMPASS MINERALS INT|BANK|Primevest Financial Services, Inc.|139
CMP|COMPASS MINERALS INT|BARD|Robert W. Baird & Co. Incorporated|5440
CMP|COMPASS MINERALS INT|BATM|CBOE TRADING, INC.|5561
CMP|COMPASS MINERALS INT|BBNT|BB&T SECURITIES, LLC|12012
CMP|COMPASS MINERALS INT|BERN|Sanford C. Bernstein & Co., LLC|22845
CMP|COMPASS MINERALS INT|BIDS|BIDS TRADING L.P.|67100
CMP|COMPASS MINERALS INT|BKCM|BNY Mellon Capital Markets LLC|6581
CMP|COMPASS MINERALS INT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4230
CMP|COMPASS MINERALS INT|BLKX|INSTINET, LLC|25246
CMP|COMPASS MINERALS INT|BNPX|BNP PARIBAS SECURITIES CORP.|7877
CMP|COMPASS MINERALS INT|BRVL|BLAYLOCK VAN, LLC|100
CMP|COMPASS MINERALS INT|BTIG|BTIG, LLC|450
CMP|COMPASS MINERALS INT|BYXM|CBOE TRADING, INC.|400
CMP|COMPASS MINERALS INT|BZYD|GOLDMAN SACHS & CO. LLC|261
CMP|COMPASS MINERALS INT|CANT|Cantor Fitzgerald & Co.|22
CMP|COMPASS MINERALS INT|CHAS|Charles Schwab & Co., Inc.|205
CMP|COMPASS MINERALS INT|CIST|Capital Institutional Services, Inc.|297
CMP|COMPASS MINERALS INT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100292
CMP|COMPASS MINERALS INT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|827
CMP|COMPASS MINERALS INT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1900
CMP|COMPASS MINERALS INT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78409
CMP|COMPASS MINERALS INT|CTDL|Citadel Derivatives Group Llc|310
CMP|COMPASS MINERALS INT|CTLR|CUTLER GROUP, LP|200
CMP|COMPASS MINERALS INT|CXCX|CITIGROUP GLOBAL MARKETS INC.|30936
CMP|COMPASS MINERALS INT|DADA|D.A. Davidson & Co.|1349
CMP|COMPASS MINERALS INT|DBAB|Deutsche Bank Securities Inc.|24581
CMP|COMPASS MINERALS INT|DBAX|Deutsche Bank Securities Inc.|144900
CMP|COMPASS MINERALS INT|DBUL|Deutsche Bank Securities Inc.|1528
CMP|COMPASS MINERALS INT|DCHF|Dart Executions, LLC|195
CMP|COMPASS MINERALS INT|DEAN|MORGAN STANLEY|1438
CMP|COMPASS MINERALS INT|DEGS|RONIN PROFESSIONAL LLC|200
CMP|COMPASS MINERALS INT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2214
CMP|COMPASS MINERALS INT|EBXL|EBX LLC|74900
CMP|COMPASS MINERALS INT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1705
CMP|COMPASS MINERALS INT|EDJC|Edward Jones / CDS|38
CMP|COMPASS MINERALS INT|EDJO|Edward D. Jones & Co., L.P.|5017
CMP|COMPASS MINERALS INT|EGAM|CBOE TRADING, INC.|8852
CMP|COMPASS MINERALS INT|EGXM|CBOE TRADING, INC.|532
CMP|COMPASS MINERALS INT|EGXW|CBOE TRADING, INC.|391
CMP|COMPASS MINERALS INT|ELEV|ELEVATION, LLC|3106
CMP|COMPASS MINERALS INT|ESPO|ESPOSITO SECURITIES, LLC|630
CMP|COMPASS MINERALS INT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
CMP|COMPASS MINERALS INT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11584
CMP|COMPASS MINERALS INT|ETRS|E*Trade Securities LLC|15617
CMP|COMPASS MINERALS INT|FBSB|U.S. Bancorp Investments, Inc.|103
CMP|COMPASS MINERALS INT|FILL|Tradestation Securities, Inc.|300
CMP|COMPASS MINERALS INT|FINX|FINTECH SECURITIES|951
CMP|COMPASS MINERALS INT|FMAF|NBCN Inc./ CDS|279
CMP|COMPASS MINERALS INT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
CMP|COMPASS MINERALS INT|FQLS|Quantlab Securities LP|47048
CMP|COMPASS MINERALS INT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8084
CMP|COMPASS MINERALS INT|FTBR|Foliofn Investments, Inc.|1778
CMP|COMPASS MINERALS INT|GLIS|TD Securities Inc|1000
CMP|COMPASS MINERALS INT|GLPX|ACS EXECUTION SERVICES, LLC|1619
CMP|COMPASS MINERALS INT|GSCO|GOLDMAN SACHS & CO. LLC|238894
CMP|COMPASS MINERALS INT|GSCS|GOLDMAN SACHS & CO. LLC|4123
CMP|COMPASS MINERALS INT|GSLT|GOLDMAN SACHS & CO. LLC|661
CMP|COMPASS MINERALS INT|GTSZ|GTS SECURITIES LLC|8875
CMP|COMPASS MINERALS INT|HRBF|American Enterprise Investment Services Inc.|3177
CMP|COMPASS MINERALS INT|IATS|INTERACTIVE BROKERS LLC|6237
CMP|COMPASS MINERALS INT|IBKR|Interactive Brokers Llc|4090
CMP|COMPASS MINERALS INT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|54
CMP|COMPASS MINERALS INT|ICBX|INSTINET, LLC|70246
CMP|COMPASS MINERALS INT|IEQY|CITADEL SECURITIES LLC|24236
CMP|COMPASS MINERALS INT|INCA|INSTINET, LLC|48636
CMP|COMPASS MINERALS INT|INJX|INSTINET, LLC|321
CMP|COMPASS MINERALS INT|ITGI|ITG Inc.|10430
CMP|COMPASS MINERALS INT|ITGP|ITG INC.|34400
CMP|COMPASS MINERALS INT|JANY|Janney Montgomery Scott Inc.|233
CMP|COMPASS MINERALS INT|JEFF|JEFFERIES LLC|28170
CMP|COMPASS MINERALS INT|JMPT|JUMP TRADING, LLC|6339
CMP|COMPASS MINERALS INT|JONE|JonesTrading|35
CMP|COMPASS MINERALS INT|JPBX|J.P. MORGAN SECURITIES LLC|20828
CMP|COMPASS MINERALS INT|JPMX|J.P. Morgan Securities LLC|94585
CMP|COMPASS MINERALS INT|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
CMP|COMPASS MINERALS INT|JSJX|JANE STREET CAPITAL LLC|6439
CMP|COMPASS MINERALS INT|KCGM|VIRTU Americas LLC|12163
CMP|COMPASS MINERALS INT|LEHM|Barclays Capital Inc./Le|134393
CMP|COMPASS MINERALS INT|LIME|Lime Brokerage LLC|4551
CMP|COMPASS MINERALS INT|LQNA|LIQUIDNET, INC.|103500
CMP|COMPASS MINERALS INT|LQNB|LIQUIDNET, INC.|8300
CMP|COMPASS MINERALS INT|LSCI|Lek Securities Corporation|34
CMP|COMPASS MINERALS INT|MACC|Mid Atlantic Capital Corporation|875
CMP|COMPASS MINERALS INT|MACQ|Macquarie Capital (USA) Inc.|400
CMP|COMPASS MINERALS INT|MAXM|Maxim Group LLC|800
CMP|COMPASS MINERALS INT|MBTS|ALLY INVEST SECURITIES LLC|10
CMP|COMPASS MINERALS INT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58608
CMP|COMPASS MINERALS INT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|446
CMP|COMPASS MINERALS INT|MSCO|MORGAN STANLEY & CO. LLC|153776
CMP|COMPASS MINERALS INT|MSPL|MORGAN STANLEY & CO. LLC|153800
CMP|COMPASS MINERALS INT|MSTX|MORGAN STANLEY & CO. LLC|24900
CMP|COMPASS MINERALS INT|MZHO|Mizuho Securities USA LLC|486394
CMP|COMPASS MINERALS INT|NFSC|National Financial Services LLC|79608
CMP|COMPASS MINERALS INT|NITE|VIRTU Americas LLC|101645
CMP|COMPASS MINERALS INT|NITP|VIRTU Americas LLC|200
CMP|COMPASS MINERALS INT|NQRB|Brut, LLC|2706
CMP|COMPASS MINERALS INT|NTRC|Northern Trust Securities, Inc.|324
CMP|COMPASS MINERALS INT|OPCO|Oppenheimer & Co. Inc.|583
CMP|COMPASS MINERALS INT|PDQM|CODA MARKETS, INC.|21386
CMP|COMPASS MINERALS INT|PHLY|NASDAQ Execution Services, LLC|2600
CMP|COMPASS MINERALS INT|PWJC|UBS Financial Services, Inc.|745
CMP|COMPASS MINERALS INT|RBCM|RBC CAPITAL MARKETS, LLC|5213
CMP|COMPASS MINERALS INT|SAGL|SAGETRADER, LLC|200
CMP|COMPASS MINERALS INT|SAGW|SAGETRADER, LLC|100
CMP|COMPASS MINERALS INT|SBSH|Citigroup Global Markets Inc.|75499
CMP|COMPASS MINERALS INT|SGMT|GOLDMAN SACHS & CO. LLC|60068
CMP|COMPASS MINERALS INT|SPDR|SPEEDROUTE LLC|4700
CMP|COMPASS MINERALS INT|SPHN|Stephens Inc.|18
CMP|COMPASS MINERALS INT|STFL|Stifel, Nicolaus & Company, Incorporated|6309
CMP|COMPASS MINERALS INT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
CMP|COMPASS MINERALS INT|SWIM|TD Ameritrade, Inc.|4342
CMP|COMPASS MINERALS INT|SWST|Hilltop Securities Inc.|6430
CMP|COMPASS MINERALS INT|TKNG|ALLY INVEST SECURITIES LLC|18
CMP|COMPASS MINERALS INT|TRBT|Tradebot Systems, Inc.|3111
CMP|COMPASS MINERALS INT|TRCM|TRC MARKETS LLC|13507
CMP|COMPASS MINERALS INT|UBSA|UBS SECURITIES LLC|233456
CMP|COMPASS MINERALS INT|UBSS|UBS Securities LLC|165983
CMP|COMPASS MINERALS INT|VALX|VIRTU AMERICAS LLC|7268
CMP|COMPASS MINERALS INT|VGRD|Vanguard Marketing Corporation|8145
CMP|COMPASS MINERALS INT|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CMP|COMPASS MINERALS INT|WCHV|WELLS FARGO SECURITIES, LLC|13982
CMP|COMPASS MINERALS INT|WEDB|WEDBUSH SECURITIES INC.|152
CMP|COMPASS MINERALS INT|WEED|Weeden & Co.L.P.|100
CMP|COMPASS MINERALS INT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3225
CMP|COMPASS MINERALS INT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4514
CMP|COMPASS MINERALS INT|WGIF|CIBC World Markets Inc.|6
CMP|COMPASS MINERALS INT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|324
CMP|COMPASS MINERALS INT|WSEA|WOLVERINE SECURITIES, LLC|1252
CMP|COMPASS MINERALS INT|XIST|INSTINET, LLC|11000
CMP|COMPASS MINERALS INT|XSTM|NATIONAL FINANCIAL SERVICES LLC|21086
CMP|COMPASS MINERALS INT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11507
CMPR|CIMPRESS N.V. ORD|ALLN|Allen & Company LLC|499
CMPR|CIMPRESS N.V. ORD|ALTX|Alternet Securities Inc.|1100
CMPR|CIMPRESS N.V. ORD|ANDG|Andrew Garrett Inc.|75659
CMPR|CIMPRESS N.V. ORD|APCC|Apex Clearing Corporation|31
CMPR|CIMPRESS N.V. ORD|BARD|Robert W. Baird & Co. Incorporated|6
CMPR|CIMPRESS N.V. ORD|BATM|CBOE TRADING, INC.|3951
CMPR|CIMPRESS N.V. ORD|BAYC|BAY CREST PARTNERS, LLC|1287
CMPR|CIMPRESS N.V. ORD|BAYT|BTIG, LLC|1094
CMPR|CIMPRESS N.V. ORD|BBNT|BB&T SECURITIES, LLC|13
CMPR|CIMPRESS N.V. ORD|BERN|Sanford C. Bernstein & Co., LLC|37478
CMPR|CIMPRESS N.V. ORD|BIDS|BIDS TRADING L.P.|100
CMPR|CIMPRESS N.V. ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|809
CMPR|CIMPRESS N.V. ORD|BLKX|INSTINET, LLC|5000
CMPR|CIMPRESS N.V. ORD|BMOC|BMO Capital Markets Corp.|3879
CMPR|CIMPRESS N.V. ORD|BNPX|BNP PARIBAS SECURITIES CORP.|1154
CMPR|CIMPRESS N.V. ORD|BTIG|BTIG, LLC|5516
CMPR|CIMPRESS N.V. ORD|BYXM|CBOE TRADING, INC.|1312
CMPR|CIMPRESS N.V. ORD|BZYD|GOLDMAN SACHS & CO. LLC|100
CMPR|CIMPRESS N.V. ORD|CANT|Cantor Fitzgerald & Co.|304
CMPR|CIMPRESS N.V. ORD|CHAS|Charles Schwab & Co., Inc.|575
CMPR|CIMPRESS N.V. ORD|CHLM|Craig-Hallum Capital Group LLC|200
CMPR|CIMPRESS N.V. ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42088
CMPR|CIMPRESS N.V. ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1026
CMPR|CIMPRESS N.V. ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|334
CMPR|CIMPRESS N.V. ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81228
CMPR|CIMPRESS N.V. ORD|CTDL|Citadel Derivatives Group Llc|3063
CMPR|CIMPRESS N.V. ORD|CTLR|CUTLER GROUP, LP|78
CMPR|CIMPRESS N.V. ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|4288
CMPR|CIMPRESS N.V. ORD|DADA|D.A. Davidson & Co.|29
CMPR|CIMPRESS N.V. ORD|DBAB|Deutsche Bank Securities Inc.|193381
CMPR|CIMPRESS N.V. ORD|DBAX|Deutsche Bank Securities Inc.|74100
CMPR|CIMPRESS N.V. ORD|DBUL|Deutsche Bank Securities Inc.|146
CMPR|CIMPRESS N.V. ORD|DEAN|MORGAN STANLEY|623
CMPR|CIMPRESS N.V. ORD|DEGS|RONIN PROFESSIONAL LLC|900
CMPR|CIMPRESS N.V. ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1279
CMPR|CIMPRESS N.V. ORD|EBXL|EBX LLC|23500
CMPR|CIMPRESS N.V. ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|67
CMPR|CIMPRESS N.V. ORD|EDJO|Edward D. Jones & Co., L.P.|30
CMPR|CIMPRESS N.V. ORD|EGAM|CBOE TRADING, INC.|1688
CMPR|CIMPRESS N.V. ORD|EGAW|CBOE TRADING, INC.|101
CMPR|CIMPRESS N.V. ORD|EGMT|EG MARKET TECHNOLOGIES LLC|1000
CMPR|CIMPRESS N.V. ORD|EGXM|CBOE TRADING, INC.|109
CMPR|CIMPRESS N.V. ORD|ETBE|Electronic Transaction Clearing, Inc.|1260
CMPR|CIMPRESS N.V. ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2400
CMPR|CIMPRESS N.V. ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18537
CMPR|CIMPRESS N.V. ORD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CMPR|CIMPRESS N.V. ORD|ETRS|E*Trade Securities LLC|4462
CMPR|CIMPRESS N.V. ORD|FBCO|Credit Suisse Securities (USA) LLC|117165
CMPR|CIMPRESS N.V. ORD|FILL|Tradestation Securities, Inc.|26
CMPR|CIMPRESS N.V. ORD|FMAF|NBCN Inc./ CDS|1171
CMPR|CIMPRESS N.V. ORD|FOMA|TD AMERITRADE CLEARING, INC.|5620
CMPR|CIMPRESS N.V. ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2111
CMPR|CIMPRESS N.V. ORD|FQLS|Quantlab Securities LP|64469
CMPR|CIMPRESS N.V. ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33304
CMPR|CIMPRESS N.V. ORD|FTBR|Foliofn Investments, Inc.|307
CMPR|CIMPRESS N.V. ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|9039
CMPR|CIMPRESS N.V. ORD|GLPX|ACS EXECUTION SERVICES, LLC|25696
CMPR|CIMPRESS N.V. ORD|GSCO|GOLDMAN SACHS & CO. LLC|231262
CMPR|CIMPRESS N.V. ORD|GSCS|GOLDMAN SACHS & CO. LLC|1732
CMPR|CIMPRESS N.V. ORD|GSLT|GOLDMAN SACHS & CO. LLC|1138
CMPR|CIMPRESS N.V. ORD|GTSZ|GTS SECURITIES LLC|60147
CMPR|CIMPRESS N.V. ORD|HPPX|POTAMUS TRADING, LLC|260
CMPR|CIMPRESS N.V. ORD|HRBF|American Enterprise Investment Services Inc.|155
CMPR|CIMPRESS N.V. ORD|HSBC|HSBC Securities, Inc.|400
CMPR|CIMPRESS N.V. ORD|IATS|INTERACTIVE BROKERS LLC|6623
CMPR|CIMPRESS N.V. ORD|IBKR|Interactive Brokers Llc|19235
CMPR|CIMPRESS N.V. ORD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1091
CMPR|CIMPRESS N.V. ORD|ICBX|INSTINET, LLC|10458
CMPR|CIMPRESS N.V. ORD|IEQY|CITADEL SECURITIES LLC|22492
CMPR|CIMPRESS N.V. ORD|INCA|INSTINET, LLC|82271
CMPR|CIMPRESS N.V. ORD|INJX|INSTINET, LLC|11022
CMPR|CIMPRESS N.V. ORD|ITGI|ITG Inc.|10133
CMPR|CIMPRESS N.V. ORD|ITGP|ITG INC.|95600
CMPR|CIMPRESS N.V. ORD|JANY|Janney Montgomery Scott Inc.|104
CMPR|CIMPRESS N.V. ORD|JEFF|JEFFERIES LLC|123606
CMPR|CIMPRESS N.V. ORD|JMPT|JUMP TRADING, LLC|7523
CMPR|CIMPRESS N.V. ORD|JONE|JonesTrading|66792
CMPR|CIMPRESS N.V. ORD|JPBX|J.P. MORGAN SECURITIES LLC|4562
CMPR|CIMPRESS N.V. ORD|JPMX|J.P. Morgan Securities LLC|116000
CMPR|CIMPRESS N.V. ORD|JSJX|JANE STREET CAPITAL LLC|4477
CMPR|CIMPRESS N.V. ORD|KCGM|VIRTU Americas LLC|7338
CMPR|CIMPRESS N.V. ORD|KEYB|KEYBANC CAPITAL MARKETS INC.|5586
CMPR|CIMPRESS N.V. ORD|KING|C. L. King & Associates, Inc.|100
CMPR|CIMPRESS N.V. ORD|LEER|LEERINK PARTNERS LLC|370
CMPR|CIMPRESS N.V. ORD|LEHM|Barclays Capital Inc./Le|228153
CMPR|CIMPRESS N.V. ORD|LIME|Lime Brokerage LLC|36765
CMPR|CIMPRESS N.V. ORD|LSCI|Lek Securities Corporation|13
CMPR|CIMPRESS N.V. ORD|LTCO|Ladenburg, Thalmann & Co., Inc.|7566
CMPR|CIMPRESS N.V. ORD|LVMR|LIVERMORE TRADING GROUP, INC.|9000
CMPR|CIMPRESS N.V. ORD|MAXM|Maxim Group LLC|1363
CMPR|CIMPRESS N.V. ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16482
CMPR|CIMPRESS N.V. ORD|MOTF|MOTIF INVESTING, INC.|34
CMPR|CIMPRESS N.V. ORD|MPSG|E D & F Man Capital Markets Inc.|282
CMPR|CIMPRESS N.V. ORD|MSCO|MORGAN STANLEY & CO. LLC|501290
CMPR|CIMPRESS N.V. ORD|MSPL|MORGAN STANLEY & CO. LLC|98800
CMPR|CIMPRESS N.V. ORD|MSTX|MORGAN STANLEY & CO. LLC|12100
CMPR|CIMPRESS N.V. ORD|NFSC|National Financial Services LLC|8074
CMPR|CIMPRESS N.V. ORD|NITE|VIRTU Americas LLC|70033
CMPR|CIMPRESS N.V. ORD|NITP|VIRTU Americas LLC|800
CMPR|CIMPRESS N.V. ORD|NQRB|Brut, LLC|682
CMPR|CIMPRESS N.V. ORD|NTRC|Northern Trust Securities, Inc.|370
CMPR|CIMPRESS N.V. ORD|OHOS|TWO SIGMA SECURITIES, LLC|4452
CMPR|CIMPRESS N.V. ORD|OPCO|Oppenheimer & Co. Inc.|310
CMPR|CIMPRESS N.V. ORD|PDQM|CODA MARKETS, INC.|46573
CMPR|CIMPRESS N.V. ORD|RAJA|Raymond James & Associates, Inc.|29
CMPR|CIMPRESS N.V. ORD|RBCM|RBC CAPITAL MARKETS, LLC|10608
CMPR|CIMPRESS N.V. ORD|SAGL|SAGETRADER, LLC|43409
CMPR|CIMPRESS N.V. ORD|SAGW|SAGETRADER, LLC|100
CMPR|CIMPRESS N.V. ORD|SALI|INTL FCSTONE FINANCIAL INC.|19
CMPR|CIMPRESS N.V. ORD|SBSH|Citigroup Global Markets Inc.|54875
CMPR|CIMPRESS N.V. ORD|SEIC|SEI Investments Distribution Co.|200
CMPR|CIMPRESS N.V. ORD|SGMT|GOLDMAN SACHS & CO. LLC|25026
CMPR|CIMPRESS N.V. ORD|SPDR|SPEEDROUTE LLC|3813
CMPR|CIMPRESS N.V. ORD|STFL|Stifel, Nicolaus & Company, Incorporated|231
CMPR|CIMPRESS N.V. ORD|STXG|Stockcross Financial Services, Inc.|20
CMPR|CIMPRESS N.V. ORD|SWIM|TD Ameritrade, Inc.|2523
CMPR|CIMPRESS N.V. ORD|SWST|Hilltop Securities Inc.|130
CMPR|CIMPRESS N.V. ORD|TONC|CUTTONE & CO., LLC|1504
CMPR|CIMPRESS N.V. ORD|TOUR|TOURMALINE PARTNERS, LLC|1530
CMPR|CIMPRESS N.V. ORD|TRBT|Tradebot Systems, Inc.|33674
CMPR|CIMPRESS N.V. ORD|TRCM|TRC MARKETS LLC|17517
CMPR|CIMPRESS N.V. ORD|UBSA|UBS SECURITIES LLC|126087
CMPR|CIMPRESS N.V. ORD|UBSS|UBS Securities LLC|265553
CMPR|CIMPRESS N.V. ORD|VALX|VIRTU AMERICAS LLC|3936
CMPR|CIMPRESS N.V. ORD|VGRD|Vanguard Marketing Corporation|2164
CMPR|CIMPRESS N.V. ORD|WBLR|WILLIAM BLAIR|10000
CMPR|CIMPRESS N.V. ORD|WBPX|SUMMIT SECURITIES GROUP, LLC|910
CMPR|CIMPRESS N.V. ORD|WCHV|WELLS FARGO SECURITIES, LLC|11080
CMPR|CIMPRESS N.V. ORD|WEED|Weeden & Co.L.P.|829
CMPR|CIMPRESS N.V. ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|171
CMPR|CIMPRESS N.V. ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12936
CMPR|CIMPRESS N.V. ORD|WGIF|CIBC World Markets Inc.|193
CMPR|CIMPRESS N.V. ORD|WSEA|WOLVERINE SECURITIES, LLC|17
CMPR|CIMPRESS N.V. ORD|XIST|INSTINET, LLC|10368
CMPR|CIMPRESS N.V. ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
CMPR|CIMPRESS N.V. ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|12682
CMPR|CIMPRESS N.V. ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46
CMRE|COSTAMARE INC.|ALTX|Alternet Securities Inc.|5300
CMRE|COSTAMARE INC.|APCC|Apex Clearing Corporation|196
CMRE|COSTAMARE INC.|BATM|CBOE TRADING, INC.|300
CMRE|COSTAMARE INC.|BBNT|BB&T SECURITIES, LLC|334
CMRE|COSTAMARE INC.|BERN|Sanford C. Bernstein & Co., LLC|19572
CMRE|COSTAMARE INC.|BIDS|BIDS TRADING L.P.|19600
CMRE|COSTAMARE INC.|BIMI|Banca IMI Securities Corp.|1950
CMRE|COSTAMARE INC.|BKCM|BNY Mellon Capital Markets LLC|2000
CMRE|COSTAMARE INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2920
CMRE|COSTAMARE INC.|BLKX|INSTINET, LLC|20379
CMRE|COSTAMARE INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4428
CMRE|COSTAMARE INC.|BTIG|BTIG, LLC|143569
CMRE|COSTAMARE INC.|BYXM|CBOE TRADING, INC.|100
CMRE|COSTAMARE INC.|BZYD|GOLDMAN SACHS & CO. LLC|959
CMRE|COSTAMARE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13539
CMRE|COSTAMARE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106238
CMRE|COSTAMARE INC.|CTDL|Citadel Derivatives Group Llc|2671
CMRE|COSTAMARE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|26982
CMRE|COSTAMARE INC.|DBAB|Deutsche Bank Securities Inc.|68450
CMRE|COSTAMARE INC.|DBAX|Deutsche Bank Securities Inc.|129900
CMRE|COSTAMARE INC.|DBUL|Deutsche Bank Securities Inc.|1100
CMRE|COSTAMARE INC.|DEAN|MORGAN STANLEY|58879
CMRE|COSTAMARE INC.|DEGS|RONIN PROFESSIONAL LLC|352
CMRE|COSTAMARE INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13986
CMRE|COSTAMARE INC.|EBXL|EBX LLC|34000
CMRE|COSTAMARE INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|9052
CMRE|COSTAMARE INC.|EDJO|Edward D. Jones & Co., L.P.|554
CMRE|COSTAMARE INC.|EGAM|CBOE TRADING, INC.|3329
CMRE|COSTAMARE INC.|EGXM|CBOE TRADING, INC.|7649
CMRE|COSTAMARE INC.|ETBE|Electronic Transaction Clearing, Inc.|2110
CMRE|COSTAMARE INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
CMRE|COSTAMARE INC.|ETRS|E*Trade Securities LLC|21115
CMRE|COSTAMARE INC.|FILL|Tradestation Securities, Inc.|7550
CMRE|COSTAMARE INC.|FMAF|NBCN Inc./ CDS|2300
CMRE|COSTAMARE INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|110
CMRE|COSTAMARE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58419
CMRE|COSTAMARE INC.|FTBR|Foliofn Investments, Inc.|41123
CMRE|COSTAMARE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2600
CMRE|COSTAMARE INC.|GLIS|TD Securities Inc|1475
CMRE|COSTAMARE INC.|GLPX|ACS EXECUTION SERVICES, LLC|1083
CMRE|COSTAMARE INC.|GSCO|GOLDMAN SACHS & CO. LLC|108937
CMRE|COSTAMARE INC.|GSCS|GOLDMAN SACHS & CO. LLC|36139
CMRE|COSTAMARE INC.|GSLT|GOLDMAN SACHS & CO. LLC|1426
CMRE|COSTAMARE INC.|GTSZ|GTS SECURITIES LLC|17232
CMRE|COSTAMARE INC.|HPPX|POTAMUS TRADING, LLC|857
CMRE|COSTAMARE INC.|HRBF|American Enterprise Investment Services Inc.|13368
CMRE|COSTAMARE INC.|HSBC|HSBC Securities, Inc.|510
CMRE|COSTAMARE INC.|IATS|INTERACTIVE BROKERS LLC|14059
CMRE|COSTAMARE INC.|IBKR|Interactive Brokers Llc|25955
CMRE|COSTAMARE INC.|ICBX|INSTINET, LLC|30900
CMRE|COSTAMARE INC.|IEQY|CITADEL SECURITIES LLC|16891
CMRE|COSTAMARE INC.|INCA|INSTINET, LLC|99251
CMRE|COSTAMARE INC.|INJX|INSTINET, LLC|8319
CMRE|COSTAMARE INC.|ITGI|ITG Inc.|89306
CMRE|COSTAMARE INC.|ITGP|ITG INC.|119600
CMRE|COSTAMARE INC.|JEFF|JEFFERIES LLC|3200
CMRE|COSTAMARE INC.|JMPT|JUMP TRADING, LLC|2455
CMRE|COSTAMARE INC.|JPBX|J.P. MORGAN SECURITIES LLC|7260
CMRE|COSTAMARE INC.|JPMX|J.P. Morgan Securities LLC|114944
CMRE|COSTAMARE INC.|JSJX|JANE STREET CAPITAL LLC|955
CMRE|COSTAMARE INC.|KCGM|VIRTU Americas LLC|29114
CMRE|COSTAMARE INC.|LEHM|Barclays Capital Inc./Le|204749
CMRE|COSTAMARE INC.|LIME|Lime Brokerage LLC|19674
CMRE|COSTAMARE INC.|LQNA|LIQUIDNET, INC.|3100
CMRE|COSTAMARE INC.|LQNB|LIQUIDNET, INC.|19600
CMRE|COSTAMARE INC.|LSCI|Lek Securities Corporation|347
CMRE|COSTAMARE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82779
CMRE|COSTAMARE INC.|MOTF|MOTIF INVESTING, INC.|2
CMRE|COSTAMARE INC.|MSCO|MORGAN STANLEY & CO. LLC|547371
CMRE|COSTAMARE INC.|MSPL|MORGAN STANLEY & CO. LLC|307100
CMRE|COSTAMARE INC.|MSTX|MORGAN STANLEY & CO. LLC|96400
CMRE|COSTAMARE INC.|NFSC|National Financial Services LLC|195520
CMRE|COSTAMARE INC.|NITE|VIRTU Americas LLC|374652
CMRE|COSTAMARE INC.|NQRB|Brut, LLC|800
CMRE|COSTAMARE INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1341
CMRE|COSTAMARE INC.|PCPT|PHILLIP CAPITAL INC.|760
CMRE|COSTAMARE INC.|PDQM|CODA MARKETS, INC.|1733
CMRE|COSTAMARE INC.|PICT|Pictet Overseas Inc.|185
CMRE|COSTAMARE INC.|PWJC|UBS Financial Services, Inc.|90
CMRE|COSTAMARE INC.|QMSR|QUATTRO M SECURITIES INC.|405
CMRE|COSTAMARE INC.|RBCM|RBC CAPITAL MARKETS, LLC|4007
CMRE|COSTAMARE INC.|SAGL|SAGETRADER, LLC|3600
CMRE|COSTAMARE INC.|SAGW|SAGETRADER, LLC|3100
CMRE|COSTAMARE INC.|SALI|INTL FCSTONE FINANCIAL INC.|1450
CMRE|COSTAMARE INC.|SBSH|Citigroup Global Markets Inc.|28651
CMRE|COSTAMARE INC.|SGMT|GOLDMAN SACHS & CO. LLC|47949
CMRE|COSTAMARE INC.|SPDR|SPEEDROUTE LLC|100
CMRE|COSTAMARE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|17023
CMRE|COSTAMARE INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4440
CMRE|COSTAMARE INC.|SWIM|TD Ameritrade, Inc.|38092
CMRE|COSTAMARE INC.|SWST|Hilltop Securities Inc.|2
CMRE|COSTAMARE INC.|TKNG|ALLY INVEST SECURITIES LLC|3312
CMRE|COSTAMARE INC.|TRBT|Tradebot Systems, Inc.|49916
CMRE|COSTAMARE INC.|TRCM|TRC MARKETS LLC|7551
CMRE|COSTAMARE INC.|UBSA|UBS SECURITIES LLC|275365
CMRE|COSTAMARE INC.|UBSS|UBS Securities LLC|233446
CMRE|COSTAMARE INC.|VALX|VIRTU AMERICAS LLC|22474
CMRE|COSTAMARE INC.|VGRD|Vanguard Marketing Corporation|12964
CMRE|COSTAMARE INC.|VNDS|VANDHAM SECURITIES CORP|4800
CMRE|COSTAMARE INC.|WCHV|WELLS FARGO SECURITIES, LLC|147211
CMRE|COSTAMARE INC.|WEED|Weeden & Co.L.P.|4600
CMRE|COSTAMARE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3480
CMRE|COSTAMARE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5120
CMRE|COSTAMARE INC.|WGIF|CIBC World Markets Inc.|125
CMRE|COSTAMARE INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|476
CMRE|COSTAMARE INC.|WSEA|WOLVERINE SECURITIES, LLC|657
CMRE|COSTAMARE INC.|XIST|INSTINET, LLC|15200
CMRE|COSTAMARE INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|11400
CMRE|COSTAMARE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1800
CMRE$B|COSTAMARE INC|APCC|Apex Clearing Corporation|582
CMRE$B|COSTAMARE INC|BATM|CBOE TRADING, INC.|300
CMRE$B|COSTAMARE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1343
CMRE$B|COSTAMARE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|405
CMRE$B|COSTAMARE INC|DBAX|Deutsche Bank Securities Inc.|700
CMRE$B|COSTAMARE INC|DEAN|MORGAN STANLEY|3174
CMRE$B|COSTAMARE INC|GSCS|GOLDMAN SACHS & CO. LLC|200
CMRE$B|COSTAMARE INC|HRBF|American Enterprise Investment Services Inc.|1000
CMRE$B|COSTAMARE INC|HSBC|HSBC Securities, Inc.|100
CMRE$B|COSTAMARE INC|IATS|INTERACTIVE BROKERS LLC|240
CMRE$B|COSTAMARE INC|IBKR|Interactive Brokers Llc|3840
CMRE$B|COSTAMARE INC|INCA|INSTINET, LLC|1887
CMRE$B|COSTAMARE INC|ITGI|ITG Inc.|100
CMRE$B|COSTAMARE INC|ITGP|ITG INC.|200
CMRE$B|COSTAMARE INC|LEHM|Barclays Capital Inc./Le|200
CMRE$B|COSTAMARE INC|LIME|Lime Brokerage LLC|87
CMRE$B|COSTAMARE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CMRE$B|COSTAMARE INC|MSCO|MORGAN STANLEY & CO. LLC|417
CMRE$B|COSTAMARE INC|NFSC|National Financial Services LLC|3106
CMRE$B|COSTAMARE INC|NITE|VIRTU Americas LLC|6159
CMRE$B|COSTAMARE INC|PWJC|UBS Financial Services, Inc.|3000
CMRE$B|COSTAMARE INC|SBSH|Citigroup Global Markets Inc.|129
CMRE$B|COSTAMARE INC|SWIM|TD Ameritrade, Inc.|200
CMRE$B|COSTAMARE INC|UBSA|UBS SECURITIES LLC|1672
CMRE$B|COSTAMARE INC|UBSS|UBS Securities LLC|5093
CMRE$B|COSTAMARE INC|VGRD|Vanguard Marketing Corporation|100
CMRE$B|COSTAMARE INC|WCHV|WELLS FARGO SECURITIES, LLC|3217
CMRE$B|COSTAMARE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
CMRE$C|COSTAMARE|BNCH|The Benchmark Company, LLC|600
CMRE$C|COSTAMARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|850
CMRE$C|COSTAMARE|DBAX|Deutsche Bank Securities Inc.|100
CMRE$C|COSTAMARE|DEAN|MORGAN STANLEY|4422
CMRE$C|COSTAMARE|EBXL|EBX LLC|100
CMRE$C|COSTAMARE|ETRS|E*Trade Securities LLC|3240
CMRE$C|COSTAMARE|FTBR|Foliofn Investments, Inc.|290
CMRE$C|COSTAMARE|HRBF|American Enterprise Investment Services Inc.|700
CMRE$C|COSTAMARE|IATS|INTERACTIVE BROKERS LLC|310
CMRE$C|COSTAMARE|IBKR|Interactive Brokers Llc|300
CMRE$C|COSTAMARE|INCA|INSTINET, LLC|400
CMRE$C|COSTAMARE|JANY|Janney Montgomery Scott Inc.|250
CMRE$C|COSTAMARE|LEHM|Barclays Capital Inc./Le|200
CMRE$C|COSTAMARE|MSCO|MORGAN STANLEY & CO. LLC|6086
CMRE$C|COSTAMARE|NFSC|National Financial Services LLC|5144
CMRE$C|COSTAMARE|NITE|VIRTU Americas LLC|11801
CMRE$C|COSTAMARE|OPCO|Oppenheimer & Co. Inc.|3750
CMRE$C|COSTAMARE|PWJC|UBS Financial Services, Inc.|2900
CMRE$C|COSTAMARE|RBCM|RBC CAPITAL MARKETS, LLC|200
CMRE$C|COSTAMARE|SALI|INTL FCSTONE FINANCIAL INC.|450
CMRE$C|COSTAMARE|SBSH|Citigroup Global Markets Inc.|700
CMRE$C|COSTAMARE|SWIM|TD Ameritrade, Inc.|18687
CMRE$C|COSTAMARE|TRBT|Tradebot Systems, Inc.|100
CMRE$C|COSTAMARE|UBSA|UBS SECURITIES LLC|1280
CMRE$C|COSTAMARE|UBSS|UBS Securities LLC|6868
CMRE$C|COSTAMARE|VGRD|Vanguard Marketing Corporation|2100
CMRE$C|COSTAMARE|WCHV|WELLS FARGO SECURITIES, LLC|700
CMRE$C|COSTAMARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
CMRE$D|COSTAMARE INC 8.75%|BATM|CBOE TRADING, INC.|200
CMRE$D|COSTAMARE INC 8.75%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
CMRE$D|COSTAMARE INC 8.75%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|585
CMRE$D|COSTAMARE INC 8.75%|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CMRE$D|COSTAMARE INC 8.75%|DBAX|Deutsche Bank Securities Inc.|100
CMRE$D|COSTAMARE INC 8.75%|DEAN|MORGAN STANLEY|2780
CMRE$D|COSTAMARE INC 8.75%|EBXL|EBX LLC|500
CMRE$D|COSTAMARE INC 8.75%|ETRS|E*Trade Securities LLC|400
CMRE$D|COSTAMARE INC 8.75%|HRBF|American Enterprise Investment Services Inc.|1000
CMRE$D|COSTAMARE INC 8.75%|IATS|INTERACTIVE BROKERS LLC|300
CMRE$D|COSTAMARE INC 8.75%|IBKR|Interactive Brokers Llc|4253
CMRE$D|COSTAMARE INC 8.75%|INJX|INSTINET, LLC|94
CMRE$D|COSTAMARE INC 8.75%|JPMX|J.P. Morgan Securities LLC|400
CMRE$D|COSTAMARE INC 8.75%|LEHM|Barclays Capital Inc./Le|800
CMRE$D|COSTAMARE INC 8.75%|MSCO|MORGAN STANLEY & CO. LLC|2353
CMRE$D|COSTAMARE INC 8.75%|NFSC|National Financial Services LLC|6831
CMRE$D|COSTAMARE INC 8.75%|NITE|VIRTU Americas LLC|8727
CMRE$D|COSTAMARE INC 8.75%|OLDM|OLD MISSION CAPITAL, LLC|10
CMRE$D|COSTAMARE INC 8.75%|SWIM|TD Ameritrade, Inc.|300
CMRE$D|COSTAMARE INC 8.75%|UBSA|UBS SECURITIES LLC|1300
CMRE$D|COSTAMARE INC 8.75%|UBSS|UBS Securities LLC|1092
CMRE$D|COSTAMARE INC 8.75%|VGRD|Vanguard Marketing Corporation|1670
CMRE$D|COSTAMARE INC 8.75%|WCHV|WELLS FARGO SECURITIES, LLC|1456
CMRE$E|COSTAMARE INC.|ALTX|Alternet Securities Inc.|1900
CMRE$E|COSTAMARE INC.|APCC|Apex Clearing Corporation|400
CMRE$E|COSTAMARE INC.|BARD|Robert W. Baird & Co. Incorporated|1990
CMRE$E|COSTAMARE INC.|BATM|CBOE TRADING, INC.|300
CMRE$E|COSTAMARE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8457
CMRE$E|COSTAMARE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|10800
CMRE$E|COSTAMARE INC.|DBAX|Deutsche Bank Securities Inc.|11700
CMRE$E|COSTAMARE INC.|DEAN|MORGAN STANLEY|21949
CMRE$E|COSTAMARE INC.|EBXL|EBX LLC|2400
CMRE$E|COSTAMARE INC.|EGAM|CBOE TRADING, INC.|300
CMRE$E|COSTAMARE INC.|EGXM|CBOE TRADING, INC.|66
CMRE$E|COSTAMARE INC.|ETRS|E*Trade Securities LLC|7025
CMRE$E|COSTAMARE INC.|GLPX|ACS EXECUTION SERVICES, LLC|100
CMRE$E|COSTAMARE INC.|GSCO|GOLDMAN SACHS & CO. LLC|600
CMRE$E|COSTAMARE INC.|GSCS|GOLDMAN SACHS & CO. LLC|700
CMRE$E|COSTAMARE INC.|HRBF|American Enterprise Investment Services Inc.|1251
CMRE$E|COSTAMARE INC.|IATS|INTERACTIVE BROKERS LLC|860
CMRE$E|COSTAMARE INC.|IBKR|Interactive Brokers Llc|2050
CMRE$E|COSTAMARE INC.|ICBX|INSTINET, LLC|1500
CMRE$E|COSTAMARE INC.|INCA|INSTINET, LLC|2312
CMRE$E|COSTAMARE INC.|INJX|INSTINET, LLC|139
CMRE$E|COSTAMARE INC.|ITGI|ITG Inc.|300
CMRE$E|COSTAMARE INC.|ITGP|ITG INC.|3600
CMRE$E|COSTAMARE INC.|JANY|Janney Montgomery Scott Inc.|6000
CMRE$E|COSTAMARE INC.|JEFF|JEFFERIES LLC|1031
CMRE$E|COSTAMARE INC.|JPMX|J.P. Morgan Securities LLC|3600
CMRE$E|COSTAMARE INC.|KCGM|VIRTU Americas LLC|100
CMRE$E|COSTAMARE INC.|LEHM|Barclays Capital Inc./Le|5200
CMRE$E|COSTAMARE INC.|LIME|Lime Brokerage LLC|900
CMRE$E|COSTAMARE INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1188
CMRE$E|COSTAMARE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
CMRE$E|COSTAMARE INC.|MSCO|MORGAN STANLEY & CO. LLC|3090
CMRE$E|COSTAMARE INC.|NFSC|National Financial Services LLC|5594
CMRE$E|COSTAMARE INC.|NITE|VIRTU Americas LLC|31342
CMRE$E|COSTAMARE INC.|PCPT|PHILLIP CAPITAL INC.|500
CMRE$E|COSTAMARE INC.|PDQM|CODA MARKETS, INC.|200
CMRE$E|COSTAMARE INC.|PWJC|UBS Financial Services, Inc.|11489
CMRE$E|COSTAMARE INC.|SBSH|Citigroup Global Markets Inc.|2197
CMRE$E|COSTAMARE INC.|SGMT|GOLDMAN SACHS & CO. LLC|290
CMRE$E|COSTAMARE INC.|SPDR|SPEEDROUTE LLC|400
CMRE$E|COSTAMARE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2050
CMRE$E|COSTAMARE INC.|SWIM|TD Ameritrade, Inc.|19825
CMRE$E|COSTAMARE INC.|UBSA|UBS SECURITIES LLC|11219
CMRE$E|COSTAMARE INC.|UBSS|UBS Securities LLC|25409
CMRE$E|COSTAMARE INC.|VGRD|Vanguard Marketing Corporation|600
CMRE$E|COSTAMARE INC.|WCHV|WELLS FARGO SECURITIES, LLC|4825
CMRE$E|COSTAMARE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CMRE$E|COSTAMARE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
CMRX|CHIMERIX, INC.|ALTX|Alternet Securities Inc.|2100
CMRX|CHIMERIX, INC.|APCC|Apex Clearing Corporation|9352
CMRX|CHIMERIX, INC.|BATM|CBOE TRADING, INC.|2484
CMRX|CHIMERIX, INC.|BERN|Sanford C. Bernstein & Co., LLC|9657
CMRX|CHIMERIX, INC.|BIMI|Banca IMI Securities Corp.|2600
CMRX|CHIMERIX, INC.|BLKX|INSTINET, LLC|5700
CMRX|CHIMERIX, INC.|BMOC|BMO Capital Markets Corp.|7436
CMRX|CHIMERIX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4357
CMRX|CHIMERIX, INC.|BRGE|Newbridge Securities Corp.|1090
CMRX|CHIMERIX, INC.|BTIG|BTIG, LLC|530021
CMRX|CHIMERIX, INC.|BYXM|CBOE TRADING, INC.|271
CMRX|CHIMERIX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45573
CMRX|CHIMERIX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2940
CMRX|CHIMERIX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73014
CMRX|CHIMERIX, INC.|CTDL|Citadel Derivatives Group Llc|5379
CMRX|CHIMERIX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15676
CMRX|CHIMERIX, INC.|DBAB|Deutsche Bank Securities Inc.|193479
CMRX|CHIMERIX, INC.|DBAX|Deutsche Bank Securities Inc.|45100
CMRX|CHIMERIX, INC.|DEAN|MORGAN STANLEY|342
CMRX|CHIMERIX, INC.|DEGS|RONIN PROFESSIONAL LLC|12558
CMRX|CHIMERIX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7063
CMRX|CHIMERIX, INC.|EBXL|EBX LLC|46100
CMRX|CHIMERIX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|34
CMRX|CHIMERIX, INC.|EDJO|Edward D. Jones & Co., L.P.|935
CMRX|CHIMERIX, INC.|EGAM|CBOE TRADING, INC.|2479
CMRX|CHIMERIX, INC.|EGAW|CBOE TRADING, INC.|100
CMRX|CHIMERIX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
CMRX|CHIMERIX, INC.|EGXM|CBOE TRADING, INC.|2650
CMRX|CHIMERIX, INC.|ETBE|Electronic Transaction Clearing, Inc.|2377
CMRX|CHIMERIX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CMRX|CHIMERIX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1094
CMRX|CHIMERIX, INC.|ETRS|E*Trade Securities LLC|63329
CMRX|CHIMERIX, INC.|FBCO|Credit Suisse Securities (USA) LLC|263657
CMRX|CHIMERIX, INC.|FILL|Tradestation Securities, Inc.|19321
CMRX|CHIMERIX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|211611
CMRX|CHIMERIX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23309
CMRX|CHIMERIX, INC.|FTBR|Foliofn Investments, Inc.|384
CMRX|CHIMERIX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|14785
CMRX|CHIMERIX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2440
CMRX|CHIMERIX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|411781
CMRX|CHIMERIX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|79813
CMRX|CHIMERIX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1289
CMRX|CHIMERIX, INC.|GTSZ|GTS SECURITIES LLC|1502
CMRX|CHIMERIX, INC.|HRBF|American Enterprise Investment Services Inc.|2580
CMRX|CHIMERIX, INC.|IATS|INTERACTIVE BROKERS LLC|17155
CMRX|CHIMERIX, INC.|IBKR|Interactive Brokers Llc|154222
CMRX|CHIMERIX, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
CMRX|CHIMERIX, INC.|ICBX|INSTINET, LLC|10300
CMRX|CHIMERIX, INC.|IEQY|CITADEL SECURITIES LLC|18356
CMRX|CHIMERIX, INC.|INCA|INSTINET, LLC|64888
CMRX|CHIMERIX, INC.|INJX|INSTINET, LLC|22312
CMRX|CHIMERIX, INC.|ITGI|ITG Inc.|31002
CMRX|CHIMERIX, INC.|ITGP|ITG INC.|20000
CMRX|CHIMERIX, INC.|JEFF|JEFFERIES LLC|37295
CMRX|CHIMERIX, INC.|JMPT|JUMP TRADING, LLC|3035
CMRX|CHIMERIX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|6794
CMRX|CHIMERIX, INC.|JPMX|J.P. Morgan Securities LLC|82908
CMRX|CHIMERIX, INC.|JSJX|JANE STREET CAPITAL LLC|4935
CMRX|CHIMERIX, INC.|KCGM|VIRTU Americas LLC|13748
CMRX|CHIMERIX, INC.|LEHM|Barclays Capital Inc./Le|146294
CMRX|CHIMERIX, INC.|LIME|Lime Brokerage LLC|147036
CMRX|CHIMERIX, INC.|LMGP|LIME BROKERAGE LLC|16851
CMRX|CHIMERIX, INC.|LQNA|LIQUIDNET, INC.|5200
CMRX|CHIMERIX, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|661
CMRX|CHIMERIX, INC.|MAXM|Maxim Group LLC|5834
CMRX|CHIMERIX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27665
CMRX|CHIMERIX, INC.|MOTF|MOTIF INVESTING, INC.|2
CMRX|CHIMERIX, INC.|MSCO|MORGAN STANLEY & CO. LLC|400563
CMRX|CHIMERIX, INC.|MSPL|MORGAN STANLEY & CO. LLC|32400
CMRX|CHIMERIX, INC.|MSTX|MORGAN STANLEY & CO. LLC|24400
CMRX|CHIMERIX, INC.|NFSC|National Financial Services LLC|75756
CMRX|CHIMERIX, INC.|NITE|VIRTU Americas LLC|222051
CMRX|CHIMERIX, INC.|NITP|VIRTU Americas LLC|5249
CMRX|CHIMERIX, INC.|NQRB|Brut, LLC|7755
CMRX|CHIMERIX, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|177
CMRX|CHIMERIX, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1599
CMRX|CHIMERIX, INC.|PDQM|CODA MARKETS, INC.|4743
CMRX|CHIMERIX, INC.|PWJC|UBS Financial Services, Inc.|11597
CMRX|CHIMERIX, INC.|RAJA|Raymond James & Associates, Inc.|1050
CMRX|CHIMERIX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4700
CMRX|CHIMERIX, INC.|SAGL|SAGETRADER, LLC|100
CMRX|CHIMERIX, INC.|SBSH|Citigroup Global Markets Inc.|67898
CMRX|CHIMERIX, INC.|SEIC|SEI Investments Distribution Co.|100
CMRX|CHIMERIX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|55286
CMRX|CHIMERIX, INC.|SPDR|SPEEDROUTE LLC|2500
CMRX|CHIMERIX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|56939
CMRX|CHIMERIX, INC.|SWIM|TD Ameritrade, Inc.|39827
CMRX|CHIMERIX, INC.|TKNG|ALLY INVEST SECURITIES LLC|930
CMRX|CHIMERIX, INC.|TRBT|Tradebot Systems, Inc.|67577
CMRX|CHIMERIX, INC.|TRCM|TRC MARKETS LLC|80892
CMRX|CHIMERIX, INC.|UBSA|UBS SECURITIES LLC|262305
CMRX|CHIMERIX, INC.|UBSS|UBS Securities LLC|390464
CMRX|CHIMERIX, INC.|VALX|VIRTU AMERICAS LLC|2292
CMRX|CHIMERIX, INC.|VGRD|Vanguard Marketing Corporation|2001
CMRX|CHIMERIX, INC.|WABR|Wall Street Access|4900
CMRX|CHIMERIX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|12081
CMRX|CHIMERIX, INC.|WEED|Weeden & Co.L.P.|2200
CMRX|CHIMERIX, INC.|WGIF|CIBC World Markets Inc.|600
CMRX|CHIMERIX, INC.|WSEA|WOLVERINE SECURITIES, LLC|4717
CMRX|CHIMERIX, INC.|XIST|INSTINET, LLC|4800
CMRX|CHIMERIX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|33850
CMRX|CHIMERIX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|703
CMRX|CHIMERIX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|110
CMS|CMS ENERGY CP|ABLE|NATIXIS Securities Americas LLC|143669
CMS|CMS ENERGY CP|ALTX|Alternet Securities Inc.|9368
CMS|CMS ENERGY CP|APCC|Apex Clearing Corporation|124
CMS|CMS ENERGY CP|BANK|Primevest Financial Services, Inc.|358
CMS|CMS ENERGY CP|BARD|Robert W. Baird & Co. Incorporated|6140
CMS|CMS ENERGY CP|BATM|CBOE TRADING, INC.|7214
CMS|CMS ENERGY CP|BAYC|BAY CREST PARTNERS, LLC|30
CMS|CMS ENERGY CP|BAYT|BTIG, LLC|700
CMS|CMS ENERGY CP|BBNT|BB&T SECURITIES, LLC|361
CMS|CMS ENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|22515
CMS|CMS ENERGY CP|BIDS|BIDS TRADING L.P.|1500
CMS|CMS ENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8488
CMS|CMS ENERGY CP|BMOC|BMO Capital Markets Corp.|9090
CMS|CMS ENERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|210992
CMS|CMS ENERGY CP|BTIG|BTIG, LLC|79698
CMS|CMS ENERGY CP|BYXM|CBOE TRADING, INC.|4519
CMS|CMS ENERGY CP|BZYD|GOLDMAN SACHS & CO. LLC|1001
CMS|CMS ENERGY CP|CABR|Cabrera Capital Markets, Inc.|50
CMS|CMS ENERGY CP|CANT|Cantor Fitzgerald & Co.|641
CMS|CMS ENERGY CP|CHAS|Charles Schwab & Co., Inc.|1430
CMS|CMS ENERGY CP|CIBP|CIBC World Markets Corp.|75623
CMS|CMS ENERGY CP|CIOI|CITIGROUP GLOBAL MARKETS INC|6000
CMS|CMS ENERGY CP|CIST|Capital Institutional Services, Inc.|942
CMS|CMS ENERGY CP|CLSA|CLSA AMERICAS, LLC|20
CMS|CMS ENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|183956
CMS|CMS ENERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|701
CMS|CMS ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|577385
CMS|CMS ENERGY CP|CTDL|Citadel Derivatives Group Llc|15430
CMS|CMS ENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|37688
CMS|CMS ENERGY CP|DBAB|Deutsche Bank Securities Inc.|463299
CMS|CMS ENERGY CP|DBAX|Deutsche Bank Securities Inc.|517800
CMS|CMS ENERGY CP|DCHF|Dart Executions, LLC|5490
CMS|CMS ENERGY CP|DEAN|MORGAN STANLEY|5933
CMS|CMS ENERGY CP|DEGS|RONIN PROFESSIONAL LLC|100
CMS|CMS ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|206
CMS|CMS ENERGY CP|EBXL|EBX LLC|456200
CMS|CMS ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7326
CMS|CMS ENERGY CP|EDJC|Edward Jones / CDS|26
CMS|CMS ENERGY CP|EDJO|Edward D. Jones & Co., L.P.|5780
CMS|CMS ENERGY CP|EGAM|CBOE TRADING, INC.|34048
CMS|CMS ENERGY CP|EGAW|CBOE TRADING, INC.|277
CMS|CMS ENERGY CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
CMS|CMS ENERGY CP|EGXM|CBOE TRADING, INC.|3604
CMS|CMS ENERGY CP|ESPO|ESPOSITO SECURITIES, LLC|772
CMS|CMS ENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|36381
CMS|CMS ENERGY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
CMS|CMS ENERGY CP|ETCC|Electronic Transaction Clearing, Inc.|1263
CMS|CMS ENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5550
CMS|CMS ENERGY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2299
CMS|CMS ENERGY CP|ETRS|E*Trade Securities LLC|10111
CMS|CMS ENERGY CP|FIDT|Fidelity Clearing Canada ULC./ CDS|26
CMS|CMS ENERGY CP|FILL|Tradestation Securities, Inc.|2469
CMS|CMS ENERGY CP|FINX|FINTECH SECURITIES|345
CMS|CMS ENERGY CP|FMAF|NBCN Inc./ CDS|2374
CMS|CMS ENERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1200
CMS|CMS ENERGY CP|FQLS|Quantlab Securities LP|696071
CMS|CMS ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111485
CMS|CMS ENERGY CP|FTBR|Foliofn Investments, Inc.|10110
CMS|CMS ENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|600
CMS|CMS ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|4236
CMS|CMS ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|2317036
CMS|CMS ENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|14362
CMS|CMS ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|8359
CMS|CMS ENERGY CP|GTSY|GTS SECURITIES LLC|2300
CMS|CMS ENERGY CP|GTSZ|GTS SECURITIES LLC|268268
CMS|CMS ENERGY CP|HRBF|American Enterprise Investment Services Inc.|6885
CMS|CMS ENERGY CP|HSBC|HSBC Securities, Inc.|1056
CMS|CMS ENERGY CP|IATS|INTERACTIVE BROKERS LLC|15691
CMS|CMS ENERGY CP|IBKR|Interactive Brokers Llc|52104
CMS|CMS ENERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|726
CMS|CMS ENERGY CP|ICBX|INSTINET, LLC|196106
CMS|CMS ENERGY CP|IEQY|CITADEL SECURITIES LLC|215195
CMS|CMS ENERGY CP|INCA|INSTINET, LLC|380198
CMS|CMS ENERGY CP|INJX|INSTINET, LLC|49850
CMS|CMS ENERGY CP|INTL|INTL FCSTONE FINANCIAL INC.|38
CMS|CMS ENERGY CP|ITGI|ITG Inc.|50338
CMS|CMS ENERGY CP|ITGP|ITG INC.|179600
CMS|CMS ENERGY CP|JANY|Janney Montgomery Scott Inc.|2778
CMS|CMS ENERGY CP|JEFF|JEFFERIES LLC|317448
CMS|CMS ENERGY CP|JMPT|JUMP TRADING, LLC|103117
CMS|CMS ENERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|360736
CMS|CMS ENERGY CP|JPMX|J.P. Morgan Securities LLC|985786
CMS|CMS ENERGY CP|JSJX|JANE STREET CAPITAL LLC|8888
CMS|CMS ENERGY CP|KCGM|VIRTU Americas LLC|71072
CMS|CMS ENERGY CP|KEYB|KEYBANC CAPITAL MARKETS INC.|24000
CMS|CMS ENERGY CP|LEHM|Barclays Capital Inc./Le|1167662
CMS|CMS ENERGY CP|LIME|Lime Brokerage LLC|203682
CMS|CMS ENERGY CP|LOOP|Loop Capital Markets LLC|3978
CMS|CMS ENERGY CP|LQNA|LIQUIDNET, INC.|47800
CMS|CMS ENERGY CP|LSCI|Lek Securities Corporation|1600
CMS|CMS ENERGY CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CMS|CMS ENERGY CP|MACC|Mid Atlantic Capital Corporation|1305
CMS|CMS ENERGY CP|MACQ|Macquarie Capital (USA) Inc.|5600
CMS|CMS ENERGY CP|MAXM|Maxim Group LLC|116
CMS|CMS ENERGY CP|MCMF|Raymond James Ltd. Cds|831
CMS|CMS ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|224856
CMS|CMS ENERGY CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4931
CMS|CMS ENERGY CP|MNDX|TJM Investments, LLC|4822
CMS|CMS ENERGY CP|MOTF|MOTIF INVESTING, INC.|3
CMS|CMS ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|2413951
CMS|CMS ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|564400
CMS|CMS ENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|374000
CMS|CMS ENERGY CP|MZHO|Mizuho Securities USA LLC|54000
CMS|CMS ENERGY CP|NFSC|National Financial Services LLC|105081
CMS|CMS ENERGY CP|NITE|VIRTU Americas LLC|482959
CMS|CMS ENERGY CP|NITP|VIRTU Americas LLC|869
CMS|CMS ENERGY CP|NQRB|Brut, LLC|23924
CMS|CMS ENERGY CP|OHOS|TWO SIGMA SECURITIES, LLC|103954
CMS|CMS ENERGY CP|OPCO|Oppenheimer & Co. Inc.|831
CMS|CMS ENERGY CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
CMS|CMS ENERGY CP|PDQM|CODA MARKETS, INC.|16904
CMS|CMS ENERGY CP|PWJC|UBS Financial Services, Inc.|2751
CMS|CMS ENERGY CP|QMSR|QUATTRO M SECURITIES INC.|3474
CMS|CMS ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|6246
CMS|CMS ENERGY CP|SAGL|SAGETRADER, LLC|17900
CMS|CMS ENERGY CP|SBSH|Citigroup Global Markets Inc.|165477
CMS|CMS ENERGY CP|SEIC|SEI Investments Distribution Co.|200
CMS|CMS ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|309255
CMS|CMS ENERGY CP|SPDR|SPEEDROUTE LLC|48326
CMS|CMS ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|1886
CMS|CMS ENERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14009
CMS|CMS ENERGY CP|SWIM|TD Ameritrade, Inc.|45876
CMS|CMS ENERGY CP|SWST|Hilltop Securities Inc.|3693
CMS|CMS ENERGY CP|TAGC|TELSEY ADVISORY GROUP LLC|82
CMS|CMS ENERGY CP|TKNG|ALLY INVEST SECURITIES LLC|1750
CMS|CMS ENERGY CP|TRBT|Tradebot Systems, Inc.|386931
CMS|CMS ENERGY CP|TRCM|TRC MARKETS LLC|654675
CMS|CMS ENERGY CP|TWTT|TASTYWORKS, INC.|250
CMS|CMS ENERGY CP|UBSA|UBS SECURITIES LLC|1150321
CMS|CMS ENERGY CP|UBSS|UBS Securities LLC|1199953
CMS|CMS ENERGY CP|VALX|VIRTU AMERICAS LLC|32104
CMS|CMS ENERGY CP|VGRD|Vanguard Marketing Corporation|11994
CMS|CMS ENERGY CP|VSIN|Vision Financial Markets Llc|144
CMS|CMS ENERGY CP|WBET|Wallachbeth Capital LLC|131
CMS|CMS ENERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|10242
CMS|CMS ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|452193
CMS|CMS ENERGY CP|WDNX|WEEDEN & CO.L.P.|46800
CMS|CMS ENERGY CP|WEDB|WEDBUSH SECURITIES INC.|13596
CMS|CMS ENERGY CP|WEED|Weeden & Co.L.P.|2142
CMS|CMS ENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19788
CMS|CMS ENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2567
CMS|CMS ENERGY CP|WGIF|CIBC World Markets Inc.|13
CMS|CMS ENERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9315
CMS|CMS ENERGY CP|WOLF|Wolfe Trahan Securities|1400
CMS|CMS ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|3875
CMS|CMS ENERGY CP|XIST|INSTINET, LLC|147398
CMS|CMS ENERGY CP|XPQR|Jump Trading|200
CMS|CMS ENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15674
CMS|CMS ENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|384
CMS|CMS ENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24329
CMS$B|CONSUMERS ENGRY 4.50|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15
CMS$B|CONSUMERS ENGRY 4.50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|120
CMS$B|CONSUMERS ENGRY 4.50|EDJO|Edward D. Jones & Co., L.P.|200
CMS$B|CONSUMERS ENGRY 4.50|ETRS|E*Trade Securities LLC|35
CMS$B|CONSUMERS ENGRY 4.50|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|220
CMS$B|CONSUMERS ENGRY 4.50|FTBR|Foliofn Investments, Inc.|1
CMS$B|CONSUMERS ENGRY 4.50|GSCS|GOLDMAN SACHS & CO. LLC|30
CMS$B|CONSUMERS ENGRY 4.50|IBKR|Interactive Brokers Llc|26
CMS$B|CONSUMERS ENGRY 4.50|LIME|Lime Brokerage LLC|20
CMS$B|CONSUMERS ENGRY 4.50|MSCO|MORGAN STANLEY & CO. LLC|130
CMS$B|CONSUMERS ENGRY 4.50|NITE|VIRTU Americas LLC|651
CMS$B|CONSUMERS ENGRY 4.50|STFL|Stifel, Nicolaus & Company, Incorporated|272
CMS$B|CONSUMERS ENGRY 4.50|UBSA|UBS SECURITIES LLC|120
CMS$B|CONSUMERS ENGRY 4.50|UBSS|UBS Securities LLC|100
CMS$B|CONSUMERS ENGRY 4.50|WCHV|WELLS FARGO SECURITIES, LLC|123
CMS$B|CONSUMERS ENGRY 4.50|WEDB|WEDBUSH SECURITIES INC.|290
CMSA|CMS ENERGY CP|APCC|Apex Clearing Corporation|350
CMSA|CMS ENERGY CP|BARD|Robert W. Baird & Co. Incorporated|9257
CMSA|CMS ENERGY CP|BATM|CBOE TRADING, INC.|300
CMSA|CMS ENERGY CP|BBNT|BB&T SECURITIES, LLC|2490
CMSA|CMS ENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2912
CMSA|CMS ENERGY CP|BNCH|The Benchmark Company, LLC|83000
CMSA|CMS ENERGY CP|CANT|Cantor Fitzgerald & Co.|30583
CMSA|CMS ENERGY CP|CHAS|Charles Schwab & Co., Inc.|67
CMSA|CMS ENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
CMSA|CMS ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2982
CMSA|CMS ENERGY CP|DBAB|Deutsche Bank Securities Inc.|20000
CMSA|CMS ENERGY CP|DBAX|Deutsche Bank Securities Inc.|5600
CMSA|CMS ENERGY CP|DEAN|MORGAN STANLEY|4582
CMSA|CMS ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
CMSA|CMS ENERGY CP|EBXL|EBX LLC|4200
CMSA|CMS ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3433
CMSA|CMS ENERGY CP|EGXM|CBOE TRADING, INC.|2134
CMSA|CMS ENERGY CP|ETRS|E*Trade Securities LLC|91
CMSA|CMS ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139
CMSA|CMS ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|390
CMSA|CMS ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|13985
CMSA|CMS ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|700
CMSA|CMS ENERGY CP|GTSZ|GTS SECURITIES LLC|9352
CMSA|CMS ENERGY CP|HRBF|American Enterprise Investment Services Inc.|15479
CMSA|CMS ENERGY CP|IBKR|Interactive Brokers Llc|700
CMSA|CMS ENERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|359
CMSA|CMS ENERGY CP|ICBX|INSTINET, LLC|300
CMSA|CMS ENERGY CP|INCA|INSTINET, LLC|444
CMSA|CMS ENERGY CP|INTL|INTL FCSTONE FINANCIAL INC.|46304
CMSA|CMS ENERGY CP|ITGI|ITG Inc.|204
CMSA|CMS ENERGY CP|JANY|Janney Montgomery Scott Inc.|29296
CMSA|CMS ENERGY CP|JPMX|J.P. Morgan Securities LLC|672
CMSA|CMS ENERGY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|416
CMSA|CMS ENERGY CP|JSJX|JANE STREET CAPITAL LLC|1235
CMSA|CMS ENERGY CP|KCGM|VIRTU Americas LLC|600
CMSA|CMS ENERGY CP|LEHM|Barclays Capital Inc./Le|1200
CMSA|CMS ENERGY CP|LIME|Lime Brokerage LLC|471
CMSA|CMS ENERGY CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|57
CMSA|CMS ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CMSA|CMS ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|11623
CMSA|CMS ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|1300
CMSA|CMS ENERGY CP|NFSC|National Financial Services LLC|7711
CMSA|CMS ENERGY CP|NITE|VIRTU Americas LLC|84690
CMSA|CMS ENERGY CP|NQRB|Brut, LLC|689
CMSA|CMS ENERGY CP|OPCO|Oppenheimer & Co. Inc.|200
CMSA|CMS ENERGY CP|PDQM|CODA MARKETS, INC.|790
CMSA|CMS ENERGY CP|PWJC|UBS Financial Services, Inc.|37
CMSA|CMS ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|21801
CMSA|CMS ENERGY CP|SBSH|Citigroup Global Markets Inc.|700
CMSA|CMS ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|1297
CMSA|CMS ENERGY CP|SPDR|SPEEDROUTE LLC|400
CMSA|CMS ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|11819
CMSA|CMS ENERGY CP|SWST|Hilltop Securities Inc.|600
CMSA|CMS ENERGY CP|UBSA|UBS SECURITIES LLC|5371
CMSA|CMS ENERGY CP|UBSS|UBS Securities LLC|27302
CMSA|CMS ENERGY CP|VGRD|Vanguard Marketing Corporation|4007
CMSA|CMS ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|171334
CMSA|CMS ENERGY CP|WEDB|WEDBUSH SECURITIES INC.|87
CMSA|CMS ENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109
CMSA|CMS ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|13778
CMSA|CMS ENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
CMSA|CMS ENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2400
CMSS|CM SEVEN STAR ORD|BATM|CBOE TRADING, INC.|100
CMSS|CM SEVEN STAR ORD|BAYT|BTIG, LLC|3800
CMSS|CM SEVEN STAR ORD|BTIG|BTIG, LLC|100000
CMSS|CM SEVEN STAR ORD|CIST|Capital Institutional Services, Inc.|492
CMSS|CM SEVEN STAR ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7000
CMSS|CM SEVEN STAR ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5900
CMSS|CM SEVEN STAR ORD|CTDL|Citadel Derivatives Group Llc|131
CMSS|CM SEVEN STAR ORD|DBAB|Deutsche Bank Securities Inc.|2600
CMSS|CM SEVEN STAR ORD|DBAX|Deutsche Bank Securities Inc.|400
CMSS|CM SEVEN STAR ORD|EBXL|EBX LLC|4800
CMSS|CM SEVEN STAR ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4100
CMSS|CM SEVEN STAR ORD|FBCO|Credit Suisse Securities (USA) LLC|39021
CMSS|CM SEVEN STAR ORD|FOMA|TD AMERITRADE CLEARING, INC.|300
CMSS|CM SEVEN STAR ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5028
CMSS|CM SEVEN STAR ORD|GSCO|GOLDMAN SACHS & CO. LLC|12492
CMSS|CM SEVEN STAR ORD|GSCS|GOLDMAN SACHS & CO. LLC|4431
CMSS|CM SEVEN STAR ORD|ICBX|INSTINET, LLC|8200
CMSS|CM SEVEN STAR ORD|INCA|INSTINET, LLC|9400
CMSS|CM SEVEN STAR ORD|ITGI|ITG Inc.|700
CMSS|CM SEVEN STAR ORD|ITGP|ITG INC.|8400
CMSS|CM SEVEN STAR ORD|JPMX|J.P. Morgan Securities LLC|565
CMSS|CM SEVEN STAR ORD|KCGM|VIRTU Americas LLC|4407
CMSS|CM SEVEN STAR ORD|LEHM|Barclays Capital Inc./Le|6096
CMSS|CM SEVEN STAR ORD|LIME|Lime Brokerage LLC|2689
CMSS|CM SEVEN STAR ORD|LTCO|Ladenburg, Thalmann & Co., Inc.|4839
CMSS|CM SEVEN STAR ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
CMSS|CM SEVEN STAR ORD|MSCO|MORGAN STANLEY & CO. LLC|12292
CMSS|CM SEVEN STAR ORD|MSPL|MORGAN STANLEY & CO. LLC|500
CMSS|CM SEVEN STAR ORD|MZHO|Mizuho Securities USA LLC|250000
CMSS|CM SEVEN STAR ORD|NITE|VIRTU Americas LLC|11278
CMSS|CM SEVEN STAR ORD|SBSH|Citigroup Global Markets Inc.|2600
CMSS|CM SEVEN STAR ORD|SGMT|GOLDMAN SACHS & CO. LLC|5600
CMSS|CM SEVEN STAR ORD|TRBT|Tradebot Systems, Inc.|102
CMSS|CM SEVEN STAR ORD|UBSA|UBS SECURITIES LLC|9610
CMSS|CM SEVEN STAR ORD|UBSS|UBS Securities LLC|20327
CMSSR|CM SEVEN STAR RTS|BTIG|BTIG, LLC|100000
CMSSR|CM SEVEN STAR RTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1300
CMSSR|CM SEVEN STAR RTS|ETRS|E*Trade Securities LLC|7804
CMSSR|CM SEVEN STAR RTS|FBCO|Credit Suisse Securities (USA) LLC|1700
CMSSR|CM SEVEN STAR RTS|IBKR|Interactive Brokers Llc|69160
CMSSR|CM SEVEN STAR RTS|ITGI|ITG Inc.|1000
CMSSR|CM SEVEN STAR RTS|NITE|VIRTU Americas LLC|3000
CMSSR|CM SEVEN STAR RTS|UBSS|UBS Securities LLC|3000
CMSSR|CM SEVEN STAR RTS|WFPB|Wells Fargo Securities, LLC.|100
CMSSU|CM SEVEN STAR ACQ UT|BAYT|BTIG, LLC|200
CMSSU|CM SEVEN STAR ACQ UT|BRGE|Newbridge Securities Corp.|1700
CMSSU|CM SEVEN STAR ACQ UT|BTIG|BTIG, LLC|65000
CMSSU|CM SEVEN STAR ACQ UT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32600
CMSSU|CM SEVEN STAR ACQ UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CMSSU|CM SEVEN STAR ACQ UT|DBAX|Deutsche Bank Securities Inc.|1800
CMSSU|CM SEVEN STAR ACQ UT|EBXL|EBX LLC|2800
CMSSU|CM SEVEN STAR ACQ UT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2300
CMSSU|CM SEVEN STAR ACQ UT|FBCO|Credit Suisse Securities (USA) LLC|20000
CMSSU|CM SEVEN STAR ACQ UT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101
CMSSU|CM SEVEN STAR ACQ UT|GSCS|GOLDMAN SACHS & CO. LLC|3700
CMSSU|CM SEVEN STAR ACQ UT|ICBX|INSTINET, LLC|600
CMSSU|CM SEVEN STAR ACQ UT|ITGI|ITG Inc.|400
CMSSU|CM SEVEN STAR ACQ UT|JPMX|J.P. Morgan Securities LLC|4600
CMSSU|CM SEVEN STAR ACQ UT|LEHM|Barclays Capital Inc./Le|1800
CMSSU|CM SEVEN STAR ACQ UT|LIME|Lime Brokerage LLC|600
CMSSU|CM SEVEN STAR ACQ UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
CMSSU|CM SEVEN STAR ACQ UT|MSCO|MORGAN STANLEY & CO. LLC|2900
CMSSU|CM SEVEN STAR ACQ UT|MSPL|MORGAN STANLEY & CO. LLC|1500
CMSSU|CM SEVEN STAR ACQ UT|NFSC|National Financial Services LLC|3500
CMSSU|CM SEVEN STAR ACQ UT|NITE|VIRTU Americas LLC|10900
CMSSU|CM SEVEN STAR ACQ UT|SGMT|GOLDMAN SACHS & CO. LLC|2200
CMSSU|CM SEVEN STAR ACQ UT|TDSI|TD Securities (USA) LLC|12000
CMSSU|CM SEVEN STAR ACQ UT|UBSA|UBS SECURITIES LLC|3300
CMSSU|CM SEVEN STAR ACQ UT|UBSS|UBS Securities LLC|3800
CMSSW|CM SEVEN STAR ACQ WT|BTIG|BTIG, LLC|50000
CMSSW|CM SEVEN STAR ACQ WT|DBAX|Deutsche Bank Securities Inc.|200
CMSSW|CM SEVEN STAR ACQ WT|EBXL|EBX LLC|4600
CMSSW|CM SEVEN STAR ACQ WT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
CMSSW|CM SEVEN STAR ACQ WT|GSCO|GOLDMAN SACHS & CO. LLC|9100
CMSSW|CM SEVEN STAR ACQ WT|IBKR|Interactive Brokers Llc|35050
CMSSW|CM SEVEN STAR ACQ WT|INCA|INSTINET, LLC|1800
CMSSW|CM SEVEN STAR ACQ WT|ITGP|ITG INC.|5400
CMSSW|CM SEVEN STAR ACQ WT|LIME|Lime Brokerage LLC|400
CMSSW|CM SEVEN STAR ACQ WT|MPSG|E D & F Man Capital Markets Inc.|48800
CMSSW|CM SEVEN STAR ACQ WT|NFSC|National Financial Services LLC|1500
CMSSW|CM SEVEN STAR ACQ WT|SGMT|GOLDMAN SACHS & CO. LLC|9100
CMSSW|CM SEVEN STAR ACQ WT|UBSA|UBS SECURITIES LLC|5400
CMSSW|CM SEVEN STAR ACQ WT|UBSS|UBS Securities LLC|3000
CMT|CORE MOLDING TECH|ALTX|Alternet Securities Inc.|700
CMT|CORE MOLDING TECH|ANOS|ABEL/NOSER, L.L.C.|395
CMT|CORE MOLDING TECH|APCC|Apex Clearing Corporation|17
CMT|CORE MOLDING TECH|BATM|CBOE TRADING, INC.|605
CMT|CORE MOLDING TECH|BAYC|BAY CREST PARTNERS, LLC|510
CMT|CORE MOLDING TECH|BERN|Sanford C. Bernstein & Co., LLC|1
CMT|CORE MOLDING TECH|BYXM|CBOE TRADING, INC.|399
CMT|CORE MOLDING TECH|BZYD|GOLDMAN SACHS & CO. LLC|484
CMT|CORE MOLDING TECH|CANT|Cantor Fitzgerald & Co.|1887
CMT|CORE MOLDING TECH|CHAS|Charles Schwab & Co., Inc.|100
CMT|CORE MOLDING TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11234
CMT|CORE MOLDING TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8209
CMT|CORE MOLDING TECH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6263
CMT|CORE MOLDING TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9531
CMT|CORE MOLDING TECH|CTDL|Citadel Derivatives Group Llc|189
CMT|CORE MOLDING TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|2242
CMT|CORE MOLDING TECH|DBAB|Deutsche Bank Securities Inc.|1505
CMT|CORE MOLDING TECH|DBAX|Deutsche Bank Securities Inc.|8400
CMT|CORE MOLDING TECH|DEGS|RONIN PROFESSIONAL LLC|2132
CMT|CORE MOLDING TECH|EBXL|EBX LLC|5000
CMT|CORE MOLDING TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|340
CMT|CORE MOLDING TECH|EGAM|CBOE TRADING, INC.|300
CMT|CORE MOLDING TECH|EGXM|CBOE TRADING, INC.|203
CMT|CORE MOLDING TECH|ETRS|E*Trade Securities LLC|1340
CMT|CORE MOLDING TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12497
CMT|CORE MOLDING TECH|FTBR|Foliofn Investments, Inc.|207
CMT|CORE MOLDING TECH|GLPX|ACS EXECUTION SERVICES, LLC|6727
CMT|CORE MOLDING TECH|GSCO|GOLDMAN SACHS & CO. LLC|64933
CMT|CORE MOLDING TECH|GSLT|GOLDMAN SACHS & CO. LLC|136
CMT|CORE MOLDING TECH|GTSZ|GTS SECURITIES LLC|21668
CMT|CORE MOLDING TECH|HRBF|American Enterprise Investment Services Inc.|500
CMT|CORE MOLDING TECH|IATS|INTERACTIVE BROKERS LLC|3611
CMT|CORE MOLDING TECH|IBKR|Interactive Brokers Llc|3546
CMT|CORE MOLDING TECH|ICBX|INSTINET, LLC|1900
CMT|CORE MOLDING TECH|IEQY|CITADEL SECURITIES LLC|587
CMT|CORE MOLDING TECH|INCA|INSTINET, LLC|3548
CMT|CORE MOLDING TECH|INJX|INSTINET, LLC|48
CMT|CORE MOLDING TECH|ITGI|ITG Inc.|4019
CMT|CORE MOLDING TECH|ITGP|ITG INC.|28800
CMT|CORE MOLDING TECH|JEFF|JEFFERIES LLC|1843
CMT|CORE MOLDING TECH|JONE|JonesTrading|328420
CMT|CORE MOLDING TECH|JPBX|J.P. MORGAN SECURITIES LLC|1800
CMT|CORE MOLDING TECH|JPMX|J.P. Morgan Securities LLC|14115
CMT|CORE MOLDING TECH|JSJX|JANE STREET CAPITAL LLC|200
CMT|CORE MOLDING TECH|KCGM|VIRTU Americas LLC|660
CMT|CORE MOLDING TECH|LEHM|Barclays Capital Inc./Le|6932
CMT|CORE MOLDING TECH|LIME|Lime Brokerage LLC|7167
CMT|CORE MOLDING TECH|LOOP|Loop Capital Markets LLC|187
CMT|CORE MOLDING TECH|LQNA|LIQUIDNET, INC.|18000
CMT|CORE MOLDING TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11934
CMT|CORE MOLDING TECH|MSCO|MORGAN STANLEY & CO. LLC|24715
CMT|CORE MOLDING TECH|MSPL|MORGAN STANLEY & CO. LLC|16500
CMT|CORE MOLDING TECH|MSTX|MORGAN STANLEY & CO. LLC|6800
CMT|CORE MOLDING TECH|NFSC|National Financial Services LLC|8266
CMT|CORE MOLDING TECH|NITE|VIRTU Americas LLC|26285
CMT|CORE MOLDING TECH|PDQM|CODA MARKETS, INC.|12277
CMT|CORE MOLDING TECH|PNSR|Penserra Securities, LLC|3742
CMT|CORE MOLDING TECH|SBSH|Citigroup Global Markets Inc.|2033
CMT|CORE MOLDING TECH|SGMT|GOLDMAN SACHS & CO. LLC|5442
CMT|CORE MOLDING TECH|SPDR|SPEEDROUTE LLC|1100
CMT|CORE MOLDING TECH|SPTD|MINT GLOBAL MARKETS, INC.|600
CMT|CORE MOLDING TECH|SSBS|STATE STREET GLOBAL MARKETS, LLC|540
CMT|CORE MOLDING TECH|SWIM|TD Ameritrade, Inc.|5467
CMT|CORE MOLDING TECH|TRBT|Tradebot Systems, Inc.|917
CMT|CORE MOLDING TECH|TRCM|TRC MARKETS LLC|205
CMT|CORE MOLDING TECH|UBSA|UBS SECURITIES LLC|37392
CMT|CORE MOLDING TECH|UBSS|UBS Securities LLC|27324
CMT|CORE MOLDING TECH|VALX|VIRTU AMERICAS LLC|2869
CMT|CORE MOLDING TECH|VGRD|Vanguard Marketing Corporation|1000
CMT|CORE MOLDING TECH|WCHV|WELLS FARGO SECURITIES, LLC|2114
CMT|CORE MOLDING TECH|WEED|Weeden & Co.L.P.|198
CMT|CORE MOLDING TECH|YKNA|COMHAR CAPITAL MARKETS, LLC|290
CMT|CORE MOLDING TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38
CMTA|CLEMENTIA PHARMA CM|ALTX|Alternet Securities Inc.|14347
CMTA|CLEMENTIA PHARMA CM|APCC|Apex Clearing Corporation|104
CMTA|CLEMENTIA PHARMA CM|BATM|CBOE TRADING, INC.|1503
CMTA|CLEMENTIA PHARMA CM|BYXM|CBOE TRADING, INC.|1180
CMTA|CLEMENTIA PHARMA CM|CANT|Cantor Fitzgerald & Co.|321
CMTA|CLEMENTIA PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89263
CMTA|CLEMENTIA PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11235
CMTA|CLEMENTIA PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
CMTA|CLEMENTIA PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24558
CMTA|CLEMENTIA PHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5200
CMTA|CLEMENTIA PHARMA CM|DBAB|Deutsche Bank Securities Inc.|13454
CMTA|CLEMENTIA PHARMA CM|DBAX|Deutsche Bank Securities Inc.|82800
CMTA|CLEMENTIA PHARMA CM|DEAN|MORGAN STANLEY|12150
CMTA|CLEMENTIA PHARMA CM|DEGS|RONIN PROFESSIONAL LLC|17379
CMTA|CLEMENTIA PHARMA CM|EBXL|EBX LLC|78500
CMTA|CLEMENTIA PHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|530
CMTA|CLEMENTIA PHARMA CM|EDJO|Edward D. Jones & Co., L.P.|103
CMTA|CLEMENTIA PHARMA CM|EGAM|CBOE TRADING, INC.|482
CMTA|CLEMENTIA PHARMA CM|EGXM|CBOE TRADING, INC.|100
CMTA|CLEMENTIA PHARMA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
CMTA|CLEMENTIA PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|15575
CMTA|CLEMENTIA PHARMA CM|FMAF|NBCN Inc./ CDS|2350
CMTA|CLEMENTIA PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|157786
CMTA|CLEMENTIA PHARMA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4470
CMTA|CLEMENTIA PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16586
CMTA|CLEMENTIA PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|567
CMTA|CLEMENTIA PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|43235
CMTA|CLEMENTIA PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|38575
CMTA|CLEMENTIA PHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|3700
CMTA|CLEMENTIA PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|576
CMTA|CLEMENTIA PHARMA CM|GTSZ|GTS SECURITIES LLC|35253
CMTA|CLEMENTIA PHARMA CM|IATS|INTERACTIVE BROKERS LLC|2390
CMTA|CLEMENTIA PHARMA CM|IBKR|Interactive Brokers Llc|21583
CMTA|CLEMENTIA PHARMA CM|ICBX|INSTINET, LLC|7000
CMTA|CLEMENTIA PHARMA CM|INCA|INSTINET, LLC|63144
CMTA|CLEMENTIA PHARMA CM|INJX|INSTINET, LLC|332
CMTA|CLEMENTIA PHARMA CM|ITGI|ITG Inc.|5940
CMTA|CLEMENTIA PHARMA CM|ITGP|ITG INC.|38800
CMTA|CLEMENTIA PHARMA CM|JEFF|JEFFERIES LLC|32982
CMTA|CLEMENTIA PHARMA CM|JMPT|JUMP TRADING, LLC|854
CMTA|CLEMENTIA PHARMA CM|JPMX|J.P. Morgan Securities LLC|115446
CMTA|CLEMENTIA PHARMA CM|JSJX|JANE STREET CAPITAL LLC|657
CMTA|CLEMENTIA PHARMA CM|KCGM|VIRTU Americas LLC|17224
CMTA|CLEMENTIA PHARMA CM|LEER|LEERINK PARTNERS LLC|300
CMTA|CLEMENTIA PHARMA CM|LEHM|Barclays Capital Inc./Le|18557
CMTA|CLEMENTIA PHARMA CM|LIME|Lime Brokerage LLC|18499
CMTA|CLEMENTIA PHARMA CM|LIWE|LIME BROKERAGE LLC|2631
CMTA|CLEMENTIA PHARMA CM|LMGP|LIME BROKERAGE LLC|12571
CMTA|CLEMENTIA PHARMA CM|LQNA|LIQUIDNET, INC.|38100
CMTA|CLEMENTIA PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134420
CMTA|CLEMENTIA PHARMA CM|MOTF|MOTIF INVESTING, INC.|2
CMTA|CLEMENTIA PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|144914
CMTA|CLEMENTIA PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|22700
CMTA|CLEMENTIA PHARMA CM|MSTX|MORGAN STANLEY & CO. LLC|200
CMTA|CLEMENTIA PHARMA CM|NFSC|National Financial Services LLC|4723
CMTA|CLEMENTIA PHARMA CM|NITE|VIRTU Americas LLC|66657
CMTA|CLEMENTIA PHARMA CM|NITP|VIRTU Americas LLC|1998
CMTA|CLEMENTIA PHARMA CM|NQRB|Brut, LLC|529
CMTA|CLEMENTIA PHARMA CM|PDQM|CODA MARKETS, INC.|131274
CMTA|CLEMENTIA PHARMA CM|RAJA|Raymond James & Associates, Inc.|206
CMTA|CLEMENTIA PHARMA CM|SAGL|SAGETRADER, LLC|11801
CMTA|CLEMENTIA PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|15445
CMTA|CLEMENTIA PHARMA CM|SPDR|SPEEDROUTE LLC|47431
CMTA|CLEMENTIA PHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|24649
CMTA|CLEMENTIA PHARMA CM|SWIM|TD Ameritrade, Inc.|3839
CMTA|CLEMENTIA PHARMA CM|TRBT|Tradebot Systems, Inc.|3266
CMTA|CLEMENTIA PHARMA CM|TRCM|TRC MARKETS LLC|9095
CMTA|CLEMENTIA PHARMA CM|UBSA|UBS SECURITIES LLC|71081
CMTA|CLEMENTIA PHARMA CM|UBSS|UBS Securities LLC|71976
CMTA|CLEMENTIA PHARMA CM|VALX|VIRTU AMERICAS LLC|2583
CMTA|CLEMENTIA PHARMA CM|VGRD|Vanguard Marketing Corporation|2000
CMTA|CLEMENTIA PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|19859
CMTA|CLEMENTIA PHARMA CM|WEDB|WEDBUSH SECURITIES INC.|676420
CMTA|CLEMENTIA PHARMA CM|WGIF|CIBC World Markets Inc.|300
CMTA|CLEMENTIA PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|1057
CMTA|CLEMENTIA PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
CMTA|CLEMENTIA PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|20829
CMTA|CLEMENTIA PHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1200
CMTL|COMTECH TELECOM CO##|ALTX|Alternet Securities Inc.|4300
CMTL|COMTECH TELECOM CO##|ANOS|ABEL/NOSER, L.L.C.|191
CMTL|COMTECH TELECOM CO##|APCC|Apex Clearing Corporation|138
CMTL|COMTECH TELECOM CO##|BARD|Robert W. Baird & Co. Incorporated|3
CMTL|COMTECH TELECOM CO##|BATM|CBOE TRADING, INC.|1599
CMTL|COMTECH TELECOM CO##|BERN|Sanford C. Bernstein & Co., LLC|10467
CMTL|COMTECH TELECOM CO##|BKCM|BNY Mellon Capital Markets LLC|1100
CMTL|COMTECH TELECOM CO##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4772
CMTL|COMTECH TELECOM CO##|BMOC|BMO Capital Markets Corp.|3669
CMTL|COMTECH TELECOM CO##|BNPX|BNP PARIBAS SECURITIES CORP.|6348
CMTL|COMTECH TELECOM CO##|BRVL|BLAYLOCK VAN, LLC|500
CMTL|COMTECH TELECOM CO##|BTIG|BTIG, LLC|5679
CMTL|COMTECH TELECOM CO##|BYXM|CBOE TRADING, INC.|1384
CMTL|COMTECH TELECOM CO##|BZYD|GOLDMAN SACHS & CO. LLC|1700
CMTL|COMTECH TELECOM CO##|CANT|Cantor Fitzgerald & Co.|515
CMTL|COMTECH TELECOM CO##|CHAS|Charles Schwab & Co., Inc.|113
CMTL|COMTECH TELECOM CO##|CIST|Capital Institutional Services, Inc.|899
CMTL|COMTECH TELECOM CO##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21763
CMTL|COMTECH TELECOM CO##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|884
CMTL|COMTECH TELECOM CO##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
CMTL|COMTECH TELECOM CO##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132416
CMTL|COMTECH TELECOM CO##|CTDL|Citadel Derivatives Group Llc|9838
CMTL|COMTECH TELECOM CO##|CTLR|CUTLER GROUP, LP|6479
CMTL|COMTECH TELECOM CO##|CXCX|CITIGROUP GLOBAL MARKETS INC.|12346
CMTL|COMTECH TELECOM CO##|DBAB|Deutsche Bank Securities Inc.|234590
CMTL|COMTECH TELECOM CO##|DBAX|Deutsche Bank Securities Inc.|85700
CMTL|COMTECH TELECOM CO##|DBUL|Deutsche Bank Securities Inc.|714
CMTL|COMTECH TELECOM CO##|DEGS|RONIN PROFESSIONAL LLC|13075
CMTL|COMTECH TELECOM CO##|EBXL|EBX LLC|52100
CMTL|COMTECH TELECOM CO##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2633
CMTL|COMTECH TELECOM CO##|EDJO|Edward D. Jones & Co., L.P.|186
CMTL|COMTECH TELECOM CO##|EGAM|CBOE TRADING, INC.|5763
CMTL|COMTECH TELECOM CO##|EGAW|CBOE TRADING, INC.|200
CMTL|COMTECH TELECOM CO##|EGMT|EG MARKET TECHNOLOGIES LLC|700
CMTL|COMTECH TELECOM CO##|EGXM|CBOE TRADING, INC.|1861
CMTL|COMTECH TELECOM CO##|ETBE|Electronic Transaction Clearing, Inc.|3288
CMTL|COMTECH TELECOM CO##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3730
CMTL|COMTECH TELECOM CO##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33540
CMTL|COMTECH TELECOM CO##|ETRS|E*Trade Securities LLC|46848
CMTL|COMTECH TELECOM CO##|FBCO|Credit Suisse Securities (USA) LLC|212087
CMTL|COMTECH TELECOM CO##|FILL|Tradestation Securities, Inc.|451
CMTL|COMTECH TELECOM CO##|FINX|FINTECH SECURITIES|100
CMTL|COMTECH TELECOM CO##|FOMA|TD AMERITRADE CLEARING, INC.|126269
CMTL|COMTECH TELECOM CO##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59701
CMTL|COMTECH TELECOM CO##|FTBR|Foliofn Investments, Inc.|1295
CMTL|COMTECH TELECOM CO##|GEBB|GLOBAL EXECUTION BROKERS, LP|9187
CMTL|COMTECH TELECOM CO##|GLIS|TD Securities Inc|120
CMTL|COMTECH TELECOM CO##|GLPX|ACS EXECUTION SERVICES, LLC|15278
CMTL|COMTECH TELECOM CO##|GSCO|GOLDMAN SACHS & CO. LLC|276181
CMTL|COMTECH TELECOM CO##|GSCS|GOLDMAN SACHS & CO. LLC|14979
CMTL|COMTECH TELECOM CO##|GSLT|GOLDMAN SACHS & CO. LLC|2299
CMTL|COMTECH TELECOM CO##|GTSZ|GTS SECURITIES LLC|41401
CMTL|COMTECH TELECOM CO##|HRBF|American Enterprise Investment Services Inc.|725
CMTL|COMTECH TELECOM CO##|HSBC|HSBC Securities, Inc.|8817
CMTL|COMTECH TELECOM CO##|IATS|INTERACTIVE BROKERS LLC|10328
CMTL|COMTECH TELECOM CO##|IBKR|Interactive Brokers Llc|71916
CMTL|COMTECH TELECOM CO##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
CMTL|COMTECH TELECOM CO##|ICBX|INSTINET, LLC|8100
CMTL|COMTECH TELECOM CO##|IEQY|CITADEL SECURITIES LLC|31371
CMTL|COMTECH TELECOM CO##|INCA|INSTINET, LLC|151933
CMTL|COMTECH TELECOM CO##|INJX|INSTINET, LLC|5174
CMTL|COMTECH TELECOM CO##|ITGI|ITG Inc.|20812
CMTL|COMTECH TELECOM CO##|ITGP|ITG INC.|49800
CMTL|COMTECH TELECOM CO##|JANY|Janney Montgomery Scott Inc.|50
CMTL|COMTECH TELECOM CO##|JEFF|JEFFERIES LLC|45201
CMTL|COMTECH TELECOM CO##|JMPT|JUMP TRADING, LLC|17983
CMTL|COMTECH TELECOM CO##|JPBX|J.P. MORGAN SECURITIES LLC|4790
CMTL|COMTECH TELECOM CO##|JPMX|J.P. Morgan Securities LLC|69985
CMTL|COMTECH TELECOM CO##|JSJX|JANE STREET CAPITAL LLC|1699
CMTL|COMTECH TELECOM CO##|KCGM|VIRTU Americas LLC|20171
CMTL|COMTECH TELECOM CO##|LEHM|Barclays Capital Inc./Le|289842
CMTL|COMTECH TELECOM CO##|LIME|Lime Brokerage LLC|76906
CMTL|COMTECH TELECOM CO##|LOOP|Loop Capital Markets LLC|1264
CMTL|COMTECH TELECOM CO##|LSCI|Lek Securities Corporation|7200
CMTL|COMTECH TELECOM CO##|MAXM|Maxim Group LLC|2382
CMTL|COMTECH TELECOM CO##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63040
CMTL|COMTECH TELECOM CO##|MSCO|MORGAN STANLEY & CO. LLC|754634
CMTL|COMTECH TELECOM CO##|MSPL|MORGAN STANLEY & CO. LLC|111600
CMTL|COMTECH TELECOM CO##|MSTX|MORGAN STANLEY & CO. LLC|16000
CMTL|COMTECH TELECOM CO##|NFSC|National Financial Services LLC|59433
CMTL|COMTECH TELECOM CO##|NITE|VIRTU Americas LLC|151007
CMTL|COMTECH TELECOM CO##|NITP|VIRTU Americas LLC|1100
CMTL|COMTECH TELECOM CO##|NORT|Northland Securities, Inc.|15271
CMTL|COMTECH TELECOM CO##|NQRB|Brut, LLC|1696
CMTL|COMTECH TELECOM CO##|OPCO|Oppenheimer & Co. Inc.|1110
CMTL|COMTECH TELECOM CO##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CMTL|COMTECH TELECOM CO##|PDQM|CODA MARKETS, INC.|33300
CMTL|COMTECH TELECOM CO##|POIN|PRECISION SECURITIES, LLC (POIN)|300
CMTL|COMTECH TELECOM CO##|RAAA|RICHARD JAMES & ASSOCIATES, INC.|22541
CMTL|COMTECH TELECOM CO##|RAJA|Raymond James & Associates, Inc.|94
CMTL|COMTECH TELECOM CO##|RBCM|RBC CAPITAL MARKETS, LLC|2437
CMTL|COMTECH TELECOM CO##|SAGL|SAGETRADER, LLC|1433
CMTL|COMTECH TELECOM CO##|SAGW|SAGETRADER, LLC|1646
CMTL|COMTECH TELECOM CO##|SBSH|Citigroup Global Markets Inc.|87378
CMTL|COMTECH TELECOM CO##|SEIC|SEI Investments Distribution Co.|100
CMTL|COMTECH TELECOM CO##|SGMT|GOLDMAN SACHS & CO. LLC|56658
CMTL|COMTECH TELECOM CO##|SPDR|SPEEDROUTE LLC|7563
CMTL|COMTECH TELECOM CO##|SPTD|MINT GLOBAL MARKETS, INC.|1048
CMTL|COMTECH TELECOM CO##|SSBS|STATE STREET GLOBAL MARKETS, LLC|2180
CMTL|COMTECH TELECOM CO##|STFL|Stifel, Nicolaus & Company, Incorporated|4134
CMTL|COMTECH TELECOM CO##|SWIM|TD Ameritrade, Inc.|16845
CMTL|COMTECH TELECOM CO##|SWST|Hilltop Securities Inc.|1379
CMTL|COMTECH TELECOM CO##|TKNG|ALLY INVEST SECURITIES LLC|370
CMTL|COMTECH TELECOM CO##|TONC|CUTTONE & CO., LLC|1520
CMTL|COMTECH TELECOM CO##|TRBT|Tradebot Systems, Inc.|61907
CMTL|COMTECH TELECOM CO##|TRCM|TRC MARKETS LLC|35510
CMTL|COMTECH TELECOM CO##|TWTT|TASTYWORKS, INC.|150
CMTL|COMTECH TELECOM CO##|UBSA|UBS SECURITIES LLC|220547
CMTL|COMTECH TELECOM CO##|UBSS|UBS Securities LLC|377155
CMTL|COMTECH TELECOM CO##|VALX|VIRTU AMERICAS LLC|4470
CMTL|COMTECH TELECOM CO##|VGRD|Vanguard Marketing Corporation|4557
CMTL|COMTECH TELECOM CO##|WABR|Wall Street Access|28
CMTL|COMTECH TELECOM CO##|WBPX|SUMMIT SECURITIES GROUP, LLC|400
CMTL|COMTECH TELECOM CO##|WCHV|WELLS FARGO SECURITIES, LLC|83656
CMTL|COMTECH TELECOM CO##|WEDB|WEDBUSH SECURITIES INC.|800
CMTL|COMTECH TELECOM CO##|WEED|Weeden & Co.L.P.|2660
CMTL|COMTECH TELECOM CO##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3962
CMTL|COMTECH TELECOM CO##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9747
CMTL|COMTECH TELECOM CO##|WGIF|CIBC World Markets Inc.|104
CMTL|COMTECH TELECOM CO##|WSEA|WOLVERINE SECURITIES, LLC|2165
CMTL|COMTECH TELECOM CO##|XIST|INSTINET, LLC|43958
CMTL|COMTECH TELECOM CO##|XSTM|NATIONAL FINANCIAL SERVICES LLC|5928
CMTL|COMTECH TELECOM CO##|YKNA|COMHAR CAPITAL MARKETS, LLC|1693
CMU|MFS MUNI INCM|APCC|Apex Clearing Corporation|8
CMU|MFS MUNI INCM|BARD|Robert W. Baird & Co. Incorporated|2654
CMU|MFS MUNI INCM|BATM|CBOE TRADING, INC.|200
CMU|MFS MUNI INCM|BBNT|BB&T SECURITIES, LLC|6
CMU|MFS MUNI INCM|CHAS|Charles Schwab & Co., Inc.|1
CMU|MFS MUNI INCM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4292
CMU|MFS MUNI INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2200
CMU|MFS MUNI INCM|DADA|D.A. Davidson & Co.|1
CMU|MFS MUNI INCM|DBAX|Deutsche Bank Securities Inc.|1000
CMU|MFS MUNI INCM|DEAN|MORGAN STANLEY|9696
CMU|MFS MUNI INCM|DEGS|RONIN PROFESSIONAL LLC|1900
CMU|MFS MUNI INCM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
CMU|MFS MUNI INCM|EBXL|EBX LLC|200
CMU|MFS MUNI INCM|EDJO|Edward D. Jones & Co., L.P.|2954
CMU|MFS MUNI INCM|ETBE|Electronic Transaction Clearing, Inc.|300
CMU|MFS MUNI INCM|ETRS|E*Trade Securities LLC|5501
CMU|MFS MUNI INCM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2360
CMU|MFS MUNI INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1682
CMU|MFS MUNI INCM|FTBR|Foliofn Investments, Inc.|54
CMU|MFS MUNI INCM|GLPX|ACS EXECUTION SERVICES, LLC|1130
CMU|MFS MUNI INCM|GSCO|GOLDMAN SACHS & CO. LLC|1600
CMU|MFS MUNI INCM|GSLT|GOLDMAN SACHS & CO. LLC|100
CMU|MFS MUNI INCM|GTSZ|GTS SECURITIES LLC|100
CMU|MFS MUNI INCM|HRBF|American Enterprise Investment Services Inc.|2236
CMU|MFS MUNI INCM|IATS|INTERACTIVE BROKERS LLC|5179
CMU|MFS MUNI INCM|IBKR|Interactive Brokers Llc|14125
CMU|MFS MUNI INCM|ICBX|INSTINET, LLC|800
CMU|MFS MUNI INCM|INCA|INSTINET, LLC|1200
CMU|MFS MUNI INCM|ITGI|ITG Inc.|1334
CMU|MFS MUNI INCM|ITGP|ITG INC.|2000
CMU|MFS MUNI INCM|JANY|Janney Montgomery Scott Inc.|3669
CMU|MFS MUNI INCM|JPMX|J.P. Morgan Securities LLC|800
CMU|MFS MUNI INCM|KCGM|VIRTU Americas LLC|300
CMU|MFS MUNI INCM|LEHM|Barclays Capital Inc./Le|3000
CMU|MFS MUNI INCM|LGNT|COR CLEARING LLC|2
CMU|MFS MUNI INCM|LIME|Lime Brokerage LLC|301
CMU|MFS MUNI INCM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
CMU|MFS MUNI INCM|MACC|Mid Atlantic Capital Corporation|3100
CMU|MFS MUNI INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2198
CMU|MFS MUNI INCM|MOTF|MOTIF INVESTING, INC.|2
CMU|MFS MUNI INCM|MSCO|MORGAN STANLEY & CO. LLC|59285
CMU|MFS MUNI INCM|MSPL|MORGAN STANLEY & CO. LLC|16200
CMU|MFS MUNI INCM|MSTX|MORGAN STANLEY & CO. LLC|1000
CMU|MFS MUNI INCM|NFSC|National Financial Services LLC|88157
CMU|MFS MUNI INCM|NITE|VIRTU Americas LLC|225534
CMU|MFS MUNI INCM|NQRB|Brut, LLC|1400
CMU|MFS MUNI INCM|OPCO|Oppenheimer & Co. Inc.|294
CMU|MFS MUNI INCM|PDQM|CODA MARKETS, INC.|3130
CMU|MFS MUNI INCM|PWJC|UBS Financial Services, Inc.|120
CMU|MFS MUNI INCM|RBCM|RBC CAPITAL MARKETS, LLC|23416
CMU|MFS MUNI INCM|SBSH|Citigroup Global Markets Inc.|21582
CMU|MFS MUNI INCM|SGMT|GOLDMAN SACHS & CO. LLC|1300
CMU|MFS MUNI INCM|SPDR|SPEEDROUTE LLC|200
CMU|MFS MUNI INCM|STFL|Stifel, Nicolaus & Company, Incorporated|5019
CMU|MFS MUNI INCM|SWIM|TD Ameritrade, Inc.|1403
CMU|MFS MUNI INCM|SWST|Hilltop Securities Inc.|5687
CMU|MFS MUNI INCM|TRCM|TRC MARKETS LLC|100
CMU|MFS MUNI INCM|UBSA|UBS SECURITIES LLC|12684
CMU|MFS MUNI INCM|UBSS|UBS Securities LLC|157906
CMU|MFS MUNI INCM|VGRD|Vanguard Marketing Corporation|3103
CMU|MFS MUNI INCM|WCHV|WELLS FARGO SECURITIES, LLC|26693
CMU|MFS MUNI INCM|WSEA|WOLVERINE SECURITIES, LLC|384
CMU|MFS MUNI INCM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4000
CMU|MFS MUNI INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|2000
CMU|MFS MUNI INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|102
CN|XTRACKERS MSCI ALL C|APCC|Apex Clearing Corporation|9
CN|XTRACKERS MSCI ALL C|BATM|CBOE TRADING, INC.|600
CN|XTRACKERS MSCI ALL C|CANT|Cantor Fitzgerald & Co.|582
CN|XTRACKERS MSCI ALL C|CHAS|Charles Schwab & Co., Inc.|3
CN|XTRACKERS MSCI ALL C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1400
CN|XTRACKERS MSCI ALL C|CTDE|CHOICETRADE|100
CN|XTRACKERS MSCI ALL C|DBAX|Deutsche Bank Securities Inc.|300
CN|XTRACKERS MSCI ALL C|EBXL|EBX LLC|200
CN|XTRACKERS MSCI ALL C|EGXM|CBOE TRADING, INC.|40
CN|XTRACKERS MSCI ALL C|ETRS|E*Trade Securities LLC|4550
CN|XTRACKERS MSCI ALL C|FTBR|Foliofn Investments, Inc.|461
CN|XTRACKERS MSCI ALL C|GLIS|TD Securities Inc|50
CN|XTRACKERS MSCI ALL C|GSCO|GOLDMAN SACHS & CO. LLC|20152
CN|XTRACKERS MSCI ALL C|GSLT|GOLDMAN SACHS & CO. LLC|300
CN|XTRACKERS MSCI ALL C|IBKR|Interactive Brokers Llc|2452
CN|XTRACKERS MSCI ALL C|ICBX|INSTINET, LLC|300
CN|XTRACKERS MSCI ALL C|INCA|INSTINET, LLC|23
CN|XTRACKERS MSCI ALL C|JSJX|JANE STREET CAPITAL LLC|16586
CN|XTRACKERS MSCI ALL C|KCGM|VIRTU Americas LLC|1000
CN|XTRACKERS MSCI ALL C|LEHM|Barclays Capital Inc./Le|2800
CN|XTRACKERS MSCI ALL C|LIME|Lime Brokerage LLC|1622
CN|XTRACKERS MSCI ALL C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
CN|XTRACKERS MSCI ALL C|MSCO|MORGAN STANLEY & CO. LLC|1112
CN|XTRACKERS MSCI ALL C|MSPL|MORGAN STANLEY & CO. LLC|800
CN|XTRACKERS MSCI ALL C|NFSC|National Financial Services LLC|18095
CN|XTRACKERS MSCI ALL C|NITE|VIRTU Americas LLC|21754
CN|XTRACKERS MSCI ALL C|RBCM|RBC CAPITAL MARKETS, LLC|2954
CN|XTRACKERS MSCI ALL C|SGMT|GOLDMAN SACHS & CO. LLC|300
CN|XTRACKERS MSCI ALL C|SPDR|SPEEDROUTE LLC|100
CN|XTRACKERS MSCI ALL C|SWIM|TD Ameritrade, Inc.|246
CN|XTRACKERS MSCI ALL C|TKNG|ALLY INVEST SECURITIES LLC|100
CN|XTRACKERS MSCI ALL C|UBSA|UBS SECURITIES LLC|2402
CN|XTRACKERS MSCI ALL C|UBSS|UBS Securities LLC|2876
CN|XTRACKERS MSCI ALL C|VGRD|Vanguard Marketing Corporation|500
CN|XTRACKERS MSCI ALL C|WCHV|WELLS FARGO SECURITIES, LLC|715
CN|XTRACKERS MSCI ALL C|WSEA|WOLVERINE SECURITIES, LLC|11
CN|XTRACKERS MSCI ALL C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14034
CNA|C N A FINANCIAL CP|ALTX|Alternet Securities Inc.|1801
CNA|C N A FINANCIAL CP|APCC|Apex Clearing Corporation|56
CNA|C N A FINANCIAL CP|BARD|Robert W. Baird & Co. Incorporated|739
CNA|C N A FINANCIAL CP|BATM|CBOE TRADING, INC.|2346
CNA|C N A FINANCIAL CP|BAYT|BTIG, LLC|2700
CNA|C N A FINANCIAL CP|BBNT|BB&T SECURITIES, LLC|128
CNA|C N A FINANCIAL CP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2697
CNA|C N A FINANCIAL CP|BERN|Sanford C. Bernstein & Co., LLC|11270
CNA|C N A FINANCIAL CP|BIDS|BIDS TRADING L.P.|100
CNA|C N A FINANCIAL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|527
CNA|C N A FINANCIAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|23505
CNA|C N A FINANCIAL CP|BTIG|BTIG, LLC|42116
CNA|C N A FINANCIAL CP|BYXM|CBOE TRADING, INC.|518
CNA|C N A FINANCIAL CP|BZYD|GOLDMAN SACHS & CO. LLC|291
CNA|C N A FINANCIAL CP|CANT|Cantor Fitzgerald & Co.|201
CNA|C N A FINANCIAL CP|CHAS|Charles Schwab & Co., Inc.|1
CNA|C N A FINANCIAL CP|CIST|Capital Institutional Services, Inc.|1488
CNA|C N A FINANCIAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35258
CNA|C N A FINANCIAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54743
CNA|C N A FINANCIAL CP|CSIN|Citadel Securities Institutional LLC|2054
CNA|C N A FINANCIAL CP|CTDL|Citadel Derivatives Group Llc|1195
CNA|C N A FINANCIAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11236
CNA|C N A FINANCIAL CP|DBAB|Deutsche Bank Securities Inc.|61425
CNA|C N A FINANCIAL CP|DBAX|Deutsche Bank Securities Inc.|37100
CNA|C N A FINANCIAL CP|DBUL|Deutsche Bank Securities Inc.|200
CNA|C N A FINANCIAL CP|DEAN|MORGAN STANLEY|147
CNA|C N A FINANCIAL CP|DEGS|RONIN PROFESSIONAL LLC|100
CNA|C N A FINANCIAL CP|EBXL|EBX LLC|30600
CNA|C N A FINANCIAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2078
CNA|C N A FINANCIAL CP|EGAM|CBOE TRADING, INC.|2596
CNA|C N A FINANCIAL CP|EGMT|EG MARKET TECHNOLOGIES LLC|142
CNA|C N A FINANCIAL CP|EGXM|CBOE TRADING, INC.|634
CNA|C N A FINANCIAL CP|ETBE|Electronic Transaction Clearing, Inc.|1365
CNA|C N A FINANCIAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3947
CNA|C N A FINANCIAL CP|ETRS|E*Trade Securities LLC|2171
CNA|C N A FINANCIAL CP|FMAF|NBCN Inc./ CDS|1159
CNA|C N A FINANCIAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|802
CNA|C N A FINANCIAL CP|FQLS|Quantlab Securities LP|44106
CNA|C N A FINANCIAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37688
CNA|C N A FINANCIAL CP|FTBR|Foliofn Investments, Inc.|248
CNA|C N A FINANCIAL CP|GLPX|ACS EXECUTION SERVICES, LLC|1075
CNA|C N A FINANCIAL CP|GSCO|GOLDMAN SACHS & CO. LLC|165643
CNA|C N A FINANCIAL CP|GSCS|GOLDMAN SACHS & CO. LLC|3954
CNA|C N A FINANCIAL CP|GSLT|GOLDMAN SACHS & CO. LLC|2232
CNA|C N A FINANCIAL CP|GTSZ|GTS SECURITIES LLC|15004
CNA|C N A FINANCIAL CP|HRBF|American Enterprise Investment Services Inc.|338
CNA|C N A FINANCIAL CP|HSBC|HSBC Securities, Inc.|100
CNA|C N A FINANCIAL CP|IATS|INTERACTIVE BROKERS LLC|3876
CNA|C N A FINANCIAL CP|IBKR|Interactive Brokers Llc|5281
CNA|C N A FINANCIAL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|132
CNA|C N A FINANCIAL CP|ICBX|INSTINET, LLC|4900
CNA|C N A FINANCIAL CP|INCA|INSTINET, LLC|62733
CNA|C N A FINANCIAL CP|INJX|INSTINET, LLC|200
CNA|C N A FINANCIAL CP|ITGI|ITG Inc.|6425
CNA|C N A FINANCIAL CP|ITGP|ITG INC.|19400
CNA|C N A FINANCIAL CP|JANY|Janney Montgomery Scott Inc.|1225
CNA|C N A FINANCIAL CP|JEFF|JEFFERIES LLC|7229
CNA|C N A FINANCIAL CP|JMPT|JUMP TRADING, LLC|12442
CNA|C N A FINANCIAL CP|JONE|JonesTrading|216
CNA|C N A FINANCIAL CP|JPBX|J.P. MORGAN SECURITIES LLC|16014
CNA|C N A FINANCIAL CP|JPMX|J.P. Morgan Securities LLC|120450
CNA|C N A FINANCIAL CP|JSJX|JANE STREET CAPITAL LLC|938
CNA|C N A FINANCIAL CP|KCGM|VIRTU Americas LLC|6917
CNA|C N A FINANCIAL CP|LEHM|Barclays Capital Inc./Le|104619
CNA|C N A FINANCIAL CP|LIME|Lime Brokerage LLC|12811
CNA|C N A FINANCIAL CP|LQNB|LIQUIDNET, INC.|842
CNA|C N A FINANCIAL CP|MAXM|Maxim Group LLC|1047
CNA|C N A FINANCIAL CP|MCMF|Raymond James Ltd. Cds|13
CNA|C N A FINANCIAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29202
CNA|C N A FINANCIAL CP|MSCO|MORGAN STANLEY & CO. LLC|320065
CNA|C N A FINANCIAL CP|MSPL|MORGAN STANLEY & CO. LLC|51200
CNA|C N A FINANCIAL CP|MSTX|MORGAN STANLEY & CO. LLC|3000
CNA|C N A FINANCIAL CP|NFSC|National Financial Services LLC|28810
CNA|C N A FINANCIAL CP|NITE|VIRTU Americas LLC|66733
CNA|C N A FINANCIAL CP|NITP|VIRTU Americas LLC|100
CNA|C N A FINANCIAL CP|NQRB|Brut, LLC|1989
CNA|C N A FINANCIAL CP|OPCO|Oppenheimer & Co. Inc.|6
CNA|C N A FINANCIAL CP|PDQM|CODA MARKETS, INC.|18390
CNA|C N A FINANCIAL CP|PHLY|NASDAQ Execution Services, LLC|200
CNA|C N A FINANCIAL CP|PREC|PRECISION SECURITIES, LLC|26000
CNA|C N A FINANCIAL CP|PWJC|UBS Financial Services, Inc.|2450
CNA|C N A FINANCIAL CP|RBCM|RBC CAPITAL MARKETS, LLC|35
CNA|C N A FINANCIAL CP|SAGL|SAGETRADER, LLC|2401
CNA|C N A FINANCIAL CP|SBSH|Citigroup Global Markets Inc.|25446
CNA|C N A FINANCIAL CP|SGMT|GOLDMAN SACHS & CO. LLC|16573
CNA|C N A FINANCIAL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|596
CNA|C N A FINANCIAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|339
CNA|C N A FINANCIAL CP|STRS|STRATEGAS RESEARCH PARTNERS|200
CNA|C N A FINANCIAL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6598
CNA|C N A FINANCIAL CP|SWIM|TD Ameritrade, Inc.|13224
CNA|C N A FINANCIAL CP|SWST|Hilltop Securities Inc.|1990
CNA|C N A FINANCIAL CP|TKNG|ALLY INVEST SECURITIES LLC|67
CNA|C N A FINANCIAL CP|TRBT|Tradebot Systems, Inc.|29065
CNA|C N A FINANCIAL CP|TRCM|TRC MARKETS LLC|22001
CNA|C N A FINANCIAL CP|UBSA|UBS SECURITIES LLC|84050
CNA|C N A FINANCIAL CP|UBSS|UBS Securities LLC|158235
CNA|C N A FINANCIAL CP|VALX|VIRTU AMERICAS LLC|4662
CNA|C N A FINANCIAL CP|VGRD|Vanguard Marketing Corporation|1308
CNA|C N A FINANCIAL CP|WBLR|WILLIAM BLAIR|91
CNA|C N A FINANCIAL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|15
CNA|C N A FINANCIAL CP|WCHV|WELLS FARGO SECURITIES, LLC|28586
CNA|C N A FINANCIAL CP|WEED|Weeden & Co.L.P.|1200
CNA|C N A FINANCIAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2065
CNA|C N A FINANCIAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|551
CNA|C N A FINANCIAL CP|WSEA|WOLVERINE SECURITIES, LLC|73
CNA|C N A FINANCIAL CP|XIST|INSTINET, LLC|16200
CNA|C N A FINANCIAL CP|XPQR|Jump Trading|1368
CNA|C N A FINANCIAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
CNA|C N A FINANCIAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4061
CNAC|CONSTELLATION OR SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9000
CNAC|CONSTELLATION OR SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
CNAC|CONSTELLATION OR SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
CNAC|CONSTELLATION OR SH|DBAX|Deutsche Bank Securities Inc.|700
CNAC|CONSTELLATION OR SH|EBXL|EBX LLC|700
CNAC|CONSTELLATION OR SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
CNAC|CONSTELLATION OR SH|ETRS|E*Trade Securities LLC|15
CNAC|CONSTELLATION OR SH|FTBR|Foliofn Investments, Inc.|2
CNAC|CONSTELLATION OR SH|IATS|INTERACTIVE BROKERS LLC|600
CNAC|CONSTELLATION OR SH|IBKR|Interactive Brokers Llc|9630
CNAC|CONSTELLATION OR SH|ICBX|INSTINET, LLC|600
CNAC|CONSTELLATION OR SH|ITGI|ITG Inc.|300
CNAC|CONSTELLATION OR SH|ITGP|ITG INC.|1000
CNAC|CONSTELLATION OR SH|JONE|JonesTrading|29700
CNAC|CONSTELLATION OR SH|JPMX|J.P. Morgan Securities LLC|1200
CNAC|CONSTELLATION OR SH|KCGM|VIRTU Americas LLC|600
CNAC|CONSTELLATION OR SH|LIME|Lime Brokerage LLC|501
CNAC|CONSTELLATION OR SH|MITR|GMP SECURITIES, LLC|3031
CNAC|CONSTELLATION OR SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
CNAC|CONSTELLATION OR SH|MSCO|MORGAN STANLEY & CO. LLC|75295
CNAC|CONSTELLATION OR SH|MSPL|MORGAN STANLEY & CO. LLC|400
CNAC|CONSTELLATION OR SH|MZHO|Mizuho Securities USA LLC|1052959
CNAC|CONSTELLATION OR SH|NITE|VIRTU Americas LLC|5800
CNAC|CONSTELLATION OR SH|TRCM|TRC MARKETS LLC|1
CNAC|CONSTELLATION OR SH|UBSA|UBS SECURITIES LLC|2400
CNAC|CONSTELLATION OR SH|WABR|Wall Street Access|100
CNAC|CONSTELLATION OR SH|WCHV|WELLS FARGO SECURITIES, LLC|1000
CNACR|CONSTELLATION RT|BATM|CBOE TRADING, INC.|200
CNACR|CONSTELLATION RT|BTIG|BTIG, LLC|100000
CNACR|CONSTELLATION RT|CANT|Cantor Fitzgerald & Co.|200
CNACR|CONSTELLATION RT|CTDL|Citadel Derivatives Group Llc|200
CNACR|CONSTELLATION RT|EBXL|EBX LLC|100
CNACR|CONSTELLATION RT|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
CNACR|CONSTELLATION RT|ETRS|E*Trade Securities LLC|5000
CNACR|CONSTELLATION RT|GSCO|GOLDMAN SACHS & CO. LLC|102000
CNACR|CONSTELLATION RT|IBKR|Interactive Brokers Llc|128652
CNACR|CONSTELLATION RT|ITGI|ITG Inc.|1000
CNACR|CONSTELLATION RT|JONE|JonesTrading|200000
CNACR|CONSTELLATION RT|LIME|Lime Brokerage LLC|700
CNACR|CONSTELLATION RT|MACQ|Macquarie Capital (USA) Inc.|300000
CNACR|CONSTELLATION RT|MITR|GMP SECURITIES, LLC|600
CNACR|CONSTELLATION RT|MSCO|MORGAN STANLEY & CO. LLC|700
CNACR|CONSTELLATION RT|MZHO|Mizuho Securities USA LLC|200
CNACR|CONSTELLATION RT|NFSC|National Financial Services LLC|7000
CNACR|CONSTELLATION RT|NITE|VIRTU Americas LLC|6749
CNACR|CONSTELLATION RT|SGMT|GOLDMAN SACHS & CO. LLC|200
CNACR|CONSTELLATION RT|SPDR|SPEEDROUTE LLC|44000
CNACR|CONSTELLATION RT|UBSA|UBS SECURITIES LLC|100
CNACR|CONSTELLATION RT|UBSS|UBS Securities LLC|600
CNACR|CONSTELLATION RT|WFPB|Wells Fargo Securities, LLC.|945
CNACU|CONSTELLATION ALP UN|BTIG|BTIG, LLC|460000
CNACU|CONSTELLATION ALP UN|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
CNACU|CONSTELLATION ALP UN|FOMA|TD AMERITRADE CLEARING, INC.|735
CNACU|CONSTELLATION ALP UN|GSCO|GOLDMAN SACHS & CO. LLC|1210
CNACU|CONSTELLATION ALP UN|IBKR|Interactive Brokers Llc|286
CNACU|CONSTELLATION ALP UN|INCA|INSTINET, LLC|2986
CNACU|CONSTELLATION ALP UN|LIME|Lime Brokerage LLC|720
CNACU|CONSTELLATION ALP UN|MSCO|MORGAN STANLEY & CO. LLC|30
CNACU|CONSTELLATION ALP UN|NFSC|National Financial Services LLC|620
CNACU|CONSTELLATION ALP UN|NITE|VIRTU Americas LLC|300
CNACU|CONSTELLATION ALP UN|SPDR|SPEEDROUTE LLC|23
CNACU|CONSTELLATION ALP UN|SWIM|TD Ameritrade, Inc.|100
CNACU|CONSTELLATION ALP UN|TRCM|TRC MARKETS LLC|160
CNACU|CONSTELLATION ALP UN|UBSA|UBS SECURITIES LLC|100
CNACW|CONSTELLATION WT|BAYT|BTIG, LLC|4300
CNACW|CONSTELLATION WT|CANT|Cantor Fitzgerald & Co.|25000
CNACW|CONSTELLATION WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5200
CNACW|CONSTELLATION WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
CNACW|CONSTELLATION WT|DBAX|Deutsche Bank Securities Inc.|2200
CNACW|CONSTELLATION WT|EBXL|EBX LLC|900
CNACW|CONSTELLATION WT|ECUT|CONVERGEX EXECUTION SOLUTIONS|10500
CNACW|CONSTELLATION WT|ETRS|E*Trade Securities LLC|24100
CNACW|CONSTELLATION WT|FBCO|Credit Suisse Securities (USA) LLC|6500
CNACW|CONSTELLATION WT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15400
CNACW|CONSTELLATION WT|GSCO|GOLDMAN SACHS & CO. LLC|105389
CNACW|CONSTELLATION WT|GSCS|GOLDMAN SACHS & CO. LLC|4800
CNACW|CONSTELLATION WT|IBKR|Interactive Brokers Llc|680772
CNACW|CONSTELLATION WT|INCA|INSTINET, LLC|300
CNACW|CONSTELLATION WT|ITGI|ITG Inc.|34900
CNACW|CONSTELLATION WT|ITGP|ITG INC.|2400
CNACW|CONSTELLATION WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
CNACW|CONSTELLATION WT|MSCO|MORGAN STANLEY & CO. LLC|46500
CNACW|CONSTELLATION WT|NFSC|National Financial Services LLC|7500
CNACW|CONSTELLATION WT|NITE|VIRTU Americas LLC|24046
CNACW|CONSTELLATION WT|SGMT|GOLDMAN SACHS & CO. LLC|1400
CNACW|CONSTELLATION WT|UBSA|UBS SECURITIES LLC|1300
CNACW|CONSTELLATION WT|UBSS|UBS Securities LLC|10500
CNACW|CONSTELLATION WT|WFPB|Wells Fargo Securities, LLC.|1146
CNAT|CONATUS PHARMACEUTIC|ADAM|CANACCORD GENUITY INC.|707
CNAT|CONATUS PHARMACEUTIC|AGIS|Aegis Capital Corp.|5100
CNAT|CONATUS PHARMACEUTIC|ALTX|Alternet Securities Inc.|11381
CNAT|CONATUS PHARMACEUTIC|APCC|Apex Clearing Corporation|38065
CNAT|CONATUS PHARMACEUTIC|BANK|Primevest Financial Services, Inc.|2500
CNAT|CONATUS PHARMACEUTIC|BARD|Robert W. Baird & Co. Incorporated|1000
CNAT|CONATUS PHARMACEUTIC|BATM|CBOE TRADING, INC.|2827
CNAT|CONATUS PHARMACEUTIC|BAYC|BAY CREST PARTNERS, LLC|982
CNAT|CONATUS PHARMACEUTIC|BAYT|BTIG, LLC|9180
CNAT|CONATUS PHARMACEUTIC|BBNT|BB&T SECURITIES, LLC|400
CNAT|CONATUS PHARMACEUTIC|BERN|Sanford C. Bernstein & Co., LLC|1959
CNAT|CONATUS PHARMACEUTIC|BIMI|Banca IMI Securities Corp.|7386
CNAT|CONATUS PHARMACEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42926
CNAT|CONATUS PHARMACEUTIC|BLKX|INSTINET, LLC|5400
CNAT|CONATUS PHARMACEUTIC|BMOC|BMO Capital Markets Corp.|3978
CNAT|CONATUS PHARMACEUTIC|BNPX|BNP PARIBAS SECURITIES CORP.|962
CNAT|CONATUS PHARMACEUTIC|BTIG|BTIG, LLC|1319
CNAT|CONATUS PHARMACEUTIC|BYXM|CBOE TRADING, INC.|3027
CNAT|CONATUS PHARMACEUTIC|CHAS|Charles Schwab & Co., Inc.|18680
CNAT|CONATUS PHARMACEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29223
CNAT|CONATUS PHARMACEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
CNAT|CONATUS PHARMACEUTIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6017
CNAT|CONATUS PHARMACEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112691
CNAT|CONATUS PHARMACEUTIC|CTDL|Citadel Derivatives Group Llc|17872
CNAT|CONATUS PHARMACEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10130
CNAT|CONATUS PHARMACEUTIC|DBAB|Deutsche Bank Securities Inc.|468784
CNAT|CONATUS PHARMACEUTIC|DBAX|Deutsche Bank Securities Inc.|45800
CNAT|CONATUS PHARMACEUTIC|DEAN|MORGAN STANLEY|2690
CNAT|CONATUS PHARMACEUTIC|DEGS|RONIN PROFESSIONAL LLC|131423
CNAT|CONATUS PHARMACEUTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3300
CNAT|CONATUS PHARMACEUTIC|EBXL|EBX LLC|65500
CNAT|CONATUS PHARMACEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|674
CNAT|CONATUS PHARMACEUTIC|EDJO|Edward D. Jones & Co., L.P.|5747
CNAT|CONATUS PHARMACEUTIC|EGAM|CBOE TRADING, INC.|10965
CNAT|CONATUS PHARMACEUTIC|EGAW|CBOE TRADING, INC.|800
CNAT|CONATUS PHARMACEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|160
CNAT|CONATUS PHARMACEUTIC|EGXM|CBOE TRADING, INC.|28579
CNAT|CONATUS PHARMACEUTIC|ETBE|Electronic Transaction Clearing, Inc.|5961
CNAT|CONATUS PHARMACEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3660
CNAT|CONATUS PHARMACEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5344
CNAT|CONATUS PHARMACEUTIC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
CNAT|CONATUS PHARMACEUTIC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|15590
CNAT|CONATUS PHARMACEUTIC|ETRS|E*Trade Securities LLC|935635
CNAT|CONATUS PHARMACEUTIC|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|69000
CNAT|CONATUS PHARMACEUTIC|FBCO|Credit Suisse Securities (USA) LLC|200786
CNAT|CONATUS PHARMACEUTIC|FILL|Tradestation Securities, Inc.|20779
CNAT|CONATUS PHARMACEUTIC|FMAF|NBCN Inc./ CDS|2825
CNAT|CONATUS PHARMACEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|1623910
CNAT|CONATUS PHARMACEUTIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1962
CNAT|CONATUS PHARMACEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52356
CNAT|CONATUS PHARMACEUTIC|FTBR|Foliofn Investments, Inc.|8603
CNAT|CONATUS PHARMACEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|11983
CNAT|CONATUS PHARMACEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|96133
CNAT|CONATUS PHARMACEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|1046230
CNAT|CONATUS PHARMACEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|111339
CNAT|CONATUS PHARMACEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|8752
CNAT|CONATUS PHARMACEUTIC|GTSZ|GTS SECURITIES LLC|5057
CNAT|CONATUS PHARMACEUTIC|HAPX|HAP Trading, LLC|499
CNAT|CONATUS PHARMACEUTIC|HASF|Haywood Securities Inc./CDS|5401
CNAT|CONATUS PHARMACEUTIC|HRBF|American Enterprise Investment Services Inc.|1000
CNAT|CONATUS PHARMACEUTIC|HSBC|HSBC Securities, Inc.|2362
CNAT|CONATUS PHARMACEUTIC|IATS|INTERACTIVE BROKERS LLC|41972
CNAT|CONATUS PHARMACEUTIC|IBKR|Interactive Brokers Llc|326184
CNAT|CONATUS PHARMACEUTIC|ICBX|INSTINET, LLC|44616
CNAT|CONATUS PHARMACEUTIC|IEQY|CITADEL SECURITIES LLC|32332
CNAT|CONATUS PHARMACEUTIC|INCA|INSTINET, LLC|263012
CNAT|CONATUS PHARMACEUTIC|INJX|INSTINET, LLC|12861
CNAT|CONATUS PHARMACEUTIC|ITGI|ITG Inc.|38244
CNAT|CONATUS PHARMACEUTIC|ITGP|ITG INC.|33400
CNAT|CONATUS PHARMACEUTIC|JEFF|JEFFERIES LLC|20365
CNAT|CONATUS PHARMACEUTIC|JMPT|JUMP TRADING, LLC|30568
CNAT|CONATUS PHARMACEUTIC|JPBX|J.P. MORGAN SECURITIES LLC|60586
CNAT|CONATUS PHARMACEUTIC|JPMX|J.P. Morgan Securities LLC|63659
CNAT|CONATUS PHARMACEUTIC|JSJX|JANE STREET CAPITAL LLC|104741
CNAT|CONATUS PHARMACEUTIC|KCGM|VIRTU Americas LLC|28428
CNAT|CONATUS PHARMACEUTIC|LEHM|Barclays Capital Inc./Le|856174
CNAT|CONATUS PHARMACEUTIC|LIME|Lime Brokerage LLC|202353
CNAT|CONATUS PHARMACEUTIC|LMGP|LIME BROKERAGE LLC|7800
CNAT|CONATUS PHARMACEUTIC|LOOP|Loop Capital Markets LLC|5014
CNAT|CONATUS PHARMACEUTIC|LSCI|Lek Securities Corporation|124963
CNAT|CONATUS PHARMACEUTIC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2126
CNAT|CONATUS PHARMACEUTIC|MACQ|Macquarie Capital (USA) Inc.|4084
CNAT|CONATUS PHARMACEUTIC|MAXM|Maxim Group LLC|9535
CNAT|CONATUS PHARMACEUTIC|MBTS|ALLY INVEST SECURITIES LLC|120
CNAT|CONATUS PHARMACEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60000
CNAT|CONATUS PHARMACEUTIC|MOTF|MOTIF INVESTING, INC.|6
CNAT|CONATUS PHARMACEUTIC|MSCO|MORGAN STANLEY & CO. LLC|1575356
CNAT|CONATUS PHARMACEUTIC|MSPL|MORGAN STANLEY & CO. LLC|57300
CNAT|CONATUS PHARMACEUTIC|MSTX|MORGAN STANLEY & CO. LLC|109800
CNAT|CONATUS PHARMACEUTIC|NATL|National Securities Corporation|6000
CNAT|CONATUS PHARMACEUTIC|NFSC|National Financial Services LLC|1343066
CNAT|CONATUS PHARMACEUTIC|NITE|VIRTU Americas LLC|2342185
CNAT|CONATUS PHARMACEUTIC|NITP|VIRTU Americas LLC|2100
CNAT|CONATUS PHARMACEUTIC|NQRB|Brut, LLC|12284
CNAT|CONATUS PHARMACEUTIC|OPCO|Oppenheimer & Co. Inc.|6145
CNAT|CONATUS PHARMACEUTIC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2401
CNAT|CONATUS PHARMACEUTIC|PCPT|PHILLIP CAPITAL INC.|8062
CNAT|CONATUS PHARMACEUTIC|PDQM|CODA MARKETS, INC.|83215
CNAT|CONATUS PHARMACEUTIC|PHLY|NASDAQ Execution Services, LLC|5200
CNAT|CONATUS PHARMACEUTIC|PIPR|Piper Jaffray & Co.|600
CNAT|CONATUS PHARMACEUTIC|RAJA|Raymond James & Associates, Inc.|9800
CNAT|CONATUS PHARMACEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|66555
CNAT|CONATUS PHARMACEUTIC|RJLC|RJL CAPITAL GROUP, LLC|7200
CNAT|CONATUS PHARMACEUTIC|SAGL|SAGETRADER, LLC|1900
CNAT|CONATUS PHARMACEUTIC|SBSH|Citigroup Global Markets Inc.|151717
CNAT|CONATUS PHARMACEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|41132
CNAT|CONATUS PHARMACEUTIC|SPDR|SPEEDROUTE LLC|27026
CNAT|CONATUS PHARMACEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|13958
CNAT|CONATUS PHARMACEUTIC|SWIM|TD Ameritrade, Inc.|666761
CNAT|CONATUS PHARMACEUTIC|TKNG|ALLY INVEST SECURITIES LLC|32233
CNAT|CONATUS PHARMACEUTIC|TRBT|Tradebot Systems, Inc.|150978
CNAT|CONATUS PHARMACEUTIC|TRCM|TRC MARKETS LLC|53370
CNAT|CONATUS PHARMACEUTIC|UBSA|UBS SECURITIES LLC|275433
CNAT|CONATUS PHARMACEUTIC|UBSS|UBS Securities LLC|1542050
CNAT|CONATUS PHARMACEUTIC|VALX|VIRTU AMERICAS LLC|2994
CNAT|CONATUS PHARMACEUTIC|VGRD|Vanguard Marketing Corporation|172962
CNAT|CONATUS PHARMACEUTIC|VSIN|Vision Financial Markets Llc|200
CNAT|CONATUS PHARMACEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|191128
CNAT|CONATUS PHARMACEUTIC|WEDB|WEDBUSH SECURITIES INC.|12229
CNAT|CONATUS PHARMACEUTIC|WEED|Weeden & Co.L.P.|5750
CNAT|CONATUS PHARMACEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24474
CNAT|CONATUS PHARMACEUTIC|WGIF|CIBC World Markets Inc.|18980
CNAT|CONATUS PHARMACEUTIC|WSEA|WOLVERINE SECURITIES, LLC|19848
CNAT|CONATUS PHARMACEUTIC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|41800
CNAT|CONATUS PHARMACEUTIC|XIST|INSTINET, LLC|31200
CNAT|CONATUS PHARMACEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|67086
CNAT|CONATUS PHARMACEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|900
CNAT|CONATUS PHARMACEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19437
CNBKA|CENTURY BANCORP INC|APCC|Apex Clearing Corporation|2
CNBKA|CENTURY BANCORP INC|BATM|CBOE TRADING, INC.|68
CNBKA|CENTURY BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|5446
CNBKA|CENTURY BANCORP INC|BMOC|BMO Capital Markets Corp.|463
CNBKA|CENTURY BANCORP INC|BNKS|Fig Partners, LLC|197
CNBKA|CENTURY BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|285
CNBKA|CENTURY BANCORP INC|CHAS|Charles Schwab & Co., Inc.|21
CNBKA|CENTURY BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5
CNBKA|CENTURY BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4641
CNBKA|CENTURY BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5638
CNBKA|CENTURY BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1173
CNBKA|CENTURY BANCORP INC|CTDL|Citadel Derivatives Group Llc|210
CNBKA|CENTURY BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|232
CNBKA|CENTURY BANCORP INC|DBAB|Deutsche Bank Securities Inc.|3988
CNBKA|CENTURY BANCORP INC|DBAX|Deutsche Bank Securities Inc.|2500
CNBKA|CENTURY BANCORP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
CNBKA|CENTURY BANCORP INC|EBXL|EBX LLC|1100
CNBKA|CENTURY BANCORP INC|EGAM|CBOE TRADING, INC.|272
CNBKA|CENTURY BANCORP INC|ETRS|E*Trade Securities LLC|10
CNBKA|CENTURY BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|4150
CNBKA|CENTURY BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|1967
CNBKA|CENTURY BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66
CNBKA|CENTURY BANCORP INC|FTBR|Foliofn Investments, Inc.|34
CNBKA|CENTURY BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CNBKA|CENTURY BANCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|282
CNBKA|CENTURY BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|13275
CNBKA|CENTURY BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|300
CNBKA|CENTURY BANCORP INC|GTSZ|GTS SECURITIES LLC|316
CNBKA|CENTURY BANCORP INC|IBKR|Interactive Brokers Llc|1335
CNBKA|CENTURY BANCORP INC|ICBX|INSTINET, LLC|100
CNBKA|CENTURY BANCORP INC|IEQY|CITADEL SECURITIES LLC|73
CNBKA|CENTURY BANCORP INC|INCA|INSTINET, LLC|4841
CNBKA|CENTURY BANCORP INC|INJX|INSTINET, LLC|188
CNBKA|CENTURY BANCORP INC|ITGI|ITG Inc.|3646
CNBKA|CENTURY BANCORP INC|ITGP|ITG INC.|1600
CNBKA|CENTURY BANCORP INC|JANY|Janney Montgomery Scott Inc.|203
CNBKA|CENTURY BANCORP INC|JEFF|JEFFERIES LLC|440
CNBKA|CENTURY BANCORP INC|JPMX|J.P. Morgan Securities LLC|860
CNBKA|CENTURY BANCORP INC|LEHM|Barclays Capital Inc./Le|3118
CNBKA|CENTURY BANCORP INC|LIME|Lime Brokerage LLC|4028
CNBKA|CENTURY BANCORP INC|LQNA|LIQUIDNET, INC.|1600
CNBKA|CENTURY BANCORP INC|MAXM|Maxim Group LLC|164
CNBKA|CENTURY BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CNBKA|CENTURY BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|19564
CNBKA|CENTURY BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|500
CNBKA|CENTURY BANCORP INC|NFSC|National Financial Services LLC|304
CNBKA|CENTURY BANCORP INC|NITE|VIRTU Americas LLC|3141
CNBKA|CENTURY BANCORP INC|OPCO|Oppenheimer & Co. Inc.|130
CNBKA|CENTURY BANCORP INC|PDQM|CODA MARKETS, INC.|732
CNBKA|CENTURY BANCORP INC|PWJC|UBS Financial Services, Inc.|350
CNBKA|CENTURY BANCORP INC|RAJA|Raymond James & Associates, Inc.|500
CNBKA|CENTURY BANCORP INC|SBSH|Citigroup Global Markets Inc.|3702
CNBKA|CENTURY BANCORP INC|SDLR|Sandler, O'Neill & Partners, L.P.|283
CNBKA|CENTURY BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|453
CNBKA|CENTURY BANCORP INC|SPDR|SPEEDROUTE LLC|871
CNBKA|CENTURY BANCORP INC|SWIM|TD Ameritrade, Inc.|79
CNBKA|CENTURY BANCORP INC|TMBR|Timber Hill LLC|12
CNBKA|CENTURY BANCORP INC|TRBT|Tradebot Systems, Inc.|250
CNBKA|CENTURY BANCORP INC|TRCM|TRC MARKETS LLC|3846
CNBKA|CENTURY BANCORP INC|UBSA|UBS SECURITIES LLC|3653
CNBKA|CENTURY BANCORP INC|UBSS|UBS Securities LLC|8175
CNBKA|CENTURY BANCORP INC|VALX|VIRTU AMERICAS LLC|1049
CNBKA|CENTURY BANCORP INC|VGRD|Vanguard Marketing Corporation|155
CNBKA|CENTURY BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|158
CNBKA|CENTURY BANCORP INC|WEED|Weeden & Co.L.P.|280
CNBKA|CENTURY BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|1
CNBKA|CENTURY BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
CNC|CENTENE CORP|ABLE|NATIXIS Securities Americas LLC|2473
CNC|CENTENE CORP|ALTX|Alternet Securities Inc.|14488
CNC|CENTENE CORP|ANOS|ABEL/NOSER, L.L.C.|100
CNC|CENTENE CORP|APCC|Apex Clearing Corporation|1612
CNC|CENTENE CORP|BANK|Primevest Financial Services, Inc.|12
CNC|CENTENE CORP|BARD|Robert W. Baird & Co. Incorporated|69795
CNC|CENTENE CORP|BATM|CBOE TRADING, INC.|17832
CNC|CENTENE CORP|BAYC|BAY CREST PARTNERS, LLC|1082
CNC|CENTENE CORP|BAYT|BTIG, LLC|1000
CNC|CENTENE CORP|BBNT|BB&T SECURITIES, LLC|746
CNC|CENTENE CORP|BERN|Sanford C. Bernstein & Co., LLC|116676
CNC|CENTENE CORP|BIDS|BIDS TRADING L.P.|15600
CNC|CENTENE CORP|BIMI|Banca IMI Securities Corp.|3360
CNC|CENTENE CORP|BKCM|BNY Mellon Capital Markets LLC|239
CNC|CENTENE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17120
CNC|CENTENE CORP|BLKX|INSTINET, LLC|135600
CNC|CENTENE CORP|BMOC|BMO Capital Markets Corp.|106437
CNC|CENTENE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|202783
CNC|CENTENE CORP|BTIG|BTIG, LLC|109496
CNC|CENTENE CORP|BYXM|CBOE TRADING, INC.|1833
CNC|CENTENE CORP|BZYD|GOLDMAN SACHS & CO. LLC|1300
CNC|CENTENE CORP|CABR|Cabrera Capital Markets, Inc.|14
CNC|CENTENE CORP|CHAS|Charles Schwab & Co., Inc.|7475
CNC|CENTENE CORP|CIBP|CIBC World Markets Corp.|11030
CNC|CENTENE CORP|CIST|Capital Institutional Services, Inc.|2842
CNC|CENTENE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|169302
CNC|CENTENE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|501
CNC|CENTENE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|752
CNC|CENTENE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|498369
CNC|CENTENE CORP|CTDL|Citadel Derivatives Group Llc|36664
CNC|CENTENE CORP|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|400
CNC|CENTENE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|40108
CNC|CENTENE CORP|DADA|D.A. Davidson & Co.|1551
CNC|CENTENE CORP|DBAB|Deutsche Bank Securities Inc.|696955
CNC|CENTENE CORP|DBAX|Deutsche Bank Securities Inc.|396600
CNC|CENTENE CORP|DCHF|Dart Executions, LLC|2659
CNC|CENTENE CORP|DEAN|MORGAN STANLEY|27994
CNC|CENTENE CORP|DEGS|RONIN PROFESSIONAL LLC|300
CNC|CENTENE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2844
CNC|CENTENE CORP|DRWK|DRW SECURITIES, L.L.C.|12041
CNC|CENTENE CORP|EBXL|EBX LLC|257800
CNC|CENTENE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12847
CNC|CENTENE CORP|EDJO|Edward D. Jones & Co., L.P.|1425
CNC|CENTENE CORP|EGAM|CBOE TRADING, INC.|19291
CNC|CENTENE CORP|EGAW|CBOE TRADING, INC.|169
CNC|CENTENE CORP|EGMT|EG MARKET TECHNOLOGIES LLC|2200
CNC|CENTENE CORP|EGXM|CBOE TRADING, INC.|7209
CNC|CENTENE CORP|EGXW|CBOE TRADING, INC.|785
CNC|CENTENE CORP|ELEV|ELEVATION, LLC|3800
CNC|CENTENE CORP|ETBE|Electronic Transaction Clearing, Inc.|47778
CNC|CENTENE CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|250
CNC|CENTENE CORP|ETCC|Electronic Transaction Clearing, Inc.|592
CNC|CENTENE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47756
CNC|CENTENE CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|212
CNC|CENTENE CORP|ETRS|E*Trade Securities LLC|80483
CNC|CENTENE CORP|FBSB|U.S. Bancorp Investments, Inc.|80
CNC|CENTENE CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|21
CNC|CENTENE CORP|FILL|Tradestation Securities, Inc.|2849
CNC|CENTENE CORP|FMAF|NBCN Inc./ CDS|1749
CNC|CENTENE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36001
CNC|CENTENE CORP|FQLS|Quantlab Securities LP|460434
CNC|CENTENE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|185877
CNC|CENTENE CORP|FTBR|Foliofn Investments, Inc.|25281
CNC|CENTENE CORP|GLIS|TD Securities Inc|1477
CNC|CENTENE CORP|GLPX|ACS EXECUTION SERVICES, LLC|38363
CNC|CENTENE CORP|GSCO|GOLDMAN SACHS & CO. LLC|2637557
CNC|CENTENE CORP|GSCS|GOLDMAN SACHS & CO. LLC|16382
CNC|CENTENE CORP|GSLT|GOLDMAN SACHS & CO. LLC|11033
CNC|CENTENE CORP|GTSZ|GTS SECURITIES LLC|169071
CNC|CENTENE CORP|HRBF|American Enterprise Investment Services Inc.|62404
CNC|CENTENE CORP|HSBC|HSBC Securities, Inc.|10416
CNC|CENTENE CORP|IATS|INTERACTIVE BROKERS LLC|15304
CNC|CENTENE CORP|IBKR|Interactive Brokers Llc|15016
CNC|CENTENE CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|570
CNC|CENTENE CORP|ICBX|INSTINET, LLC|101033
CNC|CENTENE CORP|IEQY|CITADEL SECURITIES LLC|195280
CNC|CENTENE CORP|IMPC|Imperial Capital, LLC|4200
CNC|CENTENE CORP|INCA|INSTINET, LLC|682713
CNC|CENTENE CORP|INJX|INSTINET, LLC|20116
CNC|CENTENE CORP|ITGI|ITG Inc.|59937
CNC|CENTENE CORP|ITGP|ITG INC.|155600
CNC|CENTENE CORP|JANY|Janney Montgomery Scott Inc.|3641
CNC|CENTENE CORP|JEFF|JEFFERIES LLC|140399
CNC|CENTENE CORP|JMPT|JUMP TRADING, LLC|87244
CNC|CENTENE CORP|JONE|JonesTrading|100
CNC|CENTENE CORP|JPBX|J.P. MORGAN SECURITIES LLC|166652
CNC|CENTENE CORP|JPMX|J.P. Morgan Securities LLC|442119
CNC|CENTENE CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
CNC|CENTENE CORP|JSJX|JANE STREET CAPITAL LLC|11755
CNC|CENTENE CORP|KCGM|VIRTU Americas LLC|54358
CNC|CENTENE CORP|KCRD|PHX FINANCIAL, INC.|70
CNC|CENTENE CORP|LEHM|Barclays Capital Inc./Le|1173441
CNC|CENTENE CORP|LIME|Lime Brokerage LLC|34505
CNC|CENTENE CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|252880
CNC|CENTENE CORP|LOOP|Loop Capital Markets LLC|487
CNC|CENTENE CORP|LQNA|LIQUIDNET, INC.|68600
CNC|CENTENE CORP|LQNB|LIQUIDNET, INC.|15200
CNC|CENTENE CORP|LSCI|Lek Securities Corporation|392
CNC|CENTENE CORP|MACC|Mid Atlantic Capital Corporation|164
CNC|CENTENE CORP|MACQ|Macquarie Capital (USA) Inc.|100
CNC|CENTENE CORP|MAXM|Maxim Group LLC|4441
CNC|CENTENE CORP|MBTS|ALLY INVEST SECURITIES LLC|100
CNC|CENTENE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154983
CNC|CENTENE CORP|MNDX|TJM Investments, LLC|1320
CNC|CENTENE CORP|MOTF|MOTIF INVESTING, INC.|19
CNC|CENTENE CORP|MSCO|MORGAN STANLEY & CO. LLC|3467765
CNC|CENTENE CORP|MSPL|MORGAN STANLEY & CO. LLC|392900
CNC|CENTENE CORP|MSTX|MORGAN STANLEY & CO. LLC|188500
CNC|CENTENE CORP|MULL|MARK J. MULLER EQUITIES, INC.|14406
CNC|CENTENE CORP|NATL|National Securities Corporation|145
CNC|CENTENE CORP|NEUB|NEUBERGER BERMAN BD LLC|373
CNC|CENTENE CORP|NFSC|National Financial Services LLC|232956
CNC|CENTENE CORP|NITE|VIRTU Americas LLC|503636
CNC|CENTENE CORP|NQRB|Brut, LLC|5685
CNC|CENTENE CORP|NTBF|BMO Nesbitt Burns Inc./CDS|4105
CNC|CENTENE CORP|NTRC|Northern Trust Securities, Inc.|12563
CNC|CENTENE CORP|OHOS|TWO SIGMA SECURITIES, LLC|30014
CNC|CENTENE CORP|OPCO|Oppenheimer & Co. Inc.|7957
CNC|CENTENE CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
CNC|CENTENE CORP|PCFF|Pacific International Securities Inc./CDS|151
CNC|CENTENE CORP|PDQM|CODA MARKETS, INC.|74184
CNC|CENTENE CORP|PHLY|NASDAQ Execution Services, LLC|9864
CNC|CENTENE CORP|PICT|Pictet Overseas Inc.|573
CNC|CENTENE CORP|PWJC|UBS Financial Services, Inc.|11088
CNC|CENTENE CORP|QMSR|QUATTRO M SECURITIES INC.|1595
CNC|CENTENE CORP|RBCM|RBC CAPITAL MARKETS, LLC|12209
CNC|CENTENE CORP|SAGL|SAGETRADER, LLC|64280
CNC|CENTENE CORP|SAGW|SAGETRADER, LLC|5
CNC|CENTENE CORP|SBRX|MURIEL SIEBERT & CO INC|4
CNC|CENTENE CORP|SBSH|Citigroup Global Markets Inc.|176106
CNC|CENTENE CORP|SEIC|SEI Investments Distribution Co.|329
CNC|CENTENE CORP|SGMT|GOLDMAN SACHS & CO. LLC|220644
CNC|CENTENE CORP|SJLS|TRADE INFORMATICS LLC|100
CNC|CENTENE CORP|SOGO|Wang Investment Associates, Inc.|8
CNC|CENTENE CORP|SPDR|SPEEDROUTE LLC|24930
CNC|CENTENE CORP|SPHN|Stephens Inc.|301
CNC|CENTENE CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|671
CNC|CENTENE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|11855
CNC|CENTENE CORP|STKP|STOCKPILE INVESTMENTS, INC.|10
CNC|CENTENE CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6670
CNC|CENTENE CORP|SWIM|TD Ameritrade, Inc.|21392
CNC|CENTENE CORP|SWST|Hilltop Securities Inc.|2313
CNC|CENTENE CORP|TAGC|TELSEY ADVISORY GROUP LLC|2621
CNC|CENTENE CORP|TDSI|TD Securities (USA) LLC|2400
CNC|CENTENE CORP|TKNG|ALLY INVEST SECURITIES LLC|1789
CNC|CENTENE CORP|TRBT|Tradebot Systems, Inc.|228285
CNC|CENTENE CORP|TRCM|TRC MARKETS LLC|204169
CNC|CENTENE CORP|TWTT|TASTYWORKS, INC.|46
CNC|CENTENE CORP|UBSA|UBS SECURITIES LLC|791676
CNC|CENTENE CORP|UBSS|UBS Securities LLC|1416646
CNC|CENTENE CORP|VALX|VIRTU AMERICAS LLC|17050
CNC|CENTENE CORP|VGRD|Vanguard Marketing Corporation|11415
CNC|CENTENE CORP|VSIN|Vision Financial Markets Llc|6
CNC|CENTENE CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2507
CNC|CENTENE CORP|WCHV|WELLS FARGO SECURITIES, LLC|134047
CNC|CENTENE CORP|WDNX|WEEDEN & CO.L.P.|140
CNC|CENTENE CORP|WEDB|WEDBUSH SECURITIES INC.|2514
CNC|CENTENE CORP|WEED|Weeden & Co.L.P.|41901
CNC|CENTENE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25612
CNC|CENTENE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21704
CNC|CENTENE CORP|WGIF|CIBC World Markets Inc.|1523
CNC|CENTENE CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|480
CNC|CENTENE CORP|WSEA|WOLVERINE SECURITIES, LLC|5737
CNC|CENTENE CORP|XIST|INSTINET, LLC|54178
CNC|CENTENE CORP|XPQR|Jump Trading|9422
CNC|CENTENE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|64626
CNC|CENTENE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2747
CNC|CENTENE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12749
CNCE|CONCERT PHARMACEUTIC|ALTX|Alternet Securities Inc.|3665
CNCE|CONCERT PHARMACEUTIC|APCC|Apex Clearing Corporation|279
CNCE|CONCERT PHARMACEUTIC|BATM|CBOE TRADING, INC.|640
CNCE|CONCERT PHARMACEUTIC|BERN|Sanford C. Bernstein & Co., LLC|821
CNCE|CONCERT PHARMACEUTIC|BIMI|Banca IMI Securities Corp.|200
CNCE|CONCERT PHARMACEUTIC|BLKX|INSTINET, LLC|10000
CNCE|CONCERT PHARMACEUTIC|BMOC|BMO Capital Markets Corp.|3115
CNCE|CONCERT PHARMACEUTIC|BNPX|BNP PARIBAS SECURITIES CORP.|2613
CNCE|CONCERT PHARMACEUTIC|BTIG|BTIG, LLC|3937
CNCE|CONCERT PHARMACEUTIC|BYXM|CBOE TRADING, INC.|710
CNCE|CONCERT PHARMACEUTIC|CANT|Cantor Fitzgerald & Co.|3730
CNCE|CONCERT PHARMACEUTIC|CHAS|Charles Schwab & Co., Inc.|500
CNCE|CONCERT PHARMACEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34579
CNCE|CONCERT PHARMACEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3500
CNCE|CONCERT PHARMACEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62338
CNCE|CONCERT PHARMACEUTIC|CTDL|Citadel Derivatives Group Llc|3347
CNCE|CONCERT PHARMACEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3688
CNCE|CONCERT PHARMACEUTIC|DBAB|Deutsche Bank Securities Inc.|138050
CNCE|CONCERT PHARMACEUTIC|DBAX|Deutsche Bank Securities Inc.|49100
CNCE|CONCERT PHARMACEUTIC|DBUL|Deutsche Bank Securities Inc.|1733
CNCE|CONCERT PHARMACEUTIC|DEAN|MORGAN STANLEY|8050
CNCE|CONCERT PHARMACEUTIC|DEGS|RONIN PROFESSIONAL LLC|5485
CNCE|CONCERT PHARMACEUTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
CNCE|CONCERT PHARMACEUTIC|EBXL|EBX LLC|24400
CNCE|CONCERT PHARMACEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3471
CNCE|CONCERT PHARMACEUTIC|EGAM|CBOE TRADING, INC.|6913
CNCE|CONCERT PHARMACEUTIC|EGAW|CBOE TRADING, INC.|385
CNCE|CONCERT PHARMACEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|104
CNCE|CONCERT PHARMACEUTIC|EGXM|CBOE TRADING, INC.|597
CNCE|CONCERT PHARMACEUTIC|ETBE|Electronic Transaction Clearing, Inc.|2152
CNCE|CONCERT PHARMACEUTIC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CNCE|CONCERT PHARMACEUTIC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
CNCE|CONCERT PHARMACEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|860
CNCE|CONCERT PHARMACEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11679
CNCE|CONCERT PHARMACEUTIC|ETRS|E*Trade Securities LLC|30018
CNCE|CONCERT PHARMACEUTIC|FBCO|Credit Suisse Securities (USA) LLC|359621
CNCE|CONCERT PHARMACEUTIC|FILL|Tradestation Securities, Inc.|295
CNCE|CONCERT PHARMACEUTIC|FMAF|NBCN Inc./ CDS|500
CNCE|CONCERT PHARMACEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|27127
CNCE|CONCERT PHARMACEUTIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1949
CNCE|CONCERT PHARMACEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40484
CNCE|CONCERT PHARMACEUTIC|FTBR|Foliofn Investments, Inc.|101
CNCE|CONCERT PHARMACEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|7959
CNCE|CONCERT PHARMACEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|13541
CNCE|CONCERT PHARMACEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|345984
CNCE|CONCERT PHARMACEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|11221
CNCE|CONCERT PHARMACEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|1613
CNCE|CONCERT PHARMACEUTIC|GTSZ|GTS SECURITIES LLC|24951
CNCE|CONCERT PHARMACEUTIC|IATS|INTERACTIVE BROKERS LLC|2392
CNCE|CONCERT PHARMACEUTIC|IBKR|Interactive Brokers Llc|17042
CNCE|CONCERT PHARMACEUTIC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1694
CNCE|CONCERT PHARMACEUTIC|ICBX|INSTINET, LLC|5200
CNCE|CONCERT PHARMACEUTIC|IEQY|CITADEL SECURITIES LLC|40687
CNCE|CONCERT PHARMACEUTIC|INCA|INSTINET, LLC|182065
CNCE|CONCERT PHARMACEUTIC|INJX|INSTINET, LLC|13155
CNCE|CONCERT PHARMACEUTIC|ITGI|ITG Inc.|65397
CNCE|CONCERT PHARMACEUTIC|ITGP|ITG INC.|121600
CNCE|CONCERT PHARMACEUTIC|JANY|Janney Montgomery Scott Inc.|3900
CNCE|CONCERT PHARMACEUTIC|JEFF|JEFFERIES LLC|19456
CNCE|CONCERT PHARMACEUTIC|JMPT|JUMP TRADING, LLC|10573
CNCE|CONCERT PHARMACEUTIC|JONE|JonesTrading|20800
CNCE|CONCERT PHARMACEUTIC|JPBX|J.P. MORGAN SECURITIES LLC|5968
CNCE|CONCERT PHARMACEUTIC|JPMX|J.P. Morgan Securities LLC|61364
CNCE|CONCERT PHARMACEUTIC|JSJX|JANE STREET CAPITAL LLC|18771
CNCE|CONCERT PHARMACEUTIC|KCGM|VIRTU Americas LLC|2620
CNCE|CONCERT PHARMACEUTIC|LEHM|Barclays Capital Inc./Le|208449
CNCE|CONCERT PHARMACEUTIC|LIME|Lime Brokerage LLC|87198
CNCE|CONCERT PHARMACEUTIC|LQNA|LIQUIDNET, INC.|45000
CNCE|CONCERT PHARMACEUTIC|LSCI|Lek Securities Corporation|200
CNCE|CONCERT PHARMACEUTIC|MAXM|Maxim Group LLC|2078
CNCE|CONCERT PHARMACEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18100
CNCE|CONCERT PHARMACEUTIC|MOTF|MOTIF INVESTING, INC.|4
CNCE|CONCERT PHARMACEUTIC|MSCO|MORGAN STANLEY & CO. LLC|514991
CNCE|CONCERT PHARMACEUTIC|MSPL|MORGAN STANLEY & CO. LLC|53900
CNCE|CONCERT PHARMACEUTIC|MSTX|MORGAN STANLEY & CO. LLC|12200
CNCE|CONCERT PHARMACEUTIC|NFSC|National Financial Services LLC|78764
CNCE|CONCERT PHARMACEUTIC|NITE|VIRTU Americas LLC|142051
CNCE|CONCERT PHARMACEUTIC|NITP|VIRTU Americas LLC|900
CNCE|CONCERT PHARMACEUTIC|NQRB|Brut, LLC|1850
CNCE|CONCERT PHARMACEUTIC|PDQM|CODA MARKETS, INC.|16749
CNCE|CONCERT PHARMACEUTIC|PICT|Pictet Overseas Inc.|391
CNCE|CONCERT PHARMACEUTIC|PWJC|UBS Financial Services, Inc.|6368
CNCE|CONCERT PHARMACEUTIC|RAJA|Raymond James & Associates, Inc.|6200
CNCE|CONCERT PHARMACEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|300
CNCE|CONCERT PHARMACEUTIC|SAGL|SAGETRADER, LLC|8683
CNCE|CONCERT PHARMACEUTIC|SBSH|Citigroup Global Markets Inc.|39724
CNCE|CONCERT PHARMACEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|5110
CNCE|CONCERT PHARMACEUTIC|SPDR|SPEEDROUTE LLC|1758
CNCE|CONCERT PHARMACEUTIC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
CNCE|CONCERT PHARMACEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|700
CNCE|CONCERT PHARMACEUTIC|STKP|STOCKPILE INVESTMENTS, INC.|164
CNCE|CONCERT PHARMACEUTIC|SWIM|TD Ameritrade, Inc.|45245
CNCE|CONCERT PHARMACEUTIC|TKNG|ALLY INVEST SECURITIES LLC|795
CNCE|CONCERT PHARMACEUTIC|TMBR|Timber Hill LLC|7
CNCE|CONCERT PHARMACEUTIC|TRBT|Tradebot Systems, Inc.|39139
CNCE|CONCERT PHARMACEUTIC|TRCM|TRC MARKETS LLC|22517
CNCE|CONCERT PHARMACEUTIC|UBSA|UBS SECURITIES LLC|104080
CNCE|CONCERT PHARMACEUTIC|UBSS|UBS Securities LLC|420411
CNCE|CONCERT PHARMACEUTIC|VALX|VIRTU AMERICAS LLC|11453
CNCE|CONCERT PHARMACEUTIC|VGRD|Vanguard Marketing Corporation|18695
CNCE|CONCERT PHARMACEUTIC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
CNCE|CONCERT PHARMACEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|20929
CNCE|CONCERT PHARMACEUTIC|WEED|Weeden & Co.L.P.|13964
CNCE|CONCERT PHARMACEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|270
CNCE|CONCERT PHARMACEUTIC|WSEA|WOLVERINE SECURITIES, LLC|2037
CNCE|CONCERT PHARMACEUTIC|XIST|INSTINET, LLC|14200
CNCE|CONCERT PHARMACEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
CNCE|CONCERT PHARMACEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|1551
CNCR|LONCAR CANCER IMMUNO|AGIS|Aegis Capital Corp.|300
CNCR|LONCAR CANCER IMMUNO|ALTX|Alternet Securities Inc.|100
CNCR|LONCAR CANCER IMMUNO|APCC|Apex Clearing Corporation|114
CNCR|LONCAR CANCER IMMUNO|BANK|Primevest Financial Services, Inc.|295
CNCR|LONCAR CANCER IMMUNO|BARD|Robert W. Baird & Co. Incorporated|184
CNCR|LONCAR CANCER IMMUNO|BATM|CBOE TRADING, INC.|13
CNCR|LONCAR CANCER IMMUNO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3028
CNCR|LONCAR CANCER IMMUNO|BYXM|CBOE TRADING, INC.|164
CNCR|LONCAR CANCER IMMUNO|CHAS|Charles Schwab & Co., Inc.|21
CNCR|LONCAR CANCER IMMUNO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7569
CNCR|LONCAR CANCER IMMUNO|DADA|D.A. Davidson & Co.|150
CNCR|LONCAR CANCER IMMUNO|DBAX|Deutsche Bank Securities Inc.|2700
CNCR|LONCAR CANCER IMMUNO|DEAN|MORGAN STANLEY|940
CNCR|LONCAR CANCER IMMUNO|EBXL|EBX LLC|6200
CNCR|LONCAR CANCER IMMUNO|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
CNCR|LONCAR CANCER IMMUNO|EGXM|CBOE TRADING, INC.|105
CNCR|LONCAR CANCER IMMUNO|ETRS|E*Trade Securities LLC|10057
CNCR|LONCAR CANCER IMMUNO|FBCO|Credit Suisse Securities (USA) LLC|31097
CNCR|LONCAR CANCER IMMUNO|FILL|Tradestation Securities, Inc.|410
CNCR|LONCAR CANCER IMMUNO|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|7900
CNCR|LONCAR CANCER IMMUNO|FMAF|NBCN Inc./ CDS|100
CNCR|LONCAR CANCER IMMUNO|FOMA|TD AMERITRADE CLEARING, INC.|47992
CNCR|LONCAR CANCER IMMUNO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59261
CNCR|LONCAR CANCER IMMUNO|FTBR|Foliofn Investments, Inc.|2471
CNCR|LONCAR CANCER IMMUNO|GEBB|GLOBAL EXECUTION BROKERS, LP|1088
CNCR|LONCAR CANCER IMMUNO|GSCO|GOLDMAN SACHS & CO. LLC|1473
CNCR|LONCAR CANCER IMMUNO|GSLT|GOLDMAN SACHS & CO. LLC|4724
CNCR|LONCAR CANCER IMMUNO|GTSZ|GTS SECURITIES LLC|2906
CNCR|LONCAR CANCER IMMUNO|HRBF|American Enterprise Investment Services Inc.|700
CNCR|LONCAR CANCER IMMUNO|HSBC|HSBC Securities, Inc.|100
CNCR|LONCAR CANCER IMMUNO|IATS|INTERACTIVE BROKERS LLC|1107
CNCR|LONCAR CANCER IMMUNO|IBKR|Interactive Brokers Llc|23704
CNCR|LONCAR CANCER IMMUNO|ICBX|INSTINET, LLC|3100
CNCR|LONCAR CANCER IMMUNO|INCA|INSTINET, LLC|3671
CNCR|LONCAR CANCER IMMUNO|INJX|INSTINET, LLC|4563
CNCR|LONCAR CANCER IMMUNO|ITGI|ITG Inc.|1228
CNCR|LONCAR CANCER IMMUNO|ITGP|ITG INC.|600
CNCR|LONCAR CANCER IMMUNO|JANY|Janney Montgomery Scott Inc.|1150
CNCR|LONCAR CANCER IMMUNO|JEFF|JEFFERIES LLC|2120
CNCR|LONCAR CANCER IMMUNO|JPMX|J.P. Morgan Securities LLC|800
CNCR|LONCAR CANCER IMMUNO|JSJX|JANE STREET CAPITAL LLC|143658
CNCR|LONCAR CANCER IMMUNO|KCGM|VIRTU Americas LLC|5143
CNCR|LONCAR CANCER IMMUNO|LEHM|Barclays Capital Inc./Le|7400
CNCR|LONCAR CANCER IMMUNO|LIME|Lime Brokerage LLC|31989
CNCR|LONCAR CANCER IMMUNO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
CNCR|LONCAR CANCER IMMUNO|MOTF|MOTIF INVESTING, INC.|4
CNCR|LONCAR CANCER IMMUNO|MSCO|MORGAN STANLEY & CO. LLC|54137
CNCR|LONCAR CANCER IMMUNO|MSPL|MORGAN STANLEY & CO. LLC|1000
CNCR|LONCAR CANCER IMMUNO|NBCS|NBC Securities, INC.|685
CNCR|LONCAR CANCER IMMUNO|NFSC|National Financial Services LLC|108194
CNCR|LONCAR CANCER IMMUNO|NITE|VIRTU Americas LLC|108386
CNCR|LONCAR CANCER IMMUNO|NQRB|Brut, LLC|100
CNCR|LONCAR CANCER IMMUNO|NTFN|Network 1 Financial Securities Inc.|160
CNCR|LONCAR CANCER IMMUNO|OPCO|Oppenheimer & Co. Inc.|627
CNCR|LONCAR CANCER IMMUNO|PDQM|CODA MARKETS, INC.|49
CNCR|LONCAR CANCER IMMUNO|RAJA|Raymond James & Associates, Inc.|3148
CNCR|LONCAR CANCER IMMUNO|RBCM|RBC CAPITAL MARKETS, LLC|8671
CNCR|LONCAR CANCER IMMUNO|RGLD|Regal Securities, Inc|100
CNCR|LONCAR CANCER IMMUNO|SBSH|Citigroup Global Markets Inc.|723
CNCR|LONCAR CANCER IMMUNO|SGMT|GOLDMAN SACHS & CO. LLC|2503
CNCR|LONCAR CANCER IMMUNO|SHMR|ABN Amro Clearing LLC|9566
CNCR|LONCAR CANCER IMMUNO|STFL|Stifel, Nicolaus & Company, Incorporated|200
CNCR|LONCAR CANCER IMMUNO|SWIM|TD Ameritrade, Inc.|7521
CNCR|LONCAR CANCER IMMUNO|TKNG|ALLY INVEST SECURITIES LLC|201
CNCR|LONCAR CANCER IMMUNO|TRCM|TRC MARKETS LLC|1200
CNCR|LONCAR CANCER IMMUNO|TWTT|TASTYWORKS, INC.|4
CNCR|LONCAR CANCER IMMUNO|UBSA|UBS SECURITIES LLC|12522
CNCR|LONCAR CANCER IMMUNO|UBSS|UBS Securities LLC|40780
CNCR|LONCAR CANCER IMMUNO|VALX|VIRTU AMERICAS LLC|2176
CNCR|LONCAR CANCER IMMUNO|VGRD|Vanguard Marketing Corporation|7044
CNCR|LONCAR CANCER IMMUNO|VSIN|Vision Financial Markets Llc|13
CNCR|LONCAR CANCER IMMUNO|WCHV|WELLS FARGO SECURITIES, LLC|4944
CNCR|LONCAR CANCER IMMUNO|WGIF|CIBC World Markets Inc.|170
CNCR|LONCAR CANCER IMMUNO|WSEA|WOLVERINE SECURITIES, LLC|292
CNCR|LONCAR CANCER IMMUNO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25289
CNDF|ISHARES EDGE DISCRTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1017
CNDF|ISHARES EDGE DISCRTN|DBAX|Deutsche Bank Securities Inc.|100
CNDF|ISHARES EDGE DISCRTN|EBXL|EBX LLC|100
CNDF|ISHARES EDGE DISCRTN|HRBF|American Enterprise Investment Services Inc.|100
CNDF|ISHARES EDGE DISCRTN|JSJX|JANE STREET CAPITAL LLC|107
CNDF|ISHARES EDGE DISCRTN|LEHM|Barclays Capital Inc./Le|200
CNDF|ISHARES EDGE DISCRTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CNDF|ISHARES EDGE DISCRTN|NFSC|National Financial Services LLC|120
CNDF|ISHARES EDGE DISCRTN|NITE|VIRTU Americas LLC|510
CNDF|ISHARES EDGE DISCRTN|OPCO|Oppenheimer & Co. Inc.|295
CNDF|ISHARES EDGE DISCRTN|SGMT|GOLDMAN SACHS & CO. LLC|100
CNDF|ISHARES EDGE DISCRTN|SWIM|TD Ameritrade, Inc.|72
CNDF|ISHARES EDGE DISCRTN|UBSS|UBS Securities LLC|900
CNDT|CONDUENT INC.|ABLE|NATIXIS Securities Americas LLC|230463
CNDT|CONDUENT INC.|AGIS|Aegis Capital Corp.|500
CNDT|CONDUENT INC.|ALTX|Alternet Securities Inc.|14900
CNDT|CONDUENT INC.|APCC|Apex Clearing Corporation|949
CNDT|CONDUENT INC.|AQUA|AQUA SECURITIES L.P.|191983
CNDT|CONDUENT INC.|BALE|M&T SECURITIES, INC.|1600
CNDT|CONDUENT INC.|BANK|Primevest Financial Services, Inc.|20
CNDT|CONDUENT INC.|BARD|Robert W. Baird & Co. Incorporated|1408
CNDT|CONDUENT INC.|BATM|CBOE TRADING, INC.|12467
CNDT|CONDUENT INC.|BAYT|BTIG, LLC|3100
CNDT|CONDUENT INC.|BBNT|BB&T SECURITIES, LLC|50
CNDT|CONDUENT INC.|BERN|Sanford C. Bernstein & Co., LLC|78545
CNDT|CONDUENT INC.|BIDS|BIDS TRADING L.P.|327400
CNDT|CONDUENT INC.|BIMI|Banca IMI Securities Corp.|12
CNDT|CONDUENT INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25283
CNDT|CONDUENT INC.|BLKX|INSTINET, LLC|466545
CNDT|CONDUENT INC.|BMOC|BMO Capital Markets Corp.|10413
CNDT|CONDUENT INC.|BNPX|BNP PARIBAS SECURITIES CORP.|691
CNDT|CONDUENT INC.|BTIG|BTIG, LLC|270125
CNDT|CONDUENT INC.|BYXM|CBOE TRADING, INC.|1636
CNDT|CONDUENT INC.|BZYD|GOLDMAN SACHS & CO. LLC|5500
CNDT|CONDUENT INC.|CANT|Cantor Fitzgerald & Co.|66
CNDT|CONDUENT INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|70000
CNDT|CONDUENT INC.|CHAS|Charles Schwab & Co., Inc.|2480
CNDT|CONDUENT INC.|CIST|Capital Institutional Services, Inc.|15946
CNDT|CONDUENT INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|235382
CNDT|CONDUENT INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
CNDT|CONDUENT INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|884228
CNDT|CONDUENT INC.|CTDL|Citadel Derivatives Group Llc|6691
CNDT|CONDUENT INC.|CTLR|CUTLER GROUP, LP|34823
CNDT|CONDUENT INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|213612
CNDT|CONDUENT INC.|DADA|D.A. Davidson & Co.|816
CNDT|CONDUENT INC.|DBAB|Deutsche Bank Securities Inc.|257562
CNDT|CONDUENT INC.|DBAX|Deutsche Bank Securities Inc.|778900
CNDT|CONDUENT INC.|DBUL|Deutsche Bank Securities Inc.|846
CNDT|CONDUENT INC.|DCHF|Dart Executions, LLC|1437
CNDT|CONDUENT INC.|DEAN|MORGAN STANLEY|264193
CNDT|CONDUENT INC.|DEGS|RONIN PROFESSIONAL LLC|17631
CNDT|CONDUENT INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1610
CNDT|CONDUENT INC.|EBXL|EBX LLC|321300
CNDT|CONDUENT INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|59878
CNDT|CONDUENT INC.|EDJC|Edward Jones / CDS|1
CNDT|CONDUENT INC.|EDJO|Edward D. Jones & Co., L.P.|3018
CNDT|CONDUENT INC.|EGAM|CBOE TRADING, INC.|20146
CNDT|CONDUENT INC.|EGAW|CBOE TRADING, INC.|684
CNDT|CONDUENT INC.|EGXM|CBOE TRADING, INC.|5008
CNDT|CONDUENT INC.|EGXW|CBOE TRADING, INC.|231
CNDT|CONDUENT INC.|ETBE|Electronic Transaction Clearing, Inc.|20982
CNDT|CONDUENT INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|33
CNDT|CONDUENT INC.|ETCC|Electronic Transaction Clearing, Inc.|280
CNDT|CONDUENT INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6930
CNDT|CONDUENT INC.|ETRS|E*Trade Securities LLC|51270
CNDT|CONDUENT INC.|FILL|Tradestation Securities, Inc.|5402
CNDT|CONDUENT INC.|FINX|FINTECH SECURITIES|1220
CNDT|CONDUENT INC.|FMAF|NBCN Inc./ CDS|310
CNDT|CONDUENT INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8202
CNDT|CONDUENT INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|211071
CNDT|CONDUENT INC.|FTBR|Foliofn Investments, Inc.|588
CNDT|CONDUENT INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|25710
CNDT|CONDUENT INC.|GLIS|TD Securities Inc|892
CNDT|CONDUENT INC.|GLPX|ACS EXECUTION SERVICES, LLC|7632
CNDT|CONDUENT INC.|GSCO|GOLDMAN SACHS & CO. LLC|1360241
CNDT|CONDUENT INC.|GSCS|GOLDMAN SACHS & CO. LLC|15081
CNDT|CONDUENT INC.|GSLT|GOLDMAN SACHS & CO. LLC|38689
CNDT|CONDUENT INC.|GTSZ|GTS SECURITIES LLC|133411
CNDT|CONDUENT INC.|GUGS|Guggenheim Securities, LLC|222100
CNDT|CONDUENT INC.|HAPX|HAP Trading, LLC|14
CNDT|CONDUENT INC.|HRBF|American Enterprise Investment Services Inc.|11167
CNDT|CONDUENT INC.|HSBC|HSBC Securities, Inc.|16344
CNDT|CONDUENT INC.|IATS|INTERACTIVE BROKERS LLC|24932
CNDT|CONDUENT INC.|IBKR|Interactive Brokers Llc|125238
CNDT|CONDUENT INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3415
CNDT|CONDUENT INC.|ICBX|INSTINET, LLC|158848
CNDT|CONDUENT INC.|INCA|INSTINET, LLC|327343
CNDT|CONDUENT INC.|INJX|INSTINET, LLC|64066
CNDT|CONDUENT INC.|ITGI|ITG Inc.|415002
CNDT|CONDUENT INC.|ITGP|ITG INC.|489000
CNDT|CONDUENT INC.|JANY|Janney Montgomery Scott Inc.|2017
CNDT|CONDUENT INC.|JEFF|JEFFERIES LLC|3759351
CNDT|CONDUENT INC.|JMPT|JUMP TRADING, LLC|149657
CNDT|CONDUENT INC.|JONE|JonesTrading|1000
CNDT|CONDUENT INC.|JPBX|J.P. MORGAN SECURITIES LLC|213007
CNDT|CONDUENT INC.|JPMX|J.P. Morgan Securities LLC|1085226
CNDT|CONDUENT INC.|JSJX|JANE STREET CAPITAL LLC|4818
CNDT|CONDUENT INC.|JUTA|JUMP TRADING, LLC|100
CNDT|CONDUENT INC.|KCGM|VIRTU Americas LLC|66113
CNDT|CONDUENT INC.|KING|C. L. King & Associates, Inc.|490
CNDT|CONDUENT INC.|LEHM|Barclays Capital Inc./Le|1290662
CNDT|CONDUENT INC.|LIME|Lime Brokerage LLC|22250
CNDT|CONDUENT INC.|LIWE|LIME BROKERAGE LLC|8862
CNDT|CONDUENT INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|383330
CNDT|CONDUENT INC.|LOOP|Loop Capital Markets LLC|5332
CNDT|CONDUENT INC.|LQNA|LIQUIDNET, INC.|494200
CNDT|CONDUENT INC.|LQNB|LIQUIDNET, INC.|122892
CNDT|CONDUENT INC.|LSCI|Lek Securities Corporation|191
CNDT|CONDUENT INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CNDT|CONDUENT INC.|MACC|Mid Atlantic Capital Corporation|360
CNDT|CONDUENT INC.|MACQ|Macquarie Capital (USA) Inc.|203162
CNDT|CONDUENT INC.|MBTS|ALLY INVEST SECURITIES LLC|301
CNDT|CONDUENT INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|327369
CNDT|CONDUENT INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
CNDT|CONDUENT INC.|MOTF|MOTIF INVESTING, INC.|11
CNDT|CONDUENT INC.|MSCO|MORGAN STANLEY & CO. LLC|5610900
CNDT|CONDUENT INC.|MSPL|MORGAN STANLEY & CO. LLC|878900
CNDT|CONDUENT INC.|MSTX|MORGAN STANLEY & CO. LLC|402900
CNDT|CONDUENT INC.|NATL|National Securities Corporation|100
CNDT|CONDUENT INC.|NEED|Needham & Company, LLC|9025
CNDT|CONDUENT INC.|NEUB|NEUBERGER BERMAN BD LLC|86
CNDT|CONDUENT INC.|NFSC|National Financial Services LLC|301694
CNDT|CONDUENT INC.|NITE|VIRTU Americas LLC|519659
CNDT|CONDUENT INC.|NITP|VIRTU Americas LLC|2918
CNDT|CONDUENT INC.|NQRB|Brut, LLC|35923
CNDT|CONDUENT INC.|NTRC|Northern Trust Securities, Inc.|2678
CNDT|CONDUENT INC.|OHOS|TWO SIGMA SECURITIES, LLC|71325
CNDT|CONDUENT INC.|OPCO|Oppenheimer & Co. Inc.|1997
CNDT|CONDUENT INC.|OTAA|OTA LLC|50000
CNDT|CONDUENT INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
CNDT|CONDUENT INC.|PDQM|CODA MARKETS, INC.|23283
CNDT|CONDUENT INC.|PHLY|NASDAQ Execution Services, LLC|1000
CNDT|CONDUENT INC.|PWJC|UBS Financial Services, Inc.|573
CNDT|CONDUENT INC.|RBCM|RBC CAPITAL MARKETS, LLC|45258
CNDT|CONDUENT INC.|SAGL|SAGETRADER, LLC|12093
CNDT|CONDUENT INC.|SBSH|Citigroup Global Markets Inc.|346912
CNDT|CONDUENT INC.|SGMT|GOLDMAN SACHS & CO. LLC|301296
CNDT|CONDUENT INC.|SPDR|SPEEDROUTE LLC|3489
CNDT|CONDUENT INC.|SPHN|Stephens Inc.|140
CNDT|CONDUENT INC.|STFL|Stifel, Nicolaus & Company, Incorporated|15974
CNDT|CONDUENT INC.|STKP|STOCKPILE INVESTMENTS, INC.|270
CNDT|CONDUENT INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6992
CNDT|CONDUENT INC.|SWIM|TD Ameritrade, Inc.|58965
CNDT|CONDUENT INC.|SWST|Hilltop Securities Inc.|330
CNDT|CONDUENT INC.|TDFS|TRADERFIELD SECURITIES INC.|100
CNDT|CONDUENT INC.|TKNG|ALLY INVEST SECURITIES LLC|24918
CNDT|CONDUENT INC.|TRBT|Tradebot Systems, Inc.|304831
CNDT|CONDUENT INC.|TRCM|TRC MARKETS LLC|117231
CNDT|CONDUENT INC.|TWTT|TASTYWORKS, INC.|100
CNDT|CONDUENT INC.|UBSA|UBS SECURITIES LLC|971698
CNDT|CONDUENT INC.|UBSS|UBS Securities LLC|859279
CNDT|CONDUENT INC.|VALX|VIRTU AMERICAS LLC|49307
CNDT|CONDUENT INC.|VGRD|Vanguard Marketing Corporation|6374
CNDT|CONDUENT INC.|VSIN|Vision Financial Markets Llc|700
CNDT|CONDUENT INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1416
CNDT|CONDUENT INC.|WCHV|WELLS FARGO SECURITIES, LLC|205852
CNDT|CONDUENT INC.|WDNX|WEEDEN & CO.L.P.|20934
CNDT|CONDUENT INC.|WEDB|WEDBUSH SECURITIES INC.|161289
CNDT|CONDUENT INC.|WEED|Weeden & Co.L.P.|2424
CNDT|CONDUENT INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|107732
CNDT|CONDUENT INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8
CNDT|CONDUENT INC.|WFPB|Wells Fargo Securities, LLC.|1900
CNDT|CONDUENT INC.|WGIF|CIBC World Markets Inc.|55
CNDT|CONDUENT INC.|WSEA|WOLVERINE SECURITIES, LLC|46072
CNDT|CONDUENT INC.|XIST|INSTINET, LLC|18000
CNDT|CONDUENT INC.|XPQR|Jump Trading|187
CNDT|CONDUENT INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|99638
CNDT|CONDUENT INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|164
CNDT|CONDUENT INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14498
CNET|CHINANET ONLINE HLDG|ALTX|Alternet Securities Inc.|600
CNET|CHINANET ONLINE HLDG|APCC|Apex Clearing Corporation|16570
CNET|CHINANET ONLINE HLDG|BAYC|BAY CREST PARTNERS, LLC|29650
CNET|CHINANET ONLINE HLDG|BIMI|Banca IMI Securities Corp.|13100
CNET|CHINANET ONLINE HLDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4988
CNET|CHINANET ONLINE HLDG|BYXM|CBOE TRADING, INC.|600
CNET|CHINANET ONLINE HLDG|CANT|Cantor Fitzgerald & Co.|227
CNET|CHINANET ONLINE HLDG|CHAS|Charles Schwab & Co., Inc.|1000
CNET|CHINANET ONLINE HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4301
CNET|CHINANET ONLINE HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12411
CNET|CHINANET ONLINE HLDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CNET|CHINANET ONLINE HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13894
CNET|CHINANET ONLINE HLDG|DBAB|Deutsche Bank Securities Inc.|11203
CNET|CHINANET ONLINE HLDG|DBAX|Deutsche Bank Securities Inc.|2200
CNET|CHINANET ONLINE HLDG|DEGS|RONIN PROFESSIONAL LLC|14020
CNET|CHINANET ONLINE HLDG|EBXL|EBX LLC|2300
CNET|CHINANET ONLINE HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
CNET|CHINANET ONLINE HLDG|EDJO|Edward D. Jones & Co., L.P.|1000
CNET|CHINANET ONLINE HLDG|EGAM|CBOE TRADING, INC.|2600
CNET|CHINANET ONLINE HLDG|EGMT|EG MARKET TECHNOLOGIES LLC|100
CNET|CHINANET ONLINE HLDG|EGXM|CBOE TRADING, INC.|3728
CNET|CHINANET ONLINE HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|275
CNET|CHINANET ONLINE HLDG|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
CNET|CHINANET ONLINE HLDG|ETRS|E*Trade Securities LLC|332677
CNET|CHINANET ONLINE HLDG|FBCO|Credit Suisse Securities (USA) LLC|74102
CNET|CHINANET ONLINE HLDG|FILL|Tradestation Securities, Inc.|8360
CNET|CHINANET ONLINE HLDG|FMAF|NBCN Inc./ CDS|6332
CNET|CHINANET ONLINE HLDG|FOMA|TD AMERITRADE CLEARING, INC.|788298
CNET|CHINANET ONLINE HLDG|FTBR|Foliofn Investments, Inc.|401
CNET|CHINANET ONLINE HLDG|GEBB|GLOBAL EXECUTION BROKERS, LP|1812
CNET|CHINANET ONLINE HLDG|GLIS|TD Securities Inc|500
CNET|CHINANET ONLINE HLDG|GLPX|ACS EXECUTION SERVICES, LLC|6881
CNET|CHINANET ONLINE HLDG|GSCO|GOLDMAN SACHS & CO. LLC|1339
CNET|CHINANET ONLINE HLDG|GSLT|GOLDMAN SACHS & CO. LLC|3851
CNET|CHINANET ONLINE HLDG|GTSZ|GTS SECURITIES LLC|2350
CNET|CHINANET ONLINE HLDG|HRBF|American Enterprise Investment Services Inc.|732
CNET|CHINANET ONLINE HLDG|IATS|INTERACTIVE BROKERS LLC|32089
CNET|CHINANET ONLINE HLDG|IBKR|Interactive Brokers Llc|264444
CNET|CHINANET ONLINE HLDG|ICBX|INSTINET, LLC|4900
CNET|CHINANET ONLINE HLDG|INCA|INSTINET, LLC|38010
CNET|CHINANET ONLINE HLDG|ITGI|ITG Inc.|5922
CNET|CHINANET ONLINE HLDG|ITGP|ITG INC.|5600
CNET|CHINANET ONLINE HLDG|JMPT|JUMP TRADING, LLC|1048
CNET|CHINANET ONLINE HLDG|JPMX|J.P. Morgan Securities LLC|2400
CNET|CHINANET ONLINE HLDG|JSJX|JANE STREET CAPITAL LLC|900
CNET|CHINANET ONLINE HLDG|LEHM|Barclays Capital Inc./Le|13196
CNET|CHINANET ONLINE HLDG|LIME|Lime Brokerage LLC|22298
CNET|CHINANET ONLINE HLDG|LSCI|Lek Securities Corporation|100
CNET|CHINANET ONLINE HLDG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CNET|CHINANET ONLINE HLDG|MBTS|ALLY INVEST SECURITIES LLC|100
CNET|CHINANET ONLINE HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CNET|CHINANET ONLINE HLDG|MOTF|MOTIF INVESTING, INC.|4
CNET|CHINANET ONLINE HLDG|MSCO|MORGAN STANLEY & CO. LLC|206013
CNET|CHINANET ONLINE HLDG|MSPL|MORGAN STANLEY & CO. LLC|2100
CNET|CHINANET ONLINE HLDG|NFSC|National Financial Services LLC|225879
CNET|CHINANET ONLINE HLDG|NITE|VIRTU Americas LLC|852060
CNET|CHINANET ONLINE HLDG|NQRB|Brut, LLC|4200
CNET|CHINANET ONLINE HLDG|OPCO|Oppenheimer & Co. Inc.|1480
CNET|CHINANET ONLINE HLDG|PCPT|PHILLIP CAPITAL INC.|4303
CNET|CHINANET ONLINE HLDG|PDQM|CODA MARKETS, INC.|9827
CNET|CHINANET ONLINE HLDG|RAJA|Raymond James & Associates, Inc.|1775
CNET|CHINANET ONLINE HLDG|RBCM|RBC CAPITAL MARKETS, LLC|3700
CNET|CHINANET ONLINE HLDG|SAGL|SAGETRADER, LLC|592
CNET|CHINANET ONLINE HLDG|SALI|INTL FCSTONE FINANCIAL INC.|1500
CNET|CHINANET ONLINE HLDG|SBSH|Citigroup Global Markets Inc.|14969
CNET|CHINANET ONLINE HLDG|SGMT|GOLDMAN SACHS & CO. LLC|900
CNET|CHINANET ONLINE HLDG|SOGO|Wang Investment Associates, Inc.|150
CNET|CHINANET ONLINE HLDG|SPDR|SPEEDROUTE LLC|2600
CNET|CHINANET ONLINE HLDG|SWIM|TD Ameritrade, Inc.|201614
CNET|CHINANET ONLINE HLDG|TKNG|ALLY INVEST SECURITIES LLC|28848
CNET|CHINANET ONLINE HLDG|UBSA|UBS SECURITIES LLC|26871
CNET|CHINANET ONLINE HLDG|UBSS|UBS Securities LLC|76780
CNET|CHINANET ONLINE HLDG|VALX|VIRTU AMERICAS LLC|669
CNET|CHINANET ONLINE HLDG|VGRD|Vanguard Marketing Corporation|2773
CNET|CHINANET ONLINE HLDG|WCHV|WELLS FARGO SECURITIES, LLC|1370
CNET|CHINANET ONLINE HLDG|WEDB|WEDBUSH SECURITIES INC.|1890
CNET|CHINANET ONLINE HLDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|223
CNET|CHINANET ONLINE HLDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18836
CNET|CHINANET ONLINE HLDG|WGIF|CIBC World Markets Inc.|24068
CNET|CHINANET ONLINE HLDG|WSEA|WOLVERINE SECURITIES, LLC|30387
CNET|CHINANET ONLINE HLDG|YKNA|COMHAR CAPITAL MARKETS, LLC|179
CNFR|CONIFER HOLDINGS CM|APCC|Apex Clearing Corporation|2
CNFR|CONIFER HOLDINGS CM|BATM|CBOE TRADING, INC.|65
CNFR|CONIFER HOLDINGS CM|CHAS|Charles Schwab & Co., Inc.|100
CNFR|CONIFER HOLDINGS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62
CNFR|CONIFER HOLDINGS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|612
CNFR|CONIFER HOLDINGS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
CNFR|CONIFER HOLDINGS CM|DBAB|Deutsche Bank Securities Inc.|21
CNFR|CONIFER HOLDINGS CM|DBAX|Deutsche Bank Securities Inc.|700
CNFR|CONIFER HOLDINGS CM|EBXL|EBX LLC|100
CNFR|CONIFER HOLDINGS CM|EDJO|Edward D. Jones & Co., L.P.|199
CNFR|CONIFER HOLDINGS CM|FBCO|Credit Suisse Securities (USA) LLC|400
CNFR|CONIFER HOLDINGS CM|FOMA|TD AMERITRADE CLEARING, INC.|13556
CNFR|CONIFER HOLDINGS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
CNFR|CONIFER HOLDINGS CM|GSCO|GOLDMAN SACHS & CO. LLC|3946
CNFR|CONIFER HOLDINGS CM|GSLT|GOLDMAN SACHS & CO. LLC|200
CNFR|CONIFER HOLDINGS CM|GTSZ|GTS SECURITIES LLC|300
CNFR|CONIFER HOLDINGS CM|IBKR|Interactive Brokers Llc|5248
CNFR|CONIFER HOLDINGS CM|INCA|INSTINET, LLC|4034
CNFR|CONIFER HOLDINGS CM|ITGI|ITG Inc.|481
CNFR|CONIFER HOLDINGS CM|LEHM|Barclays Capital Inc./Le|24
CNFR|CONIFER HOLDINGS CM|LIME|Lime Brokerage LLC|12725
CNFR|CONIFER HOLDINGS CM|LMGP|LIME BROKERAGE LLC|900
CNFR|CONIFER HOLDINGS CM|MSCO|MORGAN STANLEY & CO. LLC|4394
CNFR|CONIFER HOLDINGS CM|MSPL|MORGAN STANLEY & CO. LLC|400
CNFR|CONIFER HOLDINGS CM|NFSC|National Financial Services LLC|250
CNFR|CONIFER HOLDINGS CM|NITE|VIRTU Americas LLC|6196
CNFR|CONIFER HOLDINGS CM|RAJA|Raymond James & Associates, Inc.|868
CNFR|CONIFER HOLDINGS CM|SPTD|MINT GLOBAL MARKETS, INC.|2065
CNFR|CONIFER HOLDINGS CM|TRBT|Tradebot Systems, Inc.|100
CNFR|CONIFER HOLDINGS CM|UBSA|UBS SECURITIES LLC|700
CNFR|CONIFER HOLDINGS CM|UBSS|UBS Securities LLC|3983
CNFR|CONIFER HOLDINGS CM|WSEA|WOLVERINE SECURITIES, LLC|1
CNHI|CNH INDUSTRIAL N.V.|ALTX|Alternet Securities Inc.|933
CNHI|CNH INDUSTRIAL N.V.|APCC|Apex Clearing Corporation|294
CNHI|CNH INDUSTRIAL N.V.|BARD|Robert W. Baird & Co. Incorporated|4
CNHI|CNH INDUSTRIAL N.V.|BATM|CBOE TRADING, INC.|1448
CNHI|CNH INDUSTRIAL N.V.|BERN|Sanford C. Bernstein & Co., LLC|28900
CNHI|CNH INDUSTRIAL N.V.|BIDS|BIDS TRADING L.P.|400
CNHI|CNH INDUSTRIAL N.V.|BIMI|Banca IMI Securities Corp.|940
CNHI|CNH INDUSTRIAL N.V.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2775
CNHI|CNH INDUSTRIAL N.V.|BLKX|INSTINET, LLC|5800
CNHI|CNH INDUSTRIAL N.V.|BYXM|CBOE TRADING, INC.|1102
CNHI|CNH INDUSTRIAL N.V.|BZYD|GOLDMAN SACHS & CO. LLC|800
CNHI|CNH INDUSTRIAL N.V.|CHAS|Charles Schwab & Co., Inc.|8860
CNHI|CNH INDUSTRIAL N.V.|CIST|Capital Institutional Services, Inc.|2500
CNHI|CNH INDUSTRIAL N.V.|CNFR|Cowen Prime Services LLC|2900
CNHI|CNH INDUSTRIAL N.V.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66821
CNHI|CNH INDUSTRIAL N.V.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CNHI|CNH INDUSTRIAL N.V.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|593121
CNHI|CNH INDUSTRIAL N.V.|CTDL|Citadel Derivatives Group Llc|18420
CNHI|CNH INDUSTRIAL N.V.|CXCX|CITIGROUP GLOBAL MARKETS INC.|80366
CNHI|CNH INDUSTRIAL N.V.|DBAB|Deutsche Bank Securities Inc.|5783867
CNHI|CNH INDUSTRIAL N.V.|DBAX|Deutsche Bank Securities Inc.|387000
CNHI|CNH INDUSTRIAL N.V.|DBUL|Deutsche Bank Securities Inc.|200
CNHI|CNH INDUSTRIAL N.V.|DCHF|Dart Executions, LLC|16211
CNHI|CNH INDUSTRIAL N.V.|DEAN|MORGAN STANLEY|104974
CNHI|CNH INDUSTRIAL N.V.|DEGS|RONIN PROFESSIONAL LLC|416
CNHI|CNH INDUSTRIAL N.V.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|645
CNHI|CNH INDUSTRIAL N.V.|EBXL|EBX LLC|264400
CNHI|CNH INDUSTRIAL N.V.|ECUT|CONVERGEX EXECUTION SOLUTIONS|11519
CNHI|CNH INDUSTRIAL N.V.|EDJO|Edward D. Jones & Co., L.P.|12677
CNHI|CNH INDUSTRIAL N.V.|EGAM|CBOE TRADING, INC.|8683
CNHI|CNH INDUSTRIAL N.V.|EGAW|CBOE TRADING, INC.|232
CNHI|CNH INDUSTRIAL N.V.|EGXM|CBOE TRADING, INC.|765
CNHI|CNH INDUSTRIAL N.V.|ESPO|ESPOSITO SECURITIES, LLC|332
CNHI|CNH INDUSTRIAL N.V.|ETBE|Electronic Transaction Clearing, Inc.|21959
CNHI|CNH INDUSTRIAL N.V.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
CNHI|CNH INDUSTRIAL N.V.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CNHI|CNH INDUSTRIAL N.V.|ETRS|E*Trade Securities LLC|29629
CNHI|CNH INDUSTRIAL N.V.|FBSB|U.S. Bancorp Investments, Inc.|300
CNHI|CNH INDUSTRIAL N.V.|FILL|Tradestation Securities, Inc.|1000
CNHI|CNH INDUSTRIAL N.V.|FMAF|NBCN Inc./ CDS|2300
CNHI|CNH INDUSTRIAL N.V.|FQLS|Quantlab Securities LP|115069
CNHI|CNH INDUSTRIAL N.V.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87038
CNHI|CNH INDUSTRIAL N.V.|FTBR|Foliofn Investments, Inc.|3222
CNHI|CNH INDUSTRIAL N.V.|GEBB|GLOBAL EXECUTION BROKERS, LP|23100
CNHI|CNH INDUSTRIAL N.V.|GLPX|ACS EXECUTION SERVICES, LLC|3456
CNHI|CNH INDUSTRIAL N.V.|GSCO|GOLDMAN SACHS & CO. LLC|410947
CNHI|CNH INDUSTRIAL N.V.|GSCS|GOLDMAN SACHS & CO. LLC|10914
CNHI|CNH INDUSTRIAL N.V.|GSLT|GOLDMAN SACHS & CO. LLC|6358
CNHI|CNH INDUSTRIAL N.V.|GTSZ|GTS SECURITIES LLC|64317
CNHI|CNH INDUSTRIAL N.V.|HPPX|POTAMUS TRADING, LLC|1123
CNHI|CNH INDUSTRIAL N.V.|HRBF|American Enterprise Investment Services Inc.|3536
CNHI|CNH INDUSTRIAL N.V.|HSBC|HSBC Securities, Inc.|200
CNHI|CNH INDUSTRIAL N.V.|IATS|INTERACTIVE BROKERS LLC|66971
CNHI|CNH INDUSTRIAL N.V.|IBKR|Interactive Brokers Llc|76114
CNHI|CNH INDUSTRIAL N.V.|ICBX|INSTINET, LLC|248482
CNHI|CNH INDUSTRIAL N.V.|INCA|INSTINET, LLC|148492
CNHI|CNH INDUSTRIAL N.V.|INJX|INSTINET, LLC|117930
CNHI|CNH INDUSTRIAL N.V.|ITGI|ITG Inc.|54481
CNHI|CNH INDUSTRIAL N.V.|ITGP|ITG INC.|282000
CNHI|CNH INDUSTRIAL N.V.|JANY|Janney Montgomery Scott Inc.|6821
CNHI|CNH INDUSTRIAL N.V.|JEFF|JEFFERIES LLC|495599
CNHI|CNH INDUSTRIAL N.V.|JMPT|JUMP TRADING, LLC|77654
CNHI|CNH INDUSTRIAL N.V.|JPBX|J.P. MORGAN SECURITIES LLC|9782
CNHI|CNH INDUSTRIAL N.V.|JPMX|J.P. Morgan Securities LLC|1555337
CNHI|CNH INDUSTRIAL N.V.|JSJX|JANE STREET CAPITAL LLC|103750
CNHI|CNH INDUSTRIAL N.V.|KCGM|VIRTU Americas LLC|52808
CNHI|CNH INDUSTRIAL N.V.|LEHM|Barclays Capital Inc./Le|2863914
CNHI|CNH INDUSTRIAL N.V.|LIME|Lime Brokerage LLC|36958
CNHI|CNH INDUSTRIAL N.V.|LSCI|Lek Securities Corporation|36
CNHI|CNH INDUSTRIAL N.V.|MACC|Mid Atlantic Capital Corporation|60
CNHI|CNH INDUSTRIAL N.V.|MAXM|Maxim Group LLC|5000
CNHI|CNH INDUSTRIAL N.V.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|757441
CNHI|CNH INDUSTRIAL N.V.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CNHI|CNH INDUSTRIAL N.V.|MOTF|MOTIF INVESTING, INC.|3
CNHI|CNH INDUSTRIAL N.V.|MSCO|MORGAN STANLEY & CO. LLC|1638473
CNHI|CNH INDUSTRIAL N.V.|MSPL|MORGAN STANLEY & CO. LLC|1070800
CNHI|CNH INDUSTRIAL N.V.|MSTX|MORGAN STANLEY & CO. LLC|196100
CNHI|CNH INDUSTRIAL N.V.|NFSC|National Financial Services LLC|122896
CNHI|CNH INDUSTRIAL N.V.|NITE|VIRTU Americas LLC|411003
CNHI|CNH INDUSTRIAL N.V.|NITP|VIRTU Americas LLC|20548
CNHI|CNH INDUSTRIAL N.V.|NQRB|Brut, LLC|2700
CNHI|CNH INDUSTRIAL N.V.|OLDM|OLD MISSION CAPITAL, LLC|93902
CNHI|CNH INDUSTRIAL N.V.|OPCO|Oppenheimer & Co. Inc.|1395
CNHI|CNH INDUSTRIAL N.V.|PDQM|CODA MARKETS, INC.|620
CNHI|CNH INDUSTRIAL N.V.|PWJC|UBS Financial Services, Inc.|3000
CNHI|CNH INDUSTRIAL N.V.|QMSR|QUATTRO M SECURITIES INC.|920
CNHI|CNH INDUSTRIAL N.V.|RBCM|RBC CAPITAL MARKETS, LLC|3883
CNHI|CNH INDUSTRIAL N.V.|SAGL|SAGETRADER, LLC|800
CNHI|CNH INDUSTRIAL N.V.|SBRX|MURIEL SIEBERT & CO INC|1100
CNHI|CNH INDUSTRIAL N.V.|SBSH|Citigroup Global Markets Inc.|35645
CNHI|CNH INDUSTRIAL N.V.|SEIC|SEI Investments Distribution Co.|382
CNHI|CNH INDUSTRIAL N.V.|SGMT|GOLDMAN SACHS & CO. LLC|202483
CNHI|CNH INDUSTRIAL N.V.|SPDR|SPEEDROUTE LLC|10350
CNHI|CNH INDUSTRIAL N.V.|STFL|Stifel, Nicolaus & Company, Incorporated|32930
CNHI|CNH INDUSTRIAL N.V.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3799
CNHI|CNH INDUSTRIAL N.V.|SWIM|TD Ameritrade, Inc.|16793
CNHI|CNH INDUSTRIAL N.V.|TAGC|TELSEY ADVISORY GROUP LLC|2500
CNHI|CNH INDUSTRIAL N.V.|TKNG|ALLY INVEST SECURITIES LLC|769
CNHI|CNH INDUSTRIAL N.V.|TRBT|Tradebot Systems, Inc.|102225
CNHI|CNH INDUSTRIAL N.V.|TRCM|TRC MARKETS LLC|36019
CNHI|CNH INDUSTRIAL N.V.|UBSA|UBS SECURITIES LLC|950360
CNHI|CNH INDUSTRIAL N.V.|UBSS|UBS Securities LLC|1310201
CNHI|CNH INDUSTRIAL N.V.|VALX|VIRTU AMERICAS LLC|512286
CNHI|CNH INDUSTRIAL N.V.|VGRD|Vanguard Marketing Corporation|5190
CNHI|CNH INDUSTRIAL N.V.|WCHV|WELLS FARGO SECURITIES, LLC|201934
CNHI|CNH INDUSTRIAL N.V.|WEED|Weeden & Co.L.P.|3600
CNHI|CNH INDUSTRIAL N.V.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2493
CNHI|CNH INDUSTRIAL N.V.|WFPB|Wells Fargo Securities, LLC.|12500
CNHI|CNH INDUSTRIAL N.V.|WGIF|CIBC World Markets Inc.|202
CNHI|CNH INDUSTRIAL N.V.|WSEA|WOLVERINE SECURITIES, LLC|167
CNHI|CNH INDUSTRIAL N.V.|XIST|INSTINET, LLC|76200
CNHI|CNH INDUSTRIAL N.V.|XSTM|NATIONAL FINANCIAL SERVICES LLC|33626
CNHI|CNH INDUSTRIAL N.V.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2544
CNHX|CSOP MSCI CHINA A|BATM|CBOE TRADING, INC.|100
CNHX|CSOP MSCI CHINA A|ETRS|E*Trade Securities LLC|50
CNHX|CSOP MSCI CHINA A|FTBR|Foliofn Investments, Inc.|1
CNHX|CSOP MSCI CHINA A|JSJX|JANE STREET CAPITAL LLC|360
CNI|CANADIAN NATL RAILWY|ALTX|Alternet Securities Inc.|5299
CNI|CANADIAN NATL RAILWY|AMRI|AMERICAS EXECUTIONS, LLC|2299
CNI|CANADIAN NATL RAILWY|APCC|Apex Clearing Corporation|84
CNI|CANADIAN NATL RAILWY|BANK|Primevest Financial Services, Inc.|621
CNI|CANADIAN NATL RAILWY|BARD|Robert W. Baird & Co. Incorporated|1121
CNI|CANADIAN NATL RAILWY|BATM|CBOE TRADING, INC.|34585
CNI|CANADIAN NATL RAILWY|BAYT|BTIG, LLC|4800
CNI|CANADIAN NATL RAILWY|BBNT|BB&T SECURITIES, LLC|334
CNI|CANADIAN NATL RAILWY|BERN|Sanford C. Bernstein & Co., LLC|61973
CNI|CANADIAN NATL RAILWY|BIMI|Banca IMI Securities Corp.|60
CNI|CANADIAN NATL RAILWY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6023
CNI|CANADIAN NATL RAILWY|BNCH|The Benchmark Company, LLC|10214
CNI|CANADIAN NATL RAILWY|BYXM|CBOE TRADING, INC.|1279
CNI|CANADIAN NATL RAILWY|BZYD|GOLDMAN SACHS & CO. LLC|937
CNI|CANADIAN NATL RAILWY|CANT|Cantor Fitzgerald & Co.|234
CNI|CANADIAN NATL RAILWY|CHAS|Charles Schwab & Co., Inc.|1785
CNI|CANADIAN NATL RAILWY|CICF|Canaccord Genuity Corp.|100
CNI|CANADIAN NATL RAILWY|CIOI|CITIGROUP GLOBAL MARKETS INC|40000
CNI|CANADIAN NATL RAILWY|CIST|Capital Institutional Services, Inc.|340
CNI|CANADIAN NATL RAILWY|CLSA|CLSA AMERICAS, LLC|1800
CNI|CANADIAN NATL RAILWY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|174410
CNI|CANADIAN NATL RAILWY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1240
CNI|CANADIAN NATL RAILWY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1028
CNI|CANADIAN NATL RAILWY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|251468
CNI|CANADIAN NATL RAILWY|CTDL|Citadel Derivatives Group Llc|4005
CNI|CANADIAN NATL RAILWY|CTLR|CUTLER GROUP, LP|1092
CNI|CANADIAN NATL RAILWY|CXCX|CITIGROUP GLOBAL MARKETS INC.|32946
CNI|CANADIAN NATL RAILWY|DADA|D.A. Davidson & Co.|154
CNI|CANADIAN NATL RAILWY|DAVA|Davenport & Company LLC|298
CNI|CANADIAN NATL RAILWY|DBAB|Deutsche Bank Securities Inc.|140561
CNI|CANADIAN NATL RAILWY|DBAX|Deutsche Bank Securities Inc.|190200
CNI|CANADIAN NATL RAILWY|DBUL|Deutsche Bank Securities Inc.|1331
CNI|CANADIAN NATL RAILWY|DCHF|Dart Executions, LLC|800
CNI|CANADIAN NATL RAILWY|DEAN|MORGAN STANLEY|7808
CNI|CANADIAN NATL RAILWY|DEGS|RONIN PROFESSIONAL LLC|100
CNI|CANADIAN NATL RAILWY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1343
CNI|CANADIAN NATL RAILWY|EBXL|EBX LLC|379200
CNI|CANADIAN NATL RAILWY|ECUT|CONVERGEX EXECUTION SOLUTIONS|5954
CNI|CANADIAN NATL RAILWY|EDJO|Edward D. Jones & Co., L.P.|32076
CNI|CANADIAN NATL RAILWY|EGAM|CBOE TRADING, INC.|12874
CNI|CANADIAN NATL RAILWY|EGAW|CBOE TRADING, INC.|100
CNI|CANADIAN NATL RAILWY|EGMT|EG MARKET TECHNOLOGIES LLC|500
CNI|CANADIAN NATL RAILWY|EGXM|CBOE TRADING, INC.|1630
CNI|CANADIAN NATL RAILWY|ESPO|ESPOSITO SECURITIES, LLC|317
CNI|CANADIAN NATL RAILWY|ETBE|Electronic Transaction Clearing, Inc.|14981
CNI|CANADIAN NATL RAILWY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9298
CNI|CANADIAN NATL RAILWY|ETRS|E*Trade Securities LLC|8320
CNI|CANADIAN NATL RAILWY|FILL|Tradestation Securities, Inc.|3094
CNI|CANADIAN NATL RAILWY|FINX|FINTECH SECURITIES|25
CNI|CANADIAN NATL RAILWY|FMAF|NBCN Inc./ CDS|205342
CNI|CANADIAN NATL RAILWY|FQLS|Quantlab Securities LP|203728
CNI|CANADIAN NATL RAILWY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79171
CNI|CANADIAN NATL RAILWY|FTBR|Foliofn Investments, Inc.|1522
CNI|CANADIAN NATL RAILWY|GEBB|GLOBAL EXECUTION BROKERS, LP|2202
CNI|CANADIAN NATL RAILWY|GLPX|ACS EXECUTION SERVICES, LLC|9493
CNI|CANADIAN NATL RAILWY|GSCO|GOLDMAN SACHS & CO. LLC|871264
CNI|CANADIAN NATL RAILWY|GSLT|GOLDMAN SACHS & CO. LLC|2322
CNI|CANADIAN NATL RAILWY|GTSZ|GTS SECURITIES LLC|72614
CNI|CANADIAN NATL RAILWY|HPPX|POTAMUS TRADING, LLC|1306
CNI|CANADIAN NATL RAILWY|HRBF|American Enterprise Investment Services Inc.|18752
CNI|CANADIAN NATL RAILWY|HSBC|HSBC Securities, Inc.|1600
CNI|CANADIAN NATL RAILWY|IATS|INTERACTIVE BROKERS LLC|2073
CNI|CANADIAN NATL RAILWY|IBKR|Interactive Brokers Llc|3620
CNI|CANADIAN NATL RAILWY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|529
CNI|CANADIAN NATL RAILWY|ICBX|INSTINET, LLC|53300
CNI|CANADIAN NATL RAILWY|INCA|INSTINET, LLC|339765
CNI|CANADIAN NATL RAILWY|INJX|INSTINET, LLC|8822
CNI|CANADIAN NATL RAILWY|INTL|INTL FCSTONE FINANCIAL INC.|97
CNI|CANADIAN NATL RAILWY|ITGI|ITG Inc.|187134
CNI|CANADIAN NATL RAILWY|ITGP|ITG INC.|97600
CNI|CANADIAN NATL RAILWY|JANY|Janney Montgomery Scott Inc.|5635
CNI|CANADIAN NATL RAILWY|JEFF|JEFFERIES LLC|49742
CNI|CANADIAN NATL RAILWY|JMPT|JUMP TRADING, LLC|34737
CNI|CANADIAN NATL RAILWY|JPBX|J.P. MORGAN SECURITIES LLC|51358
CNI|CANADIAN NATL RAILWY|JPMX|J.P. Morgan Securities LLC|257802
CNI|CANADIAN NATL RAILWY|JSJX|JANE STREET CAPITAL LLC|5354
CNI|CANADIAN NATL RAILWY|KCGM|VIRTU Americas LLC|40842
CNI|CANADIAN NATL RAILWY|LEHM|Barclays Capital Inc./Le|583954
CNI|CANADIAN NATL RAILWY|LIME|Lime Brokerage LLC|48636
CNI|CANADIAN NATL RAILWY|LSCI|Lek Securities Corporation|508
CNI|CANADIAN NATL RAILWY|MACC|Mid Atlantic Capital Corporation|365
CNI|CANADIAN NATL RAILWY|MAXM|Maxim Group LLC|18
CNI|CANADIAN NATL RAILWY|MCBT|Moors & Cabot, Inc.|1555
CNI|CANADIAN NATL RAILWY|MCMF|Raymond James Ltd. Cds|200
CNI|CANADIAN NATL RAILWY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54500
CNI|CANADIAN NATL RAILWY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
CNI|CANADIAN NATL RAILWY|MOTF|MOTIF INVESTING, INC.|13
CNI|CANADIAN NATL RAILWY|MSCO|MORGAN STANLEY & CO. LLC|895490
CNI|CANADIAN NATL RAILWY|MSPL|MORGAN STANLEY & CO. LLC|280600
CNI|CANADIAN NATL RAILWY|MSTX|MORGAN STANLEY & CO. LLC|74700
CNI|CANADIAN NATL RAILWY|NEED|Needham & Company, LLC|670
CNI|CANADIAN NATL RAILWY|NEUB|NEUBERGER BERMAN BD LLC|600
CNI|CANADIAN NATL RAILWY|NFSC|National Financial Services LLC|89731
CNI|CANADIAN NATL RAILWY|NITE|VIRTU Americas LLC|351026
CNI|CANADIAN NATL RAILWY|NITP|VIRTU Americas LLC|1227
CNI|CANADIAN NATL RAILWY|NQRB|Brut, LLC|8447
CNI|CANADIAN NATL RAILWY|NTBF|BMO Nesbitt Burns Inc./CDS|608
CNI|CANADIAN NATL RAILWY|NTRC|Northern Trust Securities, Inc.|5758
CNI|CANADIAN NATL RAILWY|OHOS|TWO SIGMA SECURITIES, LLC|89580
CNI|CANADIAN NATL RAILWY|OPCO|Oppenheimer & Co. Inc.|2456
CNI|CANADIAN NATL RAILWY|OTAA|OTA LLC|100
CNI|CANADIAN NATL RAILWY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CNI|CANADIAN NATL RAILWY|PDQM|CODA MARKETS, INC.|18088
CNI|CANADIAN NATL RAILWY|PWJC|UBS Financial Services, Inc.|1621
CNI|CANADIAN NATL RAILWY|RBCM|RBC CAPITAL MARKETS, LLC|5988
CNI|CANADIAN NATL RAILWY|RHCO|Suntrust Robinson Humphrey, Inc.|31087
CNI|CANADIAN NATL RAILWY|SAGL|SAGETRADER, LLC|400
CNI|CANADIAN NATL RAILWY|SALI|INTL FCSTONE FINANCIAL INC.|240
CNI|CANADIAN NATL RAILWY|SBRX|MURIEL SIEBERT & CO INC|12
CNI|CANADIAN NATL RAILWY|SBSH|Citigroup Global Markets Inc.|154212
CNI|CANADIAN NATL RAILWY|SEIC|SEI Investments Distribution Co.|799
CNI|CANADIAN NATL RAILWY|SGMT|GOLDMAN SACHS & CO. LLC|78591
CNI|CANADIAN NATL RAILWY|SPDR|SPEEDROUTE LLC|3000
CNI|CANADIAN NATL RAILWY|SPHN|Stephens Inc.|271
CNI|CANADIAN NATL RAILWY|SSBS|STATE STREET GLOBAL MARKETS, LLC|900
CNI|CANADIAN NATL RAILWY|STFL|Stifel, Nicolaus & Company, Incorporated|3241
CNI|CANADIAN NATL RAILWY|STKP|STOCKPILE INVESTMENTS, INC.|14
CNI|CANADIAN NATL RAILWY|STTT|STATETRUST INVESTMENTS INC.|48
CNI|CANADIAN NATL RAILWY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2313
CNI|CANADIAN NATL RAILWY|SWIM|TD Ameritrade, Inc.|5875
CNI|CANADIAN NATL RAILWY|SWST|Hilltop Securities Inc.|746
CNI|CANADIAN NATL RAILWY|TKNG|ALLY INVEST SECURITIES LLC|215
CNI|CANADIAN NATL RAILWY|TRBT|Tradebot Systems, Inc.|131761
CNI|CANADIAN NATL RAILWY|TRCM|TRC MARKETS LLC|204559
CNI|CANADIAN NATL RAILWY|UBSA|UBS SECURITIES LLC|384137
CNI|CANADIAN NATL RAILWY|UBSS|UBS Securities LLC|503792
CNI|CANADIAN NATL RAILWY|VALX|VIRTU AMERICAS LLC|32036
CNI|CANADIAN NATL RAILWY|VGRD|Vanguard Marketing Corporation|3641
CNI|CANADIAN NATL RAILWY|WBLR|WILLIAM BLAIR|142
CNI|CANADIAN NATL RAILWY|WBPX|SUMMIT SECURITIES GROUP, LLC|600
CNI|CANADIAN NATL RAILWY|WCHV|WELLS FARGO SECURITIES, LLC|59774
CNI|CANADIAN NATL RAILWY|WEDB|WEDBUSH SECURITIES INC.|411
CNI|CANADIAN NATL RAILWY|WEED|Weeden & Co.L.P.|100
CNI|CANADIAN NATL RAILWY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2037
CNI|CANADIAN NATL RAILWY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40787
CNI|CANADIAN NATL RAILWY|WSEA|WOLVERINE SECURITIES, LLC|1500
CNI|CANADIAN NATL RAILWY|XIST|INSTINET, LLC|25200
CNI|CANADIAN NATL RAILWY|XPUS|XP SECURITIES, LLC|2600
CNI|CANADIAN NATL RAILWY|XSTM|NATIONAL FINANCIAL SERVICES LLC|17186
CNI|CANADIAN NATL RAILWY|YKNA|COMHAR CAPITAL MARKETS, LLC|500
CNI|CANADIAN NATL RAILWY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4312
CNK|CINEMARK HLDGS INC|ALTX|Alternet Securities Inc.|9614
CNK|CINEMARK HLDGS INC|APCC|Apex Clearing Corporation|648
CNK|CINEMARK HLDGS INC|AQUA|AQUA SECURITIES L.P.|14100
CNK|CINEMARK HLDGS INC|BANK|Primevest Financial Services, Inc.|1
CNK|CINEMARK HLDGS INC|BARD|Robert W. Baird & Co. Incorporated|21000
CNK|CINEMARK HLDGS INC|BATM|CBOE TRADING, INC.|4367
CNK|CINEMARK HLDGS INC|BAYC|BAY CREST PARTNERS, LLC|22100
CNK|CINEMARK HLDGS INC|BAYT|BTIG, LLC|30100
CNK|CINEMARK HLDGS INC|BBNT|BB&T SECURITIES, LLC|50
CNK|CINEMARK HLDGS INC|BERN|Sanford C. Bernstein & Co., LLC|119674
CNK|CINEMARK HLDGS INC|BIDS|BIDS TRADING L.P.|45900
CNK|CINEMARK HLDGS INC|BKCM|BNY Mellon Capital Markets LLC|23280
CNK|CINEMARK HLDGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1412
CNK|CINEMARK HLDGS INC|BLKX|INSTINET, LLC|88445
CNK|CINEMARK HLDGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|3840
CNK|CINEMARK HLDGS INC|BRVL|BLAYLOCK VAN, LLC|200
CNK|CINEMARK HLDGS INC|BTIG|BTIG, LLC|2466
CNK|CINEMARK HLDGS INC|BYXM|CBOE TRADING, INC.|1061
CNK|CINEMARK HLDGS INC|CANT|Cantor Fitzgerald & Co.|217824
CNK|CINEMARK HLDGS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|90000
CNK|CINEMARK HLDGS INC|CHAS|Charles Schwab & Co., Inc.|128
CNK|CINEMARK HLDGS INC|CICF|Canaccord Genuity Corp.|870
CNK|CINEMARK HLDGS INC|CIST|Capital Institutional Services, Inc.|5127
CNK|CINEMARK HLDGS INC|CLSA|CLSA AMERICAS, LLC|3500
CNK|CINEMARK HLDGS INC|COKE|Coker & Palmer|4402
CNK|CINEMARK HLDGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|234847
CNK|CINEMARK HLDGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
CNK|CINEMARK HLDGS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1894
CNK|CINEMARK HLDGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|442533
CNK|CINEMARK HLDGS INC|CTDL|Citadel Derivatives Group Llc|2061
CNK|CINEMARK HLDGS INC|CTLR|CUTLER GROUP, LP|858
CNK|CINEMARK HLDGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|126832
CNK|CINEMARK HLDGS INC|DAVA|Davenport & Company LLC|3019
CNK|CINEMARK HLDGS INC|DBAB|Deutsche Bank Securities Inc.|385718
CNK|CINEMARK HLDGS INC|DBAX|Deutsche Bank Securities Inc.|433500
CNK|CINEMARK HLDGS INC|DBUL|Deutsche Bank Securities Inc.|1800
CNK|CINEMARK HLDGS INC|DEAN|MORGAN STANLEY|7036
CNK|CINEMARK HLDGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|145
CNK|CINEMARK HLDGS INC|EBXL|EBX LLC|207400
CNK|CINEMARK HLDGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9671
CNK|CINEMARK HLDGS INC|EDJO|Edward D. Jones & Co., L.P.|13825
CNK|CINEMARK HLDGS INC|EGAM|CBOE TRADING, INC.|19842
CNK|CINEMARK HLDGS INC|EGAW|CBOE TRADING, INC.|104
CNK|CINEMARK HLDGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
CNK|CINEMARK HLDGS INC|EGXM|CBOE TRADING, INC.|546
CNK|CINEMARK HLDGS INC|ETBE|Electronic Transaction Clearing, Inc.|14595
CNK|CINEMARK HLDGS INC|ETCC|Electronic Transaction Clearing, Inc.|330
CNK|CINEMARK HLDGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10090
CNK|CINEMARK HLDGS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2281
CNK|CINEMARK HLDGS INC|ETRS|E*Trade Securities LLC|18236
CNK|CINEMARK HLDGS INC|FBSB|U.S. Bancorp Investments, Inc.|273
CNK|CINEMARK HLDGS INC|FILL|Tradestation Securities, Inc.|3807
CNK|CINEMARK HLDGS INC|FINX|FINTECH SECURITIES|4615
CNK|CINEMARK HLDGS INC|FMAF|NBCN Inc./ CDS|457
CNK|CINEMARK HLDGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18623
CNK|CINEMARK HLDGS INC|FQLS|Quantlab Securities LP|357712
CNK|CINEMARK HLDGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|164871
CNK|CINEMARK HLDGS INC|FTBR|Foliofn Investments, Inc.|3988
CNK|CINEMARK HLDGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|831
CNK|CINEMARK HLDGS INC|GLIS|TD Securities Inc|570
CNK|CINEMARK HLDGS INC|GLPX|ACS EXECUTION SERVICES, LLC|94459
CNK|CINEMARK HLDGS INC|GSCO|GOLDMAN SACHS & CO. LLC|871033
CNK|CINEMARK HLDGS INC|GSCS|GOLDMAN SACHS & CO. LLC|3154
CNK|CINEMARK HLDGS INC|GSLT|GOLDMAN SACHS & CO. LLC|5827
CNK|CINEMARK HLDGS INC|GTSZ|GTS SECURITIES LLC|53846
CNK|CINEMARK HLDGS INC|HRBF|American Enterprise Investment Services Inc.|9200
CNK|CINEMARK HLDGS INC|HSBC|HSBC Securities, Inc.|3609
CNK|CINEMARK HLDGS INC|IATS|INTERACTIVE BROKERS LLC|3565
CNK|CINEMARK HLDGS INC|IBKR|Interactive Brokers Llc|4843
CNK|CINEMARK HLDGS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|424
CNK|CINEMARK HLDGS INC|ICBX|INSTINET, LLC|57881
CNK|CINEMARK HLDGS INC|IEQY|CITADEL SECURITIES LLC|87642
CNK|CINEMARK HLDGS INC|INCA|INSTINET, LLC|336574
CNK|CINEMARK HLDGS INC|INJX|INSTINET, LLC|12131
CNK|CINEMARK HLDGS INC|INTL|INTL FCSTONE FINANCIAL INC.|67
CNK|CINEMARK HLDGS INC|ITGI|ITG Inc.|17658
CNK|CINEMARK HLDGS INC|ITGP|ITG INC.|178600
CNK|CINEMARK HLDGS INC|JANY|Janney Montgomery Scott Inc.|336
CNK|CINEMARK HLDGS INC|JEFF|JEFFERIES LLC|484647
CNK|CINEMARK HLDGS INC|JMPT|JUMP TRADING, LLC|70247
CNK|CINEMARK HLDGS INC|JONE|JonesTrading|7872
CNK|CINEMARK HLDGS INC|JPBX|J.P. MORGAN SECURITIES LLC|164620
CNK|CINEMARK HLDGS INC|JPMX|J.P. Morgan Securities LLC|873953
CNK|CINEMARK HLDGS INC|JSJX|JANE STREET CAPITAL LLC|26163
CNK|CINEMARK HLDGS INC|KCGM|VIRTU Americas LLC|83808
CNK|CINEMARK HLDGS INC|LEHM|Barclays Capital Inc./Le|578119
CNK|CINEMARK HLDGS INC|LIME|Lime Brokerage LLC|8050
CNK|CINEMARK HLDGS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|22000
CNK|CINEMARK HLDGS INC|LQNA|LIQUIDNET, INC.|435800
CNK|CINEMARK HLDGS INC|LQNB|LIQUIDNET, INC.|9445
CNK|CINEMARK HLDGS INC|LSCI|Lek Securities Corporation|29800
CNK|CINEMARK HLDGS INC|MACQ|Macquarie Capital (USA) Inc.|400
CNK|CINEMARK HLDGS INC|MAXM|Maxim Group LLC|445
CNK|CINEMARK HLDGS INC|MCMF|Raymond James Ltd. Cds|6273
CNK|CINEMARK HLDGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|423001
CNK|CINEMARK HLDGS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
CNK|CINEMARK HLDGS INC|MOTF|MOTIF INVESTING, INC.|9
CNK|CINEMARK HLDGS INC|MSCO|MORGAN STANLEY & CO. LLC|1229793
CNK|CINEMARK HLDGS INC|MSPL|MORGAN STANLEY & CO. LLC|539900
CNK|CINEMARK HLDGS INC|MSTX|MORGAN STANLEY & CO. LLC|444100
CNK|CINEMARK HLDGS INC|NFSC|National Financial Services LLC|104168
CNK|CINEMARK HLDGS INC|NITE|VIRTU Americas LLC|302667
CNK|CINEMARK HLDGS INC|NITP|VIRTU Americas LLC|1534
CNK|CINEMARK HLDGS INC|NQRB|Brut, LLC|6577
CNK|CINEMARK HLDGS INC|NTRC|Northern Trust Securities, Inc.|1848
CNK|CINEMARK HLDGS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CNK|CINEMARK HLDGS INC|PDQM|CODA MARKETS, INC.|51978
CNK|CINEMARK HLDGS INC|RBCM|RBC CAPITAL MARKETS, LLC|3980
CNK|CINEMARK HLDGS INC|RGLD|Regal Securities, Inc|20
CNK|CINEMARK HLDGS INC|SAGL|SAGETRADER, LLC|53310
CNK|CINEMARK HLDGS INC|SAGW|SAGETRADER, LLC|100
CNK|CINEMARK HLDGS INC|SBSH|Citigroup Global Markets Inc.|127863
CNK|CINEMARK HLDGS INC|SGMT|GOLDMAN SACHS & CO. LLC|130713
CNK|CINEMARK HLDGS INC|SJLS|TRADE INFORMATICS LLC|200
CNK|CINEMARK HLDGS INC|SPDR|SPEEDROUTE LLC|10447
CNK|CINEMARK HLDGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1051
CNK|CINEMARK HLDGS INC|STKP|STOCKPILE INVESTMENTS, INC.|52
CNK|CINEMARK HLDGS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2953
CNK|CINEMARK HLDGS INC|SWIM|TD Ameritrade, Inc.|13771
CNK|CINEMARK HLDGS INC|SWST|Hilltop Securities Inc.|2488
CNK|CINEMARK HLDGS INC|TKNG|ALLY INVEST SECURITIES LLC|745
CNK|CINEMARK HLDGS INC|TRBT|Tradebot Systems, Inc.|217130
CNK|CINEMARK HLDGS INC|TRCM|TRC MARKETS LLC|49981
CNK|CINEMARK HLDGS INC|TWTT|TASTYWORKS, INC.|200
CNK|CINEMARK HLDGS INC|UBSA|UBS SECURITIES LLC|583461
CNK|CINEMARK HLDGS INC|UBSS|UBS Securities LLC|661665
CNK|CINEMARK HLDGS INC|VALX|VIRTU AMERICAS LLC|4903
CNK|CINEMARK HLDGS INC|VGRD|Vanguard Marketing Corporation|3922
CNK|CINEMARK HLDGS INC|WBET|Wallachbeth Capital LLC|5743
CNK|CINEMARK HLDGS INC|WBLR|WILLIAM BLAIR|336
CNK|CINEMARK HLDGS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2105
CNK|CINEMARK HLDGS INC|WCHV|WELLS FARGO SECURITIES, LLC|182948
CNK|CINEMARK HLDGS INC|WDNX|WEEDEN & CO.L.P.|7792
CNK|CINEMARK HLDGS INC|WEDB|WEDBUSH SECURITIES INC.|1374
CNK|CINEMARK HLDGS INC|WEED|Weeden & Co.L.P.|32721
CNK|CINEMARK HLDGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3096
CNK|CINEMARK HLDGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13582
CNK|CINEMARK HLDGS INC|WGIF|CIBC World Markets Inc.|600
CNK|CINEMARK HLDGS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|165
CNK|CINEMARK HLDGS INC|WSEA|WOLVERINE SECURITIES, LLC|3333
CNK|CINEMARK HLDGS INC|XIST|INSTINET, LLC|51000
CNK|CINEMARK HLDGS INC|XPQR|Jump Trading|3304
CNK|CINEMARK HLDGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|76058
CNK|CINEMARK HLDGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1193
CNK|CINEMARK HLDGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8079
CNMD|C O N M E D CP    ##|ALTX|Alternet Securities Inc.|2371
CNMD|C O N M E D CP    ##|ANOS|ABEL/NOSER, L.L.C.|72
CNMD|C O N M E D CP    ##|APCC|Apex Clearing Corporation|50
CNMD|C O N M E D CP    ##|BARD|Robert W. Baird & Co. Incorporated|47161
CNMD|C O N M E D CP    ##|BATM|CBOE TRADING, INC.|1061
CNMD|C O N M E D CP    ##|BBNT|BB&T SECURITIES, LLC|8
CNMD|C O N M E D CP    ##|BERN|Sanford C. Bernstein & Co., LLC|6896
CNMD|C O N M E D CP    ##|BIDS|BIDS TRADING L.P.|5000
CNMD|C O N M E D CP    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|138
CNMD|C O N M E D CP    ##|BLKX|INSTINET, LLC|14400
CNMD|C O N M E D CP    ##|BMOC|BMO Capital Markets Corp.|4334
CNMD|C O N M E D CP    ##|BNPX|BNP PARIBAS SECURITIES CORP.|5644
CNMD|C O N M E D CP    ##|BRVL|BLAYLOCK VAN, LLC|100
CNMD|C O N M E D CP    ##|BTIG|BTIG, LLC|6990
CNMD|C O N M E D CP    ##|BYXM|CBOE TRADING, INC.|1021
CNMD|C O N M E D CP    ##|BZYD|GOLDMAN SACHS & CO. LLC|921
CNMD|C O N M E D CP    ##|CANT|Cantor Fitzgerald & Co.|341
CNMD|C O N M E D CP    ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|14000
CNMD|C O N M E D CP    ##|CHAS|Charles Schwab & Co., Inc.|4
CNMD|C O N M E D CP    ##|CJSC|CJS Securities, Inc.|5000
CNMD|C O N M E D CP    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105154
CNMD|C O N M E D CP    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|250
CNMD|C O N M E D CP    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
CNMD|C O N M E D CP    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|152497
CNMD|C O N M E D CP    ##|CTDL|Citadel Derivatives Group Llc|19107
CNMD|C O N M E D CP    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|21462
CNMD|C O N M E D CP    ##|DBAB|Deutsche Bank Securities Inc.|153183
CNMD|C O N M E D CP    ##|DBAX|Deutsche Bank Securities Inc.|83600
CNMD|C O N M E D CP    ##|DBUL|Deutsche Bank Securities Inc.|600
CNMD|C O N M E D CP    ##|DEAN|MORGAN STANLEY|270
CNMD|C O N M E D CP    ##|DEGS|RONIN PROFESSIONAL LLC|904
CNMD|C O N M E D CP    ##|EBXL|EBX LLC|52300
CNMD|C O N M E D CP    ##|EDJO|Edward D. Jones & Co., L.P.|50
CNMD|C O N M E D CP    ##|EGAM|CBOE TRADING, INC.|1612
CNMD|C O N M E D CP    ##|EGMT|EG MARKET TECHNOLOGIES LLC|400
CNMD|C O N M E D CP    ##|EGXM|CBOE TRADING, INC.|508
CNMD|C O N M E D CP    ##|EGXW|CBOE TRADING, INC.|1
CNMD|C O N M E D CP    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|149
CNMD|C O N M E D CP    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4656
CNMD|C O N M E D CP    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19656
CNMD|C O N M E D CP    ##|ETRS|E*Trade Securities LLC|6049
CNMD|C O N M E D CP    ##|FBCO|Credit Suisse Securities (USA) LLC|399024
CNMD|C O N M E D CP    ##|FILL|Tradestation Securities, Inc.|158
CNMD|C O N M E D CP    ##|FOMA|TD AMERITRADE CLEARING, INC.|2011
CNMD|C O N M E D CP    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1651
CNMD|C O N M E D CP    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56278
CNMD|C O N M E D CP    ##|FTBR|Foliofn Investments, Inc.|7144
CNMD|C O N M E D CP    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8914
CNMD|C O N M E D CP    ##|GLPX|ACS EXECUTION SERVICES, LLC|3916
CNMD|C O N M E D CP    ##|GSCO|GOLDMAN SACHS & CO. LLC|408333
CNMD|C O N M E D CP    ##|GSCS|GOLDMAN SACHS & CO. LLC|2000
CNMD|C O N M E D CP    ##|GSLT|GOLDMAN SACHS & CO. LLC|829
CNMD|C O N M E D CP    ##|GTSZ|GTS SECURITIES LLC|39971
CNMD|C O N M E D CP    ##|HRBF|American Enterprise Investment Services Inc.|154
CNMD|C O N M E D CP    ##|IATS|INTERACTIVE BROKERS LLC|2652
CNMD|C O N M E D CP    ##|IBKR|Interactive Brokers Llc|11161
CNMD|C O N M E D CP    ##|ICBX|INSTINET, LLC|12600
CNMD|C O N M E D CP    ##|IEQY|CITADEL SECURITIES LLC|22848
CNMD|C O N M E D CP    ##|INCA|INSTINET, LLC|218521
CNMD|C O N M E D CP    ##|INJX|INSTINET, LLC|33344
CNMD|C O N M E D CP    ##|ITGI|ITG Inc.|9379
CNMD|C O N M E D CP    ##|ITGP|ITG INC.|25200
CNMD|C O N M E D CP    ##|JEFF|JEFFERIES LLC|72529
CNMD|C O N M E D CP    ##|JMPT|JUMP TRADING, LLC|15324
CNMD|C O N M E D CP    ##|JPBX|J.P. MORGAN SECURITIES LLC|5764
CNMD|C O N M E D CP    ##|JPMX|J.P. Morgan Securities LLC|106367
CNMD|C O N M E D CP    ##|JSJX|JANE STREET CAPITAL LLC|2360
CNMD|C O N M E D CP    ##|KCGM|VIRTU Americas LLC|20790
CNMD|C O N M E D CP    ##|KEYB|KEYBANC CAPITAL MARKETS INC.|39746
CNMD|C O N M E D CP    ##|LEHM|Barclays Capital Inc./Le|202526
CNMD|C O N M E D CP    ##|LIME|Lime Brokerage LLC|124982
CNMD|C O N M E D CP    ##|LMGP|LIME BROKERAGE LLC|3870
CNMD|C O N M E D CP    ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|100460
CNMD|C O N M E D CP    ##|LOOP|Loop Capital Markets LLC|107
CNMD|C O N M E D CP    ##|LQNA|LIQUIDNET, INC.|29500
CNMD|C O N M E D CP    ##|LSCI|Lek Securities Corporation|2069
CNMD|C O N M E D CP    ##|MAXM|Maxim Group LLC|2512
CNMD|C O N M E D CP    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39814
CNMD|C O N M E D CP    ##|MOTF|MOTIF INVESTING, INC.|13
CNMD|C O N M E D CP    ##|MSCO|MORGAN STANLEY & CO. LLC|535714
CNMD|C O N M E D CP    ##|MSPL|MORGAN STANLEY & CO. LLC|71500
CNMD|C O N M E D CP    ##|MSTX|MORGAN STANLEY & CO. LLC|11200
CNMD|C O N M E D CP    ##|NEED|Needham & Company, LLC|395
CNMD|C O N M E D CP    ##|NFSC|National Financial Services LLC|61262
CNMD|C O N M E D CP    ##|NITE|VIRTU Americas LLC|78543
CNMD|C O N M E D CP    ##|NITP|VIRTU Americas LLC|2054
CNMD|C O N M E D CP    ##|NQRB|Brut, LLC|1420
CNMD|C O N M E D CP    ##|NTRC|Northern Trust Securities, Inc.|461
CNMD|C O N M E D CP    ##|OPCO|Oppenheimer & Co. Inc.|344
CNMD|C O N M E D CP    ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|675
CNMD|C O N M E D CP    ##|PDQM|CODA MARKETS, INC.|17307
CNMD|C O N M E D CP    ##|RAJA|Raymond James & Associates, Inc.|104
CNMD|C O N M E D CP    ##|RBCM|RBC CAPITAL MARKETS, LLC|912
CNMD|C O N M E D CP    ##|SAGL|SAGETRADER, LLC|302
CNMD|C O N M E D CP    ##|SBSH|Citigroup Global Markets Inc.|63735
CNMD|C O N M E D CP    ##|SGMT|GOLDMAN SACHS & CO. LLC|23104
CNMD|C O N M E D CP    ##|SPDR|SPEEDROUTE LLC|7700
CNMD|C O N M E D CP    ##|SWIM|TD Ameritrade, Inc.|2462
CNMD|C O N M E D CP    ##|TMBR|Timber Hill LLC|9
CNMD|C O N M E D CP    ##|TRBT|Tradebot Systems, Inc.|44379
CNMD|C O N M E D CP    ##|TRCM|TRC MARKETS LLC|60705
CNMD|C O N M E D CP    ##|UBSA|UBS SECURITIES LLC|173771
CNMD|C O N M E D CP    ##|UBSS|UBS Securities LLC|331733
CNMD|C O N M E D CP    ##|VALX|VIRTU AMERICAS LLC|1654
CNMD|C O N M E D CP    ##|VGRD|Vanguard Marketing Corporation|170
CNMD|C O N M E D CP    ##|WABR|Wall Street Access|600
CNMD|C O N M E D CP    ##|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CNMD|C O N M E D CP    ##|WCHV|WELLS FARGO SECURITIES, LLC|8155
CNMD|C O N M E D CP    ##|WDNX|WEEDEN & CO.L.P.|334
CNMD|C O N M E D CP    ##|WEED|Weeden & Co.L.P.|5045
CNMD|C O N M E D CP    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|309
CNMD|C O N M E D CP    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|722
CNMD|C O N M E D CP    ##|WSEA|WOLVERINE SECURITIES, LLC|126
CNMD|C O N M E D CP    ##|XIST|INSTINET, LLC|14590
CNMD|C O N M E D CP    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|41216
CNMD|C O N M E D CP    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|573
CNMD|C O N M E D CP    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1415
CNNE|CANNAE HOLDINGS, INC|ALTX|Alternet Securities Inc.|2000
CNNE|CANNAE HOLDINGS, INC|APCC|Apex Clearing Corporation|230
CNNE|CANNAE HOLDINGS, INC|AQUA|AQUA SECURITIES L.P.|2900
CNNE|CANNAE HOLDINGS, INC|BARD|Robert W. Baird & Co. Incorporated|42
CNNE|CANNAE HOLDINGS, INC|BATM|CBOE TRADING, INC.|1672
CNNE|CANNAE HOLDINGS, INC|BERN|Sanford C. Bernstein & Co., LLC|2600
CNNE|CANNAE HOLDINGS, INC|BIAD|SAGETRADER, LLC|1
CNNE|CANNAE HOLDINGS, INC|BIDS|BIDS TRADING L.P.|200
CNNE|CANNAE HOLDINGS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2643
CNNE|CANNAE HOLDINGS, INC|BLKX|INSTINET, LLC|5000
CNNE|CANNAE HOLDINGS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|6759
CNNE|CANNAE HOLDINGS, INC|BYXM|CBOE TRADING, INC.|762
CNNE|CANNAE HOLDINGS, INC|CANT|Cantor Fitzgerald & Co.|1726958
CNNE|CANNAE HOLDINGS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|256994
CNNE|CANNAE HOLDINGS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CNNE|CANNAE HOLDINGS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
CNNE|CANNAE HOLDINGS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|262831
CNNE|CANNAE HOLDINGS, INC|CTDL|Citadel Derivatives Group Llc|7776
CNNE|CANNAE HOLDINGS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|43446
CNNE|CANNAE HOLDINGS, INC|DBAB|Deutsche Bank Securities Inc.|216264
CNNE|CANNAE HOLDINGS, INC|DBAX|Deutsche Bank Securities Inc.|183600
CNNE|CANNAE HOLDINGS, INC|DEAN|MORGAN STANLEY|2589
CNNE|CANNAE HOLDINGS, INC|DEGS|RONIN PROFESSIONAL LLC|300
CNNE|CANNAE HOLDINGS, INC|EBXL|EBX LLC|80100
CNNE|CANNAE HOLDINGS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4768
CNNE|CANNAE HOLDINGS, INC|EDJO|Edward D. Jones & Co., L.P.|26459
CNNE|CANNAE HOLDINGS, INC|EGAM|CBOE TRADING, INC.|6230
CNNE|CANNAE HOLDINGS, INC|EGXM|CBOE TRADING, INC.|4898
CNNE|CANNAE HOLDINGS, INC|EGXW|CBOE TRADING, INC.|200
CNNE|CANNAE HOLDINGS, INC|ETBE|Electronic Transaction Clearing, Inc.|6757
CNNE|CANNAE HOLDINGS, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
CNNE|CANNAE HOLDINGS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5352
CNNE|CANNAE HOLDINGS, INC|ETRS|E*Trade Securities LLC|117264
CNNE|CANNAE HOLDINGS, INC|FILL|Tradestation Securities, Inc.|31850
CNNE|CANNAE HOLDINGS, INC|FMAF|NBCN Inc./ CDS|740
CNNE|CANNAE HOLDINGS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6927
CNNE|CANNAE HOLDINGS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64405
CNNE|CANNAE HOLDINGS, INC|FTBR|Foliofn Investments, Inc.|1351
CNNE|CANNAE HOLDINGS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1632
CNNE|CANNAE HOLDINGS, INC|GLPX|ACS EXECUTION SERVICES, LLC|12883
CNNE|CANNAE HOLDINGS, INC|GSCO|GOLDMAN SACHS & CO. LLC|376366
CNNE|CANNAE HOLDINGS, INC|GSLT|GOLDMAN SACHS & CO. LLC|3973
CNNE|CANNAE HOLDINGS, INC|GTSZ|GTS SECURITIES LLC|35700
CNNE|CANNAE HOLDINGS, INC|HRBF|American Enterprise Investment Services Inc.|122
CNNE|CANNAE HOLDINGS, INC|IATS|INTERACTIVE BROKERS LLC|11903
CNNE|CANNAE HOLDINGS, INC|IBKR|Interactive Brokers Llc|17638
CNNE|CANNAE HOLDINGS, INC|ICBX|INSTINET, LLC|23525
CNNE|CANNAE HOLDINGS, INC|IEQY|CITADEL SECURITIES LLC|23665
CNNE|CANNAE HOLDINGS, INC|INCA|INSTINET, LLC|225951
CNNE|CANNAE HOLDINGS, INC|INJX|INSTINET, LLC|8715
CNNE|CANNAE HOLDINGS, INC|ITGI|ITG Inc.|21183
CNNE|CANNAE HOLDINGS, INC|ITGP|ITG INC.|38200
CNNE|CANNAE HOLDINGS, INC|JANY|Janney Montgomery Scott Inc.|129
CNNE|CANNAE HOLDINGS, INC|JEFF|JEFFERIES LLC|344534
CNNE|CANNAE HOLDINGS, INC|JMPT|JUMP TRADING, LLC|19312
CNNE|CANNAE HOLDINGS, INC|JPBX|J.P. MORGAN SECURITIES LLC|53403
CNNE|CANNAE HOLDINGS, INC|JPMX|J.P. Morgan Securities LLC|476223
CNNE|CANNAE HOLDINGS, INC|JSJX|JANE STREET CAPITAL LLC|6997
CNNE|CANNAE HOLDINGS, INC|KCGM|VIRTU Americas LLC|49226
CNNE|CANNAE HOLDINGS, INC|LEHM|Barclays Capital Inc./Le|241512
CNNE|CANNAE HOLDINGS, INC|LIME|Lime Brokerage LLC|19613
CNNE|CANNAE HOLDINGS, INC|LQNA|LIQUIDNET, INC.|112100
CNNE|CANNAE HOLDINGS, INC|MACQ|Macquarie Capital (USA) Inc.|300
CNNE|CANNAE HOLDINGS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114611
CNNE|CANNAE HOLDINGS, INC|MSCO|MORGAN STANLEY & CO. LLC|2072292
CNNE|CANNAE HOLDINGS, INC|MSPL|MORGAN STANLEY & CO. LLC|251400
CNNE|CANNAE HOLDINGS, INC|MSTX|MORGAN STANLEY & CO. LLC|88700
CNNE|CANNAE HOLDINGS, INC|NFSC|National Financial Services LLC|190830
CNNE|CANNAE HOLDINGS, INC|NITE|VIRTU Americas LLC|189774
CNNE|CANNAE HOLDINGS, INC|NITP|VIRTU Americas LLC|500
CNNE|CANNAE HOLDINGS, INC|NQRB|Brut, LLC|7866
CNNE|CANNAE HOLDINGS, INC|NTRC|Northern Trust Securities, Inc.|2049
CNNE|CANNAE HOLDINGS, INC|OPCO|Oppenheimer & Co. Inc.|469
CNNE|CANNAE HOLDINGS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3855
CNNE|CANNAE HOLDINGS, INC|PDQM|CODA MARKETS, INC.|2432
CNNE|CANNAE HOLDINGS, INC|PREC|PRECISION SECURITIES, LLC|500
CNNE|CANNAE HOLDINGS, INC|PWJC|UBS Financial Services, Inc.|1763
CNNE|CANNAE HOLDINGS, INC|RBCM|RBC CAPITAL MARKETS, LLC|246
CNNE|CANNAE HOLDINGS, INC|SBSH|Citigroup Global Markets Inc.|42572
CNNE|CANNAE HOLDINGS, INC|SEIC|SEI Investments Distribution Co.|100
CNNE|CANNAE HOLDINGS, INC|SGMT|GOLDMAN SACHS & CO. LLC|61930
CNNE|CANNAE HOLDINGS, INC|SPDR|SPEEDROUTE LLC|600
CNNE|CANNAE HOLDINGS, INC|SPHN|Stephens Inc.|4177
CNNE|CANNAE HOLDINGS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|274
CNNE|CANNAE HOLDINGS, INC|SWIM|TD Ameritrade, Inc.|15113
CNNE|CANNAE HOLDINGS, INC|SWST|Hilltop Securities Inc.|600
CNNE|CANNAE HOLDINGS, INC|TMBR|Timber Hill LLC|129
CNNE|CANNAE HOLDINGS, INC|TRBT|Tradebot Systems, Inc.|81566
CNNE|CANNAE HOLDINGS, INC|TRCM|TRC MARKETS LLC|6224
CNNE|CANNAE HOLDINGS, INC|UBSA|UBS SECURITIES LLC|308613
CNNE|CANNAE HOLDINGS, INC|UBSS|UBS Securities LLC|351148
CNNE|CANNAE HOLDINGS, INC|VALX|VIRTU AMERICAS LLC|4013
CNNE|CANNAE HOLDINGS, INC|VGRD|Vanguard Marketing Corporation|9578
CNNE|CANNAE HOLDINGS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CNNE|CANNAE HOLDINGS, INC|WCHV|WELLS FARGO SECURITIES, LLC|4969
CNNE|CANNAE HOLDINGS, INC|WEED|Weeden & Co.L.P.|1795
CNNE|CANNAE HOLDINGS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1385
CNNE|CANNAE HOLDINGS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3013
CNNE|CANNAE HOLDINGS, INC|WGIF|CIBC World Markets Inc.|282
CNNE|CANNAE HOLDINGS, INC|WSEA|WOLVERINE SECURITIES, LLC|3088
CNNE|CANNAE HOLDINGS, INC|XIST|INSTINET, LLC|1164
CNNE|CANNAE HOLDINGS, INC|XPQR|Jump Trading|1871
CNNE|CANNAE HOLDINGS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|22814
CNNE|CANNAE HOLDINGS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|349
CNO|CNO FIN'L GRP, INC.|ALTX|Alternet Securities Inc.|9227
CNO|CNO FIN'L GRP, INC.|ANOS|ABEL/NOSER, L.L.C.|6731
CNO|CNO FIN'L GRP, INC.|APCC|Apex Clearing Corporation|1528
CNO|CNO FIN'L GRP, INC.|AQUA|AQUA SECURITIES L.P.|14800
CNO|CNO FIN'L GRP, INC.|BANK|Primevest Financial Services, Inc.|8549
CNO|CNO FIN'L GRP, INC.|BARD|Robert W. Baird & Co. Incorporated|69
CNO|CNO FIN'L GRP, INC.|BATM|CBOE TRADING, INC.|2307
CNO|CNO FIN'L GRP, INC.|BAYC|BAY CREST PARTNERS, LLC|140
CNO|CNO FIN'L GRP, INC.|BERN|Sanford C. Bernstein & Co., LLC|16862
CNO|CNO FIN'L GRP, INC.|BIDS|BIDS TRADING L.P.|300
CNO|CNO FIN'L GRP, INC.|BKCM|BNY Mellon Capital Markets LLC|37061
CNO|CNO FIN'L GRP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|952
CNO|CNO FIN'L GRP, INC.|BLKX|INSTINET, LLC|74160
CNO|CNO FIN'L GRP, INC.|BRVL|BLAYLOCK VAN, LLC|12960
CNO|CNO FIN'L GRP, INC.|BTIG|BTIG, LLC|4334
CNO|CNO FIN'L GRP, INC.|BYXM|CBOE TRADING, INC.|823
CNO|CNO FIN'L GRP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2800
CNO|CNO FIN'L GRP, INC.|CANT|Cantor Fitzgerald & Co.|118222
CNO|CNO FIN'L GRP, INC.|CHAS|Charles Schwab & Co., Inc.|726
CNO|CNO FIN'L GRP, INC.|CLSA|CLSA AMERICAS, LLC|3900
CNO|CNO FIN'L GRP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200094
CNO|CNO FIN'L GRP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|383158
CNO|CNO FIN'L GRP, INC.|CTDL|Citadel Derivatives Group Llc|15485
CNO|CNO FIN'L GRP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|81058
CNO|CNO FIN'L GRP, INC.|DBAB|Deutsche Bank Securities Inc.|211299
CNO|CNO FIN'L GRP, INC.|DBAX|Deutsche Bank Securities Inc.|199700
CNO|CNO FIN'L GRP, INC.|DBUL|Deutsche Bank Securities Inc.|7125
CNO|CNO FIN'L GRP, INC.|DEAN|MORGAN STANLEY|6524
CNO|CNO FIN'L GRP, INC.|EBXL|EBX LLC|181700
CNO|CNO FIN'L GRP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|8323
CNO|CNO FIN'L GRP, INC.|EDJO|Edward D. Jones & Co., L.P.|1879
CNO|CNO FIN'L GRP, INC.|EGAM|CBOE TRADING, INC.|22063
CNO|CNO FIN'L GRP, INC.|EGAW|CBOE TRADING, INC.|16
CNO|CNO FIN'L GRP, INC.|EGXM|CBOE TRADING, INC.|891
CNO|CNO FIN'L GRP, INC.|ELEV|ELEVATION, LLC|2673
CNO|CNO FIN'L GRP, INC.|ETBE|Electronic Transaction Clearing, Inc.|20835
CNO|CNO FIN'L GRP, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
CNO|CNO FIN'L GRP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CNO|CNO FIN'L GRP, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|152
CNO|CNO FIN'L GRP, INC.|ETRS|E*Trade Securities LLC|3341
CNO|CNO FIN'L GRP, INC.|FBRC|B. RILEY FBR, INC.|54425
CNO|CNO FIN'L GRP, INC.|FILL|Tradestation Securities, Inc.|187
CNO|CNO FIN'L GRP, INC.|FINX|FINTECH SECURITIES|426
CNO|CNO FIN'L GRP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9535
CNO|CNO FIN'L GRP, INC.|FQLS|Quantlab Securities LP|234362
CNO|CNO FIN'L GRP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77199
CNO|CNO FIN'L GRP, INC.|FTBR|Foliofn Investments, Inc.|3847
CNO|CNO FIN'L GRP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2600
CNO|CNO FIN'L GRP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|31873
CNO|CNO FIN'L GRP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|468102
CNO|CNO FIN'L GRP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|13943
CNO|CNO FIN'L GRP, INC.|GTSZ|GTS SECURITIES LLC|82836
CNO|CNO FIN'L GRP, INC.|HRBF|American Enterprise Investment Services Inc.|79
CNO|CNO FIN'L GRP, INC.|HSBC|HSBC Securities, Inc.|7572
CNO|CNO FIN'L GRP, INC.|IATS|INTERACTIVE BROKERS LLC|1116
CNO|CNO FIN'L GRP, INC.|IBKR|Interactive Brokers Llc|23897
CNO|CNO FIN'L GRP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|342
CNO|CNO FIN'L GRP, INC.|ICBX|INSTINET, LLC|58815
CNO|CNO FIN'L GRP, INC.|IEQY|CITADEL SECURITIES LLC|69391
CNO|CNO FIN'L GRP, INC.|INCA|INSTINET, LLC|263732
CNO|CNO FIN'L GRP, INC.|INJX|INSTINET, LLC|2321
CNO|CNO FIN'L GRP, INC.|ITGI|ITG Inc.|183659
CNO|CNO FIN'L GRP, INC.|ITGP|ITG INC.|263400
CNO|CNO FIN'L GRP, INC.|JANY|Janney Montgomery Scott Inc.|353
CNO|CNO FIN'L GRP, INC.|JEFF|JEFFERIES LLC|734525
CNO|CNO FIN'L GRP, INC.|JMPT|JUMP TRADING, LLC|67838
CNO|CNO FIN'L GRP, INC.|JONE|JonesTrading|3200
CNO|CNO FIN'L GRP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|65695
CNO|CNO FIN'L GRP, INC.|JPMX|J.P. Morgan Securities LLC|428091
CNO|CNO FIN'L GRP, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
CNO|CNO FIN'L GRP, INC.|JSJX|JANE STREET CAPITAL LLC|25914
CNO|CNO FIN'L GRP, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|100
CNO|CNO FIN'L GRP, INC.|KCGM|VIRTU Americas LLC|46171
CNO|CNO FIN'L GRP, INC.|LEHM|Barclays Capital Inc./Le|737386
CNO|CNO FIN'L GRP, INC.|LIME|Lime Brokerage LLC|34269
CNO|CNO FIN'L GRP, INC.|LOOP|Loop Capital Markets LLC|4200
CNO|CNO FIN'L GRP, INC.|LQNA|LIQUIDNET, INC.|132800
CNO|CNO FIN'L GRP, INC.|LSCI|Lek Securities Corporation|16
CNO|CNO FIN'L GRP, INC.|MKMP|MKM Partners LLC|259300
CNO|CNO FIN'L GRP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|188050
CNO|CNO FIN'L GRP, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
CNO|CNO FIN'L GRP, INC.|MOTF|MOTIF INVESTING, INC.|12
CNO|CNO FIN'L GRP, INC.|MSCO|MORGAN STANLEY & CO. LLC|4199979
CNO|CNO FIN'L GRP, INC.|MSPL|MORGAN STANLEY & CO. LLC|402700
CNO|CNO FIN'L GRP, INC.|MSTX|MORGAN STANLEY & CO. LLC|148700
CNO|CNO FIN'L GRP, INC.|NFSC|National Financial Services LLC|113486
CNO|CNO FIN'L GRP, INC.|NITE|VIRTU Americas LLC|241064
CNO|CNO FIN'L GRP, INC.|NITP|VIRTU Americas LLC|200
CNO|CNO FIN'L GRP, INC.|NQRB|Brut, LLC|6768
CNO|CNO FIN'L GRP, INC.|NTRC|Northern Trust Securities, Inc.|3727
CNO|CNO FIN'L GRP, INC.|PDQM|CODA MARKETS, INC.|18153
CNO|CNO FIN'L GRP, INC.|PHLY|NASDAQ Execution Services, LLC|200
CNO|CNO FIN'L GRP, INC.|PWJC|UBS Financial Services, Inc.|3
CNO|CNO FIN'L GRP, INC.|QMSR|QUATTRO M SECURITIES INC.|1473
CNO|CNO FIN'L GRP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|11005
CNO|CNO FIN'L GRP, INC.|RGLD|Regal Securities, Inc|3
CNO|CNO FIN'L GRP, INC.|SAGL|SAGETRADER, LLC|13400
CNO|CNO FIN'L GRP, INC.|SAGW|SAGETRADER, LLC|784
CNO|CNO FIN'L GRP, INC.|SBSH|Citigroup Global Markets Inc.|126174
CNO|CNO FIN'L GRP, INC.|SDLR|Sandler, O'Neill & Partners, L.P.|8280
CNO|CNO FIN'L GRP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|105346
CNO|CNO FIN'L GRP, INC.|SPDR|SPEEDROUTE LLC|15640
CNO|CNO FIN'L GRP, INC.|SPHN|Stephens Inc.|116
CNO|CNO FIN'L GRP, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
CNO|CNO FIN'L GRP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|105
CNO|CNO FIN'L GRP, INC.|SWIM|TD Ameritrade, Inc.|4450
CNO|CNO FIN'L GRP, INC.|SWST|Hilltop Securities Inc.|500
CNO|CNO FIN'L GRP, INC.|TKNG|ALLY INVEST SECURITIES LLC|608
CNO|CNO FIN'L GRP, INC.|TRBT|Tradebot Systems, Inc.|182883
CNO|CNO FIN'L GRP, INC.|TRCM|TRC MARKETS LLC|70940
CNO|CNO FIN'L GRP, INC.|TWTT|TASTYWORKS, INC.|425
CNO|CNO FIN'L GRP, INC.|UBSA|UBS SECURITIES LLC|637180
CNO|CNO FIN'L GRP, INC.|UBSS|UBS Securities LLC|719286
CNO|CNO FIN'L GRP, INC.|VALX|VIRTU AMERICAS LLC|21490
CNO|CNO FIN'L GRP, INC.|VGRD|Vanguard Marketing Corporation|1428
CNO|CNO FIN'L GRP, INC.|WBLR|WILLIAM BLAIR|300
CNO|CNO FIN'L GRP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|7926
CNO|CNO FIN'L GRP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|222879
CNO|CNO FIN'L GRP, INC.|WDNX|WEEDEN & CO.L.P.|8016
CNO|CNO FIN'L GRP, INC.|WEDB|WEDBUSH SECURITIES INC.|78
CNO|CNO FIN'L GRP, INC.|WEED|Weeden & Co.L.P.|20510
CNO|CNO FIN'L GRP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3053
CNO|CNO FIN'L GRP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2625
CNO|CNO FIN'L GRP, INC.|WGIF|CIBC World Markets Inc.|7
CNO|CNO FIN'L GRP, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1651
CNO|CNO FIN'L GRP, INC.|WSAG|WALL STREET ACCESS|365
CNO|CNO FIN'L GRP, INC.|WSEA|WOLVERINE SECURITIES, LLC|863
CNO|CNO FIN'L GRP, INC.|XIST|INSTINET, LLC|1200
CNO|CNO FIN'L GRP, INC.|XPQR|Jump Trading|300
CNO|CNO FIN'L GRP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|16816
CNO|CNO FIN'L GRP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|400
CNO|CNO FIN'L GRP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|785
CNOB|CONNECTONE BANCORP|APCC|Apex Clearing Corporation|624
CNOB|CONNECTONE BANCORP|BATM|CBOE TRADING, INC.|343
CNOB|CONNECTONE BANCORP|BERN|Sanford C. Bernstein & Co., LLC|6250
CNOB|CONNECTONE BANCORP|BMOC|BMO Capital Markets Corp.|4822
CNOB|CONNECTONE BANCORP|BNKS|Fig Partners, LLC|8079
CNOB|CONNECTONE BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|8234
CNOB|CONNECTONE BANCORP|BOSC|Boenning & Scattergood, Inc.|40000
CNOB|CONNECTONE BANCORP|BTIG|BTIG, LLC|23
CNOB|CONNECTONE BANCORP|BYXM|CBOE TRADING, INC.|1384
CNOB|CONNECTONE BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|1500
CNOB|CONNECTONE BANCORP|CHAS|Charles Schwab & Co., Inc.|2
CNOB|CONNECTONE BANCORP|CIST|Capital Institutional Services, Inc.|1273
CNOB|CONNECTONE BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|777
CNOB|CONNECTONE BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CNOB|CONNECTONE BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43683
CNOB|CONNECTONE BANCORP|CTDL|Citadel Derivatives Group Llc|5243
CNOB|CONNECTONE BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|9932
CNOB|CONNECTONE BANCORP|DBAB|Deutsche Bank Securities Inc.|77030
CNOB|CONNECTONE BANCORP|DBAX|Deutsche Bank Securities Inc.|20500
CNOB|CONNECTONE BANCORP|DEAN|MORGAN STANLEY|1325
CNOB|CONNECTONE BANCORP|DEGS|RONIN PROFESSIONAL LLC|1484
CNOB|CONNECTONE BANCORP|EBXL|EBX LLC|12400
CNOB|CONNECTONE BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1278
CNOB|CONNECTONE BANCORP|EGAM|CBOE TRADING, INC.|2832
CNOB|CONNECTONE BANCORP|EGMT|EG MARKET TECHNOLOGIES LLC|50
CNOB|CONNECTONE BANCORP|EGXM|CBOE TRADING, INC.|4
CNOB|CONNECTONE BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6118
CNOB|CONNECTONE BANCORP|ETRS|E*Trade Securities LLC|1230
CNOB|CONNECTONE BANCORP|FBCO|Credit Suisse Securities (USA) LLC|113111
CNOB|CONNECTONE BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|5951
CNOB|CONNECTONE BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
CNOB|CONNECTONE BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14853
CNOB|CONNECTONE BANCORP|FTBR|Foliofn Investments, Inc.|27
CNOB|CONNECTONE BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|11563
CNOB|CONNECTONE BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|1214
CNOB|CONNECTONE BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|355596
CNOB|CONNECTONE BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|1548
CNOB|CONNECTONE BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|1157
CNOB|CONNECTONE BANCORP|GTSZ|GTS SECURITIES LLC|9633
CNOB|CONNECTONE BANCORP|HOVD|HOVDE GROUP, LLC|1300
CNOB|CONNECTONE BANCORP|IATS|INTERACTIVE BROKERS LLC|1700
CNOB|CONNECTONE BANCORP|IBKR|Interactive Brokers Llc|20422
CNOB|CONNECTONE BANCORP|ICBX|INSTINET, LLC|6800
CNOB|CONNECTONE BANCORP|IEQY|CITADEL SECURITIES LLC|10697
CNOB|CONNECTONE BANCORP|INCA|INSTINET, LLC|50946
CNOB|CONNECTONE BANCORP|INJX|INSTINET, LLC|9574
CNOB|CONNECTONE BANCORP|ITGI|ITG Inc.|14936
CNOB|CONNECTONE BANCORP|ITGP|ITG INC.|26200
CNOB|CONNECTONE BANCORP|JEFF|JEFFERIES LLC|23517
CNOB|CONNECTONE BANCORP|JMPT|JUMP TRADING, LLC|1592
CNOB|CONNECTONE BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|3956
CNOB|CONNECTONE BANCORP|JPMX|J.P. Morgan Securities LLC|105789
CNOB|CONNECTONE BANCORP|JSJX|JANE STREET CAPITAL LLC|2247
CNOB|CONNECTONE BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|1082
CNOB|CONNECTONE BANCORP|KCGM|VIRTU Americas LLC|3310
CNOB|CONNECTONE BANCORP|LEHM|Barclays Capital Inc./Le|93320
CNOB|CONNECTONE BANCORP|LIME|Lime Brokerage LLC|96239
CNOB|CONNECTONE BANCORP|LMGP|LIME BROKERAGE LLC|2516
CNOB|CONNECTONE BANCORP|MAXM|Maxim Group LLC|3193
CNOB|CONNECTONE BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31985
CNOB|CONNECTONE BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
CNOB|CONNECTONE BANCORP|MSCO|MORGAN STANLEY & CO. LLC|249165
CNOB|CONNECTONE BANCORP|MSPL|MORGAN STANLEY & CO. LLC|50400
CNOB|CONNECTONE BANCORP|MSTX|MORGAN STANLEY & CO. LLC|5200
CNOB|CONNECTONE BANCORP|NFSC|National Financial Services LLC|15270
CNOB|CONNECTONE BANCORP|NITE|VIRTU Americas LLC|45735
CNOB|CONNECTONE BANCORP|NITP|VIRTU Americas LLC|1128
CNOB|CONNECTONE BANCORP|NQRB|Brut, LLC|800
CNOB|CONNECTONE BANCORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1359
CNOB|CONNECTONE BANCORP|PDQM|CODA MARKETS, INC.|4756
CNOB|CONNECTONE BANCORP|PWJC|UBS Financial Services, Inc.|1700
CNOB|CONNECTONE BANCORP|RAJA|Raymond James & Associates, Inc.|4315
CNOB|CONNECTONE BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|785
CNOB|CONNECTONE BANCORP|SAGW|SAGETRADER, LLC|165
CNOB|CONNECTONE BANCORP|SBSH|Citigroup Global Markets Inc.|54470
CNOB|CONNECTONE BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|14302
CNOB|CONNECTONE BANCORP|SPDR|SPEEDROUTE LLC|900
CNOB|CONNECTONE BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|1616
CNOB|CONNECTONE BANCORP|TKNG|ALLY INVEST SECURITIES LLC|70
CNOB|CONNECTONE BANCORP|TRBT|Tradebot Systems, Inc.|6817
CNOB|CONNECTONE BANCORP|TRCM|TRC MARKETS LLC|41047
CNOB|CONNECTONE BANCORP|UBSA|UBS SECURITIES LLC|129798
CNOB|CONNECTONE BANCORP|UBSS|UBS Securities LLC|208046
CNOB|CONNECTONE BANCORP|VALX|VIRTU AMERICAS LLC|16034
CNOB|CONNECTONE BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|14474
CNOB|CONNECTONE BANCORP|WDNX|WEEDEN & CO.L.P.|4000
CNOB|CONNECTONE BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4
CNOB|CONNECTONE BANCORP|WFPB|Wells Fargo Securities, LLC.|5000
CNOB|CONNECTONE BANCORP|WSEA|WOLVERINE SECURITIES, LLC|29
CNOB|CONNECTONE BANCORP|XIST|INSTINET, LLC|7350
CNOB|CONNECTONE BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CNOB|CONNECTONE BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
CNP|CENTERPOINT ENERGY|ABLE|NATIXIS Securities Americas LLC|468952
CNP|CENTERPOINT ENERGY|AGIS|Aegis Capital Corp.|251
CNP|CENTERPOINT ENERGY|ALTX|Alternet Securities Inc.|21777
CNP|CENTERPOINT ENERGY|ANOS|ABEL/NOSER, L.L.C.|168
CNP|CENTERPOINT ENERGY|APCC|Apex Clearing Corporation|128559
CNP|CENTERPOINT ENERGY|BANK|Primevest Financial Services, Inc.|844
CNP|CENTERPOINT ENERGY|BARD|Robert W. Baird & Co. Incorporated|7351
CNP|CENTERPOINT ENERGY|BATM|CBOE TRADING, INC.|10792
CNP|CENTERPOINT ENERGY|BAYT|BTIG, LLC|8300
CNP|CENTERPOINT ENERGY|BBNT|BB&T SECURITIES, LLC|1851
CNP|CENTERPOINT ENERGY|BERN|Sanford C. Bernstein & Co., LLC|291688
CNP|CENTERPOINT ENERGY|BIDS|BIDS TRADING L.P.|152800
CNP|CENTERPOINT ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23020
CNP|CENTERPOINT ENERGY|BLKX|INSTINET, LLC|200289
CNP|CENTERPOINT ENERGY|BMOC|BMO Capital Markets Corp.|28
CNP|CENTERPOINT ENERGY|BNPX|BNP PARIBAS SECURITIES CORP.|342309
CNP|CENTERPOINT ENERGY|BTIG|BTIG, LLC|156023
CNP|CENTERPOINT ENERGY|BYXM|CBOE TRADING, INC.|633
CNP|CENTERPOINT ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|2000
CNP|CENTERPOINT ENERGY|CABR|Cabrera Capital Markets, Inc.|75
CNP|CENTERPOINT ENERGY|CANT|Cantor Fitzgerald & Co.|7664
CNP|CENTERPOINT ENERGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|76000
CNP|CENTERPOINT ENERGY|CHAS|Charles Schwab & Co., Inc.|11958
CNP|CENTERPOINT ENERGY|CIBP|CIBC World Markets Corp.|25752
CNP|CENTERPOINT ENERGY|CIOI|CITIGROUP GLOBAL MARKETS INC|160000
CNP|CENTERPOINT ENERGY|CIST|Capital Institutional Services, Inc.|10775
CNP|CENTERPOINT ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|308872
CNP|CENTERPOINT ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3085
CNP|CENTERPOINT ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|819052
CNP|CENTERPOINT ENERGY|CTDL|Citadel Derivatives Group Llc|184556
CNP|CENTERPOINT ENERGY|CTLR|CUTLER GROUP, LP|100
CNP|CENTERPOINT ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|251160
CNP|CENTERPOINT ENERGY|DADA|D.A. Davidson & Co.|625
CNP|CENTERPOINT ENERGY|DAVA|Davenport & Company LLC|67
CNP|CENTERPOINT ENERGY|DBAB|Deutsche Bank Securities Inc.|503061
CNP|CENTERPOINT ENERGY|DBAX|Deutsche Bank Securities Inc.|1172800
CNP|CENTERPOINT ENERGY|DBUL|Deutsche Bank Securities Inc.|3487
CNP|CENTERPOINT ENERGY|DCHF|Dart Executions, LLC|12294
CNP|CENTERPOINT ENERGY|DEAN|MORGAN STANLEY|29967
CNP|CENTERPOINT ENERGY|DEGS|RONIN PROFESSIONAL LLC|400
CNP|CENTERPOINT ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24046
CNP|CENTERPOINT ENERGY|DRWK|DRW SECURITIES, L.L.C.|23975
CNP|CENTERPOINT ENERGY|EBXL|EBX LLC|696200
CNP|CENTERPOINT ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|101762
CNP|CENTERPOINT ENERGY|EDJO|Edward D. Jones & Co., L.P.|29724
CNP|CENTERPOINT ENERGY|EGAM|CBOE TRADING, INC.|28432
CNP|CENTERPOINT ENERGY|EGAW|CBOE TRADING, INC.|139
CNP|CENTERPOINT ENERGY|EGMT|EG MARKET TECHNOLOGIES LLC|100
CNP|CENTERPOINT ENERGY|EGXM|CBOE TRADING, INC.|636
CNP|CENTERPOINT ENERGY|ESPO|ESPOSITO SECURITIES, LLC|2024
CNP|CENTERPOINT ENERGY|ETBE|Electronic Transaction Clearing, Inc.|35573
CNP|CENTERPOINT ENERGY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
CNP|CENTERPOINT ENERGY|ETCC|Electronic Transaction Clearing, Inc.|2336
CNP|CENTERPOINT ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5062
CNP|CENTERPOINT ENERGY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6358
CNP|CENTERPOINT ENERGY|ETRS|E*Trade Securities LLC|61056
CNP|CENTERPOINT ENERGY|FBRC|B. RILEY FBR, INC.|5600
CNP|CENTERPOINT ENERGY|FBSB|U.S. Bancorp Investments, Inc.|2135
CNP|CENTERPOINT ENERGY|FILL|Tradestation Securities, Inc.|991
CNP|CENTERPOINT ENERGY|FINX|FINTECH SECURITIES|1300
CNP|CENTERPOINT ENERGY|FMAF|NBCN Inc./ CDS|42660
CNP|CENTERPOINT ENERGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|147043
CNP|CENTERPOINT ENERGY|FQLS|Quantlab Securities LP|511471
CNP|CENTERPOINT ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|323186
CNP|CENTERPOINT ENERGY|FTBR|Foliofn Investments, Inc.|17131
CNP|CENTERPOINT ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
CNP|CENTERPOINT ENERGY|GLIS|TD Securities Inc|14
CNP|CENTERPOINT ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|7716
CNP|CENTERPOINT ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|3887742
CNP|CENTERPOINT ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|27851
CNP|CENTERPOINT ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|23175
CNP|CENTERPOINT ENERGY|GTSZ|GTS SECURITIES LLC|283535
CNP|CENTERPOINT ENERGY|HRBF|American Enterprise Investment Services Inc.|20996
CNP|CENTERPOINT ENERGY|HSBC|HSBC Securities, Inc.|2654
CNP|CENTERPOINT ENERGY|IATS|INTERACTIVE BROKERS LLC|2202
CNP|CENTERPOINT ENERGY|IBKR|Interactive Brokers Llc|19777
CNP|CENTERPOINT ENERGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5506
CNP|CENTERPOINT ENERGY|ICBX|INSTINET, LLC|257069
CNP|CENTERPOINT ENERGY|IEQY|CITADEL SECURITIES LLC|343494
CNP|CENTERPOINT ENERGY|INCA|INSTINET, LLC|462075
CNP|CENTERPOINT ENERGY|INJX|INSTINET, LLC|86326
CNP|CENTERPOINT ENERGY|ITGI|ITG Inc.|123108
CNP|CENTERPOINT ENERGY|ITGP|ITG INC.|538200
CNP|CENTERPOINT ENERGY|JANY|Janney Montgomery Scott Inc.|3615
CNP|CENTERPOINT ENERGY|JEFF|JEFFERIES LLC|401058
CNP|CENTERPOINT ENERGY|JMPT|JUMP TRADING, LLC|153925
CNP|CENTERPOINT ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|422337
CNP|CENTERPOINT ENERGY|JPMX|J.P. Morgan Securities LLC|1438375
CNP|CENTERPOINT ENERGY|JSEB|JANE STREET EXECUTION SERVICES, LLC|5968
CNP|CENTERPOINT ENERGY|JSJX|JANE STREET CAPITAL LLC|17043
CNP|CENTERPOINT ENERGY|KCGM|VIRTU Americas LLC|186982
CNP|CENTERPOINT ENERGY|KEYB|KEYBANC CAPITAL MARKETS INC.|10000
CNP|CENTERPOINT ENERGY|LEHM|Barclays Capital Inc./Le|4834734
CNP|CENTERPOINT ENERGY|LGNT|COR CLEARING LLC|1
CNP|CENTERPOINT ENERGY|LIME|Lime Brokerage LLC|157291
CNP|CENTERPOINT ENERGY|LMNX|LUMINEX TRADING & ANALYTICS LLC|266712
CNP|CENTERPOINT ENERGY|LOOP|Loop Capital Markets LLC|300
CNP|CENTERPOINT ENERGY|LQNB|LIQUIDNET, INC.|26400
CNP|CENTERPOINT ENERGY|LSCI|Lek Securities Corporation|206
CNP|CENTERPOINT ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CNP|CENTERPOINT ENERGY|MACC|Mid Atlantic Capital Corporation|735
CNP|CENTERPOINT ENERGY|MACQ|Macquarie Capital (USA) Inc.|100
CNP|CENTERPOINT ENERGY|MAXM|Maxim Group LLC|3912
CNP|CENTERPOINT ENERGY|MCBT|Moors & Cabot, Inc.|300
CNP|CENTERPOINT ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|527138
CNP|CENTERPOINT ENERGY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4175
CNP|CENTERPOINT ENERGY|MOTF|MOTIF INVESTING, INC.|17
CNP|CENTERPOINT ENERGY|MSCO|MORGAN STANLEY & CO. LLC|4086266
CNP|CENTERPOINT ENERGY|MSPL|MORGAN STANLEY & CO. LLC|1221000
CNP|CENTERPOINT ENERGY|MSTX|MORGAN STANLEY & CO. LLC|667600
CNP|CENTERPOINT ENERGY|NEUB|NEUBERGER BERMAN BD LLC|6162
CNP|CENTERPOINT ENERGY|NFSC|National Financial Services LLC|597946
CNP|CENTERPOINT ENERGY|NITE|VIRTU Americas LLC|1051813
CNP|CENTERPOINT ENERGY|NITP|VIRTU Americas LLC|4420
CNP|CENTERPOINT ENERGY|NQRB|Brut, LLC|34554
CNP|CENTERPOINT ENERGY|NTBF|BMO Nesbitt Burns Inc./CDS|2089
CNP|CENTERPOINT ENERGY|NTRC|Northern Trust Securities, Inc.|2510
CNP|CENTERPOINT ENERGY|OHOS|TWO SIGMA SECURITIES, LLC|43482
CNP|CENTERPOINT ENERGY|OPCO|Oppenheimer & Co. Inc.|8779
CNP|CENTERPOINT ENERGY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
CNP|CENTERPOINT ENERGY|PDQM|CODA MARKETS, INC.|32440
CNP|CENTERPOINT ENERGY|PWJC|UBS Financial Services, Inc.|4553
CNP|CENTERPOINT ENERGY|QMSR|QUATTRO M SECURITIES INC.|3033
CNP|CENTERPOINT ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|47493
CNP|CENTERPOINT ENERGY|RHCO|Suntrust Robinson Humphrey, Inc.|34310
CNP|CENTERPOINT ENERGY|SAGL|SAGETRADER, LLC|10640
CNP|CENTERPOINT ENERGY|SAGW|SAGETRADER, LLC|3100
CNP|CENTERPOINT ENERGY|SALI|INTL FCSTONE FINANCIAL INC.|2076
CNP|CENTERPOINT ENERGY|SBRX|MURIEL SIEBERT & CO INC|200
CNP|CENTERPOINT ENERGY|SBSH|Citigroup Global Markets Inc.|572297
CNP|CENTERPOINT ENERGY|SEIC|SEI Investments Distribution Co.|2877
CNP|CENTERPOINT ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|565597
CNP|CENTERPOINT ENERGY|SIDC|Sidoti & Company, LLC|100
CNP|CENTERPOINT ENERGY|SPDR|SPEEDROUTE LLC|58000
CNP|CENTERPOINT ENERGY|SPGS|Sea Port Group Securities, LLC|95946
CNP|CENTERPOINT ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|21904
CNP|CENTERPOINT ENERGY|STKP|STOCKPILE INVESTMENTS, INC.|106
CNP|CENTERPOINT ENERGY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|28848
CNP|CENTERPOINT ENERGY|SWIM|TD Ameritrade, Inc.|14314
CNP|CENTERPOINT ENERGY|SWST|Hilltop Securities Inc.|11287
CNP|CENTERPOINT ENERGY|TAGC|TELSEY ADVISORY GROUP LLC|1789
CNP|CENTERPOINT ENERGY|TKNG|ALLY INVEST SECURITIES LLC|4078
CNP|CENTERPOINT ENERGY|TRBT|Tradebot Systems, Inc.|348150
CNP|CENTERPOINT ENERGY|TRCM|TRC MARKETS LLC|92428
CNP|CENTERPOINT ENERGY|TWTT|TASTYWORKS, INC.|400
CNP|CENTERPOINT ENERGY|UBSA|UBS SECURITIES LLC|2092379
CNP|CENTERPOINT ENERGY|UBSS|UBS Securities LLC|2682643
CNP|CENTERPOINT ENERGY|VALX|VIRTU AMERICAS LLC|95405
CNP|CENTERPOINT ENERGY|VGRD|Vanguard Marketing Corporation|22435
CNP|CENTERPOINT ENERGY|VNDS|VANDHAM SECURITIES CORP|2400
CNP|CENTERPOINT ENERGY|WABR|Wall Street Access|40
CNP|CENTERPOINT ENERGY|WBPX|SUMMIT SECURITIES GROUP, LLC|22590
CNP|CENTERPOINT ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|352103
CNP|CENTERPOINT ENERGY|WDNX|WEEDEN & CO.L.P.|21220
CNP|CENTERPOINT ENERGY|WEDB|WEDBUSH SECURITIES INC.|34231
CNP|CENTERPOINT ENERGY|WEED|Weeden & Co.L.P.|23200
CNP|CENTERPOINT ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44573
CNP|CENTERPOINT ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29344
CNP|CENTERPOINT ENERGY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13183
CNP|CENTERPOINT ENERGY|WOLF|Wolfe Trahan Securities|7300
CNP|CENTERPOINT ENERGY|WSEA|WOLVERINE SECURITIES, LLC|16513
CNP|CENTERPOINT ENERGY|XIST|INSTINET, LLC|426902
CNP|CENTERPOINT ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|60578
CNP|CENTERPOINT ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|3088
CNP|CENTERPOINT ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35279
CNQ|CANADIAN NAT RES|ALTX|Alternet Securities Inc.|26571
CNQ|CANADIAN NAT RES|ANOS|ABEL/NOSER, L.L.C.|200
CNQ|CANADIAN NAT RES|APCC|Apex Clearing Corporation|96310
CNQ|CANADIAN NAT RES|BALE|M&T SECURITIES, INC.|708
CNQ|CANADIAN NAT RES|BARD|Robert W. Baird & Co. Incorporated|82
CNQ|CANADIAN NAT RES|BATM|CBOE TRADING, INC.|48285
CNQ|CANADIAN NAT RES|BAYT|BTIG, LLC|4500
CNQ|CANADIAN NAT RES|BBNT|BB&T SECURITIES, LLC|352
CNQ|CANADIAN NAT RES|BERN|Sanford C. Bernstein & Co., LLC|142778
CNQ|CANADIAN NAT RES|BIAD|SAGETRADER, LLC|2248
CNQ|CANADIAN NAT RES|BIDS|BIDS TRADING L.P.|400
CNQ|CANADIAN NAT RES|BIMI|Banca IMI Securities Corp.|46
CNQ|CANADIAN NAT RES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6181
CNQ|CANADIAN NAT RES|BLKX|INSTINET, LLC|76193
CNQ|CANADIAN NAT RES|BMOC|BMO Capital Markets Corp.|121384
CNQ|CANADIAN NAT RES|BYXM|CBOE TRADING, INC.|7794
CNQ|CANADIAN NAT RES|BZYD|GOLDMAN SACHS & CO. LLC|900
CNQ|CANADIAN NAT RES|CHAS|Charles Schwab & Co., Inc.|5670
CNQ|CANADIAN NAT RES|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
CNQ|CANADIAN NAT RES|CIST|Capital Institutional Services, Inc.|4492
CNQ|CANADIAN NAT RES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|684717
CNQ|CANADIAN NAT RES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2700
CNQ|CANADIAN NAT RES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1336023
CNQ|CANADIAN NAT RES|CSIN|Citadel Securities Institutional LLC|5290
CNQ|CANADIAN NAT RES|CSMS|CORNERSTONE MACRO LLC|900
CNQ|CANADIAN NAT RES|CTDL|Citadel Derivatives Group Llc|15684
CNQ|CANADIAN NAT RES|CTLR|CUTLER GROUP, LP|900
CNQ|CANADIAN NAT RES|CXCX|CITIGROUP GLOBAL MARKETS INC.|204802
CNQ|CANADIAN NAT RES|DADA|D.A. Davidson & Co.|678
CNQ|CANADIAN NAT RES|DAVA|Davenport & Company LLC|256
CNQ|CANADIAN NAT RES|DBAB|Deutsche Bank Securities Inc.|932336
CNQ|CANADIAN NAT RES|DBAX|Deutsche Bank Securities Inc.|1261200
CNQ|CANADIAN NAT RES|DBUL|Deutsche Bank Securities Inc.|18733
CNQ|CANADIAN NAT RES|DCHF|Dart Executions, LLC|5511
CNQ|CANADIAN NAT RES|DEAN|MORGAN STANLEY|16342
CNQ|CANADIAN NAT RES|DEGS|RONIN PROFESSIONAL LLC|1500
CNQ|CANADIAN NAT RES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13713
CNQ|CANADIAN NAT RES|EBXL|EBX LLC|1239500
CNQ|CANADIAN NAT RES|ECUT|CONVERGEX EXECUTION SOLUTIONS|64124
CNQ|CANADIAN NAT RES|EDJO|Edward D. Jones & Co., L.P.|13698
CNQ|CANADIAN NAT RES|EGAM|CBOE TRADING, INC.|86565
CNQ|CANADIAN NAT RES|EGAW|CBOE TRADING, INC.|1048
CNQ|CANADIAN NAT RES|EGMT|EG MARKET TECHNOLOGIES LLC|100
CNQ|CANADIAN NAT RES|EGXM|CBOE TRADING, INC.|3831
CNQ|CANADIAN NAT RES|ETBE|Electronic Transaction Clearing, Inc.|61372
CNQ|CANADIAN NAT RES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7353
CNQ|CANADIAN NAT RES|ETRS|E*Trade Securities LLC|132293
CNQ|CANADIAN NAT RES|FBSB|U.S. Bancorp Investments, Inc.|82
CNQ|CANADIAN NAT RES|FILL|Tradestation Securities, Inc.|10469
CNQ|CANADIAN NAT RES|FINX|FINTECH SECURITIES|3029
CNQ|CANADIAN NAT RES|FMAF|NBCN Inc./ CDS|23205
CNQ|CANADIAN NAT RES|FMCO|First Manhattan Co|700
CNQ|CANADIAN NAT RES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|119331
CNQ|CANADIAN NAT RES|FQLS|Quantlab Securities LP|649333
CNQ|CANADIAN NAT RES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|188924
CNQ|CANADIAN NAT RES|FTBR|Foliofn Investments, Inc.|5799
CNQ|CANADIAN NAT RES|GEBB|GLOBAL EXECUTION BROKERS, LP|5000
CNQ|CANADIAN NAT RES|GLIS|TD Securities Inc|68429
CNQ|CANADIAN NAT RES|GLPX|ACS EXECUTION SERVICES, LLC|55662
CNQ|CANADIAN NAT RES|GPSS|Great Pacific Securities|400
CNQ|CANADIAN NAT RES|GSCO|GOLDMAN SACHS & CO. LLC|8922012
CNQ|CANADIAN NAT RES|GSCS|GOLDMAN SACHS & CO. LLC|35401
CNQ|CANADIAN NAT RES|GSLT|GOLDMAN SACHS & CO. LLC|12891
CNQ|CANADIAN NAT RES|GTSZ|GTS SECURITIES LLC|210609
CNQ|CANADIAN NAT RES|HEIK|HEIKKINEN ENERGY SECURITIES, LLC|2000
CNQ|CANADIAN NAT RES|HRBF|American Enterprise Investment Services Inc.|4502
CNQ|CANADIAN NAT RES|HSBC|HSBC Securities, Inc.|4431
CNQ|CANADIAN NAT RES|IATS|INTERACTIVE BROKERS LLC|32281
CNQ|CANADIAN NAT RES|IBKR|Interactive Brokers Llc|70122
CNQ|CANADIAN NAT RES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|774
CNQ|CANADIAN NAT RES|ICBX|INSTINET, LLC|304166
CNQ|CANADIAN NAT RES|INCA|INSTINET, LLC|767716
CNQ|CANADIAN NAT RES|INJX|INSTINET, LLC|9019
CNQ|CANADIAN NAT RES|INTL|INTL FCSTONE FINANCIAL INC.|5
CNQ|CANADIAN NAT RES|ITGI|ITG Inc.|608858
CNQ|CANADIAN NAT RES|ITGP|ITG INC.|709200
CNQ|CANADIAN NAT RES|JANY|Janney Montgomery Scott Inc.|3590
CNQ|CANADIAN NAT RES|JEFF|JEFFERIES LLC|321054
CNQ|CANADIAN NAT RES|JMPT|JUMP TRADING, LLC|140238
CNQ|CANADIAN NAT RES|JPBX|J.P. MORGAN SECURITIES LLC|142890
CNQ|CANADIAN NAT RES|JPMX|J.P. Morgan Securities LLC|1229190
CNQ|CANADIAN NAT RES|JSJX|JANE STREET CAPITAL LLC|83702
CNQ|CANADIAN NAT RES|KCGM|VIRTU Americas LLC|176707
CNQ|CANADIAN NAT RES|LEHM|Barclays Capital Inc./Le|2633314
CNQ|CANADIAN NAT RES|LIME|Lime Brokerage LLC|196264
CNQ|CANADIAN NAT RES|LIWD|LIME BROKERAGE LLC|100
CNQ|CANADIAN NAT RES|LMNX|LUMINEX TRADING & ANALYTICS LLC|18600
CNQ|CANADIAN NAT RES|LQNA|LIQUIDNET, INC.|468000
CNQ|CANADIAN NAT RES|LSCI|Lek Securities Corporation|610
CNQ|CANADIAN NAT RES|LVMR|LIVERMORE TRADING GROUP, INC.|8500
CNQ|CANADIAN NAT RES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CNQ|CANADIAN NAT RES|MAXM|Maxim Group LLC|82473
CNQ|CANADIAN NAT RES|MKMP|MKM Partners LLC|8000
CNQ|CANADIAN NAT RES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|423466
CNQ|CANADIAN NAT RES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
CNQ|CANADIAN NAT RES|MNDX|TJM Investments, LLC|44500
CNQ|CANADIAN NAT RES|MOTF|MOTIF INVESTING, INC.|1
CNQ|CANADIAN NAT RES|MPSG|E D & F Man Capital Markets Inc.|1354
CNQ|CANADIAN NAT RES|MSCO|MORGAN STANLEY & CO. LLC|2190201
CNQ|CANADIAN NAT RES|MSPL|MORGAN STANLEY & CO. LLC|1748900
CNQ|CANADIAN NAT RES|MSTX|MORGAN STANLEY & CO. LLC|660700
CNQ|CANADIAN NAT RES|MULL|MARK J. MULLER EQUITIES, INC.|6336
CNQ|CANADIAN NAT RES|MZHO|Mizuho Securities USA LLC|20700
CNQ|CANADIAN NAT RES|NEUB|NEUBERGER BERMAN BD LLC|100
CNQ|CANADIAN NAT RES|NFSC|National Financial Services LLC|258544
CNQ|CANADIAN NAT RES|NITE|VIRTU Americas LLC|1609979
CNQ|CANADIAN NAT RES|NITP|VIRTU Americas LLC|2757
CNQ|CANADIAN NAT RES|NQRB|Brut, LLC|54135
CNQ|CANADIAN NAT RES|NTBF|BMO Nesbitt Burns Inc./CDS|29779
CNQ|CANADIAN NAT RES|NTRC|Northern Trust Securities, Inc.|142
CNQ|CANADIAN NAT RES|OHOS|TWO SIGMA SECURITIES, LLC|170220
CNQ|CANADIAN NAT RES|OPCO|Oppenheimer & Co. Inc.|1895
CNQ|CANADIAN NAT RES|PDQM|CODA MARKETS, INC.|130610
CNQ|CANADIAN NAT RES|PHLY|NASDAQ Execution Services, LLC|12600
CNQ|CANADIAN NAT RES|PWJC|UBS Financial Services, Inc.|10517
CNQ|CANADIAN NAT RES|RBCM|RBC CAPITAL MARKETS, LLC|15963
CNQ|CANADIAN NAT RES|RGLD|Regal Securities, Inc|400
CNQ|CANADIAN NAT RES|SAGL|SAGETRADER, LLC|136847
CNQ|CANADIAN NAT RES|SALI|INTL FCSTONE FINANCIAL INC.|200
CNQ|CANADIAN NAT RES|SBSH|Citigroup Global Markets Inc.|327560
CNQ|CANADIAN NAT RES|SCMC|Scotia Capital Markets (USA) Inc.|200
CNQ|CANADIAN NAT RES|SEIC|SEI Investments Distribution Co.|4796
CNQ|CANADIAN NAT RES|SGMT|GOLDMAN SACHS & CO. LLC|840053
CNQ|CANADIAN NAT RES|SPDR|SPEEDROUTE LLC|35101
CNQ|CANADIAN NAT RES|SPHN|Stephens Inc.|70
CNQ|CANADIAN NAT RES|STFL|Stifel, Nicolaus & Company, Incorporated|4135
CNQ|CANADIAN NAT RES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7900
CNQ|CANADIAN NAT RES|SWIM|TD Ameritrade, Inc.|215747
CNQ|CANADIAN NAT RES|SWST|Hilltop Securities Inc.|4884
CNQ|CANADIAN NAT RES|TAGC|TELSEY ADVISORY GROUP LLC|3377
CNQ|CANADIAN NAT RES|TKNG|ALLY INVEST SECURITIES LLC|1539
CNQ|CANADIAN NAT RES|TRBT|Tradebot Systems, Inc.|451846
CNQ|CANADIAN NAT RES|TRCM|TRC MARKETS LLC|973983
CNQ|CANADIAN NAT RES|UBSA|UBS SECURITIES LLC|2160843
CNQ|CANADIAN NAT RES|UBSS|UBS Securities LLC|1756446
CNQ|CANADIAN NAT RES|VALX|VIRTU AMERICAS LLC|57627
CNQ|CANADIAN NAT RES|VGRD|Vanguard Marketing Corporation|13823
CNQ|CANADIAN NAT RES|WBPX|SUMMIT SECURITIES GROUP, LLC|3217
CNQ|CANADIAN NAT RES|WCHV|WELLS FARGO SECURITIES, LLC|291407
CNQ|CANADIAN NAT RES|WEED|Weeden & Co.L.P.|2543
CNQ|CANADIAN NAT RES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16273
CNQ|CANADIAN NAT RES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|89831
CNQ|CANADIAN NAT RES|WFPB|Wells Fargo Securities, LLC.|18135
CNQ|CANADIAN NAT RES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|34
CNQ|CANADIAN NAT RES|WSEA|WOLVERINE SECURITIES, LLC|8407
CNQ|CANADIAN NAT RES|XIST|INSTINET, LLC|91200
CNQ|CANADIAN NAT RES|XSTM|NATIONAL FINANCIAL SERVICES LLC|257900
CNQ|CANADIAN NAT RES|YKNA|COMHAR CAPITAL MARKETS, LLC|1536
CNQ|CANADIAN NAT RES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3882
CNS|COHEN & STEERS|ALTX|Alternet Securities Inc.|1200
CNS|COHEN & STEERS|APCC|Apex Clearing Corporation|17
CNS|COHEN & STEERS|BARD|Robert W. Baird & Co. Incorporated|17
CNS|COHEN & STEERS|BATM|CBOE TRADING, INC.|693
CNS|COHEN & STEERS|BAYT|BTIG, LLC|2400
CNS|COHEN & STEERS|BERN|Sanford C. Bernstein & Co., LLC|5149
CNS|COHEN & STEERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|811
CNS|COHEN & STEERS|BNPX|BNP PARIBAS SECURITIES CORP.|1311
CNS|COHEN & STEERS|BTIG|BTIG, LLC|442
CNS|COHEN & STEERS|BYXM|CBOE TRADING, INC.|300
CNS|COHEN & STEERS|BZYD|GOLDMAN SACHS & CO. LLC|800
CNS|COHEN & STEERS|CHAS|Charles Schwab & Co., Inc.|322
CNS|COHEN & STEERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4965
CNS|COHEN & STEERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
CNS|COHEN & STEERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71815
CNS|COHEN & STEERS|CTDL|Citadel Derivatives Group Llc|1059
CNS|COHEN & STEERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7782
CNS|COHEN & STEERS|DADA|D.A. Davidson & Co.|110
CNS|COHEN & STEERS|DAVA|Davenport & Company LLC|25775
CNS|COHEN & STEERS|DBAB|Deutsche Bank Securities Inc.|38632
CNS|COHEN & STEERS|DBAX|Deutsche Bank Securities Inc.|55600
CNS|COHEN & STEERS|DBUL|Deutsche Bank Securities Inc.|517
CNS|COHEN & STEERS|DEAN|MORGAN STANLEY|708
CNS|COHEN & STEERS|DEGS|RONIN PROFESSIONAL LLC|500
CNS|COHEN & STEERS|EBXL|EBX LLC|34100
CNS|COHEN & STEERS|EDJO|Edward D. Jones & Co., L.P.|168
CNS|COHEN & STEERS|EGAM|CBOE TRADING, INC.|1372
CNS|COHEN & STEERS|EGAW|CBOE TRADING, INC.|90
CNS|COHEN & STEERS|EGMT|EG MARKET TECHNOLOGIES LLC|400
CNS|COHEN & STEERS|EGXM|CBOE TRADING, INC.|4
CNS|COHEN & STEERS|EGXW|CBOE TRADING, INC.|1
CNS|COHEN & STEERS|ETBE|Electronic Transaction Clearing, Inc.|100
CNS|COHEN & STEERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7486
CNS|COHEN & STEERS|ETRS|E*Trade Securities LLC|2870
CNS|COHEN & STEERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21441
CNS|COHEN & STEERS|FTBR|Foliofn Investments, Inc.|622
CNS|COHEN & STEERS|GLPX|ACS EXECUTION SERVICES, LLC|10378
CNS|COHEN & STEERS|GSCO|GOLDMAN SACHS & CO. LLC|115488
CNS|COHEN & STEERS|GSCS|GOLDMAN SACHS & CO. LLC|100
CNS|COHEN & STEERS|GSLT|GOLDMAN SACHS & CO. LLC|2
CNS|COHEN & STEERS|GTSZ|GTS SECURITIES LLC|14939
CNS|COHEN & STEERS|HRBF|American Enterprise Investment Services Inc.|904
CNS|COHEN & STEERS|HSBC|HSBC Securities, Inc.|400
CNS|COHEN & STEERS|IATS|INTERACTIVE BROKERS LLC|200
CNS|COHEN & STEERS|IBFS|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22409
CNS|COHEN & STEERS|IBKR|Interactive Brokers Llc|364
CNS|COHEN & STEERS|ICBX|INSTINET, LLC|16884
CNS|COHEN & STEERS|IEQY|CITADEL SECURITIES LLC|6326
CNS|COHEN & STEERS|INCA|INSTINET, LLC|22097
CNS|COHEN & STEERS|INJX|INSTINET, LLC|2277
CNS|COHEN & STEERS|ITGI|ITG Inc.|9671
CNS|COHEN & STEERS|ITGP|ITG INC.|20200
CNS|COHEN & STEERS|JEFF|JEFFERIES LLC|33911
CNS|COHEN & STEERS|JMPT|JUMP TRADING, LLC|6326
CNS|COHEN & STEERS|JPBX|J.P. MORGAN SECURITIES LLC|6292
CNS|COHEN & STEERS|JPMX|J.P. Morgan Securities LLC|132461
CNS|COHEN & STEERS|JSJX|JANE STREET CAPITAL LLC|2144
CNS|COHEN & STEERS|KCGM|VIRTU Americas LLC|10063
CNS|COHEN & STEERS|LEHM|Barclays Capital Inc./Le|93902
CNS|COHEN & STEERS|LIME|Lime Brokerage LLC|11568
CNS|COHEN & STEERS|LQNA|LIQUIDNET, INC.|13400
CNS|COHEN & STEERS|LSCI|Lek Securities Corporation|3
CNS|COHEN & STEERS|MAXM|Maxim Group LLC|6989
CNS|COHEN & STEERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16582
CNS|COHEN & STEERS|MSCO|MORGAN STANLEY & CO. LLC|145536
CNS|COHEN & STEERS|MSPL|MORGAN STANLEY & CO. LLC|83900
CNS|COHEN & STEERS|MSTX|MORGAN STANLEY & CO. LLC|9900
CNS|COHEN & STEERS|NFSC|National Financial Services LLC|11736
CNS|COHEN & STEERS|NITE|VIRTU Americas LLC|70082
CNS|COHEN & STEERS|NQRB|Brut, LLC|555
CNS|COHEN & STEERS|OPCO|Oppenheimer & Co. Inc.|300
CNS|COHEN & STEERS|PDQM|CODA MARKETS, INC.|20801
CNS|COHEN & STEERS|RBCM|RBC CAPITAL MARKETS, LLC|645
CNS|COHEN & STEERS|SAGW|SAGETRADER, LLC|100
CNS|COHEN & STEERS|SBSH|Citigroup Global Markets Inc.|11729
CNS|COHEN & STEERS|SGMT|GOLDMAN SACHS & CO. LLC|16889
CNS|COHEN & STEERS|SPDR|SPEEDROUTE LLC|2000
CNS|COHEN & STEERS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
CNS|COHEN & STEERS|STFL|Stifel, Nicolaus & Company, Incorporated|64700
CNS|COHEN & STEERS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1199
CNS|COHEN & STEERS|SWIM|TD Ameritrade, Inc.|30
CNS|COHEN & STEERS|TOUR|TOURMALINE PARTNERS, LLC|13300
CNS|COHEN & STEERS|TRBT|Tradebot Systems, Inc.|12543
CNS|COHEN & STEERS|TRCM|TRC MARKETS LLC|5313
CNS|COHEN & STEERS|UBSA|UBS SECURITIES LLC|114964
CNS|COHEN & STEERS|UBSS|UBS Securities LLC|126636
CNS|COHEN & STEERS|VALX|VIRTU AMERICAS LLC|2159
CNS|COHEN & STEERS|VGRD|Vanguard Marketing Corporation|152
CNS|COHEN & STEERS|WCHV|WELLS FARGO SECURITIES, LLC|36042
CNS|COHEN & STEERS|WEED|Weeden & Co.L.P.|200
CNS|COHEN & STEERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|121
CNS|COHEN & STEERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4134
CNS|COHEN & STEERS|WFPB|Wells Fargo Securities, LLC.|700
CNS|COHEN & STEERS|WSEA|WOLVERINE SECURITIES, LLC|256
CNS|COHEN & STEERS|XIST|INSTINET, LLC|15600
CNS|COHEN & STEERS|XPQR|Jump Trading|100
CNS|COHEN & STEERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3250
CNS|COHEN & STEERS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CNS|COHEN & STEERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|93
CNSF|ISHARES EDGE STAPLES|CHAS|Charles Schwab & Co., Inc.|1
CNSF|ISHARES EDGE STAPLES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|158
CNSF|ISHARES EDGE STAPLES|ETRS|E*Trade Securities LLC|125
CNSF|ISHARES EDGE STAPLES|KCGM|VIRTU Americas LLC|850
CNSF|ISHARES EDGE STAPLES|NITE|VIRTU Americas LLC|2350
CNSF|ISHARES EDGE STAPLES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
CNSL|CONSOLIDATED COMMUNI|AGIS|Aegis Capital Corp.|1300
CNSL|CONSOLIDATED COMMUNI|ALTX|Alternet Securities Inc.|7200
CNSL|CONSOLIDATED COMMUNI|APCC|Apex Clearing Corporation|5414
CNSL|CONSOLIDATED COMMUNI|BANK|Primevest Financial Services, Inc.|1466
CNSL|CONSOLIDATED COMMUNI|BARD|Robert W. Baird & Co. Incorporated|697
CNSL|CONSOLIDATED COMMUNI|BATM|CBOE TRADING, INC.|1062
CNSL|CONSOLIDATED COMMUNI|BBNT|BB&T SECURITIES, LLC|1011
CNSL|CONSOLIDATED COMMUNI|BERN|Sanford C. Bernstein & Co., LLC|3329
CNSL|CONSOLIDATED COMMUNI|BIDS|BIDS TRADING L.P.|900
CNSL|CONSOLIDATED COMMUNI|BIMI|Banca IMI Securities Corp.|1068
CNSL|CONSOLIDATED COMMUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32070
CNSL|CONSOLIDATED COMMUNI|BMOC|BMO Capital Markets Corp.|10802
CNSL|CONSOLIDATED COMMUNI|BNPX|BNP PARIBAS SECURITIES CORP.|60727
CNSL|CONSOLIDATED COMMUNI|BRVL|BLAYLOCK VAN, LLC|200
CNSL|CONSOLIDATED COMMUNI|BTIG|BTIG, LLC|163931
CNSL|CONSOLIDATED COMMUNI|BYXM|CBOE TRADING, INC.|698
CNSL|CONSOLIDATED COMMUNI|BZYD|GOLDMAN SACHS & CO. LLC|300
CNSL|CONSOLIDATED COMMUNI|CANT|Cantor Fitzgerald & Co.|39875
CNSL|CONSOLIDATED COMMUNI|CHAS|Charles Schwab & Co., Inc.|808
CNSL|CONSOLIDATED COMMUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55368
CNSL|CONSOLIDATED COMMUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|231030
CNSL|CONSOLIDATED COMMUNI|CTDL|Citadel Derivatives Group Llc|78639
CNSL|CONSOLIDATED COMMUNI|CTLR|CUTLER GROUP, LP|3073
CNSL|CONSOLIDATED COMMUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|35802
CNSL|CONSOLIDATED COMMUNI|DADA|D.A. Davidson & Co.|2700
CNSL|CONSOLIDATED COMMUNI|DBAB|Deutsche Bank Securities Inc.|327563
CNSL|CONSOLIDATED COMMUNI|DBAX|Deutsche Bank Securities Inc.|234900
CNSL|CONSOLIDATED COMMUNI|DBUL|Deutsche Bank Securities Inc.|8918
CNSL|CONSOLIDATED COMMUNI|DEAN|MORGAN STANLEY|10369
CNSL|CONSOLIDATED COMMUNI|DEGS|RONIN PROFESSIONAL LLC|3127
CNSL|CONSOLIDATED COMMUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|153
CNSL|CONSOLIDATED COMMUNI|EBXL|EBX LLC|131500
CNSL|CONSOLIDATED COMMUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|8302
CNSL|CONSOLIDATED COMMUNI|EDJO|Edward D. Jones & Co., L.P.|9983
CNSL|CONSOLIDATED COMMUNI|EGAM|CBOE TRADING, INC.|9321
CNSL|CONSOLIDATED COMMUNI|EGAW|CBOE TRADING, INC.|278
CNSL|CONSOLIDATED COMMUNI|EGMT|EG MARKET TECHNOLOGIES LLC|24
CNSL|CONSOLIDATED COMMUNI|EGXM|CBOE TRADING, INC.|4118
CNSL|CONSOLIDATED COMMUNI|EROP|Eroom Securities L.L.C.|29294
CNSL|CONSOLIDATED COMMUNI|ETBE|Electronic Transaction Clearing, Inc.|68255
CNSL|CONSOLIDATED COMMUNI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16704
CNSL|CONSOLIDATED COMMUNI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2753
CNSL|CONSOLIDATED COMMUNI|ETRS|E*Trade Securities LLC|98531
CNSL|CONSOLIDATED COMMUNI|FBCO|Credit Suisse Securities (USA) LLC|1510585
CNSL|CONSOLIDATED COMMUNI|FBSB|U.S. Bancorp Investments, Inc.|250
CNSL|CONSOLIDATED COMMUNI|FILL|Tradestation Securities, Inc.|6453
CNSL|CONSOLIDATED COMMUNI|FMAF|NBCN Inc./ CDS|505
CNSL|CONSOLIDATED COMMUNI|FOMA|TD AMERITRADE CLEARING, INC.|355793
CNSL|CONSOLIDATED COMMUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|707
CNSL|CONSOLIDATED COMMUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98048
CNSL|CONSOLIDATED COMMUNI|FTBR|Foliofn Investments, Inc.|1762
CNSL|CONSOLIDATED COMMUNI|GEBB|GLOBAL EXECUTION BROKERS, LP|42868
CNSL|CONSOLIDATED COMMUNI|GLPX|ACS EXECUTION SERVICES, LLC|28636
CNSL|CONSOLIDATED COMMUNI|GSCO|GOLDMAN SACHS & CO. LLC|1796325
CNSL|CONSOLIDATED COMMUNI|GSCS|GOLDMAN SACHS & CO. LLC|91753
CNSL|CONSOLIDATED COMMUNI|GSLT|GOLDMAN SACHS & CO. LLC|5427
CNSL|CONSOLIDATED COMMUNI|GTSZ|GTS SECURITIES LLC|15242
CNSL|CONSOLIDATED COMMUNI|HRBF|American Enterprise Investment Services Inc.|5956
CNSL|CONSOLIDATED COMMUNI|IATS|INTERACTIVE BROKERS LLC|12837
CNSL|CONSOLIDATED COMMUNI|IBKR|Interactive Brokers Llc|172693
CNSL|CONSOLIDATED COMMUNI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|19
CNSL|CONSOLIDATED COMMUNI|ICBX|INSTINET, LLC|94240
CNSL|CONSOLIDATED COMMUNI|IEQY|CITADEL SECURITIES LLC|66668
CNSL|CONSOLIDATED COMMUNI|INCA|INSTINET, LLC|355362
CNSL|CONSOLIDATED COMMUNI|INJX|INSTINET, LLC|16493
CNSL|CONSOLIDATED COMMUNI|ITGI|ITG Inc.|85066
CNSL|CONSOLIDATED COMMUNI|ITGP|ITG INC.|108400
CNSL|CONSOLIDATED COMMUNI|JANY|Janney Montgomery Scott Inc.|356
CNSL|CONSOLIDATED COMMUNI|JEFF|JEFFERIES LLC|45174
CNSL|CONSOLIDATED COMMUNI|JMPT|JUMP TRADING, LLC|95165
CNSL|CONSOLIDATED COMMUNI|JPBX|J.P. MORGAN SECURITIES LLC|15524
CNSL|CONSOLIDATED COMMUNI|JPMX|J.P. Morgan Securities LLC|135737
CNSL|CONSOLIDATED COMMUNI|JSJX|JANE STREET CAPITAL LLC|2788
CNSL|CONSOLIDATED COMMUNI|KCGM|VIRTU Americas LLC|64973
CNSL|CONSOLIDATED COMMUNI|LEHM|Barclays Capital Inc./Le|746375
CNSL|CONSOLIDATED COMMUNI|LIME|Lime Brokerage LLC|271957
CNSL|CONSOLIDATED COMMUNI|LMGP|LIME BROKERAGE LLC|76874
CNSL|CONSOLIDATED COMMUNI|LOOP|Loop Capital Markets LLC|200
CNSL|CONSOLIDATED COMMUNI|LQNA|LIQUIDNET, INC.|37000
CNSL|CONSOLIDATED COMMUNI|LSCI|Lek Securities Corporation|1132
CNSL|CONSOLIDATED COMMUNI|MACQ|Macquarie Capital (USA) Inc.|5877
CNSL|CONSOLIDATED COMMUNI|MAXM|Maxim Group LLC|6722
CNSL|CONSOLIDATED COMMUNI|MCMF|Raymond James Ltd. Cds|26349
CNSL|CONSOLIDATED COMMUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124149
CNSL|CONSOLIDATED COMMUNI|MOTF|MOTIF INVESTING, INC.|2
CNSL|CONSOLIDATED COMMUNI|MSCO|MORGAN STANLEY & CO. LLC|2543967
CNSL|CONSOLIDATED COMMUNI|MSPL|MORGAN STANLEY & CO. LLC|316900
CNSL|CONSOLIDATED COMMUNI|MSTX|MORGAN STANLEY & CO. LLC|156200
CNSL|CONSOLIDATED COMMUNI|NATL|National Securities Corporation|500
CNSL|CONSOLIDATED COMMUNI|NBCS|NBC Securities, INC.|1200
CNSL|CONSOLIDATED COMMUNI|NFSC|National Financial Services LLC|351408
CNSL|CONSOLIDATED COMMUNI|NITE|VIRTU Americas LLC|630884
CNSL|CONSOLIDATED COMMUNI|NITP|VIRTU Americas LLC|9183
CNSL|CONSOLIDATED COMMUNI|NQRB|Brut, LLC|685
CNSL|CONSOLIDATED COMMUNI|OPCO|Oppenheimer & Co. Inc.|2883
CNSL|CONSOLIDATED COMMUNI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
CNSL|CONSOLIDATED COMMUNI|PDQM|CODA MARKETS, INC.|7161
CNSL|CONSOLIDATED COMMUNI|PHLY|NASDAQ Execution Services, LLC|1800
CNSL|CONSOLIDATED COMMUNI|PWJC|UBS Financial Services, Inc.|1917
CNSL|CONSOLIDATED COMMUNI|RAJA|Raymond James & Associates, Inc.|246225
CNSL|CONSOLIDATED COMMUNI|RBCM|RBC CAPITAL MARKETS, LLC|11454
CNSL|CONSOLIDATED COMMUNI|RGLD|Regal Securities, Inc|429
CNSL|CONSOLIDATED COMMUNI|RJLC|RJL CAPITAL GROUP, LLC|1296
CNSL|CONSOLIDATED COMMUNI|SAGL|SAGETRADER, LLC|100
CNSL|CONSOLIDATED COMMUNI|SAGW|SAGETRADER, LLC|97
CNSL|CONSOLIDATED COMMUNI|SBSH|Citigroup Global Markets Inc.|454262
CNSL|CONSOLIDATED COMMUNI|SGMT|GOLDMAN SACHS & CO. LLC|93844
CNSL|CONSOLIDATED COMMUNI|SPDR|SPEEDROUTE LLC|15460
CNSL|CONSOLIDATED COMMUNI|STFL|Stifel, Nicolaus & Company, Incorporated|9266
CNSL|CONSOLIDATED COMMUNI|STKP|STOCKPILE INVESTMENTS, INC.|402
CNSL|CONSOLIDATED COMMUNI|SWIM|TD Ameritrade, Inc.|153360
CNSL|CONSOLIDATED COMMUNI|SWST|Hilltop Securities Inc.|2329
CNSL|CONSOLIDATED COMMUNI|TKNG|ALLY INVEST SECURITIES LLC|3481
CNSL|CONSOLIDATED COMMUNI|TRBT|Tradebot Systems, Inc.|199476
CNSL|CONSOLIDATED COMMUNI|TRCM|TRC MARKETS LLC|173358
CNSL|CONSOLIDATED COMMUNI|TWTT|TASTYWORKS, INC.|580
CNSL|CONSOLIDATED COMMUNI|UBSA|UBS SECURITIES LLC|446357
CNSL|CONSOLIDATED COMMUNI|UBSS|UBS Securities LLC|815510
CNSL|CONSOLIDATED COMMUNI|VALX|VIRTU AMERICAS LLC|13936
CNSL|CONSOLIDATED COMMUNI|VGRD|Vanguard Marketing Corporation|61132
CNSL|CONSOLIDATED COMMUNI|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
CNSL|CONSOLIDATED COMMUNI|WCHV|WELLS FARGO SECURITIES, LLC|243921
CNSL|CONSOLIDATED COMMUNI|WEED|Weeden & Co.L.P.|1970
CNSL|CONSOLIDATED COMMUNI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18078
CNSL|CONSOLIDATED COMMUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15058
CNSL|CONSOLIDATED COMMUNI|WGIF|CIBC World Markets Inc.|73
CNSL|CONSOLIDATED COMMUNI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13
CNSL|CONSOLIDATED COMMUNI|WSEA|WOLVERINE SECURITIES, LLC|23827
CNSL|CONSOLIDATED COMMUNI|XIST|INSTINET, LLC|205048
CNSL|CONSOLIDATED COMMUNI|XPQR|Jump Trading|1600
CNSL|CONSOLIDATED COMMUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|46600
CNSL|CONSOLIDATED COMMUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|781
CNSL|CONSOLIDATED COMMUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10582
CNTF|CHINA TECHFAITH WIRE|ALTX|Alternet Securities Inc.|994
CNTF|CHINA TECHFAITH WIRE|APCC|Apex Clearing Corporation|806
CNTF|CHINA TECHFAITH WIRE|BATM|CBOE TRADING, INC.|7192
CNTF|CHINA TECHFAITH WIRE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
CNTF|CHINA TECHFAITH WIRE|BRGE|Newbridge Securities Corp.|3900
CNTF|CHINA TECHFAITH WIRE|BYXM|CBOE TRADING, INC.|100
CNTF|CHINA TECHFAITH WIRE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2695
CNTF|CHINA TECHFAITH WIRE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2400
CNTF|CHINA TECHFAITH WIRE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|849
CNTF|CHINA TECHFAITH WIRE|DBAB|Deutsche Bank Securities Inc.|2500
CNTF|CHINA TECHFAITH WIRE|DBAX|Deutsche Bank Securities Inc.|700
CNTF|CHINA TECHFAITH WIRE|DEGS|RONIN PROFESSIONAL LLC|100
CNTF|CHINA TECHFAITH WIRE|EBXL|EBX LLC|400
CNTF|CHINA TECHFAITH WIRE|ECUT|CONVERGEX EXECUTION SOLUTIONS|241
CNTF|CHINA TECHFAITH WIRE|EGAM|CBOE TRADING, INC.|1400
CNTF|CHINA TECHFAITH WIRE|EGXM|CBOE TRADING, INC.|394
CNTF|CHINA TECHFAITH WIRE|ETRS|E*Trade Securities LLC|65811
CNTF|CHINA TECHFAITH WIRE|FBCO|Credit Suisse Securities (USA) LLC|6585
CNTF|CHINA TECHFAITH WIRE|FMAF|NBCN Inc./ CDS|1000
CNTF|CHINA TECHFAITH WIRE|FOMA|TD AMERITRADE CLEARING, INC.|59475
CNTF|CHINA TECHFAITH WIRE|GLPX|ACS EXECUTION SERVICES, LLC|1668
CNTF|CHINA TECHFAITH WIRE|IATS|INTERACTIVE BROKERS LLC|1330
CNTF|CHINA TECHFAITH WIRE|IBKR|Interactive Brokers Llc|15519
CNTF|CHINA TECHFAITH WIRE|ICBX|INSTINET, LLC|400
CNTF|CHINA TECHFAITH WIRE|INCA|INSTINET, LLC|3091
CNTF|CHINA TECHFAITH WIRE|ITGI|ITG Inc.|6231
CNTF|CHINA TECHFAITH WIRE|ITGP|ITG INC.|2400
CNTF|CHINA TECHFAITH WIRE|JPMX|J.P. Morgan Securities LLC|8
CNTF|CHINA TECHFAITH WIRE|KCGM|VIRTU Americas LLC|151
CNTF|CHINA TECHFAITH WIRE|LGNT|COR CLEARING LLC|300
CNTF|CHINA TECHFAITH WIRE|LIME|Lime Brokerage LLC|5044
CNTF|CHINA TECHFAITH WIRE|LSCI|Lek Securities Corporation|412
CNTF|CHINA TECHFAITH WIRE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CNTF|CHINA TECHFAITH WIRE|MSCO|MORGAN STANLEY & CO. LLC|9167
CNTF|CHINA TECHFAITH WIRE|NFSC|National Financial Services LLC|10484
CNTF|CHINA TECHFAITH WIRE|NITE|VIRTU Americas LLC|58748
CNTF|CHINA TECHFAITH WIRE|NQRB|Brut, LLC|1700
CNTF|CHINA TECHFAITH WIRE|PDQM|CODA MARKETS, INC.|2481
CNTF|CHINA TECHFAITH WIRE|PWJC|UBS Financial Services, Inc.|40
CNTF|CHINA TECHFAITH WIRE|SAGL|SAGETRADER, LLC|1977
CNTF|CHINA TECHFAITH WIRE|SGMT|GOLDMAN SACHS & CO. LLC|400
CNTF|CHINA TECHFAITH WIRE|SPDR|SPEEDROUTE LLC|9400
CNTF|CHINA TECHFAITH WIRE|SPTD|MINT GLOBAL MARKETS, INC.|400
CNTF|CHINA TECHFAITH WIRE|SWIM|TD Ameritrade, Inc.|58208
CNTF|CHINA TECHFAITH WIRE|TKNG|ALLY INVEST SECURITIES LLC|1400
CNTF|CHINA TECHFAITH WIRE|TRCM|TRC MARKETS LLC|2
CNTF|CHINA TECHFAITH WIRE|UBSA|UBS SECURITIES LLC|1200
CNTF|CHINA TECHFAITH WIRE|UBSS|UBS Securities LLC|11657
CNTF|CHINA TECHFAITH WIRE|VALX|VIRTU AMERICAS LLC|308
CNTF|CHINA TECHFAITH WIRE|VGRD|Vanguard Marketing Corporation|400
CNTF|CHINA TECHFAITH WIRE|WCHV|WELLS FARGO SECURITIES, LLC|1600
CNTF|CHINA TECHFAITH WIRE|WGIF|CIBC World Markets Inc.|3000
CNTF|CHINA TECHFAITH WIRE|WSEA|WOLVERINE SECURITIES, LLC|2800
CNTF|CHINA TECHFAITH WIRE|YKNA|COMHAR CAPITAL MARKETS, LLC|313
CNTY|CENTURY CASINOS IN|ALTX|Alternet Securities Inc.|1221
CNTY|CENTURY CASINOS IN|ANOS|ABEL/NOSER, L.L.C.|1006
CNTY|CENTURY CASINOS IN|APCC|Apex Clearing Corporation|24
CNTY|CENTURY CASINOS IN|BATM|CBOE TRADING, INC.|3006
CNTY|CENTURY CASINOS IN|BMOC|BMO Capital Markets Corp.|4174
CNTY|CENTURY CASINOS IN|BNPX|BNP PARIBAS SECURITIES CORP.|2861
CNTY|CENTURY CASINOS IN|BTIG|BTIG, LLC|396999
CNTY|CENTURY CASINOS IN|BYXM|CBOE TRADING, INC.|300
CNTY|CENTURY CASINOS IN|CANT|Cantor Fitzgerald & Co.|2480
CNTY|CENTURY CASINOS IN|CHAS|Charles Schwab & Co., Inc.|6311
CNTY|CENTURY CASINOS IN|CLSA|CLSA AMERICAS, LLC|800
CNTY|CENTURY CASINOS IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27236
CNTY|CENTURY CASINOS IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1575
CNTY|CENTURY CASINOS IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|306
CNTY|CENTURY CASINOS IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37370
CNTY|CENTURY CASINOS IN|CTDL|Citadel Derivatives Group Llc|8932
CNTY|CENTURY CASINOS IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6398
CNTY|CENTURY CASINOS IN|DBAB|Deutsche Bank Securities Inc.|65007
CNTY|CENTURY CASINOS IN|DBAX|Deutsche Bank Securities Inc.|15400
CNTY|CENTURY CASINOS IN|DBUL|Deutsche Bank Securities Inc.|700
CNTY|CENTURY CASINOS IN|DEAN|MORGAN STANLEY|2941
CNTY|CENTURY CASINOS IN|DEGS|RONIN PROFESSIONAL LLC|3550
CNTY|CENTURY CASINOS IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6726
CNTY|CENTURY CASINOS IN|EBXL|EBX LLC|31500
CNTY|CENTURY CASINOS IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|17
CNTY|CENTURY CASINOS IN|EGAM|CBOE TRADING, INC.|2192
CNTY|CENTURY CASINOS IN|EGMT|EG MARKET TECHNOLOGIES LLC|1000
CNTY|CENTURY CASINOS IN|EGXM|CBOE TRADING, INC.|302
CNTY|CENTURY CASINOS IN|ETBE|Electronic Transaction Clearing, Inc.|10102
CNTY|CENTURY CASINOS IN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CNTY|CENTURY CASINOS IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6208
CNTY|CENTURY CASINOS IN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CNTY|CENTURY CASINOS IN|ETRS|E*Trade Securities LLC|4938
CNTY|CENTURY CASINOS IN|FBCO|Credit Suisse Securities (USA) LLC|161106
CNTY|CENTURY CASINOS IN|FOMA|TD AMERITRADE CLEARING, INC.|50080
CNTY|CENTURY CASINOS IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45142
CNTY|CENTURY CASINOS IN|FTBR|Foliofn Investments, Inc.|822
CNTY|CENTURY CASINOS IN|GEBB|GLOBAL EXECUTION BROKERS, LP|7100
CNTY|CENTURY CASINOS IN|GLPX|ACS EXECUTION SERVICES, LLC|1450
CNTY|CENTURY CASINOS IN|GSCO|GOLDMAN SACHS & CO. LLC|212506
CNTY|CENTURY CASINOS IN|GSCS|GOLDMAN SACHS & CO. LLC|11908
CNTY|CENTURY CASINOS IN|GSLT|GOLDMAN SACHS & CO. LLC|544
CNTY|CENTURY CASINOS IN|GTSZ|GTS SECURITIES LLC|1032
CNTY|CENTURY CASINOS IN|HRBF|American Enterprise Investment Services Inc.|1525
CNTY|CENTURY CASINOS IN|IATS|INTERACTIVE BROKERS LLC|1190
CNTY|CENTURY CASINOS IN|IBKR|Interactive Brokers Llc|18582
CNTY|CENTURY CASINOS IN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|44
CNTY|CENTURY CASINOS IN|ICBX|INSTINET, LLC|2799
CNTY|CENTURY CASINOS IN|IEQY|CITADEL SECURITIES LLC|2322
CNTY|CENTURY CASINOS IN|INCA|INSTINET, LLC|30893
CNTY|CENTURY CASINOS IN|INJX|INSTINET, LLC|3643
CNTY|CENTURY CASINOS IN|ITGI|ITG Inc.|18430
CNTY|CENTURY CASINOS IN|ITGP|ITG INC.|17800
CNTY|CENTURY CASINOS IN|JEFF|JEFFERIES LLC|8930
CNTY|CENTURY CASINOS IN|JMPT|JUMP TRADING, LLC|4629
CNTY|CENTURY CASINOS IN|JPBX|J.P. MORGAN SECURITIES LLC|1000
CNTY|CENTURY CASINOS IN|JPMX|J.P. Morgan Securities LLC|106316
CNTY|CENTURY CASINOS IN|JSJX|JANE STREET CAPITAL LLC|5817
CNTY|CENTURY CASINOS IN|KCGM|VIRTU Americas LLC|9502
CNTY|CENTURY CASINOS IN|LEHM|Barclays Capital Inc./Le|96710
CNTY|CENTURY CASINOS IN|LIME|Lime Brokerage LLC|92078
CNTY|CENTURY CASINOS IN|LMGP|LIME BROKERAGE LLC|20291
CNTY|CENTURY CASINOS IN|LQNA|LIQUIDNET, INC.|60900
CNTY|CENTURY CASINOS IN|MAXM|Maxim Group LLC|5638
CNTY|CENTURY CASINOS IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16800
CNTY|CENTURY CASINOS IN|MOTF|MOTIF INVESTING, INC.|4
CNTY|CENTURY CASINOS IN|MSCO|MORGAN STANLEY & CO. LLC|340534
CNTY|CENTURY CASINOS IN|MSPL|MORGAN STANLEY & CO. LLC|28300
CNTY|CENTURY CASINOS IN|MSTX|MORGAN STANLEY & CO. LLC|5800
CNTY|CENTURY CASINOS IN|NFSC|National Financial Services LLC|12939
CNTY|CENTURY CASINOS IN|NITE|VIRTU Americas LLC|88023
CNTY|CENTURY CASINOS IN|NITP|VIRTU Americas LLC|6950
CNTY|CENTURY CASINOS IN|NQRB|Brut, LLC|4550
CNTY|CENTURY CASINOS IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9800
CNTY|CENTURY CASINOS IN|PDQM|CODA MARKETS, INC.|5028
CNTY|CENTURY CASINOS IN|RAJA|Raymond James & Associates, Inc.|220
CNTY|CENTURY CASINOS IN|ROTH|Roth Capital Partners, LLC|5500
CNTY|CENTURY CASINOS IN|SAGL|SAGETRADER, LLC|1000
CNTY|CENTURY CASINOS IN|SBSH|Citigroup Global Markets Inc.|118769
CNTY|CENTURY CASINOS IN|SGMT|GOLDMAN SACHS & CO. LLC|30598
CNTY|CENTURY CASINOS IN|SPDR|SPEEDROUTE LLC|2600
CNTY|CENTURY CASINOS IN|SPTD|MINT GLOBAL MARKETS, INC.|540
CNTY|CENTURY CASINOS IN|STFL|Stifel, Nicolaus & Company, Incorporated|19821
CNTY|CENTURY CASINOS IN|SWIM|TD Ameritrade, Inc.|101
CNTY|CENTURY CASINOS IN|TKNG|ALLY INVEST SECURITIES LLC|1500
CNTY|CENTURY CASINOS IN|TRBT|Tradebot Systems, Inc.|10406
CNTY|CENTURY CASINOS IN|TRCM|TRC MARKETS LLC|41510
CNTY|CENTURY CASINOS IN|UBSA|UBS SECURITIES LLC|77720
CNTY|CENTURY CASINOS IN|UBSS|UBS Securities LLC|176245
CNTY|CENTURY CASINOS IN|VALX|VIRTU AMERICAS LLC|1764
CNTY|CENTURY CASINOS IN|WABR|Wall Street Access|4000
CNTY|CENTURY CASINOS IN|WCHV|WELLS FARGO SECURITIES, LLC|11086
CNTY|CENTURY CASINOS IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|726
CNTY|CENTURY CASINOS IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|135
CNTY|CENTURY CASINOS IN|WGIF|CIBC World Markets Inc.|2500
CNTY|CENTURY CASINOS IN|WSEA|WOLVERINE SECURITIES, LLC|160
CNTY|CENTURY CASINOS IN|XIST|INSTINET, LLC|3200
CNTY|CENTURY CASINOS IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
CNTY|CENTURY CASINOS IN|YKNA|COMHAR CAPITAL MARKETS, LLC|175
CNTY|CENTURY CASINOS IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
CNX|CNX RESOURCES CP|ABLE|NATIXIS Securities Americas LLC|32623
CNX|CNX RESOURCES CP|ADAM|CANACCORD GENUITY INC.|446
CNX|CNX RESOURCES CP|ALTX|Alternet Securities Inc.|10201
CNX|CNX RESOURCES CP|ANOS|ABEL/NOSER, L.L.C.|1700
CNX|CNX RESOURCES CP|APCC|Apex Clearing Corporation|387
CNX|CNX RESOURCES CP|AQUA|AQUA SECURITIES L.P.|7500
CNX|CNX RESOURCES CP|BANK|Primevest Financial Services, Inc.|750
CNX|CNX RESOURCES CP|BARD|Robert W. Baird & Co. Incorporated|319
CNX|CNX RESOURCES CP|BATM|CBOE TRADING, INC.|4774
CNX|CNX RESOURCES CP|BBNT|BB&T SECURITIES, LLC|60
CNX|CNX RESOURCES CP|BERN|Sanford C. Bernstein & Co., LLC|146161
CNX|CNX RESOURCES CP|BIDS|BIDS TRADING L.P.|800
CNX|CNX RESOURCES CP|BIMI|Banca IMI Securities Corp.|100
CNX|CNX RESOURCES CP|BKCM|BNY Mellon Capital Markets LLC|66804
CNX|CNX RESOURCES CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9054
CNX|CNX RESOURCES CP|BLKX|INSTINET, LLC|28700
CNX|CNX RESOURCES CP|BMOC|BMO Capital Markets Corp.|50000
CNX|CNX RESOURCES CP|BNPX|BNP PARIBAS SECURITIES CORP.|121810
CNX|CNX RESOURCES CP|BRVL|BLAYLOCK VAN, LLC|600
CNX|CNX RESOURCES CP|BTIG|BTIG, LLC|5984
CNX|CNX RESOURCES CP|BYXM|CBOE TRADING, INC.|563
CNX|CNX RESOURCES CP|BZYD|GOLDMAN SACHS & CO. LLC|1214
CNX|CNX RESOURCES CP|CANT|Cantor Fitzgerald & Co.|7657
CNX|CNX RESOURCES CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
CNX|CNX RESOURCES CP|CHAS|Charles Schwab & Co., Inc.|10932
CNX|CNX RESOURCES CP|CIST|Capital Institutional Services, Inc.|12047
CNX|CNX RESOURCES CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|318826
CNX|CNX RESOURCES CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2305
CNX|CNX RESOURCES CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|838567
CNX|CNX RESOURCES CP|CTDL|Citadel Derivatives Group Llc|16053
CNX|CNX RESOURCES CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|116460
CNX|CNX RESOURCES CP|DADA|D.A. Davidson & Co.|1887
CNX|CNX RESOURCES CP|DBAB|Deutsche Bank Securities Inc.|651256
CNX|CNX RESOURCES CP|DBAX|Deutsche Bank Securities Inc.|647800
CNX|CNX RESOURCES CP|DBUL|Deutsche Bank Securities Inc.|15369
CNX|CNX RESOURCES CP|DCHF|Dart Executions, LLC|8050
CNX|CNX RESOURCES CP|DEAN|MORGAN STANLEY|11220
CNX|CNX RESOURCES CP|DEGS|RONIN PROFESSIONAL LLC|1000
CNX|CNX RESOURCES CP|EBXL|EBX LLC|456700
CNX|CNX RESOURCES CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|23574
CNX|CNX RESOURCES CP|EDJO|Edward D. Jones & Co., L.P.|4559
CNX|CNX RESOURCES CP|EGAM|CBOE TRADING, INC.|28556
CNX|CNX RESOURCES CP|EGAW|CBOE TRADING, INC.|160
CNX|CNX RESOURCES CP|EGXM|CBOE TRADING, INC.|1312
CNX|CNX RESOURCES CP|EGXW|CBOE TRADING, INC.|5
CNX|CNX RESOURCES CP|ESPO|ESPOSITO SECURITIES, LLC|2960
CNX|CNX RESOURCES CP|ETBE|Electronic Transaction Clearing, Inc.|25982
CNX|CNX RESOURCES CP|ETCC|Electronic Transaction Clearing, Inc.|780
CNX|CNX RESOURCES CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7111
CNX|CNX RESOURCES CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2441
CNX|CNX RESOURCES CP|ETRS|E*Trade Securities LLC|198178
CNX|CNX RESOURCES CP|FILL|Tradestation Securities, Inc.|9840
CNX|CNX RESOURCES CP|FINX|FINTECH SECURITIES|50
CNX|CNX RESOURCES CP|FMAF|NBCN Inc./ CDS|1000
CNX|CNX RESOURCES CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13431
CNX|CNX RESOURCES CP|FQLS|Quantlab Securities LP|651970
CNX|CNX RESOURCES CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|221281
CNX|CNX RESOURCES CP|FTBR|Foliofn Investments, Inc.|1321
CNX|CNX RESOURCES CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
CNX|CNX RESOURCES CP|GLIS|TD Securities Inc|1500
CNX|CNX RESOURCES CP|GLPX|ACS EXECUTION SERVICES, LLC|54820
CNX|CNX RESOURCES CP|GSCO|GOLDMAN SACHS & CO. LLC|2932834
CNX|CNX RESOURCES CP|GSCS|GOLDMAN SACHS & CO. LLC|3049
CNX|CNX RESOURCES CP|GSLT|GOLDMAN SACHS & CO. LLC|10192
CNX|CNX RESOURCES CP|GTSZ|GTS SECURITIES LLC|204678
CNX|CNX RESOURCES CP|HRBF|American Enterprise Investment Services Inc.|54798
CNX|CNX RESOURCES CP|HSBC|HSBC Securities, Inc.|11916
CNX|CNX RESOURCES CP|IATS|INTERACTIVE BROKERS LLC|14300
CNX|CNX RESOURCES CP|IBKR|Interactive Brokers Llc|38677
CNX|CNX RESOURCES CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
CNX|CNX RESOURCES CP|ICBX|INSTINET, LLC|106992
CNX|CNX RESOURCES CP|IEQY|CITADEL SECURITIES LLC|348613
CNX|CNX RESOURCES CP|INCA|INSTINET, LLC|430735
CNX|CNX RESOURCES CP|INJX|INSTINET, LLC|39354
CNX|CNX RESOURCES CP|ITGI|ITG Inc.|249599
CNX|CNX RESOURCES CP|ITGP|ITG INC.|197400
CNX|CNX RESOURCES CP|JANY|Janney Montgomery Scott Inc.|4436
CNX|CNX RESOURCES CP|JEFF|JEFFERIES LLC|192901
CNX|CNX RESOURCES CP|JMPT|JUMP TRADING, LLC|83954
CNX|CNX RESOURCES CP|JPBX|J.P. MORGAN SECURITIES LLC|266698
CNX|CNX RESOURCES CP|JPMX|J.P. Morgan Securities LLC|601942
CNX|CNX RESOURCES CP|JRCO|Johnson Rice & Company L.L.C.|2300
CNX|CNX RESOURCES CP|JSJX|JANE STREET CAPITAL LLC|17341
CNX|CNX RESOURCES CP|KCGM|VIRTU Americas LLC|100071
CNX|CNX RESOURCES CP|KCRD|PHX FINANCIAL, INC.|850
CNX|CNX RESOURCES CP|KRSH|Kershner Securities, LLC|13903
CNX|CNX RESOURCES CP|LEHM|Barclays Capital Inc./Le|1452754
CNX|CNX RESOURCES CP|LIME|Lime Brokerage LLC|83591
CNX|CNX RESOURCES CP|LOOP|Loop Capital Markets LLC|1987
CNX|CNX RESOURCES CP|LQNA|LIQUIDNET, INC.|33300
CNX|CNX RESOURCES CP|LSCI|Lek Securities Corporation|18
CNX|CNX RESOURCES CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CNX|CNX RESOURCES CP|MACQ|Macquarie Capital (USA) Inc.|300
CNX|CNX RESOURCES CP|MAXM|Maxim Group LLC|800
CNX|CNX RESOURCES CP|MBTS|ALLY INVEST SECURITIES LLC|30
CNX|CNX RESOURCES CP|MKMP|MKM Partners LLC|133500
CNX|CNX RESOURCES CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|279129
CNX|CNX RESOURCES CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
CNX|CNX RESOURCES CP|MOTF|MOTIF INVESTING, INC.|7
CNX|CNX RESOURCES CP|MSCO|MORGAN STANLEY & CO. LLC|2507676
CNX|CNX RESOURCES CP|MSPL|MORGAN STANLEY & CO. LLC|1135000
CNX|CNX RESOURCES CP|MSTX|MORGAN STANLEY & CO. LLC|578300
CNX|CNX RESOURCES CP|MZHO|Mizuho Securities USA LLC|1084680
CNX|CNX RESOURCES CP|NATL|National Securities Corporation|2972
CNX|CNX RESOURCES CP|NEUB|NEUBERGER BERMAN BD LLC|150
CNX|CNX RESOURCES CP|NFSC|National Financial Services LLC|124143
CNX|CNX RESOURCES CP|NITE|VIRTU Americas LLC|538348
CNX|CNX RESOURCES CP|NITP|VIRTU Americas LLC|900
CNX|CNX RESOURCES CP|NMRA|Nomura Securities International, Inc.|100
CNX|CNX RESOURCES CP|NQRB|Brut, LLC|10837
CNX|CNX RESOURCES CP|NTRC|Northern Trust Securities, Inc.|157
CNX|CNX RESOURCES CP|OHOS|TWO SIGMA SECURITIES, LLC|50664
CNX|CNX RESOURCES CP|OPCO|Oppenheimer & Co. Inc.|197
CNX|CNX RESOURCES CP|PDQM|CODA MARKETS, INC.|23869
CNX|CNX RESOURCES CP|PHLY|NASDAQ Execution Services, LLC|2400
CNX|CNX RESOURCES CP|PWJC|UBS Financial Services, Inc.|1783
CNX|CNX RESOURCES CP|QMSR|QUATTRO M SECURITIES INC.|4985
CNX|CNX RESOURCES CP|RBCM|RBC CAPITAL MARKETS, LLC|8317
CNX|CNX RESOURCES CP|RDBN|Redburn Partners (USA) LP|1800
CNX|CNX RESOURCES CP|SAGL|SAGETRADER, LLC|42554
CNX|CNX RESOURCES CP|SAGW|SAGETRADER, LLC|600
CNX|CNX RESOURCES CP|SBSH|Citigroup Global Markets Inc.|158122
CNX|CNX RESOURCES CP|SGMT|GOLDMAN SACHS & CO. LLC|424285
CNX|CNX RESOURCES CP|SOCO|Capital One Southcoast, Inc|4400
CNX|CNX RESOURCES CP|SPDR|SPEEDROUTE LLC|38475
CNX|CNX RESOURCES CP|SPHN|Stephens Inc.|832
CNX|CNX RESOURCES CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
CNX|CNX RESOURCES CP|STFL|Stifel, Nicolaus & Company, Incorporated|4610
CNX|CNX RESOURCES CP|STKP|STOCKPILE INVESTMENTS, INC.|86
CNX|CNX RESOURCES CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16575
CNX|CNX RESOURCES CP|SWIM|TD Ameritrade, Inc.|38810
CNX|CNX RESOURCES CP|SWST|Hilltop Securities Inc.|340
CNX|CNX RESOURCES CP|TKNG|ALLY INVEST SECURITIES LLC|3692
CNX|CNX RESOURCES CP|TRBT|Tradebot Systems, Inc.|360185
CNX|CNX RESOURCES CP|TRCM|TRC MARKETS LLC|413608
CNX|CNX RESOURCES CP|UBSA|UBS SECURITIES LLC|1134883
CNX|CNX RESOURCES CP|UBSS|UBS Securities LLC|883775
CNX|CNX RESOURCES CP|VALX|VIRTU AMERICAS LLC|84056
CNX|CNX RESOURCES CP|VGRD|Vanguard Marketing Corporation|11532
CNX|CNX RESOURCES CP|WABR|Wall Street Access|1479
CNX|CNX RESOURCES CP|WBPX|SUMMIT SECURITIES GROUP, LLC|7842
CNX|CNX RESOURCES CP|WCHV|WELLS FARGO SECURITIES, LLC|43241
CNX|CNX RESOURCES CP|WEDB|WEDBUSH SECURITIES INC.|7214
CNX|CNX RESOURCES CP|WEED|Weeden & Co.L.P.|1424
CNX|CNX RESOURCES CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22249
CNX|CNX RESOURCES CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5361
CNX|CNX RESOURCES CP|WGIF|CIBC World Markets Inc.|520
CNX|CNX RESOURCES CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|204
CNX|CNX RESOURCES CP|WSEA|WOLVERINE SECURITIES, LLC|4681
CNX|CNX RESOURCES CP|XIST|INSTINET, LLC|190600
CNX|CNX RESOURCES CP|XPQR|Jump Trading|3538
CNX|CNX RESOURCES CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|79238
CNX|CNX RESOURCES CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3598
CNX|CNX RESOURCES CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6020
CNXM|CNX MIDSTREAM PRTNS|AGIS|Aegis Capital Corp.|1100
CNXM|CNX MIDSTREAM PRTNS|ALTX|Alternet Securities Inc.|9962
CNXM|CNX MIDSTREAM PRTNS|ANDG|Andrew Garrett Inc.|4400
CNXM|CNX MIDSTREAM PRTNS|ANOS|ABEL/NOSER, L.L.C.|35
CNXM|CNX MIDSTREAM PRTNS|APCC|Apex Clearing Corporation|39
CNXM|CNX MIDSTREAM PRTNS|BATM|CBOE TRADING, INC.|2542
CNXM|CNX MIDSTREAM PRTNS|BAYT|BTIG, LLC|4872
CNXM|CNX MIDSTREAM PRTNS|BBNT|BB&T SECURITIES, LLC|1000
CNXM|CNX MIDSTREAM PRTNS|BERN|Sanford C. Bernstein & Co., LLC|1600
CNXM|CNX MIDSTREAM PRTNS|BLKX|INSTINET, LLC|6000
CNXM|CNX MIDSTREAM PRTNS|BMOC|BMO Capital Markets Corp.|50
CNXM|CNX MIDSTREAM PRTNS|BTIG|BTIG, LLC|1098
CNXM|CNX MIDSTREAM PRTNS|BYXM|CBOE TRADING, INC.|1028
CNXM|CNX MIDSTREAM PRTNS|BZYD|GOLDMAN SACHS & CO. LLC|3034
CNXM|CNX MIDSTREAM PRTNS|CANT|Cantor Fitzgerald & Co.|117
CNXM|CNX MIDSTREAM PRTNS|CHAS|Charles Schwab & Co., Inc.|3882
CNXM|CNX MIDSTREAM PRTNS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61553
CNXM|CNX MIDSTREAM PRTNS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12726
CNXM|CNX MIDSTREAM PRTNS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18470
CNXM|CNX MIDSTREAM PRTNS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82433
CNXM|CNX MIDSTREAM PRTNS|CTDL|Citadel Derivatives Group Llc|90
CNXM|CNX MIDSTREAM PRTNS|CXCX|CITIGROUP GLOBAL MARKETS INC.|12400
CNXM|CNX MIDSTREAM PRTNS|DBAB|Deutsche Bank Securities Inc.|16659
CNXM|CNX MIDSTREAM PRTNS|DBAX|Deutsche Bank Securities Inc.|101500
CNXM|CNX MIDSTREAM PRTNS|DCHF|Dart Executions, LLC|100
CNXM|CNX MIDSTREAM PRTNS|DEAN|MORGAN STANLEY|178034
CNXM|CNX MIDSTREAM PRTNS|DEGS|RONIN PROFESSIONAL LLC|991
CNXM|CNX MIDSTREAM PRTNS|DRWC|DRW SECURITIES, L.L.C.|100
CNXM|CNX MIDSTREAM PRTNS|EBXL|EBX LLC|67300
CNXM|CNX MIDSTREAM PRTNS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1600
CNXM|CNX MIDSTREAM PRTNS|EDJO|Edward D. Jones & Co., L.P.|1055
CNXM|CNX MIDSTREAM PRTNS|EGAM|CBOE TRADING, INC.|5599
CNXM|CNX MIDSTREAM PRTNS|EGMT|EG MARKET TECHNOLOGIES LLC|100
CNXM|CNX MIDSTREAM PRTNS|EGXM|CBOE TRADING, INC.|3135
CNXM|CNX MIDSTREAM PRTNS|EGXW|CBOE TRADING, INC.|100
CNXM|CNX MIDSTREAM PRTNS|ETBE|Electronic Transaction Clearing, Inc.|2110
CNXM|CNX MIDSTREAM PRTNS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1910
CNXM|CNX MIDSTREAM PRTNS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4187
CNXM|CNX MIDSTREAM PRTNS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1800
CNXM|CNX MIDSTREAM PRTNS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1106
CNXM|CNX MIDSTREAM PRTNS|ETRS|E*Trade Securities LLC|95466
CNXM|CNX MIDSTREAM PRTNS|FILL|Tradestation Securities, Inc.|3485
CNXM|CNX MIDSTREAM PRTNS|FINX|FINTECH SECURITIES|500
CNXM|CNX MIDSTREAM PRTNS|FMAF|NBCN Inc./ CDS|20
CNXM|CNX MIDSTREAM PRTNS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6525
CNXM|CNX MIDSTREAM PRTNS|FTBR|Foliofn Investments, Inc.|2579
CNXM|CNX MIDSTREAM PRTNS|GEBB|GLOBAL EXECUTION BROKERS, LP|2561
CNXM|CNX MIDSTREAM PRTNS|GLIS|TD Securities Inc|1580
CNXM|CNX MIDSTREAM PRTNS|GLPX|ACS EXECUTION SERVICES, LLC|23196
CNXM|CNX MIDSTREAM PRTNS|GSCO|GOLDMAN SACHS & CO. LLC|359900
CNXM|CNX MIDSTREAM PRTNS|GSCS|GOLDMAN SACHS & CO. LLC|29881
CNXM|CNX MIDSTREAM PRTNS|GSLT|GOLDMAN SACHS & CO. LLC|3262
CNXM|CNX MIDSTREAM PRTNS|GTSZ|GTS SECURITIES LLC|17270
CNXM|CNX MIDSTREAM PRTNS|HRBF|American Enterprise Investment Services Inc.|3415
CNXM|CNX MIDSTREAM PRTNS|IATS|INTERACTIVE BROKERS LLC|5656
CNXM|CNX MIDSTREAM PRTNS|IBKR|Interactive Brokers Llc|41801
CNXM|CNX MIDSTREAM PRTNS|ICBX|INSTINET, LLC|24700
CNXM|CNX MIDSTREAM PRTNS|INCA|INSTINET, LLC|32892
CNXM|CNX MIDSTREAM PRTNS|INJX|INSTINET, LLC|100
CNXM|CNX MIDSTREAM PRTNS|ITGI|ITG Inc.|15245
CNXM|CNX MIDSTREAM PRTNS|ITGP|ITG INC.|58800
CNXM|CNX MIDSTREAM PRTNS|JANY|Janney Montgomery Scott Inc.|11609
CNXM|CNX MIDSTREAM PRTNS|JEFF|JEFFERIES LLC|28895
CNXM|CNX MIDSTREAM PRTNS|JMPT|JUMP TRADING, LLC|6854
CNXM|CNX MIDSTREAM PRTNS|JPMX|J.P. Morgan Securities LLC|114618
CNXM|CNX MIDSTREAM PRTNS|JSJX|JANE STREET CAPITAL LLC|30570
CNXM|CNX MIDSTREAM PRTNS|KCGM|VIRTU Americas LLC|25997
CNXM|CNX MIDSTREAM PRTNS|LEHM|Barclays Capital Inc./Le|260013
CNXM|CNX MIDSTREAM PRTNS|LIME|Lime Brokerage LLC|13402
CNXM|CNX MIDSTREAM PRTNS|LSCI|Lek Securities Corporation|1700
CNXM|CNX MIDSTREAM PRTNS|LTCO|Ladenburg, Thalmann & Co., Inc.|1700
CNXM|CNX MIDSTREAM PRTNS|MAXM|Maxim Group LLC|4479
CNXM|CNX MIDSTREAM PRTNS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60550
CNXM|CNX MIDSTREAM PRTNS|MOTF|MOTIF INVESTING, INC.|26
CNXM|CNX MIDSTREAM PRTNS|MSCO|MORGAN STANLEY & CO. LLC|2488711
CNXM|CNX MIDSTREAM PRTNS|MSPL|MORGAN STANLEY & CO. LLC|76100
CNXM|CNX MIDSTREAM PRTNS|MSTX|MORGAN STANLEY & CO. LLC|4400
CNXM|CNX MIDSTREAM PRTNS|NFSC|National Financial Services LLC|116380
CNXM|CNX MIDSTREAM PRTNS|NITE|VIRTU Americas LLC|299570
CNXM|CNX MIDSTREAM PRTNS|NQRB|Brut, LLC|2187
CNXM|CNX MIDSTREAM PRTNS|OPCO|Oppenheimer & Co. Inc.|2400
CNXM|CNX MIDSTREAM PRTNS|PDQM|CODA MARKETS, INC.|71223
CNXM|CNX MIDSTREAM PRTNS|PHLY|NASDAQ Execution Services, LLC|200
CNXM|CNX MIDSTREAM PRTNS|PREC|PRECISION SECURITIES, LLC|4523
CNXM|CNX MIDSTREAM PRTNS|RBCM|RBC CAPITAL MARKETS, LLC|2230
CNXM|CNX MIDSTREAM PRTNS|RJLC|RJL CAPITAL GROUP, LLC|1489
CNXM|CNX MIDSTREAM PRTNS|ROBT|Robotti & Company, LLC|3307
CNXM|CNX MIDSTREAM PRTNS|SAGL|SAGETRADER, LLC|4800
CNXM|CNX MIDSTREAM PRTNS|SALI|INTL FCSTONE FINANCIAL INC.|3
CNXM|CNX MIDSTREAM PRTNS|SBRX|MURIEL SIEBERT & CO INC|60
CNXM|CNX MIDSTREAM PRTNS|SBSH|Citigroup Global Markets Inc.|246330
CNXM|CNX MIDSTREAM PRTNS|SGMT|GOLDMAN SACHS & CO. LLC|48927
CNXM|CNX MIDSTREAM PRTNS|SPDR|SPEEDROUTE LLC|15250
CNXM|CNX MIDSTREAM PRTNS|SPTD|MINT GLOBAL MARKETS, INC.|1345
CNXM|CNX MIDSTREAM PRTNS|STFL|Stifel, Nicolaus & Company, Incorporated|26793
CNXM|CNX MIDSTREAM PRTNS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CNXM|CNX MIDSTREAM PRTNS|SWIM|TD Ameritrade, Inc.|18655
CNXM|CNX MIDSTREAM PRTNS|SWST|Hilltop Securities Inc.|306
CNXM|CNX MIDSTREAM PRTNS|TKNG|ALLY INVEST SECURITIES LLC|588
CNXM|CNX MIDSTREAM PRTNS|TRBT|Tradebot Systems, Inc.|8495
CNXM|CNX MIDSTREAM PRTNS|TRCM|TRC MARKETS LLC|1989
CNXM|CNX MIDSTREAM PRTNS|UBSA|UBS SECURITIES LLC|509042
CNXM|CNX MIDSTREAM PRTNS|UBSS|UBS Securities LLC|225307
CNXM|CNX MIDSTREAM PRTNS|USCA|USCA Securities LLC|5700
CNXM|CNX MIDSTREAM PRTNS|VALX|VIRTU AMERICAS LLC|7738
CNXM|CNX MIDSTREAM PRTNS|VGRD|Vanguard Marketing Corporation|11847
CNXM|CNX MIDSTREAM PRTNS|VNDS|VANDHAM SECURITIES CORP|1250
CNXM|CNX MIDSTREAM PRTNS|WCHV|WELLS FARGO SECURITIES, LLC|86360
CNXM|CNX MIDSTREAM PRTNS|WEDB|WEDBUSH SECURITIES INC.|1000
CNXM|CNX MIDSTREAM PRTNS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2903
CNXM|CNX MIDSTREAM PRTNS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3064
CNXM|CNX MIDSTREAM PRTNS|WOLF|Wolfe Trahan Securities|1000
CNXM|CNX MIDSTREAM PRTNS|WSEA|WOLVERINE SECURITIES, LLC|2819
CNXM|CNX MIDSTREAM PRTNS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
CNXM|CNX MIDSTREAM PRTNS|YKNA|COMHAR CAPITAL MARKETS, LLC|5908
CNXM|CNX MIDSTREAM PRTNS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1996
CNXN|PC CONNECTION INC ##|ALTX|Alternet Securities Inc.|1400
CNXN|PC CONNECTION INC ##|ANOS|ABEL/NOSER, L.L.C.|92
CNXN|PC CONNECTION INC ##|APCC|Apex Clearing Corporation|70
CNXN|PC CONNECTION INC ##|BARD|Robert W. Baird & Co. Incorporated|4
CNXN|PC CONNECTION INC ##|BATM|CBOE TRADING, INC.|226
CNXN|PC CONNECTION INC ##|BERN|Sanford C. Bernstein & Co., LLC|820
CNXN|PC CONNECTION INC ##|BMOC|BMO Capital Markets Corp.|1845
CNXN|PC CONNECTION INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|1071
CNXN|PC CONNECTION INC ##|BTIG|BTIG, LLC|1727
CNXN|PC CONNECTION INC ##|BYXM|CBOE TRADING, INC.|500
CNXN|PC CONNECTION INC ##|BZYD|GOLDMAN SACHS & CO. LLC|1206
CNXN|PC CONNECTION INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14782
CNXN|PC CONNECTION INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3319
CNXN|PC CONNECTION INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9482
CNXN|PC CONNECTION INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31279
CNXN|PC CONNECTION INC ##|CTDL|Citadel Derivatives Group Llc|1937
CNXN|PC CONNECTION INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3704
CNXN|PC CONNECTION INC ##|DBAB|Deutsche Bank Securities Inc.|44274
CNXN|PC CONNECTION INC ##|DBAX|Deutsche Bank Securities Inc.|16900
CNXN|PC CONNECTION INC ##|DBUL|Deutsche Bank Securities Inc.|10
CNXN|PC CONNECTION INC ##|DEAN|MORGAN STANLEY|650
CNXN|PC CONNECTION INC ##|DEGS|RONIN PROFESSIONAL LLC|4825
CNXN|PC CONNECTION INC ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
CNXN|PC CONNECTION INC ##|EBXL|EBX LLC|11600
CNXN|PC CONNECTION INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2293
CNXN|PC CONNECTION INC ##|EDJO|Edward D. Jones & Co., L.P.|200
CNXN|PC CONNECTION INC ##|EGAM|CBOE TRADING, INC.|576
CNXN|PC CONNECTION INC ##|EGXM|CBOE TRADING, INC.|101
CNXN|PC CONNECTION INC ##|EGXW|CBOE TRADING, INC.|2
CNXN|PC CONNECTION INC ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|363
CNXN|PC CONNECTION INC ##|ETRS|E*Trade Securities LLC|3546
CNXN|PC CONNECTION INC ##|FBCO|Credit Suisse Securities (USA) LLC|83754
CNXN|PC CONNECTION INC ##|FBSB|U.S. Bancorp Investments, Inc.|39
CNXN|PC CONNECTION INC ##|FILL|Tradestation Securities, Inc.|15
CNXN|PC CONNECTION INC ##|FMAF|NBCN Inc./ CDS|300
CNXN|PC CONNECTION INC ##|FOMA|TD AMERITRADE CLEARING, INC.|27246
CNXN|PC CONNECTION INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19165
CNXN|PC CONNECTION INC ##|FTBR|Foliofn Investments, Inc.|2062
CNXN|PC CONNECTION INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2900
CNXN|PC CONNECTION INC ##|GLPX|ACS EXECUTION SERVICES, LLC|8841
CNXN|PC CONNECTION INC ##|GSCO|GOLDMAN SACHS & CO. LLC|113473
CNXN|PC CONNECTION INC ##|GSCS|GOLDMAN SACHS & CO. LLC|7643
CNXN|PC CONNECTION INC ##|GSLT|GOLDMAN SACHS & CO. LLC|30
CNXN|PC CONNECTION INC ##|GTSZ|GTS SECURITIES LLC|28150
CNXN|PC CONNECTION INC ##|HRBF|American Enterprise Investment Services Inc.|2464
CNXN|PC CONNECTION INC ##|IATS|INTERACTIVE BROKERS LLC|4390
CNXN|PC CONNECTION INC ##|IBKR|Interactive Brokers Llc|25178
CNXN|PC CONNECTION INC ##|ICBX|INSTINET, LLC|2200
CNXN|PC CONNECTION INC ##|IEQY|CITADEL SECURITIES LLC|6519
CNXN|PC CONNECTION INC ##|INCA|INSTINET, LLC|61276
CNXN|PC CONNECTION INC ##|INJX|INSTINET, LLC|5156
CNXN|PC CONNECTION INC ##|ITGI|ITG Inc.|19737
CNXN|PC CONNECTION INC ##|ITGP|ITG INC.|91800
CNXN|PC CONNECTION INC ##|JANY|Janney Montgomery Scott Inc.|25
CNXN|PC CONNECTION INC ##|JEFF|JEFFERIES LLC|63865
CNXN|PC CONNECTION INC ##|JPMX|J.P. Morgan Securities LLC|28234
CNXN|PC CONNECTION INC ##|KCGM|VIRTU Americas LLC|1813
CNXN|PC CONNECTION INC ##|LEHM|Barclays Capital Inc./Le|43480
CNXN|PC CONNECTION INC ##|LIME|Lime Brokerage LLC|35279
CNXN|PC CONNECTION INC ##|LMGP|LIME BROKERAGE LLC|2750
CNXN|PC CONNECTION INC ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|25000
CNXN|PC CONNECTION INC ##|LOOP|Loop Capital Markets LLC|1078
CNXN|PC CONNECTION INC ##|LQNA|LIQUIDNET, INC.|22500
CNXN|PC CONNECTION INC ##|MACC|Mid Atlantic Capital Corporation|165
CNXN|PC CONNECTION INC ##|MAXM|Maxim Group LLC|856
CNXN|PC CONNECTION INC ##|MBTS|ALLY INVEST SECURITIES LLC|200
CNXN|PC CONNECTION INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
CNXN|PC CONNECTION INC ##|MSCO|MORGAN STANLEY & CO. LLC|130485
CNXN|PC CONNECTION INC ##|MSPL|MORGAN STANLEY & CO. LLC|28900
CNXN|PC CONNECTION INC ##|MSTX|MORGAN STANLEY & CO. LLC|1600
CNXN|PC CONNECTION INC ##|NFSC|National Financial Services LLC|15033
CNXN|PC CONNECTION INC ##|NITE|VIRTU Americas LLC|50451
CNXN|PC CONNECTION INC ##|NITP|VIRTU Americas LLC|200
CNXN|PC CONNECTION INC ##|NQRB|Brut, LLC|574
CNXN|PC CONNECTION INC ##|PDQM|CODA MARKETS, INC.|26997
CNXN|PC CONNECTION INC ##|PIPR|Piper Jaffray & Co.|1079
CNXN|PC CONNECTION INC ##|RAJA|Raymond James & Associates, Inc.|38
CNXN|PC CONNECTION INC ##|SBSH|Citigroup Global Markets Inc.|17906
CNXN|PC CONNECTION INC ##|SGMT|GOLDMAN SACHS & CO. LLC|11583
CNXN|PC CONNECTION INC ##|SPDR|SPEEDROUTE LLC|5000
CNXN|PC CONNECTION INC ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
CNXN|PC CONNECTION INC ##|SWIM|TD Ameritrade, Inc.|7497
CNXN|PC CONNECTION INC ##|TRBT|Tradebot Systems, Inc.|5382
CNXN|PC CONNECTION INC ##|TRCM|TRC MARKETS LLC|28086
CNXN|PC CONNECTION INC ##|UBSA|UBS SECURITIES LLC|58343
CNXN|PC CONNECTION INC ##|UBSS|UBS Securities LLC|71181
CNXN|PC CONNECTION INC ##|VALX|VIRTU AMERICAS LLC|3329
CNXN|PC CONNECTION INC ##|VGRD|Vanguard Marketing Corporation|4512
CNXN|PC CONNECTION INC ##|WCHV|WELLS FARGO SECURITIES, LLC|15090
CNXN|PC CONNECTION INC ##|WEED|Weeden & Co.L.P.|14443
CNXN|PC CONNECTION INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|572
CNXN|PC CONNECTION INC ##|WSEA|WOLVERINE SECURITIES, LLC|518
CNXN|PC CONNECTION INC ##|XIST|INSTINET, LLC|1300
CNXN|PC CONNECTION INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
CNXN|PC CONNECTION INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|3759
CNXT|VANECK VECTOR CHINAA|APCC|Apex Clearing Corporation|1229
CNXT|VANECK VECTOR CHINAA|BATM|CBOE TRADING, INC.|5983
CNXT|VANECK VECTOR CHINAA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38
CNXT|VANECK VECTOR CHINAA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|659
CNXT|VANECK VECTOR CHINAA|DEGS|RONIN PROFESSIONAL LLC|600
CNXT|VANECK VECTOR CHINAA|EBXL|EBX LLC|200
CNXT|VANECK VECTOR CHINAA|ETRS|E*Trade Securities LLC|3152
CNXT|VANECK VECTOR CHINAA|GSLT|GOLDMAN SACHS & CO. LLC|163
CNXT|VANECK VECTOR CHINAA|IATS|INTERACTIVE BROKERS LLC|1479
CNXT|VANECK VECTOR CHINAA|IBKR|Interactive Brokers Llc|32603
CNXT|VANECK VECTOR CHINAA|INCA|INSTINET, LLC|100
CNXT|VANECK VECTOR CHINAA|JPMX|J.P. Morgan Securities LLC|600
CNXT|VANECK VECTOR CHINAA|JSJX|JANE STREET CAPITAL LLC|39890
CNXT|VANECK VECTOR CHINAA|LEHM|Barclays Capital Inc./Le|400
CNXT|VANECK VECTOR CHINAA|LIME|Lime Brokerage LLC|2664
CNXT|VANECK VECTOR CHINAA|MACC|Mid Atlantic Capital Corporation|15
CNXT|VANECK VECTOR CHINAA|MSCO|MORGAN STANLEY & CO. LLC|3932
CNXT|VANECK VECTOR CHINAA|NFSC|National Financial Services LLC|7910
CNXT|VANECK VECTOR CHINAA|NITE|VIRTU Americas LLC|12620
CNXT|VANECK VECTOR CHINAA|OLDM|OLD MISSION CAPITAL, LLC|900
CNXT|VANECK VECTOR CHINAA|SBSH|Citigroup Global Markets Inc.|2358
CNXT|VANECK VECTOR CHINAA|SGMT|GOLDMAN SACHS & CO. LLC|500
CNXT|VANECK VECTOR CHINAA|SWIM|TD Ameritrade, Inc.|1200
CNXT|VANECK VECTOR CHINAA|TKNG|ALLY INVEST SECURITIES LLC|600
CNXT|VANECK VECTOR CHINAA|UBSA|UBS SECURITIES LLC|1905
CNXT|VANECK VECTOR CHINAA|UBSS|UBS Securities LLC|2645
CNXT|VANECK VECTOR CHINAA|VGRD|Vanguard Marketing Corporation|6270
CNXT|VANECK VECTOR CHINAA|WCHV|WELLS FARGO SECURITIES, LLC|100
CNXT|VANECK VECTOR CHINAA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|816
CNXT|VANECK VECTOR CHINAA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2554
CNXT|VANECK VECTOR CHINAA|WSEA|WOLVERINE SECURITIES, LLC|812
CNY|MARKET VECTORS - REN|APCC|Apex Clearing Corporation|4
CNY|MARKET VECTORS - REN|ETRS|E*Trade Securities LLC|15
CNY|MARKET VECTORS - REN|FILL|Tradestation Securities, Inc.|7
CNY|MARKET VECTORS - REN|FTBR|Foliofn Investments, Inc.|1
CNY|MARKET VECTORS - REN|INCA|INSTINET, LLC|104
CNY|MARKET VECTORS - REN|JSJX|JANE STREET CAPITAL LLC|104
CNY|MARKET VECTORS - REN|MSCO|MORGAN STANLEY & CO. LLC|250
CNY|MARKET VECTORS - REN|NITE|VIRTU Americas LLC|101
CNY|MARKET VECTORS - REN|UBSS|UBS Securities LLC|217
CNYA|ISHARES MSCI CHINA A|APCC|Apex Clearing Corporation|661
CNYA|ISHARES MSCI CHINA A|BATM|CBOE TRADING, INC.|100
CNYA|ISHARES MSCI CHINA A|CHAS|Charles Schwab & Co., Inc.|2
CNYA|ISHARES MSCI CHINA A|EBXL|EBX LLC|100
CNYA|ISHARES MSCI CHINA A|EGXM|CBOE TRADING, INC.|17
CNYA|ISHARES MSCI CHINA A|ETRS|E*Trade Securities LLC|63
CNYA|ISHARES MSCI CHINA A|FMAF|NBCN Inc./ CDS|30
CNYA|ISHARES MSCI CHINA A|FTBR|Foliofn Investments, Inc.|24
CNYA|ISHARES MSCI CHINA A|GTSZ|GTS SECURITIES LLC|101
CNYA|ISHARES MSCI CHINA A|IATS|INTERACTIVE BROKERS LLC|300
CNYA|ISHARES MSCI CHINA A|INCA|INSTINET, LLC|200
CNYA|ISHARES MSCI CHINA A|JSJX|JANE STREET CAPITAL LLC|23011
CNYA|ISHARES MSCI CHINA A|LIME|Lime Brokerage LLC|405
CNYA|ISHARES MSCI CHINA A|MSCO|MORGAN STANLEY & CO. LLC|6513
CNYA|ISHARES MSCI CHINA A|NFSC|National Financial Services LLC|12169
CNYA|ISHARES MSCI CHINA A|NITE|VIRTU Americas LLC|11176
CNYA|ISHARES MSCI CHINA A|NTBF|BMO Nesbitt Burns Inc./CDS|200
CNYA|ISHARES MSCI CHINA A|PDQM|CODA MARKETS, INC.|500
CNYA|ISHARES MSCI CHINA A|SWIM|TD Ameritrade, Inc.|1137
CNYA|ISHARES MSCI CHINA A|TKNG|ALLY INVEST SECURITIES LLC|1
CNYA|ISHARES MSCI CHINA A|UBSS|UBS Securities LLC|4142
CNYA|ISHARES MSCI CHINA A|VGRD|Vanguard Marketing Corporation|371
CNYA|ISHARES MSCI CHINA A|WCHV|WELLS FARGO SECURITIES, LLC|52
CNYA|ISHARES MSCI CHINA A|WGIF|CIBC World Markets Inc.|350
CNYA|ISHARES MSCI CHINA A|WSEA|WOLVERINE SECURITIES, LLC|52
CNYA|ISHARES MSCI CHINA A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|205
CO|GLOBAL CORD BLOOD CO|ALTX|Alternet Securities Inc.|1500
CO|GLOBAL CORD BLOOD CO|APCC|Apex Clearing Corporation|3367
CO|GLOBAL CORD BLOOD CO|BATM|CBOE TRADING, INC.|706
CO|GLOBAL CORD BLOOD CO|BERN|Sanford C. Bernstein & Co., LLC|100
CO|GLOBAL CORD BLOOD CO|BLKX|INSTINET, LLC|63800
CO|GLOBAL CORD BLOOD CO|BTIG|BTIG, LLC|9687
CO|GLOBAL CORD BLOOD CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2501
CO|GLOBAL CORD BLOOD CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1135
CO|GLOBAL CORD BLOOD CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46709
CO|GLOBAL CORD BLOOD CO|CTDE|CHOICETRADE|2
CO|GLOBAL CORD BLOOD CO|CTDL|Citadel Derivatives Group Llc|407
CO|GLOBAL CORD BLOOD CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|3532
CO|GLOBAL CORD BLOOD CO|DBAB|Deutsche Bank Securities Inc.|15641
CO|GLOBAL CORD BLOOD CO|DBAX|Deutsche Bank Securities Inc.|40800
CO|GLOBAL CORD BLOOD CO|DEGS|RONIN PROFESSIONAL LLC|3786
CO|GLOBAL CORD BLOOD CO|EBXL|EBX LLC|11400
CO|GLOBAL CORD BLOOD CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
CO|GLOBAL CORD BLOOD CO|EGAM|CBOE TRADING, INC.|3972
CO|GLOBAL CORD BLOOD CO|EGAW|CBOE TRADING, INC.|100
CO|GLOBAL CORD BLOOD CO|EGMT|EG MARKET TECHNOLOGIES LLC|100
CO|GLOBAL CORD BLOOD CO|EGXM|CBOE TRADING, INC.|605
CO|GLOBAL CORD BLOOD CO|EGXW|CBOE TRADING, INC.|100
CO|GLOBAL CORD BLOOD CO|EROP|Eroom Securities L.L.C.|197
CO|GLOBAL CORD BLOOD CO|ETBE|Electronic Transaction Clearing, Inc.|600
CO|GLOBAL CORD BLOOD CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3030
CO|GLOBAL CORD BLOOD CO|ETRS|E*Trade Securities LLC|18715
CO|GLOBAL CORD BLOOD CO|FILL|Tradestation Securities, Inc.|399
CO|GLOBAL CORD BLOOD CO|FMAF|NBCN Inc./ CDS|1662
CO|GLOBAL CORD BLOOD CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|102
CO|GLOBAL CORD BLOOD CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24862
CO|GLOBAL CORD BLOOD CO|FTBR|Foliofn Investments, Inc.|1863
CO|GLOBAL CORD BLOOD CO|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CO|GLOBAL CORD BLOOD CO|GLPX|ACS EXECUTION SERVICES, LLC|9540
CO|GLOBAL CORD BLOOD CO|GSCO|GOLDMAN SACHS & CO. LLC|135593
CO|GLOBAL CORD BLOOD CO|GSCS|GOLDMAN SACHS & CO. LLC|1401
CO|GLOBAL CORD BLOOD CO|GSLT|GOLDMAN SACHS & CO. LLC|4608
CO|GLOBAL CORD BLOOD CO|GTSZ|GTS SECURITIES LLC|2318
CO|GLOBAL CORD BLOOD CO|HSBC|HSBC Securities, Inc.|100
CO|GLOBAL CORD BLOOD CO|IATS|INTERACTIVE BROKERS LLC|8042
CO|GLOBAL CORD BLOOD CO|IBKR|Interactive Brokers Llc|18625
CO|GLOBAL CORD BLOOD CO|ICBX|INSTINET, LLC|2000
CO|GLOBAL CORD BLOOD CO|INCA|INSTINET, LLC|26191
CO|GLOBAL CORD BLOOD CO|ITGI|ITG Inc.|17097
CO|GLOBAL CORD BLOOD CO|ITGP|ITG INC.|12800
CO|GLOBAL CORD BLOOD CO|JMPT|JUMP TRADING, LLC|1924
CO|GLOBAL CORD BLOOD CO|JPMX|J.P. Morgan Securities LLC|92740
CO|GLOBAL CORD BLOOD CO|JSJX|JANE STREET CAPITAL LLC|1382
CO|GLOBAL CORD BLOOD CO|KCGM|VIRTU Americas LLC|5838
CO|GLOBAL CORD BLOOD CO|LEHM|Barclays Capital Inc./Le|46563
CO|GLOBAL CORD BLOOD CO|LIME|Lime Brokerage LLC|5849
CO|GLOBAL CORD BLOOD CO|LQNA|LIQUIDNET, INC.|50000
CO|GLOBAL CORD BLOOD CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13200
CO|GLOBAL CORD BLOOD CO|MSCO|MORGAN STANLEY & CO. LLC|111534
CO|GLOBAL CORD BLOOD CO|MSPL|MORGAN STANLEY & CO. LLC|45300
CO|GLOBAL CORD BLOOD CO|MSTX|MORGAN STANLEY & CO. LLC|16800
CO|GLOBAL CORD BLOOD CO|NATL|National Securities Corporation|260
CO|GLOBAL CORD BLOOD CO|NFSC|National Financial Services LLC|79703
CO|GLOBAL CORD BLOOD CO|NITE|VIRTU Americas LLC|252381
CO|GLOBAL CORD BLOOD CO|NQRB|Brut, LLC|795
CO|GLOBAL CORD BLOOD CO|NTRC|Northern Trust Securities, Inc.|400
CO|GLOBAL CORD BLOOD CO|PCPT|PHILLIP CAPITAL INC.|334
CO|GLOBAL CORD BLOOD CO|PDQM|CODA MARKETS, INC.|9270
CO|GLOBAL CORD BLOOD CO|SAGW|SAGETRADER, LLC|800
CO|GLOBAL CORD BLOOD CO|SBSH|Citigroup Global Markets Inc.|5114
CO|GLOBAL CORD BLOOD CO|SGMT|GOLDMAN SACHS & CO. LLC|19629
CO|GLOBAL CORD BLOOD CO|SPDR|SPEEDROUTE LLC|800
CO|GLOBAL CORD BLOOD CO|STFL|Stifel, Nicolaus & Company, Incorporated|2593
CO|GLOBAL CORD BLOOD CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CO|GLOBAL CORD BLOOD CO|SWIM|TD Ameritrade, Inc.|13692
CO|GLOBAL CORD BLOOD CO|TKNG|ALLY INVEST SECURITIES LLC|764
CO|GLOBAL CORD BLOOD CO|TRBT|Tradebot Systems, Inc.|15420
CO|GLOBAL CORD BLOOD CO|TRCM|TRC MARKETS LLC|4709
CO|GLOBAL CORD BLOOD CO|UBSA|UBS SECURITIES LLC|113448
CO|GLOBAL CORD BLOOD CO|UBSS|UBS Securities LLC|168308
CO|GLOBAL CORD BLOOD CO|VALX|VIRTU AMERICAS LLC|1100
CO|GLOBAL CORD BLOOD CO|VGRD|Vanguard Marketing Corporation|298529
CO|GLOBAL CORD BLOOD CO|VSIN|Vision Financial Markets Llc|4400
CO|GLOBAL CORD BLOOD CO|WCHV|WELLS FARGO SECURITIES, LLC|46557
CO|GLOBAL CORD BLOOD CO|WEED|Weeden & Co.L.P.|970
CO|GLOBAL CORD BLOOD CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|106
CO|GLOBAL CORD BLOOD CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4277
CO|GLOBAL CORD BLOOD CO|WGIF|CIBC World Markets Inc.|600
CO|GLOBAL CORD BLOOD CO|WSEA|WOLVERINE SECURITIES, LLC|824
CO|GLOBAL CORD BLOOD CO|XIST|INSTINET, LLC|14200
CO|GLOBAL CORD BLOOD CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CO|GLOBAL CORD BLOOD CO|YKNA|COMHAR CAPITAL MARKETS, LLC|200
COBZ|COBIZ FINANCIAL INC|ADAM|CANACCORD GENUITY INC.|33810
COBZ|COBIZ FINANCIAL INC|ALTX|Alternet Securities Inc.|4900
COBZ|COBIZ FINANCIAL INC|ANOS|ABEL/NOSER, L.L.C.|700
COBZ|COBIZ FINANCIAL INC|APCC|Apex Clearing Corporation|9
COBZ|COBIZ FINANCIAL INC|BARD|Robert W. Baird & Co. Incorporated|850
COBZ|COBIZ FINANCIAL INC|BATM|CBOE TRADING, INC.|3192
COBZ|COBIZ FINANCIAL INC|BERN|Sanford C. Bernstein & Co., LLC|77848
COBZ|COBIZ FINANCIAL INC|BKCM|BNY Mellon Capital Markets LLC|484
COBZ|COBIZ FINANCIAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|73
COBZ|COBIZ FINANCIAL INC|BLKX|INSTINET, LLC|23290
COBZ|COBIZ FINANCIAL INC|BMOC|BMO Capital Markets Corp.|213327
COBZ|COBIZ FINANCIAL INC|BNPX|BNP PARIBAS SECURITIES CORP.|30
COBZ|COBIZ FINANCIAL INC|BTIG|BTIG, LLC|22
COBZ|COBIZ FINANCIAL INC|BYXM|CBOE TRADING, INC.|1076
COBZ|COBIZ FINANCIAL INC|BZYD|GOLDMAN SACHS & CO. LLC|1800
COBZ|COBIZ FINANCIAL INC|CANT|Cantor Fitzgerald & Co.|100
COBZ|COBIZ FINANCIAL INC|CHAS|Charles Schwab & Co., Inc.|909
COBZ|COBIZ FINANCIAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|171622
COBZ|COBIZ FINANCIAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2628
COBZ|COBIZ FINANCIAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|159354
COBZ|COBIZ FINANCIAL INC|CTDL|Citadel Derivatives Group Llc|7340
COBZ|COBIZ FINANCIAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|46342
COBZ|COBIZ FINANCIAL INC|DADA|D.A. Davidson & Co.|2500
COBZ|COBIZ FINANCIAL INC|DBAB|Deutsche Bank Securities Inc.|231103
COBZ|COBIZ FINANCIAL INC|DBAX|Deutsche Bank Securities Inc.|136100
COBZ|COBIZ FINANCIAL INC|DEAN|MORGAN STANLEY|3075
COBZ|COBIZ FINANCIAL INC|DEGS|RONIN PROFESSIONAL LLC|1283
COBZ|COBIZ FINANCIAL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7508
COBZ|COBIZ FINANCIAL INC|EBXL|EBX LLC|160800
COBZ|COBIZ FINANCIAL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|41749
COBZ|COBIZ FINANCIAL INC|EGAM|CBOE TRADING, INC.|15149
COBZ|COBIZ FINANCIAL INC|EGMT|EG MARKET TECHNOLOGIES LLC|1450
COBZ|COBIZ FINANCIAL INC|EGXM|CBOE TRADING, INC.|6101
COBZ|COBIZ FINANCIAL INC|ETBE|Electronic Transaction Clearing, Inc.|32747
COBZ|COBIZ FINANCIAL INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2400
COBZ|COBIZ FINANCIAL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13995
COBZ|COBIZ FINANCIAL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16227
COBZ|COBIZ FINANCIAL INC|ETRS|E*Trade Securities LLC|12118
COBZ|COBIZ FINANCIAL INC|FBCO|Credit Suisse Securities (USA) LLC|693244
COBZ|COBIZ FINANCIAL INC|FBRC|B. RILEY FBR, INC.|2373
COBZ|COBIZ FINANCIAL INC|FOMA|TD AMERITRADE CLEARING, INC.|11507
COBZ|COBIZ FINANCIAL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|365
COBZ|COBIZ FINANCIAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48577
COBZ|COBIZ FINANCIAL INC|FTBR|Foliofn Investments, Inc.|524
COBZ|COBIZ FINANCIAL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12610
COBZ|COBIZ FINANCIAL INC|GLPX|ACS EXECUTION SERVICES, LLC|3003
COBZ|COBIZ FINANCIAL INC|GSCO|GOLDMAN SACHS & CO. LLC|1249082
COBZ|COBIZ FINANCIAL INC|GSCS|GOLDMAN SACHS & CO. LLC|23490
COBZ|COBIZ FINANCIAL INC|GSLT|GOLDMAN SACHS & CO. LLC|8025
COBZ|COBIZ FINANCIAL INC|GTSZ|GTS SECURITIES LLC|13814
COBZ|COBIZ FINANCIAL INC|HRBF|American Enterprise Investment Services Inc.|298
COBZ|COBIZ FINANCIAL INC|IATS|INTERACTIVE BROKERS LLC|2140
COBZ|COBIZ FINANCIAL INC|IBKR|Interactive Brokers Llc|42398
COBZ|COBIZ FINANCIAL INC|ICBX|INSTINET, LLC|21288
COBZ|COBIZ FINANCIAL INC|IEQY|CITADEL SECURITIES LLC|38729
COBZ|COBIZ FINANCIAL INC|INCA|INSTINET, LLC|177670
COBZ|COBIZ FINANCIAL INC|INJX|INSTINET, LLC|9036
COBZ|COBIZ FINANCIAL INC|ITGI|ITG Inc.|136333
COBZ|COBIZ FINANCIAL INC|ITGP|ITG INC.|123800
COBZ|COBIZ FINANCIAL INC|JEFF|JEFFERIES LLC|38089
COBZ|COBIZ FINANCIAL INC|JMPT|JUMP TRADING, LLC|32780
COBZ|COBIZ FINANCIAL INC|JONE|JonesTrading|268192
COBZ|COBIZ FINANCIAL INC|JPBX|J.P. MORGAN SECURITIES LLC|26861
COBZ|COBIZ FINANCIAL INC|JPMX|J.P. Morgan Securities LLC|266253
COBZ|COBIZ FINANCIAL INC|JSJX|JANE STREET CAPITAL LLC|2091
COBZ|COBIZ FINANCIAL INC|KBWI|Keefe, Bruyette & Woods, Inc.|1132187
COBZ|COBIZ FINANCIAL INC|KCGM|VIRTU Americas LLC|33180
COBZ|COBIZ FINANCIAL INC|LEHM|Barclays Capital Inc./Le|569397
COBZ|COBIZ FINANCIAL INC|LIME|Lime Brokerage LLC|166728
COBZ|COBIZ FINANCIAL INC|LMGP|LIME BROKERAGE LLC|19943
COBZ|COBIZ FINANCIAL INC|LOOP|Loop Capital Markets LLC|614
COBZ|COBIZ FINANCIAL INC|MAXM|Maxim Group LLC|3920
COBZ|COBIZ FINANCIAL INC|MKMP|MKM Partners LLC|52758
COBZ|COBIZ FINANCIAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80410
COBZ|COBIZ FINANCIAL INC|MOTF|MOTIF INVESTING, INC.|1
COBZ|COBIZ FINANCIAL INC|MSCO|MORGAN STANLEY & CO. LLC|872852
COBZ|COBIZ FINANCIAL INC|MSPL|MORGAN STANLEY & CO. LLC|110900
COBZ|COBIZ FINANCIAL INC|MSTX|MORGAN STANLEY & CO. LLC|29800
COBZ|COBIZ FINANCIAL INC|MZHO|Mizuho Securities USA LLC|84000
COBZ|COBIZ FINANCIAL INC|NFSC|National Financial Services LLC|53598
COBZ|COBIZ FINANCIAL INC|NITE|VIRTU Americas LLC|137998
COBZ|COBIZ FINANCIAL INC|NITP|VIRTU Americas LLC|22054
COBZ|COBIZ FINANCIAL INC|NQRB|Brut, LLC|38776
COBZ|COBIZ FINANCIAL INC|OPCO|Oppenheimer & Co. Inc.|2700
COBZ|COBIZ FINANCIAL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1924
COBZ|COBIZ FINANCIAL INC|PDQM|CODA MARKETS, INC.|6839
COBZ|COBIZ FINANCIAL INC|PIPR|Piper Jaffray & Co.|25467
COBZ|COBIZ FINANCIAL INC|RAJA|Raymond James & Associates, Inc.|17552
COBZ|COBIZ FINANCIAL INC|RBCM|RBC CAPITAL MARKETS, LLC|13075
COBZ|COBIZ FINANCIAL INC|RILY|B. RILEY FBR, INC.|1228
COBZ|COBIZ FINANCIAL INC|SAGL|SAGETRADER, LLC|3926
COBZ|COBIZ FINANCIAL INC|SAGW|SAGETRADER, LLC|100
COBZ|COBIZ FINANCIAL INC|SBSH|Citigroup Global Markets Inc.|314235
COBZ|COBIZ FINANCIAL INC|SDLR|Sandler, O'Neill & Partners, L.P.|54528
COBZ|COBIZ FINANCIAL INC|SGMT|GOLDMAN SACHS & CO. LLC|242520
COBZ|COBIZ FINANCIAL INC|SPDR|SPEEDROUTE LLC|4140
COBZ|COBIZ FINANCIAL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
COBZ|COBIZ FINANCIAL INC|STFL|Stifel, Nicolaus & Company, Incorporated|1127
COBZ|COBIZ FINANCIAL INC|SWIM|TD Ameritrade, Inc.|4378
COBZ|COBIZ FINANCIAL INC|TKNG|ALLY INVEST SECURITIES LLC|4
COBZ|COBIZ FINANCIAL INC|TRBT|Tradebot Systems, Inc.|257722
COBZ|COBIZ FINANCIAL INC|TRCM|TRC MARKETS LLC|172173
COBZ|COBIZ FINANCIAL INC|UBSA|UBS SECURITIES LLC|358267
COBZ|COBIZ FINANCIAL INC|UBSS|UBS Securities LLC|506590
COBZ|COBIZ FINANCIAL INC|VALX|VIRTU AMERICAS LLC|3287
COBZ|COBIZ FINANCIAL INC|VGRD|Vanguard Marketing Corporation|31
COBZ|COBIZ FINANCIAL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
COBZ|COBIZ FINANCIAL INC|WCHV|WELLS FARGO SECURITIES, LLC|7949
COBZ|COBIZ FINANCIAL INC|WEED|Weeden & Co.L.P.|7613
COBZ|COBIZ FINANCIAL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29216
COBZ|COBIZ FINANCIAL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|290
COBZ|COBIZ FINANCIAL INC|WSEA|WOLVERINE SECURITIES, LLC|339
COBZ|COBIZ FINANCIAL INC|XIST|INSTINET, LLC|21500
COBZ|COBIZ FINANCIAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11276
COBZ|COBIZ FINANCIAL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|303
COCP|COCRYSTAL PHARMA CM|AGIS|Aegis Capital Corp.|9300
COCP|COCRYSTAL PHARMA CM|ALTX|Alternet Securities Inc.|2320
COCP|COCRYSTAL PHARMA CM|APCC|Apex Clearing Corporation|8977
COCP|COCRYSTAL PHARMA CM|BANK|Primevest Financial Services, Inc.|950
COCP|COCRYSTAL PHARMA CM|BATM|CBOE TRADING, INC.|5011
COCP|COCRYSTAL PHARMA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
COCP|COCRYSTAL PHARMA CM|BYXM|CBOE TRADING, INC.|1380
COCP|COCRYSTAL PHARMA CM|CHAS|Charles Schwab & Co., Inc.|3200
COCP|COCRYSTAL PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17037
COCP|COCRYSTAL PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4000
COCP|COCRYSTAL PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
COCP|COCRYSTAL PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25893
COCP|COCRYSTAL PHARMA CM|CTDL|Citadel Derivatives Group Llc|7938
COCP|COCRYSTAL PHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
COCP|COCRYSTAL PHARMA CM|DBAB|Deutsche Bank Securities Inc.|26700
COCP|COCRYSTAL PHARMA CM|DBAX|Deutsche Bank Securities Inc.|24800
COCP|COCRYSTAL PHARMA CM|DEAN|MORGAN STANLEY|2400
COCP|COCRYSTAL PHARMA CM|DEGS|RONIN PROFESSIONAL LLC|13006
COCP|COCRYSTAL PHARMA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10607
COCP|COCRYSTAL PHARMA CM|EBXL|EBX LLC|22000
COCP|COCRYSTAL PHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|12105
COCP|COCRYSTAL PHARMA CM|EDJO|Edward D. Jones & Co., L.P.|133
COCP|COCRYSTAL PHARMA CM|EGAM|CBOE TRADING, INC.|8116
COCP|COCRYSTAL PHARMA CM|EGXM|CBOE TRADING, INC.|2305
COCP|COCRYSTAL PHARMA CM|EGXW|CBOE TRADING, INC.|100
COCP|COCRYSTAL PHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|1740
COCP|COCRYSTAL PHARMA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
COCP|COCRYSTAL PHARMA CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2200
COCP|COCRYSTAL PHARMA CM|ETRS|E*Trade Securities LLC|182177
COCP|COCRYSTAL PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|37112
COCP|COCRYSTAL PHARMA CM|FILL|Tradestation Securities, Inc.|8300
COCP|COCRYSTAL PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|475482
COCP|COCRYSTAL PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24432
COCP|COCRYSTAL PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|7055
COCP|COCRYSTAL PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|49814
COCP|COCRYSTAL PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|204053
COCP|COCRYSTAL PHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|7815
COCP|COCRYSTAL PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|3290
COCP|COCRYSTAL PHARMA CM|GTSZ|GTS SECURITIES LLC|22540
COCP|COCRYSTAL PHARMA CM|HRBF|American Enterprise Investment Services Inc.|1860
COCP|COCRYSTAL PHARMA CM|IATS|INTERACTIVE BROKERS LLC|8347
COCP|COCRYSTAL PHARMA CM|IBKR|Interactive Brokers Llc|123367
COCP|COCRYSTAL PHARMA CM|ICBX|INSTINET, LLC|22200
COCP|COCRYSTAL PHARMA CM|INCA|INSTINET, LLC|61183
COCP|COCRYSTAL PHARMA CM|ITGI|ITG Inc.|27336
COCP|COCRYSTAL PHARMA CM|ITGP|ITG INC.|19600
COCP|COCRYSTAL PHARMA CM|JMPT|JUMP TRADING, LLC|489
COCP|COCRYSTAL PHARMA CM|JPMX|J.P. Morgan Securities LLC|47998
COCP|COCRYSTAL PHARMA CM|JSJX|JANE STREET CAPITAL LLC|1194
COCP|COCRYSTAL PHARMA CM|KCGM|VIRTU Americas LLC|9300
COCP|COCRYSTAL PHARMA CM|LEHM|Barclays Capital Inc./Le|61894
COCP|COCRYSTAL PHARMA CM|LIME|Lime Brokerage LLC|64452
COCP|COCRYSTAL PHARMA CM|LMGP|LIME BROKERAGE LLC|300
COCP|COCRYSTAL PHARMA CM|LPCM|Lampert Capital Markets Inc.|2644
COCP|COCRYSTAL PHARMA CM|LSCI|Lek Securities Corporation|19100
COCP|COCRYSTAL PHARMA CM|LTCO|Ladenburg, Thalmann & Co., Inc.|92100
COCP|COCRYSTAL PHARMA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6247
COCP|COCRYSTAL PHARMA CM|MICA|Spartan Securities Group, Ltd.|77000
COCP|COCRYSTAL PHARMA CM|MKMP|MKM Partners LLC|17961
COCP|COCRYSTAL PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26138
COCP|COCRYSTAL PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|354911
COCP|COCRYSTAL PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|11500
COCP|COCRYSTAL PHARMA CM|NFSC|National Financial Services LLC|266049
COCP|COCRYSTAL PHARMA CM|NITE|VIRTU Americas LLC|731892
COCP|COCRYSTAL PHARMA CM|NQRB|Brut, LLC|8100
COCP|COCRYSTAL PHARMA CM|OPCO|Oppenheimer & Co. Inc.|962
COCP|COCRYSTAL PHARMA CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7576
COCP|COCRYSTAL PHARMA CM|PDQM|CODA MARKETS, INC.|83575
COCP|COCRYSTAL PHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|13806
COCP|COCRYSTAL PHARMA CM|SAGL|SAGETRADER, LLC|2576
COCP|COCRYSTAL PHARMA CM|SALI|INTL FCSTONE FINANCIAL INC.|1800
COCP|COCRYSTAL PHARMA CM|SBSH|Citigroup Global Markets Inc.|28795
COCP|COCRYSTAL PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|28815
COCP|COCRYSTAL PHARMA CM|SPDR|SPEEDROUTE LLC|6789
COCP|COCRYSTAL PHARMA CM|SWIM|TD Ameritrade, Inc.|185687
COCP|COCRYSTAL PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|13956
COCP|COCRYSTAL PHARMA CM|TRCM|TRC MARKETS LLC|2698
COCP|COCRYSTAL PHARMA CM|UBSA|UBS SECURITIES LLC|109567
COCP|COCRYSTAL PHARMA CM|UBSS|UBS Securities LLC|180644
COCP|COCRYSTAL PHARMA CM|VGRD|Vanguard Marketing Corporation|10744
COCP|COCRYSTAL PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|60228
COCP|COCRYSTAL PHARMA CM|WEDB|WEDBUSH SECURITIES INC.|19500
COCP|COCRYSTAL PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|1180
COCP|COCRYSTAL PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
COCP|COCRYSTAL PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|6957
COCP|COCRYSTAL PHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1093
CODA|CODA OCTOPUS CS|BAYT|BTIG, LLC|10367
CODA|CODA OCTOPUS CS|CHAS|Charles Schwab & Co., Inc.|2600
CODA|CODA OCTOPUS CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
CODA|CODA OCTOPUS CS|CTDL|Citadel Derivatives Group Llc|35
CODA|CODA OCTOPUS CS|DBAB|Deutsche Bank Securities Inc.|1100
CODA|CODA OCTOPUS CS|DEGS|RONIN PROFESSIONAL LLC|3020
CODA|CODA OCTOPUS CS|EBXL|EBX LLC|300
CODA|CODA OCTOPUS CS|EGXW|CBOE TRADING, INC.|3000
CODA|CODA OCTOPUS CS|ETRS|E*Trade Securities LLC|120
CODA|CODA OCTOPUS CS|FBCO|Credit Suisse Securities (USA) LLC|576
CODA|CODA OCTOPUS CS|FOMA|TD AMERITRADE CLEARING, INC.|18531
CODA|CODA OCTOPUS CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145
CODA|CODA OCTOPUS CS|GEBB|GLOBAL EXECUTION BROKERS, LP|293
CODA|CODA OCTOPUS CS|GLPX|ACS EXECUTION SERVICES, LLC|35
CODA|CODA OCTOPUS CS|GSCO|GOLDMAN SACHS & CO. LLC|1403
CODA|CODA OCTOPUS CS|GTSZ|GTS SECURITIES LLC|400
CODA|CODA OCTOPUS CS|IBKR|Interactive Brokers Llc|8496
CODA|CODA OCTOPUS CS|INCA|INSTINET, LLC|1497
CODA|CODA OCTOPUS CS|ITGI|ITG Inc.|100
CODA|CODA OCTOPUS CS|LEHM|Barclays Capital Inc./Le|54
CODA|CODA OCTOPUS CS|LIME|Lime Brokerage LLC|9090
CODA|CODA OCTOPUS CS|MSCO|MORGAN STANLEY & CO. LLC|16518
CODA|CODA OCTOPUS CS|MSPL|MORGAN STANLEY & CO. LLC|200
CODA|CODA OCTOPUS CS|NFSC|National Financial Services LLC|12295
CODA|CODA OCTOPUS CS|NITE|VIRTU Americas LLC|13610
CODA|CODA OCTOPUS CS|NQRB|Brut, LLC|100
CODA|CODA OCTOPUS CS|PDQM|CODA MARKETS, INC.|35
CODA|CODA OCTOPUS CS|RILY|B. RILEY FBR, INC.|3110
CODA|CODA OCTOPUS CS|SBSH|Citigroup Global Markets Inc.|301
CODA|CODA OCTOPUS CS|SPDR|SPEEDROUTE LLC|100
CODA|CODA OCTOPUS CS|SWIM|TD Ameritrade, Inc.|5772
CODA|CODA OCTOPUS CS|SWST|Hilltop Securities Inc.|200
CODA|CODA OCTOPUS CS|TKNG|ALLY INVEST SECURITIES LLC|546
CODA|CODA OCTOPUS CS|TRCM|TRC MARKETS LLC|3073
CODA|CODA OCTOPUS CS|UBSA|UBS SECURITIES LLC|337
CODA|CODA OCTOPUS CS|UBSS|UBS Securities LLC|2124
CODA|CODA OCTOPUS CS|WSEA|WOLVERINE SECURITIES, LLC|1373
CODA|CODA OCTOPUS CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
CODI|COMPASS DIVERSFD HLD|AGIS|Aegis Capital Corp.|1100
CODI|COMPASS DIVERSFD HLD|ANOS|ABEL/NOSER, L.L.C.|2077
CODI|COMPASS DIVERSFD HLD|APCC|Apex Clearing Corporation|36
CODI|COMPASS DIVERSFD HLD|BARD|Robert W. Baird & Co. Incorporated|4600
CODI|COMPASS DIVERSFD HLD|BBNT|BB&T SECURITIES, LLC|900
CODI|COMPASS DIVERSFD HLD|BERN|Sanford C. Bernstein & Co., LLC|900
CODI|COMPASS DIVERSFD HLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|356
CODI|COMPASS DIVERSFD HLD|BZYD|GOLDMAN SACHS & CO. LLC|2500
CODI|COMPASS DIVERSFD HLD|CHAS|Charles Schwab & Co., Inc.|5340
CODI|COMPASS DIVERSFD HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14371
CODI|COMPASS DIVERSFD HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10257
CODI|COMPASS DIVERSFD HLD|CTDL|Citadel Derivatives Group Llc|90
CODI|COMPASS DIVERSFD HLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1540
CODI|COMPASS DIVERSFD HLD|DBAB|Deutsche Bank Securities Inc.|4016
CODI|COMPASS DIVERSFD HLD|DBAX|Deutsche Bank Securities Inc.|17600
CODI|COMPASS DIVERSFD HLD|DEAN|MORGAN STANLEY|12606
CODI|COMPASS DIVERSFD HLD|DEGS|RONIN PROFESSIONAL LLC|31
CODI|COMPASS DIVERSFD HLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
CODI|COMPASS DIVERSFD HLD|EBXL|EBX LLC|3900
CODI|COMPASS DIVERSFD HLD|EDJO|Edward D. Jones & Co., L.P.|9450
CODI|COMPASS DIVERSFD HLD|EGAM|CBOE TRADING, INC.|1267
CODI|COMPASS DIVERSFD HLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1959
CODI|COMPASS DIVERSFD HLD|ETRS|E*Trade Securities LLC|103362
CODI|COMPASS DIVERSFD HLD|FBSB|U.S. Bancorp Investments, Inc.|915
CODI|COMPASS DIVERSFD HLD|FINX|FINTECH SECURITIES|900
CODI|COMPASS DIVERSFD HLD|FMAF|NBCN Inc./ CDS|1310
CODI|COMPASS DIVERSFD HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7720
CODI|COMPASS DIVERSFD HLD|FTBR|Foliofn Investments, Inc.|1090
CODI|COMPASS DIVERSFD HLD|GLIS|TD Securities Inc|200
CODI|COMPASS DIVERSFD HLD|GSCO|GOLDMAN SACHS & CO. LLC|13565
CODI|COMPASS DIVERSFD HLD|GSLT|GOLDMAN SACHS & CO. LLC|200
CODI|COMPASS DIVERSFD HLD|GTSZ|GTS SECURITIES LLC|3073
CODI|COMPASS DIVERSFD HLD|HAPX|HAP Trading, LLC|97
CODI|COMPASS DIVERSFD HLD|HRBF|American Enterprise Investment Services Inc.|17030
CODI|COMPASS DIVERSFD HLD|IBKR|Interactive Brokers Llc|7851
CODI|COMPASS DIVERSFD HLD|ICBX|INSTINET, LLC|1580
CODI|COMPASS DIVERSFD HLD|INCA|INSTINET, LLC|4937
CODI|COMPASS DIVERSFD HLD|INJX|INSTINET, LLC|1790
CODI|COMPASS DIVERSFD HLD|ITGI|ITG Inc.|2004
CODI|COMPASS DIVERSFD HLD|ITGP|ITG INC.|19800
CODI|COMPASS DIVERSFD HLD|JANY|Janney Montgomery Scott Inc.|4897
CODI|COMPASS DIVERSFD HLD|JEFF|JEFFERIES LLC|14334
CODI|COMPASS DIVERSFD HLD|JMPT|JUMP TRADING, LLC|230
CODI|COMPASS DIVERSFD HLD|JPMX|J.P. Morgan Securities LLC|25730
CODI|COMPASS DIVERSFD HLD|KCGM|VIRTU Americas LLC|880
CODI|COMPASS DIVERSFD HLD|LEHM|Barclays Capital Inc./Le|22700
CODI|COMPASS DIVERSFD HLD|LIME|Lime Brokerage LLC|16037
CODI|COMPASS DIVERSFD HLD|LSCI|Lek Securities Corporation|4
CODI|COMPASS DIVERSFD HLD|MACC|Mid Atlantic Capital Corporation|100
CODI|COMPASS DIVERSFD HLD|MCMF|Raymond James Ltd. Cds|1000
CODI|COMPASS DIVERSFD HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14660
CODI|COMPASS DIVERSFD HLD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CODI|COMPASS DIVERSFD HLD|MSCO|MORGAN STANLEY & CO. LLC|63677
CODI|COMPASS DIVERSFD HLD|MSPL|MORGAN STANLEY & CO. LLC|3300
CODI|COMPASS DIVERSFD HLD|NFSC|National Financial Services LLC|221625
CODI|COMPASS DIVERSFD HLD|NITE|VIRTU Americas LLC|233636
CODI|COMPASS DIVERSFD HLD|OPCO|Oppenheimer & Co. Inc.|1603
CODI|COMPASS DIVERSFD HLD|PDQM|CODA MARKETS, INC.|4125
CODI|COMPASS DIVERSFD HLD|PWJC|UBS Financial Services, Inc.|7350
CODI|COMPASS DIVERSFD HLD|RBCM|RBC CAPITAL MARKETS, LLC|2768
CODI|COMPASS DIVERSFD HLD|SALI|INTL FCSTONE FINANCIAL INC.|750
CODI|COMPASS DIVERSFD HLD|SBSH|Citigroup Global Markets Inc.|5449
CODI|COMPASS DIVERSFD HLD|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1000
CODI|COMPASS DIVERSFD HLD|SGMT|GOLDMAN SACHS & CO. LLC|8123
CODI|COMPASS DIVERSFD HLD|SPDR|SPEEDROUTE LLC|1600
CODI|COMPASS DIVERSFD HLD|SSBS|STATE STREET GLOBAL MARKETS, LLC|9400
CODI|COMPASS DIVERSFD HLD|STFL|Stifel, Nicolaus & Company, Incorporated|3947
CODI|COMPASS DIVERSFD HLD|STKP|STOCKPILE INVESTMENTS, INC.|94
CODI|COMPASS DIVERSFD HLD|SWIM|TD Ameritrade, Inc.|5419
CODI|COMPASS DIVERSFD HLD|SWST|Hilltop Securities Inc.|416
CODI|COMPASS DIVERSFD HLD|TKNG|ALLY INVEST SECURITIES LLC|2216
CODI|COMPASS DIVERSFD HLD|TRBT|Tradebot Systems, Inc.|1047
CODI|COMPASS DIVERSFD HLD|TRCM|TRC MARKETS LLC|1210
CODI|COMPASS DIVERSFD HLD|UBSA|UBS SECURITIES LLC|56187
CODI|COMPASS DIVERSFD HLD|UBSS|UBS Securities LLC|75628
CODI|COMPASS DIVERSFD HLD|VALX|VIRTU AMERICAS LLC|4218
CODI|COMPASS DIVERSFD HLD|VGRD|Vanguard Marketing Corporation|25545
CODI|COMPASS DIVERSFD HLD|WBPX|SUMMIT SECURITIES GROUP, LLC|240
CODI|COMPASS DIVERSFD HLD|WCHV|WELLS FARGO SECURITIES, LLC|73130
CODI|COMPASS DIVERSFD HLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8294
CODI|COMPASS DIVERSFD HLD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
CODI|COMPASS DIVERSFD HLD|WSEA|WOLVERINE SECURITIES, LLC|3324
CODI|COMPASS DIVERSFD HLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|8428
CODI|COMPASS DIVERSFD HLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17777
CODI$A|COMPASS DVRSFD 7.25|ALTX|Alternet Securities Inc.|1100
CODI$A|COMPASS DVRSFD 7.25|BKMM|BNY MELLON CAPITAL MARKETS, LLC|520
CODI$A|COMPASS DVRSFD 7.25|CHAS|Charles Schwab & Co., Inc.|2000
CODI$A|COMPASS DVRSFD 7.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4693
CODI$A|COMPASS DVRSFD 7.25|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CODI$A|COMPASS DVRSFD 7.25|DBAX|Deutsche Bank Securities Inc.|2400
CODI$A|COMPASS DVRSFD 7.25|DEAN|MORGAN STANLEY|11726
CODI$A|COMPASS DVRSFD 7.25|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|146958
CODI$A|COMPASS DVRSFD 7.25|EBXL|EBX LLC|1700
CODI$A|COMPASS DVRSFD 7.25|EGXM|CBOE TRADING, INC.|734
CODI$A|COMPASS DVRSFD 7.25|ETRS|E*Trade Securities LLC|1625
CODI$A|COMPASS DVRSFD 7.25|GLPX|ACS EXECUTION SERVICES, LLC|4422
CODI$A|COMPASS DVRSFD 7.25|GSCO|GOLDMAN SACHS & CO. LLC|22300
CODI$A|COMPASS DVRSFD 7.25|GSLT|GOLDMAN SACHS & CO. LLC|32100
CODI$A|COMPASS DVRSFD 7.25|GTSZ|GTS SECURITIES LLC|1300
CODI$A|COMPASS DVRSFD 7.25|IATS|INTERACTIVE BROKERS LLC|900
CODI$A|COMPASS DVRSFD 7.25|IBKR|Interactive Brokers Llc|61227
CODI$A|COMPASS DVRSFD 7.25|ICBX|INSTINET, LLC|1600
CODI$A|COMPASS DVRSFD 7.25|INCA|INSTINET, LLC|2046
CODI$A|COMPASS DVRSFD 7.25|INJX|INSTINET, LLC|100
CODI$A|COMPASS DVRSFD 7.25|ITGI|ITG Inc.|49417
CODI$A|COMPASS DVRSFD 7.25|ITGP|ITG INC.|800
CODI$A|COMPASS DVRSFD 7.25|JANY|Janney Montgomery Scott Inc.|600
CODI$A|COMPASS DVRSFD 7.25|JPMX|J.P. Morgan Securities LLC|3600
CODI$A|COMPASS DVRSFD 7.25|KCGM|VIRTU Americas LLC|1300
CODI$A|COMPASS DVRSFD 7.25|LEHM|Barclays Capital Inc./Le|800
CODI$A|COMPASS DVRSFD 7.25|LIME|Lime Brokerage LLC|651
CODI$A|COMPASS DVRSFD 7.25|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CODI$A|COMPASS DVRSFD 7.25|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
CODI$A|COMPASS DVRSFD 7.25|MSCO|MORGAN STANLEY & CO. LLC|57218
CODI$A|COMPASS DVRSFD 7.25|MSPL|MORGAN STANLEY & CO. LLC|100
CODI$A|COMPASS DVRSFD 7.25|NFSC|National Financial Services LLC|30537
CODI$A|COMPASS DVRSFD 7.25|NITE|VIRTU Americas LLC|52871
CODI$A|COMPASS DVRSFD 7.25|NQRB|Brut, LLC|1400
CODI$A|COMPASS DVRSFD 7.25|PCPT|PHILLIP CAPITAL INC.|1704
CODI$A|COMPASS DVRSFD 7.25|PDQM|CODA MARKETS, INC.|5222
CODI$A|COMPASS DVRSFD 7.25|PWJC|UBS Financial Services, Inc.|300
CODI$A|COMPASS DVRSFD 7.25|SGMT|GOLDMAN SACHS & CO. LLC|668
CODI$A|COMPASS DVRSFD 7.25|SPDR|SPEEDROUTE LLC|500
CODI$A|COMPASS DVRSFD 7.25|SWIM|TD Ameritrade, Inc.|2400
CODI$A|COMPASS DVRSFD 7.25|UBSA|UBS SECURITIES LLC|6499
CODI$A|COMPASS DVRSFD 7.25|UBSS|UBS Securities LLC|7500
CODI$A|COMPASS DVRSFD 7.25|VGRD|Vanguard Marketing Corporation|175
CODI$A|COMPASS DVRSFD 7.25|VNDM|Wall Street Access|1100
CODI$A|COMPASS DVRSFD 7.25|WCHV|WELLS FARGO SECURITIES, LLC|11550
CODI$A|COMPASS DVRSFD 7.25|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CODI$A|COMPASS DVRSFD 7.25|XSTM|NATIONAL FINANCIAL SERVICES LLC|2580
CODI$A|COMPASS DVRSFD 7.25|YLPL|Linsco/Private Ledger Financial Services, Incorporated|327
CODI$B|COMPASS 7.875% SER B|ALTX|Alternet Securities Inc.|1600
CODI$B|COMPASS 7.875% SER B|BBNT|BB&T SECURITIES, LLC|1679
CODI$B|COMPASS 7.875% SER B|BNCH|The Benchmark Company, LLC|2500
CODI$B|COMPASS 7.875% SER B|CHAS|Charles Schwab & Co., Inc.|2000
CODI$B|COMPASS 7.875% SER B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
CODI$B|COMPASS 7.875% SER B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
CODI$B|COMPASS 7.875% SER B|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
CODI$B|COMPASS 7.875% SER B|DBAX|Deutsche Bank Securities Inc.|1300
CODI$B|COMPASS 7.875% SER B|DEAN|MORGAN STANLEY|46773
CODI$B|COMPASS 7.875% SER B|EBXL|EBX LLC|1000
CODI$B|COMPASS 7.875% SER B|EGAM|CBOE TRADING, INC.|200
CODI$B|COMPASS 7.875% SER B|ETRS|E*Trade Securities LLC|825
CODI$B|COMPASS 7.875% SER B|GLPX|ACS EXECUTION SERVICES, LLC|2590
CODI$B|COMPASS 7.875% SER B|GSLT|GOLDMAN SACHS & CO. LLC|100
CODI$B|COMPASS 7.875% SER B|IATS|INTERACTIVE BROKERS LLC|1161
CODI$B|COMPASS 7.875% SER B|IBKR|Interactive Brokers Llc|10050
CODI$B|COMPASS 7.875% SER B|INCA|INSTINET, LLC|2314
CODI$B|COMPASS 7.875% SER B|ITGI|ITG Inc.|4070
CODI$B|COMPASS 7.875% SER B|JANY|Janney Montgomery Scott Inc.|500
CODI$B|COMPASS 7.875% SER B|JPMX|J.P. Morgan Securities LLC|580
CODI$B|COMPASS 7.875% SER B|KCGM|VIRTU Americas LLC|200
CODI$B|COMPASS 7.875% SER B|LEHM|Barclays Capital Inc./Le|400
CODI$B|COMPASS 7.875% SER B|LIME|Lime Brokerage LLC|122
CODI$B|COMPASS 7.875% SER B|LSCI|Lek Securities Corporation|100
CODI$B|COMPASS 7.875% SER B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|159
CODI$B|COMPASS 7.875% SER B|MAXM|Maxim Group LLC|1000
CODI$B|COMPASS 7.875% SER B|MSCO|MORGAN STANLEY & CO. LLC|6300
CODI$B|COMPASS 7.875% SER B|NFSC|National Financial Services LLC|6925
CODI$B|COMPASS 7.875% SER B|NITE|VIRTU Americas LLC|52258
CODI$B|COMPASS 7.875% SER B|NQRB|Brut, LLC|200
CODI$B|COMPASS 7.875% SER B|PDQM|CODA MARKETS, INC.|3890
CODI$B|COMPASS 7.875% SER B|PWJC|UBS Financial Services, Inc.|3700
CODI$B|COMPASS 7.875% SER B|RBCM|RBC CAPITAL MARKETS, LLC|2675
CODI$B|COMPASS 7.875% SER B|SALI|INTL FCSTONE FINANCIAL INC.|524
CODI$B|COMPASS 7.875% SER B|SBSH|Citigroup Global Markets Inc.|123
CODI$B|COMPASS 7.875% SER B|SGMT|GOLDMAN SACHS & CO. LLC|700
CODI$B|COMPASS 7.875% SER B|SPDR|SPEEDROUTE LLC|273
CODI$B|COMPASS 7.875% SER B|SPHN|Stephens Inc.|10590
CODI$B|COMPASS 7.875% SER B|SWST|Hilltop Securities Inc.|26303
CODI$B|COMPASS 7.875% SER B|UBSA|UBS SECURITIES LLC|4954
CODI$B|COMPASS 7.875% SER B|UBSS|UBS Securities LLC|11838
CODI$B|COMPASS 7.875% SER B|VGRD|Vanguard Marketing Corporation|1000
CODI$B|COMPASS 7.875% SER B|VNDM|Wall Street Access|5300
CODI$B|COMPASS 7.875% SER B|WBLR|WILLIAM BLAIR|8500
CODI$B|COMPASS 7.875% SER B|WBNF|WILLIAM BLAIR|2000
CODI$B|COMPASS 7.875% SER B|WCHV|WELLS FARGO SECURITIES, LLC|17241
CODI$B|COMPASS 7.875% SER B|WEDB|WEDBUSH SECURITIES INC.|500
CODI$B|COMPASS 7.875% SER B|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CODX|CO-DIAGNOSTICS CM|AGIS|Aegis Capital Corp.|4015
CODX|CO-DIAGNOSTICS CM|ALTX|Alternet Securities Inc.|29117
CODX|CO-DIAGNOSTICS CM|APCC|Apex Clearing Corporation|453457
CODX|CO-DIAGNOSTICS CM|BANK|Primevest Financial Services, Inc.|1500
CODX|CO-DIAGNOSTICS CM|BATM|CBOE TRADING, INC.|2941
CODX|CO-DIAGNOSTICS CM|BAYT|BTIG, LLC|4380
CODX|CO-DIAGNOSTICS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|113702
CODX|CO-DIAGNOSTICS CM|BNCH|The Benchmark Company, LLC|76864
CODX|CO-DIAGNOSTICS CM|BTIG|BTIG, LLC|48276
CODX|CO-DIAGNOSTICS CM|BYXM|CBOE TRADING, INC.|6800
CODX|CO-DIAGNOSTICS CM|CHAS|Charles Schwab & Co., Inc.|33760
CODX|CO-DIAGNOSTICS CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1600
CODX|CO-DIAGNOSTICS CM|CNTR|PRECISION SECURITIES, LLC|7138
CODX|CO-DIAGNOSTICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54399
CODX|CO-DIAGNOSTICS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|156403
CODX|CO-DIAGNOSTICS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|281183
CODX|CO-DIAGNOSTICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|343812
CODX|CO-DIAGNOSTICS CM|CTDL|Citadel Derivatives Group Llc|4903
CODX|CO-DIAGNOSTICS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|20390
CODX|CO-DIAGNOSTICS CM|DBAB|Deutsche Bank Securities Inc.|5470
CODX|CO-DIAGNOSTICS CM|DBAX|Deutsche Bank Securities Inc.|61500
CODX|CO-DIAGNOSTICS CM|DBUL|Deutsche Bank Securities Inc.|650
CODX|CO-DIAGNOSTICS CM|DEAN|MORGAN STANLEY|1478
CODX|CO-DIAGNOSTICS CM|DEGS|RONIN PROFESSIONAL LLC|700
CODX|CO-DIAGNOSTICS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6829
CODX|CO-DIAGNOSTICS CM|EBXL|EBX LLC|121700
CODX|CO-DIAGNOSTICS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|13074
CODX|CO-DIAGNOSTICS CM|EDJO|Edward D. Jones & Co., L.P.|1164
CODX|CO-DIAGNOSTICS CM|EGAM|CBOE TRADING, INC.|38413
CODX|CO-DIAGNOSTICS CM|EGAW|CBOE TRADING, INC.|50181
CODX|CO-DIAGNOSTICS CM|EGXM|CBOE TRADING, INC.|37267
CODX|CO-DIAGNOSTICS CM|EGXW|CBOE TRADING, INC.|93465
CODX|CO-DIAGNOSTICS CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|8
CODX|CO-DIAGNOSTICS CM|ETBE|Electronic Transaction Clearing, Inc.|2768
CODX|CO-DIAGNOSTICS CM|ETCC|Electronic Transaction Clearing, Inc.|5400
CODX|CO-DIAGNOSTICS CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|15850
CODX|CO-DIAGNOSTICS CM|ETRS|E*Trade Securities LLC|2919559
CODX|CO-DIAGNOSTICS CM|FBCO|Credit Suisse Securities (USA) LLC|512121
CODX|CO-DIAGNOSTICS CM|FILL|Tradestation Securities, Inc.|110385
CODX|CO-DIAGNOSTICS CM|FMAF|NBCN Inc./ CDS|68564
CODX|CO-DIAGNOSTICS CM|FOMA|TD AMERITRADE CLEARING, INC.|3504134
CODX|CO-DIAGNOSTICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27707
CODX|CO-DIAGNOSTICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|20700
CODX|CO-DIAGNOSTICS CM|GLPX|ACS EXECUTION SERVICES, LLC|228626
CODX|CO-DIAGNOSTICS CM|GSCO|GOLDMAN SACHS & CO. LLC|46253
CODX|CO-DIAGNOSTICS CM|GSCS|GOLDMAN SACHS & CO. LLC|58261
CODX|CO-DIAGNOSTICS CM|GSLT|GOLDMAN SACHS & CO. LLC|51867
CODX|CO-DIAGNOSTICS CM|GTSZ|GTS SECURITIES LLC|55822
CODX|CO-DIAGNOSTICS CM|HRBF|American Enterprise Investment Services Inc.|1397
CODX|CO-DIAGNOSTICS CM|IATS|INTERACTIVE BROKERS LLC|195539
CODX|CO-DIAGNOSTICS CM|IBKR|Interactive Brokers Llc|1561981
CODX|CO-DIAGNOSTICS CM|ICBX|INSTINET, LLC|43176
CODX|CO-DIAGNOSTICS CM|INCA|INSTINET, LLC|516717
CODX|CO-DIAGNOSTICS CM|INJX|INSTINET, LLC|100
CODX|CO-DIAGNOSTICS CM|ITGI|ITG Inc.|129631
CODX|CO-DIAGNOSTICS CM|ITGP|ITG INC.|51400
CODX|CO-DIAGNOSTICS CM|JMPT|JUMP TRADING, LLC|24996
CODX|CO-DIAGNOSTICS CM|JPMX|J.P. Morgan Securities LLC|65660
CODX|CO-DIAGNOSTICS CM|JSJX|JANE STREET CAPITAL LLC|21170
CODX|CO-DIAGNOSTICS CM|KCGM|VIRTU Americas LLC|47504
CODX|CO-DIAGNOSTICS CM|LEHM|Barclays Capital Inc./Le|176096
CODX|CO-DIAGNOSTICS CM|LGNT|COR CLEARING LLC|686
CODX|CO-DIAGNOSTICS CM|LIME|Lime Brokerage LLC|116600
CODX|CO-DIAGNOSTICS CM|LSCI|Lek Securities Corporation|11821
CODX|CO-DIAGNOSTICS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9996
CODX|CO-DIAGNOSTICS CM|MAVB|Great Point Capital LLC|400
CODX|CO-DIAGNOSTICS CM|MAXM|Maxim Group LLC|2400
CODX|CO-DIAGNOSTICS CM|MBTS|ALLY INVEST SECURITIES LLC|2140
CODX|CO-DIAGNOSTICS CM|MICA|Spartan Securities Group, Ltd.|30954
CODX|CO-DIAGNOSTICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22000
CODX|CO-DIAGNOSTICS CM|MOTF|MOTIF INVESTING, INC.|49
CODX|CO-DIAGNOSTICS CM|MSCO|MORGAN STANLEY & CO. LLC|1369682
CODX|CO-DIAGNOSTICS CM|MSPL|MORGAN STANLEY & CO. LLC|16000
CODX|CO-DIAGNOSTICS CM|NFSC|National Financial Services LLC|2024342
CODX|CO-DIAGNOSTICS CM|NITE|VIRTU Americas LLC|5774142
CODX|CO-DIAGNOSTICS CM|NQRB|Brut, LLC|5525
CODX|CO-DIAGNOSTICS CM|OPCO|Oppenheimer & Co. Inc.|450
CODX|CO-DIAGNOSTICS CM|PCFF|Pacific International Securities Inc./CDS|1061
CODX|CO-DIAGNOSTICS CM|PCPT|PHILLIP CAPITAL INC.|5540
CODX|CO-DIAGNOSTICS CM|PDQM|CODA MARKETS, INC.|396014
CODX|CO-DIAGNOSTICS CM|POIN|PRECISION SECURITIES, LLC (POIN)|7022
CODX|CO-DIAGNOSTICS CM|PWJC|UBS Financial Services, Inc.|3000
CODX|CO-DIAGNOSTICS CM|RAJA|Raymond James & Associates, Inc.|28900
CODX|CO-DIAGNOSTICS CM|RBCM|RBC CAPITAL MARKETS, LLC|4500
CODX|CO-DIAGNOSTICS CM|RGLD|Regal Securities, Inc|195
CODX|CO-DIAGNOSTICS CM|SAGL|SAGETRADER, LLC|4607
CODX|CO-DIAGNOSTICS CM|SBSH|Citigroup Global Markets Inc.|25594
CODX|CO-DIAGNOSTICS CM|SGMT|GOLDMAN SACHS & CO. LLC|58219
CODX|CO-DIAGNOSTICS CM|SOGO|Wang Investment Associates, Inc.|250
CODX|CO-DIAGNOSTICS CM|SPDR|SPEEDROUTE LLC|257540
CODX|CO-DIAGNOSTICS CM|SPNT|SEVEN POINTS CAPITAL, LLC|1700
CODX|CO-DIAGNOSTICS CM|SPTD|MINT GLOBAL MARKETS, INC.|52702
CODX|CO-DIAGNOSTICS CM|STXG|Stockcross Financial Services, Inc.|200
CODX|CO-DIAGNOSTICS CM|SWIM|TD Ameritrade, Inc.|2907130
CODX|CO-DIAGNOSTICS CM|SWST|Hilltop Securities Inc.|5500
CODX|CO-DIAGNOSTICS CM|TKNG|ALLY INVEST SECURITIES LLC|65898
CODX|CO-DIAGNOSTICS CM|TRCM|TRC MARKETS LLC|7713
CODX|CO-DIAGNOSTICS CM|TWTT|TASTYWORKS, INC.|11867
CODX|CO-DIAGNOSTICS CM|UBSA|UBS SECURITIES LLC|441993
CODX|CO-DIAGNOSTICS CM|UBSS|UBS Securities LLC|294134
CODX|CO-DIAGNOSTICS CM|VALX|VIRTU AMERICAS LLC|8117
CODX|CO-DIAGNOSTICS CM|VERT|The Vertical Trading Group, LLC|400
CODX|CO-DIAGNOSTICS CM|VGRD|Vanguard Marketing Corporation|20195
CODX|CO-DIAGNOSTICS CM|VIEW|VIEWTRADE SECURITIES LLC|4400
CODX|CO-DIAGNOSTICS CM|VSIN|Vision Financial Markets Llc|9372
CODX|CO-DIAGNOSTICS CM|WCHV|WELLS FARGO SECURITIES, LLC|106305
CODX|CO-DIAGNOSTICS CM|WEDB|WEDBUSH SECURITIES INC.|874777
CODX|CO-DIAGNOSTICS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31541
CODX|CO-DIAGNOSTICS CM|WGIF|CIBC World Markets Inc.|57784
CODX|CO-DIAGNOSTICS CM|WHOT|JUST2TRADE, INC.|25
CODX|CO-DIAGNOSTICS CM|WSEA|WOLVERINE SECURITIES, LLC|248220
CODX|CO-DIAGNOSTICS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
CODX|CO-DIAGNOSTICS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|21993
COE|CHINA ONLINE EDU GRP|ALTX|Alternet Securities Inc.|250
COE|CHINA ONLINE EDU GRP|APCC|Apex Clearing Corporation|9
COE|CHINA ONLINE EDU GRP|BATM|CBOE TRADING, INC.|70
COE|CHINA ONLINE EDU GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
COE|CHINA ONLINE EDU GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
COE|CHINA ONLINE EDU GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|480
COE|CHINA ONLINE EDU GRP|DBAB|Deutsche Bank Securities Inc.|2000
COE|CHINA ONLINE EDU GRP|DBAX|Deutsche Bank Securities Inc.|4800
COE|CHINA ONLINE EDU GRP|EBXL|EBX LLC|600
COE|CHINA ONLINE EDU GRP|EGAM|CBOE TRADING, INC.|400
COE|CHINA ONLINE EDU GRP|ETRS|E*Trade Securities LLC|1400
COE|CHINA ONLINE EDU GRP|FILL|Tradestation Securities, Inc.|100
COE|CHINA ONLINE EDU GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|783
COE|CHINA ONLINE EDU GRP|FTBR|Foliofn Investments, Inc.|6
COE|CHINA ONLINE EDU GRP|GLIS|TD Securities Inc|1600
COE|CHINA ONLINE EDU GRP|GLPX|ACS EXECUTION SERVICES, LLC|199
COE|CHINA ONLINE EDU GRP|GSCO|GOLDMAN SACHS & CO. LLC|600
COE|CHINA ONLINE EDU GRP|GTSZ|GTS SECURITIES LLC|1700
COE|CHINA ONLINE EDU GRP|IATS|INTERACTIVE BROKERS LLC|11182
COE|CHINA ONLINE EDU GRP|IBKR|Interactive Brokers Llc|7069
COE|CHINA ONLINE EDU GRP|INCA|INSTINET, LLC|100
COE|CHINA ONLINE EDU GRP|ITGI|ITG Inc.|150
COE|CHINA ONLINE EDU GRP|ITGP|ITG INC.|2800
COE|CHINA ONLINE EDU GRP|JPMX|J.P. Morgan Securities LLC|2665
COE|CHINA ONLINE EDU GRP|LEHM|Barclays Capital Inc./Le|1300
COE|CHINA ONLINE EDU GRP|LIME|Lime Brokerage LLC|222
COE|CHINA ONLINE EDU GRP|MOTF|MOTIF INVESTING, INC.|2
COE|CHINA ONLINE EDU GRP|MSCO|MORGAN STANLEY & CO. LLC|1599
COE|CHINA ONLINE EDU GRP|MSPL|MORGAN STANLEY & CO. LLC|500
COE|CHINA ONLINE EDU GRP|NFSC|National Financial Services LLC|1165
COE|CHINA ONLINE EDU GRP|NITE|VIRTU Americas LLC|18779
COE|CHINA ONLINE EDU GRP|PCPT|PHILLIP CAPITAL INC.|480
COE|CHINA ONLINE EDU GRP|PDQM|CODA MARKETS, INC.|299
COE|CHINA ONLINE EDU GRP|SBSH|Citigroup Global Markets Inc.|2997
COE|CHINA ONLINE EDU GRP|SGMT|GOLDMAN SACHS & CO. LLC|400
COE|CHINA ONLINE EDU GRP|SPDR|SPEEDROUTE LLC|100
COE|CHINA ONLINE EDU GRP|SWIM|TD Ameritrade, Inc.|14226
COE|CHINA ONLINE EDU GRP|TRBT|Tradebot Systems, Inc.|200
COE|CHINA ONLINE EDU GRP|UBSA|UBS SECURITIES LLC|4489
COE|CHINA ONLINE EDU GRP|UBSS|UBS Securities LLC|11710
COE|CHINA ONLINE EDU GRP|VALX|VIRTU AMERICAS LLC|2250
COE|CHINA ONLINE EDU GRP|VGRD|Vanguard Marketing Corporation|357
COE|CHINA ONLINE EDU GRP|WCHV|WELLS FARGO SECURITIES, LLC|69
COE|CHINA ONLINE EDU GRP|WSEA|WOLVERINE SECURITIES, LLC|83
COE|CHINA ONLINE EDU GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
COF|CAPITAL ONE FINANCIA|ABLE|NATIXIS Securities Americas LLC|96503
COF|CAPITAL ONE FINANCIA|ALTX|Alternet Securities Inc.|12907
COF|CAPITAL ONE FINANCIA|ANOS|ABEL/NOSER, L.L.C.|2500
COF|CAPITAL ONE FINANCIA|APCC|Apex Clearing Corporation|1478
COF|CAPITAL ONE FINANCIA|AQUA|AQUA SECURITIES L.P.|2500
COF|CAPITAL ONE FINANCIA|BANK|Primevest Financial Services, Inc.|300
COF|CAPITAL ONE FINANCIA|BARD|Robert W. Baird & Co. Incorporated|1858
COF|CAPITAL ONE FINANCIA|BATM|CBOE TRADING, INC.|10185
COF|CAPITAL ONE FINANCIA|BAYC|BAY CREST PARTNERS, LLC|66
COF|CAPITAL ONE FINANCIA|BAYT|BTIG, LLC|2300
COF|CAPITAL ONE FINANCIA|BBNT|BB&T SECURITIES, LLC|6371
COF|CAPITAL ONE FINANCIA|BERN|Sanford C. Bernstein & Co., LLC|287484
COF|CAPITAL ONE FINANCIA|BIDS|BIDS TRADING L.P.|26100
COF|CAPITAL ONE FINANCIA|BIMI|Banca IMI Securities Corp.|170
COF|CAPITAL ONE FINANCIA|BKCM|BNY Mellon Capital Markets LLC|156
COF|CAPITAL ONE FINANCIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19783
COF|CAPITAL ONE FINANCIA|BLKX|INSTINET, LLC|36700
COF|CAPITAL ONE FINANCIA|BMOC|BMO Capital Markets Corp.|3766
COF|CAPITAL ONE FINANCIA|BNPX|BNP PARIBAS SECURITIES CORP.|136439
COF|CAPITAL ONE FINANCIA|BRGE|Newbridge Securities Corp.|1062
COF|CAPITAL ONE FINANCIA|BTIG|BTIG, LLC|41786
COF|CAPITAL ONE FINANCIA|BYXM|CBOE TRADING, INC.|3225
COF|CAPITAL ONE FINANCIA|BZYD|GOLDMAN SACHS & CO. LLC|930
COF|CAPITAL ONE FINANCIA|CABR|Cabrera Capital Markets, Inc.|75
COF|CAPITAL ONE FINANCIA|CANT|Cantor Fitzgerald & Co.|2167
COF|CAPITAL ONE FINANCIA|CBLC|CITIGROUP GLOBAL MARKETS INC.|17800
COF|CAPITAL ONE FINANCIA|CHAS|Charles Schwab & Co., Inc.|14900
COF|CAPITAL ONE FINANCIA|CIBP|CIBC World Markets Corp.|26901
COF|CAPITAL ONE FINANCIA|CIST|Capital Institutional Services, Inc.|2570
COF|CAPITAL ONE FINANCIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|291630
COF|CAPITAL ONE FINANCIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|201
COF|CAPITAL ONE FINANCIA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2648
COF|CAPITAL ONE FINANCIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|513779
COF|CAPITAL ONE FINANCIA|CTDL|Citadel Derivatives Group Llc|8625
COF|CAPITAL ONE FINANCIA|CTLR|CUTLER GROUP, LP|1641
COF|CAPITAL ONE FINANCIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|90024
COF|CAPITAL ONE FINANCIA|DADA|D.A. Davidson & Co.|610
COF|CAPITAL ONE FINANCIA|DAVA|Davenport & Company LLC|144885
COF|CAPITAL ONE FINANCIA|DBAB|Deutsche Bank Securities Inc.|655734
COF|CAPITAL ONE FINANCIA|DBAX|Deutsche Bank Securities Inc.|744700
COF|CAPITAL ONE FINANCIA|DBUL|Deutsche Bank Securities Inc.|600
COF|CAPITAL ONE FINANCIA|DCHF|Dart Executions, LLC|1227
COF|CAPITAL ONE FINANCIA|DEAN|MORGAN STANLEY|21656
COF|CAPITAL ONE FINANCIA|DEGS|RONIN PROFESSIONAL LLC|500
COF|CAPITAL ONE FINANCIA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11592
COF|CAPITAL ONE FINANCIA|DRWK|DRW SECURITIES, L.L.C.|2196
COF|CAPITAL ONE FINANCIA|EBXL|EBX LLC|365300
COF|CAPITAL ONE FINANCIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|11913
COF|CAPITAL ONE FINANCIA|EDJC|Edward Jones / CDS|1261
COF|CAPITAL ONE FINANCIA|EDJO|Edward D. Jones & Co., L.P.|20310
COF|CAPITAL ONE FINANCIA|EGAM|CBOE TRADING, INC.|23056
COF|CAPITAL ONE FINANCIA|EGAW|CBOE TRADING, INC.|232
COF|CAPITAL ONE FINANCIA|EGMT|EG MARKET TECHNOLOGIES LLC|1812
COF|CAPITAL ONE FINANCIA|EGXM|CBOE TRADING, INC.|5344
COF|CAPITAL ONE FINANCIA|EGXW|CBOE TRADING, INC.|1
COF|CAPITAL ONE FINANCIA|ELEV|ELEVATION, LLC|1625
COF|CAPITAL ONE FINANCIA|ETBE|Electronic Transaction Clearing, Inc.|50120
COF|CAPITAL ONE FINANCIA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
COF|CAPITAL ONE FINANCIA|ETCC|Electronic Transaction Clearing, Inc.|816
COF|CAPITAL ONE FINANCIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56500
COF|CAPITAL ONE FINANCIA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1600
COF|CAPITAL ONE FINANCIA|ETRS|E*Trade Securities LLC|112633
COF|CAPITAL ONE FINANCIA|FIDT|Fidelity Clearing Canada ULC./ CDS|1
COF|CAPITAL ONE FINANCIA|FILL|Tradestation Securities, Inc.|9543
COF|CAPITAL ONE FINANCIA|FINX|FINTECH SECURITIES|1608
COF|CAPITAL ONE FINANCIA|FMAF|NBCN Inc./ CDS|17476
COF|CAPITAL ONE FINANCIA|FMCO|First Manhattan Co|100
COF|CAPITAL ONE FINANCIA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|51941
COF|CAPITAL ONE FINANCIA|FQLS|Quantlab Securities LP|455644
COF|CAPITAL ONE FINANCIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|116812
COF|CAPITAL ONE FINANCIA|FTBR|Foliofn Investments, Inc.|11399
COF|CAPITAL ONE FINANCIA|GEBB|GLOBAL EXECUTION BROKERS, LP|11430
COF|CAPITAL ONE FINANCIA|GLIS|TD Securities Inc|900
COF|CAPITAL ONE FINANCIA|GLPX|ACS EXECUTION SERVICES, LLC|51493
COF|CAPITAL ONE FINANCIA|GSCO|GOLDMAN SACHS & CO. LLC|2154764
COF|CAPITAL ONE FINANCIA|GSCS|GOLDMAN SACHS & CO. LLC|3033
COF|CAPITAL ONE FINANCIA|GSLT|GOLDMAN SACHS & CO. LLC|24073
COF|CAPITAL ONE FINANCIA|GTSZ|GTS SECURITIES LLC|260590
COF|CAPITAL ONE FINANCIA|GUGS|Guggenheim Securities, LLC|25000
COF|CAPITAL ONE FINANCIA|HAPX|HAP Trading, LLC|100
COF|CAPITAL ONE FINANCIA|HRBF|American Enterprise Investment Services Inc.|6338
COF|CAPITAL ONE FINANCIA|HSBC|HSBC Securities, Inc.|455
COF|CAPITAL ONE FINANCIA|IATS|INTERACTIVE BROKERS LLC|13200
COF|CAPITAL ONE FINANCIA|IBKR|Interactive Brokers Llc|11667
COF|CAPITAL ONE FINANCIA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2094
COF|CAPITAL ONE FINANCIA|ICBX|INSTINET, LLC|84106
COF|CAPITAL ONE FINANCIA|IEQY|CITADEL SECURITIES LLC|96091
COF|CAPITAL ONE FINANCIA|INCA|INSTINET, LLC|373732
COF|CAPITAL ONE FINANCIA|INJX|INSTINET, LLC|11385
COF|CAPITAL ONE FINANCIA|INTL|INTL FCSTONE FINANCIAL INC.|37
COF|CAPITAL ONE FINANCIA|ITGI|ITG Inc.|151591
COF|CAPITAL ONE FINANCIA|ITGP|ITG INC.|226400
COF|CAPITAL ONE FINANCIA|JANY|Janney Montgomery Scott Inc.|7473
COF|CAPITAL ONE FINANCIA|JEFF|JEFFERIES LLC|296905
COF|CAPITAL ONE FINANCIA|JMPT|JUMP TRADING, LLC|98662
COF|CAPITAL ONE FINANCIA|JONE|JonesTrading|9040
COF|CAPITAL ONE FINANCIA|JPBX|J.P. MORGAN SECURITIES LLC|152626
COF|CAPITAL ONE FINANCIA|JPMX|J.P. Morgan Securities LLC|664087
COF|CAPITAL ONE FINANCIA|JSJX|JANE STREET CAPITAL LLC|10820
COF|CAPITAL ONE FINANCIA|KBWI|Keefe, Bruyette & Woods, Inc.|3273
COF|CAPITAL ONE FINANCIA|KCGM|VIRTU Americas LLC|92622
COF|CAPITAL ONE FINANCIA|LEHM|Barclays Capital Inc./Le|1050114
COF|CAPITAL ONE FINANCIA|LIME|Lime Brokerage LLC|141219
COF|CAPITAL ONE FINANCIA|LIWD|LIME BROKERAGE LLC|2256
COF|CAPITAL ONE FINANCIA|LOOP|Loop Capital Markets LLC|11138
COF|CAPITAL ONE FINANCIA|LQNA|LIQUIDNET, INC.|115100
COF|CAPITAL ONE FINANCIA|LSCI|Lek Securities Corporation|2083
COF|CAPITAL ONE FINANCIA|MACC|Mid Atlantic Capital Corporation|5612
COF|CAPITAL ONE FINANCIA|MACQ|Macquarie Capital (USA) Inc.|100
COF|CAPITAL ONE FINANCIA|MAXM|Maxim Group LLC|25257
COF|CAPITAL ONE FINANCIA|MCMF|Raymond James Ltd. Cds|1196
COF|CAPITAL ONE FINANCIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|153791
COF|CAPITAL ONE FINANCIA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
COF|CAPITAL ONE FINANCIA|MOTF|MOTIF INVESTING, INC.|12
COF|CAPITAL ONE FINANCIA|MSCO|MORGAN STANLEY & CO. LLC|3038795
COF|CAPITAL ONE FINANCIA|MSPL|MORGAN STANLEY & CO. LLC|284200
COF|CAPITAL ONE FINANCIA|MSTX|MORGAN STANLEY & CO. LLC|234600
COF|CAPITAL ONE FINANCIA|NFSC|National Financial Services LLC|292874
COF|CAPITAL ONE FINANCIA|NITE|VIRTU Americas LLC|716419
COF|CAPITAL ONE FINANCIA|NITP|VIRTU Americas LLC|100
COF|CAPITAL ONE FINANCIA|NQRB|Brut, LLC|17566
COF|CAPITAL ONE FINANCIA|NTBF|BMO Nesbitt Burns Inc./CDS|5712
COF|CAPITAL ONE FINANCIA|NTRC|Northern Trust Securities, Inc.|4149
COF|CAPITAL ONE FINANCIA|OHOS|TWO SIGMA SECURITIES, LLC|169643
COF|CAPITAL ONE FINANCIA|OPCO|Oppenheimer & Co. Inc.|6147
COF|CAPITAL ONE FINANCIA|PDQM|CODA MARKETS, INC.|58012
COF|CAPITAL ONE FINANCIA|PHLY|NASDAQ Execution Services, LLC|5272
COF|CAPITAL ONE FINANCIA|PICT|Pictet Overseas Inc.|180
COF|CAPITAL ONE FINANCIA|PNSR|Penserra Securities, LLC|7000
COF|CAPITAL ONE FINANCIA|PWJC|UBS Financial Services, Inc.|2660
COF|CAPITAL ONE FINANCIA|QMSR|QUATTRO M SECURITIES INC.|2244
COF|CAPITAL ONE FINANCIA|RBCM|RBC CAPITAL MARKETS, LLC|27066
COF|CAPITAL ONE FINANCIA|SAGL|SAGETRADER, LLC|70120
COF|CAPITAL ONE FINANCIA|SAGW|SAGETRADER, LLC|6
COF|CAPITAL ONE FINANCIA|SBSH|Citigroup Global Markets Inc.|471767
COF|CAPITAL ONE FINANCIA|SEIC|SEI Investments Distribution Co.|2220
COF|CAPITAL ONE FINANCIA|SGMT|GOLDMAN SACHS & CO. LLC|188443
COF|CAPITAL ONE FINANCIA|SJLS|TRADE INFORMATICS LLC|400
COF|CAPITAL ONE FINANCIA|SPDR|SPEEDROUTE LLC|28994
COF|CAPITAL ONE FINANCIA|SPHN|Stephens Inc.|60
COF|CAPITAL ONE FINANCIA|SSBS|STATE STREET GLOBAL MARKETS, LLC|442
COF|CAPITAL ONE FINANCIA|STFL|Stifel, Nicolaus & Company, Incorporated|5838
COF|CAPITAL ONE FINANCIA|STKP|STOCKPILE INVESTMENTS, INC.|130
COF|CAPITAL ONE FINANCIA|STXG|Stockcross Financial Services, Inc.|3
COF|CAPITAL ONE FINANCIA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11394
COF|CAPITAL ONE FINANCIA|SWIM|TD Ameritrade, Inc.|29466
COF|CAPITAL ONE FINANCIA|SWST|Hilltop Securities Inc.|12656
COF|CAPITAL ONE FINANCIA|TAGC|TELSEY ADVISORY GROUP LLC|5
COF|CAPITAL ONE FINANCIA|TDSI|TD Securities (USA) LLC|600
COF|CAPITAL ONE FINANCIA|TKNG|ALLY INVEST SECURITIES LLC|1103
COF|CAPITAL ONE FINANCIA|TRBT|Tradebot Systems, Inc.|288348
COF|CAPITAL ONE FINANCIA|TRCM|TRC MARKETS LLC|424934
COF|CAPITAL ONE FINANCIA|UBSA|UBS SECURITIES LLC|876125
COF|CAPITAL ONE FINANCIA|UBSS|UBS Securities LLC|1295265
COF|CAPITAL ONE FINANCIA|VALX|VIRTU AMERICAS LLC|18938
COF|CAPITAL ONE FINANCIA|VERT|The Vertical Trading Group, LLC|111528
COF|CAPITAL ONE FINANCIA|VGRD|Vanguard Marketing Corporation|15100
COF|CAPITAL ONE FINANCIA|WABR|Wall Street Access|1932
COF|CAPITAL ONE FINANCIA|WBLR|WILLIAM BLAIR|145
COF|CAPITAL ONE FINANCIA|WBPX|SUMMIT SECURITIES GROUP, LLC|3300
COF|CAPITAL ONE FINANCIA|WCHV|WELLS FARGO SECURITIES, LLC|116300
COF|CAPITAL ONE FINANCIA|WDNX|WEEDEN & CO.L.P.|1926
COF|CAPITAL ONE FINANCIA|WEDB|WEDBUSH SECURITIES INC.|6560
COF|CAPITAL ONE FINANCIA|WEED|Weeden & Co.L.P.|1683
COF|CAPITAL ONE FINANCIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68407
COF|CAPITAL ONE FINANCIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54039
COF|CAPITAL ONE FINANCIA|WGIF|CIBC World Markets Inc.|825
COF|CAPITAL ONE FINANCIA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4851
COF|CAPITAL ONE FINANCIA|WSEA|WOLVERINE SECURITIES, LLC|20946
COF|CAPITAL ONE FINANCIA|WTCO|Williams Trading LLC|1200
COF|CAPITAL ONE FINANCIA|XIST|INSTINET, LLC|41142
COF|CAPITAL ONE FINANCIA|XPQR|Jump Trading|800
COF|CAPITAL ONE FINANCIA|XPUS|XP SECURITIES, LLC|711
COF|CAPITAL ONE FINANCIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|79178
COF|CAPITAL ONE FINANCIA|YKNA|COMHAR CAPITAL MARKETS, LLC|2141
COF|CAPITAL ONE FINANCIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11640
COF$C|CAPITAL ONE FINL COR|ALTX|Alternet Securities Inc.|890
COF$C|CAPITAL ONE FINL COR|BANK|Primevest Financial Services, Inc.|2128
COF$C|CAPITAL ONE FINL COR|BARD|Robert W. Baird & Co. Incorporated|72
COF$C|CAPITAL ONE FINL COR|BATM|CBOE TRADING, INC.|700
COF$C|CAPITAL ONE FINL COR|BBNT|BB&T SECURITIES, LLC|71
COF$C|CAPITAL ONE FINL COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4672
COF$C|CAPITAL ONE FINL COR|BTIG|BTIG, LLC|3221
COF$C|CAPITAL ONE FINL COR|CABR|Cabrera Capital Markets, Inc.|3200
COF$C|CAPITAL ONE FINL COR|CHAS|Charles Schwab & Co., Inc.|186
COF$C|CAPITAL ONE FINL COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|118
COF$C|CAPITAL ONE FINL COR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
COF$C|CAPITAL ONE FINL COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5652
COF$C|CAPITAL ONE FINL COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|290
COF$C|CAPITAL ONE FINL COR|DBAX|Deutsche Bank Securities Inc.|4500
COF$C|CAPITAL ONE FINL COR|DEAN|MORGAN STANLEY|11312
COF$C|CAPITAL ONE FINL COR|EBXL|EBX LLC|4500
COF$C|CAPITAL ONE FINL COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|5895
COF$C|CAPITAL ONE FINL COR|EDJO|Edward D. Jones & Co., L.P.|3786
COF$C|CAPITAL ONE FINL COR|EGXM|CBOE TRADING, INC.|300
COF$C|CAPITAL ONE FINL COR|ETRS|E*Trade Securities LLC|1278
COF$C|CAPITAL ONE FINL COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193
COF$C|CAPITAL ONE FINL COR|FTBR|Foliofn Investments, Inc.|1
COF$C|CAPITAL ONE FINL COR|GLPX|ACS EXECUTION SERVICES, LLC|1431
COF$C|CAPITAL ONE FINL COR|GSCO|GOLDMAN SACHS & CO. LLC|7960
COF$C|CAPITAL ONE FINL COR|HRBF|American Enterprise Investment Services Inc.|5359
COF$C|CAPITAL ONE FINL COR|IATS|INTERACTIVE BROKERS LLC|1200
COF$C|CAPITAL ONE FINL COR|IBKR|Interactive Brokers Llc|1600
COF$C|CAPITAL ONE FINL COR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|767
COF$C|CAPITAL ONE FINL COR|ICBX|INSTINET, LLC|400
COF$C|CAPITAL ONE FINL COR|INCA|INSTINET, LLC|8952
COF$C|CAPITAL ONE FINL COR|ITGI|ITG Inc.|9992
COF$C|CAPITAL ONE FINL COR|ITGP|ITG INC.|400
COF$C|CAPITAL ONE FINL COR|JANY|Janney Montgomery Scott Inc.|2679
COF$C|CAPITAL ONE FINL COR|JPMX|J.P. Morgan Securities LLC|400
COF$C|CAPITAL ONE FINL COR|JSEB|JANE STREET EXECUTION SERVICES, LLC|1672
COF$C|CAPITAL ONE FINL COR|KCGM|VIRTU Americas LLC|3921
COF$C|CAPITAL ONE FINL COR|LEHM|Barclays Capital Inc./Le|2400
COF$C|CAPITAL ONE FINL COR|LIME|Lime Brokerage LLC|865
COF$C|CAPITAL ONE FINL COR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1218
COF$C|CAPITAL ONE FINL COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5100
COF$C|CAPITAL ONE FINL COR|MSCO|MORGAN STANLEY & CO. LLC|27744
COF$C|CAPITAL ONE FINL COR|MSPL|MORGAN STANLEY & CO. LLC|2200
COF$C|CAPITAL ONE FINL COR|NFSC|National Financial Services LLC|11527
COF$C|CAPITAL ONE FINL COR|NITE|VIRTU Americas LLC|46449
COF$C|CAPITAL ONE FINL COR|NQRB|Brut, LLC|2827
COF$C|CAPITAL ONE FINL COR|OLDM|OLD MISSION CAPITAL, LLC|509
COF$C|CAPITAL ONE FINL COR|OPCO|Oppenheimer & Co. Inc.|2000
COF$C|CAPITAL ONE FINL COR|PDQM|CODA MARKETS, INC.|2237
COF$C|CAPITAL ONE FINL COR|PWJC|UBS Financial Services, Inc.|1235
COF$C|CAPITAL ONE FINL COR|RBCM|RBC CAPITAL MARKETS, LLC|1860
COF$C|CAPITAL ONE FINL COR|SALI|INTL FCSTONE FINANCIAL INC.|14
COF$C|CAPITAL ONE FINL COR|SBSH|Citigroup Global Markets Inc.|945
COF$C|CAPITAL ONE FINL COR|SEIC|SEI Investments Distribution Co.|100
COF$C|CAPITAL ONE FINL COR|SGMT|GOLDMAN SACHS & CO. LLC|6395
COF$C|CAPITAL ONE FINL COR|SPDR|SPEEDROUTE LLC|500
COF$C|CAPITAL ONE FINL COR|STFL|Stifel, Nicolaus & Company, Incorporated|4053
COF$C|CAPITAL ONE FINL COR|SWIM|TD Ameritrade, Inc.|3600
COF$C|CAPITAL ONE FINL COR|TRBT|Tradebot Systems, Inc.|6422
COF$C|CAPITAL ONE FINL COR|UBSA|UBS SECURITIES LLC|15706
COF$C|CAPITAL ONE FINL COR|UBSS|UBS Securities LLC|30100
COF$C|CAPITAL ONE FINL COR|VGRD|Vanguard Marketing Corporation|154
COF$C|CAPITAL ONE FINL COR|WCHV|WELLS FARGO SECURITIES, LLC|19785
COF$C|CAPITAL ONE FINL COR|WEDB|WEDBUSH SECURITIES INC.|194
COF$C|CAPITAL ONE FINL COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|444
COF$C|CAPITAL ONE FINL COR|YKNA|COMHAR CAPITAL MARKETS, LLC|316
COF$C|CAPITAL ONE FINL COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3074
COF$D|CAPITAL ONE FINL COR|ALTX|Alternet Securities Inc.|678
COF$D|CAPITAL ONE FINL COR|APCC|Apex Clearing Corporation|110
COF$D|CAPITAL ONE FINL COR|BARD|Robert W. Baird & Co. Incorporated|186
COF$D|CAPITAL ONE FINL COR|BATM|CBOE TRADING, INC.|100
COF$D|CAPITAL ONE FINL COR|BBNT|BB&T SECURITIES, LLC|604
COF$D|CAPITAL ONE FINL COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1110
COF$D|CAPITAL ONE FINL COR|BRGE|Newbridge Securities Corp.|100
COF$D|CAPITAL ONE FINL COR|BTIG|BTIG, LLC|15442
COF$D|CAPITAL ONE FINL COR|BYXM|CBOE TRADING, INC.|500
COF$D|CAPITAL ONE FINL COR|CHAS|Charles Schwab & Co., Inc.|109
COF$D|CAPITAL ONE FINL COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
COF$D|CAPITAL ONE FINL COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11524
COF$D|CAPITAL ONE FINL COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|10370
COF$D|CAPITAL ONE FINL COR|DAVA|Davenport & Company LLC|100
COF$D|CAPITAL ONE FINL COR|DBAX|Deutsche Bank Securities Inc.|24800
COF$D|CAPITAL ONE FINL COR|DEAN|MORGAN STANLEY|23282
COF$D|CAPITAL ONE FINL COR|EBXL|EBX LLC|9000
COF$D|CAPITAL ONE FINL COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2807
COF$D|CAPITAL ONE FINL COR|EDJO|Edward D. Jones & Co., L.P.|1271
COF$D|CAPITAL ONE FINL COR|EGAM|CBOE TRADING, INC.|200
COF$D|CAPITAL ONE FINL COR|EGXM|CBOE TRADING, INC.|100
COF$D|CAPITAL ONE FINL COR|ETRS|E*Trade Securities LLC|3
COF$D|CAPITAL ONE FINL COR|FINX|FINTECH SECURITIES|138
COF$D|CAPITAL ONE FINL COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|659
COF$D|CAPITAL ONE FINL COR|FTBR|Foliofn Investments, Inc.|129
COF$D|CAPITAL ONE FINL COR|GLPX|ACS EXECUTION SERVICES, LLC|3416
COF$D|CAPITAL ONE FINL COR|GSCO|GOLDMAN SACHS & CO. LLC|6496
COF$D|CAPITAL ONE FINL COR|GSCS|GOLDMAN SACHS & CO. LLC|100
COF$D|CAPITAL ONE FINL COR|GTSZ|GTS SECURITIES LLC|100
COF$D|CAPITAL ONE FINL COR|HRBF|American Enterprise Investment Services Inc.|3807
COF$D|CAPITAL ONE FINL COR|IATS|INTERACTIVE BROKERS LLC|100
COF$D|CAPITAL ONE FINL COR|IBKR|Interactive Brokers Llc|12733
COF$D|CAPITAL ONE FINL COR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|727
COF$D|CAPITAL ONE FINL COR|ICBX|INSTINET, LLC|7900
COF$D|CAPITAL ONE FINL COR|INCA|INSTINET, LLC|8788
COF$D|CAPITAL ONE FINL COR|ITGI|ITG Inc.|2827
COF$D|CAPITAL ONE FINL COR|ITGP|ITG INC.|200
COF$D|CAPITAL ONE FINL COR|JANY|Janney Montgomery Scott Inc.|6781
COF$D|CAPITAL ONE FINL COR|JEFF|JEFFERIES LLC|86148
COF$D|CAPITAL ONE FINL COR|JPMX|J.P. Morgan Securities LLC|11990
COF$D|CAPITAL ONE FINL COR|JSEB|JANE STREET EXECUTION SERVICES, LLC|1336
COF$D|CAPITAL ONE FINL COR|KCGM|VIRTU Americas LLC|4040
COF$D|CAPITAL ONE FINL COR|LEHM|Barclays Capital Inc./Le|9400
COF$D|CAPITAL ONE FINL COR|LIME|Lime Brokerage LLC|1084
COF$D|CAPITAL ONE FINL COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10870
COF$D|CAPITAL ONE FINL COR|MSCO|MORGAN STANLEY & CO. LLC|23988
COF$D|CAPITAL ONE FINL COR|MSPL|MORGAN STANLEY & CO. LLC|6400
COF$D|CAPITAL ONE FINL COR|NFSC|National Financial Services LLC|10704
COF$D|CAPITAL ONE FINL COR|NITE|VIRTU Americas LLC|47227
COF$D|CAPITAL ONE FINL COR|NQRB|Brut, LLC|1000
COF$D|CAPITAL ONE FINL COR|NTRC|Northern Trust Securities, Inc.|200
COF$D|CAPITAL ONE FINL COR|OLDM|OLD MISSION CAPITAL, LLC|100
COF$D|CAPITAL ONE FINL COR|OPCO|Oppenheimer & Co. Inc.|874
COF$D|CAPITAL ONE FINL COR|PDQM|CODA MARKETS, INC.|4694
COF$D|CAPITAL ONE FINL COR|PWJC|UBS Financial Services, Inc.|10442
COF$D|CAPITAL ONE FINL COR|RBCM|RBC CAPITAL MARKETS, LLC|5949
COF$D|CAPITAL ONE FINL COR|SAGL|SAGETRADER, LLC|200
COF$D|CAPITAL ONE FINL COR|SALI|INTL FCSTONE FINANCIAL INC.|133
COF$D|CAPITAL ONE FINL COR|SBSH|Citigroup Global Markets Inc.|88
COF$D|CAPITAL ONE FINL COR|SEIC|SEI Investments Distribution Co.|100
COF$D|CAPITAL ONE FINL COR|SGMT|GOLDMAN SACHS & CO. LLC|15927
COF$D|CAPITAL ONE FINL COR|SPDR|SPEEDROUTE LLC|2352
COF$D|CAPITAL ONE FINL COR|STFL|Stifel, Nicolaus & Company, Incorporated|205
COF$D|CAPITAL ONE FINL COR|SWIM|TD Ameritrade, Inc.|3300
COF$D|CAPITAL ONE FINL COR|TRBT|Tradebot Systems, Inc.|6798
COF$D|CAPITAL ONE FINL COR|UBSA|UBS SECURITIES LLC|52097
COF$D|CAPITAL ONE FINL COR|UBSS|UBS Securities LLC|45273
COF$D|CAPITAL ONE FINL COR|VGRD|Vanguard Marketing Corporation|2826
COF$D|CAPITAL ONE FINL COR|WCHV|WELLS FARGO SECURITIES, LLC|79293
COF$D|CAPITAL ONE FINL COR|WEDB|WEDBUSH SECURITIES INC.|134
COF$D|CAPITAL ONE FINL COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|335
COF$D|CAPITAL ONE FINL COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
COF$D|CAPITAL ONE FINL COR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
COF$D|CAPITAL ONE FINL COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1951
COF$F|CAPITAL ONE SERIES F|BARD|Robert W. Baird & Co. Incorporated|149
COF$F|CAPITAL ONE SERIES F|BATM|CBOE TRADING, INC.|200
COF$F|CAPITAL ONE SERIES F|BBNT|BB&T SECURITIES, LLC|174
COF$F|CAPITAL ONE SERIES F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46
COF$F|CAPITAL ONE SERIES F|BNCH|The Benchmark Company, LLC|4000
COF$F|CAPITAL ONE SERIES F|CHAS|Charles Schwab & Co., Inc.|149
COF$F|CAPITAL ONE SERIES F|CICF|Canaccord Genuity Corp.|30
COF$F|CAPITAL ONE SERIES F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
COF$F|CAPITAL ONE SERIES F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7287
COF$F|CAPITAL ONE SERIES F|CXCX|CITIGROUP GLOBAL MARKETS INC.|2952
COF$F|CAPITAL ONE SERIES F|DAVA|Davenport & Company LLC|100
COF$F|CAPITAL ONE SERIES F|DBAX|Deutsche Bank Securities Inc.|7100
COF$F|CAPITAL ONE SERIES F|DEAN|MORGAN STANLEY|13087
COF$F|CAPITAL ONE SERIES F|EBXL|EBX LLC|1500
COF$F|CAPITAL ONE SERIES F|ECUT|CONVERGEX EXECUTION SOLUTIONS|1013
COF$F|CAPITAL ONE SERIES F|EDJO|Edward D. Jones & Co., L.P.|7
COF$F|CAPITAL ONE SERIES F|ETRS|E*Trade Securities LLC|301
COF$F|CAPITAL ONE SERIES F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1506
COF$F|CAPITAL ONE SERIES F|FTBR|Foliofn Investments, Inc.|186
COF$F|CAPITAL ONE SERIES F|GLPX|ACS EXECUTION SERVICES, LLC|3812
COF$F|CAPITAL ONE SERIES F|GSCO|GOLDMAN SACHS & CO. LLC|1200
COF$F|CAPITAL ONE SERIES F|GTSZ|GTS SECURITIES LLC|362
COF$F|CAPITAL ONE SERIES F|HRBF|American Enterprise Investment Services Inc.|1326
COF$F|CAPITAL ONE SERIES F|IATS|INTERACTIVE BROKERS LLC|200
COF$F|CAPITAL ONE SERIES F|IBKR|Interactive Brokers Llc|1712
COF$F|CAPITAL ONE SERIES F|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|401
COF$F|CAPITAL ONE SERIES F|ICBX|INSTINET, LLC|100
COF$F|CAPITAL ONE SERIES F|INCA|INSTINET, LLC|664
COF$F|CAPITAL ONE SERIES F|INJX|INSTINET, LLC|500
COF$F|CAPITAL ONE SERIES F|ITGI|ITG Inc.|262
COF$F|CAPITAL ONE SERIES F|ITGP|ITG INC.|400
COF$F|CAPITAL ONE SERIES F|JANY|Janney Montgomery Scott Inc.|2916
COF$F|CAPITAL ONE SERIES F|JEFF|JEFFERIES LLC|400
COF$F|CAPITAL ONE SERIES F|JPMX|J.P. Morgan Securities LLC|1800
COF$F|CAPITAL ONE SERIES F|JSEB|JANE STREET EXECUTION SERVICES, LLC|1296
COF$F|CAPITAL ONE SERIES F|JSJX|JANE STREET CAPITAL LLC|100
COF$F|CAPITAL ONE SERIES F|KCGM|VIRTU Americas LLC|14
COF$F|CAPITAL ONE SERIES F|LEHM|Barclays Capital Inc./Le|2400
COF$F|CAPITAL ONE SERIES F|LIME|Lime Brokerage LLC|724
COF$F|CAPITAL ONE SERIES F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|126
COF$F|CAPITAL ONE SERIES F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
COF$F|CAPITAL ONE SERIES F|MSCO|MORGAN STANLEY & CO. LLC|13788
COF$F|CAPITAL ONE SERIES F|NFSC|National Financial Services LLC|16453
COF$F|CAPITAL ONE SERIES F|NITE|VIRTU Americas LLC|42488
COF$F|CAPITAL ONE SERIES F|NQRB|Brut, LLC|1537
COF$F|CAPITAL ONE SERIES F|NTRC|Northern Trust Securities, Inc.|200
COF$F|CAPITAL ONE SERIES F|OLDM|OLD MISSION CAPITAL, LLC|250
COF$F|CAPITAL ONE SERIES F|PDQM|CODA MARKETS, INC.|5895
COF$F|CAPITAL ONE SERIES F|PWJC|UBS Financial Services, Inc.|17800
COF$F|CAPITAL ONE SERIES F|RBCM|RBC CAPITAL MARKETS, LLC|1972
COF$F|CAPITAL ONE SERIES F|SBSH|Citigroup Global Markets Inc.|39
COF$F|CAPITAL ONE SERIES F|SGMT|GOLDMAN SACHS & CO. LLC|1812
COF$F|CAPITAL ONE SERIES F|SPDR|SPEEDROUTE LLC|600
COF$F|CAPITAL ONE SERIES F|STFL|Stifel, Nicolaus & Company, Incorporated|3729
COF$F|CAPITAL ONE SERIES F|SWST|Hilltop Securities Inc.|102
COF$F|CAPITAL ONE SERIES F|TRBT|Tradebot Systems, Inc.|2350
COF$F|CAPITAL ONE SERIES F|UBSA|UBS SECURITIES LLC|9081
COF$F|CAPITAL ONE SERIES F|UBSS|UBS Securities LLC|35967
COF$F|CAPITAL ONE SERIES F|VGRD|Vanguard Marketing Corporation|815
COF$F|CAPITAL ONE SERIES F|WCHV|WELLS FARGO SECURITIES, LLC|61703
COF$F|CAPITAL ONE SERIES F|WEDB|WEDBUSH SECURITIES INC.|1264
COF$F|CAPITAL ONE SERIES F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|592
COF$F|CAPITAL ONE SERIES F|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
COF$F|CAPITAL ONE SERIES F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6144
COF$G|CAPITAL ONE PFD G|AGIS|Aegis Capital Corp.|3560
COF$G|CAPITAL ONE PFD G|ALTX|Alternet Securities Inc.|200
COF$G|CAPITAL ONE PFD G|BARD|Robert W. Baird & Co. Incorporated|3227
COF$G|CAPITAL ONE PFD G|BBNT|BB&T SECURITIES, LLC|300
COF$G|CAPITAL ONE PFD G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5195
COF$G|CAPITAL ONE PFD G|BNCH|The Benchmark Company, LLC|1300
COF$G|CAPITAL ONE PFD G|CHAS|Charles Schwab & Co., Inc.|35
COF$G|CAPITAL ONE PFD G|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13959
COF$G|CAPITAL ONE PFD G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2869
COF$G|CAPITAL ONE PFD G|CXCX|CITIGROUP GLOBAL MARKETS INC.|330
COF$G|CAPITAL ONE PFD G|DADA|D.A. Davidson & Co.|500
COF$G|CAPITAL ONE PFD G|DAVA|Davenport & Company LLC|2200
COF$G|CAPITAL ONE PFD G|DBAX|Deutsche Bank Securities Inc.|10800
COF$G|CAPITAL ONE PFD G|DEAN|MORGAN STANLEY|115164
COF$G|CAPITAL ONE PFD G|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4699
COF$G|CAPITAL ONE PFD G|EBXL|EBX LLC|9700
COF$G|CAPITAL ONE PFD G|ECUT|CONVERGEX EXECUTION SOLUTIONS|2476
COF$G|CAPITAL ONE PFD G|EDJO|Edward D. Jones & Co., L.P.|720
COF$G|CAPITAL ONE PFD G|EGAM|CBOE TRADING, INC.|800
COF$G|CAPITAL ONE PFD G|EGXM|CBOE TRADING, INC.|290
COF$G|CAPITAL ONE PFD G|ETRS|E*Trade Securities LLC|13649
COF$G|CAPITAL ONE PFD G|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|141
COF$G|CAPITAL ONE PFD G|FTBR|Foliofn Investments, Inc.|10
COF$G|CAPITAL ONE PFD G|GLPX|ACS EXECUTION SERVICES, LLC|500
COF$G|CAPITAL ONE PFD G|GSCO|GOLDMAN SACHS & CO. LLC|3880
COF$G|CAPITAL ONE PFD G|HRBF|American Enterprise Investment Services Inc.|3217
COF$G|CAPITAL ONE PFD G|IATS|INTERACTIVE BROKERS LLC|1948
COF$G|CAPITAL ONE PFD G|IBKR|Interactive Brokers Llc|8090
COF$G|CAPITAL ONE PFD G|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|676
COF$G|CAPITAL ONE PFD G|ICBX|INSTINET, LLC|855
COF$G|CAPITAL ONE PFD G|INCA|INSTINET, LLC|1743
COF$G|CAPITAL ONE PFD G|INJX|INSTINET, LLC|400
COF$G|CAPITAL ONE PFD G|ITGI|ITG Inc.|1057
COF$G|CAPITAL ONE PFD G|ITGP|ITG INC.|600
COF$G|CAPITAL ONE PFD G|JANY|Janney Montgomery Scott Inc.|94401
COF$G|CAPITAL ONE PFD G|JEFF|JEFFERIES LLC|700
COF$G|CAPITAL ONE PFD G|JPMX|J.P. Morgan Securities LLC|5600
COF$G|CAPITAL ONE PFD G|JSEB|JANE STREET EXECUTION SERVICES, LLC|1592
COF$G|CAPITAL ONE PFD G|JSJX|JANE STREET CAPITAL LLC|300
COF$G|CAPITAL ONE PFD G|KCGM|VIRTU Americas LLC|1450
COF$G|CAPITAL ONE PFD G|LEHM|Barclays Capital Inc./Le|2600
COF$G|CAPITAL ONE PFD G|LIME|Lime Brokerage LLC|544
COF$G|CAPITAL ONE PFD G|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|450
COF$G|CAPITAL ONE PFD G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11000
COF$G|CAPITAL ONE PFD G|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|24000
COF$G|CAPITAL ONE PFD G|MSCO|MORGAN STANLEY & CO. LLC|16367
COF$G|CAPITAL ONE PFD G|MSPL|MORGAN STANLEY & CO. LLC|600
COF$G|CAPITAL ONE PFD G|NATL|National Securities Corporation|1000
COF$G|CAPITAL ONE PFD G|NBCS|NBC Securities, INC.|425
COF$G|CAPITAL ONE PFD G|NFSC|National Financial Services LLC|58490
COF$G|CAPITAL ONE PFD G|NITE|VIRTU Americas LLC|113857
COF$G|CAPITAL ONE PFD G|NQRB|Brut, LLC|3100
COF$G|CAPITAL ONE PFD G|OPCO|Oppenheimer & Co. Inc.|60
COF$G|CAPITAL ONE PFD G|PDQM|CODA MARKETS, INC.|2300
COF$G|CAPITAL ONE PFD G|PWJC|UBS Financial Services, Inc.|4949
COF$G|CAPITAL ONE PFD G|RBCM|RBC CAPITAL MARKETS, LLC|7624
COF$G|CAPITAL ONE PFD G|RILY|B. RILEY FBR, INC.|2362
COF$G|CAPITAL ONE PFD G|SALI|INTL FCSTONE FINANCIAL INC.|608
COF$G|CAPITAL ONE PFD G|SBSH|Citigroup Global Markets Inc.|53
COF$G|CAPITAL ONE PFD G|SEIC|SEI Investments Distribution Co.|100
COF$G|CAPITAL ONE PFD G|SGMT|GOLDMAN SACHS & CO. LLC|2464
COF$G|CAPITAL ONE PFD G|SPDR|SPEEDROUTE LLC|5300
COF$G|CAPITAL ONE PFD G|SPHN|Stephens Inc.|2200
COF$G|CAPITAL ONE PFD G|STFL|Stifel, Nicolaus & Company, Incorporated|14571
COF$G|CAPITAL ONE PFD G|SWIM|TD Ameritrade, Inc.|6800
COF$G|CAPITAL ONE PFD G|SWST|Hilltop Securities Inc.|375
COF$G|CAPITAL ONE PFD G|TRBT|Tradebot Systems, Inc.|211
COF$G|CAPITAL ONE PFD G|UBSA|UBS SECURITIES LLC|6844
COF$G|CAPITAL ONE PFD G|UBSS|UBS Securities LLC|51972
COF$G|CAPITAL ONE PFD G|VGRD|Vanguard Marketing Corporation|10859
COF$G|CAPITAL ONE PFD G|WCHV|WELLS FARGO SECURITIES, LLC|119497
COF$G|CAPITAL ONE PFD G|WEDB|WEDBUSH SECURITIES INC.|157
COF$G|CAPITAL ONE PFD G|WEXX|WOLVERINE EXECUTION SERVICES, LLC|356
COF$G|CAPITAL ONE PFD G|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
COF$G|CAPITAL ONE PFD G|YKNA|COMHAR CAPITAL MARKETS, LLC|200
COF$G|CAPITAL ONE PFD G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5976
COF$H|CAPITAL ONE SER H DP|AGIS|Aegis Capital Corp.|145
COF$H|CAPITAL ONE SER H DP|ALTX|Alternet Securities Inc.|600
COF$H|CAPITAL ONE SER H DP|BARD|Robert W. Baird & Co. Incorporated|161
COF$H|CAPITAL ONE SER H DP|BATM|CBOE TRADING, INC.|1200
COF$H|CAPITAL ONE SER H DP|BBNT|BB&T SECURITIES, LLC|160
COF$H|CAPITAL ONE SER H DP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|218
COF$H|CAPITAL ONE SER H DP|BTIG|BTIG, LLC|356
COF$H|CAPITAL ONE SER H DP|CHAS|Charles Schwab & Co., Inc.|56
COF$H|CAPITAL ONE SER H DP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1065
COF$H|CAPITAL ONE SER H DP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6003
COF$H|CAPITAL ONE SER H DP|DADA|D.A. Davidson & Co.|100
COF$H|CAPITAL ONE SER H DP|DBAX|Deutsche Bank Securities Inc.|4600
COF$H|CAPITAL ONE SER H DP|DEAN|MORGAN STANLEY|29293
COF$H|CAPITAL ONE SER H DP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2276
COF$H|CAPITAL ONE SER H DP|EBXL|EBX LLC|1600
COF$H|CAPITAL ONE SER H DP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1758
COF$H|CAPITAL ONE SER H DP|EGAM|CBOE TRADING, INC.|100
COF$H|CAPITAL ONE SER H DP|ETRS|E*Trade Securities LLC|482
COF$H|CAPITAL ONE SER H DP|FINX|FINTECH SECURITIES|65
COF$H|CAPITAL ONE SER H DP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2112
COF$H|CAPITAL ONE SER H DP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
COF$H|CAPITAL ONE SER H DP|GLPX|ACS EXECUTION SERVICES, LLC|1166
COF$H|CAPITAL ONE SER H DP|GSCO|GOLDMAN SACHS & CO. LLC|1658
COF$H|CAPITAL ONE SER H DP|GSCS|GOLDMAN SACHS & CO. LLC|400
COF$H|CAPITAL ONE SER H DP|GSLT|GOLDMAN SACHS & CO. LLC|100
COF$H|CAPITAL ONE SER H DP|GTSZ|GTS SECURITIES LLC|200
COF$H|CAPITAL ONE SER H DP|HRBF|American Enterprise Investment Services Inc.|13512
COF$H|CAPITAL ONE SER H DP|IBKR|Interactive Brokers Llc|2834
COF$H|CAPITAL ONE SER H DP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|504
COF$H|CAPITAL ONE SER H DP|ICBX|INSTINET, LLC|300
COF$H|CAPITAL ONE SER H DP|INCA|INSTINET, LLC|1319
COF$H|CAPITAL ONE SER H DP|ITGI|ITG Inc.|416
COF$H|CAPITAL ONE SER H DP|ITGP|ITG INC.|200
COF$H|CAPITAL ONE SER H DP|JANY|Janney Montgomery Scott Inc.|500
COF$H|CAPITAL ONE SER H DP|JEFF|JEFFERIES LLC|1274
COF$H|CAPITAL ONE SER H DP|JPMX|J.P. Morgan Securities LLC|600
COF$H|CAPITAL ONE SER H DP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1296
COF$H|CAPITAL ONE SER H DP|KCGM|VIRTU Americas LLC|300
COF$H|CAPITAL ONE SER H DP|LEHM|Barclays Capital Inc./Le|400
COF$H|CAPITAL ONE SER H DP|LIME|Lime Brokerage LLC|175
COF$H|CAPITAL ONE SER H DP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
COF$H|CAPITAL ONE SER H DP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
COF$H|CAPITAL ONE SER H DP|MSCO|MORGAN STANLEY & CO. LLC|16083
COF$H|CAPITAL ONE SER H DP|NFSC|National Financial Services LLC|25099
COF$H|CAPITAL ONE SER H DP|NITE|VIRTU Americas LLC|45462
COF$H|CAPITAL ONE SER H DP|NQRB|Brut, LLC|5788
COF$H|CAPITAL ONE SER H DP|PDQM|CODA MARKETS, INC.|1966
COF$H|CAPITAL ONE SER H DP|PWJC|UBS Financial Services, Inc.|5303
COF$H|CAPITAL ONE SER H DP|RBCM|RBC CAPITAL MARKETS, LLC|4733
COF$H|CAPITAL ONE SER H DP|SALI|INTL FCSTONE FINANCIAL INC.|46
COF$H|CAPITAL ONE SER H DP|SBSH|Citigroup Global Markets Inc.|7782
COF$H|CAPITAL ONE SER H DP|SGMT|GOLDMAN SACHS & CO. LLC|600
COF$H|CAPITAL ONE SER H DP|SPDR|SPEEDROUTE LLC|1000
COF$H|CAPITAL ONE SER H DP|STFL|Stifel, Nicolaus & Company, Incorporated|499
COF$H|CAPITAL ONE SER H DP|SWIM|TD Ameritrade, Inc.|1000
COF$H|CAPITAL ONE SER H DP|SWST|Hilltop Securities Inc.|46
COF$H|CAPITAL ONE SER H DP|TRBT|Tradebot Systems, Inc.|1782
COF$H|CAPITAL ONE SER H DP|UBSA|UBS SECURITIES LLC|5568
COF$H|CAPITAL ONE SER H DP|UBSS|UBS Securities LLC|28284
COF$H|CAPITAL ONE SER H DP|VGRD|Vanguard Marketing Corporation|358
COF$H|CAPITAL ONE SER H DP|WCHV|WELLS FARGO SECURITIES, LLC|168364
COF$H|CAPITAL ONE SER H DP|WEDB|WEDBUSH SECURITIES INC.|840
COF$H|CAPITAL ONE SER H DP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|550
COF$H|CAPITAL ONE SER H DP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
COF$H|CAPITAL ONE SER H DP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8061
COF$P|CAPITAL ONE FINANCIA|AGIS|Aegis Capital Corp.|6800
COF$P|CAPITAL ONE FINANCIA|ALTX|Alternet Securities Inc.|101
COF$P|CAPITAL ONE FINANCIA|BANK|Primevest Financial Services, Inc.|15
COF$P|CAPITAL ONE FINANCIA|BARD|Robert W. Baird & Co. Incorporated|400
COF$P|CAPITAL ONE FINANCIA|BATM|CBOE TRADING, INC.|409
COF$P|CAPITAL ONE FINANCIA|BBNT|BB&T SECURITIES, LLC|206
COF$P|CAPITAL ONE FINANCIA|BERN|Sanford C. Bernstein & Co., LLC|300
COF$P|CAPITAL ONE FINANCIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2997
COF$P|CAPITAL ONE FINANCIA|BOKI|BOK FINANCIAL SECURITIES, INC.|30200
COF$P|CAPITAL ONE FINANCIA|BTIG|BTIG, LLC|3622
COF$P|CAPITAL ONE FINANCIA|CABR|Cabrera Capital Markets, Inc.|1300
COF$P|CAPITAL ONE FINANCIA|CHAS|Charles Schwab & Co., Inc.|538
COF$P|CAPITAL ONE FINANCIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
COF$P|CAPITAL ONE FINANCIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11162
COF$P|CAPITAL ONE FINANCIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|9400
COF$P|CAPITAL ONE FINANCIA|DAVA|Davenport & Company LLC|500
COF$P|CAPITAL ONE FINANCIA|DBAX|Deutsche Bank Securities Inc.|8800
COF$P|CAPITAL ONE FINANCIA|DEAN|MORGAN STANLEY|20955
COF$P|CAPITAL ONE FINANCIA|EBXL|EBX LLC|20500
COF$P|CAPITAL ONE FINANCIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|2436
COF$P|CAPITAL ONE FINANCIA|EDJO|Edward D. Jones & Co., L.P.|792
COF$P|CAPITAL ONE FINANCIA|EGXM|CBOE TRADING, INC.|100
COF$P|CAPITAL ONE FINANCIA|ETRS|E*Trade Securities LLC|4774
COF$P|CAPITAL ONE FINANCIA|FMAF|NBCN Inc./ CDS|600
COF$P|CAPITAL ONE FINANCIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|383
COF$P|CAPITAL ONE FINANCIA|FTBR|Foliofn Investments, Inc.|190
COF$P|CAPITAL ONE FINANCIA|GLPX|ACS EXECUTION SERVICES, LLC|1000
COF$P|CAPITAL ONE FINANCIA|GSCO|GOLDMAN SACHS & CO. LLC|3000
COF$P|CAPITAL ONE FINANCIA|GSLT|GOLDMAN SACHS & CO. LLC|1307
COF$P|CAPITAL ONE FINANCIA|HRBF|American Enterprise Investment Services Inc.|15681
COF$P|CAPITAL ONE FINANCIA|IATS|INTERACTIVE BROKERS LLC|300
COF$P|CAPITAL ONE FINANCIA|IBKR|Interactive Brokers Llc|1092
COF$P|CAPITAL ONE FINANCIA|ICBX|INSTINET, LLC|9700
COF$P|CAPITAL ONE FINANCIA|INCA|INSTINET, LLC|14698
COF$P|CAPITAL ONE FINANCIA|INJX|INSTINET, LLC|535
COF$P|CAPITAL ONE FINANCIA|JANY|Janney Montgomery Scott Inc.|1433
COF$P|CAPITAL ONE FINANCIA|JEFF|JEFFERIES LLC|100
COF$P|CAPITAL ONE FINANCIA|JPMX|J.P. Morgan Securities LLC|14600
COF$P|CAPITAL ONE FINANCIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|1736
COF$P|CAPITAL ONE FINANCIA|KCGM|VIRTU Americas LLC|4573
COF$P|CAPITAL ONE FINANCIA|LEHM|Barclays Capital Inc./Le|5200
COF$P|CAPITAL ONE FINANCIA|LIME|Lime Brokerage LLC|1539
COF$P|CAPITAL ONE FINANCIA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|106
COF$P|CAPITAL ONE FINANCIA|MAXM|Maxim Group LLC|1225
COF$P|CAPITAL ONE FINANCIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
COF$P|CAPITAL ONE FINANCIA|MSCO|MORGAN STANLEY & CO. LLC|18422
COF$P|CAPITAL ONE FINANCIA|MSPL|MORGAN STANLEY & CO. LLC|11000
COF$P|CAPITAL ONE FINANCIA|NFSC|National Financial Services LLC|53472
COF$P|CAPITAL ONE FINANCIA|NITE|VIRTU Americas LLC|75522
COF$P|CAPITAL ONE FINANCIA|NQRB|Brut, LLC|4128
COF$P|CAPITAL ONE FINANCIA|NTBF|BMO Nesbitt Burns Inc./CDS|2500
COF$P|CAPITAL ONE FINANCIA|NTRC|Northern Trust Securities, Inc.|2000
COF$P|CAPITAL ONE FINANCIA|OLDM|OLD MISSION CAPITAL, LLC|50
COF$P|CAPITAL ONE FINANCIA|OPCO|Oppenheimer & Co. Inc.|1501
COF$P|CAPITAL ONE FINANCIA|PDQM|CODA MARKETS, INC.|1401
COF$P|CAPITAL ONE FINANCIA|PWJC|UBS Financial Services, Inc.|4160
COF$P|CAPITAL ONE FINANCIA|RBCM|RBC CAPITAL MARKETS, LLC|4690
COF$P|CAPITAL ONE FINANCIA|SAGL|SAGETRADER, LLC|100
COF$P|CAPITAL ONE FINANCIA|SALI|INTL FCSTONE FINANCIAL INC.|1
COF$P|CAPITAL ONE FINANCIA|SBSH|Citigroup Global Markets Inc.|209
COF$P|CAPITAL ONE FINANCIA|SGMT|GOLDMAN SACHS & CO. LLC|7110
COF$P|CAPITAL ONE FINANCIA|SPDR|SPEEDROUTE LLC|3400
COF$P|CAPITAL ONE FINANCIA|STFL|Stifel, Nicolaus & Company, Incorporated|6166
COF$P|CAPITAL ONE FINANCIA|SWIM|TD Ameritrade, Inc.|4720
COF$P|CAPITAL ONE FINANCIA|SWST|Hilltop Securities Inc.|2428
COF$P|CAPITAL ONE FINANCIA|TRBT|Tradebot Systems, Inc.|8717
COF$P|CAPITAL ONE FINANCIA|UBSA|UBS SECURITIES LLC|28198
COF$P|CAPITAL ONE FINANCIA|UBSS|UBS Securities LLC|34296
COF$P|CAPITAL ONE FINANCIA|VGRD|Vanguard Marketing Corporation|6000
COF$P|CAPITAL ONE FINANCIA|WCHV|WELLS FARGO SECURITIES, LLC|53259
COF$P|CAPITAL ONE FINANCIA|WEDB|WEDBUSH SECURITIES INC.|24
COF$P|CAPITAL ONE FINANCIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|853
COF$P|CAPITAL ONE FINANCIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|1644
COF$P|CAPITAL ONE FINANCIA|YKNA|COMHAR CAPITAL MARKETS, LLC|100
COF$P|CAPITAL ONE FINANCIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2364
COF.W|CAPITAL ONE FINL CP|NITE|VIRTU Americas LLC|278
COF.W|CAPITAL ONE FINL CP|SWIM|TD Ameritrade, Inc.|33
COF.W|CAPITAL ONE FINL CP|UBSS|UBS Securities LLC|100
COF.W|CAPITAL ONE FINL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1700
COG|CABOT OIL GAS CP|ABLE|NATIXIS Securities Americas LLC|90374
COG|CABOT OIL GAS CP|ACAD|ACADEMY SECURITIES, INC.|2900
COG|CABOT OIL GAS CP|ADAM|CANACCORD GENUITY INC.|4000
COG|CABOT OIL GAS CP|AGIS|Aegis Capital Corp.|1000
COG|CABOT OIL GAS CP|ALTX|Alternet Securities Inc.|52887
COG|CABOT OIL GAS CP|ANOS|ABEL/NOSER, L.L.C.|1989
COG|CABOT OIL GAS CP|APCC|Apex Clearing Corporation|11844
COG|CABOT OIL GAS CP|BARD|Robert W. Baird & Co. Incorporated|618
COG|CABOT OIL GAS CP|BATM|CBOE TRADING, INC.|12965
COG|CABOT OIL GAS CP|BAYC|BAY CREST PARTNERS, LLC|449
COG|CABOT OIL GAS CP|BAYT|BTIG, LLC|12800
COG|CABOT OIL GAS CP|BBNT|BB&T SECURITIES, LLC|1392
COG|CABOT OIL GAS CP|BERN|Sanford C. Bernstein & Co., LLC|297737
COG|CABOT OIL GAS CP|BIDS|BIDS TRADING L.P.|1400
COG|CABOT OIL GAS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39713
COG|CABOT OIL GAS CP|BLKX|INSTINET, LLC|622120
COG|CABOT OIL GAS CP|BMOC|BMO Capital Markets Corp.|677806
COG|CABOT OIL GAS CP|BNPX|BNP PARIBAS SECURITIES CORP.|207235
COG|CABOT OIL GAS CP|BTIG|BTIG, LLC|42996
COG|CABOT OIL GAS CP|BYXM|CBOE TRADING, INC.|10193
COG|CABOT OIL GAS CP|BZYD|GOLDMAN SACHS & CO. LLC|2200
COG|CABOT OIL GAS CP|CABR|Cabrera Capital Markets, Inc.|75
COG|CABOT OIL GAS CP|CANT|Cantor Fitzgerald & Co.|1802
COG|CABOT OIL GAS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|60100
COG|CABOT OIL GAS CP|CHAS|Charles Schwab & Co., Inc.|10983
COG|CABOT OIL GAS CP|CIBP|CIBC World Markets Corp.|25369
COG|CABOT OIL GAS CP|CIOI|CITIGROUP GLOBAL MARKETS INC|380500
COG|CABOT OIL GAS CP|CIST|Capital Institutional Services, Inc.|741
COG|CABOT OIL GAS CP|CLSA|CLSA AMERICAS, LLC|4100
COG|CABOT OIL GAS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|442267
COG|CABOT OIL GAS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20176
COG|CABOT OIL GAS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2312896
COG|CABOT OIL GAS CP|CSMS|CORNERSTONE MACRO LLC|1000
COG|CABOT OIL GAS CP|CTDL|Citadel Derivatives Group Llc|34155
COG|CABOT OIL GAS CP|CTLR|CUTLER GROUP, LP|30831
COG|CABOT OIL GAS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|292416
COG|CABOT OIL GAS CP|DADA|D.A. Davidson & Co.|382
COG|CABOT OIL GAS CP|DAVA|Davenport & Company LLC|99
COG|CABOT OIL GAS CP|DBAB|Deutsche Bank Securities Inc.|2317192
COG|CABOT OIL GAS CP|DBAX|Deutsche Bank Securities Inc.|2542200
COG|CABOT OIL GAS CP|DBUL|Deutsche Bank Securities Inc.|4884
COG|CABOT OIL GAS CP|DCHF|Dart Executions, LLC|4936
COG|CABOT OIL GAS CP|DEAN|MORGAN STANLEY|17476
COG|CABOT OIL GAS CP|DEGS|RONIN PROFESSIONAL LLC|2600
COG|CABOT OIL GAS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8599
COG|CABOT OIL GAS CP|DIVA|Divine Capital Markets LLC|7212
COG|CABOT OIL GAS CP|EBXL|EBX LLC|2110400
COG|CABOT OIL GAS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|179621
COG|CABOT OIL GAS CP|EDJO|Edward D. Jones & Co., L.P.|23543
COG|CABOT OIL GAS CP|EGAM|CBOE TRADING, INC.|71938
COG|CABOT OIL GAS CP|EGAW|CBOE TRADING, INC.|365
COG|CABOT OIL GAS CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
COG|CABOT OIL GAS CP|EGXM|CBOE TRADING, INC.|5651
COG|CABOT OIL GAS CP|EGXW|CBOE TRADING, INC.|389
COG|CABOT OIL GAS CP|EROM|Eroom Securities L.L.C.|2541
COG|CABOT OIL GAS CP|ETBE|Electronic Transaction Clearing, Inc.|76429
COG|CABOT OIL GAS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
COG|CABOT OIL GAS CP|ETCB|ETC BROKERAGE SERVICES, LLC|2014
COG|CABOT OIL GAS CP|ETCC|Electronic Transaction Clearing, Inc.|3024
COG|CABOT OIL GAS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13486
COG|CABOT OIL GAS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2997
COG|CABOT OIL GAS CP|ETRS|E*Trade Securities LLC|418671
COG|CABOT OIL GAS CP|FILL|Tradestation Securities, Inc.|10531
COG|CABOT OIL GAS CP|FMAF|NBCN Inc./ CDS|27095
COG|CABOT OIL GAS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|30708
COG|CABOT OIL GAS CP|FQLS|Quantlab Securities LP|1307256
COG|CABOT OIL GAS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|265955
COG|CABOT OIL GAS CP|FTBR|Foliofn Investments, Inc.|23515
COG|CABOT OIL GAS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|10536
COG|CABOT OIL GAS CP|GLIS|TD Securities Inc|225
COG|CABOT OIL GAS CP|GLPX|ACS EXECUTION SERVICES, LLC|237349
COG|CABOT OIL GAS CP|GSCO|GOLDMAN SACHS & CO. LLC|5551741
COG|CABOT OIL GAS CP|GSCS|GOLDMAN SACHS & CO. LLC|31453
COG|CABOT OIL GAS CP|GSLT|GOLDMAN SACHS & CO. LLC|49435
COG|CABOT OIL GAS CP|GTSZ|GTS SECURITIES LLC|406124
COG|CABOT OIL GAS CP|HAPX|HAP Trading, LLC|100
COG|CABOT OIL GAS CP|HRBF|American Enterprise Investment Services Inc.|16044
COG|CABOT OIL GAS CP|HSBC|HSBC Securities, Inc.|7453
COG|CABOT OIL GAS CP|IATS|INTERACTIVE BROKERS LLC|49420
COG|CABOT OIL GAS CP|IBKR|Interactive Brokers Llc|159774
COG|CABOT OIL GAS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1883
COG|CABOT OIL GAS CP|ICBX|INSTINET, LLC|472137
COG|CABOT OIL GAS CP|IEQY|CITADEL SECURITIES LLC|1079537
COG|CABOT OIL GAS CP|INCA|INSTINET, LLC|1191062
COG|CABOT OIL GAS CP|INJX|INSTINET, LLC|14316
COG|CABOT OIL GAS CP|ITGI|ITG Inc.|137178
COG|CABOT OIL GAS CP|ITGP|ITG INC.|1451200
COG|CABOT OIL GAS CP|JANY|Janney Montgomery Scott Inc.|1452
COG|CABOT OIL GAS CP|JEFF|JEFFERIES LLC|423037
COG|CABOT OIL GAS CP|JMPT|JUMP TRADING, LLC|244058
COG|CABOT OIL GAS CP|JONE|JonesTrading|265
COG|CABOT OIL GAS CP|JPBX|J.P. MORGAN SECURITIES LLC|765934
COG|CABOT OIL GAS CP|JPMX|J.P. Morgan Securities LLC|3155506
COG|CABOT OIL GAS CP|JRCO|Johnson Rice & Company L.L.C.|2000
COG|CABOT OIL GAS CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|236
COG|CABOT OIL GAS CP|JSJX|JANE STREET CAPITAL LLC|32618
COG|CABOT OIL GAS CP|KCGM|VIRTU Americas LLC|453845
COG|CABOT OIL GAS CP|KEYB|KEYBANC CAPITAL MARKETS INC.|33600
COG|CABOT OIL GAS CP|LEHM|Barclays Capital Inc./Le|5496500
COG|CABOT OIL GAS CP|LIME|Lime Brokerage LLC|76805
COG|CABOT OIL GAS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|41400
COG|CABOT OIL GAS CP|LOOP|Loop Capital Markets LLC|4101
COG|CABOT OIL GAS CP|LQNA|LIQUIDNET, INC.|268700
COG|CABOT OIL GAS CP|LSCI|Lek Securities Corporation|17032
COG|CABOT OIL GAS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
COG|CABOT OIL GAS CP|MACQ|Macquarie Capital (USA) Inc.|98300
COG|CABOT OIL GAS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1448366
COG|CABOT OIL GAS CP|MNDX|TJM Investments, LLC|30804
COG|CABOT OIL GAS CP|MOTF|MOTIF INVESTING, INC.|9
COG|CABOT OIL GAS CP|MSCO|MORGAN STANLEY & CO. LLC|6933198
COG|CABOT OIL GAS CP|MSPL|MORGAN STANLEY & CO. LLC|2221700
COG|CABOT OIL GAS CP|MSTX|MORGAN STANLEY & CO. LLC|1964400
COG|CABOT OIL GAS CP|MULL|MARK J. MULLER EQUITIES, INC.|2490
COG|CABOT OIL GAS CP|MZHO|Mizuho Securities USA LLC|7888
COG|CABOT OIL GAS CP|NATL|National Securities Corporation|36540
COG|CABOT OIL GAS CP|NBCS|NBC Securities, INC.|750
COG|CABOT OIL GAS CP|NEUB|NEUBERGER BERMAN BD LLC|48691
COG|CABOT OIL GAS CP|NFSC|National Financial Services LLC|1171650
COG|CABOT OIL GAS CP|NITE|VIRTU Americas LLC|2217378
COG|CABOT OIL GAS CP|NITP|VIRTU Americas LLC|1327
COG|CABOT OIL GAS CP|NORT|Northland Securities, Inc.|2300
COG|CABOT OIL GAS CP|NQRB|Brut, LLC|70978
COG|CABOT OIL GAS CP|NTBF|BMO Nesbitt Burns Inc./CDS|6152
COG|CABOT OIL GAS CP|NTRC|Northern Trust Securities, Inc.|1566
COG|CABOT OIL GAS CP|OHOS|TWO SIGMA SECURITIES, LLC|260649
COG|CABOT OIL GAS CP|OPCO|Oppenheimer & Co. Inc.|959
COG|CABOT OIL GAS CP|PDQM|CODA MARKETS, INC.|357440
COG|CABOT OIL GAS CP|PHLY|NASDAQ Execution Services, LLC|2200
COG|CABOT OIL GAS CP|PWJC|UBS Financial Services, Inc.|4700
COG|CABOT OIL GAS CP|QMSR|QUATTRO M SECURITIES INC.|796
COG|CABOT OIL GAS CP|RBCM|RBC CAPITAL MARKETS, LLC|40281
COG|CABOT OIL GAS CP|RHCO|Suntrust Robinson Humphrey, Inc.|13944
COG|CABOT OIL GAS CP|SAGL|SAGETRADER, LLC|177327
COG|CABOT OIL GAS CP|SBRX|MURIEL SIEBERT & CO INC|250
COG|CABOT OIL GAS CP|SBSH|Citigroup Global Markets Inc.|640596
COG|CABOT OIL GAS CP|SCMC|Scotia Capital Markets (USA) Inc.|89400
COG|CABOT OIL GAS CP|SEIC|SEI Investments Distribution Co.|2500
COG|CABOT OIL GAS CP|SGMT|GOLDMAN SACHS & CO. LLC|981614
COG|CABOT OIL GAS CP|SOCO|Capital One Southcoast, Inc|300
COG|CABOT OIL GAS CP|SPDR|SPEEDROUTE LLC|119156
COG|CABOT OIL GAS CP|SPGS|Sea Port Group Securities, LLC|135000
COG|CABOT OIL GAS CP|SPHN|Stephens Inc.|47
COG|CABOT OIL GAS CP|STFL|Stifel, Nicolaus & Company, Incorporated|7911
COG|CABOT OIL GAS CP|STKP|STOCKPILE INVESTMENTS, INC.|82
COG|CABOT OIL GAS CP|STRS|STRATEGAS RESEARCH PARTNERS|1600
COG|CABOT OIL GAS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14866
COG|CABOT OIL GAS CP|SWIM|TD Ameritrade, Inc.|172256
COG|CABOT OIL GAS CP|SWST|Hilltop Securities Inc.|4625
COG|CABOT OIL GAS CP|TDSI|TD Securities (USA) LLC|100
COG|CABOT OIL GAS CP|TKNG|ALLY INVEST SECURITIES LLC|5031
COG|CABOT OIL GAS CP|TRBT|Tradebot Systems, Inc.|1145529
COG|CABOT OIL GAS CP|TRCM|TRC MARKETS LLC|834512
COG|CABOT OIL GAS CP|TTUC|CUTTONE & CO., INC.|1362
COG|CABOT OIL GAS CP|TWTT|TASTYWORKS, INC.|200
COG|CABOT OIL GAS CP|UBSA|UBS SECURITIES LLC|4607741
COG|CABOT OIL GAS CP|UBSS|UBS Securities LLC|3452956
COG|CABOT OIL GAS CP|VALX|VIRTU AMERICAS LLC|164322
COG|CABOT OIL GAS CP|VGRD|Vanguard Marketing Corporation|22693
COG|CABOT OIL GAS CP|VNDS|VANDHAM SECURITIES CORP|8200
COG|CABOT OIL GAS CP|VSIN|Vision Financial Markets Llc|251
COG|CABOT OIL GAS CP|WABR|Wall Street Access|263
COG|CABOT OIL GAS CP|WBLR|WILLIAM BLAIR|45425
COG|CABOT OIL GAS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|35175
COG|CABOT OIL GAS CP|WCHV|WELLS FARGO SECURITIES, LLC|3709454
COG|CABOT OIL GAS CP|WDNX|WEEDEN & CO.L.P.|2086
COG|CABOT OIL GAS CP|WEDB|WEDBUSH SECURITIES INC.|45034
COG|CABOT OIL GAS CP|WEED|Weeden & Co.L.P.|9698
COG|CABOT OIL GAS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|74445
COG|CABOT OIL GAS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|106985
COG|CABOT OIL GAS CP|WFPB|Wells Fargo Securities, LLC.|2466
COG|CABOT OIL GAS CP|WGIF|CIBC World Markets Inc.|300
COG|CABOT OIL GAS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|486
COG|CABOT OIL GAS CP|WOLF|Wolfe Trahan Securities|100
COG|CABOT OIL GAS CP|WSAG|WALL STREET ACCESS|90
COG|CABOT OIL GAS CP|WSEA|WOLVERINE SECURITIES, LLC|19958
COG|CABOT OIL GAS CP|XIST|INSTINET, LLC|133010
COG|CABOT OIL GAS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|310956
COG|CABOT OIL GAS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|14806
COG|CABOT OIL GAS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32712
COHN|COHEN & COMPANY INC.|CHAS|Charles Schwab & Co., Inc.|2
COHN|COHEN & COMPANY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|640
COHN|COHEN & COMPANY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1848
COHN|COHEN & COMPANY INC.|DBAX|Deutsche Bank Securities Inc.|400
COHN|COHEN & COMPANY INC.|ETRS|E*Trade Securities LLC|1299
COHN|COHEN & COMPANY INC.|FBSB|U.S. Bancorp Investments, Inc.|1
COHN|COHEN & COMPANY INC.|FMAF|NBCN Inc./ CDS|166
COHN|COHEN & COMPANY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
COHN|COHEN & COMPANY INC.|GSCO|GOLDMAN SACHS & CO. LLC|24
COHN|COHEN & COMPANY INC.|HRBF|American Enterprise Investment Services Inc.|2
COHN|COHEN & COMPANY INC.|IATS|INTERACTIVE BROKERS LLC|4021
COHN|COHEN & COMPANY INC.|IBKR|Interactive Brokers Llc|13879
COHN|COHEN & COMPANY INC.|ICBX|INSTINET, LLC|600
COHN|COHEN & COMPANY INC.|INCA|INSTINET, LLC|905
COHN|COHEN & COMPANY INC.|ITGI|ITG Inc.|3945
COHN|COHEN & COMPANY INC.|ITGP|ITG INC.|200
COHN|COHEN & COMPANY INC.|KCGM|VIRTU Americas LLC|445
COHN|COHEN & COMPANY INC.|LIME|Lime Brokerage LLC|1
COHN|COHEN & COMPANY INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
COHN|COHEN & COMPANY INC.|MSCO|MORGAN STANLEY & CO. LLC|225
COHN|COHEN & COMPANY INC.|NFSC|National Financial Services LLC|1761
COHN|COHEN & COMPANY INC.|NITE|VIRTU Americas LLC|7613
COHN|COHEN & COMPANY INC.|NQRB|Brut, LLC|200
COHN|COHEN & COMPANY INC.|OPCO|Oppenheimer & Co. Inc.|300
COHN|COHEN & COMPANY INC.|PDQM|CODA MARKETS, INC.|440
COHN|COHEN & COMPANY INC.|RBCM|RBC CAPITAL MARKETS, LLC|1
COHN|COHEN & COMPANY INC.|SDLR|Sandler, O'Neill & Partners, L.P.|5219
COHN|COHEN & COMPANY INC.|SWIM|TD Ameritrade, Inc.|4100
COHN|COHEN & COMPANY INC.|UBSA|UBS SECURITIES LLC|2936
COHN|COHEN & COMPANY INC.|UBSS|UBS Securities LLC|177
COHN|COHEN & COMPANY INC.|VALX|VIRTU AMERICAS LLC|900
COHN|COHEN & COMPANY INC.|VGRD|Vanguard Marketing Corporation|52
COHN|COHEN & COMPANY INC.|WCHV|WELLS FARGO SECURITIES, LLC|104
COHN|COHEN & COMPANY INC.|WSEA|WOLVERINE SECURITIES, LLC|19
COHN|COHEN & COMPANY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
COHN|COHEN & COMPANY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
COHR|COHERENT INC|ABLE|NATIXIS Securities Americas LLC|137600
COHR|COHERENT INC|AGIS|Aegis Capital Corp.|195
COHR|COHERENT INC|ALTX|Alternet Securities Inc.|37719
COHR|COHERENT INC|ANOS|ABEL/NOSER, L.L.C.|64
COHR|COHERENT INC|APCC|Apex Clearing Corporation|376
COHR|COHERENT INC|BANK|Primevest Financial Services, Inc.|45
COHR|COHERENT INC|BARD|Robert W. Baird & Co. Incorporated|2047
COHR|COHERENT INC|BATM|CBOE TRADING, INC.|10924
COHR|COHERENT INC|BAYC|BAY CREST PARTNERS, LLC|3700
COHR|COHERENT INC|BAYT|BTIG, LLC|24652
COHR|COHERENT INC|BBNT|BB&T SECURITIES, LLC|10851
COHR|COHERENT INC|BERN|Sanford C. Bernstein & Co., LLC|41542
COHR|COHERENT INC|BIMI|Banca IMI Securities Corp.|37
COHR|COHERENT INC|BKCM|BNY Mellon Capital Markets LLC|5311
COHR|COHERENT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|993
COHR|COHERENT INC|BLKX|INSTINET, LLC|5000
COHR|COHERENT INC|BMOC|BMO Capital Markets Corp.|2834
COHR|COHERENT INC|BNPX|BNP PARIBAS SECURITIES CORP.|32198
COHR|COHERENT INC|BTIG|BTIG, LLC|11561
COHR|COHERENT INC|BYXM|CBOE TRADING, INC.|1157
COHR|COHERENT INC|CABR|Cabrera Capital Markets, Inc.|12
COHR|COHERENT INC|CANT|Cantor Fitzgerald & Co.|338
COHR|COHERENT INC|CHAS|Charles Schwab & Co., Inc.|3845
COHR|COHERENT INC|CIBP|CIBC World Markets Corp.|58000
COHR|COHERENT INC|CIST|Capital Institutional Services, Inc.|629
COHR|COHERENT INC|CLSA|CLSA AMERICAS, LLC|26712
COHR|COHERENT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29433
COHR|COHERENT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2025
COHR|COHERENT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2298
COHR|COHERENT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|335158
COHR|COHERENT INC|CTDL|Citadel Derivatives Group Llc|11402
COHR|COHERENT INC|CTLR|CUTLER GROUP, LP|900
COHR|COHERENT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16192
COHR|COHERENT INC|DAWA|Daiwa Capital Markets America Inc.|50
COHR|COHERENT INC|DBAB|Deutsche Bank Securities Inc.|293004
COHR|COHERENT INC|DBAX|Deutsche Bank Securities Inc.|231400
COHR|COHERENT INC|DBUL|Deutsche Bank Securities Inc.|11065
COHR|COHERENT INC|DEAN|MORGAN STANLEY|9524
COHR|COHERENT INC|DEGS|RONIN PROFESSIONAL LLC|500
COHR|COHERENT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2150
COHR|COHERENT INC|EBXL|EBX LLC|165300
COHR|COHERENT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3094
COHR|COHERENT INC|EDJO|Edward D. Jones & Co., L.P.|586
COHR|COHERENT INC|EGAM|CBOE TRADING, INC.|22726
COHR|COHERENT INC|EGAW|CBOE TRADING, INC.|24
COHR|COHERENT INC|EGMT|EG MARKET TECHNOLOGIES LLC|1000
COHR|COHERENT INC|EGXM|CBOE TRADING, INC.|1307
COHR|COHERENT INC|EGXW|CBOE TRADING, INC.|100
COHR|COHERENT INC|ETBE|Electronic Transaction Clearing, Inc.|25866
COHR|COHERENT INC|ETCC|Electronic Transaction Clearing, Inc.|303
COHR|COHERENT INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1364
COHR|COHERENT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|85291
COHR|COHERENT INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
COHR|COHERENT INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|850
COHR|COHERENT INC|ETRS|E*Trade Securities LLC|93458
COHR|COHERENT INC|FBCO|Credit Suisse Securities (USA) LLC|704579
COHR|COHERENT INC|FBSB|U.S. Bancorp Investments, Inc.|2
COHR|COHERENT INC|FILL|Tradestation Securities, Inc.|958
COHR|COHERENT INC|FMAF|NBCN Inc./ CDS|320
COHR|COHERENT INC|FOMA|TD AMERITRADE CLEARING, INC.|183957
COHR|COHERENT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3416
COHR|COHERENT INC|FQLS|Quantlab Securities LP|245549
COHR|COHERENT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76864
COHR|COHERENT INC|FTBR|Foliofn Investments, Inc.|969
COHR|COHERENT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8281
COHR|COHERENT INC|GLPX|ACS EXECUTION SERVICES, LLC|130856
COHR|COHERENT INC|GSCO|GOLDMAN SACHS & CO. LLC|867576
COHR|COHERENT INC|GSCS|GOLDMAN SACHS & CO. LLC|25528
COHR|COHERENT INC|GSLT|GOLDMAN SACHS & CO. LLC|487
COHR|COHERENT INC|GTSZ|GTS SECURITIES LLC|45211
COHR|COHERENT INC|HRBF|American Enterprise Investment Services Inc.|2329
COHR|COHERENT INC|HSBC|HSBC Securities, Inc.|65
COHR|COHERENT INC|IATS|INTERACTIVE BROKERS LLC|17470
COHR|COHERENT INC|IBKR|Interactive Brokers Llc|72814
COHR|COHERENT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|390
COHR|COHERENT INC|ICBX|INSTINET, LLC|31823
COHR|COHERENT INC|IEQY|CITADEL SECURITIES LLC|112205
COHR|COHERENT INC|IMPC|Imperial Capital, LLC|400
COHR|COHERENT INC|INCA|INSTINET, LLC|286107
COHR|COHERENT INC|INJX|INSTINET, LLC|11249
COHR|COHERENT INC|ITGI|ITG Inc.|25764
COHR|COHERENT INC|ITGP|ITG INC.|154800
COHR|COHERENT INC|JANY|Janney Montgomery Scott Inc.|150
COHR|COHERENT INC|JEFF|JEFFERIES LLC|115017
COHR|COHERENT INC|JMPT|JUMP TRADING, LLC|47512
COHR|COHERENT INC|JONE|JonesTrading|77
COHR|COHERENT INC|JPBX|J.P. MORGAN SECURITIES LLC|23548
COHR|COHERENT INC|JPMX|J.P. Morgan Securities LLC|429568
COHR|COHERENT INC|JSJX|JANE STREET CAPITAL LLC|19581
COHR|COHERENT INC|KCGM|VIRTU Americas LLC|25230
COHR|COHERENT INC|LEHM|Barclays Capital Inc./Le|431501
COHR|COHERENT INC|LIME|Lime Brokerage LLC|104234
COHR|COHERENT INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
COHR|COHERENT INC|LQNA|LIQUIDNET, INC.|92100
COHR|COHERENT INC|LSCI|Lek Securities Corporation|220
COHR|COHERENT INC|MACC|Mid Atlantic Capital Corporation|25
COHR|COHERENT INC|MACQ|Macquarie Capital (USA) Inc.|300
COHR|COHERENT INC|MAXM|Maxim Group LLC|400
COHR|COHERENT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57684
COHR|COHERENT INC|MOTF|MOTIF INVESTING, INC.|6
COHR|COHERENT INC|MSCO|MORGAN STANLEY & CO. LLC|1444361
COHR|COHERENT INC|MSPL|MORGAN STANLEY & CO. LLC|187800
COHR|COHERENT INC|MSTX|MORGAN STANLEY & CO. LLC|43900
COHR|COHERENT INC|NBCS|NBC Securities, INC.|5
COHR|COHERENT INC|NEED|Needham & Company, LLC|634
COHR|COHERENT INC|NFSC|National Financial Services LLC|120875
COHR|COHERENT INC|NITE|VIRTU Americas LLC|359814
COHR|COHERENT INC|NITP|VIRTU Americas LLC|701
COHR|COHERENT INC|NQRB|Brut, LLC|4953
COHR|COHERENT INC|NTRC|Northern Trust Securities, Inc.|3317
COHR|COHERENT INC|OPCO|Oppenheimer & Co. Inc.|1391
COHR|COHERENT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2517
COHR|COHERENT INC|PCPT|PHILLIP CAPITAL INC.|90
COHR|COHERENT INC|PDQM|CODA MARKETS, INC.|390498
COHR|COHERENT INC|PHLY|NASDAQ Execution Services, LLC|400
COHR|COHERENT INC|PIPR|Piper Jaffray & Co.|1000
COHR|COHERENT INC|PWJC|UBS Financial Services, Inc.|105
COHR|COHERENT INC|RAJA|Raymond James & Associates, Inc.|5548
COHR|COHERENT INC|RBCM|RBC CAPITAL MARKETS, LLC|2561
COHR|COHERENT INC|SAGL|SAGETRADER, LLC|28494
COHR|COHERENT INC|SAGW|SAGETRADER, LLC|539
COHR|COHERENT INC|SALI|INTL FCSTONE FINANCIAL INC.|29
COHR|COHERENT INC|SBSH|Citigroup Global Markets Inc.|122147
COHR|COHERENT INC|SEIC|SEI Investments Distribution Co.|5056
COHR|COHERENT INC|SGMT|GOLDMAN SACHS & CO. LLC|85977
COHR|COHERENT INC|SPDR|SPEEDROUTE LLC|24792
COHR|COHERENT INC|SPHN|Stephens Inc.|206
COHR|COHERENT INC|SPTD|MINT GLOBAL MARKETS, INC.|4395
COHR|COHERENT INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|7128
COHR|COHERENT INC|STFL|Stifel, Nicolaus & Company, Incorporated|7778
COHR|COHERENT INC|STKP|STOCKPILE INVESTMENTS, INC.|14
COHR|COHERENT INC|SWIM|TD Ameritrade, Inc.|46885
COHR|COHERENT INC|SWST|Hilltop Securities Inc.|50
COHR|COHERENT INC|TKNG|ALLY INVEST SECURITIES LLC|2628
COHR|COHERENT INC|TONC|CUTTONE & CO., LLC|622
COHR|COHERENT INC|TRBT|Tradebot Systems, Inc.|152451
COHR|COHERENT INC|TRCM|TRC MARKETS LLC|92881
COHR|COHERENT INC|TWTT|TASTYWORKS, INC.|25
COHR|COHERENT INC|UBSA|UBS SECURITIES LLC|364579
COHR|COHERENT INC|UBSS|UBS Securities LLC|906088
COHR|COHERENT INC|VALX|VIRTU AMERICAS LLC|5426
COHR|COHERENT INC|VGRD|Vanguard Marketing Corporation|9272
COHR|COHERENT INC|VNDM|Wall Street Access|600
COHR|COHERENT INC|VNDS|VANDHAM SECURITIES CORP|13639
COHR|COHERENT INC|WABR|Wall Street Access|18743
COHR|COHERENT INC|WBLR|WILLIAM BLAIR|1040
COHR|COHERENT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6900
COHR|COHERENT INC|WCHV|WELLS FARGO SECURITIES, LLC|56439
COHR|COHERENT INC|WDNX|WEEDEN & CO.L.P.|1438
COHR|COHERENT INC|WEDB|WEDBUSH SECURITIES INC.|1250
COHR|COHERENT INC|WEED|Weeden & Co.L.P.|1639
COHR|COHERENT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6087
COHR|COHERENT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11281
COHR|COHERENT INC|WGIF|CIBC World Markets Inc.|829
COHR|COHERENT INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|128
COHR|COHERENT INC|WSEA|WOLVERINE SECURITIES, LLC|3276
COHR|COHERENT INC|XIST|INSTINET, LLC|7920
COHR|COHERENT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|20628
COHR|COHERENT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|57843
COHR|COHERENT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6836
COHU|COHU INC          ##|ADAM|CANACCORD GENUITY INC.|1385
COHU|COHU INC          ##|ALTX|Alternet Securities Inc.|3681
COHU|COHU INC          ##|APCC|Apex Clearing Corporation|322
COHU|COHU INC          ##|BARD|Robert W. Baird & Co. Incorporated|4
COHU|COHU INC          ##|BATM|CBOE TRADING, INC.|1709
COHU|COHU INC          ##|BAYC|BAY CREST PARTNERS, LLC|16490
COHU|COHU INC          ##|BERN|Sanford C. Bernstein & Co., LLC|18375
COHU|COHU INC          ##|BIMI|Banca IMI Securities Corp.|1100
COHU|COHU INC          ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|863
COHU|COHU INC          ##|BLKX|INSTINET, LLC|70442
COHU|COHU INC          ##|BMOC|BMO Capital Markets Corp.|4477
COHU|COHU INC          ##|BNPX|BNP PARIBAS SECURITIES CORP.|5827
COHU|COHU INC          ##|BRVL|BLAYLOCK VAN, LLC|1900
COHU|COHU INC          ##|BTIG|BTIG, LLC|4508
COHU|COHU INC          ##|BYXM|CBOE TRADING, INC.|1248
COHU|COHU INC          ##|BZYD|GOLDMAN SACHS & CO. LLC|1800
COHU|COHU INC          ##|CANT|Cantor Fitzgerald & Co.|9996
COHU|COHU INC          ##|CHAS|Charles Schwab & Co., Inc.|21244
COHU|COHU INC          ##|CIST|Capital Institutional Services, Inc.|5233
COHU|COHU INC          ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75216
COHU|COHU INC          ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3825
COHU|COHU INC          ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
COHU|COHU INC          ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|198825
COHU|COHU INC          ##|CTDL|Citadel Derivatives Group Llc|3411
COHU|COHU INC          ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|33688
COHU|COHU INC          ##|DADA|D.A. Davidson & Co.|1000
COHU|COHU INC          ##|DBAB|Deutsche Bank Securities Inc.|257311
COHU|COHU INC          ##|DBAX|Deutsche Bank Securities Inc.|115100
COHU|COHU INC          ##|DBUL|Deutsche Bank Securities Inc.|1500
COHU|COHU INC          ##|DEAN|MORGAN STANLEY|2031
COHU|COHU INC          ##|DEGS|RONIN PROFESSIONAL LLC|5822
COHU|COHU INC          ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10990
COHU|COHU INC          ##|EBXL|EBX LLC|129600
COHU|COHU INC          ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|3316
COHU|COHU INC          ##|EGAM|CBOE TRADING, INC.|7650
COHU|COHU INC          ##|EGMT|EG MARKET TECHNOLOGIES LLC|3479
COHU|COHU INC          ##|EGXM|CBOE TRADING, INC.|3468
COHU|COHU INC          ##|EGXW|CBOE TRADING, INC.|77
COHU|COHU INC          ##|ETBE|Electronic Transaction Clearing, Inc.|13556
COHU|COHU INC          ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|40
COHU|COHU INC          ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2140
COHU|COHU INC          ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20437
COHU|COHU INC          ##|ETRS|E*Trade Securities LLC|48639
COHU|COHU INC          ##|FBCO|Credit Suisse Securities (USA) LLC|263724
COHU|COHU INC          ##|FILL|Tradestation Securities, Inc.|7300
COHU|COHU INC          ##|FMAF|NBCN Inc./ CDS|350
COHU|COHU INC          ##|FOMA|TD AMERITRADE CLEARING, INC.|142530
COHU|COHU INC          ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|549
COHU|COHU INC          ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78379
COHU|COHU INC          ##|FTBR|Foliofn Investments, Inc.|2537
COHU|COHU INC          ##|GARC|ICAP Corporates LLC|900
COHU|COHU INC          ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8002
COHU|COHU INC          ##|GLPX|ACS EXECUTION SERVICES, LLC|22272
COHU|COHU INC          ##|GSCO|GOLDMAN SACHS & CO. LLC|322786
COHU|COHU INC          ##|GSCS|GOLDMAN SACHS & CO. LLC|45310
COHU|COHU INC          ##|GSLT|GOLDMAN SACHS & CO. LLC|7843
COHU|COHU INC          ##|GTSZ|GTS SECURITIES LLC|13349
COHU|COHU INC          ##|HRBF|American Enterprise Investment Services Inc.|517
COHU|COHU INC          ##|IATS|INTERACTIVE BROKERS LLC|1263
COHU|COHU INC          ##|IBKR|Interactive Brokers Llc|34030
COHU|COHU INC          ##|ICBX|INSTINET, LLC|24867
COHU|COHU INC          ##|IEQY|CITADEL SECURITIES LLC|40250
COHU|COHU INC          ##|INCA|INSTINET, LLC|202006
COHU|COHU INC          ##|INJX|INSTINET, LLC|14700
COHU|COHU INC          ##|ITGI|ITG Inc.|49106
COHU|COHU INC          ##|ITGP|ITG INC.|157800
COHU|COHU INC          ##|JEFF|JEFFERIES LLC|24392
COHU|COHU INC          ##|JMPT|JUMP TRADING, LLC|52816
COHU|COHU INC          ##|JONE|JonesTrading|2210
COHU|COHU INC          ##|JPBX|J.P. MORGAN SECURITIES LLC|20401
COHU|COHU INC          ##|JPMX|J.P. Morgan Securities LLC|176697
COHU|COHU INC          ##|JSJX|JANE STREET CAPITAL LLC|6607
COHU|COHU INC          ##|KCGM|VIRTU Americas LLC|25826
COHU|COHU INC          ##|LEHM|Barclays Capital Inc./Le|316893
COHU|COHU INC          ##|LIME|Lime Brokerage LLC|76471
COHU|COHU INC          ##|LQNA|LIQUIDNET, INC.|10300
COHU|COHU INC          ##|LSCI|Lek Securities Corporation|6852
COHU|COHU INC          ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
COHU|COHU INC          ##|MAXM|Maxim Group LLC|2844
COHU|COHU INC          ##|MKMP|MKM Partners LLC|595
COHU|COHU INC          ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16318
COHU|COHU INC          ##|MSCO|MORGAN STANLEY & CO. LLC|903362
COHU|COHU INC          ##|MSPL|MORGAN STANLEY & CO. LLC|143100
COHU|COHU INC          ##|MSTX|MORGAN STANLEY & CO. LLC|13600
COHU|COHU INC          ##|MZHO|Mizuho Securities USA LLC|4330
COHU|COHU INC          ##|NBCS|NBC Securities, INC.|737
COHU|COHU INC          ##|NFSC|National Financial Services LLC|56247
COHU|COHU INC          ##|NITE|VIRTU Americas LLC|255504
COHU|COHU INC          ##|NITP|VIRTU Americas LLC|746
COHU|COHU INC          ##|NQRB|Brut, LLC|13035
COHU|COHU INC          ##|NTRC|Northern Trust Securities, Inc.|62
COHU|COHU INC          ##|OPCO|Oppenheimer & Co. Inc.|1188
COHU|COHU INC          ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|898
COHU|COHU INC          ##|PDQM|CODA MARKETS, INC.|100598
COHU|COHU INC          ##|RBCM|RBC CAPITAL MARKETS, LLC|7345
COHU|COHU INC          ##|RILY|B. RILEY FBR, INC.|1260
COHU|COHU INC          ##|SAGL|SAGETRADER, LLC|3497
COHU|COHU INC          ##|SAGW|SAGETRADER, LLC|722
COHU|COHU INC          ##|SBSH|Citigroup Global Markets Inc.|89194
COHU|COHU INC          ##|SGMT|GOLDMAN SACHS & CO. LLC|51176
COHU|COHU INC          ##|SJLS|TRADE INFORMATICS LLC|800
COHU|COHU INC          ##|SOGO|Wang Investment Associates, Inc.|40
COHU|COHU INC          ##|SPDR|SPEEDROUTE LLC|19670
COHU|COHU INC          ##|STFL|Stifel, Nicolaus & Company, Incorporated|9337
COHU|COHU INC          ##|STKP|STOCKPILE INVESTMENTS, INC.|14
COHU|COHU INC          ##|SWIM|TD Ameritrade, Inc.|50109
COHU|COHU INC          ##|SWST|Hilltop Securities Inc.|102
COHU|COHU INC          ##|TKNG|ALLY INVEST SECURITIES LLC|391
COHU|COHU INC          ##|TRBT|Tradebot Systems, Inc.|89535
COHU|COHU INC          ##|TRCM|TRC MARKETS LLC|94936
COHU|COHU INC          ##|TWTT|TASTYWORKS, INC.|200
COHU|COHU INC          ##|UBSA|UBS SECURITIES LLC|237513
COHU|COHU INC          ##|UBSS|UBS Securities LLC|316958
COHU|COHU INC          ##|VALX|VIRTU AMERICAS LLC|4901
COHU|COHU INC          ##|VGRD|Vanguard Marketing Corporation|2538
COHU|COHU INC          ##|WCHV|WELLS FARGO SECURITIES, LLC|5116
COHU|COHU INC          ##|WEDB|WEDBUSH SECURITIES INC.|774
COHU|COHU INC          ##|WEED|Weeden & Co.L.P.|13003
COHU|COHU INC          ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78520
COHU|COHU INC          ##|WFPB|Wells Fargo Securities, LLC.|801
COHU|COHU INC          ##|WGIF|CIBC World Markets Inc.|533
COHU|COHU INC          ##|WSEA|WOLVERINE SECURITIES, LLC|764
COHU|COHU INC          ##|XIST|INSTINET, LLC|5120
COHU|COHU INC          ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|16400
COHU|COHU INC          ##|YKNA|COMHAR CAPITAL MARKETS, LLC|2192
COHU|COHU INC          ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1877
COKE|COCA COLA BOT CONS##|ALTX|Alternet Securities Inc.|300
COKE|COCA COLA BOT CONS##|APCC|Apex Clearing Corporation|313
COKE|COCA COLA BOT CONS##|BANK|Primevest Financial Services, Inc.|43
COKE|COCA COLA BOT CONS##|BARD|Robert W. Baird & Co. Incorporated|68
COKE|COCA COLA BOT CONS##|BATM|CBOE TRADING, INC.|660
COKE|COCA COLA BOT CONS##|BBNT|BB&T SECURITIES, LLC|253
COKE|COCA COLA BOT CONS##|BERN|Sanford C. Bernstein & Co., LLC|824
COKE|COCA COLA BOT CONS##|BIMI|Banca IMI Securities Corp.|11
COKE|COCA COLA BOT CONS##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|812
COKE|COCA COLA BOT CONS##|BMOC|BMO Capital Markets Corp.|751
COKE|COCA COLA BOT CONS##|BNPX|BNP PARIBAS SECURITIES CORP.|789
COKE|COCA COLA BOT CONS##|BTIG|BTIG, LLC|573
COKE|COCA COLA BOT CONS##|BYXM|CBOE TRADING, INC.|54
COKE|COCA COLA BOT CONS##|CANT|Cantor Fitzgerald & Co.|272
COKE|COCA COLA BOT CONS##|CHAS|Charles Schwab & Co., Inc.|63
COKE|COCA COLA BOT CONS##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93
COKE|COCA COLA BOT CONS##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18671
COKE|COCA COLA BOT CONS##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13593
COKE|COCA COLA BOT CONS##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23148
COKE|COCA COLA BOT CONS##|CTDL|Citadel Derivatives Group Llc|1765
COKE|COCA COLA BOT CONS##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4728
COKE|COCA COLA BOT CONS##|DADA|D.A. Davidson & Co.|5
COKE|COCA COLA BOT CONS##|DBAB|Deutsche Bank Securities Inc.|65129
COKE|COCA COLA BOT CONS##|DBAX|Deutsche Bank Securities Inc.|16500
COKE|COCA COLA BOT CONS##|DBUL|Deutsche Bank Securities Inc.|418
COKE|COCA COLA BOT CONS##|DEAN|MORGAN STANLEY|143
COKE|COCA COLA BOT CONS##|DEGS|RONIN PROFESSIONAL LLC|1063
COKE|COCA COLA BOT CONS##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32
COKE|COCA COLA BOT CONS##|EBXL|EBX LLC|5000
COKE|COCA COLA BOT CONS##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1487
COKE|COCA COLA BOT CONS##|EDJO|Edward D. Jones & Co., L.P.|227
COKE|COCA COLA BOT CONS##|EGAM|CBOE TRADING, INC.|30
COKE|COCA COLA BOT CONS##|EGXW|CBOE TRADING, INC.|6
COKE|COCA COLA BOT CONS##|ETBE|Electronic Transaction Clearing, Inc.|6
COKE|COCA COLA BOT CONS##|ETCC|Electronic Transaction Clearing, Inc.|4604
COKE|COCA COLA BOT CONS##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|488
COKE|COCA COLA BOT CONS##|ETRS|E*Trade Securities LLC|10203
COKE|COCA COLA BOT CONS##|FBCO|Credit Suisse Securities (USA) LLC|25402
COKE|COCA COLA BOT CONS##|FILL|Tradestation Securities, Inc.|122
COKE|COCA COLA BOT CONS##|FMAF|NBCN Inc./ CDS|208
COKE|COCA COLA BOT CONS##|FOMA|TD AMERITRADE CLEARING, INC.|55690
COKE|COCA COLA BOT CONS##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|126
COKE|COCA COLA BOT CONS##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8131
COKE|COCA COLA BOT CONS##|FTBR|Foliofn Investments, Inc.|190
COKE|COCA COLA BOT CONS##|GEBB|GLOBAL EXECUTION BROKERS, LP|1014
COKE|COCA COLA BOT CONS##|GLPX|ACS EXECUTION SERVICES, LLC|3612
COKE|COCA COLA BOT CONS##|GSCO|GOLDMAN SACHS & CO. LLC|31811
COKE|COCA COLA BOT CONS##|GSCS|GOLDMAN SACHS & CO. LLC|1838
COKE|COCA COLA BOT CONS##|GTSZ|GTS SECURITIES LLC|23228
COKE|COCA COLA BOT CONS##|HRBF|American Enterprise Investment Services Inc.|1308
COKE|COCA COLA BOT CONS##|HSBC|HSBC Securities, Inc.|22
COKE|COCA COLA BOT CONS##|IATS|INTERACTIVE BROKERS LLC|5812
COKE|COCA COLA BOT CONS##|IBKR|Interactive Brokers Llc|8906
COKE|COCA COLA BOT CONS##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
COKE|COCA COLA BOT CONS##|ICBX|INSTINET, LLC|200
COKE|COCA COLA BOT CONS##|IEQY|CITADEL SECURITIES LLC|6251
COKE|COCA COLA BOT CONS##|INCA|INSTINET, LLC|20279
COKE|COCA COLA BOT CONS##|INJX|INSTINET, LLC|694
COKE|COCA COLA BOT CONS##|ITGI|ITG Inc.|720
COKE|COCA COLA BOT CONS##|ITGP|ITG INC.|5400
COKE|COCA COLA BOT CONS##|JEFF|JEFFERIES LLC|3150
COKE|COCA COLA BOT CONS##|JPBX|J.P. MORGAN SECURITIES LLC|376
COKE|COCA COLA BOT CONS##|JPMX|J.P. Morgan Securities LLC|43042
COKE|COCA COLA BOT CONS##|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
COKE|COCA COLA BOT CONS##|JSJX|JANE STREET CAPITAL LLC|862
COKE|COCA COLA BOT CONS##|KCGM|VIRTU Americas LLC|2143
COKE|COCA COLA BOT CONS##|LEHM|Barclays Capital Inc./Le|40724
COKE|COCA COLA BOT CONS##|LIME|Lime Brokerage LLC|18166
COKE|COCA COLA BOT CONS##|LMGP|LIME BROKERAGE LLC|679
COKE|COCA COLA BOT CONS##|MACC|Mid Atlantic Capital Corporation|73
COKE|COCA COLA BOT CONS##|MAXM|Maxim Group LLC|523
COKE|COCA COLA BOT CONS##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7088
COKE|COCA COLA BOT CONS##|MOTF|MOTIF INVESTING, INC.|6
COKE|COCA COLA BOT CONS##|MSCO|MORGAN STANLEY & CO. LLC|127447
COKE|COCA COLA BOT CONS##|MSPL|MORGAN STANLEY & CO. LLC|57900
COKE|COCA COLA BOT CONS##|MSTX|MORGAN STANLEY & CO. LLC|4200
COKE|COCA COLA BOT CONS##|NFSC|National Financial Services LLC|28176
COKE|COCA COLA BOT CONS##|NITE|VIRTU Americas LLC|54863
COKE|COCA COLA BOT CONS##|NITP|VIRTU Americas LLC|200
COKE|COCA COLA BOT CONS##|NQRB|Brut, LLC|150
COKE|COCA COLA BOT CONS##|OPCO|Oppenheimer & Co. Inc.|142
COKE|COCA COLA BOT CONS##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|206
COKE|COCA COLA BOT CONS##|PDQM|CODA MARKETS, INC.|6275
COKE|COCA COLA BOT CONS##|RAJA|Raymond James & Associates, Inc.|559
COKE|COCA COLA BOT CONS##|RBCM|RBC CAPITAL MARKETS, LLC|16
COKE|COCA COLA BOT CONS##|SAGW|SAGETRADER, LLC|100
COKE|COCA COLA BOT CONS##|SBSH|Citigroup Global Markets Inc.|17353
COKE|COCA COLA BOT CONS##|SGMT|GOLDMAN SACHS & CO. LLC|2597
COKE|COCA COLA BOT CONS##|SPDR|SPEEDROUTE LLC|2669
COKE|COCA COLA BOT CONS##|STFL|Stifel, Nicolaus & Company, Incorporated|216
COKE|COCA COLA BOT CONS##|STKP|STOCKPILE INVESTMENTS, INC.|336
COKE|COCA COLA BOT CONS##|SWIM|TD Ameritrade, Inc.|3735
COKE|COCA COLA BOT CONS##|SWST|Hilltop Securities Inc.|180
COKE|COCA COLA BOT CONS##|TKNG|ALLY INVEST SECURITIES LLC|770
COKE|COCA COLA BOT CONS##|TRBT|Tradebot Systems, Inc.|6874
COKE|COCA COLA BOT CONS##|TRCM|TRC MARKETS LLC|12067
COKE|COCA COLA BOT CONS##|UBSA|UBS SECURITIES LLC|26318
COKE|COCA COLA BOT CONS##|UBSS|UBS Securities LLC|88979
COKE|COCA COLA BOT CONS##|VALX|VIRTU AMERICAS LLC|4701
COKE|COCA COLA BOT CONS##|VGRD|Vanguard Marketing Corporation|2241
COKE|COCA COLA BOT CONS##|WCHV|WELLS FARGO SECURITIES, LLC|4555
COKE|COCA COLA BOT CONS##|WEED|Weeden & Co.L.P.|214
COKE|COCA COLA BOT CONS##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|106
COKE|COCA COLA BOT CONS##|WGIF|CIBC World Markets Inc.|151
COKE|COCA COLA BOT CONS##|WSEA|WOLVERINE SECURITIES, LLC|718
COKE|COCA COLA BOT CONS##|XIST|INSTINET, LLC|9296
COKE|COCA COLA BOT CONS##|YKNA|COMHAR CAPITAL MARKETS, LLC|632
COKE|COCA COLA BOT CONS##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|939
COL|ROCKWELL COLLINS INC|ABLE|NATIXIS Securities Americas LLC|230376
COL|ROCKWELL COLLINS INC|ADAM|CANACCORD GENUITY INC.|90455
COL|ROCKWELL COLLINS INC|ALTX|Alternet Securities Inc.|23432
COL|ROCKWELL COLLINS INC|APCC|Apex Clearing Corporation|241
COL|ROCKWELL COLLINS INC|BANK|Primevest Financial Services, Inc.|1
COL|ROCKWELL COLLINS INC|BARD|Robert W. Baird & Co. Incorporated|271869
COL|ROCKWELL COLLINS INC|BATM|CBOE TRADING, INC.|10947
COL|ROCKWELL COLLINS INC|BAYT|BTIG, LLC|400
COL|ROCKWELL COLLINS INC|BBNT|BB&T SECURITIES, LLC|32
COL|ROCKWELL COLLINS INC|BERN|Sanford C. Bernstein & Co., LLC|34444
COL|ROCKWELL COLLINS INC|BIAD|SAGETRADER, LLC|3804
COL|ROCKWELL COLLINS INC|BIDS|BIDS TRADING L.P.|1400
COL|ROCKWELL COLLINS INC|BKCM|BNY Mellon Capital Markets LLC|700
COL|ROCKWELL COLLINS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10372
COL|ROCKWELL COLLINS INC|BNPX|BNP PARIBAS SECURITIES CORP.|167194
COL|ROCKWELL COLLINS INC|BTIG|BTIG, LLC|36191
COL|ROCKWELL COLLINS INC|BYXM|CBOE TRADING, INC.|900
COL|ROCKWELL COLLINS INC|CABR|Cabrera Capital Markets, Inc.|100
COL|ROCKWELL COLLINS INC|CANT|Cantor Fitzgerald & Co.|163
COL|ROCKWELL COLLINS INC|CHAS|Charles Schwab & Co., Inc.|199
COL|ROCKWELL COLLINS INC|CIBP|CIBC World Markets Corp.|87650
COL|ROCKWELL COLLINS INC|CIST|Capital Institutional Services, Inc.|2429
COL|ROCKWELL COLLINS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|136624
COL|ROCKWELL COLLINS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3109
COL|ROCKWELL COLLINS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27800
COL|ROCKWELL COLLINS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|236450
COL|ROCKWELL COLLINS INC|CTDL|Citadel Derivatives Group Llc|18193
COL|ROCKWELL COLLINS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|59232
COL|ROCKWELL COLLINS INC|DADA|D.A. Davidson & Co.|387
COL|ROCKWELL COLLINS INC|DBAB|Deutsche Bank Securities Inc.|440536
COL|ROCKWELL COLLINS INC|DBAX|Deutsche Bank Securities Inc.|259500
COL|ROCKWELL COLLINS INC|DCHF|Dart Executions, LLC|2899
COL|ROCKWELL COLLINS INC|DEAN|MORGAN STANLEY|3821
COL|ROCKWELL COLLINS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17423
COL|ROCKWELL COLLINS INC|DRWK|DRW SECURITIES, L.L.C.|10214
COL|ROCKWELL COLLINS INC|EBXL|EBX LLC|233500
COL|ROCKWELL COLLINS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5173
COL|ROCKWELL COLLINS INC|EDJC|Edward Jones / CDS|20
COL|ROCKWELL COLLINS INC|EDJO|Edward D. Jones & Co., L.P.|4283
COL|ROCKWELL COLLINS INC|EGAM|CBOE TRADING, INC.|25325
COL|ROCKWELL COLLINS INC|EGAW|CBOE TRADING, INC.|314
COL|ROCKWELL COLLINS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1400
COL|ROCKWELL COLLINS INC|EGXM|CBOE TRADING, INC.|4195
COL|ROCKWELL COLLINS INC|ETBE|Electronic Transaction Clearing, Inc.|33935
COL|ROCKWELL COLLINS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
COL|ROCKWELL COLLINS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9309
COL|ROCKWELL COLLINS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|618
COL|ROCKWELL COLLINS INC|ETRS|E*Trade Securities LLC|20765
COL|ROCKWELL COLLINS INC|FBRC|B. RILEY FBR, INC.|800
COL|ROCKWELL COLLINS INC|FBSB|U.S. Bancorp Investments, Inc.|147
COL|ROCKWELL COLLINS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1
COL|ROCKWELL COLLINS INC|FILL|Tradestation Securities, Inc.|940
COL|ROCKWELL COLLINS INC|FINX|FINTECH SECURITIES|561
COL|ROCKWELL COLLINS INC|FMAF|NBCN Inc./ CDS|1164
COL|ROCKWELL COLLINS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2805
COL|ROCKWELL COLLINS INC|FQLS|Quantlab Securities LP|97203
COL|ROCKWELL COLLINS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31422
COL|ROCKWELL COLLINS INC|FTBR|Foliofn Investments, Inc.|1652
COL|ROCKWELL COLLINS INC|GARC|ICAP Corporates LLC|600
COL|ROCKWELL COLLINS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1700
COL|ROCKWELL COLLINS INC|GLIS|TD Securities Inc|1
COL|ROCKWELL COLLINS INC|GLPX|ACS EXECUTION SERVICES, LLC|125564
COL|ROCKWELL COLLINS INC|GSCO|GOLDMAN SACHS & CO. LLC|4758856
COL|ROCKWELL COLLINS INC|GSCS|GOLDMAN SACHS & CO. LLC|140536
COL|ROCKWELL COLLINS INC|GSLT|GOLDMAN SACHS & CO. LLC|6878
COL|ROCKWELL COLLINS INC|GTSZ|GTS SECURITIES LLC|109155
COL|ROCKWELL COLLINS INC|HAPX|HAP Trading, LLC|594
COL|ROCKWELL COLLINS INC|HRBF|American Enterprise Investment Services Inc.|1756
COL|ROCKWELL COLLINS INC|HSBC|HSBC Securities, Inc.|7107
COL|ROCKWELL COLLINS INC|IATS|INTERACTIVE BROKERS LLC|3683
COL|ROCKWELL COLLINS INC|IBKR|Interactive Brokers Llc|9194
COL|ROCKWELL COLLINS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|361
COL|ROCKWELL COLLINS INC|ICBX|INSTINET, LLC|80000
COL|ROCKWELL COLLINS INC|IEQY|CITADEL SECURITIES LLC|114152
COL|ROCKWELL COLLINS INC|INCA|INSTINET, LLC|149642
COL|ROCKWELL COLLINS INC|INJX|INSTINET, LLC|3931
COL|ROCKWELL COLLINS INC|ITGI|ITG Inc.|57587
COL|ROCKWELL COLLINS INC|ITGP|ITG INC.|139000
COL|ROCKWELL COLLINS INC|JANY|Janney Montgomery Scott Inc.|171
COL|ROCKWELL COLLINS INC|JEFF|JEFFERIES LLC|42789
COL|ROCKWELL COLLINS INC|JMPT|JUMP TRADING, LLC|38763
COL|ROCKWELL COLLINS INC|JONE|JonesTrading|215600
COL|ROCKWELL COLLINS INC|JPBX|J.P. MORGAN SECURITIES LLC|5888
COL|ROCKWELL COLLINS INC|JPMX|J.P. Morgan Securities LLC|327679
COL|ROCKWELL COLLINS INC|JSJX|JANE STREET CAPITAL LLC|12234
COL|ROCKWELL COLLINS INC|KCGM|VIRTU Americas LLC|80975
COL|ROCKWELL COLLINS INC|LEHM|Barclays Capital Inc./Le|1245859
COL|ROCKWELL COLLINS INC|LGNT|COR CLEARING LLC|2
COL|ROCKWELL COLLINS INC|LIME|Lime Brokerage LLC|21099
COL|ROCKWELL COLLINS INC|LOOP|Loop Capital Markets LLC|2210
COL|ROCKWELL COLLINS INC|LQNA|LIQUIDNET, INC.|40000
COL|ROCKWELL COLLINS INC|LSCI|Lek Securities Corporation|150
COL|ROCKWELL COLLINS INC|MACC|Mid Atlantic Capital Corporation|1005
COL|ROCKWELL COLLINS INC|MCBT|Moors & Cabot, Inc.|500
COL|ROCKWELL COLLINS INC|MCMF|Raymond James Ltd. Cds|380
COL|ROCKWELL COLLINS INC|MKRT|MARKET SECURITIES, LLC|15265
COL|ROCKWELL COLLINS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173095
COL|ROCKWELL COLLINS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|860
COL|ROCKWELL COLLINS INC|MOTF|MOTIF INVESTING, INC.|16
COL|ROCKWELL COLLINS INC|MPSG|E D & F Man Capital Markets Inc.|104
COL|ROCKWELL COLLINS INC|MSCO|MORGAN STANLEY & CO. LLC|2140907
COL|ROCKWELL COLLINS INC|MSPL|MORGAN STANLEY & CO. LLC|317200
COL|ROCKWELL COLLINS INC|MSTX|MORGAN STANLEY & CO. LLC|42300
COL|ROCKWELL COLLINS INC|NEUB|NEUBERGER BERMAN BD LLC|1500
COL|ROCKWELL COLLINS INC|NFSC|National Financial Services LLC|80806
COL|ROCKWELL COLLINS INC|NITE|VIRTU Americas LLC|177859
COL|ROCKWELL COLLINS INC|NITP|VIRTU Americas LLC|200
COL|ROCKWELL COLLINS INC|NOBL|NOBLE CAPITAL MARKETS, INC.|1300
COL|ROCKWELL COLLINS INC|NQRB|Brut, LLC|54766
COL|ROCKWELL COLLINS INC|NTBF|BMO Nesbitt Burns Inc./CDS|10
COL|ROCKWELL COLLINS INC|NTRC|Northern Trust Securities, Inc.|100
COL|ROCKWELL COLLINS INC|OHOS|TWO SIGMA SECURITIES, LLC|100
COL|ROCKWELL COLLINS INC|OPCO|Oppenheimer & Co. Inc.|247
COL|ROCKWELL COLLINS INC|OTAA|OTA LLC|300
COL|ROCKWELL COLLINS INC|OTUS|OLIVETREE FINANCIAL, LLC|35104
COL|ROCKWELL COLLINS INC|PDQM|CODA MARKETS, INC.|95314
COL|ROCKWELL COLLINS INC|PICT|Pictet Overseas Inc.|8
COL|ROCKWELL COLLINS INC|PIPR|Piper Jaffray & Co.|9412
COL|ROCKWELL COLLINS INC|PWJC|UBS Financial Services, Inc.|4731
COL|ROCKWELL COLLINS INC|QMSR|QUATTRO M SECURITIES INC.|1774
COL|ROCKWELL COLLINS INC|RBCM|RBC CAPITAL MARKETS, LLC|1601
COL|ROCKWELL COLLINS INC|RHCO|Suntrust Robinson Humphrey, Inc.|1600
COL|ROCKWELL COLLINS INC|SAGL|SAGETRADER, LLC|1000
COL|ROCKWELL COLLINS INC|SAGW|SAGETRADER, LLC|19
COL|ROCKWELL COLLINS INC|SBRX|MURIEL SIEBERT & CO INC|596
COL|ROCKWELL COLLINS INC|SBSH|Citigroup Global Markets Inc.|297879
COL|ROCKWELL COLLINS INC|SGMT|GOLDMAN SACHS & CO. LLC|310050
COL|ROCKWELL COLLINS INC|SPDR|SPEEDROUTE LLC|32854
COL|ROCKWELL COLLINS INC|STFL|Stifel, Nicolaus & Company, Incorporated|511
COL|ROCKWELL COLLINS INC|STKP|STOCKPILE INVESTMENTS, INC.|6
COL|ROCKWELL COLLINS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3175
COL|ROCKWELL COLLINS INC|SWIM|TD Ameritrade, Inc.|7333
COL|ROCKWELL COLLINS INC|SWST|Hilltop Securities Inc.|461
COL|ROCKWELL COLLINS INC|TKNG|ALLY INVEST SECURITIES LLC|55
COL|ROCKWELL COLLINS INC|TRBT|Tradebot Systems, Inc.|50311
COL|ROCKWELL COLLINS INC|TRCM|TRC MARKETS LLC|148318
COL|ROCKWELL COLLINS INC|UBSA|UBS SECURITIES LLC|480429
COL|ROCKWELL COLLINS INC|UBSS|UBS Securities LLC|621566
COL|ROCKWELL COLLINS INC|UFPA|UNITED FIRST PARTNERS LLC|21306
COL|ROCKWELL COLLINS INC|VALX|VIRTU AMERICAS LLC|8506
COL|ROCKWELL COLLINS INC|VGRD|Vanguard Marketing Corporation|7684
COL|ROCKWELL COLLINS INC|WBLR|WILLIAM BLAIR|575
COL|ROCKWELL COLLINS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2937
COL|ROCKWELL COLLINS INC|WCHV|WELLS FARGO SECURITIES, LLC|62075
COL|ROCKWELL COLLINS INC|WDNX|WEEDEN & CO.L.P.|2348
COL|ROCKWELL COLLINS INC|WEDB|WEDBUSH SECURITIES INC.|5377
COL|ROCKWELL COLLINS INC|WEED|Weeden & Co.L.P.|2660
COL|ROCKWELL COLLINS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26357
COL|ROCKWELL COLLINS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26055
COL|ROCKWELL COLLINS INC|WGIF|CIBC World Markets Inc.|20
COL|ROCKWELL COLLINS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|949
COL|ROCKWELL COLLINS INC|WSEA|WOLVERINE SECURITIES, LLC|1048
COL|ROCKWELL COLLINS INC|XIST|INSTINET, LLC|71668
COL|ROCKWELL COLLINS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|14800
COL|ROCKWELL COLLINS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2939
COL|ROCKWELL COLLINS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2749
COLB|COLUMBIA BANKING SYS|ALTX|Alternet Securities Inc.|2748
COLB|COLUMBIA BANKING SYS|APCC|Apex Clearing Corporation|4092
COLB|COLUMBIA BANKING SYS|BANK|Primevest Financial Services, Inc.|1883
COLB|COLUMBIA BANKING SYS|BARD|Robert W. Baird & Co. Incorporated|12443
COLB|COLUMBIA BANKING SYS|BATM|CBOE TRADING, INC.|1077
COLB|COLUMBIA BANKING SYS|BAYT|BTIG, LLC|5000
COLB|COLUMBIA BANKING SYS|BERN|Sanford C. Bernstein & Co., LLC|12442
COLB|COLUMBIA BANKING SYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67
COLB|COLUMBIA BANKING SYS|BLKX|INSTINET, LLC|10090
COLB|COLUMBIA BANKING SYS|BMOC|BMO Capital Markets Corp.|12571
COLB|COLUMBIA BANKING SYS|BNPX|BNP PARIBAS SECURITIES CORP.|19134
COLB|COLUMBIA BANKING SYS|BRVL|BLAYLOCK VAN, LLC|300
COLB|COLUMBIA BANKING SYS|BTIG|BTIG, LLC|8076
COLB|COLUMBIA BANKING SYS|BYXM|CBOE TRADING, INC.|709
COLB|COLUMBIA BANKING SYS|BZYD|GOLDMAN SACHS & CO. LLC|1008
COLB|COLUMBIA BANKING SYS|CBLC|CITIGROUP GLOBAL MARKETS INC.|24600
COLB|COLUMBIA BANKING SYS|CHAS|Charles Schwab & Co., Inc.|29
COLB|COLUMBIA BANKING SYS|CIST|Capital Institutional Services, Inc.|78
COLB|COLUMBIA BANKING SYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26676
COLB|COLUMBIA BANKING SYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5066
COLB|COLUMBIA BANKING SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|87140
COLB|COLUMBIA BANKING SYS|CTDL|Citadel Derivatives Group Llc|21645
COLB|COLUMBIA BANKING SYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7232
COLB|COLUMBIA BANKING SYS|DADA|D.A. Davidson & Co.|24577
COLB|COLUMBIA BANKING SYS|DBAB|Deutsche Bank Securities Inc.|281791
COLB|COLUMBIA BANKING SYS|DBAX|Deutsche Bank Securities Inc.|44300
COLB|COLUMBIA BANKING SYS|DBUL|Deutsche Bank Securities Inc.|989
COLB|COLUMBIA BANKING SYS|DEAN|MORGAN STANLEY|92
COLB|COLUMBIA BANKING SYS|DEGS|RONIN PROFESSIONAL LLC|424
COLB|COLUMBIA BANKING SYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|429
COLB|COLUMBIA BANKING SYS|EBXL|EBX LLC|67100
COLB|COLUMBIA BANKING SYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1424
COLB|COLUMBIA BANKING SYS|EDJO|Edward D. Jones & Co., L.P.|3526
COLB|COLUMBIA BANKING SYS|EGAM|CBOE TRADING, INC.|3648
COLB|COLUMBIA BANKING SYS|EGMT|EG MARKET TECHNOLOGIES LLC|200
COLB|COLUMBIA BANKING SYS|EGXM|CBOE TRADING, INC.|2999
COLB|COLUMBIA BANKING SYS|EGXW|CBOE TRADING, INC.|6
COLB|COLUMBIA BANKING SYS|ETBE|Electronic Transaction Clearing, Inc.|5123
COLB|COLUMBIA BANKING SYS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6
COLB|COLUMBIA BANKING SYS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2908
COLB|COLUMBIA BANKING SYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13905
COLB|COLUMBIA BANKING SYS|ETRS|E*Trade Securities LLC|3060
COLB|COLUMBIA BANKING SYS|FBCO|Credit Suisse Securities (USA) LLC|461571
COLB|COLUMBIA BANKING SYS|FBSB|U.S. Bancorp Investments, Inc.|19
COLB|COLUMBIA BANKING SYS|FILL|Tradestation Securities, Inc.|22
COLB|COLUMBIA BANKING SYS|FMAF|NBCN Inc./ CDS|4426
COLB|COLUMBIA BANKING SYS|FOMA|TD AMERITRADE CLEARING, INC.|8874
COLB|COLUMBIA BANKING SYS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2007
COLB|COLUMBIA BANKING SYS|FQLS|Quantlab Securities LP|94631
COLB|COLUMBIA BANKING SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76846
COLB|COLUMBIA BANKING SYS|FTBR|Foliofn Investments, Inc.|541
COLB|COLUMBIA BANKING SYS|GEBB|GLOBAL EXECUTION BROKERS, LP|23726
COLB|COLUMBIA BANKING SYS|GLPX|ACS EXECUTION SERVICES, LLC|8136
COLB|COLUMBIA BANKING SYS|GSCO|GOLDMAN SACHS & CO. LLC|666583
COLB|COLUMBIA BANKING SYS|GSCS|GOLDMAN SACHS & CO. LLC|25097
COLB|COLUMBIA BANKING SYS|GSLT|GOLDMAN SACHS & CO. LLC|2038
COLB|COLUMBIA BANKING SYS|GTSZ|GTS SECURITIES LLC|18282
COLB|COLUMBIA BANKING SYS|HRBF|American Enterprise Investment Services Inc.|2408
COLB|COLUMBIA BANKING SYS|HSBC|HSBC Securities, Inc.|214
COLB|COLUMBIA BANKING SYS|IATS|INTERACTIVE BROKERS LLC|46
COLB|COLUMBIA BANKING SYS|IBKR|Interactive Brokers Llc|5019
COLB|COLUMBIA BANKING SYS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|880
COLB|COLUMBIA BANKING SYS|ICBX|INSTINET, LLC|10700
COLB|COLUMBIA BANKING SYS|IEQY|CITADEL SECURITIES LLC|126834
COLB|COLUMBIA BANKING SYS|INCA|INSTINET, LLC|318647
COLB|COLUMBIA BANKING SYS|INJX|INSTINET, LLC|36178
COLB|COLUMBIA BANKING SYS|ITGI|ITG Inc.|40814
COLB|COLUMBIA BANKING SYS|ITGP|ITG INC.|34800
COLB|COLUMBIA BANKING SYS|JANY|Janney Montgomery Scott Inc.|2021
COLB|COLUMBIA BANKING SYS|JEFF|JEFFERIES LLC|88221
COLB|COLUMBIA BANKING SYS|JMPT|JUMP TRADING, LLC|18773
COLB|COLUMBIA BANKING SYS|JPBX|J.P. MORGAN SECURITIES LLC|21618
COLB|COLUMBIA BANKING SYS|JPMX|J.P. Morgan Securities LLC|90811
COLB|COLUMBIA BANKING SYS|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
COLB|COLUMBIA BANKING SYS|JSJX|JANE STREET CAPITAL LLC|3255
COLB|COLUMBIA BANKING SYS|KBWI|Keefe, Bruyette & Woods, Inc.|11173
COLB|COLUMBIA BANKING SYS|KCGM|VIRTU Americas LLC|10219
COLB|COLUMBIA BANKING SYS|LEHM|Barclays Capital Inc./Le|246758
COLB|COLUMBIA BANKING SYS|LIME|Lime Brokerage LLC|151447
COLB|COLUMBIA BANKING SYS|LOOP|Loop Capital Markets LLC|407
COLB|COLUMBIA BANKING SYS|LQNA|LIQUIDNET, INC.|32300
COLB|COLUMBIA BANKING SYS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|406
COLB|COLUMBIA BANKING SYS|MAXM|Maxim Group LLC|6847
COLB|COLUMBIA BANKING SYS|MCMF|Raymond James Ltd. Cds|758
COLB|COLUMBIA BANKING SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40041
COLB|COLUMBIA BANKING SYS|MSCO|MORGAN STANLEY & CO. LLC|902053
COLB|COLUMBIA BANKING SYS|MSPL|MORGAN STANLEY & CO. LLC|76700
COLB|COLUMBIA BANKING SYS|MSTX|MORGAN STANLEY & CO. LLC|18600
COLB|COLUMBIA BANKING SYS|NFSC|National Financial Services LLC|18236
COLB|COLUMBIA BANKING SYS|NITE|VIRTU Americas LLC|62887
COLB|COLUMBIA BANKING SYS|NITP|VIRTU Americas LLC|1502
COLB|COLUMBIA BANKING SYS|NQRB|Brut, LLC|8836
COLB|COLUMBIA BANKING SYS|NTRC|Northern Trust Securities, Inc.|36670
COLB|COLUMBIA BANKING SYS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1406
COLB|COLUMBIA BANKING SYS|PDQM|CODA MARKETS, INC.|36009
COLB|COLUMBIA BANKING SYS|PIPR|Piper Jaffray & Co.|54650
COLB|COLUMBIA BANKING SYS|PWJC|UBS Financial Services, Inc.|62
COLB|COLUMBIA BANKING SYS|RAJA|Raymond James & Associates, Inc.|72631
COLB|COLUMBIA BANKING SYS|RBCM|RBC CAPITAL MARKETS, LLC|5149
COLB|COLUMBIA BANKING SYS|RILY|B. RILEY FBR, INC.|202
COLB|COLUMBIA BANKING SYS|SAGL|SAGETRADER, LLC|540
COLB|COLUMBIA BANKING SYS|SAGW|SAGETRADER, LLC|3136
COLB|COLUMBIA BANKING SYS|SBSH|Citigroup Global Markets Inc.|139149
COLB|COLUMBIA BANKING SYS|SDLR|Sandler, O'Neill & Partners, L.P.|6737
COLB|COLUMBIA BANKING SYS|SEIC|SEI Investments Distribution Co.|213
COLB|COLUMBIA BANKING SYS|SGMT|GOLDMAN SACHS & CO. LLC|23921
COLB|COLUMBIA BANKING SYS|SPDR|SPEEDROUTE LLC|8020
COLB|COLUMBIA BANKING SYS|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
COLB|COLUMBIA BANKING SYS|STFL|Stifel, Nicolaus & Company, Incorporated|330
COLB|COLUMBIA BANKING SYS|STKP|STOCKPILE INVESTMENTS, INC.|2
COLB|COLUMBIA BANKING SYS|SWIM|TD Ameritrade, Inc.|175
COLB|COLUMBIA BANKING SYS|TMBR|Timber Hill LLC|50
COLB|COLUMBIA BANKING SYS|TRBT|Tradebot Systems, Inc.|101664
COLB|COLUMBIA BANKING SYS|TRCM|TRC MARKETS LLC|104696
COLB|COLUMBIA BANKING SYS|UBSA|UBS SECURITIES LLC|166080
COLB|COLUMBIA BANKING SYS|UBSS|UBS Securities LLC|525538
COLB|COLUMBIA BANKING SYS|VALX|VIRTU AMERICAS LLC|6333
COLB|COLUMBIA BANKING SYS|VERT|The Vertical Trading Group, LLC|40
COLB|COLUMBIA BANKING SYS|VGRD|Vanguard Marketing Corporation|387
COLB|COLUMBIA BANKING SYS|WABR|Wall Street Access|77
COLB|COLUMBIA BANKING SYS|WCHV|WELLS FARGO SECURITIES, LLC|30027
COLB|COLUMBIA BANKING SYS|WEDB|WEDBUSH SECURITIES INC.|1800
COLB|COLUMBIA BANKING SYS|WEED|Weeden & Co.L.P.|2203
COLB|COLUMBIA BANKING SYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|90
COLB|COLUMBIA BANKING SYS|WGIF|CIBC World Markets Inc.|309
COLB|COLUMBIA BANKING SYS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|389
COLB|COLUMBIA BANKING SYS|WSEA|WOLVERINE SECURITIES, LLC|830
COLB|COLUMBIA BANKING SYS|XIST|INSTINET, LLC|23282
COLB|COLUMBIA BANKING SYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|11416
COLB|COLUMBIA BANKING SYS|YKNA|COMHAR CAPITAL MARKETS, LLC|1938
COLB|COLUMBIA BANKING SYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1346
COLD|AMERICOLD REALTY TRU|AGIS|Aegis Capital Corp.|42
COLD|AMERICOLD REALTY TRU|ALTX|Alternet Securities Inc.|12590
COLD|AMERICOLD REALTY TRU|APCC|Apex Clearing Corporation|560
COLD|AMERICOLD REALTY TRU|AQUA|AQUA SECURITIES L.P.|2600
COLD|AMERICOLD REALTY TRU|BANK|Primevest Financial Services, Inc.|173
COLD|AMERICOLD REALTY TRU|BARD|Robert W. Baird & Co. Incorporated|3028
COLD|AMERICOLD REALTY TRU|BATM|CBOE TRADING, INC.|2494
COLD|AMERICOLD REALTY TRU|BAYC|BAY CREST PARTNERS, LLC|788
COLD|AMERICOLD REALTY TRU|BERN|Sanford C. Bernstein & Co., LLC|9148
COLD|AMERICOLD REALTY TRU|BIDS|BIDS TRADING L.P.|7200
COLD|AMERICOLD REALTY TRU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2049
COLD|AMERICOLD REALTY TRU|BLKX|INSTINET, LLC|140930
COLD|AMERICOLD REALTY TRU|BMOC|BMO Capital Markets Corp.|2816
COLD|AMERICOLD REALTY TRU|BTIG|BTIG, LLC|115616
COLD|AMERICOLD REALTY TRU|BYXM|CBOE TRADING, INC.|1244
COLD|AMERICOLD REALTY TRU|CANT|Cantor Fitzgerald & Co.|82
COLD|AMERICOLD REALTY TRU|CBLC|CITIGROUP GLOBAL MARKETS INC.|48920
COLD|AMERICOLD REALTY TRU|CHAS|Charles Schwab & Co., Inc.|60
COLD|AMERICOLD REALTY TRU|CIST|Capital Institutional Services, Inc.|163
COLD|AMERICOLD REALTY TRU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46826
COLD|AMERICOLD REALTY TRU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2044
COLD|AMERICOLD REALTY TRU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2300
COLD|AMERICOLD REALTY TRU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|406264
COLD|AMERICOLD REALTY TRU|CTDL|Citadel Derivatives Group Llc|13262
COLD|AMERICOLD REALTY TRU|CXCX|CITIGROUP GLOBAL MARKETS INC.|26796
COLD|AMERICOLD REALTY TRU|DBAB|Deutsche Bank Securities Inc.|54502
COLD|AMERICOLD REALTY TRU|DBAX|Deutsche Bank Securities Inc.|368800
COLD|AMERICOLD REALTY TRU|DEAN|MORGAN STANLEY|1992
COLD|AMERICOLD REALTY TRU|DEGS|RONIN PROFESSIONAL LLC|300
COLD|AMERICOLD REALTY TRU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
COLD|AMERICOLD REALTY TRU|EBXL|EBX LLC|386200
COLD|AMERICOLD REALTY TRU|ECUT|CONVERGEX EXECUTION SOLUTIONS|31709
COLD|AMERICOLD REALTY TRU|EDJO|Edward D. Jones & Co., L.P.|20
COLD|AMERICOLD REALTY TRU|EGAM|CBOE TRADING, INC.|24002
COLD|AMERICOLD REALTY TRU|EGAW|CBOE TRADING, INC.|1110
COLD|AMERICOLD REALTY TRU|EGMT|EG MARKET TECHNOLOGIES LLC|200
COLD|AMERICOLD REALTY TRU|EGXM|CBOE TRADING, INC.|2055
COLD|AMERICOLD REALTY TRU|ESPO|ESPOSITO SECURITIES, LLC|789
COLD|AMERICOLD REALTY TRU|ETBE|Electronic Transaction Clearing, Inc.|15362
COLD|AMERICOLD REALTY TRU|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
COLD|AMERICOLD REALTY TRU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10635
COLD|AMERICOLD REALTY TRU|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1248
COLD|AMERICOLD REALTY TRU|ETRS|E*Trade Securities LLC|8553
COLD|AMERICOLD REALTY TRU|FILL|Tradestation Securities, Inc.|10712
COLD|AMERICOLD REALTY TRU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13306
COLD|AMERICOLD REALTY TRU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137497
COLD|AMERICOLD REALTY TRU|FTBR|Foliofn Investments, Inc.|4
COLD|AMERICOLD REALTY TRU|GEBB|GLOBAL EXECUTION BROKERS, LP|201
COLD|AMERICOLD REALTY TRU|GLPX|ACS EXECUTION SERVICES, LLC|124313
COLD|AMERICOLD REALTY TRU|GNAV|GREEN STREET TRADING, LLC|48600
COLD|AMERICOLD REALTY TRU|GSCO|GOLDMAN SACHS & CO. LLC|119174
COLD|AMERICOLD REALTY TRU|GSCS|GOLDMAN SACHS & CO. LLC|22604
COLD|AMERICOLD REALTY TRU|GSLT|GOLDMAN SACHS & CO. LLC|7278
COLD|AMERICOLD REALTY TRU|GTSZ|GTS SECURITIES LLC|41767
COLD|AMERICOLD REALTY TRU|HRBF|American Enterprise Investment Services Inc.|2959
COLD|AMERICOLD REALTY TRU|IATS|INTERACTIVE BROKERS LLC|1390
COLD|AMERICOLD REALTY TRU|IBKR|Interactive Brokers Llc|3187
COLD|AMERICOLD REALTY TRU|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|138
COLD|AMERICOLD REALTY TRU|ICBX|INSTINET, LLC|167693
COLD|AMERICOLD REALTY TRU|IEQY|CITADEL SECURITIES LLC|28831
COLD|AMERICOLD REALTY TRU|INCA|INSTINET, LLC|111993
COLD|AMERICOLD REALTY TRU|INJX|INSTINET, LLC|18001
COLD|AMERICOLD REALTY TRU|ITGI|ITG Inc.|30118
COLD|AMERICOLD REALTY TRU|ITGP|ITG INC.|261600
COLD|AMERICOLD REALTY TRU|JANY|Janney Montgomery Scott Inc.|202
COLD|AMERICOLD REALTY TRU|JEFF|JEFFERIES LLC|62292
COLD|AMERICOLD REALTY TRU|JMPT|JUMP TRADING, LLC|57149
COLD|AMERICOLD REALTY TRU|JPBX|J.P. MORGAN SECURITIES LLC|27518
COLD|AMERICOLD REALTY TRU|JPMX|J.P. Morgan Securities LLC|948216
COLD|AMERICOLD REALTY TRU|JSJX|JANE STREET CAPITAL LLC|6538
COLD|AMERICOLD REALTY TRU|KCGM|VIRTU Americas LLC|79150
COLD|AMERICOLD REALTY TRU|LEHM|Barclays Capital Inc./Le|485019
COLD|AMERICOLD REALTY TRU|LIME|Lime Brokerage LLC|28059
COLD|AMERICOLD REALTY TRU|LMNX|LUMINEX TRADING & ANALYTICS LLC|590400
COLD|AMERICOLD REALTY TRU|LQNA|LIQUIDNET, INC.|680900
COLD|AMERICOLD REALTY TRU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
COLD|AMERICOLD REALTY TRU|MACQ|Macquarie Capital (USA) Inc.|300
COLD|AMERICOLD REALTY TRU|MBTS|ALLY INVEST SECURITIES LLC|46
COLD|AMERICOLD REALTY TRU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69291
COLD|AMERICOLD REALTY TRU|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
COLD|AMERICOLD REALTY TRU|MOTF|MOTIF INVESTING, INC.|6
COLD|AMERICOLD REALTY TRU|MSCO|MORGAN STANLEY & CO. LLC|462919
COLD|AMERICOLD REALTY TRU|MSPL|MORGAN STANLEY & CO. LLC|422700
COLD|AMERICOLD REALTY TRU|MSTX|MORGAN STANLEY & CO. LLC|90600
COLD|AMERICOLD REALTY TRU|NFSC|National Financial Services LLC|109913
COLD|AMERICOLD REALTY TRU|NITE|VIRTU Americas LLC|128461
COLD|AMERICOLD REALTY TRU|NITP|VIRTU Americas LLC|2350
COLD|AMERICOLD REALTY TRU|NQRB|Brut, LLC|14993
COLD|AMERICOLD REALTY TRU|OPCO|Oppenheimer & Co. Inc.|226
COLD|AMERICOLD REALTY TRU|PDQM|CODA MARKETS, INC.|32277
COLD|AMERICOLD REALTY TRU|PWJC|UBS Financial Services, Inc.|800
COLD|AMERICOLD REALTY TRU|QMSR|QUATTRO M SECURITIES INC.|5325
COLD|AMERICOLD REALTY TRU|RBCM|RBC CAPITAL MARKETS, LLC|14414
COLD|AMERICOLD REALTY TRU|SAGL|SAGETRADER, LLC|5189
COLD|AMERICOLD REALTY TRU|SBSH|Citigroup Global Markets Inc.|108025
COLD|AMERICOLD REALTY TRU|SGMT|GOLDMAN SACHS & CO. LLC|199901
COLD|AMERICOLD REALTY TRU|SPDR|SPEEDROUTE LLC|14797
COLD|AMERICOLD REALTY TRU|STFL|Stifel, Nicolaus & Company, Incorporated|2803
COLD|AMERICOLD REALTY TRU|SWIM|TD Ameritrade, Inc.|684
COLD|AMERICOLD REALTY TRU|SWST|Hilltop Securities Inc.|300
COLD|AMERICOLD REALTY TRU|TKNG|ALLY INVEST SECURITIES LLC|331
COLD|AMERICOLD REALTY TRU|TRBT|Tradebot Systems, Inc.|180463
COLD|AMERICOLD REALTY TRU|TRCM|TRC MARKETS LLC|11322
COLD|AMERICOLD REALTY TRU|UBSS|UBS Securities LLC|585268
COLD|AMERICOLD REALTY TRU|VALX|VIRTU AMERICAS LLC|3383
COLD|AMERICOLD REALTY TRU|VGRD|Vanguard Marketing Corporation|5506
COLD|AMERICOLD REALTY TRU|WBPX|SUMMIT SECURITIES GROUP, LLC|2140
COLD|AMERICOLD REALTY TRU|WCHV|WELLS FARGO SECURITIES, LLC|52829
COLD|AMERICOLD REALTY TRU|WEDB|WEDBUSH SECURITIES INC.|1828
COLD|AMERICOLD REALTY TRU|WEED|Weeden & Co.L.P.|3010
COLD|AMERICOLD REALTY TRU|WSEA|WOLVERINE SECURITIES, LLC|615
COLD|AMERICOLD REALTY TRU|XIST|INSTINET, LLC|55412
COLD|AMERICOLD REALTY TRU|XPQR|Jump Trading|3325
COLD|AMERICOLD REALTY TRU|XSTM|NATIONAL FINANCIAL SERVICES LLC|76978
COLD|AMERICOLD REALTY TRU|YKNA|COMHAR CAPITAL MARKETS, LLC|1053
COLL|COLLEGIUM PHARMA CM|ADAM|CANACCORD GENUITY INC.|5224
COLL|COLLEGIUM PHARMA CM|AGIS|Aegis Capital Corp.|9059
COLL|COLLEGIUM PHARMA CM|ALTX|Alternet Securities Inc.|3200
COLL|COLLEGIUM PHARMA CM|ANOS|ABEL/NOSER, L.L.C.|596
COLL|COLLEGIUM PHARMA CM|APCC|Apex Clearing Corporation|393
COLL|COLLEGIUM PHARMA CM|BANK|Primevest Financial Services, Inc.|400
COLL|COLLEGIUM PHARMA CM|BARD|Robert W. Baird & Co. Incorporated|4900
COLL|COLLEGIUM PHARMA CM|BATM|CBOE TRADING, INC.|4453
COLL|COLLEGIUM PHARMA CM|BAYT|BTIG, LLC|2900
COLL|COLLEGIUM PHARMA CM|BERN|Sanford C. Bernstein & Co., LLC|48972
COLL|COLLEGIUM PHARMA CM|BIDS|BIDS TRADING L.P.|9700
COLL|COLLEGIUM PHARMA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21033
COLL|COLLEGIUM PHARMA CM|BLKX|INSTINET, LLC|20000
COLL|COLLEGIUM PHARMA CM|BMOC|BMO Capital Markets Corp.|4324
COLL|COLLEGIUM PHARMA CM|BNPX|BNP PARIBAS SECURITIES CORP.|2407
COLL|COLLEGIUM PHARMA CM|BTIG|BTIG, LLC|1067
COLL|COLLEGIUM PHARMA CM|BYXM|CBOE TRADING, INC.|400
COLL|COLLEGIUM PHARMA CM|CANT|Cantor Fitzgerald & Co.|10000
COLL|COLLEGIUM PHARMA CM|CHAS|Charles Schwab & Co., Inc.|1230
COLL|COLLEGIUM PHARMA CM|CIST|Capital Institutional Services, Inc.|152
COLL|COLLEGIUM PHARMA CM|CLSA|CLSA AMERICAS, LLC|129
COLL|COLLEGIUM PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105653
COLL|COLLEGIUM PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|850
COLL|COLLEGIUM PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|560
COLL|COLLEGIUM PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223949
COLL|COLLEGIUM PHARMA CM|CTDL|Citadel Derivatives Group Llc|19696
COLL|COLLEGIUM PHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|32026
COLL|COLLEGIUM PHARMA CM|DBAB|Deutsche Bank Securities Inc.|347473
COLL|COLLEGIUM PHARMA CM|DBAX|Deutsche Bank Securities Inc.|168700
COLL|COLLEGIUM PHARMA CM|DEAN|MORGAN STANLEY|29393
COLL|COLLEGIUM PHARMA CM|DEGS|RONIN PROFESSIONAL LLC|35910
COLL|COLLEGIUM PHARMA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1969
COLL|COLLEGIUM PHARMA CM|DOTC|Dougherty & Company LLC|159
COLL|COLLEGIUM PHARMA CM|EBXL|EBX LLC|88300
COLL|COLLEGIUM PHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3832
COLL|COLLEGIUM PHARMA CM|EDJO|Edward D. Jones & Co., L.P.|3122
COLL|COLLEGIUM PHARMA CM|EGAM|CBOE TRADING, INC.|8265
COLL|COLLEGIUM PHARMA CM|EGAW|CBOE TRADING, INC.|200
COLL|COLLEGIUM PHARMA CM|EGMT|EG MARKET TECHNOLOGIES LLC|1700
COLL|COLLEGIUM PHARMA CM|EGXM|CBOE TRADING, INC.|4767
COLL|COLLEGIUM PHARMA CM|EGXW|CBOE TRADING, INC.|413
COLL|COLLEGIUM PHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|23946
COLL|COLLEGIUM PHARMA CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3810
COLL|COLLEGIUM PHARMA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|49018
COLL|COLLEGIUM PHARMA CM|ETRS|E*Trade Securities LLC|76610
COLL|COLLEGIUM PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|505729
COLL|COLLEGIUM PHARMA CM|FILL|Tradestation Securities, Inc.|14846
COLL|COLLEGIUM PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|352831
COLL|COLLEGIUM PHARMA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|670
COLL|COLLEGIUM PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82682
COLL|COLLEGIUM PHARMA CM|FTBR|Foliofn Investments, Inc.|1625
COLL|COLLEGIUM PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|41675
COLL|COLLEGIUM PHARMA CM|GLIS|TD Securities Inc|700
COLL|COLLEGIUM PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|17957
COLL|COLLEGIUM PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|663083
COLL|COLLEGIUM PHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|4151
COLL|COLLEGIUM PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|1879
COLL|COLLEGIUM PHARMA CM|GTSZ|GTS SECURITIES LLC|17295
COLL|COLLEGIUM PHARMA CM|HAPX|HAP Trading, LLC|176
COLL|COLLEGIUM PHARMA CM|HRBF|American Enterprise Investment Services Inc.|5304
COLL|COLLEGIUM PHARMA CM|IATS|INTERACTIVE BROKERS LLC|24438
COLL|COLLEGIUM PHARMA CM|IBKR|Interactive Brokers Llc|115432
COLL|COLLEGIUM PHARMA CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
COLL|COLLEGIUM PHARMA CM|ICBX|INSTINET, LLC|22746
COLL|COLLEGIUM PHARMA CM|IEQY|CITADEL SECURITIES LLC|110276
COLL|COLLEGIUM PHARMA CM|INCA|INSTINET, LLC|222749
COLL|COLLEGIUM PHARMA CM|INJX|INSTINET, LLC|170432
COLL|COLLEGIUM PHARMA CM|ITGI|ITG Inc.|82345
COLL|COLLEGIUM PHARMA CM|ITGP|ITG INC.|48800
COLL|COLLEGIUM PHARMA CM|JANY|Janney Montgomery Scott Inc.|2650
COLL|COLLEGIUM PHARMA CM|JEFF|JEFFERIES LLC|177379
COLL|COLLEGIUM PHARMA CM|JMPT|JUMP TRADING, LLC|52393
COLL|COLLEGIUM PHARMA CM|JONE|JonesTrading|187
COLL|COLLEGIUM PHARMA CM|JPBX|J.P. MORGAN SECURITIES LLC|17302
COLL|COLLEGIUM PHARMA CM|JPMX|J.P. Morgan Securities LLC|228236
COLL|COLLEGIUM PHARMA CM|JSJX|JANE STREET CAPITAL LLC|7571
COLL|COLLEGIUM PHARMA CM|JUTA|JUMP TRADING, LLC|100
COLL|COLLEGIUM PHARMA CM|KCGM|VIRTU Americas LLC|29360
COLL|COLLEGIUM PHARMA CM|LEHM|Barclays Capital Inc./Le|633012
COLL|COLLEGIUM PHARMA CM|LIME|Lime Brokerage LLC|135827
COLL|COLLEGIUM PHARMA CM|LQNA|LIQUIDNET, INC.|35900
COLL|COLLEGIUM PHARMA CM|LQNB|LIQUIDNET, INC.|9700
COLL|COLLEGIUM PHARMA CM|LSCI|Lek Securities Corporation|436
COLL|COLLEGIUM PHARMA CM|LVMR|LIVERMORE TRADING GROUP, INC.|3400
COLL|COLLEGIUM PHARMA CM|MACQ|Macquarie Capital (USA) Inc.|4504
COLL|COLLEGIUM PHARMA CM|MAXM|Maxim Group LLC|2935
COLL|COLLEGIUM PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48720
COLL|COLLEGIUM PHARMA CM|MOTF|MOTIF INVESTING, INC.|3
COLL|COLLEGIUM PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|1204582
COLL|COLLEGIUM PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|227100
COLL|COLLEGIUM PHARMA CM|MSTX|MORGAN STANLEY & CO. LLC|105000
COLL|COLLEGIUM PHARMA CM|NATL|National Securities Corporation|200
COLL|COLLEGIUM PHARMA CM|NEED|Needham & Company, LLC|100
COLL|COLLEGIUM PHARMA CM|NEUB|NEUBERGER BERMAN BD LLC|775
COLL|COLLEGIUM PHARMA CM|NFSC|National Financial Services LLC|296118
COLL|COLLEGIUM PHARMA CM|NITE|VIRTU Americas LLC|547770
COLL|COLLEGIUM PHARMA CM|NITP|VIRTU Americas LLC|2550
COLL|COLLEGIUM PHARMA CM|NQRB|Brut, LLC|6054
COLL|COLLEGIUM PHARMA CM|NTRC|Northern Trust Securities, Inc.|218
COLL|COLLEGIUM PHARMA CM|OPCO|Oppenheimer & Co. Inc.|63256
COLL|COLLEGIUM PHARMA CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|190
COLL|COLLEGIUM PHARMA CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1180
COLL|COLLEGIUM PHARMA CM|PDQM|CODA MARKETS, INC.|45399
COLL|COLLEGIUM PHARMA CM|PHLY|NASDAQ Execution Services, LLC|3600
COLL|COLLEGIUM PHARMA CM|PIPR|Piper Jaffray & Co.|71668
COLL|COLLEGIUM PHARMA CM|PWJC|UBS Financial Services, Inc.|4600
COLL|COLLEGIUM PHARMA CM|RAJA|Raymond James & Associates, Inc.|6163
COLL|COLLEGIUM PHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|6739
COLL|COLLEGIUM PHARMA CM|RGLD|Regal Securities, Inc|200
COLL|COLLEGIUM PHARMA CM|RHCO|Suntrust Robinson Humphrey, Inc.|300
COLL|COLLEGIUM PHARMA CM|SAGL|SAGETRADER, LLC|27208
COLL|COLLEGIUM PHARMA CM|SALI|INTL FCSTONE FINANCIAL INC.|100
COLL|COLLEGIUM PHARMA CM|SBSH|Citigroup Global Markets Inc.|223240
COLL|COLLEGIUM PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|75548
COLL|COLLEGIUM PHARMA CM|SPDR|SPEEDROUTE LLC|6014
COLL|COLLEGIUM PHARMA CM|SPHN|Stephens Inc.|100
COLL|COLLEGIUM PHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|1700
COLL|COLLEGIUM PHARMA CM|STFL|Stifel, Nicolaus & Company, Incorporated|686
COLL|COLLEGIUM PHARMA CM|STXG|Stockcross Financial Services, Inc.|22200
COLL|COLLEGIUM PHARMA CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
COLL|COLLEGIUM PHARMA CM|SWIM|TD Ameritrade, Inc.|60361
COLL|COLLEGIUM PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|7140
COLL|COLLEGIUM PHARMA CM|TRBT|Tradebot Systems, Inc.|171203
COLL|COLLEGIUM PHARMA CM|TRCM|TRC MARKETS LLC|72113
COLL|COLLEGIUM PHARMA CM|TWTT|TASTYWORKS, INC.|588
COLL|COLLEGIUM PHARMA CM|UBSA|UBS SECURITIES LLC|272957
COLL|COLLEGIUM PHARMA CM|UBSS|UBS Securities LLC|890687
COLL|COLLEGIUM PHARMA CM|VALX|VIRTU AMERICAS LLC|5519
COLL|COLLEGIUM PHARMA CM|VGRD|Vanguard Marketing Corporation|14423
COLL|COLLEGIUM PHARMA CM|VSIN|Vision Financial Markets Llc|450
COLL|COLLEGIUM PHARMA CM|WBLR|WILLIAM BLAIR|535
COLL|COLLEGIUM PHARMA CM|WBPX|SUMMIT SECURITIES GROUP, LLC|600
COLL|COLLEGIUM PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|44634
COLL|COLLEGIUM PHARMA CM|WEDB|WEDBUSH SECURITIES INC.|600
COLL|COLLEGIUM PHARMA CM|WEED|Weeden & Co.L.P.|210
COLL|COLLEGIUM PHARMA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|672
COLL|COLLEGIUM PHARMA CM|WGIF|CIBC World Markets Inc.|850
COLL|COLLEGIUM PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|2296
COLL|COLLEGIUM PHARMA CM|XIST|INSTINET, LLC|30650
COLL|COLLEGIUM PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|12370
COLL|COLLEGIUM PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3514
COLL|COLLEGIUM PHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15510
COLM|COLUMBIA SPRTSWR  ##|ALTX|Alternet Securities Inc.|3300
COLM|COLUMBIA SPRTSWR  ##|APCC|Apex Clearing Corporation|304
COLM|COLUMBIA SPRTSWR  ##|BALE|M&T SECURITIES, INC.|100
COLM|COLUMBIA SPRTSWR  ##|BARD|Robert W. Baird & Co. Incorporated|1395
COLM|COLUMBIA SPRTSWR  ##|BATM|CBOE TRADING, INC.|1028
COLM|COLUMBIA SPRTSWR  ##|BAYC|BAY CREST PARTNERS, LLC|905
COLM|COLUMBIA SPRTSWR  ##|BERN|Sanford C. Bernstein & Co., LLC|10696
COLM|COLUMBIA SPRTSWR  ##|BIDS|BIDS TRADING L.P.|8900
COLM|COLUMBIA SPRTSWR  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1348
COLM|COLUMBIA SPRTSWR  ##|BMOC|BMO Capital Markets Corp.|4791
COLM|COLUMBIA SPRTSWR  ##|BNPX|BNP PARIBAS SECURITIES CORP.|2598
COLM|COLUMBIA SPRTSWR  ##|BTIG|BTIG, LLC|10092
COLM|COLUMBIA SPRTSWR  ##|BYXM|CBOE TRADING, INC.|248
COLM|COLUMBIA SPRTSWR  ##|BZYD|GOLDMAN SACHS & CO. LLC|320
COLM|COLUMBIA SPRTSWR  ##|CANT|Cantor Fitzgerald & Co.|435
COLM|COLUMBIA SPRTSWR  ##|CHAS|Charles Schwab & Co., Inc.|56
COLM|COLUMBIA SPRTSWR  ##|CIST|Capital Institutional Services, Inc.|714
COLM|COLUMBIA SPRTSWR  ##|CJSC|CJS Securities, Inc.|8900
COLM|COLUMBIA SPRTSWR  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|181628
COLM|COLUMBIA SPRTSWR  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|118775
COLM|COLUMBIA SPRTSWR  ##|CTDL|Citadel Derivatives Group Llc|13886
COLM|COLUMBIA SPRTSWR  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|21202
COLM|COLUMBIA SPRTSWR  ##|DBAB|Deutsche Bank Securities Inc.|284577
COLM|COLUMBIA SPRTSWR  ##|DBAX|Deutsche Bank Securities Inc.|93600
COLM|COLUMBIA SPRTSWR  ##|DBUL|Deutsche Bank Securities Inc.|200
COLM|COLUMBIA SPRTSWR  ##|DEAN|MORGAN STANLEY|5705
COLM|COLUMBIA SPRTSWR  ##|DEGS|RONIN PROFESSIONAL LLC|102
COLM|COLUMBIA SPRTSWR  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|829
COLM|COLUMBIA SPRTSWR  ##|DRWK|DRW SECURITIES, L.L.C.|9018
COLM|COLUMBIA SPRTSWR  ##|EBXL|EBX LLC|64700
COLM|COLUMBIA SPRTSWR  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4547
COLM|COLUMBIA SPRTSWR  ##|EDJO|Edward D. Jones & Co., L.P.|103
COLM|COLUMBIA SPRTSWR  ##|EGAM|CBOE TRADING, INC.|3590
COLM|COLUMBIA SPRTSWR  ##|EGAW|CBOE TRADING, INC.|255
COLM|COLUMBIA SPRTSWR  ##|EGMT|EG MARKET TECHNOLOGIES LLC|70
COLM|COLUMBIA SPRTSWR  ##|EGXM|CBOE TRADING, INC.|1455
COLM|COLUMBIA SPRTSWR  ##|ESPO|ESPOSITO SECURITIES, LLC|428
COLM|COLUMBIA SPRTSWR  ##|ETBE|Electronic Transaction Clearing, Inc.|7197
COLM|COLUMBIA SPRTSWR  ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4
COLM|COLUMBIA SPRTSWR  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2003
COLM|COLUMBIA SPRTSWR  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23210
COLM|COLUMBIA SPRTSWR  ##|ETRS|E*Trade Securities LLC|4368
COLM|COLUMBIA SPRTSWR  ##|FBCO|Credit Suisse Securities (USA) LLC|1356161
COLM|COLUMBIA SPRTSWR  ##|FBRC|B. RILEY FBR, INC.|500
COLM|COLUMBIA SPRTSWR  ##|FBSB|U.S. Bancorp Investments, Inc.|1
COLM|COLUMBIA SPRTSWR  ##|FILL|Tradestation Securities, Inc.|960
COLM|COLUMBIA SPRTSWR  ##|FMAF|NBCN Inc./ CDS|925
COLM|COLUMBIA SPRTSWR  ##|FOMA|TD AMERITRADE CLEARING, INC.|21976
COLM|COLUMBIA SPRTSWR  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|53940
COLM|COLUMBIA SPRTSWR  ##|FQLS|Quantlab Securities LP|142350
COLM|COLUMBIA SPRTSWR  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105872
COLM|COLUMBIA SPRTSWR  ##|FTBR|Foliofn Investments, Inc.|963
COLM|COLUMBIA SPRTSWR  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|10069
COLM|COLUMBIA SPRTSWR  ##|GLPX|ACS EXECUTION SERVICES, LLC|6762
COLM|COLUMBIA SPRTSWR  ##|GSCO|GOLDMAN SACHS & CO. LLC|1195173
COLM|COLUMBIA SPRTSWR  ##|GSCS|GOLDMAN SACHS & CO. LLC|4392
COLM|COLUMBIA SPRTSWR  ##|GSLT|GOLDMAN SACHS & CO. LLC|989
COLM|COLUMBIA SPRTSWR  ##|GTSZ|GTS SECURITIES LLC|28790
COLM|COLUMBIA SPRTSWR  ##|HRBF|American Enterprise Investment Services Inc.|225
COLM|COLUMBIA SPRTSWR  ##|HSBC|HSBC Securities, Inc.|12000
COLM|COLUMBIA SPRTSWR  ##|IATS|INTERACTIVE BROKERS LLC|3681
COLM|COLUMBIA SPRTSWR  ##|IBKR|Interactive Brokers Llc|29945
COLM|COLUMBIA SPRTSWR  ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|150
COLM|COLUMBIA SPRTSWR  ##|ICBX|INSTINET, LLC|13000
COLM|COLUMBIA SPRTSWR  ##|IEQY|CITADEL SECURITIES LLC|33125
COLM|COLUMBIA SPRTSWR  ##|INCA|INSTINET, LLC|229261
COLM|COLUMBIA SPRTSWR  ##|INJX|INSTINET, LLC|5411
COLM|COLUMBIA SPRTSWR  ##|ITGI|ITG Inc.|16560
COLM|COLUMBIA SPRTSWR  ##|ITGP|ITG INC.|27200
COLM|COLUMBIA SPRTSWR  ##|JANY|Janney Montgomery Scott Inc.|820
COLM|COLUMBIA SPRTSWR  ##|JEFF|JEFFERIES LLC|49755
COLM|COLUMBIA SPRTSWR  ##|JMPT|JUMP TRADING, LLC|33471
COLM|COLUMBIA SPRTSWR  ##|JONE|JonesTrading|7406
COLM|COLUMBIA SPRTSWR  ##|JPBX|J.P. MORGAN SECURITIES LLC|14546
COLM|COLUMBIA SPRTSWR  ##|JPMX|J.P. Morgan Securities LLC|83731
COLM|COLUMBIA SPRTSWR  ##|JSJX|JANE STREET CAPITAL LLC|8482
COLM|COLUMBIA SPRTSWR  ##|KCGM|VIRTU Americas LLC|14261
COLM|COLUMBIA SPRTSWR  ##|KING|C. L. King & Associates, Inc.|10151
COLM|COLUMBIA SPRTSWR  ##|LEHM|Barclays Capital Inc./Le|713542
COLM|COLUMBIA SPRTSWR  ##|LIME|Lime Brokerage LLC|84818
COLM|COLUMBIA SPRTSWR  ##|LMGP|LIME BROKERAGE LLC|555
COLM|COLUMBIA SPRTSWR  ##|LOOP|Loop Capital Markets LLC|8051
COLM|COLUMBIA SPRTSWR  ##|LQNA|LIQUIDNET, INC.|5000
COLM|COLUMBIA SPRTSWR  ##|LQNB|LIQUIDNET, INC.|196
COLM|COLUMBIA SPRTSWR  ##|LSCI|Lek Securities Corporation|5
COLM|COLUMBIA SPRTSWR  ##|MAXM|Maxim Group LLC|980
COLM|COLUMBIA SPRTSWR  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26748
COLM|COLUMBIA SPRTSWR  ##|MOTF|MOTIF INVESTING, INC.|24
COLM|COLUMBIA SPRTSWR  ##|MPSG|E D & F Man Capital Markets Inc.|902
COLM|COLUMBIA SPRTSWR  ##|MSCO|MORGAN STANLEY & CO. LLC|1506875
COLM|COLUMBIA SPRTSWR  ##|MSPL|MORGAN STANLEY & CO. LLC|175000
COLM|COLUMBIA SPRTSWR  ##|MSTX|MORGAN STANLEY & CO. LLC|40400
COLM|COLUMBIA SPRTSWR  ##|NFSC|National Financial Services LLC|45811
COLM|COLUMBIA SPRTSWR  ##|NITE|VIRTU Americas LLC|117237
COLM|COLUMBIA SPRTSWR  ##|NITP|VIRTU Americas LLC|1302
COLM|COLUMBIA SPRTSWR  ##|NQRB|Brut, LLC|4601
COLM|COLUMBIA SPRTSWR  ##|NTRC|Northern Trust Securities, Inc.|587
COLM|COLUMBIA SPRTSWR  ##|OHOS|TWO SIGMA SECURITIES, LLC|5803
COLM|COLUMBIA SPRTSWR  ##|OPCO|Oppenheimer & Co. Inc.|262
COLM|COLUMBIA SPRTSWR  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1574
COLM|COLUMBIA SPRTSWR  ##|PDQM|CODA MARKETS, INC.|22484
COLM|COLUMBIA SPRTSWR  ##|PWJC|UBS Financial Services, Inc.|550
COLM|COLUMBIA SPRTSWR  ##|RAJA|Raymond James & Associates, Inc.|1543
COLM|COLUMBIA SPRTSWR  ##|RBCM|RBC CAPITAL MARKETS, LLC|974
COLM|COLUMBIA SPRTSWR  ##|RHCO|Suntrust Robinson Humphrey, Inc.|3954
COLM|COLUMBIA SPRTSWR  ##|SAGL|SAGETRADER, LLC|1600
COLM|COLUMBIA SPRTSWR  ##|SAGW|SAGETRADER, LLC|122
COLM|COLUMBIA SPRTSWR  ##|SALI|INTL FCSTONE FINANCIAL INC.|106
COLM|COLUMBIA SPRTSWR  ##|SBSH|Citigroup Global Markets Inc.|512441
COLM|COLUMBIA SPRTSWR  ##|SGMT|GOLDMAN SACHS & CO. LLC|31499
COLM|COLUMBIA SPRTSWR  ##|SPDR|SPEEDROUTE LLC|5862
COLM|COLUMBIA SPRTSWR  ##|SPHN|Stephens Inc.|800
COLM|COLUMBIA SPRTSWR  ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|26200
COLM|COLUMBIA SPRTSWR  ##|STFL|Stifel, Nicolaus & Company, Incorporated|4276
COLM|COLUMBIA SPRTSWR  ##|STKP|STOCKPILE INVESTMENTS, INC.|14
COLM|COLUMBIA SPRTSWR  ##|SWIM|TD Ameritrade, Inc.|3552
COLM|COLUMBIA SPRTSWR  ##|SWST|Hilltop Securities Inc.|113
COLM|COLUMBIA SPRTSWR  ##|TKNG|ALLY INVEST SECURITIES LLC|197
COLM|COLUMBIA SPRTSWR  ##|TONC|CUTTONE & CO., LLC|560
COLM|COLUMBIA SPRTSWR  ##|TRBT|Tradebot Systems, Inc.|87848
COLM|COLUMBIA SPRTSWR  ##|TRCM|TRC MARKETS LLC|62957
COLM|COLUMBIA SPRTSWR  ##|UBSA|UBS SECURITIES LLC|215924
COLM|COLUMBIA SPRTSWR  ##|UBSS|UBS Securities LLC|757766
COLM|COLUMBIA SPRTSWR  ##|VALX|VIRTU AMERICAS LLC|7832
COLM|COLUMBIA SPRTSWR  ##|VGRD|Vanguard Marketing Corporation|239
COLM|COLUMBIA SPRTSWR  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|100
COLM|COLUMBIA SPRTSWR  ##|WCHV|WELLS FARGO SECURITIES, LLC|32432
COLM|COLUMBIA SPRTSWR  ##|WEDB|WEDBUSH SECURITIES INC.|53
COLM|COLUMBIA SPRTSWR  ##|WEED|Weeden & Co.L.P.|2200
COLM|COLUMBIA SPRTSWR  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|389
COLM|COLUMBIA SPRTSWR  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|312
COLM|COLUMBIA SPRTSWR  ##|WGIF|CIBC World Markets Inc.|109
COLM|COLUMBIA SPRTSWR  ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|14
COLM|COLUMBIA SPRTSWR  ##|WSEA|WOLVERINE SECURITIES, LLC|339
COLM|COLUMBIA SPRTSWR  ##|XIST|INSTINET, LLC|111192
COLM|COLUMBIA SPRTSWR  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|5700
COLM|COLUMBIA SPRTSWR  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1635
COLM|COLUMBIA SPRTSWR  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|166
COM|DIREXION AUSPICE BRO|CANT|Cantor Fitzgerald & Co.|966
COM|DIREXION AUSPICE BRO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
COM|DIREXION AUSPICE BRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15029
COM|DIREXION AUSPICE BRO|DBAX|Deutsche Bank Securities Inc.|1700
COM|DIREXION AUSPICE BRO|EBXL|EBX LLC|1500
COM|DIREXION AUSPICE BRO|EGXM|CBOE TRADING, INC.|500
COM|DIREXION AUSPICE BRO|ETRS|E*Trade Securities LLC|8
COM|DIREXION AUSPICE BRO|FILL|Tradestation Securities, Inc.|400
COM|DIREXION AUSPICE BRO|FTBR|Foliofn Investments, Inc.|1
COM|DIREXION AUSPICE BRO|GLIS|TD Securities Inc|235
COM|DIREXION AUSPICE BRO|GSCO|GOLDMAN SACHS & CO. LLC|1104
COM|DIREXION AUSPICE BRO|IBKR|Interactive Brokers Llc|51
COM|DIREXION AUSPICE BRO|ICBX|INSTINET, LLC|100
COM|DIREXION AUSPICE BRO|JPMX|J.P. Morgan Securities LLC|800
COM|DIREXION AUSPICE BRO|JSEB|JANE STREET EXECUTION SERVICES, LLC|19991
COM|DIREXION AUSPICE BRO|JSJX|JANE STREET CAPITAL LLC|1609
COM|DIREXION AUSPICE BRO|KCGM|VIRTU Americas LLC|1578
COM|DIREXION AUSPICE BRO|LEHM|Barclays Capital Inc./Le|11000
COM|DIREXION AUSPICE BRO|LIME|Lime Brokerage LLC|315
COM|DIREXION AUSPICE BRO|MSCO|MORGAN STANLEY & CO. LLC|400
COM|DIREXION AUSPICE BRO|NFSC|National Financial Services LLC|972
COM|DIREXION AUSPICE BRO|NITE|VIRTU Americas LLC|18049
COM|DIREXION AUSPICE BRO|NITP|VIRTU Americas LLC|16934
COM|DIREXION AUSPICE BRO|SGMT|GOLDMAN SACHS & CO. LLC|500
COM|DIREXION AUSPICE BRO|UBSA|UBS SECURITIES LLC|3583
COM|DIREXION AUSPICE BRO|UBSS|UBS Securities LLC|6650
COM|DIREXION AUSPICE BRO|VGRD|Vanguard Marketing Corporation|20
COM|DIREXION AUSPICE BRO|WCHV|WELLS FARGO SECURITIES, LLC|190
COM|DIREXION AUSPICE BRO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|590
COMB|GRANITESHARES BLMBRG|BANK|Primevest Financial Services, Inc.|164
COMB|GRANITESHARES BLMBRG|CANT|Cantor Fitzgerald & Co.|3000
COMB|GRANITESHARES BLMBRG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3145
COMB|GRANITESHARES BLMBRG|DBAX|Deutsche Bank Securities Inc.|2300
COMB|GRANITESHARES BLMBRG|EBXL|EBX LLC|4000
COMB|GRANITESHARES BLMBRG|ETRS|E*Trade Securities LLC|312
COMB|GRANITESHARES BLMBRG|FTBR|Foliofn Investments, Inc.|192
COMB|GRANITESHARES BLMBRG|GEBB|GLOBAL EXECUTION BROKERS, LP|100
COMB|GRANITESHARES BLMBRG|GTSZ|GTS SECURITIES LLC|200
COMB|GRANITESHARES BLMBRG|IATS|INTERACTIVE BROKERS LLC|300
COMB|GRANITESHARES BLMBRG|IBKR|Interactive Brokers Llc|2236
COMB|GRANITESHARES BLMBRG|ICBX|INSTINET, LLC|2000
COMB|GRANITESHARES BLMBRG|INCA|INSTINET, LLC|100
COMB|GRANITESHARES BLMBRG|JPMX|J.P. Morgan Securities LLC|1426
COMB|GRANITESHARES BLMBRG|JSJX|JANE STREET CAPITAL LLC|18782
COMB|GRANITESHARES BLMBRG|KCGM|VIRTU Americas LLC|2600
COMB|GRANITESHARES BLMBRG|LEHM|Barclays Capital Inc./Le|8200
COMB|GRANITESHARES BLMBRG|LIME|Lime Brokerage LLC|1507
COMB|GRANITESHARES BLMBRG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3624
COMB|GRANITESHARES BLMBRG|MOTF|MOTIF INVESTING, INC.|1
COMB|GRANITESHARES BLMBRG|MSCO|MORGAN STANLEY & CO. LLC|100
COMB|GRANITESHARES BLMBRG|NFSC|National Financial Services LLC|16066
COMB|GRANITESHARES BLMBRG|NITE|VIRTU Americas LLC|29460
COMB|GRANITESHARES BLMBRG|NITP|VIRTU Americas LLC|1777
COMB|GRANITESHARES BLMBRG|RBCM|RBC CAPITAL MARKETS, LLC|12095
COMB|GRANITESHARES BLMBRG|SGMT|GOLDMAN SACHS & CO. LLC|1700
COMB|GRANITESHARES BLMBRG|SWIM|TD Ameritrade, Inc.|140
COMB|GRANITESHARES BLMBRG|UBSA|UBS SECURITIES LLC|5199
COMB|GRANITESHARES BLMBRG|UBSS|UBS Securities LLC|4260
COMB|GRANITESHARES BLMBRG|VGRD|Vanguard Marketing Corporation|4467
COMB|GRANITESHARES BLMBRG|WSEA|WOLVERINE SECURITIES, LLC|347
COMB|GRANITESHARES BLMBRG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25131
COMG|GRANITESHARES S&P GS|APCC|Apex Clearing Corporation|1
COMG|GRANITESHARES S&P GS|CHAS|Charles Schwab & Co., Inc.|1
COMG|GRANITESHARES S&P GS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|827
COMG|GRANITESHARES S&P GS|ETRS|E*Trade Securities LLC|306
COMG|GRANITESHARES S&P GS|FTBR|Foliofn Investments, Inc.|87
COMG|GRANITESHARES S&P GS|ICBX|INSTINET, LLC|1500
COMG|GRANITESHARES S&P GS|JSJX|JANE STREET CAPITAL LLC|397
COMG|GRANITESHARES S&P GS|LEHM|Barclays Capital Inc./Le|200
COMG|GRANITESHARES S&P GS|NFSC|National Financial Services LLC|170
COMG|GRANITESHARES S&P GS|NITE|VIRTU Americas LLC|583
COMG|GRANITESHARES S&P GS|RBCM|RBC CAPITAL MARKETS, LLC|40
COMG|GRANITESHARES S&P GS|SWIM|TD Ameritrade, Inc.|353
COMG|GRANITESHARES S&P GS|UBSA|UBS SECURITIES LLC|100
COMG|GRANITESHARES S&P GS|UBSS|UBS Securities LLC|262
COMG|GRANITESHARES S&P GS|VGRD|Vanguard Marketing Corporation|200
COMG|GRANITESHARES S&P GS|WCHV|WELLS FARGO SECURITIES, LLC|550
COMG|GRANITESHARES S&P GS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|957
COMM|COMMSCOPE HOLDING CO|ABLE|NATIXIS Securities Americas LLC|2329
COMM|COMMSCOPE HOLDING CO|ACLP|ALEXANDER CAPITAL, L.P.|2500
COMM|COMMSCOPE HOLDING CO|ALTX|Alternet Securities Inc.|13966
COMM|COMMSCOPE HOLDING CO|APCC|Apex Clearing Corporation|479
COMM|COMMSCOPE HOLDING CO|BANK|Primevest Financial Services, Inc.|79
COMM|COMMSCOPE HOLDING CO|BARD|Robert W. Baird & Co. Incorporated|11860
COMM|COMMSCOPE HOLDING CO|BATM|CBOE TRADING, INC.|1009
COMM|COMMSCOPE HOLDING CO|BAYC|BAY CREST PARTNERS, LLC|1026
COMM|COMMSCOPE HOLDING CO|BBNT|BB&T SECURITIES, LLC|851
COMM|COMMSCOPE HOLDING CO|BERN|Sanford C. Bernstein & Co., LLC|39778
COMM|COMMSCOPE HOLDING CO|BIDS|BIDS TRADING L.P.|400
COMM|COMMSCOPE HOLDING CO|BKCM|BNY Mellon Capital Markets LLC|757
COMM|COMMSCOPE HOLDING CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4600
COMM|COMMSCOPE HOLDING CO|BLKX|INSTINET, LLC|91700
COMM|COMMSCOPE HOLDING CO|BMOC|BMO Capital Markets Corp.|10835
COMM|COMMSCOPE HOLDING CO|BNPX|BNP PARIBAS SECURITIES CORP.|4452
COMM|COMMSCOPE HOLDING CO|BTIG|BTIG, LLC|59494
COMM|COMMSCOPE HOLDING CO|BYXM|CBOE TRADING, INC.|3563
COMM|COMMSCOPE HOLDING CO|BZYD|GOLDMAN SACHS & CO. LLC|500
COMM|COMMSCOPE HOLDING CO|CANT|Cantor Fitzgerald & Co.|5449
COMM|COMMSCOPE HOLDING CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|112600
COMM|COMMSCOPE HOLDING CO|CHAS|Charles Schwab & Co., Inc.|2820
COMM|COMMSCOPE HOLDING CO|CIST|Capital Institutional Services, Inc.|2737
COMM|COMMSCOPE HOLDING CO|CLSA|CLSA AMERICAS, LLC|100
COMM|COMMSCOPE HOLDING CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108086
COMM|COMMSCOPE HOLDING CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34379
COMM|COMMSCOPE HOLDING CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2109
COMM|COMMSCOPE HOLDING CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|418297
COMM|COMMSCOPE HOLDING CO|CTDL|Citadel Derivatives Group Llc|43883
COMM|COMMSCOPE HOLDING CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|68654
COMM|COMMSCOPE HOLDING CO|DBAB|Deutsche Bank Securities Inc.|746430
COMM|COMMSCOPE HOLDING CO|DBAX|Deutsche Bank Securities Inc.|458300
COMM|COMMSCOPE HOLDING CO|DBUL|Deutsche Bank Securities Inc.|200
COMM|COMMSCOPE HOLDING CO|DEAN|MORGAN STANLEY|20771
COMM|COMMSCOPE HOLDING CO|DEGS|RONIN PROFESSIONAL LLC|500
COMM|COMMSCOPE HOLDING CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5646
COMM|COMMSCOPE HOLDING CO|DRWK|DRW SECURITIES, L.L.C.|76789
COMM|COMMSCOPE HOLDING CO|EBXL|EBX LLC|168500
COMM|COMMSCOPE HOLDING CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|27171
COMM|COMMSCOPE HOLDING CO|EDJO|Edward D. Jones & Co., L.P.|185
COMM|COMMSCOPE HOLDING CO|EGAM|CBOE TRADING, INC.|12277
COMM|COMMSCOPE HOLDING CO|EGAW|CBOE TRADING, INC.|12
COMM|COMMSCOPE HOLDING CO|EGMT|EG MARKET TECHNOLOGIES LLC|107
COMM|COMMSCOPE HOLDING CO|EGXM|CBOE TRADING, INC.|3255
COMM|COMMSCOPE HOLDING CO|ELEV|ELEVATION, LLC|11900
COMM|COMMSCOPE HOLDING CO|ETBE|Electronic Transaction Clearing, Inc.|24384
COMM|COMMSCOPE HOLDING CO|ETCC|Electronic Transaction Clearing, Inc.|510
COMM|COMMSCOPE HOLDING CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|24590
COMM|COMMSCOPE HOLDING CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12881
COMM|COMMSCOPE HOLDING CO|ETRS|E*Trade Securities LLC|11259
COMM|COMMSCOPE HOLDING CO|FBCO|Credit Suisse Securities (USA) LLC|1920156
COMM|COMMSCOPE HOLDING CO|FILL|Tradestation Securities, Inc.|9130
COMM|COMMSCOPE HOLDING CO|FINX|FINTECH SECURITIES|820
COMM|COMMSCOPE HOLDING CO|FMAF|NBCN Inc./ CDS|298
COMM|COMMSCOPE HOLDING CO|FOMA|TD AMERITRADE CLEARING, INC.|24996
COMM|COMMSCOPE HOLDING CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27989
COMM|COMMSCOPE HOLDING CO|FQLS|Quantlab Securities LP|557874
COMM|COMMSCOPE HOLDING CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193361
COMM|COMMSCOPE HOLDING CO|FTBR|Foliofn Investments, Inc.|58
COMM|COMMSCOPE HOLDING CO|GEBB|GLOBAL EXECUTION BROKERS, LP|4854
COMM|COMMSCOPE HOLDING CO|GLPX|ACS EXECUTION SERVICES, LLC|40909
COMM|COMMSCOPE HOLDING CO|GSCO|GOLDMAN SACHS & CO. LLC|1752295
COMM|COMMSCOPE HOLDING CO|GSCS|GOLDMAN SACHS & CO. LLC|26175
COMM|COMMSCOPE HOLDING CO|GSLT|GOLDMAN SACHS & CO. LLC|8059
COMM|COMMSCOPE HOLDING CO|GTSZ|GTS SECURITIES LLC|62874
COMM|COMMSCOPE HOLDING CO|HRBF|American Enterprise Investment Services Inc.|1950
COMM|COMMSCOPE HOLDING CO|HSBC|HSBC Securities, Inc.|421
COMM|COMMSCOPE HOLDING CO|IATS|INTERACTIVE BROKERS LLC|2210
COMM|COMMSCOPE HOLDING CO|IBKR|Interactive Brokers Llc|43207
COMM|COMMSCOPE HOLDING CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|429
COMM|COMMSCOPE HOLDING CO|ICBX|INSTINET, LLC|48102
COMM|COMMSCOPE HOLDING CO|INCA|INSTINET, LLC|972504
COMM|COMMSCOPE HOLDING CO|INJX|INSTINET, LLC|69932
COMM|COMMSCOPE HOLDING CO|ITGI|ITG Inc.|107858
COMM|COMMSCOPE HOLDING CO|ITGP|ITG INC.|1218200
COMM|COMMSCOPE HOLDING CO|JANY|Janney Montgomery Scott Inc.|1990
COMM|COMMSCOPE HOLDING CO|JEFF|JEFFERIES LLC|538197
COMM|COMMSCOPE HOLDING CO|JHDR|J.H. Darbie & Co., Inc.|1035
COMM|COMMSCOPE HOLDING CO|JMPT|JUMP TRADING, LLC|85933
COMM|COMMSCOPE HOLDING CO|JONE|JonesTrading|15317
COMM|COMMSCOPE HOLDING CO|JPBX|J.P. MORGAN SECURITIES LLC|140082
COMM|COMMSCOPE HOLDING CO|JPMX|J.P. Morgan Securities LLC|1417877
COMM|COMMSCOPE HOLDING CO|JSJX|JANE STREET CAPITAL LLC|12217
COMM|COMMSCOPE HOLDING CO|KCGM|VIRTU Americas LLC|55758
COMM|COMMSCOPE HOLDING CO|LEER|LEERINK PARTNERS LLC|1190
COMM|COMMSCOPE HOLDING CO|LEHM|Barclays Capital Inc./Le|1244257
COMM|COMMSCOPE HOLDING CO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2905
COMM|COMMSCOPE HOLDING CO|LIME|Lime Brokerage LLC|177792
COMM|COMMSCOPE HOLDING CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|60600
COMM|COMMSCOPE HOLDING CO|LQNA|LIQUIDNET, INC.|196700
COMM|COMMSCOPE HOLDING CO|LSCI|Lek Securities Corporation|42
COMM|COMMSCOPE HOLDING CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
COMM|COMMSCOPE HOLDING CO|MACQ|Macquarie Capital (USA) Inc.|14933
COMM|COMMSCOPE HOLDING CO|MAXM|Maxim Group LLC|23460
COMM|COMMSCOPE HOLDING CO|MKMP|MKM Partners LLC|16000
COMM|COMMSCOPE HOLDING CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136331
COMM|COMMSCOPE HOLDING CO|MNDX|TJM Investments, LLC|3045
COMM|COMMSCOPE HOLDING CO|MOTF|MOTIF INVESTING, INC.|2
COMM|COMMSCOPE HOLDING CO|MSCO|MORGAN STANLEY & CO. LLC|3863662
COMM|COMMSCOPE HOLDING CO|MSPL|MORGAN STANLEY & CO. LLC|483500
COMM|COMMSCOPE HOLDING CO|MSTX|MORGAN STANLEY & CO. LLC|297800
COMM|COMMSCOPE HOLDING CO|NFSC|National Financial Services LLC|160289
COMM|COMMSCOPE HOLDING CO|NITE|VIRTU Americas LLC|284188
COMM|COMMSCOPE HOLDING CO|NITP|VIRTU Americas LLC|4054
COMM|COMMSCOPE HOLDING CO|NQRB|Brut, LLC|25926
COMM|COMMSCOPE HOLDING CO|NTRC|Northern Trust Securities, Inc.|4278
COMM|COMMSCOPE HOLDING CO|OPCO|Oppenheimer & Co. Inc.|8759
COMM|COMMSCOPE HOLDING CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1856
COMM|COMMSCOPE HOLDING CO|PDQM|CODA MARKETS, INC.|59926
COMM|COMMSCOPE HOLDING CO|PIPR|Piper Jaffray & Co.|11460
COMM|COMMSCOPE HOLDING CO|PWJC|UBS Financial Services, Inc.|172
COMM|COMMSCOPE HOLDING CO|RAJA|Raymond James & Associates, Inc.|74280
COMM|COMMSCOPE HOLDING CO|RBCM|RBC CAPITAL MARKETS, LLC|15236
COMM|COMMSCOPE HOLDING CO|RHCO|Suntrust Robinson Humphrey, Inc.|120404
COMM|COMMSCOPE HOLDING CO|SAGL|SAGETRADER, LLC|23168
COMM|COMMSCOPE HOLDING CO|SBSH|Citigroup Global Markets Inc.|5101814
COMM|COMMSCOPE HOLDING CO|SGMT|GOLDMAN SACHS & CO. LLC|99396
COMM|COMMSCOPE HOLDING CO|SJLS|TRADE INFORMATICS LLC|100
COMM|COMMSCOPE HOLDING CO|SPDR|SPEEDROUTE LLC|18370
COMM|COMMSCOPE HOLDING CO|SPGS|Sea Port Group Securities, LLC|10400
COMM|COMMSCOPE HOLDING CO|SPHN|Stephens Inc.|137
COMM|COMMSCOPE HOLDING CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|1162
COMM|COMMSCOPE HOLDING CO|STFL|Stifel, Nicolaus & Company, Incorporated|12528
COMM|COMMSCOPE HOLDING CO|SWIM|TD Ameritrade, Inc.|3537
COMM|COMMSCOPE HOLDING CO|SWST|Hilltop Securities Inc.|1750
COMM|COMMSCOPE HOLDING CO|TAGC|TELSEY ADVISORY GROUP LLC|1129
COMM|COMMSCOPE HOLDING CO|TKNG|ALLY INVEST SECURITIES LLC|109
COMM|COMMSCOPE HOLDING CO|TRBT|Tradebot Systems, Inc.|406788
COMM|COMMSCOPE HOLDING CO|TRCM|TRC MARKETS LLC|160133
COMM|COMMSCOPE HOLDING CO|TWTT|TASTYWORKS, INC.|200
COMM|COMMSCOPE HOLDING CO|UBSA|UBS SECURITIES LLC|595039
COMM|COMMSCOPE HOLDING CO|UBSS|UBS Securities LLC|1376296
COMM|COMMSCOPE HOLDING CO|VALX|VIRTU AMERICAS LLC|15485
COMM|COMMSCOPE HOLDING CO|VGRD|Vanguard Marketing Corporation|3891
COMM|COMMSCOPE HOLDING CO|VNDM|Wall Street Access|20819
COMM|COMMSCOPE HOLDING CO|WABR|Wall Street Access|154
COMM|COMMSCOPE HOLDING CO|WBET|Wallachbeth Capital LLC|1379
COMM|COMMSCOPE HOLDING CO|WBLR|WILLIAM BLAIR|6100
COMM|COMMSCOPE HOLDING CO|WBPX|SUMMIT SECURITIES GROUP, LLC|600
COMM|COMMSCOPE HOLDING CO|WCHV|WELLS FARGO SECURITIES, LLC|282236
COMM|COMMSCOPE HOLDING CO|WEED|Weeden & Co.L.P.|3818
COMM|COMMSCOPE HOLDING CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1905
COMM|COMMSCOPE HOLDING CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5101
COMM|COMMSCOPE HOLDING CO|WGIF|CIBC World Markets Inc.|10
COMM|COMMSCOPE HOLDING CO|WSAG|WALL STREET ACCESS|1004
COMM|COMMSCOPE HOLDING CO|WSEA|WOLVERINE SECURITIES, LLC|960
COMM|COMMSCOPE HOLDING CO|XIST|INSTINET, LLC|192538
COMM|COMMSCOPE HOLDING CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|15500
COMM|COMMSCOPE HOLDING CO|YKNA|COMHAR CAPITAL MARKETS, LLC|840
COMM|COMMSCOPE HOLDING CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1346
COMT|ISHRS CMDTY SEL STRA|ALTX|Alternet Securities Inc.|100
COMT|ISHRS CMDTY SEL STRA|APCC|Apex Clearing Corporation|660
COMT|ISHRS CMDTY SEL STRA|BANK|Primevest Financial Services, Inc.|14
COMT|ISHRS CMDTY SEL STRA|BARD|Robert W. Baird & Co. Incorporated|1108
COMT|ISHRS CMDTY SEL STRA|BBNT|BB&T SECURITIES, LLC|435
COMT|ISHRS CMDTY SEL STRA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|199
COMT|ISHRS CMDTY SEL STRA|BYXM|CBOE TRADING, INC.|108
COMT|ISHRS CMDTY SEL STRA|CANT|Cantor Fitzgerald & Co.|38422
COMT|ISHRS CMDTY SEL STRA|CHAS|Charles Schwab & Co., Inc.|981
COMT|ISHRS CMDTY SEL STRA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14558
COMT|ISHRS CMDTY SEL STRA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28586
COMT|ISHRS CMDTY SEL STRA|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
COMT|ISHRS CMDTY SEL STRA|DBAX|Deutsche Bank Securities Inc.|4900
COMT|ISHRS CMDTY SEL STRA|DEAN|MORGAN STANLEY|2917
COMT|ISHRS CMDTY SEL STRA|EBXL|EBX LLC|10700
COMT|ISHRS CMDTY SEL STRA|EDJO|Edward D. Jones & Co., L.P.|436
COMT|ISHRS CMDTY SEL STRA|EGAM|CBOE TRADING, INC.|500
COMT|ISHRS CMDTY SEL STRA|EGXM|CBOE TRADING, INC.|3150
COMT|ISHRS CMDTY SEL STRA|ETBE|Electronic Transaction Clearing, Inc.|600
COMT|ISHRS CMDTY SEL STRA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4080
COMT|ISHRS CMDTY SEL STRA|ETRS|E*Trade Securities LLC|7722
COMT|ISHRS CMDTY SEL STRA|FBCO|Credit Suisse Securities (USA) LLC|65016
COMT|ISHRS CMDTY SEL STRA|FBSB|U.S. Bancorp Investments, Inc.|146
COMT|ISHRS CMDTY SEL STRA|FINX|FINTECH SECURITIES|31
COMT|ISHRS CMDTY SEL STRA|FOMA|TD AMERITRADE CLEARING, INC.|62233
COMT|ISHRS CMDTY SEL STRA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9621
COMT|ISHRS CMDTY SEL STRA|FTBR|Foliofn Investments, Inc.|98
COMT|ISHRS CMDTY SEL STRA|GEBB|GLOBAL EXECUTION BROKERS, LP|6679
COMT|ISHRS CMDTY SEL STRA|GLPX|ACS EXECUTION SERVICES, LLC|800
COMT|ISHRS CMDTY SEL STRA|GSCO|GOLDMAN SACHS & CO. LLC|4304
COMT|ISHRS CMDTY SEL STRA|GSLT|GOLDMAN SACHS & CO. LLC|2107
COMT|ISHRS CMDTY SEL STRA|GTSZ|GTS SECURITIES LLC|1641
COMT|ISHRS CMDTY SEL STRA|HRBF|American Enterprise Investment Services Inc.|57
COMT|ISHRS CMDTY SEL STRA|HSBC|HSBC Securities, Inc.|56
COMT|ISHRS CMDTY SEL STRA|IATS|INTERACTIVE BROKERS LLC|2152
COMT|ISHRS CMDTY SEL STRA|IBKR|Interactive Brokers Llc|15828
COMT|ISHRS CMDTY SEL STRA|ICBX|INSTINET, LLC|900
COMT|ISHRS CMDTY SEL STRA|INCA|INSTINET, LLC|8358
COMT|ISHRS CMDTY SEL STRA|INJX|INSTINET, LLC|600
COMT|ISHRS CMDTY SEL STRA|ITGI|ITG Inc.|4992
COMT|ISHRS CMDTY SEL STRA|ITGP|ITG INC.|1000
COMT|ISHRS CMDTY SEL STRA|JANY|Janney Montgomery Scott Inc.|200
COMT|ISHRS CMDTY SEL STRA|JEFF|JEFFERIES LLC|39053
COMT|ISHRS CMDTY SEL STRA|JMPT|JUMP TRADING, LLC|100
COMT|ISHRS CMDTY SEL STRA|JPMX|J.P. Morgan Securities LLC|4598
COMT|ISHRS CMDTY SEL STRA|JSEB|JANE STREET EXECUTION SERVICES, LLC|102928
COMT|ISHRS CMDTY SEL STRA|JSJX|JANE STREET CAPITAL LLC|44855
COMT|ISHRS CMDTY SEL STRA|KCGM|VIRTU Americas LLC|17521
COMT|ISHRS CMDTY SEL STRA|LEHM|Barclays Capital Inc./Le|5200
COMT|ISHRS CMDTY SEL STRA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|280
COMT|ISHRS CMDTY SEL STRA|LIME|Lime Brokerage LLC|9934
COMT|ISHRS CMDTY SEL STRA|LMGP|LIME BROKERAGE LLC|5
COMT|ISHRS CMDTY SEL STRA|MACC|Mid Atlantic Capital Corporation|254
COMT|ISHRS CMDTY SEL STRA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4256
COMT|ISHRS CMDTY SEL STRA|MOTF|MOTIF INVESTING, INC.|1
COMT|ISHRS CMDTY SEL STRA|MSCO|MORGAN STANLEY & CO. LLC|36343
COMT|ISHRS CMDTY SEL STRA|MSPL|MORGAN STANLEY & CO. LLC|2700
COMT|ISHRS CMDTY SEL STRA|NFSC|National Financial Services LLC|115364
COMT|ISHRS CMDTY SEL STRA|NITE|VIRTU Americas LLC|122508
COMT|ISHRS CMDTY SEL STRA|NQRB|Brut, LLC|100
COMT|ISHRS CMDTY SEL STRA|OLDM|OLD MISSION CAPITAL, LLC|26807
COMT|ISHRS CMDTY SEL STRA|PDQM|CODA MARKETS, INC.|3600
COMT|ISHRS CMDTY SEL STRA|RAJA|Raymond James & Associates, Inc.|2938
COMT|ISHRS CMDTY SEL STRA|RBCM|RBC CAPITAL MARKETS, LLC|222
COMT|ISHRS CMDTY SEL STRA|RGLD|Regal Securities, Inc|50
COMT|ISHRS CMDTY SEL STRA|SALI|INTL FCSTONE FINANCIAL INC.|80
COMT|ISHRS CMDTY SEL STRA|SBSH|Citigroup Global Markets Inc.|2094
COMT|ISHRS CMDTY SEL STRA|SGMT|GOLDMAN SACHS & CO. LLC|12092
COMT|ISHRS CMDTY SEL STRA|SPDR|SPEEDROUTE LLC|800
COMT|ISHRS CMDTY SEL STRA|SPHN|Stephens Inc.|469
COMT|ISHRS CMDTY SEL STRA|SWIM|TD Ameritrade, Inc.|259
COMT|ISHRS CMDTY SEL STRA|TKNG|ALLY INVEST SECURITIES LLC|152
COMT|ISHRS CMDTY SEL STRA|TRBT|Tradebot Systems, Inc.|40
COMT|ISHRS CMDTY SEL STRA|TRCM|TRC MARKETS LLC|904
COMT|ISHRS CMDTY SEL STRA|UBSA|UBS SECURITIES LLC|46388
COMT|ISHRS CMDTY SEL STRA|UBSS|UBS Securities LLC|82097
COMT|ISHRS CMDTY SEL STRA|VALX|VIRTU AMERICAS LLC|6581
COMT|ISHRS CMDTY SEL STRA|VGRD|Vanguard Marketing Corporation|9981
COMT|ISHRS CMDTY SEL STRA|WBLR|WILLIAM BLAIR|1724
COMT|ISHRS CMDTY SEL STRA|WCHV|WELLS FARGO SECURITIES, LLC|6677
COMT|ISHRS CMDTY SEL STRA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|177
COMT|ISHRS CMDTY SEL STRA|WSEA|WOLVERINE SECURITIES, LLC|49
COMT|ISHRS CMDTY SEL STRA|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
COMT|ISHRS CMDTY SEL STRA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|44782
CONE|CYRUSONE INC CMN|ALTX|Alternet Securities Inc.|6716
CONE|CYRUSONE INC CMN|ANOS|ABEL/NOSER, L.L.C.|1700
CONE|CYRUSONE INC CMN|APCC|Apex Clearing Corporation|502
CONE|CYRUSONE INC CMN|BANK|Primevest Financial Services, Inc.|21
CONE|CYRUSONE INC CMN|BARD|Robert W. Baird & Co. Incorporated|1639
CONE|CYRUSONE INC CMN|BATM|CBOE TRADING, INC.|6796
CONE|CYRUSONE INC CMN|BAYC|BAY CREST PARTNERS, LLC|2400
CONE|CYRUSONE INC CMN|BAYT|BTIG, LLC|7300
CONE|CYRUSONE INC CMN|BBNT|BB&T SECURITIES, LLC|2211
CONE|CYRUSONE INC CMN|BERN|Sanford C. Bernstein & Co., LLC|540643
CONE|CYRUSONE INC CMN|BIMI|Banca IMI Securities Corp.|76
CONE|CYRUSONE INC CMN|BKCM|BNY Mellon Capital Markets LLC|52920
CONE|CYRUSONE INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16172
CONE|CYRUSONE INC CMN|BLKX|INSTINET, LLC|36800
CONE|CYRUSONE INC CMN|BMOC|BMO Capital Markets Corp.|72904
CONE|CYRUSONE INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|69568
CONE|CYRUSONE INC CMN|BRVL|BLAYLOCK VAN, LLC|100
CONE|CYRUSONE INC CMN|BTIG|BTIG, LLC|247914
CONE|CYRUSONE INC CMN|BYXM|CBOE TRADING, INC.|4653
CONE|CYRUSONE INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|1208
CONE|CYRUSONE INC CMN|CABR|Cabrera Capital Markets, Inc.|25
CONE|CYRUSONE INC CMN|CANT|Cantor Fitzgerald & Co.|9513
CONE|CYRUSONE INC CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|17254
CONE|CYRUSONE INC CMN|CHAS|Charles Schwab & Co., Inc.|9652
CONE|CYRUSONE INC CMN|CIST|Capital Institutional Services, Inc.|4120
CONE|CYRUSONE INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73334
CONE|CYRUSONE INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1980
CONE|CYRUSONE INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3306
CONE|CYRUSONE INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|515563
CONE|CYRUSONE INC CMN|CTDL|Citadel Derivatives Group Llc|54996
CONE|CYRUSONE INC CMN|CTLR|CUTLER GROUP, LP|1758
CONE|CYRUSONE INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|29686
CONE|CYRUSONE INC CMN|DADA|D.A. Davidson & Co.|7
CONE|CYRUSONE INC CMN|DAVA|Davenport & Company LLC|1962
CONE|CYRUSONE INC CMN|DBAB|Deutsche Bank Securities Inc.|502503
CONE|CYRUSONE INC CMN|DBAX|Deutsche Bank Securities Inc.|345000
CONE|CYRUSONE INC CMN|DBUL|Deutsche Bank Securities Inc.|12161
CONE|CYRUSONE INC CMN|DEAN|MORGAN STANLEY|11650
CONE|CYRUSONE INC CMN|DEGS|RONIN PROFESSIONAL LLC|1984
CONE|CYRUSONE INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2650
CONE|CYRUSONE INC CMN|EBXL|EBX LLC|316400
CONE|CYRUSONE INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|24557
CONE|CYRUSONE INC CMN|EDJC|Edward Jones / CDS|200
CONE|CYRUSONE INC CMN|EDJO|Edward D. Jones & Co., L.P.|1557
CONE|CYRUSONE INC CMN|EGAM|CBOE TRADING, INC.|15910
CONE|CYRUSONE INC CMN|EGAW|CBOE TRADING, INC.|218
CONE|CYRUSONE INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|3399
CONE|CYRUSONE INC CMN|EGXM|CBOE TRADING, INC.|4125
CONE|CYRUSONE INC CMN|ESPO|ESPOSITO SECURITIES, LLC|30
CONE|CYRUSONE INC CMN|ETBE|Electronic Transaction Clearing, Inc.|72968
CONE|CYRUSONE INC CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|44
CONE|CYRUSONE INC CMN|ETCC|Electronic Transaction Clearing, Inc.|1110
CONE|CYRUSONE INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4942
CONE|CYRUSONE INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22977
CONE|CYRUSONE INC CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6811
CONE|CYRUSONE INC CMN|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|89373
CONE|CYRUSONE INC CMN|ETRS|E*Trade Securities LLC|35818
CONE|CYRUSONE INC CMN|FBCO|Credit Suisse Securities (USA) LLC|1444769
CONE|CYRUSONE INC CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|1575
CONE|CYRUSONE INC CMN|FILL|Tradestation Securities, Inc.|2354
CONE|CYRUSONE INC CMN|FINX|FINTECH SECURITIES|898
CONE|CYRUSONE INC CMN|FMAF|NBCN Inc./ CDS|1571
CONE|CYRUSONE INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|40648
CONE|CYRUSONE INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10199
CONE|CYRUSONE INC CMN|FQLS|Quantlab Securities LP|305481
CONE|CYRUSONE INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|173146
CONE|CYRUSONE INC CMN|FTBR|Foliofn Investments, Inc.|185
CONE|CYRUSONE INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|11892
CONE|CYRUSONE INC CMN|GLIS|TD Securities Inc|200
CONE|CYRUSONE INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|48669
CONE|CYRUSONE INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|1200626
CONE|CYRUSONE INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|9446
CONE|CYRUSONE INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|5351
CONE|CYRUSONE INC CMN|GTSZ|GTS SECURITIES LLC|141840
CONE|CYRUSONE INC CMN|HRBF|American Enterprise Investment Services Inc.|6461
CONE|CYRUSONE INC CMN|HSBC|HSBC Securities, Inc.|150
CONE|CYRUSONE INC CMN|IATS|INTERACTIVE BROKERS LLC|4415
CONE|CYRUSONE INC CMN|IBKR|Interactive Brokers Llc|54420
CONE|CYRUSONE INC CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|268
CONE|CYRUSONE INC CMN|ICBX|INSTINET, LLC|48675
CONE|CYRUSONE INC CMN|IEQY|CITADEL SECURITIES LLC|239778
CONE|CYRUSONE INC CMN|INCA|INSTINET, LLC|643749
CONE|CYRUSONE INC CMN|INJX|INSTINET, LLC|58230
CONE|CYRUSONE INC CMN|ITGI|ITG Inc.|126981
CONE|CYRUSONE INC CMN|ITGP|ITG INC.|655600
CONE|CYRUSONE INC CMN|JANY|Janney Montgomery Scott Inc.|545
CONE|CYRUSONE INC CMN|JEFF|JEFFERIES LLC|470532
CONE|CYRUSONE INC CMN|JMPT|JUMP TRADING, LLC|118341
CONE|CYRUSONE INC CMN|JONE|JonesTrading|26592
CONE|CYRUSONE INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|47454
CONE|CYRUSONE INC CMN|JPMX|J.P. Morgan Securities LLC|571104
CONE|CYRUSONE INC CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
CONE|CYRUSONE INC CMN|JSJX|JANE STREET CAPITAL LLC|21269
CONE|CYRUSONE INC CMN|KCGM|VIRTU Americas LLC|41817
CONE|CYRUSONE INC CMN|LEHM|Barclays Capital Inc./Le|1177237
CONE|CYRUSONE INC CMN|LIME|Lime Brokerage LLC|274526
CONE|CYRUSONE INC CMN|LMGP|LIME BROKERAGE LLC|7819
CONE|CYRUSONE INC CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|392850
CONE|CYRUSONE INC CMN|LOOP|Loop Capital Markets LLC|537
CONE|CYRUSONE INC CMN|LQNA|LIQUIDNET, INC.|125400
CONE|CYRUSONE INC CMN|LQNB|LIQUIDNET, INC.|18500
CONE|CYRUSONE INC CMN|LSCI|Lek Securities Corporation|115
CONE|CYRUSONE INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|17
CONE|CYRUSONE INC CMN|MACQ|Macquarie Capital (USA) Inc.|14507
CONE|CYRUSONE INC CMN|MCMF|Raymond James Ltd. Cds|1757
CONE|CYRUSONE INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124482
CONE|CYRUSONE INC CMN|MOTF|MOTIF INVESTING, INC.|30
CONE|CYRUSONE INC CMN|MPSG|E D & F Man Capital Markets Inc.|920
CONE|CYRUSONE INC CMN|MSCO|MORGAN STANLEY & CO. LLC|3554385
CONE|CYRUSONE INC CMN|MSPL|MORGAN STANLEY & CO. LLC|525200
CONE|CYRUSONE INC CMN|MSTX|MORGAN STANLEY & CO. LLC|127900
CONE|CYRUSONE INC CMN|NFSC|National Financial Services LLC|113447
CONE|CYRUSONE INC CMN|NITE|VIRTU Americas LLC|266139
CONE|CYRUSONE INC CMN|NITP|VIRTU Americas LLC|11032
CONE|CYRUSONE INC CMN|NQRB|Brut, LLC|16141
CONE|CYRUSONE INC CMN|NTRC|Northern Trust Securities, Inc.|1816
CONE|CYRUSONE INC CMN|OPCO|Oppenheimer & Co. Inc.|3649
CONE|CYRUSONE INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3711
CONE|CYRUSONE INC CMN|PCFF|Pacific International Securities Inc./CDS|100
CONE|CYRUSONE INC CMN|PDQM|CODA MARKETS, INC.|91205
CONE|CYRUSONE INC CMN|PIPR|Piper Jaffray & Co.|7600
CONE|CYRUSONE INC CMN|PWJC|UBS Financial Services, Inc.|1045
CONE|CYRUSONE INC CMN|RAJA|Raymond James & Associates, Inc.|78314
CONE|CYRUSONE INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|11849
CONE|CYRUSONE INC CMN|SAGL|SAGETRADER, LLC|83000
CONE|CYRUSONE INC CMN|SAGW|SAGETRADER, LLC|191
CONE|CYRUSONE INC CMN|SALI|INTL FCSTONE FINANCIAL INC.|2406
CONE|CYRUSONE INC CMN|SBSH|Citigroup Global Markets Inc.|969440
CONE|CYRUSONE INC CMN|SEIC|SEI Investments Distribution Co.|100
CONE|CYRUSONE INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|126890
CONE|CYRUSONE INC CMN|SJLS|TRADE INFORMATICS LLC|100
CONE|CYRUSONE INC CMN|SPDR|SPEEDROUTE LLC|12927
CONE|CYRUSONE INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|4763
CONE|CYRUSONE INC CMN|STKP|STOCKPILE INVESTMENTS, INC.|2
CONE|CYRUSONE INC CMN|STXG|Stockcross Financial Services, Inc.|200
CONE|CYRUSONE INC CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|50
CONE|CYRUSONE INC CMN|SWIM|TD Ameritrade, Inc.|4409
CONE|CYRUSONE INC CMN|SWST|Hilltop Securities Inc.|5164
CONE|CYRUSONE INC CMN|TDSI|TD Securities (USA) LLC|2400
CONE|CYRUSONE INC CMN|TKNG|ALLY INVEST SECURITIES LLC|13
CONE|CYRUSONE INC CMN|TONC|CUTTONE & CO., LLC|3890
CONE|CYRUSONE INC CMN|TRBT|Tradebot Systems, Inc.|254707
CONE|CYRUSONE INC CMN|TRCM|TRC MARKETS LLC|213715
CONE|CYRUSONE INC CMN|UBSA|UBS SECURITIES LLC|829460
CONE|CYRUSONE INC CMN|UBSS|UBS Securities LLC|1962744
CONE|CYRUSONE INC CMN|VALX|VIRTU AMERICAS LLC|14455
CONE|CYRUSONE INC CMN|VGRD|Vanguard Marketing Corporation|7719
CONE|CYRUSONE INC CMN|WABR|Wall Street Access|5188
CONE|CYRUSONE INC CMN|WBET|Wallachbeth Capital LLC|1522
CONE|CYRUSONE INC CMN|WBLR|WILLIAM BLAIR|400
CONE|CYRUSONE INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|2390
CONE|CYRUSONE INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|114202
CONE|CYRUSONE INC CMN|WEDB|WEDBUSH SECURITIES INC.|342
CONE|CYRUSONE INC CMN|WEED|Weeden & Co.L.P.|1641
CONE|CYRUSONE INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4789
CONE|CYRUSONE INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8677
CONE|CYRUSONE INC CMN|WGIF|CIBC World Markets Inc.|589
CONE|CYRUSONE INC CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138
CONE|CYRUSONE INC CMN|WSAG|WALL STREET ACCESS|319
CONE|CYRUSONE INC CMN|WSEA|WOLVERINE SECURITIES, LLC|2032
CONE|CYRUSONE INC CMN|XIST|INSTINET, LLC|124578
CONE|CYRUSONE INC CMN|XPQR|Jump Trading|2000
CONE|CYRUSONE INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|15638
CONE|CYRUSONE INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|5059
CONE|CYRUSONE INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7738
CONN|CONN'S, INC.|APCC|Apex Clearing Corporation|9823
CONN|CONN'S, INC.|BARD|Robert W. Baird & Co. Incorporated|150
CONN|CONN'S, INC.|BATM|CBOE TRADING, INC.|2890
CONN|CONN'S, INC.|BAYT|BTIG, LLC|300
CONN|CONN'S, INC.|BERN|Sanford C. Bernstein & Co., LLC|12100
CONN|CONN'S, INC.|BIAD|SAGETRADER, LLC|300
CONN|CONN'S, INC.|BIDS|BIDS TRADING L.P.|10000
CONN|CONN'S, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15219
CONN|CONN'S, INC.|BLKX|INSTINET, LLC|61638
CONN|CONN'S, INC.|BMOC|BMO Capital Markets Corp.|3067
CONN|CONN'S, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2699
CONN|CONN'S, INC.|BTIG|BTIG, LLC|150
CONN|CONN'S, INC.|BYXM|CBOE TRADING, INC.|1010
CONN|CONN'S, INC.|BZYD|GOLDMAN SACHS & CO. LLC|900
CONN|CONN'S, INC.|CBRA|Cobra Trading, Inc.|500
CONN|CONN'S, INC.|CHAS|Charles Schwab & Co., Inc.|5392
CONN|CONN'S, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115482
CONN|CONN'S, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
CONN|CONN'S, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7746
CONN|CONN'S, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|222519
CONN|CONN'S, INC.|CTDL|Citadel Derivatives Group Llc|3550
CONN|CONN'S, INC.|CTLR|CUTLER GROUP, LP|58729
CONN|CONN'S, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|36250
CONN|CONN'S, INC.|DBAB|Deutsche Bank Securities Inc.|247758
CONN|CONN'S, INC.|DBAX|Deutsche Bank Securities Inc.|220400
CONN|CONN'S, INC.|DBUL|Deutsche Bank Securities Inc.|200
CONN|CONN'S, INC.|DCHF|Dart Executions, LLC|4508
CONN|CONN'S, INC.|DEAN|MORGAN STANLEY|160
CONN|CONN'S, INC.|DEGS|RONIN PROFESSIONAL LLC|5600
CONN|CONN'S, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
CONN|CONN'S, INC.|EBXL|EBX LLC|65400
CONN|CONN'S, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|37786
CONN|CONN'S, INC.|EDJO|Edward D. Jones & Co., L.P.|791
CONN|CONN'S, INC.|EGAM|CBOE TRADING, INC.|18722
CONN|CONN'S, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|220
CONN|CONN'S, INC.|EGXM|CBOE TRADING, INC.|3344
CONN|CONN'S, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CONN|CONN'S, INC.|ETBE|Electronic Transaction Clearing, Inc.|2090
CONN|CONN'S, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
CONN|CONN'S, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|93617
CONN|CONN'S, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
CONN|CONN'S, INC.|ETRS|E*Trade Securities LLC|251212
CONN|CONN'S, INC.|FBCO|Credit Suisse Securities (USA) LLC|698323
CONN|CONN'S, INC.|FILL|Tradestation Securities, Inc.|25664
CONN|CONN'S, INC.|FOMA|TD AMERITRADE CLEARING, INC.|501620
CONN|CONN'S, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2611
CONN|CONN'S, INC.|FQLS|Quantlab Securities LP|316379
CONN|CONN'S, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22831
CONN|CONN'S, INC.|FTBR|Foliofn Investments, Inc.|6848
CONN|CONN'S, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|19059
CONN|CONN'S, INC.|GLPX|ACS EXECUTION SERVICES, LLC|79
CONN|CONN'S, INC.|GSCO|GOLDMAN SACHS & CO. LLC|654580
CONN|CONN'S, INC.|GSCS|GOLDMAN SACHS & CO. LLC|19172
CONN|CONN'S, INC.|GSLT|GOLDMAN SACHS & CO. LLC|12102
CONN|CONN'S, INC.|GTSZ|GTS SECURITIES LLC|7057
CONN|CONN'S, INC.|HAPX|HAP Trading, LLC|100
CONN|CONN'S, INC.|HRBF|American Enterprise Investment Services Inc.|1650
CONN|CONN'S, INC.|IBKR|Interactive Brokers Llc|361006
CONN|CONN'S, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|144
CONN|CONN'S, INC.|ICBX|INSTINET, LLC|10000
CONN|CONN'S, INC.|IEQY|CITADEL SECURITIES LLC|82866
CONN|CONN'S, INC.|INCA|INSTINET, LLC|246242
CONN|CONN'S, INC.|INJX|INSTINET, LLC|7907
CONN|CONN'S, INC.|ITGI|ITG Inc.|44551
CONN|CONN'S, INC.|ITGP|ITG INC.|70400
CONN|CONN'S, INC.|JEFF|JEFFERIES LLC|35104
CONN|CONN'S, INC.|JMPT|JUMP TRADING, LLC|28457
CONN|CONN'S, INC.|JPBX|J.P. MORGAN SECURITIES LLC|23430
CONN|CONN'S, INC.|JPMX|J.P. Morgan Securities LLC|199280
CONN|CONN'S, INC.|JSSF|JMP Securities LLC|386
CONN|CONN'S, INC.|JUTA|JUMP TRADING, LLC|1400
CONN|CONN'S, INC.|KCGM|VIRTU Americas LLC|53504
CONN|CONN'S, INC.|KING|C. L. King & Associates, Inc.|4279
CONN|CONN'S, INC.|LEER|LEERINK PARTNERS LLC|500
CONN|CONN'S, INC.|LEHM|Barclays Capital Inc./Le|612482
CONN|CONN'S, INC.|LIME|Lime Brokerage LLC|131528
CONN|CONN'S, INC.|LQNA|LIQUIDNET, INC.|67200
CONN|CONN'S, INC.|LQNB|LIQUIDNET, INC.|10000
CONN|CONN'S, INC.|LSCI|Lek Securities Corporation|3042
CONN|CONN'S, INC.|MAXM|Maxim Group LLC|2154
CONN|CONN'S, INC.|MBTS|ALLY INVEST SECURITIES LLC|910
CONN|CONN'S, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124006
CONN|CONN'S, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|160
CONN|CONN'S, INC.|MSCO|MORGAN STANLEY & CO. LLC|1714653
CONN|CONN'S, INC.|MSPL|MORGAN STANLEY & CO. LLC|109700
CONN|CONN'S, INC.|MSTX|MORGAN STANLEY & CO. LLC|146100
CONN|CONN'S, INC.|NATL|National Securities Corporation|600
CONN|CONN'S, INC.|NFSC|National Financial Services LLC|207385
CONN|CONN'S, INC.|NITE|VIRTU Americas LLC|642922
CONN|CONN'S, INC.|NITP|VIRTU Americas LLC|3413
CONN|CONN'S, INC.|NQRB|Brut, LLC|18872
CONN|CONN'S, INC.|NTFN|Network 1 Financial Securities Inc.|1000
CONN|CONN'S, INC.|OHOS|TWO SIGMA SECURITIES, LLC|62402
CONN|CONN'S, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|20037
CONN|CONN'S, INC.|OPCO|Oppenheimer & Co. Inc.|7579
CONN|CONN'S, INC.|PDQM|CODA MARKETS, INC.|23590
CONN|CONN'S, INC.|PHLY|NASDAQ Execution Services, LLC|32000
CONN|CONN'S, INC.|PWJC|UBS Financial Services, Inc.|2000
CONN|CONN'S, INC.|RAJA|Raymond James & Associates, Inc.|6450
CONN|CONN'S, INC.|RBCM|RBC CAPITAL MARKETS, LLC|470
CONN|CONN'S, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|4799
CONN|CONN'S, INC.|SAGL|SAGETRADER, LLC|2400
CONN|CONN'S, INC.|SAGW|SAGETRADER, LLC|2205
CONN|CONN'S, INC.|SBSH|Citigroup Global Markets Inc.|180234
CONN|CONN'S, INC.|SGMT|GOLDMAN SACHS & CO. LLC|144057
CONN|CONN'S, INC.|SIBO|Prime Executions, Inc.|9099
CONN|CONN'S, INC.|SPDR|SPEEDROUTE LLC|2459
CONN|CONN'S, INC.|SPHN|Stephens Inc.|39789
CONN|CONN'S, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|400
CONN|CONN'S, INC.|STKP|STOCKPILE INVESTMENTS, INC.|600
CONN|CONN'S, INC.|SWIM|TD Ameritrade, Inc.|187489
CONN|CONN'S, INC.|TKNG|ALLY INVEST SECURITIES LLC|1896
CONN|CONN'S, INC.|TRBT|Tradebot Systems, Inc.|79091
CONN|CONN'S, INC.|TRCM|TRC MARKETS LLC|101619
CONN|CONN'S, INC.|TWTT|TASTYWORKS, INC.|160
CONN|CONN'S, INC.|UBSA|UBS SECURITIES LLC|439046
CONN|CONN'S, INC.|UBSS|UBS Securities LLC|1076420
CONN|CONN'S, INC.|VALX|VIRTU AMERICAS LLC|8818
CONN|CONN'S, INC.|VGRD|Vanguard Marketing Corporation|27128
CONN|CONN'S, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2753
CONN|CONN'S, INC.|WCHV|WELLS FARGO SECURITIES, LLC|9384
CONN|CONN'S, INC.|WEDB|WEDBUSH SECURITIES INC.|29470
CONN|CONN'S, INC.|WEED|Weeden & Co.L.P.|26000
CONN|CONN'S, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40043
CONN|CONN'S, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32469
CONN|CONN'S, INC.|WGIF|CIBC World Markets Inc.|950
CONN|CONN'S, INC.|WSEA|WOLVERINE SECURITIES, LLC|1711
CONN|CONN'S, INC.|XIST|INSTINET, LLC|283760
CONN|CONN'S, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|53242
CONN|CONN'S, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
COO|THE COOPER COS INC|ABLE|NATIXIS Securities Americas LLC|6500
COO|THE COOPER COS INC|ADAM|CANACCORD GENUITY INC.|3280
COO|THE COOPER COS INC|ALTX|Alternet Securities Inc.|8430
COO|THE COOPER COS INC|ANOS|ABEL/NOSER, L.L.C.|140
COO|THE COOPER COS INC|APCC|Apex Clearing Corporation|596
COO|THE COOPER COS INC|BANK|Primevest Financial Services, Inc.|7
COO|THE COOPER COS INC|BARD|Robert W. Baird & Co. Incorporated|9210
COO|THE COOPER COS INC|BATM|CBOE TRADING, INC.|10539
COO|THE COOPER COS INC|BAYC|BAY CREST PARTNERS, LLC|24
COO|THE COOPER COS INC|BBNT|BB&T SECURITIES, LLC|1574
COO|THE COOPER COS INC|BERN|Sanford C. Bernstein & Co., LLC|4802
COO|THE COOPER COS INC|BIDS|BIDS TRADING L.P.|102800
COO|THE COOPER COS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2315
COO|THE COOPER COS INC|BLKX|INSTINET, LLC|18750
COO|THE COOPER COS INC|BNPX|BNP PARIBAS SECURITIES CORP.|27544
COO|THE COOPER COS INC|BTIG|BTIG, LLC|668
COO|THE COOPER COS INC|BYXM|CBOE TRADING, INC.|3305
COO|THE COOPER COS INC|BZYD|GOLDMAN SACHS & CO. LLC|91
COO|THE COOPER COS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|32736
COO|THE COOPER COS INC|CHAS|Charles Schwab & Co., Inc.|1381
COO|THE COOPER COS INC|CIBP|CIBC World Markets Corp.|2084
COO|THE COOPER COS INC|CIST|Capital Institutional Services, Inc.|1574
COO|THE COOPER COS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|171192
COO|THE COOPER COS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6865
COO|THE COOPER COS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9381
COO|THE COOPER COS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|271982
COO|THE COOPER COS INC|CTDL|Citadel Derivatives Group Llc|711
COO|THE COOPER COS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|23680
COO|THE COOPER COS INC|DADA|D.A. Davidson & Co.|40
COO|THE COOPER COS INC|DBAB|Deutsche Bank Securities Inc.|86918
COO|THE COOPER COS INC|DBAX|Deutsche Bank Securities Inc.|324200
COO|THE COOPER COS INC|DBUL|Deutsche Bank Securities Inc.|3013
COO|THE COOPER COS INC|DCHF|Dart Executions, LLC|1715
COO|THE COOPER COS INC|DEAN|MORGAN STANLEY|1796
COO|THE COOPER COS INC|DEGS|RONIN PROFESSIONAL LLC|100
COO|THE COOPER COS INC|EBXL|EBX LLC|171700
COO|THE COOPER COS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2605
COO|THE COOPER COS INC|EDJO|Edward D. Jones & Co., L.P.|164
COO|THE COOPER COS INC|EGAM|CBOE TRADING, INC.|13848
COO|THE COOPER COS INC|EGAW|CBOE TRADING, INC.|11
COO|THE COOPER COS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1171
COO|THE COOPER COS INC|EGXM|CBOE TRADING, INC.|892
COO|THE COOPER COS INC|EGXW|CBOE TRADING, INC.|27
COO|THE COOPER COS INC|ETBE|Electronic Transaction Clearing, Inc.|1198
COO|THE COOPER COS INC|ETCC|Electronic Transaction Clearing, Inc.|174
COO|THE COOPER COS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45432
COO|THE COOPER COS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|84
COO|THE COOPER COS INC|ETRS|E*Trade Securities LLC|20965
COO|THE COOPER COS INC|FBSB|U.S. Bancorp Investments, Inc.|22
COO|THE COOPER COS INC|FILL|Tradestation Securities, Inc.|1463
COO|THE COOPER COS INC|FMAF|NBCN Inc./ CDS|533
COO|THE COOPER COS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3390
COO|THE COOPER COS INC|FQLS|Quantlab Securities LP|108754
COO|THE COOPER COS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52114
COO|THE COOPER COS INC|FTBR|Foliofn Investments, Inc.|452
COO|THE COOPER COS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1006
COO|THE COOPER COS INC|GLIS|TD Securities Inc|120
COO|THE COOPER COS INC|GLPX|ACS EXECUTION SERVICES, LLC|114406
COO|THE COOPER COS INC|GSCO|GOLDMAN SACHS & CO. LLC|313423
COO|THE COOPER COS INC|GSCS|GOLDMAN SACHS & CO. LLC|1200
COO|THE COOPER COS INC|GSLT|GOLDMAN SACHS & CO. LLC|4201
COO|THE COOPER COS INC|GTSZ|GTS SECURITIES LLC|54606
COO|THE COOPER COS INC|HRBF|American Enterprise Investment Services Inc.|535
COO|THE COOPER COS INC|HSBC|HSBC Securities, Inc.|2042
COO|THE COOPER COS INC|IATS|INTERACTIVE BROKERS LLC|7961
COO|THE COOPER COS INC|IBKR|Interactive Brokers Llc|3752
COO|THE COOPER COS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|209
COO|THE COOPER COS INC|ICBX|INSTINET, LLC|32000
COO|THE COOPER COS INC|IEQY|CITADEL SECURITIES LLC|62714
COO|THE COOPER COS INC|INCA|INSTINET, LLC|150450
COO|THE COOPER COS INC|INJX|INSTINET, LLC|12660
COO|THE COOPER COS INC|ITGI|ITG Inc.|38179
COO|THE COOPER COS INC|ITGP|ITG INC.|130600
COO|THE COOPER COS INC|JANY|Janney Montgomery Scott Inc.|863
COO|THE COOPER COS INC|JEFF|JEFFERIES LLC|105393
COO|THE COOPER COS INC|JMPT|JUMP TRADING, LLC|49082
COO|THE COOPER COS INC|JONE|JonesTrading|238
COO|THE COOPER COS INC|JPBX|J.P. MORGAN SECURITIES LLC|103099
COO|THE COOPER COS INC|JPMX|J.P. Morgan Securities LLC|379276
COO|THE COOPER COS INC|JSJX|JANE STREET CAPITAL LLC|4978
COO|THE COOPER COS INC|KCGM|VIRTU Americas LLC|26899
COO|THE COOPER COS INC|LEER|LEERINK PARTNERS LLC|500
COO|THE COOPER COS INC|LEHM|Barclays Capital Inc./Le|356265
COO|THE COOPER COS INC|LIME|Lime Brokerage LLC|12253
COO|THE COOPER COS INC|LOOP|Loop Capital Markets LLC|62485
COO|THE COOPER COS INC|LQNA|LIQUIDNET, INC.|59400
COO|THE COOPER COS INC|LSCI|Lek Securities Corporation|1062
COO|THE COOPER COS INC|MACC|Mid Atlantic Capital Corporation|2
COO|THE COOPER COS INC|MACQ|Macquarie Capital (USA) Inc.|5748
COO|THE COOPER COS INC|MAXM|Maxim Group LLC|100
COO|THE COOPER COS INC|MCMF|Raymond James Ltd. Cds|15
COO|THE COOPER COS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69150
COO|THE COOPER COS INC|MOTF|MOTIF INVESTING, INC.|3
COO|THE COOPER COS INC|MSCO|MORGAN STANLEY & CO. LLC|892302
COO|THE COOPER COS INC|MSPL|MORGAN STANLEY & CO. LLC|345400
COO|THE COOPER COS INC|MSTX|MORGAN STANLEY & CO. LLC|68900
COO|THE COOPER COS INC|NFSC|National Financial Services LLC|36045
COO|THE COOPER COS INC|NITE|VIRTU Americas LLC|125525
COO|THE COOPER COS INC|NQRB|Brut, LLC|3160
COO|THE COOPER COS INC|NTBF|BMO Nesbitt Burns Inc./CDS|50
COO|THE COOPER COS INC|NTRC|Northern Trust Securities, Inc.|55
COO|THE COOPER COS INC|OHOS|TWO SIGMA SECURITIES, LLC|3327
COO|THE COOPER COS INC|OPCO|Oppenheimer & Co. Inc.|153
COO|THE COOPER COS INC|PDQM|CODA MARKETS, INC.|317932
COO|THE COOPER COS INC|PHLY|NASDAQ Execution Services, LLC|1400
COO|THE COOPER COS INC|PICT|Pictet Overseas Inc.|80
COO|THE COOPER COS INC|PWJC|UBS Financial Services, Inc.|3550
COO|THE COOPER COS INC|QMSR|QUATTRO M SECURITIES INC.|460
COO|THE COOPER COS INC|RBCM|RBC CAPITAL MARKETS, LLC|1887
COO|THE COOPER COS INC|SAGL|SAGETRADER, LLC|15725
COO|THE COOPER COS INC|SAGW|SAGETRADER, LLC|57
COO|THE COOPER COS INC|SALI|INTL FCSTONE FINANCIAL INC.|44
COO|THE COOPER COS INC|SBSH|Citigroup Global Markets Inc.|84240
COO|THE COOPER COS INC|SGMT|GOLDMAN SACHS & CO. LLC|67739
COO|THE COOPER COS INC|SIBO|Prime Executions, Inc.|6994
COO|THE COOPER COS INC|SPDR|SPEEDROUTE LLC|30794
COO|THE COOPER COS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1603
COO|THE COOPER COS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4114
COO|THE COOPER COS INC|SWIM|TD Ameritrade, Inc.|32052
COO|THE COOPER COS INC|SWST|Hilltop Securities Inc.|488
COO|THE COOPER COS INC|TAGC|TELSEY ADVISORY GROUP LLC|78
COO|THE COOPER COS INC|TKNG|ALLY INVEST SECURITIES LLC|183
COO|THE COOPER COS INC|TRBT|Tradebot Systems, Inc.|151052
COO|THE COOPER COS INC|TRCM|TRC MARKETS LLC|6661
COO|THE COOPER COS INC|UBSA|UBS SECURITIES LLC|354207
COO|THE COOPER COS INC|UBSS|UBS Securities LLC|580201
COO|THE COOPER COS INC|VALX|VIRTU AMERICAS LLC|12632
COO|THE COOPER COS INC|VGRD|Vanguard Marketing Corporation|1234
COO|THE COOPER COS INC|VNDM|Wall Street Access|22510
COO|THE COOPER COS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2341
COO|THE COOPER COS INC|WCHV|WELLS FARGO SECURITIES, LLC|26374
COO|THE COOPER COS INC|WEDB|WEDBUSH SECURITIES INC.|239
COO|THE COOPER COS INC|WEED|Weeden & Co.L.P.|1496
COO|THE COOPER COS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6315
COO|THE COOPER COS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9420
COO|THE COOPER COS INC|WGIF|CIBC World Markets Inc.|45
COO|THE COOPER COS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|78
COO|THE COOPER COS INC|WSEA|WOLVERINE SECURITIES, LLC|1626
COO|THE COOPER COS INC|XIST|INSTINET, LLC|28224
COO|THE COOPER COS INC|XPQR|Jump Trading|456
COO|THE COOPER COS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|23474
COO|THE COOPER COS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|59482
COO|THE COOPER COS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1226
COOL|POLARITYTE INC CMN|ADAM|CANACCORD GENUITY INC.|100
COOL|POLARITYTE INC CMN|AGIS|Aegis Capital Corp.|6500
COOL|POLARITYTE INC CMN|ALTX|Alternet Securities Inc.|50476
COOL|POLARITYTE INC CMN|ANDG|Andrew Garrett Inc.|88029
COOL|POLARITYTE INC CMN|ANOS|ABEL/NOSER, L.L.C.|900
COOL|POLARITYTE INC CMN|APCC|Apex Clearing Corporation|18681
COOL|POLARITYTE INC CMN|BANK|Primevest Financial Services, Inc.|800
COOL|POLARITYTE INC CMN|BARD|Robert W. Baird & Co. Incorporated|1000
COOL|POLARITYTE INC CMN|BATM|CBOE TRADING, INC.|23560
COOL|POLARITYTE INC CMN|BAYC|BAY CREST PARTNERS, LLC|1824
COOL|POLARITYTE INC CMN|BAYT|BTIG, LLC|6959
COOL|POLARITYTE INC CMN|BBNT|BB&T SECURITIES, LLC|5840
COOL|POLARITYTE INC CMN|BERN|Sanford C. Bernstein & Co., LLC|94481
COOL|POLARITYTE INC CMN|BIDS|BIDS TRADING L.P.|6300
COOL|POLARITYTE INC CMN|BIMI|Banca IMI Securities Corp.|2120
COOL|POLARITYTE INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29741
COOL|POLARITYTE INC CMN|BLKX|INSTINET, LLC|29500
COOL|POLARITYTE INC CMN|BMOC|BMO Capital Markets Corp.|653
COOL|POLARITYTE INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|680
COOL|POLARITYTE INC CMN|BTIG|BTIG, LLC|9925
COOL|POLARITYTE INC CMN|BYXM|CBOE TRADING, INC.|7250
COOL|POLARITYTE INC CMN|CANT|Cantor Fitzgerald & Co.|129646
COOL|POLARITYTE INC CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|29200
COOL|POLARITYTE INC CMN|CHAS|Charles Schwab & Co., Inc.|27600
COOL|POLARITYTE INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|267620
COOL|POLARITYTE INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|75871
COOL|POLARITYTE INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|67744
COOL|POLARITYTE INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|510844
COOL|POLARITYTE INC CMN|CTDL|Citadel Derivatives Group Llc|6486
COOL|POLARITYTE INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|97584
COOL|POLARITYTE INC CMN|DBAB|Deutsche Bank Securities Inc.|530701
COOL|POLARITYTE INC CMN|DBAX|Deutsche Bank Securities Inc.|333600
COOL|POLARITYTE INC CMN|DBUL|Deutsche Bank Securities Inc.|4801
COOL|POLARITYTE INC CMN|DCHF|Dart Executions, LLC|69724
COOL|POLARITYTE INC CMN|DEAN|MORGAN STANLEY|44823
COOL|POLARITYTE INC CMN|DEGS|RONIN PROFESSIONAL LLC|52381
COOL|POLARITYTE INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37526
COOL|POLARITYTE INC CMN|DRWK|DRW SECURITIES, L.L.C.|12963
COOL|POLARITYTE INC CMN|EBXL|EBX LLC|311600
COOL|POLARITYTE INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|29477
COOL|POLARITYTE INC CMN|EDJO|Edward D. Jones & Co., L.P.|10185
COOL|POLARITYTE INC CMN|EGAM|CBOE TRADING, INC.|58654
COOL|POLARITYTE INC CMN|EGAW|CBOE TRADING, INC.|931
COOL|POLARITYTE INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|2857
COOL|POLARITYTE INC CMN|EGXM|CBOE TRADING, INC.|27393
COOL|POLARITYTE INC CMN|EGXW|CBOE TRADING, INC.|1151
COOL|POLARITYTE INC CMN|ETBE|Electronic Transaction Clearing, Inc.|74472
COOL|POLARITYTE INC CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|23589
COOL|POLARITYTE INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|212
COOL|POLARITYTE INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|114907
COOL|POLARITYTE INC CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
COOL|POLARITYTE INC CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2000
COOL|POLARITYTE INC CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
COOL|POLARITYTE INC CMN|ETRS|E*Trade Securities LLC|1404217
COOL|POLARITYTE INC CMN|FBCO|Credit Suisse Securities (USA) LLC|446895
COOL|POLARITYTE INC CMN|FILL|Tradestation Securities, Inc.|82590
COOL|POLARITYTE INC CMN|FMAF|NBCN Inc./ CDS|2109
COOL|POLARITYTE INC CMN|FMCO|First Manhattan Co|3000
COOL|POLARITYTE INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|1238050
COOL|POLARITYTE INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2487
COOL|POLARITYTE INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|227970
COOL|POLARITYTE INC CMN|FTBR|Foliofn Investments, Inc.|101
COOL|POLARITYTE INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|9278
COOL|POLARITYTE INC CMN|GLIS|TD Securities Inc|1402
COOL|POLARITYTE INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|344988
COOL|POLARITYTE INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|1068461
COOL|POLARITYTE INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|74968
COOL|POLARITYTE INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|44090
COOL|POLARITYTE INC CMN|GTSZ|GTS SECURITIES LLC|87547
COOL|POLARITYTE INC CMN|HRBF|American Enterprise Investment Services Inc.|7823
COOL|POLARITYTE INC CMN|HSBC|HSBC Securities, Inc.|400
COOL|POLARITYTE INC CMN|IATS|INTERACTIVE BROKERS LLC|172277
COOL|POLARITYTE INC CMN|IBKR|Interactive Brokers Llc|1182913
COOL|POLARITYTE INC CMN|ICBX|INSTINET, LLC|129235
COOL|POLARITYTE INC CMN|IEQY|CITADEL SECURITIES LLC|4045
COOL|POLARITYTE INC CMN|INCA|INSTINET, LLC|825853
COOL|POLARITYTE INC CMN|INJX|INSTINET, LLC|27598
COOL|POLARITYTE INC CMN|ITGI|ITG Inc.|265697
COOL|POLARITYTE INC CMN|ITGP|ITG INC.|232600
COOL|POLARITYTE INC CMN|JANY|Janney Montgomery Scott Inc.|4832
COOL|POLARITYTE INC CMN|JEFF|JEFFERIES LLC|160118
COOL|POLARITYTE INC CMN|JGUN|Joseph Gunnar & Co.  LLC|200
COOL|POLARITYTE INC CMN|JMPT|JUMP TRADING, LLC|74392
COOL|POLARITYTE INC CMN|JONE|JonesTrading|16300
COOL|POLARITYTE INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|126747
COOL|POLARITYTE INC CMN|JPMX|J.P. Morgan Securities LLC|590290
COOL|POLARITYTE INC CMN|JSJX|JANE STREET CAPITAL LLC|22206
COOL|POLARITYTE INC CMN|KCGM|VIRTU Americas LLC|135556
COOL|POLARITYTE INC CMN|LAFC|R. F. Lafferty & Co., Inc.|1150
COOL|POLARITYTE INC CMN|LEER|LEERINK PARTNERS LLC|2500
COOL|POLARITYTE INC CMN|LEHM|Barclays Capital Inc./Le|1139690
COOL|POLARITYTE INC CMN|LIME|Lime Brokerage LLC|279020
COOL|POLARITYTE INC CMN|LMGP|LIME BROKERAGE LLC|200
COOL|POLARITYTE INC CMN|LQNA|LIQUIDNET, INC.|19400
COOL|POLARITYTE INC CMN|LSCI|Lek Securities Corporation|2587
COOL|POLARITYTE INC CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|7300
COOL|POLARITYTE INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
COOL|POLARITYTE INC CMN|MAVB|Great Point Capital LLC|100
COOL|POLARITYTE INC CMN|MAXM|Maxim Group LLC|29375
COOL|POLARITYTE INC CMN|MBTS|ALLY INVEST SECURITIES LLC|75
COOL|POLARITYTE INC CMN|MCMF|Raymond James Ltd. Cds|300
COOL|POLARITYTE INC CMN|MICA|Spartan Securities Group, Ltd.|39700
COOL|POLARITYTE INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|198324
COOL|POLARITYTE INC CMN|MOTF|MOTIF INVESTING, INC.|81
COOL|POLARITYTE INC CMN|MSCO|MORGAN STANLEY & CO. LLC|3300559
COOL|POLARITYTE INC CMN|MSPL|MORGAN STANLEY & CO. LLC|387900
COOL|POLARITYTE INC CMN|MSTX|MORGAN STANLEY & CO. LLC|76900
COOL|POLARITYTE INC CMN|NATL|National Securities Corporation|16217
COOL|POLARITYTE INC CMN|NFSC|National Financial Services LLC|847132
COOL|POLARITYTE INC CMN|NITE|VIRTU Americas LLC|3147628
COOL|POLARITYTE INC CMN|NITP|VIRTU Americas LLC|650
COOL|POLARITYTE INC CMN|NQRB|Brut, LLC|16950
COOL|POLARITYTE INC CMN|NTFN|Network 1 Financial Securities Inc.|39525
COOL|POLARITYTE INC CMN|OPCO|Oppenheimer & Co. Inc.|51606
COOL|POLARITYTE INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|940
COOL|POLARITYTE INC CMN|PDQM|CODA MARKETS, INC.|507898
COOL|POLARITYTE INC CMN|POIN|PRECISION SECURITIES, LLC (POIN)|400
COOL|POLARITYTE INC CMN|PREC|PRECISION SECURITIES, LLC|6359
COOL|POLARITYTE INC CMN|PWJC|UBS Financial Services, Inc.|103874
COOL|POLARITYTE INC CMN|RAJA|Raymond James & Associates, Inc.|32478
COOL|POLARITYTE INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|79611
COOL|POLARITYTE INC CMN|RGLD|Regal Securities, Inc|300
COOL|POLARITYTE INC CMN|RJLC|RJL CAPITAL GROUP, LLC|8451
COOL|POLARITYTE INC CMN|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|12100
COOL|POLARITYTE INC CMN|SAGL|SAGETRADER, LLC|58229
COOL|POLARITYTE INC CMN|SALI|INTL FCSTONE FINANCIAL INC.|6008
COOL|POLARITYTE INC CMN|SBSH|Citigroup Global Markets Inc.|207099
COOL|POLARITYTE INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|289710
COOL|POLARITYTE INC CMN|SPDR|SPEEDROUTE LLC|50690
COOL|POLARITYTE INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6560
COOL|POLARITYTE INC CMN|SWIM|TD Ameritrade, Inc.|949127
COOL|POLARITYTE INC CMN|SWST|Hilltop Securities Inc.|1007
COOL|POLARITYTE INC CMN|TDCO|Thompson Davis & Co., Inc.|3200
COOL|POLARITYTE INC CMN|TIAD|Triad Securities Corp|2000
COOL|POLARITYTE INC CMN|TKNG|ALLY INVEST SECURITIES LLC|6628
COOL|POLARITYTE INC CMN|TOUR|TOURMALINE PARTNERS, LLC|2100
COOL|POLARITYTE INC CMN|TRBT|Tradebot Systems, Inc.|273213
COOL|POLARITYTE INC CMN|TRCM|TRC MARKETS LLC|25616
COOL|POLARITYTE INC CMN|TWTT|TASTYWORKS, INC.|17143
COOL|POLARITYTE INC CMN|UBSA|UBS SECURITIES LLC|1048012
COOL|POLARITYTE INC CMN|UBSS|UBS Securities LLC|1872120
COOL|POLARITYTE INC CMN|VALX|VIRTU AMERICAS LLC|61546
COOL|POLARITYTE INC CMN|VGRD|Vanguard Marketing Corporation|38884
COOL|POLARITYTE INC CMN|VSIN|Vision Financial Markets Llc|14443
COOL|POLARITYTE INC CMN|WABR|Wall Street Access|1400
COOL|POLARITYTE INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|210666
COOL|POLARITYTE INC CMN|WEDB|WEDBUSH SECURITIES INC.|28820
COOL|POLARITYTE INC CMN|WEED|Weeden & Co.L.P.|4100
COOL|POLARITYTE INC CMN|WESC|Wellington Shields & Co., LLC|1102
COOL|POLARITYTE INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4192
COOL|POLARITYTE INC CMN|WGIF|CIBC World Markets Inc.|7774
COOL|POLARITYTE INC CMN|WSEA|WOLVERINE SECURITIES, LLC|25691
COOL|POLARITYTE INC CMN|XIST|INSTINET, LLC|71200
COOL|POLARITYTE INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|84834
COOL|POLARITYTE INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|27780
COOL|POLARITYTE INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6392
COP|CONOCOPHILLIPS|ABLE|NATIXIS Securities Americas LLC|310507
COP|CONOCOPHILLIPS|ADAM|CANACCORD GENUITY INC.|600
COP|CONOCOPHILLIPS|AGIS|Aegis Capital Corp.|150
COP|CONOCOPHILLIPS|ALTX|Alternet Securities Inc.|61455
COP|CONOCOPHILLIPS|ANOS|ABEL/NOSER, L.L.C.|30088
COP|CONOCOPHILLIPS|APCC|Apex Clearing Corporation|11333
COP|CONOCOPHILLIPS|BALE|M&T SECURITIES, INC.|1239
COP|CONOCOPHILLIPS|BANK|Primevest Financial Services, Inc.|2256
COP|CONOCOPHILLIPS|BARD|Robert W. Baird & Co. Incorporated|19566
COP|CONOCOPHILLIPS|BATM|CBOE TRADING, INC.|62360
COP|CONOCOPHILLIPS|BAYC|BAY CREST PARTNERS, LLC|3490
COP|CONOCOPHILLIPS|BAYT|BTIG, LLC|16733
COP|CONOCOPHILLIPS|BBNT|BB&T SECURITIES, LLC|5265
COP|CONOCOPHILLIPS|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|205
COP|CONOCOPHILLIPS|BERN|Sanford C. Bernstein & Co., LLC|621628
COP|CONOCOPHILLIPS|BIDS|BIDS TRADING L.P.|21800
COP|CONOCOPHILLIPS|BIMI|Banca IMI Securities Corp.|1565
COP|CONOCOPHILLIPS|BKCM|BNY Mellon Capital Markets LLC|2920
COP|CONOCOPHILLIPS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57647
COP|CONOCOPHILLIPS|BLKX|INSTINET, LLC|442259
COP|CONOCOPHILLIPS|BMOC|BMO Capital Markets Corp.|10182
COP|CONOCOPHILLIPS|BNPX|BNP PARIBAS SECURITIES CORP.|549039
COP|CONOCOPHILLIPS|BRGE|Newbridge Securities Corp.|8099
COP|CONOCOPHILLIPS|BTIG|BTIG, LLC|286398
COP|CONOCOPHILLIPS|BYXM|CBOE TRADING, INC.|8939
COP|CONOCOPHILLIPS|BZYD|GOLDMAN SACHS & CO. LLC|1500
COP|CONOCOPHILLIPS|CABR|Cabrera Capital Markets, Inc.|125
COP|CONOCOPHILLIPS|CANT|Cantor Fitzgerald & Co.|11607
COP|CONOCOPHILLIPS|CBLC|CITIGROUP GLOBAL MARKETS INC.|120382
COP|CONOCOPHILLIPS|CBRA|Cobra Trading, Inc.|100
COP|CONOCOPHILLIPS|CHAS|Charles Schwab & Co., Inc.|26138
COP|CONOCOPHILLIPS|CIBP|CIBC World Markets Corp.|425894
COP|CONOCOPHILLIPS|CIOI|CITIGROUP GLOBAL MARKETS INC|175000
COP|CONOCOPHILLIPS|CIST|Capital Institutional Services, Inc.|11709
COP|CONOCOPHILLIPS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|402280
COP|CONOCOPHILLIPS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4195
COP|CONOCOPHILLIPS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8102
COP|CONOCOPHILLIPS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1908704
COP|CONOCOPHILLIPS|CTDL|Citadel Derivatives Group Llc|76773
COP|CONOCOPHILLIPS|CTLR|CUTLER GROUP, LP|200
COP|CONOCOPHILLIPS|CXCX|CITIGROUP GLOBAL MARKETS INC.|202508
COP|CONOCOPHILLIPS|DADA|D.A. Davidson & Co.|11326
COP|CONOCOPHILLIPS|DBAB|Deutsche Bank Securities Inc.|1648698
COP|CONOCOPHILLIPS|DBAX|Deutsche Bank Securities Inc.|1110100
COP|CONOCOPHILLIPS|DBUL|Deutsche Bank Securities Inc.|8090
COP|CONOCOPHILLIPS|DCHF|Dart Executions, LLC|24654
COP|CONOCOPHILLIPS|DEAN|MORGAN STANLEY|70389
COP|CONOCOPHILLIPS|DEGS|RONIN PROFESSIONAL LLC|1300
COP|CONOCOPHILLIPS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4022
COP|CONOCOPHILLIPS|DRWK|DRW SECURITIES, L.L.C.|30473
COP|CONOCOPHILLIPS|EBXL|EBX LLC|1066600
COP|CONOCOPHILLIPS|ECUT|CONVERGEX EXECUTION SOLUTIONS|150651
COP|CONOCOPHILLIPS|EDJC|Edward Jones / CDS|1686
COP|CONOCOPHILLIPS|EDJO|Edward D. Jones & Co., L.P.|292865
COP|CONOCOPHILLIPS|EGAM|CBOE TRADING, INC.|114825
COP|CONOCOPHILLIPS|EGAW|CBOE TRADING, INC.|1147
COP|CONOCOPHILLIPS|EGMT|EG MARKET TECHNOLOGIES LLC|533
COP|CONOCOPHILLIPS|EGXM|CBOE TRADING, INC.|38048
COP|CONOCOPHILLIPS|EGXW|CBOE TRADING, INC.|405
COP|CONOCOPHILLIPS|ESPO|ESPOSITO SECURITIES, LLC|7950
COP|CONOCOPHILLIPS|ETBE|Electronic Transaction Clearing, Inc.|81874
COP|CONOCOPHILLIPS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
COP|CONOCOPHILLIPS|ETCC|Electronic Transaction Clearing, Inc.|2104
COP|CONOCOPHILLIPS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|500
COP|CONOCOPHILLIPS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29105
COP|CONOCOPHILLIPS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8633
COP|CONOCOPHILLIPS|ETRS|E*Trade Securities LLC|785034
COP|CONOCOPHILLIPS|FBSB|U.S. Bancorp Investments, Inc.|2858
COP|CONOCOPHILLIPS|FFSI|Firstrade Securities Inc.|19
COP|CONOCOPHILLIPS|FIDT|Fidelity Clearing Canada ULC./ CDS|2
COP|CONOCOPHILLIPS|FILL|Tradestation Securities, Inc.|90991
COP|CONOCOPHILLIPS|FINX|FINTECH SECURITIES|4767
COP|CONOCOPHILLIPS|FMAF|NBCN Inc./ CDS|13088
COP|CONOCOPHILLIPS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|21450
COP|CONOCOPHILLIPS|FQLS|Quantlab Securities LP|1568390
COP|CONOCOPHILLIPS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|223542
COP|CONOCOPHILLIPS|FTBR|Foliofn Investments, Inc.|15447
COP|CONOCOPHILLIPS|GARC|ICAP Corporates LLC|2951
COP|CONOCOPHILLIPS|GBMT|GBM International, Inc.|4313
COP|CONOCOPHILLIPS|GEBB|GLOBAL EXECUTION BROKERS, LP|12888
COP|CONOCOPHILLIPS|GLIS|TD Securities Inc|3951
COP|CONOCOPHILLIPS|GLPX|ACS EXECUTION SERVICES, LLC|303367
COP|CONOCOPHILLIPS|GSCO|GOLDMAN SACHS & CO. LLC|6243779
COP|CONOCOPHILLIPS|GSCS|GOLDMAN SACHS & CO. LLC|75999
COP|CONOCOPHILLIPS|GSLT|GOLDMAN SACHS & CO. LLC|64842
COP|CONOCOPHILLIPS|GTSZ|GTS SECURITIES LLC|1367532
COP|CONOCOPHILLIPS|HAPX|HAP Trading, LLC|261
COP|CONOCOPHILLIPS|HRBF|American Enterprise Investment Services Inc.|48909
COP|CONOCOPHILLIPS|HSBC|HSBC Securities, Inc.|38666
COP|CONOCOPHILLIPS|IATS|INTERACTIVE BROKERS LLC|66768
COP|CONOCOPHILLIPS|IBKR|Interactive Brokers Llc|132403
COP|CONOCOPHILLIPS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6152
COP|CONOCOPHILLIPS|ICBX|INSTINET, LLC|259210
COP|CONOCOPHILLIPS|IEQY|CITADEL SECURITIES LLC|1033631
COP|CONOCOPHILLIPS|IMPC|Imperial Capital, LLC|800
COP|CONOCOPHILLIPS|INCA|INSTINET, LLC|1576943
COP|CONOCOPHILLIPS|INJX|INSTINET, LLC|13271
COP|CONOCOPHILLIPS|ITGI|ITG Inc.|288513
COP|CONOCOPHILLIPS|ITGP|ITG INC.|459200
COP|CONOCOPHILLIPS|JANY|Janney Montgomery Scott Inc.|38927
COP|CONOCOPHILLIPS|JEFF|JEFFERIES LLC|533275
COP|CONOCOPHILLIPS|JMPT|JUMP TRADING, LLC|362554
COP|CONOCOPHILLIPS|JONE|JonesTrading|1950
COP|CONOCOPHILLIPS|JPBX|J.P. MORGAN SECURITIES LLC|838733
COP|CONOCOPHILLIPS|JPMX|J.P. Morgan Securities LLC|1904378
COP|CONOCOPHILLIPS|JSEB|JANE STREET EXECUTION SERVICES, LLC|99445
COP|CONOCOPHILLIPS|JSJX|JANE STREET CAPITAL LLC|37588
COP|CONOCOPHILLIPS|JUTA|JUMP TRADING, LLC|21725
COP|CONOCOPHILLIPS|KCGM|VIRTU Americas LLC|230345
COP|CONOCOPHILLIPS|LEHM|Barclays Capital Inc./Le|6057606
COP|CONOCOPHILLIPS|LGNT|COR CLEARING LLC|219
COP|CONOCOPHILLIPS|LIME|Lime Brokerage LLC|281844
COP|CONOCOPHILLIPS|LMGP|LIME BROKERAGE LLC|2441
COP|CONOCOPHILLIPS|LMNX|LUMINEX TRADING & ANALYTICS LLC|117600
COP|CONOCOPHILLIPS|LOOP|Loop Capital Markets LLC|5340
COP|CONOCOPHILLIPS|LQNA|LIQUIDNET, INC.|255400
COP|CONOCOPHILLIPS|LQNB|LIQUIDNET, INC.|3500
COP|CONOCOPHILLIPS|LSCI|Lek Securities Corporation|244761
COP|CONOCOPHILLIPS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
COP|CONOCOPHILLIPS|MACC|Mid Atlantic Capital Corporation|9949
COP|CONOCOPHILLIPS|MACQ|Macquarie Capital (USA) Inc.|9238
COP|CONOCOPHILLIPS|MAXM|Maxim Group LLC|7459
COP|CONOCOPHILLIPS|MCMF|Raymond James Ltd. Cds|1650
COP|CONOCOPHILLIPS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1061292
COP|CONOCOPHILLIPS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1500
COP|CONOCOPHILLIPS|MNDX|TJM Investments, LLC|55826
COP|CONOCOPHILLIPS|MOTF|MOTIF INVESTING, INC.|83
COP|CONOCOPHILLIPS|MPSG|E D & F Man Capital Markets Inc.|3923
COP|CONOCOPHILLIPS|MSCO|MORGAN STANLEY & CO. LLC|6385194
COP|CONOCOPHILLIPS|MSPL|MORGAN STANLEY & CO. LLC|1088600
COP|CONOCOPHILLIPS|MSTX|MORGAN STANLEY & CO. LLC|938900
COP|CONOCOPHILLIPS|MZHO|Mizuho Securities USA LLC|182800
COP|CONOCOPHILLIPS|NATL|National Securities Corporation|600
COP|CONOCOPHILLIPS|NBCS|NBC Securities, INC.|277
COP|CONOCOPHILLIPS|NEUB|NEUBERGER BERMAN BD LLC|62
COP|CONOCOPHILLIPS|NFSC|National Financial Services LLC|2530414
COP|CONOCOPHILLIPS|NITE|VIRTU Americas LLC|5036322
COP|CONOCOPHILLIPS|NITP|VIRTU Americas LLC|7251
COP|CONOCOPHILLIPS|NMRA|Nomura Securities International, Inc.|4000
COP|CONOCOPHILLIPS|NORT|Northland Securities, Inc.|50121
COP|CONOCOPHILLIPS|NQRB|Brut, LLC|165123
COP|CONOCOPHILLIPS|NTBF|BMO Nesbitt Burns Inc./CDS|6239
COP|CONOCOPHILLIPS|NTRC|Northern Trust Securities, Inc.|1603
COP|CONOCOPHILLIPS|OGRU|Oscar Gruss & Son, Incorporated|273200
COP|CONOCOPHILLIPS|OHOS|TWO SIGMA SECURITIES, LLC|517536
COP|CONOCOPHILLIPS|OPCO|Oppenheimer & Co. Inc.|23260
COP|CONOCOPHILLIPS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
COP|CONOCOPHILLIPS|PCPT|PHILLIP CAPITAL INC.|270
COP|CONOCOPHILLIPS|PDQM|CODA MARKETS, INC.|310639
COP|CONOCOPHILLIPS|PHLY|NASDAQ Execution Services, LLC|43232
COP|CONOCOPHILLIPS|PICT|Pictet Overseas Inc.|2412
COP|CONOCOPHILLIPS|PIPR|Piper Jaffray & Co.|5722
COP|CONOCOPHILLIPS|PNSR|Penserra Securities, LLC|8748
COP|CONOCOPHILLIPS|PWJC|UBS Financial Services, Inc.|30248
COP|CONOCOPHILLIPS|QMSR|QUATTRO M SECURITIES INC.|6768
COP|CONOCOPHILLIPS|RBCM|RBC CAPITAL MARKETS, LLC|84820
COP|CONOCOPHILLIPS|RDBN|Redburn Partners (USA) LP|200
COP|CONOCOPHILLIPS|RGLD|Regal Securities, Inc|700
COP|CONOCOPHILLIPS|RHCO|Suntrust Robinson Humphrey, Inc.|8161
COP|CONOCOPHILLIPS|SAGL|SAGETRADER, LLC|216516
COP|CONOCOPHILLIPS|SAGW|SAGETRADER, LLC|600
COP|CONOCOPHILLIPS|SALI|INTL FCSTONE FINANCIAL INC.|1224
COP|CONOCOPHILLIPS|SBRX|MURIEL SIEBERT & CO INC|691
COP|CONOCOPHILLIPS|SBSH|Citigroup Global Markets Inc.|1108185
COP|CONOCOPHILLIPS|SCMC|Scotia Capital Markets (USA) Inc.|501000
COP|CONOCOPHILLIPS|SEDS|SPENCER EDWARDS, INC.|30
COP|CONOCOPHILLIPS|SEIC|SEI Investments Distribution Co.|10976
COP|CONOCOPHILLIPS|SGMT|GOLDMAN SACHS & CO. LLC|724621
COP|CONOCOPHILLIPS|SIBO|Prime Executions, Inc.|73519
COP|CONOCOPHILLIPS|SJLS|TRADE INFORMATICS LLC|100
COP|CONOCOPHILLIPS|SOGO|Wang Investment Associates, Inc.|100
COP|CONOCOPHILLIPS|SPDR|SPEEDROUTE LLC|189195
COP|CONOCOPHILLIPS|SPHN|Stephens Inc.|2457
COP|CONOCOPHILLIPS|SPTD|MINT GLOBAL MARKETS, INC.|700
COP|CONOCOPHILLIPS|STFL|Stifel, Nicolaus & Company, Incorporated|80316
COP|CONOCOPHILLIPS|STKP|STOCKPILE INVESTMENTS, INC.|150
COP|CONOCOPHILLIPS|STXG|Stockcross Financial Services, Inc.|32
COP|CONOCOPHILLIPS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14659
COP|CONOCOPHILLIPS|SWIM|TD Ameritrade, Inc.|481256
COP|CONOCOPHILLIPS|SWST|Hilltop Securities Inc.|22079
COP|CONOCOPHILLIPS|TAGC|TELSEY ADVISORY GROUP LLC|1800
COP|CONOCOPHILLIPS|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|2200
COP|CONOCOPHILLIPS|TKNG|ALLY INVEST SECURITIES LLC|8282
COP|CONOCOPHILLIPS|TOUR|TOURMALINE PARTNERS, LLC|38700
COP|CONOCOPHILLIPS|TRBT|Tradebot Systems, Inc.|1201181
COP|CONOCOPHILLIPS|TRCM|TRC MARKETS LLC|1529608
COP|CONOCOPHILLIPS|TWTT|TASTYWORKS, INC.|359
COP|CONOCOPHILLIPS|UBSA|UBS SECURITIES LLC|3288572
COP|CONOCOPHILLIPS|UBSS|UBS Securities LLC|4160744
COP|CONOCOPHILLIPS|USCA|USCA Securities LLC|300
COP|CONOCOPHILLIPS|VALX|VIRTU AMERICAS LLC|61386
COP|CONOCOPHILLIPS|VGRD|Vanguard Marketing Corporation|222909
COP|CONOCOPHILLIPS|WBLR|WILLIAM BLAIR|1172
COP|CONOCOPHILLIPS|WBPX|SUMMIT SECURITIES GROUP, LLC|12566
COP|CONOCOPHILLIPS|WCHV|WELLS FARGO SECURITIES, LLC|795462
COP|CONOCOPHILLIPS|WDNX|WEEDEN & CO.L.P.|16126
COP|CONOCOPHILLIPS|WEDB|WEDBUSH SECURITIES INC.|20980
COP|CONOCOPHILLIPS|WEED|Weeden & Co.L.P.|17168
COP|CONOCOPHILLIPS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1017331
COP|CONOCOPHILLIPS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37533
COP|CONOCOPHILLIPS|WGIF|CIBC World Markets Inc.|13624
COP|CONOCOPHILLIPS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6646
COP|CONOCOPHILLIPS|WSAG|WALL STREET ACCESS|26
COP|CONOCOPHILLIPS|WSEA|WOLVERINE SECURITIES, LLC|69109
COP|CONOCOPHILLIPS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|630
COP|CONOCOPHILLIPS|XIST|INSTINET, LLC|747656
COP|CONOCOPHILLIPS|XPQR|Jump Trading|600
COP|CONOCOPHILLIPS|XSTM|NATIONAL FINANCIAL SERVICES LLC|715856
COP|CONOCOPHILLIPS|YKNA|COMHAR CAPITAL MARKETS, LLC|9391
COP|CONOCOPHILLIPS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67546
COPX|COPPER MINERS ETF|APCC|Apex Clearing Corporation|3902
COPX|COPPER MINERS ETF|BARD|Robert W. Baird & Co. Incorporated|1270
COPX|COPPER MINERS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1516
COPX|COPPER MINERS ETF|BTIG|BTIG, LLC|31971
COPX|COPPER MINERS ETF|BYXM|CBOE TRADING, INC.|194
COPX|COPPER MINERS ETF|CHAS|Charles Schwab & Co., Inc.|35636
COPX|COPPER MINERS ETF|CICF|Canaccord Genuity Corp.|600
COPX|COPPER MINERS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11905
COPX|COPPER MINERS ETF|CTDL|Citadel Derivatives Group Llc|42855
COPX|COPPER MINERS ETF|DBAX|Deutsche Bank Securities Inc.|3000
COPX|COPPER MINERS ETF|DEAN|MORGAN STANLEY|68
COPX|COPPER MINERS ETF|EBXL|EBX LLC|9600
COPX|COPPER MINERS ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
COPX|COPPER MINERS ETF|EGAM|CBOE TRADING, INC.|100
COPX|COPPER MINERS ETF|EGXM|CBOE TRADING, INC.|262
COPX|COPPER MINERS ETF|ETRS|E*Trade Securities LLC|12497
COPX|COPPER MINERS ETF|FILL|Tradestation Securities, Inc.|83
COPX|COPPER MINERS ETF|FMAF|NBCN Inc./ CDS|420
COPX|COPPER MINERS ETF|FTBR|Foliofn Investments, Inc.|60
COPX|COPPER MINERS ETF|GLIS|TD Securities Inc|250
COPX|COPPER MINERS ETF|GSCO|GOLDMAN SACHS & CO. LLC|12997
COPX|COPPER MINERS ETF|GTSZ|GTS SECURITIES LLC|1174
COPX|COPPER MINERS ETF|HRBF|American Enterprise Investment Services Inc.|164
COPX|COPPER MINERS ETF|HSBC|HSBC Securities, Inc.|1400
COPX|COPPER MINERS ETF|IATS|INTERACTIVE BROKERS LLC|3628
COPX|COPPER MINERS ETF|IBKR|Interactive Brokers Llc|23205
COPX|COPPER MINERS ETF|ICBX|INSTINET, LLC|1500
COPX|COPPER MINERS ETF|INCA|INSTINET, LLC|6058
COPX|COPPER MINERS ETF|INJX|INSTINET, LLC|181
COPX|COPPER MINERS ETF|ITGP|ITG INC.|600
COPX|COPPER MINERS ETF|JEFF|JEFFERIES LLC|1389
COPX|COPPER MINERS ETF|JPMX|J.P. Morgan Securities LLC|3508
COPX|COPPER MINERS ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|80635
COPX|COPPER MINERS ETF|JSJX|JANE STREET CAPITAL LLC|93381
COPX|COPPER MINERS ETF|KCGM|VIRTU Americas LLC|18435
COPX|COPPER MINERS ETF|LEHM|Barclays Capital Inc./Le|3300
COPX|COPPER MINERS ETF|LIME|Lime Brokerage LLC|4861
COPX|COPPER MINERS ETF|LSCI|Lek Securities Corporation|900
COPX|COPPER MINERS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
COPX|COPPER MINERS ETF|MSCO|MORGAN STANLEY & CO. LLC|6135
COPX|COPPER MINERS ETF|MSPL|MORGAN STANLEY & CO. LLC|2100
COPX|COPPER MINERS ETF|NATL|National Securities Corporation|390
COPX|COPPER MINERS ETF|NFSC|National Financial Services LLC|75741
COPX|COPPER MINERS ETF|NITE|VIRTU Americas LLC|82694
COPX|COPPER MINERS ETF|PWJC|UBS Financial Services, Inc.|4500
COPX|COPPER MINERS ETF|RBCM|RBC CAPITAL MARKETS, LLC|2810
COPX|COPPER MINERS ETF|SAGL|SAGETRADER, LLC|1300
COPX|COPPER MINERS ETF|SBSH|Citigroup Global Markets Inc.|11333
COPX|COPPER MINERS ETF|SGMT|GOLDMAN SACHS & CO. LLC|6037
COPX|COPPER MINERS ETF|SPHN|Stephens Inc.|20
COPX|COPPER MINERS ETF|SWIM|TD Ameritrade, Inc.|3464
COPX|COPPER MINERS ETF|SWST|Hilltop Securities Inc.|9614
COPX|COPPER MINERS ETF|TKNG|ALLY INVEST SECURITIES LLC|29
COPX|COPPER MINERS ETF|UBSA|UBS SECURITIES LLC|23131
COPX|COPPER MINERS ETF|UBSS|UBS Securities LLC|40143
COPX|COPPER MINERS ETF|VALX|VIRTU AMERICAS LLC|2015
COPX|COPPER MINERS ETF|VGRD|Vanguard Marketing Corporation|6880
COPX|COPPER MINERS ETF|WCHV|WELLS FARGO SECURITIES, LLC|25735
COPX|COPPER MINERS ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|466
COPX|COPPER MINERS ETF|WSEA|WOLVERINE SECURITIES, LLC|560
COPX|COPPER MINERS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|761
COR|CORESITE REALTY CORP|ACAD|ACADEMY SECURITIES, INC.|963
COR|CORESITE REALTY CORP|ALTX|Alternet Securities Inc.|34404
COR|CORESITE REALTY CORP|APCC|Apex Clearing Corporation|785
COR|CORESITE REALTY CORP|BARD|Robert W. Baird & Co. Incorporated|414
COR|CORESITE REALTY CORP|BATM|CBOE TRADING, INC.|932
COR|CORESITE REALTY CORP|BAYT|BTIG, LLC|2600
COR|CORESITE REALTY CORP|BBNT|BB&T SECURITIES, LLC|74
COR|CORESITE REALTY CORP|BERN|Sanford C. Bernstein & Co., LLC|12335
COR|CORESITE REALTY CORP|BIDS|BIDS TRADING L.P.|100
COR|CORESITE REALTY CORP|BKCM|BNY Mellon Capital Markets LLC|8905
COR|CORESITE REALTY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1424
COR|CORESITE REALTY CORP|BLKX|INSTINET, LLC|46403
COR|CORESITE REALTY CORP|BNPX|BNP PARIBAS SECURITIES CORP.|3528
COR|CORESITE REALTY CORP|BRVL|BLAYLOCK VAN, LLC|300
COR|CORESITE REALTY CORP|BTIG|BTIG, LLC|13640
COR|CORESITE REALTY CORP|BYXM|CBOE TRADING, INC.|1198
COR|CORESITE REALTY CORP|BZYD|GOLDMAN SACHS & CO. LLC|330
COR|CORESITE REALTY CORP|CABR|Cabrera Capital Markets, Inc.|14
COR|CORESITE REALTY CORP|CHAS|Charles Schwab & Co., Inc.|880
COR|CORESITE REALTY CORP|CIST|Capital Institutional Services, Inc.|1505
COR|CORESITE REALTY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5485
COR|CORESITE REALTY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|408
COR|CORESITE REALTY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2205
COR|CORESITE REALTY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|107030
COR|CORESITE REALTY CORP|CTDL|Citadel Derivatives Group Llc|1419
COR|CORESITE REALTY CORP|CTLR|CUTLER GROUP, LP|235
COR|CORESITE REALTY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|27082
COR|CORESITE REALTY CORP|DADA|D.A. Davidson & Co.|91
COR|CORESITE REALTY CORP|DBAB|Deutsche Bank Securities Inc.|290689
COR|CORESITE REALTY CORP|DBAX|Deutsche Bank Securities Inc.|100100
COR|CORESITE REALTY CORP|DEAN|MORGAN STANLEY|902
COR|CORESITE REALTY CORP|DEGS|RONIN PROFESSIONAL LLC|171
COR|CORESITE REALTY CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3958
COR|CORESITE REALTY CORP|EBXL|EBX LLC|59800
COR|CORESITE REALTY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2612
COR|CORESITE REALTY CORP|EDJO|Edward D. Jones & Co., L.P.|1360
COR|CORESITE REALTY CORP|EGAM|CBOE TRADING, INC.|3271
COR|CORESITE REALTY CORP|EGAW|CBOE TRADING, INC.|16
COR|CORESITE REALTY CORP|EGMT|EG MARKET TECHNOLOGIES LLC|600
COR|CORESITE REALTY CORP|EGXM|CBOE TRADING, INC.|201
COR|CORESITE REALTY CORP|ESPO|ESPOSITO SECURITIES, LLC|4685
COR|CORESITE REALTY CORP|ETBE|Electronic Transaction Clearing, Inc.|700
COR|CORESITE REALTY CORP|ETCC|Electronic Transaction Clearing, Inc.|390
COR|CORESITE REALTY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12726
COR|CORESITE REALTY CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|232
COR|CORESITE REALTY CORP|ETRS|E*Trade Securities LLC|4879
COR|CORESITE REALTY CORP|FBSB|U.S. Bancorp Investments, Inc.|114
COR|CORESITE REALTY CORP|FILL|Tradestation Securities, Inc.|200
COR|CORESITE REALTY CORP|FINX|FINTECH SECURITIES|369
COR|CORESITE REALTY CORP|FMAF|NBCN Inc./ CDS|179
COR|CORESITE REALTY CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1258
COR|CORESITE REALTY CORP|FQLS|Quantlab Securities LP|56531
COR|CORESITE REALTY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61891
COR|CORESITE REALTY CORP|FTBR|Foliofn Investments, Inc.|3351
COR|CORESITE REALTY CORP|GLIS|TD Securities Inc|100
COR|CORESITE REALTY CORP|GLPX|ACS EXECUTION SERVICES, LLC|29389
COR|CORESITE REALTY CORP|GNAV|GREEN STREET TRADING, LLC|4935
COR|CORESITE REALTY CORP|GSCO|GOLDMAN SACHS & CO. LLC|182914
COR|CORESITE REALTY CORP|GSCS|GOLDMAN SACHS & CO. LLC|2268
COR|CORESITE REALTY CORP|GSLT|GOLDMAN SACHS & CO. LLC|892
COR|CORESITE REALTY CORP|GTSZ|GTS SECURITIES LLC|29502
COR|CORESITE REALTY CORP|HRBF|American Enterprise Investment Services Inc.|406
COR|CORESITE REALTY CORP|HSBC|HSBC Securities, Inc.|732
COR|CORESITE REALTY CORP|IATS|INTERACTIVE BROKERS LLC|3140
COR|CORESITE REALTY CORP|IBKR|Interactive Brokers Llc|4970
COR|CORESITE REALTY CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2316
COR|CORESITE REALTY CORP|ICBX|INSTINET, LLC|13300
COR|CORESITE REALTY CORP|IEQY|CITADEL SECURITIES LLC|34790
COR|CORESITE REALTY CORP|INCA|INSTINET, LLC|46286
COR|CORESITE REALTY CORP|INJX|INSTINET, LLC|1765
COR|CORESITE REALTY CORP|ITGI|ITG Inc.|9404
COR|CORESITE REALTY CORP|ITGP|ITG INC.|27600
COR|CORESITE REALTY CORP|JANY|Janney Montgomery Scott Inc.|3742
COR|CORESITE REALTY CORP|JEFF|JEFFERIES LLC|53333
COR|CORESITE REALTY CORP|JMPT|JUMP TRADING, LLC|19406
COR|CORESITE REALTY CORP|JONE|JonesTrading|86
COR|CORESITE REALTY CORP|JPBX|J.P. MORGAN SECURITIES LLC|8973
COR|CORESITE REALTY CORP|JPMX|J.P. Morgan Securities LLC|168634
COR|CORESITE REALTY CORP|JSJX|JANE STREET CAPITAL LLC|3690
COR|CORESITE REALTY CORP|KCGM|VIRTU Americas LLC|19013
COR|CORESITE REALTY CORP|LEHM|Barclays Capital Inc./Le|171853
COR|CORESITE REALTY CORP|LIME|Lime Brokerage LLC|10851
COR|CORESITE REALTY CORP|LQNA|LIQUIDNET, INC.|10000
COR|CORESITE REALTY CORP|MAXM|Maxim Group LLC|268
COR|CORESITE REALTY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31460
COR|CORESITE REALTY CORP|MOTF|MOTIF INVESTING, INC.|41
COR|CORESITE REALTY CORP|MSCO|MORGAN STANLEY & CO. LLC|230578
COR|CORESITE REALTY CORP|MSPL|MORGAN STANLEY & CO. LLC|112900
COR|CORESITE REALTY CORP|MSTX|MORGAN STANLEY & CO. LLC|8000
COR|CORESITE REALTY CORP|NATL|National Securities Corporation|52
COR|CORESITE REALTY CORP|NFSC|National Financial Services LLC|50694
COR|CORESITE REALTY CORP|NITE|VIRTU Americas LLC|117867
COR|CORESITE REALTY CORP|NQRB|Brut, LLC|608
COR|CORESITE REALTY CORP|OPCO|Oppenheimer & Co. Inc.|204
COR|CORESITE REALTY CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
COR|CORESITE REALTY CORP|PDQM|CODA MARKETS, INC.|81947
COR|CORESITE REALTY CORP|PHLY|NASDAQ Execution Services, LLC|200
COR|CORESITE REALTY CORP|PWJC|UBS Financial Services, Inc.|6605
COR|CORESITE REALTY CORP|RBCM|RBC CAPITAL MARKETS, LLC|4709
COR|CORESITE REALTY CORP|SAGL|SAGETRADER, LLC|5202
COR|CORESITE REALTY CORP|SALI|INTL FCSTONE FINANCIAL INC.|148
COR|CORESITE REALTY CORP|SBSH|Citigroup Global Markets Inc.|49530
COR|CORESITE REALTY CORP|SEIC|SEI Investments Distribution Co.|1922
COR|CORESITE REALTY CORP|SGMT|GOLDMAN SACHS & CO. LLC|35844
COR|CORESITE REALTY CORP|SPDR|SPEEDROUTE LLC|5210
COR|CORESITE REALTY CORP|SPTD|MINT GLOBAL MARKETS, INC.|783
COR|CORESITE REALTY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2700
COR|CORESITE REALTY CORP|STRS|STRATEGAS RESEARCH PARTNERS|3958
COR|CORESITE REALTY CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2350
COR|CORESITE REALTY CORP|SWIM|TD Ameritrade, Inc.|965
COR|CORESITE REALTY CORP|SWST|Hilltop Securities Inc.|220
COR|CORESITE REALTY CORP|TKNG|ALLY INVEST SECURITIES LLC|178
COR|CORESITE REALTY CORP|TMBR|Timber Hill LLC|1
COR|CORESITE REALTY CORP|TRBT|Tradebot Systems, Inc.|44948
COR|CORESITE REALTY CORP|TRCM|TRC MARKETS LLC|36687
COR|CORESITE REALTY CORP|UBSA|UBS SECURITIES LLC|166030
COR|CORESITE REALTY CORP|UBSS|UBS Securities LLC|279471
COR|CORESITE REALTY CORP|VALX|VIRTU AMERICAS LLC|7769
COR|CORESITE REALTY CORP|VGRD|Vanguard Marketing Corporation|6489
COR|CORESITE REALTY CORP|VNDS|VANDHAM SECURITIES CORP|20496
COR|CORESITE REALTY CORP|WABR|Wall Street Access|21338
COR|CORESITE REALTY CORP|WCHV|WELLS FARGO SECURITIES, LLC|86759
COR|CORESITE REALTY CORP|WDNX|WEEDEN & CO.L.P.|168
COR|CORESITE REALTY CORP|WEDB|WEDBUSH SECURITIES INC.|187
COR|CORESITE REALTY CORP|WEED|Weeden & Co.L.P.|705
COR|CORESITE REALTY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|119
COR|CORESITE REALTY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11743
COR|CORESITE REALTY CORP|WGIF|CIBC World Markets Inc.|28
COR|CORESITE REALTY CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|105
COR|CORESITE REALTY CORP|WSEA|WOLVERINE SECURITIES, LLC|1606
COR|CORESITE REALTY CORP|XIST|INSTINET, LLC|26600
COR|CORESITE REALTY CORP|XPQR|Jump Trading|300
COR|CORESITE REALTY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|37034
COR|CORESITE REALTY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|8429
COR|CORESITE REALTY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1718
CORE|CORE MARK HOLDING|ALTX|Alternet Securities Inc.|2411
CORE|CORE MARK HOLDING|APCC|Apex Clearing Corporation|12
CORE|CORE MARK HOLDING|BARD|Robert W. Baird & Co. Incorporated|12350
CORE|CORE MARK HOLDING|BATM|CBOE TRADING, INC.|1669
CORE|CORE MARK HOLDING|BERN|Sanford C. Bernstein & Co., LLC|15349
CORE|CORE MARK HOLDING|BIDS|BIDS TRADING L.P.|9600
CORE|CORE MARK HOLDING|BLKX|INSTINET, LLC|210193
CORE|CORE MARK HOLDING|BMOC|BMO Capital Markets Corp.|7288
CORE|CORE MARK HOLDING|BNCH|The Benchmark Company, LLC|9289
CORE|CORE MARK HOLDING|BNPX|BNP PARIBAS SECURITIES CORP.|11304
CORE|CORE MARK HOLDING|BTIG|BTIG, LLC|2001
CORE|CORE MARK HOLDING|BYXM|CBOE TRADING, INC.|1836
CORE|CORE MARK HOLDING|BZYD|GOLDMAN SACHS & CO. LLC|700
CORE|CORE MARK HOLDING|CANT|Cantor Fitzgerald & Co.|450
CORE|CORE MARK HOLDING|CIST|Capital Institutional Services, Inc.|85
CORE|CORE MARK HOLDING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|127011
CORE|CORE MARK HOLDING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2860
CORE|CORE MARK HOLDING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79387
CORE|CORE MARK HOLDING|CTDL|Citadel Derivatives Group Llc|21738
CORE|CORE MARK HOLDING|CTLR|CUTLER GROUP, LP|440
CORE|CORE MARK HOLDING|CXCX|CITIGROUP GLOBAL MARKETS INC.|61166
CORE|CORE MARK HOLDING|DAVA|Davenport & Company LLC|32570
CORE|CORE MARK HOLDING|DBAB|Deutsche Bank Securities Inc.|418129
CORE|CORE MARK HOLDING|DBAX|Deutsche Bank Securities Inc.|120100
CORE|CORE MARK HOLDING|DBUL|Deutsche Bank Securities Inc.|3165
CORE|CORE MARK HOLDING|DEAN|MORGAN STANLEY|1233
CORE|CORE MARK HOLDING|DEGS|RONIN PROFESSIONAL LLC|3271
CORE|CORE MARK HOLDING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4053
CORE|CORE MARK HOLDING|EBXL|EBX LLC|54200
CORE|CORE MARK HOLDING|ECUT|CONVERGEX EXECUTION SOLUTIONS|2580
CORE|CORE MARK HOLDING|EDJO|Edward D. Jones & Co., L.P.|41145
CORE|CORE MARK HOLDING|EGAM|CBOE TRADING, INC.|6089
CORE|CORE MARK HOLDING|EGAW|CBOE TRADING, INC.|100
CORE|CORE MARK HOLDING|EGMT|EG MARKET TECHNOLOGIES LLC|100
CORE|CORE MARK HOLDING|EGXM|CBOE TRADING, INC.|1255
CORE|CORE MARK HOLDING|ETBE|Electronic Transaction Clearing, Inc.|35914
CORE|CORE MARK HOLDING|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7
CORE|CORE MARK HOLDING|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8326
CORE|CORE MARK HOLDING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9956
CORE|CORE MARK HOLDING|ETRS|E*Trade Securities LLC|5416
CORE|CORE MARK HOLDING|FBCO|Credit Suisse Securities (USA) LLC|1223110
CORE|CORE MARK HOLDING|FILL|Tradestation Securities, Inc.|700
CORE|CORE MARK HOLDING|FMAF|NBCN Inc./ CDS|73
CORE|CORE MARK HOLDING|FOMA|TD AMERITRADE CLEARING, INC.|24443
CORE|CORE MARK HOLDING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2382
CORE|CORE MARK HOLDING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89803
CORE|CORE MARK HOLDING|FTBR|Foliofn Investments, Inc.|246
CORE|CORE MARK HOLDING|GEBB|GLOBAL EXECUTION BROKERS, LP|27006
CORE|CORE MARK HOLDING|GLPX|ACS EXECUTION SERVICES, LLC|1894
CORE|CORE MARK HOLDING|GSCO|GOLDMAN SACHS & CO. LLC|1218377
CORE|CORE MARK HOLDING|GSCS|GOLDMAN SACHS & CO. LLC|3415
CORE|CORE MARK HOLDING|GSLT|GOLDMAN SACHS & CO. LLC|2622
CORE|CORE MARK HOLDING|GTSZ|GTS SECURITIES LLC|9163
CORE|CORE MARK HOLDING|HRBF|American Enterprise Investment Services Inc.|1690
CORE|CORE MARK HOLDING|IATS|INTERACTIVE BROKERS LLC|5070
CORE|CORE MARK HOLDING|IBKR|Interactive Brokers Llc|38109
CORE|CORE MARK HOLDING|ICBX|INSTINET, LLC|20450
CORE|CORE MARK HOLDING|IEQY|CITADEL SECURITIES LLC|63288
CORE|CORE MARK HOLDING|INCA|INSTINET, LLC|227590
CORE|CORE MARK HOLDING|INJX|INSTINET, LLC|89291
CORE|CORE MARK HOLDING|ITGI|ITG Inc.|31722
CORE|CORE MARK HOLDING|ITGP|ITG INC.|75600
CORE|CORE MARK HOLDING|JEFF|JEFFERIES LLC|281373
CORE|CORE MARK HOLDING|JMPT|JUMP TRADING, LLC|26381
CORE|CORE MARK HOLDING|JONE|JonesTrading|96
CORE|CORE MARK HOLDING|JPBX|J.P. MORGAN SECURITIES LLC|4066
CORE|CORE MARK HOLDING|JPMX|J.P. Morgan Securities LLC|154060
CORE|CORE MARK HOLDING|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
CORE|CORE MARK HOLDING|JSJX|JANE STREET CAPITAL LLC|6281
CORE|CORE MARK HOLDING|KCGM|VIRTU Americas LLC|9896
CORE|CORE MARK HOLDING|LEER|LEERINK PARTNERS LLC|740
CORE|CORE MARK HOLDING|LEHM|Barclays Capital Inc./Le|482047
CORE|CORE MARK HOLDING|LIME|Lime Brokerage LLC|227816
CORE|CORE MARK HOLDING|LMGP|LIME BROKERAGE LLC|19401
CORE|CORE MARK HOLDING|LMNX|LUMINEX TRADING & ANALYTICS LLC|56000
CORE|CORE MARK HOLDING|LOOP|Loop Capital Markets LLC|16515
CORE|CORE MARK HOLDING|LQNA|LIQUIDNET, INC.|19800
CORE|CORE MARK HOLDING|LSCI|Lek Securities Corporation|31
CORE|CORE MARK HOLDING|MACQ|Macquarie Capital (USA) Inc.|6590
CORE|CORE MARK HOLDING|MAXM|Maxim Group LLC|26287
CORE|CORE MARK HOLDING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92684
CORE|CORE MARK HOLDING|MSCO|MORGAN STANLEY & CO. LLC|2831191
CORE|CORE MARK HOLDING|MSPL|MORGAN STANLEY & CO. LLC|221600
CORE|CORE MARK HOLDING|MSTX|MORGAN STANLEY & CO. LLC|83800
CORE|CORE MARK HOLDING|NFSC|National Financial Services LLC|24718
CORE|CORE MARK HOLDING|NITE|VIRTU Americas LLC|108064
CORE|CORE MARK HOLDING|NITP|VIRTU Americas LLC|3700
CORE|CORE MARK HOLDING|NQRB|Brut, LLC|12332
CORE|CORE MARK HOLDING|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1514
CORE|CORE MARK HOLDING|PDQM|CODA MARKETS, INC.|11676
CORE|CORE MARK HOLDING|PWJC|UBS Financial Services, Inc.|4
CORE|CORE MARK HOLDING|RAJA|Raymond James & Associates, Inc.|14963
CORE|CORE MARK HOLDING|RBCM|RBC CAPITAL MARKETS, LLC|2691
CORE|CORE MARK HOLDING|SAGL|SAGETRADER, LLC|1053
CORE|CORE MARK HOLDING|SAGW|SAGETRADER, LLC|322
CORE|CORE MARK HOLDING|SBSH|Citigroup Global Markets Inc.|121117
CORE|CORE MARK HOLDING|SGMT|GOLDMAN SACHS & CO. LLC|47830
CORE|CORE MARK HOLDING|SPDR|SPEEDROUTE LLC|2910
CORE|CORE MARK HOLDING|SPHN|Stephens Inc.|960
CORE|CORE MARK HOLDING|STFL|Stifel, Nicolaus & Company, Incorporated|115
CORE|CORE MARK HOLDING|SWIM|TD Ameritrade, Inc.|1084
CORE|CORE MARK HOLDING|TKNG|ALLY INVEST SECURITIES LLC|90
CORE|CORE MARK HOLDING|TONC|CUTTONE & CO., LLC|1902
CORE|CORE MARK HOLDING|TRBT|Tradebot Systems, Inc.|154506
CORE|CORE MARK HOLDING|TRCM|TRC MARKETS LLC|138662
CORE|CORE MARK HOLDING|UBSA|UBS SECURITIES LLC|156503
CORE|CORE MARK HOLDING|UBSS|UBS Securities LLC|491994
CORE|CORE MARK HOLDING|VALX|VIRTU AMERICAS LLC|4934
CORE|CORE MARK HOLDING|VGRD|Vanguard Marketing Corporation|215
CORE|CORE MARK HOLDING|WCHV|WELLS FARGO SECURITIES, LLC|29097
CORE|CORE MARK HOLDING|WEED|Weeden & Co.L.P.|300
CORE|CORE MARK HOLDING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|998
CORE|CORE MARK HOLDING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3856
CORE|CORE MARK HOLDING|WSEA|WOLVERINE SECURITIES, LLC|1283
CORE|CORE MARK HOLDING|XIST|INSTINET, LLC|27356
CORE|CORE MARK HOLDING|XSTM|NATIONAL FINANCIAL SERVICES LLC|27000
CORE|CORE MARK HOLDING|YKNA|COMHAR CAPITAL MARKETS, LLC|300
CORE|CORE MARK HOLDING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|103
CORI|CORIUM INTL CMN|ALTX|Alternet Securities Inc.|2003
CORI|CORIUM INTL CMN|APCC|Apex Clearing Corporation|1509
CORI|CORIUM INTL CMN|BATM|CBOE TRADING, INC.|2970
CORI|CORIUM INTL CMN|BERN|Sanford C. Bernstein & Co., LLC|2601
CORI|CORIUM INTL CMN|BIDS|BIDS TRADING L.P.|700
CORI|CORIUM INTL CMN|BIMI|Banca IMI Securities Corp.|100
CORI|CORIUM INTL CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|250
CORI|CORIUM INTL CMN|BMOC|BMO Capital Markets Corp.|3730
CORI|CORIUM INTL CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2650
CORI|CORIUM INTL CMN|BTIG|BTIG, LLC|129
CORI|CORIUM INTL CMN|BYXM|CBOE TRADING, INC.|300
CORI|CORIUM INTL CMN|CANT|Cantor Fitzgerald & Co.|301800
CORI|CORIUM INTL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51998
CORI|CORIUM INTL CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
CORI|CORIUM INTL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66296
CORI|CORIUM INTL CMN|CTDL|Citadel Derivatives Group Llc|7855
CORI|CORIUM INTL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5688
CORI|CORIUM INTL CMN|DBAB|Deutsche Bank Securities Inc.|251221
CORI|CORIUM INTL CMN|DBAX|Deutsche Bank Securities Inc.|40000
CORI|CORIUM INTL CMN|DBUL|Deutsche Bank Securities Inc.|58
CORI|CORIUM INTL CMN|DEAN|MORGAN STANLEY|2819
CORI|CORIUM INTL CMN|DEGS|RONIN PROFESSIONAL LLC|9072
CORI|CORIUM INTL CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|201
CORI|CORIUM INTL CMN|EBXL|EBX LLC|28200
CORI|CORIUM INTL CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|10445
CORI|CORIUM INTL CMN|EDJO|Edward D. Jones & Co., L.P.|200
CORI|CORIUM INTL CMN|EGAM|CBOE TRADING, INC.|5598
CORI|CORIUM INTL CMN|EGAW|CBOE TRADING, INC.|100
CORI|CORIUM INTL CMN|EGXM|CBOE TRADING, INC.|3230
CORI|CORIUM INTL CMN|ETBE|Electronic Transaction Clearing, Inc.|3280
CORI|CORIUM INTL CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1944
CORI|CORIUM INTL CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6235
CORI|CORIUM INTL CMN|ETRS|E*Trade Securities LLC|20739
CORI|CORIUM INTL CMN|FBCO|Credit Suisse Securities (USA) LLC|100172
CORI|CORIUM INTL CMN|FILL|Tradestation Securities, Inc.|2603
CORI|CORIUM INTL CMN|FOMA|TD AMERITRADE CLEARING, INC.|48204
CORI|CORIUM INTL CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|640
CORI|CORIUM INTL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110669
CORI|CORIUM INTL CMN|FTBR|Foliofn Investments, Inc.|6
CORI|CORIUM INTL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|6639
CORI|CORIUM INTL CMN|GLPX|ACS EXECUTION SERVICES, LLC|1364
CORI|CORIUM INTL CMN|GSCO|GOLDMAN SACHS & CO. LLC|366050
CORI|CORIUM INTL CMN|GSCS|GOLDMAN SACHS & CO. LLC|590
CORI|CORIUM INTL CMN|GSLT|GOLDMAN SACHS & CO. LLC|1847
CORI|CORIUM INTL CMN|GTSZ|GTS SECURITIES LLC|8432
CORI|CORIUM INTL CMN|HRBF|American Enterprise Investment Services Inc.|500
CORI|CORIUM INTL CMN|IATS|INTERACTIVE BROKERS LLC|7820
CORI|CORIUM INTL CMN|IBKR|Interactive Brokers Llc|72610
CORI|CORIUM INTL CMN|ICBX|INSTINET, LLC|6183
CORI|CORIUM INTL CMN|IEQY|CITADEL SECURITIES LLC|53377
CORI|CORIUM INTL CMN|INCA|INSTINET, LLC|144746
CORI|CORIUM INTL CMN|INJX|INSTINET, LLC|159467
CORI|CORIUM INTL CMN|ITGI|ITG Inc.|13675
CORI|CORIUM INTL CMN|ITGP|ITG INC.|18600
CORI|CORIUM INTL CMN|JEFF|JEFFERIES LLC|193841
CORI|CORIUM INTL CMN|JMPT|JUMP TRADING, LLC|11574
CORI|CORIUM INTL CMN|JPBX|J.P. MORGAN SECURITIES LLC|2320
CORI|CORIUM INTL CMN|JPMX|J.P. Morgan Securities LLC|47430
CORI|CORIUM INTL CMN|JSJX|JANE STREET CAPITAL LLC|5569
CORI|CORIUM INTL CMN|JSSF|JMP Securities LLC|40000
CORI|CORIUM INTL CMN|KCGM|VIRTU Americas LLC|8616
CORI|CORIUM INTL CMN|LEHM|Barclays Capital Inc./Le|324561
CORI|CORIUM INTL CMN|LIME|Lime Brokerage LLC|105936
CORI|CORIUM INTL CMN|LMGP|LIME BROKERAGE LLC|872
CORI|CORIUM INTL CMN|LQNA|LIQUIDNET, INC.|41200
CORI|CORIUM INTL CMN|LQNB|LIQUIDNET, INC.|700
CORI|CORIUM INTL CMN|MAXM|Maxim Group LLC|2571
CORI|CORIUM INTL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19200
CORI|CORIUM INTL CMN|MOTF|MOTIF INVESTING, INC.|1
CORI|CORIUM INTL CMN|MSCO|MORGAN STANLEY & CO. LLC|591576
CORI|CORIUM INTL CMN|MSPL|MORGAN STANLEY & CO. LLC|40100
CORI|CORIUM INTL CMN|MSTX|MORGAN STANLEY & CO. LLC|17700
CORI|CORIUM INTL CMN|NEED|Needham & Company, LLC|2700
CORI|CORIUM INTL CMN|NFSC|National Financial Services LLC|74936
CORI|CORIUM INTL CMN|NITE|VIRTU Americas LLC|163149
CORI|CORIUM INTL CMN|NITP|VIRTU Americas LLC|1000
CORI|CORIUM INTL CMN|NMRA|Nomura Securities International, Inc.|34800
CORI|CORIUM INTL CMN|NQRB|Brut, LLC|9453
CORI|CORIUM INTL CMN|OPCO|Oppenheimer & Co. Inc.|2725
CORI|CORIUM INTL CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1765
CORI|CORIUM INTL CMN|PDQM|CODA MARKETS, INC.|4621
CORI|CORIUM INTL CMN|PIPR|Piper Jaffray & Co.|502748
CORI|CORIUM INTL CMN|RAJA|Raymond James & Associates, Inc.|27000
CORI|CORIUM INTL CMN|RBCM|RBC CAPITAL MARKETS, LLC|4000
CORI|CORIUM INTL CMN|SAGL|SAGETRADER, LLC|780
CORI|CORIUM INTL CMN|SBSH|Citigroup Global Markets Inc.|68986
CORI|CORIUM INTL CMN|SGMT|GOLDMAN SACHS & CO. LLC|12640
CORI|CORIUM INTL CMN|SPDR|SPEEDROUTE LLC|600
CORI|CORIUM INTL CMN|SWIM|TD Ameritrade, Inc.|45843
CORI|CORIUM INTL CMN|SWST|Hilltop Securities Inc.|1500
CORI|CORIUM INTL CMN|TKNG|ALLY INVEST SECURITIES LLC|120
CORI|CORIUM INTL CMN|TRBT|Tradebot Systems, Inc.|85717
CORI|CORIUM INTL CMN|TRCM|TRC MARKETS LLC|36013
CORI|CORIUM INTL CMN|UBSA|UBS SECURITIES LLC|116959
CORI|CORIUM INTL CMN|UBSS|UBS Securities LLC|613910
CORI|CORIUM INTL CMN|VALX|VIRTU AMERICAS LLC|3945
CORI|CORIUM INTL CMN|VGRD|Vanguard Marketing Corporation|36
CORI|CORIUM INTL CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|204
CORI|CORIUM INTL CMN|WCHV|WELLS FARGO SECURITIES, LLC|62965
CORI|CORIUM INTL CMN|WEDB|WEDBUSH SECURITIES INC.|500
CORI|CORIUM INTL CMN|WEED|Weeden & Co.L.P.|377
CORI|CORIUM INTL CMN|WFPB|Wells Fargo Securities, LLC.|500
CORI|CORIUM INTL CMN|WGIF|CIBC World Markets Inc.|1003
CORI|CORIUM INTL CMN|WSEA|WOLVERINE SECURITIES, LLC|297
CORI|CORIUM INTL CMN|XIST|INSTINET, LLC|30600
CORI|CORIUM INTL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8830
CORI|CORIUM INTL CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CORN|TEUCRIUM CORN FUND|APCC|Apex Clearing Corporation|3828
CORN|TEUCRIUM CORN FUND|BARD|Robert W. Baird & Co. Incorporated|1000
CORN|TEUCRIUM CORN FUND|BATM|CBOE TRADING, INC.|2900
CORN|TEUCRIUM CORN FUND|BYXM|CBOE TRADING, INC.|4100
CORN|TEUCRIUM CORN FUND|CHAS|Charles Schwab & Co., Inc.|4798
CORN|TEUCRIUM CORN FUND|CIST|Capital Institutional Services, Inc.|300
CORN|TEUCRIUM CORN FUND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6200
CORN|TEUCRIUM CORN FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45506
CORN|TEUCRIUM CORN FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CORN|TEUCRIUM CORN FUND|DBAX|Deutsche Bank Securities Inc.|2600
CORN|TEUCRIUM CORN FUND|DEAN|MORGAN STANLEY|1600
CORN|TEUCRIUM CORN FUND|EBXL|EBX LLC|5200
CORN|TEUCRIUM CORN FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|350
CORN|TEUCRIUM CORN FUND|EGAM|CBOE TRADING, INC.|1000
CORN|TEUCRIUM CORN FUND|EGXM|CBOE TRADING, INC.|3900
CORN|TEUCRIUM CORN FUND|ETRS|E*Trade Securities LLC|60917
CORN|TEUCRIUM CORN FUND|FILL|Tradestation Securities, Inc.|5599
CORN|TEUCRIUM CORN FUND|FMAF|NBCN Inc./ CDS|900
CORN|TEUCRIUM CORN FUND|FTBR|Foliofn Investments, Inc.|7760
CORN|TEUCRIUM CORN FUND|GLIS|TD Securities Inc|1020
CORN|TEUCRIUM CORN FUND|GSCO|GOLDMAN SACHS & CO. LLC|100
CORN|TEUCRIUM CORN FUND|GSLT|GOLDMAN SACHS & CO. LLC|4100
CORN|TEUCRIUM CORN FUND|HRBF|American Enterprise Investment Services Inc.|300
CORN|TEUCRIUM CORN FUND|IATS|INTERACTIVE BROKERS LLC|5467
CORN|TEUCRIUM CORN FUND|IBKR|Interactive Brokers Llc|32112
CORN|TEUCRIUM CORN FUND|ICBX|INSTINET, LLC|6100
CORN|TEUCRIUM CORN FUND|INCA|INSTINET, LLC|2400
CORN|TEUCRIUM CORN FUND|ITGI|ITG Inc.|1000
CORN|TEUCRIUM CORN FUND|ITGP|ITG INC.|400
CORN|TEUCRIUM CORN FUND|JANY|Janney Montgomery Scott Inc.|328
CORN|TEUCRIUM CORN FUND|JMPT|JUMP TRADING, LLC|540
CORN|TEUCRIUM CORN FUND|JPMX|J.P. Morgan Securities LLC|1020
CORN|TEUCRIUM CORN FUND|JSEB|JANE STREET EXECUTION SERVICES, LLC|37600
CORN|TEUCRIUM CORN FUND|JSJX|JANE STREET CAPITAL LLC|248382
CORN|TEUCRIUM CORN FUND|KCGM|VIRTU Americas LLC|3615
CORN|TEUCRIUM CORN FUND|LEHM|Barclays Capital Inc./Le|90093
CORN|TEUCRIUM CORN FUND|LIME|Lime Brokerage LLC|12500
CORN|TEUCRIUM CORN FUND|LSCI|Lek Securities Corporation|120
CORN|TEUCRIUM CORN FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
CORN|TEUCRIUM CORN FUND|MOTF|MOTIF INVESTING, INC.|1
CORN|TEUCRIUM CORN FUND|MSCO|MORGAN STANLEY & CO. LLC|63505
CORN|TEUCRIUM CORN FUND|MSPL|MORGAN STANLEY & CO. LLC|3800
CORN|TEUCRIUM CORN FUND|NFSC|National Financial Services LLC|266505
CORN|TEUCRIUM CORN FUND|NITE|VIRTU Americas LLC|551251
CORN|TEUCRIUM CORN FUND|NITP|VIRTU Americas LLC|33300
CORN|TEUCRIUM CORN FUND|OLDM|OLD MISSION CAPITAL, LLC|300
CORN|TEUCRIUM CORN FUND|OPCO|Oppenheimer & Co. Inc.|765
CORN|TEUCRIUM CORN FUND|PHLY|NASDAQ Execution Services, LLC|400
CORN|TEUCRIUM CORN FUND|RBCM|RBC CAPITAL MARKETS, LLC|22234
CORN|TEUCRIUM CORN FUND|SBSH|Citigroup Global Markets Inc.|4300
CORN|TEUCRIUM CORN FUND|SGMT|GOLDMAN SACHS & CO. LLC|3696
CORN|TEUCRIUM CORN FUND|SHMR|ABN Amro Clearing LLC|37728
CORN|TEUCRIUM CORN FUND|STFL|Stifel, Nicolaus & Company, Incorporated|600
CORN|TEUCRIUM CORN FUND|SWIM|TD Ameritrade, Inc.|38576
CORN|TEUCRIUM CORN FUND|TKNG|ALLY INVEST SECURITIES LLC|700
CORN|TEUCRIUM CORN FUND|TWTT|TASTYWORKS, INC.|500
CORN|TEUCRIUM CORN FUND|UBSA|UBS SECURITIES LLC|18150
CORN|TEUCRIUM CORN FUND|UBSS|UBS Securities LLC|54921
CORN|TEUCRIUM CORN FUND|VGRD|Vanguard Marketing Corporation|21782
CORN|TEUCRIUM CORN FUND|WCHV|WELLS FARGO SECURITIES, LLC|29734
CORN|TEUCRIUM CORN FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10055
CORN|TEUCRIUM CORN FUND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16694
CORN|TEUCRIUM CORN FUND|WGIF|CIBC World Markets Inc.|550
CORN|TEUCRIUM CORN FUND|WSEA|WOLVERINE SECURITIES, LLC|9032
CORN|TEUCRIUM CORN FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
CORN|TEUCRIUM CORN FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3032
CORP|PIMCO IG CORP IN FUN|APCC|Apex Clearing Corporation|13
CORP|PIMCO IG CORP IN FUN|BANK|Primevest Financial Services, Inc.|164
CORP|PIMCO IG CORP IN FUN|BARD|Robert W. Baird & Co. Incorporated|12506
CORP|PIMCO IG CORP IN FUN|BATM|CBOE TRADING, INC.|500
CORP|PIMCO IG CORP IN FUN|BBNT|BB&T SECURITIES, LLC|13748
CORP|PIMCO IG CORP IN FUN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|625
CORP|PIMCO IG CORP IN FUN|BYXM|CBOE TRADING, INC.|121
CORP|PIMCO IG CORP IN FUN|CANT|Cantor Fitzgerald & Co.|12162
CORP|PIMCO IG CORP IN FUN|CHAS|Charles Schwab & Co., Inc.|52946
CORP|PIMCO IG CORP IN FUN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8150
CORP|PIMCO IG CORP IN FUN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2455
CORP|PIMCO IG CORP IN FUN|DAVA|Davenport & Company LLC|167
CORP|PIMCO IG CORP IN FUN|DBAX|Deutsche Bank Securities Inc.|3400
CORP|PIMCO IG CORP IN FUN|DEAN|MORGAN STANLEY|2369
CORP|PIMCO IG CORP IN FUN|EBXL|EBX LLC|2100
CORP|PIMCO IG CORP IN FUN|EDJO|Edward D. Jones & Co., L.P.|649
CORP|PIMCO IG CORP IN FUN|EGXM|CBOE TRADING, INC.|10
CORP|PIMCO IG CORP IN FUN|ETRS|E*Trade Securities LLC|307
CORP|PIMCO IG CORP IN FUN|FMAF|NBCN Inc./ CDS|200
CORP|PIMCO IG CORP IN FUN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1748
CORP|PIMCO IG CORP IN FUN|FTBR|Foliofn Investments, Inc.|1107
CORP|PIMCO IG CORP IN FUN|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
CORP|PIMCO IG CORP IN FUN|GSCO|GOLDMAN SACHS & CO. LLC|800
CORP|PIMCO IG CORP IN FUN|GTSZ|GTS SECURITIES LLC|1821
CORP|PIMCO IG CORP IN FUN|HRBF|American Enterprise Investment Services Inc.|5093
CORP|PIMCO IG CORP IN FUN|IATS|INTERACTIVE BROKERS LLC|9
CORP|PIMCO IG CORP IN FUN|IBKR|Interactive Brokers Llc|34
CORP|PIMCO IG CORP IN FUN|ICBX|INSTINET, LLC|600
CORP|PIMCO IG CORP IN FUN|INCA|INSTINET, LLC|1300
CORP|PIMCO IG CORP IN FUN|ITGP|ITG INC.|200
CORP|PIMCO IG CORP IN FUN|JANY|Janney Montgomery Scott Inc.|1182
CORP|PIMCO IG CORP IN FUN|JPMX|J.P. Morgan Securities LLC|2986
CORP|PIMCO IG CORP IN FUN|JSEB|JANE STREET EXECUTION SERVICES, LLC|42577
CORP|PIMCO IG CORP IN FUN|JSJX|JANE STREET CAPITAL LLC|24813
CORP|PIMCO IG CORP IN FUN|KCGM|VIRTU Americas LLC|5069
CORP|PIMCO IG CORP IN FUN|LEHM|Barclays Capital Inc./Le|7400
CORP|PIMCO IG CORP IN FUN|LIME|Lime Brokerage LLC|2194
CORP|PIMCO IG CORP IN FUN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5858
CORP|PIMCO IG CORP IN FUN|MSCO|MORGAN STANLEY & CO. LLC|11211
CORP|PIMCO IG CORP IN FUN|MSPL|MORGAN STANLEY & CO. LLC|2200
CORP|PIMCO IG CORP IN FUN|NFSC|National Financial Services LLC|12887
CORP|PIMCO IG CORP IN FUN|NITE|VIRTU Americas LLC|55048
CORP|PIMCO IG CORP IN FUN|NITP|VIRTU Americas LLC|971
CORP|PIMCO IG CORP IN FUN|NQRB|Brut, LLC|332
CORP|PIMCO IG CORP IN FUN|OLDM|OLD MISSION CAPITAL, LLC|1000
CORP|PIMCO IG CORP IN FUN|OPCO|Oppenheimer & Co. Inc.|1623
CORP|PIMCO IG CORP IN FUN|RBCM|RBC CAPITAL MARKETS, LLC|2967
CORP|PIMCO IG CORP IN FUN|SBSH|Citigroup Global Markets Inc.|768
CORP|PIMCO IG CORP IN FUN|SGMT|GOLDMAN SACHS & CO. LLC|2501
CORP|PIMCO IG CORP IN FUN|SPDR|SPEEDROUTE LLC|100
CORP|PIMCO IG CORP IN FUN|STFL|Stifel, Nicolaus & Company, Incorporated|429
CORP|PIMCO IG CORP IN FUN|SWST|Hilltop Securities Inc.|936
CORP|PIMCO IG CORP IN FUN|UBSA|UBS SECURITIES LLC|15906
CORP|PIMCO IG CORP IN FUN|UBSS|UBS Securities LLC|59562
CORP|PIMCO IG CORP IN FUN|VALX|VIRTU AMERICAS LLC|152
CORP|PIMCO IG CORP IN FUN|VGRD|Vanguard Marketing Corporation|506
CORP|PIMCO IG CORP IN FUN|WBLR|WILLIAM BLAIR|940
CORP|PIMCO IG CORP IN FUN|WCHV|WELLS FARGO SECURITIES, LLC|2988
CORP|PIMCO IG CORP IN FUN|WEDB|WEDBUSH SECURITIES INC.|40
CORP|PIMCO IG CORP IN FUN|WGIF|CIBC World Markets Inc.|43
CORP|PIMCO IG CORP IN FUN|WSEA|WOLVERINE SECURITIES, LLC|6
CORP|PIMCO IG CORP IN FUN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CORP|PIMCO IG CORP IN FUN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2206
CORR|CORENERGY INFRASTRUC|ALTX|Alternet Securities Inc.|200
CORR|CORENERGY INFRASTRUC|APCC|Apex Clearing Corporation|358
CORR|CORENERGY INFRASTRUC|BANK|Primevest Financial Services, Inc.|50
CORR|CORENERGY INFRASTRUC|BARD|Robert W. Baird & Co. Incorporated|420
CORR|CORENERGY INFRASTRUC|BATM|CBOE TRADING, INC.|264
CORR|CORENERGY INFRASTRUC|BERN|Sanford C. Bernstein & Co., LLC|2175
CORR|CORENERGY INFRASTRUC|BNPX|BNP PARIBAS SECURITIES CORP.|1107
CORR|CORENERGY INFRASTRUC|BTIG|BTIG, LLC|44
CORR|CORENERGY INFRASTRUC|BZYD|GOLDMAN SACHS & CO. LLC|100
CORR|CORENERGY INFRASTRUC|CHAS|Charles Schwab & Co., Inc.|37
CORR|CORENERGY INFRASTRUC|CICF|Canaccord Genuity Corp.|923
CORR|CORENERGY INFRASTRUC|CIST|Capital Institutional Services, Inc.|250
CORR|CORENERGY INFRASTRUC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14234
CORR|CORENERGY INFRASTRUC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
CORR|CORENERGY INFRASTRUC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
CORR|CORENERGY INFRASTRUC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23736
CORR|CORENERGY INFRASTRUC|CTDL|Citadel Derivatives Group Llc|1204
CORR|CORENERGY INFRASTRUC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1214
CORR|CORENERGY INFRASTRUC|DADA|D.A. Davidson & Co.|2200
CORR|CORENERGY INFRASTRUC|DBAB|Deutsche Bank Securities Inc.|6116
CORR|CORENERGY INFRASTRUC|DBAX|Deutsche Bank Securities Inc.|13700
CORR|CORENERGY INFRASTRUC|DBUL|Deutsche Bank Securities Inc.|124
CORR|CORENERGY INFRASTRUC|DEGS|RONIN PROFESSIONAL LLC|12
CORR|CORENERGY INFRASTRUC|EBXL|EBX LLC|6300
CORR|CORENERGY INFRASTRUC|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
CORR|CORENERGY INFRASTRUC|EDJO|Edward D. Jones & Co., L.P.|2164
CORR|CORENERGY INFRASTRUC|EGAM|CBOE TRADING, INC.|351
CORR|CORENERGY INFRASTRUC|EGXM|CBOE TRADING, INC.|100
CORR|CORENERGY INFRASTRUC|ETBE|Electronic Transaction Clearing, Inc.|300
CORR|CORENERGY INFRASTRUC|ETCB|ETC BROKERAGE SERVICES, LLC|25
CORR|CORENERGY INFRASTRUC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1440
CORR|CORENERGY INFRASTRUC|ETRS|E*Trade Securities LLC|14061
CORR|CORENERGY INFRASTRUC|FILL|Tradestation Securities, Inc.|220
CORR|CORENERGY INFRASTRUC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6526
CORR|CORENERGY INFRASTRUC|FTBR|Foliofn Investments, Inc.|1262
CORR|CORENERGY INFRASTRUC|GLPX|ACS EXECUTION SERVICES, LLC|15
CORR|CORENERGY INFRASTRUC|GSCO|GOLDMAN SACHS & CO. LLC|11370
CORR|CORENERGY INFRASTRUC|GSLT|GOLDMAN SACHS & CO. LLC|71
CORR|CORENERGY INFRASTRUC|GTSZ|GTS SECURITIES LLC|5429
CORR|CORENERGY INFRASTRUC|HRBF|American Enterprise Investment Services Inc.|651
CORR|CORENERGY INFRASTRUC|IATS|INTERACTIVE BROKERS LLC|374
CORR|CORENERGY INFRASTRUC|IBKR|Interactive Brokers Llc|1314
CORR|CORENERGY INFRASTRUC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
CORR|CORENERGY INFRASTRUC|ICBX|INSTINET, LLC|2797
CORR|CORENERGY INFRASTRUC|IEQY|CITADEL SECURITIES LLC|2588
CORR|CORENERGY INFRASTRUC|INCA|INSTINET, LLC|12619
CORR|CORENERGY INFRASTRUC|ITGI|ITG Inc.|18788
CORR|CORENERGY INFRASTRUC|ITGP|ITG INC.|11000
CORR|CORENERGY INFRASTRUC|JEFF|JEFFERIES LLC|1094
CORR|CORENERGY INFRASTRUC|JPBX|J.P. MORGAN SECURITIES LLC|1000
CORR|CORENERGY INFRASTRUC|JPMX|J.P. Morgan Securities LLC|10556
CORR|CORENERGY INFRASTRUC|JSJX|JANE STREET CAPITAL LLC|804
CORR|CORENERGY INFRASTRUC|KCGM|VIRTU Americas LLC|1697
CORR|CORENERGY INFRASTRUC|LEHM|Barclays Capital Inc./Le|26670
CORR|CORENERGY INFRASTRUC|LIME|Lime Brokerage LLC|5166
CORR|CORENERGY INFRASTRUC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5944
CORR|CORENERGY INFRASTRUC|MOTF|MOTIF INVESTING, INC.|6
CORR|CORENERGY INFRASTRUC|MSCO|MORGAN STANLEY & CO. LLC|64652
CORR|CORENERGY INFRASTRUC|MSPL|MORGAN STANLEY & CO. LLC|22500
CORR|CORENERGY INFRASTRUC|MSTX|MORGAN STANLEY & CO. LLC|200
CORR|CORENERGY INFRASTRUC|NFSC|National Financial Services LLC|34075
CORR|CORENERGY INFRASTRUC|NITE|VIRTU Americas LLC|83014
CORR|CORENERGY INFRASTRUC|NQRB|Brut, LLC|200
CORR|CORENERGY INFRASTRUC|NTRC|Northern Trust Securities, Inc.|5
CORR|CORENERGY INFRASTRUC|OPCO|Oppenheimer & Co. Inc.|109
CORR|CORENERGY INFRASTRUC|PDQM|CODA MARKETS, INC.|15
CORR|CORENERGY INFRASTRUC|RBCM|RBC CAPITAL MARKETS, LLC|1351
CORR|CORENERGY INFRASTRUC|RWPS|R.W. Pressprich & Co., Inc.|29711
CORR|CORENERGY INFRASTRUC|SBSH|Citigroup Global Markets Inc.|13923
CORR|CORENERGY INFRASTRUC|SGMT|GOLDMAN SACHS & CO. LLC|3575
CORR|CORENERGY INFRASTRUC|SPDR|SPEEDROUTE LLC|100
CORR|CORENERGY INFRASTRUC|SPTD|MINT GLOBAL MARKETS, INC.|300
CORR|CORENERGY INFRASTRUC|STFL|Stifel, Nicolaus & Company, Incorporated|1348
CORR|CORENERGY INFRASTRUC|SWIM|TD Ameritrade, Inc.|1759
CORR|CORENERGY INFRASTRUC|SWST|Hilltop Securities Inc.|655
CORR|CORENERGY INFRASTRUC|TKNG|ALLY INVEST SECURITIES LLC|350
CORR|CORENERGY INFRASTRUC|TRBT|Tradebot Systems, Inc.|1366
CORR|CORENERGY INFRASTRUC|TRCM|TRC MARKETS LLC|2519
CORR|CORENERGY INFRASTRUC|UBSA|UBS SECURITIES LLC|37307
CORR|CORENERGY INFRASTRUC|UBSS|UBS Securities LLC|47632
CORR|CORENERGY INFRASTRUC|VALX|VIRTU AMERICAS LLC|938
CORR|CORENERGY INFRASTRUC|VERT|The Vertical Trading Group, LLC|1503
CORR|CORENERGY INFRASTRUC|VGRD|Vanguard Marketing Corporation|8353
CORR|CORENERGY INFRASTRUC|WCHV|WELLS FARGO SECURITIES, LLC|62315
CORR|CORENERGY INFRASTRUC|WEED|Weeden & Co.L.P.|60
CORR|CORENERGY INFRASTRUC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|207
CORR|CORENERGY INFRASTRUC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1140
CORR|CORENERGY INFRASTRUC|WSEA|WOLVERINE SECURITIES, LLC|814
CORR|CORENERGY INFRASTRUC|XIST|INSTINET, LLC|3600
CORR|CORENERGY INFRASTRUC|XPQR|Jump Trading|100
CORR|CORENERGY INFRASTRUC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4643
CORR$A|CORENERGY INFRA DEP|APCC|Apex Clearing Corporation|31
CORR$A|CORENERGY INFRA DEP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|387
CORR$A|CORENERGY INFRA DEP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CORR$A|CORENERGY INFRA DEP|DEAN|MORGAN STANLEY|460
CORR$A|CORENERGY INFRA DEP|EBXL|EBX LLC|100
CORR$A|CORENERGY INFRA DEP|EDJO|Edward D. Jones & Co., L.P.|1975
CORR$A|CORENERGY INFRA DEP|ETRS|E*Trade Securities LLC|1076
CORR$A|CORENERGY INFRA DEP|HRBF|American Enterprise Investment Services Inc.|2091
CORR$A|CORENERGY INFRA DEP|IBKR|Interactive Brokers Llc|478
CORR$A|CORENERGY INFRA DEP|INJX|INSTINET, LLC|94
CORR$A|CORENERGY INFRA DEP|JANY|Janney Montgomery Scott Inc.|200
CORR$A|CORENERGY INFRA DEP|JEFF|JEFFERIES LLC|147
CORR$A|CORENERGY INFRA DEP|LEHM|Barclays Capital Inc./Le|200
CORR$A|CORENERGY INFRA DEP|LIME|Lime Brokerage LLC|305
CORR$A|CORENERGY INFRA DEP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
CORR$A|CORENERGY INFRA DEP|MSCO|MORGAN STANLEY & CO. LLC|11
CORR$A|CORENERGY INFRA DEP|NFSC|National Financial Services LLC|8725
CORR$A|CORENERGY INFRA DEP|NITE|VIRTU Americas LLC|24962
CORR$A|CORENERGY INFRA DEP|RBCM|RBC CAPITAL MARKETS, LLC|700
CORR$A|CORENERGY INFRA DEP|STFL|Stifel, Nicolaus & Company, Incorporated|2765
CORR$A|CORENERGY INFRA DEP|TRBT|Tradebot Systems, Inc.|462
CORR$A|CORENERGY INFRA DEP|UBSS|UBS Securities LLC|671
CORR$A|CORENERGY INFRA DEP|VGRD|Vanguard Marketing Corporation|2396
CORR$A|CORENERGY INFRA DEP|WCHV|WELLS FARGO SECURITIES, LLC|9443
CORR$A|CORENERGY INFRA DEP|WEDB|WEDBUSH SECURITIES INC.|3200
CORR$A|CORENERGY INFRA DEP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3031
CORT|CORCEPT THERAPEUTICS|ALTX|Alternet Securities Inc.|32722
CORT|CORCEPT THERAPEUTICS|ANOS|ABEL/NOSER, L.L.C.|18500
CORT|CORCEPT THERAPEUTICS|APCC|Apex Clearing Corporation|23148
CORT|CORCEPT THERAPEUTICS|BALE|M&T SECURITIES, INC.|200
CORT|CORCEPT THERAPEUTICS|BANK|Primevest Financial Services, Inc.|60
CORT|CORCEPT THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|1600
CORT|CORCEPT THERAPEUTICS|BATM|CBOE TRADING, INC.|4209
CORT|CORCEPT THERAPEUTICS|BAYC|BAY CREST PARTNERS, LLC|4604
CORT|CORCEPT THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|330
CORT|CORCEPT THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|87681
CORT|CORCEPT THERAPEUTICS|BIMI|Banca IMI Securities Corp.|49
CORT|CORCEPT THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10637
CORT|CORCEPT THERAPEUTICS|BLKX|INSTINET, LLC|9000
CORT|CORCEPT THERAPEUTICS|BMOC|BMO Capital Markets Corp.|15045
CORT|CORCEPT THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|25625
CORT|CORCEPT THERAPEUTICS|BRGE|Newbridge Securities Corp.|1711
CORT|CORCEPT THERAPEUTICS|BTIG|BTIG, LLC|19901
CORT|CORCEPT THERAPEUTICS|BYXM|CBOE TRADING, INC.|6576
CORT|CORCEPT THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|3977
CORT|CORCEPT THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|3370
CORT|CORCEPT THERAPEUTICS|CIST|Capital Institutional Services, Inc.|5524
CORT|CORCEPT THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145975
CORT|CORCEPT THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7449
CORT|CORCEPT THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13190
CORT|CORCEPT THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|575192
CORT|CORCEPT THERAPEUTICS|CTDE|CHOICETRADE|500
CORT|CORCEPT THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|81037
CORT|CORCEPT THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|184016
CORT|CORCEPT THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|732282
CORT|CORCEPT THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|274800
CORT|CORCEPT THERAPEUTICS|DBUL|Deutsche Bank Securities Inc.|20181
CORT|CORCEPT THERAPEUTICS|DCHF|Dart Executions, LLC|49162
CORT|CORCEPT THERAPEUTICS|DEAN|MORGAN STANLEY|52706
CORT|CORCEPT THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|7392
CORT|CORCEPT THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8877
CORT|CORCEPT THERAPEUTICS|EBXL|EBX LLC|188800
CORT|CORCEPT THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|32274
CORT|CORCEPT THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|3890
CORT|CORCEPT THERAPEUTICS|EGAM|CBOE TRADING, INC.|51150
CORT|CORCEPT THERAPEUTICS|EGAW|CBOE TRADING, INC.|2254
CORT|CORCEPT THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|34
CORT|CORCEPT THERAPEUTICS|EGXM|CBOE TRADING, INC.|13194
CORT|CORCEPT THERAPEUTICS|EGXW|CBOE TRADING, INC.|100
CORT|CORCEPT THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|17443
CORT|CORCEPT THERAPEUTICS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|21062
CORT|CORCEPT THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18938
CORT|CORCEPT THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19336
CORT|CORCEPT THERAPEUTICS|ETRS|E*Trade Securities LLC|308073
CORT|CORCEPT THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|972745
CORT|CORCEPT THERAPEUTICS|FILL|Tradestation Securities, Inc.|30026
CORT|CORCEPT THERAPEUTICS|FMAF|NBCN Inc./ CDS|1550
CORT|CORCEPT THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|569262
CORT|CORCEPT THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11373
CORT|CORCEPT THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|181094
CORT|CORCEPT THERAPEUTICS|FTBR|Foliofn Investments, Inc.|30321
CORT|CORCEPT THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|35946
CORT|CORCEPT THERAPEUTICS|GLIS|TD Securities Inc|700
CORT|CORCEPT THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|56220
CORT|CORCEPT THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|1676987
CORT|CORCEPT THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|6578
CORT|CORCEPT THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|9101
CORT|CORCEPT THERAPEUTICS|GTSZ|GTS SECURITIES LLC|35941
CORT|CORCEPT THERAPEUTICS|HAPX|HAP Trading, LLC|100
CORT|CORCEPT THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|20594
CORT|CORCEPT THERAPEUTICS|HSBC|HSBC Securities, Inc.|1028
CORT|CORCEPT THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|34290
CORT|CORCEPT THERAPEUTICS|IBKR|Interactive Brokers Llc|231661
CORT|CORCEPT THERAPEUTICS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1261
CORT|CORCEPT THERAPEUTICS|ICBX|INSTINET, LLC|80073
CORT|CORCEPT THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|98065
CORT|CORCEPT THERAPEUTICS|INCA|INSTINET, LLC|395228
CORT|CORCEPT THERAPEUTICS|INJX|INSTINET, LLC|43541
CORT|CORCEPT THERAPEUTICS|ITGI|ITG Inc.|1736287
CORT|CORCEPT THERAPEUTICS|ITGP|ITG INC.|157000
CORT|CORCEPT THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|228
CORT|CORCEPT THERAPEUTICS|JEFF|JEFFERIES LLC|166416
CORT|CORCEPT THERAPEUTICS|JMPT|JUMP TRADING, LLC|126206
CORT|CORCEPT THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|119970
CORT|CORCEPT THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|475025
CORT|CORCEPT THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|58668
CORT|CORCEPT THERAPEUTICS|KCGM|VIRTU Americas LLC|102345
CORT|CORCEPT THERAPEUTICS|LEER|LEERINK PARTNERS LLC|500
CORT|CORCEPT THERAPEUTICS|LEHM|Barclays Capital Inc./Le|1219521
CORT|CORCEPT THERAPEUTICS|LIME|Lime Brokerage LLC|299753
CORT|CORCEPT THERAPEUTICS|LOOP|Loop Capital Markets LLC|300
CORT|CORCEPT THERAPEUTICS|LQNA|LIQUIDNET, INC.|34200
CORT|CORCEPT THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3300
CORT|CORCEPT THERAPEUTICS|MACC|Mid Atlantic Capital Corporation|514
CORT|CORCEPT THERAPEUTICS|MACQ|Macquarie Capital (USA) Inc.|1601
CORT|CORCEPT THERAPEUTICS|MAVB|Great Point Capital LLC|100
CORT|CORCEPT THERAPEUTICS|MAXM|Maxim Group LLC|12539
CORT|CORCEPT THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|211882
CORT|CORCEPT THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|8
CORT|CORCEPT THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|3491235
CORT|CORCEPT THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|413500
CORT|CORCEPT THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|321100
CORT|CORCEPT THERAPEUTICS|NEED|Needham & Company, LLC|9658
CORT|CORCEPT THERAPEUTICS|NFSC|National Financial Services LLC|380832
CORT|CORCEPT THERAPEUTICS|NITE|VIRTU Americas LLC|865235
CORT|CORCEPT THERAPEUTICS|NITP|VIRTU Americas LLC|3711
CORT|CORCEPT THERAPEUTICS|NQRB|Brut, LLC|84406
CORT|CORCEPT THERAPEUTICS|NTRC|Northern Trust Securities, Inc.|97
CORT|CORCEPT THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|1485
CORT|CORCEPT THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
CORT|CORCEPT THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|2750
CORT|CORCEPT THERAPEUTICS|PDQM|CODA MARKETS, INC.|202302
CORT|CORCEPT THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|14000
CORT|CORCEPT THERAPEUTICS|PIPR|Piper Jaffray & Co.|23302
CORT|CORCEPT THERAPEUTICS|POIN|PRECISION SECURITIES, LLC (POIN)|400
CORT|CORCEPT THERAPEUTICS|PWJC|UBS Financial Services, Inc.|3500
CORT|CORCEPT THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|70495
CORT|CORCEPT THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|9217
CORT|CORCEPT THERAPEUTICS|SAGL|SAGETRADER, LLC|96529
CORT|CORCEPT THERAPEUTICS|SAGW|SAGETRADER, LLC|4451
CORT|CORCEPT THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|309330
CORT|CORCEPT THERAPEUTICS|SEIC|SEI Investments Distribution Co.|100
CORT|CORCEPT THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|145795
CORT|CORCEPT THERAPEUTICS|SPDR|SPEEDROUTE LLC|18143
CORT|CORCEPT THERAPEUTICS|SPHN|Stephens Inc.|3500
CORT|CORCEPT THERAPEUTICS|SPNT|SEVEN POINTS CAPITAL, LLC|1100
CORT|CORCEPT THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|44373
CORT|CORCEPT THERAPEUTICS|STXG|Stockcross Financial Services, Inc.|1800
CORT|CORCEPT THERAPEUTICS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|232
CORT|CORCEPT THERAPEUTICS|SWIM|TD Ameritrade, Inc.|164586
CORT|CORCEPT THERAPEUTICS|SWST|Hilltop Securities Inc.|1939
CORT|CORCEPT THERAPEUTICS|TDFS|TRADERFIELD SECURITIES INC.|2487
CORT|CORCEPT THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|9813
CORT|CORCEPT THERAPEUTICS|TRBT|Tradebot Systems, Inc.|423844
CORT|CORCEPT THERAPEUTICS|TRCM|TRC MARKETS LLC|136216
CORT|CORCEPT THERAPEUTICS|TWTT|TASTYWORKS, INC.|400
CORT|CORCEPT THERAPEUTICS|UBSA|UBS SECURITIES LLC|701478
CORT|CORCEPT THERAPEUTICS|UBSS|UBS Securities LLC|2438259
CORT|CORCEPT THERAPEUTICS|VALX|VIRTU AMERICAS LLC|15529
CORT|CORCEPT THERAPEUTICS|VGRD|Vanguard Marketing Corporation|66690
CORT|CORCEPT THERAPEUTICS|VNDM|Wall Street Access|46058
CORT|CORCEPT THERAPEUTICS|VSIN|Vision Financial Markets Llc|2092
CORT|CORCEPT THERAPEUTICS|WABR|Wall Street Access|1703
CORT|CORCEPT THERAPEUTICS|WBLR|WILLIAM BLAIR|415
CORT|CORCEPT THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
CORT|CORCEPT THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|96369
CORT|CORCEPT THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|48900
CORT|CORCEPT THERAPEUTICS|WEED|Weeden & Co.L.P.|331
CORT|CORCEPT THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22253
CORT|CORCEPT THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37681
CORT|CORCEPT THERAPEUTICS|WGIF|CIBC World Markets Inc.|3994
CORT|CORCEPT THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|25930
CORT|CORCEPT THERAPEUTICS|XIST|INSTINET, LLC|99398
CORT|CORCEPT THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|109510
CORT|CORCEPT THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|40296
CORT|CORCEPT THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3861
CORV|CARDIOME PHARMA CORP|ALTX|Alternet Securities Inc.|17961
CORV|CARDIOME PHARMA CORP|APCC|Apex Clearing Corporation|107343
CORV|CARDIOME PHARMA CORP|BANK|Primevest Financial Services, Inc.|703
CORV|CARDIOME PHARMA CORP|BARD|Robert W. Baird & Co. Incorporated|1180
CORV|CARDIOME PHARMA CORP|BATM|CBOE TRADING, INC.|2180
CORV|CARDIOME PHARMA CORP|BIMI|Banca IMI Securities Corp.|15902
CORV|CARDIOME PHARMA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|75771
CORV|CARDIOME PHARMA CORP|BLKX|INSTINET, LLC|158114
CORV|CARDIOME PHARMA CORP|BTIG|BTIG, LLC|167362
CORV|CARDIOME PHARMA CORP|BYXM|CBOE TRADING, INC.|2756
CORV|CARDIOME PHARMA CORP|CHAS|Charles Schwab & Co., Inc.|4440
CORV|CARDIOME PHARMA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11702
CORV|CARDIOME PHARMA CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4510
CORV|CARDIOME PHARMA CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22942
CORV|CARDIOME PHARMA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|107205
CORV|CARDIOME PHARMA CORP|CTDL|Citadel Derivatives Group Llc|2245
CORV|CARDIOME PHARMA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|19000
CORV|CARDIOME PHARMA CORP|DBAB|Deutsche Bank Securities Inc.|8800
CORV|CARDIOME PHARMA CORP|DBAX|Deutsche Bank Securities Inc.|40700
CORV|CARDIOME PHARMA CORP|DEAN|MORGAN STANLEY|7220
CORV|CARDIOME PHARMA CORP|DEGS|RONIN PROFESSIONAL LLC|42839
CORV|CARDIOME PHARMA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37490
CORV|CARDIOME PHARMA CORP|EBXL|EBX LLC|86000
CORV|CARDIOME PHARMA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8932
CORV|CARDIOME PHARMA CORP|EGAM|CBOE TRADING, INC.|10432
CORV|CARDIOME PHARMA CORP|EGXM|CBOE TRADING, INC.|14216
CORV|CARDIOME PHARMA CORP|EGXW|CBOE TRADING, INC.|500
CORV|CARDIOME PHARMA CORP|ETBE|Electronic Transaction Clearing, Inc.|1284
CORV|CARDIOME PHARMA CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|30100
CORV|CARDIOME PHARMA CORP|ETRS|E*Trade Securities LLC|702673
CORV|CARDIOME PHARMA CORP|FBCO|Credit Suisse Securities (USA) LLC|119001
CORV|CARDIOME PHARMA CORP|FILL|Tradestation Securities, Inc.|68442
CORV|CARDIOME PHARMA CORP|FMAF|NBCN Inc./ CDS|2807
CORV|CARDIOME PHARMA CORP|FOMA|TD AMERITRADE CLEARING, INC.|611186
CORV|CARDIOME PHARMA CORP|FTBR|Foliofn Investments, Inc.|10390
CORV|CARDIOME PHARMA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|46351
CORV|CARDIOME PHARMA CORP|GLPX|ACS EXECUTION SERVICES, LLC|172874
CORV|CARDIOME PHARMA CORP|GSCO|GOLDMAN SACHS & CO. LLC|84289
CORV|CARDIOME PHARMA CORP|GSCS|GOLDMAN SACHS & CO. LLC|4900
CORV|CARDIOME PHARMA CORP|GSLT|GOLDMAN SACHS & CO. LLC|27176
CORV|CARDIOME PHARMA CORP|GTSZ|GTS SECURITIES LLC|51401
CORV|CARDIOME PHARMA CORP|HRBF|American Enterprise Investment Services Inc.|8800
CORV|CARDIOME PHARMA CORP|HSBC|HSBC Securities, Inc.|10
CORV|CARDIOME PHARMA CORP|IATS|INTERACTIVE BROKERS LLC|61827
CORV|CARDIOME PHARMA CORP|IBFS|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|300
CORV|CARDIOME PHARMA CORP|IBKR|Interactive Brokers Llc|691072
CORV|CARDIOME PHARMA CORP|ICBX|INSTINET, LLC|3600
CORV|CARDIOME PHARMA CORP|INCA|INSTINET, LLC|160511
CORV|CARDIOME PHARMA CORP|INJX|INSTINET, LLC|13713
CORV|CARDIOME PHARMA CORP|ITGI|ITG Inc.|54789
CORV|CARDIOME PHARMA CORP|ITGP|ITG INC.|69200
CORV|CARDIOME PHARMA CORP|JEFF|JEFFERIES LLC|8236
CORV|CARDIOME PHARMA CORP|JMPT|JUMP TRADING, LLC|6050
CORV|CARDIOME PHARMA CORP|JONE|JonesTrading|5900
CORV|CARDIOME PHARMA CORP|JPMX|J.P. Morgan Securities LLC|65288
CORV|CARDIOME PHARMA CORP|JSJX|JANE STREET CAPITAL LLC|307
CORV|CARDIOME PHARMA CORP|KCGM|VIRTU Americas LLC|25216
CORV|CARDIOME PHARMA CORP|LEHM|Barclays Capital Inc./Le|57800
CORV|CARDIOME PHARMA CORP|LIME|Lime Brokerage LLC|62343
CORV|CARDIOME PHARMA CORP|LMGP|LIME BROKERAGE LLC|1500
CORV|CARDIOME PHARMA CORP|LQNA|LIQUIDNET, INC.|28700
CORV|CARDIOME PHARMA CORP|LSCI|Lek Securities Corporation|200
CORV|CARDIOME PHARMA CORP|LTCO|Ladenburg, Thalmann & Co., Inc.|200
CORV|CARDIOME PHARMA CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10948
CORV|CARDIOME PHARMA CORP|MAXM|Maxim Group LLC|3950
CORV|CARDIOME PHARMA CORP|MICA|Spartan Securities Group, Ltd.|2400
CORV|CARDIOME PHARMA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50044
CORV|CARDIOME PHARMA CORP|MOTF|MOTIF INVESTING, INC.|4
CORV|CARDIOME PHARMA CORP|MSCO|MORGAN STANLEY & CO. LLC|538181
CORV|CARDIOME PHARMA CORP|MSPL|MORGAN STANLEY & CO. LLC|28300
CORV|CARDIOME PHARMA CORP|NFSC|National Financial Services LLC|833916
CORV|CARDIOME PHARMA CORP|NITE|VIRTU Americas LLC|1338018
CORV|CARDIOME PHARMA CORP|NITP|VIRTU Americas LLC|19
CORV|CARDIOME PHARMA CORP|NQRB|Brut, LLC|3585
CORV|CARDIOME PHARMA CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|890
CORV|CARDIOME PHARMA CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1900
CORV|CARDIOME PHARMA CORP|PCPT|PHILLIP CAPITAL INC.|2070
CORV|CARDIOME PHARMA CORP|PDQM|CODA MARKETS, INC.|190816
CORV|CARDIOME PHARMA CORP|POIN|PRECISION SECURITIES, LLC (POIN)|300
CORV|CARDIOME PHARMA CORP|RAJA|Raymond James & Associates, Inc.|7796
CORV|CARDIOME PHARMA CORP|RGLD|Regal Securities, Inc|2000
CORV|CARDIOME PHARMA CORP|SAGL|SAGETRADER, LLC|800
CORV|CARDIOME PHARMA CORP|SALI|INTL FCSTONE FINANCIAL INC.|2500
CORV|CARDIOME PHARMA CORP|SBSH|Citigroup Global Markets Inc.|21294
CORV|CARDIOME PHARMA CORP|SGMT|GOLDMAN SACHS & CO. LLC|28009
CORV|CARDIOME PHARMA CORP|SPDR|SPEEDROUTE LLC|59744
CORV|CARDIOME PHARMA CORP|SPTD|MINT GLOBAL MARKETS, INC.|1261
CORV|CARDIOME PHARMA CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|3560
CORV|CARDIOME PHARMA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|22371
CORV|CARDIOME PHARMA CORP|STXG|Stockcross Financial Services, Inc.|500
CORV|CARDIOME PHARMA CORP|SWIM|TD Ameritrade, Inc.|461765
CORV|CARDIOME PHARMA CORP|SWST|Hilltop Securities Inc.|11354
CORV|CARDIOME PHARMA CORP|TKNG|ALLY INVEST SECURITIES LLC|11993
CORV|CARDIOME PHARMA CORP|TRCM|TRC MARKETS LLC|13699
CORV|CARDIOME PHARMA CORP|TWTT|TASTYWORKS, INC.|1800
CORV|CARDIOME PHARMA CORP|UBSA|UBS SECURITIES LLC|163891
CORV|CARDIOME PHARMA CORP|UBSS|UBS Securities LLC|85096
CORV|CARDIOME PHARMA CORP|VALX|VIRTU AMERICAS LLC|5580
CORV|CARDIOME PHARMA CORP|VGRD|Vanguard Marketing Corporation|6280
CORV|CARDIOME PHARMA CORP|VIEW|VIEWTRADE SECURITIES LLC|1200
CORV|CARDIOME PHARMA CORP|VSIN|Vision Financial Markets Llc|19600
CORV|CARDIOME PHARMA CORP|WCHV|WELLS FARGO SECURITIES, LLC|275476
CORV|CARDIOME PHARMA CORP|WEDB|WEDBUSH SECURITIES INC.|105656
CORV|CARDIOME PHARMA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1140
CORV|CARDIOME PHARMA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11296
CORV|CARDIOME PHARMA CORP|WFPB|Wells Fargo Securities, LLC.|12282
CORV|CARDIOME PHARMA CORP|WSEA|WOLVERINE SECURITIES, LLC|17682
CORV|CARDIOME PHARMA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|37360
CORV|CARDIOME PHARMA CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|8854
CORV|CARDIOME PHARMA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13800
COST|COSTCO WHOLESALE|ABLE|NATIXIS Securities Americas LLC|45441
COST|COSTCO WHOLESALE|ADAM|CANACCORD GENUITY INC.|800
COST|COSTCO WHOLESALE|AGIS|Aegis Capital Corp.|1325
COST|COSTCO WHOLESALE|ALTX|Alternet Securities Inc.|6054
COST|COSTCO WHOLESALE|ANOS|ABEL/NOSER, L.L.C.|7654
COST|COSTCO WHOLESALE|APCC|Apex Clearing Corporation|11727
COST|COSTCO WHOLESALE|AQUA|AQUA SECURITIES L.P.|2500
COST|COSTCO WHOLESALE|AURC|Aurora Capital LLC|200
COST|COSTCO WHOLESALE|BALE|M&T SECURITIES, INC.|600
COST|COSTCO WHOLESALE|BANK|Primevest Financial Services, Inc.|639
COST|COSTCO WHOLESALE|BARD|Robert W. Baird & Co. Incorporated|12376
COST|COSTCO WHOLESALE|BATM|CBOE TRADING, INC.|20444
COST|COSTCO WHOLESALE|BAYC|BAY CREST PARTNERS, LLC|95944
COST|COSTCO WHOLESALE|BAYT|BTIG, LLC|15697
COST|COSTCO WHOLESALE|BBNT|BB&T SECURITIES, LLC|707
COST|COSTCO WHOLESALE|BERN|Sanford C. Bernstein & Co., LLC|213331
COST|COSTCO WHOLESALE|BGCE|BGC Financial Inc.|755
COST|COSTCO WHOLESALE|BIDS|BIDS TRADING L.P.|5100
COST|COSTCO WHOLESALE|BIMI|Banca IMI Securities Corp.|120
COST|COSTCO WHOLESALE|BKCM|BNY Mellon Capital Markets LLC|300
COST|COSTCO WHOLESALE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54966
COST|COSTCO WHOLESALE|BMOC|BMO Capital Markets Corp.|93639
COST|COSTCO WHOLESALE|BNPX|BNP PARIBAS SECURITIES CORP.|713638
COST|COSTCO WHOLESALE|BOSC|Boenning & Scattergood, Inc.|60
COST|COSTCO WHOLESALE|BRGE|Newbridge Securities Corp.|7
COST|COSTCO WHOLESALE|BTIG|BTIG, LLC|112708
COST|COSTCO WHOLESALE|BYXM|CBOE TRADING, INC.|3315
COST|COSTCO WHOLESALE|BZYD|GOLDMAN SACHS & CO. LLC|590
COST|COSTCO WHOLESALE|CABR|Cabrera Capital Markets, Inc.|43
COST|COSTCO WHOLESALE|CAMC|Cambria Capital, LLC|50
COST|COSTCO WHOLESALE|CANT|Cantor Fitzgerald & Co.|1394
COST|COSTCO WHOLESALE|CHAS|Charles Schwab & Co., Inc.|11551
COST|COSTCO WHOLESALE|CIBP|CIBC World Markets Corp.|32583
COST|COSTCO WHOLESALE|CICF|Canaccord Genuity Corp.|220
COST|COSTCO WHOLESALE|CIST|Capital Institutional Services, Inc.|13515
COST|COSTCO WHOLESALE|COWR|Cowen and Company, LLC|40520
COST|COSTCO WHOLESALE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|140563
COST|COSTCO WHOLESALE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30
COST|COSTCO WHOLESALE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16233
COST|COSTCO WHOLESALE|CRFN|ROBINHOOD FINANCIAL, LLC|5
COST|COSTCO WHOLESALE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|753909
COST|COSTCO WHOLESALE|CTDL|Citadel Derivatives Group Llc|122767
COST|COSTCO WHOLESALE|CTLR|CUTLER GROUP, LP|246
COST|COSTCO WHOLESALE|CXCX|CITIGROUP GLOBAL MARKETS INC.|71386
COST|COSTCO WHOLESALE|DADA|D.A. Davidson & Co.|2194
COST|COSTCO WHOLESALE|DAVA|Davenport & Company LLC|549
COST|COSTCO WHOLESALE|DAWA|Daiwa Capital Markets America Inc.|1161
COST|COSTCO WHOLESALE|DBAB|Deutsche Bank Securities Inc.|1983111
COST|COSTCO WHOLESALE|DBAX|Deutsche Bank Securities Inc.|455200
COST|COSTCO WHOLESALE|DBUL|Deutsche Bank Securities Inc.|1500
COST|COSTCO WHOLESALE|DCHF|Dart Executions, LLC|34713
COST|COSTCO WHOLESALE|DEAN|MORGAN STANLEY|27466
COST|COSTCO WHOLESALE|DEGS|RONIN PROFESSIONAL LLC|632
COST|COSTCO WHOLESALE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|76829
COST|COSTCO WHOLESALE|DRWK|DRW SECURITIES, L.L.C.|125601
COST|COSTCO WHOLESALE|EBXL|EBX LLC|337900
COST|COSTCO WHOLESALE|ECUT|CONVERGEX EXECUTION SOLUTIONS|5201
COST|COSTCO WHOLESALE|EDJC|Edward Jones / CDS|6710
COST|COSTCO WHOLESALE|EDJO|Edward D. Jones & Co., L.P.|43597
COST|COSTCO WHOLESALE|EGAM|CBOE TRADING, INC.|23569
COST|COSTCO WHOLESALE|EGAW|CBOE TRADING, INC.|316
COST|COSTCO WHOLESALE|EGMT|EG MARKET TECHNOLOGIES LLC|7806
COST|COSTCO WHOLESALE|EGXM|CBOE TRADING, INC.|10864
COST|COSTCO WHOLESALE|EGXW|CBOE TRADING, INC.|816
COST|COSTCO WHOLESALE|ESPO|ESPOSITO SECURITIES, LLC|1181
COST|COSTCO WHOLESALE|ETBE|Electronic Transaction Clearing, Inc.|99046
COST|COSTCO WHOLESALE|ETCB|ETC BROKERAGE SERVICES, LLC|5
COST|COSTCO WHOLESALE|ETCC|Electronic Transaction Clearing, Inc.|2842
COST|COSTCO WHOLESALE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5544
COST|COSTCO WHOLESALE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|168734
COST|COSTCO WHOLESALE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1953
COST|COSTCO WHOLESALE|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|411320
COST|COSTCO WHOLESALE|ETRS|E*Trade Securities LLC|364286
COST|COSTCO WHOLESALE|FBCO|Credit Suisse Securities (USA) LLC|1787527
COST|COSTCO WHOLESALE|FBSB|U.S. Bancorp Investments, Inc.|691
COST|COSTCO WHOLESALE|FFSI|Firstrade Securities Inc.|34
COST|COSTCO WHOLESALE|FIDT|Fidelity Clearing Canada ULC./ CDS|151
COST|COSTCO WHOLESALE|FILL|Tradestation Securities, Inc.|85449
COST|COSTCO WHOLESALE|FINX|FINTECH SECURITIES|1806
COST|COSTCO WHOLESALE|FINZ|FINTECH SECURITIES|40
COST|COSTCO WHOLESALE|FMAF|NBCN Inc./ CDS|27341
COST|COSTCO WHOLESALE|FOMA|TD AMERITRADE CLEARING, INC.|1061873
COST|COSTCO WHOLESALE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14457
COST|COSTCO WHOLESALE|FQLS|Quantlab Securities LP|669689
COST|COSTCO WHOLESALE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|178360
COST|COSTCO WHOLESALE|FTBR|Foliofn Investments, Inc.|5869
COST|COSTCO WHOLESALE|GBMT|GBM International, Inc.|500
COST|COSTCO WHOLESALE|GEBB|GLOBAL EXECUTION BROKERS, LP|355233
COST|COSTCO WHOLESALE|GELP|RBC CAPITAL MARKETS, LLC|5094
COST|COSTCO WHOLESALE|GLIS|TD Securities Inc|805
COST|COSTCO WHOLESALE|GLPX|ACS EXECUTION SERVICES, LLC|54832
COST|COSTCO WHOLESALE|GSCO|GOLDMAN SACHS & CO. LLC|2948007
COST|COSTCO WHOLESALE|GSCS|GOLDMAN SACHS & CO. LLC|97008
COST|COSTCO WHOLESALE|GSLT|GOLDMAN SACHS & CO. LLC|18178
COST|COSTCO WHOLESALE|GTSZ|GTS SECURITIES LLC|743570
COST|COSTCO WHOLESALE|HAPX|HAP Trading, LLC|2400
COST|COSTCO WHOLESALE|HASF|Haywood Securities Inc./CDS|61
COST|COSTCO WHOLESALE|HCTA|Hardcastle Trading USA LLC|84752
COST|COSTCO WHOLESALE|HRBF|American Enterprise Investment Services Inc.|19002
COST|COSTCO WHOLESALE|HSBC|HSBC Securities, Inc.|130323
COST|COSTCO WHOLESALE|IATS|INTERACTIVE BROKERS LLC|54467
COST|COSTCO WHOLESALE|IBKR|Interactive Brokers Llc|288717
COST|COSTCO WHOLESALE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3279
COST|COSTCO WHOLESALE|ICBX|INSTINET, LLC|67215
COST|COSTCO WHOLESALE|IEQY|CITADEL SECURITIES LLC|550229
COST|COSTCO WHOLESALE|INCA|INSTINET, LLC|2155026
COST|COSTCO WHOLESALE|INJX|INSTINET, LLC|76179
COST|COSTCO WHOLESALE|ITGI|ITG Inc.|63786
COST|COSTCO WHOLESALE|ITGP|ITG INC.|113200
COST|COSTCO WHOLESALE|JANY|Janney Montgomery Scott Inc.|1572
COST|COSTCO WHOLESALE|JEFF|JEFFERIES LLC|286970
COST|COSTCO WHOLESALE|JMPT|JUMP TRADING, LLC|320171
COST|COSTCO WHOLESALE|JONE|JonesTrading|11493
COST|COSTCO WHOLESALE|JPBX|J.P. MORGAN SECURITIES LLC|187232
COST|COSTCO WHOLESALE|JPMX|J.P. Morgan Securities LLC|555917
COST|COSTCO WHOLESALE|JSEB|JANE STREET EXECUTION SERVICES, LLC|15466
COST|COSTCO WHOLESALE|JSJX|JANE STREET CAPITAL LLC|156785
COST|COSTCO WHOLESALE|JUTA|JUMP TRADING, LLC|954
COST|COSTCO WHOLESALE|KCGM|VIRTU Americas LLC|79562
COST|COSTCO WHOLESALE|LEER|LEERINK PARTNERS LLC|414
COST|COSTCO WHOLESALE|LEHM|Barclays Capital Inc./Le|2575278
COST|COSTCO WHOLESALE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|75
COST|COSTCO WHOLESALE|LIME|Lime Brokerage LLC|297275
COST|COSTCO WHOLESALE|LIWD|LIME BROKERAGE LLC|2620
COST|COSTCO WHOLESALE|LMGP|LIME BROKERAGE LLC|16776
COST|COSTCO WHOLESALE|LOOP|Loop Capital Markets LLC|2317
COST|COSTCO WHOLESALE|LQNA|LIQUIDNET, INC.|104900
COST|COSTCO WHOLESALE|LSCI|Lek Securities Corporation|11661
COST|COSTCO WHOLESALE|LVMR|LIVERMORE TRADING GROUP, INC.|2875
COST|COSTCO WHOLESALE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|329
COST|COSTCO WHOLESALE|MACC|Mid Atlantic Capital Corporation|2403
COST|COSTCO WHOLESALE|MAXM|Maxim Group LLC|4276
COST|COSTCO WHOLESALE|MCMF|Raymond James Ltd. Cds|6766
COST|COSTCO WHOLESALE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|206564
COST|COSTCO WHOLESALE|MOTF|MOTIF INVESTING, INC.|91
COST|COSTCO WHOLESALE|MRBA|IBN FINANCIAL SERVICES, INC.|40
COST|COSTCO WHOLESALE|MSCO|MORGAN STANLEY & CO. LLC|5010538
COST|COSTCO WHOLESALE|MSPL|MORGAN STANLEY & CO. LLC|331800
COST|COSTCO WHOLESALE|MSTX|MORGAN STANLEY & CO. LLC|233900
COST|COSTCO WHOLESALE|NATL|National Securities Corporation|113
COST|COSTCO WHOLESALE|NEUB|NEUBERGER BERMAN BD LLC|2171
COST|COSTCO WHOLESALE|NFSC|National Financial Services LLC|922067
COST|COSTCO WHOLESALE|NITE|VIRTU Americas LLC|1763127
COST|COSTCO WHOLESALE|NITP|VIRTU Americas LLC|3185
COST|COSTCO WHOLESALE|NQRB|Brut, LLC|21472
COST|COSTCO WHOLESALE|NTRC|Northern Trust Securities, Inc.|2067
COST|COSTCO WHOLESALE|OHOS|TWO SIGMA SECURITIES, LLC|296088
COST|COSTCO WHOLESALE|OLDM|OLD MISSION CAPITAL, LLC|6375
COST|COSTCO WHOLESALE|OPCO|Oppenheimer & Co. Inc.|21860
COST|COSTCO WHOLESALE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3445
COST|COSTCO WHOLESALE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1209
COST|COSTCO WHOLESALE|PCFF|Pacific International Securities Inc./CDS|810
COST|COSTCO WHOLESALE|PCPT|PHILLIP CAPITAL INC.|780
COST|COSTCO WHOLESALE|PDQM|CODA MARKETS, INC.|121448
COST|COSTCO WHOLESALE|PHLY|NASDAQ Execution Services, LLC|13800
COST|COSTCO WHOLESALE|PICT|Pictet Overseas Inc.|175
COST|COSTCO WHOLESALE|PIPR|Piper Jaffray & Co.|1000
COST|COSTCO WHOLESALE|PNSR|Penserra Securities, LLC|4100
COST|COSTCO WHOLESALE|PWJC|UBS Financial Services, Inc.|11479
COST|COSTCO WHOLESALE|RAJA|Raymond James & Associates, Inc.|28422
COST|COSTCO WHOLESALE|RBCM|RBC CAPITAL MARKETS, LLC|40407
COST|COSTCO WHOLESALE|RGLD|Regal Securities, Inc|6112
COST|COSTCO WHOLESALE|SAGL|SAGETRADER, LLC|12203
COST|COSTCO WHOLESALE|SAGW|SAGETRADER, LLC|316
COST|COSTCO WHOLESALE|SALI|INTL FCSTONE FINANCIAL INC.|875
COST|COSTCO WHOLESALE|SBSH|Citigroup Global Markets Inc.|1104149
COST|COSTCO WHOLESALE|SCMC|Scotia Capital Markets (USA) Inc.|100
COST|COSTCO WHOLESALE|SEIC|SEI Investments Distribution Co.|404
COST|COSTCO WHOLESALE|SGMT|GOLDMAN SACHS & CO. LLC|241271
COST|COSTCO WHOLESALE|SJLS|TRADE INFORMATICS LLC|300
COST|COSTCO WHOLESALE|SPDR|SPEEDROUTE LLC|34975
COST|COSTCO WHOLESALE|SPHN|Stephens Inc.|683
COST|COSTCO WHOLESALE|SPTD|MINT GLOBAL MARKETS, INC.|200
COST|COSTCO WHOLESALE|SSBS|STATE STREET GLOBAL MARKETS, LLC|4434
COST|COSTCO WHOLESALE|STFL|Stifel, Nicolaus & Company, Incorporated|78957
COST|COSTCO WHOLESALE|STKP|STOCKPILE INVESTMENTS, INC.|556
COST|COSTCO WHOLESALE|STXG|Stockcross Financial Services, Inc.|22
COST|COSTCO WHOLESALE|SWIM|TD Ameritrade, Inc.|327115
COST|COSTCO WHOLESALE|SWST|Hilltop Securities Inc.|15657
COST|COSTCO WHOLESALE|TAGC|TELSEY ADVISORY GROUP LLC|7854
COST|COSTCO WHOLESALE|TDSI|TD Securities (USA) LLC|400
COST|COSTCO WHOLESALE|TKNG|ALLY INVEST SECURITIES LLC|6415
COST|COSTCO WHOLESALE|TONC|CUTTONE & CO., LLC|810
COST|COSTCO WHOLESALE|TRBT|Tradebot Systems, Inc.|350692
COST|COSTCO WHOLESALE|TRCM|TRC MARKETS LLC|229200
COST|COSTCO WHOLESALE|TTUC|CUTTONE & CO., INC.|17698
COST|COSTCO WHOLESALE|TWTT|TASTYWORKS, INC.|2955
COST|COSTCO WHOLESALE|UBSA|UBS SECURITIES LLC|936568
COST|COSTCO WHOLESALE|UBSS|UBS Securities LLC|2803592
COST|COSTCO WHOLESALE|VALX|VIRTU AMERICAS LLC|27470
COST|COSTCO WHOLESALE|VGRD|Vanguard Marketing Corporation|44296
COST|COSTCO WHOLESALE|VIEW|VIEWTRADE SECURITIES LLC|60
COST|COSTCO WHOLESALE|VSIN|Vision Financial Markets Llc|15
COST|COSTCO WHOLESALE|WBET|Wallachbeth Capital LLC|415
COST|COSTCO WHOLESALE|WBLR|WILLIAM BLAIR|2556
COST|COSTCO WHOLESALE|WBPX|SUMMIT SECURITIES GROUP, LLC|8341
COST|COSTCO WHOLESALE|WCHV|WELLS FARGO SECURITIES, LLC|360472
COST|COSTCO WHOLESALE|WDNX|WEEDEN & CO.L.P.|4290
COST|COSTCO WHOLESALE|WEDB|WEDBUSH SECURITIES INC.|10586
COST|COSTCO WHOLESALE|WEED|Weeden & Co.L.P.|16696
COST|COSTCO WHOLESALE|WESC|Wellington Shields & Co., LLC|1540
COST|COSTCO WHOLESALE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|95864
COST|COSTCO WHOLESALE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|153876
COST|COSTCO WHOLESALE|WGIF|CIBC World Markets Inc.|202314
COST|COSTCO WHOLESALE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1314
COST|COSTCO WHOLESALE|WSAG|WALL STREET ACCESS|16
COST|COSTCO WHOLESALE|WSEA|WOLVERINE SECURITIES, LLC|31963
COST|COSTCO WHOLESALE|XIST|INSTINET, LLC|122486
COST|COSTCO WHOLESALE|XPUS|XP SECURITIES, LLC|975
COST|COSTCO WHOLESALE|XSTM|NATIONAL FINANCIAL SERVICES LLC|190590
COST|COSTCO WHOLESALE|YKNA|COMHAR CAPITAL MARKETS, LLC|6371
COST|COSTCO WHOLESALE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24128
COT|COTT CP|ALTX|Alternet Securities Inc.|3800
COT|COTT CP|APCC|Apex Clearing Corporation|15742
COT|COTT CP|AQUA|AQUA SECURITIES L.P.|70500
COT|COTT CP|BARD|Robert W. Baird & Co. Incorporated|600
COT|COTT CP|BATM|CBOE TRADING, INC.|1212
COT|COTT CP|BAYC|BAY CREST PARTNERS, LLC|23540
COT|COTT CP|BBNT|BB&T SECURITIES, LLC|237
COT|COTT CP|BERN|Sanford C. Bernstein & Co., LLC|14861
COT|COTT CP|BIDS|BIDS TRADING L.P.|4100
COT|COTT CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1125
COT|COTT CP|BLKX|INSTINET, LLC|225161
COT|COTT CP|BMOC|BMO Capital Markets Corp.|151581
COT|COTT CP|BTIG|BTIG, LLC|3300
COT|COTT CP|BYXM|CBOE TRADING, INC.|900
COT|COTT CP|BZYD|GOLDMAN SACHS & CO. LLC|5439
COT|COTT CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|228200
COT|COTT CP|CIST|Capital Institutional Services, Inc.|234
COT|COTT CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|209248
COT|COTT CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
COT|COTT CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
COT|COTT CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|236478
COT|COTT CP|CTDL|Citadel Derivatives Group Llc|27
COT|COTT CP|CTLR|CUTLER GROUP, LP|1746
COT|COTT CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|33326
COT|COTT CP|DADA|D.A. Davidson & Co.|68
COT|COTT CP|DBAB|Deutsche Bank Securities Inc.|66074
COT|COTT CP|DBAX|Deutsche Bank Securities Inc.|307900
COT|COTT CP|DBUL|Deutsche Bank Securities Inc.|1100
COT|COTT CP|DCHF|Dart Executions, LLC|1500
COT|COTT CP|DEAN|MORGAN STANLEY|15969
COT|COTT CP|DEGS|RONIN PROFESSIONAL LLC|916
COT|COTT CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10300
COT|COTT CP|EBXL|EBX LLC|175800
COT|COTT CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5170
COT|COTT CP|EDJO|Edward D. Jones & Co., L.P.|639
COT|COTT CP|EGAM|CBOE TRADING, INC.|8614
COT|COTT CP|EGAW|CBOE TRADING, INC.|597
COT|COTT CP|EGMT|EG MARKET TECHNOLOGIES LLC|300
COT|COTT CP|EGXM|CBOE TRADING, INC.|404
COT|COTT CP|EGXW|CBOE TRADING, INC.|3
COT|COTT CP|ETBE|Electronic Transaction Clearing, Inc.|5472
COT|COTT CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
COT|COTT CP|ETRS|E*Trade Securities LLC|26560
COT|COTT CP|FBSB|U.S. Bancorp Investments, Inc.|1
COT|COTT CP|FILL|Tradestation Securities, Inc.|2300
COT|COTT CP|FMAF|NBCN Inc./ CDS|690
COT|COTT CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|198908
COT|COTT CP|FTBR|Foliofn Investments, Inc.|19
COT|COTT CP|GLPX|ACS EXECUTION SERVICES, LLC|6750
COT|COTT CP|GSCO|GOLDMAN SACHS & CO. LLC|723414
COT|COTT CP|GSCS|GOLDMAN SACHS & CO. LLC|2050
COT|COTT CP|GSLT|GOLDMAN SACHS & CO. LLC|2806
COT|COTT CP|GTSY|GTS SECURITIES LLC|100
COT|COTT CP|GTSZ|GTS SECURITIES LLC|16987
COT|COTT CP|HRBF|American Enterprise Investment Services Inc.|508
COT|COTT CP|HSBC|HSBC Securities, Inc.|100
COT|COTT CP|IATS|INTERACTIVE BROKERS LLC|8770
COT|COTT CP|IBKR|Interactive Brokers Llc|25622
COT|COTT CP|ICBX|INSTINET, LLC|32135
COT|COTT CP|INCA|INSTINET, LLC|318942
COT|COTT CP|ITGI|ITG Inc.|269962
COT|COTT CP|ITGP|ITG INC.|160600
COT|COTT CP|JANY|Janney Montgomery Scott Inc.|150
COT|COTT CP|JEFF|JEFFERIES LLC|19870
COT|COTT CP|JMPT|JUMP TRADING, LLC|33582
COT|COTT CP|JONE|JonesTrading|4130
COT|COTT CP|JPBX|J.P. MORGAN SECURITIES LLC|57430
COT|COTT CP|JPMX|J.P. Morgan Securities LLC|401363
COT|COTT CP|JSJX|JANE STREET CAPITAL LLC|13410
COT|COTT CP|KCGM|VIRTU Americas LLC|44580
COT|COTT CP|KRSH|Kershner Securities, LLC|518
COT|COTT CP|LEHM|Barclays Capital Inc./Le|385545
COT|COTT CP|LGNT|COR CLEARING LLC|1
COT|COTT CP|LIME|Lime Brokerage LLC|11658
COT|COTT CP|LIWE|LIME BROKERAGE LLC|5985
COT|COTT CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
COT|COTT CP|LQNA|LIQUIDNET, INC.|180200
COT|COTT CP|LSCI|Lek Securities Corporation|10
COT|COTT CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
COT|COTT CP|MAXM|Maxim Group LLC|10870
COT|COTT CP|MBTS|ALLY INVEST SECURITIES LLC|175
COT|COTT CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|106490
COT|COTT CP|MOTF|MOTIF INVESTING, INC.|4
COT|COTT CP|MSCO|MORGAN STANLEY & CO. LLC|471690
COT|COTT CP|MSPL|MORGAN STANLEY & CO. LLC|348700
COT|COTT CP|MSTX|MORGAN STANLEY & CO. LLC|148200
COT|COTT CP|MWCC|Monness Crespi Hardt & Co., Inc.|12119
COT|COTT CP|NATL|National Securities Corporation|1700
COT|COTT CP|NFSC|National Financial Services LLC|36536
COT|COTT CP|NITE|VIRTU Americas LLC|172917
COT|COTT CP|NQRB|Brut, LLC|7372
COT|COTT CP|NTBF|BMO Nesbitt Burns Inc./CDS|1250
COT|COTT CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
COT|COTT CP|PDQM|CODA MARKETS, INC.|1399
COT|COTT CP|PNSR|Penserra Securities, LLC|200
COT|COTT CP|PREC|PRECISION SECURITIES, LLC|2917
COT|COTT CP|RBCM|RBC CAPITAL MARKETS, LLC|3222
COT|COTT CP|SAGL|SAGETRADER, LLC|2000
COT|COTT CP|SBSH|Citigroup Global Markets Inc.|31457
COT|COTT CP|SGMT|GOLDMAN SACHS & CO. LLC|119374
COT|COTT CP|SPDR|SPEEDROUTE LLC|946
COT|COTT CP|STFL|Stifel, Nicolaus & Company, Incorporated|405
COT|COTT CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1845
COT|COTT CP|SWIM|TD Ameritrade, Inc.|67353
COT|COTT CP|TKNG|ALLY INVEST SECURITIES LLC|200
COT|COTT CP|TOUR|TOURMALINE PARTNERS, LLC|37526
COT|COTT CP|TRBT|Tradebot Systems, Inc.|98536
COT|COTT CP|TRCM|TRC MARKETS LLC|62702
COT|COTT CP|UBSA|UBS SECURITIES LLC|333622
COT|COTT CP|UBSS|UBS Securities LLC|169940
COT|COTT CP|VALX|VIRTU AMERICAS LLC|19076
COT|COTT CP|VGRD|Vanguard Marketing Corporation|2730
COT|COTT CP|VSIN|Vision Financial Markets Llc|2500
COT|COTT CP|WABR|Wall Street Access|9816
COT|COTT CP|WCHV|WELLS FARGO SECURITIES, LLC|40523
COT|COTT CP|WEDB|WEDBUSH SECURITIES INC.|710967
COT|COTT CP|WEED|Weeden & Co.L.P.|80
COT|COTT CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|172
COT|COTT CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|410
COT|COTT CP|WSEA|WOLVERINE SECURITIES, LLC|317
COT|COTT CP|XIST|INSTINET, LLC|61400
COT|COTT CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|28800
COT|COTT CP|YKNA|COMHAR CAPITAL MARKETS, LLC|99
COT|COTT CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2446
COTV|COTIVITI HOLDINGS|ALTX|Alternet Securities Inc.|23072
COTV|COTIVITI HOLDINGS|APCC|Apex Clearing Corporation|15069
COTV|COTIVITI HOLDINGS|BANK|Primevest Financial Services, Inc.|43
COTV|COTIVITI HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|28060
COTV|COTIVITI HOLDINGS|BATM|CBOE TRADING, INC.|5615
COTV|COTIVITI HOLDINGS|BAYT|BTIG, LLC|300
COTV|COTIVITI HOLDINGS|BBNT|BB&T SECURITIES, LLC|2679
COTV|COTIVITI HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|217525
COTV|COTIVITI HOLDINGS|BIDS|BIDS TRADING L.P.|36200
COTV|COTIVITI HOLDINGS|BIMI|Banca IMI Securities Corp.|45
COTV|COTIVITI HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10248
COTV|COTIVITI HOLDINGS|BLKX|INSTINET, LLC|59200
COTV|COTIVITI HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|135504
COTV|COTIVITI HOLDINGS|BTIG|BTIG, LLC|44136
COTV|COTIVITI HOLDINGS|BYXM|CBOE TRADING, INC.|2682
COTV|COTIVITI HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|606
COTV|COTIVITI HOLDINGS|CANT|Cantor Fitzgerald & Co.|83
COTV|COTIVITI HOLDINGS|CBLC|CITIGROUP GLOBAL MARKETS INC.|34000
COTV|COTIVITI HOLDINGS|CHAS|Charles Schwab & Co., Inc.|699
COTV|COTIVITI HOLDINGS|CHLC|CHURCHILL CAPITAL USA, INC.|1393
COTV|COTIVITI HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|276139
COTV|COTIVITI HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11575
COTV|COTIVITI HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31574
COTV|COTIVITI HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|779277
COTV|COTIVITI HOLDINGS|CTDL|Citadel Derivatives Group Llc|3924
COTV|COTIVITI HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|80522
COTV|COTIVITI HOLDINGS|DBAB|Deutsche Bank Securities Inc.|1794810
COTV|COTIVITI HOLDINGS|DBAX|Deutsche Bank Securities Inc.|648700
COTV|COTIVITI HOLDINGS|DBUL|Deutsche Bank Securities Inc.|635
COTV|COTIVITI HOLDINGS|DEAN|MORGAN STANLEY|6049
COTV|COTIVITI HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|900
COTV|COTIVITI HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7800
COTV|COTIVITI HOLDINGS|DRWC|DRW SECURITIES, L.L.C.|2301
COTV|COTIVITI HOLDINGS|EBXL|EBX LLC|668200
COTV|COTIVITI HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|644
COTV|COTIVITI HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|215
COTV|COTIVITI HOLDINGS|EGAM|CBOE TRADING, INC.|25359
COTV|COTIVITI HOLDINGS|EGAW|CBOE TRADING, INC.|816
COTV|COTIVITI HOLDINGS|EGMT|EG MARKET TECHNOLOGIES LLC|1400
COTV|COTIVITI HOLDINGS|EGXM|CBOE TRADING, INC.|5040
COTV|COTIVITI HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|10890
COTV|COTIVITI HOLDINGS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
COTV|COTIVITI HOLDINGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
COTV|COTIVITI HOLDINGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
COTV|COTIVITI HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19891
COTV|COTIVITI HOLDINGS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|654
COTV|COTIVITI HOLDINGS|ETRS|E*Trade Securities LLC|352935
COTV|COTIVITI HOLDINGS|FFSI|Firstrade Securities Inc.|15
COTV|COTIVITI HOLDINGS|FILL|Tradestation Securities, Inc.|33553
COTV|COTIVITI HOLDINGS|FINX|FINTECH SECURITIES|263
COTV|COTIVITI HOLDINGS|FMAF|NBCN Inc./ CDS|11
COTV|COTIVITI HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12593
COTV|COTIVITI HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|121086
COTV|COTIVITI HOLDINGS|FTBR|Foliofn Investments, Inc.|757
COTV|COTIVITI HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
COTV|COTIVITI HOLDINGS|GLIS|TD Securities Inc|300
COTV|COTIVITI HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|209786
COTV|COTIVITI HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|5274171
COTV|COTIVITI HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|90313
COTV|COTIVITI HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|13991
COTV|COTIVITI HOLDINGS|GTSZ|GTS SECURITIES LLC|52634
COTV|COTIVITI HOLDINGS|HRBF|American Enterprise Investment Services Inc.|4486
COTV|COTIVITI HOLDINGS|IATS|INTERACTIVE BROKERS LLC|69483
COTV|COTIVITI HOLDINGS|IBKR|Interactive Brokers Llc|119436
COTV|COTIVITI HOLDINGS|ICBX|INSTINET, LLC|200315
COTV|COTIVITI HOLDINGS|IEQY|CITADEL SECURITIES LLC|78925
COTV|COTIVITI HOLDINGS|INCA|INSTINET, LLC|447630
COTV|COTIVITI HOLDINGS|INJX|INSTINET, LLC|15599
COTV|COTIVITI HOLDINGS|ITGI|ITG Inc.|140783
COTV|COTIVITI HOLDINGS|ITGP|ITG INC.|275400
COTV|COTIVITI HOLDINGS|JANY|Janney Montgomery Scott Inc.|2680
COTV|COTIVITI HOLDINGS|JEFF|JEFFERIES LLC|272305
COTV|COTIVITI HOLDINGS|JMPT|JUMP TRADING, LLC|83585
COTV|COTIVITI HOLDINGS|JONE|JonesTrading|128882
COTV|COTIVITI HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|23661
COTV|COTIVITI HOLDINGS|JPMX|J.P. Morgan Securities LLC|974802
COTV|COTIVITI HOLDINGS|JSJX|JANE STREET CAPITAL LLC|2421
COTV|COTIVITI HOLDINGS|KCGM|VIRTU Americas LLC|151890
COTV|COTIVITI HOLDINGS|LEER|LEERINK PARTNERS LLC|75600
COTV|COTIVITI HOLDINGS|LEHM|Barclays Capital Inc./Le|777462
COTV|COTIVITI HOLDINGS|LIME|Lime Brokerage LLC|295359
COTV|COTIVITI HOLDINGS|LOOP|Loop Capital Markets LLC|34600
COTV|COTIVITI HOLDINGS|LQNA|LIQUIDNET, INC.|89200
COTV|COTIVITI HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1771
COTV|COTIVITI HOLDINGS|MAVB|Great Point Capital LLC|500
COTV|COTIVITI HOLDINGS|MAXM|Maxim Group LLC|300
COTV|COTIVITI HOLDINGS|MBTS|ALLY INVEST SECURITIES LLC|1295
COTV|COTIVITI HOLDINGS|MKMP|MKM Partners LLC|31500
COTV|COTIVITI HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|391084
COTV|COTIVITI HOLDINGS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1019
COTV|COTIVITI HOLDINGS|MOTF|MOTIF INVESTING, INC.|2
COTV|COTIVITI HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|1475641
COTV|COTIVITI HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|1007200
COTV|COTIVITI HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|48400
COTV|COTIVITI HOLDINGS|MZHO|Mizuho Securities USA LLC|29521
COTV|COTIVITI HOLDINGS|NFSC|National Financial Services LLC|210450
COTV|COTIVITI HOLDINGS|NITE|VIRTU Americas LLC|560033
COTV|COTIVITI HOLDINGS|NITP|VIRTU Americas LLC|3
COTV|COTIVITI HOLDINGS|NQRB|Brut, LLC|31101
COTV|COTIVITI HOLDINGS|NTRC|Northern Trust Securities, Inc.|1746
COTV|COTIVITI HOLDINGS|OPCO|Oppenheimer & Co. Inc.|3164
COTV|COTIVITI HOLDINGS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20860
COTV|COTIVITI HOLDINGS|PDQM|CODA MARKETS, INC.|239461
COTV|COTIVITI HOLDINGS|POIN|PRECISION SECURITIES, LLC (POIN)|15977
COTV|COTIVITI HOLDINGS|PWJC|UBS Financial Services, Inc.|10106
COTV|COTIVITI HOLDINGS|QMSR|QUATTRO M SECURITIES INC.|79
COTV|COTIVITI HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|19181
COTV|COTIVITI HOLDINGS|RHCO|Suntrust Robinson Humphrey, Inc.|2270
COTV|COTIVITI HOLDINGS|RILY|B. RILEY FBR, INC.|100
COTV|COTIVITI HOLDINGS|SAGL|SAGETRADER, LLC|22388
COTV|COTIVITI HOLDINGS|SALI|INTL FCSTONE FINANCIAL INC.|33
COTV|COTIVITI HOLDINGS|SBSH|Citigroup Global Markets Inc.|59744
COTV|COTIVITI HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|564152
COTV|COTIVITI HOLDINGS|SIBO|Prime Executions, Inc.|1530
COTV|COTIVITI HOLDINGS|SPDR|SPEEDROUTE LLC|17354
COTV|COTIVITI HOLDINGS|SPTD|MINT GLOBAL MARKETS, INC.|900
COTV|COTIVITI HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|5145
COTV|COTIVITI HOLDINGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3623
COTV|COTIVITI HOLDINGS|SWIM|TD Ameritrade, Inc.|179697
COTV|COTIVITI HOLDINGS|SWST|Hilltop Securities Inc.|300
COTV|COTIVITI HOLDINGS|TDSI|TD Securities (USA) LLC|174788
COTV|COTIVITI HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|4432
COTV|COTIVITI HOLDINGS|TRBT|Tradebot Systems, Inc.|216545
COTV|COTIVITI HOLDINGS|TRCM|TRC MARKETS LLC|67758
COTV|COTIVITI HOLDINGS|UBSA|UBS SECURITIES LLC|1206933
COTV|COTIVITI HOLDINGS|UBSS|UBS Securities LLC|501940
COTV|COTIVITI HOLDINGS|UFPA|UNITED FIRST PARTNERS LLC|3700
COTV|COTIVITI HOLDINGS|VALX|VIRTU AMERICAS LLC|47099
COTV|COTIVITI HOLDINGS|VGRD|Vanguard Marketing Corporation|6622
COTV|COTIVITI HOLDINGS|WABR|Wall Street Access|10501
COTV|COTIVITI HOLDINGS|WBLR|WILLIAM BLAIR|525
COTV|COTIVITI HOLDINGS|WBPX|SUMMIT SECURITIES GROUP, LLC|4897
COTV|COTIVITI HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|88942
COTV|COTIVITI HOLDINGS|WDNX|WEEDEN & CO.L.P.|1278
COTV|COTIVITI HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|55398
COTV|COTIVITI HOLDINGS|WEED|Weeden & Co.L.P.|300
COTV|COTIVITI HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11781
COTV|COTIVITI HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6531
COTV|COTIVITI HOLDINGS|WGIF|CIBC World Markets Inc.|355
COTV|COTIVITI HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|3850
COTV|COTIVITI HOLDINGS|XIST|INSTINET, LLC|42800
COTV|COTIVITI HOLDINGS|XPQR|Jump Trading|900
COTV|COTIVITI HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|46570
COTV|COTIVITI HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|13882
COTV|COTIVITI HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12761
COTY|COTY INC.|ABLE|NATIXIS Securities Americas LLC|669598
COTY|COTY INC.|ADAM|CANACCORD GENUITY INC.|1261082
COTY|COTY INC.|ALTX|Alternet Securities Inc.|40053
COTY|COTY INC.|ANOS|ABEL/NOSER, L.L.C.|400
COTY|COTY INC.|APCC|Apex Clearing Corporation|11120
COTY|COTY INC.|AQUA|AQUA SECURITIES L.P.|2500
COTY|COTY INC.|BANK|Primevest Financial Services, Inc.|4
COTY|COTY INC.|BARD|Robert W. Baird & Co. Incorporated|171065
COTY|COTY INC.|BATM|CBOE TRADING, INC.|25856
COTY|COTY INC.|BAYC|BAY CREST PARTNERS, LLC|4650
COTY|COTY INC.|BBNT|BB&T SECURITIES, LLC|296
COTY|COTY INC.|BERN|Sanford C. Bernstein & Co., LLC|256421
COTY|COTY INC.|BIAD|SAGETRADER, LLC|1422
COTY|COTY INC.|BIDS|BIDS TRADING L.P.|2600
COTY|COTY INC.|BIMI|Banca IMI Securities Corp.|39
COTY|COTY INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35460
COTY|COTY INC.|BLKX|INSTINET, LLC|57400
COTY|COTY INC.|BMOC|BMO Capital Markets Corp.|23669
COTY|COTY INC.|BNPX|BNP PARIBAS SECURITIES CORP.|874466
COTY|COTY INC.|BRGE|Newbridge Securities Corp.|3300
COTY|COTY INC.|BTIG|BTIG, LLC|5641
COTY|COTY INC.|BYXM|CBOE TRADING, INC.|2215
COTY|COTY INC.|CANT|Cantor Fitzgerald & Co.|382
COTY|COTY INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|758206
COTY|COTY INC.|CHAS|Charles Schwab & Co., Inc.|1922
COTY|COTY INC.|CIBP|CIBC World Markets Corp.|26127
COTY|COTY INC.|CICF|Canaccord Genuity Corp.|711815
COTY|COTY INC.|CIST|Capital Institutional Services, Inc.|192
COTY|COTY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|345967
COTY|COTY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1896
COTY|COTY INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8550
COTY|COTY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1414810
COTY|COTY INC.|CTDL|Citadel Derivatives Group Llc|33010
COTY|COTY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|449964
COTY|COTY INC.|DADA|D.A. Davidson & Co.|2900
COTY|COTY INC.|DBAB|Deutsche Bank Securities Inc.|1875126
COTY|COTY INC.|DBAX|Deutsche Bank Securities Inc.|2434800
COTY|COTY INC.|DBUL|Deutsche Bank Securities Inc.|21942
COTY|COTY INC.|DCHF|Dart Executions, LLC|2220
COTY|COTY INC.|DEAN|MORGAN STANLEY|110521
COTY|COTY INC.|DEGS|RONIN PROFESSIONAL LLC|300
COTY|COTY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20300
COTY|COTY INC.|DIVA|Divine Capital Markets LLC|8500
COTY|COTY INC.|DRWK|DRW SECURITIES, L.L.C.|32099
COTY|COTY INC.|EBXL|EBX LLC|1092200
COTY|COTY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|70996
COTY|COTY INC.|EDJO|Edward D. Jones & Co., L.P.|508
COTY|COTY INC.|EGAM|CBOE TRADING, INC.|33719
COTY|COTY INC.|EGAW|CBOE TRADING, INC.|209
COTY|COTY INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
COTY|COTY INC.|EGXM|CBOE TRADING, INC.|11943
COTY|COTY INC.|EGXW|CBOE TRADING, INC.|339
COTY|COTY INC.|ETBE|Electronic Transaction Clearing, Inc.|55049
COTY|COTY INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|333
COTY|COTY INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
COTY|COTY INC.|ETCC|Electronic Transaction Clearing, Inc.|3180
COTY|COTY INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9904
COTY|COTY INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1786
COTY|COTY INC.|ETRS|E*Trade Securities LLC|201904
COTY|COTY INC.|FBSB|U.S. Bancorp Investments, Inc.|9
COTY|COTY INC.|FCST|INTL FCSTONE FINANCIAL INC.|400
COTY|COTY INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|200
COTY|COTY INC.|FILL|Tradestation Securities, Inc.|76232
COTY|COTY INC.|FMAF|NBCN Inc./ CDS|5541
COTY|COTY INC.|FMCO|First Manhattan Co|1170
COTY|COTY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|51682
COTY|COTY INC.|FQLS|Quantlab Securities LP|1477640
COTY|COTY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|290094
COTY|COTY INC.|FTBR|Foliofn Investments, Inc.|448
COTY|COTY INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|52933
COTY|COTY INC.|GHCC|Gordon, Haskett Capital Corporation|1400
COTY|COTY INC.|GLIS|TD Securities Inc|6480
COTY|COTY INC.|GLPX|ACS EXECUTION SERVICES, LLC|117549
COTY|COTY INC.|GSCO|GOLDMAN SACHS & CO. LLC|5633354
COTY|COTY INC.|GSCS|GOLDMAN SACHS & CO. LLC|67753
COTY|COTY INC.|GSLT|GOLDMAN SACHS & CO. LLC|44286
COTY|COTY INC.|GTSZ|GTS SECURITIES LLC|329144
COTY|COTY INC.|HRBF|American Enterprise Investment Services Inc.|23204
COTY|COTY INC.|HSBC|HSBC Securities, Inc.|11933
COTY|COTY INC.|IATS|INTERACTIVE BROKERS LLC|50573
COTY|COTY INC.|IBKR|Interactive Brokers Llc|94958
COTY|COTY INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2443
COTY|COTY INC.|ICBX|INSTINET, LLC|416655
COTY|COTY INC.|IEQY|CITADEL SECURITIES LLC|407105
COTY|COTY INC.|INCA|INSTINET, LLC|757347
COTY|COTY INC.|INJX|INSTINET, LLC|10921
COTY|COTY INC.|INTL|INTL FCSTONE FINANCIAL INC.|695
COTY|COTY INC.|ITGI|ITG Inc.|217643
COTY|COTY INC.|ITGP|ITG INC.|767600
COTY|COTY INC.|JEFF|JEFFERIES LLC|392285
COTY|COTY INC.|JMPT|JUMP TRADING, LLC|253777
COTY|COTY INC.|JPBX|J.P. MORGAN SECURITIES LLC|1258328
COTY|COTY INC.|JPMX|J.P. Morgan Securities LLC|2199267
COTY|COTY INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|2450
COTY|COTY INC.|JSJX|JANE STREET CAPITAL LLC|40180
COTY|COTY INC.|KCGM|VIRTU Americas LLC|272151
COTY|COTY INC.|LEHM|Barclays Capital Inc./Le|12444736
COTY|COTY INC.|LGNT|COR CLEARING LLC|12
COTY|COTY INC.|LIME|Lime Brokerage LLC|23662
COTY|COTY INC.|LOOP|Loop Capital Markets LLC|10272
COTY|COTY INC.|LQNA|LIQUIDNET, INC.|113000
COTY|COTY INC.|LSCI|Lek Securities Corporation|15130
COTY|COTY INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
COTY|COTY INC.|MAGM|TOR BROKERAGE LLC|18000
COTY|COTY INC.|MCBT|Moors & Cabot, Inc.|8507
COTY|COTY INC.|MCMF|Raymond James Ltd. Cds|450
COTY|COTY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|685575
COTY|COTY INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
COTY|COTY INC.|MNDX|TJM Investments, LLC|1500
COTY|COTY INC.|MOTF|MOTIF INVESTING, INC.|10
COTY|COTY INC.|MSCO|MORGAN STANLEY & CO. LLC|6273846
COTY|COTY INC.|MSPL|MORGAN STANLEY & CO. LLC|2832400
COTY|COTY INC.|MSTX|MORGAN STANLEY & CO. LLC|2045800
COTY|COTY INC.|NATL|National Securities Corporation|121
COTY|COTY INC.|NFSC|National Financial Services LLC|464377
COTY|COTY INC.|NITE|VIRTU Americas LLC|1441651
COTY|COTY INC.|NITP|VIRTU Americas LLC|171879
COTY|COTY INC.|NQRB|Brut, LLC|13922
COTY|COTY INC.|NTBF|BMO Nesbitt Burns Inc./CDS|5450
COTY|COTY INC.|NTRC|Northern Trust Securities, Inc.|4287
COTY|COTY INC.|OHOS|TWO SIGMA SECURITIES, LLC|145072
COTY|COTY INC.|OPCO|Oppenheimer & Co. Inc.|1911
COTY|COTY INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
COTY|COTY INC.|PDQM|CODA MARKETS, INC.|93195
COTY|COTY INC.|PHLY|NASDAQ Execution Services, LLC|1600
COTY|COTY INC.|PWJC|UBS Financial Services, Inc.|1550
COTY|COTY INC.|QMSR|QUATTRO M SECURITIES INC.|4529
COTY|COTY INC.|RBCM|RBC CAPITAL MARKETS, LLC|6242
COTY|COTY INC.|SAGL|SAGETRADER, LLC|72275
COTY|COTY INC.|SAGW|SAGETRADER, LLC|57
COTY|COTY INC.|SALI|INTL FCSTONE FINANCIAL INC.|657
COTY|COTY INC.|SBSH|Citigroup Global Markets Inc.|2572813
COTY|COTY INC.|SEIC|SEI Investments Distribution Co.|18866
COTY|COTY INC.|SGMT|GOLDMAN SACHS & CO. LLC|608843
COTY|COTY INC.|SJLS|TRADE INFORMATICS LLC|100
COTY|COTY INC.|SPDR|SPEEDROUTE LLC|43367
COTY|COTY INC.|SPHN|Stephens Inc.|183329
COTY|COTY INC.|STFL|Stifel, Nicolaus & Company, Incorporated|26511
COTY|COTY INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24776
COTY|COTY INC.|SWIM|TD Ameritrade, Inc.|687260
COTY|COTY INC.|SWST|Hilltop Securities Inc.|9983
COTY|COTY INC.|TAGC|TELSEY ADVISORY GROUP LLC|4800
COTY|COTY INC.|TKNG|ALLY INVEST SECURITIES LLC|35513
COTY|COTY INC.|TOUR|TOURMALINE PARTNERS, LLC|2500
COTY|COTY INC.|TRBT|Tradebot Systems, Inc.|953638
COTY|COTY INC.|TRCM|TRC MARKETS LLC|156084
COTY|COTY INC.|TWTT|TASTYWORKS, INC.|240
COTY|COTY INC.|UBSA|UBS SECURITIES LLC|3362249
COTY|COTY INC.|UBSS|UBS Securities LLC|2436319
COTY|COTY INC.|VALX|VIRTU AMERICAS LLC|212775
COTY|COTY INC.|VGRD|Vanguard Marketing Corporation|18115
COTY|COTY INC.|VSIN|Vision Financial Markets Llc|3009
COTY|COTY INC.|WABR|Wall Street Access|293645
COTY|COTY INC.|WBLR|WILLIAM BLAIR|999
COTY|COTY INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|900
COTY|COTY INC.|WCHV|WELLS FARGO SECURITIES, LLC|73413
COTY|COTY INC.|WDCO|Wilson-Davis & Co., Inc.|4100
COTY|COTY INC.|WDNX|WEEDEN & CO.L.P.|8532
COTY|COTY INC.|WEDB|WEDBUSH SECURITIES INC.|3405
COTY|COTY INC.|WEED|Weeden & Co.L.P.|2552
COTY|COTY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|52855
COTY|COTY INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66741
COTY|COTY INC.|WGIF|CIBC World Markets Inc.|3862
COTY|COTY INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|14983
COTY|COTY INC.|WORD|Worden Capital Management LLC|91
COTY|COTY INC.|WSAG|WALL STREET ACCESS|100
COTY|COTY INC.|WSEA|WOLVERINE SECURITIES, LLC|44265
COTY|COTY INC.|XIST|INSTINET, LLC|818812
COTY|COTY INC.|XPQR|Jump Trading|738
COTY|COTY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|261904
COTY|COTY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2798
COTY|COTY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4384
COUP|COUPA SOFTWARE CMN|AGIS|Aegis Capital Corp.|1341
COUP|COUPA SOFTWARE CMN|ALTX|Alternet Securities Inc.|9380
COUP|COUPA SOFTWARE CMN|ANOS|ABEL/NOSER, L.L.C.|200
COUP|COUPA SOFTWARE CMN|APCC|Apex Clearing Corporation|3079
COUP|COUPA SOFTWARE CMN|BARD|Robert W. Baird & Co. Incorporated|407
COUP|COUPA SOFTWARE CMN|BATM|CBOE TRADING, INC.|10331
COUP|COUPA SOFTWARE CMN|BAYC|BAY CREST PARTNERS, LLC|4216
COUP|COUPA SOFTWARE CMN|BAYT|BTIG, LLC|4100
COUP|COUPA SOFTWARE CMN|BBNT|BB&T SECURITIES, LLC|375
COUP|COUPA SOFTWARE CMN|BERN|Sanford C. Bernstein & Co., LLC|9967
COUP|COUPA SOFTWARE CMN|BIDS|BIDS TRADING L.P.|15000
COUP|COUPA SOFTWARE CMN|BIMI|Banca IMI Securities Corp.|295
COUP|COUPA SOFTWARE CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15354
COUP|COUPA SOFTWARE CMN|BLKX|INSTINET, LLC|185700
COUP|COUPA SOFTWARE CMN|BMOC|BMO Capital Markets Corp.|6733
COUP|COUPA SOFTWARE CMN|BNPX|BNP PARIBAS SECURITIES CORP.|3420
COUP|COUPA SOFTWARE CMN|BTIG|BTIG, LLC|23273
COUP|COUPA SOFTWARE CMN|BYXM|CBOE TRADING, INC.|648
COUP|COUPA SOFTWARE CMN|BZYD|GOLDMAN SACHS & CO. LLC|1500
COUP|COUPA SOFTWARE CMN|CANT|Cantor Fitzgerald & Co.|9908
COUP|COUPA SOFTWARE CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|16200
COUP|COUPA SOFTWARE CMN|CBRA|Cobra Trading, Inc.|1400
COUP|COUPA SOFTWARE CMN|CHAS|Charles Schwab & Co., Inc.|3854
COUP|COUPA SOFTWARE CMN|CICF|Canaccord Genuity Corp.|500
COUP|COUPA SOFTWARE CMN|CIST|Capital Institutional Services, Inc.|2415
COUP|COUPA SOFTWARE CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|251940
COUP|COUPA SOFTWARE CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7448
COUP|COUPA SOFTWARE CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15342
COUP|COUPA SOFTWARE CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|354020
COUP|COUPA SOFTWARE CMN|CTDL|Citadel Derivatives Group Llc|16618
COUP|COUPA SOFTWARE CMN|CTLR|CUTLER GROUP, LP|1222
COUP|COUPA SOFTWARE CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|16930
COUP|COUPA SOFTWARE CMN|DADA|D.A. Davidson & Co.|3092
COUP|COUPA SOFTWARE CMN|DBAB|Deutsche Bank Securities Inc.|900368
COUP|COUPA SOFTWARE CMN|DBAX|Deutsche Bank Securities Inc.|295500
COUP|COUPA SOFTWARE CMN|DBUL|Deutsche Bank Securities Inc.|1200
COUP|COUPA SOFTWARE CMN|DCHF|Dart Executions, LLC|400
COUP|COUPA SOFTWARE CMN|DEAN|MORGAN STANLEY|28790
COUP|COUPA SOFTWARE CMN|DEGS|RONIN PROFESSIONAL LLC|19391
COUP|COUPA SOFTWARE CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7849
COUP|COUPA SOFTWARE CMN|EBXL|EBX LLC|148900
COUP|COUPA SOFTWARE CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|21437
COUP|COUPA SOFTWARE CMN|EDFC|E D & F MAN CAPITAL MARKETS INC.|11500
COUP|COUPA SOFTWARE CMN|EDJO|Edward D. Jones & Co., L.P.|1383
COUP|COUPA SOFTWARE CMN|EGAM|CBOE TRADING, INC.|17904
COUP|COUPA SOFTWARE CMN|EGAW|CBOE TRADING, INC.|150
COUP|COUPA SOFTWARE CMN|EGMT|EG MARKET TECHNOLOGIES LLC|3425
COUP|COUPA SOFTWARE CMN|EGXM|CBOE TRADING, INC.|3274
COUP|COUPA SOFTWARE CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|199
COUP|COUPA SOFTWARE CMN|ETBE|Electronic Transaction Clearing, Inc.|60983
COUP|COUPA SOFTWARE CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|101512
COUP|COUPA SOFTWARE CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|604
COUP|COUPA SOFTWARE CMN|ETRS|E*Trade Securities LLC|743385
COUP|COUPA SOFTWARE CMN|FBCO|Credit Suisse Securities (USA) LLC|1043595
COUP|COUPA SOFTWARE CMN|FBSB|U.S. Bancorp Investments, Inc.|3
COUP|COUPA SOFTWARE CMN|FILL|Tradestation Securities, Inc.|20834
COUP|COUPA SOFTWARE CMN|FMAF|NBCN Inc./ CDS|10705
COUP|COUPA SOFTWARE CMN|FOMA|TD AMERITRADE CLEARING, INC.|684453
COUP|COUPA SOFTWARE CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6070
COUP|COUPA SOFTWARE CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144691
COUP|COUPA SOFTWARE CMN|FTBR|Foliofn Investments, Inc.|1649
COUP|COUPA SOFTWARE CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|46171
COUP|COUPA SOFTWARE CMN|GLIS|TD Securities Inc|7337
COUP|COUPA SOFTWARE CMN|GLPX|ACS EXECUTION SERVICES, LLC|51339
COUP|COUPA SOFTWARE CMN|GSCO|GOLDMAN SACHS & CO. LLC|1575199
COUP|COUPA SOFTWARE CMN|GSCS|GOLDMAN SACHS & CO. LLC|49307
COUP|COUPA SOFTWARE CMN|GSLT|GOLDMAN SACHS & CO. LLC|10990
COUP|COUPA SOFTWARE CMN|GTSZ|GTS SECURITIES LLC|261327
COUP|COUPA SOFTWARE CMN|GUGS|Guggenheim Securities, LLC|15000
COUP|COUPA SOFTWARE CMN|HRBF|American Enterprise Investment Services Inc.|2595
COUP|COUPA SOFTWARE CMN|HSBC|HSBC Securities, Inc.|126
COUP|COUPA SOFTWARE CMN|IATS|INTERACTIVE BROKERS LLC|68813
COUP|COUPA SOFTWARE CMN|IBKR|Interactive Brokers Llc|318186
COUP|COUPA SOFTWARE CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3760
COUP|COUPA SOFTWARE CMN|ICBX|INSTINET, LLC|35768
COUP|COUPA SOFTWARE CMN|IEQY|CITADEL SECURITIES LLC|52054
COUP|COUPA SOFTWARE CMN|INCA|INSTINET, LLC|523035
COUP|COUPA SOFTWARE CMN|INJX|INSTINET, LLC|30029
COUP|COUPA SOFTWARE CMN|ITGI|ITG Inc.|754489
COUP|COUPA SOFTWARE CMN|ITGP|ITG INC.|51000
COUP|COUPA SOFTWARE CMN|JANY|Janney Montgomery Scott Inc.|600
COUP|COUPA SOFTWARE CMN|JEFF|JEFFERIES LLC|155936
COUP|COUPA SOFTWARE CMN|JMPT|JUMP TRADING, LLC|158848
COUP|COUPA SOFTWARE CMN|JONE|JonesTrading|9456
COUP|COUPA SOFTWARE CMN|JPBX|J.P. MORGAN SECURITIES LLC|77924
COUP|COUPA SOFTWARE CMN|JPMX|J.P. Morgan Securities LLC|409249
COUP|COUPA SOFTWARE CMN|JSJX|JANE STREET CAPITAL LLC|14311
COUP|COUPA SOFTWARE CMN|KCGM|VIRTU Americas LLC|46081
COUP|COUPA SOFTWARE CMN|KCRD|PHX FINANCIAL, INC.|2100
COUP|COUPA SOFTWARE CMN|KING|C. L. King & Associates, Inc.|10125
COUP|COUPA SOFTWARE CMN|LEER|LEERINK PARTNERS LLC|640
COUP|COUPA SOFTWARE CMN|LEHM|Barclays Capital Inc./Le|1227900
COUP|COUPA SOFTWARE CMN|LIME|Lime Brokerage LLC|173129
COUP|COUPA SOFTWARE CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|15520
COUP|COUPA SOFTWARE CMN|LOOP|Loop Capital Markets LLC|3276
COUP|COUPA SOFTWARE CMN|LQNA|LIQUIDNET, INC.|43300
COUP|COUPA SOFTWARE CMN|LSCI|Lek Securities Corporation|1938
COUP|COUPA SOFTWARE CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
COUP|COUPA SOFTWARE CMN|MACQ|Macquarie Capital (USA) Inc.|2293
COUP|COUPA SOFTWARE CMN|MAXM|Maxim Group LLC|22987
COUP|COUPA SOFTWARE CMN|MBTS|ALLY INVEST SECURITIES LLC|2811
COUP|COUPA SOFTWARE CMN|MCMF|Raymond James Ltd. Cds|300
COUP|COUPA SOFTWARE CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93708
COUP|COUPA SOFTWARE CMN|MOTF|MOTIF INVESTING, INC.|57
COUP|COUPA SOFTWARE CMN|MSCO|MORGAN STANLEY & CO. LLC|4930390
COUP|COUPA SOFTWARE CMN|MSPL|MORGAN STANLEY & CO. LLC|555500
COUP|COUPA SOFTWARE CMN|MSTX|MORGAN STANLEY & CO. LLC|228000
COUP|COUPA SOFTWARE CMN|NFSC|National Financial Services LLC|537674
COUP|COUPA SOFTWARE CMN|NITE|VIRTU Americas LLC|1312546
COUP|COUPA SOFTWARE CMN|NITP|VIRTU Americas LLC|5941
COUP|COUPA SOFTWARE CMN|NQRB|Brut, LLC|19749
COUP|COUPA SOFTWARE CMN|OPCO|Oppenheimer & Co. Inc.|41947
COUP|COUPA SOFTWARE CMN|OTAA|OTA LLC|10038
COUP|COUPA SOFTWARE CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1220
COUP|COUPA SOFTWARE CMN|PCPT|PHILLIP CAPITAL INC.|80
COUP|COUPA SOFTWARE CMN|PDQM|CODA MARKETS, INC.|66914
COUP|COUPA SOFTWARE CMN|PHLY|NASDAQ Execution Services, LLC|3000
COUP|COUPA SOFTWARE CMN|PNSR|Penserra Securities, LLC|2545
COUP|COUPA SOFTWARE CMN|PWJC|UBS Financial Services, Inc.|8608
COUP|COUPA SOFTWARE CMN|RAAA|RICHARD JAMES & ASSOCIATES, INC.|10577
COUP|COUPA SOFTWARE CMN|RAJA|Raymond James & Associates, Inc.|12406
COUP|COUPA SOFTWARE CMN|RBCM|RBC CAPITAL MARKETS, LLC|12417
COUP|COUPA SOFTWARE CMN|RGLD|Regal Securities, Inc|300
COUP|COUPA SOFTWARE CMN|RHCO|Suntrust Robinson Humphrey, Inc.|227963
COUP|COUPA SOFTWARE CMN|RJLC|RJL CAPITAL GROUP, LLC|23
COUP|COUPA SOFTWARE CMN|SAGL|SAGETRADER, LLC|18694
COUP|COUPA SOFTWARE CMN|SALI|INTL FCSTONE FINANCIAL INC.|7597
COUP|COUPA SOFTWARE CMN|SBSH|Citigroup Global Markets Inc.|298647
COUP|COUPA SOFTWARE CMN|SGMT|GOLDMAN SACHS & CO. LLC|158432
COUP|COUPA SOFTWARE CMN|SPDR|SPEEDROUTE LLC|23961
COUP|COUPA SOFTWARE CMN|SPTD|MINT GLOBAL MARKETS, INC.|100
COUP|COUPA SOFTWARE CMN|STFL|Stifel, Nicolaus & Company, Incorporated|98828
COUP|COUPA SOFTWARE CMN|STKP|STOCKPILE INVESTMENTS, INC.|72
COUP|COUPA SOFTWARE CMN|STXG|Stockcross Financial Services, Inc.|9
COUP|COUPA SOFTWARE CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
COUP|COUPA SOFTWARE CMN|SWIM|TD Ameritrade, Inc.|327934
COUP|COUPA SOFTWARE CMN|SWST|Hilltop Securities Inc.|1517
COUP|COUPA SOFTWARE CMN|TKNG|ALLY INVEST SECURITIES LLC|5203
COUP|COUPA SOFTWARE CMN|TRBT|Tradebot Systems, Inc.|481862
COUP|COUPA SOFTWARE CMN|TRCM|TRC MARKETS LLC|237022
COUP|COUPA SOFTWARE CMN|TWTT|TASTYWORKS, INC.|3398
COUP|COUPA SOFTWARE CMN|UBSA|UBS SECURITIES LLC|861432
COUP|COUPA SOFTWARE CMN|UBSS|UBS Securities LLC|2505942
COUP|COUPA SOFTWARE CMN|VALX|VIRTU AMERICAS LLC|30525
COUP|COUPA SOFTWARE CMN|VGRD|Vanguard Marketing Corporation|43711
COUP|COUPA SOFTWARE CMN|WABR|Wall Street Access|11275
COUP|COUPA SOFTWARE CMN|WBLR|WILLIAM BLAIR|278
COUP|COUPA SOFTWARE CMN|WCHV|WELLS FARGO SECURITIES, LLC|325877
COUP|COUPA SOFTWARE CMN|WEDB|WEDBUSH SECURITIES INC.|60029
COUP|COUPA SOFTWARE CMN|WEED|Weeden & Co.L.P.|2300
COUP|COUPA SOFTWARE CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15512
COUP|COUPA SOFTWARE CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45837
COUP|COUPA SOFTWARE CMN|WGIF|CIBC World Markets Inc.|5896
COUP|COUPA SOFTWARE CMN|WSEA|WOLVERINE SECURITIES, LLC|12566
COUP|COUPA SOFTWARE CMN|XIST|INSTINET, LLC|83036
COUP|COUPA SOFTWARE CMN|XPQR|Jump Trading|4532
COUP|COUPA SOFTWARE CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|62616
COUP|COUPA SOFTWARE CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|8787
COUP|COUPA SOFTWARE CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|851
COWB|IPATHA SERIES B BLO|ETRS|E*Trade Securities LLC|480
COWB|IPATHA SERIES B BLO|IBKR|Interactive Brokers Llc|10
COWB|IPATHA SERIES B BLO|LIME|Lime Brokerage LLC|200
COWB|IPATHA SERIES B BLO|MSCO|MORGAN STANLEY & CO. LLC|701
COWB|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|806
COWB|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|1323
COWB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|1620
COWB|IPATHA SERIES B BLO|SWIM|TD Ameritrade, Inc.|1215
COWB|IPATHA SERIES B BLO|UBSA|UBS SECURITIES LLC|200
COWB|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|316
COWB|IPATHA SERIES B BLO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29
COWN|COWEN INC.|ALTX|Alternet Securities Inc.|200
COWN|COWEN INC.|APCC|Apex Clearing Corporation|137
COWN|COWEN INC.|BATM|CBOE TRADING, INC.|2103
COWN|COWEN INC.|BBNT|BB&T SECURITIES, LLC|30
COWN|COWEN INC.|BERN|Sanford C. Bernstein & Co., LLC|9719
COWN|COWEN INC.|BLKX|INSTINET, LLC|135100
COWN|COWEN INC.|BMOC|BMO Capital Markets Corp.|4298
COWN|COWEN INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2734
COWN|COWEN INC.|BTIG|BTIG, LLC|4224
COWN|COWEN INC.|BYXM|CBOE TRADING, INC.|800
COWN|COWEN INC.|BZYD|GOLDMAN SACHS & CO. LLC|600
COWN|COWEN INC.|CANT|Cantor Fitzgerald & Co.|214
COWN|COWEN INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|19800
COWN|COWEN INC.|CHAS|Charles Schwab & Co., Inc.|660
COWN|COWEN INC.|CIST|Capital Institutional Services, Inc.|300
COWN|COWEN INC.|CMPT|Compass Point Research & Trading, LLC|10100
COWN|COWEN INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105450
COWN|COWEN INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
COWN|COWEN INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|191958
COWN|COWEN INC.|CTDL|Citadel Derivatives Group Llc|2453
COWN|COWEN INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|40344
COWN|COWEN INC.|DBAB|Deutsche Bank Securities Inc.|78996
COWN|COWEN INC.|DBAX|Deutsche Bank Securities Inc.|119200
COWN|COWEN INC.|DEAN|MORGAN STANLEY|2075
COWN|COWEN INC.|DEGS|RONIN PROFESSIONAL LLC|1311
COWN|COWEN INC.|EBXL|EBX LLC|97000
COWN|COWEN INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5976
COWN|COWEN INC.|EGAM|CBOE TRADING, INC.|801
COWN|COWEN INC.|EGXM|CBOE TRADING, INC.|898
COWN|COWEN INC.|ESPO|ESPOSITO SECURITIES, LLC|291
COWN|COWEN INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|16
COWN|COWEN INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18946
COWN|COWEN INC.|ETRS|E*Trade Securities LLC|2502
COWN|COWEN INC.|FBCO|Credit Suisse Securities (USA) LLC|508830
COWN|COWEN INC.|FILL|Tradestation Securities, Inc.|330
COWN|COWEN INC.|FMAF|NBCN Inc./ CDS|919
COWN|COWEN INC.|FOMA|TD AMERITRADE CLEARING, INC.|8885
COWN|COWEN INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
COWN|COWEN INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26846
COWN|COWEN INC.|FTBR|Foliofn Investments, Inc.|2282
COWN|COWEN INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|7916
COWN|COWEN INC.|GLPX|ACS EXECUTION SERVICES, LLC|112
COWN|COWEN INC.|GSCO|GOLDMAN SACHS & CO. LLC|383895
COWN|COWEN INC.|GSCS|GOLDMAN SACHS & CO. LLC|13470
COWN|COWEN INC.|GSLT|GOLDMAN SACHS & CO. LLC|500
COWN|COWEN INC.|GTSZ|GTS SECURITIES LLC|65208
COWN|COWEN INC.|HRBF|American Enterprise Investment Services Inc.|3602
COWN|COWEN INC.|IATS|INTERACTIVE BROKERS LLC|5300
COWN|COWEN INC.|IBKR|Interactive Brokers Llc|43714
COWN|COWEN INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3617
COWN|COWEN INC.|ICBX|INSTINET, LLC|95352
COWN|COWEN INC.|IEQY|CITADEL SECURITIES LLC|4959
COWN|COWEN INC.|INCA|INSTINET, LLC|111183
COWN|COWEN INC.|INJX|INSTINET, LLC|5524
COWN|COWEN INC.|ITGI|ITG Inc.|87181
COWN|COWEN INC.|ITGP|ITG INC.|166800
COWN|COWEN INC.|JANY|Janney Montgomery Scott Inc.|7
COWN|COWEN INC.|JEFF|JEFFERIES LLC|50831
COWN|COWEN INC.|JMPT|JUMP TRADING, LLC|2775
COWN|COWEN INC.|JPBX|J.P. MORGAN SECURITIES LLC|16106
COWN|COWEN INC.|JPMX|J.P. Morgan Securities LLC|135149
COWN|COWEN INC.|JSJX|JANE STREET CAPITAL LLC|1628
COWN|COWEN INC.|KCGM|VIRTU Americas LLC|25173
COWN|COWEN INC.|LEHM|Barclays Capital Inc./Le|271769
COWN|COWEN INC.|LIME|Lime Brokerage LLC|188404
COWN|COWEN INC.|LQNA|LIQUIDNET, INC.|24500
COWN|COWEN INC.|MAXM|Maxim Group LLC|3058
COWN|COWEN INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121436
COWN|COWEN INC.|MSCO|MORGAN STANLEY & CO. LLC|399924
COWN|COWEN INC.|MSPL|MORGAN STANLEY & CO. LLC|212900
COWN|COWEN INC.|MSTX|MORGAN STANLEY & CO. LLC|26000
COWN|COWEN INC.|NFSC|National Financial Services LLC|189946
COWN|COWEN INC.|NITE|VIRTU Americas LLC|103271
COWN|COWEN INC.|NITP|VIRTU Americas LLC|2595
COWN|COWEN INC.|NMRA|Nomura Securities International, Inc.|302300
COWN|COWEN INC.|NQRB|Brut, LLC|1084
COWN|COWEN INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1359
COWN|COWEN INC.|PDQM|CODA MARKETS, INC.|6857
COWN|COWEN INC.|RAJA|Raymond James & Associates, Inc.|932
COWN|COWEN INC.|RBCM|RBC CAPITAL MARKETS, LLC|5987
COWN|COWEN INC.|RWPS|R.W. Pressprich & Co., Inc.|155100
COWN|COWEN INC.|SAGL|SAGETRADER, LLC|1002
COWN|COWEN INC.|SAGW|SAGETRADER, LLC|260
COWN|COWEN INC.|SALI|INTL FCSTONE FINANCIAL INC.|7020
COWN|COWEN INC.|SBSH|Citigroup Global Markets Inc.|51563
COWN|COWEN INC.|SGMT|GOLDMAN SACHS & CO. LLC|51471
COWN|COWEN INC.|SPDR|SPEEDROUTE LLC|10252
COWN|COWEN INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2315
COWN|COWEN INC.|SWIM|TD Ameritrade, Inc.|1322
COWN|COWEN INC.|TKNG|ALLY INVEST SECURITIES LLC|380
COWN|COWEN INC.|TRBT|Tradebot Systems, Inc.|21441
COWN|COWEN INC.|TRCM|TRC MARKETS LLC|71644
COWN|COWEN INC.|UBSA|UBS SECURITIES LLC|367212
COWN|COWEN INC.|UBSS|UBS Securities LLC|213367
COWN|COWEN INC.|VALX|VIRTU AMERICAS LLC|8789
COWN|COWEN INC.|VGRD|Vanguard Marketing Corporation|100
COWN|COWEN INC.|VSIN|Vision Financial Markets Llc|44
COWN|COWEN INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|600
COWN|COWEN INC.|WCHV|WELLS FARGO SECURITIES, LLC|306671
COWN|COWEN INC.|WEED|Weeden & Co.L.P.|12000
COWN|COWEN INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5400
COWN|COWEN INC.|WSEA|WOLVERINE SECURITIES, LLC|1165
COWN|COWEN INC.|XIST|INSTINET, LLC|21430
COWN|COWEN INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8800
COWN|COWEN INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
COWN|COWEN INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|605
COWNL|COWEN INC 7.75 SR NT|AGIS|Aegis Capital Corp.|6300
COWNL|COWEN INC 7.75 SR NT|ALTX|Alternet Securities Inc.|100
COWNL|COWEN INC 7.75 SR NT|BBNT|BB&T SECURITIES, LLC|7930
COWNL|COWEN INC 7.75 SR NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11200
COWNL|COWEN INC 7.75 SR NT|BTIG|BTIG, LLC|3000
COWNL|COWEN INC 7.75 SR NT|CHAS|Charles Schwab & Co., Inc.|450
COWNL|COWEN INC 7.75 SR NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5700
COWNL|COWEN INC 7.75 SR NT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2994
COWNL|COWEN INC 7.75 SR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7125
COWNL|COWEN INC 7.75 SR NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|126
COWNL|COWEN INC 7.75 SR NT|DADA|D.A. Davidson & Co.|7887
COWNL|COWEN INC 7.75 SR NT|DBAX|Deutsche Bank Securities Inc.|800
COWNL|COWEN INC 7.75 SR NT|DEAN|MORGAN STANLEY|47813
COWNL|COWEN INC 7.75 SR NT|EBXL|EBX LLC|2400
COWNL|COWEN INC 7.75 SR NT|EGAM|CBOE TRADING, INC.|6718
COWNL|COWEN INC 7.75 SR NT|EGXM|CBOE TRADING, INC.|500
COWNL|COWEN INC 7.75 SR NT|ETRS|E*Trade Securities LLC|19650
COWNL|COWEN INC 7.75 SR NT|FBCO|Credit Suisse Securities (USA) LLC|7880
COWNL|COWEN INC 7.75 SR NT|FOMA|TD AMERITRADE CLEARING, INC.|31824
COWNL|COWEN INC 7.75 SR NT|GEBB|GLOBAL EXECUTION BROKERS, LP|100
COWNL|COWEN INC 7.75 SR NT|GLPX|ACS EXECUTION SERVICES, LLC|803
COWNL|COWEN INC 7.75 SR NT|GSCO|GOLDMAN SACHS & CO. LLC|1
COWNL|COWEN INC 7.75 SR NT|GSCS|GOLDMAN SACHS & CO. LLC|16598
COWNL|COWEN INC 7.75 SR NT|GSLT|GOLDMAN SACHS & CO. LLC|8700
COWNL|COWEN INC 7.75 SR NT|GTSZ|GTS SECURITIES LLC|100
COWNL|COWEN INC 7.75 SR NT|HSBC|HSBC Securities, Inc.|1700
COWNL|COWEN INC 7.75 SR NT|IBKR|Interactive Brokers Llc|35126
COWNL|COWEN INC 7.75 SR NT|ICBX|INSTINET, LLC|200
COWNL|COWEN INC 7.75 SR NT|INCA|INSTINET, LLC|20104
COWNL|COWEN INC 7.75 SR NT|INTL|INTL FCSTONE FINANCIAL INC.|22268
COWNL|COWEN INC 7.75 SR NT|ITGI|ITG Inc.|5472
COWNL|COWEN INC 7.75 SR NT|ITGP|ITG INC.|1800
COWNL|COWEN INC 7.75 SR NT|JANY|Janney Montgomery Scott Inc.|86489
COWNL|COWEN INC 7.75 SR NT|JPMX|J.P. Morgan Securities LLC|1400
COWNL|COWEN INC 7.75 SR NT|KCGM|VIRTU Americas LLC|825
COWNL|COWEN INC 7.75 SR NT|KING|C. L. King & Associates, Inc.|40000
COWNL|COWEN INC 7.75 SR NT|LAFC|R. F. Lafferty & Co., Inc.|2000
COWNL|COWEN INC 7.75 SR NT|LEHM|Barclays Capital Inc./Le|3800
COWNL|COWEN INC 7.75 SR NT|LIME|Lime Brokerage LLC|1
COWNL|COWEN INC 7.75 SR NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
COWNL|COWEN INC 7.75 SR NT|MAXM|Maxim Group LLC|800
COWNL|COWEN INC 7.75 SR NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
COWNL|COWEN INC 7.75 SR NT|MSCO|MORGAN STANLEY & CO. LLC|211789
COWNL|COWEN INC 7.75 SR NT|MSPL|MORGAN STANLEY & CO. LLC|800
COWNL|COWEN INC 7.75 SR NT|NATL|National Securities Corporation|5290
COWNL|COWEN INC 7.75 SR NT|NFSC|National Financial Services LLC|26732
COWNL|COWEN INC 7.75 SR NT|NITE|VIRTU Americas LLC|141743
COWNL|COWEN INC 7.75 SR NT|NQRB|Brut, LLC|1000
COWNL|COWEN INC 7.75 SR NT|PDQM|CODA MARKETS, INC.|2706
COWNL|COWEN INC 7.75 SR NT|PIPR|Piper Jaffray & Co.|5000
COWNL|COWEN INC 7.75 SR NT|PWJC|UBS Financial Services, Inc.|76847
COWNL|COWEN INC 7.75 SR NT|PWJX|UBS Financial Services Inc.|9500
COWNL|COWEN INC 7.75 SR NT|RAJA|Raymond James & Associates, Inc.|7804
COWNL|COWEN INC 7.75 SR NT|RBCM|RBC CAPITAL MARKETS, LLC|600
COWNL|COWEN INC 7.75 SR NT|RJLC|RJL CAPITAL GROUP, LLC|700
COWNL|COWEN INC 7.75 SR NT|SALI|INTL FCSTONE FINANCIAL INC.|3100
COWNL|COWEN INC 7.75 SR NT|SGMT|GOLDMAN SACHS & CO. LLC|1813
COWNL|COWEN INC 7.75 SR NT|SPDR|SPEEDROUTE LLC|3900
COWNL|COWEN INC 7.75 SR NT|STFL|Stifel, Nicolaus & Company, Incorporated|9035
COWNL|COWEN INC 7.75 SR NT|STXG|Stockcross Financial Services, Inc.|1560
COWNL|COWEN INC 7.75 SR NT|SWIM|TD Ameritrade, Inc.|4450
COWNL|COWEN INC 7.75 SR NT|TFAS|TRADITION ASIEL SECURITIES INC.|68800
COWNL|COWEN INC 7.75 SR NT|TRCM|TRC MARKETS LLC|40
COWNL|COWEN INC 7.75 SR NT|UBSA|UBS SECURITIES LLC|13424
COWNL|COWEN INC 7.75 SR NT|UBSS|UBS Securities LLC|170410
COWNL|COWEN INC 7.75 SR NT|VGRD|Vanguard Marketing Corporation|2800
COWNL|COWEN INC 7.75 SR NT|VNDM|Wall Street Access|1500
COWNL|COWEN INC 7.75 SR NT|WBLR|WILLIAM BLAIR|700
COWNL|COWEN INC 7.75 SR NT|WCHV|WELLS FARGO SECURITIES, LLC|1332
COWNL|COWEN INC 7.75 SR NT|WEDB|WEDBUSH SECURITIES INC.|1000
COWNL|COWEN INC 7.75 SR NT|WGIF|CIBC World Markets Inc.|100
COWNL|COWEN INC 7.75 SR NT|WSEA|WOLVERINE SECURITIES, LLC|600
COWNL|COWEN INC 7.75 SR NT|YKNA|COMHAR CAPITAL MARKETS, LLC|89
COWNL|COWEN INC 7.75 SR NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1300
COWNZ|COWEN INC. SN2027|BATM|CBOE TRADING, INC.|1000
COWNZ|COWEN INC. SN2027|BBNT|BB&T SECURITIES, LLC|1210
COWNZ|COWEN INC. SN2027|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7400
COWNZ|COWEN INC. SN2027|CHAS|Charles Schwab & Co., Inc.|2000
COWNZ|COWEN INC. SN2027|CROS|CREDIT SUISSE SECURITIES (USA) LLC|462
COWNZ|COWEN INC. SN2027|DADA|D.A. Davidson & Co.|6514
COWNZ|COWEN INC. SN2027|DBAX|Deutsche Bank Securities Inc.|6100
COWNZ|COWEN INC. SN2027|DEAN|MORGAN STANLEY|7900
COWNZ|COWEN INC. SN2027|EBXL|EBX LLC|1000
COWNZ|COWEN INC. SN2027|ECUT|CONVERGEX EXECUTION SOLUTIONS|2293
COWNZ|COWEN INC. SN2027|EGAW|CBOE TRADING, INC.|1200
COWNZ|COWEN INC. SN2027|EGXM|CBOE TRADING, INC.|200
COWNZ|COWEN INC. SN2027|EGXW|CBOE TRADING, INC.|2800
COWNZ|COWEN INC. SN2027|ETRS|E*Trade Securities LLC|12688
COWNZ|COWEN INC. SN2027|FBCO|Credit Suisse Securities (USA) LLC|8728
COWNZ|COWEN INC. SN2027|FOMA|TD AMERITRADE CLEARING, INC.|34455
COWNZ|COWEN INC. SN2027|GEBB|GLOBAL EXECUTION BROKERS, LP|216
COWNZ|COWEN INC. SN2027|GLPX|ACS EXECUTION SERVICES, LLC|250
COWNZ|COWEN INC. SN2027|GSLT|GOLDMAN SACHS & CO. LLC|600
COWNZ|COWEN INC. SN2027|GTSZ|GTS SECURITIES LLC|2200
COWNZ|COWEN INC. SN2027|HRBF|American Enterprise Investment Services Inc.|6269
COWNZ|COWEN INC. SN2027|IATS|INTERACTIVE BROKERS LLC|2200
COWNZ|COWEN INC. SN2027|IBKR|Interactive Brokers Llc|38973
COWNZ|COWEN INC. SN2027|INCA|INSTINET, LLC|25156
COWNZ|COWEN INC. SN2027|JANY|Janney Montgomery Scott Inc.|10526
COWNZ|COWEN INC. SN2027|JPMX|J.P. Morgan Securities LLC|200
COWNZ|COWEN INC. SN2027|KCGM|VIRTU Americas LLC|100
COWNZ|COWEN INC. SN2027|LIME|Lime Brokerage LLC|5169
COWNZ|COWEN INC. SN2027|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4948
COWNZ|COWEN INC. SN2027|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
COWNZ|COWEN INC. SN2027|MSCO|MORGAN STANLEY & CO. LLC|104024
COWNZ|COWEN INC. SN2027|NFSC|National Financial Services LLC|29632
COWNZ|COWEN INC. SN2027|NITE|VIRTU Americas LLC|69345
COWNZ|COWEN INC. SN2027|NQRB|Brut, LLC|6800
COWNZ|COWEN INC. SN2027|OPCO|Oppenheimer & Co. Inc.|350
COWNZ|COWEN INC. SN2027|PDQM|CODA MARKETS, INC.|1650
COWNZ|COWEN INC. SN2027|PWJC|UBS Financial Services, Inc.|39876
COWNZ|COWEN INC. SN2027|RAJA|Raymond James & Associates, Inc.|13536
COWNZ|COWEN INC. SN2027|SALI|INTL FCSTONE FINANCIAL INC.|1301
COWNZ|COWEN INC. SN2027|SGMT|GOLDMAN SACHS & CO. LLC|200
COWNZ|COWEN INC. SN2027|SPDR|SPEEDROUTE LLC|1034
COWNZ|COWEN INC. SN2027|STFL|Stifel, Nicolaus & Company, Incorporated|3480
COWNZ|COWEN INC. SN2027|SWIM|TD Ameritrade, Inc.|500
COWNZ|COWEN INC. SN2027|SWST|Hilltop Securities Inc.|23
COWNZ|COWEN INC. SN2027|TRBT|Tradebot Systems, Inc.|612
COWNZ|COWEN INC. SN2027|TRCM|TRC MARKETS LLC|40
COWNZ|COWEN INC. SN2027|UBSA|UBS SECURITIES LLC|5752
COWNZ|COWEN INC. SN2027|UBSS|UBS Securities LLC|122577
COWNZ|COWEN INC. SN2027|VGRD|Vanguard Marketing Corporation|1380
COWNZ|COWEN INC. SN2027|WCHV|WELLS FARGO SECURITIES, LLC|13190
COWNZ|COWEN INC. SN2027|WEDB|WEDBUSH SECURITIES INC.|2100
COWNZ|COWEN INC. SN2027|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
COWZ|PACER US CSH CWS 100|APCC|Apex Clearing Corporation|223
COWZ|PACER US CSH CWS 100|CHAS|Charles Schwab & Co., Inc.|102
COWZ|PACER US CSH CWS 100|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5196
COWZ|PACER US CSH CWS 100|CSIN|Citadel Securities Institutional LLC|5750
COWZ|PACER US CSH CWS 100|DBAX|Deutsche Bank Securities Inc.|2000
COWZ|PACER US CSH CWS 100|EBXL|EBX LLC|800
COWZ|PACER US CSH CWS 100|ETRS|E*Trade Securities LLC|275
COWZ|PACER US CSH CWS 100|FTBR|Foliofn Investments, Inc.|1
COWZ|PACER US CSH CWS 100|HRBF|American Enterprise Investment Services Inc.|46
COWZ|PACER US CSH CWS 100|ICBX|INSTINET, LLC|3600
COWZ|PACER US CSH CWS 100|INCA|INSTINET, LLC|200
COWZ|PACER US CSH CWS 100|JANY|Janney Montgomery Scott Inc.|35
COWZ|PACER US CSH CWS 100|JSEB|JANE STREET EXECUTION SERVICES, LLC|170270
COWZ|PACER US CSH CWS 100|KCGM|VIRTU Americas LLC|3835
COWZ|PACER US CSH CWS 100|LEHM|Barclays Capital Inc./Le|6200
COWZ|PACER US CSH CWS 100|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
COWZ|PACER US CSH CWS 100|MOTF|MOTIF INVESTING, INC.|2
COWZ|PACER US CSH CWS 100|MSCO|MORGAN STANLEY & CO. LLC|1659
COWZ|PACER US CSH CWS 100|NFSC|National Financial Services LLC|12628
COWZ|PACER US CSH CWS 100|NITE|VIRTU Americas LLC|18829
COWZ|PACER US CSH CWS 100|RBCM|RBC CAPITAL MARKETS, LLC|1739
COWZ|PACER US CSH CWS 100|SGMT|GOLDMAN SACHS & CO. LLC|618
COWZ|PACER US CSH CWS 100|STFL|Stifel, Nicolaus & Company, Incorporated|699
COWZ|PACER US CSH CWS 100|UBSA|UBS SECURITIES LLC|5624
COWZ|PACER US CSH CWS 100|UBSS|UBS Securities LLC|3022
COWZ|PACER US CSH CWS 100|WCHV|WELLS FARGO SECURITIES, LLC|10554
COWZ|PACER US CSH CWS 100|WSEA|WOLVERINE SECURITIES, LLC|10
COWZ|PACER US CSH CWS 100|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14088
CP|CANADIAN PAC RAILWAY|ALTX|Alternet Securities Inc.|38544
CP|CANADIAN PAC RAILWAY|APCC|Apex Clearing Corporation|591
CP|CANADIAN PAC RAILWAY|BALE|M&T SECURITIES, INC.|253
CP|CANADIAN PAC RAILWAY|BANK|Primevest Financial Services, Inc.|23
CP|CANADIAN PAC RAILWAY|BARD|Robert W. Baird & Co. Incorporated|3004
CP|CANADIAN PAC RAILWAY|BATM|CBOE TRADING, INC.|12831
CP|CANADIAN PAC RAILWAY|BAYT|BTIG, LLC|200
CP|CANADIAN PAC RAILWAY|BBNT|BB&T SECURITIES, LLC|200
CP|CANADIAN PAC RAILWAY|BERN|Sanford C. Bernstein & Co., LLC|11288
CP|CANADIAN PAC RAILWAY|BIDS|BIDS TRADING L.P.|100
CP|CANADIAN PAC RAILWAY|BIMI|Banca IMI Securities Corp.|305
CP|CANADIAN PAC RAILWAY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1455
CP|CANADIAN PAC RAILWAY|BLKX|INSTINET, LLC|6600
CP|CANADIAN PAC RAILWAY|BMOC|BMO Capital Markets Corp.|50000
CP|CANADIAN PAC RAILWAY|BTIG|BTIG, LLC|100
CP|CANADIAN PAC RAILWAY|BYXM|CBOE TRADING, INC.|1928
CP|CANADIAN PAC RAILWAY|BZYD|GOLDMAN SACHS & CO. LLC|846
CP|CANADIAN PAC RAILWAY|CANT|Cantor Fitzgerald & Co.|19
CP|CANADIAN PAC RAILWAY|CBRA|Cobra Trading, Inc.|100
CP|CANADIAN PAC RAILWAY|CHAS|Charles Schwab & Co., Inc.|17249
CP|CANADIAN PAC RAILWAY|CIST|Capital Institutional Services, Inc.|1100
CP|CANADIAN PAC RAILWAY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94977
CP|CANADIAN PAC RAILWAY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
CP|CANADIAN PAC RAILWAY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|440
CP|CANADIAN PAC RAILWAY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|294014
CP|CANADIAN PAC RAILWAY|CTDL|Citadel Derivatives Group Llc|210
CP|CANADIAN PAC RAILWAY|CXCX|CITIGROUP GLOBAL MARKETS INC.|12946
CP|CANADIAN PAC RAILWAY|DADA|D.A. Davidson & Co.|77
CP|CANADIAN PAC RAILWAY|DBAB|Deutsche Bank Securities Inc.|61669
CP|CANADIAN PAC RAILWAY|DBAX|Deutsche Bank Securities Inc.|129900
CP|CANADIAN PAC RAILWAY|DBUL|Deutsche Bank Securities Inc.|201
CP|CANADIAN PAC RAILWAY|DCHF|Dart Executions, LLC|108
CP|CANADIAN PAC RAILWAY|DEAN|MORGAN STANLEY|5829
CP|CANADIAN PAC RAILWAY|DEGS|RONIN PROFESSIONAL LLC|400
CP|CANADIAN PAC RAILWAY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
CP|CANADIAN PAC RAILWAY|EBXL|EBX LLC|163300
CP|CANADIAN PAC RAILWAY|ECUT|CONVERGEX EXECUTION SOLUTIONS|17227
CP|CANADIAN PAC RAILWAY|EDJO|Edward D. Jones & Co., L.P.|3063
CP|CANADIAN PAC RAILWAY|EGAM|CBOE TRADING, INC.|51892
CP|CANADIAN PAC RAILWAY|EGAW|CBOE TRADING, INC.|101
CP|CANADIAN PAC RAILWAY|EGMT|EG MARKET TECHNOLOGIES LLC|1000
CP|CANADIAN PAC RAILWAY|EGXM|CBOE TRADING, INC.|2973
CP|CANADIAN PAC RAILWAY|ETBE|Electronic Transaction Clearing, Inc.|400
CP|CANADIAN PAC RAILWAY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
CP|CANADIAN PAC RAILWAY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26558
CP|CANADIAN PAC RAILWAY|ETRS|E*Trade Securities LLC|13046
CP|CANADIAN PAC RAILWAY|FBSB|U.S. Bancorp Investments, Inc.|84
CP|CANADIAN PAC RAILWAY|FILL|Tradestation Securities, Inc.|70
CP|CANADIAN PAC RAILWAY|FINX|FINTECH SECURITIES|7
CP|CANADIAN PAC RAILWAY|FMAF|NBCN Inc./ CDS|1770
CP|CANADIAN PAC RAILWAY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|37
CP|CANADIAN PAC RAILWAY|FQLS|Quantlab Securities LP|123274
CP|CANADIAN PAC RAILWAY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44112
CP|CANADIAN PAC RAILWAY|FTBR|Foliofn Investments, Inc.|1960
CP|CANADIAN PAC RAILWAY|GEBB|GLOBAL EXECUTION BROKERS, LP|3467
CP|CANADIAN PAC RAILWAY|GLIS|TD Securities Inc|700
CP|CANADIAN PAC RAILWAY|GLPX|ACS EXECUTION SERVICES, LLC|307198
CP|CANADIAN PAC RAILWAY|GSCO|GOLDMAN SACHS & CO. LLC|184261
CP|CANADIAN PAC RAILWAY|GSLT|GOLDMAN SACHS & CO. LLC|4676
CP|CANADIAN PAC RAILWAY|GTSZ|GTS SECURITIES LLC|38121
CP|CANADIAN PAC RAILWAY|HPPX|POTAMUS TRADING, LLC|378
CP|CANADIAN PAC RAILWAY|HRBF|American Enterprise Investment Services Inc.|1348
CP|CANADIAN PAC RAILWAY|HSBC|HSBC Securities, Inc.|904
CP|CANADIAN PAC RAILWAY|IATS|INTERACTIVE BROKERS LLC|1404
CP|CANADIAN PAC RAILWAY|IBKR|Interactive Brokers Llc|1335
CP|CANADIAN PAC RAILWAY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1365
CP|CANADIAN PAC RAILWAY|ICBX|INSTINET, LLC|38892
CP|CANADIAN PAC RAILWAY|INCA|INSTINET, LLC|262765
CP|CANADIAN PAC RAILWAY|INJX|INSTINET, LLC|7170
CP|CANADIAN PAC RAILWAY|INTL|INTL FCSTONE FINANCIAL INC.|108
CP|CANADIAN PAC RAILWAY|ITGI|ITG Inc.|189607
CP|CANADIAN PAC RAILWAY|ITGP|ITG INC.|155600
CP|CANADIAN PAC RAILWAY|JANY|Janney Montgomery Scott Inc.|237
CP|CANADIAN PAC RAILWAY|JEFF|JEFFERIES LLC|58492
CP|CANADIAN PAC RAILWAY|JMPT|JUMP TRADING, LLC|28225
CP|CANADIAN PAC RAILWAY|JONE|JonesTrading|4900
CP|CANADIAN PAC RAILWAY|JPBX|J.P. MORGAN SECURITIES LLC|26434
CP|CANADIAN PAC RAILWAY|JPMX|J.P. Morgan Securities LLC|214144
CP|CANADIAN PAC RAILWAY|JSJX|JANE STREET CAPITAL LLC|17107
CP|CANADIAN PAC RAILWAY|KCGM|VIRTU Americas LLC|19691
CP|CANADIAN PAC RAILWAY|LEHM|Barclays Capital Inc./Le|290449
CP|CANADIAN PAC RAILWAY|LIME|Lime Brokerage LLC|26425
CP|CANADIAN PAC RAILWAY|LMNX|LUMINEX TRADING & ANALYTICS LLC|62800
CP|CANADIAN PAC RAILWAY|LQNA|LIQUIDNET, INC.|7100
CP|CANADIAN PAC RAILWAY|LSCI|Lek Securities Corporation|75
CP|CANADIAN PAC RAILWAY|MACC|Mid Atlantic Capital Corporation|43
CP|CANADIAN PAC RAILWAY|MACQ|Macquarie Capital (USA) Inc.|600
CP|CANADIAN PAC RAILWAY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41908
CP|CANADIAN PAC RAILWAY|MOTF|MOTIF INVESTING, INC.|7
CP|CANADIAN PAC RAILWAY|MSCO|MORGAN STANLEY & CO. LLC|655929
CP|CANADIAN PAC RAILWAY|MSPL|MORGAN STANLEY & CO. LLC|219900
CP|CANADIAN PAC RAILWAY|MSTX|MORGAN STANLEY & CO. LLC|23200
CP|CANADIAN PAC RAILWAY|NFSC|National Financial Services LLC|22210
CP|CANADIAN PAC RAILWAY|NITE|VIRTU Americas LLC|221810
CP|CANADIAN PAC RAILWAY|NITP|VIRTU Americas LLC|300
CP|CANADIAN PAC RAILWAY|NQRB|Brut, LLC|9630
CP|CANADIAN PAC RAILWAY|NTBF|BMO Nesbitt Burns Inc./CDS|125
CP|CANADIAN PAC RAILWAY|NTRC|Northern Trust Securities, Inc.|275
CP|CANADIAN PAC RAILWAY|OHOS|TWO SIGMA SECURITIES, LLC|15670
CP|CANADIAN PAC RAILWAY|OPCO|Oppenheimer & Co. Inc.|1970
CP|CANADIAN PAC RAILWAY|PDQM|CODA MARKETS, INC.|406072
CP|CANADIAN PAC RAILWAY|PHLY|NASDAQ Execution Services, LLC|200
CP|CANADIAN PAC RAILWAY|PWJC|UBS Financial Services, Inc.|120
CP|CANADIAN PAC RAILWAY|RBCM|RBC CAPITAL MARKETS, LLC|3524
CP|CANADIAN PAC RAILWAY|RGLD|Regal Securities, Inc|10
CP|CANADIAN PAC RAILWAY|RHCO|Suntrust Robinson Humphrey, Inc.|21650
CP|CANADIAN PAC RAILWAY|SAGL|SAGETRADER, LLC|35075
CP|CANADIAN PAC RAILWAY|SALI|INTL FCSTONE FINANCIAL INC.|82
CP|CANADIAN PAC RAILWAY|SBSH|Citigroup Global Markets Inc.|91556
CP|CANADIAN PAC RAILWAY|SCMC|Scotia Capital Markets (USA) Inc.|300
CP|CANADIAN PAC RAILWAY|SGMT|GOLDMAN SACHS & CO. LLC|42058
CP|CANADIAN PAC RAILWAY|SPDR|SPEEDROUTE LLC|82331
CP|CANADIAN PAC RAILWAY|STFL|Stifel, Nicolaus & Company, Incorporated|2577
CP|CANADIAN PAC RAILWAY|STTT|STATETRUST INVESTMENTS INC.|25
CP|CANADIAN PAC RAILWAY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|709
CP|CANADIAN PAC RAILWAY|SWIM|TD Ameritrade, Inc.|4368
CP|CANADIAN PAC RAILWAY|SWST|Hilltop Securities Inc.|47
CP|CANADIAN PAC RAILWAY|TDSI|TD Securities (USA) LLC|60607
CP|CANADIAN PAC RAILWAY|TKNG|ALLY INVEST SECURITIES LLC|11
CP|CANADIAN PAC RAILWAY|TRBT|Tradebot Systems, Inc.|85262
CP|CANADIAN PAC RAILWAY|TRCM|TRC MARKETS LLC|101070
CP|CANADIAN PAC RAILWAY|UBSA|UBS SECURITIES LLC|333074
CP|CANADIAN PAC RAILWAY|UBSS|UBS Securities LLC|556481
CP|CANADIAN PAC RAILWAY|VALX|VIRTU AMERICAS LLC|14913
CP|CANADIAN PAC RAILWAY|VGRD|Vanguard Marketing Corporation|196
CP|CANADIAN PAC RAILWAY|WBLR|WILLIAM BLAIR|6
CP|CANADIAN PAC RAILWAY|WBPX|SUMMIT SECURITIES GROUP, LLC|2564
CP|CANADIAN PAC RAILWAY|WCHV|WELLS FARGO SECURITIES, LLC|25972
CP|CANADIAN PAC RAILWAY|WEDB|WEDBUSH SECURITIES INC.|5
CP|CANADIAN PAC RAILWAY|WEED|Weeden & Co.L.P.|17276
CP|CANADIAN PAC RAILWAY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3967
CP|CANADIAN PAC RAILWAY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16508
CP|CANADIAN PAC RAILWAY|WOLF|Wolfe Trahan Securities|1000
CP|CANADIAN PAC RAILWAY|WSEA|WOLVERINE SECURITIES, LLC|910
CP|CANADIAN PAC RAILWAY|XIST|INSTINET, LLC|8200
CP|CANADIAN PAC RAILWAY|XSTM|NATIONAL FINANCIAL SERVICES LLC|6162
CP|CANADIAN PAC RAILWAY|YKNA|COMHAR CAPITAL MARKETS, LLC|55606
CP|CANADIAN PAC RAILWAY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|646
CPA|COPA HOLDINGS S.A.|ALTX|Alternet Securities Inc.|9221
CPA|COPA HOLDINGS S.A.|APCC|Apex Clearing Corporation|578
CPA|COPA HOLDINGS S.A.|BARD|Robert W. Baird & Co. Incorporated|110
CPA|COPA HOLDINGS S.A.|BATM|CBOE TRADING, INC.|2482
CPA|COPA HOLDINGS S.A.|BAYC|BAY CREST PARTNERS, LLC|5964
CPA|COPA HOLDINGS S.A.|BAYT|BTIG, LLC|1400
CPA|COPA HOLDINGS S.A.|BERN|Sanford C. Bernstein & Co., LLC|1035
CPA|COPA HOLDINGS S.A.|BIAD|SAGETRADER, LLC|465
CPA|COPA HOLDINGS S.A.|BIDS|BIDS TRADING L.P.|200
CPA|COPA HOLDINGS S.A.|BKCM|BNY Mellon Capital Markets LLC|1114
CPA|COPA HOLDINGS S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13816
CPA|COPA HOLDINGS S.A.|BNPX|BNP PARIBAS SECURITIES CORP.|130
CPA|COPA HOLDINGS S.A.|BTIG|BTIG, LLC|670
CPA|COPA HOLDINGS S.A.|BYXM|CBOE TRADING, INC.|641
CPA|COPA HOLDINGS S.A.|BZYD|GOLDMAN SACHS & CO. LLC|100
CPA|COPA HOLDINGS S.A.|CANT|Cantor Fitzgerald & Co.|54
CPA|COPA HOLDINGS S.A.|CHAS|Charles Schwab & Co., Inc.|30
CPA|COPA HOLDINGS S.A.|CIBP|CIBC World Markets Corp.|21000
CPA|COPA HOLDINGS S.A.|CIST|Capital Institutional Services, Inc.|20733
CPA|COPA HOLDINGS S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17738
CPA|COPA HOLDINGS S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|246
CPA|COPA HOLDINGS S.A.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|914
CPA|COPA HOLDINGS S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116083
CPA|COPA HOLDINGS S.A.|CTDL|Citadel Derivatives Group Llc|900
CPA|COPA HOLDINGS S.A.|CTLR|CUTLER GROUP, LP|10
CPA|COPA HOLDINGS S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|29208
CPA|COPA HOLDINGS S.A.|DADA|D.A. Davidson & Co.|40
CPA|COPA HOLDINGS S.A.|DBAB|Deutsche Bank Securities Inc.|39640
CPA|COPA HOLDINGS S.A.|DBAX|Deutsche Bank Securities Inc.|78900
CPA|COPA HOLDINGS S.A.|DBUL|Deutsche Bank Securities Inc.|3405
CPA|COPA HOLDINGS S.A.|DEAN|MORGAN STANLEY|1230
CPA|COPA HOLDINGS S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31
CPA|COPA HOLDINGS S.A.|EBXL|EBX LLC|63100
CPA|COPA HOLDINGS S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|18747
CPA|COPA HOLDINGS S.A.|EDJO|Edward D. Jones & Co., L.P.|216
CPA|COPA HOLDINGS S.A.|EGAM|CBOE TRADING, INC.|8529
CPA|COPA HOLDINGS S.A.|EGAW|CBOE TRADING, INC.|13
CPA|COPA HOLDINGS S.A.|EGMT|EG MARKET TECHNOLOGIES LLC|414
CPA|COPA HOLDINGS S.A.|EGXM|CBOE TRADING, INC.|639
CPA|COPA HOLDINGS S.A.|ETBE|Electronic Transaction Clearing, Inc.|8193
CPA|COPA HOLDINGS S.A.|ETCC|Electronic Transaction Clearing, Inc.|575
CPA|COPA HOLDINGS S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17158
CPA|COPA HOLDINGS S.A.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CPA|COPA HOLDINGS S.A.|ETRS|E*Trade Securities LLC|14699
CPA|COPA HOLDINGS S.A.|FILL|Tradestation Securities, Inc.|340
CPA|COPA HOLDINGS S.A.|FMAF|NBCN Inc./ CDS|96
CPA|COPA HOLDINGS S.A.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2641
CPA|COPA HOLDINGS S.A.|FQLS|Quantlab Securities LP|100424
CPA|COPA HOLDINGS S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28388
CPA|COPA HOLDINGS S.A.|FTBR|Foliofn Investments, Inc.|1994
CPA|COPA HOLDINGS S.A.|GARC|ICAP Corporates LLC|3783
CPA|COPA HOLDINGS S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|600
CPA|COPA HOLDINGS S.A.|GHCC|Gordon, Haskett Capital Corporation|1200
CPA|COPA HOLDINGS S.A.|GLPX|ACS EXECUTION SERVICES, LLC|31993
CPA|COPA HOLDINGS S.A.|GSCO|GOLDMAN SACHS & CO. LLC|225235
CPA|COPA HOLDINGS S.A.|GSCS|GOLDMAN SACHS & CO. LLC|3587
CPA|COPA HOLDINGS S.A.|GSIC|GLOBAL STRATEGIC INVESTMENTS|30
CPA|COPA HOLDINGS S.A.|GSLT|GOLDMAN SACHS & CO. LLC|2149
CPA|COPA HOLDINGS S.A.|GTSZ|GTS SECURITIES LLC|24567
CPA|COPA HOLDINGS S.A.|HAPX|HAP Trading, LLC|100
CPA|COPA HOLDINGS S.A.|HPPX|POTAMUS TRADING, LLC|628
CPA|COPA HOLDINGS S.A.|HRBF|American Enterprise Investment Services Inc.|1865
CPA|COPA HOLDINGS S.A.|HSBC|HSBC Securities, Inc.|9296
CPA|COPA HOLDINGS S.A.|IATS|INTERACTIVE BROKERS LLC|8936
CPA|COPA HOLDINGS S.A.|IBKR|Interactive Brokers Llc|14138
CPA|COPA HOLDINGS S.A.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6623
CPA|COPA HOLDINGS S.A.|ICBX|INSTINET, LLC|25100
CPA|COPA HOLDINGS S.A.|INCA|INSTINET, LLC|82814
CPA|COPA HOLDINGS S.A.|INJX|INSTINET, LLC|222
CPA|COPA HOLDINGS S.A.|INTL|INTL FCSTONE FINANCIAL INC.|67
CPA|COPA HOLDINGS S.A.|ITGI|ITG Inc.|36728
CPA|COPA HOLDINGS S.A.|ITGP|ITG INC.|46600
CPA|COPA HOLDINGS S.A.|JANY|Janney Montgomery Scott Inc.|31
CPA|COPA HOLDINGS S.A.|JEFF|JEFFERIES LLC|170440
CPA|COPA HOLDINGS S.A.|JMPT|JUMP TRADING, LLC|26762
CPA|COPA HOLDINGS S.A.|JPBX|J.P. MORGAN SECURITIES LLC|19106
CPA|COPA HOLDINGS S.A.|JPMX|J.P. Morgan Securities LLC|241276
CPA|COPA HOLDINGS S.A.|JSJX|JANE STREET CAPITAL LLC|5001
CPA|COPA HOLDINGS S.A.|KCGM|VIRTU Americas LLC|16138
CPA|COPA HOLDINGS S.A.|LEHM|Barclays Capital Inc./Le|271592
CPA|COPA HOLDINGS S.A.|LIME|Lime Brokerage LLC|5555
CPA|COPA HOLDINGS S.A.|LOOP|Loop Capital Markets LLC|200
CPA|COPA HOLDINGS S.A.|LQNA|LIQUIDNET, INC.|514900
CPA|COPA HOLDINGS S.A.|LSCI|Lek Securities Corporation|447
CPA|COPA HOLDINGS S.A.|MAXM|Maxim Group LLC|500
CPA|COPA HOLDINGS S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|110846
CPA|COPA HOLDINGS S.A.|MOTF|MOTIF INVESTING, INC.|7
CPA|COPA HOLDINGS S.A.|MSCO|MORGAN STANLEY & CO. LLC|1152534
CPA|COPA HOLDINGS S.A.|MSPL|MORGAN STANLEY & CO. LLC|179400
CPA|COPA HOLDINGS S.A.|MSTX|MORGAN STANLEY & CO. LLC|14900
CPA|COPA HOLDINGS S.A.|NFSC|National Financial Services LLC|64468
CPA|COPA HOLDINGS S.A.|NITE|VIRTU Americas LLC|147188
CPA|COPA HOLDINGS S.A.|NITP|VIRTU Americas LLC|100
CPA|COPA HOLDINGS S.A.|NQRB|Brut, LLC|4947
CPA|COPA HOLDINGS S.A.|OCEA|OCEAN FINANCIAL SERVICES, LLC|96
CPA|COPA HOLDINGS S.A.|OPCO|Oppenheimer & Co. Inc.|257
CPA|COPA HOLDINGS S.A.|PACT|BTG Pactual US Capital Corp.|32000
CPA|COPA HOLDINGS S.A.|PCPT|PHILLIP CAPITAL INC.|200
CPA|COPA HOLDINGS S.A.|PDQM|CODA MARKETS, INC.|94941
CPA|COPA HOLDINGS S.A.|PHLY|NASDAQ Execution Services, LLC|2000
CPA|COPA HOLDINGS S.A.|PWJC|UBS Financial Services, Inc.|9900
CPA|COPA HOLDINGS S.A.|RBCM|RBC CAPITAL MARKETS, LLC|5728
CPA|COPA HOLDINGS S.A.|SAGL|SAGETRADER, LLC|5554
CPA|COPA HOLDINGS S.A.|SANT|Santander Investment Securities Inc.|104667
CPA|COPA HOLDINGS S.A.|SBSH|Citigroup Global Markets Inc.|27074
CPA|COPA HOLDINGS S.A.|SGMT|GOLDMAN SACHS & CO. LLC|41975
CPA|COPA HOLDINGS S.A.|SPDR|SPEEDROUTE LLC|9443
CPA|COPA HOLDINGS S.A.|SPHN|Stephens Inc.|77
CPA|COPA HOLDINGS S.A.|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
CPA|COPA HOLDINGS S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|192
CPA|COPA HOLDINGS S.A.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3982
CPA|COPA HOLDINGS S.A.|SWIM|TD Ameritrade, Inc.|4255
CPA|COPA HOLDINGS S.A.|SWST|Hilltop Securities Inc.|123
CPA|COPA HOLDINGS S.A.|TKNG|ALLY INVEST SECURITIES LLC|441
CPA|COPA HOLDINGS S.A.|TRBT|Tradebot Systems, Inc.|72944
CPA|COPA HOLDINGS S.A.|TRCM|TRC MARKETS LLC|27802
CPA|COPA HOLDINGS S.A.|TWTT|TASTYWORKS, INC.|300
CPA|COPA HOLDINGS S.A.|UBSA|UBS SECURITIES LLC|318027
CPA|COPA HOLDINGS S.A.|UBSS|UBS Securities LLC|378026
CPA|COPA HOLDINGS S.A.|VALX|VIRTU AMERICAS LLC|3319
CPA|COPA HOLDINGS S.A.|VGRD|Vanguard Marketing Corporation|796
CPA|COPA HOLDINGS S.A.|WBPX|SUMMIT SECURITIES GROUP, LLC|206
CPA|COPA HOLDINGS S.A.|WCHV|WELLS FARGO SECURITIES, LLC|32587
CPA|COPA HOLDINGS S.A.|WDNX|WEEDEN & CO.L.P.|200
CPA|COPA HOLDINGS S.A.|WEDB|WEDBUSH SECURITIES INC.|200
CPA|COPA HOLDINGS S.A.|WEED|Weeden & Co.L.P.|759
CPA|COPA HOLDINGS S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2590
CPA|COPA HOLDINGS S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11923
CPA|COPA HOLDINGS S.A.|WGIF|CIBC World Markets Inc.|1
CPA|COPA HOLDINGS S.A.|WSEA|WOLVERINE SECURITIES, LLC|2567
CPA|COPA HOLDINGS S.A.|XIST|INSTINET, LLC|40200
CPA|COPA HOLDINGS S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|18900
CPA|COPA HOLDINGS S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|11588
CPA|COPA HOLDINGS S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|96
CPAC|CEMENTOS PACASMAYO S|APCC|Apex Clearing Corporation|8
CPAC|CEMENTOS PACASMAYO S|BAYC|BAY CREST PARTNERS, LLC|1300
CPAC|CEMENTOS PACASMAYO S|CHAS|Charles Schwab & Co., Inc.|100
CPAC|CEMENTOS PACASMAYO S|DBAB|Deutsche Bank Securities Inc.|100
CPAC|CEMENTOS PACASMAYO S|FBSB|U.S. Bancorp Investments, Inc.|100
CPAC|CEMENTOS PACASMAYO S|FTBR|Foliofn Investments, Inc.|81
CPAC|CEMENTOS PACASMAYO S|GLPX|ACS EXECUTION SERVICES, LLC|100
CPAC|CEMENTOS PACASMAYO S|GSCO|GOLDMAN SACHS & CO. LLC|100
CPAC|CEMENTOS PACASMAYO S|GTSZ|GTS SECURITIES LLC|100
CPAC|CEMENTOS PACASMAYO S|IATS|INTERACTIVE BROKERS LLC|100
CPAC|CEMENTOS PACASMAYO S|IBKR|Interactive Brokers Llc|150
CPAC|CEMENTOS PACASMAYO S|ITGI|ITG Inc.|90
CPAC|CEMENTOS PACASMAYO S|JEFF|JEFFERIES LLC|16
CPAC|CEMENTOS PACASMAYO S|LSCI|Lek Securities Corporation|14200
CPAC|CEMENTOS PACASMAYO S|MSCO|MORGAN STANLEY & CO. LLC|14766
CPAC|CEMENTOS PACASMAYO S|NFSC|National Financial Services LLC|2270
CPAC|CEMENTOS PACASMAYO S|NITE|VIRTU Americas LLC|1643
CPAC|CEMENTOS PACASMAYO S|NQRB|Brut, LLC|1700
CPAC|CEMENTOS PACASMAYO S|PDQM|CODA MARKETS, INC.|100
CPAC|CEMENTOS PACASMAYO S|SGMT|GOLDMAN SACHS & CO. LLC|100
CPAC|CEMENTOS PACASMAYO S|SWIM|TD Ameritrade, Inc.|13
CPAC|CEMENTOS PACASMAYO S|UBSA|UBS SECURITIES LLC|20
CPAC|CEMENTOS PACASMAYO S|UBSS|UBS Securities LLC|206
CPAC|CEMENTOS PACASMAYO S|WSEA|WOLVERINE SECURITIES, LLC|50
CPAH|COUNTERPATH CORP|ALTX|Alternet Securities Inc.|100
CPAH|COUNTERPATH CORP|APCC|Apex Clearing Corporation|13849
CPAH|COUNTERPATH CORP|BATM|CBOE TRADING, INC.|102
CPAH|COUNTERPATH CORP|BIMI|Banca IMI Securities Corp.|900
CPAH|COUNTERPATH CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23
CPAH|COUNTERPATH CORP|BYXM|CBOE TRADING, INC.|100
CPAH|COUNTERPATH CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2702
CPAH|COUNTERPATH CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CPAH|COUNTERPATH CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
CPAH|COUNTERPATH CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3918
CPAH|COUNTERPATH CORP|DBAB|Deutsche Bank Securities Inc.|2400
CPAH|COUNTERPATH CORP|DBAX|Deutsche Bank Securities Inc.|600
CPAH|COUNTERPATH CORP|DEAN|MORGAN STANLEY|250
CPAH|COUNTERPATH CORP|DEGS|RONIN PROFESSIONAL LLC|4932
CPAH|COUNTERPATH CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
CPAH|COUNTERPATH CORP|EBXL|EBX LLC|2900
CPAH|COUNTERPATH CORP|EGXM|CBOE TRADING, INC.|141
CPAH|COUNTERPATH CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2525
CPAH|COUNTERPATH CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
CPAH|COUNTERPATH CORP|ETRS|E*Trade Securities LLC|37605
CPAH|COUNTERPATH CORP|FBCO|Credit Suisse Securities (USA) LLC|13501
CPAH|COUNTERPATH CORP|FMAF|NBCN Inc./ CDS|2122
CPAH|COUNTERPATH CORP|FOMA|TD AMERITRADE CLEARING, INC.|174844
CPAH|COUNTERPATH CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|658
CPAH|COUNTERPATH CORP|GLPX|ACS EXECUTION SERVICES, LLC|2906
CPAH|COUNTERPATH CORP|GSCO|GOLDMAN SACHS & CO. LLC|100
CPAH|COUNTERPATH CORP|GSLT|GOLDMAN SACHS & CO. LLC|1250
CPAH|COUNTERPATH CORP|GTSZ|GTS SECURITIES LLC|5648
CPAH|COUNTERPATH CORP|IATS|INTERACTIVE BROKERS LLC|21312
CPAH|COUNTERPATH CORP|IBKR|Interactive Brokers Llc|110951
CPAH|COUNTERPATH CORP|ICBX|INSTINET, LLC|1800
CPAH|COUNTERPATH CORP|INCA|INSTINET, LLC|15270
CPAH|COUNTERPATH CORP|INJX|INSTINET, LLC|200
CPAH|COUNTERPATH CORP|ITGI|ITG Inc.|17685
CPAH|COUNTERPATH CORP|ITGP|ITG INC.|2000
CPAH|COUNTERPATH CORP|JEFF|JEFFERIES LLC|100
CPAH|COUNTERPATH CORP|JSJX|JANE STREET CAPITAL LLC|7450
CPAH|COUNTERPATH CORP|LEHM|Barclays Capital Inc./Le|2100
CPAH|COUNTERPATH CORP|LIME|Lime Brokerage LLC|12723
CPAH|COUNTERPATH CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CPAH|COUNTERPATH CORP|MSCO|MORGAN STANLEY & CO. LLC|28454
CPAH|COUNTERPATH CORP|MSPL|MORGAN STANLEY & CO. LLC|1000
CPAH|COUNTERPATH CORP|NFSC|National Financial Services LLC|100706
CPAH|COUNTERPATH CORP|NITE|VIRTU Americas LLC|162241
CPAH|COUNTERPATH CORP|NQRB|Brut, LLC|1
CPAH|COUNTERPATH CORP|PDQM|CODA MARKETS, INC.|3410
CPAH|COUNTERPATH CORP|PWJC|UBS Financial Services, Inc.|700
CPAH|COUNTERPATH CORP|SAGL|SAGETRADER, LLC|100
CPAH|COUNTERPATH CORP|SBSH|Citigroup Global Markets Inc.|1611
CPAH|COUNTERPATH CORP|SGMT|GOLDMAN SACHS & CO. LLC|600
CPAH|COUNTERPATH CORP|SPDR|SPEEDROUTE LLC|2096
CPAH|COUNTERPATH CORP|SWIM|TD Ameritrade, Inc.|69856
CPAH|COUNTERPATH CORP|TKNG|ALLY INVEST SECURITIES LLC|9315
CPAH|COUNTERPATH CORP|TRCM|TRC MARKETS LLC|1734
CPAH|COUNTERPATH CORP|UBSA|UBS SECURITIES LLC|6851
CPAH|COUNTERPATH CORP|UBSS|UBS Securities LLC|23104
CPAH|COUNTERPATH CORP|VALX|VIRTU AMERICAS LLC|2776
CPAH|COUNTERPATH CORP|VGRD|Vanguard Marketing Corporation|2990
CPAH|COUNTERPATH CORP|WCHV|WELLS FARGO SECURITIES, LLC|5800
CPAH|COUNTERPATH CORP|WSEA|WOLVERINE SECURITIES, LLC|6210
CPAH|COUNTERPATH CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CPB|CAMPBELL SOUP CO|ABLE|NATIXIS Securities Americas LLC|433565
CPB|CAMPBELL SOUP CO|ADAM|CANACCORD GENUITY INC.|6203
CPB|CAMPBELL SOUP CO|AGIS|Aegis Capital Corp.|6267
CPB|CAMPBELL SOUP CO|ALTX|Alternet Securities Inc.|92243
CPB|CAMPBELL SOUP CO|ANOS|ABEL/NOSER, L.L.C.|7850
CPB|CAMPBELL SOUP CO|APCC|Apex Clearing Corporation|73447
CPB|CAMPBELL SOUP CO|AQUA|AQUA SECURITIES L.P.|29800
CPB|CAMPBELL SOUP CO|AVON|Avondale Partners, LLC|600
CPB|CAMPBELL SOUP CO|BANK|Primevest Financial Services, Inc.|1522
CPB|CAMPBELL SOUP CO|BARD|Robert W. Baird & Co. Incorporated|26775
CPB|CAMPBELL SOUP CO|BATM|CBOE TRADING, INC.|49675
CPB|CAMPBELL SOUP CO|BAYC|BAY CREST PARTNERS, LLC|72641
CPB|CAMPBELL SOUP CO|BAYT|BTIG, LLC|3000
CPB|CAMPBELL SOUP CO|BBNT|BB&T SECURITIES, LLC|13471
CPB|CAMPBELL SOUP CO|BERN|Sanford C. Bernstein & Co., LLC|1025169
CPB|CAMPBELL SOUP CO|BIDS|BIDS TRADING L.P.|15100
CPB|CAMPBELL SOUP CO|BIMI|Banca IMI Securities Corp.|800
CPB|CAMPBELL SOUP CO|BKCM|BNY Mellon Capital Markets LLC|603
CPB|CAMPBELL SOUP CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|81201
CPB|CAMPBELL SOUP CO|BLKX|INSTINET, LLC|179000
CPB|CAMPBELL SOUP CO|BMOC|BMO Capital Markets Corp.|138520
CPB|CAMPBELL SOUP CO|BNCH|The Benchmark Company, LLC|80
CPB|CAMPBELL SOUP CO|BNPX|BNP PARIBAS SECURITIES CORP.|143285
CPB|CAMPBELL SOUP CO|BTIG|BTIG, LLC|76720
CPB|CAMPBELL SOUP CO|BYXM|CBOE TRADING, INC.|12486
CPB|CAMPBELL SOUP CO|BZYD|GOLDMAN SACHS & CO. LLC|600
CPB|CAMPBELL SOUP CO|CANT|Cantor Fitzgerald & Co.|8508
CPB|CAMPBELL SOUP CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|36344
CPB|CAMPBELL SOUP CO|CHAS|Charles Schwab & Co., Inc.|21418
CPB|CAMPBELL SOUP CO|CIBP|CIBC World Markets Corp.|10642
CPB|CAMPBELL SOUP CO|CICF|Canaccord Genuity Corp.|307
CPB|CAMPBELL SOUP CO|CIST|Capital Institutional Services, Inc.|5397
CPB|CAMPBELL SOUP CO|CLSA|CLSA AMERICAS, LLC|75200
CPB|CAMPBELL SOUP CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|428598
CPB|CAMPBELL SOUP CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|27420
CPB|CAMPBELL SOUP CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|128610
CPB|CAMPBELL SOUP CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2430756
CPB|CAMPBELL SOUP CO|CTDE|CHOICETRADE|1
CPB|CAMPBELL SOUP CO|CTDL|Citadel Derivatives Group Llc|125386
CPB|CAMPBELL SOUP CO|CTLR|CUTLER GROUP, LP|20656
CPB|CAMPBELL SOUP CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|396682
CPB|CAMPBELL SOUP CO|DADA|D.A. Davidson & Co.|18989
CPB|CAMPBELL SOUP CO|DAVA|Davenport & Company LLC|3
CPB|CAMPBELL SOUP CO|DBAB|Deutsche Bank Securities Inc.|1696244
CPB|CAMPBELL SOUP CO|DBAX|Deutsche Bank Securities Inc.|2401700
CPB|CAMPBELL SOUP CO|DCHF|Dart Executions, LLC|16154
CPB|CAMPBELL SOUP CO|DEAN|MORGAN STANLEY|68177
CPB|CAMPBELL SOUP CO|DEGS|RONIN PROFESSIONAL LLC|8800
CPB|CAMPBELL SOUP CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27870
CPB|CAMPBELL SOUP CO|DIVA|Divine Capital Markets LLC|24518
CPB|CAMPBELL SOUP CO|DRWK|DRW SECURITIES, L.L.C.|33415
CPB|CAMPBELL SOUP CO|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|19881
CPB|CAMPBELL SOUP CO|EBXL|EBX LLC|1176900
CPB|CAMPBELL SOUP CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|157476
CPB|CAMPBELL SOUP CO|EDJC|Edward Jones / CDS|1338
CPB|CAMPBELL SOUP CO|EDJO|Edward D. Jones & Co., L.P.|80641
CPB|CAMPBELL SOUP CO|EGAM|CBOE TRADING, INC.|171696
CPB|CAMPBELL SOUP CO|EGAW|CBOE TRADING, INC.|1957
CPB|CAMPBELL SOUP CO|EGMT|EG MARKET TECHNOLOGIES LLC|1100
CPB|CAMPBELL SOUP CO|EGXM|CBOE TRADING, INC.|38306
CPB|CAMPBELL SOUP CO|EGXW|CBOE TRADING, INC.|530
CPB|CAMPBELL SOUP CO|ETBE|Electronic Transaction Clearing, Inc.|127267
CPB|CAMPBELL SOUP CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
CPB|CAMPBELL SOUP CO|ETCB|ETC BROKERAGE SERVICES, LLC|1000
CPB|CAMPBELL SOUP CO|ETCC|Electronic Transaction Clearing, Inc.|1059
CPB|CAMPBELL SOUP CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69064
CPB|CAMPBELL SOUP CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|900
CPB|CAMPBELL SOUP CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6647
CPB|CAMPBELL SOUP CO|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|17554
CPB|CAMPBELL SOUP CO|ETRS|E*Trade Securities LLC|1138460
CPB|CAMPBELL SOUP CO|FCST|INTL FCSTONE FINANCIAL INC.|500
CPB|CAMPBELL SOUP CO|FFSI|Firstrade Securities Inc.|356
CPB|CAMPBELL SOUP CO|FIDT|Fidelity Clearing Canada ULC./ CDS|1
CPB|CAMPBELL SOUP CO|FILL|Tradestation Securities, Inc.|162823
CPB|CAMPBELL SOUP CO|FINX|FINTECH SECURITIES|2918
CPB|CAMPBELL SOUP CO|FMAF|NBCN Inc./ CDS|17696
CPB|CAMPBELL SOUP CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|146242
CPB|CAMPBELL SOUP CO|FQLS|Quantlab Securities LP|1721201
CPB|CAMPBELL SOUP CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|254792
CPB|CAMPBELL SOUP CO|FTBR|Foliofn Investments, Inc.|22939
CPB|CAMPBELL SOUP CO|GEBB|GLOBAL EXECUTION BROKERS, LP|80239
CPB|CAMPBELL SOUP CO|GLIS|TD Securities Inc|14216
CPB|CAMPBELL SOUP CO|GLPX|ACS EXECUTION SERVICES, LLC|345230
CPB|CAMPBELL SOUP CO|GSCO|GOLDMAN SACHS & CO. LLC|7805990
CPB|CAMPBELL SOUP CO|GSCS|GOLDMAN SACHS & CO. LLC|88263
CPB|CAMPBELL SOUP CO|GSLT|GOLDMAN SACHS & CO. LLC|100841
CPB|CAMPBELL SOUP CO|GTSZ|GTS SECURITIES LLC|490361
CPB|CAMPBELL SOUP CO|GUGS|Guggenheim Securities, LLC|20100
CPB|CAMPBELL SOUP CO|HAPX|HAP Trading, LLC|600
CPB|CAMPBELL SOUP CO|HRBF|American Enterprise Investment Services Inc.|68843
CPB|CAMPBELL SOUP CO|HSBC|HSBC Securities, Inc.|13329
CPB|CAMPBELL SOUP CO|IATS|INTERACTIVE BROKERS LLC|124107
CPB|CAMPBELL SOUP CO|IBKR|Interactive Brokers Llc|329409
CPB|CAMPBELL SOUP CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8054
CPB|CAMPBELL SOUP CO|ICBX|INSTINET, LLC|408369
CPB|CAMPBELL SOUP CO|IEQY|CITADEL SECURITIES LLC|867099
CPB|CAMPBELL SOUP CO|IMPC|Imperial Capital, LLC|50200
CPB|CAMPBELL SOUP CO|INCA|INSTINET, LLC|1605705
CPB|CAMPBELL SOUP CO|INJX|INSTINET, LLC|77386
CPB|CAMPBELL SOUP CO|INTL|INTL FCSTONE FINANCIAL INC.|75
CPB|CAMPBELL SOUP CO|ITGI|ITG Inc.|558171
CPB|CAMPBELL SOUP CO|ITGP|ITG INC.|1494400
CPB|CAMPBELL SOUP CO|JANY|Janney Montgomery Scott Inc.|29782
CPB|CAMPBELL SOUP CO|JEFF|JEFFERIES LLC|737831
CPB|CAMPBELL SOUP CO|JMPT|JUMP TRADING, LLC|511174
CPB|CAMPBELL SOUP CO|JPBX|J.P. MORGAN SECURITIES LLC|902760
CPB|CAMPBELL SOUP CO|JPMX|J.P. Morgan Securities LLC|2288746
CPB|CAMPBELL SOUP CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|384
CPB|CAMPBELL SOUP CO|JSJX|JANE STREET CAPITAL LLC|38758
CPB|CAMPBELL SOUP CO|JUTA|JUMP TRADING, LLC|300
CPB|CAMPBELL SOUP CO|KCGM|VIRTU Americas LLC|499886
CPB|CAMPBELL SOUP CO|KCRD|PHX FINANCIAL, INC.|1350
CPB|CAMPBELL SOUP CO|KEYB|KEYBANC CAPITAL MARKETS INC.|342000
CPB|CAMPBELL SOUP CO|KING|C. L. King & Associates, Inc.|100
CPB|CAMPBELL SOUP CO|LAFC|R. F. Lafferty & Co., Inc.|10483
CPB|CAMPBELL SOUP CO|LBKI|Libucki & Co., LLC|28800
CPB|CAMPBELL SOUP CO|LEHM|Barclays Capital Inc./Le|4668684
CPB|CAMPBELL SOUP CO|LIME|Lime Brokerage LLC|219082
CPB|CAMPBELL SOUP CO|LIWD|LIME BROKERAGE LLC|80
CPB|CAMPBELL SOUP CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|80878
CPB|CAMPBELL SOUP CO|LOOP|Loop Capital Markets LLC|2873
CPB|CAMPBELL SOUP CO|LQNA|LIQUIDNET, INC.|356200
CPB|CAMPBELL SOUP CO|LSCI|Lek Securities Corporation|4958
CPB|CAMPBELL SOUP CO|LTCO|Ladenburg, Thalmann & Co., Inc.|12772
CPB|CAMPBELL SOUP CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4086
CPB|CAMPBELL SOUP CO|MACC|Mid Atlantic Capital Corporation|16120
CPB|CAMPBELL SOUP CO|MAXM|Maxim Group LLC|121845
CPB|CAMPBELL SOUP CO|MBTS|ALLY INVEST SECURITIES LLC|25876
CPB|CAMPBELL SOUP CO|MCMF|Raymond James Ltd. Cds|2500
CPB|CAMPBELL SOUP CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|764888
CPB|CAMPBELL SOUP CO|MNDX|TJM Investments, LLC|29334
CPB|CAMPBELL SOUP CO|MOTF|MOTIF INVESTING, INC.|18
CPB|CAMPBELL SOUP CO|MPSG|E D & F Man Capital Markets Inc.|6297
CPB|CAMPBELL SOUP CO|MSCO|MORGAN STANLEY & CO. LLC|21964148
CPB|CAMPBELL SOUP CO|MSPL|MORGAN STANLEY & CO. LLC|2684800
CPB|CAMPBELL SOUP CO|MSTX|MORGAN STANLEY & CO. LLC|2288400
CPB|CAMPBELL SOUP CO|MZHO|Mizuho Securities USA LLC|328400
CPB|CAMPBELL SOUP CO|NATL|National Securities Corporation|3500
CPB|CAMPBELL SOUP CO|NBCS|NBC Securities, INC.|100
CPB|CAMPBELL SOUP CO|NEUB|NEUBERGER BERMAN BD LLC|119
CPB|CAMPBELL SOUP CO|NFSC|National Financial Services LLC|1878468
CPB|CAMPBELL SOUP CO|NITE|VIRTU Americas LLC|5461709
CPB|CAMPBELL SOUP CO|NITP|VIRTU Americas LLC|12032
CPB|CAMPBELL SOUP CO|NQRB|Brut, LLC|77621
CPB|CAMPBELL SOUP CO|NTBF|BMO Nesbitt Burns Inc./CDS|6264
CPB|CAMPBELL SOUP CO|NTRC|Northern Trust Securities, Inc.|5167
CPB|CAMPBELL SOUP CO|OHOS|TWO SIGMA SECURITIES, LLC|263944
CPB|CAMPBELL SOUP CO|OPCO|Oppenheimer & Co. Inc.|61853
CPB|CAMPBELL SOUP CO|PCPT|PHILLIP CAPITAL INC.|34
CPB|CAMPBELL SOUP CO|PDQM|CODA MARKETS, INC.|432264
CPB|CAMPBELL SOUP CO|PHLY|NASDAQ Execution Services, LLC|44400
CPB|CAMPBELL SOUP CO|PICT|Pictet Overseas Inc.|500
CPB|CAMPBELL SOUP CO|PIPR|Piper Jaffray & Co.|199300
CPB|CAMPBELL SOUP CO|POIN|PRECISION SECURITIES, LLC (POIN)|600
CPB|CAMPBELL SOUP CO|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|26900
CPB|CAMPBELL SOUP CO|PWJC|UBS Financial Services, Inc.|78890
CPB|CAMPBELL SOUP CO|QMSR|QUATTRO M SECURITIES INC.|5147
CPB|CAMPBELL SOUP CO|RBCM|RBC CAPITAL MARKETS, LLC|149165
CPB|CAMPBELL SOUP CO|RDBN|Redburn Partners (USA) LP|1100
CPB|CAMPBELL SOUP CO|RGLD|Regal Securities, Inc|150
CPB|CAMPBELL SOUP CO|RHCO|Suntrust Robinson Humphrey, Inc.|12552
CPB|CAMPBELL SOUP CO|SAGL|SAGETRADER, LLC|163727
CPB|CAMPBELL SOUP CO|SAGW|SAGETRADER, LLC|400
CPB|CAMPBELL SOUP CO|SALI|INTL FCSTONE FINANCIAL INC.|3770
CPB|CAMPBELL SOUP CO|SBRX|MURIEL SIEBERT & CO INC|860
CPB|CAMPBELL SOUP CO|SBSH|Citigroup Global Markets Inc.|929729
CPB|CAMPBELL SOUP CO|SEIC|SEI Investments Distribution Co.|400
CPB|CAMPBELL SOUP CO|SGMT|GOLDMAN SACHS & CO. LLC|850888
CPB|CAMPBELL SOUP CO|SIBO|Prime Executions, Inc.|41299
CPB|CAMPBELL SOUP CO|SJLS|TRADE INFORMATICS LLC|300
CPB|CAMPBELL SOUP CO|SOGO|Wang Investment Associates, Inc.|242
CPB|CAMPBELL SOUP CO|SPDR|SPEEDROUTE LLC|92848
CPB|CAMPBELL SOUP CO|SPHN|Stephens Inc.|2100
CPB|CAMPBELL SOUP CO|SPTD|MINT GLOBAL MARKETS, INC.|14725
CPB|CAMPBELL SOUP CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|12700
CPB|CAMPBELL SOUP CO|STFL|Stifel, Nicolaus & Company, Incorporated|53566
CPB|CAMPBELL SOUP CO|STKP|STOCKPILE INVESTMENTS, INC.|296
CPB|CAMPBELL SOUP CO|STRS|STRATEGAS RESEARCH PARTNERS|6600
CPB|CAMPBELL SOUP CO|STXG|Stockcross Financial Services, Inc.|100
CPB|CAMPBELL SOUP CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13979
CPB|CAMPBELL SOUP CO|SWIM|TD Ameritrade, Inc.|4106739
CPB|CAMPBELL SOUP CO|SWST|Hilltop Securities Inc.|28098
CPB|CAMPBELL SOUP CO|TAGC|TELSEY ADVISORY GROUP LLC|833
CPB|CAMPBELL SOUP CO|TKNG|ALLY INVEST SECURITIES LLC|21729
CPB|CAMPBELL SOUP CO|TRBT|Tradebot Systems, Inc.|2006922
CPB|CAMPBELL SOUP CO|TRCM|TRC MARKETS LLC|1333896
CPB|CAMPBELL SOUP CO|TWTT|TASTYWORKS, INC.|2283
CPB|CAMPBELL SOUP CO|UBSA|UBS SECURITIES LLC|4267119
CPB|CAMPBELL SOUP CO|UBSS|UBS Securities LLC|5059811
CPB|CAMPBELL SOUP CO|VALX|VIRTU AMERICAS LLC|39129
CPB|CAMPBELL SOUP CO|VERT|The Vertical Trading Group, LLC|4500
CPB|CAMPBELL SOUP CO|VGRD|Vanguard Marketing Corporation|93133
CPB|CAMPBELL SOUP CO|VNDM|Wall Street Access|4025
CPB|CAMPBELL SOUP CO|VSIN|Vision Financial Markets Llc|131
CPB|CAMPBELL SOUP CO|WABR|Wall Street Access|400
CPB|CAMPBELL SOUP CO|WBLR|WILLIAM BLAIR|5775
CPB|CAMPBELL SOUP CO|WBPX|SUMMIT SECURITIES GROUP, LLC|7922
CPB|CAMPBELL SOUP CO|WCHV|WELLS FARGO SECURITIES, LLC|679224
CPB|CAMPBELL SOUP CO|WDNX|WEEDEN & CO.L.P.|4574
CPB|CAMPBELL SOUP CO|WEDB|WEDBUSH SECURITIES INC.|53591
CPB|CAMPBELL SOUP CO|WEED|Weeden & Co.L.P.|23039
CPB|CAMPBELL SOUP CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|232541
CPB|CAMPBELL SOUP CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|449477
CPB|CAMPBELL SOUP CO|WGIF|CIBC World Markets Inc.|22989
CPB|CAMPBELL SOUP CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9837
CPB|CAMPBELL SOUP CO|WOLF|Wolfe Trahan Securities|6200
CPB|CAMPBELL SOUP CO|WORD|Worden Capital Management LLC|110
CPB|CAMPBELL SOUP CO|WSAG|WALL STREET ACCESS|36
CPB|CAMPBELL SOUP CO|WSEA|WOLVERINE SECURITIES, LLC|401207
CPB|CAMPBELL SOUP CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1017
CPB|CAMPBELL SOUP CO|XIST|INSTINET, LLC|269060
CPB|CAMPBELL SOUP CO|XPQR|Jump Trading|3167
CPB|CAMPBELL SOUP CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|533804
CPB|CAMPBELL SOUP CO|YKNA|COMHAR CAPITAL MARKETS, LLC|15514
CPB|CAMPBELL SOUP CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|69672
CPE|CALLON PETROLEUM|ABLE|NATIXIS Securities Americas LLC|1047139
CPE|CALLON PETROLEUM|ADAM|CANACCORD GENUITY INC.|674597
CPE|CALLON PETROLEUM|ALTX|Alternet Securities Inc.|23839
CPE|CALLON PETROLEUM|ANOS|ABEL/NOSER, L.L.C.|37663
CPE|CALLON PETROLEUM|APCC|Apex Clearing Corporation|23982
CPE|CALLON PETROLEUM|BANK|Primevest Financial Services, Inc.|30
CPE|CALLON PETROLEUM|BARD|Robert W. Baird & Co. Incorporated|4018
CPE|CALLON PETROLEUM|BATM|CBOE TRADING, INC.|9676
CPE|CALLON PETROLEUM|BAYT|BTIG, LLC|10600
CPE|CALLON PETROLEUM|BBNT|BB&T SECURITIES, LLC|5717
CPE|CALLON PETROLEUM|BERN|Sanford C. Bernstein & Co., LLC|665204
CPE|CALLON PETROLEUM|BIAD|SAGETRADER, LLC|5256
CPE|CALLON PETROLEUM|BIDS|BIDS TRADING L.P.|62381
CPE|CALLON PETROLEUM|BKCM|BNY Mellon Capital Markets LLC|46417
CPE|CALLON PETROLEUM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62174
CPE|CALLON PETROLEUM|BLKX|INSTINET, LLC|894918
CPE|CALLON PETROLEUM|BMOC|BMO Capital Markets Corp.|2760092
CPE|CALLON PETROLEUM|BNPX|BNP PARIBAS SECURITIES CORP.|277675
CPE|CALLON PETROLEUM|BRVL|BLAYLOCK VAN, LLC|800
CPE|CALLON PETROLEUM|BTIG|BTIG, LLC|117879
CPE|CALLON PETROLEUM|BYXM|CBOE TRADING, INC.|5550
CPE|CALLON PETROLEUM|CANT|Cantor Fitzgerald & Co.|6772
CPE|CALLON PETROLEUM|CBLC|CITIGROUP GLOBAL MARKETS INC.|302000
CPE|CALLON PETROLEUM|CHAS|Charles Schwab & Co., Inc.|70489
CPE|CALLON PETROLEUM|CIST|Capital Institutional Services, Inc.|28815
CPE|CALLON PETROLEUM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1353555
CPE|CALLON PETROLEUM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34809
CPE|CALLON PETROLEUM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2445765
CPE|CALLON PETROLEUM|CSMS|CORNERSTONE MACRO LLC|12909
CPE|CALLON PETROLEUM|CTDE|CHOICETRADE|640
CPE|CALLON PETROLEUM|CTDL|Citadel Derivatives Group Llc|31883
CPE|CALLON PETROLEUM|CTLR|CUTLER GROUP, LP|9827
CPE|CALLON PETROLEUM|CXCX|CITIGROUP GLOBAL MARKETS INC.|795210
CPE|CALLON PETROLEUM|DADA|D.A. Davidson & Co.|4500
CPE|CALLON PETROLEUM|DBAB|Deutsche Bank Securities Inc.|4338572
CPE|CALLON PETROLEUM|DBAX|Deutsche Bank Securities Inc.|5080300
CPE|CALLON PETROLEUM|DBUL|Deutsche Bank Securities Inc.|1500
CPE|CALLON PETROLEUM|DCHF|Dart Executions, LLC|5375
CPE|CALLON PETROLEUM|DEAN|MORGAN STANLEY|53673
CPE|CALLON PETROLEUM|DEGS|RONIN PROFESSIONAL LLC|2700
CPE|CALLON PETROLEUM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8549
CPE|CALLON PETROLEUM|EBXL|EBX LLC|1976500
CPE|CALLON PETROLEUM|ECUT|CONVERGEX EXECUTION SOLUTIONS|451741
CPE|CALLON PETROLEUM|EDJO|Edward D. Jones & Co., L.P.|9830
CPE|CALLON PETROLEUM|EGAM|CBOE TRADING, INC.|57561
CPE|CALLON PETROLEUM|EGAW|CBOE TRADING, INC.|979
CPE|CALLON PETROLEUM|EGMT|EG MARKET TECHNOLOGIES LLC|100
CPE|CALLON PETROLEUM|EGXM|CBOE TRADING, INC.|4813
CPE|CALLON PETROLEUM|ELEV|ELEVATION, LLC|31187
CPE|CALLON PETROLEUM|ETBE|Electronic Transaction Clearing, Inc.|54620
CPE|CALLON PETROLEUM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CPE|CALLON PETROLEUM|ETCB|ETC BROKERAGE SERVICES, LLC|2000
CPE|CALLON PETROLEUM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5838
CPE|CALLON PETROLEUM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|508
CPE|CALLON PETROLEUM|ETRS|E*Trade Securities LLC|886414
CPE|CALLON PETROLEUM|EVRS|E1 ASSET MANAGEMENT, INC.|725
CPE|CALLON PETROLEUM|FBRC|B. RILEY FBR, INC.|5400
CPE|CALLON PETROLEUM|FBSB|U.S. Bancorp Investments, Inc.|191
CPE|CALLON PETROLEUM|FILL|Tradestation Securities, Inc.|55747
CPE|CALLON PETROLEUM|FMAF|NBCN Inc./ CDS|7790
CPE|CALLON PETROLEUM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100162
CPE|CALLON PETROLEUM|FQLS|Quantlab Securities LP|1183019
CPE|CALLON PETROLEUM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|407741
CPE|CALLON PETROLEUM|FTBR|Foliofn Investments, Inc.|5507
CPE|CALLON PETROLEUM|GEBB|GLOBAL EXECUTION BROKERS, LP|29756
CPE|CALLON PETROLEUM|GLIS|TD Securities Inc|5190
CPE|CALLON PETROLEUM|GLPX|ACS EXECUTION SERVICES, LLC|113783
CPE|CALLON PETROLEUM|GSCO|GOLDMAN SACHS & CO. LLC|6070747
CPE|CALLON PETROLEUM|GSCS|GOLDMAN SACHS & CO. LLC|79689
CPE|CALLON PETROLEUM|GSLT|GOLDMAN SACHS & CO. LLC|47429
CPE|CALLON PETROLEUM|GTSZ|GTS SECURITIES LLC|365115
CPE|CALLON PETROLEUM|GUGS|Guggenheim Securities, LLC|26281
CPE|CALLON PETROLEUM|HASF|Haywood Securities Inc./CDS|864
CPE|CALLON PETROLEUM|HRBF|American Enterprise Investment Services Inc.|23884
CPE|CALLON PETROLEUM|IATS|INTERACTIVE BROKERS LLC|196774
CPE|CALLON PETROLEUM|IBKR|Interactive Brokers Llc|295301
CPE|CALLON PETROLEUM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8237
CPE|CALLON PETROLEUM|ICBX|INSTINET, LLC|1038786
CPE|CALLON PETROLEUM|IEQY|CITADEL SECURITIES LLC|474275
CPE|CALLON PETROLEUM|IMPC|Imperial Capital, LLC|1600
CPE|CALLON PETROLEUM|INCA|INSTINET, LLC|998057
CPE|CALLON PETROLEUM|INJX|INSTINET, LLC|208926
CPE|CALLON PETROLEUM|ITGI|ITG Inc.|196155
CPE|CALLON PETROLEUM|ITGP|ITG INC.|1341000
CPE|CALLON PETROLEUM|JANY|Janney Montgomery Scott Inc.|29121
CPE|CALLON PETROLEUM|JEFF|JEFFERIES LLC|1119975
CPE|CALLON PETROLEUM|JMPT|JUMP TRADING, LLC|438284
CPE|CALLON PETROLEUM|JONE|JonesTrading|174
CPE|CALLON PETROLEUM|JPBX|J.P. MORGAN SECURITIES LLC|575154
CPE|CALLON PETROLEUM|JPMX|J.P. Morgan Securities LLC|5532302
CPE|CALLON PETROLEUM|JRCO|Johnson Rice & Company L.L.C.|13945
CPE|CALLON PETROLEUM|JSEB|JANE STREET EXECUTION SERVICES, LLC|8600
CPE|CALLON PETROLEUM|JSJX|JANE STREET CAPITAL LLC|35415
CPE|CALLON PETROLEUM|KCGM|VIRTU Americas LLC|403699
CPE|CALLON PETROLEUM|KCRD|PHX FINANCIAL, INC.|15167
CPE|CALLON PETROLEUM|KEYB|KEYBANC CAPITAL MARKETS INC.|587
CPE|CALLON PETROLEUM|KRSH|Kershner Securities, LLC|21333
CPE|CALLON PETROLEUM|LEHM|Barclays Capital Inc./Le|4494718
CPE|CALLON PETROLEUM|LIME|Lime Brokerage LLC|242209
CPE|CALLON PETROLEUM|LMNX|LUMINEX TRADING & ANALYTICS LLC|129600
CPE|CALLON PETROLEUM|LOOP|Loop Capital Markets LLC|4700
CPE|CALLON PETROLEUM|LQNA|LIQUIDNET, INC.|349000
CPE|CALLON PETROLEUM|LSCI|Lek Securities Corporation|32550
CPE|CALLON PETROLEUM|LVMR|LIVERMORE TRADING GROUP, INC.|25200
CPE|CALLON PETROLEUM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CPE|CALLON PETROLEUM|MAXM|Maxim Group LLC|2172
CPE|CALLON PETROLEUM|MBTS|ALLY INVEST SECURITIES LLC|44
CPE|CALLON PETROLEUM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1411363
CPE|CALLON PETROLEUM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|32595
CPE|CALLON PETROLEUM|MNDX|TJM Investments, LLC|216106
CPE|CALLON PETROLEUM|MOTF|MOTIF INVESTING, INC.|13
CPE|CALLON PETROLEUM|MSCO|MORGAN STANLEY & CO. LLC|5623636
CPE|CALLON PETROLEUM|MSPL|MORGAN STANLEY & CO. LLC|3500200
CPE|CALLON PETROLEUM|MSTX|MORGAN STANLEY & CO. LLC|2286000
CPE|CALLON PETROLEUM|MULL|MARK J. MULLER EQUITIES, INC.|9400
CPE|CALLON PETROLEUM|NEUB|NEUBERGER BERMAN BD LLC|173
CPE|CALLON PETROLEUM|NFSC|National Financial Services LLC|2096559
CPE|CALLON PETROLEUM|NITE|VIRTU Americas LLC|4032047
CPE|CALLON PETROLEUM|NITP|VIRTU Americas LLC|127472
CPE|CALLON PETROLEUM|NORT|Northland Securities, Inc.|3323
CPE|CALLON PETROLEUM|NQRB|Brut, LLC|82468
CPE|CALLON PETROLEUM|NTBF|BMO Nesbitt Burns Inc./CDS|275
CPE|CALLON PETROLEUM|NTRC|Northern Trust Securities, Inc.|82018
CPE|CALLON PETROLEUM|OGRU|Oscar Gruss & Son, Incorporated|78000
CPE|CALLON PETROLEUM|OPCO|Oppenheimer & Co. Inc.|8596
CPE|CALLON PETROLEUM|PCPT|PHILLIP CAPITAL INC.|800
CPE|CALLON PETROLEUM|PDQM|CODA MARKETS, INC.|80420
CPE|CALLON PETROLEUM|PHLY|NASDAQ Execution Services, LLC|10600
CPE|CALLON PETROLEUM|PIPR|Piper Jaffray & Co.|2952
CPE|CALLON PETROLEUM|PWJC|UBS Financial Services, Inc.|42780
CPE|CALLON PETROLEUM|QMSR|QUATTRO M SECURITIES INC.|19200
CPE|CALLON PETROLEUM|RBCM|RBC CAPITAL MARKETS, LLC|92808
CPE|CALLON PETROLEUM|RGLD|Regal Securities, Inc|64
CPE|CALLON PETROLEUM|SAGL|SAGETRADER, LLC|33600
CPE|CALLON PETROLEUM|SAGW|SAGETRADER, LLC|1895
CPE|CALLON PETROLEUM|SALI|INTL FCSTONE FINANCIAL INC.|27488
CPE|CALLON PETROLEUM|SBSH|Citigroup Global Markets Inc.|1364649
CPE|CALLON PETROLEUM|SCMC|Scotia Capital Markets (USA) Inc.|300
CPE|CALLON PETROLEUM|SEIC|SEI Investments Distribution Co.|2796
CPE|CALLON PETROLEUM|SGMT|GOLDMAN SACHS & CO. LLC|1487829
CPE|CALLON PETROLEUM|SIBO|Prime Executions, Inc.|3700
CPE|CALLON PETROLEUM|SIDC|Sidoti & Company, LLC|700
CPE|CALLON PETROLEUM|SPDR|SPEEDROUTE LLC|70858
CPE|CALLON PETROLEUM|SPGS|Sea Port Group Securities, LLC|6700
CPE|CALLON PETROLEUM|SPHN|Stephens Inc.|90170
CPE|CALLON PETROLEUM|SSBS|STATE STREET GLOBAL MARKETS, LLC|164498
CPE|CALLON PETROLEUM|STFL|Stifel, Nicolaus & Company, Incorporated|698696
CPE|CALLON PETROLEUM|STRS|STRATEGAS RESEARCH PARTNERS|90500
CPE|CALLON PETROLEUM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11578
CPE|CALLON PETROLEUM|SWIM|TD Ameritrade, Inc.|1402196
CPE|CALLON PETROLEUM|SWST|Hilltop Securities Inc.|15777
CPE|CALLON PETROLEUM|TDSI|TD Securities (USA) LLC|588912
CPE|CALLON PETROLEUM|TKNG|ALLY INVEST SECURITIES LLC|40884
CPE|CALLON PETROLEUM|TRBT|Tradebot Systems, Inc.|889785
CPE|CALLON PETROLEUM|TRCM|TRC MARKETS LLC|915673
CPE|CALLON PETROLEUM|TWTT|TASTYWORKS, INC.|400
CPE|CALLON PETROLEUM|UBSA|UBS SECURITIES LLC|4202265
CPE|CALLON PETROLEUM|UBSS|UBS Securities LLC|3003643
CPE|CALLON PETROLEUM|VALX|VIRTU AMERICAS LLC|296635
CPE|CALLON PETROLEUM|VGRD|Vanguard Marketing Corporation|120354
CPE|CALLON PETROLEUM|WABR|Wall Street Access|94
CPE|CALLON PETROLEUM|WBPX|SUMMIT SECURITIES GROUP, LLC|7210
CPE|CALLON PETROLEUM|WCHV|WELLS FARGO SECURITIES, LLC|1269311
CPE|CALLON PETROLEUM|WEDB|WEDBUSH SECURITIES INC.|32890
CPE|CALLON PETROLEUM|WEED|Weeden & Co.L.P.|24553
CPE|CALLON PETROLEUM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|85360
CPE|CALLON PETROLEUM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|119872
CPE|CALLON PETROLEUM|WFPB|Wells Fargo Securities, LLC.|1400
CPE|CALLON PETROLEUM|WGIF|CIBC World Markets Inc.|32504
CPE|CALLON PETROLEUM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1449
CPE|CALLON PETROLEUM|WSAG|WALL STREET ACCESS|800
CPE|CALLON PETROLEUM|WSEA|WOLVERINE SECURITIES, LLC|80171
CPE|CALLON PETROLEUM|XIST|INSTINET, LLC|585406
CPE|CALLON PETROLEUM|XPQR|Jump Trading|397
CPE|CALLON PETROLEUM|XSTM|NATIONAL FINANCIAL SERVICES LLC|402034
CPE|CALLON PETROLEUM|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
CPE|CALLON PETROLEUM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2653
CPE$A|CALLON PETE|BANK|Primevest Financial Services, Inc.|1
CPE$A|CALLON PETE|BATM|CBOE TRADING, INC.|300
CPE$A|CALLON PETE|BBNT|BB&T SECURITIES, LLC|1869
CPE$A|CALLON PETE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
CPE$A|CALLON PETE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|304
CPE$A|CALLON PETE|DBAX|Deutsche Bank Securities Inc.|300
CPE$A|CALLON PETE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7191
CPE$A|CALLON PETE|EDJO|Edward D. Jones & Co., L.P.|70
CPE$A|CALLON PETE|ETRS|E*Trade Securities LLC|3891
CPE$A|CALLON PETE|GSCO|GOLDMAN SACHS & CO. LLC|100
CPE$A|CALLON PETE|GSCS|GOLDMAN SACHS & CO. LLC|826
CPE$A|CALLON PETE|GTSZ|GTS SECURITIES LLC|174
CPE$A|CALLON PETE|HRBF|American Enterprise Investment Services Inc.|332
CPE$A|CALLON PETE|IATS|INTERACTIVE BROKERS LLC|200
CPE$A|CALLON PETE|IBKR|Interactive Brokers Llc|750
CPE$A|CALLON PETE|INCA|INSTINET, LLC|400
CPE$A|CALLON PETE|ITGI|ITG Inc.|47
CPE$A|CALLON PETE|LIME|Lime Brokerage LLC|129
CPE$A|CALLON PETE|MSCO|MORGAN STANLEY & CO. LLC|500
CPE$A|CALLON PETE|NFSC|National Financial Services LLC|3821
CPE$A|CALLON PETE|NITE|VIRTU Americas LLC|11977
CPE$A|CALLON PETE|RBCM|RBC CAPITAL MARKETS, LLC|744
CPE$A|CALLON PETE|SBSH|Citigroup Global Markets Inc.|191
CPE$A|CALLON PETE|SGMT|GOLDMAN SACHS & CO. LLC|274
CPE$A|CALLON PETE|SPHN|Stephens Inc.|21
CPE$A|CALLON PETE|SWIM|TD Ameritrade, Inc.|2795
CPE$A|CALLON PETE|TKNG|ALLY INVEST SECURITIES LLC|300
CPE$A|CALLON PETE|TRBT|Tradebot Systems, Inc.|101
CPE$A|CALLON PETE|UBSA|UBS SECURITIES LLC|1700
CPE$A|CALLON PETE|UBSS|UBS Securities LLC|1903
CPE$A|CALLON PETE|VGRD|Vanguard Marketing Corporation|284
CPE$A|CALLON PETE|WCHV|WELLS FARGO SECURITIES, LLC|1357
CPER|UNITED STATES COPPER|APCC|Apex Clearing Corporation|100
CPER|UNITED STATES COPPER|CANT|Cantor Fitzgerald & Co.|8865
CPER|UNITED STATES COPPER|CHAS|Charles Schwab & Co., Inc.|101
CPER|UNITED STATES COPPER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
CPER|UNITED STATES COPPER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8457
CPER|UNITED STATES COPPER|DBAX|Deutsche Bank Securities Inc.|400
CPER|UNITED STATES COPPER|DEAN|MORGAN STANLEY|430
CPER|UNITED STATES COPPER|EBXL|EBX LLC|400
CPER|UNITED STATES COPPER|ETRS|E*Trade Securities LLC|883
CPER|UNITED STATES COPPER|FILL|Tradestation Securities, Inc.|1600
CPER|UNITED STATES COPPER|FMAF|NBCN Inc./ CDS|100
CPER|UNITED STATES COPPER|IATS|INTERACTIVE BROKERS LLC|230
CPER|UNITED STATES COPPER|IBKR|Interactive Brokers Llc|2963
CPER|UNITED STATES COPPER|INCA|INSTINET, LLC|300
CPER|UNITED STATES COPPER|JANY|Janney Montgomery Scott Inc.|250
CPER|UNITED STATES COPPER|JPMX|J.P. Morgan Securities LLC|200
CPER|UNITED STATES COPPER|JSJX|JANE STREET CAPITAL LLC|15548
CPER|UNITED STATES COPPER|KCGM|VIRTU Americas LLC|300
CPER|UNITED STATES COPPER|LEHM|Barclays Capital Inc./Le|4000
CPER|UNITED STATES COPPER|LIME|Lime Brokerage LLC|1531
CPER|UNITED STATES COPPER|LSCI|Lek Securities Corporation|150
CPER|UNITED STATES COPPER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CPER|UNITED STATES COPPER|MOTF|MOTIF INVESTING, INC.|1
CPER|UNITED STATES COPPER|MSCO|MORGAN STANLEY & CO. LLC|12132
CPER|UNITED STATES COPPER|MSPL|MORGAN STANLEY & CO. LLC|4000
CPER|UNITED STATES COPPER|NFSC|National Financial Services LLC|3880
CPER|UNITED STATES COPPER|NITE|VIRTU Americas LLC|9187
CPER|UNITED STATES COPPER|NITP|VIRTU Americas LLC|21619
CPER|UNITED STATES COPPER|SBSH|Citigroup Global Markets Inc.|200
CPER|UNITED STATES COPPER|SGMT|GOLDMAN SACHS & CO. LLC|100
CPER|UNITED STATES COPPER|SWIM|TD Ameritrade, Inc.|120
CPER|UNITED STATES COPPER|UBSA|UBS SECURITIES LLC|1066
CPER|UNITED STATES COPPER|UBSS|UBS Securities LLC|1427
CPER|UNITED STATES COPPER|VGRD|Vanguard Marketing Corporation|300
CPER|UNITED STATES COPPER|WCHV|WELLS FARGO SECURITIES, LLC|712
CPER|UNITED STATES COPPER|WSEA|WOLVERINE SECURITIES, LLC|112
CPER|UNITED STATES COPPER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2215
CPF|CENTRAL PACIFIC FNCL|ALTX|Alternet Securities Inc.|2028
CPF|CENTRAL PACIFIC FNCL|APCC|Apex Clearing Corporation|15
CPF|CENTRAL PACIFIC FNCL|BATM|CBOE TRADING, INC.|607
CPF|CENTRAL PACIFIC FNCL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46
CPF|CENTRAL PACIFIC FNCL|BNPX|BNP PARIBAS SECURITIES CORP.|11189
CPF|CENTRAL PACIFIC FNCL|BRVL|BLAYLOCK VAN, LLC|100
CPF|CENTRAL PACIFIC FNCL|BTIG|BTIG, LLC|200
CPF|CENTRAL PACIFIC FNCL|BZYD|GOLDMAN SACHS & CO. LLC|1530
CPF|CENTRAL PACIFIC FNCL|CHAS|Charles Schwab & Co., Inc.|497
CPF|CENTRAL PACIFIC FNCL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4906
CPF|CENTRAL PACIFIC FNCL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|407
CPF|CENTRAL PACIFIC FNCL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29708
CPF|CENTRAL PACIFIC FNCL|CTDL|Citadel Derivatives Group Llc|1257
CPF|CENTRAL PACIFIC FNCL|CXCX|CITIGROUP GLOBAL MARKETS INC.|8494
CPF|CENTRAL PACIFIC FNCL|DAVA|Davenport & Company LLC|40
CPF|CENTRAL PACIFIC FNCL|DBAB|Deutsche Bank Securities Inc.|20695
CPF|CENTRAL PACIFIC FNCL|DBAX|Deutsche Bank Securities Inc.|13200
CPF|CENTRAL PACIFIC FNCL|DBUL|Deutsche Bank Securities Inc.|237
CPF|CENTRAL PACIFIC FNCL|DEAN|MORGAN STANLEY|17
CPF|CENTRAL PACIFIC FNCL|DEGS|RONIN PROFESSIONAL LLC|92
CPF|CENTRAL PACIFIC FNCL|EBXL|EBX LLC|20500
CPF|CENTRAL PACIFIC FNCL|ECUT|CONVERGEX EXECUTION SOLUTIONS|2898
CPF|CENTRAL PACIFIC FNCL|EGAM|CBOE TRADING, INC.|700
CPF|CENTRAL PACIFIC FNCL|EGMT|EG MARKET TECHNOLOGIES LLC|200
CPF|CENTRAL PACIFIC FNCL|EGXM|CBOE TRADING, INC.|495
CPF|CENTRAL PACIFIC FNCL|ELEV|ELEVATION, LLC|477
CPF|CENTRAL PACIFIC FNCL|ETBE|Electronic Transaction Clearing, Inc.|1540
CPF|CENTRAL PACIFIC FNCL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
CPF|CENTRAL PACIFIC FNCL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2005
CPF|CENTRAL PACIFIC FNCL|ETRS|E*Trade Securities LLC|2232
CPF|CENTRAL PACIFIC FNCL|FMAF|NBCN Inc./ CDS|100
CPF|CENTRAL PACIFIC FNCL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34007
CPF|CENTRAL PACIFIC FNCL|FTBR|Foliofn Investments, Inc.|148
CPF|CENTRAL PACIFIC FNCL|GLIS|TD Securities Inc|14
CPF|CENTRAL PACIFIC FNCL|GLPX|ACS EXECUTION SERVICES, LLC|1526
CPF|CENTRAL PACIFIC FNCL|GSCO|GOLDMAN SACHS & CO. LLC|79017
CPF|CENTRAL PACIFIC FNCL|GSLT|GOLDMAN SACHS & CO. LLC|216
CPF|CENTRAL PACIFIC FNCL|GTSZ|GTS SECURITIES LLC|8459
CPF|CENTRAL PACIFIC FNCL|HAPX|HAP Trading, LLC|29
CPF|CENTRAL PACIFIC FNCL|HRBF|American Enterprise Investment Services Inc.|290
CPF|CENTRAL PACIFIC FNCL|IATS|INTERACTIVE BROKERS LLC|714
CPF|CENTRAL PACIFIC FNCL|IBKR|Interactive Brokers Llc|472
CPF|CENTRAL PACIFIC FNCL|ICBX|INSTINET, LLC|5300
CPF|CENTRAL PACIFIC FNCL|IEQY|CITADEL SECURITIES LLC|15334
CPF|CENTRAL PACIFIC FNCL|INCA|INSTINET, LLC|15407
CPF|CENTRAL PACIFIC FNCL|INJX|INSTINET, LLC|408
CPF|CENTRAL PACIFIC FNCL|ITGI|ITG Inc.|7567
CPF|CENTRAL PACIFIC FNCL|ITGP|ITG INC.|22800
CPF|CENTRAL PACIFIC FNCL|JEFF|JEFFERIES LLC|52381
CPF|CENTRAL PACIFIC FNCL|JMPT|JUMP TRADING, LLC|3291
CPF|CENTRAL PACIFIC FNCL|JPBX|J.P. MORGAN SECURITIES LLC|2856
CPF|CENTRAL PACIFIC FNCL|JPMX|J.P. Morgan Securities LLC|45939
CPF|CENTRAL PACIFIC FNCL|JSJX|JANE STREET CAPITAL LLC|327
CPF|CENTRAL PACIFIC FNCL|KBWI|Keefe, Bruyette & Woods, Inc.|1337
CPF|CENTRAL PACIFIC FNCL|KCGM|VIRTU Americas LLC|3209
CPF|CENTRAL PACIFIC FNCL|LEHM|Barclays Capital Inc./Le|53520
CPF|CENTRAL PACIFIC FNCL|LIME|Lime Brokerage LLC|15522
CPF|CENTRAL PACIFIC FNCL|LOOP|Loop Capital Markets LLC|2022
CPF|CENTRAL PACIFIC FNCL|LQNA|LIQUIDNET, INC.|12900
CPF|CENTRAL PACIFIC FNCL|LSCI|Lek Securities Corporation|7
CPF|CENTRAL PACIFIC FNCL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16407
CPF|CENTRAL PACIFIC FNCL|MOTF|MOTIF INVESTING, INC.|1
CPF|CENTRAL PACIFIC FNCL|MSCO|MORGAN STANLEY & CO. LLC|102415
CPF|CENTRAL PACIFIC FNCL|MSPL|MORGAN STANLEY & CO. LLC|30300
CPF|CENTRAL PACIFIC FNCL|MSTX|MORGAN STANLEY & CO. LLC|3200
CPF|CENTRAL PACIFIC FNCL|NFSC|National Financial Services LLC|18478
CPF|CENTRAL PACIFIC FNCL|NITE|VIRTU Americas LLC|37238
CPF|CENTRAL PACIFIC FNCL|NQRB|Brut, LLC|400
CPF|CENTRAL PACIFIC FNCL|NTRC|Northern Trust Securities, Inc.|1365
CPF|CENTRAL PACIFIC FNCL|PDQM|CODA MARKETS, INC.|2332
CPF|CENTRAL PACIFIC FNCL|PHLY|NASDAQ Execution Services, LLC|1000
CPF|CENTRAL PACIFIC FNCL|RBCM|RBC CAPITAL MARKETS, LLC|163
CPF|CENTRAL PACIFIC FNCL|RILY|B. RILEY FBR, INC.|149
CPF|CENTRAL PACIFIC FNCL|SAGW|SAGETRADER, LLC|100
CPF|CENTRAL PACIFIC FNCL|SBSH|Citigroup Global Markets Inc.|16365
CPF|CENTRAL PACIFIC FNCL|SGMT|GOLDMAN SACHS & CO. LLC|9623
CPF|CENTRAL PACIFIC FNCL|SPDR|SPEEDROUTE LLC|628
CPF|CENTRAL PACIFIC FNCL|SSBS|STATE STREET GLOBAL MARKETS, LLC|2070
CPF|CENTRAL PACIFIC FNCL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2699
CPF|CENTRAL PACIFIC FNCL|SWIM|TD Ameritrade, Inc.|568
CPF|CENTRAL PACIFIC FNCL|SWST|Hilltop Securities Inc.|9
CPF|CENTRAL PACIFIC FNCL|TKNG|ALLY INVEST SECURITIES LLC|33
CPF|CENTRAL PACIFIC FNCL|TRBT|Tradebot Systems, Inc.|10761
CPF|CENTRAL PACIFIC FNCL|TRCM|TRC MARKETS LLC|6090
CPF|CENTRAL PACIFIC FNCL|UBSA|UBS SECURITIES LLC|69897
CPF|CENTRAL PACIFIC FNCL|UBSS|UBS Securities LLC|65265
CPF|CENTRAL PACIFIC FNCL|VALX|VIRTU AMERICAS LLC|4738
CPF|CENTRAL PACIFIC FNCL|VGRD|Vanguard Marketing Corporation|1417
CPF|CENTRAL PACIFIC FNCL|WCHV|WELLS FARGO SECURITIES, LLC|8533
CPF|CENTRAL PACIFIC FNCL|WDNX|WEEDEN & CO.L.P.|694
CPF|CENTRAL PACIFIC FNCL|WEED|Weeden & Co.L.P.|15316
CPF|CENTRAL PACIFIC FNCL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|177
CPF|CENTRAL PACIFIC FNCL|WGIF|CIBC World Markets Inc.|8
CPF|CENTRAL PACIFIC FNCL|WSEA|WOLVERINE SECURITIES, LLC|242
CPF|CENTRAL PACIFIC FNCL|XIST|INSTINET, LLC|32400
CPF|CENTRAL PACIFIC FNCL|XPQR|Jump Trading|300
CPF|CENTRAL PACIFIC FNCL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
CPF|CENTRAL PACIFIC FNCL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2079
CPG|CRESCENT PT ENERGY|AGIS|Aegis Capital Corp.|330
CPG|CRESCENT PT ENERGY|ALTX|Alternet Securities Inc.|800
CPG|CRESCENT PT ENERGY|ANOS|ABEL/NOSER, L.L.C.|210
CPG|CRESCENT PT ENERGY|APCC|Apex Clearing Corporation|156562
CPG|CRESCENT PT ENERGY|BARD|Robert W. Baird & Co. Incorporated|625
CPG|CRESCENT PT ENERGY|BATM|CBOE TRADING, INC.|9795
CPG|CRESCENT PT ENERGY|BBNT|BB&T SECURITIES, LLC|80
CPG|CRESCENT PT ENERGY|BERN|Sanford C. Bernstein & Co., LLC|25020
CPG|CRESCENT PT ENERGY|BIDS|BIDS TRADING L.P.|100
CPG|CRESCENT PT ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|620
CPG|CRESCENT PT ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|1400
CPG|CRESCENT PT ENERGY|CHAS|Charles Schwab & Co., Inc.|300
CPG|CRESCENT PT ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84
CPG|CRESCENT PT ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|228589
CPG|CRESCENT PT ENERGY|CTDL|Citadel Derivatives Group Llc|4804
CPG|CRESCENT PT ENERGY|CTLR|CUTLER GROUP, LP|900
CPG|CRESCENT PT ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|8662
CPG|CRESCENT PT ENERGY|DADA|D.A. Davidson & Co.|41
CPG|CRESCENT PT ENERGY|DBAB|Deutsche Bank Securities Inc.|29252
CPG|CRESCENT PT ENERGY|DBAX|Deutsche Bank Securities Inc.|122800
CPG|CRESCENT PT ENERGY|DCHF|Dart Executions, LLC|80
CPG|CRESCENT PT ENERGY|DEAN|MORGAN STANLEY|1809
CPG|CRESCENT PT ENERGY|DEGS|RONIN PROFESSIONAL LLC|5401
CPG|CRESCENT PT ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|64713
CPG|CRESCENT PT ENERGY|EBXL|EBX LLC|50600
CPG|CRESCENT PT ENERGY|EDJO|Edward D. Jones & Co., L.P.|10819
CPG|CRESCENT PT ENERGY|EGAM|CBOE TRADING, INC.|1183
CPG|CRESCENT PT ENERGY|EGXM|CBOE TRADING, INC.|22083
CPG|CRESCENT PT ENERGY|ETBE|Electronic Transaction Clearing, Inc.|3267
CPG|CRESCENT PT ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
CPG|CRESCENT PT ENERGY|ETRS|E*Trade Securities LLC|287693
CPG|CRESCENT PT ENERGY|FILL|Tradestation Securities, Inc.|588
CPG|CRESCENT PT ENERGY|FMAF|NBCN Inc./ CDS|101779
CPG|CRESCENT PT ENERGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|693
CPG|CRESCENT PT ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49581
CPG|CRESCENT PT ENERGY|FTBR|Foliofn Investments, Inc.|3
CPG|CRESCENT PT ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|6800
CPG|CRESCENT PT ENERGY|GLIS|TD Securities Inc|135920
CPG|CRESCENT PT ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|724
CPG|CRESCENT PT ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|165824
CPG|CRESCENT PT ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|2770
CPG|CRESCENT PT ENERGY|GTSZ|GTS SECURITIES LLC|22659
CPG|CRESCENT PT ENERGY|HRBF|American Enterprise Investment Services Inc.|535
CPG|CRESCENT PT ENERGY|HSBC|HSBC Securities, Inc.|3200
CPG|CRESCENT PT ENERGY|IATS|INTERACTIVE BROKERS LLC|87500
CPG|CRESCENT PT ENERGY|IBKR|Interactive Brokers Llc|68792
CPG|CRESCENT PT ENERGY|ICBX|INSTINET, LLC|388634
CPG|CRESCENT PT ENERGY|INCA|INSTINET, LLC|207997
CPG|CRESCENT PT ENERGY|INJX|INSTINET, LLC|72
CPG|CRESCENT PT ENERGY|ITGI|ITG Inc.|141647
CPG|CRESCENT PT ENERGY|ITGP|ITG INC.|160600
CPG|CRESCENT PT ENERGY|JANY|Janney Montgomery Scott Inc.|1700
CPG|CRESCENT PT ENERGY|JEFF|JEFFERIES LLC|10729
CPG|CRESCENT PT ENERGY|JMPT|JUMP TRADING, LLC|16776
CPG|CRESCENT PT ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|4788
CPG|CRESCENT PT ENERGY|JPMX|J.P. Morgan Securities LLC|135304
CPG|CRESCENT PT ENERGY|JSJX|JANE STREET CAPITAL LLC|1584
CPG|CRESCENT PT ENERGY|KCGM|VIRTU Americas LLC|25086
CPG|CRESCENT PT ENERGY|LEHM|Barclays Capital Inc./Le|459214
CPG|CRESCENT PT ENERGY|LGNT|COR CLEARING LLC|1
CPG|CRESCENT PT ENERGY|LIME|Lime Brokerage LLC|21349
CPG|CRESCENT PT ENERGY|LOOP|Loop Capital Markets LLC|642
CPG|CRESCENT PT ENERGY|LSCI|Lek Securities Corporation|476
CPG|CRESCENT PT ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103112
CPG|CRESCENT PT ENERGY|MSCO|MORGAN STANLEY & CO. LLC|444026
CPG|CRESCENT PT ENERGY|MSPL|MORGAN STANLEY & CO. LLC|310300
CPG|CRESCENT PT ENERGY|MSTX|MORGAN STANLEY & CO. LLC|66000
CPG|CRESCENT PT ENERGY|NEUB|NEUBERGER BERMAN BD LLC|1400
CPG|CRESCENT PT ENERGY|NFSC|National Financial Services LLC|256786
CPG|CRESCENT PT ENERGY|NITE|VIRTU Americas LLC|1153914
CPG|CRESCENT PT ENERGY|NITP|VIRTU Americas LLC|204751
CPG|CRESCENT PT ENERGY|NQRB|Brut, LLC|300
CPG|CRESCENT PT ENERGY|NTBF|BMO Nesbitt Burns Inc./CDS|283934
CPG|CRESCENT PT ENERGY|OPCO|Oppenheimer & Co. Inc.|5043
CPG|CRESCENT PT ENERGY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
CPG|CRESCENT PT ENERGY|PDQM|CODA MARKETS, INC.|800
CPG|CRESCENT PT ENERGY|PWJC|UBS Financial Services, Inc.|400
CPG|CRESCENT PT ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|60
CPG|CRESCENT PT ENERGY|SAGL|SAGETRADER, LLC|34698
CPG|CRESCENT PT ENERGY|SALI|INTL FCSTONE FINANCIAL INC.|2000
CPG|CRESCENT PT ENERGY|SBSH|Citigroup Global Markets Inc.|1576
CPG|CRESCENT PT ENERGY|SCMC|Scotia Capital Markets (USA) Inc.|1400
CPG|CRESCENT PT ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|68918
CPG|CRESCENT PT ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|5
CPG|CRESCENT PT ENERGY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3274
CPG|CRESCENT PT ENERGY|SWIM|TD Ameritrade, Inc.|240560
CPG|CRESCENT PT ENERGY|SWST|Hilltop Securities Inc.|2300
CPG|CRESCENT PT ENERGY|TDSI|TD Securities (USA) LLC|400
CPG|CRESCENT PT ENERGY|TKNG|ALLY INVEST SECURITIES LLC|65
CPG|CRESCENT PT ENERGY|TMBR|Timber Hill LLC|400
CPG|CRESCENT PT ENERGY|TRBT|Tradebot Systems, Inc.|29745
CPG|CRESCENT PT ENERGY|TRCM|TRC MARKETS LLC|61330
CPG|CRESCENT PT ENERGY|UBSA|UBS SECURITIES LLC|424357
CPG|CRESCENT PT ENERGY|UBSS|UBS Securities LLC|405113
CPG|CRESCENT PT ENERGY|VALX|VIRTU AMERICAS LLC|24630
CPG|CRESCENT PT ENERGY|VGRD|Vanguard Marketing Corporation|41563
CPG|CRESCENT PT ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|86497
CPG|CRESCENT PT ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7378
CPG|CRESCENT PT ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7895
CPG|CRESCENT PT ENERGY|WFPB|Wells Fargo Securities, LLC.|5600
CPG|CRESCENT PT ENERGY|WSEA|WOLVERINE SECURITIES, LLC|7730
CPG|CRESCENT PT ENERGY|XIST|INSTINET, LLC|13600
CPG|CRESCENT PT ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|15200
CPG|CRESCENT PT ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1228
CPHC|CANTERBURY PARK HL|BATM|CBOE TRADING, INC.|92
CPHC|CANTERBURY PARK HL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|76
CPHC|CANTERBURY PARK HL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CPHC|CANTERBURY PARK HL|DBAB|Deutsche Bank Securities Inc.|29
CPHC|CANTERBURY PARK HL|DBAX|Deutsche Bank Securities Inc.|400
CPHC|CANTERBURY PARK HL|EDJO|Edward D. Jones & Co., L.P.|1370
CPHC|CANTERBURY PARK HL|ETRS|E*Trade Securities LLC|400
CPHC|CANTERBURY PARK HL|FBCO|Credit Suisse Securities (USA) LLC|537
CPHC|CANTERBURY PARK HL|FMAF|NBCN Inc./ CDS|690
CPHC|CANTERBURY PARK HL|FOMA|TD AMERITRADE CLEARING, INC.|783
CPHC|CANTERBURY PARK HL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37
CPHC|CANTERBURY PARK HL|FTBR|Foliofn Investments, Inc.|9
CPHC|CANTERBURY PARK HL|GSCO|GOLDMAN SACHS & CO. LLC|100
CPHC|CANTERBURY PARK HL|GTSZ|GTS SECURITIES LLC|1
CPHC|CANTERBURY PARK HL|IATS|INTERACTIVE BROKERS LLC|966
CPHC|CANTERBURY PARK HL|IBKR|Interactive Brokers Llc|2829
CPHC|CANTERBURY PARK HL|INCA|INSTINET, LLC|200
CPHC|CANTERBURY PARK HL|ITGI|ITG Inc.|295
CPHC|CANTERBURY PARK HL|LEHM|Barclays Capital Inc./Le|70
CPHC|CANTERBURY PARK HL|LIME|Lime Brokerage LLC|2991
CPHC|CANTERBURY PARK HL|MSCO|MORGAN STANLEY & CO. LLC|2222
CPHC|CANTERBURY PARK HL|NFSC|National Financial Services LLC|2427
CPHC|CANTERBURY PARK HL|NITE|VIRTU Americas LLC|8638
CPHC|CANTERBURY PARK HL|RBCM|RBC CAPITAL MARKETS, LLC|2451
CPHC|CANTERBURY PARK HL|SGMT|GOLDMAN SACHS & CO. LLC|100
CPHC|CANTERBURY PARK HL|STFL|Stifel, Nicolaus & Company, Incorporated|1500
CPHC|CANTERBURY PARK HL|SWIM|TD Ameritrade, Inc.|3706
CPHC|CANTERBURY PARK HL|TKNG|ALLY INVEST SECURITIES LLC|190
CPHC|CANTERBURY PARK HL|TRCM|TRC MARKETS LLC|178
CPHC|CANTERBURY PARK HL|UBSA|UBS SECURITIES LLC|321
CPHC|CANTERBURY PARK HL|UBSS|UBS Securities LLC|5350
CPHC|CANTERBURY PARK HL|VALX|VIRTU AMERICAS LLC|138
CPHC|CANTERBURY PARK HL|VGRD|Vanguard Marketing Corporation|107
CPHC|CANTERBURY PARK HL|WCHV|WELLS FARGO SECURITIES, LLC|430
CPHC|CANTERBURY PARK HL|WGIF|CIBC World Markets Inc.|427
CPHC|CANTERBURY PARK HL|WSEA|WOLVERINE SECURITIES, LLC|23
CPHC|CANTERBURY PARK HL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3595
CPHI|CHINA PHARMA HLDGS|APCC|Apex Clearing Corporation|5263
CPHI|CHINA PHARMA HLDGS|BATM|CBOE TRADING, INC.|300
CPHI|CHINA PHARMA HLDGS|BIMI|Banca IMI Securities Corp.|8700
CPHI|CHINA PHARMA HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
CPHI|CHINA PHARMA HLDGS|DBAB|Deutsche Bank Securities Inc.|5101
CPHI|CHINA PHARMA HLDGS|DBAX|Deutsche Bank Securities Inc.|1400
CPHI|CHINA PHARMA HLDGS|EBXL|EBX LLC|3300
CPHI|CHINA PHARMA HLDGS|EGAM|CBOE TRADING, INC.|87
CPHI|CHINA PHARMA HLDGS|ETRS|E*Trade Securities LLC|128105
CPHI|CHINA PHARMA HLDGS|FMAF|NBCN Inc./ CDS|2466
CPHI|CHINA PHARMA HLDGS|FTBR|Foliofn Investments, Inc.|26
CPHI|CHINA PHARMA HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|200
CPHI|CHINA PHARMA HLDGS|HRBF|American Enterprise Investment Services Inc.|4000
CPHI|CHINA PHARMA HLDGS|HSBC|HSBC Securities, Inc.|5
CPHI|CHINA PHARMA HLDGS|IATS|INTERACTIVE BROKERS LLC|6000
CPHI|CHINA PHARMA HLDGS|IBKR|Interactive Brokers Llc|5208
CPHI|CHINA PHARMA HLDGS|INCA|INSTINET, LLC|156
CPHI|CHINA PHARMA HLDGS|ITGI|ITG Inc.|4400
CPHI|CHINA PHARMA HLDGS|LEHM|Barclays Capital Inc./Le|7400
CPHI|CHINA PHARMA HLDGS|LIME|Lime Brokerage LLC|177
CPHI|CHINA PHARMA HLDGS|MOTF|MOTIF INVESTING, INC.|1
CPHI|CHINA PHARMA HLDGS|MSCO|MORGAN STANLEY & CO. LLC|27847
CPHI|CHINA PHARMA HLDGS|NFSC|National Financial Services LLC|194165
CPHI|CHINA PHARMA HLDGS|NITE|VIRTU Americas LLC|369329
CPHI|CHINA PHARMA HLDGS|NQRB|Brut, LLC|300
CPHI|CHINA PHARMA HLDGS|NTRC|Northern Trust Securities, Inc.|2000
CPHI|CHINA PHARMA HLDGS|PCPT|PHILLIP CAPITAL INC.|19481
CPHI|CHINA PHARMA HLDGS|PDQM|CODA MARKETS, INC.|1600
CPHI|CHINA PHARMA HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|1350
CPHI|CHINA PHARMA HLDGS|SWIM|TD Ameritrade, Inc.|167408
CPHI|CHINA PHARMA HLDGS|TKNG|ALLY INVEST SECURITIES LLC|1295
CPHI|CHINA PHARMA HLDGS|UBSA|UBS SECURITIES LLC|15331
CPHI|CHINA PHARMA HLDGS|UBSS|UBS Securities LLC|50966
CPHI|CHINA PHARMA HLDGS|VGRD|Vanguard Marketing Corporation|2940
CPHI|CHINA PHARMA HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|6800
CPHI|CHINA PHARMA HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15880
CPHI|CHINA PHARMA HLDGS|WGIF|CIBC World Markets Inc.|23900
CPHI|CHINA PHARMA HLDGS|WSEA|WOLVERINE SECURITIES, LLC|21772
CPHI|CHINA PHARMA HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|440
CPI|IQ REAL RETURN|APCC|Apex Clearing Corporation|828
CPI|IQ REAL RETURN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13
CPI|IQ REAL RETURN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
CPI|IQ REAL RETURN|CSIN|Citadel Securities Institutional LLC|3741
CPI|IQ REAL RETURN|ETRS|E*Trade Securities LLC|100
CPI|IQ REAL RETURN|FTBR|Foliofn Investments, Inc.|110
CPI|IQ REAL RETURN|IATS|INTERACTIVE BROKERS LLC|50
CPI|IQ REAL RETURN|IBKR|Interactive Brokers Llc|701
CPI|IQ REAL RETURN|JSJX|JANE STREET CAPITAL LLC|7532
CPI|IQ REAL RETURN|LEHM|Barclays Capital Inc./Le|200
CPI|IQ REAL RETURN|LIME|Lime Brokerage LLC|1705
CPI|IQ REAL RETURN|MSCO|MORGAN STANLEY & CO. LLC|1358
CPI|IQ REAL RETURN|NFSC|National Financial Services LLC|389
CPI|IQ REAL RETURN|NITE|VIRTU Americas LLC|10227
CPI|IQ REAL RETURN|NITP|VIRTU Americas LLC|1520
CPI|IQ REAL RETURN|RBCM|RBC CAPITAL MARKETS, LLC|4000
CPI|IQ REAL RETURN|UBSA|UBS SECURITIES LLC|460
CPI|IQ REAL RETURN|UBSS|UBS Securities LLC|225
CPI|IQ REAL RETURN|WCHV|WELLS FARGO SECURITIES, LLC|5119
CPI|IQ REAL RETURN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|650
CPIX|CUMBERLAND PHARMACEU|ALTX|Alternet Securities Inc.|131
CPIX|CUMBERLAND PHARMACEU|APCC|Apex Clearing Corporation|4
CPIX|CUMBERLAND PHARMACEU|BATM|CBOE TRADING, INC.|1
CPIX|CUMBERLAND PHARMACEU|BAYC|BAY CREST PARTNERS, LLC|816
CPIX|CUMBERLAND PHARMACEU|BTIG|BTIG, LLC|19820
CPIX|CUMBERLAND PHARMACEU|CANT|Cantor Fitzgerald & Co.|53723
CPIX|CUMBERLAND PHARMACEU|CHAS|Charles Schwab & Co., Inc.|200
CPIX|CUMBERLAND PHARMACEU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22
CPIX|CUMBERLAND PHARMACEU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|499
CPIX|CUMBERLAND PHARMACEU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|102
CPIX|CUMBERLAND PHARMACEU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7630
CPIX|CUMBERLAND PHARMACEU|CTDL|Citadel Derivatives Group Llc|10
CPIX|CUMBERLAND PHARMACEU|DBAB|Deutsche Bank Securities Inc.|7752
CPIX|CUMBERLAND PHARMACEU|DBAX|Deutsche Bank Securities Inc.|900
CPIX|CUMBERLAND PHARMACEU|DEGS|RONIN PROFESSIONAL LLC|1622
CPIX|CUMBERLAND PHARMACEU|EBXL|EBX LLC|2800
CPIX|CUMBERLAND PHARMACEU|EDJO|Edward D. Jones & Co., L.P.|404
CPIX|CUMBERLAND PHARMACEU|EGAM|CBOE TRADING, INC.|131
CPIX|CUMBERLAND PHARMACEU|ETRS|E*Trade Securities LLC|3500
CPIX|CUMBERLAND PHARMACEU|FBCO|Credit Suisse Securities (USA) LLC|3417
CPIX|CUMBERLAND PHARMACEU|FILL|Tradestation Securities, Inc.|445
CPIX|CUMBERLAND PHARMACEU|FOMA|TD AMERITRADE CLEARING, INC.|19230
CPIX|CUMBERLAND PHARMACEU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37
CPIX|CUMBERLAND PHARMACEU|GLPX|ACS EXECUTION SERVICES, LLC|379
CPIX|CUMBERLAND PHARMACEU|GSCO|GOLDMAN SACHS & CO. LLC|3581
CPIX|CUMBERLAND PHARMACEU|GSCS|GOLDMAN SACHS & CO. LLC|4002
CPIX|CUMBERLAND PHARMACEU|GSLT|GOLDMAN SACHS & CO. LLC|319
CPIX|CUMBERLAND PHARMACEU|GTSZ|GTS SECURITIES LLC|4127
CPIX|CUMBERLAND PHARMACEU|IATS|INTERACTIVE BROKERS LLC|400
CPIX|CUMBERLAND PHARMACEU|IBKR|Interactive Brokers Llc|9443
CPIX|CUMBERLAND PHARMACEU|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|487
CPIX|CUMBERLAND PHARMACEU|ICBX|INSTINET, LLC|4000
CPIX|CUMBERLAND PHARMACEU|INCA|INSTINET, LLC|17370
CPIX|CUMBERLAND PHARMACEU|INJX|INSTINET, LLC|2731
CPIX|CUMBERLAND PHARMACEU|ITGI|ITG Inc.|20653
CPIX|CUMBERLAND PHARMACEU|ITGP|ITG INC.|3400
CPIX|CUMBERLAND PHARMACEU|JEFF|JEFFERIES LLC|2502
CPIX|CUMBERLAND PHARMACEU|JONE|JonesTrading|103400
CPIX|CUMBERLAND PHARMACEU|JPMX|J.P. Morgan Securities LLC|2400
CPIX|CUMBERLAND PHARMACEU|KCGM|VIRTU Americas LLC|1500
CPIX|CUMBERLAND PHARMACEU|LEHM|Barclays Capital Inc./Le|11110
CPIX|CUMBERLAND PHARMACEU|LIME|Lime Brokerage LLC|16615
CPIX|CUMBERLAND PHARMACEU|LTCO|Ladenburg, Thalmann & Co., Inc.|500
CPIX|CUMBERLAND PHARMACEU|MAXM|Maxim Group LLC|1839
CPIX|CUMBERLAND PHARMACEU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CPIX|CUMBERLAND PHARMACEU|MSCO|MORGAN STANLEY & CO. LLC|34194
CPIX|CUMBERLAND PHARMACEU|MSPL|MORGAN STANLEY & CO. LLC|1000
CPIX|CUMBERLAND PHARMACEU|NFSC|National Financial Services LLC|1632
CPIX|CUMBERLAND PHARMACEU|NITE|VIRTU Americas LLC|13038
CPIX|CUMBERLAND PHARMACEU|PDQM|CODA MARKETS, INC.|558
CPIX|CUMBERLAND PHARMACEU|RBCM|RBC CAPITAL MARKETS, LLC|2000
CPIX|CUMBERLAND PHARMACEU|SGMT|GOLDMAN SACHS & CO. LLC|5622
CPIX|CUMBERLAND PHARMACEU|SPDR|SPEEDROUTE LLC|200
CPIX|CUMBERLAND PHARMACEU|SPTD|MINT GLOBAL MARKETS, INC.|22
CPIX|CUMBERLAND PHARMACEU|TRCM|TRC MARKETS LLC|827
CPIX|CUMBERLAND PHARMACEU|UBSA|UBS SECURITIES LLC|8752
CPIX|CUMBERLAND PHARMACEU|UBSS|UBS Securities LLC|8979
CPIX|CUMBERLAND PHARMACEU|VALX|VIRTU AMERICAS LLC|119
CPIX|CUMBERLAND PHARMACEU|VGRD|Vanguard Marketing Corporation|69
CPIX|CUMBERLAND PHARMACEU|WCHV|WELLS FARGO SECURITIES, LLC|1600
CPIX|CUMBERLAND PHARMACEU|WSEA|WOLVERINE SECURITIES, LLC|66
CPIX|CUMBERLAND PHARMACEU|XSTM|NATIONAL FINANCIAL SERVICES LLC|6230
CPIX|CUMBERLAND PHARMACEU|YKNA|COMHAR CAPITAL MARKETS, LLC|102
CPK|CHESAPEAKE UTIL CP|ANOS|ABEL/NOSER, L.L.C.|500
CPK|CHESAPEAKE UTIL CP|APCC|Apex Clearing Corporation|33
CPK|CHESAPEAKE UTIL CP|BANK|Primevest Financial Services, Inc.|295
CPK|CHESAPEAKE UTIL CP|BATM|CBOE TRADING, INC.|777
CPK|CHESAPEAKE UTIL CP|BERN|Sanford C. Bernstein & Co., LLC|1438
CPK|CHESAPEAKE UTIL CP|BNPX|BNP PARIBAS SECURITIES CORP.|1415
CPK|CHESAPEAKE UTIL CP|BZYD|GOLDMAN SACHS & CO. LLC|703
CPK|CHESAPEAKE UTIL CP|CHAS|Charles Schwab & Co., Inc.|5
CPK|CHESAPEAKE UTIL CP|CIST|Capital Institutional Services, Inc.|1583
CPK|CHESAPEAKE UTIL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
CPK|CHESAPEAKE UTIL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|311
CPK|CHESAPEAKE UTIL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10109
CPK|CHESAPEAKE UTIL CP|CTDL|Citadel Derivatives Group Llc|613
CPK|CHESAPEAKE UTIL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3504
CPK|CHESAPEAKE UTIL CP|DBAB|Deutsche Bank Securities Inc.|4997
CPK|CHESAPEAKE UTIL CP|DBAX|Deutsche Bank Securities Inc.|8600
CPK|CHESAPEAKE UTIL CP|DEAN|MORGAN STANLEY|446
CPK|CHESAPEAKE UTIL CP|DEGS|RONIN PROFESSIONAL LLC|400
CPK|CHESAPEAKE UTIL CP|EBXL|EBX LLC|3700
CPK|CHESAPEAKE UTIL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|419
CPK|CHESAPEAKE UTIL CP|EDJO|Edward D. Jones & Co., L.P.|195
CPK|CHESAPEAKE UTIL CP|EGAM|CBOE TRADING, INC.|301
CPK|CHESAPEAKE UTIL CP|EGAW|CBOE TRADING, INC.|100
CPK|CHESAPEAKE UTIL CP|EGMT|EG MARKET TECHNOLOGIES LLC|17
CPK|CHESAPEAKE UTIL CP|EGXM|CBOE TRADING, INC.|107
CPK|CHESAPEAKE UTIL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|301
CPK|CHESAPEAKE UTIL CP|ETRS|E*Trade Securities LLC|1253
CPK|CHESAPEAKE UTIL CP|FILL|Tradestation Securities, Inc.|100
CPK|CHESAPEAKE UTIL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27
CPK|CHESAPEAKE UTIL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2492
CPK|CHESAPEAKE UTIL CP|FTBR|Foliofn Investments, Inc.|978
CPK|CHESAPEAKE UTIL CP|GLPX|ACS EXECUTION SERVICES, LLC|368
CPK|CHESAPEAKE UTIL CP|GSCO|GOLDMAN SACHS & CO. LLC|13136
CPK|CHESAPEAKE UTIL CP|GSLT|GOLDMAN SACHS & CO. LLC|39
CPK|CHESAPEAKE UTIL CP|GTSZ|GTS SECURITIES LLC|2367
CPK|CHESAPEAKE UTIL CP|HRBF|American Enterprise Investment Services Inc.|1326
CPK|CHESAPEAKE UTIL CP|HSBC|HSBC Securities, Inc.|333
CPK|CHESAPEAKE UTIL CP|IBKR|Interactive Brokers Llc|299
CPK|CHESAPEAKE UTIL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|154
CPK|CHESAPEAKE UTIL CP|ICBX|INSTINET, LLC|2633
CPK|CHESAPEAKE UTIL CP|IEQY|CITADEL SECURITIES LLC|1747
CPK|CHESAPEAKE UTIL CP|INCA|INSTINET, LLC|8078
CPK|CHESAPEAKE UTIL CP|INJX|INSTINET, LLC|271
CPK|CHESAPEAKE UTIL CP|ITGI|ITG Inc.|1984
CPK|CHESAPEAKE UTIL CP|ITGP|ITG INC.|3400
CPK|CHESAPEAKE UTIL CP|JANY|Janney Montgomery Scott Inc.|100
CPK|CHESAPEAKE UTIL CP|JEFF|JEFFERIES LLC|2161
CPK|CHESAPEAKE UTIL CP|JPBX|J.P. MORGAN SECURITIES LLC|800
CPK|CHESAPEAKE UTIL CP|JPMX|J.P. Morgan Securities LLC|26241
CPK|CHESAPEAKE UTIL CP|KCGM|VIRTU Americas LLC|1067
CPK|CHESAPEAKE UTIL CP|LEHM|Barclays Capital Inc./Le|18381
CPK|CHESAPEAKE UTIL CP|LIME|Lime Brokerage LLC|5714
CPK|CHESAPEAKE UTIL CP|LSCI|Lek Securities Corporation|5
CPK|CHESAPEAKE UTIL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14300
CPK|CHESAPEAKE UTIL CP|MSCO|MORGAN STANLEY & CO. LLC|30764
CPK|CHESAPEAKE UTIL CP|MSPL|MORGAN STANLEY & CO. LLC|15700
CPK|CHESAPEAKE UTIL CP|MSTX|MORGAN STANLEY & CO. LLC|400
CPK|CHESAPEAKE UTIL CP|MTON|MILLINGTON SECURITIES, INC.|23497
CPK|CHESAPEAKE UTIL CP|NFSC|National Financial Services LLC|8854
CPK|CHESAPEAKE UTIL CP|NITE|VIRTU Americas LLC|42122
CPK|CHESAPEAKE UTIL CP|NQRB|Brut, LLC|200
CPK|CHESAPEAKE UTIL CP|OPCO|Oppenheimer & Co. Inc.|24
CPK|CHESAPEAKE UTIL CP|PDQM|CODA MARKETS, INC.|207
CPK|CHESAPEAKE UTIL CP|RBCM|RBC CAPITAL MARKETS, LLC|746
CPK|CHESAPEAKE UTIL CP|SBSH|Citigroup Global Markets Inc.|6680
CPK|CHESAPEAKE UTIL CP|SGMT|GOLDMAN SACHS & CO. LLC|939
CPK|CHESAPEAKE UTIL CP|SPDR|SPEEDROUTE LLC|800
CPK|CHESAPEAKE UTIL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
CPK|CHESAPEAKE UTIL CP|STFL|Stifel, Nicolaus & Company, Incorporated|141
CPK|CHESAPEAKE UTIL CP|SWIM|TD Ameritrade, Inc.|11884
CPK|CHESAPEAKE UTIL CP|SWST|Hilltop Securities Inc.|36
CPK|CHESAPEAKE UTIL CP|TKNG|ALLY INVEST SECURITIES LLC|93
CPK|CHESAPEAKE UTIL CP|TRBT|Tradebot Systems, Inc.|332
CPK|CHESAPEAKE UTIL CP|TRCM|TRC MARKETS LLC|675
CPK|CHESAPEAKE UTIL CP|UBSA|UBS SECURITIES LLC|28785
CPK|CHESAPEAKE UTIL CP|UBSS|UBS Securities LLC|30316
CPK|CHESAPEAKE UTIL CP|VALX|VIRTU AMERICAS LLC|3929
CPK|CHESAPEAKE UTIL CP|VGRD|Vanguard Marketing Corporation|190
CPK|CHESAPEAKE UTIL CP|WABR|Wall Street Access|23497
CPK|CHESAPEAKE UTIL CP|WCHV|WELLS FARGO SECURITIES, LLC|6495
CPK|CHESAPEAKE UTIL CP|WEDB|WEDBUSH SECURITIES INC.|63
CPK|CHESAPEAKE UTIL CP|WEED|Weeden & Co.L.P.|500
CPK|CHESAPEAKE UTIL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|105
CPK|CHESAPEAKE UTIL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13
CPK|CHESAPEAKE UTIL CP|WSEA|WOLVERINE SECURITIES, LLC|199
CPK|CHESAPEAKE UTIL CP|XIST|INSTINET, LLC|200
CPK|CHESAPEAKE UTIL CP|XPQR|Jump Trading|100
CPK|CHESAPEAKE UTIL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CPK|CHESAPEAKE UTIL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|626
CPL|CPFL ENERGIA SA ADS|APCC|Apex Clearing Corporation|20
CPL|CPFL ENERGIA SA ADS|BATM|CBOE TRADING, INC.|463
CPL|CPFL ENERGIA SA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|244
CPL|CPFL ENERGIA SA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2247
CPL|CPFL ENERGIA SA ADS|CTDL|Citadel Derivatives Group Llc|59
CPL|CPFL ENERGIA SA ADS|DBAB|Deutsche Bank Securities Inc.|3743
CPL|CPFL ENERGIA SA ADS|DBAX|Deutsche Bank Securities Inc.|500
CPL|CPFL ENERGIA SA ADS|DCHF|Dart Executions, LLC|221
CPL|CPFL ENERGIA SA ADS|DEGS|RONIN PROFESSIONAL LLC|3308
CPL|CPFL ENERGIA SA ADS|EBXL|EBX LLC|1000
CPL|CPFL ENERGIA SA ADS|EDJO|Edward D. Jones & Co., L.P.|1506
CPL|CPFL ENERGIA SA ADS|EGAM|CBOE TRADING, INC.|200
CPL|CPFL ENERGIA SA ADS|EGXM|CBOE TRADING, INC.|3
CPL|CPFL ENERGIA SA ADS|ETRS|E*Trade Securities LLC|258
CPL|CPFL ENERGIA SA ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|8
CPL|CPFL ENERGIA SA ADS|FMAF|NBCN Inc./ CDS|19
CPL|CPFL ENERGIA SA ADS|FQLS|Quantlab Securities LP|262
CPL|CPFL ENERGIA SA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
CPL|CPFL ENERGIA SA ADS|FTBR|Foliofn Investments, Inc.|368
CPL|CPFL ENERGIA SA ADS|GSCO|GOLDMAN SACHS & CO. LLC|4264
CPL|CPFL ENERGIA SA ADS|GSLT|GOLDMAN SACHS & CO. LLC|186
CPL|CPFL ENERGIA SA ADS|GTSZ|GTS SECURITIES LLC|500
CPL|CPFL ENERGIA SA ADS|HSBC|HSBC Securities, Inc.|300
CPL|CPFL ENERGIA SA ADS|IATS|INTERACTIVE BROKERS LLC|800
CPL|CPFL ENERGIA SA ADS|IBKR|Interactive Brokers Llc|4856
CPL|CPFL ENERGIA SA ADS|ICBX|INSTINET, LLC|200
CPL|CPFL ENERGIA SA ADS|INCA|INSTINET, LLC|2379
CPL|CPFL ENERGIA SA ADS|ITGI|ITG Inc.|55
CPL|CPFL ENERGIA SA ADS|ITGP|ITG INC.|200
CPL|CPFL ENERGIA SA ADS|JEFF|JEFFERIES LLC|941
CPL|CPFL ENERGIA SA ADS|KCGM|VIRTU Americas LLC|64
CPL|CPFL ENERGIA SA ADS|LEHM|Barclays Capital Inc./Le|2115
CPL|CPFL ENERGIA SA ADS|LIME|Lime Brokerage LLC|8433
CPL|CPFL ENERGIA SA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CPL|CPFL ENERGIA SA ADS|MOTF|MOTIF INVESTING, INC.|1
CPL|CPFL ENERGIA SA ADS|MSCO|MORGAN STANLEY & CO. LLC|25031
CPL|CPFL ENERGIA SA ADS|MSPL|MORGAN STANLEY & CO. LLC|2200
CPL|CPFL ENERGIA SA ADS|MSTX|MORGAN STANLEY & CO. LLC|400
CPL|CPFL ENERGIA SA ADS|NFSC|National Financial Services LLC|9152
CPL|CPFL ENERGIA SA ADS|NITE|VIRTU Americas LLC|23834
CPL|CPFL ENERGIA SA ADS|NQRB|Brut, LLC|338
CPL|CPFL ENERGIA SA ADS|NTBF|BMO Nesbitt Burns Inc./CDS|100
CPL|CPFL ENERGIA SA ADS|OPCO|Oppenheimer & Co. Inc.|738
CPL|CPFL ENERGIA SA ADS|PWJC|UBS Financial Services, Inc.|700
CPL|CPFL ENERGIA SA ADS|RBCM|RBC CAPITAL MARKETS, LLC|380
CPL|CPFL ENERGIA SA ADS|SBRX|MURIEL SIEBERT & CO INC|316
CPL|CPFL ENERGIA SA ADS|SGMT|GOLDMAN SACHS & CO. LLC|902
CPL|CPFL ENERGIA SA ADS|STFL|Stifel, Nicolaus & Company, Incorporated|451
CPL|CPFL ENERGIA SA ADS|SWIM|TD Ameritrade, Inc.|810
CPL|CPFL ENERGIA SA ADS|TKNG|ALLY INVEST SECURITIES LLC|9
CPL|CPFL ENERGIA SA ADS|TRBT|Tradebot Systems, Inc.|1061
CPL|CPFL ENERGIA SA ADS|TRCM|TRC MARKETS LLC|200
CPL|CPFL ENERGIA SA ADS|UBSA|UBS SECURITIES LLC|4710
CPL|CPFL ENERGIA SA ADS|UBSS|UBS Securities LLC|6860
CPL|CPFL ENERGIA SA ADS|VALX|VIRTU AMERICAS LLC|2660
CPL|CPFL ENERGIA SA ADS|VGRD|Vanguard Marketing Corporation|4018
CPL|CPFL ENERGIA SA ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|10
CPL|CPFL ENERGIA SA ADS|WCHV|WELLS FARGO SECURITIES, LLC|440
CPL|CPFL ENERGIA SA ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2930
CPL|CPFL ENERGIA SA ADS|WSEA|WOLVERINE SECURITIES, LLC|9
CPL|CPFL ENERGIA SA ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|934
CPLA|CAPELLA EDUCATION CO|ANOS|ABEL/NOSER, L.L.C.|268
CPLA|CAPELLA EDUCATION CO|APCC|Apex Clearing Corporation|5
CPLA|CAPELLA EDUCATION CO|BATM|CBOE TRADING, INC.|303
CPLA|CAPELLA EDUCATION CO|BERN|Sanford C. Bernstein & Co., LLC|1580
CPLA|CAPELLA EDUCATION CO|BMOC|BMO Capital Markets Corp.|1842
CPLA|CAPELLA EDUCATION CO|BNPX|BNP PARIBAS SECURITIES CORP.|2006
CPLA|CAPELLA EDUCATION CO|BTIG|BTIG, LLC|1248
CPLA|CAPELLA EDUCATION CO|CHAS|Charles Schwab & Co., Inc.|66
CPLA|CAPELLA EDUCATION CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4903
CPLA|CAPELLA EDUCATION CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3242
CPLA|CAPELLA EDUCATION CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5910
CPLA|CAPELLA EDUCATION CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7141
CPLA|CAPELLA EDUCATION CO|CTDL|Citadel Derivatives Group Llc|825
CPLA|CAPELLA EDUCATION CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|208
CPLA|CAPELLA EDUCATION CO|DBAB|Deutsche Bank Securities Inc.|60689
CPLA|CAPELLA EDUCATION CO|DBAX|Deutsche Bank Securities Inc.|1800
CPLA|CAPELLA EDUCATION CO|DBUL|Deutsche Bank Securities Inc.|600
CPLA|CAPELLA EDUCATION CO|DEAN|MORGAN STANLEY|1
CPLA|CAPELLA EDUCATION CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30
CPLA|CAPELLA EDUCATION CO|EBXL|EBX LLC|3400
CPLA|CAPELLA EDUCATION CO|EGAM|CBOE TRADING, INC.|400
CPLA|CAPELLA EDUCATION CO|EGMT|EG MARKET TECHNOLOGIES LLC|400
CPLA|CAPELLA EDUCATION CO|EGXM|CBOE TRADING, INC.|117
CPLA|CAPELLA EDUCATION CO|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CPLA|CAPELLA EDUCATION CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3012
CPLA|CAPELLA EDUCATION CO|ETRS|E*Trade Securities LLC|235
CPLA|CAPELLA EDUCATION CO|FBCO|Credit Suisse Securities (USA) LLC|31057
CPLA|CAPELLA EDUCATION CO|FBSB|U.S. Bancorp Investments, Inc.|1
CPLA|CAPELLA EDUCATION CO|FIDT|Fidelity Clearing Canada ULC./ CDS|1
CPLA|CAPELLA EDUCATION CO|FILL|Tradestation Securities, Inc.|200
CPLA|CAPELLA EDUCATION CO|FMAF|NBCN Inc./ CDS|50
CPLA|CAPELLA EDUCATION CO|FOMA|TD AMERITRADE CLEARING, INC.|153
CPLA|CAPELLA EDUCATION CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|290
CPLA|CAPELLA EDUCATION CO|FQLS|Quantlab Securities LP|14556
CPLA|CAPELLA EDUCATION CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|241
CPLA|CAPELLA EDUCATION CO|FTBR|Foliofn Investments, Inc.|36
CPLA|CAPELLA EDUCATION CO|GEBB|GLOBAL EXECUTION BROKERS, LP|3201
CPLA|CAPELLA EDUCATION CO|GSCO|GOLDMAN SACHS & CO. LLC|311213
CPLA|CAPELLA EDUCATION CO|GSCS|GOLDMAN SACHS & CO. LLC|17892
CPLA|CAPELLA EDUCATION CO|GSLT|GOLDMAN SACHS & CO. LLC|1464
CPLA|CAPELLA EDUCATION CO|GTSZ|GTS SECURITIES LLC|726
CPLA|CAPELLA EDUCATION CO|IBKR|Interactive Brokers Llc|3017
CPLA|CAPELLA EDUCATION CO|ICBX|INSTINET, LLC|200
CPLA|CAPELLA EDUCATION CO|IEQY|CITADEL SECURITIES LLC|7510
CPLA|CAPELLA EDUCATION CO|INCA|INSTINET, LLC|25346
CPLA|CAPELLA EDUCATION CO|INJX|INSTINET, LLC|620
CPLA|CAPELLA EDUCATION CO|ITGI|ITG Inc.|14524
CPLA|CAPELLA EDUCATION CO|ITGP|ITG INC.|800
CPLA|CAPELLA EDUCATION CO|JEFF|JEFFERIES LLC|2066
CPLA|CAPELLA EDUCATION CO|JPBX|J.P. MORGAN SECURITIES LLC|78
CPLA|CAPELLA EDUCATION CO|JPMX|J.P. Morgan Securities LLC|18427
CPLA|CAPELLA EDUCATION CO|KCGM|VIRTU Americas LLC|16
CPLA|CAPELLA EDUCATION CO|LEHM|Barclays Capital Inc./Le|62098
CPLA|CAPELLA EDUCATION CO|LIME|Lime Brokerage LLC|42721
CPLA|CAPELLA EDUCATION CO|LSCI|Lek Securities Corporation|400
CPLA|CAPELLA EDUCATION CO|MAXM|Maxim Group LLC|3666
CPLA|CAPELLA EDUCATION CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CPLA|CAPELLA EDUCATION CO|MSCO|MORGAN STANLEY & CO. LLC|130737
CPLA|CAPELLA EDUCATION CO|MSPL|MORGAN STANLEY & CO. LLC|1600
CPLA|CAPELLA EDUCATION CO|MSTX|MORGAN STANLEY & CO. LLC|2000
CPLA|CAPELLA EDUCATION CO|NFSC|National Financial Services LLC|1139
CPLA|CAPELLA EDUCATION CO|NITE|VIRTU Americas LLC|9552
CPLA|CAPELLA EDUCATION CO|NQRB|Brut, LLC|100
CPLA|CAPELLA EDUCATION CO|OPCO|Oppenheimer & Co. Inc.|2
CPLA|CAPELLA EDUCATION CO|PDQM|CODA MARKETS, INC.|1350
CPLA|CAPELLA EDUCATION CO|PIPR|Piper Jaffray & Co.|800
CPLA|CAPELLA EDUCATION CO|PWJC|UBS Financial Services, Inc.|197
CPLA|CAPELLA EDUCATION CO|SAGW|SAGETRADER, LLC|65
CPLA|CAPELLA EDUCATION CO|SBSH|Citigroup Global Markets Inc.|35447
CPLA|CAPELLA EDUCATION CO|SGMT|GOLDMAN SACHS & CO. LLC|805
CPLA|CAPELLA EDUCATION CO|SPDR|SPEEDROUTE LLC|909
CPLA|CAPELLA EDUCATION CO|STFL|Stifel, Nicolaus & Company, Incorporated|200
CPLA|CAPELLA EDUCATION CO|SWIM|TD Ameritrade, Inc.|14
CPLA|CAPELLA EDUCATION CO|TRBT|Tradebot Systems, Inc.|805
CPLA|CAPELLA EDUCATION CO|TRCM|TRC MARKETS LLC|15555
CPLA|CAPELLA EDUCATION CO|UBSA|UBS SECURITIES LLC|10289
CPLA|CAPELLA EDUCATION CO|UBSS|UBS Securities LLC|95562
CPLA|CAPELLA EDUCATION CO|VALX|VIRTU AMERICAS LLC|1135
CPLA|CAPELLA EDUCATION CO|VGRD|Vanguard Marketing Corporation|110
CPLA|CAPELLA EDUCATION CO|WCHV|WELLS FARGO SECURITIES, LLC|19161
CPLA|CAPELLA EDUCATION CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17767
CPLA|CAPELLA EDUCATION CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8691
CPLA|CAPELLA EDUCATION CO|XIST|INSTINET, LLC|102
CPLG|COREPOINT LODGING|ADAM|CANACCORD GENUITY INC.|100
CPLG|COREPOINT LODGING|ALTX|Alternet Securities Inc.|144868
CPLG|COREPOINT LODGING|APCC|Apex Clearing Corporation|89
CPLG|COREPOINT LODGING|BANK|Primevest Financial Services, Inc.|1
CPLG|COREPOINT LODGING|BATM|CBOE TRADING, INC.|4035
CPLG|COREPOINT LODGING|BAYT|BTIG, LLC|2900
CPLG|COREPOINT LODGING|BERN|Sanford C. Bernstein & Co., LLC|1908
CPLG|COREPOINT LODGING|BIAD|SAGETRADER, LLC|249
CPLG|COREPOINT LODGING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1556
CPLG|COREPOINT LODGING|BLKX|INSTINET, LLC|63300
CPLG|COREPOINT LODGING|BNPX|BNP PARIBAS SECURITIES CORP.|6944
CPLG|COREPOINT LODGING|BTIG|BTIG, LLC|3571
CPLG|COREPOINT LODGING|BYXM|CBOE TRADING, INC.|3573
CPLG|COREPOINT LODGING|CANT|Cantor Fitzgerald & Co.|26
CPLG|COREPOINT LODGING|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
CPLG|COREPOINT LODGING|CHAS|Charles Schwab & Co., Inc.|1580
CPLG|COREPOINT LODGING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107650
CPLG|COREPOINT LODGING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|154179
CPLG|COREPOINT LODGING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|99859
CPLG|COREPOINT LODGING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|570144
CPLG|COREPOINT LODGING|CTDL|Citadel Derivatives Group Llc|626
CPLG|COREPOINT LODGING|CXCX|CITIGROUP GLOBAL MARKETS INC.|62034
CPLG|COREPOINT LODGING|DBAB|Deutsche Bank Securities Inc.|90319
CPLG|COREPOINT LODGING|DBAX|Deutsche Bank Securities Inc.|223100
CPLG|COREPOINT LODGING|DEAN|MORGAN STANLEY|4244
CPLG|COREPOINT LODGING|DEGS|RONIN PROFESSIONAL LLC|1805
CPLG|COREPOINT LODGING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
CPLG|COREPOINT LODGING|EBXL|EBX LLC|399500
CPLG|COREPOINT LODGING|ECUT|CONVERGEX EXECUTION SOLUTIONS|84156
CPLG|COREPOINT LODGING|EDJO|Edward D. Jones & Co., L.P.|256
CPLG|COREPOINT LODGING|EGAM|CBOE TRADING, INC.|39509
CPLG|COREPOINT LODGING|EGAW|CBOE TRADING, INC.|529
CPLG|COREPOINT LODGING|EGMT|EG MARKET TECHNOLOGIES LLC|500
CPLG|COREPOINT LODGING|EGXM|CBOE TRADING, INC.|11137
CPLG|COREPOINT LODGING|EGXW|CBOE TRADING, INC.|900
CPLG|COREPOINT LODGING|ETBE|Electronic Transaction Clearing, Inc.|1164
CPLG|COREPOINT LODGING|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|44
CPLG|COREPOINT LODGING|ETRS|E*Trade Securities LLC|6826
CPLG|COREPOINT LODGING|FILL|Tradestation Securities, Inc.|450
CPLG|COREPOINT LODGING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|56196
CPLG|COREPOINT LODGING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49404
CPLG|COREPOINT LODGING|FTBR|Foliofn Investments, Inc.|47
CPLG|COREPOINT LODGING|GLPX|ACS EXECUTION SERVICES, LLC|402003
CPLG|COREPOINT LODGING|GSCO|GOLDMAN SACHS & CO. LLC|699183
CPLG|COREPOINT LODGING|GSCS|GOLDMAN SACHS & CO. LLC|25771
CPLG|COREPOINT LODGING|GSLT|GOLDMAN SACHS & CO. LLC|8210
CPLG|COREPOINT LODGING|GTSZ|GTS SECURITIES LLC|37641
CPLG|COREPOINT LODGING|HRBF|American Enterprise Investment Services Inc.|2
CPLG|COREPOINT LODGING|HSBC|HSBC Securities, Inc.|300
CPLG|COREPOINT LODGING|IATS|INTERACTIVE BROKERS LLC|2452
CPLG|COREPOINT LODGING|IBKR|Interactive Brokers Llc|26059
CPLG|COREPOINT LODGING|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
CPLG|COREPOINT LODGING|ICBX|INSTINET, LLC|3600
CPLG|COREPOINT LODGING|IEQY|CITADEL SECURITIES LLC|59591
CPLG|COREPOINT LODGING|INCA|INSTINET, LLC|219250
CPLG|COREPOINT LODGING|INJX|INSTINET, LLC|15842
CPLG|COREPOINT LODGING|ITGI|ITG Inc.|194122
CPLG|COREPOINT LODGING|ITGP|ITG INC.|595400
CPLG|COREPOINT LODGING|JEFF|JEFFERIES LLC|81228
CPLG|COREPOINT LODGING|JMPT|JUMP TRADING, LLC|42840
CPLG|COREPOINT LODGING|JONE|JonesTrading|1
CPLG|COREPOINT LODGING|JPBX|J.P. MORGAN SECURITIES LLC|129854
CPLG|COREPOINT LODGING|JPMX|J.P. Morgan Securities LLC|407838
CPLG|COREPOINT LODGING|JSJX|JANE STREET CAPITAL LLC|17589
CPLG|COREPOINT LODGING|KCGM|VIRTU Americas LLC|175092
CPLG|COREPOINT LODGING|LEHM|Barclays Capital Inc./Le|4793499
CPLG|COREPOINT LODGING|LIME|Lime Brokerage LLC|17129
CPLG|COREPOINT LODGING|LQNA|LIQUIDNET, INC.|62700
CPLG|COREPOINT LODGING|LSCI|Lek Securities Corporation|890
CPLG|COREPOINT LODGING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|32103
CPLG|COREPOINT LODGING|MAXM|Maxim Group LLC|1000
CPLG|COREPOINT LODGING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|110578
CPLG|COREPOINT LODGING|MNDX|TJM Investments, LLC|21400
CPLG|COREPOINT LODGING|MOTF|MOTIF INVESTING, INC.|9
CPLG|COREPOINT LODGING|MSCO|MORGAN STANLEY & CO. LLC|990013
CPLG|COREPOINT LODGING|MSPL|MORGAN STANLEY & CO. LLC|211400
CPLG|COREPOINT LODGING|MSTX|MORGAN STANLEY & CO. LLC|295700
CPLG|COREPOINT LODGING|NFSC|National Financial Services LLC|158392
CPLG|COREPOINT LODGING|NITE|VIRTU Americas LLC|228429
CPLG|COREPOINT LODGING|NQRB|Brut, LLC|3071
CPLG|COREPOINT LODGING|NTRC|Northern Trust Securities, Inc.|33
CPLG|COREPOINT LODGING|OPCO|Oppenheimer & Co. Inc.|975
CPLG|COREPOINT LODGING|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|199025
CPLG|COREPOINT LODGING|PDQM|CODA MARKETS, INC.|701842
CPLG|COREPOINT LODGING|PWJC|UBS Financial Services, Inc.|1150
CPLG|COREPOINT LODGING|RBCM|RBC CAPITAL MARKETS, LLC|1319
CPLG|COREPOINT LODGING|SAGL|SAGETRADER, LLC|10804
CPLG|COREPOINT LODGING|SBSH|Citigroup Global Markets Inc.|160529
CPLG|COREPOINT LODGING|SEIC|SEI Investments Distribution Co.|200
CPLG|COREPOINT LODGING|SGMT|GOLDMAN SACHS & CO. LLC|100154
CPLG|COREPOINT LODGING|SPDR|SPEEDROUTE LLC|184159
CPLG|COREPOINT LODGING|STFL|Stifel, Nicolaus & Company, Incorporated|19103
CPLG|COREPOINT LODGING|SWIM|TD Ameritrade, Inc.|2801
CPLG|COREPOINT LODGING|TKNG|ALLY INVEST SECURITIES LLC|50
CPLG|COREPOINT LODGING|TRCM|TRC MARKETS LLC|7296
CPLG|COREPOINT LODGING|TTUC|CUTTONE & CO., INC.|26137
CPLG|COREPOINT LODGING|UBSA|UBS SECURITIES LLC|524948
CPLG|COREPOINT LODGING|UBSS|UBS Securities LLC|260269
CPLG|COREPOINT LODGING|VALX|VIRTU AMERICAS LLC|1438
CPLG|COREPOINT LODGING|VGRD|Vanguard Marketing Corporation|3511
CPLG|COREPOINT LODGING|WCHV|WELLS FARGO SECURITIES, LLC|32091
CPLG|COREPOINT LODGING|WEDB|WEDBUSH SECURITIES INC.|110100
CPLG|COREPOINT LODGING|WEED|Weeden & Co.L.P.|2168
CPLG|COREPOINT LODGING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|601
CPLG|COREPOINT LODGING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|113
CPLG|COREPOINT LODGING|WSEA|WOLVERINE SECURITIES, LLC|193
CPLG|COREPOINT LODGING|XIST|INSTINET, LLC|1400
CPLG|COREPOINT LODGING|XPQR|Jump Trading|800
CPLG|COREPOINT LODGING|XSTM|NATIONAL FINANCIAL SERVICES LLC|32800
CPLG|COREPOINT LODGING|YKNA|COMHAR CAPITAL MARKETS, LLC|219110
CPLG|COREPOINT LODGING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7
CPLP|CAPITAL PRODUCT PART|AGIS|Aegis Capital Corp.|650
CPLP|CAPITAL PRODUCT PART|ALTX|Alternet Securities Inc.|100
CPLP|CAPITAL PRODUCT PART|APCC|Apex Clearing Corporation|5297
CPLP|CAPITAL PRODUCT PART|BARD|Robert W. Baird & Co. Incorporated|20
CPLP|CAPITAL PRODUCT PART|BIMI|Banca IMI Securities Corp.|1500
CPLP|CAPITAL PRODUCT PART|BKCM|BNY Mellon Capital Markets LLC|2736
CPLP|CAPITAL PRODUCT PART|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5000
CPLP|CAPITAL PRODUCT PART|BLKX|INSTINET, LLC|5400
CPLP|CAPITAL PRODUCT PART|BYXM|CBOE TRADING, INC.|100
CPLP|CAPITAL PRODUCT PART|BZYD|GOLDMAN SACHS & CO. LLC|7495
CPLP|CAPITAL PRODUCT PART|CANT|Cantor Fitzgerald & Co.|415
CPLP|CAPITAL PRODUCT PART|CHAS|Charles Schwab & Co., Inc.|9625
CPLP|CAPITAL PRODUCT PART|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6781
CPLP|CAPITAL PRODUCT PART|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84848
CPLP|CAPITAL PRODUCT PART|CTDL|Citadel Derivatives Group Llc|14170
CPLP|CAPITAL PRODUCT PART|CXCX|CITIGROUP GLOBAL MARKETS INC.|126886
CPLP|CAPITAL PRODUCT PART|DBAB|Deutsche Bank Securities Inc.|117400
CPLP|CAPITAL PRODUCT PART|DBAX|Deutsche Bank Securities Inc.|19400
CPLP|CAPITAL PRODUCT PART|DEAN|MORGAN STANLEY|9130
CPLP|CAPITAL PRODUCT PART|DEGS|RONIN PROFESSIONAL LLC|10717
CPLP|CAPITAL PRODUCT PART|EBXL|EBX LLC|55800
CPLP|CAPITAL PRODUCT PART|EDJO|Edward D. Jones & Co., L.P.|2653
CPLP|CAPITAL PRODUCT PART|EGAM|CBOE TRADING, INC.|287
CPLP|CAPITAL PRODUCT PART|EGXM|CBOE TRADING, INC.|29
CPLP|CAPITAL PRODUCT PART|ETBE|Electronic Transaction Clearing, Inc.|12146
CPLP|CAPITAL PRODUCT PART|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CPLP|CAPITAL PRODUCT PART|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|286
CPLP|CAPITAL PRODUCT PART|ETRS|E*Trade Securities LLC|179794
CPLP|CAPITAL PRODUCT PART|FBCO|Credit Suisse Securities (USA) LLC|123478
CPLP|CAPITAL PRODUCT PART|FILL|Tradestation Securities, Inc.|162
CPLP|CAPITAL PRODUCT PART|FMAF|NBCN Inc./ CDS|17740
CPLP|CAPITAL PRODUCT PART|FOMA|TD AMERITRADE CLEARING, INC.|495358
CPLP|CAPITAL PRODUCT PART|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3093
CPLP|CAPITAL PRODUCT PART|FTBR|Foliofn Investments, Inc.|5954
CPLP|CAPITAL PRODUCT PART|GEBB|GLOBAL EXECUTION BROKERS, LP|14508
CPLP|CAPITAL PRODUCT PART|GLPX|ACS EXECUTION SERVICES, LLC|1600
CPLP|CAPITAL PRODUCT PART|GSCO|GOLDMAN SACHS & CO. LLC|122029
CPLP|CAPITAL PRODUCT PART|GSLT|GOLDMAN SACHS & CO. LLC|1671
CPLP|CAPITAL PRODUCT PART|GTSZ|GTS SECURITIES LLC|2142
CPLP|CAPITAL PRODUCT PART|HRBF|American Enterprise Investment Services Inc.|15169
CPLP|CAPITAL PRODUCT PART|IATS|INTERACTIVE BROKERS LLC|20773
CPLP|CAPITAL PRODUCT PART|IBKR|Interactive Brokers Llc|277080
CPLP|CAPITAL PRODUCT PART|ICBX|INSTINET, LLC|72695
CPLP|CAPITAL PRODUCT PART|INCA|INSTINET, LLC|848436
CPLP|CAPITAL PRODUCT PART|INJX|INSTINET, LLC|7618
CPLP|CAPITAL PRODUCT PART|ITGI|ITG Inc.|2500
CPLP|CAPITAL PRODUCT PART|ITGP|ITG INC.|3200
CPLP|CAPITAL PRODUCT PART|JANY|Janney Montgomery Scott Inc.|2630
CPLP|CAPITAL PRODUCT PART|JEFF|JEFFERIES LLC|132296
CPLP|CAPITAL PRODUCT PART|JMPT|JUMP TRADING, LLC|700
CPLP|CAPITAL PRODUCT PART|JPMX|J.P. Morgan Securities LLC|37840
CPLP|CAPITAL PRODUCT PART|JSJX|JANE STREET CAPITAL LLC|117352
CPLP|CAPITAL PRODUCT PART|KCGM|VIRTU Americas LLC|8066
CPLP|CAPITAL PRODUCT PART|LEHM|Barclays Capital Inc./Le|148200
CPLP|CAPITAL PRODUCT PART|LIME|Lime Brokerage LLC|62880
CPLP|CAPITAL PRODUCT PART|LMGP|LIME BROKERAGE LLC|12000
CPLP|CAPITAL PRODUCT PART|LQNA|LIQUIDNET, INC.|5200
CPLP|CAPITAL PRODUCT PART|MACC|Mid Atlantic Capital Corporation|2700
CPLP|CAPITAL PRODUCT PART|MAXM|Maxim Group LLC|1300
CPLP|CAPITAL PRODUCT PART|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63650
CPLP|CAPITAL PRODUCT PART|MOTF|MOTIF INVESTING, INC.|4
CPLP|CAPITAL PRODUCT PART|MSCO|MORGAN STANLEY & CO. LLC|388745
CPLP|CAPITAL PRODUCT PART|MSPL|MORGAN STANLEY & CO. LLC|13600
CPLP|CAPITAL PRODUCT PART|NFSC|National Financial Services LLC|400936
CPLP|CAPITAL PRODUCT PART|NITE|VIRTU Americas LLC|908016
CPLP|CAPITAL PRODUCT PART|NITP|VIRTU Americas LLC|5366
CPLP|CAPITAL PRODUCT PART|NQRB|Brut, LLC|113
CPLP|CAPITAL PRODUCT PART|OPCO|Oppenheimer & Co. Inc.|1990
CPLP|CAPITAL PRODUCT PART|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5400
CPLP|CAPITAL PRODUCT PART|PDQM|CODA MARKETS, INC.|3300
CPLP|CAPITAL PRODUCT PART|PWJC|UBS Financial Services, Inc.|27449
CPLP|CAPITAL PRODUCT PART|RAJA|Raymond James & Associates, Inc.|26511
CPLP|CAPITAL PRODUCT PART|RBCM|RBC CAPITAL MARKETS, LLC|11940
CPLP|CAPITAL PRODUCT PART|RGLD|Regal Securities, Inc|222
CPLP|CAPITAL PRODUCT PART|SBSH|Citigroup Global Markets Inc.|192935
CPLP|CAPITAL PRODUCT PART|SGMT|GOLDMAN SACHS & CO. LLC|24570
CPLP|CAPITAL PRODUCT PART|SPDR|SPEEDROUTE LLC|6430
CPLP|CAPITAL PRODUCT PART|STFL|Stifel, Nicolaus & Company, Incorporated|94950
CPLP|CAPITAL PRODUCT PART|SWIM|TD Ameritrade, Inc.|46115
CPLP|CAPITAL PRODUCT PART|SWST|Hilltop Securities Inc.|2709
CPLP|CAPITAL PRODUCT PART|TKNG|ALLY INVEST SECURITIES LLC|12702
CPLP|CAPITAL PRODUCT PART|TRBT|Tradebot Systems, Inc.|31988
CPLP|CAPITAL PRODUCT PART|TRCM|TRC MARKETS LLC|24148
CPLP|CAPITAL PRODUCT PART|UBSA|UBS SECURITIES LLC|154762
CPLP|CAPITAL PRODUCT PART|UBSS|UBS Securities LLC|593750
CPLP|CAPITAL PRODUCT PART|VALX|VIRTU AMERICAS LLC|3570
CPLP|CAPITAL PRODUCT PART|VGRD|Vanguard Marketing Corporation|64249
CPLP|CAPITAL PRODUCT PART|WCHV|WELLS FARGO SECURITIES, LLC|96437
CPLP|CAPITAL PRODUCT PART|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7882
CPLP|CAPITAL PRODUCT PART|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13565
CPLP|CAPITAL PRODUCT PART|WGIF|CIBC World Markets Inc.|65
CPLP|CAPITAL PRODUCT PART|WSEA|WOLVERINE SECURITIES, LLC|20658
CPLP|CAPITAL PRODUCT PART|XSTM|NATIONAL FINANCIAL SERVICES LLC|12000
CPLP|CAPITAL PRODUCT PART|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CPLP|CAPITAL PRODUCT PART|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6608
CPRT|COPART, INC.|ABLE|NATIXIS Securities Americas LLC|250974
CPRT|COPART, INC.|ALTX|Alternet Securities Inc.|15334
CPRT|COPART, INC.|ANOS|ABEL/NOSER, L.L.C.|2580
CPRT|COPART, INC.|APCC|Apex Clearing Corporation|5125
CPRT|COPART, INC.|AQUA|AQUA SECURITIES L.P.|2600
CPRT|COPART, INC.|BALE|M&T SECURITIES, INC.|979
CPRT|COPART, INC.|BANK|Primevest Financial Services, Inc.|196
CPRT|COPART, INC.|BARD|Robert W. Baird & Co. Incorporated|2420
CPRT|COPART, INC.|BATM|CBOE TRADING, INC.|11831
CPRT|COPART, INC.|BAYC|BAY CREST PARTNERS, LLC|44408
CPRT|COPART, INC.|BAYT|BTIG, LLC|2300
CPRT|COPART, INC.|BBNT|BB&T SECURITIES, LLC|616
CPRT|COPART, INC.|BERN|Sanford C. Bernstein & Co., LLC|90408
CPRT|COPART, INC.|BIDS|BIDS TRADING L.P.|1500
CPRT|COPART, INC.|BIMI|Banca IMI Securities Corp.|633
CPRT|COPART, INC.|BKCM|BNY Mellon Capital Markets LLC|2380392
CPRT|COPART, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9419
CPRT|COPART, INC.|BLKX|INSTINET, LLC|25750
CPRT|COPART, INC.|BMOC|BMO Capital Markets Corp.|18749
CPRT|COPART, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|75827
CPRT|COPART, INC.|BRGE|Newbridge Securities Corp.|2059
CPRT|COPART, INC.|BRVL|BLAYLOCK VAN, LLC|15750
CPRT|COPART, INC.|BTIG|BTIG, LLC|181365
CPRT|COPART, INC.|BYXM|CBOE TRADING, INC.|15806
CPRT|COPART, INC.|BZYD|GOLDMAN SACHS & CO. LLC|962
CPRT|COPART, INC.|CANT|Cantor Fitzgerald & Co.|3800
CPRT|COPART, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|15000
CPRT|COPART, INC.|CHAS|Charles Schwab & Co., Inc.|371
CPRT|COPART, INC.|CHDN|CHARDAN CAPITAL MARKETS LLC|8223
CPRT|COPART, INC.|CIBP|CIBC World Markets Corp.|70111
CPRT|COPART, INC.|CIST|Capital Institutional Services, Inc.|3493
CPRT|COPART, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|148346
CPRT|COPART, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15619
CPRT|COPART, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4026
CPRT|COPART, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|734840
CPRT|COPART, INC.|CTDL|Citadel Derivatives Group Llc|66729
CPRT|COPART, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|73144
CPRT|COPART, INC.|DADA|D.A. Davidson & Co.|238
CPRT|COPART, INC.|DAWA|Daiwa Capital Markets America Inc.|17839
CPRT|COPART, INC.|DBAB|Deutsche Bank Securities Inc.|11360655
CPRT|COPART, INC.|DBAX|Deutsche Bank Securities Inc.|354700
CPRT|COPART, INC.|DBUL|Deutsche Bank Securities Inc.|52604
CPRT|COPART, INC.|DCHF|Dart Executions, LLC|9578
CPRT|COPART, INC.|DEAN|MORGAN STANLEY|41524
CPRT|COPART, INC.|DEGS|RONIN PROFESSIONAL LLC|6063
CPRT|COPART, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|50099
CPRT|COPART, INC.|DRWK|DRW SECURITIES, L.L.C.|231646
CPRT|COPART, INC.|EBXL|EBX LLC|285400
CPRT|COPART, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|118272
CPRT|COPART, INC.|EDJO|Edward D. Jones & Co., L.P.|7821
CPRT|COPART, INC.|EGAM|CBOE TRADING, INC.|28280
CPRT|COPART, INC.|EGAW|CBOE TRADING, INC.|424
CPRT|COPART, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1462
CPRT|COPART, INC.|EGXM|CBOE TRADING, INC.|9818
CPRT|COPART, INC.|EGXW|CBOE TRADING, INC.|5
CPRT|COPART, INC.|ELEV|ELEVATION, LLC|34609
CPRT|COPART, INC.|ESPO|ESPOSITO SECURITIES, LLC|11
CPRT|COPART, INC.|ETBE|Electronic Transaction Clearing, Inc.|432924
CPRT|COPART, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|250
CPRT|COPART, INC.|ETCC|Electronic Transaction Clearing, Inc.|990
CPRT|COPART, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9020
CPRT|COPART, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55514
CPRT|COPART, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|230
CPRT|COPART, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10200
CPRT|COPART, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|601046
CPRT|COPART, INC.|ETRS|E*Trade Securities LLC|302464
CPRT|COPART, INC.|FBCO|Credit Suisse Securities (USA) LLC|1732205
CPRT|COPART, INC.|FBSB|U.S. Bancorp Investments, Inc.|200
CPRT|COPART, INC.|FILL|Tradestation Securities, Inc.|6601
CPRT|COPART, INC.|FINX|FINTECH SECURITIES|100
CPRT|COPART, INC.|FMAF|NBCN Inc./ CDS|3578
CPRT|COPART, INC.|FOMA|TD AMERITRADE CLEARING, INC.|189580
CPRT|COPART, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|77501
CPRT|COPART, INC.|FQLS|Quantlab Securities LP|827220
CPRT|COPART, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|290260
CPRT|COPART, INC.|FTBR|Foliofn Investments, Inc.|6188
CPRT|COPART, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|66459
CPRT|COPART, INC.|GELP|RBC CAPITAL MARKETS, LLC|12152
CPRT|COPART, INC.|GLPX|ACS EXECUTION SERVICES, LLC|38446
CPRT|COPART, INC.|GSCO|GOLDMAN SACHS & CO. LLC|13677197
CPRT|COPART, INC.|GSCS|GOLDMAN SACHS & CO. LLC|110842
CPRT|COPART, INC.|GSLT|GOLDMAN SACHS & CO. LLC|29433
CPRT|COPART, INC.|GTSZ|GTS SECURITIES LLC|215548
CPRT|COPART, INC.|HPPX|POTAMUS TRADING, LLC|194
CPRT|COPART, INC.|HRBF|American Enterprise Investment Services Inc.|17107
CPRT|COPART, INC.|HSBC|HSBC Securities, Inc.|16320
CPRT|COPART, INC.|IATS|INTERACTIVE BROKERS LLC|22820
CPRT|COPART, INC.|IBKR|Interactive Brokers Llc|228059
CPRT|COPART, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|382
CPRT|COPART, INC.|ICBX|INSTINET, LLC|106004
CPRT|COPART, INC.|IEQY|CITADEL SECURITIES LLC|198033
CPRT|COPART, INC.|INCA|INSTINET, LLC|1625223
CPRT|COPART, INC.|INJX|INSTINET, LLC|72927
CPRT|COPART, INC.|ITGI|ITG Inc.|10657870
CPRT|COPART, INC.|ITGP|ITG INC.|283000
CPRT|COPART, INC.|JANY|Janney Montgomery Scott Inc.|8971
CPRT|COPART, INC.|JEFF|JEFFERIES LLC|310677
CPRT|COPART, INC.|JMPT|JUMP TRADING, LLC|198763
CPRT|COPART, INC.|JONE|JonesTrading|584
CPRT|COPART, INC.|JPBX|J.P. MORGAN SECURITIES LLC|390294
CPRT|COPART, INC.|JPMX|J.P. Morgan Securities LLC|735434
CPRT|COPART, INC.|JSJX|JANE STREET CAPITAL LLC|34599
CPRT|COPART, INC.|JUTA|JUMP TRADING, LLC|200
CPRT|COPART, INC.|KCGM|VIRTU Americas LLC|87239
CPRT|COPART, INC.|KCRD|PHX FINANCIAL, INC.|100
CPRT|COPART, INC.|LEHM|Barclays Capital Inc./Le|4000872
CPRT|COPART, INC.|LIME|Lime Brokerage LLC|410377
CPRT|COPART, INC.|LMGP|LIME BROKERAGE LLC|113212
CPRT|COPART, INC.|LOOP|Loop Capital Markets LLC|190202
CPRT|COPART, INC.|LQNA|LIQUIDNET, INC.|334200
CPRT|COPART, INC.|LQNB|LIQUIDNET, INC.|1500
CPRT|COPART, INC.|LSCI|Lek Securities Corporation|4051
CPRT|COPART, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CPRT|COPART, INC.|MACC|Mid Atlantic Capital Corporation|300
CPRT|COPART, INC.|MACQ|Macquarie Capital (USA) Inc.|22702
CPRT|COPART, INC.|MAXM|Maxim Group LLC|23080
CPRT|COPART, INC.|MBTS|ALLY INVEST SECURITIES LLC|25
CPRT|COPART, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|183136
CPRT|COPART, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
CPRT|COPART, INC.|MOTF|MOTIF INVESTING, INC.|120
CPRT|COPART, INC.|MSCO|MORGAN STANLEY & CO. LLC|31888048
CPRT|COPART, INC.|MSPL|MORGAN STANLEY & CO. LLC|397000
CPRT|COPART, INC.|MSTX|MORGAN STANLEY & CO. LLC|386900
CPRT|COPART, INC.|NATL|National Securities Corporation|253
CPRT|COPART, INC.|NFSC|National Financial Services LLC|241870
CPRT|COPART, INC.|NITE|VIRTU Americas LLC|661027
CPRT|COPART, INC.|NITP|VIRTU Americas LLC|61566
CPRT|COPART, INC.|NQRB|Brut, LLC|38534
CPRT|COPART, INC.|NTRC|Northern Trust Securities, Inc.|200
CPRT|COPART, INC.|OHOS|TWO SIGMA SECURITIES, LLC|82712
CPRT|COPART, INC.|OPCO|Oppenheimer & Co. Inc.|14673
CPRT|COPART, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|19031
CPRT|COPART, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|17700
CPRT|COPART, INC.|PDQM|CODA MARKETS, INC.|84642
CPRT|COPART, INC.|PHLY|NASDAQ Execution Services, LLC|400
CPRT|COPART, INC.|PICT|Pictet Overseas Inc.|140
CPRT|COPART, INC.|PIPR|Piper Jaffray & Co.|2700
CPRT|COPART, INC.|PNSR|Penserra Securities, LLC|75896
CPRT|COPART, INC.|PWJC|UBS Financial Services, Inc.|6466
CPRT|COPART, INC.|QMSR|QUATTRO M SECURITIES INC.|76945
CPRT|COPART, INC.|RAJA|Raymond James & Associates, Inc.|18240
CPRT|COPART, INC.|RBCM|RBC CAPITAL MARKETS, LLC|16011
CPRT|COPART, INC.|RGLD|Regal Securities, Inc|200
CPRT|COPART, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|9249
CPRT|COPART, INC.|SAGL|SAGETRADER, LLC|24561
CPRT|COPART, INC.|SAGW|SAGETRADER, LLC|600
CPRT|COPART, INC.|SALI|INTL FCSTONE FINANCIAL INC.|132
CPRT|COPART, INC.|SBSH|Citigroup Global Markets Inc.|2959254
CPRT|COPART, INC.|SCMC|Scotia Capital Markets (USA) Inc.|100
CPRT|COPART, INC.|SEIC|SEI Investments Distribution Co.|312
CPRT|COPART, INC.|SGMT|GOLDMAN SACHS & CO. LLC|196592
CPRT|COPART, INC.|SJLS|TRADE INFORMATICS LLC|1600
CPRT|COPART, INC.|SOGO|Wang Investment Associates, Inc.|12
CPRT|COPART, INC.|SPDR|SPEEDROUTE LLC|84247
CPRT|COPART, INC.|SPHN|Stephens Inc.|24343
CPRT|COPART, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|15478
CPRT|COPART, INC.|SWIM|TD Ameritrade, Inc.|54022
CPRT|COPART, INC.|SWST|Hilltop Securities Inc.|21920
CPRT|COPART, INC.|TKNG|ALLY INVEST SECURITIES LLC|2221
CPRT|COPART, INC.|TONC|CUTTONE & CO., LLC|2970
CPRT|COPART, INC.|TOUR|TOURMALINE PARTNERS, LLC|10819
CPRT|COPART, INC.|TRBT|Tradebot Systems, Inc.|814620
CPRT|COPART, INC.|TRCM|TRC MARKETS LLC|546336
CPRT|COPART, INC.|TWTT|TASTYWORKS, INC.|1133
CPRT|COPART, INC.|UBSA|UBS SECURITIES LLC|1375279
CPRT|COPART, INC.|UBSS|UBS Securities LLC|7890577
CPRT|COPART, INC.|VALX|VIRTU AMERICAS LLC|19452
CPRT|COPART, INC.|VGRD|Vanguard Marketing Corporation|25618
CPRT|COPART, INC.|VSIN|Vision Financial Markets Llc|105
CPRT|COPART, INC.|WABR|Wall Street Access|680
CPRT|COPART, INC.|WBLR|WILLIAM BLAIR|14086
CPRT|COPART, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|504
CPRT|COPART, INC.|WCHV|WELLS FARGO SECURITIES, LLC|727699
CPRT|COPART, INC.|WDNX|WEEDEN & CO.L.P.|6850
CPRT|COPART, INC.|WEDB|WEDBUSH SECURITIES INC.|2563
CPRT|COPART, INC.|WEED|Weeden & Co.L.P.|10677
CPRT|COPART, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18669
CPRT|COPART, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25694
CPRT|COPART, INC.|WGIF|CIBC World Markets Inc.|6817
CPRT|COPART, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|78
CPRT|COPART, INC.|WSEA|WOLVERINE SECURITIES, LLC|8729
CPRT|COPART, INC.|XIST|INSTINET, LLC|99248
CPRT|COPART, INC.|XPQR|Jump Trading|2000
CPRT|COPART, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|64362
CPRT|COPART, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|714
CPRT|COPART, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17076
CPRX|CATALYST PHARM INC.|ADAM|CANACCORD GENUITY INC.|125915
CPRX|CATALYST PHARM INC.|ALTX|Alternet Securities Inc.|700
CPRX|CATALYST PHARM INC.|APCC|Apex Clearing Corporation|17820
CPRX|CATALYST PHARM INC.|BATM|CBOE TRADING, INC.|3319
CPRX|CATALYST PHARM INC.|BAYT|BTIG, LLC|13900
CPRX|CATALYST PHARM INC.|BERN|Sanford C. Bernstein & Co., LLC|3100
CPRX|CATALYST PHARM INC.|BIMI|Banca IMI Securities Corp.|845
CPRX|CATALYST PHARM INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25353
CPRX|CATALYST PHARM INC.|BLKX|INSTINET, LLC|12400
CPRX|CATALYST PHARM INC.|BMOC|BMO Capital Markets Corp.|14646
CPRX|CATALYST PHARM INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5163
CPRX|CATALYST PHARM INC.|BTIG|BTIG, LLC|8197
CPRX|CATALYST PHARM INC.|BYXM|CBOE TRADING, INC.|700
CPRX|CATALYST PHARM INC.|CANT|Cantor Fitzgerald & Co.|25000
CPRX|CATALYST PHARM INC.|CHAS|Charles Schwab & Co., Inc.|2182
CPRX|CATALYST PHARM INC.|CIST|Capital Institutional Services, Inc.|2994
CPRX|CATALYST PHARM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18367
CPRX|CATALYST PHARM INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
CPRX|CATALYST PHARM INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|810
CPRX|CATALYST PHARM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|159816
CPRX|CATALYST PHARM INC.|CTDL|Citadel Derivatives Group Llc|31337
CPRX|CATALYST PHARM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|39448
CPRX|CATALYST PHARM INC.|DBAB|Deutsche Bank Securities Inc.|199024
CPRX|CATALYST PHARM INC.|DBAX|Deutsche Bank Securities Inc.|91900
CPRX|CATALYST PHARM INC.|DBUL|Deutsche Bank Securities Inc.|1600
CPRX|CATALYST PHARM INC.|DEAN|MORGAN STANLEY|12273
CPRX|CATALYST PHARM INC.|DEGS|RONIN PROFESSIONAL LLC|57088
CPRX|CATALYST PHARM INC.|EBXL|EBX LLC|83700
CPRX|CATALYST PHARM INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|889
CPRX|CATALYST PHARM INC.|EDJO|Edward D. Jones & Co., L.P.|11556
CPRX|CATALYST PHARM INC.|EGAM|CBOE TRADING, INC.|5430
CPRX|CATALYST PHARM INC.|EGXM|CBOE TRADING, INC.|750
CPRX|CATALYST PHARM INC.|ETBE|Electronic Transaction Clearing, Inc.|3000
CPRX|CATALYST PHARM INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8944
CPRX|CATALYST PHARM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1562
CPRX|CATALYST PHARM INC.|ETRS|E*Trade Securities LLC|718501
CPRX|CATALYST PHARM INC.|FBCO|Credit Suisse Securities (USA) LLC|313295
CPRX|CATALYST PHARM INC.|FILL|Tradestation Securities, Inc.|1460
CPRX|CATALYST PHARM INC.|FOMA|TD AMERITRADE CLEARING, INC.|695754
CPRX|CATALYST PHARM INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|499
CPRX|CATALYST PHARM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41616
CPRX|CATALYST PHARM INC.|FTBR|Foliofn Investments, Inc.|847
CPRX|CATALYST PHARM INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|31266
CPRX|CATALYST PHARM INC.|GLIS|TD Securities Inc|40
CPRX|CATALYST PHARM INC.|GLPX|ACS EXECUTION SERVICES, LLC|3105
CPRX|CATALYST PHARM INC.|GSCO|GOLDMAN SACHS & CO. LLC|1104782
CPRX|CATALYST PHARM INC.|GSCS|GOLDMAN SACHS & CO. LLC|6800
CPRX|CATALYST PHARM INC.|GSLT|GOLDMAN SACHS & CO. LLC|4400
CPRX|CATALYST PHARM INC.|GTSZ|GTS SECURITIES LLC|4700
CPRX|CATALYST PHARM INC.|HRBF|American Enterprise Investment Services Inc.|1608
CPRX|CATALYST PHARM INC.|IATS|INTERACTIVE BROKERS LLC|8837
CPRX|CATALYST PHARM INC.|IBKR|Interactive Brokers Llc|238388
CPRX|CATALYST PHARM INC.|ICBX|INSTINET, LLC|48454
CPRX|CATALYST PHARM INC.|IEQY|CITADEL SECURITIES LLC|35160
CPRX|CATALYST PHARM INC.|INCA|INSTINET, LLC|102115
CPRX|CATALYST PHARM INC.|INJX|INSTINET, LLC|46031
CPRX|CATALYST PHARM INC.|ITGI|ITG Inc.|23957
CPRX|CATALYST PHARM INC.|ITGP|ITG INC.|37600
CPRX|CATALYST PHARM INC.|JANY|Janney Montgomery Scott Inc.|100
CPRX|CATALYST PHARM INC.|JEFF|JEFFERIES LLC|146585
CPRX|CATALYST PHARM INC.|JMPT|JUMP TRADING, LLC|139887
CPRX|CATALYST PHARM INC.|JPBX|J.P. MORGAN SECURITIES LLC|2568
CPRX|CATALYST PHARM INC.|JPMX|J.P. Morgan Securities LLC|90240
CPRX|CATALYST PHARM INC.|JSJX|JANE STREET CAPITAL LLC|12354
CPRX|CATALYST PHARM INC.|JUTA|JUMP TRADING, LLC|1400
CPRX|CATALYST PHARM INC.|KCGM|VIRTU Americas LLC|24202
CPRX|CATALYST PHARM INC.|LEHM|Barclays Capital Inc./Le|1254009
CPRX|CATALYST PHARM INC.|LIME|Lime Brokerage LLC|290397
CPRX|CATALYST PHARM INC.|LMGP|LIME BROKERAGE LLC|33800
CPRX|CATALYST PHARM INC.|LOOP|Loop Capital Markets LLC|11075
CPRX|CATALYST PHARM INC.|LSCI|Lek Securities Corporation|107
CPRX|CATALYST PHARM INC.|MACQ|Macquarie Capital (USA) Inc.|1804
CPRX|CATALYST PHARM INC.|MAXM|Maxim Group LLC|21116
CPRX|CATALYST PHARM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|142780
CPRX|CATALYST PHARM INC.|MNDX|TJM Investments, LLC|69200
CPRX|CATALYST PHARM INC.|MOTF|MOTIF INVESTING, INC.|2
CPRX|CATALYST PHARM INC.|MSCO|MORGAN STANLEY & CO. LLC|1427037
CPRX|CATALYST PHARM INC.|MSPL|MORGAN STANLEY & CO. LLC|132400
CPRX|CATALYST PHARM INC.|MSTX|MORGAN STANLEY & CO. LLC|80300
CPRX|CATALYST PHARM INC.|NATL|National Securities Corporation|3200
CPRX|CATALYST PHARM INC.|NEED|Needham & Company, LLC|151300
CPRX|CATALYST PHARM INC.|NFSC|National Financial Services LLC|503417
CPRX|CATALYST PHARM INC.|NITE|VIRTU Americas LLC|1239178
CPRX|CATALYST PHARM INC.|NITP|VIRTU Americas LLC|23400
CPRX|CATALYST PHARM INC.|NQRB|Brut, LLC|24041
CPRX|CATALYST PHARM INC.|OPCO|Oppenheimer & Co. Inc.|3600
CPRX|CATALYST PHARM INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4231
CPRX|CATALYST PHARM INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5700
CPRX|CATALYST PHARM INC.|PDQM|CODA MARKETS, INC.|4864
CPRX|CATALYST PHARM INC.|PNSR|Penserra Securities, LLC|45052
CPRX|CATALYST PHARM INC.|PWJC|UBS Financial Services, Inc.|12100
CPRX|CATALYST PHARM INC.|RAJA|Raymond James & Associates, Inc.|8016
CPRX|CATALYST PHARM INC.|RBCM|RBC CAPITAL MARKETS, LLC|5250
CPRX|CATALYST PHARM INC.|SAGL|SAGETRADER, LLC|600
CPRX|CATALYST PHARM INC.|SBSH|Citigroup Global Markets Inc.|290162
CPRX|CATALYST PHARM INC.|SGMT|GOLDMAN SACHS & CO. LLC|75298
CPRX|CATALYST PHARM INC.|SPDR|SPEEDROUTE LLC|1500
CPRX|CATALYST PHARM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2197
CPRX|CATALYST PHARM INC.|SWIM|TD Ameritrade, Inc.|210840
CPRX|CATALYST PHARM INC.|SWST|Hilltop Securities Inc.|58700
CPRX|CATALYST PHARM INC.|TKNG|ALLY INVEST SECURITIES LLC|10513
CPRX|CATALYST PHARM INC.|TRBT|Tradebot Systems, Inc.|138211
CPRX|CATALYST PHARM INC.|TRCM|TRC MARKETS LLC|131871
CPRX|CATALYST PHARM INC.|TWTT|TASTYWORKS, INC.|800
CPRX|CATALYST PHARM INC.|UBSA|UBS SECURITIES LLC|440837
CPRX|CATALYST PHARM INC.|UBSS|UBS Securities LLC|969157
CPRX|CATALYST PHARM INC.|VALX|VIRTU AMERICAS LLC|18505
CPRX|CATALYST PHARM INC.|VGRD|Vanguard Marketing Corporation|31347
CPRX|CATALYST PHARM INC.|WCHV|WELLS FARGO SECURITIES, LLC|229994
CPRX|CATALYST PHARM INC.|WEED|Weeden & Co.L.P.|17200
CPRX|CATALYST PHARM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2000
CPRX|CATALYST PHARM INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2721
CPRX|CATALYST PHARM INC.|WGIF|CIBC World Markets Inc.|26808
CPRX|CATALYST PHARM INC.|WSEA|WOLVERINE SECURITIES, LLC|27739
CPRX|CATALYST PHARM INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|178158
CPRX|CATALYST PHARM INC.|XIST|INSTINET, LLC|31000
CPRX|CATALYST PHARM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|48000
CPRX|CATALYST PHARM INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|209
CPRX|CATALYST PHARM INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1516
CPS|COOPER STD HLDG INC|ALTX|Alternet Securities Inc.|1607
CPS|COOPER STD HLDG INC|APCC|Apex Clearing Corporation|45
CPS|COOPER STD HLDG INC|BARD|Robert W. Baird & Co. Incorporated|2
CPS|COOPER STD HLDG INC|BATM|CBOE TRADING, INC.|1160
CPS|COOPER STD HLDG INC|BAYT|BTIG, LLC|1000
CPS|COOPER STD HLDG INC|BBNT|BB&T SECURITIES, LLC|56
CPS|COOPER STD HLDG INC|BERN|Sanford C. Bernstein & Co., LLC|2362
CPS|COOPER STD HLDG INC|BIDS|BIDS TRADING L.P.|6300
CPS|COOPER STD HLDG INC|BNPX|BNP PARIBAS SECURITIES CORP.|3719
CPS|COOPER STD HLDG INC|BRVL|BLAYLOCK VAN, LLC|200
CPS|COOPER STD HLDG INC|BTIG|BTIG, LLC|1601
CPS|COOPER STD HLDG INC|BYXM|CBOE TRADING, INC.|900
CPS|COOPER STD HLDG INC|BZYD|GOLDMAN SACHS & CO. LLC|485
CPS|COOPER STD HLDG INC|CIST|Capital Institutional Services, Inc.|435
CPS|COOPER STD HLDG INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7251
CPS|COOPER STD HLDG INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4193
CPS|COOPER STD HLDG INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3168
CPS|COOPER STD HLDG INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52409
CPS|COOPER STD HLDG INC|CSIN|Citadel Securities Institutional LLC|570
CPS|COOPER STD HLDG INC|CTDL|Citadel Derivatives Group Llc|8914
CPS|COOPER STD HLDG INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9088
CPS|COOPER STD HLDG INC|DADA|D.A. Davidson & Co.|10
CPS|COOPER STD HLDG INC|DBAB|Deutsche Bank Securities Inc.|21677
CPS|COOPER STD HLDG INC|DBAX|Deutsche Bank Securities Inc.|37300
CPS|COOPER STD HLDG INC|DCHF|Dart Executions, LLC|80
CPS|COOPER STD HLDG INC|DEAN|MORGAN STANLEY|1001
CPS|COOPER STD HLDG INC|DEGS|RONIN PROFESSIONAL LLC|100
CPS|COOPER STD HLDG INC|EBXL|EBX LLC|30300
CPS|COOPER STD HLDG INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7536
CPS|COOPER STD HLDG INC|EDJO|Edward D. Jones & Co., L.P.|8
CPS|COOPER STD HLDG INC|EGAM|CBOE TRADING, INC.|450
CPS|COOPER STD HLDG INC|EGMT|EG MARKET TECHNOLOGIES LLC|199
CPS|COOPER STD HLDG INC|EGXM|CBOE TRADING, INC.|336
CPS|COOPER STD HLDG INC|ETBE|Electronic Transaction Clearing, Inc.|100
CPS|COOPER STD HLDG INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10496
CPS|COOPER STD HLDG INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CPS|COOPER STD HLDG INC|ETRS|E*Trade Securities LLC|137
CPS|COOPER STD HLDG INC|FMAF|NBCN Inc./ CDS|3100
CPS|COOPER STD HLDG INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1465
CPS|COOPER STD HLDG INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14035
CPS|COOPER STD HLDG INC|FTBR|Foliofn Investments, Inc.|714
CPS|COOPER STD HLDG INC|GLPX|ACS EXECUTION SERVICES, LLC|15465
CPS|COOPER STD HLDG INC|GSCO|GOLDMAN SACHS & CO. LLC|123974
CPS|COOPER STD HLDG INC|GSCS|GOLDMAN SACHS & CO. LLC|20533
CPS|COOPER STD HLDG INC|GSLT|GOLDMAN SACHS & CO. LLC|18
CPS|COOPER STD HLDG INC|GTSZ|GTS SECURITIES LLC|33799
CPS|COOPER STD HLDG INC|HRBF|American Enterprise Investment Services Inc.|1071
CPS|COOPER STD HLDG INC|IATS|INTERACTIVE BROKERS LLC|14385
CPS|COOPER STD HLDG INC|IBKR|Interactive Brokers Llc|100749
CPS|COOPER STD HLDG INC|ICBX|INSTINET, LLC|8800
CPS|COOPER STD HLDG INC|IEQY|CITADEL SECURITIES LLC|5515
CPS|COOPER STD HLDG INC|INCA|INSTINET, LLC|52730
CPS|COOPER STD HLDG INC|INJX|INSTINET, LLC|1557
CPS|COOPER STD HLDG INC|ITGI|ITG Inc.|9803
CPS|COOPER STD HLDG INC|ITGP|ITG INC.|31000
CPS|COOPER STD HLDG INC|JANY|Janney Montgomery Scott Inc.|5
CPS|COOPER STD HLDG INC|JEFF|JEFFERIES LLC|3124
CPS|COOPER STD HLDG INC|JMPT|JUMP TRADING, LLC|4076
CPS|COOPER STD HLDG INC|JONE|JonesTrading|162
CPS|COOPER STD HLDG INC|JPBX|J.P. MORGAN SECURITIES LLC|4916
CPS|COOPER STD HLDG INC|JPMX|J.P. Morgan Securities LLC|86527
CPS|COOPER STD HLDG INC|JSJX|JANE STREET CAPITAL LLC|7122
CPS|COOPER STD HLDG INC|KCGM|VIRTU Americas LLC|10916
CPS|COOPER STD HLDG INC|LEHM|Barclays Capital Inc./Le|43377
CPS|COOPER STD HLDG INC|LIME|Lime Brokerage LLC|4532
CPS|COOPER STD HLDG INC|LQNA|LIQUIDNET, INC.|22800
CPS|COOPER STD HLDG INC|LQNB|LIQUIDNET, INC.|5000
CPS|COOPER STD HLDG INC|LSCI|Lek Securities Corporation|3
CPS|COOPER STD HLDG INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26284
CPS|COOPER STD HLDG INC|MOTF|MOTIF INVESTING, INC.|3
CPS|COOPER STD HLDG INC|MSCO|MORGAN STANLEY & CO. LLC|80167
CPS|COOPER STD HLDG INC|MSPL|MORGAN STANLEY & CO. LLC|54900
CPS|COOPER STD HLDG INC|MSTX|MORGAN STANLEY & CO. LLC|4100
CPS|COOPER STD HLDG INC|NFSC|National Financial Services LLC|20304
CPS|COOPER STD HLDG INC|NITE|VIRTU Americas LLC|52298
CPS|COOPER STD HLDG INC|NITP|VIRTU Americas LLC|100
CPS|COOPER STD HLDG INC|NQRB|Brut, LLC|259
CPS|COOPER STD HLDG INC|NTBF|BMO Nesbitt Burns Inc./CDS|19
CPS|COOPER STD HLDG INC|NTRC|Northern Trust Securities, Inc.|195
CPS|COOPER STD HLDG INC|OPCO|Oppenheimer & Co. Inc.|250
CPS|COOPER STD HLDG INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1016
CPS|COOPER STD HLDG INC|PDQM|CODA MARKETS, INC.|25053
CPS|COOPER STD HLDG INC|RBCM|RBC CAPITAL MARKETS, LLC|107
CPS|COOPER STD HLDG INC|SAGL|SAGETRADER, LLC|65806
CPS|COOPER STD HLDG INC|SBSH|Citigroup Global Markets Inc.|13650
CPS|COOPER STD HLDG INC|SGMT|GOLDMAN SACHS & CO. LLC|13765
CPS|COOPER STD HLDG INC|SPDR|SPEEDROUTE LLC|1200
CPS|COOPER STD HLDG INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|590
CPS|COOPER STD HLDG INC|STFL|Stifel, Nicolaus & Company, Incorporated|213
CPS|COOPER STD HLDG INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1290
CPS|COOPER STD HLDG INC|SWIM|TD Ameritrade, Inc.|42
CPS|COOPER STD HLDG INC|TKNG|ALLY INVEST SECURITIES LLC|175
CPS|COOPER STD HLDG INC|TRBT|Tradebot Systems, Inc.|9017
CPS|COOPER STD HLDG INC|TRCM|TRC MARKETS LLC|4552
CPS|COOPER STD HLDG INC|UBSA|UBS SECURITIES LLC|84787
CPS|COOPER STD HLDG INC|UBSS|UBS Securities LLC|150920
CPS|COOPER STD HLDG INC|VALX|VIRTU AMERICAS LLC|8065
CPS|COOPER STD HLDG INC|WBPX|SUMMIT SECURITIES GROUP, LLC|363
CPS|COOPER STD HLDG INC|WCHV|WELLS FARGO SECURITIES, LLC|6397
CPS|COOPER STD HLDG INC|WEDB|WEDBUSH SECURITIES INC.|10
CPS|COOPER STD HLDG INC|WEED|Weeden & Co.L.P.|510
CPS|COOPER STD HLDG INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4
CPS|COOPER STD HLDG INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1590
CPS|COOPER STD HLDG INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|37
CPS|COOPER STD HLDG INC|WSEA|WOLVERINE SECURITIES, LLC|427
CPS|COOPER STD HLDG INC|XIST|INSTINET, LLC|1400
CPS|COOPER STD HLDG INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1168
CPS|COOPER STD HLDG INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2295
CPSH|CPS TECHNOLOGIES CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40
CPSH|CPS TECHNOLOGIES CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CPSH|CPS TECHNOLOGIES CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5307
CPSH|CPS TECHNOLOGIES CM|CTDL|Citadel Derivatives Group Llc|964
CPSH|CPS TECHNOLOGIES CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
CPSH|CPS TECHNOLOGIES CM|DBAB|Deutsche Bank Securities Inc.|783
CPSH|CPS TECHNOLOGIES CM|DBAX|Deutsche Bank Securities Inc.|900
CPSH|CPS TECHNOLOGIES CM|DEGS|RONIN PROFESSIONAL LLC|5628
CPSH|CPS TECHNOLOGIES CM|EBXL|EBX LLC|3000
CPSH|CPS TECHNOLOGIES CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
CPSH|CPS TECHNOLOGIES CM|EGXW|CBOE TRADING, INC.|2558
CPSH|CPS TECHNOLOGIES CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|866
CPSH|CPS TECHNOLOGIES CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1508
CPSH|CPS TECHNOLOGIES CM|ETRS|E*Trade Securities LLC|54690
CPSH|CPS TECHNOLOGIES CM|FBCO|Credit Suisse Securities (USA) LLC|2219
CPSH|CPS TECHNOLOGIES CM|FMAF|NBCN Inc./ CDS|300
CPSH|CPS TECHNOLOGIES CM|FOMA|TD AMERITRADE CLEARING, INC.|56812
CPSH|CPS TECHNOLOGIES CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|669
CPSH|CPS TECHNOLOGIES CM|GEBB|GLOBAL EXECUTION BROKERS, LP|816
CPSH|CPS TECHNOLOGIES CM|GLPX|ACS EXECUTION SERVICES, LLC|2000
CPSH|CPS TECHNOLOGIES CM|GSCO|GOLDMAN SACHS & CO. LLC|6
CPSH|CPS TECHNOLOGIES CM|GSLT|GOLDMAN SACHS & CO. LLC|2500
CPSH|CPS TECHNOLOGIES CM|GTSZ|GTS SECURITIES LLC|126
CPSH|CPS TECHNOLOGIES CM|IATS|INTERACTIVE BROKERS LLC|600
CPSH|CPS TECHNOLOGIES CM|IBKR|Interactive Brokers Llc|8455
CPSH|CPS TECHNOLOGIES CM|ICBX|INSTINET, LLC|960
CPSH|CPS TECHNOLOGIES CM|INCA|INSTINET, LLC|682
CPSH|CPS TECHNOLOGIES CM|INJX|INSTINET, LLC|14754
CPSH|CPS TECHNOLOGIES CM|JEFF|JEFFERIES LLC|13241
CPSH|CPS TECHNOLOGIES CM|JMPT|JUMP TRADING, LLC|80
CPSH|CPS TECHNOLOGIES CM|JPMX|J.P. Morgan Securities LLC|826
CPSH|CPS TECHNOLOGIES CM|LEHM|Barclays Capital Inc./Le|1836
CPSH|CPS TECHNOLOGIES CM|LIME|Lime Brokerage LLC|8155
CPSH|CPS TECHNOLOGIES CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CPSH|CPS TECHNOLOGIES CM|MSCO|MORGAN STANLEY & CO. LLC|10440
CPSH|CPS TECHNOLOGIES CM|NFSC|National Financial Services LLC|11742
CPSH|CPS TECHNOLOGIES CM|NITE|VIRTU Americas LLC|56681
CPSH|CPS TECHNOLOGIES CM|NQRB|Brut, LLC|2239
CPSH|CPS TECHNOLOGIES CM|PDQM|CODA MARKETS, INC.|3600
CPSH|CPS TECHNOLOGIES CM|RBCM|RBC CAPITAL MARKETS, LLC|2000
CPSH|CPS TECHNOLOGIES CM|SGMT|GOLDMAN SACHS & CO. LLC|4301
CPSH|CPS TECHNOLOGIES CM|SPDR|SPEEDROUTE LLC|200
CPSH|CPS TECHNOLOGIES CM|SWIM|TD Ameritrade, Inc.|12173
CPSH|CPS TECHNOLOGIES CM|TKNG|ALLY INVEST SECURITIES LLC|600
CPSH|CPS TECHNOLOGIES CM|TRCM|TRC MARKETS LLC|6044
CPSH|CPS TECHNOLOGIES CM|UBSA|UBS SECURITIES LLC|3383
CPSH|CPS TECHNOLOGIES CM|UBSS|UBS Securities LLC|6339
CPSH|CPS TECHNOLOGIES CM|WSEA|WOLVERINE SECURITIES, LLC|1697
CPSH|CPS TECHNOLOGIES CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
CPSI|COMPUTER PROGRAMS ##|APCC|Apex Clearing Corporation|95
CPSI|COMPUTER PROGRAMS ##|BATM|CBOE TRADING, INC.|319
CPSI|COMPUTER PROGRAMS ##|BAYC|BAY CREST PARTNERS, LLC|30
CPSI|COMPUTER PROGRAMS ##|BERN|Sanford C. Bernstein & Co., LLC|18082
CPSI|COMPUTER PROGRAMS ##|BMOC|BMO Capital Markets Corp.|1826
CPSI|COMPUTER PROGRAMS ##|BNPX|BNP PARIBAS SECURITIES CORP.|2372
CPSI|COMPUTER PROGRAMS ##|BRVL|BLAYLOCK VAN, LLC|100
CPSI|COMPUTER PROGRAMS ##|BTIG|BTIG, LLC|43
CPSI|COMPUTER PROGRAMS ##|BZYD|GOLDMAN SACHS & CO. LLC|148
CPSI|COMPUTER PROGRAMS ##|CHAS|Charles Schwab & Co., Inc.|562
CPSI|COMPUTER PROGRAMS ##|CIST|Capital Institutional Services, Inc.|4
CPSI|COMPUTER PROGRAMS ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21979
CPSI|COMPUTER PROGRAMS ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CPSI|COMPUTER PROGRAMS ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14006
CPSI|COMPUTER PROGRAMS ##|CTDL|Citadel Derivatives Group Llc|2255
CPSI|COMPUTER PROGRAMS ##|CTLR|CUTLER GROUP, LP|225
CPSI|COMPUTER PROGRAMS ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4056
CPSI|COMPUTER PROGRAMS ##|DBAB|Deutsche Bank Securities Inc.|57791
CPSI|COMPUTER PROGRAMS ##|DBAX|Deutsche Bank Securities Inc.|14200
CPSI|COMPUTER PROGRAMS ##|DBUL|Deutsche Bank Securities Inc.|200
CPSI|COMPUTER PROGRAMS ##|DEAN|MORGAN STANLEY|884
CPSI|COMPUTER PROGRAMS ##|DEGS|RONIN PROFESSIONAL LLC|700
CPSI|COMPUTER PROGRAMS ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|375
CPSI|COMPUTER PROGRAMS ##|DOTC|Dougherty & Company LLC|9909
CPSI|COMPUTER PROGRAMS ##|EBXL|EBX LLC|15000
CPSI|COMPUTER PROGRAMS ##|EDJO|Edward D. Jones & Co., L.P.|62
CPSI|COMPUTER PROGRAMS ##|EGAM|CBOE TRADING, INC.|550
CPSI|COMPUTER PROGRAMS ##|EGXM|CBOE TRADING, INC.|104
CPSI|COMPUTER PROGRAMS ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18239
CPSI|COMPUTER PROGRAMS ##|ETRS|E*Trade Securities LLC|25465
CPSI|COMPUTER PROGRAMS ##|FBCO|Credit Suisse Securities (USA) LLC|54004
CPSI|COMPUTER PROGRAMS ##|FILL|Tradestation Securities, Inc.|701
CPSI|COMPUTER PROGRAMS ##|FOMA|TD AMERITRADE CLEARING, INC.|41281
CPSI|COMPUTER PROGRAMS ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CPSI|COMPUTER PROGRAMS ##|FQLS|Quantlab Securities LP|32995
CPSI|COMPUTER PROGRAMS ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34741
CPSI|COMPUTER PROGRAMS ##|FTBR|Foliofn Investments, Inc.|9042
CPSI|COMPUTER PROGRAMS ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3121
CPSI|COMPUTER PROGRAMS ##|GSCO|GOLDMAN SACHS & CO. LLC|99042
CPSI|COMPUTER PROGRAMS ##|GSCS|GOLDMAN SACHS & CO. LLC|2373
CPSI|COMPUTER PROGRAMS ##|GSLT|GOLDMAN SACHS & CO. LLC|982
CPSI|COMPUTER PROGRAMS ##|GTSZ|GTS SECURITIES LLC|941
CPSI|COMPUTER PROGRAMS ##|HRBF|American Enterprise Investment Services Inc.|3881
CPSI|COMPUTER PROGRAMS ##|IBKR|Interactive Brokers Llc|48119
CPSI|COMPUTER PROGRAMS ##|ICBX|INSTINET, LLC|2700
CPSI|COMPUTER PROGRAMS ##|IEQY|CITADEL SECURITIES LLC|4652
CPSI|COMPUTER PROGRAMS ##|INCA|INSTINET, LLC|31583
CPSI|COMPUTER PROGRAMS ##|INJX|INSTINET, LLC|14221
CPSI|COMPUTER PROGRAMS ##|ITGI|ITG Inc.|28066
CPSI|COMPUTER PROGRAMS ##|ITGP|ITG INC.|20600
CPSI|COMPUTER PROGRAMS ##|JEFF|JEFFERIES LLC|15097
CPSI|COMPUTER PROGRAMS ##|JMPT|JUMP TRADING, LLC|2082
CPSI|COMPUTER PROGRAMS ##|JONE|JonesTrading|109074
CPSI|COMPUTER PROGRAMS ##|JPBX|J.P. MORGAN SECURITIES LLC|3366
CPSI|COMPUTER PROGRAMS ##|JPMX|J.P. Morgan Securities LLC|19672
CPSI|COMPUTER PROGRAMS ##|KCGM|VIRTU Americas LLC|6354
CPSI|COMPUTER PROGRAMS ##|LEHM|Barclays Capital Inc./Le|75744
CPSI|COMPUTER PROGRAMS ##|LIME|Lime Brokerage LLC|51347
CPSI|COMPUTER PROGRAMS ##|LQNA|LIQUIDNET, INC.|10000
CPSI|COMPUTER PROGRAMS ##|MAXM|Maxim Group LLC|642
CPSI|COMPUTER PROGRAMS ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12680
CPSI|COMPUTER PROGRAMS ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
CPSI|COMPUTER PROGRAMS ##|MSCO|MORGAN STANLEY & CO. LLC|215984
CPSI|COMPUTER PROGRAMS ##|MSPL|MORGAN STANLEY & CO. LLC|11800
CPSI|COMPUTER PROGRAMS ##|MSTX|MORGAN STANLEY & CO. LLC|2800
CPSI|COMPUTER PROGRAMS ##|NFSC|National Financial Services LLC|29396
CPSI|COMPUTER PROGRAMS ##|NITE|VIRTU Americas LLC|43624
CPSI|COMPUTER PROGRAMS ##|NITP|VIRTU Americas LLC|800
CPSI|COMPUTER PROGRAMS ##|NQRB|Brut, LLC|1435
CPSI|COMPUTER PROGRAMS ##|PDQM|CODA MARKETS, INC.|1272
CPSI|COMPUTER PROGRAMS ##|PWJC|UBS Financial Services, Inc.|100
CPSI|COMPUTER PROGRAMS ##|RAJA|Raymond James & Associates, Inc.|1049
CPSI|COMPUTER PROGRAMS ##|SAGL|SAGETRADER, LLC|468
CPSI|COMPUTER PROGRAMS ##|SAGW|SAGETRADER, LLC|920
CPSI|COMPUTER PROGRAMS ##|SBSH|Citigroup Global Markets Inc.|18901
CPSI|COMPUTER PROGRAMS ##|SGMT|GOLDMAN SACHS & CO. LLC|10677
CPSI|COMPUTER PROGRAMS ##|SPTD|MINT GLOBAL MARKETS, INC.|600
CPSI|COMPUTER PROGRAMS ##|STFL|Stifel, Nicolaus & Company, Incorporated|420
CPSI|COMPUTER PROGRAMS ##|SWIM|TD Ameritrade, Inc.|1007
CPSI|COMPUTER PROGRAMS ##|TKNG|ALLY INVEST SECURITIES LLC|250
CPSI|COMPUTER PROGRAMS ##|TRBT|Tradebot Systems, Inc.|6890
CPSI|COMPUTER PROGRAMS ##|TRCM|TRC MARKETS LLC|40957
CPSI|COMPUTER PROGRAMS ##|UBSA|UBS SECURITIES LLC|88046
CPSI|COMPUTER PROGRAMS ##|UBSS|UBS Securities LLC|165568
CPSI|COMPUTER PROGRAMS ##|VALX|VIRTU AMERICAS LLC|5097
CPSI|COMPUTER PROGRAMS ##|VGRD|Vanguard Marketing Corporation|11435
CPSI|COMPUTER PROGRAMS ##|WCHV|WELLS FARGO SECURITIES, LLC|31551
CPSI|COMPUTER PROGRAMS ##|WEED|Weeden & Co.L.P.|4400
CPSI|COMPUTER PROGRAMS ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1713
CPSI|COMPUTER PROGRAMS ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|355
CPSI|COMPUTER PROGRAMS ##|WSEA|WOLVERINE SECURITIES, LLC|71
CPSI|COMPUTER PROGRAMS ##|XIST|INSTINET, LLC|14020
CPSI|COMPUTER PROGRAMS ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2420
CPSI|COMPUTER PROGRAMS ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33
CPSS|CONSUMER PORTFOL  ##|ALTX|Alternet Securities Inc.|120
CPSS|CONSUMER PORTFOL  ##|APCC|Apex Clearing Corporation|4
CPSS|CONSUMER PORTFOL  ##|BERN|Sanford C. Bernstein & Co., LLC|4477
CPSS|CONSUMER PORTFOL  ##|CANT|Cantor Fitzgerald & Co.|106
CPSS|CONSUMER PORTFOL  ##|CHAS|Charles Schwab & Co., Inc.|4260
CPSS|CONSUMER PORTFOL  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
CPSS|CONSUMER PORTFOL  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
CPSS|CONSUMER PORTFOL  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10433
CPSS|CONSUMER PORTFOL  ##|CTDL|Citadel Derivatives Group Llc|231
CPSS|CONSUMER PORTFOL  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CPSS|CONSUMER PORTFOL  ##|DBAB|Deutsche Bank Securities Inc.|2539
CPSS|CONSUMER PORTFOL  ##|DBAX|Deutsche Bank Securities Inc.|1200
CPSS|CONSUMER PORTFOL  ##|DEGS|RONIN PROFESSIONAL LLC|11555
CPSS|CONSUMER PORTFOL  ##|EBXL|EBX LLC|4400
CPSS|CONSUMER PORTFOL  ##|EGAM|CBOE TRADING, INC.|204
CPSS|CONSUMER PORTFOL  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
CPSS|CONSUMER PORTFOL  ##|ETRS|E*Trade Securities LLC|4890
CPSS|CONSUMER PORTFOL  ##|FBCO|Credit Suisse Securities (USA) LLC|7434
CPSS|CONSUMER PORTFOL  ##|FBSB|U.S. Bancorp Investments, Inc.|100
CPSS|CONSUMER PORTFOL  ##|FOMA|TD AMERITRADE CLEARING, INC.|17000
CPSS|CONSUMER PORTFOL  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3061
CPSS|CONSUMER PORTFOL  ##|FTBR|Foliofn Investments, Inc.|64
CPSS|CONSUMER PORTFOL  ##|GLPX|ACS EXECUTION SERVICES, LLC|72
CPSS|CONSUMER PORTFOL  ##|GSCO|GOLDMAN SACHS & CO. LLC|7848
CPSS|CONSUMER PORTFOL  ##|GSLT|GOLDMAN SACHS & CO. LLC|100
CPSS|CONSUMER PORTFOL  ##|GTSZ|GTS SECURITIES LLC|5011
CPSS|CONSUMER PORTFOL  ##|IATS|INTERACTIVE BROKERS LLC|21680
CPSS|CONSUMER PORTFOL  ##|IBKR|Interactive Brokers Llc|139764
CPSS|CONSUMER PORTFOL  ##|ICBX|INSTINET, LLC|600
CPSS|CONSUMER PORTFOL  ##|INCA|INSTINET, LLC|45128
CPSS|CONSUMER PORTFOL  ##|INJX|INSTINET, LLC|291
CPSS|CONSUMER PORTFOL  ##|ITGI|ITG Inc.|1544
CPSS|CONSUMER PORTFOL  ##|ITGP|ITG INC.|1200
CPSS|CONSUMER PORTFOL  ##|JEFF|JEFFERIES LLC|460
CPSS|CONSUMER PORTFOL  ##|JPMX|J.P. Morgan Securities LLC|600
CPSS|CONSUMER PORTFOL  ##|KCGM|VIRTU Americas LLC|400
CPSS|CONSUMER PORTFOL  ##|LEHM|Barclays Capital Inc./Le|23516
CPSS|CONSUMER PORTFOL  ##|LIME|Lime Brokerage LLC|25957
CPSS|CONSUMER PORTFOL  ##|LSCI|Lek Securities Corporation|17564
CPSS|CONSUMER PORTFOL  ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CPSS|CONSUMER PORTFOL  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
CPSS|CONSUMER PORTFOL  ##|MPSG|E D & F Man Capital Markets Inc.|142530
CPSS|CONSUMER PORTFOL  ##|MSCO|MORGAN STANLEY & CO. LLC|55096
CPSS|CONSUMER PORTFOL  ##|MSPL|MORGAN STANLEY & CO. LLC|2300
CPSS|CONSUMER PORTFOL  ##|NFSC|National Financial Services LLC|21280
CPSS|CONSUMER PORTFOL  ##|NITE|VIRTU Americas LLC|68862
CPSS|CONSUMER PORTFOL  ##|PCPT|PHILLIP CAPITAL INC.|200
CPSS|CONSUMER PORTFOL  ##|PDQM|CODA MARKETS, INC.|524
CPSS|CONSUMER PORTFOL  ##|RAJA|Raymond James & Associates, Inc.|20
CPSS|CONSUMER PORTFOL  ##|SBSH|Citigroup Global Markets Inc.|4229
CPSS|CONSUMER PORTFOL  ##|SGMT|GOLDMAN SACHS & CO. LLC|3247
CPSS|CONSUMER PORTFOL  ##|SPDR|SPEEDROUTE LLC|300
CPSS|CONSUMER PORTFOL  ##|SWIM|TD Ameritrade, Inc.|1500
CPSS|CONSUMER PORTFOL  ##|TRCM|TRC MARKETS LLC|9092
CPSS|CONSUMER PORTFOL  ##|UBSA|UBS SECURITIES LLC|29367
CPSS|CONSUMER PORTFOL  ##|UBSS|UBS Securities LLC|17491
CPSS|CONSUMER PORTFOL  ##|VALX|VIRTU AMERICAS LLC|5611
CPSS|CONSUMER PORTFOL  ##|VGRD|Vanguard Marketing Corporation|7500
CPSS|CONSUMER PORTFOL  ##|WCHV|WELLS FARGO SECURITIES, LLC|3048
CPSS|CONSUMER PORTFOL  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|410
CPSS|CONSUMER PORTFOL  ##|WSEA|WOLVERINE SECURITIES, LLC|39
CPSS|CONSUMER PORTFOL  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
CPSS|CONSUMER PORTFOL  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CPST|CAPSTONE TURBINE CP|AGIS|Aegis Capital Corp.|104
CPST|CAPSTONE TURBINE CP|ALTX|Alternet Securities Inc.|5925
CPST|CAPSTONE TURBINE CP|APCC|Apex Clearing Corporation|13502
CPST|CAPSTONE TURBINE CP|BARD|Robert W. Baird & Co. Incorporated|100
CPST|CAPSTONE TURBINE CP|BATM|CBOE TRADING, INC.|3350
CPST|CAPSTONE TURBINE CP|BERN|Sanford C. Bernstein & Co., LLC|2300
CPST|CAPSTONE TURBINE CP|BIMI|Banca IMI Securities Corp.|14591
CPST|CAPSTONE TURBINE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|85338
CPST|CAPSTONE TURBINE CP|BLKX|INSTINET, LLC|11000
CPST|CAPSTONE TURBINE CP|BTIG|BTIG, LLC|3900
CPST|CAPSTONE TURBINE CP|CHAS|Charles Schwab & Co., Inc.|27265
CPST|CAPSTONE TURBINE CP|CIST|Capital Institutional Services, Inc.|1100
CPST|CAPSTONE TURBINE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14
CPST|CAPSTONE TURBINE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
CPST|CAPSTONE TURBINE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19849
CPST|CAPSTONE TURBINE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125938
CPST|CAPSTONE TURBINE CP|CTDL|Citadel Derivatives Group Llc|11300
CPST|CAPSTONE TURBINE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5800
CPST|CAPSTONE TURBINE CP|DBAB|Deutsche Bank Securities Inc.|45180
CPST|CAPSTONE TURBINE CP|DBAX|Deutsche Bank Securities Inc.|125100
CPST|CAPSTONE TURBINE CP|DEAN|MORGAN STANLEY|4857
CPST|CAPSTONE TURBINE CP|DEGS|RONIN PROFESSIONAL LLC|89817
CPST|CAPSTONE TURBINE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11237
CPST|CAPSTONE TURBINE CP|EBXL|EBX LLC|26900
CPST|CAPSTONE TURBINE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|25619
CPST|CAPSTONE TURBINE CP|EDJO|Edward D. Jones & Co., L.P.|8975
CPST|CAPSTONE TURBINE CP|EGAM|CBOE TRADING, INC.|12071
CPST|CAPSTONE TURBINE CP|EGXM|CBOE TRADING, INC.|6450
CPST|CAPSTONE TURBINE CP|ETBE|Electronic Transaction Clearing, Inc.|1330
CPST|CAPSTONE TURBINE CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5760
CPST|CAPSTONE TURBINE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5440
CPST|CAPSTONE TURBINE CP|ETRS|E*Trade Securities LLC|1236166
CPST|CAPSTONE TURBINE CP|FBCO|Credit Suisse Securities (USA) LLC|200939
CPST|CAPSTONE TURBINE CP|FILL|Tradestation Securities, Inc.|18854
CPST|CAPSTONE TURBINE CP|FMAF|NBCN Inc./ CDS|2120
CPST|CAPSTONE TURBINE CP|FOMA|TD AMERITRADE CLEARING, INC.|2352057
CPST|CAPSTONE TURBINE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|673
CPST|CAPSTONE TURBINE CP|FTBR|Foliofn Investments, Inc.|13349
CPST|CAPSTONE TURBINE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|15405
CPST|CAPSTONE TURBINE CP|GLPX|ACS EXECUTION SERVICES, LLC|98920
CPST|CAPSTONE TURBINE CP|GSCO|GOLDMAN SACHS & CO. LLC|120089
CPST|CAPSTONE TURBINE CP|GSCS|GOLDMAN SACHS & CO. LLC|10300
CPST|CAPSTONE TURBINE CP|GSLT|GOLDMAN SACHS & CO. LLC|8430
CPST|CAPSTONE TURBINE CP|GTSZ|GTS SECURITIES LLC|1002
CPST|CAPSTONE TURBINE CP|HASF|Haywood Securities Inc./CDS|81140
CPST|CAPSTONE TURBINE CP|HRBF|American Enterprise Investment Services Inc.|6175
CPST|CAPSTONE TURBINE CP|IATS|INTERACTIVE BROKERS LLC|90003
CPST|CAPSTONE TURBINE CP|IBKR|Interactive Brokers Llc|566244
CPST|CAPSTONE TURBINE CP|ICBX|INSTINET, LLC|30105
CPST|CAPSTONE TURBINE CP|INCA|INSTINET, LLC|58177
CPST|CAPSTONE TURBINE CP|INJX|INSTINET, LLC|1570
CPST|CAPSTONE TURBINE CP|ITGI|ITG Inc.|225820
CPST|CAPSTONE TURBINE CP|ITGP|ITG INC.|51800
CPST|CAPSTONE TURBINE CP|JEFF|JEFFERIES LLC|29306
CPST|CAPSTONE TURBINE CP|JHDR|J.H. Darbie & Co., Inc.|30500
CPST|CAPSTONE TURBINE CP|JMPT|JUMP TRADING, LLC|25471
CPST|CAPSTONE TURBINE CP|JPMX|J.P. Morgan Securities LLC|141158
CPST|CAPSTONE TURBINE CP|JSJX|JANE STREET CAPITAL LLC|4512
CPST|CAPSTONE TURBINE CP|KCGM|VIRTU Americas LLC|41968
CPST|CAPSTONE TURBINE CP|LEHM|Barclays Capital Inc./Le|152958
CPST|CAPSTONE TURBINE CP|LIME|Lime Brokerage LLC|70532
CPST|CAPSTONE TURBINE CP|MAXM|Maxim Group LLC|2074
CPST|CAPSTONE TURBINE CP|MCMF|Raymond James Ltd. Cds|1500
CPST|CAPSTONE TURBINE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53778
CPST|CAPSTONE TURBINE CP|MOTF|MOTIF INVESTING, INC.|1
CPST|CAPSTONE TURBINE CP|MSCO|MORGAN STANLEY & CO. LLC|892578
CPST|CAPSTONE TURBINE CP|MSPL|MORGAN STANLEY & CO. LLC|75200
CPST|CAPSTONE TURBINE CP|NFSC|National Financial Services LLC|1977420
CPST|CAPSTONE TURBINE CP|NITE|VIRTU Americas LLC|3223667
CPST|CAPSTONE TURBINE CP|NITP|VIRTU Americas LLC|18863
CPST|CAPSTONE TURBINE CP|NQRB|Brut, LLC|45795
CPST|CAPSTONE TURBINE CP|OPCO|Oppenheimer & Co. Inc.|25750
CPST|CAPSTONE TURBINE CP|PDQM|CODA MARKETS, INC.|34764
CPST|CAPSTONE TURBINE CP|PWJC|UBS Financial Services, Inc.|26550
CPST|CAPSTONE TURBINE CP|RAJA|Raymond James & Associates, Inc.|8685
CPST|CAPSTONE TURBINE CP|RBCM|RBC CAPITAL MARKETS, LLC|14050
CPST|CAPSTONE TURBINE CP|RGLD|Regal Securities, Inc|435
CPST|CAPSTONE TURBINE CP|SAGL|SAGETRADER, LLC|1425
CPST|CAPSTONE TURBINE CP|SBSH|Citigroup Global Markets Inc.|84664
CPST|CAPSTONE TURBINE CP|SGMT|GOLDMAN SACHS & CO. LLC|19182
CPST|CAPSTONE TURBINE CP|SPDR|SPEEDROUTE LLC|201025
CPST|CAPSTONE TURBINE CP|SPNT|SEVEN POINTS CAPITAL, LLC|300
CPST|CAPSTONE TURBINE CP|STFL|Stifel, Nicolaus & Company, Incorporated|4000
CPST|CAPSTONE TURBINE CP|SWIM|TD Ameritrade, Inc.|516264
CPST|CAPSTONE TURBINE CP|SWST|Hilltop Securities Inc.|350
CPST|CAPSTONE TURBINE CP|TKNG|ALLY INVEST SECURITIES LLC|7787
CPST|CAPSTONE TURBINE CP|TRCM|TRC MARKETS LLC|1600
CPST|CAPSTONE TURBINE CP|TWTT|TASTYWORKS, INC.|810
CPST|CAPSTONE TURBINE CP|UBSA|UBS SECURITIES LLC|213170
CPST|CAPSTONE TURBINE CP|UBSS|UBS Securities LLC|389382
CPST|CAPSTONE TURBINE CP|VALX|VIRTU AMERICAS LLC|21747
CPST|CAPSTONE TURBINE CP|VGRD|Vanguard Marketing Corporation|220181
CPST|CAPSTONE TURBINE CP|VSIN|Vision Financial Markets Llc|27573
CPST|CAPSTONE TURBINE CP|WAIN|H.C. Wainwright & Co., Inc.|50624
CPST|CAPSTONE TURBINE CP|WCHV|WELLS FARGO SECURITIES, LLC|219621
CPST|CAPSTONE TURBINE CP|WEDB|WEDBUSH SECURITIES INC.|24031
CPST|CAPSTONE TURBINE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5891
CPST|CAPSTONE TURBINE CP|WFPB|Wells Fargo Securities, LLC.|1800
CPST|CAPSTONE TURBINE CP|WGIF|CIBC World Markets Inc.|9240
CPST|CAPSTONE TURBINE CP|WSEA|WOLVERINE SECURITIES, LLC|31788
CPST|CAPSTONE TURBINE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|101300
CPST|CAPSTONE TURBINE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3094
CPST|CAPSTONE TURBINE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21954
CPT|CAMDEN PROPERTY|AGIS|Aegis Capital Corp.|24
CPT|CAMDEN PROPERTY|ALTX|Alternet Securities Inc.|4180
CPT|CAMDEN PROPERTY|ANOS|ABEL/NOSER, L.L.C.|30
CPT|CAMDEN PROPERTY|APCC|Apex Clearing Corporation|198
CPT|CAMDEN PROPERTY|BARD|Robert W. Baird & Co. Incorporated|698
CPT|CAMDEN PROPERTY|BATM|CBOE TRADING, INC.|3887
CPT|CAMDEN PROPERTY|BAYC|BAY CREST PARTNERS, LLC|1262
CPT|CAMDEN PROPERTY|BAYT|BTIG, LLC|300
CPT|CAMDEN PROPERTY|BBNT|BB&T SECURITIES, LLC|286
CPT|CAMDEN PROPERTY|BERN|Sanford C. Bernstein & Co., LLC|9155
CPT|CAMDEN PROPERTY|BIDS|BIDS TRADING L.P.|10494
CPT|CAMDEN PROPERTY|BKCM|BNY Mellon Capital Markets LLC|18744
CPT|CAMDEN PROPERTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4502
CPT|CAMDEN PROPERTY|BLKX|INSTINET, LLC|70845
CPT|CAMDEN PROPERTY|BMOC|BMO Capital Markets Corp.|2494
CPT|CAMDEN PROPERTY|BNPX|BNP PARIBAS SECURITIES CORP.|17382
CPT|CAMDEN PROPERTY|BRVL|BLAYLOCK VAN, LLC|300
CPT|CAMDEN PROPERTY|BTIG|BTIG, LLC|7802
CPT|CAMDEN PROPERTY|BYXM|CBOE TRADING, INC.|1272
CPT|CAMDEN PROPERTY|BZYD|GOLDMAN SACHS & CO. LLC|1644
CPT|CAMDEN PROPERTY|CABR|Cabrera Capital Markets, Inc.|25
CPT|CAMDEN PROPERTY|CANT|Cantor Fitzgerald & Co.|29
CPT|CAMDEN PROPERTY|CBLC|CITIGROUP GLOBAL MARKETS INC.|14000
CPT|CAMDEN PROPERTY|CHAS|Charles Schwab & Co., Inc.|1
CPT|CAMDEN PROPERTY|CIST|Capital Institutional Services, Inc.|5359
CPT|CAMDEN PROPERTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38127
CPT|CAMDEN PROPERTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2216
CPT|CAMDEN PROPERTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2498
CPT|CAMDEN PROPERTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|307422
CPT|CAMDEN PROPERTY|CTDL|Citadel Derivatives Group Llc|7358
CPT|CAMDEN PROPERTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|16130
CPT|CAMDEN PROPERTY|DADA|D.A. Davidson & Co.|275
CPT|CAMDEN PROPERTY|DAVA|Davenport & Company LLC|140
CPT|CAMDEN PROPERTY|DBAB|Deutsche Bank Securities Inc.|371245
CPT|CAMDEN PROPERTY|DBAX|Deutsche Bank Securities Inc.|173400
CPT|CAMDEN PROPERTY|DBUL|Deutsche Bank Securities Inc.|2600
CPT|CAMDEN PROPERTY|DEAN|MORGAN STANLEY|3225
CPT|CAMDEN PROPERTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2506
CPT|CAMDEN PROPERTY|DREX|Drexel Hamilton, LLC|94
CPT|CAMDEN PROPERTY|EBXL|EBX LLC|177800
CPT|CAMDEN PROPERTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|9516
CPT|CAMDEN PROPERTY|EDJC|Edward Jones / CDS|19
CPT|CAMDEN PROPERTY|EDJO|Edward D. Jones & Co., L.P.|403
CPT|CAMDEN PROPERTY|EGAM|CBOE TRADING, INC.|8059
CPT|CAMDEN PROPERTY|EGAW|CBOE TRADING, INC.|573
CPT|CAMDEN PROPERTY|EGMT|EG MARKET TECHNOLOGIES LLC|1137
CPT|CAMDEN PROPERTY|EGXM|CBOE TRADING, INC.|1559
CPT|CAMDEN PROPERTY|ETBE|Electronic Transaction Clearing, Inc.|13643
CPT|CAMDEN PROPERTY|ETCC|Electronic Transaction Clearing, Inc.|826
CPT|CAMDEN PROPERTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16770
CPT|CAMDEN PROPERTY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|38
CPT|CAMDEN PROPERTY|ETRS|E*Trade Securities LLC|452
CPT|CAMDEN PROPERTY|FBSB|U.S. Bancorp Investments, Inc.|87
CPT|CAMDEN PROPERTY|FMAF|NBCN Inc./ CDS|43
CPT|CAMDEN PROPERTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18338
CPT|CAMDEN PROPERTY|FQLS|Quantlab Securities LP|158927
CPT|CAMDEN PROPERTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83309
CPT|CAMDEN PROPERTY|FTBR|Foliofn Investments, Inc.|1240
CPT|CAMDEN PROPERTY|GLPX|ACS EXECUTION SERVICES, LLC|34209
CPT|CAMDEN PROPERTY|GNAV|GREEN STREET TRADING, LLC|96186
CPT|CAMDEN PROPERTY|GSCO|GOLDMAN SACHS & CO. LLC|741002
CPT|CAMDEN PROPERTY|GSCS|GOLDMAN SACHS & CO. LLC|1742
CPT|CAMDEN PROPERTY|GSLT|GOLDMAN SACHS & CO. LLC|3464
CPT|CAMDEN PROPERTY|GTSZ|GTS SECURITIES LLC|64942
CPT|CAMDEN PROPERTY|HRBF|American Enterprise Investment Services Inc.|655
CPT|CAMDEN PROPERTY|HSBC|HSBC Securities, Inc.|500
CPT|CAMDEN PROPERTY|IATS|INTERACTIVE BROKERS LLC|670
CPT|CAMDEN PROPERTY|IBKR|Interactive Brokers Llc|1840
CPT|CAMDEN PROPERTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|509
CPT|CAMDEN PROPERTY|ICBX|INSTINET, LLC|42113
CPT|CAMDEN PROPERTY|IEQY|CITADEL SECURITIES LLC|63467
CPT|CAMDEN PROPERTY|INCA|INSTINET, LLC|148008
CPT|CAMDEN PROPERTY|INJX|INSTINET, LLC|1261
CPT|CAMDEN PROPERTY|ITGI|ITG Inc.|15827
CPT|CAMDEN PROPERTY|ITGP|ITG INC.|120600
CPT|CAMDEN PROPERTY|JANY|Janney Montgomery Scott Inc.|154
CPT|CAMDEN PROPERTY|JEFF|JEFFERIES LLC|65915
CPT|CAMDEN PROPERTY|JMPT|JUMP TRADING, LLC|43497
CPT|CAMDEN PROPERTY|JONE|JonesTrading|7734
CPT|CAMDEN PROPERTY|JPBX|J.P. MORGAN SECURITIES LLC|18779
CPT|CAMDEN PROPERTY|JPMX|J.P. Morgan Securities LLC|462774
CPT|CAMDEN PROPERTY|JSJX|JANE STREET CAPITAL LLC|5227
CPT|CAMDEN PROPERTY|KCGM|VIRTU Americas LLC|37023
CPT|CAMDEN PROPERTY|LEHM|Barclays Capital Inc./Le|303200
CPT|CAMDEN PROPERTY|LIME|Lime Brokerage LLC|14219
CPT|CAMDEN PROPERTY|LQNA|LIQUIDNET, INC.|291300
CPT|CAMDEN PROPERTY|LQNB|LIQUIDNET, INC.|8893
CPT|CAMDEN PROPERTY|LSCI|Lek Securities Corporation|4
CPT|CAMDEN PROPERTY|MACC|Mid Atlantic Capital Corporation|23
CPT|CAMDEN PROPERTY|MACQ|Macquarie Capital (USA) Inc.|1300
CPT|CAMDEN PROPERTY|MAXM|Maxim Group LLC|614
CPT|CAMDEN PROPERTY|MCMF|Raymond James Ltd. Cds|162
CPT|CAMDEN PROPERTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34005
CPT|CAMDEN PROPERTY|MOTF|MOTIF INVESTING, INC.|38
CPT|CAMDEN PROPERTY|MSCO|MORGAN STANLEY & CO. LLC|832140
CPT|CAMDEN PROPERTY|MSPL|MORGAN STANLEY & CO. LLC|207500
CPT|CAMDEN PROPERTY|MSTX|MORGAN STANLEY & CO. LLC|26600
CPT|CAMDEN PROPERTY|NFSC|National Financial Services LLC|43240
CPT|CAMDEN PROPERTY|NITE|VIRTU Americas LLC|134965
CPT|CAMDEN PROPERTY|NITP|VIRTU Americas LLC|100
CPT|CAMDEN PROPERTY|NQRB|Brut, LLC|1960
CPT|CAMDEN PROPERTY|NTRC|Northern Trust Securities, Inc.|100
CPT|CAMDEN PROPERTY|OPCO|Oppenheimer & Co. Inc.|4
CPT|CAMDEN PROPERTY|PDQM|CODA MARKETS, INC.|98229
CPT|CAMDEN PROPERTY|PWJC|UBS Financial Services, Inc.|4007
CPT|CAMDEN PROPERTY|QMSR|QUATTRO M SECURITIES INC.|11599
CPT|CAMDEN PROPERTY|RBCM|RBC CAPITAL MARKETS, LLC|2520
CPT|CAMDEN PROPERTY|SAGL|SAGETRADER, LLC|4200
CPT|CAMDEN PROPERTY|SALI|INTL FCSTONE FINANCIAL INC.|46
CPT|CAMDEN PROPERTY|SBSH|Citigroup Global Markets Inc.|126954
CPT|CAMDEN PROPERTY|SEIC|SEI Investments Distribution Co.|200
CPT|CAMDEN PROPERTY|SGMT|GOLDMAN SACHS & CO. LLC|81167
CPT|CAMDEN PROPERTY|SPDR|SPEEDROUTE LLC|10157
CPT|CAMDEN PROPERTY|SPHN|Stephens Inc.|1841
CPT|CAMDEN PROPERTY|STFL|Stifel, Nicolaus & Company, Incorporated|5375
CPT|CAMDEN PROPERTY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5313
CPT|CAMDEN PROPERTY|SWIM|TD Ameritrade, Inc.|460
CPT|CAMDEN PROPERTY|SWST|Hilltop Securities Inc.|1490
CPT|CAMDEN PROPERTY|TOUR|TOURMALINE PARTNERS, LLC|2300
CPT|CAMDEN PROPERTY|TRBT|Tradebot Systems, Inc.|64119
CPT|CAMDEN PROPERTY|TRCM|TRC MARKETS LLC|157711
CPT|CAMDEN PROPERTY|UBSA|UBS SECURITIES LLC|306187
CPT|CAMDEN PROPERTY|UBSS|UBS Securities LLC|529067
CPT|CAMDEN PROPERTY|VALX|VIRTU AMERICAS LLC|13478
CPT|CAMDEN PROPERTY|VGRD|Vanguard Marketing Corporation|2636
CPT|CAMDEN PROPERTY|WBPX|SUMMIT SECURITIES GROUP, LLC|1100
CPT|CAMDEN PROPERTY|WCHV|WELLS FARGO SECURITIES, LLC|27410
CPT|CAMDEN PROPERTY|WDNX|WEEDEN & CO.L.P.|654
CPT|CAMDEN PROPERTY|WEDB|WEDBUSH SECURITIES INC.|220
CPT|CAMDEN PROPERTY|WEED|Weeden & Co.L.P.|1249
CPT|CAMDEN PROPERTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4242
CPT|CAMDEN PROPERTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4812
CPT|CAMDEN PROPERTY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|185
CPT|CAMDEN PROPERTY|WSAG|WALL STREET ACCESS|100
CPT|CAMDEN PROPERTY|WSEA|WOLVERINE SECURITIES, LLC|70
CPT|CAMDEN PROPERTY|XIST|INSTINET, LLC|8238
CPT|CAMDEN PROPERTY|XPQR|Jump Trading|300
CPT|CAMDEN PROPERTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|15618
CPT|CAMDEN PROPERTY|YKNA|COMHAR CAPITAL MARKETS, LLC|4491
CPT|CAMDEN PROPERTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|471
CPTA|CAPITALA FINANCE CRP|ALTX|Alternet Securities Inc.|100
CPTA|CAPITALA FINANCE CRP|APCC|Apex Clearing Corporation|1267
CPTA|CAPITALA FINANCE CRP|BARD|Robert W. Baird & Co. Incorporated|4200
CPTA|CAPITALA FINANCE CRP|BATM|CBOE TRADING, INC.|297
CPTA|CAPITALA FINANCE CRP|BBNT|BB&T SECURITIES, LLC|2580
CPTA|CAPITALA FINANCE CRP|BERN|Sanford C. Bernstein & Co., LLC|592
CPTA|CAPITALA FINANCE CRP|BTIG|BTIG, LLC|505
CPTA|CAPITALA FINANCE CRP|BZYD|GOLDMAN SACHS & CO. LLC|2066
CPTA|CAPITALA FINANCE CRP|CANT|Cantor Fitzgerald & Co.|328
CPTA|CAPITALA FINANCE CRP|CHAS|Charles Schwab & Co., Inc.|7831
CPTA|CAPITALA FINANCE CRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|789
CPTA|CAPITALA FINANCE CRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5944
CPTA|CAPITALA FINANCE CRP|DBAB|Deutsche Bank Securities Inc.|586
CPTA|CAPITALA FINANCE CRP|DBAX|Deutsche Bank Securities Inc.|600
CPTA|CAPITALA FINANCE CRP|DEAN|MORGAN STANLEY|800
CPTA|CAPITALA FINANCE CRP|DEGS|RONIN PROFESSIONAL LLC|3633
CPTA|CAPITALA FINANCE CRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1618
CPTA|CAPITALA FINANCE CRP|EBXL|EBX LLC|300
CPTA|CAPITALA FINANCE CRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|13
CPTA|CAPITALA FINANCE CRP|EGAM|CBOE TRADING, INC.|4256
CPTA|CAPITALA FINANCE CRP|EGXM|CBOE TRADING, INC.|200
CPTA|CAPITALA FINANCE CRP|ESPO|ESPOSITO SECURITIES, LLC|614
CPTA|CAPITALA FINANCE CRP|ETRS|E*Trade Securities LLC|75052
CPTA|CAPITALA FINANCE CRP|FBCO|Credit Suisse Securities (USA) LLC|9181
CPTA|CAPITALA FINANCE CRP|FOMA|TD AMERITRADE CLEARING, INC.|131700
CPTA|CAPITALA FINANCE CRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1001
CPTA|CAPITALA FINANCE CRP|FTBR|Foliofn Investments, Inc.|7398
CPTA|CAPITALA FINANCE CRP|GEBB|GLOBAL EXECUTION BROKERS, LP|9705
CPTA|CAPITALA FINANCE CRP|GLPX|ACS EXECUTION SERVICES, LLC|985
CPTA|CAPITALA FINANCE CRP|GSCO|GOLDMAN SACHS & CO. LLC|1772
CPTA|CAPITALA FINANCE CRP|GSCS|GOLDMAN SACHS & CO. LLC|6605
CPTA|CAPITALA FINANCE CRP|GSLT|GOLDMAN SACHS & CO. LLC|1400
CPTA|CAPITALA FINANCE CRP|GTSZ|GTS SECURITIES LLC|700
CPTA|CAPITALA FINANCE CRP|HRBF|American Enterprise Investment Services Inc.|2000
CPTA|CAPITALA FINANCE CRP|IATS|INTERACTIVE BROKERS LLC|1600
CPTA|CAPITALA FINANCE CRP|IBKR|Interactive Brokers Llc|65020
CPTA|CAPITALA FINANCE CRP|ICBX|INSTINET, LLC|400
CPTA|CAPITALA FINANCE CRP|INCA|INSTINET, LLC|7285
CPTA|CAPITALA FINANCE CRP|ITGI|ITG Inc.|6272
CPTA|CAPITALA FINANCE CRP|ITGP|ITG INC.|2400
CPTA|CAPITALA FINANCE CRP|JANY|Janney Montgomery Scott Inc.|137
CPTA|CAPITALA FINANCE CRP|JPMX|J.P. Morgan Securities LLC|1800
CPTA|CAPITALA FINANCE CRP|KCGM|VIRTU Americas LLC|733
CPTA|CAPITALA FINANCE CRP|LEHM|Barclays Capital Inc./Le|5261
CPTA|CAPITALA FINANCE CRP|LIME|Lime Brokerage LLC|15564
CPTA|CAPITALA FINANCE CRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|380
CPTA|CAPITALA FINANCE CRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
CPTA|CAPITALA FINANCE CRP|MOTF|MOTIF INVESTING, INC.|1
CPTA|CAPITALA FINANCE CRP|MSCO|MORGAN STANLEY & CO. LLC|84087
CPTA|CAPITALA FINANCE CRP|MSPL|MORGAN STANLEY & CO. LLC|3100
CPTA|CAPITALA FINANCE CRP|MSTX|MORGAN STANLEY & CO. LLC|2000
CPTA|CAPITALA FINANCE CRP|NFSC|National Financial Services LLC|163338
CPTA|CAPITALA FINANCE CRP|NITE|VIRTU Americas LLC|203079
CPTA|CAPITALA FINANCE CRP|NQRB|Brut, LLC|500
CPTA|CAPITALA FINANCE CRP|OPCO|Oppenheimer & Co. Inc.|1907
CPTA|CAPITALA FINANCE CRP|PDQM|CODA MARKETS, INC.|5333
CPTA|CAPITALA FINANCE CRP|PWJC|UBS Financial Services, Inc.|1000
CPTA|CAPITALA FINANCE CRP|RAJA|Raymond James & Associates, Inc.|710
CPTA|CAPITALA FINANCE CRP|RBCM|RBC CAPITAL MARKETS, LLC|750
CPTA|CAPITALA FINANCE CRP|SALI|INTL FCSTONE FINANCIAL INC.|3
CPTA|CAPITALA FINANCE CRP|SBSH|Citigroup Global Markets Inc.|942
CPTA|CAPITALA FINANCE CRP|SGMT|GOLDMAN SACHS & CO. LLC|100
CPTA|CAPITALA FINANCE CRP|SPDR|SPEEDROUTE LLC|800
CPTA|CAPITALA FINANCE CRP|SPHN|Stephens Inc.|174
CPTA|CAPITALA FINANCE CRP|STFL|Stifel, Nicolaus & Company, Incorporated|7150
CPTA|CAPITALA FINANCE CRP|SWIM|TD Ameritrade, Inc.|27475
CPTA|CAPITALA FINANCE CRP|SWST|Hilltop Securities Inc.|2
CPTA|CAPITALA FINANCE CRP|TKNG|ALLY INVEST SECURITIES LLC|965
CPTA|CAPITALA FINANCE CRP|TRBT|Tradebot Systems, Inc.|1917
CPTA|CAPITALA FINANCE CRP|TRCM|TRC MARKETS LLC|406
CPTA|CAPITALA FINANCE CRP|TWTT|TASTYWORKS, INC.|25
CPTA|CAPITALA FINANCE CRP|UBSA|UBS SECURITIES LLC|7856
CPTA|CAPITALA FINANCE CRP|UBSS|UBS Securities LLC|55790
CPTA|CAPITALA FINANCE CRP|VALX|VIRTU AMERICAS LLC|786
CPTA|CAPITALA FINANCE CRP|VGRD|Vanguard Marketing Corporation|9199
CPTA|CAPITALA FINANCE CRP|WCHV|WELLS FARGO SECURITIES, LLC|11431
CPTA|CAPITALA FINANCE CRP|WEDB|WEDBUSH SECURITIES INC.|20
CPTA|CAPITALA FINANCE CRP|WEED|Weeden & Co.L.P.|10
CPTA|CAPITALA FINANCE CRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23
CPTA|CAPITALA FINANCE CRP|WGIF|CIBC World Markets Inc.|30
CPTA|CAPITALA FINANCE CRP|WSEA|WOLVERINE SECURITIES, LLC|1620
CPTA|CAPITALA FINANCE CRP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CPTA|CAPITALA FINANCE CRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|969
CPTAG|CAPITALA FN 5.75 CV|BBNT|BB&T SECURITIES, LLC|800
CPTAG|CAPITALA FN 5.75 CV|EGXW|CBOE TRADING, INC.|1200
CPTAG|CAPITALA FN 5.75 CV|FBCO|Credit Suisse Securities (USA) LLC|45
CPTAG|CAPITALA FN 5.75 CV|FOMA|TD AMERITRADE CLEARING, INC.|1100
CPTAG|CAPITALA FN 5.75 CV|GSLT|GOLDMAN SACHS & CO. LLC|300
CPTAG|CAPITALA FN 5.75 CV|HRBF|American Enterprise Investment Services Inc.|2005
CPTAG|CAPITALA FN 5.75 CV|IATS|INTERACTIVE BROKERS LLC|1500
CPTAG|CAPITALA FN 5.75 CV|IBKR|Interactive Brokers Llc|5503
CPTAG|CAPITALA FN 5.75 CV|ICBX|INSTINET, LLC|300
CPTAG|CAPITALA FN 5.75 CV|INCA|INSTINET, LLC|300
CPTAG|CAPITALA FN 5.75 CV|JANY|Janney Montgomery Scott Inc.|2800
CPTAG|CAPITALA FN 5.75 CV|LIME|Lime Brokerage LLC|769
CPTAG|CAPITALA FN 5.75 CV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9703
CPTAG|CAPITALA FN 5.75 CV|MSCO|MORGAN STANLEY & CO. LLC|300
CPTAG|CAPITALA FN 5.75 CV|NFSC|National Financial Services LLC|1200
CPTAG|CAPITALA FN 5.75 CV|NITE|VIRTU Americas LLC|35821
CPTAG|CAPITALA FN 5.75 CV|NQRB|Brut, LLC|1839
CPTAG|CAPITALA FN 5.75 CV|SGMT|GOLDMAN SACHS & CO. LLC|400
CPTAG|CAPITALA FN 5.75 CV|STFL|Stifel, Nicolaus & Company, Incorporated|25166
CPTAG|CAPITALA FN 5.75 CV|UBSA|UBS SECURITIES LLC|200
CPTAG|CAPITALA FN 5.75 CV|UBSS|UBS Securities LLC|456
CPTAG|CAPITALA FN 5.75 CV|WCHV|WELLS FARGO SECURITIES, LLC|606
CPTAL|CAPITALA FINANCE 6%N|BANK|Primevest Financial Services, Inc.|249
CPTAL|CAPITALA FINANCE 6%N|BARD|Robert W. Baird & Co. Incorporated|21
CPTAL|CAPITALA FINANCE 6%N|BATM|CBOE TRADING, INC.|257
CPTAL|CAPITALA FINANCE 6%N|BBNT|BB&T SECURITIES, LLC|7843
CPTAL|CAPITALA FINANCE 6%N|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20
CPTAL|CAPITALA FINANCE 6%N|CIST|Capital Institutional Services, Inc.|125
CPTAL|CAPITALA FINANCE 6%N|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CPTAL|CAPITALA FINANCE 6%N|DBAX|Deutsche Bank Securities Inc.|400
CPTAL|CAPITALA FINANCE 6%N|EDJO|Edward D. Jones & Co., L.P.|950
CPTAL|CAPITALA FINANCE 6%N|ETRS|E*Trade Securities LLC|500
CPTAL|CAPITALA FINANCE 6%N|FBCO|Credit Suisse Securities (USA) LLC|26
CPTAL|CAPITALA FINANCE 6%N|FOMA|TD AMERITRADE CLEARING, INC.|3700
CPTAL|CAPITALA FINANCE 6%N|HRBF|American Enterprise Investment Services Inc.|4000
CPTAL|CAPITALA FINANCE 6%N|IATS|INTERACTIVE BROKERS LLC|200
CPTAL|CAPITALA FINANCE 6%N|IBKR|Interactive Brokers Llc|5409
CPTAL|CAPITALA FINANCE 6%N|INCA|INSTINET, LLC|1233
CPTAL|CAPITALA FINANCE 6%N|JANY|Janney Montgomery Scott Inc.|2300
CPTAL|CAPITALA FINANCE 6%N|LIME|Lime Brokerage LLC|1451
CPTAL|CAPITALA FINANCE 6%N|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2950
CPTAL|CAPITALA FINANCE 6%N|MSCO|MORGAN STANLEY & CO. LLC|225
CPTAL|CAPITALA FINANCE 6%N|NFSC|National Financial Services LLC|3561
CPTAL|CAPITALA FINANCE 6%N|NITE|VIRTU Americas LLC|27056
CPTAL|CAPITALA FINANCE 6%N|NQRB|Brut, LLC|200
CPTAL|CAPITALA FINANCE 6%N|RAJA|Raymond James & Associates, Inc.|76
CPTAL|CAPITALA FINANCE 6%N|SPDR|SPEEDROUTE LLC|300
CPTAL|CAPITALA FINANCE 6%N|SPHN|Stephens Inc.|125
CPTAL|CAPITALA FINANCE 6%N|STFL|Stifel, Nicolaus & Company, Incorporated|3499
CPTAL|CAPITALA FINANCE 6%N|TRCM|TRC MARKETS LLC|24
CPTAL|CAPITALA FINANCE 6%N|UBSA|UBS SECURITIES LLC|409
CPTAL|CAPITALA FINANCE 6%N|UBSS|UBS Securities LLC|9622
CPTAL|CAPITALA FINANCE 6%N|VGRD|Vanguard Marketing Corporation|136
CPTAL|CAPITALA FINANCE 6%N|WBLR|WILLIAM BLAIR|1000
CPTAL|CAPITALA FINANCE 6%N|WCHV|WELLS FARGO SECURITIES, LLC|5713
CQH|CHENIERE NRGY PRTNRS|ALTX|Alternet Securities Inc.|1503
CQH|CHENIERE NRGY PRTNRS|APCC|Apex Clearing Corporation|155
CQH|CHENIERE NRGY PRTNRS|BARD|Robert W. Baird & Co. Incorporated|5750
CQH|CHENIERE NRGY PRTNRS|BATM|CBOE TRADING, INC.|1679
CQH|CHENIERE NRGY PRTNRS|BAYC|BAY CREST PARTNERS, LLC|2358
CQH|CHENIERE NRGY PRTNRS|BAYT|BTIG, LLC|5543
CQH|CHENIERE NRGY PRTNRS|BBNT|BB&T SECURITIES, LLC|205
CQH|CHENIERE NRGY PRTNRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1650
CQH|CHENIERE NRGY PRTNRS|BTIG|BTIG, LLC|138369
CQH|CHENIERE NRGY PRTNRS|CHAS|Charles Schwab & Co., Inc.|1300
CQH|CHENIERE NRGY PRTNRS|CLSA|CLSA AMERICAS, LLC|3400
CQH|CHENIERE NRGY PRTNRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16079
CQH|CHENIERE NRGY PRTNRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|258
CQH|CHENIERE NRGY PRTNRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41557
CQH|CHENIERE NRGY PRTNRS|CTDL|Citadel Derivatives Group Llc|237
CQH|CHENIERE NRGY PRTNRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2128
CQH|CHENIERE NRGY PRTNRS|DBAB|Deutsche Bank Securities Inc.|45904
CQH|CHENIERE NRGY PRTNRS|DBAX|Deutsche Bank Securities Inc.|36800
CQH|CHENIERE NRGY PRTNRS|DEAN|MORGAN STANLEY|248
CQH|CHENIERE NRGY PRTNRS|DEGS|RONIN PROFESSIONAL LLC|892
CQH|CHENIERE NRGY PRTNRS|EBXL|EBX LLC|37200
CQH|CHENIERE NRGY PRTNRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4300
CQH|CHENIERE NRGY PRTNRS|EDJO|Edward D. Jones & Co., L.P.|400
CQH|CHENIERE NRGY PRTNRS|EGAM|CBOE TRADING, INC.|2656
CQH|CHENIERE NRGY PRTNRS|EGMT|EG MARKET TECHNOLOGIES LLC|300
CQH|CHENIERE NRGY PRTNRS|EGXM|CBOE TRADING, INC.|1484
CQH|CHENIERE NRGY PRTNRS|ETBE|Electronic Transaction Clearing, Inc.|3451
CQH|CHENIERE NRGY PRTNRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15020
CQH|CHENIERE NRGY PRTNRS|ETRS|E*Trade Securities LLC|32160
CQH|CHENIERE NRGY PRTNRS|FBSB|U.S. Bancorp Investments, Inc.|1001
CQH|CHENIERE NRGY PRTNRS|FILL|Tradestation Securities, Inc.|1100
CQH|CHENIERE NRGY PRTNRS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1163
CQH|CHENIERE NRGY PRTNRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25687
CQH|CHENIERE NRGY PRTNRS|FTBR|Foliofn Investments, Inc.|1808
CQH|CHENIERE NRGY PRTNRS|GLPX|ACS EXECUTION SERVICES, LLC|3462
CQH|CHENIERE NRGY PRTNRS|GSCO|GOLDMAN SACHS & CO. LLC|60419
CQH|CHENIERE NRGY PRTNRS|GSCS|GOLDMAN SACHS & CO. LLC|26128
CQH|CHENIERE NRGY PRTNRS|GSLT|GOLDMAN SACHS & CO. LLC|3559
CQH|CHENIERE NRGY PRTNRS|GTSZ|GTS SECURITIES LLC|14567
CQH|CHENIERE NRGY PRTNRS|HRBF|American Enterprise Investment Services Inc.|59
CQH|CHENIERE NRGY PRTNRS|HSBC|HSBC Securities, Inc.|100
CQH|CHENIERE NRGY PRTNRS|IATS|INTERACTIVE BROKERS LLC|10279
CQH|CHENIERE NRGY PRTNRS|IBKR|Interactive Brokers Llc|8756
CQH|CHENIERE NRGY PRTNRS|ICBX|INSTINET, LLC|8310
CQH|CHENIERE NRGY PRTNRS|INCA|INSTINET, LLC|55311
CQH|CHENIERE NRGY PRTNRS|INJX|INSTINET, LLC|3966
CQH|CHENIERE NRGY PRTNRS|ITGI|ITG Inc.|8520
CQH|CHENIERE NRGY PRTNRS|ITGP|ITG INC.|31600
CQH|CHENIERE NRGY PRTNRS|JEFF|JEFFERIES LLC|9643
CQH|CHENIERE NRGY PRTNRS|JMPT|JUMP TRADING, LLC|9724
CQH|CHENIERE NRGY PRTNRS|JPBX|J.P. MORGAN SECURITIES LLC|18848
CQH|CHENIERE NRGY PRTNRS|JPMX|J.P. Morgan Securities LLC|49448
CQH|CHENIERE NRGY PRTNRS|JSJX|JANE STREET CAPITAL LLC|2734
CQH|CHENIERE NRGY PRTNRS|KCGM|VIRTU Americas LLC|5129
CQH|CHENIERE NRGY PRTNRS|LEHM|Barclays Capital Inc./Le|54715
CQH|CHENIERE NRGY PRTNRS|LIME|Lime Brokerage LLC|8931
CQH|CHENIERE NRGY PRTNRS|LOOP|Loop Capital Markets LLC|800
CQH|CHENIERE NRGY PRTNRS|LSCI|Lek Securities Corporation|73
CQH|CHENIERE NRGY PRTNRS|MACQ|Macquarie Capital (USA) Inc.|200
CQH|CHENIERE NRGY PRTNRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30380
CQH|CHENIERE NRGY PRTNRS|MSCO|MORGAN STANLEY & CO. LLC|596030
CQH|CHENIERE NRGY PRTNRS|MSPL|MORGAN STANLEY & CO. LLC|51500
CQH|CHENIERE NRGY PRTNRS|MSTX|MORGAN STANLEY & CO. LLC|8400
CQH|CHENIERE NRGY PRTNRS|MZHO|Mizuho Securities USA LLC|35000
CQH|CHENIERE NRGY PRTNRS|NFSC|National Financial Services LLC|86356
CQH|CHENIERE NRGY PRTNRS|NITE|VIRTU Americas LLC|141500
CQH|CHENIERE NRGY PRTNRS|NQRB|Brut, LLC|580
CQH|CHENIERE NRGY PRTNRS|OTAA|OTA LLC|5500
CQH|CHENIERE NRGY PRTNRS|PDQM|CODA MARKETS, INC.|3930
CQH|CHENIERE NRGY PRTNRS|PWJC|UBS Financial Services, Inc.|2800
CQH|CHENIERE NRGY PRTNRS|RBCM|RBC CAPITAL MARKETS, LLC|22895
CQH|CHENIERE NRGY PRTNRS|SBSH|Citigroup Global Markets Inc.|41473
CQH|CHENIERE NRGY PRTNRS|SGMT|GOLDMAN SACHS & CO. LLC|17046
CQH|CHENIERE NRGY PRTNRS|SPDR|SPEEDROUTE LLC|6490
CQH|CHENIERE NRGY PRTNRS|STFL|Stifel, Nicolaus & Company, Incorporated|315
CQH|CHENIERE NRGY PRTNRS|STXG|Stockcross Financial Services, Inc.|13
CQH|CHENIERE NRGY PRTNRS|SWIM|TD Ameritrade, Inc.|5909
CQH|CHENIERE NRGY PRTNRS|SWST|Hilltop Securities Inc.|518
CQH|CHENIERE NRGY PRTNRS|TKNG|ALLY INVEST SECURITIES LLC|5
CQH|CHENIERE NRGY PRTNRS|TRBT|Tradebot Systems, Inc.|73438
CQH|CHENIERE NRGY PRTNRS|TRCM|TRC MARKETS LLC|116
CQH|CHENIERE NRGY PRTNRS|UBSA|UBS SECURITIES LLC|69055
CQH|CHENIERE NRGY PRTNRS|UBSS|UBS Securities LLC|79484
CQH|CHENIERE NRGY PRTNRS|VALX|VIRTU AMERICAS LLC|5264
CQH|CHENIERE NRGY PRTNRS|VGRD|Vanguard Marketing Corporation|9531
CQH|CHENIERE NRGY PRTNRS|WCHV|WELLS FARGO SECURITIES, LLC|72219
CQH|CHENIERE NRGY PRTNRS|WEDB|WEDBUSH SECURITIES INC.|1005
CQH|CHENIERE NRGY PRTNRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15061
CQH|CHENIERE NRGY PRTNRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2300
CQH|CHENIERE NRGY PRTNRS|WSEA|WOLVERINE SECURITIES, LLC|287
CQH|CHENIERE NRGY PRTNRS|XIST|INSTINET, LLC|4000
CQH|CHENIERE NRGY PRTNRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|5332
CQH|CHENIERE NRGY PRTNRS|YKNA|COMHAR CAPITAL MARKETS, LLC|683
CQH|CHENIERE NRGY PRTNRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1029
CQP|CHENIERE ENERGY LP|AGIS|Aegis Capital Corp.|300
CQP|CHENIERE ENERGY LP|ALTX|Alternet Securities Inc.|16643
CQP|CHENIERE ENERGY LP|APCC|Apex Clearing Corporation|760
CQP|CHENIERE ENERGY LP|BANK|Primevest Financial Services, Inc.|100
CQP|CHENIERE ENERGY LP|BARD|Robert W. Baird & Co. Incorporated|2720
CQP|CHENIERE ENERGY LP|BATM|CBOE TRADING, INC.|8154
CQP|CHENIERE ENERGY LP|BBNT|BB&T SECURITIES, LLC|5120
CQP|CHENIERE ENERGY LP|BIMI|Banca IMI Securities Corp.|150
CQP|CHENIERE ENERGY LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3371
CQP|CHENIERE ENERGY LP|BTIG|BTIG, LLC|228168
CQP|CHENIERE ENERGY LP|BYXM|CBOE TRADING, INC.|100
CQP|CHENIERE ENERGY LP|CANT|Cantor Fitzgerald & Co.|83
CQP|CHENIERE ENERGY LP|CHAS|Charles Schwab & Co., Inc.|4364
CQP|CHENIERE ENERGY LP|CIST|Capital Institutional Services, Inc.|500
CQP|CHENIERE ENERGY LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5135
CQP|CHENIERE ENERGY LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7332
CQP|CHENIERE ENERGY LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103701
CQP|CHENIERE ENERGY LP|CTDL|Citadel Derivatives Group Llc|1331
CQP|CHENIERE ENERGY LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|30524
CQP|CHENIERE ENERGY LP|DADA|D.A. Davidson & Co.|3998
CQP|CHENIERE ENERGY LP|DBAB|Deutsche Bank Securities Inc.|25014
CQP|CHENIERE ENERGY LP|DBAX|Deutsche Bank Securities Inc.|161100
CQP|CHENIERE ENERGY LP|DEAN|MORGAN STANLEY|10548
CQP|CHENIERE ENERGY LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2406
CQP|CHENIERE ENERGY LP|EBXL|EBX LLC|84400
CQP|CHENIERE ENERGY LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10015
CQP|CHENIERE ENERGY LP|EDJO|Edward D. Jones & Co., L.P.|488
CQP|CHENIERE ENERGY LP|EGAM|CBOE TRADING, INC.|7053
CQP|CHENIERE ENERGY LP|EGMT|EG MARKET TECHNOLOGIES LLC|210
CQP|CHENIERE ENERGY LP|EGXM|CBOE TRADING, INC.|6565
CQP|CHENIERE ENERGY LP|ETBE|Electronic Transaction Clearing, Inc.|8213
CQP|CHENIERE ENERGY LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31370
CQP|CHENIERE ENERGY LP|ETRS|E*Trade Securities LLC|21855
CQP|CHENIERE ENERGY LP|FBSB|U.S. Bancorp Investments, Inc.|403
CQP|CHENIERE ENERGY LP|FILL|Tradestation Securities, Inc.|4499
CQP|CHENIERE ENERGY LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|119290
CQP|CHENIERE ENERGY LP|FTBR|Foliofn Investments, Inc.|1720
CQP|CHENIERE ENERGY LP|GEBB|GLOBAL EXECUTION BROKERS, LP|1396
CQP|CHENIERE ENERGY LP|GLPX|ACS EXECUTION SERVICES, LLC|21078
CQP|CHENIERE ENERGY LP|GSCO|GOLDMAN SACHS & CO. LLC|359105
CQP|CHENIERE ENERGY LP|GSCS|GOLDMAN SACHS & CO. LLC|10918
CQP|CHENIERE ENERGY LP|GSLT|GOLDMAN SACHS & CO. LLC|1115
CQP|CHENIERE ENERGY LP|GTSZ|GTS SECURITIES LLC|5116
CQP|CHENIERE ENERGY LP|HAPX|HAP Trading, LLC|10
CQP|CHENIERE ENERGY LP|HRBF|American Enterprise Investment Services Inc.|3522
CQP|CHENIERE ENERGY LP|IATS|INTERACTIVE BROKERS LLC|24666
CQP|CHENIERE ENERGY LP|IBKR|Interactive Brokers Llc|10698
CQP|CHENIERE ENERGY LP|ICBX|INSTINET, LLC|33100
CQP|CHENIERE ENERGY LP|INCA|INSTINET, LLC|52051
CQP|CHENIERE ENERGY LP|INJX|INSTINET, LLC|180721
CQP|CHENIERE ENERGY LP|ITGI|ITG Inc.|41867
CQP|CHENIERE ENERGY LP|ITGP|ITG INC.|112400
CQP|CHENIERE ENERGY LP|JANY|Janney Montgomery Scott Inc.|900
CQP|CHENIERE ENERGY LP|JEFF|JEFFERIES LLC|154044
CQP|CHENIERE ENERGY LP|JMPT|JUMP TRADING, LLC|4413
CQP|CHENIERE ENERGY LP|JPMX|J.P. Morgan Securities LLC|111055
CQP|CHENIERE ENERGY LP|JSJX|JANE STREET CAPITAL LLC|13698
CQP|CHENIERE ENERGY LP|KCGM|VIRTU Americas LLC|36244
CQP|CHENIERE ENERGY LP|LEHM|Barclays Capital Inc./Le|198691
CQP|CHENIERE ENERGY LP|LIME|Lime Brokerage LLC|14568
CQP|CHENIERE ENERGY LP|LSCI|Lek Securities Corporation|71
CQP|CHENIERE ENERGY LP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
CQP|CHENIERE ENERGY LP|MBTS|ALLY INVEST SECURITIES LLC|1
CQP|CHENIERE ENERGY LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77133
CQP|CHENIERE ENERGY LP|MOTF|MOTIF INVESTING, INC.|2
CQP|CHENIERE ENERGY LP|MSCO|MORGAN STANLEY & CO. LLC|387820
CQP|CHENIERE ENERGY LP|MSPL|MORGAN STANLEY & CO. LLC|82900
CQP|CHENIERE ENERGY LP|NATL|National Securities Corporation|400
CQP|CHENIERE ENERGY LP|NFSC|National Financial Services LLC|84412
CQP|CHENIERE ENERGY LP|NITE|VIRTU Americas LLC|306911
CQP|CHENIERE ENERGY LP|NITP|VIRTU Americas LLC|145
CQP|CHENIERE ENERGY LP|NQRB|Brut, LLC|30964
CQP|CHENIERE ENERGY LP|OPCO|Oppenheimer & Co. Inc.|100
CQP|CHENIERE ENERGY LP|PDQM|CODA MARKETS, INC.|38397
CQP|CHENIERE ENERGY LP|PHLY|NASDAQ Execution Services, LLC|400
CQP|CHENIERE ENERGY LP|PWJC|UBS Financial Services, Inc.|1318
CQP|CHENIERE ENERGY LP|RBCM|RBC CAPITAL MARKETS, LLC|7124
CQP|CHENIERE ENERGY LP|SAGC|SAGETRADER, LLC|400
CQP|CHENIERE ENERGY LP|SAGL|SAGETRADER, LLC|8175
CQP|CHENIERE ENERGY LP|SALI|INTL FCSTONE FINANCIAL INC.|7
CQP|CHENIERE ENERGY LP|SBSH|Citigroup Global Markets Inc.|35370
CQP|CHENIERE ENERGY LP|SGMT|GOLDMAN SACHS & CO. LLC|48683
CQP|CHENIERE ENERGY LP|SPDR|SPEEDROUTE LLC|10503
CQP|CHENIERE ENERGY LP|STFL|Stifel, Nicolaus & Company, Incorporated|54234
CQP|CHENIERE ENERGY LP|SWIM|TD Ameritrade, Inc.|13407
CQP|CHENIERE ENERGY LP|TKNG|ALLY INVEST SECURITIES LLC|231
CQP|CHENIERE ENERGY LP|TRBT|Tradebot Systems, Inc.|64853
CQP|CHENIERE ENERGY LP|TRCM|TRC MARKETS LLC|300
CQP|CHENIERE ENERGY LP|UBSA|UBS SECURITIES LLC|570096
CQP|CHENIERE ENERGY LP|UBSS|UBS Securities LLC|445785
CQP|CHENIERE ENERGY LP|USCA|USCA Securities LLC|500
CQP|CHENIERE ENERGY LP|VALX|VIRTU AMERICAS LLC|26806
CQP|CHENIERE ENERGY LP|VGRD|Vanguard Marketing Corporation|16025
CQP|CHENIERE ENERGY LP|WABR|Wall Street Access|18867
CQP|CHENIERE ENERGY LP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CQP|CHENIERE ENERGY LP|WCHV|WELLS FARGO SECURITIES, LLC|45235
CQP|CHENIERE ENERGY LP|WEDB|WEDBUSH SECURITIES INC.|750
CQP|CHENIERE ENERGY LP|WEED|Weeden & Co.L.P.|40
CQP|CHENIERE ENERGY LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4731
CQP|CHENIERE ENERGY LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22437
CQP|CHENIERE ENERGY LP|WOLF|Wolfe Trahan Securities|1200
CQP|CHENIERE ENERGY LP|WSEA|WOLVERINE SECURITIES, LLC|4073
CQP|CHENIERE ENERGY LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|21260
CQP|CHENIERE ENERGY LP|YKNA|COMHAR CAPITAL MARKETS, LLC|3644
CQP|CHENIERE ENERGY LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17438
CQQQ|INVESCO CHINA TEC|AGIS|Aegis Capital Corp.|100
CQQQ|INVESCO CHINA TEC|ALTX|Alternet Securities Inc.|300
CQQQ|INVESCO CHINA TEC|APCC|Apex Clearing Corporation|845
CQQQ|INVESCO CHINA TEC|BANK|Primevest Financial Services, Inc.|16
CQQQ|INVESCO CHINA TEC|BARD|Robert W. Baird & Co. Incorporated|808
CQQQ|INVESCO CHINA TEC|BBNT|BB&T SECURITIES, LLC|171
CQQQ|INVESCO CHINA TEC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1217
CQQQ|INVESCO CHINA TEC|BYXM|CBOE TRADING, INC.|300
CQQQ|INVESCO CHINA TEC|CANT|Cantor Fitzgerald & Co.|5000
CQQQ|INVESCO CHINA TEC|CHAS|Charles Schwab & Co., Inc.|577
CQQQ|INVESCO CHINA TEC|CICF|Canaccord Genuity Corp.|500
CQQQ|INVESCO CHINA TEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
CQQQ|INVESCO CHINA TEC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|175
CQQQ|INVESCO CHINA TEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54015
CQQQ|INVESCO CHINA TEC|CTDL|Citadel Derivatives Group Llc|72855
CQQQ|INVESCO CHINA TEC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
CQQQ|INVESCO CHINA TEC|DBAB|Deutsche Bank Securities Inc.|800
CQQQ|INVESCO CHINA TEC|DBAX|Deutsche Bank Securities Inc.|20900
CQQQ|INVESCO CHINA TEC|DEAN|MORGAN STANLEY|2799
CQQQ|INVESCO CHINA TEC|EBXL|EBX LLC|39200
CQQQ|INVESCO CHINA TEC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4244
CQQQ|INVESCO CHINA TEC|EGAM|CBOE TRADING, INC.|1112
CQQQ|INVESCO CHINA TEC|EGMT|EG MARKET TECHNOLOGIES LLC|600
CQQQ|INVESCO CHINA TEC|EGXM|CBOE TRADING, INC.|25
CQQQ|INVESCO CHINA TEC|ETBE|Electronic Transaction Clearing, Inc.|1400
CQQQ|INVESCO CHINA TEC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
CQQQ|INVESCO CHINA TEC|ETRS|E*Trade Securities LLC|15042
CQQQ|INVESCO CHINA TEC|FILL|Tradestation Securities, Inc.|8475
CQQQ|INVESCO CHINA TEC|FLTU|FLOW TRADERS US LLC|3031
CQQQ|INVESCO CHINA TEC|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1500
CQQQ|INVESCO CHINA TEC|FMAF|NBCN Inc./ CDS|566
CQQQ|INVESCO CHINA TEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2448
CQQQ|INVESCO CHINA TEC|FTBR|Foliofn Investments, Inc.|3647
CQQQ|INVESCO CHINA TEC|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
CQQQ|INVESCO CHINA TEC|GLIS|TD Securities Inc|1141
CQQQ|INVESCO CHINA TEC|GLPX|ACS EXECUTION SERVICES, LLC|3199
CQQQ|INVESCO CHINA TEC|GSCO|GOLDMAN SACHS & CO. LLC|24432
CQQQ|INVESCO CHINA TEC|GSLT|GOLDMAN SACHS & CO. LLC|800
CQQQ|INVESCO CHINA TEC|GTSZ|GTS SECURITIES LLC|2170
CQQQ|INVESCO CHINA TEC|HSBC|HSBC Securities, Inc.|200
CQQQ|INVESCO CHINA TEC|IATS|INTERACTIVE BROKERS LLC|9181
CQQQ|INVESCO CHINA TEC|IBKR|Interactive Brokers Llc|14572
CQQQ|INVESCO CHINA TEC|ICBX|INSTINET, LLC|35555
CQQQ|INVESCO CHINA TEC|INCA|INSTINET, LLC|70937
CQQQ|INVESCO CHINA TEC|INJX|INSTINET, LLC|1275
CQQQ|INVESCO CHINA TEC|ITGI|ITG Inc.|4169
CQQQ|INVESCO CHINA TEC|ITGP|ITG INC.|13000
CQQQ|INVESCO CHINA TEC|JANY|Janney Montgomery Scott Inc.|895
CQQQ|INVESCO CHINA TEC|JEFF|JEFFERIES LLC|8077
CQQQ|INVESCO CHINA TEC|JMPT|JUMP TRADING, LLC|740
CQQQ|INVESCO CHINA TEC|JPMX|J.P. Morgan Securities LLC|45454
CQQQ|INVESCO CHINA TEC|JSEB|JANE STREET EXECUTION SERVICES, LLC|71814
CQQQ|INVESCO CHINA TEC|JSJX|JANE STREET CAPITAL LLC|94915
CQQQ|INVESCO CHINA TEC|KCGM|VIRTU Americas LLC|32357
CQQQ|INVESCO CHINA TEC|LEHM|Barclays Capital Inc./Le|50200
CQQQ|INVESCO CHINA TEC|LIME|Lime Brokerage LLC|11695
CQQQ|INVESCO CHINA TEC|LSCI|Lek Securities Corporation|429
CQQQ|INVESCO CHINA TEC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
CQQQ|INVESCO CHINA TEC|MBTS|ALLY INVEST SECURITIES LLC|1
CQQQ|INVESCO CHINA TEC|MCMF|Raymond James Ltd. Cds|140
CQQQ|INVESCO CHINA TEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104310
CQQQ|INVESCO CHINA TEC|MOTF|MOTIF INVESTING, INC.|8
CQQQ|INVESCO CHINA TEC|MPSG|E D & F Man Capital Markets Inc.|43519
CQQQ|INVESCO CHINA TEC|MSCO|MORGAN STANLEY & CO. LLC|211654
CQQQ|INVESCO CHINA TEC|MSPL|MORGAN STANLEY & CO. LLC|41700
CQQQ|INVESCO CHINA TEC|NFSC|National Financial Services LLC|224125
CQQQ|INVESCO CHINA TEC|NITE|VIRTU Americas LLC|197282
CQQQ|INVESCO CHINA TEC|NQRB|Brut, LLC|300
CQQQ|INVESCO CHINA TEC|NTBF|BMO Nesbitt Burns Inc./CDS|300
CQQQ|INVESCO CHINA TEC|OPCO|Oppenheimer & Co. Inc.|919
CQQQ|INVESCO CHINA TEC|PCPT|PHILLIP CAPITAL INC.|135
CQQQ|INVESCO CHINA TEC|PDQM|CODA MARKETS, INC.|5355
CQQQ|INVESCO CHINA TEC|PICT|Pictet Overseas Inc.|750
CQQQ|INVESCO CHINA TEC|PWJC|UBS Financial Services, Inc.|180
CQQQ|INVESCO CHINA TEC|RBCM|RBC CAPITAL MARKETS, LLC|283
CQQQ|INVESCO CHINA TEC|SAGL|SAGETRADER, LLC|6017
CQQQ|INVESCO CHINA TEC|SBSH|Citigroup Global Markets Inc.|13839
CQQQ|INVESCO CHINA TEC|SGMT|GOLDMAN SACHS & CO. LLC|50812
CQQQ|INVESCO CHINA TEC|SPDR|SPEEDROUTE LLC|1655
CQQQ|INVESCO CHINA TEC|STFL|Stifel, Nicolaus & Company, Incorporated|82
CQQQ|INVESCO CHINA TEC|SWIM|TD Ameritrade, Inc.|9921
CQQQ|INVESCO CHINA TEC|TKNG|ALLY INVEST SECURITIES LLC|708
CQQQ|INVESCO CHINA TEC|TRCM|TRC MARKETS LLC|332
CQQQ|INVESCO CHINA TEC|UBSA|UBS SECURITIES LLC|95895
CQQQ|INVESCO CHINA TEC|UBSS|UBS Securities LLC|151027
CQQQ|INVESCO CHINA TEC|VALX|VIRTU AMERICAS LLC|4424
CQQQ|INVESCO CHINA TEC|VGRD|Vanguard Marketing Corporation|14299
CQQQ|INVESCO CHINA TEC|WCHV|WELLS FARGO SECURITIES, LLC|50545
CQQQ|INVESCO CHINA TEC|WEED|Weeden & Co.L.P.|3699
CQQQ|INVESCO CHINA TEC|WGIF|CIBC World Markets Inc.|38
CQQQ|INVESCO CHINA TEC|WSEA|WOLVERINE SECURITIES, LLC|438
CQQQ|INVESCO CHINA TEC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6650
CQQQ|INVESCO CHINA TEC|YKNA|COMHAR CAPITAL MARKETS, LLC|300
CQQQ|INVESCO CHINA TEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12477
CR|CRANE CO|ALTX|Alternet Securities Inc.|300
CR|CRANE CO|APCC|Apex Clearing Corporation|24
CR|CRANE CO|BANK|Primevest Financial Services, Inc.|1
CR|CRANE CO|BARD|Robert W. Baird & Co. Incorporated|6006
CR|CRANE CO|BATM|CBOE TRADING, INC.|1850
CR|CRANE CO|BBNT|BB&T SECURITIES, LLC|3
CR|CRANE CO|BERN|Sanford C. Bernstein & Co., LLC|21517
CR|CRANE CO|BIDS|BIDS TRADING L.P.|100
CR|CRANE CO|BIMI|Banca IMI Securities Corp.|100
CR|CRANE CO|BKCM|BNY Mellon Capital Markets LLC|10147
CR|CRANE CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1065
CR|CRANE CO|BLKX|INSTINET, LLC|9000
CR|CRANE CO|BNPX|BNP PARIBAS SECURITIES CORP.|62971
CR|CRANE CO|BRVL|BLAYLOCK VAN, LLC|300
CR|CRANE CO|BTIG|BTIG, LLC|1957
CR|CRANE CO|BZYD|GOLDMAN SACHS & CO. LLC|500
CR|CRANE CO|CHAS|Charles Schwab & Co., Inc.|11
CR|CRANE CO|CIBP|CIBC World Markets Corp.|62000
CR|CRANE CO|CIST|Capital Institutional Services, Inc.|1745
CR|CRANE CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34490
CR|CRANE CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1666
CR|CRANE CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
CR|CRANE CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62789
CR|CRANE CO|CTDL|Citadel Derivatives Group Llc|4166
CR|CRANE CO|CTLR|CUTLER GROUP, LP|204
CR|CRANE CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1432
CR|CRANE CO|DADA|D.A. Davidson & Co.|3
CR|CRANE CO|DBAB|Deutsche Bank Securities Inc.|138066
CR|CRANE CO|DBAX|Deutsche Bank Securities Inc.|35200
CR|CRANE CO|DBUL|Deutsche Bank Securities Inc.|1100
CR|CRANE CO|DCHF|Dart Executions, LLC|252
CR|CRANE CO|DEAN|MORGAN STANLEY|3437
CR|CRANE CO|DEGS|RONIN PROFESSIONAL LLC|100
CR|CRANE CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14
CR|CRANE CO|EBXL|EBX LLC|47000
CR|CRANE CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|98
CR|CRANE CO|EDJO|Edward D. Jones & Co., L.P.|608
CR|CRANE CO|EGAM|CBOE TRADING, INC.|1333
CR|CRANE CO|EGAW|CBOE TRADING, INC.|11
CR|CRANE CO|EGMT|EG MARKET TECHNOLOGIES LLC|400
CR|CRANE CO|EGXM|CBOE TRADING, INC.|306
CR|CRANE CO|ETBE|Electronic Transaction Clearing, Inc.|200
CR|CRANE CO|ETCC|Electronic Transaction Clearing, Inc.|260
CR|CRANE CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17050
CR|CRANE CO|ETRS|E*Trade Securities LLC|6366
CR|CRANE CO|FBSB|U.S. Bancorp Investments, Inc.|5
CR|CRANE CO|FIDT|Fidelity Clearing Canada ULC./ CDS|2
CR|CRANE CO|FILL|Tradestation Securities, Inc.|30
CR|CRANE CO|FINX|FINTECH SECURITIES|822
CR|CRANE CO|FMAF|NBCN Inc./ CDS|2
CR|CRANE CO|FORD|Fordham Financial Management, Inc.|65
CR|CRANE CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1243
CR|CRANE CO|FQLS|Quantlab Securities LP|69299
CR|CRANE CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32175
CR|CRANE CO|FTBR|Foliofn Investments, Inc.|976
CR|CRANE CO|GLIS|TD Securities Inc|200
CR|CRANE CO|GLPX|ACS EXECUTION SERVICES, LLC|3870
CR|CRANE CO|GSCO|GOLDMAN SACHS & CO. LLC|808095
CR|CRANE CO|GSLT|GOLDMAN SACHS & CO. LLC|1253
CR|CRANE CO|GTSZ|GTS SECURITIES LLC|27773
CR|CRANE CO|HPPX|POTAMUS TRADING, LLC|697
CR|CRANE CO|HRBF|American Enterprise Investment Services Inc.|152
CR|CRANE CO|HSBC|HSBC Securities, Inc.|100
CR|CRANE CO|IATS|INTERACTIVE BROKERS LLC|2688
CR|CRANE CO|IBKR|Interactive Brokers Llc|4495
CR|CRANE CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|99
CR|CRANE CO|ICBX|INSTINET, LLC|13900
CR|CRANE CO|IEQY|CITADEL SECURITIES LLC|19443
CR|CRANE CO|INCA|INSTINET, LLC|60208
CR|CRANE CO|INJX|INSTINET, LLC|1912
CR|CRANE CO|ITGI|ITG Inc.|2487
CR|CRANE CO|ITGP|ITG INC.|6800
CR|CRANE CO|JANY|Janney Montgomery Scott Inc.|423
CR|CRANE CO|JEFF|JEFFERIES LLC|3232
CR|CRANE CO|JMPT|JUMP TRADING, LLC|15252
CR|CRANE CO|JPBX|J.P. MORGAN SECURITIES LLC|29722
CR|CRANE CO|JPMX|J.P. Morgan Securities LLC|210628
CR|CRANE CO|JSJX|JANE STREET CAPITAL LLC|19463
CR|CRANE CO|KCGM|VIRTU Americas LLC|6908
CR|CRANE CO|LEHM|Barclays Capital Inc./Le|147108
CR|CRANE CO|LIME|Lime Brokerage LLC|5215
CR|CRANE CO|LQNB|LIQUIDNET, INC.|113
CR|CRANE CO|MAXM|Maxim Group LLC|446
CR|CRANE CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16500
CR|CRANE CO|MOTF|MOTIF INVESTING, INC.|1
CR|CRANE CO|MSCO|MORGAN STANLEY & CO. LLC|774630
CR|CRANE CO|MSPL|MORGAN STANLEY & CO. LLC|68300
CR|CRANE CO|MSTX|MORGAN STANLEY & CO. LLC|14600
CR|CRANE CO|NFSC|National Financial Services LLC|14650
CR|CRANE CO|NITE|VIRTU Americas LLC|116126
CR|CRANE CO|NQRB|Brut, LLC|765
CR|CRANE CO|OPCO|Oppenheimer & Co. Inc.|1161
CR|CRANE CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|614
CR|CRANE CO|PDQM|CODA MARKETS, INC.|10793
CR|CRANE CO|PHLY|NASDAQ Execution Services, LLC|200
CR|CRANE CO|PIPR|Piper Jaffray & Co.|119
CR|CRANE CO|PWJC|UBS Financial Services, Inc.|4423
CR|CRANE CO|RBCM|RBC CAPITAL MARKETS, LLC|1844
CR|CRANE CO|SALI|INTL FCSTONE FINANCIAL INC.|1
CR|CRANE CO|SBSH|Citigroup Global Markets Inc.|36121
CR|CRANE CO|SEIC|SEI Investments Distribution Co.|100
CR|CRANE CO|SGMT|GOLDMAN SACHS & CO. LLC|25927
CR|CRANE CO|SPDR|SPEEDROUTE LLC|900
CR|CRANE CO|STFL|Stifel, Nicolaus & Company, Incorporated|16205
CR|CRANE CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2522
CR|CRANE CO|SWIM|TD Ameritrade, Inc.|5983
CR|CRANE CO|SWST|Hilltop Securities Inc.|963
CR|CRANE CO|TKNG|ALLY INVEST SECURITIES LLC|99
CR|CRANE CO|TRBT|Tradebot Systems, Inc.|47064
CR|CRANE CO|TRCM|TRC MARKETS LLC|23793
CR|CRANE CO|TWTT|TASTYWORKS, INC.|348
CR|CRANE CO|UBSA|UBS SECURITIES LLC|113661
CR|CRANE CO|UBSS|UBS Securities LLC|465059
CR|CRANE CO|VALX|VIRTU AMERICAS LLC|2436
CR|CRANE CO|VGRD|Vanguard Marketing Corporation|3992
CR|CRANE CO|WCHV|WELLS FARGO SECURITIES, LLC|18139
CR|CRANE CO|WDNX|WEEDEN & CO.L.P.|7306
CR|CRANE CO|WEDB|WEDBUSH SECURITIES INC.|242
CR|CRANE CO|WEED|Weeden & Co.L.P.|3226
CR|CRANE CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2407
CR|CRANE CO|WGIF|CIBC World Markets Inc.|2
CR|CRANE CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|295
CR|CRANE CO|WSEA|WOLVERINE SECURITIES, LLC|409
CR|CRANE CO|XIST|INSTINET, LLC|20052
CR|CRANE CO|XPQR|Jump Trading|2601
CR|CRANE CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|980
CR|CRANE CO|YKNA|COMHAR CAPITAL MARKETS, LLC|350
CR|CRANE CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|357
CRAI|CRA INTERNATIONAL|ALTX|Alternet Securities Inc.|3438
CRAI|CRA INTERNATIONAL|APCC|Apex Clearing Corporation|28
CRAI|CRA INTERNATIONAL|BARD|Robert W. Baird & Co. Incorporated|1
CRAI|CRA INTERNATIONAL|BATM|CBOE TRADING, INC.|720
CRAI|CRA INTERNATIONAL|BERN|Sanford C. Bernstein & Co., LLC|22536
CRAI|CRA INTERNATIONAL|BLKX|INSTINET, LLC|8900
CRAI|CRA INTERNATIONAL|BMOC|BMO Capital Markets Corp.|1257
CRAI|CRA INTERNATIONAL|BNPX|BNP PARIBAS SECURITIES CORP.|743
CRAI|CRA INTERNATIONAL|BYXM|CBOE TRADING, INC.|624
CRAI|CRA INTERNATIONAL|BZYD|GOLDMAN SACHS & CO. LLC|424
CRAI|CRA INTERNATIONAL|CANT|Cantor Fitzgerald & Co.|190
CRAI|CRA INTERNATIONAL|CHAS|Charles Schwab & Co., Inc.|3
CRAI|CRA INTERNATIONAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13450
CRAI|CRA INTERNATIONAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9828
CRAI|CRA INTERNATIONAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3827
CRAI|CRA INTERNATIONAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25549
CRAI|CRA INTERNATIONAL|CTDL|Citadel Derivatives Group Llc|1057
CRAI|CRA INTERNATIONAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|1456
CRAI|CRA INTERNATIONAL|DBAB|Deutsche Bank Securities Inc.|38907
CRAI|CRA INTERNATIONAL|DBAX|Deutsche Bank Securities Inc.|18000
CRAI|CRA INTERNATIONAL|DBUL|Deutsche Bank Securities Inc.|499
CRAI|CRA INTERNATIONAL|DEGS|RONIN PROFESSIONAL LLC|4939
CRAI|CRA INTERNATIONAL|EBXL|EBX LLC|19600
CRAI|CRA INTERNATIONAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|505
CRAI|CRA INTERNATIONAL|EGAM|CBOE TRADING, INC.|313
CRAI|CRA INTERNATIONAL|EGMT|EG MARKET TECHNOLOGIES LLC|100
CRAI|CRA INTERNATIONAL|EGXM|CBOE TRADING, INC.|3
CRAI|CRA INTERNATIONAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1981
CRAI|CRA INTERNATIONAL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|92
CRAI|CRA INTERNATIONAL|ETRS|E*Trade Securities LLC|905
CRAI|CRA INTERNATIONAL|FBCO|Credit Suisse Securities (USA) LLC|88668
CRAI|CRA INTERNATIONAL|FILL|Tradestation Securities, Inc.|70
CRAI|CRA INTERNATIONAL|FOMA|TD AMERITRADE CLEARING, INC.|108655
CRAI|CRA INTERNATIONAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13450
CRAI|CRA INTERNATIONAL|FTBR|Foliofn Investments, Inc.|331
CRAI|CRA INTERNATIONAL|GEBB|GLOBAL EXECUTION BROKERS, LP|2428
CRAI|CRA INTERNATIONAL|GLPX|ACS EXECUTION SERVICES, LLC|5009
CRAI|CRA INTERNATIONAL|GSCO|GOLDMAN SACHS & CO. LLC|61413
CRAI|CRA INTERNATIONAL|GSCS|GOLDMAN SACHS & CO. LLC|69
CRAI|CRA INTERNATIONAL|GSLT|GOLDMAN SACHS & CO. LLC|100
CRAI|CRA INTERNATIONAL|GTSZ|GTS SECURITIES LLC|33177
CRAI|CRA INTERNATIONAL|HPPX|POTAMUS TRADING, LLC|405
CRAI|CRA INTERNATIONAL|HRBF|American Enterprise Investment Services Inc.|311
CRAI|CRA INTERNATIONAL|IATS|INTERACTIVE BROKERS LLC|105
CRAI|CRA INTERNATIONAL|IBKR|Interactive Brokers Llc|8251
CRAI|CRA INTERNATIONAL|ICBX|INSTINET, LLC|5200
CRAI|CRA INTERNATIONAL|IEQY|CITADEL SECURITIES LLC|6756
CRAI|CRA INTERNATIONAL|INCA|INSTINET, LLC|71307
CRAI|CRA INTERNATIONAL|INJX|INSTINET, LLC|2036
CRAI|CRA INTERNATIONAL|ITGI|ITG Inc.|9782
CRAI|CRA INTERNATIONAL|ITGP|ITG INC.|26800
CRAI|CRA INTERNATIONAL|JANY|Janney Montgomery Scott Inc.|45
CRAI|CRA INTERNATIONAL|JEFF|JEFFERIES LLC|2930
CRAI|CRA INTERNATIONAL|JPBX|J.P. MORGAN SECURITIES LLC|2892
CRAI|CRA INTERNATIONAL|JPMX|J.P. Morgan Securities LLC|25393
CRAI|CRA INTERNATIONAL|KCGM|VIRTU Americas LLC|2624
CRAI|CRA INTERNATIONAL|LEHM|Barclays Capital Inc./Le|35463
CRAI|CRA INTERNATIONAL|LIME|Lime Brokerage LLC|31367
CRAI|CRA INTERNATIONAL|LOOP|Loop Capital Markets LLC|1961
CRAI|CRA INTERNATIONAL|LSCI|Lek Securities Corporation|1
CRAI|CRA INTERNATIONAL|MAXM|Maxim Group LLC|780
CRAI|CRA INTERNATIONAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13400
CRAI|CRA INTERNATIONAL|MSCO|MORGAN STANLEY & CO. LLC|147967
CRAI|CRA INTERNATIONAL|MSPL|MORGAN STANLEY & CO. LLC|23100
CRAI|CRA INTERNATIONAL|MSTX|MORGAN STANLEY & CO. LLC|1800
CRAI|CRA INTERNATIONAL|NFSC|National Financial Services LLC|3040
CRAI|CRA INTERNATIONAL|NITE|VIRTU Americas LLC|53208
CRAI|CRA INTERNATIONAL|NITP|VIRTU Americas LLC|100
CRAI|CRA INTERNATIONAL|NQRB|Brut, LLC|100
CRAI|CRA INTERNATIONAL|PDQM|CODA MARKETS, INC.|8688
CRAI|CRA INTERNATIONAL|RAJA|Raymond James & Associates, Inc.|780
CRAI|CRA INTERNATIONAL|RBCM|RBC CAPITAL MARKETS, LLC|223
CRAI|CRA INTERNATIONAL|SAGW|SAGETRADER, LLC|165
CRAI|CRA INTERNATIONAL|SBSH|Citigroup Global Markets Inc.|17435
CRAI|CRA INTERNATIONAL|SGMT|GOLDMAN SACHS & CO. LLC|2634
CRAI|CRA INTERNATIONAL|SPDR|SPEEDROUTE LLC|6959
CRAI|CRA INTERNATIONAL|SPHN|Stephens Inc.|100
CRAI|CRA INTERNATIONAL|SPTD|MINT GLOBAL MARKETS, INC.|40542
CRAI|CRA INTERNATIONAL|SWIM|TD Ameritrade, Inc.|468
CRAI|CRA INTERNATIONAL|TMBR|Timber Hill LLC|34
CRAI|CRA INTERNATIONAL|TRBT|Tradebot Systems, Inc.|7402
CRAI|CRA INTERNATIONAL|TRCM|TRC MARKETS LLC|20614
CRAI|CRA INTERNATIONAL|UBSA|UBS SECURITIES LLC|30833
CRAI|CRA INTERNATIONAL|UBSS|UBS Securities LLC|75233
CRAI|CRA INTERNATIONAL|VALX|VIRTU AMERICAS LLC|1372
CRAI|CRA INTERNATIONAL|VGRD|Vanguard Marketing Corporation|1409
CRAI|CRA INTERNATIONAL|WCHV|WELLS FARGO SECURITIES, LLC|8034
CRAI|CRA INTERNATIONAL|WEED|Weeden & Co.L.P.|7233
CRAI|CRA INTERNATIONAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57
CRAI|CRA INTERNATIONAL|WSEA|WOLVERINE SECURITIES, LLC|41
CRAI|CRA INTERNATIONAL|XIST|INSTINET, LLC|7000
CRAI|CRA INTERNATIONAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CRAI|CRA INTERNATIONAL|YKNA|COMHAR CAPITAL MARKETS, LLC|1406
CRAK|VANECK VECTORS OIL R|APCC|Apex Clearing Corporation|342
CRAK|VANECK VECTORS OIL R|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35
CRAK|VANECK VECTORS OIL R|BYXM|CBOE TRADING, INC.|188
CRAK|VANECK VECTORS OIL R|CANT|Cantor Fitzgerald & Co.|2030
CRAK|VANECK VECTORS OIL R|CHAS|Charles Schwab & Co., Inc.|1
CRAK|VANECK VECTORS OIL R|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|610
CRAK|VANECK VECTORS OIL R|CROS|CREDIT SUISSE SECURITIES (USA) LLC|316
CRAK|VANECK VECTORS OIL R|CTDL|Citadel Derivatives Group Llc|18206
CRAK|VANECK VECTORS OIL R|DADA|D.A. Davidson & Co.|500
CRAK|VANECK VECTORS OIL R|DBAX|Deutsche Bank Securities Inc.|2000
CRAK|VANECK VECTORS OIL R|DEAN|MORGAN STANLEY|400
CRAK|VANECK VECTORS OIL R|EBXL|EBX LLC|2100
CRAK|VANECK VECTORS OIL R|ETRS|E*Trade Securities LLC|13607
CRAK|VANECK VECTORS OIL R|FILL|Tradestation Securities, Inc.|617
CRAK|VANECK VECTORS OIL R|FMAF|NBCN Inc./ CDS|200
CRAK|VANECK VECTORS OIL R|FTBR|Foliofn Investments, Inc.|408
CRAK|VANECK VECTORS OIL R|GSCO|GOLDMAN SACHS & CO. LLC|5001
CRAK|VANECK VECTORS OIL R|GTSZ|GTS SECURITIES LLC|740
CRAK|VANECK VECTORS OIL R|HRBF|American Enterprise Investment Services Inc.|22
CRAK|VANECK VECTORS OIL R|IATS|INTERACTIVE BROKERS LLC|333
CRAK|VANECK VECTORS OIL R|IBKR|Interactive Brokers Llc|1585
CRAK|VANECK VECTORS OIL R|ICBX|INSTINET, LLC|2900
CRAK|VANECK VECTORS OIL R|JPMX|J.P. Morgan Securities LLC|1216
CRAK|VANECK VECTORS OIL R|JSEB|JANE STREET EXECUTION SERVICES, LLC|21000
CRAK|VANECK VECTORS OIL R|JSJX|JANE STREET CAPITAL LLC|16849
CRAK|VANECK VECTORS OIL R|KCGM|VIRTU Americas LLC|6607
CRAK|VANECK VECTORS OIL R|LEHM|Barclays Capital Inc./Le|5800
CRAK|VANECK VECTORS OIL R|LIME|Lime Brokerage LLC|1218
CRAK|VANECK VECTORS OIL R|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
CRAK|VANECK VECTORS OIL R|MSCO|MORGAN STANLEY & CO. LLC|4232
CRAK|VANECK VECTORS OIL R|MSPL|MORGAN STANLEY & CO. LLC|2000
CRAK|VANECK VECTORS OIL R|NFSC|National Financial Services LLC|41429
CRAK|VANECK VECTORS OIL R|NITE|VIRTU Americas LLC|34335
CRAK|VANECK VECTORS OIL R|OPCO|Oppenheimer & Co. Inc.|307
CRAK|VANECK VECTORS OIL R|PWJC|UBS Financial Services, Inc.|500
CRAK|VANECK VECTORS OIL R|RBCM|RBC CAPITAL MARKETS, LLC|160
CRAK|VANECK VECTORS OIL R|SWIM|TD Ameritrade, Inc.|2775
CRAK|VANECK VECTORS OIL R|SWST|Hilltop Securities Inc.|200
CRAK|VANECK VECTORS OIL R|TKNG|ALLY INVEST SECURITIES LLC|25
CRAK|VANECK VECTORS OIL R|UBSA|UBS SECURITIES LLC|5432
CRAK|VANECK VECTORS OIL R|UBSS|UBS Securities LLC|4876
CRAK|VANECK VECTORS OIL R|VGRD|Vanguard Marketing Corporation|2697
CRAK|VANECK VECTORS OIL R|WCHV|WELLS FARGO SECURITIES, LLC|2900
CRAK|VANECK VECTORS OIL R|WSEA|WOLVERINE SECURITIES, LLC|142
CRAK|VANECK VECTORS OIL R|XSTM|NATIONAL FINANCIAL SERVICES LLC|1330
CRAK|VANECK VECTORS OIL R|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9939
CRAY|CRAY INC|APCC|Apex Clearing Corporation|10
CRAY|CRAY INC|BARD|Robert W. Baird & Co. Incorporated|1000
CRAY|CRAY INC|BATM|CBOE TRADING, INC.|400
CRAY|CRAY INC|BAYT|BTIG, LLC|500
CRAY|CRAY INC|BERN|Sanford C. Bernstein & Co., LLC|8441
CRAY|CRAY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|345
CRAY|CRAY INC|BMOC|BMO Capital Markets Corp.|6430
CRAY|CRAY INC|BNPX|BNP PARIBAS SECURITIES CORP.|8458
CRAY|CRAY INC|BRVL|BLAYLOCK VAN, LLC|700
CRAY|CRAY INC|BTIG|BTIG, LLC|6981
CRAY|CRAY INC|BZYD|GOLDMAN SACHS & CO. LLC|137
CRAY|CRAY INC|CIST|Capital Institutional Services, Inc.|3002
CRAY|CRAY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31339
CRAY|CRAY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CRAY|CRAY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38688
CRAY|CRAY INC|CTDL|Citadel Derivatives Group Llc|4378
CRAY|CRAY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9754
CRAY|CRAY INC|DBAB|Deutsche Bank Securities Inc.|123852
CRAY|CRAY INC|DBAX|Deutsche Bank Securities Inc.|68700
CRAY|CRAY INC|DBUL|Deutsche Bank Securities Inc.|100
CRAY|CRAY INC|DEAN|MORGAN STANLEY|3514
CRAY|CRAY INC|DEGS|RONIN PROFESSIONAL LLC|3195
CRAY|CRAY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1184
CRAY|CRAY INC|EBXL|EBX LLC|40900
CRAY|CRAY INC|EDJO|Edward D. Jones & Co., L.P.|270
CRAY|CRAY INC|EGAM|CBOE TRADING, INC.|1865
CRAY|CRAY INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
CRAY|CRAY INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
CRAY|CRAY INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6
CRAY|CRAY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26826
CRAY|CRAY INC|ETRS|E*Trade Securities LLC|11010
CRAY|CRAY INC|FBCO|Credit Suisse Securities (USA) LLC|329552
CRAY|CRAY INC|FILL|Tradestation Securities, Inc.|1354
CRAY|CRAY INC|FMAF|NBCN Inc./ CDS|4200
CRAY|CRAY INC|FOMA|TD AMERITRADE CLEARING, INC.|19235
CRAY|CRAY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|859
CRAY|CRAY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11199
CRAY|CRAY INC|FTBR|Foliofn Investments, Inc.|193
CRAY|CRAY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12030
CRAY|CRAY INC|GLIS|TD Securities Inc|47
CRAY|CRAY INC|GLPX|ACS EXECUTION SERVICES, LLC|500
CRAY|CRAY INC|GSCO|GOLDMAN SACHS & CO. LLC|316510
CRAY|CRAY INC|GSCS|GOLDMAN SACHS & CO. LLC|12076
CRAY|CRAY INC|GSLT|GOLDMAN SACHS & CO. LLC|611
CRAY|CRAY INC|GTSZ|GTS SECURITIES LLC|4349
CRAY|CRAY INC|HRBF|American Enterprise Investment Services Inc.|46
CRAY|CRAY INC|IBKR|Interactive Brokers Llc|41894
CRAY|CRAY INC|ICBX|INSTINET, LLC|9300
CRAY|CRAY INC|IEQY|CITADEL SECURITIES LLC|14736
CRAY|CRAY INC|INCA|INSTINET, LLC|125829
CRAY|CRAY INC|INJX|INSTINET, LLC|7541
CRAY|CRAY INC|ITGI|ITG Inc.|7747
CRAY|CRAY INC|ITGP|ITG INC.|24400
CRAY|CRAY INC|JEFF|JEFFERIES LLC|19161
CRAY|CRAY INC|JMPT|JUMP TRADING, LLC|3157
CRAY|CRAY INC|JONE|JonesTrading|91518
CRAY|CRAY INC|JPBX|J.P. MORGAN SECURITIES LLC|4174
CRAY|CRAY INC|JPMX|J.P. Morgan Securities LLC|77283
CRAY|CRAY INC|KCGM|VIRTU Americas LLC|17510
CRAY|CRAY INC|LEHM|Barclays Capital Inc./Le|232301
CRAY|CRAY INC|LIME|Lime Brokerage LLC|129251
CRAY|CRAY INC|LMGP|LIME BROKERAGE LLC|7953
CRAY|CRAY INC|LQNA|LIQUIDNET, INC.|19400
CRAY|CRAY INC|MAXM|Maxim Group LLC|2256
CRAY|CRAY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64604
CRAY|CRAY INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|217
CRAY|CRAY INC|MSCO|MORGAN STANLEY & CO. LLC|699267
CRAY|CRAY INC|MSPL|MORGAN STANLEY & CO. LLC|17300
CRAY|CRAY INC|MSTX|MORGAN STANLEY & CO. LLC|23600
CRAY|CRAY INC|NFSC|National Financial Services LLC|26518
CRAY|CRAY INC|NITE|VIRTU Americas LLC|43264
CRAY|CRAY INC|NITP|VIRTU Americas LLC|900
CRAY|CRAY INC|NQRB|Brut, LLC|1125
CRAY|CRAY INC|NTRC|Northern Trust Securities, Inc.|1650
CRAY|CRAY INC|OPCO|Oppenheimer & Co. Inc.|100
CRAY|CRAY INC|PDQM|CODA MARKETS, INC.|15838
CRAY|CRAY INC|PWJC|UBS Financial Services, Inc.|1800
CRAY|CRAY INC|RAJA|Raymond James & Associates, Inc.|4968
CRAY|CRAY INC|RBCM|RBC CAPITAL MARKETS, LLC|6602
CRAY|CRAY INC|SAGL|SAGETRADER, LLC|300
CRAY|CRAY INC|SAGW|SAGETRADER, LLC|243
CRAY|CRAY INC|SBSH|Citigroup Global Markets Inc.|58863
CRAY|CRAY INC|SGMT|GOLDMAN SACHS & CO. LLC|88593
CRAY|CRAY INC|SPDR|SPEEDROUTE LLC|1100
CRAY|CRAY INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
CRAY|CRAY INC|STFL|Stifel, Nicolaus & Company, Incorporated|3879
CRAY|CRAY INC|SWIM|TD Ameritrade, Inc.|1828
CRAY|CRAY INC|TKNG|ALLY INVEST SECURITIES LLC|200
CRAY|CRAY INC|TRBT|Tradebot Systems, Inc.|14048
CRAY|CRAY INC|TRCM|TRC MARKETS LLC|42793
CRAY|CRAY INC|UBSA|UBS SECURITIES LLC|186953
CRAY|CRAY INC|UBSS|UBS Securities LLC|471241
CRAY|CRAY INC|VALX|VIRTU AMERICAS LLC|6335
CRAY|CRAY INC|VGRD|Vanguard Marketing Corporation|538
CRAY|CRAY INC|WCHV|WELLS FARGO SECURITIES, LLC|91629
CRAY|CRAY INC|WDNX|WEEDEN & CO.L.P.|15134
CRAY|CRAY INC|WEDB|WEDBUSH SECURITIES INC.|600
CRAY|CRAY INC|WEED|Weeden & Co.L.P.|2000
CRAY|CRAY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|602
CRAY|CRAY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CRAY|CRAY INC|WSEA|WOLVERINE SECURITIES, LLC|369
CRAY|CRAY INC|XIST|INSTINET, LLC|8340
CRAY|CRAY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5488
CRAY|CRAY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|273
CRBN|ISHARES MSCI ACWI|APCC|Apex Clearing Corporation|6685
CRBN|ISHARES MSCI ACWI|BARD|Robert W. Baird & Co. Incorporated|24
CRBN|ISHARES MSCI ACWI|BBNT|BB&T SECURITIES, LLC|1
CRBN|ISHARES MSCI ACWI|BERN|Sanford C. Bernstein & Co., LLC|527
CRBN|ISHARES MSCI ACWI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|91
CRBN|ISHARES MSCI ACWI|CANT|Cantor Fitzgerald & Co.|296000
CRBN|ISHARES MSCI ACWI|CHAS|Charles Schwab & Co., Inc.|3
CRBN|ISHARES MSCI ACWI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1060
CRBN|ISHARES MSCI ACWI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2204
CRBN|ISHARES MSCI ACWI|CTDL|Citadel Derivatives Group Llc|400
CRBN|ISHARES MSCI ACWI|DADA|D.A. Davidson & Co.|60
CRBN|ISHARES MSCI ACWI|DBAX|Deutsche Bank Securities Inc.|1000
CRBN|ISHARES MSCI ACWI|DEAN|MORGAN STANLEY|15
CRBN|ISHARES MSCI ACWI|EBXL|EBX LLC|1900
CRBN|ISHARES MSCI ACWI|ECUT|CONVERGEX EXECUTION SOLUTIONS|9
CRBN|ISHARES MSCI ACWI|EDJO|Edward D. Jones & Co., L.P.|344
CRBN|ISHARES MSCI ACWI|EGXW|CBOE TRADING, INC.|200
CRBN|ISHARES MSCI ACWI|ETRS|E*Trade Securities LLC|635
CRBN|ISHARES MSCI ACWI|FIDT|Fidelity Clearing Canada ULC./ CDS|5322
CRBN|ISHARES MSCI ACWI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|598
CRBN|ISHARES MSCI ACWI|FTBR|Foliofn Investments, Inc.|89
CRBN|ISHARES MSCI ACWI|GLIS|TD Securities Inc|8
CRBN|ISHARES MSCI ACWI|GSLT|GOLDMAN SACHS & CO. LLC|200
CRBN|ISHARES MSCI ACWI|GTSZ|GTS SECURITIES LLC|400
CRBN|ISHARES MSCI ACWI|HRBF|American Enterprise Investment Services Inc.|889
CRBN|ISHARES MSCI ACWI|IBKR|Interactive Brokers Llc|2824
CRBN|ISHARES MSCI ACWI|ICBX|INSTINET, LLC|1210
CRBN|ISHARES MSCI ACWI|INCA|INSTINET, LLC|400
CRBN|ISHARES MSCI ACWI|ITGP|ITG INC.|200
CRBN|ISHARES MSCI ACWI|JANY|Janney Montgomery Scott Inc.|3
CRBN|ISHARES MSCI ACWI|JPMX|J.P. Morgan Securities LLC|9134
CRBN|ISHARES MSCI ACWI|JSEB|JANE STREET EXECUTION SERVICES, LLC|3047
CRBN|ISHARES MSCI ACWI|JSJX|JANE STREET CAPITAL LLC|13040
CRBN|ISHARES MSCI ACWI|KCGM|VIRTU Americas LLC|2885
CRBN|ISHARES MSCI ACWI|LEHM|Barclays Capital Inc./Le|2000
CRBN|ISHARES MSCI ACWI|LIME|Lime Brokerage LLC|3912
CRBN|ISHARES MSCI ACWI|MACC|Mid Atlantic Capital Corporation|116
CRBN|ISHARES MSCI ACWI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
CRBN|ISHARES MSCI ACWI|MOTF|MOTIF INVESTING, INC.|1
CRBN|ISHARES MSCI ACWI|MSCO|MORGAN STANLEY & CO. LLC|9366
CRBN|ISHARES MSCI ACWI|NFSC|National Financial Services LLC|2396
CRBN|ISHARES MSCI ACWI|NITE|VIRTU Americas LLC|5903
CRBN|ISHARES MSCI ACWI|PDQM|CODA MARKETS, INC.|1178
CRBN|ISHARES MSCI ACWI|PWJC|UBS Financial Services, Inc.|25
CRBN|ISHARES MSCI ACWI|RBCM|RBC CAPITAL MARKETS, LLC|5
CRBN|ISHARES MSCI ACWI|SBSH|Citigroup Global Markets Inc.|226
CRBN|ISHARES MSCI ACWI|SGMT|GOLDMAN SACHS & CO. LLC|1108
CRBN|ISHARES MSCI ACWI|SWIM|TD Ameritrade, Inc.|11
CRBN|ISHARES MSCI ACWI|TKNG|ALLY INVEST SECURITIES LLC|1
CRBN|ISHARES MSCI ACWI|TRCM|TRC MARKETS LLC|479
CRBN|ISHARES MSCI ACWI|UBSA|UBS SECURITIES LLC|6347
CRBN|ISHARES MSCI ACWI|UBSS|UBS Securities LLC|3955
CRBN|ISHARES MSCI ACWI|VGRD|Vanguard Marketing Corporation|191
CRBN|ISHARES MSCI ACWI|WSEA|WOLVERINE SECURITIES, LLC|47
CRBN|ISHARES MSCI ACWI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|552
CRBP|CORBUS PHARMA CMN|AGIS|Aegis Capital Corp.|334169
CRBP|CORBUS PHARMA CMN|ALTX|Alternet Securities Inc.|1800
CRBP|CORBUS PHARMA CMN|APCC|Apex Clearing Corporation|2077
CRBP|CORBUS PHARMA CMN|BARD|Robert W. Baird & Co. Incorporated|4100
CRBP|CORBUS PHARMA CMN|BATM|CBOE TRADING, INC.|397
CRBP|CORBUS PHARMA CMN|BAYT|BTIG, LLC|6400
CRBP|CORBUS PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|9400
CRBP|CORBUS PHARMA CMN|BIMI|Banca IMI Securities Corp.|4168
CRBP|CORBUS PHARMA CMN|BKCM|BNY Mellon Capital Markets LLC|400
CRBP|CORBUS PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32217
CRBP|CORBUS PHARMA CMN|BMOC|BMO Capital Markets Corp.|7900
CRBP|CORBUS PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|3188
CRBP|CORBUS PHARMA CMN|BTIG|BTIG, LLC|50
CRBP|CORBUS PHARMA CMN|CANT|Cantor Fitzgerald & Co.|4451
CRBP|CORBUS PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|6591
CRBP|CORBUS PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|641
CRBP|CORBUS PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2214
CRBP|CORBUS PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|173841
CRBP|CORBUS PHARMA CMN|CTDL|Citadel Derivatives Group Llc|681
CRBP|CORBUS PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|20132
CRBP|CORBUS PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|79180
CRBP|CORBUS PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|89000
CRBP|CORBUS PHARMA CMN|DEAN|MORGAN STANLEY|6533
CRBP|CORBUS PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|35766
CRBP|CORBUS PHARMA CMN|EBXL|EBX LLC|46900
CRBP|CORBUS PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1800
CRBP|CORBUS PHARMA CMN|EDJC|Edward Jones / CDS|15
CRBP|CORBUS PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|6776
CRBP|CORBUS PHARMA CMN|EGAM|CBOE TRADING, INC.|5492
CRBP|CORBUS PHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
CRBP|CORBUS PHARMA CMN|EGXM|CBOE TRADING, INC.|2515
CRBP|CORBUS PHARMA CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|15890
CRBP|CORBUS PHARMA CMN|ETCB|ETC BROKERAGE SERVICES, LLC|42
CRBP|CORBUS PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3692
CRBP|CORBUS PHARMA CMN|ETRS|E*Trade Securities LLC|411143
CRBP|CORBUS PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|139237
CRBP|CORBUS PHARMA CMN|FILL|Tradestation Securities, Inc.|2102
CRBP|CORBUS PHARMA CMN|FINX|FINTECH SECURITIES|2500
CRBP|CORBUS PHARMA CMN|FMAF|NBCN Inc./ CDS|4821
CRBP|CORBUS PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|784025
CRBP|CORBUS PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28081
CRBP|CORBUS PHARMA CMN|FTBR|Foliofn Investments, Inc.|206
CRBP|CORBUS PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|22087
CRBP|CORBUS PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|7065
CRBP|CORBUS PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|265774
CRBP|CORBUS PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|200
CRBP|CORBUS PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|8301
CRBP|CORBUS PHARMA CMN|GTSZ|GTS SECURITIES LLC|25694
CRBP|CORBUS PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|2262
CRBP|CORBUS PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|55572
CRBP|CORBUS PHARMA CMN|IBKR|Interactive Brokers Llc|114597
CRBP|CORBUS PHARMA CMN|ICBX|INSTINET, LLC|40333
CRBP|CORBUS PHARMA CMN|IEQY|CITADEL SECURITIES LLC|9000
CRBP|CORBUS PHARMA CMN|INCA|INSTINET, LLC|57164
CRBP|CORBUS PHARMA CMN|INJX|INSTINET, LLC|5700
CRBP|CORBUS PHARMA CMN|ITGI|ITG Inc.|247079
CRBP|CORBUS PHARMA CMN|ITGP|ITG INC.|279600
CRBP|CORBUS PHARMA CMN|JEFF|JEFFERIES LLC|45820
CRBP|CORBUS PHARMA CMN|JHDR|J.H. Darbie & Co., Inc.|1600
CRBP|CORBUS PHARMA CMN|JMPT|JUMP TRADING, LLC|3833
CRBP|CORBUS PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|18989
CRBP|CORBUS PHARMA CMN|JPMX|J.P. Morgan Securities LLC|167892
CRBP|CORBUS PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|2707
CRBP|CORBUS PHARMA CMN|KCGM|VIRTU Americas LLC|19873
CRBP|CORBUS PHARMA CMN|LEHM|Barclays Capital Inc./Le|446913
CRBP|CORBUS PHARMA CMN|LIME|Lime Brokerage LLC|191700
CRBP|CORBUS PHARMA CMN|LMGP|LIME BROKERAGE LLC|45704
CRBP|CORBUS PHARMA CMN|MAXM|Maxim Group LLC|4990
CRBP|CORBUS PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103981
CRBP|CORBUS PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|714696
CRBP|CORBUS PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|246000
CRBP|CORBUS PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|29400
CRBP|CORBUS PHARMA CMN|NATL|National Securities Corporation|1435
CRBP|CORBUS PHARMA CMN|NFSC|National Financial Services LLC|625511
CRBP|CORBUS PHARMA CMN|NITE|VIRTU Americas LLC|1092239
CRBP|CORBUS PHARMA CMN|NITP|VIRTU Americas LLC|17036
CRBP|CORBUS PHARMA CMN|NQRB|Brut, LLC|100
CRBP|CORBUS PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|3180
CRBP|CORBUS PHARMA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|17713
CRBP|CORBUS PHARMA CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2250
CRBP|CORBUS PHARMA CMN|PCPT|PHILLIP CAPITAL INC.|500
CRBP|CORBUS PHARMA CMN|PDQM|CODA MARKETS, INC.|40919
CRBP|CORBUS PHARMA CMN|PHLY|NASDAQ Execution Services, LLC|1000
CRBP|CORBUS PHARMA CMN|PWJC|UBS Financial Services, Inc.|12300
CRBP|CORBUS PHARMA CMN|RAJA|Raymond James & Associates, Inc.|107249
CRBP|CORBUS PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|93819
CRBP|CORBUS PHARMA CMN|RGLD|Regal Securities, Inc|50
CRBP|CORBUS PHARMA CMN|SAGL|SAGETRADER, LLC|71
CRBP|CORBUS PHARMA CMN|SALI|INTL FCSTONE FINANCIAL INC.|60224
CRBP|CORBUS PHARMA CMN|SBSH|Citigroup Global Markets Inc.|79429
CRBP|CORBUS PHARMA CMN|SEIC|SEI Investments Distribution Co.|100
CRBP|CORBUS PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|24313
CRBP|CORBUS PHARMA CMN|SPDR|SPEEDROUTE LLC|2037
CRBP|CORBUS PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6318
CRBP|CORBUS PHARMA CMN|STKP|STOCKPILE INVESTMENTS, INC.|2548
CRBP|CORBUS PHARMA CMN|SWIM|TD Ameritrade, Inc.|79941
CRBP|CORBUS PHARMA CMN|SWST|Hilltop Securities Inc.|7500
CRBP|CORBUS PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|18603
CRBP|CORBUS PHARMA CMN|TRBT|Tradebot Systems, Inc.|15706
CRBP|CORBUS PHARMA CMN|TRCM|TRC MARKETS LLC|35777
CRBP|CORBUS PHARMA CMN|TWTT|TASTYWORKS, INC.|250
CRBP|CORBUS PHARMA CMN|UBSA|UBS SECURITIES LLC|438710
CRBP|CORBUS PHARMA CMN|UBSS|UBS Securities LLC|541997
CRBP|CORBUS PHARMA CMN|VALX|VIRTU AMERICAS LLC|29125
CRBP|CORBUS PHARMA CMN|VGRD|Vanguard Marketing Corporation|18775
CRBP|CORBUS PHARMA CMN|VSIN|Vision Financial Markets Llc|10
CRBP|CORBUS PHARMA CMN|WABR|Wall Street Access|2000
CRBP|CORBUS PHARMA CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|400
CRBP|CORBUS PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|69183
CRBP|CORBUS PHARMA CMN|WEED|Weeden & Co.L.P.|1583
CRBP|CORBUS PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21426
CRBP|CORBUS PHARMA CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17146
CRBP|CORBUS PHARMA CMN|WGIF|CIBC World Markets Inc.|1886
CRBP|CORBUS PHARMA CMN|WORD|Worden Capital Management LLC|3000
CRBP|CORBUS PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|28489
CRBP|CORBUS PHARMA CMN|XIST|INSTINET, LLC|2200
CRBP|CORBUS PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|31972
CRBP|CORBUS PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20302
CRC|CALIFORNIA RES CP|ABLE|NATIXIS Securities Americas LLC|40779
CRC|CALIFORNIA RES CP|AGIS|Aegis Capital Corp.|1
CRC|CALIFORNIA RES CP|ALTX|Alternet Securities Inc.|15064
CRC|CALIFORNIA RES CP|APCC|Apex Clearing Corporation|10525
CRC|CALIFORNIA RES CP|BANK|Primevest Financial Services, Inc.|1
CRC|CALIFORNIA RES CP|BARD|Robert W. Baird & Co. Incorporated|977
CRC|CALIFORNIA RES CP|BATM|CBOE TRADING, INC.|13382
CRC|CALIFORNIA RES CP|BAYC|BAY CREST PARTNERS, LLC|1487
CRC|CALIFORNIA RES CP|BAYT|BTIG, LLC|9400
CRC|CALIFORNIA RES CP|BBNT|BB&T SECURITIES, LLC|76
CRC|CALIFORNIA RES CP|BERN|Sanford C. Bernstein & Co., LLC|50029
CRC|CALIFORNIA RES CP|BIDS|BIDS TRADING L.P.|900
CRC|CALIFORNIA RES CP|BIMI|Banca IMI Securities Corp.|10040
CRC|CALIFORNIA RES CP|BKCM|BNY Mellon Capital Markets LLC|69
CRC|CALIFORNIA RES CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29698
CRC|CALIFORNIA RES CP|BLKX|INSTINET, LLC|15000
CRC|CALIFORNIA RES CP|BMOC|BMO Capital Markets Corp.|55899
CRC|CALIFORNIA RES CP|BNPX|BNP PARIBAS SECURITIES CORP.|215272
CRC|CALIFORNIA RES CP|BTIG|BTIG, LLC|371
CRC|CALIFORNIA RES CP|BYXM|CBOE TRADING, INC.|3267
CRC|CALIFORNIA RES CP|BZYD|GOLDMAN SACHS & CO. LLC|603
CRC|CALIFORNIA RES CP|CANT|Cantor Fitzgerald & Co.|38
CRC|CALIFORNIA RES CP|CBRA|Cobra Trading, Inc.|700
CRC|CALIFORNIA RES CP|CHAS|Charles Schwab & Co., Inc.|15344
CRC|CALIFORNIA RES CP|CICF|Canaccord Genuity Corp.|7200
CRC|CALIFORNIA RES CP|CIST|Capital Institutional Services, Inc.|11758
CRC|CALIFORNIA RES CP|COKE|Coker & Palmer|3620
CRC|CALIFORNIA RES CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75416
CRC|CALIFORNIA RES CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3700
CRC|CALIFORNIA RES CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16218
CRC|CALIFORNIA RES CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|538543
CRC|CALIFORNIA RES CP|CTDL|Citadel Derivatives Group Llc|25011
CRC|CALIFORNIA RES CP|CTLR|CUTLER GROUP, LP|5576
CRC|CALIFORNIA RES CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|59306
CRC|CALIFORNIA RES CP|DADA|D.A. Davidson & Co.|152
CRC|CALIFORNIA RES CP|DAVA|Davenport & Company LLC|1
CRC|CALIFORNIA RES CP|DBAB|Deutsche Bank Securities Inc.|372279
CRC|CALIFORNIA RES CP|DBAX|Deutsche Bank Securities Inc.|531300
CRC|CALIFORNIA RES CP|DBUL|Deutsche Bank Securities Inc.|13970
CRC|CALIFORNIA RES CP|DCHF|Dart Executions, LLC|3699
CRC|CALIFORNIA RES CP|DEAN|MORGAN STANLEY|13871
CRC|CALIFORNIA RES CP|DEGS|RONIN PROFESSIONAL LLC|57564
CRC|CALIFORNIA RES CP|EBXL|EBX LLC|345500
CRC|CALIFORNIA RES CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|14249
CRC|CALIFORNIA RES CP|EDJC|Edward Jones / CDS|5
CRC|CALIFORNIA RES CP|EDJO|Edward D. Jones & Co., L.P.|6237
CRC|CALIFORNIA RES CP|EGAM|CBOE TRADING, INC.|17583
CRC|CALIFORNIA RES CP|EGMT|EG MARKET TECHNOLOGIES LLC|1753
CRC|CALIFORNIA RES CP|EGXM|CBOE TRADING, INC.|22218
CRC|CALIFORNIA RES CP|EGXW|CBOE TRADING, INC.|539
CRC|CALIFORNIA RES CP|ETBE|Electronic Transaction Clearing, Inc.|40416
CRC|CALIFORNIA RES CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|126304
CRC|CALIFORNIA RES CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CRC|CALIFORNIA RES CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2201
CRC|CALIFORNIA RES CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2400
CRC|CALIFORNIA RES CP|ETRS|E*Trade Securities LLC|1200838
CRC|CALIFORNIA RES CP|FBSB|U.S. Bancorp Investments, Inc.|1000
CRC|CALIFORNIA RES CP|FILL|Tradestation Securities, Inc.|53957
CRC|CALIFORNIA RES CP|FINX|FINTECH SECURITIES|499
CRC|CALIFORNIA RES CP|FMAF|NBCN Inc./ CDS|4606
CRC|CALIFORNIA RES CP|FQLS|Quantlab Securities LP|286780
CRC|CALIFORNIA RES CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|148606
CRC|CALIFORNIA RES CP|FTBR|Foliofn Investments, Inc.|16158
CRC|CALIFORNIA RES CP|GEBB|GLOBAL EXECUTION BROKERS, LP|6806
CRC|CALIFORNIA RES CP|GLIS|TD Securities Inc|20101
CRC|CALIFORNIA RES CP|GLPX|ACS EXECUTION SERVICES, LLC|88548
CRC|CALIFORNIA RES CP|GSCO|GOLDMAN SACHS & CO. LLC|1124887
CRC|CALIFORNIA RES CP|GSCS|GOLDMAN SACHS & CO. LLC|27016
CRC|CALIFORNIA RES CP|GSLT|GOLDMAN SACHS & CO. LLC|12625
CRC|CALIFORNIA RES CP|GTSZ|GTS SECURITIES LLC|251252
CRC|CALIFORNIA RES CP|HAPX|HAP Trading, LLC|100
CRC|CALIFORNIA RES CP|HRBF|American Enterprise Investment Services Inc.|20221
CRC|CALIFORNIA RES CP|IATS|INTERACTIVE BROKERS LLC|85051
CRC|CALIFORNIA RES CP|IBKR|Interactive Brokers Llc|75111
CRC|CALIFORNIA RES CP|ICBX|INSTINET, LLC|63763
CRC|CALIFORNIA RES CP|IEQY|CITADEL SECURITIES LLC|113311
CRC|CALIFORNIA RES CP|INCA|INSTINET, LLC|419812
CRC|CALIFORNIA RES CP|INJX|INSTINET, LLC|4725
CRC|CALIFORNIA RES CP|ITGI|ITG Inc.|37908
CRC|CALIFORNIA RES CP|ITGP|ITG INC.|120400
CRC|CALIFORNIA RES CP|JANY|Janney Montgomery Scott Inc.|756
CRC|CALIFORNIA RES CP|JEFF|JEFFERIES LLC|43840
CRC|CALIFORNIA RES CP|JMPT|JUMP TRADING, LLC|122864
CRC|CALIFORNIA RES CP|JPBX|J.P. MORGAN SECURITIES LLC|33456
CRC|CALIFORNIA RES CP|JPMX|J.P. Morgan Securities LLC|458206
CRC|CALIFORNIA RES CP|JSJX|JANE STREET CAPITAL LLC|180777
CRC|CALIFORNIA RES CP|JUTA|JUMP TRADING, LLC|200
CRC|CALIFORNIA RES CP|KCGM|VIRTU Americas LLC|54812
CRC|CALIFORNIA RES CP|LEHM|Barclays Capital Inc./Le|1056504
CRC|CALIFORNIA RES CP|LIME|Lime Brokerage LLC|32601
CRC|CALIFORNIA RES CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|100000
CRC|CALIFORNIA RES CP|LOOP|Loop Capital Markets LLC|2832
CRC|CALIFORNIA RES CP|LSCI|Lek Securities Corporation|44692
CRC|CALIFORNIA RES CP|MACC|Mid Atlantic Capital Corporation|109
CRC|CALIFORNIA RES CP|MAXM|Maxim Group LLC|3
CRC|CALIFORNIA RES CP|MBTS|ALLY INVEST SECURITIES LLC|813
CRC|CALIFORNIA RES CP|MCBT|Moors & Cabot, Inc.|9
CRC|CALIFORNIA RES CP|MCMF|Raymond James Ltd. Cds|800
CRC|CALIFORNIA RES CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|155936
CRC|CALIFORNIA RES CP|MOTF|MOTIF INVESTING, INC.|7
CRC|CALIFORNIA RES CP|MSCO|MORGAN STANLEY & CO. LLC|1793994
CRC|CALIFORNIA RES CP|MSPL|MORGAN STANLEY & CO. LLC|517100
CRC|CALIFORNIA RES CP|MSTX|MORGAN STANLEY & CO. LLC|246600
CRC|CALIFORNIA RES CP|MZHO|Mizuho Securities USA LLC|35969
CRC|CALIFORNIA RES CP|NFSC|National Financial Services LLC|1542796
CRC|CALIFORNIA RES CP|NITE|VIRTU Americas LLC|2489347
CRC|CALIFORNIA RES CP|NITP|VIRTU Americas LLC|1200
CRC|CALIFORNIA RES CP|NQRB|Brut, LLC|28991
CRC|CALIFORNIA RES CP|NTBF|BMO Nesbitt Burns Inc./CDS|190
CRC|CALIFORNIA RES CP|NTFN|Network 1 Financial Securities Inc.|5000
CRC|CALIFORNIA RES CP|NTRC|Northern Trust Securities, Inc.|28
CRC|CALIFORNIA RES CP|OPCO|Oppenheimer & Co. Inc.|24480
CRC|CALIFORNIA RES CP|PCPT|PHILLIP CAPITAL INC.|800
CRC|CALIFORNIA RES CP|PDQM|CODA MARKETS, INC.|97411
CRC|CALIFORNIA RES CP|PHLY|NASDAQ Execution Services, LLC|22200
CRC|CALIFORNIA RES CP|PWJC|UBS Financial Services, Inc.|1319
CRC|CALIFORNIA RES CP|QMSR|QUATTRO M SECURITIES INC.|1439
CRC|CALIFORNIA RES CP|RBCM|RBC CAPITAL MARKETS, LLC|30932
CRC|CALIFORNIA RES CP|SAGL|SAGETRADER, LLC|9282
CRC|CALIFORNIA RES CP|SBSH|Citigroup Global Markets Inc.|432313
CRC|CALIFORNIA RES CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|2
CRC|CALIFORNIA RES CP|SGMT|GOLDMAN SACHS & CO. LLC|185499
CRC|CALIFORNIA RES CP|SOGO|Wang Investment Associates, Inc.|96
CRC|CALIFORNIA RES CP|SPDR|SPEEDROUTE LLC|22280
CRC|CALIFORNIA RES CP|SPTD|MINT GLOBAL MARKETS, INC.|1500
CRC|CALIFORNIA RES CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
CRC|CALIFORNIA RES CP|STFL|Stifel, Nicolaus & Company, Incorporated|4472
CRC|CALIFORNIA RES CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11218
CRC|CALIFORNIA RES CP|SWIM|TD Ameritrade, Inc.|736326
CRC|CALIFORNIA RES CP|SWST|Hilltop Securities Inc.|59
CRC|CALIFORNIA RES CP|TKNG|ALLY INVEST SECURITIES LLC|196302
CRC|CALIFORNIA RES CP|TRBT|Tradebot Systems, Inc.|379149
CRC|CALIFORNIA RES CP|TRCM|TRC MARKETS LLC|285097
CRC|CALIFORNIA RES CP|TWTT|TASTYWORKS, INC.|500
CRC|CALIFORNIA RES CP|UBSA|UBS SECURITIES LLC|754937
CRC|CALIFORNIA RES CP|UBSS|UBS Securities LLC|1098727
CRC|CALIFORNIA RES CP|VALX|VIRTU AMERICAS LLC|55273
CRC|CALIFORNIA RES CP|VGRD|Vanguard Marketing Corporation|61564
CRC|CALIFORNIA RES CP|WABR|Wall Street Access|7
CRC|CALIFORNIA RES CP|WBLR|WILLIAM BLAIR|160
CRC|CALIFORNIA RES CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1685
CRC|CALIFORNIA RES CP|WCHV|WELLS FARGO SECURITIES, LLC|247334
CRC|CALIFORNIA RES CP|WEDB|WEDBUSH SECURITIES INC.|7376
CRC|CALIFORNIA RES CP|WEED|Weeden & Co.L.P.|109
CRC|CALIFORNIA RES CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58794
CRC|CALIFORNIA RES CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|86516
CRC|CALIFORNIA RES CP|WGIF|CIBC World Markets Inc.|30312
CRC|CALIFORNIA RES CP|WSEA|WOLVERINE SECURITIES, LLC|108231
CRC|CALIFORNIA RES CP|XIST|INSTINET, LLC|74200
CRC|CALIFORNIA RES CP|XPQR|Jump Trading|296
CRC|CALIFORNIA RES CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|167744
CRC|CALIFORNIA RES CP|YKNA|COMHAR CAPITAL MARKETS, LLC|7847
CRC|CALIFORNIA RES CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32797
CRCM|CARE.COM, INC.|ALTX|Alternet Securities Inc.|4855
CRCM|CARE.COM, INC.|APCC|Apex Clearing Corporation|7398
CRCM|CARE.COM, INC.|BANK|Primevest Financial Services, Inc.|100
CRCM|CARE.COM, INC.|BATM|CBOE TRADING, INC.|2232
CRCM|CARE.COM, INC.|BAYT|BTIG, LLC|5200
CRCM|CARE.COM, INC.|BERN|Sanford C. Bernstein & Co., LLC|42247
CRCM|CARE.COM, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2056
CRCM|CARE.COM, INC.|BLKX|INSTINET, LLC|24800
CRCM|CARE.COM, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|976
CRCM|CARE.COM, INC.|BTIG|BTIG, LLC|37147
CRCM|CARE.COM, INC.|BYXM|CBOE TRADING, INC.|667
CRCM|CARE.COM, INC.|BZYD|GOLDMAN SACHS & CO. LLC|3392
CRCM|CARE.COM, INC.|CHAS|Charles Schwab & Co., Inc.|90
CRCM|CARE.COM, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33946
CRCM|CARE.COM, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1080
CRCM|CARE.COM, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1602
CRCM|CARE.COM, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98990
CRCM|CARE.COM, INC.|CTDL|Citadel Derivatives Group Llc|20872
CRCM|CARE.COM, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13126
CRCM|CARE.COM, INC.|DADA|D.A. Davidson & Co.|436
CRCM|CARE.COM, INC.|DBAB|Deutsche Bank Securities Inc.|57171
CRCM|CARE.COM, INC.|DBAX|Deutsche Bank Securities Inc.|57200
CRCM|CARE.COM, INC.|DBUL|Deutsche Bank Securities Inc.|400
CRCM|CARE.COM, INC.|DEAN|MORGAN STANLEY|479
CRCM|CARE.COM, INC.|DEGS|RONIN PROFESSIONAL LLC|19233
CRCM|CARE.COM, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
CRCM|CARE.COM, INC.|EBXL|EBX LLC|57900
CRCM|CARE.COM, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|62
CRCM|CARE.COM, INC.|EDJO|Edward D. Jones & Co., L.P.|96
CRCM|CARE.COM, INC.|EGAM|CBOE TRADING, INC.|5431
CRCM|CARE.COM, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
CRCM|CARE.COM, INC.|EGXM|CBOE TRADING, INC.|2892
CRCM|CARE.COM, INC.|ETBE|Electronic Transaction Clearing, Inc.|5675
CRCM|CARE.COM, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
CRCM|CARE.COM, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10476
CRCM|CARE.COM, INC.|ETRS|E*Trade Securities LLC|127320
CRCM|CARE.COM, INC.|FILL|Tradestation Securities, Inc.|1621
CRCM|CARE.COM, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1158
CRCM|CARE.COM, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39306
CRCM|CARE.COM, INC.|FTBR|Foliofn Investments, Inc.|329
CRCM|CARE.COM, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5930
CRCM|CARE.COM, INC.|GLIS|TD Securities Inc|950
CRCM|CARE.COM, INC.|GLPX|ACS EXECUTION SERVICES, LLC|40084
CRCM|CARE.COM, INC.|GSCO|GOLDMAN SACHS & CO. LLC|184716
CRCM|CARE.COM, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2829
CRCM|CARE.COM, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3755
CRCM|CARE.COM, INC.|GTSZ|GTS SECURITIES LLC|13931
CRCM|CARE.COM, INC.|HRBF|American Enterprise Investment Services Inc.|3159
CRCM|CARE.COM, INC.|HSBC|HSBC Securities, Inc.|5740
CRCM|CARE.COM, INC.|IATS|INTERACTIVE BROKERS LLC|18756
CRCM|CARE.COM, INC.|IBKR|Interactive Brokers Llc|19479
CRCM|CARE.COM, INC.|ICBX|INSTINET, LLC|38290
CRCM|CARE.COM, INC.|IEQY|CITADEL SECURITIES LLC|20360
CRCM|CARE.COM, INC.|INCA|INSTINET, LLC|154825
CRCM|CARE.COM, INC.|INJX|INSTINET, LLC|98
CRCM|CARE.COM, INC.|ITGI|ITG Inc.|50469
CRCM|CARE.COM, INC.|ITGP|ITG INC.|72200
CRCM|CARE.COM, INC.|JEFF|JEFFERIES LLC|3853
CRCM|CARE.COM, INC.|JHDR|J.H. Darbie & Co., Inc.|800
CRCM|CARE.COM, INC.|JMPT|JUMP TRADING, LLC|14751
CRCM|CARE.COM, INC.|JPBX|J.P. MORGAN SECURITIES LLC|14094
CRCM|CARE.COM, INC.|JPMX|J.P. Morgan Securities LLC|95620
CRCM|CARE.COM, INC.|JSJX|JANE STREET CAPITAL LLC|4146
CRCM|CARE.COM, INC.|KCGM|VIRTU Americas LLC|18209
CRCM|CARE.COM, INC.|LEHM|Barclays Capital Inc./Le|140565
CRCM|CARE.COM, INC.|LIME|Lime Brokerage LLC|23394
CRCM|CARE.COM, INC.|LSCI|Lek Securities Corporation|6
CRCM|CARE.COM, INC.|MCMF|Raymond James Ltd. Cds|1060
CRCM|CARE.COM, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24566
CRCM|CARE.COM, INC.|MOTF|MOTIF INVESTING, INC.|51
CRCM|CARE.COM, INC.|MSCO|MORGAN STANLEY & CO. LLC|579709
CRCM|CARE.COM, INC.|MSPL|MORGAN STANLEY & CO. LLC|127100
CRCM|CARE.COM, INC.|MSTX|MORGAN STANLEY & CO. LLC|17000
CRCM|CARE.COM, INC.|NEED|Needham & Company, LLC|1902
CRCM|CARE.COM, INC.|NFSC|National Financial Services LLC|91329
CRCM|CARE.COM, INC.|NITE|VIRTU Americas LLC|230532
CRCM|CARE.COM, INC.|NQRB|Brut, LLC|3105
CRCM|CARE.COM, INC.|OPCO|Oppenheimer & Co. Inc.|400
CRCM|CARE.COM, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CRCM|CARE.COM, INC.|PDQM|CODA MARKETS, INC.|33256
CRCM|CARE.COM, INC.|PHLY|NASDAQ Execution Services, LLC|200
CRCM|CARE.COM, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1810
CRCM|CARE.COM, INC.|RGLD|Regal Securities, Inc|510
CRCM|CARE.COM, INC.|ROTH|Roth Capital Partners, LLC|2000
CRCM|CARE.COM, INC.|SAGL|SAGETRADER, LLC|1300
CRCM|CARE.COM, INC.|SAGW|SAGETRADER, LLC|700
CRCM|CARE.COM, INC.|SBSH|Citigroup Global Markets Inc.|40032
CRCM|CARE.COM, INC.|SGMT|GOLDMAN SACHS & CO. LLC|24609
CRCM|CARE.COM, INC.|SPDR|SPEEDROUTE LLC|4700
CRCM|CARE.COM, INC.|SPTD|MINT GLOBAL MARKETS, INC.|3000
CRCM|CARE.COM, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1409
CRCM|CARE.COM, INC.|SWIM|TD Ameritrade, Inc.|32733
CRCM|CARE.COM, INC.|TKNG|ALLY INVEST SECURITIES LLC|197
CRCM|CARE.COM, INC.|TRBT|Tradebot Systems, Inc.|55423
CRCM|CARE.COM, INC.|TRCM|TRC MARKETS LLC|25570
CRCM|CARE.COM, INC.|TWTT|TASTYWORKS, INC.|200
CRCM|CARE.COM, INC.|UBSA|UBS SECURITIES LLC|188550
CRCM|CARE.COM, INC.|UBSS|UBS Securities LLC|196972
CRCM|CARE.COM, INC.|VALX|VIRTU AMERICAS LLC|5010
CRCM|CARE.COM, INC.|VGRD|Vanguard Marketing Corporation|14125
CRCM|CARE.COM, INC.|WABR|Wall Street Access|13595
CRCM|CARE.COM, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|818
CRCM|CARE.COM, INC.|WCHV|WELLS FARGO SECURITIES, LLC|17660
CRCM|CARE.COM, INC.|WEDB|WEDBUSH SECURITIES INC.|2400
CRCM|CARE.COM, INC.|WEED|Weeden & Co.L.P.|10611
CRCM|CARE.COM, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2895
CRCM|CARE.COM, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6889
CRCM|CARE.COM, INC.|WSEA|WOLVERINE SECURITIES, LLC|1380
CRCM|CARE.COM, INC.|XIST|INSTINET, LLC|16200
CRCM|CARE.COM, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2550
CRCM|CARE.COM, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1983
CRCM|CARE.COM, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|397
CRD.A|CRAWFORD CO CL A|ALTX|Alternet Securities Inc.|600
CRD.A|CRAWFORD CO CL A|APCC|Apex Clearing Corporation|18
CRD.A|CRAWFORD CO CL A|BATM|CBOE TRADING, INC.|80
CRD.A|CRAWFORD CO CL A|BAYC|BAY CREST PARTNERS, LLC|19
CRD.A|CRAWFORD CO CL A|BLKX|INSTINET, LLC|13900
CRD.A|CRAWFORD CO CL A|BTIG|BTIG, LLC|17300
CRD.A|CRAWFORD CO CL A|BZYD|GOLDMAN SACHS & CO. LLC|164
CRD.A|CRAWFORD CO CL A|CHAS|Charles Schwab & Co., Inc.|3813
CRD.A|CRAWFORD CO CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
CRD.A|CRAWFORD CO CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19124
CRD.A|CRAWFORD CO CL A|CTDL|Citadel Derivatives Group Llc|30
CRD.A|CRAWFORD CO CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|1242
CRD.A|CRAWFORD CO CL A|DBAB|Deutsche Bank Securities Inc.|1263
CRD.A|CRAWFORD CO CL A|DBAX|Deutsche Bank Securities Inc.|5400
CRD.A|CRAWFORD CO CL A|DEAN|MORGAN STANLEY|1600
CRD.A|CRAWFORD CO CL A|EBXL|EBX LLC|12800
CRD.A|CRAWFORD CO CL A|EGAM|CBOE TRADING, INC.|576
CRD.A|CRAWFORD CO CL A|ETRS|E*Trade Securities LLC|16
CRD.A|CRAWFORD CO CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1325
CRD.A|CRAWFORD CO CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4634
CRD.A|CRAWFORD CO CL A|GSCO|GOLDMAN SACHS & CO. LLC|1524
CRD.A|CRAWFORD CO CL A|GSCS|GOLDMAN SACHS & CO. LLC|2460
CRD.A|CRAWFORD CO CL A|GTSZ|GTS SECURITIES LLC|5088
CRD.A|CRAWFORD CO CL A|HRBF|American Enterprise Investment Services Inc.|1073
CRD.A|CRAWFORD CO CL A|IATS|INTERACTIVE BROKERS LLC|1491
CRD.A|CRAWFORD CO CL A|IBKR|Interactive Brokers Llc|3304
CRD.A|CRAWFORD CO CL A|ICBX|INSTINET, LLC|700
CRD.A|CRAWFORD CO CL A|INCA|INSTINET, LLC|1053
CRD.A|CRAWFORD CO CL A|INJX|INSTINET, LLC|489
CRD.A|CRAWFORD CO CL A|ITGI|ITG Inc.|1326
CRD.A|CRAWFORD CO CL A|ITGP|ITG INC.|16000
CRD.A|CRAWFORD CO CL A|JEFF|JEFFERIES LLC|17020
CRD.A|CRAWFORD CO CL A|JONE|JonesTrading|105866
CRD.A|CRAWFORD CO CL A|JPMX|J.P. Morgan Securities LLC|12311
CRD.A|CRAWFORD CO CL A|KCGM|VIRTU Americas LLC|1800
CRD.A|CRAWFORD CO CL A|LEHM|Barclays Capital Inc./Le|7900
CRD.A|CRAWFORD CO CL A|LIME|Lime Brokerage LLC|5129
CRD.A|CRAWFORD CO CL A|LQNA|LIQUIDNET, INC.|3600
CRD.A|CRAWFORD CO CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13800
CRD.A|CRAWFORD CO CL A|MNDX|TJM Investments, LLC|400
CRD.A|CRAWFORD CO CL A|MSCO|MORGAN STANLEY & CO. LLC|15339
CRD.A|CRAWFORD CO CL A|MSPL|MORGAN STANLEY & CO. LLC|3000
CRD.A|CRAWFORD CO CL A|MSTX|MORGAN STANLEY & CO. LLC|800
CRD.A|CRAWFORD CO CL A|NFSC|National Financial Services LLC|8364
CRD.A|CRAWFORD CO CL A|NITE|VIRTU Americas LLC|61800
CRD.A|CRAWFORD CO CL A|NQRB|Brut, LLC|1700
CRD.A|CRAWFORD CO CL A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|200
CRD.A|CRAWFORD CO CL A|ROTH|Roth Capital Partners, LLC|400
CRD.A|CRAWFORD CO CL A|SBSH|Citigroup Global Markets Inc.|3808
CRD.A|CRAWFORD CO CL A|SGMT|GOLDMAN SACHS & CO. LLC|5726
CRD.A|CRAWFORD CO CL A|STFL|Stifel, Nicolaus & Company, Incorporated|100
CRD.A|CRAWFORD CO CL A|SWIM|TD Ameritrade, Inc.|4552
CRD.A|CRAWFORD CO CL A|SWST|Hilltop Securities Inc.|2500
CRD.A|CRAWFORD CO CL A|TRBT|Tradebot Systems, Inc.|883
CRD.A|CRAWFORD CO CL A|TRCM|TRC MARKETS LLC|100
CRD.A|CRAWFORD CO CL A|UBSA|UBS SECURITIES LLC|38920
CRD.A|CRAWFORD CO CL A|UBSS|UBS Securities LLC|14722
CRD.A|CRAWFORD CO CL A|VGRD|Vanguard Marketing Corporation|3194
CRD.A|CRAWFORD CO CL A|WCHV|WELLS FARGO SECURITIES, LLC|63870
CRD.A|CRAWFORD CO CL A|WEDB|WEDBUSH SECURITIES INC.|550
CRD.A|CRAWFORD CO CL A|WSEA|WOLVERINE SECURITIES, LLC|207
CRD.A|CRAWFORD CO CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|2678
CRD.B|CRAWFORD CO CL B|ALTX|Alternet Securities Inc.|800
CRD.B|CRAWFORD CO CL B|APCC|Apex Clearing Corporation|2
CRD.B|CRAWFORD CO CL B|BATM|CBOE TRADING, INC.|4046
CRD.B|CRAWFORD CO CL B|BAYT|BTIG, LLC|2400
CRD.B|CRAWFORD CO CL B|BNPX|BNP PARIBAS SECURITIES CORP.|1887
CRD.B|CRAWFORD CO CL B|CHAS|Charles Schwab & Co., Inc.|1
CRD.B|CRAWFORD CO CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600
CRD.B|CRAWFORD CO CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
CRD.B|CRAWFORD CO CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12703
CRD.B|CRAWFORD CO CL B|CTDL|Citadel Derivatives Group Llc|816
CRD.B|CRAWFORD CO CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|246
CRD.B|CRAWFORD CO CL B|DBAB|Deutsche Bank Securities Inc.|1096
CRD.B|CRAWFORD CO CL B|DBAX|Deutsche Bank Securities Inc.|2200
CRD.B|CRAWFORD CO CL B|DEAN|MORGAN STANLEY|200
CRD.B|CRAWFORD CO CL B|EBXL|EBX LLC|3500
CRD.B|CRAWFORD CO CL B|EGAM|CBOE TRADING, INC.|300
CRD.B|CRAWFORD CO CL B|EGXM|CBOE TRADING, INC.|100
CRD.B|CRAWFORD CO CL B|EGXW|CBOE TRADING, INC.|2
CRD.B|CRAWFORD CO CL B|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CRD.B|CRAWFORD CO CL B|ETRS|E*Trade Securities LLC|388
CRD.B|CRAWFORD CO CL B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2746
CRD.B|CRAWFORD CO CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3568
CRD.B|CRAWFORD CO CL B|FTBR|Foliofn Investments, Inc.|4
CRD.B|CRAWFORD CO CL B|GLPX|ACS EXECUTION SERVICES, LLC|200
CRD.B|CRAWFORD CO CL B|GSCO|GOLDMAN SACHS & CO. LLC|13546
CRD.B|CRAWFORD CO CL B|GSCS|GOLDMAN SACHS & CO. LLC|700
CRD.B|CRAWFORD CO CL B|GTSZ|GTS SECURITIES LLC|3748
CRD.B|CRAWFORD CO CL B|IATS|INTERACTIVE BROKERS LLC|255
CRD.B|CRAWFORD CO CL B|IBKR|Interactive Brokers Llc|1120
CRD.B|CRAWFORD CO CL B|ICBX|INSTINET, LLC|4000
CRD.B|CRAWFORD CO CL B|IEQY|CITADEL SECURITIES LLC|79
CRD.B|CRAWFORD CO CL B|INCA|INSTINET, LLC|6393
CRD.B|CRAWFORD CO CL B|INJX|INSTINET, LLC|417
CRD.B|CRAWFORD CO CL B|ITGI|ITG Inc.|7214
CRD.B|CRAWFORD CO CL B|ITGP|ITG INC.|5400
CRD.B|CRAWFORD CO CL B|JEFF|JEFFERIES LLC|1530
CRD.B|CRAWFORD CO CL B|JONE|JonesTrading|100000
CRD.B|CRAWFORD CO CL B|JPMX|J.P. Morgan Securities LLC|16009
CRD.B|CRAWFORD CO CL B|KCGM|VIRTU Americas LLC|1367
CRD.B|CRAWFORD CO CL B|LEHM|Barclays Capital Inc./Le|3178
CRD.B|CRAWFORD CO CL B|LIME|Lime Brokerage LLC|7232
CRD.B|CRAWFORD CO CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1700
CRD.B|CRAWFORD CO CL B|MSCO|MORGAN STANLEY & CO. LLC|18209
CRD.B|CRAWFORD CO CL B|MSPL|MORGAN STANLEY & CO. LLC|9600
CRD.B|CRAWFORD CO CL B|MSTX|MORGAN STANLEY & CO. LLC|1200
CRD.B|CRAWFORD CO CL B|MWCC|Monness Crespi Hardt & Co., Inc.|450
CRD.B|CRAWFORD CO CL B|NFSC|National Financial Services LLC|9195
CRD.B|CRAWFORD CO CL B|NITE|VIRTU Americas LLC|21329
CRD.B|CRAWFORD CO CL B|PDQM|CODA MARKETS, INC.|200
CRD.B|CRAWFORD CO CL B|SBSH|Citigroup Global Markets Inc.|4839
CRD.B|CRAWFORD CO CL B|SGMT|GOLDMAN SACHS & CO. LLC|1527
CRD.B|CRAWFORD CO CL B|SPDR|SPEEDROUTE LLC|100
CRD.B|CRAWFORD CO CL B|SWIM|TD Ameritrade, Inc.|3000
CRD.B|CRAWFORD CO CL B|TRBT|Tradebot Systems, Inc.|489
CRD.B|CRAWFORD CO CL B|TRCM|TRC MARKETS LLC|100
CRD.B|CRAWFORD CO CL B|UBSA|UBS SECURITIES LLC|12987
CRD.B|CRAWFORD CO CL B|UBSS|UBS Securities LLC|15732
CRD.B|CRAWFORD CO CL B|VALX|VIRTU AMERICAS LLC|394
CRD.B|CRAWFORD CO CL B|VGRD|Vanguard Marketing Corporation|2
CRD.B|CRAWFORD CO CL B|WCHV|WELLS FARGO SECURITIES, LLC|3611
CRD.B|CRAWFORD CO CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|2174
CRED|ISHARES US CREDIT|ALTX|Alternet Securities Inc.|100
CRED|ISHARES US CREDIT|ANOS|ABEL/NOSER, L.L.C.|1227
CRED|ISHARES US CREDIT|APCC|Apex Clearing Corporation|204
CRED|ISHARES US CREDIT|BANK|Primevest Financial Services, Inc.|441
CRED|ISHARES US CREDIT|BARD|Robert W. Baird & Co. Incorporated|1
CRED|ISHARES US CREDIT|BAYC|BAY CREST PARTNERS, LLC|700
CRED|ISHARES US CREDIT|BBNT|BB&T SECURITIES, LLC|624
CRED|ISHARES US CREDIT|BERN|Sanford C. Bernstein & Co., LLC|410
CRED|ISHARES US CREDIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2045
CRED|ISHARES US CREDIT|BYXM|CBOE TRADING, INC.|530
CRED|ISHARES US CREDIT|CANT|Cantor Fitzgerald & Co.|2303
CRED|ISHARES US CREDIT|CHAS|Charles Schwab & Co., Inc.|5
CRED|ISHARES US CREDIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1250
CRED|ISHARES US CREDIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|103
CRED|ISHARES US CREDIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18544
CRED|ISHARES US CREDIT|CTDL|Citadel Derivatives Group Llc|75
CRED|ISHARES US CREDIT|DADA|D.A. Davidson & Co.|34
CRED|ISHARES US CREDIT|DAVA|Davenport & Company LLC|162
CRED|ISHARES US CREDIT|DBAB|Deutsche Bank Securities Inc.|100
CRED|ISHARES US CREDIT|DBAX|Deutsche Bank Securities Inc.|3600
CRED|ISHARES US CREDIT|DEAN|MORGAN STANLEY|3934
CRED|ISHARES US CREDIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|126
CRED|ISHARES US CREDIT|EBXL|EBX LLC|1000
CRED|ISHARES US CREDIT|EDJO|Edward D. Jones & Co., L.P.|2314
CRED|ISHARES US CREDIT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
CRED|ISHARES US CREDIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1150
CRED|ISHARES US CREDIT|ETRS|E*Trade Securities LLC|3357
CRED|ISHARES US CREDIT|FBCO|Credit Suisse Securities (USA) LLC|7051
CRED|ISHARES US CREDIT|FBSB|U.S. Bancorp Investments, Inc.|12
CRED|ISHARES US CREDIT|FINX|FINTECH SECURITIES|300
CRED|ISHARES US CREDIT|FOMA|TD AMERITRADE CLEARING, INC.|37127
CRED|ISHARES US CREDIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1451
CRED|ISHARES US CREDIT|FTBR|Foliofn Investments, Inc.|639
CRED|ISHARES US CREDIT|GEBB|GLOBAL EXECUTION BROKERS, LP|12580
CRED|ISHARES US CREDIT|GSCO|GOLDMAN SACHS & CO. LLC|9577
CRED|ISHARES US CREDIT|GSCS|GOLDMAN SACHS & CO. LLC|1123
CRED|ISHARES US CREDIT|GTSZ|GTS SECURITIES LLC|3990
CRED|ISHARES US CREDIT|HRBF|American Enterprise Investment Services Inc.|33669
CRED|ISHARES US CREDIT|IATS|INTERACTIVE BROKERS LLC|95
CRED|ISHARES US CREDIT|IBKR|Interactive Brokers Llc|59
CRED|ISHARES US CREDIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
CRED|ISHARES US CREDIT|ICBX|INSTINET, LLC|1200
CRED|ISHARES US CREDIT|INCA|INSTINET, LLC|4497
CRED|ISHARES US CREDIT|ITGI|ITG Inc.|2118
CRED|ISHARES US CREDIT|ITGP|ITG INC.|5400
CRED|ISHARES US CREDIT|JANY|Janney Montgomery Scott Inc.|4544
CRED|ISHARES US CREDIT|JPMX|J.P. Morgan Securities LLC|19256
CRED|ISHARES US CREDIT|JSEB|JANE STREET EXECUTION SERVICES, LLC|26300
CRED|ISHARES US CREDIT|JSJX|JANE STREET CAPITAL LLC|121306
CRED|ISHARES US CREDIT|KCGM|VIRTU Americas LLC|4311
CRED|ISHARES US CREDIT|LEHM|Barclays Capital Inc./Le|15539
CRED|ISHARES US CREDIT|LIME|Lime Brokerage LLC|13808
CRED|ISHARES US CREDIT|MACC|Mid Atlantic Capital Corporation|74
CRED|ISHARES US CREDIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16956
CRED|ISHARES US CREDIT|MOTF|MOTIF INVESTING, INC.|1
CRED|ISHARES US CREDIT|MSCO|MORGAN STANLEY & CO. LLC|68420
CRED|ISHARES US CREDIT|MSPL|MORGAN STANLEY & CO. LLC|7100
CRED|ISHARES US CREDIT|NFSC|National Financial Services LLC|63772
CRED|ISHARES US CREDIT|NITE|VIRTU Americas LLC|140706
CRED|ISHARES US CREDIT|NQRB|Brut, LLC|222
CRED|ISHARES US CREDIT|OLDM|OLD MISSION CAPITAL, LLC|17617
CRED|ISHARES US CREDIT|OPCO|Oppenheimer & Co. Inc.|1013
CRED|ISHARES US CREDIT|PWJC|UBS Financial Services, Inc.|250
CRED|ISHARES US CREDIT|RAJA|Raymond James & Associates, Inc.|14097
CRED|ISHARES US CREDIT|RBCM|RBC CAPITAL MARKETS, LLC|5924
CRED|ISHARES US CREDIT|SALI|INTL FCSTONE FINANCIAL INC.|113
CRED|ISHARES US CREDIT|SBSH|Citigroup Global Markets Inc.|601
CRED|ISHARES US CREDIT|SGMT|GOLDMAN SACHS & CO. LLC|4043
CRED|ISHARES US CREDIT|STFL|Stifel, Nicolaus & Company, Incorporated|208
CRED|ISHARES US CREDIT|SWST|Hilltop Securities Inc.|7408
CRED|ISHARES US CREDIT|TKNG|ALLY INVEST SECURITIES LLC|68
CRED|ISHARES US CREDIT|TRBT|Tradebot Systems, Inc.|1502
CRED|ISHARES US CREDIT|UBSA|UBS SECURITIES LLC|12323
CRED|ISHARES US CREDIT|UBSS|UBS Securities LLC|352976
CRED|ISHARES US CREDIT|VALX|VIRTU AMERICAS LLC|1100
CRED|ISHARES US CREDIT|VGRD|Vanguard Marketing Corporation|3787
CRED|ISHARES US CREDIT|WCHV|WELLS FARGO SECURITIES, LLC|13795
CRED|ISHARES US CREDIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|77
CRED|ISHARES US CREDIT|WGIF|CIBC World Markets Inc.|7
CRED|ISHARES US CREDIT|WSEA|WOLVERINE SECURITIES, LLC|10
CRED|ISHARES US CREDIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
CRED|ISHARES US CREDIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5639
CREE|CREE, INC.|ADAM|CANACCORD GENUITY INC.|3069
CREE|CREE, INC.|AGCP|AEGIS CAPITAL CORP.|453
CREE|CREE, INC.|AGIS|Aegis Capital Corp.|150
CREE|CREE, INC.|ALTX|Alternet Securities Inc.|7744
CREE|CREE, INC.|APCC|Apex Clearing Corporation|1784
CREE|CREE, INC.|BANK|Primevest Financial Services, Inc.|6
CREE|CREE, INC.|BARD|Robert W. Baird & Co. Incorporated|4895
CREE|CREE, INC.|BATM|CBOE TRADING, INC.|6974
CREE|CREE, INC.|BBNT|BB&T SECURITIES, LLC|298
CREE|CREE, INC.|BERN|Sanford C. Bernstein & Co., LLC|357165
CREE|CREE, INC.|BIAD|SAGETRADER, LLC|1620
CREE|CREE, INC.|BIMI|Banca IMI Securities Corp.|149
CREE|CREE, INC.|BKCM|BNY Mellon Capital Markets LLC|46150
CREE|CREE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18558
CREE|CREE, INC.|BLKX|INSTINET, LLC|26000
CREE|CREE, INC.|BMOC|BMO Capital Markets Corp.|71035
CREE|CREE, INC.|BNKS|Fig Partners, LLC|1784
CREE|CREE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|32103
CREE|CREE, INC.|BTIG|BTIG, LLC|24884
CREE|CREE, INC.|BYXM|CBOE TRADING, INC.|2529
CREE|CREE, INC.|CANT|Cantor Fitzgerald & Co.|459089
CREE|CREE, INC.|CBRA|Cobra Trading, Inc.|300
CREE|CREE, INC.|CHAS|Charles Schwab & Co., Inc.|4480
CREE|CREE, INC.|CICF|Canaccord Genuity Corp.|225
CREE|CREE, INC.|CLSA|CLSA AMERICAS, LLC|9500
CREE|CREE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|239141
CREE|CREE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2890
CREE|CREE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18243
CREE|CREE, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|1
CREE|CREE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|426428
CREE|CREE, INC.|CTDL|Citadel Derivatives Group Llc|20373
CREE|CREE, INC.|CTLR|CUTLER GROUP, LP|6282
CREE|CREE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|88400
CREE|CREE, INC.|DADA|D.A. Davidson & Co.|3857
CREE|CREE, INC.|DAVA|Davenport & Company LLC|600
CREE|CREE, INC.|DAWA|Daiwa Capital Markets America Inc.|740
CREE|CREE, INC.|DBAB|Deutsche Bank Securities Inc.|601961
CREE|CREE, INC.|DBAX|Deutsche Bank Securities Inc.|332900
CREE|CREE, INC.|DBUL|Deutsche Bank Securities Inc.|21559
CREE|CREE, INC.|DCHF|Dart Executions, LLC|61967
CREE|CREE, INC.|DEAN|MORGAN STANLEY|12606
CREE|CREE, INC.|DEGS|RONIN PROFESSIONAL LLC|9312
CREE|CREE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11859
CREE|CREE, INC.|EBXL|EBX LLC|237200
CREE|CREE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|313
CREE|CREE, INC.|EDJO|Edward D. Jones & Co., L.P.|16709
CREE|CREE, INC.|EGAM|CBOE TRADING, INC.|11031
CREE|CREE, INC.|EGAW|CBOE TRADING, INC.|104
CREE|CREE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|210
CREE|CREE, INC.|EGXM|CBOE TRADING, INC.|5253
CREE|CREE, INC.|EGXW|CBOE TRADING, INC.|300
CREE|CREE, INC.|ETBE|Electronic Transaction Clearing, Inc.|31951
CREE|CREE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5872
CREE|CREE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36234
CREE|CREE, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|190
CREE|CREE, INC.|ETRS|E*Trade Securities LLC|358840
CREE|CREE, INC.|FBCO|Credit Suisse Securities (USA) LLC|886049
CREE|CREE, INC.|FBRC|B. RILEY FBR, INC.|400
CREE|CREE, INC.|FBSB|U.S. Bancorp Investments, Inc.|200
CREE|CREE, INC.|FFSI|Firstrade Securities Inc.|100
CREE|CREE, INC.|FILL|Tradestation Securities, Inc.|26889
CREE|CREE, INC.|FMAF|NBCN Inc./ CDS|7913
CREE|CREE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|479071
CREE|CREE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3145
CREE|CREE, INC.|FQLS|Quantlab Securities LP|546630
CREE|CREE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139131
CREE|CREE, INC.|FTBR|Foliofn Investments, Inc.|3253
CREE|CREE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|51449
CREE|CREE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|316858
CREE|CREE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1465626
CREE|CREE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|96836
CREE|CREE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4466
CREE|CREE, INC.|GTSZ|GTS SECURITIES LLC|132750
CREE|CREE, INC.|HAPX|HAP Trading, LLC|300
CREE|CREE, INC.|HRBF|American Enterprise Investment Services Inc.|1334
CREE|CREE, INC.|HSBC|HSBC Securities, Inc.|3400
CREE|CREE, INC.|IATS|INTERACTIVE BROKERS LLC|28757
CREE|CREE, INC.|IBKR|Interactive Brokers Llc|246084
CREE|CREE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
CREE|CREE, INC.|ICBX|INSTINET, LLC|100872
CREE|CREE, INC.|IEQY|CITADEL SECURITIES LLC|149756
CREE|CREE, INC.|INCA|INSTINET, LLC|1255218
CREE|CREE, INC.|INJX|INSTINET, LLC|135041
CREE|CREE, INC.|ITGI|ITG Inc.|904766
CREE|CREE, INC.|ITGP|ITG INC.|129200
CREE|CREE, INC.|JANY|Janney Montgomery Scott Inc.|1557
CREE|CREE, INC.|JEFF|JEFFERIES LLC|232776
CREE|CREE, INC.|JMPT|JUMP TRADING, LLC|116989
CREE|CREE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|64948
CREE|CREE, INC.|JPMX|J.P. Morgan Securities LLC|439419
CREE|CREE, INC.|JSJX|JANE STREET CAPITAL LLC|7875
CREE|CREE, INC.|JSSF|JMP Securities LLC|1000
CREE|CREE, INC.|JUTA|JUMP TRADING, LLC|802
CREE|CREE, INC.|KCGM|VIRTU Americas LLC|67159
CREE|CREE, INC.|LEHM|Barclays Capital Inc./Le|1346999
CREE|CREE, INC.|LIME|Lime Brokerage LLC|202490
CREE|CREE, INC.|LOOP|Loop Capital Markets LLC|742
CREE|CREE, INC.|LQNA|LIQUIDNET, INC.|41400
CREE|CREE, INC.|LSCI|Lek Securities Corporation|422
CREE|CREE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CREE|CREE, INC.|MACQ|Macquarie Capital (USA) Inc.|4800
CREE|CREE, INC.|MAXM|Maxim Group LLC|13277
CREE|CREE, INC.|MBTS|ALLY INVEST SECURITIES LLC|144
CREE|CREE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89300
CREE|CREE, INC.|MOTF|MOTIF INVESTING, INC.|35
CREE|CREE, INC.|MSCO|MORGAN STANLEY & CO. LLC|4042055
CREE|CREE, INC.|MSPL|MORGAN STANLEY & CO. LLC|526500
CREE|CREE, INC.|MSTX|MORGAN STANLEY & CO. LLC|228700
CREE|CREE, INC.|NATL|National Securities Corporation|200
CREE|CREE, INC.|NFSC|National Financial Services LLC|257675
CREE|CREE, INC.|NITE|VIRTU Americas LLC|603097
CREE|CREE, INC.|NITP|VIRTU Americas LLC|3200
CREE|CREE, INC.|NQRB|Brut, LLC|7897
CREE|CREE, INC.|NTRC|Northern Trust Securities, Inc.|12890
CREE|CREE, INC.|OHOS|TWO SIGMA SECURITIES, LLC|49160
CREE|CREE, INC.|OPCO|Oppenheimer & Co. Inc.|3991
CREE|CREE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1236
CREE|CREE, INC.|PCPT|PHILLIP CAPITAL INC.|200
CREE|CREE, INC.|PDQM|CODA MARKETS, INC.|37934
CREE|CREE, INC.|PHLY|NASDAQ Execution Services, LLC|4000
CREE|CREE, INC.|PIPR|Piper Jaffray & Co.|23802
CREE|CREE, INC.|PWJC|UBS Financial Services, Inc.|1066
CREE|CREE, INC.|RAJA|Raymond James & Associates, Inc.|26011
CREE|CREE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|9547
CREE|CREE, INC.|SAGL|SAGETRADER, LLC|10280
CREE|CREE, INC.|SAGW|SAGETRADER, LLC|420
CREE|CREE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|24925
CREE|CREE, INC.|SBSH|Citigroup Global Markets Inc.|364922
CREE|CREE, INC.|SCMC|Scotia Capital Markets (USA) Inc.|200
CREE|CREE, INC.|SEIC|SEI Investments Distribution Co.|100
CREE|CREE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|169437
CREE|CREE, INC.|SOGO|Wang Investment Associates, Inc.|504
CREE|CREE, INC.|SPDR|SPEEDROUTE LLC|23327
CREE|CREE, INC.|SPHN|Stephens Inc.|494
CREE|CREE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11835
CREE|CREE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|140
CREE|CREE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|50
CREE|CREE, INC.|SWIM|TD Ameritrade, Inc.|90444
CREE|CREE, INC.|SWST|Hilltop Securities Inc.|789
CREE|CREE, INC.|TKNG|ALLY INVEST SECURITIES LLC|3203
CREE|CREE, INC.|TOUR|TOURMALINE PARTNERS, LLC|31082
CREE|CREE, INC.|TRBT|Tradebot Systems, Inc.|435494
CREE|CREE, INC.|TRCM|TRC MARKETS LLC|188392
CREE|CREE, INC.|TWTT|TASTYWORKS, INC.|1210
CREE|CREE, INC.|UBSA|UBS SECURITIES LLC|539142
CREE|CREE, INC.|UBSS|UBS Securities LLC|1421829
CREE|CREE, INC.|VALX|VIRTU AMERICAS LLC|12800
CREE|CREE, INC.|VGRD|Vanguard Marketing Corporation|5334
CREE|CREE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1630
CREE|CREE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|77583
CREE|CREE, INC.|WDNX|WEEDEN & CO.L.P.|5754
CREE|CREE, INC.|WEDB|WEDBUSH SECURITIES INC.|370
CREE|CREE, INC.|WEED|Weeden & Co.L.P.|910
CREE|CREE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|65647
CREE|CREE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10520
CREE|CREE, INC.|WGIF|CIBC World Markets Inc.|1400
CREE|CREE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|135
CREE|CREE, INC.|WSEA|WOLVERINE SECURITIES, LLC|14166
CREE|CREE, INC.|XIST|INSTINET, LLC|139760
CREE|CREE, INC.|XPQR|Jump Trading|4298
CREE|CREE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|46670
CREE|CREE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1355
CREE|CREE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5556
CREG|CHINA RECYCLING ENER|ALTX|Alternet Securities Inc.|700
CREG|CHINA RECYCLING ENER|APCC|Apex Clearing Corporation|6463
CREG|CHINA RECYCLING ENER|BIMI|Banca IMI Securities Corp.|4600
CREG|CHINA RECYCLING ENER|BYXM|CBOE TRADING, INC.|700
CREG|CHINA RECYCLING ENER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4371
CREG|CHINA RECYCLING ENER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12894
CREG|CHINA RECYCLING ENER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
CREG|CHINA RECYCLING ENER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7043
CREG|CHINA RECYCLING ENER|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CREG|CHINA RECYCLING ENER|DBAB|Deutsche Bank Securities Inc.|10300
CREG|CHINA RECYCLING ENER|DBAX|Deutsche Bank Securities Inc.|2700
CREG|CHINA RECYCLING ENER|DCHF|Dart Executions, LLC|400
CREG|CHINA RECYCLING ENER|DEGS|RONIN PROFESSIONAL LLC|11178
CREG|CHINA RECYCLING ENER|EBXL|EBX LLC|4800
CREG|CHINA RECYCLING ENER|EGAM|CBOE TRADING, INC.|8200
CREG|CHINA RECYCLING ENER|EGXM|CBOE TRADING, INC.|200
CREG|CHINA RECYCLING ENER|ETBE|Electronic Transaction Clearing, Inc.|300
CREG|CHINA RECYCLING ENER|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CREG|CHINA RECYCLING ENER|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1400
CREG|CHINA RECYCLING ENER|ETRS|E*Trade Securities LLC|185454
CREG|CHINA RECYCLING ENER|FBCO|Credit Suisse Securities (USA) LLC|23122
CREG|CHINA RECYCLING ENER|FILL|Tradestation Securities, Inc.|47041
CREG|CHINA RECYCLING ENER|FMAF|NBCN Inc./ CDS|5609
CREG|CHINA RECYCLING ENER|FOMA|TD AMERITRADE CLEARING, INC.|274263
CREG|CHINA RECYCLING ENER|GEBB|GLOBAL EXECUTION BROKERS, LP|450
CREG|CHINA RECYCLING ENER|GLPX|ACS EXECUTION SERVICES, LLC|20502
CREG|CHINA RECYCLING ENER|GSCO|GOLDMAN SACHS & CO. LLC|7594
CREG|CHINA RECYCLING ENER|GSLT|GOLDMAN SACHS & CO. LLC|1608
CREG|CHINA RECYCLING ENER|GTSZ|GTS SECURITIES LLC|1270
CREG|CHINA RECYCLING ENER|HRBF|American Enterprise Investment Services Inc.|4
CREG|CHINA RECYCLING ENER|IATS|INTERACTIVE BROKERS LLC|25074
CREG|CHINA RECYCLING ENER|IBKR|Interactive Brokers Llc|187185
CREG|CHINA RECYCLING ENER|ICBX|INSTINET, LLC|2800
CREG|CHINA RECYCLING ENER|INCA|INSTINET, LLC|42639
CREG|CHINA RECYCLING ENER|ITGI|ITG Inc.|11112
CREG|CHINA RECYCLING ENER|ITGP|ITG INC.|27800
CREG|CHINA RECYCLING ENER|JMPT|JUMP TRADING, LLC|515
CREG|CHINA RECYCLING ENER|JPMX|J.P. Morgan Securities LLC|4200
CREG|CHINA RECYCLING ENER|JSJX|JANE STREET CAPITAL LLC|500
CREG|CHINA RECYCLING ENER|KCGM|VIRTU Americas LLC|303
CREG|CHINA RECYCLING ENER|LEHM|Barclays Capital Inc./Le|12149
CREG|CHINA RECYCLING ENER|LIME|Lime Brokerage LLC|14376
CREG|CHINA RECYCLING ENER|LSCI|Lek Securities Corporation|1600
CREG|CHINA RECYCLING ENER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4117
CREG|CHINA RECYCLING ENER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CREG|CHINA RECYCLING ENER|MOTF|MOTIF INVESTING, INC.|1
CREG|CHINA RECYCLING ENER|MSCO|MORGAN STANLEY & CO. LLC|133618
CREG|CHINA RECYCLING ENER|MSPL|MORGAN STANLEY & CO. LLC|1300
CREG|CHINA RECYCLING ENER|NFSC|National Financial Services LLC|138350
CREG|CHINA RECYCLING ENER|NITE|VIRTU Americas LLC|631838
CREG|CHINA RECYCLING ENER|NQRB|Brut, LLC|6400
CREG|CHINA RECYCLING ENER|PDQM|CODA MARKETS, INC.|20721
CREG|CHINA RECYCLING ENER|RBCM|RBC CAPITAL MARKETS, LLC|500
CREG|CHINA RECYCLING ENER|SAGL|SAGETRADER, LLC|5092
CREG|CHINA RECYCLING ENER|SBSH|Citigroup Global Markets Inc.|24891
CREG|CHINA RECYCLING ENER|SGMT|GOLDMAN SACHS & CO. LLC|2734
CREG|CHINA RECYCLING ENER|SPDR|SPEEDROUTE LLC|6956
CREG|CHINA RECYCLING ENER|SWIM|TD Ameritrade, Inc.|205942
CREG|CHINA RECYCLING ENER|TKNG|ALLY INVEST SECURITIES LLC|11702
CREG|CHINA RECYCLING ENER|UBSA|UBS SECURITIES LLC|21913
CREG|CHINA RECYCLING ENER|UBSS|UBS Securities LLC|54648
CREG|CHINA RECYCLING ENER|VALX|VIRTU AMERICAS LLC|1500
CREG|CHINA RECYCLING ENER|VGRD|Vanguard Marketing Corporation|21442
CREG|CHINA RECYCLING ENER|VIEW|VIEWTRADE SECURITIES LLC|860
CREG|CHINA RECYCLING ENER|WCHV|WELLS FARGO SECURITIES, LLC|508
CREG|CHINA RECYCLING ENER|WEDB|WEDBUSH SECURITIES INC.|18100
CREG|CHINA RECYCLING ENER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1088
CREG|CHINA RECYCLING ENER|WGIF|CIBC World Markets Inc.|4554
CREG|CHINA RECYCLING ENER|WHOT|JUST2TRADE, INC.|2303
CREG|CHINA RECYCLING ENER|WSEA|WOLVERINE SECURITIES, LLC|9119
CREG|CHINA RECYCLING ENER|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
CRESY|CRESUD SACIF ADR  ##|ALTX|Alternet Securities Inc.|3300
CRESY|CRESUD SACIF ADR  ##|APCC|Apex Clearing Corporation|65
CRESY|CRESUD SACIF ADR  ##|BATM|CBOE TRADING, INC.|300
CRESY|CRESUD SACIF ADR  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15205
CRESY|CRESUD SACIF ADR  ##|BLKX|INSTINET, LLC|12300
CRESY|CRESUD SACIF ADR  ##|BTIG|BTIG, LLC|176997
CRESY|CRESUD SACIF ADR  ##|BYXM|CBOE TRADING, INC.|200
CRESY|CRESUD SACIF ADR  ##|BZYD|GOLDMAN SACHS & CO. LLC|1700
CRESY|CRESUD SACIF ADR  ##|CANT|Cantor Fitzgerald & Co.|2187
CRESY|CRESUD SACIF ADR  ##|CHAS|Charles Schwab & Co., Inc.|110
CRESY|CRESUD SACIF ADR  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3290
CRESY|CRESUD SACIF ADR  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3100
CRESY|CRESUD SACIF ADR  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31464
CRESY|CRESUD SACIF ADR  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|5670
CRESY|CRESUD SACIF ADR  ##|DBAB|Deutsche Bank Securities Inc.|49476
CRESY|CRESUD SACIF ADR  ##|DBAX|Deutsche Bank Securities Inc.|14500
CRESY|CRESUD SACIF ADR  ##|DEAN|MORGAN STANLEY|1300
CRESY|CRESUD SACIF ADR  ##|DEGS|RONIN PROFESSIONAL LLC|10727
CRESY|CRESUD SACIF ADR  ##|DRWC|DRW SECURITIES, L.L.C.|1398
CRESY|CRESUD SACIF ADR  ##|EBXL|EBX LLC|15400
CRESY|CRESUD SACIF ADR  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|820
CRESY|CRESUD SACIF ADR  ##|EDJO|Edward D. Jones & Co., L.P.|601
CRESY|CRESUD SACIF ADR  ##|EGAM|CBOE TRADING, INC.|1090
CRESY|CRESUD SACIF ADR  ##|EGMT|EG MARKET TECHNOLOGIES LLC|400
CRESY|CRESUD SACIF ADR  ##|EGXW|CBOE TRADING, INC.|2
CRESY|CRESUD SACIF ADR  ##|ETBE|Electronic Transaction Clearing, Inc.|3415
CRESY|CRESUD SACIF ADR  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4496
CRESY|CRESUD SACIF ADR  ##|ETRS|E*Trade Securities LLC|5857
CRESY|CRESUD SACIF ADR  ##|FBCO|Credit Suisse Securities (USA) LLC|32368
CRESY|CRESUD SACIF ADR  ##|FILL|Tradestation Securities, Inc.|4
CRESY|CRESUD SACIF ADR  ##|FOMA|TD AMERITRADE CLEARING, INC.|30185
CRESY|CRESUD SACIF ADR  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15970
CRESY|CRESUD SACIF ADR  ##|FTBR|Foliofn Investments, Inc.|63
CRESY|CRESUD SACIF ADR  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|250
CRESY|CRESUD SACIF ADR  ##|GLPX|ACS EXECUTION SERVICES, LLC|19113
CRESY|CRESUD SACIF ADR  ##|GSCO|GOLDMAN SACHS & CO. LLC|33281
CRESY|CRESUD SACIF ADR  ##|GSCS|GOLDMAN SACHS & CO. LLC|63787
CRESY|CRESUD SACIF ADR  ##|GSLT|GOLDMAN SACHS & CO. LLC|2737
CRESY|CRESUD SACIF ADR  ##|GTSZ|GTS SECURITIES LLC|16044
CRESY|CRESUD SACIF ADR  ##|HRBF|American Enterprise Investment Services Inc.|1000
CRESY|CRESUD SACIF ADR  ##|HSBC|HSBC Securities, Inc.|389
CRESY|CRESUD SACIF ADR  ##|IATS|INTERACTIVE BROKERS LLC|16408
CRESY|CRESUD SACIF ADR  ##|IBKR|Interactive Brokers Llc|143514
CRESY|CRESUD SACIF ADR  ##|ICBX|INSTINET, LLC|15540
CRESY|CRESUD SACIF ADR  ##|INCA|INSTINET, LLC|84223
CRESY|CRESUD SACIF ADR  ##|INJX|INSTINET, LLC|1702
CRESY|CRESUD SACIF ADR  ##|ITGI|ITG Inc.|27430
CRESY|CRESUD SACIF ADR  ##|ITGP|ITG INC.|15800
CRESY|CRESUD SACIF ADR  ##|JEFF|JEFFERIES LLC|7277
CRESY|CRESUD SACIF ADR  ##|JMPT|JUMP TRADING, LLC|3427
CRESY|CRESUD SACIF ADR  ##|JPMX|J.P. Morgan Securities LLC|25440
CRESY|CRESUD SACIF ADR  ##|JSJX|JANE STREET CAPITAL LLC|191
CRESY|CRESUD SACIF ADR  ##|KCGM|VIRTU Americas LLC|13306
CRESY|CRESUD SACIF ADR  ##|LEHM|Barclays Capital Inc./Le|157604
CRESY|CRESUD SACIF ADR  ##|LIME|Lime Brokerage LLC|36246
CRESY|CRESUD SACIF ADR  ##|LQNA|LIQUIDNET, INC.|7000
CRESY|CRESUD SACIF ADR  ##|LSCI|Lek Securities Corporation|3522
CRESY|CRESUD SACIF ADR  ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CRESY|CRESUD SACIF ADR  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38818
CRESY|CRESUD SACIF ADR  ##|MOTF|MOTIF INVESTING, INC.|3
CRESY|CRESUD SACIF ADR  ##|MSCO|MORGAN STANLEY & CO. LLC|507477
CRESY|CRESUD SACIF ADR  ##|MSPL|MORGAN STANLEY & CO. LLC|107700
CRESY|CRESUD SACIF ADR  ##|NFSC|National Financial Services LLC|10412
CRESY|CRESUD SACIF ADR  ##|NITE|VIRTU Americas LLC|211471
CRESY|CRESUD SACIF ADR  ##|NITP|VIRTU Americas LLC|429
CRESY|CRESUD SACIF ADR  ##|NQRB|Brut, LLC|300
CRESY|CRESUD SACIF ADR  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
CRESY|CRESUD SACIF ADR  ##|PDQM|CODA MARKETS, INC.|27056
CRESY|CRESUD SACIF ADR  ##|RAJA|Raymond James & Associates, Inc.|400
CRESY|CRESUD SACIF ADR  ##|SAGL|SAGETRADER, LLC|3450
CRESY|CRESUD SACIF ADR  ##|SBSH|Citigroup Global Markets Inc.|6435
CRESY|CRESUD SACIF ADR  ##|SGMT|GOLDMAN SACHS & CO. LLC|16976
CRESY|CRESUD SACIF ADR  ##|SPDR|SPEEDROUTE LLC|3164
CRESY|CRESUD SACIF ADR  ##|SPTD|MINT GLOBAL MARKETS, INC.|3200
CRESY|CRESUD SACIF ADR  ##|SWIM|TD Ameritrade, Inc.|7700
CRESY|CRESUD SACIF ADR  ##|TKNG|ALLY INVEST SECURITIES LLC|1541
CRESY|CRESUD SACIF ADR  ##|TRBT|Tradebot Systems, Inc.|17400
CRESY|CRESUD SACIF ADR  ##|TRCM|TRC MARKETS LLC|15759
CRESY|CRESUD SACIF ADR  ##|UBSA|UBS SECURITIES LLC|139911
CRESY|CRESUD SACIF ADR  ##|UBSS|UBS Securities LLC|131713
CRESY|CRESUD SACIF ADR  ##|VALX|VIRTU AMERICAS LLC|9190
CRESY|CRESUD SACIF ADR  ##|VGRD|Vanguard Marketing Corporation|4981
CRESY|CRESUD SACIF ADR  ##|WCHV|WELLS FARGO SECURITIES, LLC|6237
CRESY|CRESUD SACIF ADR  ##|WEED|Weeden & Co.L.P.|9500
CRESY|CRESUD SACIF ADR  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|700
CRESY|CRESUD SACIF ADR  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|630
CRESY|CRESUD SACIF ADR  ##|WSEA|WOLVERINE SECURITIES, LLC|642
CRESY|CRESUD SACIF ADR  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
CRESY|CRESUD SACIF ADR  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|47
CRESY|CRESUD SACIF ADR  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|381
CRF|CORNERSTONE TOTAL|AGIS|Aegis Capital Corp.|10450
CRF|CORNERSTONE TOTAL|ALTX|Alternet Securities Inc.|23394
CRF|CORNERSTONE TOTAL|APCC|Apex Clearing Corporation|1497
CRF|CORNERSTONE TOTAL|BANK|Primevest Financial Services, Inc.|30
CRF|CORNERSTONE TOTAL|BARD|Robert W. Baird & Co. Incorporated|3
CRF|CORNERSTONE TOTAL|BATM|CBOE TRADING, INC.|2328
CRF|CORNERSTONE TOTAL|BBNT|BB&T SECURITIES, LLC|11586
CRF|CORNERSTONE TOTAL|BIMI|Banca IMI Securities Corp.|500
CRF|CORNERSTONE TOTAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|678
CRF|CORNERSTONE TOTAL|BLKX|INSTINET, LLC|8000
CRF|CORNERSTONE TOTAL|BRGE|Newbridge Securities Corp.|5470
CRF|CORNERSTONE TOTAL|BYXM|CBOE TRADING, INC.|200
CRF|CORNERSTONE TOTAL|CANT|Cantor Fitzgerald & Co.|807
CRF|CORNERSTONE TOTAL|CHAS|Charles Schwab & Co., Inc.|11418
CRF|CORNERSTONE TOTAL|CIST|Capital Institutional Services, Inc.|9143
CRF|CORNERSTONE TOTAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73420
CRF|CORNERSTONE TOTAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|42602
CRF|CORNERSTONE TOTAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CRF|CORNERSTONE TOTAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155869
CRF|CORNERSTONE TOTAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|20640
CRF|CORNERSTONE TOTAL|DADA|D.A. Davidson & Co.|183
CRF|CORNERSTONE TOTAL|DAVA|Davenport & Company LLC|2000
CRF|CORNERSTONE TOTAL|DBAX|Deutsche Bank Securities Inc.|64700
CRF|CORNERSTONE TOTAL|DEAN|MORGAN STANLEY|1504
CRF|CORNERSTONE TOTAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3965
CRF|CORNERSTONE TOTAL|DJSA|Dawson James Securities, Inc|1600
CRF|CORNERSTONE TOTAL|EBXL|EBX LLC|67100
CRF|CORNERSTONE TOTAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|105001
CRF|CORNERSTONE TOTAL|EDJO|Edward D. Jones & Co., L.P.|4537
CRF|CORNERSTONE TOTAL|EGAM|CBOE TRADING, INC.|33261
CRF|CORNERSTONE TOTAL|EGAW|CBOE TRADING, INC.|700
CRF|CORNERSTONE TOTAL|EGXM|CBOE TRADING, INC.|2155
CRF|CORNERSTONE TOTAL|ETBE|Electronic Transaction Clearing, Inc.|3250
CRF|CORNERSTONE TOTAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CRF|CORNERSTONE TOTAL|ETRS|E*Trade Securities LLC|505545
CRF|CORNERSTONE TOTAL|FBSB|U.S. Bancorp Investments, Inc.|2
CRF|CORNERSTONE TOTAL|FILL|Tradestation Securities, Inc.|10927
CRF|CORNERSTONE TOTAL|FINX|FINTECH SECURITIES|610
CRF|CORNERSTONE TOTAL|FMAF|NBCN Inc./ CDS|175
CRF|CORNERSTONE TOTAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32538
CRF|CORNERSTONE TOTAL|FTBR|Foliofn Investments, Inc.|15291
CRF|CORNERSTONE TOTAL|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
CRF|CORNERSTONE TOTAL|GLIS|TD Securities Inc|400
CRF|CORNERSTONE TOTAL|GLPX|ACS EXECUTION SERVICES, LLC|44653
CRF|CORNERSTONE TOTAL|GSCO|GOLDMAN SACHS & CO. LLC|6132
CRF|CORNERSTONE TOTAL|GSCS|GOLDMAN SACHS & CO. LLC|2300
CRF|CORNERSTONE TOTAL|GSLT|GOLDMAN SACHS & CO. LLC|9039
CRF|CORNERSTONE TOTAL|GTSZ|GTS SECURITIES LLC|1014
CRF|CORNERSTONE TOTAL|HRBF|American Enterprise Investment Services Inc.|3637
CRF|CORNERSTONE TOTAL|IATS|INTERACTIVE BROKERS LLC|57974
CRF|CORNERSTONE TOTAL|IBKR|Interactive Brokers Llc|98425
CRF|CORNERSTONE TOTAL|ICBX|INSTINET, LLC|32790
CRF|CORNERSTONE TOTAL|INCA|INSTINET, LLC|118454
CRF|CORNERSTONE TOTAL|INJX|INSTINET, LLC|2700
CRF|CORNERSTONE TOTAL|ITGI|ITG Inc.|35250
CRF|CORNERSTONE TOTAL|ITGP|ITG INC.|45200
CRF|CORNERSTONE TOTAL|JANY|Janney Montgomery Scott Inc.|1500
CRF|CORNERSTONE TOTAL|JEFF|JEFFERIES LLC|71184
CRF|CORNERSTONE TOTAL|JMPT|JUMP TRADING, LLC|1844
CRF|CORNERSTONE TOTAL|JPMX|J.P. Morgan Securities LLC|53704
CRF|CORNERSTONE TOTAL|JSJX|JANE STREET CAPITAL LLC|1000
CRF|CORNERSTONE TOTAL|KCGM|VIRTU Americas LLC|11084
CRF|CORNERSTONE TOTAL|LEHM|Barclays Capital Inc./Le|111000
CRF|CORNERSTONE TOTAL|LGNT|COR CLEARING LLC|56
CRF|CORNERSTONE TOTAL|LIME|Lime Brokerage LLC|4354
CRF|CORNERSTONE TOTAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|24015
CRF|CORNERSTONE TOTAL|MAXM|Maxim Group LLC|9831
CRF|CORNERSTONE TOTAL|MBTS|ALLY INVEST SECURITIES LLC|100
CRF|CORNERSTONE TOTAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78790
CRF|CORNERSTONE TOTAL|MOTF|MOTIF INVESTING, INC.|4
CRF|CORNERSTONE TOTAL|MSCO|MORGAN STANLEY & CO. LLC|291369
CRF|CORNERSTONE TOTAL|MSPL|MORGAN STANLEY & CO. LLC|9700
CRF|CORNERSTONE TOTAL|NFSC|National Financial Services LLC|812579
CRF|CORNERSTONE TOTAL|NITE|VIRTU Americas LLC|768081
CRF|CORNERSTONE TOTAL|NITP|VIRTU Americas LLC|770
CRF|CORNERSTONE TOTAL|NQRB|Brut, LLC|2200
CRF|CORNERSTONE TOTAL|NTBF|BMO Nesbitt Burns Inc./CDS|825
CRF|CORNERSTONE TOTAL|OPCO|Oppenheimer & Co. Inc.|11630
CRF|CORNERSTONE TOTAL|PDQM|CODA MARKETS, INC.|74542
CRF|CORNERSTONE TOTAL|PWJC|UBS Financial Services, Inc.|400
CRF|CORNERSTONE TOTAL|RBCM|RBC CAPITAL MARKETS, LLC|23844
CRF|CORNERSTONE TOTAL|SALI|INTL FCSTONE FINANCIAL INC.|8822
CRF|CORNERSTONE TOTAL|SALW|SW FINANCIAL|500
CRF|CORNERSTONE TOTAL|SBSH|Citigroup Global Markets Inc.|16712
CRF|CORNERSTONE TOTAL|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|4386
CRF|CORNERSTONE TOTAL|SEIC|SEI Investments Distribution Co.|200
CRF|CORNERSTONE TOTAL|SGMT|GOLDMAN SACHS & CO. LLC|13261
CRF|CORNERSTONE TOTAL|SOGO|Wang Investment Associates, Inc.|40
CRF|CORNERSTONE TOTAL|SPDR|SPEEDROUTE LLC|17645
CRF|CORNERSTONE TOTAL|STFL|Stifel, Nicolaus & Company, Incorporated|4287
CRF|CORNERSTONE TOTAL|SWIM|TD Ameritrade, Inc.|85816
CRF|CORNERSTONE TOTAL|SWST|Hilltop Securities Inc.|27448
CRF|CORNERSTONE TOTAL|TDSI|TD Securities (USA) LLC|462
CRF|CORNERSTONE TOTAL|TKNG|ALLY INVEST SECURITIES LLC|20607
CRF|CORNERSTONE TOTAL|TRBT|Tradebot Systems, Inc.|1339
CRF|CORNERSTONE TOTAL|TWTT|TASTYWORKS, INC.|800
CRF|CORNERSTONE TOTAL|UBSA|UBS SECURITIES LLC|126487
CRF|CORNERSTONE TOTAL|UBSS|UBS Securities LLC|243863
CRF|CORNERSTONE TOTAL|VALX|VIRTU AMERICAS LLC|1300
CRF|CORNERSTONE TOTAL|VGRD|Vanguard Marketing Corporation|72211
CRF|CORNERSTONE TOTAL|WCHV|WELLS FARGO SECURITIES, LLC|54169
CRF|CORNERSTONE TOTAL|WEDB|WEDBUSH SECURITIES INC.|4107
CRF|CORNERSTONE TOTAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7498
CRF|CORNERSTONE TOTAL|WGIF|CIBC World Markets Inc.|1224
CRF|CORNERSTONE TOTAL|WSEA|WOLVERINE SECURITIES, LLC|11422
CRF|CORNERSTONE TOTAL|WSGD|WEDBUSH SECURITIES INC.|2062
CRF|CORNERSTONE TOTAL|WTFS|JUST2TRADE, INC.|79
CRF|CORNERSTONE TOTAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|78884
CRF|CORNERSTONE TOTAL|YKNA|COMHAR CAPITAL MARKETS, LLC|5760
CRF|CORNERSTONE TOTAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6177
CRH|C R H PLC ADR|ALTX|Alternet Securities Inc.|3556
CRH|C R H PLC ADR|ANOS|ABEL/NOSER, L.L.C.|100
CRH|C R H PLC ADR|APCC|Apex Clearing Corporation|633
CRH|C R H PLC ADR|BARD|Robert W. Baird & Co. Incorporated|1709
CRH|C R H PLC ADR|BATM|CBOE TRADING, INC.|4631
CRH|C R H PLC ADR|BAYT|BTIG, LLC|2000
CRH|C R H PLC ADR|BBNT|BB&T SECURITIES, LLC|210
CRH|C R H PLC ADR|BERN|Sanford C. Bernstein & Co., LLC|4524
CRH|C R H PLC ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1682
CRH|C R H PLC ADR|BLKX|INSTINET, LLC|21600
CRH|C R H PLC ADR|BTIG|BTIG, LLC|2371
CRH|C R H PLC ADR|BYXM|CBOE TRADING, INC.|500
CRH|C R H PLC ADR|BZYD|GOLDMAN SACHS & CO. LLC|3000
CRH|C R H PLC ADR|CHAS|Charles Schwab & Co., Inc.|215
CRH|C R H PLC ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35535
CRH|C R H PLC ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12900
CRH|C R H PLC ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|111024
CRH|C R H PLC ADR|CTDL|Citadel Derivatives Group Llc|5024
CRH|C R H PLC ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|12078
CRH|C R H PLC ADR|DBAB|Deutsche Bank Securities Inc.|49165
CRH|C R H PLC ADR|DBAX|Deutsche Bank Securities Inc.|44500
CRH|C R H PLC ADR|DBUL|Deutsche Bank Securities Inc.|790
CRH|C R H PLC ADR|DCHF|Dart Executions, LLC|3096
CRH|C R H PLC ADR|DEAN|MORGAN STANLEY|5916
CRH|C R H PLC ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|621
CRH|C R H PLC ADR|EBXL|EBX LLC|14400
CRH|C R H PLC ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|3605
CRH|C R H PLC ADR|EDJO|Edward D. Jones & Co., L.P.|3036
CRH|C R H PLC ADR|EGAM|CBOE TRADING, INC.|4474
CRH|C R H PLC ADR|EGXM|CBOE TRADING, INC.|3582
CRH|C R H PLC ADR|ESPO|ESPOSITO SECURITIES, LLC|380
CRH|C R H PLC ADR|ETBE|Electronic Transaction Clearing, Inc.|3360
CRH|C R H PLC ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
CRH|C R H PLC ADR|ETRS|E*Trade Securities LLC|2045
CRH|C R H PLC ADR|FIDT|Fidelity Clearing Canada ULC./ CDS|547
CRH|C R H PLC ADR|FMAF|NBCN Inc./ CDS|549
CRH|C R H PLC ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24110
CRH|C R H PLC ADR|FTBR|Foliofn Investments, Inc.|1275
CRH|C R H PLC ADR|GBMT|GBM International, Inc.|2760
CRH|C R H PLC ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|4100
CRH|C R H PLC ADR|GLPX|ACS EXECUTION SERVICES, LLC|280
CRH|C R H PLC ADR|GSCO|GOLDMAN SACHS & CO. LLC|100739
CRH|C R H PLC ADR|GSCS|GOLDMAN SACHS & CO. LLC|2924
CRH|C R H PLC ADR|GSLT|GOLDMAN SACHS & CO. LLC|4913
CRH|C R H PLC ADR|GTSY|GTS SECURITIES LLC|100
CRH|C R H PLC ADR|GTSZ|GTS SECURITIES LLC|54949
CRH|C R H PLC ADR|HRBF|American Enterprise Investment Services Inc.|2616
CRH|C R H PLC ADR|HSBC|HSBC Securities, Inc.|400
CRH|C R H PLC ADR|IATS|INTERACTIVE BROKERS LLC|2104
CRH|C R H PLC ADR|IBKR|Interactive Brokers Llc|14804
CRH|C R H PLC ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2805
CRH|C R H PLC ADR|ICBX|INSTINET, LLC|16463
CRH|C R H PLC ADR|INCA|INSTINET, LLC|76292
CRH|C R H PLC ADR|INJX|INSTINET, LLC|900
CRH|C R H PLC ADR|INTL|INTL FCSTONE FINANCIAL INC.|903
CRH|C R H PLC ADR|ITGI|ITG Inc.|2560
CRH|C R H PLC ADR|ITGP|ITG INC.|14200
CRH|C R H PLC ADR|JANY|Janney Montgomery Scott Inc.|1581
CRH|C R H PLC ADR|JEFF|JEFFERIES LLC|2958
CRH|C R H PLC ADR|JMPT|JUMP TRADING, LLC|10962
CRH|C R H PLC ADR|JPBX|J.P. MORGAN SECURITIES LLC|14738
CRH|C R H PLC ADR|JPMX|J.P. Morgan Securities LLC|98747
CRH|C R H PLC ADR|JSJX|JANE STREET CAPITAL LLC|8730
CRH|C R H PLC ADR|KCGM|VIRTU Americas LLC|23637
CRH|C R H PLC ADR|KING|C. L. King & Associates, Inc.|11300
CRH|C R H PLC ADR|LEHM|Barclays Capital Inc./Le|214235
CRH|C R H PLC ADR|LIME|Lime Brokerage LLC|174970
CRH|C R H PLC ADR|LSCI|Lek Securities Corporation|3
CRH|C R H PLC ADR|LVMR|LIVERMORE TRADING GROUP, INC.|912
CRH|C R H PLC ADR|MACQ|Macquarie Capital (USA) Inc.|17713
CRH|C R H PLC ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42911
CRH|C R H PLC ADR|MOTF|MOTIF INVESTING, INC.|2
CRH|C R H PLC ADR|MSCO|MORGAN STANLEY & CO. LLC|431029
CRH|C R H PLC ADR|MSPL|MORGAN STANLEY & CO. LLC|276500
CRH|C R H PLC ADR|MSTX|MORGAN STANLEY & CO. LLC|19000
CRH|C R H PLC ADR|NFSC|National Financial Services LLC|37434
CRH|C R H PLC ADR|NITE|VIRTU Americas LLC|180972
CRH|C R H PLC ADR|NITP|VIRTU Americas LLC|600
CRH|C R H PLC ADR|NQRB|Brut, LLC|8153
CRH|C R H PLC ADR|NTBF|BMO Nesbitt Burns Inc./CDS|29
CRH|C R H PLC ADR|NTRC|Northern Trust Securities, Inc.|5
CRH|C R H PLC ADR|OLDM|OLD MISSION CAPITAL, LLC|12715
CRH|C R H PLC ADR|ONEL|O'NEIL SECURITIES, INCORPORATED|4403
CRH|C R H PLC ADR|OPCO|Oppenheimer & Co. Inc.|196
CRH|C R H PLC ADR|PDQM|CODA MARKETS, INC.|306
CRH|C R H PLC ADR|PWJC|UBS Financial Services, Inc.|550
CRH|C R H PLC ADR|RBCM|RBC CAPITAL MARKETS, LLC|3974
CRH|C R H PLC ADR|SALI|INTL FCSTONE FINANCIAL INC.|21
CRH|C R H PLC ADR|SBSH|Citigroup Global Markets Inc.|695074
CRH|C R H PLC ADR|SGMT|GOLDMAN SACHS & CO. LLC|40647
CRH|C R H PLC ADR|SPDR|SPEEDROUTE LLC|693
CRH|C R H PLC ADR|STFL|Stifel, Nicolaus & Company, Incorporated|132
CRH|C R H PLC ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|785
CRH|C R H PLC ADR|SWIM|TD Ameritrade, Inc.|51959
CRH|C R H PLC ADR|SWST|Hilltop Securities Inc.|700
CRH|C R H PLC ADR|TRBT|Tradebot Systems, Inc.|50810
CRH|C R H PLC ADR|TRCM|TRC MARKETS LLC|44769
CRH|C R H PLC ADR|TRIP|Trident Partners Ltd.|600
CRH|C R H PLC ADR|UBSA|UBS SECURITIES LLC|140360
CRH|C R H PLC ADR|UBSS|UBS Securities LLC|138148
CRH|C R H PLC ADR|VALX|VIRTU AMERICAS LLC|187713
CRH|C R H PLC ADR|VGRD|Vanguard Marketing Corporation|82
CRH|C R H PLC ADR|WBLR|WILLIAM BLAIR|268
CRH|C R H PLC ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|102
CRH|C R H PLC ADR|WCHV|WELLS FARGO SECURITIES, LLC|11543
CRH|C R H PLC ADR|WEED|Weeden & Co.L.P.|109
CRH|C R H PLC ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1283
CRH|C R H PLC ADR|WSEA|WOLVERINE SECURITIES, LLC|169
CRH|C R H PLC ADR|XIST|INSTINET, LLC|20096
CRH|C R H PLC ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1572
CRH|C R H PLC ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|418
CRHM|CRH MEDICAL CORPORAT|APCC|Apex Clearing Corporation|3
CRHM|CRH MEDICAL CORPORAT|BZYD|GOLDMAN SACHS & CO. LLC|1006
CRHM|CRH MEDICAL CORPORAT|CANT|Cantor Fitzgerald & Co.|19380
CRHM|CRH MEDICAL CORPORAT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
CRHM|CRH MEDICAL CORPORAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4454
CRHM|CRH MEDICAL CORPORAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
CRHM|CRH MEDICAL CORPORAT|DBAX|Deutsche Bank Securities Inc.|7000
CRHM|CRH MEDICAL CORPORAT|DEGS|RONIN PROFESSIONAL LLC|700
CRHM|CRH MEDICAL CORPORAT|EBXL|EBX LLC|13400
CRHM|CRH MEDICAL CORPORAT|ETRS|E*Trade Securities LLC|20285
CRHM|CRH MEDICAL CORPORAT|FTBR|Foliofn Investments, Inc.|196
CRHM|CRH MEDICAL CORPORAT|GSCO|GOLDMAN SACHS & CO. LLC|400
CRHM|CRH MEDICAL CORPORAT|IBKR|Interactive Brokers Llc|4110
CRHM|CRH MEDICAL CORPORAT|INCA|INSTINET, LLC|826
CRHM|CRH MEDICAL CORPORAT|ITGI|ITG Inc.|2200
CRHM|CRH MEDICAL CORPORAT|JANY|Janney Montgomery Scott Inc.|5500
CRHM|CRH MEDICAL CORPORAT|JEFF|JEFFERIES LLC|404
CRHM|CRH MEDICAL CORPORAT|JONE|JonesTrading|210000
CRHM|CRH MEDICAL CORPORAT|JPMX|J.P. Morgan Securities LLC|8200
CRHM|CRH MEDICAL CORPORAT|KCGM|VIRTU Americas LLC|3200
CRHM|CRH MEDICAL CORPORAT|LEHM|Barclays Capital Inc./Le|3600
CRHM|CRH MEDICAL CORPORAT|LIME|Lime Brokerage LLC|5071
CRHM|CRH MEDICAL CORPORAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
CRHM|CRH MEDICAL CORPORAT|MSCO|MORGAN STANLEY & CO. LLC|11701
CRHM|CRH MEDICAL CORPORAT|MSPL|MORGAN STANLEY & CO. LLC|900
CRHM|CRH MEDICAL CORPORAT|NFSC|National Financial Services LLC|55696
CRHM|CRH MEDICAL CORPORAT|NITE|VIRTU Americas LLC|51329
CRHM|CRH MEDICAL CORPORAT|NQRB|Brut, LLC|100
CRHM|CRH MEDICAL CORPORAT|NTBF|BMO Nesbitt Burns Inc./CDS|2687
CRHM|CRH MEDICAL CORPORAT|PDQM|CODA MARKETS, INC.|900
CRHM|CRH MEDICAL CORPORAT|SBSH|Citigroup Global Markets Inc.|1000
CRHM|CRH MEDICAL CORPORAT|SGMT|GOLDMAN SACHS & CO. LLC|1300
CRHM|CRH MEDICAL CORPORAT|SPDR|SPEEDROUTE LLC|600
CRHM|CRH MEDICAL CORPORAT|STFL|Stifel, Nicolaus & Company, Incorporated|3000
CRHM|CRH MEDICAL CORPORAT|SWIM|TD Ameritrade, Inc.|2503
CRHM|CRH MEDICAL CORPORAT|TKNG|ALLY INVEST SECURITIES LLC|500
CRHM|CRH MEDICAL CORPORAT|TRCM|TRC MARKETS LLC|7982
CRHM|CRH MEDICAL CORPORAT|UBSA|UBS SECURITIES LLC|10485
CRHM|CRH MEDICAL CORPORAT|UBSS|UBS Securities LLC|2910
CRHM|CRH MEDICAL CORPORAT|VALX|VIRTU AMERICAS LLC|2004
CRHM|CRH MEDICAL CORPORAT|WSEA|WOLVERINE SECURITIES, LLC|194
CRI|CARTER'S INC|ABLE|NATIXIS Securities Americas LLC|122000
CRI|CARTER'S INC|ADAM|CANACCORD GENUITY INC.|100
CRI|CARTER'S INC|ALTX|Alternet Securities Inc.|4269
CRI|CARTER'S INC|ANOS|ABEL/NOSER, L.L.C.|38
CRI|CARTER'S INC|APCC|Apex Clearing Corporation|133
CRI|CARTER'S INC|BARD|Robert W. Baird & Co. Incorporated|3829
CRI|CARTER'S INC|BATM|CBOE TRADING, INC.|7680
CRI|CARTER'S INC|BAYT|BTIG, LLC|1000
CRI|CARTER'S INC|BBNT|BB&T SECURITIES, LLC|307
CRI|CARTER'S INC|BERN|Sanford C. Bernstein & Co., LLC|57715
CRI|CARTER'S INC|BIDS|BIDS TRADING L.P.|500
CRI|CARTER'S INC|BKCM|BNY Mellon Capital Markets LLC|5687
CRI|CARTER'S INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1326
CRI|CARTER'S INC|BLKX|INSTINET, LLC|37320
CRI|CARTER'S INC|BNPX|BNP PARIBAS SECURITIES CORP.|6385
CRI|CARTER'S INC|BRVL|BLAYLOCK VAN, LLC|1800
CRI|CARTER'S INC|BTIG|BTIG, LLC|39958
CRI|CARTER'S INC|BYXM|CBOE TRADING, INC.|1171
CRI|CARTER'S INC|BZYD|GOLDMAN SACHS & CO. LLC|700
CRI|CARTER'S INC|CHAS|Charles Schwab & Co., Inc.|305
CRI|CARTER'S INC|CIST|Capital Institutional Services, Inc.|4872
CRI|CARTER'S INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36784
CRI|CARTER'S INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|626
CRI|CARTER'S INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|455663
CRI|CARTER'S INC|CTDL|Citadel Derivatives Group Llc|64366
CRI|CARTER'S INC|CTLR|CUTLER GROUP, LP|900
CRI|CARTER'S INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|45354
CRI|CARTER'S INC|DADA|D.A. Davidson & Co.|278
CRI|CARTER'S INC|DBAB|Deutsche Bank Securities Inc.|493757
CRI|CARTER'S INC|DBAX|Deutsche Bank Securities Inc.|276800
CRI|CARTER'S INC|DBUL|Deutsche Bank Securities Inc.|1100
CRI|CARTER'S INC|DCHF|Dart Executions, LLC|1609
CRI|CARTER'S INC|DEAN|MORGAN STANLEY|6764
CRI|CARTER'S INC|DEGS|RONIN PROFESSIONAL LLC|175
CRI|CARTER'S INC|EBXL|EBX LLC|152500
CRI|CARTER'S INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5391
CRI|CARTER'S INC|EDJO|Edward D. Jones & Co., L.P.|1152
CRI|CARTER'S INC|EGAM|CBOE TRADING, INC.|9363
CRI|CARTER'S INC|EGAW|CBOE TRADING, INC.|29
CRI|CARTER'S INC|EGMT|EG MARKET TECHNOLOGIES LLC|2320
CRI|CARTER'S INC|EGXM|CBOE TRADING, INC.|1627
CRI|CARTER'S INC|ETBE|Electronic Transaction Clearing, Inc.|22441
CRI|CARTER'S INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
CRI|CARTER'S INC|ETCC|Electronic Transaction Clearing, Inc.|400
CRI|CARTER'S INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26850
CRI|CARTER'S INC|ETRS|E*Trade Securities LLC|7580
CRI|CARTER'S INC|FBSB|U.S. Bancorp Investments, Inc.|3
CRI|CARTER'S INC|FILL|Tradestation Securities, Inc.|756
CRI|CARTER'S INC|FMAF|NBCN Inc./ CDS|43
CRI|CARTER'S INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|67303
CRI|CARTER'S INC|FQLS|Quantlab Securities LP|282788
CRI|CARTER'S INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111209
CRI|CARTER'S INC|FTBR|Foliofn Investments, Inc.|761
CRI|CARTER'S INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6110
CRI|CARTER'S INC|GLPX|ACS EXECUTION SERVICES, LLC|46989
CRI|CARTER'S INC|GSCO|GOLDMAN SACHS & CO. LLC|667263
CRI|CARTER'S INC|GSCS|GOLDMAN SACHS & CO. LLC|5594
CRI|CARTER'S INC|GSLT|GOLDMAN SACHS & CO. LLC|4388
CRI|CARTER'S INC|GTSZ|GTS SECURITIES LLC|89708
CRI|CARTER'S INC|HRBF|American Enterprise Investment Services Inc.|872
CRI|CARTER'S INC|HSBC|HSBC Securities, Inc.|64
CRI|CARTER'S INC|IATS|INTERACTIVE BROKERS LLC|4943
CRI|CARTER'S INC|IBKR|Interactive Brokers Llc|4063
CRI|CARTER'S INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|335
CRI|CARTER'S INC|ICBX|INSTINET, LLC|35430
CRI|CARTER'S INC|IEQY|CITADEL SECURITIES LLC|62771
CRI|CARTER'S INC|INCA|INSTINET, LLC|323657
CRI|CARTER'S INC|INJX|INSTINET, LLC|4650
CRI|CARTER'S INC|ITGI|ITG Inc.|23074
CRI|CARTER'S INC|ITGP|ITG INC.|170800
CRI|CARTER'S INC|JANY|Janney Montgomery Scott Inc.|232
CRI|CARTER'S INC|JEFF|JEFFERIES LLC|209500
CRI|CARTER'S INC|JMPT|JUMP TRADING, LLC|44939
CRI|CARTER'S INC|JPBX|J.P. MORGAN SECURITIES LLC|126239
CRI|CARTER'S INC|JPMX|J.P. Morgan Securities LLC|592089
CRI|CARTER'S INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
CRI|CARTER'S INC|JSJX|JANE STREET CAPITAL LLC|12169
CRI|CARTER'S INC|JUTA|JUMP TRADING, LLC|2
CRI|CARTER'S INC|KCGM|VIRTU Americas LLC|42181
CRI|CARTER'S INC|LEHM|Barclays Capital Inc./Le|613659
CRI|CARTER'S INC|LIME|Lime Brokerage LLC|23193
CRI|CARTER'S INC|LQNA|LIQUIDNET, INC.|256600
CRI|CARTER'S INC|LSCI|Lek Securities Corporation|1
CRI|CARTER'S INC|MACC|Mid Atlantic Capital Corporation|25
CRI|CARTER'S INC|MACQ|Macquarie Capital (USA) Inc.|2700
CRI|CARTER'S INC|MAXM|Maxim Group LLC|158
CRI|CARTER'S INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98032
CRI|CARTER'S INC|MOTF|MOTIF INVESTING, INC.|3
CRI|CARTER'S INC|MSCO|MORGAN STANLEY & CO. LLC|1394338
CRI|CARTER'S INC|MSPL|MORGAN STANLEY & CO. LLC|430400
CRI|CARTER'S INC|MSTX|MORGAN STANLEY & CO. LLC|136400
CRI|CARTER'S INC|MULL|MARK J. MULLER EQUITIES, INC.|8910
CRI|CARTER'S INC|NFSC|National Financial Services LLC|32487
CRI|CARTER'S INC|NITE|VIRTU Americas LLC|177756
CRI|CARTER'S INC|NITP|VIRTU Americas LLC|100
CRI|CARTER'S INC|NQRB|Brut, LLC|10452
CRI|CARTER'S INC|NTBF|BMO Nesbitt Burns Inc./CDS|100
CRI|CARTER'S INC|OHOS|TWO SIGMA SECURITIES, LLC|16401
CRI|CARTER'S INC|OPCO|Oppenheimer & Co. Inc.|1366
CRI|CARTER'S INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|801
CRI|CARTER'S INC|PCPT|PHILLIP CAPITAL INC.|100
CRI|CARTER'S INC|PDQM|CODA MARKETS, INC.|135981
CRI|CARTER'S INC|PWJC|UBS Financial Services, Inc.|15
CRI|CARTER'S INC|QMSR|QUATTRO M SECURITIES INC.|5976
CRI|CARTER'S INC|RBCM|RBC CAPITAL MARKETS, LLC|2241
CRI|CARTER'S INC|RGLD|Regal Securities, Inc|100
CRI|CARTER'S INC|SAGL|SAGETRADER, LLC|5783
CRI|CARTER'S INC|SBSH|Citigroup Global Markets Inc.|125617
CRI|CARTER'S INC|SCMC|Scotia Capital Markets (USA) Inc.|200
CRI|CARTER'S INC|SGMT|GOLDMAN SACHS & CO. LLC|97271
CRI|CARTER'S INC|SPDR|SPEEDROUTE LLC|10495
CRI|CARTER'S INC|STFL|Stifel, Nicolaus & Company, Incorporated|654
CRI|CARTER'S INC|STKP|STOCKPILE INVESTMENTS, INC.|22
CRI|CARTER'S INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5215
CRI|CARTER'S INC|SWIM|TD Ameritrade, Inc.|5910
CRI|CARTER'S INC|SWST|Hilltop Securities Inc.|93
CRI|CARTER'S INC|TKNG|ALLY INVEST SECURITIES LLC|25
CRI|CARTER'S INC|TRBT|Tradebot Systems, Inc.|262143
CRI|CARTER'S INC|TRCM|TRC MARKETS LLC|57430
CRI|CARTER'S INC|UBSA|UBS SECURITIES LLC|680283
CRI|CARTER'S INC|UBSS|UBS Securities LLC|1106110
CRI|CARTER'S INC|VALX|VIRTU AMERICAS LLC|10695
CRI|CARTER'S INC|VGRD|Vanguard Marketing Corporation|1570
CRI|CARTER'S INC|VSIN|Vision Financial Markets Llc|2
CRI|CARTER'S INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1504
CRI|CARTER'S INC|WCHV|WELLS FARGO SECURITIES, LLC|9799
CRI|CARTER'S INC|WEDB|WEDBUSH SECURITIES INC.|508
CRI|CARTER'S INC|WEED|Weeden & Co.L.P.|1119
CRI|CARTER'S INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5756
CRI|CARTER'S INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15070
CRI|CARTER'S INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|69
CRI|CARTER'S INC|WSEA|WOLVERINE SECURITIES, LLC|257
CRI|CARTER'S INC|XIST|INSTINET, LLC|16600
CRI|CARTER'S INC|XPQR|Jump Trading|4603
CRI|CARTER'S INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|25706
CRI|CARTER'S INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10887
CRI|CARTER'S INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3036
CRIS|CURIS INC.|ADAM|CANACCORD GENUITY INC.|649
CRIS|CURIS INC.|ALTX|Alternet Securities Inc.|3509
CRIS|CURIS INC.|APCC|Apex Clearing Corporation|35836
CRIS|CURIS INC.|BARD|Robert W. Baird & Co. Incorporated|66822
CRIS|CURIS INC.|BATM|CBOE TRADING, INC.|989
CRIS|CURIS INC.|BAYC|BAY CREST PARTNERS, LLC|968
CRIS|CURIS INC.|BERN|Sanford C. Bernstein & Co., LLC|1600
CRIS|CURIS INC.|BIMI|Banca IMI Securities Corp.|34589
CRIS|CURIS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8840
CRIS|CURIS INC.|BMOC|BMO Capital Markets Corp.|4001
CRIS|CURIS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3696
CRIS|CURIS INC.|BTIG|BTIG, LLC|2277
CRIS|CURIS INC.|BYXM|CBOE TRADING, INC.|710
CRIS|CURIS INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|4100
CRIS|CURIS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|959
CRIS|CURIS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5451
CRIS|CURIS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82389
CRIS|CURIS INC.|CTDL|Citadel Derivatives Group Llc|17410
CRIS|CURIS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|10984
CRIS|CURIS INC.|DBAB|Deutsche Bank Securities Inc.|364334
CRIS|CURIS INC.|DBAX|Deutsche Bank Securities Inc.|27800
CRIS|CURIS INC.|DEAN|MORGAN STANLEY|833
CRIS|CURIS INC.|DEGS|RONIN PROFESSIONAL LLC|34879
CRIS|CURIS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16400
CRIS|CURIS INC.|EBXL|EBX LLC|36000
CRIS|CURIS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1269
CRIS|CURIS INC.|EDJO|Edward D. Jones & Co., L.P.|2341
CRIS|CURIS INC.|EGAM|CBOE TRADING, INC.|1476
CRIS|CURIS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
CRIS|CURIS INC.|EGXM|CBOE TRADING, INC.|1039
CRIS|CURIS INC.|ETBE|Electronic Transaction Clearing, Inc.|3420
CRIS|CURIS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2600
CRIS|CURIS INC.|ETRS|E*Trade Securities LLC|526375
CRIS|CURIS INC.|FBCO|Credit Suisse Securities (USA) LLC|193111
CRIS|CURIS INC.|FILL|Tradestation Securities, Inc.|4500
CRIS|CURIS INC.|FMAF|NBCN Inc./ CDS|168
CRIS|CURIS INC.|FOMA|TD AMERITRADE CLEARING, INC.|907746
CRIS|CURIS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12068
CRIS|CURIS INC.|FTBR|Foliofn Investments, Inc.|1452
CRIS|CURIS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|15024
CRIS|CURIS INC.|GLPX|ACS EXECUTION SERVICES, LLC|2292
CRIS|CURIS INC.|GSCO|GOLDMAN SACHS & CO. LLC|891960
CRIS|CURIS INC.|GSCS|GOLDMAN SACHS & CO. LLC|38622
CRIS|CURIS INC.|GSLT|GOLDMAN SACHS & CO. LLC|1016
CRIS|CURIS INC.|GTSZ|GTS SECURITIES LLC|732
CRIS|CURIS INC.|HAPX|HAP Trading, LLC|1797
CRIS|CURIS INC.|HRBF|American Enterprise Investment Services Inc.|6712
CRIS|CURIS INC.|HSBC|HSBC Securities, Inc.|600
CRIS|CURIS INC.|IATS|INTERACTIVE BROKERS LLC|15567
CRIS|CURIS INC.|IBKR|Interactive Brokers Llc|156099
CRIS|CURIS INC.|ICBX|INSTINET, LLC|8594
CRIS|CURIS INC.|IEQY|CITADEL SECURITIES LLC|2601
CRIS|CURIS INC.|INCA|INSTINET, LLC|84721
CRIS|CURIS INC.|INJX|INSTINET, LLC|911
CRIS|CURIS INC.|ITGI|ITG Inc.|173140
CRIS|CURIS INC.|ITGP|ITG INC.|34400
CRIS|CURIS INC.|JANY|Janney Montgomery Scott Inc.|1200
CRIS|CURIS INC.|JEFF|JEFFERIES LLC|2997
CRIS|CURIS INC.|JMPT|JUMP TRADING, LLC|10881
CRIS|CURIS INC.|JPBX|J.P. MORGAN SECURITIES LLC|878
CRIS|CURIS INC.|JPMX|J.P. Morgan Securities LLC|31846
CRIS|CURIS INC.|JSJX|JANE STREET CAPITAL LLC|2449
CRIS|CURIS INC.|KCGM|VIRTU Americas LLC|15373
CRIS|CURIS INC.|LEHM|Barclays Capital Inc./Le|592874
CRIS|CURIS INC.|LIME|Lime Brokerage LLC|151813
CRIS|CURIS INC.|LMGP|LIME BROKERAGE LLC|5100
CRIS|CURIS INC.|LOOP|Loop Capital Markets LLC|2316
CRIS|CURIS INC.|LSCI|Lek Securities Corporation|100
CRIS|CURIS INC.|MACQ|Macquarie Capital (USA) Inc.|2163
CRIS|CURIS INC.|MAXM|Maxim Group LLC|668
CRIS|CURIS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62580
CRIS|CURIS INC.|MOTF|MOTIF INVESTING, INC.|2
CRIS|CURIS INC.|MSCO|MORGAN STANLEY & CO. LLC|1431662
CRIS|CURIS INC.|MSPL|MORGAN STANLEY & CO. LLC|23700
CRIS|CURIS INC.|MSTX|MORGAN STANLEY & CO. LLC|92500
CRIS|CURIS INC.|NBCS|NBC Securities, INC.|800
CRIS|CURIS INC.|NFSC|National Financial Services LLC|361740
CRIS|CURIS INC.|NITE|VIRTU Americas LLC|900175
CRIS|CURIS INC.|NITP|VIRTU Americas LLC|10240
CRIS|CURIS INC.|NQRB|Brut, LLC|4164
CRIS|CURIS INC.|OPCO|Oppenheimer & Co. Inc.|616
CRIS|CURIS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6600
CRIS|CURIS INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|940
CRIS|CURIS INC.|PDQM|CODA MARKETS, INC.|4843
CRIS|CURIS INC.|PWJC|UBS Financial Services, Inc.|461
CRIS|CURIS INC.|RAJA|Raymond James & Associates, Inc.|949
CRIS|CURIS INC.|RBCM|RBC CAPITAL MARKETS, LLC|7366
CRIS|CURIS INC.|SAGL|SAGETRADER, LLC|843
CRIS|CURIS INC.|SBSH|Citigroup Global Markets Inc.|184308
CRIS|CURIS INC.|SGMT|GOLDMAN SACHS & CO. LLC|29869
CRIS|CURIS INC.|SPDR|SPEEDROUTE LLC|2909
CRIS|CURIS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4000
CRIS|CURIS INC.|SWIM|TD Ameritrade, Inc.|135167
CRIS|CURIS INC.|TKNG|ALLY INVEST SECURITIES LLC|1465
CRIS|CURIS INC.|TRBT|Tradebot Systems, Inc.|81226
CRIS|CURIS INC.|TRCM|TRC MARKETS LLC|45885
CRIS|CURIS INC.|UBSA|UBS SECURITIES LLC|205982
CRIS|CURIS INC.|UBSS|UBS Securities LLC|1452943
CRIS|CURIS INC.|VALX|VIRTU AMERICAS LLC|3870
CRIS|CURIS INC.|VGRD|Vanguard Marketing Corporation|25651
CRIS|CURIS INC.|WCHV|WELLS FARGO SECURITIES, LLC|27143
CRIS|CURIS INC.|WEDB|WEDBUSH SECURITIES INC.|2400
CRIS|CURIS INC.|WEED|Weeden & Co.L.P.|10
CRIS|CURIS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4210
CRIS|CURIS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4193
CRIS|CURIS INC.|WGIF|CIBC World Markets Inc.|4890
CRIS|CURIS INC.|WSEA|WOLVERINE SECURITIES, LLC|18208
CRIS|CURIS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
CRK|COMSTOCK RES|ALTX|Alternet Securities Inc.|7590
CRK|COMSTOCK RES|APCC|Apex Clearing Corporation|1742
CRK|COMSTOCK RES|BATM|CBOE TRADING, INC.|6784
CRK|COMSTOCK RES|BERN|Sanford C. Bernstein & Co., LLC|1569
CRK|COMSTOCK RES|BIMI|Banca IMI Securities Corp.|165
CRK|COMSTOCK RES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5964
CRK|COMSTOCK RES|BYXM|CBOE TRADING, INC.|850
CRK|COMSTOCK RES|CBRA|Cobra Trading, Inc.|2500
CRK|COMSTOCK RES|CHAS|Charles Schwab & Co., Inc.|4705
CRK|COMSTOCK RES|CIST|Capital Institutional Services, Inc.|7172
CRK|COMSTOCK RES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16607
CRK|COMSTOCK RES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|610
CRK|COMSTOCK RES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74508
CRK|COMSTOCK RES|CTDL|Citadel Derivatives Group Llc|435
CRK|COMSTOCK RES|CXCX|CITIGROUP GLOBAL MARKETS INC.|1644
CRK|COMSTOCK RES|DBAB|Deutsche Bank Securities Inc.|57828
CRK|COMSTOCK RES|DBAX|Deutsche Bank Securities Inc.|36800
CRK|COMSTOCK RES|DEAN|MORGAN STANLEY|1500
CRK|COMSTOCK RES|DEGS|RONIN PROFESSIONAL LLC|12388
CRK|COMSTOCK RES|EBXL|EBX LLC|35200
CRK|COMSTOCK RES|ECUT|CONVERGEX EXECUTION SOLUTIONS|58166
CRK|COMSTOCK RES|EDJO|Edward D. Jones & Co., L.P.|45423
CRK|COMSTOCK RES|EGAM|CBOE TRADING, INC.|15781
CRK|COMSTOCK RES|EGMT|EG MARKET TECHNOLOGIES LLC|400
CRK|COMSTOCK RES|EGXM|CBOE TRADING, INC.|5488
CRK|COMSTOCK RES|ETBE|Electronic Transaction Clearing, Inc.|4334
CRK|COMSTOCK RES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
CRK|COMSTOCK RES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6593
CRK|COMSTOCK RES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1473
CRK|COMSTOCK RES|ETRS|E*Trade Securities LLC|361691
CRK|COMSTOCK RES|FILL|Tradestation Securities, Inc.|10481
CRK|COMSTOCK RES|FMAF|NBCN Inc./ CDS|4575
CRK|COMSTOCK RES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1393
CRK|COMSTOCK RES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94909
CRK|COMSTOCK RES|FTBR|Foliofn Investments, Inc.|6462
CRK|COMSTOCK RES|GEBB|GLOBAL EXECUTION BROKERS, LP|2202
CRK|COMSTOCK RES|GLIS|TD Securities Inc|8875
CRK|COMSTOCK RES|GLPX|ACS EXECUTION SERVICES, LLC|32911
CRK|COMSTOCK RES|GSCO|GOLDMAN SACHS & CO. LLC|85663
CRK|COMSTOCK RES|GSCS|GOLDMAN SACHS & CO. LLC|13513
CRK|COMSTOCK RES|GSLT|GOLDMAN SACHS & CO. LLC|3491
CRK|COMSTOCK RES|GTSZ|GTS SECURITIES LLC|7857
CRK|COMSTOCK RES|HRBF|American Enterprise Investment Services Inc.|1910
CRK|COMSTOCK RES|IATS|INTERACTIVE BROKERS LLC|23582
CRK|COMSTOCK RES|IBKR|Interactive Brokers Llc|73132
CRK|COMSTOCK RES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
CRK|COMSTOCK RES|ICBX|INSTINET, LLC|7500
CRK|COMSTOCK RES|INCA|INSTINET, LLC|150037
CRK|COMSTOCK RES|ITGI|ITG Inc.|59602
CRK|COMSTOCK RES|ITGP|ITG INC.|51000
CRK|COMSTOCK RES|JEFF|JEFFERIES LLC|251
CRK|COMSTOCK RES|JMPT|JUMP TRADING, LLC|21377
CRK|COMSTOCK RES|JPBX|J.P. MORGAN SECURITIES LLC|3048
CRK|COMSTOCK RES|JPMX|J.P. Morgan Securities LLC|122624
CRK|COMSTOCK RES|JSJX|JANE STREET CAPITAL LLC|4950
CRK|COMSTOCK RES|KCGM|VIRTU Americas LLC|10434
CRK|COMSTOCK RES|LEHM|Barclays Capital Inc./Le|110920
CRK|COMSTOCK RES|LIME|Lime Brokerage LLC|12732
CRK|COMSTOCK RES|LSCI|Lek Securities Corporation|223
CRK|COMSTOCK RES|LTCO|Ladenburg, Thalmann & Co., Inc.|700
CRK|COMSTOCK RES|MBTS|ALLY INVEST SECURITIES LLC|1500
CRK|COMSTOCK RES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92012
CRK|COMSTOCK RES|MOTF|MOTIF INVESTING, INC.|21
CRK|COMSTOCK RES|MSCO|MORGAN STANLEY & CO. LLC|319435
CRK|COMSTOCK RES|MSPL|MORGAN STANLEY & CO. LLC|117600
CRK|COMSTOCK RES|MSTX|MORGAN STANLEY & CO. LLC|101100
CRK|COMSTOCK RES|NFSC|National Financial Services LLC|506137
CRK|COMSTOCK RES|NITE|VIRTU Americas LLC|1097165
CRK|COMSTOCK RES|NORT|Northland Securities, Inc.|500
CRK|COMSTOCK RES|NQRB|Brut, LLC|12826
CRK|COMSTOCK RES|NTBF|BMO Nesbitt Burns Inc./CDS|1605
CRK|COMSTOCK RES|NTRC|Northern Trust Securities, Inc.|20
CRK|COMSTOCK RES|OPCO|Oppenheimer & Co. Inc.|6069
CRK|COMSTOCK RES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
CRK|COMSTOCK RES|PDQM|CODA MARKETS, INC.|59687
CRK|COMSTOCK RES|PHLY|NASDAQ Execution Services, LLC|1000
CRK|COMSTOCK RES|RBCM|RBC CAPITAL MARKETS, LLC|16620
CRK|COMSTOCK RES|SAGL|SAGETRADER, LLC|7750
CRK|COMSTOCK RES|SBSH|Citigroup Global Markets Inc.|626
CRK|COMSTOCK RES|SGMT|GOLDMAN SACHS & CO. LLC|36129
CRK|COMSTOCK RES|SPDR|SPEEDROUTE LLC|4397
CRK|COMSTOCK RES|STFL|Stifel, Nicolaus & Company, Incorporated|850
CRK|COMSTOCK RES|SWIM|TD Ameritrade, Inc.|250274
CRK|COMSTOCK RES|SWST|Hilltop Securities Inc.|3110
CRK|COMSTOCK RES|TKNG|ALLY INVEST SECURITIES LLC|73119
CRK|COMSTOCK RES|TRBT|Tradebot Systems, Inc.|103509
CRK|COMSTOCK RES|TRCM|TRC MARKETS LLC|6393
CRK|COMSTOCK RES|TWTT|TASTYWORKS, INC.|860
CRK|COMSTOCK RES|UBSA|UBS SECURITIES LLC|172220
CRK|COMSTOCK RES|UBSS|UBS Securities LLC|290184
CRK|COMSTOCK RES|VALX|VIRTU AMERICAS LLC|6002
CRK|COMSTOCK RES|VGRD|Vanguard Marketing Corporation|33693
CRK|COMSTOCK RES|WCHV|WELLS FARGO SECURITIES, LLC|69888
CRK|COMSTOCK RES|WEED|Weeden & Co.L.P.|100
CRK|COMSTOCK RES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26615
CRK|COMSTOCK RES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31776
CRK|COMSTOCK RES|WGIF|CIBC World Markets Inc.|5419
CRK|COMSTOCK RES|WSEA|WOLVERINE SECURITIES, LLC|49385
CRK|COMSTOCK RES|XIST|INSTINET, LLC|2800
CRK|COMSTOCK RES|XPQR|Jump Trading|400
CRK|COMSTOCK RES|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
CRK|COMSTOCK RES|YKNA|COMHAR CAPITAL MARKETS, LLC|1555
CRL|CHARLES RIVER LAB|ABLE|NATIXIS Securities Americas LLC|44000
CRL|CHARLES RIVER LAB|ALTX|Alternet Securities Inc.|1900
CRL|CHARLES RIVER LAB|APCC|Apex Clearing Corporation|87
CRL|CHARLES RIVER LAB|BARD|Robert W. Baird & Co. Incorporated|234
CRL|CHARLES RIVER LAB|BATM|CBOE TRADING, INC.|2975
CRL|CHARLES RIVER LAB|BAYC|BAY CREST PARTNERS, LLC|12
CRL|CHARLES RIVER LAB|BBNT|BB&T SECURITIES, LLC|43
CRL|CHARLES RIVER LAB|BERN|Sanford C. Bernstein & Co., LLC|11789
CRL|CHARLES RIVER LAB|BKCM|BNY Mellon Capital Markets LLC|14572
CRL|CHARLES RIVER LAB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2140
CRL|CHARLES RIVER LAB|BLKX|INSTINET, LLC|27806
CRL|CHARLES RIVER LAB|BNPX|BNP PARIBAS SECURITIES CORP.|26505
CRL|CHARLES RIVER LAB|BTIG|BTIG, LLC|12462
CRL|CHARLES RIVER LAB|BYXM|CBOE TRADING, INC.|200
CRL|CHARLES RIVER LAB|BZYD|GOLDMAN SACHS & CO. LLC|500
CRL|CHARLES RIVER LAB|CANT|Cantor Fitzgerald & Co.|13
CRL|CHARLES RIVER LAB|CBLC|CITIGROUP GLOBAL MARKETS INC.|26524
CRL|CHARLES RIVER LAB|CHAS|Charles Schwab & Co., Inc.|264
CRL|CHARLES RIVER LAB|CIST|Capital Institutional Services, Inc.|2193
CRL|CHARLES RIVER LAB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36240
CRL|CHARLES RIVER LAB|CPET|CLEARPOOL EXECUTION SERVICES, LLC|856
CRL|CHARLES RIVER LAB|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CRL|CHARLES RIVER LAB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125945
CRL|CHARLES RIVER LAB|CTDL|Citadel Derivatives Group Llc|1795
CRL|CHARLES RIVER LAB|CXCX|CITIGROUP GLOBAL MARKETS INC.|12530
CRL|CHARLES RIVER LAB|DBAB|Deutsche Bank Securities Inc.|118899
CRL|CHARLES RIVER LAB|DBAX|Deutsche Bank Securities Inc.|104600
CRL|CHARLES RIVER LAB|DBUL|Deutsche Bank Securities Inc.|500
CRL|CHARLES RIVER LAB|DCHF|Dart Executions, LLC|743
CRL|CHARLES RIVER LAB|DEAN|MORGAN STANLEY|1076
CRL|CHARLES RIVER LAB|DEGS|RONIN PROFESSIONAL LLC|186
CRL|CHARLES RIVER LAB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27
CRL|CHARLES RIVER LAB|EBXL|EBX LLC|65100
CRL|CHARLES RIVER LAB|ECUT|CONVERGEX EXECUTION SOLUTIONS|2534
CRL|CHARLES RIVER LAB|EDJC|Edward Jones / CDS|5
CRL|CHARLES RIVER LAB|EDJO|Edward D. Jones & Co., L.P.|1591
CRL|CHARLES RIVER LAB|EGAM|CBOE TRADING, INC.|4187
CRL|CHARLES RIVER LAB|EGAW|CBOE TRADING, INC.|7
CRL|CHARLES RIVER LAB|EGMT|EG MARKET TECHNOLOGIES LLC|234
CRL|CHARLES RIVER LAB|EGXM|CBOE TRADING, INC.|400
CRL|CHARLES RIVER LAB|EGXW|CBOE TRADING, INC.|7
CRL|CHARLES RIVER LAB|ETBE|Electronic Transaction Clearing, Inc.|3798
CRL|CHARLES RIVER LAB|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12153
CRL|CHARLES RIVER LAB|ETRS|E*Trade Securities LLC|3360
CRL|CHARLES RIVER LAB|FILL|Tradestation Securities, Inc.|22
CRL|CHARLES RIVER LAB|FMAF|NBCN Inc./ CDS|4500
CRL|CHARLES RIVER LAB|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|376
CRL|CHARLES RIVER LAB|FQLS|Quantlab Securities LP|75592
CRL|CHARLES RIVER LAB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52070
CRL|CHARLES RIVER LAB|FTBR|Foliofn Investments, Inc.|863
CRL|CHARLES RIVER LAB|GLPX|ACS EXECUTION SERVICES, LLC|17440
CRL|CHARLES RIVER LAB|GSCO|GOLDMAN SACHS & CO. LLC|538045
CRL|CHARLES RIVER LAB|GSCS|GOLDMAN SACHS & CO. LLC|6
CRL|CHARLES RIVER LAB|GSLT|GOLDMAN SACHS & CO. LLC|1767
CRL|CHARLES RIVER LAB|GTSZ|GTS SECURITIES LLC|24773
CRL|CHARLES RIVER LAB|HRBF|American Enterprise Investment Services Inc.|321
CRL|CHARLES RIVER LAB|HSBC|HSBC Securities, Inc.|672
CRL|CHARLES RIVER LAB|IATS|INTERACTIVE BROKERS LLC|1611
CRL|CHARLES RIVER LAB|IBKR|Interactive Brokers Llc|1230
CRL|CHARLES RIVER LAB|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1451
CRL|CHARLES RIVER LAB|ICBX|INSTINET, LLC|10200
CRL|CHARLES RIVER LAB|IEQY|CITADEL SECURITIES LLC|30179
CRL|CHARLES RIVER LAB|INCA|INSTINET, LLC|77406
CRL|CHARLES RIVER LAB|INJX|INSTINET, LLC|4995
CRL|CHARLES RIVER LAB|ITGI|ITG Inc.|10523
CRL|CHARLES RIVER LAB|ITGP|ITG INC.|26200
CRL|CHARLES RIVER LAB|JANY|Janney Montgomery Scott Inc.|3
CRL|CHARLES RIVER LAB|JEFF|JEFFERIES LLC|56366
CRL|CHARLES RIVER LAB|JMPT|JUMP TRADING, LLC|22460
CRL|CHARLES RIVER LAB|JONE|JonesTrading|91800
CRL|CHARLES RIVER LAB|JPBX|J.P. MORGAN SECURITIES LLC|14788
CRL|CHARLES RIVER LAB|JPMX|J.P. Morgan Securities LLC|189132
CRL|CHARLES RIVER LAB|JSJX|JANE STREET CAPITAL LLC|3099
CRL|CHARLES RIVER LAB|KCGM|VIRTU Americas LLC|11662
CRL|CHARLES RIVER LAB|KING|C. L. King & Associates, Inc.|300
CRL|CHARLES RIVER LAB|LEHM|Barclays Capital Inc./Le|166450
CRL|CHARLES RIVER LAB|LIME|Lime Brokerage LLC|8869
CRL|CHARLES RIVER LAB|LQNA|LIQUIDNET, INC.|16500
CRL|CHARLES RIVER LAB|LSCI|Lek Securities Corporation|1
CRL|CHARLES RIVER LAB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30000
CRL|CHARLES RIVER LAB|MNDX|TJM Investments, LLC|1894
CRL|CHARLES RIVER LAB|MOTF|MOTIF INVESTING, INC.|5
CRL|CHARLES RIVER LAB|MSCO|MORGAN STANLEY & CO. LLC|367880
CRL|CHARLES RIVER LAB|MSPL|MORGAN STANLEY & CO. LLC|108600
CRL|CHARLES RIVER LAB|MSTX|MORGAN STANLEY & CO. LLC|18200
CRL|CHARLES RIVER LAB|NEUB|NEUBERGER BERMAN BD LLC|275
CRL|CHARLES RIVER LAB|NFSC|National Financial Services LLC|30475
CRL|CHARLES RIVER LAB|NITE|VIRTU Americas LLC|62665
CRL|CHARLES RIVER LAB|NITP|VIRTU Americas LLC|100
CRL|CHARLES RIVER LAB|NQRB|Brut, LLC|2397
CRL|CHARLES RIVER LAB|NTRC|Northern Trust Securities, Inc.|39
CRL|CHARLES RIVER LAB|OHOS|TWO SIGMA SECURITIES, LLC|7848
CRL|CHARLES RIVER LAB|OPCO|Oppenheimer & Co. Inc.|435
CRL|CHARLES RIVER LAB|PDQM|CODA MARKETS, INC.|70444
CRL|CHARLES RIVER LAB|PWJC|UBS Financial Services, Inc.|2250
CRL|CHARLES RIVER LAB|RBCM|RBC CAPITAL MARKETS, LLC|331
CRL|CHARLES RIVER LAB|SAGL|SAGETRADER, LLC|2161
CRL|CHARLES RIVER LAB|SALI|INTL FCSTONE FINANCIAL INC.|12
CRL|CHARLES RIVER LAB|SBSH|Citigroup Global Markets Inc.|54219
CRL|CHARLES RIVER LAB|SGMT|GOLDMAN SACHS & CO. LLC|33783
CRL|CHARLES RIVER LAB|SJLS|TRADE INFORMATICS LLC|100
CRL|CHARLES RIVER LAB|SPDR|SPEEDROUTE LLC|15901
CRL|CHARLES RIVER LAB|SPHN|Stephens Inc.|583
CRL|CHARLES RIVER LAB|SSBS|STATE STREET GLOBAL MARKETS, LLC|123
CRL|CHARLES RIVER LAB|STFL|Stifel, Nicolaus & Company, Incorporated|250
CRL|CHARLES RIVER LAB|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2825
CRL|CHARLES RIVER LAB|SWIM|TD Ameritrade, Inc.|2202
CRL|CHARLES RIVER LAB|SWST|Hilltop Securities Inc.|10
CRL|CHARLES RIVER LAB|TKNG|ALLY INVEST SECURITIES LLC|20
CRL|CHARLES RIVER LAB|TRBT|Tradebot Systems, Inc.|65901
CRL|CHARLES RIVER LAB|TRCM|TRC MARKETS LLC|18753
CRL|CHARLES RIVER LAB|UBSA|UBS SECURITIES LLC|173138
CRL|CHARLES RIVER LAB|UBSS|UBS Securities LLC|395472
CRL|CHARLES RIVER LAB|VALX|VIRTU AMERICAS LLC|4104
CRL|CHARLES RIVER LAB|VGRD|Vanguard Marketing Corporation|503
CRL|CHARLES RIVER LAB|WBLR|WILLIAM BLAIR|525
CRL|CHARLES RIVER LAB|WBPX|SUMMIT SECURITIES GROUP, LLC|257
CRL|CHARLES RIVER LAB|WCHV|WELLS FARGO SECURITIES, LLC|51179
CRL|CHARLES RIVER LAB|WDNX|WEEDEN & CO.L.P.|2986
CRL|CHARLES RIVER LAB|WEED|Weeden & Co.L.P.|2404
CRL|CHARLES RIVER LAB|WEXM|WOLVERINE EXECUTION SERVICES, LLC|717
CRL|CHARLES RIVER LAB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4539
CRL|CHARLES RIVER LAB|WLTH|WEALTHFRONT BROKERAGE CORPORATION|158
CRL|CHARLES RIVER LAB|WSEA|WOLVERINE SECURITIES, LLC|503
CRL|CHARLES RIVER LAB|XIST|INSTINET, LLC|18200
CRL|CHARLES RIVER LAB|XPQR|Jump Trading|700
CRL|CHARLES RIVER LAB|XSTM|NATIONAL FINANCIAL SERVICES LLC|15498
CRL|CHARLES RIVER LAB|YKNA|COMHAR CAPITAL MARKETS, LLC|8329
CRL|CHARLES RIVER LAB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1427
CRM|SALESFORCE.COM INC|ABLE|NATIXIS Securities Americas LLC|455347
CRM|SALESFORCE.COM INC|ACPL|American Capital Partners, LLC|2856
CRM|SALESFORCE.COM INC|ADAM|CANACCORD GENUITY INC.|1000
CRM|SALESFORCE.COM INC|AGIS|Aegis Capital Corp.|13655
CRM|SALESFORCE.COM INC|ALLN|Allen & Company LLC|5143
CRM|SALESFORCE.COM INC|ALTX|Alternet Securities Inc.|59469
CRM|SALESFORCE.COM INC|APCC|Apex Clearing Corporation|16470
CRM|SALESFORCE.COM INC|BANK|Primevest Financial Services, Inc.|857
CRM|SALESFORCE.COM INC|BARD|Robert W. Baird & Co. Incorporated|34251
CRM|SALESFORCE.COM INC|BATM|CBOE TRADING, INC.|26576
CRM|SALESFORCE.COM INC|BAYC|BAY CREST PARTNERS, LLC|2074
CRM|SALESFORCE.COM INC|BAYT|BTIG, LLC|1100
CRM|SALESFORCE.COM INC|BBNT|BB&T SECURITIES, LLC|2811
CRM|SALESFORCE.COM INC|BERN|Sanford C. Bernstein & Co., LLC|448292
CRM|SALESFORCE.COM INC|BIAD|SAGETRADER, LLC|856
CRM|SALESFORCE.COM INC|BIDS|BIDS TRADING L.P.|9500
CRM|SALESFORCE.COM INC|BIMI|Banca IMI Securities Corp.|7460
CRM|SALESFORCE.COM INC|BKCM|BNY Mellon Capital Markets LLC|179
CRM|SALESFORCE.COM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|118945
CRM|SALESFORCE.COM INC|BLKX|INSTINET, LLC|340844
CRM|SALESFORCE.COM INC|BMOC|BMO Capital Markets Corp.|1141
CRM|SALESFORCE.COM INC|BNPX|BNP PARIBAS SECURITIES CORP.|502572
CRM|SALESFORCE.COM INC|BRGE|Newbridge Securities Corp.|4323
CRM|SALESFORCE.COM INC|BTIG|BTIG, LLC|91121
CRM|SALESFORCE.COM INC|BYXM|CBOE TRADING, INC.|7971
CRM|SALESFORCE.COM INC|BZYD|GOLDMAN SACHS & CO. LLC|700
CRM|SALESFORCE.COM INC|CABR|Cabrera Capital Markets, Inc.|176
CRM|SALESFORCE.COM INC|CANT|Cantor Fitzgerald & Co.|10243
CRM|SALESFORCE.COM INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|42878
CRM|SALESFORCE.COM INC|CBRA|Cobra Trading, Inc.|800
CRM|SALESFORCE.COM INC|CHAS|Charles Schwab & Co., Inc.|23722
CRM|SALESFORCE.COM INC|CHDN|CHARDAN CAPITAL MARKETS LLC|100
CRM|SALESFORCE.COM INC|CIBP|CIBC World Markets Corp.|178071
CRM|SALESFORCE.COM INC|CICF|Canaccord Genuity Corp.|3942
CRM|SALESFORCE.COM INC|CIOI|CITIGROUP GLOBAL MARKETS INC|47500
CRM|SALESFORCE.COM INC|CIST|Capital Institutional Services, Inc.|9330
CRM|SALESFORCE.COM INC|CLSA|CLSA AMERICAS, LLC|1800
CRM|SALESFORCE.COM INC|CNFR|Cowen Prime Services LLC|4020
CRM|SALESFORCE.COM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|272518
CRM|SALESFORCE.COM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2766
CRM|SALESFORCE.COM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9094
CRM|SALESFORCE.COM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1435387
CRM|SALESFORCE.COM INC|CTDL|Citadel Derivatives Group Llc|41530
CRM|SALESFORCE.COM INC|CTLR|CUTLER GROUP, LP|186
CRM|SALESFORCE.COM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|143516
CRM|SALESFORCE.COM INC|DADA|D.A. Davidson & Co.|2470
CRM|SALESFORCE.COM INC|DAWA|Daiwa Capital Markets America Inc.|37682
CRM|SALESFORCE.COM INC|DBAB|Deutsche Bank Securities Inc.|963957
CRM|SALESFORCE.COM INC|DBAX|Deutsche Bank Securities Inc.|867200
CRM|SALESFORCE.COM INC|DBUL|Deutsche Bank Securities Inc.|1471
CRM|SALESFORCE.COM INC|DCHF|Dart Executions, LLC|3232
CRM|SALESFORCE.COM INC|DEAN|MORGAN STANLEY|134741
CRM|SALESFORCE.COM INC|DEGS|RONIN PROFESSIONAL LLC|1600
CRM|SALESFORCE.COM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25800
CRM|SALESFORCE.COM INC|DRWK|DRW SECURITIES, L.L.C.|9093
CRM|SALESFORCE.COM INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1900
CRM|SALESFORCE.COM INC|EBXL|EBX LLC|844100
CRM|SALESFORCE.COM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|56708
CRM|SALESFORCE.COM INC|EDJC|Edward Jones / CDS|1553
CRM|SALESFORCE.COM INC|EDJO|Edward D. Jones & Co., L.P.|22285
CRM|SALESFORCE.COM INC|EGAM|CBOE TRADING, INC.|59542
CRM|SALESFORCE.COM INC|EGAW|CBOE TRADING, INC.|737
CRM|SALESFORCE.COM INC|EGMT|EG MARKET TECHNOLOGIES LLC|3258
CRM|SALESFORCE.COM INC|EGXM|CBOE TRADING, INC.|38724
CRM|SALESFORCE.COM INC|EGXW|CBOE TRADING, INC.|500
CRM|SALESFORCE.COM INC|ESPO|ESPOSITO SECURITIES, LLC|274
CRM|SALESFORCE.COM INC|ETBE|Electronic Transaction Clearing, Inc.|137784
CRM|SALESFORCE.COM INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
CRM|SALESFORCE.COM INC|ETCB|ETC BROKERAGE SERVICES, LLC|49
CRM|SALESFORCE.COM INC|ETCC|Electronic Transaction Clearing, Inc.|243
CRM|SALESFORCE.COM INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1373
CRM|SALESFORCE.COM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|113653
CRM|SALESFORCE.COM INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1734
CRM|SALESFORCE.COM INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1574
CRM|SALESFORCE.COM INC|ETRS|E*Trade Securities LLC|3028391
CRM|SALESFORCE.COM INC|EVRS|E1 ASSET MANAGEMENT, INC.|110
CRM|SALESFORCE.COM INC|FBSB|U.S. Bancorp Investments, Inc.|339
CRM|SALESFORCE.COM INC|FIDT|Fidelity Clearing Canada ULC./ CDS|525
CRM|SALESFORCE.COM INC|FILL|Tradestation Securities, Inc.|70977
CRM|SALESFORCE.COM INC|FINX|FINTECH SECURITIES|1158
CRM|SALESFORCE.COM INC|FMAF|NBCN Inc./ CDS|13172
CRM|SALESFORCE.COM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|67623
CRM|SALESFORCE.COM INC|FQLS|Quantlab Securities LP|1043776
CRM|SALESFORCE.COM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|189527
CRM|SALESFORCE.COM INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|4439
CRM|SALESFORCE.COM INC|FTBR|Foliofn Investments, Inc.|6079
CRM|SALESFORCE.COM INC|GARC|ICAP Corporates LLC|675
CRM|SALESFORCE.COM INC|GBMT|GBM International, Inc.|3101
CRM|SALESFORCE.COM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|35525
CRM|SALESFORCE.COM INC|GLIS|TD Securities Inc|17633
CRM|SALESFORCE.COM INC|GLPX|ACS EXECUTION SERVICES, LLC|213367
CRM|SALESFORCE.COM INC|GSCO|GOLDMAN SACHS & CO. LLC|6352744
CRM|SALESFORCE.COM INC|GSCS|GOLDMAN SACHS & CO. LLC|52577
CRM|SALESFORCE.COM INC|GSLT|GOLDMAN SACHS & CO. LLC|72866
CRM|SALESFORCE.COM INC|GTSZ|GTS SECURITIES LLC|718303
CRM|SALESFORCE.COM INC|HAPX|HAP Trading, LLC|4354
CRM|SALESFORCE.COM INC|HRBF|American Enterprise Investment Services Inc.|72228
CRM|SALESFORCE.COM INC|HSBC|HSBC Securities, Inc.|45073
CRM|SALESFORCE.COM INC|IATS|INTERACTIVE BROKERS LLC|129087
CRM|SALESFORCE.COM INC|IBKR|Interactive Brokers Llc|178432
CRM|SALESFORCE.COM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7281
CRM|SALESFORCE.COM INC|ICBX|INSTINET, LLC|346909
CRM|SALESFORCE.COM INC|IEQY|CITADEL SECURITIES LLC|279085
CRM|SALESFORCE.COM INC|INCA|INSTINET, LLC|1309118
CRM|SALESFORCE.COM INC|INJX|INSTINET, LLC|21107
CRM|SALESFORCE.COM INC|INTL|INTL FCSTONE FINANCIAL INC.|21
CRM|SALESFORCE.COM INC|ITGI|ITG Inc.|304247
CRM|SALESFORCE.COM INC|ITGP|ITG INC.|659800
CRM|SALESFORCE.COM INC|JANY|Janney Montgomery Scott Inc.|18990
CRM|SALESFORCE.COM INC|JEFF|JEFFERIES LLC|280867
CRM|SALESFORCE.COM INC|JMPT|JUMP TRADING, LLC|193882
CRM|SALESFORCE.COM INC|JONE|JonesTrading|8292
CRM|SALESFORCE.COM INC|JPBX|J.P. MORGAN SECURITIES LLC|499456
CRM|SALESFORCE.COM INC|JPMX|J.P. Morgan Securities LLC|2537084
CRM|SALESFORCE.COM INC|JRCO|Johnson Rice & Company L.L.C.|1500
CRM|SALESFORCE.COM INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|47472
CRM|SALESFORCE.COM INC|JSJX|JANE STREET CAPITAL LLC|448883
CRM|SALESFORCE.COM INC|JUTA|JUMP TRADING, LLC|21565
CRM|SALESFORCE.COM INC|KCGM|VIRTU Americas LLC|331526
CRM|SALESFORCE.COM INC|LEHM|Barclays Capital Inc./Le|2773976
CRM|SALESFORCE.COM INC|LIME|Lime Brokerage LLC|101480
CRM|SALESFORCE.COM INC|LIWD|LIME BROKERAGE LLC|267
CRM|SALESFORCE.COM INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|46058
CRM|SALESFORCE.COM INC|LOOP|Loop Capital Markets LLC|841
CRM|SALESFORCE.COM INC|LQNA|LIQUIDNET, INC.|354100
CRM|SALESFORCE.COM INC|LSCI|Lek Securities Corporation|243096
CRM|SALESFORCE.COM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3173
CRM|SALESFORCE.COM INC|MACC|Mid Atlantic Capital Corporation|14747
CRM|SALESFORCE.COM INC|MACQ|Macquarie Capital (USA) Inc.|13238
CRM|SALESFORCE.COM INC|MAXM|Maxim Group LLC|60451
CRM|SALESFORCE.COM INC|MBTS|ALLY INVEST SECURITIES LLC|1660
CRM|SALESFORCE.COM INC|MCMF|Raymond James Ltd. Cds|10574
CRM|SALESFORCE.COM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|743467
CRM|SALESFORCE.COM INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|10268
CRM|SALESFORCE.COM INC|MOTF|MOTIF INVESTING, INC.|379
CRM|SALESFORCE.COM INC|MPSG|E D & F Man Capital Markets Inc.|6929
CRM|SALESFORCE.COM INC|MSCO|MORGAN STANLEY & CO. LLC|7563137
CRM|SALESFORCE.COM INC|MSPL|MORGAN STANLEY & CO. LLC|898700
CRM|SALESFORCE.COM INC|MSTX|MORGAN STANLEY & CO. LLC|689500
CRM|SALESFORCE.COM INC|NATL|National Securities Corporation|2237
CRM|SALESFORCE.COM INC|NBCS|NBC Securities, INC.|69
CRM|SALESFORCE.COM INC|NEED|Needham & Company, LLC|24272
CRM|SALESFORCE.COM INC|NEUB|NEUBERGER BERMAN BD LLC|66
CRM|SALESFORCE.COM INC|NFSC|National Financial Services LLC|1896873
CRM|SALESFORCE.COM INC|NITE|VIRTU Americas LLC|4555537
CRM|SALESFORCE.COM INC|NITP|VIRTU Americas LLC|532
CRM|SALESFORCE.COM INC|NMRA|Nomura Securities International, Inc.|7300
CRM|SALESFORCE.COM INC|NQRB|Brut, LLC|75759
CRM|SALESFORCE.COM INC|NTBF|BMO Nesbitt Burns Inc./CDS|10808
CRM|SALESFORCE.COM INC|NTRC|Northern Trust Securities, Inc.|12354
CRM|SALESFORCE.COM INC|OHOS|TWO SIGMA SECURITIES, LLC|322749
CRM|SALESFORCE.COM INC|OPCO|Oppenheimer & Co. Inc.|38472
CRM|SALESFORCE.COM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1725
CRM|SALESFORCE.COM INC|PCFF|Pacific International Securities Inc./CDS|70
CRM|SALESFORCE.COM INC|PCPT|PHILLIP CAPITAL INC.|902
CRM|SALESFORCE.COM INC|PDQM|CODA MARKETS, INC.|310846
CRM|SALESFORCE.COM INC|PHLY|NASDAQ Execution Services, LLC|35740
CRM|SALESFORCE.COM INC|PICT|Pictet Overseas Inc.|181
CRM|SALESFORCE.COM INC|PIPR|Piper Jaffray & Co.|9111
CRM|SALESFORCE.COM INC|PWJC|UBS Financial Services, Inc.|39745
CRM|SALESFORCE.COM INC|QMSR|QUATTRO M SECURITIES INC.|5921
CRM|SALESFORCE.COM INC|RBCM|RBC CAPITAL MARKETS, LLC|44549
CRM|SALESFORCE.COM INC|RDBN|Redburn Partners (USA) LP|2300
CRM|SALESFORCE.COM INC|RGLD|Regal Securities, Inc|5082
CRM|SALESFORCE.COM INC|RHCO|Suntrust Robinson Humphrey, Inc.|210
CRM|SALESFORCE.COM INC|RJLC|RJL CAPITAL GROUP, LLC|600
CRM|SALESFORCE.COM INC|SAGL|SAGETRADER, LLC|111951
CRM|SALESFORCE.COM INC|SAGW|SAGETRADER, LLC|4505
CRM|SALESFORCE.COM INC|SALI|INTL FCSTONE FINANCIAL INC.|1375
CRM|SALESFORCE.COM INC|SBRX|MURIEL SIEBERT & CO INC|625
CRM|SALESFORCE.COM INC|SBSH|Citigroup Global Markets Inc.|1210383
CRM|SALESFORCE.COM INC|SEIC|SEI Investments Distribution Co.|6262
CRM|SALESFORCE.COM INC|SGMT|GOLDMAN SACHS & CO. LLC|508430
CRM|SALESFORCE.COM INC|SJLS|TRADE INFORMATICS LLC|4300
CRM|SALESFORCE.COM INC|SOGO|Wang Investment Associates, Inc.|70
CRM|SALESFORCE.COM INC|SPDR|SPEEDROUTE LLC|93658
CRM|SALESFORCE.COM INC|SPHN|Stephens Inc.|3185
CRM|SALESFORCE.COM INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1900
CRM|SALESFORCE.COM INC|STFL|Stifel, Nicolaus & Company, Incorporated|57813
CRM|SALESFORCE.COM INC|STKP|STOCKPILE INVESTMENTS, INC.|450
CRM|SALESFORCE.COM INC|STXG|Stockcross Financial Services, Inc.|155
CRM|SALESFORCE.COM INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8724
CRM|SALESFORCE.COM INC|SWIM|TD Ameritrade, Inc.|574085
CRM|SALESFORCE.COM INC|SWST|Hilltop Securities Inc.|37381
CRM|SALESFORCE.COM INC|TAGC|TELSEY ADVISORY GROUP LLC|30
CRM|SALESFORCE.COM INC|TKNG|ALLY INVEST SECURITIES LLC|15186
CRM|SALESFORCE.COM INC|TOUR|TOURMALINE PARTNERS, LLC|13590
CRM|SALESFORCE.COM INC|TRBT|Tradebot Systems, Inc.|756386
CRM|SALESFORCE.COM INC|TRCM|TRC MARKETS LLC|779250
CRM|SALESFORCE.COM INC|TWTT|TASTYWORKS, INC.|4722
CRM|SALESFORCE.COM INC|UBSA|UBS SECURITIES LLC|2599482
CRM|SALESFORCE.COM INC|UBSS|UBS Securities LLC|3368802
CRM|SALESFORCE.COM INC|VALX|VIRTU AMERICAS LLC|32871
CRM|SALESFORCE.COM INC|VERT|The Vertical Trading Group, LLC|361
CRM|SALESFORCE.COM INC|VGRD|Vanguard Marketing Corporation|183920
CRM|SALESFORCE.COM INC|VSIN|Vision Financial Markets Llc|28
CRM|SALESFORCE.COM INC|WABR|Wall Street Access|500
CRM|SALESFORCE.COM INC|WBET|Wallachbeth Capital LLC|382
CRM|SALESFORCE.COM INC|WBLR|WILLIAM BLAIR|5142
CRM|SALESFORCE.COM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|8615
CRM|SALESFORCE.COM INC|WCHV|WELLS FARGO SECURITIES, LLC|443509
CRM|SALESFORCE.COM INC|WDNX|WEEDEN & CO.L.P.|17622
CRM|SALESFORCE.COM INC|WEDB|WEDBUSH SECURITIES INC.|17280
CRM|SALESFORCE.COM INC|WEED|Weeden & Co.L.P.|33066
CRM|SALESFORCE.COM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|118556
CRM|SALESFORCE.COM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|93245
CRM|SALESFORCE.COM INC|WGIF|CIBC World Markets Inc.|11065
CRM|SALESFORCE.COM INC|WHOT|JUST2TRADE, INC.|6
CRM|SALESFORCE.COM INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1706
CRM|SALESFORCE.COM INC|WOLF|Wolfe Trahan Securities|400
CRM|SALESFORCE.COM INC|WSAG|WALL STREET ACCESS|2677
CRM|SALESFORCE.COM INC|WSEA|WOLVERINE SECURITIES, LLC|55627
CRM|SALESFORCE.COM INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1032
CRM|SALESFORCE.COM INC|XIST|INSTINET, LLC|74030
CRM|SALESFORCE.COM INC|XPQR|Jump Trading|2450
CRM|SALESFORCE.COM INC|XPUS|XP SECURITIES, LLC|25148
CRM|SALESFORCE.COM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|554662
CRM|SALESFORCE.COM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|7950
CRM|SALESFORCE.COM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53985
CRMD|CORMEDIX INC.|AGIS|Aegis Capital Corp.|292773
CRMD|CORMEDIX INC.|ALTX|Alternet Securities Inc.|1600
CRMD|CORMEDIX INC.|APCC|Apex Clearing Corporation|308640
CRMD|CORMEDIX INC.|BATM|CBOE TRADING, INC.|29519
CRMD|CORMEDIX INC.|BAYT|BTIG, LLC|6885
CRMD|CORMEDIX INC.|BIAD|SAGETRADER, LLC|500
CRMD|CORMEDIX INC.|BIMI|Banca IMI Securities Corp.|38804
CRMD|CORMEDIX INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53856
CRMD|CORMEDIX INC.|BLKX|INSTINET, LLC|56666
CRMD|CORMEDIX INC.|BYXM|CBOE TRADING, INC.|1380
CRMD|CORMEDIX INC.|CHAS|Charles Schwab & Co., Inc.|26501
CRMD|CORMEDIX INC.|CMPT|Compass Point Research & Trading, LLC|7200
CRMD|CORMEDIX INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1255000
CRMD|CORMEDIX INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|75588
CRMD|CORMEDIX INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|90485
CRMD|CORMEDIX INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125398
CRMD|CORMEDIX INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|68624
CRMD|CORMEDIX INC.|DBAB|Deutsche Bank Securities Inc.|103778
CRMD|CORMEDIX INC.|DBAX|Deutsche Bank Securities Inc.|215900
CRMD|CORMEDIX INC.|DEAN|MORGAN STANLEY|8350
CRMD|CORMEDIX INC.|DEGS|RONIN PROFESSIONAL LLC|3779
CRMD|CORMEDIX INC.|EBXL|EBX LLC|194300
CRMD|CORMEDIX INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
CRMD|CORMEDIX INC.|EDJO|Edward D. Jones & Co., L.P.|1086
CRMD|CORMEDIX INC.|EGAM|CBOE TRADING, INC.|22343
CRMD|CORMEDIX INC.|EGXM|CBOE TRADING, INC.|146733
CRMD|CORMEDIX INC.|EGXW|CBOE TRADING, INC.|100
CRMD|CORMEDIX INC.|ETRS|E*Trade Securities LLC|5330544
CRMD|CORMEDIX INC.|FBRC|B. RILEY FBR, INC.|18000
CRMD|CORMEDIX INC.|FILL|Tradestation Securities, Inc.|62601
CRMD|CORMEDIX INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39692
CRMD|CORMEDIX INC.|FTBR|Foliofn Investments, Inc.|552
CRMD|CORMEDIX INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|11970
CRMD|CORMEDIX INC.|GLIS|TD Securities Inc|172383
CRMD|CORMEDIX INC.|GLPX|ACS EXECUTION SERVICES, LLC|900
CRMD|CORMEDIX INC.|GSCO|GOLDMAN SACHS & CO. LLC|19137
CRMD|CORMEDIX INC.|GSCS|GOLDMAN SACHS & CO. LLC|400
CRMD|CORMEDIX INC.|GSLT|GOLDMAN SACHS & CO. LLC|91267
CRMD|CORMEDIX INC.|IATS|INTERACTIVE BROKERS LLC|181522
CRMD|CORMEDIX INC.|IBKR|Interactive Brokers Llc|348049
CRMD|CORMEDIX INC.|ICBX|INSTINET, LLC|398584
CRMD|CORMEDIX INC.|INCA|INSTINET, LLC|94955
CRMD|CORMEDIX INC.|ITGI|ITG Inc.|800
CRMD|CORMEDIX INC.|ITGP|ITG INC.|31400
CRMD|CORMEDIX INC.|JMPT|JUMP TRADING, LLC|18326
CRMD|CORMEDIX INC.|JONE|JonesTrading|233984
CRMD|CORMEDIX INC.|JPMX|J.P. Morgan Securities LLC|74414
CRMD|CORMEDIX INC.|KCGM|VIRTU Americas LLC|341719
CRMD|CORMEDIX INC.|LAFC|R. F. Lafferty & Co., Inc.|13900
CRMD|CORMEDIX INC.|LEHM|Barclays Capital Inc./Le|119267
CRMD|CORMEDIX INC.|LIME|Lime Brokerage LLC|3103
CRMD|CORMEDIX INC.|LSCI|Lek Securities Corporation|4000
CRMD|CORMEDIX INC.|MAXM|Maxim Group LLC|300929
CRMD|CORMEDIX INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|258262
CRMD|CORMEDIX INC.|MSCO|MORGAN STANLEY & CO. LLC|1323606
CRMD|CORMEDIX INC.|MSPL|MORGAN STANLEY & CO. LLC|900
CRMD|CORMEDIX INC.|NFSC|National Financial Services LLC|3358497
CRMD|CORMEDIX INC.|NITE|VIRTU Americas LLC|5245428
CRMD|CORMEDIX INC.|NORT|Northland Securities, Inc.|81711
CRMD|CORMEDIX INC.|NQRB|Brut, LLC|13600
CRMD|CORMEDIX INC.|NTBF|BMO Nesbitt Burns Inc./CDS|8630
CRMD|CORMEDIX INC.|PDQM|CODA MARKETS, INC.|372933
CRMD|CORMEDIX INC.|PHLY|NASDAQ Execution Services, LLC|3400
CRMD|CORMEDIX INC.|PWJC|UBS Financial Services, Inc.|7000
CRMD|CORMEDIX INC.|RBCM|RBC CAPITAL MARKETS, LLC|101231
CRMD|CORMEDIX INC.|SBSH|Citigroup Global Markets Inc.|55791
CRMD|CORMEDIX INC.|SGMT|GOLDMAN SACHS & CO. LLC|23930
CRMD|CORMEDIX INC.|SPDR|SPEEDROUTE LLC|32100
CRMD|CORMEDIX INC.|STFL|Stifel, Nicolaus & Company, Incorporated|10000
CRMD|CORMEDIX INC.|SWIM|TD Ameritrade, Inc.|2408449
CRMD|CORMEDIX INC.|SWST|Hilltop Securities Inc.|16200
CRMD|CORMEDIX INC.|TKNG|ALLY INVEST SECURITIES LLC|86781
CRMD|CORMEDIX INC.|TTUC|CUTTONE & CO., INC.|39876
CRMD|CORMEDIX INC.|TWTT|TASTYWORKS, INC.|13000
CRMD|CORMEDIX INC.|UBSA|UBS SECURITIES LLC|527553
CRMD|CORMEDIX INC.|UBSS|UBS Securities LLC|520881
CRMD|CORMEDIX INC.|VGRD|Vanguard Marketing Corporation|332739
CRMD|CORMEDIX INC.|VSIN|Vision Financial Markets Llc|2
CRMD|CORMEDIX INC.|WCHV|WELLS FARGO SECURITIES, LLC|60816
CRMD|CORMEDIX INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|205791
CRMD|CORMEDIX INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2621
CRMD|CORMEDIX INC.|WGIF|CIBC World Markets Inc.|45241
CRMD|CORMEDIX INC.|WSEA|WOLVERINE SECURITIES, LLC|161624
CRMD|CORMEDIX INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|87260
CRMD|CORMEDIX INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
CRMT|AMERICA'S CAR-MART##|ALTX|Alternet Securities Inc.|100
CRMT|AMERICA'S CAR-MART##|APCC|Apex Clearing Corporation|21
CRMT|AMERICA'S CAR-MART##|BARD|Robert W. Baird & Co. Incorporated|400
CRMT|AMERICA'S CAR-MART##|BATM|CBOE TRADING, INC.|388
CRMT|AMERICA'S CAR-MART##|BERN|Sanford C. Bernstein & Co., LLC|1526
CRMT|AMERICA'S CAR-MART##|BMOC|BMO Capital Markets Corp.|1084
CRMT|AMERICA'S CAR-MART##|BNPX|BNP PARIBAS SECURITIES CORP.|586
CRMT|AMERICA'S CAR-MART##|BTIG|BTIG, LLC|771
CRMT|AMERICA'S CAR-MART##|BYXM|CBOE TRADING, INC.|183
CRMT|AMERICA'S CAR-MART##|BZYD|GOLDMAN SACHS & CO. LLC|1469
CRMT|AMERICA'S CAR-MART##|CANT|Cantor Fitzgerald & Co.|1538
CRMT|AMERICA'S CAR-MART##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1903
CRMT|AMERICA'S CAR-MART##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1985
CRMT|AMERICA'S CAR-MART##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7908
CRMT|AMERICA'S CAR-MART##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30610
CRMT|AMERICA'S CAR-MART##|CTDL|Citadel Derivatives Group Llc|752
CRMT|AMERICA'S CAR-MART##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3238
CRMT|AMERICA'S CAR-MART##|DBAB|Deutsche Bank Securities Inc.|32514
CRMT|AMERICA'S CAR-MART##|DBAX|Deutsche Bank Securities Inc.|14200
CRMT|AMERICA'S CAR-MART##|DBUL|Deutsche Bank Securities Inc.|1223
CRMT|AMERICA'S CAR-MART##|DEAN|MORGAN STANLEY|82
CRMT|AMERICA'S CAR-MART##|DEGS|RONIN PROFESSIONAL LLC|2483
CRMT|AMERICA'S CAR-MART##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
CRMT|AMERICA'S CAR-MART##|EBXL|EBX LLC|5600
CRMT|AMERICA'S CAR-MART##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1156
CRMT|AMERICA'S CAR-MART##|EDJO|Edward D. Jones & Co., L.P.|2600
CRMT|AMERICA'S CAR-MART##|EGAM|CBOE TRADING, INC.|121
CRMT|AMERICA'S CAR-MART##|EGMT|EG MARKET TECHNOLOGIES LLC|350
CRMT|AMERICA'S CAR-MART##|EGXM|CBOE TRADING, INC.|204
CRMT|AMERICA'S CAR-MART##|EGXW|CBOE TRADING, INC.|102
CRMT|AMERICA'S CAR-MART##|ETBE|Electronic Transaction Clearing, Inc.|110
CRMT|AMERICA'S CAR-MART##|ETRS|E*Trade Securities LLC|76
CRMT|AMERICA'S CAR-MART##|FBCO|Credit Suisse Securities (USA) LLC|22127
CRMT|AMERICA'S CAR-MART##|FOMA|TD AMERITRADE CLEARING, INC.|66228
CRMT|AMERICA'S CAR-MART##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CRMT|AMERICA'S CAR-MART##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7322
CRMT|AMERICA'S CAR-MART##|FTBR|Foliofn Investments, Inc.|1223
CRMT|AMERICA'S CAR-MART##|GEBB|GLOBAL EXECUTION BROKERS, LP|2116
CRMT|AMERICA'S CAR-MART##|GLPX|ACS EXECUTION SERVICES, LLC|171
CRMT|AMERICA'S CAR-MART##|GSCO|GOLDMAN SACHS & CO. LLC|81604
CRMT|AMERICA'S CAR-MART##|GSCS|GOLDMAN SACHS & CO. LLC|3297
CRMT|AMERICA'S CAR-MART##|GSLT|GOLDMAN SACHS & CO. LLC|120
CRMT|AMERICA'S CAR-MART##|GTSZ|GTS SECURITIES LLC|1161
CRMT|AMERICA'S CAR-MART##|IATS|INTERACTIVE BROKERS LLC|4722
CRMT|AMERICA'S CAR-MART##|IBKR|Interactive Brokers Llc|19278
CRMT|AMERICA'S CAR-MART##|ICBX|INSTINET, LLC|2100
CRMT|AMERICA'S CAR-MART##|IEQY|CITADEL SECURITIES LLC|4663
CRMT|AMERICA'S CAR-MART##|INCA|INSTINET, LLC|28584
CRMT|AMERICA'S CAR-MART##|INJX|INSTINET, LLC|7076
CRMT|AMERICA'S CAR-MART##|ITGI|ITG Inc.|11063
CRMT|AMERICA'S CAR-MART##|ITGP|ITG INC.|9200
CRMT|AMERICA'S CAR-MART##|JEFF|JEFFERIES LLC|7320
CRMT|AMERICA'S CAR-MART##|JSJX|JANE STREET CAPITAL LLC|2660
CRMT|AMERICA'S CAR-MART##|KCGM|VIRTU Americas LLC|4568
CRMT|AMERICA'S CAR-MART##|LEHM|Barclays Capital Inc./Le|56506
CRMT|AMERICA'S CAR-MART##|LIME|Lime Brokerage LLC|27115
CRMT|AMERICA'S CAR-MART##|LOOP|Loop Capital Markets LLC|646
CRMT|AMERICA'S CAR-MART##|LSCI|Lek Securities Corporation|3
CRMT|AMERICA'S CAR-MART##|MAXM|Maxim Group LLC|588
CRMT|AMERICA'S CAR-MART##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21000
CRMT|AMERICA'S CAR-MART##|MSCO|MORGAN STANLEY & CO. LLC|102802
CRMT|AMERICA'S CAR-MART##|MSPL|MORGAN STANLEY & CO. LLC|32700
CRMT|AMERICA'S CAR-MART##|MSTX|MORGAN STANLEY & CO. LLC|1000
CRMT|AMERICA'S CAR-MART##|NFSC|National Financial Services LLC|6650
CRMT|AMERICA'S CAR-MART##|NITE|VIRTU Americas LLC|75708
CRMT|AMERICA'S CAR-MART##|NITP|VIRTU Americas LLC|200
CRMT|AMERICA'S CAR-MART##|NQRB|Brut, LLC|100
CRMT|AMERICA'S CAR-MART##|OPCO|Oppenheimer & Co. Inc.|362
CRMT|AMERICA'S CAR-MART##|PDQM|CODA MARKETS, INC.|1333
CRMT|AMERICA'S CAR-MART##|RBCM|RBC CAPITAL MARKETS, LLC|100
CRMT|AMERICA'S CAR-MART##|SAGW|SAGETRADER, LLC|130
CRMT|AMERICA'S CAR-MART##|SBSH|Citigroup Global Markets Inc.|37611
CRMT|AMERICA'S CAR-MART##|SGMT|GOLDMAN SACHS & CO. LLC|10414
CRMT|AMERICA'S CAR-MART##|SPDR|SPEEDROUTE LLC|1306
CRMT|AMERICA'S CAR-MART##|SPHN|Stephens Inc.|911
CRMT|AMERICA'S CAR-MART##|STFL|Stifel, Nicolaus & Company, Incorporated|200
CRMT|AMERICA'S CAR-MART##|SWIM|TD Ameritrade, Inc.|61153
CRMT|AMERICA'S CAR-MART##|SWST|Hilltop Securities Inc.|1560
CRMT|AMERICA'S CAR-MART##|TKNG|ALLY INVEST SECURITIES LLC|70
CRMT|AMERICA'S CAR-MART##|TRBT|Tradebot Systems, Inc.|3888
CRMT|AMERICA'S CAR-MART##|TRCM|TRC MARKETS LLC|18987
CRMT|AMERICA'S CAR-MART##|UBSA|UBS SECURITIES LLC|54336
CRMT|AMERICA'S CAR-MART##|UBSS|UBS Securities LLC|110901
CRMT|AMERICA'S CAR-MART##|VALX|VIRTU AMERICAS LLC|2682
CRMT|AMERICA'S CAR-MART##|VGRD|Vanguard Marketing Corporation|469
CRMT|AMERICA'S CAR-MART##|WCHV|WELLS FARGO SECURITIES, LLC|4526
CRMT|AMERICA'S CAR-MART##|WEED|Weeden & Co.L.P.|2700
CRMT|AMERICA'S CAR-MART##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|545
CRMT|AMERICA'S CAR-MART##|WSEA|WOLVERINE SECURITIES, LLC|95
CRMT|AMERICA'S CAR-MART##|XIST|INSTINET, LLC|9600
CRMT|AMERICA'S CAR-MART##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CRNT|CERAGON NETWORKS LTD|ALTX|Alternet Securities Inc.|5467
CRNT|CERAGON NETWORKS LTD|APCC|Apex Clearing Corporation|66930
CRNT|CERAGON NETWORKS LTD|BATM|CBOE TRADING, INC.|1589
CRNT|CERAGON NETWORKS LTD|BAYT|BTIG, LLC|2400
CRNT|CERAGON NETWORKS LTD|BERN|Sanford C. Bernstein & Co., LLC|14478
CRNT|CERAGON NETWORKS LTD|BIMI|Banca IMI Securities Corp.|500
CRNT|CERAGON NETWORKS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12488
CRNT|CERAGON NETWORKS LTD|BRGE|Newbridge Securities Corp.|32026
CRNT|CERAGON NETWORKS LTD|BYXM|CBOE TRADING, INC.|114
CRNT|CERAGON NETWORKS LTD|BZYD|GOLDMAN SACHS & CO. LLC|11667
CRNT|CERAGON NETWORKS LTD|CANT|Cantor Fitzgerald & Co.|1464
CRNT|CERAGON NETWORKS LTD|CHAS|Charles Schwab & Co., Inc.|1769
CRNT|CERAGON NETWORKS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13207
CRNT|CERAGON NETWORKS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1210
CRNT|CERAGON NETWORKS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|379
CRNT|CERAGON NETWORKS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128428
CRNT|CERAGON NETWORKS LTD|CTDL|Citadel Derivatives Group Llc|19568
CRNT|CERAGON NETWORKS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|13580
CRNT|CERAGON NETWORKS LTD|DBAB|Deutsche Bank Securities Inc.|143193
CRNT|CERAGON NETWORKS LTD|DBAX|Deutsche Bank Securities Inc.|203500
CRNT|CERAGON NETWORKS LTD|DEAN|MORGAN STANLEY|9050
CRNT|CERAGON NETWORKS LTD|DEGS|RONIN PROFESSIONAL LLC|53330
CRNT|CERAGON NETWORKS LTD|EBXL|EBX LLC|35500
CRNT|CERAGON NETWORKS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|27721
CRNT|CERAGON NETWORKS LTD|EDJO|Edward D. Jones & Co., L.P.|1098
CRNT|CERAGON NETWORKS LTD|EGAM|CBOE TRADING, INC.|6590
CRNT|CERAGON NETWORKS LTD|EGAW|CBOE TRADING, INC.|92
CRNT|CERAGON NETWORKS LTD|EGXM|CBOE TRADING, INC.|4250
CRNT|CERAGON NETWORKS LTD|EGXW|CBOE TRADING, INC.|200
CRNT|CERAGON NETWORKS LTD|ELEV|ELEVATION, LLC|23228
CRNT|CERAGON NETWORKS LTD|EROP|Eroom Securities L.L.C.|600
CRNT|CERAGON NETWORKS LTD|ETBE|Electronic Transaction Clearing, Inc.|15000
CRNT|CERAGON NETWORKS LTD|ETCB|ETC BROKERAGE SERVICES, LLC|100
CRNT|CERAGON NETWORKS LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5400
CRNT|CERAGON NETWORKS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|776
CRNT|CERAGON NETWORKS LTD|ETRS|E*Trade Securities LLC|737100
CRNT|CERAGON NETWORKS LTD|FBCO|Credit Suisse Securities (USA) LLC|115503
CRNT|CERAGON NETWORKS LTD|FILL|Tradestation Securities, Inc.|19856
CRNT|CERAGON NETWORKS LTD|FMAF|NBCN Inc./ CDS|4542
CRNT|CERAGON NETWORKS LTD|FMCO|First Manhattan Co|17000
CRNT|CERAGON NETWORKS LTD|FOMA|TD AMERITRADE CLEARING, INC.|1004827
CRNT|CERAGON NETWORKS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62882
CRNT|CERAGON NETWORKS LTD|FTBR|Foliofn Investments, Inc.|91552
CRNT|CERAGON NETWORKS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|17163
CRNT|CERAGON NETWORKS LTD|GLPX|ACS EXECUTION SERVICES, LLC|21583
CRNT|CERAGON NETWORKS LTD|GSCO|GOLDMAN SACHS & CO. LLC|114096
CRNT|CERAGON NETWORKS LTD|GSCS|GOLDMAN SACHS & CO. LLC|5500
CRNT|CERAGON NETWORKS LTD|GSLT|GOLDMAN SACHS & CO. LLC|27756
CRNT|CERAGON NETWORKS LTD|GTSZ|GTS SECURITIES LLC|8805
CRNT|CERAGON NETWORKS LTD|HAPX|HAP Trading, LLC|100
CRNT|CERAGON NETWORKS LTD|HASF|Haywood Securities Inc./CDS|53650
CRNT|CERAGON NETWORKS LTD|HRBF|American Enterprise Investment Services Inc.|21450
CRNT|CERAGON NETWORKS LTD|HSBC|HSBC Securities, Inc.|36836
CRNT|CERAGON NETWORKS LTD|IATS|INTERACTIVE BROKERS LLC|55235
CRNT|CERAGON NETWORKS LTD|IBKR|Interactive Brokers Llc|287135
CRNT|CERAGON NETWORKS LTD|ICBX|INSTINET, LLC|30410
CRNT|CERAGON NETWORKS LTD|INCA|INSTINET, LLC|201070
CRNT|CERAGON NETWORKS LTD|INJX|INSTINET, LLC|1265
CRNT|CERAGON NETWORKS LTD|ITGI|ITG Inc.|25599
CRNT|CERAGON NETWORKS LTD|ITGP|ITG INC.|24000
CRNT|CERAGON NETWORKS LTD|JANY|Janney Montgomery Scott Inc.|600
CRNT|CERAGON NETWORKS LTD|JEFF|JEFFERIES LLC|43382
CRNT|CERAGON NETWORKS LTD|JMPT|JUMP TRADING, LLC|52742
CRNT|CERAGON NETWORKS LTD|JPMX|J.P. Morgan Securities LLC|75120
CRNT|CERAGON NETWORKS LTD|JSJX|JANE STREET CAPITAL LLC|12597
CRNT|CERAGON NETWORKS LTD|KCGM|VIRTU Americas LLC|13484
CRNT|CERAGON NETWORKS LTD|LEHM|Barclays Capital Inc./Le|132623
CRNT|CERAGON NETWORKS LTD|LIME|Lime Brokerage LLC|128885
CRNT|CERAGON NETWORKS LTD|LMGP|LIME BROKERAGE LLC|864
CRNT|CERAGON NETWORKS LTD|LSCI|Lek Securities Corporation|200
CRNT|CERAGON NETWORKS LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CRNT|CERAGON NETWORKS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|106524
CRNT|CERAGON NETWORKS LTD|MOTF|MOTIF INVESTING, INC.|1
CRNT|CERAGON NETWORKS LTD|MSCO|MORGAN STANLEY & CO. LLC|1158594
CRNT|CERAGON NETWORKS LTD|MSPL|MORGAN STANLEY & CO. LLC|64700
CRNT|CERAGON NETWORKS LTD|MSTX|MORGAN STANLEY & CO. LLC|59700
CRNT|CERAGON NETWORKS LTD|NATL|National Securities Corporation|8583
CRNT|CERAGON NETWORKS LTD|NEED|Needham & Company, LLC|5000
CRNT|CERAGON NETWORKS LTD|NFSC|National Financial Services LLC|814532
CRNT|CERAGON NETWORKS LTD|NITE|VIRTU Americas LLC|1972594
CRNT|CERAGON NETWORKS LTD|NITP|VIRTU Americas LLC|5500
CRNT|CERAGON NETWORKS LTD|NQRB|Brut, LLC|9565
CRNT|CERAGON NETWORKS LTD|NTFN|Network 1 Financial Securities Inc.|200
CRNT|CERAGON NETWORKS LTD|OPCO|Oppenheimer & Co. Inc.|99594
CRNT|CERAGON NETWORKS LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|12880
CRNT|CERAGON NETWORKS LTD|PCPT|PHILLIP CAPITAL INC.|8946
CRNT|CERAGON NETWORKS LTD|PDQM|CODA MARKETS, INC.|109856
CRNT|CERAGON NETWORKS LTD|PWJC|UBS Financial Services, Inc.|3500
CRNT|CERAGON NETWORKS LTD|RAJA|Raymond James & Associates, Inc.|20110
CRNT|CERAGON NETWORKS LTD|RBCM|RBC CAPITAL MARKETS, LLC|20725
CRNT|CERAGON NETWORKS LTD|RGLD|Regal Securities, Inc|450
CRNT|CERAGON NETWORKS LTD|SAGL|SAGETRADER, LLC|700
CRNT|CERAGON NETWORKS LTD|SBSH|Citigroup Global Markets Inc.|376144
CRNT|CERAGON NETWORKS LTD|SGMT|GOLDMAN SACHS & CO. LLC|58054
CRNT|CERAGON NETWORKS LTD|SPDR|SPEEDROUTE LLC|7310
CRNT|CERAGON NETWORKS LTD|SPTD|MINT GLOBAL MARKETS, INC.|5000
CRNT|CERAGON NETWORKS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|5947
CRNT|CERAGON NETWORKS LTD|SWIM|TD Ameritrade, Inc.|264040
CRNT|CERAGON NETWORKS LTD|SWST|Hilltop Securities Inc.|6481
CRNT|CERAGON NETWORKS LTD|TKNG|ALLY INVEST SECURITIES LLC|16907
CRNT|CERAGON NETWORKS LTD|TRBT|Tradebot Systems, Inc.|138255
CRNT|CERAGON NETWORKS LTD|TRCM|TRC MARKETS LLC|125978
CRNT|CERAGON NETWORKS LTD|TWTT|TASTYWORKS, INC.|1400
CRNT|CERAGON NETWORKS LTD|UBSA|UBS SECURITIES LLC|225866
CRNT|CERAGON NETWORKS LTD|UBSS|UBS Securities LLC|535622
CRNT|CERAGON NETWORKS LTD|VALX|VIRTU AMERICAS LLC|5374
CRNT|CERAGON NETWORKS LTD|VGRD|Vanguard Marketing Corporation|123801
CRNT|CERAGON NETWORKS LTD|WCHV|WELLS FARGO SECURITIES, LLC|52337
CRNT|CERAGON NETWORKS LTD|WEDB|WEDBUSH SECURITIES INC.|3325
CRNT|CERAGON NETWORKS LTD|WEED|Weeden & Co.L.P.|3399
CRNT|CERAGON NETWORKS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3524
CRNT|CERAGON NETWORKS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9340
CRNT|CERAGON NETWORKS LTD|WGIF|CIBC World Markets Inc.|16850
CRNT|CERAGON NETWORKS LTD|WSEA|WOLVERINE SECURITIES, LLC|27593
CRNT|CERAGON NETWORKS LTD|XIST|INSTINET, LLC|7200
CRNT|CERAGON NETWORKS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|31900
CRNT|CERAGON NETWORKS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|72624
CRNT|CERAGON NETWORKS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12000
CROC|PROSHARES ULTSHT AUD|BATM|CBOE TRADING, INC.|1392
CROC|PROSHARES ULTSHT AUD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|88
CROC|PROSHARES ULTSHT AUD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20
CROC|PROSHARES ULTSHT AUD|ETRS|E*Trade Securities LLC|1984
CROC|PROSHARES ULTSHT AUD|IATS|INTERACTIVE BROKERS LLC|50
CROC|PROSHARES ULTSHT AUD|JSJX|JANE STREET CAPITAL LLC|14
CROC|PROSHARES ULTSHT AUD|LIME|Lime Brokerage LLC|80
CROC|PROSHARES ULTSHT AUD|MSCO|MORGAN STANLEY & CO. LLC|500
CROC|PROSHARES ULTSHT AUD|NFSC|National Financial Services LLC|984
CROC|PROSHARES ULTSHT AUD|NITE|VIRTU Americas LLC|1369
CROC|PROSHARES ULTSHT AUD|SALI|INTL FCSTONE FINANCIAL INC.|680
CROC|PROSHARES ULTSHT AUD|SWIM|TD Ameritrade, Inc.|4
CROC|PROSHARES ULTSHT AUD|UBSS|UBS Securities LLC|713
CROC|PROSHARES ULTSHT AUD|VGRD|Vanguard Marketing Corporation|40
CROC|PROSHARES ULTSHT AUD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|288
CROC|PROSHARES ULTSHT AUD|WSEA|WOLVERINE SECURITIES, LLC|21
CRON|CRONOS GROUP INC. CS|ADAM|CANACCORD GENUITY INC.|1046
CRON|CRONOS GROUP INC. CS|AGIS|Aegis Capital Corp.|10200
CRON|CRONOS GROUP INC. CS|ALTX|Alternet Securities Inc.|29805
CRON|CRONOS GROUP INC. CS|APCC|Apex Clearing Corporation|494616
CRON|CRONOS GROUP INC. CS|AQUA|AQUA SECURITIES L.P.|12000
CRON|CRONOS GROUP INC. CS|BANK|Primevest Financial Services, Inc.|4606
CRON|CRONOS GROUP INC. CS|BARD|Robert W. Baird & Co. Incorporated|3150
CRON|CRONOS GROUP INC. CS|BATM|CBOE TRADING, INC.|17106
CRON|CRONOS GROUP INC. CS|BAYT|BTIG, LLC|400
CRON|CRONOS GROUP INC. CS|BBNT|BB&T SECURITIES, LLC|7544
CRON|CRONOS GROUP INC. CS|BERN|Sanford C. Bernstein & Co., LLC|13619
CRON|CRONOS GROUP INC. CS|BIMI|Banca IMI Securities Corp.|12302
CRON|CRONOS GROUP INC. CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|178211
CRON|CRONOS GROUP INC. CS|BLKX|INSTINET, LLC|5000
CRON|CRONOS GROUP INC. CS|BMAK|BMA SECURITIES|21040
CRON|CRONOS GROUP INC. CS|BRGE|Newbridge Securities Corp.|18700
CRON|CRONOS GROUP INC. CS|BYXM|CBOE TRADING, INC.|922
CRON|CRONOS GROUP INC. CS|CAMC|Cambria Capital, LLC|498
CRON|CRONOS GROUP INC. CS|CANT|Cantor Fitzgerald & Co.|416
CRON|CRONOS GROUP INC. CS|CHAS|Charles Schwab & Co., Inc.|64584
CRON|CRONOS GROUP INC. CS|CICF|Canaccord Genuity Corp.|1000
CRON|CRONOS GROUP INC. CS|CIST|Capital Institutional Services, Inc.|3350
CRON|CRONOS GROUP INC. CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100991
CRON|CRONOS GROUP INC. CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9064
CRON|CRONOS GROUP INC. CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22255
CRON|CRONOS GROUP INC. CS|CRFN|ROBINHOOD FINANCIAL, LLC|1123
CRON|CRONOS GROUP INC. CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|782489
CRON|CRONOS GROUP INC. CS|CTDL|Citadel Derivatives Group Llc|26614
CRON|CRONOS GROUP INC. CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|38846
CRON|CRONOS GROUP INC. CS|DADA|D.A. Davidson & Co.|2216
CRON|CRONOS GROUP INC. CS|DBAB|Deutsche Bank Securities Inc.|266459
CRON|CRONOS GROUP INC. CS|DBAX|Deutsche Bank Securities Inc.|238300
CRON|CRONOS GROUP INC. CS|DEAN|MORGAN STANLEY|62589
CRON|CRONOS GROUP INC. CS|DEGS|RONIN PROFESSIONAL LLC|149867
CRON|CRONOS GROUP INC. CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13159
CRON|CRONOS GROUP INC. CS|EBXL|EBX LLC|448500
CRON|CRONOS GROUP INC. CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|152306
CRON|CRONOS GROUP INC. CS|EDJO|Edward D. Jones & Co., L.P.|73384
CRON|CRONOS GROUP INC. CS|EGAM|CBOE TRADING, INC.|127005
CRON|CRONOS GROUP INC. CS|EGAW|CBOE TRADING, INC.|1571
CRON|CRONOS GROUP INC. CS|EGMT|EG MARKET TECHNOLOGIES LLC|700
CRON|CRONOS GROUP INC. CS|EGXM|CBOE TRADING, INC.|90825
CRON|CRONOS GROUP INC. CS|EGXW|CBOE TRADING, INC.|1341
CRON|CRONOS GROUP INC. CS|ETBE|Electronic Transaction Clearing, Inc.|43801
CRON|CRONOS GROUP INC. CS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|14488
CRON|CRONOS GROUP INC. CS|ETCB|ETC BROKERAGE SERVICES, LLC|1436
CRON|CRONOS GROUP INC. CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34090
CRON|CRONOS GROUP INC. CS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6800
CRON|CRONOS GROUP INC. CS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
CRON|CRONOS GROUP INC. CS|ETRS|E*Trade Securities LLC|4819502
CRON|CRONOS GROUP INC. CS|FBCO|Credit Suisse Securities (USA) LLC|1344944
CRON|CRONOS GROUP INC. CS|FBSB|U.S. Bancorp Investments, Inc.|2827
CRON|CRONOS GROUP INC. CS|FFSI|Firstrade Securities Inc.|853
CRON|CRONOS GROUP INC. CS|FILL|Tradestation Securities, Inc.|396073
CRON|CRONOS GROUP INC. CS|FINX|FINTECH SECURITIES|1000
CRON|CRONOS GROUP INC. CS|FMAF|NBCN Inc./ CDS|157622
CRON|CRONOS GROUP INC. CS|FOMA|TD AMERITRADE CLEARING, INC.|10608733
CRON|CRONOS GROUP INC. CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111959
CRON|CRONOS GROUP INC. CS|FTBR|Foliofn Investments, Inc.|23274
CRON|CRONOS GROUP INC. CS|GEBB|GLOBAL EXECUTION BROKERS, LP|281097
CRON|CRONOS GROUP INC. CS|GLIS|TD Securities Inc|39405
CRON|CRONOS GROUP INC. CS|GLPX|ACS EXECUTION SERVICES, LLC|75125
CRON|CRONOS GROUP INC. CS|GSCO|GOLDMAN SACHS & CO. LLC|438263
CRON|CRONOS GROUP INC. CS|GSCS|GOLDMAN SACHS & CO. LLC|17874
CRON|CRONOS GROUP INC. CS|GSLT|GOLDMAN SACHS & CO. LLC|65019
CRON|CRONOS GROUP INC. CS|GTSZ|GTS SECURITIES LLC|237606
CRON|CRONOS GROUP INC. CS|HAPX|HAP Trading, LLC|300
CRON|CRONOS GROUP INC. CS|HRBF|American Enterprise Investment Services Inc.|85650
CRON|CRONOS GROUP INC. CS|HSBC|HSBC Securities, Inc.|1642
CRON|CRONOS GROUP INC. CS|IATS|INTERACTIVE BROKERS LLC|237125
CRON|CRONOS GROUP INC. CS|IBKR|Interactive Brokers Llc|2788129
CRON|CRONOS GROUP INC. CS|ICBX|INSTINET, LLC|116196
CRON|CRONOS GROUP INC. CS|INCA|INSTINET, LLC|971233
CRON|CRONOS GROUP INC. CS|INJX|INSTINET, LLC|85045
CRON|CRONOS GROUP INC. CS|ITGI|ITG Inc.|433890
CRON|CRONOS GROUP INC. CS|ITGP|ITG INC.|167200
CRON|CRONOS GROUP INC. CS|JANY|Janney Montgomery Scott Inc.|13763
CRON|CRONOS GROUP INC. CS|JEFF|JEFFERIES LLC|90436
CRON|CRONOS GROUP INC. CS|JMPT|JUMP TRADING, LLC|204661
CRON|CRONOS GROUP INC. CS|JONE|JonesTrading|59462
CRON|CRONOS GROUP INC. CS|JPBX|J.P. MORGAN SECURITIES LLC|27686
CRON|CRONOS GROUP INC. CS|JPMX|J.P. Morgan Securities LLC|523271
CRON|CRONOS GROUP INC. CS|JSCL|JOSEPH STONE CAPITAL L.L.C.|3500
CRON|CRONOS GROUP INC. CS|JSJX|JANE STREET CAPITAL LLC|12952
CRON|CRONOS GROUP INC. CS|KCGM|VIRTU Americas LLC|156599
CRON|CRONOS GROUP INC. CS|KCRD|PHX FINANCIAL, INC.|11000
CRON|CRONOS GROUP INC. CS|LEHM|Barclays Capital Inc./Le|840654
CRON|CRONOS GROUP INC. CS|LIME|Lime Brokerage LLC|533154
CRON|CRONOS GROUP INC. CS|LMGP|LIME BROKERAGE LLC|4457
CRON|CRONOS GROUP INC. CS|LSCI|Lek Securities Corporation|25048
CRON|CRONOS GROUP INC. CS|LVMR|LIVERMORE TRADING GROUP, INC.|270862
CRON|CRONOS GROUP INC. CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|20741
CRON|CRONOS GROUP INC. CS|MACC|Mid Atlantic Capital Corporation|200
CRON|CRONOS GROUP INC. CS|MAXM|Maxim Group LLC|27538
CRON|CRONOS GROUP INC. CS|MBTS|ALLY INVEST SECURITIES LLC|3917
CRON|CRONOS GROUP INC. CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|240736
CRON|CRONOS GROUP INC. CS|MOTF|MOTIF INVESTING, INC.|42
CRON|CRONOS GROUP INC. CS|MSCO|MORGAN STANLEY & CO. LLC|5860484
CRON|CRONOS GROUP INC. CS|MSPL|MORGAN STANLEY & CO. LLC|334100
CRON|CRONOS GROUP INC. CS|MSTX|MORGAN STANLEY & CO. LLC|108200
CRON|CRONOS GROUP INC. CS|NATL|National Securities Corporation|20351
CRON|CRONOS GROUP INC. CS|NBCS|NBC Securities, INC.|1500
CRON|CRONOS GROUP INC. CS|NFSC|National Financial Services LLC|9401344
CRON|CRONOS GROUP INC. CS|NITE|VIRTU Americas LLC|15808581
CRON|CRONOS GROUP INC. CS|NITP|VIRTU Americas LLC|3385
CRON|CRONOS GROUP INC. CS|NQRB|Brut, LLC|88038
CRON|CRONOS GROUP INC. CS|NTFN|Network 1 Financial Securities Inc.|1540
CRON|CRONOS GROUP INC. CS|NTRC|Northern Trust Securities, Inc.|6
CRON|CRONOS GROUP INC. CS|OPCO|Oppenheimer & Co. Inc.|47178
CRON|CRONOS GROUP INC. CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|12402
CRON|CRONOS GROUP INC. CS|PAUL|Paulson Investment Company, Inc.|75
CRON|CRONOS GROUP INC. CS|PCPT|PHILLIP CAPITAL INC.|4920
CRON|CRONOS GROUP INC. CS|PDQM|CODA MARKETS, INC.|129575
CRON|CRONOS GROUP INC. CS|PHLY|NASDAQ Execution Services, LLC|39000
CRON|CRONOS GROUP INC. CS|PICT|Pictet Overseas Inc.|480
CRON|CRONOS GROUP INC. CS|PWJC|UBS Financial Services, Inc.|42053
CRON|CRONOS GROUP INC. CS|RBCM|RBC CAPITAL MARKETS, LLC|185253
CRON|CRONOS GROUP INC. CS|RGLD|Regal Securities, Inc|16827
CRON|CRONOS GROUP INC. CS|RHCO|Suntrust Robinson Humphrey, Inc.|10730
CRON|CRONOS GROUP INC. CS|SALI|INTL FCSTONE FINANCIAL INC.|46030
CRON|CRONOS GROUP INC. CS|SALW|SW FINANCIAL|3700
CRON|CRONOS GROUP INC. CS|SBSH|Citigroup Global Markets Inc.|135084
CRON|CRONOS GROUP INC. CS|SGMT|GOLDMAN SACHS & CO. LLC|160197
CRON|CRONOS GROUP INC. CS|SOGO|Wang Investment Associates, Inc.|5573
CRON|CRONOS GROUP INC. CS|SPDR|SPEEDROUTE LLC|30176
CRON|CRONOS GROUP INC. CS|SPHN|Stephens Inc.|6700
CRON|CRONOS GROUP INC. CS|SPNT|SEVEN POINTS CAPITAL, LLC|100
CRON|CRONOS GROUP INC. CS|SPTD|MINT GLOBAL MARKETS, INC.|200
CRON|CRONOS GROUP INC. CS|STFL|Stifel, Nicolaus & Company, Incorporated|7319
CRON|CRONOS GROUP INC. CS|STKP|STOCKPILE INVESTMENTS, INC.|71598
CRON|CRONOS GROUP INC. CS|SWIM|TD Ameritrade, Inc.|7141138
CRON|CRONOS GROUP INC. CS|SWST|Hilltop Securities Inc.|124452
CRON|CRONOS GROUP INC. CS|TKNG|ALLY INVEST SECURITIES LLC|216056
CRON|CRONOS GROUP INC. CS|TRBT|Tradebot Systems, Inc.|99448
CRON|CRONOS GROUP INC. CS|TRCM|TRC MARKETS LLC|136888
CRON|CRONOS GROUP INC. CS|TWTT|TASTYWORKS, INC.|18366
CRON|CRONOS GROUP INC. CS|UBSA|UBS SECURITIES LLC|982073
CRON|CRONOS GROUP INC. CS|UBSS|UBS Securities LLC|1831519
CRON|CRONOS GROUP INC. CS|VALX|VIRTU AMERICAS LLC|54653
CRON|CRONOS GROUP INC. CS|VGRD|Vanguard Marketing Corporation|617968
CRON|CRONOS GROUP INC. CS|VSIN|Vision Financial Markets Llc|744
CRON|CRONOS GROUP INC. CS|WABR|Wall Street Access|3500
CRON|CRONOS GROUP INC. CS|WBLR|WILLIAM BLAIR|1000
CRON|CRONOS GROUP INC. CS|WCHV|WELLS FARGO SECURITIES, LLC|13400
CRON|CRONOS GROUP INC. CS|WDCO|Wilson-Davis & Co., Inc.|1000
CRON|CRONOS GROUP INC. CS|WEDB|WEDBUSH SECURITIES INC.|91305
CRON|CRONOS GROUP INC. CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|173242
CRON|CRONOS GROUP INC. CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|221879
CRON|CRONOS GROUP INC. CS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|50
CRON|CRONOS GROUP INC. CS|WSEA|WOLVERINE SECURITIES, LLC|663353
CRON|CRONOS GROUP INC. CS|XPUS|XP SECURITIES, LLC|270
CRON|CRONOS GROUP INC. CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|176216
CRON|CRONOS GROUP INC. CS|YKNA|COMHAR CAPITAL MARKETS, LLC|8402
CRON|CRONOS GROUP INC. CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|149564
CROP|IQ AGRIBUSINESS SMLL|BARD|Robert W. Baird & Co. Incorporated|390
CROP|IQ AGRIBUSINESS SMLL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|265
CROP|IQ AGRIBUSINESS SMLL|DBAX|Deutsche Bank Securities Inc.|300
CROP|IQ AGRIBUSINESS SMLL|EBXL|EBX LLC|200
CROP|IQ AGRIBUSINESS SMLL|ETRS|E*Trade Securities LLC|419
CROP|IQ AGRIBUSINESS SMLL|FTBR|Foliofn Investments, Inc.|10
CROP|IQ AGRIBUSINESS SMLL|GSLT|GOLDMAN SACHS & CO. LLC|600
CROP|IQ AGRIBUSINESS SMLL|IBKR|Interactive Brokers Llc|100
CROP|IQ AGRIBUSINESS SMLL|JSJX|JANE STREET CAPITAL LLC|1399
CROP|IQ AGRIBUSINESS SMLL|LEHM|Barclays Capital Inc./Le|800
CROP|IQ AGRIBUSINESS SMLL|MOTF|MOTIF INVESTING, INC.|1
CROP|IQ AGRIBUSINESS SMLL|MSCO|MORGAN STANLEY & CO. LLC|500
CROP|IQ AGRIBUSINESS SMLL|NFSC|National Financial Services LLC|100
CROP|IQ AGRIBUSINESS SMLL|NITE|VIRTU Americas LLC|135
CROP|IQ AGRIBUSINESS SMLL|SGMT|GOLDMAN SACHS & CO. LLC|2
CROP|IQ AGRIBUSINESS SMLL|SWIM|TD Ameritrade, Inc.|10
CROP|IQ AGRIBUSINESS SMLL|UBSA|UBS SECURITIES LLC|1100
CROP|IQ AGRIBUSINESS SMLL|UBSS|UBS Securities LLC|1420
CROP|IQ AGRIBUSINESS SMLL|VGRD|Vanguard Marketing Corporation|240
CROX|CROCS, INC.|AGIS|Aegis Capital Corp.|3300
CROX|CROCS, INC.|ALTX|Alternet Securities Inc.|5720
CROX|CROCS, INC.|APCC|Apex Clearing Corporation|3416
CROX|CROCS, INC.|BARD|Robert W. Baird & Co. Incorporated|700
CROX|CROCS, INC.|BATM|CBOE TRADING, INC.|3776
CROX|CROCS, INC.|BBNT|BB&T SECURITIES, LLC|235
CROX|CROCS, INC.|BERN|Sanford C. Bernstein & Co., LLC|2669
CROX|CROCS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15280
CROX|CROCS, INC.|BLKX|INSTINET, LLC|90269
CROX|CROCS, INC.|BMOC|BMO Capital Markets Corp.|11014
CROX|CROCS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|13128
CROX|CROCS, INC.|BRGE|Newbridge Securities Corp.|2605
CROX|CROCS, INC.|BRVL|BLAYLOCK VAN, LLC|1600
CROX|CROCS, INC.|BTIG|BTIG, LLC|19208
CROX|CROCS, INC.|BYXM|CBOE TRADING, INC.|4315
CROX|CROCS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1200
CROX|CROCS, INC.|CANT|Cantor Fitzgerald & Co.|36043
CROX|CROCS, INC.|CHAS|Charles Schwab & Co., Inc.|3450
CROX|CROCS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30242
CROX|CROCS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|480
CROX|CROCS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|512819
CROX|CROCS, INC.|CTDL|Citadel Derivatives Group Llc|30591
CROX|CROCS, INC.|CTLR|CUTLER GROUP, LP|7442
CROX|CROCS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|42350
CROX|CROCS, INC.|DADA|D.A. Davidson & Co.|61
CROX|CROCS, INC.|DBAB|Deutsche Bank Securities Inc.|585038
CROX|CROCS, INC.|DBAX|Deutsche Bank Securities Inc.|480400
CROX|CROCS, INC.|DBUL|Deutsche Bank Securities Inc.|800
CROX|CROCS, INC.|DEAN|MORGAN STANLEY|2758
CROX|CROCS, INC.|DEGS|RONIN PROFESSIONAL LLC|1400
CROX|CROCS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6426
CROX|CROCS, INC.|EBXL|EBX LLC|139700
CROX|CROCS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5467
CROX|CROCS, INC.|EDJO|Edward D. Jones & Co., L.P.|634
CROX|CROCS, INC.|EGAM|CBOE TRADING, INC.|18686
CROX|CROCS, INC.|EGAW|CBOE TRADING, INC.|122
CROX|CROCS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1020
CROX|CROCS, INC.|EGXM|CBOE TRADING, INC.|8056
CROX|CROCS, INC.|EGXW|CBOE TRADING, INC.|280
CROX|CROCS, INC.|ETBE|Electronic Transaction Clearing, Inc.|36494
CROX|CROCS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|14976
CROX|CROCS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9414
CROX|CROCS, INC.|ETRS|E*Trade Securities LLC|186895
CROX|CROCS, INC.|FBCO|Credit Suisse Securities (USA) LLC|753630
CROX|CROCS, INC.|FILL|Tradestation Securities, Inc.|17494
CROX|CROCS, INC.|FMAF|NBCN Inc./ CDS|825
CROX|CROCS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|204088
CROX|CROCS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7079
CROX|CROCS, INC.|FQLS|Quantlab Securities LP|357808
CROX|CROCS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|172495
CROX|CROCS, INC.|FTBR|Foliofn Investments, Inc.|2085
CROX|CROCS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|56497
CROX|CROCS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|19053
CROX|CROCS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1233438
CROX|CROCS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|14464
CROX|CROCS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1640
CROX|CROCS, INC.|GTSZ|GTS SECURITIES LLC|130804
CROX|CROCS, INC.|HAPX|HAP Trading, LLC|500
CROX|CROCS, INC.|HRBF|American Enterprise Investment Services Inc.|1825
CROX|CROCS, INC.|HSBC|HSBC Securities, Inc.|2400
CROX|CROCS, INC.|IATS|INTERACTIVE BROKERS LLC|45727
CROX|CROCS, INC.|IBKR|Interactive Brokers Llc|221062
CROX|CROCS, INC.|IBSJ|Integrity Brokerage Services, Inc.|315
CROX|CROCS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|821
CROX|CROCS, INC.|ICBX|INSTINET, LLC|44203
CROX|CROCS, INC.|IEQY|CITADEL SECURITIES LLC|69617
CROX|CROCS, INC.|INCA|INSTINET, LLC|304028
CROX|CROCS, INC.|INJX|INSTINET, LLC|19542
CROX|CROCS, INC.|ITGI|ITG Inc.|51271
CROX|CROCS, INC.|ITGP|ITG INC.|183600
CROX|CROCS, INC.|JANY|Janney Montgomery Scott Inc.|2625
CROX|CROCS, INC.|JEFF|JEFFERIES LLC|72027
CROX|CROCS, INC.|JMPT|JUMP TRADING, LLC|98200
CROX|CROCS, INC.|JONE|JonesTrading|33016
CROX|CROCS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|40835
CROX|CROCS, INC.|JPMX|J.P. Morgan Securities LLC|341043
CROX|CROCS, INC.|JSJX|JANE STREET CAPITAL LLC|2719
CROX|CROCS, INC.|JUTA|JUMP TRADING, LLC|100
CROX|CROCS, INC.|KCGM|VIRTU Americas LLC|36686
CROX|CROCS, INC.|LEHM|Barclays Capital Inc./Le|1106503
CROX|CROCS, INC.|LIME|Lime Brokerage LLC|189983
CROX|CROCS, INC.|LMGP|LIME BROKERAGE LLC|1800
CROX|CROCS, INC.|LOOP|Loop Capital Markets LLC|300
CROX|CROCS, INC.|LQNA|LIQUIDNET, INC.|74300
CROX|CROCS, INC.|LSCI|Lek Securities Corporation|2
CROX|CROCS, INC.|MACQ|Macquarie Capital (USA) Inc.|3794
CROX|CROCS, INC.|MAXM|Maxim Group LLC|7986
CROX|CROCS, INC.|MBTS|ALLY INVEST SECURITIES LLC|650
CROX|CROCS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93387
CROX|CROCS, INC.|MOTF|MOTIF INVESTING, INC.|5
CROX|CROCS, INC.|MSCO|MORGAN STANLEY & CO. LLC|3169086
CROX|CROCS, INC.|MSPL|MORGAN STANLEY & CO. LLC|399500
CROX|CROCS, INC.|MSTX|MORGAN STANLEY & CO. LLC|380700
CROX|CROCS, INC.|NEUB|NEUBERGER BERMAN BD LLC|55
CROX|CROCS, INC.|NFSC|National Financial Services LLC|290290
CROX|CROCS, INC.|NITE|VIRTU Americas LLC|533783
CROX|CROCS, INC.|NITP|VIRTU Americas LLC|4500
CROX|CROCS, INC.|NQRB|Brut, LLC|20642
CROX|CROCS, INC.|NTFN|Network 1 Financial Securities Inc.|4300
CROX|CROCS, INC.|OHOS|TWO SIGMA SECURITIES, LLC|44044
CROX|CROCS, INC.|OPCO|Oppenheimer & Co. Inc.|3939
CROX|CROCS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
CROX|CROCS, INC.|PCPT|PHILLIP CAPITAL INC.|200
CROX|CROCS, INC.|PDQM|CODA MARKETS, INC.|135818
CROX|CROCS, INC.|PHLY|NASDAQ Execution Services, LLC|1600
CROX|CROCS, INC.|RAJA|Raymond James & Associates, Inc.|5722
CROX|CROCS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4306
CROX|CROCS, INC.|RGLD|Regal Securities, Inc|524
CROX|CROCS, INC.|SAGW|SAGETRADER, LLC|2199
CROX|CROCS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|60
CROX|CROCS, INC.|SBSH|Citigroup Global Markets Inc.|206565
CROX|CROCS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|125279
CROX|CROCS, INC.|SOGO|Wang Investment Associates, Inc.|33
CROX|CROCS, INC.|SPDR|SPEEDROUTE LLC|24267
CROX|CROCS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|950
CROX|CROCS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|1082
CROX|CROCS, INC.|SWIM|TD Ameritrade, Inc.|47751
CROX|CROCS, INC.|SWST|Hilltop Securities Inc.|346
CROX|CROCS, INC.|TKNG|ALLY INVEST SECURITIES LLC|12732
CROX|CROCS, INC.|TRBT|Tradebot Systems, Inc.|267617
CROX|CROCS, INC.|TRCM|TRC MARKETS LLC|206967
CROX|CROCS, INC.|TWTT|TASTYWORKS, INC.|816
CROX|CROCS, INC.|UBSA|UBS SECURITIES LLC|520804
CROX|CROCS, INC.|UBSS|UBS Securities LLC|864909
CROX|CROCS, INC.|VALX|VIRTU AMERICAS LLC|14707
CROX|CROCS, INC.|VGRD|Vanguard Marketing Corporation|15629
CROX|CROCS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|40113
CROX|CROCS, INC.|WEDB|WEDBUSH SECURITIES INC.|2200
CROX|CROCS, INC.|WEED|Weeden & Co.L.P.|200
CROX|CROCS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20242
CROX|CROCS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44579
CROX|CROCS, INC.|WGIF|CIBC World Markets Inc.|3670
CROX|CROCS, INC.|WSEA|WOLVERINE SECURITIES, LLC|24542
CROX|CROCS, INC.|XIST|INSTINET, LLC|20944
CROX|CROCS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|11866
CROX|CROCS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|400
CROX|CROCS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5467
CRR|CARBO CERAMICS INC|ACLN|ALEXANDER CAPITAL, L.P.|1000
CRR|CARBO CERAMICS INC|ALTX|Alternet Securities Inc.|1500
CRR|CARBO CERAMICS INC|APCC|Apex Clearing Corporation|59486
CRR|CARBO CERAMICS INC|BARD|Robert W. Baird & Co. Incorporated|75
CRR|CARBO CERAMICS INC|BATM|CBOE TRADING, INC.|2270
CRR|CARBO CERAMICS INC|BERN|Sanford C. Bernstein & Co., LLC|9696
CRR|CARBO CERAMICS INC|BIMI|Banca IMI Securities Corp.|1700
CRR|CARBO CERAMICS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3762
CRR|CARBO CERAMICS INC|BNPX|BNP PARIBAS SECURITIES CORP.|4821
CRR|CARBO CERAMICS INC|BTIG|BTIG, LLC|52954
CRR|CARBO CERAMICS INC|BYXM|CBOE TRADING, INC.|700
CRR|CARBO CERAMICS INC|BZYD|GOLDMAN SACHS & CO. LLC|1136
CRR|CARBO CERAMICS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
CRR|CARBO CERAMICS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
CRR|CARBO CERAMICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133916
CRR|CARBO CERAMICS INC|CTDL|Citadel Derivatives Group Llc|1741
CRR|CARBO CERAMICS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|97752
CRR|CARBO CERAMICS INC|DBAB|Deutsche Bank Securities Inc.|64096
CRR|CARBO CERAMICS INC|DBAX|Deutsche Bank Securities Inc.|109600
CRR|CARBO CERAMICS INC|DEAN|MORGAN STANLEY|350
CRR|CARBO CERAMICS INC|DEGS|RONIN PROFESSIONAL LLC|8881
CRR|CARBO CERAMICS INC|EBXL|EBX LLC|76200
CRR|CARBO CERAMICS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13300
CRR|CARBO CERAMICS INC|EDJO|Edward D. Jones & Co., L.P.|750
CRR|CARBO CERAMICS INC|EGAM|CBOE TRADING, INC.|2713
CRR|CARBO CERAMICS INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
CRR|CARBO CERAMICS INC|EGXM|CBOE TRADING, INC.|2703
CRR|CARBO CERAMICS INC|ETBE|Electronic Transaction Clearing, Inc.|3311
CRR|CARBO CERAMICS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
CRR|CARBO CERAMICS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2872
CRR|CARBO CERAMICS INC|ETRS|E*Trade Securities LLC|1696408
CRR|CARBO CERAMICS INC|FILL|Tradestation Securities, Inc.|10896
CRR|CARBO CERAMICS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
CRR|CARBO CERAMICS INC|FQLS|Quantlab Securities LP|52056
CRR|CARBO CERAMICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|109494
CRR|CARBO CERAMICS INC|FTBR|Foliofn Investments, Inc.|2633
CRR|CARBO CERAMICS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1314
CRR|CARBO CERAMICS INC|GLIS|TD Securities Inc|1700
CRR|CARBO CERAMICS INC|GLPX|ACS EXECUTION SERVICES, LLC|8
CRR|CARBO CERAMICS INC|GSCO|GOLDMAN SACHS & CO. LLC|154089
CRR|CARBO CERAMICS INC|GSCS|GOLDMAN SACHS & CO. LLC|2200
CRR|CARBO CERAMICS INC|GSLT|GOLDMAN SACHS & CO. LLC|986
CRR|CARBO CERAMICS INC|GTSZ|GTS SECURITIES LLC|18629
CRR|CARBO CERAMICS INC|HRBF|American Enterprise Investment Services Inc.|29230
CRR|CARBO CERAMICS INC|IATS|INTERACTIVE BROKERS LLC|11600
CRR|CARBO CERAMICS INC|IBKR|Interactive Brokers Llc|19022
CRR|CARBO CERAMICS INC|ICBX|INSTINET, LLC|17753
CRR|CARBO CERAMICS INC|IEQY|CITADEL SECURITIES LLC|14352
CRR|CARBO CERAMICS INC|INCA|INSTINET, LLC|51984
CRR|CARBO CERAMICS INC|INJX|INSTINET, LLC|100
CRR|CARBO CERAMICS INC|ITGI|ITG Inc.|29445
CRR|CARBO CERAMICS INC|ITGP|ITG INC.|21800
CRR|CARBO CERAMICS INC|JEFF|JEFFERIES LLC|5510
CRR|CARBO CERAMICS INC|JMPT|JUMP TRADING, LLC|12786
CRR|CARBO CERAMICS INC|JPBX|J.P. MORGAN SECURITIES LLC|482
CRR|CARBO CERAMICS INC|JPMX|J.P. Morgan Securities LLC|83849
CRR|CARBO CERAMICS INC|JSJX|JANE STREET CAPITAL LLC|3236
CRR|CARBO CERAMICS INC|KCGM|VIRTU Americas LLC|17227
CRR|CARBO CERAMICS INC|LEHM|Barclays Capital Inc./Le|210776
CRR|CARBO CERAMICS INC|LIME|Lime Brokerage LLC|21701
CRR|CARBO CERAMICS INC|LQNA|LIQUIDNET, INC.|14700
CRR|CARBO CERAMICS INC|LSCI|Lek Securities Corporation|300
CRR|CARBO CERAMICS INC|MKMP|MKM Partners LLC|100
CRR|CARBO CERAMICS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43475
CRR|CARBO CERAMICS INC|MOTF|MOTIF INVESTING, INC.|2
CRR|CARBO CERAMICS INC|MSCO|MORGAN STANLEY & CO. LLC|433631
CRR|CARBO CERAMICS INC|MSPL|MORGAN STANLEY & CO. LLC|108100
CRR|CARBO CERAMICS INC|MSTX|MORGAN STANLEY & CO. LLC|76600
CRR|CARBO CERAMICS INC|MULL|MARK J. MULLER EQUITIES, INC.|2100
CRR|CARBO CERAMICS INC|NATL|National Securities Corporation|25
CRR|CARBO CERAMICS INC|NFSC|National Financial Services LLC|290305
CRR|CARBO CERAMICS INC|NITE|VIRTU Americas LLC|973500
CRR|CARBO CERAMICS INC|NITP|VIRTU Americas LLC|68
CRR|CARBO CERAMICS INC|NQRB|Brut, LLC|10175
CRR|CARBO CERAMICS INC|NTBF|BMO Nesbitt Burns Inc./CDS|4600
CRR|CARBO CERAMICS INC|OPCO|Oppenheimer & Co. Inc.|1300
CRR|CARBO CERAMICS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
CRR|CARBO CERAMICS INC|PCPT|PHILLIP CAPITAL INC.|129
CRR|CARBO CERAMICS INC|PDQM|CODA MARKETS, INC.|603
CRR|CARBO CERAMICS INC|PHLY|NASDAQ Execution Services, LLC|10600
CRR|CARBO CERAMICS INC|PWJC|UBS Financial Services, Inc.|750
CRR|CARBO CERAMICS INC|RBCM|RBC CAPITAL MARKETS, LLC|5300
CRR|CARBO CERAMICS INC|SBSH|Citigroup Global Markets Inc.|117994
CRR|CARBO CERAMICS INC|SGMT|GOLDMAN SACHS & CO. LLC|30157
CRR|CARBO CERAMICS INC|SOGO|Wang Investment Associates, Inc.|49
CRR|CARBO CERAMICS INC|SPDR|SPEEDROUTE LLC|684
CRR|CARBO CERAMICS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1029
CRR|CARBO CERAMICS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5140
CRR|CARBO CERAMICS INC|SWIM|TD Ameritrade, Inc.|85746
CRR|CARBO CERAMICS INC|SWST|Hilltop Securities Inc.|800
CRR|CARBO CERAMICS INC|TKNG|ALLY INVEST SECURITIES LLC|21382
CRR|CARBO CERAMICS INC|TRBT|Tradebot Systems, Inc.|63459
CRR|CARBO CERAMICS INC|TRCM|TRC MARKETS LLC|57829
CRR|CARBO CERAMICS INC|TWTT|TASTYWORKS, INC.|100
CRR|CARBO CERAMICS INC|UBSA|UBS SECURITIES LLC|201451
CRR|CARBO CERAMICS INC|UBSS|UBS Securities LLC|270384
CRR|CARBO CERAMICS INC|VALX|VIRTU AMERICAS LLC|2442
CRR|CARBO CERAMICS INC|VGRD|Vanguard Marketing Corporation|13293
CRR|CARBO CERAMICS INC|WABR|Wall Street Access|500
CRR|CARBO CERAMICS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CRR|CARBO CERAMICS INC|WCHV|WELLS FARGO SECURITIES, LLC|285718
CRR|CARBO CERAMICS INC|WDNX|WEEDEN & CO.L.P.|4456
CRR|CARBO CERAMICS INC|WEDB|WEDBUSH SECURITIES INC.|2200
CRR|CARBO CERAMICS INC|WEED|Weeden & Co.L.P.|7950
CRR|CARBO CERAMICS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6279
CRR|CARBO CERAMICS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20427
CRR|CARBO CERAMICS INC|WFPB|Wells Fargo Securities, LLC.|8800
CRR|CARBO CERAMICS INC|WGIF|CIBC World Markets Inc.|65
CRR|CARBO CERAMICS INC|WSEA|WOLVERINE SECURITIES, LLC|6888
CRR|CARBO CERAMICS INC|XIST|INSTINET, LLC|13000
CRR|CARBO CERAMICS INC|XPQR|Jump Trading|200
CRR|CARBO CERAMICS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|19652
CRR|CARBO CERAMICS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3935
CRS|CARPENTER TECH|ALTX|Alternet Securities Inc.|1505
CRS|CARPENTER TECH|ANOS|ABEL/NOSER, L.L.C.|200
CRS|CARPENTER TECH|APCC|Apex Clearing Corporation|184
CRS|CARPENTER TECH|BARD|Robert W. Baird & Co. Incorporated|68
CRS|CARPENTER TECH|BATM|CBOE TRADING, INC.|2869
CRS|CARPENTER TECH|BAYT|BTIG, LLC|200
CRS|CARPENTER TECH|BBNT|BB&T SECURITIES, LLC|110
CRS|CARPENTER TECH|BERN|Sanford C. Bernstein & Co., LLC|7912
CRS|CARPENTER TECH|BIMI|Banca IMI Securities Corp.|100
CRS|CARPENTER TECH|BKCM|BNY Mellon Capital Markets LLC|8990
CRS|CARPENTER TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66
CRS|CARPENTER TECH|BNPX|BNP PARIBAS SECURITIES CORP.|6459
CRS|CARPENTER TECH|BRVL|BLAYLOCK VAN, LLC|1100
CRS|CARPENTER TECH|BTIG|BTIG, LLC|351
CRS|CARPENTER TECH|BYXM|CBOE TRADING, INC.|469
CRS|CARPENTER TECH|BZYD|GOLDMAN SACHS & CO. LLC|1194
CRS|CARPENTER TECH|CHAS|Charles Schwab & Co., Inc.|1864
CRS|CARPENTER TECH|CIST|Capital Institutional Services, Inc.|522
CRS|CARPENTER TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|95931
CRS|CARPENTER TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11282
CRS|CARPENTER TECH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9
CRS|CARPENTER TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129386
CRS|CARPENTER TECH|CTDL|Citadel Derivatives Group Llc|2379
CRS|CARPENTER TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|14964
CRS|CARPENTER TECH|DADA|D.A. Davidson & Co.|734
CRS|CARPENTER TECH|DBAB|Deutsche Bank Securities Inc.|54953
CRS|CARPENTER TECH|DBAX|Deutsche Bank Securities Inc.|85700
CRS|CARPENTER TECH|DBUL|Deutsche Bank Securities Inc.|200
CRS|CARPENTER TECH|DCHF|Dart Executions, LLC|360
CRS|CARPENTER TECH|DEAN|MORGAN STANLEY|912
CRS|CARPENTER TECH|DEGS|RONIN PROFESSIONAL LLC|100
CRS|CARPENTER TECH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|571
CRS|CARPENTER TECH|EBXL|EBX LLC|98900
CRS|CARPENTER TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|4036
CRS|CARPENTER TECH|EDJO|Edward D. Jones & Co., L.P.|434
CRS|CARPENTER TECH|EGAM|CBOE TRADING, INC.|7008
CRS|CARPENTER TECH|EGMT|EG MARKET TECHNOLOGIES LLC|300
CRS|CARPENTER TECH|EGXM|CBOE TRADING, INC.|1886
CRS|CARPENTER TECH|EGXW|CBOE TRADING, INC.|100
CRS|CARPENTER TECH|ETBE|Electronic Transaction Clearing, Inc.|1512
CRS|CARPENTER TECH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23425
CRS|CARPENTER TECH|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CRS|CARPENTER TECH|ETRS|E*Trade Securities LLC|6416
CRS|CARPENTER TECH|FBSB|U.S. Bancorp Investments, Inc.|30
CRS|CARPENTER TECH|FILL|Tradestation Securities, Inc.|4559
CRS|CARPENTER TECH|FMAF|NBCN Inc./ CDS|500
CRS|CARPENTER TECH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1818
CRS|CARPENTER TECH|FQLS|Quantlab Securities LP|64143
CRS|CARPENTER TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56944
CRS|CARPENTER TECH|FTBR|Foliofn Investments, Inc.|1918
CRS|CARPENTER TECH|GLPX|ACS EXECUTION SERVICES, LLC|14418
CRS|CARPENTER TECH|GSCO|GOLDMAN SACHS & CO. LLC|244883
CRS|CARPENTER TECH|GSCS|GOLDMAN SACHS & CO. LLC|200
CRS|CARPENTER TECH|GSLT|GOLDMAN SACHS & CO. LLC|1753
CRS|CARPENTER TECH|GTSZ|GTS SECURITIES LLC|24535
CRS|CARPENTER TECH|HRBF|American Enterprise Investment Services Inc.|453
CRS|CARPENTER TECH|HSBC|HSBC Securities, Inc.|100
CRS|CARPENTER TECH|IATS|INTERACTIVE BROKERS LLC|2971
CRS|CARPENTER TECH|IBKR|Interactive Brokers Llc|4482
CRS|CARPENTER TECH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4650
CRS|CARPENTER TECH|ICBX|INSTINET, LLC|18800
CRS|CARPENTER TECH|IEQY|CITADEL SECURITIES LLC|53491
CRS|CARPENTER TECH|INCA|INSTINET, LLC|89842
CRS|CARPENTER TECH|INJX|INSTINET, LLC|19317
CRS|CARPENTER TECH|ITGI|ITG Inc.|11889
CRS|CARPENTER TECH|ITGP|ITG INC.|25000
CRS|CARPENTER TECH|JANY|Janney Montgomery Scott Inc.|539
CRS|CARPENTER TECH|JEFF|JEFFERIES LLC|84572
CRS|CARPENTER TECH|JMPT|JUMP TRADING, LLC|27179
CRS|CARPENTER TECH|JPBX|J.P. MORGAN SECURITIES LLC|15092
CRS|CARPENTER TECH|JPMX|J.P. Morgan Securities LLC|192173
CRS|CARPENTER TECH|JSJX|JANE STREET CAPITAL LLC|10344
CRS|CARPENTER TECH|KCGM|VIRTU Americas LLC|12805
CRS|CARPENTER TECH|KEYB|KEYBANC CAPITAL MARKETS INC.|9289
CRS|CARPENTER TECH|LEHM|Barclays Capital Inc./Le|129940
CRS|CARPENTER TECH|LIME|Lime Brokerage LLC|15897
CRS|CARPENTER TECH|LMNX|LUMINEX TRADING & ANALYTICS LLC|180000
CRS|CARPENTER TECH|LOOP|Loop Capital Markets LLC|100
CRS|CARPENTER TECH|LQNA|LIQUIDNET, INC.|98000
CRS|CARPENTER TECH|MACC|Mid Atlantic Capital Corporation|25
CRS|CARPENTER TECH|MBTS|ALLY INVEST SECURITIES LLC|21
CRS|CARPENTER TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49098
CRS|CARPENTER TECH|MOTF|MOTIF INVESTING, INC.|1
CRS|CARPENTER TECH|MSCO|MORGAN STANLEY & CO. LLC|416769
CRS|CARPENTER TECH|MSPL|MORGAN STANLEY & CO. LLC|165300
CRS|CARPENTER TECH|MSTX|MORGAN STANLEY & CO. LLC|46700
CRS|CARPENTER TECH|NFSC|National Financial Services LLC|26296
CRS|CARPENTER TECH|NITE|VIRTU Americas LLC|110814
CRS|CARPENTER TECH|NQRB|Brut, LLC|3184
CRS|CARPENTER TECH|NTRC|Northern Trust Securities, Inc.|925
CRS|CARPENTER TECH|OPCO|Oppenheimer & Co. Inc.|465
CRS|CARPENTER TECH|PDQM|CODA MARKETS, INC.|43232
CRS|CARPENTER TECH|PHLY|NASDAQ Execution Services, LLC|200
CRS|CARPENTER TECH|PWJC|UBS Financial Services, Inc.|1900
CRS|CARPENTER TECH|QMSR|QUATTRO M SECURITIES INC.|533
CRS|CARPENTER TECH|RBCM|RBC CAPITAL MARKETS, LLC|431
CRS|CARPENTER TECH|RILY|B. RILEY FBR, INC.|116
CRS|CARPENTER TECH|SAGL|SAGETRADER, LLC|2602
CRS|CARPENTER TECH|SAGW|SAGETRADER, LLC|100
CRS|CARPENTER TECH|SALI|INTL FCSTONE FINANCIAL INC.|30
CRS|CARPENTER TECH|SBSH|Citigroup Global Markets Inc.|43778
CRS|CARPENTER TECH|SGMT|GOLDMAN SACHS & CO. LLC|40775
CRS|CARPENTER TECH|SPDR|SPEEDROUTE LLC|1593
CRS|CARPENTER TECH|SPHN|Stephens Inc.|159
CRS|CARPENTER TECH|SSBS|STATE STREET GLOBAL MARKETS, LLC|2000
CRS|CARPENTER TECH|STFL|Stifel, Nicolaus & Company, Incorporated|1042
CRS|CARPENTER TECH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2112
CRS|CARPENTER TECH|SWIM|TD Ameritrade, Inc.|2826
CRS|CARPENTER TECH|TKNG|ALLY INVEST SECURITIES LLC|293
CRS|CARPENTER TECH|TRBT|Tradebot Systems, Inc.|69978
CRS|CARPENTER TECH|TRCM|TRC MARKETS LLC|31042
CRS|CARPENTER TECH|TWTT|TASTYWORKS, INC.|740
CRS|CARPENTER TECH|UBSA|UBS SECURITIES LLC|183075
CRS|CARPENTER TECH|UBSS|UBS Securities LLC|226782
CRS|CARPENTER TECH|VALX|VIRTU AMERICAS LLC|4703
CRS|CARPENTER TECH|VGRD|Vanguard Marketing Corporation|4926
CRS|CARPENTER TECH|WBPX|SUMMIT SECURITIES GROUP, LLC|700
CRS|CARPENTER TECH|WCHV|WELLS FARGO SECURITIES, LLC|161309
CRS|CARPENTER TECH|WEDB|WEDBUSH SECURITIES INC.|293
CRS|CARPENTER TECH|WEED|Weeden & Co.L.P.|2743
CRS|CARPENTER TECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|669
CRS|CARPENTER TECH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|68
CRS|CARPENTER TECH|WSAG|WALL STREET ACCESS|6127
CRS|CARPENTER TECH|WSEA|WOLVERINE SECURITIES, LLC|330
CRS|CARPENTER TECH|XIST|INSTINET, LLC|29200
CRS|CARPENTER TECH|XPQR|Jump Trading|1100
CRS|CARPENTER TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|6800
CRS|CARPENTER TECH|YKNA|COMHAR CAPITAL MARKETS, LLC|3064
CRS|CARPENTER TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1779
CRSP|CRISPR THERA CM|AGIS|Aegis Capital Corp.|3087
CRSP|CRISPR THERA CM|ALTX|Alternet Securities Inc.|27929
CRSP|CRISPR THERA CM|APCC|Apex Clearing Corporation|19758
CRSP|CRISPR THERA CM|AQUA|AQUA SECURITIES L.P.|5000
CRSP|CRISPR THERA CM|BANK|Primevest Financial Services, Inc.|1095
CRSP|CRISPR THERA CM|BARD|Robert W. Baird & Co. Incorporated|9468
CRSP|CRISPR THERA CM|BATM|CBOE TRADING, INC.|18062
CRSP|CRISPR THERA CM|BAYC|BAY CREST PARTNERS, LLC|2802
CRSP|CRISPR THERA CM|BAYT|BTIG, LLC|1300
CRSP|CRISPR THERA CM|BBNT|BB&T SECURITIES, LLC|2580
CRSP|CRISPR THERA CM|BERN|Sanford C. Bernstein & Co., LLC|57306
CRSP|CRISPR THERA CM|BIMI|Banca IMI Securities Corp.|6803
CRSP|CRISPR THERA CM|BKCM|BNY Mellon Capital Markets LLC|863
CRSP|CRISPR THERA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40414
CRSP|CRISPR THERA CM|BMOC|BMO Capital Markets Corp.|600
CRSP|CRISPR THERA CM|BNPX|BNP PARIBAS SECURITIES CORP.|65
CRSP|CRISPR THERA CM|BTIG|BTIG, LLC|50386
CRSP|CRISPR THERA CM|BYXM|CBOE TRADING, INC.|8928
CRSP|CRISPR THERA CM|CANT|Cantor Fitzgerald & Co.|951
CRSP|CRISPR THERA CM|CBRA|Cobra Trading, Inc.|300
CRSP|CRISPR THERA CM|CHAS|Charles Schwab & Co., Inc.|23097
CRSP|CRISPR THERA CM|CIST|Capital Institutional Services, Inc.|952
CRSP|CRISPR THERA CM|CNTR|PRECISION SECURITIES, LLC|1000
CRSP|CRISPR THERA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|144500
CRSP|CRISPR THERA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21896
CRSP|CRISPR THERA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|102828
CRSP|CRISPR THERA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|519578
CRSP|CRISPR THERA CM|CTDE|CHOICETRADE|37
CRSP|CRISPR THERA CM|CTDL|Citadel Derivatives Group Llc|3337
CRSP|CRISPR THERA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|40096
CRSP|CRISPR THERA CM|DADA|D.A. Davidson & Co.|1400
CRSP|CRISPR THERA CM|DAVA|Davenport & Company LLC|2520
CRSP|CRISPR THERA CM|DBAB|Deutsche Bank Securities Inc.|332417
CRSP|CRISPR THERA CM|DBAX|Deutsche Bank Securities Inc.|266400
CRSP|CRISPR THERA CM|DBUL|Deutsche Bank Securities Inc.|2691
CRSP|CRISPR THERA CM|DCHF|Dart Executions, LLC|23089
CRSP|CRISPR THERA CM|DEAN|MORGAN STANLEY|57884
CRSP|CRISPR THERA CM|DEGS|RONIN PROFESSIONAL LLC|95207
CRSP|CRISPR THERA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10845
CRSP|CRISPR THERA CM|DRWC|DRW SECURITIES, L.L.C.|4666
CRSP|CRISPR THERA CM|EBXL|EBX LLC|166700
CRSP|CRISPR THERA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|9141
CRSP|CRISPR THERA CM|EDJC|Edward Jones / CDS|411
CRSP|CRISPR THERA CM|EDJO|Edward D. Jones & Co., L.P.|13611
CRSP|CRISPR THERA CM|EGAM|CBOE TRADING, INC.|25856
CRSP|CRISPR THERA CM|EGAW|CBOE TRADING, INC.|115
CRSP|CRISPR THERA CM|EGMT|EG MARKET TECHNOLOGIES LLC|400
CRSP|CRISPR THERA CM|EGXM|CBOE TRADING, INC.|12134
CRSP|CRISPR THERA CM|EGXW|CBOE TRADING, INC.|200
CRSP|CRISPR THERA CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2300
CRSP|CRISPR THERA CM|ETBE|Electronic Transaction Clearing, Inc.|66571
CRSP|CRISPR THERA CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|18550
CRSP|CRISPR THERA CM|ETCB|ETC BROKERAGE SERVICES, LLC|50
CRSP|CRISPR THERA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|305058
CRSP|CRISPR THERA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1148
CRSP|CRISPR THERA CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1004
CRSP|CRISPR THERA CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2866
CRSP|CRISPR THERA CM|ETRS|E*Trade Securities LLC|1015739
CRSP|CRISPR THERA CM|FBCO|Credit Suisse Securities (USA) LLC|585027
CRSP|CRISPR THERA CM|FBSB|U.S. Bancorp Investments, Inc.|12822
CRSP|CRISPR THERA CM|FFSI|Firstrade Securities Inc.|3800
CRSP|CRISPR THERA CM|FILL|Tradestation Securities, Inc.|61565
CRSP|CRISPR THERA CM|FINX|FINTECH SECURITIES|70
CRSP|CRISPR THERA CM|FMAF|NBCN Inc./ CDS|18163
CRSP|CRISPR THERA CM|FOMA|TD AMERITRADE CLEARING, INC.|2584448
CRSP|CRISPR THERA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|715
CRSP|CRISPR THERA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63058
CRSP|CRISPR THERA CM|FTBR|Foliofn Investments, Inc.|8958
CRSP|CRISPR THERA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|42965
CRSP|CRISPR THERA CM|GLIS|TD Securities Inc|1934
CRSP|CRISPR THERA CM|GLPX|ACS EXECUTION SERVICES, LLC|242624
CRSP|CRISPR THERA CM|GSCO|GOLDMAN SACHS & CO. LLC|405329
CRSP|CRISPR THERA CM|GSCS|GOLDMAN SACHS & CO. LLC|70424
CRSP|CRISPR THERA CM|GSLT|GOLDMAN SACHS & CO. LLC|152203
CRSP|CRISPR THERA CM|GTSZ|GTS SECURITIES LLC|234761
CRSP|CRISPR THERA CM|HRBF|American Enterprise Investment Services Inc.|41745
CRSP|CRISPR THERA CM|HSBC|HSBC Securities, Inc.|440
CRSP|CRISPR THERA CM|IATS|INTERACTIVE BROKERS LLC|156793
CRSP|CRISPR THERA CM|IBKR|Interactive Brokers Llc|824551
CRSP|CRISPR THERA CM|ICBX|INSTINET, LLC|99295
CRSP|CRISPR THERA CM|IEQY|CITADEL SECURITIES LLC|55283
CRSP|CRISPR THERA CM|INCA|INSTINET, LLC|1043751
CRSP|CRISPR THERA CM|INJX|INSTINET, LLC|30686
CRSP|CRISPR THERA CM|ITGI|ITG Inc.|76912
CRSP|CRISPR THERA CM|ITGP|ITG INC.|87400
CRSP|CRISPR THERA CM|JANY|Janney Montgomery Scott Inc.|12609
CRSP|CRISPR THERA CM|JEFF|JEFFERIES LLC|40997
CRSP|CRISPR THERA CM|JMPT|JUMP TRADING, LLC|187883
CRSP|CRISPR THERA CM|JPBX|J.P. MORGAN SECURITIES LLC|87077
CRSP|CRISPR THERA CM|JPMX|J.P. Morgan Securities LLC|876239
CRSP|CRISPR THERA CM|JSCL|JOSEPH STONE CAPITAL L.L.C.|300
CRSP|CRISPR THERA CM|JSJX|JANE STREET CAPITAL LLC|346383
CRSP|CRISPR THERA CM|JSSF|JMP Securities LLC|68
CRSP|CRISPR THERA CM|JUTA|JUMP TRADING, LLC|227
CRSP|CRISPR THERA CM|KCGM|VIRTU Americas LLC|75186
CRSP|CRISPR THERA CM|KCRD|PHX FINANCIAL, INC.|350
CRSP|CRISPR THERA CM|LEER|LEERINK PARTNERS LLC|900
CRSP|CRISPR THERA CM|LEHM|Barclays Capital Inc./Le|936145
CRSP|CRISPR THERA CM|LIME|Lime Brokerage LLC|304301
CRSP|CRISPR THERA CM|LQNA|LIQUIDNET, INC.|5400
CRSP|CRISPR THERA CM|LSCI|Lek Securities Corporation|5491
CRSP|CRISPR THERA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CRSP|CRISPR THERA CM|MACC|Mid Atlantic Capital Corporation|500
CRSP|CRISPR THERA CM|MAVB|Great Point Capital LLC|300
CRSP|CRISPR THERA CM|MAXM|Maxim Group LLC|2595
CRSP|CRISPR THERA CM|MBTS|ALLY INVEST SECURITIES LLC|163
CRSP|CRISPR THERA CM|MCMF|Raymond James Ltd. Cds|199
CRSP|CRISPR THERA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|127910
CRSP|CRISPR THERA CM|MOTF|MOTIF INVESTING, INC.|211
CRSP|CRISPR THERA CM|MSCO|MORGAN STANLEY & CO. LLC|2254594
CRSP|CRISPR THERA CM|MSPL|MORGAN STANLEY & CO. LLC|248700
CRSP|CRISPR THERA CM|MSTX|MORGAN STANLEY & CO. LLC|21800
CRSP|CRISPR THERA CM|NATL|National Securities Corporation|4900
CRSP|CRISPR THERA CM|NEUB|NEUBERGER BERMAN BD LLC|35
CRSP|CRISPR THERA CM|NFSC|National Financial Services LLC|2355739
CRSP|CRISPR THERA CM|NITE|VIRTU Americas LLC|3750602
CRSP|CRISPR THERA CM|NITP|VIRTU Americas LLC|1864
CRSP|CRISPR THERA CM|NQRB|Brut, LLC|22969
CRSP|CRISPR THERA CM|OPCO|Oppenheimer & Co. Inc.|6698
CRSP|CRISPR THERA CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
CRSP|CRISPR THERA CM|PAUL|Paulson Investment Company, Inc.|9
CRSP|CRISPR THERA CM|PCFF|Pacific International Securities Inc./CDS|300
CRSP|CRISPR THERA CM|PCPT|PHILLIP CAPITAL INC.|725
CRSP|CRISPR THERA CM|PDQM|CODA MARKETS, INC.|376412
CRSP|CRISPR THERA CM|PHLY|NASDAQ Execution Services, LLC|44100
CRSP|CRISPR THERA CM|PICT|Pictet Overseas Inc.|100
CRSP|CRISPR THERA CM|PIPR|Piper Jaffray & Co.|2702
CRSP|CRISPR THERA CM|POIN|PRECISION SECURITIES, LLC (POIN)|5100
CRSP|CRISPR THERA CM|PWJC|UBS Financial Services, Inc.|21490
CRSP|CRISPR THERA CM|RAJA|Raymond James & Associates, Inc.|72506
CRSP|CRISPR THERA CM|RBCM|RBC CAPITAL MARKETS, LLC|31667
CRSP|CRISPR THERA CM|RGLD|Regal Securities, Inc|155
CRSP|CRISPR THERA CM|RHCO|Suntrust Robinson Humphrey, Inc.|893
CRSP|CRISPR THERA CM|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|365
CRSP|CRISPR THERA CM|SAGL|SAGETRADER, LLC|70339
CRSP|CRISPR THERA CM|SALI|INTL FCSTONE FINANCIAL INC.|5860
CRSP|CRISPR THERA CM|SBSH|Citigroup Global Markets Inc.|112903
CRSP|CRISPR THERA CM|SGMT|GOLDMAN SACHS & CO. LLC|232446
CRSP|CRISPR THERA CM|SPDR|SPEEDROUTE LLC|24837
CRSP|CRISPR THERA CM|SPHN|Stephens Inc.|10300
CRSP|CRISPR THERA CM|SPTD|MINT GLOBAL MARKETS, INC.|1000
CRSP|CRISPR THERA CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
CRSP|CRISPR THERA CM|STFL|Stifel, Nicolaus & Company, Incorporated|21430
CRSP|CRISPR THERA CM|STKP|STOCKPILE INVESTMENTS, INC.|1088
CRSP|CRISPR THERA CM|STXG|Stockcross Financial Services, Inc.|523
CRSP|CRISPR THERA CM|SWIM|TD Ameritrade, Inc.|1509358
CRSP|CRISPR THERA CM|SWST|Hilltop Securities Inc.|7198
CRSP|CRISPR THERA CM|TKNG|ALLY INVEST SECURITIES LLC|25308
CRSP|CRISPR THERA CM|TRBT|Tradebot Systems, Inc.|203823
CRSP|CRISPR THERA CM|TRCM|TRC MARKETS LLC|17908
CRSP|CRISPR THERA CM|TWTT|TASTYWORKS, INC.|2403
CRSP|CRISPR THERA CM|UBSA|UBS SECURITIES LLC|707524
CRSP|CRISPR THERA CM|UBSS|UBS Securities LLC|2232063
CRSP|CRISPR THERA CM|VALX|VIRTU AMERICAS LLC|44764
CRSP|CRISPR THERA CM|VGRD|Vanguard Marketing Corporation|132374
CRSP|CRISPR THERA CM|VNDM|Wall Street Access|2200
CRSP|CRISPR THERA CM|VSIN|Vision Financial Markets Llc|4
CRSP|CRISPR THERA CM|WABR|Wall Street Access|10250
CRSP|CRISPR THERA CM|WBLR|WILLIAM BLAIR|5752
CRSP|CRISPR THERA CM|WCHV|WELLS FARGO SECURITIES, LLC|152766
CRSP|CRISPR THERA CM|WEDB|WEDBUSH SECURITIES INC.|191875
CRSP|CRISPR THERA CM|WEED|Weeden & Co.L.P.|30
CRSP|CRISPR THERA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30808
CRSP|CRISPR THERA CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6410
CRSP|CRISPR THERA CM|WFPB|Wells Fargo Securities, LLC.|2065
CRSP|CRISPR THERA CM|WGIF|CIBC World Markets Inc.|11525
CRSP|CRISPR THERA CM|WSEA|WOLVERINE SECURITIES, LLC|59024
CRSP|CRISPR THERA CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4238
CRSP|CRISPR THERA CM|XIST|INSTINET, LLC|3400
CRSP|CRISPR THERA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|134738
CRSP|CRISPR THERA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|67437
CRSP|CRISPR THERA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13871
CRT|CROSS TIMBERS ROYLTY|APCC|Apex Clearing Corporation|93
CRT|CROSS TIMBERS ROYLTY|BATM|CBOE TRADING, INC.|80
CRT|CROSS TIMBERS ROYLTY|BBNT|BB&T SECURITIES, LLC|1000
CRT|CROSS TIMBERS ROYLTY|BZYD|GOLDMAN SACHS & CO. LLC|200
CRT|CROSS TIMBERS ROYLTY|CHAS|Charles Schwab & Co., Inc.|7
CRT|CROSS TIMBERS ROYLTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CRT|CROSS TIMBERS ROYLTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|710
CRT|CROSS TIMBERS ROYLTY|DADA|D.A. Davidson & Co.|4900
CRT|CROSS TIMBERS ROYLTY|DBAB|Deutsche Bank Securities Inc.|500
CRT|CROSS TIMBERS ROYLTY|DBAX|Deutsche Bank Securities Inc.|100
CRT|CROSS TIMBERS ROYLTY|EDJO|Edward D. Jones & Co., L.P.|56
CRT|CROSS TIMBERS ROYLTY|ETRS|E*Trade Securities LLC|11636
CRT|CROSS TIMBERS ROYLTY|FBSB|U.S. Bancorp Investments, Inc.|200
CRT|CROSS TIMBERS ROYLTY|FILL|Tradestation Securities, Inc.|1024
CRT|CROSS TIMBERS ROYLTY|FTBR|Foliofn Investments, Inc.|31
CRT|CROSS TIMBERS ROYLTY|GLPX|ACS EXECUTION SERVICES, LLC|20
CRT|CROSS TIMBERS ROYLTY|GTSZ|GTS SECURITIES LLC|1146
CRT|CROSS TIMBERS ROYLTY|HRBF|American Enterprise Investment Services Inc.|3
CRT|CROSS TIMBERS ROYLTY|IATS|INTERACTIVE BROKERS LLC|40
CRT|CROSS TIMBERS ROYLTY|IBKR|Interactive Brokers Llc|827
CRT|CROSS TIMBERS ROYLTY|JANY|Janney Montgomery Scott Inc.|409
CRT|CROSS TIMBERS ROYLTY|LEHM|Barclays Capital Inc./Le|200
CRT|CROSS TIMBERS ROYLTY|LIME|Lime Brokerage LLC|955
CRT|CROSS TIMBERS ROYLTY|MOTF|MOTIF INVESTING, INC.|1
CRT|CROSS TIMBERS ROYLTY|MSCO|MORGAN STANLEY & CO. LLC|5352
CRT|CROSS TIMBERS ROYLTY|MSPL|MORGAN STANLEY & CO. LLC|1900
CRT|CROSS TIMBERS ROYLTY|NFSC|National Financial Services LLC|44357
CRT|CROSS TIMBERS ROYLTY|NITE|VIRTU Americas LLC|66771
CRT|CROSS TIMBERS ROYLTY|OPCO|Oppenheimer & Co. Inc.|3
CRT|CROSS TIMBERS ROYLTY|PDQM|CODA MARKETS, INC.|20
CRT|CROSS TIMBERS ROYLTY|PWJC|UBS Financial Services, Inc.|2700
CRT|CROSS TIMBERS ROYLTY|RBCM|RBC CAPITAL MARKETS, LLC|3211
CRT|CROSS TIMBERS ROYLTY|SGMT|GOLDMAN SACHS & CO. LLC|100
CRT|CROSS TIMBERS ROYLTY|STFL|Stifel, Nicolaus & Company, Incorporated|401
CRT|CROSS TIMBERS ROYLTY|SWIM|TD Ameritrade, Inc.|17816
CRT|CROSS TIMBERS ROYLTY|SWST|Hilltop Securities Inc.|14
CRT|CROSS TIMBERS ROYLTY|TKNG|ALLY INVEST SECURITIES LLC|107
CRT|CROSS TIMBERS ROYLTY|UBSA|UBS SECURITIES LLC|860
CRT|CROSS TIMBERS ROYLTY|UBSS|UBS Securities LLC|6760
CRT|CROSS TIMBERS ROYLTY|VALX|VIRTU AMERICAS LLC|60
CRT|CROSS TIMBERS ROYLTY|VGRD|Vanguard Marketing Corporation|2927
CRT|CROSS TIMBERS ROYLTY|WCHV|WELLS FARGO SECURITIES, LLC|3632
CRT|CROSS TIMBERS ROYLTY|WSEA|WOLVERINE SECURITIES, LLC|29
CRT|CROSS TIMBERS ROYLTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|508
CRTO|CRITEO S.A. ADS|ALTX|Alternet Securities Inc.|24443
CRTO|CRITEO S.A. ADS|APCC|Apex Clearing Corporation|983
CRTO|CRITEO S.A. ADS|BARD|Robert W. Baird & Co. Incorporated|42
CRTO|CRITEO S.A. ADS|BATM|CBOE TRADING, INC.|23517
CRTO|CRITEO S.A. ADS|BAYT|BTIG, LLC|2600
CRTO|CRITEO S.A. ADS|BERN|Sanford C. Bernstein & Co., LLC|72358
CRTO|CRITEO S.A. ADS|BIAD|SAGETRADER, LLC|267
CRTO|CRITEO S.A. ADS|BIMI|Banca IMI Securities Corp.|650
CRTO|CRITEO S.A. ADS|BKCM|BNY Mellon Capital Markets LLC|500
CRTO|CRITEO S.A. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3000
CRTO|CRITEO S.A. ADS|BLKX|INSTINET, LLC|86700
CRTO|CRITEO S.A. ADS|BNPX|BNP PARIBAS SECURITIES CORP.|112941
CRTO|CRITEO S.A. ADS|BTIG|BTIG, LLC|3592
CRTO|CRITEO S.A. ADS|BYXM|CBOE TRADING, INC.|12101
CRTO|CRITEO S.A. ADS|BZYD|GOLDMAN SACHS & CO. LLC|499
CRTO|CRITEO S.A. ADS|CANT|Cantor Fitzgerald & Co.|13323
CRTO|CRITEO S.A. ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|33098
CRTO|CRITEO S.A. ADS|CFGT|CF Global Trading, LLC|21700
CRTO|CRITEO S.A. ADS|CHAS|Charles Schwab & Co., Inc.|1100
CRTO|CRITEO S.A. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|393690
CRTO|CRITEO S.A. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1580
CRTO|CRITEO S.A. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|453471
CRTO|CRITEO S.A. ADS|CTDL|Citadel Derivatives Group Llc|10164
CRTO|CRITEO S.A. ADS|CTLR|CUTLER GROUP, LP|100
CRTO|CRITEO S.A. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|30406
CRTO|CRITEO S.A. ADS|DADA|D.A. Davidson & Co.|27
CRTO|CRITEO S.A. ADS|DBAB|Deutsche Bank Securities Inc.|324766
CRTO|CRITEO S.A. ADS|DBAX|Deutsche Bank Securities Inc.|362400
CRTO|CRITEO S.A. ADS|DBUL|Deutsche Bank Securities Inc.|1010
CRTO|CRITEO S.A. ADS|DCHF|Dart Executions, LLC|43546
CRTO|CRITEO S.A. ADS|DEAN|MORGAN STANLEY|9861
CRTO|CRITEO S.A. ADS|DEGS|RONIN PROFESSIONAL LLC|25884
CRTO|CRITEO S.A. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3022
CRTO|CRITEO S.A. ADS|EBXL|EBX LLC|468000
CRTO|CRITEO S.A. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|7929
CRTO|CRITEO S.A. ADS|EDJO|Edward D. Jones & Co., L.P.|770
CRTO|CRITEO S.A. ADS|EGAM|CBOE TRADING, INC.|34105
CRTO|CRITEO S.A. ADS|EGAW|CBOE TRADING, INC.|100
CRTO|CRITEO S.A. ADS|EGXM|CBOE TRADING, INC.|15600
CRTO|CRITEO S.A. ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8600
CRTO|CRITEO S.A. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30344
CRTO|CRITEO S.A. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|355
CRTO|CRITEO S.A. ADS|ETRS|E*Trade Securities LLC|168497
CRTO|CRITEO S.A. ADS|FBCO|Credit Suisse Securities (USA) LLC|595212
CRTO|CRITEO S.A. ADS|FBSB|U.S. Bancorp Investments, Inc.|1582
CRTO|CRITEO S.A. ADS|FFSI|Firstrade Securities Inc.|100
CRTO|CRITEO S.A. ADS|FILL|Tradestation Securities, Inc.|8045
CRTO|CRITEO S.A. ADS|FMAF|NBCN Inc./ CDS|8899
CRTO|CRITEO S.A. ADS|FMCO|First Manhattan Co|1350
CRTO|CRITEO S.A. ADS|FOMA|TD AMERITRADE CLEARING, INC.|414831
CRTO|CRITEO S.A. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10549
CRTO|CRITEO S.A. ADS|FQLS|Quantlab Securities LP|415730
CRTO|CRITEO S.A. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186455
CRTO|CRITEO S.A. ADS|FTBR|Foliofn Investments, Inc.|4845
CRTO|CRITEO S.A. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|39627
CRTO|CRITEO S.A. ADS|GELP|RBC CAPITAL MARKETS, LLC|1193
CRTO|CRITEO S.A. ADS|GLIS|TD Securities Inc|300
CRTO|CRITEO S.A. ADS|GLPX|ACS EXECUTION SERVICES, LLC|9825
CRTO|CRITEO S.A. ADS|GSCO|GOLDMAN SACHS & CO. LLC|3310742
CRTO|CRITEO S.A. ADS|GSCS|GOLDMAN SACHS & CO. LLC|107147
CRTO|CRITEO S.A. ADS|GSLT|GOLDMAN SACHS & CO. LLC|31108
CRTO|CRITEO S.A. ADS|GTSZ|GTS SECURITIES LLC|116413
CRTO|CRITEO S.A. ADS|HRBF|American Enterprise Investment Services Inc.|13260
CRTO|CRITEO S.A. ADS|HSBC|HSBC Securities, Inc.|11189
CRTO|CRITEO S.A. ADS|IATS|INTERACTIVE BROKERS LLC|54295
CRTO|CRITEO S.A. ADS|IBKR|Interactive Brokers Llc|393767
CRTO|CRITEO S.A. ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|32
CRTO|CRITEO S.A. ADS|ICBX|INSTINET, LLC|189921
CRTO|CRITEO S.A. ADS|INCA|INSTINET, LLC|466259
CRTO|CRITEO S.A. ADS|INJX|INSTINET, LLC|63015
CRTO|CRITEO S.A. ADS|ITGI|ITG Inc.|114376
CRTO|CRITEO S.A. ADS|ITGP|ITG INC.|304800
CRTO|CRITEO S.A. ADS|JANY|Janney Montgomery Scott Inc.|300
CRTO|CRITEO S.A. ADS|JEFF|JEFFERIES LLC|318113
CRTO|CRITEO S.A. ADS|JMPT|JUMP TRADING, LLC|167902
CRTO|CRITEO S.A. ADS|JONE|JonesTrading|1213
CRTO|CRITEO S.A. ADS|JPBX|J.P. MORGAN SECURITIES LLC|135866
CRTO|CRITEO S.A. ADS|JPMX|J.P. Morgan Securities LLC|2241078
CRTO|CRITEO S.A. ADS|JSJX|JANE STREET CAPITAL LLC|2325
CRTO|CRITEO S.A. ADS|KCGM|VIRTU Americas LLC|152351
CRTO|CRITEO S.A. ADS|KEYB|KEYBANC CAPITAL MARKETS INC.|321880
CRTO|CRITEO S.A. ADS|LEHM|Barclays Capital Inc./Le|700125
CRTO|CRITEO S.A. ADS|LIME|Lime Brokerage LLC|290923
CRTO|CRITEO S.A. ADS|LIWD|LIME BROKERAGE LLC|44
CRTO|CRITEO S.A. ADS|LMNX|LUMINEX TRADING & ANALYTICS LLC|60000
CRTO|CRITEO S.A. ADS|LQNA|LIQUIDNET, INC.|573500
CRTO|CRITEO S.A. ADS|LSCI|Lek Securities Corporation|547
CRTO|CRITEO S.A. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CRTO|CRITEO S.A. ADS|MACQ|Macquarie Capital (USA) Inc.|306432
CRTO|CRITEO S.A. ADS|MBTS|ALLY INVEST SECURITIES LLC|500
CRTO|CRITEO S.A. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|211574
CRTO|CRITEO S.A. ADS|MOTF|MOTIF INVESTING, INC.|20
CRTO|CRITEO S.A. ADS|MPSG|E D & F Man Capital Markets Inc.|1012
CRTO|CRITEO S.A. ADS|MSCO|MORGAN STANLEY & CO. LLC|3108158
CRTO|CRITEO S.A. ADS|MSPL|MORGAN STANLEY & CO. LLC|822500
CRTO|CRITEO S.A. ADS|MSTX|MORGAN STANLEY & CO. LLC|192300
CRTO|CRITEO S.A. ADS|NFSC|National Financial Services LLC|270079
CRTO|CRITEO S.A. ADS|NITE|VIRTU Americas LLC|767505
CRTO|CRITEO S.A. ADS|NITP|VIRTU Americas LLC|3600
CRTO|CRITEO S.A. ADS|NQRB|Brut, LLC|56283
CRTO|CRITEO S.A. ADS|OPCO|Oppenheimer & Co. Inc.|370
CRTO|CRITEO S.A. ADS|PCPT|PHILLIP CAPITAL INC.|435
CRTO|CRITEO S.A. ADS|PDQM|CODA MARKETS, INC.|14396
CRTO|CRITEO S.A. ADS|PICT|Pictet Overseas Inc.|9200
CRTO|CRITEO S.A. ADS|PIPR|Piper Jaffray & Co.|124
CRTO|CRITEO S.A. ADS|PWJC|UBS Financial Services, Inc.|201
CRTO|CRITEO S.A. ADS|RAJA|Raymond James & Associates, Inc.|3389
CRTO|CRITEO S.A. ADS|RBCM|RBC CAPITAL MARKETS, LLC|2100
CRTO|CRITEO S.A. ADS|RGLD|Regal Securities, Inc|51
CRTO|CRITEO S.A. ADS|ROTH|Roth Capital Partners, LLC|200
CRTO|CRITEO S.A. ADS|SALI|INTL FCSTONE FINANCIAL INC.|2888
CRTO|CRITEO S.A. ADS|SBSH|Citigroup Global Markets Inc.|120519
CRTO|CRITEO S.A. ADS|SGMT|GOLDMAN SACHS & CO. LLC|520799
CRTO|CRITEO S.A. ADS|SPDR|SPEEDROUTE LLC|2789
CRTO|CRITEO S.A. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|2658
CRTO|CRITEO S.A. ADS|STKP|STOCKPILE INVESTMENTS, INC.|56
CRTO|CRITEO S.A. ADS|SWIM|TD Ameritrade, Inc.|303401
CRTO|CRITEO S.A. ADS|SWST|Hilltop Securities Inc.|964
CRTO|CRITEO S.A. ADS|TKNG|ALLY INVEST SECURITIES LLC|245
CRTO|CRITEO S.A. ADS|TOUR|TOURMALINE PARTNERS, LLC|5800
CRTO|CRITEO S.A. ADS|TRCM|TRC MARKETS LLC|279026
CRTO|CRITEO S.A. ADS|TWTT|TASTYWORKS, INC.|1550
CRTO|CRITEO S.A. ADS|UBSA|UBS SECURITIES LLC|1156675
CRTO|CRITEO S.A. ADS|UBSS|UBS Securities LLC|1057505
CRTO|CRITEO S.A. ADS|VALX|VIRTU AMERICAS LLC|25913
CRTO|CRITEO S.A. ADS|VGRD|Vanguard Marketing Corporation|8343
CRTO|CRITEO S.A. ADS|WBLR|WILLIAM BLAIR|1992
CRTO|CRITEO S.A. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|1700
CRTO|CRITEO S.A. ADS|WCHV|WELLS FARGO SECURITIES, LLC|25793
CRTO|CRITEO S.A. ADS|WEDB|WEDBUSH SECURITIES INC.|2285
CRTO|CRITEO S.A. ADS|WEED|Weeden & Co.L.P.|510
CRTO|CRITEO S.A. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17501
CRTO|CRITEO S.A. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24354
CRTO|CRITEO S.A. ADS|WGIF|CIBC World Markets Inc.|60
CRTO|CRITEO S.A. ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
CRTO|CRITEO S.A. ADS|WORD|Worden Capital Management LLC|11100
CRTO|CRITEO S.A. ADS|WSEA|WOLVERINE SECURITIES, LLC|4593
CRTO|CRITEO S.A. ADS|XIST|INSTINET, LLC|52400
CRTO|CRITEO S.A. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|42994
CRTO|CRITEO S.A. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1510
CRTO|CRITEO S.A. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1225
CRUS|CIRRUS LOGIC INC|AGIS|Aegis Capital Corp.|700
CRUS|CIRRUS LOGIC INC|ALTX|Alternet Securities Inc.|15755
CRUS|CIRRUS LOGIC INC|ANOS|ABEL/NOSER, L.L.C.|332
CRUS|CIRRUS LOGIC INC|APCC|Apex Clearing Corporation|12317
CRUS|CIRRUS LOGIC INC|BANK|Primevest Financial Services, Inc.|400
CRUS|CIRRUS LOGIC INC|BARD|Robert W. Baird & Co. Incorporated|1893
CRUS|CIRRUS LOGIC INC|BATM|CBOE TRADING, INC.|16945
CRUS|CIRRUS LOGIC INC|BAYC|BAY CREST PARTNERS, LLC|9740
CRUS|CIRRUS LOGIC INC|BAYT|BTIG, LLC|3600
CRUS|CIRRUS LOGIC INC|BERN|Sanford C. Bernstein & Co., LLC|41986
CRUS|CIRRUS LOGIC INC|BIMI|Banca IMI Securities Corp.|300
CRUS|CIRRUS LOGIC INC|BKCM|BNY Mellon Capital Markets LLC|29589
CRUS|CIRRUS LOGIC INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20998
CRUS|CIRRUS LOGIC INC|BLKX|INSTINET, LLC|55600
CRUS|CIRRUS LOGIC INC|BMOC|BMO Capital Markets Corp.|13466
CRUS|CIRRUS LOGIC INC|BNPX|BNP PARIBAS SECURITIES CORP.|25696
CRUS|CIRRUS LOGIC INC|BRGE|Newbridge Securities Corp.|300
CRUS|CIRRUS LOGIC INC|BRVL|BLAYLOCK VAN, LLC|2700
CRUS|CIRRUS LOGIC INC|BTIG|BTIG, LLC|15474
CRUS|CIRRUS LOGIC INC|BYXM|CBOE TRADING, INC.|4907
CRUS|CIRRUS LOGIC INC|BZYD|GOLDMAN SACHS & CO. LLC|300
CRUS|CIRRUS LOGIC INC|CANT|Cantor Fitzgerald & Co.|361
CRUS|CIRRUS LOGIC INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|46800
CRUS|CIRRUS LOGIC INC|CHAS|Charles Schwab & Co., Inc.|3572
CRUS|CIRRUS LOGIC INC|CIST|Capital Institutional Services, Inc.|4401
CRUS|CIRRUS LOGIC INC|CLSA|CLSA AMERICAS, LLC|100
CRUS|CIRRUS LOGIC INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60043
CRUS|CIRRUS LOGIC INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6627
CRUS|CIRRUS LOGIC INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3700
CRUS|CIRRUS LOGIC INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|599719
CRUS|CIRRUS LOGIC INC|CTDL|Citadel Derivatives Group Llc|2453
CRUS|CIRRUS LOGIC INC|CTLR|CUTLER GROUP, LP|3502
CRUS|CIRRUS LOGIC INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|93110
CRUS|CIRRUS LOGIC INC|DBAB|Deutsche Bank Securities Inc.|889191
CRUS|CIRRUS LOGIC INC|DBAX|Deutsche Bank Securities Inc.|366000
CRUS|CIRRUS LOGIC INC|DBUL|Deutsche Bank Securities Inc.|5842
CRUS|CIRRUS LOGIC INC|DEAN|MORGAN STANLEY|7305
CRUS|CIRRUS LOGIC INC|DEGS|RONIN PROFESSIONAL LLC|3720
CRUS|CIRRUS LOGIC INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22205
CRUS|CIRRUS LOGIC INC|DOTC|Dougherty & Company LLC|600
CRUS|CIRRUS LOGIC INC|DRWK|DRW SECURITIES, L.L.C.|32095
CRUS|CIRRUS LOGIC INC|EBXL|EBX LLC|170400
CRUS|CIRRUS LOGIC INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|28027
CRUS|CIRRUS LOGIC INC|EDJO|Edward D. Jones & Co., L.P.|2422
CRUS|CIRRUS LOGIC INC|EGAM|CBOE TRADING, INC.|17768
CRUS|CIRRUS LOGIC INC|EGAW|CBOE TRADING, INC.|189
CRUS|CIRRUS LOGIC INC|EGMT|EG MARKET TECHNOLOGIES LLC|2350
CRUS|CIRRUS LOGIC INC|EGXM|CBOE TRADING, INC.|4203
CRUS|CIRRUS LOGIC INC|EGXW|CBOE TRADING, INC.|173
CRUS|CIRRUS LOGIC INC|ELEV|ELEVATION, LLC|7125
CRUS|CIRRUS LOGIC INC|EROM|Eroom Securities L.L.C.|4900
CRUS|CIRRUS LOGIC INC|ETBE|Electronic Transaction Clearing, Inc.|33416
CRUS|CIRRUS LOGIC INC|ETCC|Electronic Transaction Clearing, Inc.|500
CRUS|CIRRUS LOGIC INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4586
CRUS|CIRRUS LOGIC INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51900
CRUS|CIRRUS LOGIC INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
CRUS|CIRRUS LOGIC INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|60000
CRUS|CIRRUS LOGIC INC|ETRS|E*Trade Securities LLC|204813
CRUS|CIRRUS LOGIC INC|FBCO|Credit Suisse Securities (USA) LLC|2106325
CRUS|CIRRUS LOGIC INC|FBSB|U.S. Bancorp Investments, Inc.|954
CRUS|CIRRUS LOGIC INC|FFSI|Firstrade Securities Inc.|100
CRUS|CIRRUS LOGIC INC|FILL|Tradestation Securities, Inc.|5558
CRUS|CIRRUS LOGIC INC|FINX|FINTECH SECURITIES|250
CRUS|CIRRUS LOGIC INC|FMAF|NBCN Inc./ CDS|4169
CRUS|CIRRUS LOGIC INC|FOMA|TD AMERITRADE CLEARING, INC.|307438
CRUS|CIRRUS LOGIC INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3124
CRUS|CIRRUS LOGIC INC|FQLS|Quantlab Securities LP|532633
CRUS|CIRRUS LOGIC INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111995
CRUS|CIRRUS LOGIC INC|FTBR|Foliofn Investments, Inc.|3925
CRUS|CIRRUS LOGIC INC|GEBB|GLOBAL EXECUTION BROKERS, LP|34371
CRUS|CIRRUS LOGIC INC|GLIS|TD Securities Inc|100
CRUS|CIRRUS LOGIC INC|GLPX|ACS EXECUTION SERVICES, LLC|114052
CRUS|CIRRUS LOGIC INC|GSCO|GOLDMAN SACHS & CO. LLC|2753307
CRUS|CIRRUS LOGIC INC|GSCS|GOLDMAN SACHS & CO. LLC|128969
CRUS|CIRRUS LOGIC INC|GSLT|GOLDMAN SACHS & CO. LLC|15594
CRUS|CIRRUS LOGIC INC|GTSZ|GTS SECURITIES LLC|145031
CRUS|CIRRUS LOGIC INC|HAPX|HAP Trading, LLC|50
CRUS|CIRRUS LOGIC INC|HRBF|American Enterprise Investment Services Inc.|3259
CRUS|CIRRUS LOGIC INC|HSBC|HSBC Securities, Inc.|800
CRUS|CIRRUS LOGIC INC|IATS|INTERACTIVE BROKERS LLC|40802
CRUS|CIRRUS LOGIC INC|IBKR|Interactive Brokers Llc|232516
CRUS|CIRRUS LOGIC INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
CRUS|CIRRUS LOGIC INC|ICBX|INSTINET, LLC|72716
CRUS|CIRRUS LOGIC INC|IEQY|CITADEL SECURITIES LLC|184510
CRUS|CIRRUS LOGIC INC|INCA|INSTINET, LLC|835742
CRUS|CIRRUS LOGIC INC|INJX|INSTINET, LLC|57683
CRUS|CIRRUS LOGIC INC|ITGI|ITG Inc.|37870
CRUS|CIRRUS LOGIC INC|ITGP|ITG INC.|83400
CRUS|CIRRUS LOGIC INC|JANY|Janney Montgomery Scott Inc.|38907
CRUS|CIRRUS LOGIC INC|JEFF|JEFFERIES LLC|301789
CRUS|CIRRUS LOGIC INC|JMPT|JUMP TRADING, LLC|100504
CRUS|CIRRUS LOGIC INC|JPBX|J.P. MORGAN SECURITIES LLC|105766
CRUS|CIRRUS LOGIC INC|JPMX|J.P. Morgan Securities LLC|705568
CRUS|CIRRUS LOGIC INC|JSJX|JANE STREET CAPITAL LLC|6924
CRUS|CIRRUS LOGIC INC|KCGM|VIRTU Americas LLC|60779
CRUS|CIRRUS LOGIC INC|LEHM|Barclays Capital Inc./Le|1034214
CRUS|CIRRUS LOGIC INC|LIME|Lime Brokerage LLC|159396
CRUS|CIRRUS LOGIC INC|LMGP|LIME BROKERAGE LLC|1700
CRUS|CIRRUS LOGIC INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|146200
CRUS|CIRRUS LOGIC INC|LQNA|LIQUIDNET, INC.|36500
CRUS|CIRRUS LOGIC INC|LSCI|Lek Securities Corporation|1639
CRUS|CIRRUS LOGIC INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CRUS|CIRRUS LOGIC INC|MACQ|Macquarie Capital (USA) Inc.|9533
CRUS|CIRRUS LOGIC INC|MAXM|Maxim Group LLC|7005
CRUS|CIRRUS LOGIC INC|MCMF|Raymond James Ltd. Cds|800
CRUS|CIRRUS LOGIC INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140276
CRUS|CIRRUS LOGIC INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
CRUS|CIRRUS LOGIC INC|MOTF|MOTIF INVESTING, INC.|95
CRUS|CIRRUS LOGIC INC|MSCO|MORGAN STANLEY & CO. LLC|3316821
CRUS|CIRRUS LOGIC INC|MSPL|MORGAN STANLEY & CO. LLC|603300
CRUS|CIRRUS LOGIC INC|MSTX|MORGAN STANLEY & CO. LLC|267800
CRUS|CIRRUS LOGIC INC|NATL|National Securities Corporation|600
CRUS|CIRRUS LOGIC INC|NFSC|National Financial Services LLC|407726
CRUS|CIRRUS LOGIC INC|NITE|VIRTU Americas LLC|662129
CRUS|CIRRUS LOGIC INC|NITP|VIRTU Americas LLC|4000
CRUS|CIRRUS LOGIC INC|NQRB|Brut, LLC|16432
CRUS|CIRRUS LOGIC INC|NTRC|Northern Trust Securities, Inc.|770
CRUS|CIRRUS LOGIC INC|OHOS|TWO SIGMA SECURITIES, LLC|69495
CRUS|CIRRUS LOGIC INC|OPCO|Oppenheimer & Co. Inc.|619
CRUS|CIRRUS LOGIC INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2672
CRUS|CIRRUS LOGIC INC|PCPT|PHILLIP CAPITAL INC.|700
CRUS|CIRRUS LOGIC INC|PDQM|CODA MARKETS, INC.|264792
CRUS|CIRRUS LOGIC INC|PHLY|NASDAQ Execution Services, LLC|23592
CRUS|CIRRUS LOGIC INC|PWJC|UBS Financial Services, Inc.|400
CRUS|CIRRUS LOGIC INC|RAJA|Raymond James & Associates, Inc.|7431
CRUS|CIRRUS LOGIC INC|RBCM|RBC CAPITAL MARKETS, LLC|3184
CRUS|CIRRUS LOGIC INC|RHCO|Suntrust Robinson Humphrey, Inc.|14425
CRUS|CIRRUS LOGIC INC|SAGL|SAGETRADER, LLC|8595
CRUS|CIRRUS LOGIC INC|SAGW|SAGETRADER, LLC|98
CRUS|CIRRUS LOGIC INC|SALI|INTL FCSTONE FINANCIAL INC.|3000
CRUS|CIRRUS LOGIC INC|SBSH|Citigroup Global Markets Inc.|265032
CRUS|CIRRUS LOGIC INC|SGMT|GOLDMAN SACHS & CO. LLC|209934
CRUS|CIRRUS LOGIC INC|SOGO|Wang Investment Associates, Inc.|18
CRUS|CIRRUS LOGIC INC|SPDR|SPEEDROUTE LLC|41777
CRUS|CIRRUS LOGIC INC|SPTD|MINT GLOBAL MARKETS, INC.|500
CRUS|CIRRUS LOGIC INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
CRUS|CIRRUS LOGIC INC|STFL|Stifel, Nicolaus & Company, Incorporated|10616
CRUS|CIRRUS LOGIC INC|STKP|STOCKPILE INVESTMENTS, INC.|90
CRUS|CIRRUS LOGIC INC|STTT|STATETRUST INVESTMENTS INC.|350
CRUS|CIRRUS LOGIC INC|SWIM|TD Ameritrade, Inc.|176111
CRUS|CIRRUS LOGIC INC|SWST|Hilltop Securities Inc.|1407
CRUS|CIRRUS LOGIC INC|TKNG|ALLY INVEST SECURITIES LLC|13112
CRUS|CIRRUS LOGIC INC|TONC|CUTTONE & CO., LLC|2090
CRUS|CIRRUS LOGIC INC|TRBT|Tradebot Systems, Inc.|291030
CRUS|CIRRUS LOGIC INC|TRCM|TRC MARKETS LLC|169780
CRUS|CIRRUS LOGIC INC|TWTT|TASTYWORKS, INC.|313
CRUS|CIRRUS LOGIC INC|UBSA|UBS SECURITIES LLC|551811
CRUS|CIRRUS LOGIC INC|UBSS|UBS Securities LLC|1354363
CRUS|CIRRUS LOGIC INC|VALX|VIRTU AMERICAS LLC|17397
CRUS|CIRRUS LOGIC INC|VGRD|Vanguard Marketing Corporation|18789
CRUS|CIRRUS LOGIC INC|VNDS|VANDHAM SECURITIES CORP|400
CRUS|CIRRUS LOGIC INC|WBLR|WILLIAM BLAIR|175
CRUS|CIRRUS LOGIC INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1014
CRUS|CIRRUS LOGIC INC|WCHV|WELLS FARGO SECURITIES, LLC|61361
CRUS|CIRRUS LOGIC INC|WEDB|WEDBUSH SECURITIES INC.|5936
CRUS|CIRRUS LOGIC INC|WEED|Weeden & Co.L.P.|5570
CRUS|CIRRUS LOGIC INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68477
CRUS|CIRRUS LOGIC INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71
CRUS|CIRRUS LOGIC INC|WGIF|CIBC World Markets Inc.|6051
CRUS|CIRRUS LOGIC INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|139
CRUS|CIRRUS LOGIC INC|WORD|Worden Capital Management LLC|10907
CRUS|CIRRUS LOGIC INC|WSEA|WOLVERINE SECURITIES, LLC|14073
CRUS|CIRRUS LOGIC INC|XIST|INSTINET, LLC|292246
CRUS|CIRRUS LOGIC INC|XPQR|Jump Trading|3000
CRUS|CIRRUS LOGIC INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|140368
CRUS|CIRRUS LOGIC INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6843
CRUS|CIRRUS LOGIC INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2102
CRUSC|CALV ULT-SHRT NXTSHR|FTBR|Foliofn Investments, Inc.|118
CRUSC|CALV ULT-SHRT NXTSHR|NITE|VIRTU Americas LLC|118
CRVL|CORVEL CP         ##|ANOS|ABEL/NOSER, L.L.C.|248
CRVL|CORVEL CP         ##|APCC|Apex Clearing Corporation|5
CRVL|CORVEL CP         ##|BATM|CBOE TRADING, INC.|371
CRVL|CORVEL CP         ##|BERN|Sanford C. Bernstein & Co., LLC|19
CRVL|CORVEL CP         ##|BMOC|BMO Capital Markets Corp.|1469
CRVL|CORVEL CP         ##|BNPX|BNP PARIBAS SECURITIES CORP.|1601
CRVL|CORVEL CP         ##|BTIG|BTIG, LLC|11465
CRVL|CORVEL CP         ##|BZYD|GOLDMAN SACHS & CO. LLC|976
CRVL|CORVEL CP         ##|CHAS|Charles Schwab & Co., Inc.|23
CRVL|CORVEL CP         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|149
CRVL|CORVEL CP         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9093
CRVL|CORVEL CP         ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9817
CRVL|CORVEL CP         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1746
CRVL|CORVEL CP         ##|CTDL|Citadel Derivatives Group Llc|2587
CRVL|CORVEL CP         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1480
CRVL|CORVEL CP         ##|DBAB|Deutsche Bank Securities Inc.|32386
CRVL|CORVEL CP         ##|DBAX|Deutsche Bank Securities Inc.|1000
CRVL|CORVEL CP         ##|DEAN|MORGAN STANLEY|896
CRVL|CORVEL CP         ##|DEGS|RONIN PROFESSIONAL LLC|2750
CRVL|CORVEL CP         ##|EBXL|EBX LLC|700
CRVL|CORVEL CP         ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
CRVL|CORVEL CP         ##|EDJO|Edward D. Jones & Co., L.P.|295
CRVL|CORVEL CP         ##|EGAM|CBOE TRADING, INC.|37
CRVL|CORVEL CP         ##|EGXM|CBOE TRADING, INC.|17
CRVL|CORVEL CP         ##|ETCC|Electronic Transaction Clearing, Inc.|1022
CRVL|CORVEL CP         ##|ETRS|E*Trade Securities LLC|10117
CRVL|CORVEL CP         ##|FBCO|Credit Suisse Securities (USA) LLC|15015
CRVL|CORVEL CP         ##|FOMA|TD AMERITRADE CLEARING, INC.|8080
CRVL|CORVEL CP         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3132
CRVL|CORVEL CP         ##|FTBR|Foliofn Investments, Inc.|7123
CRVL|CORVEL CP         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2361
CRVL|CORVEL CP         ##|GSCO|GOLDMAN SACHS & CO. LLC|76143
CRVL|CORVEL CP         ##|GSCS|GOLDMAN SACHS & CO. LLC|1519
CRVL|CORVEL CP         ##|GTSZ|GTS SECURITIES LLC|871
CRVL|CORVEL CP         ##|IBKR|Interactive Brokers Llc|3332
CRVL|CORVEL CP         ##|ICBX|INSTINET, LLC|300
CRVL|CORVEL CP         ##|IEQY|CITADEL SECURITIES LLC|3028
CRVL|CORVEL CP         ##|INCA|INSTINET, LLC|18280
CRVL|CORVEL CP         ##|INJX|INSTINET, LLC|553
CRVL|CORVEL CP         ##|ITGI|ITG Inc.|7973
CRVL|CORVEL CP         ##|ITGP|ITG INC.|7600
CRVL|CORVEL CP         ##|JEFF|JEFFERIES LLC|2666
CRVL|CORVEL CP         ##|JPBX|J.P. MORGAN SECURITIES LLC|2245
CRVL|CORVEL CP         ##|JPMX|J.P. Morgan Securities LLC|12613
CRVL|CORVEL CP         ##|KCGM|VIRTU Americas LLC|300
CRVL|CORVEL CP         ##|LEHM|Barclays Capital Inc./Le|18551
CRVL|CORVEL CP         ##|LIME|Lime Brokerage LLC|35113
CRVL|CORVEL CP         ##|LMGP|LIME BROKERAGE LLC|1949
CRVL|CORVEL CP         ##|MAXM|Maxim Group LLC|648
CRVL|CORVEL CP         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
CRVL|CORVEL CP         ##|MSCO|MORGAN STANLEY & CO. LLC|110731
CRVL|CORVEL CP         ##|MSPL|MORGAN STANLEY & CO. LLC|2400
CRVL|CORVEL CP         ##|MSTX|MORGAN STANLEY & CO. LLC|800
CRVL|CORVEL CP         ##|NFSC|National Financial Services LLC|8992
CRVL|CORVEL CP         ##|NITE|VIRTU Americas LLC|27060
CRVL|CORVEL CP         ##|OPCO|Oppenheimer & Co. Inc.|66
CRVL|CORVEL CP         ##|PDQM|CODA MARKETS, INC.|263
CRVL|CORVEL CP         ##|RAJA|Raymond James & Associates, Inc.|612
CRVL|CORVEL CP         ##|SAGW|SAGETRADER, LLC|32
CRVL|CORVEL CP         ##|SBSH|Citigroup Global Markets Inc.|19844
CRVL|CORVEL CP         ##|SGMT|GOLDMAN SACHS & CO. LLC|1014
CRVL|CORVEL CP         ##|SPDR|SPEEDROUTE LLC|100
CRVL|CORVEL CP         ##|SPTD|MINT GLOBAL MARKETS, INC.|5294
CRVL|CORVEL CP         ##|STFL|Stifel, Nicolaus & Company, Incorporated|63
CRVL|CORVEL CP         ##|TRBT|Tradebot Systems, Inc.|4432
CRVL|CORVEL CP         ##|TRCM|TRC MARKETS LLC|20361
CRVL|CORVEL CP         ##|UBSA|UBS SECURITIES LLC|14413
CRVL|CORVEL CP         ##|UBSS|UBS Securities LLC|70387
CRVL|CORVEL CP         ##|VALX|VIRTU AMERICAS LLC|292
CRVL|CORVEL CP         ##|WCHV|WELLS FARGO SECURITIES, LLC|18146
CRVL|CORVEL CP         ##|WEED|Weeden & Co.L.P.|80
CRVL|CORVEL CP         ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19
CRVL|CORVEL CP         ##|XIST|INSTINET, LLC|8568
CRVL|CORVEL CP         ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CRVS|CORVUS PHARMA COM|ALTX|Alternet Securities Inc.|3528
CRVS|CORVUS PHARMA COM|APCC|Apex Clearing Corporation|341
CRVS|CORVUS PHARMA COM|BATM|CBOE TRADING, INC.|549
CRVS|CORVUS PHARMA COM|BERN|Sanford C. Bernstein & Co., LLC|3436
CRVS|CORVUS PHARMA COM|BIMI|Banca IMI Securities Corp.|1025
CRVS|CORVUS PHARMA COM|BMOC|BMO Capital Markets Corp.|1755
CRVS|CORVUS PHARMA COM|BNPX|BNP PARIBAS SECURITIES CORP.|1259
CRVS|CORVUS PHARMA COM|BTIG|BTIG, LLC|273
CRVS|CORVUS PHARMA COM|BYXM|CBOE TRADING, INC.|271
CRVS|CORVUS PHARMA COM|CANT|Cantor Fitzgerald & Co.|166
CRVS|CORVUS PHARMA COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13848
CRVS|CORVUS PHARMA COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3430
CRVS|CORVUS PHARMA COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35344
CRVS|CORVUS PHARMA COM|CTDL|Citadel Derivatives Group Llc|3525
CRVS|CORVUS PHARMA COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4672
CRVS|CORVUS PHARMA COM|DBAB|Deutsche Bank Securities Inc.|124924
CRVS|CORVUS PHARMA COM|DBAX|Deutsche Bank Securities Inc.|23900
CRVS|CORVUS PHARMA COM|DBUL|Deutsche Bank Securities Inc.|800
CRVS|CORVUS PHARMA COM|DEGS|RONIN PROFESSIONAL LLC|26591
CRVS|CORVUS PHARMA COM|EBXL|EBX LLC|20500
CRVS|CORVUS PHARMA COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|269
CRVS|CORVUS PHARMA COM|EDJO|Edward D. Jones & Co., L.P.|3219
CRVS|CORVUS PHARMA COM|EGAM|CBOE TRADING, INC.|4903
CRVS|CORVUS PHARMA COM|EGAW|CBOE TRADING, INC.|220
CRVS|CORVUS PHARMA COM|EGMT|EG MARKET TECHNOLOGIES LLC|300
CRVS|CORVUS PHARMA COM|EGXM|CBOE TRADING, INC.|369
CRVS|CORVUS PHARMA COM|ETBE|Electronic Transaction Clearing, Inc.|1212
CRVS|CORVUS PHARMA COM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
CRVS|CORVUS PHARMA COM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
CRVS|CORVUS PHARMA COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2528
CRVS|CORVUS PHARMA COM|ETRS|E*Trade Securities LLC|26616
CRVS|CORVUS PHARMA COM|FBCO|Credit Suisse Securities (USA) LLC|184982
CRVS|CORVUS PHARMA COM|FBSB|U.S. Bancorp Investments, Inc.|400
CRVS|CORVUS PHARMA COM|FILL|Tradestation Securities, Inc.|305
CRVS|CORVUS PHARMA COM|FOMA|TD AMERITRADE CLEARING, INC.|71312
CRVS|CORVUS PHARMA COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45350
CRVS|CORVUS PHARMA COM|FTBR|Foliofn Investments, Inc.|15
CRVS|CORVUS PHARMA COM|GEBB|GLOBAL EXECUTION BROKERS, LP|3623
CRVS|CORVUS PHARMA COM|GLPX|ACS EXECUTION SERVICES, LLC|8499
CRVS|CORVUS PHARMA COM|GSCO|GOLDMAN SACHS & CO. LLC|428342
CRVS|CORVUS PHARMA COM|GSLT|GOLDMAN SACHS & CO. LLC|1100
CRVS|CORVUS PHARMA COM|GTSZ|GTS SECURITIES LLC|18557
CRVS|CORVUS PHARMA COM|HAPX|HAP Trading, LLC|128
CRVS|CORVUS PHARMA COM|HSBC|HSBC Securities, Inc.|29831
CRVS|CORVUS PHARMA COM|IATS|INTERACTIVE BROKERS LLC|3158
CRVS|CORVUS PHARMA COM|IBKR|Interactive Brokers Llc|28941
CRVS|CORVUS PHARMA COM|ICBX|INSTINET, LLC|3900
CRVS|CORVUS PHARMA COM|IEQY|CITADEL SECURITIES LLC|17155
CRVS|CORVUS PHARMA COM|INCA|INSTINET, LLC|63652
CRVS|CORVUS PHARMA COM|INJX|INSTINET, LLC|13689
CRVS|CORVUS PHARMA COM|ITGI|ITG Inc.|11105
CRVS|CORVUS PHARMA COM|ITGP|ITG INC.|12400
CRVS|CORVUS PHARMA COM|JEFF|JEFFERIES LLC|34675
CRVS|CORVUS PHARMA COM|JMPT|JUMP TRADING, LLC|2666
CRVS|CORVUS PHARMA COM|JPBX|J.P. MORGAN SECURITIES LLC|1800
CRVS|CORVUS PHARMA COM|JPMX|J.P. Morgan Securities LLC|38082
CRVS|CORVUS PHARMA COM|JSJX|JANE STREET CAPITAL LLC|1738
CRVS|CORVUS PHARMA COM|KCGM|VIRTU Americas LLC|2107
CRVS|CORVUS PHARMA COM|LEHM|Barclays Capital Inc./Le|206143
CRVS|CORVUS PHARMA COM|LIME|Lime Brokerage LLC|65252
CRVS|CORVUS PHARMA COM|LMGP|LIME BROKERAGE LLC|8620
CRVS|CORVUS PHARMA COM|LQNA|LIQUIDNET, INC.|14400
CRVS|CORVUS PHARMA COM|LSCI|Lek Securities Corporation|200
CRVS|CORVUS PHARMA COM|MAXM|Maxim Group LLC|1290
CRVS|CORVUS PHARMA COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21300
CRVS|CORVUS PHARMA COM|MSCO|MORGAN STANLEY & CO. LLC|299137
CRVS|CORVUS PHARMA COM|MSPL|MORGAN STANLEY & CO. LLC|14700
CRVS|CORVUS PHARMA COM|MSTX|MORGAN STANLEY & CO. LLC|5000
CRVS|CORVUS PHARMA COM|NATL|National Securities Corporation|1200
CRVS|CORVUS PHARMA COM|NFSC|National Financial Services LLC|35505
CRVS|CORVUS PHARMA COM|NITE|VIRTU Americas LLC|113262
CRVS|CORVUS PHARMA COM|NQRB|Brut, LLC|1971
CRVS|CORVUS PHARMA COM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1240
CRVS|CORVUS PHARMA COM|PDQM|CODA MARKETS, INC.|53374
CRVS|CORVUS PHARMA COM|SAGL|SAGETRADER, LLC|1821
CRVS|CORVUS PHARMA COM|SBSH|Citigroup Global Markets Inc.|42075
CRVS|CORVUS PHARMA COM|SGMT|GOLDMAN SACHS & CO. LLC|15395
CRVS|CORVUS PHARMA COM|SPDR|SPEEDROUTE LLC|4446
CRVS|CORVUS PHARMA COM|SPTD|MINT GLOBAL MARKETS, INC.|7927
CRVS|CORVUS PHARMA COM|SWIM|TD Ameritrade, Inc.|11958
CRVS|CORVUS PHARMA COM|TKNG|ALLY INVEST SECURITIES LLC|43
CRVS|CORVUS PHARMA COM|TRBT|Tradebot Systems, Inc.|13049
CRVS|CORVUS PHARMA COM|TRCM|TRC MARKETS LLC|17048
CRVS|CORVUS PHARMA COM|UBSA|UBS SECURITIES LLC|120844
CRVS|CORVUS PHARMA COM|UBSS|UBS Securities LLC|478837
CRVS|CORVUS PHARMA COM|VALX|VIRTU AMERICAS LLC|2957
CRVS|CORVUS PHARMA COM|VGRD|Vanguard Marketing Corporation|642
CRVS|CORVUS PHARMA COM|WCHV|WELLS FARGO SECURITIES, LLC|4166
CRVS|CORVUS PHARMA COM|WEDB|WEDBUSH SECURITIES INC.|72946
CRVS|CORVUS PHARMA COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1056
CRVS|CORVUS PHARMA COM|WGIF|CIBC World Markets Inc.|650
CRVS|CORVUS PHARMA COM|WSEA|WOLVERINE SECURITIES, LLC|677
CRVS|CORVUS PHARMA COM|XIST|INSTINET, LLC|12970
CRVS|CORVUS PHARMA COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
CRVS|CORVUS PHARMA COM|YKNA|COMHAR CAPITAL MARKETS, LLC|12666
CRVS|CORVUS PHARMA COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
CRWS|CROWN CRAFTS INC|AGIS|Aegis Capital Corp.|5487
CRWS|CROWN CRAFTS INC|APCC|Apex Clearing Corporation|10
CRWS|CROWN CRAFTS INC|BMOC|BMO Capital Markets Corp.|14
CRWS|CROWN CRAFTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25241
CRWS|CROWN CRAFTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9880
CRWS|CROWN CRAFTS INC|CTDL|Citadel Derivatives Group Llc|10
CRWS|CROWN CRAFTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4192
CRWS|CROWN CRAFTS INC|DBAB|Deutsche Bank Securities Inc.|2189
CRWS|CROWN CRAFTS INC|DBAX|Deutsche Bank Securities Inc.|5300
CRWS|CROWN CRAFTS INC|DEAN|MORGAN STANLEY|93
CRWS|CROWN CRAFTS INC|DEGS|RONIN PROFESSIONAL LLC|8219
CRWS|CROWN CRAFTS INC|EBXL|EBX LLC|1400
CRWS|CROWN CRAFTS INC|ETRS|E*Trade Securities LLC|42622
CRWS|CROWN CRAFTS INC|FBCO|Credit Suisse Securities (USA) LLC|10954
CRWS|CROWN CRAFTS INC|FOMA|TD AMERITRADE CLEARING, INC.|79263
CRWS|CROWN CRAFTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
CRWS|CROWN CRAFTS INC|FTBR|Foliofn Investments, Inc.|13283
CRWS|CROWN CRAFTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2439
CRWS|CROWN CRAFTS INC|GSCO|GOLDMAN SACHS & CO. LLC|24251
CRWS|CROWN CRAFTS INC|GTSZ|GTS SECURITIES LLC|300
CRWS|CROWN CRAFTS INC|HRBF|American Enterprise Investment Services Inc.|1109
CRWS|CROWN CRAFTS INC|IBKR|Interactive Brokers Llc|32534
CRWS|CROWN CRAFTS INC|ICBX|INSTINET, LLC|2500
CRWS|CROWN CRAFTS INC|INCA|INSTINET, LLC|5583
CRWS|CROWN CRAFTS INC|INJX|INSTINET, LLC|1
CRWS|CROWN CRAFTS INC|ITGI|ITG Inc.|5490
CRWS|CROWN CRAFTS INC|ITGP|ITG INC.|5800
CRWS|CROWN CRAFTS INC|JANY|Janney Montgomery Scott Inc.|2000
CRWS|CROWN CRAFTS INC|JEFF|JEFFERIES LLC|1600
CRWS|CROWN CRAFTS INC|JONE|JonesTrading|14695
CRWS|CROWN CRAFTS INC|JPMX|J.P. Morgan Securities LLC|27800
CRWS|CROWN CRAFTS INC|KCGM|VIRTU Americas LLC|6754
CRWS|CROWN CRAFTS INC|LEHM|Barclays Capital Inc./Le|2743
CRWS|CROWN CRAFTS INC|LIME|Lime Brokerage LLC|25221
CRWS|CROWN CRAFTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11800
CRWS|CROWN CRAFTS INC|MSCO|MORGAN STANLEY & CO. LLC|66398
CRWS|CROWN CRAFTS INC|MSPL|MORGAN STANLEY & CO. LLC|900
CRWS|CROWN CRAFTS INC|NFSC|National Financial Services LLC|107212
CRWS|CROWN CRAFTS INC|NITE|VIRTU Americas LLC|143336
CRWS|CROWN CRAFTS INC|NQRB|Brut, LLC|3403
CRWS|CROWN CRAFTS INC|RAJA|Raymond James & Associates, Inc.|800
CRWS|CROWN CRAFTS INC|ROTH|Roth Capital Partners, LLC|4608
CRWS|CROWN CRAFTS INC|SBSH|Citigroup Global Markets Inc.|200
CRWS|CROWN CRAFTS INC|SGMT|GOLDMAN SACHS & CO. LLC|4643
CRWS|CROWN CRAFTS INC|SPDR|SPEEDROUTE LLC|1320
CRWS|CROWN CRAFTS INC|STFL|Stifel, Nicolaus & Company, Incorporated|3300
CRWS|CROWN CRAFTS INC|SWIM|TD Ameritrade, Inc.|10951
CRWS|CROWN CRAFTS INC|SWST|Hilltop Securities Inc.|4620
CRWS|CROWN CRAFTS INC|TKNG|ALLY INVEST SECURITIES LLC|350
CRWS|CROWN CRAFTS INC|TRCM|TRC MARKETS LLC|4124
CRWS|CROWN CRAFTS INC|UBSA|UBS SECURITIES LLC|58863
CRWS|CROWN CRAFTS INC|UBSS|UBS Securities LLC|22349
CRWS|CROWN CRAFTS INC|VALX|VIRTU AMERICAS LLC|1
CRWS|CROWN CRAFTS INC|VGRD|Vanguard Marketing Corporation|9601
CRWS|CROWN CRAFTS INC|WCHV|WELLS FARGO SECURITIES, LLC|31050
CRWS|CROWN CRAFTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|298
CRWS|CROWN CRAFTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
CRWS|CROWN CRAFTS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|31
CRWS|CROWN CRAFTS INC|WSEA|WOLVERINE SECURITIES, LLC|350
CRWS|CROWN CRAFTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
CRY|CRYOLIFE INC|ADAM|CANACCORD GENUITY INC.|1500
CRY|CRYOLIFE INC|ALTX|Alternet Securities Inc.|299
CRY|CRYOLIFE INC|ANOS|ABEL/NOSER, L.L.C.|1359
CRY|CRYOLIFE INC|APCC|Apex Clearing Corporation|144
CRY|CRYOLIFE INC|BATM|CBOE TRADING, INC.|1147
CRY|CRYOLIFE INC|BAYC|BAY CREST PARTNERS, LLC|64
CRY|CRYOLIFE INC|BBNT|BB&T SECURITIES, LLC|100
CRY|CRYOLIFE INC|BERN|Sanford C. Bernstein & Co., LLC|923
CRY|CRYOLIFE INC|BIDS|BIDS TRADING L.P.|100
CRY|CRYOLIFE INC|BIMI|Banca IMI Securities Corp.|850
CRY|CRYOLIFE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2730
CRY|CRYOLIFE INC|BNPX|BNP PARIBAS SECURITIES CORP.|6340
CRY|CRYOLIFE INC|BRVL|BLAYLOCK VAN, LLC|1000
CRY|CRYOLIFE INC|BYXM|CBOE TRADING, INC.|300
CRY|CRYOLIFE INC|BZYD|GOLDMAN SACHS & CO. LLC|1801
CRY|CRYOLIFE INC|CHAS|Charles Schwab & Co., Inc.|302
CRY|CRYOLIFE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36454
CRY|CRYOLIFE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|286
CRY|CRYOLIFE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27724
CRY|CRYOLIFE INC|CTDL|Citadel Derivatives Group Llc|2193
CRY|CRYOLIFE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7442
CRY|CRYOLIFE INC|DBAB|Deutsche Bank Securities Inc.|22851
CRY|CRYOLIFE INC|DBAX|Deutsche Bank Securities Inc.|28700
CRY|CRYOLIFE INC|DEAN|MORGAN STANLEY|4586
CRY|CRYOLIFE INC|DEGS|RONIN PROFESSIONAL LLC|582
CRY|CRYOLIFE INC|EBXL|EBX LLC|9500
CRY|CRYOLIFE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|537
CRY|CRYOLIFE INC|EGAM|CBOE TRADING, INC.|2794
CRY|CRYOLIFE INC|EGAW|CBOE TRADING, INC.|50
CRY|CRYOLIFE INC|EGXM|CBOE TRADING, INC.|605
CRY|CRYOLIFE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|17
CRY|CRYOLIFE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1370
CRY|CRYOLIFE INC|ETRS|E*Trade Securities LLC|33954
CRY|CRYOLIFE INC|FILL|Tradestation Securities, Inc.|235
CRY|CRYOLIFE INC|FMAF|NBCN Inc./ CDS|270
CRY|CRYOLIFE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13811
CRY|CRYOLIFE INC|FTBR|Foliofn Investments, Inc.|193
CRY|CRYOLIFE INC|GLIS|TD Securities Inc|370
CRY|CRYOLIFE INC|GLPX|ACS EXECUTION SERVICES, LLC|1765
CRY|CRYOLIFE INC|GSCO|GOLDMAN SACHS & CO. LLC|71440
CRY|CRYOLIFE INC|GSCS|GOLDMAN SACHS & CO. LLC|507
CRY|CRYOLIFE INC|GSLT|GOLDMAN SACHS & CO. LLC|5
CRY|CRYOLIFE INC|GTSZ|GTS SECURITIES LLC|16948
CRY|CRYOLIFE INC|HRBF|American Enterprise Investment Services Inc.|1088
CRY|CRYOLIFE INC|IATS|INTERACTIVE BROKERS LLC|2044
CRY|CRYOLIFE INC|IBKR|Interactive Brokers Llc|2716
CRY|CRYOLIFE INC|ICBX|INSTINET, LLC|5000
CRY|CRYOLIFE INC|IEQY|CITADEL SECURITIES LLC|4375
CRY|CRYOLIFE INC|INCA|INSTINET, LLC|8611
CRY|CRYOLIFE INC|INJX|INSTINET, LLC|100
CRY|CRYOLIFE INC|ITGI|ITG Inc.|10363
CRY|CRYOLIFE INC|ITGP|ITG INC.|41600
CRY|CRYOLIFE INC|JEFF|JEFFERIES LLC|3560
CRY|CRYOLIFE INC|JMPT|JUMP TRADING, LLC|2607
CRY|CRYOLIFE INC|JPBX|J.P. MORGAN SECURITIES LLC|10229
CRY|CRYOLIFE INC|JPMX|J.P. Morgan Securities LLC|111347
CRY|CRYOLIFE INC|JSJX|JANE STREET CAPITAL LLC|6739
CRY|CRYOLIFE INC|KCGM|VIRTU Americas LLC|8694
CRY|CRYOLIFE INC|LEHM|Barclays Capital Inc./Le|47908
CRY|CRYOLIFE INC|LIME|Lime Brokerage LLC|7314
CRY|CRYOLIFE INC|LQNA|LIQUIDNET, INC.|22800
CRY|CRYOLIFE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22388
CRY|CRYOLIFE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|160
CRY|CRYOLIFE INC|MSCO|MORGAN STANLEY & CO. LLC|87676
CRY|CRYOLIFE INC|MSPL|MORGAN STANLEY & CO. LLC|79500
CRY|CRYOLIFE INC|MSTX|MORGAN STANLEY & CO. LLC|15000
CRY|CRYOLIFE INC|NFSC|National Financial Services LLC|25651
CRY|CRYOLIFE INC|NITE|VIRTU Americas LLC|80613
CRY|CRYOLIFE INC|NQRB|Brut, LLC|500
CRY|CRYOLIFE INC|OPCO|Oppenheimer & Co. Inc.|400
CRY|CRYOLIFE INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4292
CRY|CRYOLIFE INC|PDQM|CODA MARKETS, INC.|4995
CRY|CRYOLIFE INC|RBCM|RBC CAPITAL MARKETS, LLC|18836
CRY|CRYOLIFE INC|SBSH|Citigroup Global Markets Inc.|17934
CRY|CRYOLIFE INC|SGMT|GOLDMAN SACHS & CO. LLC|8625
CRY|CRYOLIFE INC|SPDR|SPEEDROUTE LLC|200
CRY|CRYOLIFE INC|STFL|Stifel, Nicolaus & Company, Incorporated|28
CRY|CRYOLIFE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CRY|CRYOLIFE INC|SWIM|TD Ameritrade, Inc.|11887
CRY|CRYOLIFE INC|SWST|Hilltop Securities Inc.|1400
CRY|CRYOLIFE INC|TKNG|ALLY INVEST SECURITIES LLC|27
CRY|CRYOLIFE INC|TRBT|Tradebot Systems, Inc.|1910
CRY|CRYOLIFE INC|TRCM|TRC MARKETS LLC|5564
CRY|CRYOLIFE INC|UBSA|UBS SECURITIES LLC|125978
CRY|CRYOLIFE INC|UBSS|UBS Securities LLC|112896
CRY|CRYOLIFE INC|VALX|VIRTU AMERICAS LLC|4810
CRY|CRYOLIFE INC|VGRD|Vanguard Marketing Corporation|683
CRY|CRYOLIFE INC|WCHV|WELLS FARGO SECURITIES, LLC|18567
CRY|CRYOLIFE INC|WEED|Weeden & Co.L.P.|1310
CRY|CRYOLIFE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|427
CRY|CRYOLIFE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
CRY|CRYOLIFE INC|WSEA|WOLVERINE SECURITIES, LLC|273
CRY|CRYOLIFE INC|XIST|INSTINET, LLC|7800
CRY|CRYOLIFE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4910
CRZO|CARRIZO OIL & GAS ##|ABLE|NATIXIS Securities Americas LLC|604274
CRZO|CARRIZO OIL & GAS ##|ADAM|CANACCORD GENUITY INC.|70674
CRZO|CARRIZO OIL & GAS ##|AGIS|Aegis Capital Corp.|3800
CRZO|CARRIZO OIL & GAS ##|ALTX|Alternet Securities Inc.|35748
CRZO|CARRIZO OIL & GAS ##|ANOS|ABEL/NOSER, L.L.C.|1654
CRZO|CARRIZO OIL & GAS ##|APCC|Apex Clearing Corporation|13142
CRZO|CARRIZO OIL & GAS ##|AQUA|AQUA SECURITIES L.P.|2500
CRZO|CARRIZO OIL & GAS ##|BARD|Robert W. Baird & Co. Incorporated|2865
CRZO|CARRIZO OIL & GAS ##|BATM|CBOE TRADING, INC.|20191
CRZO|CARRIZO OIL & GAS ##|BAYT|BTIG, LLC|20125
CRZO|CARRIZO OIL & GAS ##|BBNT|BB&T SECURITIES, LLC|100
CRZO|CARRIZO OIL & GAS ##|BERN|Sanford C. Bernstein & Co., LLC|77838
CRZO|CARRIZO OIL & GAS ##|BIMI|Banca IMI Securities Corp.|800
CRZO|CARRIZO OIL & GAS ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100810
CRZO|CARRIZO OIL & GAS ##|BLKX|INSTINET, LLC|39500
CRZO|CARRIZO OIL & GAS ##|BMOC|BMO Capital Markets Corp.|41805
CRZO|CARRIZO OIL & GAS ##|BNCH|The Benchmark Company, LLC|6361
CRZO|CARRIZO OIL & GAS ##|BNPX|BNP PARIBAS SECURITIES CORP.|253386
CRZO|CARRIZO OIL & GAS ##|BRVL|BLAYLOCK VAN, LLC|300
CRZO|CARRIZO OIL & GAS ##|BTIG|BTIG, LLC|119493
CRZO|CARRIZO OIL & GAS ##|BYXM|CBOE TRADING, INC.|7285
CRZO|CARRIZO OIL & GAS ##|BZYD|GOLDMAN SACHS & CO. LLC|1100
CRZO|CARRIZO OIL & GAS ##|CANT|Cantor Fitzgerald & Co.|6389
CRZO|CARRIZO OIL & GAS ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|100000
CRZO|CARRIZO OIL & GAS ##|CBRA|Cobra Trading, Inc.|3900
CRZO|CARRIZO OIL & GAS ##|CHAS|Charles Schwab & Co., Inc.|13555
CRZO|CARRIZO OIL & GAS ##|CIST|Capital Institutional Services, Inc.|5698
CRZO|CARRIZO OIL & GAS ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|380983
CRZO|CARRIZO OIL & GAS ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CRZO|CARRIZO OIL & GAS ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13901
CRZO|CARRIZO OIL & GAS ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1224795
CRZO|CARRIZO OIL & GAS ##|CTDL|Citadel Derivatives Group Llc|48795
CRZO|CARRIZO OIL & GAS ##|CTLR|CUTLER GROUP, LP|500
CRZO|CARRIZO OIL & GAS ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|134290
CRZO|CARRIZO OIL & GAS ##|DBAB|Deutsche Bank Securities Inc.|1386339
CRZO|CARRIZO OIL & GAS ##|DBAX|Deutsche Bank Securities Inc.|695700
CRZO|CARRIZO OIL & GAS ##|DBUL|Deutsche Bank Securities Inc.|59937
CRZO|CARRIZO OIL & GAS ##|DCHF|Dart Executions, LLC|40684
CRZO|CARRIZO OIL & GAS ##|DEAN|MORGAN STANLEY|17382
CRZO|CARRIZO OIL & GAS ##|DEGS|RONIN PROFESSIONAL LLC|24276
CRZO|CARRIZO OIL & GAS ##|EBXL|EBX LLC|759900
CRZO|CARRIZO OIL & GAS ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|13502
CRZO|CARRIZO OIL & GAS ##|EDJO|Edward D. Jones & Co., L.P.|479
CRZO|CARRIZO OIL & GAS ##|EGAM|CBOE TRADING, INC.|44356
CRZO|CARRIZO OIL & GAS ##|EGAW|CBOE TRADING, INC.|300
CRZO|CARRIZO OIL & GAS ##|EGMT|EG MARKET TECHNOLOGIES LLC|1200
CRZO|CARRIZO OIL & GAS ##|EGXM|CBOE TRADING, INC.|25383
CRZO|CARRIZO OIL & GAS ##|EGXW|CBOE TRADING, INC.|600
CRZO|CARRIZO OIL & GAS ##|ETBE|Electronic Transaction Clearing, Inc.|81975
CRZO|CARRIZO OIL & GAS ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9666
CRZO|CARRIZO OIL & GAS ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|136251
CRZO|CARRIZO OIL & GAS ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CRZO|CARRIZO OIL & GAS ##|ETRS|E*Trade Securities LLC|2619723
CRZO|CARRIZO OIL & GAS ##|FBCO|Credit Suisse Securities (USA) LLC|2442165
CRZO|CARRIZO OIL & GAS ##|FBSB|U.S. Bancorp Investments, Inc.|1000
CRZO|CARRIZO OIL & GAS ##|FILL|Tradestation Securities, Inc.|160227
CRZO|CARRIZO OIL & GAS ##|FMAF|NBCN Inc./ CDS|1104
CRZO|CARRIZO OIL & GAS ##|FOMA|TD AMERITRADE CLEARING, INC.|3390727
CRZO|CARRIZO OIL & GAS ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|53400
CRZO|CARRIZO OIL & GAS ##|FQLS|Quantlab Securities LP|1176833
CRZO|CARRIZO OIL & GAS ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|525904
CRZO|CARRIZO OIL & GAS ##|FTBR|Foliofn Investments, Inc.|7511
CRZO|CARRIZO OIL & GAS ##|GARC|ICAP Corporates LLC|1840
CRZO|CARRIZO OIL & GAS ##|GEBB|GLOBAL EXECUTION BROKERS, LP|48623
CRZO|CARRIZO OIL & GAS ##|GELP|RBC CAPITAL MARKETS, LLC|209
CRZO|CARRIZO OIL & GAS ##|GLIS|TD Securities Inc|800
CRZO|CARRIZO OIL & GAS ##|GLPX|ACS EXECUTION SERVICES, LLC|97142
CRZO|CARRIZO OIL & GAS ##|GSCO|GOLDMAN SACHS & CO. LLC|4078138
CRZO|CARRIZO OIL & GAS ##|GSCS|GOLDMAN SACHS & CO. LLC|126695
CRZO|CARRIZO OIL & GAS ##|GSLT|GOLDMAN SACHS & CO. LLC|49773
CRZO|CARRIZO OIL & GAS ##|GTSZ|GTS SECURITIES LLC|422745
CRZO|CARRIZO OIL & GAS ##|HAPX|HAP Trading, LLC|300
CRZO|CARRIZO OIL & GAS ##|HRBF|American Enterprise Investment Services Inc.|10244
CRZO|CARRIZO OIL & GAS ##|HSBC|HSBC Securities, Inc.|3200
CRZO|CARRIZO OIL & GAS ##|IATS|INTERACTIVE BROKERS LLC|46056
CRZO|CARRIZO OIL & GAS ##|IBKR|Interactive Brokers Llc|288850
CRZO|CARRIZO OIL & GAS ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9228
CRZO|CARRIZO OIL & GAS ##|ICBX|INSTINET, LLC|178235
CRZO|CARRIZO OIL & GAS ##|IEQY|CITADEL SECURITIES LLC|486275
CRZO|CARRIZO OIL & GAS ##|INCA|INSTINET, LLC|1583714
CRZO|CARRIZO OIL & GAS ##|INJX|INSTINET, LLC|153580
CRZO|CARRIZO OIL & GAS ##|ITGI|ITG Inc.|146771
CRZO|CARRIZO OIL & GAS ##|ITGP|ITG INC.|309200
CRZO|CARRIZO OIL & GAS ##|JANY|Janney Montgomery Scott Inc.|700
CRZO|CARRIZO OIL & GAS ##|JEFF|JEFFERIES LLC|693436
CRZO|CARRIZO OIL & GAS ##|JMPT|JUMP TRADING, LLC|288731
CRZO|CARRIZO OIL & GAS ##|JONE|JonesTrading|211
CRZO|CARRIZO OIL & GAS ##|JPBX|J.P. MORGAN SECURITIES LLC|194655
CRZO|CARRIZO OIL & GAS ##|JPMX|J.P. Morgan Securities LLC|944947
CRZO|CARRIZO OIL & GAS ##|JRCO|Johnson Rice & Company L.L.C.|4200
CRZO|CARRIZO OIL & GAS ##|JSJX|JANE STREET CAPITAL LLC|9997
CRZO|CARRIZO OIL & GAS ##|KCGM|VIRTU Americas LLC|177636
CRZO|CARRIZO OIL & GAS ##|LEHM|Barclays Capital Inc./Le|3191409
CRZO|CARRIZO OIL & GAS ##|LIME|Lime Brokerage LLC|546663
CRZO|CARRIZO OIL & GAS ##|LMGP|LIME BROKERAGE LLC|1800
CRZO|CARRIZO OIL & GAS ##|LOOP|Loop Capital Markets LLC|5065
CRZO|CARRIZO OIL & GAS ##|LQNA|LIQUIDNET, INC.|254000
CRZO|CARRIZO OIL & GAS ##|LQNB|LIQUIDNET, INC.|7260
CRZO|CARRIZO OIL & GAS ##|LSCI|Lek Securities Corporation|155547
CRZO|CARRIZO OIL & GAS ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
CRZO|CARRIZO OIL & GAS ##|MAXM|Maxim Group LLC|45764
CRZO|CARRIZO OIL & GAS ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|418041
CRZO|CARRIZO OIL & GAS ##|MNDX|TJM Investments, LLC|14063
CRZO|CARRIZO OIL & GAS ##|MOTF|MOTIF INVESTING, INC.|201
CRZO|CARRIZO OIL & GAS ##|MSCO|MORGAN STANLEY & CO. LLC|6603269
CRZO|CARRIZO OIL & GAS ##|MSPL|MORGAN STANLEY & CO. LLC|1034500
CRZO|CARRIZO OIL & GAS ##|MSTX|MORGAN STANLEY & CO. LLC|634300
CRZO|CARRIZO OIL & GAS ##|MZHO|Mizuho Securities USA LLC|349618
CRZO|CARRIZO OIL & GAS ##|NFSC|National Financial Services LLC|803158
CRZO|CARRIZO OIL & GAS ##|NITE|VIRTU Americas LLC|2726623
CRZO|CARRIZO OIL & GAS ##|NITP|VIRTU Americas LLC|7209
CRZO|CARRIZO OIL & GAS ##|NQRB|Brut, LLC|109558
CRZO|CARRIZO OIL & GAS ##|NTRC|Northern Trust Securities, Inc.|482
CRZO|CARRIZO OIL & GAS ##|OGRU|Oscar Gruss & Son, Incorporated|60000
CRZO|CARRIZO OIL & GAS ##|OHOS|TWO SIGMA SECURITIES, LLC|188844
CRZO|CARRIZO OIL & GAS ##|OPCO|Oppenheimer & Co. Inc.|9148
CRZO|CARRIZO OIL & GAS ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1830
CRZO|CARRIZO OIL & GAS ##|PDQM|CODA MARKETS, INC.|168256
CRZO|CARRIZO OIL & GAS ##|PHLY|NASDAQ Execution Services, LLC|6800
CRZO|CARRIZO OIL & GAS ##|PNSR|Penserra Securities, LLC|3498
CRZO|CARRIZO OIL & GAS ##|PWJC|UBS Financial Services, Inc.|11297
CRZO|CARRIZO OIL & GAS ##|RAJA|Raymond James & Associates, Inc.|63888
CRZO|CARRIZO OIL & GAS ##|RBCM|RBC CAPITAL MARKETS, LLC|30430
CRZO|CARRIZO OIL & GAS ##|RGLD|Regal Securities, Inc|91
CRZO|CARRIZO OIL & GAS ##|RHCO|Suntrust Robinson Humphrey, Inc.|36098
CRZO|CARRIZO OIL & GAS ##|SAGL|SAGETRADER, LLC|23370
CRZO|CARRIZO OIL & GAS ##|SAGW|SAGETRADER, LLC|352
CRZO|CARRIZO OIL & GAS ##|SBSH|Citigroup Global Markets Inc.|1783138
CRZO|CARRIZO OIL & GAS ##|SCMC|Scotia Capital Markets (USA) Inc.|77620
CRZO|CARRIZO OIL & GAS ##|SGMT|GOLDMAN SACHS & CO. LLC|471644
CRZO|CARRIZO OIL & GAS ##|SOCO|Capital One Southcoast, Inc|11800
CRZO|CARRIZO OIL & GAS ##|SOGO|Wang Investment Associates, Inc.|10
CRZO|CARRIZO OIL & GAS ##|SPDR|SPEEDROUTE LLC|28480
CRZO|CARRIZO OIL & GAS ##|SPHN|Stephens Inc.|5560
CRZO|CARRIZO OIL & GAS ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|4374
CRZO|CARRIZO OIL & GAS ##|STFL|Stifel, Nicolaus & Company, Incorporated|35601
CRZO|CARRIZO OIL & GAS ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|55
CRZO|CARRIZO OIL & GAS ##|SWIM|TD Ameritrade, Inc.|726096
CRZO|CARRIZO OIL & GAS ##|SWST|Hilltop Securities Inc.|8219
CRZO|CARRIZO OIL & GAS ##|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|1600
CRZO|CARRIZO OIL & GAS ##|TDFS|TRADERFIELD SECURITIES INC.|600
CRZO|CARRIZO OIL & GAS ##|TKNG|ALLY INVEST SECURITIES LLC|32164
CRZO|CARRIZO OIL & GAS ##|TMBR|Timber Hill LLC|172
CRZO|CARRIZO OIL & GAS ##|TRBT|Tradebot Systems, Inc.|1144321
CRZO|CARRIZO OIL & GAS ##|TRCM|TRC MARKETS LLC|1179819
CRZO|CARRIZO OIL & GAS ##|TWTT|TASTYWORKS, INC.|314
CRZO|CARRIZO OIL & GAS ##|UBSA|UBS SECURITIES LLC|1550964
CRZO|CARRIZO OIL & GAS ##|UBSS|UBS Securities LLC|1983630
CRZO|CARRIZO OIL & GAS ##|USCA|USCA Securities LLC|700
CRZO|CARRIZO OIL & GAS ##|VALX|VIRTU AMERICAS LLC|91401
CRZO|CARRIZO OIL & GAS ##|VERT|The Vertical Trading Group, LLC|24
CRZO|CARRIZO OIL & GAS ##|VGRD|Vanguard Marketing Corporation|186540
CRZO|CARRIZO OIL & GAS ##|VNDS|VANDHAM SECURITIES CORP|6932
CRZO|CARRIZO OIL & GAS ##|WABR|Wall Street Access|700
CRZO|CARRIZO OIL & GAS ##|WBLR|WILLIAM BLAIR|25
CRZO|CARRIZO OIL & GAS ##|WBPX|SUMMIT SECURITIES GROUP, LLC|2180
CRZO|CARRIZO OIL & GAS ##|WCHV|WELLS FARGO SECURITIES, LLC|908375
CRZO|CARRIZO OIL & GAS ##|WDNX|WEEDEN & CO.L.P.|622
CRZO|CARRIZO OIL & GAS ##|WEDB|WEDBUSH SECURITIES INC.|10700
CRZO|CARRIZO OIL & GAS ##|WEED|Weeden & Co.L.P.|2990
CRZO|CARRIZO OIL & GAS ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31492
CRZO|CARRIZO OIL & GAS ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69179
CRZO|CARRIZO OIL & GAS ##|WGIF|CIBC World Markets Inc.|6387
CRZO|CARRIZO OIL & GAS ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|122
CRZO|CARRIZO OIL & GAS ##|WOLF|Wolfe Trahan Securities|9206
CRZO|CARRIZO OIL & GAS ##|WSEA|WOLVERINE SECURITIES, LLC|36138
CRZO|CARRIZO OIL & GAS ##|WTFS|JUST2TRADE, INC.|100
CRZO|CARRIZO OIL & GAS ##|XIST|INSTINET, LLC|157900
CRZO|CARRIZO OIL & GAS ##|XPQR|Jump Trading|76
CRZO|CARRIZO OIL & GAS ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|197642
CRZO|CARRIZO OIL & GAS ##|YKNA|COMHAR CAPITAL MARKETS, LLC|3262
CRZO|CARRIZO OIL & GAS ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3974
CS|CREDIT SUISSE GROUP|AGIS|Aegis Capital Corp.|1500
CS|CREDIT SUISSE GROUP|ALTX|Alternet Securities Inc.|18697
CS|CREDIT SUISSE GROUP|ANOS|ABEL/NOSER, L.L.C.|1020
CS|CREDIT SUISSE GROUP|APCC|Apex Clearing Corporation|37063
CS|CREDIT SUISSE GROUP|BARD|Robert W. Baird & Co. Incorporated|5657
CS|CREDIT SUISSE GROUP|BATM|CBOE TRADING, INC.|3799
CS|CREDIT SUISSE GROUP|BAYT|BTIG, LLC|184
CS|CREDIT SUISSE GROUP|BBNT|BB&T SECURITIES, LLC|579
CS|CREDIT SUISSE GROUP|BERN|Sanford C. Bernstein & Co., LLC|2800
CS|CREDIT SUISSE GROUP|BIAD|SAGETRADER, LLC|2150
CS|CREDIT SUISSE GROUP|BIMI|Banca IMI Securities Corp.|16
CS|CREDIT SUISSE GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63713
CS|CREDIT SUISSE GROUP|BYXM|CBOE TRADING, INC.|3745
CS|CREDIT SUISSE GROUP|BZYD|GOLDMAN SACHS & CO. LLC|300
CS|CREDIT SUISSE GROUP|CANT|Cantor Fitzgerald & Co.|4234
CS|CREDIT SUISSE GROUP|CHAS|Charles Schwab & Co., Inc.|24418
CS|CREDIT SUISSE GROUP|CHDN|CHARDAN CAPITAL MARKETS LLC|132297
CS|CREDIT SUISSE GROUP|CIST|Capital Institutional Services, Inc.|400
CS|CREDIT SUISSE GROUP|CLSA|CLSA AMERICAS, LLC|100
CS|CREDIT SUISSE GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69069
CS|CREDIT SUISSE GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2300
CS|CREDIT SUISSE GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|440637
CS|CREDIT SUISSE GROUP|CTDL|Citadel Derivatives Group Llc|8776
CS|CREDIT SUISSE GROUP|CTLR|CUTLER GROUP, LP|400
CS|CREDIT SUISSE GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|143848
CS|CREDIT SUISSE GROUP|DBAB|Deutsche Bank Securities Inc.|159808
CS|CREDIT SUISSE GROUP|DBAX|Deutsche Bank Securities Inc.|243400
CS|CREDIT SUISSE GROUP|DBUL|Deutsche Bank Securities Inc.|1300
CS|CREDIT SUISSE GROUP|DCHF|Dart Executions, LLC|52195
CS|CREDIT SUISSE GROUP|DEAN|MORGAN STANLEY|25104
CS|CREDIT SUISSE GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27300
CS|CREDIT SUISSE GROUP|EBXL|EBX LLC|172100
CS|CREDIT SUISSE GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|46230
CS|CREDIT SUISSE GROUP|EDJC|Edward Jones / CDS|214
CS|CREDIT SUISSE GROUP|EDJO|Edward D. Jones & Co., L.P.|4989
CS|CREDIT SUISSE GROUP|EGAM|CBOE TRADING, INC.|16357
CS|CREDIT SUISSE GROUP|EGAW|CBOE TRADING, INC.|300
CS|CREDIT SUISSE GROUP|EGXM|CBOE TRADING, INC.|2815
CS|CREDIT SUISSE GROUP|ETBE|Electronic Transaction Clearing, Inc.|29980
CS|CREDIT SUISSE GROUP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
CS|CREDIT SUISSE GROUP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
CS|CREDIT SUISSE GROUP|ETRS|E*Trade Securities LLC|145235
CS|CREDIT SUISSE GROUP|FBSB|U.S. Bancorp Investments, Inc.|1584
CS|CREDIT SUISSE GROUP|FILL|Tradestation Securities, Inc.|2302
CS|CREDIT SUISSE GROUP|FMAF|NBCN Inc./ CDS|10303
CS|CREDIT SUISSE GROUP|FQLS|Quantlab Securities LP|381946
CS|CREDIT SUISSE GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43083
CS|CREDIT SUISSE GROUP|FTBR|Foliofn Investments, Inc.|2853
CS|CREDIT SUISSE GROUP|GARC|ICAP Corporates LLC|205000
CS|CREDIT SUISSE GROUP|GBMT|GBM International, Inc.|2373
CS|CREDIT SUISSE GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|77006
CS|CREDIT SUISSE GROUP|GLIS|TD Securities Inc|2664
CS|CREDIT SUISSE GROUP|GLPX|ACS EXECUTION SERVICES, LLC|17765
CS|CREDIT SUISSE GROUP|GSCO|GOLDMAN SACHS & CO. LLC|827334
CS|CREDIT SUISSE GROUP|GSCS|GOLDMAN SACHS & CO. LLC|47069
CS|CREDIT SUISSE GROUP|GSLT|GOLDMAN SACHS & CO. LLC|28103
CS|CREDIT SUISSE GROUP|GTSZ|GTS SECURITIES LLC|28322
CS|CREDIT SUISSE GROUP|HAPX|HAP Trading, LLC|747
CS|CREDIT SUISSE GROUP|HRBF|American Enterprise Investment Services Inc.|24920
CS|CREDIT SUISSE GROUP|HSBC|HSBC Securities, Inc.|13050
CS|CREDIT SUISSE GROUP|IATS|INTERACTIVE BROKERS LLC|52463
CS|CREDIT SUISSE GROUP|IBKR|Interactive Brokers Llc|215694
CS|CREDIT SUISSE GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7812
CS|CREDIT SUISSE GROUP|ICBX|INSTINET, LLC|218238
CS|CREDIT SUISSE GROUP|INCA|INSTINET, LLC|1119374
CS|CREDIT SUISSE GROUP|INJX|INSTINET, LLC|338
CS|CREDIT SUISSE GROUP|INTL|INTL FCSTONE FINANCIAL INC.|171360
CS|CREDIT SUISSE GROUP|ITGI|ITG Inc.|115826
CS|CREDIT SUISSE GROUP|ITGP|ITG INC.|288600
CS|CREDIT SUISSE GROUP|JANY|Janney Montgomery Scott Inc.|21682
CS|CREDIT SUISSE GROUP|JEFF|JEFFERIES LLC|62230
CS|CREDIT SUISSE GROUP|JMPT|JUMP TRADING, LLC|52301
CS|CREDIT SUISSE GROUP|JPBX|J.P. MORGAN SECURITIES LLC|17258
CS|CREDIT SUISSE GROUP|JPMX|J.P. Morgan Securities LLC|356681
CS|CREDIT SUISSE GROUP|JSJX|JANE STREET CAPITAL LLC|33637
CS|CREDIT SUISSE GROUP|KCGM|VIRTU Americas LLC|72137
CS|CREDIT SUISSE GROUP|LEHM|Barclays Capital Inc./Le|2387941
CS|CREDIT SUISSE GROUP|LIME|Lime Brokerage LLC|2069820
CS|CREDIT SUISSE GROUP|LQNA|LIQUIDNET, INC.|46100
CS|CREDIT SUISSE GROUP|LSCI|Lek Securities Corporation|1229
CS|CREDIT SUISSE GROUP|MAXM|Maxim Group LLC|29720
CS|CREDIT SUISSE GROUP|MBTS|ALLY INVEST SECURITIES LLC|2000
CS|CREDIT SUISSE GROUP|MCMF|Raymond James Ltd. Cds|475
CS|CREDIT SUISSE GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|713637
CS|CREDIT SUISSE GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5330
CS|CREDIT SUISSE GROUP|MOTF|MOTIF INVESTING, INC.|5
CS|CREDIT SUISSE GROUP|MSCO|MORGAN STANLEY & CO. LLC|2822137
CS|CREDIT SUISSE GROUP|MSPL|MORGAN STANLEY & CO. LLC|955500
CS|CREDIT SUISSE GROUP|MSTX|MORGAN STANLEY & CO. LLC|132900
CS|CREDIT SUISSE GROUP|NFSC|National Financial Services LLC|372791
CS|CREDIT SUISSE GROUP|NITE|VIRTU Americas LLC|1189345
CS|CREDIT SUISSE GROUP|NITP|VIRTU Americas LLC|162035
CS|CREDIT SUISSE GROUP|NQRB|Brut, LLC|4760
CS|CREDIT SUISSE GROUP|NTBF|BMO Nesbitt Burns Inc./CDS|16858
CS|CREDIT SUISSE GROUP|NTRC|Northern Trust Securities, Inc.|463
CS|CREDIT SUISSE GROUP|OHOS|TWO SIGMA SECURITIES, LLC|38792
CS|CREDIT SUISSE GROUP|OLDM|OLD MISSION CAPITAL, LLC|86825
CS|CREDIT SUISSE GROUP|OPCO|Oppenheimer & Co. Inc.|31022
CS|CREDIT SUISSE GROUP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|389185
CS|CREDIT SUISSE GROUP|PCPT|PHILLIP CAPITAL INC.|70
CS|CREDIT SUISSE GROUP|PDQM|CODA MARKETS, INC.|45404
CS|CREDIT SUISSE GROUP|PHLY|NASDAQ Execution Services, LLC|1400
CS|CREDIT SUISSE GROUP|PWJC|UBS Financial Services, Inc.|29432
CS|CREDIT SUISSE GROUP|RBCM|RBC CAPITAL MARKETS, LLC|26723
CS|CREDIT SUISSE GROUP|SAGL|SAGETRADER, LLC|400
CS|CREDIT SUISSE GROUP|SALI|INTL FCSTONE FINANCIAL INC.|200
CS|CREDIT SUISSE GROUP|SBSH|Citigroup Global Markets Inc.|242949
CS|CREDIT SUISSE GROUP|SGMT|GOLDMAN SACHS & CO. LLC|240206
CS|CREDIT SUISSE GROUP|SPDR|SPEEDROUTE LLC|7300
CS|CREDIT SUISSE GROUP|SPHN|Stephens Inc.|35
CS|CREDIT SUISSE GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|11378
CS|CREDIT SUISSE GROUP|STKP|STOCKPILE INVESTMENTS, INC.|48
CS|CREDIT SUISSE GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9900
CS|CREDIT SUISSE GROUP|SWIM|TD Ameritrade, Inc.|77122
CS|CREDIT SUISSE GROUP|SWST|Hilltop Securities Inc.|1198
CS|CREDIT SUISSE GROUP|TKNG|ALLY INVEST SECURITIES LLC|16372
CS|CREDIT SUISSE GROUP|TRBT|Tradebot Systems, Inc.|206933
CS|CREDIT SUISSE GROUP|TRCM|TRC MARKETS LLC|598494
CS|CREDIT SUISSE GROUP|TWTT|TASTYWORKS, INC.|100
CS|CREDIT SUISSE GROUP|UBSA|UBS SECURITIES LLC|767550
CS|CREDIT SUISSE GROUP|UBSS|UBS Securities LLC|920496
CS|CREDIT SUISSE GROUP|UFPA|UNITED FIRST PARTNERS LLC|16500
CS|CREDIT SUISSE GROUP|VALX|VIRTU AMERICAS LLC|213793
CS|CREDIT SUISSE GROUP|VGRD|Vanguard Marketing Corporation|13576
CS|CREDIT SUISSE GROUP|WBLR|WILLIAM BLAIR|32
CS|CREDIT SUISSE GROUP|WCHV|WELLS FARGO SECURITIES, LLC|166476
CS|CREDIT SUISSE GROUP|WEDB|WEDBUSH SECURITIES INC.|3624
CS|CREDIT SUISSE GROUP|WEED|Weeden & Co.L.P.|320
CS|CREDIT SUISSE GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29455
CS|CREDIT SUISSE GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|76465
CS|CREDIT SUISSE GROUP|WGIF|CIBC World Markets Inc.|8441
CS|CREDIT SUISSE GROUP|WSEA|WOLVERINE SECURITIES, LLC|17418
CS|CREDIT SUISSE GROUP|XIST|INSTINET, LLC|89020
CS|CREDIT SUISSE GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|21820
CS|CREDIT SUISSE GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|40
CS|CREDIT SUISSE GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32744
CSA|VICTORYSHS US SM CP|APCC|Apex Clearing Corporation|10
CSA|VICTORYSHS US SM CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38
CSA|VICTORYSHS US SM CP|CANT|Cantor Fitzgerald & Co.|4799
CSA|VICTORYSHS US SM CP|CSIN|Citadel Securities Institutional LLC|116306
CSA|VICTORYSHS US SM CP|CTDL|Citadel Derivatives Group Llc|119406
CSA|VICTORYSHS US SM CP|DBAX|Deutsche Bank Securities Inc.|700
CSA|VICTORYSHS US SM CP|EBXL|EBX LLC|1500
CSA|VICTORYSHS US SM CP|ETRS|E*Trade Securities LLC|50
CSA|VICTORYSHS US SM CP|FBCO|Credit Suisse Securities (USA) LLC|702
CSA|VICTORYSHS US SM CP|FOMA|TD AMERITRADE CLEARING, INC.|1482
CSA|VICTORYSHS US SM CP|GTSZ|GTS SECURITIES LLC|583
CSA|VICTORYSHS US SM CP|HRBF|American Enterprise Investment Services Inc.|1
CSA|VICTORYSHS US SM CP|IATS|INTERACTIVE BROKERS LLC|100
CSA|VICTORYSHS US SM CP|IBKR|Interactive Brokers Llc|412
CSA|VICTORYSHS US SM CP|ICBX|INSTINET, LLC|300
CSA|VICTORYSHS US SM CP|ITGI|ITG Inc.|122
CSA|VICTORYSHS US SM CP|JPMX|J.P. Morgan Securities LLC|402
CSA|VICTORYSHS US SM CP|JSJX|JANE STREET CAPITAL LLC|4416
CSA|VICTORYSHS US SM CP|KCGM|VIRTU Americas LLC|613
CSA|VICTORYSHS US SM CP|LEHM|Barclays Capital Inc./Le|2600
CSA|VICTORYSHS US SM CP|LIME|Lime Brokerage LLC|607
CSA|VICTORYSHS US SM CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CSA|VICTORYSHS US SM CP|MSCO|MORGAN STANLEY & CO. LLC|1290
CSA|VICTORYSHS US SM CP|MSPL|MORGAN STANLEY & CO. LLC|200
CSA|VICTORYSHS US SM CP|NFSC|National Financial Services LLC|3863
CSA|VICTORYSHS US SM CP|NITE|VIRTU Americas LLC|13418
CSA|VICTORYSHS US SM CP|RAJA|Raymond James & Associates, Inc.|313
CSA|VICTORYSHS US SM CP|RBCM|RBC CAPITAL MARKETS, LLC|7269
CSA|VICTORYSHS US SM CP|SALI|INTL FCSTONE FINANCIAL INC.|50
CSA|VICTORYSHS US SM CP|SGMT|GOLDMAN SACHS & CO. LLC|506
CSA|VICTORYSHS US SM CP|UBSA|UBS SECURITIES LLC|2537
CSA|VICTORYSHS US SM CP|UBSS|UBS Securities LLC|587
CSA|VICTORYSHS US SM CP|WCHV|WELLS FARGO SECURITIES, LLC|50
CSA|VICTORYSHS US SM CP|WSEA|WOLVERINE SECURITIES, LLC|1
CSA|VICTORYSHS US SM CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2747
CSB|VICTORYSHS US SM CP|BARD|Robert W. Baird & Co. Incorporated|2000
CSB|VICTORYSHS US SM CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94
CSB|VICTORYSHS US SM CP|CANT|Cantor Fitzgerald & Co.|4622
CSB|VICTORYSHS US SM CP|CHAS|Charles Schwab & Co., Inc.|1
CSB|VICTORYSHS US SM CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|790
CSB|VICTORYSHS US SM CP|CTDL|Citadel Derivatives Group Llc|200
CSB|VICTORYSHS US SM CP|EBXL|EBX LLC|300
CSB|VICTORYSHS US SM CP|FBCO|Credit Suisse Securities (USA) LLC|190
CSB|VICTORYSHS US SM CP|FOMA|TD AMERITRADE CLEARING, INC.|200
CSB|VICTORYSHS US SM CP|FTBR|Foliofn Investments, Inc.|4
CSB|VICTORYSHS US SM CP|GEBB|GLOBAL EXECUTION BROKERS, LP|195
CSB|VICTORYSHS US SM CP|IBKR|Interactive Brokers Llc|230
CSB|VICTORYSHS US SM CP|JSJX|JANE STREET CAPITAL LLC|267
CSB|VICTORYSHS US SM CP|KCGM|VIRTU Americas LLC|333
CSB|VICTORYSHS US SM CP|LEHM|Barclays Capital Inc./Le|800
CSB|VICTORYSHS US SM CP|LIME|Lime Brokerage LLC|1082
CSB|VICTORYSHS US SM CP|MSCO|MORGAN STANLEY & CO. LLC|1803
CSB|VICTORYSHS US SM CP|NFSC|National Financial Services LLC|2426
CSB|VICTORYSHS US SM CP|NITE|VIRTU Americas LLC|2316
CSB|VICTORYSHS US SM CP|PWJC|UBS Financial Services, Inc.|412
CSB|VICTORYSHS US SM CP|RAJA|Raymond James & Associates, Inc.|879
CSB|VICTORYSHS US SM CP|RBCM|RBC CAPITAL MARKETS, LLC|388
CSB|VICTORYSHS US SM CP|SALI|INTL FCSTONE FINANCIAL INC.|5
CSB|VICTORYSHS US SM CP|UBSA|UBS SECURITIES LLC|40
CSB|VICTORYSHS US SM CP|UBSS|UBS Securities LLC|3594
CSB|VICTORYSHS US SM CP|VGRD|Vanguard Marketing Corporation|21
CSB|VICTORYSHS US SM CP|WCHV|WELLS FARGO SECURITIES, LLC|160
CSB|VICTORYSHS US SM CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3649
CSBR|CHAMPIONS ONCOLOG CM|AGIS|Aegis Capital Corp.|502
CSBR|CHAMPIONS ONCOLOG CM|APCC|Apex Clearing Corporation|1536
CSBR|CHAMPIONS ONCOLOG CM|BANK|Primevest Financial Services, Inc.|300
CSBR|CHAMPIONS ONCOLOG CM|BATM|CBOE TRADING, INC.|105
CSBR|CHAMPIONS ONCOLOG CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1875
CSBR|CHAMPIONS ONCOLOG CM|BYXM|CBOE TRADING, INC.|140
CSBR|CHAMPIONS ONCOLOG CM|CHAS|Charles Schwab & Co., Inc.|100
CSBR|CHAMPIONS ONCOLOG CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6166
CSBR|CHAMPIONS ONCOLOG CM|CTDL|Citadel Derivatives Group Llc|341
CSBR|CHAMPIONS ONCOLOG CM|DBAB|Deutsche Bank Securities Inc.|2590
CSBR|CHAMPIONS ONCOLOG CM|DBAX|Deutsche Bank Securities Inc.|1300
CSBR|CHAMPIONS ONCOLOG CM|DEAN|MORGAN STANLEY|3900
CSBR|CHAMPIONS ONCOLOG CM|DEGS|RONIN PROFESSIONAL LLC|11682
CSBR|CHAMPIONS ONCOLOG CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
CSBR|CHAMPIONS ONCOLOG CM|EBXL|EBX LLC|4600
CSBR|CHAMPIONS ONCOLOG CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
CSBR|CHAMPIONS ONCOLOG CM|EDJO|Edward D. Jones & Co., L.P.|100
CSBR|CHAMPIONS ONCOLOG CM|EGAM|CBOE TRADING, INC.|100
CSBR|CHAMPIONS ONCOLOG CM|EGXM|CBOE TRADING, INC.|2076
CSBR|CHAMPIONS ONCOLOG CM|EGXW|CBOE TRADING, INC.|2084
CSBR|CHAMPIONS ONCOLOG CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|120
CSBR|CHAMPIONS ONCOLOG CM|ETRS|E*Trade Securities LLC|54688
CSBR|CHAMPIONS ONCOLOG CM|FBCO|Credit Suisse Securities (USA) LLC|9790
CSBR|CHAMPIONS ONCOLOG CM|FILL|Tradestation Securities, Inc.|1440
CSBR|CHAMPIONS ONCOLOG CM|FMAF|NBCN Inc./ CDS|156
CSBR|CHAMPIONS ONCOLOG CM|FOMA|TD AMERITRADE CLEARING, INC.|96276
CSBR|CHAMPIONS ONCOLOG CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1285
CSBR|CHAMPIONS ONCOLOG CM|FTBR|Foliofn Investments, Inc.|84
CSBR|CHAMPIONS ONCOLOG CM|GEBB|GLOBAL EXECUTION BROKERS, LP|969
CSBR|CHAMPIONS ONCOLOG CM|GLPX|ACS EXECUTION SERVICES, LLC|100
CSBR|CHAMPIONS ONCOLOG CM|GSCO|GOLDMAN SACHS & CO. LLC|17254
CSBR|CHAMPIONS ONCOLOG CM|GSCS|GOLDMAN SACHS & CO. LLC|100
CSBR|CHAMPIONS ONCOLOG CM|GSLT|GOLDMAN SACHS & CO. LLC|3409
CSBR|CHAMPIONS ONCOLOG CM|GTSZ|GTS SECURITIES LLC|9150
CSBR|CHAMPIONS ONCOLOG CM|IATS|INTERACTIVE BROKERS LLC|1442
CSBR|CHAMPIONS ONCOLOG CM|IBKR|Interactive Brokers Llc|40164
CSBR|CHAMPIONS ONCOLOG CM|ICBX|INSTINET, LLC|2220
CSBR|CHAMPIONS ONCOLOG CM|INCA|INSTINET, LLC|43914
CSBR|CHAMPIONS ONCOLOG CM|INJX|INSTINET, LLC|500
CSBR|CHAMPIONS ONCOLOG CM|ITGI|ITG Inc.|700
CSBR|CHAMPIONS ONCOLOG CM|ITGP|ITG INC.|400
CSBR|CHAMPIONS ONCOLOG CM|JEFF|JEFFERIES LLC|200
CSBR|CHAMPIONS ONCOLOG CM|JPMX|J.P. Morgan Securities LLC|2000
CSBR|CHAMPIONS ONCOLOG CM|KCGM|VIRTU Americas LLC|6450
CSBR|CHAMPIONS ONCOLOG CM|LEHM|Barclays Capital Inc./Le|1053
CSBR|CHAMPIONS ONCOLOG CM|LIME|Lime Brokerage LLC|23443
CSBR|CHAMPIONS ONCOLOG CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
CSBR|CHAMPIONS ONCOLOG CM|MSCO|MORGAN STANLEY & CO. LLC|65985
CSBR|CHAMPIONS ONCOLOG CM|MSPL|MORGAN STANLEY & CO. LLC|2700
CSBR|CHAMPIONS ONCOLOG CM|NATL|National Securities Corporation|38850
CSBR|CHAMPIONS ONCOLOG CM|NFSC|National Financial Services LLC|64762
CSBR|CHAMPIONS ONCOLOG CM|NITE|VIRTU Americas LLC|204924
CSBR|CHAMPIONS ONCOLOG CM|NQRB|Brut, LLC|300
CSBR|CHAMPIONS ONCOLOG CM|PDQM|CODA MARKETS, INC.|200
CSBR|CHAMPIONS ONCOLOG CM|PWJC|UBS Financial Services, Inc.|20019
CSBR|CHAMPIONS ONCOLOG CM|RBCM|RBC CAPITAL MARKETS, LLC|2557
CSBR|CHAMPIONS ONCOLOG CM|SGMT|GOLDMAN SACHS & CO. LLC|3201
CSBR|CHAMPIONS ONCOLOG CM|SPTD|MINT GLOBAL MARKETS, INC.|6002
CSBR|CHAMPIONS ONCOLOG CM|STXG|Stockcross Financial Services, Inc.|2974
CSBR|CHAMPIONS ONCOLOG CM|SWIM|TD Ameritrade, Inc.|53579
CSBR|CHAMPIONS ONCOLOG CM|TKNG|ALLY INVEST SECURITIES LLC|650
CSBR|CHAMPIONS ONCOLOG CM|TRBT|Tradebot Systems, Inc.|860
CSBR|CHAMPIONS ONCOLOG CM|TRCM|TRC MARKETS LLC|15542
CSBR|CHAMPIONS ONCOLOG CM|TWTT|TASTYWORKS, INC.|2200
CSBR|CHAMPIONS ONCOLOG CM|UBSA|UBS SECURITIES LLC|19481
CSBR|CHAMPIONS ONCOLOG CM|UBSS|UBS Securities LLC|31497
CSBR|CHAMPIONS ONCOLOG CM|VGRD|Vanguard Marketing Corporation|5021
CSBR|CHAMPIONS ONCOLOG CM|WCHV|WELLS FARGO SECURITIES, LLC|7817
CSBR|CHAMPIONS ONCOLOG CM|WEDB|WEDBUSH SECURITIES INC.|3470
CSBR|CHAMPIONS ONCOLOG CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|820
CSBR|CHAMPIONS ONCOLOG CM|WFPB|Wells Fargo Securities, LLC.|100
CSBR|CHAMPIONS ONCOLOG CM|WSEA|WOLVERINE SECURITIES, LLC|1563
CSBR|CHAMPIONS ONCOLOG CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
CSBR|CHAMPIONS ONCOLOG CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
CSBR|CHAMPIONS ONCOLOG CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
CSCO|CISCO SYSTEMS INC|ABLE|NATIXIS Securities Americas LLC|1817003
CSCO|CISCO SYSTEMS INC|ADAM|CANACCORD GENUITY INC.|700
CSCO|CISCO SYSTEMS INC|AGIS|Aegis Capital Corp.|13801
CSCO|CISCO SYSTEMS INC|ALFA|ALPHA TRADING L.P.|309468
CSCO|CISCO SYSTEMS INC|ALLN|Allen & Company LLC|3500
CSCO|CISCO SYSTEMS INC|ALTX|Alternet Securities Inc.|121501
CSCO|CISCO SYSTEMS INC|ANOS|ABEL/NOSER, L.L.C.|5368
CSCO|CISCO SYSTEMS INC|APCC|Apex Clearing Corporation|43777
CSCO|CISCO SYSTEMS INC|AQUA|AQUA SECURITIES L.P.|7000
CSCO|CISCO SYSTEMS INC|AVON|Avondale Partners, LLC|5250
CSCO|CISCO SYSTEMS INC|BALE|M&T SECURITIES, INC.|4478
CSCO|CISCO SYSTEMS INC|BANK|Primevest Financial Services, Inc.|2389
CSCO|CISCO SYSTEMS INC|BARD|Robert W. Baird & Co. Incorporated|98494
CSCO|CISCO SYSTEMS INC|BATM|CBOE TRADING, INC.|52192
CSCO|CISCO SYSTEMS INC|BAYC|BAY CREST PARTNERS, LLC|3077167
CSCO|CISCO SYSTEMS INC|BAYT|BTIG, LLC|138521
CSCO|CISCO SYSTEMS INC|BBNT|BB&T SECURITIES, LLC|58085
CSCO|CISCO SYSTEMS INC|BERN|Sanford C. Bernstein & Co., LLC|5982700
CSCO|CISCO SYSTEMS INC|BGCE|BGC Financial Inc.|2637
CSCO|CISCO SYSTEMS INC|BIAD|SAGETRADER, LLC|2100
CSCO|CISCO SYSTEMS INC|BIDS|BIDS TRADING L.P.|2300
CSCO|CISCO SYSTEMS INC|BIMI|Banca IMI Securities Corp.|23195
CSCO|CISCO SYSTEMS INC|BKCM|BNY Mellon Capital Markets LLC|15886
CSCO|CISCO SYSTEMS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|212278
CSCO|CISCO SYSTEMS INC|BLKX|INSTINET, LLC|353745
CSCO|CISCO SYSTEMS INC|BMAK|BMA SECURITIES|19126
CSCO|CISCO SYSTEMS INC|BMOC|BMO Capital Markets Corp.|1057019
CSCO|CISCO SYSTEMS INC|BNCH|The Benchmark Company, LLC|115100
CSCO|CISCO SYSTEMS INC|BNPX|BNP PARIBAS SECURITIES CORP.|6147287
CSCO|CISCO SYSTEMS INC|BRGE|Newbridge Securities Corp.|1453
CSCO|CISCO SYSTEMS INC|BTIG|BTIG, LLC|2730096
CSCO|CISCO SYSTEMS INC|BYXM|CBOE TRADING, INC.|73603
CSCO|CISCO SYSTEMS INC|BZYD|GOLDMAN SACHS & CO. LLC|303
CSCO|CISCO SYSTEMS INC|CABR|Cabrera Capital Markets, Inc.|75
CSCO|CISCO SYSTEMS INC|CANT|Cantor Fitzgerald & Co.|347648
CSCO|CISCO SYSTEMS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|20200
CSCO|CISCO SYSTEMS INC|CHAS|Charles Schwab & Co., Inc.|191822
CSCO|CISCO SYSTEMS INC|CIBP|CIBC World Markets Corp.|387857
CSCO|CISCO SYSTEMS INC|CICF|Canaccord Genuity Corp.|25487
CSCO|CISCO SYSTEMS INC|CIST|Capital Institutional Services, Inc.|138721
CSCO|CISCO SYSTEMS INC|CLSA|CLSA AMERICAS, LLC|322675
CSCO|CISCO SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2046127
CSCO|CISCO SYSTEMS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5105
CSCO|CISCO SYSTEMS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|101494
CSCO|CISCO SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5819750
CSCO|CISCO SYSTEMS INC|CSMS|CORNERSTONE MACRO LLC|9298
CSCO|CISCO SYSTEMS INC|CTDE|CHOICETRADE|200
CSCO|CISCO SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|691259
CSCO|CISCO SYSTEMS INC|CTLR|CUTLER GROUP, LP|1300
CSCO|CISCO SYSTEMS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|916286
CSCO|CISCO SYSTEMS INC|DADA|D.A. Davidson & Co.|22320
CSCO|CISCO SYSTEMS INC|DAVA|Davenport & Company LLC|22440
CSCO|CISCO SYSTEMS INC|DAWA|Daiwa Capital Markets America Inc.|55199
CSCO|CISCO SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|17219217
CSCO|CISCO SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|4041500
CSCO|CISCO SYSTEMS INC|DBUL|Deutsche Bank Securities Inc.|64992
CSCO|CISCO SYSTEMS INC|DCHF|Dart Executions, LLC|136443
CSCO|CISCO SYSTEMS INC|DEAN|MORGAN STANLEY|597401
CSCO|CISCO SYSTEMS INC|DEGS|RONIN PROFESSIONAL LLC|7714
CSCO|CISCO SYSTEMS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|73456
CSCO|CISCO SYSTEMS INC|DRWK|DRW SECURITIES, L.L.C.|420720
CSCO|CISCO SYSTEMS INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|7800
CSCO|CISCO SYSTEMS INC|EBXL|EBX LLC|3353800
CSCO|CISCO SYSTEMS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|221710
CSCO|CISCO SYSTEMS INC|EDJC|Edward Jones / CDS|763
CSCO|CISCO SYSTEMS INC|EDJO|Edward D. Jones & Co., L.P.|123278
CSCO|CISCO SYSTEMS INC|EGAM|CBOE TRADING, INC.|142972
CSCO|CISCO SYSTEMS INC|EGAW|CBOE TRADING, INC.|4149
CSCO|CISCO SYSTEMS INC|EGMT|EG MARKET TECHNOLOGIES LLC|986
CSCO|CISCO SYSTEMS INC|EGXM|CBOE TRADING, INC.|35104
CSCO|CISCO SYSTEMS INC|EGXW|CBOE TRADING, INC.|1400
CSCO|CISCO SYSTEMS INC|ELEV|ELEVATION, LLC|14130
CSCO|CISCO SYSTEMS INC|ESPO|ESPOSITO SECURITIES, LLC|184056
CSCO|CISCO SYSTEMS INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2200
CSCO|CISCO SYSTEMS INC|ETBE|Electronic Transaction Clearing, Inc.|1193645
CSCO|CISCO SYSTEMS INC|ETCB|ETC BROKERAGE SERVICES, LLC|72
CSCO|CISCO SYSTEMS INC|ETCC|Electronic Transaction Clearing, Inc.|11762
CSCO|CISCO SYSTEMS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|25843
CSCO|CISCO SYSTEMS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44618
CSCO|CISCO SYSTEMS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|13761
CSCO|CISCO SYSTEMS INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|3786396
CSCO|CISCO SYSTEMS INC|ETRS|E*Trade Securities LLC|2291203
CSCO|CISCO SYSTEMS INC|FBCO|Credit Suisse Securities (USA) LLC|29057138
CSCO|CISCO SYSTEMS INC|FBSB|U.S. Bancorp Investments, Inc.|968
CSCO|CISCO SYSTEMS INC|FFSI|Firstrade Securities Inc.|425
CSCO|CISCO SYSTEMS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|724
CSCO|CISCO SYSTEMS INC|FILL|Tradestation Securities, Inc.|89216
CSCO|CISCO SYSTEMS INC|FINX|FINTECH SECURITIES|22490
CSCO|CISCO SYSTEMS INC|FINZ|FINTECH SECURITIES|259
CSCO|CISCO SYSTEMS INC|FMAF|NBCN Inc./ CDS|207244
CSCO|CISCO SYSTEMS INC|FMCO|First Manhattan Co|1080
CSCO|CISCO SYSTEMS INC|FOMA|TD AMERITRADE CLEARING, INC.|4818723
CSCO|CISCO SYSTEMS INC|FORD|Fordham Financial Management, Inc.|19026
CSCO|CISCO SYSTEMS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|94304
CSCO|CISCO SYSTEMS INC|FQLS|Quantlab Securities LP|2998855
CSCO|CISCO SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1200007
CSCO|CISCO SYSTEMS INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|8270
CSCO|CISCO SYSTEMS INC|FTBR|Foliofn Investments, Inc.|78952
CSCO|CISCO SYSTEMS INC|GBMT|GBM International, Inc.|25850
CSCO|CISCO SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2589793
CSCO|CISCO SYSTEMS INC|GELP|RBC CAPITAL MARKETS, LLC|41037
CSCO|CISCO SYSTEMS INC|GFRY|JUMP TRADING, LLC|3092693
CSCO|CISCO SYSTEMS INC|GLIS|TD Securities Inc|160
CSCO|CISCO SYSTEMS INC|GLPX|ACS EXECUTION SERVICES, LLC|268010
CSCO|CISCO SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|35373292
CSCO|CISCO SYSTEMS INC|GSCS|GOLDMAN SACHS & CO. LLC|597010
CSCO|CISCO SYSTEMS INC|GSLT|GOLDMAN SACHS & CO. LLC|170844
CSCO|CISCO SYSTEMS INC|GTSZ|GTS SECURITIES LLC|3362254
CSCO|CISCO SYSTEMS INC|GUGS|Guggenheim Securities, LLC|100000
CSCO|CISCO SYSTEMS INC|HAPX|HAP Trading, LLC|704
CSCO|CISCO SYSTEMS INC|HASF|Haywood Securities Inc./CDS|36644
CSCO|CISCO SYSTEMS INC|HCTA|Hardcastle Trading USA LLC|436547
CSCO|CISCO SYSTEMS INC|HRBF|American Enterprise Investment Services Inc.|437700
CSCO|CISCO SYSTEMS INC|HSBC|HSBC Securities, Inc.|746270
CSCO|CISCO SYSTEMS INC|IATS|INTERACTIVE BROKERS LLC|196734
CSCO|CISCO SYSTEMS INC|IBKR|Interactive Brokers Llc|1026365
CSCO|CISCO SYSTEMS INC|IBSJ|Integrity Brokerage Services, Inc.|222
CSCO|CISCO SYSTEMS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15547
CSCO|CISCO SYSTEMS INC|ICBX|INSTINET, LLC|1911557
CSCO|CISCO SYSTEMS INC|IEQY|CITADEL SECURITIES LLC|4249286
CSCO|CISCO SYSTEMS INC|INCA|INSTINET, LLC|13540361
CSCO|CISCO SYSTEMS INC|INJX|INSTINET, LLC|2161285
CSCO|CISCO SYSTEMS INC|INTL|INTL FCSTONE FINANCIAL INC.|5729
CSCO|CISCO SYSTEMS INC|ITGI|ITG Inc.|3955340
CSCO|CISCO SYSTEMS INC|ITGP|ITG INC.|1613800
CSCO|CISCO SYSTEMS INC|JANY|Janney Montgomery Scott Inc.|91919
CSCO|CISCO SYSTEMS INC|JEFF|JEFFERIES LLC|7302320
CSCO|CISCO SYSTEMS INC|JHDR|J.H. Darbie & Co., Inc.|356
CSCO|CISCO SYSTEMS INC|JMPT|JUMP TRADING, LLC|1193284
CSCO|CISCO SYSTEMS INC|JONE|JonesTrading|779
CSCO|CISCO SYSTEMS INC|JPBX|J.P. MORGAN SECURITIES LLC|1868073
CSCO|CISCO SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|4517217
CSCO|CISCO SYSTEMS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|72762
CSCO|CISCO SYSTEMS INC|JSJX|JANE STREET CAPITAL LLC|53196
CSCO|CISCO SYSTEMS INC|JUTA|JUMP TRADING, LLC|100
CSCO|CISCO SYSTEMS INC|KCGM|VIRTU Americas LLC|760207
CSCO|CISCO SYSTEMS INC|KING|C. L. King & Associates, Inc.|50
CSCO|CISCO SYSTEMS INC|LEER|LEERINK PARTNERS LLC|4810
CSCO|CISCO SYSTEMS INC|LEHM|Barclays Capital Inc./Le|27247005
CSCO|CISCO SYSTEMS INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2151
CSCO|CISCO SYSTEMS INC|LIME|Lime Brokerage LLC|1325766
CSCO|CISCO SYSTEMS INC|LIWK|LIME BROKERAGE LLC|139
CSCO|CISCO SYSTEMS INC|LMGP|LIME BROKERAGE LLC|372029
CSCO|CISCO SYSTEMS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|42752
CSCO|CISCO SYSTEMS INC|LOOP|Loop Capital Markets LLC|22421
CSCO|CISCO SYSTEMS INC|LQNA|LIQUIDNET, INC.|383900
CSCO|CISCO SYSTEMS INC|LQNB|LIQUIDNET, INC.|2300
CSCO|CISCO SYSTEMS INC|LSCI|Lek Securities Corporation|101414
CSCO|CISCO SYSTEMS INC|LVMR|LIVERMORE TRADING GROUP, INC.|3600
CSCO|CISCO SYSTEMS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
CSCO|CISCO SYSTEMS INC|MACC|Mid Atlantic Capital Corporation|23633
CSCO|CISCO SYSTEMS INC|MACQ|Macquarie Capital (USA) Inc.|54213
CSCO|CISCO SYSTEMS INC|MAXM|Maxim Group LLC|56683
CSCO|CISCO SYSTEMS INC|MBTS|ALLY INVEST SECURITIES LLC|936
CSCO|CISCO SYSTEMS INC|MCBT|Moors & Cabot, Inc.|2115
CSCO|CISCO SYSTEMS INC|MCMF|Raymond James Ltd. Cds|37827
CSCO|CISCO SYSTEMS INC|MKMP|MKM Partners LLC|117000
CSCO|CISCO SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3136044
CSCO|CISCO SYSTEMS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|35960
CSCO|CISCO SYSTEMS INC|MOTF|MOTIF INVESTING, INC.|416
CSCO|CISCO SYSTEMS INC|MPSG|E D & F Man Capital Markets Inc.|2454
CSCO|CISCO SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|47717634
CSCO|CISCO SYSTEMS INC|MSPL|MORGAN STANLEY & CO. LLC|4218500
CSCO|CISCO SYSTEMS INC|MSTX|MORGAN STANLEY & CO. LLC|3723600
CSCO|CISCO SYSTEMS INC|MTON|MILLINGTON SECURITIES, INC.|55420
CSCO|CISCO SYSTEMS INC|MZHO|Mizuho Securities USA LLC|10000
CSCO|CISCO SYSTEMS INC|NATL|National Securities Corporation|1100
CSCO|CISCO SYSTEMS INC|NBCS|NBC Securities, INC.|473
CSCO|CISCO SYSTEMS INC|NEED|Needham & Company, LLC|39800
CSCO|CISCO SYSTEMS INC|NEUB|NEUBERGER BERMAN BD LLC|12597
CSCO|CISCO SYSTEMS INC|NFSC|National Financial Services LLC|6342628
CSCO|CISCO SYSTEMS INC|NITE|VIRTU Americas LLC|11373421
CSCO|CISCO SYSTEMS INC|NITP|VIRTU Americas LLC|502181
CSCO|CISCO SYSTEMS INC|NMRA|Nomura Securities International, Inc.|6800
CSCO|CISCO SYSTEMS INC|NORM|JUMP TRADING, LLC|441607
CSCO|CISCO SYSTEMS INC|NQRB|Brut, LLC|99517
CSCO|CISCO SYSTEMS INC|NTRC|Northern Trust Securities, Inc.|40594
CSCO|CISCO SYSTEMS INC|OHOS|TWO SIGMA SECURITIES, LLC|573415
CSCO|CISCO SYSTEMS INC|OLDM|OLD MISSION CAPITAL, LLC|32895
CSCO|CISCO SYSTEMS INC|ONEL|O'NEIL SECURITIES, INCORPORATED|14031
CSCO|CISCO SYSTEMS INC|OPCO|Oppenheimer & Co. Inc.|350628
CSCO|CISCO SYSTEMS INC|PASL|Pershing Advisor Solutions LLC|6650
CSCO|CISCO SYSTEMS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|26516
CSCO|CISCO SYSTEMS INC|PCFF|Pacific International Securities Inc./CDS|780
CSCO|CISCO SYSTEMS INC|PCPT|PHILLIP CAPITAL INC.|1216
CSCO|CISCO SYSTEMS INC|PDQM|CODA MARKETS, INC.|143078
CSCO|CISCO SYSTEMS INC|PHLY|NASDAQ Execution Services, LLC|398560
CSCO|CISCO SYSTEMS INC|PICT|Pictet Overseas Inc.|42742
CSCO|CISCO SYSTEMS INC|PIPR|Piper Jaffray & Co.|60019
CSCO|CISCO SYSTEMS INC|PNSR|Penserra Securities, LLC|2000
CSCO|CISCO SYSTEMS INC|PRJX|JUMP TRADING, LLC|493966
CSCO|CISCO SYSTEMS INC|PWJC|UBS Financial Services, Inc.|73389
CSCO|CISCO SYSTEMS INC|QMSR|QUATTRO M SECURITIES INC.|215660
CSCO|CISCO SYSTEMS INC|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1250
CSCO|CISCO SYSTEMS INC|RAJA|Raymond James & Associates, Inc.|547120
CSCO|CISCO SYSTEMS INC|RBCM|RBC CAPITAL MARKETS, LLC|97686
CSCO|CISCO SYSTEMS INC|RGLD|Regal Securities, Inc|376
CSCO|CISCO SYSTEMS INC|RHCO|Suntrust Robinson Humphrey, Inc.|30160
CSCO|CISCO SYSTEMS INC|RJLC|RJL CAPITAL GROUP, LLC|1400
CSCO|CISCO SYSTEMS INC|SAGL|SAGETRADER, LLC|14800
CSCO|CISCO SYSTEMS INC|SAGW|SAGETRADER, LLC|3366
CSCO|CISCO SYSTEMS INC|SALI|INTL FCSTONE FINANCIAL INC.|9078
CSCO|CISCO SYSTEMS INC|SBSH|Citigroup Global Markets Inc.|11601138
CSCO|CISCO SYSTEMS INC|SCMC|Scotia Capital Markets (USA) Inc.|230
CSCO|CISCO SYSTEMS INC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1814
CSCO|CISCO SYSTEMS INC|SEIC|SEI Investments Distribution Co.|65392
CSCO|CISCO SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|3195355
CSCO|CISCO SYSTEMS INC|SHMR|ABN Amro Clearing LLC|1313
CSCO|CISCO SYSTEMS INC|SIBO|Prime Executions, Inc.|2962
CSCO|CISCO SYSTEMS INC|SJLS|TRADE INFORMATICS LLC|200
CSCO|CISCO SYSTEMS INC|SOGO|Wang Investment Associates, Inc.|2314
CSCO|CISCO SYSTEMS INC|SPDR|SPEEDROUTE LLC|598948
CSCO|CISCO SYSTEMS INC|SPHN|Stephens Inc.|20649
CSCO|CISCO SYSTEMS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
CSCO|CISCO SYSTEMS INC|STFL|Stifel, Nicolaus & Company, Incorporated|660125
CSCO|CISCO SYSTEMS INC|STKP|STOCKPILE INVESTMENTS, INC.|1166
CSCO|CISCO SYSTEMS INC|STRS|STRATEGAS RESEARCH PARTNERS|100
CSCO|CISCO SYSTEMS INC|STXG|Stockcross Financial Services, Inc.|1343
CSCO|CISCO SYSTEMS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CSCO|CISCO SYSTEMS INC|SWIM|TD Ameritrade, Inc.|2106724
CSCO|CISCO SYSTEMS INC|SWST|Hilltop Securities Inc.|270719
CSCO|CISCO SYSTEMS INC|TAGC|TELSEY ADVISORY GROUP LLC|1501
CSCO|CISCO SYSTEMS INC|TDSI|TD Securities (USA) LLC|4152
CSCO|CISCO SYSTEMS INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|850
CSCO|CISCO SYSTEMS INC|TKNG|ALLY INVEST SECURITIES LLC|27352
CSCO|CISCO SYSTEMS INC|TMBR|Timber Hill LLC|8660
CSCO|CISCO SYSTEMS INC|TONC|CUTTONE & CO., LLC|6070
CSCO|CISCO SYSTEMS INC|TOUR|TOURMALINE PARTNERS, LLC|3200
CSCO|CISCO SYSTEMS INC|TRBT|Tradebot Systems, Inc.|4104721
CSCO|CISCO SYSTEMS INC|TRCM|TRC MARKETS LLC|5277653
CSCO|CISCO SYSTEMS INC|TTUC|CUTTONE & CO., INC.|143260
CSCO|CISCO SYSTEMS INC|TWTT|TASTYWORKS, INC.|2318
CSCO|CISCO SYSTEMS INC|UBSA|UBS SECURITIES LLC|10942994
CSCO|CISCO SYSTEMS INC|UBSS|UBS Securities LLC|23319194
CSCO|CISCO SYSTEMS INC|VALX|VIRTU AMERICAS LLC|702581
CSCO|CISCO SYSTEMS INC|VERT|The Vertical Trading Group, LLC|11472
CSCO|CISCO SYSTEMS INC|VGRD|Vanguard Marketing Corporation|233953
CSCO|CISCO SYSTEMS INC|VNDM|Wall Street Access|5092
CSCO|CISCO SYSTEMS INC|VSIN|Vision Financial Markets Llc|106
CSCO|CISCO SYSTEMS INC|WABR|Wall Street Access|72210
CSCO|CISCO SYSTEMS INC|WBET|Wallachbeth Capital LLC|48414
CSCO|CISCO SYSTEMS INC|WBLR|WILLIAM BLAIR|34977
CSCO|CISCO SYSTEMS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|78903
CSCO|CISCO SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|4066383
CSCO|CISCO SYSTEMS INC|WDNX|WEEDEN & CO.L.P.|48162
CSCO|CISCO SYSTEMS INC|WEDB|WEDBUSH SECURITIES INC.|25039
CSCO|CISCO SYSTEMS INC|WEED|Weeden & Co.L.P.|130513
CSCO|CISCO SYSTEMS INC|WESC|Wellington Shields & Co., LLC|1975
CSCO|CISCO SYSTEMS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1021531
CSCO|CISCO SYSTEMS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|622907
CSCO|CISCO SYSTEMS INC|WFPB|Wells Fargo Securities, LLC.|250
CSCO|CISCO SYSTEMS INC|WGIF|CIBC World Markets Inc.|144660
CSCO|CISCO SYSTEMS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|24298
CSCO|CISCO SYSTEMS INC|WORD|Worden Capital Management LLC|208
CSCO|CISCO SYSTEMS INC|WSAG|WALL STREET ACCESS|225
CSCO|CISCO SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|143028
CSCO|CISCO SYSTEMS INC|XIST|INSTINET, LLC|765046
CSCO|CISCO SYSTEMS INC|XPQR|Jump Trading|9200
CSCO|CISCO SYSTEMS INC|XPUS|XP SECURITIES, LLC|22901
CSCO|CISCO SYSTEMS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|972092
CSCO|CISCO SYSTEMS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5411
CSCO|CISCO SYSTEMS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|170351
CSD|INVESCO S&P SPIN|BARD|Robert W. Baird & Co. Incorporated|481
CSD|INVESCO S&P SPIN|BATM|CBOE TRADING, INC.|391
CSD|INVESCO S&P SPIN|BBNT|BB&T SECURITIES, LLC|418
CSD|INVESCO S&P SPIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29
CSD|INVESCO S&P SPIN|CHAS|Charles Schwab & Co., Inc.|703
CSD|INVESCO S&P SPIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3537
CSD|INVESCO S&P SPIN|CTDL|Citadel Derivatives Group Llc|500
CSD|INVESCO S&P SPIN|DBAX|Deutsche Bank Securities Inc.|300
CSD|INVESCO S&P SPIN|DEAN|MORGAN STANLEY|150
CSD|INVESCO S&P SPIN|DLTA|DEALERWEB INC.|4000
CSD|INVESCO S&P SPIN|EBXL|EBX LLC|300
CSD|INVESCO S&P SPIN|EDJO|Edward D. Jones & Co., L.P.|86
CSD|INVESCO S&P SPIN|ETRS|E*Trade Securities LLC|222
CSD|INVESCO S&P SPIN|FINX|FINTECH SECURITIES|37
CSD|INVESCO S&P SPIN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|3700
CSD|INVESCO S&P SPIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CSD|INVESCO S&P SPIN|FTBR|Foliofn Investments, Inc.|10
CSD|INVESCO S&P SPIN|GSCO|GOLDMAN SACHS & CO. LLC|400
CSD|INVESCO S&P SPIN|HRBF|American Enterprise Investment Services Inc.|2122
CSD|INVESCO S&P SPIN|IBKR|Interactive Brokers Llc|47
CSD|INVESCO S&P SPIN|ICBX|INSTINET, LLC|600
CSD|INVESCO S&P SPIN|ITGI|ITG Inc.|185
CSD|INVESCO S&P SPIN|JSJX|JANE STREET CAPITAL LLC|4956
CSD|INVESCO S&P SPIN|LEHM|Barclays Capital Inc./Le|400
CSD|INVESCO S&P SPIN|LIME|Lime Brokerage LLC|373
CSD|INVESCO S&P SPIN|LSCI|Lek Securities Corporation|120
CSD|INVESCO S&P SPIN|MACC|Mid Atlantic Capital Corporation|26
CSD|INVESCO S&P SPIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CSD|INVESCO S&P SPIN|MOTF|MOTIF INVESTING, INC.|2
CSD|INVESCO S&P SPIN|MSCO|MORGAN STANLEY & CO. LLC|2293
CSD|INVESCO S&P SPIN|MSPL|MORGAN STANLEY & CO. LLC|200
CSD|INVESCO S&P SPIN|NFSC|National Financial Services LLC|1482
CSD|INVESCO S&P SPIN|NITE|VIRTU Americas LLC|4068
CSD|INVESCO S&P SPIN|OPCO|Oppenheimer & Co. Inc.|3
CSD|INVESCO S&P SPIN|RBCM|RBC CAPITAL MARKETS, LLC|100
CSD|INVESCO S&P SPIN|SBSH|Citigroup Global Markets Inc.|25
CSD|INVESCO S&P SPIN|SGMT|GOLDMAN SACHS & CO. LLC|131
CSD|INVESCO S&P SPIN|SHMR|ABN Amro Clearing LLC|3718
CSD|INVESCO S&P SPIN|STFL|Stifel, Nicolaus & Company, Incorporated|436
CSD|INVESCO S&P SPIN|SWIM|TD Ameritrade, Inc.|180
CSD|INVESCO S&P SPIN|UBSA|UBS SECURITIES LLC|8152
CSD|INVESCO S&P SPIN|UBSS|UBS Securities LLC|5894
CSD|INVESCO S&P SPIN|VGRD|Vanguard Marketing Corporation|4
CSD|INVESCO S&P SPIN|WBLR|WILLIAM BLAIR|10
CSD|INVESCO S&P SPIN|WCHV|WELLS FARGO SECURITIES, LLC|3092
CSD|INVESCO S&P SPIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|553
CSD|INVESCO S&P SPIN|WSEA|WOLVERINE SECURITIES, LLC|11
CSD|INVESCO S&P SPIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1037
CSF|VICTORYSHS US DISC E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|773
CSF|VICTORYSHS US DISC E|CHAS|Charles Schwab & Co., Inc.|1
CSF|VICTORYSHS US DISC E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2254
CSF|VICTORYSHS US DISC E|CTDL|Citadel Derivatives Group Llc|7516
CSF|VICTORYSHS US DISC E|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CSF|VICTORYSHS US DISC E|DBAB|Deutsche Bank Securities Inc.|21
CSF|VICTORYSHS US DISC E|DBAX|Deutsche Bank Securities Inc.|500
CSF|VICTORYSHS US DISC E|DEAN|MORGAN STANLEY|516
CSF|VICTORYSHS US DISC E|EBXL|EBX LLC|500
CSF|VICTORYSHS US DISC E|EDJO|Edward D. Jones & Co., L.P.|411
CSF|VICTORYSHS US DISC E|ETRS|E*Trade Securities LLC|4
CSF|VICTORYSHS US DISC E|FBCO|Credit Suisse Securities (USA) LLC|4034
CSF|VICTORYSHS US DISC E|FBSB|U.S. Bancorp Investments, Inc.|2402
CSF|VICTORYSHS US DISC E|FOMA|TD AMERITRADE CLEARING, INC.|672
CSF|VICTORYSHS US DISC E|GEBB|GLOBAL EXECUTION BROKERS, LP|243
CSF|VICTORYSHS US DISC E|GSLT|GOLDMAN SACHS & CO. LLC|1800
CSF|VICTORYSHS US DISC E|HRBF|American Enterprise Investment Services Inc.|9750
CSF|VICTORYSHS US DISC E|IBKR|Interactive Brokers Llc|2544
CSF|VICTORYSHS US DISC E|JPMX|J.P. Morgan Securities LLC|1200
CSF|VICTORYSHS US DISC E|JSJX|JANE STREET CAPITAL LLC|12434
CSF|VICTORYSHS US DISC E|KCGM|VIRTU Americas LLC|4645
CSF|VICTORYSHS US DISC E|LEHM|Barclays Capital Inc./Le|1400
CSF|VICTORYSHS US DISC E|LIME|Lime Brokerage LLC|58
CSF|VICTORYSHS US DISC E|MACC|Mid Atlantic Capital Corporation|100
CSF|VICTORYSHS US DISC E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CSF|VICTORYSHS US DISC E|MSCO|MORGAN STANLEY & CO. LLC|12222
CSF|VICTORYSHS US DISC E|NFSC|National Financial Services LLC|5152
CSF|VICTORYSHS US DISC E|NITE|VIRTU Americas LLC|27694
CSF|VICTORYSHS US DISC E|RAJA|Raymond James & Associates, Inc.|3546
CSF|VICTORYSHS US DISC E|RBCM|RBC CAPITAL MARKETS, LLC|10456
CSF|VICTORYSHS US DISC E|SALI|INTL FCSTONE FINANCIAL INC.|4920
CSF|VICTORYSHS US DISC E|SGMT|GOLDMAN SACHS & CO. LLC|361
CSF|VICTORYSHS US DISC E|SPHN|Stephens Inc.|25
CSF|VICTORYSHS US DISC E|STFL|Stifel, Nicolaus & Company, Incorporated|316
CSF|VICTORYSHS US DISC E|TRCM|TRC MARKETS LLC|100
CSF|VICTORYSHS US DISC E|UBSA|UBS SECURITIES LLC|9642
CSF|VICTORYSHS US DISC E|UBSS|UBS Securities LLC|16229
CSF|VICTORYSHS US DISC E|WABR|Wall Street Access|1167
CSF|VICTORYSHS US DISC E|WCHV|WELLS FARGO SECURITIES, LLC|18
CSF|VICTORYSHS US DISC E|WSEA|WOLVERINE SECURITIES, LLC|5
CSF|VICTORYSHS US DISC E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20204
CSFL|CENTERSTATE BANK CP|ALTX|Alternet Securities Inc.|5603
CSFL|CENTERSTATE BANK CP|APCC|Apex Clearing Corporation|30
CSFL|CENTERSTATE BANK CP|AQUA|AQUA SECURITIES L.P.|2500
CSFL|CENTERSTATE BANK CP|BALE|M&T SECURITIES, INC.|806
CSFL|CENTERSTATE BANK CP|BANK|Primevest Financial Services, Inc.|1198
CSFL|CENTERSTATE BANK CP|BATM|CBOE TRADING, INC.|4465
CSFL|CENTERSTATE BANK CP|BAYC|BAY CREST PARTNERS, LLC|4929
CSFL|CENTERSTATE BANK CP|BBNT|BB&T SECURITIES, LLC|2124
CSFL|CENTERSTATE BANK CP|BERN|Sanford C. Bernstein & Co., LLC|30035
CSFL|CENTERSTATE BANK CP|BKCM|BNY Mellon Capital Markets LLC|2603
CSFL|CENTERSTATE BANK CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7230
CSFL|CENTERSTATE BANK CP|BMOC|BMO Capital Markets Corp.|11330
CSFL|CENTERSTATE BANK CP|BNKS|Fig Partners, LLC|600
CSFL|CENTERSTATE BANK CP|BNPX|BNP PARIBAS SECURITIES CORP.|88673
CSFL|CENTERSTATE BANK CP|BTIG|BTIG, LLC|7480
CSFL|CENTERSTATE BANK CP|BYXM|CBOE TRADING, INC.|900
CSFL|CENTERSTATE BANK CP|BZYD|GOLDMAN SACHS & CO. LLC|2215
CSFL|CENTERSTATE BANK CP|CANT|Cantor Fitzgerald & Co.|9449
CSFL|CENTERSTATE BANK CP|CHAS|Charles Schwab & Co., Inc.|6162
CSFL|CENTERSTATE BANK CP|CIST|Capital Institutional Services, Inc.|1301
CSFL|CENTERSTATE BANK CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|187699
CSFL|CENTERSTATE BANK CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14550
CSFL|CENTERSTATE BANK CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|273428
CSFL|CENTERSTATE BANK CP|CTDL|Citadel Derivatives Group Llc|70858
CSFL|CENTERSTATE BANK CP|CTLR|CUTLER GROUP, LP|300
CSFL|CENTERSTATE BANK CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|22866
CSFL|CENTERSTATE BANK CP|DAVA|Davenport & Company LLC|2446
CSFL|CENTERSTATE BANK CP|DBAB|Deutsche Bank Securities Inc.|628708
CSFL|CENTERSTATE BANK CP|DBAX|Deutsche Bank Securities Inc.|123100
CSFL|CENTERSTATE BANK CP|DBUL|Deutsche Bank Securities Inc.|800
CSFL|CENTERSTATE BANK CP|DEAN|MORGAN STANLEY|2997
CSFL|CENTERSTATE BANK CP|DEGS|RONIN PROFESSIONAL LLC|988
CSFL|CENTERSTATE BANK CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19587
CSFL|CENTERSTATE BANK CP|EBXL|EBX LLC|109300
CSFL|CENTERSTATE BANK CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11310
CSFL|CENTERSTATE BANK CP|EDJO|Edward D. Jones & Co., L.P.|5414
CSFL|CENTERSTATE BANK CP|EGAM|CBOE TRADING, INC.|6615
CSFL|CENTERSTATE BANK CP|EGMT|EG MARKET TECHNOLOGIES LLC|300
CSFL|CENTERSTATE BANK CP|EGXM|CBOE TRADING, INC.|3383
CSFL|CENTERSTATE BANK CP|ETBE|Electronic Transaction Clearing, Inc.|51691
CSFL|CENTERSTATE BANK CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|27318
CSFL|CENTERSTATE BANK CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13305
CSFL|CENTERSTATE BANK CP|ETRS|E*Trade Securities LLC|45467
CSFL|CENTERSTATE BANK CP|FBCO|Credit Suisse Securities (USA) LLC|472782
CSFL|CENTERSTATE BANK CP|FBRC|B. RILEY FBR, INC.|23300
CSFL|CENTERSTATE BANK CP|FBSB|U.S. Bancorp Investments, Inc.|1
CSFL|CENTERSTATE BANK CP|FILL|Tradestation Securities, Inc.|4997
CSFL|CENTERSTATE BANK CP|FINX|FINTECH SECURITIES|153
CSFL|CENTERSTATE BANK CP|FMAF|NBCN Inc./ CDS|4638
CSFL|CENTERSTATE BANK CP|FOMA|TD AMERITRADE CLEARING, INC.|19410
CSFL|CENTERSTATE BANK CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16688
CSFL|CENTERSTATE BANK CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|209829
CSFL|CENTERSTATE BANK CP|FTBR|Foliofn Investments, Inc.|1273
CSFL|CENTERSTATE BANK CP|GEBB|GLOBAL EXECUTION BROKERS, LP|31988
CSFL|CENTERSTATE BANK CP|GLPX|ACS EXECUTION SERVICES, LLC|5460
CSFL|CENTERSTATE BANK CP|GSCO|GOLDMAN SACHS & CO. LLC|2563069
CSFL|CENTERSTATE BANK CP|GSCS|GOLDMAN SACHS & CO. LLC|37632
CSFL|CENTERSTATE BANK CP|GSLT|GOLDMAN SACHS & CO. LLC|1488
CSFL|CENTERSTATE BANK CP|GTSZ|GTS SECURITIES LLC|175133
CSFL|CENTERSTATE BANK CP|HAPX|HAP Trading, LLC|130
CSFL|CENTERSTATE BANK CP|HOVD|HOVDE GROUP, LLC|500
CSFL|CENTERSTATE BANK CP|HRBF|American Enterprise Investment Services Inc.|4187
CSFL|CENTERSTATE BANK CP|HSBC|HSBC Securities, Inc.|31517
CSFL|CENTERSTATE BANK CP|IATS|INTERACTIVE BROKERS LLC|3727
CSFL|CENTERSTATE BANK CP|IBKR|Interactive Brokers Llc|47263
CSFL|CENTERSTATE BANK CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|105
CSFL|CENTERSTATE BANK CP|ICBX|INSTINET, LLC|33809
CSFL|CENTERSTATE BANK CP|IEQY|CITADEL SECURITIES LLC|162553
CSFL|CENTERSTATE BANK CP|IMPC|Imperial Capital, LLC|100
CSFL|CENTERSTATE BANK CP|INCA|INSTINET, LLC|448142
CSFL|CENTERSTATE BANK CP|INJX|INSTINET, LLC|53321
CSFL|CENTERSTATE BANK CP|ITGI|ITG Inc.|1885198
CSFL|CENTERSTATE BANK CP|ITGP|ITG INC.|93600
CSFL|CENTERSTATE BANK CP|JEFF|JEFFERIES LLC|102301
CSFL|CENTERSTATE BANK CP|JMPT|JUMP TRADING, LLC|65671
CSFL|CENTERSTATE BANK CP|JONE|JonesTrading|26978
CSFL|CENTERSTATE BANK CP|JPBX|J.P. MORGAN SECURITIES LLC|70821
CSFL|CENTERSTATE BANK CP|JPMX|J.P. Morgan Securities LLC|186526
CSFL|CENTERSTATE BANK CP|JSJX|JANE STREET CAPITAL LLC|17440
CSFL|CENTERSTATE BANK CP|KBWI|Keefe, Bruyette & Woods, Inc.|60933
CSFL|CENTERSTATE BANK CP|KCGM|VIRTU Americas LLC|52640
CSFL|CENTERSTATE BANK CP|LEHM|Barclays Capital Inc./Le|1008493
CSFL|CENTERSTATE BANK CP|LIME|Lime Brokerage LLC|201519
CSFL|CENTERSTATE BANK CP|LMGP|LIME BROKERAGE LLC|8225
CSFL|CENTERSTATE BANK CP|LOOP|Loop Capital Markets LLC|9495
CSFL|CENTERSTATE BANK CP|LQNA|LIQUIDNET, INC.|14100
CSFL|CENTERSTATE BANK CP|MAXM|Maxim Group LLC|7881
CSFL|CENTERSTATE BANK CP|MKMP|MKM Partners LLC|816
CSFL|CENTERSTATE BANK CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122888
CSFL|CENTERSTATE BANK CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CSFL|CENTERSTATE BANK CP|MOTF|MOTIF INVESTING, INC.|2
CSFL|CENTERSTATE BANK CP|MSCO|MORGAN STANLEY & CO. LLC|2881475
CSFL|CENTERSTATE BANK CP|MSPL|MORGAN STANLEY & CO. LLC|352700
CSFL|CENTERSTATE BANK CP|MSTX|MORGAN STANLEY & CO. LLC|229500
CSFL|CENTERSTATE BANK CP|NBCS|NBC Securities, INC.|473
CSFL|CENTERSTATE BANK CP|NFSC|National Financial Services LLC|93497
CSFL|CENTERSTATE BANK CP|NITE|VIRTU Americas LLC|142959
CSFL|CENTERSTATE BANK CP|NITP|VIRTU Americas LLC|2725
CSFL|CENTERSTATE BANK CP|NQRB|Brut, LLC|15113
CSFL|CENTERSTATE BANK CP|OPCO|Oppenheimer & Co. Inc.|4585
CSFL|CENTERSTATE BANK CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5470
CSFL|CENTERSTATE BANK CP|PDQM|CODA MARKETS, INC.|19291
CSFL|CENTERSTATE BANK CP|PHLY|NASDAQ Execution Services, LLC|200
CSFL|CENTERSTATE BANK CP|PWJC|UBS Financial Services, Inc.|4109
CSFL|CENTERSTATE BANK CP|RAJA|Raymond James & Associates, Inc.|71988
CSFL|CENTERSTATE BANK CP|RBCM|RBC CAPITAL MARKETS, LLC|1549
CSFL|CENTERSTATE BANK CP|RHCO|Suntrust Robinson Humphrey, Inc.|22235
CSFL|CENTERSTATE BANK CP|RILY|B. RILEY FBR, INC.|23300
CSFL|CENTERSTATE BANK CP|SAGW|SAGETRADER, LLC|303
CSFL|CENTERSTATE BANK CP|SBSH|Citigroup Global Markets Inc.|364819
CSFL|CENTERSTATE BANK CP|SDLR|Sandler, O'Neill & Partners, L.P.|13729
CSFL|CENTERSTATE BANK CP|SEIC|SEI Investments Distribution Co.|349
CSFL|CENTERSTATE BANK CP|SGMT|GOLDMAN SACHS & CO. LLC|103711
CSFL|CENTERSTATE BANK CP|SPDR|SPEEDROUTE LLC|7800
CSFL|CENTERSTATE BANK CP|STFL|Stifel, Nicolaus & Company, Incorporated|3809
CSFL|CENTERSTATE BANK CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|166
CSFL|CENTERSTATE BANK CP|SWIM|TD Ameritrade, Inc.|4270
CSFL|CENTERSTATE BANK CP|SWST|Hilltop Securities Inc.|5895
CSFL|CENTERSTATE BANK CP|TKNG|ALLY INVEST SECURITIES LLC|347
CSFL|CENTERSTATE BANK CP|TRBT|Tradebot Systems, Inc.|373229
CSFL|CENTERSTATE BANK CP|TRCM|TRC MARKETS LLC|214684
CSFL|CENTERSTATE BANK CP|UBSA|UBS SECURITIES LLC|521696
CSFL|CENTERSTATE BANK CP|UBSS|UBS Securities LLC|2448673
CSFL|CENTERSTATE BANK CP|VALX|VIRTU AMERICAS LLC|16753
CSFL|CENTERSTATE BANK CP|VGRD|Vanguard Marketing Corporation|2729
CSFL|CENTERSTATE BANK CP|WBPX|SUMMIT SECURITIES GROUP, LLC|200
CSFL|CENTERSTATE BANK CP|WCHV|WELLS FARGO SECURITIES, LLC|46693
CSFL|CENTERSTATE BANK CP|WEED|Weeden & Co.L.P.|1006
CSFL|CENTERSTATE BANK CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|215
CSFL|CENTERSTATE BANK CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7915
CSFL|CENTERSTATE BANK CP|WGIF|CIBC World Markets Inc.|1280
CSFL|CENTERSTATE BANK CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|37
CSFL|CENTERSTATE BANK CP|WSEA|WOLVERINE SECURITIES, LLC|1248
CSFL|CENTERSTATE BANK CP|XIST|INSTINET, LLC|22200
CSFL|CENTERSTATE BANK CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15022
CSFL|CENTERSTATE BANK CP|YKNA|COMHAR CAPITAL MARKETS, LLC|86
CSFL|CENTERSTATE BANK CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1101
CSGP|COSTAR GROUP INC  ##|AGIS|Aegis Capital Corp.|3
CSGP|COSTAR GROUP INC  ##|ALLN|Allen & Company LLC|2487
CSGP|COSTAR GROUP INC  ##|ALTX|Alternet Securities Inc.|3700
CSGP|COSTAR GROUP INC  ##|ANOS|ABEL/NOSER, L.L.C.|2240
CSGP|COSTAR GROUP INC  ##|APCC|Apex Clearing Corporation|85
CSGP|COSTAR GROUP INC  ##|AQUA|AQUA SECURITIES L.P.|6200
CSGP|COSTAR GROUP INC  ##|BANK|Primevest Financial Services, Inc.|27
CSGP|COSTAR GROUP INC  ##|BARD|Robert W. Baird & Co. Incorporated|590
CSGP|COSTAR GROUP INC  ##|BATM|CBOE TRADING, INC.|3667
CSGP|COSTAR GROUP INC  ##|BAYC|BAY CREST PARTNERS, LLC|179
CSGP|COSTAR GROUP INC  ##|BERN|Sanford C. Bernstein & Co., LLC|44750
CSGP|COSTAR GROUP INC  ##|BGCE|BGC Financial Inc.|210
CSGP|COSTAR GROUP INC  ##|BIMI|Banca IMI Securities Corp.|16
CSGP|COSTAR GROUP INC  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1030
CSGP|COSTAR GROUP INC  ##|BLKX|INSTINET, LLC|62500
CSGP|COSTAR GROUP INC  ##|BMOC|BMO Capital Markets Corp.|808
CSGP|COSTAR GROUP INC  ##|BNCH|The Benchmark Company, LLC|8300
CSGP|COSTAR GROUP INC  ##|BNPX|BNP PARIBAS SECURITIES CORP.|8361
CSGP|COSTAR GROUP INC  ##|BTIG|BTIG, LLC|77354
CSGP|COSTAR GROUP INC  ##|BYXM|CBOE TRADING, INC.|9652
CSGP|COSTAR GROUP INC  ##|BZYD|GOLDMAN SACHS & CO. LLC|85
CSGP|COSTAR GROUP INC  ##|CANT|Cantor Fitzgerald & Co.|304
CSGP|COSTAR GROUP INC  ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|15000
CSGP|COSTAR GROUP INC  ##|CHAS|Charles Schwab & Co., Inc.|2417
CSGP|COSTAR GROUP INC  ##|CIST|Capital Institutional Services, Inc.|375
CSGP|COSTAR GROUP INC  ##|CLSA|CLSA AMERICAS, LLC|340
CSGP|COSTAR GROUP INC  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40871
CSGP|COSTAR GROUP INC  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9419
CSGP|COSTAR GROUP INC  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10888
CSGP|COSTAR GROUP INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|185068
CSGP|COSTAR GROUP INC  ##|CTDL|Citadel Derivatives Group Llc|3722
CSGP|COSTAR GROUP INC  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|11016
CSGP|COSTAR GROUP INC  ##|DADA|D.A. Davidson & Co.|30
CSGP|COSTAR GROUP INC  ##|DBAB|Deutsche Bank Securities Inc.|147198
CSGP|COSTAR GROUP INC  ##|DBAX|Deutsche Bank Securities Inc.|155800
CSGP|COSTAR GROUP INC  ##|DBUL|Deutsche Bank Securities Inc.|975
CSGP|COSTAR GROUP INC  ##|DEAN|MORGAN STANLEY|3327
CSGP|COSTAR GROUP INC  ##|DEGS|RONIN PROFESSIONAL LLC|20
CSGP|COSTAR GROUP INC  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4665
CSGP|COSTAR GROUP INC  ##|EBXL|EBX LLC|96900
CSGP|COSTAR GROUP INC  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|3869
CSGP|COSTAR GROUP INC  ##|EDJO|Edward D. Jones & Co., L.P.|289
CSGP|COSTAR GROUP INC  ##|EGAM|CBOE TRADING, INC.|6246
CSGP|COSTAR GROUP INC  ##|EGAW|CBOE TRADING, INC.|27
CSGP|COSTAR GROUP INC  ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
CSGP|COSTAR GROUP INC  ##|EGXM|CBOE TRADING, INC.|786
CSGP|COSTAR GROUP INC  ##|EGXW|CBOE TRADING, INC.|98
CSGP|COSTAR GROUP INC  ##|ESPO|ESPOSITO SECURITIES, LLC|55
CSGP|COSTAR GROUP INC  ##|ETBE|Electronic Transaction Clearing, Inc.|691
CSGP|COSTAR GROUP INC  ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|356
CSGP|COSTAR GROUP INC  ##|ETCB|ETC BROKERAGE SERVICES, LLC|2
CSGP|COSTAR GROUP INC  ##|ETCC|Electronic Transaction Clearing, Inc.|290
CSGP|COSTAR GROUP INC  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1900
CSGP|COSTAR GROUP INC  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|42832
CSGP|COSTAR GROUP INC  ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1346
CSGP|COSTAR GROUP INC  ##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|38856
CSGP|COSTAR GROUP INC  ##|ETRS|E*Trade Securities LLC|5754
CSGP|COSTAR GROUP INC  ##|FBCO|Credit Suisse Securities (USA) LLC|162249
CSGP|COSTAR GROUP INC  ##|FBSB|U.S. Bancorp Investments, Inc.|4
CSGP|COSTAR GROUP INC  ##|FILL|Tradestation Securities, Inc.|66
CSGP|COSTAR GROUP INC  ##|FMAF|NBCN Inc./ CDS|50
CSGP|COSTAR GROUP INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|5106
CSGP|COSTAR GROUP INC  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|669
CSGP|COSTAR GROUP INC  ##|FQLS|Quantlab Securities LP|70232
CSGP|COSTAR GROUP INC  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14743
CSGP|COSTAR GROUP INC  ##|FTBR|Foliofn Investments, Inc.|757
CSGP|COSTAR GROUP INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2340
CSGP|COSTAR GROUP INC  ##|GLPX|ACS EXECUTION SERVICES, LLC|144498
CSGP|COSTAR GROUP INC  ##|GSCO|GOLDMAN SACHS & CO. LLC|355402
CSGP|COSTAR GROUP INC  ##|GSCS|GOLDMAN SACHS & CO. LLC|8797
CSGP|COSTAR GROUP INC  ##|GSLT|GOLDMAN SACHS & CO. LLC|100
CSGP|COSTAR GROUP INC  ##|GTSZ|GTS SECURITIES LLC|70803
CSGP|COSTAR GROUP INC  ##|HPPX|POTAMUS TRADING, LLC|137
CSGP|COSTAR GROUP INC  ##|HRBF|American Enterprise Investment Services Inc.|166
CSGP|COSTAR GROUP INC  ##|HSBC|HSBC Securities, Inc.|4006
CSGP|COSTAR GROUP INC  ##|IATS|INTERACTIVE BROKERS LLC|3542
CSGP|COSTAR GROUP INC  ##|IBKR|Interactive Brokers Llc|8194
CSGP|COSTAR GROUP INC  ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1396
CSGP|COSTAR GROUP INC  ##|ICBX|INSTINET, LLC|28400
CSGP|COSTAR GROUP INC  ##|INCA|INSTINET, LLC|192297
CSGP|COSTAR GROUP INC  ##|INJX|INSTINET, LLC|7069
CSGP|COSTAR GROUP INC  ##|ITGI|ITG Inc.|21013
CSGP|COSTAR GROUP INC  ##|ITGP|ITG INC.|48000
CSGP|COSTAR GROUP INC  ##|JANY|Janney Montgomery Scott Inc.|213
CSGP|COSTAR GROUP INC  ##|JEFF|JEFFERIES LLC|121672
CSGP|COSTAR GROUP INC  ##|JMPT|JUMP TRADING, LLC|21007
CSGP|COSTAR GROUP INC  ##|JONE|JonesTrading|200
CSGP|COSTAR GROUP INC  ##|JPBX|J.P. MORGAN SECURITIES LLC|21693
CSGP|COSTAR GROUP INC  ##|JPMX|J.P. Morgan Securities LLC|228574
CSGP|COSTAR GROUP INC  ##|JSJX|JANE STREET CAPITAL LLC|4730
CSGP|COSTAR GROUP INC  ##|KCGM|VIRTU Americas LLC|46483
CSGP|COSTAR GROUP INC  ##|LEER|LEERINK PARTNERS LLC|200
CSGP|COSTAR GROUP INC  ##|LEHM|Barclays Capital Inc./Le|207852
CSGP|COSTAR GROUP INC  ##|LIME|Lime Brokerage LLC|46196
CSGP|COSTAR GROUP INC  ##|LMGP|LIME BROKERAGE LLC|244
CSGP|COSTAR GROUP INC  ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|32678
CSGP|COSTAR GROUP INC  ##|LQNA|LIQUIDNET, INC.|70300
CSGP|COSTAR GROUP INC  ##|LSCI|Lek Securities Corporation|4
CSGP|COSTAR GROUP INC  ##|MACQ|Macquarie Capital (USA) Inc.|2944
CSGP|COSTAR GROUP INC  ##|MAXM|Maxim Group LLC|14113
CSGP|COSTAR GROUP INC  ##|MBTS|ALLY INVEST SECURITIES LLC|41
CSGP|COSTAR GROUP INC  ##|MCMF|Raymond James Ltd. Cds|1
CSGP|COSTAR GROUP INC  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71826
CSGP|COSTAR GROUP INC  ##|MOTF|MOTIF INVESTING, INC.|5
CSGP|COSTAR GROUP INC  ##|MSCO|MORGAN STANLEY & CO. LLC|590356
CSGP|COSTAR GROUP INC  ##|MSPL|MORGAN STANLEY & CO. LLC|120800
CSGP|COSTAR GROUP INC  ##|MSTX|MORGAN STANLEY & CO. LLC|3500
CSGP|COSTAR GROUP INC  ##|NFSC|National Financial Services LLC|13087
CSGP|COSTAR GROUP INC  ##|NITE|VIRTU Americas LLC|103204
CSGP|COSTAR GROUP INC  ##|NITP|VIRTU Americas LLC|5124
CSGP|COSTAR GROUP INC  ##|NQRB|Brut, LLC|1995
CSGP|COSTAR GROUP INC  ##|NTRC|Northern Trust Securities, Inc.|3074
CSGP|COSTAR GROUP INC  ##|OPCO|Oppenheimer & Co. Inc.|609
CSGP|COSTAR GROUP INC  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|543
CSGP|COSTAR GROUP INC  ##|PDQM|CODA MARKETS, INC.|479078
CSGP|COSTAR GROUP INC  ##|PIPR|Piper Jaffray & Co.|266
CSGP|COSTAR GROUP INC  ##|PNSR|Penserra Securities, LLC|500
CSGP|COSTAR GROUP INC  ##|PWJC|UBS Financial Services, Inc.|24
CSGP|COSTAR GROUP INC  ##|RAJA|Raymond James & Associates, Inc.|1892
CSGP|COSTAR GROUP INC  ##|RBCM|RBC CAPITAL MARKETS, LLC|886
CSGP|COSTAR GROUP INC  ##|SAGL|SAGETRADER, LLC|18907
CSGP|COSTAR GROUP INC  ##|SALI|INTL FCSTONE FINANCIAL INC.|10
CSGP|COSTAR GROUP INC  ##|SBSH|Citigroup Global Markets Inc.|86705
CSGP|COSTAR GROUP INC  ##|SDLR|Sandler, O'Neill & Partners, L.P.|100
CSGP|COSTAR GROUP INC  ##|SGMT|GOLDMAN SACHS & CO. LLC|49461
CSGP|COSTAR GROUP INC  ##|SJLS|TRADE INFORMATICS LLC|500
CSGP|COSTAR GROUP INC  ##|SOGO|Wang Investment Associates, Inc.|2
CSGP|COSTAR GROUP INC  ##|SPDR|SPEEDROUTE LLC|16699
CSGP|COSTAR GROUP INC  ##|SPHN|Stephens Inc.|1514
CSGP|COSTAR GROUP INC  ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
CSGP|COSTAR GROUP INC  ##|STFL|Stifel, Nicolaus & Company, Incorporated|1376
CSGP|COSTAR GROUP INC  ##|STKP|STOCKPILE INVESTMENTS, INC.|14
CSGP|COSTAR GROUP INC  ##|SWIM|TD Ameritrade, Inc.|2630
CSGP|COSTAR GROUP INC  ##|TAGC|TELSEY ADVISORY GROUP LLC|78
CSGP|COSTAR GROUP INC  ##|TKNG|ALLY INVEST SECURITIES LLC|108
CSGP|COSTAR GROUP INC  ##|TONC|CUTTONE & CO., LLC|400
CSGP|COSTAR GROUP INC  ##|TRBT|Tradebot Systems, Inc.|42065
CSGP|COSTAR GROUP INC  ##|TRCM|TRC MARKETS LLC|29821
CSGP|COSTAR GROUP INC  ##|UBSS|UBS Securities LLC|434998
CSGP|COSTAR GROUP INC  ##|VALX|VIRTU AMERICAS LLC|6258
CSGP|COSTAR GROUP INC  ##|VGRD|Vanguard Marketing Corporation|2707
CSGP|COSTAR GROUP INC  ##|WBLR|WILLIAM BLAIR|8162
CSGP|COSTAR GROUP INC  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|2750
CSGP|COSTAR GROUP INC  ##|WCHV|WELLS FARGO SECURITIES, LLC|80022
CSGP|COSTAR GROUP INC  ##|WDNX|WEEDEN & CO.L.P.|728
CSGP|COSTAR GROUP INC  ##|WEDB|WEDBUSH SECURITIES INC.|601
CSGP|COSTAR GROUP INC  ##|WEED|Weeden & Co.L.P.|2516
CSGP|COSTAR GROUP INC  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3501
CSGP|COSTAR GROUP INC  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2795
CSGP|COSTAR GROUP INC  ##|WGIF|CIBC World Markets Inc.|98
CSGP|COSTAR GROUP INC  ##|WSEA|WOLVERINE SECURITIES, LLC|214
CSGP|COSTAR GROUP INC  ##|XIST|INSTINET, LLC|3716
CSGP|COSTAR GROUP INC  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3240
CSGP|COSTAR GROUP INC  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|110430
CSGP|COSTAR GROUP INC  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|360
CSGS|C S G SYS INTL    ##|ALTX|Alternet Securities Inc.|2220
CSGS|C S G SYS INTL    ##|ANOS|ABEL/NOSER, L.L.C.|243
CSGS|C S G SYS INTL    ##|APCC|Apex Clearing Corporation|18
CSGS|C S G SYS INTL    ##|BARD|Robert W. Baird & Co. Incorporated|45
CSGS|C S G SYS INTL    ##|BATM|CBOE TRADING, INC.|812
CSGS|C S G SYS INTL    ##|BERN|Sanford C. Bernstein & Co., LLC|8809
CSGS|C S G SYS INTL    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7705
CSGS|C S G SYS INTL    ##|BLKX|INSTINET, LLC|42500
CSGS|C S G SYS INTL    ##|BMOC|BMO Capital Markets Corp.|5317
CSGS|C S G SYS INTL    ##|BNPX|BNP PARIBAS SECURITIES CORP.|6024
CSGS|C S G SYS INTL    ##|BTIG|BTIG, LLC|11022
CSGS|C S G SYS INTL    ##|BYXM|CBOE TRADING, INC.|671
CSGS|C S G SYS INTL    ##|BZYD|GOLDMAN SACHS & CO. LLC|571
CSGS|C S G SYS INTL    ##|CANT|Cantor Fitzgerald & Co.|295
CSGS|C S G SYS INTL    ##|CHAS|Charles Schwab & Co., Inc.|1
CSGS|C S G SYS INTL    ##|CIST|Capital Institutional Services, Inc.|62
CSGS|C S G SYS INTL    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19225
CSGS|C S G SYS INTL    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3090
CSGS|C S G SYS INTL    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
CSGS|C S G SYS INTL    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45952
CSGS|C S G SYS INTL    ##|CTDL|Citadel Derivatives Group Llc|6218
CSGS|C S G SYS INTL    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|6848
CSGS|C S G SYS INTL    ##|DBAB|Deutsche Bank Securities Inc.|118289
CSGS|C S G SYS INTL    ##|DBAX|Deutsche Bank Securities Inc.|40100
CSGS|C S G SYS INTL    ##|DBUL|Deutsche Bank Securities Inc.|300
CSGS|C S G SYS INTL    ##|DEGS|RONIN PROFESSIONAL LLC|200
CSGS|C S G SYS INTL    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|757
CSGS|C S G SYS INTL    ##|EBXL|EBX LLC|43100
CSGS|C S G SYS INTL    ##|EDFC|E D & F MAN CAPITAL MARKETS INC.|2200
CSGS|C S G SYS INTL    ##|EDJO|Edward D. Jones & Co., L.P.|207
CSGS|C S G SYS INTL    ##|EGAM|CBOE TRADING, INC.|1836
CSGS|C S G SYS INTL    ##|EGMT|EG MARKET TECHNOLOGIES LLC|200
CSGS|C S G SYS INTL    ##|EGXM|CBOE TRADING, INC.|1153
CSGS|C S G SYS INTL    ##|ETBE|Electronic Transaction Clearing, Inc.|3157
CSGS|C S G SYS INTL    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|165
CSGS|C S G SYS INTL    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2514
CSGS|C S G SYS INTL    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12927
CSGS|C S G SYS INTL    ##|ETRS|E*Trade Securities LLC|117
CSGS|C S G SYS INTL    ##|FBCO|Credit Suisse Securities (USA) LLC|149875
CSGS|C S G SYS INTL    ##|FILL|Tradestation Securities, Inc.|100
CSGS|C S G SYS INTL    ##|FOMA|TD AMERITRADE CLEARING, INC.|5551
CSGS|C S G SYS INTL    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1105
CSGS|C S G SYS INTL    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55105
CSGS|C S G SYS INTL    ##|FTBR|Foliofn Investments, Inc.|2704
CSGS|C S G SYS INTL    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|9210
CSGS|C S G SYS INTL    ##|GLPX|ACS EXECUTION SERVICES, LLC|5814
CSGS|C S G SYS INTL    ##|GSCO|GOLDMAN SACHS & CO. LLC|311244
CSGS|C S G SYS INTL    ##|GSCS|GOLDMAN SACHS & CO. LLC|4218
CSGS|C S G SYS INTL    ##|GSLT|GOLDMAN SACHS & CO. LLC|305
CSGS|C S G SYS INTL    ##|GTSZ|GTS SECURITIES LLC|8571
CSGS|C S G SYS INTL    ##|HRBF|American Enterprise Investment Services Inc.|86
CSGS|C S G SYS INTL    ##|HSBC|HSBC Securities, Inc.|100
CSGS|C S G SYS INTL    ##|IATS|INTERACTIVE BROKERS LLC|894
CSGS|C S G SYS INTL    ##|IBKR|Interactive Brokers Llc|8310
CSGS|C S G SYS INTL    ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|951
CSGS|C S G SYS INTL    ##|ICBX|INSTINET, LLC|9691
CSGS|C S G SYS INTL    ##|IEQY|CITADEL SECURITIES LLC|23643
CSGS|C S G SYS INTL    ##|INCA|INSTINET, LLC|164280
CSGS|C S G SYS INTL    ##|INJX|INSTINET, LLC|2859
CSGS|C S G SYS INTL    ##|ITGI|ITG Inc.|43654
CSGS|C S G SYS INTL    ##|ITGP|ITG INC.|87400
CSGS|C S G SYS INTL    ##|JEFF|JEFFERIES LLC|50060
CSGS|C S G SYS INTL    ##|JMPT|JUMP TRADING, LLC|11005
CSGS|C S G SYS INTL    ##|JPBX|J.P. MORGAN SECURITIES LLC|7718
CSGS|C S G SYS INTL    ##|JPMX|J.P. Morgan Securities LLC|121810
CSGS|C S G SYS INTL    ##|JSJX|JANE STREET CAPITAL LLC|3053
CSGS|C S G SYS INTL    ##|KCGM|VIRTU Americas LLC|13462
CSGS|C S G SYS INTL    ##|LEHM|Barclays Capital Inc./Le|119859
CSGS|C S G SYS INTL    ##|LIME|Lime Brokerage LLC|103213
CSGS|C S G SYS INTL    ##|LOOP|Loop Capital Markets LLC|1000
CSGS|C S G SYS INTL    ##|LQNA|LIQUIDNET, INC.|27600
CSGS|C S G SYS INTL    ##|MAXM|Maxim Group LLC|3464
CSGS|C S G SYS INTL    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19620
CSGS|C S G SYS INTL    ##|MSCO|MORGAN STANLEY & CO. LLC|512483
CSGS|C S G SYS INTL    ##|MSPL|MORGAN STANLEY & CO. LLC|38600
CSGS|C S G SYS INTL    ##|MSTX|MORGAN STANLEY & CO. LLC|1800
CSGS|C S G SYS INTL    ##|NFSC|National Financial Services LLC|16063
CSGS|C S G SYS INTL    ##|NITE|VIRTU Americas LLC|34416
CSGS|C S G SYS INTL    ##|NITP|VIRTU Americas LLC|1200
CSGS|C S G SYS INTL    ##|NQRB|Brut, LLC|3941
CSGS|C S G SYS INTL    ##|OPCO|Oppenheimer & Co. Inc.|7247
CSGS|C S G SYS INTL    ##|PDQM|CODA MARKETS, INC.|19903
CSGS|C S G SYS INTL    ##|RAJA|Raymond James & Associates, Inc.|2855
CSGS|C S G SYS INTL    ##|RBCM|RBC CAPITAL MARKETS, LLC|351
CSGS|C S G SYS INTL    ##|SAGL|SAGETRADER, LLC|100
CSGS|C S G SYS INTL    ##|SAGW|SAGETRADER, LLC|180
CSGS|C S G SYS INTL    ##|SBSH|Citigroup Global Markets Inc.|100209
CSGS|C S G SYS INTL    ##|SGMT|GOLDMAN SACHS & CO. LLC|17539
CSGS|C S G SYS INTL    ##|SPDR|SPEEDROUTE LLC|2280
CSGS|C S G SYS INTL    ##|STFL|Stifel, Nicolaus & Company, Incorporated|2340
CSGS|C S G SYS INTL    ##|SWIM|TD Ameritrade, Inc.|48
CSGS|C S G SYS INTL    ##|SWST|Hilltop Securities Inc.|448
CSGS|C S G SYS INTL    ##|TONC|CUTTONE & CO., LLC|1420
CSGS|C S G SYS INTL    ##|TRBT|Tradebot Systems, Inc.|38663
CSGS|C S G SYS INTL    ##|TRCM|TRC MARKETS LLC|32387
CSGS|C S G SYS INTL    ##|UBSA|UBS SECURITIES LLC|87832
CSGS|C S G SYS INTL    ##|UBSS|UBS Securities LLC|328143
CSGS|C S G SYS INTL    ##|VALX|VIRTU AMERICAS LLC|2949
CSGS|C S G SYS INTL    ##|VGRD|Vanguard Marketing Corporation|252
CSGS|C S G SYS INTL    ##|WCHV|WELLS FARGO SECURITIES, LLC|51184
CSGS|C S G SYS INTL    ##|WDNX|WEEDEN & CO.L.P.|1746
CSGS|C S G SYS INTL    ##|WEED|Weeden & Co.L.P.|12240
CSGS|C S G SYS INTL    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|215
CSGS|C S G SYS INTL    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|227
CSGS|C S G SYS INTL    ##|WGIF|CIBC World Markets Inc.|15
CSGS|C S G SYS INTL    ##|WSEA|WOLVERINE SECURITIES, LLC|591
CSGS|C S G SYS INTL    ##|XIST|INSTINET, LLC|3848
CSGS|C S G SYS INTL    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1646
CSGS|C S G SYS INTL    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|388
CSGS|C S G SYS INTL    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|230
CSII|CARDIOVASCULAR SYST|ALTX|Alternet Securities Inc.|1500
CSII|CARDIOVASCULAR SYST|ANOS|ABEL/NOSER, L.L.C.|15705
CSII|CARDIOVASCULAR SYST|APCC|Apex Clearing Corporation|11149
CSII|CARDIOVASCULAR SYST|BANK|Primevest Financial Services, Inc.|1000
CSII|CARDIOVASCULAR SYST|BATM|CBOE TRADING, INC.|2070
CSII|CARDIOVASCULAR SYST|BERN|Sanford C. Bernstein & Co., LLC|56167
CSII|CARDIOVASCULAR SYST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|509
CSII|CARDIOVASCULAR SYST|BLKX|INSTINET, LLC|63944
CSII|CARDIOVASCULAR SYST|BMOC|BMO Capital Markets Corp.|5190
CSII|CARDIOVASCULAR SYST|BNPX|BNP PARIBAS SECURITIES CORP.|1670
CSII|CARDIOVASCULAR SYST|BTIG|BTIG, LLC|21310
CSII|CARDIOVASCULAR SYST|BYXM|CBOE TRADING, INC.|1537
CSII|CARDIOVASCULAR SYST|BZYD|GOLDMAN SACHS & CO. LLC|3757
CSII|CARDIOVASCULAR SYST|CHAS|Charles Schwab & Co., Inc.|1100
CSII|CARDIOVASCULAR SYST|CIST|Capital Institutional Services, Inc.|1069
CSII|CARDIOVASCULAR SYST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98883
CSII|CARDIOVASCULAR SYST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
CSII|CARDIOVASCULAR SYST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|154908
CSII|CARDIOVASCULAR SYST|CTDL|Citadel Derivatives Group Llc|5589
CSII|CARDIOVASCULAR SYST|CXCX|CITIGROUP GLOBAL MARKETS INC.|38680
CSII|CARDIOVASCULAR SYST|DBAB|Deutsche Bank Securities Inc.|150728
CSII|CARDIOVASCULAR SYST|DBAX|Deutsche Bank Securities Inc.|167600
CSII|CARDIOVASCULAR SYST|DBUL|Deutsche Bank Securities Inc.|400
CSII|CARDIOVASCULAR SYST|DEAN|MORGAN STANLEY|819
CSII|CARDIOVASCULAR SYST|DEGS|RONIN PROFESSIONAL LLC|7404
CSII|CARDIOVASCULAR SYST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13890
CSII|CARDIOVASCULAR SYST|EBXL|EBX LLC|129800
CSII|CARDIOVASCULAR SYST|ECUT|CONVERGEX EXECUTION SOLUTIONS|6890
CSII|CARDIOVASCULAR SYST|EDJO|Edward D. Jones & Co., L.P.|814
CSII|CARDIOVASCULAR SYST|EGAM|CBOE TRADING, INC.|3823
CSII|CARDIOVASCULAR SYST|EGMT|EG MARKET TECHNOLOGIES LLC|300
CSII|CARDIOVASCULAR SYST|EGXM|CBOE TRADING, INC.|784
CSII|CARDIOVASCULAR SYST|EGXW|CBOE TRADING, INC.|71
CSII|CARDIOVASCULAR SYST|ETBE|Electronic Transaction Clearing, Inc.|11101
CSII|CARDIOVASCULAR SYST|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CSII|CARDIOVASCULAR SYST|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1812
CSII|CARDIOVASCULAR SYST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20553
CSII|CARDIOVASCULAR SYST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CSII|CARDIOVASCULAR SYST|ETRS|E*Trade Securities LLC|3758
CSII|CARDIOVASCULAR SYST|FBCO|Credit Suisse Securities (USA) LLC|201556
CSII|CARDIOVASCULAR SYST|FILL|Tradestation Securities, Inc.|1631
CSII|CARDIOVASCULAR SYST|FMCO|First Manhattan Co|116928
CSII|CARDIOVASCULAR SYST|FOMA|TD AMERITRADE CLEARING, INC.|56312
CSII|CARDIOVASCULAR SYST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|486
CSII|CARDIOVASCULAR SYST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64900
CSII|CARDIOVASCULAR SYST|FTBR|Foliofn Investments, Inc.|138
CSII|CARDIOVASCULAR SYST|GEBB|GLOBAL EXECUTION BROKERS, LP|12074
CSII|CARDIOVASCULAR SYST|GLIS|TD Securities Inc|80
CSII|CARDIOVASCULAR SYST|GLPX|ACS EXECUTION SERVICES, LLC|23294
CSII|CARDIOVASCULAR SYST|GSCO|GOLDMAN SACHS & CO. LLC|176848
CSII|CARDIOVASCULAR SYST|GSCS|GOLDMAN SACHS & CO. LLC|5000
CSII|CARDIOVASCULAR SYST|GSLT|GOLDMAN SACHS & CO. LLC|780
CSII|CARDIOVASCULAR SYST|GTSZ|GTS SECURITIES LLC|9174
CSII|CARDIOVASCULAR SYST|HRBF|American Enterprise Investment Services Inc.|1444
CSII|CARDIOVASCULAR SYST|IATS|INTERACTIVE BROKERS LLC|6575
CSII|CARDIOVASCULAR SYST|IBKR|Interactive Brokers Llc|41331
CSII|CARDIOVASCULAR SYST|ICBX|INSTINET, LLC|11400
CSII|CARDIOVASCULAR SYST|IEQY|CITADEL SECURITIES LLC|29587
CSII|CARDIOVASCULAR SYST|INCA|INSTINET, LLC|117103
CSII|CARDIOVASCULAR SYST|INJX|INSTINET, LLC|11508
CSII|CARDIOVASCULAR SYST|ITGI|ITG Inc.|97242
CSII|CARDIOVASCULAR SYST|ITGP|ITG INC.|375800
CSII|CARDIOVASCULAR SYST|JEFF|JEFFERIES LLC|39143
CSII|CARDIOVASCULAR SYST|JMPT|JUMP TRADING, LLC|33510
CSII|CARDIOVASCULAR SYST|JPBX|J.P. MORGAN SECURITIES LLC|5172
CSII|CARDIOVASCULAR SYST|JPMX|J.P. Morgan Securities LLC|156020
CSII|CARDIOVASCULAR SYST|JSJX|JANE STREET CAPITAL LLC|22099
CSII|CARDIOVASCULAR SYST|KCGM|VIRTU Americas LLC|29797
CSII|CARDIOVASCULAR SYST|LEHM|Barclays Capital Inc./Le|245913
CSII|CARDIOVASCULAR SYST|LIME|Lime Brokerage LLC|76022
CSII|CARDIOVASCULAR SYST|LQNA|LIQUIDNET, INC.|54100
CSII|CARDIOVASCULAR SYST|LTCO|Ladenburg, Thalmann & Co., Inc.|2814
CSII|CARDIOVASCULAR SYST|MAXM|Maxim Group LLC|4040
CSII|CARDIOVASCULAR SYST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54588
CSII|CARDIOVASCULAR SYST|MOTF|MOTIF INVESTING, INC.|50
CSII|CARDIOVASCULAR SYST|MSCO|MORGAN STANLEY & CO. LLC|649739
CSII|CARDIOVASCULAR SYST|MSPL|MORGAN STANLEY & CO. LLC|93200
CSII|CARDIOVASCULAR SYST|MSTX|MORGAN STANLEY & CO. LLC|27800
CSII|CARDIOVASCULAR SYST|NFSC|National Financial Services LLC|18226
CSII|CARDIOVASCULAR SYST|NITE|VIRTU Americas LLC|131113
CSII|CARDIOVASCULAR SYST|NITP|VIRTU Americas LLC|500
CSII|CARDIOVASCULAR SYST|NQRB|Brut, LLC|4377
CSII|CARDIOVASCULAR SYST|OPCO|Oppenheimer & Co. Inc.|40000
CSII|CARDIOVASCULAR SYST|PCFF|Pacific International Securities Inc./CDS|12
CSII|CARDIOVASCULAR SYST|PDQM|CODA MARKETS, INC.|247989
CSII|CARDIOVASCULAR SYST|RAJA|Raymond James & Associates, Inc.|3213
CSII|CARDIOVASCULAR SYST|RBCM|RBC CAPITAL MARKETS, LLC|38323
CSII|CARDIOVASCULAR SYST|SAGL|SAGETRADER, LLC|2500
CSII|CARDIOVASCULAR SYST|SAGW|SAGETRADER, LLC|612
CSII|CARDIOVASCULAR SYST|SALI|INTL FCSTONE FINANCIAL INC.|175
CSII|CARDIOVASCULAR SYST|SBSH|Citigroup Global Markets Inc.|49147
CSII|CARDIOVASCULAR SYST|SGMT|GOLDMAN SACHS & CO. LLC|38703
CSII|CARDIOVASCULAR SYST|SPDR|SPEEDROUTE LLC|12400
CSII|CARDIOVASCULAR SYST|SPTD|MINT GLOBAL MARKETS, INC.|1400
CSII|CARDIOVASCULAR SYST|STFL|Stifel, Nicolaus & Company, Incorporated|970
CSII|CARDIOVASCULAR SYST|SWIM|TD Ameritrade, Inc.|5389
CSII|CARDIOVASCULAR SYST|TKNG|ALLY INVEST SECURITIES LLC|100
CSII|CARDIOVASCULAR SYST|TRBT|Tradebot Systems, Inc.|55481
CSII|CARDIOVASCULAR SYST|TRCM|TRC MARKETS LLC|72082
CSII|CARDIOVASCULAR SYST|UBSA|UBS SECURITIES LLC|229767
CSII|CARDIOVASCULAR SYST|UBSS|UBS Securities LLC|409324
CSII|CARDIOVASCULAR SYST|VALX|VIRTU AMERICAS LLC|3851
CSII|CARDIOVASCULAR SYST|VGRD|Vanguard Marketing Corporation|3569
CSII|CARDIOVASCULAR SYST|WAIN|H.C. Wainwright & Co., Inc.|100
CSII|CARDIOVASCULAR SYST|WCHV|WELLS FARGO SECURITIES, LLC|24925
CSII|CARDIOVASCULAR SYST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1275
CSII|CARDIOVASCULAR SYST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1189
CSII|CARDIOVASCULAR SYST|WGIF|CIBC World Markets Inc.|50
CSII|CARDIOVASCULAR SYST|WSEA|WOLVERINE SECURITIES, LLC|383
CSII|CARDIOVASCULAR SYST|XIST|INSTINET, LLC|25650
CSII|CARDIOVASCULAR SYST|XSTM|NATIONAL FINANCIAL SERVICES LLC|4700
CSII|CARDIOVASCULAR SYST|YKNA|COMHAR CAPITAL MARKETS, LLC|5584
CSII|CARDIOVASCULAR SYST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2550
CSIQ|CANADIAN SOLAR INC.|ALTX|Alternet Securities Inc.|32347
CSIQ|CANADIAN SOLAR INC.|APCC|Apex Clearing Corporation|40419
CSIQ|CANADIAN SOLAR INC.|BANK|Primevest Financial Services, Inc.|12900
CSIQ|CANADIAN SOLAR INC.|BARD|Robert W. Baird & Co. Incorporated|1399
CSIQ|CANADIAN SOLAR INC.|BATM|CBOE TRADING, INC.|11316
CSIQ|CANADIAN SOLAR INC.|BAYT|BTIG, LLC|5500
CSIQ|CANADIAN SOLAR INC.|BERN|Sanford C. Bernstein & Co., LLC|138921
CSIQ|CANADIAN SOLAR INC.|BIMI|Banca IMI Securities Corp.|3579
CSIQ|CANADIAN SOLAR INC.|BKCM|BNY Mellon Capital Markets LLC|538
CSIQ|CANADIAN SOLAR INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51247
CSIQ|CANADIAN SOLAR INC.|BLKX|INSTINET, LLC|69900
CSIQ|CANADIAN SOLAR INC.|BNPX|BNP PARIBAS SECURITIES CORP.|8251
CSIQ|CANADIAN SOLAR INC.|BTIG|BTIG, LLC|499812
CSIQ|CANADIAN SOLAR INC.|BYXM|CBOE TRADING, INC.|500
CSIQ|CANADIAN SOLAR INC.|CANT|Cantor Fitzgerald & Co.|1255
CSIQ|CANADIAN SOLAR INC.|CHAS|Charles Schwab & Co., Inc.|8105
CSIQ|CANADIAN SOLAR INC.|CICF|Canaccord Genuity Corp.|473
CSIQ|CANADIAN SOLAR INC.|CIST|Capital Institutional Services, Inc.|24425
CSIQ|CANADIAN SOLAR INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30365
CSIQ|CANADIAN SOLAR INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
CSIQ|CANADIAN SOLAR INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12579
CSIQ|CANADIAN SOLAR INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|545970
CSIQ|CANADIAN SOLAR INC.|CTDL|Citadel Derivatives Group Llc|26497
CSIQ|CANADIAN SOLAR INC.|CTLR|CUTLER GROUP, LP|1256
CSIQ|CANADIAN SOLAR INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|25190
CSIQ|CANADIAN SOLAR INC.|DBAB|Deutsche Bank Securities Inc.|581322
CSIQ|CANADIAN SOLAR INC.|DBAX|Deutsche Bank Securities Inc.|283100
CSIQ|CANADIAN SOLAR INC.|DCHF|Dart Executions, LLC|1450
CSIQ|CANADIAN SOLAR INC.|DEAN|MORGAN STANLEY|7852
CSIQ|CANADIAN SOLAR INC.|DEGS|RONIN PROFESSIONAL LLC|9665
CSIQ|CANADIAN SOLAR INC.|EBXL|EBX LLC|174200
CSIQ|CANADIAN SOLAR INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|96490
CSIQ|CANADIAN SOLAR INC.|EDJC|Edward Jones / CDS|150
CSIQ|CANADIAN SOLAR INC.|EDJO|Edward D. Jones & Co., L.P.|2529
CSIQ|CANADIAN SOLAR INC.|EGAM|CBOE TRADING, INC.|21205
CSIQ|CANADIAN SOLAR INC.|EGAW|CBOE TRADING, INC.|400
CSIQ|CANADIAN SOLAR INC.|EGMT|EG MARKET TECHNOLOGIES LLC|420
CSIQ|CANADIAN SOLAR INC.|EGXM|CBOE TRADING, INC.|41797
CSIQ|CANADIAN SOLAR INC.|EGXW|CBOE TRADING, INC.|105
CSIQ|CANADIAN SOLAR INC.|ELEV|ELEVATION, LLC|21228
CSIQ|CANADIAN SOLAR INC.|ETBE|Electronic Transaction Clearing, Inc.|28757
CSIQ|CANADIAN SOLAR INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2400
CSIQ|CANADIAN SOLAR INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|28236
CSIQ|CANADIAN SOLAR INC.|ETCB|ETC BROKERAGE SERVICES, LLC|50
CSIQ|CANADIAN SOLAR INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|21718
CSIQ|CANADIAN SOLAR INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27529
CSIQ|CANADIAN SOLAR INC.|ETRS|E*Trade Securities LLC|954912
CSIQ|CANADIAN SOLAR INC.|FBCO|Credit Suisse Securities (USA) LLC|1039719
CSIQ|CANADIAN SOLAR INC.|FILL|Tradestation Securities, Inc.|43541
CSIQ|CANADIAN SOLAR INC.|FMAF|NBCN Inc./ CDS|41959
CSIQ|CANADIAN SOLAR INC.|FOMA|TD AMERITRADE CLEARING, INC.|6147615
CSIQ|CANADIAN SOLAR INC.|FQLS|Quantlab Securities LP|676642
CSIQ|CANADIAN SOLAR INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|274859
CSIQ|CANADIAN SOLAR INC.|FTBR|Foliofn Investments, Inc.|1948
CSIQ|CANADIAN SOLAR INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|113188
CSIQ|CANADIAN SOLAR INC.|GLIS|TD Securities Inc|1140
CSIQ|CANADIAN SOLAR INC.|GLPX|ACS EXECUTION SERVICES, LLC|67455
CSIQ|CANADIAN SOLAR INC.|GSCO|GOLDMAN SACHS & CO. LLC|1258363
CSIQ|CANADIAN SOLAR INC.|GSCS|GOLDMAN SACHS & CO. LLC|44625
CSIQ|CANADIAN SOLAR INC.|GSLT|GOLDMAN SACHS & CO. LLC|24621
CSIQ|CANADIAN SOLAR INC.|GTSZ|GTS SECURITIES LLC|16610
CSIQ|CANADIAN SOLAR INC.|HASF|Haywood Securities Inc./CDS|230
CSIQ|CANADIAN SOLAR INC.|HRBF|American Enterprise Investment Services Inc.|11032
CSIQ|CANADIAN SOLAR INC.|HSBC|HSBC Securities, Inc.|3117
CSIQ|CANADIAN SOLAR INC.|IATS|INTERACTIVE BROKERS LLC|81645
CSIQ|CANADIAN SOLAR INC.|IBKR|Interactive Brokers Llc|990754
CSIQ|CANADIAN SOLAR INC.|ICBX|INSTINET, LLC|51672
CSIQ|CANADIAN SOLAR INC.|INCA|INSTINET, LLC|686035
CSIQ|CANADIAN SOLAR INC.|INJX|INSTINET, LLC|68302
CSIQ|CANADIAN SOLAR INC.|ITGI|ITG Inc.|65828
CSIQ|CANADIAN SOLAR INC.|ITGP|ITG INC.|140800
CSIQ|CANADIAN SOLAR INC.|JANY|Janney Montgomery Scott Inc.|6685
CSIQ|CANADIAN SOLAR INC.|JEFF|JEFFERIES LLC|86376
CSIQ|CANADIAN SOLAR INC.|JMPT|JUMP TRADING, LLC|195587
CSIQ|CANADIAN SOLAR INC.|JPBX|J.P. MORGAN SECURITIES LLC|41440
CSIQ|CANADIAN SOLAR INC.|JPMX|J.P. Morgan Securities LLC|507376
CSIQ|CANADIAN SOLAR INC.|JSJX|JANE STREET CAPITAL LLC|6280
CSIQ|CANADIAN SOLAR INC.|KCGM|VIRTU Americas LLC|103630
CSIQ|CANADIAN SOLAR INC.|LEHM|Barclays Capital Inc./Le|790295
CSIQ|CANADIAN SOLAR INC.|LIME|Lime Brokerage LLC|216660
CSIQ|CANADIAN SOLAR INC.|LMGP|LIME BROKERAGE LLC|1900
CSIQ|CANADIAN SOLAR INC.|LSCI|Lek Securities Corporation|400
CSIQ|CANADIAN SOLAR INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1903
CSIQ|CANADIAN SOLAR INC.|MAXM|Maxim Group LLC|11490
CSIQ|CANADIAN SOLAR INC.|MBTS|ALLY INVEST SECURITIES LLC|21397
CSIQ|CANADIAN SOLAR INC.|MCMF|Raymond James Ltd. Cds|160
CSIQ|CANADIAN SOLAR INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140752
CSIQ|CANADIAN SOLAR INC.|MOTF|MOTIF INVESTING, INC.|44
CSIQ|CANADIAN SOLAR INC.|MSCO|MORGAN STANLEY & CO. LLC|3136166
CSIQ|CANADIAN SOLAR INC.|MSPL|MORGAN STANLEY & CO. LLC|338700
CSIQ|CANADIAN SOLAR INC.|MSTX|MORGAN STANLEY & CO. LLC|185600
CSIQ|CANADIAN SOLAR INC.|NFSC|National Financial Services LLC|1314210
CSIQ|CANADIAN SOLAR INC.|NITE|VIRTU Americas LLC|3199355
CSIQ|CANADIAN SOLAR INC.|NITP|VIRTU Americas LLC|24186
CSIQ|CANADIAN SOLAR INC.|NQRB|Brut, LLC|11017
CSIQ|CANADIAN SOLAR INC.|OHOS|TWO SIGMA SECURITIES, LLC|5969
CSIQ|CANADIAN SOLAR INC.|OPCO|Oppenheimer & Co. Inc.|10392
CSIQ|CANADIAN SOLAR INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11098
CSIQ|CANADIAN SOLAR INC.|PCPT|PHILLIP CAPITAL INC.|4800
CSIQ|CANADIAN SOLAR INC.|PDQM|CODA MARKETS, INC.|171624
CSIQ|CANADIAN SOLAR INC.|PHLY|NASDAQ Execution Services, LLC|18400
CSIQ|CANADIAN SOLAR INC.|PICT|Pictet Overseas Inc.|1000
CSIQ|CANADIAN SOLAR INC.|POIN|PRECISION SECURITIES, LLC (POIN)|100
CSIQ|CANADIAN SOLAR INC.|PREC|PRECISION SECURITIES, LLC|2842
CSIQ|CANADIAN SOLAR INC.|PWJC|UBS Financial Services, Inc.|1289
CSIQ|CANADIAN SOLAR INC.|RAJA|Raymond James & Associates, Inc.|12980
CSIQ|CANADIAN SOLAR INC.|RBCM|RBC CAPITAL MARKETS, LLC|13750
CSIQ|CANADIAN SOLAR INC.|RGLD|Regal Securities, Inc|7800
CSIQ|CANADIAN SOLAR INC.|SAGL|SAGETRADER, LLC|18488
CSIQ|CANADIAN SOLAR INC.|SBSH|Citigroup Global Markets Inc.|262640
CSIQ|CANADIAN SOLAR INC.|SGMT|GOLDMAN SACHS & CO. LLC|129930
CSIQ|CANADIAN SOLAR INC.|SPDR|SPEEDROUTE LLC|17871
CSIQ|CANADIAN SOLAR INC.|SPHN|Stephens Inc.|500
CSIQ|CANADIAN SOLAR INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5353
CSIQ|CANADIAN SOLAR INC.|STKP|STOCKPILE INVESTMENTS, INC.|1682
CSIQ|CANADIAN SOLAR INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CSIQ|CANADIAN SOLAR INC.|SWIM|TD Ameritrade, Inc.|435803
CSIQ|CANADIAN SOLAR INC.|SWST|Hilltop Securities Inc.|6000
CSIQ|CANADIAN SOLAR INC.|TDFS|TRADERFIELD SECURITIES INC.|1000
CSIQ|CANADIAN SOLAR INC.|TKNG|ALLY INVEST SECURITIES LLC|60752
CSIQ|CANADIAN SOLAR INC.|TRBT|Tradebot Systems, Inc.|460851
CSIQ|CANADIAN SOLAR INC.|TRCM|TRC MARKETS LLC|259926
CSIQ|CANADIAN SOLAR INC.|TWTT|TASTYWORKS, INC.|900
CSIQ|CANADIAN SOLAR INC.|UBSA|UBS SECURITIES LLC|608514
CSIQ|CANADIAN SOLAR INC.|UBSS|UBS Securities LLC|770386
CSIQ|CANADIAN SOLAR INC.|VALX|VIRTU AMERICAS LLC|11868
CSIQ|CANADIAN SOLAR INC.|VGRD|Vanguard Marketing Corporation|65254
CSIQ|CANADIAN SOLAR INC.|VSIN|Vision Financial Markets Llc|400
CSIQ|CANADIAN SOLAR INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|486
CSIQ|CANADIAN SOLAR INC.|WCHV|WELLS FARGO SECURITIES, LLC|135945
CSIQ|CANADIAN SOLAR INC.|WEDB|WEDBUSH SECURITIES INC.|5400
CSIQ|CANADIAN SOLAR INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|53339
CSIQ|CANADIAN SOLAR INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|106300
CSIQ|CANADIAN SOLAR INC.|WGIF|CIBC World Markets Inc.|58184
CSIQ|CANADIAN SOLAR INC.|WSEA|WOLVERINE SECURITIES, LLC|92861
CSIQ|CANADIAN SOLAR INC.|XIST|INSTINET, LLC|45000
CSIQ|CANADIAN SOLAR INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|38690
CSIQ|CANADIAN SOLAR INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|6133
CSIQ|CANADIAN SOLAR INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5433
CSJ|ISHARES 1-3 Y|ALTX|Alternet Securities Inc.|32263
CSJ|ISHARES 1-3 Y|APCC|Apex Clearing Corporation|9134
CSJ|ISHARES 1-3 Y|BANK|Primevest Financial Services, Inc.|2007
CSJ|ISHARES 1-3 Y|BARD|Robert W. Baird & Co. Incorporated|21845
CSJ|ISHARES 1-3 Y|BAYC|BAY CREST PARTNERS, LLC|116
CSJ|ISHARES 1-3 Y|BAYT|BTIG, LLC|1400
CSJ|ISHARES 1-3 Y|BBNT|BB&T SECURITIES, LLC|3875
CSJ|ISHARES 1-3 Y|BERN|Sanford C. Bernstein & Co., LLC|8744
CSJ|ISHARES 1-3 Y|BKCM|BNY Mellon Capital Markets LLC|111228
CSJ|ISHARES 1-3 Y|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53787
CSJ|ISHARES 1-3 Y|BTIG|BTIG, LLC|46
CSJ|ISHARES 1-3 Y|BYXM|CBOE TRADING, INC.|300
CSJ|ISHARES 1-3 Y|CANT|Cantor Fitzgerald & Co.|36796
CSJ|ISHARES 1-3 Y|CHAS|Charles Schwab & Co., Inc.|12764
CSJ|ISHARES 1-3 Y|CIST|Capital Institutional Services, Inc.|9976
CSJ|ISHARES 1-3 Y|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|83376
CSJ|ISHARES 1-3 Y|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
CSJ|ISHARES 1-3 Y|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106952
CSJ|ISHARES 1-3 Y|CSIN|Citadel Securities Institutional LLC|16344
CSJ|ISHARES 1-3 Y|CTDL|Citadel Derivatives Group Llc|23950
CSJ|ISHARES 1-3 Y|CXCX|CITIGROUP GLOBAL MARKETS INC.|22360
CSJ|ISHARES 1-3 Y|DADA|D.A. Davidson & Co.|61
CSJ|ISHARES 1-3 Y|DAVA|Davenport & Company LLC|1381
CSJ|ISHARES 1-3 Y|DBAB|Deutsche Bank Securities Inc.|2417
CSJ|ISHARES 1-3 Y|DBAX|Deutsche Bank Securities Inc.|35400
CSJ|ISHARES 1-3 Y|DEAN|MORGAN STANLEY|21211
CSJ|ISHARES 1-3 Y|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19481
CSJ|ISHARES 1-3 Y|EBXL|EBX LLC|62300
CSJ|ISHARES 1-3 Y|ECUT|CONVERGEX EXECUTION SOLUTIONS|12213
CSJ|ISHARES 1-3 Y|EDJO|Edward D. Jones & Co., L.P.|3502
CSJ|ISHARES 1-3 Y|EGAM|CBOE TRADING, INC.|8052
CSJ|ISHARES 1-3 Y|EGAW|CBOE TRADING, INC.|6
CSJ|ISHARES 1-3 Y|EGXM|CBOE TRADING, INC.|1629
CSJ|ISHARES 1-3 Y|ESPO|ESPOSITO SECURITIES, LLC|570
CSJ|ISHARES 1-3 Y|ETBE|Electronic Transaction Clearing, Inc.|7835
CSJ|ISHARES 1-3 Y|ETCB|ETC BROKERAGE SERVICES, LLC|60
CSJ|ISHARES 1-3 Y|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9474
CSJ|ISHARES 1-3 Y|ETRS|E*Trade Securities LLC|12214
CSJ|ISHARES 1-3 Y|FBCO|Credit Suisse Securities (USA) LLC|374053
CSJ|ISHARES 1-3 Y|FBSB|U.S. Bancorp Investments, Inc.|1125
CSJ|ISHARES 1-3 Y|FILL|Tradestation Securities, Inc.|100
CSJ|ISHARES 1-3 Y|FINX|FINTECH SECURITIES|4375
CSJ|ISHARES 1-3 Y|FLTU|FLOW TRADERS US LLC|5329
CSJ|ISHARES 1-3 Y|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|4329
CSJ|ISHARES 1-3 Y|FMAF|NBCN Inc./ CDS|501
CSJ|ISHARES 1-3 Y|FOMA|TD AMERITRADE CLEARING, INC.|208477
CSJ|ISHARES 1-3 Y|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50817
CSJ|ISHARES 1-3 Y|FTBR|Foliofn Investments, Inc.|5629
CSJ|ISHARES 1-3 Y|GBMT|GBM International, Inc.|479
CSJ|ISHARES 1-3 Y|GEBB|GLOBAL EXECUTION BROKERS, LP|39173
CSJ|ISHARES 1-3 Y|GSCO|GOLDMAN SACHS & CO. LLC|248817
CSJ|ISHARES 1-3 Y|GSCS|GOLDMAN SACHS & CO. LLC|4144
CSJ|ISHARES 1-3 Y|GSLT|GOLDMAN SACHS & CO. LLC|1704
CSJ|ISHARES 1-3 Y|GTSZ|GTS SECURITIES LLC|2600
CSJ|ISHARES 1-3 Y|HRBF|American Enterprise Investment Services Inc.|70731
CSJ|ISHARES 1-3 Y|IATS|INTERACTIVE BROKERS LLC|1086
CSJ|ISHARES 1-3 Y|IBKR|Interactive Brokers Llc|17212
CSJ|ISHARES 1-3 Y|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
CSJ|ISHARES 1-3 Y|ICBX|INSTINET, LLC|34251
CSJ|ISHARES 1-3 Y|INCA|INSTINET, LLC|23350
CSJ|ISHARES 1-3 Y|INJX|INSTINET, LLC|1747
CSJ|ISHARES 1-3 Y|ITGI|ITG Inc.|35856
CSJ|ISHARES 1-3 Y|ITGP|ITG INC.|44600
CSJ|ISHARES 1-3 Y|JANY|Janney Montgomery Scott Inc.|30060
CSJ|ISHARES 1-3 Y|JEFF|JEFFERIES LLC|20156
CSJ|ISHARES 1-3 Y|JMPT|JUMP TRADING, LLC|4483
CSJ|ISHARES 1-3 Y|JPMX|J.P. Morgan Securities LLC|106232
CSJ|ISHARES 1-3 Y|JSEB|JANE STREET EXECUTION SERVICES, LLC|899704
CSJ|ISHARES 1-3 Y|JSJX|JANE STREET CAPITAL LLC|589437
CSJ|ISHARES 1-3 Y|KCGM|VIRTU Americas LLC|31193
CSJ|ISHARES 1-3 Y|LEHM|Barclays Capital Inc./Le|322703
CSJ|ISHARES 1-3 Y|LGNT|COR CLEARING LLC|1
CSJ|ISHARES 1-3 Y|LIME|Lime Brokerage LLC|75259
CSJ|ISHARES 1-3 Y|LMGP|LIME BROKERAGE LLC|1400
CSJ|ISHARES 1-3 Y|LSCI|Lek Securities Corporation|31
CSJ|ISHARES 1-3 Y|MACC|Mid Atlantic Capital Corporation|5434
CSJ|ISHARES 1-3 Y|MAXM|Maxim Group LLC|166
CSJ|ISHARES 1-3 Y|MCMF|Raymond James Ltd. Cds|335
CSJ|ISHARES 1-3 Y|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|199446
CSJ|ISHARES 1-3 Y|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2061
CSJ|ISHARES 1-3 Y|MOTF|MOTIF INVESTING, INC.|2
CSJ|ISHARES 1-3 Y|MSCO|MORGAN STANLEY & CO. LLC|506951
CSJ|ISHARES 1-3 Y|MSPL|MORGAN STANLEY & CO. LLC|31200
CSJ|ISHARES 1-3 Y|MSTX|MORGAN STANLEY & CO. LLC|4800
CSJ|ISHARES 1-3 Y|NBCS|NBC Securities, INC.|3340
CSJ|ISHARES 1-3 Y|NFSC|National Financial Services LLC|1248298
CSJ|ISHARES 1-3 Y|NITE|VIRTU Americas LLC|980657
CSJ|ISHARES 1-3 Y|NITP|VIRTU Americas LLC|1300
CSJ|ISHARES 1-3 Y|NQRB|Brut, LLC|1100
CSJ|ISHARES 1-3 Y|OLDM|OLD MISSION CAPITAL, LLC|116570
CSJ|ISHARES 1-3 Y|OPCO|Oppenheimer & Co. Inc.|12351
CSJ|ISHARES 1-3 Y|PDQM|CODA MARKETS, INC.|7088
CSJ|ISHARES 1-3 Y|PWJC|UBS Financial Services, Inc.|3216
CSJ|ISHARES 1-3 Y|RAJA|Raymond James & Associates, Inc.|122822
CSJ|ISHARES 1-3 Y|RBCM|RBC CAPITAL MARKETS, LLC|9802
CSJ|ISHARES 1-3 Y|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|100
CSJ|ISHARES 1-3 Y|SALI|INTL FCSTONE FINANCIAL INC.|369
CSJ|ISHARES 1-3 Y|SBSH|Citigroup Global Markets Inc.|272149
CSJ|ISHARES 1-3 Y|SCMC|Scotia Capital Markets (USA) Inc.|66600
CSJ|ISHARES 1-3 Y|SEIC|SEI Investments Distribution Co.|28836
CSJ|ISHARES 1-3 Y|SGMT|GOLDMAN SACHS & CO. LLC|87865
CSJ|ISHARES 1-3 Y|SPHN|Stephens Inc.|3281
CSJ|ISHARES 1-3 Y|STFL|Stifel, Nicolaus & Company, Incorporated|26389
CSJ|ISHARES 1-3 Y|SWIM|TD Ameritrade, Inc.|5112
CSJ|ISHARES 1-3 Y|SWST|Hilltop Securities Inc.|3022
CSJ|ISHARES 1-3 Y|TKNG|ALLY INVEST SECURITIES LLC|88
CSJ|ISHARES 1-3 Y|TRBT|Tradebot Systems, Inc.|16250
CSJ|ISHARES 1-3 Y|TRCM|TRC MARKETS LLC|19707
CSJ|ISHARES 1-3 Y|TWTT|TASTYWORKS, INC.|300
CSJ|ISHARES 1-3 Y|UBSA|UBS SECURITIES LLC|312669
CSJ|ISHARES 1-3 Y|UBSS|UBS Securities LLC|522694
CSJ|ISHARES 1-3 Y|VALX|VIRTU AMERICAS LLC|1302
CSJ|ISHARES 1-3 Y|VGRD|Vanguard Marketing Corporation|15324
CSJ|ISHARES 1-3 Y|VSIN|Vision Financial Markets Llc|4
CSJ|ISHARES 1-3 Y|WABR|Wall Street Access|21935
CSJ|ISHARES 1-3 Y|WBET|Wallachbeth Capital LLC|322358
CSJ|ISHARES 1-3 Y|WBLR|WILLIAM BLAIR|230
CSJ|ISHARES 1-3 Y|WCHV|WELLS FARGO SECURITIES, LLC|294154
CSJ|ISHARES 1-3 Y|WEDB|WEDBUSH SECURITIES INC.|90
CSJ|ISHARES 1-3 Y|WEED|Weeden & Co.L.P.|770
CSJ|ISHARES 1-3 Y|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1400
CSJ|ISHARES 1-3 Y|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15983
CSJ|ISHARES 1-3 Y|WGIF|CIBC World Markets Inc.|1200
CSJ|ISHARES 1-3 Y|WSEA|WOLVERINE SECURITIES, LLC|5196
CSJ|ISHARES 1-3 Y|XPUS|XP SECURITIES, LLC|12500
CSJ|ISHARES 1-3 Y|XSTM|NATIONAL FINANCIAL SERVICES LLC|23908
CSJ|ISHARES 1-3 Y|YLPL|Linsco/Private Ledger Financial Services, Incorporated|79453
CSL|CARLISLE COS INC|ALLN|Allen & Company LLC|1500
CSL|CARLISLE COS INC|ALTX|Alternet Securities Inc.|12513
CSL|CARLISLE COS INC|ANOS|ABEL/NOSER, L.L.C.|150
CSL|CARLISLE COS INC|APCC|Apex Clearing Corporation|43
CSL|CARLISLE COS INC|BANK|Primevest Financial Services, Inc.|7
CSL|CARLISLE COS INC|BARD|Robert W. Baird & Co. Incorporated|132500
CSL|CARLISLE COS INC|BATM|CBOE TRADING, INC.|4275
CSL|CARLISLE COS INC|BAYT|BTIG, LLC|2200
CSL|CARLISLE COS INC|BBNT|BB&T SECURITIES, LLC|217
CSL|CARLISLE COS INC|BERN|Sanford C. Bernstein & Co., LLC|29468
CSL|CARLISLE COS INC|BKCM|BNY Mellon Capital Markets LLC|11449
CSL|CARLISLE COS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2626
CSL|CARLISLE COS INC|BLKX|INSTINET, LLC|113200
CSL|CARLISLE COS INC|BMOC|BMO Capital Markets Corp.|114
CSL|CARLISLE COS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1848
CSL|CARLISLE COS INC|BRVL|BLAYLOCK VAN, LLC|1200
CSL|CARLISLE COS INC|BTIG|BTIG, LLC|1168
CSL|CARLISLE COS INC|BYXM|CBOE TRADING, INC.|200
CSL|CARLISLE COS INC|BZYD|GOLDMAN SACHS & CO. LLC|1100
CSL|CARLISLE COS INC|CABR|Cabrera Capital Markets, Inc.|21
CSL|CARLISLE COS INC|CANT|Cantor Fitzgerald & Co.|17
CSL|CARLISLE COS INC|CHAS|Charles Schwab & Co., Inc.|2
CSL|CARLISLE COS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|22545
CSL|CARLISLE COS INC|CIST|Capital Institutional Services, Inc.|917
CSL|CARLISLE COS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63802
CSL|CARLISLE COS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
CSL|CARLISLE COS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|153436
CSL|CARLISLE COS INC|CTDL|Citadel Derivatives Group Llc|4179
CSL|CARLISLE COS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|21762
CSL|CARLISLE COS INC|DADA|D.A. Davidson & Co.|86
CSL|CARLISLE COS INC|DAVA|Davenport & Company LLC|57
CSL|CARLISLE COS INC|DBAB|Deutsche Bank Securities Inc.|122861
CSL|CARLISLE COS INC|DBAX|Deutsche Bank Securities Inc.|178200
CSL|CARLISLE COS INC|DCHF|Dart Executions, LLC|1154
CSL|CARLISLE COS INC|DEAN|MORGAN STANLEY|1928
CSL|CARLISLE COS INC|DEGS|RONIN PROFESSIONAL LLC|500
CSL|CARLISLE COS INC|EBXL|EBX LLC|239800
CSL|CARLISLE COS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14915
CSL|CARLISLE COS INC|EDJO|Edward D. Jones & Co., L.P.|363
CSL|CARLISLE COS INC|EGAM|CBOE TRADING, INC.|8076
CSL|CARLISLE COS INC|EGAW|CBOE TRADING, INC.|75
CSL|CARLISLE COS INC|EGMT|EG MARKET TECHNOLOGIES LLC|800
CSL|CARLISLE COS INC|EGXM|CBOE TRADING, INC.|1563
CSL|CARLISLE COS INC|ETBE|Electronic Transaction Clearing, Inc.|9059
CSL|CARLISLE COS INC|ETCC|Electronic Transaction Clearing, Inc.|559
CSL|CARLISLE COS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16012
CSL|CARLISLE COS INC|ETRS|E*Trade Securities LLC|779
CSL|CARLISLE COS INC|FFSI|Firstrade Securities Inc.|7
CSL|CARLISLE COS INC|FILL|Tradestation Securities, Inc.|11
CSL|CARLISLE COS INC|FMAF|NBCN Inc./ CDS|184
CSL|CARLISLE COS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3072
CSL|CARLISLE COS INC|FQLS|Quantlab Securities LP|71456
CSL|CARLISLE COS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59178
CSL|CARLISLE COS INC|FTBR|Foliofn Investments, Inc.|673
CSL|CARLISLE COS INC|GLPX|ACS EXECUTION SERVICES, LLC|49164
CSL|CARLISLE COS INC|GSCO|GOLDMAN SACHS & CO. LLC|314832
CSL|CARLISLE COS INC|GSCS|GOLDMAN SACHS & CO. LLC|200
CSL|CARLISLE COS INC|GSLT|GOLDMAN SACHS & CO. LLC|5890
CSL|CARLISLE COS INC|GTSZ|GTS SECURITIES LLC|46596
CSL|CARLISLE COS INC|HAPX|HAP Trading, LLC|623
CSL|CARLISLE COS INC|HPPX|POTAMUS TRADING, LLC|159
CSL|CARLISLE COS INC|HRBF|American Enterprise Investment Services Inc.|461
CSL|CARLISLE COS INC|HSBC|HSBC Securities, Inc.|300
CSL|CARLISLE COS INC|IATS|INTERACTIVE BROKERS LLC|1753
CSL|CARLISLE COS INC|IBKR|Interactive Brokers Llc|2775
CSL|CARLISLE COS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|456
CSL|CARLISLE COS INC|ICBX|INSTINET, LLC|28700
CSL|CARLISLE COS INC|IEQY|CITADEL SECURITIES LLC|26399
CSL|CARLISLE COS INC|INCA|INSTINET, LLC|61312
CSL|CARLISLE COS INC|INJX|INSTINET, LLC|503
CSL|CARLISLE COS INC|ITGI|ITG Inc.|40684
CSL|CARLISLE COS INC|ITGP|ITG INC.|193600
CSL|CARLISLE COS INC|JANY|Janney Montgomery Scott Inc.|760
CSL|CARLISLE COS INC|JEFF|JEFFERIES LLC|117912
CSL|CARLISLE COS INC|JMPT|JUMP TRADING, LLC|33641
CSL|CARLISLE COS INC|JONE|JonesTrading|59357
CSL|CARLISLE COS INC|JPBX|J.P. MORGAN SECURITIES LLC|59232
CSL|CARLISLE COS INC|JPMX|J.P. Morgan Securities LLC|304985
CSL|CARLISLE COS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
CSL|CARLISLE COS INC|JSJX|JANE STREET CAPITAL LLC|3311
CSL|CARLISLE COS INC|KCGM|VIRTU Americas LLC|15808
CSL|CARLISLE COS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|39398
CSL|CARLISLE COS INC|LEHM|Barclays Capital Inc./Le|262289
CSL|CARLISLE COS INC|LIME|Lime Brokerage LLC|9771
CSL|CARLISLE COS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|98520
CSL|CARLISLE COS INC|LOOP|Loop Capital Markets LLC|90
CSL|CARLISLE COS INC|LQNA|LIQUIDNET, INC.|121900
CSL|CARLISLE COS INC|LSCI|Lek Securities Corporation|2
CSL|CARLISLE COS INC|MACQ|Macquarie Capital (USA) Inc.|500
CSL|CARLISLE COS INC|MAXM|Maxim Group LLC|28
CSL|CARLISLE COS INC|MCMF|Raymond James Ltd. Cds|79
CSL|CARLISLE COS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53100
CSL|CARLISLE COS INC|MSCO|MORGAN STANLEY & CO. LLC|423118
CSL|CARLISLE COS INC|MSPL|MORGAN STANLEY & CO. LLC|170200
CSL|CARLISLE COS INC|MSTX|MORGAN STANLEY & CO. LLC|29200
CSL|CARLISLE COS INC|NFSC|National Financial Services LLC|10495
CSL|CARLISLE COS INC|NITE|VIRTU Americas LLC|105005
CSL|CARLISLE COS INC|NITP|VIRTU Americas LLC|500
CSL|CARLISLE COS INC|NQRB|Brut, LLC|9713
CSL|CARLISLE COS INC|NTBF|BMO Nesbitt Burns Inc./CDS|120
CSL|CARLISLE COS INC|NTRC|Northern Trust Securities, Inc.|55
CSL|CARLISLE COS INC|OPCO|Oppenheimer & Co. Inc.|575
CSL|CARLISLE COS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1326
CSL|CARLISLE COS INC|PDQM|CODA MARKETS, INC.|155927
CSL|CARLISLE COS INC|PWJC|UBS Financial Services, Inc.|6
CSL|CARLISLE COS INC|RBCM|RBC CAPITAL MARKETS, LLC|1696
CSL|CARLISLE COS INC|SAGL|SAGETRADER, LLC|645
CSL|CARLISLE COS INC|SALI|INTL FCSTONE FINANCIAL INC.|41
CSL|CARLISLE COS INC|SBSH|Citigroup Global Markets Inc.|40583
CSL|CARLISLE COS INC|SEIC|SEI Investments Distribution Co.|1908
CSL|CARLISLE COS INC|SGMT|GOLDMAN SACHS & CO. LLC|42789
CSL|CARLISLE COS INC|SPDR|SPEEDROUTE LLC|16570
CSL|CARLISLE COS INC|SPHN|Stephens Inc.|105
CSL|CARLISLE COS INC|STFL|Stifel, Nicolaus & Company, Incorporated|19307
CSL|CARLISLE COS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4634
CSL|CARLISLE COS INC|SWIM|TD Ameritrade, Inc.|1929
CSL|CARLISLE COS INC|SWST|Hilltop Securities Inc.|24
CSL|CARLISLE COS INC|TKNG|ALLY INVEST SECURITIES LLC|25
CSL|CARLISLE COS INC|TMBR|Timber Hill LLC|8
CSL|CARLISLE COS INC|TRBT|Tradebot Systems, Inc.|52518
CSL|CARLISLE COS INC|TRCM|TRC MARKETS LLC|34036
CSL|CARLISLE COS INC|UBSA|UBS SECURITIES LLC|303059
CSL|CARLISLE COS INC|UBSS|UBS Securities LLC|419519
CSL|CARLISLE COS INC|VALX|VIRTU AMERICAS LLC|4495
CSL|CARLISLE COS INC|VGRD|Vanguard Marketing Corporation|806
CSL|CARLISLE COS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|772
CSL|CARLISLE COS INC|WCHV|WELLS FARGO SECURITIES, LLC|406559
CSL|CARLISLE COS INC|WEED|Weeden & Co.L.P.|1421
CSL|CARLISLE COS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1831
CSL|CARLISLE COS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|263
CSL|CARLISLE COS INC|WGIF|CIBC World Markets Inc.|69
CSL|CARLISLE COS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|275
CSL|CARLISLE COS INC|WSEA|WOLVERINE SECURITIES, LLC|201
CSL|CARLISLE COS INC|XIST|INSTINET, LLC|14000
CSL|CARLISLE COS INC|XPQR|Jump Trading|300
CSL|CARLISLE COS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4484
CSL|CARLISLE COS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|16930
CSL|CARLISLE COS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2499
CSLT|CASTLIGHT HEALTH INC|AGIS|Aegis Capital Corp.|16547
CSLT|CASTLIGHT HEALTH INC|ALTX|Alternet Securities Inc.|6309
CSLT|CASTLIGHT HEALTH INC|APCC|Apex Clearing Corporation|2304
CSLT|CASTLIGHT HEALTH INC|BARD|Robert W. Baird & Co. Incorporated|1199078
CSLT|CASTLIGHT HEALTH INC|BATM|CBOE TRADING, INC.|2653
CSLT|CASTLIGHT HEALTH INC|BERN|Sanford C. Bernstein & Co., LLC|500
CSLT|CASTLIGHT HEALTH INC|BIDS|BIDS TRADING L.P.|1100
CSLT|CASTLIGHT HEALTH INC|BLKX|INSTINET, LLC|11400
CSLT|CASTLIGHT HEALTH INC|BNPX|BNP PARIBAS SECURITIES CORP.|4157
CSLT|CASTLIGHT HEALTH INC|BTIG|BTIG, LLC|105
CSLT|CASTLIGHT HEALTH INC|BZYD|GOLDMAN SACHS & CO. LLC|400
CSLT|CASTLIGHT HEALTH INC|CHAS|Charles Schwab & Co., Inc.|3497
CSLT|CASTLIGHT HEALTH INC|CIST|Capital Institutional Services, Inc.|2104
CSLT|CASTLIGHT HEALTH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|153529
CSLT|CASTLIGHT HEALTH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|41441
CSLT|CASTLIGHT HEALTH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|447188
CSLT|CASTLIGHT HEALTH INC|CTDL|Citadel Derivatives Group Llc|9087
CSLT|CASTLIGHT HEALTH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|102682
CSLT|CASTLIGHT HEALTH INC|DBAB|Deutsche Bank Securities Inc.|29804
CSLT|CASTLIGHT HEALTH INC|DBAX|Deutsche Bank Securities Inc.|231200
CSLT|CASTLIGHT HEALTH INC|DEAN|MORGAN STANLEY|16400
CSLT|CASTLIGHT HEALTH INC|DEGS|RONIN PROFESSIONAL LLC|1828
CSLT|CASTLIGHT HEALTH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
CSLT|CASTLIGHT HEALTH INC|DOTC|Dougherty & Company LLC|2792
CSLT|CASTLIGHT HEALTH INC|EBXL|EBX LLC|449000
CSLT|CASTLIGHT HEALTH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14151
CSLT|CASTLIGHT HEALTH INC|EGAM|CBOE TRADING, INC.|3351
CSLT|CASTLIGHT HEALTH INC|EGAW|CBOE TRADING, INC.|100
CSLT|CASTLIGHT HEALTH INC|EGXM|CBOE TRADING, INC.|2168
CSLT|CASTLIGHT HEALTH INC|EGXW|CBOE TRADING, INC.|960
CSLT|CASTLIGHT HEALTH INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4374
CSLT|CASTLIGHT HEALTH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|448
CSLT|CASTLIGHT HEALTH INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CSLT|CASTLIGHT HEALTH INC|ETRS|E*Trade Securities LLC|140186
CSLT|CASTLIGHT HEALTH INC|FILL|Tradestation Securities, Inc.|2356
CSLT|CASTLIGHT HEALTH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
CSLT|CASTLIGHT HEALTH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95463
CSLT|CASTLIGHT HEALTH INC|FTBR|Foliofn Investments, Inc.|16
CSLT|CASTLIGHT HEALTH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CSLT|CASTLIGHT HEALTH INC|GLIS|TD Securities Inc|1800
CSLT|CASTLIGHT HEALTH INC|GLPX|ACS EXECUTION SERVICES, LLC|8611
CSLT|CASTLIGHT HEALTH INC|GSCO|GOLDMAN SACHS & CO. LLC|332544
CSLT|CASTLIGHT HEALTH INC|GSCS|GOLDMAN SACHS & CO. LLC|1500
CSLT|CASTLIGHT HEALTH INC|GSLT|GOLDMAN SACHS & CO. LLC|1331
CSLT|CASTLIGHT HEALTH INC|GTSZ|GTS SECURITIES LLC|47852
CSLT|CASTLIGHT HEALTH INC|HRBF|American Enterprise Investment Services Inc.|100
CSLT|CASTLIGHT HEALTH INC|IATS|INTERACTIVE BROKERS LLC|8774
CSLT|CASTLIGHT HEALTH INC|IBKR|Interactive Brokers Llc|15938
CSLT|CASTLIGHT HEALTH INC|ICBX|INSTINET, LLC|72761
CSLT|CASTLIGHT HEALTH INC|INCA|INSTINET, LLC|126932
CSLT|CASTLIGHT HEALTH INC|INJX|INSTINET, LLC|2100
CSLT|CASTLIGHT HEALTH INC|ITGI|ITG Inc.|24281
CSLT|CASTLIGHT HEALTH INC|ITGP|ITG INC.|219600
CSLT|CASTLIGHT HEALTH INC|JEFF|JEFFERIES LLC|18719
CSLT|CASTLIGHT HEALTH INC|JMPT|JUMP TRADING, LLC|171
CSLT|CASTLIGHT HEALTH INC|JPMX|J.P. Morgan Securities LLC|902559
CSLT|CASTLIGHT HEALTH INC|JSJX|JANE STREET CAPITAL LLC|20395
CSLT|CASTLIGHT HEALTH INC|KCGM|VIRTU Americas LLC|90170
CSLT|CASTLIGHT HEALTH INC|LEHM|Barclays Capital Inc./Le|373891
CSLT|CASTLIGHT HEALTH INC|LIME|Lime Brokerage LLC|5111
CSLT|CASTLIGHT HEALTH INC|LOOP|Loop Capital Markets LLC|10820
CSLT|CASTLIGHT HEALTH INC|LQNA|LIQUIDNET, INC.|5000
CSLT|CASTLIGHT HEALTH INC|MACQ|Macquarie Capital (USA) Inc.|1527
CSLT|CASTLIGHT HEALTH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400548
CSLT|CASTLIGHT HEALTH INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2902
CSLT|CASTLIGHT HEALTH INC|MSCO|MORGAN STANLEY & CO. LLC|2144454
CSLT|CASTLIGHT HEALTH INC|MSPL|MORGAN STANLEY & CO. LLC|637100
CSLT|CASTLIGHT HEALTH INC|MSTX|MORGAN STANLEY & CO. LLC|52900
CSLT|CASTLIGHT HEALTH INC|NFSC|National Financial Services LLC|125884
CSLT|CASTLIGHT HEALTH INC|NITE|VIRTU Americas LLC|816680
CSLT|CASTLIGHT HEALTH INC|NITP|VIRTU Americas LLC|13000
CSLT|CASTLIGHT HEALTH INC|NQRB|Brut, LLC|400
CSLT|CASTLIGHT HEALTH INC|NTBF|BMO Nesbitt Burns Inc./CDS|2378
CSLT|CASTLIGHT HEALTH INC|OPCO|Oppenheimer & Co. Inc.|3991433
CSLT|CASTLIGHT HEALTH INC|PDQM|CODA MARKETS, INC.|111467
CSLT|CASTLIGHT HEALTH INC|PWJC|UBS Financial Services, Inc.|3105
CSLT|CASTLIGHT HEALTH INC|RBCM|RBC CAPITAL MARKETS, LLC|8000
CSLT|CASTLIGHT HEALTH INC|RGLD|Regal Securities, Inc|4200
CSLT|CASTLIGHT HEALTH INC|SAGL|SAGETRADER, LLC|3052
CSLT|CASTLIGHT HEALTH INC|SAGW|SAGETRADER, LLC|1599
CSLT|CASTLIGHT HEALTH INC|SBSH|Citigroup Global Markets Inc.|26275
CSLT|CASTLIGHT HEALTH INC|SGMT|GOLDMAN SACHS & CO. LLC|209794
CSLT|CASTLIGHT HEALTH INC|SPDR|SPEEDROUTE LLC|25782
CSLT|CASTLIGHT HEALTH INC|SPNT|SEVEN POINTS CAPITAL, LLC|24700
CSLT|CASTLIGHT HEALTH INC|STFL|Stifel, Nicolaus & Company, Incorporated|11797
CSLT|CASTLIGHT HEALTH INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CSLT|CASTLIGHT HEALTH INC|SWIM|TD Ameritrade, Inc.|32944
CSLT|CASTLIGHT HEALTH INC|TKNG|ALLY INVEST SECURITIES LLC|126
CSLT|CASTLIGHT HEALTH INC|TRBT|Tradebot Systems, Inc.|1482
CSLT|CASTLIGHT HEALTH INC|TRCM|TRC MARKETS LLC|6413
CSLT|CASTLIGHT HEALTH INC|UBSS|UBS Securities LLC|233932
CSLT|CASTLIGHT HEALTH INC|VALX|VIRTU AMERICAS LLC|149053
CSLT|CASTLIGHT HEALTH INC|VGRD|Vanguard Marketing Corporation|1979
CSLT|CASTLIGHT HEALTH INC|VNDM|Wall Street Access|4809
CSLT|CASTLIGHT HEALTH INC|WBLR|WILLIAM BLAIR|8250
CSLT|CASTLIGHT HEALTH INC|WCHV|WELLS FARGO SECURITIES, LLC|34064
CSLT|CASTLIGHT HEALTH INC|WEDB|WEDBUSH SECURITIES INC.|3791
CSLT|CASTLIGHT HEALTH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13625
CSLT|CASTLIGHT HEALTH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14201
CSLT|CASTLIGHT HEALTH INC|WSEA|WOLVERINE SECURITIES, LLC|50495
CSLT|CASTLIGHT HEALTH INC|WTFS|JUST2TRADE, INC.|1500
CSLT|CASTLIGHT HEALTH INC|XIST|INSTINET, LLC|7600
CSLT|CASTLIGHT HEALTH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|18000
CSLT|CASTLIGHT HEALTH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|86
CSLT|CASTLIGHT HEALTH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
CSM|PROSHARES LC CORE PL|BARD|Robert W. Baird & Co. Incorporated|775
CSM|PROSHARES LC CORE PL|BATM|CBOE TRADING, INC.|600
CSM|PROSHARES LC CORE PL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|84
CSM|PROSHARES LC CORE PL|CANT|Cantor Fitzgerald & Co.|12013
CSM|PROSHARES LC CORE PL|CHAS|Charles Schwab & Co., Inc.|946
CSM|PROSHARES LC CORE PL|CIST|Capital Institutional Services, Inc.|3
CSM|PROSHARES LC CORE PL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
CSM|PROSHARES LC CORE PL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7523
CSM|PROSHARES LC CORE PL|CTDL|Citadel Derivatives Group Llc|800
CSM|PROSHARES LC CORE PL|CXCX|CITIGROUP GLOBAL MARKETS INC.|58
CSM|PROSHARES LC CORE PL|DBAX|Deutsche Bank Securities Inc.|1500
CSM|PROSHARES LC CORE PL|EBXL|EBX LLC|2400
CSM|PROSHARES LC CORE PL|EDJO|Edward D. Jones & Co., L.P.|153
CSM|PROSHARES LC CORE PL|ETRS|E*Trade Securities LLC|2679
CSM|PROSHARES LC CORE PL|FBSB|U.S. Bancorp Investments, Inc.|1804
CSM|PROSHARES LC CORE PL|FMAF|NBCN Inc./ CDS|29
CSM|PROSHARES LC CORE PL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
CSM|PROSHARES LC CORE PL|FTBR|Foliofn Investments, Inc.|4012
CSM|PROSHARES LC CORE PL|GSCO|GOLDMAN SACHS & CO. LLC|9079
CSM|PROSHARES LC CORE PL|GTSZ|GTS SECURITIES LLC|900
CSM|PROSHARES LC CORE PL|IATS|INTERACTIVE BROKERS LLC|213
CSM|PROSHARES LC CORE PL|IBKR|Interactive Brokers Llc|584
CSM|PROSHARES LC CORE PL|ICBX|INSTINET, LLC|700
CSM|PROSHARES LC CORE PL|ITGI|ITG Inc.|28
CSM|PROSHARES LC CORE PL|JPMX|J.P. Morgan Securities LLC|1200
CSM|PROSHARES LC CORE PL|JSEB|JANE STREET EXECUTION SERVICES, LLC|2110
CSM|PROSHARES LC CORE PL|JSJX|JANE STREET CAPITAL LLC|68077
CSM|PROSHARES LC CORE PL|KCGM|VIRTU Americas LLC|4569
CSM|PROSHARES LC CORE PL|LEHM|Barclays Capital Inc./Le|3000
CSM|PROSHARES LC CORE PL|LIME|Lime Brokerage LLC|71
CSM|PROSHARES LC CORE PL|MACC|Mid Atlantic Capital Corporation|11523
CSM|PROSHARES LC CORE PL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7320
CSM|PROSHARES LC CORE PL|MOTF|MOTIF INVESTING, INC.|1
CSM|PROSHARES LC CORE PL|MSCO|MORGAN STANLEY & CO. LLC|57843
CSM|PROSHARES LC CORE PL|MSPL|MORGAN STANLEY & CO. LLC|200
CSM|PROSHARES LC CORE PL|NFSC|National Financial Services LLC|23561
CSM|PROSHARES LC CORE PL|NITE|VIRTU Americas LLC|89896
CSM|PROSHARES LC CORE PL|RBCM|RBC CAPITAL MARKETS, LLC|2976
CSM|PROSHARES LC CORE PL|SBSH|Citigroup Global Markets Inc.|350
CSM|PROSHARES LC CORE PL|SGMT|GOLDMAN SACHS & CO. LLC|9129
CSM|PROSHARES LC CORE PL|STFL|Stifel, Nicolaus & Company, Incorporated|18
CSM|PROSHARES LC CORE PL|SWST|Hilltop Securities Inc.|1132
CSM|PROSHARES LC CORE PL|TKNG|ALLY INVEST SECURITIES LLC|40
CSM|PROSHARES LC CORE PL|UBSA|UBS SECURITIES LLC|20790
CSM|PROSHARES LC CORE PL|UBSS|UBS Securities LLC|30195
CSM|PROSHARES LC CORE PL|VALX|VIRTU AMERICAS LLC|100
CSM|PROSHARES LC CORE PL|VGRD|Vanguard Marketing Corporation|2345
CSM|PROSHARES LC CORE PL|WCHV|WELLS FARGO SECURITIES, LLC|17199
CSM|PROSHARES LC CORE PL|WSEA|WOLVERINE SECURITIES, LLC|43
CSM|PROSHARES LC CORE PL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
CSM|PROSHARES LC CORE PL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|117543
CSML|IQ CHKIN US SMCP ETF|BANK|Primevest Financial Services, Inc.|1333
CSML|IQ CHKIN US SMCP ETF|BATM|CBOE TRADING, INC.|1468
CSML|IQ CHKIN US SMCP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|747
CSML|IQ CHKIN US SMCP ETF|CANT|Cantor Fitzgerald & Co.|166084
CSML|IQ CHKIN US SMCP ETF|CHAS|Charles Schwab & Co., Inc.|44
CSML|IQ CHKIN US SMCP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4945
CSML|IQ CHKIN US SMCP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9710
CSML|IQ CHKIN US SMCP ETF|CSIN|Citadel Securities Institutional LLC|304080
CSML|IQ CHKIN US SMCP ETF|CTDL|Citadel Derivatives Group Llc|322426
CSML|IQ CHKIN US SMCP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1828
CSML|IQ CHKIN US SMCP ETF|DBAB|Deutsche Bank Securities Inc.|86914
CSML|IQ CHKIN US SMCP ETF|DBAX|Deutsche Bank Securities Inc.|1700
CSML|IQ CHKIN US SMCP ETF|DEAN|MORGAN STANLEY|6511
CSML|IQ CHKIN US SMCP ETF|EBXL|EBX LLC|3100
CSML|IQ CHKIN US SMCP ETF|ETRS|E*Trade Securities LLC|102
CSML|IQ CHKIN US SMCP ETF|FBCO|Credit Suisse Securities (USA) LLC|17558
CSML|IQ CHKIN US SMCP ETF|FILL|Tradestation Securities, Inc.|12
CSML|IQ CHKIN US SMCP ETF|FOMA|TD AMERITRADE CLEARING, INC.|13964
CSML|IQ CHKIN US SMCP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
CSML|IQ CHKIN US SMCP ETF|FTBR|Foliofn Investments, Inc.|121
CSML|IQ CHKIN US SMCP ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|2632
CSML|IQ CHKIN US SMCP ETF|GSCO|GOLDMAN SACHS & CO. LLC|5054
CSML|IQ CHKIN US SMCP ETF|GTSZ|GTS SECURITIES LLC|1760
CSML|IQ CHKIN US SMCP ETF|HRBF|American Enterprise Investment Services Inc.|1032
CSML|IQ CHKIN US SMCP ETF|IBKR|Interactive Brokers Llc|14127
CSML|IQ CHKIN US SMCP ETF|ICBX|INSTINET, LLC|1403
CSML|IQ CHKIN US SMCP ETF|ITGI|ITG Inc.|400
CSML|IQ CHKIN US SMCP ETF|ITGP|ITG INC.|400
CSML|IQ CHKIN US SMCP ETF|JANY|Janney Montgomery Scott Inc.|994
CSML|IQ CHKIN US SMCP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|150000
CSML|IQ CHKIN US SMCP ETF|JSJX|JANE STREET CAPITAL LLC|45831
CSML|IQ CHKIN US SMCP ETF|KCGM|VIRTU Americas LLC|4431
CSML|IQ CHKIN US SMCP ETF|LEHM|Barclays Capital Inc./Le|7451
CSML|IQ CHKIN US SMCP ETF|LIME|Lime Brokerage LLC|28781
CSML|IQ CHKIN US SMCP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
CSML|IQ CHKIN US SMCP ETF|MSCO|MORGAN STANLEY & CO. LLC|160921
CSML|IQ CHKIN US SMCP ETF|NFSC|National Financial Services LLC|73926
CSML|IQ CHKIN US SMCP ETF|NITE|VIRTU Americas LLC|121747
CSML|IQ CHKIN US SMCP ETF|NQRB|Brut, LLC|300
CSML|IQ CHKIN US SMCP ETF|RAJA|Raymond James & Associates, Inc.|50164
CSML|IQ CHKIN US SMCP ETF|RBCM|RBC CAPITAL MARKETS, LLC|15567
CSML|IQ CHKIN US SMCP ETF|SALI|INTL FCSTONE FINANCIAL INC.|17
CSML|IQ CHKIN US SMCP ETF|SBSH|Citigroup Global Markets Inc.|85
CSML|IQ CHKIN US SMCP ETF|SGMT|GOLDMAN SACHS & CO. LLC|1133
CSML|IQ CHKIN US SMCP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1725
CSML|IQ CHKIN US SMCP ETF|SWIM|TD Ameritrade, Inc.|112
CSML|IQ CHKIN US SMCP ETF|UBSA|UBS SECURITIES LLC|9203
CSML|IQ CHKIN US SMCP ETF|UBSS|UBS Securities LLC|11511
CSML|IQ CHKIN US SMCP ETF|VGRD|Vanguard Marketing Corporation|859
CSML|IQ CHKIN US SMCP ETF|WCHV|WELLS FARGO SECURITIES, LLC|99145
CSML|IQ CHKIN US SMCP ETF|WEDB|WEDBUSH SECURITIES INC.|660
CSML|IQ CHKIN US SMCP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26004
CSOD|CORNERSTONE ONDEMAND|ALLN|Allen & Company LLC|1197
CSOD|CORNERSTONE ONDEMAND|ALTX|Alternet Securities Inc.|5340
CSOD|CORNERSTONE ONDEMAND|APCC|Apex Clearing Corporation|34
CSOD|CORNERSTONE ONDEMAND|BARD|Robert W. Baird & Co. Incorporated|1200
CSOD|CORNERSTONE ONDEMAND|BATM|CBOE TRADING, INC.|3099
CSOD|CORNERSTONE ONDEMAND|BAYT|BTIG, LLC|17100
CSOD|CORNERSTONE ONDEMAND|BERN|Sanford C. Bernstein & Co., LLC|143172
CSOD|CORNERSTONE ONDEMAND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2075
CSOD|CORNERSTONE ONDEMAND|BLKX|INSTINET, LLC|22475
CSOD|CORNERSTONE ONDEMAND|BMOC|BMO Capital Markets Corp.|8501
CSOD|CORNERSTONE ONDEMAND|BNPX|BNP PARIBAS SECURITIES CORP.|2787
CSOD|CORNERSTONE ONDEMAND|BRGE|Newbridge Securities Corp.|750
CSOD|CORNERSTONE ONDEMAND|BTIG|BTIG, LLC|26699
CSOD|CORNERSTONE ONDEMAND|BYXM|CBOE TRADING, INC.|100
CSOD|CORNERSTONE ONDEMAND|BZYD|GOLDMAN SACHS & CO. LLC|1169
CSOD|CORNERSTONE ONDEMAND|CANT|Cantor Fitzgerald & Co.|205
CSOD|CORNERSTONE ONDEMAND|CIST|Capital Institutional Services, Inc.|63
CSOD|CORNERSTONE ONDEMAND|CNFR|Cowen Prime Services LLC|500
CSOD|CORNERSTONE ONDEMAND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77811
CSOD|CORNERSTONE ONDEMAND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3343
CSOD|CORNERSTONE ONDEMAND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
CSOD|CORNERSTONE ONDEMAND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|327939
CSOD|CORNERSTONE ONDEMAND|CTDL|Citadel Derivatives Group Llc|11165
CSOD|CORNERSTONE ONDEMAND|CXCX|CITIGROUP GLOBAL MARKETS INC.|12916
CSOD|CORNERSTONE ONDEMAND|DBAB|Deutsche Bank Securities Inc.|412019
CSOD|CORNERSTONE ONDEMAND|DBAX|Deutsche Bank Securities Inc.|155300
CSOD|CORNERSTONE ONDEMAND|DCHF|Dart Executions, LLC|1489
CSOD|CORNERSTONE ONDEMAND|DEAN|MORGAN STANLEY|315
CSOD|CORNERSTONE ONDEMAND|DEGS|RONIN PROFESSIONAL LLC|869
CSOD|CORNERSTONE ONDEMAND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|148
CSOD|CORNERSTONE ONDEMAND|EBXL|EBX LLC|150800
CSOD|CORNERSTONE ONDEMAND|ECUT|CONVERGEX EXECUTION SOLUTIONS|12064
CSOD|CORNERSTONE ONDEMAND|EGAM|CBOE TRADING, INC.|7046
CSOD|CORNERSTONE ONDEMAND|EGAW|CBOE TRADING, INC.|70
CSOD|CORNERSTONE ONDEMAND|EGMT|EG MARKET TECHNOLOGIES LLC|500
CSOD|CORNERSTONE ONDEMAND|EGXM|CBOE TRADING, INC.|3497
CSOD|CORNERSTONE ONDEMAND|ETBE|Electronic Transaction Clearing, Inc.|8851
CSOD|CORNERSTONE ONDEMAND|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3056
CSOD|CORNERSTONE ONDEMAND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23205
CSOD|CORNERSTONE ONDEMAND|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|16
CSOD|CORNERSTONE ONDEMAND|ETRS|E*Trade Securities LLC|9675
CSOD|CORNERSTONE ONDEMAND|FBCO|Credit Suisse Securities (USA) LLC|687549
CSOD|CORNERSTONE ONDEMAND|FILL|Tradestation Securities, Inc.|300
CSOD|CORNERSTONE ONDEMAND|FOMA|TD AMERITRADE CLEARING, INC.|40912
CSOD|CORNERSTONE ONDEMAND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5879
CSOD|CORNERSTONE ONDEMAND|FQLS|Quantlab Securities LP|181574
CSOD|CORNERSTONE ONDEMAND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82486
CSOD|CORNERSTONE ONDEMAND|FTBR|Foliofn Investments, Inc.|205
CSOD|CORNERSTONE ONDEMAND|GEBB|GLOBAL EXECUTION BROKERS, LP|16776
CSOD|CORNERSTONE ONDEMAND|GLPX|ACS EXECUTION SERVICES, LLC|22607
CSOD|CORNERSTONE ONDEMAND|GSCO|GOLDMAN SACHS & CO. LLC|823679
CSOD|CORNERSTONE ONDEMAND|GSCS|GOLDMAN SACHS & CO. LLC|23085
CSOD|CORNERSTONE ONDEMAND|GSLT|GOLDMAN SACHS & CO. LLC|2362
CSOD|CORNERSTONE ONDEMAND|GTSZ|GTS SECURITIES LLC|42566
CSOD|CORNERSTONE ONDEMAND|IATS|INTERACTIVE BROKERS LLC|5017
CSOD|CORNERSTONE ONDEMAND|IBKR|Interactive Brokers Llc|36136
CSOD|CORNERSTONE ONDEMAND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|216
CSOD|CORNERSTONE ONDEMAND|ICBX|INSTINET, LLC|16113
CSOD|CORNERSTONE ONDEMAND|IEQY|CITADEL SECURITIES LLC|42593
CSOD|CORNERSTONE ONDEMAND|INCA|INSTINET, LLC|351052
CSOD|CORNERSTONE ONDEMAND|INJX|INSTINET, LLC|13701
CSOD|CORNERSTONE ONDEMAND|ITGI|ITG Inc.|52113
CSOD|CORNERSTONE ONDEMAND|ITGP|ITG INC.|269200
CSOD|CORNERSTONE ONDEMAND|JANY|Janney Montgomery Scott Inc.|750
CSOD|CORNERSTONE ONDEMAND|JEFF|JEFFERIES LLC|81002
CSOD|CORNERSTONE ONDEMAND|JMPT|JUMP TRADING, LLC|47218
CSOD|CORNERSTONE ONDEMAND|JONE|JonesTrading|4835
CSOD|CORNERSTONE ONDEMAND|JPBX|J.P. MORGAN SECURITIES LLC|33157
CSOD|CORNERSTONE ONDEMAND|JPMX|J.P. Morgan Securities LLC|234710
CSOD|CORNERSTONE ONDEMAND|JSJX|JANE STREET CAPITAL LLC|6829
CSOD|CORNERSTONE ONDEMAND|KCGM|VIRTU Americas LLC|33032
CSOD|CORNERSTONE ONDEMAND|KING|C. L. King & Associates, Inc.|7100
CSOD|CORNERSTONE ONDEMAND|LEER|LEERINK PARTNERS LLC|710
CSOD|CORNERSTONE ONDEMAND|LEHM|Barclays Capital Inc./Le|452178
CSOD|CORNERSTONE ONDEMAND|LIME|Lime Brokerage LLC|131491
CSOD|CORNERSTONE ONDEMAND|LQNA|LIQUIDNET, INC.|39700
CSOD|CORNERSTONE ONDEMAND|LSCI|Lek Securities Corporation|215
CSOD|CORNERSTONE ONDEMAND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CSOD|CORNERSTONE ONDEMAND|MAXM|Maxim Group LLC|4512
CSOD|CORNERSTONE ONDEMAND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43356
CSOD|CORNERSTONE ONDEMAND|MOTF|MOTIF INVESTING, INC.|83
CSOD|CORNERSTONE ONDEMAND|MSCO|MORGAN STANLEY & CO. LLC|1366598
CSOD|CORNERSTONE ONDEMAND|MSPL|MORGAN STANLEY & CO. LLC|315000
CSOD|CORNERSTONE ONDEMAND|MSTX|MORGAN STANLEY & CO. LLC|55700
CSOD|CORNERSTONE ONDEMAND|NEED|Needham & Company, LLC|600
CSOD|CORNERSTONE ONDEMAND|NFSC|National Financial Services LLC|63951
CSOD|CORNERSTONE ONDEMAND|NITE|VIRTU Americas LLC|204702
CSOD|CORNERSTONE ONDEMAND|NITP|VIRTU Americas LLC|1800
CSOD|CORNERSTONE ONDEMAND|NQRB|Brut, LLC|8890
CSOD|CORNERSTONE ONDEMAND|NTRC|Northern Trust Securities, Inc.|573
CSOD|CORNERSTONE ONDEMAND|PDQM|CODA MARKETS, INC.|69222
CSOD|CORNERSTONE ONDEMAND|PWJC|UBS Financial Services, Inc.|3233
CSOD|CORNERSTONE ONDEMAND|RAJA|Raymond James & Associates, Inc.|856
CSOD|CORNERSTONE ONDEMAND|RBCM|RBC CAPITAL MARKETS, LLC|123
CSOD|CORNERSTONE ONDEMAND|RHCO|Suntrust Robinson Humphrey, Inc.|974
CSOD|CORNERSTONE ONDEMAND|SAGL|SAGETRADER, LLC|10175
CSOD|CORNERSTONE ONDEMAND|SAGW|SAGETRADER, LLC|835
CSOD|CORNERSTONE ONDEMAND|SBSH|Citigroup Global Markets Inc.|356412
CSOD|CORNERSTONE ONDEMAND|SGMT|GOLDMAN SACHS & CO. LLC|61346
CSOD|CORNERSTONE ONDEMAND|SPDR|SPEEDROUTE LLC|6609
CSOD|CORNERSTONE ONDEMAND|SPTD|MINT GLOBAL MARKETS, INC.|400
CSOD|CORNERSTONE ONDEMAND|SSBS|STATE STREET GLOBAL MARKETS, LLC|1260
CSOD|CORNERSTONE ONDEMAND|STFL|Stifel, Nicolaus & Company, Incorporated|11387
CSOD|CORNERSTONE ONDEMAND|STRS|STRATEGAS RESEARCH PARTNERS|800
CSOD|CORNERSTONE ONDEMAND|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CSOD|CORNERSTONE ONDEMAND|SWIM|TD Ameritrade, Inc.|9015
CSOD|CORNERSTONE ONDEMAND|SWST|Hilltop Securities Inc.|28
CSOD|CORNERSTONE ONDEMAND|TKNG|ALLY INVEST SECURITIES LLC|300
CSOD|CORNERSTONE ONDEMAND|TRBT|Tradebot Systems, Inc.|153296
CSOD|CORNERSTONE ONDEMAND|TRCM|TRC MARKETS LLC|98991
CSOD|CORNERSTONE ONDEMAND|UBSA|UBS SECURITIES LLC|437222
CSOD|CORNERSTONE ONDEMAND|UBSS|UBS Securities LLC|836512
CSOD|CORNERSTONE ONDEMAND|VALX|VIRTU AMERICAS LLC|6591
CSOD|CORNERSTONE ONDEMAND|VGRD|Vanguard Marketing Corporation|4931
CSOD|CORNERSTONE ONDEMAND|WBLR|WILLIAM BLAIR|100
CSOD|CORNERSTONE ONDEMAND|WCHV|WELLS FARGO SECURITIES, LLC|123607
CSOD|CORNERSTONE ONDEMAND|WEED|Weeden & Co.L.P.|651
CSOD|CORNERSTONE ONDEMAND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8485
CSOD|CORNERSTONE ONDEMAND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31282
CSOD|CORNERSTONE ONDEMAND|WSEA|WOLVERINE SECURITIES, LLC|3817
CSOD|CORNERSTONE ONDEMAND|XIST|INSTINET, LLC|29840
CSOD|CORNERSTONE ONDEMAND|XSTM|NATIONAL FINANCIAL SERVICES LLC|12182
CSOD|CORNERSTONE ONDEMAND|YKNA|COMHAR CAPITAL MARKETS, LLC|2112
CSOD|CORNERSTONE ONDEMAND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|140
CSPI|C S P INC         ##|ALTX|Alternet Securities Inc.|51
CSPI|C S P INC         ##|APCC|Apex Clearing Corporation|3
CSPI|C S P INC         ##|BATM|CBOE TRADING, INC.|1
CSPI|C S P INC         ##|BERN|Sanford C. Bernstein & Co., LLC|400
CSPI|C S P INC         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|310
CSPI|C S P INC         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1194
CSPI|C S P INC         ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|470
CSPI|C S P INC         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|621
CSPI|C S P INC         ##|DBAB|Deutsche Bank Securities Inc.|1212
CSPI|C S P INC         ##|DBAX|Deutsche Bank Securities Inc.|900
CSPI|C S P INC         ##|DEGS|RONIN PROFESSIONAL LLC|800
CSPI|C S P INC         ##|EBXL|EBX LLC|200
CSPI|C S P INC         ##|EGAM|CBOE TRADING, INC.|402
CSPI|C S P INC         ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2238
CSPI|C S P INC         ##|ETRS|E*Trade Securities LLC|2059
CSPI|C S P INC         ##|FBCO|Credit Suisse Securities (USA) LLC|291
CSPI|C S P INC         ##|FOMA|TD AMERITRADE CLEARING, INC.|2305
CSPI|C S P INC         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|695
CSPI|C S P INC         ##|FTBR|Foliofn Investments, Inc.|1
CSPI|C S P INC         ##|GLPX|ACS EXECUTION SERVICES, LLC|100
CSPI|C S P INC         ##|GSCO|GOLDMAN SACHS & CO. LLC|926
CSPI|C S P INC         ##|GSLT|GOLDMAN SACHS & CO. LLC|100
CSPI|C S P INC         ##|GTSZ|GTS SECURITIES LLC|200
CSPI|C S P INC         ##|IATS|INTERACTIVE BROKERS LLC|130
CSPI|C S P INC         ##|IBKR|Interactive Brokers Llc|993
CSPI|C S P INC         ##|ICBX|INSTINET, LLC|200
CSPI|C S P INC         ##|INCA|INSTINET, LLC|1176
CSPI|C S P INC         ##|ITGI|ITG Inc.|51
CSPI|C S P INC         ##|ITGP|ITG INC.|400
CSPI|C S P INC         ##|LEHM|Barclays Capital Inc./Le|769
CSPI|C S P INC         ##|LIME|Lime Brokerage LLC|10350
CSPI|C S P INC         ##|LMGP|LIME BROKERAGE LLC|2200
CSPI|C S P INC         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
CSPI|C S P INC         ##|MSCO|MORGAN STANLEY & CO. LLC|12463
CSPI|C S P INC         ##|NFSC|National Financial Services LLC|2194
CSPI|C S P INC         ##|NITE|VIRTU Americas LLC|5863
CSPI|C S P INC         ##|PDQM|CODA MARKETS, INC.|600
CSPI|C S P INC         ##|RAJA|Raymond James & Associates, Inc.|108
CSPI|C S P INC         ##|SWIM|TD Ameritrade, Inc.|1
CSPI|C S P INC         ##|TRCM|TRC MARKETS LLC|623
CSPI|C S P INC         ##|UBSA|UBS SECURITIES LLC|979
CSPI|C S P INC         ##|UBSS|UBS Securities LLC|3228
CSPI|C S P INC         ##|VALX|VIRTU AMERICAS LLC|105
CSPI|C S P INC         ##|VGRD|Vanguard Marketing Corporation|9
CSPI|C S P INC         ##|WSEA|WOLVERINE SECURITIES, LLC|29
CSPI|C S P INC         ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|211
CSQ|CALAMOS STRGC TTL RT|AGIS|Aegis Capital Corp.|17872
CSQ|CALAMOS STRGC TTL RT|ALTX|Alternet Securities Inc.|4109
CSQ|CALAMOS STRGC TTL RT|APCC|Apex Clearing Corporation|354
CSQ|CALAMOS STRGC TTL RT|BANK|Primevest Financial Services, Inc.|573
CSQ|CALAMOS STRGC TTL RT|BARD|Robert W. Baird & Co. Incorporated|17549
CSQ|CALAMOS STRGC TTL RT|BATM|CBOE TRADING, INC.|1274
CSQ|CALAMOS STRGC TTL RT|BBNT|BB&T SECURITIES, LLC|2200
CSQ|CALAMOS STRGC TTL RT|BERN|Sanford C. Bernstein & Co., LLC|115
CSQ|CALAMOS STRGC TTL RT|BGCE|BGC Financial Inc.|7056
CSQ|CALAMOS STRGC TTL RT|BKCM|BNY Mellon Capital Markets LLC|2351
CSQ|CALAMOS STRGC TTL RT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46131
CSQ|CALAMOS STRGC TTL RT|BTIG|BTIG, LLC|2967
CSQ|CALAMOS STRGC TTL RT|CANT|Cantor Fitzgerald & Co.|266
CSQ|CALAMOS STRGC TTL RT|CHAS|Charles Schwab & Co., Inc.|10
CSQ|CALAMOS STRGC TTL RT|CIST|Capital Institutional Services, Inc.|192
CSQ|CALAMOS STRGC TTL RT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81
CSQ|CALAMOS STRGC TTL RT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6000
CSQ|CALAMOS STRGC TTL RT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19916
CSQ|CALAMOS STRGC TTL RT|CTDL|Citadel Derivatives Group Llc|220
CSQ|CALAMOS STRGC TTL RT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
CSQ|CALAMOS STRGC TTL RT|DADA|D.A. Davidson & Co.|14478
CSQ|CALAMOS STRGC TTL RT|DAVA|Davenport & Company LLC|2806
CSQ|CALAMOS STRGC TTL RT|DBAX|Deutsche Bank Securities Inc.|11800
CSQ|CALAMOS STRGC TTL RT|DEAN|MORGAN STANLEY|99624
CSQ|CALAMOS STRGC TTL RT|DEGS|RONIN PROFESSIONAL LLC|2199
CSQ|CALAMOS STRGC TTL RT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1485
CSQ|CALAMOS STRGC TTL RT|EBXL|EBX LLC|12800
CSQ|CALAMOS STRGC TTL RT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1271
CSQ|CALAMOS STRGC TTL RT|EDJO|Edward D. Jones & Co., L.P.|12794
CSQ|CALAMOS STRGC TTL RT|EGAM|CBOE TRADING, INC.|6845
CSQ|CALAMOS STRGC TTL RT|EGXM|CBOE TRADING, INC.|2729
CSQ|CALAMOS STRGC TTL RT|ESPO|ESPOSITO SECURITIES, LLC|8134
CSQ|CALAMOS STRGC TTL RT|ETBE|Electronic Transaction Clearing, Inc.|400
CSQ|CALAMOS STRGC TTL RT|ETRS|E*Trade Securities LLC|72622
CSQ|CALAMOS STRGC TTL RT|FBCO|Credit Suisse Securities (USA) LLC|80192
CSQ|CALAMOS STRGC TTL RT|FILL|Tradestation Securities, Inc.|500
CSQ|CALAMOS STRGC TTL RT|FOMA|TD AMERITRADE CLEARING, INC.|206349
CSQ|CALAMOS STRGC TTL RT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19085
CSQ|CALAMOS STRGC TTL RT|FTBR|Foliofn Investments, Inc.|1401
CSQ|CALAMOS STRGC TTL RT|GEBB|GLOBAL EXECUTION BROKERS, LP|10022
CSQ|CALAMOS STRGC TTL RT|GLPX|ACS EXECUTION SERVICES, LLC|15110
CSQ|CALAMOS STRGC TTL RT|GSCO|GOLDMAN SACHS & CO. LLC|42341
CSQ|CALAMOS STRGC TTL RT|GSCS|GOLDMAN SACHS & CO. LLC|69468
CSQ|CALAMOS STRGC TTL RT|GSLT|GOLDMAN SACHS & CO. LLC|4319
CSQ|CALAMOS STRGC TTL RT|GTSZ|GTS SECURITIES LLC|1040
CSQ|CALAMOS STRGC TTL RT|HRBF|American Enterprise Investment Services Inc.|103221
CSQ|CALAMOS STRGC TTL RT|IATS|INTERACTIVE BROKERS LLC|22929
CSQ|CALAMOS STRGC TTL RT|IBKR|Interactive Brokers Llc|115299
CSQ|CALAMOS STRGC TTL RT|ICBX|INSTINET, LLC|13070
CSQ|CALAMOS STRGC TTL RT|IMPC|Imperial Capital, LLC|200
CSQ|CALAMOS STRGC TTL RT|INCA|INSTINET, LLC|41653
CSQ|CALAMOS STRGC TTL RT|ITGI|ITG Inc.|26052
CSQ|CALAMOS STRGC TTL RT|ITGP|ITG INC.|6600
CSQ|CALAMOS STRGC TTL RT|JANY|Janney Montgomery Scott Inc.|11592
CSQ|CALAMOS STRGC TTL RT|JMPT|JUMP TRADING, LLC|1203
CSQ|CALAMOS STRGC TTL RT|JPMX|J.P. Morgan Securities LLC|7004
CSQ|CALAMOS STRGC TTL RT|JSJX|JANE STREET CAPITAL LLC|1000
CSQ|CALAMOS STRGC TTL RT|KCGM|VIRTU Americas LLC|1804
CSQ|CALAMOS STRGC TTL RT|LEHM|Barclays Capital Inc./Le|16500
CSQ|CALAMOS STRGC TTL RT|LGNT|COR CLEARING LLC|122
CSQ|CALAMOS STRGC TTL RT|LIME|Lime Brokerage LLC|25016
CSQ|CALAMOS STRGC TTL RT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1480
CSQ|CALAMOS STRGC TTL RT|MAXM|Maxim Group LLC|100
CSQ|CALAMOS STRGC TTL RT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35436
CSQ|CALAMOS STRGC TTL RT|MOTF|MOTIF INVESTING, INC.|6
CSQ|CALAMOS STRGC TTL RT|MSCO|MORGAN STANLEY & CO. LLC|722798
CSQ|CALAMOS STRGC TTL RT|MSPL|MORGAN STANLEY & CO. LLC|40100
CSQ|CALAMOS STRGC TTL RT|NATL|National Securities Corporation|14313
CSQ|CALAMOS STRGC TTL RT|NFSC|National Financial Services LLC|399549
CSQ|CALAMOS STRGC TTL RT|NITE|VIRTU Americas LLC|918603
CSQ|CALAMOS STRGC TTL RT|NITP|VIRTU Americas LLC|600
CSQ|CALAMOS STRGC TTL RT|NQRB|Brut, LLC|500
CSQ|CALAMOS STRGC TTL RT|OLDM|OLD MISSION CAPITAL, LLC|3795
CSQ|CALAMOS STRGC TTL RT|OPCO|Oppenheimer & Co. Inc.|41801
CSQ|CALAMOS STRGC TTL RT|OTAA|OTA LLC|10900
CSQ|CALAMOS STRGC TTL RT|PDQM|CODA MARKETS, INC.|10240
CSQ|CALAMOS STRGC TTL RT|PWJC|UBS Financial Services, Inc.|219350
CSQ|CALAMOS STRGC TTL RT|RAJA|Raymond James & Associates, Inc.|211701
CSQ|CALAMOS STRGC TTL RT|RBCM|RBC CAPITAL MARKETS, LLC|162971
CSQ|CALAMOS STRGC TTL RT|RGLD|Regal Securities, Inc|247
CSQ|CALAMOS STRGC TTL RT|SAGL|SAGETRADER, LLC|2621
CSQ|CALAMOS STRGC TTL RT|SALI|INTL FCSTONE FINANCIAL INC.|4799
CSQ|CALAMOS STRGC TTL RT|SBSH|Citigroup Global Markets Inc.|9336
CSQ|CALAMOS STRGC TTL RT|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|2366
CSQ|CALAMOS STRGC TTL RT|SGMT|GOLDMAN SACHS & CO. LLC|13382
CSQ|CALAMOS STRGC TTL RT|SPDR|SPEEDROUTE LLC|5400
CSQ|CALAMOS STRGC TTL RT|SPHN|Stephens Inc.|2052
CSQ|CALAMOS STRGC TTL RT|STFL|Stifel, Nicolaus & Company, Incorporated|54403
CSQ|CALAMOS STRGC TTL RT|SWIM|TD Ameritrade, Inc.|9090
CSQ|CALAMOS STRGC TTL RT|SWST|Hilltop Securities Inc.|10064
CSQ|CALAMOS STRGC TTL RT|TKNG|ALLY INVEST SECURITIES LLC|5856
CSQ|CALAMOS STRGC TTL RT|TRBT|Tradebot Systems, Inc.|20972
CSQ|CALAMOS STRGC TTL RT|UBSA|UBS SECURITIES LLC|58586
CSQ|CALAMOS STRGC TTL RT|UBSS|UBS Securities LLC|1179223
CSQ|CALAMOS STRGC TTL RT|VALX|VIRTU AMERICAS LLC|2900
CSQ|CALAMOS STRGC TTL RT|VGRD|Vanguard Marketing Corporation|58874
CSQ|CALAMOS STRGC TTL RT|VNDM|Wall Street Access|2609
CSQ|CALAMOS STRGC TTL RT|WABR|Wall Street Access|36690
CSQ|CALAMOS STRGC TTL RT|WBLR|WILLIAM BLAIR|8965
CSQ|CALAMOS STRGC TTL RT|WCHV|WELLS FARGO SECURITIES, LLC|360877
CSQ|CALAMOS STRGC TTL RT|WEDB|WEDBUSH SECURITIES INC.|7356
CSQ|CALAMOS STRGC TTL RT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2480
CSQ|CALAMOS STRGC TTL RT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66062
CSQ|CALAMOS STRGC TTL RT|WSEA|WOLVERINE SECURITIES, LLC|11491
CSQ|CALAMOS STRGC TTL RT|XSTM|NATIONAL FINANCIAL SERVICES LLC|7132
CSQ|CALAMOS STRGC TTL RT|YKNA|COMHAR CAPITAL MARKETS, LLC|700
CSQ|CALAMOS STRGC TTL RT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56322
CSS|C S S IND|ALTX|Alternet Securities Inc.|3500
CSS|C S S IND|APCC|Apex Clearing Corporation|42
CSS|C S S IND|BARD|Robert W. Baird & Co. Incorporated|100
CSS|C S S IND|BATM|CBOE TRADING, INC.|258
CSS|C S S IND|BAYC|BAY CREST PARTNERS, LLC|519
CSS|C S S IND|BAYT|BTIG, LLC|700
CSS|C S S IND|BERN|Sanford C. Bernstein & Co., LLC|256
CSS|C S S IND|BIDS|BIDS TRADING L.P.|13100
CSS|C S S IND|BNPX|BNP PARIBAS SECURITIES CORP.|519
CSS|C S S IND|BTIG|BTIG, LLC|29900
CSS|C S S IND|BYXM|CBOE TRADING, INC.|100
CSS|C S S IND|BZYD|GOLDMAN SACHS & CO. LLC|2120
CSS|C S S IND|CHAS|Charles Schwab & Co., Inc.|324
CSS|C S S IND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1101
CSS|C S S IND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4342
CSS|C S S IND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|440
CSS|C S S IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30674
CSS|C S S IND|CTDL|Citadel Derivatives Group Llc|510
CSS|C S S IND|CXCX|CITIGROUP GLOBAL MARKETS INC.|1536
CSS|C S S IND|DBAB|Deutsche Bank Securities Inc.|4458
CSS|C S S IND|DBAX|Deutsche Bank Securities Inc.|9400
CSS|C S S IND|DEAN|MORGAN STANLEY|14
CSS|C S S IND|DEGS|RONIN PROFESSIONAL LLC|1404
CSS|C S S IND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|884
CSS|C S S IND|EBXL|EBX LLC|15800
CSS|C S S IND|ECUT|CONVERGEX EXECUTION SOLUTIONS|1509
CSS|C S S IND|EGAM|CBOE TRADING, INC.|7872
CSS|C S S IND|EGAW|CBOE TRADING, INC.|100
CSS|C S S IND|EGXM|CBOE TRADING, INC.|578
CSS|C S S IND|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
CSS|C S S IND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
CSS|C S S IND|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CSS|C S S IND|ETRS|E*Trade Securities LLC|10329
CSS|C S S IND|FINX|FINTECH SECURITIES|310
CSS|C S S IND|FMAF|NBCN Inc./ CDS|130
CSS|C S S IND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|148
CSS|C S S IND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9387
CSS|C S S IND|FTBR|Foliofn Investments, Inc.|7660
CSS|C S S IND|GLPX|ACS EXECUTION SERVICES, LLC|10359
CSS|C S S IND|GSCO|GOLDMAN SACHS & CO. LLC|101891
CSS|C S S IND|GSCS|GOLDMAN SACHS & CO. LLC|4737
CSS|C S S IND|GSLT|GOLDMAN SACHS & CO. LLC|548
CSS|C S S IND|GTSZ|GTS SECURITIES LLC|17943
CSS|C S S IND|HRBF|American Enterprise Investment Services Inc.|501
CSS|C S S IND|HSBC|HSBC Securities, Inc.|100
CSS|C S S IND|IATS|INTERACTIVE BROKERS LLC|3810
CSS|C S S IND|IBKR|Interactive Brokers Llc|7259
CSS|C S S IND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|630
CSS|C S S IND|ICBX|INSTINET, LLC|3900
CSS|C S S IND|IEQY|CITADEL SECURITIES LLC|1261
CSS|C S S IND|INCA|INSTINET, LLC|26497
CSS|C S S IND|INJX|INSTINET, LLC|723
CSS|C S S IND|ITGI|ITG Inc.|13417
CSS|C S S IND|ITGP|ITG INC.|55000
CSS|C S S IND|JANY|Janney Montgomery Scott Inc.|850
CSS|C S S IND|JEFF|JEFFERIES LLC|2010
CSS|C S S IND|JMPT|JUMP TRADING, LLC|1062
CSS|C S S IND|JPBX|J.P. MORGAN SECURITIES LLC|144
CSS|C S S IND|JPMX|J.P. Morgan Securities LLC|24379
CSS|C S S IND|JSJX|JANE STREET CAPITAL LLC|335
CSS|C S S IND|KCGM|VIRTU Americas LLC|2320
CSS|C S S IND|LEHM|Barclays Capital Inc./Le|28142
CSS|C S S IND|LIME|Lime Brokerage LLC|1801
CSS|C S S IND|LOOP|Loop Capital Markets LLC|1501
CSS|C S S IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17387
CSS|C S S IND|MSCO|MORGAN STANLEY & CO. LLC|60828
CSS|C S S IND|MSPL|MORGAN STANLEY & CO. LLC|22700
CSS|C S S IND|MSTX|MORGAN STANLEY & CO. LLC|13700
CSS|C S S IND|NFSC|National Financial Services LLC|30389
CSS|C S S IND|NITE|VIRTU Americas LLC|80022
CSS|C S S IND|NQRB|Brut, LLC|245
CSS|C S S IND|NTBF|BMO Nesbitt Burns Inc./CDS|549
CSS|C S S IND|PDQM|CODA MARKETS, INC.|18351
CSS|C S S IND|PNSR|Penserra Securities, LLC|8204
CSS|C S S IND|SAGL|SAGETRADER, LLC|922
CSS|C S S IND|SBRX|MURIEL SIEBERT & CO INC|300
CSS|C S S IND|SBSH|Citigroup Global Markets Inc.|2354
CSS|C S S IND|SGMT|GOLDMAN SACHS & CO. LLC|7882
CSS|C S S IND|SPDR|SPEEDROUTE LLC|4200
CSS|C S S IND|SSBS|STATE STREET GLOBAL MARKETS, LLC|806
CSS|C S S IND|SWIM|TD Ameritrade, Inc.|20000
CSS|C S S IND|TKNG|ALLY INVEST SECURITIES LLC|122
CSS|C S S IND|TRBT|Tradebot Systems, Inc.|6634
CSS|C S S IND|TRCM|TRC MARKETS LLC|3255
CSS|C S S IND|UBSA|UBS SECURITIES LLC|97222
CSS|C S S IND|UBSS|UBS Securities LLC|90582
CSS|C S S IND|VALX|VIRTU AMERICAS LLC|2440
CSS|C S S IND|VGRD|Vanguard Marketing Corporation|2389
CSS|C S S IND|WABR|Wall Street Access|800
CSS|C S S IND|WCHV|WELLS FARGO SECURITIES, LLC|15388
CSS|C S S IND|WDNX|WEEDEN & CO.L.P.|1552
CSS|C S S IND|WEED|Weeden & Co.L.P.|9259
CSS|C S S IND|WFPB|Wells Fargo Securities, LLC.|500
CSS|C S S IND|WSEA|WOLVERINE SECURITIES, LLC|60
CSS|C S S IND|XIST|INSTINET, LLC|1600
CSS|C S S IND|XPQR|Jump Trading|300
CSS|C S S IND|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
CSS|C S S IND|YKNA|COMHAR CAPITAL MARKETS, LLC|1709
CSS|C S S IND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
CSSE|CHICKEN SP CL A|APCC|Apex Clearing Corporation|253
CSSE|CHICKEN SP CL A|BATM|CBOE TRADING, INC.|400
CSSE|CHICKEN SP CL A|BAYT|BTIG, LLC|600
CSSE|CHICKEN SP CL A|BIDS|BIDS TRADING L.P.|1700
CSSE|CHICKEN SP CL A|BRGE|Newbridge Securities Corp.|200
CSSE|CHICKEN SP CL A|BTIG|BTIG, LLC|100
CSSE|CHICKEN SP CL A|BYXM|CBOE TRADING, INC.|400
CSSE|CHICKEN SP CL A|CANT|Cantor Fitzgerald & Co.|226
CSSE|CHICKEN SP CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15900
CSSE|CHICKEN SP CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|458
CSSE|CHICKEN SP CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|235
CSSE|CHICKEN SP CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17910
CSSE|CHICKEN SP CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
CSSE|CHICKEN SP CL A|DBAB|Deutsche Bank Securities Inc.|200
CSSE|CHICKEN SP CL A|DBAX|Deutsche Bank Securities Inc.|13100
CSSE|CHICKEN SP CL A|DEGS|RONIN PROFESSIONAL LLC|2074
CSSE|CHICKEN SP CL A|EBXL|EBX LLC|4300
CSSE|CHICKEN SP CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|3500
CSSE|CHICKEN SP CL A|ETRS|E*Trade Securities LLC|523
CSSE|CHICKEN SP CL A|FBCO|Credit Suisse Securities (USA) LLC|10367
CSSE|CHICKEN SP CL A|FOMA|TD AMERITRADE CLEARING, INC.|5675
CSSE|CHICKEN SP CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7843
CSSE|CHICKEN SP CL A|FTBR|Foliofn Investments, Inc.|65
CSSE|CHICKEN SP CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|141
CSSE|CHICKEN SP CL A|GLPX|ACS EXECUTION SERVICES, LLC|651
CSSE|CHICKEN SP CL A|GSCO|GOLDMAN SACHS & CO. LLC|2104
CSSE|CHICKEN SP CL A|GSCS|GOLDMAN SACHS & CO. LLC|1882
CSSE|CHICKEN SP CL A|GSLT|GOLDMAN SACHS & CO. LLC|1300
CSSE|CHICKEN SP CL A|GTSZ|GTS SECURITIES LLC|6203
CSSE|CHICKEN SP CL A|IATS|INTERACTIVE BROKERS LLC|6200
CSSE|CHICKEN SP CL A|IBKR|Interactive Brokers Llc|99158
CSSE|CHICKEN SP CL A|ICBX|INSTINET, LLC|2700
CSSE|CHICKEN SP CL A|INCA|INSTINET, LLC|33100
CSSE|CHICKEN SP CL A|INJX|INSTINET, LLC|669
CSSE|CHICKEN SP CL A|ITGI|ITG Inc.|9800
CSSE|CHICKEN SP CL A|ITGP|ITG INC.|34400
CSSE|CHICKEN SP CL A|JEFF|JEFFERIES LLC|314
CSSE|CHICKEN SP CL A|JHDR|J.H. Darbie & Co., Inc.|205
CSSE|CHICKEN SP CL A|JONE|JonesTrading|62000
CSSE|CHICKEN SP CL A|JPMX|J.P. Morgan Securities LLC|76382
CSSE|CHICKEN SP CL A|KCGM|VIRTU Americas LLC|5800
CSSE|CHICKEN SP CL A|LEHM|Barclays Capital Inc./Le|2272
CSSE|CHICKEN SP CL A|LIME|Lime Brokerage LLC|12428
CSSE|CHICKEN SP CL A|LQNA|LIQUIDNET, INC.|7800
CSSE|CHICKEN SP CL A|LTCO|Ladenburg, Thalmann & Co., Inc.|367
CSSE|CHICKEN SP CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11856
CSSE|CHICKEN SP CL A|MSCO|MORGAN STANLEY & CO. LLC|14720
CSSE|CHICKEN SP CL A|MSPL|MORGAN STANLEY & CO. LLC|1200
CSSE|CHICKEN SP CL A|NFSC|National Financial Services LLC|4840
CSSE|CHICKEN SP CL A|NITE|VIRTU Americas LLC|71278
CSSE|CHICKEN SP CL A|NQRB|Brut, LLC|200
CSSE|CHICKEN SP CL A|PDQM|CODA MARKETS, INC.|651
CSSE|CHICKEN SP CL A|RBCM|RBC CAPITAL MARKETS, LLC|8560
CSSE|CHICKEN SP CL A|RILY|B. RILEY FBR, INC.|3000
CSSE|CHICKEN SP CL A|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|2500
CSSE|CHICKEN SP CL A|SAGL|SAGETRADER, LLC|7204
CSSE|CHICKEN SP CL A|SALI|INTL FCSTONE FINANCIAL INC.|7145
CSSE|CHICKEN SP CL A|SBSH|Citigroup Global Markets Inc.|194
CSSE|CHICKEN SP CL A|SGMT|GOLDMAN SACHS & CO. LLC|4053
CSSE|CHICKEN SP CL A|SPDR|SPEEDROUTE LLC|1000
CSSE|CHICKEN SP CL A|SPTD|MINT GLOBAL MARKETS, INC.|67783
CSSE|CHICKEN SP CL A|STKP|STOCKPILE INVESTMENTS, INC.|576
CSSE|CHICKEN SP CL A|SWIM|TD Ameritrade, Inc.|6615
CSSE|CHICKEN SP CL A|TKNG|ALLY INVEST SECURITIES LLC|76
CSSE|CHICKEN SP CL A|TRBT|Tradebot Systems, Inc.|621
CSSE|CHICKEN SP CL A|TRCM|TRC MARKETS LLC|1527
CSSE|CHICKEN SP CL A|UBSA|UBS SECURITIES LLC|20675
CSSE|CHICKEN SP CL A|UBSS|UBS Securities LLC|23833
CSSE|CHICKEN SP CL A|VALX|VIRTU AMERICAS LLC|3628
CSSE|CHICKEN SP CL A|VGRD|Vanguard Marketing Corporation|550
CSSE|CHICKEN SP CL A|WCHV|WELLS FARGO SECURITIES, LLC|9317
CSSE|CHICKEN SP CL A|WFPB|Wells Fargo Securities, LLC.|2000
CSSE|CHICKEN SP CL A|WSEA|WOLVERINE SECURITIES, LLC|136
CSSE|CHICKEN SP CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
CSSEP|CKN SP SL 9.75 A PD|BTIG|BTIG, LLC|20000
CSSEP|CKN SP SL 9.75 A PD|FBCO|Credit Suisse Securities (USA) LLC|100
CSSEP|CKN SP SL 9.75 A PD|LTCO|Ladenburg, Thalmann & Co., Inc.|9262
CSSEP|CKN SP SL 9.75 A PD|MAXM|Maxim Group LLC|100
CSSEP|CKN SP SL 9.75 A PD|MSCO|MORGAN STANLEY & CO. LLC|200
CSSEP|CKN SP SL 9.75 A PD|NFSC|National Financial Services LLC|650
CSSEP|CKN SP SL 9.75 A PD|NITE|VIRTU Americas LLC|2219
CSSEP|CKN SP SL 9.75 A PD|TFAS|TRADITION ASIEL SECURITIES INC.|10000
CSSEP|CKN SP SL 9.75 A PD|WSEA|WOLVERINE SECURITIES, LLC|90
CSTE|CAESARSTONE LTD.|ALTX|Alternet Securities Inc.|1300
CSTE|CAESARSTONE LTD.|ANOS|ABEL/NOSER, L.L.C.|1306
CSTE|CAESARSTONE LTD.|APCC|Apex Clearing Corporation|56
CSTE|CAESARSTONE LTD.|BARD|Robert W. Baird & Co. Incorporated|100
CSTE|CAESARSTONE LTD.|BATM|CBOE TRADING, INC.|403
CSTE|CAESARSTONE LTD.|BBNT|BB&T SECURITIES, LLC|290
CSTE|CAESARSTONE LTD.|BERN|Sanford C. Bernstein & Co., LLC|12881
CSTE|CAESARSTONE LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27730
CSTE|CAESARSTONE LTD.|BLKX|INSTINET, LLC|10000
CSTE|CAESARSTONE LTD.|BMOC|BMO Capital Markets Corp.|3639
CSTE|CAESARSTONE LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|2804
CSTE|CAESARSTONE LTD.|BTIG|BTIG, LLC|7430
CSTE|CAESARSTONE LTD.|BYXM|CBOE TRADING, INC.|200
CSTE|CAESARSTONE LTD.|BZYD|GOLDMAN SACHS & CO. LLC|500
CSTE|CAESARSTONE LTD.|CANT|Cantor Fitzgerald & Co.|80422
CSTE|CAESARSTONE LTD.|CHAS|Charles Schwab & Co., Inc.|680
CSTE|CAESARSTONE LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41896
CSTE|CAESARSTONE LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5300
CSTE|CAESARSTONE LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|118
CSTE|CAESARSTONE LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|248951
CSTE|CAESARSTONE LTD.|CTDL|Citadel Derivatives Group Llc|5501
CSTE|CAESARSTONE LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|48314
CSTE|CAESARSTONE LTD.|DADA|D.A. Davidson & Co.|600
CSTE|CAESARSTONE LTD.|DBAB|Deutsche Bank Securities Inc.|98402
CSTE|CAESARSTONE LTD.|DBAX|Deutsche Bank Securities Inc.|202900
CSTE|CAESARSTONE LTD.|DBUL|Deutsche Bank Securities Inc.|500
CSTE|CAESARSTONE LTD.|DEAN|MORGAN STANLEY|1360
CSTE|CAESARSTONE LTD.|DEGS|RONIN PROFESSIONAL LLC|700
CSTE|CAESARSTONE LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
CSTE|CAESARSTONE LTD.|EBXL|EBX LLC|67500
CSTE|CAESARSTONE LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
CSTE|CAESARSTONE LTD.|EDJO|Edward D. Jones & Co., L.P.|400
CSTE|CAESARSTONE LTD.|EGAM|CBOE TRADING, INC.|3513
CSTE|CAESARSTONE LTD.|EGXM|CBOE TRADING, INC.|2261
CSTE|CAESARSTONE LTD.|ELEV|ELEVATION, LLC|1212
CSTE|CAESARSTONE LTD.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|27
CSTE|CAESARSTONE LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4008
CSTE|CAESARSTONE LTD.|ETRS|E*Trade Securities LLC|5236
CSTE|CAESARSTONE LTD.|FBCO|Credit Suisse Securities (USA) LLC|459364
CSTE|CAESARSTONE LTD.|FILL|Tradestation Securities, Inc.|1000
CSTE|CAESARSTONE LTD.|FMAF|NBCN Inc./ CDS|40
CSTE|CAESARSTONE LTD.|FOMA|TD AMERITRADE CLEARING, INC.|86446
CSTE|CAESARSTONE LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|464
CSTE|CAESARSTONE LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30355
CSTE|CAESARSTONE LTD.|FTBR|Foliofn Investments, Inc.|44977
CSTE|CAESARSTONE LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|8951
CSTE|CAESARSTONE LTD.|GLPX|ACS EXECUTION SERVICES, LLC|3142
CSTE|CAESARSTONE LTD.|GSCO|GOLDMAN SACHS & CO. LLC|358068
CSTE|CAESARSTONE LTD.|GSCS|GOLDMAN SACHS & CO. LLC|71761
CSTE|CAESARSTONE LTD.|GSLT|GOLDMAN SACHS & CO. LLC|600
CSTE|CAESARSTONE LTD.|GTSZ|GTS SECURITIES LLC|25817
CSTE|CAESARSTONE LTD.|HPPX|POTAMUS TRADING, LLC|88
CSTE|CAESARSTONE LTD.|HRBF|American Enterprise Investment Services Inc.|1600
CSTE|CAESARSTONE LTD.|HSBC|HSBC Securities, Inc.|6372
CSTE|CAESARSTONE LTD.|IATS|INTERACTIVE BROKERS LLC|6692
CSTE|CAESARSTONE LTD.|IBKR|Interactive Brokers Llc|35650
CSTE|CAESARSTONE LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|158
CSTE|CAESARSTONE LTD.|ICBX|INSTINET, LLC|40750
CSTE|CAESARSTONE LTD.|IEQY|CITADEL SECURITIES LLC|7549
CSTE|CAESARSTONE LTD.|INCA|INSTINET, LLC|93107
CSTE|CAESARSTONE LTD.|INJX|INSTINET, LLC|20718
CSTE|CAESARSTONE LTD.|ITGI|ITG Inc.|17058
CSTE|CAESARSTONE LTD.|ITGP|ITG INC.|120200
CSTE|CAESARSTONE LTD.|JEFF|JEFFERIES LLC|126663
CSTE|CAESARSTONE LTD.|JMPT|JUMP TRADING, LLC|8273
CSTE|CAESARSTONE LTD.|JPBX|J.P. MORGAN SECURITIES LLC|21162
CSTE|CAESARSTONE LTD.|JPMX|J.P. Morgan Securities LLC|434294
CSTE|CAESARSTONE LTD.|JSJX|JANE STREET CAPITAL LLC|31654
CSTE|CAESARSTONE LTD.|KCGM|VIRTU Americas LLC|89324
CSTE|CAESARSTONE LTD.|LEHM|Barclays Capital Inc./Le|386163
CSTE|CAESARSTONE LTD.|LIME|Lime Brokerage LLC|85220
CSTE|CAESARSTONE LTD.|LQNA|LIQUIDNET, INC.|40000
CSTE|CAESARSTONE LTD.|MAXM|Maxim Group LLC|2823
CSTE|CAESARSTONE LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|451476
CSTE|CAESARSTONE LTD.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3850
CSTE|CAESARSTONE LTD.|MSCO|MORGAN STANLEY & CO. LLC|603040
CSTE|CAESARSTONE LTD.|MSPL|MORGAN STANLEY & CO. LLC|373500
CSTE|CAESARSTONE LTD.|MSTX|MORGAN STANLEY & CO. LLC|62300
CSTE|CAESARSTONE LTD.|NFSC|National Financial Services LLC|104487
CSTE|CAESARSTONE LTD.|NITE|VIRTU Americas LLC|945491
CSTE|CAESARSTONE LTD.|NITP|VIRTU Americas LLC|9869
CSTE|CAESARSTONE LTD.|NQRB|Brut, LLC|36
CSTE|CAESARSTONE LTD.|OPCO|Oppenheimer & Co. Inc.|8626
CSTE|CAESARSTONE LTD.|PCPT|PHILLIP CAPITAL INC.|110
CSTE|CAESARSTONE LTD.|PDQM|CODA MARKETS, INC.|11666
CSTE|CAESARSTONE LTD.|PWJC|UBS Financial Services, Inc.|62
CSTE|CAESARSTONE LTD.|RAJA|Raymond James & Associates, Inc.|7702
CSTE|CAESARSTONE LTD.|RBCM|RBC CAPITAL MARKETS, LLC|745
CSTE|CAESARSTONE LTD.|SAGL|SAGETRADER, LLC|336
CSTE|CAESARSTONE LTD.|SAGW|SAGETRADER, LLC|162
CSTE|CAESARSTONE LTD.|SBSH|Citigroup Global Markets Inc.|77052
CSTE|CAESARSTONE LTD.|SGMT|GOLDMAN SACHS & CO. LLC|112241
CSTE|CAESARSTONE LTD.|SPDR|SPEEDROUTE LLC|3555
CSTE|CAESARSTONE LTD.|SSBS|STATE STREET GLOBAL MARKETS, LLC|15200
CSTE|CAESARSTONE LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|12026
CSTE|CAESARSTONE LTD.|SWIM|TD Ameritrade, Inc.|5208
CSTE|CAESARSTONE LTD.|TRBT|Tradebot Systems, Inc.|6581
CSTE|CAESARSTONE LTD.|TRCM|TRC MARKETS LLC|41302
CSTE|CAESARSTONE LTD.|UBSS|UBS Securities LLC|400323
CSTE|CAESARSTONE LTD.|VALX|VIRTU AMERICAS LLC|18769
CSTE|CAESARSTONE LTD.|VGRD|Vanguard Marketing Corporation|626
CSTE|CAESARSTONE LTD.|WCHV|WELLS FARGO SECURITIES, LLC|27248
CSTE|CAESARSTONE LTD.|WEDB|WEDBUSH SECURITIES INC.|2000
CSTE|CAESARSTONE LTD.|WEED|Weeden & Co.L.P.|6115
CSTE|CAESARSTONE LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5585
CSTE|CAESARSTONE LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5802
CSTE|CAESARSTONE LTD.|WSAG|WALL STREET ACCESS|506
CSTE|CAESARSTONE LTD.|WSEA|WOLVERINE SECURITIES, LLC|332
CSTE|CAESARSTONE LTD.|XIST|INSTINET, LLC|8150
CSTE|CAESARSTONE LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|13800
CSTE|CAESARSTONE LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|2708
CSTE|CAESARSTONE LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|208
CSTM|CONSTELLIUM N.V.|AGIS|Aegis Capital Corp.|93
CSTM|CONSTELLIUM N.V.|APCC|Apex Clearing Corporation|152
CSTM|CONSTELLIUM N.V.|BANK|Primevest Financial Services, Inc.|500
CSTM|CONSTELLIUM N.V.|BATM|CBOE TRADING, INC.|10063
CSTM|CONSTELLIUM N.V.|BBNT|BB&T SECURITIES, LLC|2045
CSTM|CONSTELLIUM N.V.|BERN|Sanford C. Bernstein & Co., LLC|97440
CSTM|CONSTELLIUM N.V.|BIDS|BIDS TRADING L.P.|86900
CSTM|CONSTELLIUM N.V.|BKCM|BNY Mellon Capital Markets LLC|1
CSTM|CONSTELLIUM N.V.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12240
CSTM|CONSTELLIUM N.V.|BLKX|INSTINET, LLC|193800
CSTM|CONSTELLIUM N.V.|BYXM|CBOE TRADING, INC.|300
CSTM|CONSTELLIUM N.V.|BZYD|GOLDMAN SACHS & CO. LLC|1400
CSTM|CONSTELLIUM N.V.|CBLC|CITIGROUP GLOBAL MARKETS INC.|33200
CSTM|CONSTELLIUM N.V.|CHAS|Charles Schwab & Co., Inc.|279
CSTM|CONSTELLIUM N.V.|CIST|Capital Institutional Services, Inc.|756
CSTM|CONSTELLIUM N.V.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69803
CSTM|CONSTELLIUM N.V.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10000
CSTM|CONSTELLIUM N.V.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|654677
CSTM|CONSTELLIUM N.V.|CTDL|Citadel Derivatives Group Llc|14242
CSTM|CONSTELLIUM N.V.|CXCX|CITIGROUP GLOBAL MARKETS INC.|40978
CSTM|CONSTELLIUM N.V.|DBAB|Deutsche Bank Securities Inc.|54198
CSTM|CONSTELLIUM N.V.|DBAX|Deutsche Bank Securities Inc.|772100
CSTM|CONSTELLIUM N.V.|DBUL|Deutsche Bank Securities Inc.|100
CSTM|CONSTELLIUM N.V.|DCHF|Dart Executions, LLC|1400
CSTM|CONSTELLIUM N.V.|DEAN|MORGAN STANLEY|12000
CSTM|CONSTELLIUM N.V.|DEGS|RONIN PROFESSIONAL LLC|4699
CSTM|CONSTELLIUM N.V.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23583
CSTM|CONSTELLIUM N.V.|EBXL|EBX LLC|299100
CSTM|CONSTELLIUM N.V.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3500
CSTM|CONSTELLIUM N.V.|EDJO|Edward D. Jones & Co., L.P.|315
CSTM|CONSTELLIUM N.V.|EGAM|CBOE TRADING, INC.|10644
CSTM|CONSTELLIUM N.V.|EGXM|CBOE TRADING, INC.|100
CSTM|CONSTELLIUM N.V.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12416
CSTM|CONSTELLIUM N.V.|ETRS|E*Trade Securities LLC|20609
CSTM|CONSTELLIUM N.V.|FILL|Tradestation Securities, Inc.|1725
CSTM|CONSTELLIUM N.V.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
CSTM|CONSTELLIUM N.V.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69032
CSTM|CONSTELLIUM N.V.|GEBB|GLOBAL EXECUTION BROKERS, LP|123
CSTM|CONSTELLIUM N.V.|GLPX|ACS EXECUTION SERVICES, LLC|3119
CSTM|CONSTELLIUM N.V.|GSCO|GOLDMAN SACHS & CO. LLC|737513
CSTM|CONSTELLIUM N.V.|GSCS|GOLDMAN SACHS & CO. LLC|75911
CSTM|CONSTELLIUM N.V.|GSLT|GOLDMAN SACHS & CO. LLC|2037
CSTM|CONSTELLIUM N.V.|GTSZ|GTS SECURITIES LLC|66370
CSTM|CONSTELLIUM N.V.|HRBF|American Enterprise Investment Services Inc.|8446
CSTM|CONSTELLIUM N.V.|HSBC|HSBC Securities, Inc.|14782
CSTM|CONSTELLIUM N.V.|IATS|INTERACTIVE BROKERS LLC|7700
CSTM|CONSTELLIUM N.V.|IBKR|Interactive Brokers Llc|32194
CSTM|CONSTELLIUM N.V.|ICBX|INSTINET, LLC|160767
CSTM|CONSTELLIUM N.V.|INCA|INSTINET, LLC|60520
CSTM|CONSTELLIUM N.V.|INJX|INSTINET, LLC|2930
CSTM|CONSTELLIUM N.V.|ITGI|ITG Inc.|62488
CSTM|CONSTELLIUM N.V.|ITGP|ITG INC.|224000
CSTM|CONSTELLIUM N.V.|JEFF|JEFFERIES LLC|101620
CSTM|CONSTELLIUM N.V.|JMPT|JUMP TRADING, LLC|6075
CSTM|CONSTELLIUM N.V.|JONE|JonesTrading|400
CSTM|CONSTELLIUM N.V.|JPBX|J.P. MORGAN SECURITIES LLC|25516
CSTM|CONSTELLIUM N.V.|JPMX|J.P. Morgan Securities LLC|1454668
CSTM|CONSTELLIUM N.V.|JSJX|JANE STREET CAPITAL LLC|7599
CSTM|CONSTELLIUM N.V.|KCGM|VIRTU Americas LLC|72680
CSTM|CONSTELLIUM N.V.|KEYB|KEYBANC CAPITAL MARKETS INC.|19033
CSTM|CONSTELLIUM N.V.|LEHM|Barclays Capital Inc./Le|725162
CSTM|CONSTELLIUM N.V.|LIME|Lime Brokerage LLC|9040
CSTM|CONSTELLIUM N.V.|LQNA|LIQUIDNET, INC.|67500
CSTM|CONSTELLIUM N.V.|LQNB|LIQUIDNET, INC.|63000
CSTM|CONSTELLIUM N.V.|MAXM|Maxim Group LLC|2149
CSTM|CONSTELLIUM N.V.|MCMF|Raymond James Ltd. Cds|1600
CSTM|CONSTELLIUM N.V.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|429180
CSTM|CONSTELLIUM N.V.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1880
CSTM|CONSTELLIUM N.V.|MSCO|MORGAN STANLEY & CO. LLC|292334
CSTM|CONSTELLIUM N.V.|MSPL|MORGAN STANLEY & CO. LLC|595000
CSTM|CONSTELLIUM N.V.|MSTX|MORGAN STANLEY & CO. LLC|129000
CSTM|CONSTELLIUM N.V.|NBCS|NBC Securities, INC.|765
CSTM|CONSTELLIUM N.V.|NFSC|National Financial Services LLC|132318
CSTM|CONSTELLIUM N.V.|NITE|VIRTU Americas LLC|397398
CSTM|CONSTELLIUM N.V.|NITP|VIRTU Americas LLC|52032
CSTM|CONSTELLIUM N.V.|NQRB|Brut, LLC|1300
CSTM|CONSTELLIUM N.V.|NTBF|BMO Nesbitt Burns Inc./CDS|100
CSTM|CONSTELLIUM N.V.|OPCO|Oppenheimer & Co. Inc.|51320
CSTM|CONSTELLIUM N.V.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
CSTM|CONSTELLIUM N.V.|PCPT|PHILLIP CAPITAL INC.|1400
CSTM|CONSTELLIUM N.V.|PDQM|CODA MARKETS, INC.|36975
CSTM|CONSTELLIUM N.V.|PHLY|NASDAQ Execution Services, LLC|400
CSTM|CONSTELLIUM N.V.|PIPR|Piper Jaffray & Co.|8240
CSTM|CONSTELLIUM N.V.|PWJC|UBS Financial Services, Inc.|35
CSTM|CONSTELLIUM N.V.|SAGL|SAGETRADER, LLC|100
CSTM|CONSTELLIUM N.V.|SBSH|Citigroup Global Markets Inc.|10806
CSTM|CONSTELLIUM N.V.|SGMT|GOLDMAN SACHS & CO. LLC|354535
CSTM|CONSTELLIUM N.V.|SIDC|Sidoti & Company, LLC|2312
CSTM|CONSTELLIUM N.V.|SPDR|SPEEDROUTE LLC|14900
CSTM|CONSTELLIUM N.V.|STFL|Stifel, Nicolaus & Company, Incorporated|5675
CSTM|CONSTELLIUM N.V.|SWIM|TD Ameritrade, Inc.|57790
CSTM|CONSTELLIUM N.V.|SWST|Hilltop Securities Inc.|4200
CSTM|CONSTELLIUM N.V.|TAGC|TELSEY ADVISORY GROUP LLC|36488
CSTM|CONSTELLIUM N.V.|TKNG|ALLY INVEST SECURITIES LLC|1450
CSTM|CONSTELLIUM N.V.|TRCM|TRC MARKETS LLC|39202
CSTM|CONSTELLIUM N.V.|UBSS|UBS Securities LLC|237323
CSTM|CONSTELLIUM N.V.|VALX|VIRTU AMERICAS LLC|129851
CSTM|CONSTELLIUM N.V.|VGRD|Vanguard Marketing Corporation|10275
CSTM|CONSTELLIUM N.V.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CSTM|CONSTELLIUM N.V.|WCHV|WELLS FARGO SECURITIES, LLC|147154
CSTM|CONSTELLIUM N.V.|WEED|Weeden & Co.L.P.|6000
CSTM|CONSTELLIUM N.V.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2525
CSTM|CONSTELLIUM N.V.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35756
CSTM|CONSTELLIUM N.V.|WGIF|CIBC World Markets Inc.|1000
CSTM|CONSTELLIUM N.V.|WSEA|WOLVERINE SECURITIES, LLC|1583
CSTM|CONSTELLIUM N.V.|XIST|INSTINET, LLC|91400
CSTM|CONSTELLIUM N.V.|XSTM|NATIONAL FINANCIAL SERVICES LLC|61772
CSTM|CONSTELLIUM N.V.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2628
CSTR|CAPSTAR HOLDINGS CM|ALTX|Alternet Securities Inc.|1800
CSTR|CAPSTAR HOLDINGS CM|APCC|Apex Clearing Corporation|14
CSTR|CAPSTAR HOLDINGS CM|BARD|Robert W. Baird & Co. Incorporated|1236
CSTR|CAPSTAR HOLDINGS CM|BATM|CBOE TRADING, INC.|315
CSTR|CAPSTAR HOLDINGS CM|BAYT|BTIG, LLC|3700
CSTR|CAPSTAR HOLDINGS CM|BERN|Sanford C. Bernstein & Co., LLC|483
CSTR|CAPSTAR HOLDINGS CM|BMOC|BMO Capital Markets Corp.|1400
CSTR|CAPSTAR HOLDINGS CM|BNKS|Fig Partners, LLC|914
CSTR|CAPSTAR HOLDINGS CM|BNPX|BNP PARIBAS SECURITIES CORP.|691
CSTR|CAPSTAR HOLDINGS CM|BZYD|GOLDMAN SACHS & CO. LLC|521
CSTR|CAPSTAR HOLDINGS CM|CMPT|Compass Point Research & Trading, LLC|500
CSTR|CAPSTAR HOLDINGS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6207
CSTR|CAPSTAR HOLDINGS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5729
CSTR|CAPSTAR HOLDINGS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5894
CSTR|CAPSTAR HOLDINGS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10057
CSTR|CAPSTAR HOLDINGS CM|CTDL|Citadel Derivatives Group Llc|585
CSTR|CAPSTAR HOLDINGS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2422
CSTR|CAPSTAR HOLDINGS CM|DBAB|Deutsche Bank Securities Inc.|21340
CSTR|CAPSTAR HOLDINGS CM|DBAX|Deutsche Bank Securities Inc.|7700
CSTR|CAPSTAR HOLDINGS CM|DEAN|MORGAN STANLEY|50
CSTR|CAPSTAR HOLDINGS CM|DEGS|RONIN PROFESSIONAL LLC|4546
CSTR|CAPSTAR HOLDINGS CM|EBXL|EBX LLC|4900
CSTR|CAPSTAR HOLDINGS CM|EGAM|CBOE TRADING, INC.|87
CSTR|CAPSTAR HOLDINGS CM|EGXM|CBOE TRADING, INC.|3033
CSTR|CAPSTAR HOLDINGS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|32
CSTR|CAPSTAR HOLDINGS CM|FBCO|Credit Suisse Securities (USA) LLC|15916
CSTR|CAPSTAR HOLDINGS CM|FOMA|TD AMERITRADE CLEARING, INC.|38
CSTR|CAPSTAR HOLDINGS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6765
CSTR|CAPSTAR HOLDINGS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2498
CSTR|CAPSTAR HOLDINGS CM|GLPX|ACS EXECUTION SERVICES, LLC|3376
CSTR|CAPSTAR HOLDINGS CM|GSCO|GOLDMAN SACHS & CO. LLC|49179
CSTR|CAPSTAR HOLDINGS CM|GSCS|GOLDMAN SACHS & CO. LLC|2050
CSTR|CAPSTAR HOLDINGS CM|GTSZ|GTS SECURITIES LLC|8336
CSTR|CAPSTAR HOLDINGS CM|IATS|INTERACTIVE BROKERS LLC|400
CSTR|CAPSTAR HOLDINGS CM|IBKR|Interactive Brokers Llc|4485
CSTR|CAPSTAR HOLDINGS CM|ICBX|INSTINET, LLC|1137
CSTR|CAPSTAR HOLDINGS CM|IEQY|CITADEL SECURITIES LLC|673
CSTR|CAPSTAR HOLDINGS CM|INCA|INSTINET, LLC|29780
CSTR|CAPSTAR HOLDINGS CM|INJX|INSTINET, LLC|3304
CSTR|CAPSTAR HOLDINGS CM|ITGI|ITG Inc.|17952
CSTR|CAPSTAR HOLDINGS CM|ITGP|ITG INC.|7600
CSTR|CAPSTAR HOLDINGS CM|JEFF|JEFFERIES LLC|1904
CSTR|CAPSTAR HOLDINGS CM|JPBX|J.P. MORGAN SECURITIES LLC|3000
CSTR|CAPSTAR HOLDINGS CM|JPMX|J.P. Morgan Securities LLC|11213
CSTR|CAPSTAR HOLDINGS CM|KCGM|VIRTU Americas LLC|3700
CSTR|CAPSTAR HOLDINGS CM|LEHM|Barclays Capital Inc./Le|38205
CSTR|CAPSTAR HOLDINGS CM|LIME|Lime Brokerage LLC|23891
CSTR|CAPSTAR HOLDINGS CM|LMGP|LIME BROKERAGE LLC|6101
CSTR|CAPSTAR HOLDINGS CM|MACC|Mid Atlantic Capital Corporation|250
CSTR|CAPSTAR HOLDINGS CM|MAXM|Maxim Group LLC|4087
CSTR|CAPSTAR HOLDINGS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
CSTR|CAPSTAR HOLDINGS CM|MSCO|MORGAN STANLEY & CO. LLC|66021
CSTR|CAPSTAR HOLDINGS CM|MSPL|MORGAN STANLEY & CO. LLC|8000
CSTR|CAPSTAR HOLDINGS CM|MSTX|MORGAN STANLEY & CO. LLC|1600
CSTR|CAPSTAR HOLDINGS CM|NFSC|National Financial Services LLC|1261
CSTR|CAPSTAR HOLDINGS CM|NITE|VIRTU Americas LLC|9432
CSTR|CAPSTAR HOLDINGS CM|PDQM|CODA MARKETS, INC.|5972
CSTR|CAPSTAR HOLDINGS CM|RAJA|Raymond James & Associates, Inc.|4525
CSTR|CAPSTAR HOLDINGS CM|SBSH|Citigroup Global Markets Inc.|11614
CSTR|CAPSTAR HOLDINGS CM|SGMT|GOLDMAN SACHS & CO. LLC|1951
CSTR|CAPSTAR HOLDINGS CM|SPDR|SPEEDROUTE LLC|300
CSTR|CAPSTAR HOLDINGS CM|STFL|Stifel, Nicolaus & Company, Incorporated|200
CSTR|CAPSTAR HOLDINGS CM|SWIM|TD Ameritrade, Inc.|100
CSTR|CAPSTAR HOLDINGS CM|TRBT|Tradebot Systems, Inc.|1279
CSTR|CAPSTAR HOLDINGS CM|TRCM|TRC MARKETS LLC|9255
CSTR|CAPSTAR HOLDINGS CM|UBSA|UBS SECURITIES LLC|38560
CSTR|CAPSTAR HOLDINGS CM|UBSS|UBS Securities LLC|57039
CSTR|CAPSTAR HOLDINGS CM|VALX|VIRTU AMERICAS LLC|2591
CSTR|CAPSTAR HOLDINGS CM|WCHV|WELLS FARGO SECURITIES, LLC|3237
CSTR|CAPSTAR HOLDINGS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5594
CSTR|CAPSTAR HOLDINGS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CSTR|CAPSTAR HOLDINGS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|45
CSTR|CAPSTAR HOLDINGS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
CSU|CAPITAL SR LIVING CP|ALTX|Alternet Securities Inc.|2300
CSU|CAPITAL SR LIVING CP|APCC|Apex Clearing Corporation|10
CSU|CAPITAL SR LIVING CP|AQUA|AQUA SECURITIES L.P.|4600
CSU|CAPITAL SR LIVING CP|BARD|Robert W. Baird & Co. Incorporated|50525
CSU|CAPITAL SR LIVING CP|BATM|CBOE TRADING, INC.|1251
CSU|CAPITAL SR LIVING CP|BERN|Sanford C. Bernstein & Co., LLC|56444
CSU|CAPITAL SR LIVING CP|BIDS|BIDS TRADING L.P.|17200
CSU|CAPITAL SR LIVING CP|BLKX|INSTINET, LLC|102500
CSU|CAPITAL SR LIVING CP|BNPX|BNP PARIBAS SECURITIES CORP.|1454
CSU|CAPITAL SR LIVING CP|BYXM|CBOE TRADING, INC.|871
CSU|CAPITAL SR LIVING CP|CANT|Cantor Fitzgerald & Co.|30000
CSU|CAPITAL SR LIVING CP|CHAS|Charles Schwab & Co., Inc.|2549
CSU|CAPITAL SR LIVING CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89532
CSU|CAPITAL SR LIVING CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CSU|CAPITAL SR LIVING CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82419
CSU|CAPITAL SR LIVING CP|CTDL|Citadel Derivatives Group Llc|6121
CSU|CAPITAL SR LIVING CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|31278
CSU|CAPITAL SR LIVING CP|DBAB|Deutsche Bank Securities Inc.|46413
CSU|CAPITAL SR LIVING CP|DBAX|Deutsche Bank Securities Inc.|119500
CSU|CAPITAL SR LIVING CP|DBUL|Deutsche Bank Securities Inc.|100
CSU|CAPITAL SR LIVING CP|DEGS|RONIN PROFESSIONAL LLC|1604
CSU|CAPITAL SR LIVING CP|EBXL|EBX LLC|73000
CSU|CAPITAL SR LIVING CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|46363
CSU|CAPITAL SR LIVING CP|EGAM|CBOE TRADING, INC.|5131
CSU|CAPITAL SR LIVING CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
CSU|CAPITAL SR LIVING CP|EGXM|CBOE TRADING, INC.|1439
CSU|CAPITAL SR LIVING CP|ETBE|Electronic Transaction Clearing, Inc.|1550
CSU|CAPITAL SR LIVING CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4112
CSU|CAPITAL SR LIVING CP|ETRS|E*Trade Securities LLC|10289
CSU|CAPITAL SR LIVING CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1302
CSU|CAPITAL SR LIVING CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75305
CSU|CAPITAL SR LIVING CP|FTBR|Foliofn Investments, Inc.|27
CSU|CAPITAL SR LIVING CP|GLPX|ACS EXECUTION SERVICES, LLC|2396
CSU|CAPITAL SR LIVING CP|GSCO|GOLDMAN SACHS & CO. LLC|125366
CSU|CAPITAL SR LIVING CP|GSLT|GOLDMAN SACHS & CO. LLC|1205
CSU|CAPITAL SR LIVING CP|GTSZ|GTS SECURITIES LLC|11916
CSU|CAPITAL SR LIVING CP|IATS|INTERACTIVE BROKERS LLC|200
CSU|CAPITAL SR LIVING CP|IBKR|Interactive Brokers Llc|172
CSU|CAPITAL SR LIVING CP|ICBX|INSTINET, LLC|41678
CSU|CAPITAL SR LIVING CP|IEQY|CITADEL SECURITIES LLC|10778
CSU|CAPITAL SR LIVING CP|INCA|INSTINET, LLC|30976
CSU|CAPITAL SR LIVING CP|INJX|INSTINET, LLC|973
CSU|CAPITAL SR LIVING CP|ITGI|ITG Inc.|31975
CSU|CAPITAL SR LIVING CP|ITGP|ITG INC.|74400
CSU|CAPITAL SR LIVING CP|JEFF|JEFFERIES LLC|22832
CSU|CAPITAL SR LIVING CP|JMPT|JUMP TRADING, LLC|8767
CSU|CAPITAL SR LIVING CP|JONE|JonesTrading|95934
CSU|CAPITAL SR LIVING CP|JPBX|J.P. MORGAN SECURITIES LLC|1898
CSU|CAPITAL SR LIVING CP|JPMX|J.P. Morgan Securities LLC|133306
CSU|CAPITAL SR LIVING CP|JSJX|JANE STREET CAPITAL LLC|5039
CSU|CAPITAL SR LIVING CP|KCGM|VIRTU Americas LLC|14787
CSU|CAPITAL SR LIVING CP|LEHM|Barclays Capital Inc./Le|171055
CSU|CAPITAL SR LIVING CP|LIME|Lime Brokerage LLC|12590
CSU|CAPITAL SR LIVING CP|LOOP|Loop Capital Markets LLC|100
CSU|CAPITAL SR LIVING CP|LQNA|LIQUIDNET, INC.|47100
CSU|CAPITAL SR LIVING CP|LSCI|Lek Securities Corporation|1506
CSU|CAPITAL SR LIVING CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47504
CSU|CAPITAL SR LIVING CP|MOTF|MOTIF INVESTING, INC.|41
CSU|CAPITAL SR LIVING CP|MSCO|MORGAN STANLEY & CO. LLC|201847
CSU|CAPITAL SR LIVING CP|MSPL|MORGAN STANLEY & CO. LLC|136900
CSU|CAPITAL SR LIVING CP|MSTX|MORGAN STANLEY & CO. LLC|32600
CSU|CAPITAL SR LIVING CP|NFSC|National Financial Services LLC|127729
CSU|CAPITAL SR LIVING CP|NITE|VIRTU Americas LLC|78552
CSU|CAPITAL SR LIVING CP|NQRB|Brut, LLC|5601
CSU|CAPITAL SR LIVING CP|OPCO|Oppenheimer & Co. Inc.|2962
CSU|CAPITAL SR LIVING CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CSU|CAPITAL SR LIVING CP|PDQM|CODA MARKETS, INC.|3354
CSU|CAPITAL SR LIVING CP|RBCM|RBC CAPITAL MARKETS, LLC|4415
CSU|CAPITAL SR LIVING CP|SBSH|Citigroup Global Markets Inc.|14033
CSU|CAPITAL SR LIVING CP|SGMT|GOLDMAN SACHS & CO. LLC|34793
CSU|CAPITAL SR LIVING CP|SPDR|SPEEDROUTE LLC|1370
CSU|CAPITAL SR LIVING CP|SPHN|Stephens Inc.|6984
CSU|CAPITAL SR LIVING CP|STFL|Stifel, Nicolaus & Company, Incorporated|8280
CSU|CAPITAL SR LIVING CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6300
CSU|CAPITAL SR LIVING CP|SWIM|TD Ameritrade, Inc.|9569
CSU|CAPITAL SR LIVING CP|TKNG|ALLY INVEST SECURITIES LLC|190
CSU|CAPITAL SR LIVING CP|TRBT|Tradebot Systems, Inc.|41231
CSU|CAPITAL SR LIVING CP|TRCM|TRC MARKETS LLC|6277
CSU|CAPITAL SR LIVING CP|UBSA|UBS SECURITIES LLC|217716
CSU|CAPITAL SR LIVING CP|UBSS|UBS Securities LLC|161746
CSU|CAPITAL SR LIVING CP|VALX|VIRTU AMERICAS LLC|2652
CSU|CAPITAL SR LIVING CP|VGRD|Vanguard Marketing Corporation|1000
CSU|CAPITAL SR LIVING CP|WCHV|WELLS FARGO SECURITIES, LLC|61945
CSU|CAPITAL SR LIVING CP|WEED|Weeden & Co.L.P.|14500
CSU|CAPITAL SR LIVING CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|568
CSU|CAPITAL SR LIVING CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1128
CSU|CAPITAL SR LIVING CP|WSEA|WOLVERINE SECURITIES, LLC|462
CSU|CAPITAL SR LIVING CP|XIST|INSTINET, LLC|22200
CSU|CAPITAL SR LIVING CP|XPQR|Jump Trading|800
CSU|CAPITAL SR LIVING CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14648
CSU|CAPITAL SR LIVING CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2
CSV|CARRIAGE SVCS INC|ALTX|Alternet Securities Inc.|200
CSV|CARRIAGE SVCS INC|APCC|Apex Clearing Corporation|52
CSV|CARRIAGE SVCS INC|BATM|CBOE TRADING, INC.|523
CSV|CARRIAGE SVCS INC|BAYT|BTIG, LLC|1485
CSV|CARRIAGE SVCS INC|BERN|Sanford C. Bernstein & Co., LLC|4332
CSV|CARRIAGE SVCS INC|BIAD|SAGETRADER, LLC|100
CSV|CARRIAGE SVCS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1182
CSV|CARRIAGE SVCS INC|BTIG|BTIG, LLC|42960
CSV|CARRIAGE SVCS INC|BZYD|GOLDMAN SACHS & CO. LLC|742
CSV|CARRIAGE SVCS INC|CHAS|Charles Schwab & Co., Inc.|29
CSV|CARRIAGE SVCS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14784
CSV|CARRIAGE SVCS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34
CSV|CARRIAGE SVCS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47147
CSV|CARRIAGE SVCS INC|CTDL|Citadel Derivatives Group Llc|445
CSV|CARRIAGE SVCS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5646
CSV|CARRIAGE SVCS INC|DADA|D.A. Davidson & Co.|999
CSV|CARRIAGE SVCS INC|DBAB|Deutsche Bank Securities Inc.|12521
CSV|CARRIAGE SVCS INC|DBAX|Deutsche Bank Securities Inc.|30400
CSV|CARRIAGE SVCS INC|DEAN|MORGAN STANLEY|4
CSV|CARRIAGE SVCS INC|DEGS|RONIN PROFESSIONAL LLC|2880
CSV|CARRIAGE SVCS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
CSV|CARRIAGE SVCS INC|EBXL|EBX LLC|15300
CSV|CARRIAGE SVCS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|20930
CSV|CARRIAGE SVCS INC|EDJO|Edward D. Jones & Co., L.P.|315
CSV|CARRIAGE SVCS INC|EGAM|CBOE TRADING, INC.|572
CSV|CARRIAGE SVCS INC|EGAW|CBOE TRADING, INC.|50
CSV|CARRIAGE SVCS INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
CSV|CARRIAGE SVCS INC|EGXM|CBOE TRADING, INC.|100
CSV|CARRIAGE SVCS INC|ETBE|Electronic Transaction Clearing, Inc.|220
CSV|CARRIAGE SVCS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3390
CSV|CARRIAGE SVCS INC|ETRS|E*Trade Securities LLC|5190
CSV|CARRIAGE SVCS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21958
CSV|CARRIAGE SVCS INC|FTBR|Foliofn Investments, Inc.|1986
CSV|CARRIAGE SVCS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5300
CSV|CARRIAGE SVCS INC|GLIS|TD Securities Inc|100
CSV|CARRIAGE SVCS INC|GLPX|ACS EXECUTION SERVICES, LLC|1600
CSV|CARRIAGE SVCS INC|GSCO|GOLDMAN SACHS & CO. LLC|47485
CSV|CARRIAGE SVCS INC|GSCS|GOLDMAN SACHS & CO. LLC|2979
CSV|CARRIAGE SVCS INC|GSLT|GOLDMAN SACHS & CO. LLC|32
CSV|CARRIAGE SVCS INC|GTSZ|GTS SECURITIES LLC|5380
CSV|CARRIAGE SVCS INC|HRBF|American Enterprise Investment Services Inc.|447
CSV|CARRIAGE SVCS INC|IATS|INTERACTIVE BROKERS LLC|3232
CSV|CARRIAGE SVCS INC|IBKR|Interactive Brokers Llc|3917
CSV|CARRIAGE SVCS INC|ICBX|INSTINET, LLC|2500
CSV|CARRIAGE SVCS INC|IEQY|CITADEL SECURITIES LLC|3674
CSV|CARRIAGE SVCS INC|INCA|INSTINET, LLC|11406
CSV|CARRIAGE SVCS INC|ITGI|ITG Inc.|3413
CSV|CARRIAGE SVCS INC|ITGP|ITG INC.|8200
CSV|CARRIAGE SVCS INC|JANY|Janney Montgomery Scott Inc.|1140
CSV|CARRIAGE SVCS INC|JEFF|JEFFERIES LLC|6469
CSV|CARRIAGE SVCS INC|JMPT|JUMP TRADING, LLC|1417
CSV|CARRIAGE SVCS INC|JPBX|J.P. MORGAN SECURITIES LLC|2458
CSV|CARRIAGE SVCS INC|JPMX|J.P. Morgan Securities LLC|53458
CSV|CARRIAGE SVCS INC|JSJX|JANE STREET CAPITAL LLC|606
CSV|CARRIAGE SVCS INC|KCGM|VIRTU Americas LLC|2993
CSV|CARRIAGE SVCS INC|KING|C. L. King & Associates, Inc.|600
CSV|CARRIAGE SVCS INC|LEHM|Barclays Capital Inc./Le|74963
CSV|CARRIAGE SVCS INC|LIME|Lime Brokerage LLC|12075
CSV|CARRIAGE SVCS INC|LSCI|Lek Securities Corporation|12
CSV|CARRIAGE SVCS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CSV|CARRIAGE SVCS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14052
CSV|CARRIAGE SVCS INC|MOTF|MOTIF INVESTING, INC.|3
CSV|CARRIAGE SVCS INC|MSCO|MORGAN STANLEY & CO. LLC|74557
CSV|CARRIAGE SVCS INC|MSPL|MORGAN STANLEY & CO. LLC|45900
CSV|CARRIAGE SVCS INC|MSTX|MORGAN STANLEY & CO. LLC|6000
CSV|CARRIAGE SVCS INC|NFSC|National Financial Services LLC|14171
CSV|CARRIAGE SVCS INC|NITE|VIRTU Americas LLC|39320
CSV|CARRIAGE SVCS INC|NQRB|Brut, LLC|500
CSV|CARRIAGE SVCS INC|PDQM|CODA MARKETS, INC.|2304
CSV|CARRIAGE SVCS INC|PWJC|UBS Financial Services, Inc.|38
CSV|CARRIAGE SVCS INC|RBCM|RBC CAPITAL MARKETS, LLC|318
CSV|CARRIAGE SVCS INC|SAGW|SAGETRADER, LLC|200
CSV|CARRIAGE SVCS INC|SBSH|Citigroup Global Markets Inc.|14892
CSV|CARRIAGE SVCS INC|SGMT|GOLDMAN SACHS & CO. LLC|11160
CSV|CARRIAGE SVCS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|252
CSV|CARRIAGE SVCS INC|TKNG|ALLY INVEST SECURITIES LLC|95
CSV|CARRIAGE SVCS INC|TRBT|Tradebot Systems, Inc.|7853
CSV|CARRIAGE SVCS INC|TRCM|TRC MARKETS LLC|4056
CSV|CARRIAGE SVCS INC|UBSA|UBS SECURITIES LLC|81109
CSV|CARRIAGE SVCS INC|UBSS|UBS Securities LLC|72339
CSV|CARRIAGE SVCS INC|VALX|VIRTU AMERICAS LLC|2002
CSV|CARRIAGE SVCS INC|VGRD|Vanguard Marketing Corporation|998
CSV|CARRIAGE SVCS INC|WABR|Wall Street Access|27
CSV|CARRIAGE SVCS INC|WCHV|WELLS FARGO SECURITIES, LLC|6071
CSV|CARRIAGE SVCS INC|WEED|Weeden & Co.L.P.|13400
CSV|CARRIAGE SVCS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|383
CSV|CARRIAGE SVCS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13146
CSV|CARRIAGE SVCS INC|WSEA|WOLVERINE SECURITIES, LLC|1161
CSV|CARRIAGE SVCS INC|XIST|INSTINET, LLC|4400
CSV|CARRIAGE SVCS INC|XPQR|Jump Trading|334
CSV|CARRIAGE SVCS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2080
CSV|CARRIAGE SVCS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|104
CSV|CARRIAGE SVCS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1003
CSWC|CAPITAL SOUTHWEST ##|ALTX|Alternet Securities Inc.|300
CSWC|CAPITAL SOUTHWEST ##|APCC|Apex Clearing Corporation|29
CSWC|CAPITAL SOUTHWEST ##|BATM|CBOE TRADING, INC.|395
CSWC|CAPITAL SOUTHWEST ##|BERN|Sanford C. Bernstein & Co., LLC|184
CSWC|CAPITAL SOUTHWEST ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|96
CSWC|CAPITAL SOUTHWEST ##|BMOC|BMO Capital Markets Corp.|2420
CSWC|CAPITAL SOUTHWEST ##|BNKS|Fig Partners, LLC|1000
CSWC|CAPITAL SOUTHWEST ##|BYXM|CBOE TRADING, INC.|100
CSWC|CAPITAL SOUTHWEST ##|BZYD|GOLDMAN SACHS & CO. LLC|1708
CSWC|CAPITAL SOUTHWEST ##|CHAS|Charles Schwab & Co., Inc.|1
CSWC|CAPITAL SOUTHWEST ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3916
CSWC|CAPITAL SOUTHWEST ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|770
CSWC|CAPITAL SOUTHWEST ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2199
CSWC|CAPITAL SOUTHWEST ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6224
CSWC|CAPITAL SOUTHWEST ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CSWC|CAPITAL SOUTHWEST ##|DBAB|Deutsche Bank Securities Inc.|700
CSWC|CAPITAL SOUTHWEST ##|DBAX|Deutsche Bank Securities Inc.|5300
CSWC|CAPITAL SOUTHWEST ##|DEGS|RONIN PROFESSIONAL LLC|2428
CSWC|CAPITAL SOUTHWEST ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
CSWC|CAPITAL SOUTHWEST ##|EBXL|EBX LLC|3200
CSWC|CAPITAL SOUTHWEST ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|489
CSWC|CAPITAL SOUTHWEST ##|EDJO|Edward D. Jones & Co., L.P.|300
CSWC|CAPITAL SOUTHWEST ##|EGXM|CBOE TRADING, INC.|300
CSWC|CAPITAL SOUTHWEST ##|EGXW|CBOE TRADING, INC.|673
CSWC|CAPITAL SOUTHWEST ##|ETRS|E*Trade Securities LLC|12387
CSWC|CAPITAL SOUTHWEST ##|FBCO|Credit Suisse Securities (USA) LLC|9800
CSWC|CAPITAL SOUTHWEST ##|FILL|Tradestation Securities, Inc.|133
CSWC|CAPITAL SOUTHWEST ##|FMCO|First Manhattan Co|17000
CSWC|CAPITAL SOUTHWEST ##|FOMA|TD AMERITRADE CLEARING, INC.|87076
CSWC|CAPITAL SOUTHWEST ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2461
CSWC|CAPITAL SOUTHWEST ##|FTBR|Foliofn Investments, Inc.|261
CSWC|CAPITAL SOUTHWEST ##|GEBB|GLOBAL EXECUTION BROKERS, LP|399
CSWC|CAPITAL SOUTHWEST ##|GLPX|ACS EXECUTION SERVICES, LLC|200
CSWC|CAPITAL SOUTHWEST ##|GSCO|GOLDMAN SACHS & CO. LLC|7479
CSWC|CAPITAL SOUTHWEST ##|GSCS|GOLDMAN SACHS & CO. LLC|3889
CSWC|CAPITAL SOUTHWEST ##|GSLT|GOLDMAN SACHS & CO. LLC|843
CSWC|CAPITAL SOUTHWEST ##|GTSZ|GTS SECURITIES LLC|13425
CSWC|CAPITAL SOUTHWEST ##|HRBF|American Enterprise Investment Services Inc.|2000
CSWC|CAPITAL SOUTHWEST ##|IATS|INTERACTIVE BROKERS LLC|625
CSWC|CAPITAL SOUTHWEST ##|IBKR|Interactive Brokers Llc|19251
CSWC|CAPITAL SOUTHWEST ##|ICBX|INSTINET, LLC|7200
CSWC|CAPITAL SOUTHWEST ##|INCA|INSTINET, LLC|4365
CSWC|CAPITAL SOUTHWEST ##|ITGI|ITG Inc.|5638
CSWC|CAPITAL SOUTHWEST ##|ITGP|ITG INC.|1800
CSWC|CAPITAL SOUTHWEST ##|JPMX|J.P. Morgan Securities LLC|9690
CSWC|CAPITAL SOUTHWEST ##|KCGM|VIRTU Americas LLC|2322
CSWC|CAPITAL SOUTHWEST ##|LEHM|Barclays Capital Inc./Le|3431
CSWC|CAPITAL SOUTHWEST ##|LIME|Lime Brokerage LLC|15962
CSWC|CAPITAL SOUTHWEST ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|170
CSWC|CAPITAL SOUTHWEST ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
CSWC|CAPITAL SOUTHWEST ##|MSCO|MORGAN STANLEY & CO. LLC|45802
CSWC|CAPITAL SOUTHWEST ##|MSPL|MORGAN STANLEY & CO. LLC|12900
CSWC|CAPITAL SOUTHWEST ##|NATL|National Securities Corporation|10000
CSWC|CAPITAL SOUTHWEST ##|NFSC|National Financial Services LLC|104121
CSWC|CAPITAL SOUTHWEST ##|NITE|VIRTU Americas LLC|138256
CSWC|CAPITAL SOUTHWEST ##|NQRB|Brut, LLC|270
CSWC|CAPITAL SOUTHWEST ##|PDQM|CODA MARKETS, INC.|521
CSWC|CAPITAL SOUTHWEST ##|PWJC|UBS Financial Services, Inc.|1000
CSWC|CAPITAL SOUTHWEST ##|RAJA|Raymond James & Associates, Inc.|1856
CSWC|CAPITAL SOUTHWEST ##|SBSH|Citigroup Global Markets Inc.|296
CSWC|CAPITAL SOUTHWEST ##|SGMT|GOLDMAN SACHS & CO. LLC|1887
CSWC|CAPITAL SOUTHWEST ##|SPDR|SPEEDROUTE LLC|200
CSWC|CAPITAL SOUTHWEST ##|SWIM|TD Ameritrade, Inc.|6875
CSWC|CAPITAL SOUTHWEST ##|SWST|Hilltop Securities Inc.|3000
CSWC|CAPITAL SOUTHWEST ##|TKNG|ALLY INVEST SECURITIES LLC|100
CSWC|CAPITAL SOUTHWEST ##|TRBT|Tradebot Systems, Inc.|1603
CSWC|CAPITAL SOUTHWEST ##|TRCM|TRC MARKETS LLC|7992
CSWC|CAPITAL SOUTHWEST ##|UBSA|UBS SECURITIES LLC|42323
CSWC|CAPITAL SOUTHWEST ##|UBSS|UBS Securities LLC|51424
CSWC|CAPITAL SOUTHWEST ##|VALX|VIRTU AMERICAS LLC|648
CSWC|CAPITAL SOUTHWEST ##|VGRD|Vanguard Marketing Corporation|10326
CSWC|CAPITAL SOUTHWEST ##|WBLR|WILLIAM BLAIR|50
CSWC|CAPITAL SOUTHWEST ##|WCHV|WELLS FARGO SECURITIES, LLC|23803
CSWC|CAPITAL SOUTHWEST ##|WEED|Weeden & Co.L.P.|1700
CSWC|CAPITAL SOUTHWEST ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|671
CSWC|CAPITAL SOUTHWEST ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|809
CSWC|CAPITAL SOUTHWEST ##|WSEA|WOLVERINE SECURITIES, LLC|436
CSWC|CAPITAL SOUTHWEST ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
CSWC|CAPITAL SOUTHWEST ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30
CSWCL|CAPITAL SW 5.95 NT|BANK|Primevest Financial Services, Inc.|310
CSWCL|CAPITAL SW 5.95 NT|BARD|Robert W. Baird & Co. Incorporated|195
CSWCL|CAPITAL SW 5.95 NT|BATM|CBOE TRADING, INC.|100
CSWCL|CAPITAL SW 5.95 NT|BBNT|BB&T SECURITIES, LLC|1100
CSWCL|CAPITAL SW 5.95 NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21422
CSWCL|CAPITAL SW 5.95 NT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4421
CSWCL|CAPITAL SW 5.95 NT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1029
CSWCL|CAPITAL SW 5.95 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|350
CSWCL|CAPITAL SW 5.95 NT|DBAX|Deutsche Bank Securities Inc.|5100
CSWCL|CAPITAL SW 5.95 NT|EBXL|EBX LLC|1100
CSWCL|CAPITAL SW 5.95 NT|FBCO|Credit Suisse Securities (USA) LLC|400
CSWCL|CAPITAL SW 5.95 NT|FOMA|TD AMERITRADE CLEARING, INC.|8544
CSWCL|CAPITAL SW 5.95 NT|GLPX|ACS EXECUTION SERVICES, LLC|1600
CSWCL|CAPITAL SW 5.95 NT|GSCO|GOLDMAN SACHS & CO. LLC|1760
CSWCL|CAPITAL SW 5.95 NT|GTSZ|GTS SECURITIES LLC|100
CSWCL|CAPITAL SW 5.95 NT|HRBF|American Enterprise Investment Services Inc.|75
CSWCL|CAPITAL SW 5.95 NT|IATS|INTERACTIVE BROKERS LLC|200
CSWCL|CAPITAL SW 5.95 NT|IBKR|Interactive Brokers Llc|13712
CSWCL|CAPITAL SW 5.95 NT|ICBX|INSTINET, LLC|6450
CSWCL|CAPITAL SW 5.95 NT|INCA|INSTINET, LLC|564
CSWCL|CAPITAL SW 5.95 NT|ITGI|ITG Inc.|200
CSWCL|CAPITAL SW 5.95 NT|ITGP|ITG INC.|200
CSWCL|CAPITAL SW 5.95 NT|JANY|Janney Montgomery Scott Inc.|3000
CSWCL|CAPITAL SW 5.95 NT|JPMX|J.P. Morgan Securities LLC|1200
CSWCL|CAPITAL SW 5.95 NT|KCGM|VIRTU Americas LLC|2665
CSWCL|CAPITAL SW 5.95 NT|LEHM|Barclays Capital Inc./Le|400
CSWCL|CAPITAL SW 5.95 NT|LIME|Lime Brokerage LLC|1300
CSWCL|CAPITAL SW 5.95 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
CSWCL|CAPITAL SW 5.95 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CSWCL|CAPITAL SW 5.95 NT|MSCO|MORGAN STANLEY & CO. LLC|339
CSWCL|CAPITAL SW 5.95 NT|NFSC|National Financial Services LLC|2970
CSWCL|CAPITAL SW 5.95 NT|NITE|VIRTU Americas LLC|15481
CSWCL|CAPITAL SW 5.95 NT|PDQM|CODA MARKETS, INC.|2891
CSWCL|CAPITAL SW 5.95 NT|RAJA|Raymond James & Associates, Inc.|15
CSWCL|CAPITAL SW 5.95 NT|SGMT|GOLDMAN SACHS & CO. LLC|100
CSWCL|CAPITAL SW 5.95 NT|SPDR|SPEEDROUTE LLC|300
CSWCL|CAPITAL SW 5.95 NT|STFL|Stifel, Nicolaus & Company, Incorporated|4136
CSWCL|CAPITAL SW 5.95 NT|SWIM|TD Ameritrade, Inc.|92
CSWCL|CAPITAL SW 5.95 NT|UBSA|UBS SECURITIES LLC|10623
CSWCL|CAPITAL SW 5.95 NT|UBSS|UBS Securities LLC|10783
CSWCL|CAPITAL SW 5.95 NT|WCHV|WELLS FARGO SECURITIES, LLC|6117
CSWCL|CAPITAL SW 5.95 NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CSWI|CSW INDUSTRIALS, INC|APCC|Apex Clearing Corporation|7
CSWI|CSW INDUSTRIALS, INC|BATM|CBOE TRADING, INC.|239
CSWI|CSW INDUSTRIALS, INC|BERN|Sanford C. Bernstein & Co., LLC|59989
CSWI|CSW INDUSTRIALS, INC|BMOC|BMO Capital Markets Corp.|2410
CSWI|CSW INDUSTRIALS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|1154
CSWI|CSW INDUSTRIALS, INC|BTIG|BTIG, LLC|306
CSWI|CSW INDUSTRIALS, INC|BYXM|CBOE TRADING, INC.|300
CSWI|CSW INDUSTRIALS, INC|BZYD|GOLDMAN SACHS & CO. LLC|1126
CSWI|CSW INDUSTRIALS, INC|CANT|Cantor Fitzgerald & Co.|547
CSWI|CSW INDUSTRIALS, INC|CHAS|Charles Schwab & Co., Inc.|400
CSWI|CSW INDUSTRIALS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75508
CSWI|CSW INDUSTRIALS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9386
CSWI|CSW INDUSTRIALS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3232
CSWI|CSW INDUSTRIALS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25286
CSWI|CSW INDUSTRIALS, INC|CTDL|Citadel Derivatives Group Llc|728
CSWI|CSW INDUSTRIALS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4050
CSWI|CSW INDUSTRIALS, INC|DBAB|Deutsche Bank Securities Inc.|76077
CSWI|CSW INDUSTRIALS, INC|DBAX|Deutsche Bank Securities Inc.|40700
CSWI|CSW INDUSTRIALS, INC|DBUL|Deutsche Bank Securities Inc.|200
CSWI|CSW INDUSTRIALS, INC|DEGS|RONIN PROFESSIONAL LLC|3160
CSWI|CSW INDUSTRIALS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6
CSWI|CSW INDUSTRIALS, INC|EBXL|EBX LLC|30000
CSWI|CSW INDUSTRIALS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|299
CSWI|CSW INDUSTRIALS, INC|EGAM|CBOE TRADING, INC.|400
CSWI|CSW INDUSTRIALS, INC|EGXM|CBOE TRADING, INC.|500
CSWI|CSW INDUSTRIALS, INC|EGXW|CBOE TRADING, INC.|200
CSWI|CSW INDUSTRIALS, INC|ETBE|Electronic Transaction Clearing, Inc.|394
CSWI|CSW INDUSTRIALS, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
CSWI|CSW INDUSTRIALS, INC|ETRS|E*Trade Securities LLC|350
CSWI|CSW INDUSTRIALS, INC|FBCO|Credit Suisse Securities (USA) LLC|132408
CSWI|CSW INDUSTRIALS, INC|FMCO|First Manhattan Co|300
CSWI|CSW INDUSTRIALS, INC|FOMA|TD AMERITRADE CLEARING, INC.|68975
CSWI|CSW INDUSTRIALS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13699
CSWI|CSW INDUSTRIALS, INC|FTBR|Foliofn Investments, Inc.|3449
CSWI|CSW INDUSTRIALS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3843
CSWI|CSW INDUSTRIALS, INC|GLPX|ACS EXECUTION SERVICES, LLC|1783
CSWI|CSW INDUSTRIALS, INC|GSCO|GOLDMAN SACHS & CO. LLC|221421
CSWI|CSW INDUSTRIALS, INC|GSCS|GOLDMAN SACHS & CO. LLC|17220
CSWI|CSW INDUSTRIALS, INC|GSLT|GOLDMAN SACHS & CO. LLC|2379
CSWI|CSW INDUSTRIALS, INC|GTSZ|GTS SECURITIES LLC|1600
CSWI|CSW INDUSTRIALS, INC|HRBF|American Enterprise Investment Services Inc.|1000
CSWI|CSW INDUSTRIALS, INC|HSBC|HSBC Securities, Inc.|150
CSWI|CSW INDUSTRIALS, INC|IATS|INTERACTIVE BROKERS LLC|880
CSWI|CSW INDUSTRIALS, INC|IBKR|Interactive Brokers Llc|11999
CSWI|CSW INDUSTRIALS, INC|ICBX|INSTINET, LLC|4400
CSWI|CSW INDUSTRIALS, INC|IEQY|CITADEL SECURITIES LLC|7338
CSWI|CSW INDUSTRIALS, INC|INCA|INSTINET, LLC|41628
CSWI|CSW INDUSTRIALS, INC|INJX|INSTINET, LLC|6683
CSWI|CSW INDUSTRIALS, INC|ITGI|ITG Inc.|8694
CSWI|CSW INDUSTRIALS, INC|ITGP|ITG INC.|25200
CSWI|CSW INDUSTRIALS, INC|JEFF|JEFFERIES LLC|9775
CSWI|CSW INDUSTRIALS, INC|JMPT|JUMP TRADING, LLC|1267
CSWI|CSW INDUSTRIALS, INC|JONE|JonesTrading|460
CSWI|CSW INDUSTRIALS, INC|JPBX|J.P. MORGAN SECURITIES LLC|3016
CSWI|CSW INDUSTRIALS, INC|JPMX|J.P. Morgan Securities LLC|19172
CSWI|CSW INDUSTRIALS, INC|JSJX|JANE STREET CAPITAL LLC|2475
CSWI|CSW INDUSTRIALS, INC|KCGM|VIRTU Americas LLC|3177
CSWI|CSW INDUSTRIALS, INC|LEHM|Barclays Capital Inc./Le|120129
CSWI|CSW INDUSTRIALS, INC|LIME|Lime Brokerage LLC|50112
CSWI|CSW INDUSTRIALS, INC|MAXM|Maxim Group LLC|1626
CSWI|CSW INDUSTRIALS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9652
CSWI|CSW INDUSTRIALS, INC|MSCO|MORGAN STANLEY & CO. LLC|233806
CSWI|CSW INDUSTRIALS, INC|MSPL|MORGAN STANLEY & CO. LLC|17900
CSWI|CSW INDUSTRIALS, INC|MSTX|MORGAN STANLEY & CO. LLC|1000
CSWI|CSW INDUSTRIALS, INC|NFSC|National Financial Services LLC|23445
CSWI|CSW INDUSTRIALS, INC|NITE|VIRTU Americas LLC|65424
CSWI|CSW INDUSTRIALS, INC|NITP|VIRTU Americas LLC|500
CSWI|CSW INDUSTRIALS, INC|NQRB|Brut, LLC|621
CSWI|CSW INDUSTRIALS, INC|OPCO|Oppenheimer & Co. Inc.|176
CSWI|CSW INDUSTRIALS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2883
CSWI|CSW INDUSTRIALS, INC|PDQM|CODA MARKETS, INC.|1950
CSWI|CSW INDUSTRIALS, INC|RBCM|RBC CAPITAL MARKETS, LLC|154
CSWI|CSW INDUSTRIALS, INC|SBSH|Citigroup Global Markets Inc.|60446
CSWI|CSW INDUSTRIALS, INC|SGMT|GOLDMAN SACHS & CO. LLC|4841
CSWI|CSW INDUSTRIALS, INC|SIDC|Sidoti & Company, LLC|100
CSWI|CSW INDUSTRIALS, INC|SPDR|SPEEDROUTE LLC|1504
CSWI|CSW INDUSTRIALS, INC|SPTD|MINT GLOBAL MARKETS, INC.|29065
CSWI|CSW INDUSTRIALS, INC|STXG|Stockcross Financial Services, Inc.|100
CSWI|CSW INDUSTRIALS, INC|SWIM|TD Ameritrade, Inc.|2141
CSWI|CSW INDUSTRIALS, INC|TKNG|ALLY INVEST SECURITIES LLC|200
CSWI|CSW INDUSTRIALS, INC|TRBT|Tradebot Systems, Inc.|1986
CSWI|CSW INDUSTRIALS, INC|TRCM|TRC MARKETS LLC|39185
CSWI|CSW INDUSTRIALS, INC|UBSA|UBS SECURITIES LLC|50735
CSWI|CSW INDUSTRIALS, INC|UBSS|UBS Securities LLC|139035
CSWI|CSW INDUSTRIALS, INC|VALX|VIRTU AMERICAS LLC|9162
CSWI|CSW INDUSTRIALS, INC|VGRD|Vanguard Marketing Corporation|103
CSWI|CSW INDUSTRIALS, INC|WCHV|WELLS FARGO SECURITIES, LLC|3859
CSWI|CSW INDUSTRIALS, INC|WGIF|CIBC World Markets Inc.|100
CSWI|CSW INDUSTRIALS, INC|WSEA|WOLVERINE SECURITIES, LLC|22
CSWI|CSW INDUSTRIALS, INC|XIST|INSTINET, LLC|25430
CSWI|CSW INDUSTRIALS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
CSWI|CSW INDUSTRIALS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|304
CSX|CSX CORPORATION|ABLE|NATIXIS Securities Americas LLC|68043
CSX|CSX CORPORATION|ALTX|Alternet Securities Inc.|25730
CSX|CSX CORPORATION|APCC|Apex Clearing Corporation|101255
CSX|CSX CORPORATION|BANK|Primevest Financial Services, Inc.|261
CSX|CSX CORPORATION|BARD|Robert W. Baird & Co. Incorporated|6029
CSX|CSX CORPORATION|BATM|CBOE TRADING, INC.|16447
CSX|CSX CORPORATION|BAYC|BAY CREST PARTNERS, LLC|52938
CSX|CSX CORPORATION|BAYT|BTIG, LLC|19000
CSX|CSX CORPORATION|BBNT|BB&T SECURITIES, LLC|1737
CSX|CSX CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|718929
CSX|CSX CORPORATION|BGCE|BGC Financial Inc.|1400
CSX|CSX CORPORATION|BIAD|SAGETRADER, LLC|59
CSX|CSX CORPORATION|BIDS|BIDS TRADING L.P.|48600
CSX|CSX CORPORATION|BIMI|Banca IMI Securities Corp.|1055
CSX|CSX CORPORATION|BKCM|BNY Mellon Capital Markets LLC|18
CSX|CSX CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33726
CSX|CSX CORPORATION|BLKX|INSTINET, LLC|426900
CSX|CSX CORPORATION|BMOC|BMO Capital Markets Corp.|235497
CSX|CSX CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1558822
CSX|CSX CORPORATION|BOSC|Boenning & Scattergood, Inc.|75
CSX|CSX CORPORATION|BRGE|Newbridge Securities Corp.|3400
CSX|CSX CORPORATION|BTIG|BTIG, LLC|83833
CSX|CSX CORPORATION|BYXM|CBOE TRADING, INC.|17368
CSX|CSX CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1500
CSX|CSX CORPORATION|CABR|Cabrera Capital Markets, Inc.|1100
CSX|CSX CORPORATION|CANT|Cantor Fitzgerald & Co.|5351
CSX|CSX CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|88106
CSX|CSX CORPORATION|CHAS|Charles Schwab & Co., Inc.|8063
CSX|CSX CORPORATION|CIBP|CIBC World Markets Corp.|421953
CSX|CSX CORPORATION|CICF|Canaccord Genuity Corp.|248
CSX|CSX CORPORATION|CIOI|CITIGROUP GLOBAL MARKETS INC|42700
CSX|CSX CORPORATION|CIST|Capital Institutional Services, Inc.|5802
CSX|CSX CORPORATION|COWR|Cowen and Company, LLC|12895
CSX|CSX CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|752756
CSX|CSX CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|53805
CSX|CSX CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|990100
CSX|CSX CORPORATION|CTDL|Citadel Derivatives Group Llc|91195
CSX|CSX CORPORATION|CTLR|CUTLER GROUP, LP|3400
CSX|CSX CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|126652
CSX|CSX CORPORATION|DADA|D.A. Davidson & Co.|1629
CSX|CSX CORPORATION|DAVA|Davenport & Company LLC|3325
CSX|CSX CORPORATION|DBAB|Deutsche Bank Securities Inc.|3117499
CSX|CSX CORPORATION|DBAX|Deutsche Bank Securities Inc.|1094300
CSX|CSX CORPORATION|DBUL|Deutsche Bank Securities Inc.|52721
CSX|CSX CORPORATION|DCHF|Dart Executions, LLC|48961
CSX|CSX CORPORATION|DEAN|MORGAN STANLEY|25713
CSX|CSX CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1522
CSX|CSX CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52849
CSX|CSX CORPORATION|DREX|Drexel Hamilton, LLC|5036
CSX|CSX CORPORATION|DRWK|DRW SECURITIES, L.L.C.|208517
CSX|CSX CORPORATION|EBXL|EBX LLC|706700
CSX|CSX CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|12847
CSX|CSX CORPORATION|EDJC|Edward Jones / CDS|8734
CSX|CSX CORPORATION|EDJO|Edward D. Jones & Co., L.P.|138861
CSX|CSX CORPORATION|EGAM|CBOE TRADING, INC.|48177
CSX|CSX CORPORATION|EGAW|CBOE TRADING, INC.|771
CSX|CSX CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|3041
CSX|CSX CORPORATION|EGXM|CBOE TRADING, INC.|12965
CSX|CSX CORPORATION|EGXW|CBOE TRADING, INC.|198
CSX|CSX CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|207843
CSX|CSX CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|6618
CSX|CSX CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7970
CSX|CSX CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46639
CSX|CSX CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CSX|CSX CORPORATION|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|1340901
CSX|CSX CORPORATION|ETRS|E*Trade Securities LLC|79777
CSX|CSX CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|4435493
CSX|CSX CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|1264
CSX|CSX CORPORATION|FIDT|Fidelity Clearing Canada ULC./ CDS|58
CSX|CSX CORPORATION|FILL|Tradestation Securities, Inc.|8512
CSX|CSX CORPORATION|FINX|FINTECH SECURITIES|21850
CSX|CSX CORPORATION|FMAF|NBCN Inc./ CDS|8559
CSX|CSX CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|543994
CSX|CSX CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2729
CSX|CSX CORPORATION|FQLS|Quantlab Securities LP|1459531
CSX|CSX CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|336051
CSX|CSX CORPORATION|FTBR|Foliofn Investments, Inc.|17532
CSX|CSX CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|335366
CSX|CSX CORPORATION|GELP|RBC CAPITAL MARKETS, LLC|6285
CSX|CSX CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|80185
CSX|CSX CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|8715929
CSX|CSX CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|199727
CSX|CSX CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|125137
CSX|CSX CORPORATION|GTSZ|GTS SECURITIES LLC|1345307
CSX|CSX CORPORATION|HAPX|HAP Trading, LLC|27460
CSX|CSX CORPORATION|HASF|Haywood Securities Inc./CDS|160
CSX|CSX CORPORATION|HPPX|POTAMUS TRADING, LLC|355
CSX|CSX CORPORATION|HRBF|American Enterprise Investment Services Inc.|29428
CSX|CSX CORPORATION|HSBC|HSBC Securities, Inc.|290866
CSX|CSX CORPORATION|IATS|INTERACTIVE BROKERS LLC|34434
CSX|CSX CORPORATION|IBKR|Interactive Brokers Llc|334530
CSX|CSX CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|422
CSX|CSX CORPORATION|ICBX|INSTINET, LLC|165473
CSX|CSX CORPORATION|IEQY|CITADEL SECURITIES LLC|805140
CSX|CSX CORPORATION|INCA|INSTINET, LLC|3176477
CSX|CSX CORPORATION|INJX|INSTINET, LLC|138190
CSX|CSX CORPORATION|ITGI|ITG Inc.|980674
CSX|CSX CORPORATION|ITGP|ITG INC.|1101600
CSX|CSX CORPORATION|JANY|Janney Montgomery Scott Inc.|8559
CSX|CSX CORPORATION|JEFF|JEFFERIES LLC|559911
CSX|CSX CORPORATION|JMPT|JUMP TRADING, LLC|420886
CSX|CSX CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|1004015
CSX|CSX CORPORATION|JPMX|J.P. Morgan Securities LLC|2215361
CSX|CSX CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|32031
CSX|CSX CORPORATION|JSJX|JANE STREET CAPITAL LLC|24530
CSX|CSX CORPORATION|JUTA|JUMP TRADING, LLC|200
CSX|CSX CORPORATION|KCGM|VIRTU Americas LLC|176474
CSX|CSX CORPORATION|LEHM|Barclays Capital Inc./Le|5252016
CSX|CSX CORPORATION|LGNT|COR CLEARING LLC|1
CSX|CSX CORPORATION|LIME|Lime Brokerage LLC|547860
CSX|CSX CORPORATION|LIWD|LIME BROKERAGE LLC|1643
CSX|CSX CORPORATION|LMGP|LIME BROKERAGE LLC|15575
CSX|CSX CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|13398
CSX|CSX CORPORATION|LOOP|Loop Capital Markets LLC|21432
CSX|CSX CORPORATION|LQNA|LIQUIDNET, INC.|568000
CSX|CSX CORPORATION|LQNB|LIQUIDNET, INC.|46200
CSX|CSX CORPORATION|LSCI|Lek Securities Corporation|42209
CSX|CSX CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|422
CSX|CSX CORPORATION|MACC|Mid Atlantic Capital Corporation|989
CSX|CSX CORPORATION|MACQ|Macquarie Capital (USA) Inc.|1300
CSX|CSX CORPORATION|MAXM|Maxim Group LLC|1361
CSX|CSX CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|287
CSX|CSX CORPORATION|MCMF|Raymond James Ltd. Cds|30477
CSX|CSX CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|361988
CSX|CSX CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1900
CSX|CSX CORPORATION|MNDX|TJM Investments, LLC|11221
CSX|CSX CORPORATION|MOTF|MOTIF INVESTING, INC.|20
CSX|CSX CORPORATION|MPSG|E D & F Man Capital Markets Inc.|415
CSX|CSX CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|12130679
CSX|CSX CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|818700
CSX|CSX CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|610000
CSX|CSX CORPORATION|NBCS|NBC Securities, INC.|150
CSX|CSX CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|12717
CSX|CSX CORPORATION|NFSC|National Financial Services LLC|1104904
CSX|CSX CORPORATION|NITE|VIRTU Americas LLC|1707496
CSX|CSX CORPORATION|NITP|VIRTU Americas LLC|15469
CSX|CSX CORPORATION|NQRB|Brut, LLC|105303
CSX|CSX CORPORATION|NTRC|Northern Trust Securities, Inc.|749
CSX|CSX CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|493242
CSX|CSX CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|14380
CSX|CSX CORPORATION|ONEL|O'NEIL SECURITIES, INCORPORATED|35702
CSX|CSX CORPORATION|OPCO|Oppenheimer & Co. Inc.|7681
CSX|CSX CORPORATION|OTAA|OTA LLC|300
CSX|CSX CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|23236
CSX|CSX CORPORATION|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|14038
CSX|CSX CORPORATION|PDQM|CODA MARKETS, INC.|168858
CSX|CSX CORPORATION|PHLY|NASDAQ Execution Services, LLC|12832
CSX|CSX CORPORATION|PICT|Pictet Overseas Inc.|80
CSX|CSX CORPORATION|PIPR|Piper Jaffray & Co.|285
CSX|CSX CORPORATION|PWJC|UBS Financial Services, Inc.|16801
CSX|CSX CORPORATION|RAJA|Raymond James & Associates, Inc.|222596
CSX|CSX CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|30807
CSX|CSX CORPORATION|RGLD|Regal Securities, Inc|700
CSX|CSX CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|7330
CSX|CSX CORPORATION|SAGL|SAGETRADER, LLC|146796
CSX|CSX CORPORATION|SAGW|SAGETRADER, LLC|1036
CSX|CSX CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|1221
CSX|CSX CORPORATION|SBSH|Citigroup Global Markets Inc.|2517053
CSX|CSX CORPORATION|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|675
CSX|CSX CORPORATION|SEIC|SEI Investments Distribution Co.|965
CSX|CSX CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|578743
CSX|CSX CORPORATION|SPDR|SPEEDROUTE LLC|27858
CSX|CSX CORPORATION|SPGS|Sea Port Group Securities, LLC|100
CSX|CSX CORPORATION|SPHN|Stephens Inc.|3914
CSX|CSX CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|91035
CSX|CSX CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|74
CSX|CSX CORPORATION|STRS|STRATEGAS RESEARCH PARTNERS|900
CSX|CSX CORPORATION|STXG|Stockcross Financial Services, Inc.|26
CSX|CSX CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|210
CSX|CSX CORPORATION|SWIM|TD Ameritrade, Inc.|147924
CSX|CSX CORPORATION|SWST|Hilltop Securities Inc.|7041
CSX|CSX CORPORATION|TAGC|TELSEY ADVISORY GROUP LLC|93
CSX|CSX CORPORATION|TDSI|TD Securities (USA) LLC|50100
CSX|CSX CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|3324
CSX|CSX CORPORATION|TMBR|Timber Hill LLC|5
CSX|CSX CORPORATION|TONC|CUTTONE & CO., LLC|2520
CSX|CSX CORPORATION|TRBT|Tradebot Systems, Inc.|1238030
CSX|CSX CORPORATION|TRCM|TRC MARKETS LLC|1744197
CSX|CSX CORPORATION|TTUC|CUTTONE & CO., INC.|9331
CSX|CSX CORPORATION|TWTT|TASTYWORKS, INC.|1000
CSX|CSX CORPORATION|UBSA|UBS SECURITIES LLC|2054791
CSX|CSX CORPORATION|UBSS|UBS Securities LLC|5198630
CSX|CSX CORPORATION|VALX|VIRTU AMERICAS LLC|26169
CSX|CSX CORPORATION|VGRD|Vanguard Marketing Corporation|20102
CSX|CSX CORPORATION|WBET|Wallachbeth Capital LLC|1068
CSX|CSX CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|31427
CSX|CSX CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|723362
CSX|CSX CORPORATION|WDNX|WEEDEN & CO.L.P.|1176
CSX|CSX CORPORATION|WEDB|WEDBUSH SECURITIES INC.|114
CSX|CSX CORPORATION|WEED|Weeden & Co.L.P.|7056
CSX|CSX CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|193560
CSX|CSX CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74875
CSX|CSX CORPORATION|WGIF|CIBC World Markets Inc.|44113
CSX|CSX CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1426
CSX|CSX CORPORATION|WOLF|Wolfe Trahan Securities|200
CSX|CSX CORPORATION|WSAG|WALL STREET ACCESS|207
CSX|CSX CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|20968
CSX|CSX CORPORATION|XIST|INSTINET, LLC|249660
CSX|CSX CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|169696
CSX|CSX CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|1853
CSX|CSX CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48458
CTAA|QWEST CP 7.00 NTS|BATM|CBOE TRADING, INC.|300
CTAA|QWEST CP 7.00 NTS|BBNT|BB&T SECURITIES, LLC|10
CTAA|QWEST CP 7.00 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
CTAA|QWEST CP 7.00 NTS|BNCH|The Benchmark Company, LLC|2000
CTAA|QWEST CP 7.00 NTS|BTIG|BTIG, LLC|280
CTAA|QWEST CP 7.00 NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|941
CTAA|QWEST CP 7.00 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1519
CTAA|QWEST CP 7.00 NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|170
CTAA|QWEST CP 7.00 NTS|DADA|D.A. Davidson & Co.|100
CTAA|QWEST CP 7.00 NTS|DBAX|Deutsche Bank Securities Inc.|1200
CTAA|QWEST CP 7.00 NTS|DEAN|MORGAN STANLEY|15106
CTAA|QWEST CP 7.00 NTS|EBXL|EBX LLC|1900
CTAA|QWEST CP 7.00 NTS|EDJO|Edward D. Jones & Co., L.P.|825
CTAA|QWEST CP 7.00 NTS|ETRS|E*Trade Securities LLC|1785
CTAA|QWEST CP 7.00 NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5642
CTAA|QWEST CP 7.00 NTS|GLPX|ACS EXECUTION SERVICES, LLC|1202
CTAA|QWEST CP 7.00 NTS|GSCO|GOLDMAN SACHS & CO. LLC|5370
CTAA|QWEST CP 7.00 NTS|GTSZ|GTS SECURITIES LLC|2289
CTAA|QWEST CP 7.00 NTS|HRBF|American Enterprise Investment Services Inc.|1200
CTAA|QWEST CP 7.00 NTS|IATS|INTERACTIVE BROKERS LLC|120
CTAA|QWEST CP 7.00 NTS|IBKR|Interactive Brokers Llc|2075
CTAA|QWEST CP 7.00 NTS|ICBX|INSTINET, LLC|900
CTAA|QWEST CP 7.00 NTS|INCA|INSTINET, LLC|700
CTAA|QWEST CP 7.00 NTS|JPMX|J.P. Morgan Securities LLC|400
CTAA|QWEST CP 7.00 NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|528
CTAA|QWEST CP 7.00 NTS|KCGM|VIRTU Americas LLC|400
CTAA|QWEST CP 7.00 NTS|LEHM|Barclays Capital Inc./Le|600
CTAA|QWEST CP 7.00 NTS|LIME|Lime Brokerage LLC|251
CTAA|QWEST CP 7.00 NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CTAA|QWEST CP 7.00 NTS|MSCO|MORGAN STANLEY & CO. LLC|6250
CTAA|QWEST CP 7.00 NTS|MSPL|MORGAN STANLEY & CO. LLC|4200
CTAA|QWEST CP 7.00 NTS|NFSC|National Financial Services LLC|8186
CTAA|QWEST CP 7.00 NTS|NITE|VIRTU Americas LLC|30704
CTAA|QWEST CP 7.00 NTS|NQRB|Brut, LLC|315
CTAA|QWEST CP 7.00 NTS|PCPT|PHILLIP CAPITAL INC.|1700
CTAA|QWEST CP 7.00 NTS|PDQM|CODA MARKETS, INC.|1702
CTAA|QWEST CP 7.00 NTS|PWJC|UBS Financial Services, Inc.|11325
CTAA|QWEST CP 7.00 NTS|RBCM|RBC CAPITAL MARKETS, LLC|3726
CTAA|QWEST CP 7.00 NTS|SBSH|Citigroup Global Markets Inc.|300
CTAA|QWEST CP 7.00 NTS|SGMT|GOLDMAN SACHS & CO. LLC|802
CTAA|QWEST CP 7.00 NTS|SPDR|SPEEDROUTE LLC|200
CTAA|QWEST CP 7.00 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|1788
CTAA|QWEST CP 7.00 NTS|TRBT|Tradebot Systems, Inc.|100
CTAA|QWEST CP 7.00 NTS|UBSA|UBS SECURITIES LLC|6719
CTAA|QWEST CP 7.00 NTS|UBSS|UBS Securities LLC|38514
CTAA|QWEST CP 7.00 NTS|VGRD|Vanguard Marketing Corporation|300
CTAA|QWEST CP 7.00 NTS|WCHV|WELLS FARGO SECURITIES, LLC|50808
CTAA|QWEST CP 7.00 NTS|WEDB|WEDBUSH SECURITIES INC.|700
CTAA|QWEST CP 7.00 NTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
CTAA|QWEST CP 7.00 NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109
CTAA|QWEST CP 7.00 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3350
CTAS|CINTAS CORP|ABLE|NATIXIS Securities Americas LLC|105562
CTAS|CINTAS CORP|ALTX|Alternet Securities Inc.|2005
CTAS|CINTAS CORP|ANOS|ABEL/NOSER, L.L.C.|300
CTAS|CINTAS CORP|APCC|Apex Clearing Corporation|152
CTAS|CINTAS CORP|BANK|Primevest Financial Services, Inc.|50
CTAS|CINTAS CORP|BARD|Robert W. Baird & Co. Incorporated|597
CTAS|CINTAS CORP|BATM|CBOE TRADING, INC.|4386
CTAS|CINTAS CORP|BAYC|BAY CREST PARTNERS, LLC|33950
CTAS|CINTAS CORP|BAYT|BTIG, LLC|1400
CTAS|CINTAS CORP|BBNT|BB&T SECURITIES, LLC|435
CTAS|CINTAS CORP|BERN|Sanford C. Bernstein & Co., LLC|22677
CTAS|CINTAS CORP|BIAD|SAGETRADER, LLC|231
CTAS|CINTAS CORP|BIMI|Banca IMI Securities Corp.|192
CTAS|CINTAS CORP|BKCM|BNY Mellon Capital Markets LLC|1230
CTAS|CINTAS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6030
CTAS|CINTAS CORP|BLKX|INSTINET, LLC|10000
CTAS|CINTAS CORP|BMOC|BMO Capital Markets Corp.|23589
CTAS|CINTAS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|191446
CTAS|CINTAS CORP|BTIG|BTIG, LLC|27096
CTAS|CINTAS CORP|BYXM|CBOE TRADING, INC.|2234
CTAS|CINTAS CORP|BZYD|GOLDMAN SACHS & CO. LLC|1
CTAS|CINTAS CORP|CABR|Cabrera Capital Markets, Inc.|7
CTAS|CINTAS CORP|CANT|Cantor Fitzgerald & Co.|122
CTAS|CINTAS CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|12400
CTAS|CINTAS CORP|CHAS|Charles Schwab & Co., Inc.|877
CTAS|CINTAS CORP|CIBP|CIBC World Markets Corp.|5077
CTAS|CINTAS CORP|CIST|Capital Institutional Services, Inc.|2176
CTAS|CINTAS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96849
CTAS|CINTAS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2859
CTAS|CINTAS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|312
CTAS|CINTAS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|141530
CTAS|CINTAS CORP|CTDL|Citadel Derivatives Group Llc|7204
CTAS|CINTAS CORP|CTLR|CUTLER GROUP, LP|295
CTAS|CINTAS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|7050
CTAS|CINTAS CORP|DADA|D.A. Davidson & Co.|68
CTAS|CINTAS CORP|DBAB|Deutsche Bank Securities Inc.|399137
CTAS|CINTAS CORP|DBAX|Deutsche Bank Securities Inc.|49100
CTAS|CINTAS CORP|DBUL|Deutsche Bank Securities Inc.|800
CTAS|CINTAS CORP|DEAN|MORGAN STANLEY|2927
CTAS|CINTAS CORP|DEGS|RONIN PROFESSIONAL LLC|328
CTAS|CINTAS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1043
CTAS|CINTAS CORP|DRWK|DRW SECURITIES, L.L.C.|28357
CTAS|CINTAS CORP|EBXL|EBX LLC|53600
CTAS|CINTAS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4904
CTAS|CINTAS CORP|EDJC|Edward Jones / CDS|127
CTAS|CINTAS CORP|EDJO|Edward D. Jones & Co., L.P.|14076
CTAS|CINTAS CORP|EGAM|CBOE TRADING, INC.|9584
CTAS|CINTAS CORP|EGAW|CBOE TRADING, INC.|128
CTAS|CINTAS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|550
CTAS|CINTAS CORP|EGXM|CBOE TRADING, INC.|907
CTAS|CINTAS CORP|ETBE|Electronic Transaction Clearing, Inc.|4497
CTAS|CINTAS CORP|ETCC|Electronic Transaction Clearing, Inc.|1624
CTAS|CINTAS CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2632
CTAS|CINTAS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30790
CTAS|CINTAS CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
CTAS|CINTAS CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|47717
CTAS|CINTAS CORP|ETRS|E*Trade Securities LLC|15568
CTAS|CINTAS CORP|FBCO|Credit Suisse Securities (USA) LLC|287045
CTAS|CINTAS CORP|FBSB|U.S. Bancorp Investments, Inc.|5
CTAS|CINTAS CORP|FILL|Tradestation Securities, Inc.|1016
CTAS|CINTAS CORP|FINX|FINTECH SECURITIES|18
CTAS|CINTAS CORP|FMAF|NBCN Inc./ CDS|1115
CTAS|CINTAS CORP|FOMA|TD AMERITRADE CLEARING, INC.|35406
CTAS|CINTAS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7319
CTAS|CINTAS CORP|FQLS|Quantlab Securities LP|145351
CTAS|CINTAS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33243
CTAS|CINTAS CORP|FTBR|Foliofn Investments, Inc.|2298
CTAS|CINTAS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|30052
CTAS|CINTAS CORP|GELP|RBC CAPITAL MARKETS, LLC|603
CTAS|CINTAS CORP|GLPX|ACS EXECUTION SERVICES, LLC|6855
CTAS|CINTAS CORP|GSCO|GOLDMAN SACHS & CO. LLC|1024091
CTAS|CINTAS CORP|GSCS|GOLDMAN SACHS & CO. LLC|20082
CTAS|CINTAS CORP|GSLT|GOLDMAN SACHS & CO. LLC|1742
CTAS|CINTAS CORP|GTSZ|GTS SECURITIES LLC|110859
CTAS|CINTAS CORP|HPPX|POTAMUS TRADING, LLC|126
CTAS|CINTAS CORP|HRBF|American Enterprise Investment Services Inc.|2343
CTAS|CINTAS CORP|HSBC|HSBC Securities, Inc.|4819
CTAS|CINTAS CORP|IATS|INTERACTIVE BROKERS LLC|4769
CTAS|CINTAS CORP|IBKR|Interactive Brokers Llc|57524
CTAS|CINTAS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1114
CTAS|CINTAS CORP|ICBX|INSTINET, LLC|13602
CTAS|CINTAS CORP|IEQY|CITADEL SECURITIES LLC|143752
CTAS|CINTAS CORP|INCA|INSTINET, LLC|367836
CTAS|CINTAS CORP|INJX|INSTINET, LLC|9061
CTAS|CINTAS CORP|ITGI|ITG Inc.|123634
CTAS|CINTAS CORP|ITGP|ITG INC.|106200
CTAS|CINTAS CORP|JANY|Janney Montgomery Scott Inc.|2549
CTAS|CINTAS CORP|JEFF|JEFFERIES LLC|50475
CTAS|CINTAS CORP|JMPT|JUMP TRADING, LLC|40153
CTAS|CINTAS CORP|JPBX|J.P. MORGAN SECURITIES LLC|33697
CTAS|CINTAS CORP|JPMX|J.P. Morgan Securities LLC|133660
CTAS|CINTAS CORP|JSJX|JANE STREET CAPITAL LLC|21838
CTAS|CINTAS CORP|KCGM|VIRTU Americas LLC|9068
CTAS|CINTAS CORP|LEHM|Barclays Capital Inc./Le|469001
CTAS|CINTAS CORP|LIME|Lime Brokerage LLC|140421
CTAS|CINTAS CORP|LMGP|LIME BROKERAGE LLC|150
CTAS|CINTAS CORP|LQNA|LIQUIDNET, INC.|9900
CTAS|CINTAS CORP|LSCI|Lek Securities Corporation|256
CTAS|CINTAS CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
CTAS|CINTAS CORP|MACC|Mid Atlantic Capital Corporation|215
CTAS|CINTAS CORP|MACQ|Macquarie Capital (USA) Inc.|2137
CTAS|CINTAS CORP|MAXM|Maxim Group LLC|6459
CTAS|CINTAS CORP|MCMF|Raymond James Ltd. Cds|86
CTAS|CINTAS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24234
CTAS|CINTAS CORP|MOTF|MOTIF INVESTING, INC.|22
CTAS|CINTAS CORP|MSCO|MORGAN STANLEY & CO. LLC|1305899
CTAS|CINTAS CORP|MSPL|MORGAN STANLEY & CO. LLC|110000
CTAS|CINTAS CORP|MSTX|MORGAN STANLEY & CO. LLC|20300
CTAS|CINTAS CORP|NEUB|NEUBERGER BERMAN BD LLC|72
CTAS|CINTAS CORP|NFSC|National Financial Services LLC|75676
CTAS|CINTAS CORP|NITE|VIRTU Americas LLC|157838
CTAS|CINTAS CORP|NITP|VIRTU Americas LLC|2203
CTAS|CINTAS CORP|NMRA|Nomura Securities International, Inc.|200000
CTAS|CINTAS CORP|NQRB|Brut, LLC|2185
CTAS|CINTAS CORP|NTRC|Northern Trust Securities, Inc.|1274
CTAS|CINTAS CORP|OHOS|TWO SIGMA SECURITIES, LLC|33371
CTAS|CINTAS CORP|OLDM|OLD MISSION CAPITAL, LLC|5920
CTAS|CINTAS CORP|OPCO|Oppenheimer & Co. Inc.|3590
CTAS|CINTAS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3391
CTAS|CINTAS CORP|PDQM|CODA MARKETS, INC.|22433
CTAS|CINTAS CORP|PHLY|NASDAQ Execution Services, LLC|1600
CTAS|CINTAS CORP|PIPR|Piper Jaffray & Co.|2166
CTAS|CINTAS CORP|PREC|PRECISION SECURITIES, LLC|331
CTAS|CINTAS CORP|PWJC|UBS Financial Services, Inc.|41
CTAS|CINTAS CORP|RAAA|RICHARD JAMES & ASSOCIATES, INC.|270
CTAS|CINTAS CORP|RAJA|Raymond James & Associates, Inc.|536
CTAS|CINTAS CORP|RBCM|RBC CAPITAL MARKETS, LLC|5757
CTAS|CINTAS CORP|SAGL|SAGETRADER, LLC|151
CTAS|CINTAS CORP|SAGW|SAGETRADER, LLC|322
CTAS|CINTAS CORP|SALI|INTL FCSTONE FINANCIAL INC.|25
CTAS|CINTAS CORP|SBSH|Citigroup Global Markets Inc.|292833
CTAS|CINTAS CORP|SEIC|SEI Investments Distribution Co.|100
CTAS|CINTAS CORP|SGMT|GOLDMAN SACHS & CO. LLC|23316
CTAS|CINTAS CORP|SPDR|SPEEDROUTE LLC|6313
CTAS|CINTAS CORP|SPHN|Stephens Inc.|554
CTAS|CINTAS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|69044
CTAS|CINTAS CORP|STKP|STOCKPILE INVESTMENTS, INC.|20
CTAS|CINTAS CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CTAS|CINTAS CORP|SWIM|TD Ameritrade, Inc.|6409
CTAS|CINTAS CORP|SWST|Hilltop Securities Inc.|1963
CTAS|CINTAS CORP|TAGC|TELSEY ADVISORY GROUP LLC|270
CTAS|CINTAS CORP|TKNG|ALLY INVEST SECURITIES LLC|1096
CTAS|CINTAS CORP|TONC|CUTTONE & CO., LLC|1105
CTAS|CINTAS CORP|TRBT|Tradebot Systems, Inc.|145115
CTAS|CINTAS CORP|TRCM|TRC MARKETS LLC|94617
CTAS|CINTAS CORP|TTUC|CUTTONE & CO., INC.|1454
CTAS|CINTAS CORP|TWTT|TASTYWORKS, INC.|350
CTAS|CINTAS CORP|UBSA|UBS SECURITIES LLC|194372
CTAS|CINTAS CORP|UBSS|UBS Securities LLC|707225
CTAS|CINTAS CORP|VALX|VIRTU AMERICAS LLC|9542
CTAS|CINTAS CORP|VGRD|Vanguard Marketing Corporation|3696
CTAS|CINTAS CORP|VNDM|Wall Street Access|10
CTAS|CINTAS CORP|VSIN|Vision Financial Markets Llc|36
CTAS|CINTAS CORP|WBLR|WILLIAM BLAIR|1627
CTAS|CINTAS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|3136
CTAS|CINTAS CORP|WCHV|WELLS FARGO SECURITIES, LLC|99551
CTAS|CINTAS CORP|WEED|Weeden & Co.L.P.|631
CTAS|CINTAS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6868
CTAS|CINTAS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21524
CTAS|CINTAS CORP|WGIF|CIBC World Markets Inc.|2124
CTAS|CINTAS CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|78
CTAS|CINTAS CORP|WSAG|WALL STREET ACCESS|47
CTAS|CINTAS CORP|WSEA|WOLVERINE SECURITIES, LLC|527
CTAS|CINTAS CORP|XIST|INSTINET, LLC|19450
CTAS|CINTAS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|16046
CTAS|CINTAS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|736
CTAS|CINTAS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3888
CTB|COOPER TIRE RUBBER|ABLE|NATIXIS Securities Americas LLC|9678
CTB|COOPER TIRE RUBBER|ANOS|ABEL/NOSER, L.L.C.|1126
CTB|COOPER TIRE RUBBER|APCC|Apex Clearing Corporation|18
CTB|COOPER TIRE RUBBER|BANK|Primevest Financial Services, Inc.|1
CTB|COOPER TIRE RUBBER|BATM|CBOE TRADING, INC.|3705
CTB|COOPER TIRE RUBBER|BBNT|BB&T SECURITIES, LLC|1
CTB|COOPER TIRE RUBBER|BERN|Sanford C. Bernstein & Co., LLC|36599
CTB|COOPER TIRE RUBBER|BIDS|BIDS TRADING L.P.|200
CTB|COOPER TIRE RUBBER|BKCM|BNY Mellon Capital Markets LLC|592838
CTB|COOPER TIRE RUBBER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1404
CTB|COOPER TIRE RUBBER|BLKX|INSTINET, LLC|83800
CTB|COOPER TIRE RUBBER|BNPX|BNP PARIBAS SECURITIES CORP.|19853
CTB|COOPER TIRE RUBBER|BRVL|BLAYLOCK VAN, LLC|600
CTB|COOPER TIRE RUBBER|BTIG|BTIG, LLC|139268
CTB|COOPER TIRE RUBBER|BYXM|CBOE TRADING, INC.|299
CTB|COOPER TIRE RUBBER|BZYD|GOLDMAN SACHS & CO. LLC|400
CTB|COOPER TIRE RUBBER|CANT|Cantor Fitzgerald & Co.|7674
CTB|COOPER TIRE RUBBER|CBLC|CITIGROUP GLOBAL MARKETS INC.|59586
CTB|COOPER TIRE RUBBER|CHAS|Charles Schwab & Co., Inc.|1817
CTB|COOPER TIRE RUBBER|CIST|Capital Institutional Services, Inc.|425
CTB|COOPER TIRE RUBBER|CLSA|CLSA AMERICAS, LLC|20
CTB|COOPER TIRE RUBBER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75157
CTB|COOPER TIRE RUBBER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|229042
CTB|COOPER TIRE RUBBER|CTDL|Citadel Derivatives Group Llc|1540
CTB|COOPER TIRE RUBBER|CXCX|CITIGROUP GLOBAL MARKETS INC.|58634
CTB|COOPER TIRE RUBBER|DBAB|Deutsche Bank Securities Inc.|4354588
CTB|COOPER TIRE RUBBER|DBAX|Deutsche Bank Securities Inc.|188300
CTB|COOPER TIRE RUBBER|DBUL|Deutsche Bank Securities Inc.|1060
CTB|COOPER TIRE RUBBER|DEAN|MORGAN STANLEY|2390
CTB|COOPER TIRE RUBBER|EBXL|EBX LLC|133200
CTB|COOPER TIRE RUBBER|ECUT|CONVERGEX EXECUTION SOLUTIONS|3200
CTB|COOPER TIRE RUBBER|EDJO|Edward D. Jones & Co., L.P.|8812
CTB|COOPER TIRE RUBBER|EGAM|CBOE TRADING, INC.|8724
CTB|COOPER TIRE RUBBER|EGXM|CBOE TRADING, INC.|19
CTB|COOPER TIRE RUBBER|ESPO|ESPOSITO SECURITIES, LLC|40
CTB|COOPER TIRE RUBBER|ETBE|Electronic Transaction Clearing, Inc.|300
CTB|COOPER TIRE RUBBER|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CTB|COOPER TIRE RUBBER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31568
CTB|COOPER TIRE RUBBER|ETRS|E*Trade Securities LLC|20649
CTB|COOPER TIRE RUBBER|FIDT|Fidelity Clearing Canada ULC./ CDS|1740
CTB|COOPER TIRE RUBBER|FILL|Tradestation Securities, Inc.|435
CTB|COOPER TIRE RUBBER|FMAF|NBCN Inc./ CDS|7464
CTB|COOPER TIRE RUBBER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2862
CTB|COOPER TIRE RUBBER|FQLS|Quantlab Securities LP|115481
CTB|COOPER TIRE RUBBER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25380
CTB|COOPER TIRE RUBBER|FTBR|Foliofn Investments, Inc.|367
CTB|COOPER TIRE RUBBER|GEBB|GLOBAL EXECUTION BROKERS, LP|500
CTB|COOPER TIRE RUBBER|GLIS|TD Securities Inc|213
CTB|COOPER TIRE RUBBER|GLPX|ACS EXECUTION SERVICES, LLC|481
CTB|COOPER TIRE RUBBER|GSCO|GOLDMAN SACHS & CO. LLC|944581
CTB|COOPER TIRE RUBBER|GSCS|GOLDMAN SACHS & CO. LLC|28016
CTB|COOPER TIRE RUBBER|GSLT|GOLDMAN SACHS & CO. LLC|6704
CTB|COOPER TIRE RUBBER|GTSZ|GTS SECURITIES LLC|28664
CTB|COOPER TIRE RUBBER|HRBF|American Enterprise Investment Services Inc.|2197
CTB|COOPER TIRE RUBBER|IBKR|Interactive Brokers Llc|35091
CTB|COOPER TIRE RUBBER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
CTB|COOPER TIRE RUBBER|ICBX|INSTINET, LLC|67279
CTB|COOPER TIRE RUBBER|IEQY|CITADEL SECURITIES LLC|13896
CTB|COOPER TIRE RUBBER|INCA|INSTINET, LLC|110905
CTB|COOPER TIRE RUBBER|INJX|INSTINET, LLC|7465
CTB|COOPER TIRE RUBBER|ITGI|ITG Inc.|92409
CTB|COOPER TIRE RUBBER|ITGP|ITG INC.|167400
CTB|COOPER TIRE RUBBER|JANY|Janney Montgomery Scott Inc.|1508
CTB|COOPER TIRE RUBBER|JEFF|JEFFERIES LLC|34758
CTB|COOPER TIRE RUBBER|JMPT|JUMP TRADING, LLC|9759
CTB|COOPER TIRE RUBBER|JONE|JonesTrading|536
CTB|COOPER TIRE RUBBER|JPBX|J.P. MORGAN SECURITIES LLC|51391
CTB|COOPER TIRE RUBBER|JPMX|J.P. Morgan Securities LLC|387024
CTB|COOPER TIRE RUBBER|JSEB|JANE STREET EXECUTION SERVICES, LLC|1400
CTB|COOPER TIRE RUBBER|KCGM|VIRTU Americas LLC|57292
CTB|COOPER TIRE RUBBER|LEHM|Barclays Capital Inc./Le|399351
CTB|COOPER TIRE RUBBER|LIME|Lime Brokerage LLC|7462
CTB|COOPER TIRE RUBBER|LOOP|Loop Capital Markets LLC|700
CTB|COOPER TIRE RUBBER|LQNA|LIQUIDNET, INC.|10000
CTB|COOPER TIRE RUBBER|MKMP|MKM Partners LLC|12500
CTB|COOPER TIRE RUBBER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|137302
CTB|COOPER TIRE RUBBER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7941
CTB|COOPER TIRE RUBBER|MSCO|MORGAN STANLEY & CO. LLC|1265760
CTB|COOPER TIRE RUBBER|MSPL|MORGAN STANLEY & CO. LLC|72300
CTB|COOPER TIRE RUBBER|MSTX|MORGAN STANLEY & CO. LLC|116700
CTB|COOPER TIRE RUBBER|NFSC|National Financial Services LLC|71334
CTB|COOPER TIRE RUBBER|NITE|VIRTU Americas LLC|117029
CTB|COOPER TIRE RUBBER|NQRB|Brut, LLC|1200
CTB|COOPER TIRE RUBBER|NTBF|BMO Nesbitt Burns Inc./CDS|753
CTB|COOPER TIRE RUBBER|OPCO|Oppenheimer & Co. Inc.|1256
CTB|COOPER TIRE RUBBER|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|15490
CTB|COOPER TIRE RUBBER|PCFF|Pacific International Securities Inc./CDS|7
CTB|COOPER TIRE RUBBER|PDQM|CODA MARKETS, INC.|26972
CTB|COOPER TIRE RUBBER|PHLY|NASDAQ Execution Services, LLC|2400
CTB|COOPER TIRE RUBBER|PWJC|UBS Financial Services, Inc.|2500
CTB|COOPER TIRE RUBBER|QMSR|QUATTRO M SECURITIES INC.|699
CTB|COOPER TIRE RUBBER|RGLD|Regal Securities, Inc|893
CTB|COOPER TIRE RUBBER|RHCO|Suntrust Robinson Humphrey, Inc.|2703
CTB|COOPER TIRE RUBBER|SAGL|SAGETRADER, LLC|100
CTB|COOPER TIRE RUBBER|SBRX|MURIEL SIEBERT & CO INC|100
CTB|COOPER TIRE RUBBER|SBSH|Citigroup Global Markets Inc.|131871
CTB|COOPER TIRE RUBBER|SGMT|GOLDMAN SACHS & CO. LLC|225101
CTB|COOPER TIRE RUBBER|SPDR|SPEEDROUTE LLC|560
CTB|COOPER TIRE RUBBER|SSBS|STATE STREET GLOBAL MARKETS, LLC|997
CTB|COOPER TIRE RUBBER|STFL|Stifel, Nicolaus & Company, Incorporated|323
CTB|COOPER TIRE RUBBER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1200
CTB|COOPER TIRE RUBBER|SWIM|TD Ameritrade, Inc.|43237
CTB|COOPER TIRE RUBBER|TKNG|ALLY INVEST SECURITIES LLC|3727
CTB|COOPER TIRE RUBBER|TRBT|Tradebot Systems, Inc.|8084
CTB|COOPER TIRE RUBBER|TRCM|TRC MARKETS LLC|65913
CTB|COOPER TIRE RUBBER|UBSA|UBS SECURITIES LLC|774396
CTB|COOPER TIRE RUBBER|UBSS|UBS Securities LLC|521916
CTB|COOPER TIRE RUBBER|VALX|VIRTU AMERICAS LLC|23451
CTB|COOPER TIRE RUBBER|VGRD|Vanguard Marketing Corporation|1985
CTB|COOPER TIRE RUBBER|WBPX|SUMMIT SECURITIES GROUP, LLC|1450
CTB|COOPER TIRE RUBBER|WCHV|WELLS FARGO SECURITIES, LLC|11884
CTB|COOPER TIRE RUBBER|WDNX|WEEDEN & CO.L.P.|6478
CTB|COOPER TIRE RUBBER|WEDB|WEDBUSH SECURITIES INC.|3655
CTB|COOPER TIRE RUBBER|WEED|Weeden & Co.L.P.|8919
CTB|COOPER TIRE RUBBER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3600
CTB|COOPER TIRE RUBBER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1369
CTB|COOPER TIRE RUBBER|WGIF|CIBC World Markets Inc.|250
CTB|COOPER TIRE RUBBER|WSAG|WALL STREET ACCESS|800
CTB|COOPER TIRE RUBBER|WSEA|WOLVERINE SECURITIES, LLC|1585
CTB|COOPER TIRE RUBBER|XIST|INSTINET, LLC|44600
CTB|COOPER TIRE RUBBER|XPQR|Jump Trading|200
CTB|COOPER TIRE RUBBER|XSTM|NATIONAL FINANCIAL SERVICES LLC|23052
CTB|COOPER TIRE RUBBER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2874
CTBB|QUEST CORP 6.5 NTS|AGIS|Aegis Capital Corp.|7380
CTBB|QUEST CORP 6.5 NTS|ALTX|Alternet Securities Inc.|497
CTBB|QUEST CORP 6.5 NTS|APCC|Apex Clearing Corporation|434
CTBB|QUEST CORP 6.5 NTS|BARD|Robert W. Baird & Co. Incorporated|68
CTBB|QUEST CORP 6.5 NTS|BBNT|BB&T SECURITIES, LLC|2130
CTBB|QUEST CORP 6.5 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4890
CTBB|QUEST CORP 6.5 NTS|BNCH|The Benchmark Company, LLC|5570
CTBB|QUEST CORP 6.5 NTS|BOKI|BOK FINANCIAL SECURITIES, INC.|4000
CTBB|QUEST CORP 6.5 NTS|BYXM|CBOE TRADING, INC.|919
CTBB|QUEST CORP 6.5 NTS|CHAS|Charles Schwab & Co., Inc.|3918
CTBB|QUEST CORP 6.5 NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2058
CTBB|QUEST CORP 6.5 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6957
CTBB|QUEST CORP 6.5 NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
CTBB|QUEST CORP 6.5 NTS|DADA|D.A. Davidson & Co.|1700
CTBB|QUEST CORP 6.5 NTS|DBAB|Deutsche Bank Securities Inc.|29259
CTBB|QUEST CORP 6.5 NTS|DBAX|Deutsche Bank Securities Inc.|8600
CTBB|QUEST CORP 6.5 NTS|DEAN|MORGAN STANLEY|53041
CTBB|QUEST CORP 6.5 NTS|EBXL|EBX LLC|8000
CTBB|QUEST CORP 6.5 NTS|EDJO|Edward D. Jones & Co., L.P.|48
CTBB|QUEST CORP 6.5 NTS|EGAM|CBOE TRADING, INC.|997
CTBB|QUEST CORP 6.5 NTS|EGXM|CBOE TRADING, INC.|34
CTBB|QUEST CORP 6.5 NTS|ETBE|Electronic Transaction Clearing, Inc.|200
CTBB|QUEST CORP 6.5 NTS|ETRS|E*Trade Securities LLC|20
CTBB|QUEST CORP 6.5 NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
CTBB|QUEST CORP 6.5 NTS|GLPX|ACS EXECUTION SERVICES, LLC|1311
CTBB|QUEST CORP 6.5 NTS|GSCO|GOLDMAN SACHS & CO. LLC|23140
CTBB|QUEST CORP 6.5 NTS|GSLT|GOLDMAN SACHS & CO. LLC|1600
CTBB|QUEST CORP 6.5 NTS|GTSZ|GTS SECURITIES LLC|818
CTBB|QUEST CORP 6.5 NTS|HRBF|American Enterprise Investment Services Inc.|3924
CTBB|QUEST CORP 6.5 NTS|IATS|INTERACTIVE BROKERS LLC|729
CTBB|QUEST CORP 6.5 NTS|IBKR|Interactive Brokers Llc|9198
CTBB|QUEST CORP 6.5 NTS|ICBX|INSTINET, LLC|6100
CTBB|QUEST CORP 6.5 NTS|INCA|INSTINET, LLC|5413
CTBB|QUEST CORP 6.5 NTS|ITGI|ITG Inc.|3643
CTBB|QUEST CORP 6.5 NTS|ITGP|ITG INC.|5200
CTBB|QUEST CORP 6.5 NTS|JANY|Janney Montgomery Scott Inc.|1881
CTBB|QUEST CORP 6.5 NTS|JPMX|J.P. Morgan Securities LLC|2800
CTBB|QUEST CORP 6.5 NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|2200
CTBB|QUEST CORP 6.5 NTS|JSJX|JANE STREET CAPITAL LLC|500
CTBB|QUEST CORP 6.5 NTS|KCGM|VIRTU Americas LLC|3701
CTBB|QUEST CORP 6.5 NTS|LEHM|Barclays Capital Inc./Le|9000
CTBB|QUEST CORP 6.5 NTS|LIME|Lime Brokerage LLC|1741
CTBB|QUEST CORP 6.5 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
CTBB|QUEST CORP 6.5 NTS|MCBT|Moors & Cabot, Inc.|1000
CTBB|QUEST CORP 6.5 NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
CTBB|QUEST CORP 6.5 NTS|MSCO|MORGAN STANLEY & CO. LLC|59887
CTBB|QUEST CORP 6.5 NTS|MSPL|MORGAN STANLEY & CO. LLC|200
CTBB|QUEST CORP 6.5 NTS|NFSC|National Financial Services LLC|37495
CTBB|QUEST CORP 6.5 NTS|NITE|VIRTU Americas LLC|112266
CTBB|QUEST CORP 6.5 NTS|NQRB|Brut, LLC|3200
CTBB|QUEST CORP 6.5 NTS|OPCO|Oppenheimer & Co. Inc.|13076
CTBB|QUEST CORP 6.5 NTS|PCPT|PHILLIP CAPITAL INC.|10006
CTBB|QUEST CORP 6.5 NTS|PDQM|CODA MARKETS, INC.|3153
CTBB|QUEST CORP 6.5 NTS|PWJC|UBS Financial Services, Inc.|2800
CTBB|QUEST CORP 6.5 NTS|RBCM|RBC CAPITAL MARKETS, LLC|16849
CTBB|QUEST CORP 6.5 NTS|SALI|INTL FCSTONE FINANCIAL INC.|54
CTBB|QUEST CORP 6.5 NTS|SBSH|Citigroup Global Markets Inc.|12465
CTBB|QUEST CORP 6.5 NTS|SGMT|GOLDMAN SACHS & CO. LLC|9014
CTBB|QUEST CORP 6.5 NTS|SPDR|SPEEDROUTE LLC|2100
CTBB|QUEST CORP 6.5 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|2176
CTBB|QUEST CORP 6.5 NTS|SWST|Hilltop Securities Inc.|216
CTBB|QUEST CORP 6.5 NTS|TRBT|Tradebot Systems, Inc.|1749
CTBB|QUEST CORP 6.5 NTS|UBSA|UBS SECURITIES LLC|17312
CTBB|QUEST CORP 6.5 NTS|UBSS|UBS Securities LLC|61204
CTBB|QUEST CORP 6.5 NTS|VGRD|Vanguard Marketing Corporation|3999
CTBB|QUEST CORP 6.5 NTS|WBLR|WILLIAM BLAIR|1500
CTBB|QUEST CORP 6.5 NTS|WCHV|WELLS FARGO SECURITIES, LLC|151993
CTBB|QUEST CORP 6.5 NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|501
CTBB|QUEST CORP 6.5 NTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
CTBB|QUEST CORP 6.5 NTS|YKNA|COMHAR CAPITAL MARKETS, LLC|834
CTBB|QUEST CORP 6.5 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1879
CTBI|COMMUNITY TR BANCP|APCC|Apex Clearing Corporation|12
CTBI|COMMUNITY TR BANCP|BARD|Robert W. Baird & Co. Incorporated|12
CTBI|COMMUNITY TR BANCP|BATM|CBOE TRADING, INC.|200
CTBI|COMMUNITY TR BANCP|BERN|Sanford C. Bernstein & Co., LLC|600
CTBI|COMMUNITY TR BANCP|BMOC|BMO Capital Markets Corp.|2467
CTBI|COMMUNITY TR BANCP|BNPX|BNP PARIBAS SECURITIES CORP.|1542
CTBI|COMMUNITY TR BANCP|BTIG|BTIG, LLC|447
CTBI|COMMUNITY TR BANCP|BZYD|GOLDMAN SACHS & CO. LLC|454
CTBI|COMMUNITY TR BANCP|CIST|Capital Institutional Services, Inc.|90
CTBI|COMMUNITY TR BANCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|147
CTBI|COMMUNITY TR BANCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6105
CTBI|COMMUNITY TR BANCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1449
CTBI|COMMUNITY TR BANCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2070
CTBI|COMMUNITY TR BANCP|CTDL|Citadel Derivatives Group Llc|1609
CTBI|COMMUNITY TR BANCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1022
CTBI|COMMUNITY TR BANCP|DBAB|Deutsche Bank Securities Inc.|34578
CTBI|COMMUNITY TR BANCP|DBAX|Deutsche Bank Securities Inc.|1600
CTBI|COMMUNITY TR BANCP|DEAN|MORGAN STANLEY|153
CTBI|COMMUNITY TR BANCP|DEGS|RONIN PROFESSIONAL LLC|1421
CTBI|COMMUNITY TR BANCP|EBXL|EBX LLC|800
CTBI|COMMUNITY TR BANCP|EDJO|Edward D. Jones & Co., L.P.|190
CTBI|COMMUNITY TR BANCP|EGAM|CBOE TRADING, INC.|355
CTBI|COMMUNITY TR BANCP|EGXM|CBOE TRADING, INC.|100
CTBI|COMMUNITY TR BANCP|ETRS|E*Trade Securities LLC|293
CTBI|COMMUNITY TR BANCP|FBCO|Credit Suisse Securities (USA) LLC|56361
CTBI|COMMUNITY TR BANCP|FOMA|TD AMERITRADE CLEARING, INC.|4221
CTBI|COMMUNITY TR BANCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4342
CTBI|COMMUNITY TR BANCP|FTBR|Foliofn Investments, Inc.|33
CTBI|COMMUNITY TR BANCP|GEBB|GLOBAL EXECUTION BROKERS, LP|4693
CTBI|COMMUNITY TR BANCP|GLPX|ACS EXECUTION SERVICES, LLC|100
CTBI|COMMUNITY TR BANCP|GSCO|GOLDMAN SACHS & CO. LLC|53452
CTBI|COMMUNITY TR BANCP|GSCS|GOLDMAN SACHS & CO. LLC|1597
CTBI|COMMUNITY TR BANCP|GSLT|GOLDMAN SACHS & CO. LLC|21
CTBI|COMMUNITY TR BANCP|GTSZ|GTS SECURITIES LLC|307
CTBI|COMMUNITY TR BANCP|IBKR|Interactive Brokers Llc|5784
CTBI|COMMUNITY TR BANCP|ICBX|INSTINET, LLC|600
CTBI|COMMUNITY TR BANCP|IEQY|CITADEL SECURITIES LLC|4370
CTBI|COMMUNITY TR BANCP|INCA|INSTINET, LLC|25569
CTBI|COMMUNITY TR BANCP|INJX|INSTINET, LLC|1344
CTBI|COMMUNITY TR BANCP|ITGI|ITG Inc.|30612
CTBI|COMMUNITY TR BANCP|ITGP|ITG INC.|3200
CTBI|COMMUNITY TR BANCP|JEFF|JEFFERIES LLC|11089
CTBI|COMMUNITY TR BANCP|JPBX|J.P. MORGAN SECURITIES LLC|388
CTBI|COMMUNITY TR BANCP|JPMX|J.P. Morgan Securities LLC|2443
CTBI|COMMUNITY TR BANCP|KCGM|VIRTU Americas LLC|100
CTBI|COMMUNITY TR BANCP|LEHM|Barclays Capital Inc./Le|22257
CTBI|COMMUNITY TR BANCP|LIME|Lime Brokerage LLC|42809
CTBI|COMMUNITY TR BANCP|LMGP|LIME BROKERAGE LLC|2588
CTBI|COMMUNITY TR BANCP|MAXM|Maxim Group LLC|886
CTBI|COMMUNITY TR BANCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
CTBI|COMMUNITY TR BANCP|MSCO|MORGAN STANLEY & CO. LLC|110154
CTBI|COMMUNITY TR BANCP|MSPL|MORGAN STANLEY & CO. LLC|2500
CTBI|COMMUNITY TR BANCP|MTON|MILLINGTON SECURITIES, INC.|13927
CTBI|COMMUNITY TR BANCP|NFSC|National Financial Services LLC|2699
CTBI|COMMUNITY TR BANCP|NITE|VIRTU Americas LLC|10487
CTBI|COMMUNITY TR BANCP|NQRB|Brut, LLC|366
CTBI|COMMUNITY TR BANCP|PDQM|CODA MARKETS, INC.|200
CTBI|COMMUNITY TR BANCP|PUMA|Puma Capital, Llc|16324
CTBI|COMMUNITY TR BANCP|PWJC|UBS Financial Services, Inc.|500
CTBI|COMMUNITY TR BANCP|RAJA|Raymond James & Associates, Inc.|751
CTBI|COMMUNITY TR BANCP|SAGW|SAGETRADER, LLC|65
CTBI|COMMUNITY TR BANCP|SBSH|Citigroup Global Markets Inc.|19245
CTBI|COMMUNITY TR BANCP|SGMT|GOLDMAN SACHS & CO. LLC|1917
CTBI|COMMUNITY TR BANCP|SPDR|SPEEDROUTE LLC|662
CTBI|COMMUNITY TR BANCP|STFL|Stifel, Nicolaus & Company, Incorporated|385
CTBI|COMMUNITY TR BANCP|SWIM|TD Ameritrade, Inc.|50
CTBI|COMMUNITY TR BANCP|SWST|Hilltop Securities Inc.|1045
CTBI|COMMUNITY TR BANCP|TRBT|Tradebot Systems, Inc.|5772
CTBI|COMMUNITY TR BANCP|TRCM|TRC MARKETS LLC|13821
CTBI|COMMUNITY TR BANCP|UBSA|UBS SECURITIES LLC|14792
CTBI|COMMUNITY TR BANCP|UBSS|UBS Securities LLC|74780
CTBI|COMMUNITY TR BANCP|VALX|VIRTU AMERICAS LLC|832
CTBI|COMMUNITY TR BANCP|VGRD|Vanguard Marketing Corporation|202
CTBI|COMMUNITY TR BANCP|WCHV|WELLS FARGO SECURITIES, LLC|9413
CTBI|COMMUNITY TR BANCP|WEED|Weeden & Co.L.P.|4820
CTBI|COMMUNITY TR BANCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22
CTBI|COMMUNITY TR BANCP|WSEA|WOLVERINE SECURITIES, LLC|3
CTBI|COMMUNITY TR BANCP|XIST|INSTINET, LLC|2498
CTBI|COMMUNITY TR BANCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CTBI|COMMUNITY TR BANCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1678
CTDD|QWEST CP 6.75% NTS|AGIS|Aegis Capital Corp.|6076
CTDD|QWEST CP 6.75% NTS|ALTX|Alternet Securities Inc.|400
CTDD|QWEST CP 6.75% NTS|APCC|Apex Clearing Corporation|2117
CTDD|QWEST CP 6.75% NTS|BARD|Robert W. Baird & Co. Incorporated|1000
CTDD|QWEST CP 6.75% NTS|BATM|CBOE TRADING, INC.|18
CTDD|QWEST CP 6.75% NTS|BBNT|BB&T SECURITIES, LLC|1400
CTDD|QWEST CP 6.75% NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22665
CTDD|QWEST CP 6.75% NTS|BNCH|The Benchmark Company, LLC|1000
CTDD|QWEST CP 6.75% NTS|BYXM|CBOE TRADING, INC.|219
CTDD|QWEST CP 6.75% NTS|CANT|Cantor Fitzgerald & Co.|39464
CTDD|QWEST CP 6.75% NTS|CHAS|Charles Schwab & Co., Inc.|899
CTDD|QWEST CP 6.75% NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4709
CTDD|QWEST CP 6.75% NTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
CTDD|QWEST CP 6.75% NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12766
CTDD|QWEST CP 6.75% NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3300
CTDD|QWEST CP 6.75% NTS|DADA|D.A. Davidson & Co.|1800
CTDD|QWEST CP 6.75% NTS|DBAX|Deutsche Bank Securities Inc.|9200
CTDD|QWEST CP 6.75% NTS|DEAN|MORGAN STANLEY|59124
CTDD|QWEST CP 6.75% NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
CTDD|QWEST CP 6.75% NTS|EBXL|EBX LLC|33000
CTDD|QWEST CP 6.75% NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|187
CTDD|QWEST CP 6.75% NTS|EGAM|CBOE TRADING, INC.|901
CTDD|QWEST CP 6.75% NTS|EGXM|CBOE TRADING, INC.|207
CTDD|QWEST CP 6.75% NTS|ETRS|E*Trade Securities LLC|12238
CTDD|QWEST CP 6.75% NTS|GLPX|ACS EXECUTION SERVICES, LLC|4841
CTDD|QWEST CP 6.75% NTS|GSCO|GOLDMAN SACHS & CO. LLC|3019
CTDD|QWEST CP 6.75% NTS|GSLT|GOLDMAN SACHS & CO. LLC|500
CTDD|QWEST CP 6.75% NTS|GTSZ|GTS SECURITIES LLC|1000
CTDD|QWEST CP 6.75% NTS|HRBF|American Enterprise Investment Services Inc.|1390
CTDD|QWEST CP 6.75% NTS|IATS|INTERACTIVE BROKERS LLC|2006
CTDD|QWEST CP 6.75% NTS|IBKR|Interactive Brokers Llc|24646
CTDD|QWEST CP 6.75% NTS|ICBX|INSTINET, LLC|7003
CTDD|QWEST CP 6.75% NTS|INCA|INSTINET, LLC|11100
CTDD|QWEST CP 6.75% NTS|ITGI|ITG Inc.|1000
CTDD|QWEST CP 6.75% NTS|ITGP|ITG INC.|800
CTDD|QWEST CP 6.75% NTS|JANY|Janney Montgomery Scott Inc.|16400
CTDD|QWEST CP 6.75% NTS|JPMX|J.P. Morgan Securities LLC|4412
CTDD|QWEST CP 6.75% NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1952
CTDD|QWEST CP 6.75% NTS|JSJX|JANE STREET CAPITAL LLC|200
CTDD|QWEST CP 6.75% NTS|KCGM|VIRTU Americas LLC|2509
CTDD|QWEST CP 6.75% NTS|LEHM|Barclays Capital Inc./Le|5800
CTDD|QWEST CP 6.75% NTS|LIME|Lime Brokerage LLC|1232
CTDD|QWEST CP 6.75% NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3700
CTDD|QWEST CP 6.75% NTS|MAXM|Maxim Group LLC|3000
CTDD|QWEST CP 6.75% NTS|MCBT|Moors & Cabot, Inc.|1300
CTDD|QWEST CP 6.75% NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
CTDD|QWEST CP 6.75% NTS|MSCO|MORGAN STANLEY & CO. LLC|19139
CTDD|QWEST CP 6.75% NTS|MSPL|MORGAN STANLEY & CO. LLC|3800
CTDD|QWEST CP 6.75% NTS|NFSC|National Financial Services LLC|120340
CTDD|QWEST CP 6.75% NTS|NITE|VIRTU Americas LLC|168638
CTDD|QWEST CP 6.75% NTS|NQRB|Brut, LLC|5559
CTDD|QWEST CP 6.75% NTS|NTRC|Northern Trust Securities, Inc.|500
CTDD|QWEST CP 6.75% NTS|OPCO|Oppenheimer & Co. Inc.|1500
CTDD|QWEST CP 6.75% NTS|PCPT|PHILLIP CAPITAL INC.|17738
CTDD|QWEST CP 6.75% NTS|PDQM|CODA MARKETS, INC.|7441
CTDD|QWEST CP 6.75% NTS|PWJC|UBS Financial Services, Inc.|2400
CTDD|QWEST CP 6.75% NTS|RBCM|RBC CAPITAL MARKETS, LLC|16492
CTDD|QWEST CP 6.75% NTS|SAGL|SAGETRADER, LLC|100
CTDD|QWEST CP 6.75% NTS|SBSH|Citigroup Global Markets Inc.|8117
CTDD|QWEST CP 6.75% NTS|SGMT|GOLDMAN SACHS & CO. LLC|4539
CTDD|QWEST CP 6.75% NTS|SPDR|SPEEDROUTE LLC|5102
CTDD|QWEST CP 6.75% NTS|STFL|Stifel, Nicolaus & Company, Incorporated|6304
CTDD|QWEST CP 6.75% NTS|SWIM|TD Ameritrade, Inc.|500
CTDD|QWEST CP 6.75% NTS|TRBT|Tradebot Systems, Inc.|1560
CTDD|QWEST CP 6.75% NTS|UBSA|UBS SECURITIES LLC|29971
CTDD|QWEST CP 6.75% NTS|UBSS|UBS Securities LLC|85577
CTDD|QWEST CP 6.75% NTS|VGRD|Vanguard Marketing Corporation|8678
CTDD|QWEST CP 6.75% NTS|WCHV|WELLS FARGO SECURITIES, LLC|101185
CTDD|QWEST CP 6.75% NTS|WEDB|WEDBUSH SECURITIES INC.|6665
CTDD|QWEST CP 6.75% NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|451
CTDD|QWEST CP 6.75% NTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CTDD|QWEST CP 6.75% NTS|YKNA|COMHAR CAPITAL MARKETS, LLC|263
CTDD|QWEST CP 6.75% NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1300
CTEK|CYNERGISTEK, INC.|APCC|Apex Clearing Corporation|200
CTEK|CYNERGISTEK, INC.|BARD|Robert W. Baird & Co. Incorporated|13
CTEK|CYNERGISTEK, INC.|BATM|CBOE TRADING, INC.|95
CTEK|CYNERGISTEK, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
CTEK|CYNERGISTEK, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8810
CTEK|CYNERGISTEK, INC.|CTDL|Citadel Derivatives Group Llc|80
CTEK|CYNERGISTEK, INC.|DBAB|Deutsche Bank Securities Inc.|400
CTEK|CYNERGISTEK, INC.|DBAX|Deutsche Bank Securities Inc.|1500
CTEK|CYNERGISTEK, INC.|EBXL|EBX LLC|400
CTEK|CYNERGISTEK, INC.|EDJO|Edward D. Jones & Co., L.P.|1648
CTEK|CYNERGISTEK, INC.|EGXM|CBOE TRADING, INC.|25
CTEK|CYNERGISTEK, INC.|ETRS|E*Trade Securities LLC|7182
CTEK|CYNERGISTEK, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|423
CTEK|CYNERGISTEK, INC.|FTBR|Foliofn Investments, Inc.|4826
CTEK|CYNERGISTEK, INC.|GSCO|GOLDMAN SACHS & CO. LLC|10650
CTEK|CYNERGISTEK, INC.|GSLT|GOLDMAN SACHS & CO. LLC|772
CTEK|CYNERGISTEK, INC.|GTSZ|GTS SECURITIES LLC|505
CTEK|CYNERGISTEK, INC.|HRBF|American Enterprise Investment Services Inc.|2223
CTEK|CYNERGISTEK, INC.|IATS|INTERACTIVE BROKERS LLC|650
CTEK|CYNERGISTEK, INC.|IBKR|Interactive Brokers Llc|8301
CTEK|CYNERGISTEK, INC.|ICBX|INSTINET, LLC|100
CTEK|CYNERGISTEK, INC.|INCA|INSTINET, LLC|3760
CTEK|CYNERGISTEK, INC.|INJX|INSTINET, LLC|400
CTEK|CYNERGISTEK, INC.|ITGP|ITG INC.|600
CTEK|CYNERGISTEK, INC.|JPMX|J.P. Morgan Securities LLC|200
CTEK|CYNERGISTEK, INC.|LIME|Lime Brokerage LLC|591
CTEK|CYNERGISTEK, INC.|MSCO|MORGAN STANLEY & CO. LLC|4176
CTEK|CYNERGISTEK, INC.|MSPL|MORGAN STANLEY & CO. LLC|1800
CTEK|CYNERGISTEK, INC.|NFSC|National Financial Services LLC|34130
CTEK|CYNERGISTEK, INC.|NITE|VIRTU Americas LLC|33674
CTEK|CYNERGISTEK, INC.|SWST|Hilltop Securities Inc.|1500
CTEK|CYNERGISTEK, INC.|TRCM|TRC MARKETS LLC|5
CTEK|CYNERGISTEK, INC.|UBSA|UBS SECURITIES LLC|2539
CTEK|CYNERGISTEK, INC.|UBSS|UBS Securities LLC|3573
CTEK|CYNERGISTEK, INC.|WCHV|WELLS FARGO SECURITIES, LLC|5000
CTEK|CYNERGISTEK, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15
CTEK|CYNERGISTEK, INC.|WSEA|WOLVERINE SECURITIES, LLC|326
CTEK|CYNERGISTEK, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CTG|COMPUTER TASK GP INC|ALTX|Alternet Securities Inc.|790
CTG|COMPUTER TASK GP INC|APCC|Apex Clearing Corporation|77
CTG|COMPUTER TASK GP INC|BATM|CBOE TRADING, INC.|186
CTG|COMPUTER TASK GP INC|BAYC|BAY CREST PARTNERS, LLC|639
CTG|COMPUTER TASK GP INC|BLKX|INSTINET, LLC|42000
CTG|COMPUTER TASK GP INC|BYXM|CBOE TRADING, INC.|200
CTG|COMPUTER TASK GP INC|BZYD|GOLDMAN SACHS & CO. LLC|400
CTG|COMPUTER TASK GP INC|CANT|Cantor Fitzgerald & Co.|240
CTG|COMPUTER TASK GP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1900
CTG|COMPUTER TASK GP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
CTG|COMPUTER TASK GP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14510
CTG|COMPUTER TASK GP INC|CTDL|Citadel Derivatives Group Llc|2350
CTG|COMPUTER TASK GP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3230
CTG|COMPUTER TASK GP INC|DBAB|Deutsche Bank Securities Inc.|7331
CTG|COMPUTER TASK GP INC|DBAX|Deutsche Bank Securities Inc.|2800
CTG|COMPUTER TASK GP INC|DEAN|MORGAN STANLEY|1466
CTG|COMPUTER TASK GP INC|DEGS|RONIN PROFESSIONAL LLC|9839
CTG|COMPUTER TASK GP INC|EBXL|EBX LLC|6000
CTG|COMPUTER TASK GP INC|EGAM|CBOE TRADING, INC.|590
CTG|COMPUTER TASK GP INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
CTG|COMPUTER TASK GP INC|EGXM|CBOE TRADING, INC.|200
CTG|COMPUTER TASK GP INC|EGXW|CBOE TRADING, INC.|200
CTG|COMPUTER TASK GP INC|ETBE|Electronic Transaction Clearing, Inc.|500
CTG|COMPUTER TASK GP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1400
CTG|COMPUTER TASK GP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
CTG|COMPUTER TASK GP INC|ETRS|E*Trade Securities LLC|5145
CTG|COMPUTER TASK GP INC|FBCO|Credit Suisse Securities (USA) LLC|14653
CTG|COMPUTER TASK GP INC|FOMA|TD AMERITRADE CLEARING, INC.|88631
CTG|COMPUTER TASK GP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5177
CTG|COMPUTER TASK GP INC|FTBR|Foliofn Investments, Inc.|517
CTG|COMPUTER TASK GP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2270
CTG|COMPUTER TASK GP INC|GLPX|ACS EXECUTION SERVICES, LLC|1
CTG|COMPUTER TASK GP INC|GSCO|GOLDMAN SACHS & CO. LLC|34420
CTG|COMPUTER TASK GP INC|GSCS|GOLDMAN SACHS & CO. LLC|6496
CTG|COMPUTER TASK GP INC|GSLT|GOLDMAN SACHS & CO. LLC|1438
CTG|COMPUTER TASK GP INC|GTSZ|GTS SECURITIES LLC|7418
CTG|COMPUTER TASK GP INC|IATS|INTERACTIVE BROKERS LLC|3021
CTG|COMPUTER TASK GP INC|IBKR|Interactive Brokers Llc|24333
CTG|COMPUTER TASK GP INC|ICBX|INSTINET, LLC|2100
CTG|COMPUTER TASK GP INC|INCA|INSTINET, LLC|34299
CTG|COMPUTER TASK GP INC|INJX|INSTINET, LLC|7077
CTG|COMPUTER TASK GP INC|ITGI|ITG Inc.|10300
CTG|COMPUTER TASK GP INC|ITGP|ITG INC.|6400
CTG|COMPUTER TASK GP INC|JEFF|JEFFERIES LLC|5884
CTG|COMPUTER TASK GP INC|JPMX|J.P. Morgan Securities LLC|17780
CTG|COMPUTER TASK GP INC|JSJX|JANE STREET CAPITAL LLC|210
CTG|COMPUTER TASK GP INC|KCGM|VIRTU Americas LLC|1611
CTG|COMPUTER TASK GP INC|LEHM|Barclays Capital Inc./Le|12031
CTG|COMPUTER TASK GP INC|LIME|Lime Brokerage LLC|27940
CTG|COMPUTER TASK GP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CTG|COMPUTER TASK GP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4300
CTG|COMPUTER TASK GP INC|MSCO|MORGAN STANLEY & CO. LLC|116782
CTG|COMPUTER TASK GP INC|MSPL|MORGAN STANLEY & CO. LLC|13100
CTG|COMPUTER TASK GP INC|NFSC|National Financial Services LLC|15543
CTG|COMPUTER TASK GP INC|NITE|VIRTU Americas LLC|66209
CTG|COMPUTER TASK GP INC|NQRB|Brut, LLC|310
CTG|COMPUTER TASK GP INC|PDQM|CODA MARKETS, INC.|77
CTG|COMPUTER TASK GP INC|RBCM|RBC CAPITAL MARKETS, LLC|1000
CTG|COMPUTER TASK GP INC|SBSH|Citigroup Global Markets Inc.|2406
CTG|COMPUTER TASK GP INC|SGMT|GOLDMAN SACHS & CO. LLC|7051
CTG|COMPUTER TASK GP INC|SPDR|SPEEDROUTE LLC|604
CTG|COMPUTER TASK GP INC|SWIM|TD Ameritrade, Inc.|4399
CTG|COMPUTER TASK GP INC|TRBT|Tradebot Systems, Inc.|3101
CTG|COMPUTER TASK GP INC|TRCM|TRC MARKETS LLC|4791
CTG|COMPUTER TASK GP INC|UBSA|UBS SECURITIES LLC|24716
CTG|COMPUTER TASK GP INC|UBSS|UBS Securities LLC|58298
CTG|COMPUTER TASK GP INC|VALX|VIRTU AMERICAS LLC|705
CTG|COMPUTER TASK GP INC|WCHV|WELLS FARGO SECURITIES, LLC|47243
CTG|COMPUTER TASK GP INC|WEED|Weeden & Co.L.P.|10
CTG|COMPUTER TASK GP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|827
CTG|COMPUTER TASK GP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|263
CTG|COMPUTER TASK GP INC|WSEA|WOLVERINE SECURITIES, LLC|371
CTG|COMPUTER TASK GP INC|XPQR|Jump Trading|600
CTG|COMPUTER TASK GP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CTG|COMPUTER TASK GP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|75
CTHR|CHARLES & COLVARD ##|ALTX|Alternet Securities Inc.|300
CTHR|CHARLES & COLVARD ##|APCC|Apex Clearing Corporation|57
CTHR|CHARLES & COLVARD ##|BATM|CBOE TRADING, INC.|100
CTHR|CHARLES & COLVARD ##|CHAS|Charles Schwab & Co., Inc.|1
CTHR|CHARLES & COLVARD ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2003
CTHR|CHARLES & COLVARD ##|CTDL|Citadel Derivatives Group Llc|1502
CTHR|CHARLES & COLVARD ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|20
CTHR|CHARLES & COLVARD ##|DBAB|Deutsche Bank Securities Inc.|2263
CTHR|CHARLES & COLVARD ##|DBAX|Deutsche Bank Securities Inc.|100
CTHR|CHARLES & COLVARD ##|DEGS|RONIN PROFESSIONAL LLC|6620
CTHR|CHARLES & COLVARD ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
CTHR|CHARLES & COLVARD ##|EBXL|EBX LLC|100
CTHR|CHARLES & COLVARD ##|EGAM|CBOE TRADING, INC.|1400
CTHR|CHARLES & COLVARD ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
CTHR|CHARLES & COLVARD ##|ETRS|E*Trade Securities LLC|8990
CTHR|CHARLES & COLVARD ##|FBCO|Credit Suisse Securities (USA) LLC|1627
CTHR|CHARLES & COLVARD ##|FOMA|TD AMERITRADE CLEARING, INC.|98134
CTHR|CHARLES & COLVARD ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|482
CTHR|CHARLES & COLVARD ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
CTHR|CHARLES & COLVARD ##|GSCO|GOLDMAN SACHS & CO. LLC|2987
CTHR|CHARLES & COLVARD ##|GTSZ|GTS SECURITIES LLC|200
CTHR|CHARLES & COLVARD ##|IATS|INTERACTIVE BROKERS LLC|3660
CTHR|CHARLES & COLVARD ##|IBKR|Interactive Brokers Llc|29082
CTHR|CHARLES & COLVARD ##|INCA|INSTINET, LLC|4593
CTHR|CHARLES & COLVARD ##|ITGI|ITG Inc.|32657
CTHR|CHARLES & COLVARD ##|ITGP|ITG INC.|1800
CTHR|CHARLES & COLVARD ##|JEFF|JEFFERIES LLC|360
CTHR|CHARLES & COLVARD ##|KCGM|VIRTU Americas LLC|200
CTHR|CHARLES & COLVARD ##|LEHM|Barclays Capital Inc./Le|108
CTHR|CHARLES & COLVARD ##|LIME|Lime Brokerage LLC|21274
CTHR|CHARLES & COLVARD ##|LMGP|LIME BROKERAGE LLC|4500
CTHR|CHARLES & COLVARD ##|MSCO|MORGAN STANLEY & CO. LLC|25372
CTHR|CHARLES & COLVARD ##|NFSC|National Financial Services LLC|62621
CTHR|CHARLES & COLVARD ##|NITE|VIRTU Americas LLC|185975
CTHR|CHARLES & COLVARD ##|NQRB|Brut, LLC|5900
CTHR|CHARLES & COLVARD ##|PDQM|CODA MARKETS, INC.|100
CTHR|CHARLES & COLVARD ##|RAJA|Raymond James & Associates, Inc.|11
CTHR|CHARLES & COLVARD ##|RGLD|Regal Securities, Inc|1000
CTHR|CHARLES & COLVARD ##|SBSH|Citigroup Global Markets Inc.|18
CTHR|CHARLES & COLVARD ##|SGMT|GOLDMAN SACHS & CO. LLC|569
CTHR|CHARLES & COLVARD ##|SPDR|SPEEDROUTE LLC|614
CTHR|CHARLES & COLVARD ##|SWIM|TD Ameritrade, Inc.|33050
CTHR|CHARLES & COLVARD ##|TKNG|ALLY INVEST SECURITIES LLC|4000
CTHR|CHARLES & COLVARD ##|TRCM|TRC MARKETS LLC|3337
CTHR|CHARLES & COLVARD ##|UBSA|UBS SECURITIES LLC|4112
CTHR|CHARLES & COLVARD ##|UBSS|UBS Securities LLC|18180
CTHR|CHARLES & COLVARD ##|VGRD|Vanguard Marketing Corporation|2000
CTHR|CHARLES & COLVARD ##|WCHV|WELLS FARGO SECURITIES, LLC|11701
CTHR|CHARLES & COLVARD ##|WGIF|CIBC World Markets Inc.|1430
CTHR|CHARLES & COLVARD ##|WSEA|WOLVERINE SECURITIES, LLC|2855
CTHR|CHARLES & COLVARD ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14209
CTIB|CTI INDS CORP|BATM|CBOE TRADING, INC.|183
CTIB|CTI INDS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
CTIB|CTI INDS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
CTIB|CTI INDS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CTIB|CTI INDS CORP|ETRS|E*Trade Securities LLC|10
CTIB|CTI INDS CORP|FBCO|Credit Suisse Securities (USA) LLC|1682
CTIB|CTI INDS CORP|FOMA|TD AMERITRADE CLEARING, INC.|38349
CTIB|CTI INDS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
CTIB|CTI INDS CORP|GSCO|GOLDMAN SACHS & CO. LLC|4
CTIB|CTI INDS CORP|GTSZ|GTS SECURITIES LLC|184
CTIB|CTI INDS CORP|IATS|INTERACTIVE BROKERS LLC|51
CTIB|CTI INDS CORP|IBKR|Interactive Brokers Llc|1075
CTIB|CTI INDS CORP|INCA|INSTINET, LLC|1383
CTIB|CTI INDS CORP|INJX|INSTINET, LLC|500
CTIB|CTI INDS CORP|JPMX|J.P. Morgan Securities LLC|400
CTIB|CTI INDS CORP|KCGM|VIRTU Americas LLC|200
CTIB|CTI INDS CORP|LEHM|Barclays Capital Inc./Le|18
CTIB|CTI INDS CORP|LIME|Lime Brokerage LLC|944
CTIB|CTI INDS CORP|MSCO|MORGAN STANLEY & CO. LLC|1003
CTIB|CTI INDS CORP|NITE|VIRTU Americas LLC|12542
CTIB|CTI INDS CORP|NQRB|Brut, LLC|100
CTIB|CTI INDS CORP|RBCM|RBC CAPITAL MARKETS, LLC|2756
CTIB|CTI INDS CORP|SGMT|GOLDMAN SACHS & CO. LLC|108
CTIB|CTI INDS CORP|SPDR|SPEEDROUTE LLC|117
CTIB|CTI INDS CORP|SPTD|MINT GLOBAL MARKETS, INC.|4000
CTIB|CTI INDS CORP|TRCM|TRC MARKETS LLC|863
CTIB|CTI INDS CORP|UBSA|UBS SECURITIES LLC|583
CTIB|CTI INDS CORP|UBSS|UBS Securities LLC|1405
CTIB|CTI INDS CORP|VALX|VIRTU AMERICAS LLC|65
CTIB|CTI INDS CORP|WCHV|WELLS FARGO SECURITIES, LLC|594
CTIB|CTI INDS CORP|WSEA|WOLVERINE SECURITIES, LLC|6
CTIC|CTI BIOPHARM CORP.|ALTX|Alternet Securities Inc.|13164
CTIC|CTI BIOPHARM CORP.|APCC|Apex Clearing Corporation|7083
CTIC|CTI BIOPHARM CORP.|BARD|Robert W. Baird & Co. Incorporated|21
CTIC|CTI BIOPHARM CORP.|BATM|CBOE TRADING, INC.|3517
CTIC|CTI BIOPHARM CORP.|BAYC|BAY CREST PARTNERS, LLC|10368
CTIC|CTI BIOPHARM CORP.|BIMI|Banca IMI Securities Corp.|103544
CTIC|CTI BIOPHARM CORP.|BKCM|BNY Mellon Capital Markets LLC|7
CTIC|CTI BIOPHARM CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
CTIC|CTI BIOPHARM CORP.|BMOC|BMO Capital Markets Corp.|3853
CTIC|CTI BIOPHARM CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|4003
CTIC|CTI BIOPHARM CORP.|BTIG|BTIG, LLC|56893
CTIC|CTI BIOPHARM CORP.|BYXM|CBOE TRADING, INC.|300
CTIC|CTI BIOPHARM CORP.|CANT|Cantor Fitzgerald & Co.|95
CTIC|CTI BIOPHARM CORP.|CHAS|Charles Schwab & Co., Inc.|3380
CTIC|CTI BIOPHARM CORP.|CIST|Capital Institutional Services, Inc.|65
CTIC|CTI BIOPHARM CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45707
CTIC|CTI BIOPHARM CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
CTIC|CTI BIOPHARM CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|157593
CTIC|CTI BIOPHARM CORP.|CTDL|Citadel Derivatives Group Llc|30375
CTIC|CTI BIOPHARM CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11756
CTIC|CTI BIOPHARM CORP.|DBAB|Deutsche Bank Securities Inc.|400266
CTIC|CTI BIOPHARM CORP.|DBAX|Deutsche Bank Securities Inc.|69000
CTIC|CTI BIOPHARM CORP.|DEAN|MORGAN STANLEY|4088
CTIC|CTI BIOPHARM CORP.|DEGS|RONIN PROFESSIONAL LLC|37680
CTIC|CTI BIOPHARM CORP.|DRWK|DRW SECURITIES, L.L.C.|3773
CTIC|CTI BIOPHARM CORP.|EBXL|EBX LLC|123900
CTIC|CTI BIOPHARM CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|923
CTIC|CTI BIOPHARM CORP.|EDJO|Edward D. Jones & Co., L.P.|250
CTIC|CTI BIOPHARM CORP.|EGAM|CBOE TRADING, INC.|2706
CTIC|CTI BIOPHARM CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|220
CTIC|CTI BIOPHARM CORP.|EGXM|CBOE TRADING, INC.|2632
CTIC|CTI BIOPHARM CORP.|ETBE|Electronic Transaction Clearing, Inc.|7961
CTIC|CTI BIOPHARM CORP.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3878
CTIC|CTI BIOPHARM CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5528
CTIC|CTI BIOPHARM CORP.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2340
CTIC|CTI BIOPHARM CORP.|ETRS|E*Trade Securities LLC|127278
CTIC|CTI BIOPHARM CORP.|FBCO|Credit Suisse Securities (USA) LLC|200906
CTIC|CTI BIOPHARM CORP.|FILL|Tradestation Securities, Inc.|9913
CTIC|CTI BIOPHARM CORP.|FMAF|NBCN Inc./ CDS|1500
CTIC|CTI BIOPHARM CORP.|FOMA|TD AMERITRADE CLEARING, INC.|308806
CTIC|CTI BIOPHARM CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39742
CTIC|CTI BIOPHARM CORP.|FTBR|Foliofn Investments, Inc.|10596
CTIC|CTI BIOPHARM CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|10318
CTIC|CTI BIOPHARM CORP.|GLPX|ACS EXECUTION SERVICES, LLC|8934
CTIC|CTI BIOPHARM CORP.|GSCO|GOLDMAN SACHS & CO. LLC|1803971
CTIC|CTI BIOPHARM CORP.|GSCS|GOLDMAN SACHS & CO. LLC|35983
CTIC|CTI BIOPHARM CORP.|GSLT|GOLDMAN SACHS & CO. LLC|3978
CTIC|CTI BIOPHARM CORP.|GTSZ|GTS SECURITIES LLC|7404
CTIC|CTI BIOPHARM CORP.|HRBF|American Enterprise Investment Services Inc.|1031
CTIC|CTI BIOPHARM CORP.|IATS|INTERACTIVE BROKERS LLC|13554
CTIC|CTI BIOPHARM CORP.|IBKR|Interactive Brokers Llc|182479
CTIC|CTI BIOPHARM CORP.|ICBX|INSTINET, LLC|16216
CTIC|CTI BIOPHARM CORP.|IEQY|CITADEL SECURITIES LLC|6596
CTIC|CTI BIOPHARM CORP.|INCA|INSTINET, LLC|161383
CTIC|CTI BIOPHARM CORP.|INJX|INSTINET, LLC|14550
CTIC|CTI BIOPHARM CORP.|ITGI|ITG Inc.|91799
CTIC|CTI BIOPHARM CORP.|ITGP|ITG INC.|71000
CTIC|CTI BIOPHARM CORP.|JANY|Janney Montgomery Scott Inc.|60
CTIC|CTI BIOPHARM CORP.|JEFF|JEFFERIES LLC|90720
CTIC|CTI BIOPHARM CORP.|JMPT|JUMP TRADING, LLC|30573
CTIC|CTI BIOPHARM CORP.|JONE|JonesTrading|50000
CTIC|CTI BIOPHARM CORP.|JPBX|J.P. MORGAN SECURITIES LLC|616
CTIC|CTI BIOPHARM CORP.|JPMX|J.P. Morgan Securities LLC|198915
CTIC|CTI BIOPHARM CORP.|JSJX|JANE STREET CAPITAL LLC|4720
CTIC|CTI BIOPHARM CORP.|JUTA|JUMP TRADING, LLC|910
CTIC|CTI BIOPHARM CORP.|KCGM|VIRTU Americas LLC|34958
CTIC|CTI BIOPHARM CORP.|LEHM|Barclays Capital Inc./Le|1009047
CTIC|CTI BIOPHARM CORP.|LIME|Lime Brokerage LLC|202163
CTIC|CTI BIOPHARM CORP.|LMGP|LIME BROKERAGE LLC|25538
CTIC|CTI BIOPHARM CORP.|LOOP|Loop Capital Markets LLC|8651
CTIC|CTI BIOPHARM CORP.|LSCI|Lek Securities Corporation|35
CTIC|CTI BIOPHARM CORP.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
CTIC|CTI BIOPHARM CORP.|MACQ|Macquarie Capital (USA) Inc.|4762
CTIC|CTI BIOPHARM CORP.|MAXM|Maxim Group LLC|3999
CTIC|CTI BIOPHARM CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146375
CTIC|CTI BIOPHARM CORP.|MOTF|MOTIF INVESTING, INC.|2
CTIC|CTI BIOPHARM CORP.|MSCO|MORGAN STANLEY & CO. LLC|1821541
CTIC|CTI BIOPHARM CORP.|MSPL|MORGAN STANLEY & CO. LLC|110800
CTIC|CTI BIOPHARM CORP.|MSTX|MORGAN STANLEY & CO. LLC|124800
CTIC|CTI BIOPHARM CORP.|NFSC|National Financial Services LLC|174829
CTIC|CTI BIOPHARM CORP.|NITE|VIRTU Americas LLC|1041175
CTIC|CTI BIOPHARM CORP.|NITP|VIRTU Americas LLC|3323
CTIC|CTI BIOPHARM CORP.|NQRB|Brut, LLC|6034
CTIC|CTI BIOPHARM CORP.|OPCO|Oppenheimer & Co. Inc.|7100
CTIC|CTI BIOPHARM CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7460
CTIC|CTI BIOPHARM CORP.|PDQM|CODA MARKETS, INC.|10631
CTIC|CTI BIOPHARM CORP.|PHLY|NASDAQ Execution Services, LLC|600
CTIC|CTI BIOPHARM CORP.|PWJC|UBS Financial Services, Inc.|700
CTIC|CTI BIOPHARM CORP.|RAJA|Raymond James & Associates, Inc.|1010
CTIC|CTI BIOPHARM CORP.|RBCM|RBC CAPITAL MARKETS, LLC|2
CTIC|CTI BIOPHARM CORP.|RGLD|Regal Securities, Inc|500
CTIC|CTI BIOPHARM CORP.|SAGL|SAGETRADER, LLC|400
CTIC|CTI BIOPHARM CORP.|SBSH|Citigroup Global Markets Inc.|231300
CTIC|CTI BIOPHARM CORP.|SGMT|GOLDMAN SACHS & CO. LLC|56854
CTIC|CTI BIOPHARM CORP.|SPDR|SPEEDROUTE LLC|6100
CTIC|CTI BIOPHARM CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|213
CTIC|CTI BIOPHARM CORP.|SWIM|TD Ameritrade, Inc.|202087
CTIC|CTI BIOPHARM CORP.|SWST|Hilltop Securities Inc.|800
CTIC|CTI BIOPHARM CORP.|TKNG|ALLY INVEST SECURITIES LLC|2248
CTIC|CTI BIOPHARM CORP.|TRBT|Tradebot Systems, Inc.|139616
CTIC|CTI BIOPHARM CORP.|TRCM|TRC MARKETS LLC|71569
CTIC|CTI BIOPHARM CORP.|UBSA|UBS SECURITIES LLC|378370
CTIC|CTI BIOPHARM CORP.|UBSS|UBS Securities LLC|2897973
CTIC|CTI BIOPHARM CORP.|VALX|VIRTU AMERICAS LLC|1593
CTIC|CTI BIOPHARM CORP.|VFIN|National Securities Corporation|500
CTIC|CTI BIOPHARM CORP.|VGRD|Vanguard Marketing Corporation|7034
CTIC|CTI BIOPHARM CORP.|WCHV|WELLS FARGO SECURITIES, LLC|501598
CTIC|CTI BIOPHARM CORP.|WDNX|WEEDEN & CO.L.P.|5780
CTIC|CTI BIOPHARM CORP.|WEDB|WEDBUSH SECURITIES INC.|1000
CTIC|CTI BIOPHARM CORP.|WEED|Weeden & Co.L.P.|10
CTIC|CTI BIOPHARM CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1498
CTIC|CTI BIOPHARM CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8733
CTIC|CTI BIOPHARM CORP.|WFPB|Wells Fargo Securities, LLC.|1618
CTIC|CTI BIOPHARM CORP.|WSEA|WOLVERINE SECURITIES, LLC|4220
CTIC|CTI BIOPHARM CORP.|XIST|INSTINET, LLC|7000
CTIC|CTI BIOPHARM CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|10400
CTIC|CTI BIOPHARM CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|1450
CTIC|CTI BIOPHARM CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2054
CTL|CENTURYLINK, INC|ABLE|NATIXIS Securities Americas LLC|169944
CTL|CENTURYLINK, INC|ACAD|ACADEMY SECURITIES, INC.|12695
CTL|CENTURYLINK, INC|AGIS|Aegis Capital Corp.|7832
CTL|CENTURYLINK, INC|ALFA|ALPHA TRADING L.P.|68614
CTL|CENTURYLINK, INC|ALTX|Alternet Securities Inc.|20107
CTL|CENTURYLINK, INC|ANOS|ABEL/NOSER, L.L.C.|1011
CTL|CENTURYLINK, INC|APCC|Apex Clearing Corporation|17660
CTL|CENTURYLINK, INC|BANK|Primevest Financial Services, Inc.|11135
CTL|CENTURYLINK, INC|BARD|Robert W. Baird & Co. Incorporated|48980
CTL|CENTURYLINK, INC|BATM|CBOE TRADING, INC.|19945
CTL|CENTURYLINK, INC|BAYC|BAY CREST PARTNERS, LLC|746
CTL|CENTURYLINK, INC|BAYT|BTIG, LLC|32039
CTL|CENTURYLINK, INC|BBNT|BB&T SECURITIES, LLC|14216
CTL|CENTURYLINK, INC|BERN|Sanford C. Bernstein & Co., LLC|70707
CTL|CENTURYLINK, INC|BIDS|BIDS TRADING L.P.|4700
CTL|CENTURYLINK, INC|BIMI|Banca IMI Securities Corp.|3304
CTL|CENTURYLINK, INC|BKCM|BNY Mellon Capital Markets LLC|2612
CTL|CENTURYLINK, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|314836
CTL|CENTURYLINK, INC|BLKX|INSTINET, LLC|172600
CTL|CENTURYLINK, INC|BMAK|BMA SECURITIES|3100
CTL|CENTURYLINK, INC|BMOC|BMO Capital Markets Corp.|26596
CTL|CENTURYLINK, INC|BNPX|BNP PARIBAS SECURITIES CORP.|667586
CTL|CENTURYLINK, INC|BRGE|Newbridge Securities Corp.|3300
CTL|CENTURYLINK, INC|BTIG|BTIG, LLC|85196
CTL|CENTURYLINK, INC|BYXM|CBOE TRADING, INC.|2905
CTL|CENTURYLINK, INC|BZYD|GOLDMAN SACHS & CO. LLC|800
CTL|CENTURYLINK, INC|CANT|Cantor Fitzgerald & Co.|41455
CTL|CENTURYLINK, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|498228
CTL|CENTURYLINK, INC|CHAS|Charles Schwab & Co., Inc.|34553
CTL|CENTURYLINK, INC|CHBC|PENSERRA SECURITIES, LLC|4000
CTL|CENTURYLINK, INC|CIBP|CIBC World Markets Corp.|66206
CTL|CENTURYLINK, INC|CICF|Canaccord Genuity Corp.|1680
CTL|CENTURYLINK, INC|CIST|Capital Institutional Services, Inc.|20878
CTL|CENTURYLINK, INC|CLSA|CLSA AMERICAS, LLC|14400
CTL|CENTURYLINK, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96410
CTL|CENTURYLINK, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13872
CTL|CENTURYLINK, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2002191
CTL|CENTURYLINK, INC|CTDL|Citadel Derivatives Group Llc|127818
CTL|CENTURYLINK, INC|CTLR|CUTLER GROUP, LP|710
CTL|CENTURYLINK, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|451242
CTL|CENTURYLINK, INC|DADA|D.A. Davidson & Co.|3436
CTL|CENTURYLINK, INC|DBAB|Deutsche Bank Securities Inc.|739686
CTL|CENTURYLINK, INC|DBAX|Deutsche Bank Securities Inc.|1893000
CTL|CENTURYLINK, INC|DBUL|Deutsche Bank Securities Inc.|70598
CTL|CENTURYLINK, INC|DCHF|Dart Executions, LLC|2700
CTL|CENTURYLINK, INC|DEAN|MORGAN STANLEY|164423
CTL|CENTURYLINK, INC|DEGS|RONIN PROFESSIONAL LLC|8020
CTL|CENTURYLINK, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16378
CTL|CENTURYLINK, INC|EBXL|EBX LLC|1306000
CTL|CENTURYLINK, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|65960
CTL|CENTURYLINK, INC|EDJC|Edward Jones / CDS|4891
CTL|CENTURYLINK, INC|EDJO|Edward D. Jones & Co., L.P.|96556
CTL|CENTURYLINK, INC|EGAM|CBOE TRADING, INC.|50322
CTL|CENTURYLINK, INC|EGAW|CBOE TRADING, INC.|272
CTL|CENTURYLINK, INC|EGXM|CBOE TRADING, INC.|16371
CTL|CENTURYLINK, INC|EGXW|CBOE TRADING, INC.|225
CTL|CENTURYLINK, INC|ESPO|ESPOSITO SECURITIES, LLC|3620
CTL|CENTURYLINK, INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|7500
CTL|CENTURYLINK, INC|ETBE|Electronic Transaction Clearing, Inc.|41740
CTL|CENTURYLINK, INC|ETCB|ETC BROKERAGE SERVICES, LLC|100
CTL|CENTURYLINK, INC|ETCC|Electronic Transaction Clearing, Inc.|1481
CTL|CENTURYLINK, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4807
CTL|CENTURYLINK, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1874
CTL|CENTURYLINK, INC|ETRS|E*Trade Securities LLC|2080835
CTL|CENTURYLINK, INC|FIDT|Fidelity Clearing Canada ULC./ CDS|2
CTL|CENTURYLINK, INC|FILL|Tradestation Securities, Inc.|66635
CTL|CENTURYLINK, INC|FINX|FINTECH SECURITIES|3178
CTL|CENTURYLINK, INC|FMAF|NBCN Inc./ CDS|8100
CTL|CENTURYLINK, INC|FMCO|First Manhattan Co|634
CTL|CENTURYLINK, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17588
CTL|CENTURYLINK, INC|FQLS|Quantlab Securities LP|1600957
CTL|CENTURYLINK, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|684940
CTL|CENTURYLINK, INC|FTBR|Foliofn Investments, Inc.|47772
CTL|CENTURYLINK, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|62555
CTL|CENTURYLINK, INC|GLIS|TD Securities Inc|8216
CTL|CENTURYLINK, INC|GLPX|ACS EXECUTION SERVICES, LLC|128700
CTL|CENTURYLINK, INC|GSCO|GOLDMAN SACHS & CO. LLC|10416498
CTL|CENTURYLINK, INC|GSCS|GOLDMAN SACHS & CO. LLC|24308
CTL|CENTURYLINK, INC|GSLT|GOLDMAN SACHS & CO. LLC|41156
CTL|CENTURYLINK, INC|GTSZ|GTS SECURITIES LLC|497337
CTL|CENTURYLINK, INC|HASF|Haywood Securities Inc./CDS|82000
CTL|CENTURYLINK, INC|HRBF|American Enterprise Investment Services Inc.|189129
CTL|CENTURYLINK, INC|HSBC|HSBC Securities, Inc.|531
CTL|CENTURYLINK, INC|IATS|INTERACTIVE BROKERS LLC|133198
CTL|CENTURYLINK, INC|IBKR|Interactive Brokers Llc|178039
CTL|CENTURYLINK, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1647
CTL|CENTURYLINK, INC|ICBX|INSTINET, LLC|673782
CTL|CENTURYLINK, INC|IEQY|CITADEL SECURITIES LLC|381665
CTL|CENTURYLINK, INC|INCA|INSTINET, LLC|812906
CTL|CENTURYLINK, INC|INJX|INSTINET, LLC|44212
CTL|CENTURYLINK, INC|INTL|INTL FCSTONE FINANCIAL INC.|1381
CTL|CENTURYLINK, INC|ITGI|ITG Inc.|216674
CTL|CENTURYLINK, INC|ITGP|ITG INC.|952200
CTL|CENTURYLINK, INC|JANY|Janney Montgomery Scott Inc.|95908
CTL|CENTURYLINK, INC|JEFF|JEFFERIES LLC|1414460
CTL|CENTURYLINK, INC|JMPT|JUMP TRADING, LLC|164469
CTL|CENTURYLINK, INC|JONE|JonesTrading|38371
CTL|CENTURYLINK, INC|JPBX|J.P. MORGAN SECURITIES LLC|702321
CTL|CENTURYLINK, INC|JPMX|J.P. Morgan Securities LLC|2581422
CTL|CENTURYLINK, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|6300
CTL|CENTURYLINK, INC|JSJX|JANE STREET CAPITAL LLC|15137
CTL|CENTURYLINK, INC|JUTA|JUMP TRADING, LLC|700
CTL|CENTURYLINK, INC|KCGM|VIRTU Americas LLC|386405
CTL|CENTURYLINK, INC|LEHM|Barclays Capital Inc./Le|5033314
CTL|CENTURYLINK, INC|LIME|Lime Brokerage LLC|115708
CTL|CENTURYLINK, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|83400
CTL|CENTURYLINK, INC|LOOP|Loop Capital Markets LLC|5728
CTL|CENTURYLINK, INC|LQNA|LIQUIDNET, INC.|10900
CTL|CENTURYLINK, INC|LQNB|LIQUIDNET, INC.|200
CTL|CENTURYLINK, INC|LSCI|Lek Securities Corporation|4240
CTL|CENTURYLINK, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CTL|CENTURYLINK, INC|MACC|Mid Atlantic Capital Corporation|8021
CTL|CENTURYLINK, INC|MACQ|Macquarie Capital (USA) Inc.|1000
CTL|CENTURYLINK, INC|MAXM|Maxim Group LLC|10754
CTL|CENTURYLINK, INC|MBTS|ALLY INVEST SECURITIES LLC|130
CTL|CENTURYLINK, INC|MCBT|Moors & Cabot, Inc.|47
CTL|CENTURYLINK, INC|MCMF|Raymond James Ltd. Cds|1800
CTL|CENTURYLINK, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2149241
CTL|CENTURYLINK, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9792
CTL|CENTURYLINK, INC|MOTF|MOTIF INVESTING, INC.|19
CTL|CENTURYLINK, INC|MPSG|E D & F Man Capital Markets Inc.|8039
CTL|CENTURYLINK, INC|MSCO|MORGAN STANLEY & CO. LLC|11092244
CTL|CENTURYLINK, INC|MSPL|MORGAN STANLEY & CO. LLC|3511200
CTL|CENTURYLINK, INC|MSTX|MORGAN STANLEY & CO. LLC|2918600
CTL|CENTURYLINK, INC|MTON|MILLINGTON SECURITIES, INC.|135878
CTL|CENTURYLINK, INC|MZHO|Mizuho Securities USA LLC|74000
CTL|CENTURYLINK, INC|NATL|National Securities Corporation|5294
CTL|CENTURYLINK, INC|NEED|Needham & Company, LLC|4430
CTL|CENTURYLINK, INC|NEUB|NEUBERGER BERMAN BD LLC|599
CTL|CENTURYLINK, INC|NFSC|National Financial Services LLC|2796223
CTL|CENTURYLINK, INC|NITE|VIRTU Americas LLC|6273533
CTL|CENTURYLINK, INC|NITP|VIRTU Americas LLC|299087
CTL|CENTURYLINK, INC|NMRA|Nomura Securities International, Inc.|105
CTL|CENTURYLINK, INC|NQRB|Brut, LLC|96176
CTL|CENTURYLINK, INC|NTBF|BMO Nesbitt Burns Inc./CDS|4980
CTL|CENTURYLINK, INC|NTFN|Network 1 Financial Securities Inc.|50
CTL|CENTURYLINK, INC|NTRC|Northern Trust Securities, Inc.|6653
CTL|CENTURYLINK, INC|OHOS|TWO SIGMA SECURITIES, LLC|4173
CTL|CENTURYLINK, INC|OPCO|Oppenheimer & Co. Inc.|190093
CTL|CENTURYLINK, INC|PCPT|PHILLIP CAPITAL INC.|380
CTL|CENTURYLINK, INC|PDQM|CODA MARKETS, INC.|74931
CTL|CENTURYLINK, INC|PHLY|NASDAQ Execution Services, LLC|105240
CTL|CENTURYLINK, INC|PWJC|UBS Financial Services, Inc.|122525
CTL|CENTURYLINK, INC|QMSR|QUATTRO M SECURITIES INC.|6625
CTL|CENTURYLINK, INC|RBCM|RBC CAPITAL MARKETS, LLC|386979
CTL|CENTURYLINK, INC|SAGL|SAGETRADER, LLC|45246
CTL|CENTURYLINK, INC|SAGW|SAGETRADER, LLC|146
CTL|CENTURYLINK, INC|SALI|INTL FCSTONE FINANCIAL INC.|1916
CTL|CENTURYLINK, INC|SBRX|MURIEL SIEBERT & CO INC|7672
CTL|CENTURYLINK, INC|SBSH|Citigroup Global Markets Inc.|2319725
CTL|CENTURYLINK, INC|SEIC|SEI Investments Distribution Co.|5436
CTL|CENTURYLINK, INC|SGMT|GOLDMAN SACHS & CO. LLC|1606272
CTL|CENTURYLINK, INC|SJLS|TRADE INFORMATICS LLC|4800
CTL|CENTURYLINK, INC|SOGO|Wang Investment Associates, Inc.|33
CTL|CENTURYLINK, INC|SPDR|SPEEDROUTE LLC|91629
CTL|CENTURYLINK, INC|SPHN|Stephens Inc.|10212
CTL|CENTURYLINK, INC|SPTD|MINT GLOBAL MARKETS, INC.|400
CTL|CENTURYLINK, INC|STFL|Stifel, Nicolaus & Company, Incorporated|138881
CTL|CENTURYLINK, INC|STKP|STOCKPILE INVESTMENTS, INC.|1232
CTL|CENTURYLINK, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16571
CTL|CENTURYLINK, INC|SWIM|TD Ameritrade, Inc.|740196
CTL|CENTURYLINK, INC|SWST|Hilltop Securities Inc.|33644
CTL|CENTURYLINK, INC|TAGC|TELSEY ADVISORY GROUP LLC|452
CTL|CENTURYLINK, INC|TDSI|TD Securities (USA) LLC|255
CTL|CENTURYLINK, INC|TKNG|ALLY INVEST SECURITIES LLC|43675
CTL|CENTURYLINK, INC|TRBT|Tradebot Systems, Inc.|917992
CTL|CENTURYLINK, INC|TRCM|TRC MARKETS LLC|732260
CTL|CENTURYLINK, INC|TWTT|TASTYWORKS, INC.|1476
CTL|CENTURYLINK, INC|UBSA|UBS SECURITIES LLC|4022956
CTL|CENTURYLINK, INC|UBSS|UBS Securities LLC|3165837
CTL|CENTURYLINK, INC|VALX|VIRTU AMERICAS LLC|361701
CTL|CENTURYLINK, INC|VGRD|Vanguard Marketing Corporation|511990
CTL|CENTURYLINK, INC|WBET|Wallachbeth Capital LLC|219802
CTL|CENTURYLINK, INC|WBLR|WILLIAM BLAIR|3188
CTL|CENTURYLINK, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|9852
CTL|CENTURYLINK, INC|WCHV|WELLS FARGO SECURITIES, LLC|1263229
CTL|CENTURYLINK, INC|WDNX|WEEDEN & CO.L.P.|6960
CTL|CENTURYLINK, INC|WEDB|WEDBUSH SECURITIES INC.|36805
CTL|CENTURYLINK, INC|WEED|Weeden & Co.L.P.|3281
CTL|CENTURYLINK, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|777395
CTL|CENTURYLINK, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6767
CTL|CENTURYLINK, INC|WGIF|CIBC World Markets Inc.|14542
CTL|CENTURYLINK, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9080
CTL|CENTURYLINK, INC|WSAG|WALL STREET ACCESS|225
CTL|CENTURYLINK, INC|WSEA|WOLVERINE SECURITIES, LLC|90485
CTL|CENTURYLINK, INC|XIST|INSTINET, LLC|761982
CTL|CENTURYLINK, INC|XPQR|Jump Trading|948
CTL|CENTURYLINK, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|448006
CTL|CENTURYLINK, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1818
CTL|CENTURYLINK, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10742
CTLT|CATALENT, INC.|ABLE|NATIXIS Securities Americas LLC|1755
CTLT|CATALENT, INC.|ALTX|Alternet Securities Inc.|13086
CTLT|CATALENT, INC.|ANOS|ABEL/NOSER, L.L.C.|2310
CTLT|CATALENT, INC.|APCC|Apex Clearing Corporation|60
CTLT|CATALENT, INC.|BARD|Robert W. Baird & Co. Incorporated|146847
CTLT|CATALENT, INC.|BATM|CBOE TRADING, INC.|11623
CTLT|CATALENT, INC.|BAYC|BAY CREST PARTNERS, LLC|4905
CTLT|CATALENT, INC.|BAYT|BTIG, LLC|200
CTLT|CATALENT, INC.|BBNT|BB&T SECURITIES, LLC|714
CTLT|CATALENT, INC.|BERN|Sanford C. Bernstein & Co., LLC|4976
CTLT|CATALENT, INC.|BIDS|BIDS TRADING L.P.|6100
CTLT|CATALENT, INC.|BKCM|BNY Mellon Capital Markets LLC|25728
CTLT|CATALENT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1428
CTLT|CATALENT, INC.|BLKX|INSTINET, LLC|332037
CTLT|CATALENT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|7951
CTLT|CATALENT, INC.|BRVL|BLAYLOCK VAN, LLC|8300
CTLT|CATALENT, INC.|BTIG|BTIG, LLC|3008
CTLT|CATALENT, INC.|BYXM|CBOE TRADING, INC.|839
CTLT|CATALENT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|700
CTLT|CATALENT, INC.|CANT|Cantor Fitzgerald & Co.|63451
CTLT|CATALENT, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|16600
CTLT|CATALENT, INC.|CHAS|Charles Schwab & Co., Inc.|46876
CTLT|CATALENT, INC.|CIST|Capital Institutional Services, Inc.|439
CTLT|CATALENT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|309327
CTLT|CATALENT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7389
CTLT|CATALENT, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17615
CTLT|CATALENT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|412599
CTLT|CATALENT, INC.|CTDL|Citadel Derivatives Group Llc|43739
CTLT|CATALENT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|78978
CTLT|CATALENT, INC.|DADA|D.A. Davidson & Co.|560
CTLT|CATALENT, INC.|DBAB|Deutsche Bank Securities Inc.|459110
CTLT|CATALENT, INC.|DBAX|Deutsche Bank Securities Inc.|347800
CTLT|CATALENT, INC.|DBUL|Deutsche Bank Securities Inc.|500
CTLT|CATALENT, INC.|DEAN|MORGAN STANLEY|3440
CTLT|CATALENT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
CTLT|CATALENT, INC.|DRWK|DRW SECURITIES, L.L.C.|846
CTLT|CATALENT, INC.|EBXL|EBX LLC|281700
CTLT|CATALENT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5671
CTLT|CATALENT, INC.|EDJO|Edward D. Jones & Co., L.P.|734
CTLT|CATALENT, INC.|EGAM|CBOE TRADING, INC.|10941
CTLT|CATALENT, INC.|EGAW|CBOE TRADING, INC.|305
CTLT|CATALENT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2100
CTLT|CATALENT, INC.|EGXM|CBOE TRADING, INC.|2133
CTLT|CATALENT, INC.|ETBE|Electronic Transaction Clearing, Inc.|9979
CTLT|CATALENT, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
CTLT|CATALENT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15369
CTLT|CATALENT, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|968
CTLT|CATALENT, INC.|ETRS|E*Trade Securities LLC|3007
CTLT|CATALENT, INC.|FILL|Tradestation Securities, Inc.|813
CTLT|CATALENT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3030
CTLT|CATALENT, INC.|FQLS|Quantlab Securities LP|221369
CTLT|CATALENT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|153848
CTLT|CATALENT, INC.|FTBR|Foliofn Investments, Inc.|186
CTLT|CATALENT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1902
CTLT|CATALENT, INC.|GLIS|TD Securities Inc|150
CTLT|CATALENT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|28433
CTLT|CATALENT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1724636
CTLT|CATALENT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1270
CTLT|CATALENT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|6656
CTLT|CATALENT, INC.|GTSZ|GTS SECURITIES LLC|208534
CTLT|CATALENT, INC.|HRBF|American Enterprise Investment Services Inc.|214
CTLT|CATALENT, INC.|IATS|INTERACTIVE BROKERS LLC|620
CTLT|CATALENT, INC.|IBKR|Interactive Brokers Llc|3371
CTLT|CATALENT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|341
CTLT|CATALENT, INC.|ICBX|INSTINET, LLC|90662
CTLT|CATALENT, INC.|IEQY|CITADEL SECURITIES LLC|82639
CTLT|CATALENT, INC.|INCA|INSTINET, LLC|170145
CTLT|CATALENT, INC.|INJX|INSTINET, LLC|2222
CTLT|CATALENT, INC.|ITGI|ITG Inc.|167452
CTLT|CATALENT, INC.|ITGP|ITG INC.|227600
CTLT|CATALENT, INC.|JANY|Janney Montgomery Scott Inc.|16
CTLT|CATALENT, INC.|JEFF|JEFFERIES LLC|88173
CTLT|CATALENT, INC.|JMPT|JUMP TRADING, LLC|51928
CTLT|CATALENT, INC.|JONE|JonesTrading|8115
CTLT|CATALENT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|81831
CTLT|CATALENT, INC.|JPMX|J.P. Morgan Securities LLC|335450
CTLT|CATALENT, INC.|JSJX|JANE STREET CAPITAL LLC|10025
CTLT|CATALENT, INC.|KCGM|VIRTU Americas LLC|69693
CTLT|CATALENT, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|100500
CTLT|CATALENT, INC.|LEHM|Barclays Capital Inc./Le|520538
CTLT|CATALENT, INC.|LIME|Lime Brokerage LLC|23947
CTLT|CATALENT, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|46000
CTLT|CATALENT, INC.|LOOP|Loop Capital Markets LLC|22267
CTLT|CATALENT, INC.|LQNA|LIQUIDNET, INC.|438000
CTLT|CATALENT, INC.|LSCI|Lek Securities Corporation|6022
CTLT|CATALENT, INC.|MACQ|Macquarie Capital (USA) Inc.|15982
CTLT|CATALENT, INC.|MAXM|Maxim Group LLC|73
CTLT|CATALENT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136748
CTLT|CATALENT, INC.|MOTF|MOTIF INVESTING, INC.|1
CTLT|CATALENT, INC.|MSCO|MORGAN STANLEY & CO. LLC|961725
CTLT|CATALENT, INC.|MSPL|MORGAN STANLEY & CO. LLC|350800
CTLT|CATALENT, INC.|MSTX|MORGAN STANLEY & CO. LLC|214300
CTLT|CATALENT, INC.|MZHO|Mizuho Securities USA LLC|25000
CTLT|CATALENT, INC.|NFSC|National Financial Services LLC|355737
CTLT|CATALENT, INC.|NITE|VIRTU Americas LLC|98197
CTLT|CATALENT, INC.|NITP|VIRTU Americas LLC|300
CTLT|CATALENT, INC.|NQRB|Brut, LLC|11216
CTLT|CATALENT, INC.|NTRC|Northern Trust Securities, Inc.|4145
CTLT|CATALENT, INC.|OPCO|Oppenheimer & Co. Inc.|141882
CTLT|CATALENT, INC.|PDQM|CODA MARKETS, INC.|34024
CTLT|CATALENT, INC.|PWJC|UBS Financial Services, Inc.|1000
CTLT|CATALENT, INC.|QMSR|QUATTRO M SECURITIES INC.|2927
CTLT|CATALENT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|530
CTLT|CATALENT, INC.|RGLD|Regal Securities, Inc|300
CTLT|CATALENT, INC.|SAGL|SAGETRADER, LLC|40403
CTLT|CATALENT, INC.|SAGW|SAGETRADER, LLC|3
CTLT|CATALENT, INC.|SBSH|Citigroup Global Markets Inc.|121359
CTLT|CATALENT, INC.|SEIC|SEI Investments Distribution Co.|700
CTLT|CATALENT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|113508
CTLT|CATALENT, INC.|SPDR|SPEEDROUTE LLC|16653
CTLT|CATALENT, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|39656
CTLT|CATALENT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2781
CTLT|CATALENT, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4781
CTLT|CATALENT, INC.|SWIM|TD Ameritrade, Inc.|1400
CTLT|CATALENT, INC.|SWST|Hilltop Securities Inc.|6410
CTLT|CATALENT, INC.|TKNG|ALLY INVEST SECURITIES LLC|59
CTLT|CATALENT, INC.|TRBT|Tradebot Systems, Inc.|198687
CTLT|CATALENT, INC.|TRCM|TRC MARKETS LLC|33794
CTLT|CATALENT, INC.|UBSA|UBS SECURITIES LLC|633846
CTLT|CATALENT, INC.|UBSS|UBS Securities LLC|668007
CTLT|CATALENT, INC.|VALX|VIRTU AMERICAS LLC|19231
CTLT|CATALENT, INC.|VGRD|Vanguard Marketing Corporation|812
CTLT|CATALENT, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|869
CTLT|CATALENT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|67200
CTLT|CATALENT, INC.|WDNX|WEEDEN & CO.L.P.|1740
CTLT|CATALENT, INC.|WEDB|WEDBUSH SECURITIES INC.|9479
CTLT|CATALENT, INC.|WEED|Weeden & Co.L.P.|63550
CTLT|CATALENT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1184
CTLT|CATALENT, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|605
CTLT|CATALENT, INC.|WSEA|WOLVERINE SECURITIES, LLC|290
CTLT|CATALENT, INC.|XIST|INSTINET, LLC|243090
CTLT|CATALENT, INC.|XPQR|Jump Trading|865
CTLT|CATALENT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|21198
CTLT|CATALENT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1036
CTLT|CATALENT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2095
CTMX|CYTOMX THERA CMN STK|ALTX|Alternet Securities Inc.|5692
CTMX|CYTOMX THERA CMN STK|APCC|Apex Clearing Corporation|5272
CTMX|CYTOMX THERA CMN STK|BARD|Robert W. Baird & Co. Incorporated|400
CTMX|CYTOMX THERA CMN STK|BATM|CBOE TRADING, INC.|3903
CTMX|CYTOMX THERA CMN STK|BERN|Sanford C. Bernstein & Co., LLC|370121
CTMX|CYTOMX THERA CMN STK|BIAD|SAGETRADER, LLC|2
CTMX|CYTOMX THERA CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1965
CTMX|CYTOMX THERA CMN STK|BLKX|INSTINET, LLC|5000
CTMX|CYTOMX THERA CMN STK|BMOC|BMO Capital Markets Corp.|5355
CTMX|CYTOMX THERA CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|31606
CTMX|CYTOMX THERA CMN STK|BTIG|BTIG, LLC|6098
CTMX|CYTOMX THERA CMN STK|BYXM|CBOE TRADING, INC.|2404
CTMX|CYTOMX THERA CMN STK|CHAS|Charles Schwab & Co., Inc.|800
CTMX|CYTOMX THERA CMN STK|CIST|Capital Institutional Services, Inc.|700
CTMX|CYTOMX THERA CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|155127
CTMX|CYTOMX THERA CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17034
CTMX|CYTOMX THERA CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CTMX|CYTOMX THERA CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155290
CTMX|CYTOMX THERA CMN STK|CTDL|Citadel Derivatives Group Llc|12778
CTMX|CYTOMX THERA CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|52790
CTMX|CYTOMX THERA CMN STK|DBAB|Deutsche Bank Securities Inc.|320549
CTMX|CYTOMX THERA CMN STK|DBAX|Deutsche Bank Securities Inc.|154200
CTMX|CYTOMX THERA CMN STK|DBUL|Deutsche Bank Securities Inc.|2197
CTMX|CYTOMX THERA CMN STK|DEAN|MORGAN STANLEY|270
CTMX|CYTOMX THERA CMN STK|DEGS|RONIN PROFESSIONAL LLC|19837
CTMX|CYTOMX THERA CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5581
CTMX|CYTOMX THERA CMN STK|EBXL|EBX LLC|137800
CTMX|CYTOMX THERA CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|1461
CTMX|CYTOMX THERA CMN STK|EDJO|Edward D. Jones & Co., L.P.|1552
CTMX|CYTOMX THERA CMN STK|EGAM|CBOE TRADING, INC.|10237
CTMX|CYTOMX THERA CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|700
CTMX|CYTOMX THERA CMN STK|EGXM|CBOE TRADING, INC.|3871
CTMX|CYTOMX THERA CMN STK|EGXW|CBOE TRADING, INC.|4
CTMX|CYTOMX THERA CMN STK|ETBE|Electronic Transaction Clearing, Inc.|20904
CTMX|CYTOMX THERA CMN STK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CTMX|CYTOMX THERA CMN STK|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5146
CTMX|CYTOMX THERA CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5876
CTMX|CYTOMX THERA CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40672
CTMX|CYTOMX THERA CMN STK|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
CTMX|CYTOMX THERA CMN STK|ETRS|E*Trade Securities LLC|47514
CTMX|CYTOMX THERA CMN STK|FBCO|Credit Suisse Securities (USA) LLC|413423
CTMX|CYTOMX THERA CMN STK|FILL|Tradestation Securities, Inc.|2866
CTMX|CYTOMX THERA CMN STK|FMAF|NBCN Inc./ CDS|755
CTMX|CYTOMX THERA CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|163607
CTMX|CYTOMX THERA CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1013
CTMX|CYTOMX THERA CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97786
CTMX|CYTOMX THERA CMN STK|FTBR|Foliofn Investments, Inc.|952
CTMX|CYTOMX THERA CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|24224
CTMX|CYTOMX THERA CMN STK|GLIS|TD Securities Inc|328
CTMX|CYTOMX THERA CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|22596
CTMX|CYTOMX THERA CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|1109479
CTMX|CYTOMX THERA CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|66113
CTMX|CYTOMX THERA CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|1155
CTMX|CYTOMX THERA CMN STK|GTSZ|GTS SECURITIES LLC|30148
CTMX|CYTOMX THERA CMN STK|HAPX|HAP Trading, LLC|394
CTMX|CYTOMX THERA CMN STK|HRBF|American Enterprise Investment Services Inc.|450
CTMX|CYTOMX THERA CMN STK|HSBC|HSBC Securities, Inc.|18040
CTMX|CYTOMX THERA CMN STK|IATS|INTERACTIVE BROKERS LLC|23832
CTMX|CYTOMX THERA CMN STK|IBKR|Interactive Brokers Llc|104388
CTMX|CYTOMX THERA CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|60
CTMX|CYTOMX THERA CMN STK|ICBX|INSTINET, LLC|41360
CTMX|CYTOMX THERA CMN STK|IEQY|CITADEL SECURITIES LLC|153697
CTMX|CYTOMX THERA CMN STK|INCA|INSTINET, LLC|294653
CTMX|CYTOMX THERA CMN STK|INJX|INSTINET, LLC|303928
CTMX|CYTOMX THERA CMN STK|ITGI|ITG Inc.|76447
CTMX|CYTOMX THERA CMN STK|ITGP|ITG INC.|112600
CTMX|CYTOMX THERA CMN STK|JEFF|JEFFERIES LLC|143528
CTMX|CYTOMX THERA CMN STK|JMPT|JUMP TRADING, LLC|67193
CTMX|CYTOMX THERA CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|13572
CTMX|CYTOMX THERA CMN STK|JPMX|J.P. Morgan Securities LLC|303260
CTMX|CYTOMX THERA CMN STK|JSJX|JANE STREET CAPITAL LLC|2986
CTMX|CYTOMX THERA CMN STK|KCGM|VIRTU Americas LLC|48526
CTMX|CYTOMX THERA CMN STK|LEER|LEERINK PARTNERS LLC|2023
CTMX|CYTOMX THERA CMN STK|LEHM|Barclays Capital Inc./Le|687468
CTMX|CYTOMX THERA CMN STK|LIME|Lime Brokerage LLC|177413
CTMX|CYTOMX THERA CMN STK|LMNX|LUMINEX TRADING & ANALYTICS LLC|13600
CTMX|CYTOMX THERA CMN STK|LOOP|Loop Capital Markets LLC|1544
CTMX|CYTOMX THERA CMN STK|LQNA|LIQUIDNET, INC.|61400
CTMX|CYTOMX THERA CMN STK|LSCI|Lek Securities Corporation|200
CTMX|CYTOMX THERA CMN STK|LVMR|LIVERMORE TRADING GROUP, INC.|8280
CTMX|CYTOMX THERA CMN STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CTMX|CYTOMX THERA CMN STK|MACQ|Macquarie Capital (USA) Inc.|2800
CTMX|CYTOMX THERA CMN STK|MAXM|Maxim Group LLC|11391
CTMX|CYTOMX THERA CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30482
CTMX|CYTOMX THERA CMN STK|MOTF|MOTIF INVESTING, INC.|4
CTMX|CYTOMX THERA CMN STK|MSCO|MORGAN STANLEY & CO. LLC|2202897
CTMX|CYTOMX THERA CMN STK|MSPL|MORGAN STANLEY & CO. LLC|162800
CTMX|CYTOMX THERA CMN STK|MSTX|MORGAN STANLEY & CO. LLC|53600
CTMX|CYTOMX THERA CMN STK|NFSC|National Financial Services LLC|98236
CTMX|CYTOMX THERA CMN STK|NITE|VIRTU Americas LLC|418314
CTMX|CYTOMX THERA CMN STK|NITP|VIRTU Americas LLC|1800
CTMX|CYTOMX THERA CMN STK|NQRB|Brut, LLC|18885
CTMX|CYTOMX THERA CMN STK|OPCO|Oppenheimer & Co. Inc.|61
CTMX|CYTOMX THERA CMN STK|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1400
CTMX|CYTOMX THERA CMN STK|PCPT|PHILLIP CAPITAL INC.|200
CTMX|CYTOMX THERA CMN STK|PDQM|CODA MARKETS, INC.|54085
CTMX|CYTOMX THERA CMN STK|PICT|Pictet Overseas Inc.|100
CTMX|CYTOMX THERA CMN STK|RAJA|Raymond James & Associates, Inc.|7585
CTMX|CYTOMX THERA CMN STK|SAGL|SAGETRADER, LLC|15563
CTMX|CYTOMX THERA CMN STK|SAGW|SAGETRADER, LLC|573
CTMX|CYTOMX THERA CMN STK|SBSH|Citigroup Global Markets Inc.|296623
CTMX|CYTOMX THERA CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|74946
CTMX|CYTOMX THERA CMN STK|SPDR|SPEEDROUTE LLC|4100
CTMX|CYTOMX THERA CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|3330
CTMX|CYTOMX THERA CMN STK|STXG|Stockcross Financial Services, Inc.|250
CTMX|CYTOMX THERA CMN STK|SWIM|TD Ameritrade, Inc.|77460
CTMX|CYTOMX THERA CMN STK|TKNG|ALLY INVEST SECURITIES LLC|1814
CTMX|CYTOMX THERA CMN STK|TMBR|Timber Hill LLC|27
CTMX|CYTOMX THERA CMN STK|TRBT|Tradebot Systems, Inc.|151461
CTMX|CYTOMX THERA CMN STK|TRCM|TRC MARKETS LLC|36624
CTMX|CYTOMX THERA CMN STK|TWTT|TASTYWORKS, INC.|50
CTMX|CYTOMX THERA CMN STK|UBSA|UBS SECURITIES LLC|382798
CTMX|CYTOMX THERA CMN STK|UBSS|UBS Securities LLC|1292495
CTMX|CYTOMX THERA CMN STK|VALX|VIRTU AMERICAS LLC|56546
CTMX|CYTOMX THERA CMN STK|VGRD|Vanguard Marketing Corporation|20890
CTMX|CYTOMX THERA CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|60069
CTMX|CYTOMX THERA CMN STK|WEDB|WEDBUSH SECURITIES INC.|12975
CTMX|CYTOMX THERA CMN STK|WEED|Weeden & Co.L.P.|490
CTMX|CYTOMX THERA CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1394
CTMX|CYTOMX THERA CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3117
CTMX|CYTOMX THERA CMN STK|WGIF|CIBC World Markets Inc.|200
CTMX|CYTOMX THERA CMN STK|WSEA|WOLVERINE SECURITIES, LLC|1393
CTMX|CYTOMX THERA CMN STK|XIST|INSTINET, LLC|105200
CTMX|CYTOMX THERA CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|18290
CTMX|CYTOMX THERA CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|2706
CTMX|CYTOMX THERA CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|318
CTO|CONS TOMOKA LAND CO|ALTX|Alternet Securities Inc.|300
CTO|CONS TOMOKA LAND CO|APCC|Apex Clearing Corporation|2014
CTO|CONS TOMOKA LAND CO|BARD|Robert W. Baird & Co. Incorporated|1
CTO|CONS TOMOKA LAND CO|BATM|CBOE TRADING, INC.|200
CTO|CONS TOMOKA LAND CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|401
CTO|CONS TOMOKA LAND CO|BMOC|BMO Capital Markets Corp.|20700
CTO|CONS TOMOKA LAND CO|BTIG|BTIG, LLC|450
CTO|CONS TOMOKA LAND CO|BYXM|CBOE TRADING, INC.|524
CTO|CONS TOMOKA LAND CO|BZYD|GOLDMAN SACHS & CO. LLC|332
CTO|CONS TOMOKA LAND CO|CANT|Cantor Fitzgerald & Co.|523
CTO|CONS TOMOKA LAND CO|CHAS|Charles Schwab & Co., Inc.|3
CTO|CONS TOMOKA LAND CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3649
CTO|CONS TOMOKA LAND CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4308
CTO|CONS TOMOKA LAND CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4185
CTO|CONS TOMOKA LAND CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5066
CTO|CONS TOMOKA LAND CO|CTDL|Citadel Derivatives Group Llc|37
CTO|CONS TOMOKA LAND CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1856
CTO|CONS TOMOKA LAND CO|DBAB|Deutsche Bank Securities Inc.|123389
CTO|CONS TOMOKA LAND CO|DBAX|Deutsche Bank Securities Inc.|5400
CTO|CONS TOMOKA LAND CO|DEAN|MORGAN STANLEY|2
CTO|CONS TOMOKA LAND CO|EBXL|EBX LLC|1600
CTO|CONS TOMOKA LAND CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|163
CTO|CONS TOMOKA LAND CO|EDJO|Edward D. Jones & Co., L.P.|25
CTO|CONS TOMOKA LAND CO|EGAM|CBOE TRADING, INC.|210
CTO|CONS TOMOKA LAND CO|EGXM|CBOE TRADING, INC.|335
CTO|CONS TOMOKA LAND CO|EGXW|CBOE TRADING, INC.|300
CTO|CONS TOMOKA LAND CO|ETCC|Electronic Transaction Clearing, Inc.|1584
CTO|CONS TOMOKA LAND CO|ETRS|E*Trade Securities LLC|11113
CTO|CONS TOMOKA LAND CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1965
CTO|CONS TOMOKA LAND CO|FTBR|Foliofn Investments, Inc.|422
CTO|CONS TOMOKA LAND CO|GLPX|ACS EXECUTION SERVICES, LLC|5258
CTO|CONS TOMOKA LAND CO|GSCO|GOLDMAN SACHS & CO. LLC|10452
CTO|CONS TOMOKA LAND CO|GSLT|GOLDMAN SACHS & CO. LLC|102
CTO|CONS TOMOKA LAND CO|GTSZ|GTS SECURITIES LLC|6361
CTO|CONS TOMOKA LAND CO|HRBF|American Enterprise Investment Services Inc.|3
CTO|CONS TOMOKA LAND CO|IATS|INTERACTIVE BROKERS LLC|2400
CTO|CONS TOMOKA LAND CO|IBKR|Interactive Brokers Llc|4209
CTO|CONS TOMOKA LAND CO|ICBX|INSTINET, LLC|400
CTO|CONS TOMOKA LAND CO|IEQY|CITADEL SECURITIES LLC|311
CTO|CONS TOMOKA LAND CO|INCA|INSTINET, LLC|9629
CTO|CONS TOMOKA LAND CO|INJX|INSTINET, LLC|164
CTO|CONS TOMOKA LAND CO|ITGI|ITG Inc.|1237
CTO|CONS TOMOKA LAND CO|ITGP|ITG INC.|1400
CTO|CONS TOMOKA LAND CO|JPMX|J.P. Morgan Securities LLC|18652
CTO|CONS TOMOKA LAND CO|KCGM|VIRTU Americas LLC|5418
CTO|CONS TOMOKA LAND CO|LEHM|Barclays Capital Inc./Le|2783
CTO|CONS TOMOKA LAND CO|LIME|Lime Brokerage LLC|628
CTO|CONS TOMOKA LAND CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|66860
CTO|CONS TOMOKA LAND CO|LQNA|LIQUIDNET, INC.|400
CTO|CONS TOMOKA LAND CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2710
CTO|CONS TOMOKA LAND CO|MOTF|MOTIF INVESTING, INC.|1
CTO|CONS TOMOKA LAND CO|MSCO|MORGAN STANLEY & CO. LLC|13692
CTO|CONS TOMOKA LAND CO|MSPL|MORGAN STANLEY & CO. LLC|4300
CTO|CONS TOMOKA LAND CO|NFSC|National Financial Services LLC|2339
CTO|CONS TOMOKA LAND CO|NITE|VIRTU Americas LLC|21593
CTO|CONS TOMOKA LAND CO|NQRB|Brut, LLC|3
CTO|CONS TOMOKA LAND CO|OPCO|Oppenheimer & Co. Inc.|33
CTO|CONS TOMOKA LAND CO|PDQM|CODA MARKETS, INC.|9252
CTO|CONS TOMOKA LAND CO|PWJC|UBS Financial Services, Inc.|46
CTO|CONS TOMOKA LAND CO|SBSH|Citigroup Global Markets Inc.|1758
CTO|CONS TOMOKA LAND CO|SGMT|GOLDMAN SACHS & CO. LLC|1782
CTO|CONS TOMOKA LAND CO|SOGO|Wang Investment Associates, Inc.|400
CTO|CONS TOMOKA LAND CO|SPDR|SPEEDROUTE LLC|740
CTO|CONS TOMOKA LAND CO|SPTD|MINT GLOBAL MARKETS, INC.|3986
CTO|CONS TOMOKA LAND CO|SWST|Hilltop Securities Inc.|68
CTO|CONS TOMOKA LAND CO|TRBT|Tradebot Systems, Inc.|453
CTO|CONS TOMOKA LAND CO|TRCM|TRC MARKETS LLC|48
CTO|CONS TOMOKA LAND CO|UBSA|UBS SECURITIES LLC|13721
CTO|CONS TOMOKA LAND CO|UBSS|UBS Securities LLC|13919
CTO|CONS TOMOKA LAND CO|VALX|VIRTU AMERICAS LLC|1978
CTO|CONS TOMOKA LAND CO|VGRD|Vanguard Marketing Corporation|1736
CTO|CONS TOMOKA LAND CO|WCHV|WELLS FARGO SECURITIES, LLC|4185
CTO|CONS TOMOKA LAND CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|13000
CTO|CONS TOMOKA LAND CO|YKNA|COMHAR CAPITAL MARKETS, LLC|854
CTO|CONS TOMOKA LAND CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
CTR|CLEARBRIDGE ENERGY M|ALTX|Alternet Securities Inc.|1100
CTR|CLEARBRIDGE ENERGY M|APCC|Apex Clearing Corporation|80
CTR|CLEARBRIDGE ENERGY M|BANK|Primevest Financial Services, Inc.|325
CTR|CLEARBRIDGE ENERGY M|BARD|Robert W. Baird & Co. Incorporated|1541
CTR|CLEARBRIDGE ENERGY M|BATM|CBOE TRADING, INC.|795
CTR|CLEARBRIDGE ENERGY M|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1140
CTR|CLEARBRIDGE ENERGY M|BTIG|BTIG, LLC|5470
CTR|CLEARBRIDGE ENERGY M|BYXM|CBOE TRADING, INC.|1000
CTR|CLEARBRIDGE ENERGY M|CANT|Cantor Fitzgerald & Co.|565
CTR|CLEARBRIDGE ENERGY M|CHAS|Charles Schwab & Co., Inc.|6
CTR|CLEARBRIDGE ENERGY M|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1161
CTR|CLEARBRIDGE ENERGY M|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
CTR|CLEARBRIDGE ENERGY M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8819
CTR|CLEARBRIDGE ENERGY M|CXCX|CITIGROUP GLOBAL MARKETS INC.|7336
CTR|CLEARBRIDGE ENERGY M|DADA|D.A. Davidson & Co.|550
CTR|CLEARBRIDGE ENERGY M|DBAX|Deutsche Bank Securities Inc.|5000
CTR|CLEARBRIDGE ENERGY M|DEAN|MORGAN STANLEY|21283
CTR|CLEARBRIDGE ENERGY M|DEGS|RONIN PROFESSIONAL LLC|400
CTR|CLEARBRIDGE ENERGY M|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|49542
CTR|CLEARBRIDGE ENERGY M|EBXL|EBX LLC|6100
CTR|CLEARBRIDGE ENERGY M|ECUT|CONVERGEX EXECUTION SOLUTIONS|22940
CTR|CLEARBRIDGE ENERGY M|EDJO|Edward D. Jones & Co., L.P.|175
CTR|CLEARBRIDGE ENERGY M|EGAM|CBOE TRADING, INC.|5400
CTR|CLEARBRIDGE ENERGY M|EGMT|EG MARKET TECHNOLOGIES LLC|100
CTR|CLEARBRIDGE ENERGY M|EGXM|CBOE TRADING, INC.|300
CTR|CLEARBRIDGE ENERGY M|ESPO|ESPOSITO SECURITIES, LLC|330
CTR|CLEARBRIDGE ENERGY M|ETBE|Electronic Transaction Clearing, Inc.|200
CTR|CLEARBRIDGE ENERGY M|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1350
CTR|CLEARBRIDGE ENERGY M|ETRS|E*Trade Securities LLC|30611
CTR|CLEARBRIDGE ENERGY M|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47738
CTR|CLEARBRIDGE ENERGY M|FTBR|Foliofn Investments, Inc.|57
CTR|CLEARBRIDGE ENERGY M|GLPX|ACS EXECUTION SERVICES, LLC|6272
CTR|CLEARBRIDGE ENERGY M|GSCO|GOLDMAN SACHS & CO. LLC|29761
CTR|CLEARBRIDGE ENERGY M|GSCS|GOLDMAN SACHS & CO. LLC|700
CTR|CLEARBRIDGE ENERGY M|GSLT|GOLDMAN SACHS & CO. LLC|300
CTR|CLEARBRIDGE ENERGY M|GTSZ|GTS SECURITIES LLC|804
CTR|CLEARBRIDGE ENERGY M|HRBF|American Enterprise Investment Services Inc.|20261
CTR|CLEARBRIDGE ENERGY M|IATS|INTERACTIVE BROKERS LLC|13472
CTR|CLEARBRIDGE ENERGY M|IBKR|Interactive Brokers Llc|15174
CTR|CLEARBRIDGE ENERGY M|ICBX|INSTINET, LLC|4500
CTR|CLEARBRIDGE ENERGY M|INCA|INSTINET, LLC|3130
CTR|CLEARBRIDGE ENERGY M|ITGI|ITG Inc.|5245
CTR|CLEARBRIDGE ENERGY M|ITGP|ITG INC.|4400
CTR|CLEARBRIDGE ENERGY M|JANY|Janney Montgomery Scott Inc.|7389
CTR|CLEARBRIDGE ENERGY M|JEFF|JEFFERIES LLC|60
CTR|CLEARBRIDGE ENERGY M|JMPT|JUMP TRADING, LLC|329
CTR|CLEARBRIDGE ENERGY M|JPMX|J.P. Morgan Securities LLC|6000
CTR|CLEARBRIDGE ENERGY M|JSJX|JANE STREET CAPITAL LLC|210
CTR|CLEARBRIDGE ENERGY M|KCGM|VIRTU Americas LLC|4157
CTR|CLEARBRIDGE ENERGY M|LEHM|Barclays Capital Inc./Le|4000
CTR|CLEARBRIDGE ENERGY M|LIME|Lime Brokerage LLC|496
CTR|CLEARBRIDGE ENERGY M|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1280
CTR|CLEARBRIDGE ENERGY M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3188
CTR|CLEARBRIDGE ENERGY M|MSCO|MORGAN STANLEY & CO. LLC|93045
CTR|CLEARBRIDGE ENERGY M|MSPL|MORGAN STANLEY & CO. LLC|33700
CTR|CLEARBRIDGE ENERGY M|MSTX|MORGAN STANLEY & CO. LLC|200
CTR|CLEARBRIDGE ENERGY M|NFSC|National Financial Services LLC|35487
CTR|CLEARBRIDGE ENERGY M|NITE|VIRTU Americas LLC|146570
CTR|CLEARBRIDGE ENERGY M|NQRB|Brut, LLC|5902
CTR|CLEARBRIDGE ENERGY M|OPCO|Oppenheimer & Co. Inc.|9741
CTR|CLEARBRIDGE ENERGY M|OTAA|OTA LLC|1300
CTR|CLEARBRIDGE ENERGY M|PDQM|CODA MARKETS, INC.|8633
CTR|CLEARBRIDGE ENERGY M|PWJC|UBS Financial Services, Inc.|3955
CTR|CLEARBRIDGE ENERGY M|RBCM|RBC CAPITAL MARKETS, LLC|11788
CTR|CLEARBRIDGE ENERGY M|SAGL|SAGETRADER, LLC|539
CTR|CLEARBRIDGE ENERGY M|SBSH|Citigroup Global Markets Inc.|4607
CTR|CLEARBRIDGE ENERGY M|SGMT|GOLDMAN SACHS & CO. LLC|10763
CTR|CLEARBRIDGE ENERGY M|SPDR|SPEEDROUTE LLC|1000
CTR|CLEARBRIDGE ENERGY M|SPHN|Stephens Inc.|1320
CTR|CLEARBRIDGE ENERGY M|STFL|Stifel, Nicolaus & Company, Incorporated|2361
CTR|CLEARBRIDGE ENERGY M|SWIM|TD Ameritrade, Inc.|400
CTR|CLEARBRIDGE ENERGY M|SWST|Hilltop Securities Inc.|23255
CTR|CLEARBRIDGE ENERGY M|TKNG|ALLY INVEST SECURITIES LLC|388
CTR|CLEARBRIDGE ENERGY M|TRBT|Tradebot Systems, Inc.|2313
CTR|CLEARBRIDGE ENERGY M|TRCM|TRC MARKETS LLC|300
CTR|CLEARBRIDGE ENERGY M|UBSA|UBS SECURITIES LLC|24267
CTR|CLEARBRIDGE ENERGY M|UBSS|UBS Securities LLC|77645
CTR|CLEARBRIDGE ENERGY M|VALX|VIRTU AMERICAS LLC|265
CTR|CLEARBRIDGE ENERGY M|VGRD|Vanguard Marketing Corporation|4024
CTR|CLEARBRIDGE ENERGY M|WCHV|WELLS FARGO SECURITIES, LLC|110585
CTR|CLEARBRIDGE ENERGY M|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1057
CTR|CLEARBRIDGE ENERGY M|WSEA|WOLVERINE SECURITIES, LLC|6698
CTR|CLEARBRIDGE ENERGY M|XPQR|Jump Trading|600
CTR|CLEARBRIDGE ENERGY M|YKNA|COMHAR CAPITAL MARKETS, LLC|600
CTR|CLEARBRIDGE ENERGY M|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16758
CTRE|CARETRUST REIT, INC.|ABLE|NATIXIS Securities Americas LLC|3242
CTRE|CARETRUST REIT, INC.|ALTX|Alternet Securities Inc.|1600
CTRE|CARETRUST REIT, INC.|APCC|Apex Clearing Corporation|234
CTRE|CARETRUST REIT, INC.|BATM|CBOE TRADING, INC.|546
CTRE|CARETRUST REIT, INC.|BAYT|BTIG, LLC|100
CTRE|CARETRUST REIT, INC.|BERN|Sanford C. Bernstein & Co., LLC|29825
CTRE|CARETRUST REIT, INC.|BIAD|SAGETRADER, LLC|1
CTRE|CARETRUST REIT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5538
CTRE|CARETRUST REIT, INC.|BLKX|INSTINET, LLC|8950
CTRE|CARETRUST REIT, INC.|BMOC|BMO Capital Markets Corp.|1452240
CTRE|CARETRUST REIT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|34836
CTRE|CARETRUST REIT, INC.|BRVL|BLAYLOCK VAN, LLC|8950
CTRE|CARETRUST REIT, INC.|BTIG|BTIG, LLC|1290
CTRE|CARETRUST REIT, INC.|BYXM|CBOE TRADING, INC.|1406
CTRE|CARETRUST REIT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|5344
CTRE|CARETRUST REIT, INC.|CANT|Cantor Fitzgerald & Co.|3259
CTRE|CARETRUST REIT, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|16800
CTRE|CARETRUST REIT, INC.|CHAS|Charles Schwab & Co., Inc.|4
CTRE|CARETRUST REIT, INC.|CICF|Canaccord Genuity Corp.|4713
CTRE|CARETRUST REIT, INC.|CIST|Capital Institutional Services, Inc.|4256
CTRE|CARETRUST REIT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67932
CTRE|CARETRUST REIT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
CTRE|CARETRUST REIT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149529
CTRE|CARETRUST REIT, INC.|CTDL|Citadel Derivatives Group Llc|39428
CTRE|CARETRUST REIT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|74884
CTRE|CARETRUST REIT, INC.|DBAB|Deutsche Bank Securities Inc.|261832
CTRE|CARETRUST REIT, INC.|DBAX|Deutsche Bank Securities Inc.|97400
CTRE|CARETRUST REIT, INC.|DEAN|MORGAN STANLEY|890
CTRE|CARETRUST REIT, INC.|DEGS|RONIN PROFESSIONAL LLC|4000
CTRE|CARETRUST REIT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|343
CTRE|CARETRUST REIT, INC.|EBXL|EBX LLC|69600
CTRE|CARETRUST REIT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1087
CTRE|CARETRUST REIT, INC.|EDJO|Edward D. Jones & Co., L.P.|1281
CTRE|CARETRUST REIT, INC.|EGAM|CBOE TRADING, INC.|2488
CTRE|CARETRUST REIT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
CTRE|CARETRUST REIT, INC.|EGXM|CBOE TRADING, INC.|664
CTRE|CARETRUST REIT, INC.|ELEV|ELEVATION, LLC|1389
CTRE|CARETRUST REIT, INC.|ETBE|Electronic Transaction Clearing, Inc.|19729
CTRE|CARETRUST REIT, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6020
CTRE|CARETRUST REIT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4238
CTRE|CARETRUST REIT, INC.|ETRS|E*Trade Securities LLC|35147
CTRE|CARETRUST REIT, INC.|FBCO|Credit Suisse Securities (USA) LLC|1800978
CTRE|CARETRUST REIT, INC.|FILL|Tradestation Securities, Inc.|106
CTRE|CARETRUST REIT, INC.|FMAF|NBCN Inc./ CDS|470
CTRE|CARETRUST REIT, INC.|FOMA|TD AMERITRADE CLEARING, INC.|49413
CTRE|CARETRUST REIT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9812
CTRE|CARETRUST REIT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88919
CTRE|CARETRUST REIT, INC.|FTBR|Foliofn Investments, Inc.|2370
CTRE|CARETRUST REIT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|124144
CTRE|CARETRUST REIT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|867
CTRE|CARETRUST REIT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1590803
CTRE|CARETRUST REIT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|10504
CTRE|CARETRUST REIT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4091
CTRE|CARETRUST REIT, INC.|GTSZ|GTS SECURITIES LLC|24174
CTRE|CARETRUST REIT, INC.|HRBF|American Enterprise Investment Services Inc.|800
CTRE|CARETRUST REIT, INC.|HSBC|HSBC Securities, Inc.|6371
CTRE|CARETRUST REIT, INC.|IATS|INTERACTIVE BROKERS LLC|4605
CTRE|CARETRUST REIT, INC.|IBKR|Interactive Brokers Llc|36477
CTRE|CARETRUST REIT, INC.|ICBX|INSTINET, LLC|31717
CTRE|CARETRUST REIT, INC.|IEQY|CITADEL SECURITIES LLC|78609
CTRE|CARETRUST REIT, INC.|INCA|INSTINET, LLC|454930
CTRE|CARETRUST REIT, INC.|INJX|INSTINET, LLC|12539
CTRE|CARETRUST REIT, INC.|ITGI|ITG Inc.|167389
CTRE|CARETRUST REIT, INC.|ITGP|ITG INC.|44800
CTRE|CARETRUST REIT, INC.|JEFF|JEFFERIES LLC|122083
CTRE|CARETRUST REIT, INC.|JMPT|JUMP TRADING, LLC|58415
CTRE|CARETRUST REIT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|28042
CTRE|CARETRUST REIT, INC.|JPMX|J.P. Morgan Securities LLC|321366
CTRE|CARETRUST REIT, INC.|JSJX|JANE STREET CAPITAL LLC|1761
CTRE|CARETRUST REIT, INC.|KCGM|VIRTU Americas LLC|13962
CTRE|CARETRUST REIT, INC.|LEHM|Barclays Capital Inc./Le|727438
CTRE|CARETRUST REIT, INC.|LIME|Lime Brokerage LLC|228039
CTRE|CARETRUST REIT, INC.|LMGP|LIME BROKERAGE LLC|23812
CTRE|CARETRUST REIT, INC.|LOOP|Loop Capital Markets LLC|255
CTRE|CARETRUST REIT, INC.|LSCI|Lek Securities Corporation|200
CTRE|CARETRUST REIT, INC.|MACQ|Macquarie Capital (USA) Inc.|11078
CTRE|CARETRUST REIT, INC.|MAXM|Maxim Group LLC|11815
CTRE|CARETRUST REIT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39715
CTRE|CARETRUST REIT, INC.|MOTF|MOTIF INVESTING, INC.|9
CTRE|CARETRUST REIT, INC.|MSCO|MORGAN STANLEY & CO. LLC|1998819
CTRE|CARETRUST REIT, INC.|MSPL|MORGAN STANLEY & CO. LLC|184700
CTRE|CARETRUST REIT, INC.|MSTX|MORGAN STANLEY & CO. LLC|88400
CTRE|CARETRUST REIT, INC.|NATL|National Securities Corporation|200
CTRE|CARETRUST REIT, INC.|NFSC|National Financial Services LLC|60500
CTRE|CARETRUST REIT, INC.|NITE|VIRTU Americas LLC|202337
CTRE|CARETRUST REIT, INC.|NITP|VIRTU Americas LLC|5000
CTRE|CARETRUST REIT, INC.|NQRB|Brut, LLC|13605
CTRE|CARETRUST REIT, INC.|OPCO|Oppenheimer & Co. Inc.|185
CTRE|CARETRUST REIT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|954
CTRE|CARETRUST REIT, INC.|PHLY|NASDAQ Execution Services, LLC|600
CTRE|CARETRUST REIT, INC.|RAJA|Raymond James & Associates, Inc.|24127
CTRE|CARETRUST REIT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|189
CTRE|CARETRUST REIT, INC.|SAGW|SAGETRADER, LLC|5319
CTRE|CARETRUST REIT, INC.|SBSH|Citigroup Global Markets Inc.|355334
CTRE|CARETRUST REIT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|35718
CTRE|CARETRUST REIT, INC.|SPDR|SPEEDROUTE LLC|725
CTRE|CARETRUST REIT, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|58846
CTRE|CARETRUST REIT, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
CTRE|CARETRUST REIT, INC.|SWIM|TD Ameritrade, Inc.|5952
CTRE|CARETRUST REIT, INC.|SWST|Hilltop Securities Inc.|834
CTRE|CARETRUST REIT, INC.|TKNG|ALLY INVEST SECURITIES LLC|1100
CTRE|CARETRUST REIT, INC.|TRBT|Tradebot Systems, Inc.|183478
CTRE|CARETRUST REIT, INC.|TRCM|TRC MARKETS LLC|117794
CTRE|CARETRUST REIT, INC.|UBSA|UBS SECURITIES LLC|207301
CTRE|CARETRUST REIT, INC.|UBSS|UBS Securities LLC|537312
CTRE|CARETRUST REIT, INC.|VALX|VIRTU AMERICAS LLC|8528
CTRE|CARETRUST REIT, INC.|VGRD|Vanguard Marketing Corporation|20333
CTRE|CARETRUST REIT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|50757
CTRE|CARETRUST REIT, INC.|WDNX|WEEDEN & CO.L.P.|844
CTRE|CARETRUST REIT, INC.|WEED|Weeden & Co.L.P.|6809
CTRE|CARETRUST REIT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2115
CTRE|CARETRUST REIT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|321
CTRE|CARETRUST REIT, INC.|WGIF|CIBC World Markets Inc.|589
CTRE|CARETRUST REIT, INC.|WSEA|WOLVERINE SECURITIES, LLC|1339
CTRE|CARETRUST REIT, INC.|XIST|INSTINET, LLC|74400
CTRE|CARETRUST REIT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|6018
CTRE|CARETRUST REIT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4858
CTRL|CONTROL4 CORPORATION|AGIS|Aegis Capital Corp.|328
CTRL|CONTROL4 CORPORATION|ALTX|Alternet Securities Inc.|3324
CTRL|CONTROL4 CORPORATION|APCC|Apex Clearing Corporation|2332
CTRL|CONTROL4 CORPORATION|BANK|Primevest Financial Services, Inc.|162
CTRL|CONTROL4 CORPORATION|BARD|Robert W. Baird & Co. Incorporated|653
CTRL|CONTROL4 CORPORATION|BATM|CBOE TRADING, INC.|1418
CTRL|CONTROL4 CORPORATION|BAYT|BTIG, LLC|5800
CTRL|CONTROL4 CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|744
CTRL|CONTROL4 CORPORATION|BIMI|Banca IMI Securities Corp.|393
CTRL|CONTROL4 CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3475
CTRL|CONTROL4 CORPORATION|BMOC|BMO Capital Markets Corp.|4144
CTRL|CONTROL4 CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|4433
CTRL|CONTROL4 CORPORATION|BRVL|BLAYLOCK VAN, LLC|400
CTRL|CONTROL4 CORPORATION|BTIG|BTIG, LLC|5338
CTRL|CONTROL4 CORPORATION|BYXM|CBOE TRADING, INC.|688
CTRL|CONTROL4 CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|737
CTRL|CONTROL4 CORPORATION|CANT|Cantor Fitzgerald & Co.|195
CTRL|CONTROL4 CORPORATION|CHAS|Charles Schwab & Co., Inc.|100
CTRL|CONTROL4 CORPORATION|CIST|Capital Institutional Services, Inc.|9
CTRL|CONTROL4 CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40220
CTRL|CONTROL4 CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CTRL|CONTROL4 CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|92513
CTRL|CONTROL4 CORPORATION|CTDL|Citadel Derivatives Group Llc|8299
CTRL|CONTROL4 CORPORATION|CTLR|CUTLER GROUP, LP|291
CTRL|CONTROL4 CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|3158
CTRL|CONTROL4 CORPORATION|DADA|D.A. Davidson & Co.|300
CTRL|CONTROL4 CORPORATION|DBAB|Deutsche Bank Securities Inc.|188749
CTRL|CONTROL4 CORPORATION|DBAX|Deutsche Bank Securities Inc.|51400
CTRL|CONTROL4 CORPORATION|DBUL|Deutsche Bank Securities Inc.|2378
CTRL|CONTROL4 CORPORATION|DEAN|MORGAN STANLEY|3759
CTRL|CONTROL4 CORPORATION|DEGS|RONIN PROFESSIONAL LLC|8193
CTRL|CONTROL4 CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52
CTRL|CONTROL4 CORPORATION|EBXL|EBX LLC|28100
CTRL|CONTROL4 CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|962
CTRL|CONTROL4 CORPORATION|EDJC|Edward Jones / CDS|40
CTRL|CONTROL4 CORPORATION|EDJO|Edward D. Jones & Co., L.P.|2804
CTRL|CONTROL4 CORPORATION|EGAM|CBOE TRADING, INC.|2645
CTRL|CONTROL4 CORPORATION|EGAW|CBOE TRADING, INC.|220
CTRL|CONTROL4 CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|710
CTRL|CONTROL4 CORPORATION|EGXM|CBOE TRADING, INC.|1411
CTRL|CONTROL4 CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|4200
CTRL|CONTROL4 CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4618
CTRL|CONTROL4 CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11123
CTRL|CONTROL4 CORPORATION|ETRS|E*Trade Securities LLC|50304
CTRL|CONTROL4 CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|475026
CTRL|CONTROL4 CORPORATION|FILL|Tradestation Securities, Inc.|8649
CTRL|CONTROL4 CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|195039
CTRL|CONTROL4 CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1133
CTRL|CONTROL4 CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55156
CTRL|CONTROL4 CORPORATION|FTBR|Foliofn Investments, Inc.|1450
CTRL|CONTROL4 CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|8693
CTRL|CONTROL4 CORPORATION|GLIS|TD Securities Inc|400
CTRL|CONTROL4 CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|7320
CTRL|CONTROL4 CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|316989
CTRL|CONTROL4 CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|21403
CTRL|CONTROL4 CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|2285
CTRL|CONTROL4 CORPORATION|GTSZ|GTS SECURITIES LLC|3835
CTRL|CONTROL4 CORPORATION|HRBF|American Enterprise Investment Services Inc.|2476
CTRL|CONTROL4 CORPORATION|IATS|INTERACTIVE BROKERS LLC|12241
CTRL|CONTROL4 CORPORATION|IBKR|Interactive Brokers Llc|106194
CTRL|CONTROL4 CORPORATION|IBSJ|Integrity Brokerage Services, Inc.|499
CTRL|CONTROL4 CORPORATION|ICBX|INSTINET, LLC|8300
CTRL|CONTROL4 CORPORATION|IEQY|CITADEL SECURITIES LLC|37802
CTRL|CONTROL4 CORPORATION|INCA|INSTINET, LLC|346634
CTRL|CONTROL4 CORPORATION|INJX|INSTINET, LLC|9303
CTRL|CONTROL4 CORPORATION|ITGI|ITG Inc.|20579
CTRL|CONTROL4 CORPORATION|ITGP|ITG INC.|13800
CTRL|CONTROL4 CORPORATION|JANY|Janney Montgomery Scott Inc.|1000
CTRL|CONTROL4 CORPORATION|JEFF|JEFFERIES LLC|14021
CTRL|CONTROL4 CORPORATION|JMPT|JUMP TRADING, LLC|15541
CTRL|CONTROL4 CORPORATION|JONE|JonesTrading|143806
CTRL|CONTROL4 CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|5146
CTRL|CONTROL4 CORPORATION|JPMX|J.P. Morgan Securities LLC|61976
CTRL|CONTROL4 CORPORATION|JSJX|JANE STREET CAPITAL LLC|2703
CTRL|CONTROL4 CORPORATION|KCGM|VIRTU Americas LLC|13154
CTRL|CONTROL4 CORPORATION|LEHM|Barclays Capital Inc./Le|213505
CTRL|CONTROL4 CORPORATION|LIME|Lime Brokerage LLC|106060
CTRL|CONTROL4 CORPORATION|LSCI|Lek Securities Corporation|9970
CTRL|CONTROL4 CORPORATION|MAXM|Maxim Group LLC|2487
CTRL|CONTROL4 CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20558
CTRL|CONTROL4 CORPORATION|MOTF|MOTIF INVESTING, INC.|9
CTRL|CONTROL4 CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1005061
CTRL|CONTROL4 CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|106300
CTRL|CONTROL4 CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|38400
CTRL|CONTROL4 CORPORATION|NFSC|National Financial Services LLC|157019
CTRL|CONTROL4 CORPORATION|NITE|VIRTU Americas LLC|239822
CTRL|CONTROL4 CORPORATION|NITP|VIRTU Americas LLC|1700
CTRL|CONTROL4 CORPORATION|NQRB|Brut, LLC|5293
CTRL|CONTROL4 CORPORATION|OPCO|Oppenheimer & Co. Inc.|1642
CTRL|CONTROL4 CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1040
CTRL|CONTROL4 CORPORATION|PDQM|CODA MARKETS, INC.|17067
CTRL|CONTROL4 CORPORATION|PHLY|NASDAQ Execution Services, LLC|600
CTRL|CONTROL4 CORPORATION|RAJA|Raymond James & Associates, Inc.|47174
CTRL|CONTROL4 CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|9792
CTRL|CONTROL4 CORPORATION|RGLD|Regal Securities, Inc|10
CTRL|CONTROL4 CORPORATION|SAGL|SAGETRADER, LLC|2722
CTRL|CONTROL4 CORPORATION|SAGW|SAGETRADER, LLC|7
CTRL|CONTROL4 CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|1000
CTRL|CONTROL4 CORPORATION|SBSH|Citigroup Global Markets Inc.|66424
CTRL|CONTROL4 CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|32631
CTRL|CONTROL4 CORPORATION|SPDR|SPEEDROUTE LLC|3081
CTRL|CONTROL4 CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1820
CTRL|CONTROL4 CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|36
CTRL|CONTROL4 CORPORATION|SWIM|TD Ameritrade, Inc.|49638
CTRL|CONTROL4 CORPORATION|SWST|Hilltop Securities Inc.|8381
CTRL|CONTROL4 CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|1654
CTRL|CONTROL4 CORPORATION|TONC|CUTTONE & CO., LLC|1704
CTRL|CONTROL4 CORPORATION|TRBT|Tradebot Systems, Inc.|73219
CTRL|CONTROL4 CORPORATION|TRCM|TRC MARKETS LLC|82970
CTRL|CONTROL4 CORPORATION|TWTT|TASTYWORKS, INC.|400
CTRL|CONTROL4 CORPORATION|UBSA|UBS SECURITIES LLC|109153
CTRL|CONTROL4 CORPORATION|UBSS|UBS Securities LLC|370854
CTRL|CONTROL4 CORPORATION|VALX|VIRTU AMERICAS LLC|2846
CTRL|CONTROL4 CORPORATION|VGRD|Vanguard Marketing Corporation|13645
CTRL|CONTROL4 CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|200
CTRL|CONTROL4 CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|64110
CTRL|CONTROL4 CORPORATION|WDNX|WEEDEN & CO.L.P.|416
CTRL|CONTROL4 CORPORATION|WEDB|WEDBUSH SECURITIES INC.|2000
CTRL|CONTROL4 CORPORATION|WEED|Weeden & Co.L.P.|1300
CTRL|CONTROL4 CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6753
CTRL|CONTROL4 CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15417
CTRL|CONTROL4 CORPORATION|WGIF|CIBC World Markets Inc.|250
CTRL|CONTROL4 CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|6679
CTRL|CONTROL4 CORPORATION|XIST|INSTINET, LLC|11700
CTRL|CONTROL4 CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|10126
CTRL|CONTROL4 CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|913
CTRL|CONTROL4 CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13459
CTRN|CITI TRENDS, INC.|ALTX|Alternet Securities Inc.|1000
CTRN|CITI TRENDS, INC.|APCC|Apex Clearing Corporation|1703
CTRN|CITI TRENDS, INC.|BATM|CBOE TRADING, INC.|157
CTRN|CITI TRENDS, INC.|BERN|Sanford C. Bernstein & Co., LLC|28366
CTRN|CITI TRENDS, INC.|BMOC|BMO Capital Markets Corp.|2104
CTRN|CITI TRENDS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|31901
CTRN|CITI TRENDS, INC.|BTIG|BTIG, LLC|391
CTRN|CITI TRENDS, INC.|BYXM|CBOE TRADING, INC.|200
CTRN|CITI TRENDS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1399
CTRN|CITI TRENDS, INC.|CANT|Cantor Fitzgerald & Co.|213
CTRN|CITI TRENDS, INC.|CHAS|Charles Schwab & Co., Inc.|551
CTRN|CITI TRENDS, INC.|CIST|Capital Institutional Services, Inc.|92
CTRN|CITI TRENDS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7992
CTRN|CITI TRENDS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1401
CTRN|CITI TRENDS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34521
CTRN|CITI TRENDS, INC.|CTDL|Citadel Derivatives Group Llc|4315
CTRN|CITI TRENDS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6882
CTRN|CITI TRENDS, INC.|DBAB|Deutsche Bank Securities Inc.|78008
CTRN|CITI TRENDS, INC.|DBAX|Deutsche Bank Securities Inc.|15200
CTRN|CITI TRENDS, INC.|DBUL|Deutsche Bank Securities Inc.|1346
CTRN|CITI TRENDS, INC.|DEAN|MORGAN STANLEY|7
CTRN|CITI TRENDS, INC.|DEGS|RONIN PROFESSIONAL LLC|4507
CTRN|CITI TRENDS, INC.|EBXL|EBX LLC|32300
CTRN|CITI TRENDS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|494
CTRN|CITI TRENDS, INC.|EGAM|CBOE TRADING, INC.|1190
CTRN|CITI TRENDS, INC.|EGAW|CBOE TRADING, INC.|100
CTRN|CITI TRENDS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|300
CTRN|CITI TRENDS, INC.|EGXM|CBOE TRADING, INC.|184
CTRN|CITI TRENDS, INC.|EGXW|CBOE TRADING, INC.|100
CTRN|CITI TRENDS, INC.|ETBE|Electronic Transaction Clearing, Inc.|120
CTRN|CITI TRENDS, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
CTRN|CITI TRENDS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2046
CTRN|CITI TRENDS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11063
CTRN|CITI TRENDS, INC.|ETRS|E*Trade Securities LLC|1828
CTRN|CITI TRENDS, INC.|FBCO|Credit Suisse Securities (USA) LLC|60295
CTRN|CITI TRENDS, INC.|FILL|Tradestation Securities, Inc.|100
CTRN|CITI TRENDS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|11578
CTRN|CITI TRENDS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|560
CTRN|CITI TRENDS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26657
CTRN|CITI TRENDS, INC.|FTBR|Foliofn Investments, Inc.|1538
CTRN|CITI TRENDS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|7423
CTRN|CITI TRENDS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1754
CTRN|CITI TRENDS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|164636
CTRN|CITI TRENDS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|7810
CTRN|CITI TRENDS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3
CTRN|CITI TRENDS, INC.|GTSZ|GTS SECURITIES LLC|12932
CTRN|CITI TRENDS, INC.|IATS|INTERACTIVE BROKERS LLC|3256
CTRN|CITI TRENDS, INC.|IBKR|Interactive Brokers Llc|18517
CTRN|CITI TRENDS, INC.|ICBX|INSTINET, LLC|1522
CTRN|CITI TRENDS, INC.|IEQY|CITADEL SECURITIES LLC|29046
CTRN|CITI TRENDS, INC.|INCA|INSTINET, LLC|113385
CTRN|CITI TRENDS, INC.|INJX|INSTINET, LLC|3936
CTRN|CITI TRENDS, INC.|ITGI|ITG Inc.|14504
CTRN|CITI TRENDS, INC.|ITGP|ITG INC.|22000
CTRN|CITI TRENDS, INC.|JEFF|JEFFERIES LLC|24647
CTRN|CITI TRENDS, INC.|JMPT|JUMP TRADING, LLC|5458
CTRN|CITI TRENDS, INC.|JONE|JonesTrading|740
CTRN|CITI TRENDS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2731
CTRN|CITI TRENDS, INC.|JPMX|J.P. Morgan Securities LLC|74743
CTRN|CITI TRENDS, INC.|JSJX|JANE STREET CAPITAL LLC|595
CTRN|CITI TRENDS, INC.|KCGM|VIRTU Americas LLC|1846
CTRN|CITI TRENDS, INC.|LEHM|Barclays Capital Inc./Le|114623
CTRN|CITI TRENDS, INC.|LIME|Lime Brokerage LLC|68755
CTRN|CITI TRENDS, INC.|LMGP|LIME BROKERAGE LLC|3050
CTRN|CITI TRENDS, INC.|LSCI|Lek Securities Corporation|1
CTRN|CITI TRENDS, INC.|MAXM|Maxim Group LLC|904
CTRN|CITI TRENDS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8640
CTRN|CITI TRENDS, INC.|MOTF|MOTIF INVESTING, INC.|6
CTRN|CITI TRENDS, INC.|MSCO|MORGAN STANLEY & CO. LLC|417901
CTRN|CITI TRENDS, INC.|MSPL|MORGAN STANLEY & CO. LLC|34300
CTRN|CITI TRENDS, INC.|MSTX|MORGAN STANLEY & CO. LLC|5800
CTRN|CITI TRENDS, INC.|NFSC|National Financial Services LLC|24686
CTRN|CITI TRENDS, INC.|NITE|VIRTU Americas LLC|55338
CTRN|CITI TRENDS, INC.|NITP|VIRTU Americas LLC|1100
CTRN|CITI TRENDS, INC.|NQRB|Brut, LLC|661
CTRN|CITI TRENDS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|616
CTRN|CITI TRENDS, INC.|PDQM|CODA MARKETS, INC.|9211
CTRN|CITI TRENDS, INC.|SAGL|SAGETRADER, LLC|910
CTRN|CITI TRENDS, INC.|SAGW|SAGETRADER, LLC|100
CTRN|CITI TRENDS, INC.|SBSH|Citigroup Global Markets Inc.|42211
CTRN|CITI TRENDS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|5812
CTRN|CITI TRENDS, INC.|SPDR|SPEEDROUTE LLC|1168
CTRN|CITI TRENDS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|3200
CTRN|CITI TRENDS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4160
CTRN|CITI TRENDS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|108
CTRN|CITI TRENDS, INC.|SWIM|TD Ameritrade, Inc.|3159
CTRN|CITI TRENDS, INC.|TRBT|Tradebot Systems, Inc.|30383
CTRN|CITI TRENDS, INC.|TRCM|TRC MARKETS LLC|36088
CTRN|CITI TRENDS, INC.|UBSA|UBS SECURITIES LLC|77094
CTRN|CITI TRENDS, INC.|UBSS|UBS Securities LLC|161237
CTRN|CITI TRENDS, INC.|VALX|VIRTU AMERICAS LLC|5111
CTRN|CITI TRENDS, INC.|VGRD|Vanguard Marketing Corporation|1288
CTRN|CITI TRENDS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
CTRN|CITI TRENDS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|3668
CTRN|CITI TRENDS, INC.|WEED|Weeden & Co.L.P.|6930
CTRN|CITI TRENDS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|170
CTRN|CITI TRENDS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6778
CTRN|CITI TRENDS, INC.|WFPB|Wells Fargo Securities, LLC.|1100
CTRN|CITI TRENDS, INC.|WSEA|WOLVERINE SECURITIES, LLC|75
CTRN|CITI TRENDS, INC.|XIST|INSTINET, LLC|28438
CTRN|CITI TRENDS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2048
CTRN|CITI TRENDS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|576
CTRN|CITI TRENDS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4003
CTRP|CTRIP.COM INTL LTD|ABLE|NATIXIS Securities Americas LLC|8917
CTRP|CTRIP.COM INTL LTD|ADAM|CANACCORD GENUITY INC.|4766
CTRP|CTRIP.COM INTL LTD|ALLN|Allen & Company LLC|3747
CTRP|CTRIP.COM INTL LTD|ALTX|Alternet Securities Inc.|39861
CTRP|CTRIP.COM INTL LTD|APCC|Apex Clearing Corporation|45529
CTRP|CTRIP.COM INTL LTD|BARD|Robert W. Baird & Co. Incorporated|101
CTRP|CTRIP.COM INTL LTD|BATM|CBOE TRADING, INC.|38793
CTRP|CTRIP.COM INTL LTD|BAYC|BAY CREST PARTNERS, LLC|92167
CTRP|CTRIP.COM INTL LTD|BAYT|BTIG, LLC|236650
CTRP|CTRIP.COM INTL LTD|BERN|Sanford C. Bernstein & Co., LLC|246391
CTRP|CTRIP.COM INTL LTD|BIAD|SAGETRADER, LLC|2752
CTRP|CTRIP.COM INTL LTD|BIDS|BIDS TRADING L.P.|1400
CTRP|CTRIP.COM INTL LTD|BIMI|Banca IMI Securities Corp.|3250
CTRP|CTRIP.COM INTL LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34816
CTRP|CTRIP.COM INTL LTD|BLKX|INSTINET, LLC|712150
CTRP|CTRIP.COM INTL LTD|BMOC|BMO Capital Markets Corp.|11345
CTRP|CTRIP.COM INTL LTD|BNPX|BNP PARIBAS SECURITIES CORP.|681444
CTRP|CTRIP.COM INTL LTD|BRGE|Newbridge Securities Corp.|713
CTRP|CTRIP.COM INTL LTD|BTIG|BTIG, LLC|259421
CTRP|CTRIP.COM INTL LTD|BYXM|CBOE TRADING, INC.|52977
CTRP|CTRIP.COM INTL LTD|BZYD|GOLDMAN SACHS & CO. LLC|740
CTRP|CTRIP.COM INTL LTD|CANT|Cantor Fitzgerald & Co.|216819
CTRP|CTRIP.COM INTL LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|10200
CTRP|CTRIP.COM INTL LTD|CHAS|Charles Schwab & Co., Inc.|2994
CTRP|CTRIP.COM INTL LTD|CIST|Capital Institutional Services, Inc.|14917
CTRP|CTRIP.COM INTL LTD|CLSA|CLSA AMERICAS, LLC|420496
CTRP|CTRIP.COM INTL LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|896254
CTRP|CTRIP.COM INTL LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3885
CTRP|CTRIP.COM INTL LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24700
CTRP|CTRIP.COM INTL LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2153771
CTRP|CTRIP.COM INTL LTD|CTDL|Citadel Derivatives Group Llc|382319
CTRP|CTRIP.COM INTL LTD|CTLR|CUTLER GROUP, LP|7867
CTRP|CTRIP.COM INTL LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|415454
CTRP|CTRIP.COM INTL LTD|DADA|D.A. Davidson & Co.|138
CTRP|CTRIP.COM INTL LTD|DAWA|Daiwa Capital Markets America Inc.|11091
CTRP|CTRIP.COM INTL LTD|DBAB|Deutsche Bank Securities Inc.|2822035
CTRP|CTRIP.COM INTL LTD|DBAX|Deutsche Bank Securities Inc.|1466400
CTRP|CTRIP.COM INTL LTD|DBUL|Deutsche Bank Securities Inc.|23151
CTRP|CTRIP.COM INTL LTD|DCHF|Dart Executions, LLC|66744
CTRP|CTRIP.COM INTL LTD|DEAN|MORGAN STANLEY|284427
CTRP|CTRIP.COM INTL LTD|DEGS|RONIN PROFESSIONAL LLC|12616
CTRP|CTRIP.COM INTL LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|160008
CTRP|CTRIP.COM INTL LTD|DRWK|DRW SECURITIES, L.L.C.|587575
CTRP|CTRIP.COM INTL LTD|EBXL|EBX LLC|1207700
CTRP|CTRIP.COM INTL LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|19803
CTRP|CTRIP.COM INTL LTD|EDJO|Edward D. Jones & Co., L.P.|7714
CTRP|CTRIP.COM INTL LTD|EGAM|CBOE TRADING, INC.|84596
CTRP|CTRIP.COM INTL LTD|EGAW|CBOE TRADING, INC.|2068
CTRP|CTRIP.COM INTL LTD|EGMT|EG MARKET TECHNOLOGIES LLC|2939
CTRP|CTRIP.COM INTL LTD|EGXM|CBOE TRADING, INC.|24318
CTRP|CTRIP.COM INTL LTD|EGXW|CBOE TRADING, INC.|902
CTRP|CTRIP.COM INTL LTD|ELEV|ELEVATION, LLC|29321
CTRP|CTRIP.COM INTL LTD|ESPO|ESPOSITO SECURITIES, LLC|1369
CTRP|CTRIP.COM INTL LTD|ETBE|Electronic Transaction Clearing, Inc.|492094
CTRP|CTRIP.COM INTL LTD|ETCC|Electronic Transaction Clearing, Inc.|1647
CTRP|CTRIP.COM INTL LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|22550
CTRP|CTRIP.COM INTL LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|109103
CTRP|CTRIP.COM INTL LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
CTRP|CTRIP.COM INTL LTD|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|780896
CTRP|CTRIP.COM INTL LTD|ETRS|E*Trade Securities LLC|401697
CTRP|CTRIP.COM INTL LTD|FBCO|Credit Suisse Securities (USA) LLC|3784065
CTRP|CTRIP.COM INTL LTD|FFSI|Firstrade Securities Inc.|920
CTRP|CTRIP.COM INTL LTD|FILL|Tradestation Securities, Inc.|36841
CTRP|CTRIP.COM INTL LTD|FLTU|FLOW TRADERS US LLC|49270
CTRP|CTRIP.COM INTL LTD|FMAF|NBCN Inc./ CDS|20626
CTRP|CTRIP.COM INTL LTD|FOMA|TD AMERITRADE CLEARING, INC.|412040
CTRP|CTRIP.COM INTL LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|184
CTRP|CTRIP.COM INTL LTD|FQLS|Quantlab Securities LP|2501270
CTRP|CTRIP.COM INTL LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|393404
CTRP|CTRIP.COM INTL LTD|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|10657
CTRP|CTRIP.COM INTL LTD|FTBR|Foliofn Investments, Inc.|1714
CTRP|CTRIP.COM INTL LTD|GBMT|GBM International, Inc.|720
CTRP|CTRIP.COM INTL LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|127671
CTRP|CTRIP.COM INTL LTD|GELP|RBC CAPITAL MARKETS, LLC|1912
CTRP|CTRIP.COM INTL LTD|GLIS|TD Securities Inc|170
CTRP|CTRIP.COM INTL LTD|GLPX|ACS EXECUTION SERVICES, LLC|332158
CTRP|CTRIP.COM INTL LTD|GSCO|GOLDMAN SACHS & CO. LLC|6706937
CTRP|CTRIP.COM INTL LTD|GSCS|GOLDMAN SACHS & CO. LLC|349791
CTRP|CTRIP.COM INTL LTD|GSLT|GOLDMAN SACHS & CO. LLC|61623
CTRP|CTRIP.COM INTL LTD|GTSZ|GTS SECURITIES LLC|856099
CTRP|CTRIP.COM INTL LTD|HAPX|HAP Trading, LLC|1337
CTRP|CTRIP.COM INTL LTD|HRBF|American Enterprise Investment Services Inc.|6265
CTRP|CTRIP.COM INTL LTD|HSBC|HSBC Securities, Inc.|808229
CTRP|CTRIP.COM INTL LTD|IATS|INTERACTIVE BROKERS LLC|151233
CTRP|CTRIP.COM INTL LTD|IBKR|Interactive Brokers Llc|2652001
CTRP|CTRIP.COM INTL LTD|ICBX|INSTINET, LLC|727475
CTRP|CTRIP.COM INTL LTD|IEQY|CITADEL SECURITIES LLC|730305
CTRP|CTRIP.COM INTL LTD|INCA|INSTINET, LLC|7407675
CTRP|CTRIP.COM INTL LTD|INJX|INSTINET, LLC|146605
CTRP|CTRIP.COM INTL LTD|INTL|INTL FCSTONE FINANCIAL INC.|41
CTRP|CTRIP.COM INTL LTD|ITGI|ITG Inc.|586360
CTRP|CTRIP.COM INTL LTD|ITGP|ITG INC.|618800
CTRP|CTRIP.COM INTL LTD|JANY|Janney Montgomery Scott Inc.|3372
CTRP|CTRIP.COM INTL LTD|JEFF|JEFFERIES LLC|1817829
CTRP|CTRIP.COM INTL LTD|JMPT|JUMP TRADING, LLC|659817
CTRP|CTRIP.COM INTL LTD|JONE|JonesTrading|750
CTRP|CTRIP.COM INTL LTD|JPBX|J.P. MORGAN SECURITIES LLC|444978
CTRP|CTRIP.COM INTL LTD|JPMX|J.P. Morgan Securities LLC|1621678
CTRP|CTRIP.COM INTL LTD|JSJX|JANE STREET CAPITAL LLC|92001
CTRP|CTRIP.COM INTL LTD|JUTA|JUMP TRADING, LLC|2600
CTRP|CTRIP.COM INTL LTD|KCGM|VIRTU Americas LLC|306159
CTRP|CTRIP.COM INTL LTD|LEER|LEERINK PARTNERS LLC|6052
CTRP|CTRIP.COM INTL LTD|LEHM|Barclays Capital Inc./Le|5838871
CTRP|CTRIP.COM INTL LTD|LIME|Lime Brokerage LLC|747360
CTRP|CTRIP.COM INTL LTD|LMGP|LIME BROKERAGE LLC|121661
CTRP|CTRIP.COM INTL LTD|LMNX|LUMINEX TRADING & ANALYTICS LLC|200000
CTRP|CTRIP.COM INTL LTD|LQNA|LIQUIDNET, INC.|550400
CTRP|CTRIP.COM INTL LTD|LSCI|Lek Securities Corporation|7689
CTRP|CTRIP.COM INTL LTD|LTCO|Ladenburg, Thalmann & Co., Inc.|6620
CTRP|CTRIP.COM INTL LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
CTRP|CTRIP.COM INTL LTD|MACC|Mid Atlantic Capital Corporation|228
CTRP|CTRIP.COM INTL LTD|MACQ|Macquarie Capital (USA) Inc.|900
CTRP|CTRIP.COM INTL LTD|MAXM|Maxim Group LLC|9616
CTRP|CTRIP.COM INTL LTD|MBTS|ALLY INVEST SECURITIES LLC|400
CTRP|CTRIP.COM INTL LTD|MICA|Spartan Securities Group, Ltd.|3000
CTRP|CTRIP.COM INTL LTD|MKMP|MKM Partners LLC|11766
CTRP|CTRIP.COM INTL LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|634151
CTRP|CTRIP.COM INTL LTD|MOTF|MOTIF INVESTING, INC.|167
CTRP|CTRIP.COM INTL LTD|MPSG|E D & F Man Capital Markets Inc.|25929
CTRP|CTRIP.COM INTL LTD|MSCO|MORGAN STANLEY & CO. LLC|10718922
CTRP|CTRIP.COM INTL LTD|MSPL|MORGAN STANLEY & CO. LLC|943800
CTRP|CTRIP.COM INTL LTD|MSTX|MORGAN STANLEY & CO. LLC|878300
CTRP|CTRIP.COM INTL LTD|MZHO|Mizuho Securities USA LLC|33500
CTRP|CTRIP.COM INTL LTD|NATL|National Securities Corporation|2230
CTRP|CTRIP.COM INTL LTD|NFSC|National Financial Services LLC|471101
CTRP|CTRIP.COM INTL LTD|NITE|VIRTU Americas LLC|2225357
CTRP|CTRIP.COM INTL LTD|NITP|VIRTU Americas LLC|41482
CTRP|CTRIP.COM INTL LTD|NMRA|Nomura Securities International, Inc.|1290876
CTRP|CTRIP.COM INTL LTD|NORT|Northland Securities, Inc.|12730
CTRP|CTRIP.COM INTL LTD|NQRB|Brut, LLC|103737
CTRP|CTRIP.COM INTL LTD|OHOS|TWO SIGMA SECURITIES, LLC|324395
CTRP|CTRIP.COM INTL LTD|OLDM|OLD MISSION CAPITAL, LLC|90909
CTRP|CTRIP.COM INTL LTD|ONEL|O'NEIL SECURITIES, INCORPORATED|34043
CTRP|CTRIP.COM INTL LTD|OPCO|Oppenheimer & Co. Inc.|4310
CTRP|CTRIP.COM INTL LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2105
CTRP|CTRIP.COM INTL LTD|PCPT|PHILLIP CAPITAL INC.|8722
CTRP|CTRIP.COM INTL LTD|PDQM|CODA MARKETS, INC.|178067
CTRP|CTRIP.COM INTL LTD|PHLY|NASDAQ Execution Services, LLC|19600
CTRP|CTRIP.COM INTL LTD|PICT|Pictet Overseas Inc.|6457
CTRP|CTRIP.COM INTL LTD|PIPR|Piper Jaffray & Co.|2327
CTRP|CTRIP.COM INTL LTD|PNSR|Penserra Securities, LLC|119337
CTRP|CTRIP.COM INTL LTD|PWJC|UBS Financial Services, Inc.|31036
CTRP|CTRIP.COM INTL LTD|QMSR|QUATTRO M SECURITIES INC.|143513
CTRP|CTRIP.COM INTL LTD|RAJA|Raymond James & Associates, Inc.|69414
CTRP|CTRIP.COM INTL LTD|RBCM|RBC CAPITAL MARKETS, LLC|10787
CTRP|CTRIP.COM INTL LTD|SAGL|SAGETRADER, LLC|189030
CTRP|CTRIP.COM INTL LTD|SALI|INTL FCSTONE FINANCIAL INC.|366
CTRP|CTRIP.COM INTL LTD|SBSH|Citigroup Global Markets Inc.|12363451
CTRP|CTRIP.COM INTL LTD|SGMT|GOLDMAN SACHS & CO. LLC|690732
CTRP|CTRIP.COM INTL LTD|SPDR|SPEEDROUTE LLC|104728
CTRP|CTRIP.COM INTL LTD|STFL|Stifel, Nicolaus & Company, Incorporated|2147
CTRP|CTRIP.COM INTL LTD|STKP|STOCKPILE INVESTMENTS, INC.|12
CTRP|CTRIP.COM INTL LTD|STTT|STATETRUST INVESTMENTS INC.|24
CTRP|CTRIP.COM INTL LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|701
CTRP|CTRIP.COM INTL LTD|SWIM|TD Ameritrade, Inc.|373138
CTRP|CTRIP.COM INTL LTD|SWST|Hilltop Securities Inc.|103
CTRP|CTRIP.COM INTL LTD|TKNG|ALLY INVEST SECURITIES LLC|3111
CTRP|CTRIP.COM INTL LTD|TMBR|Timber Hill LLC|100
CTRP|CTRIP.COM INTL LTD|TOUR|TOURMALINE PARTNERS, LLC|300
CTRP|CTRIP.COM INTL LTD|TRBT|Tradebot Systems, Inc.|1881702
CTRP|CTRIP.COM INTL LTD|TRCM|TRC MARKETS LLC|1887824
CTRP|CTRIP.COM INTL LTD|TWTT|TASTYWORKS, INC.|259
CTRP|CTRIP.COM INTL LTD|UBSA|UBS SECURITIES LLC|3464074
CTRP|CTRIP.COM INTL LTD|UBSS|UBS Securities LLC|6326135
CTRP|CTRIP.COM INTL LTD|VALX|VIRTU AMERICAS LLC|22602
CTRP|CTRIP.COM INTL LTD|VGRD|Vanguard Marketing Corporation|25224
CTRP|CTRIP.COM INTL LTD|VNDM|Wall Street Access|48961
CTRP|CTRIP.COM INTL LTD|VSIN|Vision Financial Markets Llc|1000
CTRP|CTRIP.COM INTL LTD|WBLR|WILLIAM BLAIR|550100
CTRP|CTRIP.COM INTL LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|51784
CTRP|CTRIP.COM INTL LTD|WCHV|WELLS FARGO SECURITIES, LLC|1021741
CTRP|CTRIP.COM INTL LTD|WDNX|WEEDEN & CO.L.P.|2482
CTRP|CTRIP.COM INTL LTD|WEDB|WEDBUSH SECURITIES INC.|10536
CTRP|CTRIP.COM INTL LTD|WEED|Weeden & Co.L.P.|32810
CTRP|CTRIP.COM INTL LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|94697
CTRP|CTRIP.COM INTL LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|344218
CTRP|CTRIP.COM INTL LTD|WFPB|Wells Fargo Securities, LLC.|1150
CTRP|CTRIP.COM INTL LTD|WGIF|CIBC World Markets Inc.|22666
CTRP|CTRIP.COM INTL LTD|WSEA|WOLVERINE SECURITIES, LLC|42743
CTRP|CTRIP.COM INTL LTD|XIST|INSTINET, LLC|407866
CTRP|CTRIP.COM INTL LTD|XPUS|XP SECURITIES, LLC|1250
CTRP|CTRIP.COM INTL LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|118158
CTRP|CTRIP.COM INTL LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|8230
CTRP|CTRIP.COM INTL LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7313
CTRV|CONTRAVIR PHARMACEUT|ADAM|CANACCORD GENUITY INC.|9043
CTRV|CONTRAVIR PHARMACEUT|ALTX|Alternet Securities Inc.|500
CTRV|CONTRAVIR PHARMACEUT|APCC|Apex Clearing Corporation|9952
CTRV|CONTRAVIR PHARMACEUT|BATM|CBOE TRADING, INC.|600
CTRV|CONTRAVIR PHARMACEUT|BIMI|Banca IMI Securities Corp.|1104
CTRV|CONTRAVIR PHARMACEUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5719
CTRV|CONTRAVIR PHARMACEUT|CANT|Cantor Fitzgerald & Co.|105
CTRV|CONTRAVIR PHARMACEUT|CHAS|Charles Schwab & Co., Inc.|2076
CTRV|CONTRAVIR PHARMACEUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5863
CTRV|CONTRAVIR PHARMACEUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4276
CTRV|CONTRAVIR PHARMACEUT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1831
CTRV|CONTRAVIR PHARMACEUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11396
CTRV|CONTRAVIR PHARMACEUT|CTDL|Citadel Derivatives Group Llc|49
CTRV|CONTRAVIR PHARMACEUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|854
CTRV|CONTRAVIR PHARMACEUT|DBAB|Deutsche Bank Securities Inc.|3280
CTRV|CONTRAVIR PHARMACEUT|DBAX|Deutsche Bank Securities Inc.|5500
CTRV|CONTRAVIR PHARMACEUT|DEAN|MORGAN STANLEY|514
CTRV|CONTRAVIR PHARMACEUT|DEGS|RONIN PROFESSIONAL LLC|14552
CTRV|CONTRAVIR PHARMACEUT|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3615
CTRV|CONTRAVIR PHARMACEUT|EBXL|EBX LLC|2700
CTRV|CONTRAVIR PHARMACEUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|692
CTRV|CONTRAVIR PHARMACEUT|EDJO|Edward D. Jones & Co., L.P.|40
CTRV|CONTRAVIR PHARMACEUT|EGAM|CBOE TRADING, INC.|4313
CTRV|CONTRAVIR PHARMACEUT|EGXM|CBOE TRADING, INC.|3280
CTRV|CONTRAVIR PHARMACEUT|ETBE|Electronic Transaction Clearing, Inc.|211
CTRV|CONTRAVIR PHARMACEUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1234
CTRV|CONTRAVIR PHARMACEUT|ETRS|E*Trade Securities LLC|546436
CTRV|CONTRAVIR PHARMACEUT|FBCO|Credit Suisse Securities (USA) LLC|50709
CTRV|CONTRAVIR PHARMACEUT|FILL|Tradestation Securities, Inc.|26539
CTRV|CONTRAVIR PHARMACEUT|FMAF|NBCN Inc./ CDS|9
CTRV|CONTRAVIR PHARMACEUT|FOMA|TD AMERITRADE CLEARING, INC.|477574
CTRV|CONTRAVIR PHARMACEUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4567
CTRV|CONTRAVIR PHARMACEUT|FTBR|Foliofn Investments, Inc.|1926
CTRV|CONTRAVIR PHARMACEUT|GEBB|GLOBAL EXECUTION BROKERS, LP|7533
CTRV|CONTRAVIR PHARMACEUT|GLIS|TD Securities Inc|300
CTRV|CONTRAVIR PHARMACEUT|GLPX|ACS EXECUTION SERVICES, LLC|3434
CTRV|CONTRAVIR PHARMACEUT|GSCO|GOLDMAN SACHS & CO. LLC|13620
CTRV|CONTRAVIR PHARMACEUT|GSLT|GOLDMAN SACHS & CO. LLC|2704
CTRV|CONTRAVIR PHARMACEUT|GTSZ|GTS SECURITIES LLC|4520
CTRV|CONTRAVIR PHARMACEUT|HASF|Haywood Securities Inc./CDS|13
CTRV|CONTRAVIR PHARMACEUT|HRBF|American Enterprise Investment Services Inc.|900
CTRV|CONTRAVIR PHARMACEUT|IATS|INTERACTIVE BROKERS LLC|15737
CTRV|CONTRAVIR PHARMACEUT|IBKR|Interactive Brokers Llc|150259
CTRV|CONTRAVIR PHARMACEUT|ICBX|INSTINET, LLC|4400
CTRV|CONTRAVIR PHARMACEUT|INCA|INSTINET, LLC|35100
CTRV|CONTRAVIR PHARMACEUT|INJX|INSTINET, LLC|19656
CTRV|CONTRAVIR PHARMACEUT|ITGI|ITG Inc.|8509
CTRV|CONTRAVIR PHARMACEUT|ITGP|ITG INC.|14000
CTRV|CONTRAVIR PHARMACEUT|JEFF|JEFFERIES LLC|3400
CTRV|CONTRAVIR PHARMACEUT|JMPT|JUMP TRADING, LLC|227
CTRV|CONTRAVIR PHARMACEUT|JONE|JonesTrading|973
CTRV|CONTRAVIR PHARMACEUT|JPMX|J.P. Morgan Securities LLC|1600
CTRV|CONTRAVIR PHARMACEUT|KCGM|VIRTU Americas LLC|4000
CTRV|CONTRAVIR PHARMACEUT|LEHM|Barclays Capital Inc./Le|71797
CTRV|CONTRAVIR PHARMACEUT|LGNT|COR CLEARING LLC|4
CTRV|CONTRAVIR PHARMACEUT|LIME|Lime Brokerage LLC|24484
CTRV|CONTRAVIR PHARMACEUT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|210
CTRV|CONTRAVIR PHARMACEUT|MAXM|Maxim Group LLC|14350
CTRV|CONTRAVIR PHARMACEUT|MBTS|ALLY INVEST SECURITIES LLC|2816
CTRV|CONTRAVIR PHARMACEUT|MICA|Spartan Securities Group, Ltd.|10000
CTRV|CONTRAVIR PHARMACEUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CTRV|CONTRAVIR PHARMACEUT|MOTF|MOTIF INVESTING, INC.|2
CTRV|CONTRAVIR PHARMACEUT|MSCO|MORGAN STANLEY & CO. LLC|218849
CTRV|CONTRAVIR PHARMACEUT|MSPL|MORGAN STANLEY & CO. LLC|7000
CTRV|CONTRAVIR PHARMACEUT|NFSC|National Financial Services LLC|364702
CTRV|CONTRAVIR PHARMACEUT|NITE|VIRTU Americas LLC|747233
CTRV|CONTRAVIR PHARMACEUT|NITP|VIRTU Americas LLC|1000
CTRV|CONTRAVIR PHARMACEUT|NQRB|Brut, LLC|900
CTRV|CONTRAVIR PHARMACEUT|OPCO|Oppenheimer & Co. Inc.|550
CTRV|CONTRAVIR PHARMACEUT|PDQM|CODA MARKETS, INC.|13743
CTRV|CONTRAVIR PHARMACEUT|RAJA|Raymond James & Associates, Inc.|110
CTRV|CONTRAVIR PHARMACEUT|RBCM|RBC CAPITAL MARKETS, LLC|2533
CTRV|CONTRAVIR PHARMACEUT|SAGL|SAGETRADER, LLC|13286
CTRV|CONTRAVIR PHARMACEUT|SALI|INTL FCSTONE FINANCIAL INC.|1687
CTRV|CONTRAVIR PHARMACEUT|SBSH|Citigroup Global Markets Inc.|28592
CTRV|CONTRAVIR PHARMACEUT|SGMT|GOLDMAN SACHS & CO. LLC|1917
CTRV|CONTRAVIR PHARMACEUT|SPDR|SPEEDROUTE LLC|6716
CTRV|CONTRAVIR PHARMACEUT|SWIM|TD Ameritrade, Inc.|112694
CTRV|CONTRAVIR PHARMACEUT|SWST|Hilltop Securities Inc.|2500
CTRV|CONTRAVIR PHARMACEUT|TKNG|ALLY INVEST SECURITIES LLC|930
CTRV|CONTRAVIR PHARMACEUT|TRCM|TRC MARKETS LLC|741
CTRV|CONTRAVIR PHARMACEUT|TTUC|CUTTONE & CO., INC.|440
CTRV|CONTRAVIR PHARMACEUT|UBSA|UBS SECURITIES LLC|25161
CTRV|CONTRAVIR PHARMACEUT|UBSS|UBS Securities LLC|93276
CTRV|CONTRAVIR PHARMACEUT|VGRD|Vanguard Marketing Corporation|19117
CTRV|CONTRAVIR PHARMACEUT|WCHV|WELLS FARGO SECURITIES, LLC|11510
CTRV|CONTRAVIR PHARMACEUT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|77
CTRV|CONTRAVIR PHARMACEUT|WGIF|CIBC World Markets Inc.|1154
CTRV|CONTRAVIR PHARMACEUT|WSEA|WOLVERINE SECURITIES, LLC|14450
CTRV|CONTRAVIR PHARMACEUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
CTRV|CONTRAVIR PHARMACEUT|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
CTRV|CONTRAVIR PHARMACEUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1462
CTS|C T S CP|APCC|Apex Clearing Corporation|13
CTS|C T S CP|BATM|CBOE TRADING, INC.|700
CTS|C T S CP|BAYT|BTIG, LLC|1499
CTS|C T S CP|BERN|Sanford C. Bernstein & Co., LLC|11037
CTS|C T S CP|BIDS|BIDS TRADING L.P.|200
CTS|C T S CP|BLKX|INSTINET, LLC|236446
CTS|C T S CP|BNPX|BNP PARIBAS SECURITIES CORP.|6964
CTS|C T S CP|BRVL|BLAYLOCK VAN, LLC|800
CTS|C T S CP|BTIG|BTIG, LLC|48
CTS|C T S CP|BYXM|CBOE TRADING, INC.|100
CTS|C T S CP|BZYD|GOLDMAN SACHS & CO. LLC|1025
CTS|C T S CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|18000
CTS|C T S CP|CHAS|Charles Schwab & Co., Inc.|2
CTS|C T S CP|CIST|Capital Institutional Services, Inc.|30340
CTS|C T S CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10877
CTS|C T S CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CTS|C T S CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31113
CTS|C T S CP|CTDL|Citadel Derivatives Group Llc|583
CTS|C T S CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11808
CTS|C T S CP|DADA|D.A. Davidson & Co.|100
CTS|C T S CP|DBAB|Deutsche Bank Securities Inc.|73299
CTS|C T S CP|DBAX|Deutsche Bank Securities Inc.|27700
CTS|C T S CP|DEGS|RONIN PROFESSIONAL LLC|116
CTS|C T S CP|EBXL|EBX LLC|35700
CTS|C T S CP|EDJO|Edward D. Jones & Co., L.P.|561
CTS|C T S CP|EGAM|CBOE TRADING, INC.|4200
CTS|C T S CP|EGMT|EG MARKET TECHNOLOGIES LLC|300
CTS|C T S CP|EGXM|CBOE TRADING, INC.|175
CTS|C T S CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
CTS|C T S CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21354
CTS|C T S CP|ETRS|E*Trade Securities LLC|4748
CTS|C T S CP|FBSB|U.S. Bancorp Investments, Inc.|1
CTS|C T S CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CTS|C T S CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2719
CTS|C T S CP|FTBR|Foliofn Investments, Inc.|454
CTS|C T S CP|GSCO|GOLDMAN SACHS & CO. LLC|71079
CTS|C T S CP|GSCS|GOLDMAN SACHS & CO. LLC|200
CTS|C T S CP|GSLT|GOLDMAN SACHS & CO. LLC|345
CTS|C T S CP|GTSZ|GTS SECURITIES LLC|4037
CTS|C T S CP|IBKR|Interactive Brokers Llc|1780
CTS|C T S CP|ICBX|INSTINET, LLC|4700
CTS|C T S CP|IEQY|CITADEL SECURITIES LLC|3348
CTS|C T S CP|INCA|INSTINET, LLC|17888
CTS|C T S CP|INJX|INSTINET, LLC|3528
CTS|C T S CP|ITGI|ITG Inc.|8249
CTS|C T S CP|ITGP|ITG INC.|114200
CTS|C T S CP|JEFF|JEFFERIES LLC|41379
CTS|C T S CP|JMPT|JUMP TRADING, LLC|2525
CTS|C T S CP|JPBX|J.P. MORGAN SECURITIES LLC|641
CTS|C T S CP|JPMX|J.P. Morgan Securities LLC|494842
CTS|C T S CP|KCGM|VIRTU Americas LLC|19730
CTS|C T S CP|LEHM|Barclays Capital Inc./Le|37730
CTS|C T S CP|LIME|Lime Brokerage LLC|9787
CTS|C T S CP|LQNA|LIQUIDNET, INC.|52500
CTS|C T S CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28800
CTS|C T S CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|480
CTS|C T S CP|MSCO|MORGAN STANLEY & CO. LLC|141594
CTS|C T S CP|MSPL|MORGAN STANLEY & CO. LLC|21100
CTS|C T S CP|MSTX|MORGAN STANLEY & CO. LLC|1400
CTS|C T S CP|NFSC|National Financial Services LLC|56863
CTS|C T S CP|NITE|VIRTU Americas LLC|16960
CTS|C T S CP|NQRB|Brut, LLC|1160
CTS|C T S CP|NTBF|BMO Nesbitt Burns Inc./CDS|100
CTS|C T S CP|PDQM|CODA MARKETS, INC.|7272
CTS|C T S CP|RBCM|RBC CAPITAL MARKETS, LLC|1400
CTS|C T S CP|SBSH|Citigroup Global Markets Inc.|18433
CTS|C T S CP|SGMT|GOLDMAN SACHS & CO. LLC|38351
CTS|C T S CP|SPDR|SPEEDROUTE LLC|2700
CTS|C T S CP|SWIM|TD Ameritrade, Inc.|3690
CTS|C T S CP|TRBT|Tradebot Systems, Inc.|2192
CTS|C T S CP|TRCM|TRC MARKETS LLC|6972
CTS|C T S CP|UBSA|UBS SECURITIES LLC|82385
CTS|C T S CP|UBSS|UBS Securities LLC|63143
CTS|C T S CP|VALX|VIRTU AMERICAS LLC|3531
CTS|C T S CP|VGRD|Vanguard Marketing Corporation|1238
CTS|C T S CP|WCHV|WELLS FARGO SECURITIES, LLC|12141
CTS|C T S CP|WEED|Weeden & Co.L.P.|700
CTS|C T S CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|299
CTS|C T S CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|678
CTS|C T S CP|WSAG|WALL STREET ACCESS|100
CTS|C T S CP|WSEA|WOLVERINE SECURITIES, LLC|244
CTS|C T S CP|XIST|INSTINET, LLC|1200
CTS|C T S CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9900
CTSH|COGNIZANT TECH SOL|ABLE|NATIXIS Securities Americas LLC|108722
CTSH|COGNIZANT TECH SOL|ACAD|ACADEMY SECURITIES, INC.|6779
CTSH|COGNIZANT TECH SOL|ADAM|CANACCORD GENUITY INC.|1499
CTSH|COGNIZANT TECH SOL|AGIS|Aegis Capital Corp.|6270
CTSH|COGNIZANT TECH SOL|ALTX|Alternet Securities Inc.|44109
CTSH|COGNIZANT TECH SOL|ANOS|ABEL/NOSER, L.L.C.|100
CTSH|COGNIZANT TECH SOL|APCC|Apex Clearing Corporation|2863
CTSH|COGNIZANT TECH SOL|AQUA|AQUA SECURITIES L.P.|5000
CTSH|COGNIZANT TECH SOL|BANK|Primevest Financial Services, Inc.|545
CTSH|COGNIZANT TECH SOL|BARD|Robert W. Baird & Co. Incorporated|12383
CTSH|COGNIZANT TECH SOL|BATM|CBOE TRADING, INC.|17964
CTSH|COGNIZANT TECH SOL|BAYC|BAY CREST PARTNERS, LLC|154435
CTSH|COGNIZANT TECH SOL|BAYT|BTIG, LLC|5300
CTSH|COGNIZANT TECH SOL|BBNT|BB&T SECURITIES, LLC|4496
CTSH|COGNIZANT TECH SOL|BERN|Sanford C. Bernstein & Co., LLC|799983
CTSH|COGNIZANT TECH SOL|BIDS|BIDS TRADING L.P.|11900
CTSH|COGNIZANT TECH SOL|BIMI|Banca IMI Securities Corp.|1673
CTSH|COGNIZANT TECH SOL|BKCM|BNY Mellon Capital Markets LLC|2403
CTSH|COGNIZANT TECH SOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22327
CTSH|COGNIZANT TECH SOL|BLKX|INSTINET, LLC|122000
CTSH|COGNIZANT TECH SOL|BMOC|BMO Capital Markets Corp.|160841
CTSH|COGNIZANT TECH SOL|BNPX|BNP PARIBAS SECURITIES CORP.|1747127
CTSH|COGNIZANT TECH SOL|BTIG|BTIG, LLC|281842
CTSH|COGNIZANT TECH SOL|BYXM|CBOE TRADING, INC.|16542
CTSH|COGNIZANT TECH SOL|BZYD|GOLDMAN SACHS & CO. LLC|828
CTSH|COGNIZANT TECH SOL|CABR|Cabrera Capital Markets, Inc.|100
CTSH|COGNIZANT TECH SOL|CANT|Cantor Fitzgerald & Co.|11204
CTSH|COGNIZANT TECH SOL|CHAS|Charles Schwab & Co., Inc.|8001
CTSH|COGNIZANT TECH SOL|CIBP|CIBC World Markets Corp.|38745
CTSH|COGNIZANT TECH SOL|CICF|Canaccord Genuity Corp.|1891
CTSH|COGNIZANT TECH SOL|CIOI|CITIGROUP GLOBAL MARKETS INC|58600
CTSH|COGNIZANT TECH SOL|CIST|Capital Institutional Services, Inc.|30546
CTSH|COGNIZANT TECH SOL|CLSA|CLSA AMERICAS, LLC|5000
CTSH|COGNIZANT TECH SOL|COWN|Cowen and Company, LLC|1778
CTSH|COGNIZANT TECH SOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|226958
CTSH|COGNIZANT TECH SOL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|211
CTSH|COGNIZANT TECH SOL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3905
CTSH|COGNIZANT TECH SOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1064685
CTSH|COGNIZANT TECH SOL|CTDL|Citadel Derivatives Group Llc|101733
CTSH|COGNIZANT TECH SOL|CXCX|CITIGROUP GLOBAL MARKETS INC.|111550
CTSH|COGNIZANT TECH SOL|DADA|D.A. Davidson & Co.|3207
CTSH|COGNIZANT TECH SOL|DBAB|Deutsche Bank Securities Inc.|2540526
CTSH|COGNIZANT TECH SOL|DBAX|Deutsche Bank Securities Inc.|877700
CTSH|COGNIZANT TECH SOL|DBUL|Deutsche Bank Securities Inc.|9434
CTSH|COGNIZANT TECH SOL|DCHF|Dart Executions, LLC|12341
CTSH|COGNIZANT TECH SOL|DEAN|MORGAN STANLEY|33666
CTSH|COGNIZANT TECH SOL|DEGS|RONIN PROFESSIONAL LLC|748
CTSH|COGNIZANT TECH SOL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|55352
CTSH|COGNIZANT TECH SOL|DRWK|DRW SECURITIES, L.L.C.|236126
CTSH|COGNIZANT TECH SOL|EBXL|EBX LLC|603500
CTSH|COGNIZANT TECH SOL|ECUT|CONVERGEX EXECUTION SOLUTIONS|250935
CTSH|COGNIZANT TECH SOL|EDJC|Edward Jones / CDS|119
CTSH|COGNIZANT TECH SOL|EDJO|Edward D. Jones & Co., L.P.|47630
CTSH|COGNIZANT TECH SOL|EGAM|CBOE TRADING, INC.|30021
CTSH|COGNIZANT TECH SOL|EGAW|CBOE TRADING, INC.|300
CTSH|COGNIZANT TECH SOL|EGMT|EG MARKET TECHNOLOGIES LLC|4000
CTSH|COGNIZANT TECH SOL|EGXM|CBOE TRADING, INC.|13266
CTSH|COGNIZANT TECH SOL|EGXW|CBOE TRADING, INC.|848
CTSH|COGNIZANT TECH SOL|ESPO|ESPOSITO SECURITIES, LLC|239
CTSH|COGNIZANT TECH SOL|ETBE|Electronic Transaction Clearing, Inc.|234632
CTSH|COGNIZANT TECH SOL|ETCC|Electronic Transaction Clearing, Inc.|3910
CTSH|COGNIZANT TECH SOL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9454
CTSH|COGNIZANT TECH SOL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52707
CTSH|COGNIZANT TECH SOL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
CTSH|COGNIZANT TECH SOL|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|333418
CTSH|COGNIZANT TECH SOL|ETRS|E*Trade Securities LLC|411716
CTSH|COGNIZANT TECH SOL|FBCO|Credit Suisse Securities (USA) LLC|2951563
CTSH|COGNIZANT TECH SOL|FBSB|U.S. Bancorp Investments, Inc.|22
CTSH|COGNIZANT TECH SOL|FIDT|Fidelity Clearing Canada ULC./ CDS|35
CTSH|COGNIZANT TECH SOL|FILL|Tradestation Securities, Inc.|4941
CTSH|COGNIZANT TECH SOL|FINX|FINTECH SECURITIES|4220
CTSH|COGNIZANT TECH SOL|FMAF|NBCN Inc./ CDS|19275
CTSH|COGNIZANT TECH SOL|FOMA|TD AMERITRADE CLEARING, INC.|161281
CTSH|COGNIZANT TECH SOL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|82268
CTSH|COGNIZANT TECH SOL|FQLS|Quantlab Securities LP|1120403
CTSH|COGNIZANT TECH SOL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|250212
CTSH|COGNIZANT TECH SOL|FTBR|Foliofn Investments, Inc.|14163
CTSH|COGNIZANT TECH SOL|GEBB|GLOBAL EXECUTION BROKERS, LP|254798
CTSH|COGNIZANT TECH SOL|GELP|RBC CAPITAL MARKETS, LLC|3901
CTSH|COGNIZANT TECH SOL|GLIS|TD Securities Inc|60
CTSH|COGNIZANT TECH SOL|GLPX|ACS EXECUTION SERVICES, LLC|57781
CTSH|COGNIZANT TECH SOL|GSCO|GOLDMAN SACHS & CO. LLC|7146544
CTSH|COGNIZANT TECH SOL|GSCS|GOLDMAN SACHS & CO. LLC|107603
CTSH|COGNIZANT TECH SOL|GSLT|GOLDMAN SACHS & CO. LLC|108914
CTSH|COGNIZANT TECH SOL|GTSZ|GTS SECURITIES LLC|889129
CTSH|COGNIZANT TECH SOL|HAPX|HAP Trading, LLC|1100
CTSH|COGNIZANT TECH SOL|HASF|Haywood Securities Inc./CDS|3510
CTSH|COGNIZANT TECH SOL|HRBF|American Enterprise Investment Services Inc.|19816
CTSH|COGNIZANT TECH SOL|HSBC|HSBC Securities, Inc.|200082
CTSH|COGNIZANT TECH SOL|IATS|INTERACTIVE BROKERS LLC|5960
CTSH|COGNIZANT TECH SOL|IBKR|Interactive Brokers Llc|85518
CTSH|COGNIZANT TECH SOL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1833
CTSH|COGNIZANT TECH SOL|ICBX|INSTINET, LLC|152777
CTSH|COGNIZANT TECH SOL|IEQY|CITADEL SECURITIES LLC|609448
CTSH|COGNIZANT TECH SOL|INCA|INSTINET, LLC|2859965
CTSH|COGNIZANT TECH SOL|INJX|INSTINET, LLC|177511
CTSH|COGNIZANT TECH SOL|ITGI|ITG Inc.|357745
CTSH|COGNIZANT TECH SOL|ITGP|ITG INC.|1090600
CTSH|COGNIZANT TECH SOL|JANY|Janney Montgomery Scott Inc.|11419
CTSH|COGNIZANT TECH SOL|JEFF|JEFFERIES LLC|597581
CTSH|COGNIZANT TECH SOL|JMPT|JUMP TRADING, LLC|449012
CTSH|COGNIZANT TECH SOL|JONE|JonesTrading|348900
CTSH|COGNIZANT TECH SOL|JPBX|J.P. MORGAN SECURITIES LLC|474815
CTSH|COGNIZANT TECH SOL|JPMX|J.P. Morgan Securities LLC|1799587
CTSH|COGNIZANT TECH SOL|JSJX|JANE STREET CAPITAL LLC|15838
CTSH|COGNIZANT TECH SOL|KCGM|VIRTU Americas LLC|174554
CTSH|COGNIZANT TECH SOL|LEHM|Barclays Capital Inc./Le|3745386
CTSH|COGNIZANT TECH SOL|LIME|Lime Brokerage LLC|419547
CTSH|COGNIZANT TECH SOL|LMGP|LIME BROKERAGE LLC|36769
CTSH|COGNIZANT TECH SOL|LOOP|Loop Capital Markets LLC|6212
CTSH|COGNIZANT TECH SOL|LQNA|LIQUIDNET, INC.|200500
CTSH|COGNIZANT TECH SOL|LQNB|LIQUIDNET, INC.|7500
CTSH|COGNIZANT TECH SOL|LSCI|Lek Securities Corporation|559
CTSH|COGNIZANT TECH SOL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|660
CTSH|COGNIZANT TECH SOL|MACC|Mid Atlantic Capital Corporation|2824
CTSH|COGNIZANT TECH SOL|MACQ|Macquarie Capital (USA) Inc.|6010
CTSH|COGNIZANT TECH SOL|MAXM|Maxim Group LLC|6506
CTSH|COGNIZANT TECH SOL|MBTS|ALLY INVEST SECURITIES LLC|374
CTSH|COGNIZANT TECH SOL|MCBT|Moors & Cabot, Inc.|43
CTSH|COGNIZANT TECH SOL|MCMF|Raymond James Ltd. Cds|28564
CTSH|COGNIZANT TECH SOL|MKMP|MKM Partners LLC|100
CTSH|COGNIZANT TECH SOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|532360
CTSH|COGNIZANT TECH SOL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
CTSH|COGNIZANT TECH SOL|MOTF|MOTIF INVESTING, INC.|60
CTSH|COGNIZANT TECH SOL|MSCO|MORGAN STANLEY & CO. LLC|13146883
CTSH|COGNIZANT TECH SOL|MSPL|MORGAN STANLEY & CO. LLC|629800
CTSH|COGNIZANT TECH SOL|MSTX|MORGAN STANLEY & CO. LLC|627000
CTSH|COGNIZANT TECH SOL|NATL|National Securities Corporation|70
CTSH|COGNIZANT TECH SOL|NEED|Needham & Company, LLC|426
CTSH|COGNIZANT TECH SOL|NEUB|NEUBERGER BERMAN BD LLC|173
CTSH|COGNIZANT TECH SOL|NFSC|National Financial Services LLC|437034
CTSH|COGNIZANT TECH SOL|NITE|VIRTU Americas LLC|1255390
CTSH|COGNIZANT TECH SOL|NITP|VIRTU Americas LLC|28029
CTSH|COGNIZANT TECH SOL|NQRB|Brut, LLC|50890
CTSH|COGNIZANT TECH SOL|NTRC|Northern Trust Securities, Inc.|2101
CTSH|COGNIZANT TECH SOL|OHOS|TWO SIGMA SECURITIES, LLC|365775
CTSH|COGNIZANT TECH SOL|OLDM|OLD MISSION CAPITAL, LLC|14371
CTSH|COGNIZANT TECH SOL|OPCO|Oppenheimer & Co. Inc.|19132
CTSH|COGNIZANT TECH SOL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|22512
CTSH|COGNIZANT TECH SOL|PCFF|Pacific International Securities Inc./CDS|274
CTSH|COGNIZANT TECH SOL|PDQM|CODA MARKETS, INC.|178080
CTSH|COGNIZANT TECH SOL|PHLY|NASDAQ Execution Services, LLC|26600
CTSH|COGNIZANT TECH SOL|PICT|Pictet Overseas Inc.|2413
CTSH|COGNIZANT TECH SOL|PIPR|Piper Jaffray & Co.|37350
CTSH|COGNIZANT TECH SOL|PNSR|Penserra Securities, LLC|2400
CTSH|COGNIZANT TECH SOL|PWJC|UBS Financial Services, Inc.|15221
CTSH|COGNIZANT TECH SOL|RAJA|Raymond James & Associates, Inc.|38020
CTSH|COGNIZANT TECH SOL|RBCM|RBC CAPITAL MARKETS, LLC|25696
CTSH|COGNIZANT TECH SOL|SAGL|SAGETRADER, LLC|179278
CTSH|COGNIZANT TECH SOL|SAGW|SAGETRADER, LLC|2031
CTSH|COGNIZANT TECH SOL|SALI|INTL FCSTONE FINANCIAL INC.|166
CTSH|COGNIZANT TECH SOL|SBSH|Citigroup Global Markets Inc.|2100348
CTSH|COGNIZANT TECH SOL|SCMC|Scotia Capital Markets (USA) Inc.|200000
CTSH|COGNIZANT TECH SOL|SEIC|SEI Investments Distribution Co.|2941
CTSH|COGNIZANT TECH SOL|SGMT|GOLDMAN SACHS & CO. LLC|443467
CTSH|COGNIZANT TECH SOL|SIBO|Prime Executions, Inc.|33
CTSH|COGNIZANT TECH SOL|SJLS|TRADE INFORMATICS LLC|100
CTSH|COGNIZANT TECH SOL|SPDR|SPEEDROUTE LLC|53853
CTSH|COGNIZANT TECH SOL|SPHN|Stephens Inc.|174
CTSH|COGNIZANT TECH SOL|STFL|Stifel, Nicolaus & Company, Incorporated|12480
CTSH|COGNIZANT TECH SOL|STKP|STOCKPILE INVESTMENTS, INC.|20
CTSH|COGNIZANT TECH SOL|STXG|Stockcross Financial Services, Inc.|102
CTSH|COGNIZANT TECH SOL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
CTSH|COGNIZANT TECH SOL|SWIM|TD Ameritrade, Inc.|96908
CTSH|COGNIZANT TECH SOL|SWST|Hilltop Securities Inc.|17550
CTSH|COGNIZANT TECH SOL|TAGC|TELSEY ADVISORY GROUP LLC|980
CTSH|COGNIZANT TECH SOL|TKNG|ALLY INVEST SECURITIES LLC|1083
CTSH|COGNIZANT TECH SOL|TMBR|Timber Hill LLC|103
CTSH|COGNIZANT TECH SOL|TONC|CUTTONE & CO., LLC|2410
CTSH|COGNIZANT TECH SOL|TRBT|Tradebot Systems, Inc.|965115
CTSH|COGNIZANT TECH SOL|TRCM|TRC MARKETS LLC|1251639
CTSH|COGNIZANT TECH SOL|TTUC|CUTTONE & CO., INC.|4925
CTSH|COGNIZANT TECH SOL|TWTT|TASTYWORKS, INC.|52
CTSH|COGNIZANT TECH SOL|UBSA|UBS SECURITIES LLC|1698992
CTSH|COGNIZANT TECH SOL|UBSS|UBS Securities LLC|3754701
CTSH|COGNIZANT TECH SOL|VALX|VIRTU AMERICAS LLC|24405
CTSH|COGNIZANT TECH SOL|VERT|The Vertical Trading Group, LLC|37
CTSH|COGNIZANT TECH SOL|VGRD|Vanguard Marketing Corporation|8263
CTSH|COGNIZANT TECH SOL|VNDS|VANDHAM SECURITIES CORP|8873
CTSH|COGNIZANT TECH SOL|VSIN|Vision Financial Markets Llc|10
CTSH|COGNIZANT TECH SOL|WABR|Wall Street Access|5169
CTSH|COGNIZANT TECH SOL|WBET|Wallachbeth Capital LLC|9287
CTSH|COGNIZANT TECH SOL|WBLR|WILLIAM BLAIR|1822
CTSH|COGNIZANT TECH SOL|WBPX|SUMMIT SECURITIES GROUP, LLC|30491
CTSH|COGNIZANT TECH SOL|WCHV|WELLS FARGO SECURITIES, LLC|676235
CTSH|COGNIZANT TECH SOL|WDNX|WEEDEN & CO.L.P.|16098
CTSH|COGNIZANT TECH SOL|WEDB|WEDBUSH SECURITIES INC.|4946
CTSH|COGNIZANT TECH SOL|WEED|Weeden & Co.L.P.|128348
CTSH|COGNIZANT TECH SOL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|79062
CTSH|COGNIZANT TECH SOL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|102845
CTSH|COGNIZANT TECH SOL|WGIF|CIBC World Markets Inc.|44434
CTSH|COGNIZANT TECH SOL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1653
CTSH|COGNIZANT TECH SOL|WMLL|Watermill Institutional Trading LLC|200
CTSH|COGNIZANT TECH SOL|WSAG|WALL STREET ACCESS|521
CTSH|COGNIZANT TECH SOL|WSEA|WOLVERINE SECURITIES, LLC|14545
CTSH|COGNIZANT TECH SOL|XIST|INSTINET, LLC|306056
CTSH|COGNIZANT TECH SOL|XPQR|Jump Trading|800
CTSH|COGNIZANT TECH SOL|XPUS|XP SECURITIES, LLC|40
CTSH|COGNIZANT TECH SOL|XSTM|NATIONAL FINANCIAL SERVICES LLC|69232
CTSH|COGNIZANT TECH SOL|YKNA|COMHAR CAPITAL MARKETS, LLC|8194
CTSH|COGNIZANT TECH SOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9504
CTSO|CYTOSORBENTS COR|ALTX|Alternet Securities Inc.|3791
CTSO|CYTOSORBENTS COR|APCC|Apex Clearing Corporation|1301
CTSO|CYTOSORBENTS COR|BARD|Robert W. Baird & Co. Incorporated|700
CTSO|CYTOSORBENTS COR|BATM|CBOE TRADING, INC.|507
CTSO|CYTOSORBENTS COR|BAYC|BAY CREST PARTNERS, LLC|3214
CTSO|CYTOSORBENTS COR|BERN|Sanford C. Bernstein & Co., LLC|229
CTSO|CYTOSORBENTS COR|BIMI|Banca IMI Securities Corp.|3998
CTSO|CYTOSORBENTS COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
CTSO|CYTOSORBENTS COR|BMOC|BMO Capital Markets Corp.|2141
CTSO|CYTOSORBENTS COR|BNPX|BNP PARIBAS SECURITIES CORP.|2225
CTSO|CYTOSORBENTS COR|BTIG|BTIG, LLC|103352
CTSO|CYTOSORBENTS COR|BYXM|CBOE TRADING, INC.|3047
CTSO|CYTOSORBENTS COR|CANT|Cantor Fitzgerald & Co.|2595
CTSO|CYTOSORBENTS COR|CHAS|Charles Schwab & Co., Inc.|5659
CTSO|CYTOSORBENTS COR|CIST|Capital Institutional Services, Inc.|631
CTSO|CYTOSORBENTS COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|320566
CTSO|CYTOSORBENTS COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2400
CTSO|CYTOSORBENTS COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181674
CTSO|CYTOSORBENTS COR|CTDL|Citadel Derivatives Group Llc|12674
CTSO|CYTOSORBENTS COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9106
CTSO|CYTOSORBENTS COR|DADA|D.A. Davidson & Co.|2000
CTSO|CYTOSORBENTS COR|DBAB|Deutsche Bank Securities Inc.|194641
CTSO|CYTOSORBENTS COR|DBAX|Deutsche Bank Securities Inc.|113500
CTSO|CYTOSORBENTS COR|DEAN|MORGAN STANLEY|6814
CTSO|CYTOSORBENTS COR|DEGS|RONIN PROFESSIONAL LLC|38539
CTSO|CYTOSORBENTS COR|EBXL|EBX LLC|54300
CTSO|CYTOSORBENTS COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2724
CTSO|CYTOSORBENTS COR|EDJO|Edward D. Jones & Co., L.P.|1536
CTSO|CYTOSORBENTS COR|EGAM|CBOE TRADING, INC.|10783
CTSO|CYTOSORBENTS COR|EGAW|CBOE TRADING, INC.|100
CTSO|CYTOSORBENTS COR|EGXM|CBOE TRADING, INC.|3256
CTSO|CYTOSORBENTS COR|EGXW|CBOE TRADING, INC.|49
CTSO|CYTOSORBENTS COR|ETBE|Electronic Transaction Clearing, Inc.|65073
CTSO|CYTOSORBENTS COR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|110
CTSO|CYTOSORBENTS COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2208
CTSO|CYTOSORBENTS COR|ETRS|E*Trade Securities LLC|231466
CTSO|CYTOSORBENTS COR|FBCO|Credit Suisse Securities (USA) LLC|114827
CTSO|CYTOSORBENTS COR|FILL|Tradestation Securities, Inc.|3947
CTSO|CYTOSORBENTS COR|FINX|FINTECH SECURITIES|1000
CTSO|CYTOSORBENTS COR|FMAF|NBCN Inc./ CDS|100
CTSO|CYTOSORBENTS COR|FOMA|TD AMERITRADE CLEARING, INC.|251379
CTSO|CYTOSORBENTS COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56253
CTSO|CYTOSORBENTS COR|FTBR|Foliofn Investments, Inc.|72
CTSO|CYTOSORBENTS COR|GEBB|GLOBAL EXECUTION BROKERS, LP|14409
CTSO|CYTOSORBENTS COR|GLPX|ACS EXECUTION SERVICES, LLC|1324
CTSO|CYTOSORBENTS COR|GSCO|GOLDMAN SACHS & CO. LLC|734302
CTSO|CYTOSORBENTS COR|GSCS|GOLDMAN SACHS & CO. LLC|54297
CTSO|CYTOSORBENTS COR|GSLT|GOLDMAN SACHS & CO. LLC|13680
CTSO|CYTOSORBENTS COR|GTSZ|GTS SECURITIES LLC|37350
CTSO|CYTOSORBENTS COR|HRBF|American Enterprise Investment Services Inc.|8500
CTSO|CYTOSORBENTS COR|IATS|INTERACTIVE BROKERS LLC|24717
CTSO|CYTOSORBENTS COR|IBKR|Interactive Brokers Llc|85632
CTSO|CYTOSORBENTS COR|ICBX|INSTINET, LLC|24336
CTSO|CYTOSORBENTS COR|IEQY|CITADEL SECURITIES LLC|1887
CTSO|CYTOSORBENTS COR|INCA|INSTINET, LLC|151306
CTSO|CYTOSORBENTS COR|INJX|INSTINET, LLC|8888
CTSO|CYTOSORBENTS COR|ITGI|ITG Inc.|11078
CTSO|CYTOSORBENTS COR|ITGP|ITG INC.|118600
CTSO|CYTOSORBENTS COR|JANY|Janney Montgomery Scott Inc.|2100
CTSO|CYTOSORBENTS COR|JEFF|JEFFERIES LLC|36834
CTSO|CYTOSORBENTS COR|JMPT|JUMP TRADING, LLC|2202
CTSO|CYTOSORBENTS COR|JPBX|J.P. MORGAN SECURITIES LLC|13329
CTSO|CYTOSORBENTS COR|JPMX|J.P. Morgan Securities LLC|154340
CTSO|CYTOSORBENTS COR|JSJX|JANE STREET CAPITAL LLC|52964
CTSO|CYTOSORBENTS COR|KCGM|VIRTU Americas LLC|23248
CTSO|CYTOSORBENTS COR|LEHM|Barclays Capital Inc./Le|775609
CTSO|CYTOSORBENTS COR|LIME|Lime Brokerage LLC|132740
CTSO|CYTOSORBENTS COR|LMGP|LIME BROKERAGE LLC|136246
CTSO|CYTOSORBENTS COR|LOOP|Loop Capital Markets LLC|4235
CTSO|CYTOSORBENTS COR|MACQ|Macquarie Capital (USA) Inc.|2632
CTSO|CYTOSORBENTS COR|MAXM|Maxim Group LLC|1323
CTSO|CYTOSORBENTS COR|MBTS|ALLY INVEST SECURITIES LLC|4142
CTSO|CYTOSORBENTS COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101020
CTSO|CYTOSORBENTS COR|MSCO|MORGAN STANLEY & CO. LLC|1176261
CTSO|CYTOSORBENTS COR|MSPL|MORGAN STANLEY & CO. LLC|180400
CTSO|CYTOSORBENTS COR|MSTX|MORGAN STANLEY & CO. LLC|107000
CTSO|CYTOSORBENTS COR|NFSC|National Financial Services LLC|263980
CTSO|CYTOSORBENTS COR|NITE|VIRTU Americas LLC|686660
CTSO|CYTOSORBENTS COR|NITP|VIRTU Americas LLC|20900
CTSO|CYTOSORBENTS COR|NQRB|Brut, LLC|700
CTSO|CYTOSORBENTS COR|OPCO|Oppenheimer & Co. Inc.|7300
CTSO|CYTOSORBENTS COR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2414
CTSO|CYTOSORBENTS COR|PDQM|CODA MARKETS, INC.|29664
CTSO|CYTOSORBENTS COR|PHLY|NASDAQ Execution Services, LLC|800
CTSO|CYTOSORBENTS COR|RAJA|Raymond James & Associates, Inc.|5861
CTSO|CYTOSORBENTS COR|RBCM|RBC CAPITAL MARKETS, LLC|23432
CTSO|CYTOSORBENTS COR|RILY|B. RILEY FBR, INC.|3940
CTSO|CYTOSORBENTS COR|SAGL|SAGETRADER, LLC|700
CTSO|CYTOSORBENTS COR|SBSH|Citigroup Global Markets Inc.|118044
CTSO|CYTOSORBENTS COR|SGMT|GOLDMAN SACHS & CO. LLC|34788
CTSO|CYTOSORBENTS COR|SPDR|SPEEDROUTE LLC|12786
CTSO|CYTOSORBENTS COR|SPHN|Stephens Inc.|500
CTSO|CYTOSORBENTS COR|STFL|Stifel, Nicolaus & Company, Incorporated|2878
CTSO|CYTOSORBENTS COR|SWIM|TD Ameritrade, Inc.|93683
CTSO|CYTOSORBENTS COR|TKNG|ALLY INVEST SECURITIES LLC|2401
CTSO|CYTOSORBENTS COR|TRBT|Tradebot Systems, Inc.|13602
CTSO|CYTOSORBENTS COR|TRCM|TRC MARKETS LLC|64562
CTSO|CYTOSORBENTS COR|UBSA|UBS SECURITIES LLC|429594
CTSO|CYTOSORBENTS COR|UBSS|UBS Securities LLC|1574688
CTSO|CYTOSORBENTS COR|VALX|VIRTU AMERICAS LLC|24866
CTSO|CYTOSORBENTS COR|VGRD|Vanguard Marketing Corporation|14710
CTSO|CYTOSORBENTS COR|VNDM|Wall Street Access|2670
CTSO|CYTOSORBENTS COR|WCHV|WELLS FARGO SECURITIES, LLC|213609
CTSO|CYTOSORBENTS COR|WEDB|WEDBUSH SECURITIES INC.|2035
CTSO|CYTOSORBENTS COR|WEED|Weeden & Co.L.P.|850
CTSO|CYTOSORBENTS COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3809
CTSO|CYTOSORBENTS COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8680
CTSO|CYTOSORBENTS COR|WGIF|CIBC World Markets Inc.|200
CTSO|CYTOSORBENTS COR|WSEA|WOLVERINE SECURITIES, LLC|6237
CTSO|CYTOSORBENTS COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|14460
CTSO|CYTOSORBENTS COR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CTSO|CYTOSORBENTS COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|781
CTT|CATCHMARK TIMBER TRS|AGCP|AEGIS CAPITAL CORP.|50
CTT|CATCHMARK TIMBER TRS|ALTX|Alternet Securities Inc.|810
CTT|CATCHMARK TIMBER TRS|APCC|Apex Clearing Corporation|793
CTT|CATCHMARK TIMBER TRS|BARD|Robert W. Baird & Co. Incorporated|2637
CTT|CATCHMARK TIMBER TRS|BATM|CBOE TRADING, INC.|341
CTT|CATCHMARK TIMBER TRS|BAYC|BAY CREST PARTNERS, LLC|102
CTT|CATCHMARK TIMBER TRS|BAYT|BTIG, LLC|3600
CTT|CATCHMARK TIMBER TRS|BBNT|BB&T SECURITIES, LLC|408
CTT|CATCHMARK TIMBER TRS|BERN|Sanford C. Bernstein & Co., LLC|2130
CTT|CATCHMARK TIMBER TRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1871
CTT|CATCHMARK TIMBER TRS|BNPX|BNP PARIBAS SECURITIES CORP.|4875
CTT|CATCHMARK TIMBER TRS|BTIG|BTIG, LLC|246
CTT|CATCHMARK TIMBER TRS|BYXM|CBOE TRADING, INC.|163
CTT|CATCHMARK TIMBER TRS|BZYD|GOLDMAN SACHS & CO. LLC|2500
CTT|CATCHMARK TIMBER TRS|CHAS|Charles Schwab & Co., Inc.|1535
CTT|CATCHMARK TIMBER TRS|CIST|Capital Institutional Services, Inc.|6451
CTT|CATCHMARK TIMBER TRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11526
CTT|CATCHMARK TIMBER TRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|520
CTT|CATCHMARK TIMBER TRS|CRFN|ROBINHOOD FINANCIAL, LLC|1
CTT|CATCHMARK TIMBER TRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86933
CTT|CATCHMARK TIMBER TRS|CTDL|Citadel Derivatives Group Llc|6203
CTT|CATCHMARK TIMBER TRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|12076
CTT|CATCHMARK TIMBER TRS|DBAB|Deutsche Bank Securities Inc.|56648
CTT|CATCHMARK TIMBER TRS|DBAX|Deutsche Bank Securities Inc.|43000
CTT|CATCHMARK TIMBER TRS|DEAN|MORGAN STANLEY|3202
CTT|CATCHMARK TIMBER TRS|DEGS|RONIN PROFESSIONAL LLC|111
CTT|CATCHMARK TIMBER TRS|EBXL|EBX LLC|25300
CTT|CATCHMARK TIMBER TRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4094
CTT|CATCHMARK TIMBER TRS|EDJO|Edward D. Jones & Co., L.P.|964
CTT|CATCHMARK TIMBER TRS|EGAM|CBOE TRADING, INC.|2717
CTT|CATCHMARK TIMBER TRS|EGMT|EG MARKET TECHNOLOGIES LLC|100
CTT|CATCHMARK TIMBER TRS|EGXM|CBOE TRADING, INC.|300
CTT|CATCHMARK TIMBER TRS|ETBE|Electronic Transaction Clearing, Inc.|1160
CTT|CATCHMARK TIMBER TRS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
CTT|CATCHMARK TIMBER TRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|510
CTT|CATCHMARK TIMBER TRS|ETRS|E*Trade Securities LLC|26453
CTT|CATCHMARK TIMBER TRS|FBSB|U.S. Bancorp Investments, Inc.|260
CTT|CATCHMARK TIMBER TRS|FILL|Tradestation Securities, Inc.|796
CTT|CATCHMARK TIMBER TRS|FINX|FINTECH SECURITIES|1
CTT|CATCHMARK TIMBER TRS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
CTT|CATCHMARK TIMBER TRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50616
CTT|CATCHMARK TIMBER TRS|FTBR|Foliofn Investments, Inc.|303
CTT|CATCHMARK TIMBER TRS|GLPX|ACS EXECUTION SERVICES, LLC|12806
CTT|CATCHMARK TIMBER TRS|GSCO|GOLDMAN SACHS & CO. LLC|172701
CTT|CATCHMARK TIMBER TRS|GSCS|GOLDMAN SACHS & CO. LLC|300
CTT|CATCHMARK TIMBER TRS|GSLT|GOLDMAN SACHS & CO. LLC|348
CTT|CATCHMARK TIMBER TRS|GTSZ|GTS SECURITIES LLC|15102
CTT|CATCHMARK TIMBER TRS|HRBF|American Enterprise Investment Services Inc.|8497
CTT|CATCHMARK TIMBER TRS|IATS|INTERACTIVE BROKERS LLC|4400
CTT|CATCHMARK TIMBER TRS|IBKR|Interactive Brokers Llc|8035
CTT|CATCHMARK TIMBER TRS|IBSJ|Integrity Brokerage Services, Inc.|2199
CTT|CATCHMARK TIMBER TRS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
CTT|CATCHMARK TIMBER TRS|ICBX|INSTINET, LLC|17200
CTT|CATCHMARK TIMBER TRS|IEQY|CITADEL SECURITIES LLC|9421
CTT|CATCHMARK TIMBER TRS|INCA|INSTINET, LLC|31672
CTT|CATCHMARK TIMBER TRS|INJX|INSTINET, LLC|4204
CTT|CATCHMARK TIMBER TRS|ITGI|ITG Inc.|22256
CTT|CATCHMARK TIMBER TRS|ITGP|ITG INC.|14000
CTT|CATCHMARK TIMBER TRS|JANY|Janney Montgomery Scott Inc.|22489
CTT|CATCHMARK TIMBER TRS|JEFF|JEFFERIES LLC|24659
CTT|CATCHMARK TIMBER TRS|JMPT|JUMP TRADING, LLC|2307
CTT|CATCHMARK TIMBER TRS|JONE|JonesTrading|4835
CTT|CATCHMARK TIMBER TRS|JPBX|J.P. MORGAN SECURITIES LLC|27057
CTT|CATCHMARK TIMBER TRS|JPMX|J.P. Morgan Securities LLC|109836
CTT|CATCHMARK TIMBER TRS|JSJX|JANE STREET CAPITAL LLC|2558
CTT|CATCHMARK TIMBER TRS|KCGM|VIRTU Americas LLC|11653
CTT|CATCHMARK TIMBER TRS|LEHM|Barclays Capital Inc./Le|126785
CTT|CATCHMARK TIMBER TRS|LIME|Lime Brokerage LLC|17523
CTT|CATCHMARK TIMBER TRS|LQNA|LIQUIDNET, INC.|10800
CTT|CATCHMARK TIMBER TRS|LSCI|Lek Securities Corporation|31
CTT|CATCHMARK TIMBER TRS|MACC|Mid Atlantic Capital Corporation|1597
CTT|CATCHMARK TIMBER TRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60800
CTT|CATCHMARK TIMBER TRS|MOTF|MOTIF INVESTING, INC.|3
CTT|CATCHMARK TIMBER TRS|MSCO|MORGAN STANLEY & CO. LLC|164947
CTT|CATCHMARK TIMBER TRS|MSPL|MORGAN STANLEY & CO. LLC|108100
CTT|CATCHMARK TIMBER TRS|MSTX|MORGAN STANLEY & CO. LLC|52900
CTT|CATCHMARK TIMBER TRS|NFSC|National Financial Services LLC|140207
CTT|CATCHMARK TIMBER TRS|NITE|VIRTU Americas LLC|176966
CTT|CATCHMARK TIMBER TRS|NITP|VIRTU Americas LLC|540
CTT|CATCHMARK TIMBER TRS|NQRB|Brut, LLC|3120
CTT|CATCHMARK TIMBER TRS|NTBF|BMO Nesbitt Burns Inc./CDS|100
CTT|CATCHMARK TIMBER TRS|OPCO|Oppenheimer & Co. Inc.|2849
CTT|CATCHMARK TIMBER TRS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CTT|CATCHMARK TIMBER TRS|PDQM|CODA MARKETS, INC.|500
CTT|CATCHMARK TIMBER TRS|PWJC|UBS Financial Services, Inc.|7167
CTT|CATCHMARK TIMBER TRS|RBCM|RBC CAPITAL MARKETS, LLC|4901
CTT|CATCHMARK TIMBER TRS|SAGL|SAGETRADER, LLC|600
CTT|CATCHMARK TIMBER TRS|SALI|INTL FCSTONE FINANCIAL INC.|1
CTT|CATCHMARK TIMBER TRS|SBSH|Citigroup Global Markets Inc.|35746
CTT|CATCHMARK TIMBER TRS|SGMT|GOLDMAN SACHS & CO. LLC|32163
CTT|CATCHMARK TIMBER TRS|SPDR|SPEEDROUTE LLC|800
CTT|CATCHMARK TIMBER TRS|SPHN|Stephens Inc.|1738
CTT|CATCHMARK TIMBER TRS|STFL|Stifel, Nicolaus & Company, Incorporated|3046
CTT|CATCHMARK TIMBER TRS|STKP|STOCKPILE INVESTMENTS, INC.|124
CTT|CATCHMARK TIMBER TRS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2756
CTT|CATCHMARK TIMBER TRS|SWIM|TD Ameritrade, Inc.|9026
CTT|CATCHMARK TIMBER TRS|SWST|Hilltop Securities Inc.|2711
CTT|CATCHMARK TIMBER TRS|TKNG|ALLY INVEST SECURITIES LLC|985
CTT|CATCHMARK TIMBER TRS|TRBT|Tradebot Systems, Inc.|34706
CTT|CATCHMARK TIMBER TRS|TRCM|TRC MARKETS LLC|11462
CTT|CATCHMARK TIMBER TRS|TWTT|TASTYWORKS, INC.|186
CTT|CATCHMARK TIMBER TRS|UBSA|UBS SECURITIES LLC|231547
CTT|CATCHMARK TIMBER TRS|UBSS|UBS Securities LLC|421991
CTT|CATCHMARK TIMBER TRS|VALX|VIRTU AMERICAS LLC|12668
CTT|CATCHMARK TIMBER TRS|VGRD|Vanguard Marketing Corporation|30173
CTT|CATCHMARK TIMBER TRS|WBPX|SUMMIT SECURITIES GROUP, LLC|334
CTT|CATCHMARK TIMBER TRS|WCHV|WELLS FARGO SECURITIES, LLC|9701
CTT|CATCHMARK TIMBER TRS|WEDB|WEDBUSH SECURITIES INC.|4285
CTT|CATCHMARK TIMBER TRS|WEED|Weeden & Co.L.P.|1358
CTT|CATCHMARK TIMBER TRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|128
CTT|CATCHMARK TIMBER TRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2616
CTT|CATCHMARK TIMBER TRS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28
CTT|CATCHMARK TIMBER TRS|WSEA|WOLVERINE SECURITIES, LLC|2864
CTT|CATCHMARK TIMBER TRS|XIST|INSTINET, LLC|15400
CTT|CATCHMARK TIMBER TRS|XPQR|Jump Trading|300
CTT|CATCHMARK TIMBER TRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10270
CTT|CATCHMARK TIMBER TRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1648
CTU|QWEST CORP 7% NTS|ALTX|Alternet Securities Inc.|1534
CTU|QWEST CORP 7% NTS|BKCM|BNY Mellon Capital Markets LLC|157
CTU|QWEST CORP 7% NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4516
CTU|QWEST CORP 7% NTS|BNCH|The Benchmark Company, LLC|1500
CTU|QWEST CORP 7% NTS|BTIG|BTIG, LLC|22785
CTU|QWEST CORP 7% NTS|BYXM|CBOE TRADING, INC.|100
CTU|QWEST CORP 7% NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|942
CTU|QWEST CORP 7% NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14866
CTU|QWEST CORP 7% NTS|CTDL|Citadel Derivatives Group Llc|118
CTU|QWEST CORP 7% NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4800
CTU|QWEST CORP 7% NTS|DBAX|Deutsche Bank Securities Inc.|29400
CTU|QWEST CORP 7% NTS|DEAN|MORGAN STANLEY|47320
CTU|QWEST CORP 7% NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5400
CTU|QWEST CORP 7% NTS|EBXL|EBX LLC|14100
CTU|QWEST CORP 7% NTS|EDJO|Edward D. Jones & Co., L.P.|1194
CTU|QWEST CORP 7% NTS|EGAM|CBOE TRADING, INC.|100
CTU|QWEST CORP 7% NTS|EGXM|CBOE TRADING, INC.|201
CTU|QWEST CORP 7% NTS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
CTU|QWEST CORP 7% NTS|ETRS|E*Trade Securities LLC|925
CTU|QWEST CORP 7% NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|134
CTU|QWEST CORP 7% NTS|FTBR|Foliofn Investments, Inc.|2
CTU|QWEST CORP 7% NTS|GLPX|ACS EXECUTION SERVICES, LLC|6905
CTU|QWEST CORP 7% NTS|GSCO|GOLDMAN SACHS & CO. LLC|15327
CTU|QWEST CORP 7% NTS|GSCS|GOLDMAN SACHS & CO. LLC|7906
CTU|QWEST CORP 7% NTS|GSLT|GOLDMAN SACHS & CO. LLC|300
CTU|QWEST CORP 7% NTS|GTSZ|GTS SECURITIES LLC|2078
CTU|QWEST CORP 7% NTS|HRBF|American Enterprise Investment Services Inc.|13148
CTU|QWEST CORP 7% NTS|IATS|INTERACTIVE BROKERS LLC|1221
CTU|QWEST CORP 7% NTS|IBKR|Interactive Brokers Llc|7553
CTU|QWEST CORP 7% NTS|ICBX|INSTINET, LLC|2100
CTU|QWEST CORP 7% NTS|INCA|INSTINET, LLC|5997
CTU|QWEST CORP 7% NTS|ITGI|ITG Inc.|26
CTU|QWEST CORP 7% NTS|ITGP|ITG INC.|4800
CTU|QWEST CORP 7% NTS|JANY|Janney Montgomery Scott Inc.|1000
CTU|QWEST CORP 7% NTS|JEFF|JEFFERIES LLC|5800
CTU|QWEST CORP 7% NTS|JPMX|J.P. Morgan Securities LLC|14108
CTU|QWEST CORP 7% NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1048
CTU|QWEST CORP 7% NTS|KCGM|VIRTU Americas LLC|9229
CTU|QWEST CORP 7% NTS|LEHM|Barclays Capital Inc./Le|9800
CTU|QWEST CORP 7% NTS|LIME|Lime Brokerage LLC|1094
CTU|QWEST CORP 7% NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10198
CTU|QWEST CORP 7% NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17700
CTU|QWEST CORP 7% NTS|MSCO|MORGAN STANLEY & CO. LLC|16026
CTU|QWEST CORP 7% NTS|MSPL|MORGAN STANLEY & CO. LLC|9900
CTU|QWEST CORP 7% NTS|NFSC|National Financial Services LLC|54336
CTU|QWEST CORP 7% NTS|NITE|VIRTU Americas LLC|42391
CTU|QWEST CORP 7% NTS|NQRB|Brut, LLC|6989
CTU|QWEST CORP 7% NTS|NTRC|Northern Trust Securities, Inc.|500
CTU|QWEST CORP 7% NTS|OPCO|Oppenheimer & Co. Inc.|800
CTU|QWEST CORP 7% NTS|OTAA|OTA LLC|700
CTU|QWEST CORP 7% NTS|PCPT|PHILLIP CAPITAL INC.|4321
CTU|QWEST CORP 7% NTS|PDQM|CODA MARKETS, INC.|14585
CTU|QWEST CORP 7% NTS|PWJC|UBS Financial Services, Inc.|7863
CTU|QWEST CORP 7% NTS|RBCM|RBC CAPITAL MARKETS, LLC|17100
CTU|QWEST CORP 7% NTS|SALI|INTL FCSTONE FINANCIAL INC.|400
CTU|QWEST CORP 7% NTS|SBSH|Citigroup Global Markets Inc.|8223
CTU|QWEST CORP 7% NTS|SGMT|GOLDMAN SACHS & CO. LLC|15252
CTU|QWEST CORP 7% NTS|SPDR|SPEEDROUTE LLC|6116
CTU|QWEST CORP 7% NTS|STFL|Stifel, Nicolaus & Company, Incorporated|1751
CTU|QWEST CORP 7% NTS|SWIM|TD Ameritrade, Inc.|400
CTU|QWEST CORP 7% NTS|TRBT|Tradebot Systems, Inc.|270
CTU|QWEST CORP 7% NTS|UBSA|UBS SECURITIES LLC|28150
CTU|QWEST CORP 7% NTS|UBSS|UBS Securities LLC|84786
CTU|QWEST CORP 7% NTS|VGRD|Vanguard Marketing Corporation|2900
CTU|QWEST CORP 7% NTS|WCHV|WELLS FARGO SECURITIES, LLC|53385
CTU|QWEST CORP 7% NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|166
CTU|QWEST CORP 7% NTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
CTU|QWEST CORP 7% NTS|YKNA|COMHAR CAPITAL MARKETS, LLC|846
CTU|QWEST CORP 7% NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8900
CTV|QWEST CP NTS 2054|APCC|Apex Clearing Corporation|1402
CTV|QWEST CP NTS 2054|BARD|Robert W. Baird & Co. Incorporated|665
CTV|QWEST CP NTS 2054|BBNT|BB&T SECURITIES, LLC|177
CTV|QWEST CP NTS 2054|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3860
CTV|QWEST CP NTS 2054|BNCH|The Benchmark Company, LLC|2144
CTV|QWEST CP NTS 2054|BYXM|CBOE TRADING, INC.|100
CTV|QWEST CP NTS 2054|CHAS|Charles Schwab & Co., Inc.|699
CTV|QWEST CP NTS 2054|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
CTV|QWEST CP NTS 2054|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13249
CTV|QWEST CP NTS 2054|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
CTV|QWEST CP NTS 2054|DADA|D.A. Davidson & Co.|1000
CTV|QWEST CP NTS 2054|DBAB|Deutsche Bank Securities Inc.|27000
CTV|QWEST CP NTS 2054|DBAX|Deutsche Bank Securities Inc.|2500
CTV|QWEST CP NTS 2054|DEAN|MORGAN STANLEY|27583
CTV|QWEST CP NTS 2054|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4424
CTV|QWEST CP NTS 2054|EBXL|EBX LLC|10000
CTV|QWEST CP NTS 2054|EDJO|Edward D. Jones & Co., L.P.|46
CTV|QWEST CP NTS 2054|ETRS|E*Trade Securities LLC|4976
CTV|QWEST CP NTS 2054|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3700
CTV|QWEST CP NTS 2054|GLPX|ACS EXECUTION SERVICES, LLC|2827
CTV|QWEST CP NTS 2054|GSCO|GOLDMAN SACHS & CO. LLC|11690
CTV|QWEST CP NTS 2054|GSLT|GOLDMAN SACHS & CO. LLC|200
CTV|QWEST CP NTS 2054|GTSZ|GTS SECURITIES LLC|2373
CTV|QWEST CP NTS 2054|HRBF|American Enterprise Investment Services Inc.|31241
CTV|QWEST CP NTS 2054|IATS|INTERACTIVE BROKERS LLC|600
CTV|QWEST CP NTS 2054|IBKR|Interactive Brokers Llc|4627
CTV|QWEST CP NTS 2054|ICBX|INSTINET, LLC|1600
CTV|QWEST CP NTS 2054|INCA|INSTINET, LLC|3590
CTV|QWEST CP NTS 2054|ITGI|ITG Inc.|25
CTV|QWEST CP NTS 2054|ITGP|ITG INC.|5200
CTV|QWEST CP NTS 2054|JPMX|J.P. Morgan Securities LLC|10214
CTV|QWEST CP NTS 2054|JSEB|JANE STREET EXECUTION SERVICES, LLC|1272
CTV|QWEST CP NTS 2054|JSJX|JANE STREET CAPITAL LLC|100
CTV|QWEST CP NTS 2054|KCGM|VIRTU Americas LLC|6000
CTV|QWEST CP NTS 2054|LEHM|Barclays Capital Inc./Le|3800
CTV|QWEST CP NTS 2054|LIME|Lime Brokerage LLC|956
CTV|QWEST CP NTS 2054|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
CTV|QWEST CP NTS 2054|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9488
CTV|QWEST CP NTS 2054|MSCO|MORGAN STANLEY & CO. LLC|26233
CTV|QWEST CP NTS 2054|MSPL|MORGAN STANLEY & CO. LLC|3000
CTV|QWEST CP NTS 2054|NFSC|National Financial Services LLC|64255
CTV|QWEST CP NTS 2054|NITE|VIRTU Americas LLC|73687
CTV|QWEST CP NTS 2054|NQRB|Brut, LLC|2199
CTV|QWEST CP NTS 2054|OCEA|OCEAN FINANCIAL SERVICES, LLC|1330
CTV|QWEST CP NTS 2054|OPCO|Oppenheimer & Co. Inc.|2300
CTV|QWEST CP NTS 2054|PCPT|PHILLIP CAPITAL INC.|3146
CTV|QWEST CP NTS 2054|PDQM|CODA MARKETS, INC.|4777
CTV|QWEST CP NTS 2054|PWJC|UBS Financial Services, Inc.|7272
CTV|QWEST CP NTS 2054|RBCM|RBC CAPITAL MARKETS, LLC|13890
CTV|QWEST CP NTS 2054|SALI|INTL FCSTONE FINANCIAL INC.|46
CTV|QWEST CP NTS 2054|SBSH|Citigroup Global Markets Inc.|6389
CTV|QWEST CP NTS 2054|SGMT|GOLDMAN SACHS & CO. LLC|11490
CTV|QWEST CP NTS 2054|SPDR|SPEEDROUTE LLC|1900
CTV|QWEST CP NTS 2054|STFL|Stifel, Nicolaus & Company, Incorporated|5664
CTV|QWEST CP NTS 2054|SWIM|TD Ameritrade, Inc.|6990
CTV|QWEST CP NTS 2054|SWST|Hilltop Securities Inc.|200
CTV|QWEST CP NTS 2054|TKNG|ALLY INVEST SECURITIES LLC|379
CTV|QWEST CP NTS 2054|TRBT|Tradebot Systems, Inc.|1226
CTV|QWEST CP NTS 2054|TRCM|TRC MARKETS LLC|100
CTV|QWEST CP NTS 2054|UBSA|UBS SECURITIES LLC|8409
CTV|QWEST CP NTS 2054|UBSS|UBS Securities LLC|48678
CTV|QWEST CP NTS 2054|VGRD|Vanguard Marketing Corporation|299
CTV|QWEST CP NTS 2054|WCHV|WELLS FARGO SECURITIES, LLC|43749
CTV|QWEST CP NTS 2054|WEDB|WEDBUSH SECURITIES INC.|195
CTV|QWEST CP NTS 2054|WEXX|WOLVERINE EXECUTION SERVICES, LLC|209
CTV|QWEST CP NTS 2054|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
CTV|QWEST CP NTS 2054|YKNA|COMHAR CAPITAL MARKETS, LLC|750
CTV|QWEST CP NTS 2054|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2861
CTW|QWEST CORPORATION|BARD|Robert W. Baird & Co. Incorporated|32
CTW|QWEST CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3310
CTW|QWEST CORPORATION|BRGE|Newbridge Securities Corp.|97
CTW|QWEST CORPORATION|CIST|Capital Institutional Services, Inc.|518
CTW|QWEST CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12577
CTW|QWEST CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|996
CTW|QWEST CORPORATION|DADA|D.A. Davidson & Co.|281
CTW|QWEST CORPORATION|DBAX|Deutsche Bank Securities Inc.|600
CTW|QWEST CORPORATION|DEAN|MORGAN STANLEY|4281
CTW|QWEST CORPORATION|EBXL|EBX LLC|6200
CTW|QWEST CORPORATION|EDJO|Edward D. Jones & Co., L.P.|946
CTW|QWEST CORPORATION|EGAM|CBOE TRADING, INC.|300
CTW|QWEST CORPORATION|ETRS|E*Trade Securities LLC|1173
CTW|QWEST CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|384
CTW|QWEST CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110
CTW|QWEST CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|1042
CTW|QWEST CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|5828
CTW|QWEST CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|300
CTW|QWEST CORPORATION|GTSZ|GTS SECURITIES LLC|1040
CTW|QWEST CORPORATION|HRBF|American Enterprise Investment Services Inc.|8948
CTW|QWEST CORPORATION|IBKR|Interactive Brokers Llc|820
CTW|QWEST CORPORATION|ICBX|INSTINET, LLC|700
CTW|QWEST CORPORATION|INCA|INSTINET, LLC|700
CTW|QWEST CORPORATION|INJX|INSTINET, LLC|700
CTW|QWEST CORPORATION|ITGP|ITG INC.|3800
CTW|QWEST CORPORATION|JANY|Janney Montgomery Scott Inc.|364
CTW|QWEST CORPORATION|JEFF|JEFFERIES LLC|221
CTW|QWEST CORPORATION|JPMX|J.P. Morgan Securities LLC|6200
CTW|QWEST CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|368
CTW|QWEST CORPORATION|KCGM|VIRTU Americas LLC|1100
CTW|QWEST CORPORATION|LEHM|Barclays Capital Inc./Le|4400
CTW|QWEST CORPORATION|LIME|Lime Brokerage LLC|1018
CTW|QWEST CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CTW|QWEST CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
CTW|QWEST CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|3153
CTW|QWEST CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|6300
CTW|QWEST CORPORATION|NATL|National Securities Corporation|242
CTW|QWEST CORPORATION|NFSC|National Financial Services LLC|34029
CTW|QWEST CORPORATION|NITE|VIRTU Americas LLC|19798
CTW|QWEST CORPORATION|NQRB|Brut, LLC|1996
CTW|QWEST CORPORATION|OPCO|Oppenheimer & Co. Inc.|272
CTW|QWEST CORPORATION|PDQM|CODA MARKETS, INC.|1202
CTW|QWEST CORPORATION|PWJC|UBS Financial Services, Inc.|1362
CTW|QWEST CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|1344
CTW|QWEST CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|583
CTW|QWEST CORPORATION|SBSH|Citigroup Global Markets Inc.|410
CTW|QWEST CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|6146
CTW|QWEST CORPORATION|SPDR|SPEEDROUTE LLC|100
CTW|QWEST CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1366
CTW|QWEST CORPORATION|SWIM|TD Ameritrade, Inc.|100
CTW|QWEST CORPORATION|SWST|Hilltop Securities Inc.|3
CTW|QWEST CORPORATION|TRBT|Tradebot Systems, Inc.|883
CTW|QWEST CORPORATION|UBSA|UBS SECURITIES LLC|2318
CTW|QWEST CORPORATION|UBSS|UBS Securities LLC|16059
CTW|QWEST CORPORATION|VGRD|Vanguard Marketing Corporation|200
CTW|QWEST CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|10926
CTW|QWEST CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|95
CTW|QWEST CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
CTW|QWEST CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|492
CTWS|CONN WATER SVCS IN##|ALTX|Alternet Securities Inc.|416
CTWS|CONN WATER SVCS IN##|APCC|Apex Clearing Corporation|2425
CTWS|CONN WATER SVCS IN##|BANK|Primevest Financial Services, Inc.|4
CTWS|CONN WATER SVCS IN##|BATM|CBOE TRADING, INC.|412
CTWS|CONN WATER SVCS IN##|BAYT|BTIG, LLC|1500
CTWS|CONN WATER SVCS IN##|BBNT|BB&T SECURITIES, LLC|40
CTWS|CONN WATER SVCS IN##|BMOC|BMO Capital Markets Corp.|1911
CTWS|CONN WATER SVCS IN##|BNPX|BNP PARIBAS SECURITIES CORP.|1140
CTWS|CONN WATER SVCS IN##|BTIG|BTIG, LLC|101
CTWS|CONN WATER SVCS IN##|BYXM|CBOE TRADING, INC.|110
CTWS|CONN WATER SVCS IN##|CHAS|Charles Schwab & Co., Inc.|4
CTWS|CONN WATER SVCS IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2275
CTWS|CONN WATER SVCS IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2388
CTWS|CONN WATER SVCS IN##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3217
CTWS|CONN WATER SVCS IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25186
CTWS|CONN WATER SVCS IN##|CTDL|Citadel Derivatives Group Llc|5225
CTWS|CONN WATER SVCS IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1594
CTWS|CONN WATER SVCS IN##|DBAB|Deutsche Bank Securities Inc.|53391
CTWS|CONN WATER SVCS IN##|DBAX|Deutsche Bank Securities Inc.|11500
CTWS|CONN WATER SVCS IN##|DEAN|MORGAN STANLEY|205
CTWS|CONN WATER SVCS IN##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|649
CTWS|CONN WATER SVCS IN##|DOTC|Dougherty & Company LLC|300
CTWS|CONN WATER SVCS IN##|EBXL|EBX LLC|9400
CTWS|CONN WATER SVCS IN##|ECUT|CONVERGEX EXECUTION SOLUTIONS|953
CTWS|CONN WATER SVCS IN##|EDJO|Edward D. Jones & Co., L.P.|4914
CTWS|CONN WATER SVCS IN##|EGAW|CBOE TRADING, INC.|99
CTWS|CONN WATER SVCS IN##|EGMT|EG MARKET TECHNOLOGIES LLC|564
CTWS|CONN WATER SVCS IN##|EGXM|CBOE TRADING, INC.|11
CTWS|CONN WATER SVCS IN##|ETBE|Electronic Transaction Clearing, Inc.|102
CTWS|CONN WATER SVCS IN##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CTWS|CONN WATER SVCS IN##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4786
CTWS|CONN WATER SVCS IN##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4269
CTWS|CONN WATER SVCS IN##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
CTWS|CONN WATER SVCS IN##|ETRS|E*Trade Securities LLC|854
CTWS|CONN WATER SVCS IN##|FBCO|Credit Suisse Securities (USA) LLC|111451
CTWS|CONN WATER SVCS IN##|FBSB|U.S. Bancorp Investments, Inc.|7
CTWS|CONN WATER SVCS IN##|FILL|Tradestation Securities, Inc.|58
CTWS|CONN WATER SVCS IN##|FOMA|TD AMERITRADE CLEARING, INC.|5960
CTWS|CONN WATER SVCS IN##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|201
CTWS|CONN WATER SVCS IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4142
CTWS|CONN WATER SVCS IN##|FTBR|Foliofn Investments, Inc.|202
CTWS|CONN WATER SVCS IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|3721
CTWS|CONN WATER SVCS IN##|GLPX|ACS EXECUTION SERVICES, LLC|849
CTWS|CONN WATER SVCS IN##|GSCO|GOLDMAN SACHS & CO. LLC|71279
CTWS|CONN WATER SVCS IN##|GSCS|GOLDMAN SACHS & CO. LLC|5329
CTWS|CONN WATER SVCS IN##|GSLT|GOLDMAN SACHS & CO. LLC|1393
CTWS|CONN WATER SVCS IN##|GTSZ|GTS SECURITIES LLC|38308
CTWS|CONN WATER SVCS IN##|HRBF|American Enterprise Investment Services Inc.|601
CTWS|CONN WATER SVCS IN##|HSBC|HSBC Securities, Inc.|12210
CTWS|CONN WATER SVCS IN##|IATS|INTERACTIVE BROKERS LLC|2341
CTWS|CONN WATER SVCS IN##|IBKR|Interactive Brokers Llc|21116
CTWS|CONN WATER SVCS IN##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
CTWS|CONN WATER SVCS IN##|ICBX|INSTINET, LLC|900
CTWS|CONN WATER SVCS IN##|IEQY|CITADEL SECURITIES LLC|7302
CTWS|CONN WATER SVCS IN##|INCA|INSTINET, LLC|42982
CTWS|CONN WATER SVCS IN##|INJX|INSTINET, LLC|224
CTWS|CONN WATER SVCS IN##|ITGI|ITG Inc.|4690
CTWS|CONN WATER SVCS IN##|ITGP|ITG INC.|13400
CTWS|CONN WATER SVCS IN##|JANY|Janney Montgomery Scott Inc.|105
CTWS|CONN WATER SVCS IN##|JEFF|JEFFERIES LLC|1292
CTWS|CONN WATER SVCS IN##|JPMX|J.P. Morgan Securities LLC|7559
CTWS|CONN WATER SVCS IN##|JSJX|JANE STREET CAPITAL LLC|125
CTWS|CONN WATER SVCS IN##|KCGM|VIRTU Americas LLC|2241
CTWS|CONN WATER SVCS IN##|LEHM|Barclays Capital Inc./Le|72733
CTWS|CONN WATER SVCS IN##|LIME|Lime Brokerage LLC|56779
CTWS|CONN WATER SVCS IN##|LMGP|LIME BROKERAGE LLC|898
CTWS|CONN WATER SVCS IN##|LSCI|Lek Securities Corporation|1058
CTWS|CONN WATER SVCS IN##|MAXM|Maxim Group LLC|3183
CTWS|CONN WATER SVCS IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13474
CTWS|CONN WATER SVCS IN##|MOTF|MOTIF INVESTING, INC.|8
CTWS|CONN WATER SVCS IN##|MSCO|MORGAN STANLEY & CO. LLC|219813
CTWS|CONN WATER SVCS IN##|MSPL|MORGAN STANLEY & CO. LLC|38000
CTWS|CONN WATER SVCS IN##|MSTX|MORGAN STANLEY & CO. LLC|4400
CTWS|CONN WATER SVCS IN##|NFSC|National Financial Services LLC|4030
CTWS|CONN WATER SVCS IN##|NITE|VIRTU Americas LLC|26306
CTWS|CONN WATER SVCS IN##|NITP|VIRTU Americas LLC|200
CTWS|CONN WATER SVCS IN##|NQRB|Brut, LLC|250
CTWS|CONN WATER SVCS IN##|OPCO|Oppenheimer & Co. Inc.|16
CTWS|CONN WATER SVCS IN##|PDQM|CODA MARKETS, INC.|2940
CTWS|CONN WATER SVCS IN##|PWJC|UBS Financial Services, Inc.|1585
CTWS|CONN WATER SVCS IN##|RAJA|Raymond James & Associates, Inc.|701
CTWS|CONN WATER SVCS IN##|RBCM|RBC CAPITAL MARKETS, LLC|260
CTWS|CONN WATER SVCS IN##|SBSH|Citigroup Global Markets Inc.|23651
CTWS|CONN WATER SVCS IN##|SGMT|GOLDMAN SACHS & CO. LLC|7926
CTWS|CONN WATER SVCS IN##|SPDR|SPEEDROUTE LLC|2126
CTWS|CONN WATER SVCS IN##|SPTD|MINT GLOBAL MARKETS, INC.|300
CTWS|CONN WATER SVCS IN##|STFL|Stifel, Nicolaus & Company, Incorporated|672
CTWS|CONN WATER SVCS IN##|STXG|Stockcross Financial Services, Inc.|3
CTWS|CONN WATER SVCS IN##|SWIM|TD Ameritrade, Inc.|1000
CTWS|CONN WATER SVCS IN##|SWST|Hilltop Securities Inc.|1
CTWS|CONN WATER SVCS IN##|TRBT|Tradebot Systems, Inc.|3306
CTWS|CONN WATER SVCS IN##|TRCM|TRC MARKETS LLC|29236
CTWS|CONN WATER SVCS IN##|UBSA|UBS SECURITIES LLC|43178
CTWS|CONN WATER SVCS IN##|UBSS|UBS Securities LLC|111266
CTWS|CONN WATER SVCS IN##|VALX|VIRTU AMERICAS LLC|4179
CTWS|CONN WATER SVCS IN##|VGRD|Vanguard Marketing Corporation|2423
CTWS|CONN WATER SVCS IN##|WCHV|WELLS FARGO SECURITIES, LLC|17341
CTWS|CONN WATER SVCS IN##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1182
CTWS|CONN WATER SVCS IN##|WSEA|WOLVERINE SECURITIES, LLC|1
CTWS|CONN WATER SVCS IN##|XIST|INSTINET, LLC|170
CTWS|CONN WATER SVCS IN##|YKNA|COMHAR CAPITAL MARKETS, LLC|382
CTWS|CONN WATER SVCS IN##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1776
CTX|QWEST CP 7% NOTES|ALTX|Alternet Securities Inc.|700
CTX|QWEST CP 7% NOTES|APCC|Apex Clearing Corporation|120
CTX|QWEST CP 7% NOTES|BATM|CBOE TRADING, INC.|1772
CTX|QWEST CP 7% NOTES|BIDS|BIDS TRADING L.P.|100
CTX|QWEST CP 7% NOTES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3500
CTX|QWEST CP 7% NOTES|BTIG|BTIG, LLC|16068
CTX|QWEST CP 7% NOTES|BYXM|CBOE TRADING, INC.|200
CTX|QWEST CP 7% NOTES|CANT|Cantor Fitzgerald & Co.|692
CTX|QWEST CP 7% NOTES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2200
CTX|QWEST CP 7% NOTES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26060
CTX|QWEST CP 7% NOTES|CTDL|Citadel Derivatives Group Llc|647
CTX|QWEST CP 7% NOTES|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
CTX|QWEST CP 7% NOTES|DADA|D.A. Davidson & Co.|1000
CTX|QWEST CP 7% NOTES|DBAX|Deutsche Bank Securities Inc.|16500
CTX|QWEST CP 7% NOTES|DEAN|MORGAN STANLEY|80486
CTX|QWEST CP 7% NOTES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|137653
CTX|QWEST CP 7% NOTES|EBXL|EBX LLC|24600
CTX|QWEST CP 7% NOTES|ECUT|CONVERGEX EXECUTION SOLUTIONS|7400
CTX|QWEST CP 7% NOTES|EDJO|Edward D. Jones & Co., L.P.|367
CTX|QWEST CP 7% NOTES|EGAM|CBOE TRADING, INC.|100
CTX|QWEST CP 7% NOTES|EGXM|CBOE TRADING, INC.|11
CTX|QWEST CP 7% NOTES|ETRS|E*Trade Securities LLC|3510
CTX|QWEST CP 7% NOTES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|392
CTX|QWEST CP 7% NOTES|GEBB|GLOBAL EXECUTION BROKERS, LP|600
CTX|QWEST CP 7% NOTES|GLPX|ACS EXECUTION SERVICES, LLC|5766
CTX|QWEST CP 7% NOTES|GSCO|GOLDMAN SACHS & CO. LLC|20172
CTX|QWEST CP 7% NOTES|GSCS|GOLDMAN SACHS & CO. LLC|2000
CTX|QWEST CP 7% NOTES|GSLT|GOLDMAN SACHS & CO. LLC|2875
CTX|QWEST CP 7% NOTES|GTSZ|GTS SECURITIES LLC|2612
CTX|QWEST CP 7% NOTES|HRBF|American Enterprise Investment Services Inc.|2150
CTX|QWEST CP 7% NOTES|IATS|INTERACTIVE BROKERS LLC|6186
CTX|QWEST CP 7% NOTES|IBKR|Interactive Brokers Llc|21527
CTX|QWEST CP 7% NOTES|ICBX|INSTINET, LLC|2500
CTX|QWEST CP 7% NOTES|INCA|INSTINET, LLC|13260
CTX|QWEST CP 7% NOTES|ITGI|ITG Inc.|4269
CTX|QWEST CP 7% NOTES|ITGP|ITG INC.|12000
CTX|QWEST CP 7% NOTES|JANY|Janney Montgomery Scott Inc.|3696
CTX|QWEST CP 7% NOTES|JEFF|JEFFERIES LLC|3324
CTX|QWEST CP 7% NOTES|JPMX|J.P. Morgan Securities LLC|15800
CTX|QWEST CP 7% NOTES|JSEB|JANE STREET EXECUTION SERVICES, LLC|1312
CTX|QWEST CP 7% NOTES|KCGM|VIRTU Americas LLC|11268
CTX|QWEST CP 7% NOTES|LEHM|Barclays Capital Inc./Le|8800
CTX|QWEST CP 7% NOTES|LIME|Lime Brokerage LLC|1076
CTX|QWEST CP 7% NOTES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5560
CTX|QWEST CP 7% NOTES|MAXM|Maxim Group LLC|4700
CTX|QWEST CP 7% NOTES|MESF|MESIROW FINANCIAL, INC.|139968
CTX|QWEST CP 7% NOTES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20400
CTX|QWEST CP 7% NOTES|MSCO|MORGAN STANLEY & CO. LLC|43475
CTX|QWEST CP 7% NOTES|MSPL|MORGAN STANLEY & CO. LLC|12200
CTX|QWEST CP 7% NOTES|NFSC|National Financial Services LLC|79134
CTX|QWEST CP 7% NOTES|NITE|VIRTU Americas LLC|92449
CTX|QWEST CP 7% NOTES|NQRB|Brut, LLC|22706
CTX|QWEST CP 7% NOTES|NTRC|Northern Trust Securities, Inc.|500
CTX|QWEST CP 7% NOTES|OTAA|OTA LLC|400
CTX|QWEST CP 7% NOTES|PDQM|CODA MARKETS, INC.|15378
CTX|QWEST CP 7% NOTES|PWJC|UBS Financial Services, Inc.|3235
CTX|QWEST CP 7% NOTES|RBCM|RBC CAPITAL MARKETS, LLC|10259
CTX|QWEST CP 7% NOTES|SAGC|SAGETRADER, LLC|500
CTX|QWEST CP 7% NOTES|SAGL|SAGETRADER, LLC|100
CTX|QWEST CP 7% NOTES|SALI|INTL FCSTONE FINANCIAL INC.|375
CTX|QWEST CP 7% NOTES|SBSH|Citigroup Global Markets Inc.|11009
CTX|QWEST CP 7% NOTES|SGMT|GOLDMAN SACHS & CO. LLC|12150
CTX|QWEST CP 7% NOTES|SPDR|SPEEDROUTE LLC|3352
CTX|QWEST CP 7% NOTES|STFL|Stifel, Nicolaus & Company, Incorporated|9005
CTX|QWEST CP 7% NOTES|TRBT|Tradebot Systems, Inc.|2550
CTX|QWEST CP 7% NOTES|UBSA|UBS SECURITIES LLC|18806
CTX|QWEST CP 7% NOTES|UBSS|UBS Securities LLC|33393
CTX|QWEST CP 7% NOTES|VGRD|Vanguard Marketing Corporation|2725
CTX|QWEST CP 7% NOTES|WCHV|WELLS FARGO SECURITIES, LLC|71584
CTX|QWEST CP 7% NOTES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|296
CTX|QWEST CP 7% NOTES|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
CTX|QWEST CP 7% NOTES|YKNA|COMHAR CAPITAL MARKETS, LLC|612
CTX|QWEST CP 7% NOTES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1607
CTXR|CITIUS PHARMA CM ST|AGIS|Aegis Capital Corp.|10542
CTXR|CITIUS PHARMA CM ST|BARD|Robert W. Baird & Co. Incorporated|1678
CTXR|CITIUS PHARMA CM ST|BNCH|The Benchmark Company, LLC|1100
CTXR|CITIUS PHARMA CM ST|CANT|Cantor Fitzgerald & Co.|1200
CTXR|CITIUS PHARMA CM ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4544
CTXR|CITIUS PHARMA CM ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CTXR|CITIUS PHARMA CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1383
CTXR|CITIUS PHARMA CM ST|DBAX|Deutsche Bank Securities Inc.|2000
CTXR|CITIUS PHARMA CM ST|EBXL|EBX LLC|200
CTXR|CITIUS PHARMA CM ST|ETRS|E*Trade Securities LLC|14897
CTXR|CITIUS PHARMA CM ST|FBCO|Credit Suisse Securities (USA) LLC|257
CTXR|CITIUS PHARMA CM ST|FILL|Tradestation Securities, Inc.|400
CTXR|CITIUS PHARMA CM ST|FOMA|TD AMERITRADE CLEARING, INC.|45697
CTXR|CITIUS PHARMA CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74
CTXR|CITIUS PHARMA CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CTXR|CITIUS PHARMA CM ST|GSCO|GOLDMAN SACHS & CO. LLC|300
CTXR|CITIUS PHARMA CM ST|GSLT|GOLDMAN SACHS & CO. LLC|600
CTXR|CITIUS PHARMA CM ST|GTSZ|GTS SECURITIES LLC|600
CTXR|CITIUS PHARMA CM ST|IBKR|Interactive Brokers Llc|6990
CTXR|CITIUS PHARMA CM ST|ICBX|INSTINET, LLC|600
CTXR|CITIUS PHARMA CM ST|JONE|JonesTrading|8294
CTXR|CITIUS PHARMA CM ST|JPMX|J.P. Morgan Securities LLC|600
CTXR|CITIUS PHARMA CM ST|LEHM|Barclays Capital Inc./Le|305
CTXR|CITIUS PHARMA CM ST|LIME|Lime Brokerage LLC|6968
CTXR|CITIUS PHARMA CM ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CTXR|CITIUS PHARMA CM ST|MAXM|Maxim Group LLC|8975
CTXR|CITIUS PHARMA CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
CTXR|CITIUS PHARMA CM ST|MSCO|MORGAN STANLEY & CO. LLC|6082
CTXR|CITIUS PHARMA CM ST|MSPL|MORGAN STANLEY & CO. LLC|1500
CTXR|CITIUS PHARMA CM ST|NFSC|National Financial Services LLC|19930
CTXR|CITIUS PHARMA CM ST|NITE|VIRTU Americas LLC|39290
CTXR|CITIUS PHARMA CM ST|NQRB|Brut, LLC|1600
CTXR|CITIUS PHARMA CM ST|SALI|INTL FCSTONE FINANCIAL INC.|1500
CTXR|CITIUS PHARMA CM ST|SBSH|Citigroup Global Markets Inc.|258
CTXR|CITIUS PHARMA CM ST|SGMT|GOLDMAN SACHS & CO. LLC|400
CTXR|CITIUS PHARMA CM ST|SWIM|TD Ameritrade, Inc.|11217
CTXR|CITIUS PHARMA CM ST|TKNG|ALLY INVEST SECURITIES LLC|514
CTXR|CITIUS PHARMA CM ST|TRCM|TRC MARKETS LLC|100
CTXR|CITIUS PHARMA CM ST|TTUC|CUTTONE & CO., INC.|600
CTXR|CITIUS PHARMA CM ST|UBSA|UBS SECURITIES LLC|2254
CTXR|CITIUS PHARMA CM ST|UBSS|UBS Securities LLC|23801
CTXR|CITIUS PHARMA CM ST|VGRD|Vanguard Marketing Corporation|9213
CTXR|CITIUS PHARMA CM ST|WABR|Wall Street Access|2300
CTXR|CITIUS PHARMA CM ST|WCHV|WELLS FARGO SECURITIES, LLC|1767
CTXR|CITIUS PHARMA CM ST|WSEA|WOLVERINE SECURITIES, LLC|3516
CTXRW|CITIUS PHARMA WT|FOMA|TD AMERITRADE CLEARING, INC.|50
CTXRW|CITIUS PHARMA WT|IBKR|Interactive Brokers Llc|100
CTXRW|CITIUS PHARMA WT|LTCO|Ladenburg, Thalmann & Co., Inc.|100
CTXRW|CITIUS PHARMA WT|MSCO|MORGAN STANLEY & CO. LLC|100
CTXRW|CITIUS PHARMA WT|NITE|VIRTU Americas LLC|150
CTXS|CITRIX SYSTEMS INC|ABLE|NATIXIS Securities Americas LLC|424588
CTXS|CITRIX SYSTEMS INC|ALTX|Alternet Securities Inc.|10740
CTXS|CITRIX SYSTEMS INC|ANOS|ABEL/NOSER, L.L.C.|300
CTXS|CITRIX SYSTEMS INC|APCC|Apex Clearing Corporation|478
CTXS|CITRIX SYSTEMS INC|BANK|Primevest Financial Services, Inc.|26
CTXS|CITRIX SYSTEMS INC|BARD|Robert W. Baird & Co. Incorporated|214
CTXS|CITRIX SYSTEMS INC|BATM|CBOE TRADING, INC.|14074
CTXS|CITRIX SYSTEMS INC|BAYC|BAY CREST PARTNERS, LLC|127672
CTXS|CITRIX SYSTEMS INC|BBNT|BB&T SECURITIES, LLC|357
CTXS|CITRIX SYSTEMS INC|BERN|Sanford C. Bernstein & Co., LLC|88455
CTXS|CITRIX SYSTEMS INC|BKCM|BNY Mellon Capital Markets LLC|222
CTXS|CITRIX SYSTEMS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3010
CTXS|CITRIX SYSTEMS INC|BMOC|BMO Capital Markets Corp.|201239
CTXS|CITRIX SYSTEMS INC|BNPX|BNP PARIBAS SECURITIES CORP.|381049
CTXS|CITRIX SYSTEMS INC|BTIG|BTIG, LLC|118950
CTXS|CITRIX SYSTEMS INC|BYXM|CBOE TRADING, INC.|11710
CTXS|CITRIX SYSTEMS INC|BZYD|GOLDMAN SACHS & CO. LLC|1317
CTXS|CITRIX SYSTEMS INC|CABR|Cabrera Capital Markets, Inc.|20
CTXS|CITRIX SYSTEMS INC|CANT|Cantor Fitzgerald & Co.|451
CTXS|CITRIX SYSTEMS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|122400
CTXS|CITRIX SYSTEMS INC|CHAS|Charles Schwab & Co., Inc.|455
CTXS|CITRIX SYSTEMS INC|CIBP|CIBC World Markets Corp.|7147
CTXS|CITRIX SYSTEMS INC|CIST|Capital Institutional Services, Inc.|444
CTXS|CITRIX SYSTEMS INC|CLSA|CLSA AMERICAS, LLC|200
CTXS|CITRIX SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76263
CTXS|CITRIX SYSTEMS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|310
CTXS|CITRIX SYSTEMS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
CTXS|CITRIX SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|645562
CTXS|CITRIX SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|20054
CTXS|CITRIX SYSTEMS INC|CTLR|CUTLER GROUP, LP|799
CTXS|CITRIX SYSTEMS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|177158
CTXS|CITRIX SYSTEMS INC|DADA|D.A. Davidson & Co.|281
CTXS|CITRIX SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|1588173
CTXS|CITRIX SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|290100
CTXS|CITRIX SYSTEMS INC|DBUL|Deutsche Bank Securities Inc.|3201
CTXS|CITRIX SYSTEMS INC|DCHF|Dart Executions, LLC|9315
CTXS|CITRIX SYSTEMS INC|DEAN|MORGAN STANLEY|7935
CTXS|CITRIX SYSTEMS INC|DEGS|RONIN PROFESSIONAL LLC|333
CTXS|CITRIX SYSTEMS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1894
CTXS|CITRIX SYSTEMS INC|DRWK|DRW SECURITIES, L.L.C.|78794
CTXS|CITRIX SYSTEMS INC|EBXL|EBX LLC|353700
CTXS|CITRIX SYSTEMS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2062
CTXS|CITRIX SYSTEMS INC|EDFC|E D & F MAN CAPITAL MARKETS INC.|5714
CTXS|CITRIX SYSTEMS INC|EDJO|Edward D. Jones & Co., L.P.|14093
CTXS|CITRIX SYSTEMS INC|EGAM|CBOE TRADING, INC.|17431
CTXS|CITRIX SYSTEMS INC|EGAW|CBOE TRADING, INC.|107
CTXS|CITRIX SYSTEMS INC|EGMT|EG MARKET TECHNOLOGIES LLC|4869
CTXS|CITRIX SYSTEMS INC|EGXM|CBOE TRADING, INC.|8523
CTXS|CITRIX SYSTEMS INC|ELEV|ELEVATION, LLC|25289
CTXS|CITRIX SYSTEMS INC|ETBE|Electronic Transaction Clearing, Inc.|100137
CTXS|CITRIX SYSTEMS INC|ETCC|Electronic Transaction Clearing, Inc.|186
CTXS|CITRIX SYSTEMS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4214
CTXS|CITRIX SYSTEMS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52793
CTXS|CITRIX SYSTEMS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
CTXS|CITRIX SYSTEMS INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|253803
CTXS|CITRIX SYSTEMS INC|ETRS|E*Trade Securities LLC|8960
CTXS|CITRIX SYSTEMS INC|FBCO|Credit Suisse Securities (USA) LLC|1610982
CTXS|CITRIX SYSTEMS INC|FILL|Tradestation Securities, Inc.|3856
CTXS|CITRIX SYSTEMS INC|FINX|FINTECH SECURITIES|525
CTXS|CITRIX SYSTEMS INC|FMAF|NBCN Inc./ CDS|325
CTXS|CITRIX SYSTEMS INC|FOMA|TD AMERITRADE CLEARING, INC.|50114
CTXS|CITRIX SYSTEMS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8898
CTXS|CITRIX SYSTEMS INC|FQLS|Quantlab Securities LP|607716
CTXS|CITRIX SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|123755
CTXS|CITRIX SYSTEMS INC|FTBR|Foliofn Investments, Inc.|1648
CTXS|CITRIX SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|104121
CTXS|CITRIX SYSTEMS INC|GELP|RBC CAPITAL MARKETS, LLC|859
CTXS|CITRIX SYSTEMS INC|GLPX|ACS EXECUTION SERVICES, LLC|41766
CTXS|CITRIX SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|4812029
CTXS|CITRIX SYSTEMS INC|GSCS|GOLDMAN SACHS & CO. LLC|70415
CTXS|CITRIX SYSTEMS INC|GSLT|GOLDMAN SACHS & CO. LLC|10227
CTXS|CITRIX SYSTEMS INC|GTSZ|GTS SECURITIES LLC|243024
CTXS|CITRIX SYSTEMS INC|HAPX|HAP Trading, LLC|1100
CTXS|CITRIX SYSTEMS INC|HRBF|American Enterprise Investment Services Inc.|812
CTXS|CITRIX SYSTEMS INC|HSBC|HSBC Securities, Inc.|12971
CTXS|CITRIX SYSTEMS INC|IATS|INTERACTIVE BROKERS LLC|11153
CTXS|CITRIX SYSTEMS INC|IBKR|Interactive Brokers Llc|99618
CTXS|CITRIX SYSTEMS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|275
CTXS|CITRIX SYSTEMS INC|ICBX|INSTINET, LLC|72288
CTXS|CITRIX SYSTEMS INC|IEQY|CITADEL SECURITIES LLC|437721
CTXS|CITRIX SYSTEMS INC|INCA|INSTINET, LLC|1835526
CTXS|CITRIX SYSTEMS INC|INJX|INSTINET, LLC|218483
CTXS|CITRIX SYSTEMS INC|ITGI|ITG Inc.|110319
CTXS|CITRIX SYSTEMS INC|ITGP|ITG INC.|497800
CTXS|CITRIX SYSTEMS INC|JANY|Janney Montgomery Scott Inc.|1474
CTXS|CITRIX SYSTEMS INC|JEFF|JEFFERIES LLC|2239980
CTXS|CITRIX SYSTEMS INC|JMPT|JUMP TRADING, LLC|139596
CTXS|CITRIX SYSTEMS INC|JONE|JonesTrading|11699
CTXS|CITRIX SYSTEMS INC|JPBX|J.P. MORGAN SECURITIES LLC|90789
CTXS|CITRIX SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|547648
CTXS|CITRIX SYSTEMS INC|JSJX|JANE STREET CAPITAL LLC|4449
CTXS|CITRIX SYSTEMS INC|KCGM|VIRTU Americas LLC|42454
CTXS|CITRIX SYSTEMS INC|LEER|LEERINK PARTNERS LLC|530
CTXS|CITRIX SYSTEMS INC|LEHM|Barclays Capital Inc./Le|2129875
CTXS|CITRIX SYSTEMS INC|LIME|Lime Brokerage LLC|228953
CTXS|CITRIX SYSTEMS INC|LMGP|LIME BROKERAGE LLC|1710
CTXS|CITRIX SYSTEMS INC|LOOP|Loop Capital Markets LLC|5
CTXS|CITRIX SYSTEMS INC|LQNA|LIQUIDNET, INC.|24300
CTXS|CITRIX SYSTEMS INC|LSCI|Lek Securities Corporation|487
CTXS|CITRIX SYSTEMS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1554
CTXS|CITRIX SYSTEMS INC|MACC|Mid Atlantic Capital Corporation|290
CTXS|CITRIX SYSTEMS INC|MAXM|Maxim Group LLC|216688
CTXS|CITRIX SYSTEMS INC|MBTS|ALLY INVEST SECURITIES LLC|254
CTXS|CITRIX SYSTEMS INC|MKMP|MKM Partners LLC|3142
CTXS|CITRIX SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|160330
CTXS|CITRIX SYSTEMS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
CTXS|CITRIX SYSTEMS INC|MOTF|MOTIF INVESTING, INC.|30
CTXS|CITRIX SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|4416782
CTXS|CITRIX SYSTEMS INC|MSPL|MORGAN STANLEY & CO. LLC|327100
CTXS|CITRIX SYSTEMS INC|MSTX|MORGAN STANLEY & CO. LLC|151600
CTXS|CITRIX SYSTEMS INC|MZHO|Mizuho Securities USA LLC|38046
CTXS|CITRIX SYSTEMS INC|NFSC|National Financial Services LLC|251078
CTXS|CITRIX SYSTEMS INC|NITE|VIRTU Americas LLC|337549
CTXS|CITRIX SYSTEMS INC|NITP|VIRTU Americas LLC|7796
CTXS|CITRIX SYSTEMS INC|NMRA|Nomura Securities International, Inc.|453000
CTXS|CITRIX SYSTEMS INC|NQRB|Brut, LLC|49690
CTXS|CITRIX SYSTEMS INC|OHOS|TWO SIGMA SECURITIES, LLC|153191
CTXS|CITRIX SYSTEMS INC|OLDM|OLD MISSION CAPITAL, LLC|7665
CTXS|CITRIX SYSTEMS INC|OPCO|Oppenheimer & Co. Inc.|31872
CTXS|CITRIX SYSTEMS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9828
CTXS|CITRIX SYSTEMS INC|PDQM|CODA MARKETS, INC.|123090
CTXS|CITRIX SYSTEMS INC|PHLY|NASDAQ Execution Services, LLC|200
CTXS|CITRIX SYSTEMS INC|PICT|Pictet Overseas Inc.|427
CTXS|CITRIX SYSTEMS INC|PIPR|Piper Jaffray & Co.|121727
CTXS|CITRIX SYSTEMS INC|PWJC|UBS Financial Services, Inc.|617
CTXS|CITRIX SYSTEMS INC|RAJA|Raymond James & Associates, Inc.|23385
CTXS|CITRIX SYSTEMS INC|RBCM|RBC CAPITAL MARKETS, LLC|6937
CTXS|CITRIX SYSTEMS INC|RGLD|Regal Securities, Inc|100
CTXS|CITRIX SYSTEMS INC|SAGL|SAGETRADER, LLC|50681
CTXS|CITRIX SYSTEMS INC|SAGW|SAGETRADER, LLC|4
CTXS|CITRIX SYSTEMS INC|SALI|INTL FCSTONE FINANCIAL INC.|30
CTXS|CITRIX SYSTEMS INC|SBSH|Citigroup Global Markets Inc.|2630479
CTXS|CITRIX SYSTEMS INC|SEIC|SEI Investments Distribution Co.|1300
CTXS|CITRIX SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|120809
CTXS|CITRIX SYSTEMS INC|SJLS|TRADE INFORMATICS LLC|100
CTXS|CITRIX SYSTEMS INC|SPDR|SPEEDROUTE LLC|15535
CTXS|CITRIX SYSTEMS INC|SPHN|Stephens Inc.|120
CTXS|CITRIX SYSTEMS INC|STFL|Stifel, Nicolaus & Company, Incorporated|3517
CTXS|CITRIX SYSTEMS INC|STKP|STOCKPILE INVESTMENTS, INC.|10
CTXS|CITRIX SYSTEMS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
CTXS|CITRIX SYSTEMS INC|SWIM|TD Ameritrade, Inc.|17987
CTXS|CITRIX SYSTEMS INC|SWST|Hilltop Securities Inc.|2759
CTXS|CITRIX SYSTEMS INC|TAGC|TELSEY ADVISORY GROUP LLC|600
CTXS|CITRIX SYSTEMS INC|TKNG|ALLY INVEST SECURITIES LLC|83
CTXS|CITRIX SYSTEMS INC|TMBR|Timber Hill LLC|1034
CTXS|CITRIX SYSTEMS INC|TONC|CUTTONE & CO., LLC|1350
CTXS|CITRIX SYSTEMS INC|TRBT|Tradebot Systems, Inc.|450170
CTXS|CITRIX SYSTEMS INC|TRCM|TRC MARKETS LLC|559874
CTXS|CITRIX SYSTEMS INC|TWTT|TASTYWORKS, INC.|100
CTXS|CITRIX SYSTEMS INC|UBSA|UBS SECURITIES LLC|828792
CTXS|CITRIX SYSTEMS INC|UBSS|UBS Securities LLC|2226575
CTXS|CITRIX SYSTEMS INC|VALX|VIRTU AMERICAS LLC|21527
CTXS|CITRIX SYSTEMS INC|VGRD|Vanguard Marketing Corporation|1783
CTXS|CITRIX SYSTEMS INC|VNDM|Wall Street Access|2297
CTXS|CITRIX SYSTEMS INC|VSIN|Vision Financial Markets Llc|63
CTXS|CITRIX SYSTEMS INC|WBET|Wallachbeth Capital LLC|8140
CTXS|CITRIX SYSTEMS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2362
CTXS|CITRIX SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|307636
CTXS|CITRIX SYSTEMS INC|WEDB|WEDBUSH SECURITIES INC.|285
CTXS|CITRIX SYSTEMS INC|WEED|Weeden & Co.L.P.|5950
CTXS|CITRIX SYSTEMS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17045
CTXS|CITRIX SYSTEMS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30903
CTXS|CITRIX SYSTEMS INC|WGIF|CIBC World Markets Inc.|689
CTXS|CITRIX SYSTEMS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|124
CTXS|CITRIX SYSTEMS INC|WOLF|Wolfe Trahan Securities|100
CTXS|CITRIX SYSTEMS INC|WSAG|WALL STREET ACCESS|146
CTXS|CITRIX SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|5110
CTXS|CITRIX SYSTEMS INC|XIST|INSTINET, LLC|78654
CTXS|CITRIX SYSTEMS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|28836
CTXS|CITRIX SYSTEMS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5681
CTXS|CITRIX SYSTEMS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1707
CTY|QWEST CORPORATION|ALTX|Alternet Securities Inc.|1200
CTY|QWEST CORPORATION|APCC|Apex Clearing Corporation|46
CTY|QWEST CORPORATION|BANK|Primevest Financial Services, Inc.|4000
CTY|QWEST CORPORATION|BARD|Robert W. Baird & Co. Incorporated|1000
CTY|QWEST CORPORATION|BBNT|BB&T SECURITIES, LLC|539
CTY|QWEST CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19421
CTY|QWEST CORPORATION|BNCH|The Benchmark Company, LLC|1150
CTY|QWEST CORPORATION|BYXM|CBOE TRADING, INC.|1000
CTY|QWEST CORPORATION|CHAS|Charles Schwab & Co., Inc.|1669
CTY|QWEST CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
CTY|QWEST CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12118
CTY|QWEST CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
CTY|QWEST CORPORATION|DBAX|Deutsche Bank Securities Inc.|15900
CTY|QWEST CORPORATION|DEAN|MORGAN STANLEY|54903
CTY|QWEST CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|86120
CTY|QWEST CORPORATION|EBXL|EBX LLC|20200
CTY|QWEST CORPORATION|EDJO|Edward D. Jones & Co., L.P.|2080
CTY|QWEST CORPORATION|EGAM|CBOE TRADING, INC.|700
CTY|QWEST CORPORATION|EGXM|CBOE TRADING, INC.|800
CTY|QWEST CORPORATION|ETRS|E*Trade Securities LLC|4848
CTY|QWEST CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3844
CTY|QWEST CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|4048
CTY|QWEST CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|13279
CTY|QWEST CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|3917
CTY|QWEST CORPORATION|GTSZ|GTS SECURITIES LLC|3200
CTY|QWEST CORPORATION|HRBF|American Enterprise Investment Services Inc.|13651
CTY|QWEST CORPORATION|IATS|INTERACTIVE BROKERS LLC|1675
CTY|QWEST CORPORATION|IBKR|Interactive Brokers Llc|14385
CTY|QWEST CORPORATION|ICBX|INSTINET, LLC|4089
CTY|QWEST CORPORATION|INCA|INSTINET, LLC|27753
CTY|QWEST CORPORATION|ITGI|ITG Inc.|52
CTY|QWEST CORPORATION|ITGP|ITG INC.|6600
CTY|QWEST CORPORATION|JANY|Janney Montgomery Scott Inc.|5465
CTY|QWEST CORPORATION|JPMX|J.P. Morgan Securities LLC|8580
CTY|QWEST CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|1920
CTY|QWEST CORPORATION|JSJX|JANE STREET CAPITAL LLC|200
CTY|QWEST CORPORATION|KCGM|VIRTU Americas LLC|5500
CTY|QWEST CORPORATION|LEHM|Barclays Capital Inc./Le|10800
CTY|QWEST CORPORATION|LIME|Lime Brokerage LLC|1413
CTY|QWEST CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4650
CTY|QWEST CORPORATION|MESF|MESIROW FINANCIAL, INC.|86636
CTY|QWEST CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9000
CTY|QWEST CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|26044
CTY|QWEST CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|4800
CTY|QWEST CORPORATION|NFSC|National Financial Services LLC|75288
CTY|QWEST CORPORATION|NITE|VIRTU Americas LLC|90707
CTY|QWEST CORPORATION|NQRB|Brut, LLC|19356
CTY|QWEST CORPORATION|OPCO|Oppenheimer & Co. Inc.|200
CTY|QWEST CORPORATION|PCPT|PHILLIP CAPITAL INC.|16957
CTY|QWEST CORPORATION|PDQM|CODA MARKETS, INC.|9541
CTY|QWEST CORPORATION|PWJC|UBS Financial Services, Inc.|13800
CTY|QWEST CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|10583
CTY|QWEST CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|5646
CTY|QWEST CORPORATION|SBSH|Citigroup Global Markets Inc.|7587
CTY|QWEST CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|8955
CTY|QWEST CORPORATION|SPDR|SPEEDROUTE LLC|9423
CTY|QWEST CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|8263
CTY|QWEST CORPORATION|SWIM|TD Ameritrade, Inc.|1750
CTY|QWEST CORPORATION|SWST|Hilltop Securities Inc.|65
CTY|QWEST CORPORATION|TRBT|Tradebot Systems, Inc.|1367
CTY|QWEST CORPORATION|UBSA|UBS SECURITIES LLC|19492
CTY|QWEST CORPORATION|UBSS|UBS Securities LLC|50350
CTY|QWEST CORPORATION|VGRD|Vanguard Marketing Corporation|420
CTY|QWEST CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|68929
CTY|QWEST CORPORATION|WEDB|WEDBUSH SECURITIES INC.|72
CTY|QWEST CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|671
CTY|QWEST CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
CTY|QWEST CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|600
CTY|QWEST CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11963
CTZ|QWEST CP 6.625% NT|AGIS|Aegis Capital Corp.|4800
CTZ|QWEST CP 6.625% NT|ALTX|Alternet Securities Inc.|100
CTZ|QWEST CP 6.625% NT|APCC|Apex Clearing Corporation|3
CTZ|QWEST CP 6.625% NT|BANK|Primevest Financial Services, Inc.|16
CTZ|QWEST CP 6.625% NT|BARD|Robert W. Baird & Co. Incorporated|5654
CTZ|QWEST CP 6.625% NT|BATM|CBOE TRADING, INC.|100
CTZ|QWEST CP 6.625% NT|BBNT|BB&T SECURITIES, LLC|650
CTZ|QWEST CP 6.625% NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1414
CTZ|QWEST CP 6.625% NT|BYXM|CBOE TRADING, INC.|100
CTZ|QWEST CP 6.625% NT|CHAS|Charles Schwab & Co., Inc.|1099
CTZ|QWEST CP 6.625% NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
CTZ|QWEST CP 6.625% NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5846
CTZ|QWEST CP 6.625% NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
CTZ|QWEST CP 6.625% NT|DADA|D.A. Davidson & Co.|7380
CTZ|QWEST CP 6.625% NT|DBAX|Deutsche Bank Securities Inc.|4000
CTZ|QWEST CP 6.625% NT|DEAN|MORGAN STANLEY|13352
CTZ|QWEST CP 6.625% NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
CTZ|QWEST CP 6.625% NT|EBXL|EBX LLC|4800
CTZ|QWEST CP 6.625% NT|EDJO|Edward D. Jones & Co., L.P.|16
CTZ|QWEST CP 6.625% NT|ETRS|E*Trade Securities LLC|300
CTZ|QWEST CP 6.625% NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83
CTZ|QWEST CP 6.625% NT|GLPX|ACS EXECUTION SERVICES, LLC|3467
CTZ|QWEST CP 6.625% NT|GSCO|GOLDMAN SACHS & CO. LLC|3726
CTZ|QWEST CP 6.625% NT|GTSZ|GTS SECURITIES LLC|1881
CTZ|QWEST CP 6.625% NT|HRBF|American Enterprise Investment Services Inc.|5450
CTZ|QWEST CP 6.625% NT|IATS|INTERACTIVE BROKERS LLC|848
CTZ|QWEST CP 6.625% NT|IBKR|Interactive Brokers Llc|5212
CTZ|QWEST CP 6.625% NT|ICBX|INSTINET, LLC|800
CTZ|QWEST CP 6.625% NT|INCA|INSTINET, LLC|2963
CTZ|QWEST CP 6.625% NT|ITGP|ITG INC.|2400
CTZ|QWEST CP 6.625% NT|JANY|Janney Montgomery Scott Inc.|1300
CTZ|QWEST CP 6.625% NT|JPMX|J.P. Morgan Securities LLC|2200
CTZ|QWEST CP 6.625% NT|JSEB|JANE STREET EXECUTION SERVICES, LLC|976
CTZ|QWEST CP 6.625% NT|KCGM|VIRTU Americas LLC|1300
CTZ|QWEST CP 6.625% NT|LEHM|Barclays Capital Inc./Le|3200
CTZ|QWEST CP 6.625% NT|LIME|Lime Brokerage LLC|563
CTZ|QWEST CP 6.625% NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CTZ|QWEST CP 6.625% NT|MAXM|Maxim Group LLC|4200
CTZ|QWEST CP 6.625% NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9200
CTZ|QWEST CP 6.625% NT|MSCO|MORGAN STANLEY & CO. LLC|10979
CTZ|QWEST CP 6.625% NT|MSPL|MORGAN STANLEY & CO. LLC|4500
CTZ|QWEST CP 6.625% NT|NFSC|National Financial Services LLC|50831
CTZ|QWEST CP 6.625% NT|NITE|VIRTU Americas LLC|77790
CTZ|QWEST CP 6.625% NT|NQRB|Brut, LLC|2676
CTZ|QWEST CP 6.625% NT|OPCO|Oppenheimer & Co. Inc.|979
CTZ|QWEST CP 6.625% NT|PCPT|PHILLIP CAPITAL INC.|4612
CTZ|QWEST CP 6.625% NT|PDQM|CODA MARKETS, INC.|6087
CTZ|QWEST CP 6.625% NT|PWJC|UBS Financial Services, Inc.|12700
CTZ|QWEST CP 6.625% NT|RBCM|RBC CAPITAL MARKETS, LLC|6530
CTZ|QWEST CP 6.625% NT|SBSH|Citigroup Global Markets Inc.|2032
CTZ|QWEST CP 6.625% NT|SGMT|GOLDMAN SACHS & CO. LLC|3140
CTZ|QWEST CP 6.625% NT|SPDR|SPEEDROUTE LLC|1305
CTZ|QWEST CP 6.625% NT|STFL|Stifel, Nicolaus & Company, Incorporated|4768
CTZ|QWEST CP 6.625% NT|SWIM|TD Ameritrade, Inc.|400
CTZ|QWEST CP 6.625% NT|TRBT|Tradebot Systems, Inc.|2029
CTZ|QWEST CP 6.625% NT|TRCM|TRC MARKETS LLC|20
CTZ|QWEST CP 6.625% NT|UBSA|UBS SECURITIES LLC|5942
CTZ|QWEST CP 6.625% NT|UBSS|UBS Securities LLC|35507
CTZ|QWEST CP 6.625% NT|VGRD|Vanguard Marketing Corporation|251
CTZ|QWEST CP 6.625% NT|WCHV|WELLS FARGO SECURITIES, LLC|33406
CTZ|QWEST CP 6.625% NT|WEDB|WEDBUSH SECURITIES INC.|513
CTZ|QWEST CP 6.625% NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|380
CTZ|QWEST CP 6.625% NT|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
CTZ|QWEST CP 6.625% NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11120
CUB|CUBIC CP|ALTX|Alternet Securities Inc.|6406
CUB|CUBIC CP|ANOS|ABEL/NOSER, L.L.C.|948
CUB|CUBIC CP|APCC|Apex Clearing Corporation|39
CUB|CUBIC CP|BATM|CBOE TRADING, INC.|2944
CUB|CUBIC CP|BBNT|BB&T SECURITIES, LLC|30
CUB|CUBIC CP|BERN|Sanford C. Bernstein & Co., LLC|12043
CUB|CUBIC CP|BIDS|BIDS TRADING L.P.|100
CUB|CUBIC CP|BIMI|Banca IMI Securities Corp.|400
CUB|CUBIC CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|291
CUB|CUBIC CP|BLKX|INSTINET, LLC|20000
CUB|CUBIC CP|BNPX|BNP PARIBAS SECURITIES CORP.|5699
CUB|CUBIC CP|BRVL|BLAYLOCK VAN, LLC|100
CUB|CUBIC CP|BTIG|BTIG, LLC|307
CUB|CUBIC CP|BZYD|GOLDMAN SACHS & CO. LLC|800
CUB|CUBIC CP|CIST|Capital Institutional Services, Inc.|592
CUB|CUBIC CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23545
CUB|CUBIC CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|888
CUB|CUBIC CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
CUB|CUBIC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63238
CUB|CUBIC CP|CTDL|Citadel Derivatives Group Llc|4075
CUB|CUBIC CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|14834
CUB|CUBIC CP|DBAB|Deutsche Bank Securities Inc.|25141
CUB|CUBIC CP|DBAX|Deutsche Bank Securities Inc.|96700
CUB|CUBIC CP|DCHF|Dart Executions, LLC|55
CUB|CUBIC CP|DEAN|MORGAN STANLEY|190
CUB|CUBIC CP|DEGS|RONIN PROFESSIONAL LLC|397
CUB|CUBIC CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|110
CUB|CUBIC CP|EBXL|EBX LLC|18200
CUB|CUBIC CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|230
CUB|CUBIC CP|EDJO|Edward D. Jones & Co., L.P.|24
CUB|CUBIC CP|EGAM|CBOE TRADING, INC.|6627
CUB|CUBIC CP|EGMT|EG MARKET TECHNOLOGIES LLC|563
CUB|CUBIC CP|EGXM|CBOE TRADING, INC.|797
CUB|CUBIC CP|EGXW|CBOE TRADING, INC.|3
CUB|CUBIC CP|ESPO|ESPOSITO SECURITIES, LLC|358
CUB|CUBIC CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CUB|CUBIC CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5477
CUB|CUBIC CP|ETRS|E*Trade Securities LLC|15983
CUB|CUBIC CP|FILL|Tradestation Securities, Inc.|280
CUB|CUBIC CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|315
CUB|CUBIC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20797
CUB|CUBIC CP|FTBR|Foliofn Investments, Inc.|173
CUB|CUBIC CP|GLPX|ACS EXECUTION SERVICES, LLC|2581
CUB|CUBIC CP|GSCO|GOLDMAN SACHS & CO. LLC|92339
CUB|CUBIC CP|GSCS|GOLDMAN SACHS & CO. LLC|4000
CUB|CUBIC CP|GSLT|GOLDMAN SACHS & CO. LLC|129
CUB|CUBIC CP|GTSZ|GTS SECURITIES LLC|4479
CUB|CUBIC CP|HAPX|HAP Trading, LLC|500
CUB|CUBIC CP|HPPX|POTAMUS TRADING, LLC|654
CUB|CUBIC CP|IATS|INTERACTIVE BROKERS LLC|1200
CUB|CUBIC CP|IBKR|Interactive Brokers Llc|777
CUB|CUBIC CP|ICBX|INSTINET, LLC|11007
CUB|CUBIC CP|IEQY|CITADEL SECURITIES LLC|8880
CUB|CUBIC CP|INCA|INSTINET, LLC|22601
CUB|CUBIC CP|INJX|INSTINET, LLC|3645
CUB|CUBIC CP|ITGI|ITG Inc.|11277
CUB|CUBIC CP|ITGP|ITG INC.|41200
CUB|CUBIC CP|JEFF|JEFFERIES LLC|18466
CUB|CUBIC CP|JMPT|JUMP TRADING, LLC|4893
CUB|CUBIC CP|JPBX|J.P. MORGAN SECURITIES LLC|3962
CUB|CUBIC CP|JPMX|J.P. Morgan Securities LLC|136492
CUB|CUBIC CP|JSJX|JANE STREET CAPITAL LLC|17039
CUB|CUBIC CP|KCGM|VIRTU Americas LLC|6958
CUB|CUBIC CP|LEHM|Barclays Capital Inc./Le|83661
CUB|CUBIC CP|LIME|Lime Brokerage LLC|7487
CUB|CUBIC CP|LOOP|Loop Capital Markets LLC|200
CUB|CUBIC CP|LSCI|Lek Securities Corporation|4605
CUB|CUBIC CP|MACQ|Macquarie Capital (USA) Inc.|3248
CUB|CUBIC CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65287
CUB|CUBIC CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1910
CUB|CUBIC CP|MSCO|MORGAN STANLEY & CO. LLC|155991
CUB|CUBIC CP|MSPL|MORGAN STANLEY & CO. LLC|94500
CUB|CUBIC CP|MSTX|MORGAN STANLEY & CO. LLC|9000
CUB|CUBIC CP|NFSC|National Financial Services LLC|8149
CUB|CUBIC CP|NITE|VIRTU Americas LLC|52462
CUB|CUBIC CP|NITP|VIRTU Americas LLC|100
CUB|CUBIC CP|NQRB|Brut, LLC|300
CUB|CUBIC CP|NTRC|Northern Trust Securities, Inc.|3298
CUB|CUBIC CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|803
CUB|CUBIC CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|13125
CUB|CUBIC CP|PDQM|CODA MARKETS, INC.|23521
CUB|CUBIC CP|PWJC|UBS Financial Services, Inc.|25
CUB|CUBIC CP|RBCM|RBC CAPITAL MARKETS, LLC|505
CUB|CUBIC CP|RILY|B. RILEY FBR, INC.|100
CUB|CUBIC CP|SAGL|SAGETRADER, LLC|500
CUB|CUBIC CP|SBSH|Citigroup Global Markets Inc.|12549
CUB|CUBIC CP|SGMT|GOLDMAN SACHS & CO. LLC|29864
CUB|CUBIC CP|SPDR|SPEEDROUTE LLC|12108
CUB|CUBIC CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|18776
CUB|CUBIC CP|STFL|Stifel, Nicolaus & Company, Incorporated|1140
CUB|CUBIC CP|STKP|STOCKPILE INVESTMENTS, INC.|2
CUB|CUBIC CP|SWIM|TD Ameritrade, Inc.|796
CUB|CUBIC CP|TKNG|ALLY INVEST SECURITIES LLC|100
CUB|CUBIC CP|TRBT|Tradebot Systems, Inc.|1592
CUB|CUBIC CP|TRCM|TRC MARKETS LLC|16847
CUB|CUBIC CP|UBSA|UBS SECURITIES LLC|185762
CUB|CUBIC CP|UBSS|UBS Securities LLC|351779
CUB|CUBIC CP|VALX|VIRTU AMERICAS LLC|5549
CUB|CUBIC CP|VGRD|Vanguard Marketing Corporation|10
CUB|CUBIC CP|WABR|Wall Street Access|1096
CUB|CUBIC CP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CUB|CUBIC CP|WCHV|WELLS FARGO SECURITIES, LLC|31614
CUB|CUBIC CP|WDNX|WEEDEN & CO.L.P.|2456
CUB|CUBIC CP|WEDB|WEDBUSH SECURITIES INC.|1126
CUB|CUBIC CP|WEED|Weeden & Co.L.P.|1804
CUB|CUBIC CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|171
CUB|CUBIC CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|409
CUB|CUBIC CP|WGIF|CIBC World Markets Inc.|70
CUB|CUBIC CP|WSAG|WALL STREET ACCESS|100
CUB|CUBIC CP|WSEA|WOLVERINE SECURITIES, LLC|1302
CUB|CUBIC CP|XIST|INSTINET, LLC|10818
CUB|CUBIC CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
CUB|CUBIC CP|YKNA|COMHAR CAPITAL MARKETS, LLC|233
CUB|CUBIC CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|375
CUBA|HERZFELD CARIBBEAN|BERN|Sanford C. Bernstein & Co., LLC|385
CUBA|HERZFELD CARIBBEAN|CHAS|Charles Schwab & Co., Inc.|3
CUBA|HERZFELD CARIBBEAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
CUBA|HERZFELD CARIBBEAN|DEAN|MORGAN STANLEY|23
CUBA|HERZFELD CARIBBEAN|DEGS|RONIN PROFESSIONAL LLC|4885
CUBA|HERZFELD CARIBBEAN|EBXL|EBX LLC|400
CUBA|HERZFELD CARIBBEAN|EDJO|Edward D. Jones & Co., L.P.|4000
CUBA|HERZFELD CARIBBEAN|EGXM|CBOE TRADING, INC.|401
CUBA|HERZFELD CARIBBEAN|ETRS|E*Trade Securities LLC|2031
CUBA|HERZFELD CARIBBEAN|FBCO|Credit Suisse Securities (USA) LLC|7142
CUBA|HERZFELD CARIBBEAN|FOMA|TD AMERITRADE CLEARING, INC.|18810
CUBA|HERZFELD CARIBBEAN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|95
CUBA|HERZFELD CARIBBEAN|GEBB|GLOBAL EXECUTION BROKERS, LP|1102
CUBA|HERZFELD CARIBBEAN|GSCO|GOLDMAN SACHS & CO. LLC|1400
CUBA|HERZFELD CARIBBEAN|GSLT|GOLDMAN SACHS & CO. LLC|486
CUBA|HERZFELD CARIBBEAN|GTSZ|GTS SECURITIES LLC|200
CUBA|HERZFELD CARIBBEAN|IATS|INTERACTIVE BROKERS LLC|1630
CUBA|HERZFELD CARIBBEAN|IBKR|Interactive Brokers Llc|8589
CUBA|HERZFELD CARIBBEAN|ICBX|INSTINET, LLC|200
CUBA|HERZFELD CARIBBEAN|INCA|INSTINET, LLC|62
CUBA|HERZFELD CARIBBEAN|ITGI|ITG Inc.|400
CUBA|HERZFELD CARIBBEAN|ITGP|ITG INC.|800
CUBA|HERZFELD CARIBBEAN|JPMX|J.P. Morgan Securities LLC|1000
CUBA|HERZFELD CARIBBEAN|KCGM|VIRTU Americas LLC|600
CUBA|HERZFELD CARIBBEAN|LEHM|Barclays Capital Inc./Le|600
CUBA|HERZFELD CARIBBEAN|LIME|Lime Brokerage LLC|2213
CUBA|HERZFELD CARIBBEAN|MSCO|MORGAN STANLEY & CO. LLC|10148
CUBA|HERZFELD CARIBBEAN|NFSC|National Financial Services LLC|23769
CUBA|HERZFELD CARIBBEAN|NITE|VIRTU Americas LLC|28974
CUBA|HERZFELD CARIBBEAN|RAJA|Raymond James & Associates, Inc.|1875
CUBA|HERZFELD CARIBBEAN|RBCM|RBC CAPITAL MARKETS, LLC|1000
CUBA|HERZFELD CARIBBEAN|SGMT|GOLDMAN SACHS & CO. LLC|100
CUBA|HERZFELD CARIBBEAN|SPDR|SPEEDROUTE LLC|100
CUBA|HERZFELD CARIBBEAN|STTT|STATETRUST INVESTMENTS INC.|396
CUBA|HERZFELD CARIBBEAN|STXG|Stockcross Financial Services, Inc.|300
CUBA|HERZFELD CARIBBEAN|SWIM|TD Ameritrade, Inc.|285
CUBA|HERZFELD CARIBBEAN|SWST|Hilltop Securities Inc.|3600
CUBA|HERZFELD CARIBBEAN|UBSA|UBS SECURITIES LLC|1142
CUBA|HERZFELD CARIBBEAN|UBSS|UBS Securities LLC|21446
CUBA|HERZFELD CARIBBEAN|VGRD|Vanguard Marketing Corporation|1061
CUBA|HERZFELD CARIBBEAN|WCHV|WELLS FARGO SECURITIES, LLC|4364
CUBA|HERZFELD CARIBBEAN|WSEA|WOLVERINE SECURITIES, LLC|12
CUBE|CUBESMART|ALTX|Alternet Securities Inc.|14532
CUBE|CUBESMART|APCC|Apex Clearing Corporation|4100
CUBE|CUBESMART|AQUA|AQUA SECURITIES L.P.|80900
CUBE|CUBESMART|BARD|Robert W. Baird & Co. Incorporated|2450
CUBE|CUBESMART|BATM|CBOE TRADING, INC.|8038
CUBE|CUBESMART|BAYC|BAY CREST PARTNERS, LLC|100
CUBE|CUBESMART|BAYT|BTIG, LLC|300
CUBE|CUBESMART|BBNT|BB&T SECURITIES, LLC|559
CUBE|CUBESMART|BERN|Sanford C. Bernstein & Co., LLC|281697
CUBE|CUBESMART|BIDS|BIDS TRADING L.P.|228600
CUBE|CUBESMART|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1291
CUBE|CUBESMART|BLKX|INSTINET, LLC|395721
CUBE|CUBESMART|BMOC|BMO Capital Markets Corp.|37005
CUBE|CUBESMART|BNPX|BNP PARIBAS SECURITIES CORP.|28717
CUBE|CUBESMART|BTIG|BTIG, LLC|77294
CUBE|CUBESMART|BYXM|CBOE TRADING, INC.|3606
CUBE|CUBESMART|BZYD|GOLDMAN SACHS & CO. LLC|2701
CUBE|CUBESMART|CANT|Cantor Fitzgerald & Co.|3144
CUBE|CUBESMART|CBLC|CITIGROUP GLOBAL MARKETS INC.|42000
CUBE|CUBESMART|CHAS|Charles Schwab & Co., Inc.|8
CUBE|CUBESMART|CIST|Capital Institutional Services, Inc.|6606
CUBE|CUBESMART|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|421735
CUBE|CUBESMART|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10030
CUBE|CUBESMART|CROS|CREDIT SUISSE SECURITIES (USA) LLC|412499
CUBE|CUBESMART|CSMS|CORNERSTONE MACRO LLC|4900
CUBE|CUBESMART|CTDL|Citadel Derivatives Group Llc|35615
CUBE|CUBESMART|CTLR|CUTLER GROUP, LP|2301
CUBE|CUBESMART|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|800
CUBE|CUBESMART|CXCX|CITIGROUP GLOBAL MARKETS INC.|91260
CUBE|CUBESMART|DADA|D.A. Davidson & Co.|1809
CUBE|CUBESMART|DBAB|Deutsche Bank Securities Inc.|498147
CUBE|CUBESMART|DBAX|Deutsche Bank Securities Inc.|521600
CUBE|CUBESMART|DBUL|Deutsche Bank Securities Inc.|861
CUBE|CUBESMART|DEAN|MORGAN STANLEY|2855
CUBE|CUBESMART|DEGS|RONIN PROFESSIONAL LLC|200
CUBE|CUBESMART|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12987
CUBE|CUBESMART|EBXL|EBX LLC|524400
CUBE|CUBESMART|ECUT|CONVERGEX EXECUTION SOLUTIONS|6146
CUBE|CUBESMART|EDJO|Edward D. Jones & Co., L.P.|319
CUBE|CUBESMART|EGAM|CBOE TRADING, INC.|17286
CUBE|CUBESMART|EGAW|CBOE TRADING, INC.|185
CUBE|CUBESMART|EGXM|CBOE TRADING, INC.|2128
CUBE|CUBESMART|ESPO|ESPOSITO SECURITIES, LLC|149
CUBE|CUBESMART|ETBE|Electronic Transaction Clearing, Inc.|13386
CUBE|CUBESMART|ETCC|Electronic Transaction Clearing, Inc.|98
CUBE|CUBESMART|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3405
CUBE|CUBESMART|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|616
CUBE|CUBESMART|ETRS|E*Trade Securities LLC|17447
CUBE|CUBESMART|FBRC|B. RILEY FBR, INC.|4905
CUBE|CUBESMART|FILL|Tradestation Securities, Inc.|905
CUBE|CUBESMART|FMAF|NBCN Inc./ CDS|1246
CUBE|CUBESMART|FORD|Fordham Financial Management, Inc.|200
CUBE|CUBESMART|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3503
CUBE|CUBESMART|FQLS|Quantlab Securities LP|371094
CUBE|CUBESMART|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105259
CUBE|CUBESMART|FTBR|Foliofn Investments, Inc.|576
CUBE|CUBESMART|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CUBE|CUBESMART|GLPX|ACS EXECUTION SERVICES, LLC|6312
CUBE|CUBESMART|GNAV|GREEN STREET TRADING, LLC|28945
CUBE|CUBESMART|GSCO|GOLDMAN SACHS & CO. LLC|1249808
CUBE|CUBESMART|GSCS|GOLDMAN SACHS & CO. LLC|12040
CUBE|CUBESMART|GSLT|GOLDMAN SACHS & CO. LLC|17918
CUBE|CUBESMART|GTSY|GTS SECURITIES LLC|500
CUBE|CUBESMART|GTSZ|GTS SECURITIES LLC|171349
CUBE|CUBESMART|HRBF|American Enterprise Investment Services Inc.|4299
CUBE|CUBESMART|HSBC|HSBC Securities, Inc.|22264
CUBE|CUBESMART|IATS|INTERACTIVE BROKERS LLC|8665
CUBE|CUBESMART|IBKR|Interactive Brokers Llc|24423
CUBE|CUBESMART|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|548
CUBE|CUBESMART|ICBX|INSTINET, LLC|153383
CUBE|CUBESMART|IEQY|CITADEL SECURITIES LLC|66650
CUBE|CUBESMART|INCA|INSTINET, LLC|298930
CUBE|CUBESMART|INJX|INSTINET, LLC|13929
CUBE|CUBESMART|INTL|INTL FCSTONE FINANCIAL INC.|2143
CUBE|CUBESMART|ITGI|ITG Inc.|67588
CUBE|CUBESMART|ITGP|ITG INC.|349600
CUBE|CUBESMART|JEFF|JEFFERIES LLC|167738
CUBE|CUBESMART|JMPT|JUMP TRADING, LLC|103647
CUBE|CUBESMART|JONE|JonesTrading|4150
CUBE|CUBESMART|JPBX|J.P. MORGAN SECURITIES LLC|108218
CUBE|CUBESMART|JPMX|J.P. Morgan Securities LLC|994892
CUBE|CUBESMART|JSJX|JANE STREET CAPITAL LLC|10545
CUBE|CUBESMART|KCGM|VIRTU Americas LLC|81933
CUBE|CUBESMART|KEYB|KEYBANC CAPITAL MARKETS INC.|17130
CUBE|CUBESMART|LEHM|Barclays Capital Inc./Le|979586
CUBE|CUBESMART|LIME|Lime Brokerage LLC|18017
CUBE|CUBESMART|LQNA|LIQUIDNET, INC.|264800
CUBE|CUBESMART|LQNB|LIQUIDNET, INC.|18200
CUBE|CUBESMART|LSCI|Lek Securities Corporation|8
CUBE|CUBESMART|MACQ|Macquarie Capital (USA) Inc.|19738
CUBE|CUBESMART|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|302535
CUBE|CUBESMART|MOTF|MOTIF INVESTING, INC.|2
CUBE|CUBESMART|MSCO|MORGAN STANLEY & CO. LLC|1293631
CUBE|CUBESMART|MSPL|MORGAN STANLEY & CO. LLC|398900
CUBE|CUBESMART|MSTX|MORGAN STANLEY & CO. LLC|147300
CUBE|CUBESMART|NFSC|National Financial Services LLC|86630
CUBE|CUBESMART|NITE|VIRTU Americas LLC|287183
CUBE|CUBESMART|NITP|VIRTU Americas LLC|400
CUBE|CUBESMART|NQRB|Brut, LLC|5100
CUBE|CUBESMART|NTBF|BMO Nesbitt Burns Inc./CDS|1264
CUBE|CUBESMART|NTRC|Northern Trust Securities, Inc.|1719
CUBE|CUBESMART|OPCO|Oppenheimer & Co. Inc.|1000
CUBE|CUBESMART|PDQM|CODA MARKETS, INC.|54915
CUBE|CUBESMART|RBCM|RBC CAPITAL MARKETS, LLC|7425
CUBE|CUBESMART|RHCO|Suntrust Robinson Humphrey, Inc.|580
CUBE|CUBESMART|SAGL|SAGETRADER, LLC|39842
CUBE|CUBESMART|SALI|INTL FCSTONE FINANCIAL INC.|2783
CUBE|CUBESMART|SBSH|Citigroup Global Markets Inc.|323619
CUBE|CUBESMART|SEIC|SEI Investments Distribution Co.|262
CUBE|CUBESMART|SGMT|GOLDMAN SACHS & CO. LLC|214326
CUBE|CUBESMART|SIBO|Prime Executions, Inc.|17545
CUBE|CUBESMART|SPDR|SPEEDROUTE LLC|18054
CUBE|CUBESMART|SPHN|Stephens Inc.|1719
CUBE|CUBESMART|STFL|Stifel, Nicolaus & Company, Incorporated|6888
CUBE|CUBESMART|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2860
CUBE|CUBESMART|SWIM|TD Ameritrade, Inc.|20359
CUBE|CUBESMART|SWST|Hilltop Securities Inc.|100
CUBE|CUBESMART|TAGC|TELSEY ADVISORY GROUP LLC|22300
CUBE|CUBESMART|TKNG|ALLY INVEST SECURITIES LLC|646
CUBE|CUBESMART|TOUR|TOURMALINE PARTNERS, LLC|200
CUBE|CUBESMART|TRBT|Tradebot Systems, Inc.|288347
CUBE|CUBESMART|TRCM|TRC MARKETS LLC|315383
CUBE|CUBESMART|TWTT|TASTYWORKS, INC.|34
CUBE|CUBESMART|UBSA|UBS SECURITIES LLC|844730
CUBE|CUBESMART|UBSS|UBS Securities LLC|825866
CUBE|CUBESMART|VALX|VIRTU AMERICAS LLC|30729
CUBE|CUBESMART|VGRD|Vanguard Marketing Corporation|3400
CUBE|CUBESMART|WBPX|SUMMIT SECURITIES GROUP, LLC|8446
CUBE|CUBESMART|WCHV|WELLS FARGO SECURITIES, LLC|297778
CUBE|CUBESMART|WEDB|WEDBUSH SECURITIES INC.|1443
CUBE|CUBESMART|WEED|Weeden & Co.L.P.|60356
CUBE|CUBESMART|WEXM|WOLVERINE EXECUTION SERVICES, LLC|207
CUBE|CUBESMART|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16283
CUBE|CUBESMART|WGIF|CIBC World Markets Inc.|2202
CUBE|CUBESMART|WSEA|WOLVERINE SECURITIES, LLC|1550
CUBE|CUBESMART|XIST|INSTINET, LLC|70272
CUBE|CUBESMART|XSTM|NATIONAL FINANCIAL SERVICES LLC|67198
CUBE|CUBESMART|YKNA|COMHAR CAPITAL MARKETS, LLC|1023
CUBE|CUBESMART|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1521
CUBI|CUSTOMERS BNCRP CMN|ALTX|Alternet Securities Inc.|2200
CUBI|CUSTOMERS BNCRP CMN|ANOS|ABEL/NOSER, L.L.C.|931
CUBI|CUSTOMERS BNCRP CMN|APCC|Apex Clearing Corporation|66
CUBI|CUSTOMERS BNCRP CMN|BATM|CBOE TRADING, INC.|655
CUBI|CUSTOMERS BNCRP CMN|BERN|Sanford C. Bernstein & Co., LLC|4184
CUBI|CUSTOMERS BNCRP CMN|BIDS|BIDS TRADING L.P.|11900
CUBI|CUSTOMERS BNCRP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|858
CUBI|CUSTOMERS BNCRP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|10930
CUBI|CUSTOMERS BNCRP CMN|BRVL|BLAYLOCK VAN, LLC|100
CUBI|CUSTOMERS BNCRP CMN|BTIG|BTIG, LLC|300
CUBI|CUSTOMERS BNCRP CMN|BYXM|CBOE TRADING, INC.|245
CUBI|CUSTOMERS BNCRP CMN|BZYD|GOLDMAN SACHS & CO. LLC|2614
CUBI|CUSTOMERS BNCRP CMN|CIST|Capital Institutional Services, Inc.|460
CUBI|CUSTOMERS BNCRP CMN|CMPT|Compass Point Research & Trading, LLC|400
CUBI|CUSTOMERS BNCRP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28974
CUBI|CUSTOMERS BNCRP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
CUBI|CUSTOMERS BNCRP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74574
CUBI|CUSTOMERS BNCRP CMN|CTDL|Citadel Derivatives Group Llc|9354
CUBI|CUSTOMERS BNCRP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|18004
CUBI|CUSTOMERS BNCRP CMN|DADA|D.A. Davidson & Co.|1756
CUBI|CUSTOMERS BNCRP CMN|DBAB|Deutsche Bank Securities Inc.|26412
CUBI|CUSTOMERS BNCRP CMN|DBAX|Deutsche Bank Securities Inc.|33700
CUBI|CUSTOMERS BNCRP CMN|DBUL|Deutsche Bank Securities Inc.|100
CUBI|CUSTOMERS BNCRP CMN|DEAN|MORGAN STANLEY|1031
CUBI|CUSTOMERS BNCRP CMN|DEGS|RONIN PROFESSIONAL LLC|5915
CUBI|CUSTOMERS BNCRP CMN|EBXL|EBX LLC|30800
CUBI|CUSTOMERS BNCRP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|11462
CUBI|CUSTOMERS BNCRP CMN|EDJC|Edward Jones / CDS|115
CUBI|CUSTOMERS BNCRP CMN|EDJO|Edward D. Jones & Co., L.P.|909
CUBI|CUSTOMERS BNCRP CMN|EGAM|CBOE TRADING, INC.|1887
CUBI|CUSTOMERS BNCRP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
CUBI|CUSTOMERS BNCRP CMN|EGXM|CBOE TRADING, INC.|515
CUBI|CUSTOMERS BNCRP CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
CUBI|CUSTOMERS BNCRP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5070
CUBI|CUSTOMERS BNCRP CMN|ETRS|E*Trade Securities LLC|18252
CUBI|CUSTOMERS BNCRP CMN|FILL|Tradestation Securities, Inc.|21
CUBI|CUSTOMERS BNCRP CMN|FMAF|NBCN Inc./ CDS|439
CUBI|CUSTOMERS BNCRP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3812
CUBI|CUSTOMERS BNCRP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55847
CUBI|CUSTOMERS BNCRP CMN|FTBR|Foliofn Investments, Inc.|31378
CUBI|CUSTOMERS BNCRP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CUBI|CUSTOMERS BNCRP CMN|GLPX|ACS EXECUTION SERVICES, LLC|4446
CUBI|CUSTOMERS BNCRP CMN|GSCO|GOLDMAN SACHS & CO. LLC|212150
CUBI|CUSTOMERS BNCRP CMN|GSCS|GOLDMAN SACHS & CO. LLC|100
CUBI|CUSTOMERS BNCRP CMN|GSLT|GOLDMAN SACHS & CO. LLC|612
CUBI|CUSTOMERS BNCRP CMN|GTSZ|GTS SECURITIES LLC|7043
CUBI|CUSTOMERS BNCRP CMN|HAPX|HAP Trading, LLC|100
CUBI|CUSTOMERS BNCRP CMN|HOVD|HOVDE GROUP, LLC|5338
CUBI|CUSTOMERS BNCRP CMN|HRBF|American Enterprise Investment Services Inc.|6853
CUBI|CUSTOMERS BNCRP CMN|IATS|INTERACTIVE BROKERS LLC|3167
CUBI|CUSTOMERS BNCRP CMN|IBKR|Interactive Brokers Llc|2158
CUBI|CUSTOMERS BNCRP CMN|ICBX|INSTINET, LLC|6939
CUBI|CUSTOMERS BNCRP CMN|IEQY|CITADEL SECURITIES LLC|23923
CUBI|CUSTOMERS BNCRP CMN|INCA|INSTINET, LLC|56332
CUBI|CUSTOMERS BNCRP CMN|INJX|INSTINET, LLC|6826
CUBI|CUSTOMERS BNCRP CMN|ITGI|ITG Inc.|24038
CUBI|CUSTOMERS BNCRP CMN|ITGP|ITG INC.|49000
CUBI|CUSTOMERS BNCRP CMN|JANY|Janney Montgomery Scott Inc.|158
CUBI|CUSTOMERS BNCRP CMN|JEFF|JEFFERIES LLC|1640
CUBI|CUSTOMERS BNCRP CMN|JMPT|JUMP TRADING, LLC|7120
CUBI|CUSTOMERS BNCRP CMN|JPBX|J.P. MORGAN SECURITIES LLC|4807
CUBI|CUSTOMERS BNCRP CMN|JPMX|J.P. Morgan Securities LLC|71210
CUBI|CUSTOMERS BNCRP CMN|JSJX|JANE STREET CAPITAL LLC|3089
CUBI|CUSTOMERS BNCRP CMN|KCGM|VIRTU Americas LLC|15161
CUBI|CUSTOMERS BNCRP CMN|LEHM|Barclays Capital Inc./Le|87130
CUBI|CUSTOMERS BNCRP CMN|LIME|Lime Brokerage LLC|13745
CUBI|CUSTOMERS BNCRP CMN|LQNB|LIQUIDNET, INC.|11700
CUBI|CUSTOMERS BNCRP CMN|LSCI|Lek Securities Corporation|128
CUBI|CUSTOMERS BNCRP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15300
CUBI|CUSTOMERS BNCRP CMN|MOTF|MOTIF INVESTING, INC.|5
CUBI|CUSTOMERS BNCRP CMN|MSCO|MORGAN STANLEY & CO. LLC|249204
CUBI|CUSTOMERS BNCRP CMN|MSPL|MORGAN STANLEY & CO. LLC|56500
CUBI|CUSTOMERS BNCRP CMN|MSTX|MORGAN STANLEY & CO. LLC|8000
CUBI|CUSTOMERS BNCRP CMN|NATL|National Securities Corporation|100
CUBI|CUSTOMERS BNCRP CMN|NBCS|NBC Securities, INC.|1100
CUBI|CUSTOMERS BNCRP CMN|NFSC|National Financial Services LLC|43215
CUBI|CUSTOMERS BNCRP CMN|NITE|VIRTU Americas LLC|147013
CUBI|CUSTOMERS BNCRP CMN|NQRB|Brut, LLC|3626
CUBI|CUSTOMERS BNCRP CMN|NTRC|Northern Trust Securities, Inc.|96057
CUBI|CUSTOMERS BNCRP CMN|OPCO|Oppenheimer & Co. Inc.|2255
CUBI|CUSTOMERS BNCRP CMN|PDQM|CODA MARKETS, INC.|9130
CUBI|CUSTOMERS BNCRP CMN|PWJC|UBS Financial Services, Inc.|19312
CUBI|CUSTOMERS BNCRP CMN|RHCO|Suntrust Robinson Humphrey, Inc.|300
CUBI|CUSTOMERS BNCRP CMN|SAGL|SAGETRADER, LLC|1061
CUBI|CUSTOMERS BNCRP CMN|SAGW|SAGETRADER, LLC|215
CUBI|CUSTOMERS BNCRP CMN|SBSH|Citigroup Global Markets Inc.|44769
CUBI|CUSTOMERS BNCRP CMN|SGMT|GOLDMAN SACHS & CO. LLC|27538
CUBI|CUSTOMERS BNCRP CMN|SIDC|Sidoti & Company, LLC|100
CUBI|CUSTOMERS BNCRP CMN|SPDR|SPEEDROUTE LLC|800
CUBI|CUSTOMERS BNCRP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|796
CUBI|CUSTOMERS BNCRP CMN|STKP|STOCKPILE INVESTMENTS, INC.|32
CUBI|CUSTOMERS BNCRP CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|900
CUBI|CUSTOMERS BNCRP CMN|SWIM|TD Ameritrade, Inc.|1871
CUBI|CUSTOMERS BNCRP CMN|TKNG|ALLY INVEST SECURITIES LLC|936
CUBI|CUSTOMERS BNCRP CMN|TRBT|Tradebot Systems, Inc.|37083
CUBI|CUSTOMERS BNCRP CMN|TRCM|TRC MARKETS LLC|25191
CUBI|CUSTOMERS BNCRP CMN|TWTT|TASTYWORKS, INC.|400
CUBI|CUSTOMERS BNCRP CMN|UBSA|UBS SECURITIES LLC|133898
CUBI|CUSTOMERS BNCRP CMN|UBSS|UBS Securities LLC|183487
CUBI|CUSTOMERS BNCRP CMN|VALX|VIRTU AMERICAS LLC|8510
CUBI|CUSTOMERS BNCRP CMN|VGRD|Vanguard Marketing Corporation|15953
CUBI|CUSTOMERS BNCRP CMN|WBLR|WILLIAM BLAIR|20
CUBI|CUSTOMERS BNCRP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|430
CUBI|CUSTOMERS BNCRP CMN|WCHV|WELLS FARGO SECURITIES, LLC|23623
CUBI|CUSTOMERS BNCRP CMN|WEED|Weeden & Co.L.P.|8100
CUBI|CUSTOMERS BNCRP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8628
CUBI|CUSTOMERS BNCRP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14171
CUBI|CUSTOMERS BNCRP CMN|WGIF|CIBC World Markets Inc.|100
CUBI|CUSTOMERS BNCRP CMN|WSEA|WOLVERINE SECURITIES, LLC|455
CUBI|CUSTOMERS BNCRP CMN|XIST|INSTINET, LLC|29200
CUBI|CUSTOMERS BNCRP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
CUBI|CUSTOMERS BNCRP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1250
CUBI|CUSTOMERS BNCRP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1432
CUBI$C|CUSTOMERS BNCORP PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CUBI$C|CUSTOMERS BNCORP PFD|DBAX|Deutsche Bank Securities Inc.|300
CUBI$C|CUSTOMERS BNCORP PFD|DEAN|MORGAN STANLEY|1000
CUBI$C|CUSTOMERS BNCORP PFD|ETRS|E*Trade Securities LLC|5
CUBI$C|CUSTOMERS BNCORP PFD|GSCS|GOLDMAN SACHS & CO. LLC|200
CUBI$C|CUSTOMERS BNCORP PFD|GSLT|GOLDMAN SACHS & CO. LLC|200
CUBI$C|CUSTOMERS BNCORP PFD|IBKR|Interactive Brokers Llc|2000
CUBI$C|CUSTOMERS BNCORP PFD|LEHM|Barclays Capital Inc./Le|200
CUBI$C|CUSTOMERS BNCORP PFD|LIME|Lime Brokerage LLC|100
CUBI$C|CUSTOMERS BNCORP PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CUBI$C|CUSTOMERS BNCORP PFD|MSCO|MORGAN STANLEY & CO. LLC|3900
CUBI$C|CUSTOMERS BNCORP PFD|NFSC|National Financial Services LLC|1150
CUBI$C|CUSTOMERS BNCORP PFD|NITE|VIRTU Americas LLC|5732
CUBI$C|CUSTOMERS BNCORP PFD|NQRB|Brut, LLC|1200
CUBI$C|CUSTOMERS BNCORP PFD|PWJC|UBS Financial Services, Inc.|3263
CUBI$C|CUSTOMERS BNCORP PFD|STFL|Stifel, Nicolaus & Company, Incorporated|9650
CUBI$C|CUSTOMERS BNCORP PFD|UBSA|UBS SECURITIES LLC|400
CUBI$C|CUSTOMERS BNCORP PFD|UBSS|UBS Securities LLC|5121
CUBI$C|CUSTOMERS BNCORP PFD|VGRD|Vanguard Marketing Corporation|225
CUBI$C|CUSTOMERS BNCORP PFD|WCHV|WELLS FARGO SECURITIES, LLC|500
CUBI$C|CUSTOMERS BNCORP PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|589
CUBI$D|CUSTOMERS BNCP SER D|ADAM|CANACCORD GENUITY INC.|400
CUBI$D|CUSTOMERS BNCP SER D|AGIS|Aegis Capital Corp.|100
CUBI$D|CUSTOMERS BNCP SER D|BATM|CBOE TRADING, INC.|100
CUBI$D|CUSTOMERS BNCP SER D|DADA|D.A. Davidson & Co.|100
CUBI$D|CUSTOMERS BNCP SER D|ECUT|CONVERGEX EXECUTION SOLUTIONS|541
CUBI$D|CUSTOMERS BNCP SER D|ETRS|E*Trade Securities LLC|153
CUBI$D|CUSTOMERS BNCP SER D|HRBF|American Enterprise Investment Services Inc.|112
CUBI$D|CUSTOMERS BNCP SER D|MSCO|MORGAN STANLEY & CO. LLC|200
CUBI$D|CUSTOMERS BNCP SER D|NFSC|National Financial Services LLC|483
CUBI$D|CUSTOMERS BNCP SER D|NITE|VIRTU Americas LLC|2744
CUBI$D|CUSTOMERS BNCP SER D|STFL|Stifel, Nicolaus & Company, Incorporated|2085
CUBI$D|CUSTOMERS BNCP SER D|UBSS|UBS Securities LLC|1527
CUBI$D|CUSTOMERS BNCP SER D|WCHV|WELLS FARGO SECURITIES, LLC|7
CUBI$E|CUSTOMERS SER E PFD|BATM|CBOE TRADING, INC.|2
CUBI$E|CUSTOMERS SER E PFD|DEAN|MORGAN STANLEY|2175
CUBI$E|CUSTOMERS SER E PFD|ETRS|E*Trade Securities LLC|51
CUBI$E|CUSTOMERS SER E PFD|GTSZ|GTS SECURITIES LLC|100
CUBI$E|CUSTOMERS SER E PFD|HRBF|American Enterprise Investment Services Inc.|864
CUBI$E|CUSTOMERS SER E PFD|IBKR|Interactive Brokers Llc|300
CUBI$E|CUSTOMERS SER E PFD|JANY|Janney Montgomery Scott Inc.|5455
CUBI$E|CUSTOMERS SER E PFD|LIME|Lime Brokerage LLC|50
CUBI$E|CUSTOMERS SER E PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2
CUBI$E|CUSTOMERS SER E PFD|MSCO|MORGAN STANLEY & CO. LLC|1000
CUBI$E|CUSTOMERS SER E PFD|NFSC|National Financial Services LLC|1818
CUBI$E|CUSTOMERS SER E PFD|NITE|VIRTU Americas LLC|16903
CUBI$E|CUSTOMERS SER E PFD|PWJC|UBS Financial Services, Inc.|900
CUBI$E|CUSTOMERS SER E PFD|SPHN|Stephens Inc.|4
CUBI$E|CUSTOMERS SER E PFD|STFL|Stifel, Nicolaus & Company, Incorporated|23677
CUBI$E|CUSTOMERS SER E PFD|UBSA|UBS SECURITIES LLC|300
CUBI$E|CUSTOMERS SER E PFD|UBSS|UBS Securities LLC|3288
CUBI$E|CUSTOMERS SER E PFD|WCHV|WELLS FARGO SECURITIES, LLC|29
CUBI$E|CUSTOMERS SER E PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12
CUBI$F|CUSTOMERS BANCORP F|BARD|Robert W. Baird & Co. Incorporated|41
CUBI$F|CUSTOMERS BANCORP F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|158
CUBI$F|CUSTOMERS BANCORP F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56
CUBI$F|CUSTOMERS BANCORP F|DEAN|MORGAN STANLEY|1550
CUBI$F|CUSTOMERS BANCORP F|EDJO|Edward D. Jones & Co., L.P.|1000
CUBI$F|CUSTOMERS BANCORP F|ETRS|E*Trade Securities LLC|177
CUBI$F|CUSTOMERS BANCORP F|GLPX|ACS EXECUTION SERVICES, LLC|250
CUBI$F|CUSTOMERS BANCORP F|GSLT|GOLDMAN SACHS & CO. LLC|220
CUBI$F|CUSTOMERS BANCORP F|HRBF|American Enterprise Investment Services Inc.|118
CUBI$F|CUSTOMERS BANCORP F|IBKR|Interactive Brokers Llc|120
CUBI$F|CUSTOMERS BANCORP F|INCA|INSTINET, LLC|56
CUBI$F|CUSTOMERS BANCORP F|ITGI|ITG Inc.|15
CUBI$F|CUSTOMERS BANCORP F|JANY|Janney Montgomery Scott Inc.|52762
CUBI$F|CUSTOMERS BANCORP F|LIME|Lime Brokerage LLC|127
CUBI$F|CUSTOMERS BANCORP F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CUBI$F|CUSTOMERS BANCORP F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CUBI$F|CUSTOMERS BANCORP F|MSCO|MORGAN STANLEY & CO. LLC|1
CUBI$F|CUSTOMERS BANCORP F|NFSC|National Financial Services LLC|5411
CUBI$F|CUSTOMERS BANCORP F|NITE|VIRTU Americas LLC|12725
CUBI$F|CUSTOMERS BANCORP F|NQRB|Brut, LLC|200
CUBI$F|CUSTOMERS BANCORP F|PWJC|UBS Financial Services, Inc.|1500
CUBI$F|CUSTOMERS BANCORP F|STFL|Stifel, Nicolaus & Company, Incorporated|7858
CUBI$F|CUSTOMERS BANCORP F|SWST|Hilltop Securities Inc.|6
CUBI$F|CUSTOMERS BANCORP F|UBSA|UBS SECURITIES LLC|151
CUBI$F|CUSTOMERS BANCORP F|UBSS|UBS Securities LLC|2500
CUBI$F|CUSTOMERS BANCORP F|VGRD|Vanguard Marketing Corporation|411
CUBI$F|CUSTOMERS BANCORP F|WCHV|WELLS FARGO SECURITIES, LLC|2408
CUBI$F|CUSTOMERS BANCORP F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|407
CUBS|CUST BCP 6.375 SR NT|AGIS|Aegis Capital Corp.|200
CUBS|CUST BCP 6.375 SR NT|DEAN|MORGAN STANLEY|600
CUBS|CUST BCP 6.375 SR NT|ETRS|E*Trade Securities LLC|10
CUBS|CUST BCP 6.375 SR NT|JANY|Janney Montgomery Scott Inc.|22700
CUBS|CUST BCP 6.375 SR NT|NFSC|National Financial Services LLC|834
CUBS|CUST BCP 6.375 SR NT|NITE|VIRTU Americas LLC|1751
CUBS|CUST BCP 6.375 SR NT|RBCM|RBC CAPITAL MARKETS, LLC|23
CUBS|CUST BCP 6.375 SR NT|UBSA|UBS SECURITIES LLC|379
CUBS|CUST BCP 6.375 SR NT|UBSS|UBS Securities LLC|1125
CUBS|CUST BCP 6.375 SR NT|VGRD|Vanguard Marketing Corporation|200
CUBS|CUST BCP 6.375 SR NT|WCHV|WELLS FARGO SECURITIES, LLC|125
CUE|CUE BIOPHARMA CM|ALTX|Alternet Securities Inc.|2500
CUE|CUE BIOPHARMA CM|BATM|CBOE TRADING, INC.|302
CUE|CUE BIOPHARMA CM|BERN|Sanford C. Bernstein & Co., LLC|556
CUE|CUE BIOPHARMA CM|BMOC|BMO Capital Markets Corp.|2084
CUE|CUE BIOPHARMA CM|BNPX|BNP PARIBAS SECURITIES CORP.|1337
CUE|CUE BIOPHARMA CM|BTIG|BTIG, LLC|65
CUE|CUE BIOPHARMA CM|BYXM|CBOE TRADING, INC.|914
CUE|CUE BIOPHARMA CM|CHAS|Charles Schwab & Co., Inc.|200
CUE|CUE BIOPHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102
CUE|CUE BIOPHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2660
CUE|CUE BIOPHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
CUE|CUE BIOPHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24588
CUE|CUE BIOPHARMA CM|CTDL|Citadel Derivatives Group Llc|3111
CUE|CUE BIOPHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|850
CUE|CUE BIOPHARMA CM|DBAB|Deutsche Bank Securities Inc.|92350
CUE|CUE BIOPHARMA CM|DBAX|Deutsche Bank Securities Inc.|21800
CUE|CUE BIOPHARMA CM|DBUL|Deutsche Bank Securities Inc.|1602
CUE|CUE BIOPHARMA CM|DEAN|MORGAN STANLEY|5300
CUE|CUE BIOPHARMA CM|DEGS|RONIN PROFESSIONAL LLC|22113
CUE|CUE BIOPHARMA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
CUE|CUE BIOPHARMA CM|EBXL|EBX LLC|10800
CUE|CUE BIOPHARMA CM|EDJO|Edward D. Jones & Co., L.P.|160
CUE|CUE BIOPHARMA CM|EGAM|CBOE TRADING, INC.|4519
CUE|CUE BIOPHARMA CM|EGMT|EG MARKET TECHNOLOGIES LLC|10
CUE|CUE BIOPHARMA CM|EGXM|CBOE TRADING, INC.|150
CUE|CUE BIOPHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|19158
CUE|CUE BIOPHARMA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
CUE|CUE BIOPHARMA CM|ETRS|E*Trade Securities LLC|21895
CUE|CUE BIOPHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|102132
CUE|CUE BIOPHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|52837
CUE|CUE BIOPHARMA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2500
CUE|CUE BIOPHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15337
CUE|CUE BIOPHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3407
CUE|CUE BIOPHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|7136
CUE|CUE BIOPHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|485931
CUE|CUE BIOPHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|5522
CUE|CUE BIOPHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|14290
CUE|CUE BIOPHARMA CM|GTSZ|GTS SECURITIES LLC|29499
CUE|CUE BIOPHARMA CM|IATS|INTERACTIVE BROKERS LLC|34561
CUE|CUE BIOPHARMA CM|IBKR|Interactive Brokers Llc|271431
CUE|CUE BIOPHARMA CM|ICBX|INSTINET, LLC|6538
CUE|CUE BIOPHARMA CM|IEQY|CITADEL SECURITIES LLC|5846
CUE|CUE BIOPHARMA CM|INCA|INSTINET, LLC|74342
CUE|CUE BIOPHARMA CM|INJX|INSTINET, LLC|164
CUE|CUE BIOPHARMA CM|ITGI|ITG Inc.|2587
CUE|CUE BIOPHARMA CM|ITGP|ITG INC.|13400
CUE|CUE BIOPHARMA CM|JEFF|JEFFERIES LLC|6767
CUE|CUE BIOPHARMA CM|JMPT|JUMP TRADING, LLC|677
CUE|CUE BIOPHARMA CM|JPBX|J.P. MORGAN SECURITIES LLC|1700
CUE|CUE BIOPHARMA CM|JPMX|J.P. Morgan Securities LLC|20076
CUE|CUE BIOPHARMA CM|KCGM|VIRTU Americas LLC|2440
CUE|CUE BIOPHARMA CM|LEHM|Barclays Capital Inc./Le|241889
CUE|CUE BIOPHARMA CM|LIME|Lime Brokerage LLC|38266
CUE|CUE BIOPHARMA CM|LMGP|LIME BROKERAGE LLC|1546
CUE|CUE BIOPHARMA CM|MAXM|Maxim Group LLC|1528
CUE|CUE BIOPHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17800
CUE|CUE BIOPHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|328065
CUE|CUE BIOPHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|26300
CUE|CUE BIOPHARMA CM|MSTX|MORGAN STANLEY & CO. LLC|2100
CUE|CUE BIOPHARMA CM|NFSC|National Financial Services LLC|15806
CUE|CUE BIOPHARMA CM|NITE|VIRTU Americas LLC|141048
CUE|CUE BIOPHARMA CM|NITP|VIRTU Americas LLC|932
CUE|CUE BIOPHARMA CM|NQRB|Brut, LLC|340
CUE|CUE BIOPHARMA CM|OPCO|Oppenheimer & Co. Inc.|5700
CUE|CUE BIOPHARMA CM|PDQM|CODA MARKETS, INC.|38088
CUE|CUE BIOPHARMA CM|PWJC|UBS Financial Services, Inc.|800
CUE|CUE BIOPHARMA CM|RAJA|Raymond James & Associates, Inc.|10640
CUE|CUE BIOPHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|13515
CUE|CUE BIOPHARMA CM|SBSH|Citigroup Global Markets Inc.|45333
CUE|CUE BIOPHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|7095
CUE|CUE BIOPHARMA CM|SPDR|SPEEDROUTE LLC|8210
CUE|CUE BIOPHARMA CM|SWIM|TD Ameritrade, Inc.|59660
CUE|CUE BIOPHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|225
CUE|CUE BIOPHARMA CM|TRBT|Tradebot Systems, Inc.|6924
CUE|CUE BIOPHARMA CM|TRCM|TRC MARKETS LLC|5144
CUE|CUE BIOPHARMA CM|UBSA|UBS SECURITIES LLC|78764
CUE|CUE BIOPHARMA CM|UBSS|UBS Securities LLC|557590
CUE|CUE BIOPHARMA CM|VALX|VIRTU AMERICAS LLC|16359
CUE|CUE BIOPHARMA CM|VGRD|Vanguard Marketing Corporation|315
CUE|CUE BIOPHARMA CM|WABR|Wall Street Access|1900
CUE|CUE BIOPHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|7859
CUE|CUE BIOPHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|204
CUE|CUE BIOPHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
CUE|CUE BIOPHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2602
CUI|CUI GLOBAL, INC|ALTX|Alternet Securities Inc.|100
CUI|CUI GLOBAL, INC|APCC|Apex Clearing Corporation|5025
CUI|CUI GLOBAL, INC|BARD|Robert W. Baird & Co. Incorporated|1000
CUI|CUI GLOBAL, INC|BATM|CBOE TRADING, INC.|231
CUI|CUI GLOBAL, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7000
CUI|CUI GLOBAL, INC|BTIG|BTIG, LLC|9205
CUI|CUI GLOBAL, INC|CHAS|Charles Schwab & Co., Inc.|4500
CUI|CUI GLOBAL, INC|CHLM|Craig-Hallum Capital Group LLC|36460
CUI|CUI GLOBAL, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
CUI|CUI GLOBAL, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31685
CUI|CUI GLOBAL, INC|CTDL|Citadel Derivatives Group Llc|1619
CUI|CUI GLOBAL, INC|DBAB|Deutsche Bank Securities Inc.|18071
CUI|CUI GLOBAL, INC|DBAX|Deutsche Bank Securities Inc.|7000
CUI|CUI GLOBAL, INC|DEGS|RONIN PROFESSIONAL LLC|21187
CUI|CUI GLOBAL, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
CUI|CUI GLOBAL, INC|EBXL|EBX LLC|16200
CUI|CUI GLOBAL, INC|EGAM|CBOE TRADING, INC.|90
CUI|CUI GLOBAL, INC|EGXW|CBOE TRADING, INC.|5
CUI|CUI GLOBAL, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|960
CUI|CUI GLOBAL, INC|ETRS|E*Trade Securities LLC|9201
CUI|CUI GLOBAL, INC|FBCO|Credit Suisse Securities (USA) LLC|27779
CUI|CUI GLOBAL, INC|FILL|Tradestation Securities, Inc.|200
CUI|CUI GLOBAL, INC|FMAF|NBCN Inc./ CDS|350
CUI|CUI GLOBAL, INC|FOMA|TD AMERITRADE CLEARING, INC.|126436
CUI|CUI GLOBAL, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|807
CUI|CUI GLOBAL, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|336
CUI|CUI GLOBAL, INC|GLPX|ACS EXECUTION SERVICES, LLC|142
CUI|CUI GLOBAL, INC|GSCO|GOLDMAN SACHS & CO. LLC|21969
CUI|CUI GLOBAL, INC|GSCS|GOLDMAN SACHS & CO. LLC|4425
CUI|CUI GLOBAL, INC|GSLT|GOLDMAN SACHS & CO. LLC|2735
CUI|CUI GLOBAL, INC|GTSZ|GTS SECURITIES LLC|1397
CUI|CUI GLOBAL, INC|HRBF|American Enterprise Investment Services Inc.|333
CUI|CUI GLOBAL, INC|IBKR|Interactive Brokers Llc|30059
CUI|CUI GLOBAL, INC|ICBX|INSTINET, LLC|900
CUI|CUI GLOBAL, INC|INCA|INSTINET, LLC|5373
CUI|CUI GLOBAL, INC|INJX|INSTINET, LLC|184
CUI|CUI GLOBAL, INC|ITGI|ITG Inc.|1022
CUI|CUI GLOBAL, INC|ITGP|ITG INC.|5200
CUI|CUI GLOBAL, INC|JMPT|JUMP TRADING, LLC|99
CUI|CUI GLOBAL, INC|JPMX|J.P. Morgan Securities LLC|5728
CUI|CUI GLOBAL, INC|JSJX|JANE STREET CAPITAL LLC|400
CUI|CUI GLOBAL, INC|KCGM|VIRTU Americas LLC|26900
CUI|CUI GLOBAL, INC|LEHM|Barclays Capital Inc./Le|8139
CUI|CUI GLOBAL, INC|LIME|Lime Brokerage LLC|25656
CUI|CUI GLOBAL, INC|LMGP|LIME BROKERAGE LLC|4900
CUI|CUI GLOBAL, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|456
CUI|CUI GLOBAL, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18600
CUI|CUI GLOBAL, INC|MOTF|MOTIF INVESTING, INC.|2
CUI|CUI GLOBAL, INC|MSCO|MORGAN STANLEY & CO. LLC|38473
CUI|CUI GLOBAL, INC|MSPL|MORGAN STANLEY & CO. LLC|6500
CUI|CUI GLOBAL, INC|NATL|National Securities Corporation|7800
CUI|CUI GLOBAL, INC|NFSC|National Financial Services LLC|59511
CUI|CUI GLOBAL, INC|NITE|VIRTU Americas LLC|380579
CUI|CUI GLOBAL, INC|NITP|VIRTU Americas LLC|2430
CUI|CUI GLOBAL, INC|NQRB|Brut, LLC|682
CUI|CUI GLOBAL, INC|OPCO|Oppenheimer & Co. Inc.|2000
CUI|CUI GLOBAL, INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1050
CUI|CUI GLOBAL, INC|PDQM|CODA MARKETS, INC.|168
CUI|CUI GLOBAL, INC|PWJC|UBS Financial Services, Inc.|200
CUI|CUI GLOBAL, INC|RAJA|Raymond James & Associates, Inc.|107766
CUI|CUI GLOBAL, INC|SBSH|Citigroup Global Markets Inc.|1300
CUI|CUI GLOBAL, INC|SGMT|GOLDMAN SACHS & CO. LLC|17247
CUI|CUI GLOBAL, INC|SPDR|SPEEDROUTE LLC|570
CUI|CUI GLOBAL, INC|SWIM|TD Ameritrade, Inc.|132869
CUI|CUI GLOBAL, INC|TRBT|Tradebot Systems, Inc.|342
CUI|CUI GLOBAL, INC|TRCM|TRC MARKETS LLC|28734
CUI|CUI GLOBAL, INC|UBSA|UBS SECURITIES LLC|57726
CUI|CUI GLOBAL, INC|UBSS|UBS Securities LLC|61294
CUI|CUI GLOBAL, INC|WCHV|WELLS FARGO SECURITIES, LLC|97928
CUI|CUI GLOBAL, INC|WEDB|WEDBUSH SECURITIES INC.|10079
CUI|CUI GLOBAL, INC|WEED|Weeden & Co.L.P.|10
CUI|CUI GLOBAL, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|578
CUI|CUI GLOBAL, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1691
CUI|CUI GLOBAL, INC|WSEA|WOLVERINE SECURITIES, LLC|10131
CUI|CUI GLOBAL, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|26
CUK|CARNIVAL PLC ADS|ALTX|Alternet Securities Inc.|1103
CUK|CARNIVAL PLC ADS|APCC|Apex Clearing Corporation|1887
CUK|CARNIVAL PLC ADS|BARD|Robert W. Baird & Co. Incorporated|96
CUK|CARNIVAL PLC ADS|BATM|CBOE TRADING, INC.|1766
CUK|CARNIVAL PLC ADS|BERN|Sanford C. Bernstein & Co., LLC|4405
CUK|CARNIVAL PLC ADS|BIDS|BIDS TRADING L.P.|100
CUK|CARNIVAL PLC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4265
CUK|CARNIVAL PLC ADS|BYXM|CBOE TRADING, INC.|557
CUK|CARNIVAL PLC ADS|CANT|Cantor Fitzgerald & Co.|44842
CUK|CARNIVAL PLC ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|20484
CUK|CARNIVAL PLC ADS|CHAS|Charles Schwab & Co., Inc.|8
CUK|CARNIVAL PLC ADS|CHDN|CHARDAN CAPITAL MARKETS LLC|38010
CUK|CARNIVAL PLC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2797
CUK|CARNIVAL PLC ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1902
CUK|CARNIVAL PLC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6880
CUK|CARNIVAL PLC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|130731
CUK|CARNIVAL PLC ADS|CTDL|Citadel Derivatives Group Llc|1678
CUK|CARNIVAL PLC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|8502
CUK|CARNIVAL PLC ADS|DBAB|Deutsche Bank Securities Inc.|76226
CUK|CARNIVAL PLC ADS|DBAX|Deutsche Bank Securities Inc.|44600
CUK|CARNIVAL PLC ADS|DCHF|Dart Executions, LLC|10336
CUK|CARNIVAL PLC ADS|DEAN|MORGAN STANLEY|46964
CUK|CARNIVAL PLC ADS|DEGS|RONIN PROFESSIONAL LLC|100
CUK|CARNIVAL PLC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3700
CUK|CARNIVAL PLC ADS|EBXL|EBX LLC|49100
CUK|CARNIVAL PLC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2657
CUK|CARNIVAL PLC ADS|EDJO|Edward D. Jones & Co., L.P.|59
CUK|CARNIVAL PLC ADS|EGAM|CBOE TRADING, INC.|2778
CUK|CARNIVAL PLC ADS|EGAW|CBOE TRADING, INC.|100
CUK|CARNIVAL PLC ADS|EGMT|EG MARKET TECHNOLOGIES LLC|422
CUK|CARNIVAL PLC ADS|EGXM|CBOE TRADING, INC.|3060
CUK|CARNIVAL PLC ADS|EGXW|CBOE TRADING, INC.|138
CUK|CARNIVAL PLC ADS|ETBE|Electronic Transaction Clearing, Inc.|5761
CUK|CARNIVAL PLC ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3083
CUK|CARNIVAL PLC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4800
CUK|CARNIVAL PLC ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|358
CUK|CARNIVAL PLC ADS|ETRS|E*Trade Securities LLC|25556
CUK|CARNIVAL PLC ADS|FBSB|U.S. Bancorp Investments, Inc.|1
CUK|CARNIVAL PLC ADS|FILL|Tradestation Securities, Inc.|6666
CUK|CARNIVAL PLC ADS|FMAF|NBCN Inc./ CDS|66
CUK|CARNIVAL PLC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18758
CUK|CARNIVAL PLC ADS|FTBR|Foliofn Investments, Inc.|492
CUK|CARNIVAL PLC ADS|GARC|ICAP Corporates LLC|50000
CUK|CARNIVAL PLC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|857
CUK|CARNIVAL PLC ADS|GLPX|ACS EXECUTION SERVICES, LLC|11415
CUK|CARNIVAL PLC ADS|GSCO|GOLDMAN SACHS & CO. LLC|119768
CUK|CARNIVAL PLC ADS|GSCS|GOLDMAN SACHS & CO. LLC|15349
CUK|CARNIVAL PLC ADS|GSLT|GOLDMAN SACHS & CO. LLC|8383
CUK|CARNIVAL PLC ADS|GTSZ|GTS SECURITIES LLC|124358
CUK|CARNIVAL PLC ADS|HRBF|American Enterprise Investment Services Inc.|1029
CUK|CARNIVAL PLC ADS|HSBC|HSBC Securities, Inc.|2391
CUK|CARNIVAL PLC ADS|IATS|INTERACTIVE BROKERS LLC|10016
CUK|CARNIVAL PLC ADS|IBKR|Interactive Brokers Llc|29363
CUK|CARNIVAL PLC ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5555
CUK|CARNIVAL PLC ADS|ICBX|INSTINET, LLC|30588
CUK|CARNIVAL PLC ADS|INCA|INSTINET, LLC|270209
CUK|CARNIVAL PLC ADS|INTL|INTL FCSTONE FINANCIAL INC.|16391
CUK|CARNIVAL PLC ADS|ITGI|ITG Inc.|10283
CUK|CARNIVAL PLC ADS|ITGP|ITG INC.|13000
CUK|CARNIVAL PLC ADS|JANY|Janney Montgomery Scott Inc.|2774
CUK|CARNIVAL PLC ADS|JEFF|JEFFERIES LLC|2825
CUK|CARNIVAL PLC ADS|JMPT|JUMP TRADING, LLC|24524
CUK|CARNIVAL PLC ADS|JPBX|J.P. MORGAN SECURITIES LLC|796
CUK|CARNIVAL PLC ADS|JPMX|J.P. Morgan Securities LLC|60810
CUK|CARNIVAL PLC ADS|JSJX|JANE STREET CAPITAL LLC|24959
CUK|CARNIVAL PLC ADS|KCGM|VIRTU Americas LLC|19071
CUK|CARNIVAL PLC ADS|LEHM|Barclays Capital Inc./Le|329838
CUK|CARNIVAL PLC ADS|LIME|Lime Brokerage LLC|231972
CUK|CARNIVAL PLC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24798
CUK|CARNIVAL PLC ADS|MSCO|MORGAN STANLEY & CO. LLC|568191
CUK|CARNIVAL PLC ADS|MSPL|MORGAN STANLEY & CO. LLC|124100
CUK|CARNIVAL PLC ADS|MSTX|MORGAN STANLEY & CO. LLC|9200
CUK|CARNIVAL PLC ADS|NFSC|National Financial Services LLC|37218
CUK|CARNIVAL PLC ADS|NITE|VIRTU Americas LLC|129808
CUK|CARNIVAL PLC ADS|NITP|VIRTU Americas LLC|853
CUK|CARNIVAL PLC ADS|NQRB|Brut, LLC|5570
CUK|CARNIVAL PLC ADS|NTBF|BMO Nesbitt Burns Inc./CDS|165
CUK|CARNIVAL PLC ADS|NTRC|Northern Trust Securities, Inc.|139
CUK|CARNIVAL PLC ADS|OLDM|OLD MISSION CAPITAL, LLC|5891
CUK|CARNIVAL PLC ADS|OPCO|Oppenheimer & Co. Inc.|1826
CUK|CARNIVAL PLC ADS|OTAA|OTA LLC|2500
CUK|CARNIVAL PLC ADS|PDQM|CODA MARKETS, INC.|13924
CUK|CARNIVAL PLC ADS|PWJC|UBS Financial Services, Inc.|63
CUK|CARNIVAL PLC ADS|RBCM|RBC CAPITAL MARKETS, LLC|288
CUK|CARNIVAL PLC ADS|SAGL|SAGETRADER, LLC|3000
CUK|CARNIVAL PLC ADS|SBSH|Citigroup Global Markets Inc.|153183
CUK|CARNIVAL PLC ADS|SGMT|GOLDMAN SACHS & CO. LLC|27788
CUK|CARNIVAL PLC ADS|SPDR|SPEEDROUTE LLC|130411
CUK|CARNIVAL PLC ADS|SPHN|Stephens Inc.|506
CUK|CARNIVAL PLC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|80
CUK|CARNIVAL PLC ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
CUK|CARNIVAL PLC ADS|SWIM|TD Ameritrade, Inc.|8806
CUK|CARNIVAL PLC ADS|SWST|Hilltop Securities Inc.|313
CUK|CARNIVAL PLC ADS|TKNG|ALLY INVEST SECURITIES LLC|5
CUK|CARNIVAL PLC ADS|TRBT|Tradebot Systems, Inc.|41457
CUK|CARNIVAL PLC ADS|TRCM|TRC MARKETS LLC|45976
CUK|CARNIVAL PLC ADS|UBSA|UBS SECURITIES LLC|153945
CUK|CARNIVAL PLC ADS|UBSS|UBS Securities LLC|211570
CUK|CARNIVAL PLC ADS|VALX|VIRTU AMERICAS LLC|82793
CUK|CARNIVAL PLC ADS|VGRD|Vanguard Marketing Corporation|764
CUK|CARNIVAL PLC ADS|WABR|Wall Street Access|33804
CUK|CARNIVAL PLC ADS|WBET|Wallachbeth Capital LLC|6621
CUK|CARNIVAL PLC ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|400
CUK|CARNIVAL PLC ADS|WCHV|WELLS FARGO SECURITIES, LLC|9053
CUK|CARNIVAL PLC ADS|WEDB|WEDBUSH SECURITIES INC.|998
CUK|CARNIVAL PLC ADS|WEED|Weeden & Co.L.P.|1200
CUK|CARNIVAL PLC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12637
CUK|CARNIVAL PLC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27820
CUK|CARNIVAL PLC ADS|WGIF|CIBC World Markets Inc.|965
CUK|CARNIVAL PLC ADS|WSEA|WOLVERINE SECURITIES, LLC|1010
CUK|CARNIVAL PLC ADS|XIST|INSTINET, LLC|16388
CUK|CARNIVAL PLC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3554
CUK|CARNIVAL PLC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|639
CUK|CARNIVAL PLC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|351
CULP|CULP INC|ALTX|Alternet Securities Inc.|1400
CULP|CULP INC|APCC|Apex Clearing Corporation|15
CULP|CULP INC|BARD|Robert W. Baird & Co. Incorporated|97
CULP|CULP INC|BATM|CBOE TRADING, INC.|1888
CULP|CULP INC|BBNT|BB&T SECURITIES, LLC|2400
CULP|CULP INC|BERN|Sanford C. Bernstein & Co., LLC|35332
CULP|CULP INC|BIDS|BIDS TRADING L.P.|14800
CULP|CULP INC|BLKX|INSTINET, LLC|19812
CULP|CULP INC|BNPX|BNP PARIBAS SECURITIES CORP.|1503
CULP|CULP INC|BZYD|GOLDMAN SACHS & CO. LLC|1161
CULP|CULP INC|CHAS|Charles Schwab & Co., Inc.|517
CULP|CULP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9618
CULP|CULP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|110
CULP|CULP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4953
CULP|CULP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20577
CULP|CULP INC|CTDL|Citadel Derivatives Group Llc|445
CULP|CULP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3788
CULP|CULP INC|DADA|D.A. Davidson & Co.|118
CULP|CULP INC|DBAB|Deutsche Bank Securities Inc.|4581
CULP|CULP INC|DBAX|Deutsche Bank Securities Inc.|24300
CULP|CULP INC|DEGS|RONIN PROFESSIONAL LLC|646
CULP|CULP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6425
CULP|CULP INC|EBXL|EBX LLC|4200
CULP|CULP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
CULP|CULP INC|EGAM|CBOE TRADING, INC.|260
CULP|CULP INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
CULP|CULP INC|EGXM|CBOE TRADING, INC.|3
CULP|CULP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CULP|CULP INC|ETRS|E*Trade Securities LLC|3404
CULP|CULP INC|FILL|Tradestation Securities, Inc.|1669
CULP|CULP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5579
CULP|CULP INC|FTBR|Foliofn Investments, Inc.|3
CULP|CULP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|800
CULP|CULP INC|GLPX|ACS EXECUTION SERVICES, LLC|748
CULP|CULP INC|GSCO|GOLDMAN SACHS & CO. LLC|15818
CULP|CULP INC|GSCS|GOLDMAN SACHS & CO. LLC|1402
CULP|CULP INC|GSLT|GOLDMAN SACHS & CO. LLC|276
CULP|CULP INC|GTSZ|GTS SECURITIES LLC|2537
CULP|CULP INC|IATS|INTERACTIVE BROKERS LLC|708
CULP|CULP INC|IBKR|Interactive Brokers Llc|4480
CULP|CULP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
CULP|CULP INC|ICBX|INSTINET, LLC|1300
CULP|CULP INC|IEQY|CITADEL SECURITIES LLC|205
CULP|CULP INC|INCA|INSTINET, LLC|20086
CULP|CULP INC|ITGI|ITG Inc.|4178
CULP|CULP INC|ITGP|ITG INC.|25200
CULP|CULP INC|JEFF|JEFFERIES LLC|3293
CULP|CULP INC|JPMX|J.P. Morgan Securities LLC|13532
CULP|CULP INC|KCGM|VIRTU Americas LLC|5150
CULP|CULP INC|LEHM|Barclays Capital Inc./Le|24134
CULP|CULP INC|LIME|Lime Brokerage LLC|3831
CULP|CULP INC|LQNA|LIQUIDNET, INC.|7000
CULP|CULP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7160
CULP|CULP INC|MSCO|MORGAN STANLEY & CO. LLC|13559
CULP|CULP INC|MSPL|MORGAN STANLEY & CO. LLC|10600
CULP|CULP INC|MSTX|MORGAN STANLEY & CO. LLC|1200
CULP|CULP INC|NFSC|National Financial Services LLC|10511
CULP|CULP INC|NITE|VIRTU Americas LLC|44665
CULP|CULP INC|PDQM|CODA MARKETS, INC.|2525
CULP|CULP INC|PWJC|UBS Financial Services, Inc.|173
CULP|CULP INC|RBCM|RBC CAPITAL MARKETS, LLC|34
CULP|CULP INC|SBSH|Citigroup Global Markets Inc.|4377
CULP|CULP INC|SGMT|GOLDMAN SACHS & CO. LLC|2528
CULP|CULP INC|SPDR|SPEEDROUTE LLC|8200
CULP|CULP INC|STFL|Stifel, Nicolaus & Company, Incorporated|538
CULP|CULP INC|SWIM|TD Ameritrade, Inc.|3216
CULP|CULP INC|TKNG|ALLY INVEST SECURITIES LLC|5
CULP|CULP INC|TRBT|Tradebot Systems, Inc.|810
CULP|CULP INC|TRCM|TRC MARKETS LLC|607
CULP|CULP INC|TWTT|TASTYWORKS, INC.|4
CULP|CULP INC|UBSA|UBS SECURITIES LLC|52871
CULP|CULP INC|UBSS|UBS Securities LLC|50656
CULP|CULP INC|VALX|VIRTU AMERICAS LLC|154
CULP|CULP INC|VGRD|Vanguard Marketing Corporation|7153
CULP|CULP INC|WCHV|WELLS FARGO SECURITIES, LLC|3568
CULP|CULP INC|WEED|Weeden & Co.L.P.|160
CULP|CULP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1214
CULP|CULP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1025
CULP|CULP INC|WSEA|WOLVERINE SECURITIES, LLC|741
CULP|CULP INC|XIST|INSTINET, LLC|200
CULP|CULP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1700
CUMB|VIRTUS CUMBERLAND MU|CANT|Cantor Fitzgerald & Co.|990
CUMB|VIRTUS CUMBERLAND MU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600
CUMB|VIRTUS CUMBERLAND MU|DBAX|Deutsche Bank Securities Inc.|100
CUMB|VIRTUS CUMBERLAND MU|EGXM|CBOE TRADING, INC.|490
CUMB|VIRTUS CUMBERLAND MU|IBKR|Interactive Brokers Llc|600
CUMB|VIRTUS CUMBERLAND MU|ICBX|INSTINET, LLC|100
CUMB|VIRTUS CUMBERLAND MU|INCA|INSTINET, LLC|100
CUMB|VIRTUS CUMBERLAND MU|JSJX|JANE STREET CAPITAL LLC|8129
CUMB|VIRTUS CUMBERLAND MU|KCGM|VIRTU Americas LLC|595
CUMB|VIRTUS CUMBERLAND MU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CUMB|VIRTUS CUMBERLAND MU|NFSC|National Financial Services LLC|15266
CUMB|VIRTUS CUMBERLAND MU|NITE|VIRTU Americas LLC|8480
CUMB|VIRTUS CUMBERLAND MU|NQRB|Brut, LLC|200
CUMB|VIRTUS CUMBERLAND MU|UBSA|UBS SECURITIES LLC|500
CUO|CONTL MATERIALS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|127
CUO|CONTL MATERIALS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|198
CUO|CONTL MATERIALS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CUO|CONTL MATERIALS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
CUO|CONTL MATERIALS CP|GSCO|GOLDMAN SACHS & CO. LLC|11
CUO|CONTL MATERIALS CP|IATS|INTERACTIVE BROKERS LLC|100
CUO|CONTL MATERIALS CP|IBKR|Interactive Brokers Llc|4
CUO|CONTL MATERIALS CP|INCA|INSTINET, LLC|97
CUO|CONTL MATERIALS CP|ITGI|ITG Inc.|61
CUO|CONTL MATERIALS CP|LEHM|Barclays Capital Inc./Le|200
CUO|CONTL MATERIALS CP|NFSC|National Financial Services LLC|596
CUO|CONTL MATERIALS CP|NITE|VIRTU Americas LLC|1716
CUO|CONTL MATERIALS CP|SWIM|TD Ameritrade, Inc.|3576
CUO|CONTL MATERIALS CP|TKNG|ALLY INVEST SECURITIES LLC|16
CUO|CONTL MATERIALS CP|TRBT|Tradebot Systems, Inc.|138
CUO|CONTL MATERIALS CP|UBSS|UBS Securities LLC|105
CUO|CONTL MATERIALS CP|VALX|VIRTU AMERICAS LLC|85
CUO|CONTL MATERIALS CP|WCHV|WELLS FARGO SECURITIES, LLC|1300
CUR|NEURALSTEM INC|ALTX|Alternet Securities Inc.|2700
CUR|NEURALSTEM INC|APCC|Apex Clearing Corporation|4530
CUR|NEURALSTEM INC|BATM|CBOE TRADING, INC.|15
CUR|NEURALSTEM INC|BIMI|Banca IMI Securities Corp.|17622
CUR|NEURALSTEM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
CUR|NEURALSTEM INC|BYXM|CBOE TRADING, INC.|82
CUR|NEURALSTEM INC|CHAS|Charles Schwab & Co., Inc.|800
CUR|NEURALSTEM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
CUR|NEURALSTEM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
CUR|NEURALSTEM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19805
CUR|NEURALSTEM INC|CTDL|Citadel Derivatives Group Llc|1669
CUR|NEURALSTEM INC|DBAB|Deutsche Bank Securities Inc.|28044
CUR|NEURALSTEM INC|DBAX|Deutsche Bank Securities Inc.|3400
CUR|NEURALSTEM INC|DEAN|MORGAN STANLEY|8939
CUR|NEURALSTEM INC|DEGS|RONIN PROFESSIONAL LLC|10038
CUR|NEURALSTEM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2605
CUR|NEURALSTEM INC|EBXL|EBX LLC|1500
CUR|NEURALSTEM INC|EDJO|Edward D. Jones & Co., L.P.|117
CUR|NEURALSTEM INC|EGAM|CBOE TRADING, INC.|100
CUR|NEURALSTEM INC|EGXM|CBOE TRADING, INC.|200
CUR|NEURALSTEM INC|EGXW|CBOE TRADING, INC.|2030
CUR|NEURALSTEM INC|ETBE|Electronic Transaction Clearing, Inc.|300
CUR|NEURALSTEM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|535
CUR|NEURALSTEM INC|ETRS|E*Trade Securities LLC|167598
CUR|NEURALSTEM INC|FBCO|Credit Suisse Securities (USA) LLC|18001
CUR|NEURALSTEM INC|FBSB|U.S. Bancorp Investments, Inc.|2540
CUR|NEURALSTEM INC|FILL|Tradestation Securities, Inc.|300
CUR|NEURALSTEM INC|FMAF|NBCN Inc./ CDS|7250
CUR|NEURALSTEM INC|FOMA|TD AMERITRADE CLEARING, INC.|390033
CUR|NEURALSTEM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|612
CUR|NEURALSTEM INC|FTBR|Foliofn Investments, Inc.|431
CUR|NEURALSTEM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4002
CUR|NEURALSTEM INC|GLPX|ACS EXECUTION SERVICES, LLC|1110
CUR|NEURALSTEM INC|GSCO|GOLDMAN SACHS & CO. LLC|10506
CUR|NEURALSTEM INC|GSLT|GOLDMAN SACHS & CO. LLC|400
CUR|NEURALSTEM INC|GTSZ|GTS SECURITIES LLC|2
CUR|NEURALSTEM INC|HRBF|American Enterprise Investment Services Inc.|1037
CUR|NEURALSTEM INC|HSBC|HSBC Securities, Inc.|538
CUR|NEURALSTEM INC|IATS|INTERACTIVE BROKERS LLC|4250
CUR|NEURALSTEM INC|IBKR|Interactive Brokers Llc|80327
CUR|NEURALSTEM INC|ICBX|INSTINET, LLC|1200
CUR|NEURALSTEM INC|INCA|INSTINET, LLC|30033
CUR|NEURALSTEM INC|ITGP|ITG INC.|7000
CUR|NEURALSTEM INC|JMPT|JUMP TRADING, LLC|376
CUR|NEURALSTEM INC|JPMX|J.P. Morgan Securities LLC|5400
CUR|NEURALSTEM INC|KCGM|VIRTU Americas LLC|2700
CUR|NEURALSTEM INC|LEHM|Barclays Capital Inc./Le|16612
CUR|NEURALSTEM INC|LIME|Lime Brokerage LLC|27503
CUR|NEURALSTEM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CUR|NEURALSTEM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10800
CUR|NEURALSTEM INC|MOTF|MOTIF INVESTING, INC.|1
CUR|NEURALSTEM INC|MSCO|MORGAN STANLEY & CO. LLC|131430
CUR|NEURALSTEM INC|MSPL|MORGAN STANLEY & CO. LLC|4500
CUR|NEURALSTEM INC|NATL|National Securities Corporation|1400
CUR|NEURALSTEM INC|NFSC|National Financial Services LLC|220334
CUR|NEURALSTEM INC|NITE|VIRTU Americas LLC|458770
CUR|NEURALSTEM INC|NITP|VIRTU Americas LLC|1900
CUR|NEURALSTEM INC|NQRB|Brut, LLC|4174
CUR|NEURALSTEM INC|OPCO|Oppenheimer & Co. Inc.|1594
CUR|NEURALSTEM INC|PDQM|CODA MARKETS, INC.|3120
CUR|NEURALSTEM INC|PWJC|UBS Financial Services, Inc.|154
CUR|NEURALSTEM INC|RAJA|Raymond James & Associates, Inc.|3202
CUR|NEURALSTEM INC|RGLD|Regal Securities, Inc|736
CUR|NEURALSTEM INC|SAGL|SAGETRADER, LLC|100
CUR|NEURALSTEM INC|SBSH|Citigroup Global Markets Inc.|8602
CUR|NEURALSTEM INC|SGMT|GOLDMAN SACHS & CO. LLC|5570
CUR|NEURALSTEM INC|SPDR|SPEEDROUTE LLC|1865
CUR|NEURALSTEM INC|STFL|Stifel, Nicolaus & Company, Incorporated|1000
CUR|NEURALSTEM INC|STXG|Stockcross Financial Services, Inc.|115
CUR|NEURALSTEM INC|SWIM|TD Ameritrade, Inc.|82900
CUR|NEURALSTEM INC|TKNG|ALLY INVEST SECURITIES LLC|2213
CUR|NEURALSTEM INC|TRWN|T.R. Winston & Company, LLC|191398
CUR|NEURALSTEM INC|UBSA|UBS SECURITIES LLC|12550
CUR|NEURALSTEM INC|UBSS|UBS Securities LLC|61956
CUR|NEURALSTEM INC|VGRD|Vanguard Marketing Corporation|20808
CUR|NEURALSTEM INC|WCHV|WELLS FARGO SECURITIES, LLC|13498
CUR|NEURALSTEM INC|WEDB|WEDBUSH SECURITIES INC.|4800
CUR|NEURALSTEM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|703
CUR|NEURALSTEM INC|WGIF|CIBC World Markets Inc.|4000
CUR|NEURALSTEM INC|WSEA|WOLVERINE SECURITIES, LLC|8874
CUR|NEURALSTEM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|600
CUR|NEURALSTEM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5000
CURE|DXN HEALTHCR BULL 3X|APCC|Apex Clearing Corporation|449
CURE|DXN HEALTHCR BULL 3X|BAYT|BTIG, LLC|600
CURE|DXN HEALTHCR BULL 3X|BERN|Sanford C. Bernstein & Co., LLC|32
CURE|DXN HEALTHCR BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|150
CURE|DXN HEALTHCR BULL 3X|CHAS|Charles Schwab & Co., Inc.|198
CURE|DXN HEALTHCR BULL 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
CURE|DXN HEALTHCR BULL 3X|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
CURE|DXN HEALTHCR BULL 3X|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
CURE|DXN HEALTHCR BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8092
CURE|DXN HEALTHCR BULL 3X|DBAB|Deutsche Bank Securities Inc.|162
CURE|DXN HEALTHCR BULL 3X|DBAX|Deutsche Bank Securities Inc.|3600
CURE|DXN HEALTHCR BULL 3X|EBXL|EBX LLC|13500
CURE|DXN HEALTHCR BULL 3X|EGAM|CBOE TRADING, INC.|1162
CURE|DXN HEALTHCR BULL 3X|EGMT|EG MARKET TECHNOLOGIES LLC|100
CURE|DXN HEALTHCR BULL 3X|EGXM|CBOE TRADING, INC.|600
CURE|DXN HEALTHCR BULL 3X|EGXW|CBOE TRADING, INC.|100
CURE|DXN HEALTHCR BULL 3X|ETBE|Electronic Transaction Clearing, Inc.|800
CURE|DXN HEALTHCR BULL 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1885
CURE|DXN HEALTHCR BULL 3X|ETRS|E*Trade Securities LLC|40084
CURE|DXN HEALTHCR BULL 3X|FILL|Tradestation Securities, Inc.|15573
CURE|DXN HEALTHCR BULL 3X|FMAF|NBCN Inc./ CDS|160
CURE|DXN HEALTHCR BULL 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1277
CURE|DXN HEALTHCR BULL 3X|FTBR|Foliofn Investments, Inc.|15380
CURE|DXN HEALTHCR BULL 3X|GLIS|TD Securities Inc|1244
CURE|DXN HEALTHCR BULL 3X|GLPX|ACS EXECUTION SERVICES, LLC|200
CURE|DXN HEALTHCR BULL 3X|GSCO|GOLDMAN SACHS & CO. LLC|100
CURE|DXN HEALTHCR BULL 3X|GSLT|GOLDMAN SACHS & CO. LLC|1254
CURE|DXN HEALTHCR BULL 3X|GTSZ|GTS SECURITIES LLC|9069
CURE|DXN HEALTHCR BULL 3X|HRBF|American Enterprise Investment Services Inc.|567
CURE|DXN HEALTHCR BULL 3X|IATS|INTERACTIVE BROKERS LLC|3939
CURE|DXN HEALTHCR BULL 3X|IBKR|Interactive Brokers Llc|9912
CURE|DXN HEALTHCR BULL 3X|ICBX|INSTINET, LLC|5120
CURE|DXN HEALTHCR BULL 3X|INCA|INSTINET, LLC|11635
CURE|DXN HEALTHCR BULL 3X|ITGP|ITG INC.|1200
CURE|DXN HEALTHCR BULL 3X|JMPT|JUMP TRADING, LLC|2424
CURE|DXN HEALTHCR BULL 3X|JPMX|J.P. Morgan Securities LLC|2400
CURE|DXN HEALTHCR BULL 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|3400
CURE|DXN HEALTHCR BULL 3X|JSJX|JANE STREET CAPITAL LLC|78763
CURE|DXN HEALTHCR BULL 3X|KCGM|VIRTU Americas LLC|5167
CURE|DXN HEALTHCR BULL 3X|LEHM|Barclays Capital Inc./Le|22442
CURE|DXN HEALTHCR BULL 3X|LIME|Lime Brokerage LLC|48229
CURE|DXN HEALTHCR BULL 3X|LIWM|LIME BROKERAGE LLC|14802
CURE|DXN HEALTHCR BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11800
CURE|DXN HEALTHCR BULL 3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
CURE|DXN HEALTHCR BULL 3X|MOTF|MOTIF INVESTING, INC.|14
CURE|DXN HEALTHCR BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|8496
CURE|DXN HEALTHCR BULL 3X|MSPL|MORGAN STANLEY & CO. LLC|4000
CURE|DXN HEALTHCR BULL 3X|NFSC|National Financial Services LLC|167394
CURE|DXN HEALTHCR BULL 3X|NITE|VIRTU Americas LLC|204479
CURE|DXN HEALTHCR BULL 3X|NQRB|Brut, LLC|10067
CURE|DXN HEALTHCR BULL 3X|NTBF|BMO Nesbitt Burns Inc./CDS|600
CURE|DXN HEALTHCR BULL 3X|PDQM|CODA MARKETS, INC.|300
CURE|DXN HEALTHCR BULL 3X|RBCM|RBC CAPITAL MARKETS, LLC|8241
CURE|DXN HEALTHCR BULL 3X|RGLD|Regal Securities, Inc|300
CURE|DXN HEALTHCR BULL 3X|SBSH|Citigroup Global Markets Inc.|394
CURE|DXN HEALTHCR BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|4888
CURE|DXN HEALTHCR BULL 3X|SPDR|SPEEDROUTE LLC|100
CURE|DXN HEALTHCR BULL 3X|STTT|STATETRUST INVESTMENTS INC.|11509
CURE|DXN HEALTHCR BULL 3X|SWIM|TD Ameritrade, Inc.|29554
CURE|DXN HEALTHCR BULL 3X|TKNG|ALLY INVEST SECURITIES LLC|1982
CURE|DXN HEALTHCR BULL 3X|TRBT|Tradebot Systems, Inc.|400
CURE|DXN HEALTHCR BULL 3X|TRCM|TRC MARKETS LLC|35775
CURE|DXN HEALTHCR BULL 3X|TWTT|TASTYWORKS, INC.|600
CURE|DXN HEALTHCR BULL 3X|UBSA|UBS SECURITIES LLC|10160
CURE|DXN HEALTHCR BULL 3X|UBSS|UBS Securities LLC|32657
CURE|DXN HEALTHCR BULL 3X|VALX|VIRTU AMERICAS LLC|1161
CURE|DXN HEALTHCR BULL 3X|VGRD|Vanguard Marketing Corporation|24750
CURE|DXN HEALTHCR BULL 3X|VSIN|Vision Financial Markets Llc|101
CURE|DXN HEALTHCR BULL 3X|WEDB|WEDBUSH SECURITIES INC.|13
CURE|DXN HEALTHCR BULL 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|810
CURE|DXN HEALTHCR BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3137
CURE|DXN HEALTHCR BULL 3X|WGIF|CIBC World Markets Inc.|20
CURE|DXN HEALTHCR BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|1536
CURO|CURO GROUP HOLDINGS|ALTX|Alternet Securities Inc.|1300
CURO|CURO GROUP HOLDINGS|APCC|Apex Clearing Corporation|3388
CURO|CURO GROUP HOLDINGS|AQUA|AQUA SECURITIES L.P.|8200
CURO|CURO GROUP HOLDINGS|BATM|CBOE TRADING, INC.|1514
CURO|CURO GROUP HOLDINGS|BAYT|BTIG, LLC|6541
CURO|CURO GROUP HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|874
CURO|CURO GROUP HOLDINGS|BIAD|SAGETRADER, LLC|124
CURO|CURO GROUP HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
CURO|CURO GROUP HOLDINGS|BLKX|INSTINET, LLC|5000
CURO|CURO GROUP HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|770
CURO|CURO GROUP HOLDINGS|BTIG|BTIG, LLC|3000
CURO|CURO GROUP HOLDINGS|BYXM|CBOE TRADING, INC.|100
CURO|CURO GROUP HOLDINGS|CANT|Cantor Fitzgerald & Co.|47
CURO|CURO GROUP HOLDINGS|CHAS|Charles Schwab & Co., Inc.|300
CURO|CURO GROUP HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69991
CURO|CURO GROUP HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
CURO|CURO GROUP HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|286919
CURO|CURO GROUP HOLDINGS|CTDL|Citadel Derivatives Group Llc|100
CURO|CURO GROUP HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|12686
CURO|CURO GROUP HOLDINGS|DBAB|Deutsche Bank Securities Inc.|21543
CURO|CURO GROUP HOLDINGS|DBAX|Deutsche Bank Securities Inc.|97100
CURO|CURO GROUP HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|5454
CURO|CURO GROUP HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4400
CURO|CURO GROUP HOLDINGS|EBXL|EBX LLC|128300
CURO|CURO GROUP HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2246
CURO|CURO GROUP HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|200
CURO|CURO GROUP HOLDINGS|EGAM|CBOE TRADING, INC.|1495
CURO|CURO GROUP HOLDINGS|EGAW|CBOE TRADING, INC.|50
CURO|CURO GROUP HOLDINGS|EGXM|CBOE TRADING, INC.|760
CURO|CURO GROUP HOLDINGS|EGXW|CBOE TRADING, INC.|300
CURO|CURO GROUP HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|3145
CURO|CURO GROUP HOLDINGS|ETCB|ETC BROKERAGE SERVICES, LLC|80
CURO|CURO GROUP HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9814
CURO|CURO GROUP HOLDINGS|ETRS|E*Trade Securities LLC|148305
CURO|CURO GROUP HOLDINGS|FILL|Tradestation Securities, Inc.|23622
CURO|CURO GROUP HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9046
CURO|CURO GROUP HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74931
CURO|CURO GROUP HOLDINGS|FTBR|Foliofn Investments, Inc.|13
CURO|CURO GROUP HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
CURO|CURO GROUP HOLDINGS|GLIS|TD Securities Inc|120
CURO|CURO GROUP HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|4259
CURO|CURO GROUP HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|137910
CURO|CURO GROUP HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|1000
CURO|CURO GROUP HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|1112
CURO|CURO GROUP HOLDINGS|GTSZ|GTS SECURITIES LLC|22840
CURO|CURO GROUP HOLDINGS|IATS|INTERACTIVE BROKERS LLC|18472
CURO|CURO GROUP HOLDINGS|IBKR|Interactive Brokers Llc|23249
CURO|CURO GROUP HOLDINGS|ICBX|INSTINET, LLC|26902
CURO|CURO GROUP HOLDINGS|IEQY|CITADEL SECURITIES LLC|14120
CURO|CURO GROUP HOLDINGS|INCA|INSTINET, LLC|93885
CURO|CURO GROUP HOLDINGS|INJX|INSTINET, LLC|1084
CURO|CURO GROUP HOLDINGS|ITGI|ITG Inc.|27763
CURO|CURO GROUP HOLDINGS|ITGP|ITG INC.|70400
CURO|CURO GROUP HOLDINGS|JANY|Janney Montgomery Scott Inc.|705
CURO|CURO GROUP HOLDINGS|JEFF|JEFFERIES LLC|56586
CURO|CURO GROUP HOLDINGS|JMPT|JUMP TRADING, LLC|12641
CURO|CURO GROUP HOLDINGS|JONE|JonesTrading|8189
CURO|CURO GROUP HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|34668
CURO|CURO GROUP HOLDINGS|JPMX|J.P. Morgan Securities LLC|290240
CURO|CURO GROUP HOLDINGS|JSJX|JANE STREET CAPITAL LLC|7928
CURO|CURO GROUP HOLDINGS|KBWI|Keefe, Bruyette & Woods, Inc.|100100
CURO|CURO GROUP HOLDINGS|KCGM|VIRTU Americas LLC|29319
CURO|CURO GROUP HOLDINGS|LEHM|Barclays Capital Inc./Le|112496
CURO|CURO GROUP HOLDINGS|LIME|Lime Brokerage LLC|6119
CURO|CURO GROUP HOLDINGS|LQNA|LIQUIDNET, INC.|82400
CURO|CURO GROUP HOLDINGS|MBTS|ALLY INVEST SECURITIES LLC|900
CURO|CURO GROUP HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68100
CURO|CURO GROUP HOLDINGS|MOTF|MOTIF INVESTING, INC.|1
CURO|CURO GROUP HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|188760
CURO|CURO GROUP HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|100900
CURO|CURO GROUP HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|5600
CURO|CURO GROUP HOLDINGS|NFSC|National Financial Services LLC|100940
CURO|CURO GROUP HOLDINGS|NITE|VIRTU Americas LLC|204856
CURO|CURO GROUP HOLDINGS|NQRB|Brut, LLC|1007
CURO|CURO GROUP HOLDINGS|OPCO|Oppenheimer & Co. Inc.|900
CURO|CURO GROUP HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
CURO|CURO GROUP HOLDINGS|PDQM|CODA MARKETS, INC.|6994
CURO|CURO GROUP HOLDINGS|PWJC|UBS Financial Services, Inc.|3800
CURO|CURO GROUP HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|3450
CURO|CURO GROUP HOLDINGS|SAGL|SAGETRADER, LLC|100
CURO|CURO GROUP HOLDINGS|SBSH|Citigroup Global Markets Inc.|8113
CURO|CURO GROUP HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|27337
CURO|CURO GROUP HOLDINGS|SPDR|SPEEDROUTE LLC|1500
CURO|CURO GROUP HOLDINGS|SPHN|Stephens Inc.|209440
CURO|CURO GROUP HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|53619
CURO|CURO GROUP HOLDINGS|SWIM|TD Ameritrade, Inc.|55420
CURO|CURO GROUP HOLDINGS|SWST|Hilltop Securities Inc.|500
CURO|CURO GROUP HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|320
CURO|CURO GROUP HOLDINGS|TRBT|Tradebot Systems, Inc.|59919
CURO|CURO GROUP HOLDINGS|TRCM|TRC MARKETS LLC|1166
CURO|CURO GROUP HOLDINGS|UBSS|UBS Securities LLC|150306
CURO|CURO GROUP HOLDINGS|VALX|VIRTU AMERICAS LLC|10270
CURO|CURO GROUP HOLDINGS|VGRD|Vanguard Marketing Corporation|5577
CURO|CURO GROUP HOLDINGS|WBLR|WILLIAM BLAIR|1250
CURO|CURO GROUP HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|11932
CURO|CURO GROUP HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|100
CURO|CURO GROUP HOLDINGS|WEED|Weeden & Co.L.P.|10300
CURO|CURO GROUP HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2759
CURO|CURO GROUP HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|956
CURO|CURO GROUP HOLDINGS|WGIF|CIBC World Markets Inc.|960
CURO|CURO GROUP HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|2104
CURO|CURO GROUP HOLDINGS|XIST|INSTINET, LLC|13000
CURO|CURO GROUP HOLDINGS|XPQR|Jump Trading|700
CURO|CURO GROUP HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|31900
CURO|CURO GROUP HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|400
CUT|INVESCO MSCI GLBL|ALTX|Alternet Securities Inc.|100
CUT|INVESCO MSCI GLBL|APCC|Apex Clearing Corporation|951
CUT|INVESCO MSCI GLBL|BBNT|BB&T SECURITIES, LLC|198
CUT|INVESCO MSCI GLBL|CANT|Cantor Fitzgerald & Co.|29096
CUT|INVESCO MSCI GLBL|CHAS|Charles Schwab & Co., Inc.|6
CUT|INVESCO MSCI GLBL|CICF|Canaccord Genuity Corp.|669
CUT|INVESCO MSCI GLBL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6045
CUT|INVESCO MSCI GLBL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7311
CUT|INVESCO MSCI GLBL|CTDL|Citadel Derivatives Group Llc|24306
CUT|INVESCO MSCI GLBL|CXCX|CITIGROUP GLOBAL MARKETS INC.|10932
CUT|INVESCO MSCI GLBL|DBAX|Deutsche Bank Securities Inc.|9000
CUT|INVESCO MSCI GLBL|DEAN|MORGAN STANLEY|428
CUT|INVESCO MSCI GLBL|EBXL|EBX LLC|6600
CUT|INVESCO MSCI GLBL|EDJO|Edward D. Jones & Co., L.P.|258
CUT|INVESCO MSCI GLBL|EGXM|CBOE TRADING, INC.|1700
CUT|INVESCO MSCI GLBL|EGXW|CBOE TRADING, INC.|568
CUT|INVESCO MSCI GLBL|ETRS|E*Trade Securities LLC|4220
CUT|INVESCO MSCI GLBL|FILL|Tradestation Securities, Inc.|596
CUT|INVESCO MSCI GLBL|FTBR|Foliofn Investments, Inc.|4636
CUT|INVESCO MSCI GLBL|GSCO|GOLDMAN SACHS & CO. LLC|600
CUT|INVESCO MSCI GLBL|HRBF|American Enterprise Investment Services Inc.|108
CUT|INVESCO MSCI GLBL|IATS|INTERACTIVE BROKERS LLC|4569
CUT|INVESCO MSCI GLBL|IBKR|Interactive Brokers Llc|56253
CUT|INVESCO MSCI GLBL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|86
CUT|INVESCO MSCI GLBL|ICBX|INSTINET, LLC|5300
CUT|INVESCO MSCI GLBL|ITGI|ITG Inc.|406
CUT|INVESCO MSCI GLBL|ITGP|ITG INC.|1000
CUT|INVESCO MSCI GLBL|JPMX|J.P. Morgan Securities LLC|6800
CUT|INVESCO MSCI GLBL|JSJX|JANE STREET CAPITAL LLC|55852
CUT|INVESCO MSCI GLBL|KCGM|VIRTU Americas LLC|17189
CUT|INVESCO MSCI GLBL|LEHM|Barclays Capital Inc./Le|11600
CUT|INVESCO MSCI GLBL|LIME|Lime Brokerage LLC|985
CUT|INVESCO MSCI GLBL|MACC|Mid Atlantic Capital Corporation|1417
CUT|INVESCO MSCI GLBL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15386
CUT|INVESCO MSCI GLBL|MOTF|MOTIF INVESTING, INC.|1
CUT|INVESCO MSCI GLBL|MSCO|MORGAN STANLEY & CO. LLC|6235
CUT|INVESCO MSCI GLBL|MSPL|MORGAN STANLEY & CO. LLC|4600
CUT|INVESCO MSCI GLBL|NFSC|National Financial Services LLC|39904
CUT|INVESCO MSCI GLBL|NITE|VIRTU Americas LLC|102338
CUT|INVESCO MSCI GLBL|OPCO|Oppenheimer & Co. Inc.|27697
CUT|INVESCO MSCI GLBL|SBSH|Citigroup Global Markets Inc.|5366
CUT|INVESCO MSCI GLBL|SEIC|SEI Investments Distribution Co.|100
CUT|INVESCO MSCI GLBL|SGMT|GOLDMAN SACHS & CO. LLC|6675
CUT|INVESCO MSCI GLBL|SWIM|TD Ameritrade, Inc.|3280
CUT|INVESCO MSCI GLBL|UBSA|UBS SECURITIES LLC|17469
CUT|INVESCO MSCI GLBL|UBSS|UBS Securities LLC|17488
CUT|INVESCO MSCI GLBL|VALX|VIRTU AMERICAS LLC|382
CUT|INVESCO MSCI GLBL|VGRD|Vanguard Marketing Corporation|3655
CUT|INVESCO MSCI GLBL|WCHV|WELLS FARGO SECURITIES, LLC|2720
CUT|INVESCO MSCI GLBL|WSEA|WOLVERINE SECURITIES, LLC|101
CUT|INVESCO MSCI GLBL|XSTM|NATIONAL FINANCIAL SERVICES LLC|2150
CUT|INVESCO MSCI GLBL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10580
CUTR|CUTERA, INC.|ANOS|ABEL/NOSER, L.L.C.|180
CUTR|CUTERA, INC.|APCC|Apex Clearing Corporation|211
CUTR|CUTERA, INC.|AQUA|AQUA SECURITIES L.P.|2800
CUTR|CUTERA, INC.|BARD|Robert W. Baird & Co. Incorporated|748
CUTR|CUTERA, INC.|BATM|CBOE TRADING, INC.|1716
CUTR|CUTERA, INC.|BAYT|BTIG, LLC|800
CUTR|CUTERA, INC.|BERN|Sanford C. Bernstein & Co., LLC|73307
CUTR|CUTERA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|520
CUTR|CUTERA, INC.|BLKX|INSTINET, LLC|143794
CUTR|CUTERA, INC.|BMOC|BMO Capital Markets Corp.|2124
CUTR|CUTERA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2320
CUTR|CUTERA, INC.|BTIG|BTIG, LLC|18422
CUTR|CUTERA, INC.|BYXM|CBOE TRADING, INC.|2001
CUTR|CUTERA, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1729
CUTR|CUTERA, INC.|CANT|Cantor Fitzgerald & Co.|500
CUTR|CUTERA, INC.|CHAS|Charles Schwab & Co., Inc.|2091
CUTR|CUTERA, INC.|CIBP|CIBC World Markets Corp.|51500
CUTR|CUTERA, INC.|CIST|Capital Institutional Services, Inc.|252
CUTR|CUTERA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16857
CUTR|CUTERA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10927
CUTR|CUTERA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
CUTR|CUTERA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93913
CUTR|CUTERA, INC.|CTDL|Citadel Derivatives Group Llc|11264
CUTR|CUTERA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|32920
CUTR|CUTERA, INC.|DADA|D.A. Davidson & Co.|1235
CUTR|CUTERA, INC.|DAVA|Davenport & Company LLC|130
CUTR|CUTERA, INC.|DBAB|Deutsche Bank Securities Inc.|188600
CUTR|CUTERA, INC.|DBAX|Deutsche Bank Securities Inc.|147200
CUTR|CUTERA, INC.|DBUL|Deutsche Bank Securities Inc.|700
CUTR|CUTERA, INC.|DEAN|MORGAN STANLEY|5655
CUTR|CUTERA, INC.|DEGS|RONIN PROFESSIONAL LLC|2873
CUTR|CUTERA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23
CUTR|CUTERA, INC.|EBXL|EBX LLC|96500
CUTR|CUTERA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
CUTR|CUTERA, INC.|EDJO|Edward D. Jones & Co., L.P.|288
CUTR|CUTERA, INC.|EGAM|CBOE TRADING, INC.|15001
CUTR|CUTERA, INC.|EGAW|CBOE TRADING, INC.|100
CUTR|CUTERA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|710
CUTR|CUTERA, INC.|EGXM|CBOE TRADING, INC.|199
CUTR|CUTERA, INC.|ETBE|Electronic Transaction Clearing, Inc.|156
CUTR|CUTERA, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|57
CUTR|CUTERA, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|320
CUTR|CUTERA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26762
CUTR|CUTERA, INC.|ETRS|E*Trade Securities LLC|83418
CUTR|CUTERA, INC.|FBCO|Credit Suisse Securities (USA) LLC|176942
CUTR|CUTERA, INC.|FILL|Tradestation Securities, Inc.|1940
CUTR|CUTERA, INC.|FMAF|NBCN Inc./ CDS|10
CUTR|CUTERA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|192855
CUTR|CUTERA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2720
CUTR|CUTERA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33455
CUTR|CUTERA, INC.|FTBR|Foliofn Investments, Inc.|1402
CUTR|CUTERA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|4520
CUTR|CUTERA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|6070
CUTR|CUTERA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|263968
CUTR|CUTERA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|15849
CUTR|CUTERA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1237
CUTR|CUTERA, INC.|GTSZ|GTS SECURITIES LLC|15309
CUTR|CUTERA, INC.|HRBF|American Enterprise Investment Services Inc.|810
CUTR|CUTERA, INC.|IATS|INTERACTIVE BROKERS LLC|2200
CUTR|CUTERA, INC.|IBKR|Interactive Brokers Llc|50193
CUTR|CUTERA, INC.|ICBX|INSTINET, LLC|22100
CUTR|CUTERA, INC.|IEQY|CITADEL SECURITIES LLC|21853
CUTR|CUTERA, INC.|INCA|INSTINET, LLC|102665
CUTR|CUTERA, INC.|INJX|INSTINET, LLC|19285
CUTR|CUTERA, INC.|ITGI|ITG Inc.|20888
CUTR|CUTERA, INC.|ITGP|ITG INC.|112000
CUTR|CUTERA, INC.|JEFF|JEFFERIES LLC|67098
CUTR|CUTERA, INC.|JMPT|JUMP TRADING, LLC|31479
CUTR|CUTERA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|18940
CUTR|CUTERA, INC.|JPMX|J.P. Morgan Securities LLC|168615
CUTR|CUTERA, INC.|JRCO|Johnson Rice & Company L.L.C.|4191
CUTR|CUTERA, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
CUTR|CUTERA, INC.|JSJX|JANE STREET CAPITAL LLC|7474
CUTR|CUTERA, INC.|KCGM|VIRTU Americas LLC|21105
CUTR|CUTERA, INC.|LEHM|Barclays Capital Inc./Le|347746
CUTR|CUTERA, INC.|LIME|Lime Brokerage LLC|66250
CUTR|CUTERA, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|56000
CUTR|CUTERA, INC.|LQNA|LIQUIDNET, INC.|52600
CUTR|CUTERA, INC.|MAXM|Maxim Group LLC|1392
CUTR|CUTERA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69608
CUTR|CUTERA, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|170
CUTR|CUTERA, INC.|MSCO|MORGAN STANLEY & CO. LLC|752421
CUTR|CUTERA, INC.|MSPL|MORGAN STANLEY & CO. LLC|154100
CUTR|CUTERA, INC.|MSTX|MORGAN STANLEY & CO. LLC|25200
CUTR|CUTERA, INC.|NATL|National Securities Corporation|350
CUTR|CUTERA, INC.|NFSC|National Financial Services LLC|39777
CUTR|CUTERA, INC.|NITE|VIRTU Americas LLC|256011
CUTR|CUTERA, INC.|NITP|VIRTU Americas LLC|4006
CUTR|CUTERA, INC.|NQRB|Brut, LLC|2395
CUTR|CUTERA, INC.|OPCO|Oppenheimer & Co. Inc.|10855
CUTR|CUTERA, INC.|PDQM|CODA MARKETS, INC.|78745
CUTR|CUTERA, INC.|PIPR|Piper Jaffray & Co.|20939
CUTR|CUTERA, INC.|PWJC|UBS Financial Services, Inc.|1000
CUTR|CUTERA, INC.|RAJA|Raymond James & Associates, Inc.|2945
CUTR|CUTERA, INC.|SAGL|SAGETRADER, LLC|1456
CUTR|CUTERA, INC.|SAGW|SAGETRADER, LLC|1320
CUTR|CUTERA, INC.|SBSH|Citigroup Global Markets Inc.|107341
CUTR|CUTERA, INC.|SCMC|Scotia Capital Markets (USA) Inc.|100
CUTR|CUTERA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|25808
CUTR|CUTERA, INC.|SPDR|SPEEDROUTE LLC|14923
CUTR|CUTERA, INC.|SPHN|Stephens Inc.|16957
CUTR|CUTERA, INC.|SPTD|MINT GLOBAL MARKETS, INC.|28725
CUTR|CUTERA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2480
CUTR|CUTERA, INC.|SWIM|TD Ameritrade, Inc.|24265
CUTR|CUTERA, INC.|TKNG|ALLY INVEST SECURITIES LLC|375
CUTR|CUTERA, INC.|TRBT|Tradebot Systems, Inc.|11012
CUTR|CUTERA, INC.|TRCM|TRC MARKETS LLC|69231
CUTR|CUTERA, INC.|UBSA|UBS SECURITIES LLC|224031
CUTR|CUTERA, INC.|UBSS|UBS Securities LLC|285400
CUTR|CUTERA, INC.|VALX|VIRTU AMERICAS LLC|12027
CUTR|CUTERA, INC.|VGRD|Vanguard Marketing Corporation|2466
CUTR|CUTERA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|24561
CUTR|CUTERA, INC.|WEDB|WEDBUSH SECURITIES INC.|550
CUTR|CUTERA, INC.|WEED|Weeden & Co.L.P.|291725
CUTR|CUTERA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1607
CUTR|CUTERA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6464
CUTR|CUTERA, INC.|WSEA|WOLVERINE SECURITIES, LLC|1439
CUTR|CUTERA, INC.|XIST|INSTINET, LLC|62810
CUTR|CUTERA, INC.|XPQR|Jump Trading|123
CUTR|CUTERA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
CUTR|CUTERA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|217
CUZ|COUSINS PROP INC|ABLE|NATIXIS Securities Americas LLC|4535
CUZ|COUSINS PROP INC|ADAM|CANACCORD GENUITY INC.|153
CUZ|COUSINS PROP INC|ALTX|Alternet Securities Inc.|2700
CUZ|COUSINS PROP INC|APCC|Apex Clearing Corporation|334
CUZ|COUSINS PROP INC|BANK|Primevest Financial Services, Inc.|132
CUZ|COUSINS PROP INC|BARD|Robert W. Baird & Co. Incorporated|25032
CUZ|COUSINS PROP INC|BATM|CBOE TRADING, INC.|725
CUZ|COUSINS PROP INC|BAYC|BAY CREST PARTNERS, LLC|9759
CUZ|COUSINS PROP INC|BAYT|BTIG, LLC|900
CUZ|COUSINS PROP INC|BBNT|BB&T SECURITIES, LLC|137
CUZ|COUSINS PROP INC|BERN|Sanford C. Bernstein & Co., LLC|43317
CUZ|COUSINS PROP INC|BIDS|BIDS TRADING L.P.|69800
CUZ|COUSINS PROP INC|BKCM|BNY Mellon Capital Markets LLC|82145
CUZ|COUSINS PROP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6485
CUZ|COUSINS PROP INC|BLKX|INSTINET, LLC|126700
CUZ|COUSINS PROP INC|BMOC|BMO Capital Markets Corp.|388
CUZ|COUSINS PROP INC|BNPX|BNP PARIBAS SECURITIES CORP.|113663
CUZ|COUSINS PROP INC|BRVL|BLAYLOCK VAN, LLC|7500
CUZ|COUSINS PROP INC|BTIG|BTIG, LLC|81
CUZ|COUSINS PROP INC|BYXM|CBOE TRADING, INC.|600
CUZ|COUSINS PROP INC|BZYD|GOLDMAN SACHS & CO. LLC|11700
CUZ|COUSINS PROP INC|CANT|Cantor Fitzgerald & Co.|77534
CUZ|COUSINS PROP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|199600
CUZ|COUSINS PROP INC|CHAS|Charles Schwab & Co., Inc.|7002
CUZ|COUSINS PROP INC|CIST|Capital Institutional Services, Inc.|8768
CUZ|COUSINS PROP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1067774
CUZ|COUSINS PROP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13972
CUZ|COUSINS PROP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2233064
CUZ|COUSINS PROP INC|CTDL|Citadel Derivatives Group Llc|44386
CUZ|COUSINS PROP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|274562
CUZ|COUSINS PROP INC|DADA|D.A. Davidson & Co.|272
CUZ|COUSINS PROP INC|DBAB|Deutsche Bank Securities Inc.|1421032
CUZ|COUSINS PROP INC|DBAX|Deutsche Bank Securities Inc.|1503200
CUZ|COUSINS PROP INC|DEAN|MORGAN STANLEY|1964
CUZ|COUSINS PROP INC|DEGS|RONIN PROFESSIONAL LLC|779
CUZ|COUSINS PROP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|310619
CUZ|COUSINS PROP INC|EBXL|EBX LLC|674400
CUZ|COUSINS PROP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|51942
CUZ|COUSINS PROP INC|EGAM|CBOE TRADING, INC.|8249
CUZ|COUSINS PROP INC|EGAW|CBOE TRADING, INC.|207
CUZ|COUSINS PROP INC|EGXM|CBOE TRADING, INC.|25
CUZ|COUSINS PROP INC|ETBE|Electronic Transaction Clearing, Inc.|36440
CUZ|COUSINS PROP INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
CUZ|COUSINS PROP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
CUZ|COUSINS PROP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|310
CUZ|COUSINS PROP INC|ETRS|E*Trade Securities LLC|30997
CUZ|COUSINS PROP INC|FILL|Tradestation Securities, Inc.|2200
CUZ|COUSINS PROP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31981
CUZ|COUSINS PROP INC|FQLS|Quantlab Securities LP|181468
CUZ|COUSINS PROP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|176918
CUZ|COUSINS PROP INC|FTBR|Foliofn Investments, Inc.|620
CUZ|COUSINS PROP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|17200
CUZ|COUSINS PROP INC|GLPX|ACS EXECUTION SERVICES, LLC|5736
CUZ|COUSINS PROP INC|GSCO|GOLDMAN SACHS & CO. LLC|7681201
CUZ|COUSINS PROP INC|GSCS|GOLDMAN SACHS & CO. LLC|31710
CUZ|COUSINS PROP INC|GSLT|GOLDMAN SACHS & CO. LLC|56861
CUZ|COUSINS PROP INC|GTSZ|GTS SECURITIES LLC|160608
CUZ|COUSINS PROP INC|HRBF|American Enterprise Investment Services Inc.|821
CUZ|COUSINS PROP INC|HSBC|HSBC Securities, Inc.|2773
CUZ|COUSINS PROP INC|IATS|INTERACTIVE BROKERS LLC|13030
CUZ|COUSINS PROP INC|IBFS|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|159222
CUZ|COUSINS PROP INC|IBKR|Interactive Brokers Llc|50459
CUZ|COUSINS PROP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|782
CUZ|COUSINS PROP INC|ICBX|INSTINET, LLC|432240
CUZ|COUSINS PROP INC|IEQY|CITADEL SECURITIES LLC|254270
CUZ|COUSINS PROP INC|INCA|INSTINET, LLC|411531
CUZ|COUSINS PROP INC|INJX|INSTINET, LLC|1300
CUZ|COUSINS PROP INC|ITGI|ITG Inc.|436729
CUZ|COUSINS PROP INC|ITGP|ITG INC.|1438000
CUZ|COUSINS PROP INC|JEFF|JEFFERIES LLC|693444
CUZ|COUSINS PROP INC|JMPT|JUMP TRADING, LLC|121823
CUZ|COUSINS PROP INC|JONE|JonesTrading|17500
CUZ|COUSINS PROP INC|JPBX|J.P. MORGAN SECURITIES LLC|565803
CUZ|COUSINS PROP INC|JPMX|J.P. Morgan Securities LLC|3881864
CUZ|COUSINS PROP INC|JSJX|JANE STREET CAPITAL LLC|8202
CUZ|COUSINS PROP INC|KCGM|VIRTU Americas LLC|330932
CUZ|COUSINS PROP INC|KEYB|KEYBANC CAPITAL MARKETS INC.|248033
CUZ|COUSINS PROP INC|KRSH|Kershner Securities, LLC|4917
CUZ|COUSINS PROP INC|LEHM|Barclays Capital Inc./Le|2615132
CUZ|COUSINS PROP INC|LIME|Lime Brokerage LLC|85518
CUZ|COUSINS PROP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|1380454
CUZ|COUSINS PROP INC|LOOP|Loop Capital Markets LLC|10055
CUZ|COUSINS PROP INC|LQNA|LIQUIDNET, INC.|1018900
CUZ|COUSINS PROP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
CUZ|COUSINS PROP INC|MACQ|Macquarie Capital (USA) Inc.|78447
CUZ|COUSINS PROP INC|MKMP|MKM Partners LLC|1210400
CUZ|COUSINS PROP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|920962
CUZ|COUSINS PROP INC|MOTF|MOTIF INVESTING, INC.|1
CUZ|COUSINS PROP INC|MSCO|MORGAN STANLEY & CO. LLC|2786448
CUZ|COUSINS PROP INC|MSPL|MORGAN STANLEY & CO. LLC|2687600
CUZ|COUSINS PROP INC|MSTX|MORGAN STANLEY & CO. LLC|526400
CUZ|COUSINS PROP INC|MZHO|Mizuho Securities USA LLC|10000
CUZ|COUSINS PROP INC|NFSC|National Financial Services LLC|177486
CUZ|COUSINS PROP INC|NITE|VIRTU Americas LLC|672724
CUZ|COUSINS PROP INC|NITP|VIRTU Americas LLC|638812
CUZ|COUSINS PROP INC|NQRB|Brut, LLC|5000
CUZ|COUSINS PROP INC|NTRC|Northern Trust Securities, Inc.|10357
CUZ|COUSINS PROP INC|OPCO|Oppenheimer & Co. Inc.|12129
CUZ|COUSINS PROP INC|PDQM|CODA MARKETS, INC.|2683
CUZ|COUSINS PROP INC|PWJC|UBS Financial Services, Inc.|22
CUZ|COUSINS PROP INC|QMSR|QUATTRO M SECURITIES INC.|4408
CUZ|COUSINS PROP INC|RBCM|RBC CAPITAL MARKETS, LLC|2302
CUZ|COUSINS PROP INC|SAGL|SAGETRADER, LLC|12600
CUZ|COUSINS PROP INC|SAGW|SAGETRADER, LLC|931
CUZ|COUSINS PROP INC|SBSH|Citigroup Global Markets Inc.|2127887
CUZ|COUSINS PROP INC|SGMT|GOLDMAN SACHS & CO. LLC|1606477
CUZ|COUSINS PROP INC|SPDR|SPEEDROUTE LLC|100
CUZ|COUSINS PROP INC|STFL|Stifel, Nicolaus & Company, Incorporated|1975481
CUZ|COUSINS PROP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13323
CUZ|COUSINS PROP INC|SWIM|TD Ameritrade, Inc.|6188
CUZ|COUSINS PROP INC|SWST|Hilltop Securities Inc.|1539
CUZ|COUSINS PROP INC|TKNG|ALLY INVEST SECURITIES LLC|3751
CUZ|COUSINS PROP INC|TRBT|Tradebot Systems, Inc.|337573
CUZ|COUSINS PROP INC|TRCM|TRC MARKETS LLC|30548
CUZ|COUSINS PROP INC|UBSA|UBS SECURITIES LLC|2357735
CUZ|COUSINS PROP INC|UBSS|UBS Securities LLC|1279832
CUZ|COUSINS PROP INC|VALX|VIRTU AMERICAS LLC|295979
CUZ|COUSINS PROP INC|VGRD|Vanguard Marketing Corporation|1279
CUZ|COUSINS PROP INC|WBLR|WILLIAM BLAIR|95
CUZ|COUSINS PROP INC|WCHV|WELLS FARGO SECURITIES, LLC|164086
CUZ|COUSINS PROP INC|WDNX|WEEDEN & CO.L.P.|9010
CUZ|COUSINS PROP INC|WEDB|WEDBUSH SECURITIES INC.|1185
CUZ|COUSINS PROP INC|WEED|Weeden & Co.L.P.|1419081
CUZ|COUSINS PROP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|112210
CUZ|COUSINS PROP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|348
CUZ|COUSINS PROP INC|WSEA|WOLVERINE SECURITIES, LLC|3097
CUZ|COUSINS PROP INC|XIST|INSTINET, LLC|72200
CUZ|COUSINS PROP INC|XPQR|Jump Trading|100
CUZ|COUSINS PROP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|90000
CUZ|COUSINS PROP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CUZ|COUSINS PROP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|526
CVA|COVANTA HLD CP|APCC|Apex Clearing Corporation|1426
CVA|COVANTA HLD CP|BANK|Primevest Financial Services, Inc.|100
CVA|COVANTA HLD CP|BARD|Robert W. Baird & Co. Incorporated|33247
CVA|COVANTA HLD CP|BAYT|BTIG, LLC|3100
CVA|COVANTA HLD CP|BBNT|BB&T SECURITIES, LLC|108
CVA|COVANTA HLD CP|BERN|Sanford C. Bernstein & Co., LLC|10400
CVA|COVANTA HLD CP|BIDS|BIDS TRADING L.P.|156855
CVA|COVANTA HLD CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9045
CVA|COVANTA HLD CP|BLKX|INSTINET, LLC|10000
CVA|COVANTA HLD CP|BNPX|BNP PARIBAS SECURITIES CORP.|7377
CVA|COVANTA HLD CP|BRGE|Newbridge Securities Corp.|580
CVA|COVANTA HLD CP|BTIG|BTIG, LLC|8300
CVA|COVANTA HLD CP|BYXM|CBOE TRADING, INC.|100
CVA|COVANTA HLD CP|BZYD|GOLDMAN SACHS & CO. LLC|3040
CVA|COVANTA HLD CP|CHAS|Charles Schwab & Co., Inc.|30105
CVA|COVANTA HLD CP|CIST|Capital Institutional Services, Inc.|3940
CVA|COVANTA HLD CP|CLSA|CLSA AMERICAS, LLC|60
CVA|COVANTA HLD CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109523
CVA|COVANTA HLD CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6700
CVA|COVANTA HLD CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3107
CVA|COVANTA HLD CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|244859
CVA|COVANTA HLD CP|CTDL|Citadel Derivatives Group Llc|2055
CVA|COVANTA HLD CP|CTLR|CUTLER GROUP, LP|676
CVA|COVANTA HLD CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|65074
CVA|COVANTA HLD CP|DADA|D.A. Davidson & Co.|1700
CVA|COVANTA HLD CP|DBAB|Deutsche Bank Securities Inc.|75025
CVA|COVANTA HLD CP|DBAX|Deutsche Bank Securities Inc.|419200
CVA|COVANTA HLD CP|DEAN|MORGAN STANLEY|13143
CVA|COVANTA HLD CP|DEGS|RONIN PROFESSIONAL LLC|32
CVA|COVANTA HLD CP|EBXL|EBX LLC|79600
CVA|COVANTA HLD CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|69030
CVA|COVANTA HLD CP|EDJO|Edward D. Jones & Co., L.P.|30312
CVA|COVANTA HLD CP|EGAM|CBOE TRADING, INC.|9329
CVA|COVANTA HLD CP|EGMT|EG MARKET TECHNOLOGIES LLC|1800
CVA|COVANTA HLD CP|EGXM|CBOE TRADING, INC.|400
CVA|COVANTA HLD CP|ESPO|ESPOSITO SECURITIES, LLC|4604
CVA|COVANTA HLD CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5276
CVA|COVANTA HLD CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1700
CVA|COVANTA HLD CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|456
CVA|COVANTA HLD CP|ETRS|E*Trade Securities LLC|63364
CVA|COVANTA HLD CP|FBSB|U.S. Bancorp Investments, Inc.|18
CVA|COVANTA HLD CP|FILL|Tradestation Securities, Inc.|4314
CVA|COVANTA HLD CP|FINX|FINTECH SECURITIES|3050
CVA|COVANTA HLD CP|FMAF|NBCN Inc./ CDS|1900
CVA|COVANTA HLD CP|FQLS|Quantlab Securities LP|24243
CVA|COVANTA HLD CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19783
CVA|COVANTA HLD CP|FTBR|Foliofn Investments, Inc.|3775
CVA|COVANTA HLD CP|GLPX|ACS EXECUTION SERVICES, LLC|7715
CVA|COVANTA HLD CP|GSCO|GOLDMAN SACHS & CO. LLC|267255
CVA|COVANTA HLD CP|GSCS|GOLDMAN SACHS & CO. LLC|4482
CVA|COVANTA HLD CP|GSLT|GOLDMAN SACHS & CO. LLC|1249
CVA|COVANTA HLD CP|GTSZ|GTS SECURITIES LLC|55286
CVA|COVANTA HLD CP|HPPX|POTAMUS TRADING, LLC|1148
CVA|COVANTA HLD CP|HRBF|American Enterprise Investment Services Inc.|10009
CVA|COVANTA HLD CP|HSBC|HSBC Securities, Inc.|3015
CVA|COVANTA HLD CP|IATS|INTERACTIVE BROKERS LLC|100
CVA|COVANTA HLD CP|IBKR|Interactive Brokers Llc|5388
CVA|COVANTA HLD CP|IBSJ|Integrity Brokerage Services, Inc.|100
CVA|COVANTA HLD CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|107
CVA|COVANTA HLD CP|ICBX|INSTINET, LLC|55372
CVA|COVANTA HLD CP|IEQY|CITADEL SECURITIES LLC|3559
CVA|COVANTA HLD CP|INCA|INSTINET, LLC|38864
CVA|COVANTA HLD CP|INJX|INSTINET, LLC|3200
CVA|COVANTA HLD CP|ITGI|ITG Inc.|36084
CVA|COVANTA HLD CP|ITGP|ITG INC.|169800
CVA|COVANTA HLD CP|JANY|Janney Montgomery Scott Inc.|5432
CVA|COVANTA HLD CP|JEFF|JEFFERIES LLC|32545
CVA|COVANTA HLD CP|JMPT|JUMP TRADING, LLC|2526
CVA|COVANTA HLD CP|JONE|JonesTrading|54
CVA|COVANTA HLD CP|JPBX|J.P. MORGAN SECURITIES LLC|12498
CVA|COVANTA HLD CP|JPMX|J.P. Morgan Securities LLC|531881
CVA|COVANTA HLD CP|JSJX|JANE STREET CAPITAL LLC|20508
CVA|COVANTA HLD CP|KCGM|VIRTU Americas LLC|42667
CVA|COVANTA HLD CP|LEHM|Barclays Capital Inc./Le|487597
CVA|COVANTA HLD CP|LIME|Lime Brokerage LLC|9914
CVA|COVANTA HLD CP|LOOP|Loop Capital Markets LLC|156255
CVA|COVANTA HLD CP|LQNA|LIQUIDNET, INC.|37700
CVA|COVANTA HLD CP|MCMF|Raymond James Ltd. Cds|700
CVA|COVANTA HLD CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|304258
CVA|COVANTA HLD CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11535
CVA|COVANTA HLD CP|MSCO|MORGAN STANLEY & CO. LLC|384244
CVA|COVANTA HLD CP|MSPL|MORGAN STANLEY & CO. LLC|605300
CVA|COVANTA HLD CP|MSTX|MORGAN STANLEY & CO. LLC|122900
CVA|COVANTA HLD CP|NATL|National Securities Corporation|900
CVA|COVANTA HLD CP|NBCS|NBC Securities, INC.|59
CVA|COVANTA HLD CP|NEUB|NEUBERGER BERMAN BD LLC|135
CVA|COVANTA HLD CP|NFSC|National Financial Services LLC|201032
CVA|COVANTA HLD CP|NITE|VIRTU Americas LLC|716116
CVA|COVANTA HLD CP|NITP|VIRTU Americas LLC|38845
CVA|COVANTA HLD CP|NQRB|Brut, LLC|4157
CVA|COVANTA HLD CP|NTRC|Northern Trust Securities, Inc.|9632
CVA|COVANTA HLD CP|OHOS|TWO SIGMA SECURITIES, LLC|3807
CVA|COVANTA HLD CP|OPCO|Oppenheimer & Co. Inc.|33997
CVA|COVANTA HLD CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CVA|COVANTA HLD CP|PDQM|CODA MARKETS, INC.|70006
CVA|COVANTA HLD CP|PHLY|NASDAQ Execution Services, LLC|1000
CVA|COVANTA HLD CP|PIPR|Piper Jaffray & Co.|485
CVA|COVANTA HLD CP|PWJC|UBS Financial Services, Inc.|6150
CVA|COVANTA HLD CP|QMSR|QUATTRO M SECURITIES INC.|160
CVA|COVANTA HLD CP|RBCM|RBC CAPITAL MARKETS, LLC|19585
CVA|COVANTA HLD CP|RHCO|Suntrust Robinson Humphrey, Inc.|2400
CVA|COVANTA HLD CP|SAGL|SAGETRADER, LLC|1200
CVA|COVANTA HLD CP|SAGW|SAGETRADER, LLC|11
CVA|COVANTA HLD CP|SALI|INTL FCSTONE FINANCIAL INC.|1400
CVA|COVANTA HLD CP|SBRX|MURIEL SIEBERT & CO INC|1919
CVA|COVANTA HLD CP|SBSH|Citigroup Global Markets Inc.|55325
CVA|COVANTA HLD CP|SGMT|GOLDMAN SACHS & CO. LLC|193257
CVA|COVANTA HLD CP|SPDR|SPEEDROUTE LLC|3900
CVA|COVANTA HLD CP|SPHN|Stephens Inc.|513
CVA|COVANTA HLD CP|STFL|Stifel, Nicolaus & Company, Incorporated|75023
CVA|COVANTA HLD CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10
CVA|COVANTA HLD CP|SWIM|TD Ameritrade, Inc.|42637
CVA|COVANTA HLD CP|SWST|Hilltop Securities Inc.|7461
CVA|COVANTA HLD CP|TKNG|ALLY INVEST SECURITIES LLC|450
CVA|COVANTA HLD CP|TRBT|Tradebot Systems, Inc.|4443
CVA|COVANTA HLD CP|TRCM|TRC MARKETS LLC|18994
CVA|COVANTA HLD CP|UBSA|UBS SECURITIES LLC|142427
CVA|COVANTA HLD CP|UBSS|UBS Securities LLC|219664
CVA|COVANTA HLD CP|VALX|VIRTU AMERICAS LLC|41721
CVA|COVANTA HLD CP|VGRD|Vanguard Marketing Corporation|26674
CVA|COVANTA HLD CP|VSIN|Vision Financial Markets Llc|100
CVA|COVANTA HLD CP|WBPX|SUMMIT SECURITIES GROUP, LLC|140
CVA|COVANTA HLD CP|WCHV|WELLS FARGO SECURITIES, LLC|122155
CVA|COVANTA HLD CP|WDNX|WEEDEN & CO.L.P.|5010
CVA|COVANTA HLD CP|WEDB|WEDBUSH SECURITIES INC.|5100
CVA|COVANTA HLD CP|WEED|Weeden & Co.L.P.|28051
CVA|COVANTA HLD CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|472
CVA|COVANTA HLD CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7079
CVA|COVANTA HLD CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|116
CVA|COVANTA HLD CP|WSAG|WALL STREET ACCESS|900
CVA|COVANTA HLD CP|WSEA|WOLVERINE SECURITIES, LLC|2463
CVA|COVANTA HLD CP|XIST|INSTINET, LLC|21000
CVA|COVANTA HLD CP|XPQR|Jump Trading|222
CVA|COVANTA HLD CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|13300
CVA|COVANTA HLD CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12393
CVBF|CVB FINANCIAL CORP|ALTX|Alternet Securities Inc.|3900
CVBF|CVB FINANCIAL CORP|ANOS|ABEL/NOSER, L.L.C.|100
CVBF|CVB FINANCIAL CORP|APCC|Apex Clearing Corporation|24
CVBF|CVB FINANCIAL CORP|BATM|CBOE TRADING, INC.|713
CVBF|CVB FINANCIAL CORP|BAYT|BTIG, LLC|72378
CVBF|CVB FINANCIAL CORP|BBNT|BB&T SECURITIES, LLC|25
CVBF|CVB FINANCIAL CORP|BERN|Sanford C. Bernstein & Co., LLC|16769
CVBF|CVB FINANCIAL CORP|BIAD|SAGETRADER, LLC|1
CVBF|CVB FINANCIAL CORP|BIDS|BIDS TRADING L.P.|100
CVBF|CVB FINANCIAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|216
CVBF|CVB FINANCIAL CORP|BLKX|INSTINET, LLC|89800
CVBF|CVB FINANCIAL CORP|BMOC|BMO Capital Markets Corp.|21318
CVBF|CVB FINANCIAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|26004
CVBF|CVB FINANCIAL CORP|BRVL|BLAYLOCK VAN, LLC|4600
CVBF|CVB FINANCIAL CORP|BTIG|BTIG, LLC|76590
CVBF|CVB FINANCIAL CORP|BYXM|CBOE TRADING, INC.|811
CVBF|CVB FINANCIAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|3101
CVBF|CVB FINANCIAL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|90000
CVBF|CVB FINANCIAL CORP|CHAS|Charles Schwab & Co., Inc.|1
CVBF|CVB FINANCIAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|162901
CVBF|CVB FINANCIAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1601
CVBF|CVB FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|167642
CVBF|CVB FINANCIAL CORP|CTDL|Citadel Derivatives Group Llc|43968
CVBF|CVB FINANCIAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|33288
CVBF|CVB FINANCIAL CORP|DADA|D.A. Davidson & Co.|1627
CVBF|CVB FINANCIAL CORP|DBAB|Deutsche Bank Securities Inc.|366198
CVBF|CVB FINANCIAL CORP|DBAX|Deutsche Bank Securities Inc.|82400
CVBF|CVB FINANCIAL CORP|DEAN|MORGAN STANLEY|1384
CVBF|CVB FINANCIAL CORP|DEGS|RONIN PROFESSIONAL LLC|700
CVBF|CVB FINANCIAL CORP|EBXL|EBX LLC|98000
CVBF|CVB FINANCIAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8806
CVBF|CVB FINANCIAL CORP|EDJO|Edward D. Jones & Co., L.P.|382
CVBF|CVB FINANCIAL CORP|EGAM|CBOE TRADING, INC.|4189
CVBF|CVB FINANCIAL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|300
CVBF|CVB FINANCIAL CORP|EGXM|CBOE TRADING, INC.|3778
CVBF|CVB FINANCIAL CORP|EGXW|CBOE TRADING, INC.|402
CVBF|CVB FINANCIAL CORP|ETBE|Electronic Transaction Clearing, Inc.|18521
CVBF|CVB FINANCIAL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10188
CVBF|CVB FINANCIAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8441
CVBF|CVB FINANCIAL CORP|ETRS|E*Trade Securities LLC|82689
CVBF|CVB FINANCIAL CORP|FBCO|Credit Suisse Securities (USA) LLC|607740
CVBF|CVB FINANCIAL CORP|FILL|Tradestation Securities, Inc.|3100
CVBF|CVB FINANCIAL CORP|FMAF|NBCN Inc./ CDS|100
CVBF|CVB FINANCIAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|40838
CVBF|CVB FINANCIAL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1762
CVBF|CVB FINANCIAL CORP|FQLS|Quantlab Securities LP|105261
CVBF|CVB FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114278
CVBF|CVB FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|938
CVBF|CVB FINANCIAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|35365
CVBF|CVB FINANCIAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|1373
CVBF|CVB FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|713542
CVBF|CVB FINANCIAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|33692
CVBF|CVB FINANCIAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|3181
CVBF|CVB FINANCIAL CORP|GTSZ|GTS SECURITIES LLC|7287
CVBF|CVB FINANCIAL CORP|HAPX|HAP Trading, LLC|230
CVBF|CVB FINANCIAL CORP|HOVD|HOVDE GROUP, LLC|1300
CVBF|CVB FINANCIAL CORP|HRBF|American Enterprise Investment Services Inc.|11073
CVBF|CVB FINANCIAL CORP|HSBC|HSBC Securities, Inc.|600
CVBF|CVB FINANCIAL CORP|IATS|INTERACTIVE BROKERS LLC|1420
CVBF|CVB FINANCIAL CORP|IBKR|Interactive Brokers Llc|32692
CVBF|CVB FINANCIAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|26
CVBF|CVB FINANCIAL CORP|ICBX|INSTINET, LLC|25500
CVBF|CVB FINANCIAL CORP|IEQY|CITADEL SECURITIES LLC|183605
CVBF|CVB FINANCIAL CORP|INCA|INSTINET, LLC|320288
CVBF|CVB FINANCIAL CORP|INJX|INSTINET, LLC|22720
CVBF|CVB FINANCIAL CORP|ITGI|ITG Inc.|8217
CVBF|CVB FINANCIAL CORP|ITGP|ITG INC.|69400
CVBF|CVB FINANCIAL CORP|JEFF|JEFFERIES LLC|141188
CVBF|CVB FINANCIAL CORP|JMPT|JUMP TRADING, LLC|20786
CVBF|CVB FINANCIAL CORP|JONE|JonesTrading|9751
CVBF|CVB FINANCIAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|39908
CVBF|CVB FINANCIAL CORP|JPMX|J.P. Morgan Securities LLC|115602
CVBF|CVB FINANCIAL CORP|JSJX|JANE STREET CAPITAL LLC|6858
CVBF|CVB FINANCIAL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|2
CVBF|CVB FINANCIAL CORP|KCGM|VIRTU Americas LLC|26329
CVBF|CVB FINANCIAL CORP|KCRD|PHX FINANCIAL, INC.|322
CVBF|CVB FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|477883
CVBF|CVB FINANCIAL CORP|LIME|Lime Brokerage LLC|184029
CVBF|CVB FINANCIAL CORP|LMGP|LIME BROKERAGE LLC|15353
CVBF|CVB FINANCIAL CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|160000
CVBF|CVB FINANCIAL CORP|LOOP|Loop Capital Markets LLC|200
CVBF|CVB FINANCIAL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CVBF|CVB FINANCIAL CORP|MAXM|Maxim Group LLC|10942
CVBF|CVB FINANCIAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|129659
CVBF|CVB FINANCIAL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CVBF|CVB FINANCIAL CORP|MOTF|MOTIF INVESTING, INC.|3
CVBF|CVB FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|1274706
CVBF|CVB FINANCIAL CORP|MSPL|MORGAN STANLEY & CO. LLC|159000
CVBF|CVB FINANCIAL CORP|MSTX|MORGAN STANLEY & CO. LLC|62800
CVBF|CVB FINANCIAL CORP|NFSC|National Financial Services LLC|65233
CVBF|CVB FINANCIAL CORP|NITE|VIRTU Americas LLC|141832
CVBF|CVB FINANCIAL CORP|NITP|VIRTU Americas LLC|5675
CVBF|CVB FINANCIAL CORP|NQRB|Brut, LLC|11129
CVBF|CVB FINANCIAL CORP|NTRC|Northern Trust Securities, Inc.|805
CVBF|CVB FINANCIAL CORP|OPCO|Oppenheimer & Co. Inc.|274
CVBF|CVB FINANCIAL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4782
CVBF|CVB FINANCIAL CORP|PDQM|CODA MARKETS, INC.|12958
CVBF|CVB FINANCIAL CORP|PHLY|NASDAQ Execution Services, LLC|400
CVBF|CVB FINANCIAL CORP|PWJC|UBS Financial Services, Inc.|200
CVBF|CVB FINANCIAL CORP|RAJA|Raymond James & Associates, Inc.|38
CVBF|CVB FINANCIAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|1105
CVBF|CVB FINANCIAL CORP|SAGL|SAGETRADER, LLC|1300
CVBF|CVB FINANCIAL CORP|SAGW|SAGETRADER, LLC|3060
CVBF|CVB FINANCIAL CORP|SBSH|Citigroup Global Markets Inc.|200633
CVBF|CVB FINANCIAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|48429
CVBF|CVB FINANCIAL CORP|SPDR|SPEEDROUTE LLC|500
CVBF|CVB FINANCIAL CORP|SPHN|Stephens Inc.|138632
CVBF|CVB FINANCIAL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|3400
CVBF|CVB FINANCIAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|139
CVBF|CVB FINANCIAL CORP|SWIM|TD Ameritrade, Inc.|4216
CVBF|CVB FINANCIAL CORP|SWST|Hilltop Securities Inc.|200
CVBF|CVB FINANCIAL CORP|TRBT|Tradebot Systems, Inc.|162888
CVBF|CVB FINANCIAL CORP|TRCM|TRC MARKETS LLC|110026
CVBF|CVB FINANCIAL CORP|UBSA|UBS SECURITIES LLC|307972
CVBF|CVB FINANCIAL CORP|UBSS|UBS Securities LLC|617219
CVBF|CVB FINANCIAL CORP|VALX|VIRTU AMERICAS LLC|8036
CVBF|CVB FINANCIAL CORP|VGRD|Vanguard Marketing Corporation|2867
CVBF|CVB FINANCIAL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
CVBF|CVB FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|32917
CVBF|CVB FINANCIAL CORP|WEED|Weeden & Co.L.P.|7341
CVBF|CVB FINANCIAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|565
CVBF|CVB FINANCIAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|460
CVBF|CVB FINANCIAL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|399
CVBF|CVB FINANCIAL CORP|WSEA|WOLVERINE SECURITIES, LLC|149
CVBF|CVB FINANCIAL CORP|XIST|INSTINET, LLC|28974
CVBF|CVB FINANCIAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8564
CVBF|CVB FINANCIAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
CVBF|CVB FINANCIAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1553
CVCO|CAVCO INDS INC    ##|ABLE|NATIXIS Securities Americas LLC|1543
CVCO|CAVCO INDS INC    ##|ALTX|Alternet Securities Inc.|1185
CVCO|CAVCO INDS INC    ##|ANOS|ABEL/NOSER, L.L.C.|540
CVCO|CAVCO INDS INC    ##|APCC|Apex Clearing Corporation|81
CVCO|CAVCO INDS INC    ##|BARD|Robert W. Baird & Co. Incorporated|207
CVCO|CAVCO INDS INC    ##|BATM|CBOE TRADING, INC.|1651
CVCO|CAVCO INDS INC    ##|BERN|Sanford C. Bernstein & Co., LLC|1453
CVCO|CAVCO INDS INC    ##|BIDS|BIDS TRADING L.P.|100
CVCO|CAVCO INDS INC    ##|BMOC|BMO Capital Markets Corp.|1366
CVCO|CAVCO INDS INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|1549
CVCO|CAVCO INDS INC    ##|BRVL|BLAYLOCK VAN, LLC|100
CVCO|CAVCO INDS INC    ##|BTIG|BTIG, LLC|1586
CVCO|CAVCO INDS INC    ##|BYXM|CBOE TRADING, INC.|453
CVCO|CAVCO INDS INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|546
CVCO|CAVCO INDS INC    ##|CANT|Cantor Fitzgerald & Co.|7
CVCO|CAVCO INDS INC    ##|CHAS|Charles Schwab & Co., Inc.|43
CVCO|CAVCO INDS INC    ##|CIST|Capital Institutional Services, Inc.|167
CVCO|CAVCO INDS INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3103
CVCO|CAVCO INDS INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|38223
CVCO|CAVCO INDS INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28818
CVCO|CAVCO INDS INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29225
CVCO|CAVCO INDS INC    ##|CTDL|Citadel Derivatives Group Llc|1906
CVCO|CAVCO INDS INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
CVCO|CAVCO INDS INC    ##|DBAB|Deutsche Bank Securities Inc.|75065
CVCO|CAVCO INDS INC    ##|DBAX|Deutsche Bank Securities Inc.|24500
CVCO|CAVCO INDS INC    ##|DBUL|Deutsche Bank Securities Inc.|300
CVCO|CAVCO INDS INC    ##|DEAN|MORGAN STANLEY|1212
CVCO|CAVCO INDS INC    ##|DEGS|RONIN PROFESSIONAL LLC|2461
CVCO|CAVCO INDS INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|74
CVCO|CAVCO INDS INC    ##|EBXL|EBX LLC|9200
CVCO|CAVCO INDS INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2090
CVCO|CAVCO INDS INC    ##|EDJO|Edward D. Jones & Co., L.P.|153
CVCO|CAVCO INDS INC    ##|EGAM|CBOE TRADING, INC.|778
CVCO|CAVCO INDS INC    ##|EGXM|CBOE TRADING, INC.|135
CVCO|CAVCO INDS INC    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|44
CVCO|CAVCO INDS INC    ##|ETCC|Electronic Transaction Clearing, Inc.|12265
CVCO|CAVCO INDS INC    ##|ETRS|E*Trade Securities LLC|793
CVCO|CAVCO INDS INC    ##|FBCO|Credit Suisse Securities (USA) LLC|66739
CVCO|CAVCO INDS INC    ##|FILL|Tradestation Securities, Inc.|375
CVCO|CAVCO INDS INC    ##|FMAF|NBCN Inc./ CDS|47
CVCO|CAVCO INDS INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|7418
CVCO|CAVCO INDS INC    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|233
CVCO|CAVCO INDS INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9644
CVCO|CAVCO INDS INC    ##|FTBR|Foliofn Investments, Inc.|192
CVCO|CAVCO INDS INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2081
CVCO|CAVCO INDS INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|8327
CVCO|CAVCO INDS INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|61164
CVCO|CAVCO INDS INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|1824
CVCO|CAVCO INDS INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|5
CVCO|CAVCO INDS INC    ##|GTSZ|GTS SECURITIES LLC|3117
CVCO|CAVCO INDS INC    ##|HRBF|American Enterprise Investment Services Inc.|298
CVCO|CAVCO INDS INC    ##|HSBC|HSBC Securities, Inc.|3
CVCO|CAVCO INDS INC    ##|IATS|INTERACTIVE BROKERS LLC|11067
CVCO|CAVCO INDS INC    ##|IBKR|Interactive Brokers Llc|24575
CVCO|CAVCO INDS INC    ##|ICBX|INSTINET, LLC|1300
CVCO|CAVCO INDS INC    ##|IEQY|CITADEL SECURITIES LLC|9986
CVCO|CAVCO INDS INC    ##|INCA|INSTINET, LLC|50508
CVCO|CAVCO INDS INC    ##|INJX|INSTINET, LLC|1901
CVCO|CAVCO INDS INC    ##|ITGI|ITG Inc.|4755
CVCO|CAVCO INDS INC    ##|ITGP|ITG INC.|33600
CVCO|CAVCO INDS INC    ##|JANY|Janney Montgomery Scott Inc.|4
CVCO|CAVCO INDS INC    ##|JEFF|JEFFERIES LLC|7958
CVCO|CAVCO INDS INC    ##|JMPT|JUMP TRADING, LLC|68
CVCO|CAVCO INDS INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|250
CVCO|CAVCO INDS INC    ##|JPMX|J.P. Morgan Securities LLC|38637
CVCO|CAVCO INDS INC    ##|JSJX|JANE STREET CAPITAL LLC|101
CVCO|CAVCO INDS INC    ##|KCGM|VIRTU Americas LLC|2176
CVCO|CAVCO INDS INC    ##|LEHM|Barclays Capital Inc./Le|49722
CVCO|CAVCO INDS INC    ##|LIME|Lime Brokerage LLC|24821
CVCO|CAVCO INDS INC    ##|LQNA|LIQUIDNET, INC.|11000
CVCO|CAVCO INDS INC    ##|LQNB|LIQUIDNET, INC.|100
CVCO|CAVCO INDS INC    ##|MAXM|Maxim Group LLC|858
CVCO|CAVCO INDS INC    ##|MBTS|ALLY INVEST SECURITIES LLC|5
CVCO|CAVCO INDS INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19256
CVCO|CAVCO INDS INC    ##|MSCO|MORGAN STANLEY & CO. LLC|210572
CVCO|CAVCO INDS INC    ##|MSPL|MORGAN STANLEY & CO. LLC|33800
CVCO|CAVCO INDS INC    ##|MSTX|MORGAN STANLEY & CO. LLC|4000
CVCO|CAVCO INDS INC    ##|NFSC|National Financial Services LLC|4739
CVCO|CAVCO INDS INC    ##|NITE|VIRTU Americas LLC|42693
CVCO|CAVCO INDS INC    ##|OPCO|Oppenheimer & Co. Inc.|112
CVCO|CAVCO INDS INC    ##|PDQM|CODA MARKETS, INC.|19142
CVCO|CAVCO INDS INC    ##|RAJA|Raymond James & Associates, Inc.|720
CVCO|CAVCO INDS INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|312
CVCO|CAVCO INDS INC    ##|RHOX|XR Securities LLC|840
CVCO|CAVCO INDS INC    ##|SAGW|SAGETRADER, LLC|100
CVCO|CAVCO INDS INC    ##|SALI|INTL FCSTONE FINANCIAL INC.|502
CVCO|CAVCO INDS INC    ##|SBSH|Citigroup Global Markets Inc.|26129
CVCO|CAVCO INDS INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|13020
CVCO|CAVCO INDS INC    ##|SPDR|SPEEDROUTE LLC|1612
CVCO|CAVCO INDS INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|43
CVCO|CAVCO INDS INC    ##|SWIM|TD Ameritrade, Inc.|7195
CVCO|CAVCO INDS INC    ##|SWST|Hilltop Securities Inc.|6
CVCO|CAVCO INDS INC    ##|TRBT|Tradebot Systems, Inc.|10005
CVCO|CAVCO INDS INC    ##|TRCM|TRC MARKETS LLC|6914
CVCO|CAVCO INDS INC    ##|UBSA|UBS SECURITIES LLC|49093
CVCO|CAVCO INDS INC    ##|UBSS|UBS Securities LLC|112328
CVCO|CAVCO INDS INC    ##|VALX|VIRTU AMERICAS LLC|5413
CVCO|CAVCO INDS INC    ##|VGRD|Vanguard Marketing Corporation|528
CVCO|CAVCO INDS INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|23747
CVCO|CAVCO INDS INC    ##|WEED|Weeden & Co.L.P.|1479
CVCO|CAVCO INDS INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|108
CVCO|CAVCO INDS INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1297
CVCO|CAVCO INDS INC    ##|WSEA|WOLVERINE SECURITIES, LLC|101
CVCO|CAVCO INDS INC    ##|XIST|INSTINET, LLC|15402
CVCO|CAVCO INDS INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
CVCO|CAVCO INDS INC    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1108
CVCO|CAVCO INDS INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|77
CVCY|CENTRAL VLY CMTY BCP|ALTX|Alternet Securities Inc.|800
CVCY|CENTRAL VLY CMTY BCP|APCC|Apex Clearing Corporation|6
CVCY|CENTRAL VLY CMTY BCP|BATM|CBOE TRADING, INC.|319
CVCY|CENTRAL VLY CMTY BCP|BERN|Sanford C. Bernstein & Co., LLC|33
CVCY|CENTRAL VLY CMTY BCP|BLKX|INSTINET, LLC|50000
CVCY|CENTRAL VLY CMTY BCP|BMOC|BMO Capital Markets Corp.|1704
CVCY|CENTRAL VLY CMTY BCP|BNKS|Fig Partners, LLC|19652
CVCY|CENTRAL VLY CMTY BCP|BNPX|BNP PARIBAS SECURITIES CORP.|1312
CVCY|CENTRAL VLY CMTY BCP|BTIG|BTIG, LLC|2874
CVCY|CENTRAL VLY CMTY BCP|BYXM|CBOE TRADING, INC.|257
CVCY|CENTRAL VLY CMTY BCP|CHAS|Charles Schwab & Co., Inc.|890
CVCY|CENTRAL VLY CMTY BCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4345
CVCY|CENTRAL VLY CMTY BCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7282
CVCY|CENTRAL VLY CMTY BCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5342
CVCY|CENTRAL VLY CMTY BCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5421
CVCY|CENTRAL VLY CMTY BCP|CTDL|Citadel Derivatives Group Llc|3395
CVCY|CENTRAL VLY CMTY BCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1840
CVCY|CENTRAL VLY CMTY BCP|DADA|D.A. Davidson & Co.|500
CVCY|CENTRAL VLY CMTY BCP|DBAB|Deutsche Bank Securities Inc.|45981
CVCY|CENTRAL VLY CMTY BCP|DBAX|Deutsche Bank Securities Inc.|9900
CVCY|CENTRAL VLY CMTY BCP|DBUL|Deutsche Bank Securities Inc.|700
CVCY|CENTRAL VLY CMTY BCP|DEGS|RONIN PROFESSIONAL LLC|1200
CVCY|CENTRAL VLY CMTY BCP|EBXL|EBX LLC|4500
CVCY|CENTRAL VLY CMTY BCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1761
CVCY|CENTRAL VLY CMTY BCP|EDJO|Edward D. Jones & Co., L.P.|19
CVCY|CENTRAL VLY CMTY BCP|EGAM|CBOE TRADING, INC.|450
CVCY|CENTRAL VLY CMTY BCP|EGAW|CBOE TRADING, INC.|77
CVCY|CENTRAL VLY CMTY BCP|EGXM|CBOE TRADING, INC.|100
CVCY|CENTRAL VLY CMTY BCP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|47
CVCY|CENTRAL VLY CMTY BCP|FBCO|Credit Suisse Securities (USA) LLC|20880
CVCY|CENTRAL VLY CMTY BCP|FOMA|TD AMERITRADE CLEARING, INC.|70
CVCY|CENTRAL VLY CMTY BCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10809
CVCY|CENTRAL VLY CMTY BCP|FTBR|Foliofn Investments, Inc.|8
CVCY|CENTRAL VLY CMTY BCP|GEBB|GLOBAL EXECUTION BROKERS, LP|21181
CVCY|CENTRAL VLY CMTY BCP|GLPX|ACS EXECUTION SERVICES, LLC|1155
CVCY|CENTRAL VLY CMTY BCP|GSCO|GOLDMAN SACHS & CO. LLC|86701
CVCY|CENTRAL VLY CMTY BCP|GSCS|GOLDMAN SACHS & CO. LLC|3053
CVCY|CENTRAL VLY CMTY BCP|GTSZ|GTS SECURITIES LLC|17160
CVCY|CENTRAL VLY CMTY BCP|HRBF|American Enterprise Investment Services Inc.|1041
CVCY|CENTRAL VLY CMTY BCP|IBKR|Interactive Brokers Llc|7746
CVCY|CENTRAL VLY CMTY BCP|ICBX|INSTINET, LLC|1800
CVCY|CENTRAL VLY CMTY BCP|IEQY|CITADEL SECURITIES LLC|1095
CVCY|CENTRAL VLY CMTY BCP|INCA|INSTINET, LLC|16913
CVCY|CENTRAL VLY CMTY BCP|INJX|INSTINET, LLC|2615
CVCY|CENTRAL VLY CMTY BCP|ITGI|ITG Inc.|7259
CVCY|CENTRAL VLY CMTY BCP|ITGP|ITG INC.|8000
CVCY|CENTRAL VLY CMTY BCP|JEFF|JEFFERIES LLC|15285
CVCY|CENTRAL VLY CMTY BCP|JPBX|J.P. MORGAN SECURITIES LLC|200
CVCY|CENTRAL VLY CMTY BCP|JPMX|J.P. Morgan Securities LLC|18480
CVCY|CENTRAL VLY CMTY BCP|KBWI|Keefe, Bruyette & Woods, Inc.|2980
CVCY|CENTRAL VLY CMTY BCP|KCGM|VIRTU Americas LLC|3694
CVCY|CENTRAL VLY CMTY BCP|LEHM|Barclays Capital Inc./Le|28865
CVCY|CENTRAL VLY CMTY BCP|LIME|Lime Brokerage LLC|20320
CVCY|CENTRAL VLY CMTY BCP|LMGP|LIME BROKERAGE LLC|167
CVCY|CENTRAL VLY CMTY BCP|LQNA|LIQUIDNET, INC.|24900
CVCY|CENTRAL VLY CMTY BCP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CVCY|CENTRAL VLY CMTY BCP|MAXM|Maxim Group LLC|1142
CVCY|CENTRAL VLY CMTY BCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
CVCY|CENTRAL VLY CMTY BCP|MSCO|MORGAN STANLEY & CO. LLC|86164
CVCY|CENTRAL VLY CMTY BCP|MSPL|MORGAN STANLEY & CO. LLC|13700
CVCY|CENTRAL VLY CMTY BCP|MSTX|MORGAN STANLEY & CO. LLC|200
CVCY|CENTRAL VLY CMTY BCP|NFSC|National Financial Services LLC|10092
CVCY|CENTRAL VLY CMTY BCP|NITE|VIRTU Americas LLC|26844
CVCY|CENTRAL VLY CMTY BCP|NITP|VIRTU Americas LLC|200
CVCY|CENTRAL VLY CMTY BCP|NQRB|Brut, LLC|973
CVCY|CENTRAL VLY CMTY BCP|PDQM|CODA MARKETS, INC.|27798
CVCY|CENTRAL VLY CMTY BCP|PWJC|UBS Financial Services, Inc.|500
CVCY|CENTRAL VLY CMTY BCP|RAJA|Raymond James & Associates, Inc.|4885
CVCY|CENTRAL VLY CMTY BCP|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|8900
CVCY|CENTRAL VLY CMTY BCP|SBSH|Citigroup Global Markets Inc.|16073
CVCY|CENTRAL VLY CMTY BCP|SGMT|GOLDMAN SACHS & CO. LLC|9355
CVCY|CENTRAL VLY CMTY BCP|SPDR|SPEEDROUTE LLC|314
CVCY|CENTRAL VLY CMTY BCP|STXG|Stockcross Financial Services, Inc.|2184
CVCY|CENTRAL VLY CMTY BCP|SWIM|TD Ameritrade, Inc.|5369
CVCY|CENTRAL VLY CMTY BCP|TMBR|Timber Hill LLC|19
CVCY|CENTRAL VLY CMTY BCP|TRBT|Tradebot Systems, Inc.|574
CVCY|CENTRAL VLY CMTY BCP|TRCM|TRC MARKETS LLC|9837
CVCY|CENTRAL VLY CMTY BCP|UBSA|UBS SECURITIES LLC|27049
CVCY|CENTRAL VLY CMTY BCP|UBSS|UBS Securities LLC|81230
CVCY|CENTRAL VLY CMTY BCP|VALX|VIRTU AMERICAS LLC|3371
CVCY|CENTRAL VLY CMTY BCP|VGRD|Vanguard Marketing Corporation|90
CVCY|CENTRAL VLY CMTY BCP|WCHV|WELLS FARGO SECURITIES, LLC|3329
CVCY|CENTRAL VLY CMTY BCP|WDNX|WEEDEN & CO.L.P.|918
CVCY|CENTRAL VLY CMTY BCP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|230
CVCY|CENTRAL VLY CMTY BCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1145
CVCY|CENTRAL VLY CMTY BCP|WSEA|WOLVERINE SECURITIES, LLC|231
CVCY|CENTRAL VLY CMTY BCP|YKNA|COMHAR CAPITAL MARKETS, LLC|91
CVE|CENOVUS ENERGY INC|AGIS|Aegis Capital Corp.|400
CVE|CENOVUS ENERGY INC|ALTX|Alternet Securities Inc.|21379
CVE|CENOVUS ENERGY INC|APCC|Apex Clearing Corporation|18972
CVE|CENOVUS ENERGY INC|BANK|Primevest Financial Services, Inc.|187
CVE|CENOVUS ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|79
CVE|CENOVUS ENERGY INC|BATM|CBOE TRADING, INC.|30122
CVE|CENOVUS ENERGY INC|BAYT|BTIG, LLC|2600
CVE|CENOVUS ENERGY INC|BBNT|BB&T SECURITIES, LLC|1330
CVE|CENOVUS ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|26369
CVE|CENOVUS ENERGY INC|BIDS|BIDS TRADING L.P.|300
CVE|CENOVUS ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12266
CVE|CENOVUS ENERGY INC|BLKX|INSTINET, LLC|274800
CVE|CENOVUS ENERGY INC|BMOC|BMO Capital Markets Corp.|5400
CVE|CENOVUS ENERGY INC|BTIG|BTIG, LLC|126597
CVE|CENOVUS ENERGY INC|BYXM|CBOE TRADING, INC.|2300
CVE|CENOVUS ENERGY INC|BZYD|GOLDMAN SACHS & CO. LLC|4400
CVE|CENOVUS ENERGY INC|CHAS|Charles Schwab & Co., Inc.|3021
CVE|CENOVUS ENERGY INC|CICF|Canaccord Genuity Corp.|10883
CVE|CENOVUS ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|299276
CVE|CENOVUS ENERGY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1108
CVE|CENOVUS ENERGY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31965
CVE|CENOVUS ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1047351
CVE|CENOVUS ENERGY INC|CSMS|CORNERSTONE MACRO LLC|897
CVE|CENOVUS ENERGY INC|CTDL|Citadel Derivatives Group Llc|1285
CVE|CENOVUS ENERGY INC|CTLR|CUTLER GROUP, LP|300
CVE|CENOVUS ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|106266
CVE|CENOVUS ENERGY INC|DADA|D.A. Davidson & Co.|2110
CVE|CENOVUS ENERGY INC|DBAB|Deutsche Bank Securities Inc.|143717
CVE|CENOVUS ENERGY INC|DBAX|Deutsche Bank Securities Inc.|652700
CVE|CENOVUS ENERGY INC|DBUL|Deutsche Bank Securities Inc.|11826
CVE|CENOVUS ENERGY INC|DCHF|Dart Executions, LLC|1666
CVE|CENOVUS ENERGY INC|DEAN|MORGAN STANLEY|1206
CVE|CENOVUS ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|39928
CVE|CENOVUS ENERGY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
CVE|CENOVUS ENERGY INC|DRWC|DRW SECURITIES, L.L.C.|35400
CVE|CENOVUS ENERGY INC|EBXL|EBX LLC|599800
CVE|CENOVUS ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|169198
CVE|CENOVUS ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|156846
CVE|CENOVUS ENERGY INC|EGAM|CBOE TRADING, INC.|24005
CVE|CENOVUS ENERGY INC|EGAW|CBOE TRADING, INC.|954
CVE|CENOVUS ENERGY INC|EGMT|EG MARKET TECHNOLOGIES LLC|911
CVE|CENOVUS ENERGY INC|EGXM|CBOE TRADING, INC.|1131
CVE|CENOVUS ENERGY INC|EGXW|CBOE TRADING, INC.|31
CVE|CENOVUS ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|58696
CVE|CENOVUS ENERGY INC|ETCB|ETC BROKERAGE SERVICES, LLC|3144
CVE|CENOVUS ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3185
CVE|CENOVUS ENERGY INC|ETRS|E*Trade Securities LLC|374334
CVE|CENOVUS ENERGY INC|FBSB|U.S. Bancorp Investments, Inc.|1738
CVE|CENOVUS ENERGY INC|FILL|Tradestation Securities, Inc.|11054
CVE|CENOVUS ENERGY INC|FMAF|NBCN Inc./ CDS|23974
CVE|CENOVUS ENERGY INC|FQLS|Quantlab Securities LP|434968
CVE|CENOVUS ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|210771
CVE|CENOVUS ENERGY INC|FTBR|Foliofn Investments, Inc.|676
CVE|CENOVUS ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|105247
CVE|CENOVUS ENERGY INC|GLIS|TD Securities Inc|52536
CVE|CENOVUS ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|279177
CVE|CENOVUS ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|3885553
CVE|CENOVUS ENERGY INC|GSCS|GOLDMAN SACHS & CO. LLC|73432
CVE|CENOVUS ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|6553
CVE|CENOVUS ENERGY INC|GTSZ|GTS SECURITIES LLC|126222
CVE|CENOVUS ENERGY INC|HRBF|American Enterprise Investment Services Inc.|4735
CVE|CENOVUS ENERGY INC|HSBC|HSBC Securities, Inc.|2500
CVE|CENOVUS ENERGY INC|IATS|INTERACTIVE BROKERS LLC|142980
CVE|CENOVUS ENERGY INC|IBKR|Interactive Brokers Llc|185939
CVE|CENOVUS ENERGY INC|IBSJ|Integrity Brokerage Services, Inc.|3179
CVE|CENOVUS ENERGY INC|ICBX|INSTINET, LLC|683043
CVE|CENOVUS ENERGY INC|INCA|INSTINET, LLC|1177326
CVE|CENOVUS ENERGY INC|INJX|INSTINET, LLC|24878
CVE|CENOVUS ENERGY INC|ITGI|ITG Inc.|627264
CVE|CENOVUS ENERGY INC|ITGP|ITG INC.|509800
CVE|CENOVUS ENERGY INC|JEFF|JEFFERIES LLC|246642
CVE|CENOVUS ENERGY INC|JMPT|JUMP TRADING, LLC|193374
CVE|CENOVUS ENERGY INC|JONE|JonesTrading|125853
CVE|CENOVUS ENERGY INC|JPBX|J.P. MORGAN SECURITIES LLC|53830
CVE|CENOVUS ENERGY INC|JPMX|J.P. Morgan Securities LLC|1060565
CVE|CENOVUS ENERGY INC|JSJX|JANE STREET CAPITAL LLC|7047
CVE|CENOVUS ENERGY INC|KCGM|VIRTU Americas LLC|209388
CVE|CENOVUS ENERGY INC|LEHM|Barclays Capital Inc./Le|1899410
CVE|CENOVUS ENERGY INC|LGNT|COR CLEARING LLC|1
CVE|CENOVUS ENERGY INC|LIME|Lime Brokerage LLC|258663
CVE|CENOVUS ENERGY INC|LSCI|Lek Securities Corporation|474
CVE|CENOVUS ENERGY INC|LVMR|LIVERMORE TRADING GROUP, INC.|71600
CVE|CENOVUS ENERGY INC|MACQ|Macquarie Capital (USA) Inc.|11000
CVE|CENOVUS ENERGY INC|MBTS|ALLY INVEST SECURITIES LLC|800
CVE|CENOVUS ENERGY INC|MCMF|Raymond James Ltd. Cds|2000
CVE|CENOVUS ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|706806
CVE|CENOVUS ENERGY INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9940
CVE|CENOVUS ENERGY INC|MOTF|MOTIF INVESTING, INC.|38
CVE|CENOVUS ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|1931994
CVE|CENOVUS ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|1603000
CVE|CENOVUS ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|151200
CVE|CENOVUS ENERGY INC|NEUB|NEUBERGER BERMAN BD LLC|700
CVE|CENOVUS ENERGY INC|NFSC|National Financial Services LLC|555225
CVE|CENOVUS ENERGY INC|NITE|VIRTU Americas LLC|1611402
CVE|CENOVUS ENERGY INC|NITP|VIRTU Americas LLC|429881
CVE|CENOVUS ENERGY INC|NMRA|Nomura Securities International, Inc.|8400
CVE|CENOVUS ENERGY INC|NQRB|Brut, LLC|41791
CVE|CENOVUS ENERGY INC|NTBF|BMO Nesbitt Burns Inc./CDS|3925
CVE|CENOVUS ENERGY INC|OHOS|TWO SIGMA SECURITIES, LLC|29637
CVE|CENOVUS ENERGY INC|OPCO|Oppenheimer & Co. Inc.|1081
CVE|CENOVUS ENERGY INC|PCFF|Pacific International Securities Inc./CDS|10000
CVE|CENOVUS ENERGY INC|PDQM|CODA MARKETS, INC.|185428
CVE|CENOVUS ENERGY INC|PHLY|NASDAQ Execution Services, LLC|4400
CVE|CENOVUS ENERGY INC|PNSR|Penserra Securities, LLC|2900
CVE|CENOVUS ENERGY INC|POIN|PRECISION SECURITIES, LLC (POIN)|200
CVE|CENOVUS ENERGY INC|QMSR|QUATTRO M SECURITIES INC.|2100
CVE|CENOVUS ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|5527
CVE|CENOVUS ENERGY INC|SAGL|SAGETRADER, LLC|3100
CVE|CENOVUS ENERGY INC|SAGW|SAGETRADER, LLC|1800
CVE|CENOVUS ENERGY INC|SALI|INTL FCSTONE FINANCIAL INC.|15
CVE|CENOVUS ENERGY INC|SBSH|Citigroup Global Markets Inc.|169600
CVE|CENOVUS ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|751664
CVE|CENOVUS ENERGY INC|SPDR|SPEEDROUTE LLC|3900
CVE|CENOVUS ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|11291
CVE|CENOVUS ENERGY INC|STKP|STOCKPILE INVESTMENTS, INC.|12
CVE|CENOVUS ENERGY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10283
CVE|CENOVUS ENERGY INC|SWIM|TD Ameritrade, Inc.|138758
CVE|CENOVUS ENERGY INC|SWST|Hilltop Securities Inc.|3365
CVE|CENOVUS ENERGY INC|TDSI|TD Securities (USA) LLC|50
CVE|CENOVUS ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|12924
CVE|CENOVUS ENERGY INC|TMBR|Timber Hill LLC|1700
CVE|CENOVUS ENERGY INC|TRBT|Tradebot Systems, Inc.|317221
CVE|CENOVUS ENERGY INC|TRCM|TRC MARKETS LLC|739798
CVE|CENOVUS ENERGY INC|TWTT|TASTYWORKS, INC.|5700
CVE|CENOVUS ENERGY INC|UBSA|UBS SECURITIES LLC|1694069
CVE|CENOVUS ENERGY INC|UBSS|UBS Securities LLC|1267962
CVE|CENOVUS ENERGY INC|VALX|VIRTU AMERICAS LLC|103579
CVE|CENOVUS ENERGY INC|VGRD|Vanguard Marketing Corporation|74848
CVE|CENOVUS ENERGY INC|VSIN|Vision Financial Markets Llc|100
CVE|CENOVUS ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|273833
CVE|CENOVUS ENERGY INC|WEDB|WEDBUSH SECURITIES INC.|5301
CVE|CENOVUS ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9902
CVE|CENOVUS ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85417
CVE|CENOVUS ENERGY INC|WFPB|Wells Fargo Securities, LLC.|4939
CVE|CENOVUS ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|11268
CVE|CENOVUS ENERGY INC|XIST|INSTINET, LLC|359800
CVE|CENOVUS ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|46800
CVE|CENOVUS ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|13976
CVE|CENOVUS ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32262
CVEO|CIVEO CORPORATION|ALTX|Alternet Securities Inc.|6027
CVEO|CIVEO CORPORATION|ANOS|ABEL/NOSER, L.L.C.|43443
CVEO|CIVEO CORPORATION|APCC|Apex Clearing Corporation|29383
CVEO|CIVEO CORPORATION|BANK|Primevest Financial Services, Inc.|1000
CVEO|CIVEO CORPORATION|BARD|Robert W. Baird & Co. Incorporated|75
CVEO|CIVEO CORPORATION|BATM|CBOE TRADING, INC.|904
CVEO|CIVEO CORPORATION|BIDS|BIDS TRADING L.P.|100
CVEO|CIVEO CORPORATION|BIMI|Banca IMI Securities Corp.|360
CVEO|CIVEO CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3740
CVEO|CIVEO CORPORATION|BLKX|INSTINET, LLC|513000
CVEO|CIVEO CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1999
CVEO|CIVEO CORPORATION|BTIG|BTIG, LLC|11116
CVEO|CIVEO CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|4000
CVEO|CIVEO CORPORATION|CANT|Cantor Fitzgerald & Co.|5700
CVEO|CIVEO CORPORATION|CHAS|Charles Schwab & Co., Inc.|7000
CVEO|CIVEO CORPORATION|CHLM|Craig-Hallum Capital Group LLC|593
CVEO|CIVEO CORPORATION|CICF|Canaccord Genuity Corp.|5000
CVEO|CIVEO CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88243
CVEO|CIVEO CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CVEO|CIVEO CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12418
CVEO|CIVEO CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|262969
CVEO|CIVEO CORPORATION|CTDL|Citadel Derivatives Group Llc|300
CVEO|CIVEO CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|22592
CVEO|CIVEO CORPORATION|DAVA|Davenport & Company LLC|196
CVEO|CIVEO CORPORATION|DBAB|Deutsche Bank Securities Inc.|51553
CVEO|CIVEO CORPORATION|DBAX|Deutsche Bank Securities Inc.|80200
CVEO|CIVEO CORPORATION|DEAN|MORGAN STANLEY|5578
CVEO|CIVEO CORPORATION|DEGS|RONIN PROFESSIONAL LLC|3110
CVEO|CIVEO CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|43397
CVEO|CIVEO CORPORATION|EBXL|EBX LLC|118100
CVEO|CIVEO CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|32989
CVEO|CIVEO CORPORATION|EDJO|Edward D. Jones & Co., L.P.|5578
CVEO|CIVEO CORPORATION|EGAM|CBOE TRADING, INC.|13093
CVEO|CIVEO CORPORATION|EGAW|CBOE TRADING, INC.|35
CVEO|CIVEO CORPORATION|EGXM|CBOE TRADING, INC.|3773
CVEO|CIVEO CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|6299
CVEO|CIVEO CORPORATION|ETRS|E*Trade Securities LLC|562127
CVEO|CIVEO CORPORATION|FFSI|Firstrade Securities Inc.|100
CVEO|CIVEO CORPORATION|FILL|Tradestation Securities, Inc.|27649
CVEO|CIVEO CORPORATION|FMAF|NBCN Inc./ CDS|11595
CVEO|CIVEO CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
CVEO|CIVEO CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10518
CVEO|CIVEO CORPORATION|FTBR|Foliofn Investments, Inc.|99
CVEO|CIVEO CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
CVEO|CIVEO CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|18994
CVEO|CIVEO CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|62458
CVEO|CIVEO CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|35587
CVEO|CIVEO CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|8444
CVEO|CIVEO CORPORATION|GTSZ|GTS SECURITIES LLC|7544
CVEO|CIVEO CORPORATION|HRBF|American Enterprise Investment Services Inc.|53
CVEO|CIVEO CORPORATION|IATS|INTERACTIVE BROKERS LLC|25989
CVEO|CIVEO CORPORATION|IBKR|Interactive Brokers Llc|97976
CVEO|CIVEO CORPORATION|ICBX|INSTINET, LLC|23800
CVEO|CIVEO CORPORATION|INCA|INSTINET, LLC|53766
CVEO|CIVEO CORPORATION|INJX|INSTINET, LLC|5250
CVEO|CIVEO CORPORATION|ITGI|ITG Inc.|78276
CVEO|CIVEO CORPORATION|ITGP|ITG INC.|56200
CVEO|CIVEO CORPORATION|JANY|Janney Montgomery Scott Inc.|24630
CVEO|CIVEO CORPORATION|JEFF|JEFFERIES LLC|10600
CVEO|CIVEO CORPORATION|JMPT|JUMP TRADING, LLC|12888
CVEO|CIVEO CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|1000
CVEO|CIVEO CORPORATION|JPMX|J.P. Morgan Securities LLC|191309
CVEO|CIVEO CORPORATION|JSJX|JANE STREET CAPITAL LLC|4245
CVEO|CIVEO CORPORATION|KCGM|VIRTU Americas LLC|48157
CVEO|CIVEO CORPORATION|LEHM|Barclays Capital Inc./Le|176635
CVEO|CIVEO CORPORATION|LIME|Lime Brokerage LLC|5637
CVEO|CIVEO CORPORATION|LQNA|LIQUIDNET, INC.|6300
CVEO|CIVEO CORPORATION|LSCI|Lek Securities Corporation|400
CVEO|CIVEO CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|4859
CVEO|CIVEO CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|184963
CVEO|CIVEO CORPORATION|MOTF|MOTIF INVESTING, INC.|5
CVEO|CIVEO CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|197014
CVEO|CIVEO CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|152600
CVEO|CIVEO CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|119200
CVEO|CIVEO CORPORATION|NFSC|National Financial Services LLC|743178
CVEO|CIVEO CORPORATION|NITE|VIRTU Americas LLC|1023438
CVEO|CIVEO CORPORATION|NQRB|Brut, LLC|839
CVEO|CIVEO CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|2900
CVEO|CIVEO CORPORATION|OPCO|Oppenheimer & Co. Inc.|9500
CVEO|CIVEO CORPORATION|PDQM|CODA MARKETS, INC.|6406
CVEO|CIVEO CORPORATION|PIPR|Piper Jaffray & Co.|506230
CVEO|CIVEO CORPORATION|PWJC|UBS Financial Services, Inc.|3500
CVEO|CIVEO CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|4089
CVEO|CIVEO CORPORATION|RGLD|Regal Securities, Inc|187
CVEO|CIVEO CORPORATION|SAGL|SAGETRADER, LLC|300
CVEO|CIVEO CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|200
CVEO|CIVEO CORPORATION|SBSH|Citigroup Global Markets Inc.|12418
CVEO|CIVEO CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|94797
CVEO|CIVEO CORPORATION|SPDR|SPEEDROUTE LLC|5100
CVEO|CIVEO CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|25017
CVEO|CIVEO CORPORATION|SWIM|TD Ameritrade, Inc.|464793
CVEO|CIVEO CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|15248
CVEO|CIVEO CORPORATION|TRBT|Tradebot Systems, Inc.|51255
CVEO|CIVEO CORPORATION|TRCM|TRC MARKETS LLC|13071
CVEO|CIVEO CORPORATION|TWTT|TASTYWORKS, INC.|2100
CVEO|CIVEO CORPORATION|UBSA|UBS SECURITIES LLC|350315
CVEO|CIVEO CORPORATION|UBSS|UBS Securities LLC|237554
CVEO|CIVEO CORPORATION|VALX|VIRTU AMERICAS LLC|6477
CVEO|CIVEO CORPORATION|VGRD|Vanguard Marketing Corporation|25107
CVEO|CIVEO CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|98695
CVEO|CIVEO CORPORATION|WEED|Weeden & Co.L.P.|299412
CVEO|CIVEO CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1613
CVEO|CIVEO CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6399
CVEO|CIVEO CORPORATION|WFPB|Wells Fargo Securities, LLC.|9900
CVEO|CIVEO CORPORATION|WGIF|CIBC World Markets Inc.|15358
CVEO|CIVEO CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|10182
CVEO|CIVEO CORPORATION|XIST|INSTINET, LLC|8800
CVEO|CIVEO CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|202374
CVEO|CIVEO CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|500
CVEO|CIVEO CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
CVG|CONVERGYS CP|ALTX|Alternet Securities Inc.|14251
CVG|CONVERGYS CP|APCC|Apex Clearing Corporation|381
CVG|CONVERGYS CP|AQUA|AQUA SECURITIES L.P.|3000
CVG|CONVERGYS CP|BARD|Robert W. Baird & Co. Incorporated|6732
CVG|CONVERGYS CP|BATM|CBOE TRADING, INC.|5906
CVG|CONVERGYS CP|BERN|Sanford C. Bernstein & Co., LLC|66320
CVG|CONVERGYS CP|BIDS|BIDS TRADING L.P.|800
CVG|CONVERGYS CP|BKCM|BNY Mellon Capital Markets LLC|15906
CVG|CONVERGYS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|241
CVG|CONVERGYS CP|BLKX|INSTINET, LLC|377350
CVG|CONVERGYS CP|BNPX|BNP PARIBAS SECURITIES CORP.|441626
CVG|CONVERGYS CP|BRVL|BLAYLOCK VAN, LLC|100
CVG|CONVERGYS CP|BTIG|BTIG, LLC|2185
CVG|CONVERGYS CP|BYXM|CBOE TRADING, INC.|3201
CVG|CONVERGYS CP|BZYD|GOLDMAN SACHS & CO. LLC|476
CVG|CONVERGYS CP|CANT|Cantor Fitzgerald & Co.|24734
CVG|CONVERGYS CP|CHAS|Charles Schwab & Co., Inc.|2103
CVG|CONVERGYS CP|CIST|Capital Institutional Services, Inc.|649
CVG|CONVERGYS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44497
CVG|CONVERGYS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
CVG|CONVERGYS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
CVG|CONVERGYS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|326138
CVG|CONVERGYS CP|CTDL|Citadel Derivatives Group Llc|4225
CVG|CONVERGYS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|43214
CVG|CONVERGYS CP|DBAB|Deutsche Bank Securities Inc.|166046
CVG|CONVERGYS CP|DBAX|Deutsche Bank Securities Inc.|214500
CVG|CONVERGYS CP|DBUL|Deutsche Bank Securities Inc.|400
CVG|CONVERGYS CP|DEAN|MORGAN STANLEY|13880
CVG|CONVERGYS CP|DEGS|RONIN PROFESSIONAL LLC|10245
CVG|CONVERGYS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
CVG|CONVERGYS CP|DRWC|DRW SECURITIES, L.L.C.|5400
CVG|CONVERGYS CP|EBXL|EBX LLC|127300
CVG|CONVERGYS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3667
CVG|CONVERGYS CP|EDJO|Edward D. Jones & Co., L.P.|211
CVG|CONVERGYS CP|EGAM|CBOE TRADING, INC.|7073
CVG|CONVERGYS CP|EGAW|CBOE TRADING, INC.|195
CVG|CONVERGYS CP|EGXM|CBOE TRADING, INC.|4850
CVG|CONVERGYS CP|EGXW|CBOE TRADING, INC.|600
CVG|CONVERGYS CP|ELEV|ELEVATION, LLC|5800
CVG|CONVERGYS CP|ETBE|Electronic Transaction Clearing, Inc.|14508
CVG|CONVERGYS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
CVG|CONVERGYS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9008
CVG|CONVERGYS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|20240
CVG|CONVERGYS CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1998
CVG|CONVERGYS CP|ETRS|E*Trade Securities LLC|106747
CVG|CONVERGYS CP|FBSB|U.S. Bancorp Investments, Inc.|2272
CVG|CONVERGYS CP|FILL|Tradestation Securities, Inc.|1941
CVG|CONVERGYS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9134
CVG|CONVERGYS CP|FQLS|Quantlab Securities LP|111893
CVG|CONVERGYS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103463
CVG|CONVERGYS CP|FTBR|Foliofn Investments, Inc.|808
CVG|CONVERGYS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1262
CVG|CONVERGYS CP|GLPX|ACS EXECUTION SERVICES, LLC|106207
CVG|CONVERGYS CP|GSCO|GOLDMAN SACHS & CO. LLC|1515372
CVG|CONVERGYS CP|GSCS|GOLDMAN SACHS & CO. LLC|8961
CVG|CONVERGYS CP|GSLT|GOLDMAN SACHS & CO. LLC|4405
CVG|CONVERGYS CP|GTSZ|GTS SECURITIES LLC|55028
CVG|CONVERGYS CP|HRBF|American Enterprise Investment Services Inc.|1700
CVG|CONVERGYS CP|IATS|INTERACTIVE BROKERS LLC|29039
CVG|CONVERGYS CP|IBKR|Interactive Brokers Llc|59477
CVG|CONVERGYS CP|ICBX|INSTINET, LLC|110203
CVG|CONVERGYS CP|IEQY|CITADEL SECURITIES LLC|68749
CVG|CONVERGYS CP|INCA|INSTINET, LLC|308453
CVG|CONVERGYS CP|INJX|INSTINET, LLC|3203
CVG|CONVERGYS CP|ITGI|ITG Inc.|69024
CVG|CONVERGYS CP|ITGP|ITG INC.|130600
CVG|CONVERGYS CP|JEFF|JEFFERIES LLC|102407
CVG|CONVERGYS CP|JMPT|JUMP TRADING, LLC|39556
CVG|CONVERGYS CP|JPBX|J.P. MORGAN SECURITIES LLC|11546
CVG|CONVERGYS CP|JPMX|J.P. Morgan Securities LLC|409161
CVG|CONVERGYS CP|JSJX|JANE STREET CAPITAL LLC|1591
CVG|CONVERGYS CP|KCGM|VIRTU Americas LLC|39010
CVG|CONVERGYS CP|LEHM|Barclays Capital Inc./Le|290112
CVG|CONVERGYS CP|LIME|Lime Brokerage LLC|70958
CVG|CONVERGYS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|36466
CVG|CONVERGYS CP|LQNA|LIQUIDNET, INC.|43400
CVG|CONVERGYS CP|LQNB|LIQUIDNET, INC.|1168
CVG|CONVERGYS CP|LSCI|Lek Securities Corporation|4546
CVG|CONVERGYS CP|MAXM|Maxim Group LLC|1168
CVG|CONVERGYS CP|MKMP|MKM Partners LLC|44800
CVG|CONVERGYS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|123061
CVG|CONVERGYS CP|MOTF|MOTIF INVESTING, INC.|1
CVG|CONVERGYS CP|MSCO|MORGAN STANLEY & CO. LLC|1224952
CVG|CONVERGYS CP|MSPL|MORGAN STANLEY & CO. LLC|325500
CVG|CONVERGYS CP|MSTX|MORGAN STANLEY & CO. LLC|108700
CVG|CONVERGYS CP|NFSC|National Financial Services LLC|117248
CVG|CONVERGYS CP|NITE|VIRTU Americas LLC|329267
CVG|CONVERGYS CP|NITP|VIRTU Americas LLC|1172
CVG|CONVERGYS CP|NQRB|Brut, LLC|11737
CVG|CONVERGYS CP|NTBF|BMO Nesbitt Burns Inc./CDS|375
CVG|CONVERGYS CP|NTRC|Northern Trust Securities, Inc.|1658
CVG|CONVERGYS CP|OPCO|Oppenheimer & Co. Inc.|917000
CVG|CONVERGYS CP|OTAA|OTA LLC|8500
CVG|CONVERGYS CP|PDQM|CODA MARKETS, INC.|132395
CVG|CONVERGYS CP|PHLY|NASDAQ Execution Services, LLC|800
CVG|CONVERGYS CP|PWJC|UBS Financial Services, Inc.|676
CVG|CONVERGYS CP|QMSR|QUATTRO M SECURITIES INC.|239
CVG|CONVERGYS CP|RBCM|RBC CAPITAL MARKETS, LLC|722
CVG|CONVERGYS CP|RGLD|Regal Securities, Inc|85
CVG|CONVERGYS CP|SAGL|SAGETRADER, LLC|12063
CVG|CONVERGYS CP|SBSH|Citigroup Global Markets Inc.|89488
CVG|CONVERGYS CP|SCMC|Scotia Capital Markets (USA) Inc.|171000
CVG|CONVERGYS CP|SGMT|GOLDMAN SACHS & CO. LLC|145011
CVG|CONVERGYS CP|SPDR|SPEEDROUTE LLC|12300
CVG|CONVERGYS CP|SPHN|Stephens Inc.|700
CVG|CONVERGYS CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|38000
CVG|CONVERGYS CP|STFL|Stifel, Nicolaus & Company, Incorporated|6786
CVG|CONVERGYS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3728
CVG|CONVERGYS CP|SWIM|TD Ameritrade, Inc.|85159
CVG|CONVERGYS CP|SWST|Hilltop Securities Inc.|300
CVG|CONVERGYS CP|TRBT|Tradebot Systems, Inc.|134812
CVG|CONVERGYS CP|TRCM|TRC MARKETS LLC|38873
CVG|CONVERGYS CP|UBSA|UBS SECURITIES LLC|451587
CVG|CONVERGYS CP|UBSS|UBS Securities LLC|348373
CVG|CONVERGYS CP|VALX|VIRTU AMERICAS LLC|12883
CVG|CONVERGYS CP|VGRD|Vanguard Marketing Corporation|1107
CVG|CONVERGYS CP|VSIN|Vision Financial Markets Llc|24
CVG|CONVERGYS CP|WABR|Wall Street Access|300
CVG|CONVERGYS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2776
CVG|CONVERGYS CP|WCHV|WELLS FARGO SECURITIES, LLC|32865
CVG|CONVERGYS CP|WDNX|WEEDEN & CO.L.P.|1962
CVG|CONVERGYS CP|WEDB|WEDBUSH SECURITIES INC.|2438
CVG|CONVERGYS CP|WEED|Weeden & Co.L.P.|7607
CVG|CONVERGYS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2394
CVG|CONVERGYS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9038
CVG|CONVERGYS CP|WGIF|CIBC World Markets Inc.|200
CVG|CONVERGYS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|145
CVG|CONVERGYS CP|WSEA|WOLVERINE SECURITIES, LLC|1929
CVG|CONVERGYS CP|XIST|INSTINET, LLC|37400
CVG|CONVERGYS CP|XPQR|Jump Trading|100
CVG|CONVERGYS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17950
CVG|CONVERGYS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|9972
CVG|CONVERGYS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78
CVGI|COMMERCIAL VEHICLE G|ALTX|Alternet Securities Inc.|3200
CVGI|COMMERCIAL VEHICLE G|ANOS|ABEL/NOSER, L.L.C.|5148
CVGI|COMMERCIAL VEHICLE G|APCC|Apex Clearing Corporation|815
CVGI|COMMERCIAL VEHICLE G|BATM|CBOE TRADING, INC.|2284
CVGI|COMMERCIAL VEHICLE G|BAYC|BAY CREST PARTNERS, LLC|1360
CVGI|COMMERCIAL VEHICLE G|BERN|Sanford C. Bernstein & Co., LLC|100
CVGI|COMMERCIAL VEHICLE G|BLKX|INSTINET, LLC|24000
CVGI|COMMERCIAL VEHICLE G|BMOC|BMO Capital Markets Corp.|4400
CVGI|COMMERCIAL VEHICLE G|BNPX|BNP PARIBAS SECURITIES CORP.|1754
CVGI|COMMERCIAL VEHICLE G|BTIG|BTIG, LLC|485
CVGI|COMMERCIAL VEHICLE G|BYXM|CBOE TRADING, INC.|1660
CVGI|COMMERCIAL VEHICLE G|BZYD|GOLDMAN SACHS & CO. LLC|1600
CVGI|COMMERCIAL VEHICLE G|CANT|Cantor Fitzgerald & Co.|1875
CVGI|COMMERCIAL VEHICLE G|CHAS|Charles Schwab & Co., Inc.|800
CVGI|COMMERCIAL VEHICLE G|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3002
CVGI|COMMERCIAL VEHICLE G|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2974
CVGI|COMMERCIAL VEHICLE G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49263
CVGI|COMMERCIAL VEHICLE G|CTDL|Citadel Derivatives Group Llc|11239
CVGI|COMMERCIAL VEHICLE G|CTLR|CUTLER GROUP, LP|552
CVGI|COMMERCIAL VEHICLE G|CXCX|CITIGROUP GLOBAL MARKETS INC.|6604
CVGI|COMMERCIAL VEHICLE G|DADA|D.A. Davidson & Co.|200
CVGI|COMMERCIAL VEHICLE G|DBAB|Deutsche Bank Securities Inc.|131228
CVGI|COMMERCIAL VEHICLE G|DBAX|Deutsche Bank Securities Inc.|34200
CVGI|COMMERCIAL VEHICLE G|DEGS|RONIN PROFESSIONAL LLC|6173
CVGI|COMMERCIAL VEHICLE G|EBXL|EBX LLC|30500
CVGI|COMMERCIAL VEHICLE G|EDJO|Edward D. Jones & Co., L.P.|1221
CVGI|COMMERCIAL VEHICLE G|EGAM|CBOE TRADING, INC.|10870
CVGI|COMMERCIAL VEHICLE G|EGMT|EG MARKET TECHNOLOGIES LLC|110
CVGI|COMMERCIAL VEHICLE G|EGXM|CBOE TRADING, INC.|3089
CVGI|COMMERCIAL VEHICLE G|ETBE|Electronic Transaction Clearing, Inc.|9106
CVGI|COMMERCIAL VEHICLE G|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4090
CVGI|COMMERCIAL VEHICLE G|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1696
CVGI|COMMERCIAL VEHICLE G|ETRS|E*Trade Securities LLC|49746
CVGI|COMMERCIAL VEHICLE G|FBCO|Credit Suisse Securities (USA) LLC|114907
CVGI|COMMERCIAL VEHICLE G|FILL|Tradestation Securities, Inc.|35409
CVGI|COMMERCIAL VEHICLE G|FMAF|NBCN Inc./ CDS|751
CVGI|COMMERCIAL VEHICLE G|FOMA|TD AMERITRADE CLEARING, INC.|146871
CVGI|COMMERCIAL VEHICLE G|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88318
CVGI|COMMERCIAL VEHICLE G|FTBR|Foliofn Investments, Inc.|9916
CVGI|COMMERCIAL VEHICLE G|GEBB|GLOBAL EXECUTION BROKERS, LP|10377
CVGI|COMMERCIAL VEHICLE G|GLIS|TD Securities Inc|1556
CVGI|COMMERCIAL VEHICLE G|GLPX|ACS EXECUTION SERVICES, LLC|2600
CVGI|COMMERCIAL VEHICLE G|GSCO|GOLDMAN SACHS & CO. LLC|372927
CVGI|COMMERCIAL VEHICLE G|GSCS|GOLDMAN SACHS & CO. LLC|9369
CVGI|COMMERCIAL VEHICLE G|GSLT|GOLDMAN SACHS & CO. LLC|269
CVGI|COMMERCIAL VEHICLE G|GTSZ|GTS SECURITIES LLC|9302
CVGI|COMMERCIAL VEHICLE G|HRBF|American Enterprise Investment Services Inc.|3000
CVGI|COMMERCIAL VEHICLE G|IATS|INTERACTIVE BROKERS LLC|5794
CVGI|COMMERCIAL VEHICLE G|IBKR|Interactive Brokers Llc|42779
CVGI|COMMERCIAL VEHICLE G|ICBX|INSTINET, LLC|9100
CVGI|COMMERCIAL VEHICLE G|IEQY|CITADEL SECURITIES LLC|19831
CVGI|COMMERCIAL VEHICLE G|INCA|INSTINET, LLC|148606
CVGI|COMMERCIAL VEHICLE G|INJX|INSTINET, LLC|2230
CVGI|COMMERCIAL VEHICLE G|ITGI|ITG Inc.|22013
CVGI|COMMERCIAL VEHICLE G|ITGP|ITG INC.|81600
CVGI|COMMERCIAL VEHICLE G|JEFF|JEFFERIES LLC|4136
CVGI|COMMERCIAL VEHICLE G|JMPT|JUMP TRADING, LLC|5945
CVGI|COMMERCIAL VEHICLE G|JPBX|J.P. MORGAN SECURITIES LLC|11966
CVGI|COMMERCIAL VEHICLE G|JPMX|J.P. Morgan Securities LLC|63960
CVGI|COMMERCIAL VEHICLE G|JSJX|JANE STREET CAPITAL LLC|1450
CVGI|COMMERCIAL VEHICLE G|KCGM|VIRTU Americas LLC|10030
CVGI|COMMERCIAL VEHICLE G|LEHM|Barclays Capital Inc./Le|347568
CVGI|COMMERCIAL VEHICLE G|LIME|Lime Brokerage LLC|67080
CVGI|COMMERCIAL VEHICLE G|LMGP|LIME BROKERAGE LLC|1371
CVGI|COMMERCIAL VEHICLE G|LSCI|Lek Securities Corporation|300
CVGI|COMMERCIAL VEHICLE G|MAXM|Maxim Group LLC|3007
CVGI|COMMERCIAL VEHICLE G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39530
CVGI|COMMERCIAL VEHICLE G|MOTF|MOTIF INVESTING, INC.|6
CVGI|COMMERCIAL VEHICLE G|MRBA|IBN FINANCIAL SERVICES, INC.|1524
CVGI|COMMERCIAL VEHICLE G|MSCO|MORGAN STANLEY & CO. LLC|717667
CVGI|COMMERCIAL VEHICLE G|MSPL|MORGAN STANLEY & CO. LLC|74500
CVGI|COMMERCIAL VEHICLE G|MSTX|MORGAN STANLEY & CO. LLC|64800
CVGI|COMMERCIAL VEHICLE G|NFSC|National Financial Services LLC|125973
CVGI|COMMERCIAL VEHICLE G|NITE|VIRTU Americas LLC|264747
CVGI|COMMERCIAL VEHICLE G|NITP|VIRTU Americas LLC|1900
CVGI|COMMERCIAL VEHICLE G|NQRB|Brut, LLC|22661
CVGI|COMMERCIAL VEHICLE G|PDQM|CODA MARKETS, INC.|5429
CVGI|COMMERCIAL VEHICLE G|RAJA|Raymond James & Associates, Inc.|3337
CVGI|COMMERCIAL VEHICLE G|SBSH|Citigroup Global Markets Inc.|67678
CVGI|COMMERCIAL VEHICLE G|SGMT|GOLDMAN SACHS & CO. LLC|22945
CVGI|COMMERCIAL VEHICLE G|SPDR|SPEEDROUTE LLC|700
CVGI|COMMERCIAL VEHICLE G|SSBS|STATE STREET GLOBAL MARKETS, LLC|1800
CVGI|COMMERCIAL VEHICLE G|STFL|Stifel, Nicolaus & Company, Incorporated|600
CVGI|COMMERCIAL VEHICLE G|SWIM|TD Ameritrade, Inc.|33540
CVGI|COMMERCIAL VEHICLE G|TKNG|ALLY INVEST SECURITIES LLC|6359
CVGI|COMMERCIAL VEHICLE G|TOUR|TOURMALINE PARTNERS, LLC|6600
CVGI|COMMERCIAL VEHICLE G|TRBT|Tradebot Systems, Inc.|71684
CVGI|COMMERCIAL VEHICLE G|TRCM|TRC MARKETS LLC|35755
CVGI|COMMERCIAL VEHICLE G|TWTT|TASTYWORKS, INC.|230
CVGI|COMMERCIAL VEHICLE G|UBSA|UBS SECURITIES LLC|114316
CVGI|COMMERCIAL VEHICLE G|UBSS|UBS Securities LLC|293262
CVGI|COMMERCIAL VEHICLE G|VALX|VIRTU AMERICAS LLC|1920
CVGI|COMMERCIAL VEHICLE G|VGRD|Vanguard Marketing Corporation|6654
CVGI|COMMERCIAL VEHICLE G|WCHV|WELLS FARGO SECURITIES, LLC|19984
CVGI|COMMERCIAL VEHICLE G|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
CVGI|COMMERCIAL VEHICLE G|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4090
CVGI|COMMERCIAL VEHICLE G|WFPB|Wells Fargo Securities, LLC.|100
CVGI|COMMERCIAL VEHICLE G|WSEA|WOLVERINE SECURITIES, LLC|7541
CVGI|COMMERCIAL VEHICLE G|XIST|INSTINET, LLC|2400
CVGI|COMMERCIAL VEHICLE G|XSTM|NATIONAL FINANCIAL SERVICES LLC|15800
CVGI|COMMERCIAL VEHICLE G|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CVGW|CALAVO GROWERS INC##|ANOS|ABEL/NOSER, L.L.C.|690
CVGW|CALAVO GROWERS INC##|APCC|Apex Clearing Corporation|172
CVGW|CALAVO GROWERS INC##|BARD|Robert W. Baird & Co. Incorporated|3031
CVGW|CALAVO GROWERS INC##|BATM|CBOE TRADING, INC.|1596
CVGW|CALAVO GROWERS INC##|BAYT|BTIG, LLC|200
CVGW|CALAVO GROWERS INC##|BERN|Sanford C. Bernstein & Co., LLC|43621
CVGW|CALAVO GROWERS INC##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|903
CVGW|CALAVO GROWERS INC##|BLKX|INSTINET, LLC|25762
CVGW|CALAVO GROWERS INC##|BMOC|BMO Capital Markets Corp.|3404
CVGW|CALAVO GROWERS INC##|BNPX|BNP PARIBAS SECURITIES CORP.|2609
CVGW|CALAVO GROWERS INC##|BRVL|BLAYLOCK VAN, LLC|300
CVGW|CALAVO GROWERS INC##|BTIG|BTIG, LLC|309
CVGW|CALAVO GROWERS INC##|BYXM|CBOE TRADING, INC.|200
CVGW|CALAVO GROWERS INC##|BZYD|GOLDMAN SACHS & CO. LLC|300
CVGW|CALAVO GROWERS INC##|CANT|Cantor Fitzgerald & Co.|13
CVGW|CALAVO GROWERS INC##|CICF|Canaccord Genuity Corp.|498
CVGW|CALAVO GROWERS INC##|CIST|Capital Institutional Services, Inc.|317
CVGW|CALAVO GROWERS INC##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51979
CVGW|CALAVO GROWERS INC##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|781
CVGW|CALAVO GROWERS INC##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|215
CVGW|CALAVO GROWERS INC##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|114108
CVGW|CALAVO GROWERS INC##|CTDL|Citadel Derivatives Group Llc|2781
CVGW|CALAVO GROWERS INC##|CTLR|CUTLER GROUP, LP|422
CVGW|CALAVO GROWERS INC##|CXCX|CITIGROUP GLOBAL MARKETS INC.|13842
CVGW|CALAVO GROWERS INC##|DADA|D.A. Davidson & Co.|265
CVGW|CALAVO GROWERS INC##|DBAB|Deutsche Bank Securities Inc.|185524
CVGW|CALAVO GROWERS INC##|DBAX|Deutsche Bank Securities Inc.|128400
CVGW|CALAVO GROWERS INC##|DBUL|Deutsche Bank Securities Inc.|800
CVGW|CALAVO GROWERS INC##|DCHF|Dart Executions, LLC|252
CVGW|CALAVO GROWERS INC##|DEAN|MORGAN STANLEY|906
CVGW|CALAVO GROWERS INC##|DEGS|RONIN PROFESSIONAL LLC|866
CVGW|CALAVO GROWERS INC##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|960
CVGW|CALAVO GROWERS INC##|EBXL|EBX LLC|71100
CVGW|CALAVO GROWERS INC##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1506
CVGW|CALAVO GROWERS INC##|EDJO|Edward D. Jones & Co., L.P.|267
CVGW|CALAVO GROWERS INC##|EGAM|CBOE TRADING, INC.|3742
CVGW|CALAVO GROWERS INC##|EGAW|CBOE TRADING, INC.|101
CVGW|CALAVO GROWERS INC##|EGMT|EG MARKET TECHNOLOGIES LLC|950
CVGW|CALAVO GROWERS INC##|EGXM|CBOE TRADING, INC.|403
CVGW|CALAVO GROWERS INC##|EGXW|CBOE TRADING, INC.|56
CVGW|CALAVO GROWERS INC##|ETBE|Electronic Transaction Clearing, Inc.|600
CVGW|CALAVO GROWERS INC##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
CVGW|CALAVO GROWERS INC##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29977
CVGW|CALAVO GROWERS INC##|ETRS|E*Trade Securities LLC|4469
CVGW|CALAVO GROWERS INC##|FBCO|Credit Suisse Securities (USA) LLC|183466
CVGW|CALAVO GROWERS INC##|FBSB|U.S. Bancorp Investments, Inc.|7
CVGW|CALAVO GROWERS INC##|FILL|Tradestation Securities, Inc.|66
CVGW|CALAVO GROWERS INC##|FINX|FINTECH SECURITIES|1290
CVGW|CALAVO GROWERS INC##|FOMA|TD AMERITRADE CLEARING, INC.|43589
CVGW|CALAVO GROWERS INC##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2836
CVGW|CALAVO GROWERS INC##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45898
CVGW|CALAVO GROWERS INC##|FTBR|Foliofn Investments, Inc.|211
CVGW|CALAVO GROWERS INC##|GEBB|GLOBAL EXECUTION BROKERS, LP|6493
CVGW|CALAVO GROWERS INC##|GLPX|ACS EXECUTION SERVICES, LLC|3279
CVGW|CALAVO GROWERS INC##|GSCO|GOLDMAN SACHS & CO. LLC|152333
CVGW|CALAVO GROWERS INC##|GSCS|GOLDMAN SACHS & CO. LLC|7328
CVGW|CALAVO GROWERS INC##|GSLT|GOLDMAN SACHS & CO. LLC|551
CVGW|CALAVO GROWERS INC##|GTSZ|GTS SECURITIES LLC|1635
CVGW|CALAVO GROWERS INC##|HRBF|American Enterprise Investment Services Inc.|1889
CVGW|CALAVO GROWERS INC##|HSBC|HSBC Securities, Inc.|25
CVGW|CALAVO GROWERS INC##|IATS|INTERACTIVE BROKERS LLC|1480
CVGW|CALAVO GROWERS INC##|IBKR|Interactive Brokers Llc|33857
CVGW|CALAVO GROWERS INC##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|491
CVGW|CALAVO GROWERS INC##|ICBX|INSTINET, LLC|21200
CVGW|CALAVO GROWERS INC##|IEQY|CITADEL SECURITIES LLC|25449
CVGW|CALAVO GROWERS INC##|INCA|INSTINET, LLC|91897
CVGW|CALAVO GROWERS INC##|INJX|INSTINET, LLC|8841
CVGW|CALAVO GROWERS INC##|ITGI|ITG Inc.|14977
CVGW|CALAVO GROWERS INC##|ITGP|ITG INC.|36200
CVGW|CALAVO GROWERS INC##|JANY|Janney Montgomery Scott Inc.|110
CVGW|CALAVO GROWERS INC##|JEFF|JEFFERIES LLC|34602
CVGW|CALAVO GROWERS INC##|JMPT|JUMP TRADING, LLC|27023
CVGW|CALAVO GROWERS INC##|JONE|JonesTrading|2050
CVGW|CALAVO GROWERS INC##|JPBX|J.P. MORGAN SECURITIES LLC|2922
CVGW|CALAVO GROWERS INC##|JPMX|J.P. Morgan Securities LLC|131371
CVGW|CALAVO GROWERS INC##|JSJX|JANE STREET CAPITAL LLC|7337
CVGW|CALAVO GROWERS INC##|KCGM|VIRTU Americas LLC|12122
CVGW|CALAVO GROWERS INC##|LEHM|Barclays Capital Inc./Le|280517
CVGW|CALAVO GROWERS INC##|LIME|Lime Brokerage LLC|61739
CVGW|CALAVO GROWERS INC##|LQNA|LIQUIDNET, INC.|23100
CVGW|CALAVO GROWERS INC##|LSCI|Lek Securities Corporation|3
CVGW|CALAVO GROWERS INC##|LTCO|Ladenburg, Thalmann & Co., Inc.|2707
CVGW|CALAVO GROWERS INC##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|156
CVGW|CALAVO GROWERS INC##|MACQ|Macquarie Capital (USA) Inc.|1700
CVGW|CALAVO GROWERS INC##|MAXM|Maxim Group LLC|1618
CVGW|CALAVO GROWERS INC##|MBTS|ALLY INVEST SECURITIES LLC|440
CVGW|CALAVO GROWERS INC##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71986
CVGW|CALAVO GROWERS INC##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|249
CVGW|CALAVO GROWERS INC##|MSCO|MORGAN STANLEY & CO. LLC|342249
CVGW|CALAVO GROWERS INC##|MSPL|MORGAN STANLEY & CO. LLC|94500
CVGW|CALAVO GROWERS INC##|MSTX|MORGAN STANLEY & CO. LLC|21600
CVGW|CALAVO GROWERS INC##|NFSC|National Financial Services LLC|29983
CVGW|CALAVO GROWERS INC##|NITE|VIRTU Americas LLC|124566
CVGW|CALAVO GROWERS INC##|NITP|VIRTU Americas LLC|400
CVGW|CALAVO GROWERS INC##|NQRB|Brut, LLC|2147
CVGW|CALAVO GROWERS INC##|NTRC|Northern Trust Securities, Inc.|550
CVGW|CALAVO GROWERS INC##|OPCO|Oppenheimer & Co. Inc.|102
CVGW|CALAVO GROWERS INC##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|303
CVGW|CALAVO GROWERS INC##|PDQM|CODA MARKETS, INC.|35177
CVGW|CALAVO GROWERS INC##|PHLY|NASDAQ Execution Services, LLC|600
CVGW|CALAVO GROWERS INC##|POIN|PRECISION SECURITIES, LLC (POIN)|100
CVGW|CALAVO GROWERS INC##|PWJC|UBS Financial Services, Inc.|65
CVGW|CALAVO GROWERS INC##|RAJA|Raymond James & Associates, Inc.|2808
CVGW|CALAVO GROWERS INC##|RBCM|RBC CAPITAL MARKETS, LLC|1123
CVGW|CALAVO GROWERS INC##|SAGL|SAGETRADER, LLC|381
CVGW|CALAVO GROWERS INC##|SAGW|SAGETRADER, LLC|132
CVGW|CALAVO GROWERS INC##|SBSH|Citigroup Global Markets Inc.|79362
CVGW|CALAVO GROWERS INC##|SGMT|GOLDMAN SACHS & CO. LLC|34150
CVGW|CALAVO GROWERS INC##|SIDC|Sidoti & Company, LLC|2200
CVGW|CALAVO GROWERS INC##|SPDR|SPEEDROUTE LLC|5842
CVGW|CALAVO GROWERS INC##|SPHN|Stephens Inc.|23384
CVGW|CALAVO GROWERS INC##|SPTD|MINT GLOBAL MARKETS, INC.|500
CVGW|CALAVO GROWERS INC##|STKP|STOCKPILE INVESTMENTS, INC.|16
CVGW|CALAVO GROWERS INC##|SWIM|TD Ameritrade, Inc.|6758
CVGW|CALAVO GROWERS INC##|TKNG|ALLY INVEST SECURITIES LLC|780
CVGW|CALAVO GROWERS INC##|TRBT|Tradebot Systems, Inc.|30178
CVGW|CALAVO GROWERS INC##|TRCM|TRC MARKETS LLC|39884
CVGW|CALAVO GROWERS INC##|TWTT|TASTYWORKS, INC.|400
CVGW|CALAVO GROWERS INC##|UBSA|UBS SECURITIES LLC|197158
CVGW|CALAVO GROWERS INC##|UBSS|UBS Securities LLC|289347
CVGW|CALAVO GROWERS INC##|VALX|VIRTU AMERICAS LLC|9438
CVGW|CALAVO GROWERS INC##|VGRD|Vanguard Marketing Corporation|479
CVGW|CALAVO GROWERS INC##|WABR|Wall Street Access|1000
CVGW|CALAVO GROWERS INC##|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CVGW|CALAVO GROWERS INC##|WCHV|WELLS FARGO SECURITIES, LLC|100603
CVGW|CALAVO GROWERS INC##|WEDB|WEDBUSH SECURITIES INC.|1726
CVGW|CALAVO GROWERS INC##|WEED|Weeden & Co.L.P.|710
CVGW|CALAVO GROWERS INC##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3363
CVGW|CALAVO GROWERS INC##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10340
CVGW|CALAVO GROWERS INC##|WGIF|CIBC World Markets Inc.|160
CVGW|CALAVO GROWERS INC##|WSEA|WOLVERINE SECURITIES, LLC|1298
CVGW|CALAVO GROWERS INC##|XIST|INSTINET, LLC|49166
CVGW|CALAVO GROWERS INC##|XSTM|NATIONAL FINANCIAL SERVICES LLC|8622
CVGW|CALAVO GROWERS INC##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1050
CVI|CVR ENERGY INC|ABLE|NATIXIS Securities Americas LLC|3625
CVI|CVR ENERGY INC|ALTX|Alternet Securities Inc.|6257
CVI|CVR ENERGY INC|APCC|Apex Clearing Corporation|5717
CVI|CVR ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|1
CVI|CVR ENERGY INC|BATM|CBOE TRADING, INC.|5592
CVI|CVR ENERGY INC|BAYT|BTIG, LLC|1150
CVI|CVR ENERGY INC|BBNT|BB&T SECURITIES, LLC|275
CVI|CVR ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|39036
CVI|CVR ENERGY INC|BIDS|BIDS TRADING L.P.|1700
CVI|CVR ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10117
CVI|CVR ENERGY INC|BNPX|BNP PARIBAS SECURITIES CORP.|20426
CVI|CVR ENERGY INC|BTIG|BTIG, LLC|95492
CVI|CVR ENERGY INC|BYXM|CBOE TRADING, INC.|685
CVI|CVR ENERGY INC|CANT|Cantor Fitzgerald & Co.|7941
CVI|CVR ENERGY INC|CHAS|Charles Schwab & Co., Inc.|3621
CVI|CVR ENERGY INC|CIST|Capital Institutional Services, Inc.|11
CVI|CVR ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42407
CVI|CVR ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|215929
CVI|CVR ENERGY INC|CTDL|Citadel Derivatives Group Llc|8636
CVI|CVR ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|19306
CVI|CVR ENERGY INC|DBAB|Deutsche Bank Securities Inc.|61497
CVI|CVR ENERGY INC|DBAX|Deutsche Bank Securities Inc.|149500
CVI|CVR ENERGY INC|DBUL|Deutsche Bank Securities Inc.|3156
CVI|CVR ENERGY INC|DEAN|MORGAN STANLEY|899
CVI|CVR ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|23932
CVI|CVR ENERGY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1110
CVI|CVR ENERGY INC|EBXL|EBX LLC|136300
CVI|CVR ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3500
CVI|CVR ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|2786
CVI|CVR ENERGY INC|EGAM|CBOE TRADING, INC.|9615
CVI|CVR ENERGY INC|EGAW|CBOE TRADING, INC.|635
CVI|CVR ENERGY INC|EGMT|EG MARKET TECHNOLOGIES LLC|850
CVI|CVR ENERGY INC|EGXM|CBOE TRADING, INC.|4105
CVI|CVR ENERGY INC|EGXW|CBOE TRADING, INC.|200
CVI|CVR ENERGY INC|ELEV|ELEVATION, LLC|19327
CVI|CVR ENERGY INC|ESPO|ESPOSITO SECURITIES, LLC|2434
CVI|CVR ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|17653
CVI|CVR ENERGY INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
CVI|CVR ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32249
CVI|CVR ENERGY INC|ETRS|E*Trade Securities LLC|305788
CVI|CVR ENERGY INC|FILL|Tradestation Securities, Inc.|6642
CVI|CVR ENERGY INC|FMAF|NBCN Inc./ CDS|193
CVI|CVR ENERGY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|261
CVI|CVR ENERGY INC|FQLS|Quantlab Securities LP|131469
CVI|CVR ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83550
CVI|CVR ENERGY INC|FTBR|Foliofn Investments, Inc.|8487
CVI|CVR ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7095
CVI|CVR ENERGY INC|GLIS|TD Securities Inc|1850
CVI|CVR ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|19994
CVI|CVR ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|276728
CVI|CVR ENERGY INC|GSCS|GOLDMAN SACHS & CO. LLC|135171
CVI|CVR ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|8682
CVI|CVR ENERGY INC|GTSZ|GTS SECURITIES LLC|33471
CVI|CVR ENERGY INC|HAPX|HAP Trading, LLC|263
CVI|CVR ENERGY INC|HRBF|American Enterprise Investment Services Inc.|7349
CVI|CVR ENERGY INC|IATS|INTERACTIVE BROKERS LLC|15367
CVI|CVR ENERGY INC|IBKR|Interactive Brokers Llc|16873
CVI|CVR ENERGY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|36
CVI|CVR ENERGY INC|ICBX|INSTINET, LLC|97374
CVI|CVR ENERGY INC|IEQY|CITADEL SECURITIES LLC|33656
CVI|CVR ENERGY INC|INCA|INSTINET, LLC|214953
CVI|CVR ENERGY INC|INJX|INSTINET, LLC|5728
CVI|CVR ENERGY INC|ITGI|ITG Inc.|23662
CVI|CVR ENERGY INC|ITGP|ITG INC.|30000
CVI|CVR ENERGY INC|JANY|Janney Montgomery Scott Inc.|500
CVI|CVR ENERGY INC|JEFF|JEFFERIES LLC|60725
CVI|CVR ENERGY INC|JMPT|JUMP TRADING, LLC|30345
CVI|CVR ENERGY INC|JPBX|J.P. MORGAN SECURITIES LLC|47559
CVI|CVR ENERGY INC|JPMX|J.P. Morgan Securities LLC|314222
CVI|CVR ENERGY INC|JSJX|JANE STREET CAPITAL LLC|18212
CVI|CVR ENERGY INC|KCGM|VIRTU Americas LLC|36907
CVI|CVR ENERGY INC|KEYB|KEYBANC CAPITAL MARKETS INC.|1000
CVI|CVR ENERGY INC|LEHM|Barclays Capital Inc./Le|416948
CVI|CVR ENERGY INC|LIME|Lime Brokerage LLC|29326
CVI|CVR ENERGY INC|LOOP|Loop Capital Markets LLC|1228
CVI|CVR ENERGY INC|LSCI|Lek Securities Corporation|150118
CVI|CVR ENERGY INC|MACC|Mid Atlantic Capital Corporation|257
CVI|CVR ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90116
CVI|CVR ENERGY INC|MNDX|TJM Investments, LLC|29429
CVI|CVR ENERGY INC|MOTF|MOTIF INVESTING, INC.|7
CVI|CVR ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|905948
CVI|CVR ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|306800
CVI|CVR ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|89300
CVI|CVR ENERGY INC|NFSC|National Financial Services LLC|190485
CVI|CVR ENERGY INC|NITE|VIRTU Americas LLC|500567
CVI|CVR ENERGY INC|NITP|VIRTU Americas LLC|163
CVI|CVR ENERGY INC|NQRB|Brut, LLC|5876
CVI|CVR ENERGY INC|NTBF|BMO Nesbitt Burns Inc./CDS|1000
CVI|CVR ENERGY INC|NTRC|Northern Trust Securities, Inc.|335
CVI|CVR ENERGY INC|OHOS|TWO SIGMA SECURITIES, LLC|89924
CVI|CVR ENERGY INC|OPCO|Oppenheimer & Co. Inc.|2301
CVI|CVR ENERGY INC|OTAA|OTA LLC|19400
CVI|CVR ENERGY INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CVI|CVR ENERGY INC|PDQM|CODA MARKETS, INC.|47891
CVI|CVR ENERGY INC|PHLY|NASDAQ Execution Services, LLC|2000
CVI|CVR ENERGY INC|PWJC|UBS Financial Services, Inc.|675
CVI|CVR ENERGY INC|QMSR|QUATTRO M SECURITIES INC.|4441
CVI|CVR ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|947
CVI|CVR ENERGY INC|SAGL|SAGETRADER, LLC|13794
CVI|CVR ENERGY INC|SAGW|SAGETRADER, LLC|149
CVI|CVR ENERGY INC|SALI|INTL FCSTONE FINANCIAL INC.|62
CVI|CVR ENERGY INC|SBRX|MURIEL SIEBERT & CO INC|1000
CVI|CVR ENERGY INC|SBSH|Citigroup Global Markets Inc.|43357
CVI|CVR ENERGY INC|SCMC|Scotia Capital Markets (USA) Inc.|559
CVI|CVR ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|125707
CVI|CVR ENERGY INC|SPDR|SPEEDROUTE LLC|6600
CVI|CVR ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|193
CVI|CVR ENERGY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1050
CVI|CVR ENERGY INC|SWIM|TD Ameritrade, Inc.|59649
CVI|CVR ENERGY INC|SWST|Hilltop Securities Inc.|2902
CVI|CVR ENERGY INC|TIAD|Triad Securities Corp|64
CVI|CVR ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|5446
CVI|CVR ENERGY INC|TRBT|Tradebot Systems, Inc.|126959
CVI|CVR ENERGY INC|TRCM|TRC MARKETS LLC|51760
CVI|CVR ENERGY INC|TWTT|TASTYWORKS, INC.|100
CVI|CVR ENERGY INC|UBSA|UBS SECURITIES LLC|338697
CVI|CVR ENERGY INC|UBSS|UBS Securities LLC|531898
CVI|CVR ENERGY INC|USCA|USCA Securities LLC|500
CVI|CVR ENERGY INC|VALX|VIRTU AMERICAS LLC|31094
CVI|CVR ENERGY INC|VGRD|Vanguard Marketing Corporation|10405
CVI|CVR ENERGY INC|VNDM|Wall Street Access|2215
CVI|CVR ENERGY INC|WBET|Wallachbeth Capital LLC|5114
CVI|CVR ENERGY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|79
CVI|CVR ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|69546
CVI|CVR ENERGY INC|WEDB|WEDBUSH SECURITIES INC.|4158
CVI|CVR ENERGY INC|WEED|Weeden & Co.L.P.|3500
CVI|CVR ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1730
CVI|CVR ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12296
CVI|CVR ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|5008
CVI|CVR ENERGY INC|XIST|INSTINET, LLC|47000
CVI|CVR ENERGY INC|XPQR|Jump Trading|100
CVI|CVR ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10748
CVI|CVR ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2390
CVI|CVR ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2038
CVIA|COVIA HLDGS CP|ABLE|NATIXIS Securities Americas LLC|6172
CVIA|COVIA HLDGS CP|ALTX|Alternet Securities Inc.|20173
CVIA|COVIA HLDGS CP|APCC|Apex Clearing Corporation|501
CVIA|COVIA HLDGS CP|BANK|Primevest Financial Services, Inc.|1
CVIA|COVIA HLDGS CP|BARD|Robert W. Baird & Co. Incorporated|951
CVIA|COVIA HLDGS CP|BATM|CBOE TRADING, INC.|5174
CVIA|COVIA HLDGS CP|BAYC|BAY CREST PARTNERS, LLC|2
CVIA|COVIA HLDGS CP|BBNT|BB&T SECURITIES, LLC|1648
CVIA|COVIA HLDGS CP|BERN|Sanford C. Bernstein & Co., LLC|1124
CVIA|COVIA HLDGS CP|BIDS|BIDS TRADING L.P.|800
CVIA|COVIA HLDGS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1200
CVIA|COVIA HLDGS CP|BNPX|BNP PARIBAS SECURITIES CORP.|2315
CVIA|COVIA HLDGS CP|BYXM|CBOE TRADING, INC.|300
CVIA|COVIA HLDGS CP|CHAS|Charles Schwab & Co., Inc.|718
CVIA|COVIA HLDGS CP|CICF|Canaccord Genuity Corp.|15690
CVIA|COVIA HLDGS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78950
CVIA|COVIA HLDGS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30222
CVIA|COVIA HLDGS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6493
CVIA|COVIA HLDGS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181637
CVIA|COVIA HLDGS CP|CTDL|Citadel Derivatives Group Llc|960
CVIA|COVIA HLDGS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|35950
CVIA|COVIA HLDGS CP|DBAB|Deutsche Bank Securities Inc.|41953
CVIA|COVIA HLDGS CP|DBAX|Deutsche Bank Securities Inc.|168600
CVIA|COVIA HLDGS CP|DEAN|MORGAN STANLEY|19097
CVIA|COVIA HLDGS CP|EBXL|EBX LLC|175700
CVIA|COVIA HLDGS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4016
CVIA|COVIA HLDGS CP|EDJO|Edward D. Jones & Co., L.P.|9403
CVIA|COVIA HLDGS CP|EGAM|CBOE TRADING, INC.|5732
CVIA|COVIA HLDGS CP|EGAW|CBOE TRADING, INC.|342
CVIA|COVIA HLDGS CP|EGMT|EG MARKET TECHNOLOGIES LLC|400
CVIA|COVIA HLDGS CP|EGXM|CBOE TRADING, INC.|1705
CVIA|COVIA HLDGS CP|ETBE|Electronic Transaction Clearing, Inc.|7667
CVIA|COVIA HLDGS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3200
CVIA|COVIA HLDGS CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|349
CVIA|COVIA HLDGS CP|ETRS|E*Trade Securities LLC|180153
CVIA|COVIA HLDGS CP|FILL|Tradestation Securities, Inc.|925
CVIA|COVIA HLDGS CP|FMAF|NBCN Inc./ CDS|221
CVIA|COVIA HLDGS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20842
CVIA|COVIA HLDGS CP|FTBR|Foliofn Investments, Inc.|741
CVIA|COVIA HLDGS CP|GLIS|TD Securities Inc|2292
CVIA|COVIA HLDGS CP|GLPX|ACS EXECUTION SERVICES, LLC|110326
CVIA|COVIA HLDGS CP|GSCO|GOLDMAN SACHS & CO. LLC|494539
CVIA|COVIA HLDGS CP|GSCS|GOLDMAN SACHS & CO. LLC|1100
CVIA|COVIA HLDGS CP|GSLT|GOLDMAN SACHS & CO. LLC|2339
CVIA|COVIA HLDGS CP|GTSZ|GTS SECURITIES LLC|76917
CVIA|COVIA HLDGS CP|HRBF|American Enterprise Investment Services Inc.|6962
CVIA|COVIA HLDGS CP|IATS|INTERACTIVE BROKERS LLC|2243
CVIA|COVIA HLDGS CP|IBKR|Interactive Brokers Llc|4346
CVIA|COVIA HLDGS CP|ICBX|INSTINET, LLC|34655
CVIA|COVIA HLDGS CP|IEQY|CITADEL SECURITIES LLC|2675
CVIA|COVIA HLDGS CP|INCA|INSTINET, LLC|81743
CVIA|COVIA HLDGS CP|INJX|INSTINET, LLC|200
CVIA|COVIA HLDGS CP|ITGI|ITG Inc.|50459
CVIA|COVIA HLDGS CP|ITGP|ITG INC.|316600
CVIA|COVIA HLDGS CP|JANY|Janney Montgomery Scott Inc.|700
CVIA|COVIA HLDGS CP|JEFF|JEFFERIES LLC|16340
CVIA|COVIA HLDGS CP|JMPT|JUMP TRADING, LLC|15972
CVIA|COVIA HLDGS CP|JONE|JonesTrading|2301
CVIA|COVIA HLDGS CP|JPBX|J.P. MORGAN SECURITIES LLC|80224
CVIA|COVIA HLDGS CP|JPMX|J.P. Morgan Securities LLC|407960
CVIA|COVIA HLDGS CP|JRCO|Johnson Rice & Company L.L.C.|85
CVIA|COVIA HLDGS CP|JSJX|JANE STREET CAPITAL LLC|3906
CVIA|COVIA HLDGS CP|KCGM|VIRTU Americas LLC|57433
CVIA|COVIA HLDGS CP|LEHM|Barclays Capital Inc./Le|330711
CVIA|COVIA HLDGS CP|LIME|Lime Brokerage LLC|9810
CVIA|COVIA HLDGS CP|LOOP|Loop Capital Markets LLC|1700
CVIA|COVIA HLDGS CP|LQNA|LIQUIDNET, INC.|97400
CVIA|COVIA HLDGS CP|LSCI|Lek Securities Corporation|2175
CVIA|COVIA HLDGS CP|MACC|Mid Atlantic Capital Corporation|60
CVIA|COVIA HLDGS CP|MACQ|Macquarie Capital (USA) Inc.|400
CVIA|COVIA HLDGS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86600
CVIA|COVIA HLDGS CP|MOTF|MOTIF INVESTING, INC.|1
CVIA|COVIA HLDGS CP|MSCO|MORGAN STANLEY & CO. LLC|461386
CVIA|COVIA HLDGS CP|MSPL|MORGAN STANLEY & CO. LLC|136400
CVIA|COVIA HLDGS CP|MSTX|MORGAN STANLEY & CO. LLC|9900
CVIA|COVIA HLDGS CP|NFSC|National Financial Services LLC|194103
CVIA|COVIA HLDGS CP|NITE|VIRTU Americas LLC|380818
CVIA|COVIA HLDGS CP|NQRB|Brut, LLC|2107
CVIA|COVIA HLDGS CP|NTRC|Northern Trust Securities, Inc.|23
CVIA|COVIA HLDGS CP|OPCO|Oppenheimer & Co. Inc.|4963
CVIA|COVIA HLDGS CP|PCFF|Pacific International Securities Inc./CDS|300
CVIA|COVIA HLDGS CP|PDQM|CODA MARKETS, INC.|316982
CVIA|COVIA HLDGS CP|PWJC|UBS Financial Services, Inc.|5230
CVIA|COVIA HLDGS CP|RBCM|RBC CAPITAL MARKETS, LLC|9851
CVIA|COVIA HLDGS CP|RGLD|Regal Securities, Inc|100
CVIA|COVIA HLDGS CP|SAGC|SAGETRADER, LLC|3485
CVIA|COVIA HLDGS CP|SAGL|SAGETRADER, LLC|2800
CVIA|COVIA HLDGS CP|SBSH|Citigroup Global Markets Inc.|89434
CVIA|COVIA HLDGS CP|SGMT|GOLDMAN SACHS & CO. LLC|113160
CVIA|COVIA HLDGS CP|SPDR|SPEEDROUTE LLC|79116
CVIA|COVIA HLDGS CP|SPGS|Sea Port Group Securities, LLC|300
CVIA|COVIA HLDGS CP|STFL|Stifel, Nicolaus & Company, Incorporated|2000
CVIA|COVIA HLDGS CP|SWIM|TD Ameritrade, Inc.|14535
CVIA|COVIA HLDGS CP|SWST|Hilltop Securities Inc.|431
CVIA|COVIA HLDGS CP|TKNG|ALLY INVEST SECURITIES LLC|4198
CVIA|COVIA HLDGS CP|TRCM|TRC MARKETS LLC|1551
CVIA|COVIA HLDGS CP|TWTT|TASTYWORKS, INC.|40
CVIA|COVIA HLDGS CP|UBSA|UBS SECURITIES LLC|450227
CVIA|COVIA HLDGS CP|UBSS|UBS Securities LLC|274465
CVIA|COVIA HLDGS CP|VALX|VIRTU AMERICAS LLC|2978
CVIA|COVIA HLDGS CP|VGRD|Vanguard Marketing Corporation|3981
CVIA|COVIA HLDGS CP|WBLR|WILLIAM BLAIR|700
CVIA|COVIA HLDGS CP|WCHV|WELLS FARGO SECURITIES, LLC|97572
CVIA|COVIA HLDGS CP|WEDB|WEDBUSH SECURITIES INC.|101
CVIA|COVIA HLDGS CP|WEED|Weeden & Co.L.P.|500
CVIA|COVIA HLDGS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1826
CVIA|COVIA HLDGS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1011
CVIA|COVIA HLDGS CP|WGIF|CIBC World Markets Inc.|2380
CVIA|COVIA HLDGS CP|WSEA|WOLVERINE SECURITIES, LLC|1172
CVIA|COVIA HLDGS CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|600
CVIA|COVIA HLDGS CP|XPQR|Jump Trading|1181
CVIA|COVIA HLDGS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|31316
CVIA|COVIA HLDGS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|17157
CVIA|COVIA HLDGS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2846
CVLT|COMMVAULT SYSTEMS|AGIS|Aegis Capital Corp.|1000
CVLT|COMMVAULT SYSTEMS|APCC|Apex Clearing Corporation|9
CVLT|COMMVAULT SYSTEMS|BATM|CBOE TRADING, INC.|5659
CVLT|COMMVAULT SYSTEMS|BERN|Sanford C. Bernstein & Co., LLC|13941
CVLT|COMMVAULT SYSTEMS|BIDS|BIDS TRADING L.P.|21100
CVLT|COMMVAULT SYSTEMS|BKCM|BNY Mellon Capital Markets LLC|13739
CVLT|COMMVAULT SYSTEMS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
CVLT|COMMVAULT SYSTEMS|BLKX|INSTINET, LLC|24700
CVLT|COMMVAULT SYSTEMS|BMOC|BMO Capital Markets Corp.|7451
CVLT|COMMVAULT SYSTEMS|BNPX|BNP PARIBAS SECURITIES CORP.|76246
CVLT|COMMVAULT SYSTEMS|BRVL|BLAYLOCK VAN, LLC|500
CVLT|COMMVAULT SYSTEMS|BTIG|BTIG, LLC|7748
CVLT|COMMVAULT SYSTEMS|BYXM|CBOE TRADING, INC.|277
CVLT|COMMVAULT SYSTEMS|CIST|Capital Institutional Services, Inc.|6
CVLT|COMMVAULT SYSTEMS|CNFR|Cowen Prime Services LLC|200
CVLT|COMMVAULT SYSTEMS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131289
CVLT|COMMVAULT SYSTEMS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|348
CVLT|COMMVAULT SYSTEMS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|55
CVLT|COMMVAULT SYSTEMS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71619
CVLT|COMMVAULT SYSTEMS|CTDL|Citadel Derivatives Group Llc|13278
CVLT|COMMVAULT SYSTEMS|CXCX|CITIGROUP GLOBAL MARKETS INC.|17030
CVLT|COMMVAULT SYSTEMS|DBAB|Deutsche Bank Securities Inc.|512649
CVLT|COMMVAULT SYSTEMS|DBAX|Deutsche Bank Securities Inc.|84200
CVLT|COMMVAULT SYSTEMS|DBUL|Deutsche Bank Securities Inc.|654
CVLT|COMMVAULT SYSTEMS|DEAN|MORGAN STANLEY|902
CVLT|COMMVAULT SYSTEMS|DEGS|RONIN PROFESSIONAL LLC|100
CVLT|COMMVAULT SYSTEMS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5487
CVLT|COMMVAULT SYSTEMS|EBXL|EBX LLC|60400
CVLT|COMMVAULT SYSTEMS|EGAM|CBOE TRADING, INC.|19916
CVLT|COMMVAULT SYSTEMS|EGMT|EG MARKET TECHNOLOGIES LLC|270
CVLT|COMMVAULT SYSTEMS|EGXM|CBOE TRADING, INC.|1544
CVLT|COMMVAULT SYSTEMS|ESPO|ESPOSITO SECURITIES, LLC|9650
CVLT|COMMVAULT SYSTEMS|ETBE|Electronic Transaction Clearing, Inc.|722
CVLT|COMMVAULT SYSTEMS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
CVLT|COMMVAULT SYSTEMS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
CVLT|COMMVAULT SYSTEMS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31491
CVLT|COMMVAULT SYSTEMS|ETRS|E*Trade Securities LLC|66725
CVLT|COMMVAULT SYSTEMS|FBCO|Credit Suisse Securities (USA) LLC|567756
CVLT|COMMVAULT SYSTEMS|FILL|Tradestation Securities, Inc.|5869
CVLT|COMMVAULT SYSTEMS|FMAF|NBCN Inc./ CDS|11665
CVLT|COMMVAULT SYSTEMS|FOMA|TD AMERITRADE CLEARING, INC.|5910
CVLT|COMMVAULT SYSTEMS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2628
CVLT|COMMVAULT SYSTEMS|FQLS|Quantlab Securities LP|94519
CVLT|COMMVAULT SYSTEMS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17898
CVLT|COMMVAULT SYSTEMS|FTBR|Foliofn Investments, Inc.|8
CVLT|COMMVAULT SYSTEMS|GEBB|GLOBAL EXECUTION BROKERS, LP|21063
CVLT|COMMVAULT SYSTEMS|GLIS|TD Securities Inc|16
CVLT|COMMVAULT SYSTEMS|GLPX|ACS EXECUTION SERVICES, LLC|1761
CVLT|COMMVAULT SYSTEMS|GSCO|GOLDMAN SACHS & CO. LLC|518172
CVLT|COMMVAULT SYSTEMS|GSCS|GOLDMAN SACHS & CO. LLC|8871
CVLT|COMMVAULT SYSTEMS|GSLT|GOLDMAN SACHS & CO. LLC|2033
CVLT|COMMVAULT SYSTEMS|GTSZ|GTS SECURITIES LLC|2270
CVLT|COMMVAULT SYSTEMS|HRBF|American Enterprise Investment Services Inc.|292
CVLT|COMMVAULT SYSTEMS|HSBC|HSBC Securities, Inc.|105100
CVLT|COMMVAULT SYSTEMS|IBKR|Interactive Brokers Llc|68356
CVLT|COMMVAULT SYSTEMS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|312
CVLT|COMMVAULT SYSTEMS|ICBX|INSTINET, LLC|21883
CVLT|COMMVAULT SYSTEMS|IEQY|CITADEL SECURITIES LLC|67704
CVLT|COMMVAULT SYSTEMS|INCA|INSTINET, LLC|435237
CVLT|COMMVAULT SYSTEMS|INJX|INSTINET, LLC|4813
CVLT|COMMVAULT SYSTEMS|ITGI|ITG Inc.|52257
CVLT|COMMVAULT SYSTEMS|ITGP|ITG INC.|25800
CVLT|COMMVAULT SYSTEMS|JEFF|JEFFERIES LLC|20546
CVLT|COMMVAULT SYSTEMS|JMPT|JUMP TRADING, LLC|12977
CVLT|COMMVAULT SYSTEMS|JPBX|J.P. MORGAN SECURITIES LLC|13626
CVLT|COMMVAULT SYSTEMS|JPMX|J.P. Morgan Securities LLC|161294
CVLT|COMMVAULT SYSTEMS|KCGM|VIRTU Americas LLC|15017
CVLT|COMMVAULT SYSTEMS|LEHM|Barclays Capital Inc./Le|210676
CVLT|COMMVAULT SYSTEMS|LIME|Lime Brokerage LLC|59469
CVLT|COMMVAULT SYSTEMS|LMNX|LUMINEX TRADING & ANALYTICS LLC|12200
CVLT|COMMVAULT SYSTEMS|LOOP|Loop Capital Markets LLC|290
CVLT|COMMVAULT SYSTEMS|LQNA|LIQUIDNET, INC.|52600
CVLT|COMMVAULT SYSTEMS|LQNB|LIQUIDNET, INC.|5000
CVLT|COMMVAULT SYSTEMS|MAXM|Maxim Group LLC|2711
CVLT|COMMVAULT SYSTEMS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43350
CVLT|COMMVAULT SYSTEMS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
CVLT|COMMVAULT SYSTEMS|MSCO|MORGAN STANLEY & CO. LLC|1180279
CVLT|COMMVAULT SYSTEMS|MSPL|MORGAN STANLEY & CO. LLC|52800
CVLT|COMMVAULT SYSTEMS|MSTX|MORGAN STANLEY & CO. LLC|34000
CVLT|COMMVAULT SYSTEMS|NFSC|National Financial Services LLC|44852
CVLT|COMMVAULT SYSTEMS|NITE|VIRTU Americas LLC|36605
CVLT|COMMVAULT SYSTEMS|NITP|VIRTU Americas LLC|500
CVLT|COMMVAULT SYSTEMS|NMRA|Nomura Securities International, Inc.|165996
CVLT|COMMVAULT SYSTEMS|NQRB|Brut, LLC|11163
CVLT|COMMVAULT SYSTEMS|NTRC|Northern Trust Securities, Inc.|441
CVLT|COMMVAULT SYSTEMS|OHOS|TWO SIGMA SECURITIES, LLC|1295
CVLT|COMMVAULT SYSTEMS|OPCO|Oppenheimer & Co. Inc.|3038
CVLT|COMMVAULT SYSTEMS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
CVLT|COMMVAULT SYSTEMS|PDQM|CODA MARKETS, INC.|65539
CVLT|COMMVAULT SYSTEMS|PWJC|UBS Financial Services, Inc.|2100
CVLT|COMMVAULT SYSTEMS|RBCM|RBC CAPITAL MARKETS, LLC|1000
CVLT|COMMVAULT SYSTEMS|SAGL|SAGETRADER, LLC|200
CVLT|COMMVAULT SYSTEMS|SAGW|SAGETRADER, LLC|398
CVLT|COMMVAULT SYSTEMS|SALI|INTL FCSTONE FINANCIAL INC.|34
CVLT|COMMVAULT SYSTEMS|SBSH|Citigroup Global Markets Inc.|165051
CVLT|COMMVAULT SYSTEMS|SGMT|GOLDMAN SACHS & CO. LLC|36319
CVLT|COMMVAULT SYSTEMS|SPDR|SPEEDROUTE LLC|5980
CVLT|COMMVAULT SYSTEMS|STFL|Stifel, Nicolaus & Company, Incorporated|714
CVLT|COMMVAULT SYSTEMS|SWIM|TD Ameritrade, Inc.|2048
CVLT|COMMVAULT SYSTEMS|SWST|Hilltop Securities Inc.|5703
CVLT|COMMVAULT SYSTEMS|TKNG|ALLY INVEST SECURITIES LLC|903
CVLT|COMMVAULT SYSTEMS|TONC|CUTTONE & CO., LLC|2595
CVLT|COMMVAULT SYSTEMS|TRBT|Tradebot Systems, Inc.|23835
CVLT|COMMVAULT SYSTEMS|TRCM|TRC MARKETS LLC|64366
CVLT|COMMVAULT SYSTEMS|UBSA|UBS SECURITIES LLC|182271
CVLT|COMMVAULT SYSTEMS|UBSS|UBS Securities LLC|385021
CVLT|COMMVAULT SYSTEMS|VALX|VIRTU AMERICAS LLC|10304
CVLT|COMMVAULT SYSTEMS|VGRD|Vanguard Marketing Corporation|2100
CVLT|COMMVAULT SYSTEMS|WBLR|WILLIAM BLAIR|95
CVLT|COMMVAULT SYSTEMS|WBPX|SUMMIT SECURITIES GROUP, LLC|3160
CVLT|COMMVAULT SYSTEMS|WCHV|WELLS FARGO SECURITIES, LLC|91784
CVLT|COMMVAULT SYSTEMS|WDNX|WEEDEN & CO.L.P.|310
CVLT|COMMVAULT SYSTEMS|WEDB|WEDBUSH SECURITIES INC.|208
CVLT|COMMVAULT SYSTEMS|WEED|Weeden & Co.L.P.|1000
CVLT|COMMVAULT SYSTEMS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1058
CVLT|COMMVAULT SYSTEMS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|431
CVLT|COMMVAULT SYSTEMS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|55
CVLT|COMMVAULT SYSTEMS|WSEA|WOLVERINE SECURITIES, LLC|782
CVLT|COMMVAULT SYSTEMS|XIST|INSTINET, LLC|22320
CVLT|COMMVAULT SYSTEMS|XPQR|Jump Trading|99
CVLT|COMMVAULT SYSTEMS|XSTM|NATIONAL FINANCIAL SERVICES LLC|16908
CVLT|COMMVAULT SYSTEMS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
CVLY|CODORUS VALLEY BNCP|ALTX|Alternet Securities Inc.|100
CVLY|CODORUS VALLEY BNCP|APCC|Apex Clearing Corporation|10
CVLY|CODORUS VALLEY BNCP|BATM|CBOE TRADING, INC.|44
CVLY|CODORUS VALLEY BNCP|BMOC|BMO Capital Markets Corp.|1371
CVLY|CODORUS VALLEY BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|839
CVLY|CODORUS VALLEY BNCP|BOSC|Boenning & Scattergood, Inc.|44218
CVLY|CODORUS VALLEY BNCP|BTIG|BTIG, LLC|11
CVLY|CODORUS VALLEY BNCP|BYXM|CBOE TRADING, INC.|162
CVLY|CODORUS VALLEY BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1987
CVLY|CODORUS VALLEY BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12343
CVLY|CODORUS VALLEY BNCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10962
CVLY|CODORUS VALLEY BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2451
CVLY|CODORUS VALLEY BNCP|CTDL|Citadel Derivatives Group Llc|641
CVLY|CODORUS VALLEY BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3036
CVLY|CODORUS VALLEY BNCP|DBAB|Deutsche Bank Securities Inc.|10984
CVLY|CODORUS VALLEY BNCP|DBAX|Deutsche Bank Securities Inc.|1200
CVLY|CODORUS VALLEY BNCP|EBXL|EBX LLC|3900
CVLY|CODORUS VALLEY BNCP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CVLY|CODORUS VALLEY BNCP|ETRS|E*Trade Securities LLC|10
CVLY|CODORUS VALLEY BNCP|FBCO|Credit Suisse Securities (USA) LLC|37639
CVLY|CODORUS VALLEY BNCP|FOMA|TD AMERITRADE CLEARING, INC.|5869
CVLY|CODORUS VALLEY BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12689
CVLY|CODORUS VALLEY BNCP|FTBR|Foliofn Investments, Inc.|1
CVLY|CODORUS VALLEY BNCP|GEBB|GLOBAL EXECUTION BROKERS, LP|2141
CVLY|CODORUS VALLEY BNCP|GLPX|ACS EXECUTION SERVICES, LLC|3058
CVLY|CODORUS VALLEY BNCP|GSCO|GOLDMAN SACHS & CO. LLC|35751
CVLY|CODORUS VALLEY BNCP|GTSZ|GTS SECURITIES LLC|5330
CVLY|CODORUS VALLEY BNCP|IBKR|Interactive Brokers Llc|704
CVLY|CODORUS VALLEY BNCP|ICBX|INSTINET, LLC|2500
CVLY|CODORUS VALLEY BNCP|IEQY|CITADEL SECURITIES LLC|895
CVLY|CODORUS VALLEY BNCP|INCA|INSTINET, LLC|25692
CVLY|CODORUS VALLEY BNCP|INJX|INSTINET, LLC|1437
CVLY|CODORUS VALLEY BNCP|ITGI|ITG Inc.|9707
CVLY|CODORUS VALLEY BNCP|ITGP|ITG INC.|19200
CVLY|CODORUS VALLEY BNCP|JANY|Janney Montgomery Scott Inc.|663
CVLY|CODORUS VALLEY BNCP|JEFF|JEFFERIES LLC|1007
CVLY|CODORUS VALLEY BNCP|JPMX|J.P. Morgan Securities LLC|3537
CVLY|CODORUS VALLEY BNCP|KCGM|VIRTU Americas LLC|537
CVLY|CODORUS VALLEY BNCP|LEHM|Barclays Capital Inc./Le|5511
CVLY|CODORUS VALLEY BNCP|LIME|Lime Brokerage LLC|17195
CVLY|CODORUS VALLEY BNCP|LMGP|LIME BROKERAGE LLC|5044
CVLY|CODORUS VALLEY BNCP|LSCI|Lek Securities Corporation|1
CVLY|CODORUS VALLEY BNCP|MAXM|Maxim Group LLC|864
CVLY|CODORUS VALLEY BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CVLY|CODORUS VALLEY BNCP|MSCO|MORGAN STANLEY & CO. LLC|67653
CVLY|CODORUS VALLEY BNCP|MSPL|MORGAN STANLEY & CO. LLC|3800
CVLY|CODORUS VALLEY BNCP|NFSC|National Financial Services LLC|1811
CVLY|CODORUS VALLEY BNCP|NITE|VIRTU Americas LLC|19388
CVLY|CODORUS VALLEY BNCP|PDQM|CODA MARKETS, INC.|7351
CVLY|CODORUS VALLEY BNCP|RAJA|Raymond James & Associates, Inc.|886
CVLY|CODORUS VALLEY BNCP|SBSH|Citigroup Global Markets Inc.|10234
CVLY|CODORUS VALLEY BNCP|SGMT|GOLDMAN SACHS & CO. LLC|1673
CVLY|CODORUS VALLEY BNCP|SPDR|SPEEDROUTE LLC|553
CVLY|CODORUS VALLEY BNCP|SPTD|MINT GLOBAL MARKETS, INC.|269
CVLY|CODORUS VALLEY BNCP|STFL|Stifel, Nicolaus & Company, Incorporated|308
CVLY|CODORUS VALLEY BNCP|SWIM|TD Ameritrade, Inc.|1200
CVLY|CODORUS VALLEY BNCP|TRBT|Tradebot Systems, Inc.|93
CVLY|CODORUS VALLEY BNCP|TRCM|TRC MARKETS LLC|16541
CVLY|CODORUS VALLEY BNCP|UBSA|UBS SECURITIES LLC|11496
CVLY|CODORUS VALLEY BNCP|UBSS|UBS Securities LLC|21272
CVLY|CODORUS VALLEY BNCP|VALX|VIRTU AMERICAS LLC|723
CVLY|CODORUS VALLEY BNCP|VGRD|Vanguard Marketing Corporation|200
CVLY|CODORUS VALLEY BNCP|WCHV|WELLS FARGO SECURITIES, LLC|10024
CVLY|CODORUS VALLEY BNCP|WEED|Weeden & Co.L.P.|100
CVLY|CODORUS VALLEY BNCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
CVLY|CODORUS VALLEY BNCP|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
CVLY|CODORUS VALLEY BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|270
CVM|CEL-SCI CORP|ADAM|CANACCORD GENUITY INC.|5032
CVM|CEL-SCI CORP|ALTX|Alternet Securities Inc.|1196
CVM|CEL-SCI CORP|APCC|Apex Clearing Corporation|37108
CVM|CEL-SCI CORP|BARD|Robert W. Baird & Co. Incorporated|1300
CVM|CEL-SCI CORP|BATM|CBOE TRADING, INC.|2300
CVM|CEL-SCI CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|232
CVM|CEL-SCI CORP|BRGE|Newbridge Securities Corp.|700
CVM|CEL-SCI CORP|BYXM|CBOE TRADING, INC.|1300
CVM|CEL-SCI CORP|CHAS|Charles Schwab & Co., Inc.|4765
CVM|CEL-SCI CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73067
CVM|CEL-SCI CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7232
CVM|CEL-SCI CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|75337
CVM|CEL-SCI CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69588
CVM|CEL-SCI CORP|CTDL|Citadel Derivatives Group Llc|549
CVM|CEL-SCI CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|20284
CVM|CEL-SCI CORP|DADA|D.A. Davidson & Co.|2000
CVM|CEL-SCI CORP|DBAB|Deutsche Bank Securities Inc.|13425
CVM|CEL-SCI CORP|DBAX|Deutsche Bank Securities Inc.|50900
CVM|CEL-SCI CORP|DEAN|MORGAN STANLEY|10490
CVM|CEL-SCI CORP|DEGS|RONIN PROFESSIONAL LLC|7950
CVM|CEL-SCI CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|189934
CVM|CEL-SCI CORP|DJSA|Dawson James Securities, Inc|30200
CVM|CEL-SCI CORP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|10000
CVM|CEL-SCI CORP|EBXL|EBX LLC|61600
CVM|CEL-SCI CORP|EDJO|Edward D. Jones & Co., L.P.|3375
CVM|CEL-SCI CORP|EGAM|CBOE TRADING, INC.|5100
CVM|CEL-SCI CORP|EGAW|CBOE TRADING, INC.|198
CVM|CEL-SCI CORP|EGXM|CBOE TRADING, INC.|5042
CVM|CEL-SCI CORP|EGXW|CBOE TRADING, INC.|100
CVM|CEL-SCI CORP|ETBE|Electronic Transaction Clearing, Inc.|1168
CVM|CEL-SCI CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
CVM|CEL-SCI CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|480
CVM|CEL-SCI CORP|ETRS|E*Trade Securities LLC|590358
CVM|CEL-SCI CORP|FILL|Tradestation Securities, Inc.|227
CVM|CEL-SCI CORP|FMAF|NBCN Inc./ CDS|1350
CVM|CEL-SCI CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5146
CVM|CEL-SCI CORP|FTBR|Foliofn Investments, Inc.|2232
CVM|CEL-SCI CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
CVM|CEL-SCI CORP|GLIS|TD Securities Inc|4914
CVM|CEL-SCI CORP|GLPX|ACS EXECUTION SERVICES, LLC|51314
CVM|CEL-SCI CORP|GSCO|GOLDMAN SACHS & CO. LLC|62376
CVM|CEL-SCI CORP|GSCS|GOLDMAN SACHS & CO. LLC|3900
CVM|CEL-SCI CORP|GSLT|GOLDMAN SACHS & CO. LLC|12876
CVM|CEL-SCI CORP|GTSZ|GTS SECURITIES LLC|2037
CVM|CEL-SCI CORP|HASF|Haywood Securities Inc./CDS|5000
CVM|CEL-SCI CORP|HRBF|American Enterprise Investment Services Inc.|26405
CVM|CEL-SCI CORP|IATS|INTERACTIVE BROKERS LLC|26286
CVM|CEL-SCI CORP|IBKR|Interactive Brokers Llc|109521
CVM|CEL-SCI CORP|ICBX|INSTINET, LLC|93800
CVM|CEL-SCI CORP|INCA|INSTINET, LLC|230389
CVM|CEL-SCI CORP|INJX|INSTINET, LLC|2270
CVM|CEL-SCI CORP|ITGI|ITG Inc.|18393
CVM|CEL-SCI CORP|ITGP|ITG INC.|55600
CVM|CEL-SCI CORP|JEFF|JEFFERIES LLC|3330
CVM|CEL-SCI CORP|JHDR|J.H. Darbie & Co., Inc.|1000
CVM|CEL-SCI CORP|JMPT|JUMP TRADING, LLC|2650
CVM|CEL-SCI CORP|JONE|JonesTrading|42768
CVM|CEL-SCI CORP|JPMX|J.P. Morgan Securities LLC|32342
CVM|CEL-SCI CORP|JSCL|JOSEPH STONE CAPITAL L.L.C.|780
CVM|CEL-SCI CORP|JSJX|JANE STREET CAPITAL LLC|600
CVM|CEL-SCI CORP|KCGM|VIRTU Americas LLC|15579
CVM|CEL-SCI CORP|LAFC|R. F. Lafferty & Co., Inc.|6000
CVM|CEL-SCI CORP|LEHM|Barclays Capital Inc./Le|28475
CVM|CEL-SCI CORP|LIME|Lime Brokerage LLC|20770
CVM|CEL-SCI CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|98
CVM|CEL-SCI CORP|MAXM|Maxim Group LLC|563491
CVM|CEL-SCI CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24208
CVM|CEL-SCI CORP|MOTF|MOTIF INVESTING, INC.|1
CVM|CEL-SCI CORP|MSCO|MORGAN STANLEY & CO. LLC|164515
CVM|CEL-SCI CORP|MSPL|MORGAN STANLEY & CO. LLC|7500
CVM|CEL-SCI CORP|MSTX|MORGAN STANLEY & CO. LLC|200
CVM|CEL-SCI CORP|NFSC|National Financial Services LLC|973752
CVM|CEL-SCI CORP|NITE|VIRTU Americas LLC|1713496
CVM|CEL-SCI CORP|NITP|VIRTU Americas LLC|400
CVM|CEL-SCI CORP|NORT|Northland Securities, Inc.|72617
CVM|CEL-SCI CORP|NQRB|Brut, LLC|11001
CVM|CEL-SCI CORP|NTBF|BMO Nesbitt Burns Inc./CDS|2162
CVM|CEL-SCI CORP|NTRC|Northern Trust Securities, Inc.|4000
CVM|CEL-SCI CORP|OPCO|Oppenheimer & Co. Inc.|1000
CVM|CEL-SCI CORP|PDQM|CODA MARKETS, INC.|40038
CVM|CEL-SCI CORP|RBCM|RBC CAPITAL MARKETS, LLC|81195
CVM|CEL-SCI CORP|RGLD|Regal Securities, Inc|1300
CVM|CEL-SCI CORP|SAGL|SAGETRADER, LLC|2816
CVM|CEL-SCI CORP|SALI|INTL FCSTONE FINANCIAL INC.|8126
CVM|CEL-SCI CORP|SBRX|MURIEL SIEBERT & CO INC|16
CVM|CEL-SCI CORP|SBSH|Citigroup Global Markets Inc.|8350
CVM|CEL-SCI CORP|SGMT|GOLDMAN SACHS & CO. LLC|18101
CVM|CEL-SCI CORP|SOGO|Wang Investment Associates, Inc.|25
CVM|CEL-SCI CORP|SPDR|SPEEDROUTE LLC|8770
CVM|CEL-SCI CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4113
CVM|CEL-SCI CORP|SWIM|TD Ameritrade, Inc.|635472
CVM|CEL-SCI CORP|SWST|Hilltop Securities Inc.|234935
CVM|CEL-SCI CORP|TKNG|ALLY INVEST SECURITIES LLC|7754
CVM|CEL-SCI CORP|TTUC|CUTTONE & CO., INC.|26108
CVM|CEL-SCI CORP|TWTT|TASTYWORKS, INC.|100
CVM|CEL-SCI CORP|UBSA|UBS SECURITIES LLC|190553
CVM|CEL-SCI CORP|UBSS|UBS Securities LLC|276349
CVM|CEL-SCI CORP|VALX|VIRTU AMERICAS LLC|100
CVM|CEL-SCI CORP|VGRD|Vanguard Marketing Corporation|53547
CVM|CEL-SCI CORP|WCHV|WELLS FARGO SECURITIES, LLC|98554
CVM|CEL-SCI CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25518
CVM|CEL-SCI CORP|WGIF|CIBC World Markets Inc.|2000
CVM|CEL-SCI CORP|WSEA|WOLVERINE SECURITIES, LLC|35890
CVM|CEL-SCI CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2
CVM|CEL-SCI CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|21400
CVM|CEL-SCI CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|6534
CVM|CEL-SCI CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|840
CVM.W|CEL-SCI|APCC|Apex Clearing Corporation|10000
CVM.W|CEL-SCI|BATM|CBOE TRADING, INC.|100
CVM.W|CEL-SCI|CANT|Cantor Fitzgerald & Co.|1799
CVM.W|CEL-SCI|CTDL|Citadel Derivatives Group Llc|700
CVM.W|CEL-SCI|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
CVM.W|CEL-SCI|DBAX|Deutsche Bank Securities Inc.|900
CVM.W|CEL-SCI|EBXL|EBX LLC|7000
CVM.W|CEL-SCI|ETRS|E*Trade Securities LLC|125394
CVM.W|CEL-SCI|GSLT|GOLDMAN SACHS & CO. LLC|1500
CVM.W|CEL-SCI|ICBX|INSTINET, LLC|1100
CVM.W|CEL-SCI|INCA|INSTINET, LLC|871
CVM.W|CEL-SCI|LAFC|R. F. Lafferty & Co., Inc.|3800
CVM.W|CEL-SCI|LIME|Lime Brokerage LLC|200
CVM.W|CEL-SCI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13200
CVM.W|CEL-SCI|MSCO|MORGAN STANLEY & CO. LLC|26489
CVM.W|CEL-SCI|NFSC|National Financial Services LLC|2750
CVM.W|CEL-SCI|NITE|VIRTU Americas LLC|419241
CVM.W|CEL-SCI|SWIM|TD Ameritrade, Inc.|247969
CVM.W|CEL-SCI|UBSA|UBS SECURITIES LLC|14400
CVM.W|CEL-SCI|UBSS|UBS Securities LLC|6205
CVM.W|CEL-SCI|WCHV|WELLS FARGO SECURITIES, LLC|400
CVM.W|CEL-SCI|WSEA|WOLVERINE SECURITIES, LLC|20466
CVM.W|CEL-SCI|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
CVNA|CARVANA CO. CL A|ALTX|Alternet Securities Inc.|25577
CVNA|CARVANA CO. CL A|ANOS|ABEL/NOSER, L.L.C.|814
CVNA|CARVANA CO. CL A|APCC|Apex Clearing Corporation|61225
CVNA|CARVANA CO. CL A|BANK|Primevest Financial Services, Inc.|10
CVNA|CARVANA CO. CL A|BARD|Robert W. Baird & Co. Incorporated|3966
CVNA|CARVANA CO. CL A|BATM|CBOE TRADING, INC.|21991
CVNA|CARVANA CO. CL A|BAYT|BTIG, LLC|100
CVNA|CARVANA CO. CL A|BBNT|BB&T SECURITIES, LLC|912
CVNA|CARVANA CO. CL A|BERN|Sanford C. Bernstein & Co., LLC|45181
CVNA|CARVANA CO. CL A|BIDS|BIDS TRADING L.P.|158800
CVNA|CARVANA CO. CL A|BIMI|Banca IMI Securities Corp.|3700
CVNA|CARVANA CO. CL A|BKCM|BNY Mellon Capital Markets LLC|1749
CVNA|CARVANA CO. CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15210
CVNA|CARVANA CO. CL A|BLKX|INSTINET, LLC|54800
CVNA|CARVANA CO. CL A|BNPX|BNP PARIBAS SECURITIES CORP.|117658
CVNA|CARVANA CO. CL A|BTIG|BTIG, LLC|68856
CVNA|CARVANA CO. CL A|BYXM|CBOE TRADING, INC.|4490
CVNA|CARVANA CO. CL A|CANT|Cantor Fitzgerald & Co.|1387
CVNA|CARVANA CO. CL A|CHAS|Charles Schwab & Co., Inc.|3529
CVNA|CARVANA CO. CL A|CHBC|PENSERRA SECURITIES, LLC|40000
CVNA|CARVANA CO. CL A|CIST|Capital Institutional Services, Inc.|5325
CVNA|CARVANA CO. CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|178397
CVNA|CARVANA CO. CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40358
CVNA|CARVANA CO. CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8263
CVNA|CARVANA CO. CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|444492
CVNA|CARVANA CO. CL A|CTDL|Citadel Derivatives Group Llc|15567
CVNA|CARVANA CO. CL A|CTLR|CUTLER GROUP, LP|16892
CVNA|CARVANA CO. CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|87052
CVNA|CARVANA CO. CL A|DADA|D.A. Davidson & Co.|1700
CVNA|CARVANA CO. CL A|DBAB|Deutsche Bank Securities Inc.|96920
CVNA|CARVANA CO. CL A|DBAX|Deutsche Bank Securities Inc.|303700
CVNA|CARVANA CO. CL A|DCHF|Dart Executions, LLC|37750
CVNA|CARVANA CO. CL A|DEAN|MORGAN STANLEY|15586
CVNA|CARVANA CO. CL A|DEGS|RONIN PROFESSIONAL LLC|35219
CVNA|CARVANA CO. CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
CVNA|CARVANA CO. CL A|DOTC|Dougherty & Company LLC|2500
CVNA|CARVANA CO. CL A|EBXL|EBX LLC|259800
CVNA|CARVANA CO. CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|264233
CVNA|CARVANA CO. CL A|EDJO|Edward D. Jones & Co., L.P.|6094
CVNA|CARVANA CO. CL A|EGAM|CBOE TRADING, INC.|42173
CVNA|CARVANA CO. CL A|EGAW|CBOE TRADING, INC.|259
CVNA|CARVANA CO. CL A|EGMT|EG MARKET TECHNOLOGIES LLC|1530
CVNA|CARVANA CO. CL A|EGXM|CBOE TRADING, INC.|16798
CVNA|CARVANA CO. CL A|EGXW|CBOE TRADING, INC.|60
CVNA|CARVANA CO. CL A|ETBE|Electronic Transaction Clearing, Inc.|41369
CVNA|CARVANA CO. CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|12991
CVNA|CARVANA CO. CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|81436
CVNA|CARVANA CO. CL A|ETRS|E*Trade Securities LLC|452080
CVNA|CARVANA CO. CL A|EVRS|E1 ASSET MANAGEMENT, INC.|6820
CVNA|CARVANA CO. CL A|FBSB|U.S. Bancorp Investments, Inc.|100
CVNA|CARVANA CO. CL A|FILL|Tradestation Securities, Inc.|20082
CVNA|CARVANA CO. CL A|FINX|FINTECH SECURITIES|1100
CVNA|CARVANA CO. CL A|FMAF|NBCN Inc./ CDS|17802
CVNA|CARVANA CO. CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1699
CVNA|CARVANA CO. CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87684
CVNA|CARVANA CO. CL A|FTBR|Foliofn Investments, Inc.|4010
CVNA|CARVANA CO. CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|8788
CVNA|CARVANA CO. CL A|GLIS|TD Securities Inc|2387
CVNA|CARVANA CO. CL A|GLPX|ACS EXECUTION SERVICES, LLC|109590
CVNA|CARVANA CO. CL A|GSCO|GOLDMAN SACHS & CO. LLC|769409
CVNA|CARVANA CO. CL A|GSCS|GOLDMAN SACHS & CO. LLC|18249
CVNA|CARVANA CO. CL A|GSLT|GOLDMAN SACHS & CO. LLC|8609
CVNA|CARVANA CO. CL A|GTSZ|GTS SECURITIES LLC|41799
CVNA|CARVANA CO. CL A|HRBF|American Enterprise Investment Services Inc.|8814
CVNA|CARVANA CO. CL A|HSBC|HSBC Securities, Inc.|6241
CVNA|CARVANA CO. CL A|IATS|INTERACTIVE BROKERS LLC|54856
CVNA|CARVANA CO. CL A|IBKR|Interactive Brokers Llc|133684
CVNA|CARVANA CO. CL A|ICBX|INSTINET, LLC|50678
CVNA|CARVANA CO. CL A|IEQY|CITADEL SECURITIES LLC|87199
CVNA|CARVANA CO. CL A|INCA|INSTINET, LLC|252695
CVNA|CARVANA CO. CL A|INJX|INSTINET, LLC|8741
CVNA|CARVANA CO. CL A|ITGI|ITG Inc.|53085
CVNA|CARVANA CO. CL A|ITGP|ITG INC.|207600
CVNA|CARVANA CO. CL A|JANY|Janney Montgomery Scott Inc.|520
CVNA|CARVANA CO. CL A|JEFF|JEFFERIES LLC|48149
CVNA|CARVANA CO. CL A|JMPT|JUMP TRADING, LLC|65482
CVNA|CARVANA CO. CL A|JONE|JonesTrading|5805
CVNA|CARVANA CO. CL A|JPBX|J.P. MORGAN SECURITIES LLC|149597
CVNA|CARVANA CO. CL A|JPMX|J.P. Morgan Securities LLC|680277
CVNA|CARVANA CO. CL A|JSJX|JANE STREET CAPITAL LLC|145505
CVNA|CARVANA CO. CL A|KCGM|VIRTU Americas LLC|76145
CVNA|CARVANA CO. CL A|KEYB|KEYBANC CAPITAL MARKETS INC.|41782
CVNA|CARVANA CO. CL A|LEHM|Barclays Capital Inc./Le|647220
CVNA|CARVANA CO. CL A|LIME|Lime Brokerage LLC|34390
CVNA|CARVANA CO. CL A|LQNA|LIQUIDNET, INC.|445100
CVNA|CARVANA CO. CL A|LQNB|LIQUIDNET, INC.|2000
CVNA|CARVANA CO. CL A|LSCI|Lek Securities Corporation|173
CVNA|CARVANA CO. CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CVNA|CARVANA CO. CL A|MACQ|Macquarie Capital (USA) Inc.|4378
CVNA|CARVANA CO. CL A|MAVB|Great Point Capital LLC|100
CVNA|CARVANA CO. CL A|MBTS|ALLY INVEST SECURITIES LLC|271
CVNA|CARVANA CO. CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|150828
CVNA|CARVANA CO. CL A|MOTF|MOTIF INVESTING, INC.|12
CVNA|CARVANA CO. CL A|MSCO|MORGAN STANLEY & CO. LLC|1314518
CVNA|CARVANA CO. CL A|MSPL|MORGAN STANLEY & CO. LLC|451300
CVNA|CARVANA CO. CL A|MSTX|MORGAN STANLEY & CO. LLC|168100
CVNA|CARVANA CO. CL A|MULL|MARK J. MULLER EQUITIES, INC.|24158
CVNA|CARVANA CO. CL A|NATL|National Securities Corporation|4011
CVNA|CARVANA CO. CL A|NFSC|National Financial Services LLC|827632
CVNA|CARVANA CO. CL A|NITE|VIRTU Americas LLC|1278783
CVNA|CARVANA CO. CL A|NITP|VIRTU Americas LLC|800
CVNA|CARVANA CO. CL A|NQRB|Brut, LLC|18654
CVNA|CARVANA CO. CL A|NTBF|BMO Nesbitt Burns Inc./CDS|2195
CVNA|CARVANA CO. CL A|NTRC|Northern Trust Securities, Inc.|111
CVNA|CARVANA CO. CL A|OPCO|Oppenheimer & Co. Inc.|1568
CVNA|CARVANA CO. CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CVNA|CARVANA CO. CL A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6394
CVNA|CARVANA CO. CL A|PCPT|PHILLIP CAPITAL INC.|100
CVNA|CARVANA CO. CL A|PDQM|CODA MARKETS, INC.|211670
CVNA|CARVANA CO. CL A|PHLY|NASDAQ Execution Services, LLC|3800
CVNA|CARVANA CO. CL A|PWJC|UBS Financial Services, Inc.|8910
CVNA|CARVANA CO. CL A|QMSR|QUATTRO M SECURITIES INC.|885
CVNA|CARVANA CO. CL A|RBCM|RBC CAPITAL MARKETS, LLC|15482
CVNA|CARVANA CO. CL A|RHCO|Suntrust Robinson Humphrey, Inc.|44685
CVNA|CARVANA CO. CL A|SAGL|SAGETRADER, LLC|19218
CVNA|CARVANA CO. CL A|SALI|INTL FCSTONE FINANCIAL INC.|1373
CVNA|CARVANA CO. CL A|SBRX|MURIEL SIEBERT & CO INC|500
CVNA|CARVANA CO. CL A|SBSH|Citigroup Global Markets Inc.|141391
CVNA|CARVANA CO. CL A|SGMT|GOLDMAN SACHS & CO. LLC|213172
CVNA|CARVANA CO. CL A|SPDR|SPEEDROUTE LLC|12533
CVNA|CARVANA CO. CL A|STFL|Stifel, Nicolaus & Company, Incorporated|28120
CVNA|CARVANA CO. CL A|STKP|STOCKPILE INVESTMENTS, INC.|646
CVNA|CARVANA CO. CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4668
CVNA|CARVANA CO. CL A|SWIM|TD Ameritrade, Inc.|233369
CVNA|CARVANA CO. CL A|SWST|Hilltop Securities Inc.|91
CVNA|CARVANA CO. CL A|TDFS|TRADERFIELD SECURITIES INC.|4500
CVNA|CARVANA CO. CL A|TKNG|ALLY INVEST SECURITIES LLC|59905
CVNA|CARVANA CO. CL A|TOUR|TOURMALINE PARTNERS, LLC|5400
CVNA|CARVANA CO. CL A|TRBT|Tradebot Systems, Inc.|346962
CVNA|CARVANA CO. CL A|TRCM|TRC MARKETS LLC|131971
CVNA|CARVANA CO. CL A|TWTT|TASTYWORKS, INC.|300
CVNA|CARVANA CO. CL A|UBSA|UBS SECURITIES LLC|646924
CVNA|CARVANA CO. CL A|UBSS|UBS Securities LLC|1284014
CVNA|CARVANA CO. CL A|VALX|VIRTU AMERICAS LLC|16203
CVNA|CARVANA CO. CL A|VGRD|Vanguard Marketing Corporation|38686
CVNA|CARVANA CO. CL A|VNDM|Wall Street Access|529
CVNA|CARVANA CO. CL A|VNDS|VANDHAM SECURITIES CORP|1690
CVNA|CARVANA CO. CL A|VSIN|Vision Financial Markets Llc|52
CVNA|CARVANA CO. CL A|WABR|Wall Street Access|2851
CVNA|CARVANA CO. CL A|WBLR|WILLIAM BLAIR|7035
CVNA|CARVANA CO. CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|27
CVNA|CARVANA CO. CL A|WCHV|WELLS FARGO SECURITIES, LLC|380309
CVNA|CARVANA CO. CL A|WEDB|WEDBUSH SECURITIES INC.|26587
CVNA|CARVANA CO. CL A|WEED|Weeden & Co.L.P.|2654
CVNA|CARVANA CO. CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24217
CVNA|CARVANA CO. CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66526
CVNA|CARVANA CO. CL A|WFPB|Wells Fargo Securities, LLC.|1765
CVNA|CARVANA CO. CL A|WGIF|CIBC World Markets Inc.|483
CVNA|CARVANA CO. CL A|WORD|Worden Capital Management LLC|4407
CVNA|CARVANA CO. CL A|WSEA|WOLVERINE SECURITIES, LLC|53329
CVNA|CARVANA CO. CL A|WTCO|Williams Trading LLC|11300
CVNA|CARVANA CO. CL A|XIST|INSTINET, LLC|148200
CVNA|CARVANA CO. CL A|XPQR|Jump Trading|500
CVNA|CARVANA CO. CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|152816
CVNA|CARVANA CO. CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|12532
CVNA|CARVANA CO. CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7098
CVON|CONVERGEONE HLDGS|ALTX|Alternet Securities Inc.|7323
CVON|CONVERGEONE HLDGS|BATM|CBOE TRADING, INC.|300
CVON|CONVERGEONE HLDGS|BAYC|BAY CREST PARTNERS, LLC|8441
CVON|CONVERGEONE HLDGS|BLKX|INSTINET, LLC|9756
CVON|CONVERGEONE HLDGS|BMOC|BMO Capital Markets Corp.|1864
CVON|CONVERGEONE HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|2367
CVON|CONVERGEONE HLDGS|BTIG|BTIG, LLC|1397
CVON|CONVERGEONE HLDGS|BYXM|CBOE TRADING, INC.|300
CVON|CONVERGEONE HLDGS|CANT|Cantor Fitzgerald & Co.|50837
CVON|CONVERGEONE HLDGS|CHAS|Charles Schwab & Co., Inc.|76
CVON|CONVERGEONE HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18284
CVON|CONVERGEONE HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7428
CVON|CONVERGEONE HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55482
CVON|CONVERGEONE HLDGS|CTDL|Citadel Derivatives Group Llc|13504
CVON|CONVERGEONE HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1742
CVON|CONVERGEONE HLDGS|DBAB|Deutsche Bank Securities Inc.|586682
CVON|CONVERGEONE HLDGS|DBAX|Deutsche Bank Securities Inc.|51900
CVON|CONVERGEONE HLDGS|DEAN|MORGAN STANLEY|701
CVON|CONVERGEONE HLDGS|DRWK|DRW SECURITIES, L.L.C.|2101
CVON|CONVERGEONE HLDGS|EBXL|EBX LLC|50600
CVON|CONVERGEONE HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3176
CVON|CONVERGEONE HLDGS|EGAM|CBOE TRADING, INC.|6891
CVON|CONVERGEONE HLDGS|EGMT|EG MARKET TECHNOLOGIES LLC|200
CVON|CONVERGEONE HLDGS|EGXM|CBOE TRADING, INC.|2950
CVON|CONVERGEONE HLDGS|EGXW|CBOE TRADING, INC.|1000
CVON|CONVERGEONE HLDGS|ETBE|Electronic Transaction Clearing, Inc.|83165
CVON|CONVERGEONE HLDGS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
CVON|CONVERGEONE HLDGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|76
CVON|CONVERGEONE HLDGS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
CVON|CONVERGEONE HLDGS|ETRS|E*Trade Securities LLC|7595
CVON|CONVERGEONE HLDGS|FBCO|Credit Suisse Securities (USA) LLC|128769
CVON|CONVERGEONE HLDGS|FOMA|TD AMERITRADE CLEARING, INC.|8591
CVON|CONVERGEONE HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1980
CVON|CONVERGEONE HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70326
CVON|CONVERGEONE HLDGS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|12920
CVON|CONVERGEONE HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|4000
CVON|CONVERGEONE HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|22362
CVON|CONVERGEONE HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|1192609
CVON|CONVERGEONE HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|50194
CVON|CONVERGEONE HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|2000
CVON|CONVERGEONE HLDGS|GTSZ|GTS SECURITIES LLC|26960
CVON|CONVERGEONE HLDGS|IATS|INTERACTIVE BROKERS LLC|131
CVON|CONVERGEONE HLDGS|IBKR|Interactive Brokers Llc|20039
CVON|CONVERGEONE HLDGS|ICBX|INSTINET, LLC|8800
CVON|CONVERGEONE HLDGS|IEQY|CITADEL SECURITIES LLC|4713
CVON|CONVERGEONE HLDGS|INCA|INSTINET, LLC|94880
CVON|CONVERGEONE HLDGS|INJX|INSTINET, LLC|2553
CVON|CONVERGEONE HLDGS|ITGI|ITG Inc.|99492
CVON|CONVERGEONE HLDGS|ITGP|ITG INC.|618800
CVON|CONVERGEONE HLDGS|JEFF|JEFFERIES LLC|38692
CVON|CONVERGEONE HLDGS|JMPT|JUMP TRADING, LLC|3972
CVON|CONVERGEONE HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|20846
CVON|CONVERGEONE HLDGS|JPMX|J.P. Morgan Securities LLC|224766
CVON|CONVERGEONE HLDGS|JSJX|JANE STREET CAPITAL LLC|3038
CVON|CONVERGEONE HLDGS|KCGM|VIRTU Americas LLC|11016
CVON|CONVERGEONE HLDGS|LEHM|Barclays Capital Inc./Le|392728
CVON|CONVERGEONE HLDGS|LIME|Lime Brokerage LLC|118733
CVON|CONVERGEONE HLDGS|LMGP|LIME BROKERAGE LLC|62603
CVON|CONVERGEONE HLDGS|LOOP|Loop Capital Markets LLC|3689
CVON|CONVERGEONE HLDGS|LQNA|LIQUIDNET, INC.|14100
CVON|CONVERGEONE HLDGS|LSCI|Lek Securities Corporation|1040
CVON|CONVERGEONE HLDGS|MACQ|Macquarie Capital (USA) Inc.|1827
CVON|CONVERGEONE HLDGS|MAXM|Maxim Group LLC|16649
CVON|CONVERGEONE HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74860
CVON|CONVERGEONE HLDGS|MOTF|MOTIF INVESTING, INC.|2
CVON|CONVERGEONE HLDGS|MSCO|MORGAN STANLEY & CO. LLC|1278802
CVON|CONVERGEONE HLDGS|MSPL|MORGAN STANLEY & CO. LLC|63100
CVON|CONVERGEONE HLDGS|MSTX|MORGAN STANLEY & CO. LLC|37700
CVON|CONVERGEONE HLDGS|NFSC|National Financial Services LLC|18012
CVON|CONVERGEONE HLDGS|NITE|VIRTU Americas LLC|100363
CVON|CONVERGEONE HLDGS|NITP|VIRTU Americas LLC|14049
CVON|CONVERGEONE HLDGS|NQRB|Brut, LLC|1100
CVON|CONVERGEONE HLDGS|PDQM|CODA MARKETS, INC.|85773
CVON|CONVERGEONE HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|1500
CVON|CONVERGEONE HLDGS|SAGL|SAGETRADER, LLC|600
CVON|CONVERGEONE HLDGS|SBSH|Citigroup Global Markets Inc.|160207
CVON|CONVERGEONE HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|20393
CVON|CONVERGEONE HLDGS|SPDR|SPEEDROUTE LLC|55873
CVON|CONVERGEONE HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|500
CVON|CONVERGEONE HLDGS|SWIM|TD Ameritrade, Inc.|610
CVON|CONVERGEONE HLDGS|SWST|Hilltop Securities Inc.|300
CVON|CONVERGEONE HLDGS|TRBT|Tradebot Systems, Inc.|40141
CVON|CONVERGEONE HLDGS|TRCM|TRC MARKETS LLC|62054
CVON|CONVERGEONE HLDGS|UBSA|UBS SECURITIES LLC|266338
CVON|CONVERGEONE HLDGS|UBSS|UBS Securities LLC|828487
CVON|CONVERGEONE HLDGS|VALX|VIRTU AMERICAS LLC|2164
CVON|CONVERGEONE HLDGS|VGRD|Vanguard Marketing Corporation|6873
CVON|CONVERGEONE HLDGS|VNDM|Wall Street Access|2388
CVON|CONVERGEONE HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|23631
CVON|CONVERGEONE HLDGS|WDNX|WEEDEN & CO.L.P.|3754
CVON|CONVERGEONE HLDGS|WEDB|WEDBUSH SECURITIES INC.|5029
CVON|CONVERGEONE HLDGS|WEED|Weeden & Co.L.P.|78800
CVON|CONVERGEONE HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1609
CVON|CONVERGEONE HLDGS|WSEA|WOLVERINE SECURITIES, LLC|273
CVON|CONVERGEONE HLDGS|XIST|INSTINET, LLC|600
CVON|CONVERGEONE HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
CVON|CONVERGEONE HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|10980
CVR|CHICAGO RIVET MACH|APCC|Apex Clearing Corporation|1
CVR|CHICAGO RIVET MACH|BATM|CBOE TRADING, INC.|100
CVR|CHICAGO RIVET MACH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|58
CVR|CHICAGO RIVET MACH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|438
CVR|CHICAGO RIVET MACH|DADA|D.A. Davidson & Co.|83
CVR|CHICAGO RIVET MACH|DEAN|MORGAN STANLEY|100
CVR|CHICAGO RIVET MACH|ETRS|E*Trade Securities LLC|524
CVR|CHICAGO RIVET MACH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
CVR|CHICAGO RIVET MACH|FTBR|Foliofn Investments, Inc.|6
CVR|CHICAGO RIVET MACH|ITGI|ITG Inc.|101
CVR|CHICAGO RIVET MACH|LEHM|Barclays Capital Inc./Le|200
CVR|CHICAGO RIVET MACH|LIME|Lime Brokerage LLC|100
CVR|CHICAGO RIVET MACH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CVR|CHICAGO RIVET MACH|NFSC|National Financial Services LLC|999
CVR|CHICAGO RIVET MACH|NITE|VIRTU Americas LLC|4818
CVR|CHICAGO RIVET MACH|SWIM|TD Ameritrade, Inc.|1991
CVR|CHICAGO RIVET MACH|TKNG|ALLY INVEST SECURITIES LLC|13
CVR|CHICAGO RIVET MACH|UBSA|UBS SECURITIES LLC|104
CVR|CHICAGO RIVET MACH|UBSS|UBS Securities LLC|267
CVR|CHICAGO RIVET MACH|VGRD|Vanguard Marketing Corporation|586
CVR|CHICAGO RIVET MACH|WCHV|WELLS FARGO SECURITIES, LLC|410
CVR|CHICAGO RIVET MACH|WSEA|WOLVERINE SECURITIES, LLC|1
CVRR|CVR REFINING, LP|AGIS|Aegis Capital Corp.|645
CVRR|CVR REFINING, LP|APCC|Apex Clearing Corporation|1963
CVRR|CVR REFINING, LP|BANK|Primevest Financial Services, Inc.|840
CVRR|CVR REFINING, LP|BATM|CBOE TRADING, INC.|3648
CVRR|CVR REFINING, LP|BAYT|BTIG, LLC|9000
CVRR|CVR REFINING, LP|BERN|Sanford C. Bernstein & Co., LLC|39833
CVRR|CVR REFINING, LP|BIAD|SAGETRADER, LLC|336
CVRR|CVR REFINING, LP|BIDS|BIDS TRADING L.P.|100
CVRR|CVR REFINING, LP|BKCM|BNY Mellon Capital Markets LLC|428
CVRR|CVR REFINING, LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|750
CVRR|CVR REFINING, LP|BLKX|INSTINET, LLC|5000
CVRR|CVR REFINING, LP|BNPX|BNP PARIBAS SECURITIES CORP.|19
CVRR|CVR REFINING, LP|BRGE|Newbridge Securities Corp.|200
CVRR|CVR REFINING, LP|BTIG|BTIG, LLC|75100
CVRR|CVR REFINING, LP|BYXM|CBOE TRADING, INC.|200
CVRR|CVR REFINING, LP|BZYD|GOLDMAN SACHS & CO. LLC|2700
CVRR|CVR REFINING, LP|CHAS|Charles Schwab & Co., Inc.|1900
CVRR|CVR REFINING, LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5897
CVRR|CVR REFINING, LP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4714
CVRR|CVR REFINING, LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|148421
CVRR|CVR REFINING, LP|CTDL|Citadel Derivatives Group Llc|79
CVRR|CVR REFINING, LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|77340
CVRR|CVR REFINING, LP|DADA|D.A. Davidson & Co.|1125
CVRR|CVR REFINING, LP|DAVA|Davenport & Company LLC|367
CVRR|CVR REFINING, LP|DBAB|Deutsche Bank Securities Inc.|51477
CVRR|CVR REFINING, LP|DBAX|Deutsche Bank Securities Inc.|179600
CVRR|CVR REFINING, LP|DCHF|Dart Executions, LLC|80
CVRR|CVR REFINING, LP|DEAN|MORGAN STANLEY|41902
CVRR|CVR REFINING, LP|DEGS|RONIN PROFESSIONAL LLC|3065
CVRR|CVR REFINING, LP|EBXL|EBX LLC|101500
CVRR|CVR REFINING, LP|EDJO|Edward D. Jones & Co., L.P.|2539
CVRR|CVR REFINING, LP|EGAM|CBOE TRADING, INC.|58348
CVRR|CVR REFINING, LP|EGMT|EG MARKET TECHNOLOGIES LLC|110
CVRR|CVR REFINING, LP|EGXM|CBOE TRADING, INC.|1657
CVRR|CVR REFINING, LP|ETBE|Electronic Transaction Clearing, Inc.|4
CVRR|CVR REFINING, LP|ETCB|ETC BROKERAGE SERVICES, LLC|6
CVRR|CVR REFINING, LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|49390
CVRR|CVR REFINING, LP|ETRS|E*Trade Securities LLC|364984
CVRR|CVR REFINING, LP|FFSI|Firstrade Securities Inc.|500
CVRR|CVR REFINING, LP|FILL|Tradestation Securities, Inc.|6602
CVRR|CVR REFINING, LP|FMAF|NBCN Inc./ CDS|1030
CVRR|CVR REFINING, LP|FQLS|Quantlab Securities LP|182350
CVRR|CVR REFINING, LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11200
CVRR|CVR REFINING, LP|FTBR|Foliofn Investments, Inc.|5260
CVRR|CVR REFINING, LP|GARC|ICAP Corporates LLC|11300
CVRR|CVR REFINING, LP|GEBB|GLOBAL EXECUTION BROKERS, LP|14924
CVRR|CVR REFINING, LP|GLIS|TD Securities Inc|1150
CVRR|CVR REFINING, LP|GLPX|ACS EXECUTION SERVICES, LLC|80
CVRR|CVR REFINING, LP|GSCO|GOLDMAN SACHS & CO. LLC|474694
CVRR|CVR REFINING, LP|GSCS|GOLDMAN SACHS & CO. LLC|134831
CVRR|CVR REFINING, LP|GSLT|GOLDMAN SACHS & CO. LLC|3455
CVRR|CVR REFINING, LP|GTSZ|GTS SECURITIES LLC|35235
CVRR|CVR REFINING, LP|HRBF|American Enterprise Investment Services Inc.|16052
CVRR|CVR REFINING, LP|HSBC|HSBC Securities, Inc.|1202
CVRR|CVR REFINING, LP|IBKR|Interactive Brokers Llc|23093
CVRR|CVR REFINING, LP|ICBX|INSTINET, LLC|71486
CVRR|CVR REFINING, LP|INCA|INSTINET, LLC|74406
CVRR|CVR REFINING, LP|INJX|INSTINET, LLC|2990
CVRR|CVR REFINING, LP|ITGI|ITG Inc.|24328
CVRR|CVR REFINING, LP|ITGP|ITG INC.|64200
CVRR|CVR REFINING, LP|JANY|Janney Montgomery Scott Inc.|1000
CVRR|CVR REFINING, LP|JEFF|JEFFERIES LLC|16671
CVRR|CVR REFINING, LP|JMPT|JUMP TRADING, LLC|12967
CVRR|CVR REFINING, LP|JPMX|J.P. Morgan Securities LLC|269718
CVRR|CVR REFINING, LP|KCGM|VIRTU Americas LLC|76717
CVRR|CVR REFINING, LP|LEHM|Barclays Capital Inc./Le|202033
CVRR|CVR REFINING, LP|LIME|Lime Brokerage LLC|20777
CVRR|CVR REFINING, LP|LQNA|LIQUIDNET, INC.|5400
CVRR|CVR REFINING, LP|LSCI|Lek Securities Corporation|31561
CVRR|CVR REFINING, LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125738
CVRR|CVR REFINING, LP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|670
CVRR|CVR REFINING, LP|MSCO|MORGAN STANLEY & CO. LLC|912671
CVRR|CVR REFINING, LP|MSPL|MORGAN STANLEY & CO. LLC|16100
CVRR|CVR REFINING, LP|MSTX|MORGAN STANLEY & CO. LLC|600
CVRR|CVR REFINING, LP|NATL|National Securities Corporation|2600
CVRR|CVR REFINING, LP|NFSC|National Financial Services LLC|776094
CVRR|CVR REFINING, LP|NITE|VIRTU Americas LLC|895256
CVRR|CVR REFINING, LP|NQRB|Brut, LLC|700
CVRR|CVR REFINING, LP|NTBF|BMO Nesbitt Burns Inc./CDS|500
CVRR|CVR REFINING, LP|OPCO|Oppenheimer & Co. Inc.|3439
CVRR|CVR REFINING, LP|OTAA|OTA LLC|700
CVRR|CVR REFINING, LP|PDQM|CODA MARKETS, INC.|120029
CVRR|CVR REFINING, LP|PHLY|NASDAQ Execution Services, LLC|25000
CVRR|CVR REFINING, LP|PWJC|UBS Financial Services, Inc.|24504
CVRR|CVR REFINING, LP|RBCM|RBC CAPITAL MARKETS, LLC|9044
CVRR|CVR REFINING, LP|RGLD|Regal Securities, Inc|100
CVRR|CVR REFINING, LP|SAGW|SAGETRADER, LLC|155
CVRR|CVR REFINING, LP|SBRX|MURIEL SIEBERT & CO INC|2200
CVRR|CVR REFINING, LP|SBSH|Citigroup Global Markets Inc.|137153
CVRR|CVR REFINING, LP|SGMT|GOLDMAN SACHS & CO. LLC|156372
CVRR|CVR REFINING, LP|SPDR|SPEEDROUTE LLC|13014
CVRR|CVR REFINING, LP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
CVRR|CVR REFINING, LP|STFL|Stifel, Nicolaus & Company, Incorporated|18590
CVRR|CVR REFINING, LP|STKP|STOCKPILE INVESTMENTS, INC.|24
CVRR|CVR REFINING, LP|STXG|Stockcross Financial Services, Inc.|596
CVRR|CVR REFINING, LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
CVRR|CVR REFINING, LP|SWIM|TD Ameritrade, Inc.|125871
CVRR|CVR REFINING, LP|SWST|Hilltop Securities Inc.|8282
CVRR|CVR REFINING, LP|TKNG|ALLY INVEST SECURITIES LLC|9293
CVRR|CVR REFINING, LP|TRBT|Tradebot Systems, Inc.|29411
CVRR|CVR REFINING, LP|TRCM|TRC MARKETS LLC|85053
CVRR|CVR REFINING, LP|TWTT|TASTYWORKS, INC.|255
CVRR|CVR REFINING, LP|UBSA|UBS SECURITIES LLC|549919
CVRR|CVR REFINING, LP|UBSS|UBS Securities LLC|630485
CVRR|CVR REFINING, LP|VALX|VIRTU AMERICAS LLC|4916
CVRR|CVR REFINING, LP|VGRD|Vanguard Marketing Corporation|72524
CVRR|CVR REFINING, LP|WBPX|SUMMIT SECURITIES GROUP, LLC|800
CVRR|CVR REFINING, LP|WCHV|WELLS FARGO SECURITIES, LLC|180537
CVRR|CVR REFINING, LP|WEDB|WEDBUSH SECURITIES INC.|1594
CVRR|CVR REFINING, LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8228
CVRR|CVR REFINING, LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2920
CVRR|CVR REFINING, LP|WFPB|Wells Fargo Securities, LLC.|500
CVRR|CVR REFINING, LP|WGIF|CIBC World Markets Inc.|200
CVRR|CVR REFINING, LP|WSEA|WOLVERINE SECURITIES, LLC|8512
CVRR|CVR REFINING, LP|XIST|INSTINET, LLC|1600
CVRR|CVR REFINING, LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|33800
CVRR|CVR REFINING, LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19987
CVRS|CORINDUS VASCULAR RO|ABLE|NATIXIS Securities Americas LLC|2021
CVRS|CORINDUS VASCULAR RO|ALTX|Alternet Securities Inc.|800
CVRS|CORINDUS VASCULAR RO|APCC|Apex Clearing Corporation|106793
CVRS|CORINDUS VASCULAR RO|BATM|CBOE TRADING, INC.|5386
CVRS|CORINDUS VASCULAR RO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|131772
CVRS|CORINDUS VASCULAR RO|BLKX|INSTINET, LLC|13300
CVRS|CORINDUS VASCULAR RO|BTIG|BTIG, LLC|3873
CVRS|CORINDUS VASCULAR RO|BYXM|CBOE TRADING, INC.|200
CVRS|CORINDUS VASCULAR RO|CHAS|Charles Schwab & Co., Inc.|5680
CVRS|CORINDUS VASCULAR RO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37851
CVRS|CORINDUS VASCULAR RO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|307737
CVRS|CORINDUS VASCULAR RO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4000
CVRS|CORINDUS VASCULAR RO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|119002
CVRS|CORINDUS VASCULAR RO|CTDL|Citadel Derivatives Group Llc|15903
CVRS|CORINDUS VASCULAR RO|CXCX|CITIGROUP GLOBAL MARKETS INC.|27448
CVRS|CORINDUS VASCULAR RO|DBAB|Deutsche Bank Securities Inc.|116903
CVRS|CORINDUS VASCULAR RO|DBAX|Deutsche Bank Securities Inc.|201700
CVRS|CORINDUS VASCULAR RO|DEAN|MORGAN STANLEY|2000
CVRS|CORINDUS VASCULAR RO|DEGS|RONIN PROFESSIONAL LLC|28442
CVRS|CORINDUS VASCULAR RO|EBXL|EBX LLC|76400
CVRS|CORINDUS VASCULAR RO|ECUT|CONVERGEX EXECUTION SOLUTIONS|9511
CVRS|CORINDUS VASCULAR RO|EDJO|Edward D. Jones & Co., L.P.|13424
CVRS|CORINDUS VASCULAR RO|EGAM|CBOE TRADING, INC.|58606
CVRS|CORINDUS VASCULAR RO|EGAW|CBOE TRADING, INC.|1550
CVRS|CORINDUS VASCULAR RO|EGXM|CBOE TRADING, INC.|102360
CVRS|CORINDUS VASCULAR RO|EGXW|CBOE TRADING, INC.|700
CVRS|CORINDUS VASCULAR RO|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3000
CVRS|CORINDUS VASCULAR RO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2680
CVRS|CORINDUS VASCULAR RO|ETRS|E*Trade Securities LLC|1983459
CVRS|CORINDUS VASCULAR RO|FILL|Tradestation Securities, Inc.|74565
CVRS|CORINDUS VASCULAR RO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68421
CVRS|CORINDUS VASCULAR RO|GEBB|GLOBAL EXECUTION BROKERS, LP|8200
CVRS|CORINDUS VASCULAR RO|GLIS|TD Securities Inc|13700
CVRS|CORINDUS VASCULAR RO|GSCO|GOLDMAN SACHS & CO. LLC|791657
CVRS|CORINDUS VASCULAR RO|GSCS|GOLDMAN SACHS & CO. LLC|13275
CVRS|CORINDUS VASCULAR RO|GSLT|GOLDMAN SACHS & CO. LLC|31401
CVRS|CORINDUS VASCULAR RO|HASF|Haywood Securities Inc./CDS|36700
CVRS|CORINDUS VASCULAR RO|HRBF|American Enterprise Investment Services Inc.|6750
CVRS|CORINDUS VASCULAR RO|IATS|INTERACTIVE BROKERS LLC|16600
CVRS|CORINDUS VASCULAR RO|IBKR|Interactive Brokers Llc|99938
CVRS|CORINDUS VASCULAR RO|ICBX|INSTINET, LLC|83642
CVRS|CORINDUS VASCULAR RO|IEQY|CITADEL SECURITIES LLC|12100
CVRS|CORINDUS VASCULAR RO|INCA|INSTINET, LLC|182279
CVRS|CORINDUS VASCULAR RO|INJX|INSTINET, LLC|27592
CVRS|CORINDUS VASCULAR RO|ITGI|ITG Inc.|143253
CVRS|CORINDUS VASCULAR RO|ITGP|ITG INC.|117400
CVRS|CORINDUS VASCULAR RO|JEFF|JEFFERIES LLC|32488
CVRS|CORINDUS VASCULAR RO|JMPT|JUMP TRADING, LLC|15372
CVRS|CORINDUS VASCULAR RO|JPMX|J.P. Morgan Securities LLC|283837
CVRS|CORINDUS VASCULAR RO|JSJX|JANE STREET CAPITAL LLC|17123
CVRS|CORINDUS VASCULAR RO|KCGM|VIRTU Americas LLC|58582
CVRS|CORINDUS VASCULAR RO|LEHM|Barclays Capital Inc./Le|205862
CVRS|CORINDUS VASCULAR RO|LGNT|COR CLEARING LLC|1500
CVRS|CORINDUS VASCULAR RO|LIME|Lime Brokerage LLC|6912
CVRS|CORINDUS VASCULAR RO|LOOP|Loop Capital Markets LLC|14050
CVRS|CORINDUS VASCULAR RO|LQNA|LIQUIDNET, INC.|15700
CVRS|CORINDUS VASCULAR RO|MACQ|Macquarie Capital (USA) Inc.|13452
CVRS|CORINDUS VASCULAR RO|MCMF|Raymond James Ltd. Cds|2500
CVRS|CORINDUS VASCULAR RO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|215934
CVRS|CORINDUS VASCULAR RO|MOTF|MOTIF INVESTING, INC.|1
CVRS|CORINDUS VASCULAR RO|MSCO|MORGAN STANLEY & CO. LLC|1280996
CVRS|CORINDUS VASCULAR RO|MSPL|MORGAN STANLEY & CO. LLC|25000
CVRS|CORINDUS VASCULAR RO|MSTX|MORGAN STANLEY & CO. LLC|108000
CVRS|CORINDUS VASCULAR RO|NFSC|National Financial Services LLC|1382038
CVRS|CORINDUS VASCULAR RO|NITE|VIRTU Americas LLC|2242585
CVRS|CORINDUS VASCULAR RO|NMRA|Nomura Securities International, Inc.|2000
CVRS|CORINDUS VASCULAR RO|NQRB|Brut, LLC|3648
CVRS|CORINDUS VASCULAR RO|NTBF|BMO Nesbitt Burns Inc./CDS|11000
CVRS|CORINDUS VASCULAR RO|PDQM|CODA MARKETS, INC.|122983
CVRS|CORINDUS VASCULAR RO|PWJC|UBS Financial Services, Inc.|22100
CVRS|CORINDUS VASCULAR RO|RBCM|RBC CAPITAL MARKETS, LLC|7300
CVRS|CORINDUS VASCULAR RO|RGLD|Regal Securities, Inc|100
CVRS|CORINDUS VASCULAR RO|SAGL|SAGETRADER, LLC|1926
CVRS|CORINDUS VASCULAR RO|SBSH|Citigroup Global Markets Inc.|43255
CVRS|CORINDUS VASCULAR RO|SGMT|GOLDMAN SACHS & CO. LLC|53339
CVRS|CORINDUS VASCULAR RO|SPDR|SPEEDROUTE LLC|45541
CVRS|CORINDUS VASCULAR RO|SPTD|MINT GLOBAL MARKETS, INC.|22556
CVRS|CORINDUS VASCULAR RO|STFL|Stifel, Nicolaus & Company, Incorporated|284505
CVRS|CORINDUS VASCULAR RO|SWIM|TD Ameritrade, Inc.|619062
CVRS|CORINDUS VASCULAR RO|TKNG|ALLY INVEST SECURITIES LLC|17073
CVRS|CORINDUS VASCULAR RO|TWTT|TASTYWORKS, INC.|8900
CVRS|CORINDUS VASCULAR RO|UBSA|UBS SECURITIES LLC|1072710
CVRS|CORINDUS VASCULAR RO|UBSS|UBS Securities LLC|2868238
CVRS|CORINDUS VASCULAR RO|VALX|VIRTU AMERICAS LLC|2105
CVRS|CORINDUS VASCULAR RO|VGRD|Vanguard Marketing Corporation|190280
CVRS|CORINDUS VASCULAR RO|WABR|Wall Street Access|22100
CVRS|CORINDUS VASCULAR RO|WCHV|WELLS FARGO SECURITIES, LLC|123035
CVRS|CORINDUS VASCULAR RO|WDNX|WEEDEN & CO.L.P.|35106
CVRS|CORINDUS VASCULAR RO|WEED|Weeden & Co.L.P.|110
CVRS|CORINDUS VASCULAR RO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|127634
CVRS|CORINDUS VASCULAR RO|WGIF|CIBC World Markets Inc.|32920
CVRS|CORINDUS VASCULAR RO|WSEA|WOLVERINE SECURITIES, LLC|44919
CVRS|CORINDUS VASCULAR RO|XIST|INSTINET, LLC|400
CVRS|CORINDUS VASCULAR RO|XSTM|NATIONAL FINANCIAL SERVICES LLC|40900
CVRS|CORINDUS VASCULAR RO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6850
CVS|CVS HEALTHCP|ABLE|NATIXIS Securities Americas LLC|869095
CVS|CVS HEALTHCP|ACLP|ALEXANDER CAPITAL, L.P.|150
CVS|CVS HEALTHCP|ADAM|CANACCORD GENUITY INC.|383043
CVS|CVS HEALTHCP|AGIS|Aegis Capital Corp.|1173
CVS|CVS HEALTHCP|ALTX|Alternet Securities Inc.|140914
CVS|CVS HEALTHCP|ANOS|ABEL/NOSER, L.L.C.|21225
CVS|CVS HEALTHCP|APCC|Apex Clearing Corporation|87022
CVS|CVS HEALTHCP|AQUA|AQUA SECURITIES L.P.|4800
CVS|CVS HEALTHCP|BALE|M&T SECURITIES, INC.|5730
CVS|CVS HEALTHCP|BANK|Primevest Financial Services, Inc.|1121
CVS|CVS HEALTHCP|BARD|Robert W. Baird & Co. Incorporated|153644
CVS|CVS HEALTHCP|BATM|CBOE TRADING, INC.|32229
CVS|CVS HEALTHCP|BAYC|BAY CREST PARTNERS, LLC|130
CVS|CVS HEALTHCP|BAYT|BTIG, LLC|9596
CVS|CVS HEALTHCP|BBNT|BB&T SECURITIES, LLC|42746
CVS|CVS HEALTHCP|BERN|Sanford C. Bernstein & Co., LLC|810414
CVS|CVS HEALTHCP|BGCE|BGC Financial Inc.|54553
CVS|CVS HEALTHCP|BIDS|BIDS TRADING L.P.|75100
CVS|CVS HEALTHCP|BIMI|Banca IMI Securities Corp.|4524
CVS|CVS HEALTHCP|BKCM|BNY Mellon Capital Markets LLC|4023
CVS|CVS HEALTHCP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|158737
CVS|CVS HEALTHCP|BLKX|INSTINET, LLC|567518
CVS|CVS HEALTHCP|BMOC|BMO Capital Markets Corp.|40837
CVS|CVS HEALTHCP|BNCH|The Benchmark Company, LLC|64950
CVS|CVS HEALTHCP|BNPX|BNP PARIBAS SECURITIES CORP.|678954
CVS|CVS HEALTHCP|BOSC|Boenning & Scattergood, Inc.|3315
CVS|CVS HEALTHCP|BRGE|Newbridge Securities Corp.|2225
CVS|CVS HEALTHCP|BTIG|BTIG, LLC|1209639
CVS|CVS HEALTHCP|BYXM|CBOE TRADING, INC.|22783
CVS|CVS HEALTHCP|BZYD|GOLDMAN SACHS & CO. LLC|400
CVS|CVS HEALTHCP|CABR|Cabrera Capital Markets, Inc.|125
CVS|CVS HEALTHCP|CANT|Cantor Fitzgerald & Co.|44762
CVS|CVS HEALTHCP|CBLC|CITIGROUP GLOBAL MARKETS INC.|213400
CVS|CVS HEALTHCP|CHAS|Charles Schwab & Co., Inc.|57709
CVS|CVS HEALTHCP|CHDN|CHARDAN CAPITAL MARKETS LLC|526
CVS|CVS HEALTHCP|CHLC|CHURCHILL CAPITAL USA, INC.|42707
CVS|CVS HEALTHCP|CIBP|CIBC World Markets Corp.|1382933
CVS|CVS HEALTHCP|CICF|Canaccord Genuity Corp.|9453
CVS|CVS HEALTHCP|CIST|Capital Institutional Services, Inc.|86354
CVS|CVS HEALTHCP|CLSA|CLSA AMERICAS, LLC|1100
CVS|CVS HEALTHCP|CMPT|Compass Point Research & Trading, LLC|100
CVS|CVS HEALTHCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1024741
CVS|CVS HEALTHCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35921
CVS|CVS HEALTHCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|132182
CVS|CVS HEALTHCP|CRFN|ROBINHOOD FINANCIAL, LLC|1
CVS|CVS HEALTHCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2670054
CVS|CVS HEALTHCP|CTDL|Citadel Derivatives Group Llc|59039
CVS|CVS HEALTHCP|CTLR|CUTLER GROUP, LP|400
CVS|CVS HEALTHCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|431478
CVS|CVS HEALTHCP|DADA|D.A. Davidson & Co.|43694
CVS|CVS HEALTHCP|DAVA|Davenport & Company LLC|110795
CVS|CVS HEALTHCP|DBAB|Deutsche Bank Securities Inc.|1942878
CVS|CVS HEALTHCP|DBAX|Deutsche Bank Securities Inc.|2066200
CVS|CVS HEALTHCP|DBUL|Deutsche Bank Securities Inc.|7426
CVS|CVS HEALTHCP|DCHF|Dart Executions, LLC|29407
CVS|CVS HEALTHCP|DEAN|MORGAN STANLEY|210849
CVS|CVS HEALTHCP|DEGS|RONIN PROFESSIONAL LLC|2100
CVS|CVS HEALTHCP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|133042
CVS|CVS HEALTHCP|DJSA|Dawson James Securities, Inc|12495
CVS|CVS HEALTHCP|DRWK|DRW SECURITIES, L.L.C.|30378
CVS|CVS HEALTHCP|EBXL|EBX LLC|1442900
CVS|CVS HEALTHCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|152824
CVS|CVS HEALTHCP|EDJC|Edward Jones / CDS|5041
CVS|CVS HEALTHCP|EDJO|Edward D. Jones & Co., L.P.|164643
CVS|CVS HEALTHCP|EGAM|CBOE TRADING, INC.|180116
CVS|CVS HEALTHCP|EGAW|CBOE TRADING, INC.|5127
CVS|CVS HEALTHCP|EGMT|EG MARKET TECHNOLOGIES LLC|2155
CVS|CVS HEALTHCP|EGXM|CBOE TRADING, INC.|37337
CVS|CVS HEALTHCP|EGXW|CBOE TRADING, INC.|1194
CVS|CVS HEALTHCP|ELEV|ELEVATION, LLC|4521
CVS|CVS HEALTHCP|EROP|Eroom Securities L.L.C.|45798
CVS|CVS HEALTHCP|ETBE|Electronic Transaction Clearing, Inc.|178472
CVS|CVS HEALTHCP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|81165
CVS|CVS HEALTHCP|ETCB|ETC BROKERAGE SERVICES, LLC|145
CVS|CVS HEALTHCP|ETCC|Electronic Transaction Clearing, Inc.|1882
CVS|CVS HEALTHCP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
CVS|CVS HEALTHCP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|92065
CVS|CVS HEALTHCP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2636
CVS|CVS HEALTHCP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|564568
CVS|CVS HEALTHCP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|10858
CVS|CVS HEALTHCP|ETRS|E*Trade Securities LLC|1965419
CVS|CVS HEALTHCP|EVRS|E1 ASSET MANAGEMENT, INC.|1100
CVS|CVS HEALTHCP|FBSB|U.S. Bancorp Investments, Inc.|2062
CVS|CVS HEALTHCP|FFSI|Firstrade Securities Inc.|248
CVS|CVS HEALTHCP|FIDT|Fidelity Clearing Canada ULC./ CDS|1242
CVS|CVS HEALTHCP|FILL|Tradestation Securities, Inc.|119423
CVS|CVS HEALTHCP|FINX|FINTECH SECURITIES|65345
CVS|CVS HEALTHCP|FINZ|FINTECH SECURITIES|100
CVS|CVS HEALTHCP|FMAF|NBCN Inc./ CDS|136331
CVS|CVS HEALTHCP|FMCO|First Manhattan Co|3550
CVS|CVS HEALTHCP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16081
CVS|CVS HEALTHCP|FQLS|Quantlab Securities LP|1797724
CVS|CVS HEALTHCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400074
CVS|CVS HEALTHCP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3600
CVS|CVS HEALTHCP|FTBR|Foliofn Investments, Inc.|37939
CVS|CVS HEALTHCP|GBMT|GBM International, Inc.|32558
CVS|CVS HEALTHCP|GEBB|GLOBAL EXECUTION BROKERS, LP|249196
CVS|CVS HEALTHCP|GHCC|Gordon, Haskett Capital Corporation|200
CVS|CVS HEALTHCP|GLIS|TD Securities Inc|55090
CVS|CVS HEALTHCP|GLPX|ACS EXECUTION SERVICES, LLC|611309
CVS|CVS HEALTHCP|GSCO|GOLDMAN SACHS & CO. LLC|8834311
CVS|CVS HEALTHCP|GSCS|GOLDMAN SACHS & CO. LLC|251251
CVS|CVS HEALTHCP|GSLT|GOLDMAN SACHS & CO. LLC|73009
CVS|CVS HEALTHCP|GTSZ|GTS SECURITIES LLC|597317
CVS|CVS HEALTHCP|GUGS|Guggenheim Securities, LLC|102000
CVS|CVS HEALTHCP|HAPX|HAP Trading, LLC|11929
CVS|CVS HEALTHCP|HASF|Haywood Securities Inc./CDS|920
CVS|CVS HEALTHCP|HCTA|Hardcastle Trading USA LLC|103736
CVS|CVS HEALTHCP|HRBF|American Enterprise Investment Services Inc.|143409
CVS|CVS HEALTHCP|HSBC|HSBC Securities, Inc.|128361
CVS|CVS HEALTHCP|IATS|INTERACTIVE BROKERS LLC|104745
CVS|CVS HEALTHCP|IBKR|Interactive Brokers Llc|286432
CVS|CVS HEALTHCP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4851
CVS|CVS HEALTHCP|ICBX|INSTINET, LLC|643692
CVS|CVS HEALTHCP|IEQY|CITADEL SECURITIES LLC|444040
CVS|CVS HEALTHCP|INCA|INSTINET, LLC|2237398
CVS|CVS HEALTHCP|INJX|INSTINET, LLC|76836
CVS|CVS HEALTHCP|INTL|INTL FCSTONE FINANCIAL INC.|23
CVS|CVS HEALTHCP|ITGI|ITG Inc.|535376
CVS|CVS HEALTHCP|ITGP|ITG INC.|938400
CVS|CVS HEALTHCP|JANY|Janney Montgomery Scott Inc.|41958
CVS|CVS HEALTHCP|JEFF|JEFFERIES LLC|539067
CVS|CVS HEALTHCP|JMPT|JUMP TRADING, LLC|469867
CVS|CVS HEALTHCP|JONE|JonesTrading|19863
CVS|CVS HEALTHCP|JPBX|J.P. MORGAN SECURITIES LLC|893898
CVS|CVS HEALTHCP|JPMX|J.P. Morgan Securities LLC|3494204
CVS|CVS HEALTHCP|JSEB|JANE STREET EXECUTION SERVICES, LLC|132627
CVS|CVS HEALTHCP|JSJX|JANE STREET CAPITAL LLC|60817
CVS|CVS HEALTHCP|KCGM|VIRTU Americas LLC|578582
CVS|CVS HEALTHCP|KCRD|PHX FINANCIAL, INC.|1121
CVS|CVS HEALTHCP|LEHM|Barclays Capital Inc./Le|5902340
CVS|CVS HEALTHCP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|8
CVS|CVS HEALTHCP|LIME|Lime Brokerage LLC|199620
CVS|CVS HEALTHCP|LMNX|LUMINEX TRADING & ANALYTICS LLC|135600
CVS|CVS HEALTHCP|LOOP|Loop Capital Markets LLC|7699
CVS|CVS HEALTHCP|LPCM|Lampert Capital Markets Inc.|1294
CVS|CVS HEALTHCP|LQNA|LIQUIDNET, INC.|420800
CVS|CVS HEALTHCP|LSCI|Lek Securities Corporation|18667
CVS|CVS HEALTHCP|LVMR|LIVERMORE TRADING GROUP, INC.|3700
CVS|CVS HEALTHCP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7260
CVS|CVS HEALTHCP|MACC|Mid Atlantic Capital Corporation|17261
CVS|CVS HEALTHCP|MACQ|Macquarie Capital (USA) Inc.|17800
CVS|CVS HEALTHCP|MAXM|Maxim Group LLC|68425
CVS|CVS HEALTHCP|MCBT|Moors & Cabot, Inc.|415
CVS|CVS HEALTHCP|MCMF|Raymond James Ltd. Cds|30120
CVS|CVS HEALTHCP|MKMP|MKM Partners LLC|11100
CVS|CVS HEALTHCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1241790
CVS|CVS HEALTHCP|MNDX|TJM Investments, LLC|100
CVS|CVS HEALTHCP|MOTF|MOTIF INVESTING, INC.|52
CVS|CVS HEALTHCP|MPSG|E D & F Man Capital Markets Inc.|7352
CVS|CVS HEALTHCP|MSCO|MORGAN STANLEY & CO. LLC|10469564
CVS|CVS HEALTHCP|MSPL|MORGAN STANLEY & CO. LLC|1714500
CVS|CVS HEALTHCP|MSTX|MORGAN STANLEY & CO. LLC|1279500
CVS|CVS HEALTHCP|MWCC|Monness Crespi Hardt & Co., Inc.|15710
CVS|CVS HEALTHCP|MZHO|Mizuho Securities USA LLC|695382
CVS|CVS HEALTHCP|NATL|National Securities Corporation|5275
CVS|CVS HEALTHCP|NBCS|NBC Securities, INC.|475
CVS|CVS HEALTHCP|NEUB|NEUBERGER BERMAN BD LLC|53996
CVS|CVS HEALTHCP|NFSC|National Financial Services LLC|3250462
CVS|CVS HEALTHCP|NITE|VIRTU Americas LLC|5516343
CVS|CVS HEALTHCP|NITP|VIRTU Americas LLC|18455
CVS|CVS HEALTHCP|NQRB|Brut, LLC|151258
CVS|CVS HEALTHCP|NTBF|BMO Nesbitt Burns Inc./CDS|28313
CVS|CVS HEALTHCP|NTRC|Northern Trust Securities, Inc.|14276
CVS|CVS HEALTHCP|OGRU|Oscar Gruss & Son, Incorporated|41890
CVS|CVS HEALTHCP|OHOS|TWO SIGMA SECURITIES, LLC|469466
CVS|CVS HEALTHCP|ONEL|O'NEIL SECURITIES, INCORPORATED|1434
CVS|CVS HEALTHCP|OPCO|Oppenheimer & Co. Inc.|181471
CVS|CVS HEALTHCP|OTUS|OLIVETREE FINANCIAL, LLC|58646
CVS|CVS HEALTHCP|PASL|Pershing Advisor Solutions LLC|110
CVS|CVS HEALTHCP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|947
CVS|CVS HEALTHCP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2100
CVS|CVS HEALTHCP|PCFF|Pacific International Securities Inc./CDS|2085
CVS|CVS HEALTHCP|PDQM|CODA MARKETS, INC.|1097096
CVS|CVS HEALTHCP|PHLY|NASDAQ Execution Services, LLC|96784
CVS|CVS HEALTHCP|PICT|Pictet Overseas Inc.|572
CVS|CVS HEALTHCP|PIPR|Piper Jaffray & Co.|56854
CVS|CVS HEALTHCP|POIN|PRECISION SECURITIES, LLC (POIN)|3900
CVS|CVS HEALTHCP|PWJC|UBS Financial Services, Inc.|118902
CVS|CVS HEALTHCP|QMSR|QUATTRO M SECURITIES INC.|7317
CVS|CVS HEALTHCP|RBCM|RBC CAPITAL MARKETS, LLC|180916
CVS|CVS HEALTHCP|RGLD|Regal Securities, Inc|5894
CVS|CVS HEALTHCP|RHCO|Suntrust Robinson Humphrey, Inc.|34186
CVS|CVS HEALTHCP|SAGL|SAGETRADER, LLC|192082
CVS|CVS HEALTHCP|SAGW|SAGETRADER, LLC|28
CVS|CVS HEALTHCP|SALI|INTL FCSTONE FINANCIAL INC.|11462
CVS|CVS HEALTHCP|SBRX|MURIEL SIEBERT & CO INC|335
CVS|CVS HEALTHCP|SBSH|Citigroup Global Markets Inc.|1602414
CVS|CVS HEALTHCP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
CVS|CVS HEALTHCP|SEIC|SEI Investments Distribution Co.|35124
CVS|CVS HEALTHCP|SGMT|GOLDMAN SACHS & CO. LLC|1215646
CVS|CVS HEALTHCP|SJLS|TRADE INFORMATICS LLC|31900
CVS|CVS HEALTHCP|SOGO|Wang Investment Associates, Inc.|2250
CVS|CVS HEALTHCP|SPDR|SPEEDROUTE LLC|193623
CVS|CVS HEALTHCP|SPHN|Stephens Inc.|161987
CVS|CVS HEALTHCP|SPNT|SEVEN POINTS CAPITAL, LLC|4000
CVS|CVS HEALTHCP|SPTD|MINT GLOBAL MARKETS, INC.|1000
CVS|CVS HEALTHCP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1667
CVS|CVS HEALTHCP|STFC|Stuart Frankel & Co., Incorporated|41900
CVS|CVS HEALTHCP|STFL|Stifel, Nicolaus & Company, Incorporated|87326
CVS|CVS HEALTHCP|STKP|STOCKPILE INVESTMENTS, INC.|852
CVS|CVS HEALTHCP|STRS|STRATEGAS RESEARCH PARTNERS|7200
CVS|CVS HEALTHCP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11204
CVS|CVS HEALTHCP|SWIM|TD Ameritrade, Inc.|1166703
CVS|CVS HEALTHCP|SWST|Hilltop Securities Inc.|43194
CVS|CVS HEALTHCP|TAGC|TELSEY ADVISORY GROUP LLC|11186
CVS|CVS HEALTHCP|TKNG|ALLY INVEST SECURITIES LLC|23293
CVS|CVS HEALTHCP|TMBR|Timber Hill LLC|179
CVS|CVS HEALTHCP|TOUR|TOURMALINE PARTNERS, LLC|2700
CVS|CVS HEALTHCP|TRBT|Tradebot Systems, Inc.|945599
CVS|CVS HEALTHCP|TRCM|TRC MARKETS LLC|918190
CVS|CVS HEALTHCP|TWTT|TASTYWORKS, INC.|4570
CVS|CVS HEALTHCP|UBSA|UBS SECURITIES LLC|7062226
CVS|CVS HEALTHCP|UBSS|UBS Securities LLC|9123674
CVS|CVS HEALTHCP|UFPA|UNITED FIRST PARTNERS LLC|58139
CVS|CVS HEALTHCP|VALX|VIRTU AMERICAS LLC|45417
CVS|CVS HEALTHCP|VERT|The Vertical Trading Group, LLC|52287
CVS|CVS HEALTHCP|VGRD|Vanguard Marketing Corporation|242270
CVS|CVS HEALTHCP|VIEW|VIEWTRADE SECURITIES LLC|100
CVS|CVS HEALTHCP|VNDS|VANDHAM SECURITIES CORP|2340
CVS|CVS HEALTHCP|VSIN|Vision Financial Markets Llc|234
CVS|CVS HEALTHCP|WABR|Wall Street Access|6670
CVS|CVS HEALTHCP|WBLR|WILLIAM BLAIR|5696
CVS|CVS HEALTHCP|WBPX|SUMMIT SECURITIES GROUP, LLC|21733
CVS|CVS HEALTHCP|WCHV|WELLS FARGO SECURITIES, LLC|1409772
CVS|CVS HEALTHCP|WDNX|WEEDEN & CO.L.P.|19160
CVS|CVS HEALTHCP|WEDB|WEDBUSH SECURITIES INC.|27032
CVS|CVS HEALTHCP|WEED|Weeden & Co.L.P.|52649
CVS|CVS HEALTHCP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|181247
CVS|CVS HEALTHCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|251262
CVS|CVS HEALTHCP|WFPB|Wells Fargo Securities, LLC.|1
CVS|CVS HEALTHCP|WGIF|CIBC World Markets Inc.|56519
CVS|CVS HEALTHCP|WHOT|JUST2TRADE, INC.|99
CVS|CVS HEALTHCP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|14546
CVS|CVS HEALTHCP|WOLF|Wolfe Trahan Securities|17350
CVS|CVS HEALTHCP|WSAG|WALL STREET ACCESS|4797
CVS|CVS HEALTHCP|WSEA|WOLVERINE SECURITIES, LLC|75720
CVS|CVS HEALTHCP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1201
CVS|CVS HEALTHCP|WTFS|JUST2TRADE, INC.|25
CVS|CVS HEALTHCP|XIST|INSTINET, LLC|461836
CVS|CVS HEALTHCP|XPUS|XP SECURITIES, LLC|9962
CVS|CVS HEALTHCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1036476
CVS|CVS HEALTHCP|YKNA|COMHAR CAPITAL MARKETS, LLC|38666
CVS|CVS HEALTHCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|153521
CVTI|COVENANT TRANSPORTN|ALTX|Alternet Securities Inc.|2425
CVTI|COVENANT TRANSPORTN|APCC|Apex Clearing Corporation|497
CVTI|COVENANT TRANSPORTN|AQUA|AQUA SECURITIES L.P.|4400
CVTI|COVENANT TRANSPORTN|BARD|Robert W. Baird & Co. Incorporated|373
CVTI|COVENANT TRANSPORTN|BATM|CBOE TRADING, INC.|1409
CVTI|COVENANT TRANSPORTN|BERN|Sanford C. Bernstein & Co., LLC|300
CVTI|COVENANT TRANSPORTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2972
CVTI|COVENANT TRANSPORTN|BMOC|BMO Capital Markets Corp.|46931
CVTI|COVENANT TRANSPORTN|BNPX|BNP PARIBAS SECURITIES CORP.|1244
CVTI|COVENANT TRANSPORTN|BTIG|BTIG, LLC|3806
CVTI|COVENANT TRANSPORTN|BYXM|CBOE TRADING, INC.|813
CVTI|COVENANT TRANSPORTN|BZYD|GOLDMAN SACHS & CO. LLC|4325
CVTI|COVENANT TRANSPORTN|CANT|Cantor Fitzgerald & Co.|574
CVTI|COVENANT TRANSPORTN|CHAS|Charles Schwab & Co., Inc.|2831
CVTI|COVENANT TRANSPORTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8432
CVTI|COVENANT TRANSPORTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5857
CVTI|COVENANT TRANSPORTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89245
CVTI|COVENANT TRANSPORTN|CTDL|Citadel Derivatives Group Llc|4839
CVTI|COVENANT TRANSPORTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7912
CVTI|COVENANT TRANSPORTN|DBAB|Deutsche Bank Securities Inc.|119044
CVTI|COVENANT TRANSPORTN|DBAX|Deutsche Bank Securities Inc.|87500
CVTI|COVENANT TRANSPORTN|DBUL|Deutsche Bank Securities Inc.|400
CVTI|COVENANT TRANSPORTN|DEAN|MORGAN STANLEY|3145
CVTI|COVENANT TRANSPORTN|DEGS|RONIN PROFESSIONAL LLC|10756
CVTI|COVENANT TRANSPORTN|EBXL|EBX LLC|50600
CVTI|COVENANT TRANSPORTN|ECUT|CONVERGEX EXECUTION SOLUTIONS|28328
CVTI|COVENANT TRANSPORTN|EDJO|Edward D. Jones & Co., L.P.|156
CVTI|COVENANT TRANSPORTN|EGAM|CBOE TRADING, INC.|2823
CVTI|COVENANT TRANSPORTN|EGAW|CBOE TRADING, INC.|200
CVTI|COVENANT TRANSPORTN|EGMT|EG MARKET TECHNOLOGIES LLC|400
CVTI|COVENANT TRANSPORTN|EGXM|CBOE TRADING, INC.|1809
CVTI|COVENANT TRANSPORTN|EGXW|CBOE TRADING, INC.|200
CVTI|COVENANT TRANSPORTN|ETBE|Electronic Transaction Clearing, Inc.|500
CVTI|COVENANT TRANSPORTN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1106
CVTI|COVENANT TRANSPORTN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21140
CVTI|COVENANT TRANSPORTN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|150
CVTI|COVENANT TRANSPORTN|ETRS|E*Trade Securities LLC|34514
CVTI|COVENANT TRANSPORTN|FBCO|Credit Suisse Securities (USA) LLC|210717
CVTI|COVENANT TRANSPORTN|FILL|Tradestation Securities, Inc.|1749
CVTI|COVENANT TRANSPORTN|FMAF|NBCN Inc./ CDS|2656
CVTI|COVENANT TRANSPORTN|FOMA|TD AMERITRADE CLEARING, INC.|115444
CVTI|COVENANT TRANSPORTN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|253
CVTI|COVENANT TRANSPORTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45578
CVTI|COVENANT TRANSPORTN|FTBR|Foliofn Investments, Inc.|2974
CVTI|COVENANT TRANSPORTN|GEBB|GLOBAL EXECUTION BROKERS, LP|4813
CVTI|COVENANT TRANSPORTN|GLPX|ACS EXECUTION SERVICES, LLC|20895
CVTI|COVENANT TRANSPORTN|GSCO|GOLDMAN SACHS & CO. LLC|164131
CVTI|COVENANT TRANSPORTN|GSCS|GOLDMAN SACHS & CO. LLC|9334
CVTI|COVENANT TRANSPORTN|GSLT|GOLDMAN SACHS & CO. LLC|1087
CVTI|COVENANT TRANSPORTN|GTSZ|GTS SECURITIES LLC|8765
CVTI|COVENANT TRANSPORTN|HPPX|POTAMUS TRADING, LLC|331
CVTI|COVENANT TRANSPORTN|HRBF|American Enterprise Investment Services Inc.|1201
CVTI|COVENANT TRANSPORTN|IATS|INTERACTIVE BROKERS LLC|15293
CVTI|COVENANT TRANSPORTN|IBKR|Interactive Brokers Llc|42599
CVTI|COVENANT TRANSPORTN|ICBX|INSTINET, LLC|21940
CVTI|COVENANT TRANSPORTN|IEQY|CITADEL SECURITIES LLC|26366
CVTI|COVENANT TRANSPORTN|INCA|INSTINET, LLC|117577
CVTI|COVENANT TRANSPORTN|INJX|INSTINET, LLC|4022
CVTI|COVENANT TRANSPORTN|ITGI|ITG Inc.|99993
CVTI|COVENANT TRANSPORTN|ITGP|ITG INC.|83000
CVTI|COVENANT TRANSPORTN|JANY|Janney Montgomery Scott Inc.|700
CVTI|COVENANT TRANSPORTN|JEFF|JEFFERIES LLC|62053
CVTI|COVENANT TRANSPORTN|JMPT|JUMP TRADING, LLC|11950
CVTI|COVENANT TRANSPORTN|JONE|JonesTrading|15000
CVTI|COVENANT TRANSPORTN|JPBX|J.P. MORGAN SECURITIES LLC|20262
CVTI|COVENANT TRANSPORTN|JPMX|J.P. Morgan Securities LLC|127566
CVTI|COVENANT TRANSPORTN|JSJX|JANE STREET CAPITAL LLC|4042
CVTI|COVENANT TRANSPORTN|KCGM|VIRTU Americas LLC|10520
CVTI|COVENANT TRANSPORTN|LEHM|Barclays Capital Inc./Le|180509
CVTI|COVENANT TRANSPORTN|LIME|Lime Brokerage LLC|83578
CVTI|COVENANT TRANSPORTN|LQNA|LIQUIDNET, INC.|45300
CVTI|COVENANT TRANSPORTN|LSCI|Lek Securities Corporation|121
CVTI|COVENANT TRANSPORTN|MAXM|Maxim Group LLC|1266
CVTI|COVENANT TRANSPORTN|MCBT|Moors & Cabot, Inc.|13720
CVTI|COVENANT TRANSPORTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30602
CVTI|COVENANT TRANSPORTN|MOTF|MOTIF INVESTING, INC.|2
CVTI|COVENANT TRANSPORTN|MSCO|MORGAN STANLEY & CO. LLC|588762
CVTI|COVENANT TRANSPORTN|MSPL|MORGAN STANLEY & CO. LLC|115100
CVTI|COVENANT TRANSPORTN|MSTX|MORGAN STANLEY & CO. LLC|6400
CVTI|COVENANT TRANSPORTN|NFSC|National Financial Services LLC|72495
CVTI|COVENANT TRANSPORTN|NITE|VIRTU Americas LLC|177852
CVTI|COVENANT TRANSPORTN|NITP|VIRTU Americas LLC|600
CVTI|COVENANT TRANSPORTN|NQRB|Brut, LLC|4265
CVTI|COVENANT TRANSPORTN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|520
CVTI|COVENANT TRANSPORTN|PDQM|CODA MARKETS, INC.|50599
CVTI|COVENANT TRANSPORTN|PHLY|NASDAQ Execution Services, LLC|3000
CVTI|COVENANT TRANSPORTN|RAJA|Raymond James & Associates, Inc.|6214
CVTI|COVENANT TRANSPORTN|RBCM|RBC CAPITAL MARKETS, LLC|3826
CVTI|COVENANT TRANSPORTN|SAGL|SAGETRADER, LLC|8302
CVTI|COVENANT TRANSPORTN|SBSH|Citigroup Global Markets Inc.|134130
CVTI|COVENANT TRANSPORTN|SGMT|GOLDMAN SACHS & CO. LLC|28431
CVTI|COVENANT TRANSPORTN|SPDR|SPEEDROUTE LLC|4111
CVTI|COVENANT TRANSPORTN|SPTD|MINT GLOBAL MARKETS, INC.|37137
CVTI|COVENANT TRANSPORTN|STFL|Stifel, Nicolaus & Company, Incorporated|38845
CVTI|COVENANT TRANSPORTN|STKP|STOCKPILE INVESTMENTS, INC.|16
CVTI|COVENANT TRANSPORTN|STXG|Stockcross Financial Services, Inc.|600
CVTI|COVENANT TRANSPORTN|SWIM|TD Ameritrade, Inc.|4564
CVTI|COVENANT TRANSPORTN|TKNG|ALLY INVEST SECURITIES LLC|466
CVTI|COVENANT TRANSPORTN|TRBT|Tradebot Systems, Inc.|42944
CVTI|COVENANT TRANSPORTN|TRCM|TRC MARKETS LLC|77774
CVTI|COVENANT TRANSPORTN|UBSA|UBS SECURITIES LLC|170771
CVTI|COVENANT TRANSPORTN|UBSS|UBS Securities LLC|326190
CVTI|COVENANT TRANSPORTN|VALX|VIRTU AMERICAS LLC|3243
CVTI|COVENANT TRANSPORTN|VGRD|Vanguard Marketing Corporation|3860
CVTI|COVENANT TRANSPORTN|VSIN|Vision Financial Markets Llc|311
CVTI|COVENANT TRANSPORTN|WCHV|WELLS FARGO SECURITIES, LLC|68174
CVTI|COVENANT TRANSPORTN|WEDB|WEDBUSH SECURITIES INC.|1200
CVTI|COVENANT TRANSPORTN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3068
CVTI|COVENANT TRANSPORTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6834
CVTI|COVENANT TRANSPORTN|WFPB|Wells Fargo Securities, LLC.|5040
CVTI|COVENANT TRANSPORTN|WGIF|CIBC World Markets Inc.|220
CVTI|COVENANT TRANSPORTN|WSEA|WOLVERINE SECURITIES, LLC|1722
CVTI|COVENANT TRANSPORTN|XIST|INSTINET, LLC|10000
CVTI|COVENANT TRANSPORTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|14888
CVTI|COVENANT TRANSPORTN|YKNA|COMHAR CAPITAL MARKETS, LLC|3274
CVTI|COVENANT TRANSPORTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
CVU|C P I AEROSTRUCTURES|APCC|Apex Clearing Corporation|11
CVU|C P I AEROSTRUCTURES|CANT|Cantor Fitzgerald & Co.|104
CVU|C P I AEROSTRUCTURES|CHAS|Charles Schwab & Co., Inc.|2301
CVU|C P I AEROSTRUCTURES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
CVU|C P I AEROSTRUCTURES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10326
CVU|C P I AEROSTRUCTURES|CTDL|Citadel Derivatives Group Llc|10
CVU|C P I AEROSTRUCTURES|CXCX|CITIGROUP GLOBAL MARKETS INC.|4600
CVU|C P I AEROSTRUCTURES|DBAB|Deutsche Bank Securities Inc.|100
CVU|C P I AEROSTRUCTURES|DBAX|Deutsche Bank Securities Inc.|2200
CVU|C P I AEROSTRUCTURES|DEAN|MORGAN STANLEY|1601
CVU|C P I AEROSTRUCTURES|EBXL|EBX LLC|1200
CVU|C P I AEROSTRUCTURES|ECUT|CONVERGEX EXECUTION SOLUTIONS|9303
CVU|C P I AEROSTRUCTURES|EGXM|CBOE TRADING, INC.|1
CVU|C P I AEROSTRUCTURES|ETRS|E*Trade Securities LLC|11167
CVU|C P I AEROSTRUCTURES|FILL|Tradestation Securities, Inc.|1
CVU|C P I AEROSTRUCTURES|FINX|FINTECH SECURITIES|1050
CVU|C P I AEROSTRUCTURES|FTBR|Foliofn Investments, Inc.|634
CVU|C P I AEROSTRUCTURES|GSCO|GOLDMAN SACHS & CO. LLC|3910
CVU|C P I AEROSTRUCTURES|GSCS|GOLDMAN SACHS & CO. LLC|100
CVU|C P I AEROSTRUCTURES|IBKR|Interactive Brokers Llc|1830
CVU|C P I AEROSTRUCTURES|ICBX|INSTINET, LLC|279
CVU|C P I AEROSTRUCTURES|INCA|INSTINET, LLC|256
CVU|C P I AEROSTRUCTURES|INJX|INSTINET, LLC|300
CVU|C P I AEROSTRUCTURES|ITGI|ITG Inc.|800
CVU|C P I AEROSTRUCTURES|ITGP|ITG INC.|2800
CVU|C P I AEROSTRUCTURES|JEFF|JEFFERIES LLC|1300
CVU|C P I AEROSTRUCTURES|JPMX|J.P. Morgan Securities LLC|2148
CVU|C P I AEROSTRUCTURES|KCGM|VIRTU Americas LLC|1960
CVU|C P I AEROSTRUCTURES|LEHM|Barclays Capital Inc./Le|41100
CVU|C P I AEROSTRUCTURES|LIME|Lime Brokerage LLC|2327
CVU|C P I AEROSTRUCTURES|LTCO|Ladenburg, Thalmann & Co., Inc.|3686
CVU|C P I AEROSTRUCTURES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
CVU|C P I AEROSTRUCTURES|MSCO|MORGAN STANLEY & CO. LLC|16962
CVU|C P I AEROSTRUCTURES|MSPL|MORGAN STANLEY & CO. LLC|1200
CVU|C P I AEROSTRUCTURES|NFSC|National Financial Services LLC|39541
CVU|C P I AEROSTRUCTURES|NITE|VIRTU Americas LLC|68339
CVU|C P I AEROSTRUCTURES|OPCO|Oppenheimer & Co. Inc.|200
CVU|C P I AEROSTRUCTURES|PWJC|UBS Financial Services, Inc.|1000
CVU|C P I AEROSTRUCTURES|RBCM|RBC CAPITAL MARKETS, LLC|16749
CVU|C P I AEROSTRUCTURES|SBSH|Citigroup Global Markets Inc.|1000
CVU|C P I AEROSTRUCTURES|SGMT|GOLDMAN SACHS & CO. LLC|3197
CVU|C P I AEROSTRUCTURES|SPDR|SPEEDROUTE LLC|400
CVU|C P I AEROSTRUCTURES|SWIM|TD Ameritrade, Inc.|8990
CVU|C P I AEROSTRUCTURES|SWST|Hilltop Securities Inc.|2100
CVU|C P I AEROSTRUCTURES|TKNG|ALLY INVEST SECURITIES LLC|846
CVU|C P I AEROSTRUCTURES|TRBT|Tradebot Systems, Inc.|615
CVU|C P I AEROSTRUCTURES|TRCM|TRC MARKETS LLC|100
CVU|C P I AEROSTRUCTURES|UBSA|UBS SECURITIES LLC|6100
CVU|C P I AEROSTRUCTURES|UBSS|UBS Securities LLC|2822
CVU|C P I AEROSTRUCTURES|VGRD|Vanguard Marketing Corporation|5091
CVU|C P I AEROSTRUCTURES|WCHV|WELLS FARGO SECURITIES, LLC|4069
CVU|C P I AEROSTRUCTURES|WSEA|WOLVERINE SECURITIES, LLC|588
CVU|C P I AEROSTRUCTURES|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
CVU|C P I AEROSTRUCTURES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|62
CVV|CVD EQUIPMENT CORP|APCC|Apex Clearing Corporation|50
CVV|CVD EQUIPMENT CORP|BBNT|BB&T SECURITIES, LLC|4139
CVV|CVD EQUIPMENT CORP|BYXM|CBOE TRADING, INC.|100
CVV|CVD EQUIPMENT CORP|CANT|Cantor Fitzgerald & Co.|9029
CVV|CVD EQUIPMENT CORP|CHAS|Charles Schwab & Co., Inc.|9029
CVV|CVD EQUIPMENT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|317
CVV|CVD EQUIPMENT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2533
CVV|CVD EQUIPMENT CORP|DBAB|Deutsche Bank Securities Inc.|1267
CVV|CVD EQUIPMENT CORP|DBAX|Deutsche Bank Securities Inc.|900
CVV|CVD EQUIPMENT CORP|DEGS|RONIN PROFESSIONAL LLC|998
CVV|CVD EQUIPMENT CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2463
CVV|CVD EQUIPMENT CORP|EBXL|EBX LLC|900
CVV|CVD EQUIPMENT CORP|EDJO|Edward D. Jones & Co., L.P.|685
CVV|CVD EQUIPMENT CORP|EGXM|CBOE TRADING, INC.|200
CVV|CVD EQUIPMENT CORP|ETRS|E*Trade Securities LLC|25409
CVV|CVD EQUIPMENT CORP|FBCO|Credit Suisse Securities (USA) LLC|3336
CVV|CVD EQUIPMENT CORP|FILL|Tradestation Securities, Inc.|300
CVV|CVD EQUIPMENT CORP|FMAF|NBCN Inc./ CDS|750
CVV|CVD EQUIPMENT CORP|FOMA|TD AMERITRADE CLEARING, INC.|60298
CVV|CVD EQUIPMENT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|756
CVV|CVD EQUIPMENT CORP|FTBR|Foliofn Investments, Inc.|1
CVV|CVD EQUIPMENT CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|108
CVV|CVD EQUIPMENT CORP|GLPX|ACS EXECUTION SERVICES, LLC|2483
CVV|CVD EQUIPMENT CORP|GSCO|GOLDMAN SACHS & CO. LLC|115
CVV|CVD EQUIPMENT CORP|GSLT|GOLDMAN SACHS & CO. LLC|3211
CVV|CVD EQUIPMENT CORP|GTSZ|GTS SECURITIES LLC|5255
CVV|CVD EQUIPMENT CORP|HRBF|American Enterprise Investment Services Inc.|1200
CVV|CVD EQUIPMENT CORP|IATS|INTERACTIVE BROKERS LLC|6067
CVV|CVD EQUIPMENT CORP|IBKR|Interactive Brokers Llc|30520
CVV|CVD EQUIPMENT CORP|ICBX|INSTINET, LLC|1000
CVV|CVD EQUIPMENT CORP|INCA|INSTINET, LLC|4234
CVV|CVD EQUIPMENT CORP|INJX|INSTINET, LLC|100
CVV|CVD EQUIPMENT CORP|ITGI|ITG Inc.|1220
CVV|CVD EQUIPMENT CORP|ITGP|ITG INC.|400
CVV|CVD EQUIPMENT CORP|JANY|Janney Montgomery Scott Inc.|1825
CVV|CVD EQUIPMENT CORP|KCGM|VIRTU Americas LLC|800
CVV|CVD EQUIPMENT CORP|LEHM|Barclays Capital Inc./Le|2987
CVV|CVD EQUIPMENT CORP|LIME|Lime Brokerage LLC|9264
CVV|CVD EQUIPMENT CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|936
CVV|CVD EQUIPMENT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CVV|CVD EQUIPMENT CORP|MOTF|MOTIF INVESTING, INC.|1
CVV|CVD EQUIPMENT CORP|MSCO|MORGAN STANLEY & CO. LLC|38684
CVV|CVD EQUIPMENT CORP|MSPL|MORGAN STANLEY & CO. LLC|1700
CVV|CVD EQUIPMENT CORP|NFSC|National Financial Services LLC|29550
CVV|CVD EQUIPMENT CORP|NITE|VIRTU Americas LLC|84629
CVV|CVD EQUIPMENT CORP|NQRB|Brut, LLC|3290
CVV|CVD EQUIPMENT CORP|PDQM|CODA MARKETS, INC.|3431
CVV|CVD EQUIPMENT CORP|RBCM|RBC CAPITAL MARKETS, LLC|300
CVV|CVD EQUIPMENT CORP|ROTH|Roth Capital Partners, LLC|5641
CVV|CVD EQUIPMENT CORP|SBSH|Citigroup Global Markets Inc.|135
CVV|CVD EQUIPMENT CORP|SGMT|GOLDMAN SACHS & CO. LLC|402
CVV|CVD EQUIPMENT CORP|SPTD|MINT GLOBAL MARKETS, INC.|4315
CVV|CVD EQUIPMENT CORP|SWIM|TD Ameritrade, Inc.|19428
CVV|CVD EQUIPMENT CORP|SWST|Hilltop Securities Inc.|400
CVV|CVD EQUIPMENT CORP|TRCM|TRC MARKETS LLC|1320
CVV|CVD EQUIPMENT CORP|UBSA|UBS SECURITIES LLC|4620
CVV|CVD EQUIPMENT CORP|UBSS|UBS Securities LLC|10141
CVV|CVD EQUIPMENT CORP|VALX|VIRTU AMERICAS LLC|1614
CVV|CVD EQUIPMENT CORP|VGRD|Vanguard Marketing Corporation|477
CVV|CVD EQUIPMENT CORP|WCHV|WELLS FARGO SECURITIES, LLC|26825
CVV|CVD EQUIPMENT CORP|WSEA|WOLVERINE SECURITIES, LLC|1675
CVV|CVD EQUIPMENT CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|500
CVX|CHEVRON CORP|ABLE|NATIXIS Securities Americas LLC|496541
CVX|CHEVRON CORP|ADAM|CANACCORD GENUITY INC.|2130
CVX|CHEVRON CORP|AGIS|Aegis Capital Corp.|1143
CVX|CHEVRON CORP|ALTX|Alternet Securities Inc.|52268
CVX|CHEVRON CORP|ANOS|ABEL/NOSER, L.L.C.|17735
CVX|CHEVRON CORP|APCC|Apex Clearing Corporation|9203
CVX|CHEVRON CORP|AQUA|AQUA SECURITIES L.P.|3400
CVX|CHEVRON CORP|AVON|Avondale Partners, LLC|12315
CVX|CHEVRON CORP|BALE|M&T SECURITIES, INC.|6205
CVX|CHEVRON CORP|BANK|Primevest Financial Services, Inc.|2449
CVX|CHEVRON CORP|BARD|Robert W. Baird & Co. Incorporated|22408
CVX|CHEVRON CORP|BATM|CBOE TRADING, INC.|86644
CVX|CHEVRON CORP|BAYC|BAY CREST PARTNERS, LLC|1108
CVX|CHEVRON CORP|BAYT|BTIG, LLC|3200
CVX|CHEVRON CORP|BBNT|BB&T SECURITIES, LLC|11920
CVX|CHEVRON CORP|BERN|Sanford C. Bernstein & Co., LLC|621036
CVX|CHEVRON CORP|BIAD|SAGETRADER, LLC|174
CVX|CHEVRON CORP|BIDS|BIDS TRADING L.P.|17612
CVX|CHEVRON CORP|BIMI|Banca IMI Securities Corp.|1681
CVX|CHEVRON CORP|BKCM|BNY Mellon Capital Markets LLC|1151
CVX|CHEVRON CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|113254
CVX|CHEVRON CORP|BLKX|INSTINET, LLC|165256
CVX|CHEVRON CORP|BMOC|BMO Capital Markets Corp.|12008
CVX|CHEVRON CORP|BNPX|BNP PARIBAS SECURITIES CORP.|850831
CVX|CHEVRON CORP|BOSC|Boenning & Scattergood, Inc.|2900
CVX|CHEVRON CORP|BRGE|Newbridge Securities Corp.|75
CVX|CHEVRON CORP|BTIG|BTIG, LLC|178244
CVX|CHEVRON CORP|BYXM|CBOE TRADING, INC.|11959
CVX|CHEVRON CORP|BZYD|GOLDMAN SACHS & CO. LLC|500
CVX|CHEVRON CORP|CABR|Cabrera Capital Markets, Inc.|127
CVX|CHEVRON CORP|CANT|Cantor Fitzgerald & Co.|12180
CVX|CHEVRON CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|26216
CVX|CHEVRON CORP|CBRA|Cobra Trading, Inc.|2000
CVX|CHEVRON CORP|CHAS|Charles Schwab & Co., Inc.|35402
CVX|CHEVRON CORP|CHBC|PENSERRA SECURITIES, LLC|80000
CVX|CHEVRON CORP|CIBP|CIBC World Markets Corp.|138840
CVX|CHEVRON CORP|CICF|Canaccord Genuity Corp.|2171
CVX|CHEVRON CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|78096
CVX|CHEVRON CORP|CIST|Capital Institutional Services, Inc.|48151
CVX|CHEVRON CORP|CLSA|CLSA AMERICAS, LLC|600
CVX|CHEVRON CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|423394
CVX|CHEVRON CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2152
CVX|CHEVRON CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15440
CVX|CHEVRON CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1902924
CVX|CHEVRON CORP|CSIN|Citadel Securities Institutional LLC|17135
CVX|CHEVRON CORP|CTDL|Citadel Derivatives Group Llc|144731
CVX|CHEVRON CORP|CTLR|CUTLER GROUP, LP|1803
CVX|CHEVRON CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|141272
CVX|CHEVRON CORP|DADA|D.A. Davidson & Co.|12488
CVX|CHEVRON CORP|DAVA|Davenport & Company LLC|11284
CVX|CHEVRON CORP|DBAB|Deutsche Bank Securities Inc.|1434368
CVX|CHEVRON CORP|DBAX|Deutsche Bank Securities Inc.|986100
CVX|CHEVRON CORP|DBUL|Deutsche Bank Securities Inc.|53217
CVX|CHEVRON CORP|DCHF|Dart Executions, LLC|23255
CVX|CHEVRON CORP|DEAN|MORGAN STANLEY|150493
CVX|CHEVRON CORP|DEGS|RONIN PROFESSIONAL LLC|10625
CVX|CHEVRON CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10890
CVX|CHEVRON CORP|DRWK|DRW SECURITIES, L.L.C.|31614
CVX|CHEVRON CORP|EBXL|EBX LLC|950500
CVX|CHEVRON CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|174492
CVX|CHEVRON CORP|EDJC|Edward Jones / CDS|7916
CVX|CHEVRON CORP|EDJO|Edward D. Jones & Co., L.P.|231388
CVX|CHEVRON CORP|EGAM|CBOE TRADING, INC.|106571
CVX|CHEVRON CORP|EGAW|CBOE TRADING, INC.|1129
CVX|CHEVRON CORP|EGMT|EG MARKET TECHNOLOGIES LLC|2264
CVX|CHEVRON CORP|EGXM|CBOE TRADING, INC.|29854
CVX|CHEVRON CORP|EGXW|CBOE TRADING, INC.|1207
CVX|CHEVRON CORP|ESPO|ESPOSITO SECURITIES, LLC|203
CVX|CHEVRON CORP|ETBE|Electronic Transaction Clearing, Inc.|122046
CVX|CHEVRON CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
CVX|CHEVRON CORP|ETCB|ETC BROKERAGE SERVICES, LLC|8
CVX|CHEVRON CORP|ETCC|Electronic Transaction Clearing, Inc.|609
CVX|CHEVRON CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|192
CVX|CHEVRON CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51514
CVX|CHEVRON CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|333
CVX|CHEVRON CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3408
CVX|CHEVRON CORP|ETRS|E*Trade Securities LLC|721947
CVX|CHEVRON CORP|FBSB|U.S. Bancorp Investments, Inc.|5493
CVX|CHEVRON CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|478
CVX|CHEVRON CORP|FILL|Tradestation Securities, Inc.|37643
CVX|CHEVRON CORP|FINX|FINTECH SECURITIES|13914
CVX|CHEVRON CORP|FMAF|NBCN Inc./ CDS|35118
CVX|CHEVRON CORP|FMCO|First Manhattan Co|186
CVX|CHEVRON CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10876
CVX|CHEVRON CORP|FQLS|Quantlab Securities LP|1256733
CVX|CHEVRON CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|176321
CVX|CHEVRON CORP|FTBR|Foliofn Investments, Inc.|9874
CVX|CHEVRON CORP|GBMT|GBM International, Inc.|936
CVX|CHEVRON CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|33142
CVX|CHEVRON CORP|GLIS|TD Securities Inc|3120
CVX|CHEVRON CORP|GLPX|ACS EXECUTION SERVICES, LLC|149324
CVX|CHEVRON CORP|GSCO|GOLDMAN SACHS & CO. LLC|7071844
CVX|CHEVRON CORP|GSCS|GOLDMAN SACHS & CO. LLC|48192
CVX|CHEVRON CORP|GSLT|GOLDMAN SACHS & CO. LLC|65411
CVX|CHEVRON CORP|GTSY|GTS SECURITIES LLC|500
CVX|CHEVRON CORP|GTSZ|GTS SECURITIES LLC|1248787
CVX|CHEVRON CORP|GUGS|Guggenheim Securities, LLC|12
CVX|CHEVRON CORP|HAPX|HAP Trading, LLC|5332
CVX|CHEVRON CORP|HCTA|Hardcastle Trading USA LLC|113622
CVX|CHEVRON CORP|HRBF|American Enterprise Investment Services Inc.|79152
CVX|CHEVRON CORP|HSBC|HSBC Securities, Inc.|78859
CVX|CHEVRON CORP|IATS|INTERACTIVE BROKERS LLC|84376
CVX|CHEVRON CORP|IBKR|Interactive Brokers Llc|149899
CVX|CHEVRON CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8345
CVX|CHEVRON CORP|ICBX|INSTINET, LLC|400385
CVX|CHEVRON CORP|IEQY|CITADEL SECURITIES LLC|928698
CVX|CHEVRON CORP|INCA|INSTINET, LLC|1225063
CVX|CHEVRON CORP|INJX|INSTINET, LLC|55350
CVX|CHEVRON CORP|INTL|INTL FCSTONE FINANCIAL INC.|4350
CVX|CHEVRON CORP|ITGI|ITG Inc.|256061
CVX|CHEVRON CORP|ITGP|ITG INC.|478400
CVX|CHEVRON CORP|JANY|Janney Montgomery Scott Inc.|23497
CVX|CHEVRON CORP|JEFF|JEFFERIES LLC|503386
CVX|CHEVRON CORP|JHDR|J.H. Darbie & Co., Inc.|43
CVX|CHEVRON CORP|JMPT|JUMP TRADING, LLC|187392
CVX|CHEVRON CORP|JONE|JonesTrading|149
CVX|CHEVRON CORP|JPBX|J.P. MORGAN SECURITIES LLC|653427
CVX|CHEVRON CORP|JPMX|J.P. Morgan Securities LLC|1118954
CVX|CHEVRON CORP|JRCO|Johnson Rice & Company L.L.C.|2000
CVX|CHEVRON CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|40477
CVX|CHEVRON CORP|JSJX|JANE STREET CAPITAL LLC|427056
CVX|CHEVRON CORP|JUTA|JUMP TRADING, LLC|200
CVX|CHEVRON CORP|KCGM|VIRTU Americas LLC|283928
CVX|CHEVRON CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|6516
CVX|CHEVRON CORP|LEHM|Barclays Capital Inc./Le|3238012
CVX|CHEVRON CORP|LGNT|COR CLEARING LLC|97
CVX|CHEVRON CORP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|527
CVX|CHEVRON CORP|LIME|Lime Brokerage LLC|262054
CVX|CHEVRON CORP|LIWK|LIME BROKERAGE LLC|599
CVX|CHEVRON CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|29400
CVX|CHEVRON CORP|LOOP|Loop Capital Markets LLC|7292
CVX|CHEVRON CORP|LQNA|LIQUIDNET, INC.|25300
CVX|CHEVRON CORP|LSCI|Lek Securities Corporation|62676
CVX|CHEVRON CORP|LVMR|LIVERMORE TRADING GROUP, INC.|1410
CVX|CHEVRON CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CVX|CHEVRON CORP|MACC|Mid Atlantic Capital Corporation|10810
CVX|CHEVRON CORP|MACQ|Macquarie Capital (USA) Inc.|2027
CVX|CHEVRON CORP|MAXM|Maxim Group LLC|23737
CVX|CHEVRON CORP|MBTS|ALLY INVEST SECURITIES LLC|13
CVX|CHEVRON CORP|MCBT|Moors & Cabot, Inc.|70
CVX|CHEVRON CORP|MCMF|Raymond James Ltd. Cds|3434
CVX|CHEVRON CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|390698
CVX|CHEVRON CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4920
CVX|CHEVRON CORP|MNDX|TJM Investments, LLC|6427
CVX|CHEVRON CORP|MOTF|MOTIF INVESTING, INC.|138
CVX|CHEVRON CORP|MPSG|E D & F Man Capital Markets Inc.|7596
CVX|CHEVRON CORP|MSCO|MORGAN STANLEY & CO. LLC|9081991
CVX|CHEVRON CORP|MSPL|MORGAN STANLEY & CO. LLC|720300
CVX|CHEVRON CORP|MSTX|MORGAN STANLEY & CO. LLC|674400
CVX|CHEVRON CORP|NATL|National Securities Corporation|181
CVX|CHEVRON CORP|NBCS|NBC Securities, INC.|50
CVX|CHEVRON CORP|NEED|Needham & Company, LLC|748
CVX|CHEVRON CORP|NEUB|NEUBERGER BERMAN BD LLC|505
CVX|CHEVRON CORP|NFSC|National Financial Services LLC|2045779
CVX|CHEVRON CORP|NITE|VIRTU Americas LLC|3882737
CVX|CHEVRON CORP|NITP|VIRTU Americas LLC|1000
CVX|CHEVRON CORP|NMRA|Nomura Securities International, Inc.|1100
CVX|CHEVRON CORP|NQRB|Brut, LLC|56227
CVX|CHEVRON CORP|NTBF|BMO Nesbitt Burns Inc./CDS|6849
CVX|CHEVRON CORP|NTRC|Northern Trust Securities, Inc.|48741
CVX|CHEVRON CORP|OHOS|TWO SIGMA SECURITIES, LLC|677424
CVX|CHEVRON CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|10
CVX|CHEVRON CORP|OPCO|Oppenheimer & Co. Inc.|18979
CVX|CHEVRON CORP|PASL|Pershing Advisor Solutions LLC|95
CVX|CHEVRON CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2360
CVX|CHEVRON CORP|PCFF|Pacific International Securities Inc./CDS|13
CVX|CHEVRON CORP|PCPT|PHILLIP CAPITAL INC.|10
CVX|CHEVRON CORP|PDQM|CODA MARKETS, INC.|256030
CVX|CHEVRON CORP|PHLY|NASDAQ Execution Services, LLC|35666
CVX|CHEVRON CORP|PICT|Pictet Overseas Inc.|1660
CVX|CHEVRON CORP|PIPR|Piper Jaffray & Co.|85580
CVX|CHEVRON CORP|PNSR|Penserra Securities, LLC|4743
CVX|CHEVRON CORP|PWJC|UBS Financial Services, Inc.|46086
CVX|CHEVRON CORP|QMSR|QUATTRO M SECURITIES INC.|9304
CVX|CHEVRON CORP|RBCM|RBC CAPITAL MARKETS, LLC|108070
CVX|CHEVRON CORP|RHCO|Suntrust Robinson Humphrey, Inc.|100
CVX|CHEVRON CORP|SAGL|SAGETRADER, LLC|195768
CVX|CHEVRON CORP|SAGW|SAGETRADER, LLC|2
CVX|CHEVRON CORP|SALI|INTL FCSTONE FINANCIAL INC.|3480
CVX|CHEVRON CORP|SBRX|MURIEL SIEBERT & CO INC|200
CVX|CHEVRON CORP|SBSH|Citigroup Global Markets Inc.|1258698
CVX|CHEVRON CORP|SCMC|Scotia Capital Markets (USA) Inc.|100
CVX|CHEVRON CORP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|62
CVX|CHEVRON CORP|SEIC|SEI Investments Distribution Co.|16125
CVX|CHEVRON CORP|SGMT|GOLDMAN SACHS & CO. LLC|611628
CVX|CHEVRON CORP|SHMR|ABN Amro Clearing LLC|321
CVX|CHEVRON CORP|SIBO|Prime Executions, Inc.|21199
CVX|CHEVRON CORP|SIDC|Sidoti & Company, LLC|400
CVX|CHEVRON CORP|SJLS|TRADE INFORMATICS LLC|300
CVX|CHEVRON CORP|SOCO|Capital One Southcoast, Inc|7100
CVX|CHEVRON CORP|SOGO|Wang Investment Associates, Inc.|60
CVX|CHEVRON CORP|SPDR|SPEEDROUTE LLC|109836
CVX|CHEVRON CORP|SPGS|Sea Port Group Securities, LLC|600
CVX|CHEVRON CORP|SPHN|Stephens Inc.|2809
CVX|CHEVRON CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
CVX|CHEVRON CORP|STFL|Stifel, Nicolaus & Company, Incorporated|199833
CVX|CHEVRON CORP|STKP|STOCKPILE INVESTMENTS, INC.|372
CVX|CHEVRON CORP|STRS|STRATEGAS RESEARCH PARTNERS|800
CVX|CHEVRON CORP|STXG|Stockcross Financial Services, Inc.|97
CVX|CHEVRON CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12120
CVX|CHEVRON CORP|SWIM|TD Ameritrade, Inc.|779771
CVX|CHEVRON CORP|SWST|Hilltop Securities Inc.|31972
CVX|CHEVRON CORP|TAGC|TELSEY ADVISORY GROUP LLC|1483
CVX|CHEVRON CORP|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|900
CVX|CHEVRON CORP|TDSI|TD Securities (USA) LLC|3200
CVX|CHEVRON CORP|TKNG|ALLY INVEST SECURITIES LLC|7998
CVX|CHEVRON CORP|TMBR|Timber Hill LLC|28751
CVX|CHEVRON CORP|TOUR|TOURMALINE PARTNERS, LLC|1231
CVX|CHEVRON CORP|TRBT|Tradebot Systems, Inc.|922716
CVX|CHEVRON CORP|TRCM|TRC MARKETS LLC|1080813
CVX|CHEVRON CORP|TWTT|TASTYWORKS, INC.|626
CVX|CHEVRON CORP|UBSA|UBS SECURITIES LLC|2641916
CVX|CHEVRON CORP|UBSS|UBS Securities LLC|3640477
CVX|CHEVRON CORP|USCA|USCA Securities LLC|1800
CVX|CHEVRON CORP|VALX|VIRTU AMERICAS LLC|84582
CVX|CHEVRON CORP|VGRD|Vanguard Marketing Corporation|307152
CVX|CHEVRON CORP|VNDS|VANDHAM SECURITIES CORP|29062
CVX|CHEVRON CORP|VSIN|Vision Financial Markets Llc|51
CVX|CHEVRON CORP|WBLR|WILLIAM BLAIR|3589
CVX|CHEVRON CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|5148
CVX|CHEVRON CORP|WCHV|WELLS FARGO SECURITIES, LLC|557360
CVX|CHEVRON CORP|WDNX|WEEDEN & CO.L.P.|55094
CVX|CHEVRON CORP|WEDB|WEDBUSH SECURITIES INC.|16435
CVX|CHEVRON CORP|WEED|Weeden & Co.L.P.|45141
CVX|CHEVRON CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|509375
CVX|CHEVRON CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|215602
CVX|CHEVRON CORP|WGIF|CIBC World Markets Inc.|6601
CVX|CHEVRON CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8423
CVX|CHEVRON CORP|WSAG|WALL STREET ACCESS|434
CVX|CHEVRON CORP|WSEA|WOLVERINE SECURITIES, LLC|38676
CVX|CHEVRON CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2050
CVX|CHEVRON CORP|XIST|INSTINET, LLC|154388
CVX|CHEVRON CORP|XPQR|Jump Trading|5400
CVX|CHEVRON CORP|XPUS|XP SECURITIES, LLC|1815
CVX|CHEVRON CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|434910
CVX|CHEVRON CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|8739
CVX|CHEVRON CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|115019
CVY|INVESCO MULTI AST|APCC|Apex Clearing Corporation|80
CVY|INVESCO MULTI AST|BARD|Robert W. Baird & Co. Incorporated|2146
CVY|INVESCO MULTI AST|BATM|CBOE TRADING, INC.|438
CVY|INVESCO MULTI AST|BRGE|Newbridge Securities Corp.|670
CVY|INVESCO MULTI AST|CHAS|Charles Schwab & Co., Inc.|124
CVY|INVESCO MULTI AST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4700
CVY|INVESCO MULTI AST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CVY|INVESCO MULTI AST|DBAX|Deutsche Bank Securities Inc.|6700
CVY|INVESCO MULTI AST|DEAN|MORGAN STANLEY|10600
CVY|INVESCO MULTI AST|EBXL|EBX LLC|9500
CVY|INVESCO MULTI AST|EDJO|Edward D. Jones & Co., L.P.|1980
CVY|INVESCO MULTI AST|ETRS|E*Trade Securities LLC|3429
CVY|INVESCO MULTI AST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2812
CVY|INVESCO MULTI AST|FTBR|Foliofn Investments, Inc.|1073
CVY|INVESCO MULTI AST|GSCO|GOLDMAN SACHS & CO. LLC|100
CVY|INVESCO MULTI AST|HRBF|American Enterprise Investment Services Inc.|4024
CVY|INVESCO MULTI AST|IBKR|Interactive Brokers Llc|100
CVY|INVESCO MULTI AST|ICBX|INSTINET, LLC|6367
CVY|INVESCO MULTI AST|ITGI|ITG Inc.|1150
CVY|INVESCO MULTI AST|JANY|Janney Montgomery Scott Inc.|2723
CVY|INVESCO MULTI AST|JPMX|J.P. Morgan Securities LLC|8720
CVY|INVESCO MULTI AST|JSJX|JANE STREET CAPITAL LLC|17874
CVY|INVESCO MULTI AST|KCGM|VIRTU Americas LLC|14305
CVY|INVESCO MULTI AST|LEHM|Barclays Capital Inc./Le|16488
CVY|INVESCO MULTI AST|LIME|Lime Brokerage LLC|6481
CVY|INVESCO MULTI AST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13886
CVY|INVESCO MULTI AST|MSCO|MORGAN STANLEY & CO. LLC|25037
CVY|INVESCO MULTI AST|MSPL|MORGAN STANLEY & CO. LLC|1300
CVY|INVESCO MULTI AST|NFSC|National Financial Services LLC|33003
CVY|INVESCO MULTI AST|NITE|VIRTU Americas LLC|40835
CVY|INVESCO MULTI AST|NQRB|Brut, LLC|700
CVY|INVESCO MULTI AST|OPCO|Oppenheimer & Co. Inc.|300
CVY|INVESCO MULTI AST|PWJC|UBS Financial Services, Inc.|479
CVY|INVESCO MULTI AST|RBCM|RBC CAPITAL MARKETS, LLC|1212
CVY|INVESCO MULTI AST|SGMT|GOLDMAN SACHS & CO. LLC|3627
CVY|INVESCO MULTI AST|STFL|Stifel, Nicolaus & Company, Incorporated|1236
CVY|INVESCO MULTI AST|SWIM|TD Ameritrade, Inc.|325
CVY|INVESCO MULTI AST|SWST|Hilltop Securities Inc.|197
CVY|INVESCO MULTI AST|TKNG|ALLY INVEST SECURITIES LLC|82
CVY|INVESCO MULTI AST|TWTT|TASTYWORKS, INC.|100
CVY|INVESCO MULTI AST|UBSA|UBS SECURITIES LLC|23737
CVY|INVESCO MULTI AST|UBSS|UBS Securities LLC|25254
CVY|INVESCO MULTI AST|VGRD|Vanguard Marketing Corporation|3071
CVY|INVESCO MULTI AST|WCHV|WELLS FARGO SECURITIES, LLC|16122
CVY|INVESCO MULTI AST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|390
CVY|INVESCO MULTI AST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1152
CVY|INVESCO MULTI AST|WSEA|WOLVERINE SECURITIES, LLC|843
CVY|INVESCO MULTI AST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7848
CW|CURTISS WRIGHT CP|ALTX|Alternet Securities Inc.|3404
CW|CURTISS WRIGHT CP|APCC|Apex Clearing Corporation|2327
CW|CURTISS WRIGHT CP|BARD|Robert W. Baird & Co. Incorporated|1251
CW|CURTISS WRIGHT CP|BATM|CBOE TRADING, INC.|3315
CW|CURTISS WRIGHT CP|BAYC|BAY CREST PARTNERS, LLC|1458
CW|CURTISS WRIGHT CP|BBNT|BB&T SECURITIES, LLC|53
CW|CURTISS WRIGHT CP|BERN|Sanford C. Bernstein & Co., LLC|81143
CW|CURTISS WRIGHT CP|BIDS|BIDS TRADING L.P.|400
CW|CURTISS WRIGHT CP|BKCM|BNY Mellon Capital Markets LLC|8986
CW|CURTISS WRIGHT CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|532
CW|CURTISS WRIGHT CP|BNPX|BNP PARIBAS SECURITIES CORP.|40979
CW|CURTISS WRIGHT CP|BRVL|BLAYLOCK VAN, LLC|100
CW|CURTISS WRIGHT CP|BTIG|BTIG, LLC|980
CW|CURTISS WRIGHT CP|BYXM|CBOE TRADING, INC.|373
CW|CURTISS WRIGHT CP|BZYD|GOLDMAN SACHS & CO. LLC|68
CW|CURTISS WRIGHT CP|CANT|Cantor Fitzgerald & Co.|59
CW|CURTISS WRIGHT CP|CHAS|Charles Schwab & Co., Inc.|54
CW|CURTISS WRIGHT CP|CIST|Capital Institutional Services, Inc.|1660
CW|CURTISS WRIGHT CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10543
CW|CURTISS WRIGHT CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2801
CW|CURTISS WRIGHT CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138909
CW|CURTISS WRIGHT CP|CTDL|Citadel Derivatives Group Llc|13312
CW|CURTISS WRIGHT CP|CTLR|CUTLER GROUP, LP|100
CW|CURTISS WRIGHT CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10318
CW|CURTISS WRIGHT CP|DBAB|Deutsche Bank Securities Inc.|91036
CW|CURTISS WRIGHT CP|DBAX|Deutsche Bank Securities Inc.|70900
CW|CURTISS WRIGHT CP|DBUL|Deutsche Bank Securities Inc.|852
CW|CURTISS WRIGHT CP|DCHF|Dart Executions, LLC|158
CW|CURTISS WRIGHT CP|DEAN|MORGAN STANLEY|2561
CW|CURTISS WRIGHT CP|DEGS|RONIN PROFESSIONAL LLC|200
CW|CURTISS WRIGHT CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|102
CW|CURTISS WRIGHT CP|DRWK|DRW SECURITIES, L.L.C.|398
CW|CURTISS WRIGHT CP|EBXL|EBX LLC|46200
CW|CURTISS WRIGHT CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5562
CW|CURTISS WRIGHT CP|EDJC|Edward Jones / CDS|15
CW|CURTISS WRIGHT CP|EDJO|Edward D. Jones & Co., L.P.|212
CW|CURTISS WRIGHT CP|EGAM|CBOE TRADING, INC.|5026
CW|CURTISS WRIGHT CP|EGAW|CBOE TRADING, INC.|100
CW|CURTISS WRIGHT CP|EGMT|EG MARKET TECHNOLOGIES LLC|590
CW|CURTISS WRIGHT CP|EGXM|CBOE TRADING, INC.|1840
CW|CURTISS WRIGHT CP|ETBE|Electronic Transaction Clearing, Inc.|844
CW|CURTISS WRIGHT CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
CW|CURTISS WRIGHT CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16076
CW|CURTISS WRIGHT CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
CW|CURTISS WRIGHT CP|ETRS|E*Trade Securities LLC|661
CW|CURTISS WRIGHT CP|FIDT|Fidelity Clearing Canada ULC./ CDS|1
CW|CURTISS WRIGHT CP|FILL|Tradestation Securities, Inc.|340
CW|CURTISS WRIGHT CP|FMAF|NBCN Inc./ CDS|409
CW|CURTISS WRIGHT CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1923
CW|CURTISS WRIGHT CP|FQLS|Quantlab Securities LP|88355
CW|CURTISS WRIGHT CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33733
CW|CURTISS WRIGHT CP|FTBR|Foliofn Investments, Inc.|1815
CW|CURTISS WRIGHT CP|GLPX|ACS EXECUTION SERVICES, LLC|37142
CW|CURTISS WRIGHT CP|GSCO|GOLDMAN SACHS & CO. LLC|881762
CW|CURTISS WRIGHT CP|GSCS|GOLDMAN SACHS & CO. LLC|1000
CW|CURTISS WRIGHT CP|GSLT|GOLDMAN SACHS & CO. LLC|2189
CW|CURTISS WRIGHT CP|GTSZ|GTS SECURITIES LLC|45161
CW|CURTISS WRIGHT CP|HAPX|HAP Trading, LLC|552
CW|CURTISS WRIGHT CP|HPPX|POTAMUS TRADING, LLC|161
CW|CURTISS WRIGHT CP|HRBF|American Enterprise Investment Services Inc.|259
CW|CURTISS WRIGHT CP|IATS|INTERACTIVE BROKERS LLC|3786
CW|CURTISS WRIGHT CP|IBKR|Interactive Brokers Llc|5225
CW|CURTISS WRIGHT CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
CW|CURTISS WRIGHT CP|ICBX|INSTINET, LLC|16800
CW|CURTISS WRIGHT CP|IEQY|CITADEL SECURITIES LLC|30309
CW|CURTISS WRIGHT CP|INCA|INSTINET, LLC|78731
CW|CURTISS WRIGHT CP|INJX|INSTINET, LLC|3457
CW|CURTISS WRIGHT CP|ITGI|ITG Inc.|11201
CW|CURTISS WRIGHT CP|ITGP|ITG INC.|24000
CW|CURTISS WRIGHT CP|JANY|Janney Montgomery Scott Inc.|111
CW|CURTISS WRIGHT CP|JEFF|JEFFERIES LLC|5885
CW|CURTISS WRIGHT CP|JMPT|JUMP TRADING, LLC|18333
CW|CURTISS WRIGHT CP|JPBX|J.P. MORGAN SECURITIES LLC|39139
CW|CURTISS WRIGHT CP|JPMX|J.P. Morgan Securities LLC|139177
CW|CURTISS WRIGHT CP|JSJX|JANE STREET CAPITAL LLC|4279
CW|CURTISS WRIGHT CP|KCGM|VIRTU Americas LLC|25820
CW|CURTISS WRIGHT CP|LEHM|Barclays Capital Inc./Le|159183
CW|CURTISS WRIGHT CP|LIME|Lime Brokerage LLC|10707
CW|CURTISS WRIGHT CP|LOOP|Loop Capital Markets LLC|12312
CW|CURTISS WRIGHT CP|LQNA|LIQUIDNET, INC.|39400
CW|CURTISS WRIGHT CP|LQNB|LIQUIDNET, INC.|544
CW|CURTISS WRIGHT CP|MACQ|Macquarie Capital (USA) Inc.|4626
CW|CURTISS WRIGHT CP|MAVB|Great Point Capital LLC|100
CW|CURTISS WRIGHT CP|MCMF|Raymond James Ltd. Cds|613
CW|CURTISS WRIGHT CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36066
CW|CURTISS WRIGHT CP|MOTF|MOTIF INVESTING, INC.|5
CW|CURTISS WRIGHT CP|MSCO|MORGAN STANLEY & CO. LLC|767773
CW|CURTISS WRIGHT CP|MSPL|MORGAN STANLEY & CO. LLC|139000
CW|CURTISS WRIGHT CP|MSTX|MORGAN STANLEY & CO. LLC|34300
CW|CURTISS WRIGHT CP|NFSC|National Financial Services LLC|10381
CW|CURTISS WRIGHT CP|NITE|VIRTU Americas LLC|58645
CW|CURTISS WRIGHT CP|NQRB|Brut, LLC|1437
CW|CURTISS WRIGHT CP|NTRC|Northern Trust Securities, Inc.|935
CW|CURTISS WRIGHT CP|OPCO|Oppenheimer & Co. Inc.|38
CW|CURTISS WRIGHT CP|PDQM|CODA MARKETS, INC.|83594
CW|CURTISS WRIGHT CP|PIPR|Piper Jaffray & Co.|1366
CW|CURTISS WRIGHT CP|PWJC|UBS Financial Services, Inc.|8223
CW|CURTISS WRIGHT CP|RBCM|RBC CAPITAL MARKETS, LLC|894
CW|CURTISS WRIGHT CP|ROTH|Roth Capital Partners, LLC|8419
CW|CURTISS WRIGHT CP|SAGL|SAGETRADER, LLC|1402
CW|CURTISS WRIGHT CP|SBSH|Citigroup Global Markets Inc.|23672
CW|CURTISS WRIGHT CP|SEIC|SEI Investments Distribution Co.|100
CW|CURTISS WRIGHT CP|SGMT|GOLDMAN SACHS & CO. LLC|44670
CW|CURTISS WRIGHT CP|SPDR|SPEEDROUTE LLC|7240
CW|CURTISS WRIGHT CP|SPHN|Stephens Inc.|2530
CW|CURTISS WRIGHT CP|SPTD|MINT GLOBAL MARKETS, INC.|200
CW|CURTISS WRIGHT CP|STFL|Stifel, Nicolaus & Company, Incorporated|426
CW|CURTISS WRIGHT CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3461
CW|CURTISS WRIGHT CP|SWIM|TD Ameritrade, Inc.|373
CW|CURTISS WRIGHT CP|SWST|Hilltop Securities Inc.|30
CW|CURTISS WRIGHT CP|TKNG|ALLY INVEST SECURITIES LLC|120
CW|CURTISS WRIGHT CP|TRBT|Tradebot Systems, Inc.|61301
CW|CURTISS WRIGHT CP|TRCM|TRC MARKETS LLC|37783
CW|CURTISS WRIGHT CP|UBSA|UBS SECURITIES LLC|202050
CW|CURTISS WRIGHT CP|UBSS|UBS Securities LLC|285531
CW|CURTISS WRIGHT CP|VALX|VIRTU AMERICAS LLC|4739
CW|CURTISS WRIGHT CP|VGRD|Vanguard Marketing Corporation|846
CW|CURTISS WRIGHT CP|WABR|Wall Street Access|56
CW|CURTISS WRIGHT CP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
CW|CURTISS WRIGHT CP|WCHV|WELLS FARGO SECURITIES, LLC|12610
CW|CURTISS WRIGHT CP|WDNX|WEEDEN & CO.L.P.|136
CW|CURTISS WRIGHT CP|WEDB|WEDBUSH SECURITIES INC.|2457
CW|CURTISS WRIGHT CP|WEED|Weeden & Co.L.P.|298
CW|CURTISS WRIGHT CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1606
CW|CURTISS WRIGHT CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|129
CW|CURTISS WRIGHT CP|WSEA|WOLVERINE SECURITIES, LLC|76
CW|CURTISS WRIGHT CP|XIST|INSTINET, LLC|54400
CW|CURTISS WRIGHT CP|XPQR|Jump Trading|1000
CW|CURTISS WRIGHT CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1836
CW|CURTISS WRIGHT CP|YKNA|COMHAR CAPITAL MARKETS, LLC|13441
CW|CURTISS WRIGHT CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|805
CWAI|CWA INCOME ETF|ETRS|E*Trade Securities LLC|200
CWAY|COASTWAY BANCORP INC|BATM|CBOE TRADING, INC.|54
CWAY|COASTWAY BANCORP INC|BAYC|BAY CREST PARTNERS, LLC|100
CWAY|COASTWAY BANCORP INC|BAYT|BTIG, LLC|200
CWAY|COASTWAY BANCORP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
CWAY|COASTWAY BANCORP INC|BNKS|Fig Partners, LLC|6290
CWAY|COASTWAY BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
CWAY|COASTWAY BANCORP INC|DBAB|Deutsche Bank Securities Inc.|2596
CWAY|COASTWAY BANCORP INC|EBXL|EBX LLC|200
CWAY|COASTWAY BANCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
CWAY|COASTWAY BANCORP INC|EGAM|CBOE TRADING, INC.|200
CWAY|COASTWAY BANCORP INC|ETRS|E*Trade Securities LLC|400
CWAY|COASTWAY BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|1523
CWAY|COASTWAY BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|11800
CWAY|COASTWAY BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65
CWAY|COASTWAY BANCORP INC|FTBR|Foliofn Investments, Inc.|5
CWAY|COASTWAY BANCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|100
CWAY|COASTWAY BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|583
CWAY|COASTWAY BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|3898
CWAY|COASTWAY BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|1161
CWAY|COASTWAY BANCORP INC|IBKR|Interactive Brokers Llc|18536
CWAY|COASTWAY BANCORP INC|INCA|INSTINET, LLC|13135
CWAY|COASTWAY BANCORP INC|ITGI|ITG Inc.|3550
CWAY|COASTWAY BANCORP INC|ITGP|ITG INC.|400
CWAY|COASTWAY BANCORP INC|JPMX|J.P. Morgan Securities LLC|1400
CWAY|COASTWAY BANCORP INC|KCGM|VIRTU Americas LLC|194
CWAY|COASTWAY BANCORP INC|LEHM|Barclays Capital Inc./Le|353
CWAY|COASTWAY BANCORP INC|LIME|Lime Brokerage LLC|12188
CWAY|COASTWAY BANCORP INC|MKMP|MKM Partners LLC|5494
CWAY|COASTWAY BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
CWAY|COASTWAY BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|54887
CWAY|COASTWAY BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|500
CWAY|COASTWAY BANCORP INC|NFSC|National Financial Services LLC|7662
CWAY|COASTWAY BANCORP INC|NITE|VIRTU Americas LLC|10345
CWAY|COASTWAY BANCORP INC|SWIM|TD Ameritrade, Inc.|1453
CWAY|COASTWAY BANCORP INC|TRBT|Tradebot Systems, Inc.|1493
CWAY|COASTWAY BANCORP INC|TRCM|TRC MARKETS LLC|2315
CWAY|COASTWAY BANCORP INC|UBSA|UBS SECURITIES LLC|3000
CWAY|COASTWAY BANCORP INC|UBSS|UBS Securities LLC|22557
CWAY|COASTWAY BANCORP INC|VALX|VIRTU AMERICAS LLC|6
CWAY|COASTWAY BANCORP INC|VGRD|Vanguard Marketing Corporation|1981
CWAY|COASTWAY BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|11384
CWAY|COASTWAY BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|1
CWB|SPDR  BB BARCLAYS|ALTX|Alternet Securities Inc.|13776
CWB|SPDR  BB BARCLAYS|APCC|Apex Clearing Corporation|1145
CWB|SPDR  BB BARCLAYS|BALE|M&T SECURITIES, INC.|7232
CWB|SPDR  BB BARCLAYS|BANK|Primevest Financial Services, Inc.|924
CWB|SPDR  BB BARCLAYS|BARD|Robert W. Baird & Co. Incorporated|14413
CWB|SPDR  BB BARCLAYS|BATM|CBOE TRADING, INC.|7616
CWB|SPDR  BB BARCLAYS|BAYT|BTIG, LLC|17466
CWB|SPDR  BB BARCLAYS|BBNT|BB&T SECURITIES, LLC|7401
CWB|SPDR  BB BARCLAYS|BERN|Sanford C. Bernstein & Co., LLC|3199
CWB|SPDR  BB BARCLAYS|BIMI|Banca IMI Securities Corp.|232
CWB|SPDR  BB BARCLAYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|109736
CWB|SPDR  BB BARCLAYS|BLTK|Bulltick, Llc|7000
CWB|SPDR  BB BARCLAYS|BTIG|BTIG, LLC|8930
CWB|SPDR  BB BARCLAYS|CANT|Cantor Fitzgerald & Co.|317905
CWB|SPDR  BB BARCLAYS|CHAS|Charles Schwab & Co., Inc.|16206
CWB|SPDR  BB BARCLAYS|CIST|Capital Institutional Services, Inc.|5563
CWB|SPDR  BB BARCLAYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82661
CWB|SPDR  BB BARCLAYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
CWB|SPDR  BB BARCLAYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|566865
CWB|SPDR  BB BARCLAYS|CSIN|Citadel Securities Institutional LLC|57600
CWB|SPDR  BB BARCLAYS|CTDL|Citadel Derivatives Group Llc|74597
CWB|SPDR  BB BARCLAYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|124296
CWB|SPDR  BB BARCLAYS|DADA|D.A. Davidson & Co.|185
CWB|SPDR  BB BARCLAYS|DBAB|Deutsche Bank Securities Inc.|20566
CWB|SPDR  BB BARCLAYS|DBAX|Deutsche Bank Securities Inc.|302700
CWB|SPDR  BB BARCLAYS|DEAN|MORGAN STANLEY|33532
CWB|SPDR  BB BARCLAYS|EBXL|EBX LLC|479100
CWB|SPDR  BB BARCLAYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
CWB|SPDR  BB BARCLAYS|EDJO|Edward D. Jones & Co., L.P.|4864
CWB|SPDR  BB BARCLAYS|EGAM|CBOE TRADING, INC.|1878
CWB|SPDR  BB BARCLAYS|EGXM|CBOE TRADING, INC.|5871
CWB|SPDR  BB BARCLAYS|EGXW|CBOE TRADING, INC.|700
CWB|SPDR  BB BARCLAYS|ETBE|Electronic Transaction Clearing, Inc.|5204
CWB|SPDR  BB BARCLAYS|ETCB|ETC BROKERAGE SERVICES, LLC|196
CWB|SPDR  BB BARCLAYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25811
CWB|SPDR  BB BARCLAYS|ETRS|E*Trade Securities LLC|8174
CWB|SPDR  BB BARCLAYS|FILL|Tradestation Securities, Inc.|156
CWB|SPDR  BB BARCLAYS|FINX|FINTECH SECURITIES|13134
CWB|SPDR  BB BARCLAYS|FLTU|FLOW TRADERS US LLC|84900
CWB|SPDR  BB BARCLAYS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|84700
CWB|SPDR  BB BARCLAYS|FMAF|NBCN Inc./ CDS|259
CWB|SPDR  BB BARCLAYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63645
CWB|SPDR  BB BARCLAYS|FTBR|Foliofn Investments, Inc.|152717
CWB|SPDR  BB BARCLAYS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
CWB|SPDR  BB BARCLAYS|GLPX|ACS EXECUTION SERVICES, LLC|111
CWB|SPDR  BB BARCLAYS|GSCO|GOLDMAN SACHS & CO. LLC|33840
CWB|SPDR  BB BARCLAYS|GSCS|GOLDMAN SACHS & CO. LLC|800
CWB|SPDR  BB BARCLAYS|GSLT|GOLDMAN SACHS & CO. LLC|30419
CWB|SPDR  BB BARCLAYS|GTSZ|GTS SECURITIES LLC|14697
CWB|SPDR  BB BARCLAYS|HRBF|American Enterprise Investment Services Inc.|370836
CWB|SPDR  BB BARCLAYS|IATS|INTERACTIVE BROKERS LLC|15574
CWB|SPDR  BB BARCLAYS|IBKR|Interactive Brokers Llc|39078
CWB|SPDR  BB BARCLAYS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|19
CWB|SPDR  BB BARCLAYS|ICBX|INSTINET, LLC|939495
CWB|SPDR  BB BARCLAYS|INCA|INSTINET, LLC|1899633
CWB|SPDR  BB BARCLAYS|INJX|INSTINET, LLC|2758
CWB|SPDR  BB BARCLAYS|ITGI|ITG Inc.|33997
CWB|SPDR  BB BARCLAYS|ITGP|ITG INC.|93800
CWB|SPDR  BB BARCLAYS|JANY|Janney Montgomery Scott Inc.|1732
CWB|SPDR  BB BARCLAYS|JEFF|JEFFERIES LLC|12600
CWB|SPDR  BB BARCLAYS|JMPT|JUMP TRADING, LLC|57664
CWB|SPDR  BB BARCLAYS|JONE|JonesTrading|350
CWB|SPDR  BB BARCLAYS|JPMX|J.P. Morgan Securities LLC|316334
CWB|SPDR  BB BARCLAYS|JSEB|JANE STREET EXECUTION SERVICES, LLC|474301
CWB|SPDR  BB BARCLAYS|JSJX|JANE STREET CAPITAL LLC|300561
CWB|SPDR  BB BARCLAYS|KCGM|VIRTU Americas LLC|79481
CWB|SPDR  BB BARCLAYS|LEHM|Barclays Capital Inc./Le|407161
CWB|SPDR  BB BARCLAYS|LGNT|COR CLEARING LLC|1
CWB|SPDR  BB BARCLAYS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|5383
CWB|SPDR  BB BARCLAYS|LIME|Lime Brokerage LLC|24245
CWB|SPDR  BB BARCLAYS|LSCI|Lek Securities Corporation|962
CWB|SPDR  BB BARCLAYS|MACC|Mid Atlantic Capital Corporation|10224
CWB|SPDR  BB BARCLAYS|MAXM|Maxim Group LLC|7278
CWB|SPDR  BB BARCLAYS|MCMF|Raymond James Ltd. Cds|1154
CWB|SPDR  BB BARCLAYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|977836
CWB|SPDR  BB BARCLAYS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6765
CWB|SPDR  BB BARCLAYS|MOTF|MOTIF INVESTING, INC.|3
CWB|SPDR  BB BARCLAYS|MSCO|MORGAN STANLEY & CO. LLC|547049
CWB|SPDR  BB BARCLAYS|MSPL|MORGAN STANLEY & CO. LLC|437800
CWB|SPDR  BB BARCLAYS|MSTX|MORGAN STANLEY & CO. LLC|12600
CWB|SPDR  BB BARCLAYS|NFSC|National Financial Services LLC|699397
CWB|SPDR  BB BARCLAYS|NITE|VIRTU Americas LLC|1762699
CWB|SPDR  BB BARCLAYS|NITP|VIRTU Americas LLC|8912
CWB|SPDR  BB BARCLAYS|NQRB|Brut, LLC|9700
CWB|SPDR  BB BARCLAYS|NTBF|BMO Nesbitt Burns Inc./CDS|964
CWB|SPDR  BB BARCLAYS|NTRC|Northern Trust Securities, Inc.|148
CWB|SPDR  BB BARCLAYS|OLDM|OLD MISSION CAPITAL, LLC|100
CWB|SPDR  BB BARCLAYS|OPCO|Oppenheimer & Co. Inc.|25587
CWB|SPDR  BB BARCLAYS|PDQM|CODA MARKETS, INC.|4361
CWB|SPDR  BB BARCLAYS|PICT|Pictet Overseas Inc.|6625
CWB|SPDR  BB BARCLAYS|PWJC|UBS Financial Services, Inc.|4288
CWB|SPDR  BB BARCLAYS|RBCM|RBC CAPITAL MARKETS, LLC|20901
CWB|SPDR  BB BARCLAYS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|940
CWB|SPDR  BB BARCLAYS|SAGL|SAGETRADER, LLC|8100
CWB|SPDR  BB BARCLAYS|SALI|INTL FCSTONE FINANCIAL INC.|100
CWB|SPDR  BB BARCLAYS|SBSH|Citigroup Global Markets Inc.|15453
CWB|SPDR  BB BARCLAYS|SEIC|SEI Investments Distribution Co.|11076
CWB|SPDR  BB BARCLAYS|SGMT|GOLDMAN SACHS & CO. LLC|226711
CWB|SPDR  BB BARCLAYS|SPHN|Stephens Inc.|4687
CWB|SPDR  BB BARCLAYS|STFL|Stifel, Nicolaus & Company, Incorporated|14826
CWB|SPDR  BB BARCLAYS|SWIM|TD Ameritrade, Inc.|3736
CWB|SPDR  BB BARCLAYS|SWST|Hilltop Securities Inc.|7877
CWB|SPDR  BB BARCLAYS|TKNG|ALLY INVEST SECURITIES LLC|78
CWB|SPDR  BB BARCLAYS|TRBT|Tradebot Systems, Inc.|186716
CWB|SPDR  BB BARCLAYS|TRCM|TRC MARKETS LLC|5384
CWB|SPDR  BB BARCLAYS|UBSA|UBS SECURITIES LLC|585988
CWB|SPDR  BB BARCLAYS|UBSS|UBS Securities LLC|500553
CWB|SPDR  BB BARCLAYS|VALX|VIRTU AMERICAS LLC|7260
CWB|SPDR  BB BARCLAYS|VGRD|Vanguard Marketing Corporation|28313
CWB|SPDR  BB BARCLAYS|WBET|Wallachbeth Capital LLC|117041
CWB|SPDR  BB BARCLAYS|WBLR|WILLIAM BLAIR|180
CWB|SPDR  BB BARCLAYS|WCHV|WELLS FARGO SECURITIES, LLC|328590
CWB|SPDR  BB BARCLAYS|WEDB|WEDBUSH SECURITIES INC.|1512
CWB|SPDR  BB BARCLAYS|WEED|Weeden & Co.L.P.|106
CWB|SPDR  BB BARCLAYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12468
CWB|SPDR  BB BARCLAYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|426153
CWB|SPDR  BB BARCLAYS|WGIF|CIBC World Markets Inc.|11966
CWB|SPDR  BB BARCLAYS|WSEA|WOLVERINE SECURITIES, LLC|14801
CWB|SPDR  BB BARCLAYS|XPUS|XP SECURITIES, LLC|19500
CWB|SPDR  BB BARCLAYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|406324
CWB|SPDR  BB BARCLAYS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CWB|SPDR  BB BARCLAYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|143482
CWBC|COMMUNITY WEST BNCSH|APCC|Apex Clearing Corporation|5
CWBC|COMMUNITY WEST BNCSH|BATM|CBOE TRADING, INC.|200
CWBC|COMMUNITY WEST BNCSH|BERN|Sanford C. Bernstein & Co., LLC|100
CWBC|COMMUNITY WEST BNCSH|BNKS|Fig Partners, LLC|126038
CWBC|COMMUNITY WEST BNCSH|BVIS|BESTVEST INVESTMENTS, LTD.|25000
CWBC|COMMUNITY WEST BNCSH|CHAS|Charles Schwab & Co., Inc.|1
CWBC|COMMUNITY WEST BNCSH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
CWBC|COMMUNITY WEST BNCSH|DBAB|Deutsche Bank Securities Inc.|5071
CWBC|COMMUNITY WEST BNCSH|DBAX|Deutsche Bank Securities Inc.|300
CWBC|COMMUNITY WEST BNCSH|DEGS|RONIN PROFESSIONAL LLC|2800
CWBC|COMMUNITY WEST BNCSH|EBXL|EBX LLC|900
CWBC|COMMUNITY WEST BNCSH|ELEV|ELEVATION, LLC|10000
CWBC|COMMUNITY WEST BNCSH|ETRS|E*Trade Securities LLC|275
CWBC|COMMUNITY WEST BNCSH|FBCO|Credit Suisse Securities (USA) LLC|135
CWBC|COMMUNITY WEST BNCSH|FBSB|U.S. Bancorp Investments, Inc.|2000
CWBC|COMMUNITY WEST BNCSH|FILL|Tradestation Securities, Inc.|100
CWBC|COMMUNITY WEST BNCSH|FOMA|TD AMERITRADE CLEARING, INC.|1597
CWBC|COMMUNITY WEST BNCSH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
CWBC|COMMUNITY WEST BNCSH|FTBR|Foliofn Investments, Inc.|21
CWBC|COMMUNITY WEST BNCSH|GEBB|GLOBAL EXECUTION BROKERS, LP|313
CWBC|COMMUNITY WEST BNCSH|GLPX|ACS EXECUTION SERVICES, LLC|100
CWBC|COMMUNITY WEST BNCSH|GSCO|GOLDMAN SACHS & CO. LLC|6183
CWBC|COMMUNITY WEST BNCSH|GSLT|GOLDMAN SACHS & CO. LLC|100
CWBC|COMMUNITY WEST BNCSH|HRBF|American Enterprise Investment Services Inc.|375
CWBC|COMMUNITY WEST BNCSH|IBKR|Interactive Brokers Llc|7365
CWBC|COMMUNITY WEST BNCSH|INCA|INSTINET, LLC|425
CWBC|COMMUNITY WEST BNCSH|INJX|INSTINET, LLC|700
CWBC|COMMUNITY WEST BNCSH|ITGI|ITG Inc.|30156
CWBC|COMMUNITY WEST BNCSH|LEHM|Barclays Capital Inc./Le|822
CWBC|COMMUNITY WEST BNCSH|LIME|Lime Brokerage LLC|14797
CWBC|COMMUNITY WEST BNCSH|LMGP|LIME BROKERAGE LLC|20279
CWBC|COMMUNITY WEST BNCSH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
CWBC|COMMUNITY WEST BNCSH|MSCO|MORGAN STANLEY & CO. LLC|11628
CWBC|COMMUNITY WEST BNCSH|NBCS|NBC Securities, INC.|834
CWBC|COMMUNITY WEST BNCSH|NFSC|National Financial Services LLC|1427
CWBC|COMMUNITY WEST BNCSH|NITE|VIRTU Americas LLC|13498
CWBC|COMMUNITY WEST BNCSH|PDQM|CODA MARKETS, INC.|600
CWBC|COMMUNITY WEST BNCSH|SBSH|Citigroup Global Markets Inc.|215
CWBC|COMMUNITY WEST BNCSH|SGMT|GOLDMAN SACHS & CO. LLC|200
CWBC|COMMUNITY WEST BNCSH|TRBT|Tradebot Systems, Inc.|699
CWBC|COMMUNITY WEST BNCSH|TRCM|TRC MARKETS LLC|500
CWBC|COMMUNITY WEST BNCSH|UBSA|UBS SECURITIES LLC|800
CWBC|COMMUNITY WEST BNCSH|UBSS|UBS Securities LLC|8591
CWBC|COMMUNITY WEST BNCSH|WCHV|WELLS FARGO SECURITIES, LLC|4472
CWBC|COMMUNITY WEST BNCSH|WEDB|WEDBUSH SECURITIES INC.|83310
CWBR|COHBAR, INC. CM|ALTX|Alternet Securities Inc.|15834
CWBR|COHBAR, INC. CM|APCC|Apex Clearing Corporation|3406
CWBR|COHBAR, INC. CM|AQUA|AQUA SECURITIES L.P.|20100
CWBR|COHBAR, INC. CM|BATM|CBOE TRADING, INC.|1125
CWBR|COHBAR, INC. CM|BAYC|BAY CREST PARTNERS, LLC|2191
CWBR|COHBAR, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|29490
CWBR|COHBAR, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3500
CWBR|COHBAR, INC. CM|BMOC|BMO Capital Markets Corp.|1683
CWBR|COHBAR, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|1749
CWBR|COHBAR, INC. CM|BTIG|BTIG, LLC|920
CWBR|COHBAR, INC. CM|BYXM|CBOE TRADING, INC.|1595
CWBR|COHBAR, INC. CM|CANT|Cantor Fitzgerald & Co.|325909
CWBR|COHBAR, INC. CM|CHAS|Charles Schwab & Co., Inc.|2915
CWBR|COHBAR, INC. CM|CICF|Canaccord Genuity Corp.|15577
CWBR|COHBAR, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1231802
CWBR|COHBAR, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17272
CWBR|COHBAR, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|632
CWBR|COHBAR, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84755
CWBR|COHBAR, INC. CM|CTDL|Citadel Derivatives Group Llc|8586
CWBR|COHBAR, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|14298
CWBR|COHBAR, INC. CM|DBAB|Deutsche Bank Securities Inc.|245339
CWBR|COHBAR, INC. CM|DBAX|Deutsche Bank Securities Inc.|69100
CWBR|COHBAR, INC. CM|DEAN|MORGAN STANLEY|15737
CWBR|COHBAR, INC. CM|DEGS|RONIN PROFESSIONAL LLC|43588
CWBR|COHBAR, INC. CM|DRWK|DRW SECURITIES, L.L.C.|5441
CWBR|COHBAR, INC. CM|EBXL|EBX LLC|66300
CWBR|COHBAR, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
CWBR|COHBAR, INC. CM|EDJO|Edward D. Jones & Co., L.P.|2707
CWBR|COHBAR, INC. CM|EGAM|CBOE TRADING, INC.|9917
CWBR|COHBAR, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|500
CWBR|COHBAR, INC. CM|EGXM|CBOE TRADING, INC.|1250
CWBR|COHBAR, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|11490
CWBR|COHBAR, INC. CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2280
CWBR|COHBAR, INC. CM|ETRS|E*Trade Securities LLC|127334
CWBR|COHBAR, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|108111
CWBR|COHBAR, INC. CM|FILL|Tradestation Securities, Inc.|3242
CWBR|COHBAR, INC. CM|FMAF|NBCN Inc./ CDS|12559
CWBR|COHBAR, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|235662
CWBR|COHBAR, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10305
CWBR|COHBAR, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30856
CWBR|COHBAR, INC. CM|FTBR|Foliofn Investments, Inc.|899
CWBR|COHBAR, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4340
CWBR|COHBAR, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|32277
CWBR|COHBAR, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|1386500
CWBR|COHBAR, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|7301
CWBR|COHBAR, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|600
CWBR|COHBAR, INC. CM|GTSZ|GTS SECURITIES LLC|42820
CWBR|COHBAR, INC. CM|HASF|Haywood Securities Inc./CDS|27656
CWBR|COHBAR, INC. CM|HRBF|American Enterprise Investment Services Inc.|2991
CWBR|COHBAR, INC. CM|IATS|INTERACTIVE BROKERS LLC|13711
CWBR|COHBAR, INC. CM|IBKR|Interactive Brokers Llc|137560
CWBR|COHBAR, INC. CM|ICBX|INSTINET, LLC|34845
CWBR|COHBAR, INC. CM|IEQY|CITADEL SECURITIES LLC|1683
CWBR|COHBAR, INC. CM|INCA|INSTINET, LLC|174065
CWBR|COHBAR, INC. CM|INJX|INSTINET, LLC|3783
CWBR|COHBAR, INC. CM|ITGI|ITG Inc.|608759
CWBR|COHBAR, INC. CM|ITGP|ITG INC.|184000
CWBR|COHBAR, INC. CM|JEFF|JEFFERIES LLC|16418
CWBR|COHBAR, INC. CM|JMPT|JUMP TRADING, LLC|2985
CWBR|COHBAR, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|1800
CWBR|COHBAR, INC. CM|JPMX|J.P. Morgan Securities LLC|78010
CWBR|COHBAR, INC. CM|JSJX|JANE STREET CAPITAL LLC|1996
CWBR|COHBAR, INC. CM|KCGM|VIRTU Americas LLC|24267
CWBR|COHBAR, INC. CM|LEHM|Barclays Capital Inc./Le|475054
CWBR|COHBAR, INC. CM|LIME|Lime Brokerage LLC|100309
CWBR|COHBAR, INC. CM|LMGP|LIME BROKERAGE LLC|9297
CWBR|COHBAR, INC. CM|LOOP|Loop Capital Markets LLC|8698
CWBR|COHBAR, INC. CM|LQNA|LIQUIDNET, INC.|92300
CWBR|COHBAR, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CWBR|COHBAR, INC. CM|MACQ|Macquarie Capital (USA) Inc.|2072
CWBR|COHBAR, INC. CM|MAXM|Maxim Group LLC|1720
CWBR|COHBAR, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77859
CWBR|COHBAR, INC. CM|MOTF|MOTIF INVESTING, INC.|5
CWBR|COHBAR, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|941846
CWBR|COHBAR, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|57700
CWBR|COHBAR, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|18300
CWBR|COHBAR, INC. CM|NFSC|National Financial Services LLC|275322
CWBR|COHBAR, INC. CM|NITE|VIRTU Americas LLC|681009
CWBR|COHBAR, INC. CM|NITP|VIRTU Americas LLC|2100
CWBR|COHBAR, INC. CM|NQRB|Brut, LLC|1755
CWBR|COHBAR, INC. CM|OPCO|Oppenheimer & Co. Inc.|596
CWBR|COHBAR, INC. CM|PAUL|Paulson Investment Company, Inc.|600
CWBR|COHBAR, INC. CM|PCFF|Pacific International Securities Inc./CDS|20237
CWBR|COHBAR, INC. CM|PDQM|CODA MARKETS, INC.|91268
CWBR|COHBAR, INC. CM|PNSR|Penserra Securities, LLC|20827
CWBR|COHBAR, INC. CM|PWJC|UBS Financial Services, Inc.|4700
CWBR|COHBAR, INC. CM|RAJA|Raymond James & Associates, Inc.|3800
CWBR|COHBAR, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|14700
CWBR|COHBAR, INC. CM|RGLD|Regal Securities, Inc|100
CWBR|COHBAR, INC. CM|SAGL|SAGETRADER, LLC|29698
CWBR|COHBAR, INC. CM|SBSH|Citigroup Global Markets Inc.|137476
CWBR|COHBAR, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|64194
CWBR|COHBAR, INC. CM|SOGO|Wang Investment Associates, Inc.|400
CWBR|COHBAR, INC. CM|SPDR|SPEEDROUTE LLC|33472
CWBR|COHBAR, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|12300
CWBR|COHBAR, INC. CM|SWIM|TD Ameritrade, Inc.|95807
CWBR|COHBAR, INC. CM|SWST|Hilltop Securities Inc.|4207
CWBR|COHBAR, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|376
CWBR|COHBAR, INC. CM|TRCM|TRC MARKETS LLC|33635
CWBR|COHBAR, INC. CM|UBSA|UBS SECURITIES LLC|215196
CWBR|COHBAR, INC. CM|UBSS|UBS Securities LLC|1042839
CWBR|COHBAR, INC. CM|VALX|VIRTU AMERICAS LLC|12143
CWBR|COHBAR, INC. CM|VGRD|Vanguard Marketing Corporation|20161
CWBR|COHBAR, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|58903
CWBR|COHBAR, INC. CM|WDNX|WEEDEN & CO.L.P.|3432
CWBR|COHBAR, INC. CM|WGIF|CIBC World Markets Inc.|4812
CWBR|COHBAR, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|15601
CWBR|COHBAR, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|28958
CWBR|COHBAR, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|7772
CWBR|COHBAR, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5011
CWCO|CONS WATER CO INC ##|APCC|Apex Clearing Corporation|25
CWCO|CONS WATER CO INC ##|BARD|Robert W. Baird & Co. Incorporated|318
CWCO|CONS WATER CO INC ##|BATM|CBOE TRADING, INC.|5
CWCO|CONS WATER CO INC ##|BBNT|BB&T SECURITIES, LLC|500
CWCO|CONS WATER CO INC ##|BERN|Sanford C. Bernstein & Co., LLC|1027
CWCO|CONS WATER CO INC ##|BMOC|BMO Capital Markets Corp.|2341
CWCO|CONS WATER CO INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|1388
CWCO|CONS WATER CO INC ##|BTIG|BTIG, LLC|9711
CWCO|CONS WATER CO INC ##|CHAS|Charles Schwab & Co., Inc.|258
CWCO|CONS WATER CO INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|198
CWCO|CONS WATER CO INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5637
CWCO|CONS WATER CO INC ##|CTDL|Citadel Derivatives Group Llc|979
CWCO|CONS WATER CO INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3022
CWCO|CONS WATER CO INC ##|DADA|D.A. Davidson & Co.|1519
CWCO|CONS WATER CO INC ##|DBAB|Deutsche Bank Securities Inc.|19586
CWCO|CONS WATER CO INC ##|DBAX|Deutsche Bank Securities Inc.|900
CWCO|CONS WATER CO INC ##|DEAN|MORGAN STANLEY|2380
CWCO|CONS WATER CO INC ##|DEGS|RONIN PROFESSIONAL LLC|2221
CWCO|CONS WATER CO INC ##|EBXL|EBX LLC|2800
CWCO|CONS WATER CO INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|152
CWCO|CONS WATER CO INC ##|EDJO|Edward D. Jones & Co., L.P.|912
CWCO|CONS WATER CO INC ##|ETRS|E*Trade Securities LLC|5126
CWCO|CONS WATER CO INC ##|FBCO|Credit Suisse Securities (USA) LLC|82499
CWCO|CONS WATER CO INC ##|FBSB|U.S. Bancorp Investments, Inc.|1598
CWCO|CONS WATER CO INC ##|FILL|Tradestation Securities, Inc.|1116
CWCO|CONS WATER CO INC ##|FMCO|First Manhattan Co|3400
CWCO|CONS WATER CO INC ##|FOMA|TD AMERITRADE CLEARING, INC.|45477
CWCO|CONS WATER CO INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21
CWCO|CONS WATER CO INC ##|FTBR|Foliofn Investments, Inc.|1856
CWCO|CONS WATER CO INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|5069
CWCO|CONS WATER CO INC ##|GSCO|GOLDMAN SACHS & CO. LLC|62170
CWCO|CONS WATER CO INC ##|GTSZ|GTS SECURITIES LLC|2100
CWCO|CONS WATER CO INC ##|HRBF|American Enterprise Investment Services Inc.|4418
CWCO|CONS WATER CO INC ##|IBKR|Interactive Brokers Llc|5736
CWCO|CONS WATER CO INC ##|ICBX|INSTINET, LLC|2268
CWCO|CONS WATER CO INC ##|IEQY|CITADEL SECURITIES LLC|600
CWCO|CONS WATER CO INC ##|INCA|INSTINET, LLC|47889
CWCO|CONS WATER CO INC ##|INJX|INSTINET, LLC|1791
CWCO|CONS WATER CO INC ##|ITGI|ITG Inc.|400
CWCO|CONS WATER CO INC ##|ITGP|ITG INC.|600
CWCO|CONS WATER CO INC ##|JANY|Janney Montgomery Scott Inc.|235
CWCO|CONS WATER CO INC ##|JEFF|JEFFERIES LLC|7002
CWCO|CONS WATER CO INC ##|JPMX|J.P. Morgan Securities LLC|9467
CWCO|CONS WATER CO INC ##|KCGM|VIRTU Americas LLC|9444
CWCO|CONS WATER CO INC ##|LEHM|Barclays Capital Inc./Le|20047
CWCO|CONS WATER CO INC ##|LIME|Lime Brokerage LLC|41141
CWCO|CONS WATER CO INC ##|LMGP|LIME BROKERAGE LLC|13100
CWCO|CONS WATER CO INC ##|MAXM|Maxim Group LLC|821
CWCO|CONS WATER CO INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8700
CWCO|CONS WATER CO INC ##|MSCO|MORGAN STANLEY & CO. LLC|72245
CWCO|CONS WATER CO INC ##|MSPL|MORGAN STANLEY & CO. LLC|2000
CWCO|CONS WATER CO INC ##|MSTX|MORGAN STANLEY & CO. LLC|3600
CWCO|CONS WATER CO INC ##|NFSC|National Financial Services LLC|18699
CWCO|CONS WATER CO INC ##|NITE|VIRTU Americas LLC|47629
CWCO|CONS WATER CO INC ##|NQRB|Brut, LLC|100
CWCO|CONS WATER CO INC ##|OPCO|Oppenheimer & Co. Inc.|100
CWCO|CONS WATER CO INC ##|RAJA|Raymond James & Associates, Inc.|2908
CWCO|CONS WATER CO INC ##|RBCM|RBC CAPITAL MARKETS, LLC|1500
CWCO|CONS WATER CO INC ##|SALI|INTL FCSTONE FINANCIAL INC.|400
CWCO|CONS WATER CO INC ##|SBSH|Citigroup Global Markets Inc.|32838
CWCO|CONS WATER CO INC ##|SGMT|GOLDMAN SACHS & CO. LLC|2241
CWCO|CONS WATER CO INC ##|SWIM|TD Ameritrade, Inc.|2941
CWCO|CONS WATER CO INC ##|TKNG|ALLY INVEST SECURITIES LLC|57
CWCO|CONS WATER CO INC ##|TMBR|Timber Hill LLC|15
CWCO|CONS WATER CO INC ##|TRBT|Tradebot Systems, Inc.|579
CWCO|CONS WATER CO INC ##|TRCM|TRC MARKETS LLC|11387
CWCO|CONS WATER CO INC ##|UBSA|UBS SECURITIES LLC|9837
CWCO|CONS WATER CO INC ##|UBSS|UBS Securities LLC|34694
CWCO|CONS WATER CO INC ##|VALX|VIRTU AMERICAS LLC|593
CWCO|CONS WATER CO INC ##|VERT|The Vertical Trading Group, LLC|100
CWCO|CONS WATER CO INC ##|VGRD|Vanguard Marketing Corporation|1870
CWCO|CONS WATER CO INC ##|WCHV|WELLS FARGO SECURITIES, LLC|4171
CWCO|CONS WATER CO INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28
CWCO|CONS WATER CO INC ##|WSEA|WOLVERINE SECURITIES, LLC|96
CWCO|CONS WATER CO INC ##|XIST|INSTINET, LLC|600
CWCO|CONS WATER CO INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|13200
CWCO|CONS WATER CO INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1600
CWEB|DIREXION DAILY CSI C|APCC|Apex Clearing Corporation|1272
CWEB|DIREXION DAILY CSI C|BERN|Sanford C. Bernstein & Co., LLC|2500
CWEB|DIREXION DAILY CSI C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|786
CWEB|DIREXION DAILY CSI C|CABR|Cabrera Capital Markets, Inc.|430
CWEB|DIREXION DAILY CSI C|CHAS|Charles Schwab & Co., Inc.|222
CWEB|DIREXION DAILY CSI C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
CWEB|DIREXION DAILY CSI C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2208
CWEB|DIREXION DAILY CSI C|DBAX|Deutsche Bank Securities Inc.|7900
CWEB|DIREXION DAILY CSI C|DEAN|MORGAN STANLEY|50
CWEB|DIREXION DAILY CSI C|EBXL|EBX LLC|5700
CWEB|DIREXION DAILY CSI C|ECUT|CONVERGEX EXECUTION SOLUTIONS|438
CWEB|DIREXION DAILY CSI C|EGXM|CBOE TRADING, INC.|74
CWEB|DIREXION DAILY CSI C|ETCB|ETC BROKERAGE SERVICES, LLC|132
CWEB|DIREXION DAILY CSI C|ETRS|E*Trade Securities LLC|43734
CWEB|DIREXION DAILY CSI C|FIDT|Fidelity Clearing Canada ULC./ CDS|2978
CWEB|DIREXION DAILY CSI C|FILL|Tradestation Securities, Inc.|1188
CWEB|DIREXION DAILY CSI C|FMAF|NBCN Inc./ CDS|765
CWEB|DIREXION DAILY CSI C|FTBR|Foliofn Investments, Inc.|500
CWEB|DIREXION DAILY CSI C|GLIS|TD Securities Inc|1046
CWEB|DIREXION DAILY CSI C|GSCO|GOLDMAN SACHS & CO. LLC|200
CWEB|DIREXION DAILY CSI C|GSLT|GOLDMAN SACHS & CO. LLC|264
CWEB|DIREXION DAILY CSI C|HRBF|American Enterprise Investment Services Inc.|180
CWEB|DIREXION DAILY CSI C|IATS|INTERACTIVE BROKERS LLC|3218
CWEB|DIREXION DAILY CSI C|IBKR|Interactive Brokers Llc|8033
CWEB|DIREXION DAILY CSI C|ICBX|INSTINET, LLC|3129
CWEB|DIREXION DAILY CSI C|INCA|INSTINET, LLC|360
CWEB|DIREXION DAILY CSI C|ITGP|ITG INC.|600
CWEB|DIREXION DAILY CSI C|JPMX|J.P. Morgan Securities LLC|400
CWEB|DIREXION DAILY CSI C|JSEB|JANE STREET EXECUTION SERVICES, LLC|16000
CWEB|DIREXION DAILY CSI C|JSJX|JANE STREET CAPITAL LLC|46816
CWEB|DIREXION DAILY CSI C|KCGM|VIRTU Americas LLC|14834
CWEB|DIREXION DAILY CSI C|LEHM|Barclays Capital Inc./Le|10600
CWEB|DIREXION DAILY CSI C|LIME|Lime Brokerage LLC|7490
CWEB|DIREXION DAILY CSI C|LSCI|Lek Securities Corporation|1
CWEB|DIREXION DAILY CSI C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8450
CWEB|DIREXION DAILY CSI C|MOTF|MOTIF INVESTING, INC.|3
CWEB|DIREXION DAILY CSI C|MSCO|MORGAN STANLEY & CO. LLC|30867
CWEB|DIREXION DAILY CSI C|MSPL|MORGAN STANLEY & CO. LLC|400
CWEB|DIREXION DAILY CSI C|NFSC|National Financial Services LLC|139365
CWEB|DIREXION DAILY CSI C|NITE|VIRTU Americas LLC|132470
CWEB|DIREXION DAILY CSI C|NITP|VIRTU Americas LLC|300
CWEB|DIREXION DAILY CSI C|NTBF|BMO Nesbitt Burns Inc./CDS|1802
CWEB|DIREXION DAILY CSI C|PWJC|UBS Financial Services, Inc.|40
CWEB|DIREXION DAILY CSI C|RBCM|RBC CAPITAL MARKETS, LLC|6215
CWEB|DIREXION DAILY CSI C|RGLD|Regal Securities, Inc|208
CWEB|DIREXION DAILY CSI C|RHOX|XR Securities LLC|1200
CWEB|DIREXION DAILY CSI C|SBSH|Citigroup Global Markets Inc.|2597
CWEB|DIREXION DAILY CSI C|SGMT|GOLDMAN SACHS & CO. LLC|6556
CWEB|DIREXION DAILY CSI C|SPDR|SPEEDROUTE LLC|775
CWEB|DIREXION DAILY CSI C|SWIM|TD Ameritrade, Inc.|12710
CWEB|DIREXION DAILY CSI C|SWST|Hilltop Securities Inc.|1
CWEB|DIREXION DAILY CSI C|TKNG|ALLY INVEST SECURITIES LLC|192
CWEB|DIREXION DAILY CSI C|TRCM|TRC MARKETS LLC|80
CWEB|DIREXION DAILY CSI C|UBSA|UBS SECURITIES LLC|21507
CWEB|DIREXION DAILY CSI C|UBSS|UBS Securities LLC|31007
CWEB|DIREXION DAILY CSI C|VALX|VIRTU AMERICAS LLC|1078
CWEB|DIREXION DAILY CSI C|VGRD|Vanguard Marketing Corporation|24411
CWEB|DIREXION DAILY CSI C|VSIN|Vision Financial Markets Llc|4
CWEB|DIREXION DAILY CSI C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1380
CWEB|DIREXION DAILY CSI C|WGIF|CIBC World Markets Inc.|75
CWEB|DIREXION DAILY CSI C|WSEA|WOLVERINE SECURITIES, LLC|2485
CWEB|DIREXION DAILY CSI C|XSTM|NATIONAL FINANCIAL SERVICES LLC|15136
CWH|CAMPING WORLD CL A|AGIS|Aegis Capital Corp.|3060
CWH|CAMPING WORLD CL A|ALTX|Alternet Securities Inc.|30965
CWH|CAMPING WORLD CL A|APCC|Apex Clearing Corporation|36135
CWH|CAMPING WORLD CL A|BANK|Primevest Financial Services, Inc.|1000
CWH|CAMPING WORLD CL A|BARD|Robert W. Baird & Co. Incorporated|51165
CWH|CAMPING WORLD CL A|BATM|CBOE TRADING, INC.|53106
CWH|CAMPING WORLD CL A|BAYT|BTIG, LLC|700
CWH|CAMPING WORLD CL A|BBNT|BB&T SECURITIES, LLC|4432
CWH|CAMPING WORLD CL A|BERN|Sanford C. Bernstein & Co., LLC|164821
CWH|CAMPING WORLD CL A|BIDS|BIDS TRADING L.P.|100
CWH|CAMPING WORLD CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|162999
CWH|CAMPING WORLD CL A|BLKX|INSTINET, LLC|93129
CWH|CAMPING WORLD CL A|BNPX|BNP PARIBAS SECURITIES CORP.|145487
CWH|CAMPING WORLD CL A|BTIG|BTIG, LLC|14086
CWH|CAMPING WORLD CL A|BYXM|CBOE TRADING, INC.|7906
CWH|CAMPING WORLD CL A|BZYD|GOLDMAN SACHS & CO. LLC|700
CWH|CAMPING WORLD CL A|CANT|Cantor Fitzgerald & Co.|298367
CWH|CAMPING WORLD CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|44254
CWH|CAMPING WORLD CL A|CHAS|Charles Schwab & Co., Inc.|311177
CWH|CAMPING WORLD CL A|CICF|Canaccord Genuity Corp.|11292
CWH|CAMPING WORLD CL A|CIST|Capital Institutional Services, Inc.|3447
CWH|CAMPING WORLD CL A|CNTR|PRECISION SECURITIES, LLC|1100
CWH|CAMPING WORLD CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|495500
CWH|CAMPING WORLD CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|42538
CWH|CAMPING WORLD CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14335
CWH|CAMPING WORLD CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|792040
CWH|CAMPING WORLD CL A|CTDL|Citadel Derivatives Group Llc|12017
CWH|CAMPING WORLD CL A|CTLR|CUTLER GROUP, LP|18644
CWH|CAMPING WORLD CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|273572
CWH|CAMPING WORLD CL A|DADA|D.A. Davidson & Co.|4982
CWH|CAMPING WORLD CL A|DAVA|Davenport & Company LLC|9345
CWH|CAMPING WORLD CL A|DBAB|Deutsche Bank Securities Inc.|492434
CWH|CAMPING WORLD CL A|DBAX|Deutsche Bank Securities Inc.|862000
CWH|CAMPING WORLD CL A|DBUL|Deutsche Bank Securities Inc.|14966
CWH|CAMPING WORLD CL A|DCHF|Dart Executions, LLC|42612
CWH|CAMPING WORLD CL A|DEAN|MORGAN STANLEY|40537
CWH|CAMPING WORLD CL A|DEGS|RONIN PROFESSIONAL LLC|46302
CWH|CAMPING WORLD CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15860
CWH|CAMPING WORLD CL A|EBXL|EBX LLC|624900
CWH|CAMPING WORLD CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|241245
CWH|CAMPING WORLD CL A|EDJC|Edward Jones / CDS|200
CWH|CAMPING WORLD CL A|EDJO|Edward D. Jones & Co., L.P.|18297
CWH|CAMPING WORLD CL A|EGAM|CBOE TRADING, INC.|42245
CWH|CAMPING WORLD CL A|EGAW|CBOE TRADING, INC.|650
CWH|CAMPING WORLD CL A|EGMT|EG MARKET TECHNOLOGIES LLC|2200
CWH|CAMPING WORLD CL A|EGXM|CBOE TRADING, INC.|19440
CWH|CAMPING WORLD CL A|ETBE|Electronic Transaction Clearing, Inc.|71380
CWH|CAMPING WORLD CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
CWH|CAMPING WORLD CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|75677
CWH|CAMPING WORLD CL A|ETRS|E*Trade Securities LLC|1665601
CWH|CAMPING WORLD CL A|FBSB|U.S. Bancorp Investments, Inc.|1
CWH|CAMPING WORLD CL A|FILL|Tradestation Securities, Inc.|119676
CWH|CAMPING WORLD CL A|FMAF|NBCN Inc./ CDS|12643
CWH|CAMPING WORLD CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|26714
CWH|CAMPING WORLD CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|271525
CWH|CAMPING WORLD CL A|FTBR|Foliofn Investments, Inc.|11683
CWH|CAMPING WORLD CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|14159
CWH|CAMPING WORLD CL A|GLIS|TD Securities Inc|624
CWH|CAMPING WORLD CL A|GLPX|ACS EXECUTION SERVICES, LLC|119536
CWH|CAMPING WORLD CL A|GSCO|GOLDMAN SACHS & CO. LLC|1429332
CWH|CAMPING WORLD CL A|GSCS|GOLDMAN SACHS & CO. LLC|46904
CWH|CAMPING WORLD CL A|GSLT|GOLDMAN SACHS & CO. LLC|18541
CWH|CAMPING WORLD CL A|GTSZ|GTS SECURITIES LLC|173154
CWH|CAMPING WORLD CL A|HASF|Haywood Securities Inc./CDS|400
CWH|CAMPING WORLD CL A|HRBF|American Enterprise Investment Services Inc.|17900
CWH|CAMPING WORLD CL A|HSBC|HSBC Securities, Inc.|300
CWH|CAMPING WORLD CL A|IATS|INTERACTIVE BROKERS LLC|94860
CWH|CAMPING WORLD CL A|IBKR|Interactive Brokers Llc|211856
CWH|CAMPING WORLD CL A|IBSJ|Integrity Brokerage Services, Inc.|1300
CWH|CAMPING WORLD CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
CWH|CAMPING WORLD CL A|ICBX|INSTINET, LLC|262042
CWH|CAMPING WORLD CL A|IEQY|CITADEL SECURITIES LLC|79658
CWH|CAMPING WORLD CL A|INCA|INSTINET, LLC|536415
CWH|CAMPING WORLD CL A|INJX|INSTINET, LLC|10129
CWH|CAMPING WORLD CL A|ITGI|ITG Inc.|110439
CWH|CAMPING WORLD CL A|ITGP|ITG INC.|335400
CWH|CAMPING WORLD CL A|JANY|Janney Montgomery Scott Inc.|6540
CWH|CAMPING WORLD CL A|JEFF|JEFFERIES LLC|77154
CWH|CAMPING WORLD CL A|JMPT|JUMP TRADING, LLC|136679
CWH|CAMPING WORLD CL A|JONE|JonesTrading|26488
CWH|CAMPING WORLD CL A|JPBX|J.P. MORGAN SECURITIES LLC|160361
CWH|CAMPING WORLD CL A|JPMX|J.P. Morgan Securities LLC|1102708
CWH|CAMPING WORLD CL A|JSJX|JANE STREET CAPITAL LLC|18450
CWH|CAMPING WORLD CL A|KCGM|VIRTU Americas LLC|184333
CWH|CAMPING WORLD CL A|KRSH|Kershner Securities, LLC|4142
CWH|CAMPING WORLD CL A|LEHM|Barclays Capital Inc./Le|1565263
CWH|CAMPING WORLD CL A|LIME|Lime Brokerage LLC|60846
CWH|CAMPING WORLD CL A|LQNA|LIQUIDNET, INC.|182000
CWH|CAMPING WORLD CL A|LSCI|Lek Securities Corporation|2912
CWH|CAMPING WORLD CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
CWH|CAMPING WORLD CL A|MBTS|ALLY INVEST SECURITIES LLC|1066
CWH|CAMPING WORLD CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|622140
CWH|CAMPING WORLD CL A|MOTF|MOTIF INVESTING, INC.|4
CWH|CAMPING WORLD CL A|MSCO|MORGAN STANLEY & CO. LLC|3322213
CWH|CAMPING WORLD CL A|MSPL|MORGAN STANLEY & CO. LLC|1074500
CWH|CAMPING WORLD CL A|MSTX|MORGAN STANLEY & CO. LLC|356000
CWH|CAMPING WORLD CL A|NATL|National Securities Corporation|19845
CWH|CAMPING WORLD CL A|NFSC|National Financial Services LLC|1161483
CWH|CAMPING WORLD CL A|NITE|VIRTU Americas LLC|2491552
CWH|CAMPING WORLD CL A|NITP|VIRTU Americas LLC|1100
CWH|CAMPING WORLD CL A|NMRA|Nomura Securities International, Inc.|1400
CWH|CAMPING WORLD CL A|NQRB|Brut, LLC|53909
CWH|CAMPING WORLD CL A|NTBF|BMO Nesbitt Burns Inc./CDS|3280
CWH|CAMPING WORLD CL A|NTFN|Network 1 Financial Securities Inc.|160
CWH|CAMPING WORLD CL A|OPCO|Oppenheimer & Co. Inc.|41867
CWH|CAMPING WORLD CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4200
CWH|CAMPING WORLD CL A|PDQM|CODA MARKETS, INC.|188707
CWH|CAMPING WORLD CL A|PHLY|NASDAQ Execution Services, LLC|8200
CWH|CAMPING WORLD CL A|PIPR|Piper Jaffray & Co.|8175
CWH|CAMPING WORLD CL A|PWJC|UBS Financial Services, Inc.|11870
CWH|CAMPING WORLD CL A|QMSR|QUATTRO M SECURITIES INC.|1505
CWH|CAMPING WORLD CL A|RBCM|RBC CAPITAL MARKETS, LLC|22626
CWH|CAMPING WORLD CL A|RGLD|Regal Securities, Inc|400
CWH|CAMPING WORLD CL A|SAGL|SAGETRADER, LLC|17747
CWH|CAMPING WORLD CL A|SAGW|SAGETRADER, LLC|467
CWH|CAMPING WORLD CL A|SALI|INTL FCSTONE FINANCIAL INC.|1700
CWH|CAMPING WORLD CL A|SALW|SW FINANCIAL|3000
CWH|CAMPING WORLD CL A|SBSH|Citigroup Global Markets Inc.|343968
CWH|CAMPING WORLD CL A|SGMT|GOLDMAN SACHS & CO. LLC|343642
CWH|CAMPING WORLD CL A|SPDR|SPEEDROUTE LLC|45984
CWH|CAMPING WORLD CL A|SPHN|Stephens Inc.|112824
CWH|CAMPING WORLD CL A|STFL|Stifel, Nicolaus & Company, Incorporated|41269
CWH|CAMPING WORLD CL A|STKP|STOCKPILE INVESTMENTS, INC.|74
CWH|CAMPING WORLD CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11709
CWH|CAMPING WORLD CL A|SWIM|TD Ameritrade, Inc.|633784
CWH|CAMPING WORLD CL A|SWST|Hilltop Securities Inc.|12801
CWH|CAMPING WORLD CL A|TDFS|TRADERFIELD SECURITIES INC.|3700
CWH|CAMPING WORLD CL A|TKNG|ALLY INVEST SECURITIES LLC|13459
CWH|CAMPING WORLD CL A|TRBT|Tradebot Systems, Inc.|567141
CWH|CAMPING WORLD CL A|TRCM|TRC MARKETS LLC|167202
CWH|CAMPING WORLD CL A|TWTT|TASTYWORKS, INC.|280
CWH|CAMPING WORLD CL A|UBSA|UBS SECURITIES LLC|1626043
CWH|CAMPING WORLD CL A|UBSS|UBS Securities LLC|1669266
CWH|CAMPING WORLD CL A|VALX|VIRTU AMERICAS LLC|24692
CWH|CAMPING WORLD CL A|VGRD|Vanguard Marketing Corporation|192853
CWH|CAMPING WORLD CL A|VSIN|Vision Financial Markets Llc|96
CWH|CAMPING WORLD CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|2523
CWH|CAMPING WORLD CL A|WCHV|WELLS FARGO SECURITIES, LLC|322252
CWH|CAMPING WORLD CL A|WEDB|WEDBUSH SECURITIES INC.|26715
CWH|CAMPING WORLD CL A|WEED|Weeden & Co.L.P.|17521
CWH|CAMPING WORLD CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|79539
CWH|CAMPING WORLD CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|140685
CWH|CAMPING WORLD CL A|WFPB|Wells Fargo Securities, LLC.|6700
CWH|CAMPING WORLD CL A|WGIF|CIBC World Markets Inc.|1080
CWH|CAMPING WORLD CL A|WSEA|WOLVERINE SECURITIES, LLC|45574
CWH|CAMPING WORLD CL A|XIST|INSTINET, LLC|72000
CWH|CAMPING WORLD CL A|XPQR|Jump Trading|200
CWH|CAMPING WORLD CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|165728
CWH|CAMPING WORLD CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|12661
CWH|CAMPING WORLD CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16399
CWI|STREETTRACKS SPDR MS|ALTX|Alternet Securities Inc.|1279
CWI|STREETTRACKS SPDR MS|APCC|Apex Clearing Corporation|2947
CWI|STREETTRACKS SPDR MS|BANK|Primevest Financial Services, Inc.|432
CWI|STREETTRACKS SPDR MS|BARD|Robert W. Baird & Co. Incorporated|85
CWI|STREETTRACKS SPDR MS|BATM|CBOE TRADING, INC.|3030
CWI|STREETTRACKS SPDR MS|BBNT|BB&T SECURITIES, LLC|77
CWI|STREETTRACKS SPDR MS|BKCM|BNY Mellon Capital Markets LLC|5536
CWI|STREETTRACKS SPDR MS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14491
CWI|STREETTRACKS SPDR MS|CANT|Cantor Fitzgerald & Co.|487146
CWI|STREETTRACKS SPDR MS|CHAS|Charles Schwab & Co., Inc.|489851
CWI|STREETTRACKS SPDR MS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|223073
CWI|STREETTRACKS SPDR MS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CWI|STREETTRACKS SPDR MS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46681
CWI|STREETTRACKS SPDR MS|CSIN|Citadel Securities Institutional LLC|10934
CWI|STREETTRACKS SPDR MS|CTDL|Citadel Derivatives Group Llc|93926
CWI|STREETTRACKS SPDR MS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4784
CWI|STREETTRACKS SPDR MS|DBAB|Deutsche Bank Securities Inc.|1005
CWI|STREETTRACKS SPDR MS|DBAX|Deutsche Bank Securities Inc.|12500
CWI|STREETTRACKS SPDR MS|DEAN|MORGAN STANLEY|337
CWI|STREETTRACKS SPDR MS|EBXL|EBX LLC|22900
CWI|STREETTRACKS SPDR MS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5000
CWI|STREETTRACKS SPDR MS|EGAM|CBOE TRADING, INC.|9369
CWI|STREETTRACKS SPDR MS|EGAW|CBOE TRADING, INC.|200
CWI|STREETTRACKS SPDR MS|EGMT|EG MARKET TECHNOLOGIES LLC|100
CWI|STREETTRACKS SPDR MS|EGXM|CBOE TRADING, INC.|599
CWI|STREETTRACKS SPDR MS|ETBE|Electronic Transaction Clearing, Inc.|3400
CWI|STREETTRACKS SPDR MS|ETRS|E*Trade Securities LLC|772
CWI|STREETTRACKS SPDR MS|FBSB|U.S. Bancorp Investments, Inc.|2397
CWI|STREETTRACKS SPDR MS|FINX|FINTECH SECURITIES|39
CWI|STREETTRACKS SPDR MS|FLTU|FLOW TRADERS US LLC|30253
CWI|STREETTRACKS SPDR MS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4895
CWI|STREETTRACKS SPDR MS|FTBR|Foliofn Investments, Inc.|2
CWI|STREETTRACKS SPDR MS|GEBB|GLOBAL EXECUTION BROKERS, LP|5900
CWI|STREETTRACKS SPDR MS|GSCO|GOLDMAN SACHS & CO. LLC|21246
CWI|STREETTRACKS SPDR MS|GSLT|GOLDMAN SACHS & CO. LLC|1000
CWI|STREETTRACKS SPDR MS|GTSZ|GTS SECURITIES LLC|500
CWI|STREETTRACKS SPDR MS|HRBF|American Enterprise Investment Services Inc.|27394
CWI|STREETTRACKS SPDR MS|IBKR|Interactive Brokers Llc|578
CWI|STREETTRACKS SPDR MS|ICBX|INSTINET, LLC|15485
CWI|STREETTRACKS SPDR MS|INCA|INSTINET, LLC|31772
CWI|STREETTRACKS SPDR MS|ITGI|ITG Inc.|28127
CWI|STREETTRACKS SPDR MS|ITGP|ITG INC.|33600
CWI|STREETTRACKS SPDR MS|JEFF|JEFFERIES LLC|3804
CWI|STREETTRACKS SPDR MS|JMPT|JUMP TRADING, LLC|859
CWI|STREETTRACKS SPDR MS|JPMX|J.P. Morgan Securities LLC|25350
CWI|STREETTRACKS SPDR MS|JSEB|JANE STREET EXECUTION SERVICES, LLC|421387
CWI|STREETTRACKS SPDR MS|JSJX|JANE STREET CAPITAL LLC|337714
CWI|STREETTRACKS SPDR MS|KCGM|VIRTU Americas LLC|8948
CWI|STREETTRACKS SPDR MS|LEHM|Barclays Capital Inc./Le|99206
CWI|STREETTRACKS SPDR MS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|5765
CWI|STREETTRACKS SPDR MS|LIME|Lime Brokerage LLC|9325
CWI|STREETTRACKS SPDR MS|MACC|Mid Atlantic Capital Corporation|126030
CWI|STREETTRACKS SPDR MS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53994
CWI|STREETTRACKS SPDR MS|MOTF|MOTIF INVESTING, INC.|2
CWI|STREETTRACKS SPDR MS|MSCO|MORGAN STANLEY & CO. LLC|22909
CWI|STREETTRACKS SPDR MS|MSPL|MORGAN STANLEY & CO. LLC|12700
CWI|STREETTRACKS SPDR MS|NFSC|National Financial Services LLC|35370
CWI|STREETTRACKS SPDR MS|NITE|VIRTU Americas LLC|97187
CWI|STREETTRACKS SPDR MS|NQRB|Brut, LLC|200
CWI|STREETTRACKS SPDR MS|OPCO|Oppenheimer & Co. Inc.|480
CWI|STREETTRACKS SPDR MS|PDQM|CODA MARKETS, INC.|100
CWI|STREETTRACKS SPDR MS|PWJC|UBS Financial Services, Inc.|27
CWI|STREETTRACKS SPDR MS|RBCM|RBC CAPITAL MARKETS, LLC|1394
CWI|STREETTRACKS SPDR MS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|300
CWI|STREETTRACKS SPDR MS|SBSH|Citigroup Global Markets Inc.|874
CWI|STREETTRACKS SPDR MS|SEIC|SEI Investments Distribution Co.|879
CWI|STREETTRACKS SPDR MS|SGMT|GOLDMAN SACHS & CO. LLC|17658
CWI|STREETTRACKS SPDR MS|STFL|Stifel, Nicolaus & Company, Incorporated|6
CWI|STREETTRACKS SPDR MS|SWIM|TD Ameritrade, Inc.|17
CWI|STREETTRACKS SPDR MS|SWST|Hilltop Securities Inc.|7
CWI|STREETTRACKS SPDR MS|TRBT|Tradebot Systems, Inc.|100
CWI|STREETTRACKS SPDR MS|TRCM|TRC MARKETS LLC|1852
CWI|STREETTRACKS SPDR MS|UBSA|UBS SECURITIES LLC|83886
CWI|STREETTRACKS SPDR MS|UBSS|UBS Securities LLC|98323
CWI|STREETTRACKS SPDR MS|VGRD|Vanguard Marketing Corporation|871
CWI|STREETTRACKS SPDR MS|WCHV|WELLS FARGO SECURITIES, LLC|15202
CWI|STREETTRACKS SPDR MS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|605
CWI|STREETTRACKS SPDR MS|WSEA|WOLVERINE SECURITIES, LLC|1371
CWI|STREETTRACKS SPDR MS|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
CWI|STREETTRACKS SPDR MS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7156
CWS|ADVISORSHARES FOCUSE|APCC|Apex Clearing Corporation|60
CWS|ADVISORSHARES FOCUSE|ETRS|E*Trade Securities LLC|136
CWS|ADVISORSHARES FOCUSE|FTBR|Foliofn Investments, Inc.|2
CWS|ADVISORSHARES FOCUSE|IBKR|Interactive Brokers Llc|9402
CWS|ADVISORSHARES FOCUSE|JSJX|JANE STREET CAPITAL LLC|8702
CWS|ADVISORSHARES FOCUSE|LIME|Lime Brokerage LLC|300
CWS|ADVISORSHARES FOCUSE|MOTF|MOTIF INVESTING, INC.|1
CWS|ADVISORSHARES FOCUSE|MSCO|MORGAN STANLEY & CO. LLC|100
CWS|ADVISORSHARES FOCUSE|NFSC|National Financial Services LLC|2018
CWS|ADVISORSHARES FOCUSE|NITE|VIRTU Americas LLC|722
CWS|ADVISORSHARES FOCUSE|NITP|VIRTU Americas LLC|500
CWS|ADVISORSHARES FOCUSE|SWIM|TD Ameritrade, Inc.|170
CWS|ADVISORSHARES FOCUSE|UBSA|UBS SECURITIES LLC|200
CWS|ADVISORSHARES FOCUSE|UBSS|UBS Securities LLC|276
CWS|ADVISORSHARES FOCUSE|VGRD|Vanguard Marketing Corporation|430
CWS|ADVISORSHARES FOCUSE|WSEA|WOLVERINE SECURITIES, LLC|32
CWST|CASELLA WASTE SYS ##|ALTX|Alternet Securities Inc.|1900
CWST|CASELLA WASTE SYS ##|APCC|Apex Clearing Corporation|122
CWST|CASELLA WASTE SYS ##|AQUA|AQUA SECURITIES L.P.|27000
CWST|CASELLA WASTE SYS ##|BANK|Primevest Financial Services, Inc.|29
CWST|CASELLA WASTE SYS ##|BARD|Robert W. Baird & Co. Incorporated|35
CWST|CASELLA WASTE SYS ##|BATM|CBOE TRADING, INC.|2283
CWST|CASELLA WASTE SYS ##|BERN|Sanford C. Bernstein & Co., LLC|32875
CWST|CASELLA WASTE SYS ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|222
CWST|CASELLA WASTE SYS ##|BLKX|INSTINET, LLC|18038
CWST|CASELLA WASTE SYS ##|BMOC|BMO Capital Markets Corp.|6302
CWST|CASELLA WASTE SYS ##|BNCH|The Benchmark Company, LLC|7060
CWST|CASELLA WASTE SYS ##|BNPX|BNP PARIBAS SECURITIES CORP.|3694
CWST|CASELLA WASTE SYS ##|BTIG|BTIG, LLC|1
CWST|CASELLA WASTE SYS ##|BYXM|CBOE TRADING, INC.|1554
CWST|CASELLA WASTE SYS ##|BZYD|GOLDMAN SACHS & CO. LLC|1999
CWST|CASELLA WASTE SYS ##|CANT|Cantor Fitzgerald & Co.|226
CWST|CASELLA WASTE SYS ##|CLSA|CLSA AMERICAS, LLC|3900
CWST|CASELLA WASTE SYS ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108292
CWST|CASELLA WASTE SYS ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1778
CWST|CASELLA WASTE SYS ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6778
CWST|CASELLA WASTE SYS ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81992
CWST|CASELLA WASTE SYS ##|CTDL|Citadel Derivatives Group Llc|10573
CWST|CASELLA WASTE SYS ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|12240
CWST|CASELLA WASTE SYS ##|DAVA|Davenport & Company LLC|47816
CWST|CASELLA WASTE SYS ##|DBAB|Deutsche Bank Securities Inc.|118540
CWST|CASELLA WASTE SYS ##|DBAX|Deutsche Bank Securities Inc.|55700
CWST|CASELLA WASTE SYS ##|DBUL|Deutsche Bank Securities Inc.|6754
CWST|CASELLA WASTE SYS ##|DEAN|MORGAN STANLEY|804
CWST|CASELLA WASTE SYS ##|DEGS|RONIN PROFESSIONAL LLC|19568
CWST|CASELLA WASTE SYS ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|236
CWST|CASELLA WASTE SYS ##|EBXL|EBX LLC|68700
CWST|CASELLA WASTE SYS ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1380
CWST|CASELLA WASTE SYS ##|EDJO|Edward D. Jones & Co., L.P.|2177
CWST|CASELLA WASTE SYS ##|EGAM|CBOE TRADING, INC.|2854
CWST|CASELLA WASTE SYS ##|EGMT|EG MARKET TECHNOLOGIES LLC|400
CWST|CASELLA WASTE SYS ##|EGXM|CBOE TRADING, INC.|2322
CWST|CASELLA WASTE SYS ##|ETBE|Electronic Transaction Clearing, Inc.|15319
CWST|CASELLA WASTE SYS ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|14
CWST|CASELLA WASTE SYS ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3952
CWST|CASELLA WASTE SYS ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6958
CWST|CASELLA WASTE SYS ##|ETRS|E*Trade Securities LLC|26463
CWST|CASELLA WASTE SYS ##|FBCO|Credit Suisse Securities (USA) LLC|281526
CWST|CASELLA WASTE SYS ##|FILL|Tradestation Securities, Inc.|6830
CWST|CASELLA WASTE SYS ##|FMAF|NBCN Inc./ CDS|15
CWST|CASELLA WASTE SYS ##|FOMA|TD AMERITRADE CLEARING, INC.|42644
CWST|CASELLA WASTE SYS ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|749
CWST|CASELLA WASTE SYS ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84852
CWST|CASELLA WASTE SYS ##|FTBR|Foliofn Investments, Inc.|492
CWST|CASELLA WASTE SYS ##|GEBB|GLOBAL EXECUTION BROKERS, LP|12343
CWST|CASELLA WASTE SYS ##|GLPX|ACS EXECUTION SERVICES, LLC|17272
CWST|CASELLA WASTE SYS ##|GSCO|GOLDMAN SACHS & CO. LLC|194324
CWST|CASELLA WASTE SYS ##|GSCS|GOLDMAN SACHS & CO. LLC|13658
CWST|CASELLA WASTE SYS ##|GSLT|GOLDMAN SACHS & CO. LLC|751
CWST|CASELLA WASTE SYS ##|GTSZ|GTS SECURITIES LLC|7934
CWST|CASELLA WASTE SYS ##|HPPX|POTAMUS TRADING, LLC|680
CWST|CASELLA WASTE SYS ##|HRBF|American Enterprise Investment Services Inc.|137
CWST|CASELLA WASTE SYS ##|IATS|INTERACTIVE BROKERS LLC|3312
CWST|CASELLA WASTE SYS ##|IBKR|Interactive Brokers Llc|22270
CWST|CASELLA WASTE SYS ##|ICBX|INSTINET, LLC|19600
CWST|CASELLA WASTE SYS ##|IEQY|CITADEL SECURITIES LLC|22309
CWST|CASELLA WASTE SYS ##|INCA|INSTINET, LLC|216032
CWST|CASELLA WASTE SYS ##|INJX|INSTINET, LLC|5444
CWST|CASELLA WASTE SYS ##|ITGI|ITG Inc.|47699
CWST|CASELLA WASTE SYS ##|ITGP|ITG INC.|112000
CWST|CASELLA WASTE SYS ##|JEFF|JEFFERIES LLC|49055
CWST|CASELLA WASTE SYS ##|JMPT|JUMP TRADING, LLC|14502
CWST|CASELLA WASTE SYS ##|JPBX|J.P. MORGAN SECURITIES LLC|6331
CWST|CASELLA WASTE SYS ##|JPMX|J.P. Morgan Securities LLC|89335
CWST|CASELLA WASTE SYS ##|JSJX|JANE STREET CAPITAL LLC|8743
CWST|CASELLA WASTE SYS ##|KCGM|VIRTU Americas LLC|21685
CWST|CASELLA WASTE SYS ##|LEHM|Barclays Capital Inc./Le|162274
CWST|CASELLA WASTE SYS ##|LIME|Lime Brokerage LLC|106845
CWST|CASELLA WASTE SYS ##|LMGP|LIME BROKERAGE LLC|12789
CWST|CASELLA WASTE SYS ##|LQNA|LIQUIDNET, INC.|8200
CWST|CASELLA WASTE SYS ##|LSCI|Lek Securities Corporation|618
CWST|CASELLA WASTE SYS ##|MACQ|Macquarie Capital (USA) Inc.|900
CWST|CASELLA WASTE SYS ##|MAXM|Maxim Group LLC|4071
CWST|CASELLA WASTE SYS ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54530
CWST|CASELLA WASTE SYS ##|MOTF|MOTIF INVESTING, INC.|14
CWST|CASELLA WASTE SYS ##|MSCO|MORGAN STANLEY & CO. LLC|721888
CWST|CASELLA WASTE SYS ##|MSPL|MORGAN STANLEY & CO. LLC|91300
CWST|CASELLA WASTE SYS ##|MSTX|MORGAN STANLEY & CO. LLC|3800
CWST|CASELLA WASTE SYS ##|NFSC|National Financial Services LLC|22394
CWST|CASELLA WASTE SYS ##|NITE|VIRTU Americas LLC|124677
CWST|CASELLA WASTE SYS ##|NITP|VIRTU Americas LLC|4543
CWST|CASELLA WASTE SYS ##|NQRB|Brut, LLC|15141
CWST|CASELLA WASTE SYS ##|NTRC|Northern Trust Securities, Inc.|1699
CWST|CASELLA WASTE SYS ##|OPCO|Oppenheimer & Co. Inc.|645
CWST|CASELLA WASTE SYS ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|493
CWST|CASELLA WASTE SYS ##|PDQM|CODA MARKETS, INC.|33001
CWST|CASELLA WASTE SYS ##|RAJA|Raymond James & Associates, Inc.|81627
CWST|CASELLA WASTE SYS ##|RBCM|RBC CAPITAL MARKETS, LLC|3241
CWST|CASELLA WASTE SYS ##|RGLD|Regal Securities, Inc|100
CWST|CASELLA WASTE SYS ##|ROBT|Robotti & Company, LLC|6014
CWST|CASELLA WASTE SYS ##|SAGL|SAGETRADER, LLC|300
CWST|CASELLA WASTE SYS ##|SAGW|SAGETRADER, LLC|4276
CWST|CASELLA WASTE SYS ##|SBSH|Citigroup Global Markets Inc.|62235
CWST|CASELLA WASTE SYS ##|SGMT|GOLDMAN SACHS & CO. LLC|36800
CWST|CASELLA WASTE SYS ##|SPDR|SPEEDROUTE LLC|8813
CWST|CASELLA WASTE SYS ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|29410
CWST|CASELLA WASTE SYS ##|STFL|Stifel, Nicolaus & Company, Incorporated|15503
CWST|CASELLA WASTE SYS ##|SWIM|TD Ameritrade, Inc.|2576
CWST|CASELLA WASTE SYS ##|TKNG|ALLY INVEST SECURITIES LLC|209
CWST|CASELLA WASTE SYS ##|TRBT|Tradebot Systems, Inc.|47176
CWST|CASELLA WASTE SYS ##|TRCM|TRC MARKETS LLC|93787
CWST|CASELLA WASTE SYS ##|TWTT|TASTYWORKS, INC.|7
CWST|CASELLA WASTE SYS ##|UBSA|UBS SECURITIES LLC|133111
CWST|CASELLA WASTE SYS ##|UBSS|UBS Securities LLC|251528
CWST|CASELLA WASTE SYS ##|VALX|VIRTU AMERICAS LLC|4927
CWST|CASELLA WASTE SYS ##|VERT|The Vertical Trading Group, LLC|55558
CWST|CASELLA WASTE SYS ##|VGRD|Vanguard Marketing Corporation|1911
CWST|CASELLA WASTE SYS ##|VNDM|Wall Street Access|24928
CWST|CASELLA WASTE SYS ##|WCHV|WELLS FARGO SECURITIES, LLC|19324
CWST|CASELLA WASTE SYS ##|WEED|Weeden & Co.L.P.|1390
CWST|CASELLA WASTE SYS ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1927
CWST|CASELLA WASTE SYS ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3359
CWST|CASELLA WASTE SYS ##|WGIF|CIBC World Markets Inc.|40
CWST|CASELLA WASTE SYS ##|WSEA|WOLVERINE SECURITIES, LLC|1013
CWST|CASELLA WASTE SYS ##|XIST|INSTINET, LLC|5290
CWST|CASELLA WASTE SYS ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|8242
CWST|CASELLA WASTE SYS ##|YKNA|COMHAR CAPITAL MARKETS, LLC|3371
CWST|CASELLA WASTE SYS ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5120
CWT|CALIFORNIA WATER SVC|ALTX|Alternet Securities Inc.|310
CWT|CALIFORNIA WATER SVC|APCC|Apex Clearing Corporation|44
CWT|CALIFORNIA WATER SVC|BARD|Robert W. Baird & Co. Incorporated|353
CWT|CALIFORNIA WATER SVC|BATM|CBOE TRADING, INC.|456
CWT|CALIFORNIA WATER SVC|BAYT|BTIG, LLC|100
CWT|CALIFORNIA WATER SVC|BBNT|BB&T SECURITIES, LLC|99
CWT|CALIFORNIA WATER SVC|BERN|Sanford C. Bernstein & Co., LLC|20591
CWT|CALIFORNIA WATER SVC|BIDS|BIDS TRADING L.P.|100
CWT|CALIFORNIA WATER SVC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2765
CWT|CALIFORNIA WATER SVC|BNPX|BNP PARIBAS SECURITIES CORP.|10959
CWT|CALIFORNIA WATER SVC|BRVL|BLAYLOCK VAN, LLC|300
CWT|CALIFORNIA WATER SVC|BTIG|BTIG, LLC|485
CWT|CALIFORNIA WATER SVC|BYXM|CBOE TRADING, INC.|165
CWT|CALIFORNIA WATER SVC|BZYD|GOLDMAN SACHS & CO. LLC|2218
CWT|CALIFORNIA WATER SVC|CHAS|Charles Schwab & Co., Inc.|145
CWT|CALIFORNIA WATER SVC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57
CWT|CALIFORNIA WATER SVC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CWT|CALIFORNIA WATER SVC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32500
CWT|CALIFORNIA WATER SVC|CTDL|Citadel Derivatives Group Llc|646
CWT|CALIFORNIA WATER SVC|CTLR|CUTLER GROUP, LP|100
CWT|CALIFORNIA WATER SVC|CXCX|CITIGROUP GLOBAL MARKETS INC.|15774
CWT|CALIFORNIA WATER SVC|DBAB|Deutsche Bank Securities Inc.|27756
CWT|CALIFORNIA WATER SVC|DBAX|Deutsche Bank Securities Inc.|50200
CWT|CALIFORNIA WATER SVC|DEAN|MORGAN STANLEY|1390
CWT|CALIFORNIA WATER SVC|DEGS|RONIN PROFESSIONAL LLC|165
CWT|CALIFORNIA WATER SVC|EBXL|EBX LLC|16900
CWT|CALIFORNIA WATER SVC|ECUT|CONVERGEX EXECUTION SOLUTIONS|12370
CWT|CALIFORNIA WATER SVC|EDJO|Edward D. Jones & Co., L.P.|4314
CWT|CALIFORNIA WATER SVC|EGAM|CBOE TRADING, INC.|7114
CWT|CALIFORNIA WATER SVC|EGXM|CBOE TRADING, INC.|400
CWT|CALIFORNIA WATER SVC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1240
CWT|CALIFORNIA WATER SVC|ETRS|E*Trade Securities LLC|2552
CWT|CALIFORNIA WATER SVC|FMAF|NBCN Inc./ CDS|385
CWT|CALIFORNIA WATER SVC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|702
CWT|CALIFORNIA WATER SVC|FQLS|Quantlab Securities LP|38180
CWT|CALIFORNIA WATER SVC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18271
CWT|CALIFORNIA WATER SVC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|940
CWT|CALIFORNIA WATER SVC|FTBR|Foliofn Investments, Inc.|1477
CWT|CALIFORNIA WATER SVC|GLPX|ACS EXECUTION SERVICES, LLC|1941
CWT|CALIFORNIA WATER SVC|GSCO|GOLDMAN SACHS & CO. LLC|118495
CWT|CALIFORNIA WATER SVC|GSLT|GOLDMAN SACHS & CO. LLC|391
CWT|CALIFORNIA WATER SVC|GTSZ|GTS SECURITIES LLC|11157
CWT|CALIFORNIA WATER SVC|HRBF|American Enterprise Investment Services Inc.|1764
CWT|CALIFORNIA WATER SVC|HSBC|HSBC Securities, Inc.|605
CWT|CALIFORNIA WATER SVC|IATS|INTERACTIVE BROKERS LLC|1574
CWT|CALIFORNIA WATER SVC|IBKR|Interactive Brokers Llc|1030
CWT|CALIFORNIA WATER SVC|ICBX|INSTINET, LLC|6600
CWT|CALIFORNIA WATER SVC|IEQY|CITADEL SECURITIES LLC|3393
CWT|CALIFORNIA WATER SVC|INCA|INSTINET, LLC|13613
CWT|CALIFORNIA WATER SVC|INJX|INSTINET, LLC|302
CWT|CALIFORNIA WATER SVC|ITGI|ITG Inc.|6928
CWT|CALIFORNIA WATER SVC|ITGP|ITG INC.|33600
CWT|CALIFORNIA WATER SVC|JANY|Janney Montgomery Scott Inc.|179
CWT|CALIFORNIA WATER SVC|JEFF|JEFFERIES LLC|22249
CWT|CALIFORNIA WATER SVC|JMPT|JUMP TRADING, LLC|2827
CWT|CALIFORNIA WATER SVC|JPBX|J.P. MORGAN SECURITIES LLC|19084
CWT|CALIFORNIA WATER SVC|JPMX|J.P. Morgan Securities LLC|85420
CWT|CALIFORNIA WATER SVC|JSJX|JANE STREET CAPITAL LLC|2706
CWT|CALIFORNIA WATER SVC|KCGM|VIRTU Americas LLC|4321
CWT|CALIFORNIA WATER SVC|LEHM|Barclays Capital Inc./Le|72884
CWT|CALIFORNIA WATER SVC|LIME|Lime Brokerage LLC|10222
CWT|CALIFORNIA WATER SVC|LOOP|Loop Capital Markets LLC|1892
CWT|CALIFORNIA WATER SVC|LSCI|Lek Securities Corporation|7
CWT|CALIFORNIA WATER SVC|MACC|Mid Atlantic Capital Corporation|540
CWT|CALIFORNIA WATER SVC|MACQ|Macquarie Capital (USA) Inc.|3954
CWT|CALIFORNIA WATER SVC|MAXM|Maxim Group LLC|556
CWT|CALIFORNIA WATER SVC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39748
CWT|CALIFORNIA WATER SVC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|160
CWT|CALIFORNIA WATER SVC|MSCO|MORGAN STANLEY & CO. LLC|136029
CWT|CALIFORNIA WATER SVC|MSPL|MORGAN STANLEY & CO. LLC|57700
CWT|CALIFORNIA WATER SVC|MSTX|MORGAN STANLEY & CO. LLC|26800
CWT|CALIFORNIA WATER SVC|NFSC|National Financial Services LLC|32522
CWT|CALIFORNIA WATER SVC|NITE|VIRTU Americas LLC|54957
CWT|CALIFORNIA WATER SVC|NITP|VIRTU Americas LLC|100
CWT|CALIFORNIA WATER SVC|NQRB|Brut, LLC|1985
CWT|CALIFORNIA WATER SVC|NTRC|Northern Trust Securities, Inc.|1015
CWT|CALIFORNIA WATER SVC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
CWT|CALIFORNIA WATER SVC|PDQM|CODA MARKETS, INC.|4447
CWT|CALIFORNIA WATER SVC|PWJC|UBS Financial Services, Inc.|4884
CWT|CALIFORNIA WATER SVC|RBCM|RBC CAPITAL MARKETS, LLC|200
CWT|CALIFORNIA WATER SVC|SBSH|Citigroup Global Markets Inc.|24838
CWT|CALIFORNIA WATER SVC|SGMT|GOLDMAN SACHS & CO. LLC|13918
CWT|CALIFORNIA WATER SVC|SPDR|SPEEDROUTE LLC|1231
CWT|CALIFORNIA WATER SVC|SPHN|Stephens Inc.|1467
CWT|CALIFORNIA WATER SVC|STFL|Stifel, Nicolaus & Company, Incorporated|2349
CWT|CALIFORNIA WATER SVC|STKP|STOCKPILE INVESTMENTS, INC.|10
CWT|CALIFORNIA WATER SVC|SWIM|TD Ameritrade, Inc.|104
CWT|CALIFORNIA WATER SVC|TRBT|Tradebot Systems, Inc.|1272
CWT|CALIFORNIA WATER SVC|TRCM|TRC MARKETS LLC|5297
CWT|CALIFORNIA WATER SVC|UBSA|UBS SECURITIES LLC|92637
CWT|CALIFORNIA WATER SVC|UBSS|UBS Securities LLC|112595
CWT|CALIFORNIA WATER SVC|VALX|VIRTU AMERICAS LLC|7228
CWT|CALIFORNIA WATER SVC|VGRD|Vanguard Marketing Corporation|554
CWT|CALIFORNIA WATER SVC|WBPX|SUMMIT SECURITIES GROUP, LLC|92
CWT|CALIFORNIA WATER SVC|WCHV|WELLS FARGO SECURITIES, LLC|12574
CWT|CALIFORNIA WATER SVC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|503
CWT|CALIFORNIA WATER SVC|WGIF|CIBC World Markets Inc.|200
CWT|CALIFORNIA WATER SVC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|233
CWT|CALIFORNIA WATER SVC|WSEA|WOLVERINE SECURITIES, LLC|841
CWT|CALIFORNIA WATER SVC|XIST|INSTINET, LLC|6800
CWT|CALIFORNIA WATER SVC|XSTM|NATIONAL FINANCIAL SERVICES LLC|500
CWT|CALIFORNIA WATER SVC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4084
CX|CEMEX SAB DE CV ADR|ALTX|Alternet Securities Inc.|43514
CX|CEMEX SAB DE CV ADR|APCC|Apex Clearing Corporation|136947
CX|CEMEX SAB DE CV ADR|AQUA|AQUA SECURITIES L.P.|12600
CX|CEMEX SAB DE CV ADR|BARD|Robert W. Baird & Co. Incorporated|45231
CX|CEMEX SAB DE CV ADR|BATM|CBOE TRADING, INC.|4259
CX|CEMEX SAB DE CV ADR|BAYC|BAY CREST PARTNERS, LLC|1152273
CX|CEMEX SAB DE CV ADR|BAYT|BTIG, LLC|1020440
CX|CEMEX SAB DE CV ADR|BBNT|BB&T SECURITIES, LLC|584
CX|CEMEX SAB DE CV ADR|BERN|Sanford C. Bernstein & Co., LLC|376967
CX|CEMEX SAB DE CV ADR|BIDS|BIDS TRADING L.P.|68500
CX|CEMEX SAB DE CV ADR|BIMI|Banca IMI Securities Corp.|8184
CX|CEMEX SAB DE CV ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|58381
CX|CEMEX SAB DE CV ADR|BLKX|INSTINET, LLC|96100
CX|CEMEX SAB DE CV ADR|BMOC|BMO Capital Markets Corp.|4500
CX|CEMEX SAB DE CV ADR|BNPX|BNP PARIBAS SECURITIES CORP.|1777
CX|CEMEX SAB DE CV ADR|BRGE|Newbridge Securities Corp.|2685
CX|CEMEX SAB DE CV ADR|BTIG|BTIG, LLC|14237304
CX|CEMEX SAB DE CV ADR|BYXM|CBOE TRADING, INC.|400
CX|CEMEX SAB DE CV ADR|BZYD|GOLDMAN SACHS & CO. LLC|2200
CX|CEMEX SAB DE CV ADR|CHAS|Charles Schwab & Co., Inc.|3161
CX|CEMEX SAB DE CV ADR|CIST|Capital Institutional Services, Inc.|16373
CX|CEMEX SAB DE CV ADR|CLSA|CLSA AMERICAS, LLC|2000
CX|CEMEX SAB DE CV ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|481547
CX|CEMEX SAB DE CV ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|276
CX|CEMEX SAB DE CV ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7397
CX|CEMEX SAB DE CV ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1997161
CX|CEMEX SAB DE CV ADR|CTDL|Citadel Derivatives Group Llc|8848
CX|CEMEX SAB DE CV ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|651684
CX|CEMEX SAB DE CV ADR|DAVA|Davenport & Company LLC|1500
CX|CEMEX SAB DE CV ADR|DBAB|Deutsche Bank Securities Inc.|1698613
CX|CEMEX SAB DE CV ADR|DBAX|Deutsche Bank Securities Inc.|1293500
CX|CEMEX SAB DE CV ADR|DCHF|Dart Executions, LLC|800
CX|CEMEX SAB DE CV ADR|DEAN|MORGAN STANLEY|69071
CX|CEMEX SAB DE CV ADR|DEGS|RONIN PROFESSIONAL LLC|600
CX|CEMEX SAB DE CV ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|48125
CX|CEMEX SAB DE CV ADR|EBXL|EBX LLC|1193800
CX|CEMEX SAB DE CV ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|136663
CX|CEMEX SAB DE CV ADR|EDJC|Edward Jones / CDS|1418
CX|CEMEX SAB DE CV ADR|EDJO|Edward D. Jones & Co., L.P.|31544
CX|CEMEX SAB DE CV ADR|EGAM|CBOE TRADING, INC.|60142
CX|CEMEX SAB DE CV ADR|EGAW|CBOE TRADING, INC.|100
CX|CEMEX SAB DE CV ADR|EGXM|CBOE TRADING, INC.|3106
CX|CEMEX SAB DE CV ADR|EROP|Eroom Securities L.L.C.|33800
CX|CEMEX SAB DE CV ADR|ESPO|ESPOSITO SECURITIES, LLC|1858
CX|CEMEX SAB DE CV ADR|ETBE|Electronic Transaction Clearing, Inc.|74909
CX|CEMEX SAB DE CV ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
CX|CEMEX SAB DE CV ADR|ETCC|Electronic Transaction Clearing, Inc.|2200
CX|CEMEX SAB DE CV ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
CX|CEMEX SAB DE CV ADR|ETRS|E*Trade Securities LLC|348703
CX|CEMEX SAB DE CV ADR|FIDT|Fidelity Clearing Canada ULC./ CDS|600
CX|CEMEX SAB DE CV ADR|FILL|Tradestation Securities, Inc.|28280
CX|CEMEX SAB DE CV ADR|FMAF|NBCN Inc./ CDS|7511
CX|CEMEX SAB DE CV ADR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|443
CX|CEMEX SAB DE CV ADR|FQLS|Quantlab Securities LP|1049007
CX|CEMEX SAB DE CV ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|148939
CX|CEMEX SAB DE CV ADR|FTBR|Foliofn Investments, Inc.|93060
CX|CEMEX SAB DE CV ADR|GARC|ICAP Corporates LLC|73768
CX|CEMEX SAB DE CV ADR|GBMT|GBM International, Inc.|2057731
CX|CEMEX SAB DE CV ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|1320
CX|CEMEX SAB DE CV ADR|GLIS|TD Securities Inc|27
CX|CEMEX SAB DE CV ADR|GLPX|ACS EXECUTION SERVICES, LLC|56040
CX|CEMEX SAB DE CV ADR|GSCO|GOLDMAN SACHS & CO. LLC|2553642
CX|CEMEX SAB DE CV ADR|GSCS|GOLDMAN SACHS & CO. LLC|383418
CX|CEMEX SAB DE CV ADR|GSLT|GOLDMAN SACHS & CO. LLC|175787
CX|CEMEX SAB DE CV ADR|GTSZ|GTS SECURITIES LLC|65463
CX|CEMEX SAB DE CV ADR|HRBF|American Enterprise Investment Services Inc.|19578
CX|CEMEX SAB DE CV ADR|HSBC|HSBC Securities, Inc.|4870288
CX|CEMEX SAB DE CV ADR|IATS|INTERACTIVE BROKERS LLC|203247
CX|CEMEX SAB DE CV ADR|IBKR|Interactive Brokers Llc|144304
CX|CEMEX SAB DE CV ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|404
CX|CEMEX SAB DE CV ADR|ICBX|INSTINET, LLC|1080419
CX|CEMEX SAB DE CV ADR|INCA|INSTINET, LLC|514684
CX|CEMEX SAB DE CV ADR|INJX|INSTINET, LLC|1370
CX|CEMEX SAB DE CV ADR|INTL|INTL FCSTONE FINANCIAL INC.|1662
CX|CEMEX SAB DE CV ADR|ITGI|ITG Inc.|221952
CX|CEMEX SAB DE CV ADR|ITGP|ITG INC.|1820600
CX|CEMEX SAB DE CV ADR|JANY|Janney Montgomery Scott Inc.|8624
CX|CEMEX SAB DE CV ADR|JEFF|JEFFERIES LLC|434720
CX|CEMEX SAB DE CV ADR|JMPT|JUMP TRADING, LLC|412279
CX|CEMEX SAB DE CV ADR|JPBX|J.P. MORGAN SECURITIES LLC|548707
CX|CEMEX SAB DE CV ADR|JPMX|J.P. Morgan Securities LLC|3041359
CX|CEMEX SAB DE CV ADR|JSJX|JANE STREET CAPITAL LLC|10793
CX|CEMEX SAB DE CV ADR|KCGM|VIRTU Americas LLC|473154
CX|CEMEX SAB DE CV ADR|KRSH|Kershner Securities, LLC|3869
CX|CEMEX SAB DE CV ADR|LAMP|Lampost Capital, L.C.|4700
CX|CEMEX SAB DE CV ADR|LEHM|Barclays Capital Inc./Le|10904326
CX|CEMEX SAB DE CV ADR|LIME|Lime Brokerage LLC|74418
CX|CEMEX SAB DE CV ADR|LQNA|LIQUIDNET, INC.|390900
CX|CEMEX SAB DE CV ADR|LQNB|LIQUIDNET, INC.|5000
CX|CEMEX SAB DE CV ADR|LSCI|Lek Securities Corporation|12529
CX|CEMEX SAB DE CV ADR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CX|CEMEX SAB DE CV ADR|MACC|Mid Atlantic Capital Corporation|4344
CX|CEMEX SAB DE CV ADR|MITR|GMP SECURITIES, LLC|50000
CX|CEMEX SAB DE CV ADR|MKMP|MKM Partners LLC|1900
CX|CEMEX SAB DE CV ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1779771
CX|CEMEX SAB DE CV ADR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|22130
CX|CEMEX SAB DE CV ADR|MOTF|MOTIF INVESTING, INC.|2
CX|CEMEX SAB DE CV ADR|MPSG|E D & F Man Capital Markets Inc.|18485
CX|CEMEX SAB DE CV ADR|MSCO|MORGAN STANLEY & CO. LLC|7414452
CX|CEMEX SAB DE CV ADR|MSPL|MORGAN STANLEY & CO. LLC|3377100
CX|CEMEX SAB DE CV ADR|MSTX|MORGAN STANLEY & CO. LLC|422400
CX|CEMEX SAB DE CV ADR|MZHO|Mizuho Securities USA LLC|850000
CX|CEMEX SAB DE CV ADR|NFSC|National Financial Services LLC|897403
CX|CEMEX SAB DE CV ADR|NITE|VIRTU Americas LLC|2454650
CX|CEMEX SAB DE CV ADR|NITP|VIRTU Americas LLC|608260
CX|CEMEX SAB DE CV ADR|NMRA|Nomura Securities International, Inc.|3700
CX|CEMEX SAB DE CV ADR|NQRB|Brut, LLC|49088
CX|CEMEX SAB DE CV ADR|NTBF|BMO Nesbitt Burns Inc./CDS|1168
CX|CEMEX SAB DE CV ADR|OHOS|TWO SIGMA SECURITIES, LLC|19403
CX|CEMEX SAB DE CV ADR|OPCO|Oppenheimer & Co. Inc.|28523
CX|CEMEX SAB DE CV ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|836615
CX|CEMEX SAB DE CV ADR|PCFF|Pacific International Securities Inc./CDS|1352
CX|CEMEX SAB DE CV ADR|PDQM|CODA MARKETS, INC.|97143
CX|CEMEX SAB DE CV ADR|PHLY|NASDAQ Execution Services, LLC|2000
CX|CEMEX SAB DE CV ADR|PWJC|UBS Financial Services, Inc.|110611
CX|CEMEX SAB DE CV ADR|RBCM|RBC CAPITAL MARKETS, LLC|23355
CX|CEMEX SAB DE CV ADR|SAGL|SAGETRADER, LLC|15000
CX|CEMEX SAB DE CV ADR|SBSH|Citigroup Global Markets Inc.|889053
CX|CEMEX SAB DE CV ADR|SEIC|SEI Investments Distribution Co.|6200
CX|CEMEX SAB DE CV ADR|SGMT|GOLDMAN SACHS & CO. LLC|1364162
CX|CEMEX SAB DE CV ADR|SPDR|SPEEDROUTE LLC|2600
CX|CEMEX SAB DE CV ADR|SPHN|Stephens Inc.|2592
CX|CEMEX SAB DE CV ADR|STFL|Stifel, Nicolaus & Company, Incorporated|41040
CX|CEMEX SAB DE CV ADR|STKP|STOCKPILE INVESTMENTS, INC.|174
CX|CEMEX SAB DE CV ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22438
CX|CEMEX SAB DE CV ADR|SWIM|TD Ameritrade, Inc.|832623
CX|CEMEX SAB DE CV ADR|SWST|Hilltop Securities Inc.|8209
CX|CEMEX SAB DE CV ADR|TKNG|ALLY INVEST SECURITIES LLC|10637
CX|CEMEX SAB DE CV ADR|TRBT|Tradebot Systems, Inc.|986356
CX|CEMEX SAB DE CV ADR|TRCM|TRC MARKETS LLC|1206865
CX|CEMEX SAB DE CV ADR|TWTT|TASTYWORKS, INC.|600
CX|CEMEX SAB DE CV ADR|UBSA|UBS SECURITIES LLC|3988515
CX|CEMEX SAB DE CV ADR|UBSS|UBS Securities LLC|4877400
CX|CEMEX SAB DE CV ADR|VALX|VIRTU AMERICAS LLC|377453
CX|CEMEX SAB DE CV ADR|VGRD|Vanguard Marketing Corporation|90206
CX|CEMEX SAB DE CV ADR|WBLR|WILLIAM BLAIR|347
CX|CEMEX SAB DE CV ADR|WCHV|WELLS FARGO SECURITIES, LLC|329617
CX|CEMEX SAB DE CV ADR|WEDB|WEDBUSH SECURITIES INC.|1548
CX|CEMEX SAB DE CV ADR|WEED|Weeden & Co.L.P.|46800
CX|CEMEX SAB DE CV ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1579
CX|CEMEX SAB DE CV ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40217
CX|CEMEX SAB DE CV ADR|WGIF|CIBC World Markets Inc.|1761
CX|CEMEX SAB DE CV ADR|WSAG|WALL STREET ACCESS|3843
CX|CEMEX SAB DE CV ADR|WSEA|WOLVERINE SECURITIES, LLC|16209
CX|CEMEX SAB DE CV ADR|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|115
CX|CEMEX SAB DE CV ADR|XIST|INSTINET, LLC|106000
CX|CEMEX SAB DE CV ADR|XPUS|XP SECURITIES, LLC|72300
CX|CEMEX SAB DE CV ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|170108
CX|CEMEX SAB DE CV ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|1147
CX|CEMEX SAB DE CV ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19526
CXDC|CHINA XD PLASTICS CO|APCC|Apex Clearing Corporation|823
CXDC|CHINA XD PLASTICS CO|BATM|CBOE TRADING, INC.|1
CXDC|CHINA XD PLASTICS CO|BERN|Sanford C. Bernstein & Co., LLC|12447
CXDC|CHINA XD PLASTICS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8585
CXDC|CHINA XD PLASTICS CO|CHAS|Charles Schwab & Co., Inc.|2000
CXDC|CHINA XD PLASTICS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13876
CXDC|CHINA XD PLASTICS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6126
CXDC|CHINA XD PLASTICS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|10622
CXDC|CHINA XD PLASTICS CO|DBAB|Deutsche Bank Securities Inc.|5716
CXDC|CHINA XD PLASTICS CO|DBAX|Deutsche Bank Securities Inc.|1700
CXDC|CHINA XD PLASTICS CO|DEAN|MORGAN STANLEY|1000
CXDC|CHINA XD PLASTICS CO|DEGS|RONIN PROFESSIONAL LLC|4562
CXDC|CHINA XD PLASTICS CO|EBXL|EBX LLC|7100
CXDC|CHINA XD PLASTICS CO|EGAM|CBOE TRADING, INC.|200
CXDC|CHINA XD PLASTICS CO|EGXW|CBOE TRADING, INC.|5000
CXDC|CHINA XD PLASTICS CO|ETRS|E*Trade Securities LLC|3094
CXDC|CHINA XD PLASTICS CO|FBCO|Credit Suisse Securities (USA) LLC|22241
CXDC|CHINA XD PLASTICS CO|FILL|Tradestation Securities, Inc.|500
CXDC|CHINA XD PLASTICS CO|FMAF|NBCN Inc./ CDS|300
CXDC|CHINA XD PLASTICS CO|FOMA|TD AMERITRADE CLEARING, INC.|38933
CXDC|CHINA XD PLASTICS CO|FTBR|Foliofn Investments, Inc.|36
CXDC|CHINA XD PLASTICS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|300
CXDC|CHINA XD PLASTICS CO|GSCS|GOLDMAN SACHS & CO. LLC|4400
CXDC|CHINA XD PLASTICS CO|GSLT|GOLDMAN SACHS & CO. LLC|3403
CXDC|CHINA XD PLASTICS CO|GTSZ|GTS SECURITIES LLC|300
CXDC|CHINA XD PLASTICS CO|IATS|INTERACTIVE BROKERS LLC|1195
CXDC|CHINA XD PLASTICS CO|IBKR|Interactive Brokers Llc|80579
CXDC|CHINA XD PLASTICS CO|ICBX|INSTINET, LLC|6600
CXDC|CHINA XD PLASTICS CO|INCA|INSTINET, LLC|167456
CXDC|CHINA XD PLASTICS CO|ITGI|ITG Inc.|2400
CXDC|CHINA XD PLASTICS CO|ITGP|ITG INC.|4800
CXDC|CHINA XD PLASTICS CO|JPMX|J.P. Morgan Securities LLC|1606
CXDC|CHINA XD PLASTICS CO|KCGM|VIRTU Americas LLC|9000
CXDC|CHINA XD PLASTICS CO|LEHM|Barclays Capital Inc./Le|6000
CXDC|CHINA XD PLASTICS CO|LIME|Lime Brokerage LLC|30011
CXDC|CHINA XD PLASTICS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
CXDC|CHINA XD PLASTICS CO|MSCO|MORGAN STANLEY & CO. LLC|21452
CXDC|CHINA XD PLASTICS CO|NFSC|National Financial Services LLC|94278
CXDC|CHINA XD PLASTICS CO|NITE|VIRTU Americas LLC|108757
CXDC|CHINA XD PLASTICS CO|OPCO|Oppenheimer & Co. Inc.|3100
CXDC|CHINA XD PLASTICS CO|PDQM|CODA MARKETS, INC.|800
CXDC|CHINA XD PLASTICS CO|SBSH|Citigroup Global Markets Inc.|69976
CXDC|CHINA XD PLASTICS CO|SGMT|GOLDMAN SACHS & CO. LLC|1676
CXDC|CHINA XD PLASTICS CO|SPDR|SPEEDROUTE LLC|13500
CXDC|CHINA XD PLASTICS CO|STFL|Stifel, Nicolaus & Company, Incorporated|33937
CXDC|CHINA XD PLASTICS CO|TRBT|Tradebot Systems, Inc.|125
CXDC|CHINA XD PLASTICS CO|TRCM|TRC MARKETS LLC|5100
CXDC|CHINA XD PLASTICS CO|UBSA|UBS SECURITIES LLC|16710
CXDC|CHINA XD PLASTICS CO|UBSS|UBS Securities LLC|4025
CXDC|CHINA XD PLASTICS CO|VALX|VIRTU AMERICAS LLC|2
CXDC|CHINA XD PLASTICS CO|VGRD|Vanguard Marketing Corporation|2768
CXDC|CHINA XD PLASTICS CO|WCHV|WELLS FARGO SECURITIES, LLC|12322
CXDC|CHINA XD PLASTICS CO|WSEA|WOLVERINE SECURITIES, LLC|553
CXDC|CHINA XD PLASTICS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
CXE|MFS HI IN MU TR|ALTX|Alternet Securities Inc.|500
CXE|MFS HI IN MU TR|APCC|Apex Clearing Corporation|2000
CXE|MFS HI IN MU TR|BANK|Primevest Financial Services, Inc.|12100
CXE|MFS HI IN MU TR|BARD|Robert W. Baird & Co. Incorporated|265
CXE|MFS HI IN MU TR|BATM|CBOE TRADING, INC.|53
CXE|MFS HI IN MU TR|BBNT|BB&T SECURITIES, LLC|2623
CXE|MFS HI IN MU TR|BTIG|BTIG, LLC|23233
CXE|MFS HI IN MU TR|CHAS|Charles Schwab & Co., Inc.|1
CXE|MFS HI IN MU TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
CXE|MFS HI IN MU TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5503
CXE|MFS HI IN MU TR|DBAX|Deutsche Bank Securities Inc.|4500
CXE|MFS HI IN MU TR|DEAN|MORGAN STANLEY|100
CXE|MFS HI IN MU TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18638
CXE|MFS HI IN MU TR|EBXL|EBX LLC|16300
CXE|MFS HI IN MU TR|EDJO|Edward D. Jones & Co., L.P.|832
CXE|MFS HI IN MU TR|EGAM|CBOE TRADING, INC.|100
CXE|MFS HI IN MU TR|ETRS|E*Trade Securities LLC|22545
CXE|MFS HI IN MU TR|FBSB|U.S. Bancorp Investments, Inc.|889
CXE|MFS HI IN MU TR|FILL|Tradestation Securities, Inc.|100
CXE|MFS HI IN MU TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1884
CXE|MFS HI IN MU TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68863
CXE|MFS HI IN MU TR|FTBR|Foliofn Investments, Inc.|59
CXE|MFS HI IN MU TR|GLPX|ACS EXECUTION SERVICES, LLC|20
CXE|MFS HI IN MU TR|GSCO|GOLDMAN SACHS & CO. LLC|2400
CXE|MFS HI IN MU TR|GSLT|GOLDMAN SACHS & CO. LLC|900
CXE|MFS HI IN MU TR|HRBF|American Enterprise Investment Services Inc.|16
CXE|MFS HI IN MU TR|IATS|INTERACTIVE BROKERS LLC|282
CXE|MFS HI IN MU TR|IBKR|Interactive Brokers Llc|1519
CXE|MFS HI IN MU TR|ICBX|INSTINET, LLC|1300
CXE|MFS HI IN MU TR|INCA|INSTINET, LLC|1300
CXE|MFS HI IN MU TR|ITGI|ITG Inc.|500
CXE|MFS HI IN MU TR|ITGP|ITG INC.|3200
CXE|MFS HI IN MU TR|JANY|Janney Montgomery Scott Inc.|3600
CXE|MFS HI IN MU TR|JPMX|J.P. Morgan Securities LLC|3600
CXE|MFS HI IN MU TR|KCGM|VIRTU Americas LLC|1705
CXE|MFS HI IN MU TR|LEHM|Barclays Capital Inc./Le|1600
CXE|MFS HI IN MU TR|LIME|Lime Brokerage LLC|632
CXE|MFS HI IN MU TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
CXE|MFS HI IN MU TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
CXE|MFS HI IN MU TR|MSCO|MORGAN STANLEY & CO. LLC|17795
CXE|MFS HI IN MU TR|MSPL|MORGAN STANLEY & CO. LLC|3300
CXE|MFS HI IN MU TR|NFSC|National Financial Services LLC|71685
CXE|MFS HI IN MU TR|NITE|VIRTU Americas LLC|160419
CXE|MFS HI IN MU TR|NQRB|Brut, LLC|7565
CXE|MFS HI IN MU TR|OPCO|Oppenheimer & Co. Inc.|6818
CXE|MFS HI IN MU TR|PDQM|CODA MARKETS, INC.|400
CXE|MFS HI IN MU TR|PWJC|UBS Financial Services, Inc.|30955
CXE|MFS HI IN MU TR|RBCM|RBC CAPITAL MARKETS, LLC|9824
CXE|MFS HI IN MU TR|SAGC|SAGETRADER, LLC|300
CXE|MFS HI IN MU TR|SBSH|Citigroup Global Markets Inc.|1100
CXE|MFS HI IN MU TR|SGMT|GOLDMAN SACHS & CO. LLC|1100
CXE|MFS HI IN MU TR|STFL|Stifel, Nicolaus & Company, Incorporated|19
CXE|MFS HI IN MU TR|SWIM|TD Ameritrade, Inc.|5603
CXE|MFS HI IN MU TR|SWST|Hilltop Securities Inc.|32325
CXE|MFS HI IN MU TR|TKNG|ALLY INVEST SECURITIES LLC|833
CXE|MFS HI IN MU TR|TRBT|Tradebot Systems, Inc.|1000
CXE|MFS HI IN MU TR|UBSA|UBS SECURITIES LLC|16561
CXE|MFS HI IN MU TR|UBSS|UBS Securities LLC|105775
CXE|MFS HI IN MU TR|VGRD|Vanguard Marketing Corporation|19022
CXE|MFS HI IN MU TR|WCHV|WELLS FARGO SECURITIES, LLC|44123
CXE|MFS HI IN MU TR|WEDB|WEDBUSH SECURITIES INC.|2155
CXE|MFS HI IN MU TR|WEED|Weeden & Co.L.P.|240
CXE|MFS HI IN MU TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|464
CXE|MFS HI IN MU TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|600
CXE|MFS HI IN MU TR|WSEA|WOLVERINE SECURITIES, LLC|728
CXE|MFS HI IN MU TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9
CXH|MFS INV GRADE|AGIS|Aegis Capital Corp.|1777
CXH|MFS INV GRADE|ALTX|Alternet Securities Inc.|500
CXH|MFS INV GRADE|APCC|Apex Clearing Corporation|910
CXH|MFS INV GRADE|BATM|CBOE TRADING, INC.|242
CXH|MFS INV GRADE|CHAS|Charles Schwab & Co., Inc.|2456
CXH|MFS INV GRADE|CIST|Capital Institutional Services, Inc.|936
CXH|MFS INV GRADE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3800
CXH|MFS INV GRADE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1725
CXH|MFS INV GRADE|DADA|D.A. Davidson & Co.|1
CXH|MFS INV GRADE|DBAX|Deutsche Bank Securities Inc.|800
CXH|MFS INV GRADE|DEAN|MORGAN STANLEY|474
CXH|MFS INV GRADE|EBXL|EBX LLC|1400
CXH|MFS INV GRADE|EDJO|Edward D. Jones & Co., L.P.|547
CXH|MFS INV GRADE|EGXM|CBOE TRADING, INC.|1800
CXH|MFS INV GRADE|ETRS|E*Trade Securities LLC|10
CXH|MFS INV GRADE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1721
CXH|MFS INV GRADE|GSCO|GOLDMAN SACHS & CO. LLC|200
CXH|MFS INV GRADE|GSLT|GOLDMAN SACHS & CO. LLC|200
CXH|MFS INV GRADE|HRBF|American Enterprise Investment Services Inc.|19
CXH|MFS INV GRADE|IATS|INTERACTIVE BROKERS LLC|1
CXH|MFS INV GRADE|IBKR|Interactive Brokers Llc|7159
CXH|MFS INV GRADE|ICBX|INSTINET, LLC|700
CXH|MFS INV GRADE|INCA|INSTINET, LLC|700
CXH|MFS INV GRADE|ITGI|ITG Inc.|300
CXH|MFS INV GRADE|ITGP|ITG INC.|200
CXH|MFS INV GRADE|JANY|Janney Montgomery Scott Inc.|3
CXH|MFS INV GRADE|KCGM|VIRTU Americas LLC|1000
CXH|MFS INV GRADE|LEHM|Barclays Capital Inc./Le|9200
CXH|MFS INV GRADE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CXH|MFS INV GRADE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
CXH|MFS INV GRADE|MOTF|MOTIF INVESTING, INC.|1
CXH|MFS INV GRADE|MSCO|MORGAN STANLEY & CO. LLC|20182
CXH|MFS INV GRADE|MSPL|MORGAN STANLEY & CO. LLC|7600
CXH|MFS INV GRADE|NFSC|National Financial Services LLC|34856
CXH|MFS INV GRADE|NITE|VIRTU Americas LLC|43871
CXH|MFS INV GRADE|NQRB|Brut, LLC|1588
CXH|MFS INV GRADE|OPCO|Oppenheimer & Co. Inc.|9971
CXH|MFS INV GRADE|PWJC|UBS Financial Services, Inc.|5857
CXH|MFS INV GRADE|RBCM|RBC CAPITAL MARKETS, LLC|3463
CXH|MFS INV GRADE|SALI|INTL FCSTONE FINANCIAL INC.|568
CXH|MFS INV GRADE|SGMT|GOLDMAN SACHS & CO. LLC|400
CXH|MFS INV GRADE|SPHN|Stephens Inc.|1
CXH|MFS INV GRADE|STFL|Stifel, Nicolaus & Company, Incorporated|792
CXH|MFS INV GRADE|SWST|Hilltop Securities Inc.|16
CXH|MFS INV GRADE|UBSA|UBS SECURITIES LLC|5637
CXH|MFS INV GRADE|UBSS|UBS Securities LLC|21757
CXH|MFS INV GRADE|VGRD|Vanguard Marketing Corporation|1600
CXH|MFS INV GRADE|WCHV|WELLS FARGO SECURITIES, LLC|9029
CXH|MFS INV GRADE|WSEA|WOLVERINE SECURITIES, LLC|6
CXH|MFS INV GRADE|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
CXH|MFS INV GRADE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
CXO|CONCHO RESOURCES INC|ABLE|NATIXIS Securities Americas LLC|111984
CXO|CONCHO RESOURCES INC|AGIS|Aegis Capital Corp.|14
CXO|CONCHO RESOURCES INC|ALTX|Alternet Securities Inc.|20125
CXO|CONCHO RESOURCES INC|ANOS|ABEL/NOSER, L.L.C.|4499
CXO|CONCHO RESOURCES INC|APCC|Apex Clearing Corporation|276
CXO|CONCHO RESOURCES INC|AQUA|AQUA SECURITIES L.P.|4900
CXO|CONCHO RESOURCES INC|BANK|Primevest Financial Services, Inc.|163
CXO|CONCHO RESOURCES INC|BARD|Robert W. Baird & Co. Incorporated|926
CXO|CONCHO RESOURCES INC|BATM|CBOE TRADING, INC.|16635
CXO|CONCHO RESOURCES INC|BAYC|BAY CREST PARTNERS, LLC|22
CXO|CONCHO RESOURCES INC|BAYT|BTIG, LLC|6384
CXO|CONCHO RESOURCES INC|BBNT|BB&T SECURITIES, LLC|3
CXO|CONCHO RESOURCES INC|BERN|Sanford C. Bernstein & Co., LLC|539899
CXO|CONCHO RESOURCES INC|BIAD|SAGETRADER, LLC|1427
CXO|CONCHO RESOURCES INC|BIDS|BIDS TRADING L.P.|31900
CXO|CONCHO RESOURCES INC|BIMI|Banca IMI Securities Corp.|21
CXO|CONCHO RESOURCES INC|BKCM|BNY Mellon Capital Markets LLC|73
CXO|CONCHO RESOURCES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15882
CXO|CONCHO RESOURCES INC|BLKX|INSTINET, LLC|193718
CXO|CONCHO RESOURCES INC|BMOC|BMO Capital Markets Corp.|82251
CXO|CONCHO RESOURCES INC|BNPX|BNP PARIBAS SECURITIES CORP.|96543
CXO|CONCHO RESOURCES INC|BTIG|BTIG, LLC|21842
CXO|CONCHO RESOURCES INC|BYXM|CBOE TRADING, INC.|1646
CXO|CONCHO RESOURCES INC|CABR|Cabrera Capital Markets, Inc.|112
CXO|CONCHO RESOURCES INC|CANT|Cantor Fitzgerald & Co.|183906
CXO|CONCHO RESOURCES INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|82200
CXO|CONCHO RESOURCES INC|CBRA|Cobra Trading, Inc.|5638
CXO|CONCHO RESOURCES INC|CCMB|COWEN PRIME SERVICES LLC|100
CXO|CONCHO RESOURCES INC|CHAS|Charles Schwab & Co., Inc.|6728
CXO|CONCHO RESOURCES INC|CHLC|CHURCHILL CAPITAL USA, INC.|3572
CXO|CONCHO RESOURCES INC|CIBP|CIBC World Markets Corp.|8246
CXO|CONCHO RESOURCES INC|CICF|Canaccord Genuity Corp.|216
CXO|CONCHO RESOURCES INC|CIST|Capital Institutional Services, Inc.|3668
CXO|CONCHO RESOURCES INC|CLSA|CLSA AMERICAS, LLC|24300
CXO|CONCHO RESOURCES INC|COKE|Coker & Palmer|1800
CXO|CONCHO RESOURCES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|351603
CXO|CONCHO RESOURCES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6616
CXO|CONCHO RESOURCES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10081
CXO|CONCHO RESOURCES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1387908
CXO|CONCHO RESOURCES INC|CTDL|Citadel Derivatives Group Llc|16249
CXO|CONCHO RESOURCES INC|CTLR|CUTLER GROUP, LP|141
CXO|CONCHO RESOURCES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|63920
CXO|CONCHO RESOURCES INC|DAVA|Davenport & Company LLC|15
CXO|CONCHO RESOURCES INC|DBAB|Deutsche Bank Securities Inc.|713298
CXO|CONCHO RESOURCES INC|DBAX|Deutsche Bank Securities Inc.|690300
CXO|CONCHO RESOURCES INC|DBUL|Deutsche Bank Securities Inc.|2786
CXO|CONCHO RESOURCES INC|DCHF|Dart Executions, LLC|4114
CXO|CONCHO RESOURCES INC|DEAN|MORGAN STANLEY|16627
CXO|CONCHO RESOURCES INC|DEGS|RONIN PROFESSIONAL LLC|1500
CXO|CONCHO RESOURCES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1876
CXO|CONCHO RESOURCES INC|DRWK|DRW SECURITIES, L.L.C.|17366
CXO|CONCHO RESOURCES INC|EBXL|EBX LLC|621100
CXO|CONCHO RESOURCES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|37965
CXO|CONCHO RESOURCES INC|EDJO|Edward D. Jones & Co., L.P.|7920
CXO|CONCHO RESOURCES INC|EGAM|CBOE TRADING, INC.|38241
CXO|CONCHO RESOURCES INC|EGAW|CBOE TRADING, INC.|610
CXO|CONCHO RESOURCES INC|EGMT|EG MARKET TECHNOLOGIES LLC|7900
CXO|CONCHO RESOURCES INC|EGXM|CBOE TRADING, INC.|4923
CXO|CONCHO RESOURCES INC|EGXW|CBOE TRADING, INC.|200
CXO|CONCHO RESOURCES INC|ESPO|ESPOSITO SECURITIES, LLC|3
CXO|CONCHO RESOURCES INC|ETBE|Electronic Transaction Clearing, Inc.|115332
CXO|CONCHO RESOURCES INC|ETCC|Electronic Transaction Clearing, Inc.|315
CXO|CONCHO RESOURCES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|118987
CXO|CONCHO RESOURCES INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|160
CXO|CONCHO RESOURCES INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|670
CXO|CONCHO RESOURCES INC|ETRS|E*Trade Securities LLC|122186
CXO|CONCHO RESOURCES INC|EVRS|E1 ASSET MANAGEMENT, INC.|120
CXO|CONCHO RESOURCES INC|FBRC|B. RILEY FBR, INC.|7982
CXO|CONCHO RESOURCES INC|FBSB|U.S. Bancorp Investments, Inc.|629
CXO|CONCHO RESOURCES INC|FILL|Tradestation Securities, Inc.|8118
CXO|CONCHO RESOURCES INC|FINX|FINTECH SECURITIES|359
CXO|CONCHO RESOURCES INC|FMAF|NBCN Inc./ CDS|216
CXO|CONCHO RESOURCES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8825
CXO|CONCHO RESOURCES INC|FQLS|Quantlab Securities LP|924571
CXO|CONCHO RESOURCES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186260
CXO|CONCHO RESOURCES INC|FTBR|Foliofn Investments, Inc.|1497
CXO|CONCHO RESOURCES INC|GARC|ICAP Corporates LLC|165296
CXO|CONCHO RESOURCES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7445
CXO|CONCHO RESOURCES INC|GLIS|TD Securities Inc|1123
CXO|CONCHO RESOURCES INC|GLPX|ACS EXECUTION SERVICES, LLC|113966
CXO|CONCHO RESOURCES INC|GSCO|GOLDMAN SACHS & CO. LLC|2157487
CXO|CONCHO RESOURCES INC|GSCS|GOLDMAN SACHS & CO. LLC|53226
CXO|CONCHO RESOURCES INC|GSLT|GOLDMAN SACHS & CO. LLC|44097
CXO|CONCHO RESOURCES INC|GTSZ|GTS SECURITIES LLC|296375
CXO|CONCHO RESOURCES INC|HAPX|HAP Trading, LLC|345
CXO|CONCHO RESOURCES INC|HRBF|American Enterprise Investment Services Inc.|16796
CXO|CONCHO RESOURCES INC|HSBC|HSBC Securities, Inc.|47598
CXO|CONCHO RESOURCES INC|IATS|INTERACTIVE BROKERS LLC|32750
CXO|CONCHO RESOURCES INC|IBKR|Interactive Brokers Llc|127610
CXO|CONCHO RESOURCES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2463
CXO|CONCHO RESOURCES INC|ICBX|INSTINET, LLC|254762
CXO|CONCHO RESOURCES INC|IEQY|CITADEL SECURITIES LLC|374455
CXO|CONCHO RESOURCES INC|INCA|INSTINET, LLC|652223
CXO|CONCHO RESOURCES INC|INJX|INSTINET, LLC|50449
CXO|CONCHO RESOURCES INC|INTL|INTL FCSTONE FINANCIAL INC.|82
CXO|CONCHO RESOURCES INC|ITGI|ITG Inc.|101782
CXO|CONCHO RESOURCES INC|ITGP|ITG INC.|332400
CXO|CONCHO RESOURCES INC|JANY|Janney Montgomery Scott Inc.|1239
CXO|CONCHO RESOURCES INC|JEFF|JEFFERIES LLC|406747
CXO|CONCHO RESOURCES INC|JMPT|JUMP TRADING, LLC|130279
CXO|CONCHO RESOURCES INC|JONE|JonesTrading|900
CXO|CONCHO RESOURCES INC|JPBX|J.P. MORGAN SECURITIES LLC|323615
CXO|CONCHO RESOURCES INC|JPMX|J.P. Morgan Securities LLC|1105423
CXO|CONCHO RESOURCES INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|700
CXO|CONCHO RESOURCES INC|JSJX|JANE STREET CAPITAL LLC|34503
CXO|CONCHO RESOURCES INC|JUTA|JUMP TRADING, LLC|100
CXO|CONCHO RESOURCES INC|KBWI|Keefe, Bruyette & Woods, Inc.|128021
CXO|CONCHO RESOURCES INC|KCGM|VIRTU Americas LLC|196176
CXO|CONCHO RESOURCES INC|KEYB|KEYBANC CAPITAL MARKETS INC.|10000
CXO|CONCHO RESOURCES INC|LEHM|Barclays Capital Inc./Le|2852224
CXO|CONCHO RESOURCES INC|LIME|Lime Brokerage LLC|63247
CXO|CONCHO RESOURCES INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|212620
CXO|CONCHO RESOURCES INC|LOOP|Loop Capital Markets LLC|2463
CXO|CONCHO RESOURCES INC|LQNA|LIQUIDNET, INC.|268500
CXO|CONCHO RESOURCES INC|LSCI|Lek Securities Corporation|24302
CXO|CONCHO RESOURCES INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CXO|CONCHO RESOURCES INC|MAXM|Maxim Group LLC|4570
CXO|CONCHO RESOURCES INC|MBTS|ALLY INVEST SECURITIES LLC|737
CXO|CONCHO RESOURCES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|217095
CXO|CONCHO RESOURCES INC|MNDX|TJM Investments, LLC|1338
CXO|CONCHO RESOURCES INC|MOTF|MOTIF INVESTING, INC.|52
CXO|CONCHO RESOURCES INC|MSCO|MORGAN STANLEY & CO. LLC|2957447
CXO|CONCHO RESOURCES INC|MSPL|MORGAN STANLEY & CO. LLC|951800
CXO|CONCHO RESOURCES INC|MSTX|MORGAN STANLEY & CO. LLC|283800
CXO|CONCHO RESOURCES INC|NATL|National Securities Corporation|121
CXO|CONCHO RESOURCES INC|NBCS|NBC Securities, INC.|250
CXO|CONCHO RESOURCES INC|NEUB|NEUBERGER BERMAN BD LLC|8883
CXO|CONCHO RESOURCES INC|NFSC|National Financial Services LLC|581727
CXO|CONCHO RESOURCES INC|NITE|VIRTU Americas LLC|895227
CXO|CONCHO RESOURCES INC|NITP|VIRTU Americas LLC|416
CXO|CONCHO RESOURCES INC|NQRB|Brut, LLC|11895
CXO|CONCHO RESOURCES INC|NTBF|BMO Nesbitt Burns Inc./CDS|35
CXO|CONCHO RESOURCES INC|NTRC|Northern Trust Securities, Inc.|15820
CXO|CONCHO RESOURCES INC|OGRU|Oscar Gruss & Son, Incorporated|36222
CXO|CONCHO RESOURCES INC|OHOS|TWO SIGMA SECURITIES, LLC|150558
CXO|CONCHO RESOURCES INC|OPCO|Oppenheimer & Co. Inc.|100499
CXO|CONCHO RESOURCES INC|OTAA|OTA LLC|29800
CXO|CONCHO RESOURCES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CXO|CONCHO RESOURCES INC|PDQM|CODA MARKETS, INC.|297717
CXO|CONCHO RESOURCES INC|PHLY|NASDAQ Execution Services, LLC|4600
CXO|CONCHO RESOURCES INC|PIPR|Piper Jaffray & Co.|23250
CXO|CONCHO RESOURCES INC|PWJC|UBS Financial Services, Inc.|1974
CXO|CONCHO RESOURCES INC|QMSR|QUATTRO M SECURITIES INC.|935
CXO|CONCHO RESOURCES INC|RBCM|RBC CAPITAL MARKETS, LLC|30628
CXO|CONCHO RESOURCES INC|RGLD|Regal Securities, Inc|35
CXO|CONCHO RESOURCES INC|SAGL|SAGETRADER, LLC|116671
CXO|CONCHO RESOURCES INC|SAGW|SAGETRADER, LLC|48
CXO|CONCHO RESOURCES INC|SBSH|Citigroup Global Markets Inc.|285917
CXO|CONCHO RESOURCES INC|SCMC|Scotia Capital Markets (USA) Inc.|300
CXO|CONCHO RESOURCES INC|SEIC|SEI Investments Distribution Co.|100
CXO|CONCHO RESOURCES INC|SGMT|GOLDMAN SACHS & CO. LLC|511211
CXO|CONCHO RESOURCES INC|SIBO|Prime Executions, Inc.|44967
CXO|CONCHO RESOURCES INC|SJLS|TRADE INFORMATICS LLC|22783
CXO|CONCHO RESOURCES INC|SPDR|SPEEDROUTE LLC|33770
CXO|CONCHO RESOURCES INC|SPHN|Stephens Inc.|524
CXO|CONCHO RESOURCES INC|STFL|Stifel, Nicolaus & Company, Incorporated|21944
CXO|CONCHO RESOURCES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4389
CXO|CONCHO RESOURCES INC|SWIM|TD Ameritrade, Inc.|66801
CXO|CONCHO RESOURCES INC|SWST|Hilltop Securities Inc.|2199
CXO|CONCHO RESOURCES INC|TKNG|ALLY INVEST SECURITIES LLC|1899
CXO|CONCHO RESOURCES INC|TMBR|Timber Hill LLC|90
CXO|CONCHO RESOURCES INC|TOUR|TOURMALINE PARTNERS, LLC|17400
CXO|CONCHO RESOURCES INC|TRBT|Tradebot Systems, Inc.|420952
CXO|CONCHO RESOURCES INC|TRCM|TRC MARKETS LLC|495482
CXO|CONCHO RESOURCES INC|TWTT|TASTYWORKS, INC.|105
CXO|CONCHO RESOURCES INC|UBSA|UBS SECURITIES LLC|2176967
CXO|CONCHO RESOURCES INC|UBSS|UBS Securities LLC|2564589
CXO|CONCHO RESOURCES INC|USCA|USCA Securities LLC|100
CXO|CONCHO RESOURCES INC|VALX|VIRTU AMERICAS LLC|30281
CXO|CONCHO RESOURCES INC|VGRD|Vanguard Marketing Corporation|26441
CXO|CONCHO RESOURCES INC|WABR|Wall Street Access|5000
CXO|CONCHO RESOURCES INC|WBLR|WILLIAM BLAIR|100
CXO|CONCHO RESOURCES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5739
CXO|CONCHO RESOURCES INC|WCHV|WELLS FARGO SECURITIES, LLC|492334
CXO|CONCHO RESOURCES INC|WDNX|WEEDEN & CO.L.P.|2542
CXO|CONCHO RESOURCES INC|WEDB|WEDBUSH SECURITIES INC.|3112
CXO|CONCHO RESOURCES INC|WEED|Weeden & Co.L.P.|4978
CXO|CONCHO RESOURCES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58432
CXO|CONCHO RESOURCES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78732
CXO|CONCHO RESOURCES INC|WFPB|Wells Fargo Securities, LLC.|3800
CXO|CONCHO RESOURCES INC|WGIF|CIBC World Markets Inc.|679
CXO|CONCHO RESOURCES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|963
CXO|CONCHO RESOURCES INC|WSAG|WALL STREET ACCESS|684
CXO|CONCHO RESOURCES INC|WSEA|WOLVERINE SECURITIES, LLC|14567
CXO|CONCHO RESOURCES INC|XIST|INSTINET, LLC|35590
CXO|CONCHO RESOURCES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|157858
CXO|CONCHO RESOURCES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|29947
CXO|CONCHO RESOURCES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4282
CXP|COLUMBIA PPTY TRUST|ADAM|CANACCORD GENUITY INC.|45000
CXP|COLUMBIA PPTY TRUST|ALTX|Alternet Securities Inc.|10800
CXP|COLUMBIA PPTY TRUST|ANOS|ABEL/NOSER, L.L.C.|200
CXP|COLUMBIA PPTY TRUST|APCC|Apex Clearing Corporation|31
CXP|COLUMBIA PPTY TRUST|BANK|Primevest Financial Services, Inc.|3587
CXP|COLUMBIA PPTY TRUST|BARD|Robert W. Baird & Co. Incorporated|2810
CXP|COLUMBIA PPTY TRUST|BATM|CBOE TRADING, INC.|1105
CXP|COLUMBIA PPTY TRUST|BAYC|BAY CREST PARTNERS, LLC|6660
CXP|COLUMBIA PPTY TRUST|BBNT|BB&T SECURITIES, LLC|1268
CXP|COLUMBIA PPTY TRUST|BERN|Sanford C. Bernstein & Co., LLC|80400
CXP|COLUMBIA PPTY TRUST|BIDS|BIDS TRADING L.P.|100
CXP|COLUMBIA PPTY TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48461
CXP|COLUMBIA PPTY TRUST|BLKX|INSTINET, LLC|138448
CXP|COLUMBIA PPTY TRUST|BMOC|BMO Capital Markets Corp.|239294
CXP|COLUMBIA PPTY TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|21024
CXP|COLUMBIA PPTY TRUST|BTIG|BTIG, LLC|8104
CXP|COLUMBIA PPTY TRUST|BYXM|CBOE TRADING, INC.|466
CXP|COLUMBIA PPTY TRUST|BZYD|GOLDMAN SACHS & CO. LLC|7993
CXP|COLUMBIA PPTY TRUST|CANT|Cantor Fitzgerald & Co.|4073
CXP|COLUMBIA PPTY TRUST|CHAS|Charles Schwab & Co., Inc.|303
CXP|COLUMBIA PPTY TRUST|CIST|Capital Institutional Services, Inc.|212
CXP|COLUMBIA PPTY TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199462
CXP|COLUMBIA PPTY TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CXP|COLUMBIA PPTY TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|877
CXP|COLUMBIA PPTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|241296
CXP|COLUMBIA PPTY TRUST|CTDL|Citadel Derivatives Group Llc|5626
CXP|COLUMBIA PPTY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|51970
CXP|COLUMBIA PPTY TRUST|DAVA|Davenport & Company LLC|26
CXP|COLUMBIA PPTY TRUST|DBAB|Deutsche Bank Securities Inc.|287751
CXP|COLUMBIA PPTY TRUST|DBAX|Deutsche Bank Securities Inc.|271500
CXP|COLUMBIA PPTY TRUST|DBUL|Deutsche Bank Securities Inc.|2300
CXP|COLUMBIA PPTY TRUST|DCHF|Dart Executions, LLC|812
CXP|COLUMBIA PPTY TRUST|DEAN|MORGAN STANLEY|5841
CXP|COLUMBIA PPTY TRUST|DEGS|RONIN PROFESSIONAL LLC|328
CXP|COLUMBIA PPTY TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1966
CXP|COLUMBIA PPTY TRUST|EBXL|EBX LLC|171100
CXP|COLUMBIA PPTY TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|23357
CXP|COLUMBIA PPTY TRUST|EDJO|Edward D. Jones & Co., L.P.|4700
CXP|COLUMBIA PPTY TRUST|EGAM|CBOE TRADING, INC.|18468
CXP|COLUMBIA PPTY TRUST|EGAW|CBOE TRADING, INC.|100
CXP|COLUMBIA PPTY TRUST|EGXM|CBOE TRADING, INC.|943
CXP|COLUMBIA PPTY TRUST|ETBE|Electronic Transaction Clearing, Inc.|6227
CXP|COLUMBIA PPTY TRUST|ETCC|Electronic Transaction Clearing, Inc.|90
CXP|COLUMBIA PPTY TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|715
CXP|COLUMBIA PPTY TRUST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|888
CXP|COLUMBIA PPTY TRUST|ETRS|E*Trade Securities LLC|1746
CXP|COLUMBIA PPTY TRUST|FBSB|U.S. Bancorp Investments, Inc.|664
CXP|COLUMBIA PPTY TRUST|FILL|Tradestation Securities, Inc.|2302
CXP|COLUMBIA PPTY TRUST|FINX|FINTECH SECURITIES|400
CXP|COLUMBIA PPTY TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6000
CXP|COLUMBIA PPTY TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99459
CXP|COLUMBIA PPTY TRUST|FTBR|Foliofn Investments, Inc.|84
CXP|COLUMBIA PPTY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|11566
CXP|COLUMBIA PPTY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|614875
CXP|COLUMBIA PPTY TRUST|GSCS|GOLDMAN SACHS & CO. LLC|168
CXP|COLUMBIA PPTY TRUST|GSLT|GOLDMAN SACHS & CO. LLC|8072
CXP|COLUMBIA PPTY TRUST|GTSZ|GTS SECURITIES LLC|117518
CXP|COLUMBIA PPTY TRUST|HRBF|American Enterprise Investment Services Inc.|3818
CXP|COLUMBIA PPTY TRUST|HSBC|HSBC Securities, Inc.|200
CXP|COLUMBIA PPTY TRUST|IATS|INTERACTIVE BROKERS LLC|1947
CXP|COLUMBIA PPTY TRUST|IBKR|Interactive Brokers Llc|8790
CXP|COLUMBIA PPTY TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1639
CXP|COLUMBIA PPTY TRUST|ICBX|INSTINET, LLC|55504
CXP|COLUMBIA PPTY TRUST|IEQY|CITADEL SECURITIES LLC|33391
CXP|COLUMBIA PPTY TRUST|INCA|INSTINET, LLC|187038
CXP|COLUMBIA PPTY TRUST|INJX|INSTINET, LLC|100
CXP|COLUMBIA PPTY TRUST|ITGI|ITG Inc.|43952
CXP|COLUMBIA PPTY TRUST|ITGP|ITG INC.|147600
CXP|COLUMBIA PPTY TRUST|JANY|Janney Montgomery Scott Inc.|834
CXP|COLUMBIA PPTY TRUST|JEFF|JEFFERIES LLC|52933
CXP|COLUMBIA PPTY TRUST|JMPT|JUMP TRADING, LLC|52858
CXP|COLUMBIA PPTY TRUST|JONE|JonesTrading|34689
CXP|COLUMBIA PPTY TRUST|JPBX|J.P. MORGAN SECURITIES LLC|26814
CXP|COLUMBIA PPTY TRUST|JPMX|J.P. Morgan Securities LLC|164764
CXP|COLUMBIA PPTY TRUST|JSJX|JANE STREET CAPITAL LLC|7428
CXP|COLUMBIA PPTY TRUST|KCGM|VIRTU Americas LLC|29295
CXP|COLUMBIA PPTY TRUST|LEHM|Barclays Capital Inc./Le|574979
CXP|COLUMBIA PPTY TRUST|LGNT|COR CLEARING LLC|4
CXP|COLUMBIA PPTY TRUST|LIME|Lime Brokerage LLC|20916
CXP|COLUMBIA PPTY TRUST|LOOP|Loop Capital Markets LLC|100
CXP|COLUMBIA PPTY TRUST|LQNA|LIQUIDNET, INC.|550000
CXP|COLUMBIA PPTY TRUST|MAXM|Maxim Group LLC|1168
CXP|COLUMBIA PPTY TRUST|MKMP|MKM Partners LLC|19976
CXP|COLUMBIA PPTY TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|117501
CXP|COLUMBIA PPTY TRUST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CXP|COLUMBIA PPTY TRUST|MOTF|MOTIF INVESTING, INC.|1
CXP|COLUMBIA PPTY TRUST|MSCO|MORGAN STANLEY & CO. LLC|669064
CXP|COLUMBIA PPTY TRUST|MSPL|MORGAN STANLEY & CO. LLC|259800
CXP|COLUMBIA PPTY TRUST|MSTX|MORGAN STANLEY & CO. LLC|109300
CXP|COLUMBIA PPTY TRUST|MULL|MARK J. MULLER EQUITIES, INC.|1550
CXP|COLUMBIA PPTY TRUST|NFSC|National Financial Services LLC|73536
CXP|COLUMBIA PPTY TRUST|NITE|VIRTU Americas LLC|201168
CXP|COLUMBIA PPTY TRUST|NQRB|Brut, LLC|284
CXP|COLUMBIA PPTY TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|568
CXP|COLUMBIA PPTY TRUST|NTRC|Northern Trust Securities, Inc.|14423
CXP|COLUMBIA PPTY TRUST|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|17700
CXP|COLUMBIA PPTY TRUST|PDQM|CODA MARKETS, INC.|24624
CXP|COLUMBIA PPTY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|8580
CXP|COLUMBIA PPTY TRUST|SAGL|SAGETRADER, LLC|1700
CXP|COLUMBIA PPTY TRUST|SALI|INTL FCSTONE FINANCIAL INC.|1
CXP|COLUMBIA PPTY TRUST|SBSH|Citigroup Global Markets Inc.|113195
CXP|COLUMBIA PPTY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|164628
CXP|COLUMBIA PPTY TRUST|SPDR|SPEEDROUTE LLC|15329
CXP|COLUMBIA PPTY TRUST|SPGS|Sea Port Group Securities, LLC|200
CXP|COLUMBIA PPTY TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|29572
CXP|COLUMBIA PPTY TRUST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6036
CXP|COLUMBIA PPTY TRUST|SWIM|TD Ameritrade, Inc.|95
CXP|COLUMBIA PPTY TRUST|SWST|Hilltop Securities Inc.|516
CXP|COLUMBIA PPTY TRUST|TRBT|Tradebot Systems, Inc.|97474
CXP|COLUMBIA PPTY TRUST|TRCM|TRC MARKETS LLC|66241
CXP|COLUMBIA PPTY TRUST|UBSA|UBS SECURITIES LLC|523260
CXP|COLUMBIA PPTY TRUST|UBSS|UBS Securities LLC|487768
CXP|COLUMBIA PPTY TRUST|VALX|VIRTU AMERICAS LLC|18654
CXP|COLUMBIA PPTY TRUST|VGRD|Vanguard Marketing Corporation|1953
CXP|COLUMBIA PPTY TRUST|WBPX|SUMMIT SECURITIES GROUP, LLC|6964
CXP|COLUMBIA PPTY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|98388
CXP|COLUMBIA PPTY TRUST|WEDB|WEDBUSH SECURITIES INC.|1355
CXP|COLUMBIA PPTY TRUST|WEED|Weeden & Co.L.P.|1585
CXP|COLUMBIA PPTY TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|880
CXP|COLUMBIA PPTY TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|903
CXP|COLUMBIA PPTY TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|119
CXP|COLUMBIA PPTY TRUST|WSEA|WOLVERINE SECURITIES, LLC|417
CXP|COLUMBIA PPTY TRUST|XIST|INSTINET, LLC|11000
CXP|COLUMBIA PPTY TRUST|XPQR|Jump Trading|215
CXP|COLUMBIA PPTY TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|8862
CXP|COLUMBIA PPTY TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
CXP|COLUMBIA PPTY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22461
CXSE|WISDOMTREE CHINA EX-|APCC|Apex Clearing Corporation|157
CXSE|WISDOMTREE CHINA EX-|BANK|Primevest Financial Services, Inc.|1
CXSE|WISDOMTREE CHINA EX-|BATM|CBOE TRADING, INC.|1
CXSE|WISDOMTREE CHINA EX-|BKMM|BNY MELLON CAPITAL MARKETS, LLC|161
CXSE|WISDOMTREE CHINA EX-|CANT|Cantor Fitzgerald & Co.|19376
CXSE|WISDOMTREE CHINA EX-|CHAS|Charles Schwab & Co., Inc.|272
CXSE|WISDOMTREE CHINA EX-|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13600
CXSE|WISDOMTREE CHINA EX-|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
CXSE|WISDOMTREE CHINA EX-|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1200
CXSE|WISDOMTREE CHINA EX-|CTDL|Citadel Derivatives Group Llc|9143
CXSE|WISDOMTREE CHINA EX-|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
CXSE|WISDOMTREE CHINA EX-|DBAX|Deutsche Bank Securities Inc.|900
CXSE|WISDOMTREE CHINA EX-|DEAN|MORGAN STANLEY|390
CXSE|WISDOMTREE CHINA EX-|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3409
CXSE|WISDOMTREE CHINA EX-|EBXL|EBX LLC|1100
CXSE|WISDOMTREE CHINA EX-|ECUT|CONVERGEX EXECUTION SOLUTIONS|2699
CXSE|WISDOMTREE CHINA EX-|EGXM|CBOE TRADING, INC.|1
CXSE|WISDOMTREE CHINA EX-|ETRS|E*Trade Securities LLC|8696
CXSE|WISDOMTREE CHINA EX-|FBCO|Credit Suisse Securities (USA) LLC|9187
CXSE|WISDOMTREE CHINA EX-|FILL|Tradestation Securities, Inc.|1126
CXSE|WISDOMTREE CHINA EX-|FMAF|NBCN Inc./ CDS|1385
CXSE|WISDOMTREE CHINA EX-|FOMA|TD AMERITRADE CLEARING, INC.|28164
CXSE|WISDOMTREE CHINA EX-|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|504
CXSE|WISDOMTREE CHINA EX-|FTBR|Foliofn Investments, Inc.|55
CXSE|WISDOMTREE CHINA EX-|GEBB|GLOBAL EXECUTION BROKERS, LP|726
CXSE|WISDOMTREE CHINA EX-|GLPX|ACS EXECUTION SERVICES, LLC|13
CXSE|WISDOMTREE CHINA EX-|GSCO|GOLDMAN SACHS & CO. LLC|515
CXSE|WISDOMTREE CHINA EX-|GSLT|GOLDMAN SACHS & CO. LLC|29
CXSE|WISDOMTREE CHINA EX-|GTSZ|GTS SECURITIES LLC|5086
CXSE|WISDOMTREE CHINA EX-|HRBF|American Enterprise Investment Services Inc.|1333
CXSE|WISDOMTREE CHINA EX-|HSBC|HSBC Securities, Inc.|250
CXSE|WISDOMTREE CHINA EX-|IATS|INTERACTIVE BROKERS LLC|824
CXSE|WISDOMTREE CHINA EX-|IBKR|Interactive Brokers Llc|9368
CXSE|WISDOMTREE CHINA EX-|ICBX|INSTINET, LLC|600
CXSE|WISDOMTREE CHINA EX-|INCA|INSTINET, LLC|1210
CXSE|WISDOMTREE CHINA EX-|INJX|INSTINET, LLC|800
CXSE|WISDOMTREE CHINA EX-|ITGI|ITG Inc.|1156
CXSE|WISDOMTREE CHINA EX-|ITGP|ITG INC.|800
CXSE|WISDOMTREE CHINA EX-|JANY|Janney Montgomery Scott Inc.|95
CXSE|WISDOMTREE CHINA EX-|JEFF|JEFFERIES LLC|4000
CXSE|WISDOMTREE CHINA EX-|JPMX|J.P. Morgan Securities LLC|200
CXSE|WISDOMTREE CHINA EX-|JSJX|JANE STREET CAPITAL LLC|26304
CXSE|WISDOMTREE CHINA EX-|KCGM|VIRTU Americas LLC|3457
CXSE|WISDOMTREE CHINA EX-|LEHM|Barclays Capital Inc./Le|3000
CXSE|WISDOMTREE CHINA EX-|LIME|Lime Brokerage LLC|2757
CXSE|WISDOMTREE CHINA EX-|LSCI|Lek Securities Corporation|800
CXSE|WISDOMTREE CHINA EX-|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
CXSE|WISDOMTREE CHINA EX-|MOTF|MOTIF INVESTING, INC.|1
CXSE|WISDOMTREE CHINA EX-|MSCO|MORGAN STANLEY & CO. LLC|50463
CXSE|WISDOMTREE CHINA EX-|MSPL|MORGAN STANLEY & CO. LLC|1600
CXSE|WISDOMTREE CHINA EX-|MTON|MILLINGTON SECURITIES, INC.|18876
CXSE|WISDOMTREE CHINA EX-|NFSC|National Financial Services LLC|31928
CXSE|WISDOMTREE CHINA EX-|NITE|VIRTU Americas LLC|38823
CXSE|WISDOMTREE CHINA EX-|NQRB|Brut, LLC|1296
CXSE|WISDOMTREE CHINA EX-|PDQM|CODA MARKETS, INC.|24
CXSE|WISDOMTREE CHINA EX-|PWJC|UBS Financial Services, Inc.|242
CXSE|WISDOMTREE CHINA EX-|RAJA|Raymond James & Associates, Inc.|242
CXSE|WISDOMTREE CHINA EX-|SBSH|Citigroup Global Markets Inc.|7102
CXSE|WISDOMTREE CHINA EX-|STFL|Stifel, Nicolaus & Company, Incorporated|325
CXSE|WISDOMTREE CHINA EX-|SWIM|TD Ameritrade, Inc.|2111
CXSE|WISDOMTREE CHINA EX-|TKNG|ALLY INVEST SECURITIES LLC|269
CXSE|WISDOMTREE CHINA EX-|TRCM|TRC MARKETS LLC|698
CXSE|WISDOMTREE CHINA EX-|UBSA|UBS SECURITIES LLC|5355
CXSE|WISDOMTREE CHINA EX-|UBSS|UBS Securities LLC|32708
CXSE|WISDOMTREE CHINA EX-|VALX|VIRTU AMERICAS LLC|248
CXSE|WISDOMTREE CHINA EX-|VGRD|Vanguard Marketing Corporation|7484
CXSE|WISDOMTREE CHINA EX-|WCHV|WELLS FARGO SECURITIES, LLC|806
CXSE|WISDOMTREE CHINA EX-|WEXM|WOLVERINE EXECUTION SERVICES, LLC|252
CXSE|WISDOMTREE CHINA EX-|WGIF|CIBC World Markets Inc.|922
CXSE|WISDOMTREE CHINA EX-|WSEA|WOLVERINE SECURITIES, LLC|343
CXSE|WISDOMTREE CHINA EX-|YLPL|Linsco/Private Ledger Financial Services, Incorporated|170
CXW|CORECIVIC, INC.|ABLE|NATIXIS Securities Americas LLC|1554
CXW|CORECIVIC, INC.|AGIS|Aegis Capital Corp.|2600
CXW|CORECIVIC, INC.|ALTX|Alternet Securities Inc.|5151
CXW|CORECIVIC, INC.|APCC|Apex Clearing Corporation|14602
CXW|CORECIVIC, INC.|BANK|Primevest Financial Services, Inc.|1115
CXW|CORECIVIC, INC.|BARD|Robert W. Baird & Co. Incorporated|3537
CXW|CORECIVIC, INC.|BATM|CBOE TRADING, INC.|5327
CXW|CORECIVIC, INC.|BAYC|BAY CREST PARTNERS, LLC|4069
CXW|CORECIVIC, INC.|BAYT|BTIG, LLC|800
CXW|CORECIVIC, INC.|BBNT|BB&T SECURITIES, LLC|7147
CXW|CORECIVIC, INC.|BERN|Sanford C. Bernstein & Co., LLC|27550
CXW|CORECIVIC, INC.|BIDS|BIDS TRADING L.P.|2600
CXW|CORECIVIC, INC.|BIMI|Banca IMI Securities Corp.|5
CXW|CORECIVIC, INC.|BKCM|BNY Mellon Capital Markets LLC|26257
CXW|CORECIVIC, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21470
CXW|CORECIVIC, INC.|BLKX|INSTINET, LLC|272771
CXW|CORECIVIC, INC.|BNCH|The Benchmark Company, LLC|11891
CXW|CORECIVIC, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|35399
CXW|CORECIVIC, INC.|BRVL|BLAYLOCK VAN, LLC|2500
CXW|CORECIVIC, INC.|BTIG|BTIG, LLC|100068
CXW|CORECIVIC, INC.|BYXM|CBOE TRADING, INC.|5268
CXW|CORECIVIC, INC.|BZYD|GOLDMAN SACHS & CO. LLC|3057
CXW|CORECIVIC, INC.|CANT|Cantor Fitzgerald & Co.|2
CXW|CORECIVIC, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|15600
CXW|CORECIVIC, INC.|CHAS|Charles Schwab & Co., Inc.|3687
CXW|CORECIVIC, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41884
CXW|CORECIVIC, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3557
CXW|CORECIVIC, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17188
CXW|CORECIVIC, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|377165
CXW|CORECIVIC, INC.|CTDL|Citadel Derivatives Group Llc|24427
CXW|CORECIVIC, INC.|CTLR|CUTLER GROUP, LP|1274
CXW|CORECIVIC, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|72218
CXW|CORECIVIC, INC.|DADA|D.A. Davidson & Co.|2904
CXW|CORECIVIC, INC.|DAVA|Davenport & Company LLC|100
CXW|CORECIVIC, INC.|DBAB|Deutsche Bank Securities Inc.|167850
CXW|CORECIVIC, INC.|DBAX|Deutsche Bank Securities Inc.|258000
CXW|CORECIVIC, INC.|DBUL|Deutsche Bank Securities Inc.|520
CXW|CORECIVIC, INC.|DCHF|Dart Executions, LLC|300
CXW|CORECIVIC, INC.|DEAN|MORGAN STANLEY|11799
CXW|CORECIVIC, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34374
CXW|CORECIVIC, INC.|DRWK|DRW SECURITIES, L.L.C.|2040
CXW|CORECIVIC, INC.|EBXL|EBX LLC|230600
CXW|CORECIVIC, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|50728
CXW|CORECIVIC, INC.|EDJC|Edward Jones / CDS|110
CXW|CORECIVIC, INC.|EDJO|Edward D. Jones & Co., L.P.|11857
CXW|CORECIVIC, INC.|EGAM|CBOE TRADING, INC.|13622
CXW|CORECIVIC, INC.|EGAW|CBOE TRADING, INC.|168
CXW|CORECIVIC, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
CXW|CORECIVIC, INC.|EGXM|CBOE TRADING, INC.|3969
CXW|CORECIVIC, INC.|ETBE|Electronic Transaction Clearing, Inc.|10143
CXW|CORECIVIC, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
CXW|CORECIVIC, INC.|ETCC|Electronic Transaction Clearing, Inc.|400
CXW|CORECIVIC, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5336
CXW|CORECIVIC, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1451
CXW|CORECIVIC, INC.|ETRS|E*Trade Securities LLC|313692
CXW|CORECIVIC, INC.|FILL|Tradestation Securities, Inc.|785
CXW|CORECIVIC, INC.|FINX|FINTECH SECURITIES|237
CXW|CORECIVIC, INC.|FMAF|NBCN Inc./ CDS|443
CXW|CORECIVIC, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6237
CXW|CORECIVIC, INC.|FQLS|Quantlab Securities LP|304446
CXW|CORECIVIC, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|151747
CXW|CORECIVIC, INC.|FTBR|Foliofn Investments, Inc.|15504
CXW|CORECIVIC, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3990
CXW|CORECIVIC, INC.|GLIS|TD Securities Inc|1702
CXW|CORECIVIC, INC.|GLPX|ACS EXECUTION SERVICES, LLC|35809
CXW|CORECIVIC, INC.|GNAV|GREEN STREET TRADING, LLC|13227
CXW|CORECIVIC, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2000859
CXW|CORECIVIC, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3258
CXW|CORECIVIC, INC.|GSLT|GOLDMAN SACHS & CO. LLC|9551
CXW|CORECIVIC, INC.|GTSZ|GTS SECURITIES LLC|53267
CXW|CORECIVIC, INC.|HAPX|HAP Trading, LLC|300
CXW|CORECIVIC, INC.|HRBF|American Enterprise Investment Services Inc.|5543
CXW|CORECIVIC, INC.|HSBC|HSBC Securities, Inc.|300
CXW|CORECIVIC, INC.|IATS|INTERACTIVE BROKERS LLC|15468
CXW|CORECIVIC, INC.|IBKR|Interactive Brokers Llc|17176
CXW|CORECIVIC, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4145
CXW|CORECIVIC, INC.|ICBX|INSTINET, LLC|92742
CXW|CORECIVIC, INC.|IEQY|CITADEL SECURITIES LLC|176632
CXW|CORECIVIC, INC.|INCA|INSTINET, LLC|171924
CXW|CORECIVIC, INC.|INJX|INSTINET, LLC|114
CXW|CORECIVIC, INC.|ITGI|ITG Inc.|182853
CXW|CORECIVIC, INC.|ITGP|ITG INC.|312400
CXW|CORECIVIC, INC.|JANY|Janney Montgomery Scott Inc.|208
CXW|CORECIVIC, INC.|JEFF|JEFFERIES LLC|174745
CXW|CORECIVIC, INC.|JMPT|JUMP TRADING, LLC|68962
CXW|CORECIVIC, INC.|JPBX|J.P. MORGAN SECURITIES LLC|80022
CXW|CORECIVIC, INC.|JPMX|J.P. Morgan Securities LLC|455121
CXW|CORECIVIC, INC.|JSJX|JANE STREET CAPITAL LLC|8246
CXW|CORECIVIC, INC.|KCGM|VIRTU Americas LLC|63171
CXW|CORECIVIC, INC.|LEHM|Barclays Capital Inc./Le|776251
CXW|CORECIVIC, INC.|LIME|Lime Brokerage LLC|16565
CXW|CORECIVIC, INC.|LOOP|Loop Capital Markets LLC|23905
CXW|CORECIVIC, INC.|LQNA|LIQUIDNET, INC.|118400
CXW|CORECIVIC, INC.|LSCI|Lek Securities Corporation|100
CXW|CORECIVIC, INC.|MBTS|ALLY INVEST SECURITIES LLC|200
CXW|CORECIVIC, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172653
CXW|CORECIVIC, INC.|MOTF|MOTIF INVESTING, INC.|2
CXW|CORECIVIC, INC.|MSCO|MORGAN STANLEY & CO. LLC|1127572
CXW|CORECIVIC, INC.|MSPL|MORGAN STANLEY & CO. LLC|375800
CXW|CORECIVIC, INC.|MSTX|MORGAN STANLEY & CO. LLC|248900
CXW|CORECIVIC, INC.|NATL|National Securities Corporation|900
CXW|CORECIVIC, INC.|NEUB|NEUBERGER BERMAN BD LLC|287
CXW|CORECIVIC, INC.|NFSC|National Financial Services LLC|379040
CXW|CORECIVIC, INC.|NITE|VIRTU Americas LLC|699832
CXW|CORECIVIC, INC.|NITP|VIRTU Americas LLC|1790
CXW|CORECIVIC, INC.|NQRB|Brut, LLC|11000
CXW|CORECIVIC, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|400
CXW|CORECIVIC, INC.|OHOS|TWO SIGMA SECURITIES, LLC|76999
CXW|CORECIVIC, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|12600
CXW|CORECIVIC, INC.|OPCO|Oppenheimer & Co. Inc.|7250
CXW|CORECIVIC, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|804
CXW|CORECIVIC, INC.|PDQM|CODA MARKETS, INC.|63113
CXW|CORECIVIC, INC.|PHLY|NASDAQ Execution Services, LLC|59400
CXW|CORECIVIC, INC.|PWJC|UBS Financial Services, Inc.|3385
CXW|CORECIVIC, INC.|RBCM|RBC CAPITAL MARKETS, LLC|7324
CXW|CORECIVIC, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|108455
CXW|CORECIVIC, INC.|SAGL|SAGETRADER, LLC|4100
CXW|CORECIVIC, INC.|SAGW|SAGETRADER, LLC|6
CXW|CORECIVIC, INC.|SALI|INTL FCSTONE FINANCIAL INC.|16
CXW|CORECIVIC, INC.|SBSH|Citigroup Global Markets Inc.|181996
CXW|CORECIVIC, INC.|SGMT|GOLDMAN SACHS & CO. LLC|130849
CXW|CORECIVIC, INC.|SIBO|Prime Executions, Inc.|9807
CXW|CORECIVIC, INC.|SPDR|SPEEDROUTE LLC|12497
CXW|CORECIVIC, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|127394
CXW|CORECIVIC, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1889
CXW|CORECIVIC, INC.|STKP|STOCKPILE INVESTMENTS, INC.|26
CXW|CORECIVIC, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5768
CXW|CORECIVIC, INC.|SWIM|TD Ameritrade, Inc.|167993
CXW|CORECIVIC, INC.|SWST|Hilltop Securities Inc.|11977
CXW|CORECIVIC, INC.|TKNG|ALLY INVEST SECURITIES LLC|13382
CXW|CORECIVIC, INC.|TRBT|Tradebot Systems, Inc.|215226
CXW|CORECIVIC, INC.|TRCM|TRC MARKETS LLC|216081
CXW|CORECIVIC, INC.|TWTT|TASTYWORKS, INC.|105
CXW|CORECIVIC, INC.|UBSA|UBS SECURITIES LLC|665350
CXW|CORECIVIC, INC.|UBSS|UBS Securities LLC|670061
CXW|CORECIVIC, INC.|VALX|VIRTU AMERICAS LLC|11404
CXW|CORECIVIC, INC.|VGRD|Vanguard Marketing Corporation|12488
CXW|CORECIVIC, INC.|VSIN|Vision Financial Markets Llc|16
CXW|CORECIVIC, INC.|WABR|Wall Street Access|61759
CXW|CORECIVIC, INC.|WBLR|WILLIAM BLAIR|1250
CXW|CORECIVIC, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|4471
CXW|CORECIVIC, INC.|WCHV|WELLS FARGO SECURITIES, LLC|485171
CXW|CORECIVIC, INC.|WDNX|WEEDEN & CO.L.P.|95914
CXW|CORECIVIC, INC.|WEDB|WEDBUSH SECURITIES INC.|10160
CXW|CORECIVIC, INC.|WEED|Weeden & Co.L.P.|36910
CXW|CORECIVIC, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14719
CXW|CORECIVIC, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21049
CXW|CORECIVIC, INC.|WGIF|CIBC World Markets Inc.|1000
CXW|CORECIVIC, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|321
CXW|CORECIVIC, INC.|WSEA|WOLVERINE SECURITIES, LLC|18304
CXW|CORECIVIC, INC.|XIST|INSTINET, LLC|228660
CXW|CORECIVIC, INC.|XPQR|Jump Trading|7585
CXW|CORECIVIC, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|78338
CXW|CORECIVIC, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1400
CXW|CORECIVIC, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|55747
CY|CYPRESS SEMICONDUCTR|ADAM|CANACCORD GENUITY INC.|55138
CY|CYPRESS SEMICONDUCTR|AGIS|Aegis Capital Corp.|2667
CY|CYPRESS SEMICONDUCTR|ALTX|Alternet Securities Inc.|34474
CY|CYPRESS SEMICONDUCTR|ANOS|ABEL/NOSER, L.L.C.|6910
CY|CYPRESS SEMICONDUCTR|APCC|Apex Clearing Corporation|3007
CY|CYPRESS SEMICONDUCTR|AQUA|AQUA SECURITIES L.P.|3700
CY|CYPRESS SEMICONDUCTR|AVON|Avondale Partners, LLC|500
CY|CYPRESS SEMICONDUCTR|BALE|M&T SECURITIES, INC.|500
CY|CYPRESS SEMICONDUCTR|BANK|Primevest Financial Services, Inc.|1551
CY|CYPRESS SEMICONDUCTR|BARD|Robert W. Baird & Co. Incorporated|7876
CY|CYPRESS SEMICONDUCTR|BATM|CBOE TRADING, INC.|11245
CY|CYPRESS SEMICONDUCTR|BAYT|BTIG, LLC|4300
CY|CYPRESS SEMICONDUCTR|BBNT|BB&T SECURITIES, LLC|1915
CY|CYPRESS SEMICONDUCTR|BERN|Sanford C. Bernstein & Co., LLC|272137
CY|CYPRESS SEMICONDUCTR|BIAD|SAGETRADER, LLC|5726
CY|CYPRESS SEMICONDUCTR|BIMI|Banca IMI Securities Corp.|2872
CY|CYPRESS SEMICONDUCTR|BKCM|BNY Mellon Capital Markets LLC|107771
CY|CYPRESS SEMICONDUCTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|77715
CY|CYPRESS SEMICONDUCTR|BLKX|INSTINET, LLC|137113
CY|CYPRESS SEMICONDUCTR|BMAK|BMA SECURITIES|700
CY|CYPRESS SEMICONDUCTR|BMOC|BMO Capital Markets Corp.|108000
CY|CYPRESS SEMICONDUCTR|BNPX|BNP PARIBAS SECURITIES CORP.|62262
CY|CYPRESS SEMICONDUCTR|BRGE|Newbridge Securities Corp.|500
CY|CYPRESS SEMICONDUCTR|BRVL|BLAYLOCK VAN, LLC|8500
CY|CYPRESS SEMICONDUCTR|BTIG|BTIG, LLC|188428
CY|CYPRESS SEMICONDUCTR|BYXM|CBOE TRADING, INC.|2015
CY|CYPRESS SEMICONDUCTR|BZYD|GOLDMAN SACHS & CO. LLC|2075
CY|CYPRESS SEMICONDUCTR|CANT|Cantor Fitzgerald & Co.|20966
CY|CYPRESS SEMICONDUCTR|CBLC|CITIGROUP GLOBAL MARKETS INC.|28400
CY|CYPRESS SEMICONDUCTR|CBRA|Cobra Trading, Inc.|400
CY|CYPRESS SEMICONDUCTR|CHAS|Charles Schwab & Co., Inc.|16564
CY|CYPRESS SEMICONDUCTR|CHLM|Craig-Hallum Capital Group LLC|65702
CY|CYPRESS SEMICONDUCTR|CIIV|CORPORATE INVESTMENTS GROUP, INC.|70
CY|CYPRESS SEMICONDUCTR|CIST|Capital Institutional Services, Inc.|570
CY|CYPRESS SEMICONDUCTR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|820894
CY|CYPRESS SEMICONDUCTR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|553
CY|CYPRESS SEMICONDUCTR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6523
CY|CYPRESS SEMICONDUCTR|CRFN|ROBINHOOD FINANCIAL, LLC|4
CY|CYPRESS SEMICONDUCTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1336561
CY|CYPRESS SEMICONDUCTR|CTDL|Citadel Derivatives Group Llc|60851
CY|CYPRESS SEMICONDUCTR|CTLR|CUTLER GROUP, LP|12446
CY|CYPRESS SEMICONDUCTR|CXCX|CITIGROUP GLOBAL MARKETS INC.|536078
CY|CYPRESS SEMICONDUCTR|DADA|D.A. Davidson & Co.|5000
CY|CYPRESS SEMICONDUCTR|DAVA|Davenport & Company LLC|2110
CY|CYPRESS SEMICONDUCTR|DAWA|Daiwa Capital Markets America Inc.|260
CY|CYPRESS SEMICONDUCTR|DBAB|Deutsche Bank Securities Inc.|2619663
CY|CYPRESS SEMICONDUCTR|DBAX|Deutsche Bank Securities Inc.|1345100
CY|CYPRESS SEMICONDUCTR|DBUL|Deutsche Bank Securities Inc.|200
CY|CYPRESS SEMICONDUCTR|DCHF|Dart Executions, LLC|50632
CY|CYPRESS SEMICONDUCTR|DEAN|MORGAN STANLEY|42169
CY|CYPRESS SEMICONDUCTR|DEGS|RONIN PROFESSIONAL LLC|400
CY|CYPRESS SEMICONDUCTR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22113
CY|CYPRESS SEMICONDUCTR|EBXL|EBX LLC|878400
CY|CYPRESS SEMICONDUCTR|ECUT|CONVERGEX EXECUTION SOLUTIONS|77158
CY|CYPRESS SEMICONDUCTR|EDFC|E D & F MAN CAPITAL MARKETS INC.|3600
CY|CYPRESS SEMICONDUCTR|EDJO|Edward D. Jones & Co., L.P.|1378
CY|CYPRESS SEMICONDUCTR|EGAM|CBOE TRADING, INC.|24438
CY|CYPRESS SEMICONDUCTR|EGAW|CBOE TRADING, INC.|400
CY|CYPRESS SEMICONDUCTR|EGXM|CBOE TRADING, INC.|19796
CY|CYPRESS SEMICONDUCTR|EGXW|CBOE TRADING, INC.|560
CY|CYPRESS SEMICONDUCTR|ESPO|ESPOSITO SECURITIES, LLC|4206
CY|CYPRESS SEMICONDUCTR|ETBE|Electronic Transaction Clearing, Inc.|55207
CY|CYPRESS SEMICONDUCTR|ETCB|ETC BROKERAGE SERVICES, LLC|248
CY|CYPRESS SEMICONDUCTR|ETCC|Electronic Transaction Clearing, Inc.|540
CY|CYPRESS SEMICONDUCTR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18432
CY|CYPRESS SEMICONDUCTR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13158
CY|CYPRESS SEMICONDUCTR|ETRS|E*Trade Securities LLC|1772048
CY|CYPRESS SEMICONDUCTR|FBCO|Credit Suisse Securities (USA) LLC|3020356
CY|CYPRESS SEMICONDUCTR|FILL|Tradestation Securities, Inc.|26490
CY|CYPRESS SEMICONDUCTR|FMAF|NBCN Inc./ CDS|9763
CY|CYPRESS SEMICONDUCTR|FOMA|TD AMERITRADE CLEARING, INC.|2295074
CY|CYPRESS SEMICONDUCTR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28179
CY|CYPRESS SEMICONDUCTR|FQLS|Quantlab Securities LP|919376
CY|CYPRESS SEMICONDUCTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|774658
CY|CYPRESS SEMICONDUCTR|FTBR|Foliofn Investments, Inc.|16362
CY|CYPRESS SEMICONDUCTR|GEBB|GLOBAL EXECUTION BROKERS, LP|180207
CY|CYPRESS SEMICONDUCTR|GLIS|TD Securities Inc|215
CY|CYPRESS SEMICONDUCTR|GLPX|ACS EXECUTION SERVICES, LLC|48494
CY|CYPRESS SEMICONDUCTR|GSCO|GOLDMAN SACHS & CO. LLC|4679503
CY|CYPRESS SEMICONDUCTR|GSCS|GOLDMAN SACHS & CO. LLC|94822
CY|CYPRESS SEMICONDUCTR|GSLT|GOLDMAN SACHS & CO. LLC|17062
CY|CYPRESS SEMICONDUCTR|GTSZ|GTS SECURITIES LLC|85725
CY|CYPRESS SEMICONDUCTR|HAPX|HAP Trading, LLC|17400
CY|CYPRESS SEMICONDUCTR|HRBF|American Enterprise Investment Services Inc.|91913
CY|CYPRESS SEMICONDUCTR|HSBC|HSBC Securities, Inc.|1055
CY|CYPRESS SEMICONDUCTR|IATS|INTERACTIVE BROKERS LLC|71546
CY|CYPRESS SEMICONDUCTR|IBKR|Interactive Brokers Llc|448404
CY|CYPRESS SEMICONDUCTR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5866
CY|CYPRESS SEMICONDUCTR|ICBX|INSTINET, LLC|361523
CY|CYPRESS SEMICONDUCTR|IEQY|CITADEL SECURITIES LLC|467613
CY|CYPRESS SEMICONDUCTR|INCA|INSTINET, LLC|2639920
CY|CYPRESS SEMICONDUCTR|INJX|INSTINET, LLC|174095
CY|CYPRESS SEMICONDUCTR|ITGI|ITG Inc.|1559900
CY|CYPRESS SEMICONDUCTR|ITGP|ITG INC.|490800
CY|CYPRESS SEMICONDUCTR|JANY|Janney Montgomery Scott Inc.|10634
CY|CYPRESS SEMICONDUCTR|JEFF|JEFFERIES LLC|1452781
CY|CYPRESS SEMICONDUCTR|JMPT|JUMP TRADING, LLC|284052
CY|CYPRESS SEMICONDUCTR|JONE|JonesTrading|1000
CY|CYPRESS SEMICONDUCTR|JPBX|J.P. MORGAN SECURITIES LLC|445621
CY|CYPRESS SEMICONDUCTR|JPMX|J.P. Morgan Securities LLC|1692485
CY|CYPRESS SEMICONDUCTR|JSCL|JOSEPH STONE CAPITAL L.L.C.|3000
CY|CYPRESS SEMICONDUCTR|JSJX|JANE STREET CAPITAL LLC|31635
CY|CYPRESS SEMICONDUCTR|KCGM|VIRTU Americas LLC|226841
CY|CYPRESS SEMICONDUCTR|LEHM|Barclays Capital Inc./Le|5062445
CY|CYPRESS SEMICONDUCTR|LIME|Lime Brokerage LLC|551191
CY|CYPRESS SEMICONDUCTR|LIWE|LIME BROKERAGE LLC|1310
CY|CYPRESS SEMICONDUCTR|LMGP|LIME BROKERAGE LLC|12000
CY|CYPRESS SEMICONDUCTR|LMNX|LUMINEX TRADING & ANALYTICS LLC|51950
CY|CYPRESS SEMICONDUCTR|LOOP|Loop Capital Markets LLC|11716
CY|CYPRESS SEMICONDUCTR|LQNA|LIQUIDNET, INC.|508900
CY|CYPRESS SEMICONDUCTR|LSCI|Lek Securities Corporation|314080
CY|CYPRESS SEMICONDUCTR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3500
CY|CYPRESS SEMICONDUCTR|MACQ|Macquarie Capital (USA) Inc.|36969
CY|CYPRESS SEMICONDUCTR|MAGM|TOR BROKERAGE LLC|6000
CY|CYPRESS SEMICONDUCTR|MAXM|Maxim Group LLC|37001
CY|CYPRESS SEMICONDUCTR|MKMP|MKM Partners LLC|10000
CY|CYPRESS SEMICONDUCTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1209662
CY|CYPRESS SEMICONDUCTR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CY|CYPRESS SEMICONDUCTR|MOTF|MOTIF INVESTING, INC.|62
CY|CYPRESS SEMICONDUCTR|MSCO|MORGAN STANLEY & CO. LLC|10396350
CY|CYPRESS SEMICONDUCTR|MSPL|MORGAN STANLEY & CO. LLC|1545800
CY|CYPRESS SEMICONDUCTR|MSTX|MORGAN STANLEY & CO. LLC|1152800
CY|CYPRESS SEMICONDUCTR|MZHO|Mizuho Securities USA LLC|117100
CY|CYPRESS SEMICONDUCTR|NATL|National Securities Corporation|59
CY|CYPRESS SEMICONDUCTR|NBCS|NBC Securities, INC.|1000
CY|CYPRESS SEMICONDUCTR|NEED|Needham & Company, LLC|72134
CY|CYPRESS SEMICONDUCTR|NEUB|NEUBERGER BERMAN BD LLC|795
CY|CYPRESS SEMICONDUCTR|NFSC|National Financial Services LLC|5238649
CY|CYPRESS SEMICONDUCTR|NITE|VIRTU Americas LLC|5510832
CY|CYPRESS SEMICONDUCTR|NITP|VIRTU Americas LLC|67238
CY|CYPRESS SEMICONDUCTR|NMRA|Nomura Securities International, Inc.|34800
CY|CYPRESS SEMICONDUCTR|NQRB|Brut, LLC|53792
CY|CYPRESS SEMICONDUCTR|NTRC|Northern Trust Securities, Inc.|28948
CY|CYPRESS SEMICONDUCTR|OHOS|TWO SIGMA SECURITIES, LLC|87440
CY|CYPRESS SEMICONDUCTR|OPCO|Oppenheimer & Co. Inc.|84267
CY|CYPRESS SEMICONDUCTR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6937
CY|CYPRESS SEMICONDUCTR|PDQM|CODA MARKETS, INC.|127776
CY|CYPRESS SEMICONDUCTR|PHLY|NASDAQ Execution Services, LLC|55200
CY|CYPRESS SEMICONDUCTR|PIPR|Piper Jaffray & Co.|13260
CY|CYPRESS SEMICONDUCTR|PWJC|UBS Financial Services, Inc.|5592
CY|CYPRESS SEMICONDUCTR|RAJA|Raymond James & Associates, Inc.|29338
CY|CYPRESS SEMICONDUCTR|RBCM|RBC CAPITAL MARKETS, LLC|120800
CY|CYPRESS SEMICONDUCTR|RGLD|Regal Securities, Inc|276
CY|CYPRESS SEMICONDUCTR|RHCO|Suntrust Robinson Humphrey, Inc.|280363
CY|CYPRESS SEMICONDUCTR|SAGL|SAGETRADER, LLC|13350
CY|CYPRESS SEMICONDUCTR|SAGW|SAGETRADER, LLC|3050
CY|CYPRESS SEMICONDUCTR|SALI|INTL FCSTONE FINANCIAL INC.|2900
CY|CYPRESS SEMICONDUCTR|SALW|SW FINANCIAL|600
CY|CYPRESS SEMICONDUCTR|SBSH|Citigroup Global Markets Inc.|5120018
CY|CYPRESS SEMICONDUCTR|SEIC|SEI Investments Distribution Co.|700
CY|CYPRESS SEMICONDUCTR|SGMT|GOLDMAN SACHS & CO. LLC|500273
CY|CYPRESS SEMICONDUCTR|SJLS|TRADE INFORMATICS LLC|6191
CY|CYPRESS SEMICONDUCTR|SOGO|Wang Investment Associates, Inc.|26000
CY|CYPRESS SEMICONDUCTR|SPDR|SPEEDROUTE LLC|19228
CY|CYPRESS SEMICONDUCTR|SPGS|Sea Port Group Securities, LLC|3200
CY|CYPRESS SEMICONDUCTR|SPHN|Stephens Inc.|19771
CY|CYPRESS SEMICONDUCTR|SSBS|STATE STREET GLOBAL MARKETS, LLC|6813
CY|CYPRESS SEMICONDUCTR|STFL|Stifel, Nicolaus & Company, Incorporated|232366
CY|CYPRESS SEMICONDUCTR|STKP|STOCKPILE INVESTMENTS, INC.|1316
CY|CYPRESS SEMICONDUCTR|STTT|STATETRUST INVESTMENTS INC.|11671
CY|CYPRESS SEMICONDUCTR|STXG|Stockcross Financial Services, Inc.|950
CY|CYPRESS SEMICONDUCTR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|37
CY|CYPRESS SEMICONDUCTR|SWIM|TD Ameritrade, Inc.|580325
CY|CYPRESS SEMICONDUCTR|SWST|Hilltop Securities Inc.|17048
CY|CYPRESS SEMICONDUCTR|TDCO|Thompson Davis & Co., Inc.|900
CY|CYPRESS SEMICONDUCTR|TKNG|ALLY INVEST SECURITIES LLC|25236
CY|CYPRESS SEMICONDUCTR|TRBT|Tradebot Systems, Inc.|1164423
CY|CYPRESS SEMICONDUCTR|TRCM|TRC MARKETS LLC|702139
CY|CYPRESS SEMICONDUCTR|TRIP|Trident Partners Ltd.|3350
CY|CYPRESS SEMICONDUCTR|TWTT|TASTYWORKS, INC.|500
CY|CYPRESS SEMICONDUCTR|UBSA|UBS SECURITIES LLC|2653770
CY|CYPRESS SEMICONDUCTR|UBSS|UBS Securities LLC|4816835
CY|CYPRESS SEMICONDUCTR|VALX|VIRTU AMERICAS LLC|248732
CY|CYPRESS SEMICONDUCTR|VGRD|Vanguard Marketing Corporation|115836
CY|CYPRESS SEMICONDUCTR|VSIN|Vision Financial Markets Llc|20
CY|CYPRESS SEMICONDUCTR|WBET|Wallachbeth Capital LLC|5229
CY|CYPRESS SEMICONDUCTR|WBLR|WILLIAM BLAIR|78302
CY|CYPRESS SEMICONDUCTR|WCHV|WELLS FARGO SECURITIES, LLC|694078
CY|CYPRESS SEMICONDUCTR|WEDB|WEDBUSH SECURITIES INC.|22306
CY|CYPRESS SEMICONDUCTR|WEED|Weeden & Co.L.P.|2110
CY|CYPRESS SEMICONDUCTR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|181487
CY|CYPRESS SEMICONDUCTR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2476
CY|CYPRESS SEMICONDUCTR|WGIF|CIBC World Markets Inc.|5196
CY|CYPRESS SEMICONDUCTR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|646
CY|CYPRESS SEMICONDUCTR|WSEA|WOLVERINE SECURITIES, LLC|45722
CY|CYPRESS SEMICONDUCTR|WTFS|JUST2TRADE, INC.|100
CY|CYPRESS SEMICONDUCTR|XIST|INSTINET, LLC|154502
CY|CYPRESS SEMICONDUCTR|XPQR|Jump Trading|73
CY|CYPRESS SEMICONDUCTR|XSTM|NATIONAL FINANCIAL SERVICES LLC|420342
CY|CYPRESS SEMICONDUCTR|YKNA|COMHAR CAPITAL MARKETS, LLC|3856
CY|CYPRESS SEMICONDUCTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24466
CYAD|CELYAD SA ADS|APCC|Apex Clearing Corporation|3
CYAD|CELYAD SA ADS|BATM|CBOE TRADING, INC.|20
CYAD|CELYAD SA ADS|BYXM|CBOE TRADING, INC.|230
CYAD|CELYAD SA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
CYAD|CELYAD SA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1568
CYAD|CELYAD SA ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1214
CYAD|CELYAD SA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1758
CYAD|CELYAD SA ADS|CTDL|Citadel Derivatives Group Llc|70
CYAD|CELYAD SA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
CYAD|CELYAD SA ADS|DBAB|Deutsche Bank Securities Inc.|3752
CYAD|CELYAD SA ADS|DBAX|Deutsche Bank Securities Inc.|600
CYAD|CELYAD SA ADS|DEAN|MORGAN STANLEY|20
CYAD|CELYAD SA ADS|DEGS|RONIN PROFESSIONAL LLC|1882
CYAD|CELYAD SA ADS|EBXL|EBX LLC|500
CYAD|CELYAD SA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|213
CYAD|CELYAD SA ADS|ETBE|Electronic Transaction Clearing, Inc.|246
CYAD|CELYAD SA ADS|ETRS|E*Trade Securities LLC|1300
CYAD|CELYAD SA ADS|FBCO|Credit Suisse Securities (USA) LLC|1747
CYAD|CELYAD SA ADS|FOMA|TD AMERITRADE CLEARING, INC.|18271
CYAD|CELYAD SA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4409
CYAD|CELYAD SA ADS|FTBR|Foliofn Investments, Inc.|5
CYAD|CELYAD SA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|568
CYAD|CELYAD SA ADS|GLPX|ACS EXECUTION SERVICES, LLC|98
CYAD|CELYAD SA ADS|GSCO|GOLDMAN SACHS & CO. LLC|2217
CYAD|CELYAD SA ADS|GSLT|GOLDMAN SACHS & CO. LLC|400
CYAD|CELYAD SA ADS|GTSZ|GTS SECURITIES LLC|4065
CYAD|CELYAD SA ADS|IATS|INTERACTIVE BROKERS LLC|210
CYAD|CELYAD SA ADS|IBKR|Interactive Brokers Llc|5177
CYAD|CELYAD SA ADS|ICBX|INSTINET, LLC|1700
CYAD|CELYAD SA ADS|INCA|INSTINET, LLC|4305
CYAD|CELYAD SA ADS|INJX|INSTINET, LLC|3248
CYAD|CELYAD SA ADS|ITGI|ITG Inc.|1248
CYAD|CELYAD SA ADS|ITGP|ITG INC.|200
CYAD|CELYAD SA ADS|JEFF|JEFFERIES LLC|1215
CYAD|CELYAD SA ADS|JPMX|J.P. Morgan Securities LLC|600
CYAD|CELYAD SA ADS|KCGM|VIRTU Americas LLC|110
CYAD|CELYAD SA ADS|LEHM|Barclays Capital Inc./Le|17601
CYAD|CELYAD SA ADS|LIME|Lime Brokerage LLC|4520
CYAD|CELYAD SA ADS|LMGP|LIME BROKERAGE LLC|2067
CYAD|CELYAD SA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|300
CYAD|CELYAD SA ADS|MSCO|MORGAN STANLEY & CO. LLC|16098
CYAD|CELYAD SA ADS|MSPL|MORGAN STANLEY & CO. LLC|300
CYAD|CELYAD SA ADS|NFSC|National Financial Services LLC|6093
CYAD|CELYAD SA ADS|NITE|VIRTU Americas LLC|34945
CYAD|CELYAD SA ADS|NQRB|Brut, LLC|100
CYAD|CELYAD SA ADS|OLDM|OLD MISSION CAPITAL, LLC|1560
CYAD|CELYAD SA ADS|PDQM|CODA MARKETS, INC.|196
CYAD|CELYAD SA ADS|PIPR|Piper Jaffray & Co.|997
CYAD|CELYAD SA ADS|RBCM|RBC CAPITAL MARKETS, LLC|100
CYAD|CELYAD SA ADS|SGMT|GOLDMAN SACHS & CO. LLC|1000
CYAD|CELYAD SA ADS|SPDR|SPEEDROUTE LLC|258
CYAD|CELYAD SA ADS|SWIM|TD Ameritrade, Inc.|2325
CYAD|CELYAD SA ADS|TKNG|ALLY INVEST SECURITIES LLC|120
CYAD|CELYAD SA ADS|TRCM|TRC MARKETS LLC|1196
CYAD|CELYAD SA ADS|UBSA|UBS SECURITIES LLC|2763
CYAD|CELYAD SA ADS|UBSS|UBS Securities LLC|9769
CYAD|CELYAD SA ADS|VALX|VIRTU AMERICAS LLC|1100
CYAD|CELYAD SA ADS|VGRD|Vanguard Marketing Corporation|105
CYAD|CELYAD SA ADS|WCHV|WELLS FARGO SECURITIES, LLC|10873
CYAD|CELYAD SA ADS|WEDB|WEDBUSH SECURITIES INC.|50
CYAD|CELYAD SA ADS|WEED|Weeden & Co.L.P.|40
CYAD|CELYAD SA ADS|WSEA|WOLVERINE SECURITIES, LLC|25
CYAD|CELYAD SA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
CYAN|CYANOTECH CORP|CTDL|Citadel Derivatives Group Llc|99
CYAN|CYANOTECH CORP|DEAN|MORGAN STANLEY|240
CYAN|CYANOTECH CORP|ETRS|E*Trade Securities LLC|1409
CYAN|CYANOTECH CORP|FBCO|Credit Suisse Securities (USA) LLC|24
CYAN|CYANOTECH CORP|FOMA|TD AMERITRADE CLEARING, INC.|5114
CYAN|CYANOTECH CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
CYAN|CYANOTECH CORP|GSCO|GOLDMAN SACHS & CO. LLC|247
CYAN|CYANOTECH CORP|HRBF|American Enterprise Investment Services Inc.|1025
CYAN|CYANOTECH CORP|IBKR|Interactive Brokers Llc|5525
CYAN|CYANOTECH CORP|INCA|INSTINET, LLC|251
CYAN|CYANOTECH CORP|JANY|Janney Montgomery Scott Inc.|700
CYAN|CYANOTECH CORP|LEHM|Barclays Capital Inc./Le|142
CYAN|CYANOTECH CORP|LIME|Lime Brokerage LLC|6432
CYAN|CYANOTECH CORP|MSCO|MORGAN STANLEY & CO. LLC|1631
CYAN|CYANOTECH CORP|NFSC|National Financial Services LLC|12867
CYAN|CYANOTECH CORP|NITE|VIRTU Americas LLC|15103
CYAN|CYANOTECH CORP|SBSH|Citigroup Global Markets Inc.|42
CYAN|CYANOTECH CORP|STFL|Stifel, Nicolaus & Company, Incorporated|200
CYAN|CYANOTECH CORP|SWIM|TD Ameritrade, Inc.|1450
CYAN|CYANOTECH CORP|TRCM|TRC MARKETS LLC|61
CYAN|CYANOTECH CORP|UBSS|UBS Securities LLC|9465
CYAN|CYANOTECH CORP|VALX|VIRTU AMERICAS LLC|6
CYAN|CYANOTECH CORP|WCHV|WELLS FARGO SECURITIES, LLC|1178
CYAN|CYANOTECH CORP|WSEA|WOLVERINE SECURITIES, LLC|23
CYAN|CYANOTECH CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
CYB|WISDOMTREE CHINESE|APCC|Apex Clearing Corporation|22
CYB|WISDOMTREE CHINESE|BATM|CBOE TRADING, INC.|7813
CYB|WISDOMTREE CHINESE|BYXM|CBOE TRADING, INC.|200
CYB|WISDOMTREE CHINESE|CANT|Cantor Fitzgerald & Co.|39
CYB|WISDOMTREE CHINESE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2006
CYB|WISDOMTREE CHINESE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|399
CYB|WISDOMTREE CHINESE|DBAX|Deutsche Bank Securities Inc.|1300
CYB|WISDOMTREE CHINESE|DEAN|MORGAN STANLEY|7700
CYB|WISDOMTREE CHINESE|EBXL|EBX LLC|2000
CYB|WISDOMTREE CHINESE|ETRS|E*Trade Securities LLC|574
CYB|WISDOMTREE CHINESE|FLTU|FLOW TRADERS US LLC|1450
CYB|WISDOMTREE CHINESE|FMAF|NBCN Inc./ CDS|100
CYB|WISDOMTREE CHINESE|FTBR|Foliofn Investments, Inc.|105
CYB|WISDOMTREE CHINESE|GSLT|GOLDMAN SACHS & CO. LLC|570
CYB|WISDOMTREE CHINESE|IATS|INTERACTIVE BROKERS LLC|300
CYB|WISDOMTREE CHINESE|IBKR|Interactive Brokers Llc|1198
CYB|WISDOMTREE CHINESE|INCA|INSTINET, LLC|100
CYB|WISDOMTREE CHINESE|JPMX|J.P. Morgan Securities LLC|600
CYB|WISDOMTREE CHINESE|JSJX|JANE STREET CAPITAL LLC|21500
CYB|WISDOMTREE CHINESE|KCGM|VIRTU Americas LLC|762
CYB|WISDOMTREE CHINESE|LEHM|Barclays Capital Inc./Le|2400
CYB|WISDOMTREE CHINESE|LIME|Lime Brokerage LLC|3024
CYB|WISDOMTREE CHINESE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
CYB|WISDOMTREE CHINESE|MSCO|MORGAN STANLEY & CO. LLC|17418
CYB|WISDOMTREE CHINESE|MSPL|MORGAN STANLEY & CO. LLC|7700
CYB|WISDOMTREE CHINESE|NFSC|National Financial Services LLC|2626
CYB|WISDOMTREE CHINESE|NITE|VIRTU Americas LLC|17509
CYB|WISDOMTREE CHINESE|SGMT|GOLDMAN SACHS & CO. LLC|1177
CYB|WISDOMTREE CHINESE|SWIM|TD Ameritrade, Inc.|410
CYB|WISDOMTREE CHINESE|UBSA|UBS SECURITIES LLC|4729
CYB|WISDOMTREE CHINESE|UBSS|UBS Securities LLC|2369
CYB|WISDOMTREE CHINESE|VGRD|Vanguard Marketing Corporation|1385
CYB|WISDOMTREE CHINESE|WCHV|WELLS FARGO SECURITIES, LLC|1019
CYB|WISDOMTREE CHINESE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1087
CYB|WISDOMTREE CHINESE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4066
CYB|WISDOMTREE CHINESE|WSEA|WOLVERINE SECURITIES, LLC|4
CYBE|CYBEROPTICS CP    ##|ALTX|Alternet Securities Inc.|1880
CYBE|CYBEROPTICS CP    ##|APCC|Apex Clearing Corporation|5
CYBE|CYBEROPTICS CP    ##|BATM|CBOE TRADING, INC.|823
CYBE|CYBEROPTICS CP    ##|BAYC|BAY CREST PARTNERS, LLC|666
CYBE|CYBEROPTICS CP    ##|BERN|Sanford C. Bernstein & Co., LLC|400
CYBE|CYBEROPTICS CP    ##|BIMI|Banca IMI Securities Corp.|300
CYBE|CYBEROPTICS CP    ##|BMOC|BMO Capital Markets Corp.|1040
CYBE|CYBEROPTICS CP    ##|BNPX|BNP PARIBAS SECURITIES CORP.|354
CYBE|CYBEROPTICS CP    ##|BTIG|BTIG, LLC|598
CYBE|CYBEROPTICS CP    ##|BYXM|CBOE TRADING, INC.|200
CYBE|CYBEROPTICS CP    ##|BZYD|GOLDMAN SACHS & CO. LLC|614
CYBE|CYBEROPTICS CP    ##|CHAS|Charles Schwab & Co., Inc.|1000
CYBE|CYBEROPTICS CP    ##|CHLM|Craig-Hallum Capital Group LLC|6798
CYBE|CYBEROPTICS CP    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6343
CYBE|CYBEROPTICS CP    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|445
CYBE|CYBEROPTICS CP    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19803
CYBE|CYBEROPTICS CP    ##|CTDL|Citadel Derivatives Group Llc|587
CYBE|CYBEROPTICS CP    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
CYBE|CYBEROPTICS CP    ##|DBAB|Deutsche Bank Securities Inc.|130254
CYBE|CYBEROPTICS CP    ##|DBAX|Deutsche Bank Securities Inc.|19800
CYBE|CYBEROPTICS CP    ##|DBUL|Deutsche Bank Securities Inc.|300
CYBE|CYBEROPTICS CP    ##|DEGS|RONIN PROFESSIONAL LLC|4645
CYBE|CYBEROPTICS CP    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
CYBE|CYBEROPTICS CP    ##|DOTC|Dougherty & Company LLC|1086
CYBE|CYBEROPTICS CP    ##|EBXL|EBX LLC|9700
CYBE|CYBEROPTICS CP    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1581
CYBE|CYBEROPTICS CP    ##|EGAM|CBOE TRADING, INC.|2074
CYBE|CYBEROPTICS CP    ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
CYBE|CYBEROPTICS CP    ##|EGXM|CBOE TRADING, INC.|2107
CYBE|CYBEROPTICS CP    ##|ETBE|Electronic Transaction Clearing, Inc.|7988
CYBE|CYBEROPTICS CP    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1395
CYBE|CYBEROPTICS CP    ##|ETRS|E*Trade Securities LLC|12558
CYBE|CYBEROPTICS CP    ##|FBCO|Credit Suisse Securities (USA) LLC|21774
CYBE|CYBEROPTICS CP    ##|FBSB|U.S. Bancorp Investments, Inc.|500
CYBE|CYBEROPTICS CP    ##|FILL|Tradestation Securities, Inc.|210
CYBE|CYBEROPTICS CP    ##|FMAF|NBCN Inc./ CDS|71
CYBE|CYBEROPTICS CP    ##|FOMA|TD AMERITRADE CLEARING, INC.|131029
CYBE|CYBEROPTICS CP    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
CYBE|CYBEROPTICS CP    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8571
CYBE|CYBEROPTICS CP    ##|FTBR|Foliofn Investments, Inc.|1
CYBE|CYBEROPTICS CP    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1975
CYBE|CYBEROPTICS CP    ##|GLPX|ACS EXECUTION SERVICES, LLC|8
CYBE|CYBEROPTICS CP    ##|GSCO|GOLDMAN SACHS & CO. LLC|242326
CYBE|CYBEROPTICS CP    ##|GSCS|GOLDMAN SACHS & CO. LLC|2
CYBE|CYBEROPTICS CP    ##|GSLT|GOLDMAN SACHS & CO. LLC|588
CYBE|CYBEROPTICS CP    ##|GTSZ|GTS SECURITIES LLC|6937
CYBE|CYBEROPTICS CP    ##|HRBF|American Enterprise Investment Services Inc.|2794
CYBE|CYBEROPTICS CP    ##|IATS|INTERACTIVE BROKERS LLC|1156
CYBE|CYBEROPTICS CP    ##|IBKR|Interactive Brokers Llc|8442
CYBE|CYBEROPTICS CP    ##|ICBX|INSTINET, LLC|4961
CYBE|CYBEROPTICS CP    ##|IEQY|CITADEL SECURITIES LLC|998
CYBE|CYBEROPTICS CP    ##|INCA|INSTINET, LLC|41124
CYBE|CYBEROPTICS CP    ##|INJX|INSTINET, LLC|1462
CYBE|CYBEROPTICS CP    ##|ITGI|ITG Inc.|8981
CYBE|CYBEROPTICS CP    ##|ITGP|ITG INC.|12000
CYBE|CYBEROPTICS CP    ##|JEFF|JEFFERIES LLC|18453
CYBE|CYBEROPTICS CP    ##|JPBX|J.P. MORGAN SECURITIES LLC|3200
CYBE|CYBEROPTICS CP    ##|JPMX|J.P. Morgan Securities LLC|19014
CYBE|CYBEROPTICS CP    ##|KCGM|VIRTU Americas LLC|1630
CYBE|CYBEROPTICS CP    ##|LEHM|Barclays Capital Inc./Le|113070
CYBE|CYBEROPTICS CP    ##|LIME|Lime Brokerage LLC|22535
CYBE|CYBEROPTICS CP    ##|LMGP|LIME BROKERAGE LLC|12244
CYBE|CYBEROPTICS CP    ##|LSCI|Lek Securities Corporation|5554
CYBE|CYBEROPTICS CP    ##|MAXM|Maxim Group LLC|202
CYBE|CYBEROPTICS CP    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7900
CYBE|CYBEROPTICS CP    ##|MSCO|MORGAN STANLEY & CO. LLC|292756
CYBE|CYBEROPTICS CP    ##|MSPL|MORGAN STANLEY & CO. LLC|18500
CYBE|CYBEROPTICS CP    ##|MSTX|MORGAN STANLEY & CO. LLC|4500
CYBE|CYBEROPTICS CP    ##|NFSC|National Financial Services LLC|15370
CYBE|CYBEROPTICS CP    ##|NITE|VIRTU Americas LLC|80359
CYBE|CYBEROPTICS CP    ##|NITP|VIRTU Americas LLC|600
CYBE|CYBEROPTICS CP    ##|NQRB|Brut, LLC|1218
CYBE|CYBEROPTICS CP    ##|PDQM|CODA MARKETS, INC.|3083
CYBE|CYBEROPTICS CP    ##|PNSR|Penserra Securities, LLC|3740
CYBE|CYBEROPTICS CP    ##|RBCM|RBC CAPITAL MARKETS, LLC|30837
CYBE|CYBEROPTICS CP    ##|SBSH|Citigroup Global Markets Inc.|41283
CYBE|CYBEROPTICS CP    ##|SGMT|GOLDMAN SACHS & CO. LLC|3563
CYBE|CYBEROPTICS CP    ##|SPDR|SPEEDROUTE LLC|310
CYBE|CYBEROPTICS CP    ##|SWIM|TD Ameritrade, Inc.|16600
CYBE|CYBEROPTICS CP    ##|TRBT|Tradebot Systems, Inc.|1034
CYBE|CYBEROPTICS CP    ##|TRCM|TRC MARKETS LLC|10515
CYBE|CYBEROPTICS CP    ##|UBSA|UBS SECURITIES LLC|65688
CYBE|CYBEROPTICS CP    ##|UBSS|UBS Securities LLC|226044
CYBE|CYBEROPTICS CP    ##|VALX|VIRTU AMERICAS LLC|1381
CYBE|CYBEROPTICS CP    ##|VGRD|Vanguard Marketing Corporation|627
CYBE|CYBEROPTICS CP    ##|WABR|Wall Street Access|1000
CYBE|CYBEROPTICS CP    ##|WCHV|WELLS FARGO SECURITIES, LLC|5866
CYBE|CYBEROPTICS CP    ##|WSEA|WOLVERINE SECURITIES, LLC|889
CYBE|CYBEROPTICS CP    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
CYBR|CYBERARK SOFT ORD|ALLN|Allen & Company LLC|1660
CYBR|CYBERARK SOFT ORD|ALTX|Alternet Securities Inc.|3238
CYBR|CYBERARK SOFT ORD|APCC|Apex Clearing Corporation|677
CYBR|CYBERARK SOFT ORD|BATM|CBOE TRADING, INC.|1565
CYBR|CYBERARK SOFT ORD|BAYT|BTIG, LLC|2955
CYBR|CYBERARK SOFT ORD|BBNT|BB&T SECURITIES, LLC|50
CYBR|CYBERARK SOFT ORD|BERN|Sanford C. Bernstein & Co., LLC|16298
CYBR|CYBERARK SOFT ORD|BIDS|BIDS TRADING L.P.|300
CYBR|CYBERARK SOFT ORD|BIMI|Banca IMI Securities Corp.|1055
CYBR|CYBERARK SOFT ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12396
CYBR|CYBERARK SOFT ORD|BTIG|BTIG, LLC|90729
CYBR|CYBERARK SOFT ORD|BYXM|CBOE TRADING, INC.|119
CYBR|CYBERARK SOFT ORD|BZYD|GOLDMAN SACHS & CO. LLC|1111
CYBR|CYBERARK SOFT ORD|CANT|Cantor Fitzgerald & Co.|340
CYBR|CYBERARK SOFT ORD|CHAS|Charles Schwab & Co., Inc.|4469
CYBR|CYBERARK SOFT ORD|CIST|Capital Institutional Services, Inc.|600
CYBR|CYBERARK SOFT ORD|CLSA|CLSA AMERICAS, LLC|3628
CYBR|CYBERARK SOFT ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58228
CYBR|CYBERARK SOFT ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1501
CYBR|CYBERARK SOFT ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16967
CYBR|CYBERARK SOFT ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129801
CYBR|CYBERARK SOFT ORD|CTDL|Citadel Derivatives Group Llc|28894
CYBR|CYBERARK SOFT ORD|CTLR|CUTLER GROUP, LP|1886
CYBR|CYBERARK SOFT ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|16872
CYBR|CYBERARK SOFT ORD|DADA|D.A. Davidson & Co.|125
CYBR|CYBERARK SOFT ORD|DAWA|Daiwa Capital Markets America Inc.|410
CYBR|CYBERARK SOFT ORD|DBAB|Deutsche Bank Securities Inc.|207334
CYBR|CYBERARK SOFT ORD|DBAX|Deutsche Bank Securities Inc.|112600
CYBR|CYBERARK SOFT ORD|DCHF|Dart Executions, LLC|1911
CYBR|CYBERARK SOFT ORD|DEAN|MORGAN STANLEY|3165
CYBR|CYBERARK SOFT ORD|DEGS|RONIN PROFESSIONAL LLC|400
CYBR|CYBERARK SOFT ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23620
CYBR|CYBERARK SOFT ORD|EBXL|EBX LLC|81200
CYBR|CYBERARK SOFT ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|24138
CYBR|CYBERARK SOFT ORD|EDJO|Edward D. Jones & Co., L.P.|620
CYBR|CYBERARK SOFT ORD|EGAM|CBOE TRADING, INC.|2933
CYBR|CYBERARK SOFT ORD|EGMT|EG MARKET TECHNOLOGIES LLC|1456
CYBR|CYBERARK SOFT ORD|EGXM|CBOE TRADING, INC.|2951
CYBR|CYBERARK SOFT ORD|ELEV|ELEVATION, LLC|29003
CYBR|CYBERARK SOFT ORD|ESPO|ESPOSITO SECURITIES, LLC|23057
CYBR|CYBERARK SOFT ORD|ETBE|Electronic Transaction Clearing, Inc.|12402
CYBR|CYBERARK SOFT ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3020
CYBR|CYBERARK SOFT ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21002
CYBR|CYBERARK SOFT ORD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
CYBR|CYBERARK SOFT ORD|ETRS|E*Trade Securities LLC|79792
CYBR|CYBERARK SOFT ORD|FBCO|Credit Suisse Securities (USA) LLC|178025
CYBR|CYBERARK SOFT ORD|FILL|Tradestation Securities, Inc.|1423
CYBR|CYBERARK SOFT ORD|FMAF|NBCN Inc./ CDS|750
CYBR|CYBERARK SOFT ORD|FOMA|TD AMERITRADE CLEARING, INC.|100418
CYBR|CYBERARK SOFT ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|866
CYBR|CYBERARK SOFT ORD|FQLS|Quantlab Securities LP|110784
CYBR|CYBERARK SOFT ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88354
CYBR|CYBERARK SOFT ORD|FTBR|Foliofn Investments, Inc.|224
CYBR|CYBERARK SOFT ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|1105
CYBR|CYBERARK SOFT ORD|GLPX|ACS EXECUTION SERVICES, LLC|20670
CYBR|CYBERARK SOFT ORD|GSCO|GOLDMAN SACHS & CO. LLC|397191
CYBR|CYBERARK SOFT ORD|GSCS|GOLDMAN SACHS & CO. LLC|21204
CYBR|CYBERARK SOFT ORD|GSLT|GOLDMAN SACHS & CO. LLC|1360
CYBR|CYBERARK SOFT ORD|GTSZ|GTS SECURITIES LLC|22062
CYBR|CYBERARK SOFT ORD|HRBF|American Enterprise Investment Services Inc.|3587
CYBR|CYBERARK SOFT ORD|HSBC|HSBC Securities, Inc.|28333
CYBR|CYBERARK SOFT ORD|IATS|INTERACTIVE BROKERS LLC|22200
CYBR|CYBERARK SOFT ORD|IBKR|Interactive Brokers Llc|68283
CYBR|CYBERARK SOFT ORD|IBSJ|Integrity Brokerage Services, Inc.|1870
CYBR|CYBERARK SOFT ORD|ICBX|INSTINET, LLC|11855
CYBR|CYBERARK SOFT ORD|INCA|INSTINET, LLC|172904
CYBR|CYBERARK SOFT ORD|INJX|INSTINET, LLC|9762
CYBR|CYBERARK SOFT ORD|ITGI|ITG Inc.|70044
CYBR|CYBERARK SOFT ORD|ITGP|ITG INC.|309000
CYBR|CYBERARK SOFT ORD|JANY|Janney Montgomery Scott Inc.|3189
CYBR|CYBERARK SOFT ORD|JEFF|JEFFERIES LLC|57263
CYBR|CYBERARK SOFT ORD|JMPT|JUMP TRADING, LLC|37679
CYBR|CYBERARK SOFT ORD|JONE|JonesTrading|2320
CYBR|CYBERARK SOFT ORD|JPBX|J.P. MORGAN SECURITIES LLC|14232
CYBR|CYBERARK SOFT ORD|JPMX|J.P. Morgan Securities LLC|213662
CYBR|CYBERARK SOFT ORD|JSJX|JANE STREET CAPITAL LLC|4603
CYBR|CYBERARK SOFT ORD|KCGM|VIRTU Americas LLC|25071
CYBR|CYBERARK SOFT ORD|KEYB|KEYBANC CAPITAL MARKETS INC.|10000
CYBR|CYBERARK SOFT ORD|LEHM|Barclays Capital Inc./Le|541242
CYBR|CYBERARK SOFT ORD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|710
CYBR|CYBERARK SOFT ORD|LIME|Lime Brokerage LLC|97531
CYBR|CYBERARK SOFT ORD|LOOP|Loop Capital Markets LLC|800
CYBR|CYBERARK SOFT ORD|LQNA|LIQUIDNET, INC.|64100
CYBR|CYBERARK SOFT ORD|LQNB|LIQUIDNET, INC.|300
CYBR|CYBERARK SOFT ORD|LSCI|Lek Securities Corporation|1569
CYBR|CYBERARK SOFT ORD|MACC|Mid Atlantic Capital Corporation|200
CYBR|CYBERARK SOFT ORD|MAVB|Great Point Capital LLC|200
CYBR|CYBERARK SOFT ORD|MAXM|Maxim Group LLC|5696
CYBR|CYBERARK SOFT ORD|MBTS|ALLY INVEST SECURITIES LLC|686
CYBR|CYBERARK SOFT ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32176
CYBR|CYBERARK SOFT ORD|MOTF|MOTIF INVESTING, INC.|93
CYBR|CYBERARK SOFT ORD|MSCO|MORGAN STANLEY & CO. LLC|843662
CYBR|CYBERARK SOFT ORD|MSPL|MORGAN STANLEY & CO. LLC|175200
CYBR|CYBERARK SOFT ORD|MSTX|MORGAN STANLEY & CO. LLC|32700
CYBR|CYBERARK SOFT ORD|NATL|National Securities Corporation|100
CYBR|CYBERARK SOFT ORD|NEUB|NEUBERGER BERMAN BD LLC|28
CYBR|CYBERARK SOFT ORD|NFSC|National Financial Services LLC|148678
CYBR|CYBERARK SOFT ORD|NITE|VIRTU Americas LLC|408759
CYBR|CYBERARK SOFT ORD|NITP|VIRTU Americas LLC|1120
CYBR|CYBERARK SOFT ORD|NQRB|Brut, LLC|4057
CYBR|CYBERARK SOFT ORD|OPCO|Oppenheimer & Co. Inc.|152350
CYBR|CYBERARK SOFT ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
CYBR|CYBERARK SOFT ORD|PDQM|CODA MARKETS, INC.|65020
CYBR|CYBERARK SOFT ORD|PHLY|NASDAQ Execution Services, LLC|200
CYBR|CYBERARK SOFT ORD|PICT|Pictet Overseas Inc.|1000
CYBR|CYBERARK SOFT ORD|PIPR|Piper Jaffray & Co.|6718
CYBR|CYBERARK SOFT ORD|PWJC|UBS Financial Services, Inc.|4340
CYBR|CYBERARK SOFT ORD|RAJA|Raymond James & Associates, Inc.|5523
CYBR|CYBERARK SOFT ORD|RBCM|RBC CAPITAL MARKETS, LLC|9850
CYBR|CYBERARK SOFT ORD|RGLD|Regal Securities, Inc|100
CYBR|CYBERARK SOFT ORD|RHCO|Suntrust Robinson Humphrey, Inc.|7019
CYBR|CYBERARK SOFT ORD|SAGL|SAGETRADER, LLC|7166
CYBR|CYBERARK SOFT ORD|SALI|INTL FCSTONE FINANCIAL INC.|285
CYBR|CYBERARK SOFT ORD|SBSH|Citigroup Global Markets Inc.|115616
CYBR|CYBERARK SOFT ORD|SGMT|GOLDMAN SACHS & CO. LLC|39988
CYBR|CYBERARK SOFT ORD|SPDR|SPEEDROUTE LLC|1687
CYBR|CYBERARK SOFT ORD|SPHN|Stephens Inc.|119
CYBR|CYBERARK SOFT ORD|STFL|Stifel, Nicolaus & Company, Incorporated|3752
CYBR|CYBERARK SOFT ORD|STKP|STOCKPILE INVESTMENTS, INC.|30
CYBR|CYBERARK SOFT ORD|STXG|Stockcross Financial Services, Inc.|20
CYBR|CYBERARK SOFT ORD|SWIM|TD Ameritrade, Inc.|21152
CYBR|CYBERARK SOFT ORD|SWST|Hilltop Securities Inc.|2291
CYBR|CYBERARK SOFT ORD|TKNG|ALLY INVEST SECURITIES LLC|254
CYBR|CYBERARK SOFT ORD|TOUR|TOURMALINE PARTNERS, LLC|100
CYBR|CYBERARK SOFT ORD|TRBT|Tradebot Systems, Inc.|123264
CYBR|CYBERARK SOFT ORD|TRCM|TRC MARKETS LLC|67618
CYBR|CYBERARK SOFT ORD|UBSA|UBS SECURITIES LLC|243901
CYBR|CYBERARK SOFT ORD|UBSS|UBS Securities LLC|559985
CYBR|CYBERARK SOFT ORD|VALX|VIRTU AMERICAS LLC|18870
CYBR|CYBERARK SOFT ORD|VGRD|Vanguard Marketing Corporation|22238
CYBR|CYBERARK SOFT ORD|WABR|Wall Street Access|12914
CYBR|CYBERARK SOFT ORD|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
CYBR|CYBERARK SOFT ORD|WCHV|WELLS FARGO SECURITIES, LLC|23201
CYBR|CYBERARK SOFT ORD|WEDB|WEDBUSH SECURITIES INC.|1500
CYBR|CYBERARK SOFT ORD|WEED|Weeden & Co.L.P.|2171
CYBR|CYBERARK SOFT ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17536
CYBR|CYBERARK SOFT ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32842
CYBR|CYBERARK SOFT ORD|WGIF|CIBC World Markets Inc.|551
CYBR|CYBERARK SOFT ORD|WSEA|WOLVERINE SECURITIES, LLC|4142
CYBR|CYBERARK SOFT ORD|XIST|INSTINET, LLC|8200
CYBR|CYBERARK SOFT ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|32564
CYBR|CYBERARK SOFT ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|2412
CYBR|CYBERARK SOFT ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1620
CYCC|CYCLACEL PHARMACEUTI|ALTX|Alternet Securities Inc.|2700
CYCC|CYCLACEL PHARMACEUTI|APCC|Apex Clearing Corporation|6008
CYCC|CYCLACEL PHARMACEUTI|BATM|CBOE TRADING, INC.|6
CYCC|CYCLACEL PHARMACEUTI|BIMI|Banca IMI Securities Corp.|5400
CYCC|CYCLACEL PHARMACEUTI|BRGE|Newbridge Securities Corp.|34
CYCC|CYCLACEL PHARMACEUTI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7950
CYCC|CYCLACEL PHARMACEUTI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3300
CYCC|CYCLACEL PHARMACEUTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4950
CYCC|CYCLACEL PHARMACEUTI|DBAB|Deutsche Bank Securities Inc.|11904
CYCC|CYCLACEL PHARMACEUTI|DBAX|Deutsche Bank Securities Inc.|500
CYCC|CYCLACEL PHARMACEUTI|DEGS|RONIN PROFESSIONAL LLC|8571
CYCC|CYCLACEL PHARMACEUTI|EBXL|EBX LLC|800
CYCC|CYCLACEL PHARMACEUTI|EGAM|CBOE TRADING, INC.|1600
CYCC|CYCLACEL PHARMACEUTI|EGXM|CBOE TRADING, INC.|100
CYCC|CYCLACEL PHARMACEUTI|ETBE|Electronic Transaction Clearing, Inc.|200
CYCC|CYCLACEL PHARMACEUTI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|220
CYCC|CYCLACEL PHARMACEUTI|ETRS|E*Trade Securities LLC|75274
CYCC|CYCLACEL PHARMACEUTI|FBCO|Credit Suisse Securities (USA) LLC|9620
CYCC|CYCLACEL PHARMACEUTI|FOMA|TD AMERITRADE CLEARING, INC.|180102
CYCC|CYCLACEL PHARMACEUTI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45
CYCC|CYCLACEL PHARMACEUTI|GEBB|GLOBAL EXECUTION BROKERS, LP|120
CYCC|CYCLACEL PHARMACEUTI|GLPX|ACS EXECUTION SERVICES, LLC|1050
CYCC|CYCLACEL PHARMACEUTI|GSCO|GOLDMAN SACHS & CO. LLC|1433
CYCC|CYCLACEL PHARMACEUTI|HRBF|American Enterprise Investment Services Inc.|51
CYCC|CYCLACEL PHARMACEUTI|IATS|INTERACTIVE BROKERS LLC|1772
CYCC|CYCLACEL PHARMACEUTI|IBKR|Interactive Brokers Llc|60056
CYCC|CYCLACEL PHARMACEUTI|ICBX|INSTINET, LLC|3134
CYCC|CYCLACEL PHARMACEUTI|INCA|INSTINET, LLC|86593
CYCC|CYCLACEL PHARMACEUTI|INJX|INSTINET, LLC|100
CYCC|CYCLACEL PHARMACEUTI|ITGI|ITG Inc.|6450
CYCC|CYCLACEL PHARMACEUTI|ITGP|ITG INC.|600
CYCC|CYCLACEL PHARMACEUTI|JEFF|JEFFERIES LLC|100
CYCC|CYCLACEL PHARMACEUTI|JPMX|J.P. Morgan Securities LLC|400
CYCC|CYCLACEL PHARMACEUTI|LEHM|Barclays Capital Inc./Le|11164
CYCC|CYCLACEL PHARMACEUTI|LIME|Lime Brokerage LLC|17524
CYCC|CYCLACEL PHARMACEUTI|LSCI|Lek Securities Corporation|70
CYCC|CYCLACEL PHARMACEUTI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
CYCC|CYCLACEL PHARMACEUTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CYCC|CYCLACEL PHARMACEUTI|MOTF|MOTIF INVESTING, INC.|1
CYCC|CYCLACEL PHARMACEUTI|MSCO|MORGAN STANLEY & CO. LLC|72399
CYCC|CYCLACEL PHARMACEUTI|MSPL|MORGAN STANLEY & CO. LLC|1800
CYCC|CYCLACEL PHARMACEUTI|NFSC|National Financial Services LLC|171366
CYCC|CYCLACEL PHARMACEUTI|NITE|VIRTU Americas LLC|243189
CYCC|CYCLACEL PHARMACEUTI|NQRB|Brut, LLC|300
CYCC|CYCLACEL PHARMACEUTI|OPCO|Oppenheimer & Co. Inc.|3520
CYCC|CYCLACEL PHARMACEUTI|PDQM|CODA MARKETS, INC.|1971
CYCC|CYCLACEL PHARMACEUTI|RAJA|Raymond James & Associates, Inc.|4923
CYCC|CYCLACEL PHARMACEUTI|SBSH|Citigroup Global Markets Inc.|700
CYCC|CYCLACEL PHARMACEUTI|SGMT|GOLDMAN SACHS & CO. LLC|300
CYCC|CYCLACEL PHARMACEUTI|SPDR|SPEEDROUTE LLC|9520
CYCC|CYCLACEL PHARMACEUTI|STXG|Stockcross Financial Services, Inc.|900
CYCC|CYCLACEL PHARMACEUTI|SWIM|TD Ameritrade, Inc.|13064
CYCC|CYCLACEL PHARMACEUTI|TKNG|ALLY INVEST SECURITIES LLC|9790
CYCC|CYCLACEL PHARMACEUTI|TWTT|TASTYWORKS, INC.|3600
CYCC|CYCLACEL PHARMACEUTI|UBSA|UBS SECURITIES LLC|7827
CYCC|CYCLACEL PHARMACEUTI|UBSS|UBS Securities LLC|35453
CYCC|CYCLACEL PHARMACEUTI|VALX|VIRTU AMERICAS LLC|3
CYCC|CYCLACEL PHARMACEUTI|VGRD|Vanguard Marketing Corporation|1234
CYCC|CYCLACEL PHARMACEUTI|WCHV|WELLS FARGO SECURITIES, LLC|2097
CYCC|CYCLACEL PHARMACEUTI|WGIF|CIBC World Markets Inc.|1000
CYCC|CYCLACEL PHARMACEUTI|WSEA|WOLVERINE SECURITIES, LLC|10548
CYCC|CYCLACEL PHARMACEUTI|WTFS|JUST2TRADE, INC.|165
CYCC|CYCLACEL PHARMACEUTI|YKNA|COMHAR CAPITAL MARKETS, LLC|361
CYCCP|CYCLACEL PHARMACEUTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
CYCCP|CYCLACEL PHARMACEUTI|ETRS|E*Trade Securities LLC|1600
CYCCP|CYCLACEL PHARMACEUTI|FOMA|TD AMERITRADE CLEARING, INC.|675
CYCCP|CYCLACEL PHARMACEUTI|IBKR|Interactive Brokers Llc|712
CYCCP|CYCLACEL PHARMACEUTI|LIME|Lime Brokerage LLC|311
CYCCP|CYCLACEL PHARMACEUTI|MSCO|MORGAN STANLEY & CO. LLC|527
CYCCP|CYCLACEL PHARMACEUTI|NFSC|National Financial Services LLC|574
CYCCP|CYCLACEL PHARMACEUTI|NITE|VIRTU Americas LLC|2526
CYCCP|CYCLACEL PHARMACEUTI|SBSH|Citigroup Global Markets Inc.|1002
CYCCP|CYCLACEL PHARMACEUTI|UBSA|UBS SECURITIES LLC|100
CYCCP|CYCLACEL PHARMACEUTI|UBSS|UBS Securities LLC|2
CYCCP|CYCLACEL PHARMACEUTI|WCHV|WELLS FARGO SECURITIES, LLC|591
CYD|CHINA YUCHAI INTL LT|ALTX|Alternet Securities Inc.|5970
CYD|CHINA YUCHAI INTL LT|APCC|Apex Clearing Corporation|91
CYD|CHINA YUCHAI INTL LT|BATM|CBOE TRADING, INC.|4379
CYD|CHINA YUCHAI INTL LT|BERN|Sanford C. Bernstein & Co., LLC|69971
CYD|CHINA YUCHAI INTL LT|BIAD|SAGETRADER, LLC|199
CYD|CHINA YUCHAI INTL LT|BIDS|BIDS TRADING L.P.|5500
CYD|CHINA YUCHAI INTL LT|BTIG|BTIG, LLC|336
CYD|CHINA YUCHAI INTL LT|BYXM|CBOE TRADING, INC.|400
CYD|CHINA YUCHAI INTL LT|BZYD|GOLDMAN SACHS & CO. LLC|6098
CYD|CHINA YUCHAI INTL LT|CANT|Cantor Fitzgerald & Co.|57364
CYD|CHINA YUCHAI INTL LT|CHAS|Charles Schwab & Co., Inc.|127
CYD|CHINA YUCHAI INTL LT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74330
CYD|CHINA YUCHAI INTL LT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3272
CYD|CHINA YUCHAI INTL LT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74582
CYD|CHINA YUCHAI INTL LT|CTDL|Citadel Derivatives Group Llc|300
CYD|CHINA YUCHAI INTL LT|CTLR|CUTLER GROUP, LP|100
CYD|CHINA YUCHAI INTL LT|CXCX|CITIGROUP GLOBAL MARKETS INC.|4200
CYD|CHINA YUCHAI INTL LT|DADA|D.A. Davidson & Co.|1000
CYD|CHINA YUCHAI INTL LT|DBAB|Deutsche Bank Securities Inc.|29533
CYD|CHINA YUCHAI INTL LT|DBAX|Deutsche Bank Securities Inc.|51500
CYD|CHINA YUCHAI INTL LT|DEAN|MORGAN STANLEY|4050
CYD|CHINA YUCHAI INTL LT|DEGS|RONIN PROFESSIONAL LLC|11172
CYD|CHINA YUCHAI INTL LT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|325
CYD|CHINA YUCHAI INTL LT|EBXL|EBX LLC|46100
CYD|CHINA YUCHAI INTL LT|ECUT|CONVERGEX EXECUTION SOLUTIONS|6111
CYD|CHINA YUCHAI INTL LT|EGAM|CBOE TRADING, INC.|5213
CYD|CHINA YUCHAI INTL LT|EGMT|EG MARKET TECHNOLOGIES LLC|300
CYD|CHINA YUCHAI INTL LT|EGXM|CBOE TRADING, INC.|1076
CYD|CHINA YUCHAI INTL LT|ETBE|Electronic Transaction Clearing, Inc.|2250
CYD|CHINA YUCHAI INTL LT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4718
CYD|CHINA YUCHAI INTL LT|ETRS|E*Trade Securities LLC|53562
CYD|CHINA YUCHAI INTL LT|FILL|Tradestation Securities, Inc.|100
CYD|CHINA YUCHAI INTL LT|FMAF|NBCN Inc./ CDS|500
CYD|CHINA YUCHAI INTL LT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1131
CYD|CHINA YUCHAI INTL LT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34993
CYD|CHINA YUCHAI INTL LT|FTBR|Foliofn Investments, Inc.|2764
CYD|CHINA YUCHAI INTL LT|GLPX|ACS EXECUTION SERVICES, LLC|6028
CYD|CHINA YUCHAI INTL LT|GSCO|GOLDMAN SACHS & CO. LLC|55166
CYD|CHINA YUCHAI INTL LT|GSLT|GOLDMAN SACHS & CO. LLC|403
CYD|CHINA YUCHAI INTL LT|GTSZ|GTS SECURITIES LLC|17946
CYD|CHINA YUCHAI INTL LT|HRBF|American Enterprise Investment Services Inc.|6459
CYD|CHINA YUCHAI INTL LT|HSBC|HSBC Securities, Inc.|14846
CYD|CHINA YUCHAI INTL LT|IATS|INTERACTIVE BROKERS LLC|3000
CYD|CHINA YUCHAI INTL LT|IBKR|Interactive Brokers Llc|6004
CYD|CHINA YUCHAI INTL LT|ICBX|INSTINET, LLC|12499
CYD|CHINA YUCHAI INTL LT|INCA|INSTINET, LLC|82433
CYD|CHINA YUCHAI INTL LT|ITGI|ITG Inc.|28083
CYD|CHINA YUCHAI INTL LT|ITGP|ITG INC.|15600
CYD|CHINA YUCHAI INTL LT|JEFF|JEFFERIES LLC|2053
CYD|CHINA YUCHAI INTL LT|JMPT|JUMP TRADING, LLC|6318
CYD|CHINA YUCHAI INTL LT|JPBX|J.P. MORGAN SECURITIES LLC|720
CYD|CHINA YUCHAI INTL LT|JPMX|J.P. Morgan Securities LLC|90923
CYD|CHINA YUCHAI INTL LT|JSJX|JANE STREET CAPITAL LLC|3809
CYD|CHINA YUCHAI INTL LT|KCGM|VIRTU Americas LLC|12823
CYD|CHINA YUCHAI INTL LT|LEHM|Barclays Capital Inc./Le|91306
CYD|CHINA YUCHAI INTL LT|LIME|Lime Brokerage LLC|23420
CYD|CHINA YUCHAI INTL LT|LQNA|LIQUIDNET, INC.|25000
CYD|CHINA YUCHAI INTL LT|LQNB|LIQUIDNET, INC.|5500
CYD|CHINA YUCHAI INTL LT|LSCI|Lek Securities Corporation|1590
CYD|CHINA YUCHAI INTL LT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14600
CYD|CHINA YUCHAI INTL LT|MOTF|MOTIF INVESTING, INC.|2
CYD|CHINA YUCHAI INTL LT|MSCO|MORGAN STANLEY & CO. LLC|108184
CYD|CHINA YUCHAI INTL LT|MSPL|MORGAN STANLEY & CO. LLC|45000
CYD|CHINA YUCHAI INTL LT|MSTX|MORGAN STANLEY & CO. LLC|16600
CYD|CHINA YUCHAI INTL LT|NBCS|NBC Securities, INC.|435
CYD|CHINA YUCHAI INTL LT|NFSC|National Financial Services LLC|108419
CYD|CHINA YUCHAI INTL LT|NITE|VIRTU Americas LLC|322823
CYD|CHINA YUCHAI INTL LT|NQRB|Brut, LLC|1100
CYD|CHINA YUCHAI INTL LT|NTBF|BMO Nesbitt Burns Inc./CDS|300
CYD|CHINA YUCHAI INTL LT|OPCO|Oppenheimer & Co. Inc.|95
CYD|CHINA YUCHAI INTL LT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
CYD|CHINA YUCHAI INTL LT|PCPT|PHILLIP CAPITAL INC.|45
CYD|CHINA YUCHAI INTL LT|PDQM|CODA MARKETS, INC.|19912
CYD|CHINA YUCHAI INTL LT|PHLY|NASDAQ Execution Services, LLC|600
CYD|CHINA YUCHAI INTL LT|RBCM|RBC CAPITAL MARKETS, LLC|1132
CYD|CHINA YUCHAI INTL LT|RGLD|Regal Securities, Inc|8
CYD|CHINA YUCHAI INTL LT|SAGL|SAGETRADER, LLC|2230
CYD|CHINA YUCHAI INTL LT|SAGW|SAGETRADER, LLC|400
CYD|CHINA YUCHAI INTL LT|SBSH|Citigroup Global Markets Inc.|3192
CYD|CHINA YUCHAI INTL LT|SGMT|GOLDMAN SACHS & CO. LLC|17224
CYD|CHINA YUCHAI INTL LT|SPDR|SPEEDROUTE LLC|5050
CYD|CHINA YUCHAI INTL LT|STFL|Stifel, Nicolaus & Company, Incorporated|6350
CYD|CHINA YUCHAI INTL LT|SWIM|TD Ameritrade, Inc.|235550
CYD|CHINA YUCHAI INTL LT|TKNG|ALLY INVEST SECURITIES LLC|680
CYD|CHINA YUCHAI INTL LT|TRBT|Tradebot Systems, Inc.|16018
CYD|CHINA YUCHAI INTL LT|TRCM|TRC MARKETS LLC|9104
CYD|CHINA YUCHAI INTL LT|TWTT|TASTYWORKS, INC.|400
CYD|CHINA YUCHAI INTL LT|UBSA|UBS SECURITIES LLC|149182
CYD|CHINA YUCHAI INTL LT|UBSS|UBS Securities LLC|168822
CYD|CHINA YUCHAI INTL LT|VALX|VIRTU AMERICAS LLC|2886
CYD|CHINA YUCHAI INTL LT|VGRD|Vanguard Marketing Corporation|8495
CYD|CHINA YUCHAI INTL LT|WCHV|WELLS FARGO SECURITIES, LLC|1793
CYD|CHINA YUCHAI INTL LT|WEED|Weeden & Co.L.P.|4300
CYD|CHINA YUCHAI INTL LT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8551
CYD|CHINA YUCHAI INTL LT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8773
CYD|CHINA YUCHAI INTL LT|WGIF|CIBC World Markets Inc.|2700
CYD|CHINA YUCHAI INTL LT|WSEA|WOLVERINE SECURITIES, LLC|2522
CYD|CHINA YUCHAI INTL LT|XIST|INSTINET, LLC|1200
CYD|CHINA YUCHAI INTL LT|XSTM|NATIONAL FINANCIAL SERVICES LLC|8390
CYD|CHINA YUCHAI INTL LT|YKNA|COMHAR CAPITAL MARKETS, LLC|1314
CYD|CHINA YUCHAI INTL LT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1050
CYH|COMMUNITY HEALTH|ACLN|ALEXANDER CAPITAL, L.P.|2400
CYH|COMMUNITY HEALTH|ALTX|Alternet Securities Inc.|8300
CYH|COMMUNITY HEALTH|APCC|Apex Clearing Corporation|14160
CYH|COMMUNITY HEALTH|BANK|Primevest Financial Services, Inc.|100
CYH|COMMUNITY HEALTH|BARD|Robert W. Baird & Co. Incorporated|2180
CYH|COMMUNITY HEALTH|BATM|CBOE TRADING, INC.|12256
CYH|COMMUNITY HEALTH|BAYT|BTIG, LLC|700
CYH|COMMUNITY HEALTH|BBNT|BB&T SECURITIES, LLC|800
CYH|COMMUNITY HEALTH|BCSA|BCS Americas, Inc.|294483
CYH|COMMUNITY HEALTH|BERN|Sanford C. Bernstein & Co., LLC|160987
CYH|COMMUNITY HEALTH|BIDS|BIDS TRADING L.P.|2400
CYH|COMMUNITY HEALTH|BIMI|Banca IMI Securities Corp.|9300
CYH|COMMUNITY HEALTH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18058
CYH|COMMUNITY HEALTH|BLKX|INSTINET, LLC|67400
CYH|COMMUNITY HEALTH|BNPX|BNP PARIBAS SECURITIES CORP.|14633
CYH|COMMUNITY HEALTH|BRVL|BLAYLOCK VAN, LLC|200
CYH|COMMUNITY HEALTH|BTIG|BTIG, LLC|684
CYH|COMMUNITY HEALTH|BYXM|CBOE TRADING, INC.|2294
CYH|COMMUNITY HEALTH|CANT|Cantor Fitzgerald & Co.|47217
CYH|COMMUNITY HEALTH|CHAS|Charles Schwab & Co., Inc.|41808
CYH|COMMUNITY HEALTH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47087
CYH|COMMUNITY HEALTH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6034
CYH|COMMUNITY HEALTH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1700
CYH|COMMUNITY HEALTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|507964
CYH|COMMUNITY HEALTH|CTDL|Citadel Derivatives Group Llc|6575
CYH|COMMUNITY HEALTH|CXCX|CITIGROUP GLOBAL MARKETS INC.|113828
CYH|COMMUNITY HEALTH|DBAB|Deutsche Bank Securities Inc.|264285
CYH|COMMUNITY HEALTH|DBAX|Deutsche Bank Securities Inc.|877700
CYH|COMMUNITY HEALTH|DEAN|MORGAN STANLEY|19938
CYH|COMMUNITY HEALTH|DEGS|RONIN PROFESSIONAL LLC|2819
CYH|COMMUNITY HEALTH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10597
CYH|COMMUNITY HEALTH|EBXL|EBX LLC|333300
CYH|COMMUNITY HEALTH|ECUT|CONVERGEX EXECUTION SOLUTIONS|21230
CYH|COMMUNITY HEALTH|EDJO|Edward D. Jones & Co., L.P.|5447
CYH|COMMUNITY HEALTH|EGAM|CBOE TRADING, INC.|10925
CYH|COMMUNITY HEALTH|EGAW|CBOE TRADING, INC.|205
CYH|COMMUNITY HEALTH|EGXM|CBOE TRADING, INC.|5412
CYH|COMMUNITY HEALTH|ETBE|Electronic Transaction Clearing, Inc.|10491
CYH|COMMUNITY HEALTH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CYH|COMMUNITY HEALTH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
CYH|COMMUNITY HEALTH|ETRS|E*Trade Securities LLC|1204088
CYH|COMMUNITY HEALTH|FBSB|U.S. Bancorp Investments, Inc.|2485
CYH|COMMUNITY HEALTH|FILL|Tradestation Securities, Inc.|38304
CYH|COMMUNITY HEALTH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1628
CYH|COMMUNITY HEALTH|FQLS|Quantlab Securities LP|332613
CYH|COMMUNITY HEALTH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52411
CYH|COMMUNITY HEALTH|FTBR|Foliofn Investments, Inc.|3154
CYH|COMMUNITY HEALTH|GEBB|GLOBAL EXECUTION BROKERS, LP|7340
CYH|COMMUNITY HEALTH|GLIS|TD Securities Inc|7992
CYH|COMMUNITY HEALTH|GLPX|ACS EXECUTION SERVICES, LLC|19384
CYH|COMMUNITY HEALTH|GSCO|GOLDMAN SACHS & CO. LLC|777230
CYH|COMMUNITY HEALTH|GSCS|GOLDMAN SACHS & CO. LLC|4530
CYH|COMMUNITY HEALTH|GSLT|GOLDMAN SACHS & CO. LLC|12881
CYH|COMMUNITY HEALTH|GTSZ|GTS SECURITIES LLC|117450
CYH|COMMUNITY HEALTH|HRBF|American Enterprise Investment Services Inc.|5300
CYH|COMMUNITY HEALTH|HSBC|HSBC Securities, Inc.|1200
CYH|COMMUNITY HEALTH|IATS|INTERACTIVE BROKERS LLC|61703
CYH|COMMUNITY HEALTH|IBKR|Interactive Brokers Llc|134713
CYH|COMMUNITY HEALTH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|205
CYH|COMMUNITY HEALTH|ICBX|INSTINET, LLC|161791
CYH|COMMUNITY HEALTH|IEQY|CITADEL SECURITIES LLC|83192
CYH|COMMUNITY HEALTH|INCA|INSTINET, LLC|384403
CYH|COMMUNITY HEALTH|INJX|INSTINET, LLC|17049
CYH|COMMUNITY HEALTH|ITGI|ITG Inc.|71666
CYH|COMMUNITY HEALTH|ITGP|ITG INC.|153400
CYH|COMMUNITY HEALTH|JEFF|JEFFERIES LLC|127251
CYH|COMMUNITY HEALTH|JMPT|JUMP TRADING, LLC|94124
CYH|COMMUNITY HEALTH|JPBX|J.P. MORGAN SECURITIES LLC|71108
CYH|COMMUNITY HEALTH|JPMX|J.P. Morgan Securities LLC|989318
CYH|COMMUNITY HEALTH|JSJX|JANE STREET CAPITAL LLC|9916
CYH|COMMUNITY HEALTH|KCGM|VIRTU Americas LLC|203203
CYH|COMMUNITY HEALTH|KRSH|Kershner Securities, LLC|8018
CYH|COMMUNITY HEALTH|LAFC|R. F. Lafferty & Co., Inc.|5000
CYH|COMMUNITY HEALTH|LEER|LEERINK PARTNERS LLC|151700
CYH|COMMUNITY HEALTH|LEHM|Barclays Capital Inc./Le|1252653
CYH|COMMUNITY HEALTH|LIME|Lime Brokerage LLC|16091
CYH|COMMUNITY HEALTH|LSCI|Lek Securities Corporation|29985
CYH|COMMUNITY HEALTH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
CYH|COMMUNITY HEALTH|MACC|Mid Atlantic Capital Corporation|9500
CYH|COMMUNITY HEALTH|MAXM|Maxim Group LLC|68894
CYH|COMMUNITY HEALTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|549796
CYH|COMMUNITY HEALTH|MSCO|MORGAN STANLEY & CO. LLC|2018443
CYH|COMMUNITY HEALTH|MSPL|MORGAN STANLEY & CO. LLC|1292700
CYH|COMMUNITY HEALTH|MSTX|MORGAN STANLEY & CO. LLC|462500
CYH|COMMUNITY HEALTH|NFSC|National Financial Services LLC|1479181
CYH|COMMUNITY HEALTH|NITE|VIRTU Americas LLC|1765417
CYH|COMMUNITY HEALTH|NITP|VIRTU Americas LLC|107186
CYH|COMMUNITY HEALTH|NQRB|Brut, LLC|11691
CYH|COMMUNITY HEALTH|NTBF|BMO Nesbitt Burns Inc./CDS|3681
CYH|COMMUNITY HEALTH|OHOS|TWO SIGMA SECURITIES, LLC|36865
CYH|COMMUNITY HEALTH|OPCO|Oppenheimer & Co. Inc.|3379
CYH|COMMUNITY HEALTH|PCPT|PHILLIP CAPITAL INC.|21560
CYH|COMMUNITY HEALTH|PDQM|CODA MARKETS, INC.|74347
CYH|COMMUNITY HEALTH|PHLY|NASDAQ Execution Services, LLC|7200
CYH|COMMUNITY HEALTH|PIPR|Piper Jaffray & Co.|2369
CYH|COMMUNITY HEALTH|PWJC|UBS Financial Services, Inc.|2000
CYH|COMMUNITY HEALTH|RBCM|RBC CAPITAL MARKETS, LLC|20129
CYH|COMMUNITY HEALTH|RGLD|Regal Securities, Inc|165
CYH|COMMUNITY HEALTH|SAGL|SAGETRADER, LLC|15520
CYH|COMMUNITY HEALTH|SAGW|SAGETRADER, LLC|2141
CYH|COMMUNITY HEALTH|SALI|INTL FCSTONE FINANCIAL INC.|3000
CYH|COMMUNITY HEALTH|SBSH|Citigroup Global Markets Inc.|110884
CYH|COMMUNITY HEALTH|SGMT|GOLDMAN SACHS & CO. LLC|344501
CYH|COMMUNITY HEALTH|SPDR|SPEEDROUTE LLC|9000
CYH|COMMUNITY HEALTH|SPNT|SEVEN POINTS CAPITAL, LLC|3400
CYH|COMMUNITY HEALTH|STFL|Stifel, Nicolaus & Company, Incorporated|4000
CYH|COMMUNITY HEALTH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12807
CYH|COMMUNITY HEALTH|SWIM|TD Ameritrade, Inc.|258205
CYH|COMMUNITY HEALTH|TDFS|TRADERFIELD SECURITIES INC.|9600
CYH|COMMUNITY HEALTH|TKNG|ALLY INVEST SECURITIES LLC|36693
CYH|COMMUNITY HEALTH|TRBT|Tradebot Systems, Inc.|338631
CYH|COMMUNITY HEALTH|TRCM|TRC MARKETS LLC|185564
CYH|COMMUNITY HEALTH|UBSA|UBS SECURITIES LLC|1209506
CYH|COMMUNITY HEALTH|UBSS|UBS Securities LLC|816364
CYH|COMMUNITY HEALTH|VALX|VIRTU AMERICAS LLC|54976
CYH|COMMUNITY HEALTH|VGRD|Vanguard Marketing Corporation|123752
CYH|COMMUNITY HEALTH|WBLR|WILLIAM BLAIR|300
CYH|COMMUNITY HEALTH|WCHV|WELLS FARGO SECURITIES, LLC|1960186
CYH|COMMUNITY HEALTH|WEDB|WEDBUSH SECURITIES INC.|7072
CYH|COMMUNITY HEALTH|WEED|Weeden & Co.L.P.|16400
CYH|COMMUNITY HEALTH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|57098
CYH|COMMUNITY HEALTH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|76803
CYH|COMMUNITY HEALTH|WGIF|CIBC World Markets Inc.|30800
CYH|COMMUNITY HEALTH|WSEA|WOLVERINE SECURITIES, LLC|35638
CYH|COMMUNITY HEALTH|XIST|INSTINET, LLC|54400
CYH|COMMUNITY HEALTH|XPQR|Jump Trading|691
CYH|COMMUNITY HEALTH|XSTM|NATIONAL FINANCIAL SERVICES LLC|243586
CYH|COMMUNITY HEALTH|YKNA|COMHAR CAPITAL MARKETS, LLC|1267
CYH|COMMUNITY HEALTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1317
CYHHZ|COMMUNITY HEALTH SYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1701
CYHHZ|COMMUNITY HEALTH SYS|CANT|Cantor Fitzgerald & Co.|200
CYHHZ|COMMUNITY HEALTH SYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6700
CYHHZ|COMMUNITY HEALTH SYS|DBAX|Deutsche Bank Securities Inc.|14900
CYHHZ|COMMUNITY HEALTH SYS|ETRS|E*Trade Securities LLC|600766
CYHHZ|COMMUNITY HEALTH SYS|FBCO|Credit Suisse Securities (USA) LLC|17460
CYHHZ|COMMUNITY HEALTH SYS|FILL|Tradestation Securities, Inc.|5000
CYHHZ|COMMUNITY HEALTH SYS|FOMA|TD AMERITRADE CLEARING, INC.|139440
CYHHZ|COMMUNITY HEALTH SYS|GSCO|GOLDMAN SACHS & CO. LLC|45005
CYHHZ|COMMUNITY HEALTH SYS|GSLT|GOLDMAN SACHS & CO. LLC|22944
CYHHZ|COMMUNITY HEALTH SYS|IBKR|Interactive Brokers Llc|1610389
CYHHZ|COMMUNITY HEALTH SYS|LAFC|R. F. Lafferty & Co., Inc.|200
CYHHZ|COMMUNITY HEALTH SYS|LSCI|Lek Securities Corporation|26729
CYHHZ|COMMUNITY HEALTH SYS|MAXM|Maxim Group LLC|200
CYHHZ|COMMUNITY HEALTH SYS|MSCO|MORGAN STANLEY & CO. LLC|436418
CYHHZ|COMMUNITY HEALTH SYS|NFSC|National Financial Services LLC|348430
CYHHZ|COMMUNITY HEALTH SYS|NITE|VIRTU Americas LLC|378265
CYHHZ|COMMUNITY HEALTH SYS|PDQM|CODA MARKETS, INC.|740
CYHHZ|COMMUNITY HEALTH SYS|RAJA|Raymond James & Associates, Inc.|2
CYHHZ|COMMUNITY HEALTH SYS|SBSH|Citigroup Global Markets Inc.|62900
CYHHZ|COMMUNITY HEALTH SYS|SPTD|MINT GLOBAL MARKETS, INC.|319167
CYHHZ|COMMUNITY HEALTH SYS|SWIM|TD Ameritrade, Inc.|11637
CYHHZ|COMMUNITY HEALTH SYS|UBSA|UBS SECURITIES LLC|50400
CYHHZ|COMMUNITY HEALTH SYS|UBSS|UBS Securities LLC|16300
CYOU|CHANGYOU.COM LIMITED|AGIS|Aegis Capital Corp.|21367
CYOU|CHANGYOU.COM LIMITED|ALTX|Alternet Securities Inc.|9250
CYOU|CHANGYOU.COM LIMITED|APCC|Apex Clearing Corporation|516
CYOU|CHANGYOU.COM LIMITED|BANK|Primevest Financial Services, Inc.|450
CYOU|CHANGYOU.COM LIMITED|BATM|CBOE TRADING, INC.|1717
CYOU|CHANGYOU.COM LIMITED|BAYC|BAY CREST PARTNERS, LLC|70455
CYOU|CHANGYOU.COM LIMITED|BAYT|BTIG, LLC|1757
CYOU|CHANGYOU.COM LIMITED|BERN|Sanford C. Bernstein & Co., LLC|7730
CYOU|CHANGYOU.COM LIMITED|BIMI|Banca IMI Securities Corp.|120
CYOU|CHANGYOU.COM LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3418
CYOU|CHANGYOU.COM LIMITED|BNPX|BNP PARIBAS SECURITIES CORP.|32
CYOU|CHANGYOU.COM LIMITED|BTIG|BTIG, LLC|202032
CYOU|CHANGYOU.COM LIMITED|BYXM|CBOE TRADING, INC.|600
CYOU|CHANGYOU.COM LIMITED|CBLC|CITIGROUP GLOBAL MARKETS INC.|14918
CYOU|CHANGYOU.COM LIMITED|CHAS|Charles Schwab & Co., Inc.|1340
CYOU|CHANGYOU.COM LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21366
CYOU|CHANGYOU.COM LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11744
CYOU|CHANGYOU.COM LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|153316
CYOU|CHANGYOU.COM LIMITED|CTDL|Citadel Derivatives Group Llc|7885
CYOU|CHANGYOU.COM LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|15738
CYOU|CHANGYOU.COM LIMITED|DBAB|Deutsche Bank Securities Inc.|78108
CYOU|CHANGYOU.COM LIMITED|DBAX|Deutsche Bank Securities Inc.|208600
CYOU|CHANGYOU.COM LIMITED|DBUL|Deutsche Bank Securities Inc.|300
CYOU|CHANGYOU.COM LIMITED|DEAN|MORGAN STANLEY|200
CYOU|CHANGYOU.COM LIMITED|DEGS|RONIN PROFESSIONAL LLC|6056
CYOU|CHANGYOU.COM LIMITED|EBXL|EBX LLC|56200
CYOU|CHANGYOU.COM LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|6233
CYOU|CHANGYOU.COM LIMITED|EDJO|Edward D. Jones & Co., L.P.|230
CYOU|CHANGYOU.COM LIMITED|EGAM|CBOE TRADING, INC.|12669
CYOU|CHANGYOU.COM LIMITED|EGMT|EG MARKET TECHNOLOGIES LLC|100
CYOU|CHANGYOU.COM LIMITED|EGXM|CBOE TRADING, INC.|1350
CYOU|CHANGYOU.COM LIMITED|ETBE|Electronic Transaction Clearing, Inc.|2078
CYOU|CHANGYOU.COM LIMITED|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6562
CYOU|CHANGYOU.COM LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8290
CYOU|CHANGYOU.COM LIMITED|ETRS|E*Trade Securities LLC|28410
CYOU|CHANGYOU.COM LIMITED|FBCO|Credit Suisse Securities (USA) LLC|145050
CYOU|CHANGYOU.COM LIMITED|FBSB|U.S. Bancorp Investments, Inc.|48
CYOU|CHANGYOU.COM LIMITED|FILL|Tradestation Securities, Inc.|500
CYOU|CHANGYOU.COM LIMITED|FMAF|NBCN Inc./ CDS|1140
CYOU|CHANGYOU.COM LIMITED|FOMA|TD AMERITRADE CLEARING, INC.|89435
CYOU|CHANGYOU.COM LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47215
CYOU|CHANGYOU.COM LIMITED|FTBR|Foliofn Investments, Inc.|306
CYOU|CHANGYOU.COM LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|1295
CYOU|CHANGYOU.COM LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|27951
CYOU|CHANGYOU.COM LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|208511
CYOU|CHANGYOU.COM LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|233587
CYOU|CHANGYOU.COM LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|6785
CYOU|CHANGYOU.COM LIMITED|GTSZ|GTS SECURITIES LLC|7759
CYOU|CHANGYOU.COM LIMITED|HRBF|American Enterprise Investment Services Inc.|709
CYOU|CHANGYOU.COM LIMITED|HSBC|HSBC Securities, Inc.|861
CYOU|CHANGYOU.COM LIMITED|IATS|INTERACTIVE BROKERS LLC|17173
CYOU|CHANGYOU.COM LIMITED|IBKR|Interactive Brokers Llc|117772
CYOU|CHANGYOU.COM LIMITED|ICBX|INSTINET, LLC|11560
CYOU|CHANGYOU.COM LIMITED|INCA|INSTINET, LLC|106404
CYOU|CHANGYOU.COM LIMITED|INJX|INSTINET, LLC|2917
CYOU|CHANGYOU.COM LIMITED|ITGI|ITG Inc.|38195
CYOU|CHANGYOU.COM LIMITED|ITGP|ITG INC.|66400
CYOU|CHANGYOU.COM LIMITED|JEFF|JEFFERIES LLC|20406
CYOU|CHANGYOU.COM LIMITED|JMPT|JUMP TRADING, LLC|12328
CYOU|CHANGYOU.COM LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|2700
CYOU|CHANGYOU.COM LIMITED|JPMX|J.P. Morgan Securities LLC|219951
CYOU|CHANGYOU.COM LIMITED|JSJX|JANE STREET CAPITAL LLC|1851
CYOU|CHANGYOU.COM LIMITED|KCGM|VIRTU Americas LLC|12883
CYOU|CHANGYOU.COM LIMITED|LEHM|Barclays Capital Inc./Le|223383
CYOU|CHANGYOU.COM LIMITED|LIME|Lime Brokerage LLC|78062
CYOU|CHANGYOU.COM LIMITED|LQNA|LIQUIDNET, INC.|8100
CYOU|CHANGYOU.COM LIMITED|LSCI|Lek Securities Corporation|843
CYOU|CHANGYOU.COM LIMITED|MKMP|MKM Partners LLC|14434
CYOU|CHANGYOU.COM LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33282
CYOU|CHANGYOU.COM LIMITED|MOTF|MOTIF INVESTING, INC.|316
CYOU|CHANGYOU.COM LIMITED|MSCO|MORGAN STANLEY & CO. LLC|416602
CYOU|CHANGYOU.COM LIMITED|MSPL|MORGAN STANLEY & CO. LLC|92700
CYOU|CHANGYOU.COM LIMITED|MSTX|MORGAN STANLEY & CO. LLC|3900
CYOU|CHANGYOU.COM LIMITED|NFSC|National Financial Services LLC|81985
CYOU|CHANGYOU.COM LIMITED|NITE|VIRTU Americas LLC|223621
CYOU|CHANGYOU.COM LIMITED|NITP|VIRTU Americas LLC|1000
CYOU|CHANGYOU.COM LIMITED|NQRB|Brut, LLC|18565
CYOU|CHANGYOU.COM LIMITED|PDQM|CODA MARKETS, INC.|83139
CYOU|CHANGYOU.COM LIMITED|PNSR|Penserra Securities, LLC|2914
CYOU|CHANGYOU.COM LIMITED|RAJA|Raymond James & Associates, Inc.|500
CYOU|CHANGYOU.COM LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|2000
CYOU|CHANGYOU.COM LIMITED|SAGL|SAGETRADER, LLC|12036
CYOU|CHANGYOU.COM LIMITED|SALI|INTL FCSTONE FINANCIAL INC.|596
CYOU|CHANGYOU.COM LIMITED|SBSH|Citigroup Global Markets Inc.|77316
CYOU|CHANGYOU.COM LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|47208
CYOU|CHANGYOU.COM LIMITED|SPDR|SPEEDROUTE LLC|21621
CYOU|CHANGYOU.COM LIMITED|SWIM|TD Ameritrade, Inc.|1864
CYOU|CHANGYOU.COM LIMITED|TKNG|ALLY INVEST SECURITIES LLC|403
CYOU|CHANGYOU.COM LIMITED|TRBT|Tradebot Systems, Inc.|56826
CYOU|CHANGYOU.COM LIMITED|TRCM|TRC MARKETS LLC|56036
CYOU|CHANGYOU.COM LIMITED|TWTT|TASTYWORKS, INC.|900
CYOU|CHANGYOU.COM LIMITED|UBSA|UBS SECURITIES LLC|330430
CYOU|CHANGYOU.COM LIMITED|UBSS|UBS Securities LLC|822796
CYOU|CHANGYOU.COM LIMITED|VALX|VIRTU AMERICAS LLC|2816
CYOU|CHANGYOU.COM LIMITED|VGRD|Vanguard Marketing Corporation|2998
CYOU|CHANGYOU.COM LIMITED|WBPX|SUMMIT SECURITIES GROUP, LLC|1620
CYOU|CHANGYOU.COM LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|3112
CYOU|CHANGYOU.COM LIMITED|WEED|Weeden & Co.L.P.|11229
CYOU|CHANGYOU.COM LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13002
CYOU|CHANGYOU.COM LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19294
CYOU|CHANGYOU.COM LIMITED|WGIF|CIBC World Markets Inc.|3358
CYOU|CHANGYOU.COM LIMITED|WSEA|WOLVERINE SECURITIES, LLC|5953
CYOU|CHANGYOU.COM LIMITED|XIST|INSTINET, LLC|5512
CYOU|CHANGYOU.COM LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|10900
CYOU|CHANGYOU.COM LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|9055
CYOU|CHANGYOU.COM LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15
CYRN|CYREN LTD.|BERN|Sanford C. Bernstein & Co., LLC|400
CYRN|CYREN LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|816
CYRN|CYREN LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|360
CYRN|CYREN LTD.|DBAB|Deutsche Bank Securities Inc.|5302
CYRN|CYREN LTD.|DBAX|Deutsche Bank Securities Inc.|400
CYRN|CYREN LTD.|DEAN|MORGAN STANLEY|15
CYRN|CYREN LTD.|DEGS|RONIN PROFESSIONAL LLC|7194
CYRN|CYREN LTD.|EBXL|EBX LLC|100
CYRN|CYREN LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3500
CYRN|CYREN LTD.|ETRS|E*Trade Securities LLC|4416
CYRN|CYREN LTD.|FBCO|Credit Suisse Securities (USA) LLC|2900
CYRN|CYREN LTD.|FOMA|TD AMERITRADE CLEARING, INC.|39140
CYRN|CYREN LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|144
CYRN|CYREN LTD.|GTSZ|GTS SECURITIES LLC|128
CYRN|CYREN LTD.|IBKR|Interactive Brokers Llc|23951
CYRN|CYREN LTD.|INCA|INSTINET, LLC|1372
CYRN|CYREN LTD.|INJX|INSTINET, LLC|500
CYRN|CYREN LTD.|ITGI|ITG Inc.|830
CYRN|CYREN LTD.|JEFF|JEFFERIES LLC|16388
CYRN|CYREN LTD.|JPMX|J.P. Morgan Securities LLC|200
CYRN|CYREN LTD.|LEHM|Barclays Capital Inc./Le|600
CYRN|CYREN LTD.|LIME|Lime Brokerage LLC|10476
CYRN|CYREN LTD.|LMGP|LIME BROKERAGE LLC|2800
CYRN|CYREN LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
CYRN|CYREN LTD.|MSCO|MORGAN STANLEY & CO. LLC|62332
CYRN|CYREN LTD.|NFSC|National Financial Services LLC|10222
CYRN|CYREN LTD.|NITE|VIRTU Americas LLC|95659
CYRN|CYREN LTD.|OPCO|Oppenheimer & Co. Inc.|5457
CYRN|CYREN LTD.|RAJA|Raymond James & Associates, Inc.|3000
CYRN|CYREN LTD.|SBSH|Citigroup Global Markets Inc.|12094
CYRN|CYREN LTD.|SPDR|SPEEDROUTE LLC|5550
CYRN|CYREN LTD.|SWIM|TD Ameritrade, Inc.|270
CYRN|CYREN LTD.|UBSA|UBS SECURITIES LLC|1830
CYRN|CYREN LTD.|UBSS|UBS Securities LLC|38235
CYRN|CYREN LTD.|VGRD|Vanguard Marketing Corporation|700
CYRN|CYREN LTD.|WCHV|WELLS FARGO SECURITIES, LLC|300
CYRN|CYREN LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
CYRX|CRYOPORT INC|AGIS|Aegis Capital Corp.|957
CYRX|CRYOPORT INC|ALTX|Alternet Securities Inc.|10827
CYRX|CRYOPORT INC|APCC|Apex Clearing Corporation|34866
CYRX|CRYOPORT INC|AQUA|AQUA SECURITIES L.P.|5000
CYRX|CRYOPORT INC|BARD|Robert W. Baird & Co. Incorporated|43
CYRX|CRYOPORT INC|BATM|CBOE TRADING, INC.|10496
CYRX|CRYOPORT INC|BAYC|BAY CREST PARTNERS, LLC|3131
CYRX|CRYOPORT INC|BERN|Sanford C. Bernstein & Co., LLC|2735
CYRX|CRYOPORT INC|BIMI|Banca IMI Securities Corp.|92
CYRX|CRYOPORT INC|BLKX|INSTINET, LLC|5640
CYRX|CRYOPORT INC|BMOC|BMO Capital Markets Corp.|1885
CYRX|CRYOPORT INC|BNCH|The Benchmark Company, LLC|5000
CYRX|CRYOPORT INC|BNPX|BNP PARIBAS SECURITIES CORP.|2283
CYRX|CRYOPORT INC|BTIG|BTIG, LLC|23202
CYRX|CRYOPORT INC|BYXM|CBOE TRADING, INC.|4818
CYRX|CRYOPORT INC|CANT|Cantor Fitzgerald & Co.|82
CYRX|CRYOPORT INC|CBRA|Cobra Trading, Inc.|200
CYRX|CRYOPORT INC|CHAS|Charles Schwab & Co., Inc.|3062
CYRX|CRYOPORT INC|CIST|Capital Institutional Services, Inc.|303
CYRX|CRYOPORT INC|CLSA|CLSA AMERICAS, LLC|10400
CYRX|CRYOPORT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103398
CYRX|CRYOPORT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29607
CYRX|CRYOPORT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|167952
CYRX|CRYOPORT INC|CTDL|Citadel Derivatives Group Llc|13300
CYRX|CRYOPORT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17076
CYRX|CRYOPORT INC|DADA|D.A. Davidson & Co.|9151
CYRX|CRYOPORT INC|DBAB|Deutsche Bank Securities Inc.|357765
CYRX|CRYOPORT INC|DBAX|Deutsche Bank Securities Inc.|83400
CYRX|CRYOPORT INC|DBUL|Deutsche Bank Securities Inc.|1100
CYRX|CRYOPORT INC|DEAN|MORGAN STANLEY|15786
CYRX|CRYOPORT INC|DEGS|RONIN PROFESSIONAL LLC|31712
CYRX|CRYOPORT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7572
CYRX|CRYOPORT INC|DRWK|DRW SECURITIES, L.L.C.|11107
CYRX|CRYOPORT INC|EBXL|EBX LLC|119800
CYRX|CRYOPORT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|79887
CYRX|CRYOPORT INC|EDJO|Edward D. Jones & Co., L.P.|6884
CYRX|CRYOPORT INC|EGAM|CBOE TRADING, INC.|19536
CYRX|CRYOPORT INC|EGMT|EG MARKET TECHNOLOGIES LLC|2020
CYRX|CRYOPORT INC|EGXM|CBOE TRADING, INC.|5004
CYRX|CRYOPORT INC|EGXW|CBOE TRADING, INC.|69
CYRX|CRYOPORT INC|ELEV|ELEVATION, LLC|485
CYRX|CRYOPORT INC|ETBE|Electronic Transaction Clearing, Inc.|79117
CYRX|CRYOPORT INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|498
CYRX|CRYOPORT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14615
CYRX|CRYOPORT INC|ETRS|E*Trade Securities LLC|226067
CYRX|CRYOPORT INC|FBCO|Credit Suisse Securities (USA) LLC|386279
CYRX|CRYOPORT INC|FILL|Tradestation Securities, Inc.|3801
CYRX|CRYOPORT INC|FMAF|NBCN Inc./ CDS|910
CYRX|CRYOPORT INC|FOMA|TD AMERITRADE CLEARING, INC.|578011
CYRX|CRYOPORT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69761
CYRX|CRYOPORT INC|FTBR|Foliofn Investments, Inc.|894
CYRX|CRYOPORT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|10671
CYRX|CRYOPORT INC|GLPX|ACS EXECUTION SERVICES, LLC|75244
CYRX|CRYOPORT INC|GSCO|GOLDMAN SACHS & CO. LLC|1259055
CYRX|CRYOPORT INC|GSCS|GOLDMAN SACHS & CO. LLC|36566
CYRX|CRYOPORT INC|GSLT|GOLDMAN SACHS & CO. LLC|10078
CYRX|CRYOPORT INC|GTSZ|GTS SECURITIES LLC|19535
CYRX|CRYOPORT INC|HRBF|American Enterprise Investment Services Inc.|35343
CYRX|CRYOPORT INC|IATS|INTERACTIVE BROKERS LLC|15788
CYRX|CRYOPORT INC|IBKR|Interactive Brokers Llc|271083
CYRX|CRYOPORT INC|ICBX|INSTINET, LLC|52108
CYRX|CRYOPORT INC|IEQY|CITADEL SECURITIES LLC|20655
CYRX|CRYOPORT INC|INCA|INSTINET, LLC|520742
CYRX|CRYOPORT INC|INJX|INSTINET, LLC|11214
CYRX|CRYOPORT INC|ITGI|ITG Inc.|101317
CYRX|CRYOPORT INC|ITGP|ITG INC.|89400
CYRX|CRYOPORT INC|JANY|Janney Montgomery Scott Inc.|9760
CYRX|CRYOPORT INC|JEFF|JEFFERIES LLC|58512
CYRX|CRYOPORT INC|JMPT|JUMP TRADING, LLC|40035
CYRX|CRYOPORT INC|JONE|JonesTrading|7954
CYRX|CRYOPORT INC|JPBX|J.P. MORGAN SECURITIES LLC|1500
CYRX|CRYOPORT INC|JPMX|J.P. Morgan Securities LLC|154315
CYRX|CRYOPORT INC|JSJX|JANE STREET CAPITAL LLC|12221
CYRX|CRYOPORT INC|KCGM|VIRTU Americas LLC|35611
CYRX|CRYOPORT INC|LEHM|Barclays Capital Inc./Le|737332
CYRX|CRYOPORT INC|LIME|Lime Brokerage LLC|123338
CYRX|CRYOPORT INC|LMGP|LIME BROKERAGE LLC|14023
CYRX|CRYOPORT INC|LOOP|Loop Capital Markets LLC|3731
CYRX|CRYOPORT INC|LQNA|LIQUIDNET, INC.|8700
CYRX|CRYOPORT INC|LSCI|Lek Securities Corporation|1560
CYRX|CRYOPORT INC|MACQ|Macquarie Capital (USA) Inc.|2318
CYRX|CRYOPORT INC|MAXM|Maxim Group LLC|9145
CYRX|CRYOPORT INC|MBTS|ALLY INVEST SECURITIES LLC|357
CYRX|CRYOPORT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46512
CYRX|CRYOPORT INC|MOTF|MOTIF INVESTING, INC.|5
CYRX|CRYOPORT INC|MSCO|MORGAN STANLEY & CO. LLC|1678103
CYRX|CRYOPORT INC|MSPL|MORGAN STANLEY & CO. LLC|98700
CYRX|CRYOPORT INC|MSTX|MORGAN STANLEY & CO. LLC|107400
CYRX|CRYOPORT INC|NATL|National Securities Corporation|4900
CYRX|CRYOPORT INC|NFSC|National Financial Services LLC|228938
CYRX|CRYOPORT INC|NITE|VIRTU Americas LLC|1340506
CYRX|CRYOPORT INC|NITP|VIRTU Americas LLC|26072
CYRX|CRYOPORT INC|NQRB|Brut, LLC|16262
CYRX|CRYOPORT INC|OPCO|Oppenheimer & Co. Inc.|674
CYRX|CRYOPORT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1172
CYRX|CRYOPORT INC|PDQM|CODA MARKETS, INC.|118704
CYRX|CRYOPORT INC|PWJC|UBS Financial Services, Inc.|1427
CYRX|CRYOPORT INC|RAJA|Raymond James & Associates, Inc.|6979
CYRX|CRYOPORT INC|RBCM|RBC CAPITAL MARKETS, LLC|179189
CYRX|CRYOPORT INC|RGLD|Regal Securities, Inc|100
CYRX|CRYOPORT INC|RHCO|Suntrust Robinson Humphrey, Inc.|499
CYRX|CRYOPORT INC|ROTH|Roth Capital Partners, LLC|4514
CYRX|CRYOPORT INC|SAGL|SAGETRADER, LLC|14565
CYRX|CRYOPORT INC|SBSH|Citigroup Global Markets Inc.|143596
CYRX|CRYOPORT INC|SGMT|GOLDMAN SACHS & CO. LLC|80498
CYRX|CRYOPORT INC|SPDR|SPEEDROUTE LLC|10772
CYRX|CRYOPORT INC|STFL|Stifel, Nicolaus & Company, Incorporated|16469
CYRX|CRYOPORT INC|SWIM|TD Ameritrade, Inc.|135520
CYRX|CRYOPORT INC|SWST|Hilltop Securities Inc.|402
CYRX|CRYOPORT INC|TKNG|ALLY INVEST SECURITIES LLC|2301
CYRX|CRYOPORT INC|TRBT|Tradebot Systems, Inc.|202796
CYRX|CRYOPORT INC|TRCM|TRC MARKETS LLC|45651
CYRX|CRYOPORT INC|TWTT|TASTYWORKS, INC.|100
CYRX|CRYOPORT INC|UBSA|UBS SECURITIES LLC|309092
CYRX|CRYOPORT INC|UBSS|UBS Securities LLC|1491182
CYRX|CRYOPORT INC|VALX|VIRTU AMERICAS LLC|2265
CYRX|CRYOPORT INC|VFIN|National Securities Corporation|4093
CYRX|CRYOPORT INC|VGRD|Vanguard Marketing Corporation|27285
CYRX|CRYOPORT INC|WABR|Wall Street Access|51039
CYRX|CRYOPORT INC|WCHV|WELLS FARGO SECURITIES, LLC|128584
CYRX|CRYOPORT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10050
CYRX|CRYOPORT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14398
CYRX|CRYOPORT INC|WGIF|CIBC World Markets Inc.|1613
CYRX|CRYOPORT INC|WSEA|WOLVERINE SECURITIES, LLC|14172
CYRX|CRYOPORT INC|XIST|INSTINET, LLC|46400
CYRX|CRYOPORT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13450
CYRX|CRYOPORT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3106
CYRX|CRYOPORT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1200
CYRXW|CRYOPORT, INC WTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
CYRXW|CRYOPORT, INC WTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
CYRXW|CRYOPORT, INC WTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
CYRXW|CRYOPORT, INC WTS|ETRS|E*Trade Securities LLC|3197
CYRXW|CRYOPORT, INC WTS|FBCO|Credit Suisse Securities (USA) LLC|100
CYRXW|CRYOPORT, INC WTS|FOMA|TD AMERITRADE CLEARING, INC.|2144
CYRXW|CRYOPORT, INC WTS|GLPX|ACS EXECUTION SERVICES, LLC|100
CYRXW|CRYOPORT, INC WTS|GSLT|GOLDMAN SACHS & CO. LLC|11500
CYRXW|CRYOPORT, INC WTS|GTSZ|GTS SECURITIES LLC|100
CYRXW|CRYOPORT, INC WTS|IBKR|Interactive Brokers Llc|10680
CYRXW|CRYOPORT, INC WTS|INCA|INSTINET, LLC|1968
CYRXW|CRYOPORT, INC WTS|MSCO|MORGAN STANLEY & CO. LLC|20502
CYRXW|CRYOPORT, INC WTS|NFSC|National Financial Services LLC|2004
CYRXW|CRYOPORT, INC WTS|NITE|VIRTU Americas LLC|30935
CYRXW|CRYOPORT, INC WTS|PDQM|CODA MARKETS, INC.|200
CYRXW|CRYOPORT, INC WTS|RBCM|RBC CAPITAL MARKETS, LLC|23343
CYRXW|CRYOPORT, INC WTS|SPDR|SPEEDROUTE LLC|200
CYRXW|CRYOPORT, INC WTS|STFL|Stifel, Nicolaus & Company, Incorporated|3690
CYRXW|CRYOPORT, INC WTS|SWIM|TD Ameritrade, Inc.|500
CYRXW|CRYOPORT, INC WTS|UBSA|UBS SECURITIES LLC|151
CYRXW|CRYOPORT, INC WTS|UBSS|UBS Securities LLC|500
CYS|CYS INVESTMENTS, INC|AGIS|Aegis Capital Corp.|30000
CYS|CYS INVESTMENTS, INC|ALTX|Alternet Securities Inc.|5700
CYS|CYS INVESTMENTS, INC|APCC|Apex Clearing Corporation|2316
CYS|CYS INVESTMENTS, INC|BARD|Robert W. Baird & Co. Incorporated|9600
CYS|CYS INVESTMENTS, INC|BATM|CBOE TRADING, INC.|2935
CYS|CYS INVESTMENTS, INC|BERN|Sanford C. Bernstein & Co., LLC|41118
CYS|CYS INVESTMENTS, INC|BIAD|SAGETRADER, LLC|719
CYS|CYS INVESTMENTS, INC|BIDS|BIDS TRADING L.P.|18700
CYS|CYS INVESTMENTS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8225
CYS|CYS INVESTMENTS, INC|BLKX|INSTINET, LLC|6000
CYS|CYS INVESTMENTS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|16144
CYS|CYS INVESTMENTS, INC|BRGE|Newbridge Securities Corp.|28
CYS|CYS INVESTMENTS, INC|BTIG|BTIG, LLC|71706
CYS|CYS INVESTMENTS, INC|BYXM|CBOE TRADING, INC.|100
CYS|CYS INVESTMENTS, INC|CANT|Cantor Fitzgerald & Co.|1
CYS|CYS INVESTMENTS, INC|CHAS|Charles Schwab & Co., Inc.|5217
CYS|CYS INVESTMENTS, INC|CIST|Capital Institutional Services, Inc.|400
CYS|CYS INVESTMENTS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|122475
CYS|CYS INVESTMENTS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|261285
CYS|CYS INVESTMENTS, INC|CTDL|Citadel Derivatives Group Llc|1308
CYS|CYS INVESTMENTS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|141612
CYS|CYS INVESTMENTS, INC|DBAB|Deutsche Bank Securities Inc.|70693
CYS|CYS INVESTMENTS, INC|DBAX|Deutsche Bank Securities Inc.|169800
CYS|CYS INVESTMENTS, INC|DEAN|MORGAN STANLEY|1698
CYS|CYS INVESTMENTS, INC|DEGS|RONIN PROFESSIONAL LLC|4748
CYS|CYS INVESTMENTS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|249
CYS|CYS INVESTMENTS, INC|EBXL|EBX LLC|276200
CYS|CYS INVESTMENTS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|34500
CYS|CYS INVESTMENTS, INC|EDJO|Edward D. Jones & Co., L.P.|8099
CYS|CYS INVESTMENTS, INC|EGAM|CBOE TRADING, INC.|24440
CYS|CYS INVESTMENTS, INC|EGAW|CBOE TRADING, INC.|200
CYS|CYS INVESTMENTS, INC|EGXM|CBOE TRADING, INC.|7731
CYS|CYS INVESTMENTS, INC|ESPO|ESPOSITO SECURITIES, LLC|5010
CYS|CYS INVESTMENTS, INC|ETBE|Electronic Transaction Clearing, Inc.|8900
CYS|CYS INVESTMENTS, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
CYS|CYS INVESTMENTS, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
CYS|CYS INVESTMENTS, INC|ETRS|E*Trade Securities LLC|374709
CYS|CYS INVESTMENTS, INC|FIDT|Fidelity Clearing Canada ULC./ CDS|500
CYS|CYS INVESTMENTS, INC|FILL|Tradestation Securities, Inc.|1465
CYS|CYS INVESTMENTS, INC|FINX|FINTECH SECURITIES|3800
CYS|CYS INVESTMENTS, INC|FMAF|NBCN Inc./ CDS|2834
CYS|CYS INVESTMENTS, INC|FORD|Fordham Financial Management, Inc.|700
CYS|CYS INVESTMENTS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
CYS|CYS INVESTMENTS, INC|FQLS|Quantlab Securities LP|55501
CYS|CYS INVESTMENTS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52057
CYS|CYS INVESTMENTS, INC|FTBR|Foliofn Investments, Inc.|9408
CYS|CYS INVESTMENTS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|11900
CYS|CYS INVESTMENTS, INC|GLPX|ACS EXECUTION SERVICES, LLC|10971
CYS|CYS INVESTMENTS, INC|GSCO|GOLDMAN SACHS & CO. LLC|998028
CYS|CYS INVESTMENTS, INC|GSCS|GOLDMAN SACHS & CO. LLC|8139
CYS|CYS INVESTMENTS, INC|GSLT|GOLDMAN SACHS & CO. LLC|23272
CYS|CYS INVESTMENTS, INC|GTSZ|GTS SECURITIES LLC|54085
CYS|CYS INVESTMENTS, INC|HRBF|American Enterprise Investment Services Inc.|5458
CYS|CYS INVESTMENTS, INC|IATS|INTERACTIVE BROKERS LLC|74945
CYS|CYS INVESTMENTS, INC|IBKR|Interactive Brokers Llc|125965
CYS|CYS INVESTMENTS, INC|ICBX|INSTINET, LLC|90479
CYS|CYS INVESTMENTS, INC|IEQY|CITADEL SECURITIES LLC|41248
CYS|CYS INVESTMENTS, INC|INCA|INSTINET, LLC|107532
CYS|CYS INVESTMENTS, INC|INJX|INSTINET, LLC|300
CYS|CYS INVESTMENTS, INC|ITGI|ITG Inc.|110026
CYS|CYS INVESTMENTS, INC|ITGP|ITG INC.|155200
CYS|CYS INVESTMENTS, INC|JANY|Janney Montgomery Scott Inc.|1300
CYS|CYS INVESTMENTS, INC|JEFF|JEFFERIES LLC|78568
CYS|CYS INVESTMENTS, INC|JMPT|JUMP TRADING, LLC|75705
CYS|CYS INVESTMENTS, INC|JPMX|J.P. Morgan Securities LLC|606293
CYS|CYS INVESTMENTS, INC|JSJX|JANE STREET CAPITAL LLC|89741
CYS|CYS INVESTMENTS, INC|KCGM|VIRTU Americas LLC|115775
CYS|CYS INVESTMENTS, INC|LEHM|Barclays Capital Inc./Le|859926
CYS|CYS INVESTMENTS, INC|LIME|Lime Brokerage LLC|22766
CYS|CYS INVESTMENTS, INC|LOOP|Loop Capital Markets LLC|400
CYS|CYS INVESTMENTS, INC|LSCI|Lek Securities Corporation|2200
CYS|CYS INVESTMENTS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|348703
CYS|CYS INVESTMENTS, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
CYS|CYS INVESTMENTS, INC|MOTF|MOTIF INVESTING, INC.|6
CYS|CYS INVESTMENTS, INC|MSCO|MORGAN STANLEY & CO. LLC|654694
CYS|CYS INVESTMENTS, INC|MSPL|MORGAN STANLEY & CO. LLC|1170800
CYS|CYS INVESTMENTS, INC|MSTX|MORGAN STANLEY & CO. LLC|198200
CYS|CYS INVESTMENTS, INC|NFSC|National Financial Services LLC|770605
CYS|CYS INVESTMENTS, INC|NITE|VIRTU Americas LLC|1880948
CYS|CYS INVESTMENTS, INC|NITP|VIRTU Americas LLC|56739
CYS|CYS INVESTMENTS, INC|NQRB|Brut, LLC|2471
CYS|CYS INVESTMENTS, INC|NTBF|BMO Nesbitt Burns Inc./CDS|500
CYS|CYS INVESTMENTS, INC|NTRC|Northern Trust Securities, Inc.|9200
CYS|CYS INVESTMENTS, INC|OPCO|Oppenheimer & Co. Inc.|3938
CYS|CYS INVESTMENTS, INC|PDQM|CODA MARKETS, INC.|14281
CYS|CYS INVESTMENTS, INC|PWJC|UBS Financial Services, Inc.|2449
CYS|CYS INVESTMENTS, INC|QMSR|QUATTRO M SECURITIES INC.|3675
CYS|CYS INVESTMENTS, INC|RBCM|RBC CAPITAL MARKETS, LLC|8662
CYS|CYS INVESTMENTS, INC|SAGL|SAGETRADER, LLC|674
CYS|CYS INVESTMENTS, INC|SAGW|SAGETRADER, LLC|198
CYS|CYS INVESTMENTS, INC|SBSH|Citigroup Global Markets Inc.|146346
CYS|CYS INVESTMENTS, INC|SEIC|SEI Investments Distribution Co.|1400
CYS|CYS INVESTMENTS, INC|SGMT|GOLDMAN SACHS & CO. LLC|202469
CYS|CYS INVESTMENTS, INC|SPDR|SPEEDROUTE LLC|200
CYS|CYS INVESTMENTS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|37540
CYS|CYS INVESTMENTS, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4398
CYS|CYS INVESTMENTS, INC|SWIM|TD Ameritrade, Inc.|178604
CYS|CYS INVESTMENTS, INC|SWST|Hilltop Securities Inc.|6125
CYS|CYS INVESTMENTS, INC|TKNG|ALLY INVEST SECURITIES LLC|6612
CYS|CYS INVESTMENTS, INC|TRBT|Tradebot Systems, Inc.|46563
CYS|CYS INVESTMENTS, INC|TRCM|TRC MARKETS LLC|9182
CYS|CYS INVESTMENTS, INC|UBSA|UBS SECURITIES LLC|650760
CYS|CYS INVESTMENTS, INC|UBSS|UBS Securities LLC|479557
CYS|CYS INVESTMENTS, INC|VALX|VIRTU AMERICAS LLC|46586
CYS|CYS INVESTMENTS, INC|VGRD|Vanguard Marketing Corporation|53190
CYS|CYS INVESTMENTS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1322
CYS|CYS INVESTMENTS, INC|WCHV|WELLS FARGO SECURITIES, LLC|118263
CYS|CYS INVESTMENTS, INC|WDNX|WEEDEN & CO.L.P.|1348
CYS|CYS INVESTMENTS, INC|WEDB|WEDBUSH SECURITIES INC.|778
CYS|CYS INVESTMENTS, INC|WEED|Weeden & Co.L.P.|37173
CYS|CYS INVESTMENTS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34159
CYS|CYS INVESTMENTS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|775447
CYS|CYS INVESTMENTS, INC|WSEA|WOLVERINE SECURITIES, LLC|5462
CYS|CYS INVESTMENTS, INC|XIST|INSTINET, LLC|4476
CYS|CYS INVESTMENTS, INC|XPQR|Jump Trading|14
CYS|CYS INVESTMENTS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|79394
CYS|CYS INVESTMENTS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
CYS|CYS INVESTMENTS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14251
CYS$A|CYS INVESTMENTS|CANT|Cantor Fitzgerald & Co.|8400
CYS$A|CYS INVESTMENTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
CYS$A|CYS INVESTMENTS|DBAX|Deutsche Bank Securities Inc.|200
CYS$A|CYS INVESTMENTS|DEAN|MORGAN STANLEY|275
CYS$A|CYS INVESTMENTS|ETRS|E*Trade Securities LLC|8701
CYS$A|CYS INVESTMENTS|HRBF|American Enterprise Investment Services Inc.|950
CYS$A|CYS INVESTMENTS|IBKR|Interactive Brokers Llc|400
CYS$A|CYS INVESTMENTS|LEHM|Barclays Capital Inc./Le|200
CYS$A|CYS INVESTMENTS|LIME|Lime Brokerage LLC|185
CYS$A|CYS INVESTMENTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CYS$A|CYS INVESTMENTS|MSCO|MORGAN STANLEY & CO. LLC|4600
CYS$A|CYS INVESTMENTS|NFSC|National Financial Services LLC|17569
CYS$A|CYS INVESTMENTS|NITE|VIRTU Americas LLC|17523
CYS$A|CYS INVESTMENTS|OPCO|Oppenheimer & Co. Inc.|1100
CYS$A|CYS INVESTMENTS|QBSI|CFT SECURITIES, LLC|8400
CYS$A|CYS INVESTMENTS|RBCM|RBC CAPITAL MARKETS, LLC|900
CYS$A|CYS INVESTMENTS|SGMT|GOLDMAN SACHS & CO. LLC|100
CYS$A|CYS INVESTMENTS|SPDR|SPEEDROUTE LLC|100
CYS$A|CYS INVESTMENTS|STFL|Stifel, Nicolaus & Company, Incorporated|1583
CYS$A|CYS INVESTMENTS|SWIM|TD Ameritrade, Inc.|300
CYS$A|CYS INVESTMENTS|UBSA|UBS SECURITIES LLC|1200
CYS$A|CYS INVESTMENTS|UBSS|UBS Securities LLC|3605
CYS$A|CYS INVESTMENTS|VGRD|Vanguard Marketing Corporation|1000
CYS$A|CYS INVESTMENTS|WCHV|WELLS FARGO SECURITIES, LLC|3094
CYS$B|CYS INVESTMENTS|APCC|Apex Clearing Corporation|2000
CYS$B|CYS INVESTMENTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5
CYS$B|CYS INVESTMENTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32
CYS$B|CYS INVESTMENTS|DEAN|MORGAN STANLEY|1000
CYS$B|CYS INVESTMENTS|EBXL|EBX LLC|600
CYS$B|CYS INVESTMENTS|EDJO|Edward D. Jones & Co., L.P.|75
CYS$B|CYS INVESTMENTS|ETRS|E*Trade Securities LLC|12553
CYS$B|CYS INVESTMENTS|FBSB|U.S. Bancorp Investments, Inc.|2824
CYS$B|CYS INVESTMENTS|FTBR|Foliofn Investments, Inc.|345
CYS$B|CYS INVESTMENTS|GLPX|ACS EXECUTION SERVICES, LLC|150
CYS$B|CYS INVESTMENTS|HRBF|American Enterprise Investment Services Inc.|1000
CYS$B|CYS INVESTMENTS|IATS|INTERACTIVE BROKERS LLC|671
CYS$B|CYS INVESTMENTS|IBKR|Interactive Brokers Llc|2155
CYS$B|CYS INVESTMENTS|INCA|INSTINET, LLC|100
CYS$B|CYS INVESTMENTS|JPMX|J.P. Morgan Securities LLC|800
CYS$B|CYS INVESTMENTS|LEHM|Barclays Capital Inc./Le|600
CYS$B|CYS INVESTMENTS|LIME|Lime Brokerage LLC|300
CYS$B|CYS INVESTMENTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
CYS$B|CYS INVESTMENTS|MSCO|MORGAN STANLEY & CO. LLC|4710
CYS$B|CYS INVESTMENTS|NFSC|National Financial Services LLC|22829
CYS$B|CYS INVESTMENTS|NITE|VIRTU Americas LLC|26606
CYS$B|CYS INVESTMENTS|NQRB|Brut, LLC|597
CYS$B|CYS INVESTMENTS|PDQM|CODA MARKETS, INC.|150
CYS$B|CYS INVESTMENTS|PWJC|UBS Financial Services, Inc.|500
CYS$B|CYS INVESTMENTS|RBCM|RBC CAPITAL MARKETS, LLC|1200
CYS$B|CYS INVESTMENTS|SWIM|TD Ameritrade, Inc.|5387
CYS$B|CYS INVESTMENTS|TRBT|Tradebot Systems, Inc.|807
CYS$B|CYS INVESTMENTS|UBSA|UBS SECURITIES LLC|616
CYS$B|CYS INVESTMENTS|UBSS|UBS Securities LLC|9214
CYS$B|CYS INVESTMENTS|VGRD|Vanguard Marketing Corporation|3111
CYS$B|CYS INVESTMENTS|WCHV|WELLS FARGO SECURITIES, LLC|70923
CYS$B|CYS INVESTMENTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
CYS$B|CYS INVESTMENTS|WSEA|WOLVERINE SECURITIES, LLC|200
CYS$B|CYS INVESTMENTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
CYTK|CYTOKINETICS|APCC|Apex Clearing Corporation|231
CYTK|CYTOKINETICS|BERN|Sanford C. Bernstein & Co., LLC|6700
CYTK|CYTOKINETICS|BLKX|INSTINET, LLC|150600
CYTK|CYTOKINETICS|BMOC|BMO Capital Markets Corp.|6968
CYTK|CYTOKINETICS|BNCH|The Benchmark Company, LLC|9300
CYTK|CYTOKINETICS|BNPX|BNP PARIBAS SECURITIES CORP.|37404
CYTK|CYTOKINETICS|BTIG|BTIG, LLC|386708
CYTK|CYTOKINETICS|CHAS|Charles Schwab & Co., Inc.|1070
CYTK|CYTOKINETICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18260
CYTK|CYTOKINETICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2987
CYTK|CYTOKINETICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
CYTK|CYTOKINETICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100829
CYTK|CYTOKINETICS|CTDL|Citadel Derivatives Group Llc|22011
CYTK|CYTOKINETICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|17216
CYTK|CYTOKINETICS|DBAB|Deutsche Bank Securities Inc.|371185
CYTK|CYTOKINETICS|DBAX|Deutsche Bank Securities Inc.|46600
CYTK|CYTOKINETICS|DBUL|Deutsche Bank Securities Inc.|200
CYTK|CYTOKINETICS|DEAN|MORGAN STANLEY|8008
CYTK|CYTOKINETICS|DEGS|RONIN PROFESSIONAL LLC|18556
CYTK|CYTOKINETICS|EBXL|EBX LLC|42400
CYTK|CYTOKINETICS|EDJO|Edward D. Jones & Co., L.P.|775
CYTK|CYTOKINETICS|EGAM|CBOE TRADING, INC.|12586
CYTK|CYTOKINETICS|EGXM|CBOE TRADING, INC.|669
CYTK|CYTOKINETICS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|774
CYTK|CYTOKINETICS|ETCC|Electronic Transaction Clearing, Inc.|3100
CYTK|CYTOKINETICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18847
CYTK|CYTOKINETICS|ETRS|E*Trade Securities LLC|265329
CYTK|CYTOKINETICS|FBCO|Credit Suisse Securities (USA) LLC|167993
CYTK|CYTOKINETICS|FILL|Tradestation Securities, Inc.|2013
CYTK|CYTOKINETICS|FMAF|NBCN Inc./ CDS|540
CYTK|CYTOKINETICS|FOMA|TD AMERITRADE CLEARING, INC.|171220
CYTK|CYTOKINETICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
CYTK|CYTOKINETICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34746
CYTK|CYTOKINETICS|FTBR|Foliofn Investments, Inc.|142
CYTK|CYTOKINETICS|GEBB|GLOBAL EXECUTION BROKERS, LP|50309
CYTK|CYTOKINETICS|GSCO|GOLDMAN SACHS & CO. LLC|638803
CYTK|CYTOKINETICS|GSCS|GOLDMAN SACHS & CO. LLC|253511
CYTK|CYTOKINETICS|GSLT|GOLDMAN SACHS & CO. LLC|3911
CYTK|CYTOKINETICS|GTSZ|GTS SECURITIES LLC|15432
CYTK|CYTOKINETICS|HAPX|HAP Trading, LLC|1255
CYTK|CYTOKINETICS|IBKR|Interactive Brokers Llc|296466
CYTK|CYTOKINETICS|ICBX|INSTINET, LLC|14300
CYTK|CYTOKINETICS|IEQY|CITADEL SECURITIES LLC|21375
CYTK|CYTOKINETICS|INCA|INSTINET, LLC|199881
CYTK|CYTOKINETICS|INJX|INSTINET, LLC|6773
CYTK|CYTOKINETICS|ITGI|ITG Inc.|130262
CYTK|CYTOKINETICS|ITGP|ITG INC.|58600
CYTK|CYTOKINETICS|JEFF|JEFFERIES LLC|67248
CYTK|CYTOKINETICS|JMPT|JUMP TRADING, LLC|1005
CYTK|CYTOKINETICS|JPBX|J.P. MORGAN SECURITIES LLC|17948
CYTK|CYTOKINETICS|JPMX|J.P. Morgan Securities LLC|284386
CYTK|CYTOKINETICS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1639
CYTK|CYTOKINETICS|KCGM|VIRTU Americas LLC|18892
CYTK|CYTOKINETICS|LEER|LEERINK PARTNERS LLC|1131
CYTK|CYTOKINETICS|LEHM|Barclays Capital Inc./Le|447295
CYTK|CYTOKINETICS|LIME|Lime Brokerage LLC|192233
CYTK|CYTOKINETICS|LMGP|LIME BROKERAGE LLC|8000
CYTK|CYTOKINETICS|LQNA|LIQUIDNET, INC.|36100
CYTK|CYTOKINETICS|MAXM|Maxim Group LLC|2737
CYTK|CYTOKINETICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72179
CYTK|CYTOKINETICS|MSCO|MORGAN STANLEY & CO. LLC|1493034
CYTK|CYTOKINETICS|MSPL|MORGAN STANLEY & CO. LLC|30700
CYTK|CYTOKINETICS|MSTX|MORGAN STANLEY & CO. LLC|70500
CYTK|CYTOKINETICS|NFSC|National Financial Services LLC|258496
CYTK|CYTOKINETICS|NITE|VIRTU Americas LLC|331840
CYTK|CYTOKINETICS|NITP|VIRTU Americas LLC|984
CYTK|CYTOKINETICS|NQRB|Brut, LLC|3500
CYTK|CYTOKINETICS|OPCO|Oppenheimer & Co. Inc.|5609
CYTK|CYTOKINETICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|670
CYTK|CYTOKINETICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|740
CYTK|CYTOKINETICS|PDQM|CODA MARKETS, INC.|67150
CYTK|CYTOKINETICS|PWJC|UBS Financial Services, Inc.|1000
CYTK|CYTOKINETICS|RAJA|Raymond James & Associates, Inc.|420
CYTK|CYTOKINETICS|SAGL|SAGETRADER, LLC|2600
CYTK|CYTOKINETICS|SAGW|SAGETRADER, LLC|3409
CYTK|CYTOKINETICS|SBSH|Citigroup Global Markets Inc.|176123
CYTK|CYTOKINETICS|SGMT|GOLDMAN SACHS & CO. LLC|84857
CYTK|CYTOKINETICS|SPDR|SPEEDROUTE LLC|1400
CYTK|CYTOKINETICS|STFL|Stifel, Nicolaus & Company, Incorporated|1000
CYTK|CYTOKINETICS|SWIM|TD Ameritrade, Inc.|152987
CYTK|CYTOKINETICS|TKNG|ALLY INVEST SECURITIES LLC|3811
CYTK|CYTOKINETICS|TRBT|Tradebot Systems, Inc.|16509
CYTK|CYTOKINETICS|TRCM|TRC MARKETS LLC|35777
CYTK|CYTOKINETICS|TWTT|TASTYWORKS, INC.|200
CYTK|CYTOKINETICS|UBSA|UBS SECURITIES LLC|398952
CYTK|CYTOKINETICS|UBSS|UBS Securities LLC|717638
CYTK|CYTOKINETICS|VALX|VIRTU AMERICAS LLC|63799
CYTK|CYTOKINETICS|VGRD|Vanguard Marketing Corporation|13831
CYTK|CYTOKINETICS|WCHV|WELLS FARGO SECURITIES, LLC|32649
CYTK|CYTOKINETICS|WEDB|WEDBUSH SECURITIES INC.|18800
CYTK|CYTOKINETICS|WEED|Weeden & Co.L.P.|3000
CYTK|CYTOKINETICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|426
CYTK|CYTOKINETICS|WGIF|CIBC World Markets Inc.|8
CYTK|CYTOKINETICS|WSEA|WOLVERINE SECURITIES, LLC|2014
CYTK|CYTOKINETICS|XIST|INSTINET, LLC|14200
CYTK|CYTOKINETICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|60826
CYTK|CYTOKINETICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52
CYTR|CYTRX CP|ALTX|Alternet Securities Inc.|380
CYTR|CYTRX CP|APCC|Apex Clearing Corporation|3649
CYTR|CYTRX CP|BATM|CBOE TRADING, INC.|1597
CYTR|CYTRX CP|BIMI|Banca IMI Securities Corp.|42622
CYTR|CYTRX CP|CANT|Cantor Fitzgerald & Co.|94
CYTR|CYTRX CP|CIST|Capital Institutional Services, Inc.|1067
CYTR|CYTRX CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7590
CYTR|CYTRX CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|89
CYTR|CYTRX CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5950
CYTR|CYTRX CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33539
CYTR|CYTRX CP|CTDL|Citadel Derivatives Group Llc|17476
CYTR|CYTRX CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3496
CYTR|CYTRX CP|DBAB|Deutsche Bank Securities Inc.|37969
CYTR|CYTRX CP|DBAX|Deutsche Bank Securities Inc.|7800
CYTR|CYTRX CP|DEAN|MORGAN STANLEY|9540
CYTR|CYTRX CP|DEGS|RONIN PROFESSIONAL LLC|7667
CYTR|CYTRX CP|EBXL|EBX LLC|7800
CYTR|CYTRX CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2500
CYTR|CYTRX CP|EDJO|Edward D. Jones & Co., L.P.|903
CYTR|CYTRX CP|EGAM|CBOE TRADING, INC.|780
CYTR|CYTRX CP|EGAW|CBOE TRADING, INC.|100
CYTR|CYTRX CP|EGXM|CBOE TRADING, INC.|7120
CYTR|CYTRX CP|EGXW|CBOE TRADING, INC.|271
CYTR|CYTRX CP|ETBE|Electronic Transaction Clearing, Inc.|320
CYTR|CYTRX CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4040
CYTR|CYTRX CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6746
CYTR|CYTRX CP|ETRS|E*Trade Securities LLC|430715
CYTR|CYTRX CP|FBCO|Credit Suisse Securities (USA) LLC|39278
CYTR|CYTRX CP|FMAF|NBCN Inc./ CDS|11525
CYTR|CYTRX CP|FOMA|TD AMERITRADE CLEARING, INC.|1199908
CYTR|CYTRX CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11692
CYTR|CYTRX CP|FTBR|Foliofn Investments, Inc.|173
CYTR|CYTRX CP|GEBB|GLOBAL EXECUTION BROKERS, LP|4627
CYTR|CYTRX CP|GLIS|TD Securities Inc|4000
CYTR|CYTRX CP|GLPX|ACS EXECUTION SERVICES, LLC|918
CYTR|CYTRX CP|GSCO|GOLDMAN SACHS & CO. LLC|51208
CYTR|CYTRX CP|GSLT|GOLDMAN SACHS & CO. LLC|200
CYTR|CYTRX CP|GTSZ|GTS SECURITIES LLC|51
CYTR|CYTRX CP|HRBF|American Enterprise Investment Services Inc.|2512
CYTR|CYTRX CP|HSBC|HSBC Securities, Inc.|960
CYTR|CYTRX CP|IATS|INTERACTIVE BROKERS LLC|7516
CYTR|CYTRX CP|IBKR|Interactive Brokers Llc|29735
CYTR|CYTRX CP|ICBX|INSTINET, LLC|10366
CYTR|CYTRX CP|INCA|INSTINET, LLC|15417
CYTR|CYTRX CP|INJX|INSTINET, LLC|400
CYTR|CYTRX CP|ITGI|ITG Inc.|580
CYTR|CYTRX CP|ITGP|ITG INC.|16600
CYTR|CYTRX CP|JEFF|JEFFERIES LLC|100
CYTR|CYTRX CP|JMPT|JUMP TRADING, LLC|534
CYTR|CYTRX CP|JONE|JonesTrading|71294
CYTR|CYTRX CP|JPMX|J.P. Morgan Securities LLC|14240
CYTR|CYTRX CP|JSJX|JANE STREET CAPITAL LLC|990
CYTR|CYTRX CP|KCGM|VIRTU Americas LLC|9744
CYTR|CYTRX CP|LEHM|Barclays Capital Inc./Le|47397
CYTR|CYTRX CP|LGNT|COR CLEARING LLC|1047
CYTR|CYTRX CP|LIME|Lime Brokerage LLC|47969
CYTR|CYTRX CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19824
CYTR|CYTRX CP|MOTF|MOTIF INVESTING, INC.|1
CYTR|CYTRX CP|MSCO|MORGAN STANLEY & CO. LLC|209836
CYTR|CYTRX CP|MSPL|MORGAN STANLEY & CO. LLC|11500
CYTR|CYTRX CP|MSTX|MORGAN STANLEY & CO. LLC|800
CYTR|CYTRX CP|NFSC|National Financial Services LLC|276446
CYTR|CYTRX CP|NITE|VIRTU Americas LLC|1058188
CYTR|CYTRX CP|NITP|VIRTU Americas LLC|13264
CYTR|CYTRX CP|NQRB|Brut, LLC|314
CYTR|CYTRX CP|OPCO|Oppenheimer & Co. Inc.|2083
CYTR|CYTRX CP|PDQM|CODA MARKETS, INC.|1318
CYTR|CYTRX CP|PWJC|UBS Financial Services, Inc.|100
CYTR|CYTRX CP|RAJA|Raymond James & Associates, Inc.|1521
CYTR|CYTRX CP|SBSH|Citigroup Global Markets Inc.|14737
CYTR|CYTRX CP|SGMT|GOLDMAN SACHS & CO. LLC|5520
CYTR|CYTRX CP|SPDR|SPEEDROUTE LLC|2756
CYTR|CYTRX CP|SWIM|TD Ameritrade, Inc.|150082
CYTR|CYTRX CP|SWST|Hilltop Securities Inc.|13989
CYTR|CYTRX CP|TKNG|ALLY INVEST SECURITIES LLC|2260
CYTR|CYTRX CP|TRCM|TRC MARKETS LLC|2200
CYTR|CYTRX CP|TTUC|CUTTONE & CO., INC.|9623
CYTR|CYTRX CP|UBSA|UBS SECURITIES LLC|73185
CYTR|CYTRX CP|UBSS|UBS Securities LLC|263357
CYTR|CYTRX CP|VALX|VIRTU AMERICAS LLC|2937
CYTR|CYTRX CP|VGRD|Vanguard Marketing Corporation|53707
CYTR|CYTRX CP|WCHV|WELLS FARGO SECURITIES, LLC|43533
CYTR|CYTRX CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24937
CYTR|CYTRX CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6717
CYTR|CYTRX CP|WGIF|CIBC World Markets Inc.|7131
CYTR|CYTRX CP|WSEA|WOLVERINE SECURITIES, LLC|17369
CYTR|CYTRX CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|20000
CYTR|CYTRX CP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
CYTR|CYTRX CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26820
CYTX|CYTORI THERAPEUTICS|ALTX|Alternet Securities Inc.|400
CYTX|CYTORI THERAPEUTICS|APCC|Apex Clearing Corporation|3965
CYTX|CYTORI THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|600
CYTX|CYTORI THERAPEUTICS|BATM|CBOE TRADING, INC.|100
CYTX|CYTORI THERAPEUTICS|BAYT|BTIG, LLC|416
CYTX|CYTORI THERAPEUTICS|BIMI|Banca IMI Securities Corp.|16201
CYTX|CYTORI THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1200
CYTX|CYTORI THERAPEUTICS|BYXM|CBOE TRADING, INC.|200
CYTX|CYTORI THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|114
CYTX|CYTORI THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|330
CYTX|CYTORI THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2001
CYTX|CYTORI THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|850
CYTX|CYTORI THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15721
CYTX|CYTORI THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|3409
CYTX|CYTORI THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|10480
CYTX|CYTORI THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|6764
CYTX|CYTORI THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|6900
CYTX|CYTORI THERAPEUTICS|DEAN|MORGAN STANLEY|27
CYTX|CYTORI THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|26936
CYTX|CYTORI THERAPEUTICS|EBXL|EBX LLC|12000
CYTX|CYTORI THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|2623
CYTX|CYTORI THERAPEUTICS|EGAM|CBOE TRADING, INC.|5894
CYTX|CYTORI THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|277
CYTX|CYTORI THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46
CYTX|CYTORI THERAPEUTICS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
CYTX|CYTORI THERAPEUTICS|ETRS|E*Trade Securities LLC|109497
CYTX|CYTORI THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|36040
CYTX|CYTORI THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|219024
CYTX|CYTORI THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2670
CYTX|CYTORI THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9096
CYTX|CYTORI THERAPEUTICS|FTBR|Foliofn Investments, Inc.|79
CYTX|CYTORI THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|1905
CYTX|CYTORI THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|7058
CYTX|CYTORI THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|4184
CYTX|CYTORI THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|400
CYTX|CYTORI THERAPEUTICS|GTSZ|GTS SECURITIES LLC|2362
CYTX|CYTORI THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|809
CYTX|CYTORI THERAPEUTICS|HSBC|HSBC Securities, Inc.|1238
CYTX|CYTORI THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|5431
CYTX|CYTORI THERAPEUTICS|IBKR|Interactive Brokers Llc|156338
CYTX|CYTORI THERAPEUTICS|ICBX|INSTINET, LLC|13500
CYTX|CYTORI THERAPEUTICS|INCA|INSTINET, LLC|69426
CYTX|CYTORI THERAPEUTICS|INJX|INSTINET, LLC|2510
CYTX|CYTORI THERAPEUTICS|ITGI|ITG Inc.|6367
CYTX|CYTORI THERAPEUTICS|ITGP|ITG INC.|10000
CYTX|CYTORI THERAPEUTICS|JEFF|JEFFERIES LLC|908
CYTX|CYTORI THERAPEUTICS|JMPT|JUMP TRADING, LLC|1031
CYTX|CYTORI THERAPEUTICS|JONE|JonesTrading|2600
CYTX|CYTORI THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|800
CYTX|CYTORI THERAPEUTICS|KCGM|VIRTU Americas LLC|3200
CYTX|CYTORI THERAPEUTICS|LEHM|Barclays Capital Inc./Le|21862
CYTX|CYTORI THERAPEUTICS|LIME|Lime Brokerage LLC|33992
CYTX|CYTORI THERAPEUTICS|LSCI|Lek Securities Corporation|3230
CYTX|CYTORI THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5500
CYTX|CYTORI THERAPEUTICS|MAXM|Maxim Group LLC|5751
CYTX|CYTORI THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2500
CYTX|CYTORI THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|134548
CYTX|CYTORI THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|3800
CYTX|CYTORI THERAPEUTICS|NFSC|National Financial Services LLC|97927
CYTX|CYTORI THERAPEUTICS|NITE|VIRTU Americas LLC|372629
CYTX|CYTORI THERAPEUTICS|NITP|VIRTU Americas LLC|93
CYTX|CYTORI THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|99
CYTX|CYTORI THERAPEUTICS|PDQM|CODA MARKETS, INC.|10309
CYTX|CYTORI THERAPEUTICS|PWJC|UBS Financial Services, Inc.|16431
CYTX|CYTORI THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|1052
CYTX|CYTORI THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|5129
CYTX|CYTORI THERAPEUTICS|RGLD|Regal Securities, Inc|100
CYTX|CYTORI THERAPEUTICS|SAGL|SAGETRADER, LLC|900
CYTX|CYTORI THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|17198
CYTX|CYTORI THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|2587
CYTX|CYTORI THERAPEUTICS|SPDR|SPEEDROUTE LLC|400
CYTX|CYTORI THERAPEUTICS|SWIM|TD Ameritrade, Inc.|37941
CYTX|CYTORI THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|11031
CYTX|CYTORI THERAPEUTICS|TRCM|TRC MARKETS LLC|1554
CYTX|CYTORI THERAPEUTICS|UBSA|UBS SECURITIES LLC|24804
CYTX|CYTORI THERAPEUTICS|UBSS|UBS Securities LLC|84313
CYTX|CYTORI THERAPEUTICS|VALX|VIRTU AMERICAS LLC|100
CYTX|CYTORI THERAPEUTICS|VGRD|Vanguard Marketing Corporation|6217
CYTX|CYTORI THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|1349
CYTX|CYTORI THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|500
CYTX|CYTORI THERAPEUTICS|WEED|Weeden & Co.L.P.|796
CYTX|CYTORI THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|166
CYTX|CYTORI THERAPEUTICS|WGIF|CIBC World Markets Inc.|5830
CYTX|CYTORI THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|6291
CYTX|CYTORI THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
CYTX|CYTORI THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|440
CYTX|CYTORI THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|123
CYTXW|CYTORI THERAPEUTI WT|ETRS|E*Trade Securities LLC|4507
CYTXW|CYTORI THERAPEUTI WT|FOMA|TD AMERITRADE CLEARING, INC.|6888
CYTXW|CYTORI THERAPEUTI WT|INCA|INSTINET, LLC|24067
CYTXW|CYTORI THERAPEUTI WT|MSCO|MORGAN STANLEY & CO. LLC|6100
CYTXW|CYTORI THERAPEUTI WT|NFSC|National Financial Services LLC|33256
CYTXW|CYTORI THERAPEUTI WT|NITE|VIRTU Americas LLC|38205
CYTXZ|CYTORI THER WT S|APCC|Apex Clearing Corporation|4000
CYTXZ|CYTORI THER WT S|ETRS|E*Trade Securities LLC|7212
CYTXZ|CYTORI THER WT S|FOMA|TD AMERITRADE CLEARING, INC.|88900
CYTXZ|CYTORI THER WT S|IBKR|Interactive Brokers Llc|20098
CYTXZ|CYTORI THER WT S|LEHM|Barclays Capital Inc./Le|5328
CYTXZ|CYTORI THER WT S|LTCO|Ladenburg, Thalmann & Co., Inc.|300
CYTXZ|CYTORI THER WT S|MAXM|Maxim Group LLC|300
CYTXZ|CYTORI THER WT S|MSCO|MORGAN STANLEY & CO. LLC|100
CYTXZ|CYTORI THER WT S|NFSC|National Financial Services LLC|612
CYTXZ|CYTORI THER WT S|NITE|VIRTU Americas LLC|48524
CYTXZ|CYTORI THER WT S|PAUL|Paulson Investment Company, Inc.|100
CYTXZ|CYTORI THER WT S|RBCM|RBC CAPITAL MARKETS, LLC|46300
CYTXZ|CYTORI THER WT S|UBSS|UBS Securities LLC|41325
CZA|INVESCO ZACKS MC|APCC|Apex Clearing Corporation|4
CZA|INVESCO ZACKS MC|BARD|Robert W. Baird & Co. Incorporated|20
CZA|INVESCO ZACKS MC|BATM|CBOE TRADING, INC.|1418
CZA|INVESCO ZACKS MC|BBNT|BB&T SECURITIES, LLC|13
CZA|INVESCO ZACKS MC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|419
CZA|INVESCO ZACKS MC|CANT|Cantor Fitzgerald & Co.|393
CZA|INVESCO ZACKS MC|CHAS|Charles Schwab & Co., Inc.|6
CZA|INVESCO ZACKS MC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3994
CZA|INVESCO ZACKS MC|CSIN|Citadel Securities Institutional LLC|3000
CZA|INVESCO ZACKS MC|DBAX|Deutsche Bank Securities Inc.|700
CZA|INVESCO ZACKS MC|DEAN|MORGAN STANLEY|966
CZA|INVESCO ZACKS MC|EBXL|EBX LLC|1000
CZA|INVESCO ZACKS MC|EDJO|Edward D. Jones & Co., L.P.|2098
CZA|INVESCO ZACKS MC|EGXM|CBOE TRADING, INC.|30
CZA|INVESCO ZACKS MC|ETRS|E*Trade Securities LLC|783
CZA|INVESCO ZACKS MC|FBSB|U.S. Bancorp Investments, Inc.|495
CZA|INVESCO ZACKS MC|FTBR|Foliofn Investments, Inc.|14
CZA|INVESCO ZACKS MC|HRBF|American Enterprise Investment Services Inc.|10259
CZA|INVESCO ZACKS MC|IBKR|Interactive Brokers Llc|200
CZA|INVESCO ZACKS MC|ICBX|INSTINET, LLC|600
CZA|INVESCO ZACKS MC|JPMX|J.P. Morgan Securities LLC|372
CZA|INVESCO ZACKS MC|JSJX|JANE STREET CAPITAL LLC|20014
CZA|INVESCO ZACKS MC|KCGM|VIRTU Americas LLC|3243
CZA|INVESCO ZACKS MC|LEHM|Barclays Capital Inc./Le|1657
CZA|INVESCO ZACKS MC|LIME|Lime Brokerage LLC|1940
CZA|INVESCO ZACKS MC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3206
CZA|INVESCO ZACKS MC|MSCO|MORGAN STANLEY & CO. LLC|10333
CZA|INVESCO ZACKS MC|NFSC|National Financial Services LLC|27516
CZA|INVESCO ZACKS MC|NITE|VIRTU Americas LLC|20894
CZA|INVESCO ZACKS MC|RBCM|RBC CAPITAL MARKETS, LLC|343
CZA|INVESCO ZACKS MC|SBSH|Citigroup Global Markets Inc.|825
CZA|INVESCO ZACKS MC|SGMT|GOLDMAN SACHS & CO. LLC|545
CZA|INVESCO ZACKS MC|SWIM|TD Ameritrade, Inc.|36
CZA|INVESCO ZACKS MC|SWST|Hilltop Securities Inc.|1003
CZA|INVESCO ZACKS MC|TKNG|ALLY INVEST SECURITIES LLC|118
CZA|INVESCO ZACKS MC|UBSA|UBS SECURITIES LLC|9014
CZA|INVESCO ZACKS MC|UBSS|UBS Securities LLC|29454
CZA|INVESCO ZACKS MC|VGRD|Vanguard Marketing Corporation|62
CZA|INVESCO ZACKS MC|WCHV|WELLS FARGO SECURITIES, LLC|2901
CZA|INVESCO ZACKS MC|WSEA|WOLVERINE SECURITIES, LLC|2
CZA|INVESCO ZACKS MC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8606
CZFC|CITIZENS FIRST CORP|BNKS|Fig Partners, LLC|2124
CZFC|CITIZENS FIRST CORP|BYXM|CBOE TRADING, INC.|174
CZFC|CITIZENS FIRST CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
CZFC|CITIZENS FIRST CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|120
CZFC|CITIZENS FIRST CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|390
CZFC|CITIZENS FIRST CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11
CZFC|CITIZENS FIRST CORP|CTDL|Citadel Derivatives Group Llc|70
CZFC|CITIZENS FIRST CORP|DBAB|Deutsche Bank Securities Inc.|396
CZFC|CITIZENS FIRST CORP|DBAX|Deutsche Bank Securities Inc.|100
CZFC|CITIZENS FIRST CORP|ETRS|E*Trade Securities LLC|2193
CZFC|CITIZENS FIRST CORP|FBCO|Credit Suisse Securities (USA) LLC|1582
CZFC|CITIZENS FIRST CORP|FOMA|TD AMERITRADE CLEARING, INC.|6086
CZFC|CITIZENS FIRST CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|359
CZFC|CITIZENS FIRST CORP|FTBR|Foliofn Investments, Inc.|16
CZFC|CITIZENS FIRST CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|184
CZFC|CITIZENS FIRST CORP|GLPX|ACS EXECUTION SERVICES, LLC|174
CZFC|CITIZENS FIRST CORP|GSCO|GOLDMAN SACHS & CO. LLC|565
CZFC|CITIZENS FIRST CORP|IBKR|Interactive Brokers Llc|4189
CZFC|CITIZENS FIRST CORP|INCA|INSTINET, LLC|38
CZFC|CITIZENS FIRST CORP|ITGI|ITG Inc.|151
CZFC|CITIZENS FIRST CORP|ITGP|ITG INC.|600
CZFC|CITIZENS FIRST CORP|LEHM|Barclays Capital Inc./Le|126
CZFC|CITIZENS FIRST CORP|LIME|Lime Brokerage LLC|1564
CZFC|CITIZENS FIRST CORP|MSCO|MORGAN STANLEY & CO. LLC|4837
CZFC|CITIZENS FIRST CORP|NFSC|National Financial Services LLC|300
CZFC|CITIZENS FIRST CORP|NITE|VIRTU Americas LLC|4599
CZFC|CITIZENS FIRST CORP|OPCO|Oppenheimer & Co. Inc.|75
CZFC|CITIZENS FIRST CORP|PDQM|CODA MARKETS, INC.|174
CZFC|CITIZENS FIRST CORP|SWIM|TD Ameritrade, Inc.|1400
CZFC|CITIZENS FIRST CORP|SWST|Hilltop Securities Inc.|300
CZFC|CITIZENS FIRST CORP|TRCM|TRC MARKETS LLC|156
CZFC|CITIZENS FIRST CORP|UBSA|UBS SECURITIES LLC|228
CZFC|CITIZENS FIRST CORP|UBSS|UBS Securities LLC|2719
CZFC|CITIZENS FIRST CORP|WCHV|WELLS FARGO SECURITIES, LLC|1937
CZFC|CITIZENS FIRST CORP|WSEA|WOLVERINE SECURITIES, LLC|30
CZFC|CITIZENS FIRST CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|151
CZNC|CITIZENS NRTHN CP|APCC|Apex Clearing Corporation|107
CZNC|CITIZENS NRTHN CP|BANK|Primevest Financial Services, Inc.|1262
CZNC|CITIZENS NRTHN CP|BATM|CBOE TRADING, INC.|119
CZNC|CITIZENS NRTHN CP|BERN|Sanford C. Bernstein & Co., LLC|12410
CZNC|CITIZENS NRTHN CP|BMOC|BMO Capital Markets Corp.|1886
CZNC|CITIZENS NRTHN CP|BNPX|BNP PARIBAS SECURITIES CORP.|1107
CZNC|CITIZENS NRTHN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51
CZNC|CITIZENS NRTHN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2439
CZNC|CITIZENS NRTHN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|829
CZNC|CITIZENS NRTHN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3356
CZNC|CITIZENS NRTHN CP|CTDL|Citadel Derivatives Group Llc|1265
CZNC|CITIZENS NRTHN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2074
CZNC|CITIZENS NRTHN CP|DBAB|Deutsche Bank Securities Inc.|18043
CZNC|CITIZENS NRTHN CP|DBAX|Deutsche Bank Securities Inc.|2300
CZNC|CITIZENS NRTHN CP|DEAN|MORGAN STANLEY|103
CZNC|CITIZENS NRTHN CP|DEGS|RONIN PROFESSIONAL LLC|3207
CZNC|CITIZENS NRTHN CP|EBXL|EBX LLC|3200
CZNC|CITIZENS NRTHN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2208
CZNC|CITIZENS NRTHN CP|EDJO|Edward D. Jones & Co., L.P.|757
CZNC|CITIZENS NRTHN CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
CZNC|CITIZENS NRTHN CP|ETRS|E*Trade Securities LLC|1323
CZNC|CITIZENS NRTHN CP|FBCO|Credit Suisse Securities (USA) LLC|66923
CZNC|CITIZENS NRTHN CP|FINX|FINTECH SECURITIES|250
CZNC|CITIZENS NRTHN CP|FOMA|TD AMERITRADE CLEARING, INC.|11156
CZNC|CITIZENS NRTHN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2060
CZNC|CITIZENS NRTHN CP|FTBR|Foliofn Investments, Inc.|5
CZNC|CITIZENS NRTHN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|3114
CZNC|CITIZENS NRTHN CP|GLPX|ACS EXECUTION SERVICES, LLC|501
CZNC|CITIZENS NRTHN CP|GSCO|GOLDMAN SACHS & CO. LLC|29556
CZNC|CITIZENS NRTHN CP|GSCS|GOLDMAN SACHS & CO. LLC|118
CZNC|CITIZENS NRTHN CP|GTSZ|GTS SECURITIES LLC|14303
CZNC|CITIZENS NRTHN CP|HRBF|American Enterprise Investment Services Inc.|822
CZNC|CITIZENS NRTHN CP|IBKR|Interactive Brokers Llc|1636
CZNC|CITIZENS NRTHN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
CZNC|CITIZENS NRTHN CP|IEQY|CITADEL SECURITIES LLC|959
CZNC|CITIZENS NRTHN CP|INCA|INSTINET, LLC|12972
CZNC|CITIZENS NRTHN CP|INJX|INSTINET, LLC|1346
CZNC|CITIZENS NRTHN CP|ITGI|ITG Inc.|841
CZNC|CITIZENS NRTHN CP|ITGP|ITG INC.|9200
CZNC|CITIZENS NRTHN CP|JANY|Janney Montgomery Scott Inc.|350
CZNC|CITIZENS NRTHN CP|JEFF|JEFFERIES LLC|3303
CZNC|CITIZENS NRTHN CP|JPMX|J.P. Morgan Securities LLC|13509
CZNC|CITIZENS NRTHN CP|KCGM|VIRTU Americas LLC|486
CZNC|CITIZENS NRTHN CP|LEHM|Barclays Capital Inc./Le|7072
CZNC|CITIZENS NRTHN CP|LIME|Lime Brokerage LLC|18726
CZNC|CITIZENS NRTHN CP|LMGP|LIME BROKERAGE LLC|13385
CZNC|CITIZENS NRTHN CP|MAXM|Maxim Group LLC|857
CZNC|CITIZENS NRTHN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
CZNC|CITIZENS NRTHN CP|MSCO|MORGAN STANLEY & CO. LLC|55918
CZNC|CITIZENS NRTHN CP|MSPL|MORGAN STANLEY & CO. LLC|5700
CZNC|CITIZENS NRTHN CP|MSTX|MORGAN STANLEY & CO. LLC|400
CZNC|CITIZENS NRTHN CP|NFSC|National Financial Services LLC|7869
CZNC|CITIZENS NRTHN CP|NITE|VIRTU Americas LLC|27114
CZNC|CITIZENS NRTHN CP|NQRB|Brut, LLC|200
CZNC|CITIZENS NRTHN CP|OPCO|Oppenheimer & Co. Inc.|100
CZNC|CITIZENS NRTHN CP|PDQM|CODA MARKETS, INC.|1116
CZNC|CITIZENS NRTHN CP|RAJA|Raymond James & Associates, Inc.|500
CZNC|CITIZENS NRTHN CP|RBCM|RBC CAPITAL MARKETS, LLC|500
CZNC|CITIZENS NRTHN CP|SAGW|SAGETRADER, LLC|165
CZNC|CITIZENS NRTHN CP|SBSH|Citigroup Global Markets Inc.|18950
CZNC|CITIZENS NRTHN CP|SGMT|GOLDMAN SACHS & CO. LLC|2983
CZNC|CITIZENS NRTHN CP|SPDR|SPEEDROUTE LLC|291
CZNC|CITIZENS NRTHN CP|STFL|Stifel, Nicolaus & Company, Incorporated|4412
CZNC|CITIZENS NRTHN CP|SWIM|TD Ameritrade, Inc.|300
CZNC|CITIZENS NRTHN CP|TMBR|Timber Hill LLC|612
CZNC|CITIZENS NRTHN CP|TRBT|Tradebot Systems, Inc.|548
CZNC|CITIZENS NRTHN CP|TRCM|TRC MARKETS LLC|8975
CZNC|CITIZENS NRTHN CP|UBSA|UBS SECURITIES LLC|7185
CZNC|CITIZENS NRTHN CP|UBSS|UBS Securities LLC|27110
CZNC|CITIZENS NRTHN CP|VALX|VIRTU AMERICAS LLC|1074
CZNC|CITIZENS NRTHN CP|VGRD|Vanguard Marketing Corporation|440
CZNC|CITIZENS NRTHN CP|WCHV|WELLS FARGO SECURITIES, LLC|8996
CZNC|CITIZENS NRTHN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|200
CZNC|CITIZENS NRTHN CP|WSEA|WOLVERINE SECURITIES, LLC|8
CZNC|CITIZENS NRTHN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|920
CZNC|CITIZENS NRTHN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|24
CZNC|CITIZENS NRTHN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|412
CZR|CAESARS ENTERTNMT|ABLE|NATIXIS Securities Americas LLC|1040345
CZR|CAESARS ENTERTNMT|AGIS|Aegis Capital Corp.|2417
CZR|CAESARS ENTERTNMT|ALTX|Alternet Securities Inc.|13300
CZR|CAESARS ENTERTNMT|ANOS|ABEL/NOSER, L.L.C.|126095
CZR|CAESARS ENTERTNMT|APCC|Apex Clearing Corporation|8689
CZR|CAESARS ENTERTNMT|AQUA|AQUA SECURITIES L.P.|135800
CZR|CAESARS ENTERTNMT|BAQP|BURKE & QUICK PARTNERS LLC|500
CZR|CAESARS ENTERTNMT|BARD|Robert W. Baird & Co. Incorporated|57246
CZR|CAESARS ENTERTNMT|BATM|CBOE TRADING, INC.|10184
CZR|CAESARS ENTERTNMT|BAYC|BAY CREST PARTNERS, LLC|8168
CZR|CAESARS ENTERTNMT|BAYT|BTIG, LLC|71123
CZR|CAESARS ENTERTNMT|BERN|Sanford C. Bernstein & Co., LLC|100480
CZR|CAESARS ENTERTNMT|BIAD|SAGETRADER, LLC|9526
CZR|CAESARS ENTERTNMT|BIDS|BIDS TRADING L.P.|206400
CZR|CAESARS ENTERTNMT|BIMI|Banca IMI Securities Corp.|300
CZR|CAESARS ENTERTNMT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51826
CZR|CAESARS ENTERTNMT|BLKX|INSTINET, LLC|722000
CZR|CAESARS ENTERTNMT|BMOC|BMO Capital Markets Corp.|20665
CZR|CAESARS ENTERTNMT|BNPX|BNP PARIBAS SECURITIES CORP.|24286
CZR|CAESARS ENTERTNMT|BRGE|Newbridge Securities Corp.|5400
CZR|CAESARS ENTERTNMT|BTIG|BTIG, LLC|320846
CZR|CAESARS ENTERTNMT|BYXM|CBOE TRADING, INC.|20889
CZR|CAESARS ENTERTNMT|CANT|Cantor Fitzgerald & Co.|1233615
CZR|CAESARS ENTERTNMT|CBLC|CITIGROUP GLOBAL MARKETS INC.|210600
CZR|CAESARS ENTERTNMT|CHAS|Charles Schwab & Co., Inc.|7680
CZR|CAESARS ENTERTNMT|CHLM|Craig-Hallum Capital Group LLC|15900
CZR|CAESARS ENTERTNMT|CICF|Canaccord Genuity Corp.|1000
CZR|CAESARS ENTERTNMT|CIST|Capital Institutional Services, Inc.|32915
CZR|CAESARS ENTERTNMT|CMPT|Compass Point Research & Trading, LLC|61009
CZR|CAESARS ENTERTNMT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1062277
CZR|CAESARS ENTERTNMT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1282762
CZR|CAESARS ENTERTNMT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|44200
CZR|CAESARS ENTERTNMT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7664756
CZR|CAESARS ENTERTNMT|CTDL|Citadel Derivatives Group Llc|66705
CZR|CAESARS ENTERTNMT|CTLR|CUTLER GROUP, LP|2100
CZR|CAESARS ENTERTNMT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1839220
CZR|CAESARS ENTERTNMT|DADA|D.A. Davidson & Co.|23
CZR|CAESARS ENTERTNMT|DBAB|Deutsche Bank Securities Inc.|8613783
CZR|CAESARS ENTERTNMT|DBAX|Deutsche Bank Securities Inc.|5311000
CZR|CAESARS ENTERTNMT|DBUL|Deutsche Bank Securities Inc.|35465
CZR|CAESARS ENTERTNMT|DEAN|MORGAN STANLEY|146963
CZR|CAESARS ENTERTNMT|DEGS|RONIN PROFESSIONAL LLC|24918
CZR|CAESARS ENTERTNMT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36566
CZR|CAESARS ENTERTNMT|EBXL|EBX LLC|3018600
CZR|CAESARS ENTERTNMT|ECUT|CONVERGEX EXECUTION SOLUTIONS|301573
CZR|CAESARS ENTERTNMT|EDJO|Edward D. Jones & Co., L.P.|2762
CZR|CAESARS ENTERTNMT|EGAM|CBOE TRADING, INC.|229901
CZR|CAESARS ENTERTNMT|EGAW|CBOE TRADING, INC.|1402
CZR|CAESARS ENTERTNMT|EGXM|CBOE TRADING, INC.|94055
CZR|CAESARS ENTERTNMT|EGXW|CBOE TRADING, INC.|392
CZR|CAESARS ENTERTNMT|ELEV|ELEVATION, LLC|125000
CZR|CAESARS ENTERTNMT|ETBE|Electronic Transaction Clearing, Inc.|78430
CZR|CAESARS ENTERTNMT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|305119
CZR|CAESARS ENTERTNMT|ETCB|ETC BROKERAGE SERVICES, LLC|38800
CZR|CAESARS ENTERTNMT|ETCC|Electronic Transaction Clearing, Inc.|5400
CZR|CAESARS ENTERTNMT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35402
CZR|CAESARS ENTERTNMT|ETRS|E*Trade Securities LLC|894801
CZR|CAESARS ENTERTNMT|FBCO|Credit Suisse Securities (USA) LLC|22564235
CZR|CAESARS ENTERTNMT|FBSB|U.S. Bancorp Investments, Inc.|116
CZR|CAESARS ENTERTNMT|FILL|Tradestation Securities, Inc.|6227
CZR|CAESARS ENTERTNMT|FINX|FINTECH SECURITIES|300
CZR|CAESARS ENTERTNMT|FMAF|NBCN Inc./ CDS|94655
CZR|CAESARS ENTERTNMT|FOMA|TD AMERITRADE CLEARING, INC.|1755951
CZR|CAESARS ENTERTNMT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|141253
CZR|CAESARS ENTERTNMT|FQLS|Quantlab Securities LP|1436829
CZR|CAESARS ENTERTNMT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|787536
CZR|CAESARS ENTERTNMT|FTBR|Foliofn Investments, Inc.|310
CZR|CAESARS ENTERTNMT|GEBB|GLOBAL EXECUTION BROKERS, LP|57570
CZR|CAESARS ENTERTNMT|GLIS|TD Securities Inc|300
CZR|CAESARS ENTERTNMT|GLPX|ACS EXECUTION SERVICES, LLC|157284
CZR|CAESARS ENTERTNMT|GSCO|GOLDMAN SACHS & CO. LLC|18068995
CZR|CAESARS ENTERTNMT|GSCS|GOLDMAN SACHS & CO. LLC|397467
CZR|CAESARS ENTERTNMT|GSLT|GOLDMAN SACHS & CO. LLC|65143
CZR|CAESARS ENTERTNMT|GTSZ|GTS SECURITIES LLC|199638
CZR|CAESARS ENTERTNMT|HAPX|HAP Trading, LLC|15891
CZR|CAESARS ENTERTNMT|HRBF|American Enterprise Investment Services Inc.|6458
CZR|CAESARS ENTERTNMT|HSBC|HSBC Securities, Inc.|65272
CZR|CAESARS ENTERTNMT|IATS|INTERACTIVE BROKERS LLC|190347
CZR|CAESARS ENTERTNMT|IBKR|Interactive Brokers Llc|334163
CZR|CAESARS ENTERTNMT|IBSJ|Integrity Brokerage Services, Inc.|800
CZR|CAESARS ENTERTNMT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|38
CZR|CAESARS ENTERTNMT|ICBX|INSTINET, LLC|1406248
CZR|CAESARS ENTERTNMT|IEQY|CITADEL SECURITIES LLC|33556
CZR|CAESARS ENTERTNMT|IMPC|Imperial Capital, LLC|5500
CZR|CAESARS ENTERTNMT|INCA|INSTINET, LLC|3848173
CZR|CAESARS ENTERTNMT|INJX|INSTINET, LLC|155572
CZR|CAESARS ENTERTNMT|ITGI|ITG Inc.|189067
CZR|CAESARS ENTERTNMT|ITGP|ITG INC.|3344000
CZR|CAESARS ENTERTNMT|JANY|Janney Montgomery Scott Inc.|2325
CZR|CAESARS ENTERTNMT|JEFF|JEFFERIES LLC|2039527
CZR|CAESARS ENTERTNMT|JMPT|JUMP TRADING, LLC|168877
CZR|CAESARS ENTERTNMT|JPBX|J.P. MORGAN SECURITIES LLC|1544812
CZR|CAESARS ENTERTNMT|JPMX|J.P. Morgan Securities LLC|14274015
CZR|CAESARS ENTERTNMT|JSEB|JANE STREET EXECUTION SERVICES, LLC|105800
CZR|CAESARS ENTERTNMT|JSJX|JANE STREET CAPITAL LLC|127115
CZR|CAESARS ENTERTNMT|JUTA|JUMP TRADING, LLC|1759
CZR|CAESARS ENTERTNMT|KBWI|Keefe, Bruyette & Woods, Inc.|47400
CZR|CAESARS ENTERTNMT|KCGM|VIRTU Americas LLC|780351
CZR|CAESARS ENTERTNMT|LAFC|R. F. Lafferty & Co., Inc.|10000
CZR|CAESARS ENTERTNMT|LEHM|Barclays Capital Inc./Le|19857800
CZR|CAESARS ENTERTNMT|LGNT|COR CLEARING LLC|174
CZR|CAESARS ENTERTNMT|LIME|Lime Brokerage LLC|676398
CZR|CAESARS ENTERTNMT|LOOP|Loop Capital Markets LLC|37772
CZR|CAESARS ENTERTNMT|LQNA|LIQUIDNET, INC.|2676800
CZR|CAESARS ENTERTNMT|LQNB|LIQUIDNET, INC.|260300
CZR|CAESARS ENTERTNMT|LSCI|Lek Securities Corporation|200
CZR|CAESARS ENTERTNMT|LVMR|LIVERMORE TRADING GROUP, INC.|19950
CZR|CAESARS ENTERTNMT|MACQ|Macquarie Capital (USA) Inc.|122855
CZR|CAESARS ENTERTNMT|MAXM|Maxim Group LLC|182177
CZR|CAESARS ENTERTNMT|MCMF|Raymond James Ltd. Cds|7070
CZR|CAESARS ENTERTNMT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5689364
CZR|CAESARS ENTERTNMT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|99633
CZR|CAESARS ENTERTNMT|MNDX|TJM Investments, LLC|11872
CZR|CAESARS ENTERTNMT|MSCO|MORGAN STANLEY & CO. LLC|21509003
CZR|CAESARS ENTERTNMT|MSPL|MORGAN STANLEY & CO. LLC|9119800
CZR|CAESARS ENTERTNMT|MSTX|MORGAN STANLEY & CO. LLC|2587000
CZR|CAESARS ENTERTNMT|MZHO|Mizuho Securities USA LLC|70000
CZR|CAESARS ENTERTNMT|NEED|Needham & Company, LLC|13874
CZR|CAESARS ENTERTNMT|NFSC|National Financial Services LLC|3520994
CZR|CAESARS ENTERTNMT|NITE|VIRTU Americas LLC|6118983
CZR|CAESARS ENTERTNMT|NITP|VIRTU Americas LLC|1321314
CZR|CAESARS ENTERTNMT|NMRA|Nomura Securities International, Inc.|122100
CZR|CAESARS ENTERTNMT|NQRB|Brut, LLC|33740
CZR|CAESARS ENTERTNMT|NTRC|Northern Trust Securities, Inc.|67762
CZR|CAESARS ENTERTNMT|OHOS|TWO SIGMA SECURITIES, LLC|21194
CZR|CAESARS ENTERTNMT|OPCO|Oppenheimer & Co. Inc.|1045707
CZR|CAESARS ENTERTNMT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6894
CZR|CAESARS ENTERTNMT|PCFF|Pacific International Securities Inc./CDS|3300
CZR|CAESARS ENTERTNMT|PCPT|PHILLIP CAPITAL INC.|6200
CZR|CAESARS ENTERTNMT|PDQM|CODA MARKETS, INC.|2596855
CZR|CAESARS ENTERTNMT|PHLY|NASDAQ Execution Services, LLC|9400
CZR|CAESARS ENTERTNMT|PIPR|Piper Jaffray & Co.|20020
CZR|CAESARS ENTERTNMT|PREC|PRECISION SECURITIES, LLC|12500
CZR|CAESARS ENTERTNMT|PWJC|UBS Financial Services, Inc.|31912
CZR|CAESARS ENTERTNMT|QMSR|QUATTRO M SECURITIES INC.|91881
CZR|CAESARS ENTERTNMT|RAJA|Raymond James & Associates, Inc.|48342
CZR|CAESARS ENTERTNMT|RBCM|RBC CAPITAL MARKETS, LLC|33275
CZR|CAESARS ENTERTNMT|RGLD|Regal Securities, Inc|12664
CZR|CAESARS ENTERTNMT|RHCO|Suntrust Robinson Humphrey, Inc.|1115794
CZR|CAESARS ENTERTNMT|RJLC|RJL CAPITAL GROUP, LLC|5000
CZR|CAESARS ENTERTNMT|SAGL|SAGETRADER, LLC|31703
CZR|CAESARS ENTERTNMT|SAGW|SAGETRADER, LLC|7967
CZR|CAESARS ENTERTNMT|SALI|INTL FCSTONE FINANCIAL INC.|2600
CZR|CAESARS ENTERTNMT|SBSH|Citigroup Global Markets Inc.|4267575
CZR|CAESARS ENTERTNMT|SGMT|GOLDMAN SACHS & CO. LLC|3753837
CZR|CAESARS ENTERTNMT|SPDR|SPEEDROUTE LLC|216492
CZR|CAESARS ENTERTNMT|SPHN|Stephens Inc.|909
CZR|CAESARS ENTERTNMT|SPNT|SEVEN POINTS CAPITAL, LLC|3664008
CZR|CAESARS ENTERTNMT|STFL|Stifel, Nicolaus & Company, Incorporated|27724
CZR|CAESARS ENTERTNMT|STKP|STOCKPILE INVESTMENTS, INC.|2076
CZR|CAESARS ENTERTNMT|SWIM|TD Ameritrade, Inc.|3384878
CZR|CAESARS ENTERTNMT|SWST|Hilltop Securities Inc.|4330
CZR|CAESARS ENTERTNMT|TAGC|TELSEY ADVISORY GROUP LLC|18575
CZR|CAESARS ENTERTNMT|TKNG|ALLY INVEST SECURITIES LLC|22652
CZR|CAESARS ENTERTNMT|TMBR|Timber Hill LLC|400
CZR|CAESARS ENTERTNMT|TRBT|Tradebot Systems, Inc.|346724
CZR|CAESARS ENTERTNMT|TRCM|TRC MARKETS LLC|267563
CZR|CAESARS ENTERTNMT|TWTT|TASTYWORKS, INC.|1200
CZR|CAESARS ENTERTNMT|UBSA|UBS SECURITIES LLC|12192631
CZR|CAESARS ENTERTNMT|UBSS|UBS Securities LLC|9806413
CZR|CAESARS ENTERTNMT|VALX|VIRTU AMERICAS LLC|636015
CZR|CAESARS ENTERTNMT|VFIN|National Securities Corporation|2500
CZR|CAESARS ENTERTNMT|VGRD|Vanguard Marketing Corporation|41636
CZR|CAESARS ENTERTNMT|VSIN|Vision Financial Markets Llc|6
CZR|CAESARS ENTERTNMT|WABR|Wall Street Access|2000
CZR|CAESARS ENTERTNMT|WBLR|WILLIAM BLAIR|100
CZR|CAESARS ENTERTNMT|WBPX|SUMMIT SECURITIES GROUP, LLC|4981
CZR|CAESARS ENTERTNMT|WCHV|WELLS FARGO SECURITIES, LLC|4116988
CZR|CAESARS ENTERTNMT|WDCO|Wilson-Davis & Co., Inc.|3800
CZR|CAESARS ENTERTNMT|WEDB|WEDBUSH SECURITIES INC.|147308
CZR|CAESARS ENTERTNMT|WEED|Weeden & Co.L.P.|133678
CZR|CAESARS ENTERTNMT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|63786
CZR|CAESARS ENTERTNMT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|154708
CZR|CAESARS ENTERTNMT|WFPB|Wells Fargo Securities, LLC.|1029
CZR|CAESARS ENTERTNMT|WGIF|CIBC World Markets Inc.|24533
CZR|CAESARS ENTERTNMT|WSEA|WOLVERINE SECURITIES, LLC|27251
CZR|CAESARS ENTERTNMT|XIST|INSTINET, LLC|601580
CZR|CAESARS ENTERTNMT|XSTM|NATIONAL FINANCIAL SERVICES LLC|767058
CZR|CAESARS ENTERTNMT|YKNA|COMHAR CAPITAL MARKETS, LLC|6600
CZR|CAESARS ENTERTNMT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24951
CZWI|CITIZENS COMMUNITY|APCC|Apex Clearing Corporation|5
CZWI|CITIZENS COMMUNITY|BANK|Primevest Financial Services, Inc.|59
CZWI|CITIZENS COMMUNITY|BATM|CBOE TRADING, INC.|100
CZWI|CITIZENS COMMUNITY|BNKS|Fig Partners, LLC|49
CZWI|CITIZENS COMMUNITY|CHAS|Charles Schwab & Co., Inc.|1
CZWI|CITIZENS COMMUNITY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
CZWI|CITIZENS COMMUNITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1020
CZWI|CITIZENS COMMUNITY|CTDL|Citadel Derivatives Group Llc|229
CZWI|CITIZENS COMMUNITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
CZWI|CITIZENS COMMUNITY|DBAB|Deutsche Bank Securities Inc.|200
CZWI|CITIZENS COMMUNITY|DBAX|Deutsche Bank Securities Inc.|800
CZWI|CITIZENS COMMUNITY|EBXL|EBX LLC|400
CZWI|CITIZENS COMMUNITY|EDJO|Edward D. Jones & Co., L.P.|379
CZWI|CITIZENS COMMUNITY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
CZWI|CITIZENS COMMUNITY|ETRS|E*Trade Securities LLC|10
CZWI|CITIZENS COMMUNITY|FBCO|Credit Suisse Securities (USA) LLC|1413
CZWI|CITIZENS COMMUNITY|FOMA|TD AMERITRADE CLEARING, INC.|2419
CZWI|CITIZENS COMMUNITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|467
CZWI|CITIZENS COMMUNITY|GEBB|GLOBAL EXECUTION BROKERS, LP|150
CZWI|CITIZENS COMMUNITY|GSCO|GOLDMAN SACHS & CO. LLC|1175
CZWI|CITIZENS COMMUNITY|GSLT|GOLDMAN SACHS & CO. LLC|1070
CZWI|CITIZENS COMMUNITY|GTSZ|GTS SECURITIES LLC|120
CZWI|CITIZENS COMMUNITY|IBKR|Interactive Brokers Llc|523
CZWI|CITIZENS COMMUNITY|INCA|INSTINET, LLC|8360
CZWI|CITIZENS COMMUNITY|INJX|INSTINET, LLC|400
CZWI|CITIZENS COMMUNITY|ITGI|ITG Inc.|2721
CZWI|CITIZENS COMMUNITY|ITGP|ITG INC.|3600
CZWI|CITIZENS COMMUNITY|JEFF|JEFFERIES LLC|303
CZWI|CITIZENS COMMUNITY|KCGM|VIRTU Americas LLC|82
CZWI|CITIZENS COMMUNITY|LEHM|Barclays Capital Inc./Le|295
CZWI|CITIZENS COMMUNITY|LIME|Lime Brokerage LLC|8729
CZWI|CITIZENS COMMUNITY|LMGP|LIME BROKERAGE LLC|2000
CZWI|CITIZENS COMMUNITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
CZWI|CITIZENS COMMUNITY|MSCO|MORGAN STANLEY & CO. LLC|10096
CZWI|CITIZENS COMMUNITY|MSPL|MORGAN STANLEY & CO. LLC|700
CZWI|CITIZENS COMMUNITY|NFSC|National Financial Services LLC|30845
CZWI|CITIZENS COMMUNITY|NITE|VIRTU Americas LLC|21597
CZWI|CITIZENS COMMUNITY|NQRB|Brut, LLC|100
CZWI|CITIZENS COMMUNITY|PWJC|UBS Financial Services, Inc.|2900
CZWI|CITIZENS COMMUNITY|RBCM|RBC CAPITAL MARKETS, LLC|70
CZWI|CITIZENS COMMUNITY|SDLR|Sandler, O'Neill & Partners, L.P.|11291
CZWI|CITIZENS COMMUNITY|SGMT|GOLDMAN SACHS & CO. LLC|102
CZWI|CITIZENS COMMUNITY|SWIM|TD Ameritrade, Inc.|900
CZWI|CITIZENS COMMUNITY|SWST|Hilltop Securities Inc.|200
CZWI|CITIZENS COMMUNITY|TRCM|TRC MARKETS LLC|1489
CZWI|CITIZENS COMMUNITY|UBSA|UBS SECURITIES LLC|1920
CZWI|CITIZENS COMMUNITY|UBSS|UBS Securities LLC|16221
CZWI|CITIZENS COMMUNITY|VGRD|Vanguard Marketing Corporation|200
CZWI|CITIZENS COMMUNITY|WCHV|WELLS FARGO SECURITIES, LLC|388
CZWI|CITIZENS COMMUNITY|WSEA|WOLVERINE SECURITIES, LLC|1
CZZ|COSAN LIMITED CL A|ALTX|Alternet Securities Inc.|4800
CZZ|COSAN LIMITED CL A|APCC|Apex Clearing Corporation|2279
CZZ|COSAN LIMITED CL A|BARD|Robert W. Baird & Co. Incorporated|355
CZZ|COSAN LIMITED CL A|BATM|CBOE TRADING, INC.|6889
CZZ|COSAN LIMITED CL A|BERN|Sanford C. Bernstein & Co., LLC|490971
CZZ|COSAN LIMITED CL A|BIDS|BIDS TRADING L.P.|1200
CZZ|COSAN LIMITED CL A|BIMI|Banca IMI Securities Corp.|250
CZZ|COSAN LIMITED CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4025
CZZ|COSAN LIMITED CL A|BYXM|CBOE TRADING, INC.|108
CZZ|COSAN LIMITED CL A|BZYD|GOLDMAN SACHS & CO. LLC|1200
CZZ|COSAN LIMITED CL A|CHAS|Charles Schwab & Co., Inc.|706
CZZ|COSAN LIMITED CL A|CIOI|CITIGROUP GLOBAL MARKETS INC|30779
CZZ|COSAN LIMITED CL A|CLSA|CLSA AMERICAS, LLC|150
CZZ|COSAN LIMITED CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42949
CZZ|COSAN LIMITED CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|416072
CZZ|COSAN LIMITED CL A|CTDL|Citadel Derivatives Group Llc|1493
CZZ|COSAN LIMITED CL A|CTLR|CUTLER GROUP, LP|500
CZZ|COSAN LIMITED CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|128134
CZZ|COSAN LIMITED CL A|DBAB|Deutsche Bank Securities Inc.|70115
CZZ|COSAN LIMITED CL A|DBAX|Deutsche Bank Securities Inc.|309300
CZZ|COSAN LIMITED CL A|DCHF|Dart Executions, LLC|1376
CZZ|COSAN LIMITED CL A|DEAN|MORGAN STANLEY|264779
CZZ|COSAN LIMITED CL A|DEGS|RONIN PROFESSIONAL LLC|556
CZZ|COSAN LIMITED CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|197517
CZZ|COSAN LIMITED CL A|EBXL|EBX LLC|402000
CZZ|COSAN LIMITED CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|18416
CZZ|COSAN LIMITED CL A|EGAM|CBOE TRADING, INC.|12507
CZZ|COSAN LIMITED CL A|EGMT|EG MARKET TECHNOLOGIES LLC|200
CZZ|COSAN LIMITED CL A|EGXM|CBOE TRADING, INC.|1104
CZZ|COSAN LIMITED CL A|ELEV|ELEVATION, LLC|48964
CZZ|COSAN LIMITED CL A|ETBE|Electronic Transaction Clearing, Inc.|12288
CZZ|COSAN LIMITED CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|640
CZZ|COSAN LIMITED CL A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|692
CZZ|COSAN LIMITED CL A|ETRS|E*Trade Securities LLC|48471
CZZ|COSAN LIMITED CL A|FCST|INTL FCSTONE FINANCIAL INC.|2600
CZZ|COSAN LIMITED CL A|FILL|Tradestation Securities, Inc.|6498
CZZ|COSAN LIMITED CL A|FMAF|NBCN Inc./ CDS|400
CZZ|COSAN LIMITED CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
CZZ|COSAN LIMITED CL A|FQLS|Quantlab Securities LP|172292
CZZ|COSAN LIMITED CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105827
CZZ|COSAN LIMITED CL A|FTBR|Foliofn Investments, Inc.|55797
CZZ|COSAN LIMITED CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|4508
CZZ|COSAN LIMITED CL A|GLPX|ACS EXECUTION SERVICES, LLC|7696
CZZ|COSAN LIMITED CL A|GSCO|GOLDMAN SACHS & CO. LLC|2091476
CZZ|COSAN LIMITED CL A|GSCS|GOLDMAN SACHS & CO. LLC|8500
CZZ|COSAN LIMITED CL A|GSLT|GOLDMAN SACHS & CO. LLC|2680
CZZ|COSAN LIMITED CL A|GTSZ|GTS SECURITIES LLC|42923
CZZ|COSAN LIMITED CL A|HSBC|HSBC Securities, Inc.|1000
CZZ|COSAN LIMITED CL A|IATS|INTERACTIVE BROKERS LLC|7417
CZZ|COSAN LIMITED CL A|IBKR|Interactive Brokers Llc|23743
CZZ|COSAN LIMITED CL A|ICBX|INSTINET, LLC|143261
CZZ|COSAN LIMITED CL A|INCA|INSTINET, LLC|102615
CZZ|COSAN LIMITED CL A|ITGI|ITG Inc.|66824
CZZ|COSAN LIMITED CL A|ITGP|ITG INC.|147000
CZZ|COSAN LIMITED CL A|JEFF|JEFFERIES LLC|53785
CZZ|COSAN LIMITED CL A|JMPT|JUMP TRADING, LLC|64541
CZZ|COSAN LIMITED CL A|JPBX|J.P. MORGAN SECURITIES LLC|58006
CZZ|COSAN LIMITED CL A|JPMX|J.P. Morgan Securities LLC|527730
CZZ|COSAN LIMITED CL A|JSJX|JANE STREET CAPITAL LLC|2384
CZZ|COSAN LIMITED CL A|KCGM|VIRTU Americas LLC|105466
CZZ|COSAN LIMITED CL A|KING|C. L. King & Associates, Inc.|8300
CZZ|COSAN LIMITED CL A|LAMP|Lampost Capital, L.C.|400
CZZ|COSAN LIMITED CL A|LEHM|Barclays Capital Inc./Le|486237
CZZ|COSAN LIMITED CL A|LIME|Lime Brokerage LLC|18404
CZZ|COSAN LIMITED CL A|LQNA|LIQUIDNET, INC.|13000
CZZ|COSAN LIMITED CL A|LSCI|Lek Securities Corporation|21
CZZ|COSAN LIMITED CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|287896
CZZ|COSAN LIMITED CL A|MOTF|MOTIF INVESTING, INC.|1
CZZ|COSAN LIMITED CL A|MSCO|MORGAN STANLEY & CO. LLC|1408102
CZZ|COSAN LIMITED CL A|MSPL|MORGAN STANLEY & CO. LLC|801000
CZZ|COSAN LIMITED CL A|MSTX|MORGAN STANLEY & CO. LLC|115700
CZZ|COSAN LIMITED CL A|NFSC|National Financial Services LLC|306168
CZZ|COSAN LIMITED CL A|NITE|VIRTU Americas LLC|629538
CZZ|COSAN LIMITED CL A|NITP|VIRTU Americas LLC|400
CZZ|COSAN LIMITED CL A|NQRB|Brut, LLC|3141
CZZ|COSAN LIMITED CL A|OPCO|Oppenheimer & Co. Inc.|800
CZZ|COSAN LIMITED CL A|PDQM|CODA MARKETS, INC.|13652
CZZ|COSAN LIMITED CL A|PHLY|NASDAQ Execution Services, LLC|400
CZZ|COSAN LIMITED CL A|RBCM|RBC CAPITAL MARKETS, LLC|200
CZZ|COSAN LIMITED CL A|RILY|B. RILEY FBR, INC.|31811
CZZ|COSAN LIMITED CL A|SAGL|SAGETRADER, LLC|27422
CZZ|COSAN LIMITED CL A|SBSH|Citigroup Global Markets Inc.|117894
CZZ|COSAN LIMITED CL A|SGMT|GOLDMAN SACHS & CO. LLC|198551
CZZ|COSAN LIMITED CL A|SPDR|SPEEDROUTE LLC|1210
CZZ|COSAN LIMITED CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3100
CZZ|COSAN LIMITED CL A|SWIM|TD Ameritrade, Inc.|7922
CZZ|COSAN LIMITED CL A|TKNG|ALLY INVEST SECURITIES LLC|7675
CZZ|COSAN LIMITED CL A|TRBT|Tradebot Systems, Inc.|148475
CZZ|COSAN LIMITED CL A|TRCM|TRC MARKETS LLC|33625
CZZ|COSAN LIMITED CL A|TWTT|TASTYWORKS, INC.|300
CZZ|COSAN LIMITED CL A|UBSA|UBS SECURITIES LLC|1407600
CZZ|COSAN LIMITED CL A|UBSS|UBS Securities LLC|728624
CZZ|COSAN LIMITED CL A|VALX|VIRTU AMERICAS LLC|25319
CZZ|COSAN LIMITED CL A|VGRD|Vanguard Marketing Corporation|58955
CZZ|COSAN LIMITED CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|15
CZZ|COSAN LIMITED CL A|WCHV|WELLS FARGO SECURITIES, LLC|27842
CZZ|COSAN LIMITED CL A|WEED|Weeden & Co.L.P.|48000
CZZ|COSAN LIMITED CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2422
CZZ|COSAN LIMITED CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3461
CZZ|COSAN LIMITED CL A|WGIF|CIBC World Markets Inc.|4200
CZZ|COSAN LIMITED CL A|WSEA|WOLVERINE SECURITIES, LLC|4643
CZZ|COSAN LIMITED CL A|XIST|INSTINET, LLC|36000
CZZ|COSAN LIMITED CL A|XPUS|XP SECURITIES, LLC|278551
CZZ|COSAN LIMITED CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|19864
CZZ|COSAN LIMITED CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|500
CZZ|COSAN LIMITED CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13436
D|DOMINION ENERGY, INC|ABLE|NATIXIS Securities Americas LLC|812378
D|DOMINION ENERGY, INC|AGIS|Aegis Capital Corp.|2912
D|DOMINION ENERGY, INC|ALTX|Alternet Securities Inc.|80414
D|DOMINION ENERGY, INC|ANOS|ABEL/NOSER, L.L.C.|492
D|DOMINION ENERGY, INC|APCC|Apex Clearing Corporation|97827
D|DOMINION ENERGY, INC|BALE|M&T SECURITIES, INC.|675
D|DOMINION ENERGY, INC|BANK|Primevest Financial Services, Inc.|1605
D|DOMINION ENERGY, INC|BARD|Robert W. Baird & Co. Incorporated|54512
D|DOMINION ENERGY, INC|BATM|CBOE TRADING, INC.|49486
D|DOMINION ENERGY, INC|BAYC|BAY CREST PARTNERS, LLC|265
D|DOMINION ENERGY, INC|BAYT|BTIG, LLC|200
D|DOMINION ENERGY, INC|BBNT|BB&T SECURITIES, LLC|84019
D|DOMINION ENERGY, INC|BERN|Sanford C. Bernstein & Co., LLC|122071
D|DOMINION ENERGY, INC|BIAD|SAGETRADER, LLC|56
D|DOMINION ENERGY, INC|BIDS|BIDS TRADING L.P.|405600
D|DOMINION ENERGY, INC|BIMI|Banca IMI Securities Corp.|1451
D|DOMINION ENERGY, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|197607
D|DOMINION ENERGY, INC|BLKX|INSTINET, LLC|728044
D|DOMINION ENERGY, INC|BMOC|BMO Capital Markets Corp.|1103
D|DOMINION ENERGY, INC|BNPX|BNP PARIBAS SECURITIES CORP.|505778
D|DOMINION ENERGY, INC|BRGE|Newbridge Securities Corp.|170
D|DOMINION ENERGY, INC|BTIG|BTIG, LLC|22489
D|DOMINION ENERGY, INC|BYXM|CBOE TRADING, INC.|11964
D|DOMINION ENERGY, INC|BZYD|GOLDMAN SACHS & CO. LLC|222
D|DOMINION ENERGY, INC|CABR|Cabrera Capital Markets, Inc.|100
D|DOMINION ENERGY, INC|CANT|Cantor Fitzgerald & Co.|9492
D|DOMINION ENERGY, INC|CHAS|Charles Schwab & Co., Inc.|66207
D|DOMINION ENERGY, INC|CIBP|CIBC World Markets Corp.|45852
D|DOMINION ENERGY, INC|CIST|Capital Institutional Services, Inc.|13465
D|DOMINION ENERGY, INC|CLSA|CLSA AMERICAS, LLC|100
D|DOMINION ENERGY, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|136654
D|DOMINION ENERGY, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21
D|DOMINION ENERGY, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7706
D|DOMINION ENERGY, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1277816
D|DOMINION ENERGY, INC|CTDL|Citadel Derivatives Group Llc|66468
D|DOMINION ENERGY, INC|CTLR|CUTLER GROUP, LP|5940
D|DOMINION ENERGY, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|112388
D|DOMINION ENERGY, INC|DADA|D.A. Davidson & Co.|9692
D|DOMINION ENERGY, INC|DAVA|Davenport & Company LLC|67835
D|DOMINION ENERGY, INC|DBAB|Deutsche Bank Securities Inc.|1025330
D|DOMINION ENERGY, INC|DBAX|Deutsche Bank Securities Inc.|1592500
D|DOMINION ENERGY, INC|DBUL|Deutsche Bank Securities Inc.|700
D|DOMINION ENERGY, INC|DCHF|Dart Executions, LLC|3555
D|DOMINION ENERGY, INC|DEAN|MORGAN STANLEY|85847
D|DOMINION ENERGY, INC|DEGS|RONIN PROFESSIONAL LLC|100
D|DOMINION ENERGY, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6016
D|DOMINION ENERGY, INC|DRWK|DRW SECURITIES, L.L.C.|18200
D|DOMINION ENERGY, INC|EBXL|EBX LLC|792700
D|DOMINION ENERGY, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|28848
D|DOMINION ENERGY, INC|EDJC|Edward Jones / CDS|9809
D|DOMINION ENERGY, INC|EDJO|Edward D. Jones & Co., L.P.|801524
D|DOMINION ENERGY, INC|EGAM|CBOE TRADING, INC.|134480
D|DOMINION ENERGY, INC|EGAW|CBOE TRADING, INC.|2726
D|DOMINION ENERGY, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1700
D|DOMINION ENERGY, INC|EGXM|CBOE TRADING, INC.|24435
D|DOMINION ENERGY, INC|EGXW|CBOE TRADING, INC.|107
D|DOMINION ENERGY, INC|ETBE|Electronic Transaction Clearing, Inc.|79582
D|DOMINION ENERGY, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
D|DOMINION ENERGY, INC|ETCC|Electronic Transaction Clearing, Inc.|510
D|DOMINION ENERGY, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14753
D|DOMINION ENERGY, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3978
D|DOMINION ENERGY, INC|ETRS|E*Trade Securities LLC|396411
D|DOMINION ENERGY, INC|FFSI|Firstrade Securities Inc.|20
D|DOMINION ENERGY, INC|FILL|Tradestation Securities, Inc.|23184
D|DOMINION ENERGY, INC|FINX|FINTECH SECURITIES|6015
D|DOMINION ENERGY, INC|FMAF|NBCN Inc./ CDS|8083
D|DOMINION ENERGY, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29326
D|DOMINION ENERGY, INC|FQLS|Quantlab Securities LP|1074910
D|DOMINION ENERGY, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|175410
D|DOMINION ENERGY, INC|FTBR|Foliofn Investments, Inc.|6727
D|DOMINION ENERGY, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7315
D|DOMINION ENERGY, INC|GLIS|TD Securities Inc|2825
D|DOMINION ENERGY, INC|GLPX|ACS EXECUTION SERVICES, LLC|283787
D|DOMINION ENERGY, INC|GSCO|GOLDMAN SACHS & CO. LLC|5350468
D|DOMINION ENERGY, INC|GSCS|GOLDMAN SACHS & CO. LLC|96735
D|DOMINION ENERGY, INC|GSLT|GOLDMAN SACHS & CO. LLC|84450
D|DOMINION ENERGY, INC|GTSZ|GTS SECURITIES LLC|595170
D|DOMINION ENERGY, INC|HRBF|American Enterprise Investment Services Inc.|199490
D|DOMINION ENERGY, INC|HSBC|HSBC Securities, Inc.|29891
D|DOMINION ENERGY, INC|IATS|INTERACTIVE BROKERS LLC|21576
D|DOMINION ENERGY, INC|IBKR|Interactive Brokers Llc|48741
D|DOMINION ENERGY, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1344
D|DOMINION ENERGY, INC|ICBX|INSTINET, LLC|144181
D|DOMINION ENERGY, INC|IEQY|CITADEL SECURITIES LLC|329612
D|DOMINION ENERGY, INC|INCA|INSTINET, LLC|1200923
D|DOMINION ENERGY, INC|INGS|Ingalls & Snyder, Llc|150
D|DOMINION ENERGY, INC|INJX|INSTINET, LLC|89118
D|DOMINION ENERGY, INC|INTL|INTL FCSTONE FINANCIAL INC.|69
D|DOMINION ENERGY, INC|ITGI|ITG Inc.|205724
D|DOMINION ENERGY, INC|ITGP|ITG INC.|568200
D|DOMINION ENERGY, INC|JANY|Janney Montgomery Scott Inc.|53968
D|DOMINION ENERGY, INC|JEFF|JEFFERIES LLC|748850
D|DOMINION ENERGY, INC|JMPT|JUMP TRADING, LLC|248578
D|DOMINION ENERGY, INC|JPBX|J.P. MORGAN SECURITIES LLC|597402
D|DOMINION ENERGY, INC|JPMX|J.P. Morgan Securities LLC|2038654
D|DOMINION ENERGY, INC|JRCO|Johnson Rice & Company L.L.C.|85
D|DOMINION ENERGY, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|3554
D|DOMINION ENERGY, INC|JSJX|JANE STREET CAPITAL LLC|16138
D|DOMINION ENERGY, INC|KCGM|VIRTU Americas LLC|213731
D|DOMINION ENERGY, INC|LEHM|Barclays Capital Inc./Le|2606053
D|DOMINION ENERGY, INC|LIME|Lime Brokerage LLC|222815
D|DOMINION ENERGY, INC|LOOP|Loop Capital Markets LLC|12188
D|DOMINION ENERGY, INC|LQNA|LIQUIDNET, INC.|231000
D|DOMINION ENERGY, INC|LSCI|Lek Securities Corporation|44142
D|DOMINION ENERGY, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
D|DOMINION ENERGY, INC|MACC|Mid Atlantic Capital Corporation|10086
D|DOMINION ENERGY, INC|MACQ|Macquarie Capital (USA) Inc.|1100
D|DOMINION ENERGY, INC|MAXM|Maxim Group LLC|4224
D|DOMINION ENERGY, INC|MBTS|ALLY INVEST SECURITIES LLC|218
D|DOMINION ENERGY, INC|MCMF|Raymond James Ltd. Cds|8195
D|DOMINION ENERGY, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|465225
D|DOMINION ENERGY, INC|MNDX|TJM Investments, LLC|85348
D|DOMINION ENERGY, INC|MOTF|MOTIF INVESTING, INC.|42
D|DOMINION ENERGY, INC|MSCO|MORGAN STANLEY & CO. LLC|4875665
D|DOMINION ENERGY, INC|MSPL|MORGAN STANLEY & CO. LLC|1077700
D|DOMINION ENERGY, INC|MSTX|MORGAN STANLEY & CO. LLC|589100
D|DOMINION ENERGY, INC|MUFG|MUFG SECURITIES AMERICAS INC.|430000
D|DOMINION ENERGY, INC|MZHO|Mizuho Securities USA LLC|25600
D|DOMINION ENERGY, INC|NATL|National Securities Corporation|748
D|DOMINION ENERGY, INC|NBCS|NBC Securities, INC.|1854
D|DOMINION ENERGY, INC|NEUB|NEUBERGER BERMAN BD LLC|225
D|DOMINION ENERGY, INC|NFSC|National Financial Services LLC|1235148
D|DOMINION ENERGY, INC|NITE|VIRTU Americas LLC|2908995
D|DOMINION ENERGY, INC|NITP|VIRTU Americas LLC|2927
D|DOMINION ENERGY, INC|NQRB|Brut, LLC|68124
D|DOMINION ENERGY, INC|NTBF|BMO Nesbitt Burns Inc./CDS|58056
D|DOMINION ENERGY, INC|NTRC|Northern Trust Securities, Inc.|6850
D|DOMINION ENERGY, INC|OHOS|TWO SIGMA SECURITIES, LLC|262460
D|DOMINION ENERGY, INC|OPCO|Oppenheimer & Co. Inc.|24290
D|DOMINION ENERGY, INC|OTAA|OTA LLC|500
D|DOMINION ENERGY, INC|PDQM|CODA MARKETS, INC.|1278413
D|DOMINION ENERGY, INC|PHLY|NASDAQ Execution Services, LLC|30400
D|DOMINION ENERGY, INC|PICT|Pictet Overseas Inc.|655
D|DOMINION ENERGY, INC|PNSR|Penserra Securities, LLC|10500
D|DOMINION ENERGY, INC|PWJC|UBS Financial Services, Inc.|49478
D|DOMINION ENERGY, INC|QMSR|QUATTRO M SECURITIES INC.|18810
D|DOMINION ENERGY, INC|RBCM|RBC CAPITAL MARKETS, LLC|50545
D|DOMINION ENERGY, INC|RHCO|Suntrust Robinson Humphrey, Inc.|51207
D|DOMINION ENERGY, INC|SAGL|SAGETRADER, LLC|480262
D|DOMINION ENERGY, INC|SAGW|SAGETRADER, LLC|29
D|DOMINION ENERGY, INC|SALI|INTL FCSTONE FINANCIAL INC.|3380
D|DOMINION ENERGY, INC|SBRX|MURIEL SIEBERT & CO INC|1625
D|DOMINION ENERGY, INC|SBSH|Citigroup Global Markets Inc.|496605
D|DOMINION ENERGY, INC|SEIC|SEI Investments Distribution Co.|7387
D|DOMINION ENERGY, INC|SGMT|GOLDMAN SACHS & CO. LLC|821145
D|DOMINION ENERGY, INC|SJLS|TRADE INFORMATICS LLC|600
D|DOMINION ENERGY, INC|SPDR|SPEEDROUTE LLC|141995
D|DOMINION ENERGY, INC|SPGS|Sea Port Group Securities, LLC|10080
D|DOMINION ENERGY, INC|SPHN|Stephens Inc.|15560
D|DOMINION ENERGY, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
D|DOMINION ENERGY, INC|STFL|Stifel, Nicolaus & Company, Incorporated|102692
D|DOMINION ENERGY, INC|STKP|STOCKPILE INVESTMENTS, INC.|170
D|DOMINION ENERGY, INC|STXG|Stockcross Financial Services, Inc.|24
D|DOMINION ENERGY, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19479
D|DOMINION ENERGY, INC|SWIM|TD Ameritrade, Inc.|92577
D|DOMINION ENERGY, INC|SWST|Hilltop Securities Inc.|23792
D|DOMINION ENERGY, INC|TAGC|TELSEY ADVISORY GROUP LLC|6
D|DOMINION ENERGY, INC|TKNG|ALLY INVEST SECURITIES LLC|6297
D|DOMINION ENERGY, INC|TRBT|Tradebot Systems, Inc.|675185
D|DOMINION ENERGY, INC|TRCM|TRC MARKETS LLC|1126366
D|DOMINION ENERGY, INC|TWTT|TASTYWORKS, INC.|570
D|DOMINION ENERGY, INC|UBSA|UBS SECURITIES LLC|1851807
D|DOMINION ENERGY, INC|UBSS|UBS Securities LLC|2151578
D|DOMINION ENERGY, INC|UFPA|UNITED FIRST PARTNERS LLC|3100
D|DOMINION ENERGY, INC|USCA|USCA Securities LLC|6751
D|DOMINION ENERGY, INC|VALX|VIRTU AMERICAS LLC|16949
D|DOMINION ENERGY, INC|VERT|The Vertical Trading Group, LLC|9299
D|DOMINION ENERGY, INC|VGRD|Vanguard Marketing Corporation|221161
D|DOMINION ENERGY, INC|VNDM|Wall Street Access|2200
D|DOMINION ENERGY, INC|WABR|Wall Street Access|41477
D|DOMINION ENERGY, INC|WBLR|WILLIAM BLAIR|1243
D|DOMINION ENERGY, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|8216
D|DOMINION ENERGY, INC|WCHV|WELLS FARGO SECURITIES, LLC|1357418
D|DOMINION ENERGY, INC|WDNX|WEEDEN & CO.L.P.|16020
D|DOMINION ENERGY, INC|WEDB|WEDBUSH SECURITIES INC.|16654
D|DOMINION ENERGY, INC|WEED|Weeden & Co.L.P.|295709
D|DOMINION ENERGY, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|99541
D|DOMINION ENERGY, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|108944
D|DOMINION ENERGY, INC|WGIF|CIBC World Markets Inc.|20284
D|DOMINION ENERGY, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10565
D|DOMINION ENERGY, INC|WSAG|WALL STREET ACCESS|3
D|DOMINION ENERGY, INC|WSEA|WOLVERINE SECURITIES, LLC|53182
D|DOMINION ENERGY, INC|XIST|INSTINET, LLC|472950
D|DOMINION ENERGY, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|379974
D|DOMINION ENERGY, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|33099
D|DOMINION ENERGY, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100827
DAC|DANAOS CORPORATION|APCC|Apex Clearing Corporation|33594
DAC|DANAOS CORPORATION|BATM|CBOE TRADING, INC.|16
DAC|DANAOS CORPORATION|CHAS|Charles Schwab & Co., Inc.|5300
DAC|DANAOS CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
DAC|DANAOS CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27801
DAC|DANAOS CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
DAC|DANAOS CORPORATION|DBAB|Deutsche Bank Securities Inc.|100
DAC|DANAOS CORPORATION|DBAX|Deutsche Bank Securities Inc.|1100
DAC|DANAOS CORPORATION|DEAN|MORGAN STANLEY|3244
DAC|DANAOS CORPORATION|EBXL|EBX LLC|16200
DAC|DANAOS CORPORATION|EGXM|CBOE TRADING, INC.|2150
DAC|DANAOS CORPORATION|ETRS|E*Trade Securities LLC|118623
DAC|DANAOS CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|1475
DAC|DANAOS CORPORATION|FILL|Tradestation Securities, Inc.|4400
DAC|DANAOS CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1672
DAC|DANAOS CORPORATION|FTBR|Foliofn Investments, Inc.|8
DAC|DANAOS CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|6698
DAC|DANAOS CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|1094
DAC|DANAOS CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|6178
DAC|DANAOS CORPORATION|GTSZ|GTS SECURITIES LLC|201
DAC|DANAOS CORPORATION|HRBF|American Enterprise Investment Services Inc.|1000
DAC|DANAOS CORPORATION|HSBC|HSBC Securities, Inc.|562
DAC|DANAOS CORPORATION|IBKR|Interactive Brokers Llc|34035
DAC|DANAOS CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|81
DAC|DANAOS CORPORATION|ICBX|INSTINET, LLC|4800
DAC|DANAOS CORPORATION|INCA|INSTINET, LLC|7900
DAC|DANAOS CORPORATION|ITGI|ITG Inc.|1880
DAC|DANAOS CORPORATION|JPMX|J.P. Morgan Securities LLC|3956
DAC|DANAOS CORPORATION|KCGM|VIRTU Americas LLC|700
DAC|DANAOS CORPORATION|LEHM|Barclays Capital Inc./Le|9200
DAC|DANAOS CORPORATION|LIME|Lime Brokerage LLC|3560
DAC|DANAOS CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DAC|DANAOS CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
DAC|DANAOS CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|170163
DAC|DANAOS CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|8800
DAC|DANAOS CORPORATION|NFSC|National Financial Services LLC|455468
DAC|DANAOS CORPORATION|NITE|VIRTU Americas LLC|328259
DAC|DANAOS CORPORATION|PDQM|CODA MARKETS, INC.|3047
DAC|DANAOS CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|14376
DAC|DANAOS CORPORATION|RGLD|Regal Securities, Inc|8140
DAC|DANAOS CORPORATION|SAGL|SAGETRADER, LLC|874
DAC|DANAOS CORPORATION|SBSH|Citigroup Global Markets Inc.|22453
DAC|DANAOS CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|3300
DAC|DANAOS CORPORATION|SPDR|SPEEDROUTE LLC|1150
DAC|DANAOS CORPORATION|SWIM|TD Ameritrade, Inc.|65195
DAC|DANAOS CORPORATION|SWST|Hilltop Securities Inc.|1000
DAC|DANAOS CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|10606
DAC|DANAOS CORPORATION|UBSA|UBS SECURITIES LLC|14052
DAC|DANAOS CORPORATION|UBSS|UBS Securities LLC|21820
DAC|DANAOS CORPORATION|VALX|VIRTU AMERICAS LLC|14498
DAC|DANAOS CORPORATION|VGRD|Vanguard Marketing Corporation|2466
DAC|DANAOS CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|16691
DAC|DANAOS CORPORATION|WEDB|WEDBUSH SECURITIES INC.|4000
DAC|DANAOS CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81
DAC|DANAOS CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|1150
DAC|DANAOS CORPORATION|WTFS|JUST2TRADE, INC.|456
DAC|DANAOS CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|87474
DAC|DANAOS CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|203
DAG|DB AGRI DBL LONG ETN|APCC|Apex Clearing Corporation|1200
DAG|DB AGRI DBL LONG ETN|CHAS|Charles Schwab & Co., Inc.|200
DAG|DB AGRI DBL LONG ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1033
DAG|DB AGRI DBL LONG ETN|DBAX|Deutsche Bank Securities Inc.|100
DAG|DB AGRI DBL LONG ETN|ECUT|CONVERGEX EXECUTION SOLUTIONS|129
DAG|DB AGRI DBL LONG ETN|ETRS|E*Trade Securities LLC|7142
DAG|DB AGRI DBL LONG ETN|FILL|Tradestation Securities, Inc.|2804
DAG|DB AGRI DBL LONG ETN|GLPX|ACS EXECUTION SERVICES, LLC|92
DAG|DB AGRI DBL LONG ETN|GSCS|GOLDMAN SACHS & CO. LLC|802
DAG|DB AGRI DBL LONG ETN|GSLT|GOLDMAN SACHS & CO. LLC|717
DAG|DB AGRI DBL LONG ETN|GTSZ|GTS SECURITIES LLC|10
DAG|DB AGRI DBL LONG ETN|HRBF|American Enterprise Investment Services Inc.|1000
DAG|DB AGRI DBL LONG ETN|IATS|INTERACTIVE BROKERS LLC|3056
DAG|DB AGRI DBL LONG ETN|IBKR|Interactive Brokers Llc|21366
DAG|DB AGRI DBL LONG ETN|INCA|INSTINET, LLC|2672
DAG|DB AGRI DBL LONG ETN|ITGP|ITG INC.|400
DAG|DB AGRI DBL LONG ETN|JSJX|JANE STREET CAPITAL LLC|822
DAG|DB AGRI DBL LONG ETN|LEHM|Barclays Capital Inc./Le|200
DAG|DB AGRI DBL LONG ETN|LIME|Lime Brokerage LLC|18679
DAG|DB AGRI DBL LONG ETN|MSCO|MORGAN STANLEY & CO. LLC|7308
DAG|DB AGRI DBL LONG ETN|NFSC|National Financial Services LLC|3381
DAG|DB AGRI DBL LONG ETN|NITE|VIRTU Americas LLC|30226
DAG|DB AGRI DBL LONG ETN|NQRB|Brut, LLC|3100
DAG|DB AGRI DBL LONG ETN|OLDM|OLD MISSION CAPITAL, LLC|6100
DAG|DB AGRI DBL LONG ETN|PDQM|CODA MARKETS, INC.|92
DAG|DB AGRI DBL LONG ETN|SAGL|SAGETRADER, LLC|100
DAG|DB AGRI DBL LONG ETN|SBSH|Citigroup Global Markets Inc.|4120
DAG|DB AGRI DBL LONG ETN|SWIM|TD Ameritrade, Inc.|2612
DAG|DB AGRI DBL LONG ETN|TKNG|ALLY INVEST SECURITIES LLC|500
DAG|DB AGRI DBL LONG ETN|UBSA|UBS SECURITIES LLC|2353
DAG|DB AGRI DBL LONG ETN|UBSS|UBS Securities LLC|500
DAG|DB AGRI DBL LONG ETN|VGRD|Vanguard Marketing Corporation|2971
DAG|DB AGRI DBL LONG ETN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|125
DAG|DB AGRI DBL LONG ETN|WSEA|WOLVERINE SECURITIES, LLC|37
DAIO|DATA I O CP|ALTX|Alternet Securities Inc.|100
DAIO|DATA I O CP|APCC|Apex Clearing Corporation|1246
DAIO|DATA I O CP|BATM|CBOE TRADING, INC.|1
DAIO|DATA I O CP|BERN|Sanford C. Bernstein & Co., LLC|22
DAIO|DATA I O CP|BMAK|BMA SECURITIES|1500
DAIO|DATA I O CP|CANT|Cantor Fitzgerald & Co.|177
DAIO|DATA I O CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
DAIO|DATA I O CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
DAIO|DATA I O CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12534
DAIO|DATA I O CP|CTDL|Citadel Derivatives Group Llc|30
DAIO|DATA I O CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
DAIO|DATA I O CP|DADA|D.A. Davidson & Co.|300
DAIO|DATA I O CP|DBAB|Deutsche Bank Securities Inc.|7051
DAIO|DATA I O CP|DBAX|Deutsche Bank Securities Inc.|2300
DAIO|DATA I O CP|DEAN|MORGAN STANLEY|1200
DAIO|DATA I O CP|DEGS|RONIN PROFESSIONAL LLC|9181
DAIO|DATA I O CP|EBXL|EBX LLC|6000
DAIO|DATA I O CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|13896
DAIO|DATA I O CP|EGXM|CBOE TRADING, INC.|1301
DAIO|DATA I O CP|ETBE|Electronic Transaction Clearing, Inc.|450
DAIO|DATA I O CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
DAIO|DATA I O CP|ETRS|E*Trade Securities LLC|37534
DAIO|DATA I O CP|FBCO|Credit Suisse Securities (USA) LLC|8108
DAIO|DATA I O CP|FBSB|U.S. Bancorp Investments, Inc.|1000
DAIO|DATA I O CP|FILL|Tradestation Securities, Inc.|1042
DAIO|DATA I O CP|FMAF|NBCN Inc./ CDS|900
DAIO|DATA I O CP|FOMA|TD AMERITRADE CLEARING, INC.|49985
DAIO|DATA I O CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117
DAIO|DATA I O CP|FTBR|Foliofn Investments, Inc.|2558
DAIO|DATA I O CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2226
DAIO|DATA I O CP|GSCO|GOLDMAN SACHS & CO. LLC|25577
DAIO|DATA I O CP|GSLT|GOLDMAN SACHS & CO. LLC|112
DAIO|DATA I O CP|GTSZ|GTS SECURITIES LLC|5049
DAIO|DATA I O CP|IATS|INTERACTIVE BROKERS LLC|1237
DAIO|DATA I O CP|IBKR|Interactive Brokers Llc|14353
DAIO|DATA I O CP|ICBX|INSTINET, LLC|2100
DAIO|DATA I O CP|INCA|INSTINET, LLC|40529
DAIO|DATA I O CP|INJX|INSTINET, LLC|200
DAIO|DATA I O CP|ITGI|ITG Inc.|3700
DAIO|DATA I O CP|ITGP|ITG INC.|1200
DAIO|DATA I O CP|JANY|Janney Montgomery Scott Inc.|300
DAIO|DATA I O CP|JEFF|JEFFERIES LLC|420
DAIO|DATA I O CP|JHDR|J.H. Darbie & Co., Inc.|2988
DAIO|DATA I O CP|JPBX|J.P. MORGAN SECURITIES LLC|2400
DAIO|DATA I O CP|JPMX|J.P. Morgan Securities LLC|19658
DAIO|DATA I O CP|KCGM|VIRTU Americas LLC|900
DAIO|DATA I O CP|LEHM|Barclays Capital Inc./Le|29771
DAIO|DATA I O CP|LIME|Lime Brokerage LLC|22492
DAIO|DATA I O CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
DAIO|DATA I O CP|MOTF|MOTIF INVESTING, INC.|3
DAIO|DATA I O CP|MSCO|MORGAN STANLEY & CO. LLC|84923
DAIO|DATA I O CP|MSPL|MORGAN STANLEY & CO. LLC|13600
DAIO|DATA I O CP|MSTX|MORGAN STANLEY & CO. LLC|8400
DAIO|DATA I O CP|NFSC|National Financial Services LLC|140207
DAIO|DATA I O CP|NITE|VIRTU Americas LLC|150835
DAIO|DATA I O CP|NQRB|Brut, LLC|299
DAIO|DATA I O CP|PDQM|CODA MARKETS, INC.|400
DAIO|DATA I O CP|RAJA|Raymond James & Associates, Inc.|500
DAIO|DATA I O CP|RBCM|RBC CAPITAL MARKETS, LLC|5770
DAIO|DATA I O CP|SBSH|Citigroup Global Markets Inc.|1000
DAIO|DATA I O CP|SGMT|GOLDMAN SACHS & CO. LLC|4080
DAIO|DATA I O CP|STFL|Stifel, Nicolaus & Company, Incorporated|800
DAIO|DATA I O CP|SWIM|TD Ameritrade, Inc.|4300
DAIO|DATA I O CP|SWST|Hilltop Securities Inc.|5901
DAIO|DATA I O CP|TKNG|ALLY INVEST SECURITIES LLC|695
DAIO|DATA I O CP|TRBT|Tradebot Systems, Inc.|2243
DAIO|DATA I O CP|TRCM|TRC MARKETS LLC|14110
DAIO|DATA I O CP|UBSA|UBS SECURITIES LLC|20652
DAIO|DATA I O CP|UBSS|UBS Securities LLC|76102
DAIO|DATA I O CP|VALX|VIRTU AMERICAS LLC|112
DAIO|DATA I O CP|VGRD|Vanguard Marketing Corporation|17189
DAIO|DATA I O CP|WCHV|WELLS FARGO SECURITIES, LLC|8283
DAIO|DATA I O CP|WEED|Weeden & Co.L.P.|1700
DAIO|DATA I O CP|WSEA|WOLVERINE SECURITIES, LLC|1471
DAIO|DATA I O CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|325
DAIO|DATA I O CP|XIST|INSTINET, LLC|3400
DAIO|DATA I O CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2700
DAKT|DAKTRONICS INC    ##|ALTX|Alternet Securities Inc.|891
DAKT|DAKTRONICS INC    ##|ANOS|ABEL/NOSER, L.L.C.|16751
DAKT|DAKTRONICS INC    ##|APCC|Apex Clearing Corporation|36
DAKT|DAKTRONICS INC    ##|AQUA|AQUA SECURITIES L.P.|5300
DAKT|DAKTRONICS INC    ##|BANK|Primevest Financial Services, Inc.|736
DAKT|DAKTRONICS INC    ##|BATM|CBOE TRADING, INC.|1316
DAKT|DAKTRONICS INC    ##|BERN|Sanford C. Bernstein & Co., LLC|11115
DAKT|DAKTRONICS INC    ##|BIMI|Banca IMI Securities Corp.|6500
DAKT|DAKTRONICS INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|95
DAKT|DAKTRONICS INC    ##|BMOC|BMO Capital Markets Corp.|5702
DAKT|DAKTRONICS INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|8608
DAKT|DAKTRONICS INC    ##|BRVL|BLAYLOCK VAN, LLC|1000
DAKT|DAKTRONICS INC    ##|BTIG|BTIG, LLC|5960
DAKT|DAKTRONICS INC    ##|BYXM|CBOE TRADING, INC.|300
DAKT|DAKTRONICS INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|1300
DAKT|DAKTRONICS INC    ##|CHAS|Charles Schwab & Co., Inc.|11462
DAKT|DAKTRONICS INC    ##|CIST|Capital Institutional Services, Inc.|7179
DAKT|DAKTRONICS INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2426
DAKT|DAKTRONICS INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4445
DAKT|DAKTRONICS INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2100
DAKT|DAKTRONICS INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|76112
DAKT|DAKTRONICS INC    ##|CTDL|Citadel Derivatives Group Llc|24484
DAKT|DAKTRONICS INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|7034
DAKT|DAKTRONICS INC    ##|DADA|D.A. Davidson & Co.|200
DAKT|DAKTRONICS INC    ##|DBAB|Deutsche Bank Securities Inc.|242888
DAKT|DAKTRONICS INC    ##|DBAX|Deutsche Bank Securities Inc.|49200
DAKT|DAKTRONICS INC    ##|DBUL|Deutsche Bank Securities Inc.|1000
DAKT|DAKTRONICS INC    ##|DEAN|MORGAN STANLEY|934
DAKT|DAKTRONICS INC    ##|DEGS|RONIN PROFESSIONAL LLC|3462
DAKT|DAKTRONICS INC    ##|EBXL|EBX LLC|33300
DAKT|DAKTRONICS INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1700
DAKT|DAKTRONICS INC    ##|EDJO|Edward D. Jones & Co., L.P.|6587
DAKT|DAKTRONICS INC    ##|EGAM|CBOE TRADING, INC.|2961
DAKT|DAKTRONICS INC    ##|EGXM|CBOE TRADING, INC.|353
DAKT|DAKTRONICS INC    ##|ETBE|Electronic Transaction Clearing, Inc.|2300
DAKT|DAKTRONICS INC    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
DAKT|DAKTRONICS INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7188
DAKT|DAKTRONICS INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1115
DAKT|DAKTRONICS INC    ##|ETRS|E*Trade Securities LLC|131336
DAKT|DAKTRONICS INC    ##|FBCO|Credit Suisse Securities (USA) LLC|653487
DAKT|DAKTRONICS INC    ##|FILL|Tradestation Securities, Inc.|80
DAKT|DAKTRONICS INC    ##|FINX|FINTECH SECURITIES|150
DAKT|DAKTRONICS INC    ##|FMAF|NBCN Inc./ CDS|342
DAKT|DAKTRONICS INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|127462
DAKT|DAKTRONICS INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48561
DAKT|DAKTRONICS INC    ##|FTBR|Foliofn Investments, Inc.|922
DAKT|DAKTRONICS INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|13063
DAKT|DAKTRONICS INC    ##|GLIS|TD Securities Inc|1600
DAKT|DAKTRONICS INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|3112
DAKT|DAKTRONICS INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|657334
DAKT|DAKTRONICS INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|1289
DAKT|DAKTRONICS INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|620
DAKT|DAKTRONICS INC    ##|GTSZ|GTS SECURITIES LLC|2677
DAKT|DAKTRONICS INC    ##|HRBF|American Enterprise Investment Services Inc.|3263
DAKT|DAKTRONICS INC    ##|IATS|INTERACTIVE BROKERS LLC|2392
DAKT|DAKTRONICS INC    ##|IBKR|Interactive Brokers Llc|33582
DAKT|DAKTRONICS INC    ##|ICBX|INSTINET, LLC|14966
DAKT|DAKTRONICS INC    ##|IEQY|CITADEL SECURITIES LLC|12209
DAKT|DAKTRONICS INC    ##|INCA|INSTINET, LLC|177306
DAKT|DAKTRONICS INC    ##|INJX|INSTINET, LLC|18412
DAKT|DAKTRONICS INC    ##|ITGI|ITG Inc.|59588
DAKT|DAKTRONICS INC    ##|ITGP|ITG INC.|105200
DAKT|DAKTRONICS INC    ##|JANY|Janney Montgomery Scott Inc.|1000
DAKT|DAKTRONICS INC    ##|JEFF|JEFFERIES LLC|96448
DAKT|DAKTRONICS INC    ##|JMPT|JUMP TRADING, LLC|7038
DAKT|DAKTRONICS INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|1572
DAKT|DAKTRONICS INC    ##|JPMX|J.P. Morgan Securities LLC|154958
DAKT|DAKTRONICS INC    ##|JSEB|JANE STREET EXECUTION SERVICES, LLC|2300
DAKT|DAKTRONICS INC    ##|JSJX|JANE STREET CAPITAL LLC|2056
DAKT|DAKTRONICS INC    ##|KCGM|VIRTU Americas LLC|13523
DAKT|DAKTRONICS INC    ##|LEHM|Barclays Capital Inc./Le|304338
DAKT|DAKTRONICS INC    ##|LIME|Lime Brokerage LLC|99939
DAKT|DAKTRONICS INC    ##|LMGP|LIME BROKERAGE LLC|4777
DAKT|DAKTRONICS INC    ##|MACC|Mid Atlantic Capital Corporation|1316
DAKT|DAKTRONICS INC    ##|MACQ|Macquarie Capital (USA) Inc.|3279
DAKT|DAKTRONICS INC    ##|MAXM|Maxim Group LLC|3839
DAKT|DAKTRONICS INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74244
DAKT|DAKTRONICS INC    ##|MSCO|MORGAN STANLEY & CO. LLC|671366
DAKT|DAKTRONICS INC    ##|MSPL|MORGAN STANLEY & CO. LLC|73400
DAKT|DAKTRONICS INC    ##|MSTX|MORGAN STANLEY & CO. LLC|57800
DAKT|DAKTRONICS INC    ##|NFSC|National Financial Services LLC|75291
DAKT|DAKTRONICS INC    ##|NITE|VIRTU Americas LLC|243522
DAKT|DAKTRONICS INC    ##|NITP|VIRTU Americas LLC|2000
DAKT|DAKTRONICS INC    ##|NQRB|Brut, LLC|3306
DAKT|DAKTRONICS INC    ##|OPCO|Oppenheimer & Co. Inc.|7145
DAKT|DAKTRONICS INC    ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|799
DAKT|DAKTRONICS INC    ##|PDQM|CODA MARKETS, INC.|6825
DAKT|DAKTRONICS INC    ##|PWJC|UBS Financial Services, Inc.|1200
DAKT|DAKTRONICS INC    ##|RAJA|Raymond James & Associates, Inc.|2045
DAKT|DAKTRONICS INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|3751
DAKT|DAKTRONICS INC    ##|SAGW|SAGETRADER, LLC|300
DAKT|DAKTRONICS INC    ##|SALI|INTL FCSTONE FINANCIAL INC.|1275
DAKT|DAKTRONICS INC    ##|SBSH|Citigroup Global Markets Inc.|47559
DAKT|DAKTRONICS INC    ##|SEIC|SEI Investments Distribution Co.|205
DAKT|DAKTRONICS INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|18997
DAKT|DAKTRONICS INC    ##|SPDR|SPEEDROUTE LLC|4170
DAKT|DAKTRONICS INC    ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
DAKT|DAKTRONICS INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|1866
DAKT|DAKTRONICS INC    ##|STXG|Stockcross Financial Services, Inc.|1464
DAKT|DAKTRONICS INC    ##|SWIM|TD Ameritrade, Inc.|6401
DAKT|DAKTRONICS INC    ##|SWST|Hilltop Securities Inc.|1184
DAKT|DAKTRONICS INC    ##|TKNG|ALLY INVEST SECURITIES LLC|630
DAKT|DAKTRONICS INC    ##|TRBT|Tradebot Systems, Inc.|73923
DAKT|DAKTRONICS INC    ##|TRCM|TRC MARKETS LLC|53966
DAKT|DAKTRONICS INC    ##|UBSA|UBS SECURITIES LLC|190329
DAKT|DAKTRONICS INC    ##|UBSS|UBS Securities LLC|319192
DAKT|DAKTRONICS INC    ##|VALX|VIRTU AMERICAS LLC|2178
DAKT|DAKTRONICS INC    ##|VGRD|Vanguard Marketing Corporation|45193
DAKT|DAKTRONICS INC    ##|WBLR|WILLIAM BLAIR|100
DAKT|DAKTRONICS INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|27112
DAKT|DAKTRONICS INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|261
DAKT|DAKTRONICS INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28
DAKT|DAKTRONICS INC    ##|WGIF|CIBC World Markets Inc.|500
DAKT|DAKTRONICS INC    ##|WSEA|WOLVERINE SECURITIES, LLC|2473
DAKT|DAKTRONICS INC    ##|XIST|INSTINET, LLC|57356
DAKT|DAKTRONICS INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|7200
DAKT|DAKTRONICS INC    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|180
DAKT|DAKTRONICS INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7208
DAL|DELTA AIR LINES, INC|ABLE|NATIXIS Securities Americas LLC|31966
DAL|DELTA AIR LINES, INC|AGIS|Aegis Capital Corp.|600
DAL|DELTA AIR LINES, INC|ALTX|Alternet Securities Inc.|69088
DAL|DELTA AIR LINES, INC|ANOS|ABEL/NOSER, L.L.C.|36139
DAL|DELTA AIR LINES, INC|APCC|Apex Clearing Corporation|20239
DAL|DELTA AIR LINES, INC|AQUA|AQUA SECURITIES L.P.|3600
DAL|DELTA AIR LINES, INC|BALE|M&T SECURITIES, INC.|463
DAL|DELTA AIR LINES, INC|BANK|Primevest Financial Services, Inc.|297
DAL|DELTA AIR LINES, INC|BARD|Robert W. Baird & Co. Incorporated|100437
DAL|DELTA AIR LINES, INC|BATM|CBOE TRADING, INC.|23808
DAL|DELTA AIR LINES, INC|BAYC|BAY CREST PARTNERS, LLC|302
DAL|DELTA AIR LINES, INC|BAYT|BTIG, LLC|62298
DAL|DELTA AIR LINES, INC|BBNT|BB&T SECURITIES, LLC|2349
DAL|DELTA AIR LINES, INC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8675
DAL|DELTA AIR LINES, INC|BERN|Sanford C. Bernstein & Co., LLC|518036
DAL|DELTA AIR LINES, INC|BIAD|SAGETRADER, LLC|197
DAL|DELTA AIR LINES, INC|BIDS|BIDS TRADING L.P.|1300
DAL|DELTA AIR LINES, INC|BIMI|Banca IMI Securities Corp.|2296
DAL|DELTA AIR LINES, INC|BKCM|BNY Mellon Capital Markets LLC|2336
DAL|DELTA AIR LINES, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74329
DAL|DELTA AIR LINES, INC|BLKX|INSTINET, LLC|190722
DAL|DELTA AIR LINES, INC|BMOC|BMO Capital Markets Corp.|1448
DAL|DELTA AIR LINES, INC|BNCH|The Benchmark Company, LLC|15451
DAL|DELTA AIR LINES, INC|BNPX|BNP PARIBAS SECURITIES CORP.|592333
DAL|DELTA AIR LINES, INC|BRGE|Newbridge Securities Corp.|3074
DAL|DELTA AIR LINES, INC|BTIG|BTIG, LLC|191938
DAL|DELTA AIR LINES, INC|BYXM|CBOE TRADING, INC.|14190
DAL|DELTA AIR LINES, INC|BZYD|GOLDMAN SACHS & CO. LLC|400
DAL|DELTA AIR LINES, INC|CANT|Cantor Fitzgerald & Co.|12292
DAL|DELTA AIR LINES, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
DAL|DELTA AIR LINES, INC|CHAS|Charles Schwab & Co., Inc.|42410
DAL|DELTA AIR LINES, INC|CHBC|PENSERRA SECURITIES, LLC|7360
DAL|DELTA AIR LINES, INC|CHLM|Craig-Hallum Capital Group LLC|1725
DAL|DELTA AIR LINES, INC|CIBP|CIBC World Markets Corp.|405192
DAL|DELTA AIR LINES, INC|CIOI|CITIGROUP GLOBAL MARKETS INC|80000
DAL|DELTA AIR LINES, INC|CIST|Capital Institutional Services, Inc.|14596
DAL|DELTA AIR LINES, INC|CLSA|CLSA AMERICAS, LLC|1700
DAL|DELTA AIR LINES, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1248520
DAL|DELTA AIR LINES, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2416
DAL|DELTA AIR LINES, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21985
DAL|DELTA AIR LINES, INC|CRFN|ROBINHOOD FINANCIAL, LLC|3
DAL|DELTA AIR LINES, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1952774
DAL|DELTA AIR LINES, INC|CTDL|Citadel Derivatives Group Llc|35009
DAL|DELTA AIR LINES, INC|CTLR|CUTLER GROUP, LP|100
DAL|DELTA AIR LINES, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|237084
DAL|DELTA AIR LINES, INC|DADA|D.A. Davidson & Co.|7973
DAL|DELTA AIR LINES, INC|DAVA|Davenport & Company LLC|17241
DAL|DELTA AIR LINES, INC|DBAB|Deutsche Bank Securities Inc.|1081897
DAL|DELTA AIR LINES, INC|DBAX|Deutsche Bank Securities Inc.|1446100
DAL|DELTA AIR LINES, INC|DBUL|Deutsche Bank Securities Inc.|700
DAL|DELTA AIR LINES, INC|DCHF|Dart Executions, LLC|54332
DAL|DELTA AIR LINES, INC|DEAN|MORGAN STANLEY|84017
DAL|DELTA AIR LINES, INC|DEGS|RONIN PROFESSIONAL LLC|400
DAL|DELTA AIR LINES, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52016
DAL|DELTA AIR LINES, INC|DRWK|DRW SECURITIES, L.L.C.|53200
DAL|DELTA AIR LINES, INC|EBXL|EBX LLC|1071900
DAL|DELTA AIR LINES, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|18899
DAL|DELTA AIR LINES, INC|EDJO|Edward D. Jones & Co., L.P.|17598
DAL|DELTA AIR LINES, INC|EGAM|CBOE TRADING, INC.|71806
DAL|DELTA AIR LINES, INC|EGAW|CBOE TRADING, INC.|1132
DAL|DELTA AIR LINES, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1000
DAL|DELTA AIR LINES, INC|EGXM|CBOE TRADING, INC.|28656
DAL|DELTA AIR LINES, INC|EGXW|CBOE TRADING, INC.|1216
DAL|DELTA AIR LINES, INC|ELEV|ELEVATION, LLC|4200
DAL|DELTA AIR LINES, INC|ETBE|Electronic Transaction Clearing, Inc.|83125
DAL|DELTA AIR LINES, INC|ETCB|ETC BROKERAGE SERVICES, LLC|126
DAL|DELTA AIR LINES, INC|ETCC|Electronic Transaction Clearing, Inc.|1111
DAL|DELTA AIR LINES, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29653
DAL|DELTA AIR LINES, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|850
DAL|DELTA AIR LINES, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3775
DAL|DELTA AIR LINES, INC|ETRS|E*Trade Securities LLC|1294085
DAL|DELTA AIR LINES, INC|FBSB|U.S. Bancorp Investments, Inc.|302
DAL|DELTA AIR LINES, INC|FILL|Tradestation Securities, Inc.|116563
DAL|DELTA AIR LINES, INC|FINX|FINTECH SECURITIES|9050
DAL|DELTA AIR LINES, INC|FMAF|NBCN Inc./ CDS|36129
DAL|DELTA AIR LINES, INC|FMCO|First Manhattan Co|109
DAL|DELTA AIR LINES, INC|FNXS|FENIX SECURITIES, LLC|4880
DAL|DELTA AIR LINES, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23921
DAL|DELTA AIR LINES, INC|FQLS|Quantlab Securities LP|1909027
DAL|DELTA AIR LINES, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|260081
DAL|DELTA AIR LINES, INC|FTBR|Foliofn Investments, Inc.|25839
DAL|DELTA AIR LINES, INC|GBMT|GBM International, Inc.|22122
DAL|DELTA AIR LINES, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|70365
DAL|DELTA AIR LINES, INC|GLIS|TD Securities Inc|3522
DAL|DELTA AIR LINES, INC|GLPX|ACS EXECUTION SERVICES, LLC|186784
DAL|DELTA AIR LINES, INC|GSCO|GOLDMAN SACHS & CO. LLC|5089810
DAL|DELTA AIR LINES, INC|GSCS|GOLDMAN SACHS & CO. LLC|68930
DAL|DELTA AIR LINES, INC|GSLT|GOLDMAN SACHS & CO. LLC|75552
DAL|DELTA AIR LINES, INC|GTSZ|GTS SECURITIES LLC|568553
DAL|DELTA AIR LINES, INC|HAPX|HAP Trading, LLC|15148
DAL|DELTA AIR LINES, INC|HCTA|Hardcastle Trading USA LLC|123542
DAL|DELTA AIR LINES, INC|HPPX|POTAMUS TRADING, LLC|1166
DAL|DELTA AIR LINES, INC|HRBF|American Enterprise Investment Services Inc.|352096
DAL|DELTA AIR LINES, INC|HSBC|HSBC Securities, Inc.|34385
DAL|DELTA AIR LINES, INC|IATS|INTERACTIVE BROKERS LLC|90019
DAL|DELTA AIR LINES, INC|IBKR|Interactive Brokers Llc|181156
DAL|DELTA AIR LINES, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4466
DAL|DELTA AIR LINES, INC|ICBX|INSTINET, LLC|340762
DAL|DELTA AIR LINES, INC|IEQY|CITADEL SECURITIES LLC|457303
DAL|DELTA AIR LINES, INC|INCA|INSTINET, LLC|1525407
DAL|DELTA AIR LINES, INC|INJX|INSTINET, LLC|22876
DAL|DELTA AIR LINES, INC|ITGI|ITG Inc.|433653
DAL|DELTA AIR LINES, INC|ITGP|ITG INC.|424000
DAL|DELTA AIR LINES, INC|JANY|Janney Montgomery Scott Inc.|24222
DAL|DELTA AIR LINES, INC|JEFF|JEFFERIES LLC|350570
DAL|DELTA AIR LINES, INC|JMPT|JUMP TRADING, LLC|285090
DAL|DELTA AIR LINES, INC|JONE|JonesTrading|34
DAL|DELTA AIR LINES, INC|JPBX|J.P. MORGAN SECURITIES LLC|456069
DAL|DELTA AIR LINES, INC|JPMX|J.P. Morgan Securities LLC|1264349
DAL|DELTA AIR LINES, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|75095
DAL|DELTA AIR LINES, INC|JSJX|JANE STREET CAPITAL LLC|23393
DAL|DELTA AIR LINES, INC|JUTA|JUMP TRADING, LLC|1010
DAL|DELTA AIR LINES, INC|KCGM|VIRTU Americas LLC|362540
DAL|DELTA AIR LINES, INC|LEHM|Barclays Capital Inc./Le|4731364
DAL|DELTA AIR LINES, INC|LGNT|COR CLEARING LLC|5
DAL|DELTA AIR LINES, INC|LIME|Lime Brokerage LLC|156531
DAL|DELTA AIR LINES, INC|LOOP|Loop Capital Markets LLC|4895
DAL|DELTA AIR LINES, INC|LPCM|Lampert Capital Markets Inc.|8000
DAL|DELTA AIR LINES, INC|LQNA|LIQUIDNET, INC.|122100
DAL|DELTA AIR LINES, INC|LSCI|Lek Securities Corporation|2237
DAL|DELTA AIR LINES, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
DAL|DELTA AIR LINES, INC|MACC|Mid Atlantic Capital Corporation|4421
DAL|DELTA AIR LINES, INC|MACQ|Macquarie Capital (USA) Inc.|3391
DAL|DELTA AIR LINES, INC|MAXM|Maxim Group LLC|5754
DAL|DELTA AIR LINES, INC|MBTS|ALLY INVEST SECURITIES LLC|1800
DAL|DELTA AIR LINES, INC|MCMF|Raymond James Ltd. Cds|983
DAL|DELTA AIR LINES, INC|MKMP|MKM Partners LLC|52000
DAL|DELTA AIR LINES, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|711910
DAL|DELTA AIR LINES, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2900
DAL|DELTA AIR LINES, INC|MOTF|MOTIF INVESTING, INC.|50
DAL|DELTA AIR LINES, INC|MPSG|E D & F Man Capital Markets Inc.|19228
DAL|DELTA AIR LINES, INC|MSCO|MORGAN STANLEY & CO. LLC|7770157
DAL|DELTA AIR LINES, INC|MSPL|MORGAN STANLEY & CO. LLC|1166900
DAL|DELTA AIR LINES, INC|MSTX|MORGAN STANLEY & CO. LLC|1261200
DAL|DELTA AIR LINES, INC|NATL|National Securities Corporation|3357
DAL|DELTA AIR LINES, INC|NBCS|NBC Securities, INC.|200
DAL|DELTA AIR LINES, INC|NEUB|NEUBERGER BERMAN BD LLC|16015
DAL|DELTA AIR LINES, INC|NFSC|National Financial Services LLC|2116503
DAL|DELTA AIR LINES, INC|NITE|VIRTU Americas LLC|3858592
DAL|DELTA AIR LINES, INC|NITP|VIRTU Americas LLC|8610
DAL|DELTA AIR LINES, INC|NMRA|Nomura Securities International, Inc.|26500
DAL|DELTA AIR LINES, INC|NQRB|Brut, LLC|65500
DAL|DELTA AIR LINES, INC|NTBF|BMO Nesbitt Burns Inc./CDS|3234
DAL|DELTA AIR LINES, INC|NTRC|Northern Trust Securities, Inc.|76597
DAL|DELTA AIR LINES, INC|OHOS|TWO SIGMA SECURITIES, LLC|364975
DAL|DELTA AIR LINES, INC|ONEL|O'NEIL SECURITIES, INCORPORATED|39547
DAL|DELTA AIR LINES, INC|OPCO|Oppenheimer & Co. Inc.|29079
DAL|DELTA AIR LINES, INC|PCFF|Pacific International Securities Inc./CDS|2430
DAL|DELTA AIR LINES, INC|PCPT|PHILLIP CAPITAL INC.|603
DAL|DELTA AIR LINES, INC|PDQM|CODA MARKETS, INC.|244676
DAL|DELTA AIR LINES, INC|PHLY|NASDAQ Execution Services, LLC|117676
DAL|DELTA AIR LINES, INC|PICT|Pictet Overseas Inc.|500
DAL|DELTA AIR LINES, INC|PIPR|Piper Jaffray & Co.|1000
DAL|DELTA AIR LINES, INC|PNSR|Penserra Securities, LLC|1900
DAL|DELTA AIR LINES, INC|PWJC|UBS Financial Services, Inc.|22211
DAL|DELTA AIR LINES, INC|QMSR|QUATTRO M SECURITIES INC.|14581
DAL|DELTA AIR LINES, INC|RBCM|RBC CAPITAL MARKETS, LLC|64328
DAL|DELTA AIR LINES, INC|RGLD|Regal Securities, Inc|100
DAL|DELTA AIR LINES, INC|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|2200
DAL|DELTA AIR LINES, INC|SAGL|SAGETRADER, LLC|99802
DAL|DELTA AIR LINES, INC|SAGW|SAGETRADER, LLC|1837
DAL|DELTA AIR LINES, INC|SALI|INTL FCSTONE FINANCIAL INC.|4531
DAL|DELTA AIR LINES, INC|SBRX|MURIEL SIEBERT & CO INC|3549
DAL|DELTA AIR LINES, INC|SBSH|Citigroup Global Markets Inc.|1289575
DAL|DELTA AIR LINES, INC|SEIC|SEI Investments Distribution Co.|22675
DAL|DELTA AIR LINES, INC|SGMT|GOLDMAN SACHS & CO. LLC|663029
DAL|DELTA AIR LINES, INC|SJLS|TRADE INFORMATICS LLC|10100
DAL|DELTA AIR LINES, INC|SOGO|Wang Investment Associates, Inc.|300
DAL|DELTA AIR LINES, INC|SPDR|SPEEDROUTE LLC|131355
DAL|DELTA AIR LINES, INC|SPHN|Stephens Inc.|1312
DAL|DELTA AIR LINES, INC|SPTD|MINT GLOBAL MARKETS, INC.|800
DAL|DELTA AIR LINES, INC|STFL|Stifel, Nicolaus & Company, Incorporated|113263
DAL|DELTA AIR LINES, INC|STKP|STOCKPILE INVESTMENTS, INC.|228
DAL|DELTA AIR LINES, INC|STRS|STRATEGAS RESEARCH PARTNERS|363
DAL|DELTA AIR LINES, INC|STTT|STATETRUST INVESTMENTS INC.|110
DAL|DELTA AIR LINES, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14658
DAL|DELTA AIR LINES, INC|SWIM|TD Ameritrade, Inc.|358341
DAL|DELTA AIR LINES, INC|SWST|Hilltop Securities Inc.|19075
DAL|DELTA AIR LINES, INC|TAGC|TELSEY ADVISORY GROUP LLC|640
DAL|DELTA AIR LINES, INC|TDSI|TD Securities (USA) LLC|1600
DAL|DELTA AIR LINES, INC|TKNG|ALLY INVEST SECURITIES LLC|31110
DAL|DELTA AIR LINES, INC|TMBR|Timber Hill LLC|4706
DAL|DELTA AIR LINES, INC|TRBT|Tradebot Systems, Inc.|1139792
DAL|DELTA AIR LINES, INC|TRCM|TRC MARKETS LLC|1204634
DAL|DELTA AIR LINES, INC|TWTT|TASTYWORKS, INC.|1152
DAL|DELTA AIR LINES, INC|UBSA|UBS SECURITIES LLC|3615288
DAL|DELTA AIR LINES, INC|UBSS|UBS Securities LLC|3256719
DAL|DELTA AIR LINES, INC|VALX|VIRTU AMERICAS LLC|48007
DAL|DELTA AIR LINES, INC|VGRD|Vanguard Marketing Corporation|116351
DAL|DELTA AIR LINES, INC|VSIN|Vision Financial Markets Llc|4
DAL|DELTA AIR LINES, INC|WABR|Wall Street Access|23968
DAL|DELTA AIR LINES, INC|WBLR|WILLIAM BLAIR|23231
DAL|DELTA AIR LINES, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5142
DAL|DELTA AIR LINES, INC|WCHV|WELLS FARGO SECURITIES, LLC|1113525
DAL|DELTA AIR LINES, INC|WDNX|WEEDEN & CO.L.P.|1464
DAL|DELTA AIR LINES, INC|WEDB|WEDBUSH SECURITIES INC.|64101
DAL|DELTA AIR LINES, INC|WEED|Weeden & Co.L.P.|1401
DAL|DELTA AIR LINES, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|447418
DAL|DELTA AIR LINES, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36802
DAL|DELTA AIR LINES, INC|WGIF|CIBC World Markets Inc.|8814
DAL|DELTA AIR LINES, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2339
DAL|DELTA AIR LINES, INC|WOLF|Wolfe Trahan Securities|2063
DAL|DELTA AIR LINES, INC|WORD|Worden Capital Management LLC|3200
DAL|DELTA AIR LINES, INC|WSEA|WOLVERINE SECURITIES, LLC|80611
DAL|DELTA AIR LINES, INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
DAL|DELTA AIR LINES, INC|WTFS|JUST2TRADE, INC.|50
DAL|DELTA AIR LINES, INC|XIST|INSTINET, LLC|847560
DAL|DELTA AIR LINES, INC|XPQR|Jump Trading|900
DAL|DELTA AIR LINES, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|374450
DAL|DELTA AIR LINES, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5764
DAL|DELTA AIR LINES, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24190
DALI|FT DRSYWRHT DALI ETF|APCC|Apex Clearing Corporation|25
DALI|FT DRSYWRHT DALI ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
DALI|FT DRSYWRHT DALI ETF|DBAX|Deutsche Bank Securities Inc.|100
DALI|FT DRSYWRHT DALI ETF|EBXL|EBX LLC|400
DALI|FT DRSYWRHT DALI ETF|ETRS|E*Trade Securities LLC|5497
DALI|FT DRSYWRHT DALI ETF|FBCO|Credit Suisse Securities (USA) LLC|8709
DALI|FT DRSYWRHT DALI ETF|FOMA|TD AMERITRADE CLEARING, INC.|783
DALI|FT DRSYWRHT DALI ETF|FTBR|Foliofn Investments, Inc.|2
DALI|FT DRSYWRHT DALI ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|10102
DALI|FT DRSYWRHT DALI ETF|GSCO|GOLDMAN SACHS & CO. LLC|13400
DALI|FT DRSYWRHT DALI ETF|GSLT|GOLDMAN SACHS & CO. LLC|1985
DALI|FT DRSYWRHT DALI ETF|GTSZ|GTS SECURITIES LLC|181
DALI|FT DRSYWRHT DALI ETF|IBKR|Interactive Brokers Llc|38705
DALI|FT DRSYWRHT DALI ETF|ICBX|INSTINET, LLC|1400
DALI|FT DRSYWRHT DALI ETF|INCA|INSTINET, LLC|16400
DALI|FT DRSYWRHT DALI ETF|JSJX|JANE STREET CAPITAL LLC|71380
DALI|FT DRSYWRHT DALI ETF|KCGM|VIRTU Americas LLC|5484
DALI|FT DRSYWRHT DALI ETF|LEHM|Barclays Capital Inc./Le|200
DALI|FT DRSYWRHT DALI ETF|LIME|Lime Brokerage LLC|6000
DALI|FT DRSYWRHT DALI ETF|LMGP|LIME BROKERAGE LLC|1800
DALI|FT DRSYWRHT DALI ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DALI|FT DRSYWRHT DALI ETF|MSCO|MORGAN STANLEY & CO. LLC|11082
DALI|FT DRSYWRHT DALI ETF|NATL|National Securities Corporation|1000
DALI|FT DRSYWRHT DALI ETF|NFSC|National Financial Services LLC|12626
DALI|FT DRSYWRHT DALI ETF|NITE|VIRTU Americas LLC|29021
DALI|FT DRSYWRHT DALI ETF|RAJA|Raymond James & Associates, Inc.|10895
DALI|FT DRSYWRHT DALI ETF|RBCM|RBC CAPITAL MARKETS, LLC|8971
DALI|FT DRSYWRHT DALI ETF|SALI|INTL FCSTONE FINANCIAL INC.|3950
DALI|FT DRSYWRHT DALI ETF|SGMT|GOLDMAN SACHS & CO. LLC|244
DALI|FT DRSYWRHT DALI ETF|SPDR|SPEEDROUTE LLC|2600
DALI|FT DRSYWRHT DALI ETF|SWIM|TD Ameritrade, Inc.|210
DALI|FT DRSYWRHT DALI ETF|TRCM|TRC MARKETS LLC|5400
DALI|FT DRSYWRHT DALI ETF|UBSA|UBS SECURITIES LLC|4042
DALI|FT DRSYWRHT DALI ETF|UBSS|UBS Securities LLC|9470
DALI|FT DRSYWRHT DALI ETF|VGRD|Vanguard Marketing Corporation|1026
DALI|FT DRSYWRHT DALI ETF|WCHV|WELLS FARGO SECURITIES, LLC|537
DALI|FT DRSYWRHT DALI ETF|WGIF|CIBC World Markets Inc.|950
DALI|FT DRSYWRHT DALI ETF|WSEA|WOLVERINE SECURITIES, LLC|1
DALI|FT DRSYWRHT DALI ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1250
DALT|ANFIELD CAPITAL DIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203
DALT|ANFIELD CAPITAL DIVE|INCA|INSTINET, LLC|3
DALT|ANFIELD CAPITAL DIVE|JSJX|JANE STREET CAPITAL LLC|7791
DALT|ANFIELD CAPITAL DIVE|KCGM|VIRTU Americas LLC|600
DALT|ANFIELD CAPITAL DIVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DALT|ANFIELD CAPITAL DIVE|MSCO|MORGAN STANLEY & CO. LLC|80
DALT|ANFIELD CAPITAL DIVE|NFSC|National Financial Services LLC|731
DALT|ANFIELD CAPITAL DIVE|NITE|VIRTU Americas LLC|360276
DALT|ANFIELD CAPITAL DIVE|SGMT|GOLDMAN SACHS & CO. LLC|100
DALT|ANFIELD CAPITAL DIVE|SWIM|TD Ameritrade, Inc.|10
DALT|ANFIELD CAPITAL DIVE|SWST|Hilltop Securities Inc.|1000
DALT|ANFIELD CAPITAL DIVE|UBSA|UBS SECURITIES LLC|718
DALT|ANFIELD CAPITAL DIVE|UBSS|UBS Securities LLC|25898
DALT|ANFIELD CAPITAL DIVE|WCHV|WELLS FARGO SECURITIES, LLC|1931
DALT|ANFIELD CAPITAL DIVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8452
DAN|DANA INCORPORATED|ALTX|Alternet Securities Inc.|6435
DAN|DANA INCORPORATED|ANOS|ABEL/NOSER, L.L.C.|2824
DAN|DANA INCORPORATED|APCC|Apex Clearing Corporation|1026
DAN|DANA INCORPORATED|BARD|Robert W. Baird & Co. Incorporated|411
DAN|DANA INCORPORATED|BATM|CBOE TRADING, INC.|7743
DAN|DANA INCORPORATED|BAYC|BAY CREST PARTNERS, LLC|280
DAN|DANA INCORPORATED|BAYT|BTIG, LLC|67734
DAN|DANA INCORPORATED|BBNT|BB&T SECURITIES, LLC|133
DAN|DANA INCORPORATED|BERN|Sanford C. Bernstein & Co., LLC|56025
DAN|DANA INCORPORATED|BIDS|BIDS TRADING L.P.|165830
DAN|DANA INCORPORATED|BKCM|BNY Mellon Capital Markets LLC|30213
DAN|DANA INCORPORATED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8768
DAN|DANA INCORPORATED|BLKX|INSTINET, LLC|80524
DAN|DANA INCORPORATED|BMOC|BMO Capital Markets Corp.|170365
DAN|DANA INCORPORATED|BNPX|BNP PARIBAS SECURITIES CORP.|15607
DAN|DANA INCORPORATED|BTIG|BTIG, LLC|131281
DAN|DANA INCORPORATED|BYXM|CBOE TRADING, INC.|2722
DAN|DANA INCORPORATED|BZYD|GOLDMAN SACHS & CO. LLC|600
DAN|DANA INCORPORATED|CANT|Cantor Fitzgerald & Co.|404
DAN|DANA INCORPORATED|CBLC|CITIGROUP GLOBAL MARKETS INC.|11600
DAN|DANA INCORPORATED|CHAS|Charles Schwab & Co., Inc.|1592
DAN|DANA INCORPORATED|CIST|Capital Institutional Services, Inc.|65312
DAN|DANA INCORPORATED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|269825
DAN|DANA INCORPORATED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|562662
DAN|DANA INCORPORATED|CTDL|Citadel Derivatives Group Llc|7529
DAN|DANA INCORPORATED|CTLR|CUTLER GROUP, LP|400
DAN|DANA INCORPORATED|CXCX|CITIGROUP GLOBAL MARKETS INC.|75544
DAN|DANA INCORPORATED|DADA|D.A. Davidson & Co.|823
DAN|DANA INCORPORATED|DBAB|Deutsche Bank Securities Inc.|423976
DAN|DANA INCORPORATED|DBAX|Deutsche Bank Securities Inc.|376300
DAN|DANA INCORPORATED|DBUL|Deutsche Bank Securities Inc.|906
DAN|DANA INCORPORATED|DEAN|MORGAN STANLEY|4710
DAN|DANA INCORPORATED|DEGS|RONIN PROFESSIONAL LLC|400
DAN|DANA INCORPORATED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2653
DAN|DANA INCORPORATED|EBXL|EBX LLC|216600
DAN|DANA INCORPORATED|ECUT|CONVERGEX EXECUTION SOLUTIONS|51184
DAN|DANA INCORPORATED|EDJO|Edward D. Jones & Co., L.P.|1910
DAN|DANA INCORPORATED|EGAM|CBOE TRADING, INC.|11504
DAN|DANA INCORPORATED|EGAW|CBOE TRADING, INC.|266
DAN|DANA INCORPORATED|EGXM|CBOE TRADING, INC.|1830
DAN|DANA INCORPORATED|ELEV|ELEVATION, LLC|18520
DAN|DANA INCORPORATED|ETBE|Electronic Transaction Clearing, Inc.|11088
DAN|DANA INCORPORATED|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
DAN|DANA INCORPORATED|ETCB|ETC BROKERAGE SERVICES, LLC|45
DAN|DANA INCORPORATED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10419
DAN|DANA INCORPORATED|ETRS|E*Trade Securities LLC|85069
DAN|DANA INCORPORATED|FFSI|Firstrade Securities Inc.|200
DAN|DANA INCORPORATED|FILL|Tradestation Securities, Inc.|17410
DAN|DANA INCORPORATED|FMAF|NBCN Inc./ CDS|452
DAN|DANA INCORPORATED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9947
DAN|DANA INCORPORATED|FQLS|Quantlab Securities LP|372411
DAN|DANA INCORPORATED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|272197
DAN|DANA INCORPORATED|FTBR|Foliofn Investments, Inc.|1463
DAN|DANA INCORPORATED|GEBB|GLOBAL EXECUTION BROKERS, LP|1530
DAN|DANA INCORPORATED|GLPX|ACS EXECUTION SERVICES, LLC|27803
DAN|DANA INCORPORATED|GSCO|GOLDMAN SACHS & CO. LLC|1634249
DAN|DANA INCORPORATED|GSCS|GOLDMAN SACHS & CO. LLC|32837
DAN|DANA INCORPORATED|GSLT|GOLDMAN SACHS & CO. LLC|14039
DAN|DANA INCORPORATED|GTSZ|GTS SECURITIES LLC|69383
DAN|DANA INCORPORATED|GUGS|Guggenheim Securities, LLC|130
DAN|DANA INCORPORATED|HRBF|American Enterprise Investment Services Inc.|1254
DAN|DANA INCORPORATED|HSBC|HSBC Securities, Inc.|200
DAN|DANA INCORPORATED|IATS|INTERACTIVE BROKERS LLC|16423
DAN|DANA INCORPORATED|IBKR|Interactive Brokers Llc|23750
DAN|DANA INCORPORATED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
DAN|DANA INCORPORATED|ICBX|INSTINET, LLC|63470
DAN|DANA INCORPORATED|IEQY|CITADEL SECURITIES LLC|82827
DAN|DANA INCORPORATED|INCA|INSTINET, LLC|220240
DAN|DANA INCORPORATED|INJX|INSTINET, LLC|3176
DAN|DANA INCORPORATED|ITGI|ITG Inc.|131011
DAN|DANA INCORPORATED|ITGP|ITG INC.|209600
DAN|DANA INCORPORATED|JANY|Janney Montgomery Scott Inc.|1448
DAN|DANA INCORPORATED|JEFF|JEFFERIES LLC|415356
DAN|DANA INCORPORATED|JMPT|JUMP TRADING, LLC|73229
DAN|DANA INCORPORATED|JPBX|J.P. MORGAN SECURITIES LLC|116194
DAN|DANA INCORPORATED|JPMX|J.P. Morgan Securities LLC|637884
DAN|DANA INCORPORATED|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
DAN|DANA INCORPORATED|JSJX|JANE STREET CAPITAL LLC|8542
DAN|DANA INCORPORATED|KCGM|VIRTU Americas LLC|50294
DAN|DANA INCORPORATED|KEYB|KEYBANC CAPITAL MARKETS INC.|245306
DAN|DANA INCORPORATED|LEHM|Barclays Capital Inc./Le|507934
DAN|DANA INCORPORATED|LIME|Lime Brokerage LLC|27887
DAN|DANA INCORPORATED|LQNA|LIQUIDNET, INC.|228200
DAN|DANA INCORPORATED|LSCI|Lek Securities Corporation|78
DAN|DANA INCORPORATED|MACQ|Macquarie Capital (USA) Inc.|11977
DAN|DANA INCORPORATED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|201889
DAN|DANA INCORPORATED|MSCO|MORGAN STANLEY & CO. LLC|2640091
DAN|DANA INCORPORATED|MSPL|MORGAN STANLEY & CO. LLC|515900
DAN|DANA INCORPORATED|MSTX|MORGAN STANLEY & CO. LLC|286300
DAN|DANA INCORPORATED|NFSC|National Financial Services LLC|318744
DAN|DANA INCORPORATED|NITE|VIRTU Americas LLC|436711
DAN|DANA INCORPORATED|NITP|VIRTU Americas LLC|400
DAN|DANA INCORPORATED|NQRB|Brut, LLC|28606
DAN|DANA INCORPORATED|NTRC|Northern Trust Securities, Inc.|10126
DAN|DANA INCORPORATED|OHOS|TWO SIGMA SECURITIES, LLC|38248
DAN|DANA INCORPORATED|PDQM|CODA MARKETS, INC.|22964
DAN|DANA INCORPORATED|PWJC|UBS Financial Services, Inc.|2333
DAN|DANA INCORPORATED|QMSR|QUATTRO M SECURITIES INC.|4992
DAN|DANA INCORPORATED|RBCM|RBC CAPITAL MARKETS, LLC|3699
DAN|DANA INCORPORATED|ROBT|Robotti & Company, LLC|6567
DAN|DANA INCORPORATED|ROTH|Roth Capital Partners, LLC|24500
DAN|DANA INCORPORATED|SAGL|SAGETRADER, LLC|9900
DAN|DANA INCORPORATED|SBSH|Citigroup Global Markets Inc.|132438
DAN|DANA INCORPORATED|SGMT|GOLDMAN SACHS & CO. LLC|125496
DAN|DANA INCORPORATED|SPDR|SPEEDROUTE LLC|14750
DAN|DANA INCORPORATED|SSBS|STATE STREET GLOBAL MARKETS, LLC|1700
DAN|DANA INCORPORATED|STFL|Stifel, Nicolaus & Company, Incorporated|1001
DAN|DANA INCORPORATED|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4748
DAN|DANA INCORPORATED|SWIM|TD Ameritrade, Inc.|14894
DAN|DANA INCORPORATED|SWST|Hilltop Securities Inc.|1759
DAN|DANA INCORPORATED|TKNG|ALLY INVEST SECURITIES LLC|390
DAN|DANA INCORPORATED|TRBT|Tradebot Systems, Inc.|229916
DAN|DANA INCORPORATED|TRCM|TRC MARKETS LLC|101563
DAN|DANA INCORPORATED|TWTT|TASTYWORKS, INC.|816
DAN|DANA INCORPORATED|UBSA|UBS SECURITIES LLC|868540
DAN|DANA INCORPORATED|UBSS|UBS Securities LLC|967730
DAN|DANA INCORPORATED|VALX|VIRTU AMERICAS LLC|16253
DAN|DANA INCORPORATED|VGRD|Vanguard Marketing Corporation|6564
DAN|DANA INCORPORATED|WABR|Wall Street Access|10000
DAN|DANA INCORPORATED|WBLR|WILLIAM BLAIR|40390
DAN|DANA INCORPORATED|WBPX|SUMMIT SECURITIES GROUP, LLC|8376
DAN|DANA INCORPORATED|WCHV|WELLS FARGO SECURITIES, LLC|150148
DAN|DANA INCORPORATED|WEDB|WEDBUSH SECURITIES INC.|5633
DAN|DANA INCORPORATED|WEED|Weeden & Co.L.P.|16376
DAN|DANA INCORPORATED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3557
DAN|DANA INCORPORATED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16488
DAN|DANA INCORPORATED|WLTH|WEALTHFRONT BROKERAGE CORPORATION|734
DAN|DANA INCORPORATED|WSEA|WOLVERINE SECURITIES, LLC|12353
DAN|DANA INCORPORATED|WTFS|JUST2TRADE, INC.|667
DAN|DANA INCORPORATED|XIST|INSTINET, LLC|70310
DAN|DANA INCORPORATED|XSTM|NATIONAL FINANCIAL SERVICES LLC|31910
DAN|DANA INCORPORATED|YKNA|COMHAR CAPITAL MARKETS, LLC|200
DAN|DANA INCORPORATED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5428
DAR|DARLING INGREDIENTS|ALTX|Alternet Securities Inc.|1800
DAR|DARLING INGREDIENTS|ANOS|ABEL/NOSER, L.L.C.|100
DAR|DARLING INGREDIENTS|APCC|Apex Clearing Corporation|82
DAR|DARLING INGREDIENTS|BARD|Robert W. Baird & Co. Incorporated|22031
DAR|DARLING INGREDIENTS|BATM|CBOE TRADING, INC.|9051
DAR|DARLING INGREDIENTS|BAYT|BTIG, LLC|6999
DAR|DARLING INGREDIENTS|BBNT|BB&T SECURITIES, LLC|3272
DAR|DARLING INGREDIENTS|BERN|Sanford C. Bernstein & Co., LLC|3123
DAR|DARLING INGREDIENTS|BIDS|BIDS TRADING L.P.|500
DAR|DARLING INGREDIENTS|BIMI|Banca IMI Securities Corp.|300
DAR|DARLING INGREDIENTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5641
DAR|DARLING INGREDIENTS|BMOC|BMO Capital Markets Corp.|300
DAR|DARLING INGREDIENTS|BNPX|BNP PARIBAS SECURITIES CORP.|34439
DAR|DARLING INGREDIENTS|BRVL|BLAYLOCK VAN, LLC|2500
DAR|DARLING INGREDIENTS|BTIG|BTIG, LLC|1554
DAR|DARLING INGREDIENTS|BYXM|CBOE TRADING, INC.|1090
DAR|DARLING INGREDIENTS|BZYD|GOLDMAN SACHS & CO. LLC|2944
DAR|DARLING INGREDIENTS|CANT|Cantor Fitzgerald & Co.|30185
DAR|DARLING INGREDIENTS|CBLC|CITIGROUP GLOBAL MARKETS INC.|61200
DAR|DARLING INGREDIENTS|CHAS|Charles Schwab & Co., Inc.|374
DAR|DARLING INGREDIENTS|CIST|Capital Institutional Services, Inc.|141
DAR|DARLING INGREDIENTS|CLSA|CLSA AMERICAS, LLC|12200
DAR|DARLING INGREDIENTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65986
DAR|DARLING INGREDIENTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|129
DAR|DARLING INGREDIENTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|270657
DAR|DARLING INGREDIENTS|CTDL|Citadel Derivatives Group Llc|8414
DAR|DARLING INGREDIENTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|78206
DAR|DARLING INGREDIENTS|DBAB|Deutsche Bank Securities Inc.|295274
DAR|DARLING INGREDIENTS|DBAX|Deutsche Bank Securities Inc.|301000
DAR|DARLING INGREDIENTS|DEAN|MORGAN STANLEY|6241
DAR|DARLING INGREDIENTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|179
DAR|DARLING INGREDIENTS|EBXL|EBX LLC|127600
DAR|DARLING INGREDIENTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|20876
DAR|DARLING INGREDIENTS|EDJO|Edward D. Jones & Co., L.P.|11298
DAR|DARLING INGREDIENTS|EGAM|CBOE TRADING, INC.|4180
DAR|DARLING INGREDIENTS|EGMT|EG MARKET TECHNOLOGIES LLC|200
DAR|DARLING INGREDIENTS|EGXM|CBOE TRADING, INC.|609
DAR|DARLING INGREDIENTS|ESPO|ESPOSITO SECURITIES, LLC|258
DAR|DARLING INGREDIENTS|ETBE|Electronic Transaction Clearing, Inc.|2918
DAR|DARLING INGREDIENTS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
DAR|DARLING INGREDIENTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
DAR|DARLING INGREDIENTS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2228
DAR|DARLING INGREDIENTS|ETRS|E*Trade Securities LLC|23402
DAR|DARLING INGREDIENTS|FILL|Tradestation Securities, Inc.|393
DAR|DARLING INGREDIENTS|FMAF|NBCN Inc./ CDS|22300
DAR|DARLING INGREDIENTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3297
DAR|DARLING INGREDIENTS|FQLS|Quantlab Securities LP|133290
DAR|DARLING INGREDIENTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117848
DAR|DARLING INGREDIENTS|FTBR|Foliofn Investments, Inc.|8725
DAR|DARLING INGREDIENTS|GEBB|GLOBAL EXECUTION BROKERS, LP|500
DAR|DARLING INGREDIENTS|GLPX|ACS EXECUTION SERVICES, LLC|12774
DAR|DARLING INGREDIENTS|GSCO|GOLDMAN SACHS & CO. LLC|691955
DAR|DARLING INGREDIENTS|GSCS|GOLDMAN SACHS & CO. LLC|6033
DAR|DARLING INGREDIENTS|GSLT|GOLDMAN SACHS & CO. LLC|6859
DAR|DARLING INGREDIENTS|GTSY|GTS SECURITIES LLC|500
DAR|DARLING INGREDIENTS|GTSZ|GTS SECURITIES LLC|64713
DAR|DARLING INGREDIENTS|HRBF|American Enterprise Investment Services Inc.|83
DAR|DARLING INGREDIENTS|HSBC|HSBC Securities, Inc.|300
DAR|DARLING INGREDIENTS|IATS|INTERACTIVE BROKERS LLC|3440
DAR|DARLING INGREDIENTS|IBKR|Interactive Brokers Llc|3341
DAR|DARLING INGREDIENTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1131
DAR|DARLING INGREDIENTS|ICBX|INSTINET, LLC|50056
DAR|DARLING INGREDIENTS|IEQY|CITADEL SECURITIES LLC|47169
DAR|DARLING INGREDIENTS|IMPC|Imperial Capital, LLC|3255
DAR|DARLING INGREDIENTS|INCA|INSTINET, LLC|87454
DAR|DARLING INGREDIENTS|INJX|INSTINET, LLC|28531
DAR|DARLING INGREDIENTS|ITGI|ITG Inc.|55368
DAR|DARLING INGREDIENTS|ITGP|ITG INC.|48200
DAR|DARLING INGREDIENTS|JANY|Janney Montgomery Scott Inc.|7487
DAR|DARLING INGREDIENTS|JEFF|JEFFERIES LLC|173486
DAR|DARLING INGREDIENTS|JMPT|JUMP TRADING, LLC|35048
DAR|DARLING INGREDIENTS|JONE|JonesTrading|2500
DAR|DARLING INGREDIENTS|JPBX|J.P. MORGAN SECURITIES LLC|29292
DAR|DARLING INGREDIENTS|JPMX|J.P. Morgan Securities LLC|290605
DAR|DARLING INGREDIENTS|JSJX|JANE STREET CAPITAL LLC|72786
DAR|DARLING INGREDIENTS|KCGM|VIRTU Americas LLC|46627
DAR|DARLING INGREDIENTS|LEHM|Barclays Capital Inc./Le|407119
DAR|DARLING INGREDIENTS|LIME|Lime Brokerage LLC|13942
DAR|DARLING INGREDIENTS|LOOP|Loop Capital Markets LLC|300
DAR|DARLING INGREDIENTS|LQNA|LIQUIDNET, INC.|49000
DAR|DARLING INGREDIENTS|LSCI|Lek Securities Corporation|3292
DAR|DARLING INGREDIENTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|156904
DAR|DARLING INGREDIENTS|MNDX|TJM Investments, LLC|10326
DAR|DARLING INGREDIENTS|MSCO|MORGAN STANLEY & CO. LLC|1078547
DAR|DARLING INGREDIENTS|MSPL|MORGAN STANLEY & CO. LLC|417800
DAR|DARLING INGREDIENTS|MSTX|MORGAN STANLEY & CO. LLC|199700
DAR|DARLING INGREDIENTS|NEUB|NEUBERGER BERMAN BD LLC|238
DAR|DARLING INGREDIENTS|NFSC|National Financial Services LLC|98945
DAR|DARLING INGREDIENTS|NITE|VIRTU Americas LLC|277397
DAR|DARLING INGREDIENTS|NITP|VIRTU Americas LLC|100
DAR|DARLING INGREDIENTS|NQRB|Brut, LLC|3326
DAR|DARLING INGREDIENTS|NTBF|BMO Nesbitt Burns Inc./CDS|290
DAR|DARLING INGREDIENTS|OPCO|Oppenheimer & Co. Inc.|63792
DAR|DARLING INGREDIENTS|PDQM|CODA MARKETS, INC.|5512
DAR|DARLING INGREDIENTS|PHLY|NASDAQ Execution Services, LLC|1400
DAR|DARLING INGREDIENTS|QMSR|QUATTRO M SECURITIES INC.|231
DAR|DARLING INGREDIENTS|RBCM|RBC CAPITAL MARKETS, LLC|17373
DAR|DARLING INGREDIENTS|SAGL|SAGETRADER, LLC|1300
DAR|DARLING INGREDIENTS|SAGW|SAGETRADER, LLC|1000
DAR|DARLING INGREDIENTS|SBSH|Citigroup Global Markets Inc.|107214
DAR|DARLING INGREDIENTS|SEIC|SEI Investments Distribution Co.|100
DAR|DARLING INGREDIENTS|SGMT|GOLDMAN SACHS & CO. LLC|85660
DAR|DARLING INGREDIENTS|SPDR|SPEEDROUTE LLC|8344
DAR|DARLING INGREDIENTS|SPHN|Stephens Inc.|1988
DAR|DARLING INGREDIENTS|SSBS|STATE STREET GLOBAL MARKETS, LLC|75094
DAR|DARLING INGREDIENTS|STFL|Stifel, Nicolaus & Company, Incorporated|1741
DAR|DARLING INGREDIENTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5428
DAR|DARLING INGREDIENTS|SWIM|TD Ameritrade, Inc.|11804
DAR|DARLING INGREDIENTS|SWST|Hilltop Securities Inc.|645
DAR|DARLING INGREDIENTS|TKNG|ALLY INVEST SECURITIES LLC|1215
DAR|DARLING INGREDIENTS|TOUR|TOURMALINE PARTNERS, LLC|4400
DAR|DARLING INGREDIENTS|TRBT|Tradebot Systems, Inc.|116607
DAR|DARLING INGREDIENTS|TRCM|TRC MARKETS LLC|66209
DAR|DARLING INGREDIENTS|UBSA|UBS SECURITIES LLC|569808
DAR|DARLING INGREDIENTS|UBSS|UBS Securities LLC|569365
DAR|DARLING INGREDIENTS|VALX|VIRTU AMERICAS LLC|28663
DAR|DARLING INGREDIENTS|VGRD|Vanguard Marketing Corporation|4300
DAR|DARLING INGREDIENTS|WABR|Wall Street Access|7458
DAR|DARLING INGREDIENTS|WBPX|SUMMIT SECURITIES GROUP, LLC|5958
DAR|DARLING INGREDIENTS|WCHV|WELLS FARGO SECURITIES, LLC|119779
DAR|DARLING INGREDIENTS|WEDB|WEDBUSH SECURITIES INC.|1327
DAR|DARLING INGREDIENTS|WEED|Weeden & Co.L.P.|17147
DAR|DARLING INGREDIENTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2955
DAR|DARLING INGREDIENTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14363
DAR|DARLING INGREDIENTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|92
DAR|DARLING INGREDIENTS|WSEA|WOLVERINE SECURITIES, LLC|1802
DAR|DARLING INGREDIENTS|XIST|INSTINET, LLC|121600
DAR|DARLING INGREDIENTS|XPQR|Jump Trading|663
DAR|DARLING INGREDIENTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|80054
DAR|DARLING INGREDIENTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1158
DARE|DARE BIOSCIENCE, INC|ALTX|Alternet Securities Inc.|3654
DARE|DARE BIOSCIENCE, INC|APCC|Apex Clearing Corporation|69683
DARE|DARE BIOSCIENCE, INC|BATM|CBOE TRADING, INC.|300
DARE|DARE BIOSCIENCE, INC|BIMI|Banca IMI Securities Corp.|10334
DARE|DARE BIOSCIENCE, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47677
DARE|DARE BIOSCIENCE, INC|BNCH|The Benchmark Company, LLC|10000
DARE|DARE BIOSCIENCE, INC|CHAS|Charles Schwab & Co., Inc.|5813
DARE|DARE BIOSCIENCE, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2901
DARE|DARE BIOSCIENCE, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21125
DARE|DARE BIOSCIENCE, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21439
DARE|DARE BIOSCIENCE, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58663
DARE|DARE BIOSCIENCE, INC|DBAB|Deutsche Bank Securities Inc.|27007
DARE|DARE BIOSCIENCE, INC|DBAX|Deutsche Bank Securities Inc.|7600
DARE|DARE BIOSCIENCE, INC|DEGS|RONIN PROFESSIONAL LLC|47513
DARE|DARE BIOSCIENCE, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30334
DARE|DARE BIOSCIENCE, INC|EBXL|EBX LLC|4700
DARE|DARE BIOSCIENCE, INC|EDJO|Edward D. Jones & Co., L.P.|4125
DARE|DARE BIOSCIENCE, INC|EGAM|CBOE TRADING, INC.|8485
DARE|DARE BIOSCIENCE, INC|EGXM|CBOE TRADING, INC.|13003
DARE|DARE BIOSCIENCE, INC|ETBE|Electronic Transaction Clearing, Inc.|3841
DARE|DARE BIOSCIENCE, INC|ETCB|ETC BROKERAGE SERVICES, LLC|6400
DARE|DARE BIOSCIENCE, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1471
DARE|DARE BIOSCIENCE, INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4800
DARE|DARE BIOSCIENCE, INC|ETRS|E*Trade Securities LLC|1077850
DARE|DARE BIOSCIENCE, INC|FBCO|Credit Suisse Securities (USA) LLC|47627
DARE|DARE BIOSCIENCE, INC|FBSB|U.S. Bancorp Investments, Inc.|745
DARE|DARE BIOSCIENCE, INC|FILL|Tradestation Securities, Inc.|67243
DARE|DARE BIOSCIENCE, INC|FMAF|NBCN Inc./ CDS|27546
DARE|DARE BIOSCIENCE, INC|FOMA|TD AMERITRADE CLEARING, INC.|1612706
DARE|DARE BIOSCIENCE, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|119
DARE|DARE BIOSCIENCE, INC|FTBR|Foliofn Investments, Inc.|105
DARE|DARE BIOSCIENCE, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12226
DARE|DARE BIOSCIENCE, INC|GLIS|TD Securities Inc|500
DARE|DARE BIOSCIENCE, INC|GLPX|ACS EXECUTION SERVICES, LLC|23683
DARE|DARE BIOSCIENCE, INC|GSCO|GOLDMAN SACHS & CO. LLC|16099
DARE|DARE BIOSCIENCE, INC|GSLT|GOLDMAN SACHS & CO. LLC|6075
DARE|DARE BIOSCIENCE, INC|GTSZ|GTS SECURITIES LLC|185
DARE|DARE BIOSCIENCE, INC|HRBF|American Enterprise Investment Services Inc.|9680
DARE|DARE BIOSCIENCE, INC|IATS|INTERACTIVE BROKERS LLC|52940
DARE|DARE BIOSCIENCE, INC|IBKR|Interactive Brokers Llc|406019
DARE|DARE BIOSCIENCE, INC|ICBX|INSTINET, LLC|1500
DARE|DARE BIOSCIENCE, INC|INCA|INSTINET, LLC|11942
DARE|DARE BIOSCIENCE, INC|ITGI|ITG Inc.|21624
DARE|DARE BIOSCIENCE, INC|ITGP|ITG INC.|19600
DARE|DARE BIOSCIENCE, INC|JMPT|JUMP TRADING, LLC|2896
DARE|DARE BIOSCIENCE, INC|JPMX|J.P. Morgan Securities LLC|14602
DARE|DARE BIOSCIENCE, INC|JSJX|JANE STREET CAPITAL LLC|2
DARE|DARE BIOSCIENCE, INC|KCGM|VIRTU Americas LLC|10428
DARE|DARE BIOSCIENCE, INC|LEHM|Barclays Capital Inc./Le|64449
DARE|DARE BIOSCIENCE, INC|LIME|Lime Brokerage LLC|36476
DARE|DARE BIOSCIENCE, INC|LSCI|Lek Securities Corporation|500
DARE|DARE BIOSCIENCE, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
DARE|DARE BIOSCIENCE, INC|MBTS|ALLY INVEST SECURITIES LLC|8980
DARE|DARE BIOSCIENCE, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17954
DARE|DARE BIOSCIENCE, INC|MOTF|MOTIF INVESTING, INC.|4
DARE|DARE BIOSCIENCE, INC|MSCO|MORGAN STANLEY & CO. LLC|382592
DARE|DARE BIOSCIENCE, INC|MSPL|MORGAN STANLEY & CO. LLC|30600
DARE|DARE BIOSCIENCE, INC|NFSC|National Financial Services LLC|888982
DARE|DARE BIOSCIENCE, INC|NITE|VIRTU Americas LLC|2449885
DARE|DARE BIOSCIENCE, INC|NITP|VIRTU Americas LLC|100
DARE|DARE BIOSCIENCE, INC|NQRB|Brut, LLC|4600
DARE|DARE BIOSCIENCE, INC|OPCO|Oppenheimer & Co. Inc.|220
DARE|DARE BIOSCIENCE, INC|PCPT|PHILLIP CAPITAL INC.|1250
DARE|DARE BIOSCIENCE, INC|PDQM|CODA MARKETS, INC.|28859
DARE|DARE BIOSCIENCE, INC|RAJA|Raymond James & Associates, Inc.|3889
DARE|DARE BIOSCIENCE, INC|SAGL|SAGETRADER, LLC|200
DARE|DARE BIOSCIENCE, INC|SALI|INTL FCSTONE FINANCIAL INC.|19965
DARE|DARE BIOSCIENCE, INC|SBSH|Citigroup Global Markets Inc.|81699
DARE|DARE BIOSCIENCE, INC|SGMT|GOLDMAN SACHS & CO. LLC|11787
DARE|DARE BIOSCIENCE, INC|SPDR|SPEEDROUTE LLC|58533
DARE|DARE BIOSCIENCE, INC|SPTD|MINT GLOBAL MARKETS, INC.|200
DARE|DARE BIOSCIENCE, INC|STFL|Stifel, Nicolaus & Company, Incorporated|4150
DARE|DARE BIOSCIENCE, INC|SWIM|TD Ameritrade, Inc.|1039434
DARE|DARE BIOSCIENCE, INC|TKNG|ALLY INVEST SECURITIES LLC|18116
DARE|DARE BIOSCIENCE, INC|TRCM|TRC MARKETS LLC|1100
DARE|DARE BIOSCIENCE, INC|TWTT|TASTYWORKS, INC.|1246
DARE|DARE BIOSCIENCE, INC|UBSA|UBS SECURITIES LLC|55465
DARE|DARE BIOSCIENCE, INC|UBSS|UBS Securities LLC|163098
DARE|DARE BIOSCIENCE, INC|VALX|VIRTU AMERICAS LLC|10
DARE|DARE BIOSCIENCE, INC|VGRD|Vanguard Marketing Corporation|51274
DARE|DARE BIOSCIENCE, INC|VSIN|Vision Financial Markets Llc|1900
DARE|DARE BIOSCIENCE, INC|WCHV|WELLS FARGO SECURITIES, LLC|50981
DARE|DARE BIOSCIENCE, INC|WEDB|WEDBUSH SECURITIES INC.|12431
DARE|DARE BIOSCIENCE, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3826
DARE|DARE BIOSCIENCE, INC|WGIF|CIBC World Markets Inc.|7622
DARE|DARE BIOSCIENCE, INC|WSEA|WOLVERINE SECURITIES, LLC|48652
DARE|DARE BIOSCIENCE, INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|80304
DARE|DARE BIOSCIENCE, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15420
DARE|DARE BIOSCIENCE, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11075
DATA|TABLEAU SOFTWARE INC|AGIS|Aegis Capital Corp.|1000
DATA|TABLEAU SOFTWARE INC|ALTX|Alternet Securities Inc.|6711
DATA|TABLEAU SOFTWARE INC|ANOS|ABEL/NOSER, L.L.C.|290
DATA|TABLEAU SOFTWARE INC|APCC|Apex Clearing Corporation|2454
DATA|TABLEAU SOFTWARE INC|BARD|Robert W. Baird & Co. Incorporated|4646
DATA|TABLEAU SOFTWARE INC|BATM|CBOE TRADING, INC.|7421
DATA|TABLEAU SOFTWARE INC|BAYT|BTIG, LLC|2300
DATA|TABLEAU SOFTWARE INC|BBNT|BB&T SECURITIES, LLC|175
DATA|TABLEAU SOFTWARE INC|BERN|Sanford C. Bernstein & Co., LLC|203793
DATA|TABLEAU SOFTWARE INC|BGCE|BGC Financial Inc.|3429
DATA|TABLEAU SOFTWARE INC|BIDS|BIDS TRADING L.P.|100
DATA|TABLEAU SOFTWARE INC|BIMI|Banca IMI Securities Corp.|142
DATA|TABLEAU SOFTWARE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4995
DATA|TABLEAU SOFTWARE INC|BLKX|INSTINET, LLC|60838
DATA|TABLEAU SOFTWARE INC|BNPX|BNP PARIBAS SECURITIES CORP.|300
DATA|TABLEAU SOFTWARE INC|BTIG|BTIG, LLC|1500
DATA|TABLEAU SOFTWARE INC|BYXM|CBOE TRADING, INC.|687
DATA|TABLEAU SOFTWARE INC|BZYD|GOLDMAN SACHS & CO. LLC|1000
DATA|TABLEAU SOFTWARE INC|CANT|Cantor Fitzgerald & Co.|5500
DATA|TABLEAU SOFTWARE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|15400
DATA|TABLEAU SOFTWARE INC|CHAS|Charles Schwab & Co., Inc.|1790
DATA|TABLEAU SOFTWARE INC|CHLM|Craig-Hallum Capital Group LLC|400
DATA|TABLEAU SOFTWARE INC|CIST|Capital Institutional Services, Inc.|23
DATA|TABLEAU SOFTWARE INC|CNFR|Cowen Prime Services LLC|600
DATA|TABLEAU SOFTWARE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|184268
DATA|TABLEAU SOFTWARE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6527
DATA|TABLEAU SOFTWARE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1501
DATA|TABLEAU SOFTWARE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|394371
DATA|TABLEAU SOFTWARE INC|CTDL|Citadel Derivatives Group Llc|6118
DATA|TABLEAU SOFTWARE INC|CTLR|CUTLER GROUP, LP|2605
DATA|TABLEAU SOFTWARE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|43534
DATA|TABLEAU SOFTWARE INC|DADA|D.A. Davidson & Co.|555
DATA|TABLEAU SOFTWARE INC|DBAB|Deutsche Bank Securities Inc.|322106
DATA|TABLEAU SOFTWARE INC|DBAX|Deutsche Bank Securities Inc.|476700
DATA|TABLEAU SOFTWARE INC|DBUL|Deutsche Bank Securities Inc.|3100
DATA|TABLEAU SOFTWARE INC|DCHF|Dart Executions, LLC|510
DATA|TABLEAU SOFTWARE INC|DEAN|MORGAN STANLEY|10202
DATA|TABLEAU SOFTWARE INC|DEGS|RONIN PROFESSIONAL LLC|101
DATA|TABLEAU SOFTWARE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|67
DATA|TABLEAU SOFTWARE INC|EBXL|EBX LLC|138000
DATA|TABLEAU SOFTWARE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|23163
DATA|TABLEAU SOFTWARE INC|EDJO|Edward D. Jones & Co., L.P.|2411
DATA|TABLEAU SOFTWARE INC|EGAM|CBOE TRADING, INC.|10757
DATA|TABLEAU SOFTWARE INC|EGAW|CBOE TRADING, INC.|193
DATA|TABLEAU SOFTWARE INC|EGMT|EG MARKET TECHNOLOGIES LLC|800
DATA|TABLEAU SOFTWARE INC|EGXM|CBOE TRADING, INC.|3481
DATA|TABLEAU SOFTWARE INC|EGXW|CBOE TRADING, INC.|63
DATA|TABLEAU SOFTWARE INC|ETBE|Electronic Transaction Clearing, Inc.|26459
DATA|TABLEAU SOFTWARE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
DATA|TABLEAU SOFTWARE INC|ETCB|ETC BROKERAGE SERVICES, LLC|22
DATA|TABLEAU SOFTWARE INC|ETCC|Electronic Transaction Clearing, Inc.|1020
DATA|TABLEAU SOFTWARE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41318
DATA|TABLEAU SOFTWARE INC|ETRS|E*Trade Securities LLC|94666
DATA|TABLEAU SOFTWARE INC|FBSB|U.S. Bancorp Investments, Inc.|1300
DATA|TABLEAU SOFTWARE INC|FILL|Tradestation Securities, Inc.|2906
DATA|TABLEAU SOFTWARE INC|FMAF|NBCN Inc./ CDS|492
DATA|TABLEAU SOFTWARE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1238
DATA|TABLEAU SOFTWARE INC|FQLS|Quantlab Securities LP|226635
DATA|TABLEAU SOFTWARE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50889
DATA|TABLEAU SOFTWARE INC|FTBR|Foliofn Investments, Inc.|1535
DATA|TABLEAU SOFTWARE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4059
DATA|TABLEAU SOFTWARE INC|GLIS|TD Securities Inc|1048
DATA|TABLEAU SOFTWARE INC|GLPX|ACS EXECUTION SERVICES, LLC|47853
DATA|TABLEAU SOFTWARE INC|GSCO|GOLDMAN SACHS & CO. LLC|240211
DATA|TABLEAU SOFTWARE INC|GSCS|GOLDMAN SACHS & CO. LLC|23744
DATA|TABLEAU SOFTWARE INC|GSLT|GOLDMAN SACHS & CO. LLC|4824
DATA|TABLEAU SOFTWARE INC|GTSZ|GTS SECURITIES LLC|43247
DATA|TABLEAU SOFTWARE INC|HAPX|HAP Trading, LLC|200
DATA|TABLEAU SOFTWARE INC|HRBF|American Enterprise Investment Services Inc.|5210
DATA|TABLEAU SOFTWARE INC|HSBC|HSBC Securities, Inc.|5682
DATA|TABLEAU SOFTWARE INC|IATS|INTERACTIVE BROKERS LLC|27682
DATA|TABLEAU SOFTWARE INC|IBKR|Interactive Brokers Llc|17391
DATA|TABLEAU SOFTWARE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
DATA|TABLEAU SOFTWARE INC|ICBX|INSTINET, LLC|47100
DATA|TABLEAU SOFTWARE INC|INCA|INSTINET, LLC|277243
DATA|TABLEAU SOFTWARE INC|INJX|INSTINET, LLC|13631
DATA|TABLEAU SOFTWARE INC|ITGI|ITG Inc.|23896
DATA|TABLEAU SOFTWARE INC|ITGP|ITG INC.|107400
DATA|TABLEAU SOFTWARE INC|JANY|Janney Montgomery Scott Inc.|5821
DATA|TABLEAU SOFTWARE INC|JEFF|JEFFERIES LLC|88532
DATA|TABLEAU SOFTWARE INC|JMPT|JUMP TRADING, LLC|38385
DATA|TABLEAU SOFTWARE INC|JPBX|J.P. MORGAN SECURITIES LLC|63830
DATA|TABLEAU SOFTWARE INC|JPMX|J.P. Morgan Securities LLC|429456
DATA|TABLEAU SOFTWARE INC|JSJX|JANE STREET CAPITAL LLC|12272
DATA|TABLEAU SOFTWARE INC|KCGM|VIRTU Americas LLC|33675
DATA|TABLEAU SOFTWARE INC|LBOW|Longbow Securities, LLC|700
DATA|TABLEAU SOFTWARE INC|LEHM|Barclays Capital Inc./Le|615383
DATA|TABLEAU SOFTWARE INC|LIME|Lime Brokerage LLC|37842
DATA|TABLEAU SOFTWARE INC|LOOP|Loop Capital Markets LLC|1741
DATA|TABLEAU SOFTWARE INC|LQNA|LIQUIDNET, INC.|81200
DATA|TABLEAU SOFTWARE INC|LSCI|Lek Securities Corporation|844
DATA|TABLEAU SOFTWARE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
DATA|TABLEAU SOFTWARE INC|MACC|Mid Atlantic Capital Corporation|240
DATA|TABLEAU SOFTWARE INC|MAVB|Great Point Capital LLC|2191
DATA|TABLEAU SOFTWARE INC|MAXM|Maxim Group LLC|125
DATA|TABLEAU SOFTWARE INC|MBTS|ALLY INVEST SECURITIES LLC|43
DATA|TABLEAU SOFTWARE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66862
DATA|TABLEAU SOFTWARE INC|MOTF|MOTIF INVESTING, INC.|58
DATA|TABLEAU SOFTWARE INC|MSCO|MORGAN STANLEY & CO. LLC|1981195
DATA|TABLEAU SOFTWARE INC|MSPL|MORGAN STANLEY & CO. LLC|392500
DATA|TABLEAU SOFTWARE INC|MSTX|MORGAN STANLEY & CO. LLC|138100
DATA|TABLEAU SOFTWARE INC|NEED|Needham & Company, LLC|1263
DATA|TABLEAU SOFTWARE INC|NFSC|National Financial Services LLC|230723
DATA|TABLEAU SOFTWARE INC|NITE|VIRTU Americas LLC|358690
DATA|TABLEAU SOFTWARE INC|NITP|VIRTU Americas LLC|300
DATA|TABLEAU SOFTWARE INC|NQRB|Brut, LLC|4251
DATA|TABLEAU SOFTWARE INC|NTBF|BMO Nesbitt Burns Inc./CDS|235
DATA|TABLEAU SOFTWARE INC|NTRC|Northern Trust Securities, Inc.|3632
DATA|TABLEAU SOFTWARE INC|OHOS|TWO SIGMA SECURITIES, LLC|41086
DATA|TABLEAU SOFTWARE INC|OPCO|Oppenheimer & Co. Inc.|1945
DATA|TABLEAU SOFTWARE INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1897
DATA|TABLEAU SOFTWARE INC|PCPT|PHILLIP CAPITAL INC.|1400
DATA|TABLEAU SOFTWARE INC|PDQM|CODA MARKETS, INC.|106411
DATA|TABLEAU SOFTWARE INC|PHLY|NASDAQ Execution Services, LLC|1584
DATA|TABLEAU SOFTWARE INC|PICT|Pictet Overseas Inc.|2
DATA|TABLEAU SOFTWARE INC|PNSR|Penserra Securities, LLC|400
DATA|TABLEAU SOFTWARE INC|PWJC|UBS Financial Services, Inc.|17415
DATA|TABLEAU SOFTWARE INC|RBCM|RBC CAPITAL MARKETS, LLC|4017
DATA|TABLEAU SOFTWARE INC|SAGL|SAGETRADER, LLC|15944
DATA|TABLEAU SOFTWARE INC|SALI|INTL FCSTONE FINANCIAL INC.|125
DATA|TABLEAU SOFTWARE INC|SBSH|Citigroup Global Markets Inc.|87204
DATA|TABLEAU SOFTWARE INC|SGMT|GOLDMAN SACHS & CO. LLC|97224
DATA|TABLEAU SOFTWARE INC|SPDR|SPEEDROUTE LLC|8701
DATA|TABLEAU SOFTWARE INC|STFL|Stifel, Nicolaus & Company, Incorporated|1888
DATA|TABLEAU SOFTWARE INC|STKP|STOCKPILE INVESTMENTS, INC.|28
DATA|TABLEAU SOFTWARE INC|STRS|STRATEGAS RESEARCH PARTNERS|300
DATA|TABLEAU SOFTWARE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3262
DATA|TABLEAU SOFTWARE INC|SWIM|TD Ameritrade, Inc.|36365
DATA|TABLEAU SOFTWARE INC|SWST|Hilltop Securities Inc.|843
DATA|TABLEAU SOFTWARE INC|TKNG|ALLY INVEST SECURITIES LLC|1476
DATA|TABLEAU SOFTWARE INC|TMBR|Timber Hill LLC|286
DATA|TABLEAU SOFTWARE INC|TRBT|Tradebot Systems, Inc.|246114
DATA|TABLEAU SOFTWARE INC|TRCM|TRC MARKETS LLC|163062
DATA|TABLEAU SOFTWARE INC|TWTT|TASTYWORKS, INC.|110
DATA|TABLEAU SOFTWARE INC|UBSA|UBS SECURITIES LLC|510514
DATA|TABLEAU SOFTWARE INC|UBSS|UBS Securities LLC|829153
DATA|TABLEAU SOFTWARE INC|VALX|VIRTU AMERICAS LLC|9752
DATA|TABLEAU SOFTWARE INC|VGRD|Vanguard Marketing Corporation|56266
DATA|TABLEAU SOFTWARE INC|VSIN|Vision Financial Markets Llc|79
DATA|TABLEAU SOFTWARE INC|WABR|Wall Street Access|500
DATA|TABLEAU SOFTWARE INC|WBLR|WILLIAM BLAIR|100
DATA|TABLEAU SOFTWARE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2080
DATA|TABLEAU SOFTWARE INC|WCHV|WELLS FARGO SECURITIES, LLC|32189
DATA|TABLEAU SOFTWARE INC|WEDB|WEDBUSH SECURITIES INC.|16533
DATA|TABLEAU SOFTWARE INC|WEED|Weeden & Co.L.P.|1254
DATA|TABLEAU SOFTWARE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3552
DATA|TABLEAU SOFTWARE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31668
DATA|TABLEAU SOFTWARE INC|WGIF|CIBC World Markets Inc.|167
DATA|TABLEAU SOFTWARE INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
DATA|TABLEAU SOFTWARE INC|WORD|Worden Capital Management LLC|3600
DATA|TABLEAU SOFTWARE INC|WSAG|WALL STREET ACCESS|100
DATA|TABLEAU SOFTWARE INC|WSEA|WOLVERINE SECURITIES, LLC|2330
DATA|TABLEAU SOFTWARE INC|WTFS|JUST2TRADE, INC.|50
DATA|TABLEAU SOFTWARE INC|XIST|INSTINET, LLC|11400
DATA|TABLEAU SOFTWARE INC|XPQR|Jump Trading|3219
DATA|TABLEAU SOFTWARE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|39502
DATA|TABLEAU SOFTWARE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|9771
DATA|TABLEAU SOFTWARE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3735
DAUD|ETNS LINKED TO THE V|FLTU|FLOW TRADERS US LLC|3000
DAUD|ETNS LINKED TO THE V|GSLT|GOLDMAN SACHS & CO. LLC|300
DAUD|ETNS LINKED TO THE V|IBKR|Interactive Brokers Llc|325
DAUD|ETNS LINKED TO THE V|KCGM|VIRTU Americas LLC|485
DAUD|ETNS LINKED TO THE V|MSCO|MORGAN STANLEY & CO. LLC|900
DAUD|ETNS LINKED TO THE V|NITE|VIRTU Americas LLC|7700
DAUD|ETNS LINKED TO THE V|UBSA|UBS SECURITIES LLC|9316
DAUD|ETNS LINKED TO THE V|UBSS|UBS Securities LLC|500
DAVE|FAMOUS DAVES OF AM##|ALTX|Alternet Securities Inc.|100
DAVE|FAMOUS DAVES OF AM##|APCC|Apex Clearing Corporation|1186
DAVE|FAMOUS DAVES OF AM##|BERN|Sanford C. Bernstein & Co., LLC|211
DAVE|FAMOUS DAVES OF AM##|BNCH|The Benchmark Company, LLC|14993
DAVE|FAMOUS DAVES OF AM##|BTIG|BTIG, LLC|1001
DAVE|FAMOUS DAVES OF AM##|CHLM|Craig-Hallum Capital Group LLC|100
DAVE|FAMOUS DAVES OF AM##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5101
DAVE|FAMOUS DAVES OF AM##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
DAVE|FAMOUS DAVES OF AM##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2729
DAVE|FAMOUS DAVES OF AM##|CTDL|Citadel Derivatives Group Llc|1252
DAVE|FAMOUS DAVES OF AM##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
DAVE|FAMOUS DAVES OF AM##|DBAB|Deutsche Bank Securities Inc.|4298
DAVE|FAMOUS DAVES OF AM##|DBAX|Deutsche Bank Securities Inc.|4300
DAVE|FAMOUS DAVES OF AM##|DBUL|Deutsche Bank Securities Inc.|100
DAVE|FAMOUS DAVES OF AM##|DEGS|RONIN PROFESSIONAL LLC|9117
DAVE|FAMOUS DAVES OF AM##|EBXL|EBX LLC|5800
DAVE|FAMOUS DAVES OF AM##|EDJO|Edward D. Jones & Co., L.P.|206
DAVE|FAMOUS DAVES OF AM##|EGAM|CBOE TRADING, INC.|100
DAVE|FAMOUS DAVES OF AM##|EGXM|CBOE TRADING, INC.|300
DAVE|FAMOUS DAVES OF AM##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|240
DAVE|FAMOUS DAVES OF AM##|ETRS|E*Trade Securities LLC|10836
DAVE|FAMOUS DAVES OF AM##|FBCO|Credit Suisse Securities (USA) LLC|4069
DAVE|FAMOUS DAVES OF AM##|FILL|Tradestation Securities, Inc.|1000
DAVE|FAMOUS DAVES OF AM##|FOMA|TD AMERITRADE CLEARING, INC.|26919
DAVE|FAMOUS DAVES OF AM##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26550
DAVE|FAMOUS DAVES OF AM##|FTBR|Foliofn Investments, Inc.|3835
DAVE|FAMOUS DAVES OF AM##|GLPX|ACS EXECUTION SERVICES, LLC|299
DAVE|FAMOUS DAVES OF AM##|GSCO|GOLDMAN SACHS & CO. LLC|3465
DAVE|FAMOUS DAVES OF AM##|GSCS|GOLDMAN SACHS & CO. LLC|3062
DAVE|FAMOUS DAVES OF AM##|GSLT|GOLDMAN SACHS & CO. LLC|90
DAVE|FAMOUS DAVES OF AM##|GTSZ|GTS SECURITIES LLC|1224
DAVE|FAMOUS DAVES OF AM##|HRBF|American Enterprise Investment Services Inc.|1000
DAVE|FAMOUS DAVES OF AM##|IATS|INTERACTIVE BROKERS LLC|1350
DAVE|FAMOUS DAVES OF AM##|IBKR|Interactive Brokers Llc|31040
DAVE|FAMOUS DAVES OF AM##|ICBX|INSTINET, LLC|1800
DAVE|FAMOUS DAVES OF AM##|INCA|INSTINET, LLC|12613
DAVE|FAMOUS DAVES OF AM##|INJX|INSTINET, LLC|200
DAVE|FAMOUS DAVES OF AM##|ITGI|ITG Inc.|100
DAVE|FAMOUS DAVES OF AM##|ITGP|ITG INC.|3400
DAVE|FAMOUS DAVES OF AM##|JEFF|JEFFERIES LLC|100
DAVE|FAMOUS DAVES OF AM##|JHDR|J.H. Darbie & Co., Inc.|1
DAVE|FAMOUS DAVES OF AM##|JONE|JonesTrading|101896
DAVE|FAMOUS DAVES OF AM##|JPMX|J.P. Morgan Securities LLC|530
DAVE|FAMOUS DAVES OF AM##|JSJX|JANE STREET CAPITAL LLC|284
DAVE|FAMOUS DAVES OF AM##|KCGM|VIRTU Americas LLC|308
DAVE|FAMOUS DAVES OF AM##|LEHM|Barclays Capital Inc./Le|3251
DAVE|FAMOUS DAVES OF AM##|LIME|Lime Brokerage LLC|25186
DAVE|FAMOUS DAVES OF AM##|LMGP|LIME BROKERAGE LLC|200
DAVE|FAMOUS DAVES OF AM##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2300
DAVE|FAMOUS DAVES OF AM##|MSCO|MORGAN STANLEY & CO. LLC|46152
DAVE|FAMOUS DAVES OF AM##|MSPL|MORGAN STANLEY & CO. LLC|12000
DAVE|FAMOUS DAVES OF AM##|MSTX|MORGAN STANLEY & CO. LLC|2400
DAVE|FAMOUS DAVES OF AM##|NFSC|National Financial Services LLC|50517
DAVE|FAMOUS DAVES OF AM##|NITE|VIRTU Americas LLC|81971
DAVE|FAMOUS DAVES OF AM##|PDQM|CODA MARKETS, INC.|6468
DAVE|FAMOUS DAVES OF AM##|RAJA|Raymond James & Associates, Inc.|2279
DAVE|FAMOUS DAVES OF AM##|RBCM|RBC CAPITAL MARKETS, LLC|15
DAVE|FAMOUS DAVES OF AM##|SBSH|Citigroup Global Markets Inc.|1000
DAVE|FAMOUS DAVES OF AM##|SGMT|GOLDMAN SACHS & CO. LLC|400
DAVE|FAMOUS DAVES OF AM##|SPDR|SPEEDROUTE LLC|100
DAVE|FAMOUS DAVES OF AM##|STKP|STOCKPILE INVESTMENTS, INC.|598
DAVE|FAMOUS DAVES OF AM##|SWIM|TD Ameritrade, Inc.|2888
DAVE|FAMOUS DAVES OF AM##|SWST|Hilltop Securities Inc.|600
DAVE|FAMOUS DAVES OF AM##|TRBT|Tradebot Systems, Inc.|690
DAVE|FAMOUS DAVES OF AM##|TRCM|TRC MARKETS LLC|13582
DAVE|FAMOUS DAVES OF AM##|UBSA|UBS SECURITIES LLC|13006
DAVE|FAMOUS DAVES OF AM##|UBSS|UBS Securities LLC|31036
DAVE|FAMOUS DAVES OF AM##|VALX|VIRTU AMERICAS LLC|3596
DAVE|FAMOUS DAVES OF AM##|VGRD|Vanguard Marketing Corporation|30
DAVE|FAMOUS DAVES OF AM##|VSIN|Vision Financial Markets Llc|203
DAVE|FAMOUS DAVES OF AM##|WCHV|WELLS FARGO SECURITIES, LLC|4492
DAVE|FAMOUS DAVES OF AM##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|90
DAVE|FAMOUS DAVES OF AM##|WSEA|WOLVERINE SECURITIES, LLC|1105
DAVE|FAMOUS DAVES OF AM##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|505
DAX|HZNS DAX GERMANY ETF|APCC|Apex Clearing Corporation|15
DAX|HZNS DAX GERMANY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|382
DAX|HZNS DAX GERMANY ETF|CSIN|Citadel Securities Institutional LLC|125
DAX|HZNS DAX GERMANY ETF|CTDL|Citadel Derivatives Group Llc|3388
DAX|HZNS DAX GERMANY ETF|DBAX|Deutsche Bank Securities Inc.|1600
DAX|HZNS DAX GERMANY ETF|EBXL|EBX LLC|2100
DAX|HZNS DAX GERMANY ETF|EDJO|Edward D. Jones & Co., L.P.|40
DAX|HZNS DAX GERMANY ETF|EGXW|CBOE TRADING, INC.|1250
DAX|HZNS DAX GERMANY ETF|ETRS|E*Trade Securities LLC|1758
DAX|HZNS DAX GERMANY ETF|FBCO|Credit Suisse Securities (USA) LLC|1038
DAX|HZNS DAX GERMANY ETF|FLTU|FLOW TRADERS US LLC|8371
DAX|HZNS DAX GERMANY ETF|FMAF|NBCN Inc./ CDS|400
DAX|HZNS DAX GERMANY ETF|FOMA|TD AMERITRADE CLEARING, INC.|3909
DAX|HZNS DAX GERMANY ETF|FTBR|Foliofn Investments, Inc.|1
DAX|HZNS DAX GERMANY ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1161
DAX|HZNS DAX GERMANY ETF|IATS|INTERACTIVE BROKERS LLC|120
DAX|HZNS DAX GERMANY ETF|IBKR|Interactive Brokers Llc|3898
DAX|HZNS DAX GERMANY ETF|ICBX|INSTINET, LLC|1100
DAX|HZNS DAX GERMANY ETF|INCA|INSTINET, LLC|2851
DAX|HZNS DAX GERMANY ETF|INJX|INSTINET, LLC|518
DAX|HZNS DAX GERMANY ETF|JANY|Janney Montgomery Scott Inc.|110
DAX|HZNS DAX GERMANY ETF|JEFF|JEFFERIES LLC|100
DAX|HZNS DAX GERMANY ETF|JSJX|JANE STREET CAPITAL LLC|4150
DAX|HZNS DAX GERMANY ETF|LEHM|Barclays Capital Inc./Le|4000
DAX|HZNS DAX GERMANY ETF|LIME|Lime Brokerage LLC|1895
DAX|HZNS DAX GERMANY ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DAX|HZNS DAX GERMANY ETF|MCMF|Raymond James Ltd. Cds|385
DAX|HZNS DAX GERMANY ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DAX|HZNS DAX GERMANY ETF|MSCO|MORGAN STANLEY & CO. LLC|3292
DAX|HZNS DAX GERMANY ETF|MSPL|MORGAN STANLEY & CO. LLC|200
DAX|HZNS DAX GERMANY ETF|NFSC|National Financial Services LLC|11490
DAX|HZNS DAX GERMANY ETF|NITE|VIRTU Americas LLC|7418
DAX|HZNS DAX GERMANY ETF|NQRB|Brut, LLC|400
DAX|HZNS DAX GERMANY ETF|SGMT|GOLDMAN SACHS & CO. LLC|100
DAX|HZNS DAX GERMANY ETF|SWIM|TD Ameritrade, Inc.|1819
DAX|HZNS DAX GERMANY ETF|TKNG|ALLY INVEST SECURITIES LLC|44
DAX|HZNS DAX GERMANY ETF|UBSA|UBS SECURITIES LLC|3169
DAX|HZNS DAX GERMANY ETF|UBSS|UBS Securities LLC|3139
DAX|HZNS DAX GERMANY ETF|WCHV|WELLS FARGO SECURITIES, LLC|2
DAX|HZNS DAX GERMANY ETF|WSEA|WOLVERINE SECURITIES, LLC|3
DAX|HZNS DAX GERMANY ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7
DB|DEUTSCHE BANK AG|ADAM|CANACCORD GENUITY INC.|500
DB|DEUTSCHE BANK AG|AGCP|AEGIS CAPITAL CORP.|832
DB|DEUTSCHE BANK AG|AGIS|Aegis Capital Corp.|2000
DB|DEUTSCHE BANK AG|ALTX|Alternet Securities Inc.|120136
DB|DEUTSCHE BANK AG|ANOS|ABEL/NOSER, L.L.C.|1068
DB|DEUTSCHE BANK AG|APCC|Apex Clearing Corporation|177400
DB|DEUTSCHE BANK AG|BANK|Primevest Financial Services, Inc.|475
DB|DEUTSCHE BANK AG|BARD|Robert W. Baird & Co. Incorporated|16292
DB|DEUTSCHE BANK AG|BATM|CBOE TRADING, INC.|11865
DB|DEUTSCHE BANK AG|BBNT|BB&T SECURITIES, LLC|171
DB|DEUTSCHE BANK AG|BERN|Sanford C. Bernstein & Co., LLC|31200
DB|DEUTSCHE BANK AG|BIDS|BIDS TRADING L.P.|600
DB|DEUTSCHE BANK AG|BIMI|Banca IMI Securities Corp.|1000
DB|DEUTSCHE BANK AG|BKCM|BNY Mellon Capital Markets LLC|1354
DB|DEUTSCHE BANK AG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|294802
DB|DEUTSCHE BANK AG|BLKX|INSTINET, LLC|21400
DB|DEUTSCHE BANK AG|BMSI|BULL MARKET SECURITIES, INC.|57
DB|DEUTSCHE BANK AG|BNPX|BNP PARIBAS SECURITIES CORP.|108369
DB|DEUTSCHE BANK AG|BRGE|Newbridge Securities Corp.|6000
DB|DEUTSCHE BANK AG|BTIG|BTIG, LLC|36089
DB|DEUTSCHE BANK AG|BYXM|CBOE TRADING, INC.|2800
DB|DEUTSCHE BANK AG|CHAS|Charles Schwab & Co., Inc.|69065
DB|DEUTSCHE BANK AG|CHDN|CHARDAN CAPITAL MARKETS LLC|546651
DB|DEUTSCHE BANK AG|CICF|Canaccord Genuity Corp.|375
DB|DEUTSCHE BANK AG|CIIV|CORPORATE INVESTMENTS GROUP, INC.|4600
DB|DEUTSCHE BANK AG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|204470
DB|DEUTSCHE BANK AG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3108
DB|DEUTSCHE BANK AG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7619
DB|DEUTSCHE BANK AG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1356443
DB|DEUTSCHE BANK AG|CTDL|Citadel Derivatives Group Llc|11087
DB|DEUTSCHE BANK AG|CXCX|CITIGROUP GLOBAL MARKETS INC.|115070
DB|DEUTSCHE BANK AG|DADA|D.A. Davidson & Co.|1000
DB|DEUTSCHE BANK AG|DBAB|Deutsche Bank Securities Inc.|83677
DB|DEUTSCHE BANK AG|DBAX|Deutsche Bank Securities Inc.|617100
DB|DEUTSCHE BANK AG|DCHF|Dart Executions, LLC|88280
DB|DEUTSCHE BANK AG|DEAN|MORGAN STANLEY|68475
DB|DEUTSCHE BANK AG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25280
DB|DEUTSCHE BANK AG|EBXL|EBX LLC|609700
DB|DEUTSCHE BANK AG|ECUT|CONVERGEX EXECUTION SOLUTIONS|30770
DB|DEUTSCHE BANK AG|EDJC|Edward Jones / CDS|3113
DB|DEUTSCHE BANK AG|EDJO|Edward D. Jones & Co., L.P.|19363
DB|DEUTSCHE BANK AG|EGAM|CBOE TRADING, INC.|39038
DB|DEUTSCHE BANK AG|EGAW|CBOE TRADING, INC.|402
DB|DEUTSCHE BANK AG|EGXM|CBOE TRADING, INC.|59740
DB|DEUTSCHE BANK AG|EGXW|CBOE TRADING, INC.|100
DB|DEUTSCHE BANK AG|ETBE|Electronic Transaction Clearing, Inc.|96500
DB|DEUTSCHE BANK AG|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|466
DB|DEUTSCHE BANK AG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
DB|DEUTSCHE BANK AG|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
DB|DEUTSCHE BANK AG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
DB|DEUTSCHE BANK AG|ETRS|E*Trade Securities LLC|2386016
DB|DEUTSCHE BANK AG|FBSB|U.S. Bancorp Investments, Inc.|201
DB|DEUTSCHE BANK AG|FFSI|Firstrade Securities Inc.|400
DB|DEUTSCHE BANK AG|FIDT|Fidelity Clearing Canada ULC./ CDS|1100
DB|DEUTSCHE BANK AG|FILL|Tradestation Securities, Inc.|44927
DB|DEUTSCHE BANK AG|FMAF|NBCN Inc./ CDS|60250
DB|DEUTSCHE BANK AG|FQLS|Quantlab Securities LP|1132170
DB|DEUTSCHE BANK AG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|163869
DB|DEUTSCHE BANK AG|FTBR|Foliofn Investments, Inc.|4914
DB|DEUTSCHE BANK AG|GBMT|GBM International, Inc.|200534
DB|DEUTSCHE BANK AG|GEBB|GLOBAL EXECUTION BROKERS, LP|354882
DB|DEUTSCHE BANK AG|GLIS|TD Securities Inc|34268
DB|DEUTSCHE BANK AG|GLPX|ACS EXECUTION SERVICES, LLC|758995
DB|DEUTSCHE BANK AG|GSCO|GOLDMAN SACHS & CO. LLC|3048387
DB|DEUTSCHE BANK AG|GSCS|GOLDMAN SACHS & CO. LLC|115769
DB|DEUTSCHE BANK AG|GSLT|GOLDMAN SACHS & CO. LLC|50770
DB|DEUTSCHE BANK AG|GTSZ|GTS SECURITIES LLC|71604
DB|DEUTSCHE BANK AG|HAPX|HAP Trading, LLC|100
DB|DEUTSCHE BANK AG|HRBF|American Enterprise Investment Services Inc.|92612
DB|DEUTSCHE BANK AG|HSBC|HSBC Securities, Inc.|44801
DB|DEUTSCHE BANK AG|IATS|INTERACTIVE BROKERS LLC|681268
DB|DEUTSCHE BANK AG|IBKR|Interactive Brokers Llc|1075272
DB|DEUTSCHE BANK AG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8350
DB|DEUTSCHE BANK AG|ICBX|INSTINET, LLC|642470
DB|DEUTSCHE BANK AG|INCA|INSTINET, LLC|1144189
DB|DEUTSCHE BANK AG|INJX|INSTINET, LLC|7400
DB|DEUTSCHE BANK AG|INTL|INTL FCSTONE FINANCIAL INC.|40457
DB|DEUTSCHE BANK AG|ITGI|ITG Inc.|140338
DB|DEUTSCHE BANK AG|ITGP|ITG INC.|818600
DB|DEUTSCHE BANK AG|JANY|Janney Montgomery Scott Inc.|87842
DB|DEUTSCHE BANK AG|JEFF|JEFFERIES LLC|79821
DB|DEUTSCHE BANK AG|JMPT|JUMP TRADING, LLC|132679
DB|DEUTSCHE BANK AG|JPBX|J.P. MORGAN SECURITIES LLC|26736
DB|DEUTSCHE BANK AG|JPMX|J.P. Morgan Securities LLC|1957662
DB|DEUTSCHE BANK AG|JSJX|JANE STREET CAPITAL LLC|1044811
DB|DEUTSCHE BANK AG|KCGM|VIRTU Americas LLC|309977
DB|DEUTSCHE BANK AG|KRSH|Kershner Securities, LLC|4547
DB|DEUTSCHE BANK AG|LEHM|Barclays Capital Inc./Le|7306400
DB|DEUTSCHE BANK AG|LIME|Lime Brokerage LLC|1329644
DB|DEUTSCHE BANK AG|LSCI|Lek Securities Corporation|70475
DB|DEUTSCHE BANK AG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1489
DB|DEUTSCHE BANK AG|MACC|Mid Atlantic Capital Corporation|60
DB|DEUTSCHE BANK AG|MAXM|Maxim Group LLC|72839
DB|DEUTSCHE BANK AG|MBTS|ALLY INVEST SECURITIES LLC|6000
DB|DEUTSCHE BANK AG|MCMF|Raymond James Ltd. Cds|5861
DB|DEUTSCHE BANK AG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1336854
DB|DEUTSCHE BANK AG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|16398
DB|DEUTSCHE BANK AG|MOTF|MOTIF INVESTING, INC.|1
DB|DEUTSCHE BANK AG|MPSG|E D & F Man Capital Markets Inc.|78465
DB|DEUTSCHE BANK AG|MSCO|MORGAN STANLEY & CO. LLC|3607174
DB|DEUTSCHE BANK AG|MSPL|MORGAN STANLEY & CO. LLC|1234900
DB|DEUTSCHE BANK AG|MSTX|MORGAN STANLEY & CO. LLC|442500
DB|DEUTSCHE BANK AG|NATL|National Securities Corporation|1000
DB|DEUTSCHE BANK AG|NFSC|National Financial Services LLC|4104139
DB|DEUTSCHE BANK AG|NITE|VIRTU Americas LLC|7632410
DB|DEUTSCHE BANK AG|NITP|VIRTU Americas LLC|350565
DB|DEUTSCHE BANK AG|NMRA|Nomura Securities International, Inc.|1600
DB|DEUTSCHE BANK AG|NQRB|Brut, LLC|63826
DB|DEUTSCHE BANK AG|NTBF|BMO Nesbitt Burns Inc./CDS|12395
DB|DEUTSCHE BANK AG|NTRC|Northern Trust Securities, Inc.|68889
DB|DEUTSCHE BANK AG|OCEA|OCEAN FINANCIAL SERVICES, LLC|2000
DB|DEUTSCHE BANK AG|OHOS|TWO SIGMA SECURITIES, LLC|77817
DB|DEUTSCHE BANK AG|OLDM|OLD MISSION CAPITAL, LLC|58804
DB|DEUTSCHE BANK AG|OPCO|Oppenheimer & Co. Inc.|280301
DB|DEUTSCHE BANK AG|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|550
DB|DEUTSCHE BANK AG|PCPT|PHILLIP CAPITAL INC.|99984
DB|DEUTSCHE BANK AG|PDQM|CODA MARKETS, INC.|394528
DB|DEUTSCHE BANK AG|PHLY|NASDAQ Execution Services, LLC|22200
DB|DEUTSCHE BANK AG|PICT|Pictet Overseas Inc.|5000
DB|DEUTSCHE BANK AG|PUMA|Puma Capital, Llc|5200
DB|DEUTSCHE BANK AG|PWJC|UBS Financial Services, Inc.|91300
DB|DEUTSCHE BANK AG|QMSR|QUATTRO M SECURITIES INC.|39500
DB|DEUTSCHE BANK AG|RBCM|RBC CAPITAL MARKETS, LLC|18525
DB|DEUTSCHE BANK AG|RGLD|Regal Securities, Inc|900
DB|DEUTSCHE BANK AG|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|7566
DB|DEUTSCHE BANK AG|SAGL|SAGETRADER, LLC|900
DB|DEUTSCHE BANK AG|SALI|INTL FCSTONE FINANCIAL INC.|3
DB|DEUTSCHE BANK AG|SBRX|MURIEL SIEBERT & CO INC|20800
DB|DEUTSCHE BANK AG|SBSH|Citigroup Global Markets Inc.|329512
DB|DEUTSCHE BANK AG|SGMT|GOLDMAN SACHS & CO. LLC|634501
DB|DEUTSCHE BANK AG|SOGO|Wang Investment Associates, Inc.|1200
DB|DEUTSCHE BANK AG|SPDR|SPEEDROUTE LLC|98532
DB|DEUTSCHE BANK AG|SPHN|Stephens Inc.|1
DB|DEUTSCHE BANK AG|SPNT|SEVEN POINTS CAPITAL, LLC|636
DB|DEUTSCHE BANK AG|STFL|Stifel, Nicolaus & Company, Incorporated|18474
DB|DEUTSCHE BANK AG|STKP|STOCKPILE INVESTMENTS, INC.|888
DB|DEUTSCHE BANK AG|STXG|Stockcross Financial Services, Inc.|1
DB|DEUTSCHE BANK AG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10700
DB|DEUTSCHE BANK AG|SWIM|TD Ameritrade, Inc.|3120523
DB|DEUTSCHE BANK AG|SWST|Hilltop Securities Inc.|15832
DB|DEUTSCHE BANK AG|TKNG|ALLY INVEST SECURITIES LLC|21591
DB|DEUTSCHE BANK AG|TRBT|Tradebot Systems, Inc.|672846
DB|DEUTSCHE BANK AG|TRCM|TRC MARKETS LLC|1325580
DB|DEUTSCHE BANK AG|TWTT|TASTYWORKS, INC.|1686
DB|DEUTSCHE BANK AG|UBSA|UBS SECURITIES LLC|2513044
DB|DEUTSCHE BANK AG|UBSS|UBS Securities LLC|3117634
DB|DEUTSCHE BANK AG|VALX|VIRTU AMERICAS LLC|1167528
DB|DEUTSCHE BANK AG|VFIN|National Securities Corporation|1500
DB|DEUTSCHE BANK AG|VGRD|Vanguard Marketing Corporation|336702
DB|DEUTSCHE BANK AG|VSIN|Vision Financial Markets Llc|881
DB|DEUTSCHE BANK AG|WCHV|WELLS FARGO SECURITIES, LLC|544031
DB|DEUTSCHE BANK AG|WEDB|WEDBUSH SECURITIES INC.|21962
DB|DEUTSCHE BANK AG|WEED|Weeden & Co.L.P.|400
DB|DEUTSCHE BANK AG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|89644
DB|DEUTSCHE BANK AG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|222625
DB|DEUTSCHE BANK AG|WGIF|CIBC World Markets Inc.|35860
DB|DEUTSCHE BANK AG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|100
DB|DEUTSCHE BANK AG|WSEA|WOLVERINE SECURITIES, LLC|49623
DB|DEUTSCHE BANK AG|XIST|INSTINET, LLC|73654
DB|DEUTSCHE BANK AG|XPUS|XP SECURITIES, LLC|437
DB|DEUTSCHE BANK AG|XSTM|NATIONAL FINANCIAL SERVICES LLC|230072
DB|DEUTSCHE BANK AG|YKNA|COMHAR CAPITAL MARKETS, LLC|26175
DB|DEUTSCHE BANK AG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29008
DBA|INVESCO DB AGRIC|ALTX|Alternet Securities Inc.|977
DBA|INVESCO DB AGRIC|ANOS|ABEL/NOSER, L.L.C.|2066
DBA|INVESCO DB AGRIC|APCC|Apex Clearing Corporation|2720
DBA|INVESCO DB AGRIC|BANK|Primevest Financial Services, Inc.|198
DBA|INVESCO DB AGRIC|BARD|Robert W. Baird & Co. Incorporated|1952
DBA|INVESCO DB AGRIC|BATM|CBOE TRADING, INC.|2400
DBA|INVESCO DB AGRIC|BERN|Sanford C. Bernstein & Co., LLC|23066
DBA|INVESCO DB AGRIC|BIMI|Banca IMI Securities Corp.|18100
DBA|INVESCO DB AGRIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17971
DBA|INVESCO DB AGRIC|BLKX|INSTINET, LLC|5709
DBA|INVESCO DB AGRIC|BYXM|CBOE TRADING, INC.|492
DBA|INVESCO DB AGRIC|CANT|Cantor Fitzgerald & Co.|33320
DBA|INVESCO DB AGRIC|CHAS|Charles Schwab & Co., Inc.|551
DBA|INVESCO DB AGRIC|CLSA|CLSA AMERICAS, LLC|900
DBA|INVESCO DB AGRIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37060
DBA|INVESCO DB AGRIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2697
DBA|INVESCO DB AGRIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123209
DBA|INVESCO DB AGRIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10410
DBA|INVESCO DB AGRIC|DAVA|Davenport & Company LLC|526
DBA|INVESCO DB AGRIC|DBAB|Deutsche Bank Securities Inc.|19913
DBA|INVESCO DB AGRIC|DBAX|Deutsche Bank Securities Inc.|41700
DBA|INVESCO DB AGRIC|DEAN|MORGAN STANLEY|13358
DBA|INVESCO DB AGRIC|DEGS|RONIN PROFESSIONAL LLC|4200
DBA|INVESCO DB AGRIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3672
DBA|INVESCO DB AGRIC|EBXL|EBX LLC|75800
DBA|INVESCO DB AGRIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1063
DBA|INVESCO DB AGRIC|EDJO|Edward D. Jones & Co., L.P.|2492
DBA|INVESCO DB AGRIC|EGAM|CBOE TRADING, INC.|1608
DBA|INVESCO DB AGRIC|EGXM|CBOE TRADING, INC.|60
DBA|INVESCO DB AGRIC|ETBE|Electronic Transaction Clearing, Inc.|53903
DBA|INVESCO DB AGRIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1788
DBA|INVESCO DB AGRIC|ETRS|E*Trade Securities LLC|44416
DBA|INVESCO DB AGRIC|FBSB|U.S. Bancorp Investments, Inc.|55
DBA|INVESCO DB AGRIC|FILL|Tradestation Securities, Inc.|7537
DBA|INVESCO DB AGRIC|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|593900
DBA|INVESCO DB AGRIC|FMAF|NBCN Inc./ CDS|3045
DBA|INVESCO DB AGRIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1762
DBA|INVESCO DB AGRIC|FTBR|Foliofn Investments, Inc.|4338
DBA|INVESCO DB AGRIC|GBMT|GBM International, Inc.|2172
DBA|INVESCO DB AGRIC|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
DBA|INVESCO DB AGRIC|GLIS|TD Securities Inc|3450
DBA|INVESCO DB AGRIC|GLPX|ACS EXECUTION SERVICES, LLC|200
DBA|INVESCO DB AGRIC|GSCO|GOLDMAN SACHS & CO. LLC|83037
DBA|INVESCO DB AGRIC|GSCS|GOLDMAN SACHS & CO. LLC|4607
DBA|INVESCO DB AGRIC|GSLT|GOLDMAN SACHS & CO. LLC|12900
DBA|INVESCO DB AGRIC|GTSZ|GTS SECURITIES LLC|1400
DBA|INVESCO DB AGRIC|HRBF|American Enterprise Investment Services Inc.|7612
DBA|INVESCO DB AGRIC|HSBC|HSBC Securities, Inc.|4000
DBA|INVESCO DB AGRIC|IATS|INTERACTIVE BROKERS LLC|94715
DBA|INVESCO DB AGRIC|IBKR|Interactive Brokers Llc|803128
DBA|INVESCO DB AGRIC|ICBX|INSTINET, LLC|19089
DBA|INVESCO DB AGRIC|INCA|INSTINET, LLC|25703
DBA|INVESCO DB AGRIC|ITGI|ITG Inc.|3025
DBA|INVESCO DB AGRIC|ITGP|ITG INC.|48200
DBA|INVESCO DB AGRIC|JANY|Janney Montgomery Scott Inc.|500
DBA|INVESCO DB AGRIC|JEFF|JEFFERIES LLC|2348
DBA|INVESCO DB AGRIC|JMPT|JUMP TRADING, LLC|2400
DBA|INVESCO DB AGRIC|JPMX|J.P. Morgan Securities LLC|48608
DBA|INVESCO DB AGRIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|22880
DBA|INVESCO DB AGRIC|JSJX|JANE STREET CAPITAL LLC|1032781
DBA|INVESCO DB AGRIC|KCGM|VIRTU Americas LLC|23957
DBA|INVESCO DB AGRIC|LEHM|Barclays Capital Inc./Le|300307
DBA|INVESCO DB AGRIC|LIME|Lime Brokerage LLC|18944
DBA|INVESCO DB AGRIC|LSCI|Lek Securities Corporation|29
DBA|INVESCO DB AGRIC|MACC|Mid Atlantic Capital Corporation|13
DBA|INVESCO DB AGRIC|MAXM|Maxim Group LLC|2262
DBA|INVESCO DB AGRIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|141802
DBA|INVESCO DB AGRIC|MOTF|MOTIF INVESTING, INC.|2
DBA|INVESCO DB AGRIC|MSCO|MORGAN STANLEY & CO. LLC|216670
DBA|INVESCO DB AGRIC|MSPL|MORGAN STANLEY & CO. LLC|115900
DBA|INVESCO DB AGRIC|MSTX|MORGAN STANLEY & CO. LLC|600
DBA|INVESCO DB AGRIC|NFSC|National Financial Services LLC|599725
DBA|INVESCO DB AGRIC|NITE|VIRTU Americas LLC|944117
DBA|INVESCO DB AGRIC|NITP|VIRTU Americas LLC|131197
DBA|INVESCO DB AGRIC|NQRB|Brut, LLC|1300
DBA|INVESCO DB AGRIC|NTBF|BMO Nesbitt Burns Inc./CDS|492
DBA|INVESCO DB AGRIC|OLDM|OLD MISSION CAPITAL, LLC|95244
DBA|INVESCO DB AGRIC|OPCO|Oppenheimer & Co. Inc.|5300
DBA|INVESCO DB AGRIC|PDQM|CODA MARKETS, INC.|3162
DBA|INVESCO DB AGRIC|PHLY|NASDAQ Execution Services, LLC|1200
DBA|INVESCO DB AGRIC|PWJC|UBS Financial Services, Inc.|18000
DBA|INVESCO DB AGRIC|QMSR|QUATTRO M SECURITIES INC.|12100
DBA|INVESCO DB AGRIC|RBCM|RBC CAPITAL MARKETS, LLC|22345
DBA|INVESCO DB AGRIC|SAGL|SAGETRADER, LLC|200
DBA|INVESCO DB AGRIC|SBSH|Citigroup Global Markets Inc.|65228
DBA|INVESCO DB AGRIC|SEIC|SEI Investments Distribution Co.|277
DBA|INVESCO DB AGRIC|SGMT|GOLDMAN SACHS & CO. LLC|68644
DBA|INVESCO DB AGRIC|SHMR|ABN Amro Clearing LLC|604054
DBA|INVESCO DB AGRIC|STFL|Stifel, Nicolaus & Company, Incorporated|5000
DBA|INVESCO DB AGRIC|SWIM|TD Ameritrade, Inc.|59608
DBA|INVESCO DB AGRIC|TKNG|ALLY INVEST SECURITIES LLC|1286
DBA|INVESCO DB AGRIC|TRBT|Tradebot Systems, Inc.|3460
DBA|INVESCO DB AGRIC|TRCM|TRC MARKETS LLC|200
DBA|INVESCO DB AGRIC|TWTT|TASTYWORKS, INC.|950
DBA|INVESCO DB AGRIC|UBSA|UBS SECURITIES LLC|234116
DBA|INVESCO DB AGRIC|UBSS|UBS Securities LLC|560322
DBA|INVESCO DB AGRIC|VALX|VIRTU AMERICAS LLC|34312
DBA|INVESCO DB AGRIC|VGRD|Vanguard Marketing Corporation|50497
DBA|INVESCO DB AGRIC|VSIN|Vision Financial Markets Llc|1
DBA|INVESCO DB AGRIC|WBET|Wallachbeth Capital LLC|163834
DBA|INVESCO DB AGRIC|WCHV|WELLS FARGO SECURITIES, LLC|59749
DBA|INVESCO DB AGRIC|WEDB|WEDBUSH SECURITIES INC.|21
DBA|INVESCO DB AGRIC|WEED|Weeden & Co.L.P.|10
DBA|INVESCO DB AGRIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17434
DBA|INVESCO DB AGRIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|95979
DBA|INVESCO DB AGRIC|WGIF|CIBC World Markets Inc.|200
DBA|INVESCO DB AGRIC|WSEA|WOLVERINE SECURITIES, LLC|7726
DBA|INVESCO DB AGRIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6470
DBA|INVESCO DB AGRIC|YKNA|COMHAR CAPITAL MARKETS, LLC|312
DBA|INVESCO DB AGRIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27043
DBAP|XTRACKERS MSCI ASIA|APCC|Apex Clearing Corporation|3
DBAP|XTRACKERS MSCI ASIA|CTDL|Citadel Derivatives Group Llc|201
DBAP|XTRACKERS MSCI ASIA|ETRS|E*Trade Securities LLC|1
DBAP|XTRACKERS MSCI ASIA|IBKR|Interactive Brokers Llc|415
DBAP|XTRACKERS MSCI ASIA|NFSC|National Financial Services LLC|5
DBAP|XTRACKERS MSCI ASIA|NITE|VIRTU Americas LLC|9
DBAP|XTRACKERS MSCI ASIA|NITP|VIRTU Americas LLC|3200
DBAP|XTRACKERS MSCI ASIA|UBSA|UBS SECURITIES LLC|100
DBAP|XTRACKERS MSCI ASIA|UBSS|UBS Securities LLC|115
DBAP|XTRACKERS MSCI ASIA|VGRD|Vanguard Marketing Corporation|115
DBAP|XTRACKERS MSCI ASIA|WSEA|WOLVERINE SECURITIES, LLC|1
DBAW|XTRACKERS MSCI ALL W|APCC|Apex Clearing Corporation|10
DBAW|XTRACKERS MSCI ALL W|BARD|Robert W. Baird & Co. Incorporated|26
DBAW|XTRACKERS MSCI ALL W|BBNT|BB&T SECURITIES, LLC|948
DBAW|XTRACKERS MSCI ALL W|BKMM|BNY MELLON CAPITAL MARKETS, LLC|863
DBAW|XTRACKERS MSCI ALL W|CANT|Cantor Fitzgerald & Co.|41258
DBAW|XTRACKERS MSCI ALL W|CHAS|Charles Schwab & Co., Inc.|5
DBAW|XTRACKERS MSCI ALL W|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10200
DBAW|XTRACKERS MSCI ALL W|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19776
DBAW|XTRACKERS MSCI ALL W|DEAN|MORGAN STANLEY|313
DBAW|XTRACKERS MSCI ALL W|ETRS|E*Trade Securities LLC|68
DBAW|XTRACKERS MSCI ALL W|FLTU|FLOW TRADERS US LLC|33407
DBAW|XTRACKERS MSCI ALL W|GEBB|GLOBAL EXECUTION BROKERS, LP|11700
DBAW|XTRACKERS MSCI ALL W|GSCO|GOLDMAN SACHS & CO. LLC|800
DBAW|XTRACKERS MSCI ALL W|GSLT|GOLDMAN SACHS & CO. LLC|200
DBAW|XTRACKERS MSCI ALL W|HRBF|American Enterprise Investment Services Inc.|6789
DBAW|XTRACKERS MSCI ALL W|INCA|INSTINET, LLC|8100
DBAW|XTRACKERS MSCI ALL W|JSJX|JANE STREET CAPITAL LLC|23997
DBAW|XTRACKERS MSCI ALL W|KCGM|VIRTU Americas LLC|242
DBAW|XTRACKERS MSCI ALL W|LEHM|Barclays Capital Inc./Le|400
DBAW|XTRACKERS MSCI ALL W|LIME|Lime Brokerage LLC|2709
DBAW|XTRACKERS MSCI ALL W|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|642
DBAW|XTRACKERS MSCI ALL W|MSCO|MORGAN STANLEY & CO. LLC|55970
DBAW|XTRACKERS MSCI ALL W|MSPL|MORGAN STANLEY & CO. LLC|600
DBAW|XTRACKERS MSCI ALL W|NFSC|National Financial Services LLC|4298
DBAW|XTRACKERS MSCI ALL W|NITE|VIRTU Americas LLC|28426
DBAW|XTRACKERS MSCI ALL W|RBCM|RBC CAPITAL MARKETS, LLC|15964
DBAW|XTRACKERS MSCI ALL W|SBSH|Citigroup Global Markets Inc.|22326
DBAW|XTRACKERS MSCI ALL W|UBSA|UBS SECURITIES LLC|27221
DBAW|XTRACKERS MSCI ALL W|UBSS|UBS Securities LLC|4542
DBAW|XTRACKERS MSCI ALL W|VGRD|Vanguard Marketing Corporation|4
DBAW|XTRACKERS MSCI ALL W|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1020
DBB|INVESCO DB BASE|ALTX|Alternet Securities Inc.|1000
DBB|INVESCO DB BASE|APCC|Apex Clearing Corporation|21
DBB|INVESCO DB BASE|BARD|Robert W. Baird & Co. Incorporated|1513
DBB|INVESCO DB BASE|BATM|CBOE TRADING, INC.|3600
DBB|INVESCO DB BASE|BBNT|BB&T SECURITIES, LLC|33
DBB|INVESCO DB BASE|BERN|Sanford C. Bernstein & Co., LLC|1000
DBB|INVESCO DB BASE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12359
DBB|INVESCO DB BASE|CANT|Cantor Fitzgerald & Co.|9
DBB|INVESCO DB BASE|CHAS|Charles Schwab & Co., Inc.|750
DBB|INVESCO DB BASE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56672
DBB|INVESCO DB BASE|CSIN|Citadel Securities Institutional LLC|52504
DBB|INVESCO DB BASE|DBAX|Deutsche Bank Securities Inc.|2800
DBB|INVESCO DB BASE|DEAN|MORGAN STANLEY|437
DBB|INVESCO DB BASE|DEGS|RONIN PROFESSIONAL LLC|1700
DBB|INVESCO DB BASE|EBXL|EBX LLC|11000
DBB|INVESCO DB BASE|ECUT|CONVERGEX EXECUTION SOLUTIONS|12900
DBB|INVESCO DB BASE|EDJO|Edward D. Jones & Co., L.P.|569
DBB|INVESCO DB BASE|EGAM|CBOE TRADING, INC.|5422
DBB|INVESCO DB BASE|EGXM|CBOE TRADING, INC.|2500
DBB|INVESCO DB BASE|ETBE|Electronic Transaction Clearing, Inc.|800
DBB|INVESCO DB BASE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
DBB|INVESCO DB BASE|ETRS|E*Trade Securities LLC|5949
DBB|INVESCO DB BASE|FBSB|U.S. Bancorp Investments, Inc.|107
DBB|INVESCO DB BASE|FILL|Tradestation Securities, Inc.|6882
DBB|INVESCO DB BASE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|308
DBB|INVESCO DB BASE|FMAF|NBCN Inc./ CDS|1550
DBB|INVESCO DB BASE|FTBR|Foliofn Investments, Inc.|10098
DBB|INVESCO DB BASE|GBMT|GBM International, Inc.|13913
DBB|INVESCO DB BASE|GEBB|GLOBAL EXECUTION BROKERS, LP|8100
DBB|INVESCO DB BASE|GLPX|ACS EXECUTION SERVICES, LLC|92283
DBB|INVESCO DB BASE|GSCO|GOLDMAN SACHS & CO. LLC|94611
DBB|INVESCO DB BASE|GSCS|GOLDMAN SACHS & CO. LLC|200
DBB|INVESCO DB BASE|GSLT|GOLDMAN SACHS & CO. LLC|2700
DBB|INVESCO DB BASE|GTSZ|GTS SECURITIES LLC|100
DBB|INVESCO DB BASE|HRBF|American Enterprise Investment Services Inc.|6040
DBB|INVESCO DB BASE|IATS|INTERACTIVE BROKERS LLC|3536
DBB|INVESCO DB BASE|IBKR|Interactive Brokers Llc|114880
DBB|INVESCO DB BASE|ICBX|INSTINET, LLC|3710
DBB|INVESCO DB BASE|INCA|INSTINET, LLC|34646
DBB|INVESCO DB BASE|INJX|INSTINET, LLC|1404
DBB|INVESCO DB BASE|ITGI|ITG Inc.|26930
DBB|INVESCO DB BASE|ITGP|ITG INC.|800
DBB|INVESCO DB BASE|JEFF|JEFFERIES LLC|128
DBB|INVESCO DB BASE|JMPT|JUMP TRADING, LLC|547
DBB|INVESCO DB BASE|JPMX|J.P. Morgan Securities LLC|1800
DBB|INVESCO DB BASE|JSEB|JANE STREET EXECUTION SERVICES, LLC|579327
DBB|INVESCO DB BASE|JSJX|JANE STREET CAPITAL LLC|277771
DBB|INVESCO DB BASE|KCGM|VIRTU Americas LLC|1666
DBB|INVESCO DB BASE|LEHM|Barclays Capital Inc./Le|10640
DBB|INVESCO DB BASE|LIME|Lime Brokerage LLC|2964
DBB|INVESCO DB BASE|MACQ|Macquarie Capital (USA) Inc.|2400
DBB|INVESCO DB BASE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16400
DBB|INVESCO DB BASE|MOTF|MOTIF INVESTING, INC.|2
DBB|INVESCO DB BASE|MSCO|MORGAN STANLEY & CO. LLC|30860
DBB|INVESCO DB BASE|MSPL|MORGAN STANLEY & CO. LLC|600
DBB|INVESCO DB BASE|NFSC|National Financial Services LLC|81852
DBB|INVESCO DB BASE|NITE|VIRTU Americas LLC|322436
DBB|INVESCO DB BASE|NITP|VIRTU Americas LLC|7450
DBB|INVESCO DB BASE|NQRB|Brut, LLC|185
DBB|INVESCO DB BASE|OLDM|OLD MISSION CAPITAL, LLC|2400
DBB|INVESCO DB BASE|OPCO|Oppenheimer & Co. Inc.|100
DBB|INVESCO DB BASE|PDQM|CODA MARKETS, INC.|85662
DBB|INVESCO DB BASE|PHLY|NASDAQ Execution Services, LLC|200
DBB|INVESCO DB BASE|RBCM|RBC CAPITAL MARKETS, LLC|1793
DBB|INVESCO DB BASE|SBSH|Citigroup Global Markets Inc.|17320
DBB|INVESCO DB BASE|SGMT|GOLDMAN SACHS & CO. LLC|7252
DBB|INVESCO DB BASE|SHMR|ABN Amro Clearing LLC|47958
DBB|INVESCO DB BASE|STFL|Stifel, Nicolaus & Company, Incorporated|3516
DBB|INVESCO DB BASE|SWIM|TD Ameritrade, Inc.|10114
DBB|INVESCO DB BASE|SWST|Hilltop Securities Inc.|220
DBB|INVESCO DB BASE|TKNG|ALLY INVEST SECURITIES LLC|322
DBB|INVESCO DB BASE|TWTT|TASTYWORKS, INC.|100
DBB|INVESCO DB BASE|UBSA|UBS SECURITIES LLC|48865
DBB|INVESCO DB BASE|UBSS|UBS Securities LLC|80073
DBB|INVESCO DB BASE|VGRD|Vanguard Marketing Corporation|4192
DBB|INVESCO DB BASE|WBET|Wallachbeth Capital LLC|12233
DBB|INVESCO DB BASE|WCHV|WELLS FARGO SECURITIES, LLC|61582
DBB|INVESCO DB BASE|WEDB|WEDBUSH SECURITIES INC.|15
DBB|INVESCO DB BASE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|422
DBB|INVESCO DB BASE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|113
DBB|INVESCO DB BASE|WGIF|CIBC World Markets Inc.|400
DBB|INVESCO DB BASE|WSEA|WOLVERINE SECURITIES, LLC|818
DBB|INVESCO DB BASE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24867
DBC|INVESCO DB COMMODITY|ABLE|NATIXIS Securities Americas LLC|2095
DBC|INVESCO DB COMMODITY|ALTX|Alternet Securities Inc.|31437
DBC|INVESCO DB COMMODITY|APCC|Apex Clearing Corporation|37431
DBC|INVESCO DB COMMODITY|BARD|Robert W. Baird & Co. Incorporated|9713
DBC|INVESCO DB COMMODITY|BBNT|BB&T SECURITIES, LLC|234
DBC|INVESCO DB COMMODITY|BERN|Sanford C. Bernstein & Co., LLC|122750
DBC|INVESCO DB COMMODITY|BIDS|BIDS TRADING L.P.|100
DBC|INVESCO DB COMMODITY|BIMI|Banca IMI Securities Corp.|1000
DBC|INVESCO DB COMMODITY|BKCM|BNY Mellon Capital Markets LLC|1967
DBC|INVESCO DB COMMODITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|127297
DBC|INVESCO DB COMMODITY|BLTK|Bulltick, Llc|640
DBC|INVESCO DB COMMODITY|BNPX|BNP PARIBAS SECURITIES CORP.|218
DBC|INVESCO DB COMMODITY|CANT|Cantor Fitzgerald & Co.|679688
DBC|INVESCO DB COMMODITY|CHAS|Charles Schwab & Co., Inc.|11428
DBC|INVESCO DB COMMODITY|CICF|Canaccord Genuity Corp.|6259
DBC|INVESCO DB COMMODITY|CIST|Capital Institutional Services, Inc.|1622
DBC|INVESCO DB COMMODITY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18639
DBC|INVESCO DB COMMODITY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|221
DBC|INVESCO DB COMMODITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|483578
DBC|INVESCO DB COMMODITY|CSIN|Citadel Securities Institutional LLC|481538
DBC|INVESCO DB COMMODITY|CTDL|Citadel Derivatives Group Llc|749263
DBC|INVESCO DB COMMODITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|17136
DBC|INVESCO DB COMMODITY|DADA|D.A. Davidson & Co.|800
DBC|INVESCO DB COMMODITY|DAVA|Davenport & Company LLC|250
DBC|INVESCO DB COMMODITY|DBAB|Deutsche Bank Securities Inc.|15904
DBC|INVESCO DB COMMODITY|DBAX|Deutsche Bank Securities Inc.|186200
DBC|INVESCO DB COMMODITY|DEAN|MORGAN STANLEY|61979
DBC|INVESCO DB COMMODITY|DEGS|RONIN PROFESSIONAL LLC|5000
DBC|INVESCO DB COMMODITY|EBXL|EBX LLC|285900
DBC|INVESCO DB COMMODITY|ECUT|CONVERGEX EXECUTION SOLUTIONS|7408
DBC|INVESCO DB COMMODITY|EDJC|Edward Jones / CDS|450
DBC|INVESCO DB COMMODITY|EDJO|Edward D. Jones & Co., L.P.|1707
DBC|INVESCO DB COMMODITY|EGAM|CBOE TRADING, INC.|33501
DBC|INVESCO DB COMMODITY|EGAW|CBOE TRADING, INC.|10100
DBC|INVESCO DB COMMODITY|EGXM|CBOE TRADING, INC.|100
DBC|INVESCO DB COMMODITY|ETBE|Electronic Transaction Clearing, Inc.|81954
DBC|INVESCO DB COMMODITY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
DBC|INVESCO DB COMMODITY|ETRS|E*Trade Securities LLC|196849
DBC|INVESCO DB COMMODITY|FBSB|U.S. Bancorp Investments, Inc.|2679
DBC|INVESCO DB COMMODITY|FILL|Tradestation Securities, Inc.|18407
DBC|INVESCO DB COMMODITY|FINX|FINTECH SECURITIES|200
DBC|INVESCO DB COMMODITY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|56200
DBC|INVESCO DB COMMODITY|FMAF|NBCN Inc./ CDS|8419
DBC|INVESCO DB COMMODITY|FQLS|Quantlab Securities LP|21799
DBC|INVESCO DB COMMODITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27670
DBC|INVESCO DB COMMODITY|FTBR|Foliofn Investments, Inc.|53324
DBC|INVESCO DB COMMODITY|GBMT|GBM International, Inc.|24121
DBC|INVESCO DB COMMODITY|GEBB|GLOBAL EXECUTION BROKERS, LP|53414
DBC|INVESCO DB COMMODITY|GFIS|GFI Securities LLC|50000
DBC|INVESCO DB COMMODITY|GLIS|TD Securities Inc|1598
DBC|INVESCO DB COMMODITY|GLPX|ACS EXECUTION SERVICES, LLC|112937
DBC|INVESCO DB COMMODITY|GSCO|GOLDMAN SACHS & CO. LLC|353369
DBC|INVESCO DB COMMODITY|GSCS|GOLDMAN SACHS & CO. LLC|6647
DBC|INVESCO DB COMMODITY|GSLT|GOLDMAN SACHS & CO. LLC|90412
DBC|INVESCO DB COMMODITY|GTSZ|GTS SECURITIES LLC|20903
DBC|INVESCO DB COMMODITY|HRBF|American Enterprise Investment Services Inc.|130118
DBC|INVESCO DB COMMODITY|HSBC|HSBC Securities, Inc.|2000
DBC|INVESCO DB COMMODITY|IATS|INTERACTIVE BROKERS LLC|576278
DBC|INVESCO DB COMMODITY|IBKR|Interactive Brokers Llc|2268895
DBC|INVESCO DB COMMODITY|ICBX|INSTINET, LLC|245859
DBC|INVESCO DB COMMODITY|INCA|INSTINET, LLC|149374
DBC|INVESCO DB COMMODITY|INJX|INSTINET, LLC|3400
DBC|INVESCO DB COMMODITY|ITGI|ITG Inc.|52802
DBC|INVESCO DB COMMODITY|ITGP|ITG INC.|153200
DBC|INVESCO DB COMMODITY|JEFF|JEFFERIES LLC|114726
DBC|INVESCO DB COMMODITY|JMPT|JUMP TRADING, LLC|37316
DBC|INVESCO DB COMMODITY|JPBX|J.P. MORGAN SECURITIES LLC|300
DBC|INVESCO DB COMMODITY|JPMX|J.P. Morgan Securities LLC|703198
DBC|INVESCO DB COMMODITY|JSEB|JANE STREET EXECUTION SERVICES, LLC|6673470
DBC|INVESCO DB COMMODITY|JSJX|JANE STREET CAPITAL LLC|3829081
DBC|INVESCO DB COMMODITY|KCGM|VIRTU Americas LLC|147206
DBC|INVESCO DB COMMODITY|LEHM|Barclays Capital Inc./Le|1415234
DBC|INVESCO DB COMMODITY|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|83157
DBC|INVESCO DB COMMODITY|LIME|Lime Brokerage LLC|21101
DBC|INVESCO DB COMMODITY|LSCI|Lek Securities Corporation|150
DBC|INVESCO DB COMMODITY|MACC|Mid Atlantic Capital Corporation|4263
DBC|INVESCO DB COMMODITY|MAXM|Maxim Group LLC|67060
DBC|INVESCO DB COMMODITY|MBTS|ALLY INVEST SECURITIES LLC|245
DBC|INVESCO DB COMMODITY|MCMF|Raymond James Ltd. Cds|360
DBC|INVESCO DB COMMODITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|733992
DBC|INVESCO DB COMMODITY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9200
DBC|INVESCO DB COMMODITY|MOTF|MOTIF INVESTING, INC.|137
DBC|INVESCO DB COMMODITY|MSCO|MORGAN STANLEY & CO. LLC|816893
DBC|INVESCO DB COMMODITY|MSPL|MORGAN STANLEY & CO. LLC|254700
DBC|INVESCO DB COMMODITY|MSTX|MORGAN STANLEY & CO. LLC|6400
DBC|INVESCO DB COMMODITY|NBCS|NBC Securities, INC.|150
DBC|INVESCO DB COMMODITY|NEUB|NEUBERGER BERMAN BD LLC|981
DBC|INVESCO DB COMMODITY|NFSC|National Financial Services LLC|1068801
DBC|INVESCO DB COMMODITY|NITE|VIRTU Americas LLC|2547836
DBC|INVESCO DB COMMODITY|NITP|VIRTU Americas LLC|598383
DBC|INVESCO DB COMMODITY|NTBF|BMO Nesbitt Burns Inc./CDS|49244
DBC|INVESCO DB COMMODITY|NTRC|Northern Trust Securities, Inc.|1794
DBC|INVESCO DB COMMODITY|OLDM|OLD MISSION CAPITAL, LLC|100459
DBC|INVESCO DB COMMODITY|OPCO|Oppenheimer & Co. Inc.|2865
DBC|INVESCO DB COMMODITY|PCPT|PHILLIP CAPITAL INC.|200
DBC|INVESCO DB COMMODITY|PDQM|CODA MARKETS, INC.|55291
DBC|INVESCO DB COMMODITY|PICT|Pictet Overseas Inc.|553
DBC|INVESCO DB COMMODITY|PWJC|UBS Financial Services, Inc.|57755
DBC|INVESCO DB COMMODITY|QMSR|QUATTRO M SECURITIES INC.|54552
DBC|INVESCO DB COMMODITY|RBCM|RBC CAPITAL MARKETS, LLC|23702
DBC|INVESCO DB COMMODITY|SALI|INTL FCSTONE FINANCIAL INC.|134
DBC|INVESCO DB COMMODITY|SBSH|Citigroup Global Markets Inc.|9094
DBC|INVESCO DB COMMODITY|SEIC|SEI Investments Distribution Co.|30237
DBC|INVESCO DB COMMODITY|SGMT|GOLDMAN SACHS & CO. LLC|200534
DBC|INVESCO DB COMMODITY|SHMR|ABN Amro Clearing LLC|81044
DBC|INVESCO DB COMMODITY|SPHN|Stephens Inc.|1590
DBC|INVESCO DB COMMODITY|STFL|Stifel, Nicolaus & Company, Incorporated|2686
DBC|INVESCO DB COMMODITY|STKP|STOCKPILE INVESTMENTS, INC.|28
DBC|INVESCO DB COMMODITY|SWIM|TD Ameritrade, Inc.|134624
DBC|INVESCO DB COMMODITY|SWST|Hilltop Securities Inc.|1420
DBC|INVESCO DB COMMODITY|TKNG|ALLY INVEST SECURITIES LLC|2465
DBC|INVESCO DB COMMODITY|TRBT|Tradebot Systems, Inc.|168857
DBC|INVESCO DB COMMODITY|TRCM|TRC MARKETS LLC|2039489
DBC|INVESCO DB COMMODITY|TWTT|TASTYWORKS, INC.|500
DBC|INVESCO DB COMMODITY|UBSA|UBS SECURITIES LLC|1204840
DBC|INVESCO DB COMMODITY|UBSS|UBS Securities LLC|930471
DBC|INVESCO DB COMMODITY|VALX|VIRTU AMERICAS LLC|135438
DBC|INVESCO DB COMMODITY|VGRD|Vanguard Marketing Corporation|134102
DBC|INVESCO DB COMMODITY|WBLR|WILLIAM BLAIR|756
DBC|INVESCO DB COMMODITY|WCHV|WELLS FARGO SECURITIES, LLC|345463
DBC|INVESCO DB COMMODITY|WEDB|WEDBUSH SECURITIES INC.|95
DBC|INVESCO DB COMMODITY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7833
DBC|INVESCO DB COMMODITY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|97571
DBC|INVESCO DB COMMODITY|WGIF|CIBC World Markets Inc.|22
DBC|INVESCO DB COMMODITY|WSEA|WOLVERINE SECURITIES, LLC|15323
DBC|INVESCO DB COMMODITY|XSTM|NATIONAL FINANCIAL SERVICES LLC|10400
DBC|INVESCO DB COMMODITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1037256
DBD|DIEBOLD NIXDORF INC.|ACLN|ALEXANDER CAPITAL, L.P.|1500
DBD|DIEBOLD NIXDORF INC.|AGIS|Aegis Capital Corp.|2800
DBD|DIEBOLD NIXDORF INC.|ALTX|Alternet Securities Inc.|1400
DBD|DIEBOLD NIXDORF INC.|ANOS|ABEL/NOSER, L.L.C.|7900
DBD|DIEBOLD NIXDORF INC.|APCC|Apex Clearing Corporation|6166
DBD|DIEBOLD NIXDORF INC.|AQUA|AQUA SECURITIES L.P.|4500
DBD|DIEBOLD NIXDORF INC.|BARD|Robert W. Baird & Co. Incorporated|21246
DBD|DIEBOLD NIXDORF INC.|BATM|CBOE TRADING, INC.|4979
DBD|DIEBOLD NIXDORF INC.|BAYT|BTIG, LLC|1000
DBD|DIEBOLD NIXDORF INC.|BBNT|BB&T SECURITIES, LLC|7045
DBD|DIEBOLD NIXDORF INC.|BERN|Sanford C. Bernstein & Co., LLC|21539
DBD|DIEBOLD NIXDORF INC.|BIDS|BIDS TRADING L.P.|500
DBD|DIEBOLD NIXDORF INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10646
DBD|DIEBOLD NIXDORF INC.|BLKX|INSTINET, LLC|28300
DBD|DIEBOLD NIXDORF INC.|BNPX|BNP PARIBAS SECURITIES CORP.|18094
DBD|DIEBOLD NIXDORF INC.|BRGE|Newbridge Securities Corp.|1100
DBD|DIEBOLD NIXDORF INC.|BRVL|BLAYLOCK VAN, LLC|3700
DBD|DIEBOLD NIXDORF INC.|BTIG|BTIG, LLC|454
DBD|DIEBOLD NIXDORF INC.|BYXM|CBOE TRADING, INC.|599
DBD|DIEBOLD NIXDORF INC.|CANT|Cantor Fitzgerald & Co.|16411
DBD|DIEBOLD NIXDORF INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|18968
DBD|DIEBOLD NIXDORF INC.|CHAS|Charles Schwab & Co., Inc.|1666
DBD|DIEBOLD NIXDORF INC.|CICF|Canaccord Genuity Corp.|4000
DBD|DIEBOLD NIXDORF INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|361119
DBD|DIEBOLD NIXDORF INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6200
DBD|DIEBOLD NIXDORF INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|543036
DBD|DIEBOLD NIXDORF INC.|CTDL|Citadel Derivatives Group Llc|6977
DBD|DIEBOLD NIXDORF INC.|CTLR|CUTLER GROUP, LP|800
DBD|DIEBOLD NIXDORF INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|167234
DBD|DIEBOLD NIXDORF INC.|DAVA|Davenport & Company LLC|1400
DBD|DIEBOLD NIXDORF INC.|DBAB|Deutsche Bank Securities Inc.|62709
DBD|DIEBOLD NIXDORF INC.|DBAX|Deutsche Bank Securities Inc.|847600
DBD|DIEBOLD NIXDORF INC.|DEAN|MORGAN STANLEY|12104
DBD|DIEBOLD NIXDORF INC.|DEGS|RONIN PROFESSIONAL LLC|1100
DBD|DIEBOLD NIXDORF INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|732
DBD|DIEBOLD NIXDORF INC.|EBXL|EBX LLC|269600
DBD|DIEBOLD NIXDORF INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|55201
DBD|DIEBOLD NIXDORF INC.|EDJO|Edward D. Jones & Co., L.P.|17908
DBD|DIEBOLD NIXDORF INC.|EGAM|CBOE TRADING, INC.|11113
DBD|DIEBOLD NIXDORF INC.|EGXM|CBOE TRADING, INC.|3720
DBD|DIEBOLD NIXDORF INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|24123
DBD|DIEBOLD NIXDORF INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|602
DBD|DIEBOLD NIXDORF INC.|ETRS|E*Trade Securities LLC|110368
DBD|DIEBOLD NIXDORF INC.|FILL|Tradestation Securities, Inc.|13895
DBD|DIEBOLD NIXDORF INC.|FMAF|NBCN Inc./ CDS|564
DBD|DIEBOLD NIXDORF INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15426
DBD|DIEBOLD NIXDORF INC.|FQLS|Quantlab Securities LP|149093
DBD|DIEBOLD NIXDORF INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|129951
DBD|DIEBOLD NIXDORF INC.|FTBR|Foliofn Investments, Inc.|2260
DBD|DIEBOLD NIXDORF INC.|GLIS|TD Securities Inc|4442
DBD|DIEBOLD NIXDORF INC.|GLPX|ACS EXECUTION SERVICES, LLC|2450
DBD|DIEBOLD NIXDORF INC.|GSCO|GOLDMAN SACHS & CO. LLC|894159
DBD|DIEBOLD NIXDORF INC.|GSCS|GOLDMAN SACHS & CO. LLC|19948
DBD|DIEBOLD NIXDORF INC.|GSLT|GOLDMAN SACHS & CO. LLC|757
DBD|DIEBOLD NIXDORF INC.|GTSZ|GTS SECURITIES LLC|78377
DBD|DIEBOLD NIXDORF INC.|HRBF|American Enterprise Investment Services Inc.|32349
DBD|DIEBOLD NIXDORF INC.|IATS|INTERACTIVE BROKERS LLC|77254
DBD|DIEBOLD NIXDORF INC.|IBKR|Interactive Brokers Llc|38561
DBD|DIEBOLD NIXDORF INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6726
DBD|DIEBOLD NIXDORF INC.|ICBX|INSTINET, LLC|194811
DBD|DIEBOLD NIXDORF INC.|IEQY|CITADEL SECURITIES LLC|5382
DBD|DIEBOLD NIXDORF INC.|IMPC|Imperial Capital, LLC|9300
DBD|DIEBOLD NIXDORF INC.|INCA|INSTINET, LLC|253215
DBD|DIEBOLD NIXDORF INC.|INJX|INSTINET, LLC|3203
DBD|DIEBOLD NIXDORF INC.|ITGI|ITG Inc.|110572
DBD|DIEBOLD NIXDORF INC.|ITGP|ITG INC.|512400
DBD|DIEBOLD NIXDORF INC.|JANY|Janney Montgomery Scott Inc.|18879
DBD|DIEBOLD NIXDORF INC.|JEFF|JEFFERIES LLC|224890
DBD|DIEBOLD NIXDORF INC.|JMPT|JUMP TRADING, LLC|8329
DBD|DIEBOLD NIXDORF INC.|JONE|JonesTrading|2162
DBD|DIEBOLD NIXDORF INC.|JPBX|J.P. MORGAN SECURITIES LLC|42271
DBD|DIEBOLD NIXDORF INC.|JPMX|J.P. Morgan Securities LLC|957165
DBD|DIEBOLD NIXDORF INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|1800
DBD|DIEBOLD NIXDORF INC.|JSJX|JANE STREET CAPITAL LLC|4078
DBD|DIEBOLD NIXDORF INC.|KCGM|VIRTU Americas LLC|73495
DBD|DIEBOLD NIXDORF INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|231831
DBD|DIEBOLD NIXDORF INC.|LEHM|Barclays Capital Inc./Le|478758
DBD|DIEBOLD NIXDORF INC.|LIME|Lime Brokerage LLC|9315
DBD|DIEBOLD NIXDORF INC.|LQNA|LIQUIDNET, INC.|61300
DBD|DIEBOLD NIXDORF INC.|LSCI|Lek Securities Corporation|43080
DBD|DIEBOLD NIXDORF INC.|MACQ|Macquarie Capital (USA) Inc.|12330
DBD|DIEBOLD NIXDORF INC.|MAXM|Maxim Group LLC|48968
DBD|DIEBOLD NIXDORF INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|761930
DBD|DIEBOLD NIXDORF INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|16856
DBD|DIEBOLD NIXDORF INC.|MNDX|TJM Investments, LLC|2047
DBD|DIEBOLD NIXDORF INC.|MSCO|MORGAN STANLEY & CO. LLC|713277
DBD|DIEBOLD NIXDORF INC.|MSPL|MORGAN STANLEY & CO. LLC|1065700
DBD|DIEBOLD NIXDORF INC.|MSTX|MORGAN STANLEY & CO. LLC|428600
DBD|DIEBOLD NIXDORF INC.|NEUB|NEUBERGER BERMAN BD LLC|805
DBD|DIEBOLD NIXDORF INC.|NFSC|National Financial Services LLC|747587
DBD|DIEBOLD NIXDORF INC.|NITE|VIRTU Americas LLC|960659
DBD|DIEBOLD NIXDORF INC.|NITP|VIRTU Americas LLC|103504
DBD|DIEBOLD NIXDORF INC.|NQRB|Brut, LLC|1200
DBD|DIEBOLD NIXDORF INC.|NTRC|Northern Trust Securities, Inc.|5020
DBD|DIEBOLD NIXDORF INC.|OHOS|TWO SIGMA SECURITIES, LLC|17483
DBD|DIEBOLD NIXDORF INC.|OPCO|Oppenheimer & Co. Inc.|8924
DBD|DIEBOLD NIXDORF INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
DBD|DIEBOLD NIXDORF INC.|PDQM|CODA MARKETS, INC.|123163
DBD|DIEBOLD NIXDORF INC.|PHLY|NASDAQ Execution Services, LLC|1000
DBD|DIEBOLD NIXDORF INC.|PIPR|Piper Jaffray & Co.|1000
DBD|DIEBOLD NIXDORF INC.|PWJC|UBS Financial Services, Inc.|865
DBD|DIEBOLD NIXDORF INC.|QMSR|QUATTRO M SECURITIES INC.|423
DBD|DIEBOLD NIXDORF INC.|RBCM|RBC CAPITAL MARKETS, LLC|88071
DBD|DIEBOLD NIXDORF INC.|SAGL|SAGETRADER, LLC|9248
DBD|DIEBOLD NIXDORF INC.|SBRX|MURIEL SIEBERT & CO INC|4
DBD|DIEBOLD NIXDORF INC.|SBSH|Citigroup Global Markets Inc.|68921
DBD|DIEBOLD NIXDORF INC.|SGMT|GOLDMAN SACHS & CO. LLC|473520
DBD|DIEBOLD NIXDORF INC.|SPDR|SPEEDROUTE LLC|25508
DBD|DIEBOLD NIXDORF INC.|SPHN|Stephens Inc.|14348
DBD|DIEBOLD NIXDORF INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|145561
DBD|DIEBOLD NIXDORF INC.|STFL|Stifel, Nicolaus & Company, Incorporated|29747
DBD|DIEBOLD NIXDORF INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1700
DBD|DIEBOLD NIXDORF INC.|SWIM|TD Ameritrade, Inc.|36348
DBD|DIEBOLD NIXDORF INC.|SWST|Hilltop Securities Inc.|9447
DBD|DIEBOLD NIXDORF INC.|TKNG|ALLY INVEST SECURITIES LLC|4804
DBD|DIEBOLD NIXDORF INC.|TRBT|Tradebot Systems, Inc.|17861
DBD|DIEBOLD NIXDORF INC.|TRCM|TRC MARKETS LLC|26700
DBD|DIEBOLD NIXDORF INC.|TWTT|TASTYWORKS, INC.|620
DBD|DIEBOLD NIXDORF INC.|UBSA|UBS SECURITIES LLC|1617164
DBD|DIEBOLD NIXDORF INC.|UBSS|UBS Securities LLC|518054
DBD|DIEBOLD NIXDORF INC.|VALX|VIRTU AMERICAS LLC|81289
DBD|DIEBOLD NIXDORF INC.|VGRD|Vanguard Marketing Corporation|10504
DBD|DIEBOLD NIXDORF INC.|WABR|Wall Street Access|3225
DBD|DIEBOLD NIXDORF INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|300
DBD|DIEBOLD NIXDORF INC.|WCHV|WELLS FARGO SECURITIES, LLC|112888
DBD|DIEBOLD NIXDORF INC.|WEDB|WEDBUSH SECURITIES INC.|13743
DBD|DIEBOLD NIXDORF INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9111
DBD|DIEBOLD NIXDORF INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20040
DBD|DIEBOLD NIXDORF INC.|WHOT|JUST2TRADE, INC.|1408
DBD|DIEBOLD NIXDORF INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|200
DBD|DIEBOLD NIXDORF INC.|WOLF|Wolfe Trahan Securities|1300
DBD|DIEBOLD NIXDORF INC.|WSEA|WOLVERINE SECURITIES, LLC|18227
DBD|DIEBOLD NIXDORF INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
DBD|DIEBOLD NIXDORF INC.|XIST|INSTINET, LLC|68600
DBD|DIEBOLD NIXDORF INC.|XPQR|Jump Trading|100
DBD|DIEBOLD NIXDORF INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|84230
DBD|DIEBOLD NIXDORF INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
DBD|DIEBOLD NIXDORF INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6688
DBE|INVESCO DB EN|ANOS|ABEL/NOSER, L.L.C.|2051
DBE|INVESCO DB EN|APCC|Apex Clearing Corporation|60
DBE|INVESCO DB EN|BARD|Robert W. Baird & Co. Incorporated|998
DBE|INVESCO DB EN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2230
DBE|INVESCO DB EN|CANT|Cantor Fitzgerald & Co.|183
DBE|INVESCO DB EN|CHAS|Charles Schwab & Co., Inc.|217
DBE|INVESCO DB EN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1361
DBE|INVESCO DB EN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
DBE|INVESCO DB EN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22639
DBE|INVESCO DB EN|DBAX|Deutsche Bank Securities Inc.|600
DBE|INVESCO DB EN|DEAN|MORGAN STANLEY|7014
DBE|INVESCO DB EN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
DBE|INVESCO DB EN|EBXL|EBX LLC|900
DBE|INVESCO DB EN|ECUT|CONVERGEX EXECUTION SOLUTIONS|340
DBE|INVESCO DB EN|ETBE|Electronic Transaction Clearing, Inc.|1600
DBE|INVESCO DB EN|ETRS|E*Trade Securities LLC|15768
DBE|INVESCO DB EN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|498400
DBE|INVESCO DB EN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|753
DBE|INVESCO DB EN|FTBR|Foliofn Investments, Inc.|4184
DBE|INVESCO DB EN|GBMT|GBM International, Inc.|1313
DBE|INVESCO DB EN|GSCO|GOLDMAN SACHS & CO. LLC|100
DBE|INVESCO DB EN|GSLT|GOLDMAN SACHS & CO. LLC|6575
DBE|INVESCO DB EN|HRBF|American Enterprise Investment Services Inc.|113
DBE|INVESCO DB EN|IATS|INTERACTIVE BROKERS LLC|1993
DBE|INVESCO DB EN|IBKR|Interactive Brokers Llc|12191
DBE|INVESCO DB EN|ICBX|INSTINET, LLC|1061
DBE|INVESCO DB EN|INCA|INSTINET, LLC|2811
DBE|INVESCO DB EN|ITGI|ITG Inc.|730
DBE|INVESCO DB EN|JEFF|JEFFERIES LLC|169
DBE|INVESCO DB EN|JPMX|J.P. Morgan Securities LLC|1974
DBE|INVESCO DB EN|JSJX|JANE STREET CAPITAL LLC|110561
DBE|INVESCO DB EN|KCGM|VIRTU Americas LLC|500
DBE|INVESCO DB EN|LEHM|Barclays Capital Inc./Le|10600
DBE|INVESCO DB EN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2664
DBE|INVESCO DB EN|MOTF|MOTIF INVESTING, INC.|1
DBE|INVESCO DB EN|MSCO|MORGAN STANLEY & CO. LLC|45817
DBE|INVESCO DB EN|MSPL|MORGAN STANLEY & CO. LLC|8100
DBE|INVESCO DB EN|NFSC|National Financial Services LLC|46310
DBE|INVESCO DB EN|NITE|VIRTU Americas LLC|676645
DBE|INVESCO DB EN|NITP|VIRTU Americas LLC|12400
DBE|INVESCO DB EN|NTBF|BMO Nesbitt Burns Inc./CDS|500
DBE|INVESCO DB EN|OPCO|Oppenheimer & Co. Inc.|1399
DBE|INVESCO DB EN|RBCM|RBC CAPITAL MARKETS, LLC|985
DBE|INVESCO DB EN|SGMT|GOLDMAN SACHS & CO. LLC|2047
DBE|INVESCO DB EN|SHMR|ABN Amro Clearing LLC|516897
DBE|INVESCO DB EN|SPHN|Stephens Inc.|597
DBE|INVESCO DB EN|STFL|Stifel, Nicolaus & Company, Incorporated|5783
DBE|INVESCO DB EN|SWIM|TD Ameritrade, Inc.|2288
DBE|INVESCO DB EN|TKNG|ALLY INVEST SECURITIES LLC|90
DBE|INVESCO DB EN|TRCM|TRC MARKETS LLC|200
DBE|INVESCO DB EN|UBSA|UBS SECURITIES LLC|18329
DBE|INVESCO DB EN|UBSS|UBS Securities LLC|23630
DBE|INVESCO DB EN|VGRD|Vanguard Marketing Corporation|4228
DBE|INVESCO DB EN|WCHV|WELLS FARGO SECURITIES, LLC|86104
DBE|INVESCO DB EN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|821
DBE|INVESCO DB EN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4056
DBE|INVESCO DB EN|WGIF|CIBC World Markets Inc.|50
DBE|INVESCO DB EN|WSEA|WOLVERINE SECURITIES, LLC|6015
DBE|INVESCO DB EN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14695
DBEF|XTRACKERS MSCI EAFE|ALTX|Alternet Securities Inc.|54722
DBEF|XTRACKERS MSCI EAFE|APCC|Apex Clearing Corporation|203
DBEF|XTRACKERS MSCI EAFE|BANK|Primevest Financial Services, Inc.|6507
DBEF|XTRACKERS MSCI EAFE|BARD|Robert W. Baird & Co. Incorporated|11859
DBEF|XTRACKERS MSCI EAFE|BATM|CBOE TRADING, INC.|31600
DBEF|XTRACKERS MSCI EAFE|BBNT|BB&T SECURITIES, LLC|217
DBEF|XTRACKERS MSCI EAFE|BERN|Sanford C. Bernstein & Co., LLC|3385
DBEF|XTRACKERS MSCI EAFE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|105170
DBEF|XTRACKERS MSCI EAFE|BNCH|The Benchmark Company, LLC|20593
DBEF|XTRACKERS MSCI EAFE|BYXM|CBOE TRADING, INC.|5900
DBEF|XTRACKERS MSCI EAFE|CANT|Cantor Fitzgerald & Co.|177143
DBEF|XTRACKERS MSCI EAFE|CHAS|Charles Schwab & Co., Inc.|177406
DBEF|XTRACKERS MSCI EAFE|CIST|Capital Institutional Services, Inc.|293
DBEF|XTRACKERS MSCI EAFE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114929
DBEF|XTRACKERS MSCI EAFE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|695454
DBEF|XTRACKERS MSCI EAFE|CSIN|Citadel Securities Institutional LLC|464582
DBEF|XTRACKERS MSCI EAFE|CTDL|Citadel Derivatives Group Llc|1158634
DBEF|XTRACKERS MSCI EAFE|CXCX|CITIGROUP GLOBAL MARKETS INC.|10434
DBEF|XTRACKERS MSCI EAFE|DBAB|Deutsche Bank Securities Inc.|2551
DBEF|XTRACKERS MSCI EAFE|DBAX|Deutsche Bank Securities Inc.|95200
DBEF|XTRACKERS MSCI EAFE|DEAN|MORGAN STANLEY|49284
DBEF|XTRACKERS MSCI EAFE|DEGS|RONIN PROFESSIONAL LLC|100
DBEF|XTRACKERS MSCI EAFE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7251
DBEF|XTRACKERS MSCI EAFE|EBXL|EBX LLC|83200
DBEF|XTRACKERS MSCI EAFE|ECUT|CONVERGEX EXECUTION SOLUTIONS|17913
DBEF|XTRACKERS MSCI EAFE|EDJO|Edward D. Jones & Co., L.P.|2916
DBEF|XTRACKERS MSCI EAFE|EGAM|CBOE TRADING, INC.|6849
DBEF|XTRACKERS MSCI EAFE|EGXM|CBOE TRADING, INC.|53141
DBEF|XTRACKERS MSCI EAFE|EGXW|CBOE TRADING, INC.|7430
DBEF|XTRACKERS MSCI EAFE|ETBE|Electronic Transaction Clearing, Inc.|10138
DBEF|XTRACKERS MSCI EAFE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1600
DBEF|XTRACKERS MSCI EAFE|ETRS|E*Trade Securities LLC|4346
DBEF|XTRACKERS MSCI EAFE|FBSB|U.S. Bancorp Investments, Inc.|1357
DBEF|XTRACKERS MSCI EAFE|FINX|FINTECH SECURITIES|91194
DBEF|XTRACKERS MSCI EAFE|FLTU|FLOW TRADERS US LLC|613785
DBEF|XTRACKERS MSCI EAFE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2763
DBEF|XTRACKERS MSCI EAFE|FTBR|Foliofn Investments, Inc.|25372
DBEF|XTRACKERS MSCI EAFE|GBMT|GBM International, Inc.|910
DBEF|XTRACKERS MSCI EAFE|GEBB|GLOBAL EXECUTION BROKERS, LP|4800
DBEF|XTRACKERS MSCI EAFE|GSCO|GOLDMAN SACHS & CO. LLC|349204
DBEF|XTRACKERS MSCI EAFE|GSLT|GOLDMAN SACHS & CO. LLC|10741
DBEF|XTRACKERS MSCI EAFE|GTSZ|GTS SECURITIES LLC|100
DBEF|XTRACKERS MSCI EAFE|HRBF|American Enterprise Investment Services Inc.|273635
DBEF|XTRACKERS MSCI EAFE|IATS|INTERACTIVE BROKERS LLC|3174
DBEF|XTRACKERS MSCI EAFE|IBKR|Interactive Brokers Llc|11150
DBEF|XTRACKERS MSCI EAFE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
DBEF|XTRACKERS MSCI EAFE|ICBX|INSTINET, LLC|83766
DBEF|XTRACKERS MSCI EAFE|INCA|INSTINET, LLC|80287
DBEF|XTRACKERS MSCI EAFE|ITGI|ITG Inc.|51214
DBEF|XTRACKERS MSCI EAFE|ITGP|ITG INC.|86200
DBEF|XTRACKERS MSCI EAFE|JANY|Janney Montgomery Scott Inc.|30574
DBEF|XTRACKERS MSCI EAFE|JMPT|JUMP TRADING, LLC|13275
DBEF|XTRACKERS MSCI EAFE|JPMX|J.P. Morgan Securities LLC|83811
DBEF|XTRACKERS MSCI EAFE|JSEB|JANE STREET EXECUTION SERVICES, LLC|959247
DBEF|XTRACKERS MSCI EAFE|JSJX|JANE STREET CAPITAL LLC|389615
DBEF|XTRACKERS MSCI EAFE|KCGM|VIRTU Americas LLC|17172
DBEF|XTRACKERS MSCI EAFE|LEHM|Barclays Capital Inc./Le|1082370
DBEF|XTRACKERS MSCI EAFE|LIME|Lime Brokerage LLC|2407
DBEF|XTRACKERS MSCI EAFE|LSCI|Lek Securities Corporation|13
DBEF|XTRACKERS MSCI EAFE|MACC|Mid Atlantic Capital Corporation|14307
DBEF|XTRACKERS MSCI EAFE|MAXM|Maxim Group LLC|10654
DBEF|XTRACKERS MSCI EAFE|MCMF|Raymond James Ltd. Cds|102
DBEF|XTRACKERS MSCI EAFE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120752
DBEF|XTRACKERS MSCI EAFE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8121
DBEF|XTRACKERS MSCI EAFE|MSCO|MORGAN STANLEY & CO. LLC|604428
DBEF|XTRACKERS MSCI EAFE|MSPL|MORGAN STANLEY & CO. LLC|111300
DBEF|XTRACKERS MSCI EAFE|MSTX|MORGAN STANLEY & CO. LLC|1400
DBEF|XTRACKERS MSCI EAFE|NFSC|National Financial Services LLC|948046
DBEF|XTRACKERS MSCI EAFE|NITE|VIRTU Americas LLC|943056
DBEF|XTRACKERS MSCI EAFE|NITP|VIRTU Americas LLC|200
DBEF|XTRACKERS MSCI EAFE|NQRB|Brut, LLC|250
DBEF|XTRACKERS MSCI EAFE|OLDM|OLD MISSION CAPITAL, LLC|42100
DBEF|XTRACKERS MSCI EAFE|OPCO|Oppenheimer & Co. Inc.|17
DBEF|XTRACKERS MSCI EAFE|PWJC|UBS Financial Services, Inc.|367
DBEF|XTRACKERS MSCI EAFE|RBCM|RBC CAPITAL MARKETS, LLC|11220
DBEF|XTRACKERS MSCI EAFE|SBSH|Citigroup Global Markets Inc.|4411
DBEF|XTRACKERS MSCI EAFE|SEIC|SEI Investments Distribution Co.|54122
DBEF|XTRACKERS MSCI EAFE|SGMT|GOLDMAN SACHS & CO. LLC|119469
DBEF|XTRACKERS MSCI EAFE|SPHN|Stephens Inc.|310
DBEF|XTRACKERS MSCI EAFE|STFL|Stifel, Nicolaus & Company, Incorporated|1286
DBEF|XTRACKERS MSCI EAFE|SWIM|TD Ameritrade, Inc.|19
DBEF|XTRACKERS MSCI EAFE|SWST|Hilltop Securities Inc.|13691
DBEF|XTRACKERS MSCI EAFE|TRBT|Tradebot Systems, Inc.|37505
DBEF|XTRACKERS MSCI EAFE|TRCM|TRC MARKETS LLC|579364
DBEF|XTRACKERS MSCI EAFE|UBSA|UBS SECURITIES LLC|494454
DBEF|XTRACKERS MSCI EAFE|UBSS|UBS Securities LLC|389315
DBEF|XTRACKERS MSCI EAFE|VALX|VIRTU AMERICAS LLC|2387
DBEF|XTRACKERS MSCI EAFE|VGRD|Vanguard Marketing Corporation|12119
DBEF|XTRACKERS MSCI EAFE|WBET|Wallachbeth Capital LLC|900540
DBEF|XTRACKERS MSCI EAFE|WCHV|WELLS FARGO SECURITIES, LLC|105270
DBEF|XTRACKERS MSCI EAFE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1107
DBEF|XTRACKERS MSCI EAFE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
DBEF|XTRACKERS MSCI EAFE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|180
DBEF|XTRACKERS MSCI EAFE|WSEA|WOLVERINE SECURITIES, LLC|2641
DBEF|XTRACKERS MSCI EAFE|XSTM|NATIONAL FINANCIAL SERVICES LLC|21346
DBEF|XTRACKERS MSCI EAFE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|105042
DBEM|X-TRKR EM HD|ALTX|Alternet Securities Inc.|900
DBEM|X-TRKR EM HD|BARD|Robert W. Baird & Co. Incorporated|25
DBEM|X-TRKR EM HD|BATM|CBOE TRADING, INC.|800
DBEM|X-TRKR EM HD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|694
DBEM|X-TRKR EM HD|CHAS|Charles Schwab & Co., Inc.|40231
DBEM|X-TRKR EM HD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3984
DBEM|X-TRKR EM HD|CSIN|Citadel Securities Institutional LLC|462415
DBEM|X-TRKR EM HD|CTDL|Citadel Derivatives Group Llc|467164
DBEM|X-TRKR EM HD|DBAX|Deutsche Bank Securities Inc.|7900
DBEM|X-TRKR EM HD|DEAN|MORGAN STANLEY|858
DBEM|X-TRKR EM HD|EBXL|EBX LLC|6800
DBEM|X-TRKR EM HD|EGAM|CBOE TRADING, INC.|700
DBEM|X-TRKR EM HD|EGAW|CBOE TRADING, INC.|200
DBEM|X-TRKR EM HD|ETBE|Electronic Transaction Clearing, Inc.|100
DBEM|X-TRKR EM HD|ETRS|E*Trade Securities LLC|477
DBEM|X-TRKR EM HD|FBSB|U.S. Bancorp Investments, Inc.|778
DBEM|X-TRKR EM HD|FLTU|FLOW TRADERS US LLC|2485
DBEM|X-TRKR EM HD|FTBR|Foliofn Investments, Inc.|5
DBEM|X-TRKR EM HD|HRBF|American Enterprise Investment Services Inc.|17047
DBEM|X-TRKR EM HD|IATS|INTERACTIVE BROKERS LLC|260
DBEM|X-TRKR EM HD|IBKR|Interactive Brokers Llc|1484
DBEM|X-TRKR EM HD|ICBX|INSTINET, LLC|6800
DBEM|X-TRKR EM HD|ITGI|ITG Inc.|1215
DBEM|X-TRKR EM HD|ITGP|ITG INC.|4600
DBEM|X-TRKR EM HD|JPMX|J.P. Morgan Securities LLC|4400
DBEM|X-TRKR EM HD|JSEB|JANE STREET EXECUTION SERVICES, LLC|51756
DBEM|X-TRKR EM HD|JSJX|JANE STREET CAPITAL LLC|13311
DBEM|X-TRKR EM HD|KCGM|VIRTU Americas LLC|3025
DBEM|X-TRKR EM HD|LEHM|Barclays Capital Inc./Le|6200
DBEM|X-TRKR EM HD|LIME|Lime Brokerage LLC|3770
DBEM|X-TRKR EM HD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
DBEM|X-TRKR EM HD|MSCO|MORGAN STANLEY & CO. LLC|8776
DBEM|X-TRKR EM HD|MSPL|MORGAN STANLEY & CO. LLC|400
DBEM|X-TRKR EM HD|NFSC|National Financial Services LLC|41369
DBEM|X-TRKR EM HD|NITE|VIRTU Americas LLC|25815
DBEM|X-TRKR EM HD|OLDM|OLD MISSION CAPITAL, LLC|138
DBEM|X-TRKR EM HD|PDQM|CODA MARKETS, INC.|3216
DBEM|X-TRKR EM HD|SBSH|Citigroup Global Markets Inc.|1600
DBEM|X-TRKR EM HD|SGMT|GOLDMAN SACHS & CO. LLC|1982
DBEM|X-TRKR EM HD|SPDR|SPEEDROUTE LLC|8808
DBEM|X-TRKR EM HD|TRCM|TRC MARKETS LLC|300
DBEM|X-TRKR EM HD|UBSA|UBS SECURITIES LLC|4498
DBEM|X-TRKR EM HD|UBSS|UBS Securities LLC|16729
DBEM|X-TRKR EM HD|VGRD|Vanguard Marketing Corporation|865
DBEM|X-TRKR EM HD|WCHV|WELLS FARGO SECURITIES, LLC|7384
DBEM|X-TRKR EM HD|WSEA|WOLVERINE SECURITIES, LLC|14
DBEM|X-TRKR EM HD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8552
DBEU|XTRACKERS MSCI EUROP|APCC|Apex Clearing Corporation|234
DBEU|XTRACKERS MSCI EUROP|BARD|Robert W. Baird & Co. Incorporated|69
DBEU|XTRACKERS MSCI EUROP|BATM|CBOE TRADING, INC.|20800
DBEU|XTRACKERS MSCI EUROP|BAYC|BAY CREST PARTNERS, LLC|1785
DBEU|XTRACKERS MSCI EUROP|BERN|Sanford C. Bernstein & Co., LLC|2872
DBEU|XTRACKERS MSCI EUROP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49712
DBEU|XTRACKERS MSCI EUROP|BYXM|CBOE TRADING, INC.|5400
DBEU|XTRACKERS MSCI EUROP|CANT|Cantor Fitzgerald & Co.|60028
DBEU|XTRACKERS MSCI EUROP|CHAS|Charles Schwab & Co., Inc.|3517
DBEU|XTRACKERS MSCI EUROP|CIST|Capital Institutional Services, Inc.|6195
DBEU|XTRACKERS MSCI EUROP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21547
DBEU|XTRACKERS MSCI EUROP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
DBEU|XTRACKERS MSCI EUROP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49640
DBEU|XTRACKERS MSCI EUROP|CSIN|Citadel Securities Institutional LLC|21600
DBEU|XTRACKERS MSCI EUROP|CTDL|Citadel Derivatives Group Llc|350787
DBEU|XTRACKERS MSCI EUROP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12424
DBEU|XTRACKERS MSCI EUROP|DADA|D.A. Davidson & Co.|2755
DBEU|XTRACKERS MSCI EUROP|DBAB|Deutsche Bank Securities Inc.|9686
DBEU|XTRACKERS MSCI EUROP|DBAX|Deutsche Bank Securities Inc.|21100
DBEU|XTRACKERS MSCI EUROP|DEAN|MORGAN STANLEY|35753
DBEU|XTRACKERS MSCI EUROP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12600
DBEU|XTRACKERS MSCI EUROP|EBXL|EBX LLC|67500
DBEU|XTRACKERS MSCI EUROP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4061
DBEU|XTRACKERS MSCI EUROP|EDJO|Edward D. Jones & Co., L.P.|174
DBEU|XTRACKERS MSCI EUROP|EGAM|CBOE TRADING, INC.|1125
DBEU|XTRACKERS MSCI EUROP|EGXM|CBOE TRADING, INC.|60300
DBEU|XTRACKERS MSCI EUROP|ETBE|Electronic Transaction Clearing, Inc.|15350
DBEU|XTRACKERS MSCI EUROP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
DBEU|XTRACKERS MSCI EUROP|ETRS|E*Trade Securities LLC|10932
DBEU|XTRACKERS MSCI EUROP|FCST|INTL FCSTONE FINANCIAL INC.|9300
DBEU|XTRACKERS MSCI EUROP|FLTU|FLOW TRADERS US LLC|608783
DBEU|XTRACKERS MSCI EUROP|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1065
DBEU|XTRACKERS MSCI EUROP|FMAF|NBCN Inc./ CDS|160
DBEU|XTRACKERS MSCI EUROP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2900
DBEU|XTRACKERS MSCI EUROP|FTBR|Foliofn Investments, Inc.|7600
DBEU|XTRACKERS MSCI EUROP|GBMT|GBM International, Inc.|17141
DBEU|XTRACKERS MSCI EUROP|GLPX|ACS EXECUTION SERVICES, LLC|10
DBEU|XTRACKERS MSCI EUROP|GSCO|GOLDMAN SACHS & CO. LLC|58127
DBEU|XTRACKERS MSCI EUROP|GSLT|GOLDMAN SACHS & CO. LLC|12255
DBEU|XTRACKERS MSCI EUROP|GTSZ|GTS SECURITIES LLC|800
DBEU|XTRACKERS MSCI EUROP|HRBF|American Enterprise Investment Services Inc.|13324
DBEU|XTRACKERS MSCI EUROP|IATS|INTERACTIVE BROKERS LLC|8369
DBEU|XTRACKERS MSCI EUROP|IBKR|Interactive Brokers Llc|13276
DBEU|XTRACKERS MSCI EUROP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|901
DBEU|XTRACKERS MSCI EUROP|ICBX|INSTINET, LLC|118018
DBEU|XTRACKERS MSCI EUROP|INCA|INSTINET, LLC|54062
DBEU|XTRACKERS MSCI EUROP|ITGI|ITG Inc.|6485
DBEU|XTRACKERS MSCI EUROP|ITGP|ITG INC.|26600
DBEU|XTRACKERS MSCI EUROP|JANY|Janney Montgomery Scott Inc.|5346
DBEU|XTRACKERS MSCI EUROP|JPMX|J.P. Morgan Securities LLC|26654
DBEU|XTRACKERS MSCI EUROP|JSEB|JANE STREET EXECUTION SERVICES, LLC|10977
DBEU|XTRACKERS MSCI EUROP|JSJX|JANE STREET CAPITAL LLC|474605
DBEU|XTRACKERS MSCI EUROP|KCGM|VIRTU Americas LLC|10785
DBEU|XTRACKERS MSCI EUROP|LEHM|Barclays Capital Inc./Le|1005600
DBEU|XTRACKERS MSCI EUROP|LIME|Lime Brokerage LLC|6774
DBEU|XTRACKERS MSCI EUROP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61016
DBEU|XTRACKERS MSCI EUROP|MSCO|MORGAN STANLEY & CO. LLC|278362
DBEU|XTRACKERS MSCI EUROP|MSPL|MORGAN STANLEY & CO. LLC|47000
DBEU|XTRACKERS MSCI EUROP|NFSC|National Financial Services LLC|69763
DBEU|XTRACKERS MSCI EUROP|NITE|VIRTU Americas LLC|194535
DBEU|XTRACKERS MSCI EUROP|NQRB|Brut, LLC|4900
DBEU|XTRACKERS MSCI EUROP|NTRC|Northern Trust Securities, Inc.|1
DBEU|XTRACKERS MSCI EUROP|OLDM|OLD MISSION CAPITAL, LLC|8901
DBEU|XTRACKERS MSCI EUROP|OPCO|Oppenheimer & Co. Inc.|290
DBEU|XTRACKERS MSCI EUROP|PDQM|CODA MARKETS, INC.|6940
DBEU|XTRACKERS MSCI EUROP|PWJC|UBS Financial Services, Inc.|10860
DBEU|XTRACKERS MSCI EUROP|RBCM|RBC CAPITAL MARKETS, LLC|13748
DBEU|XTRACKERS MSCI EUROP|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|4176
DBEU|XTRACKERS MSCI EUROP|SBSH|Citigroup Global Markets Inc.|6455
DBEU|XTRACKERS MSCI EUROP|SGMT|GOLDMAN SACHS & CO. LLC|30770
DBEU|XTRACKERS MSCI EUROP|SPDR|SPEEDROUTE LLC|900
DBEU|XTRACKERS MSCI EUROP|SPHN|Stephens Inc.|103
DBEU|XTRACKERS MSCI EUROP|STFL|Stifel, Nicolaus & Company, Incorporated|16093
DBEU|XTRACKERS MSCI EUROP|SWIM|TD Ameritrade, Inc.|100
DBEU|XTRACKERS MSCI EUROP|TRBT|Tradebot Systems, Inc.|11345
DBEU|XTRACKERS MSCI EUROP|TRCM|TRC MARKETS LLC|664521
DBEU|XTRACKERS MSCI EUROP|UBSA|UBS SECURITIES LLC|274489
DBEU|XTRACKERS MSCI EUROP|UBSS|UBS Securities LLC|183627
DBEU|XTRACKERS MSCI EUROP|VGRD|Vanguard Marketing Corporation|3929
DBEU|XTRACKERS MSCI EUROP|WCHV|WELLS FARGO SECURITIES, LLC|121082
DBEU|XTRACKERS MSCI EUROP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|795
DBEU|XTRACKERS MSCI EUROP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|876
DBEU|XTRACKERS MSCI EUROP|WSEA|WOLVERINE SECURITIES, LLC|1470
DBEU|XTRACKERS MSCI EUROP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5140
DBEU|XTRACKERS MSCI EUROP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25563
DBEZ|XTRACKERS MSCI EUROZ|BARD|Robert W. Baird & Co. Incorporated|100
DBEZ|XTRACKERS MSCI EUROZ|BATM|CBOE TRADING, INC.|1000
DBEZ|XTRACKERS MSCI EUROZ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|232
DBEZ|XTRACKERS MSCI EUROZ|CHAS|Charles Schwab & Co., Inc.|2
DBEZ|XTRACKERS MSCI EUROZ|DBAX|Deutsche Bank Securities Inc.|300
DBEZ|XTRACKERS MSCI EUROZ|DEAN|MORGAN STANLEY|6490
DBEZ|XTRACKERS MSCI EUROZ|EBXL|EBX LLC|100
DBEZ|XTRACKERS MSCI EUROZ|ETRS|E*Trade Securities LLC|38
DBEZ|XTRACKERS MSCI EUROZ|FLTU|FLOW TRADERS US LLC|3579
DBEZ|XTRACKERS MSCI EUROZ|FTBR|Foliofn Investments, Inc.|2
DBEZ|XTRACKERS MSCI EUROZ|GSLT|GOLDMAN SACHS & CO. LLC|100
DBEZ|XTRACKERS MSCI EUROZ|IBKR|Interactive Brokers Llc|1
DBEZ|XTRACKERS MSCI EUROZ|ICBX|INSTINET, LLC|100
DBEZ|XTRACKERS MSCI EUROZ|ITGI|ITG Inc.|1100
DBEZ|XTRACKERS MSCI EUROZ|JSJX|JANE STREET CAPITAL LLC|5828
DBEZ|XTRACKERS MSCI EUROZ|KCGM|VIRTU Americas LLC|454
DBEZ|XTRACKERS MSCI EUROZ|LEHM|Barclays Capital Inc./Le|7200
DBEZ|XTRACKERS MSCI EUROZ|LIME|Lime Brokerage LLC|395
DBEZ|XTRACKERS MSCI EUROZ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DBEZ|XTRACKERS MSCI EUROZ|MSCO|MORGAN STANLEY & CO. LLC|2623
DBEZ|XTRACKERS MSCI EUROZ|NFSC|National Financial Services LLC|1297
DBEZ|XTRACKERS MSCI EUROZ|NITE|VIRTU Americas LLC|4273
DBEZ|XTRACKERS MSCI EUROZ|SGMT|GOLDMAN SACHS & CO. LLC|100
DBEZ|XTRACKERS MSCI EUROZ|SWIM|TD Ameritrade, Inc.|26
DBEZ|XTRACKERS MSCI EUROZ|TRCM|TRC MARKETS LLC|225
DBEZ|XTRACKERS MSCI EUROZ|UBSA|UBS SECURITIES LLC|7388
DBEZ|XTRACKERS MSCI EUROZ|UBSS|UBS Securities LLC|10553
DBEZ|XTRACKERS MSCI EUROZ|WCHV|WELLS FARGO SECURITIES, LLC|620
DBEZ|XTRACKERS MSCI EUROZ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2050
DBGR|XTRACKERS MSCI GERMA|APCC|Apex Clearing Corporation|7
DBGR|XTRACKERS MSCI GERMA|CANT|Cantor Fitzgerald & Co.|3000
DBGR|XTRACKERS MSCI GERMA|CHAS|Charles Schwab & Co., Inc.|1
DBGR|XTRACKERS MSCI GERMA|CTDL|Citadel Derivatives Group Llc|5765
DBGR|XTRACKERS MSCI GERMA|DBAX|Deutsche Bank Securities Inc.|2400
DBGR|XTRACKERS MSCI GERMA|EBXL|EBX LLC|800
DBGR|XTRACKERS MSCI GERMA|EGAM|CBOE TRADING, INC.|3000
DBGR|XTRACKERS MSCI GERMA|EGAW|CBOE TRADING, INC.|400
DBGR|XTRACKERS MSCI GERMA|ETRS|E*Trade Securities LLC|577
DBGR|XTRACKERS MSCI GERMA|FLTU|FLOW TRADERS US LLC|370
DBGR|XTRACKERS MSCI GERMA|FTBR|Foliofn Investments, Inc.|1
DBGR|XTRACKERS MSCI GERMA|GSCO|GOLDMAN SACHS & CO. LLC|170
DBGR|XTRACKERS MSCI GERMA|IBKR|Interactive Brokers Llc|108
DBGR|XTRACKERS MSCI GERMA|ICBX|INSTINET, LLC|500
DBGR|XTRACKERS MSCI GERMA|JPMX|J.P. Morgan Securities LLC|400
DBGR|XTRACKERS MSCI GERMA|JSJX|JANE STREET CAPITAL LLC|4195
DBGR|XTRACKERS MSCI GERMA|KCGM|VIRTU Americas LLC|1259
DBGR|XTRACKERS MSCI GERMA|LEHM|Barclays Capital Inc./Le|4800
DBGR|XTRACKERS MSCI GERMA|LIME|Lime Brokerage LLC|571
DBGR|XTRACKERS MSCI GERMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
DBGR|XTRACKERS MSCI GERMA|MSCO|MORGAN STANLEY & CO. LLC|993
DBGR|XTRACKERS MSCI GERMA|MSPL|MORGAN STANLEY & CO. LLC|1600
DBGR|XTRACKERS MSCI GERMA|NFSC|National Financial Services LLC|1399
DBGR|XTRACKERS MSCI GERMA|NITE|VIRTU Americas LLC|2204
DBGR|XTRACKERS MSCI GERMA|OPCO|Oppenheimer & Co. Inc.|150
DBGR|XTRACKERS MSCI GERMA|SALI|INTL FCSTONE FINANCIAL INC.|4
DBGR|XTRACKERS MSCI GERMA|SGMT|GOLDMAN SACHS & CO. LLC|300
DBGR|XTRACKERS MSCI GERMA|UBSA|UBS SECURITIES LLC|3704
DBGR|XTRACKERS MSCI GERMA|UBSS|UBS Securities LLC|986
DBGR|XTRACKERS MSCI GERMA|VGRD|Vanguard Marketing Corporation|1235
DBGR|XTRACKERS MSCI GERMA|WCHV|WELLS FARGO SECURITIES, LLC|1625
DBGR|XTRACKERS MSCI GERMA|WEED|Weeden & Co.L.P.|30
DBGR|XTRACKERS MSCI GERMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3004
DBJP|XTRACKERS MSCI JAPAN|ALTX|Alternet Securities Inc.|1100
DBJP|XTRACKERS MSCI JAPAN|APCC|Apex Clearing Corporation|5
DBJP|XTRACKERS MSCI JAPAN|BATM|CBOE TRADING, INC.|3109
DBJP|XTRACKERS MSCI JAPAN|BERN|Sanford C. Bernstein & Co., LLC|3604
DBJP|XTRACKERS MSCI JAPAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3333
DBJP|XTRACKERS MSCI JAPAN|BYXM|CBOE TRADING, INC.|700
DBJP|XTRACKERS MSCI JAPAN|CANT|Cantor Fitzgerald & Co.|70987
DBJP|XTRACKERS MSCI JAPAN|CHAS|Charles Schwab & Co., Inc.|7
DBJP|XTRACKERS MSCI JAPAN|CIST|Capital Institutional Services, Inc.|560
DBJP|XTRACKERS MSCI JAPAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38560
DBJP|XTRACKERS MSCI JAPAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DBJP|XTRACKERS MSCI JAPAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|143851
DBJP|XTRACKERS MSCI JAPAN|CSIN|Citadel Securities Institutional LLC|10188
DBJP|XTRACKERS MSCI JAPAN|CTDL|Citadel Derivatives Group Llc|206105
DBJP|XTRACKERS MSCI JAPAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3420
DBJP|XTRACKERS MSCI JAPAN|DBAB|Deutsche Bank Securities Inc.|1057
DBJP|XTRACKERS MSCI JAPAN|DBAX|Deutsche Bank Securities Inc.|51600
DBJP|XTRACKERS MSCI JAPAN|DEAN|MORGAN STANLEY|16909
DBJP|XTRACKERS MSCI JAPAN|EBXL|EBX LLC|61500
DBJP|XTRACKERS MSCI JAPAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|4750
DBJP|XTRACKERS MSCI JAPAN|EDJO|Edward D. Jones & Co., L.P.|154
DBJP|XTRACKERS MSCI JAPAN|EGAM|CBOE TRADING, INC.|2948
DBJP|XTRACKERS MSCI JAPAN|EGXM|CBOE TRADING, INC.|200
DBJP|XTRACKERS MSCI JAPAN|ETBE|Electronic Transaction Clearing, Inc.|1900
DBJP|XTRACKERS MSCI JAPAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
DBJP|XTRACKERS MSCI JAPAN|ETRS|E*Trade Securities LLC|2045
DBJP|XTRACKERS MSCI JAPAN|FLTU|FLOW TRADERS US LLC|32382
DBJP|XTRACKERS MSCI JAPAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3905
DBJP|XTRACKERS MSCI JAPAN|FTBR|Foliofn Investments, Inc.|550
DBJP|XTRACKERS MSCI JAPAN|GBMT|GBM International, Inc.|6864
DBJP|XTRACKERS MSCI JAPAN|GEBB|GLOBAL EXECUTION BROKERS, LP|105
DBJP|XTRACKERS MSCI JAPAN|GLPX|ACS EXECUTION SERVICES, LLC|200
DBJP|XTRACKERS MSCI JAPAN|GSCO|GOLDMAN SACHS & CO. LLC|147859
DBJP|XTRACKERS MSCI JAPAN|GSLT|GOLDMAN SACHS & CO. LLC|134
DBJP|XTRACKERS MSCI JAPAN|GTSZ|GTS SECURITIES LLC|1246
DBJP|XTRACKERS MSCI JAPAN|HRBF|American Enterprise Investment Services Inc.|8107
DBJP|XTRACKERS MSCI JAPAN|IATS|INTERACTIVE BROKERS LLC|500
DBJP|XTRACKERS MSCI JAPAN|IBKR|Interactive Brokers Llc|3488
DBJP|XTRACKERS MSCI JAPAN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|291
DBJP|XTRACKERS MSCI JAPAN|ICBX|INSTINET, LLC|59560
DBJP|XTRACKERS MSCI JAPAN|INCA|INSTINET, LLC|48285
DBJP|XTRACKERS MSCI JAPAN|INJX|INSTINET, LLC|3851
DBJP|XTRACKERS MSCI JAPAN|ITGI|ITG Inc.|16229
DBJP|XTRACKERS MSCI JAPAN|ITGP|ITG INC.|15400
DBJP|XTRACKERS MSCI JAPAN|JANY|Janney Montgomery Scott Inc.|100
DBJP|XTRACKERS MSCI JAPAN|JEFF|JEFFERIES LLC|19291
DBJP|XTRACKERS MSCI JAPAN|JMPT|JUMP TRADING, LLC|640
DBJP|XTRACKERS MSCI JAPAN|JPMX|J.P. Morgan Securities LLC|52772
DBJP|XTRACKERS MSCI JAPAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|64294
DBJP|XTRACKERS MSCI JAPAN|JSJX|JANE STREET CAPITAL LLC|126735
DBJP|XTRACKERS MSCI JAPAN|KCGM|VIRTU Americas LLC|10926
DBJP|XTRACKERS MSCI JAPAN|LEHM|Barclays Capital Inc./Le|116500
DBJP|XTRACKERS MSCI JAPAN|LIME|Lime Brokerage LLC|29752
DBJP|XTRACKERS MSCI JAPAN|LSCI|Lek Securities Corporation|10
DBJP|XTRACKERS MSCI JAPAN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DBJP|XTRACKERS MSCI JAPAN|MACQ|Macquarie Capital (USA) Inc.|12300
DBJP|XTRACKERS MSCI JAPAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86000
DBJP|XTRACKERS MSCI JAPAN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|397
DBJP|XTRACKERS MSCI JAPAN|MSCO|MORGAN STANLEY & CO. LLC|123256
DBJP|XTRACKERS MSCI JAPAN|MSPL|MORGAN STANLEY & CO. LLC|45000
DBJP|XTRACKERS MSCI JAPAN|MSTX|MORGAN STANLEY & CO. LLC|400
DBJP|XTRACKERS MSCI JAPAN|NFSC|National Financial Services LLC|82419
DBJP|XTRACKERS MSCI JAPAN|NITE|VIRTU Americas LLC|106879
DBJP|XTRACKERS MSCI JAPAN|NQRB|Brut, LLC|8800
DBJP|XTRACKERS MSCI JAPAN|NTRC|Northern Trust Securities, Inc.|1
DBJP|XTRACKERS MSCI JAPAN|OLDM|OLD MISSION CAPITAL, LLC|48790
DBJP|XTRACKERS MSCI JAPAN|OPCO|Oppenheimer & Co. Inc.|137
DBJP|XTRACKERS MSCI JAPAN|PDQM|CODA MARKETS, INC.|2766
DBJP|XTRACKERS MSCI JAPAN|RBCM|RBC CAPITAL MARKETS, LLC|2515
DBJP|XTRACKERS MSCI JAPAN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1500
DBJP|XTRACKERS MSCI JAPAN|SAGL|SAGETRADER, LLC|22210
DBJP|XTRACKERS MSCI JAPAN|SALI|INTL FCSTONE FINANCIAL INC.|3
DBJP|XTRACKERS MSCI JAPAN|SBSH|Citigroup Global Markets Inc.|20644
DBJP|XTRACKERS MSCI JAPAN|SGMT|GOLDMAN SACHS & CO. LLC|44772
DBJP|XTRACKERS MSCI JAPAN|STFL|Stifel, Nicolaus & Company, Incorporated|3708
DBJP|XTRACKERS MSCI JAPAN|SWIM|TD Ameritrade, Inc.|584
DBJP|XTRACKERS MSCI JAPAN|TRBT|Tradebot Systems, Inc.|4870
DBJP|XTRACKERS MSCI JAPAN|TRCM|TRC MARKETS LLC|2074
DBJP|XTRACKERS MSCI JAPAN|UBSA|UBS SECURITIES LLC|147153
DBJP|XTRACKERS MSCI JAPAN|UBSS|UBS Securities LLC|122708
DBJP|XTRACKERS MSCI JAPAN|VALX|VIRTU AMERICAS LLC|315
DBJP|XTRACKERS MSCI JAPAN|VGRD|Vanguard Marketing Corporation|6794
DBJP|XTRACKERS MSCI JAPAN|WCHV|WELLS FARGO SECURITIES, LLC|5242
DBJP|XTRACKERS MSCI JAPAN|WEED|Weeden & Co.L.P.|810
DBJP|XTRACKERS MSCI JAPAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|749
DBJP|XTRACKERS MSCI JAPAN|WGIF|CIBC World Markets Inc.|100
DBJP|XTRACKERS MSCI JAPAN|WSEA|WOLVERINE SECURITIES, LLC|1
DBJP|XTRACKERS MSCI JAPAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
DBJP|XTRACKERS MSCI JAPAN|YKNA|COMHAR CAPITAL MARKETS, LLC|466
DBJP|XTRACKERS MSCI JAPAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3193
DBKO|XTRACKERS MSCI SOUTH|APCC|Apex Clearing Corporation|10
DBKO|XTRACKERS MSCI SOUTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83
DBKO|XTRACKERS MSCI SOUTH|CTDL|Citadel Derivatives Group Llc|220
DBKO|XTRACKERS MSCI SOUTH|ETRS|E*Trade Securities LLC|31
DBKO|XTRACKERS MSCI SOUTH|FLTU|FLOW TRADERS US LLC|200
DBKO|XTRACKERS MSCI SOUTH|FTBR|Foliofn Investments, Inc.|118
DBKO|XTRACKERS MSCI SOUTH|GSLT|GOLDMAN SACHS & CO. LLC|300
DBKO|XTRACKERS MSCI SOUTH|IBKR|Interactive Brokers Llc|3980
DBKO|XTRACKERS MSCI SOUTH|JSEB|JANE STREET EXECUTION SERVICES, LLC|104225
DBKO|XTRACKERS MSCI SOUTH|JSJX|JANE STREET CAPITAL LLC|4481
DBKO|XTRACKERS MSCI SOUTH|LIME|Lime Brokerage LLC|683
DBKO|XTRACKERS MSCI SOUTH|MSCO|MORGAN STANLEY & CO. LLC|585
DBKO|XTRACKERS MSCI SOUTH|MTON|MILLINGTON SECURITIES, INC.|50025
DBKO|XTRACKERS MSCI SOUTH|NFSC|National Financial Services LLC|366
DBKO|XTRACKERS MSCI SOUTH|NITE|VIRTU Americas LLC|58
DBKO|XTRACKERS MSCI SOUTH|OLDM|OLD MISSION CAPITAL, LLC|200
DBKO|XTRACKERS MSCI SOUTH|TKNG|ALLY INVEST SECURITIES LLC|3
DBKO|XTRACKERS MSCI SOUTH|UBSA|UBS SECURITIES LLC|300
DBL|DOUBLELINE OPPORTUNI|ALTX|Alternet Securities Inc.|1091
DBL|DOUBLELINE OPPORTUNI|APCC|Apex Clearing Corporation|430
DBL|DOUBLELINE OPPORTUNI|BATM|CBOE TRADING, INC.|36
DBL|DOUBLELINE OPPORTUNI|BBNT|BB&T SECURITIES, LLC|6362
DBL|DOUBLELINE OPPORTUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|148
DBL|DOUBLELINE OPPORTUNI|CANT|Cantor Fitzgerald & Co.|1608
DBL|DOUBLELINE OPPORTUNI|CHAS|Charles Schwab & Co., Inc.|509
DBL|DOUBLELINE OPPORTUNI|CIST|Capital Institutional Services, Inc.|15430
DBL|DOUBLELINE OPPORTUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
DBL|DOUBLELINE OPPORTUNI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
DBL|DOUBLELINE OPPORTUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DBL|DOUBLELINE OPPORTUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17964
DBL|DOUBLELINE OPPORTUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
DBL|DOUBLELINE OPPORTUNI|DADA|D.A. Davidson & Co.|2580
DBL|DOUBLELINE OPPORTUNI|DBAX|Deutsche Bank Securities Inc.|3100
DBL|DOUBLELINE OPPORTUNI|DEAN|MORGAN STANLEY|4290
DBL|DOUBLELINE OPPORTUNI|DEGS|RONIN PROFESSIONAL LLC|100
DBL|DOUBLELINE OPPORTUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1192
DBL|DOUBLELINE OPPORTUNI|EBXL|EBX LLC|5200
DBL|DOUBLELINE OPPORTUNI|EDJO|Edward D. Jones & Co., L.P.|4318
DBL|DOUBLELINE OPPORTUNI|EGAM|CBOE TRADING, INC.|600
DBL|DOUBLELINE OPPORTUNI|EGXM|CBOE TRADING, INC.|1784
DBL|DOUBLELINE OPPORTUNI|ETBE|Electronic Transaction Clearing, Inc.|300
DBL|DOUBLELINE OPPORTUNI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
DBL|DOUBLELINE OPPORTUNI|ETRS|E*Trade Securities LLC|6983
DBL|DOUBLELINE OPPORTUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8993
DBL|DOUBLELINE OPPORTUNI|FTBR|Foliofn Investments, Inc.|370
DBL|DOUBLELINE OPPORTUNI|GLPX|ACS EXECUTION SERVICES, LLC|1464
DBL|DOUBLELINE OPPORTUNI|GSCO|GOLDMAN SACHS & CO. LLC|12976
DBL|DOUBLELINE OPPORTUNI|GSLT|GOLDMAN SACHS & CO. LLC|300
DBL|DOUBLELINE OPPORTUNI|GTSZ|GTS SECURITIES LLC|1031
DBL|DOUBLELINE OPPORTUNI|HRBF|American Enterprise Investment Services Inc.|15414
DBL|DOUBLELINE OPPORTUNI|IATS|INTERACTIVE BROKERS LLC|12343
DBL|DOUBLELINE OPPORTUNI|IBKR|Interactive Brokers Llc|34137
DBL|DOUBLELINE OPPORTUNI|ICBX|INSTINET, LLC|1300
DBL|DOUBLELINE OPPORTUNI|INCA|INSTINET, LLC|630
DBL|DOUBLELINE OPPORTUNI|INJX|INSTINET, LLC|400
DBL|DOUBLELINE OPPORTUNI|ITGI|ITG Inc.|6985
DBL|DOUBLELINE OPPORTUNI|ITGP|ITG INC.|6600
DBL|DOUBLELINE OPPORTUNI|JANY|Janney Montgomery Scott Inc.|144
DBL|DOUBLELINE OPPORTUNI|JEFF|JEFFERIES LLC|925
DBL|DOUBLELINE OPPORTUNI|JPMX|J.P. Morgan Securities LLC|3400
DBL|DOUBLELINE OPPORTUNI|JSJX|JANE STREET CAPITAL LLC|100
DBL|DOUBLELINE OPPORTUNI|KCGM|VIRTU Americas LLC|5370
DBL|DOUBLELINE OPPORTUNI|LEHM|Barclays Capital Inc./Le|7000
DBL|DOUBLELINE OPPORTUNI|LIME|Lime Brokerage LLC|709
DBL|DOUBLELINE OPPORTUNI|MCMF|Raymond James Ltd. Cds|380
DBL|DOUBLELINE OPPORTUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
DBL|DOUBLELINE OPPORTUNI|MOTF|MOTIF INVESTING, INC.|1
DBL|DOUBLELINE OPPORTUNI|MSCO|MORGAN STANLEY & CO. LLC|59609
DBL|DOUBLELINE OPPORTUNI|MSPL|MORGAN STANLEY & CO. LLC|12800
DBL|DOUBLELINE OPPORTUNI|NFSC|National Financial Services LLC|136608
DBL|DOUBLELINE OPPORTUNI|NITE|VIRTU Americas LLC|239287
DBL|DOUBLELINE OPPORTUNI|NQRB|Brut, LLC|2984
DBL|DOUBLELINE OPPORTUNI|NTBF|BMO Nesbitt Burns Inc./CDS|500
DBL|DOUBLELINE OPPORTUNI|NTRC|Northern Trust Securities, Inc.|1
DBL|DOUBLELINE OPPORTUNI|OPCO|Oppenheimer & Co. Inc.|560
DBL|DOUBLELINE OPPORTUNI|PDQM|CODA MARKETS, INC.|3289
DBL|DOUBLELINE OPPORTUNI|PWJC|UBS Financial Services, Inc.|12962
DBL|DOUBLELINE OPPORTUNI|RBCM|RBC CAPITAL MARKETS, LLC|13244
DBL|DOUBLELINE OPPORTUNI|SAGL|SAGETRADER, LLC|9700
DBL|DOUBLELINE OPPORTUNI|SBSH|Citigroup Global Markets Inc.|900
DBL|DOUBLELINE OPPORTUNI|SGMT|GOLDMAN SACHS & CO. LLC|4358
DBL|DOUBLELINE OPPORTUNI|SPDR|SPEEDROUTE LLC|55
DBL|DOUBLELINE OPPORTUNI|SPTD|MINT GLOBAL MARKETS, INC.|48800
DBL|DOUBLELINE OPPORTUNI|STFL|Stifel, Nicolaus & Company, Incorporated|224
DBL|DOUBLELINE OPPORTUNI|SWIM|TD Ameritrade, Inc.|92350
DBL|DOUBLELINE OPPORTUNI|SWST|Hilltop Securities Inc.|905
DBL|DOUBLELINE OPPORTUNI|TKNG|ALLY INVEST SECURITIES LLC|54
DBL|DOUBLELINE OPPORTUNI|TRBT|Tradebot Systems, Inc.|1276
DBL|DOUBLELINE OPPORTUNI|UBSA|UBS SECURITIES LLC|22878
DBL|DOUBLELINE OPPORTUNI|UBSS|UBS Securities LLC|67384
DBL|DOUBLELINE OPPORTUNI|VALX|VIRTU AMERICAS LLC|1515
DBL|DOUBLELINE OPPORTUNI|VGRD|Vanguard Marketing Corporation|7567
DBL|DOUBLELINE OPPORTUNI|WCHV|WELLS FARGO SECURITIES, LLC|29283
DBL|DOUBLELINE OPPORTUNI|WEDB|WEDBUSH SECURITIES INC.|1215
DBL|DOUBLELINE OPPORTUNI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|216
DBL|DOUBLELINE OPPORTUNI|WSEA|WOLVERINE SECURITIES, LLC|113
DBL|DOUBLELINE OPPORTUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|600
DBL|DOUBLELINE OPPORTUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5094
DBO|INVESCO DB OIL F|APCC|Apex Clearing Corporation|1163
DBO|INVESCO DB OIL F|BANK|Primevest Financial Services, Inc.|4465
DBO|INVESCO DB OIL F|BATM|CBOE TRADING, INC.|300
DBO|INVESCO DB OIL F|BAYT|BTIG, LLC|4900
DBO|INVESCO DB OIL F|BERN|Sanford C. Bernstein & Co., LLC|584
DBO|INVESCO DB OIL F|BKCM|BNY Mellon Capital Markets LLC|1789
DBO|INVESCO DB OIL F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15712
DBO|INVESCO DB OIL F|BLTK|Bulltick, Llc|4961197
DBO|INVESCO DB OIL F|CANT|Cantor Fitzgerald & Co.|17
DBO|INVESCO DB OIL F|CHAS|Charles Schwab & Co., Inc.|80
DBO|INVESCO DB OIL F|CIST|Capital Institutional Services, Inc.|2300
DBO|INVESCO DB OIL F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1900
DBO|INVESCO DB OIL F|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
DBO|INVESCO DB OIL F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103544
DBO|INVESCO DB OIL F|CSIN|Citadel Securities Institutional LLC|492007
DBO|INVESCO DB OIL F|CTDL|Citadel Derivatives Group Llc|735194
DBO|INVESCO DB OIL F|CXCX|CITIGROUP GLOBAL MARKETS INC.|5736
DBO|INVESCO DB OIL F|DBAB|Deutsche Bank Securities Inc.|2979
DBO|INVESCO DB OIL F|DBAX|Deutsche Bank Securities Inc.|40000
DBO|INVESCO DB OIL F|DEAN|MORGAN STANLEY|6577
DBO|INVESCO DB OIL F|EBXL|EBX LLC|50100
DBO|INVESCO DB OIL F|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
DBO|INVESCO DB OIL F|EDJO|Edward D. Jones & Co., L.P.|5850
DBO|INVESCO DB OIL F|EGAM|CBOE TRADING, INC.|7954
DBO|INVESCO DB OIL F|EGXM|CBOE TRADING, INC.|314
DBO|INVESCO DB OIL F|ETBE|Electronic Transaction Clearing, Inc.|35100
DBO|INVESCO DB OIL F|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|606
DBO|INVESCO DB OIL F|ETRS|E*Trade Securities LLC|25613
DBO|INVESCO DB OIL F|FCST|INTL FCSTONE FINANCIAL INC.|11663697
DBO|INVESCO DB OIL F|FILL|Tradestation Securities, Inc.|3000
DBO|INVESCO DB OIL F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17145
DBO|INVESCO DB OIL F|FTBR|Foliofn Investments, Inc.|503
DBO|INVESCO DB OIL F|GBMT|GBM International, Inc.|1918
DBO|INVESCO DB OIL F|GLPX|ACS EXECUTION SERVICES, LLC|5250
DBO|INVESCO DB OIL F|GSCO|GOLDMAN SACHS & CO. LLC|49027
DBO|INVESCO DB OIL F|GSLT|GOLDMAN SACHS & CO. LLC|2272
DBO|INVESCO DB OIL F|GTSZ|GTS SECURITIES LLC|900
DBO|INVESCO DB OIL F|HRBF|American Enterprise Investment Services Inc.|41070
DBO|INVESCO DB OIL F|HSBC|HSBC Securities, Inc.|100
DBO|INVESCO DB OIL F|IATS|INTERACTIVE BROKERS LLC|28775
DBO|INVESCO DB OIL F|IBKR|Interactive Brokers Llc|64714
DBO|INVESCO DB OIL F|ICBX|INSTINET, LLC|61463
DBO|INVESCO DB OIL F|INCA|INSTINET, LLC|65301
DBO|INVESCO DB OIL F|INJX|INSTINET, LLC|12500
DBO|INVESCO DB OIL F|ITGI|ITG Inc.|27999
DBO|INVESCO DB OIL F|ITGP|ITG INC.|22400
DBO|INVESCO DB OIL F|JANY|Janney Montgomery Scott Inc.|3166
DBO|INVESCO DB OIL F|JEFF|JEFFERIES LLC|25118
DBO|INVESCO DB OIL F|JMPT|JUMP TRADING, LLC|14596
DBO|INVESCO DB OIL F|JPMX|J.P. Morgan Securities LLC|27104
DBO|INVESCO DB OIL F|JSEB|JANE STREET EXECUTION SERVICES, LLC|5093822
DBO|INVESCO DB OIL F|JSJX|JANE STREET CAPITAL LLC|617781
DBO|INVESCO DB OIL F|KCGM|VIRTU Americas LLC|36699
DBO|INVESCO DB OIL F|LEHM|Barclays Capital Inc./Le|63800
DBO|INVESCO DB OIL F|LIME|Lime Brokerage LLC|3500
DBO|INVESCO DB OIL F|MBTS|ALLY INVEST SECURITIES LLC|175
DBO|INVESCO DB OIL F|MCMF|Raymond James Ltd. Cds|26800
DBO|INVESCO DB OIL F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|56216
DBO|INVESCO DB OIL F|MOTF|MOTIF INVESTING, INC.|3
DBO|INVESCO DB OIL F|MSCO|MORGAN STANLEY & CO. LLC|159956
DBO|INVESCO DB OIL F|MSPL|MORGAN STANLEY & CO. LLC|3200
DBO|INVESCO DB OIL F|NFSC|National Financial Services LLC|284603
DBO|INVESCO DB OIL F|NITE|VIRTU Americas LLC|808453
DBO|INVESCO DB OIL F|NITP|VIRTU Americas LLC|27718
DBO|INVESCO DB OIL F|NQRB|Brut, LLC|26900
DBO|INVESCO DB OIL F|OPCO|Oppenheimer & Co. Inc.|1967
DBO|INVESCO DB OIL F|PDQM|CODA MARKETS, INC.|5250
DBO|INVESCO DB OIL F|QMSR|QUATTRO M SECURITIES INC.|7700
DBO|INVESCO DB OIL F|RBCM|RBC CAPITAL MARKETS, LLC|1315
DBO|INVESCO DB OIL F|RHOX|XR Securities LLC|82192
DBO|INVESCO DB OIL F|SBSH|Citigroup Global Markets Inc.|615
DBO|INVESCO DB OIL F|SGMT|GOLDMAN SACHS & CO. LLC|115013
DBO|INVESCO DB OIL F|SHMR|ABN Amro Clearing LLC|15805
DBO|INVESCO DB OIL F|SPHN|Stephens Inc.|500
DBO|INVESCO DB OIL F|STFL|Stifel, Nicolaus & Company, Incorporated|12544
DBO|INVESCO DB OIL F|STRS|STRATEGAS RESEARCH PARTNERS|2900
DBO|INVESCO DB OIL F|SWIM|TD Ameritrade, Inc.|17857
DBO|INVESCO DB OIL F|TKNG|ALLY INVEST SECURITIES LLC|2806
DBO|INVESCO DB OIL F|TRBT|Tradebot Systems, Inc.|60585
DBO|INVESCO DB OIL F|TRCM|TRC MARKETS LLC|100
DBO|INVESCO DB OIL F|UBSA|UBS SECURITIES LLC|210663
DBO|INVESCO DB OIL F|UBSS|UBS Securities LLC|179149
DBO|INVESCO DB OIL F|VALX|VIRTU AMERICAS LLC|2359
DBO|INVESCO DB OIL F|VGRD|Vanguard Marketing Corporation|15529
DBO|INVESCO DB OIL F|WCHV|WELLS FARGO SECURITIES, LLC|81370
DBO|INVESCO DB OIL F|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5797
DBO|INVESCO DB OIL F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|930
DBO|INVESCO DB OIL F|WSEA|WOLVERINE SECURITIES, LLC|10322
DBO|INVESCO DB OIL F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15538
DBP|INVESCO DB PRECI|ANOS|ABEL/NOSER, L.L.C.|500
DBP|INVESCO DB PRECI|APCC|Apex Clearing Corporation|18
DBP|INVESCO DB PRECI|CHAS|Charles Schwab & Co., Inc.|1
DBP|INVESCO DB PRECI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
DBP|INVESCO DB PRECI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23700
DBP|INVESCO DB PRECI|DEAN|MORGAN STANLEY|6
DBP|INVESCO DB PRECI|ETRS|E*Trade Securities LLC|396
DBP|INVESCO DB PRECI|FTBR|Foliofn Investments, Inc.|8884
DBP|INVESCO DB PRECI|GBMT|GBM International, Inc.|1806
DBP|INVESCO DB PRECI|IBKR|Interactive Brokers Llc|7205
DBP|INVESCO DB PRECI|JSEB|JANE STREET EXECUTION SERVICES, LLC|417980
DBP|INVESCO DB PRECI|JSJX|JANE STREET CAPITAL LLC|31086
DBP|INVESCO DB PRECI|KCGM|VIRTU Americas LLC|14300
DBP|INVESCO DB PRECI|LEHM|Barclays Capital Inc./Le|3000
DBP|INVESCO DB PRECI|LIME|Lime Brokerage LLC|3900
DBP|INVESCO DB PRECI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DBP|INVESCO DB PRECI|MSCO|MORGAN STANLEY & CO. LLC|11939
DBP|INVESCO DB PRECI|NFSC|National Financial Services LLC|4167
DBP|INVESCO DB PRECI|NITE|VIRTU Americas LLC|28711
DBP|INVESCO DB PRECI|NITP|VIRTU Americas LLC|15643
DBP|INVESCO DB PRECI|OPCO|Oppenheimer & Co. Inc.|35
DBP|INVESCO DB PRECI|QMSR|QUATTRO M SECURITIES INC.|300
DBP|INVESCO DB PRECI|RBCM|RBC CAPITAL MARKETS, LLC|100
DBP|INVESCO DB PRECI|STFL|Stifel, Nicolaus & Company, Incorporated|1
DBP|INVESCO DB PRECI|SWIM|TD Ameritrade, Inc.|50
DBP|INVESCO DB PRECI|UBSA|UBS SECURITIES LLC|2439
DBP|INVESCO DB PRECI|UBSS|UBS Securities LLC|1702
DBP|INVESCO DB PRECI|VGRD|Vanguard Marketing Corporation|460
DBP|INVESCO DB PRECI|WCHV|WELLS FARGO SECURITIES, LLC|635
DBP|INVESCO DB PRECI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|452
DBP|INVESCO DB PRECI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1126
DBRT|CREDIT SUISSE AXELAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1600
DBRT|CREDIT SUISSE AXELAT|EBXL|EBX LLC|200
DBRT|CREDIT SUISSE AXELAT|GSCO|GOLDMAN SACHS & CO. LLC|500
DBRT|CREDIT SUISSE AXELAT|IBKR|Interactive Brokers Llc|175
DBRT|CREDIT SUISSE AXELAT|ICBX|INSTINET, LLC|2000
DBRT|CREDIT SUISSE AXELAT|JPMX|J.P. Morgan Securities LLC|200
DBRT|CREDIT SUISSE AXELAT|KCGM|VIRTU Americas LLC|90
DBRT|CREDIT SUISSE AXELAT|LEHM|Barclays Capital Inc./Le|400
DBRT|CREDIT SUISSE AXELAT|MSCO|MORGAN STANLEY & CO. LLC|200
DBRT|CREDIT SUISSE AXELAT|NFSC|National Financial Services LLC|75
DBRT|CREDIT SUISSE AXELAT|SGMT|GOLDMAN SACHS & CO. LLC|1500
DBRT|CREDIT SUISSE AXELAT|UBSA|UBS SECURITIES LLC|4100
DBRT|CREDIT SUISSE AXELAT|UBSS|UBS Securities LLC|1300
DBS|INVESCO DB SILVE|APCC|Apex Clearing Corporation|9
DBS|INVESCO DB SILVE|ETRS|E*Trade Securities LLC|7
DBS|INVESCO DB SILVE|FBSB|U.S. Bancorp Investments, Inc.|122
DBS|INVESCO DB SILVE|IBKR|Interactive Brokers Llc|33
DBS|INVESCO DB SILVE|JSEB|JANE STREET EXECUTION SERVICES, LLC|76
DBS|INVESCO DB SILVE|JSJX|JANE STREET CAPITAL LLC|1082
DBS|INVESCO DB SILVE|LEHM|Barclays Capital Inc./Le|600
DBS|INVESCO DB SILVE|MSCO|MORGAN STANLEY & CO. LLC|435
DBS|INVESCO DB SILVE|NFSC|National Financial Services LLC|906
DBS|INVESCO DB SILVE|NITE|VIRTU Americas LLC|1024
DBS|INVESCO DB SILVE|NITP|VIRTU Americas LLC|1090
DBS|INVESCO DB SILVE|SWIM|TD Ameritrade, Inc.|50
DBS|INVESCO DB SILVE|UBSS|UBS Securities LLC|4
DBS|INVESCO DB SILVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|450
DBUK|XTRACKERS MSCI UNITE|APCC|Apex Clearing Corporation|1
DBUK|XTRACKERS MSCI UNITE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17
DBUK|XTRACKERS MSCI UNITE|JSJX|JANE STREET CAPITAL LLC|18
DBUK|XTRACKERS MSCI UNITE|NFSC|National Financial Services LLC|51
DBUK|XTRACKERS MSCI UNITE|NITE|VIRTU Americas LLC|51
DBV|INVESCO DB G10|APCC|Apex Clearing Corporation|2
DBV|INVESCO DB G10|BBNT|BB&T SECURITIES, LLC|241
DBV|INVESCO DB G10|CANT|Cantor Fitzgerald & Co.|32
DBV|INVESCO DB G10|CHAS|Charles Schwab & Co., Inc.|4
DBV|INVESCO DB G10|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
DBV|INVESCO DB G10|DBAX|Deutsche Bank Securities Inc.|200
DBV|INVESCO DB G10|DEAN|MORGAN STANLEY|89
DBV|INVESCO DB G10|EBXL|EBX LLC|1400
DBV|INVESCO DB G10|FTBR|Foliofn Investments, Inc.|14222
DBV|INVESCO DB G10|IBKR|Interactive Brokers Llc|275
DBV|INVESCO DB G10|ICBX|INSTINET, LLC|1500
DBV|INVESCO DB G10|JPMX|J.P. Morgan Securities LLC|2200
DBV|INVESCO DB G10|JSEB|JANE STREET EXECUTION SERVICES, LLC|14791
DBV|INVESCO DB G10|JSJX|JANE STREET CAPITAL LLC|1846
DBV|INVESCO DB G10|LIME|Lime Brokerage LLC|2
DBV|INVESCO DB G10|MSCO|MORGAN STANLEY & CO. LLC|587
DBV|INVESCO DB G10|MSPL|MORGAN STANLEY & CO. LLC|1200
DBV|INVESCO DB G10|NFSC|National Financial Services LLC|1103
DBV|INVESCO DB G10|NITE|VIRTU Americas LLC|15595
DBV|INVESCO DB G10|SGMT|GOLDMAN SACHS & CO. LLC|800
DBV|INVESCO DB G10|UBSS|UBS Securities LLC|4545
DBV|INVESCO DB G10|VGRD|Vanguard Marketing Corporation|4
DBV|INVESCO DB G10|WCHV|WELLS FARGO SECURITIES, LLC|2408
DBV|INVESCO DB G10|WSEA|WOLVERINE SECURITIES, LLC|1740
DBV|INVESCO DB G10|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
DBV|INVESCO DB G10|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25
DBVT|DBV TECHNOLOGIES ADS|ALTX|Alternet Securities Inc.|800
DBVT|DBV TECHNOLOGIES ADS|APCC|Apex Clearing Corporation|20
DBVT|DBV TECHNOLOGIES ADS|BATM|CBOE TRADING, INC.|845
DBVT|DBV TECHNOLOGIES ADS|BERN|Sanford C. Bernstein & Co., LLC|4421
DBVT|DBV TECHNOLOGIES ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|392
DBVT|DBV TECHNOLOGIES ADS|BNPX|BNP PARIBAS SECURITIES CORP.|340
DBVT|DBV TECHNOLOGIES ADS|BTIG|BTIG, LLC|452220
DBVT|DBV TECHNOLOGIES ADS|BYXM|CBOE TRADING, INC.|1128
DBVT|DBV TECHNOLOGIES ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8587
DBVT|DBV TECHNOLOGIES ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1330
DBVT|DBV TECHNOLOGIES ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24996
DBVT|DBV TECHNOLOGIES ADS|CTDL|Citadel Derivatives Group Llc|9555
DBVT|DBV TECHNOLOGIES ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3644
DBVT|DBV TECHNOLOGIES ADS|DBAB|Deutsche Bank Securities Inc.|91567
DBVT|DBV TECHNOLOGIES ADS|DBAX|Deutsche Bank Securities Inc.|29600
DBVT|DBV TECHNOLOGIES ADS|DEAN|MORGAN STANLEY|4129
DBVT|DBV TECHNOLOGIES ADS|DEGS|RONIN PROFESSIONAL LLC|18133
DBVT|DBV TECHNOLOGIES ADS|EBXL|EBX LLC|22800
DBVT|DBV TECHNOLOGIES ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1669
DBVT|DBV TECHNOLOGIES ADS|EDJO|Edward D. Jones & Co., L.P.|113
DBVT|DBV TECHNOLOGIES ADS|EGAM|CBOE TRADING, INC.|1175
DBVT|DBV TECHNOLOGIES ADS|EGXM|CBOE TRADING, INC.|2219
DBVT|DBV TECHNOLOGIES ADS|EGXW|CBOE TRADING, INC.|4
DBVT|DBV TECHNOLOGIES ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4589
DBVT|DBV TECHNOLOGIES ADS|ETRS|E*Trade Securities LLC|12841
DBVT|DBV TECHNOLOGIES ADS|FBCO|Credit Suisse Securities (USA) LLC|33879
DBVT|DBV TECHNOLOGIES ADS|FILL|Tradestation Securities, Inc.|400
DBVT|DBV TECHNOLOGIES ADS|FOMA|TD AMERITRADE CLEARING, INC.|34275
DBVT|DBV TECHNOLOGIES ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34542
DBVT|DBV TECHNOLOGIES ADS|FTBR|Foliofn Investments, Inc.|150
DBVT|DBV TECHNOLOGIES ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|330
DBVT|DBV TECHNOLOGIES ADS|GSCO|GOLDMAN SACHS & CO. LLC|92123
DBVT|DBV TECHNOLOGIES ADS|GSCS|GOLDMAN SACHS & CO. LLC|33
DBVT|DBV TECHNOLOGIES ADS|GTSZ|GTS SECURITIES LLC|18709
DBVT|DBV TECHNOLOGIES ADS|IATS|INTERACTIVE BROKERS LLC|6122
DBVT|DBV TECHNOLOGIES ADS|IBKR|Interactive Brokers Llc|32649
DBVT|DBV TECHNOLOGIES ADS|ICBX|INSTINET, LLC|3000
DBVT|DBV TECHNOLOGIES ADS|IEQY|CITADEL SECURITIES LLC|10255
DBVT|DBV TECHNOLOGIES ADS|INCA|INSTINET, LLC|40113
DBVT|DBV TECHNOLOGIES ADS|INJX|INSTINET, LLC|1008
DBVT|DBV TECHNOLOGIES ADS|ITGI|ITG Inc.|1630
DBVT|DBV TECHNOLOGIES ADS|ITGP|ITG INC.|12000
DBVT|DBV TECHNOLOGIES ADS|JEFF|JEFFERIES LLC|24533
DBVT|DBV TECHNOLOGIES ADS|JMPT|JUMP TRADING, LLC|3562
DBVT|DBV TECHNOLOGIES ADS|JONE|JonesTrading|1328
DBVT|DBV TECHNOLOGIES ADS|JPBX|J.P. MORGAN SECURITIES LLC|12962
DBVT|DBV TECHNOLOGIES ADS|JPMX|J.P. Morgan Securities LLC|139847
DBVT|DBV TECHNOLOGIES ADS|KCGM|VIRTU Americas LLC|7818
DBVT|DBV TECHNOLOGIES ADS|LEER|LEERINK PARTNERS LLC|100134
DBVT|DBV TECHNOLOGIES ADS|LEHM|Barclays Capital Inc./Le|98129
DBVT|DBV TECHNOLOGIES ADS|LIME|Lime Brokerage LLC|78254
DBVT|DBV TECHNOLOGIES ADS|LMGP|LIME BROKERAGE LLC|13784
DBVT|DBV TECHNOLOGIES ADS|LQNA|LIQUIDNET, INC.|45000
DBVT|DBV TECHNOLOGIES ADS|LSCI|Lek Securities Corporation|34307
DBVT|DBV TECHNOLOGIES ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40737
DBVT|DBV TECHNOLOGIES ADS|MSCO|MORGAN STANLEY & CO. LLC|261243
DBVT|DBV TECHNOLOGIES ADS|MSPL|MORGAN STANLEY & CO. LLC|53500
DBVT|DBV TECHNOLOGIES ADS|MSTX|MORGAN STANLEY & CO. LLC|2800
DBVT|DBV TECHNOLOGIES ADS|NFSC|National Financial Services LLC|32801
DBVT|DBV TECHNOLOGIES ADS|NITE|VIRTU Americas LLC|105911
DBVT|DBV TECHNOLOGIES ADS|NITP|VIRTU Americas LLC|400
DBVT|DBV TECHNOLOGIES ADS|NQRB|Brut, LLC|2250
DBVT|DBV TECHNOLOGIES ADS|OLDM|OLD MISSION CAPITAL, LLC|17374
DBVT|DBV TECHNOLOGIES ADS|OPCO|Oppenheimer & Co. Inc.|4274
DBVT|DBV TECHNOLOGIES ADS|PCFF|Pacific International Securities Inc./CDS|300
DBVT|DBV TECHNOLOGIES ADS|PIPR|Piper Jaffray & Co.|16088
DBVT|DBV TECHNOLOGIES ADS|RAJA|Raymond James & Associates, Inc.|425
DBVT|DBV TECHNOLOGIES ADS|RBCM|RBC CAPITAL MARKETS, LLC|254
DBVT|DBV TECHNOLOGIES ADS|SBSH|Citigroup Global Markets Inc.|12935
DBVT|DBV TECHNOLOGIES ADS|SGMT|GOLDMAN SACHS & CO. LLC|24904
DBVT|DBV TECHNOLOGIES ADS|STFL|Stifel, Nicolaus & Company, Incorporated|400
DBVT|DBV TECHNOLOGIES ADS|SWIM|TD Ameritrade, Inc.|3600
DBVT|DBV TECHNOLOGIES ADS|TKNG|ALLY INVEST SECURITIES LLC|100
DBVT|DBV TECHNOLOGIES ADS|TMBR|Timber Hill LLC|2
DBVT|DBV TECHNOLOGIES ADS|TRCM|TRC MARKETS LLC|33388
DBVT|DBV TECHNOLOGIES ADS|TTUC|CUTTONE & CO., INC.|470
DBVT|DBV TECHNOLOGIES ADS|UBSS|UBS Securities LLC|93732
DBVT|DBV TECHNOLOGIES ADS|VALX|VIRTU AMERICAS LLC|83635
DBVT|DBV TECHNOLOGIES ADS|VGRD|Vanguard Marketing Corporation|5176
DBVT|DBV TECHNOLOGIES ADS|WBLR|WILLIAM BLAIR|200
DBVT|DBV TECHNOLOGIES ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
DBVT|DBV TECHNOLOGIES ADS|WCHV|WELLS FARGO SECURITIES, LLC|7643
DBVT|DBV TECHNOLOGIES ADS|WEED|Weeden & Co.L.P.|706
DBVT|DBV TECHNOLOGIES ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15983
DBVT|DBV TECHNOLOGIES ADS|XIST|INSTINET, LLC|24400
DBVT|DBV TECHNOLOGIES ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|14700
DBVT|DBV TECHNOLOGIES ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
DBX|DROPBOX, INC CMN A|ACCP|AEGIS CAPITAL CORP|1000
DBX|DROPBOX, INC CMN A|AGCP|AEGIS CAPITAL CORP.|160
DBX|DROPBOX, INC CMN A|AGIS|Aegis Capital Corp.|30290
DBX|DROPBOX, INC CMN A|ALTX|Alternet Securities Inc.|256079
DBX|DROPBOX, INC CMN A|ANDG|Andrew Garrett Inc.|4000
DBX|DROPBOX, INC CMN A|APCC|Apex Clearing Corporation|422101
DBX|DROPBOX, INC CMN A|BANK|Primevest Financial Services, Inc.|1125
DBX|DROPBOX, INC CMN A|BARD|Robert W. Baird & Co. Incorporated|12534
DBX|DROPBOX, INC CMN A|BATM|CBOE TRADING, INC.|60431
DBX|DROPBOX, INC CMN A|BAYC|BAY CREST PARTNERS, LLC|1097
DBX|DROPBOX, INC CMN A|BAYT|BTIG, LLC|13614
DBX|DROPBOX, INC CMN A|BBNT|BB&T SECURITIES, LLC|15486
DBX|DROPBOX, INC CMN A|BERN|Sanford C. Bernstein & Co., LLC|171832
DBX|DROPBOX, INC CMN A|BIAD|SAGETRADER, LLC|2600
DBX|DROPBOX, INC CMN A|BIDS|BIDS TRADING L.P.|34006
DBX|DROPBOX, INC CMN A|BIMI|Banca IMI Securities Corp.|8102
DBX|DROPBOX, INC CMN A|BKCM|BNY Mellon Capital Markets LLC|711
DBX|DROPBOX, INC CMN A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|90984
DBX|DROPBOX, INC CMN A|BLKX|INSTINET, LLC|48700
DBX|DROPBOX, INC CMN A|BMAK|BMA SECURITIES|54950
DBX|DROPBOX, INC CMN A|BMSI|BULL MARKET SECURITIES, INC.|971
DBX|DROPBOX, INC CMN A|BNPX|BNP PARIBAS SECURITIES CORP.|205993
DBX|DROPBOX, INC CMN A|BRGE|Newbridge Securities Corp.|28991
DBX|DROPBOX, INC CMN A|BSCM|BROAD STREET CAPITAL MARKETS, LLC|25000
DBX|DROPBOX, INC CMN A|BTIG|BTIG, LLC|79741
DBX|DROPBOX, INC CMN A|BYXM|CBOE TRADING, INC.|29616
DBX|DROPBOX, INC CMN A|CANT|Cantor Fitzgerald & Co.|1624
DBX|DROPBOX, INC CMN A|CBLC|CITIGROUP GLOBAL MARKETS INC.|110600
DBX|DROPBOX, INC CMN A|CBRA|Cobra Trading, Inc.|5200
DBX|DROPBOX, INC CMN A|CHAS|Charles Schwab & Co., Inc.|116755
DBX|DROPBOX, INC CMN A|CICF|Canaccord Genuity Corp.|5606
DBX|DROPBOX, INC CMN A|CIIV|CORPORATE INVESTMENTS GROUP, INC.|7787
DBX|DROPBOX, INC CMN A|CIST|Capital Institutional Services, Inc.|60
DBX|DROPBOX, INC CMN A|CNTR|PRECISION SECURITIES, LLC|8872
DBX|DROPBOX, INC CMN A|COKE|Coker & Palmer|7620
DBX|DROPBOX, INC CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|581478
DBX|DROPBOX, INC CMN A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|67292
DBX|DROPBOX, INC CMN A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|929252
DBX|DROPBOX, INC CMN A|CRFN|ROBINHOOD FINANCIAL, LLC|100
DBX|DROPBOX, INC CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1966807
DBX|DROPBOX, INC CMN A|CTDL|Citadel Derivatives Group Llc|38313
DBX|DROPBOX, INC CMN A|CTLR|CUTLER GROUP, LP|46871
DBX|DROPBOX, INC CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|221962
DBX|DROPBOX, INC CMN A|DADA|D.A. Davidson & Co.|2940
DBX|DROPBOX, INC CMN A|DAVA|Davenport & Company LLC|1050
DBX|DROPBOX, INC CMN A|DAWA|Daiwa Capital Markets America Inc.|2150
DBX|DROPBOX, INC CMN A|DBAB|Deutsche Bank Securities Inc.|1064677
DBX|DROPBOX, INC CMN A|DBAX|Deutsche Bank Securities Inc.|982100
DBX|DROPBOX, INC CMN A|DBUL|Deutsche Bank Securities Inc.|2463
DBX|DROPBOX, INC CMN A|DCHF|Dart Executions, LLC|271913
DBX|DROPBOX, INC CMN A|DEAN|MORGAN STANLEY|84265
DBX|DROPBOX, INC CMN A|DEGS|RONIN PROFESSIONAL LLC|120666
DBX|DROPBOX, INC CMN A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19045
DBX|DROPBOX, INC CMN A|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|8000
DBX|DROPBOX, INC CMN A|EBXL|EBX LLC|841900
DBX|DROPBOX, INC CMN A|ECUT|CONVERGEX EXECUTION SOLUTIONS|35938
DBX|DROPBOX, INC CMN A|EDJC|Edward Jones / CDS|230
DBX|DROPBOX, INC CMN A|EDJO|Edward D. Jones & Co., L.P.|34960
DBX|DROPBOX, INC CMN A|EGAM|CBOE TRADING, INC.|220653
DBX|DROPBOX, INC CMN A|EGAW|CBOE TRADING, INC.|3175
DBX|DROPBOX, INC CMN A|EGMT|EG MARKET TECHNOLOGIES LLC|5376
DBX|DROPBOX, INC CMN A|EGXM|CBOE TRADING, INC.|111755
DBX|DROPBOX, INC CMN A|EGXW|CBOE TRADING, INC.|1082
DBX|DROPBOX, INC CMN A|EROP|Eroom Securities L.L.C.|2780
DBX|DROPBOX, INC CMN A|ESPO|ESPOSITO SECURITIES, LLC|86
DBX|DROPBOX, INC CMN A|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|12000
DBX|DROPBOX, INC CMN A|ETBE|Electronic Transaction Clearing, Inc.|113571
DBX|DROPBOX, INC CMN A|ETCB|ETC BROKERAGE SERVICES, LLC|1415
DBX|DROPBOX, INC CMN A|ETCC|Electronic Transaction Clearing, Inc.|700
DBX|DROPBOX, INC CMN A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
DBX|DROPBOX, INC CMN A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|316858
DBX|DROPBOX, INC CMN A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2251
DBX|DROPBOX, INC CMN A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|28769
DBX|DROPBOX, INC CMN A|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|11724
DBX|DROPBOX, INC CMN A|ETRS|E*Trade Securities LLC|9509328
DBX|DROPBOX, INC CMN A|EVRS|E1 ASSET MANAGEMENT, INC.|4648
DBX|DROPBOX, INC CMN A|FBCO|Credit Suisse Securities (USA) LLC|2013340
DBX|DROPBOX, INC CMN A|FBSB|U.S. Bancorp Investments, Inc.|2800
DBX|DROPBOX, INC CMN A|FFSI|Firstrade Securities Inc.|40
DBX|DROPBOX, INC CMN A|FILL|Tradestation Securities, Inc.|573092
DBX|DROPBOX, INC CMN A|FMAF|NBCN Inc./ CDS|78851
DBX|DROPBOX, INC CMN A|FOMA|TD AMERITRADE CLEARING, INC.|14405366
DBX|DROPBOX, INC CMN A|FORD|Fordham Financial Management, Inc.|26050
DBX|DROPBOX, INC CMN A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|55869
DBX|DROPBOX, INC CMN A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|638143
DBX|DROPBOX, INC CMN A|FTBR|Foliofn Investments, Inc.|9402
DBX|DROPBOX, INC CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|187161
DBX|DROPBOX, INC CMN A|GLIS|TD Securities Inc|9687
DBX|DROPBOX, INC CMN A|GLPX|ACS EXECUTION SERVICES, LLC|1338203
DBX|DROPBOX, INC CMN A|GSCO|GOLDMAN SACHS & CO. LLC|3138848
DBX|DROPBOX, INC CMN A|GSCS|GOLDMAN SACHS & CO. LLC|599609
DBX|DROPBOX, INC CMN A|GSLT|GOLDMAN SACHS & CO. LLC|155245
DBX|DROPBOX, INC CMN A|GTSZ|GTS SECURITIES LLC|405110
DBX|DROPBOX, INC CMN A|HAPX|HAP Trading, LLC|2500
DBX|DROPBOX, INC CMN A|HRBF|American Enterprise Investment Services Inc.|53052
DBX|DROPBOX, INC CMN A|HSBC|HSBC Securities, Inc.|50750
DBX|DROPBOX, INC CMN A|IATS|INTERACTIVE BROKERS LLC|1013819
DBX|DROPBOX, INC CMN A|IBKR|Interactive Brokers Llc|6167696
DBX|DROPBOX, INC CMN A|IBSJ|Integrity Brokerage Services, Inc.|2740
DBX|DROPBOX, INC CMN A|ICBX|INSTINET, LLC|457945
DBX|DROPBOX, INC CMN A|INCA|INSTINET, LLC|3746681
DBX|DROPBOX, INC CMN A|INJX|INSTINET, LLC|142304
DBX|DROPBOX, INC CMN A|ITGI|ITG Inc.|1422288
DBX|DROPBOX, INC CMN A|ITGP|ITG INC.|693600
DBX|DROPBOX, INC CMN A|JANY|Janney Montgomery Scott Inc.|17275
DBX|DROPBOX, INC CMN A|JEFF|JEFFERIES LLC|341259
DBX|DROPBOX, INC CMN A|JLEO|Primary Capital, LLC|1000
DBX|DROPBOX, INC CMN A|JMPT|JUMP TRADING, LLC|304615
DBX|DROPBOX, INC CMN A|JONE|JonesTrading|50
DBX|DROPBOX, INC CMN A|JPBX|J.P. MORGAN SECURITIES LLC|210127
DBX|DROPBOX, INC CMN A|JPMX|J.P. Morgan Securities LLC|1615146
DBX|DROPBOX, INC CMN A|JRCO|Johnson Rice & Company L.L.C.|50
DBX|DROPBOX, INC CMN A|JSCL|JOSEPH STONE CAPITAL L.L.C.|23391
DBX|DROPBOX, INC CMN A|JSJX|JANE STREET CAPITAL LLC|84637
DBX|DROPBOX, INC CMN A|JSSF|JMP Securities LLC|3411
DBX|DROPBOX, INC CMN A|JUTA|JUMP TRADING, LLC|39598
DBX|DROPBOX, INC CMN A|KCGM|VIRTU Americas LLC|409208
DBX|DROPBOX, INC CMN A|KCRD|PHX FINANCIAL, INC.|1800
DBX|DROPBOX, INC CMN A|LEHM|Barclays Capital Inc./Le|3780516
DBX|DROPBOX, INC CMN A|LIME|Lime Brokerage LLC|742743
DBX|DROPBOX, INC CMN A|LIWD|LIME BROKERAGE LLC|100
DBX|DROPBOX, INC CMN A|LMGP|LIME BROKERAGE LLC|18528
DBX|DROPBOX, INC CMN A|LOOP|Loop Capital Markets LLC|10306
DBX|DROPBOX, INC CMN A|LQNA|LIQUIDNET, INC.|71300
DBX|DROPBOX, INC CMN A|LSCI|Lek Securities Corporation|193680
DBX|DROPBOX, INC CMN A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2700
DBX|DROPBOX, INC CMN A|MACQ|Macquarie Capital (USA) Inc.|9300
DBX|DROPBOX, INC CMN A|MAVB|Great Point Capital LLC|1800
DBX|DROPBOX, INC CMN A|MAXM|Maxim Group LLC|81893
DBX|DROPBOX, INC CMN A|MBTS|ALLY INVEST SECURITIES LLC|13966
DBX|DROPBOX, INC CMN A|MCBT|Moors & Cabot, Inc.|120
DBX|DROPBOX, INC CMN A|MCMF|Raymond James Ltd. Cds|4838
DBX|DROPBOX, INC CMN A|MICA|Spartan Securities Group, Ltd.|7000
DBX|DROPBOX, INC CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|555665
DBX|DROPBOX, INC CMN A|MOTF|MOTIF INVESTING, INC.|187
DBX|DROPBOX, INC CMN A|MPSG|E D & F Man Capital Markets Inc.|29733
DBX|DROPBOX, INC CMN A|MSCO|MORGAN STANLEY & CO. LLC|9920261
DBX|DROPBOX, INC CMN A|MSPL|MORGAN STANLEY & CO. LLC|691300
DBX|DROPBOX, INC CMN A|MSTX|MORGAN STANLEY & CO. LLC|545500
DBX|DROPBOX, INC CMN A|NATL|National Securities Corporation|37487
DBX|DROPBOX, INC CMN A|NBCS|NBC Securities, INC.|600
DBX|DROPBOX, INC CMN A|NFSC|National Financial Services LLC|7621226
DBX|DROPBOX, INC CMN A|NITE|VIRTU Americas LLC|18489837
DBX|DROPBOX, INC CMN A|NITP|VIRTU Americas LLC|6371
DBX|DROPBOX, INC CMN A|NQRB|Brut, LLC|161234
DBX|DROPBOX, INC CMN A|NTFN|Network 1 Financial Securities Inc.|1400
DBX|DROPBOX, INC CMN A|NTRC|Northern Trust Securities, Inc.|959
DBX|DROPBOX, INC CMN A|OHOS|TWO SIGMA SECURITIES, LLC|332353
DBX|DROPBOX, INC CMN A|ONEL|O'NEIL SECURITIES, INCORPORATED|1800
DBX|DROPBOX, INC CMN A|OPCO|Oppenheimer & Co. Inc.|78280
DBX|DROPBOX, INC CMN A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3075
DBX|DROPBOX, INC CMN A|PAUL|Paulson Investment Company, Inc.|50
DBX|DROPBOX, INC CMN A|PCFF|Pacific International Securities Inc./CDS|8200
DBX|DROPBOX, INC CMN A|PCPT|PHILLIP CAPITAL INC.|103353
DBX|DROPBOX, INC CMN A|PDQM|CODA MARKETS, INC.|1315860
DBX|DROPBOX, INC CMN A|PHLY|NASDAQ Execution Services, LLC|177200
DBX|DROPBOX, INC CMN A|PICT|Pictet Overseas Inc.|2856
DBX|DROPBOX, INC CMN A|PIPR|Piper Jaffray & Co.|9722
DBX|DROPBOX, INC CMN A|POIN|PRECISION SECURITIES, LLC (POIN)|100800
DBX|DROPBOX, INC CMN A|PWJC|UBS Financial Services, Inc.|86482
DBX|DROPBOX, INC CMN A|QMSR|QUATTRO M SECURITIES INC.|57478
DBX|DROPBOX, INC CMN A|RAJA|Raymond James & Associates, Inc.|168646
DBX|DROPBOX, INC CMN A|RBCM|RBC CAPITAL MARKETS, LLC|154764
DBX|DROPBOX, INC CMN A|RGLD|Regal Securities, Inc|1100
DBX|DROPBOX, INC CMN A|RILY|B. RILEY FBR, INC.|100
DBX|DROPBOX, INC CMN A|RJLC|RJL CAPITAL GROUP, LLC|50
DBX|DROPBOX, INC CMN A|SAGL|SAGETRADER, LLC|26475
DBX|DROPBOX, INC CMN A|SALI|INTL FCSTONE FINANCIAL INC.|282730
DBX|DROPBOX, INC CMN A|SBSH|Citigroup Global Markets Inc.|941884
DBX|DROPBOX, INC CMN A|SEIC|SEI Investments Distribution Co.|2900
DBX|DROPBOX, INC CMN A|SGMT|GOLDMAN SACHS & CO. LLC|693864
DBX|DROPBOX, INC CMN A|SIBO|Prime Executions, Inc.|1589
DBX|DROPBOX, INC CMN A|SOGO|Wang Investment Associates, Inc.|9333
DBX|DROPBOX, INC CMN A|SPDR|SPEEDROUTE LLC|157779
DBX|DROPBOX, INC CMN A|SPHN|Stephens Inc.|46125
DBX|DROPBOX, INC CMN A|SPNT|SEVEN POINTS CAPITAL, LLC|403
DBX|DROPBOX, INC CMN A|SPTD|MINT GLOBAL MARKETS, INC.|15950
DBX|DROPBOX, INC CMN A|STFL|Stifel, Nicolaus & Company, Incorporated|168787
DBX|DROPBOX, INC CMN A|STKP|STOCKPILE INVESTMENTS, INC.|7686
DBX|DROPBOX, INC CMN A|STXG|Stockcross Financial Services, Inc.|11312
DBX|DROPBOX, INC CMN A|SWIM|TD Ameritrade, Inc.|9555064
DBX|DROPBOX, INC CMN A|SWST|Hilltop Securities Inc.|13168
DBX|DROPBOX, INC CMN A|TAGC|TELSEY ADVISORY GROUP LLC|4975
DBX|DROPBOX, INC CMN A|TKNG|ALLY INVEST SECURITIES LLC|208086
DBX|DROPBOX, INC CMN A|TRBT|Tradebot Systems, Inc.|2343367
DBX|DROPBOX, INC CMN A|TRCM|TRC MARKETS LLC|338518
DBX|DROPBOX, INC CMN A|TWTT|TASTYWORKS, INC.|35489
DBX|DROPBOX, INC CMN A|UBSA|UBS SECURITIES LLC|3502059
DBX|DROPBOX, INC CMN A|UBSS|UBS Securities LLC|7310267
DBX|DROPBOX, INC CMN A|VALX|VIRTU AMERICAS LLC|186244
DBX|DROPBOX, INC CMN A|VGRD|Vanguard Marketing Corporation|373918
DBX|DROPBOX, INC CMN A|VIEW|VIEWTRADE SECURITIES LLC|200
DBX|DROPBOX, INC CMN A|VSIN|Vision Financial Markets Llc|1989
DBX|DROPBOX, INC CMN A|WABR|Wall Street Access|1200
DBX|DROPBOX, INC CMN A|WBLR|WILLIAM BLAIR|100
DBX|DROPBOX, INC CMN A|WCHV|WELLS FARGO SECURITIES, LLC|1201590
DBX|DROPBOX, INC CMN A|WDCO|Wilson-Davis & Co., Inc.|500
DBX|DROPBOX, INC CMN A|WEDB|WEDBUSH SECURITIES INC.|1072638
DBX|DROPBOX, INC CMN A|WEED|Weeden & Co.L.P.|63701
DBX|DROPBOX, INC CMN A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|196786
DBX|DROPBOX, INC CMN A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|344870
DBX|DROPBOX, INC CMN A|WGIF|CIBC World Markets Inc.|157788
DBX|DROPBOX, INC CMN A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
DBX|DROPBOX, INC CMN A|WORD|Worden Capital Management LLC|74711
DBX|DROPBOX, INC CMN A|WSEA|WOLVERINE SECURITIES, LLC|358263
DBX|DROPBOX, INC CMN A|XIST|INSTINET, LLC|85000
DBX|DROPBOX, INC CMN A|XPQR|Jump Trading|12032
DBX|DROPBOX, INC CMN A|XPUS|XP SECURITIES, LLC|19713
DBX|DROPBOX, INC CMN A|XSTM|NATIONAL FINANCIAL SERVICES LLC|875010
DBX|DROPBOX, INC CMN A|YKNA|COMHAR CAPITAL MARKETS, LLC|111029
DBX|DROPBOX, INC CMN A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56890
DCAR|DROPCAR INC CMN|AGIS|Aegis Capital Corp.|9000
DCAR|DROPCAR INC CMN|APCC|Apex Clearing Corporation|1122
DCAR|DROPCAR INC CMN|BATM|CBOE TRADING, INC.|1942
DCAR|DROPCAR INC CMN|BIMI|Banca IMI Securities Corp.|38947
DCAR|DROPCAR INC CMN|BYXM|CBOE TRADING, INC.|1100
DCAR|DROPCAR INC CMN|CHAS|Charles Schwab & Co., Inc.|750
DCAR|DROPCAR INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
DCAR|DROPCAR INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4200
DCAR|DROPCAR INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|624
DCAR|DROPCAR INC CMN|CRFN|ROBINHOOD FINANCIAL, LLC|508
DCAR|DROPCAR INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11440
DCAR|DROPCAR INC CMN|DBAB|Deutsche Bank Securities Inc.|2790
DCAR|DROPCAR INC CMN|DBAX|Deutsche Bank Securities Inc.|300
DCAR|DROPCAR INC CMN|DEAN|MORGAN STANLEY|15210
DCAR|DROPCAR INC CMN|EBXL|EBX LLC|100
DCAR|DROPCAR INC CMN|EDJO|Edward D. Jones & Co., L.P.|15851
DCAR|DROPCAR INC CMN|EGAM|CBOE TRADING, INC.|1500
DCAR|DROPCAR INC CMN|EGXM|CBOE TRADING, INC.|1250
DCAR|DROPCAR INC CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
DCAR|DROPCAR INC CMN|ETRS|E*Trade Securities LLC|132907
DCAR|DROPCAR INC CMN|FBCO|Credit Suisse Securities (USA) LLC|43618
DCAR|DROPCAR INC CMN|FILL|Tradestation Securities, Inc.|13310
DCAR|DROPCAR INC CMN|FMAF|NBCN Inc./ CDS|2900
DCAR|DROPCAR INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|237802
DCAR|DROPCAR INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1401
DCAR|DROPCAR INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|700
DCAR|DROPCAR INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|1921
DCAR|DROPCAR INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|369
DCAR|DROPCAR INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|4400
DCAR|DROPCAR INC CMN|IATS|INTERACTIVE BROKERS LLC|5001
DCAR|DROPCAR INC CMN|IBKR|Interactive Brokers Llc|66416
DCAR|DROPCAR INC CMN|INCA|INSTINET, LLC|4728
DCAR|DROPCAR INC CMN|ITGI|ITG Inc.|1416
DCAR|DROPCAR INC CMN|ITGP|ITG INC.|2200
DCAR|DROPCAR INC CMN|JMPT|JUMP TRADING, LLC|707
DCAR|DROPCAR INC CMN|JPMX|J.P. Morgan Securities LLC|400
DCAR|DROPCAR INC CMN|JSJX|JANE STREET CAPITAL LLC|100
DCAR|DROPCAR INC CMN|LEHM|Barclays Capital Inc./Le|9561
DCAR|DROPCAR INC CMN|LIME|Lime Brokerage LLC|5593
DCAR|DROPCAR INC CMN|LSCI|Lek Securities Corporation|100
DCAR|DROPCAR INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DCAR|DROPCAR INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DCAR|DROPCAR INC CMN|MSCO|MORGAN STANLEY & CO. LLC|161991
DCAR|DROPCAR INC CMN|MSPL|MORGAN STANLEY & CO. LLC|9900
DCAR|DROPCAR INC CMN|NFSC|National Financial Services LLC|109811
DCAR|DROPCAR INC CMN|NITE|VIRTU Americas LLC|450272
DCAR|DROPCAR INC CMN|NQRB|Brut, LLC|300
DCAR|DROPCAR INC CMN|OPCO|Oppenheimer & Co. Inc.|10381
DCAR|DROPCAR INC CMN|PDQM|CODA MARKETS, INC.|6114
DCAR|DROPCAR INC CMN|RAJA|Raymond James & Associates, Inc.|3000
DCAR|DROPCAR INC CMN|SAGL|SAGETRADER, LLC|14
DCAR|DROPCAR INC CMN|SALI|INTL FCSTONE FINANCIAL INC.|2000
DCAR|DROPCAR INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|1665
DCAR|DROPCAR INC CMN|SPDR|SPEEDROUTE LLC|2815
DCAR|DROPCAR INC CMN|SWIM|TD Ameritrade, Inc.|160405
DCAR|DROPCAR INC CMN|TKNG|ALLY INVEST SECURITIES LLC|13462
DCAR|DROPCAR INC CMN|UBSA|UBS SECURITIES LLC|16525
DCAR|DROPCAR INC CMN|UBSS|UBS Securities LLC|44777
DCAR|DROPCAR INC CMN|VALX|VIRTU AMERICAS LLC|102
DCAR|DROPCAR INC CMN|VGRD|Vanguard Marketing Corporation|1000
DCAR|DROPCAR INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|8634
DCAR|DROPCAR INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1163
DCAR|DROPCAR INC CMN|WGIF|CIBC World Markets Inc.|14100
DCAR|DROPCAR INC CMN|WSEA|WOLVERINE SECURITIES, LLC|7671
DCAR|DROPCAR INC CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|72408
DCAR|DROPCAR INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
DCF|DREYFUS ALCENTRA GLO|BRGE|Newbridge Securities Corp.|600
DCF|DREYFUS ALCENTRA GLO|CHAS|Charles Schwab & Co., Inc.|1
DCF|DREYFUS ALCENTRA GLO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3300
DCF|DREYFUS ALCENTRA GLO|DBAX|Deutsche Bank Securities Inc.|200
DCF|DREYFUS ALCENTRA GLO|DEAN|MORGAN STANLEY|45288
DCF|DREYFUS ALCENTRA GLO|EBXL|EBX LLC|300
DCF|DREYFUS ALCENTRA GLO|EGXM|CBOE TRADING, INC.|100
DCF|DREYFUS ALCENTRA GLO|ETRS|E*Trade Securities LLC|4080
DCF|DREYFUS ALCENTRA GLO|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|16800
DCF|DREYFUS ALCENTRA GLO|IATS|INTERACTIVE BROKERS LLC|400
DCF|DREYFUS ALCENTRA GLO|IBKR|Interactive Brokers Llc|200
DCF|DREYFUS ALCENTRA GLO|ITGP|ITG INC.|200
DCF|DREYFUS ALCENTRA GLO|JANY|Janney Montgomery Scott Inc.|300
DCF|DREYFUS ALCENTRA GLO|LEHM|Barclays Capital Inc./Le|400
DCF|DREYFUS ALCENTRA GLO|LIME|Lime Brokerage LLC|1000
DCF|DREYFUS ALCENTRA GLO|MSCO|MORGAN STANLEY & CO. LLC|106752
DCF|DREYFUS ALCENTRA GLO|MSPL|MORGAN STANLEY & CO. LLC|13400
DCF|DREYFUS ALCENTRA GLO|NFSC|National Financial Services LLC|6491
DCF|DREYFUS ALCENTRA GLO|NITE|VIRTU Americas LLC|116236
DCF|DREYFUS ALCENTRA GLO|NQRB|Brut, LLC|100
DCF|DREYFUS ALCENTRA GLO|PWJC|UBS Financial Services, Inc.|3300
DCF|DREYFUS ALCENTRA GLO|RBCM|RBC CAPITAL MARKETS, LLC|13914
DCF|DREYFUS ALCENTRA GLO|SGMT|GOLDMAN SACHS & CO. LLC|300
DCF|DREYFUS ALCENTRA GLO|STFL|Stifel, Nicolaus & Company, Incorporated|19659
DCF|DREYFUS ALCENTRA GLO|TRBT|Tradebot Systems, Inc.|1290
DCF|DREYFUS ALCENTRA GLO|UBSA|UBS SECURITIES LLC|2700
DCF|DREYFUS ALCENTRA GLO|UBSS|UBS Securities LLC|6930
DCF|DREYFUS ALCENTRA GLO|WCHV|WELLS FARGO SECURITIES, LLC|97283
DCF|DREYFUS ALCENTRA GLO|WEDB|WEDBUSH SECURITIES INC.|30
DCF|DREYFUS ALCENTRA GLO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3707
DCHF|ETNS LINKED TO THE V|KCGM|VIRTU Americas LLC|5
DCI|DONALDSON CO INC|ALTX|Alternet Securities Inc.|2600
DCI|DONALDSON CO INC|APCC|Apex Clearing Corporation|694
DCI|DONALDSON CO INC|BALE|M&T SECURITIES, INC.|423
DCI|DONALDSON CO INC|BARD|Robert W. Baird & Co. Incorporated|922
DCI|DONALDSON CO INC|BATM|CBOE TRADING, INC.|3647
DCI|DONALDSON CO INC|BAYT|BTIG, LLC|3000
DCI|DONALDSON CO INC|BERN|Sanford C. Bernstein & Co., LLC|83973
DCI|DONALDSON CO INC|BIDS|BIDS TRADING L.P.|109300
DCI|DONALDSON CO INC|BKCM|BNY Mellon Capital Markets LLC|24127
DCI|DONALDSON CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5203
DCI|DONALDSON CO INC|BLKX|INSTINET, LLC|64200
DCI|DONALDSON CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|3962
DCI|DONALDSON CO INC|BRVL|BLAYLOCK VAN, LLC|3700
DCI|DONALDSON CO INC|BTIG|BTIG, LLC|2278
DCI|DONALDSON CO INC|BYXM|CBOE TRADING, INC.|314
DCI|DONALDSON CO INC|BZYD|GOLDMAN SACHS & CO. LLC|506
DCI|DONALDSON CO INC|CANT|Cantor Fitzgerald & Co.|190
DCI|DONALDSON CO INC|CHAS|Charles Schwab & Co., Inc.|7
DCI|DONALDSON CO INC|CIST|Capital Institutional Services, Inc.|4399
DCI|DONALDSON CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15023
DCI|DONALDSON CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11170
DCI|DONALDSON CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|228467
DCI|DONALDSON CO INC|CTDL|Citadel Derivatives Group Llc|1648
DCI|DONALDSON CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10932
DCI|DONALDSON CO INC|DADA|D.A. Davidson & Co.|113
DCI|DONALDSON CO INC|DBAB|Deutsche Bank Securities Inc.|157405
DCI|DONALDSON CO INC|DBAX|Deutsche Bank Securities Inc.|106800
DCI|DONALDSON CO INC|DBUL|Deutsche Bank Securities Inc.|2590
DCI|DONALDSON CO INC|DEAN|MORGAN STANLEY|17212
DCI|DONALDSON CO INC|DEGS|RONIN PROFESSIONAL LLC|610
DCI|DONALDSON CO INC|EBXL|EBX LLC|99500
DCI|DONALDSON CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5995
DCI|DONALDSON CO INC|EDJC|Edward Jones / CDS|765
DCI|DONALDSON CO INC|EDJO|Edward D. Jones & Co., L.P.|8202
DCI|DONALDSON CO INC|EGAM|CBOE TRADING, INC.|6833
DCI|DONALDSON CO INC|EGAW|CBOE TRADING, INC.|17
DCI|DONALDSON CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|700
DCI|DONALDSON CO INC|EGXM|CBOE TRADING, INC.|1035
DCI|DONALDSON CO INC|ETBE|Electronic Transaction Clearing, Inc.|4041
DCI|DONALDSON CO INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
DCI|DONALDSON CO INC|ETCC|Electronic Transaction Clearing, Inc.|330
DCI|DONALDSON CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7169
DCI|DONALDSON CO INC|ETRS|E*Trade Securities LLC|3410
DCI|DONALDSON CO INC|FILL|Tradestation Securities, Inc.|32
DCI|DONALDSON CO INC|FMAF|NBCN Inc./ CDS|199
DCI|DONALDSON CO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6094
DCI|DONALDSON CO INC|FQLS|Quantlab Securities LP|150790
DCI|DONALDSON CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78686
DCI|DONALDSON CO INC|FTBR|Foliofn Investments, Inc.|1756
DCI|DONALDSON CO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|13
DCI|DONALDSON CO INC|GLIS|TD Securities Inc|1
DCI|DONALDSON CO INC|GLPX|ACS EXECUTION SERVICES, LLC|5713
DCI|DONALDSON CO INC|GSCO|GOLDMAN SACHS & CO. LLC|446348
DCI|DONALDSON CO INC|GSCS|GOLDMAN SACHS & CO. LLC|16415
DCI|DONALDSON CO INC|GSLT|GOLDMAN SACHS & CO. LLC|5355
DCI|DONALDSON CO INC|GTSZ|GTS SECURITIES LLC|25120
DCI|DONALDSON CO INC|HPPX|POTAMUS TRADING, LLC|587
DCI|DONALDSON CO INC|HRBF|American Enterprise Investment Services Inc.|640
DCI|DONALDSON CO INC|IATS|INTERACTIVE BROKERS LLC|441
DCI|DONALDSON CO INC|IBKR|Interactive Brokers Llc|2646
DCI|DONALDSON CO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|652
DCI|DONALDSON CO INC|ICBX|INSTINET, LLC|25514
DCI|DONALDSON CO INC|IEQY|CITADEL SECURITIES LLC|37662
DCI|DONALDSON CO INC|INCA|INSTINET, LLC|77044
DCI|DONALDSON CO INC|INJX|INSTINET, LLC|115
DCI|DONALDSON CO INC|ITGI|ITG Inc.|40721
DCI|DONALDSON CO INC|ITGP|ITG INC.|29600
DCI|DONALDSON CO INC|JANY|Janney Montgomery Scott Inc.|34
DCI|DONALDSON CO INC|JEFF|JEFFERIES LLC|89687
DCI|DONALDSON CO INC|JMPT|JUMP TRADING, LLC|29847
DCI|DONALDSON CO INC|JPBX|J.P. MORGAN SECURITIES LLC|31836
DCI|DONALDSON CO INC|JPMX|J.P. Morgan Securities LLC|166019
DCI|DONALDSON CO INC|JSJX|JANE STREET CAPITAL LLC|2486
DCI|DONALDSON CO INC|KCGM|VIRTU Americas LLC|12777
DCI|DONALDSON CO INC|LEHM|Barclays Capital Inc./Le|248625
DCI|DONALDSON CO INC|LIME|Lime Brokerage LLC|7934
DCI|DONALDSON CO INC|LOOP|Loop Capital Markets LLC|2300
DCI|DONALDSON CO INC|MBTS|ALLY INVEST SECURITIES LLC|140
DCI|DONALDSON CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31338
DCI|DONALDSON CO INC|MOTF|MOTIF INVESTING, INC.|12
DCI|DONALDSON CO INC|MSCO|MORGAN STANLEY & CO. LLC|877047
DCI|DONALDSON CO INC|MSPL|MORGAN STANLEY & CO. LLC|184100
DCI|DONALDSON CO INC|MSTX|MORGAN STANLEY & CO. LLC|87500
DCI|DONALDSON CO INC|NFSC|National Financial Services LLC|63084
DCI|DONALDSON CO INC|NITE|VIRTU Americas LLC|133535
DCI|DONALDSON CO INC|NITP|VIRTU Americas LLC|350
DCI|DONALDSON CO INC|NQRB|Brut, LLC|2348
DCI|DONALDSON CO INC|NTRC|Northern Trust Securities, Inc.|900
DCI|DONALDSON CO INC|OPCO|Oppenheimer & Co. Inc.|2
DCI|DONALDSON CO INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
DCI|DONALDSON CO INC|PDQM|CODA MARKETS, INC.|51170
DCI|DONALDSON CO INC|PWJC|UBS Financial Services, Inc.|586
DCI|DONALDSON CO INC|RBCM|RBC CAPITAL MARKETS, LLC|6176
DCI|DONALDSON CO INC|SAGL|SAGETRADER, LLC|2600
DCI|DONALDSON CO INC|SBSH|Citigroup Global Markets Inc.|32431
DCI|DONALDSON CO INC|SEIC|SEI Investments Distribution Co.|1100
DCI|DONALDSON CO INC|SGMT|GOLDMAN SACHS & CO. LLC|33649
DCI|DONALDSON CO INC|SPDR|SPEEDROUTE LLC|5900
DCI|DONALDSON CO INC|SPHN|Stephens Inc.|579
DCI|DONALDSON CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|5837
DCI|DONALDSON CO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1758
DCI|DONALDSON CO INC|SWIM|TD Ameritrade, Inc.|921
DCI|DONALDSON CO INC|SWST|Hilltop Securities Inc.|3465
DCI|DONALDSON CO INC|TMBR|Timber Hill LLC|60
DCI|DONALDSON CO INC|TRBT|Tradebot Systems, Inc.|65159
DCI|DONALDSON CO INC|TRCM|TRC MARKETS LLC|63468
DCI|DONALDSON CO INC|UBSA|UBS SECURITIES LLC|192938
DCI|DONALDSON CO INC|UBSS|UBS Securities LLC|347990
DCI|DONALDSON CO INC|VALX|VIRTU AMERICAS LLC|6083
DCI|DONALDSON CO INC|VGRD|Vanguard Marketing Corporation|1847
DCI|DONALDSON CO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|300
DCI|DONALDSON CO INC|WCHV|WELLS FARGO SECURITIES, LLC|186736
DCI|DONALDSON CO INC|WDNX|WEEDEN & CO.L.P.|15404
DCI|DONALDSON CO INC|WEDB|WEDBUSH SECURITIES INC.|139
DCI|DONALDSON CO INC|WEED|Weeden & Co.L.P.|200
DCI|DONALDSON CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1505
DCI|DONALDSON CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|660
DCI|DONALDSON CO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|235
DCI|DONALDSON CO INC|WSEA|WOLVERINE SECURITIES, LLC|433
DCI|DONALDSON CO INC|XIST|INSTINET, LLC|44676
DCI|DONALDSON CO INC|XPQR|Jump Trading|2806
DCI|DONALDSON CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13616
DCI|DONALDSON CO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|505
DCI|DONALDSON CO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|767
DCIX|DIANA CONTAINERSHIP|ALTX|Alternet Securities Inc.|4050
DCIX|DIANA CONTAINERSHIP|APCC|Apex Clearing Corporation|171901
DCIX|DIANA CONTAINERSHIP|BATM|CBOE TRADING, INC.|500
DCIX|DIANA CONTAINERSHIP|BIMI|Banca IMI Securities Corp.|29086
DCIX|DIANA CONTAINERSHIP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23258
DCIX|DIANA CONTAINERSHIP|CANT|Cantor Fitzgerald & Co.|167
DCIX|DIANA CONTAINERSHIP|CHAS|Charles Schwab & Co., Inc.|8900
DCIX|DIANA CONTAINERSHIP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6912
DCIX|DIANA CONTAINERSHIP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8500
DCIX|DIANA CONTAINERSHIP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18385
DCIX|DIANA CONTAINERSHIP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52865
DCIX|DIANA CONTAINERSHIP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5068
DCIX|DIANA CONTAINERSHIP|DBAB|Deutsche Bank Securities Inc.|19765
DCIX|DIANA CONTAINERSHIP|DBAX|Deutsche Bank Securities Inc.|6900
DCIX|DIANA CONTAINERSHIP|DEAN|MORGAN STANLEY|2000
DCIX|DIANA CONTAINERSHIP|DEGS|RONIN PROFESSIONAL LLC|7146
DCIX|DIANA CONTAINERSHIP|EBXL|EBX LLC|13800
DCIX|DIANA CONTAINERSHIP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3750
DCIX|DIANA CONTAINERSHIP|EDJO|Edward D. Jones & Co., L.P.|11246
DCIX|DIANA CONTAINERSHIP|EGAM|CBOE TRADING, INC.|25195
DCIX|DIANA CONTAINERSHIP|EGAW|CBOE TRADING, INC.|100
DCIX|DIANA CONTAINERSHIP|EGXM|CBOE TRADING, INC.|1900
DCIX|DIANA CONTAINERSHIP|ETBE|Electronic Transaction Clearing, Inc.|1817
DCIX|DIANA CONTAINERSHIP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
DCIX|DIANA CONTAINERSHIP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1200
DCIX|DIANA CONTAINERSHIP|ETRS|E*Trade Securities LLC|1089209
DCIX|DIANA CONTAINERSHIP|FBCO|Credit Suisse Securities (USA) LLC|155607
DCIX|DIANA CONTAINERSHIP|FILL|Tradestation Securities, Inc.|53058
DCIX|DIANA CONTAINERSHIP|FMAF|NBCN Inc./ CDS|43200
DCIX|DIANA CONTAINERSHIP|FOMA|TD AMERITRADE CLEARING, INC.|2123152
DCIX|DIANA CONTAINERSHIP|FTBR|Foliofn Investments, Inc.|791
DCIX|DIANA CONTAINERSHIP|GEBB|GLOBAL EXECUTION BROKERS, LP|1050
DCIX|DIANA CONTAINERSHIP|GLPX|ACS EXECUTION SERVICES, LLC|27917
DCIX|DIANA CONTAINERSHIP|GSCO|GOLDMAN SACHS & CO. LLC|2610
DCIX|DIANA CONTAINERSHIP|GSCS|GOLDMAN SACHS & CO. LLC|23834
DCIX|DIANA CONTAINERSHIP|GSLT|GOLDMAN SACHS & CO. LLC|12335
DCIX|DIANA CONTAINERSHIP|GTSZ|GTS SECURITIES LLC|750
DCIX|DIANA CONTAINERSHIP|HRBF|American Enterprise Investment Services Inc.|4400
DCIX|DIANA CONTAINERSHIP|HSBC|HSBC Securities, Inc.|1150
DCIX|DIANA CONTAINERSHIP|IATS|INTERACTIVE BROKERS LLC|111827
DCIX|DIANA CONTAINERSHIP|IBKR|Interactive Brokers Llc|636298
DCIX|DIANA CONTAINERSHIP|ICBX|INSTINET, LLC|13719
DCIX|DIANA CONTAINERSHIP|INCA|INSTINET, LLC|108222
DCIX|DIANA CONTAINERSHIP|INJX|INSTINET, LLC|7083
DCIX|DIANA CONTAINERSHIP|ITGI|ITG Inc.|93784
DCIX|DIANA CONTAINERSHIP|ITGP|ITG INC.|46000
DCIX|DIANA CONTAINERSHIP|JANY|Janney Montgomery Scott Inc.|8100
DCIX|DIANA CONTAINERSHIP|JEFF|JEFFERIES LLC|8387
DCIX|DIANA CONTAINERSHIP|JMPT|JUMP TRADING, LLC|11394
DCIX|DIANA CONTAINERSHIP|JPMX|J.P. Morgan Securities LLC|21056
DCIX|DIANA CONTAINERSHIP|JSJX|JANE STREET CAPITAL LLC|1000
DCIX|DIANA CONTAINERSHIP|KCGM|VIRTU Americas LLC|5800
DCIX|DIANA CONTAINERSHIP|LEHM|Barclays Capital Inc./Le|56200
DCIX|DIANA CONTAINERSHIP|LIME|Lime Brokerage LLC|26188
DCIX|DIANA CONTAINERSHIP|LSCI|Lek Securities Corporation|100
DCIX|DIANA CONTAINERSHIP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
DCIX|DIANA CONTAINERSHIP|MAXM|Maxim Group LLC|8000
DCIX|DIANA CONTAINERSHIP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22880
DCIX|DIANA CONTAINERSHIP|MSCO|MORGAN STANLEY & CO. LLC|548235
DCIX|DIANA CONTAINERSHIP|MSPL|MORGAN STANLEY & CO. LLC|17300
DCIX|DIANA CONTAINERSHIP|NFSC|National Financial Services LLC|688068
DCIX|DIANA CONTAINERSHIP|NITE|VIRTU Americas LLC|2922985
DCIX|DIANA CONTAINERSHIP|NITP|VIRTU Americas LLC|3800
DCIX|DIANA CONTAINERSHIP|NQRB|Brut, LLC|5400
DCIX|DIANA CONTAINERSHIP|NTFN|Network 1 Financial Securities Inc.|12249
DCIX|DIANA CONTAINERSHIP|OPCO|Oppenheimer & Co. Inc.|1825
DCIX|DIANA CONTAINERSHIP|PCFF|Pacific International Securities Inc./CDS|53908
DCIX|DIANA CONTAINERSHIP|PCPT|PHILLIP CAPITAL INC.|2650
DCIX|DIANA CONTAINERSHIP|PDQM|CODA MARKETS, INC.|41227
DCIX|DIANA CONTAINERSHIP|RAJA|Raymond James & Associates, Inc.|7550
DCIX|DIANA CONTAINERSHIP|RBCM|RBC CAPITAL MARKETS, LLC|85850
DCIX|DIANA CONTAINERSHIP|RGLD|Regal Securities, Inc|3000
DCIX|DIANA CONTAINERSHIP|SAGL|SAGETRADER, LLC|1657
DCIX|DIANA CONTAINERSHIP|SBSH|Citigroup Global Markets Inc.|89226
DCIX|DIANA CONTAINERSHIP|SGMT|GOLDMAN SACHS & CO. LLC|7731
DCIX|DIANA CONTAINERSHIP|SPDR|SPEEDROUTE LLC|15308
DCIX|DIANA CONTAINERSHIP|SPTD|MINT GLOBAL MARKETS, INC.|15400
DCIX|DIANA CONTAINERSHIP|STXG|Stockcross Financial Services, Inc.|300
DCIX|DIANA CONTAINERSHIP|SWIM|TD Ameritrade, Inc.|955372
DCIX|DIANA CONTAINERSHIP|SWST|Hilltop Securities Inc.|28210
DCIX|DIANA CONTAINERSHIP|TKNG|ALLY INVEST SECURITIES LLC|115911
DCIX|DIANA CONTAINERSHIP|TRCM|TRC MARKETS LLC|5312
DCIX|DIANA CONTAINERSHIP|TWTT|TASTYWORKS, INC.|3770
DCIX|DIANA CONTAINERSHIP|UBSA|UBS SECURITIES LLC|68762
DCIX|DIANA CONTAINERSHIP|UBSS|UBS Securities LLC|230466
DCIX|DIANA CONTAINERSHIP|VALX|VIRTU AMERICAS LLC|1459
DCIX|DIANA CONTAINERSHIP|VGRD|Vanguard Marketing Corporation|63657
DCIX|DIANA CONTAINERSHIP|VSIN|Vision Financial Markets Llc|63538
DCIX|DIANA CONTAINERSHIP|WCHV|WELLS FARGO SECURITIES, LLC|71689
DCIX|DIANA CONTAINERSHIP|WEDB|WEDBUSH SECURITIES INC.|10000
DCIX|DIANA CONTAINERSHIP|WGIF|CIBC World Markets Inc.|24398
DCIX|DIANA CONTAINERSHIP|WORD|Worden Capital Management LLC|1500
DCIX|DIANA CONTAINERSHIP|WSEA|WOLVERINE SECURITIES, LLC|29105
DCIX|DIANA CONTAINERSHIP|WTFS|JUST2TRADE, INC.|3930
DCIX|DIANA CONTAINERSHIP|YKNA|COMHAR CAPITAL MARKETS, LLC|702
DCO|DUCOMMUN INC|ALTX|Alternet Securities Inc.|100
DCO|DUCOMMUN INC|APCC|Apex Clearing Corporation|118
DCO|DUCOMMUN INC|BATM|CBOE TRADING, INC.|199
DCO|DUCOMMUN INC|BERN|Sanford C. Bernstein & Co., LLC|253
DCO|DUCOMMUN INC|BIMI|Banca IMI Securities Corp.|50
DCO|DUCOMMUN INC|BLKX|INSTINET, LLC|6500
DCO|DUCOMMUN INC|BNPX|BNP PARIBAS SECURITIES CORP.|1004
DCO|DUCOMMUN INC|BZYD|GOLDMAN SACHS & CO. LLC|500
DCO|DUCOMMUN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5505
DCO|DUCOMMUN INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DCO|DUCOMMUN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30790
DCO|DUCOMMUN INC|CTDL|Citadel Derivatives Group Llc|179
DCO|DUCOMMUN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3458
DCO|DUCOMMUN INC|DBAB|Deutsche Bank Securities Inc.|1968
DCO|DUCOMMUN INC|DBAX|Deutsche Bank Securities Inc.|3500
DCO|DUCOMMUN INC|DEAN|MORGAN STANLEY|807
DCO|DUCOMMUN INC|DEGS|RONIN PROFESSIONAL LLC|1007
DCO|DUCOMMUN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
DCO|DUCOMMUN INC|EBXL|EBX LLC|4900
DCO|DUCOMMUN INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|108
DCO|DUCOMMUN INC|EDJO|Edward D. Jones & Co., L.P.|100
DCO|DUCOMMUN INC|EGAM|CBOE TRADING, INC.|300
DCO|DUCOMMUN INC|EGXM|CBOE TRADING, INC.|3
DCO|DUCOMMUN INC|ETRS|E*Trade Securities LLC|1719
DCO|DUCOMMUN INC|FILL|Tradestation Securities, Inc.|100
DCO|DUCOMMUN INC|FINX|FINTECH SECURITIES|565
DCO|DUCOMMUN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8371
DCO|DUCOMMUN INC|FTBR|Foliofn Investments, Inc.|259
DCO|DUCOMMUN INC|GLPX|ACS EXECUTION SERVICES, LLC|512
DCO|DUCOMMUN INC|GSCO|GOLDMAN SACHS & CO. LLC|8293
DCO|DUCOMMUN INC|GSCS|GOLDMAN SACHS & CO. LLC|398
DCO|DUCOMMUN INC|GTSZ|GTS SECURITIES LLC|9707
DCO|DUCOMMUN INC|IATS|INTERACTIVE BROKERS LLC|1727
DCO|DUCOMMUN INC|IBKR|Interactive Brokers Llc|311
DCO|DUCOMMUN INC|ICBX|INSTINET, LLC|900
DCO|DUCOMMUN INC|IEQY|CITADEL SECURITIES LLC|155
DCO|DUCOMMUN INC|INCA|INSTINET, LLC|10433
DCO|DUCOMMUN INC|ITGI|ITG Inc.|11408
DCO|DUCOMMUN INC|ITGP|ITG INC.|35800
DCO|DUCOMMUN INC|JEFF|JEFFERIES LLC|300
DCO|DUCOMMUN INC|JPMX|J.P. Morgan Securities LLC|16638
DCO|DUCOMMUN INC|KCGM|VIRTU Americas LLC|319
DCO|DUCOMMUN INC|LEHM|Barclays Capital Inc./Le|7044
DCO|DUCOMMUN INC|LIME|Lime Brokerage LLC|2624
DCO|DUCOMMUN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
DCO|DUCOMMUN INC|MOTF|MOTIF INVESTING, INC.|8
DCO|DUCOMMUN INC|MSCO|MORGAN STANLEY & CO. LLC|15876
DCO|DUCOMMUN INC|MSPL|MORGAN STANLEY & CO. LLC|10800
DCO|DUCOMMUN INC|MSTX|MORGAN STANLEY & CO. LLC|200
DCO|DUCOMMUN INC|NFSC|National Financial Services LLC|8259
DCO|DUCOMMUN INC|NITE|VIRTU Americas LLC|16154
DCO|DUCOMMUN INC|PDQM|CODA MARKETS, INC.|762
DCO|DUCOMMUN INC|RBCM|RBC CAPITAL MARKETS, LLC|29
DCO|DUCOMMUN INC|SAGW|SAGETRADER, LLC|300
DCO|DUCOMMUN INC|SBSH|Citigroup Global Markets Inc.|6589
DCO|DUCOMMUN INC|SGMT|GOLDMAN SACHS & CO. LLC|853
DCO|DUCOMMUN INC|SPDR|SPEEDROUTE LLC|300
DCO|DUCOMMUN INC|STFL|Stifel, Nicolaus & Company, Incorporated|300
DCO|DUCOMMUN INC|SWIM|TD Ameritrade, Inc.|590
DCO|DUCOMMUN INC|TRBT|Tradebot Systems, Inc.|908
DCO|DUCOMMUN INC|TRCM|TRC MARKETS LLC|574
DCO|DUCOMMUN INC|UBSS|UBS Securities LLC|21596
DCO|DUCOMMUN INC|VALX|VIRTU AMERICAS LLC|2464
DCO|DUCOMMUN INC|VGRD|Vanguard Marketing Corporation|1040
DCO|DUCOMMUN INC|WCHV|WELLS FARGO SECURITIES, LLC|4214
DCO|DUCOMMUN INC|WEED|Weeden & Co.L.P.|400
DCO|DUCOMMUN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|804
DCO|DUCOMMUN INC|WSEA|WOLVERINE SECURITIES, LLC|739
DCO|DUCOMMUN INC|XIST|INSTINET, LLC|7000
DCO|DUCOMMUN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5894
DCO|DUCOMMUN INC|YKNA|COMHAR CAPITAL MARKETS, LLC|50
DCO|DUCOMMUN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20
DCOM|DIME COMMUNITY BNCSH|ALTX|Alternet Securities Inc.|1158
DCOM|DIME COMMUNITY BNCSH|ANOS|ABEL/NOSER, L.L.C.|1500
DCOM|DIME COMMUNITY BNCSH|APCC|Apex Clearing Corporation|7
DCOM|DIME COMMUNITY BNCSH|BARD|Robert W. Baird & Co. Incorporated|3
DCOM|DIME COMMUNITY BNCSH|BATM|CBOE TRADING, INC.|300
DCOM|DIME COMMUNITY BNCSH|BAYC|BAY CREST PARTNERS, LLC|355
DCOM|DIME COMMUNITY BNCSH|BERN|Sanford C. Bernstein & Co., LLC|200
DCOM|DIME COMMUNITY BNCSH|BLKX|INSTINET, LLC|10000
DCOM|DIME COMMUNITY BNCSH|BMOC|BMO Capital Markets Corp.|5117
DCOM|DIME COMMUNITY BNCSH|BNPX|BNP PARIBAS SECURITIES CORP.|6774
DCOM|DIME COMMUNITY BNCSH|BTIG|BTIG, LLC|235
DCOM|DIME COMMUNITY BNCSH|BYXM|CBOE TRADING, INC.|200
DCOM|DIME COMMUNITY BNCSH|BZYD|GOLDMAN SACHS & CO. LLC|2200
DCOM|DIME COMMUNITY BNCSH|CBLC|CITIGROUP GLOBAL MARKETS INC.|11800
DCOM|DIME COMMUNITY BNCSH|CHAS|Charles Schwab & Co., Inc.|1
DCOM|DIME COMMUNITY BNCSH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24391
DCOM|DIME COMMUNITY BNCSH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56713
DCOM|DIME COMMUNITY BNCSH|CTDL|Citadel Derivatives Group Llc|15117
DCOM|DIME COMMUNITY BNCSH|CXCX|CITIGROUP GLOBAL MARKETS INC.|23536
DCOM|DIME COMMUNITY BNCSH|DBAB|Deutsche Bank Securities Inc.|95888
DCOM|DIME COMMUNITY BNCSH|DBAX|Deutsche Bank Securities Inc.|62200
DCOM|DIME COMMUNITY BNCSH|DBUL|Deutsche Bank Securities Inc.|100
DCOM|DIME COMMUNITY BNCSH|DEAN|MORGAN STANLEY|4214
DCOM|DIME COMMUNITY BNCSH|DEGS|RONIN PROFESSIONAL LLC|400
DCOM|DIME COMMUNITY BNCSH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1723
DCOM|DIME COMMUNITY BNCSH|EBXL|EBX LLC|18000
DCOM|DIME COMMUNITY BNCSH|ECUT|CONVERGEX EXECUTION SOLUTIONS|535
DCOM|DIME COMMUNITY BNCSH|EGAM|CBOE TRADING, INC.|5927
DCOM|DIME COMMUNITY BNCSH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
DCOM|DIME COMMUNITY BNCSH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1818
DCOM|DIME COMMUNITY BNCSH|ETRS|E*Trade Securities LLC|1083
DCOM|DIME COMMUNITY BNCSH|FBCO|Credit Suisse Securities (USA) LLC|136779
DCOM|DIME COMMUNITY BNCSH|FOMA|TD AMERITRADE CLEARING, INC.|5838
DCOM|DIME COMMUNITY BNCSH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36979
DCOM|DIME COMMUNITY BNCSH|FTBR|Foliofn Investments, Inc.|381
DCOM|DIME COMMUNITY BNCSH|GEBB|GLOBAL EXECUTION BROKERS, LP|9923
DCOM|DIME COMMUNITY BNCSH|GLPX|ACS EXECUTION SERVICES, LLC|4287
DCOM|DIME COMMUNITY BNCSH|GSCO|GOLDMAN SACHS & CO. LLC|362188
DCOM|DIME COMMUNITY BNCSH|GSCS|GOLDMAN SACHS & CO. LLC|8005
DCOM|DIME COMMUNITY BNCSH|GSLT|GOLDMAN SACHS & CO. LLC|4977
DCOM|DIME COMMUNITY BNCSH|GTSZ|GTS SECURITIES LLC|22457
DCOM|DIME COMMUNITY BNCSH|HSBC|HSBC Securities, Inc.|1000
DCOM|DIME COMMUNITY BNCSH|IATS|INTERACTIVE BROKERS LLC|344
DCOM|DIME COMMUNITY BNCSH|IBKR|Interactive Brokers Llc|15403
DCOM|DIME COMMUNITY BNCSH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
DCOM|DIME COMMUNITY BNCSH|ICBX|INSTINET, LLC|32700
DCOM|DIME COMMUNITY BNCSH|IEQY|CITADEL SECURITIES LLC|4128
DCOM|DIME COMMUNITY BNCSH|INCA|INSTINET, LLC|70597
DCOM|DIME COMMUNITY BNCSH|INJX|INSTINET, LLC|4106
DCOM|DIME COMMUNITY BNCSH|ITGI|ITG Inc.|71311
DCOM|DIME COMMUNITY BNCSH|ITGP|ITG INC.|83800
DCOM|DIME COMMUNITY BNCSH|JANY|Janney Montgomery Scott Inc.|2460
DCOM|DIME COMMUNITY BNCSH|JEFF|JEFFERIES LLC|24777
DCOM|DIME COMMUNITY BNCSH|JMPT|JUMP TRADING, LLC|2608
DCOM|DIME COMMUNITY BNCSH|JONE|JonesTrading|35998
DCOM|DIME COMMUNITY BNCSH|JPBX|J.P. MORGAN SECURITIES LLC|400
DCOM|DIME COMMUNITY BNCSH|JPMX|J.P. Morgan Securities LLC|48914
DCOM|DIME COMMUNITY BNCSH|JSJX|JANE STREET CAPITAL LLC|4952
DCOM|DIME COMMUNITY BNCSH|KCGM|VIRTU Americas LLC|10104
DCOM|DIME COMMUNITY BNCSH|LEHM|Barclays Capital Inc./Le|110315
DCOM|DIME COMMUNITY BNCSH|LIME|Lime Brokerage LLC|107431
DCOM|DIME COMMUNITY BNCSH|MAXM|Maxim Group LLC|3402
DCOM|DIME COMMUNITY BNCSH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54239
DCOM|DIME COMMUNITY BNCSH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
DCOM|DIME COMMUNITY BNCSH|MSCO|MORGAN STANLEY & CO. LLC|317784
DCOM|DIME COMMUNITY BNCSH|MSPL|MORGAN STANLEY & CO. LLC|79600
DCOM|DIME COMMUNITY BNCSH|MSTX|MORGAN STANLEY & CO. LLC|3300
DCOM|DIME COMMUNITY BNCSH|MTON|MILLINGTON SECURITIES, INC.|29185
DCOM|DIME COMMUNITY BNCSH|NFSC|National Financial Services LLC|30390
DCOM|DIME COMMUNITY BNCSH|NITE|VIRTU Americas LLC|139072
DCOM|DIME COMMUNITY BNCSH|NITP|VIRTU Americas LLC|1132
DCOM|DIME COMMUNITY BNCSH|NQRB|Brut, LLC|3
DCOM|DIME COMMUNITY BNCSH|OPCO|Oppenheimer & Co. Inc.|650
DCOM|DIME COMMUNITY BNCSH|PDQM|CODA MARKETS, INC.|3956
DCOM|DIME COMMUNITY BNCSH|RBCM|RBC CAPITAL MARKETS, LLC|2500
DCOM|DIME COMMUNITY BNCSH|SAGW|SAGETRADER, LLC|265
DCOM|DIME COMMUNITY BNCSH|SBSH|Citigroup Global Markets Inc.|45953
DCOM|DIME COMMUNITY BNCSH|SDLR|Sandler, O'Neill & Partners, L.P.|95182
DCOM|DIME COMMUNITY BNCSH|SGMT|GOLDMAN SACHS & CO. LLC|30750
DCOM|DIME COMMUNITY BNCSH|SPDR|SPEEDROUTE LLC|2200
DCOM|DIME COMMUNITY BNCSH|SWST|Hilltop Securities Inc.|347
DCOM|DIME COMMUNITY BNCSH|TKNG|ALLY INVEST SECURITIES LLC|100
DCOM|DIME COMMUNITY BNCSH|TRBT|Tradebot Systems, Inc.|3451
DCOM|DIME COMMUNITY BNCSH|TRCM|TRC MARKETS LLC|19894
DCOM|DIME COMMUNITY BNCSH|UBSA|UBS SECURITIES LLC|170134
DCOM|DIME COMMUNITY BNCSH|UBSS|UBS Securities LLC|227230
DCOM|DIME COMMUNITY BNCSH|VALX|VIRTU AMERICAS LLC|11716
DCOM|DIME COMMUNITY BNCSH|VGRD|Vanguard Marketing Corporation|3400
DCOM|DIME COMMUNITY BNCSH|WABR|Wall Street Access|36185
DCOM|DIME COMMUNITY BNCSH|WBPX|SUMMIT SECURITIES GROUP, LLC|200
DCOM|DIME COMMUNITY BNCSH|WCHV|WELLS FARGO SECURITIES, LLC|16607
DCOM|DIME COMMUNITY BNCSH|WEED|Weeden & Co.L.P.|6800
DCOM|DIME COMMUNITY BNCSH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|371
DCOM|DIME COMMUNITY BNCSH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|138
DCOM|DIME COMMUNITY BNCSH|WSEA|WOLVERINE SECURITIES, LLC|211
DCOM|DIME COMMUNITY BNCSH|XIST|INSTINET, LLC|21950
DCOM|DIME COMMUNITY BNCSH|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
DCP|DCP MIDSTREAM LP|ALTX|Alternet Securities Inc.|5480
DCP|DCP MIDSTREAM LP|APCC|Apex Clearing Corporation|38
DCP|DCP MIDSTREAM LP|AQUA|AQUA SECURITIES L.P.|3800
DCP|DCP MIDSTREAM LP|BATM|CBOE TRADING, INC.|4318
DCP|DCP MIDSTREAM LP|BERN|Sanford C. Bernstein & Co., LLC|30452
DCP|DCP MIDSTREAM LP|BIDS|BIDS TRADING L.P.|96900
DCP|DCP MIDSTREAM LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2458
DCP|DCP MIDSTREAM LP|BLKX|INSTINET, LLC|30200
DCP|DCP MIDSTREAM LP|BNPX|BNP PARIBAS SECURITIES CORP.|1161
DCP|DCP MIDSTREAM LP|BTIG|BTIG, LLC|99500
DCP|DCP MIDSTREAM LP|BYXM|CBOE TRADING, INC.|550
DCP|DCP MIDSTREAM LP|BZYD|GOLDMAN SACHS & CO. LLC|2500
DCP|DCP MIDSTREAM LP|CANT|Cantor Fitzgerald & Co.|300
DCP|DCP MIDSTREAM LP|CBLC|CITIGROUP GLOBAL MARKETS INC.|25600
DCP|DCP MIDSTREAM LP|CHAS|Charles Schwab & Co., Inc.|4246
DCP|DCP MIDSTREAM LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|274296
DCP|DCP MIDSTREAM LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7078
DCP|DCP MIDSTREAM LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|213438
DCP|DCP MIDSTREAM LP|CTDL|Citadel Derivatives Group Llc|5829
DCP|DCP MIDSTREAM LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|41902
DCP|DCP MIDSTREAM LP|DBAB|Deutsche Bank Securities Inc.|60827
DCP|DCP MIDSTREAM LP|DBAX|Deutsche Bank Securities Inc.|242300
DCP|DCP MIDSTREAM LP|DEAN|MORGAN STANLEY|4902
DCP|DCP MIDSTREAM LP|DEGS|RONIN PROFESSIONAL LLC|200
DCP|DCP MIDSTREAM LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15017
DCP|DCP MIDSTREAM LP|EBXL|EBX LLC|154200
DCP|DCP MIDSTREAM LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2320
DCP|DCP MIDSTREAM LP|EDJO|Edward D. Jones & Co., L.P.|3670
DCP|DCP MIDSTREAM LP|EGAM|CBOE TRADING, INC.|12471
DCP|DCP MIDSTREAM LP|EGMT|EG MARKET TECHNOLOGIES LLC|700
DCP|DCP MIDSTREAM LP|EGXM|CBOE TRADING, INC.|1480
DCP|DCP MIDSTREAM LP|ETBE|Electronic Transaction Clearing, Inc.|6829
DCP|DCP MIDSTREAM LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16524
DCP|DCP MIDSTREAM LP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|150
DCP|DCP MIDSTREAM LP|ETRS|E*Trade Securities LLC|17835
DCP|DCP MIDSTREAM LP|FBRC|B. RILEY FBR, INC.|1481977
DCP|DCP MIDSTREAM LP|FILL|Tradestation Securities, Inc.|599
DCP|DCP MIDSTREAM LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46686
DCP|DCP MIDSTREAM LP|FTBR|Foliofn Investments, Inc.|1531
DCP|DCP MIDSTREAM LP|GEBB|GLOBAL EXECUTION BROKERS, LP|510
DCP|DCP MIDSTREAM LP|GLPX|ACS EXECUTION SERVICES, LLC|19148
DCP|DCP MIDSTREAM LP|GSCO|GOLDMAN SACHS & CO. LLC|313868
DCP|DCP MIDSTREAM LP|GSCS|GOLDMAN SACHS & CO. LLC|49990
DCP|DCP MIDSTREAM LP|GSLT|GOLDMAN SACHS & CO. LLC|3212
DCP|DCP MIDSTREAM LP|GTSZ|GTS SECURITIES LLC|42290
DCP|DCP MIDSTREAM LP|HRBF|American Enterprise Investment Services Inc.|1299
DCP|DCP MIDSTREAM LP|IATS|INTERACTIVE BROKERS LLC|17843
DCP|DCP MIDSTREAM LP|IBKR|Interactive Brokers Llc|18501
DCP|DCP MIDSTREAM LP|ICBX|INSTINET, LLC|48910
DCP|DCP MIDSTREAM LP|INCA|INSTINET, LLC|52730
DCP|DCP MIDSTREAM LP|INJX|INSTINET, LLC|3700
DCP|DCP MIDSTREAM LP|ITGI|ITG Inc.|12351
DCP|DCP MIDSTREAM LP|ITGP|ITG INC.|50000
DCP|DCP MIDSTREAM LP|JEFF|JEFFERIES LLC|163127
DCP|DCP MIDSTREAM LP|JMPT|JUMP TRADING, LLC|21260
DCP|DCP MIDSTREAM LP|JPBX|J.P. MORGAN SECURITIES LLC|800
DCP|DCP MIDSTREAM LP|JPMX|J.P. Morgan Securities LLC|201761
DCP|DCP MIDSTREAM LP|JSJX|JANE STREET CAPITAL LLC|9091
DCP|DCP MIDSTREAM LP|KCGM|VIRTU Americas LLC|40908
DCP|DCP MIDSTREAM LP|LEHM|Barclays Capital Inc./Le|316189
DCP|DCP MIDSTREAM LP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2650
DCP|DCP MIDSTREAM LP|LIME|Lime Brokerage LLC|21294
DCP|DCP MIDSTREAM LP|LQNA|LIQUIDNET, INC.|136600
DCP|DCP MIDSTREAM LP|LQNB|LIQUIDNET, INC.|100700
DCP|DCP MIDSTREAM LP|LSCI|Lek Securities Corporation|205
DCP|DCP MIDSTREAM LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|184339
DCP|DCP MIDSTREAM LP|MOTF|MOTIF INVESTING, INC.|7
DCP|DCP MIDSTREAM LP|MSCO|MORGAN STANLEY & CO. LLC|301669
DCP|DCP MIDSTREAM LP|MSPL|MORGAN STANLEY & CO. LLC|45200
DCP|DCP MIDSTREAM LP|MSTX|MORGAN STANLEY & CO. LLC|1200
DCP|DCP MIDSTREAM LP|NFSC|National Financial Services LLC|58874
DCP|DCP MIDSTREAM LP|NITE|VIRTU Americas LLC|302324
DCP|DCP MIDSTREAM LP|NITP|VIRTU Americas LLC|400
DCP|DCP MIDSTREAM LP|NQRB|Brut, LLC|32704
DCP|DCP MIDSTREAM LP|OPCO|Oppenheimer & Co. Inc.|40
DCP|DCP MIDSTREAM LP|PDQM|CODA MARKETS, INC.|78316
DCP|DCP MIDSTREAM LP|PWJC|UBS Financial Services, Inc.|7175
DCP|DCP MIDSTREAM LP|RBCM|RBC CAPITAL MARKETS, LLC|3540
DCP|DCP MIDSTREAM LP|SAGL|SAGETRADER, LLC|11645
DCP|DCP MIDSTREAM LP|SAGW|SAGETRADER, LLC|2
DCP|DCP MIDSTREAM LP|SBSH|Citigroup Global Markets Inc.|22542
DCP|DCP MIDSTREAM LP|SCMC|Scotia Capital Markets (USA) Inc.|300
DCP|DCP MIDSTREAM LP|SGMT|GOLDMAN SACHS & CO. LLC|158803
DCP|DCP MIDSTREAM LP|SPDR|SPEEDROUTE LLC|14200
DCP|DCP MIDSTREAM LP|STFL|Stifel, Nicolaus & Company, Incorporated|5026
DCP|DCP MIDSTREAM LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|901
DCP|DCP MIDSTREAM LP|SWIM|TD Ameritrade, Inc.|2991
DCP|DCP MIDSTREAM LP|SWST|Hilltop Securities Inc.|956
DCP|DCP MIDSTREAM LP|TRBT|Tradebot Systems, Inc.|71880
DCP|DCP MIDSTREAM LP|TRCM|TRC MARKETS LLC|31548
DCP|DCP MIDSTREAM LP|UBSA|UBS SECURITIES LLC|518791
DCP|DCP MIDSTREAM LP|UBSS|UBS Securities LLC|1055300
DCP|DCP MIDSTREAM LP|USCA|USCA Securities LLC|7600
DCP|DCP MIDSTREAM LP|VALX|VIRTU AMERICAS LLC|19304
DCP|DCP MIDSTREAM LP|VGRD|Vanguard Marketing Corporation|3822
DCP|DCP MIDSTREAM LP|WBPX|SUMMIT SECURITIES GROUP, LLC|1170
DCP|DCP MIDSTREAM LP|WCHV|WELLS FARGO SECURITIES, LLC|143497
DCP|DCP MIDSTREAM LP|WEED|Weeden & Co.L.P.|709
DCP|DCP MIDSTREAM LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|288
DCP|DCP MIDSTREAM LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46151
DCP|DCP MIDSTREAM LP|WFPB|Wells Fargo Securities, LLC.|68858
DCP|DCP MIDSTREAM LP|WSEA|WOLVERINE SECURITIES, LLC|547
DCP|DCP MIDSTREAM LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8214
DCP|DCP MIDSTREAM LP|YKNA|COMHAR CAPITAL MARKETS, LLC|3223
DCP|DCP MIDSTREAM LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2218
DCP$B|DCP MIDSTREAM 7.875|AGIS|Aegis Capital Corp.|10500
DCP$B|DCP MIDSTREAM 7.875|ALTX|Alternet Securities Inc.|1100
DCP$B|DCP MIDSTREAM 7.875|APCC|Apex Clearing Corporation|2850
DCP$B|DCP MIDSTREAM 7.875|BBNT|BB&T SECURITIES, LLC|3186
DCP$B|DCP MIDSTREAM 7.875|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|1888
DCP$B|DCP MIDSTREAM 7.875|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5418
DCP$B|DCP MIDSTREAM 7.875|BYXM|CBOE TRADING, INC.|300
DCP$B|DCP MIDSTREAM 7.875|CANT|Cantor Fitzgerald & Co.|175272
DCP$B|DCP MIDSTREAM 7.875|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3600
DCP$B|DCP MIDSTREAM 7.875|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1386
DCP$B|DCP MIDSTREAM 7.875|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5477
DCP$B|DCP MIDSTREAM 7.875|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
DCP$B|DCP MIDSTREAM 7.875|DADA|D.A. Davidson & Co.|2400
DCP$B|DCP MIDSTREAM 7.875|DBAX|Deutsche Bank Securities Inc.|8900
DCP$B|DCP MIDSTREAM 7.875|DEAN|MORGAN STANLEY|4545
DCP$B|DCP MIDSTREAM 7.875|EBXL|EBX LLC|2000
DCP$B|DCP MIDSTREAM 7.875|EGAM|CBOE TRADING, INC.|4064
DCP$B|DCP MIDSTREAM 7.875|EGAW|CBOE TRADING, INC.|73
DCP$B|DCP MIDSTREAM 7.875|EGXM|CBOE TRADING, INC.|850
DCP$B|DCP MIDSTREAM 7.875|ETRS|E*Trade Securities LLC|7610
DCP$B|DCP MIDSTREAM 7.875|FILL|Tradestation Securities, Inc.|100
DCP$B|DCP MIDSTREAM 7.875|FMAF|NBCN Inc./ CDS|87
DCP$B|DCP MIDSTREAM 7.875|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
DCP$B|DCP MIDSTREAM 7.875|GLPX|ACS EXECUTION SERVICES, LLC|1813
DCP$B|DCP MIDSTREAM 7.875|GSCO|GOLDMAN SACHS & CO. LLC|8843
DCP$B|DCP MIDSTREAM 7.875|GSLT|GOLDMAN SACHS & CO. LLC|1200
DCP$B|DCP MIDSTREAM 7.875|GTSZ|GTS SECURITIES LLC|100
DCP$B|DCP MIDSTREAM 7.875|IATS|INTERACTIVE BROKERS LLC|800
DCP$B|DCP MIDSTREAM 7.875|IBKR|Interactive Brokers Llc|11178
DCP$B|DCP MIDSTREAM 7.875|ICBX|INSTINET, LLC|800
DCP$B|DCP MIDSTREAM 7.875|INCA|INSTINET, LLC|4352
DCP$B|DCP MIDSTREAM 7.875|ITGI|ITG Inc.|1677
DCP$B|DCP MIDSTREAM 7.875|JPMX|J.P. Morgan Securities LLC|2800
DCP$B|DCP MIDSTREAM 7.875|JSEB|JANE STREET EXECUTION SERVICES, LLC|368
DCP$B|DCP MIDSTREAM 7.875|KCGM|VIRTU Americas LLC|5900
DCP$B|DCP MIDSTREAM 7.875|LEHM|Barclays Capital Inc./Le|5096
DCP$B|DCP MIDSTREAM 7.875|LIME|Lime Brokerage LLC|1121
DCP$B|DCP MIDSTREAM 7.875|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3502
DCP$B|DCP MIDSTREAM 7.875|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
DCP$B|DCP MIDSTREAM 7.875|MSCO|MORGAN STANLEY & CO. LLC|4301
DCP$B|DCP MIDSTREAM 7.875|MSPL|MORGAN STANLEY & CO. LLC|300
DCP$B|DCP MIDSTREAM 7.875|NFSC|National Financial Services LLC|13064
DCP$B|DCP MIDSTREAM 7.875|NITE|VIRTU Americas LLC|57639
DCP$B|DCP MIDSTREAM 7.875|NQRB|Brut, LLC|933
DCP$B|DCP MIDSTREAM 7.875|PDQM|CODA MARKETS, INC.|2913
DCP$B|DCP MIDSTREAM 7.875|PIPR|Piper Jaffray & Co.|80000
DCP$B|DCP MIDSTREAM 7.875|PWJC|UBS Financial Services, Inc.|1000
DCP$B|DCP MIDSTREAM 7.875|RBCM|RBC CAPITAL MARKETS, LLC|11134
DCP$B|DCP MIDSTREAM 7.875|SBSH|Citigroup Global Markets Inc.|2000
DCP$B|DCP MIDSTREAM 7.875|SGMT|GOLDMAN SACHS & CO. LLC|4600
DCP$B|DCP MIDSTREAM 7.875|SPDR|SPEEDROUTE LLC|2950
DCP$B|DCP MIDSTREAM 7.875|SWIM|TD Ameritrade, Inc.|400
DCP$B|DCP MIDSTREAM 7.875|SWST|Hilltop Securities Inc.|700
DCP$B|DCP MIDSTREAM 7.875|TKNG|ALLY INVEST SECURITIES LLC|100
DCP$B|DCP MIDSTREAM 7.875|UBSA|UBS SECURITIES LLC|38950
DCP$B|DCP MIDSTREAM 7.875|UBSS|UBS Securities LLC|64046
DCP$B|DCP MIDSTREAM 7.875|VGRD|Vanguard Marketing Corporation|321
DCP$B|DCP MIDSTREAM 7.875|WCHV|WELLS FARGO SECURITIES, LLC|177807
DCP$B|DCP MIDSTREAM 7.875|WEDB|WEDBUSH SECURITIES INC.|1835
DCP$B|DCP MIDSTREAM 7.875|WEXX|WOLVERINE EXECUTION SERVICES, LLC|116
DCPH|DECIPHERA PHARMA CM|ADAM|CANACCORD GENUITY INC.|2800
DCPH|DECIPHERA PHARMA CM|AGIS|Aegis Capital Corp.|900
DCPH|DECIPHERA PHARMA CM|ALTX|Alternet Securities Inc.|33033
DCPH|DECIPHERA PHARMA CM|ANDG|Andrew Garrett Inc.|11000
DCPH|DECIPHERA PHARMA CM|APCC|Apex Clearing Corporation|6319
DCPH|DECIPHERA PHARMA CM|BARD|Robert W. Baird & Co. Incorporated|12450
DCPH|DECIPHERA PHARMA CM|BATM|CBOE TRADING, INC.|4627
DCPH|DECIPHERA PHARMA CM|BAYC|BAY CREST PARTNERS, LLC|189
DCPH|DECIPHERA PHARMA CM|BERN|Sanford C. Bernstein & Co., LLC|72098
DCPH|DECIPHERA PHARMA CM|BIMI|Banca IMI Securities Corp.|738
DCPH|DECIPHERA PHARMA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2489
DCPH|DECIPHERA PHARMA CM|BLKX|INSTINET, LLC|205800
DCPH|DECIPHERA PHARMA CM|BMOC|BMO Capital Markets Corp.|1303
DCPH|DECIPHERA PHARMA CM|BNPX|BNP PARIBAS SECURITIES CORP.|383
DCPH|DECIPHERA PHARMA CM|BTIG|BTIG, LLC|109481
DCPH|DECIPHERA PHARMA CM|BYXM|CBOE TRADING, INC.|4283
DCPH|DECIPHERA PHARMA CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|62000
DCPH|DECIPHERA PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|296732
DCPH|DECIPHERA PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|46545
DCPH|DECIPHERA PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25884
DCPH|DECIPHERA PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|204108
DCPH|DECIPHERA PHARMA CM|CTDL|Citadel Derivatives Group Llc|16671
DCPH|DECIPHERA PHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|59274
DCPH|DECIPHERA PHARMA CM|DBAB|Deutsche Bank Securities Inc.|137634
DCPH|DECIPHERA PHARMA CM|DBAX|Deutsche Bank Securities Inc.|283000
DCPH|DECIPHERA PHARMA CM|DBUL|Deutsche Bank Securities Inc.|854
DCPH|DECIPHERA PHARMA CM|DEAN|MORGAN STANLEY|4449
DCPH|DECIPHERA PHARMA CM|DEGS|RONIN PROFESSIONAL LLC|36634
DCPH|DECIPHERA PHARMA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
DCPH|DECIPHERA PHARMA CM|EBXL|EBX LLC|166900
DCPH|DECIPHERA PHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|6751
DCPH|DECIPHERA PHARMA CM|EDJO|Edward D. Jones & Co., L.P.|1093
DCPH|DECIPHERA PHARMA CM|EGAM|CBOE TRADING, INC.|14067
DCPH|DECIPHERA PHARMA CM|EGAW|CBOE TRADING, INC.|760
DCPH|DECIPHERA PHARMA CM|EGMT|EG MARKET TECHNOLOGIES LLC|600
DCPH|DECIPHERA PHARMA CM|EGXM|CBOE TRADING, INC.|2581
DCPH|DECIPHERA PHARMA CM|EGXW|CBOE TRADING, INC.|101
DCPH|DECIPHERA PHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|10376
DCPH|DECIPHERA PHARMA CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
DCPH|DECIPHERA PHARMA CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3842
DCPH|DECIPHERA PHARMA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|88021
DCPH|DECIPHERA PHARMA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1577
DCPH|DECIPHERA PHARMA CM|ETRS|E*Trade Securities LLC|169095
DCPH|DECIPHERA PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|258623
DCPH|DECIPHERA PHARMA CM|FBRC|B. RILEY FBR, INC.|5717
DCPH|DECIPHERA PHARMA CM|FILL|Tradestation Securities, Inc.|5352
DCPH|DECIPHERA PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|301630
DCPH|DECIPHERA PHARMA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3268
DCPH|DECIPHERA PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60422
DCPH|DECIPHERA PHARMA CM|FTBR|Foliofn Investments, Inc.|107
DCPH|DECIPHERA PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4058
DCPH|DECIPHERA PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|134915
DCPH|DECIPHERA PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|363332
DCPH|DECIPHERA PHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|14052
DCPH|DECIPHERA PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|26145
DCPH|DECIPHERA PHARMA CM|GTSZ|GTS SECURITIES LLC|115663
DCPH|DECIPHERA PHARMA CM|HRBF|American Enterprise Investment Services Inc.|299
DCPH|DECIPHERA PHARMA CM|IATS|INTERACTIVE BROKERS LLC|25978
DCPH|DECIPHERA PHARMA CM|IBKR|Interactive Brokers Llc|233742
DCPH|DECIPHERA PHARMA CM|ICBX|INSTINET, LLC|31300
DCPH|DECIPHERA PHARMA CM|IEQY|CITADEL SECURITIES LLC|40204
DCPH|DECIPHERA PHARMA CM|INCA|INSTINET, LLC|217085
DCPH|DECIPHERA PHARMA CM|INJX|INSTINET, LLC|38063
DCPH|DECIPHERA PHARMA CM|ITGI|ITG Inc.|123258
DCPH|DECIPHERA PHARMA CM|ITGP|ITG INC.|110600
DCPH|DECIPHERA PHARMA CM|JANY|Janney Montgomery Scott Inc.|300
DCPH|DECIPHERA PHARMA CM|JEFF|JEFFERIES LLC|219102
DCPH|DECIPHERA PHARMA CM|JMPT|JUMP TRADING, LLC|26956
DCPH|DECIPHERA PHARMA CM|JONE|JonesTrading|1135
DCPH|DECIPHERA PHARMA CM|JPBX|J.P. MORGAN SECURITIES LLC|23031
DCPH|DECIPHERA PHARMA CM|JPMX|J.P. Morgan Securities LLC|671818
DCPH|DECIPHERA PHARMA CM|JSJX|JANE STREET CAPITAL LLC|7118
DCPH|DECIPHERA PHARMA CM|JSSF|JMP Securities LLC|1000
DCPH|DECIPHERA PHARMA CM|KCGM|VIRTU Americas LLC|54600
DCPH|DECIPHERA PHARMA CM|LAFC|R. F. Lafferty & Co., Inc.|1000
DCPH|DECIPHERA PHARMA CM|LEER|LEERINK PARTNERS LLC|51663
DCPH|DECIPHERA PHARMA CM|LEHM|Barclays Capital Inc./Le|340821
DCPH|DECIPHERA PHARMA CM|LIME|Lime Brokerage LLC|129644
DCPH|DECIPHERA PHARMA CM|LMGP|LIME BROKERAGE LLC|3079
DCPH|DECIPHERA PHARMA CM|LQNA|LIQUIDNET, INC.|344800
DCPH|DECIPHERA PHARMA CM|LSCI|Lek Securities Corporation|605
DCPH|DECIPHERA PHARMA CM|LVMR|LIVERMORE TRADING GROUP, INC.|1050
DCPH|DECIPHERA PHARMA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14878
DCPH|DECIPHERA PHARMA CM|MAXM|Maxim Group LLC|1109
DCPH|DECIPHERA PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45224
DCPH|DECIPHERA PHARMA CM|MOTF|MOTIF INVESTING, INC.|100
DCPH|DECIPHERA PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|796821
DCPH|DECIPHERA PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|163000
DCPH|DECIPHERA PHARMA CM|MSTX|MORGAN STANLEY & CO. LLC|30800
DCPH|DECIPHERA PHARMA CM|NEED|Needham & Company, LLC|3000
DCPH|DECIPHERA PHARMA CM|NFSC|National Financial Services LLC|258833
DCPH|DECIPHERA PHARMA CM|NITE|VIRTU Americas LLC|633198
DCPH|DECIPHERA PHARMA CM|NITP|VIRTU Americas LLC|2025
DCPH|DECIPHERA PHARMA CM|NQRB|Brut, LLC|12762
DCPH|DECIPHERA PHARMA CM|NTRC|Northern Trust Securities, Inc.|2960
DCPH|DECIPHERA PHARMA CM|PCPT|PHILLIP CAPITAL INC.|1400
DCPH|DECIPHERA PHARMA CM|PDQM|CODA MARKETS, INC.|260308
DCPH|DECIPHERA PHARMA CM|PIPR|Piper Jaffray & Co.|74130
DCPH|DECIPHERA PHARMA CM|PREC|PRECISION SECURITIES, LLC|800
DCPH|DECIPHERA PHARMA CM|PWJC|UBS Financial Services, Inc.|2300
DCPH|DECIPHERA PHARMA CM|RAJA|Raymond James & Associates, Inc.|1700
DCPH|DECIPHERA PHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|3300
DCPH|DECIPHERA PHARMA CM|RJLC|RJL CAPITAL GROUP, LLC|450
DCPH|DECIPHERA PHARMA CM|SAGL|SAGETRADER, LLC|8411
DCPH|DECIPHERA PHARMA CM|SBSH|Citigroup Global Markets Inc.|51276
DCPH|DECIPHERA PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|98670
DCPH|DECIPHERA PHARMA CM|SPDR|SPEEDROUTE LLC|51395
DCPH|DECIPHERA PHARMA CM|SPHN|Stephens Inc.|10000
DCPH|DECIPHERA PHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|400
DCPH|DECIPHERA PHARMA CM|STFL|Stifel, Nicolaus & Company, Incorporated|3800
DCPH|DECIPHERA PHARMA CM|STXG|Stockcross Financial Services, Inc.|32
DCPH|DECIPHERA PHARMA CM|SWIM|TD Ameritrade, Inc.|270183
DCPH|DECIPHERA PHARMA CM|SWST|Hilltop Securities Inc.|725
DCPH|DECIPHERA PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|959
DCPH|DECIPHERA PHARMA CM|TRBT|Tradebot Systems, Inc.|114101
DCPH|DECIPHERA PHARMA CM|TRCM|TRC MARKETS LLC|16969
DCPH|DECIPHERA PHARMA CM|TWTT|TASTYWORKS, INC.|200
DCPH|DECIPHERA PHARMA CM|UBSA|UBS SECURITIES LLC|432608
DCPH|DECIPHERA PHARMA CM|UBSS|UBS Securities LLC|857513
DCPH|DECIPHERA PHARMA CM|VALX|VIRTU AMERICAS LLC|7728
DCPH|DECIPHERA PHARMA CM|VGRD|Vanguard Marketing Corporation|9631
DCPH|DECIPHERA PHARMA CM|WABR|Wall Street Access|4150
DCPH|DECIPHERA PHARMA CM|WBLR|WILLIAM BLAIR|7500
DCPH|DECIPHERA PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|108377
DCPH|DECIPHERA PHARMA CM|WEDB|WEDBUSH SECURITIES INC.|7966
DCPH|DECIPHERA PHARMA CM|WEED|Weeden & Co.L.P.|11400
DCPH|DECIPHERA PHARMA CM|WGIF|CIBC World Markets Inc.|1290
DCPH|DECIPHERA PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|4377
DCPH|DECIPHERA PHARMA CM|XIST|INSTINET, LLC|10030
DCPH|DECIPHERA PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|49266
DCPH|DECIPHERA PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|37546
DCPH|DECIPHERA PHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1031
DCT|DCT INDUSTRIAL TRUST|AGIS|Aegis Capital Corp.|59
DCT|DCT INDUSTRIAL TRUST|ALTX|Alternet Securities Inc.|3393
DCT|DCT INDUSTRIAL TRUST|APCC|Apex Clearing Corporation|140
DCT|DCT INDUSTRIAL TRUST|BANK|Primevest Financial Services, Inc.|33
DCT|DCT INDUSTRIAL TRUST|BARD|Robert W. Baird & Co. Incorporated|515
DCT|DCT INDUSTRIAL TRUST|BATM|CBOE TRADING, INC.|2019
DCT|DCT INDUSTRIAL TRUST|BAYC|BAY CREST PARTNERS, LLC|81
DCT|DCT INDUSTRIAL TRUST|BAYT|BTIG, LLC|3239
DCT|DCT INDUSTRIAL TRUST|BBNT|BB&T SECURITIES, LLC|89
DCT|DCT INDUSTRIAL TRUST|BERN|Sanford C. Bernstein & Co., LLC|77504
DCT|DCT INDUSTRIAL TRUST|BIDS|BIDS TRADING L.P.|39000
DCT|DCT INDUSTRIAL TRUST|BKCM|BNY Mellon Capital Markets LLC|23166
DCT|DCT INDUSTRIAL TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1622
DCT|DCT INDUSTRIAL TRUST|BLKX|INSTINET, LLC|16000
DCT|DCT INDUSTRIAL TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|17271
DCT|DCT INDUSTRIAL TRUST|BRVL|BLAYLOCK VAN, LLC|1800
DCT|DCT INDUSTRIAL TRUST|BTIG|BTIG, LLC|6311
DCT|DCT INDUSTRIAL TRUST|BYXM|CBOE TRADING, INC.|200
DCT|DCT INDUSTRIAL TRUST|CABR|Cabrera Capital Markets, Inc.|25
DCT|DCT INDUSTRIAL TRUST|CANT|Cantor Fitzgerald & Co.|1521
DCT|DCT INDUSTRIAL TRUST|CHAS|Charles Schwab & Co., Inc.|13
DCT|DCT INDUSTRIAL TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48953
DCT|DCT INDUSTRIAL TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|65870
DCT|DCT INDUSTRIAL TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88682
DCT|DCT INDUSTRIAL TRUST|CTDL|Citadel Derivatives Group Llc|8729
DCT|DCT INDUSTRIAL TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|13590
DCT|DCT INDUSTRIAL TRUST|DBAB|Deutsche Bank Securities Inc.|159891
DCT|DCT INDUSTRIAL TRUST|DBAX|Deutsche Bank Securities Inc.|58400
DCT|DCT INDUSTRIAL TRUST|DCHF|Dart Executions, LLC|2874
DCT|DCT INDUSTRIAL TRUST|DEAN|MORGAN STANLEY|1992
DCT|DCT INDUSTRIAL TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1944
DCT|DCT INDUSTRIAL TRUST|EBXL|EBX LLC|153100
DCT|DCT INDUSTRIAL TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|8674
DCT|DCT INDUSTRIAL TRUST|EDJO|Edward D. Jones & Co., L.P.|932
DCT|DCT INDUSTRIAL TRUST|EGAM|CBOE TRADING, INC.|10751
DCT|DCT INDUSTRIAL TRUST|EGAW|CBOE TRADING, INC.|409
DCT|DCT INDUSTRIAL TRUST|EGMT|EG MARKET TECHNOLOGIES LLC|380
DCT|DCT INDUSTRIAL TRUST|EGXM|CBOE TRADING, INC.|928
DCT|DCT INDUSTRIAL TRUST|ESPO|ESPOSITO SECURITIES, LLC|544
DCT|DCT INDUSTRIAL TRUST|ETBE|Electronic Transaction Clearing, Inc.|8437
DCT|DCT INDUSTRIAL TRUST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
DCT|DCT INDUSTRIAL TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4224
DCT|DCT INDUSTRIAL TRUST|ETRS|E*Trade Securities LLC|1196
DCT|DCT INDUSTRIAL TRUST|FILL|Tradestation Securities, Inc.|165
DCT|DCT INDUSTRIAL TRUST|FINX|FINTECH SECURITIES|394
DCT|DCT INDUSTRIAL TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5254
DCT|DCT INDUSTRIAL TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51391
DCT|DCT INDUSTRIAL TRUST|FTBR|Foliofn Investments, Inc.|454
DCT|DCT INDUSTRIAL TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|1055
DCT|DCT INDUSTRIAL TRUST|GLPX|ACS EXECUTION SERVICES, LLC|2886
DCT|DCT INDUSTRIAL TRUST|GNAV|GREEN STREET TRADING, LLC|4309
DCT|DCT INDUSTRIAL TRUST|GSCO|GOLDMAN SACHS & CO. LLC|351124
DCT|DCT INDUSTRIAL TRUST|GSCS|GOLDMAN SACHS & CO. LLC|2180
DCT|DCT INDUSTRIAL TRUST|GSLT|GOLDMAN SACHS & CO. LLC|6315
DCT|DCT INDUSTRIAL TRUST|GTSZ|GTS SECURITIES LLC|125447
DCT|DCT INDUSTRIAL TRUST|HRBF|American Enterprise Investment Services Inc.|2727
DCT|DCT INDUSTRIAL TRUST|HSBC|HSBC Securities, Inc.|400
DCT|DCT INDUSTRIAL TRUST|IATS|INTERACTIVE BROKERS LLC|838
DCT|DCT INDUSTRIAL TRUST|IBKR|Interactive Brokers Llc|2156
DCT|DCT INDUSTRIAL TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|202
DCT|DCT INDUSTRIAL TRUST|ICBX|INSTINET, LLC|39737
DCT|DCT INDUSTRIAL TRUST|IEQY|CITADEL SECURITIES LLC|39983
DCT|DCT INDUSTRIAL TRUST|IMPC|Imperial Capital, LLC|3000
DCT|DCT INDUSTRIAL TRUST|INCA|INSTINET, LLC|85155
DCT|DCT INDUSTRIAL TRUST|INJX|INSTINET, LLC|3124
DCT|DCT INDUSTRIAL TRUST|ITGI|ITG Inc.|74318
DCT|DCT INDUSTRIAL TRUST|ITGP|ITG INC.|117800
DCT|DCT INDUSTRIAL TRUST|JEFF|JEFFERIES LLC|28126
DCT|DCT INDUSTRIAL TRUST|JMPT|JUMP TRADING, LLC|32994
DCT|DCT INDUSTRIAL TRUST|JONE|JonesTrading|32547
DCT|DCT INDUSTRIAL TRUST|JPBX|J.P. MORGAN SECURITIES LLC|28335
DCT|DCT INDUSTRIAL TRUST|JPMX|J.P. Morgan Securities LLC|180525
DCT|DCT INDUSTRIAL TRUST|JSJX|JANE STREET CAPITAL LLC|2868
DCT|DCT INDUSTRIAL TRUST|KCGM|VIRTU Americas LLC|48425
DCT|DCT INDUSTRIAL TRUST|KCRD|PHX FINANCIAL, INC.|50
DCT|DCT INDUSTRIAL TRUST|LEHM|Barclays Capital Inc./Le|278003
DCT|DCT INDUSTRIAL TRUST|LIME|Lime Brokerage LLC|10749
DCT|DCT INDUSTRIAL TRUST|LSCI|Lek Securities Corporation|1291
DCT|DCT INDUSTRIAL TRUST|MCBT|Moors & Cabot, Inc.|49
DCT|DCT INDUSTRIAL TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52404
DCT|DCT INDUSTRIAL TRUST|MOTF|MOTIF INVESTING, INC.|4
DCT|DCT INDUSTRIAL TRUST|MSCO|MORGAN STANLEY & CO. LLC|774748
DCT|DCT INDUSTRIAL TRUST|MSPL|MORGAN STANLEY & CO. LLC|216000
DCT|DCT INDUSTRIAL TRUST|MSTX|MORGAN STANLEY & CO. LLC|9600
DCT|DCT INDUSTRIAL TRUST|MZHO|Mizuho Securities USA LLC|514768
DCT|DCT INDUSTRIAL TRUST|NEUB|NEUBERGER BERMAN BD LLC|450
DCT|DCT INDUSTRIAL TRUST|NFSC|National Financial Services LLC|25451
DCT|DCT INDUSTRIAL TRUST|NITE|VIRTU Americas LLC|72832
DCT|DCT INDUSTRIAL TRUST|NITP|VIRTU Americas LLC|400
DCT|DCT INDUSTRIAL TRUST|NQRB|Brut, LLC|1525
DCT|DCT INDUSTRIAL TRUST|OPCO|Oppenheimer & Co. Inc.|101000
DCT|DCT INDUSTRIAL TRUST|OTAA|OTA LLC|7900
DCT|DCT INDUSTRIAL TRUST|PDQM|CODA MARKETS, INC.|4838
DCT|DCT INDUSTRIAL TRUST|PWJC|UBS Financial Services, Inc.|53
DCT|DCT INDUSTRIAL TRUST|RBCM|RBC CAPITAL MARKETS, LLC|17
DCT|DCT INDUSTRIAL TRUST|SAGL|SAGETRADER, LLC|200
DCT|DCT INDUSTRIAL TRUST|SAGW|SAGETRADER, LLC|3
DCT|DCT INDUSTRIAL TRUST|SBSH|Citigroup Global Markets Inc.|112744
DCT|DCT INDUSTRIAL TRUST|SGMT|GOLDMAN SACHS & CO. LLC|94745
DCT|DCT INDUSTRIAL TRUST|SPDR|SPEEDROUTE LLC|2500
DCT|DCT INDUSTRIAL TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|891
DCT|DCT INDUSTRIAL TRUST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3384
DCT|DCT INDUSTRIAL TRUST|SWIM|TD Ameritrade, Inc.|294
DCT|DCT INDUSTRIAL TRUST|TKNG|ALLY INVEST SECURITIES LLC|2
DCT|DCT INDUSTRIAL TRUST|TRBT|Tradebot Systems, Inc.|46912
DCT|DCT INDUSTRIAL TRUST|TRCM|TRC MARKETS LLC|245896
DCT|DCT INDUSTRIAL TRUST|UBSA|UBS SECURITIES LLC|227170
DCT|DCT INDUSTRIAL TRUST|UBSS|UBS Securities LLC|278314
DCT|DCT INDUSTRIAL TRUST|VALX|VIRTU AMERICAS LLC|4414
DCT|DCT INDUSTRIAL TRUST|VGRD|Vanguard Marketing Corporation|1000
DCT|DCT INDUSTRIAL TRUST|WBPX|SUMMIT SECURITIES GROUP, LLC|537
DCT|DCT INDUSTRIAL TRUST|WCHV|WELLS FARGO SECURITIES, LLC|10461
DCT|DCT INDUSTRIAL TRUST|WDNX|WEEDEN & CO.L.P.|666
DCT|DCT INDUSTRIAL TRUST|WEDB|WEDBUSH SECURITIES INC.|1106
DCT|DCT INDUSTRIAL TRUST|WEED|Weeden & Co.L.P.|1631
DCT|DCT INDUSTRIAL TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6334
DCT|DCT INDUSTRIAL TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|735
DCT|DCT INDUSTRIAL TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|97
DCT|DCT INDUSTRIAL TRUST|WSEA|WOLVERINE SECURITIES, LLC|48
DCT|DCT INDUSTRIAL TRUST|XIST|INSTINET, LLC|3626
DCT|DCT INDUSTRIAL TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|2810
DCT|DCT INDUSTRIAL TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|398
DCT|DCT INDUSTRIAL TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2311
DCUD|DOMINION NRG CP UNIT|APCC|Apex Clearing Corporation|25
DCUD|DOMINION NRG CP UNIT|BAYC|BAY CREST PARTNERS, LLC|1120
DCUD|DOMINION NRG CP UNIT|BNCH|The Benchmark Company, LLC|250
DCUD|DOMINION NRG CP UNIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|880
DCUD|DOMINION NRG CP UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29984
DCUD|DOMINION NRG CP UNIT|DBAX|Deutsche Bank Securities Inc.|2400
DCUD|DOMINION NRG CP UNIT|DEAN|MORGAN STANLEY|2625
DCUD|DOMINION NRG CP UNIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|61
DCUD|DOMINION NRG CP UNIT|EBXL|EBX LLC|4200
DCUD|DOMINION NRG CP UNIT|EDJO|Edward D. Jones & Co., L.P.|7583
DCUD|DOMINION NRG CP UNIT|ETBE|Electronic Transaction Clearing, Inc.|300
DCUD|DOMINION NRG CP UNIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
DCUD|DOMINION NRG CP UNIT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
DCUD|DOMINION NRG CP UNIT|ETRS|E*Trade Securities LLC|1163
DCUD|DOMINION NRG CP UNIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101
DCUD|DOMINION NRG CP UNIT|GLPX|ACS EXECUTION SERVICES, LLC|20
DCUD|DOMINION NRG CP UNIT|GSCO|GOLDMAN SACHS & CO. LLC|139414
DCUD|DOMINION NRG CP UNIT|GSCS|GOLDMAN SACHS & CO. LLC|100
DCUD|DOMINION NRG CP UNIT|GSLT|GOLDMAN SACHS & CO. LLC|100
DCUD|DOMINION NRG CP UNIT|GTSZ|GTS SECURITIES LLC|3119
DCUD|DOMINION NRG CP UNIT|HRBF|American Enterprise Investment Services Inc.|1064
DCUD|DOMINION NRG CP UNIT|IBKR|Interactive Brokers Llc|220
DCUD|DOMINION NRG CP UNIT|ICBX|INSTINET, LLC|72585
DCUD|DOMINION NRG CP UNIT|INCA|INSTINET, LLC|32419
DCUD|DOMINION NRG CP UNIT|ITGI|ITG Inc.|80
DCUD|DOMINION NRG CP UNIT|ITGP|ITG INC.|600
DCUD|DOMINION NRG CP UNIT|JPMX|J.P. Morgan Securities LLC|11100
DCUD|DOMINION NRG CP UNIT|KCGM|VIRTU Americas LLC|5986
DCUD|DOMINION NRG CP UNIT|LEHM|Barclays Capital Inc./Le|10700
DCUD|DOMINION NRG CP UNIT|LIME|Lime Brokerage LLC|447
DCUD|DOMINION NRG CP UNIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
DCUD|DOMINION NRG CP UNIT|MSCO|MORGAN STANLEY & CO. LLC|4644
DCUD|DOMINION NRG CP UNIT|MSPL|MORGAN STANLEY & CO. LLC|3400
DCUD|DOMINION NRG CP UNIT|MUFG|MUFG SECURITIES AMERICAS INC.|1006800
DCUD|DOMINION NRG CP UNIT|MZHO|Mizuho Securities USA LLC|100600
DCUD|DOMINION NRG CP UNIT|NFSC|National Financial Services LLC|5164
DCUD|DOMINION NRG CP UNIT|NITE|VIRTU Americas LLC|53326
DCUD|DOMINION NRG CP UNIT|NQRB|Brut, LLC|222
DCUD|DOMINION NRG CP UNIT|OPCO|Oppenheimer & Co. Inc.|505
DCUD|DOMINION NRG CP UNIT|PDQM|CODA MARKETS, INC.|20
DCUD|DOMINION NRG CP UNIT|RBCM|RBC CAPITAL MARKETS, LLC|1650
DCUD|DOMINION NRG CP UNIT|RHCO|Suntrust Robinson Humphrey, Inc.|60240
DCUD|DOMINION NRG CP UNIT|SGMT|GOLDMAN SACHS & CO. LLC|9720
DCUD|DOMINION NRG CP UNIT|STFL|Stifel, Nicolaus & Company, Incorporated|6605
DCUD|DOMINION NRG CP UNIT|SWIM|TD Ameritrade, Inc.|1988
DCUD|DOMINION NRG CP UNIT|UBSA|UBS SECURITIES LLC|27316
DCUD|DOMINION NRG CP UNIT|UBSS|UBS Securities LLC|18346
DCUD|DOMINION NRG CP UNIT|VGRD|Vanguard Marketing Corporation|465
DCUD|DOMINION NRG CP UNIT|WCHV|WELLS FARGO SECURITIES, LLC|43099
DCUD|DOMINION NRG CP UNIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24064
DCUD|DOMINION NRG CP UNIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|410
DD$A|DU PONT E I 3.50 PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|641
DD$A|DU PONT E I 3.50 PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|267
DD$A|DU PONT E I 3.50 PFD|DBAX|Deutsche Bank Securities Inc.|100
DD$A|DU PONT E I 3.50 PFD|EDJO|Edward D. Jones & Co., L.P.|239
DD$A|DU PONT E I 3.50 PFD|ETRS|E*Trade Securities LLC|13
DD$A|DU PONT E I 3.50 PFD|LIME|Lime Brokerage LLC|1
DD$A|DU PONT E I 3.50 PFD|MCBT|Moors & Cabot, Inc.|1299
DD$A|DU PONT E I 3.50 PFD|MSCO|MORGAN STANLEY & CO. LLC|150
DD$A|DU PONT E I 3.50 PFD|NFSC|National Financial Services LLC|300
DD$A|DU PONT E I 3.50 PFD|NITE|VIRTU Americas LLC|2151
DD$A|DU PONT E I 3.50 PFD|SWST|Hilltop Securities Inc.|300
DD$A|DU PONT E I 3.50 PFD|TKNG|ALLY INVEST SECURITIES LLC|94
DD$A|DU PONT E I 3.50 PFD|UBSS|UBS Securities LLC|1299
DD$A|DU PONT E I 3.50 PFD|VGRD|Vanguard Marketing Corporation|322
DD$A|DU PONT E I 3.50 PFD|WCHV|WELLS FARGO SECURITIES, LLC|358
DD$A|DU PONT E I 3.50 PFD|WEDB|WEDBUSH SECURITIES INC.|2515
DD$B|DU PONT E I 4.50 PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
DD$B|DU PONT E I 4.50 PFD|DEAN|MORGAN STANLEY|4
DD$B|DU PONT E I 4.50 PFD|EDJO|Edward D. Jones & Co., L.P.|200
DD$B|DU PONT E I 4.50 PFD|ETRS|E*Trade Securities LLC|101
DD$B|DU PONT E I 4.50 PFD|FTBR|Foliofn Investments, Inc.|53
DD$B|DU PONT E I 4.50 PFD|HRBF|American Enterprise Investment Services Inc.|200
DD$B|DU PONT E I 4.50 PFD|JPMX|J.P. Morgan Securities LLC|200
DD$B|DU PONT E I 4.50 PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|96
DD$B|DU PONT E I 4.50 PFD|MCBT|Moors & Cabot, Inc.|1857
DD$B|DU PONT E I 4.50 PFD|MSCO|MORGAN STANLEY & CO. LLC|348
DD$B|DU PONT E I 4.50 PFD|NFSC|National Financial Services LLC|300
DD$B|DU PONT E I 4.50 PFD|NITE|VIRTU Americas LLC|1991
DD$B|DU PONT E I 4.50 PFD|OLDM|OLD MISSION CAPITAL, LLC|100
DD$B|DU PONT E I 4.50 PFD|PWJC|UBS Financial Services, Inc.|300
DD$B|DU PONT E I 4.50 PFD|STFL|Stifel, Nicolaus & Company, Incorporated|200
DD$B|DU PONT E I 4.50 PFD|TKNG|ALLY INVEST SECURITIES LLC|99
DD$B|DU PONT E I 4.50 PFD|UBSS|UBS Securities LLC|690
DD$B|DU PONT E I 4.50 PFD|WCHV|WELLS FARGO SECURITIES, LLC|270
DD$B|DU PONT E I 4.50 PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|140
DDBI|LEGG MASON DEV EXUS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|83
DDBI|LEGG MASON DEV EXUS|ETRS|E*Trade Securities LLC|71
DDBI|LEGG MASON DEV EXUS|FBCO|Credit Suisse Securities (USA) LLC|2509
DDBI|LEGG MASON DEV EXUS|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
DDBI|LEGG MASON DEV EXUS|GSLT|GOLDMAN SACHS & CO. LLC|600
DDBI|LEGG MASON DEV EXUS|JANY|Janney Montgomery Scott Inc.|200
DDBI|LEGG MASON DEV EXUS|JSJX|JANE STREET CAPITAL LLC|2404
DDBI|LEGG MASON DEV EXUS|MSCO|MORGAN STANLEY & CO. LLC|700
DDBI|LEGG MASON DEV EXUS|NITE|VIRTU Americas LLC|1704
DDBI|LEGG MASON DEV EXUS|RBCM|RBC CAPITAL MARKETS, LLC|867
DDBI|LEGG MASON DEV EXUS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39
DDD|3 D  SYSTEMS CP|AGIS|Aegis Capital Corp.|5275
DDD|3 D  SYSTEMS CP|ALTX|Alternet Securities Inc.|13676
DDD|3 D  SYSTEMS CP|APCC|Apex Clearing Corporation|18656
DDD|3 D  SYSTEMS CP|AVON|Avondale Partners, LLC|500
DDD|3 D  SYSTEMS CP|BARD|Robert W. Baird & Co. Incorporated|1689
DDD|3 D  SYSTEMS CP|BATM|CBOE TRADING, INC.|10894
DDD|3 D  SYSTEMS CP|BAYT|BTIG, LLC|13387
DDD|3 D  SYSTEMS CP|BBNT|BB&T SECURITIES, LLC|1664
DDD|3 D  SYSTEMS CP|BERN|Sanford C. Bernstein & Co., LLC|23215
DDD|3 D  SYSTEMS CP|BIDS|BIDS TRADING L.P.|100
DDD|3 D  SYSTEMS CP|BIMI|Banca IMI Securities Corp.|11914
DDD|3 D  SYSTEMS CP|BKCM|BNY Mellon Capital Markets LLC|13300
DDD|3 D  SYSTEMS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79051
DDD|3 D  SYSTEMS CP|BLKX|INSTINET, LLC|28000
DDD|3 D  SYSTEMS CP|BNPX|BNP PARIBAS SECURITIES CORP.|25679
DDD|3 D  SYSTEMS CP|BRGE|Newbridge Securities Corp.|5100
DDD|3 D  SYSTEMS CP|BRVL|BLAYLOCK VAN, LLC|300
DDD|3 D  SYSTEMS CP|BTIG|BTIG, LLC|6584
DDD|3 D  SYSTEMS CP|BYXM|CBOE TRADING, INC.|590
DDD|3 D  SYSTEMS CP|BZYD|GOLDMAN SACHS & CO. LLC|2201
DDD|3 D  SYSTEMS CP|CANT|Cantor Fitzgerald & Co.|51642
DDD|3 D  SYSTEMS CP|CHAS|Charles Schwab & Co., Inc.|24790
DDD|3 D  SYSTEMS CP|CIST|Capital Institutional Services, Inc.|414
DDD|3 D  SYSTEMS CP|COKE|Coker & Palmer|8925
DDD|3 D  SYSTEMS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|215125
DDD|3 D  SYSTEMS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3000
DDD|3 D  SYSTEMS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|23355
DDD|3 D  SYSTEMS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|453816
DDD|3 D  SYSTEMS CP|CTDL|Citadel Derivatives Group Llc|17976
DDD|3 D  SYSTEMS CP|CTLR|CUTLER GROUP, LP|3851
DDD|3 D  SYSTEMS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|100258
DDD|3 D  SYSTEMS CP|DADA|D.A. Davidson & Co.|500
DDD|3 D  SYSTEMS CP|DAWA|Daiwa Capital Markets America Inc.|46470
DDD|3 D  SYSTEMS CP|DBAB|Deutsche Bank Securities Inc.|173678
DDD|3 D  SYSTEMS CP|DBAX|Deutsche Bank Securities Inc.|239700
DDD|3 D  SYSTEMS CP|DCHF|Dart Executions, LLC|17603
DDD|3 D  SYSTEMS CP|DEAN|MORGAN STANLEY|12178
DDD|3 D  SYSTEMS CP|DEGS|RONIN PROFESSIONAL LLC|300
DDD|3 D  SYSTEMS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
DDD|3 D  SYSTEMS CP|EBXL|EBX LLC|218500
DDD|3 D  SYSTEMS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|22655
DDD|3 D  SYSTEMS CP|EDJC|Edward Jones / CDS|600
DDD|3 D  SYSTEMS CP|EDJO|Edward D. Jones & Co., L.P.|15334
DDD|3 D  SYSTEMS CP|EGAM|CBOE TRADING, INC.|11311
DDD|3 D  SYSTEMS CP|EGAW|CBOE TRADING, INC.|200
DDD|3 D  SYSTEMS CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
DDD|3 D  SYSTEMS CP|EGXM|CBOE TRADING, INC.|16544
DDD|3 D  SYSTEMS CP|EGXW|CBOE TRADING, INC.|105
DDD|3 D  SYSTEMS CP|ESPO|ESPOSITO SECURITIES, LLC|90162
DDD|3 D  SYSTEMS CP|ETBE|Electronic Transaction Clearing, Inc.|12981
DDD|3 D  SYSTEMS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5900
DDD|3 D  SYSTEMS CP|ETRS|E*Trade Securities LLC|996712
DDD|3 D  SYSTEMS CP|FILL|Tradestation Securities, Inc.|138470
DDD|3 D  SYSTEMS CP|FMAF|NBCN Inc./ CDS|33116
DDD|3 D  SYSTEMS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8617
DDD|3 D  SYSTEMS CP|FQLS|Quantlab Securities LP|210362
DDD|3 D  SYSTEMS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|159831
DDD|3 D  SYSTEMS CP|FTBR|Foliofn Investments, Inc.|3000
DDD|3 D  SYSTEMS CP|GBMT|GBM International, Inc.|4978
DDD|3 D  SYSTEMS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|43133
DDD|3 D  SYSTEMS CP|GLIS|TD Securities Inc|39236
DDD|3 D  SYSTEMS CP|GLPX|ACS EXECUTION SERVICES, LLC|61668
DDD|3 D  SYSTEMS CP|GSCO|GOLDMAN SACHS & CO. LLC|1042066
DDD|3 D  SYSTEMS CP|GSCS|GOLDMAN SACHS & CO. LLC|39030
DDD|3 D  SYSTEMS CP|GSLT|GOLDMAN SACHS & CO. LLC|12731
DDD|3 D  SYSTEMS CP|GTSZ|GTS SECURITIES LLC|115844
DDD|3 D  SYSTEMS CP|HAPX|HAP Trading, LLC|1100
DDD|3 D  SYSTEMS CP|HRBF|American Enterprise Investment Services Inc.|55925
DDD|3 D  SYSTEMS CP|HSBC|HSBC Securities, Inc.|23506
DDD|3 D  SYSTEMS CP|IATS|INTERACTIVE BROKERS LLC|179038
DDD|3 D  SYSTEMS CP|IBKR|Interactive Brokers Llc|284204
DDD|3 D  SYSTEMS CP|ICBX|INSTINET, LLC|72810
DDD|3 D  SYSTEMS CP|IEQY|CITADEL SECURITIES LLC|60011
DDD|3 D  SYSTEMS CP|INCA|INSTINET, LLC|242125
DDD|3 D  SYSTEMS CP|INJX|INSTINET, LLC|36444
DDD|3 D  SYSTEMS CP|ITGI|ITG Inc.|71227
DDD|3 D  SYSTEMS CP|ITGP|ITG INC.|223400
DDD|3 D  SYSTEMS CP|JANY|Janney Montgomery Scott Inc.|7348
DDD|3 D  SYSTEMS CP|JEFF|JEFFERIES LLC|75190
DDD|3 D  SYSTEMS CP|JHDR|J.H. Darbie & Co., Inc.|1457
DDD|3 D  SYSTEMS CP|JMPT|JUMP TRADING, LLC|53485
DDD|3 D  SYSTEMS CP|JPBX|J.P. MORGAN SECURITIES LLC|48578
DDD|3 D  SYSTEMS CP|JPMX|J.P. Morgan Securities LLC|335163
DDD|3 D  SYSTEMS CP|JRCO|Johnson Rice & Company L.L.C.|100
DDD|3 D  SYSTEMS CP|JSJX|JANE STREET CAPITAL LLC|30334
DDD|3 D  SYSTEMS CP|JUTA|JUMP TRADING, LLC|2114
DDD|3 D  SYSTEMS CP|KCGM|VIRTU Americas LLC|128163
DDD|3 D  SYSTEMS CP|KRSH|Kershner Securities, LLC|1538
DDD|3 D  SYSTEMS CP|LEHM|Barclays Capital Inc./Le|817058
DDD|3 D  SYSTEMS CP|LGNT|COR CLEARING LLC|1
DDD|3 D  SYSTEMS CP|LIME|Lime Brokerage LLC|26395
DDD|3 D  SYSTEMS CP|LOOP|Loop Capital Markets LLC|100
DDD|3 D  SYSTEMS CP|LSCI|Lek Securities Corporation|567
DDD|3 D  SYSTEMS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
DDD|3 D  SYSTEMS CP|MACQ|Macquarie Capital (USA) Inc.|16380
DDD|3 D  SYSTEMS CP|MAXM|Maxim Group LLC|40215
DDD|3 D  SYSTEMS CP|MBTS|ALLY INVEST SECURITIES LLC|83299
DDD|3 D  SYSTEMS CP|MCMF|Raymond James Ltd. Cds|4450
DDD|3 D  SYSTEMS CP|MILE|I-Bankers Securities, Inc.|2690
DDD|3 D  SYSTEMS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|323878
DDD|3 D  SYSTEMS CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
DDD|3 D  SYSTEMS CP|MOTF|MOTIF INVESTING, INC.|55
DDD|3 D  SYSTEMS CP|MPSG|E D & F Man Capital Markets Inc.|12765
DDD|3 D  SYSTEMS CP|MSCO|MORGAN STANLEY & CO. LLC|1202372
DDD|3 D  SYSTEMS CP|MSPL|MORGAN STANLEY & CO. LLC|553900
DDD|3 D  SYSTEMS CP|MSTX|MORGAN STANLEY & CO. LLC|245300
DDD|3 D  SYSTEMS CP|NATL|National Securities Corporation|24814
DDD|3 D  SYSTEMS CP|NBCS|NBC Securities, INC.|1420
DDD|3 D  SYSTEMS CP|NEED|Needham & Company, LLC|3945
DDD|3 D  SYSTEMS CP|NFSC|National Financial Services LLC|2468349
DDD|3 D  SYSTEMS CP|NITE|VIRTU Americas LLC|4057663
DDD|3 D  SYSTEMS CP|NITP|VIRTU Americas LLC|2034
DDD|3 D  SYSTEMS CP|NQRB|Brut, LLC|7392
DDD|3 D  SYSTEMS CP|NTBF|BMO Nesbitt Burns Inc./CDS|28597
DDD|3 D  SYSTEMS CP|OHOS|TWO SIGMA SECURITIES, LLC|10004
DDD|3 D  SYSTEMS CP|ONEL|O'NEIL SECURITIES, INCORPORATED|21609
DDD|3 D  SYSTEMS CP|OPCO|Oppenheimer & Co. Inc.|3401
DDD|3 D  SYSTEMS CP|PCPT|PHILLIP CAPITAL INC.|2997
DDD|3 D  SYSTEMS CP|PDQM|CODA MARKETS, INC.|59598
DDD|3 D  SYSTEMS CP|PHLY|NASDAQ Execution Services, LLC|22800
DDD|3 D  SYSTEMS CP|PWJC|UBS Financial Services, Inc.|6670
DDD|3 D  SYSTEMS CP|QMSR|QUATTRO M SECURITIES INC.|1764
DDD|3 D  SYSTEMS CP|RBCM|RBC CAPITAL MARKETS, LLC|46985
DDD|3 D  SYSTEMS CP|RGLD|Regal Securities, Inc|405
DDD|3 D  SYSTEMS CP|SAGL|SAGETRADER, LLC|17008
DDD|3 D  SYSTEMS CP|SALI|INTL FCSTONE FINANCIAL INC.|5146
DDD|3 D  SYSTEMS CP|SBRX|MURIEL SIEBERT & CO INC|4
DDD|3 D  SYSTEMS CP|SBSH|Citigroup Global Markets Inc.|201868
DDD|3 D  SYSTEMS CP|SGMT|GOLDMAN SACHS & CO. LLC|185840
DDD|3 D  SYSTEMS CP|SOGO|Wang Investment Associates, Inc.|8450
DDD|3 D  SYSTEMS CP|SPDR|SPEEDROUTE LLC|16267
DDD|3 D  SYSTEMS CP|SPHN|Stephens Inc.|100
DDD|3 D  SYSTEMS CP|STFL|Stifel, Nicolaus & Company, Incorporated|56235
DDD|3 D  SYSTEMS CP|STKP|STOCKPILE INVESTMENTS, INC.|686
DDD|3 D  SYSTEMS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14055
DDD|3 D  SYSTEMS CP|SWIM|TD Ameritrade, Inc.|1275323
DDD|3 D  SYSTEMS CP|SWST|Hilltop Securities Inc.|44067
DDD|3 D  SYSTEMS CP|TITL|TITLEIST ASSET MANAGEMENT, LTD.|200
DDD|3 D  SYSTEMS CP|TKNG|ALLY INVEST SECURITIES LLC|9930
DDD|3 D  SYSTEMS CP|TMBR|Timber Hill LLC|3542
DDD|3 D  SYSTEMS CP|TRBT|Tradebot Systems, Inc.|64591
DDD|3 D  SYSTEMS CP|TRCM|TRC MARKETS LLC|14527
DDD|3 D  SYSTEMS CP|TWTT|TASTYWORKS, INC.|2938
DDD|3 D  SYSTEMS CP|UBSA|UBS SECURITIES LLC|591757
DDD|3 D  SYSTEMS CP|UBSS|UBS Securities LLC|759083
DDD|3 D  SYSTEMS CP|VALX|VIRTU AMERICAS LLC|29283
DDD|3 D  SYSTEMS CP|VGRD|Vanguard Marketing Corporation|133542
DDD|3 D  SYSTEMS CP|VSIN|Vision Financial Markets Llc|97
DDD|3 D  SYSTEMS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|5878
DDD|3 D  SYSTEMS CP|WCHV|WELLS FARGO SECURITIES, LLC|329760
DDD|3 D  SYSTEMS CP|WDCO|Wilson-Davis & Co., Inc.|150
DDD|3 D  SYSTEMS CP|WDNX|WEEDEN & CO.L.P.|746
DDD|3 D  SYSTEMS CP|WEDB|WEDBUSH SECURITIES INC.|40586
DDD|3 D  SYSTEMS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23555
DDD|3 D  SYSTEMS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78276
DDD|3 D  SYSTEMS CP|WGIF|CIBC World Markets Inc.|11222
DDD|3 D  SYSTEMS CP|WHOT|JUST2TRADE, INC.|80
DDD|3 D  SYSTEMS CP|WSEA|WOLVERINE SECURITIES, LLC|66160
DDD|3 D  SYSTEMS CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|9055
DDD|3 D  SYSTEMS CP|XIST|INSTINET, LLC|124000
DDD|3 D  SYSTEMS CP|XPQR|Jump Trading|701
DDD|3 D  SYSTEMS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|94924
DDD|3 D  SYSTEMS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|6903
DDD|3 D  SYSTEMS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24099
DDE|DOVER DOWNS GAMING|ALTX|Alternet Securities Inc.|48788
DDE|DOVER DOWNS GAMING|APCC|Apex Clearing Corporation|49456
DDE|DOVER DOWNS GAMING|BATM|CBOE TRADING, INC.|206
DDE|DOVER DOWNS GAMING|BAYC|BAY CREST PARTNERS, LLC|1000
DDE|DOVER DOWNS GAMING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26687
DDE|DOVER DOWNS GAMING|BYXM|CBOE TRADING, INC.|100
DDE|DOVER DOWNS GAMING|CHAS|Charles Schwab & Co., Inc.|1200
DDE|DOVER DOWNS GAMING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1009
DDE|DOVER DOWNS GAMING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|28829
DDE|DOVER DOWNS GAMING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18767
DDE|DOVER DOWNS GAMING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33970
DDE|DOVER DOWNS GAMING|CXCX|CITIGROUP GLOBAL MARKETS INC.|9894
DDE|DOVER DOWNS GAMING|DBAB|Deutsche Bank Securities Inc.|17722
DDE|DOVER DOWNS GAMING|DBAX|Deutsche Bank Securities Inc.|13400
DDE|DOVER DOWNS GAMING|DEAN|MORGAN STANLEY|8000
DDE|DOVER DOWNS GAMING|DEGS|RONIN PROFESSIONAL LLC|14718
DDE|DOVER DOWNS GAMING|EBXL|EBX LLC|22400
DDE|DOVER DOWNS GAMING|EDJO|Edward D. Jones & Co., L.P.|4502
DDE|DOVER DOWNS GAMING|EGAM|CBOE TRADING, INC.|8150
DDE|DOVER DOWNS GAMING|EGXM|CBOE TRADING, INC.|8167
DDE|DOVER DOWNS GAMING|EGXW|CBOE TRADING, INC.|300
DDE|DOVER DOWNS GAMING|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
DDE|DOVER DOWNS GAMING|ETRS|E*Trade Securities LLC|722872
DDE|DOVER DOWNS GAMING|FBSB|U.S. Bancorp Investments, Inc.|125
DDE|DOVER DOWNS GAMING|FILL|Tradestation Securities, Inc.|42253
DDE|DOVER DOWNS GAMING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18466
DDE|DOVER DOWNS GAMING|FTBR|Foliofn Investments, Inc.|27772
DDE|DOVER DOWNS GAMING|GLIS|TD Securities Inc|500
DDE|DOVER DOWNS GAMING|GLPX|ACS EXECUTION SERVICES, LLC|85569
DDE|DOVER DOWNS GAMING|GSCO|GOLDMAN SACHS & CO. LLC|1346
DDE|DOVER DOWNS GAMING|GSCS|GOLDMAN SACHS & CO. LLC|9137
DDE|DOVER DOWNS GAMING|GSLT|GOLDMAN SACHS & CO. LLC|1226
DDE|DOVER DOWNS GAMING|GTSZ|GTS SECURITIES LLC|2399
DDE|DOVER DOWNS GAMING|HRBF|American Enterprise Investment Services Inc.|18000
DDE|DOVER DOWNS GAMING|IATS|INTERACTIVE BROKERS LLC|56581
DDE|DOVER DOWNS GAMING|IBKR|Interactive Brokers Llc|151639
DDE|DOVER DOWNS GAMING|ICBX|INSTINET, LLC|7487
DDE|DOVER DOWNS GAMING|INCA|INSTINET, LLC|31579
DDE|DOVER DOWNS GAMING|ITGI|ITG Inc.|16196
DDE|DOVER DOWNS GAMING|ITGP|ITG INC.|35000
DDE|DOVER DOWNS GAMING|JANY|Janney Montgomery Scott Inc.|10100
DDE|DOVER DOWNS GAMING|JMPT|JUMP TRADING, LLC|1844
DDE|DOVER DOWNS GAMING|JPMX|J.P. Morgan Securities LLC|19195
DDE|DOVER DOWNS GAMING|JSJX|JANE STREET CAPITAL LLC|404
DDE|DOVER DOWNS GAMING|KCGM|VIRTU Americas LLC|9482
DDE|DOVER DOWNS GAMING|LEHM|Barclays Capital Inc./Le|15647
DDE|DOVER DOWNS GAMING|LIME|Lime Brokerage LLC|6186
DDE|DOVER DOWNS GAMING|LSCI|Lek Securities Corporation|9406
DDE|DOVER DOWNS GAMING|MCBT|Moors & Cabot, Inc.|1000
DDE|DOVER DOWNS GAMING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4672
DDE|DOVER DOWNS GAMING|MOTF|MOTIF INVESTING, INC.|1
DDE|DOVER DOWNS GAMING|MSCO|MORGAN STANLEY & CO. LLC|94075
DDE|DOVER DOWNS GAMING|MSPL|MORGAN STANLEY & CO. LLC|2300
DDE|DOVER DOWNS GAMING|NFSC|National Financial Services LLC|633212
DDE|DOVER DOWNS GAMING|NITE|VIRTU Americas LLC|1111436
DDE|DOVER DOWNS GAMING|NQRB|Brut, LLC|400
DDE|DOVER DOWNS GAMING|OPCO|Oppenheimer & Co. Inc.|345
DDE|DOVER DOWNS GAMING|PDQM|CODA MARKETS, INC.|79446
DDE|DOVER DOWNS GAMING|POIN|PRECISION SECURITIES, LLC (POIN)|2859
DDE|DOVER DOWNS GAMING|RBCM|RBC CAPITAL MARKETS, LLC|56500
DDE|DOVER DOWNS GAMING|SBSH|Citigroup Global Markets Inc.|667
DDE|DOVER DOWNS GAMING|SGMT|GOLDMAN SACHS & CO. LLC|5825
DDE|DOVER DOWNS GAMING|SPDR|SPEEDROUTE LLC|41167
DDE|DOVER DOWNS GAMING|SWIM|TD Ameritrade, Inc.|305537
DDE|DOVER DOWNS GAMING|SWST|Hilltop Securities Inc.|6000
DDE|DOVER DOWNS GAMING|TKNG|ALLY INVEST SECURITIES LLC|21489
DDE|DOVER DOWNS GAMING|TRCM|TRC MARKETS LLC|8480
DDE|DOVER DOWNS GAMING|TWTT|TASTYWORKS, INC.|900
DDE|DOVER DOWNS GAMING|UBSA|UBS SECURITIES LLC|63960
DDE|DOVER DOWNS GAMING|UBSS|UBS Securities LLC|76345
DDE|DOVER DOWNS GAMING|VALX|VIRTU AMERICAS LLC|1610
DDE|DOVER DOWNS GAMING|VGRD|Vanguard Marketing Corporation|25156
DDE|DOVER DOWNS GAMING|VNDS|VANDHAM SECURITIES CORP|44106
DDE|DOVER DOWNS GAMING|WCHV|WELLS FARGO SECURITIES, LLC|99496
DDE|DOVER DOWNS GAMING|WEDB|WEDBUSH SECURITIES INC.|3000
DDE|DOVER DOWNS GAMING|WFPB|Wells Fargo Securities, LLC.|4656
DDE|DOVER DOWNS GAMING|WGIF|CIBC World Markets Inc.|5000
DDE|DOVER DOWNS GAMING|WSEA|WOLVERINE SECURITIES, LLC|14651
DDE|DOVER DOWNS GAMING|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
DDE|DOVER DOWNS GAMING|YKNA|COMHAR CAPITAL MARKETS, LLC|5201
DDE|DOVER DOWNS GAMING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1300
DDEZ|WISDOMTREE DYN EURPE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55
DDEZ|WISDOMTREE DYN EURPE|ETRS|E*Trade Securities LLC|1
DDEZ|WISDOMTREE DYN EURPE|IBKR|Interactive Brokers Llc|55
DDEZ|WISDOMTREE DYN EURPE|LIME|Lime Brokerage LLC|65
DDEZ|WISDOMTREE DYN EURPE|MSCO|MORGAN STANLEY & CO. LLC|1
DDEZ|WISDOMTREE DYN EURPE|NFSC|National Financial Services LLC|907
DDEZ|WISDOMTREE DYN EURPE|NITE|VIRTU Americas LLC|460
DDEZ|WISDOMTREE DYN EURPE|WSEA|WOLVERINE SECURITIES, LLC|1
DDF|DELAWARE INV DIV&INC|APCC|Apex Clearing Corporation|365
DDF|DELAWARE INV DIV&INC|BARD|Robert W. Baird & Co. Incorporated|11
DDF|DELAWARE INV DIV&INC|BATM|CBOE TRADING, INC.|700
DDF|DELAWARE INV DIV&INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2070
DDF|DELAWARE INV DIV&INC|CHAS|Charles Schwab & Co., Inc.|2064
DDF|DELAWARE INV DIV&INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
DDF|DELAWARE INV DIV&INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|259
DDF|DELAWARE INV DIV&INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
DDF|DELAWARE INV DIV&INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109750
DDF|DELAWARE INV DIV&INC|CTDL|Citadel Derivatives Group Llc|45
DDF|DELAWARE INV DIV&INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5068
DDF|DELAWARE INV DIV&INC|DADA|D.A. Davidson & Co.|1470
DDF|DELAWARE INV DIV&INC|DBAX|Deutsche Bank Securities Inc.|7200
DDF|DELAWARE INV DIV&INC|DEAN|MORGAN STANLEY|5000
DDF|DELAWARE INV DIV&INC|DEGS|RONIN PROFESSIONAL LLC|200
DDF|DELAWARE INV DIV&INC|EBXL|EBX LLC|7300
DDF|DELAWARE INV DIV&INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1901
DDF|DELAWARE INV DIV&INC|EDJO|Edward D. Jones & Co., L.P.|2651
DDF|DELAWARE INV DIV&INC|EGAM|CBOE TRADING, INC.|700
DDF|DELAWARE INV DIV&INC|EGXM|CBOE TRADING, INC.|782
DDF|DELAWARE INV DIV&INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
DDF|DELAWARE INV DIV&INC|ETCB|ETC BROKERAGE SERVICES, LLC|200
DDF|DELAWARE INV DIV&INC|ETRS|E*Trade Securities LLC|24914
DDF|DELAWARE INV DIV&INC|FTBR|Foliofn Investments, Inc.|283
DDF|DELAWARE INV DIV&INC|GSCO|GOLDMAN SACHS & CO. LLC|13471
DDF|DELAWARE INV DIV&INC|GSLT|GOLDMAN SACHS & CO. LLC|649
DDF|DELAWARE INV DIV&INC|GTSZ|GTS SECURITIES LLC|100
DDF|DELAWARE INV DIV&INC|HRBF|American Enterprise Investment Services Inc.|45432
DDF|DELAWARE INV DIV&INC|IATS|INTERACTIVE BROKERS LLC|8720
DDF|DELAWARE INV DIV&INC|IBKR|Interactive Brokers Llc|31139
DDF|DELAWARE INV DIV&INC|ICBX|INSTINET, LLC|11700
DDF|DELAWARE INV DIV&INC|INCA|INSTINET, LLC|22579
DDF|DELAWARE INV DIV&INC|ITGI|ITG Inc.|5300
DDF|DELAWARE INV DIV&INC|ITGP|ITG INC.|6000
DDF|DELAWARE INV DIV&INC|JANY|Janney Montgomery Scott Inc.|3462
DDF|DELAWARE INV DIV&INC|JMPT|JUMP TRADING, LLC|90
DDF|DELAWARE INV DIV&INC|JPMX|J.P. Morgan Securities LLC|31834
DDF|DELAWARE INV DIV&INC|JSJX|JANE STREET CAPITAL LLC|240
DDF|DELAWARE INV DIV&INC|KCGM|VIRTU Americas LLC|77122
DDF|DELAWARE INV DIV&INC|LEHM|Barclays Capital Inc./Le|28800
DDF|DELAWARE INV DIV&INC|LIME|Lime Brokerage LLC|576
DDF|DELAWARE INV DIV&INC|MAXM|Maxim Group LLC|4100
DDF|DELAWARE INV DIV&INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60492
DDF|DELAWARE INV DIV&INC|MSCO|MORGAN STANLEY & CO. LLC|25614
DDF|DELAWARE INV DIV&INC|MSPL|MORGAN STANLEY & CO. LLC|1400
DDF|DELAWARE INV DIV&INC|NFSC|National Financial Services LLC|272672
DDF|DELAWARE INV DIV&INC|NITE|VIRTU Americas LLC|208743
DDF|DELAWARE INV DIV&INC|NQRB|Brut, LLC|707
DDF|DELAWARE INV DIV&INC|OPCO|Oppenheimer & Co. Inc.|2700
DDF|DELAWARE INV DIV&INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
DDF|DELAWARE INV DIV&INC|PDQM|CODA MARKETS, INC.|200
DDF|DELAWARE INV DIV&INC|PWJC|UBS Financial Services, Inc.|9600
DDF|DELAWARE INV DIV&INC|RBCM|RBC CAPITAL MARKETS, LLC|3808
DDF|DELAWARE INV DIV&INC|SALI|INTL FCSTONE FINANCIAL INC.|400
DDF|DELAWARE INV DIV&INC|SBSH|Citigroup Global Markets Inc.|2500
DDF|DELAWARE INV DIV&INC|SGMT|GOLDMAN SACHS & CO. LLC|17293
DDF|DELAWARE INV DIV&INC|STFL|Stifel, Nicolaus & Company, Incorporated|169
DDF|DELAWARE INV DIV&INC|SWIM|TD Ameritrade, Inc.|7872
DDF|DELAWARE INV DIV&INC|SWST|Hilltop Securities Inc.|500
DDF|DELAWARE INV DIV&INC|TKNG|ALLY INVEST SECURITIES LLC|2800
DDF|DELAWARE INV DIV&INC|TRBT|Tradebot Systems, Inc.|1368
DDF|DELAWARE INV DIV&INC|UBSA|UBS SECURITIES LLC|56736
DDF|DELAWARE INV DIV&INC|UBSS|UBS Securities LLC|227956
DDF|DELAWARE INV DIV&INC|VGRD|Vanguard Marketing Corporation|24029
DDF|DELAWARE INV DIV&INC|WABR|Wall Street Access|6706
DDF|DELAWARE INV DIV&INC|WCHV|WELLS FARGO SECURITIES, LLC|86767
DDF|DELAWARE INV DIV&INC|WEDB|WEDBUSH SECURITIES INC.|10
DDF|DELAWARE INV DIV&INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18579
DDF|DELAWARE INV DIV&INC|WFPB|Wells Fargo Securities, LLC.|4600
DDF|DELAWARE INV DIV&INC|WGIF|CIBC World Markets Inc.|2250
DDF|DELAWARE INV DIV&INC|WSEA|WOLVERINE SECURITIES, LLC|1415
DDF|DELAWARE INV DIV&INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|110384
DDF|DELAWARE INV DIV&INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3211
DDG|PROSHARES SHORT|APCC|Apex Clearing Corporation|4
DDG|PROSHARES SHORT|BATM|CBOE TRADING, INC.|77
DDG|PROSHARES SHORT|ETRS|E*Trade Securities LLC|2235
DDG|PROSHARES SHORT|FTBR|Foliofn Investments, Inc.|1
DDG|PROSHARES SHORT|IBKR|Interactive Brokers Llc|2871
DDG|PROSHARES SHORT|JSJX|JANE STREET CAPITAL LLC|1796
DDG|PROSHARES SHORT|LIME|Lime Brokerage LLC|7
DDG|PROSHARES SHORT|LSCI|Lek Securities Corporation|14
DDG|PROSHARES SHORT|NFSC|National Financial Services LLC|350
DDG|PROSHARES SHORT|NITE|VIRTU Americas LLC|2391
DDG|PROSHARES SHORT|SWIM|TD Ameritrade, Inc.|200
DDG|PROSHARES SHORT|WSEA|WOLVERINE SECURITIES, LLC|7
DDJP|WISDOMTREE DYB JAPAN|ETRS|E*Trade Securities LLC|1
DDJP|WISDOMTREE DYB JAPAN|NITE|VIRTU Americas LLC|271
DDJP|WISDOMTREE DYB JAPAN|UBSS|UBS Securities LLC|200
DDJP|WISDOMTREE DYB JAPAN|WCHV|WELLS FARGO SECURITIES, LLC|21
DDLS|WISDOMTREE DYN INTL|CHAS|Charles Schwab & Co., Inc.|1
DDLS|WISDOMTREE DYN INTL|DBAX|Deutsche Bank Securities Inc.|100
DDLS|WISDOMTREE DYN INTL|ETRS|E*Trade Securities LLC|4
DDLS|WISDOMTREE DYN INTL|JSJX|JANE STREET CAPITAL LLC|4686
DDLS|WISDOMTREE DYN INTL|LEHM|Barclays Capital Inc./Le|200
DDLS|WISDOMTREE DYN INTL|NITE|VIRTU Americas LLC|2093
DDLS|WISDOMTREE DYN INTL|TKNG|ALLY INVEST SECURITIES LLC|10
DDLS|WISDOMTREE DYN INTL|UBSA|UBS SECURITIES LLC|100
DDLS|WISDOMTREE DYN INTL|UBSS|UBS Securities LLC|395
DDLS|WISDOMTREE DYN INTL|VGRD|Vanguard Marketing Corporation|1267
DDLS|WISDOMTREE DYN INTL|WSEA|WOLVERINE SECURITIES, LLC|5
DDM|PROSHARES ULTRA DOW|ALTX|Alternet Securities Inc.|600
DDM|PROSHARES ULTRA DOW|APCC|Apex Clearing Corporation|1093
DDM|PROSHARES ULTRA DOW|BATM|CBOE TRADING, INC.|2806
DDM|PROSHARES ULTRA DOW|BERN|Sanford C. Bernstein & Co., LLC|3394
DDM|PROSHARES ULTRA DOW|BIMI|Banca IMI Securities Corp.|7900
DDM|PROSHARES ULTRA DOW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15406
DDM|PROSHARES ULTRA DOW|CHAS|Charles Schwab & Co., Inc.|8720
DDM|PROSHARES ULTRA DOW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
DDM|PROSHARES ULTRA DOW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DDM|PROSHARES ULTRA DOW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5100
DDM|PROSHARES ULTRA DOW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26901
DDM|PROSHARES ULTRA DOW|CXCX|CITIGROUP GLOBAL MARKETS INC.|13994
DDM|PROSHARES ULTRA DOW|DADA|D.A. Davidson & Co.|114
DDM|PROSHARES ULTRA DOW|DBAB|Deutsche Bank Securities Inc.|8288
DDM|PROSHARES ULTRA DOW|DBAX|Deutsche Bank Securities Inc.|11500
DDM|PROSHARES ULTRA DOW|DEAN|MORGAN STANLEY|108
DDM|PROSHARES ULTRA DOW|DEGS|RONIN PROFESSIONAL LLC|23600
DDM|PROSHARES ULTRA DOW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|405
DDM|PROSHARES ULTRA DOW|EBXL|EBX LLC|12900
DDM|PROSHARES ULTRA DOW|ECUT|CONVERGEX EXECUTION SOLUTIONS|33
DDM|PROSHARES ULTRA DOW|EDJO|Edward D. Jones & Co., L.P.|219
DDM|PROSHARES ULTRA DOW|EGAM|CBOE TRADING, INC.|1314
DDM|PROSHARES ULTRA DOW|EGXM|CBOE TRADING, INC.|1370
DDM|PROSHARES ULTRA DOW|ETBE|Electronic Transaction Clearing, Inc.|1100
DDM|PROSHARES ULTRA DOW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2679
DDM|PROSHARES ULTRA DOW|ETRS|E*Trade Securities LLC|282699
DDM|PROSHARES ULTRA DOW|FBSB|U.S. Bancorp Investments, Inc.|1350
DDM|PROSHARES ULTRA DOW|FILL|Tradestation Securities, Inc.|7272
DDM|PROSHARES ULTRA DOW|FMAF|NBCN Inc./ CDS|400
DDM|PROSHARES ULTRA DOW|FQLS|Quantlab Securities LP|45839
DDM|PROSHARES ULTRA DOW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1321
DDM|PROSHARES ULTRA DOW|FTBR|Foliofn Investments, Inc.|7074
DDM|PROSHARES ULTRA DOW|GBMT|GBM International, Inc.|21993
DDM|PROSHARES ULTRA DOW|GEBB|GLOBAL EXECUTION BROKERS, LP|200
DDM|PROSHARES ULTRA DOW|GLIS|TD Securities Inc|1462
DDM|PROSHARES ULTRA DOW|GLPX|ACS EXECUTION SERVICES, LLC|5725
DDM|PROSHARES ULTRA DOW|GSCO|GOLDMAN SACHS & CO. LLC|9876
DDM|PROSHARES ULTRA DOW|GSLT|GOLDMAN SACHS & CO. LLC|3469
DDM|PROSHARES ULTRA DOW|GTSZ|GTS SECURITIES LLC|769996
DDM|PROSHARES ULTRA DOW|HRBF|American Enterprise Investment Services Inc.|4516
DDM|PROSHARES ULTRA DOW|HSBC|HSBC Securities, Inc.|100
DDM|PROSHARES ULTRA DOW|IATS|INTERACTIVE BROKERS LLC|18932
DDM|PROSHARES ULTRA DOW|IBKR|Interactive Brokers Llc|148253
DDM|PROSHARES ULTRA DOW|ICBX|INSTINET, LLC|39591
DDM|PROSHARES ULTRA DOW|INCA|INSTINET, LLC|8606
DDM|PROSHARES ULTRA DOW|ITGI|ITG Inc.|1000
DDM|PROSHARES ULTRA DOW|ITGP|ITG INC.|26600
DDM|PROSHARES ULTRA DOW|JMPT|JUMP TRADING, LLC|5237
DDM|PROSHARES ULTRA DOW|JPMX|J.P. Morgan Securities LLC|34
DDM|PROSHARES ULTRA DOW|JSEB|JANE STREET EXECUTION SERVICES, LLC|12300
DDM|PROSHARES ULTRA DOW|JSJX|JANE STREET CAPITAL LLC|574202
DDM|PROSHARES ULTRA DOW|KCGM|VIRTU Americas LLC|29262
DDM|PROSHARES ULTRA DOW|LEHM|Barclays Capital Inc./Le|55177
DDM|PROSHARES ULTRA DOW|LIME|Lime Brokerage LLC|17495
DDM|PROSHARES ULTRA DOW|LSCI|Lek Securities Corporation|6
DDM|PROSHARES ULTRA DOW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18276
DDM|PROSHARES ULTRA DOW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
DDM|PROSHARES ULTRA DOW|MOTF|MOTIF INVESTING, INC.|14
DDM|PROSHARES ULTRA DOW|MSCO|MORGAN STANLEY & CO. LLC|149794
DDM|PROSHARES ULTRA DOW|MSPL|MORGAN STANLEY & CO. LLC|100
DDM|PROSHARES ULTRA DOW|NFSC|National Financial Services LLC|951771
DDM|PROSHARES ULTRA DOW|NITE|VIRTU Americas LLC|1502668
DDM|PROSHARES ULTRA DOW|NQRB|Brut, LLC|10
DDM|PROSHARES ULTRA DOW|NTBF|BMO Nesbitt Burns Inc./CDS|4520
DDM|PROSHARES ULTRA DOW|NTRC|Northern Trust Securities, Inc.|600
DDM|PROSHARES ULTRA DOW|OHOS|TWO SIGMA SECURITIES, LLC|1600
DDM|PROSHARES ULTRA DOW|OPCO|Oppenheimer & Co. Inc.|78
DDM|PROSHARES ULTRA DOW|PDQM|CODA MARKETS, INC.|2675
DDM|PROSHARES ULTRA DOW|PHLY|NASDAQ Execution Services, LLC|200
DDM|PROSHARES ULTRA DOW|PWJC|UBS Financial Services, Inc.|6371
DDM|PROSHARES ULTRA DOW|RBCM|RBC CAPITAL MARKETS, LLC|36156
DDM|PROSHARES ULTRA DOW|SBSH|Citigroup Global Markets Inc.|1280
DDM|PROSHARES ULTRA DOW|SGMT|GOLDMAN SACHS & CO. LLC|81182
DDM|PROSHARES ULTRA DOW|SWIM|TD Ameritrade, Inc.|182817
DDM|PROSHARES ULTRA DOW|TKNG|ALLY INVEST SECURITIES LLC|5840
DDM|PROSHARES ULTRA DOW|TRBT|Tradebot Systems, Inc.|182943
DDM|PROSHARES ULTRA DOW|TRCM|TRC MARKETS LLC|1020807
DDM|PROSHARES ULTRA DOW|TWTT|TASTYWORKS, INC.|364
DDM|PROSHARES ULTRA DOW|UBSA|UBS SECURITIES LLC|65097
DDM|PROSHARES ULTRA DOW|UBSS|UBS Securities LLC|169776
DDM|PROSHARES ULTRA DOW|VALX|VIRTU AMERICAS LLC|100
DDM|PROSHARES ULTRA DOW|VGRD|Vanguard Marketing Corporation|86566
DDM|PROSHARES ULTRA DOW|VSIN|Vision Financial Markets Llc|61
DDM|PROSHARES ULTRA DOW|WCHV|WELLS FARGO SECURITIES, LLC|11273
DDM|PROSHARES ULTRA DOW|WEDB|WEDBUSH SECURITIES INC.|2002
DDM|PROSHARES ULTRA DOW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2934
DDM|PROSHARES ULTRA DOW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24203
DDM|PROSHARES ULTRA DOW|WGIF|CIBC World Markets Inc.|260
DDM|PROSHARES ULTRA DOW|WSEA|WOLVERINE SECURITIES, LLC|8359
DDM|PROSHARES ULTRA DOW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
DDR|DDR CORP.|ADAM|CANACCORD GENUITY INC.|210647
DDR|DDR CORP.|ALTX|Alternet Securities Inc.|9125
DDR|DDR CORP.|APCC|Apex Clearing Corporation|8399
DDR|DDR CORP.|BANK|Primevest Financial Services, Inc.|55
DDR|DDR CORP.|BARD|Robert W. Baird & Co. Incorporated|411
DDR|DDR CORP.|BATM|CBOE TRADING, INC.|1953
DDR|DDR CORP.|BAYC|BAY CREST PARTNERS, LLC|9161
DDR|DDR CORP.|BAYT|BTIG, LLC|200
DDR|DDR CORP.|BBNT|BB&T SECURITIES, LLC|275
DDR|DDR CORP.|BERN|Sanford C. Bernstein & Co., LLC|278163
DDR|DDR CORP.|BIDS|BIDS TRADING L.P.|116800
DDR|DDR CORP.|BKCM|BNY Mellon Capital Markets LLC|4
DDR|DDR CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15458
DDR|DDR CORP.|BLKX|INSTINET, LLC|173261
DDR|DDR CORP.|BMOC|BMO Capital Markets Corp.|295695
DDR|DDR CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|25464
DDR|DDR CORP.|BTIG|BTIG, LLC|161410
DDR|DDR CORP.|BYXM|CBOE TRADING, INC.|2139
DDR|DDR CORP.|BZYD|GOLDMAN SACHS & CO. LLC|3656
DDR|DDR CORP.|CANT|Cantor Fitzgerald & Co.|921113
DDR|DDR CORP.|CBLC|CITIGROUP GLOBAL MARKETS INC.|150824
DDR|DDR CORP.|CICF|Canaccord Genuity Corp.|90162
DDR|DDR CORP.|CNFR|Cowen Prime Services LLC|1432
DDR|DDR CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1219402
DDR|DDR CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18449
DDR|DDR CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1020028
DDR|DDR CORP.|CTDL|Citadel Derivatives Group Llc|18397
DDR|DDR CORP.|CTLR|CUTLER GROUP, LP|1712
DDR|DDR CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|212304
DDR|DDR CORP.|DADA|D.A. Davidson & Co.|1000
DDR|DDR CORP.|DBAB|Deutsche Bank Securities Inc.|969230
DDR|DDR CORP.|DBAX|Deutsche Bank Securities Inc.|1194100
DDR|DDR CORP.|DCHF|Dart Executions, LLC|100
DDR|DDR CORP.|DEAN|MORGAN STANLEY|3740
DDR|DDR CORP.|DEGS|RONIN PROFESSIONAL LLC|1764
DDR|DDR CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|49649
DDR|DDR CORP.|EBXL|EBX LLC|882600
DDR|DDR CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|56552
DDR|DDR CORP.|EDJC|Edward Jones / CDS|100
DDR|DDR CORP.|EDJO|Edward D. Jones & Co., L.P.|3095
DDR|DDR CORP.|EGAM|CBOE TRADING, INC.|17487
DDR|DDR CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|200
DDR|DDR CORP.|EGXM|CBOE TRADING, INC.|378
DDR|DDR CORP.|EGXW|CBOE TRADING, INC.|82
DDR|DDR CORP.|ESPO|ESPOSITO SECURITIES, LLC|80
DDR|DDR CORP.|ETBE|Electronic Transaction Clearing, Inc.|42388
DDR|DDR CORP.|ETCC|Electronic Transaction Clearing, Inc.|160
DDR|DDR CORP.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
DDR|DDR CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15815
DDR|DDR CORP.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|292
DDR|DDR CORP.|ETRS|E*Trade Securities LLC|54979
DDR|DDR CORP.|FILL|Tradestation Securities, Inc.|2433
DDR|DDR CORP.|FINX|FINTECH SECURITIES|1
DDR|DDR CORP.|FMAF|NBCN Inc./ CDS|10052
DDR|DDR CORP.|FORD|Fordham Financial Management, Inc.|300
DDR|DDR CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18953
DDR|DDR CORP.|FQLS|Quantlab Securities LP|256138
DDR|DDR CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|209838
DDR|DDR CORP.|FTBR|Foliofn Investments, Inc.|1042
DDR|DDR CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|4700
DDR|DDR CORP.|GLPX|ACS EXECUTION SERVICES, LLC|81859
DDR|DDR CORP.|GNAV|GREEN STREET TRADING, LLC|2400
DDR|DDR CORP.|GSCO|GOLDMAN SACHS & CO. LLC|4552335
DDR|DDR CORP.|GSCS|GOLDMAN SACHS & CO. LLC|13671
DDR|DDR CORP.|GSLT|GOLDMAN SACHS & CO. LLC|55155
DDR|DDR CORP.|GTSZ|GTS SECURITIES LLC|138872
DDR|DDR CORP.|HRBF|American Enterprise Investment Services Inc.|7734
DDR|DDR CORP.|IATS|INTERACTIVE BROKERS LLC|34849
DDR|DDR CORP.|IBKR|Interactive Brokers Llc|109279
DDR|DDR CORP.|IBSJ|Integrity Brokerage Services, Inc.|50
DDR|DDR CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1779
DDR|DDR CORP.|ICBX|INSTINET, LLC|364070
DDR|DDR CORP.|IEQY|CITADEL SECURITIES LLC|101726
DDR|DDR CORP.|INCA|INSTINET, LLC|479609
DDR|DDR CORP.|INJX|INSTINET, LLC|3283
DDR|DDR CORP.|INTL|INTL FCSTONE FINANCIAL INC.|4353
DDR|DDR CORP.|ITGI|ITG Inc.|132291
DDR|DDR CORP.|ITGP|ITG INC.|517600
DDR|DDR CORP.|JANY|Janney Montgomery Scott Inc.|750
DDR|DDR CORP.|JEFF|JEFFERIES LLC|653372
DDR|DDR CORP.|JMPT|JUMP TRADING, LLC|307006
DDR|DDR CORP.|JONE|JonesTrading|3647
DDR|DDR CORP.|JPBX|J.P. MORGAN SECURITIES LLC|160547
DDR|DDR CORP.|JPMX|J.P. Morgan Securities LLC|1580123
DDR|DDR CORP.|JSJX|JANE STREET CAPITAL LLC|33552
DDR|DDR CORP.|KCGM|VIRTU Americas LLC|208979
DDR|DDR CORP.|LEHM|Barclays Capital Inc./Le|2183862
DDR|DDR CORP.|LIME|Lime Brokerage LLC|38413
DDR|DDR CORP.|LOOP|Loop Capital Markets LLC|3200
DDR|DDR CORP.|LQNA|LIQUIDNET, INC.|228400
DDR|DDR CORP.|MACC|Mid Atlantic Capital Corporation|2900
DDR|DDR CORP.|MBTS|ALLY INVEST SECURITIES LLC|204
DDR|DDR CORP.|MKMP|MKM Partners LLC|90211
DDR|DDR CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|677827
DDR|DDR CORP.|MSCO|MORGAN STANLEY & CO. LLC|4314199
DDR|DDR CORP.|MSPL|MORGAN STANLEY & CO. LLC|1440500
DDR|DDR CORP.|MSTX|MORGAN STANLEY & CO. LLC|218700
DDR|DDR CORP.|NFSC|National Financial Services LLC|360644
DDR|DDR CORP.|NITE|VIRTU Americas LLC|1166147
DDR|DDR CORP.|NITP|VIRTU Americas LLC|19767
DDR|DDR CORP.|NMRA|Nomura Securities International, Inc.|4000
DDR|DDR CORP.|NQRB|Brut, LLC|11092
DDR|DDR CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|1000
DDR|DDR CORP.|NTRC|Northern Trust Securities, Inc.|139
DDR|DDR CORP.|OPCO|Oppenheimer & Co. Inc.|9382
DDR|DDR CORP.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2341
DDR|DDR CORP.|PDQM|CODA MARKETS, INC.|67757
DDR|DDR CORP.|PWJC|UBS Financial Services, Inc.|5645
DDR|DDR CORP.|RBCM|RBC CAPITAL MARKETS, LLC|9933
DDR|DDR CORP.|SAGL|SAGETRADER, LLC|1700
DDR|DDR CORP.|SAGW|SAGETRADER, LLC|78
DDR|DDR CORP.|SBSH|Citigroup Global Markets Inc.|709708
DDR|DDR CORP.|SEIC|SEI Investments Distribution Co.|475
DDR|DDR CORP.|SGMT|GOLDMAN SACHS & CO. LLC|806518
DDR|DDR CORP.|SIBO|Prime Executions, Inc.|13250
DDR|DDR CORP.|SPDR|SPEEDROUTE LLC|3500
DDR|DDR CORP.|SPHN|Stephens Inc.|24
DDR|DDR CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|175916
DDR|DDR CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10947
DDR|DDR CORP.|SWIM|TD Ameritrade, Inc.|35234
DDR|DDR CORP.|SWST|Hilltop Securities Inc.|1523
DDR|DDR CORP.|TKNG|ALLY INVEST SECURITIES LLC|4177
DDR|DDR CORP.|TRBT|Tradebot Systems, Inc.|462478
DDR|DDR CORP.|TRCM|TRC MARKETS LLC|574693
DDR|DDR CORP.|TWTT|TASTYWORKS, INC.|207
DDR|DDR CORP.|UBSA|UBS SECURITIES LLC|1801131
DDR|DDR CORP.|UBSS|UBS Securities LLC|894865
DDR|DDR CORP.|VALX|VIRTU AMERICAS LLC|324111
DDR|DDR CORP.|VGRD|Vanguard Marketing Corporation|19750
DDR|DDR CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|8529
DDR|DDR CORP.|WCHV|WELLS FARGO SECURITIES, LLC|253354
DDR|DDR CORP.|WDNX|WEEDEN & CO.L.P.|940
DDR|DDR CORP.|WEDB|WEDBUSH SECURITIES INC.|112
DDR|DDR CORP.|WEED|Weeden & Co.L.P.|42050
DDR|DDR CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9057
DDR|DDR CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|145817
DDR|DDR CORP.|WFPB|Wells Fargo Securities, LLC.|300
DDR|DDR CORP.|WSEA|WOLVERINE SECURITIES, LLC|5368
DDR|DDR CORP.|XIST|INSTINET, LLC|93800
DDR|DDR CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|79720
DDR|DDR CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|801
DDR|DDR CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29214
DDR$A|DDR CORP. DEP 6.375|BARD|Robert W. Baird & Co. Incorporated|434
DDR$A|DDR CORP. DEP 6.375|BATM|CBOE TRADING, INC.|204
DDR$A|DDR CORP. DEP 6.375|BKMM|BNY MELLON CAPITAL MARKETS, LLC|519
DDR$A|DDR CORP. DEP 6.375|BNCH|The Benchmark Company, LLC|734
DDR$A|DDR CORP. DEP 6.375|BTIG|BTIG, LLC|133
DDR$A|DDR CORP. DEP 6.375|CHAS|Charles Schwab & Co., Inc.|116
DDR$A|DDR CORP. DEP 6.375|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109
DDR$A|DDR CORP. DEP 6.375|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|421
DDR$A|DDR CORP. DEP 6.375|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2151
DDR$A|DDR CORP. DEP 6.375|DBAX|Deutsche Bank Securities Inc.|1500
DDR$A|DDR CORP. DEP 6.375|DEAN|MORGAN STANLEY|4789
DDR$A|DDR CORP. DEP 6.375|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|169
DDR$A|DDR CORP. DEP 6.375|EBXL|EBX LLC|10500
DDR$A|DDR CORP. DEP 6.375|ECUT|CONVERGEX EXECUTION SOLUTIONS|10207
DDR$A|DDR CORP. DEP 6.375|ESPO|ESPOSITO SECURITIES, LLC|38
DDR$A|DDR CORP. DEP 6.375|ETRS|E*Trade Securities LLC|2860
DDR$A|DDR CORP. DEP 6.375|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69
DDR$A|DDR CORP. DEP 6.375|GLPX|ACS EXECUTION SERVICES, LLC|2956
DDR$A|DDR CORP. DEP 6.375|GSCO|GOLDMAN SACHS & CO. LLC|1350
DDR$A|DDR CORP. DEP 6.375|GTSZ|GTS SECURITIES LLC|1832
DDR$A|DDR CORP. DEP 6.375|HRBF|American Enterprise Investment Services Inc.|1130
DDR$A|DDR CORP. DEP 6.375|IATS|INTERACTIVE BROKERS LLC|180
DDR$A|DDR CORP. DEP 6.375|IBKR|Interactive Brokers Llc|740
DDR$A|DDR CORP. DEP 6.375|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|437
DDR$A|DDR CORP. DEP 6.375|ICBX|INSTINET, LLC|8500
DDR$A|DDR CORP. DEP 6.375|INCA|INSTINET, LLC|4553
DDR$A|DDR CORP. DEP 6.375|INJX|INSTINET, LLC|100
DDR$A|DDR CORP. DEP 6.375|ITGI|ITG Inc.|203
DDR$A|DDR CORP. DEP 6.375|ITGP|ITG INC.|600
DDR$A|DDR CORP. DEP 6.375|JPMX|J.P. Morgan Securities LLC|200
DDR$A|DDR CORP. DEP 6.375|JSEB|JANE STREET EXECUTION SERVICES, LLC|384
DDR$A|DDR CORP. DEP 6.375|KCGM|VIRTU Americas LLC|300
DDR$A|DDR CORP. DEP 6.375|LEHM|Barclays Capital Inc./Le|1000
DDR$A|DDR CORP. DEP 6.375|LIME|Lime Brokerage LLC|702
DDR$A|DDR CORP. DEP 6.375|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|862
DDR$A|DDR CORP. DEP 6.375|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
DDR$A|DDR CORP. DEP 6.375|MSCO|MORGAN STANLEY & CO. LLC|4075
DDR$A|DDR CORP. DEP 6.375|NFSC|National Financial Services LLC|14267
DDR$A|DDR CORP. DEP 6.375|NITE|VIRTU Americas LLC|18544
DDR$A|DDR CORP. DEP 6.375|OLDM|OLD MISSION CAPITAL, LLC|3065
DDR$A|DDR CORP. DEP 6.375|PDQM|CODA MARKETS, INC.|4420
DDR$A|DDR CORP. DEP 6.375|PWJC|UBS Financial Services, Inc.|28
DDR$A|DDR CORP. DEP 6.375|RBCM|RBC CAPITAL MARKETS, LLC|431
DDR$A|DDR CORP. DEP 6.375|SBSH|Citigroup Global Markets Inc.|2
DDR$A|DDR CORP. DEP 6.375|SGMT|GOLDMAN SACHS & CO. LLC|800
DDR$A|DDR CORP. DEP 6.375|STFL|Stifel, Nicolaus & Company, Incorporated|1658
DDR$A|DDR CORP. DEP 6.375|SWIM|TD Ameritrade, Inc.|3100
DDR$A|DDR CORP. DEP 6.375|TRBT|Tradebot Systems, Inc.|1150
DDR$A|DDR CORP. DEP 6.375|UBSA|UBS SECURITIES LLC|2647
DDR$A|DDR CORP. DEP 6.375|UBSS|UBS Securities LLC|4739
DDR$A|DDR CORP. DEP 6.375|WCHV|WELLS FARGO SECURITIES, LLC|21717
DDR$A|DDR CORP. DEP 6.375|WEDB|WEDBUSH SECURITIES INC.|138
DDR$A|DDR CORP. DEP 6.375|YKNA|COMHAR CAPITAL MARKETS, LLC|143
DDR$A|DDR CORP. DEP 6.375|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48
DDR$J|DDR CORPORATION|BATM|CBOE TRADING, INC.|200
DDR$J|DDR CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|64
DDR$J|DDR CORPORATION|CANT|Cantor Fitzgerald & Co.|140586
DDR$J|DDR CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|192
DDR$J|DDR CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|554
DDR$J|DDR CORPORATION|DBAX|Deutsche Bank Securities Inc.|1200
DDR$J|DDR CORPORATION|DEAN|MORGAN STANLEY|109
DDR$J|DDR CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4900
DDR$J|DDR CORPORATION|ETRS|E*Trade Securities LLC|400
DDR$J|DDR CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170
DDR$J|DDR CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|200
DDR$J|DDR CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|200
DDR$J|DDR CORPORATION|GTSZ|GTS SECURITIES LLC|218
DDR$J|DDR CORPORATION|IBKR|Interactive Brokers Llc|858
DDR$J|DDR CORPORATION|INCA|INSTINET, LLC|671
DDR$J|DDR CORPORATION|JPMX|J.P. Morgan Securities LLC|400
DDR$J|DDR CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
DDR$J|DDR CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1631
DDR$J|DDR CORPORATION|NFSC|National Financial Services LLC|9045
DDR$J|DDR CORPORATION|NITE|VIRTU Americas LLC|8808
DDR$J|DDR CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|350
DDR$J|DDR CORPORATION|PDQM|CODA MARKETS, INC.|800
DDR$J|DDR CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|436
DDR$J|DDR CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|300
DDR$J|DDR CORPORATION|SWIM|TD Ameritrade, Inc.|11962
DDR$J|DDR CORPORATION|TRBT|Tradebot Systems, Inc.|503
DDR$J|DDR CORPORATION|UBSA|UBS SECURITIES LLC|3392
DDR$J|DDR CORPORATION|UBSS|UBS Securities LLC|1066
DDR$J|DDR CORPORATION|VGRD|Vanguard Marketing Corporation|425
DDR$J|DDR CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|6280
DDR$J|DDR CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|115
DDR$J|DDR CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
DDR$K|DDR|BATM|CBOE TRADING, INC.|400
DDR$K|DDR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4100
DDR$K|DDR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|199
DDR$K|DDR|DBAX|Deutsche Bank Securities Inc.|400
DDR$K|DDR|EBXL|EBX LLC|1500
DDR$K|DDR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|122
DDR$K|DDR|FTBR|Foliofn Investments, Inc.|562
DDR$K|DDR|GLPX|ACS EXECUTION SERVICES, LLC|89
DDR$K|DDR|GSCO|GOLDMAN SACHS & CO. LLC|100
DDR$K|DDR|GSLT|GOLDMAN SACHS & CO. LLC|100
DDR$K|DDR|GTSZ|GTS SECURITIES LLC|657
DDR$K|DDR|HRBF|American Enterprise Investment Services Inc.|2500
DDR$K|DDR|IATS|INTERACTIVE BROKERS LLC|29
DDR$K|DDR|IBKR|Interactive Brokers Llc|600
DDR$K|DDR|ICBX|INSTINET, LLC|1100
DDR$K|DDR|INCA|INSTINET, LLC|400
DDR$K|DDR|ITGI|ITG Inc.|2977
DDR$K|DDR|ITGP|ITG INC.|200
DDR$K|DDR|JPMX|J.P. Morgan Securities LLC|6490
DDR$K|DDR|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
DDR$K|DDR|KCGM|VIRTU Americas LLC|200
DDR$K|DDR|LIME|Lime Brokerage LLC|100
DDR$K|DDR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
DDR$K|DDR|MSCO|MORGAN STANLEY & CO. LLC|1070
DDR$K|DDR|NFSC|National Financial Services LLC|4763
DDR$K|DDR|NITE|VIRTU Americas LLC|10706
DDR$K|DDR|OLDM|OLD MISSION CAPITAL, LLC|674
DDR$K|DDR|PDQM|CODA MARKETS, INC.|178
DDR$K|DDR|RBCM|RBC CAPITAL MARKETS, LLC|1400
DDR$K|DDR|STFL|Stifel, Nicolaus & Company, Incorporated|804
DDR$K|DDR|SWIM|TD Ameritrade, Inc.|30853
DDR$K|DDR|TRBT|Tradebot Systems, Inc.|948
DDR$K|DDR|UBSA|UBS SECURITIES LLC|1200
DDR$K|DDR|UBSS|UBS Securities LLC|1768
DDR$K|DDR|WCHV|WELLS FARGO SECURITIES, LLC|269286
DDR$K|DDR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|70
DDR$K|DDR|YKNA|COMHAR CAPITAL MARKETS, LLC|89
DDS|DILLARD'S INC|ABLE|NATIXIS Securities Americas LLC|3818
DDS|DILLARD'S INC|ALTX|Alternet Securities Inc.|2800
DDS|DILLARD'S INC|ANOS|ABEL/NOSER, L.L.C.|728
DDS|DILLARD'S INC|APCC|Apex Clearing Corporation|191
DDS|DILLARD'S INC|BARD|Robert W. Baird & Co. Incorporated|3
DDS|DILLARD'S INC|BATM|CBOE TRADING, INC.|17004
DDS|DILLARD'S INC|BAYT|BTIG, LLC|3001
DDS|DILLARD'S INC|BBNT|BB&T SECURITIES, LLC|6
DDS|DILLARD'S INC|BERN|Sanford C. Bernstein & Co., LLC|2215
DDS|DILLARD'S INC|BIDS|BIDS TRADING L.P.|100
DDS|DILLARD'S INC|BKCM|BNY Mellon Capital Markets LLC|9159
DDS|DILLARD'S INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5250
DDS|DILLARD'S INC|BNPX|BNP PARIBAS SECURITIES CORP.|2401
DDS|DILLARD'S INC|BRVL|BLAYLOCK VAN, LLC|100
DDS|DILLARD'S INC|BTIG|BTIG, LLC|894
DDS|DILLARD'S INC|BYXM|CBOE TRADING, INC.|879
DDS|DILLARD'S INC|BZYD|GOLDMAN SACHS & CO. LLC|310
DDS|DILLARD'S INC|CANT|Cantor Fitzgerald & Co.|2520
DDS|DILLARD'S INC|CBRA|Cobra Trading, Inc.|900
DDS|DILLARD'S INC|CHAS|Charles Schwab & Co., Inc.|27
DDS|DILLARD'S INC|COKE|Coker & Palmer|300
DDS|DILLARD'S INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3133
DDS|DILLARD'S INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
DDS|DILLARD'S INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
DDS|DILLARD'S INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196131
DDS|DILLARD'S INC|CTDL|Citadel Derivatives Group Llc|593
DDS|DILLARD'S INC|CTLR|CUTLER GROUP, LP|2911
DDS|DILLARD'S INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|30972
DDS|DILLARD'S INC|DBAB|Deutsche Bank Securities Inc.|106528
DDS|DILLARD'S INC|DBAX|Deutsche Bank Securities Inc.|167500
DDS|DILLARD'S INC|DEAN|MORGAN STANLEY|2055
DDS|DILLARD'S INC|DEGS|RONIN PROFESSIONAL LLC|200
DDS|DILLARD'S INC|EBXL|EBX LLC|55500
DDS|DILLARD'S INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13358
DDS|DILLARD'S INC|EDJO|Edward D. Jones & Co., L.P.|3195
DDS|DILLARD'S INC|EGAM|CBOE TRADING, INC.|3580
DDS|DILLARD'S INC|EGMT|EG MARKET TECHNOLOGIES LLC|405
DDS|DILLARD'S INC|EGXM|CBOE TRADING, INC.|1380
DDS|DILLARD'S INC|ETBE|Electronic Transaction Clearing, Inc.|5170
DDS|DILLARD'S INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40931
DDS|DILLARD'S INC|ETRS|E*Trade Securities LLC|28218
DDS|DILLARD'S INC|FILL|Tradestation Securities, Inc.|8833
DDS|DILLARD'S INC|FMAF|NBCN Inc./ CDS|300
DDS|DILLARD'S INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|618
DDS|DILLARD'S INC|FQLS|Quantlab Securities LP|121021
DDS|DILLARD'S INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48093
DDS|DILLARD'S INC|FTBR|Foliofn Investments, Inc.|6190
DDS|DILLARD'S INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5106
DDS|DILLARD'S INC|GLIS|TD Securities Inc|30
DDS|DILLARD'S INC|GLPX|ACS EXECUTION SERVICES, LLC|14946
DDS|DILLARD'S INC|GSCO|GOLDMAN SACHS & CO. LLC|265838
DDS|DILLARD'S INC|GSCS|GOLDMAN SACHS & CO. LLC|1962
DDS|DILLARD'S INC|GSLT|GOLDMAN SACHS & CO. LLC|1725
DDS|DILLARD'S INC|GTSZ|GTS SECURITIES LLC|43981
DDS|DILLARD'S INC|HRBF|American Enterprise Investment Services Inc.|2037
DDS|DILLARD'S INC|HSBC|HSBC Securities, Inc.|200
DDS|DILLARD'S INC|IATS|INTERACTIVE BROKERS LLC|18551
DDS|DILLARD'S INC|IBKR|Interactive Brokers Llc|10545
DDS|DILLARD'S INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|489
DDS|DILLARD'S INC|ICBX|INSTINET, LLC|24807
DDS|DILLARD'S INC|IEQY|CITADEL SECURITIES LLC|59080
DDS|DILLARD'S INC|INCA|INSTINET, LLC|164922
DDS|DILLARD'S INC|INJX|INSTINET, LLC|3600
DDS|DILLARD'S INC|ITGI|ITG Inc.|21520
DDS|DILLARD'S INC|ITGP|ITG INC.|33200
DDS|DILLARD'S INC|JEFF|JEFFERIES LLC|37064
DDS|DILLARD'S INC|JMPT|JUMP TRADING, LLC|14634
DDS|DILLARD'S INC|JONE|JonesTrading|17357
DDS|DILLARD'S INC|JPBX|J.P. MORGAN SECURITIES LLC|69323
DDS|DILLARD'S INC|JPMX|J.P. Morgan Securities LLC|227597
DDS|DILLARD'S INC|JRCO|Johnson Rice & Company L.L.C.|100
DDS|DILLARD'S INC|JSJX|JANE STREET CAPITAL LLC|4663
DDS|DILLARD'S INC|KCGM|VIRTU Americas LLC|10945
DDS|DILLARD'S INC|KING|C. L. King & Associates, Inc.|12793
DDS|DILLARD'S INC|LEHM|Barclays Capital Inc./Le|195939
DDS|DILLARD'S INC|LIME|Lime Brokerage LLC|7208
DDS|DILLARD'S INC|LSCI|Lek Securities Corporation|127
DDS|DILLARD'S INC|MACQ|Macquarie Capital (USA) Inc.|2300
DDS|DILLARD'S INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34077
DDS|DILLARD'S INC|MOTF|MOTIF INVESTING, INC.|27
DDS|DILLARD'S INC|MSCO|MORGAN STANLEY & CO. LLC|584173
DDS|DILLARD'S INC|MSPL|MORGAN STANLEY & CO. LLC|289500
DDS|DILLARD'S INC|MSTX|MORGAN STANLEY & CO. LLC|65500
DDS|DILLARD'S INC|NFSC|National Financial Services LLC|65312
DDS|DILLARD'S INC|NITE|VIRTU Americas LLC|355860
DDS|DILLARD'S INC|NITP|VIRTU Americas LLC|100
DDS|DILLARD'S INC|NQRB|Brut, LLC|3968
DDS|DILLARD'S INC|NTBF|BMO Nesbitt Burns Inc./CDS|2400
DDS|DILLARD'S INC|NTRC|Northern Trust Securities, Inc.|535
DDS|DILLARD'S INC|OHOS|TWO SIGMA SECURITIES, LLC|30540
DDS|DILLARD'S INC|OPCO|Oppenheimer & Co. Inc.|124
DDS|DILLARD'S INC|PDQM|CODA MARKETS, INC.|22706
DDS|DILLARD'S INC|PHLY|NASDAQ Execution Services, LLC|15000
DDS|DILLARD'S INC|PIPR|Piper Jaffray & Co.|300
DDS|DILLARD'S INC|PWJC|UBS Financial Services, Inc.|1800
DDS|DILLARD'S INC|QMSR|QUATTRO M SECURITIES INC.|100
DDS|DILLARD'S INC|RBCM|RBC CAPITAL MARKETS, LLC|1000
DDS|DILLARD'S INC|SAGL|SAGETRADER, LLC|11769
DDS|DILLARD'S INC|SAGW|SAGETRADER, LLC|197
DDS|DILLARD'S INC|SBSH|Citigroup Global Markets Inc.|38297
DDS|DILLARD'S INC|SGMT|GOLDMAN SACHS & CO. LLC|45949
DDS|DILLARD'S INC|SPDR|SPEEDROUTE LLC|2200
DDS|DILLARD'S INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1600
DDS|DILLARD'S INC|STFL|Stifel, Nicolaus & Company, Incorporated|495
DDS|DILLARD'S INC|STKP|STOCKPILE INVESTMENTS, INC.|22
DDS|DILLARD'S INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3172
DDS|DILLARD'S INC|SWIM|TD Ameritrade, Inc.|9530
DDS|DILLARD'S INC|TKNG|ALLY INVEST SECURITIES LLC|3121
DDS|DILLARD'S INC|TMBR|Timber Hill LLC|74
DDS|DILLARD'S INC|TRBT|Tradebot Systems, Inc.|92831
DDS|DILLARD'S INC|TRCM|TRC MARKETS LLC|27730
DDS|DILLARD'S INC|TWTT|TASTYWORKS, INC.|26
DDS|DILLARD'S INC|UBSA|UBS SECURITIES LLC|269471
DDS|DILLARD'S INC|UBSS|UBS Securities LLC|470281
DDS|DILLARD'S INC|VALX|VIRTU AMERICAS LLC|8808
DDS|DILLARD'S INC|VGRD|Vanguard Marketing Corporation|2667
DDS|DILLARD'S INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3782
DDS|DILLARD'S INC|WCHV|WELLS FARGO SECURITIES, LLC|301514
DDS|DILLARD'S INC|WEED|Weeden & Co.L.P.|2320
DDS|DILLARD'S INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13672
DDS|DILLARD'S INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19902
DDS|DILLARD'S INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|52
DDS|DILLARD'S INC|WSEA|WOLVERINE SECURITIES, LLC|3763
DDS|DILLARD'S INC|XIST|INSTINET, LLC|18400
DDS|DILLARD'S INC|XPQR|Jump Trading|919
DDS|DILLARD'S INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13654
DDS|DILLARD'S INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4374
DDS|DILLARD'S INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1305
DDT|DILLARDS CAP 7.5|APCC|Apex Clearing Corporation|139
DDT|DILLARDS CAP 7.5|BBNT|BB&T SECURITIES, LLC|10
DDT|DILLARDS CAP 7.5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|659
DDT|DILLARDS CAP 7.5|DBAX|Deutsche Bank Securities Inc.|300
DDT|DILLARDS CAP 7.5|DEAN|MORGAN STANLEY|2225
DDT|DILLARDS CAP 7.5|EBXL|EBX LLC|1100
DDT|DILLARDS CAP 7.5|EDJO|Edward D. Jones & Co., L.P.|539
DDT|DILLARDS CAP 7.5|ETRS|E*Trade Securities LLC|2212
DDT|DILLARDS CAP 7.5|GSLT|GOLDMAN SACHS & CO. LLC|600
DDT|DILLARDS CAP 7.5|GTSZ|GTS SECURITIES LLC|1020
DDT|DILLARDS CAP 7.5|HRBF|American Enterprise Investment Services Inc.|620
DDT|DILLARDS CAP 7.5|IATS|INTERACTIVE BROKERS LLC|300
DDT|DILLARDS CAP 7.5|IBKR|Interactive Brokers Llc|1026
DDT|DILLARDS CAP 7.5|ITGI|ITG Inc.|2000
DDT|DILLARDS CAP 7.5|JANY|Janney Montgomery Scott Inc.|300
DDT|DILLARDS CAP 7.5|KCGM|VIRTU Americas LLC|1
DDT|DILLARDS CAP 7.5|LEHM|Barclays Capital Inc./Le|1000
DDT|DILLARDS CAP 7.5|LIME|Lime Brokerage LLC|257
DDT|DILLARDS CAP 7.5|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DDT|DILLARDS CAP 7.5|MSCO|MORGAN STANLEY & CO. LLC|1170
DDT|DILLARDS CAP 7.5|NFSC|National Financial Services LLC|8203
DDT|DILLARDS CAP 7.5|NITE|VIRTU Americas LLC|37048
DDT|DILLARDS CAP 7.5|NQRB|Brut, LLC|200
DDT|DILLARDS CAP 7.5|OPCO|Oppenheimer & Co. Inc.|1100
DDT|DILLARDS CAP 7.5|PWJC|UBS Financial Services, Inc.|400
DDT|DILLARDS CAP 7.5|RWPS|R.W. Pressprich & Co., Inc.|3700
DDT|DILLARDS CAP 7.5|SGMT|GOLDMAN SACHS & CO. LLC|100
DDT|DILLARDS CAP 7.5|SPHN|Stephens Inc.|333
DDT|DILLARDS CAP 7.5|STFL|Stifel, Nicolaus & Company, Incorporated|822
DDT|DILLARDS CAP 7.5|SWIM|TD Ameritrade, Inc.|400
DDT|DILLARDS CAP 7.5|UBSA|UBS SECURITIES LLC|1670
DDT|DILLARDS CAP 7.5|UBSS|UBS Securities LLC|10533
DDT|DILLARDS CAP 7.5|VGRD|Vanguard Marketing Corporation|247
DDT|DILLARDS CAP 7.5|WCHV|WELLS FARGO SECURITIES, LLC|10663
DDT|DILLARDS CAP 7.5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
DDWM|WISDOMTREE DYN INTL|BANK|Primevest Financial Services, Inc.|144
DDWM|WISDOMTREE DYN INTL|BBNT|BB&T SECURITIES, LLC|241
DDWM|WISDOMTREE DYN INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1327
DDWM|WISDOMTREE DYN INTL|BYXM|CBOE TRADING, INC.|45
DDWM|WISDOMTREE DYN INTL|CANT|Cantor Fitzgerald & Co.|41184
DDWM|WISDOMTREE DYN INTL|CHAS|Charles Schwab & Co., Inc.|20653
DDWM|WISDOMTREE DYN INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40506
DDWM|WISDOMTREE DYN INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4982
DDWM|WISDOMTREE DYN INTL|CTDL|Citadel Derivatives Group Llc|34142
DDWM|WISDOMTREE DYN INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
DDWM|WISDOMTREE DYN INTL|DBAX|Deutsche Bank Securities Inc.|2500
DDWM|WISDOMTREE DYN INTL|EBXL|EBX LLC|3200
DDWM|WISDOMTREE DYN INTL|ETBE|Electronic Transaction Clearing, Inc.|100
DDWM|WISDOMTREE DYN INTL|ETRS|E*Trade Securities LLC|360
DDWM|WISDOMTREE DYN INTL|FLTU|FLOW TRADERS US LLC|100
DDWM|WISDOMTREE DYN INTL|FTBR|Foliofn Investments, Inc.|1
DDWM|WISDOMTREE DYN INTL|IBKR|Interactive Brokers Llc|3
DDWM|WISDOMTREE DYN INTL|ICBX|INSTINET, LLC|1100
DDWM|WISDOMTREE DYN INTL|INCA|INSTINET, LLC|900
DDWM|WISDOMTREE DYN INTL|JEFF|JEFFERIES LLC|12400
DDWM|WISDOMTREE DYN INTL|JPMX|J.P. Morgan Securities LLC|5330
DDWM|WISDOMTREE DYN INTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|62347
DDWM|WISDOMTREE DYN INTL|JSJX|JANE STREET CAPITAL LLC|78370
DDWM|WISDOMTREE DYN INTL|KCGM|VIRTU Americas LLC|2994
DDWM|WISDOMTREE DYN INTL|LEHM|Barclays Capital Inc./Le|7800
DDWM|WISDOMTREE DYN INTL|LIME|Lime Brokerage LLC|100
DDWM|WISDOMTREE DYN INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11400
DDWM|WISDOMTREE DYN INTL|MSCO|MORGAN STANLEY & CO. LLC|56041
DDWM|WISDOMTREE DYN INTL|MSPL|MORGAN STANLEY & CO. LLC|5000
DDWM|WISDOMTREE DYN INTL|NFSC|National Financial Services LLC|52926
DDWM|WISDOMTREE DYN INTL|NITE|VIRTU Americas LLC|44094
DDWM|WISDOMTREE DYN INTL|NQRB|Brut, LLC|100
DDWM|WISDOMTREE DYN INTL|OLDM|OLD MISSION CAPITAL, LLC|1100
DDWM|WISDOMTREE DYN INTL|RBCM|RBC CAPITAL MARKETS, LLC|495
DDWM|WISDOMTREE DYN INTL|SBSH|Citigroup Global Markets Inc.|2900
DDWM|WISDOMTREE DYN INTL|SGMT|GOLDMAN SACHS & CO. LLC|900
DDWM|WISDOMTREE DYN INTL|STFL|Stifel, Nicolaus & Company, Incorporated|125
DDWM|WISDOMTREE DYN INTL|SWIM|TD Ameritrade, Inc.|200
DDWM|WISDOMTREE DYN INTL|TRBT|Tradebot Systems, Inc.|200
DDWM|WISDOMTREE DYN INTL|UBSA|UBS SECURITIES LLC|9150
DDWM|WISDOMTREE DYN INTL|UBSS|UBS Securities LLC|16199
DDWM|WISDOMTREE DYN INTL|VGRD|Vanguard Marketing Corporation|1041
DDWM|WISDOMTREE DYN INTL|WCHV|WELLS FARGO SECURITIES, LLC|1314
DDWM|WISDOMTREE DYN INTL|WSEA|WOLVERINE SECURITIES, LLC|2
DDWM|WISDOMTREE DYN INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|4634
DDWM|WISDOMTREE DYN INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18787
DE|DEERE CO|ABLE|NATIXIS Securities Americas LLC|353862
DE|DEERE CO|ADAM|CANACCORD GENUITY INC.|3359
DE|DEERE CO|AGCP|AEGIS CAPITAL CORP.|1000
DE|DEERE CO|AGIS|Aegis Capital Corp.|4825
DE|DEERE CO|ALTX|Alternet Securities Inc.|11551
DE|DEERE CO|ANOS|ABEL/NOSER, L.L.C.|6280
DE|DEERE CO|APCC|Apex Clearing Corporation|3414
DE|DEERE CO|BALE|M&T SECURITIES, INC.|400
DE|DEERE CO|BANK|Primevest Financial Services, Inc.|730
DE|DEERE CO|BARD|Robert W. Baird & Co. Incorporated|205476
DE|DEERE CO|BATM|CBOE TRADING, INC.|29360
DE|DEERE CO|BAYC|BAY CREST PARTNERS, LLC|5490
DE|DEERE CO|BAYT|BTIG, LLC|12283
DE|DEERE CO|BBNT|BB&T SECURITIES, LLC|2655
DE|DEERE CO|BERN|Sanford C. Bernstein & Co., LLC|143450
DE|DEERE CO|BGCE|BGC Financial Inc.|49676
DE|DEERE CO|BIAD|SAGETRADER, LLC|283
DE|DEERE CO|BIDS|BIDS TRADING L.P.|700
DE|DEERE CO|BIMI|Banca IMI Securities Corp.|625
DE|DEERE CO|BKCM|BNY Mellon Capital Markets LLC|990
DE|DEERE CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31558
DE|DEERE CO|BLKX|INSTINET, LLC|81100
DE|DEERE CO|BMOC|BMO Capital Markets Corp.|357
DE|DEERE CO|BNCH|The Benchmark Company, LLC|2000
DE|DEERE CO|BNPX|BNP PARIBAS SECURITIES CORP.|108759
DE|DEERE CO|BRGE|Newbridge Securities Corp.|1340
DE|DEERE CO|BTIG|BTIG, LLC|6055
DE|DEERE CO|BYXM|CBOE TRADING, INC.|3207
DE|DEERE CO|BZYD|GOLDMAN SACHS & CO. LLC|200
DE|DEERE CO|CABR|Cabrera Capital Markets, Inc.|473
DE|DEERE CO|CANT|Cantor Fitzgerald & Co.|244
DE|DEERE CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|74608
DE|DEERE CO|CBRA|Cobra Trading, Inc.|1500
DE|DEERE CO|CHAS|Charles Schwab & Co., Inc.|8184
DE|DEERE CO|CHLM|Craig-Hallum Capital Group LLC|1500
DE|DEERE CO|CIBP|CIBC World Markets Corp.|23201
DE|DEERE CO|CICF|Canaccord Genuity Corp.|853
DE|DEERE CO|CIST|Capital Institutional Services, Inc.|3265
DE|DEERE CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|225936
DE|DEERE CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2013
DE|DEERE CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7645
DE|DEERE CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000628
DE|DEERE CO|CTDL|Citadel Derivatives Group Llc|20514
DE|DEERE CO|CTLR|CUTLER GROUP, LP|205
DE|DEERE CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|142632
DE|DEERE CO|DADA|D.A. Davidson & Co.|5005
DE|DEERE CO|DAVA|Davenport & Company LLC|1189
DE|DEERE CO|DBAB|Deutsche Bank Securities Inc.|784956
DE|DEERE CO|DBAX|Deutsche Bank Securities Inc.|532000
DE|DEERE CO|DBUL|Deutsche Bank Securities Inc.|1775
DE|DEERE CO|DCHF|Dart Executions, LLC|11092
DE|DEERE CO|DEAN|MORGAN STANLEY|31480
DE|DEERE CO|DEGS|RONIN PROFESSIONAL LLC|700
DE|DEERE CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47477
DE|DEERE CO|DRWK|DRW SECURITIES, L.L.C.|1396
DE|DEERE CO|EBXL|EBX LLC|403400
DE|DEERE CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|70576
DE|DEERE CO|EDJC|Edward Jones / CDS|2905
DE|DEERE CO|EDJO|Edward D. Jones & Co., L.P.|71002
DE|DEERE CO|EGAM|CBOE TRADING, INC.|20667
DE|DEERE CO|EGMT|EG MARKET TECHNOLOGIES LLC|7212
DE|DEERE CO|EGXM|CBOE TRADING, INC.|5678
DE|DEERE CO|EGXW|CBOE TRADING, INC.|103
DE|DEERE CO|EROP|Eroom Securities L.L.C.|1000
DE|DEERE CO|ESPO|ESPOSITO SECURITIES, LLC|2
DE|DEERE CO|ETBE|Electronic Transaction Clearing, Inc.|104360
DE|DEERE CO|ETCB|ETC BROKERAGE SERVICES, LLC|9
DE|DEERE CO|ETCC|Electronic Transaction Clearing, Inc.|449
DE|DEERE CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|99933
DE|DEERE CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|348
DE|DEERE CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|707
DE|DEERE CO|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|200
DE|DEERE CO|ETRS|E*Trade Securities LLC|378611
DE|DEERE CO|FBSB|U.S. Bancorp Investments, Inc.|583
DE|DEERE CO|FIDT|Fidelity Clearing Canada ULC./ CDS|16
DE|DEERE CO|FILL|Tradestation Securities, Inc.|19468
DE|DEERE CO|FINX|FINTECH SECURITIES|1751
DE|DEERE CO|FMAF|NBCN Inc./ CDS|26871
DE|DEERE CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|93303
DE|DEERE CO|FQLS|Quantlab Securities LP|614691
DE|DEERE CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170795
DE|DEERE CO|FTBR|Foliofn Investments, Inc.|2741
DE|DEERE CO|GEBB|GLOBAL EXECUTION BROKERS, LP|14586
DE|DEERE CO|GLIS|TD Securities Inc|1190
DE|DEERE CO|GLPX|ACS EXECUTION SERVICES, LLC|66390
DE|DEERE CO|GSCO|GOLDMAN SACHS & CO. LLC|2013698
DE|DEERE CO|GSCS|GOLDMAN SACHS & CO. LLC|28397
DE|DEERE CO|GSLT|GOLDMAN SACHS & CO. LLC|19382
DE|DEERE CO|GTSZ|GTS SECURITIES LLC|523758
DE|DEERE CO|HAPX|HAP Trading, LLC|2997
DE|DEERE CO|HCTA|Hardcastle Trading USA LLC|102593
DE|DEERE CO|HPPX|POTAMUS TRADING, LLC|127
DE|DEERE CO|HRBF|American Enterprise Investment Services Inc.|21368
DE|DEERE CO|HSBC|HSBC Securities, Inc.|15618
DE|DEERE CO|IATS|INTERACTIVE BROKERS LLC|18449
DE|DEERE CO|IBKR|Interactive Brokers Llc|22811
DE|DEERE CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|857
DE|DEERE CO|ICBX|INSTINET, LLC|130321
DE|DEERE CO|IEQY|CITADEL SECURITIES LLC|217217
DE|DEERE CO|INCA|INSTINET, LLC|600387
DE|DEERE CO|INJX|INSTINET, LLC|16989
DE|DEERE CO|ITGI|ITG Inc.|79478
DE|DEERE CO|ITGP|ITG INC.|278600
DE|DEERE CO|JANY|Janney Montgomery Scott Inc.|5074
DE|DEERE CO|JEFF|JEFFERIES LLC|282167
DE|DEERE CO|JMPT|JUMP TRADING, LLC|128436
DE|DEERE CO|JONE|JonesTrading|1414
DE|DEERE CO|JPBX|J.P. MORGAN SECURITIES LLC|126030
DE|DEERE CO|JPMX|J.P. Morgan Securities LLC|940361
DE|DEERE CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|15428
DE|DEERE CO|JSJX|JANE STREET CAPITAL LLC|14059
DE|DEERE CO|KCGM|VIRTU Americas LLC|109027
DE|DEERE CO|KCRD|PHX FINANCIAL, INC.|200
DE|DEERE CO|LEHM|Barclays Capital Inc./Le|2234347
DE|DEERE CO|LIME|Lime Brokerage LLC|72546
DE|DEERE CO|LIWD|LIME BROKERAGE LLC|131
DE|DEERE CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|22000
DE|DEERE CO|LOOP|Loop Capital Markets LLC|38
DE|DEERE CO|LQNA|LIQUIDNET, INC.|217700
DE|DEERE CO|LSCI|Lek Securities Corporation|17553
DE|DEERE CO|LTCO|Ladenburg, Thalmann & Co., Inc.|4700
DE|DEERE CO|MACC|Mid Atlantic Capital Corporation|2776
DE|DEERE CO|MACQ|Macquarie Capital (USA) Inc.|100
DE|DEERE CO|MAXM|Maxim Group LLC|2311
DE|DEERE CO|MCMF|Raymond James Ltd. Cds|267
DE|DEERE CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|216194
DE|DEERE CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
DE|DEERE CO|MOTF|MOTIF INVESTING, INC.|30
DE|DEERE CO|MPSG|E D & F Man Capital Markets Inc.|1040
DE|DEERE CO|MSCO|MORGAN STANLEY & CO. LLC|3356150
DE|DEERE CO|MSPL|MORGAN STANLEY & CO. LLC|524600
DE|DEERE CO|MSTX|MORGAN STANLEY & CO. LLC|312900
DE|DEERE CO|MULL|MARK J. MULLER EQUITIES, INC.|10869
DE|DEERE CO|NATL|National Securities Corporation|154
DE|DEERE CO|NBCS|NBC Securities, INC.|242
DE|DEERE CO|NEUB|NEUBERGER BERMAN BD LLC|178
DE|DEERE CO|NFSC|National Financial Services LLC|516268
DE|DEERE CO|NITE|VIRTU Americas LLC|1886093
DE|DEERE CO|NITP|VIRTU Americas LLC|278
DE|DEERE CO|NMRA|Nomura Securities International, Inc.|1100
DE|DEERE CO|NQRB|Brut, LLC|26227
DE|DEERE CO|NTBF|BMO Nesbitt Burns Inc./CDS|2415
DE|DEERE CO|NTRC|Northern Trust Securities, Inc.|6115
DE|DEERE CO|OHOS|TWO SIGMA SECURITIES, LLC|156878
DE|DEERE CO|OPCO|Oppenheimer & Co. Inc.|175799
DE|DEERE CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|467
DE|DEERE CO|PCFF|Pacific International Securities Inc./CDS|75
DE|DEERE CO|PCPT|PHILLIP CAPITAL INC.|60
DE|DEERE CO|PDQM|CODA MARKETS, INC.|117681
DE|DEERE CO|PHLY|NASDAQ Execution Services, LLC|44892
DE|DEERE CO|PICT|Pictet Overseas Inc.|303
DE|DEERE CO|PWJC|UBS Financial Services, Inc.|9235
DE|DEERE CO|QMSR|QUATTRO M SECURITIES INC.|1744
DE|DEERE CO|RBCM|RBC CAPITAL MARKETS, LLC|36760
DE|DEERE CO|RHCO|Suntrust Robinson Humphrey, Inc.|12350
DE|DEERE CO|SAGL|SAGETRADER, LLC|10456
DE|DEERE CO|SAGW|SAGETRADER, LLC|98
DE|DEERE CO|SALI|INTL FCSTONE FINANCIAL INC.|282
DE|DEERE CO|SBRX|MURIEL SIEBERT & CO INC|240
DE|DEERE CO|SBSH|Citigroup Global Markets Inc.|837188
DE|DEERE CO|SCMC|Scotia Capital Markets (USA) Inc.|767
DE|DEERE CO|SEIC|SEI Investments Distribution Co.|611
DE|DEERE CO|SGMT|GOLDMAN SACHS & CO. LLC|234264
DE|DEERE CO|SJLS|TRADE INFORMATICS LLC|5300
DE|DEERE CO|SOGO|Wang Investment Associates, Inc.|50
DE|DEERE CO|SPDR|SPEEDROUTE LLC|25768
DE|DEERE CO|SPHN|Stephens Inc.|1164
DE|DEERE CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|40000
DE|DEERE CO|STFC|Stuart Frankel & Co., Incorporated|2850
DE|DEERE CO|STFL|Stifel, Nicolaus & Company, Incorporated|94589
DE|DEERE CO|STKP|STOCKPILE INVESTMENTS, INC.|96
DE|DEERE CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16822
DE|DEERE CO|SWIM|TD Ameritrade, Inc.|135925
DE|DEERE CO|SWST|Hilltop Securities Inc.|3444
DE|DEERE CO|TIAD|Triad Securities Corp|89
DE|DEERE CO|TKNG|ALLY INVEST SECURITIES LLC|1586
DE|DEERE CO|TRBT|Tradebot Systems, Inc.|415867
DE|DEERE CO|TRCM|TRC MARKETS LLC|336570
DE|DEERE CO|TWTT|TASTYWORKS, INC.|1308
DE|DEERE CO|UBSA|UBS SECURITIES LLC|1641201
DE|DEERE CO|UBSS|UBS Securities LLC|2157888
DE|DEERE CO|VALX|VIRTU AMERICAS LLC|32664
DE|DEERE CO|VGRD|Vanguard Marketing Corporation|23645
DE|DEERE CO|VSIN|Vision Financial Markets Llc|25
DE|DEERE CO|WABR|Wall Street Access|3089
DE|DEERE CO|WBLR|WILLIAM BLAIR|1038
DE|DEERE CO|WBPX|SUMMIT SECURITIES GROUP, LLC|2423
DE|DEERE CO|WCHV|WELLS FARGO SECURITIES, LLC|302940
DE|DEERE CO|WDNX|WEEDEN & CO.L.P.|2196
DE|DEERE CO|WEDB|WEDBUSH SECURITIES INC.|8052
DE|DEERE CO|WEED|Weeden & Co.L.P.|1230
DE|DEERE CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|64937
DE|DEERE CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|127411
DE|DEERE CO|WGIF|CIBC World Markets Inc.|5178
DE|DEERE CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2248
DE|DEERE CO|WORD|Worden Capital Management LLC|320
DE|DEERE CO|WSEA|WOLVERINE SECURITIES, LLC|19949
DE|DEERE CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|50
DE|DEERE CO|XIST|INSTINET, LLC|92704
DE|DEERE CO|XPQR|Jump Trading|1700
DE|DEERE CO|XPUS|XP SECURITIES, LLC|1538
DE|DEERE CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|136978
DE|DEERE CO|YKNA|COMHAR CAPITAL MARKETS, LLC|8274
DE|DEERE CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15532
DEA|EASTERLY GOVT PRPTS|ACAD|ACADEMY SECURITIES, INC.|5800
DEA|EASTERLY GOVT PRPTS|ADAM|CANACCORD GENUITY INC.|5400
DEA|EASTERLY GOVT PRPTS|AGIS|Aegis Capital Corp.|4100
DEA|EASTERLY GOVT PRPTS|ALTX|Alternet Securities Inc.|11931
DEA|EASTERLY GOVT PRPTS|APCC|Apex Clearing Corporation|1543
DEA|EASTERLY GOVT PRPTS|BANK|Primevest Financial Services, Inc.|36
DEA|EASTERLY GOVT PRPTS|BARD|Robert W. Baird & Co. Incorporated|2194
DEA|EASTERLY GOVT PRPTS|BATM|CBOE TRADING, INC.|5484
DEA|EASTERLY GOVT PRPTS|BAYC|BAY CREST PARTNERS, LLC|14
DEA|EASTERLY GOVT PRPTS|BAYT|BTIG, LLC|1179
DEA|EASTERLY GOVT PRPTS|BBNT|BB&T SECURITIES, LLC|4610
DEA|EASTERLY GOVT PRPTS|BERN|Sanford C. Bernstein & Co., LLC|62693
DEA|EASTERLY GOVT PRPTS|BIDS|BIDS TRADING L.P.|900
DEA|EASTERLY GOVT PRPTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1932
DEA|EASTERLY GOVT PRPTS|BLKX|INSTINET, LLC|83188
DEA|EASTERLY GOVT PRPTS|BMOC|BMO Capital Markets Corp.|166401
DEA|EASTERLY GOVT PRPTS|BNPX|BNP PARIBAS SECURITIES CORP.|15945
DEA|EASTERLY GOVT PRPTS|BRVL|BLAYLOCK VAN, LLC|200
DEA|EASTERLY GOVT PRPTS|BTIG|BTIG, LLC|12289
DEA|EASTERLY GOVT PRPTS|BYXM|CBOE TRADING, INC.|840
DEA|EASTERLY GOVT PRPTS|BZYD|GOLDMAN SACHS & CO. LLC|5308
DEA|EASTERLY GOVT PRPTS|CBLC|CITIGROUP GLOBAL MARKETS INC.|37438
DEA|EASTERLY GOVT PRPTS|CHAS|Charles Schwab & Co., Inc.|209
DEA|EASTERLY GOVT PRPTS|CHLM|Craig-Hallum Capital Group LLC|15000
DEA|EASTERLY GOVT PRPTS|CIOI|CITIGROUP GLOBAL MARKETS INC|36670
DEA|EASTERLY GOVT PRPTS|CIST|Capital Institutional Services, Inc.|461
DEA|EASTERLY GOVT PRPTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200941
DEA|EASTERLY GOVT PRPTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13227
DEA|EASTERLY GOVT PRPTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|57396
DEA|EASTERLY GOVT PRPTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|449865
DEA|EASTERLY GOVT PRPTS|CTDL|Citadel Derivatives Group Llc|7089
DEA|EASTERLY GOVT PRPTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|138328
DEA|EASTERLY GOVT PRPTS|DADA|D.A. Davidson & Co.|12
DEA|EASTERLY GOVT PRPTS|DBAB|Deutsche Bank Securities Inc.|189636
DEA|EASTERLY GOVT PRPTS|DBAX|Deutsche Bank Securities Inc.|514800
DEA|EASTERLY GOVT PRPTS|DBUL|Deutsche Bank Securities Inc.|200
DEA|EASTERLY GOVT PRPTS|DCHF|Dart Executions, LLC|800
DEA|EASTERLY GOVT PRPTS|DEAN|MORGAN STANLEY|3370
DEA|EASTERLY GOVT PRPTS|DEGS|RONIN PROFESSIONAL LLC|2241
DEA|EASTERLY GOVT PRPTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21018
DEA|EASTERLY GOVT PRPTS|EBXL|EBX LLC|273300
DEA|EASTERLY GOVT PRPTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|29681
DEA|EASTERLY GOVT PRPTS|EDJO|Edward D. Jones & Co., L.P.|4685
DEA|EASTERLY GOVT PRPTS|EGAM|CBOE TRADING, INC.|7980
DEA|EASTERLY GOVT PRPTS|EGAW|CBOE TRADING, INC.|1330
DEA|EASTERLY GOVT PRPTS|EGMT|EG MARKET TECHNOLOGIES LLC|400
DEA|EASTERLY GOVT PRPTS|EGXM|CBOE TRADING, INC.|4132
DEA|EASTERLY GOVT PRPTS|EGXW|CBOE TRADING, INC.|800
DEA|EASTERLY GOVT PRPTS|ETBE|Electronic Transaction Clearing, Inc.|13036
DEA|EASTERLY GOVT PRPTS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4600
DEA|EASTERLY GOVT PRPTS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
DEA|EASTERLY GOVT PRPTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3752
DEA|EASTERLY GOVT PRPTS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|683
DEA|EASTERLY GOVT PRPTS|ETRS|E*Trade Securities LLC|61143
DEA|EASTERLY GOVT PRPTS|FBSB|U.S. Bancorp Investments, Inc.|117
DEA|EASTERLY GOVT PRPTS|FILL|Tradestation Securities, Inc.|7159
DEA|EASTERLY GOVT PRPTS|FINX|FINTECH SECURITIES|921
DEA|EASTERLY GOVT PRPTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10889
DEA|EASTERLY GOVT PRPTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77843
DEA|EASTERLY GOVT PRPTS|FTBR|Foliofn Investments, Inc.|362
DEA|EASTERLY GOVT PRPTS|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
DEA|EASTERLY GOVT PRPTS|GLPX|ACS EXECUTION SERVICES, LLC|88483
DEA|EASTERLY GOVT PRPTS|GSCO|GOLDMAN SACHS & CO. LLC|705239
DEA|EASTERLY GOVT PRPTS|GSCS|GOLDMAN SACHS & CO. LLC|51577
DEA|EASTERLY GOVT PRPTS|GSLT|GOLDMAN SACHS & CO. LLC|16116
DEA|EASTERLY GOVT PRPTS|GTSY|GTS SECURITIES LLC|2300
DEA|EASTERLY GOVT PRPTS|GTSZ|GTS SECURITIES LLC|72647
DEA|EASTERLY GOVT PRPTS|HRBF|American Enterprise Investment Services Inc.|1188
DEA|EASTERLY GOVT PRPTS|IATS|INTERACTIVE BROKERS LLC|10928
DEA|EASTERLY GOVT PRPTS|IBKR|Interactive Brokers Llc|37965
DEA|EASTERLY GOVT PRPTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|453
DEA|EASTERLY GOVT PRPTS|ICBX|INSTINET, LLC|86896
DEA|EASTERLY GOVT PRPTS|IEQY|CITADEL SECURITIES LLC|36103
DEA|EASTERLY GOVT PRPTS|INCA|INSTINET, LLC|180230
DEA|EASTERLY GOVT PRPTS|INJX|INSTINET, LLC|19871
DEA|EASTERLY GOVT PRPTS|ITGI|ITG Inc.|93711
DEA|EASTERLY GOVT PRPTS|ITGP|ITG INC.|177600
DEA|EASTERLY GOVT PRPTS|JANY|Janney Montgomery Scott Inc.|469
DEA|EASTERLY GOVT PRPTS|JEFF|JEFFERIES LLC|328500
DEA|EASTERLY GOVT PRPTS|JMPT|JUMP TRADING, LLC|88606
DEA|EASTERLY GOVT PRPTS|JONE|JonesTrading|57520
DEA|EASTERLY GOVT PRPTS|JPBX|J.P. MORGAN SECURITIES LLC|145712
DEA|EASTERLY GOVT PRPTS|JPMX|J.P. Morgan Securities LLC|849004
DEA|EASTERLY GOVT PRPTS|JSJX|JANE STREET CAPITAL LLC|34490
DEA|EASTERLY GOVT PRPTS|KCGM|VIRTU Americas LLC|86678
DEA|EASTERLY GOVT PRPTS|LAFC|R. F. Lafferty & Co., Inc.|2825
DEA|EASTERLY GOVT PRPTS|LEHM|Barclays Capital Inc./Le|682103
DEA|EASTERLY GOVT PRPTS|LIME|Lime Brokerage LLC|31053
DEA|EASTERLY GOVT PRPTS|LOOP|Loop Capital Markets LLC|213
DEA|EASTERLY GOVT PRPTS|LQNA|LIQUIDNET, INC.|118200
DEA|EASTERLY GOVT PRPTS|LSCI|Lek Securities Corporation|10638
DEA|EASTERLY GOVT PRPTS|LTCO|Ladenburg, Thalmann & Co., Inc.|3000
DEA|EASTERLY GOVT PRPTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
DEA|EASTERLY GOVT PRPTS|MACQ|Macquarie Capital (USA) Inc.|1150
DEA|EASTERLY GOVT PRPTS|MAXM|Maxim Group LLC|8325
DEA|EASTERLY GOVT PRPTS|MKMP|MKM Partners LLC|200
DEA|EASTERLY GOVT PRPTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|283642
DEA|EASTERLY GOVT PRPTS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
DEA|EASTERLY GOVT PRPTS|MSCO|MORGAN STANLEY & CO. LLC|768761
DEA|EASTERLY GOVT PRPTS|MSPL|MORGAN STANLEY & CO. LLC|436000
DEA|EASTERLY GOVT PRPTS|MSTX|MORGAN STANLEY & CO. LLC|96700
DEA|EASTERLY GOVT PRPTS|MZHO|Mizuho Securities USA LLC|35532
DEA|EASTERLY GOVT PRPTS|NATL|National Securities Corporation|2870
DEA|EASTERLY GOVT PRPTS|NEUB|NEUBERGER BERMAN BD LLC|1939
DEA|EASTERLY GOVT PRPTS|NFSC|National Financial Services LLC|169869
DEA|EASTERLY GOVT PRPTS|NITE|VIRTU Americas LLC|406191
DEA|EASTERLY GOVT PRPTS|NITP|VIRTU Americas LLC|1350
DEA|EASTERLY GOVT PRPTS|NQRB|Brut, LLC|4484
DEA|EASTERLY GOVT PRPTS|NTRC|Northern Trust Securities, Inc.|1999
DEA|EASTERLY GOVT PRPTS|OPCO|Oppenheimer & Co. Inc.|4307
DEA|EASTERLY GOVT PRPTS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|22520
DEA|EASTERLY GOVT PRPTS|PDQM|CODA MARKETS, INC.|40571
DEA|EASTERLY GOVT PRPTS|PNSR|Penserra Securities, LLC|1540
DEA|EASTERLY GOVT PRPTS|PREC|PRECISION SECURITIES, LLC|6180
DEA|EASTERLY GOVT PRPTS|PWJC|UBS Financial Services, Inc.|3712
DEA|EASTERLY GOVT PRPTS|QMSR|QUATTRO M SECURITIES INC.|9926
DEA|EASTERLY GOVT PRPTS|RBCM|RBC CAPITAL MARKETS, LLC|14891
DEA|EASTERLY GOVT PRPTS|RHCO|Suntrust Robinson Humphrey, Inc.|7632
DEA|EASTERLY GOVT PRPTS|RJLC|RJL CAPITAL GROUP, LLC|6812
DEA|EASTERLY GOVT PRPTS|SAGL|SAGETRADER, LLC|6930
DEA|EASTERLY GOVT PRPTS|SAGW|SAGETRADER, LLC|6727
DEA|EASTERLY GOVT PRPTS|SALI|INTL FCSTONE FINANCIAL INC.|1000
DEA|EASTERLY GOVT PRPTS|SBSH|Citigroup Global Markets Inc.|264107
DEA|EASTERLY GOVT PRPTS|SEIC|SEI Investments Distribution Co.|1100
DEA|EASTERLY GOVT PRPTS|SGMT|GOLDMAN SACHS & CO. LLC|164853
DEA|EASTERLY GOVT PRPTS|SPDR|SPEEDROUTE LLC|24700
DEA|EASTERLY GOVT PRPTS|STFL|Stifel, Nicolaus & Company, Incorporated|127801
DEA|EASTERLY GOVT PRPTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4253
DEA|EASTERLY GOVT PRPTS|SWIM|TD Ameritrade, Inc.|80767
DEA|EASTERLY GOVT PRPTS|SWST|Hilltop Securities Inc.|15833
DEA|EASTERLY GOVT PRPTS|TKNG|ALLY INVEST SECURITIES LLC|2409
DEA|EASTERLY GOVT PRPTS|TRBT|Tradebot Systems, Inc.|145300
DEA|EASTERLY GOVT PRPTS|TRCM|TRC MARKETS LLC|58241
DEA|EASTERLY GOVT PRPTS|TWTT|TASTYWORKS, INC.|160
DEA|EASTERLY GOVT PRPTS|UBSA|UBS SECURITIES LLC|997952
DEA|EASTERLY GOVT PRPTS|UBSS|UBS Securities LLC|910299
DEA|EASTERLY GOVT PRPTS|VALX|VIRTU AMERICAS LLC|36778
DEA|EASTERLY GOVT PRPTS|VGRD|Vanguard Marketing Corporation|27941
DEA|EASTERLY GOVT PRPTS|WABR|Wall Street Access|47600
DEA|EASTERLY GOVT PRPTS|WBPX|SUMMIT SECURITIES GROUP, LLC|4416
DEA|EASTERLY GOVT PRPTS|WCHV|WELLS FARGO SECURITIES, LLC|381875
DEA|EASTERLY GOVT PRPTS|WDNX|WEEDEN & CO.L.P.|6658
DEA|EASTERLY GOVT PRPTS|WEDB|WEDBUSH SECURITIES INC.|1255
DEA|EASTERLY GOVT PRPTS|WEED|Weeden & Co.L.P.|17784
DEA|EASTERLY GOVT PRPTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2746
DEA|EASTERLY GOVT PRPTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9908
DEA|EASTERLY GOVT PRPTS|WSEA|WOLVERINE SECURITIES, LLC|2815
DEA|EASTERLY GOVT PRPTS|XIST|INSTINET, LLC|82278
DEA|EASTERLY GOVT PRPTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|67268
DEA|EASTERLY GOVT PRPTS|YKNA|COMHAR CAPITAL MARKETS, LLC|500
DEA|EASTERLY GOVT PRPTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4427
DECK|DECKERS OUTDOOR CP|ABLE|NATIXIS Securities Americas LLC|76000
DECK|DECKERS OUTDOOR CP|ALTX|Alternet Securities Inc.|2564
DECK|DECKERS OUTDOOR CP|ANOS|ABEL/NOSER, L.L.C.|77
DECK|DECKERS OUTDOOR CP|APCC|Apex Clearing Corporation|2367
DECK|DECKERS OUTDOOR CP|BANK|Primevest Financial Services, Inc.|70
DECK|DECKERS OUTDOOR CP|BARD|Robert W. Baird & Co. Incorporated|129
DECK|DECKERS OUTDOOR CP|BATM|CBOE TRADING, INC.|9399
DECK|DECKERS OUTDOOR CP|BBNT|BB&T SECURITIES, LLC|66
DECK|DECKERS OUTDOOR CP|BERN|Sanford C. Bernstein & Co., LLC|25191
DECK|DECKERS OUTDOOR CP|BKCM|BNY Mellon Capital Markets LLC|16204
DECK|DECKERS OUTDOOR CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3257
DECK|DECKERS OUTDOOR CP|BLKX|INSTINET, LLC|36440
DECK|DECKERS OUTDOOR CP|BNPX|BNP PARIBAS SECURITIES CORP.|43288
DECK|DECKERS OUTDOOR CP|BTIG|BTIG, LLC|729
DECK|DECKERS OUTDOOR CP|BYXM|CBOE TRADING, INC.|890
DECK|DECKERS OUTDOOR CP|CANT|Cantor Fitzgerald & Co.|1398
DECK|DECKERS OUTDOOR CP|CHAS|Charles Schwab & Co., Inc.|455
DECK|DECKERS OUTDOOR CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98621
DECK|DECKERS OUTDOOR CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DECK|DECKERS OUTDOOR CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|311515
DECK|DECKERS OUTDOOR CP|CSMS|CORNERSTONE MACRO LLC|100
DECK|DECKERS OUTDOOR CP|CTDL|Citadel Derivatives Group Llc|8249
DECK|DECKERS OUTDOOR CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|21784
DECK|DECKERS OUTDOOR CP|DADA|D.A. Davidson & Co.|34
DECK|DECKERS OUTDOOR CP|DBAB|Deutsche Bank Securities Inc.|426379
DECK|DECKERS OUTDOOR CP|DBAX|Deutsche Bank Securities Inc.|205600
DECK|DECKERS OUTDOOR CP|DBUL|Deutsche Bank Securities Inc.|1325
DECK|DECKERS OUTDOOR CP|DEAN|MORGAN STANLEY|9794
DECK|DECKERS OUTDOOR CP|DEGS|RONIN PROFESSIONAL LLC|300
DECK|DECKERS OUTDOOR CP|EBXL|EBX LLC|105000
DECK|DECKERS OUTDOOR CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|43819
DECK|DECKERS OUTDOOR CP|EDJO|Edward D. Jones & Co., L.P.|5
DECK|DECKERS OUTDOOR CP|EGAM|CBOE TRADING, INC.|7123
DECK|DECKERS OUTDOOR CP|EGAW|CBOE TRADING, INC.|56
DECK|DECKERS OUTDOOR CP|EGMT|EG MARKET TECHNOLOGIES LLC|1175
DECK|DECKERS OUTDOOR CP|EGXM|CBOE TRADING, INC.|956
DECK|DECKERS OUTDOOR CP|EGXW|CBOE TRADING, INC.|16
DECK|DECKERS OUTDOOR CP|ESPO|ESPOSITO SECURITIES, LLC|100
DECK|DECKERS OUTDOOR CP|ETBE|Electronic Transaction Clearing, Inc.|19263
DECK|DECKERS OUTDOOR CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37317
DECK|DECKERS OUTDOOR CP|ETRS|E*Trade Securities LLC|52749
DECK|DECKERS OUTDOOR CP|FILL|Tradestation Securities, Inc.|1778
DECK|DECKERS OUTDOOR CP|FMAF|NBCN Inc./ CDS|50
DECK|DECKERS OUTDOOR CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22656
DECK|DECKERS OUTDOOR CP|FQLS|Quantlab Securities LP|227725
DECK|DECKERS OUTDOOR CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67356
DECK|DECKERS OUTDOOR CP|FTBR|Foliofn Investments, Inc.|3178
DECK|DECKERS OUTDOOR CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
DECK|DECKERS OUTDOOR CP|GLIS|TD Securities Inc|150
DECK|DECKERS OUTDOOR CP|GLPX|ACS EXECUTION SERVICES, LLC|34317
DECK|DECKERS OUTDOOR CP|GSCO|GOLDMAN SACHS & CO. LLC|616077
DECK|DECKERS OUTDOOR CP|GSCS|GOLDMAN SACHS & CO. LLC|16291
DECK|DECKERS OUTDOOR CP|GSLT|GOLDMAN SACHS & CO. LLC|2335
DECK|DECKERS OUTDOOR CP|GTSZ|GTS SECURITIES LLC|28593
DECK|DECKERS OUTDOOR CP|HAPX|HAP Trading, LLC|1906
DECK|DECKERS OUTDOOR CP|HRBF|American Enterprise Investment Services Inc.|2166
DECK|DECKERS OUTDOOR CP|HSBC|HSBC Securities, Inc.|38
DECK|DECKERS OUTDOOR CP|IATS|INTERACTIVE BROKERS LLC|18923
DECK|DECKERS OUTDOOR CP|IBKR|Interactive Brokers Llc|16027
DECK|DECKERS OUTDOOR CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|532
DECK|DECKERS OUTDOOR CP|ICBX|INSTINET, LLC|16700
DECK|DECKERS OUTDOOR CP|IEQY|CITADEL SECURITIES LLC|72687
DECK|DECKERS OUTDOOR CP|INCA|INSTINET, LLC|228418
DECK|DECKERS OUTDOOR CP|INJX|INSTINET, LLC|1413
DECK|DECKERS OUTDOOR CP|ITGI|ITG Inc.|42621
DECK|DECKERS OUTDOOR CP|ITGP|ITG INC.|126600
DECK|DECKERS OUTDOOR CP|JANY|Janney Montgomery Scott Inc.|6103
DECK|DECKERS OUTDOOR CP|JEFF|JEFFERIES LLC|13475
DECK|DECKERS OUTDOOR CP|JMPT|JUMP TRADING, LLC|23472
DECK|DECKERS OUTDOOR CP|JPBX|J.P. MORGAN SECURITIES LLC|181382
DECK|DECKERS OUTDOOR CP|JPMX|J.P. Morgan Securities LLC|297667
DECK|DECKERS OUTDOOR CP|JSCL|JOSEPH STONE CAPITAL L.L.C.|100
DECK|DECKERS OUTDOOR CP|JSJX|JANE STREET CAPITAL LLC|10289
DECK|DECKERS OUTDOOR CP|JUTA|JUMP TRADING, LLC|100
DECK|DECKERS OUTDOOR CP|KCGM|VIRTU Americas LLC|27091
DECK|DECKERS OUTDOOR CP|KCRD|PHX FINANCIAL, INC.|700
DECK|DECKERS OUTDOOR CP|LEHM|Barclays Capital Inc./Le|254692
DECK|DECKERS OUTDOOR CP|LIME|Lime Brokerage LLC|11936
DECK|DECKERS OUTDOOR CP|LQNA|LIQUIDNET, INC.|15000
DECK|DECKERS OUTDOOR CP|LSCI|Lek Securities Corporation|18
DECK|DECKERS OUTDOOR CP|LTCO|Ladenburg, Thalmann & Co., Inc.|6300
DECK|DECKERS OUTDOOR CP|MACQ|Macquarie Capital (USA) Inc.|5174
DECK|DECKERS OUTDOOR CP|MAXM|Maxim Group LLC|222
DECK|DECKERS OUTDOOR CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65628
DECK|DECKERS OUTDOOR CP|MOTF|MOTIF INVESTING, INC.|22
DECK|DECKERS OUTDOOR CP|MSCO|MORGAN STANLEY & CO. LLC|1163605
DECK|DECKERS OUTDOOR CP|MSPL|MORGAN STANLEY & CO. LLC|291300
DECK|DECKERS OUTDOOR CP|MSTX|MORGAN STANLEY & CO. LLC|109900
DECK|DECKERS OUTDOOR CP|NFSC|National Financial Services LLC|71546
DECK|DECKERS OUTDOOR CP|NITE|VIRTU Americas LLC|182474
DECK|DECKERS OUTDOOR CP|NITP|VIRTU Americas LLC|400
DECK|DECKERS OUTDOOR CP|NQRB|Brut, LLC|8276
DECK|DECKERS OUTDOOR CP|NTBF|BMO Nesbitt Burns Inc./CDS|32
DECK|DECKERS OUTDOOR CP|OHOS|TWO SIGMA SECURITIES, LLC|15755
DECK|DECKERS OUTDOOR CP|PCFF|Pacific International Securities Inc./CDS|36
DECK|DECKERS OUTDOOR CP|PDQM|CODA MARKETS, INC.|86849
DECK|DECKERS OUTDOOR CP|PHLY|NASDAQ Execution Services, LLC|4000
DECK|DECKERS OUTDOOR CP|PIPR|Piper Jaffray & Co.|1100
DECK|DECKERS OUTDOOR CP|PWJC|UBS Financial Services, Inc.|4276
DECK|DECKERS OUTDOOR CP|QMSR|QUATTRO M SECURITIES INC.|6614
DECK|DECKERS OUTDOOR CP|RBCM|RBC CAPITAL MARKETS, LLC|6106
DECK|DECKERS OUTDOOR CP|RHCO|Suntrust Robinson Humphrey, Inc.|3890
DECK|DECKERS OUTDOOR CP|SAGL|SAGETRADER, LLC|9614
DECK|DECKERS OUTDOOR CP|SAGW|SAGETRADER, LLC|34
DECK|DECKERS OUTDOOR CP|SALI|INTL FCSTONE FINANCIAL INC.|66
DECK|DECKERS OUTDOOR CP|SBRX|MURIEL SIEBERT & CO INC|40
DECK|DECKERS OUTDOOR CP|SBSH|Citigroup Global Markets Inc.|45491
DECK|DECKERS OUTDOOR CP|SGMT|GOLDMAN SACHS & CO. LLC|80549
DECK|DECKERS OUTDOOR CP|SPDR|SPEEDROUTE LLC|1339
DECK|DECKERS OUTDOOR CP|SPHN|Stephens Inc.|10
DECK|DECKERS OUTDOOR CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
DECK|DECKERS OUTDOOR CP|STFL|Stifel, Nicolaus & Company, Incorporated|4260
DECK|DECKERS OUTDOOR CP|STKP|STOCKPILE INVESTMENTS, INC.|50
DECK|DECKERS OUTDOOR CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2490
DECK|DECKERS OUTDOOR CP|SWIM|TD Ameritrade, Inc.|20340
DECK|DECKERS OUTDOOR CP|SWST|Hilltop Securities Inc.|1490
DECK|DECKERS OUTDOOR CP|TAGC|TELSEY ADVISORY GROUP LLC|5157
DECK|DECKERS OUTDOOR CP|TKNG|ALLY INVEST SECURITIES LLC|841
DECK|DECKERS OUTDOOR CP|TMBR|Timber Hill LLC|11
DECK|DECKERS OUTDOOR CP|TRBT|Tradebot Systems, Inc.|157669
DECK|DECKERS OUTDOOR CP|TRCM|TRC MARKETS LLC|51584
DECK|DECKERS OUTDOOR CP|UBSA|UBS SECURITIES LLC|328826
DECK|DECKERS OUTDOOR CP|UBSS|UBS Securities LLC|709528
DECK|DECKERS OUTDOOR CP|VALX|VIRTU AMERICAS LLC|10530
DECK|DECKERS OUTDOOR CP|VGRD|Vanguard Marketing Corporation|3130
DECK|DECKERS OUTDOOR CP|VNDS|VANDHAM SECURITIES CORP|5273
DECK|DECKERS OUTDOOR CP|WABR|Wall Street Access|6100
DECK|DECKERS OUTDOOR CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1685
DECK|DECKERS OUTDOOR CP|WCHV|WELLS FARGO SECURITIES, LLC|27303
DECK|DECKERS OUTDOOR CP|WDNX|WEEDEN & CO.L.P.|5500
DECK|DECKERS OUTDOOR CP|WEDB|WEDBUSH SECURITIES INC.|391
DECK|DECKERS OUTDOOR CP|WEED|Weeden & Co.L.P.|560
DECK|DECKERS OUTDOOR CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2266
DECK|DECKERS OUTDOOR CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7916
DECK|DECKERS OUTDOOR CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|23
DECK|DECKERS OUTDOOR CP|WSEA|WOLVERINE SECURITIES, LLC|1267
DECK|DECKERS OUTDOOR CP|XIST|INSTINET, LLC|261400
DECK|DECKERS OUTDOOR CP|XPQR|Jump Trading|2100
DECK|DECKERS OUTDOOR CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17460
DECK|DECKERS OUTDOOR CP|YKNA|COMHAR CAPITAL MARKETS, LLC|10539
DECK|DECKERS OUTDOOR CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1617
DEE|DB COMMODITY DS ETN|MSCO|MORGAN STANLEY & CO. LLC|20
DEE|DB COMMODITY DS ETN|NITE|VIRTU Americas LLC|7
DEE|DB COMMODITY DS ETN|WSEA|WOLVERINE SECURITIES, LLC|20
DEEF|XTRACKERS FTSE DEVEL|BATM|CBOE TRADING, INC.|648
DEEF|XTRACKERS FTSE DEVEL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6877
DEEF|XTRACKERS FTSE DEVEL|GSCO|GOLDMAN SACHS & CO. LLC|20
DEEF|XTRACKERS FTSE DEVEL|JSJX|JANE STREET CAPITAL LLC|21516
DEEF|XTRACKERS FTSE DEVEL|KCGM|VIRTU Americas LLC|1946
DEEF|XTRACKERS FTSE DEVEL|LEHM|Barclays Capital Inc./Le|200
DEEF|XTRACKERS FTSE DEVEL|LIME|Lime Brokerage LLC|46
DEEF|XTRACKERS FTSE DEVEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2212
DEEF|XTRACKERS FTSE DEVEL|MSCO|MORGAN STANLEY & CO. LLC|2176
DEEF|XTRACKERS FTSE DEVEL|NFSC|National Financial Services LLC|27417
DEEF|XTRACKERS FTSE DEVEL|NITE|VIRTU Americas LLC|16315
DEEF|XTRACKERS FTSE DEVEL|PWJC|UBS Financial Services, Inc.|465
DEEF|XTRACKERS FTSE DEVEL|RBCM|RBC CAPITAL MARKETS, LLC|3640
DEEF|XTRACKERS FTSE DEVEL|UBSA|UBS SECURITIES LLC|400
DEEF|XTRACKERS FTSE DEVEL|UBSS|UBS Securities LLC|3796
DEEF|XTRACKERS FTSE DEVEL|WCHV|WELLS FARGO SECURITIES, LLC|1500
DEEF|XTRACKERS FTSE DEVEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7320
DEF|INVESCO DEFENSIVE|APCC|Apex Clearing Corporation|33
DEF|INVESCO DEFENSIVE|BATM|CBOE TRADING, INC.|958
DEF|INVESCO DEFENSIVE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1800
DEF|INVESCO DEFENSIVE|CHAS|Charles Schwab & Co., Inc.|11
DEF|INVESCO DEFENSIVE|CICF|Canaccord Genuity Corp.|65
DEF|INVESCO DEFENSIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1402
DEF|INVESCO DEFENSIVE|CTDL|Citadel Derivatives Group Llc|30
DEF|INVESCO DEFENSIVE|DBAX|Deutsche Bank Securities Inc.|300
DEF|INVESCO DEFENSIVE|EBXL|EBX LLC|100
DEF|INVESCO DEFENSIVE|EDJO|Edward D. Jones & Co., L.P.|775
DEF|INVESCO DEFENSIVE|ETRS|E*Trade Securities LLC|619
DEF|INVESCO DEFENSIVE|FTBR|Foliofn Investments, Inc.|15
DEF|INVESCO DEFENSIVE|HRBF|American Enterprise Investment Services Inc.|3169
DEF|INVESCO DEFENSIVE|IBKR|Interactive Brokers Llc|200
DEF|INVESCO DEFENSIVE|JPMX|J.P. Morgan Securities LLC|200
DEF|INVESCO DEFENSIVE|JSJX|JANE STREET CAPITAL LLC|11249
DEF|INVESCO DEFENSIVE|KCGM|VIRTU Americas LLC|742
DEF|INVESCO DEFENSIVE|LEHM|Barclays Capital Inc./Le|407
DEF|INVESCO DEFENSIVE|LIME|Lime Brokerage LLC|302
DEF|INVESCO DEFENSIVE|LSCI|Lek Securities Corporation|1
DEF|INVESCO DEFENSIVE|MOTF|MOTIF INVESTING, INC.|1
DEF|INVESCO DEFENSIVE|MSCO|MORGAN STANLEY & CO. LLC|2069
DEF|INVESCO DEFENSIVE|NFSC|National Financial Services LLC|6542
DEF|INVESCO DEFENSIVE|NITE|VIRTU Americas LLC|8850
DEF|INVESCO DEFENSIVE|OPCO|Oppenheimer & Co. Inc.|269
DEF|INVESCO DEFENSIVE|PWJC|UBS Financial Services, Inc.|629
DEF|INVESCO DEFENSIVE|SBSH|Citigroup Global Markets Inc.|4
DEF|INVESCO DEFENSIVE|SGMT|GOLDMAN SACHS & CO. LLC|26
DEF|INVESCO DEFENSIVE|TKNG|ALLY INVEST SECURITIES LLC|22
DEF|INVESCO DEFENSIVE|UBSA|UBS SECURITIES LLC|786
DEF|INVESCO DEFENSIVE|UBSS|UBS Securities LLC|6706
DEF|INVESCO DEFENSIVE|VGRD|Vanguard Marketing Corporation|711
DEF|INVESCO DEFENSIVE|WCHV|WELLS FARGO SECURITIES, LLC|1793
DEF|INVESCO DEFENSIVE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
DEF|INVESCO DEFENSIVE|WSEA|WOLVERINE SECURITIES, LLC|29
DEF|INVESCO DEFENSIVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|479
DEFA|ISHARES ADAPTVE EAFE|NFSC|National Financial Services LLC|1
DEFA|ISHARES ADAPTVE EAFE|NITE|VIRTU Americas LLC|497
DEFA|ISHARES ADAPTVE EAFE|SWIM|TD Ameritrade, Inc.|1
DEFA|ISHARES ADAPTVE EAFE|WSEA|WOLVERINE SECURITIES, LLC|1
DEI|DOUGLAS EMMETT|ALTX|Alternet Securities Inc.|19522
DEI|DOUGLAS EMMETT|APCC|Apex Clearing Corporation|42
DEI|DOUGLAS EMMETT|BARD|Robert W. Baird & Co. Incorporated|14245
DEI|DOUGLAS EMMETT|BATM|CBOE TRADING, INC.|7166
DEI|DOUGLAS EMMETT|BAYC|BAY CREST PARTNERS, LLC|91
DEI|DOUGLAS EMMETT|BBNT|BB&T SECURITIES, LLC|777
DEI|DOUGLAS EMMETT|BERN|Sanford C. Bernstein & Co., LLC|99743
DEI|DOUGLAS EMMETT|BIAD|SAGETRADER, LLC|1
DEI|DOUGLAS EMMETT|BIDS|BIDS TRADING L.P.|72903
DEI|DOUGLAS EMMETT|BKCM|BNY Mellon Capital Markets LLC|33917
DEI|DOUGLAS EMMETT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|940
DEI|DOUGLAS EMMETT|BLKX|INSTINET, LLC|60300
DEI|DOUGLAS EMMETT|BMOC|BMO Capital Markets Corp.|45875
DEI|DOUGLAS EMMETT|BNPX|BNP PARIBAS SECURITIES CORP.|29398
DEI|DOUGLAS EMMETT|BRVL|BLAYLOCK VAN, LLC|400
DEI|DOUGLAS EMMETT|BTIG|BTIG, LLC|48547
DEI|DOUGLAS EMMETT|BYXM|CBOE TRADING, INC.|880
DEI|DOUGLAS EMMETT|BZYD|GOLDMAN SACHS & CO. LLC|3402
DEI|DOUGLAS EMMETT|CANT|Cantor Fitzgerald & Co.|196
DEI|DOUGLAS EMMETT|CHAS|Charles Schwab & Co., Inc.|6
DEI|DOUGLAS EMMETT|CIST|Capital Institutional Services, Inc.|11272
DEI|DOUGLAS EMMETT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|439655
DEI|DOUGLAS EMMETT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|134
DEI|DOUGLAS EMMETT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1050
DEI|DOUGLAS EMMETT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|288691
DEI|DOUGLAS EMMETT|CTDL|Citadel Derivatives Group Llc|9129
DEI|DOUGLAS EMMETT|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|20200
DEI|DOUGLAS EMMETT|CXCX|CITIGROUP GLOBAL MARKETS INC.|41980
DEI|DOUGLAS EMMETT|DBAB|Deutsche Bank Securities Inc.|210367
DEI|DOUGLAS EMMETT|DBAX|Deutsche Bank Securities Inc.|263600
DEI|DOUGLAS EMMETT|DBUL|Deutsche Bank Securities Inc.|2800
DEI|DOUGLAS EMMETT|DEAN|MORGAN STANLEY|255
DEI|DOUGLAS EMMETT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|45389
DEI|DOUGLAS EMMETT|DREX|Drexel Hamilton, LLC|103
DEI|DOUGLAS EMMETT|EBXL|EBX LLC|398400
DEI|DOUGLAS EMMETT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1123
DEI|DOUGLAS EMMETT|EDJO|Edward D. Jones & Co., L.P.|67
DEI|DOUGLAS EMMETT|EGAM|CBOE TRADING, INC.|38367
DEI|DOUGLAS EMMETT|EGAW|CBOE TRADING, INC.|1065
DEI|DOUGLAS EMMETT|EGMT|EG MARKET TECHNOLOGIES LLC|602
DEI|DOUGLAS EMMETT|EGXM|CBOE TRADING, INC.|3249
DEI|DOUGLAS EMMETT|ETBE|Electronic Transaction Clearing, Inc.|15412
DEI|DOUGLAS EMMETT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
DEI|DOUGLAS EMMETT|ETCC|Electronic Transaction Clearing, Inc.|750
DEI|DOUGLAS EMMETT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5081
DEI|DOUGLAS EMMETT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1505
DEI|DOUGLAS EMMETT|ETRS|E*Trade Securities LLC|222
DEI|DOUGLAS EMMETT|FBRC|B. RILEY FBR, INC.|825710
DEI|DOUGLAS EMMETT|FILL|Tradestation Securities, Inc.|200
DEI|DOUGLAS EMMETT|FMAF|NBCN Inc./ CDS|200
DEI|DOUGLAS EMMETT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18644
DEI|DOUGLAS EMMETT|FQLS|Quantlab Securities LP|257470
DEI|DOUGLAS EMMETT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99968
DEI|DOUGLAS EMMETT|FTBR|Foliofn Investments, Inc.|292
DEI|DOUGLAS EMMETT|GEBB|GLOBAL EXECUTION BROKERS, LP|3081
DEI|DOUGLAS EMMETT|GLPX|ACS EXECUTION SERVICES, LLC|47735
DEI|DOUGLAS EMMETT|GSCO|GOLDMAN SACHS & CO. LLC|1309531
DEI|DOUGLAS EMMETT|GSCS|GOLDMAN SACHS & CO. LLC|5077
DEI|DOUGLAS EMMETT|GSLT|GOLDMAN SACHS & CO. LLC|19656
DEI|DOUGLAS EMMETT|GTSZ|GTS SECURITIES LLC|145231
DEI|DOUGLAS EMMETT|HRBF|American Enterprise Investment Services Inc.|517
DEI|DOUGLAS EMMETT|HSBC|HSBC Securities, Inc.|100
DEI|DOUGLAS EMMETT|IATS|INTERACTIVE BROKERS LLC|5209
DEI|DOUGLAS EMMETT|IBKR|Interactive Brokers Llc|4958
DEI|DOUGLAS EMMETT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|845
DEI|DOUGLAS EMMETT|ICBX|INSTINET, LLC|124553
DEI|DOUGLAS EMMETT|IEQY|CITADEL SECURITIES LLC|112706
DEI|DOUGLAS EMMETT|INCA|INSTINET, LLC|232964
DEI|DOUGLAS EMMETT|INJX|INSTINET, LLC|998
DEI|DOUGLAS EMMETT|INTL|INTL FCSTONE FINANCIAL INC.|2054
DEI|DOUGLAS EMMETT|ITGI|ITG Inc.|46189
DEI|DOUGLAS EMMETT|ITGP|ITG INC.|197000
DEI|DOUGLAS EMMETT|JEFF|JEFFERIES LLC|105221
DEI|DOUGLAS EMMETT|JMPT|JUMP TRADING, LLC|113405
DEI|DOUGLAS EMMETT|JONE|JonesTrading|23792
DEI|DOUGLAS EMMETT|JPBX|J.P. MORGAN SECURITIES LLC|127009
DEI|DOUGLAS EMMETT|JPMX|J.P. Morgan Securities LLC|716362
DEI|DOUGLAS EMMETT|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
DEI|DOUGLAS EMMETT|JSJX|JANE STREET CAPITAL LLC|5539
DEI|DOUGLAS EMMETT|KCGM|VIRTU Americas LLC|40039
DEI|DOUGLAS EMMETT|LEHM|Barclays Capital Inc./Le|691378
DEI|DOUGLAS EMMETT|LIME|Lime Brokerage LLC|20311
DEI|DOUGLAS EMMETT|LOOP|Loop Capital Markets LLC|2209
DEI|DOUGLAS EMMETT|LQNA|LIQUIDNET, INC.|12900
DEI|DOUGLAS EMMETT|LQNB|LIQUIDNET, INC.|200
DEI|DOUGLAS EMMETT|MACQ|Macquarie Capital (USA) Inc.|20558
DEI|DOUGLAS EMMETT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|299126
DEI|DOUGLAS EMMETT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
DEI|DOUGLAS EMMETT|MOTF|MOTIF INVESTING, INC.|17
DEI|DOUGLAS EMMETT|MSCO|MORGAN STANLEY & CO. LLC|1008579
DEI|DOUGLAS EMMETT|MSPL|MORGAN STANLEY & CO. LLC|235200
DEI|DOUGLAS EMMETT|MSTX|MORGAN STANLEY & CO. LLC|96200
DEI|DOUGLAS EMMETT|NEUB|NEUBERGER BERMAN BD LLC|1045
DEI|DOUGLAS EMMETT|NFSC|National Financial Services LLC|10777
DEI|DOUGLAS EMMETT|NITE|VIRTU Americas LLC|118588
DEI|DOUGLAS EMMETT|NITP|VIRTU Americas LLC|1050
DEI|DOUGLAS EMMETT|NQRB|Brut, LLC|37275
DEI|DOUGLAS EMMETT|OPCO|Oppenheimer & Co. Inc.|292
DEI|DOUGLAS EMMETT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20200
DEI|DOUGLAS EMMETT|PDQM|CODA MARKETS, INC.|235070
DEI|DOUGLAS EMMETT|PWJC|UBS Financial Services, Inc.|10
DEI|DOUGLAS EMMETT|RBCM|RBC CAPITAL MARKETS, LLC|4459
DEI|DOUGLAS EMMETT|RHCO|Suntrust Robinson Humphrey, Inc.|480073
DEI|DOUGLAS EMMETT|SAGL|SAGETRADER, LLC|30109
DEI|DOUGLAS EMMETT|SAGW|SAGETRADER, LLC|4
DEI|DOUGLAS EMMETT|SBSH|Citigroup Global Markets Inc.|228397
DEI|DOUGLAS EMMETT|SGMT|GOLDMAN SACHS & CO. LLC|168041
DEI|DOUGLAS EMMETT|SPDR|SPEEDROUTE LLC|12490
DEI|DOUGLAS EMMETT|SPHN|Stephens Inc.|21
DEI|DOUGLAS EMMETT|STFL|Stifel, Nicolaus & Company, Incorporated|184255
DEI|DOUGLAS EMMETT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4189
DEI|DOUGLAS EMMETT|SWIM|TD Ameritrade, Inc.|40
DEI|DOUGLAS EMMETT|SWST|Hilltop Securities Inc.|50
DEI|DOUGLAS EMMETT|TKNG|ALLY INVEST SECURITIES LLC|78
DEI|DOUGLAS EMMETT|TRBT|Tradebot Systems, Inc.|229181
DEI|DOUGLAS EMMETT|TRCM|TRC MARKETS LLC|384485
DEI|DOUGLAS EMMETT|UBSA|UBS SECURITIES LLC|730410
DEI|DOUGLAS EMMETT|UBSS|UBS Securities LLC|716764
DEI|DOUGLAS EMMETT|VALX|VIRTU AMERICAS LLC|5387
DEI|DOUGLAS EMMETT|VGRD|Vanguard Marketing Corporation|9
DEI|DOUGLAS EMMETT|WBPX|SUMMIT SECURITIES GROUP, LLC|2774
DEI|DOUGLAS EMMETT|WCHV|WELLS FARGO SECURITIES, LLC|33092
DEI|DOUGLAS EMMETT|WDNX|WEEDEN & CO.L.P.|1128
DEI|DOUGLAS EMMETT|WEDB|WEDBUSH SECURITIES INC.|1855
DEI|DOUGLAS EMMETT|WEED|Weeden & Co.L.P.|1399
DEI|DOUGLAS EMMETT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1732
DEI|DOUGLAS EMMETT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11519
DEI|DOUGLAS EMMETT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|83
DEI|DOUGLAS EMMETT|WSEA|WOLVERINE SECURITIES, LLC|398
DEI|DOUGLAS EMMETT|XIST|INSTINET, LLC|84996
DEI|DOUGLAS EMMETT|XPQR|Jump Trading|4467
DEI|DOUGLAS EMMETT|XSTM|NATIONAL FINANCIAL SERVICES LLC|8774
DEI|DOUGLAS EMMETT|YKNA|COMHAR CAPITAL MARKETS, LLC|1492
DEI|DOUGLAS EMMETT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|137
DELT|DELTA TECH HD LTD OR|AGIS|Aegis Capital Corp.|7772
DELT|DELTA TECH HD LTD OR|APCC|Apex Clearing Corporation|21067
DELT|DELTA TECH HD LTD OR|BIMI|Banca IMI Securities Corp.|32166
DELT|DELTA TECH HD LTD OR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7546
DELT|DELTA TECH HD LTD OR|CHAS|Charles Schwab & Co., Inc.|550
DELT|DELTA TECH HD LTD OR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102
DELT|DELTA TECH HD LTD OR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6100
DELT|DELTA TECH HD LTD OR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2936
DELT|DELTA TECH HD LTD OR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4531
DELT|DELTA TECH HD LTD OR|DBAB|Deutsche Bank Securities Inc.|1712
DELT|DELTA TECH HD LTD OR|DBAX|Deutsche Bank Securities Inc.|1900
DELT|DELTA TECH HD LTD OR|DEGS|RONIN PROFESSIONAL LLC|2298
DELT|DELTA TECH HD LTD OR|EBXL|EBX LLC|700
DELT|DELTA TECH HD LTD OR|EGAM|CBOE TRADING, INC.|3875
DELT|DELTA TECH HD LTD OR|EGXM|CBOE TRADING, INC.|1800
DELT|DELTA TECH HD LTD OR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|628
DELT|DELTA TECH HD LTD OR|ETRS|E*Trade Securities LLC|94821
DELT|DELTA TECH HD LTD OR|FBCO|Credit Suisse Securities (USA) LLC|19624
DELT|DELTA TECH HD LTD OR|FILL|Tradestation Securities, Inc.|8400
DELT|DELTA TECH HD LTD OR|FOMA|TD AMERITRADE CLEARING, INC.|307483
DELT|DELTA TECH HD LTD OR|GEBB|GLOBAL EXECUTION BROKERS, LP|1620
DELT|DELTA TECH HD LTD OR|GLPX|ACS EXECUTION SERVICES, LLC|6150
DELT|DELTA TECH HD LTD OR|GSCO|GOLDMAN SACHS & CO. LLC|3282
DELT|DELTA TECH HD LTD OR|IATS|INTERACTIVE BROKERS LLC|12242
DELT|DELTA TECH HD LTD OR|IBKR|Interactive Brokers Llc|98071
DELT|DELTA TECH HD LTD OR|ICBX|INSTINET, LLC|1900
DELT|DELTA TECH HD LTD OR|INCA|INSTINET, LLC|7748
DELT|DELTA TECH HD LTD OR|ITGI|ITG Inc.|2033
DELT|DELTA TECH HD LTD OR|ITGP|ITG INC.|8000
DELT|DELTA TECH HD LTD OR|JMPT|JUMP TRADING, LLC|40
DELT|DELTA TECH HD LTD OR|LEHM|Barclays Capital Inc./Le|15487
DELT|DELTA TECH HD LTD OR|LIME|Lime Brokerage LLC|4425
DELT|DELTA TECH HD LTD OR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DELT|DELTA TECH HD LTD OR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
DELT|DELTA TECH HD LTD OR|MSCO|MORGAN STANLEY & CO. LLC|54511
DELT|DELTA TECH HD LTD OR|NFSC|National Financial Services LLC|87950
DELT|DELTA TECH HD LTD OR|NITE|VIRTU Americas LLC|381451
DELT|DELTA TECH HD LTD OR|NQRB|Brut, LLC|300
DELT|DELTA TECH HD LTD OR|OPCO|Oppenheimer & Co. Inc.|600
DELT|DELTA TECH HD LTD OR|PCPT|PHILLIP CAPITAL INC.|84810
DELT|DELTA TECH HD LTD OR|PDQM|CODA MARKETS, INC.|3625
DELT|DELTA TECH HD LTD OR|SAGL|SAGETRADER, LLC|200
DELT|DELTA TECH HD LTD OR|SBSH|Citigroup Global Markets Inc.|3900
DELT|DELTA TECH HD LTD OR|SGMT|GOLDMAN SACHS & CO. LLC|2600
DELT|DELTA TECH HD LTD OR|SPDR|SPEEDROUTE LLC|6618
DELT|DELTA TECH HD LTD OR|SWIM|TD Ameritrade, Inc.|59890
DELT|DELTA TECH HD LTD OR|TKNG|ALLY INVEST SECURITIES LLC|9335
DELT|DELTA TECH HD LTD OR|UBSA|UBS SECURITIES LLC|10343
DELT|DELTA TECH HD LTD OR|UBSS|UBS Securities LLC|15530
DELT|DELTA TECH HD LTD OR|VGRD|Vanguard Marketing Corporation|12630
DELT|DELTA TECH HD LTD OR|WCHV|WELLS FARGO SECURITIES, LLC|1000
DELT|DELTA TECH HD LTD OR|WEDB|WEDBUSH SECURITIES INC.|2000
DELT|DELTA TECH HD LTD OR|WGIF|CIBC World Markets Inc.|7200
DELT|DELTA TECH HD LTD OR|WSEA|WOLVERINE SECURITIES, LLC|1060
DELT|DELTA TECH HD LTD OR|YKNA|COMHAR CAPITAL MARKETS, LLC|200
DEM|WISDOMTREE EMERGING|APCC|Apex Clearing Corporation|1017
DEM|WISDOMTREE EMERGING|BALE|M&T SECURITIES, INC.|100
DEM|WISDOMTREE EMERGING|BANK|Primevest Financial Services, Inc.|677
DEM|WISDOMTREE EMERGING|BARD|Robert W. Baird & Co. Incorporated|25312
DEM|WISDOMTREE EMERGING|BATM|CBOE TRADING, INC.|4000
DEM|WISDOMTREE EMERGING|BBNT|BB&T SECURITIES, LLC|346
DEM|WISDOMTREE EMERGING|BERN|Sanford C. Bernstein & Co., LLC|3650
DEM|WISDOMTREE EMERGING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15794
DEM|WISDOMTREE EMERGING|BNCH|The Benchmark Company, LLC|58595
DEM|WISDOMTREE EMERGING|BYXM|CBOE TRADING, INC.|35
DEM|WISDOMTREE EMERGING|CANT|Cantor Fitzgerald & Co.|185491
DEM|WISDOMTREE EMERGING|CHAS|Charles Schwab & Co., Inc.|9237
DEM|WISDOMTREE EMERGING|CIST|Capital Institutional Services, Inc.|146
DEM|WISDOMTREE EMERGING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107113
DEM|WISDOMTREE EMERGING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
DEM|WISDOMTREE EMERGING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101616
DEM|WISDOMTREE EMERGING|CSIN|Citadel Securities Institutional LLC|236965
DEM|WISDOMTREE EMERGING|CTDL|Citadel Derivatives Group Llc|355461
DEM|WISDOMTREE EMERGING|CXCX|CITIGROUP GLOBAL MARKETS INC.|5200
DEM|WISDOMTREE EMERGING|DBAB|Deutsche Bank Securities Inc.|3100
DEM|WISDOMTREE EMERGING|DBAX|Deutsche Bank Securities Inc.|30300
DEM|WISDOMTREE EMERGING|DEAN|MORGAN STANLEY|35704
DEM|WISDOMTREE EMERGING|DEGS|RONIN PROFESSIONAL LLC|100
DEM|WISDOMTREE EMERGING|EBXL|EBX LLC|39500
DEM|WISDOMTREE EMERGING|ECUT|CONVERGEX EXECUTION SOLUTIONS|6440
DEM|WISDOMTREE EMERGING|EDJO|Edward D. Jones & Co., L.P.|1353
DEM|WISDOMTREE EMERGING|EGAM|CBOE TRADING, INC.|200
DEM|WISDOMTREE EMERGING|EGMT|EG MARKET TECHNOLOGIES LLC|971
DEM|WISDOMTREE EMERGING|EGXM|CBOE TRADING, INC.|758
DEM|WISDOMTREE EMERGING|EGXW|CBOE TRADING, INC.|221
DEM|WISDOMTREE EMERGING|ETBE|Electronic Transaction Clearing, Inc.|4140
DEM|WISDOMTREE EMERGING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2700
DEM|WISDOMTREE EMERGING|ETRS|E*Trade Securities LLC|20908
DEM|WISDOMTREE EMERGING|FILL|Tradestation Securities, Inc.|1132
DEM|WISDOMTREE EMERGING|FINX|FINTECH SECURITIES|1250
DEM|WISDOMTREE EMERGING|FLTU|FLOW TRADERS US LLC|1950
DEM|WISDOMTREE EMERGING|FMAF|NBCN Inc./ CDS|619
DEM|WISDOMTREE EMERGING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25241
DEM|WISDOMTREE EMERGING|FTBR|Foliofn Investments, Inc.|18636
DEM|WISDOMTREE EMERGING|GLPX|ACS EXECUTION SERVICES, LLC|3344
DEM|WISDOMTREE EMERGING|GSCO|GOLDMAN SACHS & CO. LLC|108408
DEM|WISDOMTREE EMERGING|GSLT|GOLDMAN SACHS & CO. LLC|200
DEM|WISDOMTREE EMERGING|GTSZ|GTS SECURITIES LLC|956
DEM|WISDOMTREE EMERGING|HRBF|American Enterprise Investment Services Inc.|192063
DEM|WISDOMTREE EMERGING|HSBC|HSBC Securities, Inc.|60
DEM|WISDOMTREE EMERGING|IATS|INTERACTIVE BROKERS LLC|1818
DEM|WISDOMTREE EMERGING|IBKR|Interactive Brokers Llc|5123
DEM|WISDOMTREE EMERGING|ICBX|INSTINET, LLC|37753
DEM|WISDOMTREE EMERGING|INCA|INSTINET, LLC|23680
DEM|WISDOMTREE EMERGING|ITGI|ITG Inc.|2231
DEM|WISDOMTREE EMERGING|ITGP|ITG INC.|6400
DEM|WISDOMTREE EMERGING|JANY|Janney Montgomery Scott Inc.|20374
DEM|WISDOMTREE EMERGING|JMPT|JUMP TRADING, LLC|2242
DEM|WISDOMTREE EMERGING|JPMX|J.P. Morgan Securities LLC|93248
DEM|WISDOMTREE EMERGING|JSEB|JANE STREET EXECUTION SERVICES, LLC|192888
DEM|WISDOMTREE EMERGING|JSJX|JANE STREET CAPITAL LLC|384501
DEM|WISDOMTREE EMERGING|KCGM|VIRTU Americas LLC|23551
DEM|WISDOMTREE EMERGING|LEHM|Barclays Capital Inc./Le|89875
DEM|WISDOMTREE EMERGING|LGNT|COR CLEARING LLC|3
DEM|WISDOMTREE EMERGING|LIME|Lime Brokerage LLC|23294
DEM|WISDOMTREE EMERGING|MACC|Mid Atlantic Capital Corporation|9124
DEM|WISDOMTREE EMERGING|MAXM|Maxim Group LLC|22050
DEM|WISDOMTREE EMERGING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114004
DEM|WISDOMTREE EMERGING|MOTF|MOTIF INVESTING, INC.|3
DEM|WISDOMTREE EMERGING|MSCO|MORGAN STANLEY & CO. LLC|336292
DEM|WISDOMTREE EMERGING|MSPL|MORGAN STANLEY & CO. LLC|25600
DEM|WISDOMTREE EMERGING|NFSC|National Financial Services LLC|247204
DEM|WISDOMTREE EMERGING|NITE|VIRTU Americas LLC|610012
DEM|WISDOMTREE EMERGING|NQRB|Brut, LLC|3000
DEM|WISDOMTREE EMERGING|NTBF|BMO Nesbitt Burns Inc./CDS|169
DEM|WISDOMTREE EMERGING|NTRC|Northern Trust Securities, Inc.|750
DEM|WISDOMTREE EMERGING|OLDM|OLD MISSION CAPITAL, LLC|4218
DEM|WISDOMTREE EMERGING|OPCO|Oppenheimer & Co. Inc.|2225
DEM|WISDOMTREE EMERGING|PDQM|CODA MARKETS, INC.|26444
DEM|WISDOMTREE EMERGING|PWJC|UBS Financial Services, Inc.|302
DEM|WISDOMTREE EMERGING|RBCM|RBC CAPITAL MARKETS, LLC|17848
DEM|WISDOMTREE EMERGING|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1600
DEM|WISDOMTREE EMERGING|SAGL|SAGETRADER, LLC|1484
DEM|WISDOMTREE EMERGING|SALI|INTL FCSTONE FINANCIAL INC.|2
DEM|WISDOMTREE EMERGING|SBSH|Citigroup Global Markets Inc.|5193
DEM|WISDOMTREE EMERGING|SGMT|GOLDMAN SACHS & CO. LLC|68090
DEM|WISDOMTREE EMERGING|SPDR|SPEEDROUTE LLC|1309
DEM|WISDOMTREE EMERGING|SPHN|Stephens Inc.|305
DEM|WISDOMTREE EMERGING|STFL|Stifel, Nicolaus & Company, Incorporated|2425
DEM|WISDOMTREE EMERGING|STKP|STOCKPILE INVESTMENTS, INC.|12
DEM|WISDOMTREE EMERGING|SWIM|TD Ameritrade, Inc.|11450
DEM|WISDOMTREE EMERGING|SWST|Hilltop Securities Inc.|4951
DEM|WISDOMTREE EMERGING|TKNG|ALLY INVEST SECURITIES LLC|2018
DEM|WISDOMTREE EMERGING|TRBT|Tradebot Systems, Inc.|900
DEM|WISDOMTREE EMERGING|TRCM|TRC MARKETS LLC|2550
DEM|WISDOMTREE EMERGING|UBSA|UBS SECURITIES LLC|212370
DEM|WISDOMTREE EMERGING|UBSS|UBS Securities LLC|262881
DEM|WISDOMTREE EMERGING|VALX|VIRTU AMERICAS LLC|565
DEM|WISDOMTREE EMERGING|VGRD|Vanguard Marketing Corporation|18897
DEM|WISDOMTREE EMERGING|WBET|Wallachbeth Capital LLC|450896
DEM|WISDOMTREE EMERGING|WCHV|WELLS FARGO SECURITIES, LLC|467492
DEM|WISDOMTREE EMERGING|WEDB|WEDBUSH SECURITIES INC.|1
DEM|WISDOMTREE EMERGING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1030
DEM|WISDOMTREE EMERGING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|873
DEM|WISDOMTREE EMERGING|WGIF|CIBC World Markets Inc.|500
DEM|WISDOMTREE EMERGING|WLTH|WEALTHFRONT BROKERAGE CORPORATION|400
DEM|WISDOMTREE EMERGING|WSEA|WOLVERINE SECURITIES, LLC|6263
DEM|WISDOMTREE EMERGING|XSTM|NATIONAL FINANCIAL SERVICES LLC|8720
DEM|WISDOMTREE EMERGING|YKNA|COMHAR CAPITAL MARKETS, LLC|100
DEM|WISDOMTREE EMERGING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|57438
DEMG|DEUTSCHE X-TRACKERS|BATM|CBOE TRADING, INC.|100
DEMG|DEUTSCHE X-TRACKERS|CANT|Cantor Fitzgerald & Co.|5193
DEMG|DEUTSCHE X-TRACKERS|CHAS|Charles Schwab & Co., Inc.|5
DEMG|DEUTSCHE X-TRACKERS|DBAX|Deutsche Bank Securities Inc.|200
DEMG|DEUTSCHE X-TRACKERS|ETRS|E*Trade Securities LLC|35
DEMG|DEUTSCHE X-TRACKERS|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
DEMG|DEUTSCHE X-TRACKERS|GSCO|GOLDMAN SACHS & CO. LLC|86602
DEMG|DEUTSCHE X-TRACKERS|ICBX|INSTINET, LLC|252
DEMG|DEUTSCHE X-TRACKERS|JSJX|JANE STREET CAPITAL LLC|66
DEMG|DEUTSCHE X-TRACKERS|MSCO|MORGAN STANLEY & CO. LLC|601
DEMG|DEUTSCHE X-TRACKERS|NFSC|National Financial Services LLC|2625
DEMG|DEUTSCHE X-TRACKERS|NITE|VIRTU Americas LLC|1829
DEMG|DEUTSCHE X-TRACKERS|UBSS|UBS Securities LLC|184
DEMG|DEUTSCHE X-TRACKERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
DENN|DENNYS CORP|ALTX|Alternet Securities Inc.|6598
DENN|DENNYS CORP|APCC|Apex Clearing Corporation|43
DENN|DENNYS CORP|BATM|CBOE TRADING, INC.|900
DENN|DENNYS CORP|BERN|Sanford C. Bernstein & Co., LLC|5400
DENN|DENNYS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|620
DENN|DENNYS CORP|BLKX|INSTINET, LLC|9200
DENN|DENNYS CORP|BMOC|BMO Capital Markets Corp.|10132
DENN|DENNYS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|4254
DENN|DENNYS CORP|BTIG|BTIG, LLC|4990
DENN|DENNYS CORP|BYXM|CBOE TRADING, INC.|1164
DENN|DENNYS CORP|CANT|Cantor Fitzgerald & Co.|128386
DENN|DENNYS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124304
DENN|DENNYS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
DENN|DENNYS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63838
DENN|DENNYS CORP|CTDL|Citadel Derivatives Group Llc|15783
DENN|DENNYS CORP|CTLR|CUTLER GROUP, LP|646
DENN|DENNYS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|14106
DENN|DENNYS CORP|DBAB|Deutsche Bank Securities Inc.|399978
DENN|DENNYS CORP|DBAX|Deutsche Bank Securities Inc.|37200
DENN|DENNYS CORP|DBUL|Deutsche Bank Securities Inc.|100
DENN|DENNYS CORP|DEAN|MORGAN STANLEY|136
DENN|DENNYS CORP|DEGS|RONIN PROFESSIONAL LLC|319
DENN|DENNYS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|382
DENN|DENNYS CORP|EBXL|EBX LLC|45900
DENN|DENNYS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|162
DENN|DENNYS CORP|EDJO|Edward D. Jones & Co., L.P.|156
DENN|DENNYS CORP|EGAM|CBOE TRADING, INC.|5062
DENN|DENNYS CORP|EGAW|CBOE TRADING, INC.|401
DENN|DENNYS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|200
DENN|DENNYS CORP|EGXM|CBOE TRADING, INC.|1925
DENN|DENNYS CORP|EGXW|CBOE TRADING, INC.|100
DENN|DENNYS CORP|ETBE|Electronic Transaction Clearing, Inc.|6141
DENN|DENNYS CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8292
DENN|DENNYS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7292
DENN|DENNYS CORP|ETRS|E*Trade Securities LLC|13107
DENN|DENNYS CORP|FBCO|Credit Suisse Securities (USA) LLC|134780
DENN|DENNYS CORP|FOMA|TD AMERITRADE CLEARING, INC.|27298
DENN|DENNYS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1585
DENN|DENNYS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81722
DENN|DENNYS CORP|FTBR|Foliofn Investments, Inc.|2020
DENN|DENNYS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|79478
DENN|DENNYS CORP|GLPX|ACS EXECUTION SERVICES, LLC|2109
DENN|DENNYS CORP|GSCO|GOLDMAN SACHS & CO. LLC|511865
DENN|DENNYS CORP|GSCS|GOLDMAN SACHS & CO. LLC|27602
DENN|DENNYS CORP|GSLT|GOLDMAN SACHS & CO. LLC|2417
DENN|DENNYS CORP|GTSZ|GTS SECURITIES LLC|5036
DENN|DENNYS CORP|HRBF|American Enterprise Investment Services Inc.|415
DENN|DENNYS CORP|IATS|INTERACTIVE BROKERS LLC|3050
DENN|DENNYS CORP|IBKR|Interactive Brokers Llc|16646
DENN|DENNYS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1414
DENN|DENNYS CORP|ICBX|INSTINET, LLC|10250
DENN|DENNYS CORP|IEQY|CITADEL SECURITIES LLC|25244
DENN|DENNYS CORP|INCA|INSTINET, LLC|75927
DENN|DENNYS CORP|INJX|INSTINET, LLC|3290
DENN|DENNYS CORP|ITGI|ITG Inc.|35743
DENN|DENNYS CORP|ITGP|ITG INC.|56400
DENN|DENNYS CORP|JANY|Janney Montgomery Scott Inc.|100
DENN|DENNYS CORP|JEFF|JEFFERIES LLC|10041
DENN|DENNYS CORP|JMPT|JUMP TRADING, LLC|7150
DENN|DENNYS CORP|JPBX|J.P. MORGAN SECURITIES LLC|14738
DENN|DENNYS CORP|JPMX|J.P. Morgan Securities LLC|99837
DENN|DENNYS CORP|JSJX|JANE STREET CAPITAL LLC|4063
DENN|DENNYS CORP|KCGM|VIRTU Americas LLC|8440
DENN|DENNYS CORP|LEHM|Barclays Capital Inc./Le|233921
DENN|DENNYS CORP|LIME|Lime Brokerage LLC|109850
DENN|DENNYS CORP|LQNA|LIQUIDNET, INC.|87500
DENN|DENNYS CORP|LSCI|Lek Securities Corporation|501
DENN|DENNYS CORP|MACQ|Macquarie Capital (USA) Inc.|1000
DENN|DENNYS CORP|MAXM|Maxim Group LLC|6038
DENN|DENNYS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38312
DENN|DENNYS CORP|MOTF|MOTIF INVESTING, INC.|1
DENN|DENNYS CORP|MSCO|MORGAN STANLEY & CO. LLC|637831
DENN|DENNYS CORP|MSPL|MORGAN STANLEY & CO. LLC|97300
DENN|DENNYS CORP|MSTX|MORGAN STANLEY & CO. LLC|104000
DENN|DENNYS CORP|NFSC|National Financial Services LLC|62945
DENN|DENNYS CORP|NITE|VIRTU Americas LLC|134556
DENN|DENNYS CORP|NITP|VIRTU Americas LLC|3600
DENN|DENNYS CORP|NQRB|Brut, LLC|3114
DENN|DENNYS CORP|NTRC|Northern Trust Securities, Inc.|2213
DENN|DENNYS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|883
DENN|DENNYS CORP|PDQM|CODA MARKETS, INC.|10040
DENN|DENNYS CORP|PWJC|UBS Financial Services, Inc.|318
DENN|DENNYS CORP|RAJA|Raymond James & Associates, Inc.|1880
DENN|DENNYS CORP|RBCM|RBC CAPITAL MARKETS, LLC|1648
DENN|DENNYS CORP|SAGL|SAGETRADER, LLC|300
DENN|DENNYS CORP|SAGW|SAGETRADER, LLC|843
DENN|DENNYS CORP|SBSH|Citigroup Global Markets Inc.|134887
DENN|DENNYS CORP|SEIC|SEI Investments Distribution Co.|100
DENN|DENNYS CORP|SGMT|GOLDMAN SACHS & CO. LLC|36791
DENN|DENNYS CORP|SPDR|SPEEDROUTE LLC|1667
DENN|DENNYS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|934
DENN|DENNYS CORP|STKP|STOCKPILE INVESTMENTS, INC.|84
DENN|DENNYS CORP|SWIM|TD Ameritrade, Inc.|910
DENN|DENNYS CORP|SWST|Hilltop Securities Inc.|10
DENN|DENNYS CORP|TKNG|ALLY INVEST SECURITIES LLC|255
DENN|DENNYS CORP|TRBT|Tradebot Systems, Inc.|78628
DENN|DENNYS CORP|TRCM|TRC MARKETS LLC|52968
DENN|DENNYS CORP|UBSA|UBS SECURITIES LLC|141266
DENN|DENNYS CORP|UBSS|UBS Securities LLC|332830
DENN|DENNYS CORP|VALX|VIRTU AMERICAS LLC|3705
DENN|DENNYS CORP|VGRD|Vanguard Marketing Corporation|5814
DENN|DENNYS CORP|VNDM|Wall Street Access|3597
DENN|DENNYS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|8
DENN|DENNYS CORP|WCHV|WELLS FARGO SECURITIES, LLC|22971
DENN|DENNYS CORP|WEDB|WEDBUSH SECURITIES INC.|976
DENN|DENNYS CORP|WEED|Weeden & Co.L.P.|9384
DENN|DENNYS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5
DENN|DENNYS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|789
DENN|DENNYS CORP|WSEA|WOLVERINE SECURITIES, LLC|1335
DENN|DENNYS CORP|XIST|INSTINET, LLC|19052
DENN|DENNYS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5832
DENN|DENNYS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|600
DENN|DENNYS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
DEO|DIAGEO PLC ADS NEW|AGIS|Aegis Capital Corp.|1110
DEO|DIAGEO PLC ADS NEW|ALTX|Alternet Securities Inc.|980
DEO|DIAGEO PLC ADS NEW|ANOS|ABEL/NOSER, L.L.C.|100
DEO|DIAGEO PLC ADS NEW|APCC|Apex Clearing Corporation|87
DEO|DIAGEO PLC ADS NEW|BANK|Primevest Financial Services, Inc.|248
DEO|DIAGEO PLC ADS NEW|BARD|Robert W. Baird & Co. Incorporated|11331
DEO|DIAGEO PLC ADS NEW|BATM|CBOE TRADING, INC.|1648
DEO|DIAGEO PLC ADS NEW|BBNT|BB&T SECURITIES, LLC|894
DEO|DIAGEO PLC ADS NEW|BERN|Sanford C. Bernstein & Co., LLC|27844
DEO|DIAGEO PLC ADS NEW|BIAD|SAGETRADER, LLC|160
DEO|DIAGEO PLC ADS NEW|BIMI|Banca IMI Securities Corp.|20
DEO|DIAGEO PLC ADS NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19280
DEO|DIAGEO PLC ADS NEW|BLTK|Bulltick, Llc|845
DEO|DIAGEO PLC ADS NEW|BNCH|The Benchmark Company, LLC|51769
DEO|DIAGEO PLC ADS NEW|BTIG|BTIG, LLC|3700
DEO|DIAGEO PLC ADS NEW|BYXM|CBOE TRADING, INC.|204
DEO|DIAGEO PLC ADS NEW|BZYD|GOLDMAN SACHS & CO. LLC|300
DEO|DIAGEO PLC ADS NEW|CANT|Cantor Fitzgerald & Co.|94
DEO|DIAGEO PLC ADS NEW|CHAS|Charles Schwab & Co., Inc.|3247
DEO|DIAGEO PLC ADS NEW|CICF|Canaccord Genuity Corp.|57
DEO|DIAGEO PLC ADS NEW|CIST|Capital Institutional Services, Inc.|7562
DEO|DIAGEO PLC ADS NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32415
DEO|DIAGEO PLC ADS NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8
DEO|DIAGEO PLC ADS NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
DEO|DIAGEO PLC ADS NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125361
DEO|DIAGEO PLC ADS NEW|CTDL|Citadel Derivatives Group Llc|1471
DEO|DIAGEO PLC ADS NEW|CTLR|CUTLER GROUP, LP|299
DEO|DIAGEO PLC ADS NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|3846
DEO|DIAGEO PLC ADS NEW|DADA|D.A. Davidson & Co.|1712
DEO|DIAGEO PLC ADS NEW|DAVA|Davenport & Company LLC|114881
DEO|DIAGEO PLC ADS NEW|DBAB|Deutsche Bank Securities Inc.|42987
DEO|DIAGEO PLC ADS NEW|DBAX|Deutsche Bank Securities Inc.|57300
DEO|DIAGEO PLC ADS NEW|DBUL|Deutsche Bank Securities Inc.|1800
DEO|DIAGEO PLC ADS NEW|DCHF|Dart Executions, LLC|1985
DEO|DIAGEO PLC ADS NEW|DEAN|MORGAN STANLEY|61563
DEO|DIAGEO PLC ADS NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1051
DEO|DIAGEO PLC ADS NEW|EBXL|EBX LLC|52000
DEO|DIAGEO PLC ADS NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|58957
DEO|DIAGEO PLC ADS NEW|EDJC|Edward Jones / CDS|5226
DEO|DIAGEO PLC ADS NEW|EDJO|Edward D. Jones & Co., L.P.|31523
DEO|DIAGEO PLC ADS NEW|EGAM|CBOE TRADING, INC.|1385
DEO|DIAGEO PLC ADS NEW|EGAW|CBOE TRADING, INC.|93
DEO|DIAGEO PLC ADS NEW|EGMT|EG MARKET TECHNOLOGIES LLC|200
DEO|DIAGEO PLC ADS NEW|EGXM|CBOE TRADING, INC.|1248
DEO|DIAGEO PLC ADS NEW|EGXW|CBOE TRADING, INC.|100
DEO|DIAGEO PLC ADS NEW|ETBE|Electronic Transaction Clearing, Inc.|7211
DEO|DIAGEO PLC ADS NEW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|283
DEO|DIAGEO PLC ADS NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1380
DEO|DIAGEO PLC ADS NEW|ETRS|E*Trade Securities LLC|8593
DEO|DIAGEO PLC ADS NEW|FBSB|U.S. Bancorp Investments, Inc.|83
DEO|DIAGEO PLC ADS NEW|FIDT|Fidelity Clearing Canada ULC./ CDS|240
DEO|DIAGEO PLC ADS NEW|FILL|Tradestation Securities, Inc.|548
DEO|DIAGEO PLC ADS NEW|FINX|FINTECH SECURITIES|1225
DEO|DIAGEO PLC ADS NEW|FMAF|NBCN Inc./ CDS|6584
DEO|DIAGEO PLC ADS NEW|FMCO|First Manhattan Co|100
DEO|DIAGEO PLC ADS NEW|FQLS|Quantlab Securities LP|43433
DEO|DIAGEO PLC ADS NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66396
DEO|DIAGEO PLC ADS NEW|FTBR|Foliofn Investments, Inc.|2013
DEO|DIAGEO PLC ADS NEW|GBMT|GBM International, Inc.|3701
DEO|DIAGEO PLC ADS NEW|GFIS|GFI Securities LLC|85000
DEO|DIAGEO PLC ADS NEW|GLIS|TD Securities Inc|794
DEO|DIAGEO PLC ADS NEW|GLPX|ACS EXECUTION SERVICES, LLC|3365
DEO|DIAGEO PLC ADS NEW|GSCO|GOLDMAN SACHS & CO. LLC|61443
DEO|DIAGEO PLC ADS NEW|GSCS|GOLDMAN SACHS & CO. LLC|7039
DEO|DIAGEO PLC ADS NEW|GSLT|GOLDMAN SACHS & CO. LLC|4060
DEO|DIAGEO PLC ADS NEW|GTSZ|GTS SECURITIES LLC|58202
DEO|DIAGEO PLC ADS NEW|HRBF|American Enterprise Investment Services Inc.|5635
DEO|DIAGEO PLC ADS NEW|HSBC|HSBC Securities, Inc.|400
DEO|DIAGEO PLC ADS NEW|IATS|INTERACTIVE BROKERS LLC|6998
DEO|DIAGEO PLC ADS NEW|IBKR|Interactive Brokers Llc|14568
DEO|DIAGEO PLC ADS NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2917
DEO|DIAGEO PLC ADS NEW|ICBX|INSTINET, LLC|35700
DEO|DIAGEO PLC ADS NEW|INCA|INSTINET, LLC|119713
DEO|DIAGEO PLC ADS NEW|INJX|INSTINET, LLC|368
DEO|DIAGEO PLC ADS NEW|INTL|INTL FCSTONE FINANCIAL INC.|32836
DEO|DIAGEO PLC ADS NEW|ITGI|ITG Inc.|7810
DEO|DIAGEO PLC ADS NEW|ITGP|ITG INC.|20000
DEO|DIAGEO PLC ADS NEW|JANY|Janney Montgomery Scott Inc.|4446
DEO|DIAGEO PLC ADS NEW|JEFF|JEFFERIES LLC|28623
DEO|DIAGEO PLC ADS NEW|JMPT|JUMP TRADING, LLC|22619
DEO|DIAGEO PLC ADS NEW|JONE|JonesTrading|8536
DEO|DIAGEO PLC ADS NEW|JPBX|J.P. MORGAN SECURITIES LLC|194
DEO|DIAGEO PLC ADS NEW|JPMX|J.P. Morgan Securities LLC|63856
DEO|DIAGEO PLC ADS NEW|JSJX|JANE STREET CAPITAL LLC|80220
DEO|DIAGEO PLC ADS NEW|KCGM|VIRTU Americas LLC|14972
DEO|DIAGEO PLC ADS NEW|LEHM|Barclays Capital Inc./Le|267811
DEO|DIAGEO PLC ADS NEW|LIME|Lime Brokerage LLC|115351
DEO|DIAGEO PLC ADS NEW|MACC|Mid Atlantic Capital Corporation|511
DEO|DIAGEO PLC ADS NEW|MAXM|Maxim Group LLC|1134
DEO|DIAGEO PLC ADS NEW|MBTS|ALLY INVEST SECURITIES LLC|88
DEO|DIAGEO PLC ADS NEW|MCMF|Raymond James Ltd. Cds|2672
DEO|DIAGEO PLC ADS NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39464
DEO|DIAGEO PLC ADS NEW|MOTF|MOTIF INVESTING, INC.|25
DEO|DIAGEO PLC ADS NEW|MSCO|MORGAN STANLEY & CO. LLC|615494
DEO|DIAGEO PLC ADS NEW|MSPL|MORGAN STANLEY & CO. LLC|227900
DEO|DIAGEO PLC ADS NEW|MSTX|MORGAN STANLEY & CO. LLC|9200
DEO|DIAGEO PLC ADS NEW|NBCS|NBC Securities, INC.|95
DEO|DIAGEO PLC ADS NEW|NEUB|NEUBERGER BERMAN BD LLC|124
DEO|DIAGEO PLC ADS NEW|NFSC|National Financial Services LLC|77675
DEO|DIAGEO PLC ADS NEW|NITE|VIRTU Americas LLC|441276
DEO|DIAGEO PLC ADS NEW|NITP|VIRTU Americas LLC|173
DEO|DIAGEO PLC ADS NEW|NQRB|Brut, LLC|2073
DEO|DIAGEO PLC ADS NEW|NTBF|BMO Nesbitt Burns Inc./CDS|1405
DEO|DIAGEO PLC ADS NEW|NTRC|Northern Trust Securities, Inc.|58
DEO|DIAGEO PLC ADS NEW|OHOS|TWO SIGMA SECURITIES, LLC|52201
DEO|DIAGEO PLC ADS NEW|OLDM|OLD MISSION CAPITAL, LLC|28563
DEO|DIAGEO PLC ADS NEW|OPCO|Oppenheimer & Co. Inc.|3300
DEO|DIAGEO PLC ADS NEW|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|85851
DEO|DIAGEO PLC ADS NEW|PDQM|CODA MARKETS, INC.|12366
DEO|DIAGEO PLC ADS NEW|PHLY|NASDAQ Execution Services, LLC|800
DEO|DIAGEO PLC ADS NEW|PICT|Pictet Overseas Inc.|100
DEO|DIAGEO PLC ADS NEW|PIPR|Piper Jaffray & Co.|111
DEO|DIAGEO PLC ADS NEW|PWJC|UBS Financial Services, Inc.|1947
DEO|DIAGEO PLC ADS NEW|RBCM|RBC CAPITAL MARKETS, LLC|7493
DEO|DIAGEO PLC ADS NEW|RGLD|Regal Securities, Inc|10
DEO|DIAGEO PLC ADS NEW|SALI|INTL FCSTONE FINANCIAL INC.|701
DEO|DIAGEO PLC ADS NEW|SBRX|MURIEL SIEBERT & CO INC|200
DEO|DIAGEO PLC ADS NEW|SBSH|Citigroup Global Markets Inc.|848926
DEO|DIAGEO PLC ADS NEW|SGMT|GOLDMAN SACHS & CO. LLC|27088
DEO|DIAGEO PLC ADS NEW|SOGO|Wang Investment Associates, Inc.|50
DEO|DIAGEO PLC ADS NEW|SPDR|SPEEDROUTE LLC|16135
DEO|DIAGEO PLC ADS NEW|SPHN|Stephens Inc.|1815
DEO|DIAGEO PLC ADS NEW|STFL|Stifel, Nicolaus & Company, Incorporated|12119
DEO|DIAGEO PLC ADS NEW|STKP|STOCKPILE INVESTMENTS, INC.|206
DEO|DIAGEO PLC ADS NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|963
DEO|DIAGEO PLC ADS NEW|SWIM|TD Ameritrade, Inc.|5706
DEO|DIAGEO PLC ADS NEW|SWST|Hilltop Securities Inc.|3525
DEO|DIAGEO PLC ADS NEW|TKNG|ALLY INVEST SECURITIES LLC|431
DEO|DIAGEO PLC ADS NEW|TRBT|Tradebot Systems, Inc.|6979
DEO|DIAGEO PLC ADS NEW|TRCM|TRC MARKETS LLC|34629
DEO|DIAGEO PLC ADS NEW|UBSA|UBS SECURITIES LLC|163364
DEO|DIAGEO PLC ADS NEW|UBSS|UBS Securities LLC|520380
DEO|DIAGEO PLC ADS NEW|VALX|VIRTU AMERICAS LLC|140208
DEO|DIAGEO PLC ADS NEW|VGRD|Vanguard Marketing Corporation|3168
DEO|DIAGEO PLC ADS NEW|WABR|Wall Street Access|2621
DEO|DIAGEO PLC ADS NEW|WBLR|WILLIAM BLAIR|399
DEO|DIAGEO PLC ADS NEW|WCHV|WELLS FARGO SECURITIES, LLC|70423
DEO|DIAGEO PLC ADS NEW|WEDB|WEDBUSH SECURITIES INC.|57
DEO|DIAGEO PLC ADS NEW|WEED|Weeden & Co.L.P.|900
DEO|DIAGEO PLC ADS NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1661
DEO|DIAGEO PLC ADS NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11225
DEO|DIAGEO PLC ADS NEW|WGIF|CIBC World Markets Inc.|1566
DEO|DIAGEO PLC ADS NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|99
DEO|DIAGEO PLC ADS NEW|WSEA|WOLVERINE SECURITIES, LLC|4331
DEO|DIAGEO PLC ADS NEW|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|75
DEO|DIAGEO PLC ADS NEW|XIST|INSTINET, LLC|7852
DEO|DIAGEO PLC ADS NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|5068
DEO|DIAGEO PLC ADS NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|600
DEO|DIAGEO PLC ADS NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4674
DEPO|DEPOMED INC|ALTX|Alternet Securities Inc.|16276
DEPO|DEPOMED INC|APCC|Apex Clearing Corporation|8143
DEPO|DEPOMED INC|AQUA|AQUA SECURITIES L.P.|15600
DEPO|DEPOMED INC|BARD|Robert W. Baird & Co. Incorporated|1000
DEPO|DEPOMED INC|BATM|CBOE TRADING, INC.|1700
DEPO|DEPOMED INC|BERN|Sanford C. Bernstein & Co., LLC|89213
DEPO|DEPOMED INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5365
DEPO|DEPOMED INC|BLKX|INSTINET, LLC|19190
DEPO|DEPOMED INC|BMOC|BMO Capital Markets Corp.|9298
DEPO|DEPOMED INC|BNPX|BNP PARIBAS SECURITIES CORP.|14916
DEPO|DEPOMED INC|BRVL|BLAYLOCK VAN, LLC|7390
DEPO|DEPOMED INC|BTIG|BTIG, LLC|379936
DEPO|DEPOMED INC|BYXM|CBOE TRADING, INC.|1430
DEPO|DEPOMED INC|CANT|Cantor Fitzgerald & Co.|45284
DEPO|DEPOMED INC|CHAS|Charles Schwab & Co., Inc.|6288
DEPO|DEPOMED INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|138001
DEPO|DEPOMED INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2941
DEPO|DEPOMED INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|398175
DEPO|DEPOMED INC|CTDL|Citadel Derivatives Group Llc|110118
DEPO|DEPOMED INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|83840
DEPO|DEPOMED INC|DADA|D.A. Davidson & Co.|53
DEPO|DEPOMED INC|DBAB|Deutsche Bank Securities Inc.|461237
DEPO|DEPOMED INC|DBAX|Deutsche Bank Securities Inc.|281000
DEPO|DEPOMED INC|DBUL|Deutsche Bank Securities Inc.|100
DEPO|DEPOMED INC|DEAN|MORGAN STANLEY|309
DEPO|DEPOMED INC|DEGS|RONIN PROFESSIONAL LLC|25606
DEPO|DEPOMED INC|EBXL|EBX LLC|236100
DEPO|DEPOMED INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11549
DEPO|DEPOMED INC|EDJO|Edward D. Jones & Co., L.P.|100
DEPO|DEPOMED INC|EGAM|CBOE TRADING, INC.|17849
DEPO|DEPOMED INC|EGAW|CBOE TRADING, INC.|300
DEPO|DEPOMED INC|EGXM|CBOE TRADING, INC.|1664
DEPO|DEPOMED INC|ETBE|Electronic Transaction Clearing, Inc.|116599
DEPO|DEPOMED INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|19904
DEPO|DEPOMED INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4492
DEPO|DEPOMED INC|ETRS|E*Trade Securities LLC|63498
DEPO|DEPOMED INC|FBCO|Credit Suisse Securities (USA) LLC|661717
DEPO|DEPOMED INC|FILL|Tradestation Securities, Inc.|260
DEPO|DEPOMED INC|FMAF|NBCN Inc./ CDS|500
DEPO|DEPOMED INC|FOMA|TD AMERITRADE CLEARING, INC.|198942
DEPO|DEPOMED INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2775
DEPO|DEPOMED INC|FQLS|Quantlab Securities LP|340046
DEPO|DEPOMED INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118973
DEPO|DEPOMED INC|FTBR|Foliofn Investments, Inc.|1986
DEPO|DEPOMED INC|GEBB|GLOBAL EXECUTION BROKERS, LP|37364
DEPO|DEPOMED INC|GLIS|TD Securities Inc|500
DEPO|DEPOMED INC|GLPX|ACS EXECUTION SERVICES, LLC|5475
DEPO|DEPOMED INC|GSCO|GOLDMAN SACHS & CO. LLC|1826031
DEPO|DEPOMED INC|GSCS|GOLDMAN SACHS & CO. LLC|40576
DEPO|DEPOMED INC|GSLT|GOLDMAN SACHS & CO. LLC|7771
DEPO|DEPOMED INC|GTSZ|GTS SECURITIES LLC|43848
DEPO|DEPOMED INC|HAPX|HAP Trading, LLC|62
DEPO|DEPOMED INC|HRBF|American Enterprise Investment Services Inc.|258
DEPO|DEPOMED INC|HSBC|HSBC Securities, Inc.|3540
DEPO|DEPOMED INC|IATS|INTERACTIVE BROKERS LLC|10732
DEPO|DEPOMED INC|IBKR|Interactive Brokers Llc|51660
DEPO|DEPOMED INC|ICBX|INSTINET, LLC|86096
DEPO|DEPOMED INC|IEQY|CITADEL SECURITIES LLC|88131
DEPO|DEPOMED INC|INCA|INSTINET, LLC|757045
DEPO|DEPOMED INC|INJX|INSTINET, LLC|80526
DEPO|DEPOMED INC|ITGI|ITG Inc.|98542
DEPO|DEPOMED INC|ITGP|ITG INC.|205600
DEPO|DEPOMED INC|JANY|Janney Montgomery Scott Inc.|2750
DEPO|DEPOMED INC|JEFF|JEFFERIES LLC|475119
DEPO|DEPOMED INC|JMPT|JUMP TRADING, LLC|84814
DEPO|DEPOMED INC|JONE|JonesTrading|78693
DEPO|DEPOMED INC|JPBX|J.P. MORGAN SECURITIES LLC|80155
DEPO|DEPOMED INC|JPMX|J.P. Morgan Securities LLC|413049
DEPO|DEPOMED INC|JSJX|JANE STREET CAPITAL LLC|6635
DEPO|DEPOMED INC|KCGM|VIRTU Americas LLC|56872
DEPO|DEPOMED INC|LEHM|Barclays Capital Inc./Le|576932
DEPO|DEPOMED INC|LIME|Lime Brokerage LLC|452696
DEPO|DEPOMED INC|LMGP|LIME BROKERAGE LLC|120461
DEPO|DEPOMED INC|LOOP|Loop Capital Markets LLC|500
DEPO|DEPOMED INC|LQNA|LIQUIDNET, INC.|20300
DEPO|DEPOMED INC|LSCI|Lek Securities Corporation|12
DEPO|DEPOMED INC|MACQ|Macquarie Capital (USA) Inc.|700
DEPO|DEPOMED INC|MAXM|Maxim Group LLC|6105
DEPO|DEPOMED INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|225668
DEPO|DEPOMED INC|MRBA|IBN FINANCIAL SERVICES, INC.|1000
DEPO|DEPOMED INC|MSCO|MORGAN STANLEY & CO. LLC|3757460
DEPO|DEPOMED INC|MSPL|MORGAN STANLEY & CO. LLC|627000
DEPO|DEPOMED INC|MSTX|MORGAN STANLEY & CO. LLC|201300
DEPO|DEPOMED INC|MZHO|Mizuho Securities USA LLC|175561
DEPO|DEPOMED INC|NBCS|NBC Securities, INC.|16672
DEPO|DEPOMED INC|NFSC|National Financial Services LLC|227945
DEPO|DEPOMED INC|NITE|VIRTU Americas LLC|454106
DEPO|DEPOMED INC|NITP|VIRTU Americas LLC|5135
DEPO|DEPOMED INC|NQRB|Brut, LLC|20828
DEPO|DEPOMED INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4558
DEPO|DEPOMED INC|PDQM|CODA MARKETS, INC.|17020
DEPO|DEPOMED INC|PWJC|UBS Financial Services, Inc.|103404
DEPO|DEPOMED INC|RAJA|Raymond James & Associates, Inc.|5413
DEPO|DEPOMED INC|RBCM|RBC CAPITAL MARKETS, LLC|25948
DEPO|DEPOMED INC|SAGL|SAGETRADER, LLC|1000
DEPO|DEPOMED INC|SALI|INTL FCSTONE FINANCIAL INC.|240
DEPO|DEPOMED INC|SBSH|Citigroup Global Markets Inc.|311513
DEPO|DEPOMED INC|SGMT|GOLDMAN SACHS & CO. LLC|99055
DEPO|DEPOMED INC|SPDR|SPEEDROUTE LLC|7175
DEPO|DEPOMED INC|STFL|Stifel, Nicolaus & Company, Incorporated|600
DEPO|DEPOMED INC|SWIM|TD Ameritrade, Inc.|36404
DEPO|DEPOMED INC|SWST|Hilltop Securities Inc.|250
DEPO|DEPOMED INC|TKNG|ALLY INVEST SECURITIES LLC|6646
DEPO|DEPOMED INC|TRBT|Tradebot Systems, Inc.|318502
DEPO|DEPOMED INC|TRCM|TRC MARKETS LLC|387150
DEPO|DEPOMED INC|TWTT|TASTYWORKS, INC.|100
DEPO|DEPOMED INC|UBSA|UBS SECURITIES LLC|601750
DEPO|DEPOMED INC|UBSS|UBS Securities LLC|959293
DEPO|DEPOMED INC|VALX|VIRTU AMERICAS LLC|35392
DEPO|DEPOMED INC|VGRD|Vanguard Marketing Corporation|4933
DEPO|DEPOMED INC|WCHV|WELLS FARGO SECURITIES, LLC|762151
DEPO|DEPOMED INC|WEED|Weeden & Co.L.P.|1259
DEPO|DEPOMED INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5973
DEPO|DEPOMED INC|WGIF|CIBC World Markets Inc.|3057
DEPO|DEPOMED INC|WORD|Worden Capital Management LLC|1000
DEPO|DEPOMED INC|WSEA|WOLVERINE SECURITIES, LLC|7681
DEPO|DEPOMED INC|XIST|INSTINET, LLC|215560
DEPO|DEPOMED INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|42918
DEPO|DEPOMED INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
DEPO|DEPOMED INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1503
DERM|DERMIRA, INC. CM ST|ALTX|Alternet Securities Inc.|18301
DERM|DERMIRA, INC. CM ST|APCC|Apex Clearing Corporation|93943
DERM|DERMIRA, INC. CM ST|BARD|Robert W. Baird & Co. Incorporated|1400
DERM|DERMIRA, INC. CM ST|BATM|CBOE TRADING, INC.|4538
DERM|DERMIRA, INC. CM ST|BAYC|BAY CREST PARTNERS, LLC|5009
DERM|DERMIRA, INC. CM ST|BAYT|BTIG, LLC|2200
DERM|DERMIRA, INC. CM ST|BBNT|BB&T SECURITIES, LLC|2000
DERM|DERMIRA, INC. CM ST|BERN|Sanford C. Bernstein & Co., LLC|55442
DERM|DERMIRA, INC. CM ST|BIMI|Banca IMI Securities Corp.|17900
DERM|DERMIRA, INC. CM ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16911
DERM|DERMIRA, INC. CM ST|BLKX|INSTINET, LLC|13400
DERM|DERMIRA, INC. CM ST|BMOC|BMO Capital Markets Corp.|6015
DERM|DERMIRA, INC. CM ST|BNPX|BNP PARIBAS SECURITIES CORP.|16609
DERM|DERMIRA, INC. CM ST|BTIG|BTIG, LLC|520791
DERM|DERMIRA, INC. CM ST|BYXM|CBOE TRADING, INC.|3144
DERM|DERMIRA, INC. CM ST|CANT|Cantor Fitzgerald & Co.|100
DERM|DERMIRA, INC. CM ST|CHAS|Charles Schwab & Co., Inc.|8269
DERM|DERMIRA, INC. CM ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|117584
DERM|DERMIRA, INC. CM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19539
DERM|DERMIRA, INC. CM ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50821
DERM|DERMIRA, INC. CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|384923
DERM|DERMIRA, INC. CM ST|CTDL|Citadel Derivatives Group Llc|21278
DERM|DERMIRA, INC. CM ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|41662
DERM|DERMIRA, INC. CM ST|DBAB|Deutsche Bank Securities Inc.|223546
DERM|DERMIRA, INC. CM ST|DBAX|Deutsche Bank Securities Inc.|165800
DERM|DERMIRA, INC. CM ST|DEAN|MORGAN STANLEY|2441
DERM|DERMIRA, INC. CM ST|DEGS|RONIN PROFESSIONAL LLC|39768
DERM|DERMIRA, INC. CM ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2999
DERM|DERMIRA, INC. CM ST|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|79183
DERM|DERMIRA, INC. CM ST|EBXL|EBX LLC|131700
DERM|DERMIRA, INC. CM ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|1441
DERM|DERMIRA, INC. CM ST|EDJO|Edward D. Jones & Co., L.P.|350
DERM|DERMIRA, INC. CM ST|EGAM|CBOE TRADING, INC.|34316
DERM|DERMIRA, INC. CM ST|EGAW|CBOE TRADING, INC.|100
DERM|DERMIRA, INC. CM ST|EGMT|EG MARKET TECHNOLOGIES LLC|1045
DERM|DERMIRA, INC. CM ST|EGXM|CBOE TRADING, INC.|16203
DERM|DERMIRA, INC. CM ST|ETBE|Electronic Transaction Clearing, Inc.|20541
DERM|DERMIRA, INC. CM ST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|9749
DERM|DERMIRA, INC. CM ST|ETCB|ETC BROKERAGE SERVICES, LLC|13017
DERM|DERMIRA, INC. CM ST|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6688
DERM|DERMIRA, INC. CM ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27321
DERM|DERMIRA, INC. CM ST|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|905
DERM|DERMIRA, INC. CM ST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|72072
DERM|DERMIRA, INC. CM ST|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|94253
DERM|DERMIRA, INC. CM ST|ETRS|E*Trade Securities LLC|1795836
DERM|DERMIRA, INC. CM ST|FBCO|Credit Suisse Securities (USA) LLC|789148
DERM|DERMIRA, INC. CM ST|FFSI|Firstrade Securities Inc.|20
DERM|DERMIRA, INC. CM ST|FILL|Tradestation Securities, Inc.|47734
DERM|DERMIRA, INC. CM ST|FMAF|NBCN Inc./ CDS|7340
DERM|DERMIRA, INC. CM ST|FOMA|TD AMERITRADE CLEARING, INC.|1321797
DERM|DERMIRA, INC. CM ST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16087
DERM|DERMIRA, INC. CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|252489
DERM|DERMIRA, INC. CM ST|FTBR|Foliofn Investments, Inc.|166
DERM|DERMIRA, INC. CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|26828
DERM|DERMIRA, INC. CM ST|GLIS|TD Securities Inc|150
DERM|DERMIRA, INC. CM ST|GLPX|ACS EXECUTION SERVICES, LLC|68706
DERM|DERMIRA, INC. CM ST|GSCO|GOLDMAN SACHS & CO. LLC|1752704
DERM|DERMIRA, INC. CM ST|GSCS|GOLDMAN SACHS & CO. LLC|80636
DERM|DERMIRA, INC. CM ST|GSLT|GOLDMAN SACHS & CO. LLC|11794
DERM|DERMIRA, INC. CM ST|GTSZ|GTS SECURITIES LLC|12044
DERM|DERMIRA, INC. CM ST|HAPX|HAP Trading, LLC|100
DERM|DERMIRA, INC. CM ST|HRBF|American Enterprise Investment Services Inc.|1770
DERM|DERMIRA, INC. CM ST|IATS|INTERACTIVE BROKERS LLC|120322
DERM|DERMIRA, INC. CM ST|IBKR|Interactive Brokers Llc|836615
DERM|DERMIRA, INC. CM ST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|244
DERM|DERMIRA, INC. CM ST|ICBX|INSTINET, LLC|48045
DERM|DERMIRA, INC. CM ST|IEQY|CITADEL SECURITIES LLC|200926
DERM|DERMIRA, INC. CM ST|INCA|INSTINET, LLC|474380
DERM|DERMIRA, INC. CM ST|INJX|INSTINET, LLC|84573
DERM|DERMIRA, INC. CM ST|ITGI|ITG Inc.|38348
DERM|DERMIRA, INC. CM ST|ITGP|ITG INC.|82200
DERM|DERMIRA, INC. CM ST|JANY|Janney Montgomery Scott Inc.|500
DERM|DERMIRA, INC. CM ST|JEFF|JEFFERIES LLC|473792
DERM|DERMIRA, INC. CM ST|JMPT|JUMP TRADING, LLC|143248
DERM|DERMIRA, INC. CM ST|JONE|JonesTrading|36484
DERM|DERMIRA, INC. CM ST|JPBX|J.P. MORGAN SECURITIES LLC|13360
DERM|DERMIRA, INC. CM ST|JPMX|J.P. Morgan Securities LLC|524120
DERM|DERMIRA, INC. CM ST|JSJX|JANE STREET CAPITAL LLC|22334
DERM|DERMIRA, INC. CM ST|JUTA|JUMP TRADING, LLC|500
DERM|DERMIRA, INC. CM ST|KCGM|VIRTU Americas LLC|78423
DERM|DERMIRA, INC. CM ST|KEYB|KEYBANC CAPITAL MARKETS INC.|11058
DERM|DERMIRA, INC. CM ST|LEER|LEERINK PARTNERS LLC|4000
DERM|DERMIRA, INC. CM ST|LEHM|Barclays Capital Inc./Le|770460
DERM|DERMIRA, INC. CM ST|LIME|Lime Brokerage LLC|267116
DERM|DERMIRA, INC. CM ST|LMGP|LIME BROKERAGE LLC|726
DERM|DERMIRA, INC. CM ST|LQNA|LIQUIDNET, INC.|39600
DERM|DERMIRA, INC. CM ST|LQNB|LIQUIDNET, INC.|3111
DERM|DERMIRA, INC. CM ST|LSCI|Lek Securities Corporation|70500
DERM|DERMIRA, INC. CM ST|LTCO|Ladenburg, Thalmann & Co., Inc.|13544
DERM|DERMIRA, INC. CM ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
DERM|DERMIRA, INC. CM ST|MAXM|Maxim Group LLC|29725
DERM|DERMIRA, INC. CM ST|MITR|GMP SECURITIES, LLC|3700
DERM|DERMIRA, INC. CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139037
DERM|DERMIRA, INC. CM ST|MOTF|MOTIF INVESTING, INC.|14
DERM|DERMIRA, INC. CM ST|MSCO|MORGAN STANLEY & CO. LLC|2580907
DERM|DERMIRA, INC. CM ST|MSPL|MORGAN STANLEY & CO. LLC|447400
DERM|DERMIRA, INC. CM ST|MSTX|MORGAN STANLEY & CO. LLC|192900
DERM|DERMIRA, INC. CM ST|NATL|National Securities Corporation|7331
DERM|DERMIRA, INC. CM ST|NFSC|National Financial Services LLC|905299
DERM|DERMIRA, INC. CM ST|NITE|VIRTU Americas LLC|2218910
DERM|DERMIRA, INC. CM ST|NITP|VIRTU Americas LLC|1400
DERM|DERMIRA, INC. CM ST|NMRA|Nomura Securities International, Inc.|25400
DERM|DERMIRA, INC. CM ST|NQRB|Brut, LLC|50276
DERM|DERMIRA, INC. CM ST|OPCO|Oppenheimer & Co. Inc.|46544
DERM|DERMIRA, INC. CM ST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2414
DERM|DERMIRA, INC. CM ST|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10
DERM|DERMIRA, INC. CM ST|PDQM|CODA MARKETS, INC.|68952
DERM|DERMIRA, INC. CM ST|PHLY|NASDAQ Execution Services, LLC|600
DERM|DERMIRA, INC. CM ST|PREC|PRECISION SECURITIES, LLC|10528
DERM|DERMIRA, INC. CM ST|PWJC|UBS Financial Services, Inc.|25525
DERM|DERMIRA, INC. CM ST|RAJA|Raymond James & Associates, Inc.|9215
DERM|DERMIRA, INC. CM ST|RBCM|RBC CAPITAL MARKETS, LLC|28246
DERM|DERMIRA, INC. CM ST|RJLC|RJL CAPITAL GROUP, LLC|6100
DERM|DERMIRA, INC. CM ST|SAGL|SAGETRADER, LLC|2550
DERM|DERMIRA, INC. CM ST|SAGW|SAGETRADER, LLC|3114
DERM|DERMIRA, INC. CM ST|SALI|INTL FCSTONE FINANCIAL INC.|68159
DERM|DERMIRA, INC. CM ST|SBSH|Citigroup Global Markets Inc.|259606
DERM|DERMIRA, INC. CM ST|SGMT|GOLDMAN SACHS & CO. LLC|152959
DERM|DERMIRA, INC. CM ST|SPDR|SPEEDROUTE LLC|19597
DERM|DERMIRA, INC. CM ST|SPNT|SEVEN POINTS CAPITAL, LLC|1700
DERM|DERMIRA, INC. CM ST|SPTD|MINT GLOBAL MARKETS, INC.|3000
DERM|DERMIRA, INC. CM ST|STFL|Stifel, Nicolaus & Company, Incorporated|8630
DERM|DERMIRA, INC. CM ST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
DERM|DERMIRA, INC. CM ST|SWIM|TD Ameritrade, Inc.|1065833
DERM|DERMIRA, INC. CM ST|SWST|Hilltop Securities Inc.|100
DERM|DERMIRA, INC. CM ST|TKNG|ALLY INVEST SECURITIES LLC|23832
DERM|DERMIRA, INC. CM ST|TRBT|Tradebot Systems, Inc.|220543
DERM|DERMIRA, INC. CM ST|TRCM|TRC MARKETS LLC|123891
DERM|DERMIRA, INC. CM ST|TWTT|TASTYWORKS, INC.|1680
DERM|DERMIRA, INC. CM ST|UBSA|UBS SECURITIES LLC|732980
DERM|DERMIRA, INC. CM ST|UBSS|UBS Securities LLC|1651624
DERM|DERMIRA, INC. CM ST|VALX|VIRTU AMERICAS LLC|16056
DERM|DERMIRA, INC. CM ST|VGRD|Vanguard Marketing Corporation|30449
DERM|DERMIRA, INC. CM ST|VIEW|VIEWTRADE SECURITIES LLC|800
DERM|DERMIRA, INC. CM ST|VSIN|Vision Financial Markets Llc|100
DERM|DERMIRA, INC. CM ST|WBLR|WILLIAM BLAIR|1500
DERM|DERMIRA, INC. CM ST|WBPX|SUMMIT SECURITIES GROUP, LLC|384
DERM|DERMIRA, INC. CM ST|WCHV|WELLS FARGO SECURITIES, LLC|279784
DERM|DERMIRA, INC. CM ST|WEED|Weeden & Co.L.P.|10
DERM|DERMIRA, INC. CM ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19384
DERM|DERMIRA, INC. CM ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85991
DERM|DERMIRA, INC. CM ST|WGIF|CIBC World Markets Inc.|10273
DERM|DERMIRA, INC. CM ST|WSEA|WOLVERINE SECURITIES, LLC|25354
DERM|DERMIRA, INC. CM ST|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
DERM|DERMIRA, INC. CM ST|XIST|INSTINET, LLC|22450
DERM|DERMIRA, INC. CM ST|XPQR|Jump Trading|2954
DERM|DERMIRA, INC. CM ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|99640
DERM|DERMIRA, INC. CM ST|YKNA|COMHAR CAPITAL MARKETS, LLC|3105
DERM|DERMIRA, INC. CM ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5904
DES|WISDOMTREE U.S. SMAL|ANOS|ABEL/NOSER, L.L.C.|593
DES|WISDOMTREE U.S. SMAL|APCC|Apex Clearing Corporation|796
DES|WISDOMTREE U.S. SMAL|BALE|M&T SECURITIES, INC.|534
DES|WISDOMTREE U.S. SMAL|BANK|Primevest Financial Services, Inc.|522
DES|WISDOMTREE U.S. SMAL|BARD|Robert W. Baird & Co. Incorporated|10756
DES|WISDOMTREE U.S. SMAL|BBNT|BB&T SECURITIES, LLC|2490
DES|WISDOMTREE U.S. SMAL|BERN|Sanford C. Bernstein & Co., LLC|2500
DES|WISDOMTREE U.S. SMAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17313
DES|WISDOMTREE U.S. SMAL|CANT|Cantor Fitzgerald & Co.|11279
DES|WISDOMTREE U.S. SMAL|CHAS|Charles Schwab & Co., Inc.|3097
DES|WISDOMTREE U.S. SMAL|CIST|Capital Institutional Services, Inc.|869
DES|WISDOMTREE U.S. SMAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3910
DES|WISDOMTREE U.S. SMAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14803
DES|WISDOMTREE U.S. SMAL|CSIN|Citadel Securities Institutional LLC|236535
DES|WISDOMTREE U.S. SMAL|CTDL|Citadel Derivatives Group Llc|238935
DES|WISDOMTREE U.S. SMAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|50
DES|WISDOMTREE U.S. SMAL|DADA|D.A. Davidson & Co.|8064
DES|WISDOMTREE U.S. SMAL|DAVA|Davenport & Company LLC|291
DES|WISDOMTREE U.S. SMAL|DBAB|Deutsche Bank Securities Inc.|335
DES|WISDOMTREE U.S. SMAL|DBAX|Deutsche Bank Securities Inc.|9400
DES|WISDOMTREE U.S. SMAL|DEAN|MORGAN STANLEY|22106
DES|WISDOMTREE U.S. SMAL|EBXL|EBX LLC|11200
DES|WISDOMTREE U.S. SMAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1708
DES|WISDOMTREE U.S. SMAL|EDJO|Edward D. Jones & Co., L.P.|40691
DES|WISDOMTREE U.S. SMAL|EGXM|CBOE TRADING, INC.|150
DES|WISDOMTREE U.S. SMAL|ETRS|E*Trade Securities LLC|14967
DES|WISDOMTREE U.S. SMAL|FBSB|U.S. Bancorp Investments, Inc.|7
DES|WISDOMTREE U.S. SMAL|FILL|Tradestation Securities, Inc.|229
DES|WISDOMTREE U.S. SMAL|FINX|FINTECH SECURITIES|8155
DES|WISDOMTREE U.S. SMAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16178
DES|WISDOMTREE U.S. SMAL|FTBR|Foliofn Investments, Inc.|661
DES|WISDOMTREE U.S. SMAL|GLPX|ACS EXECUTION SERVICES, LLC|312
DES|WISDOMTREE U.S. SMAL|GSCO|GOLDMAN SACHS & CO. LLC|39
DES|WISDOMTREE U.S. SMAL|GSLT|GOLDMAN SACHS & CO. LLC|1
DES|WISDOMTREE U.S. SMAL|GTSZ|GTS SECURITIES LLC|500
DES|WISDOMTREE U.S. SMAL|HRBF|American Enterprise Investment Services Inc.|61386
DES|WISDOMTREE U.S. SMAL|IATS|INTERACTIVE BROKERS LLC|4262
DES|WISDOMTREE U.S. SMAL|IBKR|Interactive Brokers Llc|16531
DES|WISDOMTREE U.S. SMAL|ICBX|INSTINET, LLC|10247
DES|WISDOMTREE U.S. SMAL|INCA|INSTINET, LLC|1358
DES|WISDOMTREE U.S. SMAL|ITGI|ITG Inc.|2783
DES|WISDOMTREE U.S. SMAL|ITGP|ITG INC.|1000
DES|WISDOMTREE U.S. SMAL|JANY|Janney Montgomery Scott Inc.|26025
DES|WISDOMTREE U.S. SMAL|JEFF|JEFFERIES LLC|200
DES|WISDOMTREE U.S. SMAL|JMPT|JUMP TRADING, LLC|260
DES|WISDOMTREE U.S. SMAL|JPMX|J.P. Morgan Securities LLC|10738
DES|WISDOMTREE U.S. SMAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|11605
DES|WISDOMTREE U.S. SMAL|JSJX|JANE STREET CAPITAL LLC|319492
DES|WISDOMTREE U.S. SMAL|KCGM|VIRTU Americas LLC|10574
DES|WISDOMTREE U.S. SMAL|LEHM|Barclays Capital Inc./Le|20086
DES|WISDOMTREE U.S. SMAL|LGNT|COR CLEARING LLC|2
DES|WISDOMTREE U.S. SMAL|LIME|Lime Brokerage LLC|7390
DES|WISDOMTREE U.S. SMAL|LSCI|Lek Securities Corporation|60
DES|WISDOMTREE U.S. SMAL|MACC|Mid Atlantic Capital Corporation|15203
DES|WISDOMTREE U.S. SMAL|MAXM|Maxim Group LLC|2204
DES|WISDOMTREE U.S. SMAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16528
DES|WISDOMTREE U.S. SMAL|MOTF|MOTIF INVESTING, INC.|3
DES|WISDOMTREE U.S. SMAL|MSCO|MORGAN STANLEY & CO. LLC|147939
DES|WISDOMTREE U.S. SMAL|MSPL|MORGAN STANLEY & CO. LLC|100
DES|WISDOMTREE U.S. SMAL|NBCS|NBC Securities, INC.|16
DES|WISDOMTREE U.S. SMAL|NFSC|National Financial Services LLC|288567
DES|WISDOMTREE U.S. SMAL|NITE|VIRTU Americas LLC|388222
DES|WISDOMTREE U.S. SMAL|NTRC|Northern Trust Securities, Inc.|5806
DES|WISDOMTREE U.S. SMAL|OPCO|Oppenheimer & Co. Inc.|3304
DES|WISDOMTREE U.S. SMAL|PDQM|CODA MARKETS, INC.|212
DES|WISDOMTREE U.S. SMAL|PWJC|UBS Financial Services, Inc.|1365
DES|WISDOMTREE U.S. SMAL|RBCM|RBC CAPITAL MARKETS, LLC|20366
DES|WISDOMTREE U.S. SMAL|SALI|INTL FCSTONE FINANCIAL INC.|734
DES|WISDOMTREE U.S. SMAL|SBSH|Citigroup Global Markets Inc.|3478
DES|WISDOMTREE U.S. SMAL|SGMT|GOLDMAN SACHS & CO. LLC|11381
DES|WISDOMTREE U.S. SMAL|SHMR|ABN Amro Clearing LLC|204
DES|WISDOMTREE U.S. SMAL|STFL|Stifel, Nicolaus & Company, Incorporated|7938
DES|WISDOMTREE U.S. SMAL|SWIM|TD Ameritrade, Inc.|11667
DES|WISDOMTREE U.S. SMAL|SWST|Hilltop Securities Inc.|251
DES|WISDOMTREE U.S. SMAL|TAGC|TELSEY ADVISORY GROUP LLC|212
DES|WISDOMTREE U.S. SMAL|TKNG|ALLY INVEST SECURITIES LLC|321
DES|WISDOMTREE U.S. SMAL|TRBT|Tradebot Systems, Inc.|100
DES|WISDOMTREE U.S. SMAL|TRCM|TRC MARKETS LLC|800
DES|WISDOMTREE U.S. SMAL|UBSA|UBS SECURITIES LLC|48140
DES|WISDOMTREE U.S. SMAL|UBSS|UBS Securities LLC|365751
DES|WISDOMTREE U.S. SMAL|VALX|VIRTU AMERICAS LLC|200
DES|WISDOMTREE U.S. SMAL|VGRD|Vanguard Marketing Corporation|11213
DES|WISDOMTREE U.S. SMAL|WABR|Wall Street Access|19645
DES|WISDOMTREE U.S. SMAL|WCHV|WELLS FARGO SECURITIES, LLC|147775
DES|WISDOMTREE U.S. SMAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2786
DES|WISDOMTREE U.S. SMAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1599
DES|WISDOMTREE U.S. SMAL|WGIF|CIBC World Markets Inc.|18793
DES|WISDOMTREE U.S. SMAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
DES|WISDOMTREE U.S. SMAL|WSEA|WOLVERINE SECURITIES, LLC|3178
DES|WISDOMTREE U.S. SMAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
DES|WISDOMTREE U.S. SMAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|79374
DESC|XTRACKERS RUSSELL 20|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1360
DESC|XTRACKERS RUSSELL 20|IBKR|Interactive Brokers Llc|62
DESC|XTRACKERS RUSSELL 20|ITGI|ITG Inc.|700
DESC|XTRACKERS RUSSELL 20|JSJX|JANE STREET CAPITAL LLC|1616
DESC|XTRACKERS RUSSELL 20|KCGM|VIRTU Americas LLC|1033
DESC|XTRACKERS RUSSELL 20|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DESC|XTRACKERS RUSSELL 20|NBCS|NBC Securities, INC.|460
DESC|XTRACKERS RUSSELL 20|NFSC|National Financial Services LLC|4786
DESC|XTRACKERS RUSSELL 20|NITE|VIRTU Americas LLC|2987
DESC|XTRACKERS RUSSELL 20|RBCM|RBC CAPITAL MARKETS, LLC|208
DESC|XTRACKERS RUSSELL 20|SHMR|ABN Amro Clearing LLC|486
DESC|XTRACKERS RUSSELL 20|UBSA|UBS SECURITIES LLC|1879
DESC|XTRACKERS RUSSELL 20|UBSS|UBS Securities LLC|738
DESP|DESPEGAR.COM, CORP.|ALTX|Alternet Securities Inc.|8967
DESP|DESPEGAR.COM, CORP.|APCC|Apex Clearing Corporation|1802
DESP|DESPEGAR.COM, CORP.|AQUA|AQUA SECURITIES L.P.|6700
DESP|DESPEGAR.COM, CORP.|BATM|CBOE TRADING, INC.|1933
DESP|DESPEGAR.COM, CORP.|BAYT|BTIG, LLC|6400
DESP|DESPEGAR.COM, CORP.|BERN|Sanford C. Bernstein & Co., LLC|134333
DESP|DESPEGAR.COM, CORP.|BIDS|BIDS TRADING L.P.|100
DESP|DESPEGAR.COM, CORP.|BIMI|Banca IMI Securities Corp.|2373
DESP|DESPEGAR.COM, CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14668
DESP|DESPEGAR.COM, CORP.|BLKX|INSTINET, LLC|53900
DESP|DESPEGAR.COM, CORP.|BTIG|BTIG, LLC|2411804
DESP|DESPEGAR.COM, CORP.|BYXM|CBOE TRADING, INC.|1319
DESP|DESPEGAR.COM, CORP.|CANT|Cantor Fitzgerald & Co.|1000
DESP|DESPEGAR.COM, CORP.|CHAS|Charles Schwab & Co., Inc.|3155
DESP|DESPEGAR.COM, CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6395
DESP|DESPEGAR.COM, CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18563
DESP|DESPEGAR.COM, CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|236176
DESP|DESPEGAR.COM, CORP.|CTDL|Citadel Derivatives Group Llc|780
DESP|DESPEGAR.COM, CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|41616
DESP|DESPEGAR.COM, CORP.|DBAB|Deutsche Bank Securities Inc.|31580
DESP|DESPEGAR.COM, CORP.|DBAX|Deutsche Bank Securities Inc.|219100
DESP|DESPEGAR.COM, CORP.|DEAN|MORGAN STANLEY|82014
DESP|DESPEGAR.COM, CORP.|DEGS|RONIN PROFESSIONAL LLC|400
DESP|DESPEGAR.COM, CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14700
DESP|DESPEGAR.COM, CORP.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|320
DESP|DESPEGAR.COM, CORP.|EBXL|EBX LLC|199100
DESP|DESPEGAR.COM, CORP.|EGAM|CBOE TRADING, INC.|45843
DESP|DESPEGAR.COM, CORP.|EGAW|CBOE TRADING, INC.|150
DESP|DESPEGAR.COM, CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|200
DESP|DESPEGAR.COM, CORP.|EGXM|CBOE TRADING, INC.|12638
DESP|DESPEGAR.COM, CORP.|EGXW|CBOE TRADING, INC.|900
DESP|DESPEGAR.COM, CORP.|ETBE|Electronic Transaction Clearing, Inc.|9083
DESP|DESPEGAR.COM, CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9820
DESP|DESPEGAR.COM, CORP.|ETRS|E*Trade Securities LLC|24807
DESP|DESPEGAR.COM, CORP.|FILL|Tradestation Securities, Inc.|337
DESP|DESPEGAR.COM, CORP.|FMAF|NBCN Inc./ CDS|690
DESP|DESPEGAR.COM, CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|130472
DESP|DESPEGAR.COM, CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62541
DESP|DESPEGAR.COM, CORP.|GARC|ICAP Corporates LLC|120543
DESP|DESPEGAR.COM, CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
DESP|DESPEGAR.COM, CORP.|GLIS|TD Securities Inc|2220
DESP|DESPEGAR.COM, CORP.|GLPX|ACS EXECUTION SERVICES, LLC|73934
DESP|DESPEGAR.COM, CORP.|GSCO|GOLDMAN SACHS & CO. LLC|266381
DESP|DESPEGAR.COM, CORP.|GSCS|GOLDMAN SACHS & CO. LLC|1900
DESP|DESPEGAR.COM, CORP.|GSLT|GOLDMAN SACHS & CO. LLC|9979
DESP|DESPEGAR.COM, CORP.|GTSZ|GTS SECURITIES LLC|22145
DESP|DESPEGAR.COM, CORP.|HSBC|HSBC Securities, Inc.|9245
DESP|DESPEGAR.COM, CORP.|IATS|INTERACTIVE BROKERS LLC|19793
DESP|DESPEGAR.COM, CORP.|IBKR|Interactive Brokers Llc|38095
DESP|DESPEGAR.COM, CORP.|ICBX|INSTINET, LLC|43450
DESP|DESPEGAR.COM, CORP.|INCA|INSTINET, LLC|122739
DESP|DESPEGAR.COM, CORP.|INJX|INSTINET, LLC|284
DESP|DESPEGAR.COM, CORP.|ITGI|ITG Inc.|85552
DESP|DESPEGAR.COM, CORP.|ITGP|ITG INC.|91400
DESP|DESPEGAR.COM, CORP.|JEFF|JEFFERIES LLC|45273
DESP|DESPEGAR.COM, CORP.|JMPT|JUMP TRADING, LLC|21576
DESP|DESPEGAR.COM, CORP.|JPBX|J.P. MORGAN SECURITIES LLC|54246
DESP|DESPEGAR.COM, CORP.|JPMX|J.P. Morgan Securities LLC|597478
DESP|DESPEGAR.COM, CORP.|JSJX|JANE STREET CAPITAL LLC|27967
DESP|DESPEGAR.COM, CORP.|KCGM|VIRTU Americas LLC|65730
DESP|DESPEGAR.COM, CORP.|LEHM|Barclays Capital Inc./Le|164957
DESP|DESPEGAR.COM, CORP.|LIME|Lime Brokerage LLC|8823
DESP|DESPEGAR.COM, CORP.|LQNA|LIQUIDNET, INC.|18000
DESP|DESPEGAR.COM, CORP.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
DESP|DESPEGAR.COM, CORP.|MAVB|Great Point Capital LLC|100
DESP|DESPEGAR.COM, CORP.|MAXM|Maxim Group LLC|186765
DESP|DESPEGAR.COM, CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108708
DESP|DESPEGAR.COM, CORP.|MSCO|MORGAN STANLEY & CO. LLC|503212
DESP|DESPEGAR.COM, CORP.|MSPL|MORGAN STANLEY & CO. LLC|343800
DESP|DESPEGAR.COM, CORP.|MSTX|MORGAN STANLEY & CO. LLC|144800
DESP|DESPEGAR.COM, CORP.|MULL|MARK J. MULLER EQUITIES, INC.|1400
DESP|DESPEGAR.COM, CORP.|NFSC|National Financial Services LLC|94476
DESP|DESPEGAR.COM, CORP.|NITE|VIRTU Americas LLC|200143
DESP|DESPEGAR.COM, CORP.|NQRB|Brut, LLC|11765
DESP|DESPEGAR.COM, CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|140
DESP|DESPEGAR.COM, CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
DESP|DESPEGAR.COM, CORP.|PDQM|CODA MARKETS, INC.|111047
DESP|DESPEGAR.COM, CORP.|PNSR|Penserra Securities, LLC|3815
DESP|DESPEGAR.COM, CORP.|PWJC|UBS Financial Services, Inc.|2900
DESP|DESPEGAR.COM, CORP.|QMSR|QUATTRO M SECURITIES INC.|2350
DESP|DESPEGAR.COM, CORP.|RHCO|Suntrust Robinson Humphrey, Inc.|7400
DESP|DESPEGAR.COM, CORP.|SAGL|SAGETRADER, LLC|30678
DESP|DESPEGAR.COM, CORP.|SBSH|Citigroup Global Markets Inc.|29056
DESP|DESPEGAR.COM, CORP.|SGMT|GOLDMAN SACHS & CO. LLC|122351
DESP|DESPEGAR.COM, CORP.|SIBO|Prime Executions, Inc.|8350
DESP|DESPEGAR.COM, CORP.|SIDC|Sidoti & Company, LLC|200
DESP|DESPEGAR.COM, CORP.|SPDR|SPEEDROUTE LLC|18412
DESP|DESPEGAR.COM, CORP.|SPTD|MINT GLOBAL MARKETS, INC.|1900
DESP|DESPEGAR.COM, CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|150
DESP|DESPEGAR.COM, CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1400
DESP|DESPEGAR.COM, CORP.|SWIM|TD Ameritrade, Inc.|40294
DESP|DESPEGAR.COM, CORP.|SWST|Hilltop Securities Inc.|300
DESP|DESPEGAR.COM, CORP.|TKNG|ALLY INVEST SECURITIES LLC|400
DESP|DESPEGAR.COM, CORP.|TRBT|Tradebot Systems, Inc.|98083
DESP|DESPEGAR.COM, CORP.|TRCM|TRC MARKETS LLC|2728
DESP|DESPEGAR.COM, CORP.|UBSA|UBS SECURITIES LLC|172263
DESP|DESPEGAR.COM, CORP.|UBSS|UBS Securities LLC|665341
DESP|DESPEGAR.COM, CORP.|VALX|VIRTU AMERICAS LLC|23679
DESP|DESPEGAR.COM, CORP.|VGRD|Vanguard Marketing Corporation|3560
DESP|DESPEGAR.COM, CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|629
DESP|DESPEGAR.COM, CORP.|WCHV|WELLS FARGO SECURITIES, LLC|1750
DESP|DESPEGAR.COM, CORP.|WEED|Weeden & Co.L.P.|700
DESP|DESPEGAR.COM, CORP.|XIST|INSTINET, LLC|5600
DESP|DESPEGAR.COM, CORP.|XPUS|XP SECURITIES, LLC|10370
DESP|DESPEGAR.COM, CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|52920
DESP|DESPEGAR.COM, CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|2801
DEST|DESTINATION MATERNTY|AGIS|Aegis Capital Corp.|500
DEST|DESTINATION MATERNTY|ALTX|Alternet Securities Inc.|80158
DEST|DESTINATION MATERNTY|APCC|Apex Clearing Corporation|334666
DEST|DESTINATION MATERNTY|BATM|CBOE TRADING, INC.|1837
DEST|DESTINATION MATERNTY|BAYT|BTIG, LLC|300
DEST|DESTINATION MATERNTY|BERN|Sanford C. Bernstein & Co., LLC|2
DEST|DESTINATION MATERNTY|BIMI|Banca IMI Securities Corp.|12255
DEST|DESTINATION MATERNTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|142305
DEST|DESTINATION MATERNTY|BYXM|CBOE TRADING, INC.|350
DEST|DESTINATION MATERNTY|CANT|Cantor Fitzgerald & Co.|303
DEST|DESTINATION MATERNTY|CHAS|Charles Schwab & Co., Inc.|13659
DEST|DESTINATION MATERNTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60342
DEST|DESTINATION MATERNTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|76360
DEST|DESTINATION MATERNTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|84800
DEST|DESTINATION MATERNTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|239943
DEST|DESTINATION MATERNTY|CTDL|Citadel Derivatives Group Llc|10
DEST|DESTINATION MATERNTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|13010
DEST|DESTINATION MATERNTY|DBAB|Deutsche Bank Securities Inc.|80412
DEST|DESTINATION MATERNTY|DBAX|Deutsche Bank Securities Inc.|81000
DEST|DESTINATION MATERNTY|DEAN|MORGAN STANLEY|18713
DEST|DESTINATION MATERNTY|DEGS|RONIN PROFESSIONAL LLC|63548
DEST|DESTINATION MATERNTY|EBXL|EBX LLC|107600
DEST|DESTINATION MATERNTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|6958
DEST|DESTINATION MATERNTY|EGAM|CBOE TRADING, INC.|40996
DEST|DESTINATION MATERNTY|EGAW|CBOE TRADING, INC.|1700
DEST|DESTINATION MATERNTY|EGXM|CBOE TRADING, INC.|30083
DEST|DESTINATION MATERNTY|EGXW|CBOE TRADING, INC.|13526
DEST|DESTINATION MATERNTY|ETBE|Electronic Transaction Clearing, Inc.|9566
DEST|DESTINATION MATERNTY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5800
DEST|DESTINATION MATERNTY|ETCC|Electronic Transaction Clearing, Inc.|72555
DEST|DESTINATION MATERNTY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
DEST|DESTINATION MATERNTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30655
DEST|DESTINATION MATERNTY|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|109678
DEST|DESTINATION MATERNTY|ETRS|E*Trade Securities LLC|1762241
DEST|DESTINATION MATERNTY|FBCO|Credit Suisse Securities (USA) LLC|187408
DEST|DESTINATION MATERNTY|FILL|Tradestation Securities, Inc.|138136
DEST|DESTINATION MATERNTY|FMAF|NBCN Inc./ CDS|5605
DEST|DESTINATION MATERNTY|FOMA|TD AMERITRADE CLEARING, INC.|1349512
DEST|DESTINATION MATERNTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17986
DEST|DESTINATION MATERNTY|FTBR|Foliofn Investments, Inc.|4482
DEST|DESTINATION MATERNTY|GEBB|GLOBAL EXECUTION BROKERS, LP|12468
DEST|DESTINATION MATERNTY|GLIS|TD Securities Inc|300
DEST|DESTINATION MATERNTY|GLPX|ACS EXECUTION SERVICES, LLC|305557
DEST|DESTINATION MATERNTY|GSCO|GOLDMAN SACHS & CO. LLC|60850
DEST|DESTINATION MATERNTY|GSCS|GOLDMAN SACHS & CO. LLC|39443
DEST|DESTINATION MATERNTY|GSLT|GOLDMAN SACHS & CO. LLC|53882
DEST|DESTINATION MATERNTY|GTSZ|GTS SECURITIES LLC|8462
DEST|DESTINATION MATERNTY|HRBF|American Enterprise Investment Services Inc.|900
DEST|DESTINATION MATERNTY|HSBC|HSBC Securities, Inc.|109992
DEST|DESTINATION MATERNTY|IATS|INTERACTIVE BROKERS LLC|232017
DEST|DESTINATION MATERNTY|IBKR|Interactive Brokers Llc|1461312
DEST|DESTINATION MATERNTY|ICBX|INSTINET, LLC|45138
DEST|DESTINATION MATERNTY|INCA|INSTINET, LLC|204194
DEST|DESTINATION MATERNTY|INJX|INSTINET, LLC|12300
DEST|DESTINATION MATERNTY|ITGI|ITG Inc.|130392
DEST|DESTINATION MATERNTY|ITGP|ITG INC.|68200
DEST|DESTINATION MATERNTY|JEFF|JEFFERIES LLC|10709
DEST|DESTINATION MATERNTY|JMPT|JUMP TRADING, LLC|13662
DEST|DESTINATION MATERNTY|JONE|JonesTrading|2400
DEST|DESTINATION MATERNTY|JPBX|J.P. MORGAN SECURITIES LLC|2400
DEST|DESTINATION MATERNTY|JPMX|J.P. Morgan Securities LLC|107384
DEST|DESTINATION MATERNTY|KCGM|VIRTU Americas LLC|52392
DEST|DESTINATION MATERNTY|LEHM|Barclays Capital Inc./Le|145005
DEST|DESTINATION MATERNTY|LIME|Lime Brokerage LLC|58621
DEST|DESTINATION MATERNTY|LMGP|LIME BROKERAGE LLC|200
DEST|DESTINATION MATERNTY|LSCI|Lek Securities Corporation|29563
DEST|DESTINATION MATERNTY|LTCO|Ladenburg, Thalmann & Co., Inc.|20163
DEST|DESTINATION MATERNTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8708
DEST|DESTINATION MATERNTY|MAVB|Great Point Capital LLC|100
DEST|DESTINATION MATERNTY|MAXM|Maxim Group LLC|6850
DEST|DESTINATION MATERNTY|MBTS|ALLY INVEST SECURITIES LLC|2000
DEST|DESTINATION MATERNTY|MCBT|Moors & Cabot, Inc.|22429
DEST|DESTINATION MATERNTY|MICA|Spartan Securities Group, Ltd.|4800
DEST|DESTINATION MATERNTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36406
DEST|DESTINATION MATERNTY|MOTF|MOTIF INVESTING, INC.|16
DEST|DESTINATION MATERNTY|MSCO|MORGAN STANLEY & CO. LLC|1128448
DEST|DESTINATION MATERNTY|MSPL|MORGAN STANLEY & CO. LLC|23700
DEST|DESTINATION MATERNTY|MSTX|MORGAN STANLEY & CO. LLC|10600
DEST|DESTINATION MATERNTY|NFSC|National Financial Services LLC|938050
DEST|DESTINATION MATERNTY|NITE|VIRTU Americas LLC|3466014
DEST|DESTINATION MATERNTY|NORT|Northland Securities, Inc.|25000
DEST|DESTINATION MATERNTY|NQRB|Brut, LLC|28347
DEST|DESTINATION MATERNTY|OPCO|Oppenheimer & Co. Inc.|1290
DEST|DESTINATION MATERNTY|PCPT|PHILLIP CAPITAL INC.|600
DEST|DESTINATION MATERNTY|PDQM|CODA MARKETS, INC.|345803
DEST|DESTINATION MATERNTY|PWJC|UBS Financial Services, Inc.|3876
DEST|DESTINATION MATERNTY|RAJA|Raymond James & Associates, Inc.|507
DEST|DESTINATION MATERNTY|RBCM|RBC CAPITAL MARKETS, LLC|10449
DEST|DESTINATION MATERNTY|SAGL|SAGETRADER, LLC|6373
DEST|DESTINATION MATERNTY|SBSH|Citigroup Global Markets Inc.|17574
DEST|DESTINATION MATERNTY|SGMT|GOLDMAN SACHS & CO. LLC|63467
DEST|DESTINATION MATERNTY|SOGO|Wang Investment Associates, Inc.|340
DEST|DESTINATION MATERNTY|SPDR|SPEEDROUTE LLC|428858
DEST|DESTINATION MATERNTY|SPNT|SEVEN POINTS CAPITAL, LLC|600
DEST|DESTINATION MATERNTY|SPTD|MINT GLOBAL MARKETS, INC.|35900
DEST|DESTINATION MATERNTY|STKP|STOCKPILE INVESTMENTS, INC.|8264
DEST|DESTINATION MATERNTY|SWIM|TD Ameritrade, Inc.|1442536
DEST|DESTINATION MATERNTY|SWST|Hilltop Securities Inc.|11650
DEST|DESTINATION MATERNTY|TAGC|TELSEY ADVISORY GROUP LLC|7138
DEST|DESTINATION MATERNTY|TKNG|ALLY INVEST SECURITIES LLC|27257
DEST|DESTINATION MATERNTY|TRBT|Tradebot Systems, Inc.|248249
DEST|DESTINATION MATERNTY|TRCM|TRC MARKETS LLC|44533
DEST|DESTINATION MATERNTY|TWTT|TASTYWORKS, INC.|575
DEST|DESTINATION MATERNTY|UBSA|UBS SECURITIES LLC|335186
DEST|DESTINATION MATERNTY|UBSS|UBS Securities LLC|248755
DEST|DESTINATION MATERNTY|VALX|VIRTU AMERICAS LLC|7309
DEST|DESTINATION MATERNTY|VGRD|Vanguard Marketing Corporation|83277
DEST|DESTINATION MATERNTY|VSIN|Vision Financial Markets Llc|12214
DEST|DESTINATION MATERNTY|WCHV|WELLS FARGO SECURITIES, LLC|89421
DEST|DESTINATION MATERNTY|WEDB|WEDBUSH SECURITIES INC.|56640
DEST|DESTINATION MATERNTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21942
DEST|DESTINATION MATERNTY|WGIF|CIBC World Markets Inc.|120784
DEST|DESTINATION MATERNTY|WSEA|WOLVERINE SECURITIES, LLC|26870
DEST|DESTINATION MATERNTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
DEST|DESTINATION MATERNTY|YKNA|COMHAR CAPITAL MARKETS, LLC|16224
DEUR|ETNS LINKED TO THE V|APCC|Apex Clearing Corporation|10
DEUR|ETNS LINKED TO THE V|CROS|CREDIT SUISSE SECURITIES (USA) LLC|318
DEUR|ETNS LINKED TO THE V|DBAX|Deutsche Bank Securities Inc.|100
DEUR|ETNS LINKED TO THE V|EBXL|EBX LLC|2400
DEUR|ETNS LINKED TO THE V|ETRS|E*Trade Securities LLC|3290
DEUR|ETNS LINKED TO THE V|FTBR|Foliofn Investments, Inc.|578
DEUR|ETNS LINKED TO THE V|GLIS|TD Securities Inc|700
DEUR|ETNS LINKED TO THE V|IATS|INTERACTIVE BROKERS LLC|260
DEUR|ETNS LINKED TO THE V|IBKR|Interactive Brokers Llc|18616
DEUR|ETNS LINKED TO THE V|ICBX|INSTINET, LLC|680
DEUR|ETNS LINKED TO THE V|INCA|INSTINET, LLC|7
DEUR|ETNS LINKED TO THE V|ITGP|ITG INC.|2200
DEUR|ETNS LINKED TO THE V|KCGM|VIRTU Americas LLC|4517
DEUR|ETNS LINKED TO THE V|LEHM|Barclays Capital Inc./Le|3000
DEUR|ETNS LINKED TO THE V|MSCO|MORGAN STANLEY & CO. LLC|200
DEUR|ETNS LINKED TO THE V|NFSC|National Financial Services LLC|6839
DEUR|ETNS LINKED TO THE V|NITE|VIRTU Americas LLC|21960
DEUR|ETNS LINKED TO THE V|SBSH|Citigroup Global Markets Inc.|216
DEUR|ETNS LINKED TO THE V|SGMT|GOLDMAN SACHS & CO. LLC|300
DEUR|ETNS LINKED TO THE V|SWIM|TD Ameritrade, Inc.|1772
DEUR|ETNS LINKED TO THE V|TKNG|ALLY INVEST SECURITIES LLC|529
DEUR|ETNS LINKED TO THE V|TRCM|TRC MARKETS LLC|5
DEUR|ETNS LINKED TO THE V|UBSS|UBS Securities LLC|1205
DEUR|ETNS LINKED TO THE V|VGRD|Vanguard Marketing Corporation|100
DEUR|ETNS LINKED TO THE V|VSIN|Vision Financial Markets Llc|400
DEUR|ETNS LINKED TO THE V|WSEA|WOLVERINE SECURITIES, LLC|828
DEUS|XTRACKERS RUSSELL 10|BARD|Robert W. Baird & Co. Incorporated|937
DEUS|XTRACKERS RUSSELL 10|CANT|Cantor Fitzgerald & Co.|33711
DEUS|XTRACKERS RUSSELL 10|CHAS|Charles Schwab & Co., Inc.|2408
DEUS|XTRACKERS RUSSELL 10|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37114
DEUS|XTRACKERS RUSSELL 10|DBAX|Deutsche Bank Securities Inc.|4100
DEUS|XTRACKERS RUSSELL 10|DEAN|MORGAN STANLEY|830
DEUS|XTRACKERS RUSSELL 10|EBXL|EBX LLC|6800
DEUS|XTRACKERS RUSSELL 10|FTBR|Foliofn Investments, Inc.|9
DEUS|XTRACKERS RUSSELL 10|GTSZ|GTS SECURITIES LLC|304
DEUS|XTRACKERS RUSSELL 10|HRBF|American Enterprise Investment Services Inc.|22052
DEUS|XTRACKERS RUSSELL 10|IBKR|Interactive Brokers Llc|412
DEUS|XTRACKERS RUSSELL 10|ICBX|INSTINET, LLC|5400
DEUS|XTRACKERS RUSSELL 10|JANY|Janney Montgomery Scott Inc.|9
DEUS|XTRACKERS RUSSELL 10|JPMX|J.P. Morgan Securities LLC|4400
DEUS|XTRACKERS RUSSELL 10|JSJX|JANE STREET CAPITAL LLC|1737
DEUS|XTRACKERS RUSSELL 10|KCGM|VIRTU Americas LLC|17972
DEUS|XTRACKERS RUSSELL 10|LEHM|Barclays Capital Inc./Le|9600
DEUS|XTRACKERS RUSSELL 10|LIME|Lime Brokerage LLC|13396
DEUS|XTRACKERS RUSSELL 10|MACC|Mid Atlantic Capital Corporation|232
DEUS|XTRACKERS RUSSELL 10|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7852
DEUS|XTRACKERS RUSSELL 10|MSCO|MORGAN STANLEY & CO. LLC|87379
DEUS|XTRACKERS RUSSELL 10|MSPL|MORGAN STANLEY & CO. LLC|200
DEUS|XTRACKERS RUSSELL 10|NFSC|National Financial Services LLC|72980
DEUS|XTRACKERS RUSSELL 10|NITE|VIRTU Americas LLC|92132
DEUS|XTRACKERS RUSSELL 10|NITP|VIRTU Americas LLC|20
DEUS|XTRACKERS RUSSELL 10|RBCM|RBC CAPITAL MARKETS, LLC|3926
DEUS|XTRACKERS RUSSELL 10|SBSH|Citigroup Global Markets Inc.|2400
DEUS|XTRACKERS RUSSELL 10|SGMT|GOLDMAN SACHS & CO. LLC|3210
DEUS|XTRACKERS RUSSELL 10|UBSA|UBS SECURITIES LLC|15493
DEUS|XTRACKERS RUSSELL 10|UBSS|UBS Securities LLC|14078
DEUS|XTRACKERS RUSSELL 10|WCHV|WELLS FARGO SECURITIES, LLC|2286
DEUS|XTRACKERS RUSSELL 10|WSEA|WOLVERINE SECURITIES, LLC|2
DEUS|XTRACKERS RUSSELL 10|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17561
DEW|WISDOMTREE GLBL HI|APCC|Apex Clearing Corporation|40
DEW|WISDOMTREE GLBL HI|BARD|Robert W. Baird & Co. Incorporated|300
DEW|WISDOMTREE GLBL HI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|174
DEW|WISDOMTREE GLBL HI|CANT|Cantor Fitzgerald & Co.|8826
DEW|WISDOMTREE GLBL HI|CHAS|Charles Schwab & Co., Inc.|5
DEW|WISDOMTREE GLBL HI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4700
DEW|WISDOMTREE GLBL HI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DEW|WISDOMTREE GLBL HI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5269
DEW|WISDOMTREE GLBL HI|CTDL|Citadel Derivatives Group Llc|5224
DEW|WISDOMTREE GLBL HI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
DEW|WISDOMTREE GLBL HI|DBAX|Deutsche Bank Securities Inc.|1500
DEW|WISDOMTREE GLBL HI|DEAN|MORGAN STANLEY|439
DEW|WISDOMTREE GLBL HI|EBXL|EBX LLC|900
DEW|WISDOMTREE GLBL HI|EDJO|Edward D. Jones & Co., L.P.|586
DEW|WISDOMTREE GLBL HI|EGAM|CBOE TRADING, INC.|100
DEW|WISDOMTREE GLBL HI|ETRS|E*Trade Securities LLC|123
DEW|WISDOMTREE GLBL HI|FILL|Tradestation Securities, Inc.|5
DEW|WISDOMTREE GLBL HI|FTBR|Foliofn Investments, Inc.|1
DEW|WISDOMTREE GLBL HI|GSCO|GOLDMAN SACHS & CO. LLC|14093
DEW|WISDOMTREE GLBL HI|HRBF|American Enterprise Investment Services Inc.|1179
DEW|WISDOMTREE GLBL HI|IBKR|Interactive Brokers Llc|50
DEW|WISDOMTREE GLBL HI|ICBX|INSTINET, LLC|1298
DEW|WISDOMTREE GLBL HI|INCA|INSTINET, LLC|600
DEW|WISDOMTREE GLBL HI|ITGP|ITG INC.|200
DEW|WISDOMTREE GLBL HI|JPMX|J.P. Morgan Securities LLC|2800
DEW|WISDOMTREE GLBL HI|JSEB|JANE STREET EXECUTION SERVICES, LLC|48194
DEW|WISDOMTREE GLBL HI|JSJX|JANE STREET CAPITAL LLC|9344
DEW|WISDOMTREE GLBL HI|KCGM|VIRTU Americas LLC|3489
DEW|WISDOMTREE GLBL HI|LEHM|Barclays Capital Inc./Le|7000
DEW|WISDOMTREE GLBL HI|LIME|Lime Brokerage LLC|2541
DEW|WISDOMTREE GLBL HI|MACC|Mid Atlantic Capital Corporation|67
DEW|WISDOMTREE GLBL HI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
DEW|WISDOMTREE GLBL HI|MSCO|MORGAN STANLEY & CO. LLC|2063
DEW|WISDOMTREE GLBL HI|MSPL|MORGAN STANLEY & CO. LLC|5700
DEW|WISDOMTREE GLBL HI|NFSC|National Financial Services LLC|6299
DEW|WISDOMTREE GLBL HI|NITE|VIRTU Americas LLC|4911
DEW|WISDOMTREE GLBL HI|PWJC|UBS Financial Services, Inc.|254
DEW|WISDOMTREE GLBL HI|RBCM|RBC CAPITAL MARKETS, LLC|1
DEW|WISDOMTREE GLBL HI|SGMT|GOLDMAN SACHS & CO. LLC|4208
DEW|WISDOMTREE GLBL HI|STFL|Stifel, Nicolaus & Company, Incorporated|8
DEW|WISDOMTREE GLBL HI|SWIM|TD Ameritrade, Inc.|2
DEW|WISDOMTREE GLBL HI|UBSA|UBS SECURITIES LLC|4487
DEW|WISDOMTREE GLBL HI|UBSS|UBS Securities LLC|2849
DEW|WISDOMTREE GLBL HI|VGRD|Vanguard Marketing Corporation|134
DEW|WISDOMTREE GLBL HI|WCHV|WELLS FARGO SECURITIES, LLC|2448
DEW|WISDOMTREE GLBL HI|WEDB|WEDBUSH SECURITIES INC.|1
DEW|WISDOMTREE GLBL HI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11277
DEWJ|ISHARES MSCI JAPAN|FMAF|NBCN Inc./ CDS|300
DEWJ|ISHARES MSCI JAPAN|NITE|VIRTU Americas LLC|10
DEX|DELAWARE ENH GBL DIV|ALTX|Alternet Securities Inc.|600
DEX|DELAWARE ENH GBL DIV|APCC|Apex Clearing Corporation|98
DEX|DELAWARE ENH GBL DIV|BARD|Robert W. Baird & Co. Incorporated|136
DEX|DELAWARE ENH GBL DIV|BATM|CBOE TRADING, INC.|52
DEX|DELAWARE ENH GBL DIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4000
DEX|DELAWARE ENH GBL DIV|BTIG|BTIG, LLC|7135
DEX|DELAWARE ENH GBL DIV|CANT|Cantor Fitzgerald & Co.|255
DEX|DELAWARE ENH GBL DIV|CHAS|Charles Schwab & Co., Inc.|701
DEX|DELAWARE ENH GBL DIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
DEX|DELAWARE ENH GBL DIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6472
DEX|DELAWARE ENH GBL DIV|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
DEX|DELAWARE ENH GBL DIV|DADA|D.A. Davidson & Co.|4108
DEX|DELAWARE ENH GBL DIV|DBAX|Deutsche Bank Securities Inc.|2700
DEX|DELAWARE ENH GBL DIV|DEAN|MORGAN STANLEY|717
DEX|DELAWARE ENH GBL DIV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3234
DEX|DELAWARE ENH GBL DIV|EBXL|EBX LLC|3500
DEX|DELAWARE ENH GBL DIV|EGAM|CBOE TRADING, INC.|106
DEX|DELAWARE ENH GBL DIV|ESPO|ESPOSITO SECURITIES, LLC|61964
DEX|DELAWARE ENH GBL DIV|ETBE|Electronic Transaction Clearing, Inc.|100
DEX|DELAWARE ENH GBL DIV|ETRS|E*Trade Securities LLC|2182
DEX|DELAWARE ENH GBL DIV|FBSB|U.S. Bancorp Investments, Inc.|100
DEX|DELAWARE ENH GBL DIV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|437
DEX|DELAWARE ENH GBL DIV|FTBR|Foliofn Investments, Inc.|1
DEX|DELAWARE ENH GBL DIV|GLPX|ACS EXECUTION SERVICES, LLC|100
DEX|DELAWARE ENH GBL DIV|GSCO|GOLDMAN SACHS & CO. LLC|3115
DEX|DELAWARE ENH GBL DIV|GSCS|GOLDMAN SACHS & CO. LLC|1200
DEX|DELAWARE ENH GBL DIV|GSLT|GOLDMAN SACHS & CO. LLC|100
DEX|DELAWARE ENH GBL DIV|GTSZ|GTS SECURITIES LLC|100
DEX|DELAWARE ENH GBL DIV|HRBF|American Enterprise Investment Services Inc.|372
DEX|DELAWARE ENH GBL DIV|IATS|INTERACTIVE BROKERS LLC|2603
DEX|DELAWARE ENH GBL DIV|IBKR|Interactive Brokers Llc|9832
DEX|DELAWARE ENH GBL DIV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|97
DEX|DELAWARE ENH GBL DIV|ICBX|INSTINET, LLC|490
DEX|DELAWARE ENH GBL DIV|INCA|INSTINET, LLC|508
DEX|DELAWARE ENH GBL DIV|ITGI|ITG Inc.|614
DEX|DELAWARE ENH GBL DIV|ITGP|ITG INC.|5000
DEX|DELAWARE ENH GBL DIV|JANY|Janney Montgomery Scott Inc.|9
DEX|DELAWARE ENH GBL DIV|JPMX|J.P. Morgan Securities LLC|2800
DEX|DELAWARE ENH GBL DIV|KCGM|VIRTU Americas LLC|5114
DEX|DELAWARE ENH GBL DIV|LEHM|Barclays Capital Inc./Le|8500
DEX|DELAWARE ENH GBL DIV|LIME|Lime Brokerage LLC|424
DEX|DELAWARE ENH GBL DIV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|778
DEX|DELAWARE ENH GBL DIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10434
DEX|DELAWARE ENH GBL DIV|MSCO|MORGAN STANLEY & CO. LLC|24024
DEX|DELAWARE ENH GBL DIV|MSPL|MORGAN STANLEY & CO. LLC|1900
DEX|DELAWARE ENH GBL DIV|NATL|National Securities Corporation|300
DEX|DELAWARE ENH GBL DIV|NFSC|National Financial Services LLC|65333
DEX|DELAWARE ENH GBL DIV|NITE|VIRTU Americas LLC|113122
DEX|DELAWARE ENH GBL DIV|NQRB|Brut, LLC|400
DEX|DELAWARE ENH GBL DIV|OPCO|Oppenheimer & Co. Inc.|2065
DEX|DELAWARE ENH GBL DIV|PDQM|CODA MARKETS, INC.|300
DEX|DELAWARE ENH GBL DIV|RBCM|RBC CAPITAL MARKETS, LLC|10984
DEX|DELAWARE ENH GBL DIV|SAGC|SAGETRADER, LLC|300
DEX|DELAWARE ENH GBL DIV|SBSH|Citigroup Global Markets Inc.|568
DEX|DELAWARE ENH GBL DIV|SGMT|GOLDMAN SACHS & CO. LLC|5515
DEX|DELAWARE ENH GBL DIV|SPHN|Stephens Inc.|288
DEX|DELAWARE ENH GBL DIV|STFL|Stifel, Nicolaus & Company, Incorporated|1006
DEX|DELAWARE ENH GBL DIV|SWIM|TD Ameritrade, Inc.|1801
DEX|DELAWARE ENH GBL DIV|SWST|Hilltop Securities Inc.|50519
DEX|DELAWARE ENH GBL DIV|TDCO|Thompson Davis & Co., Inc.|70
DEX|DELAWARE ENH GBL DIV|TKNG|ALLY INVEST SECURITIES LLC|100
DEX|DELAWARE ENH GBL DIV|TRBT|Tradebot Systems, Inc.|1721
DEX|DELAWARE ENH GBL DIV|UBSA|UBS SECURITIES LLC|5461
DEX|DELAWARE ENH GBL DIV|UBSS|UBS Securities LLC|14200
DEX|DELAWARE ENH GBL DIV|VALX|VIRTU AMERICAS LLC|55
DEX|DELAWARE ENH GBL DIV|VGRD|Vanguard Marketing Corporation|8490
DEX|DELAWARE ENH GBL DIV|WABR|Wall Street Access|5710
DEX|DELAWARE ENH GBL DIV|WCHV|WELLS FARGO SECURITIES, LLC|63765
DEX|DELAWARE ENH GBL DIV|WEDB|WEDBUSH SECURITIES INC.|153
DEX|DELAWARE ENH GBL DIV|WEED|Weeden & Co.L.P.|700
DEX|DELAWARE ENH GBL DIV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|466
DEX|DELAWARE ENH GBL DIV|WFPB|Wells Fargo Securities, LLC.|3800
DEX|DELAWARE ENH GBL DIV|WSEA|WOLVERINE SECURITIES, LLC|1277
DEX|DELAWARE ENH GBL DIV|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
DEX|DELAWARE ENH GBL DIV|YKNA|COMHAR CAPITAL MARKETS, LLC|100
DEX|DELAWARE ENH GBL DIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4981
DEZU|ISHARES MSCI EUROZON|CHAS|Charles Schwab & Co., Inc.|2
DEZU|ISHARES MSCI EUROZON|MSCO|MORGAN STANLEY & CO. LLC|234
DEZU|ISHARES MSCI EUROZON|UBSS|UBS Securities LLC|300
DF|DEAN FOODS CO|AGIS|Aegis Capital Corp.|355
DF|DEAN FOODS CO|ALTX|Alternet Securities Inc.|9400
DF|DEAN FOODS CO|APCC|Apex Clearing Corporation|8133
DF|DEAN FOODS CO|BARD|Robert W. Baird & Co. Incorporated|1809
DF|DEAN FOODS CO|BATM|CBOE TRADING, INC.|2452
DF|DEAN FOODS CO|BAYT|BTIG, LLC|100
DF|DEAN FOODS CO|BERN|Sanford C. Bernstein & Co., LLC|36360
DF|DEAN FOODS CO|BIAD|SAGETRADER, LLC|2136
DF|DEAN FOODS CO|BIDS|BIDS TRADING L.P.|200
DF|DEAN FOODS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28655
DF|DEAN FOODS CO|BLKX|INSTINET, LLC|10660
DF|DEAN FOODS CO|BNPX|BNP PARIBAS SECURITIES CORP.|20432
DF|DEAN FOODS CO|BRGE|Newbridge Securities Corp.|3900
DF|DEAN FOODS CO|BRVL|BLAYLOCK VAN, LLC|10660
DF|DEAN FOODS CO|BTIG|BTIG, LLC|2200
DF|DEAN FOODS CO|BYXM|CBOE TRADING, INC.|800
DF|DEAN FOODS CO|BZYD|GOLDMAN SACHS & CO. LLC|2000
DF|DEAN FOODS CO|CANT|Cantor Fitzgerald & Co.|23236
DF|DEAN FOODS CO|CHAS|Charles Schwab & Co., Inc.|5720
DF|DEAN FOODS CO|CIST|Capital Institutional Services, Inc.|2300
DF|DEAN FOODS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50256
DF|DEAN FOODS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
DF|DEAN FOODS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DF|DEAN FOODS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|331953
DF|DEAN FOODS CO|CTDL|Citadel Derivatives Group Llc|9977
DF|DEAN FOODS CO|CTLR|CUTLER GROUP, LP|900
DF|DEAN FOODS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|80888
DF|DEAN FOODS CO|DBAB|Deutsche Bank Securities Inc.|106227
DF|DEAN FOODS CO|DBAX|Deutsche Bank Securities Inc.|391300
DF|DEAN FOODS CO|DEAN|MORGAN STANLEY|6675
DF|DEAN FOODS CO|DEGS|RONIN PROFESSIONAL LLC|100
DF|DEAN FOODS CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23700
DF|DEAN FOODS CO|EBXL|EBX LLC|128500
DF|DEAN FOODS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2805
DF|DEAN FOODS CO|EDJO|Edward D. Jones & Co., L.P.|2466
DF|DEAN FOODS CO|EGAM|CBOE TRADING, INC.|9679
DF|DEAN FOODS CO|EGXM|CBOE TRADING, INC.|500
DF|DEAN FOODS CO|EGXW|CBOE TRADING, INC.|100
DF|DEAN FOODS CO|ETBE|Electronic Transaction Clearing, Inc.|3950
DF|DEAN FOODS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1900
DF|DEAN FOODS CO|ETRS|E*Trade Securities LLC|155822
DF|DEAN FOODS CO|FBSB|U.S. Bancorp Investments, Inc.|100
DF|DEAN FOODS CO|FILL|Tradestation Securities, Inc.|8853
DF|DEAN FOODS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2300
DF|DEAN FOODS CO|FQLS|Quantlab Securities LP|205853
DF|DEAN FOODS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77740
DF|DEAN FOODS CO|FTBR|Foliofn Investments, Inc.|7827
DF|DEAN FOODS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|5793
DF|DEAN FOODS CO|GLIS|TD Securities Inc|5562
DF|DEAN FOODS CO|GLPX|ACS EXECUTION SERVICES, LLC|12400
DF|DEAN FOODS CO|GSCO|GOLDMAN SACHS & CO. LLC|518434
DF|DEAN FOODS CO|GSCS|GOLDMAN SACHS & CO. LLC|2113
DF|DEAN FOODS CO|GSLT|GOLDMAN SACHS & CO. LLC|8474
DF|DEAN FOODS CO|GTSZ|GTS SECURITIES LLC|35577
DF|DEAN FOODS CO|HRBF|American Enterprise Investment Services Inc.|2984
DF|DEAN FOODS CO|HSBC|HSBC Securities, Inc.|12
DF|DEAN FOODS CO|IATS|INTERACTIVE BROKERS LLC|19734
DF|DEAN FOODS CO|IBKR|Interactive Brokers Llc|43500
DF|DEAN FOODS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|185
DF|DEAN FOODS CO|ICBX|INSTINET, LLC|64436
DF|DEAN FOODS CO|IEQY|CITADEL SECURITIES LLC|25109
DF|DEAN FOODS CO|INCA|INSTINET, LLC|173408
DF|DEAN FOODS CO|INJX|INSTINET, LLC|2241
DF|DEAN FOODS CO|ITGI|ITG Inc.|84026
DF|DEAN FOODS CO|ITGP|ITG INC.|206400
DF|DEAN FOODS CO|JANY|Janney Montgomery Scott Inc.|5014
DF|DEAN FOODS CO|JEFF|JEFFERIES LLC|108124
DF|DEAN FOODS CO|JMPT|JUMP TRADING, LLC|51002
DF|DEAN FOODS CO|JPBX|J.P. MORGAN SECURITIES LLC|123761
DF|DEAN FOODS CO|JPMX|J.P. Morgan Securities LLC|453960
DF|DEAN FOODS CO|JSJX|JANE STREET CAPITAL LLC|64803
DF|DEAN FOODS CO|KCGM|VIRTU Americas LLC|38631
DF|DEAN FOODS CO|LEHM|Barclays Capital Inc./Le|510167
DF|DEAN FOODS CO|LIME|Lime Brokerage LLC|8079
DF|DEAN FOODS CO|LOOP|Loop Capital Markets LLC|1477
DF|DEAN FOODS CO|LQNA|LIQUIDNET, INC.|18900
DF|DEAN FOODS CO|LSCI|Lek Securities Corporation|800
DF|DEAN FOODS CO|LVMR|LIVERMORE TRADING GROUP, INC.|8151
DF|DEAN FOODS CO|MAXM|Maxim Group LLC|1000
DF|DEAN FOODS CO|MCMF|Raymond James Ltd. Cds|9850
DF|DEAN FOODS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|233616
DF|DEAN FOODS CO|MOTF|MOTIF INVESTING, INC.|1
DF|DEAN FOODS CO|MSCO|MORGAN STANLEY & CO. LLC|948515
DF|DEAN FOODS CO|MSPL|MORGAN STANLEY & CO. LLC|598400
DF|DEAN FOODS CO|MSTX|MORGAN STANLEY & CO. LLC|175400
DF|DEAN FOODS CO|NFSC|National Financial Services LLC|306338
DF|DEAN FOODS CO|NITE|VIRTU Americas LLC|743539
DF|DEAN FOODS CO|NITP|VIRTU Americas LLC|200
DF|DEAN FOODS CO|NQRB|Brut, LLC|2331
DF|DEAN FOODS CO|NTRC|Northern Trust Securities, Inc.|1000
DF|DEAN FOODS CO|OHOS|TWO SIGMA SECURITIES, LLC|30368
DF|DEAN FOODS CO|OPCO|Oppenheimer & Co. Inc.|1602
DF|DEAN FOODS CO|PCPT|PHILLIP CAPITAL INC.|700
DF|DEAN FOODS CO|PDQM|CODA MARKETS, INC.|7077
DF|DEAN FOODS CO|PHLY|NASDAQ Execution Services, LLC|400
DF|DEAN FOODS CO|PWJC|UBS Financial Services, Inc.|4400
DF|DEAN FOODS CO|QMSR|QUATTRO M SECURITIES INC.|810
DF|DEAN FOODS CO|RBCM|RBC CAPITAL MARKETS, LLC|8733
DF|DEAN FOODS CO|SAGL|SAGETRADER, LLC|500
DF|DEAN FOODS CO|SAGW|SAGETRADER, LLC|132
DF|DEAN FOODS CO|SALI|INTL FCSTONE FINANCIAL INC.|27262
DF|DEAN FOODS CO|SBSH|Citigroup Global Markets Inc.|153188
DF|DEAN FOODS CO|SEIC|SEI Investments Distribution Co.|300
DF|DEAN FOODS CO|SGMT|GOLDMAN SACHS & CO. LLC|239528
DF|DEAN FOODS CO|STFL|Stifel, Nicolaus & Company, Incorporated|11253
DF|DEAN FOODS CO|STKP|STOCKPILE INVESTMENTS, INC.|288
DF|DEAN FOODS CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6309
DF|DEAN FOODS CO|SWIM|TD Ameritrade, Inc.|159926
DF|DEAN FOODS CO|SWST|Hilltop Securities Inc.|2667
DF|DEAN FOODS CO|TKNG|ALLY INVEST SECURITIES LLC|5269
DF|DEAN FOODS CO|TRBT|Tradebot Systems, Inc.|145784
DF|DEAN FOODS CO|TRCM|TRC MARKETS LLC|33127
DF|DEAN FOODS CO|TWTT|TASTYWORKS, INC.|100
DF|DEAN FOODS CO|UBSA|UBS SECURITIES LLC|523135
DF|DEAN FOODS CO|UBSS|UBS Securities LLC|478560
DF|DEAN FOODS CO|VALX|VIRTU AMERICAS LLC|32074
DF|DEAN FOODS CO|VGRD|Vanguard Marketing Corporation|56773
DF|DEAN FOODS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|500
DF|DEAN FOODS CO|WCHV|WELLS FARGO SECURITIES, LLC|82132
DF|DEAN FOODS CO|WEDB|WEDBUSH SECURITIES INC.|2512
DF|DEAN FOODS CO|WEED|Weeden & Co.L.P.|131810
DF|DEAN FOODS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2345
DF|DEAN FOODS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14194
DF|DEAN FOODS CO|WSEA|WOLVERINE SECURITIES, LLC|6568
DF|DEAN FOODS CO|XIST|INSTINET, LLC|167400
DF|DEAN FOODS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|55160
DF|DEAN FOODS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|41
DF|DEAN FOODS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6387
DFBG|DIFFERNTL BRANDS CM|ALTX|Alternet Securities Inc.|67803
DFBG|DIFFERNTL BRANDS CM|APCC|Apex Clearing Corporation|390410
DFBG|DIFFERNTL BRANDS CM|BATM|CBOE TRADING, INC.|10198
DFBG|DIFFERNTL BRANDS CM|BAYT|BTIG, LLC|5405
DFBG|DIFFERNTL BRANDS CM|BIMI|Banca IMI Securities Corp.|6443
DFBG|DIFFERNTL BRANDS CM|BYXM|CBOE TRADING, INC.|2000
DFBG|DIFFERNTL BRANDS CM|CHAS|Charles Schwab & Co., Inc.|24938
DFBG|DIFFERNTL BRANDS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|161688
DFBG|DIFFERNTL BRANDS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|111318
DFBG|DIFFERNTL BRANDS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|776184
DFBG|DIFFERNTL BRANDS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|261593
DFBG|DIFFERNTL BRANDS CM|CTDL|Citadel Derivatives Group Llc|8279
DFBG|DIFFERNTL BRANDS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|20032
DFBG|DIFFERNTL BRANDS CM|DBAB|Deutsche Bank Securities Inc.|2800
DFBG|DIFFERNTL BRANDS CM|DBAX|Deutsche Bank Securities Inc.|141200
DFBG|DIFFERNTL BRANDS CM|DEAN|MORGAN STANLEY|3125
DFBG|DIFFERNTL BRANDS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4300
DFBG|DIFFERNTL BRANDS CM|EBXL|EBX LLC|226000
DFBG|DIFFERNTL BRANDS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|19448
DFBG|DIFFERNTL BRANDS CM|EDJO|Edward D. Jones & Co., L.P.|300
DFBG|DIFFERNTL BRANDS CM|EGAM|CBOE TRADING, INC.|56203
DFBG|DIFFERNTL BRANDS CM|EGAW|CBOE TRADING, INC.|20541
DFBG|DIFFERNTL BRANDS CM|EGXM|CBOE TRADING, INC.|35433
DFBG|DIFFERNTL BRANDS CM|EGXW|CBOE TRADING, INC.|41463
DFBG|DIFFERNTL BRANDS CM|ETBE|Electronic Transaction Clearing, Inc.|2317
DFBG|DIFFERNTL BRANDS CM|ETCC|Electronic Transaction Clearing, Inc.|2480
DFBG|DIFFERNTL BRANDS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2300
DFBG|DIFFERNTL BRANDS CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|6740
DFBG|DIFFERNTL BRANDS CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1380760
DFBG|DIFFERNTL BRANDS CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|228780
DFBG|DIFFERNTL BRANDS CM|ETRS|E*Trade Securities LLC|2090251
DFBG|DIFFERNTL BRANDS CM|FBCO|Credit Suisse Securities (USA) LLC|920113
DFBG|DIFFERNTL BRANDS CM|FILL|Tradestation Securities, Inc.|91303
DFBG|DIFFERNTL BRANDS CM|FMAF|NBCN Inc./ CDS|26332
DFBG|DIFFERNTL BRANDS CM|FOMA|TD AMERITRADE CLEARING, INC.|2687937
DFBG|DIFFERNTL BRANDS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2544
DFBG|DIFFERNTL BRANDS CM|FTBR|Foliofn Investments, Inc.|590
DFBG|DIFFERNTL BRANDS CM|GLPX|ACS EXECUTION SERVICES, LLC|480660
DFBG|DIFFERNTL BRANDS CM|GSCO|GOLDMAN SACHS & CO. LLC|224666
DFBG|DIFFERNTL BRANDS CM|GSCS|GOLDMAN SACHS & CO. LLC|11700
DFBG|DIFFERNTL BRANDS CM|GSLT|GOLDMAN SACHS & CO. LLC|95630
DFBG|DIFFERNTL BRANDS CM|GTSZ|GTS SECURITIES LLC|2635
DFBG|DIFFERNTL BRANDS CM|HASF|Haywood Securities Inc./CDS|1500
DFBG|DIFFERNTL BRANDS CM|HRBF|American Enterprise Investment Services Inc.|871
DFBG|DIFFERNTL BRANDS CM|IATS|INTERACTIVE BROKERS LLC|70763
DFBG|DIFFERNTL BRANDS CM|IBKR|Interactive Brokers Llc|1688048
DFBG|DIFFERNTL BRANDS CM|ICBX|INSTINET, LLC|37248
DFBG|DIFFERNTL BRANDS CM|INCA|INSTINET, LLC|751178
DFBG|DIFFERNTL BRANDS CM|INJX|INSTINET, LLC|3285
DFBG|DIFFERNTL BRANDS CM|ITGI|ITG Inc.|220212
DFBG|DIFFERNTL BRANDS CM|ITGP|ITG INC.|36800
DFBG|DIFFERNTL BRANDS CM|JEFF|JEFFERIES LLC|3700
DFBG|DIFFERNTL BRANDS CM|JMPT|JUMP TRADING, LLC|2199
DFBG|DIFFERNTL BRANDS CM|JPMX|J.P. Morgan Securities LLC|152380
DFBG|DIFFERNTL BRANDS CM|JSJX|JANE STREET CAPITAL LLC|465
DFBG|DIFFERNTL BRANDS CM|KCGM|VIRTU Americas LLC|160306
DFBG|DIFFERNTL BRANDS CM|LEHM|Barclays Capital Inc./Le|365550
DFBG|DIFFERNTL BRANDS CM|LIME|Lime Brokerage LLC|39240
DFBG|DIFFERNTL BRANDS CM|LSCI|Lek Securities Corporation|15370
DFBG|DIFFERNTL BRANDS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5403
DFBG|DIFFERNTL BRANDS CM|MAVB|Great Point Capital LLC|1320
DFBG|DIFFERNTL BRANDS CM|MAXM|Maxim Group LLC|3905
DFBG|DIFFERNTL BRANDS CM|MICA|Spartan Securities Group, Ltd.|28436
DFBG|DIFFERNTL BRANDS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35051
DFBG|DIFFERNTL BRANDS CM|MOTF|MOTIF INVESTING, INC.|1
DFBG|DIFFERNTL BRANDS CM|MSCO|MORGAN STANLEY & CO. LLC|2147972
DFBG|DIFFERNTL BRANDS CM|MSPL|MORGAN STANLEY & CO. LLC|14200
DFBG|DIFFERNTL BRANDS CM|NFSC|National Financial Services LLC|1274768
DFBG|DIFFERNTL BRANDS CM|NITE|VIRTU Americas LLC|3905683
DFBG|DIFFERNTL BRANDS CM|NQRB|Brut, LLC|14098
DFBG|DIFFERNTL BRANDS CM|OPCO|Oppenheimer & Co. Inc.|470
DFBG|DIFFERNTL BRANDS CM|PCPT|PHILLIP CAPITAL INC.|147792
DFBG|DIFFERNTL BRANDS CM|PDQM|CODA MARKETS, INC.|602417
DFBG|DIFFERNTL BRANDS CM|POIN|PRECISION SECURITIES, LLC (POIN)|1700
DFBG|DIFFERNTL BRANDS CM|PWJC|UBS Financial Services, Inc.|1350
DFBG|DIFFERNTL BRANDS CM|RAJA|Raymond James & Associates, Inc.|4111
DFBG|DIFFERNTL BRANDS CM|RBCM|RBC CAPITAL MARKETS, LLC|1516
DFBG|DIFFERNTL BRANDS CM|RGLD|Regal Securities, Inc|1743
DFBG|DIFFERNTL BRANDS CM|SAGL|SAGETRADER, LLC|5763
DFBG|DIFFERNTL BRANDS CM|SBSH|Citigroup Global Markets Inc.|40805
DFBG|DIFFERNTL BRANDS CM|SGMT|GOLDMAN SACHS & CO. LLC|150688
DFBG|DIFFERNTL BRANDS CM|SPDR|SPEEDROUTE LLC|525077
DFBG|DIFFERNTL BRANDS CM|SPNT|SEVEN POINTS CAPITAL, LLC|100
DFBG|DIFFERNTL BRANDS CM|SPTD|MINT GLOBAL MARKETS, INC.|17115
DFBG|DIFFERNTL BRANDS CM|SWIM|TD Ameritrade, Inc.|2228978
DFBG|DIFFERNTL BRANDS CM|SWST|Hilltop Securities Inc.|8405
DFBG|DIFFERNTL BRANDS CM|TKNG|ALLY INVEST SECURITIES LLC|61480
DFBG|DIFFERNTL BRANDS CM|TRCM|TRC MARKETS LLC|10272
DFBG|DIFFERNTL BRANDS CM|TRWN|T.R. Winston & Company, LLC|5100
DFBG|DIFFERNTL BRANDS CM|TWTT|TASTYWORKS, INC.|9750
DFBG|DIFFERNTL BRANDS CM|UBSA|UBS SECURITIES LLC|540793
DFBG|DIFFERNTL BRANDS CM|UBSS|UBS Securities LLC|606302
DFBG|DIFFERNTL BRANDS CM|VGRD|Vanguard Marketing Corporation|33802
DFBG|DIFFERNTL BRANDS CM|VSIN|Vision Financial Markets Llc|28232
DFBG|DIFFERNTL BRANDS CM|WCHV|WELLS FARGO SECURITIES, LLC|72215
DFBG|DIFFERNTL BRANDS CM|WEDB|WEDBUSH SECURITIES INC.|101295
DFBG|DIFFERNTL BRANDS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11178
DFBG|DIFFERNTL BRANDS CM|WGIF|CIBC World Markets Inc.|41100
DFBG|DIFFERNTL BRANDS CM|WSEA|WOLVERINE SECURITIES, LLC|136804
DFBG|DIFFERNTL BRANDS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|10850
DFBG|DIFFERNTL BRANDS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|69680
DFBG|DIFFERNTL BRANDS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1300
DFBH|DFB HEALTHCARE AQ CM|CANT|Cantor Fitzgerald & Co.|842099
DFBH|DFB HEALTHCARE AQ CM|FBCO|Credit Suisse Securities (USA) LLC|25000
DFBH|DFB HEALTHCARE AQ CM|JEFF|JEFFERIES LLC|10000
DFBH|DFB HEALTHCARE AQ CM|LIME|Lime Brokerage LLC|300
DFBH|DFB HEALTHCARE AQ CM|NFSC|National Financial Services LLC|1000
DFBH|DFB HEALTHCARE AQ CM|PWJC|UBS Financial Services, Inc.|1200
DFBH|DFB HEALTHCARE AQ CM|UBSS|UBS Securities LLC|1200
DFBHU|DFB HEALTHCARE AQ UT|FOMA|TD AMERITRADE CLEARING, INC.|50
DFBHU|DFB HEALTHCARE AQ UT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|250
DFBHU|DFB HEALTHCARE AQ UT|GSCO|GOLDMAN SACHS & CO. LLC|6371
DFBHU|DFB HEALTHCARE AQ UT|IBKR|Interactive Brokers Llc|40
DFBHU|DFB HEALTHCARE AQ UT|ITGI|ITG Inc.|270
DFBHU|DFB HEALTHCARE AQ UT|JPMX|J.P. Morgan Securities LLC|200
DFBHU|DFB HEALTHCARE AQ UT|LIME|Lime Brokerage LLC|454
DFBHU|DFB HEALTHCARE AQ UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|580
DFBHU|DFB HEALTHCARE AQ UT|MSCO|MORGAN STANLEY & CO. LLC|604
DFBHU|DFB HEALTHCARE AQ UT|NFSC|National Financial Services LLC|557
DFBHU|DFB HEALTHCARE AQ UT|NITE|VIRTU Americas LLC|1080
DFBHU|DFB HEALTHCARE AQ UT|RAJA|Raymond James & Associates, Inc.|1000
DFBHU|DFB HEALTHCARE AQ UT|TDSI|TD Securities (USA) LLC|15000
DFBHU|DFB HEALTHCARE AQ UT|TKNG|ALLY INVEST SECURITIES LLC|20
DFBHU|DFB HEALTHCARE AQ UT|TRCM|TRC MARKETS LLC|50
DFBHU|DFB HEALTHCARE AQ UT|UBSA|UBS SECURITIES LLC|100
DFBHW|DFB HEALTHCARE AQ WT|FOMA|TD AMERITRADE CLEARING, INC.|1000
DFBHW|DFB HEALTHCARE AQ WT|NITE|VIRTU Americas LLC|1000
DFE|WISDOMTREE EU SC DIV|ADAM|CANACCORD GENUITY INC.|500
DFE|WISDOMTREE EU SC DIV|ALTX|Alternet Securities Inc.|100
DFE|WISDOMTREE EU SC DIV|APCC|Apex Clearing Corporation|60
DFE|WISDOMTREE EU SC DIV|BARD|Robert W. Baird & Co. Incorporated|87
DFE|WISDOMTREE EU SC DIV|BBNT|BB&T SECURITIES, LLC|4326
DFE|WISDOMTREE EU SC DIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1583
DFE|WISDOMTREE EU SC DIV|BYXM|CBOE TRADING, INC.|100
DFE|WISDOMTREE EU SC DIV|CANT|Cantor Fitzgerald & Co.|168234
DFE|WISDOMTREE EU SC DIV|CHAS|Charles Schwab & Co., Inc.|199
DFE|WISDOMTREE EU SC DIV|CICF|Canaccord Genuity Corp.|1820
DFE|WISDOMTREE EU SC DIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13217
DFE|WISDOMTREE EU SC DIV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DFE|WISDOMTREE EU SC DIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33380
DFE|WISDOMTREE EU SC DIV|CSIN|Citadel Securities Institutional LLC|27440
DFE|WISDOMTREE EU SC DIV|CTDL|Citadel Derivatives Group Llc|105166
DFE|WISDOMTREE EU SC DIV|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
DFE|WISDOMTREE EU SC DIV|DBAB|Deutsche Bank Securities Inc.|793
DFE|WISDOMTREE EU SC DIV|DBAX|Deutsche Bank Securities Inc.|19600
DFE|WISDOMTREE EU SC DIV|DEAN|MORGAN STANLEY|12819
DFE|WISDOMTREE EU SC DIV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3740
DFE|WISDOMTREE EU SC DIV|EBXL|EBX LLC|43200
DFE|WISDOMTREE EU SC DIV|ECUT|CONVERGEX EXECUTION SOLUTIONS|10523
DFE|WISDOMTREE EU SC DIV|EDJO|Edward D. Jones & Co., L.P.|726
DFE|WISDOMTREE EU SC DIV|EGXM|CBOE TRADING, INC.|422
DFE|WISDOMTREE EU SC DIV|EGXW|CBOE TRADING, INC.|200
DFE|WISDOMTREE EU SC DIV|ETBE|Electronic Transaction Clearing, Inc.|400
DFE|WISDOMTREE EU SC DIV|ETCB|ETC BROKERAGE SERVICES, LLC|183
DFE|WISDOMTREE EU SC DIV|ETRS|E*Trade Securities LLC|3241
DFE|WISDOMTREE EU SC DIV|FBSB|U.S. Bancorp Investments, Inc.|137
DFE|WISDOMTREE EU SC DIV|FIDT|Fidelity Clearing Canada ULC./ CDS|140
DFE|WISDOMTREE EU SC DIV|FILL|Tradestation Securities, Inc.|1761
DFE|WISDOMTREE EU SC DIV|FLTU|FLOW TRADERS US LLC|2400
DFE|WISDOMTREE EU SC DIV|FMAF|NBCN Inc./ CDS|685
DFE|WISDOMTREE EU SC DIV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
DFE|WISDOMTREE EU SC DIV|FTBR|Foliofn Investments, Inc.|31
DFE|WISDOMTREE EU SC DIV|GBMT|GBM International, Inc.|3300
DFE|WISDOMTREE EU SC DIV|GLPX|ACS EXECUTION SERVICES, LLC|2826
DFE|WISDOMTREE EU SC DIV|GSCO|GOLDMAN SACHS & CO. LLC|29553
DFE|WISDOMTREE EU SC DIV|GSLT|GOLDMAN SACHS & CO. LLC|1790
DFE|WISDOMTREE EU SC DIV|GTSZ|GTS SECURITIES LLC|100
DFE|WISDOMTREE EU SC DIV|HRBF|American Enterprise Investment Services Inc.|10266
DFE|WISDOMTREE EU SC DIV|IATS|INTERACTIVE BROKERS LLC|3080
DFE|WISDOMTREE EU SC DIV|IBKR|Interactive Brokers Llc|7200
DFE|WISDOMTREE EU SC DIV|ICBX|INSTINET, LLC|35207
DFE|WISDOMTREE EU SC DIV|INCA|INSTINET, LLC|20000
DFE|WISDOMTREE EU SC DIV|INJX|INSTINET, LLC|505
DFE|WISDOMTREE EU SC DIV|ITGI|ITG Inc.|2809
DFE|WISDOMTREE EU SC DIV|ITGP|ITG INC.|18000
DFE|WISDOMTREE EU SC DIV|JANY|Janney Montgomery Scott Inc.|3061
DFE|WISDOMTREE EU SC DIV|JEFF|JEFFERIES LLC|844
DFE|WISDOMTREE EU SC DIV|JMPT|JUMP TRADING, LLC|267
DFE|WISDOMTREE EU SC DIV|JPMX|J.P. Morgan Securities LLC|26842
DFE|WISDOMTREE EU SC DIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|181078
DFE|WISDOMTREE EU SC DIV|JSJX|JANE STREET CAPITAL LLC|101697
DFE|WISDOMTREE EU SC DIV|KCGM|VIRTU Americas LLC|15073
DFE|WISDOMTREE EU SC DIV|LEHM|Barclays Capital Inc./Le|36600
DFE|WISDOMTREE EU SC DIV|LGNT|COR CLEARING LLC|2
DFE|WISDOMTREE EU SC DIV|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|5347
DFE|WISDOMTREE EU SC DIV|LIME|Lime Brokerage LLC|6290
DFE|WISDOMTREE EU SC DIV|LSCI|Lek Securities Corporation|2614
DFE|WISDOMTREE EU SC DIV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4200
DFE|WISDOMTREE EU SC DIV|MACC|Mid Atlantic Capital Corporation|10
DFE|WISDOMTREE EU SC DIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76322
DFE|WISDOMTREE EU SC DIV|MSCO|MORGAN STANLEY & CO. LLC|80490
DFE|WISDOMTREE EU SC DIV|MSPL|MORGAN STANLEY & CO. LLC|17800
DFE|WISDOMTREE EU SC DIV|NFSC|National Financial Services LLC|59306
DFE|WISDOMTREE EU SC DIV|NITE|VIRTU Americas LLC|135652
DFE|WISDOMTREE EU SC DIV|NTBF|BMO Nesbitt Burns Inc./CDS|32
DFE|WISDOMTREE EU SC DIV|OPCO|Oppenheimer & Co. Inc.|777
DFE|WISDOMTREE EU SC DIV|PDQM|CODA MARKETS, INC.|6133
DFE|WISDOMTREE EU SC DIV|PICT|Pictet Overseas Inc.|800
DFE|WISDOMTREE EU SC DIV|PWJC|UBS Financial Services, Inc.|4660
DFE|WISDOMTREE EU SC DIV|RBCM|RBC CAPITAL MARKETS, LLC|2818
DFE|WISDOMTREE EU SC DIV|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|400
DFE|WISDOMTREE EU SC DIV|SAGL|SAGETRADER, LLC|1500
DFE|WISDOMTREE EU SC DIV|SBSH|Citigroup Global Markets Inc.|8906
DFE|WISDOMTREE EU SC DIV|SEIC|SEI Investments Distribution Co.|100
DFE|WISDOMTREE EU SC DIV|SGMT|GOLDMAN SACHS & CO. LLC|40824
DFE|WISDOMTREE EU SC DIV|SPDR|SPEEDROUTE LLC|800
DFE|WISDOMTREE EU SC DIV|SPHN|Stephens Inc.|117
DFE|WISDOMTREE EU SC DIV|STFL|Stifel, Nicolaus & Company, Incorporated|2006
DFE|WISDOMTREE EU SC DIV|SWIM|TD Ameritrade, Inc.|4561
DFE|WISDOMTREE EU SC DIV|TRBT|Tradebot Systems, Inc.|100
DFE|WISDOMTREE EU SC DIV|TRCM|TRC MARKETS LLC|470
DFE|WISDOMTREE EU SC DIV|UBSS|UBS Securities LLC|125146
DFE|WISDOMTREE EU SC DIV|VALX|VIRTU AMERICAS LLC|502
DFE|WISDOMTREE EU SC DIV|VGRD|Vanguard Marketing Corporation|3631
DFE|WISDOMTREE EU SC DIV|VSIN|Vision Financial Markets Llc|20
DFE|WISDOMTREE EU SC DIV|WBET|Wallachbeth Capital LLC|20
DFE|WISDOMTREE EU SC DIV|WCHV|WELLS FARGO SECURITIES, LLC|245788
DFE|WISDOMTREE EU SC DIV|WEDB|WEDBUSH SECURITIES INC.|300
DFE|WISDOMTREE EU SC DIV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|166
DFE|WISDOMTREE EU SC DIV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|279
DFE|WISDOMTREE EU SC DIV|WGIF|CIBC World Markets Inc.|54
DFE|WISDOMTREE EU SC DIV|WSEA|WOLVERINE SECURITIES, LLC|203
DFE|WISDOMTREE EU SC DIV|XPUS|XP SECURITIES, LLC|6976
DFE|WISDOMTREE EU SC DIV|XSTM|NATIONAL FINANCIAL SERVICES LLC|3990
DFE|WISDOMTREE EU SC DIV|YKNA|COMHAR CAPITAL MARKETS, LLC|107
DFE|WISDOMTREE EU SC DIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9424
DFEN|DIREXION DAILY AEROS|APCC|Apex Clearing Corporation|1023
DFEN|DIREXION DAILY AEROS|BATM|CBOE TRADING, INC.|400
DFEN|DIREXION DAILY AEROS|BIMI|Banca IMI Securities Corp.|75
DFEN|DIREXION DAILY AEROS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|692
DFEN|DIREXION DAILY AEROS|CHAS|Charles Schwab & Co., Inc.|397
DFEN|DIREXION DAILY AEROS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
DFEN|DIREXION DAILY AEROS|CRFN|ROBINHOOD FINANCIAL, LLC|10
DFEN|DIREXION DAILY AEROS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3815
DFEN|DIREXION DAILY AEROS|DBAX|Deutsche Bank Securities Inc.|600
DFEN|DIREXION DAILY AEROS|DEAN|MORGAN STANLEY|2264
DFEN|DIREXION DAILY AEROS|DEGS|RONIN PROFESSIONAL LLC|16700
DFEN|DIREXION DAILY AEROS|EBXL|EBX LLC|1300
DFEN|DIREXION DAILY AEROS|ECUT|CONVERGEX EXECUTION SOLUTIONS|110
DFEN|DIREXION DAILY AEROS|EGAM|CBOE TRADING, INC.|47
DFEN|DIREXION DAILY AEROS|EGXM|CBOE TRADING, INC.|245
DFEN|DIREXION DAILY AEROS|ETBE|Electronic Transaction Clearing, Inc.|100
DFEN|DIREXION DAILY AEROS|ETRS|E*Trade Securities LLC|41115
DFEN|DIREXION DAILY AEROS|FILL|Tradestation Securities, Inc.|7402
DFEN|DIREXION DAILY AEROS|FMAF|NBCN Inc./ CDS|234
DFEN|DIREXION DAILY AEROS|FTBR|Foliofn Investments, Inc.|7791
DFEN|DIREXION DAILY AEROS|GLIS|TD Securities Inc|660
DFEN|DIREXION DAILY AEROS|GSLT|GOLDMAN SACHS & CO. LLC|114
DFEN|DIREXION DAILY AEROS|GTSZ|GTS SECURITIES LLC|26
DFEN|DIREXION DAILY AEROS|HRBF|American Enterprise Investment Services Inc.|850
DFEN|DIREXION DAILY AEROS|IATS|INTERACTIVE BROKERS LLC|5901
DFEN|DIREXION DAILY AEROS|IBKR|Interactive Brokers Llc|12946
DFEN|DIREXION DAILY AEROS|ICBX|INSTINET, LLC|600
DFEN|DIREXION DAILY AEROS|INCA|INSTINET, LLC|2012
DFEN|DIREXION DAILY AEROS|JPMX|J.P. Morgan Securities LLC|400
DFEN|DIREXION DAILY AEROS|JSJX|JANE STREET CAPITAL LLC|45731
DFEN|DIREXION DAILY AEROS|KCGM|VIRTU Americas LLC|3038
DFEN|DIREXION DAILY AEROS|LEHM|Barclays Capital Inc./Le|2600
DFEN|DIREXION DAILY AEROS|LIME|Lime Brokerage LLC|14461
DFEN|DIREXION DAILY AEROS|LSCI|Lek Securities Corporation|158
DFEN|DIREXION DAILY AEROS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
DFEN|DIREXION DAILY AEROS|MOTF|MOTIF INVESTING, INC.|6
DFEN|DIREXION DAILY AEROS|MSCO|MORGAN STANLEY & CO. LLC|19879
DFEN|DIREXION DAILY AEROS|NFSC|National Financial Services LLC|210530
DFEN|DIREXION DAILY AEROS|NITE|VIRTU Americas LLC|163968
DFEN|DIREXION DAILY AEROS|NTBF|BMO Nesbitt Burns Inc./CDS|795
DFEN|DIREXION DAILY AEROS|OPCO|Oppenheimer & Co. Inc.|700
DFEN|DIREXION DAILY AEROS|SBSH|Citigroup Global Markets Inc.|230
DFEN|DIREXION DAILY AEROS|SGMT|GOLDMAN SACHS & CO. LLC|2865
DFEN|DIREXION DAILY AEROS|SOGO|Wang Investment Associates, Inc.|24
DFEN|DIREXION DAILY AEROS|SWIM|TD Ameritrade, Inc.|33317
DFEN|DIREXION DAILY AEROS|SWST|Hilltop Securities Inc.|100
DFEN|DIREXION DAILY AEROS|TKNG|ALLY INVEST SECURITIES LLC|4583
DFEN|DIREXION DAILY AEROS|TRCM|TRC MARKETS LLC|50
DFEN|DIREXION DAILY AEROS|TWTT|TASTYWORKS, INC.|22
DFEN|DIREXION DAILY AEROS|UBSA|UBS SECURITIES LLC|15581
DFEN|DIREXION DAILY AEROS|UBSS|UBS Securities LLC|17069
DFEN|DIREXION DAILY AEROS|VALX|VIRTU AMERICAS LLC|2042
DFEN|DIREXION DAILY AEROS|VGRD|Vanguard Marketing Corporation|19522
DFEN|DIREXION DAILY AEROS|VSIN|Vision Financial Markets Llc|178
DFEN|DIREXION DAILY AEROS|WCHV|WELLS FARGO SECURITIES, LLC|711
DFEN|DIREXION DAILY AEROS|WEDB|WEDBUSH SECURITIES INC.|800
DFEN|DIREXION DAILY AEROS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1670
DFEN|DIREXION DAILY AEROS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3764
DFEN|DIREXION DAILY AEROS|WGIF|CIBC World Markets Inc.|30
DFEN|DIREXION DAILY AEROS|WSEA|WOLVERINE SECURITIES, LLC|2549
DFEN|DIREXION DAILY AEROS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
DFFN|DIFFUSION PHARMA CS|APCC|Apex Clearing Corporation|8230
DFFN|DIFFUSION PHARMA CS|BATM|CBOE TRADING, INC.|100
DFFN|DIFFUSION PHARMA CS|BIMI|Banca IMI Securities Corp.|18820
DFFN|DIFFUSION PHARMA CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1481
DFFN|DIFFUSION PHARMA CS|CANT|Cantor Fitzgerald & Co.|307
DFFN|DIFFUSION PHARMA CS|CHAS|Charles Schwab & Co., Inc.|3000
DFFN|DIFFUSION PHARMA CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5900
DFFN|DIFFUSION PHARMA CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20202
DFFN|DIFFUSION PHARMA CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DFFN|DIFFUSION PHARMA CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1590
DFFN|DIFFUSION PHARMA CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
DFFN|DIFFUSION PHARMA CS|DBAB|Deutsche Bank Securities Inc.|9728
DFFN|DIFFUSION PHARMA CS|DBAX|Deutsche Bank Securities Inc.|200
DFFN|DIFFUSION PHARMA CS|EBXL|EBX LLC|2600
DFFN|DIFFUSION PHARMA CS|EDJO|Edward D. Jones & Co., L.P.|2254
DFFN|DIFFUSION PHARMA CS|EGAM|CBOE TRADING, INC.|7060
DFFN|DIFFUSION PHARMA CS|EGXM|CBOE TRADING, INC.|2100
DFFN|DIFFUSION PHARMA CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
DFFN|DIFFUSION PHARMA CS|ETRS|E*Trade Securities LLC|277615
DFFN|DIFFUSION PHARMA CS|FBCO|Credit Suisse Securities (USA) LLC|59095
DFFN|DIFFUSION PHARMA CS|FILL|Tradestation Securities, Inc.|17540
DFFN|DIFFUSION PHARMA CS|FMAF|NBCN Inc./ CDS|27022
DFFN|DIFFUSION PHARMA CS|FOMA|TD AMERITRADE CLEARING, INC.|477046
DFFN|DIFFUSION PHARMA CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|377
DFFN|DIFFUSION PHARMA CS|FTBR|Foliofn Investments, Inc.|897
DFFN|DIFFUSION PHARMA CS|GEBB|GLOBAL EXECUTION BROKERS, LP|1336
DFFN|DIFFUSION PHARMA CS|GSCO|GOLDMAN SACHS & CO. LLC|7807
DFFN|DIFFUSION PHARMA CS|GSLT|GOLDMAN SACHS & CO. LLC|3207
DFFN|DIFFUSION PHARMA CS|GTSZ|GTS SECURITIES LLC|4545
DFFN|DIFFUSION PHARMA CS|HRBF|American Enterprise Investment Services Inc.|600
DFFN|DIFFUSION PHARMA CS|HSBC|HSBC Securities, Inc.|300
DFFN|DIFFUSION PHARMA CS|IATS|INTERACTIVE BROKERS LLC|6553
DFFN|DIFFUSION PHARMA CS|IBKR|Interactive Brokers Llc|90680
DFFN|DIFFUSION PHARMA CS|ICBX|INSTINET, LLC|1900
DFFN|DIFFUSION PHARMA CS|INCA|INSTINET, LLC|54174
DFFN|DIFFUSION PHARMA CS|INJX|INSTINET, LLC|17471
DFFN|DIFFUSION PHARMA CS|ITGI|ITG Inc.|1000
DFFN|DIFFUSION PHARMA CS|JMPT|JUMP TRADING, LLC|1000
DFFN|DIFFUSION PHARMA CS|JPMX|J.P. Morgan Securities LLC|200
DFFN|DIFFUSION PHARMA CS|KCGM|VIRTU Americas LLC|100
DFFN|DIFFUSION PHARMA CS|LEHM|Barclays Capital Inc./Le|6225
DFFN|DIFFUSION PHARMA CS|LIME|Lime Brokerage LLC|3897
DFFN|DIFFUSION PHARMA CS|LSCI|Lek Securities Corporation|280
DFFN|DIFFUSION PHARMA CS|MAXM|Maxim Group LLC|12124
DFFN|DIFFUSION PHARMA CS|MBTS|ALLY INVEST SECURITIES LLC|13606
DFFN|DIFFUSION PHARMA CS|MSCO|MORGAN STANLEY & CO. LLC|171018
DFFN|DIFFUSION PHARMA CS|NFSC|National Financial Services LLC|560846
DFFN|DIFFUSION PHARMA CS|NITE|VIRTU Americas LLC|1287093
DFFN|DIFFUSION PHARMA CS|NITP|VIRTU Americas LLC|2100
DFFN|DIFFUSION PHARMA CS|NQRB|Brut, LLC|8977
DFFN|DIFFUSION PHARMA CS|PDQM|CODA MARKETS, INC.|72975
DFFN|DIFFUSION PHARMA CS|SAGL|SAGETRADER, LLC|2700
DFFN|DIFFUSION PHARMA CS|SBSH|Citigroup Global Markets Inc.|24991
DFFN|DIFFUSION PHARMA CS|SGMT|GOLDMAN SACHS & CO. LLC|209
DFFN|DIFFUSION PHARMA CS|SPDR|SPEEDROUTE LLC|4728
DFFN|DIFFUSION PHARMA CS|SWIM|TD Ameritrade, Inc.|413924
DFFN|DIFFUSION PHARMA CS|SWST|Hilltop Securities Inc.|10000
DFFN|DIFFUSION PHARMA CS|TKNG|ALLY INVEST SECURITIES LLC|19683
DFFN|DIFFUSION PHARMA CS|UBSA|UBS SECURITIES LLC|26964
DFFN|DIFFUSION PHARMA CS|UBSS|UBS Securities LLC|153005
DFFN|DIFFUSION PHARMA CS|VGRD|Vanguard Marketing Corporation|10214
DFFN|DIFFUSION PHARMA CS|VSIN|Vision Financial Markets Llc|1245
DFFN|DIFFUSION PHARMA CS|WCHV|WELLS FARGO SECURITIES, LLC|3674
DFFN|DIFFUSION PHARMA CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3813
DFFN|DIFFUSION PHARMA CS|WGIF|CIBC World Markets Inc.|4400
DFFN|DIFFUSION PHARMA CS|WSEA|WOLVERINE SECURITIES, LLC|39995
DFIN|DONNELLEY FINL SOL|ALTX|Alternet Securities Inc.|10405
DFIN|DONNELLEY FINL SOL|ANOS|ABEL/NOSER, L.L.C.|680
DFIN|DONNELLEY FINL SOL|APCC|Apex Clearing Corporation|101
DFIN|DONNELLEY FINL SOL|AQUA|AQUA SECURITIES L.P.|2700
DFIN|DONNELLEY FINL SOL|BATM|CBOE TRADING, INC.|3466
DFIN|DONNELLEY FINL SOL|BAYT|BTIG, LLC|700
DFIN|DONNELLEY FINL SOL|BBNT|BB&T SECURITIES, LLC|100
DFIN|DONNELLEY FINL SOL|BERN|Sanford C. Bernstein & Co., LLC|10339
DFIN|DONNELLEY FINL SOL|BIDS|BIDS TRADING L.P.|25100
DFIN|DONNELLEY FINL SOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6046
DFIN|DONNELLEY FINL SOL|BLKX|INSTINET, LLC|28700
DFIN|DONNELLEY FINL SOL|BNPX|BNP PARIBAS SECURITIES CORP.|8081
DFIN|DONNELLEY FINL SOL|BRVL|BLAYLOCK VAN, LLC|400
DFIN|DONNELLEY FINL SOL|BTIG|BTIG, LLC|102400
DFIN|DONNELLEY FINL SOL|BYXM|CBOE TRADING, INC.|585
DFIN|DONNELLEY FINL SOL|BZYD|GOLDMAN SACHS & CO. LLC|2711
DFIN|DONNELLEY FINL SOL|CMPT|Compass Point Research & Trading, LLC|100
DFIN|DONNELLEY FINL SOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|229507
DFIN|DONNELLEY FINL SOL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5670
DFIN|DONNELLEY FINL SOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|280820
DFIN|DONNELLEY FINL SOL|CSIN|Citadel Securities Institutional LLC|1233
DFIN|DONNELLEY FINL SOL|CTDL|Citadel Derivatives Group Llc|1837
DFIN|DONNELLEY FINL SOL|CTLR|CUTLER GROUP, LP|200
DFIN|DONNELLEY FINL SOL|CXCX|CITIGROUP GLOBAL MARKETS INC.|64828
DFIN|DONNELLEY FINL SOL|DADA|D.A. Davidson & Co.|75485
DFIN|DONNELLEY FINL SOL|DBAB|Deutsche Bank Securities Inc.|87343
DFIN|DONNELLEY FINL SOL|DBAX|Deutsche Bank Securities Inc.|224600
DFIN|DONNELLEY FINL SOL|DBUL|Deutsche Bank Securities Inc.|100
DFIN|DONNELLEY FINL SOL|DEAN|MORGAN STANLEY|118
DFIN|DONNELLEY FINL SOL|DEGS|RONIN PROFESSIONAL LLC|2139
DFIN|DONNELLEY FINL SOL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5200
DFIN|DONNELLEY FINL SOL|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|642
DFIN|DONNELLEY FINL SOL|EBXL|EBX LLC|231200
DFIN|DONNELLEY FINL SOL|ECUT|CONVERGEX EXECUTION SOLUTIONS|121195
DFIN|DONNELLEY FINL SOL|EDJO|Edward D. Jones & Co., L.P.|1046
DFIN|DONNELLEY FINL SOL|EGAM|CBOE TRADING, INC.|8567
DFIN|DONNELLEY FINL SOL|EGAW|CBOE TRADING, INC.|100
DFIN|DONNELLEY FINL SOL|EGMT|EG MARKET TECHNOLOGIES LLC|300
DFIN|DONNELLEY FINL SOL|EGXM|CBOE TRADING, INC.|3139
DFIN|DONNELLEY FINL SOL|EGXW|CBOE TRADING, INC.|3
DFIN|DONNELLEY FINL SOL|ETBE|Electronic Transaction Clearing, Inc.|4172
DFIN|DONNELLEY FINL SOL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3416
DFIN|DONNELLEY FINL SOL|ETRS|E*Trade Securities LLC|7789
DFIN|DONNELLEY FINL SOL|FILL|Tradestation Securities, Inc.|200
DFIN|DONNELLEY FINL SOL|FMAF|NBCN Inc./ CDS|309
DFIN|DONNELLEY FINL SOL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5335
DFIN|DONNELLEY FINL SOL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|211720
DFIN|DONNELLEY FINL SOL|FTBR|Foliofn Investments, Inc.|23
DFIN|DONNELLEY FINL SOL|GEBB|GLOBAL EXECUTION BROKERS, LP|300
DFIN|DONNELLEY FINL SOL|GLIS|TD Securities Inc|1500
DFIN|DONNELLEY FINL SOL|GLPX|ACS EXECUTION SERVICES, LLC|6920
DFIN|DONNELLEY FINL SOL|GSCO|GOLDMAN SACHS & CO. LLC|140062
DFIN|DONNELLEY FINL SOL|GSCS|GOLDMAN SACHS & CO. LLC|500
DFIN|DONNELLEY FINL SOL|GSLT|GOLDMAN SACHS & CO. LLC|1638
DFIN|DONNELLEY FINL SOL|GTSZ|GTS SECURITIES LLC|17652
DFIN|DONNELLEY FINL SOL|HRBF|American Enterprise Investment Services Inc.|482
DFIN|DONNELLEY FINL SOL|IATS|INTERACTIVE BROKERS LLC|7168
DFIN|DONNELLEY FINL SOL|IBKR|Interactive Brokers Llc|19712
DFIN|DONNELLEY FINL SOL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|456
DFIN|DONNELLEY FINL SOL|ICBX|INSTINET, LLC|46591
DFIN|DONNELLEY FINL SOL|IEQY|CITADEL SECURITIES LLC|12824
DFIN|DONNELLEY FINL SOL|INCA|INSTINET, LLC|76288
DFIN|DONNELLEY FINL SOL|INJX|INSTINET, LLC|609
DFIN|DONNELLEY FINL SOL|ITGI|ITG Inc.|29526
DFIN|DONNELLEY FINL SOL|ITGP|ITG INC.|142200
DFIN|DONNELLEY FINL SOL|JEFF|JEFFERIES LLC|163678
DFIN|DONNELLEY FINL SOL|JMPT|JUMP TRADING, LLC|14918
DFIN|DONNELLEY FINL SOL|JPBX|J.P. MORGAN SECURITIES LLC|13084
DFIN|DONNELLEY FINL SOL|JPMX|J.P. Morgan Securities LLC|202918
DFIN|DONNELLEY FINL SOL|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
DFIN|DONNELLEY FINL SOL|JSJX|JANE STREET CAPITAL LLC|3025
DFIN|DONNELLEY FINL SOL|KCGM|VIRTU Americas LLC|64638
DFIN|DONNELLEY FINL SOL|LEHM|Barclays Capital Inc./Le|182115
DFIN|DONNELLEY FINL SOL|LIME|Lime Brokerage LLC|18283
DFIN|DONNELLEY FINL SOL|LMNX|LUMINEX TRADING & ANALYTICS LLC|253060
DFIN|DONNELLEY FINL SOL|LOOP|Loop Capital Markets LLC|11619
DFIN|DONNELLEY FINL SOL|LQNA|LIQUIDNET, INC.|124800
DFIN|DONNELLEY FINL SOL|LSCI|Lek Securities Corporation|384
DFIN|DONNELLEY FINL SOL|MACC|Mid Atlantic Capital Corporation|47
DFIN|DONNELLEY FINL SOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71678
DFIN|DONNELLEY FINL SOL|MOTF|MOTIF INVESTING, INC.|6
DFIN|DONNELLEY FINL SOL|MSCO|MORGAN STANLEY & CO. LLC|274579
DFIN|DONNELLEY FINL SOL|MSPL|MORGAN STANLEY & CO. LLC|222000
DFIN|DONNELLEY FINL SOL|MSTX|MORGAN STANLEY & CO. LLC|43000
DFIN|DONNELLEY FINL SOL|NEED|Needham & Company, LLC|200
DFIN|DONNELLEY FINL SOL|NFSC|National Financial Services LLC|81068
DFIN|DONNELLEY FINL SOL|NITE|VIRTU Americas LLC|108725
DFIN|DONNELLEY FINL SOL|NQRB|Brut, LLC|8018
DFIN|DONNELLEY FINL SOL|NTRC|Northern Trust Securities, Inc.|12282
DFIN|DONNELLEY FINL SOL|PDQM|CODA MARKETS, INC.|14245
DFIN|DONNELLEY FINL SOL|PIPR|Piper Jaffray & Co.|4758
DFIN|DONNELLEY FINL SOL|PWJC|UBS Financial Services, Inc.|11
DFIN|DONNELLEY FINL SOL|RBCM|RBC CAPITAL MARKETS, LLC|2478
DFIN|DONNELLEY FINL SOL|SAGL|SAGETRADER, LLC|700
DFIN|DONNELLEY FINL SOL|SAGW|SAGETRADER, LLC|7
DFIN|DONNELLEY FINL SOL|SBRX|MURIEL SIEBERT & CO INC|12
DFIN|DONNELLEY FINL SOL|SBSH|Citigroup Global Markets Inc.|26042
DFIN|DONNELLEY FINL SOL|SGMT|GOLDMAN SACHS & CO. LLC|101855
DFIN|DONNELLEY FINL SOL|SPDR|SPEEDROUTE LLC|63712
DFIN|DONNELLEY FINL SOL|SSBS|STATE STREET GLOBAL MARKETS, LLC|148000
DFIN|DONNELLEY FINL SOL|STFL|Stifel, Nicolaus & Company, Incorporated|40337
DFIN|DONNELLEY FINL SOL|STKP|STOCKPILE INVESTMENTS, INC.|36
DFIN|DONNELLEY FINL SOL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2025
DFIN|DONNELLEY FINL SOL|SWIM|TD Ameritrade, Inc.|2738
DFIN|DONNELLEY FINL SOL|TMBR|Timber Hill LLC|15
DFIN|DONNELLEY FINL SOL|TRBT|Tradebot Systems, Inc.|62627
DFIN|DONNELLEY FINL SOL|TRCM|TRC MARKETS LLC|27553
DFIN|DONNELLEY FINL SOL|UBSA|UBS SECURITIES LLC|282184
DFIN|DONNELLEY FINL SOL|UBSS|UBS Securities LLC|421114
DFIN|DONNELLEY FINL SOL|VALX|VIRTU AMERICAS LLC|3980
DFIN|DONNELLEY FINL SOL|VGRD|Vanguard Marketing Corporation|7082
DFIN|DONNELLEY FINL SOL|WCHV|WELLS FARGO SECURITIES, LLC|6491
DFIN|DONNELLEY FINL SOL|WEDB|WEDBUSH SECURITIES INC.|2150
DFIN|DONNELLEY FINL SOL|WEED|Weeden & Co.L.P.|700
DFIN|DONNELLEY FINL SOL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4190
DFIN|DONNELLEY FINL SOL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1901
DFIN|DONNELLEY FINL SOL|WGIF|CIBC World Markets Inc.|62
DFIN|DONNELLEY FINL SOL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
DFIN|DONNELLEY FINL SOL|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1176
DFIN|DONNELLEY FINL SOL|XIST|INSTINET, LLC|13024
DFIN|DONNELLEY FINL SOL|XPQR|Jump Trading|700
DFIN|DONNELLEY FINL SOL|XSTM|NATIONAL FINANCIAL SERVICES LLC|74714
DFIN|DONNELLEY FINL SOL|YKNA|COMHAR CAPITAL MARKETS, LLC|400
DFIN|DONNELLEY FINL SOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|676
DFJ|WISDOMTREE JAP SC|ALTX|Alternet Securities Inc.|300
DFJ|WISDOMTREE JAP SC|APCC|Apex Clearing Corporation|101
DFJ|WISDOMTREE JAP SC|BANK|Primevest Financial Services, Inc.|741
DFJ|WISDOMTREE JAP SC|BARD|Robert W. Baird & Co. Incorporated|14532
DFJ|WISDOMTREE JAP SC|BATM|CBOE TRADING, INC.|300
DFJ|WISDOMTREE JAP SC|BBNT|BB&T SECURITIES, LLC|1767
DFJ|WISDOMTREE JAP SC|BLTK|Bulltick, Llc|663
DFJ|WISDOMTREE JAP SC|CANT|Cantor Fitzgerald & Co.|156259
DFJ|WISDOMTREE JAP SC|CHAS|Charles Schwab & Co., Inc.|2957
DFJ|WISDOMTREE JAP SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20246
DFJ|WISDOMTREE JAP SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29620
DFJ|WISDOMTREE JAP SC|CTDL|Citadel Derivatives Group Llc|84274
DFJ|WISDOMTREE JAP SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4000
DFJ|WISDOMTREE JAP SC|DAVA|Davenport & Company LLC|876
DFJ|WISDOMTREE JAP SC|DBAB|Deutsche Bank Securities Inc.|200
DFJ|WISDOMTREE JAP SC|DBAX|Deutsche Bank Securities Inc.|15100
DFJ|WISDOMTREE JAP SC|DEAN|MORGAN STANLEY|340188
DFJ|WISDOMTREE JAP SC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4320
DFJ|WISDOMTREE JAP SC|EBXL|EBX LLC|39800
DFJ|WISDOMTREE JAP SC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9414
DFJ|WISDOMTREE JAP SC|EDJO|Edward D. Jones & Co., L.P.|832
DFJ|WISDOMTREE JAP SC|EGMT|EG MARKET TECHNOLOGIES LLC|100
DFJ|WISDOMTREE JAP SC|EGXM|CBOE TRADING, INC.|1600
DFJ|WISDOMTREE JAP SC|EGXW|CBOE TRADING, INC.|200
DFJ|WISDOMTREE JAP SC|ETBE|Electronic Transaction Clearing, Inc.|500
DFJ|WISDOMTREE JAP SC|ETRS|E*Trade Securities LLC|3592
DFJ|WISDOMTREE JAP SC|FBSB|U.S. Bancorp Investments, Inc.|6
DFJ|WISDOMTREE JAP SC|FILL|Tradestation Securities, Inc.|262
DFJ|WISDOMTREE JAP SC|FLTU|FLOW TRADERS US LLC|8401
DFJ|WISDOMTREE JAP SC|FMAF|NBCN Inc./ CDS|230
DFJ|WISDOMTREE JAP SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
DFJ|WISDOMTREE JAP SC|FTBR|Foliofn Investments, Inc.|1710
DFJ|WISDOMTREE JAP SC|GBMT|GBM International, Inc.|1513
DFJ|WISDOMTREE JAP SC|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
DFJ|WISDOMTREE JAP SC|GLPX|ACS EXECUTION SERVICES, LLC|1807
DFJ|WISDOMTREE JAP SC|GSCO|GOLDMAN SACHS & CO. LLC|1172752
DFJ|WISDOMTREE JAP SC|GSCS|GOLDMAN SACHS & CO. LLC|2142
DFJ|WISDOMTREE JAP SC|GSLT|GOLDMAN SACHS & CO. LLC|1100
DFJ|WISDOMTREE JAP SC|GTSZ|GTS SECURITIES LLC|1400
DFJ|WISDOMTREE JAP SC|HRBF|American Enterprise Investment Services Inc.|1157
DFJ|WISDOMTREE JAP SC|IATS|INTERACTIVE BROKERS LLC|1110
DFJ|WISDOMTREE JAP SC|IBKR|Interactive Brokers Llc|2452
DFJ|WISDOMTREE JAP SC|ICBX|INSTINET, LLC|17600
DFJ|WISDOMTREE JAP SC|INCA|INSTINET, LLC|9882
DFJ|WISDOMTREE JAP SC|INJX|INSTINET, LLC|2694
DFJ|WISDOMTREE JAP SC|ITGI|ITG Inc.|1100
DFJ|WISDOMTREE JAP SC|ITGP|ITG INC.|5800
DFJ|WISDOMTREE JAP SC|JANY|Janney Montgomery Scott Inc.|30620
DFJ|WISDOMTREE JAP SC|JEFF|JEFFERIES LLC|32708
DFJ|WISDOMTREE JAP SC|JMPT|JUMP TRADING, LLC|59
DFJ|WISDOMTREE JAP SC|JPMX|J.P. Morgan Securities LLC|47832
DFJ|WISDOMTREE JAP SC|JSEB|JANE STREET EXECUTION SERVICES, LLC|196752
DFJ|WISDOMTREE JAP SC|JSJX|JANE STREET CAPITAL LLC|69992
DFJ|WISDOMTREE JAP SC|KCGM|VIRTU Americas LLC|10909
DFJ|WISDOMTREE JAP SC|LEHM|Barclays Capital Inc./Le|122400
DFJ|WISDOMTREE JAP SC|LIME|Lime Brokerage LLC|5290
DFJ|WISDOMTREE JAP SC|LSCI|Lek Securities Corporation|2809
DFJ|WISDOMTREE JAP SC|MACC|Mid Atlantic Capital Corporation|110
DFJ|WISDOMTREE JAP SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37400
DFJ|WISDOMTREE JAP SC|MOTF|MOTIF INVESTING, INC.|4
DFJ|WISDOMTREE JAP SC|MSCO|MORGAN STANLEY & CO. LLC|39046
DFJ|WISDOMTREE JAP SC|MSPL|MORGAN STANLEY & CO. LLC|11000
DFJ|WISDOMTREE JAP SC|NFSC|National Financial Services LLC|50124
DFJ|WISDOMTREE JAP SC|NITE|VIRTU Americas LLC|160810
DFJ|WISDOMTREE JAP SC|NQRB|Brut, LLC|20400
DFJ|WISDOMTREE JAP SC|NTRC|Northern Trust Securities, Inc.|181
DFJ|WISDOMTREE JAP SC|OLDM|OLD MISSION CAPITAL, LLC|3200
DFJ|WISDOMTREE JAP SC|OPCO|Oppenheimer & Co. Inc.|71
DFJ|WISDOMTREE JAP SC|PDQM|CODA MARKETS, INC.|22907
DFJ|WISDOMTREE JAP SC|RBCM|RBC CAPITAL MARKETS, LLC|6010
DFJ|WISDOMTREE JAP SC|SAGL|SAGETRADER, LLC|800
DFJ|WISDOMTREE JAP SC|SALI|INTL FCSTONE FINANCIAL INC.|2
DFJ|WISDOMTREE JAP SC|SBSH|Citigroup Global Markets Inc.|857
DFJ|WISDOMTREE JAP SC|SGMT|GOLDMAN SACHS & CO. LLC|14250
DFJ|WISDOMTREE JAP SC|SPDR|SPEEDROUTE LLC|861
DFJ|WISDOMTREE JAP SC|STFL|Stifel, Nicolaus & Company, Incorporated|5913
DFJ|WISDOMTREE JAP SC|SWIM|TD Ameritrade, Inc.|616
DFJ|WISDOMTREE JAP SC|SWST|Hilltop Securities Inc.|50
DFJ|WISDOMTREE JAP SC|TKNG|ALLY INVEST SECURITIES LLC|7
DFJ|WISDOMTREE JAP SC|TRBT|Tradebot Systems, Inc.|100
DFJ|WISDOMTREE JAP SC|UBSA|UBS SECURITIES LLC|143475
DFJ|WISDOMTREE JAP SC|UBSS|UBS Securities LLC|49418
DFJ|WISDOMTREE JAP SC|VALX|VIRTU AMERICAS LLC|431
DFJ|WISDOMTREE JAP SC|VGRD|Vanguard Marketing Corporation|6091
DFJ|WISDOMTREE JAP SC|WCHV|WELLS FARGO SECURITIES, LLC|4172
DFJ|WISDOMTREE JAP SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|642
DFJ|WISDOMTREE JAP SC|WGIF|CIBC World Markets Inc.|23
DFJ|WISDOMTREE JAP SC|WSEA|WOLVERINE SECURITIES, LLC|17
DFJ|WISDOMTREE JAP SC|XPUS|XP SECURITIES, LLC|5820
DFJ|WISDOMTREE JAP SC|XSTM|NATIONAL FINANCIAL SERVICES LLC|300
DFJ|WISDOMTREE JAP SC|YKNA|COMHAR CAPITAL MARKETS, LLC|300
DFJ|WISDOMTREE JAP SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|368
DFND|REALTY SHARES DIVCON|ETRS|E*Trade Securities LLC|1146
DFND|REALTY SHARES DIVCON|JSJX|JANE STREET CAPITAL LLC|210
DFND|REALTY SHARES DIVCON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DFND|REALTY SHARES DIVCON|MSCO|MORGAN STANLEY & CO. LLC|2
DFND|REALTY SHARES DIVCON|NFSC|National Financial Services LLC|1884
DFND|REALTY SHARES DIVCON|NITE|VIRTU Americas LLC|2169
DFND|REALTY SHARES DIVCON|UBSS|UBS Securities LLC|286
DFND|REALTY SHARES DIVCON|WSEA|WOLVERINE SECURITIES, LLC|5
DFNL|DAVIS SELECT FIN ETF|BYXM|CBOE TRADING, INC.|500
DFNL|DAVIS SELECT FIN ETF|CANT|Cantor Fitzgerald & Co.|181
DFNL|DAVIS SELECT FIN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3838
DFNL|DAVIS SELECT FIN ETF|CTDL|Citadel Derivatives Group Llc|23877
DFNL|DAVIS SELECT FIN ETF|DAVA|Davenport & Company LLC|1000
DFNL|DAVIS SELECT FIN ETF|DBAX|Deutsche Bank Securities Inc.|700
DFNL|DAVIS SELECT FIN ETF|DEAN|MORGAN STANLEY|2832
DFNL|DAVIS SELECT FIN ETF|EBXL|EBX LLC|900
DFNL|DAVIS SELECT FIN ETF|ETBE|Electronic Transaction Clearing, Inc.|99
DFNL|DAVIS SELECT FIN ETF|FBCO|Credit Suisse Securities (USA) LLC|1857
DFNL|DAVIS SELECT FIN ETF|FOMA|TD AMERITRADE CLEARING, INC.|7083
DFNL|DAVIS SELECT FIN ETF|FTBR|Foliofn Investments, Inc.|71
DFNL|DAVIS SELECT FIN ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|324
DFNL|DAVIS SELECT FIN ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
DFNL|DAVIS SELECT FIN ETF|GTSZ|GTS SECURITIES LLC|100
DFNL|DAVIS SELECT FIN ETF|IBKR|Interactive Brokers Llc|400
DFNL|DAVIS SELECT FIN ETF|ICBX|INSTINET, LLC|200
DFNL|DAVIS SELECT FIN ETF|ITGI|ITG Inc.|377
DFNL|DAVIS SELECT FIN ETF|JANY|Janney Montgomery Scott Inc.|1400
DFNL|DAVIS SELECT FIN ETF|JPMX|J.P. Morgan Securities LLC|420
DFNL|DAVIS SELECT FIN ETF|JSJX|JANE STREET CAPITAL LLC|22061
DFNL|DAVIS SELECT FIN ETF|KCGM|VIRTU Americas LLC|15227
DFNL|DAVIS SELECT FIN ETF|LEHM|Barclays Capital Inc./Le|2000
DFNL|DAVIS SELECT FIN ETF|LIME|Lime Brokerage LLC|4224
DFNL|DAVIS SELECT FIN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|780
DFNL|DAVIS SELECT FIN ETF|MSCO|MORGAN STANLEY & CO. LLC|61654
DFNL|DAVIS SELECT FIN ETF|MSPL|MORGAN STANLEY & CO. LLC|100
DFNL|DAVIS SELECT FIN ETF|NFSC|National Financial Services LLC|13525
DFNL|DAVIS SELECT FIN ETF|NITE|VIRTU Americas LLC|19173
DFNL|DAVIS SELECT FIN ETF|NITP|VIRTU Americas LLC|2446
DFNL|DAVIS SELECT FIN ETF|RAJA|Raymond James & Associates, Inc.|1792
DFNL|DAVIS SELECT FIN ETF|RBCM|RBC CAPITAL MARKETS, LLC|954
DFNL|DAVIS SELECT FIN ETF|SGMT|GOLDMAN SACHS & CO. LLC|300
DFNL|DAVIS SELECT FIN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|947
DFNL|DAVIS SELECT FIN ETF|UBSA|UBS SECURITIES LLC|2862
DFNL|DAVIS SELECT FIN ETF|UBSS|UBS Securities LLC|16460
DFNL|DAVIS SELECT FIN ETF|WCHV|WELLS FARGO SECURITIES, LLC|12271
DFNL|DAVIS SELECT FIN ETF|WEDB|WEDBUSH SECURITIES INC.|420
DFNL|DAVIS SELECT FIN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13838
DFP|FLAHERTY & CRUMRINE|AGIS|Aegis Capital Corp.|800
DFP|FLAHERTY & CRUMRINE|ALTX|Alternet Securities Inc.|500
DFP|FLAHERTY & CRUMRINE|APCC|Apex Clearing Corporation|108
DFP|FLAHERTY & CRUMRINE|BARD|Robert W. Baird & Co. Incorporated|2470
DFP|FLAHERTY & CRUMRINE|BBNT|BB&T SECURITIES, LLC|1681
DFP|FLAHERTY & CRUMRINE|BERN|Sanford C. Bernstein & Co., LLC|1800
DFP|FLAHERTY & CRUMRINE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|620
DFP|FLAHERTY & CRUMRINE|CHAS|Charles Schwab & Co., Inc.|9
DFP|FLAHERTY & CRUMRINE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DFP|FLAHERTY & CRUMRINE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DFP|FLAHERTY & CRUMRINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15338
DFP|FLAHERTY & CRUMRINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2702
DFP|FLAHERTY & CRUMRINE|DADA|D.A. Davidson & Co.|2065
DFP|FLAHERTY & CRUMRINE|DBAX|Deutsche Bank Securities Inc.|3200
DFP|FLAHERTY & CRUMRINE|DEAN|MORGAN STANLEY|20586
DFP|FLAHERTY & CRUMRINE|DEGS|RONIN PROFESSIONAL LLC|200
DFP|FLAHERTY & CRUMRINE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2700
DFP|FLAHERTY & CRUMRINE|EBXL|EBX LLC|8000
DFP|FLAHERTY & CRUMRINE|ECUT|CONVERGEX EXECUTION SOLUTIONS|404
DFP|FLAHERTY & CRUMRINE|EGAM|CBOE TRADING, INC.|2200
DFP|FLAHERTY & CRUMRINE|EGXM|CBOE TRADING, INC.|619
DFP|FLAHERTY & CRUMRINE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50
DFP|FLAHERTY & CRUMRINE|ETRS|E*Trade Securities LLC|17215
DFP|FLAHERTY & CRUMRINE|FBSB|U.S. Bancorp Investments, Inc.|100
DFP|FLAHERTY & CRUMRINE|FILL|Tradestation Securities, Inc.|100
DFP|FLAHERTY & CRUMRINE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1135
DFP|FLAHERTY & CRUMRINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7381
DFP|FLAHERTY & CRUMRINE|FTBR|Foliofn Investments, Inc.|280
DFP|FLAHERTY & CRUMRINE|GLIS|TD Securities Inc|100
DFP|FLAHERTY & CRUMRINE|GLPX|ACS EXECUTION SERVICES, LLC|1486
DFP|FLAHERTY & CRUMRINE|GSCS|GOLDMAN SACHS & CO. LLC|100
DFP|FLAHERTY & CRUMRINE|GSLT|GOLDMAN SACHS & CO. LLC|1000
DFP|FLAHERTY & CRUMRINE|GTSZ|GTS SECURITIES LLC|600
DFP|FLAHERTY & CRUMRINE|HRBF|American Enterprise Investment Services Inc.|31645
DFP|FLAHERTY & CRUMRINE|IATS|INTERACTIVE BROKERS LLC|9062
DFP|FLAHERTY & CRUMRINE|IBKR|Interactive Brokers Llc|19798
DFP|FLAHERTY & CRUMRINE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3664
DFP|FLAHERTY & CRUMRINE|ICBX|INSTINET, LLC|3400
DFP|FLAHERTY & CRUMRINE|INCA|INSTINET, LLC|12342
DFP|FLAHERTY & CRUMRINE|ITGI|ITG Inc.|2600
DFP|FLAHERTY & CRUMRINE|ITGP|ITG INC.|600
DFP|FLAHERTY & CRUMRINE|JANY|Janney Montgomery Scott Inc.|909
DFP|FLAHERTY & CRUMRINE|JPMX|J.P. Morgan Securities LLC|4800
DFP|FLAHERTY & CRUMRINE|KCGM|VIRTU Americas LLC|3646
DFP|FLAHERTY & CRUMRINE|LEHM|Barclays Capital Inc./Le|2400
DFP|FLAHERTY & CRUMRINE|LIME|Lime Brokerage LLC|405
DFP|FLAHERTY & CRUMRINE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|310
DFP|FLAHERTY & CRUMRINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
DFP|FLAHERTY & CRUMRINE|MOTF|MOTIF INVESTING, INC.|1
DFP|FLAHERTY & CRUMRINE|MSCO|MORGAN STANLEY & CO. LLC|36277
DFP|FLAHERTY & CRUMRINE|MSPL|MORGAN STANLEY & CO. LLC|3000
DFP|FLAHERTY & CRUMRINE|NATL|National Securities Corporation|300
DFP|FLAHERTY & CRUMRINE|NBCS|NBC Securities, INC.|730
DFP|FLAHERTY & CRUMRINE|NFSC|National Financial Services LLC|118108
DFP|FLAHERTY & CRUMRINE|NITE|VIRTU Americas LLC|273825
DFP|FLAHERTY & CRUMRINE|NQRB|Brut, LLC|1955
DFP|FLAHERTY & CRUMRINE|OPCO|Oppenheimer & Co. Inc.|15035
DFP|FLAHERTY & CRUMRINE|OTAA|OTA LLC|1900
DFP|FLAHERTY & CRUMRINE|PDQM|CODA MARKETS, INC.|1907
DFP|FLAHERTY & CRUMRINE|RBCM|RBC CAPITAL MARKETS, LLC|13135
DFP|FLAHERTY & CRUMRINE|SAGL|SAGETRADER, LLC|100
DFP|FLAHERTY & CRUMRINE|SALI|INTL FCSTONE FINANCIAL INC.|413
DFP|FLAHERTY & CRUMRINE|SBSH|Citigroup Global Markets Inc.|20598
DFP|FLAHERTY & CRUMRINE|SGMT|GOLDMAN SACHS & CO. LLC|1789
DFP|FLAHERTY & CRUMRINE|SPDR|SPEEDROUTE LLC|1300
DFP|FLAHERTY & CRUMRINE|STFL|Stifel, Nicolaus & Company, Incorporated|1859
DFP|FLAHERTY & CRUMRINE|STXG|Stockcross Financial Services, Inc.|980
DFP|FLAHERTY & CRUMRINE|SWIM|TD Ameritrade, Inc.|11795
DFP|FLAHERTY & CRUMRINE|SWST|Hilltop Securities Inc.|802
DFP|FLAHERTY & CRUMRINE|TKNG|ALLY INVEST SECURITIES LLC|526
DFP|FLAHERTY & CRUMRINE|TRBT|Tradebot Systems, Inc.|2473
DFP|FLAHERTY & CRUMRINE|UBSA|UBS SECURITIES LLC|14375
DFP|FLAHERTY & CRUMRINE|UBSS|UBS Securities LLC|82133
DFP|FLAHERTY & CRUMRINE|VALX|VIRTU AMERICAS LLC|4819
DFP|FLAHERTY & CRUMRINE|VGRD|Vanguard Marketing Corporation|19926
DFP|FLAHERTY & CRUMRINE|WCHV|WELLS FARGO SECURITIES, LLC|66843
DFP|FLAHERTY & CRUMRINE|WEDB|WEDBUSH SECURITIES INC.|4078
DFP|FLAHERTY & CRUMRINE|WEED|Weeden & Co.L.P.|1050
DFP|FLAHERTY & CRUMRINE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|752
DFP|FLAHERTY & CRUMRINE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11617
DFP|FLAHERTY & CRUMRINE|WGIF|CIBC World Markets Inc.|3
DFP|FLAHERTY & CRUMRINE|WSEA|WOLVERINE SECURITIES, LLC|2395
DFP|FLAHERTY & CRUMRINE|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
DFP|FLAHERTY & CRUMRINE|YKNA|COMHAR CAPITAL MARKETS, LLC|302
DFP|FLAHERTY & CRUMRINE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14580
DFRG|DEL FRISCO'S RESTRNT|ALTX|Alternet Securities Inc.|1571
DFRG|DEL FRISCO'S RESTRNT|APCC|Apex Clearing Corporation|210
DFRG|DEL FRISCO'S RESTRNT|BARD|Robert W. Baird & Co. Incorporated|1000
DFRG|DEL FRISCO'S RESTRNT|BATM|CBOE TRADING, INC.|200
DFRG|DEL FRISCO'S RESTRNT|BAYT|BTIG, LLC|1000
DFRG|DEL FRISCO'S RESTRNT|BERN|Sanford C. Bernstein & Co., LLC|87316
DFRG|DEL FRISCO'S RESTRNT|BLKX|INSTINET, LLC|10000
DFRG|DEL FRISCO'S RESTRNT|BMOC|BMO Capital Markets Corp.|3344
DFRG|DEL FRISCO'S RESTRNT|BNPX|BNP PARIBAS SECURITIES CORP.|1850
DFRG|DEL FRISCO'S RESTRNT|BTIG|BTIG, LLC|1939
DFRG|DEL FRISCO'S RESTRNT|BYXM|CBOE TRADING, INC.|800
DFRG|DEL FRISCO'S RESTRNT|BZYD|GOLDMAN SACHS & CO. LLC|100
DFRG|DEL FRISCO'S RESTRNT|CBLC|CITIGROUP GLOBAL MARKETS INC.|16800
DFRG|DEL FRISCO'S RESTRNT|CHAS|Charles Schwab & Co., Inc.|18
DFRG|DEL FRISCO'S RESTRNT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53156
DFRG|DEL FRISCO'S RESTRNT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
DFRG|DEL FRISCO'S RESTRNT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|173044
DFRG|DEL FRISCO'S RESTRNT|CTDL|Citadel Derivatives Group Llc|1569
DFRG|DEL FRISCO'S RESTRNT|CXCX|CITIGROUP GLOBAL MARKETS INC.|79490
DFRG|DEL FRISCO'S RESTRNT|DBAB|Deutsche Bank Securities Inc.|74599
DFRG|DEL FRISCO'S RESTRNT|DBAX|Deutsche Bank Securities Inc.|129400
DFRG|DEL FRISCO'S RESTRNT|DEAN|MORGAN STANLEY|4711
DFRG|DEL FRISCO'S RESTRNT|DEGS|RONIN PROFESSIONAL LLC|4855
DFRG|DEL FRISCO'S RESTRNT|EBXL|EBX LLC|70600
DFRG|DEL FRISCO'S RESTRNT|ECUT|CONVERGEX EXECUTION SOLUTIONS|27693
DFRG|DEL FRISCO'S RESTRNT|EGAM|CBOE TRADING, INC.|1359
DFRG|DEL FRISCO'S RESTRNT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|13
DFRG|DEL FRISCO'S RESTRNT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4014
DFRG|DEL FRISCO'S RESTRNT|ETRS|E*Trade Securities LLC|57400
DFRG|DEL FRISCO'S RESTRNT|FBCO|Credit Suisse Securities (USA) LLC|49365
DFRG|DEL FRISCO'S RESTRNT|FOMA|TD AMERITRADE CLEARING, INC.|17078
DFRG|DEL FRISCO'S RESTRNT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2618
DFRG|DEL FRISCO'S RESTRNT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32659
DFRG|DEL FRISCO'S RESTRNT|FTBR|Foliofn Investments, Inc.|1
DFRG|DEL FRISCO'S RESTRNT|GEBB|GLOBAL EXECUTION BROKERS, LP|6199
DFRG|DEL FRISCO'S RESTRNT|GLPX|ACS EXECUTION SERVICES, LLC|859
DFRG|DEL FRISCO'S RESTRNT|GSCO|GOLDMAN SACHS & CO. LLC|131647
DFRG|DEL FRISCO'S RESTRNT|GSCS|GOLDMAN SACHS & CO. LLC|18203
DFRG|DEL FRISCO'S RESTRNT|GSLT|GOLDMAN SACHS & CO. LLC|200
DFRG|DEL FRISCO'S RESTRNT|GTSZ|GTS SECURITIES LLC|17844
DFRG|DEL FRISCO'S RESTRNT|HSBC|HSBC Securities, Inc.|100
DFRG|DEL FRISCO'S RESTRNT|IATS|INTERACTIVE BROKERS LLC|700
DFRG|DEL FRISCO'S RESTRNT|IBKR|Interactive Brokers Llc|27875
DFRG|DEL FRISCO'S RESTRNT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5288
DFRG|DEL FRISCO'S RESTRNT|ICBX|INSTINET, LLC|43968
DFRG|DEL FRISCO'S RESTRNT|IEQY|CITADEL SECURITIES LLC|1566
DFRG|DEL FRISCO'S RESTRNT|INCA|INSTINET, LLC|157760
DFRG|DEL FRISCO'S RESTRNT|INJX|INSTINET, LLC|12717
DFRG|DEL FRISCO'S RESTRNT|ITGI|ITG Inc.|21251
DFRG|DEL FRISCO'S RESTRNT|ITGP|ITG INC.|107800
DFRG|DEL FRISCO'S RESTRNT|JEFF|JEFFERIES LLC|156331
DFRG|DEL FRISCO'S RESTRNT|JMPT|JUMP TRADING, LLC|6021
DFRG|DEL FRISCO'S RESTRNT|JONE|JonesTrading|59
DFRG|DEL FRISCO'S RESTRNT|JPBX|J.P. MORGAN SECURITIES LLC|4308
DFRG|DEL FRISCO'S RESTRNT|JPMX|J.P. Morgan Securities LLC|353494
DFRG|DEL FRISCO'S RESTRNT|JSJX|JANE STREET CAPITAL LLC|10759
DFRG|DEL FRISCO'S RESTRNT|KCGM|VIRTU Americas LLC|27843
DFRG|DEL FRISCO'S RESTRNT|KING|C. L. King & Associates, Inc.|1085
DFRG|DEL FRISCO'S RESTRNT|LEHM|Barclays Capital Inc./Le|246463
DFRG|DEL FRISCO'S RESTRNT|LIME|Lime Brokerage LLC|117097
DFRG|DEL FRISCO'S RESTRNT|LQNA|LIQUIDNET, INC.|67200
DFRG|DEL FRISCO'S RESTRNT|LSCI|Lek Securities Corporation|983
DFRG|DEL FRISCO'S RESTRNT|MAXM|Maxim Group LLC|2100
DFRG|DEL FRISCO'S RESTRNT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139555
DFRG|DEL FRISCO'S RESTRNT|MRBA|IBN FINANCIAL SERVICES, INC.|1000
DFRG|DEL FRISCO'S RESTRNT|MSCO|MORGAN STANLEY & CO. LLC|274719
DFRG|DEL FRISCO'S RESTRNT|MSPL|MORGAN STANLEY & CO. LLC|242800
DFRG|DEL FRISCO'S RESTRNT|MSTX|MORGAN STANLEY & CO. LLC|28300
DFRG|DEL FRISCO'S RESTRNT|NFSC|National Financial Services LLC|41263
DFRG|DEL FRISCO'S RESTRNT|NITE|VIRTU Americas LLC|137959
DFRG|DEL FRISCO'S RESTRNT|NITP|VIRTU Americas LLC|110
DFRG|DEL FRISCO'S RESTRNT|NQRB|Brut, LLC|900
DFRG|DEL FRISCO'S RESTRNT|PDQM|CODA MARKETS, INC.|9352
DFRG|DEL FRISCO'S RESTRNT|RAJA|Raymond James & Associates, Inc.|459
DFRG|DEL FRISCO'S RESTRNT|RBCM|RBC CAPITAL MARKETS, LLC|1320
DFRG|DEL FRISCO'S RESTRNT|SAGL|SAGETRADER, LLC|804
DFRG|DEL FRISCO'S RESTRNT|SAGW|SAGETRADER, LLC|32
DFRG|DEL FRISCO'S RESTRNT|SBSH|Citigroup Global Markets Inc.|47024
DFRG|DEL FRISCO'S RESTRNT|SGMT|GOLDMAN SACHS & CO. LLC|97544
DFRG|DEL FRISCO'S RESTRNT|SPDR|SPEEDROUTE LLC|1634
DFRG|DEL FRISCO'S RESTRNT|SPHN|Stephens Inc.|5120
DFRG|DEL FRISCO'S RESTRNT|SWIM|TD Ameritrade, Inc.|5820
DFRG|DEL FRISCO'S RESTRNT|TKNG|ALLY INVEST SECURITIES LLC|150
DFRG|DEL FRISCO'S RESTRNT|TRBT|Tradebot Systems, Inc.|4817
DFRG|DEL FRISCO'S RESTRNT|TRCM|TRC MARKETS LLC|25405
DFRG|DEL FRISCO'S RESTRNT|UBSA|UBS SECURITIES LLC|64995
DFRG|DEL FRISCO'S RESTRNT|UBSS|UBS Securities LLC|198643
DFRG|DEL FRISCO'S RESTRNT|VALX|VIRTU AMERICAS LLC|33960
DFRG|DEL FRISCO'S RESTRNT|VGRD|Vanguard Marketing Corporation|3106
DFRG|DEL FRISCO'S RESTRNT|WCHV|WELLS FARGO SECURITIES, LLC|13933
DFRG|DEL FRISCO'S RESTRNT|WEED|Weeden & Co.L.P.|91831
DFRG|DEL FRISCO'S RESTRNT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4793
DFRG|DEL FRISCO'S RESTRNT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2187
DFRG|DEL FRISCO'S RESTRNT|WSEA|WOLVERINE SECURITIES, LLC|560
DFRG|DEL FRISCO'S RESTRNT|XIST|INSTINET, LLC|2880
DFRG|DEL FRISCO'S RESTRNT|XSTM|NATIONAL FINANCIAL SERVICES LLC|30888
DFRG|DEL FRISCO'S RESTRNT|YKNA|COMHAR CAPITAL MARKETS, LLC|300
DFRG|DEL FRISCO'S RESTRNT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
DFS|DISCOVER FIN SVCS|ABLE|NATIXIS Securities Americas LLC|93292
DFS|DISCOVER FIN SVCS|AGIS|Aegis Capital Corp.|6
DFS|DISCOVER FIN SVCS|ALTX|Alternet Securities Inc.|27719
DFS|DISCOVER FIN SVCS|ANOS|ABEL/NOSER, L.L.C.|31274
DFS|DISCOVER FIN SVCS|APCC|Apex Clearing Corporation|3535
DFS|DISCOVER FIN SVCS|BALE|M&T SECURITIES, INC.|286
DFS|DISCOVER FIN SVCS|BANK|Primevest Financial Services, Inc.|15
DFS|DISCOVER FIN SVCS|BARD|Robert W. Baird & Co. Incorporated|6932
DFS|DISCOVER FIN SVCS|BATM|CBOE TRADING, INC.|10304
DFS|DISCOVER FIN SVCS|BAYC|BAY CREST PARTNERS, LLC|100
DFS|DISCOVER FIN SVCS|BBNT|BB&T SECURITIES, LLC|13439
DFS|DISCOVER FIN SVCS|BERN|Sanford C. Bernstein & Co., LLC|147645
DFS|DISCOVER FIN SVCS|BIDS|BIDS TRADING L.P.|200
DFS|DISCOVER FIN SVCS|BKCM|BNY Mellon Capital Markets LLC|200
DFS|DISCOVER FIN SVCS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33319
DFS|DISCOVER FIN SVCS|BLKX|INSTINET, LLC|113185
DFS|DISCOVER FIN SVCS|BMOC|BMO Capital Markets Corp.|6549
DFS|DISCOVER FIN SVCS|BNPX|BNP PARIBAS SECURITIES CORP.|171344
DFS|DISCOVER FIN SVCS|BTIG|BTIG, LLC|30531
DFS|DISCOVER FIN SVCS|BYXM|CBOE TRADING, INC.|4105
DFS|DISCOVER FIN SVCS|BZYD|GOLDMAN SACHS & CO. LLC|300
DFS|DISCOVER FIN SVCS|CABR|Cabrera Capital Markets, Inc.|75
DFS|DISCOVER FIN SVCS|CANT|Cantor Fitzgerald & Co.|88828
DFS|DISCOVER FIN SVCS|CBLC|CITIGROUP GLOBAL MARKETS INC.|28084
DFS|DISCOVER FIN SVCS|CHAS|Charles Schwab & Co., Inc.|5103
DFS|DISCOVER FIN SVCS|CIBP|CIBC World Markets Corp.|19550
DFS|DISCOVER FIN SVCS|CICF|Canaccord Genuity Corp.|5652
DFS|DISCOVER FIN SVCS|CIOI|CITIGROUP GLOBAL MARKETS INC|69000
DFS|DISCOVER FIN SVCS|CIST|Capital Institutional Services, Inc.|10106
DFS|DISCOVER FIN SVCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|223039
DFS|DISCOVER FIN SVCS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DFS|DISCOVER FIN SVCS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19608
DFS|DISCOVER FIN SVCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|625699
DFS|DISCOVER FIN SVCS|CTDL|Citadel Derivatives Group Llc|15286
DFS|DISCOVER FIN SVCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|148080
DFS|DISCOVER FIN SVCS|DADA|D.A. Davidson & Co.|5
DFS|DISCOVER FIN SVCS|DBAB|Deutsche Bank Securities Inc.|510918
DFS|DISCOVER FIN SVCS|DBAX|Deutsche Bank Securities Inc.|302900
DFS|DISCOVER FIN SVCS|DCHF|Dart Executions, LLC|4246
DFS|DISCOVER FIN SVCS|DEAN|MORGAN STANLEY|32413
DFS|DISCOVER FIN SVCS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3677
DFS|DISCOVER FIN SVCS|EBXL|EBX LLC|440200
DFS|DISCOVER FIN SVCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|22904
DFS|DISCOVER FIN SVCS|EDJO|Edward D. Jones & Co., L.P.|10722
DFS|DISCOVER FIN SVCS|EGAM|CBOE TRADING, INC.|18996
DFS|DISCOVER FIN SVCS|EGAW|CBOE TRADING, INC.|237
DFS|DISCOVER FIN SVCS|EGMT|EG MARKET TECHNOLOGIES LLC|1534
DFS|DISCOVER FIN SVCS|EGXM|CBOE TRADING, INC.|14890
DFS|DISCOVER FIN SVCS|EGXW|CBOE TRADING, INC.|506
DFS|DISCOVER FIN SVCS|ELEV|ELEVATION, LLC|1675
DFS|DISCOVER FIN SVCS|ETBE|Electronic Transaction Clearing, Inc.|54102
DFS|DISCOVER FIN SVCS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
DFS|DISCOVER FIN SVCS|ETCC|Electronic Transaction Clearing, Inc.|1403
DFS|DISCOVER FIN SVCS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40128
DFS|DISCOVER FIN SVCS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
DFS|DISCOVER FIN SVCS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1713
DFS|DISCOVER FIN SVCS|ETRS|E*Trade Securities LLC|35066
DFS|DISCOVER FIN SVCS|FBSB|U.S. Bancorp Investments, Inc.|153
DFS|DISCOVER FIN SVCS|FILL|Tradestation Securities, Inc.|731
DFS|DISCOVER FIN SVCS|FINX|FINTECH SECURITIES|1284
DFS|DISCOVER FIN SVCS|FMAF|NBCN Inc./ CDS|7676
DFS|DISCOVER FIN SVCS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14874
DFS|DISCOVER FIN SVCS|FQLS|Quantlab Securities LP|378112
DFS|DISCOVER FIN SVCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140611
DFS|DISCOVER FIN SVCS|FTBR|Foliofn Investments, Inc.|3635
DFS|DISCOVER FIN SVCS|GEBB|GLOBAL EXECUTION BROKERS, LP|1787
DFS|DISCOVER FIN SVCS|GLIS|TD Securities Inc|157
DFS|DISCOVER FIN SVCS|GLPX|ACS EXECUTION SERVICES, LLC|58218
DFS|DISCOVER FIN SVCS|GSCO|GOLDMAN SACHS & CO. LLC|1705468
DFS|DISCOVER FIN SVCS|GSCS|GOLDMAN SACHS & CO. LLC|2010
DFS|DISCOVER FIN SVCS|GSLT|GOLDMAN SACHS & CO. LLC|20853
DFS|DISCOVER FIN SVCS|GTSZ|GTS SECURITIES LLC|286049
DFS|DISCOVER FIN SVCS|HASF|Haywood Securities Inc./CDS|400
DFS|DISCOVER FIN SVCS|HRBF|American Enterprise Investment Services Inc.|16569
DFS|DISCOVER FIN SVCS|HSBC|HSBC Securities, Inc.|11603
DFS|DISCOVER FIN SVCS|IATS|INTERACTIVE BROKERS LLC|6732
DFS|DISCOVER FIN SVCS|IBKR|Interactive Brokers Llc|17222
DFS|DISCOVER FIN SVCS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5120
DFS|DISCOVER FIN SVCS|ICBX|INSTINET, LLC|94635
DFS|DISCOVER FIN SVCS|IEQY|CITADEL SECURITIES LLC|179244
DFS|DISCOVER FIN SVCS|INCA|INSTINET, LLC|566231
DFS|DISCOVER FIN SVCS|INJX|INSTINET, LLC|15521
DFS|DISCOVER FIN SVCS|ITGI|ITG Inc.|495039
DFS|DISCOVER FIN SVCS|ITGP|ITG INC.|990800
DFS|DISCOVER FIN SVCS|JANY|Janney Montgomery Scott Inc.|7565
DFS|DISCOVER FIN SVCS|JEFF|JEFFERIES LLC|272898
DFS|DISCOVER FIN SVCS|JMPT|JUMP TRADING, LLC|183386
DFS|DISCOVER FIN SVCS|JONE|JonesTrading|22
DFS|DISCOVER FIN SVCS|JPBX|J.P. MORGAN SECURITIES LLC|178330
DFS|DISCOVER FIN SVCS|JPMX|J.P. Morgan Securities LLC|963017
DFS|DISCOVER FIN SVCS|JSJX|JANE STREET CAPITAL LLC|9399
DFS|DISCOVER FIN SVCS|KBWI|Keefe, Bruyette & Woods, Inc.|48707
DFS|DISCOVER FIN SVCS|KCGM|VIRTU Americas LLC|47854
DFS|DISCOVER FIN SVCS|KCRD|PHX FINANCIAL, INC.|16
DFS|DISCOVER FIN SVCS|LEHM|Barclays Capital Inc./Le|1325133
DFS|DISCOVER FIN SVCS|LGNT|COR CLEARING LLC|4
DFS|DISCOVER FIN SVCS|LIME|Lime Brokerage LLC|137509
DFS|DISCOVER FIN SVCS|LIWD|LIME BROKERAGE LLC|1158
DFS|DISCOVER FIN SVCS|LOOP|Loop Capital Markets LLC|6282
DFS|DISCOVER FIN SVCS|LQNA|LIQUIDNET, INC.|220800
DFS|DISCOVER FIN SVCS|LSCI|Lek Securities Corporation|1036
DFS|DISCOVER FIN SVCS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
DFS|DISCOVER FIN SVCS|MACC|Mid Atlantic Capital Corporation|1547
DFS|DISCOVER FIN SVCS|MACQ|Macquarie Capital (USA) Inc.|8400
DFS|DISCOVER FIN SVCS|MAXM|Maxim Group LLC|23733
DFS|DISCOVER FIN SVCS|MCMF|Raymond James Ltd. Cds|533
DFS|DISCOVER FIN SVCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194802
DFS|DISCOVER FIN SVCS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
DFS|DISCOVER FIN SVCS|MOTF|MOTIF INVESTING, INC.|19
DFS|DISCOVER FIN SVCS|MSCO|MORGAN STANLEY & CO. LLC|2905335
DFS|DISCOVER FIN SVCS|MSPL|MORGAN STANLEY & CO. LLC|359200
DFS|DISCOVER FIN SVCS|MSTX|MORGAN STANLEY & CO. LLC|258000
DFS|DISCOVER FIN SVCS|NFSC|National Financial Services LLC|550348
DFS|DISCOVER FIN SVCS|NITE|VIRTU Americas LLC|593985
DFS|DISCOVER FIN SVCS|NITP|VIRTU Americas LLC|100
DFS|DISCOVER FIN SVCS|NQRB|Brut, LLC|17618
DFS|DISCOVER FIN SVCS|NTBF|BMO Nesbitt Burns Inc./CDS|793
DFS|DISCOVER FIN SVCS|NTRC|Northern Trust Securities, Inc.|18596
DFS|DISCOVER FIN SVCS|OHOS|TWO SIGMA SECURITIES, LLC|197081
DFS|DISCOVER FIN SVCS|OPCO|Oppenheimer & Co. Inc.|1156
DFS|DISCOVER FIN SVCS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1150
DFS|DISCOVER FIN SVCS|PCPT|PHILLIP CAPITAL INC.|62
DFS|DISCOVER FIN SVCS|PDQM|CODA MARKETS, INC.|95212
DFS|DISCOVER FIN SVCS|PHLY|NASDAQ Execution Services, LLC|36600
DFS|DISCOVER FIN SVCS|PICT|Pictet Overseas Inc.|1150
DFS|DISCOVER FIN SVCS|PIPR|Piper Jaffray & Co.|1005
DFS|DISCOVER FIN SVCS|PNSR|Penserra Securities, LLC|1700
DFS|DISCOVER FIN SVCS|PWJC|UBS Financial Services, Inc.|5372
DFS|DISCOVER FIN SVCS|QMSR|QUATTRO M SECURITIES INC.|12371
DFS|DISCOVER FIN SVCS|RBCM|RBC CAPITAL MARKETS, LLC|16811
DFS|DISCOVER FIN SVCS|RDBN|Redburn Partners (USA) LP|100
DFS|DISCOVER FIN SVCS|SAGL|SAGETRADER, LLC|82135
DFS|DISCOVER FIN SVCS|SAGW|SAGETRADER, LLC|307
DFS|DISCOVER FIN SVCS|SALI|INTL FCSTONE FINANCIAL INC.|56
DFS|DISCOVER FIN SVCS|SBSH|Citigroup Global Markets Inc.|1056960
DFS|DISCOVER FIN SVCS|SEIC|SEI Investments Distribution Co.|5952
DFS|DISCOVER FIN SVCS|SGMT|GOLDMAN SACHS & CO. LLC|227682
DFS|DISCOVER FIN SVCS|SPDR|SPEEDROUTE LLC|16401
DFS|DISCOVER FIN SVCS|SPHN|Stephens Inc.|11
DFS|DISCOVER FIN SVCS|SSBS|STATE STREET GLOBAL MARKETS, LLC|213
DFS|DISCOVER FIN SVCS|STFL|Stifel, Nicolaus & Company, Incorporated|20850
DFS|DISCOVER FIN SVCS|STKP|STOCKPILE INVESTMENTS, INC.|88
DFS|DISCOVER FIN SVCS|STXG|Stockcross Financial Services, Inc.|1
DFS|DISCOVER FIN SVCS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6324
DFS|DISCOVER FIN SVCS|SWIM|TD Ameritrade, Inc.|37824
DFS|DISCOVER FIN SVCS|SWST|Hilltop Securities Inc.|5621
DFS|DISCOVER FIN SVCS|TAGC|TELSEY ADVISORY GROUP LLC|600
DFS|DISCOVER FIN SVCS|TKNG|ALLY INVEST SECURITIES LLC|784
DFS|DISCOVER FIN SVCS|TMBR|Timber Hill LLC|65
DFS|DISCOVER FIN SVCS|TRBT|Tradebot Systems, Inc.|339283
DFS|DISCOVER FIN SVCS|TRCM|TRC MARKETS LLC|561573
DFS|DISCOVER FIN SVCS|TWTT|TASTYWORKS, INC.|200
DFS|DISCOVER FIN SVCS|UBSA|UBS SECURITIES LLC|966155
DFS|DISCOVER FIN SVCS|UBSS|UBS Securities LLC|1594218
DFS|DISCOVER FIN SVCS|VALX|VIRTU AMERICAS LLC|16760
DFS|DISCOVER FIN SVCS|VERT|The Vertical Trading Group, LLC|10
DFS|DISCOVER FIN SVCS|VGRD|Vanguard Marketing Corporation|12823
DFS|DISCOVER FIN SVCS|WBLR|WILLIAM BLAIR|29913
DFS|DISCOVER FIN SVCS|WBPX|SUMMIT SECURITIES GROUP, LLC|2419
DFS|DISCOVER FIN SVCS|WCHV|WELLS FARGO SECURITIES, LLC|153500
DFS|DISCOVER FIN SVCS|WDNX|WEEDEN & CO.L.P.|430
DFS|DISCOVER FIN SVCS|WEDB|WEDBUSH SECURITIES INC.|9945
DFS|DISCOVER FIN SVCS|WEED|Weeden & Co.L.P.|4036
DFS|DISCOVER FIN SVCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|50995
DFS|DISCOVER FIN SVCS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29588
DFS|DISCOVER FIN SVCS|WGIF|CIBC World Markets Inc.|199
DFS|DISCOVER FIN SVCS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1630
DFS|DISCOVER FIN SVCS|WORD|Worden Capital Management LLC|95
DFS|DISCOVER FIN SVCS|WSEA|WOLVERINE SECURITIES, LLC|9526
DFS|DISCOVER FIN SVCS|WTFS|JUST2TRADE, INC.|10
DFS|DISCOVER FIN SVCS|XIST|INSTINET, LLC|210446
DFS|DISCOVER FIN SVCS|XPQR|Jump Trading|900
DFS|DISCOVER FIN SVCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|62762
DFS|DISCOVER FIN SVCS|YKNA|COMHAR CAPITAL MARKETS, LLC|940
DFS|DISCOVER FIN SVCS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8785
DFVL|IPATH 5 YEAR BULL|IBKR|Interactive Brokers Llc|64
DFVL|IPATH 5 YEAR BULL|LIME|Lime Brokerage LLC|126
DFVL|IPATH 5 YEAR BULL|TRCM|TRC MARKETS LLC|94
DFVS|IPATH 5 YEAR BEAR ET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
DFVS|IPATH 5 YEAR BEAR ET|FBCO|Credit Suisse Securities (USA) LLC|281
DFVS|IPATH 5 YEAR BEAR ET|FOMA|TD AMERITRADE CLEARING, INC.|9765
DFVS|IPATH 5 YEAR BEAR ET|GSCO|GOLDMAN SACHS & CO. LLC|100
DFVS|IPATH 5 YEAR BEAR ET|JSJX|JANE STREET CAPITAL LLC|181
DFVS|IPATH 5 YEAR BEAR ET|KCGM|VIRTU Americas LLC|320
DFVS|IPATH 5 YEAR BEAR ET|LIME|Lime Brokerage LLC|298
DFVS|IPATH 5 YEAR BEAR ET|MSCO|MORGAN STANLEY & CO. LLC|29
DFVS|IPATH 5 YEAR BEAR ET|NFSC|National Financial Services LLC|200
DFVS|IPATH 5 YEAR BEAR ET|NITE|VIRTU Americas LLC|2140
DFVS|IPATH 5 YEAR BEAR ET|NITP|VIRTU Americas LLC|200
DFVS|IPATH 5 YEAR BEAR ET|SPTD|MINT GLOBAL MARKETS, INC.|1390
DFVS|IPATH 5 YEAR BEAR ET|UBSS|UBS Securities LLC|15
DG|DOLLAR GENERAL CORP|ABLE|NATIXIS Securities Americas LLC|23970
DG|DOLLAR GENERAL CORP|ADAM|CANACCORD GENUITY INC.|430
DG|DOLLAR GENERAL CORP|ALTX|Alternet Securities Inc.|12146
DG|DOLLAR GENERAL CORP|ANOS|ABEL/NOSER, L.L.C.|7046
DG|DOLLAR GENERAL CORP|APCC|Apex Clearing Corporation|1139
DG|DOLLAR GENERAL CORP|AQUA|AQUA SECURITIES L.P.|17700
DG|DOLLAR GENERAL CORP|BANK|Primevest Financial Services, Inc.|1584
DG|DOLLAR GENERAL CORP|BARD|Robert W. Baird & Co. Incorporated|10978
DG|DOLLAR GENERAL CORP|BATM|CBOE TRADING, INC.|23803
DG|DOLLAR GENERAL CORP|BAYC|BAY CREST PARTNERS, LLC|10
DG|DOLLAR GENERAL CORP|BAYT|BTIG, LLC|65696
DG|DOLLAR GENERAL CORP|BBNT|BB&T SECURITIES, LLC|7807
DG|DOLLAR GENERAL CORP|BERN|Sanford C. Bernstein & Co., LLC|265923
DG|DOLLAR GENERAL CORP|BIDS|BIDS TRADING L.P.|57143
DG|DOLLAR GENERAL CORP|BIMI|Banca IMI Securities Corp.|20
DG|DOLLAR GENERAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39919
DG|DOLLAR GENERAL CORP|BLKX|INSTINET, LLC|179251
DG|DOLLAR GENERAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|251819
DG|DOLLAR GENERAL CORP|BTIG|BTIG, LLC|13042
DG|DOLLAR GENERAL CORP|BYXM|CBOE TRADING, INC.|5920
DG|DOLLAR GENERAL CORP|CABR|Cabrera Capital Markets, Inc.|50
DG|DOLLAR GENERAL CORP|CANT|Cantor Fitzgerald & Co.|4707
DG|DOLLAR GENERAL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|20400
DG|DOLLAR GENERAL CORP|CBRA|Cobra Trading, Inc.|1200
DG|DOLLAR GENERAL CORP|CHAS|Charles Schwab & Co., Inc.|10095
DG|DOLLAR GENERAL CORP|CIBP|CIBC World Markets Corp.|61221
DG|DOLLAR GENERAL CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|19800
DG|DOLLAR GENERAL CORP|CIST|Capital Institutional Services, Inc.|5051
DG|DOLLAR GENERAL CORP|CLSA|CLSA AMERICAS, LLC|1100
DG|DOLLAR GENERAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|164808
DG|DOLLAR GENERAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6592
DG|DOLLAR GENERAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19278
DG|DOLLAR GENERAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|910927
DG|DOLLAR GENERAL CORP|CTDL|Citadel Derivatives Group Llc|35046
DG|DOLLAR GENERAL CORP|CTLR|CUTLER GROUP, LP|4800
DG|DOLLAR GENERAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|89562
DG|DOLLAR GENERAL CORP|DADA|D.A. Davidson & Co.|635
DG|DOLLAR GENERAL CORP|DAVA|Davenport & Company LLC|1143
DG|DOLLAR GENERAL CORP|DBAB|Deutsche Bank Securities Inc.|948307
DG|DOLLAR GENERAL CORP|DBAX|Deutsche Bank Securities Inc.|1010900
DG|DOLLAR GENERAL CORP|DBUL|Deutsche Bank Securities Inc.|23514
DG|DOLLAR GENERAL CORP|DCHF|Dart Executions, LLC|1273
DG|DOLLAR GENERAL CORP|DEAN|MORGAN STANLEY|39088
DG|DOLLAR GENERAL CORP|DEGS|RONIN PROFESSIONAL LLC|700
DG|DOLLAR GENERAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1052
DG|DOLLAR GENERAL CORP|DREX|Drexel Hamilton, LLC|43
DG|DOLLAR GENERAL CORP|DRWK|DRW SECURITIES, L.L.C.|6112
DG|DOLLAR GENERAL CORP|EBXL|EBX LLC|405400
DG|DOLLAR GENERAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|79837
DG|DOLLAR GENERAL CORP|EDJC|Edward Jones / CDS|1342
DG|DOLLAR GENERAL CORP|EDJO|Edward D. Jones & Co., L.P.|55682
DG|DOLLAR GENERAL CORP|EGAM|CBOE TRADING, INC.|32508
DG|DOLLAR GENERAL CORP|EGAW|CBOE TRADING, INC.|492
DG|DOLLAR GENERAL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|4401
DG|DOLLAR GENERAL CORP|EGXM|CBOE TRADING, INC.|7279
DG|DOLLAR GENERAL CORP|EGXW|CBOE TRADING, INC.|2
DG|DOLLAR GENERAL CORP|ESPO|ESPOSITO SECURITIES, LLC|164
DG|DOLLAR GENERAL CORP|ETBE|Electronic Transaction Clearing, Inc.|63647
DG|DOLLAR GENERAL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
DG|DOLLAR GENERAL CORP|ETCB|ETC BROKERAGE SERVICES, LLC|11
DG|DOLLAR GENERAL CORP|ETCC|Electronic Transaction Clearing, Inc.|570
DG|DOLLAR GENERAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|74504
DG|DOLLAR GENERAL CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1109
DG|DOLLAR GENERAL CORP|ETRS|E*Trade Securities LLC|144735
DG|DOLLAR GENERAL CORP|FBSB|U.S. Bancorp Investments, Inc.|80
DG|DOLLAR GENERAL CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|9
DG|DOLLAR GENERAL CORP|FILL|Tradestation Securities, Inc.|99353
DG|DOLLAR GENERAL CORP|FINX|FINTECH SECURITIES|995
DG|DOLLAR GENERAL CORP|FMAF|NBCN Inc./ CDS|5818
DG|DOLLAR GENERAL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|120383
DG|DOLLAR GENERAL CORP|FQLS|Quantlab Securities LP|849424
DG|DOLLAR GENERAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140391
DG|DOLLAR GENERAL CORP|FTBR|Foliofn Investments, Inc.|1752
DG|DOLLAR GENERAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|25431
DG|DOLLAR GENERAL CORP|GLIS|TD Securities Inc|3306
DG|DOLLAR GENERAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|53169
DG|DOLLAR GENERAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|2618602
DG|DOLLAR GENERAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|14796
DG|DOLLAR GENERAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|48139
DG|DOLLAR GENERAL CORP|GTSZ|GTS SECURITIES LLC|288747
DG|DOLLAR GENERAL CORP|HAPX|HAP Trading, LLC|596
DG|DOLLAR GENERAL CORP|HRBF|American Enterprise Investment Services Inc.|10653
DG|DOLLAR GENERAL CORP|HSBC|HSBC Securities, Inc.|463
DG|DOLLAR GENERAL CORP|IATS|INTERACTIVE BROKERS LLC|17314
DG|DOLLAR GENERAL CORP|IBKR|Interactive Brokers Llc|39156
DG|DOLLAR GENERAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3084
DG|DOLLAR GENERAL CORP|ICBX|INSTINET, LLC|131148
DG|DOLLAR GENERAL CORP|IEQY|CITADEL SECURITIES LLC|329345
DG|DOLLAR GENERAL CORP|INCA|INSTINET, LLC|696553
DG|DOLLAR GENERAL CORP|INJX|INSTINET, LLC|8646
DG|DOLLAR GENERAL CORP|ITGI|ITG Inc.|106786
DG|DOLLAR GENERAL CORP|ITGP|ITG INC.|387600
DG|DOLLAR GENERAL CORP|JANY|Janney Montgomery Scott Inc.|3029
DG|DOLLAR GENERAL CORP|JEFF|JEFFERIES LLC|295368
DG|DOLLAR GENERAL CORP|JMPT|JUMP TRADING, LLC|149594
DG|DOLLAR GENERAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|646827
DG|DOLLAR GENERAL CORP|JPMX|J.P. Morgan Securities LLC|1433466
DG|DOLLAR GENERAL CORP|JSJX|JANE STREET CAPITAL LLC|9085
DG|DOLLAR GENERAL CORP|KCGM|VIRTU Americas LLC|121341
DG|DOLLAR GENERAL CORP|LEHM|Barclays Capital Inc./Le|2391708
DG|DOLLAR GENERAL CORP|LIME|Lime Brokerage LLC|60889
DG|DOLLAR GENERAL CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|18000
DG|DOLLAR GENERAL CORP|LOOP|Loop Capital Markets LLC|16604
DG|DOLLAR GENERAL CORP|LQNA|LIQUIDNET, INC.|71700
DG|DOLLAR GENERAL CORP|LQNB|LIQUIDNET, INC.|13000
DG|DOLLAR GENERAL CORP|LSCI|Lek Securities Corporation|907
DG|DOLLAR GENERAL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
DG|DOLLAR GENERAL CORP|MACQ|Macquarie Capital (USA) Inc.|3100
DG|DOLLAR GENERAL CORP|MCMF|Raymond James Ltd. Cds|1064
DG|DOLLAR GENERAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|249193
DG|DOLLAR GENERAL CORP|MOTF|MOTIF INVESTING, INC.|32
DG|DOLLAR GENERAL CORP|MSCO|MORGAN STANLEY & CO. LLC|4687115
DG|DOLLAR GENERAL CORP|MSPL|MORGAN STANLEY & CO. LLC|764600
DG|DOLLAR GENERAL CORP|MSTX|MORGAN STANLEY & CO. LLC|696000
DG|DOLLAR GENERAL CORP|MTON|MILLINGTON SECURITIES, INC.|23217
DG|DOLLAR GENERAL CORP|MWCC|Monness Crespi Hardt & Co., Inc.|13200
DG|DOLLAR GENERAL CORP|NATL|National Securities Corporation|274
DG|DOLLAR GENERAL CORP|NBCS|NBC Securities, INC.|50
DG|DOLLAR GENERAL CORP|NFSC|National Financial Services LLC|413896
DG|DOLLAR GENERAL CORP|NITE|VIRTU Americas LLC|1097546
DG|DOLLAR GENERAL CORP|NITP|VIRTU Americas LLC|152
DG|DOLLAR GENERAL CORP|NMRA|Nomura Securities International, Inc.|200
DG|DOLLAR GENERAL CORP|NQRB|Brut, LLC|28567
DG|DOLLAR GENERAL CORP|NTBF|BMO Nesbitt Burns Inc./CDS|1278
DG|DOLLAR GENERAL CORP|NTRC|Northern Trust Securities, Inc.|1473
DG|DOLLAR GENERAL CORP|OHOS|TWO SIGMA SECURITIES, LLC|179082
DG|DOLLAR GENERAL CORP|OPCO|Oppenheimer & Co. Inc.|11951
DG|DOLLAR GENERAL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1152
DG|DOLLAR GENERAL CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20486
DG|DOLLAR GENERAL CORP|PDQM|CODA MARKETS, INC.|80963
DG|DOLLAR GENERAL CORP|PHLY|NASDAQ Execution Services, LLC|30200
DG|DOLLAR GENERAL CORP|PICT|Pictet Overseas Inc.|425
DG|DOLLAR GENERAL CORP|PNSR|Penserra Securities, LLC|186206
DG|DOLLAR GENERAL CORP|PWJC|UBS Financial Services, Inc.|3134
DG|DOLLAR GENERAL CORP|QMSR|QUATTRO M SECURITIES INC.|7557
DG|DOLLAR GENERAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|27706
DG|DOLLAR GENERAL CORP|RGLD|Regal Securities, Inc|2600
DG|DOLLAR GENERAL CORP|RHCO|Suntrust Robinson Humphrey, Inc.|12000
DG|DOLLAR GENERAL CORP|RILY|B. RILEY FBR, INC.|300
DG|DOLLAR GENERAL CORP|SAGL|SAGETRADER, LLC|105553
DG|DOLLAR GENERAL CORP|SALI|INTL FCSTONE FINANCIAL INC.|795
DG|DOLLAR GENERAL CORP|SBSH|Citigroup Global Markets Inc.|338689
DG|DOLLAR GENERAL CORP|SEIC|SEI Investments Distribution Co.|405
DG|DOLLAR GENERAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|396048
DG|DOLLAR GENERAL CORP|SJLS|TRADE INFORMATICS LLC|700
DG|DOLLAR GENERAL CORP|SOGO|Wang Investment Associates, Inc.|200
DG|DOLLAR GENERAL CORP|SPDR|SPEEDROUTE LLC|31387
DG|DOLLAR GENERAL CORP|SPHN|Stephens Inc.|557
DG|DOLLAR GENERAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|15567
DG|DOLLAR GENERAL CORP|STKP|STOCKPILE INVESTMENTS, INC.|316
DG|DOLLAR GENERAL CORP|STXG|Stockcross Financial Services, Inc.|9
DG|DOLLAR GENERAL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7941
DG|DOLLAR GENERAL CORP|SWIM|TD Ameritrade, Inc.|217758
DG|DOLLAR GENERAL CORP|SWST|Hilltop Securities Inc.|3687
DG|DOLLAR GENERAL CORP|TDSI|TD Securities (USA) LLC|400
DG|DOLLAR GENERAL CORP|TKNG|ALLY INVEST SECURITIES LLC|2595
DG|DOLLAR GENERAL CORP|TMBR|Timber Hill LLC|1
DG|DOLLAR GENERAL CORP|TOUR|TOURMALINE PARTNERS, LLC|2283
DG|DOLLAR GENERAL CORP|TRBT|Tradebot Systems, Inc.|487035
DG|DOLLAR GENERAL CORP|TRCM|TRC MARKETS LLC|537054
DG|DOLLAR GENERAL CORP|TWTT|TASTYWORKS, INC.|400
DG|DOLLAR GENERAL CORP|UBSA|UBS SECURITIES LLC|1273639
DG|DOLLAR GENERAL CORP|UBSS|UBS Securities LLC|2280980
DG|DOLLAR GENERAL CORP|VALX|VIRTU AMERICAS LLC|20311
DG|DOLLAR GENERAL CORP|VGRD|Vanguard Marketing Corporation|19473
DG|DOLLAR GENERAL CORP|VNDS|VANDHAM SECURITIES CORP|1200
DG|DOLLAR GENERAL CORP|VSIN|Vision Financial Markets Llc|290
DG|DOLLAR GENERAL CORP|WABR|Wall Street Access|25062
DG|DOLLAR GENERAL CORP|WBLR|WILLIAM BLAIR|2902
DG|DOLLAR GENERAL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1181
DG|DOLLAR GENERAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|483002
DG|DOLLAR GENERAL CORP|WDNX|WEEDEN & CO.L.P.|170
DG|DOLLAR GENERAL CORP|WEDB|WEDBUSH SECURITIES INC.|10802
DG|DOLLAR GENERAL CORP|WEED|Weeden & Co.L.P.|83684
DG|DOLLAR GENERAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|136476
DG|DOLLAR GENERAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|83673
DG|DOLLAR GENERAL CORP|WGIF|CIBC World Markets Inc.|11778
DG|DOLLAR GENERAL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|490
DG|DOLLAR GENERAL CORP|WORD|Worden Capital Management LLC|500
DG|DOLLAR GENERAL CORP|WSEA|WOLVERINE SECURITIES, LLC|29467
DG|DOLLAR GENERAL CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|450
DG|DOLLAR GENERAL CORP|XIST|INSTINET, LLC|177616
DG|DOLLAR GENERAL CORP|XPQR|Jump Trading|4485
DG|DOLLAR GENERAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|94678
DG|DOLLAR GENERAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1205
DG|DOLLAR GENERAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13384
DGAZ|VS 3X INV NAT GAS|ALTX|Alternet Securities Inc.|40495
DGAZ|VS 3X INV NAT GAS|APCC|Apex Clearing Corporation|101915
DGAZ|VS 3X INV NAT GAS|BATM|CBOE TRADING, INC.|85736
DGAZ|VS 3X INV NAT GAS|BAYT|BTIG, LLC|1400
DGAZ|VS 3X INV NAT GAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|60227
DGAZ|VS 3X INV NAT GAS|BTIG|BTIG, LLC|4300
DGAZ|VS 3X INV NAT GAS|BYXM|CBOE TRADING, INC.|15519
DGAZ|VS 3X INV NAT GAS|CHAS|Charles Schwab & Co., Inc.|101122
DGAZ|VS 3X INV NAT GAS|CICF|Canaccord Genuity Corp.|3725
DGAZ|VS 3X INV NAT GAS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|3800
DGAZ|VS 3X INV NAT GAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27620
DGAZ|VS 3X INV NAT GAS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8103
DGAZ|VS 3X INV NAT GAS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
DGAZ|VS 3X INV NAT GAS|CRFN|ROBINHOOD FINANCIAL, LLC|100
DGAZ|VS 3X INV NAT GAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|563404
DGAZ|VS 3X INV NAT GAS|CTDL|Citadel Derivatives Group Llc|11050
DGAZ|VS 3X INV NAT GAS|CXCX|CITIGROUP GLOBAL MARKETS INC.|8980
DGAZ|VS 3X INV NAT GAS|DBAB|Deutsche Bank Securities Inc.|21937
DGAZ|VS 3X INV NAT GAS|DBAX|Deutsche Bank Securities Inc.|174100
DGAZ|VS 3X INV NAT GAS|DCHF|Dart Executions, LLC|4089
DGAZ|VS 3X INV NAT GAS|DEAN|MORGAN STANLEY|8858
DGAZ|VS 3X INV NAT GAS|EBXL|EBX LLC|412100
DGAZ|VS 3X INV NAT GAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|6056
DGAZ|VS 3X INV NAT GAS|EGAM|CBOE TRADING, INC.|90320
DGAZ|VS 3X INV NAT GAS|EGAW|CBOE TRADING, INC.|200
DGAZ|VS 3X INV NAT GAS|EGXM|CBOE TRADING, INC.|228256
DGAZ|VS 3X INV NAT GAS|ETBE|Electronic Transaction Clearing, Inc.|130445
DGAZ|VS 3X INV NAT GAS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16333
DGAZ|VS 3X INV NAT GAS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2756
DGAZ|VS 3X INV NAT GAS|ETRS|E*Trade Securities LLC|4733814
DGAZ|VS 3X INV NAT GAS|FFSI|Firstrade Securities Inc.|30
DGAZ|VS 3X INV NAT GAS|FIDT|Fidelity Clearing Canada ULC./ CDS|904
DGAZ|VS 3X INV NAT GAS|FILL|Tradestation Securities, Inc.|65634
DGAZ|VS 3X INV NAT GAS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|32000
DGAZ|VS 3X INV NAT GAS|FMAF|NBCN Inc./ CDS|153080
DGAZ|VS 3X INV NAT GAS|FQLS|Quantlab Securities LP|613276
DGAZ|VS 3X INV NAT GAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|754
DGAZ|VS 3X INV NAT GAS|FTBR|Foliofn Investments, Inc.|7475
DGAZ|VS 3X INV NAT GAS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
DGAZ|VS 3X INV NAT GAS|GLIS|TD Securities Inc|245420
DGAZ|VS 3X INV NAT GAS|GLPX|ACS EXECUTION SERVICES, LLC|57733
DGAZ|VS 3X INV NAT GAS|GSCO|GOLDMAN SACHS & CO. LLC|71273
DGAZ|VS 3X INV NAT GAS|GSCS|GOLDMAN SACHS & CO. LLC|13851
DGAZ|VS 3X INV NAT GAS|GSLT|GOLDMAN SACHS & CO. LLC|146368
DGAZ|VS 3X INV NAT GAS|GTSZ|GTS SECURITIES LLC|22151
DGAZ|VS 3X INV NAT GAS|HRBF|American Enterprise Investment Services Inc.|4280
DGAZ|VS 3X INV NAT GAS|HSBC|HSBC Securities, Inc.|122
DGAZ|VS 3X INV NAT GAS|IATS|INTERACTIVE BROKERS LLC|394436
DGAZ|VS 3X INV NAT GAS|IBKR|Interactive Brokers Llc|1480995
DGAZ|VS 3X INV NAT GAS|ICBX|INSTINET, LLC|139343
DGAZ|VS 3X INV NAT GAS|INCA|INSTINET, LLC|156184
DGAZ|VS 3X INV NAT GAS|ITGI|ITG Inc.|46101
DGAZ|VS 3X INV NAT GAS|ITGP|ITG INC.|187400
DGAZ|VS 3X INV NAT GAS|JMPT|JUMP TRADING, LLC|62777
DGAZ|VS 3X INV NAT GAS|JPMX|J.P. Morgan Securities LLC|22450
DGAZ|VS 3X INV NAT GAS|JSJX|JANE STREET CAPITAL LLC|4231669
DGAZ|VS 3X INV NAT GAS|KCGM|VIRTU Americas LLC|286204
DGAZ|VS 3X INV NAT GAS|LEHM|Barclays Capital Inc./Le|458471
DGAZ|VS 3X INV NAT GAS|LIME|Lime Brokerage LLC|41580
DGAZ|VS 3X INV NAT GAS|LSCI|Lek Securities Corporation|21367
DGAZ|VS 3X INV NAT GAS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DGAZ|VS 3X INV NAT GAS|MBTS|ALLY INVEST SECURITIES LLC|400
DGAZ|VS 3X INV NAT GAS|MCMF|Raymond James Ltd. Cds|100
DGAZ|VS 3X INV NAT GAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|336554
DGAZ|VS 3X INV NAT GAS|MOTF|MOTIF INVESTING, INC.|7
DGAZ|VS 3X INV NAT GAS|MSCO|MORGAN STANLEY & CO. LLC|1143850
DGAZ|VS 3X INV NAT GAS|MSPL|MORGAN STANLEY & CO. LLC|79900
DGAZ|VS 3X INV NAT GAS|MSTX|MORGAN STANLEY & CO. LLC|400
DGAZ|VS 3X INV NAT GAS|NFSC|National Financial Services LLC|6751467
DGAZ|VS 3X INV NAT GAS|NITE|VIRTU Americas LLC|12715449
DGAZ|VS 3X INV NAT GAS|NQRB|Brut, LLC|20300
DGAZ|VS 3X INV NAT GAS|NTBF|BMO Nesbitt Burns Inc./CDS|61831
DGAZ|VS 3X INV NAT GAS|OLDM|OLD MISSION CAPITAL, LLC|1200
DGAZ|VS 3X INV NAT GAS|OPCO|Oppenheimer & Co. Inc.|12661
DGAZ|VS 3X INV NAT GAS|PCFF|Pacific International Securities Inc./CDS|500
DGAZ|VS 3X INV NAT GAS|PDQM|CODA MARKETS, INC.|66599
DGAZ|VS 3X INV NAT GAS|PWJC|UBS Financial Services, Inc.|21000
DGAZ|VS 3X INV NAT GAS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|21990
DGAZ|VS 3X INV NAT GAS|RGLD|Regal Securities, Inc|7600
DGAZ|VS 3X INV NAT GAS|RHOX|XR Securities LLC|374971
DGAZ|VS 3X INV NAT GAS|SAGL|SAGETRADER, LLC|2700
DGAZ|VS 3X INV NAT GAS|SBRX|MURIEL SIEBERT & CO INC|9750
DGAZ|VS 3X INV NAT GAS|SBSH|Citigroup Global Markets Inc.|171512
DGAZ|VS 3X INV NAT GAS|SGMT|GOLDMAN SACHS & CO. LLC|330926
DGAZ|VS 3X INV NAT GAS|SHMR|ABN Amro Clearing LLC|925341
DGAZ|VS 3X INV NAT GAS|SOGO|Wang Investment Associates, Inc.|7750
DGAZ|VS 3X INV NAT GAS|SPDR|SPEEDROUTE LLC|1794
DGAZ|VS 3X INV NAT GAS|SWIM|TD Ameritrade, Inc.|3454320
DGAZ|VS 3X INV NAT GAS|TDFS|TRADERFIELD SECURITIES INC.|800
DGAZ|VS 3X INV NAT GAS|TKNG|ALLY INVEST SECURITIES LLC|147974
DGAZ|VS 3X INV NAT GAS|TRBT|Tradebot Systems, Inc.|1253866
DGAZ|VS 3X INV NAT GAS|TRCM|TRC MARKETS LLC|1320144
DGAZ|VS 3X INV NAT GAS|TWTT|TASTYWORKS, INC.|13629
DGAZ|VS 3X INV NAT GAS|UBSA|UBS SECURITIES LLC|1138248
DGAZ|VS 3X INV NAT GAS|UBSS|UBS Securities LLC|1150226
DGAZ|VS 3X INV NAT GAS|VALX|VIRTU AMERICAS LLC|105975
DGAZ|VS 3X INV NAT GAS|VGRD|Vanguard Marketing Corporation|402202
DGAZ|VS 3X INV NAT GAS|VIEW|VIEWTRADE SECURITIES LLC|15700
DGAZ|VS 3X INV NAT GAS|VSIN|Vision Financial Markets Llc|123638
DGAZ|VS 3X INV NAT GAS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
DGAZ|VS 3X INV NAT GAS|WCHV|WELLS FARGO SECURITIES, LLC|200
DGAZ|VS 3X INV NAT GAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39009
DGAZ|VS 3X INV NAT GAS|WGIF|CIBC World Markets Inc.|86271
DGAZ|VS 3X INV NAT GAS|WHOT|JUST2TRADE, INC.|24
DGAZ|VS 3X INV NAT GAS|WSEA|WOLVERINE SECURITIES, LLC|215194
DGAZ|VS 3X INV NAT GAS|YKNA|COMHAR CAPITAL MARKETS, LLC|2483
DGBP|ETNS LINKED TO THE V|APCC|Apex Clearing Corporation|96
DGBP|ETNS LINKED TO THE V|BATM|CBOE TRADING, INC.|64
DGBP|ETNS LINKED TO THE V|ETRS|E*Trade Securities LLC|45
DGBP|ETNS LINKED TO THE V|GSLT|GOLDMAN SACHS & CO. LLC|900
DGBP|ETNS LINKED TO THE V|NFSC|National Financial Services LLC|300
DGBP|ETNS LINKED TO THE V|NITE|VIRTU Americas LLC|52
DGBP|ETNS LINKED TO THE V|TKNG|ALLY INVEST SECURITIES LLC|20
DGICA|DONEGAL GROUP CL A##|ALTX|Alternet Securities Inc.|1200
DGICA|DONEGAL GROUP CL A##|APCC|Apex Clearing Corporation|13
DGICA|DONEGAL GROUP CL A##|BATM|CBOE TRADING, INC.|1214
DGICA|DONEGAL GROUP CL A##|BAYT|BTIG, LLC|2400
DGICA|DONEGAL GROUP CL A##|BERN|Sanford C. Bernstein & Co., LLC|18
DGICA|DONEGAL GROUP CL A##|BMOC|BMO Capital Markets Corp.|1448
DGICA|DONEGAL GROUP CL A##|BNPX|BNP PARIBAS SECURITIES CORP.|924
DGICA|DONEGAL GROUP CL A##|BTIG|BTIG, LLC|100001
DGICA|DONEGAL GROUP CL A##|BZYD|GOLDMAN SACHS & CO. LLC|887
DGICA|DONEGAL GROUP CL A##|CHAS|Charles Schwab & Co., Inc.|2
DGICA|DONEGAL GROUP CL A##|CIST|Capital Institutional Services, Inc.|477
DGICA|DONEGAL GROUP CL A##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7
DGICA|DONEGAL GROUP CL A##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DGICA|DONEGAL GROUP CL A##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
DGICA|DONEGAL GROUP CL A##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5985
DGICA|DONEGAL GROUP CL A##|CTDL|Citadel Derivatives Group Llc|3424
DGICA|DONEGAL GROUP CL A##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2100
DGICA|DONEGAL GROUP CL A##|DBAB|Deutsche Bank Securities Inc.|30315
DGICA|DONEGAL GROUP CL A##|DBAX|Deutsche Bank Securities Inc.|1600
DGICA|DONEGAL GROUP CL A##|DEGS|RONIN PROFESSIONAL LLC|5504
DGICA|DONEGAL GROUP CL A##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
DGICA|DONEGAL GROUP CL A##|EBXL|EBX LLC|2700
DGICA|DONEGAL GROUP CL A##|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
DGICA|DONEGAL GROUP CL A##|EDJO|Edward D. Jones & Co., L.P.|2112
DGICA|DONEGAL GROUP CL A##|EGAM|CBOE TRADING, INC.|1266
DGICA|DONEGAL GROUP CL A##|EGXM|CBOE TRADING, INC.|2
DGICA|DONEGAL GROUP CL A##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2812
DGICA|DONEGAL GROUP CL A##|ETRS|E*Trade Securities LLC|5179
DGICA|DONEGAL GROUP CL A##|FBCO|Credit Suisse Securities (USA) LLC|44265
DGICA|DONEGAL GROUP CL A##|FOMA|TD AMERITRADE CLEARING, INC.|22695
DGICA|DONEGAL GROUP CL A##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7415
DGICA|DONEGAL GROUP CL A##|FTBR|Foliofn Investments, Inc.|60
DGICA|DONEGAL GROUP CL A##|GEBB|GLOBAL EXECUTION BROKERS, LP|2597
DGICA|DONEGAL GROUP CL A##|GSCO|GOLDMAN SACHS & CO. LLC|67186
DGICA|DONEGAL GROUP CL A##|GSCS|GOLDMAN SACHS & CO. LLC|200
DGICA|DONEGAL GROUP CL A##|GSLT|GOLDMAN SACHS & CO. LLC|201
DGICA|DONEGAL GROUP CL A##|GTSZ|GTS SECURITIES LLC|7384
DGICA|DONEGAL GROUP CL A##|HRBF|American Enterprise Investment Services Inc.|174
DGICA|DONEGAL GROUP CL A##|IATS|INTERACTIVE BROKERS LLC|1300
DGICA|DONEGAL GROUP CL A##|IBKR|Interactive Brokers Llc|17823
DGICA|DONEGAL GROUP CL A##|ICBX|INSTINET, LLC|1200
DGICA|DONEGAL GROUP CL A##|IEQY|CITADEL SECURITIES LLC|3955
DGICA|DONEGAL GROUP CL A##|INCA|INSTINET, LLC|15267
DGICA|DONEGAL GROUP CL A##|INJX|INSTINET, LLC|2549
DGICA|DONEGAL GROUP CL A##|ITGI|ITG Inc.|11361
DGICA|DONEGAL GROUP CL A##|ITGP|ITG INC.|11600
DGICA|DONEGAL GROUP CL A##|JANY|Janney Montgomery Scott Inc.|600
DGICA|DONEGAL GROUP CL A##|JEFF|JEFFERIES LLC|11090
DGICA|DONEGAL GROUP CL A##|JONE|JonesTrading|290
DGICA|DONEGAL GROUP CL A##|JPMX|J.P. Morgan Securities LLC|5328
DGICA|DONEGAL GROUP CL A##|JSJX|JANE STREET CAPITAL LLC|2922
DGICA|DONEGAL GROUP CL A##|KCGM|VIRTU Americas LLC|936
DGICA|DONEGAL GROUP CL A##|LEHM|Barclays Capital Inc./Le|20223
DGICA|DONEGAL GROUP CL A##|LIME|Lime Brokerage LLC|39263
DGICA|DONEGAL GROUP CL A##|LMGP|LIME BROKERAGE LLC|14427
DGICA|DONEGAL GROUP CL A##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|205
DGICA|DONEGAL GROUP CL A##|MAXM|Maxim Group LLC|892
DGICA|DONEGAL GROUP CL A##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9646
DGICA|DONEGAL GROUP CL A##|MOTF|MOTIF INVESTING, INC.|1
DGICA|DONEGAL GROUP CL A##|MSCO|MORGAN STANLEY & CO. LLC|84957
DGICA|DONEGAL GROUP CL A##|MSPL|MORGAN STANLEY & CO. LLC|11000
DGICA|DONEGAL GROUP CL A##|MSTX|MORGAN STANLEY & CO. LLC|1600
DGICA|DONEGAL GROUP CL A##|NFSC|National Financial Services LLC|6461
DGICA|DONEGAL GROUP CL A##|NITE|VIRTU Americas LLC|33671
DGICA|DONEGAL GROUP CL A##|NITP|VIRTU Americas LLC|400
DGICA|DONEGAL GROUP CL A##|NQRB|Brut, LLC|200
DGICA|DONEGAL GROUP CL A##|PDQM|CODA MARKETS, INC.|300
DGICA|DONEGAL GROUP CL A##|RAJA|Raymond James & Associates, Inc.|1000
DGICA|DONEGAL GROUP CL A##|RBCM|RBC CAPITAL MARKETS, LLC|500
DGICA|DONEGAL GROUP CL A##|SBSH|Citigroup Global Markets Inc.|15452
DGICA|DONEGAL GROUP CL A##|SEIC|SEI Investments Distribution Co.|700
DGICA|DONEGAL GROUP CL A##|SGMT|GOLDMAN SACHS & CO. LLC|1436
DGICA|DONEGAL GROUP CL A##|SPDR|SPEEDROUTE LLC|1900
DGICA|DONEGAL GROUP CL A##|STFL|Stifel, Nicolaus & Company, Incorporated|292
DGICA|DONEGAL GROUP CL A##|SWIM|TD Ameritrade, Inc.|8
DGICA|DONEGAL GROUP CL A##|TMBR|Timber Hill LLC|25
DGICA|DONEGAL GROUP CL A##|TRBT|Tradebot Systems, Inc.|2322
DGICA|DONEGAL GROUP CL A##|TRCM|TRC MARKETS LLC|21572
DGICA|DONEGAL GROUP CL A##|UBSA|UBS SECURITIES LLC|29461
DGICA|DONEGAL GROUP CL A##|UBSS|UBS Securities LLC|104202
DGICA|DONEGAL GROUP CL A##|VALX|VIRTU AMERICAS LLC|1185
DGICA|DONEGAL GROUP CL A##|VGRD|Vanguard Marketing Corporation|358
DGICA|DONEGAL GROUP CL A##|WCHV|WELLS FARGO SECURITIES, LLC|7212
DGICA|DONEGAL GROUP CL A##|WEED|Weeden & Co.L.P.|100
DGICA|DONEGAL GROUP CL A##|WSEA|WOLVERINE SECURITIES, LLC|185
DGICA|DONEGAL GROUP CL A##|XIST|INSTINET, LLC|400
DGICA|DONEGAL GROUP CL A##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
DGICB|DONEGAL GROUP CL B##|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
DGICB|DONEGAL GROUP CL B##|FOMA|TD AMERITRADE CLEARING, INC.|10449
DGICB|DONEGAL GROUP CL B##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
DGICB|DONEGAL GROUP CL B##|GSCS|GOLDMAN SACHS & CO. LLC|292
DGICB|DONEGAL GROUP CL B##|GSLT|GOLDMAN SACHS & CO. LLC|230
DGICB|DONEGAL GROUP CL B##|IBKR|Interactive Brokers Llc|1056
DGICB|DONEGAL GROUP CL B##|INCA|INSTINET, LLC|585
DGICB|DONEGAL GROUP CL B##|ITGI|ITG Inc.|2
DGICB|DONEGAL GROUP CL B##|LEHM|Barclays Capital Inc./Le|1
DGICB|DONEGAL GROUP CL B##|LIME|Lime Brokerage LLC|347
DGICB|DONEGAL GROUP CL B##|MSCO|MORGAN STANLEY & CO. LLC|132
DGICB|DONEGAL GROUP CL B##|NITE|VIRTU Americas LLC|2265
DGICB|DONEGAL GROUP CL B##|SPTD|MINT GLOBAL MARKETS, INC.|919
DGICB|DONEGAL GROUP CL B##|SWIM|TD Ameritrade, Inc.|1701
DGICB|DONEGAL GROUP CL B##|UBSS|UBS Securities LLC|573
DGICB|DONEGAL GROUP CL B##|WCHV|WELLS FARGO SECURITIES, LLC|114
DGII|DIGI INTL INC     ##|APCC|Apex Clearing Corporation|27
DGII|DIGI INTL INC     ##|AQUA|AQUA SECURITIES L.P.|4000
DGII|DIGI INTL INC     ##|BATM|CBOE TRADING, INC.|25
DGII|DIGI INTL INC     ##|BERN|Sanford C. Bernstein & Co., LLC|7059
DGII|DIGI INTL INC     ##|BIDS|BIDS TRADING L.P.|2600
DGII|DIGI INTL INC     ##|BLKX|INSTINET, LLC|5000
DGII|DIGI INTL INC     ##|BMOC|BMO Capital Markets Corp.|4295
DGII|DIGI INTL INC     ##|BNPX|BNP PARIBAS SECURITIES CORP.|5491
DGII|DIGI INTL INC     ##|BTIG|BTIG, LLC|3889
DGII|DIGI INTL INC     ##|BZYD|GOLDMAN SACHS & CO. LLC|3382
DGII|DIGI INTL INC     ##|CHAS|Charles Schwab & Co., Inc.|1585
DGII|DIGI INTL INC     ##|CIST|Capital Institutional Services, Inc.|18
DGII|DIGI INTL INC     ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|683
DGII|DIGI INTL INC     ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|220
DGII|DIGI INTL INC     ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11140
DGII|DIGI INTL INC     ##|CTDL|Citadel Derivatives Group Llc|2719
DGII|DIGI INTL INC     ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1514
DGII|DIGI INTL INC     ##|DBAB|Deutsche Bank Securities Inc.|48344
DGII|DIGI INTL INC     ##|DBAX|Deutsche Bank Securities Inc.|3700
DGII|DIGI INTL INC     ##|DEAN|MORGAN STANLEY|2268
DGII|DIGI INTL INC     ##|DEGS|RONIN PROFESSIONAL LLC|10055
DGII|DIGI INTL INC     ##|EBXL|EBX LLC|5700
DGII|DIGI INTL INC     ##|EGAM|CBOE TRADING, INC.|697
DGII|DIGI INTL INC     ##|EGXM|CBOE TRADING, INC.|18
DGII|DIGI INTL INC     ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|379
DGII|DIGI INTL INC     ##|ETRS|E*Trade Securities LLC|32493
DGII|DIGI INTL INC     ##|FBCO|Credit Suisse Securities (USA) LLC|124694
DGII|DIGI INTL INC     ##|FILL|Tradestation Securities, Inc.|1000
DGII|DIGI INTL INC     ##|FOMA|TD AMERITRADE CLEARING, INC.|20649
DGII|DIGI INTL INC     ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4320
DGII|DIGI INTL INC     ##|FTBR|Foliofn Investments, Inc.|66
DGII|DIGI INTL INC     ##|GEBB|GLOBAL EXECUTION BROKERS, LP|9369
DGII|DIGI INTL INC     ##|GSCO|GOLDMAN SACHS & CO. LLC|101606
DGII|DIGI INTL INC     ##|GSCS|GOLDMAN SACHS & CO. LLC|3642
DGII|DIGI INTL INC     ##|GSLT|GOLDMAN SACHS & CO. LLC|1189
DGII|DIGI INTL INC     ##|GTSZ|GTS SECURITIES LLC|392
DGII|DIGI INTL INC     ##|HRBF|American Enterprise Investment Services Inc.|1546
DGII|DIGI INTL INC     ##|IBKR|Interactive Brokers Llc|21326
DGII|DIGI INTL INC     ##|ICBX|INSTINET, LLC|1700
DGII|DIGI INTL INC     ##|IEQY|CITADEL SECURITIES LLC|800
DGII|DIGI INTL INC     ##|INCA|INSTINET, LLC|61069
DGII|DIGI INTL INC     ##|INJX|INSTINET, LLC|1115
DGII|DIGI INTL INC     ##|ITGI|ITG Inc.|6630
DGII|DIGI INTL INC     ##|ITGP|ITG INC.|38400
DGII|DIGI INTL INC     ##|JEFF|JEFFERIES LLC|4003
DGII|DIGI INTL INC     ##|JMPT|JUMP TRADING, LLC|114
DGII|DIGI INTL INC     ##|JPBX|J.P. MORGAN SECURITIES LLC|64
DGII|DIGI INTL INC     ##|JPMX|J.P. Morgan Securities LLC|18576
DGII|DIGI INTL INC     ##|KCGM|VIRTU Americas LLC|1511
DGII|DIGI INTL INC     ##|LEHM|Barclays Capital Inc./Le|53038
DGII|DIGI INTL INC     ##|LIME|Lime Brokerage LLC|88069
DGII|DIGI INTL INC     ##|LMGP|LIME BROKERAGE LLC|5771
DGII|DIGI INTL INC     ##|LQNA|LIQUIDNET, INC.|209100
DGII|DIGI INTL INC     ##|LQNB|LIQUIDNET, INC.|11600
DGII|DIGI INTL INC     ##|MAXM|Maxim Group LLC|1503
DGII|DIGI INTL INC     ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12652
DGII|DIGI INTL INC     ##|MSCO|MORGAN STANLEY & CO. LLC|141766
DGII|DIGI INTL INC     ##|MSPL|MORGAN STANLEY & CO. LLC|3000
DGII|DIGI INTL INC     ##|MSTX|MORGAN STANLEY & CO. LLC|2200
DGII|DIGI INTL INC     ##|NFSC|National Financial Services LLC|17751
DGII|DIGI INTL INC     ##|NITE|VIRTU Americas LLC|53716
DGII|DIGI INTL INC     ##|NITP|VIRTU Americas LLC|100
DGII|DIGI INTL INC     ##|NQRB|Brut, LLC|600
DGII|DIGI INTL INC     ##|OPCO|Oppenheimer & Co. Inc.|289
DGII|DIGI INTL INC     ##|PDQM|CODA MARKETS, INC.|6491
DGII|DIGI INTL INC     ##|PWJC|UBS Financial Services, Inc.|250
DGII|DIGI INTL INC     ##|RAJA|Raymond James & Associates, Inc.|900
DGII|DIGI INTL INC     ##|RBCM|RBC CAPITAL MARKETS, LLC|2000
DGII|DIGI INTL INC     ##|SAGW|SAGETRADER, LLC|200
DGII|DIGI INTL INC     ##|SBSH|Citigroup Global Markets Inc.|31242
DGII|DIGI INTL INC     ##|SGMT|GOLDMAN SACHS & CO. LLC|5928
DGII|DIGI INTL INC     ##|SPDR|SPEEDROUTE LLC|245
DGII|DIGI INTL INC     ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|22900
DGII|DIGI INTL INC     ##|STXG|Stockcross Financial Services, Inc.|270
DGII|DIGI INTL INC     ##|SWIM|TD Ameritrade, Inc.|3375
DGII|DIGI INTL INC     ##|TKNG|ALLY INVEST SECURITIES LLC|145
DGII|DIGI INTL INC     ##|TRBT|Tradebot Systems, Inc.|1761
DGII|DIGI INTL INC     ##|TRCM|TRC MARKETS LLC|42675
DGII|DIGI INTL INC     ##|UBSA|UBS SECURITIES LLC|52184
DGII|DIGI INTL INC     ##|UBSS|UBS Securities LLC|103216
DGII|DIGI INTL INC     ##|VALX|VIRTU AMERICAS LLC|8974
DGII|DIGI INTL INC     ##|VGRD|Vanguard Marketing Corporation|1466
DGII|DIGI INTL INC     ##|WABR|Wall Street Access|3786
DGII|DIGI INTL INC     ##|WCHV|WELLS FARGO SECURITIES, LLC|27732
DGII|DIGI INTL INC     ##|WEDB|WEDBUSH SECURITIES INC.|74
DGII|DIGI INTL INC     ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3091
DGII|DIGI INTL INC     ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|220
DGII|DIGI INTL INC     ##|WSEA|WOLVERINE SECURITIES, LLC|495
DGII|DIGI INTL INC     ##|XIST|INSTINET, LLC|920
DGII|DIGI INTL INC     ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
DGL|INVESCO DB GOLD|ALTX|Alternet Securities Inc.|1400
DGL|INVESCO DB GOLD|ANOS|ABEL/NOSER, L.L.C.|1151
DGL|INVESCO DB GOLD|APCC|Apex Clearing Corporation|22
DGL|INVESCO DB GOLD|BARD|Robert W. Baird & Co. Incorporated|320
DGL|INVESCO DB GOLD|BATM|CBOE TRADING, INC.|1900
DGL|INVESCO DB GOLD|BBNT|BB&T SECURITIES, LLC|50
DGL|INVESCO DB GOLD|BYXM|CBOE TRADING, INC.|98
DGL|INVESCO DB GOLD|CANT|Cantor Fitzgerald & Co.|7015
DGL|INVESCO DB GOLD|CHAS|Charles Schwab & Co., Inc.|3
DGL|INVESCO DB GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10021
DGL|INVESCO DB GOLD|CTDL|Citadel Derivatives Group Llc|2886
DGL|INVESCO DB GOLD|EBXL|EBX LLC|7800
DGL|INVESCO DB GOLD|EGXM|CBOE TRADING, INC.|27
DGL|INVESCO DB GOLD|FIDT|Fidelity Clearing Canada ULC./ CDS|700
DGL|INVESCO DB GOLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6984
DGL|INVESCO DB GOLD|GSCO|GOLDMAN SACHS & CO. LLC|6996
DGL|INVESCO DB GOLD|GSLT|GOLDMAN SACHS & CO. LLC|1367
DGL|INVESCO DB GOLD|GTSZ|GTS SECURITIES LLC|473
DGL|INVESCO DB GOLD|IBKR|Interactive Brokers Llc|1000
DGL|INVESCO DB GOLD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|488
DGL|INVESCO DB GOLD|ICBX|INSTINET, LLC|7201
DGL|INVESCO DB GOLD|INCA|INSTINET, LLC|1516
DGL|INVESCO DB GOLD|ITGI|ITG Inc.|4515
DGL|INVESCO DB GOLD|ITGP|ITG INC.|32200
DGL|INVESCO DB GOLD|JSEB|JANE STREET EXECUTION SERVICES, LLC|25000
DGL|INVESCO DB GOLD|JSJX|JANE STREET CAPITAL LLC|13391
DGL|INVESCO DB GOLD|KCGM|VIRTU Americas LLC|8341
DGL|INVESCO DB GOLD|LEHM|Barclays Capital Inc./Le|3800
DGL|INVESCO DB GOLD|LIME|Lime Brokerage LLC|2642
DGL|INVESCO DB GOLD|LSCI|Lek Securities Corporation|1
DGL|INVESCO DB GOLD|MACC|Mid Atlantic Capital Corporation|6
DGL|INVESCO DB GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20372
DGL|INVESCO DB GOLD|MSCO|MORGAN STANLEY & CO. LLC|2335
DGL|INVESCO DB GOLD|MSPL|MORGAN STANLEY & CO. LLC|3500
DGL|INVESCO DB GOLD|NFSC|National Financial Services LLC|1845
DGL|INVESCO DB GOLD|NITE|VIRTU Americas LLC|12185
DGL|INVESCO DB GOLD|NITP|VIRTU Americas LLC|203
DGL|INVESCO DB GOLD|RBCM|RBC CAPITAL MARKETS, LLC|129
DGL|INVESCO DB GOLD|SBSH|Citigroup Global Markets Inc.|32
DGL|INVESCO DB GOLD|TKNG|ALLY INVEST SECURITIES LLC|70
DGL|INVESCO DB GOLD|UBSA|UBS SECURITIES LLC|4
DGL|INVESCO DB GOLD|UBSS|UBS Securities LLC|2983
DGL|INVESCO DB GOLD|VGRD|Vanguard Marketing Corporation|363
DGL|INVESCO DB GOLD|WCHV|WELLS FARGO SECURITIES, LLC|1173
DGL|INVESCO DB GOLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2304227
DGL|INVESCO DB GOLD|WSEA|WOLVERINE SECURITIES, LLC|87
DGL|INVESCO DB GOLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|225
DGLD|VS 3X INV GOLD|ALTX|Alternet Securities Inc.|300
DGLD|VS 3X INV GOLD|APCC|Apex Clearing Corporation|183
DGLD|VS 3X INV GOLD|BATM|CBOE TRADING, INC.|900
DGLD|VS 3X INV GOLD|CANT|Cantor Fitzgerald & Co.|200
DGLD|VS 3X INV GOLD|CHAS|Charles Schwab & Co., Inc.|1100
DGLD|VS 3X INV GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11600
DGLD|VS 3X INV GOLD|DBAX|Deutsche Bank Securities Inc.|11200
DGLD|VS 3X INV GOLD|EBXL|EBX LLC|5200
DGLD|VS 3X INV GOLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|195
DGLD|VS 3X INV GOLD|EGXM|CBOE TRADING, INC.|2612
DGLD|VS 3X INV GOLD|ETBE|Electronic Transaction Clearing, Inc.|500
DGLD|VS 3X INV GOLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|640
DGLD|VS 3X INV GOLD|ETRS|E*Trade Securities LLC|73670
DGLD|VS 3X INV GOLD|FBCO|Credit Suisse Securities (USA) LLC|6235
DGLD|VS 3X INV GOLD|FILL|Tradestation Securities, Inc.|132
DGLD|VS 3X INV GOLD|FOMA|TD AMERITRADE CLEARING, INC.|17952
DGLD|VS 3X INV GOLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
DGLD|VS 3X INV GOLD|FTBR|Foliofn Investments, Inc.|121
DGLD|VS 3X INV GOLD|GSCO|GOLDMAN SACHS & CO. LLC|333
DGLD|VS 3X INV GOLD|GSLT|GOLDMAN SACHS & CO. LLC|502
DGLD|VS 3X INV GOLD|GTSZ|GTS SECURITIES LLC|400
DGLD|VS 3X INV GOLD|HSBC|HSBC Securities, Inc.|1140
DGLD|VS 3X INV GOLD|IATS|INTERACTIVE BROKERS LLC|1308
DGLD|VS 3X INV GOLD|IBKR|Interactive Brokers Llc|110805
DGLD|VS 3X INV GOLD|ICBX|INSTINET, LLC|18285
DGLD|VS 3X INV GOLD|INCA|INSTINET, LLC|5288
DGLD|VS 3X INV GOLD|ITGI|ITG Inc.|300
DGLD|VS 3X INV GOLD|ITGP|ITG INC.|50800
DGLD|VS 3X INV GOLD|JSJX|JANE STREET CAPITAL LLC|24751
DGLD|VS 3X INV GOLD|KCGM|VIRTU Americas LLC|6898
DGLD|VS 3X INV GOLD|LEHM|Barclays Capital Inc./Le|33600
DGLD|VS 3X INV GOLD|LIME|Lime Brokerage LLC|11966
DGLD|VS 3X INV GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11798
DGLD|VS 3X INV GOLD|MSCO|MORGAN STANLEY & CO. LLC|16533
DGLD|VS 3X INV GOLD|MSPL|MORGAN STANLEY & CO. LLC|13000
DGLD|VS 3X INV GOLD|NFSC|National Financial Services LLC|67023
DGLD|VS 3X INV GOLD|NITE|VIRTU Americas LLC|100788
DGLD|VS 3X INV GOLD|OLDM|OLD MISSION CAPITAL, LLC|7207
DGLD|VS 3X INV GOLD|PWJC|UBS Financial Services, Inc.|50
DGLD|VS 3X INV GOLD|RHOX|XR Securities LLC|2698
DGLD|VS 3X INV GOLD|SGMT|GOLDMAN SACHS & CO. LLC|9100
DGLD|VS 3X INV GOLD|SHMR|ABN Amro Clearing LLC|1500
DGLD|VS 3X INV GOLD|SWIM|TD Ameritrade, Inc.|10095
DGLD|VS 3X INV GOLD|TKNG|ALLY INVEST SECURITIES LLC|239
DGLD|VS 3X INV GOLD|TRCM|TRC MARKETS LLC|397
DGLD|VS 3X INV GOLD|TWTT|TASTYWORKS, INC.|120
DGLD|VS 3X INV GOLD|UBSA|UBS SECURITIES LLC|39556
DGLD|VS 3X INV GOLD|UBSS|UBS Securities LLC|2953
DGLD|VS 3X INV GOLD|VGRD|Vanguard Marketing Corporation|1268
DGLD|VS 3X INV GOLD|WGIF|CIBC World Markets Inc.|1250
DGLD|VS 3X INV GOLD|WSEA|WOLVERINE SECURITIES, LLC|218
DGLY|DIGITAL ALLY INC|ADAM|CANACCORD GENUITY INC.|7669
DGLY|DIGITAL ALLY INC|AGIS|Aegis Capital Corp.|18500
DGLY|DIGITAL ALLY INC|ALPS|Alpine Securities Corporation|5100
DGLY|DIGITAL ALLY INC|APCC|Apex Clearing Corporation|4
DGLY|DIGITAL ALLY INC|ASCM|ASCENDIANT CAPITAL MARKETS, LLC|2100
DGLY|DIGITAL ALLY INC|BBNT|BB&T SECURITIES, LLC|350
DGLY|DIGITAL ALLY INC|CHAS|Charles Schwab & Co., Inc.|56
DGLY|DIGITAL ALLY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5713
DGLY|DIGITAL ALLY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DGLY|DIGITAL ALLY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|250
DGLY|DIGITAL ALLY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2100
DGLY|DIGITAL ALLY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|760
DGLY|DIGITAL ALLY INC|DBAB|Deutsche Bank Securities Inc.|573
DGLY|DIGITAL ALLY INC|DBAX|Deutsche Bank Securities Inc.|1200
DGLY|DIGITAL ALLY INC|DEGS|RONIN PROFESSIONAL LLC|5444
DGLY|DIGITAL ALLY INC|EBXL|EBX LLC|300
DGLY|DIGITAL ALLY INC|EDJO|Edward D. Jones & Co., L.P.|100
DGLY|DIGITAL ALLY INC|EGAM|CBOE TRADING, INC.|250
DGLY|DIGITAL ALLY INC|EGXM|CBOE TRADING, INC.|100
DGLY|DIGITAL ALLY INC|ETRS|E*Trade Securities LLC|55131
DGLY|DIGITAL ALLY INC|FBCO|Credit Suisse Securities (USA) LLC|1400
DGLY|DIGITAL ALLY INC|FOMA|TD AMERITRADE CLEARING, INC.|134054
DGLY|DIGITAL ALLY INC|FQLS|Quantlab Securities LP|16
DGLY|DIGITAL ALLY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57
DGLY|DIGITAL ALLY INC|FTBR|Foliofn Investments, Inc.|15
DGLY|DIGITAL ALLY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|447
DGLY|DIGITAL ALLY INC|GLPX|ACS EXECUTION SERVICES, LLC|487
DGLY|DIGITAL ALLY INC|GSCO|GOLDMAN SACHS & CO. LLC|2318
DGLY|DIGITAL ALLY INC|GSLT|GOLDMAN SACHS & CO. LLC|196
DGLY|DIGITAL ALLY INC|IATS|INTERACTIVE BROKERS LLC|5475
DGLY|DIGITAL ALLY INC|IBKR|Interactive Brokers Llc|36712
DGLY|DIGITAL ALLY INC|ICBX|INSTINET, LLC|500
DGLY|DIGITAL ALLY INC|INCA|INSTINET, LLC|6978
DGLY|DIGITAL ALLY INC|INJX|INSTINET, LLC|300
DGLY|DIGITAL ALLY INC|ITGI|ITG Inc.|2600
DGLY|DIGITAL ALLY INC|ITGP|ITG INC.|1200
DGLY|DIGITAL ALLY INC|JPMX|J.P. Morgan Securities LLC|400
DGLY|DIGITAL ALLY INC|KCGM|VIRTU Americas LLC|100
DGLY|DIGITAL ALLY INC|LEHM|Barclays Capital Inc./Le|3007
DGLY|DIGITAL ALLY INC|LIME|Lime Brokerage LLC|6383
DGLY|DIGITAL ALLY INC|MAXM|Maxim Group LLC|19249
DGLY|DIGITAL ALLY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
DGLY|DIGITAL ALLY INC|MSCO|MORGAN STANLEY & CO. LLC|23271
DGLY|DIGITAL ALLY INC|MSPL|MORGAN STANLEY & CO. LLC|1100
DGLY|DIGITAL ALLY INC|NFSC|National Financial Services LLC|41066
DGLY|DIGITAL ALLY INC|NITE|VIRTU Americas LLC|143695
DGLY|DIGITAL ALLY INC|OPCO|Oppenheimer & Co. Inc.|4280
DGLY|DIGITAL ALLY INC|PDQM|CODA MARKETS, INC.|755
DGLY|DIGITAL ALLY INC|RAJA|Raymond James & Associates, Inc.|1
DGLY|DIGITAL ALLY INC|SALI|INTL FCSTONE FINANCIAL INC.|1502
DGLY|DIGITAL ALLY INC|SGMT|GOLDMAN SACHS & CO. LLC|1501
DGLY|DIGITAL ALLY INC|SPDR|SPEEDROUTE LLC|251
DGLY|DIGITAL ALLY INC|SWIM|TD Ameritrade, Inc.|21080
DGLY|DIGITAL ALLY INC|TKNG|ALLY INVEST SECURITIES LLC|295
DGLY|DIGITAL ALLY INC|TRCM|TRC MARKETS LLC|1200
DGLY|DIGITAL ALLY INC|UBSA|UBS SECURITIES LLC|6778
DGLY|DIGITAL ALLY INC|UBSS|UBS Securities LLC|10599
DGLY|DIGITAL ALLY INC|VALX|VIRTU AMERICAS LLC|3465
DGLY|DIGITAL ALLY INC|VGRD|Vanguard Marketing Corporation|7152
DGLY|DIGITAL ALLY INC|WCHV|WELLS FARGO SECURITIES, LLC|5883
DGLY|DIGITAL ALLY INC|WEDB|WEDBUSH SECURITIES INC.|3800
DGLY|DIGITAL ALLY INC|WGIF|CIBC World Markets Inc.|200
DGLY|DIGITAL ALLY INC|WSEA|WOLVERINE SECURITIES, LLC|697
DGP|DB GOLD DBL LG ETN|APCC|Apex Clearing Corporation|7
DGP|DB GOLD DBL LG ETN|BATM|CBOE TRADING, INC.|200
DGP|DB GOLD DBL LG ETN|CHAS|Charles Schwab & Co., Inc.|50
DGP|DB GOLD DBL LG ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3462
DGP|DB GOLD DBL LG ETN|DBAX|Deutsche Bank Securities Inc.|900
DGP|DB GOLD DBL LG ETN|EBXL|EBX LLC|300
DGP|DB GOLD DBL LG ETN|ETRS|E*Trade Securities LLC|6181
DGP|DB GOLD DBL LG ETN|FILL|Tradestation Securities, Inc.|180
DGP|DB GOLD DBL LG ETN|FMAF|NBCN Inc./ CDS|50
DGP|DB GOLD DBL LG ETN|FQLS|Quantlab Securities LP|461
DGP|DB GOLD DBL LG ETN|FTBR|Foliofn Investments, Inc.|35
DGP|DB GOLD DBL LG ETN|GEBB|GLOBAL EXECUTION BROKERS, LP|100
DGP|DB GOLD DBL LG ETN|GSLT|GOLDMAN SACHS & CO. LLC|341
DGP|DB GOLD DBL LG ETN|GTSZ|GTS SECURITIES LLC|228
DGP|DB GOLD DBL LG ETN|IATS|INTERACTIVE BROKERS LLC|250
DGP|DB GOLD DBL LG ETN|IBKR|Interactive Brokers Llc|1599
DGP|DB GOLD DBL LG ETN|ICBX|INSTINET, LLC|7308
DGP|DB GOLD DBL LG ETN|INCA|INSTINET, LLC|350
DGP|DB GOLD DBL LG ETN|ITGP|ITG INC.|1200
DGP|DB GOLD DBL LG ETN|JSJX|JANE STREET CAPITAL LLC|525
DGP|DB GOLD DBL LG ETN|KCGM|VIRTU Americas LLC|2300
DGP|DB GOLD DBL LG ETN|LEHM|Barclays Capital Inc./Le|6800
DGP|DB GOLD DBL LG ETN|LIME|Lime Brokerage LLC|1782
DGP|DB GOLD DBL LG ETN|LSCI|Lek Securities Corporation|2
DGP|DB GOLD DBL LG ETN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
DGP|DB GOLD DBL LG ETN|MOTF|MOTIF INVESTING, INC.|1
DGP|DB GOLD DBL LG ETN|MSCO|MORGAN STANLEY & CO. LLC|9808
DGP|DB GOLD DBL LG ETN|NFSC|National Financial Services LLC|2937
DGP|DB GOLD DBL LG ETN|NITE|VIRTU Americas LLC|23452
DGP|DB GOLD DBL LG ETN|NITP|VIRTU Americas LLC|21505
DGP|DB GOLD DBL LG ETN|PDQM|CODA MARKETS, INC.|500
DGP|DB GOLD DBL LG ETN|RBCM|RBC CAPITAL MARKETS, LLC|200
DGP|DB GOLD DBL LG ETN|SGMT|GOLDMAN SACHS & CO. LLC|210
DGP|DB GOLD DBL LG ETN|SWIM|TD Ameritrade, Inc.|4005
DGP|DB GOLD DBL LG ETN|TKNG|ALLY INVEST SECURITIES LLC|100
DGP|DB GOLD DBL LG ETN|UBSA|UBS SECURITIES LLC|501
DGP|DB GOLD DBL LG ETN|UBSS|UBS Securities LLC|3815
DGP|DB GOLD DBL LG ETN|VGRD|Vanguard Marketing Corporation|1605
DGP|DB GOLD DBL LG ETN|WCHV|WELLS FARGO SECURITIES, LLC|214
DGP|DB GOLD DBL LG ETN|WSEA|WOLVERINE SECURITIES, LLC|100
DGP|DB GOLD DBL LG ETN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|656
DGRE|WISDOMTREE EMG MKTS|APCC|Apex Clearing Corporation|27
DGRE|WISDOMTREE EMG MKTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|258
DGRE|WISDOMTREE EMG MKTS|BYXM|CBOE TRADING, INC.|344
DGRE|WISDOMTREE EMG MKTS|CANT|Cantor Fitzgerald & Co.|25288
DGRE|WISDOMTREE EMG MKTS|CHAS|Charles Schwab & Co., Inc.|16477
DGRE|WISDOMTREE EMG MKTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18773
DGRE|WISDOMTREE EMG MKTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1913
DGRE|WISDOMTREE EMG MKTS|CSIN|Citadel Securities Institutional LLC|215912
DGRE|WISDOMTREE EMG MKTS|CTDL|Citadel Derivatives Group Llc|228311
DGRE|WISDOMTREE EMG MKTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|40
DGRE|WISDOMTREE EMG MKTS|DBAX|Deutsche Bank Securities Inc.|1800
DGRE|WISDOMTREE EMG MKTS|DEAN|MORGAN STANLEY|1278
DGRE|WISDOMTREE EMG MKTS|EBXL|EBX LLC|1700
DGRE|WISDOMTREE EMG MKTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2805
DGRE|WISDOMTREE EMG MKTS|EDJO|Edward D. Jones & Co., L.P.|800
DGRE|WISDOMTREE EMG MKTS|ETRS|E*Trade Securities LLC|622
DGRE|WISDOMTREE EMG MKTS|FBCO|Credit Suisse Securities (USA) LLC|3554
DGRE|WISDOMTREE EMG MKTS|FIDT|Fidelity Clearing Canada ULC./ CDS|200
DGRE|WISDOMTREE EMG MKTS|FILL|Tradestation Securities, Inc.|96
DGRE|WISDOMTREE EMG MKTS|FMAF|NBCN Inc./ CDS|10899
DGRE|WISDOMTREE EMG MKTS|FOMA|TD AMERITRADE CLEARING, INC.|10742
DGRE|WISDOMTREE EMG MKTS|FTBR|Foliofn Investments, Inc.|23
DGRE|WISDOMTREE EMG MKTS|GEBB|GLOBAL EXECUTION BROKERS, LP|592
DGRE|WISDOMTREE EMG MKTS|GSCO|GOLDMAN SACHS & CO. LLC|100
DGRE|WISDOMTREE EMG MKTS|GTSZ|GTS SECURITIES LLC|644
DGRE|WISDOMTREE EMG MKTS|HRBF|American Enterprise Investment Services Inc.|3427
DGRE|WISDOMTREE EMG MKTS|IBKR|Interactive Brokers Llc|22354
DGRE|WISDOMTREE EMG MKTS|ICBX|INSTINET, LLC|1300
DGRE|WISDOMTREE EMG MKTS|INTL|INTL FCSTONE FINANCIAL INC.|7110
DGRE|WISDOMTREE EMG MKTS|ITGP|ITG INC.|1000
DGRE|WISDOMTREE EMG MKTS|JANY|Janney Montgomery Scott Inc.|100
DGRE|WISDOMTREE EMG MKTS|JPMX|J.P. Morgan Securities LLC|800
DGRE|WISDOMTREE EMG MKTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|16460
DGRE|WISDOMTREE EMG MKTS|JSJX|JANE STREET CAPITAL LLC|24617
DGRE|WISDOMTREE EMG MKTS|KCGM|VIRTU Americas LLC|1530
DGRE|WISDOMTREE EMG MKTS|LEHM|Barclays Capital Inc./Le|2200
DGRE|WISDOMTREE EMG MKTS|LIME|Lime Brokerage LLC|2873
DGRE|WISDOMTREE EMG MKTS|LSCI|Lek Securities Corporation|830
DGRE|WISDOMTREE EMG MKTS|MACC|Mid Atlantic Capital Corporation|2188
DGRE|WISDOMTREE EMG MKTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
DGRE|WISDOMTREE EMG MKTS|MSCO|MORGAN STANLEY & CO. LLC|46881
DGRE|WISDOMTREE EMG MKTS|MSPL|MORGAN STANLEY & CO. LLC|500
DGRE|WISDOMTREE EMG MKTS|NFSC|National Financial Services LLC|15611
DGRE|WISDOMTREE EMG MKTS|NITE|VIRTU Americas LLC|19522
DGRE|WISDOMTREE EMG MKTS|NQRB|Brut, LLC|5
DGRE|WISDOMTREE EMG MKTS|OPCO|Oppenheimer & Co. Inc.|400
DGRE|WISDOMTREE EMG MKTS|PWJC|UBS Financial Services, Inc.|1000
DGRE|WISDOMTREE EMG MKTS|RAJA|Raymond James & Associates, Inc.|1525
DGRE|WISDOMTREE EMG MKTS|RBCM|RBC CAPITAL MARKETS, LLC|4
DGRE|WISDOMTREE EMG MKTS|SBSH|Citigroup Global Markets Inc.|604
DGRE|WISDOMTREE EMG MKTS|SGMT|GOLDMAN SACHS & CO. LLC|1082
DGRE|WISDOMTREE EMG MKTS|STFL|Stifel, Nicolaus & Company, Incorporated|2155
DGRE|WISDOMTREE EMG MKTS|TRCM|TRC MARKETS LLC|445
DGRE|WISDOMTREE EMG MKTS|UBSA|UBS SECURITIES LLC|4324
DGRE|WISDOMTREE EMG MKTS|UBSS|UBS Securities LLC|11488
DGRE|WISDOMTREE EMG MKTS|VGRD|Vanguard Marketing Corporation|2150
DGRE|WISDOMTREE EMG MKTS|WCHV|WELLS FARGO SECURITIES, LLC|3822
DGRE|WISDOMTREE EMG MKTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4690
DGRO|ISHARES DIV GROWTH|ALTX|Alternet Securities Inc.|10891
DGRO|ISHARES DIV GROWTH|ANOS|ABEL/NOSER, L.L.C.|100
DGRO|ISHARES DIV GROWTH|APCC|Apex Clearing Corporation|274
DGRO|ISHARES DIV GROWTH|BANK|Primevest Financial Services, Inc.|1686
DGRO|ISHARES DIV GROWTH|BARD|Robert W. Baird & Co. Incorporated|4448
DGRO|ISHARES DIV GROWTH|BBNT|BB&T SECURITIES, LLC|8455
DGRO|ISHARES DIV GROWTH|BERN|Sanford C. Bernstein & Co., LLC|36357
DGRO|ISHARES DIV GROWTH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53300
DGRO|ISHARES DIV GROWTH|BTIG|BTIG, LLC|406
DGRO|ISHARES DIV GROWTH|CANT|Cantor Fitzgerald & Co.|5059
DGRO|ISHARES DIV GROWTH|CHAS|Charles Schwab & Co., Inc.|2356
DGRO|ISHARES DIV GROWTH|CIST|Capital Institutional Services, Inc.|13496
DGRO|ISHARES DIV GROWTH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
DGRO|ISHARES DIV GROWTH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
DGRO|ISHARES DIV GROWTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38357
DGRO|ISHARES DIV GROWTH|CSIN|Citadel Securities Institutional LLC|295232
DGRO|ISHARES DIV GROWTH|CTDL|Citadel Derivatives Group Llc|336707
DGRO|ISHARES DIV GROWTH|CXCX|CITIGROUP GLOBAL MARKETS INC.|3788
DGRO|ISHARES DIV GROWTH|DADA|D.A. Davidson & Co.|4738
DGRO|ISHARES DIV GROWTH|DBAB|Deutsche Bank Securities Inc.|104
DGRO|ISHARES DIV GROWTH|DBAX|Deutsche Bank Securities Inc.|13900
DGRO|ISHARES DIV GROWTH|DEAN|MORGAN STANLEY|32610
DGRO|ISHARES DIV GROWTH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|273
DGRO|ISHARES DIV GROWTH|EBXL|EBX LLC|42800
DGRO|ISHARES DIV GROWTH|EDJO|Edward D. Jones & Co., L.P.|314921
DGRO|ISHARES DIV GROWTH|EGAM|CBOE TRADING, INC.|356
DGRO|ISHARES DIV GROWTH|EGXM|CBOE TRADING, INC.|110
DGRO|ISHARES DIV GROWTH|ETBE|Electronic Transaction Clearing, Inc.|400
DGRO|ISHARES DIV GROWTH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|907
DGRO|ISHARES DIV GROWTH|ETRS|E*Trade Securities LLC|8417
DGRO|ISHARES DIV GROWTH|FBSB|U.S. Bancorp Investments, Inc.|1117
DGRO|ISHARES DIV GROWTH|FIDT|Fidelity Clearing Canada ULC./ CDS|2170
DGRO|ISHARES DIV GROWTH|FINX|FINTECH SECURITIES|290
DGRO|ISHARES DIV GROWTH|FMAF|NBCN Inc./ CDS|7985
DGRO|ISHARES DIV GROWTH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15272
DGRO|ISHARES DIV GROWTH|FTBR|Foliofn Investments, Inc.|753
DGRO|ISHARES DIV GROWTH|GBMT|GBM International, Inc.|345
DGRO|ISHARES DIV GROWTH|GLIS|TD Securities Inc|978
DGRO|ISHARES DIV GROWTH|GSCO|GOLDMAN SACHS & CO. LLC|6719
DGRO|ISHARES DIV GROWTH|GSCS|GOLDMAN SACHS & CO. LLC|3300
DGRO|ISHARES DIV GROWTH|GSLT|GOLDMAN SACHS & CO. LLC|1267
DGRO|ISHARES DIV GROWTH|GTSZ|GTS SECURITIES LLC|200
DGRO|ISHARES DIV GROWTH|HRBF|American Enterprise Investment Services Inc.|120102
DGRO|ISHARES DIV GROWTH|IATS|INTERACTIVE BROKERS LLC|638
DGRO|ISHARES DIV GROWTH|IBKR|Interactive Brokers Llc|11055
DGRO|ISHARES DIV GROWTH|ICBX|INSTINET, LLC|38502
DGRO|ISHARES DIV GROWTH|INCA|INSTINET, LLC|8302
DGRO|ISHARES DIV GROWTH|ITGI|ITG Inc.|94989
DGRO|ISHARES DIV GROWTH|ITGP|ITG INC.|6000
DGRO|ISHARES DIV GROWTH|JANY|Janney Montgomery Scott Inc.|18348
DGRO|ISHARES DIV GROWTH|JEFF|JEFFERIES LLC|6774
DGRO|ISHARES DIV GROWTH|JMPT|JUMP TRADING, LLC|961
DGRO|ISHARES DIV GROWTH|JPMX|J.P. Morgan Securities LLC|21278
DGRO|ISHARES DIV GROWTH|JSEB|JANE STREET EXECUTION SERVICES, LLC|727312
DGRO|ISHARES DIV GROWTH|JSJX|JANE STREET CAPITAL LLC|1115871
DGRO|ISHARES DIV GROWTH|KCGM|VIRTU Americas LLC|28581
DGRO|ISHARES DIV GROWTH|LEHM|Barclays Capital Inc./Le|83265
DGRO|ISHARES DIV GROWTH|LIME|Lime Brokerage LLC|24457
DGRO|ISHARES DIV GROWTH|MAXM|Maxim Group LLC|9500
DGRO|ISHARES DIV GROWTH|MCMF|Raymond James Ltd. Cds|500
DGRO|ISHARES DIV GROWTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23062
DGRO|ISHARES DIV GROWTH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
DGRO|ISHARES DIV GROWTH|MOTF|MOTIF INVESTING, INC.|5
DGRO|ISHARES DIV GROWTH|MSCO|MORGAN STANLEY & CO. LLC|235480
DGRO|ISHARES DIV GROWTH|MSPL|MORGAN STANLEY & CO. LLC|11500
DGRO|ISHARES DIV GROWTH|NBCS|NBC Securities, INC.|600
DGRO|ISHARES DIV GROWTH|NFSC|National Financial Services LLC|1049447
DGRO|ISHARES DIV GROWTH|NITE|VIRTU Americas LLC|1022228
DGRO|ISHARES DIV GROWTH|NQRB|Brut, LLC|3900
DGRO|ISHARES DIV GROWTH|NTBF|BMO Nesbitt Burns Inc./CDS|841
DGRO|ISHARES DIV GROWTH|OPCO|Oppenheimer & Co. Inc.|217
DGRO|ISHARES DIV GROWTH|PDQM|CODA MARKETS, INC.|52234
DGRO|ISHARES DIV GROWTH|PWJC|UBS Financial Services, Inc.|18000
DGRO|ISHARES DIV GROWTH|RBCM|RBC CAPITAL MARKETS, LLC|35585
DGRO|ISHARES DIV GROWTH|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|16815
DGRO|ISHARES DIV GROWTH|SALI|INTL FCSTONE FINANCIAL INC.|1180
DGRO|ISHARES DIV GROWTH|SBSH|Citigroup Global Markets Inc.|7544
DGRO|ISHARES DIV GROWTH|SEIC|SEI Investments Distribution Co.|10891
DGRO|ISHARES DIV GROWTH|SGMT|GOLDMAN SACHS & CO. LLC|8272
DGRO|ISHARES DIV GROWTH|SPHN|Stephens Inc.|2
DGRO|ISHARES DIV GROWTH|STFL|Stifel, Nicolaus & Company, Incorporated|5454
DGRO|ISHARES DIV GROWTH|SWIM|TD Ameritrade, Inc.|3539
DGRO|ISHARES DIV GROWTH|TKNG|ALLY INVEST SECURITIES LLC|162
DGRO|ISHARES DIV GROWTH|TRBT|Tradebot Systems, Inc.|5596
DGRO|ISHARES DIV GROWTH|TRCM|TRC MARKETS LLC|10727
DGRO|ISHARES DIV GROWTH|UBSA|UBS SECURITIES LLC|66165
DGRO|ISHARES DIV GROWTH|UBSS|UBS Securities LLC|456284
DGRO|ISHARES DIV GROWTH|VALX|VIRTU AMERICAS LLC|6066
DGRO|ISHARES DIV GROWTH|VGRD|Vanguard Marketing Corporation|15734
DGRO|ISHARES DIV GROWTH|WCHV|WELLS FARGO SECURITIES, LLC|200493
DGRO|ISHARES DIV GROWTH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|690
DGRO|ISHARES DIV GROWTH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|156
DGRO|ISHARES DIV GROWTH|WGIF|CIBC World Markets Inc.|95
DGRO|ISHARES DIV GROWTH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|17
DGRO|ISHARES DIV GROWTH|WSEA|WOLVERINE SECURITIES, LLC|3290
DGRO|ISHARES DIV GROWTH|XSTM|NATIONAL FINANCIAL SERVICES LLC|13152
DGRO|ISHARES DIV GROWTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|188691
DGRS|WISDOMTREE US SC QLY|APCC|Apex Clearing Corporation|24
DGRS|WISDOMTREE US SC QLY|BATM|CBOE TRADING, INC.|1
DGRS|WISDOMTREE US SC QLY|CANT|Cantor Fitzgerald & Co.|21397
DGRS|WISDOMTREE US SC QLY|CHAS|Charles Schwab & Co., Inc.|23868
DGRS|WISDOMTREE US SC QLY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11597
DGRS|WISDOMTREE US SC QLY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5904
DGRS|WISDOMTREE US SC QLY|CSIN|Citadel Securities Institutional LLC|43619
DGRS|WISDOMTREE US SC QLY|CTDL|Citadel Derivatives Group Llc|45294
DGRS|WISDOMTREE US SC QLY|DBAX|Deutsche Bank Securities Inc.|2800
DGRS|WISDOMTREE US SC QLY|DEAN|MORGAN STANLEY|357
DGRS|WISDOMTREE US SC QLY|EBXL|EBX LLC|3400
DGRS|WISDOMTREE US SC QLY|EDJO|Edward D. Jones & Co., L.P.|777
DGRS|WISDOMTREE US SC QLY|ETRS|E*Trade Securities LLC|585
DGRS|WISDOMTREE US SC QLY|FBCO|Credit Suisse Securities (USA) LLC|3785
DGRS|WISDOMTREE US SC QLY|FILL|Tradestation Securities, Inc.|2
DGRS|WISDOMTREE US SC QLY|FOMA|TD AMERITRADE CLEARING, INC.|11800
DGRS|WISDOMTREE US SC QLY|FTBR|Foliofn Investments, Inc.|6
DGRS|WISDOMTREE US SC QLY|GEBB|GLOBAL EXECUTION BROKERS, LP|661
DGRS|WISDOMTREE US SC QLY|GTSZ|GTS SECURITIES LLC|392
DGRS|WISDOMTREE US SC QLY|IBKR|Interactive Brokers Llc|1978
DGRS|WISDOMTREE US SC QLY|ICBX|INSTINET, LLC|2200
DGRS|WISDOMTREE US SC QLY|INCA|INSTINET, LLC|2000
DGRS|WISDOMTREE US SC QLY|ITGI|ITG Inc.|300
DGRS|WISDOMTREE US SC QLY|ITGP|ITG INC.|800
DGRS|WISDOMTREE US SC QLY|JPMX|J.P. Morgan Securities LLC|4000
DGRS|WISDOMTREE US SC QLY|JSJX|JANE STREET CAPITAL LLC|13905
DGRS|WISDOMTREE US SC QLY|KCGM|VIRTU Americas LLC|6878
DGRS|WISDOMTREE US SC QLY|LEHM|Barclays Capital Inc./Le|7200
DGRS|WISDOMTREE US SC QLY|LIME|Lime Brokerage LLC|965
DGRS|WISDOMTREE US SC QLY|MACC|Mid Atlantic Capital Corporation|1931
DGRS|WISDOMTREE US SC QLY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
DGRS|WISDOMTREE US SC QLY|MSCO|MORGAN STANLEY & CO. LLC|8820
DGRS|WISDOMTREE US SC QLY|NFSC|National Financial Services LLC|4711
DGRS|WISDOMTREE US SC QLY|NITE|VIRTU Americas LLC|12551
DGRS|WISDOMTREE US SC QLY|RAJA|Raymond James & Associates, Inc.|5178
DGRS|WISDOMTREE US SC QLY|RBCM|RBC CAPITAL MARKETS, LLC|1566
DGRS|WISDOMTREE US SC QLY|SBSH|Citigroup Global Markets Inc.|301
DGRS|WISDOMTREE US SC QLY|SGMT|GOLDMAN SACHS & CO. LLC|3260
DGRS|WISDOMTREE US SC QLY|STFL|Stifel, Nicolaus & Company, Incorporated|10
DGRS|WISDOMTREE US SC QLY|SWIM|TD Ameritrade, Inc.|113
DGRS|WISDOMTREE US SC QLY|SWST|Hilltop Securities Inc.|309
DGRS|WISDOMTREE US SC QLY|UBSA|UBS SECURITIES LLC|7528
DGRS|WISDOMTREE US SC QLY|UBSS|UBS Securities LLC|15088
DGRS|WISDOMTREE US SC QLY|VGRD|Vanguard Marketing Corporation|556
DGRS|WISDOMTREE US SC QLY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5646
DGRW|WISDOMTREE US QLTY D|ALTX|Alternet Securities Inc.|501
DGRW|WISDOMTREE US QLTY D|APCC|Apex Clearing Corporation|2618
DGRW|WISDOMTREE US QLTY D|BARD|Robert W. Baird & Co. Incorporated|1943
DGRW|WISDOMTREE US QLTY D|BATM|CBOE TRADING, INC.|556
DGRW|WISDOMTREE US QLTY D|BBNT|BB&T SECURITIES, LLC|509
DGRW|WISDOMTREE US QLTY D|BERN|Sanford C. Bernstein & Co., LLC|400
DGRW|WISDOMTREE US QLTY D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2016
DGRW|WISDOMTREE US QLTY D|BTIG|BTIG, LLC|14018
DGRW|WISDOMTREE US QLTY D|CANT|Cantor Fitzgerald & Co.|10629
DGRW|WISDOMTREE US QLTY D|CHAS|Charles Schwab & Co., Inc.|1312
DGRW|WISDOMTREE US QLTY D|CIST|Capital Institutional Services, Inc.|1577
DGRW|WISDOMTREE US QLTY D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7175
DGRW|WISDOMTREE US QLTY D|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
DGRW|WISDOMTREE US QLTY D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8953
DGRW|WISDOMTREE US QLTY D|CSIN|Citadel Securities Institutional LLC|81041
DGRW|WISDOMTREE US QLTY D|CTDL|Citadel Derivatives Group Llc|92711
DGRW|WISDOMTREE US QLTY D|CXCX|CITIGROUP GLOBAL MARKETS INC.|466
DGRW|WISDOMTREE US QLTY D|DADA|D.A. Davidson & Co.|390
DGRW|WISDOMTREE US QLTY D|DBAB|Deutsche Bank Securities Inc.|500
DGRW|WISDOMTREE US QLTY D|DBAX|Deutsche Bank Securities Inc.|2700
DGRW|WISDOMTREE US QLTY D|DEAN|MORGAN STANLEY|18658
DGRW|WISDOMTREE US QLTY D|DEGS|RONIN PROFESSIONAL LLC|100
DGRW|WISDOMTREE US QLTY D|EBXL|EBX LLC|7800
DGRW|WISDOMTREE US QLTY D|ECUT|CONVERGEX EXECUTION SOLUTIONS|1467
DGRW|WISDOMTREE US QLTY D|EDJO|Edward D. Jones & Co., L.P.|726
DGRW|WISDOMTREE US QLTY D|EGAM|CBOE TRADING, INC.|4625
DGRW|WISDOMTREE US QLTY D|EGXM|CBOE TRADING, INC.|151
DGRW|WISDOMTREE US QLTY D|ETBE|Electronic Transaction Clearing, Inc.|209
DGRW|WISDOMTREE US QLTY D|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|180
DGRW|WISDOMTREE US QLTY D|ETRS|E*Trade Securities LLC|27860
DGRW|WISDOMTREE US QLTY D|FBCO|Credit Suisse Securities (USA) LLC|62237
DGRW|WISDOMTREE US QLTY D|FBSB|U.S. Bancorp Investments, Inc.|5
DGRW|WISDOMTREE US QLTY D|FILL|Tradestation Securities, Inc.|1105
DGRW|WISDOMTREE US QLTY D|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|100000
DGRW|WISDOMTREE US QLTY D|FMAF|NBCN Inc./ CDS|960
DGRW|WISDOMTREE US QLTY D|FOMA|TD AMERITRADE CLEARING, INC.|111428
DGRW|WISDOMTREE US QLTY D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7462
DGRW|WISDOMTREE US QLTY D|FTBR|Foliofn Investments, Inc.|30
DGRW|WISDOMTREE US QLTY D|GBMT|GBM International, Inc.|6200
DGRW|WISDOMTREE US QLTY D|GEBB|GLOBAL EXECUTION BROKERS, LP|3883
DGRW|WISDOMTREE US QLTY D|GSCO|GOLDMAN SACHS & CO. LLC|381111
DGRW|WISDOMTREE US QLTY D|GSCS|GOLDMAN SACHS & CO. LLC|94
DGRW|WISDOMTREE US QLTY D|GSLT|GOLDMAN SACHS & CO. LLC|10886
DGRW|WISDOMTREE US QLTY D|GTSZ|GTS SECURITIES LLC|600
DGRW|WISDOMTREE US QLTY D|HRBF|American Enterprise Investment Services Inc.|26527
DGRW|WISDOMTREE US QLTY D|IATS|INTERACTIVE BROKERS LLC|210
DGRW|WISDOMTREE US QLTY D|IBKR|Interactive Brokers Llc|6135
DGRW|WISDOMTREE US QLTY D|ICBX|INSTINET, LLC|7106
DGRW|WISDOMTREE US QLTY D|INCA|INSTINET, LLC|231289
DGRW|WISDOMTREE US QLTY D|ITGI|ITG Inc.|5913
DGRW|WISDOMTREE US QLTY D|JANY|Janney Montgomery Scott Inc.|8321
DGRW|WISDOMTREE US QLTY D|JMPT|JUMP TRADING, LLC|406
DGRW|WISDOMTREE US QLTY D|JPMX|J.P. Morgan Securities LLC|8690
DGRW|WISDOMTREE US QLTY D|JSEB|JANE STREET EXECUTION SERVICES, LLC|1535
DGRW|WISDOMTREE US QLTY D|JSJX|JANE STREET CAPITAL LLC|276486
DGRW|WISDOMTREE US QLTY D|KCGM|VIRTU Americas LLC|1200
DGRW|WISDOMTREE US QLTY D|LEHM|Barclays Capital Inc./Le|5900
DGRW|WISDOMTREE US QLTY D|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|13744
DGRW|WISDOMTREE US QLTY D|LIME|Lime Brokerage LLC|7294
DGRW|WISDOMTREE US QLTY D|MACC|Mid Atlantic Capital Corporation|14049
DGRW|WISDOMTREE US QLTY D|MCMF|Raymond James Ltd. Cds|8151
DGRW|WISDOMTREE US QLTY D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1006
DGRW|WISDOMTREE US QLTY D|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|126
DGRW|WISDOMTREE US QLTY D|MOTF|MOTIF INVESTING, INC.|3
DGRW|WISDOMTREE US QLTY D|MSCO|MORGAN STANLEY & CO. LLC|100084
DGRW|WISDOMTREE US QLTY D|MSPL|MORGAN STANLEY & CO. LLC|200
DGRW|WISDOMTREE US QLTY D|NFSC|National Financial Services LLC|516333
DGRW|WISDOMTREE US QLTY D|NITE|VIRTU Americas LLC|285724
DGRW|WISDOMTREE US QLTY D|NITP|VIRTU Americas LLC|30
DGRW|WISDOMTREE US QLTY D|NQRB|Brut, LLC|100
DGRW|WISDOMTREE US QLTY D|OLDM|OLD MISSION CAPITAL, LLC|18714
DGRW|WISDOMTREE US QLTY D|OPCO|Oppenheimer & Co. Inc.|100
DGRW|WISDOMTREE US QLTY D|PICT|Pictet Overseas Inc.|906
DGRW|WISDOMTREE US QLTY D|PWJC|UBS Financial Services, Inc.|12581
DGRW|WISDOMTREE US QLTY D|RAJA|Raymond James & Associates, Inc.|13918
DGRW|WISDOMTREE US QLTY D|RBCM|RBC CAPITAL MARKETS, LLC|10760
DGRW|WISDOMTREE US QLTY D|SBSH|Citigroup Global Markets Inc.|27662
DGRW|WISDOMTREE US QLTY D|SEIC|SEI Investments Distribution Co.|400
DGRW|WISDOMTREE US QLTY D|SGMT|GOLDMAN SACHS & CO. LLC|1026
DGRW|WISDOMTREE US QLTY D|SHMR|ABN Amro Clearing LLC|100000
DGRW|WISDOMTREE US QLTY D|SPHN|Stephens Inc.|500
DGRW|WISDOMTREE US QLTY D|STFL|Stifel, Nicolaus & Company, Incorporated|2604
DGRW|WISDOMTREE US QLTY D|SWIM|TD Ameritrade, Inc.|950
DGRW|WISDOMTREE US QLTY D|SWST|Hilltop Securities Inc.|2425
DGRW|WISDOMTREE US QLTY D|TKNG|ALLY INVEST SECURITIES LLC|67
DGRW|WISDOMTREE US QLTY D|TRBT|Tradebot Systems, Inc.|400
DGRW|WISDOMTREE US QLTY D|TRCM|TRC MARKETS LLC|390
DGRW|WISDOMTREE US QLTY D|UBSA|UBS SECURITIES LLC|9476
DGRW|WISDOMTREE US QLTY D|UBSS|UBS Securities LLC|134280
DGRW|WISDOMTREE US QLTY D|VALX|VIRTU AMERICAS LLC|3
DGRW|WISDOMTREE US QLTY D|VGRD|Vanguard Marketing Corporation|2520
DGRW|WISDOMTREE US QLTY D|WBET|Wallachbeth Capital LLC|1986823
DGRW|WISDOMTREE US QLTY D|WCHV|WELLS FARGO SECURITIES, LLC|52092
DGRW|WISDOMTREE US QLTY D|WEXM|WOLVERINE EXECUTION SERVICES, LLC|120
DGRW|WISDOMTREE US QLTY D|WEXX|WOLVERINE EXECUTION SERVICES, LLC|177
DGRW|WISDOMTREE US QLTY D|WGIF|CIBC World Markets Inc.|180
DGRW|WISDOMTREE US QLTY D|WSEA|WOLVERINE SECURITIES, LLC|544
DGRW|WISDOMTREE US QLTY D|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
DGRW|WISDOMTREE US QLTY D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|58674
DGS|WISDOMTREE EM MKTS|ALTX|Alternet Securities Inc.|100
DGS|WISDOMTREE EM MKTS|APCC|Apex Clearing Corporation|10826
DGS|WISDOMTREE EM MKTS|BARD|Robert W. Baird & Co. Incorporated|2316
DGS|WISDOMTREE EM MKTS|BATM|CBOE TRADING, INC.|100
DGS|WISDOMTREE EM MKTS|BBNT|BB&T SECURITIES, LLC|10554
DGS|WISDOMTREE EM MKTS|BERN|Sanford C. Bernstein & Co., LLC|455
DGS|WISDOMTREE EM MKTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2510
DGS|WISDOMTREE EM MKTS|BYXM|CBOE TRADING, INC.|100
DGS|WISDOMTREE EM MKTS|CANT|Cantor Fitzgerald & Co.|60386
DGS|WISDOMTREE EM MKTS|CHAS|Charles Schwab & Co., Inc.|2338
DGS|WISDOMTREE EM MKTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28047
DGS|WISDOMTREE EM MKTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DGS|WISDOMTREE EM MKTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51439
DGS|WISDOMTREE EM MKTS|CSIN|Citadel Securities Institutional LLC|65579
DGS|WISDOMTREE EM MKTS|CTDL|Citadel Derivatives Group Llc|130082
DGS|WISDOMTREE EM MKTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
DGS|WISDOMTREE EM MKTS|DADA|D.A. Davidson & Co.|166
DGS|WISDOMTREE EM MKTS|DAVA|Davenport & Company LLC|1150
DGS|WISDOMTREE EM MKTS|DBAB|Deutsche Bank Securities Inc.|1000
DGS|WISDOMTREE EM MKTS|DBAX|Deutsche Bank Securities Inc.|16400
DGS|WISDOMTREE EM MKTS|DEAN|MORGAN STANLEY|8713
DGS|WISDOMTREE EM MKTS|DEGS|RONIN PROFESSIONAL LLC|1300
DGS|WISDOMTREE EM MKTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|245
DGS|WISDOMTREE EM MKTS|EBXL|EBX LLC|20600
DGS|WISDOMTREE EM MKTS|EDJO|Edward D. Jones & Co., L.P.|2121
DGS|WISDOMTREE EM MKTS|EGAM|CBOE TRADING, INC.|1
DGS|WISDOMTREE EM MKTS|EGMT|EG MARKET TECHNOLOGIES LLC|200
DGS|WISDOMTREE EM MKTS|EGXM|CBOE TRADING, INC.|93
DGS|WISDOMTREE EM MKTS|ETBE|Electronic Transaction Clearing, Inc.|1100
DGS|WISDOMTREE EM MKTS|ETCB|ETC BROKERAGE SERVICES, LLC|186
DGS|WISDOMTREE EM MKTS|ETRS|E*Trade Securities LLC|12024
DGS|WISDOMTREE EM MKTS|FBSB|U.S. Bancorp Investments, Inc.|1255
DGS|WISDOMTREE EM MKTS|FILL|Tradestation Securities, Inc.|71
DGS|WISDOMTREE EM MKTS|FINX|FINTECH SECURITIES|114
DGS|WISDOMTREE EM MKTS|FMAF|NBCN Inc./ CDS|4532
DGS|WISDOMTREE EM MKTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7356
DGS|WISDOMTREE EM MKTS|FTBR|Foliofn Investments, Inc.|492
DGS|WISDOMTREE EM MKTS|GLIS|TD Securities Inc|277
DGS|WISDOMTREE EM MKTS|GLPX|ACS EXECUTION SERVICES, LLC|509
DGS|WISDOMTREE EM MKTS|GSCO|GOLDMAN SACHS & CO. LLC|2395
DGS|WISDOMTREE EM MKTS|GSLT|GOLDMAN SACHS & CO. LLC|100
DGS|WISDOMTREE EM MKTS|HRBF|American Enterprise Investment Services Inc.|39665
DGS|WISDOMTREE EM MKTS|IATS|INTERACTIVE BROKERS LLC|1232
DGS|WISDOMTREE EM MKTS|IBKR|Interactive Brokers Llc|22629
DGS|WISDOMTREE EM MKTS|ICBX|INSTINET, LLC|18700
DGS|WISDOMTREE EM MKTS|INCA|INSTINET, LLC|10251
DGS|WISDOMTREE EM MKTS|ITGI|ITG Inc.|3327
DGS|WISDOMTREE EM MKTS|ITGP|ITG INC.|5600
DGS|WISDOMTREE EM MKTS|JANY|Janney Montgomery Scott Inc.|1296
DGS|WISDOMTREE EM MKTS|JMPT|JUMP TRADING, LLC|876
DGS|WISDOMTREE EM MKTS|JPMX|J.P. Morgan Securities LLC|25976
DGS|WISDOMTREE EM MKTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|33711
DGS|WISDOMTREE EM MKTS|JSJX|JANE STREET CAPITAL LLC|123536
DGS|WISDOMTREE EM MKTS|KCGM|VIRTU Americas LLC|18566
DGS|WISDOMTREE EM MKTS|LEHM|Barclays Capital Inc./Le|50112
DGS|WISDOMTREE EM MKTS|LGNT|COR CLEARING LLC|1
DGS|WISDOMTREE EM MKTS|LIME|Lime Brokerage LLC|15845
DGS|WISDOMTREE EM MKTS|MACC|Mid Atlantic Capital Corporation|188
DGS|WISDOMTREE EM MKTS|MCMF|Raymond James Ltd. Cds|2
DGS|WISDOMTREE EM MKTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51772
DGS|WISDOMTREE EM MKTS|MOTF|MOTIF INVESTING, INC.|2
DGS|WISDOMTREE EM MKTS|MSCO|MORGAN STANLEY & CO. LLC|127556
DGS|WISDOMTREE EM MKTS|MSPL|MORGAN STANLEY & CO. LLC|22700
DGS|WISDOMTREE EM MKTS|MSTX|MORGAN STANLEY & CO. LLC|200
DGS|WISDOMTREE EM MKTS|NFSC|National Financial Services LLC|332963
DGS|WISDOMTREE EM MKTS|NITE|VIRTU Americas LLC|291161
DGS|WISDOMTREE EM MKTS|NQRB|Brut, LLC|100
DGS|WISDOMTREE EM MKTS|NTBF|BMO Nesbitt Burns Inc./CDS|347
DGS|WISDOMTREE EM MKTS|NTRC|Northern Trust Securities, Inc.|1381
DGS|WISDOMTREE EM MKTS|OLDM|OLD MISSION CAPITAL, LLC|800
DGS|WISDOMTREE EM MKTS|OPCO|Oppenheimer & Co. Inc.|45
DGS|WISDOMTREE EM MKTS|PDQM|CODA MARKETS, INC.|713
DGS|WISDOMTREE EM MKTS|PWJC|UBS Financial Services, Inc.|4725
DGS|WISDOMTREE EM MKTS|RBCM|RBC CAPITAL MARKETS, LLC|13597
DGS|WISDOMTREE EM MKTS|SAGL|SAGETRADER, LLC|7600
DGS|WISDOMTREE EM MKTS|SALI|INTL FCSTONE FINANCIAL INC.|300
DGS|WISDOMTREE EM MKTS|SBSH|Citigroup Global Markets Inc.|2247
DGS|WISDOMTREE EM MKTS|SGMT|GOLDMAN SACHS & CO. LLC|27006
DGS|WISDOMTREE EM MKTS|SPHN|Stephens Inc.|260
DGS|WISDOMTREE EM MKTS|STFL|Stifel, Nicolaus & Company, Incorporated|3805
DGS|WISDOMTREE EM MKTS|STXG|Stockcross Financial Services, Inc.|56
DGS|WISDOMTREE EM MKTS|SWIM|TD Ameritrade, Inc.|8182
DGS|WISDOMTREE EM MKTS|SWST|Hilltop Securities Inc.|570
DGS|WISDOMTREE EM MKTS|TKNG|ALLY INVEST SECURITIES LLC|318
DGS|WISDOMTREE EM MKTS|TRCM|TRC MARKETS LLC|831
DGS|WISDOMTREE EM MKTS|UBSA|UBS SECURITIES LLC|102523
DGS|WISDOMTREE EM MKTS|UBSS|UBS Securities LLC|93345
DGS|WISDOMTREE EM MKTS|VALX|VIRTU AMERICAS LLC|1444
DGS|WISDOMTREE EM MKTS|VGRD|Vanguard Marketing Corporation|40635
DGS|WISDOMTREE EM MKTS|WCHV|WELLS FARGO SECURITIES, LLC|96063
DGS|WISDOMTREE EM MKTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|306
DGS|WISDOMTREE EM MKTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2983
DGS|WISDOMTREE EM MKTS|WGIF|CIBC World Markets Inc.|325
DGS|WISDOMTREE EM MKTS|WSEA|WOLVERINE SECURITIES, LLC|5262
DGS|WISDOMTREE EM MKTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10328
DGS|WISDOMTREE EM MKTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|109228
DGSE|DGSE COMPANIES INC|APCC|Apex Clearing Corporation|7172
DGSE|DGSE COMPANIES INC|BATM|CBOE TRADING, INC.|663
DGSE|DGSE COMPANIES INC|BERN|Sanford C. Bernstein & Co., LLC|200
DGSE|DGSE COMPANIES INC|BIMI|Banca IMI Securities Corp.|700
DGSE|DGSE COMPANIES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|401
DGSE|DGSE COMPANIES INC|BYXM|CBOE TRADING, INC.|200
DGSE|DGSE COMPANIES INC|CHAS|Charles Schwab & Co., Inc.|5611
DGSE|DGSE COMPANIES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
DGSE|DGSE COMPANIES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|90220
DGSE|DGSE COMPANIES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2100
DGSE|DGSE COMPANIES INC|CTDL|Citadel Derivatives Group Llc|140
DGSE|DGSE COMPANIES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
DGSE|DGSE COMPANIES INC|DBAB|Deutsche Bank Securities Inc.|1050
DGSE|DGSE COMPANIES INC|DBAX|Deutsche Bank Securities Inc.|4300
DGSE|DGSE COMPANIES INC|EBXL|EBX LLC|8200
DGSE|DGSE COMPANIES INC|EDJO|Edward D. Jones & Co., L.P.|555
DGSE|DGSE COMPANIES INC|EGAM|CBOE TRADING, INC.|900
DGSE|DGSE COMPANIES INC|EGAW|CBOE TRADING, INC.|6567
DGSE|DGSE COMPANIES INC|EGXM|CBOE TRADING, INC.|2861
DGSE|DGSE COMPANIES INC|ETRS|E*Trade Securities LLC|145090
DGSE|DGSE COMPANIES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1328
DGSE|DGSE COMPANIES INC|FTBR|Foliofn Investments, Inc.|102
DGSE|DGSE COMPANIES INC|GSCO|GOLDMAN SACHS & CO. LLC|2310
DGSE|DGSE COMPANIES INC|GSLT|GOLDMAN SACHS & CO. LLC|325
DGSE|DGSE COMPANIES INC|IBKR|Interactive Brokers Llc|6020
DGSE|DGSE COMPANIES INC|ICBX|INSTINET, LLC|500
DGSE|DGSE COMPANIES INC|INCA|INSTINET, LLC|12526
DGSE|DGSE COMPANIES INC|INJX|INSTINET, LLC|80
DGSE|DGSE COMPANIES INC|ITGP|ITG INC.|1400
DGSE|DGSE COMPANIES INC|JEFF|JEFFERIES LLC|100
DGSE|DGSE COMPANIES INC|KCGM|VIRTU Americas LLC|300
DGSE|DGSE COMPANIES INC|LEHM|Barclays Capital Inc./Le|8000
DGSE|DGSE COMPANIES INC|LIME|Lime Brokerage LLC|392
DGSE|DGSE COMPANIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|300
DGSE|DGSE COMPANIES INC|MSCO|MORGAN STANLEY & CO. LLC|24740
DGSE|DGSE COMPANIES INC|MSPL|MORGAN STANLEY & CO. LLC|100
DGSE|DGSE COMPANIES INC|NFSC|National Financial Services LLC|103342
DGSE|DGSE COMPANIES INC|NITE|VIRTU Americas LLC|204739
DGSE|DGSE COMPANIES INC|NQRB|Brut, LLC|2500
DGSE|DGSE COMPANIES INC|NTBF|BMO Nesbitt Burns Inc./CDS|1100
DGSE|DGSE COMPANIES INC|PDQM|CODA MARKETS, INC.|4607
DGSE|DGSE COMPANIES INC|SBSH|Citigroup Global Markets Inc.|4596
DGSE|DGSE COMPANIES INC|SGMT|GOLDMAN SACHS & CO. LLC|4187
DGSE|DGSE COMPANIES INC|SPDR|SPEEDROUTE LLC|6608
DGSE|DGSE COMPANIES INC|SWIM|TD Ameritrade, Inc.|27560
DGSE|DGSE COMPANIES INC|UBSA|UBS SECURITIES LLC|12582
DGSE|DGSE COMPANIES INC|UBSS|UBS Securities LLC|1710
DGSE|DGSE COMPANIES INC|VGRD|Vanguard Marketing Corporation|400
DGSE|DGSE COMPANIES INC|VSIN|Vision Financial Markets Llc|1049
DGSE|DGSE COMPANIES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4049
DGSE|DGSE COMPANIES INC|WSEA|WOLVERINE SECURITIES, LLC|8209
DGSE|DGSE COMPANIES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
DGT|SPDR GLOBAL TDPW ETF|APCC|Apex Clearing Corporation|10
DGT|SPDR GLOBAL TDPW ETF|CANT|Cantor Fitzgerald & Co.|101
DGT|SPDR GLOBAL TDPW ETF|CHAS|Charles Schwab & Co., Inc.|2
DGT|SPDR GLOBAL TDPW ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|693
DGT|SPDR GLOBAL TDPW ETF|CTDL|Citadel Derivatives Group Llc|751
DGT|SPDR GLOBAL TDPW ETF|DBAX|Deutsche Bank Securities Inc.|200
DGT|SPDR GLOBAL TDPW ETF|DEAN|MORGAN STANLEY|44
DGT|SPDR GLOBAL TDPW ETF|EBXL|EBX LLC|100
DGT|SPDR GLOBAL TDPW ETF|EDJO|Edward D. Jones & Co., L.P.|86
DGT|SPDR GLOBAL TDPW ETF|ETRS|E*Trade Securities LLC|144
DGT|SPDR GLOBAL TDPW ETF|FBSB|U.S. Bancorp Investments, Inc.|1
DGT|SPDR GLOBAL TDPW ETF|FTBR|Foliofn Investments, Inc.|2
DGT|SPDR GLOBAL TDPW ETF|GSCO|GOLDMAN SACHS & CO. LLC|448
DGT|SPDR GLOBAL TDPW ETF|HRBF|American Enterprise Investment Services Inc.|632
DGT|SPDR GLOBAL TDPW ETF|IBKR|Interactive Brokers Llc|12
DGT|SPDR GLOBAL TDPW ETF|ICBX|INSTINET, LLC|700
DGT|SPDR GLOBAL TDPW ETF|ITGI|ITG Inc.|214
DGT|SPDR GLOBAL TDPW ETF|ITGP|ITG INC.|200
DGT|SPDR GLOBAL TDPW ETF|JPMX|J.P. Morgan Securities LLC|400
DGT|SPDR GLOBAL TDPW ETF|JSJX|JANE STREET CAPITAL LLC|609
DGT|SPDR GLOBAL TDPW ETF|LEHM|Barclays Capital Inc./Le|200
DGT|SPDR GLOBAL TDPW ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
DGT|SPDR GLOBAL TDPW ETF|MOTF|MOTIF INVESTING, INC.|1
DGT|SPDR GLOBAL TDPW ETF|MSCO|MORGAN STANLEY & CO. LLC|887
DGT|SPDR GLOBAL TDPW ETF|NFSC|National Financial Services LLC|667
DGT|SPDR GLOBAL TDPW ETF|NITE|VIRTU Americas LLC|7763
DGT|SPDR GLOBAL TDPW ETF|RBCM|RBC CAPITAL MARKETS, LLC|394
DGT|SPDR GLOBAL TDPW ETF|UBSA|UBS SECURITIES LLC|1429
DGT|SPDR GLOBAL TDPW ETF|UBSS|UBS Securities LLC|1626
DGT|SPDR GLOBAL TDPW ETF|VGRD|Vanguard Marketing Corporation|11
DGT|SPDR GLOBAL TDPW ETF|WCHV|WELLS FARGO SECURITIES, LLC|467
DGT|SPDR GLOBAL TDPW ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|203
DGX|QUEST DIAGNOSTC|ABLE|NATIXIS Securities Americas LLC|44601
DGX|QUEST DIAGNOSTC|ADAM|CANACCORD GENUITY INC.|17000
DGX|QUEST DIAGNOSTC|ALTX|Alternet Securities Inc.|6000
DGX|QUEST DIAGNOSTC|ANOS|ABEL/NOSER, L.L.C.|5443
DGX|QUEST DIAGNOSTC|APCC|Apex Clearing Corporation|64
DGX|QUEST DIAGNOSTC|BAQP|BURKE & QUICK PARTNERS LLC|600
DGX|QUEST DIAGNOSTC|BARD|Robert W. Baird & Co. Incorporated|7004
DGX|QUEST DIAGNOSTC|BATM|CBOE TRADING, INC.|10530
DGX|QUEST DIAGNOSTC|BAYC|BAY CREST PARTNERS, LLC|23
DGX|QUEST DIAGNOSTC|BAYT|BTIG, LLC|104820
DGX|QUEST DIAGNOSTC|BBNT|BB&T SECURITIES, LLC|70
DGX|QUEST DIAGNOSTC|BERN|Sanford C. Bernstein & Co., LLC|109815
DGX|QUEST DIAGNOSTC|BIDS|BIDS TRADING L.P.|100
DGX|QUEST DIAGNOSTC|BKCM|BNY Mellon Capital Markets LLC|294
DGX|QUEST DIAGNOSTC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2462
DGX|QUEST DIAGNOSTC|BLKX|INSTINET, LLC|83325
DGX|QUEST DIAGNOSTC|BNPX|BNP PARIBAS SECURITIES CORP.|67495
DGX|QUEST DIAGNOSTC|BTIG|BTIG, LLC|3456
DGX|QUEST DIAGNOSTC|BYXM|CBOE TRADING, INC.|3595
DGX|QUEST DIAGNOSTC|BZYD|GOLDMAN SACHS & CO. LLC|786
DGX|QUEST DIAGNOSTC|CABR|Cabrera Capital Markets, Inc.|14
DGX|QUEST DIAGNOSTC|CANT|Cantor Fitzgerald & Co.|14
DGX|QUEST DIAGNOSTC|CBLC|CITIGROUP GLOBAL MARKETS INC.|33450
DGX|QUEST DIAGNOSTC|CBRA|Cobra Trading, Inc.|100
DGX|QUEST DIAGNOSTC|CHAS|Charles Schwab & Co., Inc.|29473
DGX|QUEST DIAGNOSTC|CIBP|CIBC World Markets Corp.|58905
DGX|QUEST DIAGNOSTC|CIST|Capital Institutional Services, Inc.|5543
DGX|QUEST DIAGNOSTC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|180193
DGX|QUEST DIAGNOSTC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
DGX|QUEST DIAGNOSTC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
DGX|QUEST DIAGNOSTC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|335293
DGX|QUEST DIAGNOSTC|CTDL|Citadel Derivatives Group Llc|10039
DGX|QUEST DIAGNOSTC|CXCX|CITIGROUP GLOBAL MARKETS INC.|75784
DGX|QUEST DIAGNOSTC|DADA|D.A. Davidson & Co.|253
DGX|QUEST DIAGNOSTC|DBAB|Deutsche Bank Securities Inc.|368949
DGX|QUEST DIAGNOSTC|DBAX|Deutsche Bank Securities Inc.|223300
DGX|QUEST DIAGNOSTC|DBUL|Deutsche Bank Securities Inc.|2592
DGX|QUEST DIAGNOSTC|DCHF|Dart Executions, LLC|1904
DGX|QUEST DIAGNOSTC|DEAN|MORGAN STANLEY|10967
DGX|QUEST DIAGNOSTC|DEGS|RONIN PROFESSIONAL LLC|800
DGX|QUEST DIAGNOSTC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47
DGX|QUEST DIAGNOSTC|EBXL|EBX LLC|211400
DGX|QUEST DIAGNOSTC|ECUT|CONVERGEX EXECUTION SOLUTIONS|12370
DGX|QUEST DIAGNOSTC|EDJO|Edward D. Jones & Co., L.P.|2633
DGX|QUEST DIAGNOSTC|EGAM|CBOE TRADING, INC.|19854
DGX|QUEST DIAGNOSTC|EGAW|CBOE TRADING, INC.|58
DGX|QUEST DIAGNOSTC|EGMT|EG MARKET TECHNOLOGIES LLC|1500
DGX|QUEST DIAGNOSTC|EGXM|CBOE TRADING, INC.|2549
DGX|QUEST DIAGNOSTC|ETBE|Electronic Transaction Clearing, Inc.|34935
DGX|QUEST DIAGNOSTC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
DGX|QUEST DIAGNOSTC|ETCC|Electronic Transaction Clearing, Inc.|560
DGX|QUEST DIAGNOSTC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29057
DGX|QUEST DIAGNOSTC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|115
DGX|QUEST DIAGNOSTC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|931
DGX|QUEST DIAGNOSTC|ETRS|E*Trade Securities LLC|8379
DGX|QUEST DIAGNOSTC|FBSB|U.S. Bancorp Investments, Inc.|1
DGX|QUEST DIAGNOSTC|FIDT|Fidelity Clearing Canada ULC./ CDS|1
DGX|QUEST DIAGNOSTC|FILL|Tradestation Securities, Inc.|2665
DGX|QUEST DIAGNOSTC|FMAF|NBCN Inc./ CDS|425
DGX|QUEST DIAGNOSTC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17332
DGX|QUEST DIAGNOSTC|FQLS|Quantlab Securities LP|287232
DGX|QUEST DIAGNOSTC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|126042
DGX|QUEST DIAGNOSTC|FTBR|Foliofn Investments, Inc.|3601
DGX|QUEST DIAGNOSTC|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
DGX|QUEST DIAGNOSTC|GLIS|TD Securities Inc|153
DGX|QUEST DIAGNOSTC|GLPX|ACS EXECUTION SERVICES, LLC|104343
DGX|QUEST DIAGNOSTC|GSCO|GOLDMAN SACHS & CO. LLC|1068501
DGX|QUEST DIAGNOSTC|GSCS|GOLDMAN SACHS & CO. LLC|3997
DGX|QUEST DIAGNOSTC|GSLT|GOLDMAN SACHS & CO. LLC|10133
DGX|QUEST DIAGNOSTC|GTSZ|GTS SECURITIES LLC|166763
DGX|QUEST DIAGNOSTC|HAPX|HAP Trading, LLC|108
DGX|QUEST DIAGNOSTC|HRBF|American Enterprise Investment Services Inc.|1272
DGX|QUEST DIAGNOSTC|HSBC|HSBC Securities, Inc.|6534
DGX|QUEST DIAGNOSTC|IATS|INTERACTIVE BROKERS LLC|6366
DGX|QUEST DIAGNOSTC|IBKR|Interactive Brokers Llc|8312
DGX|QUEST DIAGNOSTC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3261
DGX|QUEST DIAGNOSTC|ICBX|INSTINET, LLC|49200
DGX|QUEST DIAGNOSTC|IEQY|CITADEL SECURITIES LLC|102069
DGX|QUEST DIAGNOSTC|INCA|INSTINET, LLC|334690
DGX|QUEST DIAGNOSTC|INJX|INSTINET, LLC|4025
DGX|QUEST DIAGNOSTC|ITGI|ITG Inc.|92848
DGX|QUEST DIAGNOSTC|ITGP|ITG INC.|251200
DGX|QUEST DIAGNOSTC|JANY|Janney Montgomery Scott Inc.|491
DGX|QUEST DIAGNOSTC|JEFF|JEFFERIES LLC|150380
DGX|QUEST DIAGNOSTC|JMPT|JUMP TRADING, LLC|47433
DGX|QUEST DIAGNOSTC|JONE|JonesTrading|220
DGX|QUEST DIAGNOSTC|JPBX|J.P. MORGAN SECURITIES LLC|31974
DGX|QUEST DIAGNOSTC|JPMX|J.P. Morgan Securities LLC|479555
DGX|QUEST DIAGNOSTC|JSJX|JANE STREET CAPITAL LLC|9432
DGX|QUEST DIAGNOSTC|KCGM|VIRTU Americas LLC|46668
DGX|QUEST DIAGNOSTC|LEER|LEERINK PARTNERS LLC|80000
DGX|QUEST DIAGNOSTC|LEHM|Barclays Capital Inc./Le|786282
DGX|QUEST DIAGNOSTC|LIME|Lime Brokerage LLC|37075
DGX|QUEST DIAGNOSTC|LOOP|Loop Capital Markets LLC|2931
DGX|QUEST DIAGNOSTC|LQNA|LIQUIDNET, INC.|11700
DGX|QUEST DIAGNOSTC|LQNB|LIQUIDNET, INC.|5300
DGX|QUEST DIAGNOSTC|LSCI|Lek Securities Corporation|49
DGX|QUEST DIAGNOSTC|MACC|Mid Atlantic Capital Corporation|7
DGX|QUEST DIAGNOSTC|MAXM|Maxim Group LLC|6
DGX|QUEST DIAGNOSTC|MBTS|ALLY INVEST SECURITIES LLC|522
DGX|QUEST DIAGNOSTC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71400
DGX|QUEST DIAGNOSTC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
DGX|QUEST DIAGNOSTC|MOTF|MOTIF INVESTING, INC.|57
DGX|QUEST DIAGNOSTC|MSCO|MORGAN STANLEY & CO. LLC|1498223
DGX|QUEST DIAGNOSTC|MSPL|MORGAN STANLEY & CO. LLC|260600
DGX|QUEST DIAGNOSTC|MSTX|MORGAN STANLEY & CO. LLC|89800
DGX|QUEST DIAGNOSTC|NATL|National Securities Corporation|42
DGX|QUEST DIAGNOSTC|NFSC|National Financial Services LLC|160445
DGX|QUEST DIAGNOSTC|NITE|VIRTU Americas LLC|216312
DGX|QUEST DIAGNOSTC|NITP|VIRTU Americas LLC|100
DGX|QUEST DIAGNOSTC|NQRB|Brut, LLC|11207
DGX|QUEST DIAGNOSTC|NTBF|BMO Nesbitt Burns Inc./CDS|600
DGX|QUEST DIAGNOSTC|NTRC|Northern Trust Securities, Inc.|26
DGX|QUEST DIAGNOSTC|OHOS|TWO SIGMA SECURITIES, LLC|72130
DGX|QUEST DIAGNOSTC|OPCO|Oppenheimer & Co. Inc.|6003
DGX|QUEST DIAGNOSTC|PDQM|CODA MARKETS, INC.|171430
DGX|QUEST DIAGNOSTC|PHLY|NASDAQ Execution Services, LLC|800
DGX|QUEST DIAGNOSTC|PWJC|UBS Financial Services, Inc.|301
DGX|QUEST DIAGNOSTC|QMSR|QUATTRO M SECURITIES INC.|821
DGX|QUEST DIAGNOSTC|RBCM|RBC CAPITAL MARKETS, LLC|20442
DGX|QUEST DIAGNOSTC|SAGL|SAGETRADER, LLC|54553
DGX|QUEST DIAGNOSTC|SALI|INTL FCSTONE FINANCIAL INC.|453
DGX|QUEST DIAGNOSTC|SBSH|Citigroup Global Markets Inc.|188197
DGX|QUEST DIAGNOSTC|SEIC|SEI Investments Distribution Co.|200
DGX|QUEST DIAGNOSTC|SGMT|GOLDMAN SACHS & CO. LLC|104465
DGX|QUEST DIAGNOSTC|SIBO|Prime Executions, Inc.|100
DGX|QUEST DIAGNOSTC|SPDR|SPEEDROUTE LLC|11250
DGX|QUEST DIAGNOSTC|SPHN|Stephens Inc.|634
DGX|QUEST DIAGNOSTC|STFL|Stifel, Nicolaus & Company, Incorporated|8763
DGX|QUEST DIAGNOSTC|STKP|STOCKPILE INVESTMENTS, INC.|10
DGX|QUEST DIAGNOSTC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3359
DGX|QUEST DIAGNOSTC|SWIM|TD Ameritrade, Inc.|19831
DGX|QUEST DIAGNOSTC|SWST|Hilltop Securities Inc.|7366
DGX|QUEST DIAGNOSTC|TAGC|TELSEY ADVISORY GROUP LLC|494
DGX|QUEST DIAGNOSTC|TIAD|Triad Securities Corp|59
DGX|QUEST DIAGNOSTC|TKNG|ALLY INVEST SECURITIES LLC|985
DGX|QUEST DIAGNOSTC|TMBR|Timber Hill LLC|50
DGX|QUEST DIAGNOSTC|TRBT|Tradebot Systems, Inc.|152061
DGX|QUEST DIAGNOSTC|TRCM|TRC MARKETS LLC|55017
DGX|QUEST DIAGNOSTC|TWTT|TASTYWORKS, INC.|1100
DGX|QUEST DIAGNOSTC|UBSA|UBS SECURITIES LLC|534415
DGX|QUEST DIAGNOSTC|UBSS|UBS Securities LLC|888647
DGX|QUEST DIAGNOSTC|VALX|VIRTU AMERICAS LLC|6831
DGX|QUEST DIAGNOSTC|VGRD|Vanguard Marketing Corporation|1913
DGX|QUEST DIAGNOSTC|WABR|Wall Street Access|3700
DGX|QUEST DIAGNOSTC|WBPX|SUMMIT SECURITIES GROUP, LLC|1703
DGX|QUEST DIAGNOSTC|WCHV|WELLS FARGO SECURITIES, LLC|75000
DGX|QUEST DIAGNOSTC|WDNX|WEEDEN & CO.L.P.|2792
DGX|QUEST DIAGNOSTC|WEDB|WEDBUSH SECURITIES INC.|4227
DGX|QUEST DIAGNOSTC|WEED|Weeden & Co.L.P.|797
DGX|QUEST DIAGNOSTC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15247
DGX|QUEST DIAGNOSTC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14029
DGX|QUEST DIAGNOSTC|WGIF|CIBC World Markets Inc.|942
DGX|QUEST DIAGNOSTC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|126
DGX|QUEST DIAGNOSTC|WSEA|WOLVERINE SECURITIES, LLC|2395
DGX|QUEST DIAGNOSTC|XIST|INSTINET, LLC|11308
DGX|QUEST DIAGNOSTC|XPQR|Jump Trading|1932
DGX|QUEST DIAGNOSTC|XSTM|NATIONAL FINANCIAL SERVICES LLC|29910
DGX|QUEST DIAGNOSTC|YKNA|COMHAR CAPITAL MARKETS, LLC|8690
DGX|QUEST DIAGNOSTC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2567
DGZ|DB GOLD SHORT ETN|APCC|Apex Clearing Corporation|205
DGZ|DB GOLD SHORT ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|940
DGZ|DB GOLD SHORT ETN|DBAX|Deutsche Bank Securities Inc.|1100
DGZ|DB GOLD SHORT ETN|EBXL|EBX LLC|2300
DGZ|DB GOLD SHORT ETN|ECUT|CONVERGEX EXECUTION SOLUTIONS|275
DGZ|DB GOLD SHORT ETN|ETRS|E*Trade Securities LLC|5012
DGZ|DB GOLD SHORT ETN|FTBR|Foliofn Investments, Inc.|68
DGZ|DB GOLD SHORT ETN|ICBX|INSTINET, LLC|4925
DGZ|DB GOLD SHORT ETN|JSJX|JANE STREET CAPITAL LLC|360
DGZ|DB GOLD SHORT ETN|KCGM|VIRTU Americas LLC|570
DGZ|DB GOLD SHORT ETN|LEHM|Barclays Capital Inc./Le|1000
DGZ|DB GOLD SHORT ETN|LSCI|Lek Securities Corporation|21
DGZ|DB GOLD SHORT ETN|MACC|Mid Atlantic Capital Corporation|1154
DGZ|DB GOLD SHORT ETN|MSCO|MORGAN STANLEY & CO. LLC|200
DGZ|DB GOLD SHORT ETN|MSPL|MORGAN STANLEY & CO. LLC|100
DGZ|DB GOLD SHORT ETN|NFSC|National Financial Services LLC|146
DGZ|DB GOLD SHORT ETN|NITE|VIRTU Americas LLC|25424
DGZ|DB GOLD SHORT ETN|NITP|VIRTU Americas LLC|1700
DGZ|DB GOLD SHORT ETN|SGMT|GOLDMAN SACHS & CO. LLC|748
DGZ|DB GOLD SHORT ETN|SWIM|TD Ameritrade, Inc.|500
DGZ|DB GOLD SHORT ETN|TKNG|ALLY INVEST SECURITIES LLC|13
DGZ|DB GOLD SHORT ETN|UBSS|UBS Securities LLC|1300
DGZ|DB GOLD SHORT ETN|VGRD|Vanguard Marketing Corporation|1000
DGZ|DB GOLD SHORT ETN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7383
DHCP|DITECH HLDG CORP|ALTX|Alternet Securities Inc.|100
DHCP|DITECH HLDG CORP|APCC|Apex Clearing Corporation|32
DHCP|DITECH HLDG CORP|BATM|CBOE TRADING, INC.|1467
DHCP|DITECH HLDG CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201
DHCP|DITECH HLDG CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12455
DHCP|DITECH HLDG CORP|CTDL|Citadel Derivatives Group Llc|1118
DHCP|DITECH HLDG CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|7000
DHCP|DITECH HLDG CORP|DBAB|Deutsche Bank Securities Inc.|2110
DHCP|DITECH HLDG CORP|DBAX|Deutsche Bank Securities Inc.|4200
DHCP|DITECH HLDG CORP|DEAN|MORGAN STANLEY|1001
DHCP|DITECH HLDG CORP|EBXL|EBX LLC|5600
DHCP|DITECH HLDG CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|59115
DHCP|DITECH HLDG CORP|EDJO|Edward D. Jones & Co., L.P.|28
DHCP|DITECH HLDG CORP|EGAM|CBOE TRADING, INC.|400
DHCP|DITECH HLDG CORP|ETRS|E*Trade Securities LLC|10925
DHCP|DITECH HLDG CORP|FBSB|U.S. Bancorp Investments, Inc.|50
DHCP|DITECH HLDG CORP|FILL|Tradestation Securities, Inc.|2565
DHCP|DITECH HLDG CORP|FMAF|NBCN Inc./ CDS|700
DHCP|DITECH HLDG CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1022
DHCP|DITECH HLDG CORP|FTBR|Foliofn Investments, Inc.|12
DHCP|DITECH HLDG CORP|GLPX|ACS EXECUTION SERVICES, LLC|3000
DHCP|DITECH HLDG CORP|GSCO|GOLDMAN SACHS & CO. LLC|729
DHCP|DITECH HLDG CORP|GSCS|GOLDMAN SACHS & CO. LLC|1300
DHCP|DITECH HLDG CORP|GSLT|GOLDMAN SACHS & CO. LLC|100
DHCP|DITECH HLDG CORP|GTSZ|GTS SECURITIES LLC|5604
DHCP|DITECH HLDG CORP|IATS|INTERACTIVE BROKERS LLC|3855
DHCP|DITECH HLDG CORP|IBKR|Interactive Brokers Llc|10470
DHCP|DITECH HLDG CORP|ICBX|INSTINET, LLC|2000
DHCP|DITECH HLDG CORP|INCA|INSTINET, LLC|6871
DHCP|DITECH HLDG CORP|ITGI|ITG Inc.|2500
DHCP|DITECH HLDG CORP|ITGP|ITG INC.|9600
DHCP|DITECH HLDG CORP|JANY|Janney Montgomery Scott Inc.|176
DHCP|DITECH HLDG CORP|JPMX|J.P. Morgan Securities LLC|3800
DHCP|DITECH HLDG CORP|KCGM|VIRTU Americas LLC|1469
DHCP|DITECH HLDG CORP|LEHM|Barclays Capital Inc./Le|87789
DHCP|DITECH HLDG CORP|LIME|Lime Brokerage LLC|2864
DHCP|DITECH HLDG CORP|LSCI|Lek Securities Corporation|73
DHCP|DITECH HLDG CORP|MAXM|Maxim Group LLC|18394
DHCP|DITECH HLDG CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
DHCP|DITECH HLDG CORP|MSCO|MORGAN STANLEY & CO. LLC|9777
DHCP|DITECH HLDG CORP|MSPL|MORGAN STANLEY & CO. LLC|18900
DHCP|DITECH HLDG CORP|NFSC|National Financial Services LLC|33754
DHCP|DITECH HLDG CORP|NITE|VIRTU Americas LLC|57465
DHCP|DITECH HLDG CORP|PDQM|CODA MARKETS, INC.|1116
DHCP|DITECH HLDG CORP|PWJC|UBS Financial Services, Inc.|11
DHCP|DITECH HLDG CORP|SBSH|Citigroup Global Markets Inc.|14000
DHCP|DITECH HLDG CORP|SGMT|GOLDMAN SACHS & CO. LLC|1200
DHCP|DITECH HLDG CORP|SPDR|SPEEDROUTE LLC|100
DHCP|DITECH HLDG CORP|STFL|Stifel, Nicolaus & Company, Incorporated|363
DHCP|DITECH HLDG CORP|SWIM|TD Ameritrade, Inc.|15778
DHCP|DITECH HLDG CORP|TKNG|ALLY INVEST SECURITIES LLC|760
DHCP|DITECH HLDG CORP|TRBT|Tradebot Systems, Inc.|400
DHCP|DITECH HLDG CORP|TRCM|TRC MARKETS LLC|100
DHCP|DITECH HLDG CORP|UBSA|UBS SECURITIES LLC|50408
DHCP|DITECH HLDG CORP|UBSS|UBS Securities LLC|35061
DHCP|DITECH HLDG CORP|VGRD|Vanguard Marketing Corporation|1847
DHCP|DITECH HLDG CORP|WCHV|WELLS FARGO SECURITIES, LLC|3344
DHCP|DITECH HLDG CORP|WEED|Weeden & Co.L.P.|98294
DHCP|DITECH HLDG CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
DHCP|DITECH HLDG CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|21
DHCP|DITECH HLDG CORP|WSEA|WOLVERINE SECURITIES, LLC|1502
DHCP|DITECH HLDG CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1
DHCP|DITECH HLDG CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19
DHDG|WISDOMTREE DYNAMIC C|JSEB|JANE STREET EXECUTION SERVICES, LLC|455583
DHDG|WISDOMTREE DYNAMIC C|JSJX|JANE STREET CAPITAL LLC|21261
DHDG|WISDOMTREE DYNAMIC C|LEHM|Barclays Capital Inc./Le|200
DHDG|WISDOMTREE DYNAMIC C|MACC|Mid Atlantic Capital Corporation|12439
DHDG|WISDOMTREE DYNAMIC C|NFSC|National Financial Services LLC|20774
DHDG|WISDOMTREE DYNAMIC C|NITE|VIRTU Americas LLC|5520
DHDG|WISDOMTREE DYNAMIC C|UBSA|UBS SECURITIES LLC|376
DHDG|WISDOMTREE DYNAMIC C|UBSS|UBS Securities LLC|109
DHDG|WISDOMTREE DYNAMIC C|WSEA|WOLVERINE SECURITIES, LLC|1
DHF|DREYFUS HI YL STR FD|ALTX|Alternet Securities Inc.|4412
DHF|DREYFUS HI YL STR FD|APCC|Apex Clearing Corporation|301
DHF|DREYFUS HI YL STR FD|BANK|Primevest Financial Services, Inc.|3
DHF|DREYFUS HI YL STR FD|BARD|Robert W. Baird & Co. Incorporated|55600
DHF|DREYFUS HI YL STR FD|BATM|CBOE TRADING, INC.|100
DHF|DREYFUS HI YL STR FD|BBNT|BB&T SECURITIES, LLC|1479
DHF|DREYFUS HI YL STR FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
DHF|DREYFUS HI YL STR FD|BLKX|INSTINET, LLC|8900
DHF|DREYFUS HI YL STR FD|BTIG|BTIG, LLC|32787
DHF|DREYFUS HI YL STR FD|CANT|Cantor Fitzgerald & Co.|41100
DHF|DREYFUS HI YL STR FD|CHAS|Charles Schwab & Co., Inc.|12
DHF|DREYFUS HI YL STR FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14300
DHF|DREYFUS HI YL STR FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14368
DHF|DREYFUS HI YL STR FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
DHF|DREYFUS HI YL STR FD|DADA|D.A. Davidson & Co.|7
DHF|DREYFUS HI YL STR FD|DBAB|Deutsche Bank Securities Inc.|199
DHF|DREYFUS HI YL STR FD|DBAX|Deutsche Bank Securities Inc.|12700
DHF|DREYFUS HI YL STR FD|DEAN|MORGAN STANLEY|4459
DHF|DREYFUS HI YL STR FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|139084
DHF|DREYFUS HI YL STR FD|EBXL|EBX LLC|10100
DHF|DREYFUS HI YL STR FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|13
DHF|DREYFUS HI YL STR FD|EDJO|Edward D. Jones & Co., L.P.|7495
DHF|DREYFUS HI YL STR FD|EGAM|CBOE TRADING, INC.|2666
DHF|DREYFUS HI YL STR FD|ETRS|E*Trade Securities LLC|79580
DHF|DREYFUS HI YL STR FD|FILL|Tradestation Securities, Inc.|800
DHF|DREYFUS HI YL STR FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4926
DHF|DREYFUS HI YL STR FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45129
DHF|DREYFUS HI YL STR FD|FTBR|Foliofn Investments, Inc.|650
DHF|DREYFUS HI YL STR FD|GLPX|ACS EXECUTION SERVICES, LLC|1182
DHF|DREYFUS HI YL STR FD|GSCO|GOLDMAN SACHS & CO. LLC|11744
DHF|DREYFUS HI YL STR FD|GTSZ|GTS SECURITIES LLC|500
DHF|DREYFUS HI YL STR FD|HRBF|American Enterprise Investment Services Inc.|60018
DHF|DREYFUS HI YL STR FD|IATS|INTERACTIVE BROKERS LLC|400
DHF|DREYFUS HI YL STR FD|IBKR|Interactive Brokers Llc|3018
DHF|DREYFUS HI YL STR FD|ICBX|INSTINET, LLC|3339
DHF|DREYFUS HI YL STR FD|INCA|INSTINET, LLC|5179
DHF|DREYFUS HI YL STR FD|ITGI|ITG Inc.|5655
DHF|DREYFUS HI YL STR FD|ITGP|ITG INC.|9400
DHF|DREYFUS HI YL STR FD|JANY|Janney Montgomery Scott Inc.|26
DHF|DREYFUS HI YL STR FD|JPMX|J.P. Morgan Securities LLC|2000
DHF|DREYFUS HI YL STR FD|KCGM|VIRTU Americas LLC|1997
DHF|DREYFUS HI YL STR FD|LEHM|Barclays Capital Inc./Le|20050
DHF|DREYFUS HI YL STR FD|LGNT|COR CLEARING LLC|14
DHF|DREYFUS HI YL STR FD|LIME|Lime Brokerage LLC|14479
DHF|DREYFUS HI YL STR FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|839
DHF|DREYFUS HI YL STR FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7910
DHF|DREYFUS HI YL STR FD|MSCO|MORGAN STANLEY & CO. LLC|150166
DHF|DREYFUS HI YL STR FD|MSPL|MORGAN STANLEY & CO. LLC|39700
DHF|DREYFUS HI YL STR FD|NFSC|National Financial Services LLC|210491
DHF|DREYFUS HI YL STR FD|NITE|VIRTU Americas LLC|452660
DHF|DREYFUS HI YL STR FD|NQRB|Brut, LLC|500
DHF|DREYFUS HI YL STR FD|OPCO|Oppenheimer & Co. Inc.|112590
DHF|DREYFUS HI YL STR FD|PDQM|CODA MARKETS, INC.|3885
DHF|DREYFUS HI YL STR FD|PWJC|UBS Financial Services, Inc.|564
DHF|DREYFUS HI YL STR FD|RBCM|RBC CAPITAL MARKETS, LLC|10433
DHF|DREYFUS HI YL STR FD|SAGL|SAGETRADER, LLC|300
DHF|DREYFUS HI YL STR FD|SBRX|MURIEL SIEBERT & CO INC|1785
DHF|DREYFUS HI YL STR FD|SBSH|Citigroup Global Markets Inc.|69586
DHF|DREYFUS HI YL STR FD|SEIC|SEI Investments Distribution Co.|4012
DHF|DREYFUS HI YL STR FD|SGMT|GOLDMAN SACHS & CO. LLC|5366
DHF|DREYFUS HI YL STR FD|SPDR|SPEEDROUTE LLC|100
DHF|DREYFUS HI YL STR FD|STFL|Stifel, Nicolaus & Company, Incorporated|600
DHF|DREYFUS HI YL STR FD|SWIM|TD Ameritrade, Inc.|16857
DHF|DREYFUS HI YL STR FD|SWST|Hilltop Securities Inc.|48378
DHF|DREYFUS HI YL STR FD|TKNG|ALLY INVEST SECURITIES LLC|1874
DHF|DREYFUS HI YL STR FD|TRBT|Tradebot Systems, Inc.|2348
DHF|DREYFUS HI YL STR FD|UBSA|UBS SECURITIES LLC|40239
DHF|DREYFUS HI YL STR FD|UBSS|UBS Securities LLC|239909
DHF|DREYFUS HI YL STR FD|VALX|VIRTU AMERICAS LLC|6054
DHF|DREYFUS HI YL STR FD|VGRD|Vanguard Marketing Corporation|80493
DHF|DREYFUS HI YL STR FD|WCHV|WELLS FARGO SECURITIES, LLC|66348
DHF|DREYFUS HI YL STR FD|WEDB|WEDBUSH SECURITIES INC.|6
DHF|DREYFUS HI YL STR FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|96567
DHF|DREYFUS HI YL STR FD|WSEA|WOLVERINE SECURITIES, LLC|2540
DHF|DREYFUS HI YL STR FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
DHF|DREYFUS HI YL STR FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3353
DHI|D R HORTON INC|ABLE|NATIXIS Securities Americas LLC|15372
DHI|D R HORTON INC|ALTX|Alternet Securities Inc.|39423
DHI|D R HORTON INC|APCC|Apex Clearing Corporation|7841
DHI|D R HORTON INC|AQUA|AQUA SECURITIES L.P.|3500
DHI|D R HORTON INC|BALE|M&T SECURITIES, INC.|3103
DHI|D R HORTON INC|BANK|Primevest Financial Services, Inc.|732
DHI|D R HORTON INC|BAQP|BURKE & QUICK PARTNERS LLC|72931
DHI|D R HORTON INC|BARD|Robert W. Baird & Co. Incorporated|11068
DHI|D R HORTON INC|BATM|CBOE TRADING, INC.|51918
DHI|D R HORTON INC|BAYC|BAY CREST PARTNERS, LLC|6475
DHI|D R HORTON INC|BAYT|BTIG, LLC|7800
DHI|D R HORTON INC|BBNT|BB&T SECURITIES, LLC|1228
DHI|D R HORTON INC|BERN|Sanford C. Bernstein & Co., LLC|251063
DHI|D R HORTON INC|BIDS|BIDS TRADING L.P.|2400
DHI|D R HORTON INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30240
DHI|D R HORTON INC|BLKX|INSTINET, LLC|261060
DHI|D R HORTON INC|BMOC|BMO Capital Markets Corp.|3529
DHI|D R HORTON INC|BNPX|BNP PARIBAS SECURITIES CORP.|585118
DHI|D R HORTON INC|BRGE|Newbridge Securities Corp.|124
DHI|D R HORTON INC|BTIG|BTIG, LLC|3391
DHI|D R HORTON INC|BYXM|CBOE TRADING, INC.|6170
DHI|D R HORTON INC|BZYD|GOLDMAN SACHS & CO. LLC|1900
DHI|D R HORTON INC|CANT|Cantor Fitzgerald & Co.|29080
DHI|D R HORTON INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|49332
DHI|D R HORTON INC|CHAS|Charles Schwab & Co., Inc.|4604
DHI|D R HORTON INC|CIBP|CIBC World Markets Corp.|18940
DHI|D R HORTON INC|CICF|Canaccord Genuity Corp.|4030
DHI|D R HORTON INC|CIST|Capital Institutional Services, Inc.|4542
DHI|D R HORTON INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|491359
DHI|D R HORTON INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DHI|D R HORTON INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5679
DHI|D R HORTON INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1511566
DHI|D R HORTON INC|CTDL|Citadel Derivatives Group Llc|40046
DHI|D R HORTON INC|CTLR|CUTLER GROUP, LP|1105
DHI|D R HORTON INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|218384
DHI|D R HORTON INC|DADA|D.A. Davidson & Co.|2104
DHI|D R HORTON INC|DAVA|Davenport & Company LLC|100
DHI|D R HORTON INC|DBAB|Deutsche Bank Securities Inc.|888007
DHI|D R HORTON INC|DBAX|Deutsche Bank Securities Inc.|984400
DHI|D R HORTON INC|DBUL|Deutsche Bank Securities Inc.|16910
DHI|D R HORTON INC|DCHF|Dart Executions, LLC|9552
DHI|D R HORTON INC|DEAN|MORGAN STANLEY|23451
DHI|D R HORTON INC|DEGS|RONIN PROFESSIONAL LLC|10625
DHI|D R HORTON INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20131
DHI|D R HORTON INC|DRWK|DRW SECURITIES, L.L.C.|21723
DHI|D R HORTON INC|EBXL|EBX LLC|946900
DHI|D R HORTON INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|65886
DHI|D R HORTON INC|EDJC|Edward Jones / CDS|35
DHI|D R HORTON INC|EDJO|Edward D. Jones & Co., L.P.|8815
DHI|D R HORTON INC|EGAM|CBOE TRADING, INC.|51238
DHI|D R HORTON INC|EGAW|CBOE TRADING, INC.|500
DHI|D R HORTON INC|EGMT|EG MARKET TECHNOLOGIES LLC|1546
DHI|D R HORTON INC|EGXM|CBOE TRADING, INC.|11188
DHI|D R HORTON INC|EGXW|CBOE TRADING, INC.|200
DHI|D R HORTON INC|ETBE|Electronic Transaction Clearing, Inc.|63037
DHI|D R HORTON INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
DHI|D R HORTON INC|ETCB|ETC BROKERAGE SERVICES, LLC|120
DHI|D R HORTON INC|ETCC|Electronic Transaction Clearing, Inc.|656
DHI|D R HORTON INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|62925
DHI|D R HORTON INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1668
DHI|D R HORTON INC|ETRS|E*Trade Securities LLC|303963
DHI|D R HORTON INC|FBRC|B. RILEY FBR, INC.|112409
DHI|D R HORTON INC|FBSB|U.S. Bancorp Investments, Inc.|84
DHI|D R HORTON INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1685
DHI|D R HORTON INC|FILL|Tradestation Securities, Inc.|15359
DHI|D R HORTON INC|FINX|FINTECH SECURITIES|1400
DHI|D R HORTON INC|FMAF|NBCN Inc./ CDS|6085
DHI|D R HORTON INC|FMCO|First Manhattan Co|615
DHI|D R HORTON INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20675
DHI|D R HORTON INC|FQLS|Quantlab Securities LP|1166335
DHI|D R HORTON INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|251984
DHI|D R HORTON INC|FTBR|Foliofn Investments, Inc.|25401
DHI|D R HORTON INC|GEBB|GLOBAL EXECUTION BROKERS, LP|90073
DHI|D R HORTON INC|GLIS|TD Securities Inc|2046
DHI|D R HORTON INC|GLPX|ACS EXECUTION SERVICES, LLC|320193
DHI|D R HORTON INC|GSCO|GOLDMAN SACHS & CO. LLC|3854201
DHI|D R HORTON INC|GSCS|GOLDMAN SACHS & CO. LLC|336657
DHI|D R HORTON INC|GSLT|GOLDMAN SACHS & CO. LLC|98590
DHI|D R HORTON INC|GTSZ|GTS SECURITIES LLC|450560
DHI|D R HORTON INC|HAPX|HAP Trading, LLC|6613
DHI|D R HORTON INC|HASF|Haywood Securities Inc./CDS|2846
DHI|D R HORTON INC|HRBF|American Enterprise Investment Services Inc.|14158
DHI|D R HORTON INC|HSBC|HSBC Securities, Inc.|6495
DHI|D R HORTON INC|IATS|INTERACTIVE BROKERS LLC|27145
DHI|D R HORTON INC|IBKR|Interactive Brokers Llc|63690
DHI|D R HORTON INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1066
DHI|D R HORTON INC|ICBX|INSTINET, LLC|334047
DHI|D R HORTON INC|IEQY|CITADEL SECURITIES LLC|491371
DHI|D R HORTON INC|INCA|INSTINET, LLC|1070619
DHI|D R HORTON INC|INJX|INSTINET, LLC|9509
DHI|D R HORTON INC|ITGI|ITG Inc.|236614
DHI|D R HORTON INC|ITGP|ITG INC.|782200
DHI|D R HORTON INC|JANY|Janney Montgomery Scott Inc.|6358
DHI|D R HORTON INC|JEFF|JEFFERIES LLC|826238
DHI|D R HORTON INC|JMPT|JUMP TRADING, LLC|281054
DHI|D R HORTON INC|JPBX|J.P. MORGAN SECURITIES LLC|350840
DHI|D R HORTON INC|JPMX|J.P. Morgan Securities LLC|1619932
DHI|D R HORTON INC|JSJX|JANE STREET CAPITAL LLC|18046
DHI|D R HORTON INC|JSSF|JMP Securities LLC|2844
DHI|D R HORTON INC|JUTA|JUMP TRADING, LLC|500
DHI|D R HORTON INC|KBWI|Keefe, Bruyette & Woods, Inc.|30000
DHI|D R HORTON INC|KCGM|VIRTU Americas LLC|231938
DHI|D R HORTON INC|LEHM|Barclays Capital Inc./Le|2472200
DHI|D R HORTON INC|LIME|Lime Brokerage LLC|209272
DHI|D R HORTON INC|LOOP|Loop Capital Markets LLC|1810
DHI|D R HORTON INC|LQNA|LIQUIDNET, INC.|468900
DHI|D R HORTON INC|LSCI|Lek Securities Corporation|32479
DHI|D R HORTON INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1820
DHI|D R HORTON INC|MACC|Mid Atlantic Capital Corporation|100
DHI|D R HORTON INC|MACQ|Macquarie Capital (USA) Inc.|500
DHI|D R HORTON INC|MBTS|ALLY INVEST SECURITIES LLC|200
DHI|D R HORTON INC|MCMF|Raymond James Ltd. Cds|297
DHI|D R HORTON INC|MKMP|MKM Partners LLC|95000
DHI|D R HORTON INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|935694
DHI|D R HORTON INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
DHI|D R HORTON INC|MOTF|MOTIF INVESTING, INC.|23
DHI|D R HORTON INC|MSCO|MORGAN STANLEY & CO. LLC|6147133
DHI|D R HORTON INC|MSPL|MORGAN STANLEY & CO. LLC|1397400
DHI|D R HORTON INC|MSTX|MORGAN STANLEY & CO. LLC|633400
DHI|D R HORTON INC|MULL|MARK J. MULLER EQUITIES, INC.|13969
DHI|D R HORTON INC|MZHO|Mizuho Securities USA LLC|63350
DHI|D R HORTON INC|NEED|Needham & Company, LLC|538
DHI|D R HORTON INC|NEUB|NEUBERGER BERMAN BD LLC|38731
DHI|D R HORTON INC|NFSC|National Financial Services LLC|450357
DHI|D R HORTON INC|NITE|VIRTU Americas LLC|1776064
DHI|D R HORTON INC|NITP|VIRTU Americas LLC|10109
DHI|D R HORTON INC|NQRB|Brut, LLC|36740
DHI|D R HORTON INC|NTBF|BMO Nesbitt Burns Inc./CDS|1740
DHI|D R HORTON INC|NTRC|Northern Trust Securities, Inc.|24922
DHI|D R HORTON INC|OHOS|TWO SIGMA SECURITIES, LLC|255949
DHI|D R HORTON INC|OPCO|Oppenheimer & Co. Inc.|6135
DHI|D R HORTON INC|OTAA|OTA LLC|1600
DHI|D R HORTON INC|PCFF|Pacific International Securities Inc./CDS|528
DHI|D R HORTON INC|PCPT|PHILLIP CAPITAL INC.|200
DHI|D R HORTON INC|PDQM|CODA MARKETS, INC.|213559
DHI|D R HORTON INC|PHLY|NASDAQ Execution Services, LLC|13800
DHI|D R HORTON INC|PIPR|Piper Jaffray & Co.|4193
DHI|D R HORTON INC|PWJC|UBS Financial Services, Inc.|64663
DHI|D R HORTON INC|QMSR|QUATTRO M SECURITIES INC.|2747
DHI|D R HORTON INC|RBCM|RBC CAPITAL MARKETS, LLC|31464
DHI|D R HORTON INC|RCSK|Ruane, Cunniff & Goldbarb LLC|68800
DHI|D R HORTON INC|RHCO|Suntrust Robinson Humphrey, Inc.|70720
DHI|D R HORTON INC|RHOX|XR Securities LLC|47266
DHI|D R HORTON INC|SAGL|SAGETRADER, LLC|94568
DHI|D R HORTON INC|SAGW|SAGETRADER, LLC|5134
DHI|D R HORTON INC|SBSH|Citigroup Global Markets Inc.|884864
DHI|D R HORTON INC|SCMC|Scotia Capital Markets (USA) Inc.|540000
DHI|D R HORTON INC|SEIC|SEI Investments Distribution Co.|11200
DHI|D R HORTON INC|SGMT|GOLDMAN SACHS & CO. LLC|541864
DHI|D R HORTON INC|SJLS|TRADE INFORMATICS LLC|200
DHI|D R HORTON INC|SOGO|Wang Investment Associates, Inc.|2000
DHI|D R HORTON INC|SPDR|SPEEDROUTE LLC|43995
DHI|D R HORTON INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|914
DHI|D R HORTON INC|STFL|Stifel, Nicolaus & Company, Incorporated|25797
DHI|D R HORTON INC|STKP|STOCKPILE INVESTMENTS, INC.|28
DHI|D R HORTON INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14338
DHI|D R HORTON INC|SWIM|TD Ameritrade, Inc.|473107
DHI|D R HORTON INC|SWST|Hilltop Securities Inc.|1974
DHI|D R HORTON INC|TKNG|ALLY INVEST SECURITIES LLC|9546
DHI|D R HORTON INC|TMBR|Timber Hill LLC|10917
DHI|D R HORTON INC|TRBT|Tradebot Systems, Inc.|974296
DHI|D R HORTON INC|TRCM|TRC MARKETS LLC|990785
DHI|D R HORTON INC|TWTT|TASTYWORKS, INC.|480
DHI|D R HORTON INC|UBSA|UBS SECURITIES LLC|2486862
DHI|D R HORTON INC|UBSS|UBS Securities LLC|2806684
DHI|D R HORTON INC|VALX|VIRTU AMERICAS LLC|13478
DHI|D R HORTON INC|VGRD|Vanguard Marketing Corporation|23206
DHI|D R HORTON INC|VNDM|Wall Street Access|19796
DHI|D R HORTON INC|WBLR|WILLIAM BLAIR|878
DHI|D R HORTON INC|WBPX|SUMMIT SECURITIES GROUP, LLC|8375
DHI|D R HORTON INC|WCHV|WELLS FARGO SECURITIES, LLC|2017511
DHI|D R HORTON INC|WDNX|WEEDEN & CO.L.P.|1128
DHI|D R HORTON INC|WEDB|WEDBUSH SECURITIES INC.|18400
DHI|D R HORTON INC|WEED|Weeden & Co.L.P.|20207
DHI|D R HORTON INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|520058
DHI|D R HORTON INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|154813
DHI|D R HORTON INC|WGIF|CIBC World Markets Inc.|4252
DHI|D R HORTON INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1587
DHI|D R HORTON INC|WSEA|WOLVERINE SECURITIES, LLC|40845
DHI|D R HORTON INC|XIST|INSTINET, LLC|99378
DHI|D R HORTON INC|XPQR|Jump Trading|4706
DHI|D R HORTON INC|XPUS|XP SECURITIES, LLC|1421
DHI|D R HORTON INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|180556
DHI|D R HORTON INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5140
DHI|D R HORTON INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9177
DHIL|DIAMOND HILL INV|ALTX|Alternet Securities Inc.|773
DHIL|DIAMOND HILL INV|APCC|Apex Clearing Corporation|10
DHIL|DIAMOND HILL INV|BARD|Robert W. Baird & Co. Incorporated|28
DHIL|DIAMOND HILL INV|BATM|CBOE TRADING, INC.|115
DHIL|DIAMOND HILL INV|BERN|Sanford C. Bernstein & Co., LLC|1300
DHIL|DIAMOND HILL INV|BMOC|BMO Capital Markets Corp.|513
DHIL|DIAMOND HILL INV|BNCH|The Benchmark Company, LLC|1494
DHIL|DIAMOND HILL INV|BNPX|BNP PARIBAS SECURITIES CORP.|180
DHIL|DIAMOND HILL INV|BTIG|BTIG, LLC|423
DHIL|DIAMOND HILL INV|BYXM|CBOE TRADING, INC.|221
DHIL|DIAMOND HILL INV|BZYD|GOLDMAN SACHS & CO. LLC|122
DHIL|DIAMOND HILL INV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9638
DHIL|DIAMOND HILL INV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9933
DHIL|DIAMOND HILL INV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10601
DHIL|DIAMOND HILL INV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1427
DHIL|DIAMOND HILL INV|CTDL|Citadel Derivatives Group Llc|168
DHIL|DIAMOND HILL INV|CXCX|CITIGROUP GLOBAL MARKETS INC.|708
DHIL|DIAMOND HILL INV|DAVA|Davenport & Company LLC|3126
DHIL|DIAMOND HILL INV|DBAB|Deutsche Bank Securities Inc.|12243
DHIL|DIAMOND HILL INV|DBAX|Deutsche Bank Securities Inc.|7600
DHIL|DIAMOND HILL INV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|83
DHIL|DIAMOND HILL INV|EBXL|EBX LLC|1400
DHIL|DIAMOND HILL INV|ECUT|CONVERGEX EXECUTION SOLUTIONS|689
DHIL|DIAMOND HILL INV|EGAM|CBOE TRADING, INC.|78
DHIL|DIAMOND HILL INV|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
DHIL|DIAMOND HILL INV|ETRS|E*Trade Securities LLC|163
DHIL|DIAMOND HILL INV|FBCO|Credit Suisse Securities (USA) LLC|7938
DHIL|DIAMOND HILL INV|FOMA|TD AMERITRADE CLEARING, INC.|875
DHIL|DIAMOND HILL INV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3513
DHIL|DIAMOND HILL INV|FTBR|Foliofn Investments, Inc.|60
DHIL|DIAMOND HILL INV|GEBB|GLOBAL EXECUTION BROKERS, LP|400
DHIL|DIAMOND HILL INV|GLPX|ACS EXECUTION SERVICES, LLC|1916
DHIL|DIAMOND HILL INV|GSCO|GOLDMAN SACHS & CO. LLC|19131
DHIL|DIAMOND HILL INV|GSCS|GOLDMAN SACHS & CO. LLC|28
DHIL|DIAMOND HILL INV|GSLT|GOLDMAN SACHS & CO. LLC|200
DHIL|DIAMOND HILL INV|GTSZ|GTS SECURITIES LLC|4714
DHIL|DIAMOND HILL INV|HRBF|American Enterprise Investment Services Inc.|9
DHIL|DIAMOND HILL INV|IATS|INTERACTIVE BROKERS LLC|1397
DHIL|DIAMOND HILL INV|IBKR|Interactive Brokers Llc|2002
DHIL|DIAMOND HILL INV|ICBX|INSTINET, LLC|100
DHIL|DIAMOND HILL INV|IEQY|CITADEL SECURITIES LLC|1404
DHIL|DIAMOND HILL INV|INCA|INSTINET, LLC|7751
DHIL|DIAMOND HILL INV|INJX|INSTINET, LLC|1121
DHIL|DIAMOND HILL INV|ITGI|ITG Inc.|900
DHIL|DIAMOND HILL INV|ITGP|ITG INC.|1600
DHIL|DIAMOND HILL INV|JEFF|JEFFERIES LLC|1633
DHIL|DIAMOND HILL INV|JONE|JonesTrading|917
DHIL|DIAMOND HILL INV|JPMX|J.P. Morgan Securities LLC|6935
DHIL|DIAMOND HILL INV|KCGM|VIRTU Americas LLC|410
DHIL|DIAMOND HILL INV|LEHM|Barclays Capital Inc./Le|10239
DHIL|DIAMOND HILL INV|LIME|Lime Brokerage LLC|5908
DHIL|DIAMOND HILL INV|LMGP|LIME BROKERAGE LLC|977
DHIL|DIAMOND HILL INV|LOOP|Loop Capital Markets LLC|200
DHIL|DIAMOND HILL INV|MAXM|Maxim Group LLC|256
DHIL|DIAMOND HILL INV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2100
DHIL|DIAMOND HILL INV|MOTF|MOTIF INVESTING, INC.|3
DHIL|DIAMOND HILL INV|MSCO|MORGAN STANLEY & CO. LLC|19890
DHIL|DIAMOND HILL INV|MSPL|MORGAN STANLEY & CO. LLC|3000
DHIL|DIAMOND HILL INV|NFSC|National Financial Services LLC|2779
DHIL|DIAMOND HILL INV|NITE|VIRTU Americas LLC|6035
DHIL|DIAMOND HILL INV|NQRB|Brut, LLC|16
DHIL|DIAMOND HILL INV|NTRC|Northern Trust Securities, Inc.|235
DHIL|DIAMOND HILL INV|OPCO|Oppenheimer & Co. Inc.|69
DHIL|DIAMOND HILL INV|PDQM|CODA MARKETS, INC.|3142
DHIL|DIAMOND HILL INV|PWJC|UBS Financial Services, Inc.|320
DHIL|DIAMOND HILL INV|RAJA|Raymond James & Associates, Inc.|107
DHIL|DIAMOND HILL INV|RBCM|RBC CAPITAL MARKETS, LLC|82
DHIL|DIAMOND HILL INV|SAGW|SAGETRADER, LLC|100
DHIL|DIAMOND HILL INV|SBSH|Citigroup Global Markets Inc.|6843
DHIL|DIAMOND HILL INV|SGMT|GOLDMAN SACHS & CO. LLC|1130
DHIL|DIAMOND HILL INV|SPDR|SPEEDROUTE LLC|1003
DHIL|DIAMOND HILL INV|STFL|Stifel, Nicolaus & Company, Incorporated|149
DHIL|DIAMOND HILL INV|SWIM|TD Ameritrade, Inc.|222
DHIL|DIAMOND HILL INV|SWST|Hilltop Securities Inc.|108
DHIL|DIAMOND HILL INV|TRCM|TRC MARKETS LLC|281
DHIL|DIAMOND HILL INV|UBSA|UBS SECURITIES LLC|1714
DHIL|DIAMOND HILL INV|UBSS|UBS Securities LLC|19643
DHIL|DIAMOND HILL INV|VALX|VIRTU AMERICAS LLC|753
DHIL|DIAMOND HILL INV|VERT|The Vertical Trading Group, LLC|5757
DHIL|DIAMOND HILL INV|VGRD|Vanguard Marketing Corporation|256
DHIL|DIAMOND HILL INV|WCHV|WELLS FARGO SECURITIES, LLC|2465
DHIL|DIAMOND HILL INV|WEED|Weeden & Co.L.P.|330
DHIL|DIAMOND HILL INV|WSEA|WOLVERINE SECURITIES, LLC|1
DHIL|DIAMOND HILL INV|XIST|INSTINET, LLC|1000
DHIL|DIAMOND HILL INV|YKNA|COMHAR CAPITAL MARKETS, LLC|74
DHR|DANAHER CP|ABLE|NATIXIS Securities Americas LLC|22667
DHR|DANAHER CP|ADAM|CANACCORD GENUITY INC.|2000
DHR|DANAHER CP|AGIS|Aegis Capital Corp.|4
DHR|DANAHER CP|ALTX|Alternet Securities Inc.|20540
DHR|DANAHER CP|AMRI|AMERICAS EXECUTIONS, LLC|4060
DHR|DANAHER CP|ANOS|ABEL/NOSER, L.L.C.|448
DHR|DANAHER CP|APCC|Apex Clearing Corporation|1747
DHR|DANAHER CP|BALE|M&T SECURITIES, INC.|326
DHR|DANAHER CP|BARD|Robert W. Baird & Co. Incorporated|9470
DHR|DANAHER CP|BATM|CBOE TRADING, INC.|23441
DHR|DANAHER CP|BAYC|BAY CREST PARTNERS, LLC|69
DHR|DANAHER CP|BAYT|BTIG, LLC|118000
DHR|DANAHER CP|BBNT|BB&T SECURITIES, LLC|4772
DHR|DANAHER CP|BERN|Sanford C. Bernstein & Co., LLC|145555
DHR|DANAHER CP|BGCE|BGC Financial Inc.|1100
DHR|DANAHER CP|BIDS|BIDS TRADING L.P.|43425
DHR|DANAHER CP|BIMI|Banca IMI Securities Corp.|1030
DHR|DANAHER CP|BKCM|BNY Mellon Capital Markets LLC|1044
DHR|DANAHER CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23791
DHR|DANAHER CP|BLKX|INSTINET, LLC|32716
DHR|DANAHER CP|BMOC|BMO Capital Markets Corp.|646
DHR|DANAHER CP|BNPX|BNP PARIBAS SECURITIES CORP.|236520
DHR|DANAHER CP|BTIG|BTIG, LLC|21099
DHR|DANAHER CP|BYXM|CBOE TRADING, INC.|3710
DHR|DANAHER CP|BZYD|GOLDMAN SACHS & CO. LLC|577
DHR|DANAHER CP|CABR|Cabrera Capital Markets, Inc.|200
DHR|DANAHER CP|CANT|Cantor Fitzgerald & Co.|110
DHR|DANAHER CP|CHAS|Charles Schwab & Co., Inc.|14663
DHR|DANAHER CP|CIBP|CIBC World Markets Corp.|40489
DHR|DANAHER CP|CICF|Canaccord Genuity Corp.|411
DHR|DANAHER CP|CIOI|CITIGROUP GLOBAL MARKETS INC|9900
DHR|DANAHER CP|CIST|Capital Institutional Services, Inc.|2988
DHR|DANAHER CP|CLSA|CLSA AMERICAS, LLC|100
DHR|DANAHER CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|306246
DHR|DANAHER CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|755
DHR|DANAHER CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1380
DHR|DANAHER CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|625392
DHR|DANAHER CP|CTDL|Citadel Derivatives Group Llc|16396
DHR|DANAHER CP|CTLR|CUTLER GROUP, LP|3945
DHR|DANAHER CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|58942
DHR|DANAHER CP|DADA|D.A. Davidson & Co.|2164
DHR|DANAHER CP|DAVA|Davenport & Company LLC|8816
DHR|DANAHER CP|DBAB|Deutsche Bank Securities Inc.|1167019
DHR|DANAHER CP|DBAX|Deutsche Bank Securities Inc.|594300
DHR|DANAHER CP|DBUL|Deutsche Bank Securities Inc.|5396
DHR|DANAHER CP|DCHF|Dart Executions, LLC|10115
DHR|DANAHER CP|DEAN|MORGAN STANLEY|34123
DHR|DANAHER CP|DEGS|RONIN PROFESSIONAL LLC|600
DHR|DANAHER CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1866
DHR|DANAHER CP|DRWK|DRW SECURITIES, L.L.C.|11075
DHR|DANAHER CP|EBXL|EBX LLC|431900
DHR|DANAHER CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|22254
DHR|DANAHER CP|EDJO|Edward D. Jones & Co., L.P.|9069
DHR|DANAHER CP|EGAM|CBOE TRADING, INC.|25119
DHR|DANAHER CP|EGAW|CBOE TRADING, INC.|200
DHR|DANAHER CP|EGMT|EG MARKET TECHNOLOGIES LLC|1300
DHR|DANAHER CP|EGXM|CBOE TRADING, INC.|5070
DHR|DANAHER CP|ETBE|Electronic Transaction Clearing, Inc.|42096
DHR|DANAHER CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
DHR|DANAHER CP|ETCB|ETC BROKERAGE SERVICES, LLC|22
DHR|DANAHER CP|ETCC|Electronic Transaction Clearing, Inc.|1024
DHR|DANAHER CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20722
DHR|DANAHER CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1141
DHR|DANAHER CP|ETRS|E*Trade Securities LLC|30185
DHR|DANAHER CP|FBSB|U.S. Bancorp Investments, Inc.|123
DHR|DANAHER CP|FIDT|Fidelity Clearing Canada ULC./ CDS|378
DHR|DANAHER CP|FILL|Tradestation Securities, Inc.|4492
DHR|DANAHER CP|FINX|FINTECH SECURITIES|3499
DHR|DANAHER CP|FMAF|NBCN Inc./ CDS|4342
DHR|DANAHER CP|FMCO|First Manhattan Co|2215
DHR|DANAHER CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20464
DHR|DANAHER CP|FQLS|Quantlab Securities LP|396516
DHR|DANAHER CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102188
DHR|DANAHER CP|FTBR|Foliofn Investments, Inc.|3331
DHR|DANAHER CP|GBMT|GBM International, Inc.|127
DHR|DANAHER CP|GEBB|GLOBAL EXECUTION BROKERS, LP|3422
DHR|DANAHER CP|GLIS|TD Securities Inc|5238
DHR|DANAHER CP|GLPX|ACS EXECUTION SERVICES, LLC|44935
DHR|DANAHER CP|GSCO|GOLDMAN SACHS & CO. LLC|1979570
DHR|DANAHER CP|GSCS|GOLDMAN SACHS & CO. LLC|34241
DHR|DANAHER CP|GSLT|GOLDMAN SACHS & CO. LLC|34981
DHR|DANAHER CP|GTSY|GTS SECURITIES LLC|300
DHR|DANAHER CP|GTSZ|GTS SECURITIES LLC|454602
DHR|DANAHER CP|GUGS|Guggenheim Securities, LLC|25
DHR|DANAHER CP|HRBF|American Enterprise Investment Services Inc.|8414
DHR|DANAHER CP|HSBC|HSBC Securities, Inc.|19057
DHR|DANAHER CP|IATS|INTERACTIVE BROKERS LLC|14191
DHR|DANAHER CP|IBKR|Interactive Brokers Llc|39409
DHR|DANAHER CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3055
DHR|DANAHER CP|ICBX|INSTINET, LLC|126200
DHR|DANAHER CP|IEQY|CITADEL SECURITIES LLC|154358
DHR|DANAHER CP|INCA|INSTINET, LLC|654430
DHR|DANAHER CP|INJX|INSTINET, LLC|7078
DHR|DANAHER CP|ITGI|ITG Inc.|106536
DHR|DANAHER CP|ITGP|ITG INC.|524800
DHR|DANAHER CP|JANY|Janney Montgomery Scott Inc.|5800
DHR|DANAHER CP|JEFF|JEFFERIES LLC|208387
DHR|DANAHER CP|JMPT|JUMP TRADING, LLC|115683
DHR|DANAHER CP|JONE|JonesTrading|211
DHR|DANAHER CP|JPBX|J.P. MORGAN SECURITIES LLC|256821
DHR|DANAHER CP|JPMX|J.P. Morgan Securities LLC|891295
DHR|DANAHER CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|15825
DHR|DANAHER CP|JSJX|JANE STREET CAPITAL LLC|21660
DHR|DANAHER CP|KCGM|VIRTU Americas LLC|65839
DHR|DANAHER CP|KCRD|PHX FINANCIAL, INC.|1000
DHR|DANAHER CP|KING|C. L. King & Associates, Inc.|4704
DHR|DANAHER CP|LEHM|Barclays Capital Inc./Le|1398245
DHR|DANAHER CP|LIME|Lime Brokerage LLC|52839
DHR|DANAHER CP|LIWD|LIME BROKERAGE LLC|829
DHR|DANAHER CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|23240
DHR|DANAHER CP|LOOP|Loop Capital Markets LLC|6546
DHR|DANAHER CP|LQNA|LIQUIDNET, INC.|213000
DHR|DANAHER CP|LSCI|Lek Securities Corporation|1180
DHR|DANAHER CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DHR|DANAHER CP|MACC|Mid Atlantic Capital Corporation|3624
DHR|DANAHER CP|MACQ|Macquarie Capital (USA) Inc.|15200
DHR|DANAHER CP|MAXM|Maxim Group LLC|539
DHR|DANAHER CP|MCBT|Moors & Cabot, Inc.|110
DHR|DANAHER CP|MCMF|Raymond James Ltd. Cds|1904
DHR|DANAHER CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|181424
DHR|DANAHER CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5200
DHR|DANAHER CP|MOTF|MOTIF INVESTING, INC.|26
DHR|DANAHER CP|MSCO|MORGAN STANLEY & CO. LLC|7293728
DHR|DANAHER CP|MSPL|MORGAN STANLEY & CO. LLC|450700
DHR|DANAHER CP|MSTX|MORGAN STANLEY & CO. LLC|384100
DHR|DANAHER CP|NATL|National Securities Corporation|200
DHR|DANAHER CP|NEUB|NEUBERGER BERMAN BD LLC|4108
DHR|DANAHER CP|NFSC|National Financial Services LLC|348899
DHR|DANAHER CP|NITE|VIRTU Americas LLC|1019008
DHR|DANAHER CP|NITP|VIRTU Americas LLC|402
DHR|DANAHER CP|NQRB|Brut, LLC|121965
DHR|DANAHER CP|NTBF|BMO Nesbitt Burns Inc./CDS|2546
DHR|DANAHER CP|NTRC|Northern Trust Securities, Inc.|4408
DHR|DANAHER CP|OHOS|TWO SIGMA SECURITIES, LLC|216950
DHR|DANAHER CP|OPCO|Oppenheimer & Co. Inc.|3028
DHR|DANAHER CP|OTAA|OTA LLC|200
DHR|DANAHER CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
DHR|DANAHER CP|PDQM|CODA MARKETS, INC.|115467
DHR|DANAHER CP|PHLY|NASDAQ Execution Services, LLC|800
DHR|DANAHER CP|PICT|Pictet Overseas Inc.|1139
DHR|DANAHER CP|PIPR|Piper Jaffray & Co.|1138
DHR|DANAHER CP|PNSR|Penserra Securities, LLC|41100
DHR|DANAHER CP|PREC|PRECISION SECURITIES, LLC|2396
DHR|DANAHER CP|PWJC|UBS Financial Services, Inc.|10090
DHR|DANAHER CP|QMSR|QUATTRO M SECURITIES INC.|2750
DHR|DANAHER CP|RBCM|RBC CAPITAL MARKETS, LLC|37914
DHR|DANAHER CP|RDBN|Redburn Partners (USA) LP|200
DHR|DANAHER CP|SAGL|SAGETRADER, LLC|65419
DHR|DANAHER CP|SAGW|SAGETRADER, LLC|2802
DHR|DANAHER CP|SALI|INTL FCSTONE FINANCIAL INC.|59
DHR|DANAHER CP|SBSH|Citigroup Global Markets Inc.|316281
DHR|DANAHER CP|SEIC|SEI Investments Distribution Co.|10871
DHR|DANAHER CP|SGMT|GOLDMAN SACHS & CO. LLC|284510
DHR|DANAHER CP|SPDR|SPEEDROUTE LLC|48700
DHR|DANAHER CP|SPHN|Stephens Inc.|906
DHR|DANAHER CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
DHR|DANAHER CP|STFL|Stifel, Nicolaus & Company, Incorporated|246611
DHR|DANAHER CP|STKP|STOCKPILE INVESTMENTS, INC.|10
DHR|DANAHER CP|STRS|STRATEGAS RESEARCH PARTNERS|22775
DHR|DANAHER CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8953
DHR|DANAHER CP|SWIM|TD Ameritrade, Inc.|21426
DHR|DANAHER CP|SWST|Hilltop Securities Inc.|2384
DHR|DANAHER CP|TAGC|TELSEY ADVISORY GROUP LLC|790
DHR|DANAHER CP|TKNG|ALLY INVEST SECURITIES LLC|2537
DHR|DANAHER CP|TRBT|Tradebot Systems, Inc.|486971
DHR|DANAHER CP|TRCM|TRC MARKETS LLC|380960
DHR|DANAHER CP|TWTT|TASTYWORKS, INC.|156
DHR|DANAHER CP|UBSA|UBS SECURITIES LLC|895219
DHR|DANAHER CP|UBSS|UBS Securities LLC|1682120
DHR|DANAHER CP|VALX|VIRTU AMERICAS LLC|13546
DHR|DANAHER CP|VERT|The Vertical Trading Group, LLC|5570
DHR|DANAHER CP|VGRD|Vanguard Marketing Corporation|12624
DHR|DANAHER CP|WABR|Wall Street Access|2647
DHR|DANAHER CP|WBLR|WILLIAM BLAIR|6102
DHR|DANAHER CP|WBPX|SUMMIT SECURITIES GROUP, LLC|5102
DHR|DANAHER CP|WCHV|WELLS FARGO SECURITIES, LLC|210205
DHR|DANAHER CP|WDNX|WEEDEN & CO.L.P.|15610
DHR|DANAHER CP|WEDB|WEDBUSH SECURITIES INC.|12666
DHR|DANAHER CP|WEED|Weeden & Co.L.P.|5315
DHR|DANAHER CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|489850
DHR|DANAHER CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14990
DHR|DANAHER CP|WGIF|CIBC World Markets Inc.|4191
DHR|DANAHER CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4217
DHR|DANAHER CP|WSEA|WOLVERINE SECURITIES, LLC|4006
DHR|DANAHER CP|XIST|INSTINET, LLC|50184
DHR|DANAHER CP|XPQR|Jump Trading|8493
DHR|DANAHER CP|XPUS|XP SECURITIES, LLC|12827
DHR|DANAHER CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|87306
DHR|DANAHER CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3035
DHR|DANAHER CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11212
DHS|WISDOMTREE U.S. HIGH|APCC|Apex Clearing Corporation|392
DHS|WISDOMTREE U.S. HIGH|BANK|Primevest Financial Services, Inc.|211
DHS|WISDOMTREE U.S. HIGH|BARD|Robert W. Baird & Co. Incorporated|239
DHS|WISDOMTREE U.S. HIGH|BBNT|BB&T SECURITIES, LLC|5
DHS|WISDOMTREE U.S. HIGH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|701
DHS|WISDOMTREE U.S. HIGH|BYXM|CBOE TRADING, INC.|764
DHS|WISDOMTREE U.S. HIGH|CANT|Cantor Fitzgerald & Co.|72
DHS|WISDOMTREE U.S. HIGH|CHAS|Charles Schwab & Co., Inc.|214
DHS|WISDOMTREE U.S. HIGH|CIST|Capital Institutional Services, Inc.|346
DHS|WISDOMTREE U.S. HIGH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11950
DHS|WISDOMTREE U.S. HIGH|CSIN|Citadel Securities Institutional LLC|517
DHS|WISDOMTREE U.S. HIGH|CTDL|Citadel Derivatives Group Llc|517
DHS|WISDOMTREE U.S. HIGH|DBAX|Deutsche Bank Securities Inc.|2000
DHS|WISDOMTREE U.S. HIGH|DEAN|MORGAN STANLEY|2755
DHS|WISDOMTREE U.S. HIGH|EBXL|EBX LLC|2400
DHS|WISDOMTREE U.S. HIGH|EDJO|Edward D. Jones & Co., L.P.|343
DHS|WISDOMTREE U.S. HIGH|ETRS|E*Trade Securities LLC|3623
DHS|WISDOMTREE U.S. HIGH|FILL|Tradestation Securities, Inc.|83
DHS|WISDOMTREE U.S. HIGH|FMAF|NBCN Inc./ CDS|248
DHS|WISDOMTREE U.S. HIGH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2510
DHS|WISDOMTREE U.S. HIGH|FTBR|Foliofn Investments, Inc.|77
DHS|WISDOMTREE U.S. HIGH|GTSZ|GTS SECURITIES LLC|2328
DHS|WISDOMTREE U.S. HIGH|HRBF|American Enterprise Investment Services Inc.|12397
DHS|WISDOMTREE U.S. HIGH|IBKR|Interactive Brokers Llc|30
DHS|WISDOMTREE U.S. HIGH|ICBX|INSTINET, LLC|200
DHS|WISDOMTREE U.S. HIGH|ITGI|ITG Inc.|930
DHS|WISDOMTREE U.S. HIGH|JANY|Janney Montgomery Scott Inc.|2579
DHS|WISDOMTREE U.S. HIGH|JPMX|J.P. Morgan Securities LLC|1816
DHS|WISDOMTREE U.S. HIGH|JSJX|JANE STREET CAPITAL LLC|90489
DHS|WISDOMTREE U.S. HIGH|KCGM|VIRTU Americas LLC|3361
DHS|WISDOMTREE U.S. HIGH|LEHM|Barclays Capital Inc./Le|9742
DHS|WISDOMTREE U.S. HIGH|LGNT|COR CLEARING LLC|1
DHS|WISDOMTREE U.S. HIGH|LIME|Lime Brokerage LLC|5455
DHS|WISDOMTREE U.S. HIGH|MACC|Mid Atlantic Capital Corporation|25
DHS|WISDOMTREE U.S. HIGH|MCMF|Raymond James Ltd. Cds|55
DHS|WISDOMTREE U.S. HIGH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4716
DHS|WISDOMTREE U.S. HIGH|MOTF|MOTIF INVESTING, INC.|3
DHS|WISDOMTREE U.S. HIGH|MSCO|MORGAN STANLEY & CO. LLC|16867
DHS|WISDOMTREE U.S. HIGH|NFSC|National Financial Services LLC|29028
DHS|WISDOMTREE U.S. HIGH|NITE|VIRTU Americas LLC|27137
DHS|WISDOMTREE U.S. HIGH|NTRC|Northern Trust Securities, Inc.|175
DHS|WISDOMTREE U.S. HIGH|OPCO|Oppenheimer & Co. Inc.|511
DHS|WISDOMTREE U.S. HIGH|PWJC|UBS Financial Services, Inc.|760
DHS|WISDOMTREE U.S. HIGH|RBCM|RBC CAPITAL MARKETS, LLC|1157
DHS|WISDOMTREE U.S. HIGH|SGMT|GOLDMAN SACHS & CO. LLC|400
DHS|WISDOMTREE U.S. HIGH|STFL|Stifel, Nicolaus & Company, Incorporated|286
DHS|WISDOMTREE U.S. HIGH|SWIM|TD Ameritrade, Inc.|1305
DHS|WISDOMTREE U.S. HIGH|SWST|Hilltop Securities Inc.|3
DHS|WISDOMTREE U.S. HIGH|TRCM|TRC MARKETS LLC|100
DHS|WISDOMTREE U.S. HIGH|UBSA|UBS SECURITIES LLC|17872
DHS|WISDOMTREE U.S. HIGH|UBSS|UBS Securities LLC|31649
DHS|WISDOMTREE U.S. HIGH|VGRD|Vanguard Marketing Corporation|1387
DHS|WISDOMTREE U.S. HIGH|WABR|Wall Street Access|12560
DHS|WISDOMTREE U.S. HIGH|WCHV|WELLS FARGO SECURITIES, LLC|9832
DHS|WISDOMTREE U.S. HIGH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|193
DHS|WISDOMTREE U.S. HIGH|WSEA|WOLVERINE SECURITIES, LLC|633
DHS|WISDOMTREE U.S. HIGH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9139
DHT|DHT HOLDINGS, INC.|ALTX|Alternet Securities Inc.|12396
DHT|DHT HOLDINGS, INC.|APCC|Apex Clearing Corporation|5602
DHT|DHT HOLDINGS, INC.|AQUA|AQUA SECURITIES L.P.|3800
DHT|DHT HOLDINGS, INC.|BARD|Robert W. Baird & Co. Incorporated|2000
DHT|DHT HOLDINGS, INC.|BATM|CBOE TRADING, INC.|1309
DHT|DHT HOLDINGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|1700
DHT|DHT HOLDINGS, INC.|BIDS|BIDS TRADING L.P.|200
DHT|DHT HOLDINGS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1900
DHT|DHT HOLDINGS, INC.|BLKX|INSTINET, LLC|25000
DHT|DHT HOLDINGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|8934
DHT|DHT HOLDINGS, INC.|BTIG|BTIG, LLC|17856
DHT|DHT HOLDINGS, INC.|BYXM|CBOE TRADING, INC.|100
DHT|DHT HOLDINGS, INC.|CHAS|Charles Schwab & Co., Inc.|1224
DHT|DHT HOLDINGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|235390
DHT|DHT HOLDINGS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
DHT|DHT HOLDINGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|313647
DHT|DHT HOLDINGS, INC.|CTDL|Citadel Derivatives Group Llc|5447
DHT|DHT HOLDINGS, INC.|CTLR|CUTLER GROUP, LP|200
DHT|DHT HOLDINGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|87508
DHT|DHT HOLDINGS, INC.|DBAB|Deutsche Bank Securities Inc.|158747
DHT|DHT HOLDINGS, INC.|DBAX|Deutsche Bank Securities Inc.|715300
DHT|DHT HOLDINGS, INC.|DEAN|MORGAN STANLEY|13205
DHT|DHT HOLDINGS, INC.|DEGS|RONIN PROFESSIONAL LLC|5558
DHT|DHT HOLDINGS, INC.|EBXL|EBX LLC|284500
DHT|DHT HOLDINGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4500
DHT|DHT HOLDINGS, INC.|EDJO|Edward D. Jones & Co., L.P.|2864
DHT|DHT HOLDINGS, INC.|EGAM|CBOE TRADING, INC.|5755
DHT|DHT HOLDINGS, INC.|EGAW|CBOE TRADING, INC.|100
DHT|DHT HOLDINGS, INC.|EGXM|CBOE TRADING, INC.|2400
DHT|DHT HOLDINGS, INC.|EGXW|CBOE TRADING, INC.|100
DHT|DHT HOLDINGS, INC.|ETBE|Electronic Transaction Clearing, Inc.|6816
DHT|DHT HOLDINGS, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|700
DHT|DHT HOLDINGS, INC.|ETRS|E*Trade Securities LLC|148027
DHT|DHT HOLDINGS, INC.|FBSB|U.S. Bancorp Investments, Inc.|1
DHT|DHT HOLDINGS, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|7675
DHT|DHT HOLDINGS, INC.|FILL|Tradestation Securities, Inc.|100
DHT|DHT HOLDINGS, INC.|FMAF|NBCN Inc./ CDS|9000
DHT|DHT HOLDINGS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
DHT|DHT HOLDINGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15126
DHT|DHT HOLDINGS, INC.|FTBR|Foliofn Investments, Inc.|8255
DHT|DHT HOLDINGS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5900
DHT|DHT HOLDINGS, INC.|GLIS|TD Securities Inc|13500
DHT|DHT HOLDINGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|7980
DHT|DHT HOLDINGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|454004
DHT|DHT HOLDINGS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|15600
DHT|DHT HOLDINGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|8357
DHT|DHT HOLDINGS, INC.|GTSZ|GTS SECURITIES LLC|67353
DHT|DHT HOLDINGS, INC.|HRBF|American Enterprise Investment Services Inc.|3649
DHT|DHT HOLDINGS, INC.|HSBC|HSBC Securities, Inc.|1948
DHT|DHT HOLDINGS, INC.|IATS|INTERACTIVE BROKERS LLC|41610
DHT|DHT HOLDINGS, INC.|IBKR|Interactive Brokers Llc|53976
DHT|DHT HOLDINGS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|511
DHT|DHT HOLDINGS, INC.|ICBX|INSTINET, LLC|141537
DHT|DHT HOLDINGS, INC.|IEQY|CITADEL SECURITIES LLC|13945
DHT|DHT HOLDINGS, INC.|INCA|INSTINET, LLC|180773
DHT|DHT HOLDINGS, INC.|INJX|INSTINET, LLC|5371
DHT|DHT HOLDINGS, INC.|ITGI|ITG Inc.|99685
DHT|DHT HOLDINGS, INC.|ITGP|ITG INC.|521200
DHT|DHT HOLDINGS, INC.|JANY|Janney Montgomery Scott Inc.|583
DHT|DHT HOLDINGS, INC.|JEFF|JEFFERIES LLC|306267
DHT|DHT HOLDINGS, INC.|JMPT|JUMP TRADING, LLC|66904
DHT|DHT HOLDINGS, INC.|JONE|JonesTrading|39959
DHT|DHT HOLDINGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|39900
DHT|DHT HOLDINGS, INC.|JPMX|J.P. Morgan Securities LLC|499574
DHT|DHT HOLDINGS, INC.|JSJX|JANE STREET CAPITAL LLC|5230
DHT|DHT HOLDINGS, INC.|KCGM|VIRTU Americas LLC|121848
DHT|DHT HOLDINGS, INC.|KCRD|PHX FINANCIAL, INC.|4000
DHT|DHT HOLDINGS, INC.|KRSH|Kershner Securities, LLC|3456
DHT|DHT HOLDINGS, INC.|LEHM|Barclays Capital Inc./Le|1396335
DHT|DHT HOLDINGS, INC.|LIME|Lime Brokerage LLC|25201
DHT|DHT HOLDINGS, INC.|LOOP|Loop Capital Markets LLC|4618
DHT|DHT HOLDINGS, INC.|LSCI|Lek Securities Corporation|471
DHT|DHT HOLDINGS, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|3000
DHT|DHT HOLDINGS, INC.|MCMF|Raymond James Ltd. Cds|5100
DHT|DHT HOLDINGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1069303
DHT|DHT HOLDINGS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
DHT|DHT HOLDINGS, INC.|MNDX|TJM Investments, LLC|8800
DHT|DHT HOLDINGS, INC.|MOTF|MOTIF INVESTING, INC.|3
DHT|DHT HOLDINGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|849349
DHT|DHT HOLDINGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|940400
DHT|DHT HOLDINGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|168900
DHT|DHT HOLDINGS, INC.|NFSC|National Financial Services LLC|334426
DHT|DHT HOLDINGS, INC.|NITE|VIRTU Americas LLC|765094
DHT|DHT HOLDINGS, INC.|NITP|VIRTU Americas LLC|16926
DHT|DHT HOLDINGS, INC.|NQRB|Brut, LLC|2296
DHT|DHT HOLDINGS, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|5600
DHT|DHT HOLDINGS, INC.|OPCO|Oppenheimer & Co. Inc.|750
DHT|DHT HOLDINGS, INC.|PDQM|CODA MARKETS, INC.|18082
DHT|DHT HOLDINGS, INC.|PHLY|NASDAQ Execution Services, LLC|19600
DHT|DHT HOLDINGS, INC.|PNSR|Penserra Securities, LLC|100
DHT|DHT HOLDINGS, INC.|PWJC|UBS Financial Services, Inc.|10322
DHT|DHT HOLDINGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|191
DHT|DHT HOLDINGS, INC.|SAGL|SAGETRADER, LLC|300
DHT|DHT HOLDINGS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|33
DHT|DHT HOLDINGS, INC.|SBSH|Citigroup Global Markets Inc.|46750
DHT|DHT HOLDINGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|186813
DHT|DHT HOLDINGS, INC.|SOGO|Wang Investment Associates, Inc.|155
DHT|DHT HOLDINGS, INC.|SPDR|SPEEDROUTE LLC|2222
DHT|DHT HOLDINGS, INC.|SPGS|Sea Port Group Securities, LLC|53000
DHT|DHT HOLDINGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|410581
DHT|DHT HOLDINGS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3400
DHT|DHT HOLDINGS, INC.|SWIM|TD Ameritrade, Inc.|440884
DHT|DHT HOLDINGS, INC.|TDCO|Thompson Davis & Co., Inc.|13807
DHT|DHT HOLDINGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|16353
DHT|DHT HOLDINGS, INC.|TRBT|Tradebot Systems, Inc.|155401
DHT|DHT HOLDINGS, INC.|TRCM|TRC MARKETS LLC|16700
DHT|DHT HOLDINGS, INC.|TWTT|TASTYWORKS, INC.|200
DHT|DHT HOLDINGS, INC.|UBSA|UBS SECURITIES LLC|1079313
DHT|DHT HOLDINGS, INC.|UBSS|UBS Securities LLC|368012
DHT|DHT HOLDINGS, INC.|VALX|VIRTU AMERICAS LLC|34872
DHT|DHT HOLDINGS, INC.|VGRD|Vanguard Marketing Corporation|74931
DHT|DHT HOLDINGS, INC.|VNDS|VANDHAM SECURITIES CORP|6301
DHT|DHT HOLDINGS, INC.|WABR|Wall Street Access|22601
DHT|DHT HOLDINGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1284950
DHT|DHT HOLDINGS, INC.|WEDB|WEDBUSH SECURITIES INC.|893
DHT|DHT HOLDINGS, INC.|WEED|Weeden & Co.L.P.|2800
DHT|DHT HOLDINGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2366
DHT|DHT HOLDINGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3130
DHT|DHT HOLDINGS, INC.|WGIF|CIBC World Markets Inc.|1381
DHT|DHT HOLDINGS, INC.|WSAG|WALL STREET ACCESS|2145
DHT|DHT HOLDINGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|10222
DHT|DHT HOLDINGS, INC.|WTFS|JUST2TRADE, INC.|300
DHT|DHT HOLDINGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|17244
DHT|DHT HOLDINGS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|504
DHT|DHT HOLDINGS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11700
DHVW|DIAMOND HILL VAL-500|APCC|Apex Clearing Corporation|16
DHVW|DIAMOND HILL VAL-500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
DHVW|DIAMOND HILL VAL-500|ETRS|E*Trade Securities LLC|347
DHVW|DIAMOND HILL VAL-500|GLPX|ACS EXECUTION SERVICES, LLC|200
DHVW|DIAMOND HILL VAL-500|INCA|INSTINET, LLC|3
DHVW|DIAMOND HILL VAL-500|JPMX|J.P. Morgan Securities LLC|200
DHVW|DIAMOND HILL VAL-500|JSJX|JANE STREET CAPITAL LLC|1495
DHVW|DIAMOND HILL VAL-500|KCGM|VIRTU Americas LLC|300
DHVW|DIAMOND HILL VAL-500|LIME|Lime Brokerage LLC|3245
DHVW|DIAMOND HILL VAL-500|MSCO|MORGAN STANLEY & CO. LLC|1001
DHVW|DIAMOND HILL VAL-500|NFSC|National Financial Services LLC|2118
DHVW|DIAMOND HILL VAL-500|NITE|VIRTU Americas LLC|1590
DHVW|DIAMOND HILL VAL-500|PDQM|CODA MARKETS, INC.|300
DHVW|DIAMOND HILL VAL-500|PWJC|UBS Financial Services, Inc.|300
DHVW|DIAMOND HILL VAL-500|TKNG|ALLY INVEST SECURITIES LLC|1
DHVW|DIAMOND HILL VAL-500|TRCM|TRC MARKETS LLC|15
DHVW|DIAMOND HILL VAL-500|UBSA|UBS SECURITIES LLC|151
DHVW|DIAMOND HILL VAL-500|UBSS|UBS Securities LLC|938
DHVW|DIAMOND HILL VAL-500|WCHV|WELLS FARGO SECURITIES, LLC|872
DHVW|DIAMOND HILL VAL-500|WSEA|WOLVERINE SECURITIES, LLC|67
DHX|DHI GROUP, INC.|ALTX|Alternet Securities Inc.|6046
DHX|DHI GROUP, INC.|APCC|Apex Clearing Corporation|15065
DHX|DHI GROUP, INC.|AQUA|AQUA SECURITIES L.P.|3800
DHX|DHI GROUP, INC.|BATM|CBOE TRADING, INC.|1788
DHX|DHI GROUP, INC.|BAYC|BAY CREST PARTNERS, LLC|617
DHX|DHI GROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|12618
DHX|DHI GROUP, INC.|BIDS|BIDS TRADING L.P.|46600
DHX|DHI GROUP, INC.|BIMI|Banca IMI Securities Corp.|700
DHX|DHI GROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17960
DHX|DHI GROUP, INC.|BLKX|INSTINET, LLC|90000
DHX|DHI GROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|7561
DHX|DHI GROUP, INC.|BTIG|BTIG, LLC|342
DHX|DHI GROUP, INC.|BYXM|CBOE TRADING, INC.|500
DHX|DHI GROUP, INC.|CHAS|Charles Schwab & Co., Inc.|1650
DHX|DHI GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92865
DHX|DHI GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|41565
DHX|DHI GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|474470
DHX|DHI GROUP, INC.|CTDL|Citadel Derivatives Group Llc|1230
DHX|DHI GROUP, INC.|CTLR|CUTLER GROUP, LP|362
DHX|DHI GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|47426
DHX|DHI GROUP, INC.|DAVA|Davenport & Company LLC|181
DHX|DHI GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|10627
DHX|DHI GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|188700
DHX|DHI GROUP, INC.|DEAN|MORGAN STANLEY|1683
DHX|DHI GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|30242
DHX|DHI GROUP, INC.|EBXL|EBX LLC|292200
DHX|DHI GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|94053
DHX|DHI GROUP, INC.|EDJO|Edward D. Jones & Co., L.P.|15356
DHX|DHI GROUP, INC.|EGAM|CBOE TRADING, INC.|9855
DHX|DHI GROUP, INC.|EGXM|CBOE TRADING, INC.|9999
DHX|DHI GROUP, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2089
DHX|DHI GROUP, INC.|ETRS|E*Trade Securities LLC|194070
DHX|DHI GROUP, INC.|FILL|Tradestation Securities, Inc.|8064
DHX|DHI GROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1307
DHX|DHI GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22786
DHX|DHI GROUP, INC.|FTBR|Foliofn Investments, Inc.|189016
DHX|DHI GROUP, INC.|GLIS|TD Securities Inc|4800
DHX|DHI GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|4994
DHX|DHI GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|685413
DHX|DHI GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|73979
DHX|DHI GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2375
DHX|DHI GROUP, INC.|GTSZ|GTS SECURITIES LLC|79228
DHX|DHI GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|118878
DHX|DHI GROUP, INC.|IBKR|Interactive Brokers Llc|201383
DHX|DHI GROUP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|146
DHX|DHI GROUP, INC.|ICBX|INSTINET, LLC|166449
DHX|DHI GROUP, INC.|INCA|INSTINET, LLC|133463
DHX|DHI GROUP, INC.|INJX|INSTINET, LLC|3545
DHX|DHI GROUP, INC.|ITGI|ITG Inc.|134907
DHX|DHI GROUP, INC.|ITGP|ITG INC.|384800
DHX|DHI GROUP, INC.|JEFF|JEFFERIES LLC|32100
DHX|DHI GROUP, INC.|JMPT|JUMP TRADING, LLC|9957
DHX|DHI GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|13112
DHX|DHI GROUP, INC.|JPMX|J.P. Morgan Securities LLC|768389
DHX|DHI GROUP, INC.|JSJX|JANE STREET CAPITAL LLC|14
DHX|DHI GROUP, INC.|KCGM|VIRTU Americas LLC|45753
DHX|DHI GROUP, INC.|LEHM|Barclays Capital Inc./Le|256937
DHX|DHI GROUP, INC.|LIME|Lime Brokerage LLC|6220
DHX|DHI GROUP, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
DHX|DHI GROUP, INC.|LOOP|Loop Capital Markets LLC|12535
DHX|DHI GROUP, INC.|LSCI|Lek Securities Corporation|122
DHX|DHI GROUP, INC.|MACQ|Macquarie Capital (USA) Inc.|6114
DHX|DHI GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|561816
DHX|DHI GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|229121
DHX|DHI GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|407200
DHX|DHI GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|195100
DHX|DHI GROUP, INC.|NFSC|National Financial Services LLC|393592
DHX|DHI GROUP, INC.|NITE|VIRTU Americas LLC|750850
DHX|DHI GROUP, INC.|NITP|VIRTU Americas LLC|11903
DHX|DHI GROUP, INC.|NQRB|Brut, LLC|842
DHX|DHI GROUP, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|425
DHX|DHI GROUP, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|778
DHX|DHI GROUP, INC.|PDQM|CODA MARKETS, INC.|199685
DHX|DHI GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|702
DHX|DHI GROUP, INC.|RGLD|Regal Securities, Inc|700
DHX|DHI GROUP, INC.|SAGL|SAGETRADER, LLC|600
DHX|DHI GROUP, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2000
DHX|DHI GROUP, INC.|SBSH|Citigroup Global Markets Inc.|31591
DHX|DHI GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|380883
DHX|DHI GROUP, INC.|SPDR|SPEEDROUTE LLC|31821
DHX|DHI GROUP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1400
DHX|DHI GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1054
DHX|DHI GROUP, INC.|SWIM|TD Ameritrade, Inc.|61937
DHX|DHI GROUP, INC.|SWST|Hilltop Securities Inc.|8776
DHX|DHI GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|7352
DHX|DHI GROUP, INC.|TMBR|Timber Hill LLC|1400
DHX|DHI GROUP, INC.|TOUR|TOURMALINE PARTNERS, LLC|25000
DHX|DHI GROUP, INC.|TRBT|Tradebot Systems, Inc.|1789
DHX|DHI GROUP, INC.|TRCM|TRC MARKETS LLC|11428
DHX|DHI GROUP, INC.|UBSA|UBS SECURITIES LLC|993929
DHX|DHI GROUP, INC.|UBSS|UBS Securities LLC|273371
DHX|DHI GROUP, INC.|VALX|VIRTU AMERICAS LLC|69389
DHX|DHI GROUP, INC.|VGRD|Vanguard Marketing Corporation|21326
DHX|DHI GROUP, INC.|VSIN|Vision Financial Markets Llc|10
DHX|DHI GROUP, INC.|WABR|Wall Street Access|241265
DHX|DHI GROUP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
DHX|DHI GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|35206
DHX|DHI GROUP, INC.|WDNX|WEEDEN & CO.L.P.|15096
DHX|DHI GROUP, INC.|WEDB|WEDBUSH SECURITIES INC.|2700
DHX|DHI GROUP, INC.|WEED|Weeden & Co.L.P.|107492
DHX|DHI GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|282
DHX|DHI GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11764
DHX|DHI GROUP, INC.|WGIF|CIBC World Markets Inc.|200
DHX|DHI GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|10657
DHX|DHI GROUP, INC.|XIST|INSTINET, LLC|57600
DHX|DHI GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|42178
DHX|DHI GROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|91
DHX|DHI GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2373
DHXM|DHX MEDIA LTD.|BERN|Sanford C. Bernstein & Co., LLC|1
DHXM|DHX MEDIA LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18451
DHXM|DHX MEDIA LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9015
DHXM|DHX MEDIA LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
DHXM|DHX MEDIA LTD.|DBAX|Deutsche Bank Securities Inc.|3000
DHXM|DHX MEDIA LTD.|DEAN|MORGAN STANLEY|5250
DHXM|DHX MEDIA LTD.|DEGS|RONIN PROFESSIONAL LLC|1536
DHXM|DHX MEDIA LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20966
DHXM|DHX MEDIA LTD.|EBXL|EBX LLC|7100
DHXM|DHX MEDIA LTD.|EDJO|Edward D. Jones & Co., L.P.|500
DHXM|DHX MEDIA LTD.|ETRS|E*Trade Securities LLC|6028
DHXM|DHX MEDIA LTD.|FBCO|Credit Suisse Securities (USA) LLC|10133
DHXM|DHX MEDIA LTD.|FILL|Tradestation Securities, Inc.|88
DHXM|DHX MEDIA LTD.|FOMA|TD AMERITRADE CLEARING, INC.|76286
DHXM|DHX MEDIA LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|700
DHXM|DHX MEDIA LTD.|FTBR|Foliofn Investments, Inc.|2876
DHXM|DHX MEDIA LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|330
DHXM|DHX MEDIA LTD.|GSCO|GOLDMAN SACHS & CO. LLC|1096
DHXM|DHX MEDIA LTD.|GTSZ|GTS SECURITIES LLC|6518
DHXM|DHX MEDIA LTD.|IBKR|Interactive Brokers Llc|10419
DHXM|DHX MEDIA LTD.|ICBX|INSTINET, LLC|46536
DHXM|DHX MEDIA LTD.|INCA|INSTINET, LLC|1796
DHXM|DHX MEDIA LTD.|INJX|INSTINET, LLC|200
DHXM|DHX MEDIA LTD.|ITGI|ITG Inc.|2812
DHXM|DHX MEDIA LTD.|ITGP|ITG INC.|9200
DHXM|DHX MEDIA LTD.|JANY|Janney Montgomery Scott Inc.|2000
DHXM|DHX MEDIA LTD.|JEFF|JEFFERIES LLC|1200
DHXM|DHX MEDIA LTD.|JPMX|J.P. Morgan Securities LLC|200
DHXM|DHX MEDIA LTD.|KCGM|VIRTU Americas LLC|4600
DHXM|DHX MEDIA LTD.|LEHM|Barclays Capital Inc./Le|6800
DHXM|DHX MEDIA LTD.|LIME|Lime Brokerage LLC|4661
DHXM|DHX MEDIA LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38734
DHXM|DHX MEDIA LTD.|MOTF|MOTIF INVESTING, INC.|1
DHXM|DHX MEDIA LTD.|MSCO|MORGAN STANLEY & CO. LLC|25384
DHXM|DHX MEDIA LTD.|MSPL|MORGAN STANLEY & CO. LLC|3100
DHXM|DHX MEDIA LTD.|NFSC|National Financial Services LLC|47344
DHXM|DHX MEDIA LTD.|NITE|VIRTU Americas LLC|97277
DHXM|DHX MEDIA LTD.|RAJA|Raymond James & Associates, Inc.|4500
DHXM|DHX MEDIA LTD.|RBCM|RBC CAPITAL MARKETS, LLC|17502
DHXM|DHX MEDIA LTD.|SGMT|GOLDMAN SACHS & CO. LLC|1735
DHXM|DHX MEDIA LTD.|SPDR|SPEEDROUTE LLC|997
DHXM|DHX MEDIA LTD.|SPHN|Stephens Inc.|68
DHXM|DHX MEDIA LTD.|SWIM|TD Ameritrade, Inc.|250
DHXM|DHX MEDIA LTD.|TKNG|ALLY INVEST SECURITIES LLC|1023
DHXM|DHX MEDIA LTD.|TRBT|Tradebot Systems, Inc.|1222
DHXM|DHX MEDIA LTD.|TRCM|TRC MARKETS LLC|7275
DHXM|DHX MEDIA LTD.|UBSA|UBS SECURITIES LLC|31659
DHXM|DHX MEDIA LTD.|UBSS|UBS Securities LLC|21931
DHXM|DHX MEDIA LTD.|VALX|VIRTU AMERICAS LLC|14698
DHXM|DHX MEDIA LTD.|VGRD|Vanguard Marketing Corporation|2563
DHXM|DHX MEDIA LTD.|WBLR|WILLIAM BLAIR|125
DHXM|DHX MEDIA LTD.|WCHV|WELLS FARGO SECURITIES, LLC|14500
DHXM|DHX MEDIA LTD.|WSEA|WOLVERINE SECURITIES, LLC|937
DHY|CREDIT SUISSE HY BD|AGIS|Aegis Capital Corp.|6500
DHY|CREDIT SUISSE HY BD|ALTX|Alternet Securities Inc.|300
DHY|CREDIT SUISSE HY BD|APCC|Apex Clearing Corporation|9174
DHY|CREDIT SUISSE HY BD|BARD|Robert W. Baird & Co. Incorporated|96734
DHY|CREDIT SUISSE HY BD|BATM|CBOE TRADING, INC.|500
DHY|CREDIT SUISSE HY BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2326
DHY|CREDIT SUISSE HY BD|BLKX|INSTINET, LLC|36000
DHY|CREDIT SUISSE HY BD|BTIG|BTIG, LLC|4300
DHY|CREDIT SUISSE HY BD|CANT|Cantor Fitzgerald & Co.|1207
DHY|CREDIT SUISSE HY BD|CHAS|Charles Schwab & Co., Inc.|6
DHY|CREDIT SUISSE HY BD|CICF|Canaccord Genuity Corp.|5000
DHY|CREDIT SUISSE HY BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
DHY|CREDIT SUISSE HY BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17965
DHY|CREDIT SUISSE HY BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|10514
DHY|CREDIT SUISSE HY BD|DBAX|Deutsche Bank Securities Inc.|53600
DHY|CREDIT SUISSE HY BD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|204376
DHY|CREDIT SUISSE HY BD|EBXL|EBX LLC|60700
DHY|CREDIT SUISSE HY BD|EDJO|Edward D. Jones & Co., L.P.|6352
DHY|CREDIT SUISSE HY BD|EGAM|CBOE TRADING, INC.|400
DHY|CREDIT SUISSE HY BD|EGXM|CBOE TRADING, INC.|900
DHY|CREDIT SUISSE HY BD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
DHY|CREDIT SUISSE HY BD|ETRS|E*Trade Securities LLC|128048
DHY|CREDIT SUISSE HY BD|FBSB|U.S. Bancorp Investments, Inc.|2060
DHY|CREDIT SUISSE HY BD|FINX|FINTECH SECURITIES|21750
DHY|CREDIT SUISSE HY BD|FMAF|NBCN Inc./ CDS|3000
DHY|CREDIT SUISSE HY BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6949
DHY|CREDIT SUISSE HY BD|FTBR|Foliofn Investments, Inc.|15776
DHY|CREDIT SUISSE HY BD|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
DHY|CREDIT SUISSE HY BD|GLPX|ACS EXECUTION SERVICES, LLC|900
DHY|CREDIT SUISSE HY BD|GSCO|GOLDMAN SACHS & CO. LLC|7369
DHY|CREDIT SUISSE HY BD|HRBF|American Enterprise Investment Services Inc.|95431
DHY|CREDIT SUISSE HY BD|IATS|INTERACTIVE BROKERS LLC|2000
DHY|CREDIT SUISSE HY BD|IBKR|Interactive Brokers Llc|38500
DHY|CREDIT SUISSE HY BD|ICBX|INSTINET, LLC|9329
DHY|CREDIT SUISSE HY BD|INCA|INSTINET, LLC|1301
DHY|CREDIT SUISSE HY BD|ITGI|ITG Inc.|4010
DHY|CREDIT SUISSE HY BD|ITGP|ITG INC.|5000
DHY|CREDIT SUISSE HY BD|JANY|Janney Montgomery Scott Inc.|242
DHY|CREDIT SUISSE HY BD|JEFF|JEFFERIES LLC|1000
DHY|CREDIT SUISSE HY BD|JPMX|J.P. Morgan Securities LLC|12576
DHY|CREDIT SUISSE HY BD|KCGM|VIRTU Americas LLC|4362
DHY|CREDIT SUISSE HY BD|KCRD|PHX FINANCIAL, INC.|100
DHY|CREDIT SUISSE HY BD|LEHM|Barclays Capital Inc./Le|33000
DHY|CREDIT SUISSE HY BD|LGNT|COR CLEARING LLC|81
DHY|CREDIT SUISSE HY BD|LIME|Lime Brokerage LLC|10397
DHY|CREDIT SUISSE HY BD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
DHY|CREDIT SUISSE HY BD|MAXM|Maxim Group LLC|6500
DHY|CREDIT SUISSE HY BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72038
DHY|CREDIT SUISSE HY BD|MOTF|MOTIF INVESTING, INC.|2
DHY|CREDIT SUISSE HY BD|MSCO|MORGAN STANLEY & CO. LLC|147378
DHY|CREDIT SUISSE HY BD|MSPL|MORGAN STANLEY & CO. LLC|23400
DHY|CREDIT SUISSE HY BD|NFSC|National Financial Services LLC|483064
DHY|CREDIT SUISSE HY BD|NITE|VIRTU Americas LLC|610693
DHY|CREDIT SUISSE HY BD|NTBF|BMO Nesbitt Burns Inc./CDS|22184
DHY|CREDIT SUISSE HY BD|OPCO|Oppenheimer & Co. Inc.|43696
DHY|CREDIT SUISSE HY BD|OTAA|OTA LLC|2600
DHY|CREDIT SUISSE HY BD|PDQM|CODA MARKETS, INC.|38381
DHY|CREDIT SUISSE HY BD|PWJC|UBS Financial Services, Inc.|1000
DHY|CREDIT SUISSE HY BD|RBCM|RBC CAPITAL MARKETS, LLC|32788
DHY|CREDIT SUISSE HY BD|SAGL|SAGETRADER, LLC|39682
DHY|CREDIT SUISSE HY BD|SALI|INTL FCSTONE FINANCIAL INC.|700
DHY|CREDIT SUISSE HY BD|SBRX|MURIEL SIEBERT & CO INC|2500
DHY|CREDIT SUISSE HY BD|SBSH|Citigroup Global Markets Inc.|6600
DHY|CREDIT SUISSE HY BD|SGMT|GOLDMAN SACHS & CO. LLC|10029
DHY|CREDIT SUISSE HY BD|STFL|Stifel, Nicolaus & Company, Incorporated|1638
DHY|CREDIT SUISSE HY BD|SWIM|TD Ameritrade, Inc.|12214
DHY|CREDIT SUISSE HY BD|SWST|Hilltop Securities Inc.|28802
DHY|CREDIT SUISSE HY BD|TKNG|ALLY INVEST SECURITIES LLC|1887
DHY|CREDIT SUISSE HY BD|TRBT|Tradebot Systems, Inc.|3700
DHY|CREDIT SUISSE HY BD|UBSA|UBS SECURITIES LLC|73051
DHY|CREDIT SUISSE HY BD|UBSS|UBS Securities LLC|556554
DHY|CREDIT SUISSE HY BD|VALX|VIRTU AMERICAS LLC|800
DHY|CREDIT SUISSE HY BD|VGRD|Vanguard Marketing Corporation|125541
DHY|CREDIT SUISSE HY BD|WCHV|WELLS FARGO SECURITIES, LLC|63344
DHY|CREDIT SUISSE HY BD|WEDB|WEDBUSH SECURITIES INC.|16
DHY|CREDIT SUISSE HY BD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3094
DHY|CREDIT SUISSE HY BD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
DHY|CREDIT SUISSE HY BD|WSEA|WOLVERINE SECURITIES, LLC|6334
DHY|CREDIT SUISSE HY BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|16600
DHY|CREDIT SUISSE HY BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|141843
DIA|SPDR DJIA ETF TRUST|AGIS|Aegis Capital Corp.|50
DIA|SPDR DJIA ETF TRUST|ALTX|Alternet Securities Inc.|17801
DIA|SPDR DJIA ETF TRUST|APCC|Apex Clearing Corporation|32103
DIA|SPDR DJIA ETF TRUST|BANK|Primevest Financial Services, Inc.|272
DIA|SPDR DJIA ETF TRUST|BARD|Robert W. Baird & Co. Incorporated|1555
DIA|SPDR DJIA ETF TRUST|BATM|CBOE TRADING, INC.|286811
DIA|SPDR DJIA ETF TRUST|BAYC|BAY CREST PARTNERS, LLC|1250000
DIA|SPDR DJIA ETF TRUST|BAYT|BTIG, LLC|18118
DIA|SPDR DJIA ETF TRUST|BBNT|BB&T SECURITIES, LLC|9066
DIA|SPDR DJIA ETF TRUST|BERN|Sanford C. Bernstein & Co., LLC|45910
DIA|SPDR DJIA ETF TRUST|BIDS|BIDS TRADING L.P.|2800
DIA|SPDR DJIA ETF TRUST|BKCM|BNY Mellon Capital Markets LLC|2581
DIA|SPDR DJIA ETF TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35080
DIA|SPDR DJIA ETF TRUST|BKRT|Buckman, Buckman & Reid, Inc.|14172
DIA|SPDR DJIA ETF TRUST|BNCH|The Benchmark Company, LLC|53900
DIA|SPDR DJIA ETF TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|1063208
DIA|SPDR DJIA ETF TRUST|BRGE|Newbridge Securities Corp.|20
DIA|SPDR DJIA ETF TRUST|BYXM|CBOE TRADING, INC.|6206
DIA|SPDR DJIA ETF TRUST|CANT|Cantor Fitzgerald & Co.|53781
DIA|SPDR DJIA ETF TRUST|CBRA|Cobra Trading, Inc.|500
DIA|SPDR DJIA ETF TRUST|CHAS|Charles Schwab & Co., Inc.|100559
DIA|SPDR DJIA ETF TRUST|CHBC|PENSERRA SECURITIES, LLC|332100
DIA|SPDR DJIA ETF TRUST|CIST|Capital Institutional Services, Inc.|1097
DIA|SPDR DJIA ETF TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19727
DIA|SPDR DJIA ETF TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|41016
DIA|SPDR DJIA ETF TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12913
DIA|SPDR DJIA ETF TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|846102
DIA|SPDR DJIA ETF TRUST|CSIN|Citadel Securities Institutional LLC|356184
DIA|SPDR DJIA ETF TRUST|CTDL|Citadel Derivatives Group Llc|508920
DIA|SPDR DJIA ETF TRUST|CTLR|CUTLER GROUP, LP|2445
DIA|SPDR DJIA ETF TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|15914
DIA|SPDR DJIA ETF TRUST|DADA|D.A. Davidson & Co.|330
DIA|SPDR DJIA ETF TRUST|DAVA|Davenport & Company LLC|99
DIA|SPDR DJIA ETF TRUST|DBAB|Deutsche Bank Securities Inc.|273027
DIA|SPDR DJIA ETF TRUST|DBAX|Deutsche Bank Securities Inc.|175400
DIA|SPDR DJIA ETF TRUST|DBUL|Deutsche Bank Securities Inc.|100
DIA|SPDR DJIA ETF TRUST|DCHF|Dart Executions, LLC|64871
DIA|SPDR DJIA ETF TRUST|DEAN|MORGAN STANLEY|47592
DIA|SPDR DJIA ETF TRUST|DEGS|RONIN PROFESSIONAL LLC|8901
DIA|SPDR DJIA ETF TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13799
DIA|SPDR DJIA ETF TRUST|DLTA|DEALERWEB INC.|9398001
DIA|SPDR DJIA ETF TRUST|DRWJ|DRW SECURITIES, L.L.C.|1243754
DIA|SPDR DJIA ETF TRUST|EBXL|EBX LLC|204100
DIA|SPDR DJIA ETF TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|41426
DIA|SPDR DJIA ETF TRUST|EDJC|Edward Jones / CDS|156
DIA|SPDR DJIA ETF TRUST|EDJO|Edward D. Jones & Co., L.P.|384817
DIA|SPDR DJIA ETF TRUST|EGAM|CBOE TRADING, INC.|119650
DIA|SPDR DJIA ETF TRUST|EGAW|CBOE TRADING, INC.|8543
DIA|SPDR DJIA ETF TRUST|EGMT|EG MARKET TECHNOLOGIES LLC|319
DIA|SPDR DJIA ETF TRUST|EGXM|CBOE TRADING, INC.|32041
DIA|SPDR DJIA ETF TRUST|EGXW|CBOE TRADING, INC.|513
DIA|SPDR DJIA ETF TRUST|ETBE|Electronic Transaction Clearing, Inc.|73326
DIA|SPDR DJIA ETF TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|121959
DIA|SPDR DJIA ETF TRUST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|90100
DIA|SPDR DJIA ETF TRUST|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|550
DIA|SPDR DJIA ETF TRUST|ETRS|E*Trade Securities LLC|860651
DIA|SPDR DJIA ETF TRUST|FBSB|U.S. Bancorp Investments, Inc.|616
DIA|SPDR DJIA ETF TRUST|FIDT|Fidelity Clearing Canada ULC./ CDS|41
DIA|SPDR DJIA ETF TRUST|FILL|Tradestation Securities, Inc.|116945
DIA|SPDR DJIA ETF TRUST|FINX|FINTECH SECURITIES|920
DIA|SPDR DJIA ETF TRUST|FMAF|NBCN Inc./ CDS|14197
DIA|SPDR DJIA ETF TRUST|FOGS|FOG EQUITIES LLC|50400
DIA|SPDR DJIA ETF TRUST|FQLS|Quantlab Securities LP|281365
DIA|SPDR DJIA ETF TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|123895
DIA|SPDR DJIA ETF TRUST|FTBR|Foliofn Investments, Inc.|12564
DIA|SPDR DJIA ETF TRUST|GBMT|GBM International, Inc.|9593
DIA|SPDR DJIA ETF TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|2796
DIA|SPDR DJIA ETF TRUST|GLIS|TD Securities Inc|3985
DIA|SPDR DJIA ETF TRUST|GLPX|ACS EXECUTION SERVICES, LLC|19251
DIA|SPDR DJIA ETF TRUST|GSCO|GOLDMAN SACHS & CO. LLC|2279372
DIA|SPDR DJIA ETF TRUST|GSCS|GOLDMAN SACHS & CO. LLC|149646
DIA|SPDR DJIA ETF TRUST|GSLT|GOLDMAN SACHS & CO. LLC|277927
DIA|SPDR DJIA ETF TRUST|GTSZ|GTS SECURITIES LLC|2244896
DIA|SPDR DJIA ETF TRUST|HAPX|HAP Trading, LLC|700
DIA|SPDR DJIA ETF TRUST|HRBF|American Enterprise Investment Services Inc.|63805
DIA|SPDR DJIA ETF TRUST|HSBC|HSBC Securities, Inc.|18418
DIA|SPDR DJIA ETF TRUST|IATS|INTERACTIVE BROKERS LLC|78517
DIA|SPDR DJIA ETF TRUST|IBKR|Interactive Brokers Llc|474503
DIA|SPDR DJIA ETF TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21
DIA|SPDR DJIA ETF TRUST|ICBX|INSTINET, LLC|218902
DIA|SPDR DJIA ETF TRUST|INCA|INSTINET, LLC|733439
DIA|SPDR DJIA ETF TRUST|INJX|INSTINET, LLC|13035
DIA|SPDR DJIA ETF TRUST|ITGI|ITG Inc.|61891
DIA|SPDR DJIA ETF TRUST|ITGP|ITG INC.|85400
DIA|SPDR DJIA ETF TRUST|JANY|Janney Montgomery Scott Inc.|6699
DIA|SPDR DJIA ETF TRUST|JEFF|JEFFERIES LLC|174244
DIA|SPDR DJIA ETF TRUST|JMPT|JUMP TRADING, LLC|149199
DIA|SPDR DJIA ETF TRUST|JPBX|J.P. MORGAN SECURITIES LLC|3200
DIA|SPDR DJIA ETF TRUST|JPMX|J.P. Morgan Securities LLC|480874
DIA|SPDR DJIA ETF TRUST|JSJX|JANE STREET CAPITAL LLC|1077248
DIA|SPDR DJIA ETF TRUST|JUTA|JUMP TRADING, LLC|26512
DIA|SPDR DJIA ETF TRUST|KCGM|VIRTU Americas LLC|157893
DIA|SPDR DJIA ETF TRUST|LBKI|Libucki & Co., LLC|41300
DIA|SPDR DJIA ETF TRUST|LEHM|Barclays Capital Inc./Le|1219564
DIA|SPDR DJIA ETF TRUST|LGNT|COR CLEARING LLC|7
DIA|SPDR DJIA ETF TRUST|LIME|Lime Brokerage LLC|97418
DIA|SPDR DJIA ETF TRUST|LIWD|LIME BROKERAGE LLC|1787
DIA|SPDR DJIA ETF TRUST|LMGP|LIME BROKERAGE LLC|48
DIA|SPDR DJIA ETF TRUST|LSCI|Lek Securities Corporation|41041
DIA|SPDR DJIA ETF TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3400
DIA|SPDR DJIA ETF TRUST|MACC|Mid Atlantic Capital Corporation|1212
DIA|SPDR DJIA ETF TRUST|MAXM|Maxim Group LLC|58394
DIA|SPDR DJIA ETF TRUST|MBTS|ALLY INVEST SECURITIES LLC|53
DIA|SPDR DJIA ETF TRUST|MCMF|Raymond James Ltd. Cds|575
DIA|SPDR DJIA ETF TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136946
DIA|SPDR DJIA ETF TRUST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|23951
DIA|SPDR DJIA ETF TRUST|MOTF|MOTIF INVESTING, INC.|249
DIA|SPDR DJIA ETF TRUST|MPSG|E D & F Man Capital Markets Inc.|1374
DIA|SPDR DJIA ETF TRUST|MSCO|MORGAN STANLEY & CO. LLC|2035560
DIA|SPDR DJIA ETF TRUST|MSPL|MORGAN STANLEY & CO. LLC|466400
DIA|SPDR DJIA ETF TRUST|MSTX|MORGAN STANLEY & CO. LLC|33000
DIA|SPDR DJIA ETF TRUST|MZHO|Mizuho Securities USA LLC|250321
DIA|SPDR DJIA ETF TRUST|NATL|National Securities Corporation|50
DIA|SPDR DJIA ETF TRUST|NBCS|NBC Securities, INC.|200
DIA|SPDR DJIA ETF TRUST|NFSC|National Financial Services LLC|2093558
DIA|SPDR DJIA ETF TRUST|NITE|VIRTU Americas LLC|5575801
DIA|SPDR DJIA ETF TRUST|NITP|VIRTU Americas LLC|64136
DIA|SPDR DJIA ETF TRUST|NMRA|Nomura Securities International, Inc.|4900
DIA|SPDR DJIA ETF TRUST|NQRB|Brut, LLC|80042
DIA|SPDR DJIA ETF TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|25200
DIA|SPDR DJIA ETF TRUST|NTRC|Northern Trust Securities, Inc.|580
DIA|SPDR DJIA ETF TRUST|OHOS|TWO SIGMA SECURITIES, LLC|434562
DIA|SPDR DJIA ETF TRUST|OPCO|Oppenheimer & Co. Inc.|1323
DIA|SPDR DJIA ETF TRUST|PCPT|PHILLIP CAPITAL INC.|1120
DIA|SPDR DJIA ETF TRUST|PDQM|CODA MARKETS, INC.|26013
DIA|SPDR DJIA ETF TRUST|PHLY|NASDAQ Execution Services, LLC|57200
DIA|SPDR DJIA ETF TRUST|PICT|Pictet Overseas Inc.|433
DIA|SPDR DJIA ETF TRUST|PIPR|Piper Jaffray & Co.|2398
DIA|SPDR DJIA ETF TRUST|PWJC|UBS Financial Services, Inc.|8297
DIA|SPDR DJIA ETF TRUST|RBCM|RBC CAPITAL MARKETS, LLC|5126
DIA|SPDR DJIA ETF TRUST|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|250471
DIA|SPDR DJIA ETF TRUST|RGLD|Regal Securities, Inc|3
DIA|SPDR DJIA ETF TRUST|RHOX|XR Securities LLC|4660812
DIA|SPDR DJIA ETF TRUST|RJLC|RJL CAPITAL GROUP, LLC|250
DIA|SPDR DJIA ETF TRUST|SAGL|SAGETRADER, LLC|4025
DIA|SPDR DJIA ETF TRUST|SALI|INTL FCSTONE FINANCIAL INC.|548
DIA|SPDR DJIA ETF TRUST|SBRX|MURIEL SIEBERT & CO INC|150
DIA|SPDR DJIA ETF TRUST|SBSH|Citigroup Global Markets Inc.|1392829
DIA|SPDR DJIA ETF TRUST|SEIC|SEI Investments Distribution Co.|781
DIA|SPDR DJIA ETF TRUST|SGMT|GOLDMAN SACHS & CO. LLC|327784
DIA|SPDR DJIA ETF TRUST|SHMR|ABN Amro Clearing LLC|77248
DIA|SPDR DJIA ETF TRUST|SOGO|Wang Investment Associates, Inc.|100
DIA|SPDR DJIA ETF TRUST|SPDR|SPEEDROUTE LLC|22466
DIA|SPDR DJIA ETF TRUST|SPHN|Stephens Inc.|1281
DIA|SPDR DJIA ETF TRUST|STFC|Stuart Frankel & Co., Incorporated|11900
DIA|SPDR DJIA ETF TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|25351
DIA|SPDR DJIA ETF TRUST|STKP|STOCKPILE INVESTMENTS, INC.|238
DIA|SPDR DJIA ETF TRUST|STXG|Stockcross Financial Services, Inc.|3
DIA|SPDR DJIA ETF TRUST|SWIM|TD Ameritrade, Inc.|1825657
DIA|SPDR DJIA ETF TRUST|SWST|Hilltop Securities Inc.|7513
DIA|SPDR DJIA ETF TRUST|TKNG|ALLY INVEST SECURITIES LLC|8700
DIA|SPDR DJIA ETF TRUST|TMBR|Timber Hill LLC|1070
DIA|SPDR DJIA ETF TRUST|TRBT|Tradebot Systems, Inc.|967244
DIA|SPDR DJIA ETF TRUST|TRCM|TRC MARKETS LLC|1269705
DIA|SPDR DJIA ETF TRUST|TWTT|TASTYWORKS, INC.|7314
DIA|SPDR DJIA ETF TRUST|UBSA|UBS SECURITIES LLC|530900
DIA|SPDR DJIA ETF TRUST|UBSS|UBS Securities LLC|865916
DIA|SPDR DJIA ETF TRUST|VALX|VIRTU AMERICAS LLC|9775
DIA|SPDR DJIA ETF TRUST|VGRD|Vanguard Marketing Corporation|119845
DIA|SPDR DJIA ETF TRUST|VSIN|Vision Financial Markets Llc|51107
DIA|SPDR DJIA ETF TRUST|WBET|Wallachbeth Capital LLC|2335
DIA|SPDR DJIA ETF TRUST|WBLR|WILLIAM BLAIR|200
DIA|SPDR DJIA ETF TRUST|WCHV|WELLS FARGO SECURITIES, LLC|541682
DIA|SPDR DJIA ETF TRUST|WEDB|WEDBUSH SECURITIES INC.|16384
DIA|SPDR DJIA ETF TRUST|WEED|Weeden & Co.L.P.|100
DIA|SPDR DJIA ETF TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|127288
DIA|SPDR DJIA ETF TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1928088
DIA|SPDR DJIA ETF TRUST|WGIF|CIBC World Markets Inc.|3393
DIA|SPDR DJIA ETF TRUST|WHOT|JUST2TRADE, INC.|640
DIA|SPDR DJIA ETF TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|113
DIA|SPDR DJIA ETF TRUST|WSEA|WOLVERINE SECURITIES, LLC|29199
DIA|SPDR DJIA ETF TRUST|XPUS|XP SECURITIES, LLC|511
DIA|SPDR DJIA ETF TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|3580
DIA|SPDR DJIA ETF TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|51
DIA|SPDR DJIA ETF TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|82548
DIAL|COLUMBIA DIVERSIFIED|APCC|Apex Clearing Corporation|3
DIAL|COLUMBIA DIVERSIFIED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
DIAL|COLUMBIA DIVERSIFIED|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
DIAL|COLUMBIA DIVERSIFIED|DBAX|Deutsche Bank Securities Inc.|200
DIAL|COLUMBIA DIVERSIFIED|HRBF|American Enterprise Investment Services Inc.|25
DIAL|COLUMBIA DIVERSIFIED|JSJX|JANE STREET CAPITAL LLC|52394
DIAL|COLUMBIA DIVERSIFIED|KCGM|VIRTU Americas LLC|200
DIAL|COLUMBIA DIVERSIFIED|LEHM|Barclays Capital Inc./Le|200
DIAL|COLUMBIA DIVERSIFIED|LIME|Lime Brokerage LLC|1000
DIAL|COLUMBIA DIVERSIFIED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
DIAL|COLUMBIA DIVERSIFIED|MSCO|MORGAN STANLEY & CO. LLC|100
DIAL|COLUMBIA DIVERSIFIED|NFSC|National Financial Services LLC|13441
DIAL|COLUMBIA DIVERSIFIED|NITE|VIRTU Americas LLC|9305
DIAL|COLUMBIA DIVERSIFIED|UBSA|UBS SECURITIES LLC|11707
DIAL|COLUMBIA DIVERSIFIED|UBSS|UBS Securities LLC|871050
DIAL|COLUMBIA DIVERSIFIED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14474
DIAX|NUVEEN DOW 30SM DYNM|AGIS|Aegis Capital Corp.|1240
DIAX|NUVEEN DOW 30SM DYNM|ALTX|Alternet Securities Inc.|600
DIAX|NUVEEN DOW 30SM DYNM|APCC|Apex Clearing Corporation|273
DIAX|NUVEEN DOW 30SM DYNM|BARD|Robert W. Baird & Co. Incorporated|61710
DIAX|NUVEEN DOW 30SM DYNM|BATM|CBOE TRADING, INC.|143
DIAX|NUVEEN DOW 30SM DYNM|BBNT|BB&T SECURITIES, LLC|1068
DIAX|NUVEEN DOW 30SM DYNM|BERN|Sanford C. Bernstein & Co., LLC|100
DIAX|NUVEEN DOW 30SM DYNM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13206
DIAX|NUVEEN DOW 30SM DYNM|BTIG|BTIG, LLC|3262
DIAX|NUVEEN DOW 30SM DYNM|CHAS|Charles Schwab & Co., Inc.|14
DIAX|NUVEEN DOW 30SM DYNM|CIST|Capital Institutional Services, Inc.|2474
DIAX|NUVEEN DOW 30SM DYNM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|250
DIAX|NUVEEN DOW 30SM DYNM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12485
DIAX|NUVEEN DOW 30SM DYNM|CSIN|Citadel Securities Institutional LLC|3648
DIAX|NUVEEN DOW 30SM DYNM|CTDL|Citadel Derivatives Group Llc|4148
DIAX|NUVEEN DOW 30SM DYNM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
DIAX|NUVEEN DOW 30SM DYNM|DADA|D.A. Davidson & Co.|1855
DIAX|NUVEEN DOW 30SM DYNM|DBAX|Deutsche Bank Securities Inc.|6700
DIAX|NUVEEN DOW 30SM DYNM|DEAN|MORGAN STANLEY|4701
DIAX|NUVEEN DOW 30SM DYNM|DEGS|RONIN PROFESSIONAL LLC|500
DIAX|NUVEEN DOW 30SM DYNM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2963
DIAX|NUVEEN DOW 30SM DYNM|EBXL|EBX LLC|1500
DIAX|NUVEEN DOW 30SM DYNM|EDJO|Edward D. Jones & Co., L.P.|3228
DIAX|NUVEEN DOW 30SM DYNM|EGAM|CBOE TRADING, INC.|400
DIAX|NUVEEN DOW 30SM DYNM|EGMT|EG MARKET TECHNOLOGIES LLC|67
DIAX|NUVEEN DOW 30SM DYNM|EGXM|CBOE TRADING, INC.|800
DIAX|NUVEEN DOW 30SM DYNM|ESPO|ESPOSITO SECURITIES, LLC|290
DIAX|NUVEEN DOW 30SM DYNM|ETBE|Electronic Transaction Clearing, Inc.|580
DIAX|NUVEEN DOW 30SM DYNM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
DIAX|NUVEEN DOW 30SM DYNM|ETRS|E*Trade Securities LLC|12594
DIAX|NUVEEN DOW 30SM DYNM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3057
DIAX|NUVEEN DOW 30SM DYNM|FTBR|Foliofn Investments, Inc.|962
DIAX|NUVEEN DOW 30SM DYNM|GLPX|ACS EXECUTION SERVICES, LLC|1291
DIAX|NUVEEN DOW 30SM DYNM|GSCO|GOLDMAN SACHS & CO. LLC|2539
DIAX|NUVEEN DOW 30SM DYNM|GSCS|GOLDMAN SACHS & CO. LLC|1978
DIAX|NUVEEN DOW 30SM DYNM|GSLT|GOLDMAN SACHS & CO. LLC|500
DIAX|NUVEEN DOW 30SM DYNM|GTSZ|GTS SECURITIES LLC|790
DIAX|NUVEEN DOW 30SM DYNM|HRBF|American Enterprise Investment Services Inc.|19805
DIAX|NUVEEN DOW 30SM DYNM|IATS|INTERACTIVE BROKERS LLC|15186
DIAX|NUVEEN DOW 30SM DYNM|IBKR|Interactive Brokers Llc|24476
DIAX|NUVEEN DOW 30SM DYNM|ICBX|INSTINET, LLC|1671
DIAX|NUVEEN DOW 30SM DYNM|INCA|INSTINET, LLC|2038
DIAX|NUVEEN DOW 30SM DYNM|ITGI|ITG Inc.|1117
DIAX|NUVEEN DOW 30SM DYNM|ITGP|ITG INC.|200
DIAX|NUVEEN DOW 30SM DYNM|JANY|Janney Montgomery Scott Inc.|12161
DIAX|NUVEEN DOW 30SM DYNM|JEFF|JEFFERIES LLC|200
DIAX|NUVEEN DOW 30SM DYNM|JGUN|Joseph Gunnar & Co.  LLC|1000
DIAX|NUVEEN DOW 30SM DYNM|JPMX|J.P. Morgan Securities LLC|1800
DIAX|NUVEEN DOW 30SM DYNM|JSJX|JANE STREET CAPITAL LLC|700
DIAX|NUVEEN DOW 30SM DYNM|KCGM|VIRTU Americas LLC|600
DIAX|NUVEEN DOW 30SM DYNM|LEHM|Barclays Capital Inc./Le|4400
DIAX|NUVEEN DOW 30SM DYNM|LIME|Lime Brokerage LLC|5880
DIAX|NUVEEN DOW 30SM DYNM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1198
DIAX|NUVEEN DOW 30SM DYNM|MAXM|Maxim Group LLC|7903
DIAX|NUVEEN DOW 30SM DYNM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
DIAX|NUVEEN DOW 30SM DYNM|MSCO|MORGAN STANLEY & CO. LLC|64748
DIAX|NUVEEN DOW 30SM DYNM|MSPL|MORGAN STANLEY & CO. LLC|500
DIAX|NUVEEN DOW 30SM DYNM|MSTX|MORGAN STANLEY & CO. LLC|100
DIAX|NUVEEN DOW 30SM DYNM|NATL|National Securities Corporation|27410
DIAX|NUVEEN DOW 30SM DYNM|NBCS|NBC Securities, INC.|500
DIAX|NUVEEN DOW 30SM DYNM|NFSC|National Financial Services LLC|96635
DIAX|NUVEEN DOW 30SM DYNM|NITE|VIRTU Americas LLC|280573
DIAX|NUVEEN DOW 30SM DYNM|NQRB|Brut, LLC|3300
DIAX|NUVEEN DOW 30SM DYNM|OPCO|Oppenheimer & Co. Inc.|8221
DIAX|NUVEEN DOW 30SM DYNM|PDQM|CODA MARKETS, INC.|2162
DIAX|NUVEEN DOW 30SM DYNM|PWJC|UBS Financial Services, Inc.|1031
DIAX|NUVEEN DOW 30SM DYNM|RBCM|RBC CAPITAL MARKETS, LLC|15694
DIAX|NUVEEN DOW 30SM DYNM|RGLD|Regal Securities, Inc|50
DIAX|NUVEEN DOW 30SM DYNM|SBSH|Citigroup Global Markets Inc.|8024
DIAX|NUVEEN DOW 30SM DYNM|SGMT|GOLDMAN SACHS & CO. LLC|4410
DIAX|NUVEEN DOW 30SM DYNM|SPDR|SPEEDROUTE LLC|100
DIAX|NUVEEN DOW 30SM DYNM|SPHN|Stephens Inc.|3
DIAX|NUVEEN DOW 30SM DYNM|STFL|Stifel, Nicolaus & Company, Incorporated|18115
DIAX|NUVEEN DOW 30SM DYNM|SWIM|TD Ameritrade, Inc.|7597
DIAX|NUVEEN DOW 30SM DYNM|SWST|Hilltop Securities Inc.|500
DIAX|NUVEEN DOW 30SM DYNM|TKNG|ALLY INVEST SECURITIES LLC|597
DIAX|NUVEEN DOW 30SM DYNM|TRBT|Tradebot Systems, Inc.|1219
DIAX|NUVEEN DOW 30SM DYNM|TRCM|TRC MARKETS LLC|100
DIAX|NUVEEN DOW 30SM DYNM|UBSA|UBS SECURITIES LLC|32491
DIAX|NUVEEN DOW 30SM DYNM|UBSS|UBS Securities LLC|144294
DIAX|NUVEEN DOW 30SM DYNM|VALX|VIRTU AMERICAS LLC|3435
DIAX|NUVEEN DOW 30SM DYNM|VGRD|Vanguard Marketing Corporation|3660
DIAX|NUVEEN DOW 30SM DYNM|WCHV|WELLS FARGO SECURITIES, LLC|100942
DIAX|NUVEEN DOW 30SM DYNM|WEDB|WEDBUSH SECURITIES INC.|2420
DIAX|NUVEEN DOW 30SM DYNM|WEED|Weeden & Co.L.P.|1280
DIAX|NUVEEN DOW 30SM DYNM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4471
DIAX|NUVEEN DOW 30SM DYNM|WSEA|WOLVERINE SECURITIES, LLC|1890
DIAX|NUVEEN DOW 30SM DYNM|XPQR|Jump Trading|300
DIAX|NUVEEN DOW 30SM DYNM|XSTM|NATIONAL FINANCIAL SERVICES LLC|740
DIAX|NUVEEN DOW 30SM DYNM|YKNA|COMHAR CAPITAL MARKETS, LLC|600
DIAX|NUVEEN DOW 30SM DYNM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23422
DIG|PROSULTRA OIL & GAS|APCC|Apex Clearing Corporation|145
DIG|PROSULTRA OIL & GAS|BANK|Primevest Financial Services, Inc.|2
DIG|PROSULTRA OIL & GAS|BAYC|BAY CREST PARTNERS, LLC|7440
DIG|PROSULTRA OIL & GAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|495
DIG|PROSULTRA OIL & GAS|CHAS|Charles Schwab & Co., Inc.|2137
DIG|PROSULTRA OIL & GAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2006
DIG|PROSULTRA OIL & GAS|DBAX|Deutsche Bank Securities Inc.|600
DIG|PROSULTRA OIL & GAS|DEAN|MORGAN STANLEY|199
DIG|PROSULTRA OIL & GAS|EBXL|EBX LLC|900
DIG|PROSULTRA OIL & GAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|102
DIG|PROSULTRA OIL & GAS|EDJO|Edward D. Jones & Co., L.P.|87
DIG|PROSULTRA OIL & GAS|EGAM|CBOE TRADING, INC.|546
DIG|PROSULTRA OIL & GAS|EGAW|CBOE TRADING, INC.|75
DIG|PROSULTRA OIL & GAS|EGXM|CBOE TRADING, INC.|150
DIG|PROSULTRA OIL & GAS|ETBE|Electronic Transaction Clearing, Inc.|1200
DIG|PROSULTRA OIL & GAS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
DIG|PROSULTRA OIL & GAS|ETRS|E*Trade Securities LLC|50649
DIG|PROSULTRA OIL & GAS|FILL|Tradestation Securities, Inc.|1548
DIG|PROSULTRA OIL & GAS|FQLS|Quantlab Securities LP|8488
DIG|PROSULTRA OIL & GAS|FTBR|Foliofn Investments, Inc.|795
DIG|PROSULTRA OIL & GAS|GBMT|GBM International, Inc.|250
DIG|PROSULTRA OIL & GAS|GSLT|GOLDMAN SACHS & CO. LLC|72
DIG|PROSULTRA OIL & GAS|HRBF|American Enterprise Investment Services Inc.|141
DIG|PROSULTRA OIL & GAS|IATS|INTERACTIVE BROKERS LLC|2574
DIG|PROSULTRA OIL & GAS|IBKR|Interactive Brokers Llc|7563
DIG|PROSULTRA OIL & GAS|ICBX|INSTINET, LLC|300
DIG|PROSULTRA OIL & GAS|INCA|INSTINET, LLC|200
DIG|PROSULTRA OIL & GAS|JSEB|JANE STREET EXECUTION SERVICES, LLC|3800
DIG|PROSULTRA OIL & GAS|JSJX|JANE STREET CAPITAL LLC|48641
DIG|PROSULTRA OIL & GAS|KCGM|VIRTU Americas LLC|615
DIG|PROSULTRA OIL & GAS|LEHM|Barclays Capital Inc./Le|4967
DIG|PROSULTRA OIL & GAS|LIME|Lime Brokerage LLC|3502
DIG|PROSULTRA OIL & GAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
DIG|PROSULTRA OIL & GAS|MOTF|MOTIF INVESTING, INC.|1
DIG|PROSULTRA OIL & GAS|MSCO|MORGAN STANLEY & CO. LLC|17540
DIG|PROSULTRA OIL & GAS|MSPL|MORGAN STANLEY & CO. LLC|100
DIG|PROSULTRA OIL & GAS|NFSC|National Financial Services LLC|159618
DIG|PROSULTRA OIL & GAS|NITE|VIRTU Americas LLC|118533
DIG|PROSULTRA OIL & GAS|OHOS|TWO SIGMA SECURITIES, LLC|3450
DIG|PROSULTRA OIL & GAS|RBCM|RBC CAPITAL MARKETS, LLC|1300
DIG|PROSULTRA OIL & GAS|SGMT|GOLDMAN SACHS & CO. LLC|1320
DIG|PROSULTRA OIL & GAS|SPDR|SPEEDROUTE LLC|150
DIG|PROSULTRA OIL & GAS|STFL|Stifel, Nicolaus & Company, Incorporated|624
DIG|PROSULTRA OIL & GAS|SWIM|TD Ameritrade, Inc.|13726
DIG|PROSULTRA OIL & GAS|TKNG|ALLY INVEST SECURITIES LLC|1500
DIG|PROSULTRA OIL & GAS|TRCM|TRC MARKETS LLC|26028
DIG|PROSULTRA OIL & GAS|UBSA|UBS SECURITIES LLC|1867
DIG|PROSULTRA OIL & GAS|UBSS|UBS Securities LLC|16212
DIG|PROSULTRA OIL & GAS|VALX|VIRTU AMERICAS LLC|587
DIG|PROSULTRA OIL & GAS|VGRD|Vanguard Marketing Corporation|2269
DIG|PROSULTRA OIL & GAS|WCHV|WELLS FARGO SECURITIES, LLC|2408
DIG|PROSULTRA OIL & GAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|551
DIG|PROSULTRA OIL & GAS|WSEA|WOLVERINE SECURITIES, LLC|1290
DIG|PROSULTRA OIL & GAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
DIM|WISDOMTREE INTL MC|ALTX|Alternet Securities Inc.|500
DIM|WISDOMTREE INTL MC|APCC|Apex Clearing Corporation|1164
DIM|WISDOMTREE INTL MC|BARD|Robert W. Baird & Co. Incorporated|320
DIM|WISDOMTREE INTL MC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|507
DIM|WISDOMTREE INTL MC|CANT|Cantor Fitzgerald & Co.|16423
DIM|WISDOMTREE INTL MC|CHAS|Charles Schwab & Co., Inc.|2
DIM|WISDOMTREE INTL MC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|266
DIM|WISDOMTREE INTL MC|CTDL|Citadel Derivatives Group Llc|3659
DIM|WISDOMTREE INTL MC|DEAN|MORGAN STANLEY|3072
DIM|WISDOMTREE INTL MC|EBXL|EBX LLC|200
DIM|WISDOMTREE INTL MC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1320
DIM|WISDOMTREE INTL MC|EDJO|Edward D. Jones & Co., L.P.|510
DIM|WISDOMTREE INTL MC|EGAM|CBOE TRADING, INC.|816
DIM|WISDOMTREE INTL MC|ETRS|E*Trade Securities LLC|275
DIM|WISDOMTREE INTL MC|FMAF|NBCN Inc./ CDS|3071
DIM|WISDOMTREE INTL MC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20
DIM|WISDOMTREE INTL MC|FTBR|Foliofn Investments, Inc.|628
DIM|WISDOMTREE INTL MC|GSLT|GOLDMAN SACHS & CO. LLC|400
DIM|WISDOMTREE INTL MC|HRBF|American Enterprise Investment Services Inc.|3460
DIM|WISDOMTREE INTL MC|IBKR|Interactive Brokers Llc|5
DIM|WISDOMTREE INTL MC|ICBX|INSTINET, LLC|200
DIM|WISDOMTREE INTL MC|INCA|INSTINET, LLC|100
DIM|WISDOMTREE INTL MC|ITGI|ITG Inc.|400
DIM|WISDOMTREE INTL MC|JANY|Janney Montgomery Scott Inc.|9
DIM|WISDOMTREE INTL MC|JEFF|JEFFERIES LLC|900
DIM|WISDOMTREE INTL MC|JPMX|J.P. Morgan Securities LLC|202
DIM|WISDOMTREE INTL MC|JSEB|JANE STREET EXECUTION SERVICES, LLC|85869
DIM|WISDOMTREE INTL MC|JSJX|JANE STREET CAPITAL LLC|10228
DIM|WISDOMTREE INTL MC|KCGM|VIRTU Americas LLC|609
DIM|WISDOMTREE INTL MC|LIME|Lime Brokerage LLC|1583
DIM|WISDOMTREE INTL MC|MACC|Mid Atlantic Capital Corporation|83
DIM|WISDOMTREE INTL MC|MAXM|Maxim Group LLC|1200
DIM|WISDOMTREE INTL MC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DIM|WISDOMTREE INTL MC|MSCO|MORGAN STANLEY & CO. LLC|18504
DIM|WISDOMTREE INTL MC|NFSC|National Financial Services LLC|9212
DIM|WISDOMTREE INTL MC|NITE|VIRTU Americas LLC|15812
DIM|WISDOMTREE INTL MC|NQRB|Brut, LLC|100
DIM|WISDOMTREE INTL MC|OPCO|Oppenheimer & Co. Inc.|2
DIM|WISDOMTREE INTL MC|PWJC|UBS Financial Services, Inc.|1
DIM|WISDOMTREE INTL MC|RBCM|RBC CAPITAL MARKETS, LLC|1682
DIM|WISDOMTREE INTL MC|SALI|INTL FCSTONE FINANCIAL INC.|50
DIM|WISDOMTREE INTL MC|SBSH|Citigroup Global Markets Inc.|45
DIM|WISDOMTREE INTL MC|STFL|Stifel, Nicolaus & Company, Incorporated|967
DIM|WISDOMTREE INTL MC|SWST|Hilltop Securities Inc.|79
DIM|WISDOMTREE INTL MC|UBSA|UBS SECURITIES LLC|758
DIM|WISDOMTREE INTL MC|UBSS|UBS Securities LLC|6586
DIM|WISDOMTREE INTL MC|VGRD|Vanguard Marketing Corporation|855
DIM|WISDOMTREE INTL MC|WCHV|WELLS FARGO SECURITIES, LLC|8555
DIM|WISDOMTREE INTL MC|WGIF|CIBC World Markets Inc.|705
DIM|WISDOMTREE INTL MC|WSEA|WOLVERINE SECURITIES, LLC|6
DIM|WISDOMTREE INTL MC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|390
DIN|DINE BRANDS GLOBAL,|ALTX|Alternet Securities Inc.|2000
DIN|DINE BRANDS GLOBAL,|ANOS|ABEL/NOSER, L.L.C.|138
DIN|DINE BRANDS GLOBAL,|APCC|Apex Clearing Corporation|396
DIN|DINE BRANDS GLOBAL,|BANK|Primevest Financial Services, Inc.|3
DIN|DINE BRANDS GLOBAL,|BARD|Robert W. Baird & Co. Incorporated|3323
DIN|DINE BRANDS GLOBAL,|BATM|CBOE TRADING, INC.|3216
DIN|DINE BRANDS GLOBAL,|BAYT|BTIG, LLC|500
DIN|DINE BRANDS GLOBAL,|BBNT|BB&T SECURITIES, LLC|100
DIN|DINE BRANDS GLOBAL,|BERN|Sanford C. Bernstein & Co., LLC|2357
DIN|DINE BRANDS GLOBAL,|BIAD|SAGETRADER, LLC|155
DIN|DINE BRANDS GLOBAL,|BIDS|BIDS TRADING L.P.|200
DIN|DINE BRANDS GLOBAL,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|428
DIN|DINE BRANDS GLOBAL,|BNPX|BNP PARIBAS SECURITIES CORP.|3447
DIN|DINE BRANDS GLOBAL,|BTIG|BTIG, LLC|200
DIN|DINE BRANDS GLOBAL,|BYXM|CBOE TRADING, INC.|455
DIN|DINE BRANDS GLOBAL,|BZYD|GOLDMAN SACHS & CO. LLC|600
DIN|DINE BRANDS GLOBAL,|CBLC|CITIGROUP GLOBAL MARKETS INC.|31800
DIN|DINE BRANDS GLOBAL,|CHAS|Charles Schwab & Co., Inc.|364
DIN|DINE BRANDS GLOBAL,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25300
DIN|DINE BRANDS GLOBAL,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1424
DIN|DINE BRANDS GLOBAL,|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|212
DIN|DINE BRANDS GLOBAL,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|202226
DIN|DINE BRANDS GLOBAL,|CTDL|Citadel Derivatives Group Llc|2295
DIN|DINE BRANDS GLOBAL,|CXCX|CITIGROUP GLOBAL MARKETS INC.|22506
DIN|DINE BRANDS GLOBAL,|DBAB|Deutsche Bank Securities Inc.|185405
DIN|DINE BRANDS GLOBAL,|DBAX|Deutsche Bank Securities Inc.|138500
DIN|DINE BRANDS GLOBAL,|DBUL|Deutsche Bank Securities Inc.|400
DIN|DINE BRANDS GLOBAL,|DEAN|MORGAN STANLEY|2478
DIN|DINE BRANDS GLOBAL,|DEGS|RONIN PROFESSIONAL LLC|8496
DIN|DINE BRANDS GLOBAL,|EBXL|EBX LLC|50900
DIN|DINE BRANDS GLOBAL,|ECUT|CONVERGEX EXECUTION SOLUTIONS|26222
DIN|DINE BRANDS GLOBAL,|EDJO|Edward D. Jones & Co., L.P.|1230
DIN|DINE BRANDS GLOBAL,|EGAM|CBOE TRADING, INC.|4542
DIN|DINE BRANDS GLOBAL,|EGAW|CBOE TRADING, INC.|100
DIN|DINE BRANDS GLOBAL,|EGMT|EG MARKET TECHNOLOGIES LLC|636
DIN|DINE BRANDS GLOBAL,|EGXM|CBOE TRADING, INC.|1511
DIN|DINE BRANDS GLOBAL,|EGXW|CBOE TRADING, INC.|100
DIN|DINE BRANDS GLOBAL,|ETBE|Electronic Transaction Clearing, Inc.|9409
DIN|DINE BRANDS GLOBAL,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18433
DIN|DINE BRANDS GLOBAL,|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|84
DIN|DINE BRANDS GLOBAL,|ETRS|E*Trade Securities LLC|39587
DIN|DINE BRANDS GLOBAL,|FILL|Tradestation Securities, Inc.|952
DIN|DINE BRANDS GLOBAL,|FMAF|NBCN Inc./ CDS|3250
DIN|DINE BRANDS GLOBAL,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3095
DIN|DINE BRANDS GLOBAL,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45378
DIN|DINE BRANDS GLOBAL,|FTBR|Foliofn Investments, Inc.|3679
DIN|DINE BRANDS GLOBAL,|GEBB|GLOBAL EXECUTION BROKERS, LP|4248
DIN|DINE BRANDS GLOBAL,|GLIS|TD Securities Inc|1703
DIN|DINE BRANDS GLOBAL,|GLPX|ACS EXECUTION SERVICES, LLC|15748
DIN|DINE BRANDS GLOBAL,|GSCO|GOLDMAN SACHS & CO. LLC|239940
DIN|DINE BRANDS GLOBAL,|GSCS|GOLDMAN SACHS & CO. LLC|16903
DIN|DINE BRANDS GLOBAL,|GSLT|GOLDMAN SACHS & CO. LLC|1024
DIN|DINE BRANDS GLOBAL,|GTSZ|GTS SECURITIES LLC|28710
DIN|DINE BRANDS GLOBAL,|HAPX|HAP Trading, LLC|600
DIN|DINE BRANDS GLOBAL,|HRBF|American Enterprise Investment Services Inc.|985
DIN|DINE BRANDS GLOBAL,|IATS|INTERACTIVE BROKERS LLC|933
DIN|DINE BRANDS GLOBAL,|IBKR|Interactive Brokers Llc|6267
DIN|DINE BRANDS GLOBAL,|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2520
DIN|DINE BRANDS GLOBAL,|ICBX|INSTINET, LLC|14500
DIN|DINE BRANDS GLOBAL,|IEQY|CITADEL SECURITIES LLC|30699
DIN|DINE BRANDS GLOBAL,|INCA|INSTINET, LLC|49984
DIN|DINE BRANDS GLOBAL,|INJX|INSTINET, LLC|3375
DIN|DINE BRANDS GLOBAL,|ITGI|ITG Inc.|10940
DIN|DINE BRANDS GLOBAL,|ITGP|ITG INC.|122200
DIN|DINE BRANDS GLOBAL,|JEFF|JEFFERIES LLC|92622
DIN|DINE BRANDS GLOBAL,|JMPT|JUMP TRADING, LLC|33237
DIN|DINE BRANDS GLOBAL,|JONE|JonesTrading|16985
DIN|DINE BRANDS GLOBAL,|JPBX|J.P. MORGAN SECURITIES LLC|36049
DIN|DINE BRANDS GLOBAL,|JPMX|J.P. Morgan Securities LLC|202222
DIN|DINE BRANDS GLOBAL,|JSJX|JANE STREET CAPITAL LLC|16980
DIN|DINE BRANDS GLOBAL,|KCGM|VIRTU Americas LLC|22359
DIN|DINE BRANDS GLOBAL,|KING|C. L. King & Associates, Inc.|3100
DIN|DINE BRANDS GLOBAL,|LEHM|Barclays Capital Inc./Le|146648
DIN|DINE BRANDS GLOBAL,|LIME|Lime Brokerage LLC|6567
DIN|DINE BRANDS GLOBAL,|LOOP|Loop Capital Markets LLC|247
DIN|DINE BRANDS GLOBAL,|LQNA|LIQUIDNET, INC.|38300
DIN|DINE BRANDS GLOBAL,|LSCI|Lek Securities Corporation|136
DIN|DINE BRANDS GLOBAL,|MAXM|Maxim Group LLC|175
DIN|DINE BRANDS GLOBAL,|MCMF|Raymond James Ltd. Cds|195
DIN|DINE BRANDS GLOBAL,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37500
DIN|DINE BRANDS GLOBAL,|MOTF|MOTIF INVESTING, INC.|11
DIN|DINE BRANDS GLOBAL,|MSCO|MORGAN STANLEY & CO. LLC|574744
DIN|DINE BRANDS GLOBAL,|MSPL|MORGAN STANLEY & CO. LLC|211100
DIN|DINE BRANDS GLOBAL,|MSTX|MORGAN STANLEY & CO. LLC|94800
DIN|DINE BRANDS GLOBAL,|NFSC|National Financial Services LLC|103910
DIN|DINE BRANDS GLOBAL,|NITE|VIRTU Americas LLC|171341
DIN|DINE BRANDS GLOBAL,|NITP|VIRTU Americas LLC|81
DIN|DINE BRANDS GLOBAL,|NQRB|Brut, LLC|2325
DIN|DINE BRANDS GLOBAL,|OHOS|TWO SIGMA SECURITIES, LLC|10053
DIN|DINE BRANDS GLOBAL,|OPCO|Oppenheimer & Co. Inc.|459
DIN|DINE BRANDS GLOBAL,|PDQM|CODA MARKETS, INC.|42068
DIN|DINE BRANDS GLOBAL,|PHLY|NASDAQ Execution Services, LLC|6200
DIN|DINE BRANDS GLOBAL,|PWJC|UBS Financial Services, Inc.|50
DIN|DINE BRANDS GLOBAL,|RBCM|RBC CAPITAL MARKETS, LLC|3351
DIN|DINE BRANDS GLOBAL,|SAGL|SAGETRADER, LLC|7594
DIN|DINE BRANDS GLOBAL,|SAGW|SAGETRADER, LLC|224
DIN|DINE BRANDS GLOBAL,|SALI|INTL FCSTONE FINANCIAL INC.|26
DIN|DINE BRANDS GLOBAL,|SBRX|MURIEL SIEBERT & CO INC|60
DIN|DINE BRANDS GLOBAL,|SBSH|Citigroup Global Markets Inc.|25935
DIN|DINE BRANDS GLOBAL,|SGMT|GOLDMAN SACHS & CO. LLC|51614
DIN|DINE BRANDS GLOBAL,|SOGO|Wang Investment Associates, Inc.|7
DIN|DINE BRANDS GLOBAL,|SPDR|SPEEDROUTE LLC|3516
DIN|DINE BRANDS GLOBAL,|SPTD|MINT GLOBAL MARKETS, INC.|150
DIN|DINE BRANDS GLOBAL,|STFL|Stifel, Nicolaus & Company, Incorporated|732
DIN|DINE BRANDS GLOBAL,|STKP|STOCKPILE INVESTMENTS, INC.|284
DIN|DINE BRANDS GLOBAL,|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1160
DIN|DINE BRANDS GLOBAL,|SWIM|TD Ameritrade, Inc.|9944
DIN|DINE BRANDS GLOBAL,|TKNG|ALLY INVEST SECURITIES LLC|1329
DIN|DINE BRANDS GLOBAL,|TMBR|Timber Hill LLC|614
DIN|DINE BRANDS GLOBAL,|TOUR|TOURMALINE PARTNERS, LLC|8676
DIN|DINE BRANDS GLOBAL,|TRBT|Tradebot Systems, Inc.|106220
DIN|DINE BRANDS GLOBAL,|TRCM|TRC MARKETS LLC|41400
DIN|DINE BRANDS GLOBAL,|UBSA|UBS SECURITIES LLC|212472
DIN|DINE BRANDS GLOBAL,|UBSS|UBS Securities LLC|350541
DIN|DINE BRANDS GLOBAL,|VALX|VIRTU AMERICAS LLC|2602
DIN|DINE BRANDS GLOBAL,|VGRD|Vanguard Marketing Corporation|4205
DIN|DINE BRANDS GLOBAL,|WABR|Wall Street Access|300
DIN|DINE BRANDS GLOBAL,|WBPX|SUMMIT SECURITIES GROUP, LLC|200
DIN|DINE BRANDS GLOBAL,|WCHV|WELLS FARGO SECURITIES, LLC|5317
DIN|DINE BRANDS GLOBAL,|WEED|Weeden & Co.L.P.|700
DIN|DINE BRANDS GLOBAL,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6770
DIN|DINE BRANDS GLOBAL,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22709
DIN|DINE BRANDS GLOBAL,|WSEA|WOLVERINE SECURITIES, LLC|3737
DIN|DINE BRANDS GLOBAL,|XIST|INSTINET, LLC|35722
DIN|DINE BRANDS GLOBAL,|XPQR|Jump Trading|1450
DIN|DINE BRANDS GLOBAL,|XSTM|NATIONAL FINANCIAL SERVICES LLC|17610
DIN|DINE BRANDS GLOBAL,|YKNA|COMHAR CAPITAL MARKETS, LLC|4454
DIN|DINE BRANDS GLOBAL,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2519
DINT|DAVIS FUNDM INTL ETF|BATM|CBOE TRADING, INC.|3
DINT|DAVIS FUNDM INTL ETF|CANT|Cantor Fitzgerald & Co.|1853
DINT|DAVIS FUNDM INTL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1383
DINT|DAVIS FUNDM INTL ETF|DBAX|Deutsche Bank Securities Inc.|1900
DINT|DAVIS FUNDM INTL ETF|EBXL|EBX LLC|1300
DINT|DAVIS FUNDM INTL ETF|ETRS|E*Trade Securities LLC|650
DINT|DAVIS FUNDM INTL ETF|FBCO|Credit Suisse Securities (USA) LLC|2200
DINT|DAVIS FUNDM INTL ETF|FOMA|TD AMERITRADE CLEARING, INC.|1049
DINT|DAVIS FUNDM INTL ETF|GTSZ|GTS SECURITIES LLC|100
DINT|DAVIS FUNDM INTL ETF|HRBF|American Enterprise Investment Services Inc.|500
DINT|DAVIS FUNDM INTL ETF|ICBX|INSTINET, LLC|2000
DINT|DAVIS FUNDM INTL ETF|JANY|Janney Montgomery Scott Inc.|1943
DINT|DAVIS FUNDM INTL ETF|JPMX|J.P. Morgan Securities LLC|2400
DINT|DAVIS FUNDM INTL ETF|JSJX|JANE STREET CAPITAL LLC|20159
DINT|DAVIS FUNDM INTL ETF|KCGM|VIRTU Americas LLC|2830
DINT|DAVIS FUNDM INTL ETF|LEHM|Barclays Capital Inc./Le|3600
DINT|DAVIS FUNDM INTL ETF|LIME|Lime Brokerage LLC|3986
DINT|DAVIS FUNDM INTL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6662
DINT|DAVIS FUNDM INTL ETF|MOTF|MOTIF INVESTING, INC.|1
DINT|DAVIS FUNDM INTL ETF|MSCO|MORGAN STANLEY & CO. LLC|3107
DINT|DAVIS FUNDM INTL ETF|NFSC|National Financial Services LLC|105
DINT|DAVIS FUNDM INTL ETF|NITE|VIRTU Americas LLC|285458
DINT|DAVIS FUNDM INTL ETF|NITP|VIRTU Americas LLC|1000
DINT|DAVIS FUNDM INTL ETF|PWJC|UBS Financial Services, Inc.|420
DINT|DAVIS FUNDM INTL ETF|RBCM|RBC CAPITAL MARKETS, LLC|1842
DINT|DAVIS FUNDM INTL ETF|SGMT|GOLDMAN SACHS & CO. LLC|1405
DINT|DAVIS FUNDM INTL ETF|SWST|Hilltop Securities Inc.|1300
DINT|DAVIS FUNDM INTL ETF|UBSA|UBS SECURITIES LLC|5177
DINT|DAVIS FUNDM INTL ETF|UBSS|UBS Securities LLC|3747
DINT|DAVIS FUNDM INTL ETF|WCHV|WELLS FARGO SECURITIES, LLC|8130
DINT|DAVIS FUNDM INTL ETF|WSEA|WOLVERINE SECURITIES, LLC|160
DINT|DAVIS FUNDM INTL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11106
DIOD|DIODES INC        ##|ALTX|Alternet Securities Inc.|3230
DIOD|DIODES INC        ##|ANOS|ABEL/NOSER, L.L.C.|463
DIOD|DIODES INC        ##|APCC|Apex Clearing Corporation|300
DIOD|DIODES INC        ##|BARD|Robert W. Baird & Co. Incorporated|150
DIOD|DIODES INC        ##|BATM|CBOE TRADING, INC.|559
DIOD|DIODES INC        ##|BERN|Sanford C. Bernstein & Co., LLC|57563
DIOD|DIODES INC        ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6048
DIOD|DIODES INC        ##|BLKX|INSTINET, LLC|32600
DIOD|DIODES INC        ##|BMOC|BMO Capital Markets Corp.|6283
DIOD|DIODES INC        ##|BNPX|BNP PARIBAS SECURITIES CORP.|7923
DIOD|DIODES INC        ##|BRVL|BLAYLOCK VAN, LLC|300
DIOD|DIODES INC        ##|BTIG|BTIG, LLC|32393
DIOD|DIODES INC        ##|BYXM|CBOE TRADING, INC.|349
DIOD|DIODES INC        ##|BZYD|GOLDMAN SACHS & CO. LLC|2510
DIOD|DIODES INC        ##|CANT|Cantor Fitzgerald & Co.|2688
DIOD|DIODES INC        ##|CHAS|Charles Schwab & Co., Inc.|133
DIOD|DIODES INC        ##|CIST|Capital Institutional Services, Inc.|9
DIOD|DIODES INC        ##|CLSA|CLSA AMERICAS, LLC|13569
DIOD|DIODES INC        ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9372
DIOD|DIODES INC        ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2627
DIOD|DIODES INC        ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
DIOD|DIODES INC        ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|207752
DIOD|DIODES INC        ##|CTDL|Citadel Derivatives Group Llc|16275
DIOD|DIODES INC        ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|12008
DIOD|DIODES INC        ##|DBAB|Deutsche Bank Securities Inc.|346346
DIOD|DIODES INC        ##|DBAX|Deutsche Bank Securities Inc.|50400
DIOD|DIODES INC        ##|DBUL|Deutsche Bank Securities Inc.|1000
DIOD|DIODES INC        ##|DEAN|MORGAN STANLEY|2493
DIOD|DIODES INC        ##|DEGS|RONIN PROFESSIONAL LLC|6090
DIOD|DIODES INC        ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4128
DIOD|DIODES INC        ##|EBXL|EBX LLC|48300
DIOD|DIODES INC        ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|15827
DIOD|DIODES INC        ##|EGAM|CBOE TRADING, INC.|2823
DIOD|DIODES INC        ##|EGAW|CBOE TRADING, INC.|100
DIOD|DIODES INC        ##|EGMT|EG MARKET TECHNOLOGIES LLC|700
DIOD|DIODES INC        ##|EGXM|CBOE TRADING, INC.|1405
DIOD|DIODES INC        ##|EGXW|CBOE TRADING, INC.|2
DIOD|DIODES INC        ##|ETBE|Electronic Transaction Clearing, Inc.|4904
DIOD|DIODES INC        ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|54
DIOD|DIODES INC        ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6876
DIOD|DIODES INC        ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12148
DIOD|DIODES INC        ##|ETRS|E*Trade Securities LLC|46979
DIOD|DIODES INC        ##|FBCO|Credit Suisse Securities (USA) LLC|311589
DIOD|DIODES INC        ##|FILL|Tradestation Securities, Inc.|2717
DIOD|DIODES INC        ##|FMAF|NBCN Inc./ CDS|1190
DIOD|DIODES INC        ##|FOMA|TD AMERITRADE CLEARING, INC.|32584
DIOD|DIODES INC        ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1320
DIOD|DIODES INC        ##|FQLS|Quantlab Securities LP|106846
DIOD|DIODES INC        ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93629
DIOD|DIODES INC        ##|FTBR|Foliofn Investments, Inc.|4025
DIOD|DIODES INC        ##|GEBB|GLOBAL EXECUTION BROKERS, LP|11924
DIOD|DIODES INC        ##|GLPX|ACS EXECUTION SERVICES, LLC|19660
DIOD|DIODES INC        ##|GSCO|GOLDMAN SACHS & CO. LLC|552146
DIOD|DIODES INC        ##|GSCS|GOLDMAN SACHS & CO. LLC|20201
DIOD|DIODES INC        ##|GSLT|GOLDMAN SACHS & CO. LLC|1881
DIOD|DIODES INC        ##|GTSZ|GTS SECURITIES LLC|14684
DIOD|DIODES INC        ##|HRBF|American Enterprise Investment Services Inc.|2068
DIOD|DIODES INC        ##|IATS|INTERACTIVE BROKERS LLC|7173
DIOD|DIODES INC        ##|IBKR|Interactive Brokers Llc|48442
DIOD|DIODES INC        ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
DIOD|DIODES INC        ##|ICBX|INSTINET, LLC|9900
DIOD|DIODES INC        ##|IEQY|CITADEL SECURITIES LLC|37838
DIOD|DIODES INC        ##|INCA|INSTINET, LLC|216256
DIOD|DIODES INC        ##|INJX|INSTINET, LLC|35800
DIOD|DIODES INC        ##|ITGI|ITG Inc.|67203
DIOD|DIODES INC        ##|ITGP|ITG INC.|67200
DIOD|DIODES INC        ##|JEFF|JEFFERIES LLC|39778
DIOD|DIODES INC        ##|JMPT|JUMP TRADING, LLC|19286
DIOD|DIODES INC        ##|JPBX|J.P. MORGAN SECURITIES LLC|11346
DIOD|DIODES INC        ##|JPMX|J.P. Morgan Securities LLC|100559
DIOD|DIODES INC        ##|JSJX|JANE STREET CAPITAL LLC|36204
DIOD|DIODES INC        ##|KCGM|VIRTU Americas LLC|11594
DIOD|DIODES INC        ##|LEHM|Barclays Capital Inc./Le|290565
DIOD|DIODES INC        ##|LIME|Lime Brokerage LLC|150372
DIOD|DIODES INC        ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|235500
DIOD|DIODES INC        ##|LOOP|Loop Capital Markets LLC|100
DIOD|DIODES INC        ##|LSCI|Lek Securities Corporation|200
DIOD|DIODES INC        ##|MAXM|Maxim Group LLC|3360
DIOD|DIODES INC        ##|MBTS|ALLY INVEST SECURITIES LLC|40
DIOD|DIODES INC        ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12200
DIOD|DIODES INC        ##|MOTF|MOTIF INVESTING, INC.|50
DIOD|DIODES INC        ##|MSCO|MORGAN STANLEY & CO. LLC|1154053
DIOD|DIODES INC        ##|MSPL|MORGAN STANLEY & CO. LLC|133600
DIOD|DIODES INC        ##|MSTX|MORGAN STANLEY & CO. LLC|35200
DIOD|DIODES INC        ##|NFSC|National Financial Services LLC|134096
DIOD|DIODES INC        ##|NITE|VIRTU Americas LLC|116342
DIOD|DIODES INC        ##|NITP|VIRTU Americas LLC|2300
DIOD|DIODES INC        ##|NQRB|Brut, LLC|5560
DIOD|DIODES INC        ##|NTFN|Network 1 Financial Securities Inc.|1210
DIOD|DIODES INC        ##|OPCO|Oppenheimer & Co. Inc.|44
DIOD|DIODES INC        ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1156
DIOD|DIODES INC        ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|14884
DIOD|DIODES INC        ##|PDQM|CODA MARKETS, INC.|43240
DIOD|DIODES INC        ##|PWJC|UBS Financial Services, Inc.|3500
DIOD|DIODES INC        ##|RAJA|Raymond James & Associates, Inc.|2043
DIOD|DIODES INC        ##|RBCM|RBC CAPITAL MARKETS, LLC|32
DIOD|DIODES INC        ##|RGLD|Regal Securities, Inc|10
DIOD|DIODES INC        ##|SAGL|SAGETRADER, LLC|2687
DIOD|DIODES INC        ##|SAGW|SAGETRADER, LLC|660
DIOD|DIODES INC        ##|SBSH|Citigroup Global Markets Inc.|132854
DIOD|DIODES INC        ##|SGMT|GOLDMAN SACHS & CO. LLC|31805
DIOD|DIODES INC        ##|SPDR|SPEEDROUTE LLC|3479
DIOD|DIODES INC        ##|STFL|Stifel, Nicolaus & Company, Incorporated|990
DIOD|DIODES INC        ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|97
DIOD|DIODES INC        ##|SWIM|TD Ameritrade, Inc.|12436
DIOD|DIODES INC        ##|SWST|Hilltop Securities Inc.|13
DIOD|DIODES INC        ##|TRBT|Tradebot Systems, Inc.|103625
DIOD|DIODES INC        ##|TRCM|TRC MARKETS LLC|95432
DIOD|DIODES INC        ##|TWTT|TASTYWORKS, INC.|320
DIOD|DIODES INC        ##|UBSA|UBS SECURITIES LLC|204359
DIOD|DIODES INC        ##|UBSS|UBS Securities LLC|437249
DIOD|DIODES INC        ##|VALX|VIRTU AMERICAS LLC|5799
DIOD|DIODES INC        ##|VGRD|Vanguard Marketing Corporation|531
DIOD|DIODES INC        ##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
DIOD|DIODES INC        ##|WCHV|WELLS FARGO SECURITIES, LLC|12387
DIOD|DIODES INC        ##|WEED|Weeden & Co.L.P.|819
DIOD|DIODES INC        ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|477
DIOD|DIODES INC        ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|286
DIOD|DIODES INC        ##|WSEA|WOLVERINE SECURITIES, LLC|294
DIOD|DIODES INC        ##|XIST|INSTINET, LLC|18960
DIOD|DIODES INC        ##|XPQR|Jump Trading|1600
DIOD|DIODES INC        ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|9400
DIOD|DIODES INC        ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1275
DIOD|DIODES INC        ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34
DIS|WALT DISNEY-DISNEY C|ABLE|NATIXIS Securities Americas LLC|340974
DIS|WALT DISNEY-DISNEY C|ADAM|CANACCORD GENUITY INC.|2775
DIS|WALT DISNEY-DISNEY C|AGIS|Aegis Capital Corp.|3351
DIS|WALT DISNEY-DISNEY C|ALTX|Alternet Securities Inc.|90710
DIS|WALT DISNEY-DISNEY C|ANOS|ABEL/NOSER, L.L.C.|14298
DIS|WALT DISNEY-DISNEY C|APCC|Apex Clearing Corporation|103049
DIS|WALT DISNEY-DISNEY C|AQUA|AQUA SECURITIES L.P.|8000
DIS|WALT DISNEY-DISNEY C|BALE|M&T SECURITIES, INC.|1405
DIS|WALT DISNEY-DISNEY C|BANK|Primevest Financial Services, Inc.|2369
DIS|WALT DISNEY-DISNEY C|BARD|Robert W. Baird & Co. Incorporated|39694
DIS|WALT DISNEY-DISNEY C|BATM|CBOE TRADING, INC.|76980
DIS|WALT DISNEY-DISNEY C|BAYC|BAY CREST PARTNERS, LLC|6541
DIS|WALT DISNEY-DISNEY C|BAYT|BTIG, LLC|22129
DIS|WALT DISNEY-DISNEY C|BBNT|BB&T SECURITIES, LLC|15584
DIS|WALT DISNEY-DISNEY C|BERN|Sanford C. Bernstein & Co., LLC|1488495
DIS|WALT DISNEY-DISNEY C|BIAD|SAGETRADER, LLC|1357
DIS|WALT DISNEY-DISNEY C|BIDS|BIDS TRADING L.P.|16700
DIS|WALT DISNEY-DISNEY C|BIMI|Banca IMI Securities Corp.|17370
DIS|WALT DISNEY-DISNEY C|BKCM|BNY Mellon Capital Markets LLC|2419
DIS|WALT DISNEY-DISNEY C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|150221
DIS|WALT DISNEY-DISNEY C|BLKX|INSTINET, LLC|507386
DIS|WALT DISNEY-DISNEY C|BMOC|BMO Capital Markets Corp.|4270
DIS|WALT DISNEY-DISNEY C|BMSI|BULL MARKET SECURITIES, INC.|100
DIS|WALT DISNEY-DISNEY C|BNCH|The Benchmark Company, LLC|22562
DIS|WALT DISNEY-DISNEY C|BNPX|BNP PARIBAS SECURITIES CORP.|1178620
DIS|WALT DISNEY-DISNEY C|BRGE|Newbridge Securities Corp.|120
DIS|WALT DISNEY-DISNEY C|BTIG|BTIG, LLC|659162
DIS|WALT DISNEY-DISNEY C|BYXM|CBOE TRADING, INC.|15654
DIS|WALT DISNEY-DISNEY C|BZYD|GOLDMAN SACHS & CO. LLC|1522
DIS|WALT DISNEY-DISNEY C|CABR|Cabrera Capital Markets, Inc.|1245
DIS|WALT DISNEY-DISNEY C|CANT|Cantor Fitzgerald & Co.|107974
DIS|WALT DISNEY-DISNEY C|CBLC|CITIGROUP GLOBAL MARKETS INC.|138400
DIS|WALT DISNEY-DISNEY C|CHAS|Charles Schwab & Co., Inc.|88809
DIS|WALT DISNEY-DISNEY C|CHLC|CHURCHILL CAPITAL USA, INC.|1004
DIS|WALT DISNEY-DISNEY C|CIBP|CIBC World Markets Corp.|377159
DIS|WALT DISNEY-DISNEY C|CICF|Canaccord Genuity Corp.|5632
DIS|WALT DISNEY-DISNEY C|CIST|Capital Institutional Services, Inc.|38190
DIS|WALT DISNEY-DISNEY C|CLSA|CLSA AMERICAS, LLC|5157
DIS|WALT DISNEY-DISNEY C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1847693
DIS|WALT DISNEY-DISNEY C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18408
DIS|WALT DISNEY-DISNEY C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|95574
DIS|WALT DISNEY-DISNEY C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3841784
DIS|WALT DISNEY-DISNEY C|CTDL|Citadel Derivatives Group Llc|84781
DIS|WALT DISNEY-DISNEY C|CXCX|CITIGROUP GLOBAL MARKETS INC.|546858
DIS|WALT DISNEY-DISNEY C|DADA|D.A. Davidson & Co.|24688
DIS|WALT DISNEY-DISNEY C|DAVA|Davenport & Company LLC|3533
DIS|WALT DISNEY-DISNEY C|DAWA|Daiwa Capital Markets America Inc.|110
DIS|WALT DISNEY-DISNEY C|DBAB|Deutsche Bank Securities Inc.|1137057
DIS|WALT DISNEY-DISNEY C|DBAX|Deutsche Bank Securities Inc.|1666100
DIS|WALT DISNEY-DISNEY C|DBUL|Deutsche Bank Securities Inc.|11086
DIS|WALT DISNEY-DISNEY C|DCHF|Dart Executions, LLC|36042
DIS|WALT DISNEY-DISNEY C|DEAN|MORGAN STANLEY|204985
DIS|WALT DISNEY-DISNEY C|DEGS|RONIN PROFESSIONAL LLC|2200
DIS|WALT DISNEY-DISNEY C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31986
DIS|WALT DISNEY-DISNEY C|DRWK|DRW SECURITIES, L.L.C.|22681
DIS|WALT DISNEY-DISNEY C|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|568
DIS|WALT DISNEY-DISNEY C|EBXL|EBX LLC|2192500
DIS|WALT DISNEY-DISNEY C|ECUT|CONVERGEX EXECUTION SOLUTIONS|46587
DIS|WALT DISNEY-DISNEY C|EDJC|Edward Jones / CDS|17543
DIS|WALT DISNEY-DISNEY C|EDJO|Edward D. Jones & Co., L.P.|215087
DIS|WALT DISNEY-DISNEY C|EGAM|CBOE TRADING, INC.|97575
DIS|WALT DISNEY-DISNEY C|EGAW|CBOE TRADING, INC.|1846
DIS|WALT DISNEY-DISNEY C|EGMT|EG MARKET TECHNOLOGIES LLC|4524
DIS|WALT DISNEY-DISNEY C|EGXM|CBOE TRADING, INC.|36309
DIS|WALT DISNEY-DISNEY C|EGXW|CBOE TRADING, INC.|795
DIS|WALT DISNEY-DISNEY C|ELEV|ELEVATION, LLC|4520
DIS|WALT DISNEY-DISNEY C|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|52
DIS|WALT DISNEY-DISNEY C|ETBE|Electronic Transaction Clearing, Inc.|229253
DIS|WALT DISNEY-DISNEY C|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
DIS|WALT DISNEY-DISNEY C|ETCB|ETC BROKERAGE SERVICES, LLC|47
DIS|WALT DISNEY-DISNEY C|ETCC|Electronic Transaction Clearing, Inc.|196
DIS|WALT DISNEY-DISNEY C|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1
DIS|WALT DISNEY-DISNEY C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56151
DIS|WALT DISNEY-DISNEY C|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1524
DIS|WALT DISNEY-DISNEY C|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6675
DIS|WALT DISNEY-DISNEY C|ETRS|E*Trade Securities LLC|1191130
DIS|WALT DISNEY-DISNEY C|FBSB|U.S. Bancorp Investments, Inc.|1557
DIS|WALT DISNEY-DISNEY C|FFSI|Firstrade Securities Inc.|340
DIS|WALT DISNEY-DISNEY C|FIDT|Fidelity Clearing Canada ULC./ CDS|1089
DIS|WALT DISNEY-DISNEY C|FILL|Tradestation Securities, Inc.|88226
DIS|WALT DISNEY-DISNEY C|FINX|FINTECH SECURITIES|6422
DIS|WALT DISNEY-DISNEY C|FINZ|FINTECH SECURITIES|125
DIS|WALT DISNEY-DISNEY C|FMAF|NBCN Inc./ CDS|60563
DIS|WALT DISNEY-DISNEY C|FMCO|First Manhattan Co|135
DIS|WALT DISNEY-DISNEY C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4978
DIS|WALT DISNEY-DISNEY C|FQLS|Quantlab Securities LP|1136123
DIS|WALT DISNEY-DISNEY C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|262503
DIS|WALT DISNEY-DISNEY C|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3300
DIS|WALT DISNEY-DISNEY C|FTBR|Foliofn Investments, Inc.|9982
DIS|WALT DISNEY-DISNEY C|GARC|ICAP Corporates LLC|1787
DIS|WALT DISNEY-DISNEY C|GBMT|GBM International, Inc.|37351
DIS|WALT DISNEY-DISNEY C|GEBB|GLOBAL EXECUTION BROKERS, LP|262048
DIS|WALT DISNEY-DISNEY C|GLIS|TD Securities Inc|38941
DIS|WALT DISNEY-DISNEY C|GLPX|ACS EXECUTION SERVICES, LLC|296466
DIS|WALT DISNEY-DISNEY C|GSCO|GOLDMAN SACHS & CO. LLC|9630053
DIS|WALT DISNEY-DISNEY C|GSCS|GOLDMAN SACHS & CO. LLC|360898
DIS|WALT DISNEY-DISNEY C|GSLT|GOLDMAN SACHS & CO. LLC|74408
DIS|WALT DISNEY-DISNEY C|GTSZ|GTS SECURITIES LLC|1043410
DIS|WALT DISNEY-DISNEY C|HAPX|HAP Trading, LLC|1195
DIS|WALT DISNEY-DISNEY C|HASF|Haywood Securities Inc./CDS|900
DIS|WALT DISNEY-DISNEY C|HCTA|Hardcastle Trading USA LLC|231700
DIS|WALT DISNEY-DISNEY C|HRBF|American Enterprise Investment Services Inc.|160283
DIS|WALT DISNEY-DISNEY C|HSBC|HSBC Securities, Inc.|99494
DIS|WALT DISNEY-DISNEY C|IATS|INTERACTIVE BROKERS LLC|165831
DIS|WALT DISNEY-DISNEY C|IBKR|Interactive Brokers Llc|412061
DIS|WALT DISNEY-DISNEY C|IBSJ|Integrity Brokerage Services, Inc.|90
DIS|WALT DISNEY-DISNEY C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5708
DIS|WALT DISNEY-DISNEY C|ICBX|INSTINET, LLC|772820
DIS|WALT DISNEY-DISNEY C|IEQY|CITADEL SECURITIES LLC|584109
DIS|WALT DISNEY-DISNEY C|INCA|INSTINET, LLC|2577010
DIS|WALT DISNEY-DISNEY C|INJX|INSTINET, LLC|87436
DIS|WALT DISNEY-DISNEY C|INTL|INTL FCSTONE FINANCIAL INC.|81
DIS|WALT DISNEY-DISNEY C|ITGI|ITG Inc.|338183
DIS|WALT DISNEY-DISNEY C|ITGP|ITG INC.|875800
DIS|WALT DISNEY-DISNEY C|JANY|Janney Montgomery Scott Inc.|30141
DIS|WALT DISNEY-DISNEY C|JEFF|JEFFERIES LLC|652323
DIS|WALT DISNEY-DISNEY C|JMPT|JUMP TRADING, LLC|499800
DIS|WALT DISNEY-DISNEY C|JONE|JonesTrading|11915
DIS|WALT DISNEY-DISNEY C|JPBX|J.P. MORGAN SECURITIES LLC|606931
DIS|WALT DISNEY-DISNEY C|JPMX|J.P. Morgan Securities LLC|3724919
DIS|WALT DISNEY-DISNEY C|JSEB|JANE STREET EXECUTION SERVICES, LLC|133921
DIS|WALT DISNEY-DISNEY C|JSJX|JANE STREET CAPITAL LLC|533966
DIS|WALT DISNEY-DISNEY C|JUTA|JUMP TRADING, LLC|42413
DIS|WALT DISNEY-DISNEY C|KCGM|VIRTU Americas LLC|830618
DIS|WALT DISNEY-DISNEY C|KEYB|KEYBANC CAPITAL MARKETS INC.|26200
DIS|WALT DISNEY-DISNEY C|KING|C. L. King & Associates, Inc.|30
DIS|WALT DISNEY-DISNEY C|LBKI|Libucki & Co., LLC|13000
DIS|WALT DISNEY-DISNEY C|LEHM|Barclays Capital Inc./Le|6102757
DIS|WALT DISNEY-DISNEY C|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|11
DIS|WALT DISNEY-DISNEY C|LIME|Lime Brokerage LLC|160328
DIS|WALT DISNEY-DISNEY C|LIWD|LIME BROKERAGE LLC|3217
DIS|WALT DISNEY-DISNEY C|LIWK|LIME BROKERAGE LLC|30
DIS|WALT DISNEY-DISNEY C|LMGP|LIME BROKERAGE LLC|493
DIS|WALT DISNEY-DISNEY C|LMNX|LUMINEX TRADING & ANALYTICS LLC|625670
DIS|WALT DISNEY-DISNEY C|LOOP|Loop Capital Markets LLC|3573
DIS|WALT DISNEY-DISNEY C|LQNA|LIQUIDNET, INC.|623000
DIS|WALT DISNEY-DISNEY C|LQNB|LIQUIDNET, INC.|22600
DIS|WALT DISNEY-DISNEY C|LSCI|Lek Securities Corporation|22979
DIS|WALT DISNEY-DISNEY C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1152
DIS|WALT DISNEY-DISNEY C|MACC|Mid Atlantic Capital Corporation|7656
DIS|WALT DISNEY-DISNEY C|MACQ|Macquarie Capital (USA) Inc.|206562
DIS|WALT DISNEY-DISNEY C|MAXM|Maxim Group LLC|40515
DIS|WALT DISNEY-DISNEY C|MBTS|ALLY INVEST SECURITIES LLC|18699
DIS|WALT DISNEY-DISNEY C|MCBT|Moors & Cabot, Inc.|87
DIS|WALT DISNEY-DISNEY C|MCMF|Raymond James Ltd. Cds|24859
DIS|WALT DISNEY-DISNEY C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1644108
DIS|WALT DISNEY-DISNEY C|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|15589
DIS|WALT DISNEY-DISNEY C|MOTF|MOTIF INVESTING, INC.|206
DIS|WALT DISNEY-DISNEY C|MPSG|E D & F Man Capital Markets Inc.|20925
DIS|WALT DISNEY-DISNEY C|MSCO|MORGAN STANLEY & CO. LLC|10561784
DIS|WALT DISNEY-DISNEY C|MSPL|MORGAN STANLEY & CO. LLC|2066700
DIS|WALT DISNEY-DISNEY C|MSTX|MORGAN STANLEY & CO. LLC|1333000
DIS|WALT DISNEY-DISNEY C|MULL|MARK J. MULLER EQUITIES, INC.|24449
DIS|WALT DISNEY-DISNEY C|MWCC|Monness Crespi Hardt & Co., Inc.|16176
DIS|WALT DISNEY-DISNEY C|MZHO|Mizuho Securities USA LLC|45547
DIS|WALT DISNEY-DISNEY C|NATL|National Securities Corporation|2008
DIS|WALT DISNEY-DISNEY C|NBCS|NBC Securities, INC.|861
DIS|WALT DISNEY-DISNEY C|NEED|Needham & Company, LLC|325
DIS|WALT DISNEY-DISNEY C|NEUB|NEUBERGER BERMAN BD LLC|3741
DIS|WALT DISNEY-DISNEY C|NFSC|National Financial Services LLC|2786733
DIS|WALT DISNEY-DISNEY C|NITE|VIRTU Americas LLC|6278174
DIS|WALT DISNEY-DISNEY C|NITP|VIRTU Americas LLC|7553
DIS|WALT DISNEY-DISNEY C|NMRA|Nomura Securities International, Inc.|1831581
DIS|WALT DISNEY-DISNEY C|NQRB|Brut, LLC|138381
DIS|WALT DISNEY-DISNEY C|NTBF|BMO Nesbitt Burns Inc./CDS|26191
DIS|WALT DISNEY-DISNEY C|NTFN|Network 1 Financial Securities Inc.|50
DIS|WALT DISNEY-DISNEY C|NTRC|Northern Trust Securities, Inc.|8579
DIS|WALT DISNEY-DISNEY C|OCEA|OCEAN FINANCIAL SERVICES, LLC|200
DIS|WALT DISNEY-DISNEY C|OHOS|TWO SIGMA SECURITIES, LLC|538958
DIS|WALT DISNEY-DISNEY C|ONEL|O'NEIL SECURITIES, INCORPORATED|11733
DIS|WALT DISNEY-DISNEY C|OPCO|Oppenheimer & Co. Inc.|64336
DIS|WALT DISNEY-DISNEY C|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|433
DIS|WALT DISNEY-DISNEY C|PAUL|Paulson Investment Company, Inc.|13
DIS|WALT DISNEY-DISNEY C|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|17112
DIS|WALT DISNEY-DISNEY C|PCFF|Pacific International Securities Inc./CDS|408
DIS|WALT DISNEY-DISNEY C|PCPT|PHILLIP CAPITAL INC.|10963
DIS|WALT DISNEY-DISNEY C|PDQM|CODA MARKETS, INC.|391240
DIS|WALT DISNEY-DISNEY C|PHLY|NASDAQ Execution Services, LLC|112306
DIS|WALT DISNEY-DISNEY C|PICT|Pictet Overseas Inc.|151
DIS|WALT DISNEY-DISNEY C|PIPR|Piper Jaffray & Co.|116715
DIS|WALT DISNEY-DISNEY C|PNSR|Penserra Securities, LLC|1400
DIS|WALT DISNEY-DISNEY C|PWJC|UBS Financial Services, Inc.|67046
DIS|WALT DISNEY-DISNEY C|QMSR|QUATTRO M SECURITIES INC.|21978
DIS|WALT DISNEY-DISNEY C|RBCM|RBC CAPITAL MARKETS, LLC|158346
DIS|WALT DISNEY-DISNEY C|RGLD|Regal Securities, Inc|8885
DIS|WALT DISNEY-DISNEY C|RHCO|Suntrust Robinson Humphrey, Inc.|39981
DIS|WALT DISNEY-DISNEY C|SAGL|SAGETRADER, LLC|65085
DIS|WALT DISNEY-DISNEY C|SAGW|SAGETRADER, LLC|911
DIS|WALT DISNEY-DISNEY C|SALI|INTL FCSTONE FINANCIAL INC.|3831
DIS|WALT DISNEY-DISNEY C|SBRX|MURIEL SIEBERT & CO INC|103
DIS|WALT DISNEY-DISNEY C|SBSH|Citigroup Global Markets Inc.|1574894
DIS|WALT DISNEY-DISNEY C|SCMC|Scotia Capital Markets (USA) Inc.|100000
DIS|WALT DISNEY-DISNEY C|SEDS|SPENCER EDWARDS, INC.|50
DIS|WALT DISNEY-DISNEY C|SEIC|SEI Investments Distribution Co.|38911
DIS|WALT DISNEY-DISNEY C|SGMT|GOLDMAN SACHS & CO. LLC|1807637
DIS|WALT DISNEY-DISNEY C|SHMR|ABN Amro Clearing LLC|198
DIS|WALT DISNEY-DISNEY C|SJLS|TRADE INFORMATICS LLC|2800
DIS|WALT DISNEY-DISNEY C|SPDR|SPEEDROUTE LLC|120841
DIS|WALT DISNEY-DISNEY C|SPHN|Stephens Inc.|6742
DIS|WALT DISNEY-DISNEY C|SPNT|SEVEN POINTS CAPITAL, LLC|300
DIS|WALT DISNEY-DISNEY C|STFL|Stifel, Nicolaus & Company, Incorporated|111637
DIS|WALT DISNEY-DISNEY C|STKP|STOCKPILE INVESTMENTS, INC.|8232
DIS|WALT DISNEY-DISNEY C|STTT|STATETRUST INVESTMENTS INC.|75
DIS|WALT DISNEY-DISNEY C|STXG|Stockcross Financial Services, Inc.|400
DIS|WALT DISNEY-DISNEY C|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12540
DIS|WALT DISNEY-DISNEY C|SWIM|TD Ameritrade, Inc.|794192
DIS|WALT DISNEY-DISNEY C|SWST|Hilltop Securities Inc.|57322
DIS|WALT DISNEY-DISNEY C|TAGC|TELSEY ADVISORY GROUP LLC|852
DIS|WALT DISNEY-DISNEY C|TITL|TITLEIST ASSET MANAGEMENT, LTD.|45
DIS|WALT DISNEY-DISNEY C|TKNG|ALLY INVEST SECURITIES LLC|42075
DIS|WALT DISNEY-DISNEY C|TMBR|Timber Hill LLC|15703
DIS|WALT DISNEY-DISNEY C|TRBT|Tradebot Systems, Inc.|800393
DIS|WALT DISNEY-DISNEY C|TRCM|TRC MARKETS LLC|877010
DIS|WALT DISNEY-DISNEY C|TRIP|Trident Partners Ltd.|125
DIS|WALT DISNEY-DISNEY C|TWTT|TASTYWORKS, INC.|1660
DIS|WALT DISNEY-DISNEY C|UBSA|UBS SECURITIES LLC|7063347
DIS|WALT DISNEY-DISNEY C|UBSS|UBS Securities LLC|7372931
DIS|WALT DISNEY-DISNEY C|UFPA|UNITED FIRST PARTNERS LLC|32637
DIS|WALT DISNEY-DISNEY C|VALX|VIRTU AMERICAS LLC|60597
DIS|WALT DISNEY-DISNEY C|VGRD|Vanguard Marketing Corporation|206145
DIS|WALT DISNEY-DISNEY C|VNDM|Wall Street Access|17838
DIS|WALT DISNEY-DISNEY C|VSIN|Vision Financial Markets Llc|1825
DIS|WALT DISNEY-DISNEY C|WABR|Wall Street Access|46699
DIS|WALT DISNEY-DISNEY C|WBLR|WILLIAM BLAIR|7468
DIS|WALT DISNEY-DISNEY C|WBPX|SUMMIT SECURITIES GROUP, LLC|6747
DIS|WALT DISNEY-DISNEY C|WCHV|WELLS FARGO SECURITIES, LLC|3556817
DIS|WALT DISNEY-DISNEY C|WDNX|WEEDEN & CO.L.P.|42422
DIS|WALT DISNEY-DISNEY C|WEDB|WEDBUSH SECURITIES INC.|160535
DIS|WALT DISNEY-DISNEY C|WEED|Weeden & Co.L.P.|240843
DIS|WALT DISNEY-DISNEY C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|479342
DIS|WALT DISNEY-DISNEY C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|118150
DIS|WALT DISNEY-DISNEY C|WFPB|Wells Fargo Securities, LLC.|2800
DIS|WALT DISNEY-DISNEY C|WGIF|CIBC World Markets Inc.|46977
DIS|WALT DISNEY-DISNEY C|WHOT|JUST2TRADE, INC.|20
DIS|WALT DISNEY-DISNEY C|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6110
DIS|WALT DISNEY-DISNEY C|WSEA|WOLVERINE SECURITIES, LLC|86640
DIS|WALT DISNEY-DISNEY C|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
DIS|WALT DISNEY-DISNEY C|WTCO|Williams Trading LLC|48390
DIS|WALT DISNEY-DISNEY C|XIST|INSTINET, LLC|127106
DIS|WALT DISNEY-DISNEY C|XPQR|Jump Trading|1096
DIS|WALT DISNEY-DISNEY C|XPUS|XP SECURITIES, LLC|47824
DIS|WALT DISNEY-DISNEY C|XSTM|NATIONAL FINANCIAL SERVICES LLC|1212986
DIS|WALT DISNEY-DISNEY C|YKNA|COMHAR CAPITAL MARKETS, LLC|16244
DIS|WALT DISNEY-DISNEY C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|117336
DISCA|DISCOVERY, INC.|ABLE|NATIXIS Securities Americas LLC|1879
DISCA|DISCOVERY, INC.|ADAM|CANACCORD GENUITY INC.|119151
DISCA|DISCOVERY, INC.|AGIS|Aegis Capital Corp.|12580
DISCA|DISCOVERY, INC.|ALFA|ALPHA TRADING L.P.|399277
DISCA|DISCOVERY, INC.|ALTX|Alternet Securities Inc.|21435
DISCA|DISCOVERY, INC.|ANOS|ABEL/NOSER, L.L.C.|7463
DISCA|DISCOVERY, INC.|APCC|Apex Clearing Corporation|5712
DISCA|DISCOVERY, INC.|AQUA|AQUA SECURITIES L.P.|7500
DISCA|DISCOVERY, INC.|BALE|M&T SECURITIES, INC.|167
DISCA|DISCOVERY, INC.|BANK|Primevest Financial Services, Inc.|16
DISCA|DISCOVERY, INC.|BARD|Robert W. Baird & Co. Incorporated|243733
DISCA|DISCOVERY, INC.|BATM|CBOE TRADING, INC.|19772
DISCA|DISCOVERY, INC.|BAYC|BAY CREST PARTNERS, LLC|9778
DISCA|DISCOVERY, INC.|BAYT|BTIG, LLC|225686
DISCA|DISCOVERY, INC.|BBNT|BB&T SECURITIES, LLC|4594
DISCA|DISCOVERY, INC.|BERN|Sanford C. Bernstein & Co., LLC|761159
DISCA|DISCOVERY, INC.|BIAD|SAGETRADER, LLC|2763
DISCA|DISCOVERY, INC.|BIDS|BIDS TRADING L.P.|183187
DISCA|DISCOVERY, INC.|BIMI|Banca IMI Securities Corp.|2873
DISCA|DISCOVERY, INC.|BKCM|BNY Mellon Capital Markets LLC|7848
DISCA|DISCOVERY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48764
DISCA|DISCOVERY, INC.|BLKX|INSTINET, LLC|490027
DISCA|DISCOVERY, INC.|BMOC|BMO Capital Markets Corp.|277792
DISCA|DISCOVERY, INC.|BNCH|The Benchmark Company, LLC|16552
DISCA|DISCOVERY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|592691
DISCA|DISCOVERY, INC.|BRGE|Newbridge Securities Corp.|800
DISCA|DISCOVERY, INC.|BTIG|BTIG, LLC|74910
DISCA|DISCOVERY, INC.|BYXM|CBOE TRADING, INC.|7594
DISCA|DISCOVERY, INC.|CAMC|Cambria Capital, LLC|350
DISCA|DISCOVERY, INC.|CANT|Cantor Fitzgerald & Co.|23028
DISCA|DISCOVERY, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|20680
DISCA|DISCOVERY, INC.|CHAS|Charles Schwab & Co., Inc.|73037
DISCA|DISCOVERY, INC.|CIBP|CIBC World Markets Corp.|8614
DISCA|DISCOVERY, INC.|CICF|Canaccord Genuity Corp.|3597
DISCA|DISCOVERY, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
DISCA|DISCOVERY, INC.|CIST|Capital Institutional Services, Inc.|203
DISCA|DISCOVERY, INC.|CLSA|CLSA AMERICAS, LLC|392139
DISCA|DISCOVERY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|985100
DISCA|DISCOVERY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1228
DISCA|DISCOVERY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19988
DISCA|DISCOVERY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2199764
DISCA|DISCOVERY, INC.|CTDE|CHOICETRADE|1
DISCA|DISCOVERY, INC.|CTDL|Citadel Derivatives Group Llc|135018
DISCA|DISCOVERY, INC.|CTLR|CUTLER GROUP, LP|200
DISCA|DISCOVERY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|266442
DISCA|DISCOVERY, INC.|DADA|D.A. Davidson & Co.|4453
DISCA|DISCOVERY, INC.|DBAB|Deutsche Bank Securities Inc.|2680783
DISCA|DISCOVERY, INC.|DBAX|Deutsche Bank Securities Inc.|2119000
DISCA|DISCOVERY, INC.|DBUL|Deutsche Bank Securities Inc.|42521
DISCA|DISCOVERY, INC.|DCHF|Dart Executions, LLC|24126
DISCA|DISCOVERY, INC.|DEAN|MORGAN STANLEY|82043
DISCA|DISCOVERY, INC.|DEGS|RONIN PROFESSIONAL LLC|7884
DISCA|DISCOVERY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|56046
DISCA|DISCOVERY, INC.|DREX|Drexel Hamilton, LLC|87
DISCA|DISCOVERY, INC.|EBXL|EBX LLC|1321500
DISCA|DISCOVERY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|25912
DISCA|DISCOVERY, INC.|EDJO|Edward D. Jones & Co., L.P.|49287
DISCA|DISCOVERY, INC.|EGAM|CBOE TRADING, INC.|67926
DISCA|DISCOVERY, INC.|EGAW|CBOE TRADING, INC.|502
DISCA|DISCOVERY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
DISCA|DISCOVERY, INC.|EGXM|CBOE TRADING, INC.|8058
DISCA|DISCOVERY, INC.|EGXW|CBOE TRADING, INC.|742
DISCA|DISCOVERY, INC.|ELEV|ELEVATION, LLC|8875
DISCA|DISCOVERY, INC.|ETBE|Electronic Transaction Clearing, Inc.|319908
DISCA|DISCOVERY, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1070
DISCA|DISCOVERY, INC.|ETCC|Electronic Transaction Clearing, Inc.|19484
DISCA|DISCOVERY, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2400
DISCA|DISCOVERY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|68282
DISCA|DISCOVERY, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
DISCA|DISCOVERY, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|273300
DISCA|DISCOVERY, INC.|ETRS|E*Trade Securities LLC|293087
DISCA|DISCOVERY, INC.|FBCO|Credit Suisse Securities (USA) LLC|3339405
DISCA|DISCOVERY, INC.|FBRC|B. RILEY FBR, INC.|640667
DISCA|DISCOVERY, INC.|FBSB|U.S. Bancorp Investments, Inc.|21
DISCA|DISCOVERY, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|210
DISCA|DISCOVERY, INC.|FILL|Tradestation Securities, Inc.|40181
DISCA|DISCOVERY, INC.|FINX|FINTECH SECURITIES|70
DISCA|DISCOVERY, INC.|FMAF|NBCN Inc./ CDS|96208
DISCA|DISCOVERY, INC.|FMCO|First Manhattan Co|117
DISCA|DISCOVERY, INC.|FOMA|TD AMERITRADE CLEARING, INC.|781306
DISCA|DISCOVERY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|45576
DISCA|DISCOVERY, INC.|FQLS|Quantlab Securities LP|1722246
DISCA|DISCOVERY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|462087
DISCA|DISCOVERY, INC.|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|402
DISCA|DISCOVERY, INC.|FTBR|Foliofn Investments, Inc.|18185
DISCA|DISCOVERY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|60998
DISCA|DISCOVERY, INC.|GELP|RBC CAPITAL MARKETS, LLC|4963
DISCA|DISCOVERY, INC.|GLIS|TD Securities Inc|358
DISCA|DISCOVERY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|65382
DISCA|DISCOVERY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|7313195
DISCA|DISCOVERY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|293729
DISCA|DISCOVERY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|109839
DISCA|DISCOVERY, INC.|GTSZ|GTS SECURITIES LLC|593409
DISCA|DISCOVERY, INC.|HRBF|American Enterprise Investment Services Inc.|53911
DISCA|DISCOVERY, INC.|HSBC|HSBC Securities, Inc.|10373
DISCA|DISCOVERY, INC.|IATS|INTERACTIVE BROKERS LLC|93408
DISCA|DISCOVERY, INC.|IBKR|Interactive Brokers Llc|1002115
DISCA|DISCOVERY, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|306
DISCA|DISCOVERY, INC.|ICBX|INSTINET, LLC|885648
DISCA|DISCOVERY, INC.|IEQY|CITADEL SECURITIES LLC|1207407
DISCA|DISCOVERY, INC.|INCA|INSTINET, LLC|2966470
DISCA|DISCOVERY, INC.|INJX|INSTINET, LLC|205624
DISCA|DISCOVERY, INC.|ITGI|ITG Inc.|1361419
DISCA|DISCOVERY, INC.|ITGP|ITG INC.|553400
DISCA|DISCOVERY, INC.|JANY|Janney Montgomery Scott Inc.|29966
DISCA|DISCOVERY, INC.|JEFF|JEFFERIES LLC|1267374
DISCA|DISCOVERY, INC.|JMPT|JUMP TRADING, LLC|423797
DISCA|DISCOVERY, INC.|JONE|JonesTrading|54777
DISCA|DISCOVERY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|503731
DISCA|DISCOVERY, INC.|JPMX|J.P. Morgan Securities LLC|2609475
DISCA|DISCOVERY, INC.|JRCO|Johnson Rice & Company L.L.C.|1500
DISCA|DISCOVERY, INC.|JSJX|JANE STREET CAPITAL LLC|314599
DISCA|DISCOVERY, INC.|KCGM|VIRTU Americas LLC|336171
DISCA|DISCOVERY, INC.|LEHM|Barclays Capital Inc./Le|6605894
DISCA|DISCOVERY, INC.|LIME|Lime Brokerage LLC|795791
DISCA|DISCOVERY, INC.|LMGP|LIME BROKERAGE LLC|17004
DISCA|DISCOVERY, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|1552410
DISCA|DISCOVERY, INC.|LOOP|Loop Capital Markets LLC|57209
DISCA|DISCOVERY, INC.|LQNA|LIQUIDNET, INC.|472500
DISCA|DISCOVERY, INC.|LSCI|Lek Securities Corporation|3664
DISCA|DISCOVERY, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DISCA|DISCOVERY, INC.|MACQ|Macquarie Capital (USA) Inc.|1900
DISCA|DISCOVERY, INC.|MAXM|Maxim Group LLC|26151
DISCA|DISCOVERY, INC.|MCMF|Raymond James Ltd. Cds|65
DISCA|DISCOVERY, INC.|MKMP|MKM Partners LLC|68500
DISCA|DISCOVERY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1099203
DISCA|DISCOVERY, INC.|MOTF|MOTIF INVESTING, INC.|12
DISCA|DISCOVERY, INC.|MPSG|E D & F Man Capital Markets Inc.|1255
DISCA|DISCOVERY, INC.|MSCO|MORGAN STANLEY & CO. LLC|16512792
DISCA|DISCOVERY, INC.|MSPL|MORGAN STANLEY & CO. LLC|2420300
DISCA|DISCOVERY, INC.|MSTX|MORGAN STANLEY & CO. LLC|1277300
DISCA|DISCOVERY, INC.|MZHO|Mizuho Securities USA LLC|50000
DISCA|DISCOVERY, INC.|NATL|National Securities Corporation|1300
DISCA|DISCOVERY, INC.|NFSC|National Financial Services LLC|1354055
DISCA|DISCOVERY, INC.|NITE|VIRTU Americas LLC|3883390
DISCA|DISCOVERY, INC.|NITP|VIRTU Americas LLC|11172
DISCA|DISCOVERY, INC.|NQRB|Brut, LLC|118993
DISCA|DISCOVERY, INC.|NTRC|Northern Trust Securities, Inc.|19103
DISCA|DISCOVERY, INC.|OHOS|TWO SIGMA SECURITIES, LLC|162631
DISCA|DISCOVERY, INC.|OLDM|OLD MISSION CAPITAL, LLC|16413
DISCA|DISCOVERY, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|3053
DISCA|DISCOVERY, INC.|OPCO|Oppenheimer & Co. Inc.|28277
DISCA|DISCOVERY, INC.|OTAA|OTA LLC|7400
DISCA|DISCOVERY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3598
DISCA|DISCOVERY, INC.|PDQM|CODA MARKETS, INC.|164430
DISCA|DISCOVERY, INC.|PHLY|NASDAQ Execution Services, LLC|4400
DISCA|DISCOVERY, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|100
DISCA|DISCOVERY, INC.|PWJC|UBS Financial Services, Inc.|20247
DISCA|DISCOVERY, INC.|RAJA|Raymond James & Associates, Inc.|262550
DISCA|DISCOVERY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|97647
DISCA|DISCOVERY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|295664
DISCA|DISCOVERY, INC.|SAGL|SAGETRADER, LLC|256211
DISCA|DISCOVERY, INC.|SAGW|SAGETRADER, LLC|7825
DISCA|DISCOVERY, INC.|SALI|INTL FCSTONE FINANCIAL INC.|4260
DISCA|DISCOVERY, INC.|SBSH|Citigroup Global Markets Inc.|2555387
DISCA|DISCOVERY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1124365
DISCA|DISCOVERY, INC.|SPDR|SPEEDROUTE LLC|24311
DISCA|DISCOVERY, INC.|SPHN|Stephens Inc.|6697
DISCA|DISCOVERY, INC.|SPTD|MINT GLOBAL MARKETS, INC.|2000
DISCA|DISCOVERY, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|1400
DISCA|DISCOVERY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|50278
DISCA|DISCOVERY, INC.|STKP|STOCKPILE INVESTMENTS, INC.|322
DISCA|DISCOVERY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|132
DISCA|DISCOVERY, INC.|SWIM|TD Ameritrade, Inc.|1118730
DISCA|DISCOVERY, INC.|SWST|Hilltop Securities Inc.|15978
DISCA|DISCOVERY, INC.|TAGC|TELSEY ADVISORY GROUP LLC|2538
DISCA|DISCOVERY, INC.|TKNG|ALLY INVEST SECURITIES LLC|50662
DISCA|DISCOVERY, INC.|TRBT|Tradebot Systems, Inc.|1887771
DISCA|DISCOVERY, INC.|TRCM|TRC MARKETS LLC|2023712
DISCA|DISCOVERY, INC.|TTUC|CUTTONE & CO., INC.|16297
DISCA|DISCOVERY, INC.|TWTT|TASTYWORKS, INC.|200
DISCA|DISCOVERY, INC.|UBSA|UBS SECURITIES LLC|4043400
DISCA|DISCOVERY, INC.|UBSS|UBS Securities LLC|5223683
DISCA|DISCOVERY, INC.|UFPA|UNITED FIRST PARTNERS LLC|16300
DISCA|DISCOVERY, INC.|VALX|VIRTU AMERICAS LLC|98296
DISCA|DISCOVERY, INC.|VERT|The Vertical Trading Group, LLC|4
DISCA|DISCOVERY, INC.|VGRD|Vanguard Marketing Corporation|44171
DISCA|DISCOVERY, INC.|VSIN|Vision Financial Markets Llc|5
DISCA|DISCOVERY, INC.|WBLR|WILLIAM BLAIR|4920
DISCA|DISCOVERY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
DISCA|DISCOVERY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|903661
DISCA|DISCOVERY, INC.|WDNX|WEEDEN & CO.L.P.|18410
DISCA|DISCOVERY, INC.|WEDB|WEDBUSH SECURITIES INC.|8028
DISCA|DISCOVERY, INC.|WEED|Weeden & Co.L.P.|13082
DISCA|DISCOVERY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|118163
DISCA|DISCOVERY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73247
DISCA|DISCOVERY, INC.|WFPB|Wells Fargo Securities, LLC.|5500
DISCA|DISCOVERY, INC.|WGIF|CIBC World Markets Inc.|15976
DISCA|DISCOVERY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1616
DISCA|DISCOVERY, INC.|WSAG|WALL STREET ACCESS|95
DISCA|DISCOVERY, INC.|WSEA|WOLVERINE SECURITIES, LLC|45867
DISCA|DISCOVERY, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|16938
DISCA|DISCOVERY, INC.|XIST|INSTINET, LLC|132128
DISCA|DISCOVERY, INC.|XPQR|Jump Trading|5600
DISCA|DISCOVERY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|188406
DISCA|DISCOVERY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4809
DISCA|DISCOVERY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10333
DISCB|DISCOVERY, INC. B|CANT|Cantor Fitzgerald & Co.|100
DISCB|DISCOVERY, INC. B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|117
DISCB|DISCOVERY, INC. B|DEAN|MORGAN STANLEY|100
DISCB|DISCOVERY, INC. B|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
DISCB|DISCOVERY, INC. B|ETRS|E*Trade Securities LLC|200
DISCB|DISCOVERY, INC. B|FOMA|TD AMERITRADE CLEARING, INC.|2440
DISCB|DISCOVERY, INC. B|FTBR|Foliofn Investments, Inc.|11
DISCB|DISCOVERY, INC. B|GSLT|GOLDMAN SACHS & CO. LLC|57
DISCB|DISCOVERY, INC. B|IBKR|Interactive Brokers Llc|1778
DISCB|DISCOVERY, INC. B|LIME|Lime Brokerage LLC|82
DISCB|DISCOVERY, INC. B|MSCO|MORGAN STANLEY & CO. LLC|1446
DISCB|DISCOVERY, INC. B|NFSC|National Financial Services LLC|125
DISCB|DISCOVERY, INC. B|NITE|VIRTU Americas LLC|1967
DISCB|DISCOVERY, INC. B|OTAA|OTA LLC|200
DISCB|DISCOVERY, INC. B|PWJC|UBS Financial Services, Inc.|25
DISCB|DISCOVERY, INC. B|SWIM|TD Ameritrade, Inc.|200
DISCB|DISCOVERY, INC. B|UBSS|UBS Securities LLC|230
DISCB|DISCOVERY, INC. B|WCHV|WELLS FARGO SECURITIES, LLC|100
DISCB|DISCOVERY, INC. B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
DISCB|DISCOVERY, INC. B|WSEA|WOLVERINE SECURITIES, LLC|7
DISCK|DISCOVERY, INC. C|ABLE|NATIXIS Securities Americas LLC|90751
DISCK|DISCOVERY, INC. C|ADAM|CANACCORD GENUITY INC.|12000
DISCK|DISCOVERY, INC. C|ALTX|Alternet Securities Inc.|21636
DISCK|DISCOVERY, INC. C|ANOS|ABEL/NOSER, L.L.C.|67223
DISCK|DISCOVERY, INC. C|APCC|Apex Clearing Corporation|7313
DISCK|DISCOVERY, INC. C|BARD|Robert W. Baird & Co. Incorporated|3433
DISCK|DISCOVERY, INC. C|BATM|CBOE TRADING, INC.|14071
DISCK|DISCOVERY, INC. C|BAYC|BAY CREST PARTNERS, LLC|63974
DISCK|DISCOVERY, INC. C|BAYT|BTIG, LLC|5100
DISCK|DISCOVERY, INC. C|BBNT|BB&T SECURITIES, LLC|19644
DISCK|DISCOVERY, INC. C|BERN|Sanford C. Bernstein & Co., LLC|653289
DISCK|DISCOVERY, INC. C|BGCE|BGC Financial Inc.|47221
DISCK|DISCOVERY, INC. C|BIDS|BIDS TRADING L.P.|3700
DISCK|DISCOVERY, INC. C|BIMI|Banca IMI Securities Corp.|90
DISCK|DISCOVERY, INC. C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|59699
DISCK|DISCOVERY, INC. C|BLKX|INSTINET, LLC|262953
DISCK|DISCOVERY, INC. C|BMOC|BMO Capital Markets Corp.|193428
DISCK|DISCOVERY, INC. C|BNPX|BNP PARIBAS SECURITIES CORP.|431370
DISCK|DISCOVERY, INC. C|BRGE|Newbridge Securities Corp.|300
DISCK|DISCOVERY, INC. C|BTIG|BTIG, LLC|288513
DISCK|DISCOVERY, INC. C|BYXM|CBOE TRADING, INC.|21221
DISCK|DISCOVERY, INC. C|CABR|Cabrera Capital Markets, Inc.|50
DISCK|DISCOVERY, INC. C|CANT|Cantor Fitzgerald & Co.|1004
DISCK|DISCOVERY, INC. C|CHAS|Charles Schwab & Co., Inc.|25565
DISCK|DISCOVERY, INC. C|CIBP|CIBC World Markets Corp.|83333
DISCK|DISCOVERY, INC. C|CIOI|CITIGROUP GLOBAL MARKETS INC|59603
DISCK|DISCOVERY, INC. C|CIST|Capital Institutional Services, Inc.|4441
DISCK|DISCOVERY, INC. C|CLSA|CLSA AMERICAS, LLC|100
DISCK|DISCOVERY, INC. C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|292787
DISCK|DISCOVERY, INC. C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
DISCK|DISCOVERY, INC. C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13452
DISCK|DISCOVERY, INC. C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1135035
DISCK|DISCOVERY, INC. C|CTDL|Citadel Derivatives Group Llc|326278
DISCK|DISCOVERY, INC. C|CXCX|CITIGROUP GLOBAL MARKETS INC.|230526
DISCK|DISCOVERY, INC. C|DADA|D.A. Davidson & Co.|53
DISCK|DISCOVERY, INC. C|DBAB|Deutsche Bank Securities Inc.|1647646
DISCK|DISCOVERY, INC. C|DBAX|Deutsche Bank Securities Inc.|513000
DISCK|DISCOVERY, INC. C|DEAN|MORGAN STANLEY|24948
DISCK|DISCOVERY, INC. C|DEGS|RONIN PROFESSIONAL LLC|4903
DISCK|DISCOVERY, INC. C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25104
DISCK|DISCOVERY, INC. C|DRWK|DRW SECURITIES, L.L.C.|277185
DISCK|DISCOVERY, INC. C|EBXL|EBX LLC|1136800
DISCK|DISCOVERY, INC. C|ECUT|CONVERGEX EXECUTION SOLUTIONS|40099
DISCK|DISCOVERY, INC. C|EDJC|Edward Jones / CDS|426
DISCK|DISCOVERY, INC. C|EDJO|Edward D. Jones & Co., L.P.|6936
DISCK|DISCOVERY, INC. C|EGAM|CBOE TRADING, INC.|65571
DISCK|DISCOVERY, INC. C|EGAW|CBOE TRADING, INC.|415
DISCK|DISCOVERY, INC. C|EGMT|EG MARKET TECHNOLOGIES LLC|700
DISCK|DISCOVERY, INC. C|EGXM|CBOE TRADING, INC.|7873
DISCK|DISCOVERY, INC. C|EGXW|CBOE TRADING, INC.|100
DISCK|DISCOVERY, INC. C|ETBE|Electronic Transaction Clearing, Inc.|327191
DISCK|DISCOVERY, INC. C|ETCC|Electronic Transaction Clearing, Inc.|14208
DISCK|DISCOVERY, INC. C|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
DISCK|DISCOVERY, INC. C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33746
DISCK|DISCOVERY, INC. C|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|1091467
DISCK|DISCOVERY, INC. C|ETRS|E*Trade Securities LLC|220352
DISCK|DISCOVERY, INC. C|FBCO|Credit Suisse Securities (USA) LLC|2036704
DISCK|DISCOVERY, INC. C|FBRC|B. RILEY FBR, INC.|154782
DISCK|DISCOVERY, INC. C|FILL|Tradestation Securities, Inc.|6879
DISCK|DISCOVERY, INC. C|FMAF|NBCN Inc./ CDS|5010
DISCK|DISCOVERY, INC. C|FMCO|First Manhattan Co|4847
DISCK|DISCOVERY, INC. C|FOMA|TD AMERITRADE CLEARING, INC.|280294
DISCK|DISCOVERY, INC. C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28183
DISCK|DISCOVERY, INC. C|FQLS|Quantlab Securities LP|1162756
DISCK|DISCOVERY, INC. C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|294776
DISCK|DISCOVERY, INC. C|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1500
DISCK|DISCOVERY, INC. C|FTBR|Foliofn Investments, Inc.|441
DISCK|DISCOVERY, INC. C|GEBB|GLOBAL EXECUTION BROKERS, LP|71168
DISCK|DISCOVERY, INC. C|GELP|RBC CAPITAL MARKETS, LLC|10891
DISCK|DISCOVERY, INC. C|GLPX|ACS EXECUTION SERVICES, LLC|55149
DISCK|DISCOVERY, INC. C|GSCO|GOLDMAN SACHS & CO. LLC|8455075
DISCK|DISCOVERY, INC. C|GSCS|GOLDMAN SACHS & CO. LLC|219366
DISCK|DISCOVERY, INC. C|GSLT|GOLDMAN SACHS & CO. LLC|25832
DISCK|DISCOVERY, INC. C|GTSZ|GTS SECURITIES LLC|919973
DISCK|DISCOVERY, INC. C|HAPX|HAP Trading, LLC|100
DISCK|DISCOVERY, INC. C|HRBF|American Enterprise Investment Services Inc.|4908
DISCK|DISCOVERY, INC. C|HSBC|HSBC Securities, Inc.|24044
DISCK|DISCOVERY, INC. C|IATS|INTERACTIVE BROKERS LLC|40951
DISCK|DISCOVERY, INC. C|IBKR|Interactive Brokers Llc|299953
DISCK|DISCOVERY, INC. C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|199
DISCK|DISCOVERY, INC. C|ICBX|INSTINET, LLC|1152304
DISCK|DISCOVERY, INC. C|IEQY|CITADEL SECURITIES LLC|858776
DISCK|DISCOVERY, INC. C|INCA|INSTINET, LLC|3095095
DISCK|DISCOVERY, INC. C|INJX|INSTINET, LLC|101264
DISCK|DISCOVERY, INC. C|ITGI|ITG Inc.|298622
DISCK|DISCOVERY, INC. C|ITGP|ITG INC.|2366800
DISCK|DISCOVERY, INC. C|JANY|Janney Montgomery Scott Inc.|31507
DISCK|DISCOVERY, INC. C|JEFF|JEFFERIES LLC|259869
DISCK|DISCOVERY, INC. C|JMPT|JUMP TRADING, LLC|314789
DISCK|DISCOVERY, INC. C|JONE|JonesTrading|53808
DISCK|DISCOVERY, INC. C|JPBX|J.P. MORGAN SECURITIES LLC|117593
DISCK|DISCOVERY, INC. C|JPMX|J.P. Morgan Securities LLC|1122384
DISCK|DISCOVERY, INC. C|JSEB|JANE STREET EXECUTION SERVICES, LLC|1372
DISCK|DISCOVERY, INC. C|JSJX|JANE STREET CAPITAL LLC|25927
DISCK|DISCOVERY, INC. C|KCGM|VIRTU Americas LLC|218579
DISCK|DISCOVERY, INC. C|LEHM|Barclays Capital Inc./Le|4558047
DISCK|DISCOVERY, INC. C|LIME|Lime Brokerage LLC|810307
DISCK|DISCOVERY, INC. C|LMGP|LIME BROKERAGE LLC|24949
DISCK|DISCOVERY, INC. C|LOOP|Loop Capital Markets LLC|700
DISCK|DISCOVERY, INC. C|LQNA|LIQUIDNET, INC.|78600
DISCK|DISCOVERY, INC. C|LSCI|Lek Securities Corporation|2432
DISCK|DISCOVERY, INC. C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DISCK|DISCOVERY, INC. C|MACQ|Macquarie Capital (USA) Inc.|2440
DISCK|DISCOVERY, INC. C|MAXM|Maxim Group LLC|112013
DISCK|DISCOVERY, INC. C|MCMF|Raymond James Ltd. Cds|195
DISCK|DISCOVERY, INC. C|MKMP|MKM Partners LLC|20000
DISCK|DISCOVERY, INC. C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|485823
DISCK|DISCOVERY, INC. C|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1491
DISCK|DISCOVERY, INC. C|MOTF|MOTIF INVESTING, INC.|6
DISCK|DISCOVERY, INC. C|MSCO|MORGAN STANLEY & CO. LLC|10289870
DISCK|DISCOVERY, INC. C|MSPL|MORGAN STANLEY & CO. LLC|1313300
DISCK|DISCOVERY, INC. C|MSTX|MORGAN STANLEY & CO. LLC|863200
DISCK|DISCOVERY, INC. C|MZHO|Mizuho Securities USA LLC|9000
DISCK|DISCOVERY, INC. C|NFSC|National Financial Services LLC|541679
DISCK|DISCOVERY, INC. C|NITE|VIRTU Americas LLC|1349154
DISCK|DISCOVERY, INC. C|NITP|VIRTU Americas LLC|23503
DISCK|DISCOVERY, INC. C|NMRA|Nomura Securities International, Inc.|1800
DISCK|DISCOVERY, INC. C|NQRB|Brut, LLC|97598
DISCK|DISCOVERY, INC. C|NTRC|Northern Trust Securities, Inc.|338
DISCK|DISCOVERY, INC. C|OHOS|TWO SIGMA SECURITIES, LLC|102393
DISCK|DISCOVERY, INC. C|OLDM|OLD MISSION CAPITAL, LLC|19884
DISCK|DISCOVERY, INC. C|OPCO|Oppenheimer & Co. Inc.|5930
DISCK|DISCOVERY, INC. C|OTAA|OTA LLC|400
DISCK|DISCOVERY, INC. C|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3155
DISCK|DISCOVERY, INC. C|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2200
DISCK|DISCOVERY, INC. C|PDQM|CODA MARKETS, INC.|146275
DISCK|DISCOVERY, INC. C|PIPR|Piper Jaffray & Co.|52566
DISCK|DISCOVERY, INC. C|PNSR|Penserra Securities, LLC|5559
DISCK|DISCOVERY, INC. C|PWJC|UBS Financial Services, Inc.|1910
DISCK|DISCOVERY, INC. C|RAJA|Raymond James & Associates, Inc.|45512
DISCK|DISCOVERY, INC. C|RBCM|RBC CAPITAL MARKETS, LLC|23041
DISCK|DISCOVERY, INC. C|SAGL|SAGETRADER, LLC|146060
DISCK|DISCOVERY, INC. C|SAGW|SAGETRADER, LLC|5112
DISCK|DISCOVERY, INC. C|SBSH|Citigroup Global Markets Inc.|1762403
DISCK|DISCOVERY, INC. C|SGMT|GOLDMAN SACHS & CO. LLC|878477
DISCK|DISCOVERY, INC. C|SJLS|TRADE INFORMATICS LLC|100
DISCK|DISCOVERY, INC. C|SPDR|SPEEDROUTE LLC|36800
DISCK|DISCOVERY, INC. C|SPTD|MINT GLOBAL MARKETS, INC.|400
DISCK|DISCOVERY, INC. C|SSBS|STATE STREET GLOBAL MARKETS, LLC|65353
DISCK|DISCOVERY, INC. C|STFL|Stifel, Nicolaus & Company, Incorporated|5908
DISCK|DISCOVERY, INC. C|STKP|STOCKPILE INVESTMENTS, INC.|58
DISCK|DISCOVERY, INC. C|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
DISCK|DISCOVERY, INC. C|SWIM|TD Ameritrade, Inc.|93863
DISCK|DISCOVERY, INC. C|SWST|Hilltop Securities Inc.|109
DISCK|DISCOVERY, INC. C|TKNG|ALLY INVEST SECURITIES LLC|724
DISCK|DISCOVERY, INC. C|TRBT|Tradebot Systems, Inc.|1214251
DISCK|DISCOVERY, INC. C|TRCM|TRC MARKETS LLC|1697849
DISCK|DISCOVERY, INC. C|UBSA|UBS SECURITIES LLC|3087302
DISCK|DISCOVERY, INC. C|UBSS|UBS Securities LLC|5411447
DISCK|DISCOVERY, INC. C|UFPA|UNITED FIRST PARTNERS LLC|5577
DISCK|DISCOVERY, INC. C|VALX|VIRTU AMERICAS LLC|52180
DISCK|DISCOVERY, INC. C|VERT|The Vertical Trading Group, LLC|346
DISCK|DISCOVERY, INC. C|VFIN|National Securities Corporation|1500
DISCK|DISCOVERY, INC. C|VGRD|Vanguard Marketing Corporation|12019
DISCK|DISCOVERY, INC. C|WABR|Wall Street Access|7400
DISCK|DISCOVERY, INC. C|WBPX|SUMMIT SECURITIES GROUP, LLC|800
DISCK|DISCOVERY, INC. C|WCHV|WELLS FARGO SECURITIES, LLC|828552
DISCK|DISCOVERY, INC. C|WDCO|Wilson-Davis & Co., Inc.|100
DISCK|DISCOVERY, INC. C|WDNX|WEEDEN & CO.L.P.|6634
DISCK|DISCOVERY, INC. C|WEDB|WEDBUSH SECURITIES INC.|2000
DISCK|DISCOVERY, INC. C|WEED|Weeden & Co.L.P.|3630
DISCK|DISCOVERY, INC. C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41786
DISCK|DISCOVERY, INC. C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31128
DISCK|DISCOVERY, INC. C|WGIF|CIBC World Markets Inc.|14
DISCK|DISCOVERY, INC. C|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2931
DISCK|DISCOVERY, INC. C|WSEA|WOLVERINE SECURITIES, LLC|5126
DISCK|DISCOVERY, INC. C|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
DISCK|DISCOVERY, INC. C|XIST|INSTINET, LLC|274520
DISCK|DISCOVERY, INC. C|XSTM|NATIONAL FINANCIAL SERVICES LLC|76446
DISCK|DISCOVERY, INC. C|YKNA|COMHAR CAPITAL MARKETS, LLC|6301
DISCK|DISCOVERY, INC. C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5720
DISH|DISH NETWORK CORP|ACAD|ACADEMY SECURITIES, INC.|100
DISH|DISH NETWORK CORP|ADAM|CANACCORD GENUITY INC.|1600
DISH|DISH NETWORK CORP|AGIS|Aegis Capital Corp.|7169
DISH|DISH NETWORK CORP|ALTX|Alternet Securities Inc.|23681
DISH|DISH NETWORK CORP|ANOS|ABEL/NOSER, L.L.C.|538
DISH|DISH NETWORK CORP|APCC|Apex Clearing Corporation|8392
DISH|DISH NETWORK CORP|BANK|Primevest Financial Services, Inc.|175
DISH|DISH NETWORK CORP|BARD|Robert W. Baird & Co. Incorporated|5018
DISH|DISH NETWORK CORP|BATM|CBOE TRADING, INC.|18660
DISH|DISH NETWORK CORP|BAYC|BAY CREST PARTNERS, LLC|29272
DISH|DISH NETWORK CORP|BAYT|BTIG, LLC|3800
DISH|DISH NETWORK CORP|BBNT|BB&T SECURITIES, LLC|425
DISH|DISH NETWORK CORP|BERN|Sanford C. Bernstein & Co., LLC|667005
DISH|DISH NETWORK CORP|BIAD|SAGETRADER, LLC|853
DISH|DISH NETWORK CORP|BIDS|BIDS TRADING L.P.|21400
DISH|DISH NETWORK CORP|BIMI|Banca IMI Securities Corp.|270
DISH|DISH NETWORK CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23497
DISH|DISH NETWORK CORP|BLKX|INSTINET, LLC|737404
DISH|DISH NETWORK CORP|BMOC|BMO Capital Markets Corp.|236775
DISH|DISH NETWORK CORP|BNCH|The Benchmark Company, LLC|20400
DISH|DISH NETWORK CORP|BNPX|BNP PARIBAS SECURITIES CORP.|292420
DISH|DISH NETWORK CORP|BTIG|BTIG, LLC|50104
DISH|DISH NETWORK CORP|BYXM|CBOE TRADING, INC.|11331
DISH|DISH NETWORK CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
DISH|DISH NETWORK CORP|CANT|Cantor Fitzgerald & Co.|53826
DISH|DISH NETWORK CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
DISH|DISH NETWORK CORP|CCMB|COWEN PRIME SERVICES LLC|200
DISH|DISH NETWORK CORP|CHAS|Charles Schwab & Co., Inc.|3080
DISH|DISH NETWORK CORP|CICF|Canaccord Genuity Corp.|60
DISH|DISH NETWORK CORP|CIST|Capital Institutional Services, Inc.|14480
DISH|DISH NETWORK CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|231857
DISH|DISH NETWORK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|704
DISH|DISH NETWORK CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20111
DISH|DISH NETWORK CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1075476
DISH|DISH NETWORK CORP|CTDL|Citadel Derivatives Group Llc|70216
DISH|DISH NETWORK CORP|CTLR|CUTLER GROUP, LP|7958
DISH|DISH NETWORK CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|98856
DISH|DISH NETWORK CORP|DADA|D.A. Davidson & Co.|150
DISH|DISH NETWORK CORP|DAVA|Davenport & Company LLC|195916
DISH|DISH NETWORK CORP|DBAB|Deutsche Bank Securities Inc.|2922713
DISH|DISH NETWORK CORP|DBAX|Deutsche Bank Securities Inc.|949000
DISH|DISH NETWORK CORP|DBUL|Deutsche Bank Securities Inc.|51133
DISH|DISH NETWORK CORP|DCHF|Dart Executions, LLC|4691
DISH|DISH NETWORK CORP|DEAN|MORGAN STANLEY|52604
DISH|DISH NETWORK CORP|DEGS|RONIN PROFESSIONAL LLC|1657
DISH|DISH NETWORK CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5793
DISH|DISH NETWORK CORP|DRWK|DRW SECURITIES, L.L.C.|174195
DISH|DISH NETWORK CORP|EBXL|EBX LLC|553700
DISH|DISH NETWORK CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|84872
DISH|DISH NETWORK CORP|EDJO|Edward D. Jones & Co., L.P.|3362
DISH|DISH NETWORK CORP|EGAM|CBOE TRADING, INC.|34494
DISH|DISH NETWORK CORP|EGAW|CBOE TRADING, INC.|1605
DISH|DISH NETWORK CORP|EGMT|EG MARKET TECHNOLOGIES LLC|2200
DISH|DISH NETWORK CORP|EGXM|CBOE TRADING, INC.|15419
DISH|DISH NETWORK CORP|EGXW|CBOE TRADING, INC.|200
DISH|DISH NETWORK CORP|ETBE|Electronic Transaction Clearing, Inc.|219002
DISH|DISH NETWORK CORP|ETCC|Electronic Transaction Clearing, Inc.|13299
DISH|DISH NETWORK CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18982
DISH|DISH NETWORK CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|66057
DISH|DISH NETWORK CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
DISH|DISH NETWORK CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|466712
DISH|DISH NETWORK CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|274
DISH|DISH NETWORK CORP|ETRS|E*Trade Securities LLC|340916
DISH|DISH NETWORK CORP|FBCO|Credit Suisse Securities (USA) LLC|4652860
DISH|DISH NETWORK CORP|FBSB|U.S. Bancorp Investments, Inc.|264
DISH|DISH NETWORK CORP|FILL|Tradestation Securities, Inc.|87021
DISH|DISH NETWORK CORP|FMAF|NBCN Inc./ CDS|25
DISH|DISH NETWORK CORP|FOMA|TD AMERITRADE CLEARING, INC.|519336
DISH|DISH NETWORK CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|116255
DISH|DISH NETWORK CORP|FQLS|Quantlab Securities LP|1843607
DISH|DISH NETWORK CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|277859
DISH|DISH NETWORK CORP|FTBR|Foliofn Investments, Inc.|22780
DISH|DISH NETWORK CORP|GBMT|GBM International, Inc.|3888
DISH|DISH NETWORK CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|122166
DISH|DISH NETWORK CORP|GELP|RBC CAPITAL MARKETS, LLC|7296
DISH|DISH NETWORK CORP|GLPX|ACS EXECUTION SERVICES, LLC|149755
DISH|DISH NETWORK CORP|GSCO|GOLDMAN SACHS & CO. LLC|4117345
DISH|DISH NETWORK CORP|GSCS|GOLDMAN SACHS & CO. LLC|110548
DISH|DISH NETWORK CORP|GSLT|GOLDMAN SACHS & CO. LLC|32219
DISH|DISH NETWORK CORP|GTSZ|GTS SECURITIES LLC|293652
DISH|DISH NETWORK CORP|HAPX|HAP Trading, LLC|247
DISH|DISH NETWORK CORP|HRBF|American Enterprise Investment Services Inc.|6135
DISH|DISH NETWORK CORP|HSBC|HSBC Securities, Inc.|48680
DISH|DISH NETWORK CORP|IATS|INTERACTIVE BROKERS LLC|58476
DISH|DISH NETWORK CORP|IBKR|Interactive Brokers Llc|502718
DISH|DISH NETWORK CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2018
DISH|DISH NETWORK CORP|ICBX|INSTINET, LLC|261398
DISH|DISH NETWORK CORP|IEQY|CITADEL SECURITIES LLC|823657
DISH|DISH NETWORK CORP|INCA|INSTINET, LLC|5608900
DISH|DISH NETWORK CORP|INJX|INSTINET, LLC|194943
DISH|DISH NETWORK CORP|INTL|INTL FCSTONE FINANCIAL INC.|4
DISH|DISH NETWORK CORP|ITGI|ITG Inc.|229806
DISH|DISH NETWORK CORP|ITGP|ITG INC.|548200
DISH|DISH NETWORK CORP|JANY|Janney Montgomery Scott Inc.|12818
DISH|DISH NETWORK CORP|JEFF|JEFFERIES LLC|1822519
DISH|DISH NETWORK CORP|JMPT|JUMP TRADING, LLC|398649
DISH|DISH NETWORK CORP|JONE|JonesTrading|500
DISH|DISH NETWORK CORP|JPBX|J.P. MORGAN SECURITIES LLC|437300
DISH|DISH NETWORK CORP|JPMX|J.P. Morgan Securities LLC|1008853
DISH|DISH NETWORK CORP|JRCO|Johnson Rice & Company L.L.C.|6100
DISH|DISH NETWORK CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|410
DISH|DISH NETWORK CORP|JSJX|JANE STREET CAPITAL LLC|16229
DISH|DISH NETWORK CORP|KCGM|VIRTU Americas LLC|191753
DISH|DISH NETWORK CORP|LEHM|Barclays Capital Inc./Le|6267682
DISH|DISH NETWORK CORP|LIME|Lime Brokerage LLC|543845
DISH|DISH NETWORK CORP|LMGP|LIME BROKERAGE LLC|29249
DISH|DISH NETWORK CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|286200
DISH|DISH NETWORK CORP|LOOP|Loop Capital Markets LLC|731
DISH|DISH NETWORK CORP|LQNA|LIQUIDNET, INC.|44900
DISH|DISH NETWORK CORP|LQNB|LIQUIDNET, INC.|26200
DISH|DISH NETWORK CORP|LSCI|Lek Securities Corporation|2708
DISH|DISH NETWORK CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|703
DISH|DISH NETWORK CORP|MACC|Mid Atlantic Capital Corporation|1027
DISH|DISH NETWORK CORP|MAXM|Maxim Group LLC|14712
DISH|DISH NETWORK CORP|MCBT|Moors & Cabot, Inc.|220
DISH|DISH NETWORK CORP|MCMF|Raymond James Ltd. Cds|250
DISH|DISH NETWORK CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|269719
DISH|DISH NETWORK CORP|MOTF|MOTIF INVESTING, INC.|9
DISH|DISH NETWORK CORP|MSCO|MORGAN STANLEY & CO. LLC|11276053
DISH|DISH NETWORK CORP|MSPL|MORGAN STANLEY & CO. LLC|852200
DISH|DISH NETWORK CORP|MSTX|MORGAN STANLEY & CO. LLC|1106600
DISH|DISH NETWORK CORP|NATL|National Securities Corporation|1900
DISH|DISH NETWORK CORP|NFSC|National Financial Services LLC|856540
DISH|DISH NETWORK CORP|NITE|VIRTU Americas LLC|1855698
DISH|DISH NETWORK CORP|NITP|VIRTU Americas LLC|23667
DISH|DISH NETWORK CORP|NMRA|Nomura Securities International, Inc.|37400
DISH|DISH NETWORK CORP|NQRB|Brut, LLC|56263
DISH|DISH NETWORK CORP|OHOS|TWO SIGMA SECURITIES, LLC|131295
DISH|DISH NETWORK CORP|OLDM|OLD MISSION CAPITAL, LLC|13073
DISH|DISH NETWORK CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|16936
DISH|DISH NETWORK CORP|OPCO|Oppenheimer & Co. Inc.|8735
DISH|DISH NETWORK CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6133
DISH|DISH NETWORK CORP|PDQM|CODA MARKETS, INC.|156676
DISH|DISH NETWORK CORP|PHLY|NASDAQ Execution Services, LLC|38400
DISH|DISH NETWORK CORP|PICT|Pictet Overseas Inc.|637
DISH|DISH NETWORK CORP|PWJC|UBS Financial Services, Inc.|15050
DISH|DISH NETWORK CORP|QMSR|QUATTRO M SECURITIES INC.|40519
DISH|DISH NETWORK CORP|RAJA|Raymond James & Associates, Inc.|19326
DISH|DISH NETWORK CORP|RBCM|RBC CAPITAL MARKETS, LLC|29398
DISH|DISH NETWORK CORP|SAGL|SAGETRADER, LLC|38612
DISH|DISH NETWORK CORP|SAGW|SAGETRADER, LLC|4561
DISH|DISH NETWORK CORP|SALI|INTL FCSTONE FINANCIAL INC.|2816
DISH|DISH NETWORK CORP|SBSH|Citigroup Global Markets Inc.|963667
DISH|DISH NETWORK CORP|SGMT|GOLDMAN SACHS & CO. LLC|304508
DISH|DISH NETWORK CORP|SJLS|TRADE INFORMATICS LLC|11200
DISH|DISH NETWORK CORP|SPDR|SPEEDROUTE LLC|35403
DISH|DISH NETWORK CORP|SPHN|Stephens Inc.|18
DISH|DISH NETWORK CORP|STFL|Stifel, Nicolaus & Company, Incorporated|7543
DISH|DISH NETWORK CORP|STKP|STOCKPILE INVESTMENTS, INC.|528
DISH|DISH NETWORK CORP|SWIM|TD Ameritrade, Inc.|781157
DISH|DISH NETWORK CORP|SWST|Hilltop Securities Inc.|5608
DISH|DISH NETWORK CORP|TDSI|TD Securities (USA) LLC|100
DISH|DISH NETWORK CORP|TKNG|ALLY INVEST SECURITIES LLC|5290
DISH|DISH NETWORK CORP|TMBR|Timber Hill LLC|5151
DISH|DISH NETWORK CORP|TONC|CUTTONE & CO., LLC|1970
DISH|DISH NETWORK CORP|TRBT|Tradebot Systems, Inc.|1078486
DISH|DISH NETWORK CORP|TRCM|TRC MARKETS LLC|1299920
DISH|DISH NETWORK CORP|TTUC|CUTTONE & CO., INC.|1526
DISH|DISH NETWORK CORP|UBSA|UBS SECURITIES LLC|1549431
DISH|DISH NETWORK CORP|UBSS|UBS Securities LLC|4216483
DISH|DISH NETWORK CORP|VALX|VIRTU AMERICAS LLC|14724
DISH|DISH NETWORK CORP|VERT|The Vertical Trading Group, LLC|214315
DISH|DISH NETWORK CORP|VGRD|Vanguard Marketing Corporation|17986
DISH|DISH NETWORK CORP|WBLR|WILLIAM BLAIR|2095
DISH|DISH NETWORK CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|17881
DISH|DISH NETWORK CORP|WCHV|WELLS FARGO SECURITIES, LLC|825542
DISH|DISH NETWORK CORP|WDNX|WEEDEN & CO.L.P.|3306
DISH|DISH NETWORK CORP|WEDB|WEDBUSH SECURITIES INC.|3556
DISH|DISH NETWORK CORP|WEED|Weeden & Co.L.P.|481181
DISH|DISH NETWORK CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|96819
DISH|DISH NETWORK CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|167409
DISH|DISH NETWORK CORP|WGIF|CIBC World Markets Inc.|10650
DISH|DISH NETWORK CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4203
DISH|DISH NETWORK CORP|WSAG|WALL STREET ACCESS|261
DISH|DISH NETWORK CORP|WSEA|WOLVERINE SECURITIES, LLC|26243
DISH|DISH NETWORK CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|8300
DISH|DISH NETWORK CORP|XIST|INSTINET, LLC|195260
DISH|DISH NETWORK CORP|XPQR|Jump Trading|2800
DISH|DISH NETWORK CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|118760
DISH|DISH NETWORK CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|10610
DISH|DISH NETWORK CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13472
DIT|AMCON DISTRIBUTING|APCC|Apex Clearing Corporation|2
DIT|AMCON DISTRIBUTING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|84
DIT|AMCON DISTRIBUTING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27
DIT|AMCON DISTRIBUTING|ETRS|E*Trade Securities LLC|70
DIT|AMCON DISTRIBUTING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
DIT|AMCON DISTRIBUTING|FTBR|Foliofn Investments, Inc.|11
DIT|AMCON DISTRIBUTING|INCA|INSTINET, LLC|2
DIT|AMCON DISTRIBUTING|ITGI|ITG Inc.|364
DIT|AMCON DISTRIBUTING|LIME|Lime Brokerage LLC|3
DIT|AMCON DISTRIBUTING|MSCO|MORGAN STANLEY & CO. LLC|104
DIT|AMCON DISTRIBUTING|NFSC|National Financial Services LLC|90
DIT|AMCON DISTRIBUTING|NITE|VIRTU Americas LLC|193
DIT|AMCON DISTRIBUTING|SPDR|SPEEDROUTE LLC|3
DIT|AMCON DISTRIBUTING|UBSS|UBS Securities LLC|36
DIT|AMCON DISTRIBUTING|VGRD|Vanguard Marketing Corporation|23
DIT|AMCON DISTRIBUTING|WSEA|WOLVERINE SECURITIES, LLC|2
DIV|GLOBAL X SUPERDIV|APCC|Apex Clearing Corporation|1730
DIV|GLOBAL X SUPERDIV|BARD|Robert W. Baird & Co. Incorporated|85
DIV|GLOBAL X SUPERDIV|BATM|CBOE TRADING, INC.|2
DIV|GLOBAL X SUPERDIV|BBNT|BB&T SECURITIES, LLC|115
DIV|GLOBAL X SUPERDIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1440
DIV|GLOBAL X SUPERDIV|CANT|Cantor Fitzgerald & Co.|21073
DIV|GLOBAL X SUPERDIV|CHAS|Charles Schwab & Co., Inc.|236
DIV|GLOBAL X SUPERDIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10068
DIV|GLOBAL X SUPERDIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5095
DIV|GLOBAL X SUPERDIV|DAVA|Davenport & Company LLC|300
DIV|GLOBAL X SUPERDIV|DBAB|Deutsche Bank Securities Inc.|329
DIV|GLOBAL X SUPERDIV|DBAX|Deutsche Bank Securities Inc.|3100
DIV|GLOBAL X SUPERDIV|DEAN|MORGAN STANLEY|12204
DIV|GLOBAL X SUPERDIV|EBXL|EBX LLC|4900
DIV|GLOBAL X SUPERDIV|EDJO|Edward D. Jones & Co., L.P.|3658
DIV|GLOBAL X SUPERDIV|EGAM|CBOE TRADING, INC.|2712
DIV|GLOBAL X SUPERDIV|EGXM|CBOE TRADING, INC.|100
DIV|GLOBAL X SUPERDIV|ETRS|E*Trade Securities LLC|30927
DIV|GLOBAL X SUPERDIV|FBSB|U.S. Bancorp Investments, Inc.|29
DIV|GLOBAL X SUPERDIV|FMAF|NBCN Inc./ CDS|200
DIV|GLOBAL X SUPERDIV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|916
DIV|GLOBAL X SUPERDIV|FTBR|Foliofn Investments, Inc.|646
DIV|GLOBAL X SUPERDIV|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
DIV|GLOBAL X SUPERDIV|GLIS|TD Securities Inc|300
DIV|GLOBAL X SUPERDIV|GSLT|GOLDMAN SACHS & CO. LLC|2265
DIV|GLOBAL X SUPERDIV|HRBF|American Enterprise Investment Services Inc.|1760
DIV|GLOBAL X SUPERDIV|IATS|INTERACTIVE BROKERS LLC|688
DIV|GLOBAL X SUPERDIV|IBKR|Interactive Brokers Llc|11835
DIV|GLOBAL X SUPERDIV|ICBX|INSTINET, LLC|3700
DIV|GLOBAL X SUPERDIV|INCA|INSTINET, LLC|900
DIV|GLOBAL X SUPERDIV|JANY|Janney Montgomery Scott Inc.|904
DIV|GLOBAL X SUPERDIV|JEFF|JEFFERIES LLC|766
DIV|GLOBAL X SUPERDIV|JPMX|J.P. Morgan Securities LLC|4302
DIV|GLOBAL X SUPERDIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|25220
DIV|GLOBAL X SUPERDIV|JSJX|JANE STREET CAPITAL LLC|101195
DIV|GLOBAL X SUPERDIV|KCGM|VIRTU Americas LLC|5601
DIV|GLOBAL X SUPERDIV|LEHM|Barclays Capital Inc./Le|6945
DIV|GLOBAL X SUPERDIV|LIME|Lime Brokerage LLC|6811
DIV|GLOBAL X SUPERDIV|MACC|Mid Atlantic Capital Corporation|2110
DIV|GLOBAL X SUPERDIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13472
DIV|GLOBAL X SUPERDIV|MOTF|MOTIF INVESTING, INC.|4
DIV|GLOBAL X SUPERDIV|MSCO|MORGAN STANLEY & CO. LLC|40867
DIV|GLOBAL X SUPERDIV|MSPL|MORGAN STANLEY & CO. LLC|700
DIV|GLOBAL X SUPERDIV|NFSC|National Financial Services LLC|172123
DIV|GLOBAL X SUPERDIV|NITE|VIRTU Americas LLC|183508
DIV|GLOBAL X SUPERDIV|OPCO|Oppenheimer & Co. Inc.|213
DIV|GLOBAL X SUPERDIV|PDQM|CODA MARKETS, INC.|3304
DIV|GLOBAL X SUPERDIV|PWJC|UBS Financial Services, Inc.|25
DIV|GLOBAL X SUPERDIV|RBCM|RBC CAPITAL MARKETS, LLC|3764
DIV|GLOBAL X SUPERDIV|SGMT|GOLDMAN SACHS & CO. LLC|8455
DIV|GLOBAL X SUPERDIV|STFL|Stifel, Nicolaus & Company, Incorporated|6541
DIV|GLOBAL X SUPERDIV|SWIM|TD Ameritrade, Inc.|2396
DIV|GLOBAL X SUPERDIV|TKNG|ALLY INVEST SECURITIES LLC|1147
DIV|GLOBAL X SUPERDIV|UBSA|UBS SECURITIES LLC|16818
DIV|GLOBAL X SUPERDIV|UBSS|UBS Securities LLC|43107
DIV|GLOBAL X SUPERDIV|VGRD|Vanguard Marketing Corporation|7383
DIV|GLOBAL X SUPERDIV|WCHV|WELLS FARGO SECURITIES, LLC|38833
DIV|GLOBAL X SUPERDIV|WEDB|WEDBUSH SECURITIES INC.|19
DIV|GLOBAL X SUPERDIV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2025
DIV|GLOBAL X SUPERDIV|WSEA|WOLVERINE SECURITIES, LLC|2197
DIV|GLOBAL X SUPERDIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5566
DIVA|AGFIQ HEDGED DIVIDEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
DIVA|AGFIQ HEDGED DIVIDEN|JSJX|JANE STREET CAPITAL LLC|2000
DIVA|AGFIQ HEDGED DIVIDEN|NITE|VIRTU Americas LLC|9001
DIVA|AGFIQ HEDGED DIVIDEN|UBSA|UBS SECURITIES LLC|2
DIVA|AGFIQ HEDGED DIVIDEN|WSEA|WOLVERINE SECURITIES, LLC|1
DIVB|ISHARES U.S. DIVIDEN|APCC|Apex Clearing Corporation|26
DIVB|ISHARES U.S. DIVIDEN|CHAS|Charles Schwab & Co., Inc.|3
DIVB|ISHARES U.S. DIVIDEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99
DIVB|ISHARES U.S. DIVIDEN|EGAM|CBOE TRADING, INC.|140
DIVB|ISHARES U.S. DIVIDEN|ETRS|E*Trade Securities LLC|1805
DIVB|ISHARES U.S. DIVIDEN|FTBR|Foliofn Investments, Inc.|1
DIVB|ISHARES U.S. DIVIDEN|JSJX|JANE STREET CAPITAL LLC|2712
DIVB|ISHARES U.S. DIVIDEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DIVB|ISHARES U.S. DIVIDEN|NFSC|National Financial Services LLC|2979
DIVB|ISHARES U.S. DIVIDEN|NITE|VIRTU Americas LLC|3461
DIVB|ISHARES U.S. DIVIDEN|SBSH|Citigroup Global Markets Inc.|200
DIVB|ISHARES U.S. DIVIDEN|SWIM|TD Ameritrade, Inc.|1000
DIVB|ISHARES U.S. DIVIDEN|UBSA|UBS SECURITIES LLC|300
DIVB|ISHARES U.S. DIVIDEN|UBSS|UBS Securities LLC|387
DIVB|ISHARES U.S. DIVIDEN|WCHV|WELLS FARGO SECURITIES, LLC|1565
DIVB|ISHARES U.S. DIVIDEN|WSEA|WOLVERINE SECURITIES, LLC|2
DIVB|ISHARES U.S. DIVIDEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900
DIVC|CITIGROUP C-TRKS ETN|ETRS|E*Trade Securities LLC|2
DIVC|CITIGROUP C-TRKS ETN|WCHV|WELLS FARGO SECURITIES, LLC|2
DIVO|AMPLIFY YIELDSHARES|CHAS|Charles Schwab & Co., Inc.|2
DIVO|AMPLIFY YIELDSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50
DIVO|AMPLIFY YIELDSHARES|GSLT|GOLDMAN SACHS & CO. LLC|1694
DIVO|AMPLIFY YIELDSHARES|HRBF|American Enterprise Investment Services Inc.|185
DIVO|AMPLIFY YIELDSHARES|IBKR|Interactive Brokers Llc|1398
DIVO|AMPLIFY YIELDSHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|3351
DIVO|AMPLIFY YIELDSHARES|JSJX|JANE STREET CAPITAL LLC|4448
DIVO|AMPLIFY YIELDSHARES|MSCO|MORGAN STANLEY & CO. LLC|2003
DIVO|AMPLIFY YIELDSHARES|NFSC|National Financial Services LLC|977
DIVO|AMPLIFY YIELDSHARES|NITE|VIRTU Americas LLC|282
DIVO|AMPLIFY YIELDSHARES|PDQM|CODA MARKETS, INC.|49
DIVO|AMPLIFY YIELDSHARES|SWIM|TD Ameritrade, Inc.|17
DIVO|AMPLIFY YIELDSHARES|UBSA|UBS SECURITIES LLC|300
DIVO|AMPLIFY YIELDSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|222
DIVY|REALITY SHARES DIVS|APCC|Apex Clearing Corporation|17
DIVY|REALITY SHARES DIVS|CHAS|Charles Schwab & Co., Inc.|2
DIVY|REALITY SHARES DIVS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4965
DIVY|REALITY SHARES DIVS|CTDL|Citadel Derivatives Group Llc|120
DIVY|REALITY SHARES DIVS|DBAX|Deutsche Bank Securities Inc.|200
DIVY|REALITY SHARES DIVS|EBXL|EBX LLC|100
DIVY|REALITY SHARES DIVS|ETRS|E*Trade Securities LLC|1996
DIVY|REALITY SHARES DIVS|FTBR|Foliofn Investments, Inc.|155
DIVY|REALITY SHARES DIVS|IATS|INTERACTIVE BROKERS LLC|22
DIVY|REALITY SHARES DIVS|IBKR|Interactive Brokers Llc|175
DIVY|REALITY SHARES DIVS|INCA|INSTINET, LLC|4676
DIVY|REALITY SHARES DIVS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1857
DIVY|REALITY SHARES DIVS|JSJX|JANE STREET CAPITAL LLC|8445
DIVY|REALITY SHARES DIVS|KCGM|VIRTU Americas LLC|2143
DIVY|REALITY SHARES DIVS|LEHM|Barclays Capital Inc./Le|2000
DIVY|REALITY SHARES DIVS|LIME|Lime Brokerage LLC|1298
DIVY|REALITY SHARES DIVS|MACC|Mid Atlantic Capital Corporation|74
DIVY|REALITY SHARES DIVS|MAXM|Maxim Group LLC|900
DIVY|REALITY SHARES DIVS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
DIVY|REALITY SHARES DIVS|MSCO|MORGAN STANLEY & CO. LLC|683
DIVY|REALITY SHARES DIVS|NFSC|National Financial Services LLC|18824
DIVY|REALITY SHARES DIVS|NITE|VIRTU Americas LLC|62345
DIVY|REALITY SHARES DIVS|NITP|VIRTU Americas LLC|554
DIVY|REALITY SHARES DIVS|OPCO|Oppenheimer & Co. Inc.|207
DIVY|REALITY SHARES DIVS|RBCM|RBC CAPITAL MARKETS, LLC|4148
DIVY|REALITY SHARES DIVS|SWIM|TD Ameritrade, Inc.|170
DIVY|REALITY SHARES DIVS|UBSA|UBS SECURITIES LLC|11518
DIVY|REALITY SHARES DIVS|UBSS|UBS Securities LLC|6486
DIVY|REALITY SHARES DIVS|VGRD|Vanguard Marketing Corporation|1472
DIVY|REALITY SHARES DIVS|WSEA|WOLVERINE SECURITIES, LLC|81
DIVY|REALITY SHARES DIVS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14705
DJCI|E-TRACS 10/31/2039|APCC|Apex Clearing Corporation|29
DJCI|E-TRACS 10/31/2039|BARD|Robert W. Baird & Co. Incorporated|505
DJCI|E-TRACS 10/31/2039|CROS|CREDIT SUISSE SECURITIES (USA) LLC|401
DJCI|E-TRACS 10/31/2039|DBAX|Deutsche Bank Securities Inc.|400
DJCI|E-TRACS 10/31/2039|EBXL|EBX LLC|800
DJCI|E-TRACS 10/31/2039|FBSB|U.S. Bancorp Investments, Inc.|264
DJCI|E-TRACS 10/31/2039|FINX|FINTECH SECURITIES|57
DJCI|E-TRACS 10/31/2039|FTBR|Foliofn Investments, Inc.|187
DJCI|E-TRACS 10/31/2039|GSCS|GOLDMAN SACHS & CO. LLC|3870
DJCI|E-TRACS 10/31/2039|HRBF|American Enterprise Investment Services Inc.|1981
DJCI|E-TRACS 10/31/2039|IBKR|Interactive Brokers Llc|1093
DJCI|E-TRACS 10/31/2039|JSJX|JANE STREET CAPITAL LLC|1406
DJCI|E-TRACS 10/31/2039|LEHM|Barclays Capital Inc./Le|1200
DJCI|E-TRACS 10/31/2039|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
DJCI|E-TRACS 10/31/2039|MOTF|MOTIF INVESTING, INC.|1
DJCI|E-TRACS 10/31/2039|MSCO|MORGAN STANLEY & CO. LLC|5554
DJCI|E-TRACS 10/31/2039|NFSC|National Financial Services LLC|72
DJCI|E-TRACS 10/31/2039|NITE|VIRTU Americas LLC|3415
DJCI|E-TRACS 10/31/2039|SGMT|GOLDMAN SACHS & CO. LLC|300
DJCI|E-TRACS 10/31/2039|UBSA|UBS SECURITIES LLC|1178
DJCI|E-TRACS 10/31/2039|UBSS|UBS Securities LLC|148405
DJCI|E-TRACS 10/31/2039|VGRD|Vanguard Marketing Corporation|28
DJCI|E-TRACS 10/31/2039|WCHV|WELLS FARGO SECURITIES, LLC|7
DJCI|E-TRACS 10/31/2039|WSEA|WOLVERINE SECURITIES, LLC|8
DJCI|E-TRACS 10/31/2039|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6215
DJCO|DAILY JOURNAL CP|APCC|Apex Clearing Corporation|1
DJCO|DAILY JOURNAL CP|BMOC|BMO Capital Markets Corp.|177
DJCO|DAILY JOURNAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|134
DJCO|DAILY JOURNAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6
DJCO|DAILY JOURNAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|989
DJCO|DAILY JOURNAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|820
DJCO|DAILY JOURNAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|107
DJCO|DAILY JOURNAL CP|CTDL|Citadel Derivatives Group Llc|45
DJCO|DAILY JOURNAL CP|DADA|D.A. Davidson & Co.|320
DJCO|DAILY JOURNAL CP|DBAB|Deutsche Bank Securities Inc.|1332
DJCO|DAILY JOURNAL CP|EBXL|EBX LLC|500
DJCO|DAILY JOURNAL CP|EDJO|Edward D. Jones & Co., L.P.|23
DJCO|DAILY JOURNAL CP|ETRS|E*Trade Securities LLC|10
DJCO|DAILY JOURNAL CP|FBCO|Credit Suisse Securities (USA) LLC|2487
DJCO|DAILY JOURNAL CP|FOMA|TD AMERITRADE CLEARING, INC.|493
DJCO|DAILY JOURNAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56
DJCO|DAILY JOURNAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
DJCO|DAILY JOURNAL CP|GSCO|GOLDMAN SACHS & CO. LLC|2108
DJCO|DAILY JOURNAL CP|GTSZ|GTS SECURITIES LLC|7
DJCO|DAILY JOURNAL CP|IBKR|Interactive Brokers Llc|2467
DJCO|DAILY JOURNAL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
DJCO|DAILY JOURNAL CP|ICBX|INSTINET, LLC|100
DJCO|DAILY JOURNAL CP|IEQY|CITADEL SECURITIES LLC|10
DJCO|DAILY JOURNAL CP|INCA|INSTINET, LLC|3049
DJCO|DAILY JOURNAL CP|ITGI|ITG Inc.|261
DJCO|DAILY JOURNAL CP|ITGP|ITG INC.|200
DJCO|DAILY JOURNAL CP|JPMX|J.P. Morgan Securities LLC|3
DJCO|DAILY JOURNAL CP|LEHM|Barclays Capital Inc./Le|446
DJCO|DAILY JOURNAL CP|LIME|Lime Brokerage LLC|235
DJCO|DAILY JOURNAL CP|MAXM|Maxim Group LLC|62
DJCO|DAILY JOURNAL CP|MSCO|MORGAN STANLEY & CO. LLC|1725
DJCO|DAILY JOURNAL CP|NFSC|National Financial Services LLC|182
DJCO|DAILY JOURNAL CP|NITE|VIRTU Americas LLC|2986
DJCO|DAILY JOURNAL CP|SBSH|Citigroup Global Markets Inc.|3436
DJCO|DAILY JOURNAL CP|SPDR|SPEEDROUTE LLC|2549
DJCO|DAILY JOURNAL CP|TKNG|ALLY INVEST SECURITIES LLC|1
DJCO|DAILY JOURNAL CP|TMBR|Timber Hill LLC|1
DJCO|DAILY JOURNAL CP|TRCM|TRC MARKETS LLC|132
DJCO|DAILY JOURNAL CP|UBSA|UBS SECURITIES LLC|206
DJCO|DAILY JOURNAL CP|UBSS|UBS Securities LLC|2555
DJCO|DAILY JOURNAL CP|VALX|VIRTU AMERICAS LLC|35
DJCO|DAILY JOURNAL CP|WCHV|WELLS FARGO SECURITIES, LLC|399
DJCO|DAILY JOURNAL CP|WEDB|WEDBUSH SECURITIES INC.|401
DJD|INVESCO DOW JONES|APCC|Apex Clearing Corporation|2
DJD|INVESCO DOW JONES|BBNT|BB&T SECURITIES, LLC|707
DJD|INVESCO DOW JONES|CHAS|Charles Schwab & Co., Inc.|1
DJD|INVESCO DOW JONES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|217
DJD|INVESCO DOW JONES|DBAX|Deutsche Bank Securities Inc.|200
DJD|INVESCO DOW JONES|EBXL|EBX LLC|300
DJD|INVESCO DOW JONES|ETRS|E*Trade Securities LLC|1760
DJD|INVESCO DOW JONES|FTBR|Foliofn Investments, Inc.|8
DJD|INVESCO DOW JONES|HRBF|American Enterprise Investment Services Inc.|40
DJD|INVESCO DOW JONES|IBKR|Interactive Brokers Llc|312
DJD|INVESCO DOW JONES|LEHM|Barclays Capital Inc./Le|400
DJD|INVESCO DOW JONES|LIME|Lime Brokerage LLC|595
DJD|INVESCO DOW JONES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DJD|INVESCO DOW JONES|NFSC|National Financial Services LLC|3095
DJD|INVESCO DOW JONES|NITE|VIRTU Americas LLC|3120
DJD|INVESCO DOW JONES|NITP|VIRTU Americas LLC|420
DJD|INVESCO DOW JONES|PCPT|PHILLIP CAPITAL INC.|54
DJD|INVESCO DOW JONES|SGMT|GOLDMAN SACHS & CO. LLC|221
DJD|INVESCO DOW JONES|SWIM|TD Ameritrade, Inc.|208
DJD|INVESCO DOW JONES|UBSS|UBS Securities LLC|400
DJD|INVESCO DOW JONES|WCHV|WELLS FARGO SECURITIES, LLC|1400
DJD|INVESCO DOW JONES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|300
DJD|INVESCO DOW JONES|WSEA|WOLVERINE SECURITIES, LLC|30
DJD|INVESCO DOW JONES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
DJP|IPATH BB COMMODITY|ALTX|Alternet Securities Inc.|300
DJP|IPATH BB COMMODITY|APCC|Apex Clearing Corporation|553
DJP|IPATH BB COMMODITY|BANK|Primevest Financial Services, Inc.|8834
DJP|IPATH BB COMMODITY|BARD|Robert W. Baird & Co. Incorporated|1292
DJP|IPATH BB COMMODITY|BATM|CBOE TRADING, INC.|500
DJP|IPATH BB COMMODITY|BERN|Sanford C. Bernstein & Co., LLC|1400
DJP|IPATH BB COMMODITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28544
DJP|IPATH BB COMMODITY|BRGE|Newbridge Securities Corp.|118
DJP|IPATH BB COMMODITY|CANT|Cantor Fitzgerald & Co.|494
DJP|IPATH BB COMMODITY|CHAS|Charles Schwab & Co., Inc.|73613
DJP|IPATH BB COMMODITY|CIST|Capital Institutional Services, Inc.|1200
DJP|IPATH BB COMMODITY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68202
DJP|IPATH BB COMMODITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30595
DJP|IPATH BB COMMODITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|1484
DJP|IPATH BB COMMODITY|DBAB|Deutsche Bank Securities Inc.|837
DJP|IPATH BB COMMODITY|DBAX|Deutsche Bank Securities Inc.|73300
DJP|IPATH BB COMMODITY|DEAN|MORGAN STANLEY|506
DJP|IPATH BB COMMODITY|EBXL|EBX LLC|32900
DJP|IPATH BB COMMODITY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
DJP|IPATH BB COMMODITY|EDJO|Edward D. Jones & Co., L.P.|553
DJP|IPATH BB COMMODITY|EGAM|CBOE TRADING, INC.|68
DJP|IPATH BB COMMODITY|EGXM|CBOE TRADING, INC.|9310
DJP|IPATH BB COMMODITY|ETBE|Electronic Transaction Clearing, Inc.|1524
DJP|IPATH BB COMMODITY|ETRS|E*Trade Securities LLC|5622
DJP|IPATH BB COMMODITY|FILL|Tradestation Securities, Inc.|15699
DJP|IPATH BB COMMODITY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|15
DJP|IPATH BB COMMODITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|567
DJP|IPATH BB COMMODITY|FTBR|Foliofn Investments, Inc.|56294
DJP|IPATH BB COMMODITY|GEBB|GLOBAL EXECUTION BROKERS, LP|2767
DJP|IPATH BB COMMODITY|GLPX|ACS EXECUTION SERVICES, LLC|150
DJP|IPATH BB COMMODITY|GSCO|GOLDMAN SACHS & CO. LLC|2500
DJP|IPATH BB COMMODITY|GSLT|GOLDMAN SACHS & CO. LLC|3238
DJP|IPATH BB COMMODITY|HRBF|American Enterprise Investment Services Inc.|437935
DJP|IPATH BB COMMODITY|IATS|INTERACTIVE BROKERS LLC|18604
DJP|IPATH BB COMMODITY|IBKR|Interactive Brokers Llc|203322
DJP|IPATH BB COMMODITY|ICBX|INSTINET, LLC|28367
DJP|IPATH BB COMMODITY|INCA|INSTINET, LLC|10600
DJP|IPATH BB COMMODITY|ITGI|ITG Inc.|26451
DJP|IPATH BB COMMODITY|ITGP|ITG INC.|27600
DJP|IPATH BB COMMODITY|JANY|Janney Montgomery Scott Inc.|24855
DJP|IPATH BB COMMODITY|JEFF|JEFFERIES LLC|200
DJP|IPATH BB COMMODITY|JPMX|J.P. Morgan Securities LLC|40958
DJP|IPATH BB COMMODITY|JSEB|JANE STREET EXECUTION SERVICES, LLC|1740863
DJP|IPATH BB COMMODITY|JSJX|JANE STREET CAPITAL LLC|493136
DJP|IPATH BB COMMODITY|KCGM|VIRTU Americas LLC|19064
DJP|IPATH BB COMMODITY|LEHM|Barclays Capital Inc./Le|572493
DJP|IPATH BB COMMODITY|LIME|Lime Brokerage LLC|8093
DJP|IPATH BB COMMODITY|MACC|Mid Atlantic Capital Corporation|3039
DJP|IPATH BB COMMODITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32660
DJP|IPATH BB COMMODITY|MOTF|MOTIF INVESTING, INC.|2
DJP|IPATH BB COMMODITY|MSCO|MORGAN STANLEY & CO. LLC|130407
DJP|IPATH BB COMMODITY|MSPL|MORGAN STANLEY & CO. LLC|58700
DJP|IPATH BB COMMODITY|NFSC|National Financial Services LLC|421011
DJP|IPATH BB COMMODITY|NITE|VIRTU Americas LLC|750764
DJP|IPATH BB COMMODITY|NITP|VIRTU Americas LLC|100560
DJP|IPATH BB COMMODITY|NQRB|Brut, LLC|2100
DJP|IPATH BB COMMODITY|NTBF|BMO Nesbitt Burns Inc./CDS|2000
DJP|IPATH BB COMMODITY|NTRC|Northern Trust Securities, Inc.|390
DJP|IPATH BB COMMODITY|OLDM|OLD MISSION CAPITAL, LLC|7000
DJP|IPATH BB COMMODITY|OPCO|Oppenheimer & Co. Inc.|1180
DJP|IPATH BB COMMODITY|PDQM|CODA MARKETS, INC.|200
DJP|IPATH BB COMMODITY|PWJC|UBS Financial Services, Inc.|10000
DJP|IPATH BB COMMODITY|RBCM|RBC CAPITAL MARKETS, LLC|2635
DJP|IPATH BB COMMODITY|SBSH|Citigroup Global Markets Inc.|30727
DJP|IPATH BB COMMODITY|SGMT|GOLDMAN SACHS & CO. LLC|15466
DJP|IPATH BB COMMODITY|SHMR|ABN Amro Clearing LLC|15
DJP|IPATH BB COMMODITY|SPDR|SPEEDROUTE LLC|300
DJP|IPATH BB COMMODITY|STFL|Stifel, Nicolaus & Company, Incorporated|1477
DJP|IPATH BB COMMODITY|SWIM|TD Ameritrade, Inc.|2097
DJP|IPATH BB COMMODITY|SWST|Hilltop Securities Inc.|80
DJP|IPATH BB COMMODITY|TRBT|Tradebot Systems, Inc.|100
DJP|IPATH BB COMMODITY|UBSA|UBS SECURITIES LLC|67058
DJP|IPATH BB COMMODITY|UBSS|UBS Securities LLC|138504
DJP|IPATH BB COMMODITY|VALX|VIRTU AMERICAS LLC|555
DJP|IPATH BB COMMODITY|VGRD|Vanguard Marketing Corporation|38699
DJP|IPATH BB COMMODITY|VSIN|Vision Financial Markets Llc|1
DJP|IPATH BB COMMODITY|WBLR|WILLIAM BLAIR|365
DJP|IPATH BB COMMODITY|WCHV|WELLS FARGO SECURITIES, LLC|13413
DJP|IPATH BB COMMODITY|WEDB|WEDBUSH SECURITIES INC.|1262
DJP|IPATH BB COMMODITY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|513
DJP|IPATH BB COMMODITY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1219
DJP|IPATH BB COMMODITY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|161
DJP|IPATH BB COMMODITY|WSEA|WOLVERINE SECURITIES, LLC|2467
DJP|IPATH BB COMMODITY|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
DJP|IPATH BB COMMODITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20073
DJPY|ETNS LINKED TO THE V|GSLT|GOLDMAN SACHS & CO. LLC|300
DJPY|ETNS LINKED TO THE V|IBKR|Interactive Brokers Llc|15
DJPY|ETNS LINKED TO THE V|KCGM|VIRTU Americas LLC|66
DJPY|ETNS LINKED TO THE V|MSCO|MORGAN STANLEY & CO. LLC|200
DJPY|ETNS LINKED TO THE V|NFSC|National Financial Services LLC|2562
DJPY|ETNS LINKED TO THE V|NITE|VIRTU Americas LLC|236
DJPY|ETNS LINKED TO THE V|UBSA|UBS SECURITIES LLC|728
DJPY|ETNS LINKED TO THE V|UBSS|UBS Securities LLC|400
DK|DELEK US HOLDINGS, I|ABLE|NATIXIS Securities Americas LLC|28179
DK|DELEK US HOLDINGS, I|AGIS|Aegis Capital Corp.|320
DK|DELEK US HOLDINGS, I|ALTX|Alternet Securities Inc.|13319
DK|DELEK US HOLDINGS, I|APCC|Apex Clearing Corporation|4613
DK|DELEK US HOLDINGS, I|AQUA|AQUA SECURITIES L.P.|44400
DK|DELEK US HOLDINGS, I|BALE|M&T SECURITIES, INC.|220
DK|DELEK US HOLDINGS, I|BANK|Primevest Financial Services, Inc.|158
DK|DELEK US HOLDINGS, I|BARD|Robert W. Baird & Co. Incorporated|394
DK|DELEK US HOLDINGS, I|BATM|CBOE TRADING, INC.|19110
DK|DELEK US HOLDINGS, I|BAYC|BAY CREST PARTNERS, LLC|7798
DK|DELEK US HOLDINGS, I|BAYT|BTIG, LLC|1500
DK|DELEK US HOLDINGS, I|BBNT|BB&T SECURITIES, LLC|974
DK|DELEK US HOLDINGS, I|BERN|Sanford C. Bernstein & Co., LLC|420966
DK|DELEK US HOLDINGS, I|BIDS|BIDS TRADING L.P.|29000
DK|DELEK US HOLDINGS, I|BIMI|Banca IMI Securities Corp.|2290
DK|DELEK US HOLDINGS, I|BKCM|BNY Mellon Capital Markets LLC|1128
DK|DELEK US HOLDINGS, I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18781
DK|DELEK US HOLDINGS, I|BLKX|INSTINET, LLC|294975
DK|DELEK US HOLDINGS, I|BMOC|BMO Capital Markets Corp.|50100
DK|DELEK US HOLDINGS, I|BNCH|The Benchmark Company, LLC|11213
DK|DELEK US HOLDINGS, I|BNPX|BNP PARIBAS SECURITIES CORP.|64709
DK|DELEK US HOLDINGS, I|BTIG|BTIG, LLC|1218
DK|DELEK US HOLDINGS, I|BYXM|CBOE TRADING, INC.|9192
DK|DELEK US HOLDINGS, I|BZYD|GOLDMAN SACHS & CO. LLC|1300
DK|DELEK US HOLDINGS, I|CANT|Cantor Fitzgerald & Co.|1035
DK|DELEK US HOLDINGS, I|CBLC|CITIGROUP GLOBAL MARKETS INC.|43800
DK|DELEK US HOLDINGS, I|CHAS|Charles Schwab & Co., Inc.|4723
DK|DELEK US HOLDINGS, I|CICF|Canaccord Genuity Corp.|163
DK|DELEK US HOLDINGS, I|CIST|Capital Institutional Services, Inc.|395
DK|DELEK US HOLDINGS, I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|271578
DK|DELEK US HOLDINGS, I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5609
DK|DELEK US HOLDINGS, I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4933
DK|DELEK US HOLDINGS, I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1021541
DK|DELEK US HOLDINGS, I|CTDL|Citadel Derivatives Group Llc|18381
DK|DELEK US HOLDINGS, I|CTLR|CUTLER GROUP, LP|1000
DK|DELEK US HOLDINGS, I|CXCX|CITIGROUP GLOBAL MARKETS INC.|88552
DK|DELEK US HOLDINGS, I|DADA|D.A. Davidson & Co.|646
DK|DELEK US HOLDINGS, I|DAVA|Davenport & Company LLC|100
DK|DELEK US HOLDINGS, I|DBAB|Deutsche Bank Securities Inc.|696072
DK|DELEK US HOLDINGS, I|DBAX|Deutsche Bank Securities Inc.|736700
DK|DELEK US HOLDINGS, I|DBUL|Deutsche Bank Securities Inc.|1100
DK|DELEK US HOLDINGS, I|DCHF|Dart Executions, LLC|2436
DK|DELEK US HOLDINGS, I|DEAN|MORGAN STANLEY|68346
DK|DELEK US HOLDINGS, I|DEGS|RONIN PROFESSIONAL LLC|24255
DK|DELEK US HOLDINGS, I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|528
DK|DELEK US HOLDINGS, I|EBXL|EBX LLC|507400
DK|DELEK US HOLDINGS, I|ECUT|CONVERGEX EXECUTION SOLUTIONS|41194
DK|DELEK US HOLDINGS, I|EDJC|Edward Jones / CDS|200
DK|DELEK US HOLDINGS, I|EDJO|Edward D. Jones & Co., L.P.|11729
DK|DELEK US HOLDINGS, I|EGAM|CBOE TRADING, INC.|25872
DK|DELEK US HOLDINGS, I|EGAW|CBOE TRADING, INC.|200
DK|DELEK US HOLDINGS, I|EGXM|CBOE TRADING, INC.|7779
DK|DELEK US HOLDINGS, I|ETBE|Electronic Transaction Clearing, Inc.|61686
DK|DELEK US HOLDINGS, I|ETCB|ETC BROKERAGE SERVICES, LLC|150
DK|DELEK US HOLDINGS, I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|131280
DK|DELEK US HOLDINGS, I|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
DK|DELEK US HOLDINGS, I|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1140
DK|DELEK US HOLDINGS, I|ETRS|E*Trade Securities LLC|139434
DK|DELEK US HOLDINGS, I|FBSB|U.S. Bancorp Investments, Inc.|1253
DK|DELEK US HOLDINGS, I|FILL|Tradestation Securities, Inc.|27758
DK|DELEK US HOLDINGS, I|FMAF|NBCN Inc./ CDS|11434
DK|DELEK US HOLDINGS, I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7234
DK|DELEK US HOLDINGS, I|FQLS|Quantlab Securities LP|537680
DK|DELEK US HOLDINGS, I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|180658
DK|DELEK US HOLDINGS, I|FTBR|Foliofn Investments, Inc.|19772
DK|DELEK US HOLDINGS, I|GEBB|GLOBAL EXECUTION BROKERS, LP|3500
DK|DELEK US HOLDINGS, I|GLIS|TD Securities Inc|2686
DK|DELEK US HOLDINGS, I|GLPX|ACS EXECUTION SERVICES, LLC|116375
DK|DELEK US HOLDINGS, I|GSCO|GOLDMAN SACHS & CO. LLC|1630568
DK|DELEK US HOLDINGS, I|GSCS|GOLDMAN SACHS & CO. LLC|36831
DK|DELEK US HOLDINGS, I|GSLT|GOLDMAN SACHS & CO. LLC|55070
DK|DELEK US HOLDINGS, I|GTSZ|GTS SECURITIES LLC|234953
DK|DELEK US HOLDINGS, I|HAPX|HAP Trading, LLC|100
DK|DELEK US HOLDINGS, I|HRBF|American Enterprise Investment Services Inc.|17394
DK|DELEK US HOLDINGS, I|IATS|INTERACTIVE BROKERS LLC|47737
DK|DELEK US HOLDINGS, I|IBKR|Interactive Brokers Llc|40467
DK|DELEK US HOLDINGS, I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|820
DK|DELEK US HOLDINGS, I|ICBX|INSTINET, LLC|186601
DK|DELEK US HOLDINGS, I|IEQY|CITADEL SECURITIES LLC|182551
DK|DELEK US HOLDINGS, I|INCA|INSTINET, LLC|845792
DK|DELEK US HOLDINGS, I|INJX|INSTINET, LLC|94637
DK|DELEK US HOLDINGS, I|ITGI|ITG Inc.|89677
DK|DELEK US HOLDINGS, I|ITGP|ITG INC.|607400
DK|DELEK US HOLDINGS, I|JEFF|JEFFERIES LLC|525239
DK|DELEK US HOLDINGS, I|JMPT|JUMP TRADING, LLC|165649
DK|DELEK US HOLDINGS, I|JONE|JonesTrading|11204
DK|DELEK US HOLDINGS, I|JPBX|J.P. MORGAN SECURITIES LLC|278808
DK|DELEK US HOLDINGS, I|JPMX|J.P. Morgan Securities LLC|1243052
DK|DELEK US HOLDINGS, I|JRCO|Johnson Rice & Company L.L.C.|200
DK|DELEK US HOLDINGS, I|JSJX|JANE STREET CAPITAL LLC|17421
DK|DELEK US HOLDINGS, I|KCGM|VIRTU Americas LLC|104112
DK|DELEK US HOLDINGS, I|KING|C. L. King & Associates, Inc.|1248
DK|DELEK US HOLDINGS, I|LEHM|Barclays Capital Inc./Le|1613396
DK|DELEK US HOLDINGS, I|LIME|Lime Brokerage LLC|51304
DK|DELEK US HOLDINGS, I|LMNX|LUMINEX TRADING & ANALYTICS LLC|120000
DK|DELEK US HOLDINGS, I|LOOP|Loop Capital Markets LLC|2740
DK|DELEK US HOLDINGS, I|LPSP|LPS Partners INC.|22200
DK|DELEK US HOLDINGS, I|LQNA|LIQUIDNET, INC.|199400
DK|DELEK US HOLDINGS, I|LSCI|Lek Securities Corporation|14858
DK|DELEK US HOLDINGS, I|LVMR|LIVERMORE TRADING GROUP, INC.|400
DK|DELEK US HOLDINGS, I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DK|DELEK US HOLDINGS, I|MACQ|Macquarie Capital (USA) Inc.|16322
DK|DELEK US HOLDINGS, I|MAXM|Maxim Group LLC|19202
DK|DELEK US HOLDINGS, I|MBTS|ALLY INVEST SECURITIES LLC|378
DK|DELEK US HOLDINGS, I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|269938
DK|DELEK US HOLDINGS, I|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
DK|DELEK US HOLDINGS, I|MNDX|TJM Investments, LLC|1200
DK|DELEK US HOLDINGS, I|MOTF|MOTIF INVESTING, INC.|45
DK|DELEK US HOLDINGS, I|MSCO|MORGAN STANLEY & CO. LLC|2546066
DK|DELEK US HOLDINGS, I|MSPL|MORGAN STANLEY & CO. LLC|857400
DK|DELEK US HOLDINGS, I|MSTX|MORGAN STANLEY & CO. LLC|468800
DK|DELEK US HOLDINGS, I|MZHO|Mizuho Securities USA LLC|466974
DK|DELEK US HOLDINGS, I|NATL|National Securities Corporation|2200
DK|DELEK US HOLDINGS, I|NFSC|National Financial Services LLC|381922
DK|DELEK US HOLDINGS, I|NITE|VIRTU Americas LLC|1219237
DK|DELEK US HOLDINGS, I|NITP|VIRTU Americas LLC|2231
DK|DELEK US HOLDINGS, I|NMRA|Nomura Securities International, Inc.|2351974
DK|DELEK US HOLDINGS, I|NQRB|Brut, LLC|15926
DK|DELEK US HOLDINGS, I|NTBF|BMO Nesbitt Burns Inc./CDS|831
DK|DELEK US HOLDINGS, I|NTRC|Northern Trust Securities, Inc.|8773
DK|DELEK US HOLDINGS, I|ONEL|O'NEIL SECURITIES, INCORPORATED|20000
DK|DELEK US HOLDINGS, I|OPCO|Oppenheimer & Co. Inc.|8387
DK|DELEK US HOLDINGS, I|PDQM|CODA MARKETS, INC.|129471
DK|DELEK US HOLDINGS, I|PHLY|NASDAQ Execution Services, LLC|7400
DK|DELEK US HOLDINGS, I|PIPR|Piper Jaffray & Co.|606900
DK|DELEK US HOLDINGS, I|PWJC|UBS Financial Services, Inc.|9840
DK|DELEK US HOLDINGS, I|QMSR|QUATTRO M SECURITIES INC.|1571
DK|DELEK US HOLDINGS, I|RBCM|RBC CAPITAL MARKETS, LLC|27192
DK|DELEK US HOLDINGS, I|RHCO|Suntrust Robinson Humphrey, Inc.|4879
DK|DELEK US HOLDINGS, I|SAGL|SAGETRADER, LLC|193238
DK|DELEK US HOLDINGS, I|SAGW|SAGETRADER, LLC|600
DK|DELEK US HOLDINGS, I|SBRX|MURIEL SIEBERT & CO INC|500
DK|DELEK US HOLDINGS, I|SBSH|Citigroup Global Markets Inc.|541546
DK|DELEK US HOLDINGS, I|SCMC|Scotia Capital Markets (USA) Inc.|120
DK|DELEK US HOLDINGS, I|SGMT|GOLDMAN SACHS & CO. LLC|299890
DK|DELEK US HOLDINGS, I|SOCO|Capital One Southcoast, Inc|3300
DK|DELEK US HOLDINGS, I|SPDR|SPEEDROUTE LLC|35218
DK|DELEK US HOLDINGS, I|SPHN|Stephens Inc.|205
DK|DELEK US HOLDINGS, I|STFC|Stuart Frankel & Co., Incorporated|3900
DK|DELEK US HOLDINGS, I|STFL|Stifel, Nicolaus & Company, Incorporated|28434
DK|DELEK US HOLDINGS, I|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10722
DK|DELEK US HOLDINGS, I|SWIM|TD Ameritrade, Inc.|206242
DK|DELEK US HOLDINGS, I|SWST|Hilltop Securities Inc.|2203
DK|DELEK US HOLDINGS, I|TKNG|ALLY INVEST SECURITIES LLC|1558
DK|DELEK US HOLDINGS, I|TMBR|Timber Hill LLC|25
DK|DELEK US HOLDINGS, I|TOUR|TOURMALINE PARTNERS, LLC|15000
DK|DELEK US HOLDINGS, I|TRBT|Tradebot Systems, Inc.|518530
DK|DELEK US HOLDINGS, I|TRCM|TRC MARKETS LLC|592277
DK|DELEK US HOLDINGS, I|TWTT|TASTYWORKS, INC.|10
DK|DELEK US HOLDINGS, I|UBSA|UBS SECURITIES LLC|1183852
DK|DELEK US HOLDINGS, I|UBSS|UBS Securities LLC|1404342
DK|DELEK US HOLDINGS, I|USCA|USCA Securities LLC|3100
DK|DELEK US HOLDINGS, I|VALX|VIRTU AMERICAS LLC|47938
DK|DELEK US HOLDINGS, I|VGRD|Vanguard Marketing Corporation|23412
DK|DELEK US HOLDINGS, I|WBLR|WILLIAM BLAIR|132
DK|DELEK US HOLDINGS, I|WBPX|SUMMIT SECURITIES GROUP, LLC|3207
DK|DELEK US HOLDINGS, I|WCHV|WELLS FARGO SECURITIES, LLC|319963
DK|DELEK US HOLDINGS, I|WEDB|WEDBUSH SECURITIES INC.|9521
DK|DELEK US HOLDINGS, I|WEED|Weeden & Co.L.P.|7679
DK|DELEK US HOLDINGS, I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6729
DK|DELEK US HOLDINGS, I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36486
DK|DELEK US HOLDINGS, I|WFPB|Wells Fargo Securities, LLC.|973
DK|DELEK US HOLDINGS, I|WGIF|CIBC World Markets Inc.|592
DK|DELEK US HOLDINGS, I|WSAG|WALL STREET ACCESS|167
DK|DELEK US HOLDINGS, I|WSEA|WOLVERINE SECURITIES, LLC|10098
DK|DELEK US HOLDINGS, I|WTFS|JUST2TRADE, INC.|65
DK|DELEK US HOLDINGS, I|XIST|INSTINET, LLC|115600
DK|DELEK US HOLDINGS, I|XPQR|Jump Trading|1500
DK|DELEK US HOLDINGS, I|XSTM|NATIONAL FINANCIAL SERVICES LLC|132496
DK|DELEK US HOLDINGS, I|YKNA|COMHAR CAPITAL MARKETS, LLC|12454
DK|DELEK US HOLDINGS, I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17125
DKL|DELEK LOGISTICS LP|APCC|Apex Clearing Corporation|2292
DKL|DELEK LOGISTICS LP|BATM|CBOE TRADING, INC.|60
DKL|DELEK LOGISTICS LP|BBNT|BB&T SECURITIES, LLC|900
DKL|DELEK LOGISTICS LP|BTIG|BTIG, LLC|200
DKL|DELEK LOGISTICS LP|BZYD|GOLDMAN SACHS & CO. LLC|1300
DKL|DELEK LOGISTICS LP|CHAS|Charles Schwab & Co., Inc.|102
DKL|DELEK LOGISTICS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
DKL|DELEK LOGISTICS LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1182
DKL|DELEK LOGISTICS LP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|65
DKL|DELEK LOGISTICS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5395
DKL|DELEK LOGISTICS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2470
DKL|DELEK LOGISTICS LP|DBAB|Deutsche Bank Securities Inc.|1339
DKL|DELEK LOGISTICS LP|DBAX|Deutsche Bank Securities Inc.|19700
DKL|DELEK LOGISTICS LP|DEAN|MORGAN STANLEY|500
DKL|DELEK LOGISTICS LP|DEGS|RONIN PROFESSIONAL LLC|1534
DKL|DELEK LOGISTICS LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6772
DKL|DELEK LOGISTICS LP|EBXL|EBX LLC|6300
DKL|DELEK LOGISTICS LP|EDJO|Edward D. Jones & Co., L.P.|1030
DKL|DELEK LOGISTICS LP|EGAM|CBOE TRADING, INC.|200
DKL|DELEK LOGISTICS LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
DKL|DELEK LOGISTICS LP|ETRS|E*Trade Securities LLC|18982
DKL|DELEK LOGISTICS LP|FILL|Tradestation Securities, Inc.|583
DKL|DELEK LOGISTICS LP|FINX|FINTECH SECURITIES|215
DKL|DELEK LOGISTICS LP|FTBR|Foliofn Investments, Inc.|177
DKL|DELEK LOGISTICS LP|GLPX|ACS EXECUTION SERVICES, LLC|317
DKL|DELEK LOGISTICS LP|GSCO|GOLDMAN SACHS & CO. LLC|2180
DKL|DELEK LOGISTICS LP|GSCS|GOLDMAN SACHS & CO. LLC|60
DKL|DELEK LOGISTICS LP|GSLT|GOLDMAN SACHS & CO. LLC|800
DKL|DELEK LOGISTICS LP|GTSZ|GTS SECURITIES LLC|1764
DKL|DELEK LOGISTICS LP|IATS|INTERACTIVE BROKERS LLC|1000
DKL|DELEK LOGISTICS LP|IBKR|Interactive Brokers Llc|3530
DKL|DELEK LOGISTICS LP|ICBX|INSTINET, LLC|600
DKL|DELEK LOGISTICS LP|INCA|INSTINET, LLC|7
DKL|DELEK LOGISTICS LP|ITGI|ITG Inc.|205
DKL|DELEK LOGISTICS LP|ITGP|ITG INC.|4800
DKL|DELEK LOGISTICS LP|JPMX|J.P. Morgan Securities LLC|1752
DKL|DELEK LOGISTICS LP|JSJX|JANE STREET CAPITAL LLC|500
DKL|DELEK LOGISTICS LP|KCGM|VIRTU Americas LLC|740
DKL|DELEK LOGISTICS LP|LEHM|Barclays Capital Inc./Le|4814
DKL|DELEK LOGISTICS LP|LIME|Lime Brokerage LLC|2351
DKL|DELEK LOGISTICS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
DKL|DELEK LOGISTICS LP|MSCO|MORGAN STANLEY & CO. LLC|24492
DKL|DELEK LOGISTICS LP|MSPL|MORGAN STANLEY & CO. LLC|900
DKL|DELEK LOGISTICS LP|NFSC|National Financial Services LLC|38361
DKL|DELEK LOGISTICS LP|NITE|VIRTU Americas LLC|65687
DKL|DELEK LOGISTICS LP|OPCO|Oppenheimer & Co. Inc.|2771
DKL|DELEK LOGISTICS LP|PDQM|CODA MARKETS, INC.|1578
DKL|DELEK LOGISTICS LP|PHLY|NASDAQ Execution Services, LLC|800
DKL|DELEK LOGISTICS LP|PWJC|UBS Financial Services, Inc.|600
DKL|DELEK LOGISTICS LP|RBCM|RBC CAPITAL MARKETS, LLC|780
DKL|DELEK LOGISTICS LP|SBSH|Citigroup Global Markets Inc.|2200
DKL|DELEK LOGISTICS LP|SGMT|GOLDMAN SACHS & CO. LLC|2067
DKL|DELEK LOGISTICS LP|SPDR|SPEEDROUTE LLC|350
DKL|DELEK LOGISTICS LP|STFL|Stifel, Nicolaus & Company, Incorporated|1337
DKL|DELEK LOGISTICS LP|SWIM|TD Ameritrade, Inc.|2877
DKL|DELEK LOGISTICS LP|SWST|Hilltop Securities Inc.|32
DKL|DELEK LOGISTICS LP|TWTT|TASTYWORKS, INC.|200
DKL|DELEK LOGISTICS LP|UBSA|UBS SECURITIES LLC|57949
DKL|DELEK LOGISTICS LP|UBSS|UBS Securities LLC|66707
DKL|DELEK LOGISTICS LP|VALX|VIRTU AMERICAS LLC|958
DKL|DELEK LOGISTICS LP|VGRD|Vanguard Marketing Corporation|5120
DKL|DELEK LOGISTICS LP|WCHV|WELLS FARGO SECURITIES, LLC|19757
DKL|DELEK LOGISTICS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|114
DKL|DELEK LOGISTICS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1420
DKL|DELEK LOGISTICS LP|WSEA|WOLVERINE SECURITIES, LLC|696
DKL|DELEK LOGISTICS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3300
DKL|DELEK LOGISTICS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1563
DKS|DICK'S SPORTING GDS|ABLE|NATIXIS Securities Americas LLC|64000
DKS|DICK'S SPORTING GDS|AGIS|Aegis Capital Corp.|300
DKS|DICK'S SPORTING GDS|ALTX|Alternet Securities Inc.|24048
DKS|DICK'S SPORTING GDS|ANOS|ABEL/NOSER, L.L.C.|463
DKS|DICK'S SPORTING GDS|APCC|Apex Clearing Corporation|9669
DKS|DICK'S SPORTING GDS|BANK|Primevest Financial Services, Inc.|460
DKS|DICK'S SPORTING GDS|BARD|Robert W. Baird & Co. Incorporated|10329
DKS|DICK'S SPORTING GDS|BATM|CBOE TRADING, INC.|21329
DKS|DICK'S SPORTING GDS|BAYT|BTIG, LLC|3029
DKS|DICK'S SPORTING GDS|BBNT|BB&T SECURITIES, LLC|401
DKS|DICK'S SPORTING GDS|BERN|Sanford C. Bernstein & Co., LLC|33774
DKS|DICK'S SPORTING GDS|BIAD|SAGETRADER, LLC|173
DKS|DICK'S SPORTING GDS|BIDS|BIDS TRADING L.P.|500
DKS|DICK'S SPORTING GDS|BKCM|BNY Mellon Capital Markets LLC|58212
DKS|DICK'S SPORTING GDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9977
DKS|DICK'S SPORTING GDS|BLKX|INSTINET, LLC|70600
DKS|DICK'S SPORTING GDS|BMAK|BMA SECURITIES|600
DKS|DICK'S SPORTING GDS|BNPX|BNP PARIBAS SECURITIES CORP.|224602
DKS|DICK'S SPORTING GDS|BRVL|BLAYLOCK VAN, LLC|200
DKS|DICK'S SPORTING GDS|BTIG|BTIG, LLC|10475
DKS|DICK'S SPORTING GDS|BYXM|CBOE TRADING, INC.|6114
DKS|DICK'S SPORTING GDS|BZYD|GOLDMAN SACHS & CO. LLC|1300
DKS|DICK'S SPORTING GDS|CANT|Cantor Fitzgerald & Co.|52643
DKS|DICK'S SPORTING GDS|CHAS|Charles Schwab & Co., Inc.|7837
DKS|DICK'S SPORTING GDS|CLSA|CLSA AMERICAS, LLC|3800
DKS|DICK'S SPORTING GDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|329281
DKS|DICK'S SPORTING GDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9251
DKS|DICK'S SPORTING GDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1317202
DKS|DICK'S SPORTING GDS|CTDL|Citadel Derivatives Group Llc|11000
DKS|DICK'S SPORTING GDS|CTLR|CUTLER GROUP, LP|6956
DKS|DICK'S SPORTING GDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|135382
DKS|DICK'S SPORTING GDS|DADA|D.A. Davidson & Co.|352
DKS|DICK'S SPORTING GDS|DBAB|Deutsche Bank Securities Inc.|662192
DKS|DICK'S SPORTING GDS|DBAX|Deutsche Bank Securities Inc.|943800
DKS|DICK'S SPORTING GDS|DBUL|Deutsche Bank Securities Inc.|17819
DKS|DICK'S SPORTING GDS|DCHF|Dart Executions, LLC|6912
DKS|DICK'S SPORTING GDS|DEAN|MORGAN STANLEY|4012
DKS|DICK'S SPORTING GDS|DEGS|RONIN PROFESSIONAL LLC|100
DKS|DICK'S SPORTING GDS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20983
DKS|DICK'S SPORTING GDS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|21869
DKS|DICK'S SPORTING GDS|EBXL|EBX LLC|391300
DKS|DICK'S SPORTING GDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|71902
DKS|DICK'S SPORTING GDS|EDJC|Edward Jones / CDS|363
DKS|DICK'S SPORTING GDS|EDJO|Edward D. Jones & Co., L.P.|4901
DKS|DICK'S SPORTING GDS|EGAM|CBOE TRADING, INC.|69528
DKS|DICK'S SPORTING GDS|EGAW|CBOE TRADING, INC.|2400
DKS|DICK'S SPORTING GDS|EGMT|EG MARKET TECHNOLOGIES LLC|800
DKS|DICK'S SPORTING GDS|EGXM|CBOE TRADING, INC.|22129
DKS|DICK'S SPORTING GDS|EGXW|CBOE TRADING, INC.|201
DKS|DICK'S SPORTING GDS|ETBE|Electronic Transaction Clearing, Inc.|39402
DKS|DICK'S SPORTING GDS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
DKS|DICK'S SPORTING GDS|ETCC|Electronic Transaction Clearing, Inc.|150
DKS|DICK'S SPORTING GDS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|76405
DKS|DICK'S SPORTING GDS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1336
DKS|DICK'S SPORTING GDS|ETRS|E*Trade Securities LLC|867549
DKS|DICK'S SPORTING GDS|FBSB|U.S. Bancorp Investments, Inc.|2
DKS|DICK'S SPORTING GDS|FILL|Tradestation Securities, Inc.|48105
DKS|DICK'S SPORTING GDS|FINX|FINTECH SECURITIES|992
DKS|DICK'S SPORTING GDS|FMAF|NBCN Inc./ CDS|380
DKS|DICK'S SPORTING GDS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6050
DKS|DICK'S SPORTING GDS|FQLS|Quantlab Securities LP|898333
DKS|DICK'S SPORTING GDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|247515
DKS|DICK'S SPORTING GDS|FTBR|Foliofn Investments, Inc.|8128
DKS|DICK'S SPORTING GDS|GEBB|GLOBAL EXECUTION BROKERS, LP|14826
DKS|DICK'S SPORTING GDS|GLIS|TD Securities Inc|5740
DKS|DICK'S SPORTING GDS|GLPX|ACS EXECUTION SERVICES, LLC|147952
DKS|DICK'S SPORTING GDS|GSCO|GOLDMAN SACHS & CO. LLC|2147886
DKS|DICK'S SPORTING GDS|GSCS|GOLDMAN SACHS & CO. LLC|5634
DKS|DICK'S SPORTING GDS|GSLT|GOLDMAN SACHS & CO. LLC|19026
DKS|DICK'S SPORTING GDS|GTSZ|GTS SECURITIES LLC|194544
DKS|DICK'S SPORTING GDS|HAPX|HAP Trading, LLC|100
DKS|DICK'S SPORTING GDS|HRBF|American Enterprise Investment Services Inc.|3439
DKS|DICK'S SPORTING GDS|HSBC|HSBC Securities, Inc.|4521
DKS|DICK'S SPORTING GDS|IATS|INTERACTIVE BROKERS LLC|48927
DKS|DICK'S SPORTING GDS|IBKR|Interactive Brokers Llc|41890
DKS|DICK'S SPORTING GDS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1022
DKS|DICK'S SPORTING GDS|ICBX|INSTINET, LLC|118122
DKS|DICK'S SPORTING GDS|IEQY|CITADEL SECURITIES LLC|240860
DKS|DICK'S SPORTING GDS|INCA|INSTINET, LLC|897890
DKS|DICK'S SPORTING GDS|INJX|INSTINET, LLC|15913
DKS|DICK'S SPORTING GDS|ITGI|ITG Inc.|84179
DKS|DICK'S SPORTING GDS|ITGP|ITG INC.|242800
DKS|DICK'S SPORTING GDS|JANY|Janney Montgomery Scott Inc.|1508
DKS|DICK'S SPORTING GDS|JEFF|JEFFERIES LLC|254450
DKS|DICK'S SPORTING GDS|JMPT|JUMP TRADING, LLC|151864
DKS|DICK'S SPORTING GDS|JPBX|J.P. MORGAN SECURITIES LLC|736151
DKS|DICK'S SPORTING GDS|JPMX|J.P. Morgan Securities LLC|1639583
DKS|DICK'S SPORTING GDS|JSJX|JANE STREET CAPITAL LLC|22029
DKS|DICK'S SPORTING GDS|JUTA|JUMP TRADING, LLC|700
DKS|DICK'S SPORTING GDS|KCGM|VIRTU Americas LLC|123410
DKS|DICK'S SPORTING GDS|LEHM|Barclays Capital Inc./Le|1947564
DKS|DICK'S SPORTING GDS|LIME|Lime Brokerage LLC|41819
DKS|DICK'S SPORTING GDS|LQNA|LIQUIDNET, INC.|156000
DKS|DICK'S SPORTING GDS|LSCI|Lek Securities Corporation|259
DKS|DICK'S SPORTING GDS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
DKS|DICK'S SPORTING GDS|MACC|Mid Atlantic Capital Corporation|539
DKS|DICK'S SPORTING GDS|MACQ|Macquarie Capital (USA) Inc.|9748
DKS|DICK'S SPORTING GDS|MAXM|Maxim Group LLC|800
DKS|DICK'S SPORTING GDS|MBTS|ALLY INVEST SECURITIES LLC|470
DKS|DICK'S SPORTING GDS|MCMF|Raymond James Ltd. Cds|34413
DKS|DICK'S SPORTING GDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|353441
DKS|DICK'S SPORTING GDS|MOTF|MOTIF INVESTING, INC.|33
DKS|DICK'S SPORTING GDS|MSCO|MORGAN STANLEY & CO. LLC|4706954
DKS|DICK'S SPORTING GDS|MSPL|MORGAN STANLEY & CO. LLC|1048100
DKS|DICK'S SPORTING GDS|MSTX|MORGAN STANLEY & CO. LLC|1050600
DKS|DICK'S SPORTING GDS|MZHO|Mizuho Securities USA LLC|14100
DKS|DICK'S SPORTING GDS|NEED|Needham & Company, LLC|400
DKS|DICK'S SPORTING GDS|NFSC|National Financial Services LLC|742520
DKS|DICK'S SPORTING GDS|NITE|VIRTU Americas LLC|1695517
DKS|DICK'S SPORTING GDS|NITP|VIRTU Americas LLC|2911
DKS|DICK'S SPORTING GDS|NMRA|Nomura Securities International, Inc.|300
DKS|DICK'S SPORTING GDS|NQRB|Brut, LLC|32630
DKS|DICK'S SPORTING GDS|NTBF|BMO Nesbitt Burns Inc./CDS|5897
DKS|DICK'S SPORTING GDS|OHOS|TWO SIGMA SECURITIES, LLC|207244
DKS|DICK'S SPORTING GDS|OPCO|Oppenheimer & Co. Inc.|3095
DKS|DICK'S SPORTING GDS|PDQM|CODA MARKETS, INC.|136299
DKS|DICK'S SPORTING GDS|PHLY|NASDAQ Execution Services, LLC|29600
DKS|DICK'S SPORTING GDS|PWJC|UBS Financial Services, Inc.|2594
DKS|DICK'S SPORTING GDS|RBCM|RBC CAPITAL MARKETS, LLC|114713
DKS|DICK'S SPORTING GDS|RGLD|Regal Securities, Inc|2780
DKS|DICK'S SPORTING GDS|RHCO|Suntrust Robinson Humphrey, Inc.|13095
DKS|DICK'S SPORTING GDS|RILY|B. RILEY FBR, INC.|1500
DKS|DICK'S SPORTING GDS|SAGL|SAGETRADER, LLC|83066
DKS|DICK'S SPORTING GDS|SAGW|SAGETRADER, LLC|672
DKS|DICK'S SPORTING GDS|SALI|INTL FCSTONE FINANCIAL INC.|8581
DKS|DICK'S SPORTING GDS|SBSH|Citigroup Global Markets Inc.|291269
DKS|DICK'S SPORTING GDS|SEIC|SEI Investments Distribution Co.|400
DKS|DICK'S SPORTING GDS|SGMT|GOLDMAN SACHS & CO. LLC|337831
DKS|DICK'S SPORTING GDS|SPDR|SPEEDROUTE LLC|22408
DKS|DICK'S SPORTING GDS|SPHN|Stephens Inc.|16
DKS|DICK'S SPORTING GDS|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
DKS|DICK'S SPORTING GDS|STFL|Stifel, Nicolaus & Company, Incorporated|16119
DKS|DICK'S SPORTING GDS|STKP|STOCKPILE INVESTMENTS, INC.|110
DKS|DICK'S SPORTING GDS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15027
DKS|DICK'S SPORTING GDS|SWIM|TD Ameritrade, Inc.|845791
DKS|DICK'S SPORTING GDS|SWST|Hilltop Securities Inc.|3145
DKS|DICK'S SPORTING GDS|TKNG|ALLY INVEST SECURITIES LLC|18255
DKS|DICK'S SPORTING GDS|TMBR|Timber Hill LLC|100
DKS|DICK'S SPORTING GDS|TOUR|TOURMALINE PARTNERS, LLC|3800
DKS|DICK'S SPORTING GDS|TRBT|Tradebot Systems, Inc.|420365
DKS|DICK'S SPORTING GDS|TRCM|TRC MARKETS LLC|561797
DKS|DICK'S SPORTING GDS|TWTT|TASTYWORKS, INC.|1351
DKS|DICK'S SPORTING GDS|UBSA|UBS SECURITIES LLC|1520589
DKS|DICK'S SPORTING GDS|UBSS|UBS Securities LLC|1763453
DKS|DICK'S SPORTING GDS|VALX|VIRTU AMERICAS LLC|17012
DKS|DICK'S SPORTING GDS|VGRD|Vanguard Marketing Corporation|18122
DKS|DICK'S SPORTING GDS|VNDM|Wall Street Access|56700
DKS|DICK'S SPORTING GDS|WBPX|SUMMIT SECURITIES GROUP, LLC|5115
DKS|DICK'S SPORTING GDS|WCHV|WELLS FARGO SECURITIES, LLC|508219
DKS|DICK'S SPORTING GDS|WDNX|WEEDEN & CO.L.P.|7610
DKS|DICK'S SPORTING GDS|WEDB|WEDBUSH SECURITIES INC.|29554
DKS|DICK'S SPORTING GDS|WEED|Weeden & Co.L.P.|2218
DKS|DICK'S SPORTING GDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|72181
DKS|DICK'S SPORTING GDS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117593
DKS|DICK'S SPORTING GDS|WFPB|Wells Fargo Securities, LLC.|6152
DKS|DICK'S SPORTING GDS|WGIF|CIBC World Markets Inc.|622
DKS|DICK'S SPORTING GDS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|118
DKS|DICK'S SPORTING GDS|WOLF|Wolfe Trahan Securities|1100
DKS|DICK'S SPORTING GDS|WSEA|WOLVERINE SECURITIES, LLC|36737
DKS|DICK'S SPORTING GDS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
DKS|DICK'S SPORTING GDS|XIST|INSTINET, LLC|140652
DKS|DICK'S SPORTING GDS|XPQR|Jump Trading|1100
DKS|DICK'S SPORTING GDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|175780
DKS|DICK'S SPORTING GDS|YKNA|COMHAR CAPITAL MARKETS, LLC|3996
DKS|DICK'S SPORTING GDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8406
DKT|DEUTSCH BK CONTINGEN|AGIS|Aegis Capital Corp.|10482
DKT|DEUTSCH BK CONTINGEN|ALTX|Alternet Securities Inc.|2501
DKT|DEUTSCH BK CONTINGEN|APCC|Apex Clearing Corporation|1853
DKT|DEUTSCH BK CONTINGEN|BANK|Primevest Financial Services, Inc.|1946
DKT|DEUTSCH BK CONTINGEN|BAYC|BAY CREST PARTNERS, LLC|450
DKT|DEUTSCH BK CONTINGEN|BERN|Sanford C. Bernstein & Co., LLC|30345
DKT|DEUTSCH BK CONTINGEN|BKCM|BNY Mellon Capital Markets LLC|1978
DKT|DEUTSCH BK CONTINGEN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|71580
DKT|DEUTSCH BK CONTINGEN|BTIG|BTIG, LLC|1029
DKT|DEUTSCH BK CONTINGEN|CABR|Cabrera Capital Markets, Inc.|30806
DKT|DEUTSCH BK CONTINGEN|CHAS|Charles Schwab & Co., Inc.|1072
DKT|DEUTSCH BK CONTINGEN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3700
DKT|DEUTSCH BK CONTINGEN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
DKT|DEUTSCH BK CONTINGEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56061
DKT|DEUTSCH BK CONTINGEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|53400
DKT|DEUTSCH BK CONTINGEN|DBAB|Deutsche Bank Securities Inc.|51243
DKT|DEUTSCH BK CONTINGEN|DBAX|Deutsche Bank Securities Inc.|25000
DKT|DEUTSCH BK CONTINGEN|DEAN|MORGAN STANLEY|115790
DKT|DEUTSCH BK CONTINGEN|EBXL|EBX LLC|20300
DKT|DEUTSCH BK CONTINGEN|EDJO|Edward D. Jones & Co., L.P.|650
DKT|DEUTSCH BK CONTINGEN|EGAM|CBOE TRADING, INC.|17348
DKT|DEUTSCH BK CONTINGEN|EGXM|CBOE TRADING, INC.|3005
DKT|DEUTSCH BK CONTINGEN|ETBE|Electronic Transaction Clearing, Inc.|400
DKT|DEUTSCH BK CONTINGEN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
DKT|DEUTSCH BK CONTINGEN|ETRS|E*Trade Securities LLC|11849
DKT|DEUTSCH BK CONTINGEN|FNXS|FENIX SECURITIES, LLC|770
DKT|DEUTSCH BK CONTINGEN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
DKT|DEUTSCH BK CONTINGEN|GLPX|ACS EXECUTION SERVICES, LLC|5160
DKT|DEUTSCH BK CONTINGEN|GSCO|GOLDMAN SACHS & CO. LLC|17776
DKT|DEUTSCH BK CONTINGEN|GSCS|GOLDMAN SACHS & CO. LLC|900
DKT|DEUTSCH BK CONTINGEN|GSLT|GOLDMAN SACHS & CO. LLC|6299
DKT|DEUTSCH BK CONTINGEN|GTSZ|GTS SECURITIES LLC|1500
DKT|DEUTSCH BK CONTINGEN|HRBF|American Enterprise Investment Services Inc.|4205
DKT|DEUTSCH BK CONTINGEN|HSBC|HSBC Securities, Inc.|897
DKT|DEUTSCH BK CONTINGEN|IATS|INTERACTIVE BROKERS LLC|9950
DKT|DEUTSCH BK CONTINGEN|IBKR|Interactive Brokers Llc|55031
DKT|DEUTSCH BK CONTINGEN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|32
DKT|DEUTSCH BK CONTINGEN|ICBX|INSTINET, LLC|33700
DKT|DEUTSCH BK CONTINGEN|INCA|INSTINET, LLC|38841
DKT|DEUTSCH BK CONTINGEN|INJX|INSTINET, LLC|405
DKT|DEUTSCH BK CONTINGEN|ITGI|ITG Inc.|27847
DKT|DEUTSCH BK CONTINGEN|ITGP|ITG INC.|12600
DKT|DEUTSCH BK CONTINGEN|JANY|Janney Montgomery Scott Inc.|2025
DKT|DEUTSCH BK CONTINGEN|JEFF|JEFFERIES LLC|127614
DKT|DEUTSCH BK CONTINGEN|JPMX|J.P. Morgan Securities LLC|91952
DKT|DEUTSCH BK CONTINGEN|JSEB|JANE STREET EXECUTION SERVICES, LLC|3664
DKT|DEUTSCH BK CONTINGEN|KCGM|VIRTU Americas LLC|9719
DKT|DEUTSCH BK CONTINGEN|LEHM|Barclays Capital Inc./Le|46600
DKT|DEUTSCH BK CONTINGEN|LIME|Lime Brokerage LLC|2290
DKT|DEUTSCH BK CONTINGEN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4458
DKT|DEUTSCH BK CONTINGEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17570
DKT|DEUTSCH BK CONTINGEN|MSCO|MORGAN STANLEY & CO. LLC|98506
DKT|DEUTSCH BK CONTINGEN|MSPL|MORGAN STANLEY & CO. LLC|28400
DKT|DEUTSCH BK CONTINGEN|NFSC|National Financial Services LLC|48680
DKT|DEUTSCH BK CONTINGEN|NITE|VIRTU Americas LLC|222942
DKT|DEUTSCH BK CONTINGEN|NQRB|Brut, LLC|629
DKT|DEUTSCH BK CONTINGEN|OPCO|Oppenheimer & Co. Inc.|1530
DKT|DEUTSCH BK CONTINGEN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DKT|DEUTSCH BK CONTINGEN|PCPT|PHILLIP CAPITAL INC.|2642
DKT|DEUTSCH BK CONTINGEN|PDQM|CODA MARKETS, INC.|9014
DKT|DEUTSCH BK CONTINGEN|PWJC|UBS Financial Services, Inc.|15654
DKT|DEUTSCH BK CONTINGEN|RBCM|RBC CAPITAL MARKETS, LLC|5523
DKT|DEUTSCH BK CONTINGEN|RWPS|R.W. Pressprich & Co., Inc.|1200
DKT|DEUTSCH BK CONTINGEN|SAGL|SAGETRADER, LLC|200
DKT|DEUTSCH BK CONTINGEN|SALI|INTL FCSTONE FINANCIAL INC.|800
DKT|DEUTSCH BK CONTINGEN|SBSH|Citigroup Global Markets Inc.|9300
DKT|DEUTSCH BK CONTINGEN|SGMT|GOLDMAN SACHS & CO. LLC|18164
DKT|DEUTSCH BK CONTINGEN|SPDR|SPEEDROUTE LLC|2548
DKT|DEUTSCH BK CONTINGEN|STFL|Stifel, Nicolaus & Company, Incorporated|1183
DKT|DEUTSCH BK CONTINGEN|SWIM|TD Ameritrade, Inc.|6652
DKT|DEUTSCH BK CONTINGEN|TITL|TITLEIST ASSET MANAGEMENT, LTD.|8
DKT|DEUTSCH BK CONTINGEN|TKNG|ALLY INVEST SECURITIES LLC|10
DKT|DEUTSCH BK CONTINGEN|TRBT|Tradebot Systems, Inc.|8426
DKT|DEUTSCH BK CONTINGEN|TRCM|TRC MARKETS LLC|66
DKT|DEUTSCH BK CONTINGEN|UBSA|UBS SECURITIES LLC|71773
DKT|DEUTSCH BK CONTINGEN|UBSS|UBS Securities LLC|119378
DKT|DEUTSCH BK CONTINGEN|VGRD|Vanguard Marketing Corporation|12823
DKT|DEUTSCH BK CONTINGEN|VSIN|Vision Financial Markets Llc|196
DKT|DEUTSCH BK CONTINGEN|WCHV|WELLS FARGO SECURITIES, LLC|276148
DKT|DEUTSCH BK CONTINGEN|WEDB|WEDBUSH SECURITIES INC.|594
DKT|DEUTSCH BK CONTINGEN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1271
DKT|DEUTSCH BK CONTINGEN|XSTM|NATIONAL FINANCIAL SERVICES LLC|25416
DKT|DEUTSCH BK CONTINGEN|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
DKT|DEUTSCH BK CONTINGEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8662
DL|CHINA DISTANCE EDUC|APCC|Apex Clearing Corporation|68
DL|CHINA DISTANCE EDUC|BARD|Robert W. Baird & Co. Incorporated|93
DL|CHINA DISTANCE EDUC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2800
DL|CHINA DISTANCE EDUC|BYXM|CBOE TRADING, INC.|40
DL|CHINA DISTANCE EDUC|BZYD|GOLDMAN SACHS & CO. LLC|300
DL|CHINA DISTANCE EDUC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5633
DL|CHINA DISTANCE EDUC|DBAB|Deutsche Bank Securities Inc.|87200
DL|CHINA DISTANCE EDUC|DBAX|Deutsche Bank Securities Inc.|1400
DL|CHINA DISTANCE EDUC|DEGS|RONIN PROFESSIONAL LLC|26
DL|CHINA DISTANCE EDUC|EBXL|EBX LLC|200
DL|CHINA DISTANCE EDUC|EGXM|CBOE TRADING, INC.|1
DL|CHINA DISTANCE EDUC|ETRS|E*Trade Securities LLC|7121
DL|CHINA DISTANCE EDUC|FILL|Tradestation Securities, Inc.|1300
DL|CHINA DISTANCE EDUC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1232
DL|CHINA DISTANCE EDUC|FTBR|Foliofn Investments, Inc.|33
DL|CHINA DISTANCE EDUC|GSCO|GOLDMAN SACHS & CO. LLC|800
DL|CHINA DISTANCE EDUC|GTSZ|GTS SECURITIES LLC|10507
DL|CHINA DISTANCE EDUC|HSBC|HSBC Securities, Inc.|100
DL|CHINA DISTANCE EDUC|IATS|INTERACTIVE BROKERS LLC|9528
DL|CHINA DISTANCE EDUC|IBKR|Interactive Brokers Llc|32171
DL|CHINA DISTANCE EDUC|INCA|INSTINET, LLC|1645
DL|CHINA DISTANCE EDUC|ITGP|ITG INC.|400
DL|CHINA DISTANCE EDUC|JEFF|JEFFERIES LLC|10507
DL|CHINA DISTANCE EDUC|JPMX|J.P. Morgan Securities LLC|7470
DL|CHINA DISTANCE EDUC|KCGM|VIRTU Americas LLC|1825
DL|CHINA DISTANCE EDUC|LEHM|Barclays Capital Inc./Le|2003
DL|CHINA DISTANCE EDUC|LIME|Lime Brokerage LLC|710
DL|CHINA DISTANCE EDUC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DL|CHINA DISTANCE EDUC|MOTF|MOTIF INVESTING, INC.|4
DL|CHINA DISTANCE EDUC|MSCO|MORGAN STANLEY & CO. LLC|4895
DL|CHINA DISTANCE EDUC|MSPL|MORGAN STANLEY & CO. LLC|11900
DL|CHINA DISTANCE EDUC|NFSC|National Financial Services LLC|48629
DL|CHINA DISTANCE EDUC|NITE|VIRTU Americas LLC|86806
DL|CHINA DISTANCE EDUC|SBSH|Citigroup Global Markets Inc.|10
DL|CHINA DISTANCE EDUC|SGMT|GOLDMAN SACHS & CO. LLC|1044
DL|CHINA DISTANCE EDUC|TRCM|TRC MARKETS LLC|300
DL|CHINA DISTANCE EDUC|UBSA|UBS SECURITIES LLC|9048
DL|CHINA DISTANCE EDUC|UBSS|UBS Securities LLC|3777
DL|CHINA DISTANCE EDUC|VALX|VIRTU AMERICAS LLC|1524
DL|CHINA DISTANCE EDUC|VGRD|Vanguard Marketing Corporation|35
DL|CHINA DISTANCE EDUC|WCHV|WELLS FARGO SECURITIES, LLC|692
DL|CHINA DISTANCE EDUC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|192
DL|CHINA DISTANCE EDUC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
DL|CHINA DISTANCE EDUC|WSEA|WOLVERINE SECURITIES, LLC|61
DL|CHINA DISTANCE EDUC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
DLA|DELTA APPAREL INC|ALTX|Alternet Securities Inc.|291
DLA|DELTA APPAREL INC|APCC|Apex Clearing Corporation|601
DLA|DELTA APPAREL INC|BATM|CBOE TRADING, INC.|947
DLA|DELTA APPAREL INC|BAYC|BAY CREST PARTNERS, LLC|454
DLA|DELTA APPAREL INC|BAYT|BTIG, LLC|2956
DLA|DELTA APPAREL INC|BBNT|BB&T SECURITIES, LLC|1300
DLA|DELTA APPAREL INC|BERN|Sanford C. Bernstein & Co., LLC|4
DLA|DELTA APPAREL INC|BYXM|CBOE TRADING, INC.|319
DLA|DELTA APPAREL INC|BZYD|GOLDMAN SACHS & CO. LLC|1668
DLA|DELTA APPAREL INC|CANT|Cantor Fitzgerald & Co.|825
DLA|DELTA APPAREL INC|CIST|Capital Institutional Services, Inc.|1077
DLA|DELTA APPAREL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3245
DLA|DELTA APPAREL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1215
DLA|DELTA APPAREL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|273
DLA|DELTA APPAREL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25203
DLA|DELTA APPAREL INC|CTDL|Citadel Derivatives Group Llc|765
DLA|DELTA APPAREL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|902
DLA|DELTA APPAREL INC|DBAB|Deutsche Bank Securities Inc.|5516
DLA|DELTA APPAREL INC|DBAX|Deutsche Bank Securities Inc.|6900
DLA|DELTA APPAREL INC|DEAN|MORGAN STANLEY|134
DLA|DELTA APPAREL INC|DEGS|RONIN PROFESSIONAL LLC|2138
DLA|DELTA APPAREL INC|EBXL|EBX LLC|8900
DLA|DELTA APPAREL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|184
DLA|DELTA APPAREL INC|EDJO|Edward D. Jones & Co., L.P.|749
DLA|DELTA APPAREL INC|EGAM|CBOE TRADING, INC.|173
DLA|DELTA APPAREL INC|EGXM|CBOE TRADING, INC.|3
DLA|DELTA APPAREL INC|ETRS|E*Trade Securities LLC|1559
DLA|DELTA APPAREL INC|FILL|Tradestation Securities, Inc.|200
DLA|DELTA APPAREL INC|FINX|FINTECH SECURITIES|500
DLA|DELTA APPAREL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5977
DLA|DELTA APPAREL INC|FTBR|Foliofn Investments, Inc.|2092
DLA|DELTA APPAREL INC|GLPX|ACS EXECUTION SERVICES, LLC|651
DLA|DELTA APPAREL INC|GSCO|GOLDMAN SACHS & CO. LLC|50445
DLA|DELTA APPAREL INC|GSCS|GOLDMAN SACHS & CO. LLC|8744
DLA|DELTA APPAREL INC|GSLT|GOLDMAN SACHS & CO. LLC|73
DLA|DELTA APPAREL INC|GTSZ|GTS SECURITIES LLC|17416
DLA|DELTA APPAREL INC|HRBF|American Enterprise Investment Services Inc.|600
DLA|DELTA APPAREL INC|IATS|INTERACTIVE BROKERS LLC|2963
DLA|DELTA APPAREL INC|IBKR|Interactive Brokers Llc|15787
DLA|DELTA APPAREL INC|ICBX|INSTINET, LLC|13980
DLA|DELTA APPAREL INC|IEQY|CITADEL SECURITIES LLC|686
DLA|DELTA APPAREL INC|INCA|INSTINET, LLC|5261
DLA|DELTA APPAREL INC|ITGI|ITG Inc.|9551
DLA|DELTA APPAREL INC|ITGP|ITG INC.|18400
DLA|DELTA APPAREL INC|JEFF|JEFFERIES LLC|546
DLA|DELTA APPAREL INC|JPBX|J.P. MORGAN SECURITIES LLC|400
DLA|DELTA APPAREL INC|JPMX|J.P. Morgan Securities LLC|17040
DLA|DELTA APPAREL INC|JSJX|JANE STREET CAPITAL LLC|51
DLA|DELTA APPAREL INC|KCGM|VIRTU Americas LLC|222
DLA|DELTA APPAREL INC|LEHM|Barclays Capital Inc./Le|5040
DLA|DELTA APPAREL INC|LIME|Lime Brokerage LLC|2017
DLA|DELTA APPAREL INC|LQNA|LIQUIDNET, INC.|3300
DLA|DELTA APPAREL INC|MBTS|ALLY INVEST SECURITIES LLC|850
DLA|DELTA APPAREL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
DLA|DELTA APPAREL INC|MSCO|MORGAN STANLEY & CO. LLC|26478
DLA|DELTA APPAREL INC|MSPL|MORGAN STANLEY & CO. LLC|12200
DLA|DELTA APPAREL INC|MSTX|MORGAN STANLEY & CO. LLC|4300
DLA|DELTA APPAREL INC|NEUB|NEUBERGER BERMAN BD LLC|1000
DLA|DELTA APPAREL INC|NFSC|National Financial Services LLC|24251
DLA|DELTA APPAREL INC|NITE|VIRTU Americas LLC|45907
DLA|DELTA APPAREL INC|OPCO|Oppenheimer & Co. Inc.|41
DLA|DELTA APPAREL INC|PDQM|CODA MARKETS, INC.|1762
DLA|DELTA APPAREL INC|RBCM|RBC CAPITAL MARKETS, LLC|610
DLA|DELTA APPAREL INC|ROBT|Robotti & Company, LLC|695
DLA|DELTA APPAREL INC|ROTH|Roth Capital Partners, LLC|100
DLA|DELTA APPAREL INC|SBSH|Citigroup Global Markets Inc.|2448
DLA|DELTA APPAREL INC|SGMT|GOLDMAN SACHS & CO. LLC|2596
DLA|DELTA APPAREL INC|SWIM|TD Ameritrade, Inc.|15536
DLA|DELTA APPAREL INC|TKNG|ALLY INVEST SECURITIES LLC|300
DLA|DELTA APPAREL INC|TRBT|Tradebot Systems, Inc.|1083
DLA|DELTA APPAREL INC|TRCM|TRC MARKETS LLC|223
DLA|DELTA APPAREL INC|UBSA|UBS SECURITIES LLC|40092
DLA|DELTA APPAREL INC|UBSS|UBS Securities LLC|23556
DLA|DELTA APPAREL INC|VALX|VIRTU AMERICAS LLC|2704
DLA|DELTA APPAREL INC|VGRD|Vanguard Marketing Corporation|1594
DLA|DELTA APPAREL INC|WCHV|WELLS FARGO SECURITIES, LLC|9761
DLA|DELTA APPAREL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|536
DLA|DELTA APPAREL INC|WSEA|WOLVERINE SECURITIES, LLC|183
DLA|DELTA APPAREL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1526
DLA|DELTA APPAREL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|203
DLB|DOLBY LABORATORIES|ADAM|CANACCORD GENUITY INC.|17950
DLB|DOLBY LABORATORIES|ALTX|Alternet Securities Inc.|7207
DLB|DOLBY LABORATORIES|APCC|Apex Clearing Corporation|39
DLB|DOLBY LABORATORIES|BANK|Primevest Financial Services, Inc.|59
DLB|DOLBY LABORATORIES|BARD|Robert W. Baird & Co. Incorporated|362
DLB|DOLBY LABORATORIES|BATM|CBOE TRADING, INC.|3625
DLB|DOLBY LABORATORIES|BAYC|BAY CREST PARTNERS, LLC|70
DLB|DOLBY LABORATORIES|BAYT|BTIG, LLC|200
DLB|DOLBY LABORATORIES|BBNT|BB&T SECURITIES, LLC|755
DLB|DOLBY LABORATORIES|BERN|Sanford C. Bernstein & Co., LLC|13929
DLB|DOLBY LABORATORIES|BIDS|BIDS TRADING L.P.|1100
DLB|DOLBY LABORATORIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3454
DLB|DOLBY LABORATORIES|BNPX|BNP PARIBAS SECURITIES CORP.|16276
DLB|DOLBY LABORATORIES|BTIG|BTIG, LLC|3280
DLB|DOLBY LABORATORIES|BYXM|CBOE TRADING, INC.|1039
DLB|DOLBY LABORATORIES|BZYD|GOLDMAN SACHS & CO. LLC|1100
DLB|DOLBY LABORATORIES|CABR|Cabrera Capital Markets, Inc.|25
DLB|DOLBY LABORATORIES|CANT|Cantor Fitzgerald & Co.|1400
DLB|DOLBY LABORATORIES|CHAS|Charles Schwab & Co., Inc.|1976
DLB|DOLBY LABORATORIES|CIST|Capital Institutional Services, Inc.|25783
DLB|DOLBY LABORATORIES|CNFR|Cowen Prime Services LLC|2100
DLB|DOLBY LABORATORIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74547
DLB|DOLBY LABORATORIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2424
DLB|DOLBY LABORATORIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24
DLB|DOLBY LABORATORIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115260
DLB|DOLBY LABORATORIES|CTDL|Citadel Derivatives Group Llc|5080
DLB|DOLBY LABORATORIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|5664
DLB|DOLBY LABORATORIES|DADA|D.A. Davidson & Co.|333
DLB|DOLBY LABORATORIES|DBAB|Deutsche Bank Securities Inc.|85010
DLB|DOLBY LABORATORIES|DBAX|Deutsche Bank Securities Inc.|161600
DLB|DOLBY LABORATORIES|DCHF|Dart Executions, LLC|177
DLB|DOLBY LABORATORIES|DEAN|MORGAN STANLEY|12216
DLB|DOLBY LABORATORIES|DEGS|RONIN PROFESSIONAL LLC|100
DLB|DOLBY LABORATORIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
DLB|DOLBY LABORATORIES|DOTC|Dougherty & Company LLC|33182
DLB|DOLBY LABORATORIES|EBXL|EBX LLC|48100
DLB|DOLBY LABORATORIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|409
DLB|DOLBY LABORATORIES|EDJO|Edward D. Jones & Co., L.P.|18127
DLB|DOLBY LABORATORIES|EGAM|CBOE TRADING, INC.|8664
DLB|DOLBY LABORATORIES|EGAW|CBOE TRADING, INC.|62
DLB|DOLBY LABORATORIES|EGMT|EG MARKET TECHNOLOGIES LLC|391
DLB|DOLBY LABORATORIES|EGXM|CBOE TRADING, INC.|524
DLB|DOLBY LABORATORIES|ETBE|Electronic Transaction Clearing, Inc.|3965
DLB|DOLBY LABORATORIES|ETCC|Electronic Transaction Clearing, Inc.|630
DLB|DOLBY LABORATORIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7608
DLB|DOLBY LABORATORIES|ETRS|E*Trade Securities LLC|36888
DLB|DOLBY LABORATORIES|FIDT|Fidelity Clearing Canada ULC./ CDS|2
DLB|DOLBY LABORATORIES|FILL|Tradestation Securities, Inc.|500
DLB|DOLBY LABORATORIES|FINX|FINTECH SECURITIES|300
DLB|DOLBY LABORATORIES|FMAF|NBCN Inc./ CDS|1
DLB|DOLBY LABORATORIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1401
DLB|DOLBY LABORATORIES|FQLS|Quantlab Securities LP|122201
DLB|DOLBY LABORATORIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78957
DLB|DOLBY LABORATORIES|FTBR|Foliofn Investments, Inc.|623
DLB|DOLBY LABORATORIES|GEBB|GLOBAL EXECUTION BROKERS, LP|952
DLB|DOLBY LABORATORIES|GLPX|ACS EXECUTION SERVICES, LLC|22593
DLB|DOLBY LABORATORIES|GSCO|GOLDMAN SACHS & CO. LLC|209612
DLB|DOLBY LABORATORIES|GSCS|GOLDMAN SACHS & CO. LLC|710
DLB|DOLBY LABORATORIES|GSLT|GOLDMAN SACHS & CO. LLC|2767
DLB|DOLBY LABORATORIES|GTSZ|GTS SECURITIES LLC|87672
DLB|DOLBY LABORATORIES|HRBF|American Enterprise Investment Services Inc.|5062
DLB|DOLBY LABORATORIES|IATS|INTERACTIVE BROKERS LLC|1717
DLB|DOLBY LABORATORIES|IBKR|Interactive Brokers Llc|4283
DLB|DOLBY LABORATORIES|ICBX|INSTINET, LLC|10800
DLB|DOLBY LABORATORIES|INCA|INSTINET, LLC|92535
DLB|DOLBY LABORATORIES|INJX|INSTINET, LLC|282
DLB|DOLBY LABORATORIES|ITGI|ITG Inc.|19344
DLB|DOLBY LABORATORIES|ITGP|ITG INC.|41800
DLB|DOLBY LABORATORIES|JANY|Janney Montgomery Scott Inc.|1475
DLB|DOLBY LABORATORIES|JEFF|JEFFERIES LLC|19253
DLB|DOLBY LABORATORIES|JMPT|JUMP TRADING, LLC|23535
DLB|DOLBY LABORATORIES|JPBX|J.P. MORGAN SECURITIES LLC|5026
DLB|DOLBY LABORATORIES|JPMX|J.P. Morgan Securities LLC|108748
DLB|DOLBY LABORATORIES|JSJX|JANE STREET CAPITAL LLC|12405
DLB|DOLBY LABORATORIES|KCGM|VIRTU Americas LLC|10851
DLB|DOLBY LABORATORIES|LEHM|Barclays Capital Inc./Le|252225
DLB|DOLBY LABORATORIES|LIME|Lime Brokerage LLC|4531
DLB|DOLBY LABORATORIES|LOOP|Loop Capital Markets LLC|400
DLB|DOLBY LABORATORIES|LQNA|LIQUIDNET, INC.|13900
DLB|DOLBY LABORATORIES|LSCI|Lek Securities Corporation|7
DLB|DOLBY LABORATORIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28158
DLB|DOLBY LABORATORIES|MOTF|MOTIF INVESTING, INC.|2
DLB|DOLBY LABORATORIES|MSCO|MORGAN STANLEY & CO. LLC|504889
DLB|DOLBY LABORATORIES|MSPL|MORGAN STANLEY & CO. LLC|106800
DLB|DOLBY LABORATORIES|MSTX|MORGAN STANLEY & CO. LLC|26000
DLB|DOLBY LABORATORIES|NFSC|National Financial Services LLC|36234
DLB|DOLBY LABORATORIES|NITE|VIRTU Americas LLC|102685
DLB|DOLBY LABORATORIES|NQRB|Brut, LLC|2431
DLB|DOLBY LABORATORIES|OPCO|Oppenheimer & Co. Inc.|367
DLB|DOLBY LABORATORIES|PCFF|Pacific International Securities Inc./CDS|5
DLB|DOLBY LABORATORIES|PDQM|CODA MARKETS, INC.|167681
DLB|DOLBY LABORATORIES|RBCM|RBC CAPITAL MARKETS, LLC|4151
DLB|DOLBY LABORATORIES|SAGL|SAGETRADER, LLC|119
DLB|DOLBY LABORATORIES|SALI|INTL FCSTONE FINANCIAL INC.|17
DLB|DOLBY LABORATORIES|SBSH|Citigroup Global Markets Inc.|27616
DLB|DOLBY LABORATORIES|SGMT|GOLDMAN SACHS & CO. LLC|30072
DLB|DOLBY LABORATORIES|SJLS|TRADE INFORMATICS LLC|100
DLB|DOLBY LABORATORIES|SPDR|SPEEDROUTE LLC|15700
DLB|DOLBY LABORATORIES|SPHN|Stephens Inc.|32
DLB|DOLBY LABORATORIES|STFL|Stifel, Nicolaus & Company, Incorporated|2083
DLB|DOLBY LABORATORIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2430
DLB|DOLBY LABORATORIES|SWIM|TD Ameritrade, Inc.|6
DLB|DOLBY LABORATORIES|TKNG|ALLY INVEST SECURITIES LLC|20
DLB|DOLBY LABORATORIES|TRBT|Tradebot Systems, Inc.|63626
DLB|DOLBY LABORATORIES|TRCM|TRC MARKETS LLC|37181
DLB|DOLBY LABORATORIES|UBSA|UBS SECURITIES LLC|461849
DLB|DOLBY LABORATORIES|UBSS|UBS Securities LLC|986759
DLB|DOLBY LABORATORIES|VALX|VIRTU AMERICAS LLC|12517
DLB|DOLBY LABORATORIES|VGRD|Vanguard Marketing Corporation|856
DLB|DOLBY LABORATORIES|VNDM|Wall Street Access|2805
DLB|DOLBY LABORATORIES|WBLR|WILLIAM BLAIR|8741
DLB|DOLBY LABORATORIES|WBPX|SUMMIT SECURITIES GROUP, LLC|205
DLB|DOLBY LABORATORIES|WCHV|WELLS FARGO SECURITIES, LLC|49095
DLB|DOLBY LABORATORIES|WEDB|WEDBUSH SECURITIES INC.|605
DLB|DOLBY LABORATORIES|WEED|Weeden & Co.L.P.|500
DLB|DOLBY LABORATORIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3757
DLB|DOLBY LABORATORIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3264
DLB|DOLBY LABORATORIES|WFPB|Wells Fargo Securities, LLC.|797
DLB|DOLBY LABORATORIES|WSEA|WOLVERINE SECURITIES, LLC|900
DLB|DOLBY LABORATORIES|XIST|INSTINET, LLC|10600
DLB|DOLBY LABORATORIES|XPQR|Jump Trading|3435
DLB|DOLBY LABORATORIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|7364
DLB|DOLBY LABORATORIES|YKNA|COMHAR CAPITAL MARKETS, LLC|790
DLB|DOLBY LABORATORIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|391
DLBR|VELOCITYSHS SHT LIBO|NFSC|National Financial Services LLC|100
DLBS|IPATH LONG BOND BEAR|APCC|Apex Clearing Corporation|6
DLBS|IPATH LONG BOND BEAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|779
DLBS|IPATH LONG BOND BEAR|CANT|Cantor Fitzgerald & Co.|150
DLBS|IPATH LONG BOND BEAR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|472
DLBS|IPATH LONG BOND BEAR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1936
DLBS|IPATH LONG BOND BEAR|EBXL|EBX LLC|200
DLBS|IPATH LONG BOND BEAR|ETRS|E*Trade Securities LLC|3369
DLBS|IPATH LONG BOND BEAR|FOMA|TD AMERITRADE CLEARING, INC.|18406
DLBS|IPATH LONG BOND BEAR|GLPX|ACS EXECUTION SERVICES, LLC|100
DLBS|IPATH LONG BOND BEAR|IBKR|Interactive Brokers Llc|1250
DLBS|IPATH LONG BOND BEAR|INCA|INSTINET, LLC|804
DLBS|IPATH LONG BOND BEAR|ITGI|ITG Inc.|200
DLBS|IPATH LONG BOND BEAR|JSJX|JANE STREET CAPITAL LLC|100
DLBS|IPATH LONG BOND BEAR|KCGM|VIRTU Americas LLC|400
DLBS|IPATH LONG BOND BEAR|LIME|Lime Brokerage LLC|2230
DLBS|IPATH LONG BOND BEAR|MOTF|MOTIF INVESTING, INC.|1
DLBS|IPATH LONG BOND BEAR|MSCO|MORGAN STANLEY & CO. LLC|987
DLBS|IPATH LONG BOND BEAR|NFSC|National Financial Services LLC|4024
DLBS|IPATH LONG BOND BEAR|NITE|VIRTU Americas LLC|7358
DLBS|IPATH LONG BOND BEAR|NITP|VIRTU Americas LLC|3172
DLBS|IPATH LONG BOND BEAR|PDQM|CODA MARKETS, INC.|100
DLBS|IPATH LONG BOND BEAR|TRCM|TRC MARKETS LLC|97
DLBS|IPATH LONG BOND BEAR|UBSA|UBS SECURITIES LLC|300
DLBS|IPATH LONG BOND BEAR|UBSS|UBS Securities LLC|187
DLBS|IPATH LONG BOND BEAR|VGRD|Vanguard Marketing Corporation|303
DLBS|IPATH LONG BOND BEAR|VSIN|Vision Financial Markets Llc|145
DLBS|IPATH LONG BOND BEAR|WGIF|CIBC World Markets Inc.|25
DLBS|IPATH LONG BOND BEAR|WSEA|WOLVERINE SECURITIES, LLC|2
DLHC|DLH HOLDINGS CORP.|BATM|CBOE TRADING, INC.|100
DLHC|DLH HOLDINGS CORP.|CANT|Cantor Fitzgerald & Co.|193
DLHC|DLH HOLDINGS CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
DLHC|DLH HOLDINGS CORP.|DBAB|Deutsche Bank Securities Inc.|300
DLHC|DLH HOLDINGS CORP.|DBAX|Deutsche Bank Securities Inc.|100
DLHC|DLH HOLDINGS CORP.|EBXL|EBX LLC|800
DLHC|DLH HOLDINGS CORP.|ETRS|E*Trade Securities LLC|200
DLHC|DLH HOLDINGS CORP.|FOMA|TD AMERITRADE CLEARING, INC.|3754
DLHC|DLH HOLDINGS CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
DLHC|DLH HOLDINGS CORP.|FTBR|Foliofn Investments, Inc.|1158
DLHC|DLH HOLDINGS CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|249
DLHC|DLH HOLDINGS CORP.|GSCO|GOLDMAN SACHS & CO. LLC|4
DLHC|DLH HOLDINGS CORP.|GSLT|GOLDMAN SACHS & CO. LLC|100
DLHC|DLH HOLDINGS CORP.|GTSZ|GTS SECURITIES LLC|501
DLHC|DLH HOLDINGS CORP.|IBKR|Interactive Brokers Llc|1465
DLHC|DLH HOLDINGS CORP.|ICBX|INSTINET, LLC|200
DLHC|DLH HOLDINGS CORP.|INCA|INSTINET, LLC|7643
DLHC|DLH HOLDINGS CORP.|INJX|INSTINET, LLC|1666
DLHC|DLH HOLDINGS CORP.|ITGI|ITG Inc.|1000
DLHC|DLH HOLDINGS CORP.|JEFF|JEFFERIES LLC|8072
DLHC|DLH HOLDINGS CORP.|JONE|JonesTrading|359026
DLHC|DLH HOLDINGS CORP.|LEHM|Barclays Capital Inc./Le|611
DLHC|DLH HOLDINGS CORP.|LIME|Lime Brokerage LLC|10171
DLHC|DLH HOLDINGS CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
DLHC|DLH HOLDINGS CORP.|MSCO|MORGAN STANLEY & CO. LLC|6074
DLHC|DLH HOLDINGS CORP.|MSPL|MORGAN STANLEY & CO. LLC|1300
DLHC|DLH HOLDINGS CORP.|NFSC|National Financial Services LLC|6224
DLHC|DLH HOLDINGS CORP.|NITE|VIRTU Americas LLC|28839
DLHC|DLH HOLDINGS CORP.|PDQM|CODA MARKETS, INC.|200
DLHC|DLH HOLDINGS CORP.|SGMT|GOLDMAN SACHS & CO. LLC|303
DLHC|DLH HOLDINGS CORP.|SPDR|SPEEDROUTE LLC|100
DLHC|DLH HOLDINGS CORP.|SWIM|TD Ameritrade, Inc.|300
DLHC|DLH HOLDINGS CORP.|TRCM|TRC MARKETS LLC|892
DLHC|DLH HOLDINGS CORP.|UBSA|UBS SECURITIES LLC|3238
DLHC|DLH HOLDINGS CORP.|UBSS|UBS Securities LLC|2761
DLHC|DLH HOLDINGS CORP.|VALX|VIRTU AMERICAS LLC|183
DLHC|DLH HOLDINGS CORP.|WSAG|WALL STREET ACCESS|100
DLHC|DLH HOLDINGS CORP.|WSEA|WOLVERINE SECURITIES, LLC|92
DLN|WISDOMTREE U.S. LARG|APCC|Apex Clearing Corporation|42
DLN|WISDOMTREE U.S. LARG|BANK|Primevest Financial Services, Inc.|4
DLN|WISDOMTREE U.S. LARG|BARD|Robert W. Baird & Co. Incorporated|7819
DLN|WISDOMTREE U.S. LARG|BATM|CBOE TRADING, INC.|328
DLN|WISDOMTREE U.S. LARG|BBNT|BB&T SECURITIES, LLC|1133
DLN|WISDOMTREE U.S. LARG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|821
DLN|WISDOMTREE U.S. LARG|CANT|Cantor Fitzgerald & Co.|2744
DLN|WISDOMTREE U.S. LARG|CHAS|Charles Schwab & Co., Inc.|2654
DLN|WISDOMTREE U.S. LARG|CIST|Capital Institutional Services, Inc.|9
DLN|WISDOMTREE U.S. LARG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
DLN|WISDOMTREE U.S. LARG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2022
DLN|WISDOMTREE U.S. LARG|CSIN|Citadel Securities Institutional LLC|41967
DLN|WISDOMTREE U.S. LARG|CTDL|Citadel Derivatives Group Llc|44337
DLN|WISDOMTREE U.S. LARG|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
DLN|WISDOMTREE U.S. LARG|DADA|D.A. Davidson & Co.|159
DLN|WISDOMTREE U.S. LARG|DAVA|Davenport & Company LLC|48
DLN|WISDOMTREE U.S. LARG|DBAX|Deutsche Bank Securities Inc.|1200
DLN|WISDOMTREE U.S. LARG|DEAN|MORGAN STANLEY|6036
DLN|WISDOMTREE U.S. LARG|EBXL|EBX LLC|6600
DLN|WISDOMTREE U.S. LARG|EDJO|Edward D. Jones & Co., L.P.|585
DLN|WISDOMTREE U.S. LARG|ETRS|E*Trade Securities LLC|3233
DLN|WISDOMTREE U.S. LARG|FILL|Tradestation Securities, Inc.|35
DLN|WISDOMTREE U.S. LARG|FINX|FINTECH SECURITIES|926
DLN|WISDOMTREE U.S. LARG|FMAF|NBCN Inc./ CDS|195
DLN|WISDOMTREE U.S. LARG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|255
DLN|WISDOMTREE U.S. LARG|FTBR|Foliofn Investments, Inc.|185
DLN|WISDOMTREE U.S. LARG|GLIS|TD Securities Inc|50
DLN|WISDOMTREE U.S. LARG|GSCO|GOLDMAN SACHS & CO. LLC|1
DLN|WISDOMTREE U.S. LARG|GSLT|GOLDMAN SACHS & CO. LLC|410
DLN|WISDOMTREE U.S. LARG|GTSZ|GTS SECURITIES LLC|548
DLN|WISDOMTREE U.S. LARG|HRBF|American Enterprise Investment Services Inc.|11894
DLN|WISDOMTREE U.S. LARG|IBKR|Interactive Brokers Llc|805
DLN|WISDOMTREE U.S. LARG|ICBX|INSTINET, LLC|15300
DLN|WISDOMTREE U.S. LARG|INCA|INSTINET, LLC|400
DLN|WISDOMTREE U.S. LARG|ITGI|ITG Inc.|155
DLN|WISDOMTREE U.S. LARG|ITGP|ITG INC.|3400
DLN|WISDOMTREE U.S. LARG|JANY|Janney Montgomery Scott Inc.|1206
DLN|WISDOMTREE U.S. LARG|JPMX|J.P. Morgan Securities LLC|600
DLN|WISDOMTREE U.S. LARG|JSJX|JANE STREET CAPITAL LLC|45793
DLN|WISDOMTREE U.S. LARG|KCGM|VIRTU Americas LLC|1100
DLN|WISDOMTREE U.S. LARG|LEHM|Barclays Capital Inc./Le|5425
DLN|WISDOMTREE U.S. LARG|LIME|Lime Brokerage LLC|13130
DLN|WISDOMTREE U.S. LARG|LSCI|Lek Securities Corporation|3
DLN|WISDOMTREE U.S. LARG|MAXM|Maxim Group LLC|120
DLN|WISDOMTREE U.S. LARG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
DLN|WISDOMTREE U.S. LARG|MOTF|MOTIF INVESTING, INC.|1
DLN|WISDOMTREE U.S. LARG|MSCO|MORGAN STANLEY & CO. LLC|44351
DLN|WISDOMTREE U.S. LARG|MSPL|MORGAN STANLEY & CO. LLC|300
DLN|WISDOMTREE U.S. LARG|NFSC|National Financial Services LLC|30003
DLN|WISDOMTREE U.S. LARG|NITE|VIRTU Americas LLC|40419
DLN|WISDOMTREE U.S. LARG|OPCO|Oppenheimer & Co. Inc.|3
DLN|WISDOMTREE U.S. LARG|PWJC|UBS Financial Services, Inc.|479
DLN|WISDOMTREE U.S. LARG|RBCM|RBC CAPITAL MARKETS, LLC|4856
DLN|WISDOMTREE U.S. LARG|SBSH|Citigroup Global Markets Inc.|3226
DLN|WISDOMTREE U.S. LARG|SGMT|GOLDMAN SACHS & CO. LLC|1400
DLN|WISDOMTREE U.S. LARG|STFL|Stifel, Nicolaus & Company, Incorporated|657
DLN|WISDOMTREE U.S. LARG|SWIM|TD Ameritrade, Inc.|200
DLN|WISDOMTREE U.S. LARG|SWST|Hilltop Securities Inc.|671
DLN|WISDOMTREE U.S. LARG|TKNG|ALLY INVEST SECURITIES LLC|11
DLN|WISDOMTREE U.S. LARG|TRCM|TRC MARKETS LLC|184
DLN|WISDOMTREE U.S. LARG|UBSA|UBS SECURITIES LLC|15121
DLN|WISDOMTREE U.S. LARG|UBSS|UBS Securities LLC|62051
DLN|WISDOMTREE U.S. LARG|VGRD|Vanguard Marketing Corporation|347
DLN|WISDOMTREE U.S. LARG|WBLR|WILLIAM BLAIR|100
DLN|WISDOMTREE U.S. LARG|WCHV|WELLS FARGO SECURITIES, LLC|13549
DLN|WISDOMTREE U.S. LARG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|197
DLN|WISDOMTREE U.S. LARG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2709
DLN|WISDOMTREE U.S. LARG|WSEA|WOLVERINE SECURITIES, LLC|238
DLN|WISDOMTREE U.S. LARG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10642
DLNG|DYNAGAS LNG PARTNERS|APCC|Apex Clearing Corporation|206
DLNG|DYNAGAS LNG PARTNERS|BANK|Primevest Financial Services, Inc.|1
DLNG|DYNAGAS LNG PARTNERS|BARD|Robert W. Baird & Co. Incorporated|450
DLNG|DYNAGAS LNG PARTNERS|BATM|CBOE TRADING, INC.|301
DLNG|DYNAGAS LNG PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1050
DLNG|DYNAGAS LNG PARTNERS|BZYD|GOLDMAN SACHS & CO. LLC|300
DLNG|DYNAGAS LNG PARTNERS|CHAS|Charles Schwab & Co., Inc.|40
DLNG|DYNAGAS LNG PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600
DLNG|DYNAGAS LNG PARTNERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
DLNG|DYNAGAS LNG PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9064
DLNG|DYNAGAS LNG PARTNERS|CTDL|Citadel Derivatives Group Llc|490
DLNG|DYNAGAS LNG PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|438
DLNG|DYNAGAS LNG PARTNERS|DAVA|Davenport & Company LLC|350
DLNG|DYNAGAS LNG PARTNERS|DBAB|Deutsche Bank Securities Inc.|8600
DLNG|DYNAGAS LNG PARTNERS|DBAX|Deutsche Bank Securities Inc.|3100
DLNG|DYNAGAS LNG PARTNERS|DEAN|MORGAN STANLEY|1963
DLNG|DYNAGAS LNG PARTNERS|DEGS|RONIN PROFESSIONAL LLC|449
DLNG|DYNAGAS LNG PARTNERS|EBXL|EBX LLC|3900
DLNG|DYNAGAS LNG PARTNERS|EDJO|Edward D. Jones & Co., L.P.|465
DLNG|DYNAGAS LNG PARTNERS|EGAM|CBOE TRADING, INC.|1200
DLNG|DYNAGAS LNG PARTNERS|EGMT|EG MARKET TECHNOLOGIES LLC|100
DLNG|DYNAGAS LNG PARTNERS|EGXM|CBOE TRADING, INC.|76
DLNG|DYNAGAS LNG PARTNERS|ETBE|Electronic Transaction Clearing, Inc.|100
DLNG|DYNAGAS LNG PARTNERS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
DLNG|DYNAGAS LNG PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|310
DLNG|DYNAGAS LNG PARTNERS|ETRS|E*Trade Securities LLC|45414
DLNG|DYNAGAS LNG PARTNERS|FILL|Tradestation Securities, Inc.|300
DLNG|DYNAGAS LNG PARTNERS|FMAF|NBCN Inc./ CDS|3375
DLNG|DYNAGAS LNG PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10038
DLNG|DYNAGAS LNG PARTNERS|FTBR|Foliofn Investments, Inc.|477
DLNG|DYNAGAS LNG PARTNERS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
DLNG|DYNAGAS LNG PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|4652
DLNG|DYNAGAS LNG PARTNERS|GSCS|GOLDMAN SACHS & CO. LLC|1700
DLNG|DYNAGAS LNG PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|600
DLNG|DYNAGAS LNG PARTNERS|GTSZ|GTS SECURITIES LLC|792
DLNG|DYNAGAS LNG PARTNERS|HRBF|American Enterprise Investment Services Inc.|3799
DLNG|DYNAGAS LNG PARTNERS|IATS|INTERACTIVE BROKERS LLC|13055
DLNG|DYNAGAS LNG PARTNERS|IBKR|Interactive Brokers Llc|18665
DLNG|DYNAGAS LNG PARTNERS|ICBX|INSTINET, LLC|7804
DLNG|DYNAGAS LNG PARTNERS|INCA|INSTINET, LLC|22001
DLNG|DYNAGAS LNG PARTNERS|ITGI|ITG Inc.|1417
DLNG|DYNAGAS LNG PARTNERS|ITGP|ITG INC.|4200
DLNG|DYNAGAS LNG PARTNERS|JMPT|JUMP TRADING, LLC|333
DLNG|DYNAGAS LNG PARTNERS|JPMX|J.P. Morgan Securities LLC|10161
DLNG|DYNAGAS LNG PARTNERS|JSJX|JANE STREET CAPITAL LLC|2802
DLNG|DYNAGAS LNG PARTNERS|KCGM|VIRTU Americas LLC|610
DLNG|DYNAGAS LNG PARTNERS|LEHM|Barclays Capital Inc./Le|20433
DLNG|DYNAGAS LNG PARTNERS|LGNT|COR CLEARING LLC|350
DLNG|DYNAGAS LNG PARTNERS|LIME|Lime Brokerage LLC|4862
DLNG|DYNAGAS LNG PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
DLNG|DYNAGAS LNG PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|32874
DLNG|DYNAGAS LNG PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|3700
DLNG|DYNAGAS LNG PARTNERS|NFSC|National Financial Services LLC|94380
DLNG|DYNAGAS LNG PARTNERS|NITE|VIRTU Americas LLC|285931
DLNG|DYNAGAS LNG PARTNERS|NQRB|Brut, LLC|8934
DLNG|DYNAGAS LNG PARTNERS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
DLNG|DYNAGAS LNG PARTNERS|PCPT|PHILLIP CAPITAL INC.|490
DLNG|DYNAGAS LNG PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|6250
DLNG|DYNAGAS LNG PARTNERS|RGLD|Regal Securities, Inc|200
DLNG|DYNAGAS LNG PARTNERS|SBSH|Citigroup Global Markets Inc.|5596
DLNG|DYNAGAS LNG PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|3006
DLNG|DYNAGAS LNG PARTNERS|SPDR|SPEEDROUTE LLC|700
DLNG|DYNAGAS LNG PARTNERS|SPHN|Stephens Inc.|1100
DLNG|DYNAGAS LNG PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|17674
DLNG|DYNAGAS LNG PARTNERS|SWIM|TD Ameritrade, Inc.|22978
DLNG|DYNAGAS LNG PARTNERS|SWST|Hilltop Securities Inc.|200
DLNG|DYNAGAS LNG PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|940
DLNG|DYNAGAS LNG PARTNERS|TRCM|TRC MARKETS LLC|200
DLNG|DYNAGAS LNG PARTNERS|UBSA|UBS SECURITIES LLC|20166
DLNG|DYNAGAS LNG PARTNERS|UBSS|UBS Securities LLC|79225
DLNG|DYNAGAS LNG PARTNERS|VALX|VIRTU AMERICAS LLC|700
DLNG|DYNAGAS LNG PARTNERS|VGRD|Vanguard Marketing Corporation|21975
DLNG|DYNAGAS LNG PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|41463
DLNG|DYNAGAS LNG PARTNERS|WEDB|WEDBUSH SECURITIES INC.|200
DLNG|DYNAGAS LNG PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1063
DLNG|DYNAGAS LNG PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10255
DLNG|DYNAGAS LNG PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|3630
DLNG|DYNAGAS LNG PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|690
DLNG|DYNAGAS LNG PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3117
DLNG$A|DYNAGAS LNG PFD A|BATM|CBOE TRADING, INC.|299
DLNG$A|DYNAGAS LNG PFD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
DLNG$A|DYNAGAS LNG PFD A|DBAX|Deutsche Bank Securities Inc.|100
DLNG$A|DYNAGAS LNG PFD A|DEAN|MORGAN STANLEY|1855
DLNG$A|DYNAGAS LNG PFD A|EBXL|EBX LLC|100
DLNG$A|DYNAGAS LNG PFD A|ETRS|E*Trade Securities LLC|3381
DLNG$A|DYNAGAS LNG PFD A|GSCS|GOLDMAN SACHS & CO. LLC|130
DLNG$A|DYNAGAS LNG PFD A|HRBF|American Enterprise Investment Services Inc.|779
DLNG$A|DYNAGAS LNG PFD A|IATS|INTERACTIVE BROKERS LLC|1028
DLNG$A|DYNAGAS LNG PFD A|IBKR|Interactive Brokers Llc|500
DLNG$A|DYNAGAS LNG PFD A|INCA|INSTINET, LLC|493
DLNG$A|DYNAGAS LNG PFD A|LEHM|Barclays Capital Inc./Le|200
DLNG$A|DYNAGAS LNG PFD A|LIME|Lime Brokerage LLC|31
DLNG$A|DYNAGAS LNG PFD A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1216
DLNG$A|DYNAGAS LNG PFD A|MSCO|MORGAN STANLEY & CO. LLC|162
DLNG$A|DYNAGAS LNG PFD A|NFSC|National Financial Services LLC|8516
DLNG$A|DYNAGAS LNG PFD A|NITE|VIRTU Americas LLC|16020
DLNG$A|DYNAGAS LNG PFD A|RBCM|RBC CAPITAL MARKETS, LLC|2500
DLNG$A|DYNAGAS LNG PFD A|SBSH|Citigroup Global Markets Inc.|21
DLNG$A|DYNAGAS LNG PFD A|STFL|Stifel, Nicolaus & Company, Incorporated|2085
DLNG$A|DYNAGAS LNG PFD A|SWIM|TD Ameritrade, Inc.|550
DLNG$A|DYNAGAS LNG PFD A|UBSA|UBS SECURITIES LLC|967
DLNG$A|DYNAGAS LNG PFD A|UBSS|UBS Securities LLC|2376
DLNG$A|DYNAGAS LNG PFD A|VGRD|Vanguard Marketing Corporation|230
DLNG$A|DYNAGAS LNG PFD A|WCHV|WELLS FARGO SECURITIES, LLC|1090
DLPH|DELPHI TECNLGS|AGIS|Aegis Capital Corp.|3
DLPH|DELPHI TECNLGS|ALTX|Alternet Securities Inc.|13790
DLPH|DELPHI TECNLGS|ANOS|ABEL/NOSER, L.L.C.|8890
DLPH|DELPHI TECNLGS|APCC|Apex Clearing Corporation|453
DLPH|DELPHI TECNLGS|BANK|Primevest Financial Services, Inc.|32
DLPH|DELPHI TECNLGS|BARD|Robert W. Baird & Co. Incorporated|29253
DLPH|DELPHI TECNLGS|BATM|CBOE TRADING, INC.|10708
DLPH|DELPHI TECNLGS|BAYC|BAY CREST PARTNERS, LLC|3200
DLPH|DELPHI TECNLGS|BBNT|BB&T SECURITIES, LLC|6456
DLPH|DELPHI TECNLGS|BERN|Sanford C. Bernstein & Co., LLC|175412
DLPH|DELPHI TECNLGS|BIDS|BIDS TRADING L.P.|700
DLPH|DELPHI TECNLGS|BIMI|Banca IMI Securities Corp.|243
DLPH|DELPHI TECNLGS|BKCM|BNY Mellon Capital Markets LLC|18728
DLPH|DELPHI TECNLGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2089
DLPH|DELPHI TECNLGS|BLKX|INSTINET, LLC|311900
DLPH|DELPHI TECNLGS|BNPX|BNP PARIBAS SECURITIES CORP.|3567
DLPH|DELPHI TECNLGS|BRVL|BLAYLOCK VAN, LLC|100
DLPH|DELPHI TECNLGS|BTIG|BTIG, LLC|2546
DLPH|DELPHI TECNLGS|BYXM|CBOE TRADING, INC.|2382
DLPH|DELPHI TECNLGS|CABR|Cabrera Capital Markets, Inc.|275
DLPH|DELPHI TECNLGS|CANT|Cantor Fitzgerald & Co.|209
DLPH|DELPHI TECNLGS|CHAS|Charles Schwab & Co., Inc.|5236
DLPH|DELPHI TECNLGS|CHDN|CHARDAN CAPITAL MARKETS LLC|386
DLPH|DELPHI TECNLGS|CHLC|CHURCHILL CAPITAL USA, INC.|200
DLPH|DELPHI TECNLGS|CIBP|CIBC World Markets Corp.|66000
DLPH|DELPHI TECNLGS|CIST|Capital Institutional Services, Inc.|1392
DLPH|DELPHI TECNLGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57501
DLPH|DELPHI TECNLGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10275
DLPH|DELPHI TECNLGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7218
DLPH|DELPHI TECNLGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|625435
DLPH|DELPHI TECNLGS|CTDL|Citadel Derivatives Group Llc|3274
DLPH|DELPHI TECNLGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|130298
DLPH|DELPHI TECNLGS|DBAB|Deutsche Bank Securities Inc.|261642
DLPH|DELPHI TECNLGS|DBAX|Deutsche Bank Securities Inc.|398800
DLPH|DELPHI TECNLGS|DBUL|Deutsche Bank Securities Inc.|200
DLPH|DELPHI TECNLGS|DEAN|MORGAN STANLEY|3690
DLPH|DELPHI TECNLGS|DEGS|RONIN PROFESSIONAL LLC|3103
DLPH|DELPHI TECNLGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2085
DLPH|DELPHI TECNLGS|DRWK|DRW SECURITIES, L.L.C.|201
DLPH|DELPHI TECNLGS|EBXL|EBX LLC|181500
DLPH|DELPHI TECNLGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|15382
DLPH|DELPHI TECNLGS|EDJO|Edward D. Jones & Co., L.P.|8190
DLPH|DELPHI TECNLGS|EGAM|CBOE TRADING, INC.|20570
DLPH|DELPHI TECNLGS|EGAW|CBOE TRADING, INC.|357
DLPH|DELPHI TECNLGS|EGMT|EG MARKET TECHNOLOGIES LLC|567
DLPH|DELPHI TECNLGS|EGXM|CBOE TRADING, INC.|7929
DLPH|DELPHI TECNLGS|EGXW|CBOE TRADING, INC.|203
DLPH|DELPHI TECNLGS|ETBE|Electronic Transaction Clearing, Inc.|17361
DLPH|DELPHI TECNLGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
DLPH|DELPHI TECNLGS|ETCC|Electronic Transaction Clearing, Inc.|320
DLPH|DELPHI TECNLGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35876
DLPH|DELPHI TECNLGS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|491
DLPH|DELPHI TECNLGS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
DLPH|DELPHI TECNLGS|ETRS|E*Trade Securities LLC|15657
DLPH|DELPHI TECNLGS|FBSB|U.S. Bancorp Investments, Inc.|77
DLPH|DELPHI TECNLGS|FFSI|Firstrade Securities Inc.|200
DLPH|DELPHI TECNLGS|FILL|Tradestation Securities, Inc.|1443
DLPH|DELPHI TECNLGS|FINX|FINTECH SECURITIES|511
DLPH|DELPHI TECNLGS|FMAF|NBCN Inc./ CDS|8143
DLPH|DELPHI TECNLGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34864
DLPH|DELPHI TECNLGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94805
DLPH|DELPHI TECNLGS|FTBR|Foliofn Investments, Inc.|1787
DLPH|DELPHI TECNLGS|GEBB|GLOBAL EXECUTION BROKERS, LP|1302
DLPH|DELPHI TECNLGS|GLIS|TD Securities Inc|842
DLPH|DELPHI TECNLGS|GLPX|ACS EXECUTION SERVICES, LLC|117359
DLPH|DELPHI TECNLGS|GSCO|GOLDMAN SACHS & CO. LLC|848658
DLPH|DELPHI TECNLGS|GSCS|GOLDMAN SACHS & CO. LLC|188
DLPH|DELPHI TECNLGS|GSLT|GOLDMAN SACHS & CO. LLC|4741
DLPH|DELPHI TECNLGS|GTSZ|GTS SECURITIES LLC|52718
DLPH|DELPHI TECNLGS|HRBF|American Enterprise Investment Services Inc.|3324
DLPH|DELPHI TECNLGS|HSBC|HSBC Securities, Inc.|33682
DLPH|DELPHI TECNLGS|IATS|INTERACTIVE BROKERS LLC|5890
DLPH|DELPHI TECNLGS|IBKR|Interactive Brokers Llc|7538
DLPH|DELPHI TECNLGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2484
DLPH|DELPHI TECNLGS|ICBX|INSTINET, LLC|42477
DLPH|DELPHI TECNLGS|IEQY|CITADEL SECURITIES LLC|56170
DLPH|DELPHI TECNLGS|INCA|INSTINET, LLC|203986
DLPH|DELPHI TECNLGS|INJX|INSTINET, LLC|7439
DLPH|DELPHI TECNLGS|INTL|INTL FCSTONE FINANCIAL INC.|10
DLPH|DELPHI TECNLGS|ITGI|ITG Inc.|80437
DLPH|DELPHI TECNLGS|ITGP|ITG INC.|425600
DLPH|DELPHI TECNLGS|JANY|Janney Montgomery Scott Inc.|756
DLPH|DELPHI TECNLGS|JEFF|JEFFERIES LLC|240619
DLPH|DELPHI TECNLGS|JMPT|JUMP TRADING, LLC|64266
DLPH|DELPHI TECNLGS|JONE|JonesTrading|15408
DLPH|DELPHI TECNLGS|JPBX|J.P. MORGAN SECURITIES LLC|49902
DLPH|DELPHI TECNLGS|JPMX|J.P. Morgan Securities LLC|291882
DLPH|DELPHI TECNLGS|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
DLPH|DELPHI TECNLGS|JSJX|JANE STREET CAPITAL LLC|23535
DLPH|DELPHI TECNLGS|KCGM|VIRTU Americas LLC|65630
DLPH|DELPHI TECNLGS|LEHM|Barclays Capital Inc./Le|865405
DLPH|DELPHI TECNLGS|LIME|Lime Brokerage LLC|23514
DLPH|DELPHI TECNLGS|LOOP|Loop Capital Markets LLC|3792
DLPH|DELPHI TECNLGS|LQNA|LIQUIDNET, INC.|98800
DLPH|DELPHI TECNLGS|LSCI|Lek Securities Corporation|1010
DLPH|DELPHI TECNLGS|MACQ|Macquarie Capital (USA) Inc.|4939
DLPH|DELPHI TECNLGS|MAXM|Maxim Group LLC|9984
DLPH|DELPHI TECNLGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115290
DLPH|DELPHI TECNLGS|MOTF|MOTIF INVESTING, INC.|31
DLPH|DELPHI TECNLGS|MPSG|E D & F Man Capital Markets Inc.|8499
DLPH|DELPHI TECNLGS|MSCO|MORGAN STANLEY & CO. LLC|886592
DLPH|DELPHI TECNLGS|MSPL|MORGAN STANLEY & CO. LLC|330000
DLPH|DELPHI TECNLGS|MSTX|MORGAN STANLEY & CO. LLC|139800
DLPH|DELPHI TECNLGS|NEUB|NEUBERGER BERMAN BD LLC|799
DLPH|DELPHI TECNLGS|NFSC|National Financial Services LLC|124207
DLPH|DELPHI TECNLGS|NITE|VIRTU Americas LLC|258203
DLPH|DELPHI TECNLGS|NITP|VIRTU Americas LLC|240
DLPH|DELPHI TECNLGS|NMRA|Nomura Securities International, Inc.|900
DLPH|DELPHI TECNLGS|NQRB|Brut, LLC|28097
DLPH|DELPHI TECNLGS|NTBF|BMO Nesbitt Burns Inc./CDS|3878
DLPH|DELPHI TECNLGS|NTRC|Northern Trust Securities, Inc.|3327
DLPH|DELPHI TECNLGS|OPCO|Oppenheimer & Co. Inc.|3199
DLPH|DELPHI TECNLGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1790
DLPH|DELPHI TECNLGS|PCPT|PHILLIP CAPITAL INC.|50
DLPH|DELPHI TECNLGS|PDQM|CODA MARKETS, INC.|133760
DLPH|DELPHI TECNLGS|PICT|Pictet Overseas Inc.|8
DLPH|DELPHI TECNLGS|PIPR|Piper Jaffray & Co.|1000
DLPH|DELPHI TECNLGS|PWJC|UBS Financial Services, Inc.|986
DLPH|DELPHI TECNLGS|QMSR|QUATTRO M SECURITIES INC.|100
DLPH|DELPHI TECNLGS|RBCM|RBC CAPITAL MARKETS, LLC|8108
DLPH|DELPHI TECNLGS|SAGL|SAGETRADER, LLC|30613
DLPH|DELPHI TECNLGS|SAGW|SAGETRADER, LLC|100
DLPH|DELPHI TECNLGS|SBSH|Citigroup Global Markets Inc.|119214
DLPH|DELPHI TECNLGS|SEIC|SEI Investments Distribution Co.|700
DLPH|DELPHI TECNLGS|SGMT|GOLDMAN SACHS & CO. LLC|137933
DLPH|DELPHI TECNLGS|SJLS|TRADE INFORMATICS LLC|100
DLPH|DELPHI TECNLGS|SPDR|SPEEDROUTE LLC|29904
DLPH|DELPHI TECNLGS|SPHN|Stephens Inc.|50
DLPH|DELPHI TECNLGS|STFL|Stifel, Nicolaus & Company, Incorporated|99151
DLPH|DELPHI TECNLGS|STKP|STOCKPILE INVESTMENTS, INC.|50
DLPH|DELPHI TECNLGS|SWIM|TD Ameritrade, Inc.|22549
DLPH|DELPHI TECNLGS|SWST|Hilltop Securities Inc.|625
DLPH|DELPHI TECNLGS|TDSI|TD Securities (USA) LLC|13
DLPH|DELPHI TECNLGS|TKNG|ALLY INVEST SECURITIES LLC|293
DLPH|DELPHI TECNLGS|TRBT|Tradebot Systems, Inc.|214376
DLPH|DELPHI TECNLGS|TRCM|TRC MARKETS LLC|79004
DLPH|DELPHI TECNLGS|TWTT|TASTYWORKS, INC.|400
DLPH|DELPHI TECNLGS|UBSS|UBS Securities LLC|933042
DLPH|DELPHI TECNLGS|VALX|VIRTU AMERICAS LLC|7001
DLPH|DELPHI TECNLGS|VGRD|Vanguard Marketing Corporation|11158
DLPH|DELPHI TECNLGS|WBLR|WILLIAM BLAIR|3
DLPH|DELPHI TECNLGS|WBPX|SUMMIT SECURITIES GROUP, LLC|338
DLPH|DELPHI TECNLGS|WCHV|WELLS FARGO SECURITIES, LLC|70950
DLPH|DELPHI TECNLGS|WDNX|WEEDEN & CO.L.P.|300
DLPH|DELPHI TECNLGS|WEDB|WEDBUSH SECURITIES INC.|13230
DLPH|DELPHI TECNLGS|WEED|Weeden & Co.L.P.|1556
DLPH|DELPHI TECNLGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|46623
DLPH|DELPHI TECNLGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3985
DLPH|DELPHI TECNLGS|WGIF|CIBC World Markets Inc.|846
DLPH|DELPHI TECNLGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|331
DLPH|DELPHI TECNLGS|WSEA|WOLVERINE SECURITIES, LLC|1818
DLPH|DELPHI TECNLGS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|33
DLPH|DELPHI TECNLGS|XIST|INSTINET, LLC|15970
DLPH|DELPHI TECNLGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|46184
DLPH|DELPHI TECNLGS|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
DLPH|DELPHI TECNLGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4972
DLPN|DOLPHIN ENT INC|BATM|CBOE TRADING, INC.|100
DLPN|DOLPHIN ENT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2483
DLPN|DOLPHIN ENT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1039
DLPN|DOLPHIN ENT INC|DBAB|Deutsche Bank Securities Inc.|47
DLPN|DOLPHIN ENT INC|DBAX|Deutsche Bank Securities Inc.|600
DLPN|DOLPHIN ENT INC|DEAN|MORGAN STANLEY|2821
DLPN|DOLPHIN ENT INC|DEGS|RONIN PROFESSIONAL LLC|2138
DLPN|DOLPHIN ENT INC|EBXL|EBX LLC|500
DLPN|DOLPHIN ENT INC|EGXM|CBOE TRADING, INC.|300
DLPN|DOLPHIN ENT INC|EGXW|CBOE TRADING, INC.|686
DLPN|DOLPHIN ENT INC|ETRS|E*Trade Securities LLC|7117
DLPN|DOLPHIN ENT INC|FBCO|Credit Suisse Securities (USA) LLC|6944
DLPN|DOLPHIN ENT INC|FOMA|TD AMERITRADE CLEARING, INC.|18081
DLPN|DOLPHIN ENT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|725
DLPN|DOLPHIN ENT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|133
DLPN|DOLPHIN ENT INC|GLPX|ACS EXECUTION SERVICES, LLC|100
DLPN|DOLPHIN ENT INC|GSCO|GOLDMAN SACHS & CO. LLC|3291
DLPN|DOLPHIN ENT INC|HRBF|American Enterprise Investment Services Inc.|121
DLPN|DOLPHIN ENT INC|IBKR|Interactive Brokers Llc|886
DLPN|DOLPHIN ENT INC|ICBX|INSTINET, LLC|100
DLPN|DOLPHIN ENT INC|INCA|INSTINET, LLC|19549
DLPN|DOLPHIN ENT INC|ITGI|ITG Inc.|99
DLPN|DOLPHIN ENT INC|ITGP|ITG INC.|800
DLPN|DOLPHIN ENT INC|JEFF|JEFFERIES LLC|453
DLPN|DOLPHIN ENT INC|JPMX|J.P. Morgan Securities LLC|200
DLPN|DOLPHIN ENT INC|LEHM|Barclays Capital Inc./Le|994
DLPN|DOLPHIN ENT INC|LIME|Lime Brokerage LLC|17434
DLPN|DOLPHIN ENT INC|MAXM|Maxim Group LLC|14266
DLPN|DOLPHIN ENT INC|MSCO|MORGAN STANLEY & CO. LLC|40280
DLPN|DOLPHIN ENT INC|NFSC|National Financial Services LLC|15890
DLPN|DOLPHIN ENT INC|NITE|VIRTU Americas LLC|24852
DLPN|DOLPHIN ENT INC|PDQM|CODA MARKETS, INC.|100
DLPN|DOLPHIN ENT INC|RAJA|Raymond James & Associates, Inc.|100
DLPN|DOLPHIN ENT INC|RBCM|RBC CAPITAL MARKETS, LLC|1155
DLPN|DOLPHIN ENT INC|SGMT|GOLDMAN SACHS & CO. LLC|200
DLPN|DOLPHIN ENT INC|SPDR|SPEEDROUTE LLC|400
DLPN|DOLPHIN ENT INC|SWIM|TD Ameritrade, Inc.|4415
DLPN|DOLPHIN ENT INC|TRCM|TRC MARKETS LLC|200
DLPN|DOLPHIN ENT INC|UBSA|UBS SECURITIES LLC|2740
DLPN|DOLPHIN ENT INC|UBSS|UBS Securities LLC|11426
DLPN|DOLPHIN ENT INC|WCHV|WELLS FARGO SECURITIES, LLC|1204
DLPN|DOLPHIN ENT INC|WSEA|WOLVERINE SECURITIES, LLC|326
DLPNW|DOLPHIN ENTERTAIN.WT|HRBF|American Enterprise Investment Services Inc.|121
DLPNW|DOLPHIN ENTERTAIN.WT|IBKR|Interactive Brokers Llc|1200
DLPNW|DOLPHIN ENTERTAIN.WT|INCA|INSTINET, LLC|2561
DLPNW|DOLPHIN ENTERTAIN.WT|LIME|Lime Brokerage LLC|50
DLPNW|DOLPHIN ENTERTAIN.WT|LTCO|Ladenburg, Thalmann & Co., Inc.|2089
DLPNW|DOLPHIN ENTERTAIN.WT|MSCO|MORGAN STANLEY & CO. LLC|125
DLPNW|DOLPHIN ENTERTAIN.WT|NITE|VIRTU Americas LLC|100
DLPNW|DOLPHIN ENTERTAIN.WT|UBSS|UBS Securities LLC|122
DLR|DIGITAL REALTY TRUST|ABLE|NATIXIS Securities Americas LLC|2507
DLR|DIGITAL REALTY TRUST|ALTX|Alternet Securities Inc.|10105
DLR|DIGITAL REALTY TRUST|ANOS|ABEL/NOSER, L.L.C.|3
DLR|DIGITAL REALTY TRUST|APCC|Apex Clearing Corporation|715
DLR|DIGITAL REALTY TRUST|BANK|Primevest Financial Services, Inc.|51
DLR|DIGITAL REALTY TRUST|BARD|Robert W. Baird & Co. Incorporated|25636
DLR|DIGITAL REALTY TRUST|BATM|CBOE TRADING, INC.|16068
DLR|DIGITAL REALTY TRUST|BAYC|BAY CREST PARTNERS, LLC|142
DLR|DIGITAL REALTY TRUST|BAYT|BTIG, LLC|1000
DLR|DIGITAL REALTY TRUST|BBNT|BB&T SECURITIES, LLC|662
DLR|DIGITAL REALTY TRUST|BERN|Sanford C. Bernstein & Co., LLC|36773
DLR|DIGITAL REALTY TRUST|BIDS|BIDS TRADING L.P.|8200
DLR|DIGITAL REALTY TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15290
DLR|DIGITAL REALTY TRUST|BLKX|INSTINET, LLC|847020
DLR|DIGITAL REALTY TRUST|BMOC|BMO Capital Markets Corp.|316
DLR|DIGITAL REALTY TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|113545
DLR|DIGITAL REALTY TRUST|BTIG|BTIG, LLC|15324
DLR|DIGITAL REALTY TRUST|BYXM|CBOE TRADING, INC.|2168
DLR|DIGITAL REALTY TRUST|BZYD|GOLDMAN SACHS & CO. LLC|400
DLR|DIGITAL REALTY TRUST|CABR|Cabrera Capital Markets, Inc.|39
DLR|DIGITAL REALTY TRUST|CANT|Cantor Fitzgerald & Co.|561
DLR|DIGITAL REALTY TRUST|CHAS|Charles Schwab & Co., Inc.|1824
DLR|DIGITAL REALTY TRUST|CIBP|CIBC World Markets Corp.|11370
DLR|DIGITAL REALTY TRUST|CICF|Canaccord Genuity Corp.|30
DLR|DIGITAL REALTY TRUST|CIST|Capital Institutional Services, Inc.|3919
DLR|DIGITAL REALTY TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50969
DLR|DIGITAL REALTY TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20358
DLR|DIGITAL REALTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|462069
DLR|DIGITAL REALTY TRUST|CSMS|CORNERSTONE MACRO LLC|3529
DLR|DIGITAL REALTY TRUST|CTDL|Citadel Derivatives Group Llc|17825
DLR|DIGITAL REALTY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|32330
DLR|DIGITAL REALTY TRUST|DADA|D.A. Davidson & Co.|1807
DLR|DIGITAL REALTY TRUST|DAVA|Davenport & Company LLC|57
DLR|DIGITAL REALTY TRUST|DBAB|Deutsche Bank Securities Inc.|365401
DLR|DIGITAL REALTY TRUST|DBAX|Deutsche Bank Securities Inc.|284500
DLR|DIGITAL REALTY TRUST|DBUL|Deutsche Bank Securities Inc.|5981
DLR|DIGITAL REALTY TRUST|DCHF|Dart Executions, LLC|2569
DLR|DIGITAL REALTY TRUST|DEAN|MORGAN STANLEY|11698
DLR|DIGITAL REALTY TRUST|DEGS|RONIN PROFESSIONAL LLC|200
DLR|DIGITAL REALTY TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2108
DLR|DIGITAL REALTY TRUST|EBXL|EBX LLC|261800
DLR|DIGITAL REALTY TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|2537
DLR|DIGITAL REALTY TRUST|EDJO|Edward D. Jones & Co., L.P.|4824
DLR|DIGITAL REALTY TRUST|EGAM|CBOE TRADING, INC.|18656
DLR|DIGITAL REALTY TRUST|EGAW|CBOE TRADING, INC.|48
DLR|DIGITAL REALTY TRUST|EGMT|EG MARKET TECHNOLOGIES LLC|895
DLR|DIGITAL REALTY TRUST|EGXM|CBOE TRADING, INC.|3277
DLR|DIGITAL REALTY TRUST|ETBE|Electronic Transaction Clearing, Inc.|16810
DLR|DIGITAL REALTY TRUST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
DLR|DIGITAL REALTY TRUST|ETCC|Electronic Transaction Clearing, Inc.|1237
DLR|DIGITAL REALTY TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25310
DLR|DIGITAL REALTY TRUST|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
DLR|DIGITAL REALTY TRUST|ETRS|E*Trade Securities LLC|25948
DLR|DIGITAL REALTY TRUST|FILL|Tradestation Securities, Inc.|4352
DLR|DIGITAL REALTY TRUST|FINX|FINTECH SECURITIES|710
DLR|DIGITAL REALTY TRUST|FMAF|NBCN Inc./ CDS|1083
DLR|DIGITAL REALTY TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23788
DLR|DIGITAL REALTY TRUST|FQLS|Quantlab Securities LP|265121
DLR|DIGITAL REALTY TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96902
DLR|DIGITAL REALTY TRUST|FTBR|Foliofn Investments, Inc.|3947
DLR|DIGITAL REALTY TRUST|GLIS|TD Securities Inc|262
DLR|DIGITAL REALTY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|37069
DLR|DIGITAL REALTY TRUST|GNAV|GREEN STREET TRADING, LLC|113744
DLR|DIGITAL REALTY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|1177801
DLR|DIGITAL REALTY TRUST|GSCS|GOLDMAN SACHS & CO. LLC|2206
DLR|DIGITAL REALTY TRUST|GSLT|GOLDMAN SACHS & CO. LLC|8147
DLR|DIGITAL REALTY TRUST|GTSZ|GTS SECURITIES LLC|150770
DLR|DIGITAL REALTY TRUST|HRBF|American Enterprise Investment Services Inc.|51292
DLR|DIGITAL REALTY TRUST|HSBC|HSBC Securities, Inc.|1422
DLR|DIGITAL REALTY TRUST|IATS|INTERACTIVE BROKERS LLC|5022
DLR|DIGITAL REALTY TRUST|IBKR|Interactive Brokers Llc|10863
DLR|DIGITAL REALTY TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|229
DLR|DIGITAL REALTY TRUST|ICBX|INSTINET, LLC|35853
DLR|DIGITAL REALTY TRUST|IEQY|CITADEL SECURITIES LLC|203535
DLR|DIGITAL REALTY TRUST|INCA|INSTINET, LLC|339241
DLR|DIGITAL REALTY TRUST|INJX|INSTINET, LLC|17583
DLR|DIGITAL REALTY TRUST|INTL|INTL FCSTONE FINANCIAL INC.|1806
DLR|DIGITAL REALTY TRUST|ITGI|ITG Inc.|81473
DLR|DIGITAL REALTY TRUST|ITGP|ITG INC.|902600
DLR|DIGITAL REALTY TRUST|JANY|Janney Montgomery Scott Inc.|1423
DLR|DIGITAL REALTY TRUST|JEFF|JEFFERIES LLC|122677
DLR|DIGITAL REALTY TRUST|JMPT|JUMP TRADING, LLC|44228
DLR|DIGITAL REALTY TRUST|JONE|JonesTrading|8600
DLR|DIGITAL REALTY TRUST|JPBX|J.P. MORGAN SECURITIES LLC|60267
DLR|DIGITAL REALTY TRUST|JPMX|J.P. Morgan Securities LLC|333607
DLR|DIGITAL REALTY TRUST|JSJX|JANE STREET CAPITAL LLC|18093
DLR|DIGITAL REALTY TRUST|KCGM|VIRTU Americas LLC|43169
DLR|DIGITAL REALTY TRUST|KEYB|KEYBANC CAPITAL MARKETS INC.|12278
DLR|DIGITAL REALTY TRUST|LEHM|Barclays Capital Inc./Le|610589
DLR|DIGITAL REALTY TRUST|LGNT|COR CLEARING LLC|1
DLR|DIGITAL REALTY TRUST|LIME|Lime Brokerage LLC|60744
DLR|DIGITAL REALTY TRUST|LIWD|LIME BROKERAGE LLC|454
DLR|DIGITAL REALTY TRUST|LMNX|LUMINEX TRADING & ANALYTICS LLC|56600
DLR|DIGITAL REALTY TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DLR|DIGITAL REALTY TRUST|MACC|Mid Atlantic Capital Corporation|562
DLR|DIGITAL REALTY TRUST|MACQ|Macquarie Capital (USA) Inc.|500
DLR|DIGITAL REALTY TRUST|MAXM|Maxim Group LLC|2378
DLR|DIGITAL REALTY TRUST|MCMF|Raymond James Ltd. Cds|823
DLR|DIGITAL REALTY TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|141016
DLR|DIGITAL REALTY TRUST|MOTF|MOTIF INVESTING, INC.|59
DLR|DIGITAL REALTY TRUST|MSCO|MORGAN STANLEY & CO. LLC|1249145
DLR|DIGITAL REALTY TRUST|MSPL|MORGAN STANLEY & CO. LLC|228100
DLR|DIGITAL REALTY TRUST|MSTX|MORGAN STANLEY & CO. LLC|57500
DLR|DIGITAL REALTY TRUST|NATL|National Securities Corporation|250
DLR|DIGITAL REALTY TRUST|NBCS|NBC Securities, INC.|57
DLR|DIGITAL REALTY TRUST|NFSC|National Financial Services LLC|140876
DLR|DIGITAL REALTY TRUST|NITE|VIRTU Americas LLC|318583
DLR|DIGITAL REALTY TRUST|NITP|VIRTU Americas LLC|572
DLR|DIGITAL REALTY TRUST|NQRB|Brut, LLC|7833
DLR|DIGITAL REALTY TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|100
DLR|DIGITAL REALTY TRUST|NTRC|Northern Trust Securities, Inc.|76
DLR|DIGITAL REALTY TRUST|OHOS|TWO SIGMA SECURITIES, LLC|44351
DLR|DIGITAL REALTY TRUST|OPCO|Oppenheimer & Co. Inc.|855
DLR|DIGITAL REALTY TRUST|PDQM|CODA MARKETS, INC.|153118
DLR|DIGITAL REALTY TRUST|PHLY|NASDAQ Execution Services, LLC|2800
DLR|DIGITAL REALTY TRUST|PWJC|UBS Financial Services, Inc.|12505
DLR|DIGITAL REALTY TRUST|QMSR|QUATTRO M SECURITIES INC.|1016
DLR|DIGITAL REALTY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|53838
DLR|DIGITAL REALTY TRUST|RGLD|Regal Securities, Inc|116
DLR|DIGITAL REALTY TRUST|SAGL|SAGETRADER, LLC|75322
DLR|DIGITAL REALTY TRUST|SALI|INTL FCSTONE FINANCIAL INC.|986
DLR|DIGITAL REALTY TRUST|SBSH|Citigroup Global Markets Inc.|130794
DLR|DIGITAL REALTY TRUST|SCMC|Scotia Capital Markets (USA) Inc.|88000
DLR|DIGITAL REALTY TRUST|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1150
DLR|DIGITAL REALTY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|217471
DLR|DIGITAL REALTY TRUST|SPDR|SPEEDROUTE LLC|28861
DLR|DIGITAL REALTY TRUST|SPGS|Sea Port Group Securities, LLC|1700
DLR|DIGITAL REALTY TRUST|SPHN|Stephens Inc.|331
DLR|DIGITAL REALTY TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|13495
DLR|DIGITAL REALTY TRUST|STKP|STOCKPILE INVESTMENTS, INC.|64
DLR|DIGITAL REALTY TRUST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4155
DLR|DIGITAL REALTY TRUST|SWIM|TD Ameritrade, Inc.|25246
DLR|DIGITAL REALTY TRUST|SWST|Hilltop Securities Inc.|6754
DLR|DIGITAL REALTY TRUST|TAGC|TELSEY ADVISORY GROUP LLC|255
DLR|DIGITAL REALTY TRUST|TKNG|ALLY INVEST SECURITIES LLC|294
DLR|DIGITAL REALTY TRUST|TOUR|TOURMALINE PARTNERS, LLC|1250
DLR|DIGITAL REALTY TRUST|TRBT|Tradebot Systems, Inc.|162138
DLR|DIGITAL REALTY TRUST|TRCM|TRC MARKETS LLC|224009
DLR|DIGITAL REALTY TRUST|UBSA|UBS SECURITIES LLC|895689
DLR|DIGITAL REALTY TRUST|UBSS|UBS Securities LLC|1474248
DLR|DIGITAL REALTY TRUST|VALX|VIRTU AMERICAS LLC|24030
DLR|DIGITAL REALTY TRUST|VGRD|Vanguard Marketing Corporation|11763
DLR|DIGITAL REALTY TRUST|VSIN|Vision Financial Markets Llc|49
DLR|DIGITAL REALTY TRUST|WABR|Wall Street Access|1100
DLR|DIGITAL REALTY TRUST|WBLR|WILLIAM BLAIR|100
DLR|DIGITAL REALTY TRUST|WBPX|SUMMIT SECURITIES GROUP, LLC|1760
DLR|DIGITAL REALTY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|84945
DLR|DIGITAL REALTY TRUST|WDNX|WEEDEN & CO.L.P.|1722
DLR|DIGITAL REALTY TRUST|WEDB|WEDBUSH SECURITIES INC.|891
DLR|DIGITAL REALTY TRUST|WEED|Weeden & Co.L.P.|2283
DLR|DIGITAL REALTY TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15599
DLR|DIGITAL REALTY TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16174
DLR|DIGITAL REALTY TRUST|WFPB|Wells Fargo Securities, LLC.|1400
DLR|DIGITAL REALTY TRUST|WGIF|CIBC World Markets Inc.|129
DLR|DIGITAL REALTY TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1038
DLR|DIGITAL REALTY TRUST|WSAG|WALL STREET ACCESS|1000
DLR|DIGITAL REALTY TRUST|WSEA|WOLVERINE SECURITIES, LLC|1631
DLR|DIGITAL REALTY TRUST|XIST|INSTINET, LLC|123076
DLR|DIGITAL REALTY TRUST|XPQR|Jump Trading|1600
DLR|DIGITAL REALTY TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|33058
DLR|DIGITAL REALTY TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|3206
DLR|DIGITAL REALTY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20318
DLR$C|DIGITAL REALTY 6.625|ALTX|Alternet Securities Inc.|600
DLR$C|DIGITAL REALTY 6.625|BANK|Primevest Financial Services, Inc.|13
DLR$C|DIGITAL REALTY 6.625|BARD|Robert W. Baird & Co. Incorporated|521
DLR$C|DIGITAL REALTY 6.625|BATM|CBOE TRADING, INC.|83
DLR$C|DIGITAL REALTY 6.625|BBNT|BB&T SECURITIES, LLC|158
DLR$C|DIGITAL REALTY 6.625|BKMM|BNY MELLON CAPITAL MARKETS, LLC|92
DLR$C|DIGITAL REALTY 6.625|BTIG|BTIG, LLC|764
DLR$C|DIGITAL REALTY 6.625|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2262
DLR$C|DIGITAL REALTY 6.625|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2212
DLR$C|DIGITAL REALTY 6.625|DBAX|Deutsche Bank Securities Inc.|700
DLR$C|DIGITAL REALTY 6.625|DEAN|MORGAN STANLEY|4974
DLR$C|DIGITAL REALTY 6.625|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1732
DLR$C|DIGITAL REALTY 6.625|EBXL|EBX LLC|400
DLR$C|DIGITAL REALTY 6.625|EDJO|Edward D. Jones & Co., L.P.|11
DLR$C|DIGITAL REALTY 6.625|ETRS|E*Trade Securities LLC|114
DLR$C|DIGITAL REALTY 6.625|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3090
DLR$C|DIGITAL REALTY 6.625|GLPX|ACS EXECUTION SERVICES, LLC|425
DLR$C|DIGITAL REALTY 6.625|GSCO|GOLDMAN SACHS & CO. LLC|574
DLR$C|DIGITAL REALTY 6.625|GSLT|GOLDMAN SACHS & CO. LLC|248
DLR$C|DIGITAL REALTY 6.625|GTSZ|GTS SECURITIES LLC|282
DLR$C|DIGITAL REALTY 6.625|HRBF|American Enterprise Investment Services Inc.|803
DLR$C|DIGITAL REALTY 6.625|IATS|INTERACTIVE BROKERS LLC|100
DLR$C|DIGITAL REALTY 6.625|IBKR|Interactive Brokers Llc|650
DLR$C|DIGITAL REALTY 6.625|ICBX|INSTINET, LLC|800
DLR$C|DIGITAL REALTY 6.625|INCA|INSTINET, LLC|733
DLR$C|DIGITAL REALTY 6.625|JPMX|J.P. Morgan Securities LLC|400
DLR$C|DIGITAL REALTY 6.625|LEHM|Barclays Capital Inc./Le|1200
DLR$C|DIGITAL REALTY 6.625|LIME|Lime Brokerage LLC|206
DLR$C|DIGITAL REALTY 6.625|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DLR$C|DIGITAL REALTY 6.625|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DLR$C|DIGITAL REALTY 6.625|MSCO|MORGAN STANLEY & CO. LLC|4699
DLR$C|DIGITAL REALTY 6.625|NFSC|National Financial Services LLC|1349
DLR$C|DIGITAL REALTY 6.625|NITE|VIRTU Americas LLC|12070
DLR$C|DIGITAL REALTY 6.625|NQRB|Brut, LLC|300
DLR$C|DIGITAL REALTY 6.625|OPCO|Oppenheimer & Co. Inc.|300
DLR$C|DIGITAL REALTY 6.625|PDQM|CODA MARKETS, INC.|1025
DLR$C|DIGITAL REALTY 6.625|RBCM|RBC CAPITAL MARKETS, LLC|3095
DLR$C|DIGITAL REALTY 6.625|SALI|INTL FCSTONE FINANCIAL INC.|44
DLR$C|DIGITAL REALTY 6.625|SBSH|Citigroup Global Markets Inc.|1559
DLR$C|DIGITAL REALTY 6.625|SMRD|SUMRIDGE PARTNERS, LLC|61
DLR$C|DIGITAL REALTY 6.625|SPDR|SPEEDROUTE LLC|394
DLR$C|DIGITAL REALTY 6.625|STFL|Stifel, Nicolaus & Company, Incorporated|1655
DLR$C|DIGITAL REALTY 6.625|UBSA|UBS SECURITIES LLC|2081
DLR$C|DIGITAL REALTY 6.625|UBSS|UBS Securities LLC|2426
DLR$C|DIGITAL REALTY 6.625|VGRD|Vanguard Marketing Corporation|564
DLR$C|DIGITAL REALTY 6.625|WCHV|WELLS FARGO SECURITIES, LLC|37980
DLR$C|DIGITAL REALTY 6.625|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1424
DLR$G|DIGITAL REALTY|AGIS|Aegis Capital Corp.|2417
DLR$G|DIGITAL REALTY|ALTX|Alternet Securities Inc.|300
DLR$G|DIGITAL REALTY|BARD|Robert W. Baird & Co. Incorporated|595
DLR$G|DIGITAL REALTY|BATM|CBOE TRADING, INC.|3
DLR$G|DIGITAL REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|177
DLR$G|DIGITAL REALTY|CHAS|Charles Schwab & Co., Inc.|26
DLR$G|DIGITAL REALTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|422
DLR$G|DIGITAL REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4277
DLR$G|DIGITAL REALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
DLR$G|DIGITAL REALTY|DBAX|Deutsche Bank Securities Inc.|1200
DLR$G|DIGITAL REALTY|DEAN|MORGAN STANLEY|3912
DLR$G|DIGITAL REALTY|EBXL|EBX LLC|2800
DLR$G|DIGITAL REALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|404
DLR$G|DIGITAL REALTY|EGAM|CBOE TRADING, INC.|100
DLR$G|DIGITAL REALTY|ETRS|E*Trade Securities LLC|1182
DLR$G|DIGITAL REALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|190
DLR$G|DIGITAL REALTY|GLPX|ACS EXECUTION SERVICES, LLC|400
DLR$G|DIGITAL REALTY|GSCO|GOLDMAN SACHS & CO. LLC|1209
DLR$G|DIGITAL REALTY|GTSZ|GTS SECURITIES LLC|203
DLR$G|DIGITAL REALTY|HRBF|American Enterprise Investment Services Inc.|1136
DLR$G|DIGITAL REALTY|IATS|INTERACTIVE BROKERS LLC|350
DLR$G|DIGITAL REALTY|IBKR|Interactive Brokers Llc|200
DLR$G|DIGITAL REALTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|349
DLR$G|DIGITAL REALTY|ICBX|INSTINET, LLC|7200
DLR$G|DIGITAL REALTY|INCA|INSTINET, LLC|3023
DLR$G|DIGITAL REALTY|ITGI|ITG Inc.|1382
DLR$G|DIGITAL REALTY|ITGP|ITG INC.|200
DLR$G|DIGITAL REALTY|JANY|Janney Montgomery Scott Inc.|412
DLR$G|DIGITAL REALTY|JPMX|J.P. Morgan Securities LLC|200
DLR$G|DIGITAL REALTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
DLR$G|DIGITAL REALTY|KCGM|VIRTU Americas LLC|3300
DLR$G|DIGITAL REALTY|LEHM|Barclays Capital Inc./Le|4983
DLR$G|DIGITAL REALTY|LIME|Lime Brokerage LLC|1054
DLR$G|DIGITAL REALTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|550
DLR$G|DIGITAL REALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
DLR$G|DIGITAL REALTY|MSCO|MORGAN STANLEY & CO. LLC|4177
DLR$G|DIGITAL REALTY|NFSC|National Financial Services LLC|14687
DLR$G|DIGITAL REALTY|NITE|VIRTU Americas LLC|29641
DLR$G|DIGITAL REALTY|NQRB|Brut, LLC|400
DLR$G|DIGITAL REALTY|NTBF|BMO Nesbitt Burns Inc./CDS|2
DLR$G|DIGITAL REALTY|OLDM|OLD MISSION CAPITAL, LLC|180
DLR$G|DIGITAL REALTY|PDQM|CODA MARKETS, INC.|800
DLR$G|DIGITAL REALTY|PWJC|UBS Financial Services, Inc.|45
DLR$G|DIGITAL REALTY|RBCM|RBC CAPITAL MARKETS, LLC|339
DLR$G|DIGITAL REALTY|SALI|INTL FCSTONE FINANCIAL INC.|729
DLR$G|DIGITAL REALTY|SBSH|Citigroup Global Markets Inc.|10
DLR$G|DIGITAL REALTY|SGMT|GOLDMAN SACHS & CO. LLC|844
DLR$G|DIGITAL REALTY|SPDR|SPEEDROUTE LLC|300
DLR$G|DIGITAL REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|992
DLR$G|DIGITAL REALTY|SWIM|TD Ameritrade, Inc.|450
DLR$G|DIGITAL REALTY|TRBT|Tradebot Systems, Inc.|415
DLR$G|DIGITAL REALTY|UBSA|UBS SECURITIES LLC|7652
DLR$G|DIGITAL REALTY|UBSS|UBS Securities LLC|16681
DLR$G|DIGITAL REALTY|VGRD|Vanguard Marketing Corporation|1700
DLR$G|DIGITAL REALTY|WCHV|WELLS FARGO SECURITIES, LLC|10149
DLR$G|DIGITAL REALTY|WEDB|WEDBUSH SECURITIES INC.|108
DLR$G|DIGITAL REALTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|232
DLR$G|DIGITAL REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15377
DLR$H|DIGITAL REALTY|AGIS|Aegis Capital Corp.|3680
DLR$H|DIGITAL REALTY|ALTX|Alternet Securities Inc.|1300
DLR$H|DIGITAL REALTY|BANK|Primevest Financial Services, Inc.|4
DLR$H|DIGITAL REALTY|BARD|Robert W. Baird & Co. Incorporated|3765
DLR$H|DIGITAL REALTY|BBNT|BB&T SECURITIES, LLC|132
DLR$H|DIGITAL REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|140
DLR$H|DIGITAL REALTY|BTIG|BTIG, LLC|35468
DLR$H|DIGITAL REALTY|CHAS|Charles Schwab & Co., Inc.|24
DLR$H|DIGITAL REALTY|CIST|Capital Institutional Services, Inc.|300
DLR$H|DIGITAL REALTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12328
DLR$H|DIGITAL REALTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
DLR$H|DIGITAL REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7148
DLR$H|DIGITAL REALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|11972
DLR$H|DIGITAL REALTY|DBAX|Deutsche Bank Securities Inc.|12000
DLR$H|DIGITAL REALTY|DEAN|MORGAN STANLEY|14167
DLR$H|DIGITAL REALTY|EBXL|EBX LLC|6000
DLR$H|DIGITAL REALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|35
DLR$H|DIGITAL REALTY|EDJO|Edward D. Jones & Co., L.P.|28
DLR$H|DIGITAL REALTY|EGAM|CBOE TRADING, INC.|304
DLR$H|DIGITAL REALTY|ETCB|ETC BROKERAGE SERVICES, LLC|170
DLR$H|DIGITAL REALTY|ETRS|E*Trade Securities LLC|250
DLR$H|DIGITAL REALTY|FILL|Tradestation Securities, Inc.|1000
DLR$H|DIGITAL REALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1830
DLR$H|DIGITAL REALTY|GLPX|ACS EXECUTION SERVICES, LLC|1502
DLR$H|DIGITAL REALTY|GSCO|GOLDMAN SACHS & CO. LLC|4325
DLR$H|DIGITAL REALTY|GSLT|GOLDMAN SACHS & CO. LLC|539
DLR$H|DIGITAL REALTY|HRBF|American Enterprise Investment Services Inc.|990
DLR$H|DIGITAL REALTY|IATS|INTERACTIVE BROKERS LLC|500
DLR$H|DIGITAL REALTY|IBKR|Interactive Brokers Llc|4200
DLR$H|DIGITAL REALTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|570
DLR$H|DIGITAL REALTY|ICBX|INSTINET, LLC|1562
DLR$H|DIGITAL REALTY|INCA|INSTINET, LLC|12078
DLR$H|DIGITAL REALTY|INJX|INSTINET, LLC|100
DLR$H|DIGITAL REALTY|ITGI|ITG Inc.|976
DLR$H|DIGITAL REALTY|ITGP|ITG INC.|600
DLR$H|DIGITAL REALTY|JANY|Janney Montgomery Scott Inc.|52
DLR$H|DIGITAL REALTY|JEFF|JEFFERIES LLC|700
DLR$H|DIGITAL REALTY|JPMX|J.P. Morgan Securities LLC|3100
DLR$H|DIGITAL REALTY|KCGM|VIRTU Americas LLC|4902
DLR$H|DIGITAL REALTY|LEHM|Barclays Capital Inc./Le|1400
DLR$H|DIGITAL REALTY|LGNT|COR CLEARING LLC|1
DLR$H|DIGITAL REALTY|LIME|Lime Brokerage LLC|192
DLR$H|DIGITAL REALTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|262
DLR$H|DIGITAL REALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
DLR$H|DIGITAL REALTY|MSCO|MORGAN STANLEY & CO. LLC|13619
DLR$H|DIGITAL REALTY|MSPL|MORGAN STANLEY & CO. LLC|1300
DLR$H|DIGITAL REALTY|NATL|National Securities Corporation|400
DLR$H|DIGITAL REALTY|NEUB|NEUBERGER BERMAN BD LLC|26
DLR$H|DIGITAL REALTY|NFSC|National Financial Services LLC|7481
DLR$H|DIGITAL REALTY|NITE|VIRTU Americas LLC|27711
DLR$H|DIGITAL REALTY|NQRB|Brut, LLC|2405
DLR$H|DIGITAL REALTY|OLDM|OLD MISSION CAPITAL, LLC|400
DLR$H|DIGITAL REALTY|PDQM|CODA MARKETS, INC.|3204
DLR$H|DIGITAL REALTY|PWJC|UBS Financial Services, Inc.|852
DLR$H|DIGITAL REALTY|RBCM|RBC CAPITAL MARKETS, LLC|4323
DLR$H|DIGITAL REALTY|SALI|INTL FCSTONE FINANCIAL INC.|43
DLR$H|DIGITAL REALTY|SBSH|Citigroup Global Markets Inc.|26
DLR$H|DIGITAL REALTY|SEIC|SEI Investments Distribution Co.|100
DLR$H|DIGITAL REALTY|SGMT|GOLDMAN SACHS & CO. LLC|1037
DLR$H|DIGITAL REALTY|SMRD|SUMRIDGE PARTNERS, LLC|70
DLR$H|DIGITAL REALTY|SPDR|SPEEDROUTE LLC|2923
DLR$H|DIGITAL REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|1892
DLR$H|DIGITAL REALTY|SWIM|TD Ameritrade, Inc.|1400
DLR$H|DIGITAL REALTY|SWST|Hilltop Securities Inc.|384
DLR$H|DIGITAL REALTY|TKNG|ALLY INVEST SECURITIES LLC|101
DLR$H|DIGITAL REALTY|TRBT|Tradebot Systems, Inc.|3689
DLR$H|DIGITAL REALTY|TRCM|TRC MARKETS LLC|108
DLR$H|DIGITAL REALTY|UBSA|UBS SECURITIES LLC|10910
DLR$H|DIGITAL REALTY|UBSS|UBS Securities LLC|28625
DLR$H|DIGITAL REALTY|VGRD|Vanguard Marketing Corporation|1790
DLR$H|DIGITAL REALTY|WCHV|WELLS FARGO SECURITIES, LLC|122155
DLR$H|DIGITAL REALTY|WEDB|WEDBUSH SECURITIES INC.|31
DLR$H|DIGITAL REALTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|227
DLR$H|DIGITAL REALTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1670
DLR$H|DIGITAL REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|587
DLR$I|DIGITAL RLTY PFD I|ALTX|Alternet Securities Inc.|700
DLR$I|DIGITAL RLTY PFD I|BARD|Robert W. Baird & Co. Incorporated|275
DLR$I|DIGITAL RLTY PFD I|BATM|CBOE TRADING, INC.|121
DLR$I|DIGITAL RLTY PFD I|BBNT|BB&T SECURITIES, LLC|5
DLR$I|DIGITAL RLTY PFD I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|136
DLR$I|DIGITAL RLTY PFD I|BTIG|BTIG, LLC|144
DLR$I|DIGITAL RLTY PFD I|BYXM|CBOE TRADING, INC.|300
DLR$I|DIGITAL RLTY PFD I|CHAS|Charles Schwab & Co., Inc.|34
DLR$I|DIGITAL RLTY PFD I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|990
DLR$I|DIGITAL RLTY PFD I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|351
DLR$I|DIGITAL RLTY PFD I|CXCX|CITIGROUP GLOBAL MARKETS INC.|204
DLR$I|DIGITAL RLTY PFD I|DBAX|Deutsche Bank Securities Inc.|1600
DLR$I|DIGITAL RLTY PFD I|DEAN|MORGAN STANLEY|4327
DLR$I|DIGITAL RLTY PFD I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|265
DLR$I|DIGITAL RLTY PFD I|EBXL|EBX LLC|1100
DLR$I|DIGITAL RLTY PFD I|ECUT|CONVERGEX EXECUTION SOLUTIONS|698
DLR$I|DIGITAL RLTY PFD I|EDJO|Edward D. Jones & Co., L.P.|1200
DLR$I|DIGITAL RLTY PFD I|EGAM|CBOE TRADING, INC.|300
DLR$I|DIGITAL RLTY PFD I|ETRS|E*Trade Securities LLC|340
DLR$I|DIGITAL RLTY PFD I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
DLR$I|DIGITAL RLTY PFD I|GLPX|ACS EXECUTION SERVICES, LLC|1133
DLR$I|DIGITAL RLTY PFD I|GSLT|GOLDMAN SACHS & CO. LLC|100
DLR$I|DIGITAL RLTY PFD I|GTSZ|GTS SECURITIES LLC|1100
DLR$I|DIGITAL RLTY PFD I|HRBF|American Enterprise Investment Services Inc.|1067
DLR$I|DIGITAL RLTY PFD I|IBKR|Interactive Brokers Llc|818
DLR$I|DIGITAL RLTY PFD I|INCA|INSTINET, LLC|1388
DLR$I|DIGITAL RLTY PFD I|ITGI|ITG Inc.|300
DLR$I|DIGITAL RLTY PFD I|JPMX|J.P. Morgan Securities LLC|2064
DLR$I|DIGITAL RLTY PFD I|LEHM|Barclays Capital Inc./Le|6527
DLR$I|DIGITAL RLTY PFD I|LIME|Lime Brokerage LLC|345
DLR$I|DIGITAL RLTY PFD I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
DLR$I|DIGITAL RLTY PFD I|MSCO|MORGAN STANLEY & CO. LLC|4215
DLR$I|DIGITAL RLTY PFD I|MSPL|MORGAN STANLEY & CO. LLC|100
DLR$I|DIGITAL RLTY PFD I|NFSC|National Financial Services LLC|2762
DLR$I|DIGITAL RLTY PFD I|NITE|VIRTU Americas LLC|9864
DLR$I|DIGITAL RLTY PFD I|PDQM|CODA MARKETS, INC.|1533
DLR$I|DIGITAL RLTY PFD I|PWJC|UBS Financial Services, Inc.|345
DLR$I|DIGITAL RLTY PFD I|RBCM|RBC CAPITAL MARKETS, LLC|1177
DLR$I|DIGITAL RLTY PFD I|SGMT|GOLDMAN SACHS & CO. LLC|500
DLR$I|DIGITAL RLTY PFD I|SMRD|SUMRIDGE PARTNERS, LLC|3226
DLR$I|DIGITAL RLTY PFD I|SPDR|SPEEDROUTE LLC|600
DLR$I|DIGITAL RLTY PFD I|STFL|Stifel, Nicolaus & Company, Incorporated|700
DLR$I|DIGITAL RLTY PFD I|TRBT|Tradebot Systems, Inc.|300
DLR$I|DIGITAL RLTY PFD I|UBSA|UBS SECURITIES LLC|2181
DLR$I|DIGITAL RLTY PFD I|UBSS|UBS Securities LLC|5988
DLR$I|DIGITAL RLTY PFD I|VGRD|Vanguard Marketing Corporation|9
DLR$I|DIGITAL RLTY PFD I|WCHV|WELLS FARGO SECURITIES, LLC|5718
DLR$I|DIGITAL RLTY PFD I|WEDB|WEDBUSH SECURITIES INC.|65
DLR$I|DIGITAL RLTY PFD I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|157
DLR$I|DIGITAL RLTY PFD I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|782
DLR$J|DIGITAL REALTY 5.25|AGIS|Aegis Capital Corp.|5200
DLR$J|DIGITAL REALTY 5.25|ALTX|Alternet Securities Inc.|100
DLR$J|DIGITAL REALTY 5.25|BARD|Robert W. Baird & Co. Incorporated|2050
DLR$J|DIGITAL REALTY 5.25|BBNT|BB&T SECURITIES, LLC|13
DLR$J|DIGITAL REALTY 5.25|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24
DLR$J|DIGITAL REALTY 5.25|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|259
DLR$J|DIGITAL REALTY 5.25|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
DLR$J|DIGITAL REALTY 5.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|657
DLR$J|DIGITAL REALTY 5.25|DBAX|Deutsche Bank Securities Inc.|100
DLR$J|DIGITAL REALTY 5.25|DEAN|MORGAN STANLEY|4739
DLR$J|DIGITAL REALTY 5.25|EBXL|EBX LLC|700
DLR$J|DIGITAL REALTY 5.25|ETRS|E*Trade Securities LLC|2275
DLR$J|DIGITAL REALTY 5.25|GLPX|ACS EXECUTION SERVICES, LLC|586
DLR$J|DIGITAL REALTY 5.25|GSCO|GOLDMAN SACHS & CO. LLC|200
DLR$J|DIGITAL REALTY 5.25|GTSZ|GTS SECURITIES LLC|221
DLR$J|DIGITAL REALTY 5.25|HRBF|American Enterprise Investment Services Inc.|1209
DLR$J|DIGITAL REALTY 5.25|IBKR|Interactive Brokers Llc|500
DLR$J|DIGITAL REALTY 5.25|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|343
DLR$J|DIGITAL REALTY 5.25|ICBX|INSTINET, LLC|100
DLR$J|DIGITAL REALTY 5.25|INCA|INSTINET, LLC|500
DLR$J|DIGITAL REALTY 5.25|ITGI|ITG Inc.|122
DLR$J|DIGITAL REALTY 5.25|JEFF|JEFFERIES LLC|560
DLR$J|DIGITAL REALTY 5.25|JPMX|J.P. Morgan Securities LLC|74
DLR$J|DIGITAL REALTY 5.25|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
DLR$J|DIGITAL REALTY 5.25|LIME|Lime Brokerage LLC|603
DLR$J|DIGITAL REALTY 5.25|MSCO|MORGAN STANLEY & CO. LLC|1705
DLR$J|DIGITAL REALTY 5.25|NFSC|National Financial Services LLC|26520
DLR$J|DIGITAL REALTY 5.25|NITE|VIRTU Americas LLC|37329
DLR$J|DIGITAL REALTY 5.25|NQRB|Brut, LLC|400
DLR$J|DIGITAL REALTY 5.25|OPCO|Oppenheimer & Co. Inc.|600
DLR$J|DIGITAL REALTY 5.25|PDQM|CODA MARKETS, INC.|586
DLR$J|DIGITAL REALTY 5.25|PWJC|UBS Financial Services, Inc.|1000
DLR$J|DIGITAL REALTY 5.25|RBCM|RBC CAPITAL MARKETS, LLC|460
DLR$J|DIGITAL REALTY 5.25|SBSH|Citigroup Global Markets Inc.|26
DLR$J|DIGITAL REALTY 5.25|SEIC|SEI Investments Distribution Co.|100
DLR$J|DIGITAL REALTY 5.25|SPDR|SPEEDROUTE LLC|100
DLR$J|DIGITAL REALTY 5.25|STFL|Stifel, Nicolaus & Company, Incorporated|690
DLR$J|DIGITAL REALTY 5.25|TRBT|Tradebot Systems, Inc.|1792
DLR$J|DIGITAL REALTY 5.25|UBSA|UBS SECURITIES LLC|639
DLR$J|DIGITAL REALTY 5.25|UBSS|UBS Securities LLC|6502
DLR$J|DIGITAL REALTY 5.25|VGRD|Vanguard Marketing Corporation|829
DLR$J|DIGITAL REALTY 5.25|WCHV|WELLS FARGO SECURITIES, LLC|64749
DLR$J|DIGITAL REALTY 5.25|WEDB|WEDBUSH SECURITIES INC.|5
DLR$J|DIGITAL REALTY 5.25|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
DLR$J|DIGITAL REALTY 5.25|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1670
DLS|WISDOMTREE INTL SC|ALTX|Alternet Securities Inc.|900
DLS|WISDOMTREE INTL SC|APCC|Apex Clearing Corporation|5136
DLS|WISDOMTREE INTL SC|BARD|Robert W. Baird & Co. Incorporated|1384
DLS|WISDOMTREE INTL SC|BATM|CBOE TRADING, INC.|400
DLS|WISDOMTREE INTL SC|BERN|Sanford C. Bernstein & Co., LLC|100
DLS|WISDOMTREE INTL SC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|423
DLS|WISDOMTREE INTL SC|BTIG|BTIG, LLC|200
DLS|WISDOMTREE INTL SC|CANT|Cantor Fitzgerald & Co.|86230
DLS|WISDOMTREE INTL SC|CHAS|Charles Schwab & Co., Inc.|25373
DLS|WISDOMTREE INTL SC|CIST|Capital Institutional Services, Inc.|20958
DLS|WISDOMTREE INTL SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
DLS|WISDOMTREE INTL SC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DLS|WISDOMTREE INTL SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4297
DLS|WISDOMTREE INTL SC|CTDL|Citadel Derivatives Group Llc|30501
DLS|WISDOMTREE INTL SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
DLS|WISDOMTREE INTL SC|DADA|D.A. Davidson & Co.|3639
DLS|WISDOMTREE INTL SC|DBAB|Deutsche Bank Securities Inc.|626
DLS|WISDOMTREE INTL SC|DBAX|Deutsche Bank Securities Inc.|3700
DLS|WISDOMTREE INTL SC|DEAN|MORGAN STANLEY|13454
DLS|WISDOMTREE INTL SC|EBXL|EBX LLC|4500
DLS|WISDOMTREE INTL SC|ECUT|CONVERGEX EXECUTION SOLUTIONS|520
DLS|WISDOMTREE INTL SC|EDJO|Edward D. Jones & Co., L.P.|4273
DLS|WISDOMTREE INTL SC|EGAM|CBOE TRADING, INC.|845
DLS|WISDOMTREE INTL SC|ETBE|Electronic Transaction Clearing, Inc.|300
DLS|WISDOMTREE INTL SC|ETCB|ETC BROKERAGE SERVICES, LLC|150
DLS|WISDOMTREE INTL SC|ETRS|E*Trade Securities LLC|9106
DLS|WISDOMTREE INTL SC|FBSB|U.S. Bancorp Investments, Inc.|700
DLS|WISDOMTREE INTL SC|FINX|FINTECH SECURITIES|400
DLS|WISDOMTREE INTL SC|FMAF|NBCN Inc./ CDS|1580
DLS|WISDOMTREE INTL SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|880
DLS|WISDOMTREE INTL SC|FTBR|Foliofn Investments, Inc.|2171
DLS|WISDOMTREE INTL SC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
DLS|WISDOMTREE INTL SC|GSCO|GOLDMAN SACHS & CO. LLC|2307
DLS|WISDOMTREE INTL SC|GSCS|GOLDMAN SACHS & CO. LLC|605
DLS|WISDOMTREE INTL SC|GSLT|GOLDMAN SACHS & CO. LLC|800
DLS|WISDOMTREE INTL SC|HRBF|American Enterprise Investment Services Inc.|13896
DLS|WISDOMTREE INTL SC|IATS|INTERACTIVE BROKERS LLC|839
DLS|WISDOMTREE INTL SC|IBKR|Interactive Brokers Llc|4001
DLS|WISDOMTREE INTL SC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|46
DLS|WISDOMTREE INTL SC|ICBX|INSTINET, LLC|2088
DLS|WISDOMTREE INTL SC|INCA|INSTINET, LLC|3685
DLS|WISDOMTREE INTL SC|ITGI|ITG Inc.|30780
DLS|WISDOMTREE INTL SC|ITGP|ITG INC.|2000
DLS|WISDOMTREE INTL SC|JANY|Janney Montgomery Scott Inc.|498
DLS|WISDOMTREE INTL SC|JPMX|J.P. Morgan Securities LLC|2030
DLS|WISDOMTREE INTL SC|JSEB|JANE STREET EXECUTION SERVICES, LLC|8832
DLS|WISDOMTREE INTL SC|JSJX|JANE STREET CAPITAL LLC|77614
DLS|WISDOMTREE INTL SC|KCGM|VIRTU Americas LLC|15473
DLS|WISDOMTREE INTL SC|LEHM|Barclays Capital Inc./Le|9592
DLS|WISDOMTREE INTL SC|LIME|Lime Brokerage LLC|10034
DLS|WISDOMTREE INTL SC|LSCI|Lek Securities Corporation|3
DLS|WISDOMTREE INTL SC|MACC|Mid Atlantic Capital Corporation|1512
DLS|WISDOMTREE INTL SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6466
DLS|WISDOMTREE INTL SC|MOTF|MOTIF INVESTING, INC.|8
DLS|WISDOMTREE INTL SC|MSCO|MORGAN STANLEY & CO. LLC|96279
DLS|WISDOMTREE INTL SC|MSPL|MORGAN STANLEY & CO. LLC|3400
DLS|WISDOMTREE INTL SC|NFSC|National Financial Services LLC|94207
DLS|WISDOMTREE INTL SC|NITE|VIRTU Americas LLC|148955
DLS|WISDOMTREE INTL SC|NTBF|BMO Nesbitt Burns Inc./CDS|520
DLS|WISDOMTREE INTL SC|OLDM|OLD MISSION CAPITAL, LLC|2600
DLS|WISDOMTREE INTL SC|OPCO|Oppenheimer & Co. Inc.|416
DLS|WISDOMTREE INTL SC|PDQM|CODA MARKETS, INC.|600
DLS|WISDOMTREE INTL SC|PWJC|UBS Financial Services, Inc.|2731
DLS|WISDOMTREE INTL SC|RBCM|RBC CAPITAL MARKETS, LLC|6958
DLS|WISDOMTREE INTL SC|SAGL|SAGETRADER, LLC|900
DLS|WISDOMTREE INTL SC|SBSH|Citigroup Global Markets Inc.|5443
DLS|WISDOMTREE INTL SC|SEIC|SEI Investments Distribution Co.|900
DLS|WISDOMTREE INTL SC|SGMT|GOLDMAN SACHS & CO. LLC|1110
DLS|WISDOMTREE INTL SC|SPDR|SPEEDROUTE LLC|2500
DLS|WISDOMTREE INTL SC|STFL|Stifel, Nicolaus & Company, Incorporated|728
DLS|WISDOMTREE INTL SC|SWIM|TD Ameritrade, Inc.|749
DLS|WISDOMTREE INTL SC|SWST|Hilltop Securities Inc.|126
DLS|WISDOMTREE INTL SC|TRCM|TRC MARKETS LLC|813
DLS|WISDOMTREE INTL SC|UBSA|UBS SECURITIES LLC|19565
DLS|WISDOMTREE INTL SC|UBSS|UBS Securities LLC|56361
DLS|WISDOMTREE INTL SC|VALX|VIRTU AMERICAS LLC|1010
DLS|WISDOMTREE INTL SC|VERT|The Vertical Trading Group, LLC|367
DLS|WISDOMTREE INTL SC|VGRD|Vanguard Marketing Corporation|16295
DLS|WISDOMTREE INTL SC|WCHV|WELLS FARGO SECURITIES, LLC|14814
DLS|WISDOMTREE INTL SC|WEDB|WEDBUSH SECURITIES INC.|1
DLS|WISDOMTREE INTL SC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|224
DLS|WISDOMTREE INTL SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|328
DLS|WISDOMTREE INTL SC|WSEA|WOLVERINE SECURITIES, LLC|408
DLS|WISDOMTREE INTL SC|XSTM|NATIONAL FINANCIAL SERVICES LLC|696
DLS|WISDOMTREE INTL SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17689
DLTH|DULUTH HLDG CL B CM|ADAM|CANACCORD GENUITY INC.|2590
DLTH|DULUTH HLDG CL B CM|AGIS|Aegis Capital Corp.|3025
DLTH|DULUTH HLDG CL B CM|ALTX|Alternet Securities Inc.|10136
DLTH|DULUTH HLDG CL B CM|ANOS|ABEL/NOSER, L.L.C.|429
DLTH|DULUTH HLDG CL B CM|APCC|Apex Clearing Corporation|404
DLTH|DULUTH HLDG CL B CM|BARD|Robert W. Baird & Co. Incorporated|8014
DLTH|DULUTH HLDG CL B CM|BATM|CBOE TRADING, INC.|5702
DLTH|DULUTH HLDG CL B CM|BERN|Sanford C. Bernstein & Co., LLC|5120
DLTH|DULUTH HLDG CL B CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28184
DLTH|DULUTH HLDG CL B CM|BLKX|INSTINET, LLC|5000
DLTH|DULUTH HLDG CL B CM|BMOC|BMO Capital Markets Corp.|151511
DLTH|DULUTH HLDG CL B CM|BNPX|BNP PARIBAS SECURITIES CORP.|471
DLTH|DULUTH HLDG CL B CM|BTIG|BTIG, LLC|5007
DLTH|DULUTH HLDG CL B CM|BYXM|CBOE TRADING, INC.|111
DLTH|DULUTH HLDG CL B CM|BZYD|GOLDMAN SACHS & CO. LLC|1599
DLTH|DULUTH HLDG CL B CM|CANT|Cantor Fitzgerald & Co.|100
DLTH|DULUTH HLDG CL B CM|CHAS|Charles Schwab & Co., Inc.|2685
DLTH|DULUTH HLDG CL B CM|CIST|Capital Institutional Services, Inc.|399
DLTH|DULUTH HLDG CL B CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108205
DLTH|DULUTH HLDG CL B CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3060
DLTH|DULUTH HLDG CL B CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|232
DLTH|DULUTH HLDG CL B CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|141353
DLTH|DULUTH HLDG CL B CM|CTDL|Citadel Derivatives Group Llc|1865
DLTH|DULUTH HLDG CL B CM|CTLR|CUTLER GROUP, LP|2097
DLTH|DULUTH HLDG CL B CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|25832
DLTH|DULUTH HLDG CL B CM|DADA|D.A. Davidson & Co.|1000
DLTH|DULUTH HLDG CL B CM|DBAB|Deutsche Bank Securities Inc.|156750
DLTH|DULUTH HLDG CL B CM|DBAX|Deutsche Bank Securities Inc.|63800
DLTH|DULUTH HLDG CL B CM|DEAN|MORGAN STANLEY|1322
DLTH|DULUTH HLDG CL B CM|DEGS|RONIN PROFESSIONAL LLC|18350
DLTH|DULUTH HLDG CL B CM|EBXL|EBX LLC|113500
DLTH|DULUTH HLDG CL B CM|EDJO|Edward D. Jones & Co., L.P.|9396
DLTH|DULUTH HLDG CL B CM|EGAM|CBOE TRADING, INC.|11774
DLTH|DULUTH HLDG CL B CM|EGMT|EG MARKET TECHNOLOGIES LLC|1833
DLTH|DULUTH HLDG CL B CM|EGXM|CBOE TRADING, INC.|5239
DLTH|DULUTH HLDG CL B CM|ETBE|Electronic Transaction Clearing, Inc.|16180
DLTH|DULUTH HLDG CL B CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2020
DLTH|DULUTH HLDG CL B CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23627
DLTH|DULUTH HLDG CL B CM|ETRS|E*Trade Securities LLC|119779
DLTH|DULUTH HLDG CL B CM|FBCO|Credit Suisse Securities (USA) LLC|170503
DLTH|DULUTH HLDG CL B CM|FILL|Tradestation Securities, Inc.|45
DLTH|DULUTH HLDG CL B CM|FOMA|TD AMERITRADE CLEARING, INC.|138085
DLTH|DULUTH HLDG CL B CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133995
DLTH|DULUTH HLDG CL B CM|FTBR|Foliofn Investments, Inc.|1091
DLTH|DULUTH HLDG CL B CM|GEBB|GLOBAL EXECUTION BROKERS, LP|8883
DLTH|DULUTH HLDG CL B CM|GLPX|ACS EXECUTION SERVICES, LLC|22447
DLTH|DULUTH HLDG CL B CM|GSCO|GOLDMAN SACHS & CO. LLC|178854
DLTH|DULUTH HLDG CL B CM|GSCS|GOLDMAN SACHS & CO. LLC|28692
DLTH|DULUTH HLDG CL B CM|GSLT|GOLDMAN SACHS & CO. LLC|2130
DLTH|DULUTH HLDG CL B CM|GTSZ|GTS SECURITIES LLC|25113
DLTH|DULUTH HLDG CL B CM|HRBF|American Enterprise Investment Services Inc.|630
DLTH|DULUTH HLDG CL B CM|HSBC|HSBC Securities, Inc.|611
DLTH|DULUTH HLDG CL B CM|IATS|INTERACTIVE BROKERS LLC|23217
DLTH|DULUTH HLDG CL B CM|IBKR|Interactive Brokers Llc|172438
DLTH|DULUTH HLDG CL B CM|ICBX|INSTINET, LLC|18800
DLTH|DULUTH HLDG CL B CM|IEQY|CITADEL SECURITIES LLC|44303
DLTH|DULUTH HLDG CL B CM|INCA|INSTINET, LLC|464754
DLTH|DULUTH HLDG CL B CM|INJX|INSTINET, LLC|7790
DLTH|DULUTH HLDG CL B CM|ITGI|ITG Inc.|34549
DLTH|DULUTH HLDG CL B CM|ITGP|ITG INC.|56600
DLTH|DULUTH HLDG CL B CM|JEFF|JEFFERIES LLC|39178
DLTH|DULUTH HLDG CL B CM|JMPT|JUMP TRADING, LLC|33334
DLTH|DULUTH HLDG CL B CM|JPBX|J.P. MORGAN SECURITIES LLC|27354
DLTH|DULUTH HLDG CL B CM|JPMX|J.P. Morgan Securities LLC|183231
DLTH|DULUTH HLDG CL B CM|JSJX|JANE STREET CAPITAL LLC|3959
DLTH|DULUTH HLDG CL B CM|KCGM|VIRTU Americas LLC|33772
DLTH|DULUTH HLDG CL B CM|LEHM|Barclays Capital Inc./Le|341360
DLTH|DULUTH HLDG CL B CM|LIME|Lime Brokerage LLC|134800
DLTH|DULUTH HLDG CL B CM|MAXM|Maxim Group LLC|1455
DLTH|DULUTH HLDG CL B CM|MCMF|Raymond James Ltd. Cds|700
DLTH|DULUTH HLDG CL B CM|MKMP|MKM Partners LLC|50000
DLTH|DULUTH HLDG CL B CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47370
DLTH|DULUTH HLDG CL B CM|MSCO|MORGAN STANLEY & CO. LLC|958714
DLTH|DULUTH HLDG CL B CM|MSPL|MORGAN STANLEY & CO. LLC|211000
DLTH|DULUTH HLDG CL B CM|MSTX|MORGAN STANLEY & CO. LLC|64000
DLTH|DULUTH HLDG CL B CM|NFSC|National Financial Services LLC|203450
DLTH|DULUTH HLDG CL B CM|NITE|VIRTU Americas LLC|362754
DLTH|DULUTH HLDG CL B CM|NITP|VIRTU Americas LLC|1170
DLTH|DULUTH HLDG CL B CM|NQRB|Brut, LLC|5152
DLTH|DULUTH HLDG CL B CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10080
DLTH|DULUTH HLDG CL B CM|PDQM|CODA MARKETS, INC.|63336
DLTH|DULUTH HLDG CL B CM|PHLY|NASDAQ Execution Services, LLC|2800
DLTH|DULUTH HLDG CL B CM|PIPR|Piper Jaffray & Co.|8758
DLTH|DULUTH HLDG CL B CM|PWJC|UBS Financial Services, Inc.|4620
DLTH|DULUTH HLDG CL B CM|RAJA|Raymond James & Associates, Inc.|11619
DLTH|DULUTH HLDG CL B CM|RBCM|RBC CAPITAL MARKETS, LLC|34867
DLTH|DULUTH HLDG CL B CM|SAGL|SAGETRADER, LLC|15448
DLTH|DULUTH HLDG CL B CM|SBSH|Citigroup Global Markets Inc.|59400
DLTH|DULUTH HLDG CL B CM|SGMT|GOLDMAN SACHS & CO. LLC|53165
DLTH|DULUTH HLDG CL B CM|SPDR|SPEEDROUTE LLC|14518
DLTH|DULUTH HLDG CL B CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|10000
DLTH|DULUTH HLDG CL B CM|STFL|Stifel, Nicolaus & Company, Incorporated|21477
DLTH|DULUTH HLDG CL B CM|STKP|STOCKPILE INVESTMENTS, INC.|14
DLTH|DULUTH HLDG CL B CM|SWIM|TD Ameritrade, Inc.|113759
DLTH|DULUTH HLDG CL B CM|TKNG|ALLY INVEST SECURITIES LLC|741
DLTH|DULUTH HLDG CL B CM|TRBT|Tradebot Systems, Inc.|118960
DLTH|DULUTH HLDG CL B CM|TRCM|TRC MARKETS LLC|18943
DLTH|DULUTH HLDG CL B CM|TWTT|TASTYWORKS, INC.|335
DLTH|DULUTH HLDG CL B CM|UBSA|UBS SECURITIES LLC|258409
DLTH|DULUTH HLDG CL B CM|UBSS|UBS Securities LLC|331294
DLTH|DULUTH HLDG CL B CM|VALX|VIRTU AMERICAS LLC|11404
DLTH|DULUTH HLDG CL B CM|VGRD|Vanguard Marketing Corporation|13127
DLTH|DULUTH HLDG CL B CM|VNDM|Wall Street Access|4464
DLTH|DULUTH HLDG CL B CM|VSIN|Vision Financial Markets Llc|5735
DLTH|DULUTH HLDG CL B CM|WBLR|WILLIAM BLAIR|14569
DLTH|DULUTH HLDG CL B CM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
DLTH|DULUTH HLDG CL B CM|WCHV|WELLS FARGO SECURITIES, LLC|23959
DLTH|DULUTH HLDG CL B CM|WEDB|WEDBUSH SECURITIES INC.|600
DLTH|DULUTH HLDG CL B CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11958
DLTH|DULUTH HLDG CL B CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21488
DLTH|DULUTH HLDG CL B CM|WGIF|CIBC World Markets Inc.|3225
DLTH|DULUTH HLDG CL B CM|WSEA|WOLVERINE SECURITIES, LLC|8446
DLTH|DULUTH HLDG CL B CM|XIST|INSTINET, LLC|400
DLTH|DULUTH HLDG CL B CM|XPQR|Jump Trading|84
DLTH|DULUTH HLDG CL B CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|44436
DLTH|DULUTH HLDG CL B CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1810
DLTH|DULUTH HLDG CL B CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11587
DLTR|DOLLAR TREE INC|ABLE|NATIXIS Securities Americas LLC|379872
DLTR|DOLLAR TREE INC|ALTX|Alternet Securities Inc.|43227
DLTR|DOLLAR TREE INC|APCC|Apex Clearing Corporation|10527
DLTR|DOLLAR TREE INC|AQUA|AQUA SECURITIES L.P.|6900
DLTR|DOLLAR TREE INC|BANK|Primevest Financial Services, Inc.|914
DLTR|DOLLAR TREE INC|BARD|Robert W. Baird & Co. Incorporated|78362
DLTR|DOLLAR TREE INC|BATM|CBOE TRADING, INC.|26156
DLTR|DOLLAR TREE INC|BAYC|BAY CREST PARTNERS, LLC|44617
DLTR|DOLLAR TREE INC|BAYT|BTIG, LLC|2700
DLTR|DOLLAR TREE INC|BBNT|BB&T SECURITIES, LLC|24501
DLTR|DOLLAR TREE INC|BERN|Sanford C. Bernstein & Co., LLC|492119
DLTR|DOLLAR TREE INC|BIDS|BIDS TRADING L.P.|92252
DLTR|DOLLAR TREE INC|BIMI|Banca IMI Securities Corp.|580
DLTR|DOLLAR TREE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36886
DLTR|DOLLAR TREE INC|BLKX|INSTINET, LLC|166870
DLTR|DOLLAR TREE INC|BMOC|BMO Capital Markets Corp.|78410
DLTR|DOLLAR TREE INC|BNCH|The Benchmark Company, LLC|1936
DLTR|DOLLAR TREE INC|BNPX|BNP PARIBAS SECURITIES CORP.|611851
DLTR|DOLLAR TREE INC|BTIG|BTIG, LLC|55597
DLTR|DOLLAR TREE INC|BYXM|CBOE TRADING, INC.|17024
DLTR|DOLLAR TREE INC|BZYD|GOLDMAN SACHS & CO. LLC|400
DLTR|DOLLAR TREE INC|CABR|Cabrera Capital Markets, Inc.|125
DLTR|DOLLAR TREE INC|CANT|Cantor Fitzgerald & Co.|3680
DLTR|DOLLAR TREE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|220910
DLTR|DOLLAR TREE INC|CBRA|Cobra Trading, Inc.|900
DLTR|DOLLAR TREE INC|CHAS|Charles Schwab & Co., Inc.|25362
DLTR|DOLLAR TREE INC|CIBP|CIBC World Markets Corp.|137624
DLTR|DOLLAR TREE INC|CICF|Canaccord Genuity Corp.|709
DLTR|DOLLAR TREE INC|CIST|Capital Institutional Services, Inc.|9322
DLTR|DOLLAR TREE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|452894
DLTR|DOLLAR TREE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|33434
DLTR|DOLLAR TREE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|67843
DLTR|DOLLAR TREE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1344816
DLTR|DOLLAR TREE INC|CTDL|Citadel Derivatives Group Llc|52121
DLTR|DOLLAR TREE INC|CTLR|CUTLER GROUP, LP|6328
DLTR|DOLLAR TREE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|182920
DLTR|DOLLAR TREE INC|DADA|D.A. Davidson & Co.|2348
DLTR|DOLLAR TREE INC|DAVA|Davenport & Company LLC|7507
DLTR|DOLLAR TREE INC|DAWA|Daiwa Capital Markets America Inc.|1470
DLTR|DOLLAR TREE INC|DBAB|Deutsche Bank Securities Inc.|2014745
DLTR|DOLLAR TREE INC|DBAX|Deutsche Bank Securities Inc.|1795400
DLTR|DOLLAR TREE INC|DBUL|Deutsche Bank Securities Inc.|27042
DLTR|DOLLAR TREE INC|DCHF|Dart Executions, LLC|2733
DLTR|DOLLAR TREE INC|DEAN|MORGAN STANLEY|36918
DLTR|DOLLAR TREE INC|DEGS|RONIN PROFESSIONAL LLC|1560
DLTR|DOLLAR TREE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16299
DLTR|DOLLAR TREE INC|DREX|Drexel Hamilton, LLC|20152
DLTR|DOLLAR TREE INC|DRWK|DRW SECURITIES, L.L.C.|157650
DLTR|DOLLAR TREE INC|EBXL|EBX LLC|979300
DLTR|DOLLAR TREE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|101388
DLTR|DOLLAR TREE INC|EDJC|Edward Jones / CDS|3007
DLTR|DOLLAR TREE INC|EDJO|Edward D. Jones & Co., L.P.|10037
DLTR|DOLLAR TREE INC|EGAM|CBOE TRADING, INC.|72157
DLTR|DOLLAR TREE INC|EGAW|CBOE TRADING, INC.|114
DLTR|DOLLAR TREE INC|EGMT|EG MARKET TECHNOLOGIES LLC|8040
DLTR|DOLLAR TREE INC|EGXM|CBOE TRADING, INC.|19106
DLTR|DOLLAR TREE INC|EGXW|CBOE TRADING, INC.|100
DLTR|DOLLAR TREE INC|ETBE|Electronic Transaction Clearing, Inc.|204868
DLTR|DOLLAR TREE INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|13462
DLTR|DOLLAR TREE INC|ETCC|Electronic Transaction Clearing, Inc.|5271
DLTR|DOLLAR TREE INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9158
DLTR|DOLLAR TREE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|143045
DLTR|DOLLAR TREE INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|635
DLTR|DOLLAR TREE INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|191318
DLTR|DOLLAR TREE INC|ETRS|E*Trade Securities LLC|347722
DLTR|DOLLAR TREE INC|FBCO|Credit Suisse Securities (USA) LLC|3629706
DLTR|DOLLAR TREE INC|FIDT|Fidelity Clearing Canada ULC./ CDS|29
DLTR|DOLLAR TREE INC|FILL|Tradestation Securities, Inc.|91843
DLTR|DOLLAR TREE INC|FINX|FINTECH SECURITIES|2098
DLTR|DOLLAR TREE INC|FMAF|NBCN Inc./ CDS|29249
DLTR|DOLLAR TREE INC|FOMA|TD AMERITRADE CLEARING, INC.|1021185
DLTR|DOLLAR TREE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|71853
DLTR|DOLLAR TREE INC|FQLS|Quantlab Securities LP|1778281
DLTR|DOLLAR TREE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|276494
DLTR|DOLLAR TREE INC|FTBR|Foliofn Investments, Inc.|3189
DLTR|DOLLAR TREE INC|GBMT|GBM International, Inc.|770
DLTR|DOLLAR TREE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|189330
DLTR|DOLLAR TREE INC|GELP|RBC CAPITAL MARKETS, LLC|7758
DLTR|DOLLAR TREE INC|GHCC|Gordon, Haskett Capital Corporation|3900
DLTR|DOLLAR TREE INC|GLIS|TD Securities Inc|368
DLTR|DOLLAR TREE INC|GLPX|ACS EXECUTION SERVICES, LLC|212446
DLTR|DOLLAR TREE INC|GSCO|GOLDMAN SACHS & CO. LLC|5649001
DLTR|DOLLAR TREE INC|GSCS|GOLDMAN SACHS & CO. LLC|56976
DLTR|DOLLAR TREE INC|GSLT|GOLDMAN SACHS & CO. LLC|55128
DLTR|DOLLAR TREE INC|GTSZ|GTS SECURITIES LLC|552582
DLTR|DOLLAR TREE INC|GUGS|Guggenheim Securities, LLC|13400
DLTR|DOLLAR TREE INC|HAPX|HAP Trading, LLC|6945
DLTR|DOLLAR TREE INC|HRBF|American Enterprise Investment Services Inc.|15774
DLTR|DOLLAR TREE INC|HSBC|HSBC Securities, Inc.|50363
DLTR|DOLLAR TREE INC|IATS|INTERACTIVE BROKERS LLC|40732
DLTR|DOLLAR TREE INC|IBKR|Interactive Brokers Llc|365513
DLTR|DOLLAR TREE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4510
DLTR|DOLLAR TREE INC|ICBX|INSTINET, LLC|194967
DLTR|DOLLAR TREE INC|IEQY|CITADEL SECURITIES LLC|985464
DLTR|DOLLAR TREE INC|INCA|INSTINET, LLC|2277774
DLTR|DOLLAR TREE INC|INJX|INSTINET, LLC|191318
DLTR|DOLLAR TREE INC|INTL|INTL FCSTONE FINANCIAL INC.|59
DLTR|DOLLAR TREE INC|ITGI|ITG Inc.|242274
DLTR|DOLLAR TREE INC|ITGP|ITG INC.|853600
DLTR|DOLLAR TREE INC|JANY|Janney Montgomery Scott Inc.|1163
DLTR|DOLLAR TREE INC|JEFF|JEFFERIES LLC|551419
DLTR|DOLLAR TREE INC|JMPT|JUMP TRADING, LLC|383572
DLTR|DOLLAR TREE INC|JONE|JonesTrading|40000
DLTR|DOLLAR TREE INC|JPBX|J.P. MORGAN SECURITIES LLC|739105
DLTR|DOLLAR TREE INC|JPMX|J.P. Morgan Securities LLC|2378728
DLTR|DOLLAR TREE INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|382
DLTR|DOLLAR TREE INC|JSJX|JANE STREET CAPITAL LLC|15107
DLTR|DOLLAR TREE INC|JUTA|JUMP TRADING, LLC|900
DLTR|DOLLAR TREE INC|KCGM|VIRTU Americas LLC|252231
DLTR|DOLLAR TREE INC|KEYB|KEYBANC CAPITAL MARKETS INC.|65000
DLTR|DOLLAR TREE INC|LEER|LEERINK PARTNERS LLC|676
DLTR|DOLLAR TREE INC|LEHM|Barclays Capital Inc./Le|4283682
DLTR|DOLLAR TREE INC|LIME|Lime Brokerage LLC|533675
DLTR|DOLLAR TREE INC|LMGP|LIME BROKERAGE LLC|15536
DLTR|DOLLAR TREE INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|127346
DLTR|DOLLAR TREE INC|LOOP|Loop Capital Markets LLC|61000
DLTR|DOLLAR TREE INC|LQNA|LIQUIDNET, INC.|225100
DLTR|DOLLAR TREE INC|LQNB|LIQUIDNET, INC.|8600
DLTR|DOLLAR TREE INC|LSCI|Lek Securities Corporation|7332
DLTR|DOLLAR TREE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10499
DLTR|DOLLAR TREE INC|MACC|Mid Atlantic Capital Corporation|112
DLTR|DOLLAR TREE INC|MACQ|Macquarie Capital (USA) Inc.|7800
DLTR|DOLLAR TREE INC|MAXM|Maxim Group LLC|3160
DLTR|DOLLAR TREE INC|MBTS|ALLY INVEST SECURITIES LLC|325
DLTR|DOLLAR TREE INC|MCMF|Raymond James Ltd. Cds|290
DLTR|DOLLAR TREE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|665946
DLTR|DOLLAR TREE INC|MOTF|MOTIF INVESTING, INC.|34
DLTR|DOLLAR TREE INC|MSCO|MORGAN STANLEY & CO. LLC|10333150
DLTR|DOLLAR TREE INC|MSPL|MORGAN STANLEY & CO. LLC|1132800
DLTR|DOLLAR TREE INC|MSTX|MORGAN STANLEY & CO. LLC|848700
DLTR|DOLLAR TREE INC|MULL|MARK J. MULLER EQUITIES, INC.|1500
DLTR|DOLLAR TREE INC|NATL|National Securities Corporation|517
DLTR|DOLLAR TREE INC|NBCS|NBC Securities, INC.|5
DLTR|DOLLAR TREE INC|NEUB|NEUBERGER BERMAN BD LLC|500
DLTR|DOLLAR TREE INC|NFSC|National Financial Services LLC|1121688
DLTR|DOLLAR TREE INC|NITE|VIRTU Americas LLC|1920200
DLTR|DOLLAR TREE INC|NITP|VIRTU Americas LLC|4557
DLTR|DOLLAR TREE INC|NQRB|Brut, LLC|82044
DLTR|DOLLAR TREE INC|NTRC|Northern Trust Securities, Inc.|927
DLTR|DOLLAR TREE INC|OHOS|TWO SIGMA SECURITIES, LLC|280651
DLTR|DOLLAR TREE INC|OLDM|OLD MISSION CAPITAL, LLC|5545
DLTR|DOLLAR TREE INC|OPCO|Oppenheimer & Co. Inc.|4676
DLTR|DOLLAR TREE INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4694
DLTR|DOLLAR TREE INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|875
DLTR|DOLLAR TREE INC|PDQM|CODA MARKETS, INC.|522772
DLTR|DOLLAR TREE INC|PHLY|NASDAQ Execution Services, LLC|20200
DLTR|DOLLAR TREE INC|PICT|Pictet Overseas Inc.|1814
DLTR|DOLLAR TREE INC|PIPR|Piper Jaffray & Co.|1450
DLTR|DOLLAR TREE INC|PWJC|UBS Financial Services, Inc.|10673
DLTR|DOLLAR TREE INC|RAJA|Raymond James & Associates, Inc.|71063
DLTR|DOLLAR TREE INC|RBCM|RBC CAPITAL MARKETS, LLC|28559
DLTR|DOLLAR TREE INC|RGLD|Regal Securities, Inc|2317
DLTR|DOLLAR TREE INC|RHCO|Suntrust Robinson Humphrey, Inc.|3400
DLTR|DOLLAR TREE INC|RILY|B. RILEY FBR, INC.|500
DLTR|DOLLAR TREE INC|SAGL|SAGETRADER, LLC|151251
DLTR|DOLLAR TREE INC|SAGW|SAGETRADER, LLC|873
DLTR|DOLLAR TREE INC|SALI|INTL FCSTONE FINANCIAL INC.|312
DLTR|DOLLAR TREE INC|SBSH|Citigroup Global Markets Inc.|1992580
DLTR|DOLLAR TREE INC|SCMC|Scotia Capital Markets (USA) Inc.|210
DLTR|DOLLAR TREE INC|SEIC|SEI Investments Distribution Co.|1415
DLTR|DOLLAR TREE INC|SGMT|GOLDMAN SACHS & CO. LLC|752449
DLTR|DOLLAR TREE INC|SIBO|Prime Executions, Inc.|5700
DLTR|DOLLAR TREE INC|SIDC|Sidoti & Company, LLC|100
DLTR|DOLLAR TREE INC|SJLS|TRADE INFORMATICS LLC|200
DLTR|DOLLAR TREE INC|SOGO|Wang Investment Associates, Inc.|3006
DLTR|DOLLAR TREE INC|SPDR|SPEEDROUTE LLC|98355
DLTR|DOLLAR TREE INC|SPHN|Stephens Inc.|7685
DLTR|DOLLAR TREE INC|SPNT|SEVEN POINTS CAPITAL, LLC|100
DLTR|DOLLAR TREE INC|SPTD|MINT GLOBAL MARKETS, INC.|500
DLTR|DOLLAR TREE INC|STFL|Stifel, Nicolaus & Company, Incorporated|12834
DLTR|DOLLAR TREE INC|STKP|STOCKPILE INVESTMENTS, INC.|344
DLTR|DOLLAR TREE INC|SWIM|TD Ameritrade, Inc.|672411
DLTR|DOLLAR TREE INC|SWST|Hilltop Securities Inc.|7786
DLTR|DOLLAR TREE INC|TAGC|TELSEY ADVISORY GROUP LLC|21874
DLTR|DOLLAR TREE INC|TDSI|TD Securities (USA) LLC|7000
DLTR|DOLLAR TREE INC|TKNG|ALLY INVEST SECURITIES LLC|12314
DLTR|DOLLAR TREE INC|TONC|CUTTONE & CO., LLC|1270
DLTR|DOLLAR TREE INC|TRBT|Tradebot Systems, Inc.|812764
DLTR|DOLLAR TREE INC|TRCM|TRC MARKETS LLC|807905
DLTR|DOLLAR TREE INC|TTUC|CUTTONE & CO., INC.|16565
DLTR|DOLLAR TREE INC|TWTT|TASTYWORKS, INC.|2206
DLTR|DOLLAR TREE INC|UBSA|UBS SECURITIES LLC|2367286
DLTR|DOLLAR TREE INC|UBSS|UBS Securities LLC|4037670
DLTR|DOLLAR TREE INC|VALX|VIRTU AMERICAS LLC|20405
DLTR|DOLLAR TREE INC|VERT|The Vertical Trading Group, LLC|15362
DLTR|DOLLAR TREE INC|VGRD|Vanguard Marketing Corporation|59383
DLTR|DOLLAR TREE INC|VNDM|Wall Street Access|9571
DLTR|DOLLAR TREE INC|WABR|Wall Street Access|10758
DLTR|DOLLAR TREE INC|WBLR|WILLIAM BLAIR|4631
DLTR|DOLLAR TREE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|15257
DLTR|DOLLAR TREE INC|WCHV|WELLS FARGO SECURITIES, LLC|993459
DLTR|DOLLAR TREE INC|WDNX|WEEDEN & CO.L.P.|2530
DLTR|DOLLAR TREE INC|WEDB|WEDBUSH SECURITIES INC.|8621
DLTR|DOLLAR TREE INC|WEED|Weeden & Co.L.P.|4000
DLTR|DOLLAR TREE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|183873
DLTR|DOLLAR TREE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|127811
DLTR|DOLLAR TREE INC|WGIF|CIBC World Markets Inc.|35693
DLTR|DOLLAR TREE INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2207
DLTR|DOLLAR TREE INC|WOLF|Wolfe Trahan Securities|2000
DLTR|DOLLAR TREE INC|WORD|Worden Capital Management LLC|857
DLTR|DOLLAR TREE INC|WSAG|WALL STREET ACCESS|309
DLTR|DOLLAR TREE INC|WSEA|WOLVERINE SECURITIES, LLC|45342
DLTR|DOLLAR TREE INC|WTFS|JUST2TRADE, INC.|75
DLTR|DOLLAR TREE INC|XIST|INSTINET, LLC|121260
DLTR|DOLLAR TREE INC|XPQR|Jump Trading|600
DLTR|DOLLAR TREE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|366526
DLTR|DOLLAR TREE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|24710
DLTR|DOLLAR TREE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20169
DLX|DELUXE CP|ALTX|Alternet Securities Inc.|2350
DLX|DELUXE CP|APCC|Apex Clearing Corporation|19
DLX|DELUXE CP|BANK|Primevest Financial Services, Inc.|1
DLX|DELUXE CP|BARD|Robert W. Baird & Co. Incorporated|8845
DLX|DELUXE CP|BATM|CBOE TRADING, INC.|1798
DLX|DELUXE CP|BAYC|BAY CREST PARTNERS, LLC|10
DLX|DELUXE CP|BAYT|BTIG, LLC|2328
DLX|DELUXE CP|BBNT|BB&T SECURITIES, LLC|191
DLX|DELUXE CP|BERN|Sanford C. Bernstein & Co., LLC|29483
DLX|DELUXE CP|BIDS|BIDS TRADING L.P.|100
DLX|DELUXE CP|BIMI|Banca IMI Securities Corp.|25
DLX|DELUXE CP|BKCM|BNY Mellon Capital Markets LLC|8108
DLX|DELUXE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|913
DLX|DELUXE CP|BLKX|INSTINET, LLC|26000
DLX|DELUXE CP|BNPX|BNP PARIBAS SECURITIES CORP.|3874
DLX|DELUXE CP|BRVL|BLAYLOCK VAN, LLC|100
DLX|DELUXE CP|BTIG|BTIG, LLC|37602
DLX|DELUXE CP|BYXM|CBOE TRADING, INC.|563
DLX|DELUXE CP|CANT|Cantor Fitzgerald & Co.|33
DLX|DELUXE CP|CHAS|Charles Schwab & Co., Inc.|105
DLX|DELUXE CP|CIST|Capital Institutional Services, Inc.|1283
DLX|DELUXE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13471
DLX|DELUXE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
DLX|DELUXE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
DLX|DELUXE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94429
DLX|DELUXE CP|CTDL|Citadel Derivatives Group Llc|1995
DLX|DELUXE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|6168
DLX|DELUXE CP|DBAB|Deutsche Bank Securities Inc.|74785
DLX|DELUXE CP|DBAX|Deutsche Bank Securities Inc.|91600
DLX|DELUXE CP|DBUL|Deutsche Bank Securities Inc.|300
DLX|DELUXE CP|DEAN|MORGAN STANLEY|1629
DLX|DELUXE CP|DEGS|RONIN PROFESSIONAL LLC|92
DLX|DELUXE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
DLX|DELUXE CP|EBXL|EBX LLC|47800
DLX|DELUXE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|26599
DLX|DELUXE CP|EDJO|Edward D. Jones & Co., L.P.|1296
DLX|DELUXE CP|EGAM|CBOE TRADING, INC.|3266
DLX|DELUXE CP|EGMT|EG MARKET TECHNOLOGIES LLC|300
DLX|DELUXE CP|EGXM|CBOE TRADING, INC.|1354
DLX|DELUXE CP|ELEV|ELEVATION, LLC|8865
DLX|DELUXE CP|ETBE|Electronic Transaction Clearing, Inc.|3333
DLX|DELUXE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8720
DLX|DELUXE CP|ETRS|E*Trade Securities LLC|4271
DLX|DELUXE CP|FILL|Tradestation Securities, Inc.|322
DLX|DELUXE CP|FINZ|FINTECH SECURITIES|100
DLX|DELUXE CP|FMAF|NBCN Inc./ CDS|175
DLX|DELUXE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2885
DLX|DELUXE CP|FQLS|Quantlab Securities LP|82885
DLX|DELUXE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39705
DLX|DELUXE CP|FTBR|Foliofn Investments, Inc.|506
DLX|DELUXE CP|GLPX|ACS EXECUTION SERVICES, LLC|14844
DLX|DELUXE CP|GSCO|GOLDMAN SACHS & CO. LLC|162026
DLX|DELUXE CP|GSCS|GOLDMAN SACHS & CO. LLC|3791
DLX|DELUXE CP|GSLT|GOLDMAN SACHS & CO. LLC|1543
DLX|DELUXE CP|GTSZ|GTS SECURITIES LLC|33409
DLX|DELUXE CP|HPPX|POTAMUS TRADING, LLC|358
DLX|DELUXE CP|HRBF|American Enterprise Investment Services Inc.|843
DLX|DELUXE CP|IATS|INTERACTIVE BROKERS LLC|856
DLX|DELUXE CP|IBKR|Interactive Brokers Llc|1907
DLX|DELUXE CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4246
DLX|DELUXE CP|ICBX|INSTINET, LLC|13120
DLX|DELUXE CP|IEQY|CITADEL SECURITIES LLC|37726
DLX|DELUXE CP|INCA|INSTINET, LLC|60365
DLX|DELUXE CP|INGS|Ingalls & Snyder, Llc|600
DLX|DELUXE CP|INJX|INSTINET, LLC|8530
DLX|DELUXE CP|ITGI|ITG Inc.|6306
DLX|DELUXE CP|ITGP|ITG INC.|33600
DLX|DELUXE CP|JANY|Janney Montgomery Scott Inc.|216
DLX|DELUXE CP|JEFF|JEFFERIES LLC|102991
DLX|DELUXE CP|JMPT|JUMP TRADING, LLC|19814
DLX|DELUXE CP|JPBX|J.P. MORGAN SECURITIES LLC|9286
DLX|DELUXE CP|JPMX|J.P. Morgan Securities LLC|62795
DLX|DELUXE CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
DLX|DELUXE CP|JSJX|JANE STREET CAPITAL LLC|18410
DLX|DELUXE CP|KCGM|VIRTU Americas LLC|14065
DLX|DELUXE CP|LEHM|Barclays Capital Inc./Le|150718
DLX|DELUXE CP|LIME|Lime Brokerage LLC|11296
DLX|DELUXE CP|LOOP|Loop Capital Markets LLC|250
DLX|DELUXE CP|LQNA|LIQUIDNET, INC.|20000
DLX|DELUXE CP|LSCI|Lek Securities Corporation|57
DLX|DELUXE CP|MAXM|Maxim Group LLC|2114
DLX|DELUXE CP|MBTS|ALLY INVEST SECURITIES LLC|121
DLX|DELUXE CP|MCMF|Raymond James Ltd. Cds|414
DLX|DELUXE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28700
DLX|DELUXE CP|MOTF|MOTIF INVESTING, INC.|4
DLX|DELUXE CP|MSCO|MORGAN STANLEY & CO. LLC|411236
DLX|DELUXE CP|MSPL|MORGAN STANLEY & CO. LLC|132400
DLX|DELUXE CP|MSTX|MORGAN STANLEY & CO. LLC|43800
DLX|DELUXE CP|NFSC|National Financial Services LLC|25695
DLX|DELUXE CP|NITE|VIRTU Americas LLC|59825
DLX|DELUXE CP|NITP|VIRTU Americas LLC|200
DLX|DELUXE CP|NQRB|Brut, LLC|1646
DLX|DELUXE CP|NTRC|Northern Trust Securities, Inc.|611
DLX|DELUXE CP|OPCO|Oppenheimer & Co. Inc.|230
DLX|DELUXE CP|PDQM|CODA MARKETS, INC.|30933
DLX|DELUXE CP|QMSR|QUATTRO M SECURITIES INC.|49
DLX|DELUXE CP|RBCM|RBC CAPITAL MARKETS, LLC|1161
DLX|DELUXE CP|SAGL|SAGETRADER, LLC|3290
DLX|DELUXE CP|SAGW|SAGETRADER, LLC|730
DLX|DELUXE CP|SALI|INTL FCSTONE FINANCIAL INC.|2
DLX|DELUXE CP|SBSH|Citigroup Global Markets Inc.|32671
DLX|DELUXE CP|SGMT|GOLDMAN SACHS & CO. LLC|17253
DLX|DELUXE CP|SIDC|Sidoti & Company, LLC|257
DLX|DELUXE CP|SPDR|SPEEDROUTE LLC|3150
DLX|DELUXE CP|SPHN|Stephens Inc.|200
DLX|DELUXE CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|31842
DLX|DELUXE CP|STFL|Stifel, Nicolaus & Company, Incorporated|1213
DLX|DELUXE CP|STKP|STOCKPILE INVESTMENTS, INC.|4
DLX|DELUXE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4821
DLX|DELUXE CP|SWIM|TD Ameritrade, Inc.|249
DLX|DELUXE CP|TKNG|ALLY INVEST SECURITIES LLC|2
DLX|DELUXE CP|TOUR|TOURMALINE PARTNERS, LLC|6845
DLX|DELUXE CP|TRBT|Tradebot Systems, Inc.|61583
DLX|DELUXE CP|TRCM|TRC MARKETS LLC|28403
DLX|DELUXE CP|UBSA|UBS SECURITIES LLC|171555
DLX|DELUXE CP|UBSS|UBS Securities LLC|358998
DLX|DELUXE CP|VALX|VIRTU AMERICAS LLC|3138
DLX|DELUXE CP|VGRD|Vanguard Marketing Corporation|1543
DLX|DELUXE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|612
DLX|DELUXE CP|WCHV|WELLS FARGO SECURITIES, LLC|25654
DLX|DELUXE CP|WDNX|WEEDEN & CO.L.P.|1816
DLX|DELUXE CP|WEED|Weeden & Co.L.P.|4620
DLX|DELUXE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|795
DLX|DELUXE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|320
DLX|DELUXE CP|WSEA|WOLVERINE SECURITIES, LLC|558
DLX|DELUXE CP|XIST|INSTINET, LLC|27800
DLX|DELUXE CP|XPQR|Jump Trading|700
DLX|DELUXE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|10108
DLX|DELUXE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1268
DLX|DELUXE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2037
DM|DOMINION NRG MIDSTRE|ALTX|Alternet Securities Inc.|9002
DM|DOMINION NRG MIDSTRE|APCC|Apex Clearing Corporation|2680
DM|DOMINION NRG MIDSTRE|BATM|CBOE TRADING, INC.|1247
DM|DOMINION NRG MIDSTRE|BBNT|BB&T SECURITIES, LLC|848
DM|DOMINION NRG MIDSTRE|BERN|Sanford C. Bernstein & Co., LLC|1596
DM|DOMINION NRG MIDSTRE|BIDS|BIDS TRADING L.P.|100
DM|DOMINION NRG MIDSTRE|BIMI|Banca IMI Securities Corp.|170
DM|DOMINION NRG MIDSTRE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11487
DM|DOMINION NRG MIDSTRE|BLKX|INSTINET, LLC|27800
DM|DOMINION NRG MIDSTRE|BNPX|BNP PARIBAS SECURITIES CORP.|39
DM|DOMINION NRG MIDSTRE|BTIG|BTIG, LLC|12333
DM|DOMINION NRG MIDSTRE|BYXM|CBOE TRADING, INC.|400
DM|DOMINION NRG MIDSTRE|CANT|Cantor Fitzgerald & Co.|500
DM|DOMINION NRG MIDSTRE|CHAS|Charles Schwab & Co., Inc.|32859
DM|DOMINION NRG MIDSTRE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27988
DM|DOMINION NRG MIDSTRE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2190
DM|DOMINION NRG MIDSTRE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
DM|DOMINION NRG MIDSTRE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|187866
DM|DOMINION NRG MIDSTRE|CTDL|Citadel Derivatives Group Llc|11902
DM|DOMINION NRG MIDSTRE|CXCX|CITIGROUP GLOBAL MARKETS INC.|80362
DM|DOMINION NRG MIDSTRE|DADA|D.A. Davidson & Co.|700
DM|DOMINION NRG MIDSTRE|DAVA|Davenport & Company LLC|37036
DM|DOMINION NRG MIDSTRE|DBAB|Deutsche Bank Securities Inc.|15177
DM|DOMINION NRG MIDSTRE|DBAX|Deutsche Bank Securities Inc.|144600
DM|DOMINION NRG MIDSTRE|DEAN|MORGAN STANLEY|25838
DM|DOMINION NRG MIDSTRE|DEGS|RONIN PROFESSIONAL LLC|1106
DM|DOMINION NRG MIDSTRE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15075
DM|DOMINION NRG MIDSTRE|EBXL|EBX LLC|126300
DM|DOMINION NRG MIDSTRE|ECUT|CONVERGEX EXECUTION SOLUTIONS|8501
DM|DOMINION NRG MIDSTRE|EDJO|Edward D. Jones & Co., L.P.|3129
DM|DOMINION NRG MIDSTRE|EGAM|CBOE TRADING, INC.|24568
DM|DOMINION NRG MIDSTRE|EGXM|CBOE TRADING, INC.|3350
DM|DOMINION NRG MIDSTRE|ETBE|Electronic Transaction Clearing, Inc.|400
DM|DOMINION NRG MIDSTRE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4686
DM|DOMINION NRG MIDSTRE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
DM|DOMINION NRG MIDSTRE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1241
DM|DOMINION NRG MIDSTRE|ETRS|E*Trade Securities LLC|1219371
DM|DOMINION NRG MIDSTRE|FILL|Tradestation Securities, Inc.|862
DM|DOMINION NRG MIDSTRE|FMAF|NBCN Inc./ CDS|1365
DM|DOMINION NRG MIDSTRE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111164
DM|DOMINION NRG MIDSTRE|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|2100
DM|DOMINION NRG MIDSTRE|FTBR|Foliofn Investments, Inc.|2454
DM|DOMINION NRG MIDSTRE|GARC|ICAP Corporates LLC|1196
DM|DOMINION NRG MIDSTRE|GLIS|TD Securities Inc|4481
DM|DOMINION NRG MIDSTRE|GLPX|ACS EXECUTION SERVICES, LLC|30237
DM|DOMINION NRG MIDSTRE|GSCO|GOLDMAN SACHS & CO. LLC|455712
DM|DOMINION NRG MIDSTRE|GSCS|GOLDMAN SACHS & CO. LLC|800
DM|DOMINION NRG MIDSTRE|GSLT|GOLDMAN SACHS & CO. LLC|2275
DM|DOMINION NRG MIDSTRE|GTSZ|GTS SECURITIES LLC|44508
DM|DOMINION NRG MIDSTRE|HRBF|American Enterprise Investment Services Inc.|26742
DM|DOMINION NRG MIDSTRE|IATS|INTERACTIVE BROKERS LLC|38127
DM|DOMINION NRG MIDSTRE|IBKR|Interactive Brokers Llc|17995
DM|DOMINION NRG MIDSTRE|ICBX|INSTINET, LLC|46957
DM|DOMINION NRG MIDSTRE|INCA|INSTINET, LLC|27404
DM|DOMINION NRG MIDSTRE|INJX|INSTINET, LLC|500
DM|DOMINION NRG MIDSTRE|ITGI|ITG Inc.|44373
DM|DOMINION NRG MIDSTRE|ITGP|ITG INC.|278400
DM|DOMINION NRG MIDSTRE|JANY|Janney Montgomery Scott Inc.|7054
DM|DOMINION NRG MIDSTRE|JEFF|JEFFERIES LLC|88662
DM|DOMINION NRG MIDSTRE|JMPT|JUMP TRADING, LLC|3197
DM|DOMINION NRG MIDSTRE|JPMX|J.P. Morgan Securities LLC|292134
DM|DOMINION NRG MIDSTRE|JSJX|JANE STREET CAPITAL LLC|22127
DM|DOMINION NRG MIDSTRE|KCGM|VIRTU Americas LLC|48931
DM|DOMINION NRG MIDSTRE|LEHM|Barclays Capital Inc./Le|227051
DM|DOMINION NRG MIDSTRE|LIME|Lime Brokerage LLC|16159
DM|DOMINION NRG MIDSTRE|LQNA|LIQUIDNET, INC.|45300
DM|DOMINION NRG MIDSTRE|LSCI|Lek Securities Corporation|350
DM|DOMINION NRG MIDSTRE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|155302
DM|DOMINION NRG MIDSTRE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
DM|DOMINION NRG MIDSTRE|MNDX|TJM Investments, LLC|11720
DM|DOMINION NRG MIDSTRE|MSCO|MORGAN STANLEY & CO. LLC|1072584
DM|DOMINION NRG MIDSTRE|MSPL|MORGAN STANLEY & CO. LLC|116500
DM|DOMINION NRG MIDSTRE|MSTX|MORGAN STANLEY & CO. LLC|2700
DM|DOMINION NRG MIDSTRE|NEUB|NEUBERGER BERMAN BD LLC|4325
DM|DOMINION NRG MIDSTRE|NFSC|National Financial Services LLC|227983
DM|DOMINION NRG MIDSTRE|NITE|VIRTU Americas LLC|791445
DM|DOMINION NRG MIDSTRE|NITP|VIRTU Americas LLC|21427
DM|DOMINION NRG MIDSTRE|NQRB|Brut, LLC|499
DM|DOMINION NRG MIDSTRE|OPCO|Oppenheimer & Co. Inc.|43730
DM|DOMINION NRG MIDSTRE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3419
DM|DOMINION NRG MIDSTRE|PDQM|CODA MARKETS, INC.|110376
DM|DOMINION NRG MIDSTRE|PHLY|NASDAQ Execution Services, LLC|200
DM|DOMINION NRG MIDSTRE|PWJC|UBS Financial Services, Inc.|8195
DM|DOMINION NRG MIDSTRE|RBCM|RBC CAPITAL MARKETS, LLC|17826
DM|DOMINION NRG MIDSTRE|SAGL|SAGETRADER, LLC|999
DM|DOMINION NRG MIDSTRE|SAGW|SAGETRADER, LLC|600
DM|DOMINION NRG MIDSTRE|SALI|INTL FCSTONE FINANCIAL INC.|250
DM|DOMINION NRG MIDSTRE|SBSH|Citigroup Global Markets Inc.|14206
DM|DOMINION NRG MIDSTRE|SGMT|GOLDMAN SACHS & CO. LLC|132395
DM|DOMINION NRG MIDSTRE|SPDR|SPEEDROUTE LLC|11209
DM|DOMINION NRG MIDSTRE|SPGS|Sea Port Group Securities, LLC|1000
DM|DOMINION NRG MIDSTRE|STFL|Stifel, Nicolaus & Company, Incorporated|5293
DM|DOMINION NRG MIDSTRE|STKP|STOCKPILE INVESTMENTS, INC.|442
DM|DOMINION NRG MIDSTRE|SWIM|TD Ameritrade, Inc.|220994
DM|DOMINION NRG MIDSTRE|SWST|Hilltop Securities Inc.|4350
DM|DOMINION NRG MIDSTRE|TKNG|ALLY INVEST SECURITIES LLC|10169
DM|DOMINION NRG MIDSTRE|TRBT|Tradebot Systems, Inc.|11177
DM|DOMINION NRG MIDSTRE|TRCM|TRC MARKETS LLC|29148
DM|DOMINION NRG MIDSTRE|UBSA|UBS SECURITIES LLC|744801
DM|DOMINION NRG MIDSTRE|UBSS|UBS Securities LLC|525253
DM|DOMINION NRG MIDSTRE|VALX|VIRTU AMERICAS LLC|71448
DM|DOMINION NRG MIDSTRE|VGRD|Vanguard Marketing Corporation|49957
DM|DOMINION NRG MIDSTRE|VNDS|VANDHAM SECURITIES CORP|100
DM|DOMINION NRG MIDSTRE|WABR|Wall Street Access|11800
DM|DOMINION NRG MIDSTRE|WBLR|WILLIAM BLAIR|551
DM|DOMINION NRG MIDSTRE|WBPX|SUMMIT SECURITIES GROUP, LLC|100
DM|DOMINION NRG MIDSTRE|WCHV|WELLS FARGO SECURITIES, LLC|117704
DM|DOMINION NRG MIDSTRE|WEDB|WEDBUSH SECURITIES INC.|3878
DM|DOMINION NRG MIDSTRE|WEED|Weeden & Co.L.P.|60
DM|DOMINION NRG MIDSTRE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10058
DM|DOMINION NRG MIDSTRE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12012
DM|DOMINION NRG MIDSTRE|WGIF|CIBC World Markets Inc.|210
DM|DOMINION NRG MIDSTRE|WSEA|WOLVERINE SECURITIES, LLC|7289
DM|DOMINION NRG MIDSTRE|XSTM|NATIONAL FINANCIAL SERVICES LLC|32348
DM|DOMINION NRG MIDSTRE|YKNA|COMHAR CAPITAL MARKETS, LLC|106
DM|DOMINION NRG MIDSTRE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10647
DMB|DREYFUS MUNICIPAL BD|ALTX|Alternet Securities Inc.|300
DMB|DREYFUS MUNICIPAL BD|APCC|Apex Clearing Corporation|7
DMB|DREYFUS MUNICIPAL BD|BANK|Primevest Financial Services, Inc.|1
DMB|DREYFUS MUNICIPAL BD|BARD|Robert W. Baird & Co. Incorporated|4500
DMB|DREYFUS MUNICIPAL BD|BATM|CBOE TRADING, INC.|27
DMB|DREYFUS MUNICIPAL BD|BERN|Sanford C. Bernstein & Co., LLC|106
DMB|DREYFUS MUNICIPAL BD|BTIG|BTIG, LLC|5155
DMB|DREYFUS MUNICIPAL BD|CHAS|Charles Schwab & Co., Inc.|9
DMB|DREYFUS MUNICIPAL BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5171
DMB|DREYFUS MUNICIPAL BD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
DMB|DREYFUS MUNICIPAL BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2804
DMB|DREYFUS MUNICIPAL BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
DMB|DREYFUS MUNICIPAL BD|DBAX|Deutsche Bank Securities Inc.|600
DMB|DREYFUS MUNICIPAL BD|DEAN|MORGAN STANLEY|8516
DMB|DREYFUS MUNICIPAL BD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9807
DMB|DREYFUS MUNICIPAL BD|EBXL|EBX LLC|4000
DMB|DREYFUS MUNICIPAL BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|942
DMB|DREYFUS MUNICIPAL BD|ETRS|E*Trade Securities LLC|4469
DMB|DREYFUS MUNICIPAL BD|FILL|Tradestation Securities, Inc.|1068
DMB|DREYFUS MUNICIPAL BD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3790
DMB|DREYFUS MUNICIPAL BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7316
DMB|DREYFUS MUNICIPAL BD|FTBR|Foliofn Investments, Inc.|51
DMB|DREYFUS MUNICIPAL BD|GLPX|ACS EXECUTION SERVICES, LLC|160
DMB|DREYFUS MUNICIPAL BD|GSCO|GOLDMAN SACHS & CO. LLC|9968
DMB|DREYFUS MUNICIPAL BD|GSLT|GOLDMAN SACHS & CO. LLC|100
DMB|DREYFUS MUNICIPAL BD|GTSZ|GTS SECURITIES LLC|100
DMB|DREYFUS MUNICIPAL BD|HRBF|American Enterprise Investment Services Inc.|11603
DMB|DREYFUS MUNICIPAL BD|IBKR|Interactive Brokers Llc|5153
DMB|DREYFUS MUNICIPAL BD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|725
DMB|DREYFUS MUNICIPAL BD|ICBX|INSTINET, LLC|600
DMB|DREYFUS MUNICIPAL BD|INCA|INSTINET, LLC|1489
DMB|DREYFUS MUNICIPAL BD|ITGI|ITG Inc.|676
DMB|DREYFUS MUNICIPAL BD|ITGP|ITG INC.|600
DMB|DREYFUS MUNICIPAL BD|JANY|Janney Montgomery Scott Inc.|1094
DMB|DREYFUS MUNICIPAL BD|JPMX|J.P. Morgan Securities LLC|1600
DMB|DREYFUS MUNICIPAL BD|KCGM|VIRTU Americas LLC|1972
DMB|DREYFUS MUNICIPAL BD|LEHM|Barclays Capital Inc./Le|2600
DMB|DREYFUS MUNICIPAL BD|LGNT|COR CLEARING LLC|1
DMB|DREYFUS MUNICIPAL BD|LIME|Lime Brokerage LLC|2030
DMB|DREYFUS MUNICIPAL BD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1147
DMB|DREYFUS MUNICIPAL BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3004
DMB|DREYFUS MUNICIPAL BD|MSCO|MORGAN STANLEY & CO. LLC|60733
DMB|DREYFUS MUNICIPAL BD|MSPL|MORGAN STANLEY & CO. LLC|6100
DMB|DREYFUS MUNICIPAL BD|MSTX|MORGAN STANLEY & CO. LLC|6200
DMB|DREYFUS MUNICIPAL BD|NFSC|National Financial Services LLC|53741
DMB|DREYFUS MUNICIPAL BD|NITE|VIRTU Americas LLC|100957
DMB|DREYFUS MUNICIPAL BD|NQRB|Brut, LLC|2243
DMB|DREYFUS MUNICIPAL BD|OPCO|Oppenheimer & Co. Inc.|63213
DMB|DREYFUS MUNICIPAL BD|PDQM|CODA MARKETS, INC.|510
DMB|DREYFUS MUNICIPAL BD|PWJC|UBS Financial Services, Inc.|3300
DMB|DREYFUS MUNICIPAL BD|RBCM|RBC CAPITAL MARKETS, LLC|4135
DMB|DREYFUS MUNICIPAL BD|SALI|INTL FCSTONE FINANCIAL INC.|86
DMB|DREYFUS MUNICIPAL BD|SGMT|GOLDMAN SACHS & CO. LLC|2800
DMB|DREYFUS MUNICIPAL BD|STFL|Stifel, Nicolaus & Company, Incorporated|200
DMB|DREYFUS MUNICIPAL BD|SWIM|TD Ameritrade, Inc.|802
DMB|DREYFUS MUNICIPAL BD|SWST|Hilltop Securities Inc.|1366
DMB|DREYFUS MUNICIPAL BD|TKNG|ALLY INVEST SECURITIES LLC|1000
DMB|DREYFUS MUNICIPAL BD|TRBT|Tradebot Systems, Inc.|1356
DMB|DREYFUS MUNICIPAL BD|UBSA|UBS SECURITIES LLC|13588
DMB|DREYFUS MUNICIPAL BD|UBSS|UBS Securities LLC|24101
DMB|DREYFUS MUNICIPAL BD|VGRD|Vanguard Marketing Corporation|11606
DMB|DREYFUS MUNICIPAL BD|WBET|Wallachbeth Capital LLC|4099
DMB|DREYFUS MUNICIPAL BD|WCHV|WELLS FARGO SECURITIES, LLC|28045
DMB|DREYFUS MUNICIPAL BD|WSEA|WOLVERINE SECURITIES, LLC|1000
DMB|DREYFUS MUNICIPAL BD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
DMB|DREYFUS MUNICIPAL BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
DMF|DREYFUS MUNI INCOME|ALTX|Alternet Securities Inc.|300
DMF|DREYFUS MUNI INCOME|APCC|Apex Clearing Corporation|13
DMF|DREYFUS MUNI INCOME|BARD|Robert W. Baird & Co. Incorporated|2954
DMF|DREYFUS MUNI INCOME|BBNT|BB&T SECURITIES, LLC|3000
DMF|DREYFUS MUNI INCOME|BERN|Sanford C. Bernstein & Co., LLC|75
DMF|DREYFUS MUNI INCOME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1274
DMF|DREYFUS MUNI INCOME|BTIG|BTIG, LLC|2673
DMF|DREYFUS MUNI INCOME|CANT|Cantor Fitzgerald & Co.|941
DMF|DREYFUS MUNI INCOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12339
DMF|DREYFUS MUNI INCOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8978
DMF|DREYFUS MUNI INCOME|CTDL|Citadel Derivatives Group Llc|78
DMF|DREYFUS MUNI INCOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|2806
DMF|DREYFUS MUNI INCOME|DBAX|Deutsche Bank Securities Inc.|36300
DMF|DREYFUS MUNI INCOME|DEAN|MORGAN STANLEY|200
DMF|DREYFUS MUNI INCOME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3200
DMF|DREYFUS MUNI INCOME|EBXL|EBX LLC|32500
DMF|DREYFUS MUNI INCOME|ECUT|CONVERGEX EXECUTION SOLUTIONS|1714
DMF|DREYFUS MUNI INCOME|EDJO|Edward D. Jones & Co., L.P.|5612
DMF|DREYFUS MUNI INCOME|ETCB|ETC BROKERAGE SERVICES, LLC|800
DMF|DREYFUS MUNI INCOME|ETRS|E*Trade Securities LLC|2089
DMF|DREYFUS MUNI INCOME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6499
DMF|DREYFUS MUNI INCOME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4800
DMF|DREYFUS MUNI INCOME|FTBR|Foliofn Investments, Inc.|711
DMF|DREYFUS MUNI INCOME|GLPX|ACS EXECUTION SERVICES, LLC|2100
DMF|DREYFUS MUNI INCOME|GSCO|GOLDMAN SACHS & CO. LLC|2939
DMF|DREYFUS MUNI INCOME|HRBF|American Enterprise Investment Services Inc.|5022
DMF|DREYFUS MUNI INCOME|IATS|INTERACTIVE BROKERS LLC|113
DMF|DREYFUS MUNI INCOME|IBKR|Interactive Brokers Llc|3439
DMF|DREYFUS MUNI INCOME|ICBX|INSTINET, LLC|5600
DMF|DREYFUS MUNI INCOME|INCA|INSTINET, LLC|314
DMF|DREYFUS MUNI INCOME|ITGI|ITG Inc.|1500
DMF|DREYFUS MUNI INCOME|ITGP|ITG INC.|3200
DMF|DREYFUS MUNI INCOME|JONE|JonesTrading|849
DMF|DREYFUS MUNI INCOME|JPMX|J.P. Morgan Securities LLC|30580
DMF|DREYFUS MUNI INCOME|KCGM|VIRTU Americas LLC|24863
DMF|DREYFUS MUNI INCOME|LEHM|Barclays Capital Inc./Le|6700
DMF|DREYFUS MUNI INCOME|LIME|Lime Brokerage LLC|697
DMF|DREYFUS MUNI INCOME|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|103
DMF|DREYFUS MUNI INCOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109264
DMF|DREYFUS MUNI INCOME|MOTF|MOTIF INVESTING, INC.|1
DMF|DREYFUS MUNI INCOME|MSCO|MORGAN STANLEY & CO. LLC|12150
DMF|DREYFUS MUNI INCOME|MSPL|MORGAN STANLEY & CO. LLC|12700
DMF|DREYFUS MUNI INCOME|MSTX|MORGAN STANLEY & CO. LLC|7400
DMF|DREYFUS MUNI INCOME|NFSC|National Financial Services LLC|55990
DMF|DREYFUS MUNI INCOME|NITE|VIRTU Americas LLC|118981
DMF|DREYFUS MUNI INCOME|OPCO|Oppenheimer & Co. Inc.|2282
DMF|DREYFUS MUNI INCOME|RBCM|RBC CAPITAL MARKETS, LLC|728
DMF|DREYFUS MUNI INCOME|SGMT|GOLDMAN SACHS & CO. LLC|11916
DMF|DREYFUS MUNI INCOME|SPDR|SPEEDROUTE LLC|100
DMF|DREYFUS MUNI INCOME|STFL|Stifel, Nicolaus & Company, Incorporated|2400
DMF|DREYFUS MUNI INCOME|SWIM|TD Ameritrade, Inc.|7
DMF|DREYFUS MUNI INCOME|SWST|Hilltop Securities Inc.|2490
DMF|DREYFUS MUNI INCOME|TRBT|Tradebot Systems, Inc.|421
DMF|DREYFUS MUNI INCOME|UBSA|UBS SECURITIES LLC|66868
DMF|DREYFUS MUNI INCOME|UBSS|UBS Securities LLC|50668
DMF|DREYFUS MUNI INCOME|VGRD|Vanguard Marketing Corporation|2839
DMF|DREYFUS MUNI INCOME|WCHV|WELLS FARGO SECURITIES, LLC|45207
DMF|DREYFUS MUNI INCOME|WEDB|WEDBUSH SECURITIES INC.|1
DMF|DREYFUS MUNI INCOME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|223
DMF|DREYFUS MUNI INCOME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1000
DMF|DREYFUS MUNI INCOME|WSEA|WOLVERINE SECURITIES, LLC|223
DMF|DREYFUS MUNI INCOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9
DMLP|DORCHESTER MINLS  ##|ALTX|Alternet Securities Inc.|1227
DMLP|DORCHESTER MINLS  ##|APCC|Apex Clearing Corporation|2135
DMLP|DORCHESTER MINLS  ##|BARD|Robert W. Baird & Co. Incorporated|2620
DMLP|DORCHESTER MINLS  ##|BATM|CBOE TRADING, INC.|4
DMLP|DORCHESTER MINLS  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1446
DMLP|DORCHESTER MINLS  ##|BTIG|BTIG, LLC|8408
DMLP|DORCHESTER MINLS  ##|BZYD|GOLDMAN SACHS & CO. LLC|2034
DMLP|DORCHESTER MINLS  ##|CHAS|Charles Schwab & Co., Inc.|7646
DMLP|DORCHESTER MINLS  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8081
DMLP|DORCHESTER MINLS  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
DMLP|DORCHESTER MINLS  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21419
DMLP|DORCHESTER MINLS  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|972
DMLP|DORCHESTER MINLS  ##|DBAB|Deutsche Bank Securities Inc.|9202
DMLP|DORCHESTER MINLS  ##|DBAX|Deutsche Bank Securities Inc.|19200
DMLP|DORCHESTER MINLS  ##|DEAN|MORGAN STANLEY|326
DMLP|DORCHESTER MINLS  ##|DEGS|RONIN PROFESSIONAL LLC|2814
DMLP|DORCHESTER MINLS  ##|EBXL|EBX LLC|11800
DMLP|DORCHESTER MINLS  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|8598
DMLP|DORCHESTER MINLS  ##|EDJO|Edward D. Jones & Co., L.P.|2744
DMLP|DORCHESTER MINLS  ##|EGAM|CBOE TRADING, INC.|6292
DMLP|DORCHESTER MINLS  ##|EGXM|CBOE TRADING, INC.|215
DMLP|DORCHESTER MINLS  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|213
DMLP|DORCHESTER MINLS  ##|ETRS|E*Trade Securities LLC|15433
DMLP|DORCHESTER MINLS  ##|FBCO|Credit Suisse Securities (USA) LLC|6659
DMLP|DORCHESTER MINLS  ##|FILL|Tradestation Securities, Inc.|2621
DMLP|DORCHESTER MINLS  ##|FMAF|NBCN Inc./ CDS|800
DMLP|DORCHESTER MINLS  ##|FOMA|TD AMERITRADE CLEARING, INC.|46937
DMLP|DORCHESTER MINLS  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3300
DMLP|DORCHESTER MINLS  ##|FTBR|Foliofn Investments, Inc.|1165
DMLP|DORCHESTER MINLS  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1955
DMLP|DORCHESTER MINLS  ##|GLPX|ACS EXECUTION SERVICES, LLC|1382
DMLP|DORCHESTER MINLS  ##|GSCO|GOLDMAN SACHS & CO. LLC|77308
DMLP|DORCHESTER MINLS  ##|GSCS|GOLDMAN SACHS & CO. LLC|222654
DMLP|DORCHESTER MINLS  ##|GSLT|GOLDMAN SACHS & CO. LLC|500
DMLP|DORCHESTER MINLS  ##|GTSZ|GTS SECURITIES LLC|3338
DMLP|DORCHESTER MINLS  ##|HRBF|American Enterprise Investment Services Inc.|1206
DMLP|DORCHESTER MINLS  ##|HSBC|HSBC Securities, Inc.|675
DMLP|DORCHESTER MINLS  ##|IATS|INTERACTIVE BROKERS LLC|333
DMLP|DORCHESTER MINLS  ##|IBKR|Interactive Brokers Llc|17567
DMLP|DORCHESTER MINLS  ##|ICBX|INSTINET, LLC|8080
DMLP|DORCHESTER MINLS  ##|INCA|INSTINET, LLC|9238
DMLP|DORCHESTER MINLS  ##|INJX|INSTINET, LLC|1587
DMLP|DORCHESTER MINLS  ##|ITGI|ITG Inc.|2755
DMLP|DORCHESTER MINLS  ##|ITGP|ITG INC.|13600
DMLP|DORCHESTER MINLS  ##|JEFF|JEFFERIES LLC|18982
DMLP|DORCHESTER MINLS  ##|JPMX|J.P. Morgan Securities LLC|28216
DMLP|DORCHESTER MINLS  ##|JSJX|JANE STREET CAPITAL LLC|100
DMLP|DORCHESTER MINLS  ##|KCGM|VIRTU Americas LLC|2640
DMLP|DORCHESTER MINLS  ##|KING|C. L. King & Associates, Inc.|2000
DMLP|DORCHESTER MINLS  ##|LEHM|Barclays Capital Inc./Le|13000
DMLP|DORCHESTER MINLS  ##|LIME|Lime Brokerage LLC|34308
DMLP|DORCHESTER MINLS  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19427
DMLP|DORCHESTER MINLS  ##|MSCO|MORGAN STANLEY & CO. LLC|111755
DMLP|DORCHESTER MINLS  ##|MSPL|MORGAN STANLEY & CO. LLC|7900
DMLP|DORCHESTER MINLS  ##|NFSC|National Financial Services LLC|40997
DMLP|DORCHESTER MINLS  ##|NITE|VIRTU Americas LLC|152148
DMLP|DORCHESTER MINLS  ##|OPCO|Oppenheimer & Co. Inc.|2560
DMLP|DORCHESTER MINLS  ##|PDQM|CODA MARKETS, INC.|6333
DMLP|DORCHESTER MINLS  ##|RAJA|Raymond James & Associates, Inc.|5133
DMLP|DORCHESTER MINLS  ##|RBCM|RBC CAPITAL MARKETS, LLC|5362
DMLP|DORCHESTER MINLS  ##|SAGW|SAGETRADER, LLC|65
DMLP|DORCHESTER MINLS  ##|SBSH|Citigroup Global Markets Inc.|2287
DMLP|DORCHESTER MINLS  ##|SEIC|SEI Investments Distribution Co.|400
DMLP|DORCHESTER MINLS  ##|SGMT|GOLDMAN SACHS & CO. LLC|13779
DMLP|DORCHESTER MINLS  ##|SPDR|SPEEDROUTE LLC|2567
DMLP|DORCHESTER MINLS  ##|SPTD|MINT GLOBAL MARKETS, INC.|100
DMLP|DORCHESTER MINLS  ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
DMLP|DORCHESTER MINLS  ##|SWIM|TD Ameritrade, Inc.|20186
DMLP|DORCHESTER MINLS  ##|SWST|Hilltop Securities Inc.|259
DMLP|DORCHESTER MINLS  ##|TKNG|ALLY INVEST SECURITIES LLC|173
DMLP|DORCHESTER MINLS  ##|TRBT|Tradebot Systems, Inc.|859
DMLP|DORCHESTER MINLS  ##|TRCM|TRC MARKETS LLC|11234
DMLP|DORCHESTER MINLS  ##|UBSA|UBS SECURITIES LLC|66351
DMLP|DORCHESTER MINLS  ##|UBSS|UBS Securities LLC|154008
DMLP|DORCHESTER MINLS  ##|VALX|VIRTU AMERICAS LLC|1275
DMLP|DORCHESTER MINLS  ##|VGRD|Vanguard Marketing Corporation|3648
DMLP|DORCHESTER MINLS  ##|WCHV|WELLS FARGO SECURITIES, LLC|48968
DMLP|DORCHESTER MINLS  ##|WEDB|WEDBUSH SECURITIES INC.|12422
DMLP|DORCHESTER MINLS  ##|WEED|Weeden & Co.L.P.|100
DMLP|DORCHESTER MINLS  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|453
DMLP|DORCHESTER MINLS  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|471
DMLP|DORCHESTER MINLS  ##|WSEA|WOLVERINE SECURITIES, LLC|716
DMLP|DORCHESTER MINLS  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
DMLP|DORCHESTER MINLS  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|304
DMLP|DORCHESTER MINLS  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2770
DMO|WESTERN ASSET MTG|ALTX|Alternet Securities Inc.|500
DMO|WESTERN ASSET MTG|APCC|Apex Clearing Corporation|117
DMO|WESTERN ASSET MTG|BARD|Robert W. Baird & Co. Incorporated|423
DMO|WESTERN ASSET MTG|BATM|CBOE TRADING, INC.|1
DMO|WESTERN ASSET MTG|BERN|Sanford C. Bernstein & Co., LLC|227
DMO|WESTERN ASSET MTG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1382
DMO|WESTERN ASSET MTG|CHAS|Charles Schwab & Co., Inc.|582
DMO|WESTERN ASSET MTG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DMO|WESTERN ASSET MTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5023
DMO|WESTERN ASSET MTG|CXCX|CITIGROUP GLOBAL MARKETS INC.|6274
DMO|WESTERN ASSET MTG|DADA|D.A. Davidson & Co.|7
DMO|WESTERN ASSET MTG|DBAX|Deutsche Bank Securities Inc.|2200
DMO|WESTERN ASSET MTG|DEAN|MORGAN STANLEY|7668
DMO|WESTERN ASSET MTG|DEGS|RONIN PROFESSIONAL LLC|70
DMO|WESTERN ASSET MTG|EBXL|EBX LLC|2500
DMO|WESTERN ASSET MTG|ECUT|CONVERGEX EXECUTION SOLUTIONS|3
DMO|WESTERN ASSET MTG|EGAM|CBOE TRADING, INC.|107
DMO|WESTERN ASSET MTG|ETCB|ETC BROKERAGE SERVICES, LLC|200
DMO|WESTERN ASSET MTG|ETRS|E*Trade Securities LLC|15210
DMO|WESTERN ASSET MTG|FILL|Tradestation Securities, Inc.|203
DMO|WESTERN ASSET MTG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2674
DMO|WESTERN ASSET MTG|FTBR|Foliofn Investments, Inc.|10470
DMO|WESTERN ASSET MTG|GLPX|ACS EXECUTION SERVICES, LLC|100
DMO|WESTERN ASSET MTG|GSCO|GOLDMAN SACHS & CO. LLC|600
DMO|WESTERN ASSET MTG|GSLT|GOLDMAN SACHS & CO. LLC|200
DMO|WESTERN ASSET MTG|GTSZ|GTS SECURITIES LLC|512
DMO|WESTERN ASSET MTG|HRBF|American Enterprise Investment Services Inc.|58
DMO|WESTERN ASSET MTG|IATS|INTERACTIVE BROKERS LLC|4286
DMO|WESTERN ASSET MTG|IBKR|Interactive Brokers Llc|2788
DMO|WESTERN ASSET MTG|ICBX|INSTINET, LLC|600
DMO|WESTERN ASSET MTG|INCA|INSTINET, LLC|1494
DMO|WESTERN ASSET MTG|ITGI|ITG Inc.|7497
DMO|WESTERN ASSET MTG|ITGP|ITG INC.|10200
DMO|WESTERN ASSET MTG|JANY|Janney Montgomery Scott Inc.|774
DMO|WESTERN ASSET MTG|JEFF|JEFFERIES LLC|310
DMO|WESTERN ASSET MTG|JONE|JonesTrading|2300
DMO|WESTERN ASSET MTG|JPMX|J.P. Morgan Securities LLC|2110
DMO|WESTERN ASSET MTG|KCGM|VIRTU Americas LLC|471
DMO|WESTERN ASSET MTG|LEHM|Barclays Capital Inc./Le|1400
DMO|WESTERN ASSET MTG|LGNT|COR CLEARING LLC|1
DMO|WESTERN ASSET MTG|LIME|Lime Brokerage LLC|96
DMO|WESTERN ASSET MTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
DMO|WESTERN ASSET MTG|MOTF|MOTIF INVESTING, INC.|4
DMO|WESTERN ASSET MTG|MSCO|MORGAN STANLEY & CO. LLC|17224
DMO|WESTERN ASSET MTG|MSPL|MORGAN STANLEY & CO. LLC|5600
DMO|WESTERN ASSET MTG|NFSC|National Financial Services LLC|116144
DMO|WESTERN ASSET MTG|NITE|VIRTU Americas LLC|157921
DMO|WESTERN ASSET MTG|NQRB|Brut, LLC|600
DMO|WESTERN ASSET MTG|OPCO|Oppenheimer & Co. Inc.|2900
DMO|WESTERN ASSET MTG|PDQM|CODA MARKETS, INC.|600
DMO|WESTERN ASSET MTG|PWJC|UBS Financial Services, Inc.|4600
DMO|WESTERN ASSET MTG|RBCM|RBC CAPITAL MARKETS, LLC|9101
DMO|WESTERN ASSET MTG|SBSH|Citigroup Global Markets Inc.|8090
DMO|WESTERN ASSET MTG|SGMT|GOLDMAN SACHS & CO. LLC|1189
DMO|WESTERN ASSET MTG|SPDR|SPEEDROUTE LLC|100
DMO|WESTERN ASSET MTG|STFL|Stifel, Nicolaus & Company, Incorporated|2898
DMO|WESTERN ASSET MTG|SWIM|TD Ameritrade, Inc.|10153
DMO|WESTERN ASSET MTG|SWST|Hilltop Securities Inc.|20
DMO|WESTERN ASSET MTG|TKNG|ALLY INVEST SECURITIES LLC|70
DMO|WESTERN ASSET MTG|TRBT|Tradebot Systems, Inc.|833
DMO|WESTERN ASSET MTG|UBSA|UBS SECURITIES LLC|5861
DMO|WESTERN ASSET MTG|UBSS|UBS Securities LLC|21158
DMO|WESTERN ASSET MTG|VALX|VIRTU AMERICAS LLC|100
DMO|WESTERN ASSET MTG|VGRD|Vanguard Marketing Corporation|16358
DMO|WESTERN ASSET MTG|WCHV|WELLS FARGO SECURITIES, LLC|18839
DMO|WESTERN ASSET MTG|WSEA|WOLVERINE SECURITIES, LLC|206
DMO|WESTERN ASSET MTG|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
DMO|WESTERN ASSET MTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5570
DMPI|DELMAR PHARMA CMN ST|ADAM|CANACCORD GENUITY INC.|8100
DMPI|DELMAR PHARMA CMN ST|AGIS|Aegis Capital Corp.|537
DMPI|DELMAR PHARMA CMN ST|ALTX|Alternet Securities Inc.|1900
DMPI|DELMAR PHARMA CMN ST|APCC|Apex Clearing Corporation|20796
DMPI|DELMAR PHARMA CMN ST|BATM|CBOE TRADING, INC.|582
DMPI|DELMAR PHARMA CMN ST|BERN|Sanford C. Bernstein & Co., LLC|91790
DMPI|DELMAR PHARMA CMN ST|BIMI|Banca IMI Securities Corp.|300
DMPI|DELMAR PHARMA CMN ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1001
DMPI|DELMAR PHARMA CMN ST|CANT|Cantor Fitzgerald & Co.|11200
DMPI|DELMAR PHARMA CMN ST|CHAS|Charles Schwab & Co., Inc.|1000
DMPI|DELMAR PHARMA CMN ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
DMPI|DELMAR PHARMA CMN ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
DMPI|DELMAR PHARMA CMN ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5500
DMPI|DELMAR PHARMA CMN ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25750
DMPI|DELMAR PHARMA CMN ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|25240
DMPI|DELMAR PHARMA CMN ST|DBAB|Deutsche Bank Securities Inc.|12600
DMPI|DELMAR PHARMA CMN ST|DBAX|Deutsche Bank Securities Inc.|800
DMPI|DELMAR PHARMA CMN ST|EBXL|EBX LLC|25500
DMPI|DELMAR PHARMA CMN ST|EGAM|CBOE TRADING, INC.|200
DMPI|DELMAR PHARMA CMN ST|EGXM|CBOE TRADING, INC.|8500
DMPI|DELMAR PHARMA CMN ST|ETRS|E*Trade Securities LLC|401797
DMPI|DELMAR PHARMA CMN ST|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|870175
DMPI|DELMAR PHARMA CMN ST|FBCO|Credit Suisse Securities (USA) LLC|58812
DMPI|DELMAR PHARMA CMN ST|FILL|Tradestation Securities, Inc.|19050
DMPI|DELMAR PHARMA CMN ST|FMAF|NBCN Inc./ CDS|1387
DMPI|DELMAR PHARMA CMN ST|FOMA|TD AMERITRADE CLEARING, INC.|606916
DMPI|DELMAR PHARMA CMN ST|FTBR|Foliofn Investments, Inc.|221
DMPI|DELMAR PHARMA CMN ST|GEBB|GLOBAL EXECUTION BROKERS, LP|3771
DMPI|DELMAR PHARMA CMN ST|GSCO|GOLDMAN SACHS & CO. LLC|9700
DMPI|DELMAR PHARMA CMN ST|GSLT|GOLDMAN SACHS & CO. LLC|17849
DMPI|DELMAR PHARMA CMN ST|HRBF|American Enterprise Investment Services Inc.|13106
DMPI|DELMAR PHARMA CMN ST|IATS|INTERACTIVE BROKERS LLC|18702
DMPI|DELMAR PHARMA CMN ST|IBKR|Interactive Brokers Llc|316048
DMPI|DELMAR PHARMA CMN ST|ICBX|INSTINET, LLC|11552
DMPI|DELMAR PHARMA CMN ST|INCA|INSTINET, LLC|2724
DMPI|DELMAR PHARMA CMN ST|ITGI|ITG Inc.|3300
DMPI|DELMAR PHARMA CMN ST|ITGP|ITG INC.|53200
DMPI|DELMAR PHARMA CMN ST|JHDR|J.H. Darbie & Co., Inc.|6340
DMPI|DELMAR PHARMA CMN ST|JPMX|J.P. Morgan Securities LLC|3600
DMPI|DELMAR PHARMA CMN ST|JSJX|JANE STREET CAPITAL LLC|502
DMPI|DELMAR PHARMA CMN ST|KCGM|VIRTU Americas LLC|13180
DMPI|DELMAR PHARMA CMN ST|LEHM|Barclays Capital Inc./Le|6400
DMPI|DELMAR PHARMA CMN ST|LIME|Lime Brokerage LLC|2827
DMPI|DELMAR PHARMA CMN ST|LSCI|Lek Securities Corporation|200
DMPI|DELMAR PHARMA CMN ST|MCMF|Raymond James Ltd. Cds|7383
DMPI|DELMAR PHARMA CMN ST|MILE|I-Bankers Securities, Inc.|16674
DMPI|DELMAR PHARMA CMN ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10934
DMPI|DELMAR PHARMA CMN ST|MSCO|MORGAN STANLEY & CO. LLC|271691
DMPI|DELMAR PHARMA CMN ST|MSPL|MORGAN STANLEY & CO. LLC|3400
DMPI|DELMAR PHARMA CMN ST|NATL|National Securities Corporation|39000
DMPI|DELMAR PHARMA CMN ST|NFSC|National Financial Services LLC|592680
DMPI|DELMAR PHARMA CMN ST|NITE|VIRTU Americas LLC|738902
DMPI|DELMAR PHARMA CMN ST|NQRB|Brut, LLC|14592
DMPI|DELMAR PHARMA CMN ST|PDQM|CODA MARKETS, INC.|30773
DMPI|DELMAR PHARMA CMN ST|RAJA|Raymond James & Associates, Inc.|5000
DMPI|DELMAR PHARMA CMN ST|RBCM|RBC CAPITAL MARKETS, LLC|1000
DMPI|DELMAR PHARMA CMN ST|SBSH|Citigroup Global Markets Inc.|17466
DMPI|DELMAR PHARMA CMN ST|SGMT|GOLDMAN SACHS & CO. LLC|17687
DMPI|DELMAR PHARMA CMN ST|SPDR|SPEEDROUTE LLC|4160
DMPI|DELMAR PHARMA CMN ST|SWIM|TD Ameritrade, Inc.|140455
DMPI|DELMAR PHARMA CMN ST|SWST|Hilltop Securities Inc.|800
DMPI|DELMAR PHARMA CMN ST|TKNG|ALLY INVEST SECURITIES LLC|1587
DMPI|DELMAR PHARMA CMN ST|UBSA|UBS SECURITIES LLC|121845
DMPI|DELMAR PHARMA CMN ST|UBSS|UBS Securities LLC|94809
DMPI|DELMAR PHARMA CMN ST|VGRD|Vanguard Marketing Corporation|41966
DMPI|DELMAR PHARMA CMN ST|VNDM|Wall Street Access|6900
DMPI|DELMAR PHARMA CMN ST|WABR|Wall Street Access|25201
DMPI|DELMAR PHARMA CMN ST|WCHV|WELLS FARGO SECURITIES, LLC|16645
DMPI|DELMAR PHARMA CMN ST|WDCO|Wilson-Davis & Co., Inc.|100
DMPI|DELMAR PHARMA CMN ST|WEDB|WEDBUSH SECURITIES INC.|2000
DMPI|DELMAR PHARMA CMN ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4078
DMPI|DELMAR PHARMA CMN ST|WGIF|CIBC World Markets Inc.|100
DMPI|DELMAR PHARMA CMN ST|WSEA|WOLVERINE SECURITIES, LLC|13039
DMPI|DELMAR PHARMA CMN ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8419
DMRC|DIGIMARC CORPORATION|APCC|Apex Clearing Corporation|3904
DMRC|DIGIMARC CORPORATION|BATM|CBOE TRADING, INC.|800
DMRC|DIGIMARC CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|7812
DMRC|DIGIMARC CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
DMRC|DIGIMARC CORPORATION|BMOC|BMO Capital Markets Corp.|1715
DMRC|DIGIMARC CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|624
DMRC|DIGIMARC CORPORATION|BRGE|Newbridge Securities Corp.|900
DMRC|DIGIMARC CORPORATION|BTIG|BTIG, LLC|30
DMRC|DIGIMARC CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|539
DMRC|DIGIMARC CORPORATION|CHAS|Charles Schwab & Co., Inc.|1
DMRC|DIGIMARC CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5267
DMRC|DIGIMARC CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1179
DMRC|DIGIMARC CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|105
DMRC|DIGIMARC CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8111
DMRC|DIGIMARC CORPORATION|CTDL|Citadel Derivatives Group Llc|459
DMRC|DIGIMARC CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|982
DMRC|DIGIMARC CORPORATION|DBAB|Deutsche Bank Securities Inc.|55782
DMRC|DIGIMARC CORPORATION|DBAX|Deutsche Bank Securities Inc.|5700
DMRC|DIGIMARC CORPORATION|DEGS|RONIN PROFESSIONAL LLC|8022
DMRC|DIGIMARC CORPORATION|DREX|Drexel Hamilton, LLC|5000
DMRC|DIGIMARC CORPORATION|EBXL|EBX LLC|6000
DMRC|DIGIMARC CORPORATION|EGAM|CBOE TRADING, INC.|883
DMRC|DIGIMARC CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|692
DMRC|DIGIMARC CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|66
DMRC|DIGIMARC CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4744
DMRC|DIGIMARC CORPORATION|ETRS|E*Trade Securities LLC|14033
DMRC|DIGIMARC CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|47768
DMRC|DIGIMARC CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|76731
DMRC|DIGIMARC CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|60
DMRC|DIGIMARC CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4450
DMRC|DIGIMARC CORPORATION|FTBR|Foliofn Investments, Inc.|59
DMRC|DIGIMARC CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|4721
DMRC|DIGIMARC CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|400
DMRC|DIGIMARC CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|106512
DMRC|DIGIMARC CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|2301
DMRC|DIGIMARC CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|311
DMRC|DIGIMARC CORPORATION|GTSZ|GTS SECURITIES LLC|500
DMRC|DIGIMARC CORPORATION|IBKR|Interactive Brokers Llc|11599
DMRC|DIGIMARC CORPORATION|ICBX|INSTINET, LLC|1400
DMRC|DIGIMARC CORPORATION|IEQY|CITADEL SECURITIES LLC|8012
DMRC|DIGIMARC CORPORATION|INCA|INSTINET, LLC|49903
DMRC|DIGIMARC CORPORATION|INJX|INSTINET, LLC|5347
DMRC|DIGIMARC CORPORATION|ITGI|ITG Inc.|3010
DMRC|DIGIMARC CORPORATION|ITGP|ITG INC.|600
DMRC|DIGIMARC CORPORATION|JANY|Janney Montgomery Scott Inc.|675
DMRC|DIGIMARC CORPORATION|JEFF|JEFFERIES LLC|23603
DMRC|DIGIMARC CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|1592
DMRC|DIGIMARC CORPORATION|JPMX|J.P. Morgan Securities LLC|20855
DMRC|DIGIMARC CORPORATION|KCGM|VIRTU Americas LLC|1731
DMRC|DIGIMARC CORPORATION|LEHM|Barclays Capital Inc./Le|64397
DMRC|DIGIMARC CORPORATION|LIME|Lime Brokerage LLC|33903
DMRC|DIGIMARC CORPORATION|LQNA|LIQUIDNET, INC.|5000
DMRC|DIGIMARC CORPORATION|LSCI|Lek Securities Corporation|689
DMRC|DIGIMARC CORPORATION|MAXM|Maxim Group LLC|1154
DMRC|DIGIMARC CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4100
DMRC|DIGIMARC CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|155084
DMRC|DIGIMARC CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|3400
DMRC|DIGIMARC CORPORATION|NATL|National Securities Corporation|400
DMRC|DIGIMARC CORPORATION|NBCS|NBC Securities, INC.|50
DMRC|DIGIMARC CORPORATION|NFSC|National Financial Services LLC|17735
DMRC|DIGIMARC CORPORATION|NITE|VIRTU Americas LLC|50265
DMRC|DIGIMARC CORPORATION|NQRB|Brut, LLC|2338
DMRC|DIGIMARC CORPORATION|OPCO|Oppenheimer & Co. Inc.|7205
DMRC|DIGIMARC CORPORATION|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|480
DMRC|DIGIMARC CORPORATION|PDQM|CODA MARKETS, INC.|1771
DMRC|DIGIMARC CORPORATION|RAJA|Raymond James & Associates, Inc.|2596
DMRC|DIGIMARC CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|1554
DMRC|DIGIMARC CORPORATION|SBSH|Citigroup Global Markets Inc.|16554
DMRC|DIGIMARC CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|3047
DMRC|DIGIMARC CORPORATION|SPDR|SPEEDROUTE LLC|1261
DMRC|DIGIMARC CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|6094
DMRC|DIGIMARC CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|200
DMRC|DIGIMARC CORPORATION|SWIM|TD Ameritrade, Inc.|5189
DMRC|DIGIMARC CORPORATION|TRBT|Tradebot Systems, Inc.|2605
DMRC|DIGIMARC CORPORATION|TRCM|TRC MARKETS LLC|15869
DMRC|DIGIMARC CORPORATION|UBSA|UBS SECURITIES LLC|37453
DMRC|DIGIMARC CORPORATION|UBSS|UBS Securities LLC|106835
DMRC|DIGIMARC CORPORATION|VALX|VIRTU AMERICAS LLC|722
DMRC|DIGIMARC CORPORATION|VGRD|Vanguard Marketing Corporation|654
DMRC|DIGIMARC CORPORATION|WBLR|WILLIAM BLAIR|250
DMRC|DIGIMARC CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|194
DMRC|DIGIMARC CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|11426
DMRC|DIGIMARC CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6448
DMRC|DIGIMARC CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2669
DMRC|DIGIMARC CORPORATION|WFPB|Wells Fargo Securities, LLC.|200
DMRC|DIGIMARC CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|19
DMRC|DIGIMARC CORPORATION|XIST|INSTINET, LLC|13690
DMRC|DIGIMARC CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
DMRC|DIGIMARC CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|764
DMRI|DELTASHARES S&P INTE|CANT|Cantor Fitzgerald & Co.|450000
DMRI|DELTASHARES S&P INTE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1777
DMRI|DELTASHARES S&P INTE|IBKR|Interactive Brokers Llc|300
DMRI|DELTASHARES S&P INTE|JSJX|JANE STREET CAPITAL LLC|6229
DMRI|DELTASHARES S&P INTE|KCGM|VIRTU Americas LLC|235
DMRI|DELTASHARES S&P INTE|NFSC|National Financial Services LLC|1745
DMRI|DELTASHARES S&P INTE|NITE|VIRTU Americas LLC|1925
DMRI|DELTASHARES S&P INTE|STFL|Stifel, Nicolaus & Company, Incorporated|100
DMRI|DELTASHARES S&P INTE|UBSA|UBS SECURITIES LLC|390
DMRI|DELTASHARES S&P INTE|UBSS|UBS Securities LLC|200
DMRI|DELTASHARES S&P INTE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|63
DMRL|DELTASHARES S&P 500|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36259
DMRL|DELTASHARES S&P 500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2663
DMRL|DELTASHARES S&P 500|CTDL|Citadel Derivatives Group Llc|215
DMRL|DELTASHARES S&P 500|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
DMRL|DELTASHARES S&P 500|DBAX|Deutsche Bank Securities Inc.|200
DMRL|DELTASHARES S&P 500|EBXL|EBX LLC|200
DMRL|DELTASHARES S&P 500|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
DMRL|DELTASHARES S&P 500|ETRS|E*Trade Securities LLC|11
DMRL|DELTASHARES S&P 500|GSLT|GOLDMAN SACHS & CO. LLC|117
DMRL|DELTASHARES S&P 500|IBKR|Interactive Brokers Llc|19
DMRL|DELTASHARES S&P 500|ICBX|INSTINET, LLC|200
DMRL|DELTASHARES S&P 500|INCA|INSTINET, LLC|1800
DMRL|DELTASHARES S&P 500|JSJX|JANE STREET CAPITAL LLC|27197
DMRL|DELTASHARES S&P 500|KCGM|VIRTU Americas LLC|2562
DMRL|DELTASHARES S&P 500|LEHM|Barclays Capital Inc./Le|400
DMRL|DELTASHARES S&P 500|LIME|Lime Brokerage LLC|12
DMRL|DELTASHARES S&P 500|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DMRL|DELTASHARES S&P 500|MSCO|MORGAN STANLEY & CO. LLC|100
DMRL|DELTASHARES S&P 500|MSPL|MORGAN STANLEY & CO. LLC|200
DMRL|DELTASHARES S&P 500|NFSC|National Financial Services LLC|3255
DMRL|DELTASHARES S&P 500|NITE|VIRTU Americas LLC|252849
DMRL|DELTASHARES S&P 500|SGMT|GOLDMAN SACHS & CO. LLC|400
DMRL|DELTASHARES S&P 500|SPHN|Stephens Inc.|125
DMRL|DELTASHARES S&P 500|STFL|Stifel, Nicolaus & Company, Incorporated|560
DMRL|DELTASHARES S&P 500|UBSA|UBS SECURITIES LLC|8914
DMRL|DELTASHARES S&P 500|UBSS|UBS Securities LLC|400
DMRL|DELTASHARES S&P 500|WSEA|WOLVERINE SECURITIES, LLC|1
DMRL|DELTASHARES S&P 500|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3143
DMRM|DELTASHARES S&P 400|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23000
DMRM|DELTASHARES S&P 400|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3400
DMRM|DELTASHARES S&P 400|CTDL|Citadel Derivatives Group Llc|100
DMRM|DELTASHARES S&P 400|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
DMRM|DELTASHARES S&P 400|DBAX|Deutsche Bank Securities Inc.|200
DMRM|DELTASHARES S&P 400|EBXL|EBX LLC|300
DMRM|DELTASHARES S&P 400|ICBX|INSTINET, LLC|1400
DMRM|DELTASHARES S&P 400|INCA|INSTINET, LLC|3200
DMRM|DELTASHARES S&P 400|JSJX|JANE STREET CAPITAL LLC|15500
DMRM|DELTASHARES S&P 400|KCGM|VIRTU Americas LLC|1828
DMRM|DELTASHARES S&P 400|LEHM|Barclays Capital Inc./Le|400
DMRM|DELTASHARES S&P 400|LIME|Lime Brokerage LLC|100
DMRM|DELTASHARES S&P 400|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
DMRM|DELTASHARES S&P 400|MSPL|MORGAN STANLEY & CO. LLC|200
DMRM|DELTASHARES S&P 400|NFSC|National Financial Services LLC|2799
DMRM|DELTASHARES S&P 400|NITE|VIRTU Americas LLC|103238
DMRM|DELTASHARES S&P 400|NITP|VIRTU Americas LLC|100
DMRM|DELTASHARES S&P 400|SGMT|GOLDMAN SACHS & CO. LLC|300
DMRM|DELTASHARES S&P 400|STFL|Stifel, Nicolaus & Company, Incorporated|449
DMRM|DELTASHARES S&P 400|UBSA|UBS SECURITIES LLC|3700
DMRM|DELTASHARES S&P 400|UBSS|UBS Securities LLC|638
DMRM|DELTASHARES S&P 400|YLPL|Linsco/Private Ledger Financial Services, Incorporated|60
DMRS|DELTASHARES S&P 600|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3500
DMRS|DELTASHARES S&P 600|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
DMRS|DELTASHARES S&P 600|CTDL|Citadel Derivatives Group Llc|900
DMRS|DELTASHARES S&P 600|DBAX|Deutsche Bank Securities Inc.|100
DMRS|DELTASHARES S&P 600|EBXL|EBX LLC|200
DMRS|DELTASHARES S&P 600|ICBX|INSTINET, LLC|400
DMRS|DELTASHARES S&P 600|INCA|INSTINET, LLC|400
DMRS|DELTASHARES S&P 600|LEHM|Barclays Capital Inc./Le|200
DMRS|DELTASHARES S&P 600|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
DMRS|DELTASHARES S&P 600|NFSC|National Financial Services LLC|2582
DMRS|DELTASHARES S&P 600|NITE|VIRTU Americas LLC|53459
DMRS|DELTASHARES S&P 600|NITP|VIRTU Americas LLC|141
DMRS|DELTASHARES S&P 600|UBSA|UBS SECURITIES LLC|3200
DMRS|DELTASHARES S&P 600|YLPL|Linsco/Private Ledger Financial Services, Incorporated|61
DNB|THE NEW D&B CORP|ALTX|Alternet Securities Inc.|2149
DNB|THE NEW D&B CORP|ANOS|ABEL/NOSER, L.L.C.|56624
DNB|THE NEW D&B CORP|APCC|Apex Clearing Corporation|15
DNB|THE NEW D&B CORP|BARD|Robert W. Baird & Co. Incorporated|616
DNB|THE NEW D&B CORP|BATM|CBOE TRADING, INC.|6433
DNB|THE NEW D&B CORP|BAYC|BAY CREST PARTNERS, LLC|87
DNB|THE NEW D&B CORP|BBNT|BB&T SECURITIES, LLC|95
DNB|THE NEW D&B CORP|BERN|Sanford C. Bernstein & Co., LLC|9892
DNB|THE NEW D&B CORP|BKCM|BNY Mellon Capital Markets LLC|8010
DNB|THE NEW D&B CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10600
DNB|THE NEW D&B CORP|BLKX|INSTINET, LLC|20000
DNB|THE NEW D&B CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1137
DNB|THE NEW D&B CORP|BRVL|BLAYLOCK VAN, LLC|200
DNB|THE NEW D&B CORP|BTIG|BTIG, LLC|6563
DNB|THE NEW D&B CORP|BYXM|CBOE TRADING, INC.|300
DNB|THE NEW D&B CORP|BZYD|GOLDMAN SACHS & CO. LLC|382
DNB|THE NEW D&B CORP|CABR|Cabrera Capital Markets, Inc.|12
DNB|THE NEW D&B CORP|CANT|Cantor Fitzgerald & Co.|11
DNB|THE NEW D&B CORP|CHAS|Charles Schwab & Co., Inc.|7485
DNB|THE NEW D&B CORP|CIBP|CIBC World Markets Corp.|22000
DNB|THE NEW D&B CORP|CIST|Capital Institutional Services, Inc.|3573
DNB|THE NEW D&B CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9049
DNB|THE NEW D&B CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
DNB|THE NEW D&B CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|62300
DNB|THE NEW D&B CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|269871
DNB|THE NEW D&B CORP|CTDL|Citadel Derivatives Group Llc|19704
DNB|THE NEW D&B CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8298
DNB|THE NEW D&B CORP|DBAB|Deutsche Bank Securities Inc.|48364
DNB|THE NEW D&B CORP|DBAX|Deutsche Bank Securities Inc.|123600
DNB|THE NEW D&B CORP|DBUL|Deutsche Bank Securities Inc.|570
DNB|THE NEW D&B CORP|DCHF|Dart Executions, LLC|40
DNB|THE NEW D&B CORP|DEAN|MORGAN STANLEY|1258
DNB|THE NEW D&B CORP|DEGS|RONIN PROFESSIONAL LLC|200
DNB|THE NEW D&B CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3500
DNB|THE NEW D&B CORP|EBXL|EBX LLC|111900
DNB|THE NEW D&B CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|18388
DNB|THE NEW D&B CORP|EDJO|Edward D. Jones & Co., L.P.|81
DNB|THE NEW D&B CORP|EGAM|CBOE TRADING, INC.|4931
DNB|THE NEW D&B CORP|EGAW|CBOE TRADING, INC.|309
DNB|THE NEW D&B CORP|EGMT|EG MARKET TECHNOLOGIES LLC|200
DNB|THE NEW D&B CORP|EGXM|CBOE TRADING, INC.|60
DNB|THE NEW D&B CORP|ELEV|ELEVATION, LLC|4967
DNB|THE NEW D&B CORP|ETBE|Electronic Transaction Clearing, Inc.|600
DNB|THE NEW D&B CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13100
DNB|THE NEW D&B CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
DNB|THE NEW D&B CORP|ETRS|E*Trade Securities LLC|1552
DNB|THE NEW D&B CORP|FILL|Tradestation Securities, Inc.|430
DNB|THE NEW D&B CORP|FMAF|NBCN Inc./ CDS|127
DNB|THE NEW D&B CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2425
DNB|THE NEW D&B CORP|FQLS|Quantlab Securities LP|72351
DNB|THE NEW D&B CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|149006
DNB|THE NEW D&B CORP|FTBR|Foliofn Investments, Inc.|37
DNB|THE NEW D&B CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
DNB|THE NEW D&B CORP|GLPX|ACS EXECUTION SERVICES, LLC|30922
DNB|THE NEW D&B CORP|GSCO|GOLDMAN SACHS & CO. LLC|259261
DNB|THE NEW D&B CORP|GSCS|GOLDMAN SACHS & CO. LLC|452
DNB|THE NEW D&B CORP|GSLT|GOLDMAN SACHS & CO. LLC|1502
DNB|THE NEW D&B CORP|GTSZ|GTS SECURITIES LLC|38965
DNB|THE NEW D&B CORP|HPPX|POTAMUS TRADING, LLC|422
DNB|THE NEW D&B CORP|HRBF|American Enterprise Investment Services Inc.|23
DNB|THE NEW D&B CORP|HSBC|HSBC Securities, Inc.|76
DNB|THE NEW D&B CORP|IATS|INTERACTIVE BROKERS LLC|2304
DNB|THE NEW D&B CORP|IBKR|Interactive Brokers Llc|1809
DNB|THE NEW D&B CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|101
DNB|THE NEW D&B CORP|ICBX|INSTINET, LLC|62085
DNB|THE NEW D&B CORP|IEQY|CITADEL SECURITIES LLC|32981
DNB|THE NEW D&B CORP|INCA|INSTINET, LLC|97889
DNB|THE NEW D&B CORP|INJX|INSTINET, LLC|1281
DNB|THE NEW D&B CORP|ITGI|ITG Inc.|38132
DNB|THE NEW D&B CORP|ITGP|ITG INC.|239000
DNB|THE NEW D&B CORP|JANY|Janney Montgomery Scott Inc.|114
DNB|THE NEW D&B CORP|JEFF|JEFFERIES LLC|4546
DNB|THE NEW D&B CORP|JMPT|JUMP TRADING, LLC|22224
DNB|THE NEW D&B CORP|JONE|JonesTrading|5581
DNB|THE NEW D&B CORP|JPBX|J.P. MORGAN SECURITIES LLC|28215
DNB|THE NEW D&B CORP|JPMX|J.P. Morgan Securities LLC|218526
DNB|THE NEW D&B CORP|JSJX|JANE STREET CAPITAL LLC|10318
DNB|THE NEW D&B CORP|KCGM|VIRTU Americas LLC|27276
DNB|THE NEW D&B CORP|LEHM|Barclays Capital Inc./Le|236446
DNB|THE NEW D&B CORP|LIME|Lime Brokerage LLC|20424
DNB|THE NEW D&B CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|166000
DNB|THE NEW D&B CORP|LQNA|LIQUIDNET, INC.|5200
DNB|THE NEW D&B CORP|LSCI|Lek Securities Corporation|1738
DNB|THE NEW D&B CORP|MACQ|Macquarie Capital (USA) Inc.|400
DNB|THE NEW D&B CORP|MCBT|Moors & Cabot, Inc.|26
DNB|THE NEW D&B CORP|MKMP|MKM Partners LLC|2582
DNB|THE NEW D&B CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69044
DNB|THE NEW D&B CORP|MOTF|MOTIF INVESTING, INC.|1
DNB|THE NEW D&B CORP|MSCO|MORGAN STANLEY & CO. LLC|528153
DNB|THE NEW D&B CORP|MSPL|MORGAN STANLEY & CO. LLC|159400
DNB|THE NEW D&B CORP|MSTX|MORGAN STANLEY & CO. LLC|47300
DNB|THE NEW D&B CORP|NEUB|NEUBERGER BERMAN BD LLC|100
DNB|THE NEW D&B CORP|NFSC|National Financial Services LLC|59704
DNB|THE NEW D&B CORP|NITE|VIRTU Americas LLC|123071
DNB|THE NEW D&B CORP|NITP|VIRTU Americas LLC|100
DNB|THE NEW D&B CORP|NQRB|Brut, LLC|3991
DNB|THE NEW D&B CORP|OHOS|TWO SIGMA SECURITIES, LLC|100
DNB|THE NEW D&B CORP|OPCO|Oppenheimer & Co. Inc.|100
DNB|THE NEW D&B CORP|PDQM|CODA MARKETS, INC.|53687
DNB|THE NEW D&B CORP|PIPR|Piper Jaffray & Co.|1643
DNB|THE NEW D&B CORP|PNSR|Penserra Securities, LLC|100
DNB|THE NEW D&B CORP|PWJC|UBS Financial Services, Inc.|1
DNB|THE NEW D&B CORP|RBCM|RBC CAPITAL MARKETS, LLC|556
DNB|THE NEW D&B CORP|SAGL|SAGETRADER, LLC|1919
DNB|THE NEW D&B CORP|SBSH|Citigroup Global Markets Inc.|24458
DNB|THE NEW D&B CORP|SGMT|GOLDMAN SACHS & CO. LLC|69862
DNB|THE NEW D&B CORP|SJLS|TRADE INFORMATICS LLC|100
DNB|THE NEW D&B CORP|SPDR|SPEEDROUTE LLC|8477
DNB|THE NEW D&B CORP|SPGS|Sea Port Group Securities, LLC|7162
DNB|THE NEW D&B CORP|STFL|Stifel, Nicolaus & Company, Incorporated|407
DNB|THE NEW D&B CORP|STKP|STOCKPILE INVESTMENTS, INC.|6
DNB|THE NEW D&B CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3967
DNB|THE NEW D&B CORP|SWIM|TD Ameritrade, Inc.|690
DNB|THE NEW D&B CORP|SWST|Hilltop Securities Inc.|15436
DNB|THE NEW D&B CORP|TKNG|ALLY INVEST SECURITIES LLC|12
DNB|THE NEW D&B CORP|TRBT|Tradebot Systems, Inc.|86660
DNB|THE NEW D&B CORP|TRCM|TRC MARKETS LLC|25852
DNB|THE NEW D&B CORP|TWTT|TASTYWORKS, INC.|200
DNB|THE NEW D&B CORP|UBSS|UBS Securities LLC|355116
DNB|THE NEW D&B CORP|VALX|VIRTU AMERICAS LLC|28899
DNB|THE NEW D&B CORP|VGRD|Vanguard Marketing Corporation|688
DNB|THE NEW D&B CORP|WBLR|WILLIAM BLAIR|400
DNB|THE NEW D&B CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|108
DNB|THE NEW D&B CORP|WCHV|WELLS FARGO SECURITIES, LLC|9776
DNB|THE NEW D&B CORP|WDNX|WEEDEN & CO.L.P.|316
DNB|THE NEW D&B CORP|WEDB|WEDBUSH SECURITIES INC.|2572
DNB|THE NEW D&B CORP|WEED|Weeden & Co.L.P.|102
DNB|THE NEW D&B CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|787
DNB|THE NEW D&B CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9506
DNB|THE NEW D&B CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|48
DNB|THE NEW D&B CORP|WSAG|WALL STREET ACCESS|343
DNB|THE NEW D&B CORP|WSEA|WOLVERINE SECURITIES, LLC|816
DNB|THE NEW D&B CORP|XIST|INSTINET, LLC|46600
DNB|THE NEW D&B CORP|XPQR|Jump Trading|1300
DNB|THE NEW D&B CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2390
DNB|THE NEW D&B CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|5130
DNB|THE NEW D&B CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|239
DNBF|DNB FINL CORP|APCC|Apex Clearing Corporation|3
DNBF|DNB FINL CORP|BANK|Primevest Financial Services, Inc.|31
DNBF|DNB FINL CORP|BARD|Robert W. Baird & Co. Incorporated|580
DNBF|DNB FINL CORP|BATM|CBOE TRADING, INC.|203
DNBF|DNB FINL CORP|BAYC|BAY CREST PARTNERS, LLC|464
DNBF|DNB FINL CORP|BAYT|BTIG, LLC|1340
DNBF|DNB FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|1000
DNBF|DNB FINL CORP|BMOC|BMO Capital Markets Corp.|470
DNBF|DNB FINL CORP|BNKS|Fig Partners, LLC|35195
DNBF|DNB FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|243
DNBF|DNB FINL CORP|BTIG|BTIG, LLC|13
DNBF|DNB FINL CORP|BYXM|CBOE TRADING, INC.|200
DNBF|DNB FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124
DNBF|DNB FINL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6686
DNBF|DNB FINL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4185
DNBF|DNB FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4794
DNBF|DNB FINL CORP|CTDL|Citadel Derivatives Group Llc|40
DNBF|DNB FINL CORP|DBAB|Deutsche Bank Securities Inc.|53719
DNBF|DNB FINL CORP|DBAX|Deutsche Bank Securities Inc.|4400
DNBF|DNB FINL CORP|DBUL|Deutsche Bank Securities Inc.|200
DNBF|DNB FINL CORP|DEGS|RONIN PROFESSIONAL LLC|218
DNBF|DNB FINL CORP|EBXL|EBX LLC|2400
DNBF|DNB FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|182
DNBF|DNB FINL CORP|EGXM|CBOE TRADING, INC.|200
DNBF|DNB FINL CORP|ETRS|E*Trade Securities LLC|9
DNBF|DNB FINL CORP|FBCO|Credit Suisse Securities (USA) LLC|4021
DNBF|DNB FINL CORP|FOMA|TD AMERITRADE CLEARING, INC.|1832
DNBF|DNB FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4471
DNBF|DNB FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|509
DNBF|DNB FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|504
DNBF|DNB FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|73401
DNBF|DNB FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|4106
DNBF|DNB FINL CORP|GTSZ|GTS SECURITIES LLC|1206
DNBF|DNB FINL CORP|IATS|INTERACTIVE BROKERS LLC|980
DNBF|DNB FINL CORP|IBKR|Interactive Brokers Llc|2344
DNBF|DNB FINL CORP|ICBX|INSTINET, LLC|1708
DNBF|DNB FINL CORP|IEQY|CITADEL SECURITIES LLC|166
DNBF|DNB FINL CORP|INCA|INSTINET, LLC|16175
DNBF|DNB FINL CORP|INJX|INSTINET, LLC|142
DNBF|DNB FINL CORP|ITGI|ITG Inc.|32144
DNBF|DNB FINL CORP|ITGP|ITG INC.|20800
DNBF|DNB FINL CORP|JANY|Janney Montgomery Scott Inc.|600
DNBF|DNB FINL CORP|JEFF|JEFFERIES LLC|2013
DNBF|DNB FINL CORP|JPMX|J.P. Morgan Securities LLC|2354
DNBF|DNB FINL CORP|JSJX|JANE STREET CAPITAL LLC|23
DNBF|DNB FINL CORP|KCGM|VIRTU Americas LLC|1251
DNBF|DNB FINL CORP|LEHM|Barclays Capital Inc./Le|32009
DNBF|DNB FINL CORP|LIME|Lime Brokerage LLC|13514
DNBF|DNB FINL CORP|LMGP|LIME BROKERAGE LLC|546
DNBF|DNB FINL CORP|LQNA|LIQUIDNET, INC.|3000
DNBF|DNB FINL CORP|MAXM|Maxim Group LLC|92
DNBF|DNB FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4396
DNBF|DNB FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|80323
DNBF|DNB FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|5900
DNBF|DNB FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|200
DNBF|DNB FINL CORP|NFSC|National Financial Services LLC|405
DNBF|DNB FINL CORP|NITE|VIRTU Americas LLC|12900
DNBF|DNB FINL CORP|NQRB|Brut, LLC|100
DNBF|DNB FINL CORP|PDQM|CODA MARKETS, INC.|1314
DNBF|DNB FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|502
DNBF|DNB FINL CORP|SBSH|Citigroup Global Markets Inc.|12869
DNBF|DNB FINL CORP|SDLR|Sandler, O'Neill & Partners, L.P.|51940
DNBF|DNB FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|1316
DNBF|DNB FINL CORP|SWIM|TD Ameritrade, Inc.|3675
DNBF|DNB FINL CORP|TRCM|TRC MARKETS LLC|1031
DNBF|DNB FINL CORP|UBSA|UBS SECURITIES LLC|1006
DNBF|DNB FINL CORP|UBSS|UBS Securities LLC|69532
DNBF|DNB FINL CORP|VALX|VIRTU AMERICAS LLC|4825
DNBF|DNB FINL CORP|VGRD|Vanguard Marketing Corporation|3
DNBF|DNB FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|2823
DNBF|DNB FINL CORP|WDNX|WEEDEN & CO.L.P.|1456
DNBF|DNB FINL CORP|WFPB|Wells Fargo Securities, LLC.|4496
DNBF|DNB FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
DNBF|DNB FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|525
DNI|DIVIDEND & INCOME FD|ALTX|Alternet Securities Inc.|400
DNI|DIVIDEND & INCOME FD|APCC|Apex Clearing Corporation|137
DNI|DIVIDEND & INCOME FD|BATM|CBOE TRADING, INC.|21
DNI|DIVIDEND & INCOME FD|BBNT|BB&T SECURITIES, LLC|201
DNI|DIVIDEND & INCOME FD|BTIG|BTIG, LLC|148
DNI|DIVIDEND & INCOME FD|CHAS|Charles Schwab & Co., Inc.|3
DNI|DIVIDEND & INCOME FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10447
DNI|DIVIDEND & INCOME FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7315
DNI|DIVIDEND & INCOME FD|DBAX|Deutsche Bank Securities Inc.|1500
DNI|DIVIDEND & INCOME FD|DEAN|MORGAN STANLEY|100
DNI|DIVIDEND & INCOME FD|EBXL|EBX LLC|1200
DNI|DIVIDEND & INCOME FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
DNI|DIVIDEND & INCOME FD|EGAM|CBOE TRADING, INC.|10
DNI|DIVIDEND & INCOME FD|ETRS|E*Trade Securities LLC|18985
DNI|DIVIDEND & INCOME FD|FBSB|U.S. Bancorp Investments, Inc.|1
DNI|DIVIDEND & INCOME FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5525
DNI|DIVIDEND & INCOME FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|332
DNI|DIVIDEND & INCOME FD|FTBR|Foliofn Investments, Inc.|124
DNI|DIVIDEND & INCOME FD|GSLT|GOLDMAN SACHS & CO. LLC|717
DNI|DIVIDEND & INCOME FD|GTSZ|GTS SECURITIES LLC|100
DNI|DIVIDEND & INCOME FD|HRBF|American Enterprise Investment Services Inc.|743
DNI|DIVIDEND & INCOME FD|IATS|INTERACTIVE BROKERS LLC|5402
DNI|DIVIDEND & INCOME FD|IBKR|Interactive Brokers Llc|9310
DNI|DIVIDEND & INCOME FD|ICBX|INSTINET, LLC|1600
DNI|DIVIDEND & INCOME FD|INCA|INSTINET, LLC|2180
DNI|DIVIDEND & INCOME FD|ITGI|ITG Inc.|1100
DNI|DIVIDEND & INCOME FD|ITGP|ITG INC.|3000
DNI|DIVIDEND & INCOME FD|JONE|JonesTrading|400
DNI|DIVIDEND & INCOME FD|JPMX|J.P. Morgan Securities LLC|6000
DNI|DIVIDEND & INCOME FD|KCGM|VIRTU Americas LLC|2277
DNI|DIVIDEND & INCOME FD|LIME|Lime Brokerage LLC|160
DNI|DIVIDEND & INCOME FD|MSCO|MORGAN STANLEY & CO. LLC|19726
DNI|DIVIDEND & INCOME FD|NFSC|National Financial Services LLC|95475
DNI|DIVIDEND & INCOME FD|NITE|VIRTU Americas LLC|146275
DNI|DIVIDEND & INCOME FD|NQRB|Brut, LLC|800
DNI|DIVIDEND & INCOME FD|OPCO|Oppenheimer & Co. Inc.|3783
DNI|DIVIDEND & INCOME FD|PDQM|CODA MARKETS, INC.|9
DNI|DIVIDEND & INCOME FD|PWJC|UBS Financial Services, Inc.|3975
DNI|DIVIDEND & INCOME FD|RBCM|RBC CAPITAL MARKETS, LLC|3705
DNI|DIVIDEND & INCOME FD|SALI|INTL FCSTONE FINANCIAL INC.|2
DNI|DIVIDEND & INCOME FD|SGMT|GOLDMAN SACHS & CO. LLC|900
DNI|DIVIDEND & INCOME FD|STFL|Stifel, Nicolaus & Company, Incorporated|511
DNI|DIVIDEND & INCOME FD|SWIM|TD Ameritrade, Inc.|2700
DNI|DIVIDEND & INCOME FD|SWST|Hilltop Securities Inc.|2516
DNI|DIVIDEND & INCOME FD|TRBT|Tradebot Systems, Inc.|1831
DNI|DIVIDEND & INCOME FD|TRCM|TRC MARKETS LLC|100
DNI|DIVIDEND & INCOME FD|UBSA|UBS SECURITIES LLC|4802
DNI|DIVIDEND & INCOME FD|UBSS|UBS Securities LLC|38694
DNI|DIVIDEND & INCOME FD|VGRD|Vanguard Marketing Corporation|87
DNI|DIVIDEND & INCOME FD|VNDM|Wall Street Access|2000
DNI|DIVIDEND & INCOME FD|WCHV|WELLS FARGO SECURITIES, LLC|51728
DNI|DIVIDEND & INCOME FD|WEDB|WEDBUSH SECURITIES INC.|1838
DNI|DIVIDEND & INCOME FD|WEED|Weeden & Co.L.P.|3592
DNI|DIVIDEND & INCOME FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6803
DNI|DIVIDEND & INCOME FD|WSEA|WOLVERINE SECURITIES, LLC|1
DNI|DIVIDEND & INCOME FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
DNI|DIVIDEND & INCOME FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6978
DNJR|GOLDEN BULL LTD ORDS|APCC|Apex Clearing Corporation|10
DNJR|GOLDEN BULL LTD ORDS|BATM|CBOE TRADING, INC.|800
DNJR|GOLDEN BULL LTD ORDS|BRGE|Newbridge Securities Corp.|1440
DNJR|GOLDEN BULL LTD ORDS|CHAS|Charles Schwab & Co., Inc.|800
DNJR|GOLDEN BULL LTD ORDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1801
DNJR|GOLDEN BULL LTD ORDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1808
DNJR|GOLDEN BULL LTD ORDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
DNJR|GOLDEN BULL LTD ORDS|DBAX|Deutsche Bank Securities Inc.|400
DNJR|GOLDEN BULL LTD ORDS|DEGS|RONIN PROFESSIONAL LLC|1122
DNJR|GOLDEN BULL LTD ORDS|EBXL|EBX LLC|700
DNJR|GOLDEN BULL LTD ORDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
DNJR|GOLDEN BULL LTD ORDS|EGXM|CBOE TRADING, INC.|523
DNJR|GOLDEN BULL LTD ORDS|ETRS|E*Trade Securities LLC|14445
DNJR|GOLDEN BULL LTD ORDS|FBCO|Credit Suisse Securities (USA) LLC|3448
DNJR|GOLDEN BULL LTD ORDS|FMAF|NBCN Inc./ CDS|1200
DNJR|GOLDEN BULL LTD ORDS|FOMA|TD AMERITRADE CLEARING, INC.|89153
DNJR|GOLDEN BULL LTD ORDS|GEBB|GLOBAL EXECUTION BROKERS, LP|150
DNJR|GOLDEN BULL LTD ORDS|GLPX|ACS EXECUTION SERVICES, LLC|1580
DNJR|GOLDEN BULL LTD ORDS|GSCO|GOLDMAN SACHS & CO. LLC|6858
DNJR|GOLDEN BULL LTD ORDS|GSLT|GOLDMAN SACHS & CO. LLC|800
DNJR|GOLDEN BULL LTD ORDS|GTSZ|GTS SECURITIES LLC|3130
DNJR|GOLDEN BULL LTD ORDS|IATS|INTERACTIVE BROKERS LLC|1572
DNJR|GOLDEN BULL LTD ORDS|IBKR|Interactive Brokers Llc|23720
DNJR|GOLDEN BULL LTD ORDS|ICBX|INSTINET, LLC|200
DNJR|GOLDEN BULL LTD ORDS|INCA|INSTINET, LLC|4669
DNJR|GOLDEN BULL LTD ORDS|ITGI|ITG Inc.|800
DNJR|GOLDEN BULL LTD ORDS|JPMX|J.P. Morgan Securities LLC|400
DNJR|GOLDEN BULL LTD ORDS|LEHM|Barclays Capital Inc./Le|200
DNJR|GOLDEN BULL LTD ORDS|LIME|Lime Brokerage LLC|5537
DNJR|GOLDEN BULL LTD ORDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DNJR|GOLDEN BULL LTD ORDS|MSCO|MORGAN STANLEY & CO. LLC|13142
DNJR|GOLDEN BULL LTD ORDS|MSPL|MORGAN STANLEY & CO. LLC|100
DNJR|GOLDEN BULL LTD ORDS|NFSC|National Financial Services LLC|11283
DNJR|GOLDEN BULL LTD ORDS|NITE|VIRTU Americas LLC|49436
DNJR|GOLDEN BULL LTD ORDS|NQRB|Brut, LLC|200
DNJR|GOLDEN BULL LTD ORDS|PDQM|CODA MARKETS, INC.|2660
DNJR|GOLDEN BULL LTD ORDS|SALI|INTL FCSTONE FINANCIAL INC.|1650
DNJR|GOLDEN BULL LTD ORDS|SBSH|Citigroup Global Markets Inc.|9955
DNJR|GOLDEN BULL LTD ORDS|SPDR|SPEEDROUTE LLC|2400
DNJR|GOLDEN BULL LTD ORDS|SPTD|MINT GLOBAL MARKETS, INC.|7870
DNJR|GOLDEN BULL LTD ORDS|STFL|Stifel, Nicolaus & Company, Incorporated|700
DNJR|GOLDEN BULL LTD ORDS|SWIM|TD Ameritrade, Inc.|4909
DNJR|GOLDEN BULL LTD ORDS|TKNG|ALLY INVEST SECURITIES LLC|50
DNJR|GOLDEN BULL LTD ORDS|TRCM|TRC MARKETS LLC|28
DNJR|GOLDEN BULL LTD ORDS|UBSA|UBS SECURITIES LLC|2246
DNJR|GOLDEN BULL LTD ORDS|UBSS|UBS Securities LLC|11440
DNJR|GOLDEN BULL LTD ORDS|WCHV|WELLS FARGO SECURITIES, LLC|1100
DNJR|GOLDEN BULL LTD ORDS|WEDB|WEDBUSH SECURITIES INC.|400
DNJR|GOLDEN BULL LTD ORDS|WSEA|WOLVERINE SECURITIES, LLC|50
DNJR|GOLDEN BULL LTD ORDS|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
DNKN|DUNKIN' BRANDS GROUP|ADAM|CANACCORD GENUITY INC.|638
DNKN|DUNKIN' BRANDS GROUP|AGIS|Aegis Capital Corp.|200
DNKN|DUNKIN' BRANDS GROUP|ALLN|Allen & Company LLC|1950
DNKN|DUNKIN' BRANDS GROUP|ALTX|Alternet Securities Inc.|3998
DNKN|DUNKIN' BRANDS GROUP|APCC|Apex Clearing Corporation|989
DNKN|DUNKIN' BRANDS GROUP|AQUA|AQUA SECURITIES L.P.|4900
DNKN|DUNKIN' BRANDS GROUP|BANK|Primevest Financial Services, Inc.|2
DNKN|DUNKIN' BRANDS GROUP|BARD|Robert W. Baird & Co. Incorporated|4838
DNKN|DUNKIN' BRANDS GROUP|BATM|CBOE TRADING, INC.|47273
DNKN|DUNKIN' BRANDS GROUP|BAYT|BTIG, LLC|200
DNKN|DUNKIN' BRANDS GROUP|BBNT|BB&T SECURITIES, LLC|1594
DNKN|DUNKIN' BRANDS GROUP|BERN|Sanford C. Bernstein & Co., LLC|18195
DNKN|DUNKIN' BRANDS GROUP|BIDS|BIDS TRADING L.P.|21800
DNKN|DUNKIN' BRANDS GROUP|BKCM|BNY Mellon Capital Markets LLC|23782
DNKN|DUNKIN' BRANDS GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31956
DNKN|DUNKIN' BRANDS GROUP|BLKX|INSTINET, LLC|207250
DNKN|DUNKIN' BRANDS GROUP|BMOC|BMO Capital Markets Corp.|206685
DNKN|DUNKIN' BRANDS GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|7718
DNKN|DUNKIN' BRANDS GROUP|BRVL|BLAYLOCK VAN, LLC|500
DNKN|DUNKIN' BRANDS GROUP|BTIG|BTIG, LLC|8614
DNKN|DUNKIN' BRANDS GROUP|BYXM|CBOE TRADING, INC.|1928
DNKN|DUNKIN' BRANDS GROUP|BZYD|GOLDMAN SACHS & CO. LLC|535
DNKN|DUNKIN' BRANDS GROUP|CANT|Cantor Fitzgerald & Co.|201
DNKN|DUNKIN' BRANDS GROUP|CBLC|CITIGROUP GLOBAL MARKETS INC.|90000
DNKN|DUNKIN' BRANDS GROUP|CHAS|Charles Schwab & Co., Inc.|3810
DNKN|DUNKIN' BRANDS GROUP|CIOI|CITIGROUP GLOBAL MARKETS INC|43200
DNKN|DUNKIN' BRANDS GROUP|CIST|Capital Institutional Services, Inc.|3469
DNKN|DUNKIN' BRANDS GROUP|CLSA|CLSA AMERICAS, LLC|100
DNKN|DUNKIN' BRANDS GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|206275
DNKN|DUNKIN' BRANDS GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5776
DNKN|DUNKIN' BRANDS GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10456
DNKN|DUNKIN' BRANDS GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|373160
DNKN|DUNKIN' BRANDS GROUP|CTDL|Citadel Derivatives Group Llc|22761
DNKN|DUNKIN' BRANDS GROUP|CTLR|CUTLER GROUP, LP|587
DNKN|DUNKIN' BRANDS GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|240610
DNKN|DUNKIN' BRANDS GROUP|DBAB|Deutsche Bank Securities Inc.|440286
DNKN|DUNKIN' BRANDS GROUP|DBAX|Deutsche Bank Securities Inc.|260300
DNKN|DUNKIN' BRANDS GROUP|DBUL|Deutsche Bank Securities Inc.|2174
DNKN|DUNKIN' BRANDS GROUP|DEAN|MORGAN STANLEY|9295
DNKN|DUNKIN' BRANDS GROUP|DEGS|RONIN PROFESSIONAL LLC|100
DNKN|DUNKIN' BRANDS GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3687
DNKN|DUNKIN' BRANDS GROUP|EBXL|EBX LLC|199300
DNKN|DUNKIN' BRANDS GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10273
DNKN|DUNKIN' BRANDS GROUP|EDJO|Edward D. Jones & Co., L.P.|2731
DNKN|DUNKIN' BRANDS GROUP|EGAM|CBOE TRADING, INC.|21578
DNKN|DUNKIN' BRANDS GROUP|EGAW|CBOE TRADING, INC.|334
DNKN|DUNKIN' BRANDS GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|4042
DNKN|DUNKIN' BRANDS GROUP|EGXM|CBOE TRADING, INC.|4481
DNKN|DUNKIN' BRANDS GROUP|ETBE|Electronic Transaction Clearing, Inc.|37214
DNKN|DUNKIN' BRANDS GROUP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2380
DNKN|DUNKIN' BRANDS GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32543
DNKN|DUNKIN' BRANDS GROUP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|103579
DNKN|DUNKIN' BRANDS GROUP|ETRS|E*Trade Securities LLC|144998
DNKN|DUNKIN' BRANDS GROUP|FBCO|Credit Suisse Securities (USA) LLC|633191
DNKN|DUNKIN' BRANDS GROUP|FILL|Tradestation Securities, Inc.|4093
DNKN|DUNKIN' BRANDS GROUP|FINX|FINTECH SECURITIES|300
DNKN|DUNKIN' BRANDS GROUP|FMAF|NBCN Inc./ CDS|10
DNKN|DUNKIN' BRANDS GROUP|FMCO|First Manhattan Co|5805
DNKN|DUNKIN' BRANDS GROUP|FOMA|TD AMERITRADE CLEARING, INC.|85964
DNKN|DUNKIN' BRANDS GROUP|FORD|Fordham Financial Management, Inc.|400
DNKN|DUNKIN' BRANDS GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|68788
DNKN|DUNKIN' BRANDS GROUP|FQLS|Quantlab Securities LP|506340
DNKN|DUNKIN' BRANDS GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|189366
DNKN|DUNKIN' BRANDS GROUP|FTBR|Foliofn Investments, Inc.|4751
DNKN|DUNKIN' BRANDS GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|8099
DNKN|DUNKIN' BRANDS GROUP|GLPX|ACS EXECUTION SERVICES, LLC|29079
DNKN|DUNKIN' BRANDS GROUP|GSCO|GOLDMAN SACHS & CO. LLC|1215660
DNKN|DUNKIN' BRANDS GROUP|GSCS|GOLDMAN SACHS & CO. LLC|37907
DNKN|DUNKIN' BRANDS GROUP|GSLT|GOLDMAN SACHS & CO. LLC|5694
DNKN|DUNKIN' BRANDS GROUP|GTSZ|GTS SECURITIES LLC|142094
DNKN|DUNKIN' BRANDS GROUP|HAPX|HAP Trading, LLC|300
DNKN|DUNKIN' BRANDS GROUP|HRBF|American Enterprise Investment Services Inc.|2378
DNKN|DUNKIN' BRANDS GROUP|HSBC|HSBC Securities, Inc.|200
DNKN|DUNKIN' BRANDS GROUP|IATS|INTERACTIVE BROKERS LLC|7920
DNKN|DUNKIN' BRANDS GROUP|IBKR|Interactive Brokers Llc|49840
DNKN|DUNKIN' BRANDS GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|547
DNKN|DUNKIN' BRANDS GROUP|ICBX|INSTINET, LLC|36508
DNKN|DUNKIN' BRANDS GROUP|IEQY|CITADEL SECURITIES LLC|88187
DNKN|DUNKIN' BRANDS GROUP|INCA|INSTINET, LLC|668038
DNKN|DUNKIN' BRANDS GROUP|INJX|INSTINET, LLC|51882
DNKN|DUNKIN' BRANDS GROUP|ITGI|ITG Inc.|533231
DNKN|DUNKIN' BRANDS GROUP|ITGP|ITG INC.|356600
DNKN|DUNKIN' BRANDS GROUP|JANY|Janney Montgomery Scott Inc.|1799
DNKN|DUNKIN' BRANDS GROUP|JEFF|JEFFERIES LLC|314838
DNKN|DUNKIN' BRANDS GROUP|JMPT|JUMP TRADING, LLC|141568
DNKN|DUNKIN' BRANDS GROUP|JPBX|J.P. MORGAN SECURITIES LLC|159646
DNKN|DUNKIN' BRANDS GROUP|JPMX|J.P. Morgan Securities LLC|480202
DNKN|DUNKIN' BRANDS GROUP|JSJX|JANE STREET CAPITAL LLC|5845
DNKN|DUNKIN' BRANDS GROUP|KCGM|VIRTU Americas LLC|39504
DNKN|DUNKIN' BRANDS GROUP|LEHM|Barclays Capital Inc./Le|1027376
DNKN|DUNKIN' BRANDS GROUP|LGNT|COR CLEARING LLC|1
DNKN|DUNKIN' BRANDS GROUP|LIME|Lime Brokerage LLC|165519
DNKN|DUNKIN' BRANDS GROUP|LMGP|LIME BROKERAGE LLC|200
DNKN|DUNKIN' BRANDS GROUP|LMNX|LUMINEX TRADING & ANALYTICS LLC|55018
DNKN|DUNKIN' BRANDS GROUP|LQNA|LIQUIDNET, INC.|53100
DNKN|DUNKIN' BRANDS GROUP|LSCI|Lek Securities Corporation|845
DNKN|DUNKIN' BRANDS GROUP|LVMR|LIVERMORE TRADING GROUP, INC.|4642
DNKN|DUNKIN' BRANDS GROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DNKN|DUNKIN' BRANDS GROUP|MACC|Mid Atlantic Capital Corporation|563
DNKN|DUNKIN' BRANDS GROUP|MAXM|Maxim Group LLC|1338
DNKN|DUNKIN' BRANDS GROUP|MBTS|ALLY INVEST SECURITIES LLC|1
DNKN|DUNKIN' BRANDS GROUP|MCBT|Moors & Cabot, Inc.|50
DNKN|DUNKIN' BRANDS GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104730
DNKN|DUNKIN' BRANDS GROUP|MOTF|MOTIF INVESTING, INC.|16
DNKN|DUNKIN' BRANDS GROUP|MSCO|MORGAN STANLEY & CO. LLC|2823801
DNKN|DUNKIN' BRANDS GROUP|MSPL|MORGAN STANLEY & CO. LLC|347900
DNKN|DUNKIN' BRANDS GROUP|MSTX|MORGAN STANLEY & CO. LLC|279000
DNKN|DUNKIN' BRANDS GROUP|MZHO|Mizuho Securities USA LLC|13000
DNKN|DUNKIN' BRANDS GROUP|NATL|National Securities Corporation|130
DNKN|DUNKIN' BRANDS GROUP|NEUB|NEUBERGER BERMAN BD LLC|182
DNKN|DUNKIN' BRANDS GROUP|NFSC|National Financial Services LLC|312248
DNKN|DUNKIN' BRANDS GROUP|NITE|VIRTU Americas LLC|432037
DNKN|DUNKIN' BRANDS GROUP|NITP|VIRTU Americas LLC|4404
DNKN|DUNKIN' BRANDS GROUP|NQRB|Brut, LLC|16649
DNKN|DUNKIN' BRANDS GROUP|OHOS|TWO SIGMA SECURITIES, LLC|98776
DNKN|DUNKIN' BRANDS GROUP|OPCO|Oppenheimer & Co. Inc.|1994
DNKN|DUNKIN' BRANDS GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|736
DNKN|DUNKIN' BRANDS GROUP|PDQM|CODA MARKETS, INC.|106753
DNKN|DUNKIN' BRANDS GROUP|PHLY|NASDAQ Execution Services, LLC|2600
DNKN|DUNKIN' BRANDS GROUP|PIPR|Piper Jaffray & Co.|35860
DNKN|DUNKIN' BRANDS GROUP|PWJC|UBS Financial Services, Inc.|36120
DNKN|DUNKIN' BRANDS GROUP|RAJA|Raymond James & Associates, Inc.|10319
DNKN|DUNKIN' BRANDS GROUP|RBCM|RBC CAPITAL MARKETS, LLC|17379
DNKN|DUNKIN' BRANDS GROUP|SAGL|SAGETRADER, LLC|13218
DNKN|DUNKIN' BRANDS GROUP|SAGW|SAGETRADER, LLC|330
DNKN|DUNKIN' BRANDS GROUP|SALI|INTL FCSTONE FINANCIAL INC.|38
DNKN|DUNKIN' BRANDS GROUP|SBSH|Citigroup Global Markets Inc.|658050
DNKN|DUNKIN' BRANDS GROUP|SGMT|GOLDMAN SACHS & CO. LLC|120074
DNKN|DUNKIN' BRANDS GROUP|SJLS|TRADE INFORMATICS LLC|100
DNKN|DUNKIN' BRANDS GROUP|SOGO|Wang Investment Associates, Inc.|100
DNKN|DUNKIN' BRANDS GROUP|SPDR|SPEEDROUTE LLC|10594
DNKN|DUNKIN' BRANDS GROUP|SPHN|Stephens Inc.|2200
DNKN|DUNKIN' BRANDS GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|986
DNKN|DUNKIN' BRANDS GROUP|STKP|STOCKPILE INVESTMENTS, INC.|248
DNKN|DUNKIN' BRANDS GROUP|SWIM|TD Ameritrade, Inc.|142002
DNKN|DUNKIN' BRANDS GROUP|SWST|Hilltop Securities Inc.|967
DNKN|DUNKIN' BRANDS GROUP|TKNG|ALLY INVEST SECURITIES LLC|3368
DNKN|DUNKIN' BRANDS GROUP|TONC|CUTTONE & CO., LLC|1881
DNKN|DUNKIN' BRANDS GROUP|TRBT|Tradebot Systems, Inc.|266603
DNKN|DUNKIN' BRANDS GROUP|TRCM|TRC MARKETS LLC|140849
DNKN|DUNKIN' BRANDS GROUP|TWTT|TASTYWORKS, INC.|96
DNKN|DUNKIN' BRANDS GROUP|UBSA|UBS SECURITIES LLC|521549
DNKN|DUNKIN' BRANDS GROUP|UBSS|UBS Securities LLC|1147015
DNKN|DUNKIN' BRANDS GROUP|VALX|VIRTU AMERICAS LLC|10237
DNKN|DUNKIN' BRANDS GROUP|VGRD|Vanguard Marketing Corporation|6197
DNKN|DUNKIN' BRANDS GROUP|WABR|Wall Street Access|876
DNKN|DUNKIN' BRANDS GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
DNKN|DUNKIN' BRANDS GROUP|WCHV|WELLS FARGO SECURITIES, LLC|91769
DNKN|DUNKIN' BRANDS GROUP|WDNX|WEEDEN & CO.L.P.|6414
DNKN|DUNKIN' BRANDS GROUP|WEDB|WEDBUSH SECURITIES INC.|17354
DNKN|DUNKIN' BRANDS GROUP|WEED|Weeden & Co.L.P.|151459
DNKN|DUNKIN' BRANDS GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8526
DNKN|DUNKIN' BRANDS GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47168
DNKN|DUNKIN' BRANDS GROUP|WGIF|CIBC World Markets Inc.|200
DNKN|DUNKIN' BRANDS GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|123
DNKN|DUNKIN' BRANDS GROUP|WSEA|WOLVERINE SECURITIES, LLC|9095
DNKN|DUNKIN' BRANDS GROUP|XIST|INSTINET, LLC|74440
DNKN|DUNKIN' BRANDS GROUP|XPQR|Jump Trading|400
DNKN|DUNKIN' BRANDS GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|53370
DNKN|DUNKIN' BRANDS GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|2596
DNKN|DUNKIN' BRANDS GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7619
DNL|WISDOMTREE GLBL GRWT|AGIS|Aegis Capital Corp.|500
DNL|WISDOMTREE GLBL GRWT|APCC|Apex Clearing Corporation|228
DNL|WISDOMTREE GLBL GRWT|BARD|Robert W. Baird & Co. Incorporated|8
DNL|WISDOMTREE GLBL GRWT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
DNL|WISDOMTREE GLBL GRWT|CANT|Cantor Fitzgerald & Co.|45
DNL|WISDOMTREE GLBL GRWT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
DNL|WISDOMTREE GLBL GRWT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1280
DNL|WISDOMTREE GLBL GRWT|CTDL|Citadel Derivatives Group Llc|1789
DNL|WISDOMTREE GLBL GRWT|DEAN|MORGAN STANLEY|343
DNL|WISDOMTREE GLBL GRWT|ETRS|E*Trade Securities LLC|103
DNL|WISDOMTREE GLBL GRWT|FTBR|Foliofn Investments, Inc.|269
DNL|WISDOMTREE GLBL GRWT|GSLT|GOLDMAN SACHS & CO. LLC|100
DNL|WISDOMTREE GLBL GRWT|HRBF|American Enterprise Investment Services Inc.|1652
DNL|WISDOMTREE GLBL GRWT|IBKR|Interactive Brokers Llc|100
DNL|WISDOMTREE GLBL GRWT|JPMX|J.P. Morgan Securities LLC|4
DNL|WISDOMTREE GLBL GRWT|JSJX|JANE STREET CAPITAL LLC|9052
DNL|WISDOMTREE GLBL GRWT|KCGM|VIRTU Americas LLC|400
DNL|WISDOMTREE GLBL GRWT|LIME|Lime Brokerage LLC|802
DNL|WISDOMTREE GLBL GRWT|MACC|Mid Atlantic Capital Corporation|145
DNL|WISDOMTREE GLBL GRWT|MOTF|MOTIF INVESTING, INC.|1
DNL|WISDOMTREE GLBL GRWT|MSCO|MORGAN STANLEY & CO. LLC|1816
DNL|WISDOMTREE GLBL GRWT|NFSC|National Financial Services LLC|2835
DNL|WISDOMTREE GLBL GRWT|NITE|VIRTU Americas LLC|5863
DNL|WISDOMTREE GLBL GRWT|RBCM|RBC CAPITAL MARKETS, LLC|190
DNL|WISDOMTREE GLBL GRWT|STFL|Stifel, Nicolaus & Company, Incorporated|462
DNL|WISDOMTREE GLBL GRWT|SWIM|TD Ameritrade, Inc.|2
DNL|WISDOMTREE GLBL GRWT|SWST|Hilltop Securities Inc.|33
DNL|WISDOMTREE GLBL GRWT|UBSA|UBS SECURITIES LLC|100
DNL|WISDOMTREE GLBL GRWT|UBSS|UBS Securities LLC|3782
DNL|WISDOMTREE GLBL GRWT|VGRD|Vanguard Marketing Corporation|481
DNL|WISDOMTREE GLBL GRWT|WCHV|WELLS FARGO SECURITIES, LLC|3182
DNL|WISDOMTREE GLBL GRWT|WSEA|WOLVERINE SECURITIES, LLC|1
DNL|WISDOMTREE GLBL GRWT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|810
DNLI|DENALI THERAPTC CM|ALTX|Alternet Securities Inc.|19600
DNLI|DENALI THERAPTC CM|APCC|Apex Clearing Corporation|2439
DNLI|DENALI THERAPTC CM|BARD|Robert W. Baird & Co. Incorporated|150
DNLI|DENALI THERAPTC CM|BATM|CBOE TRADING, INC.|6789
DNLI|DENALI THERAPTC CM|BAYC|BAY CREST PARTNERS, LLC|3863
DNLI|DENALI THERAPTC CM|BBNT|BB&T SECURITIES, LLC|200
DNLI|DENALI THERAPTC CM|BERN|Sanford C. Bernstein & Co., LLC|56629
DNLI|DENALI THERAPTC CM|BGCE|BGC Financial Inc.|3520
DNLI|DENALI THERAPTC CM|BKCM|BNY Mellon Capital Markets LLC|1200
DNLI|DENALI THERAPTC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5723
DNLI|DENALI THERAPTC CM|BLKX|INSTINET, LLC|5000
DNLI|DENALI THERAPTC CM|BMOC|BMO Capital Markets Corp.|2634
DNLI|DENALI THERAPTC CM|BNCH|The Benchmark Company, LLC|600
DNLI|DENALI THERAPTC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1357
DNLI|DENALI THERAPTC CM|BTIG|BTIG, LLC|21444
DNLI|DENALI THERAPTC CM|BYXM|CBOE TRADING, INC.|2940
DNLI|DENALI THERAPTC CM|CANT|Cantor Fitzgerald & Co.|20308
DNLI|DENALI THERAPTC CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|142000
DNLI|DENALI THERAPTC CM|CHAS|Charles Schwab & Co., Inc.|970
DNLI|DENALI THERAPTC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|169157
DNLI|DENALI THERAPTC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|43592
DNLI|DENALI THERAPTC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
DNLI|DENALI THERAPTC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|182843
DNLI|DENALI THERAPTC CM|CTDL|Citadel Derivatives Group Llc|41268
DNLI|DENALI THERAPTC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|27578
DNLI|DENALI THERAPTC CM|DADA|D.A. Davidson & Co.|500
DNLI|DENALI THERAPTC CM|DBAB|Deutsche Bank Securities Inc.|434094
DNLI|DENALI THERAPTC CM|DBAX|Deutsche Bank Securities Inc.|343300
DNLI|DENALI THERAPTC CM|DBUL|Deutsche Bank Securities Inc.|4627
DNLI|DENALI THERAPTC CM|DEAN|MORGAN STANLEY|27508
DNLI|DENALI THERAPTC CM|DEGS|RONIN PROFESSIONAL LLC|19065
DNLI|DENALI THERAPTC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25020
DNLI|DENALI THERAPTC CM|EBXL|EBX LLC|125000
DNLI|DENALI THERAPTC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
DNLI|DENALI THERAPTC CM|EDJO|Edward D. Jones & Co., L.P.|100
DNLI|DENALI THERAPTC CM|EGAM|CBOE TRADING, INC.|22299
DNLI|DENALI THERAPTC CM|EGAW|CBOE TRADING, INC.|100
DNLI|DENALI THERAPTC CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
DNLI|DENALI THERAPTC CM|EGXM|CBOE TRADING, INC.|4106
DNLI|DENALI THERAPTC CM|EGXW|CBOE TRADING, INC.|129
DNLI|DENALI THERAPTC CM|ETBE|Electronic Transaction Clearing, Inc.|25355
DNLI|DENALI THERAPTC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38608
DNLI|DENALI THERAPTC CM|ETRS|E*Trade Securities LLC|192113
DNLI|DENALI THERAPTC CM|FBCO|Credit Suisse Securities (USA) LLC|306168
DNLI|DENALI THERAPTC CM|FILL|Tradestation Securities, Inc.|12900
DNLI|DENALI THERAPTC CM|FMAF|NBCN Inc./ CDS|1895
DNLI|DENALI THERAPTC CM|FOMA|TD AMERITRADE CLEARING, INC.|303621
DNLI|DENALI THERAPTC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20855
DNLI|DENALI THERAPTC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117015
DNLI|DENALI THERAPTC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|9012
DNLI|DENALI THERAPTC CM|GLIS|TD Securities Inc|300
DNLI|DENALI THERAPTC CM|GLPX|ACS EXECUTION SERVICES, LLC|80586
DNLI|DENALI THERAPTC CM|GSCO|GOLDMAN SACHS & CO. LLC|868048
DNLI|DENALI THERAPTC CM|GSCS|GOLDMAN SACHS & CO. LLC|9463
DNLI|DENALI THERAPTC CM|GSLT|GOLDMAN SACHS & CO. LLC|3389
DNLI|DENALI THERAPTC CM|GTSZ|GTS SECURITIES LLC|41554
DNLI|DENALI THERAPTC CM|HRBF|American Enterprise Investment Services Inc.|2096
DNLI|DENALI THERAPTC CM|HSBC|HSBC Securities, Inc.|10656
DNLI|DENALI THERAPTC CM|IATS|INTERACTIVE BROKERS LLC|14732
DNLI|DENALI THERAPTC CM|IBKR|Interactive Brokers Llc|246104
DNLI|DENALI THERAPTC CM|ICBX|INSTINET, LLC|35490
DNLI|DENALI THERAPTC CM|IEQY|CITADEL SECURITIES LLC|51106
DNLI|DENALI THERAPTC CM|INCA|INSTINET, LLC|160298
DNLI|DENALI THERAPTC CM|INJX|INSTINET, LLC|17305
DNLI|DENALI THERAPTC CM|ITGI|ITG Inc.|1565998
DNLI|DENALI THERAPTC CM|ITGP|ITG INC.|128600
DNLI|DENALI THERAPTC CM|JEFF|JEFFERIES LLC|41338
DNLI|DENALI THERAPTC CM|JMPT|JUMP TRADING, LLC|42002
DNLI|DENALI THERAPTC CM|JONE|JonesTrading|500
DNLI|DENALI THERAPTC CM|JPBX|J.P. MORGAN SECURITIES LLC|23931
DNLI|DENALI THERAPTC CM|JPMX|J.P. Morgan Securities LLC|500113
DNLI|DENALI THERAPTC CM|JSJX|JANE STREET CAPITAL LLC|9013
DNLI|DENALI THERAPTC CM|KCGM|VIRTU Americas LLC|28175
DNLI|DENALI THERAPTC CM|LEHM|Barclays Capital Inc./Le|311984
DNLI|DENALI THERAPTC CM|LIME|Lime Brokerage LLC|124131
DNLI|DENALI THERAPTC CM|LMGP|LIME BROKERAGE LLC|623
DNLI|DENALI THERAPTC CM|LQNA|LIQUIDNET, INC.|6300
DNLI|DENALI THERAPTC CM|LSCI|Lek Securities Corporation|481
DNLI|DENALI THERAPTC CM|MAXM|Maxim Group LLC|3577
DNLI|DENALI THERAPTC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58047
DNLI|DENALI THERAPTC CM|MOTF|MOTIF INVESTING, INC.|2
DNLI|DENALI THERAPTC CM|MSCO|MORGAN STANLEY & CO. LLC|1494212
DNLI|DENALI THERAPTC CM|MSPL|MORGAN STANLEY & CO. LLC|144100
DNLI|DENALI THERAPTC CM|MSTX|MORGAN STANLEY & CO. LLC|92500
DNLI|DENALI THERAPTC CM|NFSC|National Financial Services LLC|198731
DNLI|DENALI THERAPTC CM|NITE|VIRTU Americas LLC|434273
DNLI|DENALI THERAPTC CM|NITP|VIRTU Americas LLC|3300
DNLI|DENALI THERAPTC CM|NQRB|Brut, LLC|8145
DNLI|DENALI THERAPTC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|990
DNLI|DENALI THERAPTC CM|PCPT|PHILLIP CAPITAL INC.|1395
DNLI|DENALI THERAPTC CM|PDQM|CODA MARKETS, INC.|147683
DNLI|DENALI THERAPTC CM|PIPR|Piper Jaffray & Co.|60600
DNLI|DENALI THERAPTC CM|PWJC|UBS Financial Services, Inc.|3695
DNLI|DENALI THERAPTC CM|RAJA|Raymond James & Associates, Inc.|4670
DNLI|DENALI THERAPTC CM|RBCM|RBC CAPITAL MARKETS, LLC|1885
DNLI|DENALI THERAPTC CM|SAGL|SAGETRADER, LLC|6555
DNLI|DENALI THERAPTC CM|SBSH|Citigroup Global Markets Inc.|62775
DNLI|DENALI THERAPTC CM|SGMT|GOLDMAN SACHS & CO. LLC|94703
DNLI|DENALI THERAPTC CM|SPDR|SPEEDROUTE LLC|30244
DNLI|DENALI THERAPTC CM|SPTD|MINT GLOBAL MARKETS, INC.|12290
DNLI|DENALI THERAPTC CM|STFL|Stifel, Nicolaus & Company, Incorporated|3300
DNLI|DENALI THERAPTC CM|SWIM|TD Ameritrade, Inc.|49686
DNLI|DENALI THERAPTC CM|TKNG|ALLY INVEST SECURITIES LLC|919
DNLI|DENALI THERAPTC CM|TRBT|Tradebot Systems, Inc.|168632
DNLI|DENALI THERAPTC CM|TRCM|TRC MARKETS LLC|70868
DNLI|DENALI THERAPTC CM|UBSA|UBS SECURITIES LLC|482150
DNLI|DENALI THERAPTC CM|UBSS|UBS Securities LLC|1434427
DNLI|DENALI THERAPTC CM|VALX|VIRTU AMERICAS LLC|9235
DNLI|DENALI THERAPTC CM|VGRD|Vanguard Marketing Corporation|15740
DNLI|DENALI THERAPTC CM|VIEW|VIEWTRADE SECURITIES LLC|100
DNLI|DENALI THERAPTC CM|WCHV|WELLS FARGO SECURITIES, LLC|29316
DNLI|DENALI THERAPTC CM|WEDB|WEDBUSH SECURITIES INC.|125
DNLI|DENALI THERAPTC CM|WEED|Weeden & Co.L.P.|6300
DNLI|DENALI THERAPTC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
DNLI|DENALI THERAPTC CM|WGIF|CIBC World Markets Inc.|1200
DNLI|DENALI THERAPTC CM|WORD|Worden Capital Management LLC|2805
DNLI|DENALI THERAPTC CM|WSEA|WOLVERINE SECURITIES, LLC|11482
DNLI|DENALI THERAPTC CM|XIST|INSTINET, LLC|27800
DNLI|DENALI THERAPTC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|71834
DNLI|DENALI THERAPTC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|12859
DNLI|DENALI THERAPTC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5453
DNN|DENISON MINES CP NEW|APCC|Apex Clearing Corporation|39704
DNN|DENISON MINES CP NEW|BARD|Robert W. Baird & Co. Incorporated|2700
DNN|DENISON MINES CP NEW|BATM|CBOE TRADING, INC.|700
DNN|DENISON MINES CP NEW|BBNT|BB&T SECURITIES, LLC|1000
DNN|DENISON MINES CP NEW|BIMI|Banca IMI Securities Corp.|56009
DNN|DENISON MINES CP NEW|BKCM|BNY Mellon Capital Markets LLC|94987
DNN|DENISON MINES CP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|235363
DNN|DENISON MINES CP NEW|CANT|Cantor Fitzgerald & Co.|998
DNN|DENISON MINES CP NEW|CHAS|Charles Schwab & Co., Inc.|14500
DNN|DENISON MINES CP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65381
DNN|DENISON MINES CP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
DNN|DENISON MINES CP NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24700
DNN|DENISON MINES CP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48636
DNN|DENISON MINES CP NEW|CTDE|CHOICETRADE|700
DNN|DENISON MINES CP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
DNN|DENISON MINES CP NEW|DBAB|Deutsche Bank Securities Inc.|12100
DNN|DENISON MINES CP NEW|DBAX|Deutsche Bank Securities Inc.|18100
DNN|DENISON MINES CP NEW|DEAN|MORGAN STANLEY|14
DNN|DENISON MINES CP NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|274326
DNN|DENISON MINES CP NEW|EBXL|EBX LLC|25600
DNN|DENISON MINES CP NEW|EDJO|Edward D. Jones & Co., L.P.|15000
DNN|DENISON MINES CP NEW|EGAM|CBOE TRADING, INC.|1400
DNN|DENISON MINES CP NEW|EGXM|CBOE TRADING, INC.|6500
DNN|DENISON MINES CP NEW|ELEV|ELEVATION, LLC|230090
DNN|DENISON MINES CP NEW|ETRS|E*Trade Securities LLC|721849
DNN|DENISON MINES CP NEW|FILL|Tradestation Securities, Inc.|55284
DNN|DENISON MINES CP NEW|FTBR|Foliofn Investments, Inc.|15244
DNN|DENISON MINES CP NEW|GLIS|TD Securities Inc|31973
DNN|DENISON MINES CP NEW|GSCO|GOLDMAN SACHS & CO. LLC|3900
DNN|DENISON MINES CP NEW|GSLT|GOLDMAN SACHS & CO. LLC|3100
DNN|DENISON MINES CP NEW|HRBF|American Enterprise Investment Services Inc.|5100
DNN|DENISON MINES CP NEW|HSBC|HSBC Securities, Inc.|1996
DNN|DENISON MINES CP NEW|IATS|INTERACTIVE BROKERS LLC|1000
DNN|DENISON MINES CP NEW|IBKR|Interactive Brokers Llc|57495
DNN|DENISON MINES CP NEW|ICBX|INSTINET, LLC|55268
DNN|DENISON MINES CP NEW|INCA|INSTINET, LLC|12768
DNN|DENISON MINES CP NEW|INJX|INSTINET, LLC|1
DNN|DENISON MINES CP NEW|ITGI|ITG Inc.|192764
DNN|DENISON MINES CP NEW|ITGP|ITG INC.|197200
DNN|DENISON MINES CP NEW|JANY|Janney Montgomery Scott Inc.|10000
DNN|DENISON MINES CP NEW|JEFF|JEFFERIES LLC|6022
DNN|DENISON MINES CP NEW|JMPT|JUMP TRADING, LLC|1820
DNN|DENISON MINES CP NEW|JPMX|J.P. Morgan Securities LLC|43000
DNN|DENISON MINES CP NEW|KCGM|VIRTU Americas LLC|3380
DNN|DENISON MINES CP NEW|LEHM|Barclays Capital Inc./Le|25900
DNN|DENISON MINES CP NEW|LIME|Lime Brokerage LLC|103
DNN|DENISON MINES CP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128932
DNN|DENISON MINES CP NEW|MSCO|MORGAN STANLEY & CO. LLC|153716
DNN|DENISON MINES CP NEW|MSPL|MORGAN STANLEY & CO. LLC|14300
DNN|DENISON MINES CP NEW|NFSC|National Financial Services LLC|1527922
DNN|DENISON MINES CP NEW|NITE|VIRTU Americas LLC|2351895
DNN|DENISON MINES CP NEW|NITP|VIRTU Americas LLC|1
DNN|DENISON MINES CP NEW|NQRB|Brut, LLC|2500
DNN|DENISON MINES CP NEW|NTBF|BMO Nesbitt Burns Inc./CDS|82729
DNN|DENISON MINES CP NEW|PDQM|CODA MARKETS, INC.|7500
DNN|DENISON MINES CP NEW|PWJC|UBS Financial Services, Inc.|1000
DNN|DENISON MINES CP NEW|RBCM|RBC CAPITAL MARKETS, LLC|132273
DNN|DENISON MINES CP NEW|RGLD|Regal Securities, Inc|3000
DNN|DENISON MINES CP NEW|SALI|INTL FCSTONE FINANCIAL INC.|96
DNN|DENISON MINES CP NEW|SBSH|Citigroup Global Markets Inc.|59615
DNN|DENISON MINES CP NEW|SGMT|GOLDMAN SACHS & CO. LLC|6851
DNN|DENISON MINES CP NEW|SPDR|SPEEDROUTE LLC|600
DNN|DENISON MINES CP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|7155
DNN|DENISON MINES CP NEW|SWIM|TD Ameritrade, Inc.|186724
DNN|DENISON MINES CP NEW|SWST|Hilltop Securities Inc.|10000
DNN|DENISON MINES CP NEW|TKNG|ALLY INVEST SECURITIES LLC|26960
DNN|DENISON MINES CP NEW|TWTT|TASTYWORKS, INC.|1000
DNN|DENISON MINES CP NEW|UBSA|UBS SECURITIES LLC|282305
DNN|DENISON MINES CP NEW|UBSS|UBS Securities LLC|260110
DNN|DENISON MINES CP NEW|VALX|VIRTU AMERICAS LLC|3500
DNN|DENISON MINES CP NEW|VGRD|Vanguard Marketing Corporation|280920
DNN|DENISON MINES CP NEW|WCHV|WELLS FARGO SECURITIES, LLC|191470
DNN|DENISON MINES CP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2564
DNN|DENISON MINES CP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|920
DNN|DENISON MINES CP NEW|WSEA|WOLVERINE SECURITIES, LLC|8312
DNN|DENISON MINES CP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
DNN|DENISON MINES CP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8349
DNO|U S SHORT OIL FUND|AGIS|Aegis Capital Corp.|360
DNO|U S SHORT OIL FUND|APCC|Apex Clearing Corporation|4
DNO|U S SHORT OIL FUND|CHAS|Charles Schwab & Co., Inc.|100
DNO|U S SHORT OIL FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
DNO|U S SHORT OIL FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|50
DNO|U S SHORT OIL FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|303
DNO|U S SHORT OIL FUND|EGXM|CBOE TRADING, INC.|200
DNO|U S SHORT OIL FUND|ETRS|E*Trade Securities LLC|1415
DNO|U S SHORT OIL FUND|FILL|Tradestation Securities, Inc.|290
DNO|U S SHORT OIL FUND|GSLT|GOLDMAN SACHS & CO. LLC|185
DNO|U S SHORT OIL FUND|GTSZ|GTS SECURITIES LLC|200
DNO|U S SHORT OIL FUND|IATS|INTERACTIVE BROKERS LLC|100
DNO|U S SHORT OIL FUND|IBKR|Interactive Brokers Llc|1750
DNO|U S SHORT OIL FUND|LEHM|Barclays Capital Inc./Le|400
DNO|U S SHORT OIL FUND|MOTF|MOTIF INVESTING, INC.|2
DNO|U S SHORT OIL FUND|MSCO|MORGAN STANLEY & CO. LLC|11
DNO|U S SHORT OIL FUND|NFSC|National Financial Services LLC|47
DNO|U S SHORT OIL FUND|NITE|VIRTU Americas LLC|13721
DNO|U S SHORT OIL FUND|SBSH|Citigroup Global Markets Inc.|20
DNO|U S SHORT OIL FUND|SWIM|TD Ameritrade, Inc.|1950
DNO|U S SHORT OIL FUND|SWST|Hilltop Securities Inc.|250
DNO|U S SHORT OIL FUND|TKNG|ALLY INVEST SECURITIES LLC|50
DNO|U S SHORT OIL FUND|UBSA|UBS SECURITIES LLC|300
DNO|U S SHORT OIL FUND|UBSS|UBS Securities LLC|7156
DNO|U S SHORT OIL FUND|VGRD|Vanguard Marketing Corporation|1830
DNO|U S SHORT OIL FUND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|557
DNO|U S SHORT OIL FUND|WGIF|CIBC World Markets Inc.|1000
DNO|U S SHORT OIL FUND|WSEA|WOLVERINE SECURITIES, LLC|159
DNOW|NOW INC.|ALTX|Alternet Securities Inc.|4102
DNOW|NOW INC.|ANOS|ABEL/NOSER, L.L.C.|1638
DNOW|NOW INC.|APCC|Apex Clearing Corporation|12462
DNOW|NOW INC.|BANK|Primevest Financial Services, Inc.|25
DNOW|NOW INC.|BARD|Robert W. Baird & Co. Incorporated|369
DNOW|NOW INC.|BATM|CBOE TRADING, INC.|1200
DNOW|NOW INC.|BAYT|BTIG, LLC|2500
DNOW|NOW INC.|BBNT|BB&T SECURITIES, LLC|1440
DNOW|NOW INC.|BERN|Sanford C. Bernstein & Co., LLC|48151
DNOW|NOW INC.|BGCE|BGC Financial Inc.|48260
DNOW|NOW INC.|BIDS|BIDS TRADING L.P.|19800
DNOW|NOW INC.|BIMI|Banca IMI Securities Corp.|1060
DNOW|NOW INC.|BKCM|BNY Mellon Capital Markets LLC|25822
DNOW|NOW INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15554
DNOW|NOW INC.|BLKX|INSTINET, LLC|12900
DNOW|NOW INC.|BMOC|BMO Capital Markets Corp.|31
DNOW|NOW INC.|BNPX|BNP PARIBAS SECURITIES CORP.|13101
DNOW|NOW INC.|BRVL|BLAYLOCK VAN, LLC|200
DNOW|NOW INC.|BTIG|BTIG, LLC|107753
DNOW|NOW INC.|BYXM|CBOE TRADING, INC.|2100
DNOW|NOW INC.|BZYD|GOLDMAN SACHS & CO. LLC|700
DNOW|NOW INC.|CANT|Cantor Fitzgerald & Co.|604
DNOW|NOW INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|67400
DNOW|NOW INC.|CHAS|Charles Schwab & Co., Inc.|2922
DNOW|NOW INC.|CHLM|Craig-Hallum Capital Group LLC|1203
DNOW|NOW INC.|CIST|Capital Institutional Services, Inc.|9549
DNOW|NOW INC.|CLSA|CLSA AMERICAS, LLC|14643
DNOW|NOW INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|345149
DNOW|NOW INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|297840
DNOW|NOW INC.|CTDL|Citadel Derivatives Group Llc|4769
DNOW|NOW INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|173980
DNOW|NOW INC.|DADA|D.A. Davidson & Co.|3374
DNOW|NOW INC.|DBAB|Deutsche Bank Securities Inc.|214135
DNOW|NOW INC.|DBAX|Deutsche Bank Securities Inc.|327800
DNOW|NOW INC.|DCHF|Dart Executions, LLC|1599
DNOW|NOW INC.|DEAN|MORGAN STANLEY|21017
DNOW|NOW INC.|DEGS|RONIN PROFESSIONAL LLC|96
DNOW|NOW INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3200
DNOW|NOW INC.|EBXL|EBX LLC|310800
DNOW|NOW INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|12135
DNOW|NOW INC.|EDJC|Edward Jones / CDS|11
DNOW|NOW INC.|EDJO|Edward D. Jones & Co., L.P.|41280
DNOW|NOW INC.|EGAM|CBOE TRADING, INC.|9605
DNOW|NOW INC.|EGAW|CBOE TRADING, INC.|100
DNOW|NOW INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
DNOW|NOW INC.|EGXM|CBOE TRADING, INC.|3409
DNOW|NOW INC.|ETBE|Electronic Transaction Clearing, Inc.|12188
DNOW|NOW INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1610
DNOW|NOW INC.|ETRS|E*Trade Securities LLC|64531
DNOW|NOW INC.|FBSB|U.S. Bancorp Investments, Inc.|13
DNOW|NOW INC.|FILL|Tradestation Securities, Inc.|1598
DNOW|NOW INC.|FMAF|NBCN Inc./ CDS|52
DNOW|NOW INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15475
DNOW|NOW INC.|FQLS|Quantlab Securities LP|210224
DNOW|NOW INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|231738
DNOW|NOW INC.|FTBR|Foliofn Investments, Inc.|5558
DNOW|NOW INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
DNOW|NOW INC.|GLIS|TD Securities Inc|2
DNOW|NOW INC.|GLPX|ACS EXECUTION SERVICES, LLC|4177
DNOW|NOW INC.|GSCO|GOLDMAN SACHS & CO. LLC|574785
DNOW|NOW INC.|GSCS|GOLDMAN SACHS & CO. LLC|7098
DNOW|NOW INC.|GSLT|GOLDMAN SACHS & CO. LLC|4462
DNOW|NOW INC.|GTSZ|GTS SECURITIES LLC|43303
DNOW|NOW INC.|HPPX|POTAMUS TRADING, LLC|1025
DNOW|NOW INC.|HRBF|American Enterprise Investment Services Inc.|1465
DNOW|NOW INC.|HSBC|HSBC Securities, Inc.|20975
DNOW|NOW INC.|IATS|INTERACTIVE BROKERS LLC|7937
DNOW|NOW INC.|IBKR|Interactive Brokers Llc|26260
DNOW|NOW INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15
DNOW|NOW INC.|ICBX|INSTINET, LLC|64703
DNOW|NOW INC.|IEQY|CITADEL SECURITIES LLC|96134
DNOW|NOW INC.|INCA|INSTINET, LLC|211056
DNOW|NOW INC.|INJX|INSTINET, LLC|34128
DNOW|NOW INC.|ITGI|ITG Inc.|53436
DNOW|NOW INC.|ITGP|ITG INC.|135800
DNOW|NOW INC.|JANY|Janney Montgomery Scott Inc.|1675
DNOW|NOW INC.|JEFF|JEFFERIES LLC|103480
DNOW|NOW INC.|JMPT|JUMP TRADING, LLC|62091
DNOW|NOW INC.|JONE|JonesTrading|287402
DNOW|NOW INC.|JPBX|J.P. MORGAN SECURITIES LLC|72095
DNOW|NOW INC.|JPMX|J.P. Morgan Securities LLC|537874
DNOW|NOW INC.|JSJX|JANE STREET CAPITAL LLC|5134
DNOW|NOW INC.|JUTA|JUMP TRADING, LLC|100
DNOW|NOW INC.|KCGM|VIRTU Americas LLC|219701
DNOW|NOW INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|132259
DNOW|NOW INC.|LEHM|Barclays Capital Inc./Le|563378
DNOW|NOW INC.|LIME|Lime Brokerage LLC|12151
DNOW|NOW INC.|LOOP|Loop Capital Markets LLC|15600
DNOW|NOW INC.|LQNA|LIQUIDNET, INC.|68200
DNOW|NOW INC.|LSCI|Lek Securities Corporation|11
DNOW|NOW INC.|LVMR|LIVERMORE TRADING GROUP, INC.|7600
DNOW|NOW INC.|MACC|Mid Atlantic Capital Corporation|433
DNOW|NOW INC.|MACQ|Macquarie Capital (USA) Inc.|4028
DNOW|NOW INC.|MAXM|Maxim Group LLC|1558
DNOW|NOW INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|175466
DNOW|NOW INC.|MSCO|MORGAN STANLEY & CO. LLC|905991
DNOW|NOW INC.|MSPL|MORGAN STANLEY & CO. LLC|452600
DNOW|NOW INC.|MSTX|MORGAN STANLEY & CO. LLC|191500
DNOW|NOW INC.|MZHO|Mizuho Securities USA LLC|14000
DNOW|NOW INC.|NATL|National Securities Corporation|100
DNOW|NOW INC.|NFSC|National Financial Services LLC|88110
DNOW|NOW INC.|NITE|VIRTU Americas LLC|498506
DNOW|NOW INC.|NITP|VIRTU Americas LLC|790
DNOW|NOW INC.|NQRB|Brut, LLC|9529
DNOW|NOW INC.|NTBF|BMO Nesbitt Burns Inc./CDS|500
DNOW|NOW INC.|NTRC|Northern Trust Securities, Inc.|17
DNOW|NOW INC.|OHOS|TWO SIGMA SECURITIES, LLC|1807
DNOW|NOW INC.|OPCO|Oppenheimer & Co. Inc.|3286
DNOW|NOW INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|55
DNOW|NOW INC.|PDQM|CODA MARKETS, INC.|15173
DNOW|NOW INC.|PWJC|UBS Financial Services, Inc.|6000
DNOW|NOW INC.|QMSR|QUATTRO M SECURITIES INC.|1546
DNOW|NOW INC.|RBCM|RBC CAPITAL MARKETS, LLC|25838
DNOW|NOW INC.|RGLD|Regal Securities, Inc|10711
DNOW|NOW INC.|RHCO|Suntrust Robinson Humphrey, Inc.|6882
DNOW|NOW INC.|SAGL|SAGETRADER, LLC|3100
DNOW|NOW INC.|SAGW|SAGETRADER, LLC|1920
DNOW|NOW INC.|SBSH|Citigroup Global Markets Inc.|218219
DNOW|NOW INC.|SGMT|GOLDMAN SACHS & CO. LLC|147340
DNOW|NOW INC.|SIBO|Prime Executions, Inc.|19583
DNOW|NOW INC.|SPDR|SPEEDROUTE LLC|6109
DNOW|NOW INC.|SPHN|Stephens Inc.|24619
DNOW|NOW INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8691
DNOW|NOW INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3979
DNOW|NOW INC.|SWIM|TD Ameritrade, Inc.|7103
DNOW|NOW INC.|SWST|Hilltop Securities Inc.|2912
DNOW|NOW INC.|TKNG|ALLY INVEST SECURITIES LLC|561
DNOW|NOW INC.|TRBT|Tradebot Systems, Inc.|164750
DNOW|NOW INC.|TRCM|TRC MARKETS LLC|59625
DNOW|NOW INC.|UBSA|UBS SECURITIES LLC|583725
DNOW|NOW INC.|UBSS|UBS Securities LLC|619440
DNOW|NOW INC.|VALX|VIRTU AMERICAS LLC|33830
DNOW|NOW INC.|VERT|The Vertical Trading Group, LLC|39951
DNOW|NOW INC.|VGRD|Vanguard Marketing Corporation|4022
DNOW|NOW INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|568
DNOW|NOW INC.|WCHV|WELLS FARGO SECURITIES, LLC|187678
DNOW|NOW INC.|WEDB|WEDBUSH SECURITIES INC.|1261
DNOW|NOW INC.|WEED|Weeden & Co.L.P.|852
DNOW|NOW INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9897
DNOW|NOW INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1974
DNOW|NOW INC.|WFPB|Wells Fargo Securities, LLC.|500
DNOW|NOW INC.|WSEA|WOLVERINE SECURITIES, LLC|2514
DNOW|NOW INC.|XIST|INSTINET, LLC|39200
DNOW|NOW INC.|XPQR|Jump Trading|200
DNOW|NOW INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|27890
DNOW|NOW INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
DNOW|NOW INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|714
DNP|DNP SELECT INCOME FD|ALTX|Alternet Securities Inc.|5486
DNP|DNP SELECT INCOME FD|APCC|Apex Clearing Corporation|974
DNP|DNP SELECT INCOME FD|BANK|Primevest Financial Services, Inc.|4625
DNP|DNP SELECT INCOME FD|BARD|Robert W. Baird & Co. Incorporated|69534
DNP|DNP SELECT INCOME FD|BATM|CBOE TRADING, INC.|1921
DNP|DNP SELECT INCOME FD|BBNT|BB&T SECURITIES, LLC|20306
DNP|DNP SELECT INCOME FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66090
DNP|DNP SELECT INCOME FD|BRGE|Newbridge Securities Corp.|4100
DNP|DNP SELECT INCOME FD|BTIG|BTIG, LLC|191
DNP|DNP SELECT INCOME FD|CANT|Cantor Fitzgerald & Co.|4172
DNP|DNP SELECT INCOME FD|CHAS|Charles Schwab & Co., Inc.|25
DNP|DNP SELECT INCOME FD|CIST|Capital Institutional Services, Inc.|6233
DNP|DNP SELECT INCOME FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3110
DNP|DNP SELECT INCOME FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DNP|DNP SELECT INCOME FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20780
DNP|DNP SELECT INCOME FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1740
DNP|DNP SELECT INCOME FD|DADA|D.A. Davidson & Co.|25648
DNP|DNP SELECT INCOME FD|DAVA|Davenport & Company LLC|20415
DNP|DNP SELECT INCOME FD|DBAX|Deutsche Bank Securities Inc.|18300
DNP|DNP SELECT INCOME FD|DEAN|MORGAN STANLEY|7510
DNP|DNP SELECT INCOME FD|EBXL|EBX LLC|6400
DNP|DNP SELECT INCOME FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|61297
DNP|DNP SELECT INCOME FD|EDJO|Edward D. Jones & Co., L.P.|45091
DNP|DNP SELECT INCOME FD|EGAM|CBOE TRADING, INC.|7300
DNP|DNP SELECT INCOME FD|EGXM|CBOE TRADING, INC.|3069
DNP|DNP SELECT INCOME FD|ETBE|Electronic Transaction Clearing, Inc.|926
DNP|DNP SELECT INCOME FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
DNP|DNP SELECT INCOME FD|ETRS|E*Trade Securities LLC|164189
DNP|DNP SELECT INCOME FD|FBSB|U.S. Bancorp Investments, Inc.|16852
DNP|DNP SELECT INCOME FD|FILL|Tradestation Securities, Inc.|2000
DNP|DNP SELECT INCOME FD|FINX|FINTECH SECURITIES|9345
DNP|DNP SELECT INCOME FD|FMAF|NBCN Inc./ CDS|8600
DNP|DNP SELECT INCOME FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19978
DNP|DNP SELECT INCOME FD|FTBR|Foliofn Investments, Inc.|8256
DNP|DNP SELECT INCOME FD|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
DNP|DNP SELECT INCOME FD|GLPX|ACS EXECUTION SERVICES, LLC|975
DNP|DNP SELECT INCOME FD|GSCO|GOLDMAN SACHS & CO. LLC|2100
DNP|DNP SELECT INCOME FD|GSLT|GOLDMAN SACHS & CO. LLC|1854
DNP|DNP SELECT INCOME FD|GTSZ|GTS SECURITIES LLC|1151
DNP|DNP SELECT INCOME FD|HRBF|American Enterprise Investment Services Inc.|75544
DNP|DNP SELECT INCOME FD|IATS|INTERACTIVE BROKERS LLC|19152
DNP|DNP SELECT INCOME FD|IBKR|Interactive Brokers Llc|111458
DNP|DNP SELECT INCOME FD|ICBX|INSTINET, LLC|3000
DNP|DNP SELECT INCOME FD|INCA|INSTINET, LLC|5512
DNP|DNP SELECT INCOME FD|ITGI|ITG Inc.|28675
DNP|DNP SELECT INCOME FD|ITGP|ITG INC.|14400
DNP|DNP SELECT INCOME FD|JANY|Janney Montgomery Scott Inc.|18246
DNP|DNP SELECT INCOME FD|JMPT|JUMP TRADING, LLC|540
DNP|DNP SELECT INCOME FD|JPMX|J.P. Morgan Securities LLC|28000
DNP|DNP SELECT INCOME FD|JSJX|JANE STREET CAPITAL LLC|100
DNP|DNP SELECT INCOME FD|KCGM|VIRTU Americas LLC|2430
DNP|DNP SELECT INCOME FD|LEHM|Barclays Capital Inc./Le|26318
DNP|DNP SELECT INCOME FD|LGNT|COR CLEARING LLC|51
DNP|DNP SELECT INCOME FD|LIME|Lime Brokerage LLC|974
DNP|DNP SELECT INCOME FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3198
DNP|DNP SELECT INCOME FD|MACC|Mid Atlantic Capital Corporation|5801
DNP|DNP SELECT INCOME FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16200
DNP|DNP SELECT INCOME FD|MOTF|MOTIF INVESTING, INC.|6
DNP|DNP SELECT INCOME FD|MSCO|MORGAN STANLEY & CO. LLC|210231
DNP|DNP SELECT INCOME FD|MSPL|MORGAN STANLEY & CO. LLC|2500
DNP|DNP SELECT INCOME FD|NATL|National Securities Corporation|2212
DNP|DNP SELECT INCOME FD|NFSC|National Financial Services LLC|479955
DNP|DNP SELECT INCOME FD|NITE|VIRTU Americas LLC|893799
DNP|DNP SELECT INCOME FD|NQRB|Brut, LLC|1900
DNP|DNP SELECT INCOME FD|NTRC|Northern Trust Securities, Inc.|925
DNP|DNP SELECT INCOME FD|OPCO|Oppenheimer & Co. Inc.|28039
DNP|DNP SELECT INCOME FD|PAUL|Paulson Investment Company, Inc.|2300
DNP|DNP SELECT INCOME FD|PDQM|CODA MARKETS, INC.|6275
DNP|DNP SELECT INCOME FD|PWJC|UBS Financial Services, Inc.|50835
DNP|DNP SELECT INCOME FD|RBCM|RBC CAPITAL MARKETS, LLC|93306
DNP|DNP SELECT INCOME FD|SAGL|SAGETRADER, LLC|100
DNP|DNP SELECT INCOME FD|SALI|INTL FCSTONE FINANCIAL INC.|3150
DNP|DNP SELECT INCOME FD|SBSH|Citigroup Global Markets Inc.|8450
DNP|DNP SELECT INCOME FD|SEIC|SEI Investments Distribution Co.|300
DNP|DNP SELECT INCOME FD|SGMT|GOLDMAN SACHS & CO. LLC|10214
DNP|DNP SELECT INCOME FD|SPHN|Stephens Inc.|97
DNP|DNP SELECT INCOME FD|STFL|Stifel, Nicolaus & Company, Incorporated|52109
DNP|DNP SELECT INCOME FD|STXG|Stockcross Financial Services, Inc.|149
DNP|DNP SELECT INCOME FD|SWIM|TD Ameritrade, Inc.|34110
DNP|DNP SELECT INCOME FD|SWST|Hilltop Securities Inc.|14115
DNP|DNP SELECT INCOME FD|TDCO|Thompson Davis & Co., Inc.|630
DNP|DNP SELECT INCOME FD|TKNG|ALLY INVEST SECURITIES LLC|2634
DNP|DNP SELECT INCOME FD|TRBT|Tradebot Systems, Inc.|4877
DNP|DNP SELECT INCOME FD|TWTT|TASTYWORKS, INC.|100
DNP|DNP SELECT INCOME FD|UBSA|UBS SECURITIES LLC|71842
DNP|DNP SELECT INCOME FD|UBSS|UBS Securities LLC|507719
DNP|DNP SELECT INCOME FD|VALX|VIRTU AMERICAS LLC|1900
DNP|DNP SELECT INCOME FD|VGRD|Vanguard Marketing Corporation|60661
DNP|DNP SELECT INCOME FD|WBLR|WILLIAM BLAIR|500
DNP|DNP SELECT INCOME FD|WBPX|SUMMIT SECURITIES GROUP, LLC|4000
DNP|DNP SELECT INCOME FD|WCHV|WELLS FARGO SECURITIES, LLC|286251
DNP|DNP SELECT INCOME FD|WEDB|WEDBUSH SECURITIES INC.|2117
DNP|DNP SELECT INCOME FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4335
DNP|DNP SELECT INCOME FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|81491
DNP|DNP SELECT INCOME FD|WGIF|CIBC World Markets Inc.|1946
DNP|DNP SELECT INCOME FD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
DNP|DNP SELECT INCOME FD|WSEA|WOLVERINE SECURITIES, LLC|15305
DNP|DNP SELECT INCOME FD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
DNP|DNP SELECT INCOME FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
DNP|DNP SELECT INCOME FD|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
DNP|DNP SELECT INCOME FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|167808
DNR|DENBURY RES INC|ABLE|NATIXIS Securities Americas LLC|40510
DNR|DENBURY RES INC|ADAM|CANACCORD GENUITY INC.|71698
DNR|DENBURY RES INC|AGIS|Aegis Capital Corp.|1100
DNR|DENBURY RES INC|ALTX|Alternet Securities Inc.|46275
DNR|DENBURY RES INC|ANOS|ABEL/NOSER, L.L.C.|86668
DNR|DENBURY RES INC|APCC|Apex Clearing Corporation|143040
DNR|DENBURY RES INC|AQUA|AQUA SECURITIES L.P.|7800
DNR|DENBURY RES INC|BANK|Primevest Financial Services, Inc.|1200
DNR|DENBURY RES INC|BARD|Robert W. Baird & Co. Incorporated|600
DNR|DENBURY RES INC|BATM|CBOE TRADING, INC.|19300
DNR|DENBURY RES INC|BAYT|BTIG, LLC|13032
DNR|DENBURY RES INC|BBNT|BB&T SECURITIES, LLC|6626
DNR|DENBURY RES INC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14500
DNR|DENBURY RES INC|BERN|Sanford C. Bernstein & Co., LLC|49919
DNR|DENBURY RES INC|BIDS|BIDS TRADING L.P.|20800
DNR|DENBURY RES INC|BIMI|Banca IMI Securities Corp.|1967
DNR|DENBURY RES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|225539
DNR|DENBURY RES INC|BLKX|INSTINET, LLC|175374
DNR|DENBURY RES INC|BMOC|BMO Capital Markets Corp.|120000
DNR|DENBURY RES INC|BNPX|BNP PARIBAS SECURITIES CORP.|285237
DNR|DENBURY RES INC|BRVL|BLAYLOCK VAN, LLC|10600
DNR|DENBURY RES INC|BTIG|BTIG, LLC|4776
DNR|DENBURY RES INC|BYXM|CBOE TRADING, INC.|2000
DNR|DENBURY RES INC|BZYD|GOLDMAN SACHS & CO. LLC|4100
DNR|DENBURY RES INC|CANT|Cantor Fitzgerald & Co.|4912
DNR|DENBURY RES INC|CHAS|Charles Schwab & Co., Inc.|42313
DNR|DENBURY RES INC|CIST|Capital Institutional Services, Inc.|53
DNR|DENBURY RES INC|CLSA|CLSA AMERICAS, LLC|1800
DNR|DENBURY RES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|948359
DNR|DENBURY RES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|250
DNR|DENBURY RES INC|CRFN|ROBINHOOD FINANCIAL, LLC|10
DNR|DENBURY RES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3156889
DNR|DENBURY RES INC|CTDL|Citadel Derivatives Group Llc|231688
DNR|DENBURY RES INC|CTLR|CUTLER GROUP, LP|4400
DNR|DENBURY RES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1425100
DNR|DENBURY RES INC|DADA|D.A. Davidson & Co.|6997
DNR|DENBURY RES INC|DBAB|Deutsche Bank Securities Inc.|749497
DNR|DENBURY RES INC|DBAX|Deutsche Bank Securities Inc.|2450800
DNR|DENBURY RES INC|DBUL|Deutsche Bank Securities Inc.|5800
DNR|DENBURY RES INC|DCHF|Dart Executions, LLC|122867
DNR|DENBURY RES INC|DEAN|MORGAN STANLEY|38565
DNR|DENBURY RES INC|DEGS|RONIN PROFESSIONAL LLC|21871
DNR|DENBURY RES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6174
DNR|DENBURY RES INC|EBXL|EBX LLC|1290100
DNR|DENBURY RES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|70767
DNR|DENBURY RES INC|EDJO|Edward D. Jones & Co., L.P.|55156
DNR|DENBURY RES INC|EGAM|CBOE TRADING, INC.|31041
DNR|DENBURY RES INC|EGAW|CBOE TRADING, INC.|232
DNR|DENBURY RES INC|EGXM|CBOE TRADING, INC.|70376
DNR|DENBURY RES INC|EGXW|CBOE TRADING, INC.|21
DNR|DENBURY RES INC|ESPO|ESPOSITO SECURITIES, LLC|2682
DNR|DENBURY RES INC|ETBE|Electronic Transaction Clearing, Inc.|117225
DNR|DENBURY RES INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
DNR|DENBURY RES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2600
DNR|DENBURY RES INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3468
DNR|DENBURY RES INC|ETRS|E*Trade Securities LLC|13529602
DNR|DENBURY RES INC|FBSB|U.S. Bancorp Investments, Inc.|200
DNR|DENBURY RES INC|FFSI|Firstrade Securities Inc.|372
DNR|DENBURY RES INC|FILL|Tradestation Securities, Inc.|225820
DNR|DENBURY RES INC|FMAF|NBCN Inc./ CDS|51602
DNR|DENBURY RES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10098
DNR|DENBURY RES INC|FQLS|Quantlab Securities LP|1617191
DNR|DENBURY RES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|353881
DNR|DENBURY RES INC|FTBR|Foliofn Investments, Inc.|199760
DNR|DENBURY RES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|75500
DNR|DENBURY RES INC|GLIS|TD Securities Inc|111587
DNR|DENBURY RES INC|GLPX|ACS EXECUTION SERVICES, LLC|384853
DNR|DENBURY RES INC|GSCO|GOLDMAN SACHS & CO. LLC|2750717
DNR|DENBURY RES INC|GSCS|GOLDMAN SACHS & CO. LLC|293860
DNR|DENBURY RES INC|GSLT|GOLDMAN SACHS & CO. LLC|36671
DNR|DENBURY RES INC|GTSY|GTS SECURITIES LLC|84400
DNR|DENBURY RES INC|GTSZ|GTS SECURITIES LLC|452045
DNR|DENBURY RES INC|HAPX|HAP Trading, LLC|4200
DNR|DENBURY RES INC|HRBF|American Enterprise Investment Services Inc.|70998
DNR|DENBURY RES INC|HSBC|HSBC Securities, Inc.|74300
DNR|DENBURY RES INC|IATS|INTERACTIVE BROKERS LLC|344570
DNR|DENBURY RES INC|IBKR|Interactive Brokers Llc|478183
DNR|DENBURY RES INC|ICBX|INSTINET, LLC|1434642
DNR|DENBURY RES INC|IEQY|CITADEL SECURITIES LLC|1237434
DNR|DENBURY RES INC|IMPC|Imperial Capital, LLC|500
DNR|DENBURY RES INC|INCA|INSTINET, LLC|1310867
DNR|DENBURY RES INC|INJX|INSTINET, LLC|109977
DNR|DENBURY RES INC|ITGI|ITG Inc.|183507
DNR|DENBURY RES INC|ITGP|ITG INC.|952000
DNR|DENBURY RES INC|JANY|Janney Montgomery Scott Inc.|3900
DNR|DENBURY RES INC|JEFF|JEFFERIES LLC|808501
DNR|DENBURY RES INC|JMPT|JUMP TRADING, LLC|265129
DNR|DENBURY RES INC|JONE|JonesTrading|1071015
DNR|DENBURY RES INC|JPBX|J.P. MORGAN SECURITIES LLC|446024
DNR|DENBURY RES INC|JPMX|J.P. Morgan Securities LLC|1627411
DNR|DENBURY RES INC|JSJX|JANE STREET CAPITAL LLC|69465
DNR|DENBURY RES INC|KCGM|VIRTU Americas LLC|620011
DNR|DENBURY RES INC|KRSH|Kershner Securities, LLC|55515
DNR|DENBURY RES INC|LEHM|Barclays Capital Inc./Le|6836162
DNR|DENBURY RES INC|LIME|Lime Brokerage LLC|35333
DNR|DENBURY RES INC|LOOP|Loop Capital Markets LLC|27868
DNR|DENBURY RES INC|LPCM|Lampert Capital Markets Inc.|5300
DNR|DENBURY RES INC|LQNA|LIQUIDNET, INC.|54400
DNR|DENBURY RES INC|LSCI|Lek Securities Corporation|8209
DNR|DENBURY RES INC|MACC|Mid Atlantic Capital Corporation|91137
DNR|DENBURY RES INC|MACQ|Macquarie Capital (USA) Inc.|47386
DNR|DENBURY RES INC|MAXM|Maxim Group LLC|829695
DNR|DENBURY RES INC|MBTS|ALLY INVEST SECURITIES LLC|1600
DNR|DENBURY RES INC|MKMP|MKM Partners LLC|100000
DNR|DENBURY RES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2524748
DNR|DENBURY RES INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1400
DNR|DENBURY RES INC|MOTF|MOTIF INVESTING, INC.|12
DNR|DENBURY RES INC|MSCO|MORGAN STANLEY & CO. LLC|5211427
DNR|DENBURY RES INC|MSPL|MORGAN STANLEY & CO. LLC|1866900
DNR|DENBURY RES INC|MSTX|MORGAN STANLEY & CO. LLC|1042100
DNR|DENBURY RES INC|MZHO|Mizuho Securities USA LLC|870704
DNR|DENBURY RES INC|NATL|National Securities Corporation|148837
DNR|DENBURY RES INC|NFSC|National Financial Services LLC|13742555
DNR|DENBURY RES INC|NITE|VIRTU Americas LLC|14858972
DNR|DENBURY RES INC|NITP|VIRTU Americas LLC|1031131
DNR|DENBURY RES INC|NQRB|Brut, LLC|20310
DNR|DENBURY RES INC|NTBF|BMO Nesbitt Burns Inc./CDS|41750
DNR|DENBURY RES INC|NTRC|Northern Trust Securities, Inc.|22
DNR|DENBURY RES INC|OHOS|TWO SIGMA SECURITIES, LLC|600
DNR|DENBURY RES INC|OPCO|Oppenheimer & Co. Inc.|1188
DNR|DENBURY RES INC|PCPT|PHILLIP CAPITAL INC.|2500
DNR|DENBURY RES INC|PDQM|CODA MARKETS, INC.|242683
DNR|DENBURY RES INC|PHLY|NASDAQ Execution Services, LLC|6000
DNR|DENBURY RES INC|PIPR|Piper Jaffray & Co.|4503
DNR|DENBURY RES INC|PWJC|UBS Financial Services, Inc.|40064
DNR|DENBURY RES INC|RBCM|RBC CAPITAL MARKETS, LLC|63651
DNR|DENBURY RES INC|RGLD|Regal Securities, Inc|35280
DNR|DENBURY RES INC|SAGL|SAGETRADER, LLC|700
DNR|DENBURY RES INC|SALI|INTL FCSTONE FINANCIAL INC.|6800
DNR|DENBURY RES INC|SBSH|Citigroup Global Markets Inc.|642148
DNR|DENBURY RES INC|SGMT|GOLDMAN SACHS & CO. LLC|1281565
DNR|DENBURY RES INC|SOGO|Wang Investment Associates, Inc.|5229
DNR|DENBURY RES INC|SPDR|SPEEDROUTE LLC|59537
DNR|DENBURY RES INC|SPGS|Sea Port Group Securities, LLC|122675
DNR|DENBURY RES INC|SPNT|SEVEN POINTS CAPITAL, LLC|68147
DNR|DENBURY RES INC|SPTD|MINT GLOBAL MARKETS, INC.|30613
DNR|DENBURY RES INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1600
DNR|DENBURY RES INC|STFL|Stifel, Nicolaus & Company, Incorporated|9322
DNR|DENBURY RES INC|SWIM|TD Ameritrade, Inc.|2409255
DNR|DENBURY RES INC|SWST|Hilltop Securities Inc.|17147
DNR|DENBURY RES INC|TKNG|ALLY INVEST SECURITIES LLC|468465
DNR|DENBURY RES INC|TMBR|Timber Hill LLC|10300
DNR|DENBURY RES INC|TRBT|Tradebot Systems, Inc.|805967
DNR|DENBURY RES INC|TRCM|TRC MARKETS LLC|1742234
DNR|DENBURY RES INC|TWTT|TASTYWORKS, INC.|1600
DNR|DENBURY RES INC|UBSA|UBS SECURITIES LLC|5620652
DNR|DENBURY RES INC|UBSS|UBS Securities LLC|3319717
DNR|DENBURY RES INC|VALX|VIRTU AMERICAS LLC|644471
DNR|DENBURY RES INC|VGRD|Vanguard Marketing Corporation|1129570
DNR|DENBURY RES INC|VIEW|VIEWTRADE SECURITIES LLC|1000
DNR|DENBURY RES INC|VSIN|Vision Financial Markets Llc|17130
DNR|DENBURY RES INC|WABR|Wall Street Access|12500
DNR|DENBURY RES INC|WCHV|WELLS FARGO SECURITIES, LLC|624084
DNR|DENBURY RES INC|WEDB|WEDBUSH SECURITIES INC.|38310
DNR|DENBURY RES INC|WEED|Weeden & Co.L.P.|310368
DNR|DENBURY RES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|102784
DNR|DENBURY RES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|126323
DNR|DENBURY RES INC|WFPB|Wells Fargo Securities, LLC.|8819
DNR|DENBURY RES INC|WGIF|CIBC World Markets Inc.|676143
DNR|DENBURY RES INC|WHOT|JUST2TRADE, INC.|100
DNR|DENBURY RES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|124
DNR|DENBURY RES INC|WSEA|WOLVERINE SECURITIES, LLC|263360
DNR|DENBURY RES INC|XIST|INSTINET, LLC|432060
DNR|DENBURY RES INC|XPQR|Jump Trading|11020
DNR|DENBURY RES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|719342
DNR|DENBURY RES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|24995
DNR|DENBURY RES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36225
DO|DIAMOND OFFSHORE DRL|ADAM|CANACCORD GENUITY INC.|120066
DO|DIAMOND OFFSHORE DRL|ALTX|Alternet Securities Inc.|8730
DO|DIAMOND OFFSHORE DRL|ANOS|ABEL/NOSER, L.L.C.|19740
DO|DIAMOND OFFSHORE DRL|APCC|Apex Clearing Corporation|13420
DO|DIAMOND OFFSHORE DRL|BANK|Primevest Financial Services, Inc.|2037
DO|DIAMOND OFFSHORE DRL|BARD|Robert W. Baird & Co. Incorporated|25
DO|DIAMOND OFFSHORE DRL|BATM|CBOE TRADING, INC.|8498
DO|DIAMOND OFFSHORE DRL|BAYC|BAY CREST PARTNERS, LLC|4000
DO|DIAMOND OFFSHORE DRL|BAYT|BTIG, LLC|1600
DO|DIAMOND OFFSHORE DRL|BBNT|BB&T SECURITIES, LLC|30
DO|DIAMOND OFFSHORE DRL|BERN|Sanford C. Bernstein & Co., LLC|159537
DO|DIAMOND OFFSHORE DRL|BIDS|BIDS TRADING L.P.|1500
DO|DIAMOND OFFSHORE DRL|BIMI|Banca IMI Securities Corp.|2645
DO|DIAMOND OFFSHORE DRL|BKCM|BNY Mellon Capital Markets LLC|14625
DO|DIAMOND OFFSHORE DRL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22026
DO|DIAMOND OFFSHORE DRL|BLKX|INSTINET, LLC|6000
DO|DIAMOND OFFSHORE DRL|BMOC|BMO Capital Markets Corp.|6853
DO|DIAMOND OFFSHORE DRL|BNPX|BNP PARIBAS SECURITIES CORP.|9325
DO|DIAMOND OFFSHORE DRL|BRVL|BLAYLOCK VAN, LLC|200
DO|DIAMOND OFFSHORE DRL|BTIG|BTIG, LLC|4926
DO|DIAMOND OFFSHORE DRL|BYXM|CBOE TRADING, INC.|997
DO|DIAMOND OFFSHORE DRL|BZYD|GOLDMAN SACHS & CO. LLC|3975
DO|DIAMOND OFFSHORE DRL|CANT|Cantor Fitzgerald & Co.|5888
DO|DIAMOND OFFSHORE DRL|CHAS|Charles Schwab & Co., Inc.|2865
DO|DIAMOND OFFSHORE DRL|CIST|Capital Institutional Services, Inc.|200
DO|DIAMOND OFFSHORE DRL|CNFR|Cowen Prime Services LLC|200
DO|DIAMOND OFFSHORE DRL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|536263
DO|DIAMOND OFFSHORE DRL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
DO|DIAMOND OFFSHORE DRL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12189
DO|DIAMOND OFFSHORE DRL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|530678
DO|DIAMOND OFFSHORE DRL|CTDL|Citadel Derivatives Group Llc|4597
DO|DIAMOND OFFSHORE DRL|CTLR|CUTLER GROUP, LP|100
DO|DIAMOND OFFSHORE DRL|CXCX|CITIGROUP GLOBAL MARKETS INC.|70950
DO|DIAMOND OFFSHORE DRL|DADA|D.A. Davidson & Co.|225
DO|DIAMOND OFFSHORE DRL|DBAB|Deutsche Bank Securities Inc.|311533
DO|DIAMOND OFFSHORE DRL|DBAX|Deutsche Bank Securities Inc.|268900
DO|DIAMOND OFFSHORE DRL|DBUL|Deutsche Bank Securities Inc.|2300
DO|DIAMOND OFFSHORE DRL|DCHF|Dart Executions, LLC|5965
DO|DIAMOND OFFSHORE DRL|DEAN|MORGAN STANLEY|3470
DO|DIAMOND OFFSHORE DRL|DEGS|RONIN PROFESSIONAL LLC|400
DO|DIAMOND OFFSHORE DRL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15527
DO|DIAMOND OFFSHORE DRL|DRWK|DRW SECURITIES, L.L.C.|754
DO|DIAMOND OFFSHORE DRL|EBXL|EBX LLC|373300
DO|DIAMOND OFFSHORE DRL|ECUT|CONVERGEX EXECUTION SOLUTIONS|51564
DO|DIAMOND OFFSHORE DRL|EDJO|Edward D. Jones & Co., L.P.|154
DO|DIAMOND OFFSHORE DRL|EGAM|CBOE TRADING, INC.|17093
DO|DIAMOND OFFSHORE DRL|EGAW|CBOE TRADING, INC.|49
DO|DIAMOND OFFSHORE DRL|EGMT|EG MARKET TECHNOLOGIES LLC|625
DO|DIAMOND OFFSHORE DRL|EGXM|CBOE TRADING, INC.|5357
DO|DIAMOND OFFSHORE DRL|EGXW|CBOE TRADING, INC.|398
DO|DIAMOND OFFSHORE DRL|ETBE|Electronic Transaction Clearing, Inc.|24513
DO|DIAMOND OFFSHORE DRL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17287
DO|DIAMOND OFFSHORE DRL|ETRS|E*Trade Securities LLC|479511
DO|DIAMOND OFFSHORE DRL|FBRC|B. RILEY FBR, INC.|144231
DO|DIAMOND OFFSHORE DRL|FILL|Tradestation Securities, Inc.|27469
DO|DIAMOND OFFSHORE DRL|FMAF|NBCN Inc./ CDS|764
DO|DIAMOND OFFSHORE DRL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12937
DO|DIAMOND OFFSHORE DRL|FQLS|Quantlab Securities LP|285031
DO|DIAMOND OFFSHORE DRL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|238408
DO|DIAMOND OFFSHORE DRL|FTBR|Foliofn Investments, Inc.|324
DO|DIAMOND OFFSHORE DRL|GEBB|GLOBAL EXECUTION BROKERS, LP|8201
DO|DIAMOND OFFSHORE DRL|GLIS|TD Securities Inc|806
DO|DIAMOND OFFSHORE DRL|GLPX|ACS EXECUTION SERVICES, LLC|24898
DO|DIAMOND OFFSHORE DRL|GSCO|GOLDMAN SACHS & CO. LLC|1225735
DO|DIAMOND OFFSHORE DRL|GSCS|GOLDMAN SACHS & CO. LLC|26181
DO|DIAMOND OFFSHORE DRL|GSLT|GOLDMAN SACHS & CO. LLC|15565
DO|DIAMOND OFFSHORE DRL|GTSZ|GTS SECURITIES LLC|192521
DO|DIAMOND OFFSHORE DRL|HAPX|HAP Trading, LLC|400
DO|DIAMOND OFFSHORE DRL|HRBF|American Enterprise Investment Services Inc.|14498
DO|DIAMOND OFFSHORE DRL|HSBC|HSBC Securities, Inc.|68044
DO|DIAMOND OFFSHORE DRL|IATS|INTERACTIVE BROKERS LLC|44599
DO|DIAMOND OFFSHORE DRL|IBKR|Interactive Brokers Llc|71004
DO|DIAMOND OFFSHORE DRL|ICBX|INSTINET, LLC|81268
DO|DIAMOND OFFSHORE DRL|IEQY|CITADEL SECURITIES LLC|137711
DO|DIAMOND OFFSHORE DRL|INCA|INSTINET, LLC|264159
DO|DIAMOND OFFSHORE DRL|INJX|INSTINET, LLC|1853
DO|DIAMOND OFFSHORE DRL|ITGI|ITG Inc.|51223
DO|DIAMOND OFFSHORE DRL|ITGP|ITG INC.|64200
DO|DIAMOND OFFSHORE DRL|JANY|Janney Montgomery Scott Inc.|233
DO|DIAMOND OFFSHORE DRL|JEFF|JEFFERIES LLC|27124
DO|DIAMOND OFFSHORE DRL|JMPT|JUMP TRADING, LLC|90907
DO|DIAMOND OFFSHORE DRL|JONE|JonesTrading|10074
DO|DIAMOND OFFSHORE DRL|JPBX|J.P. MORGAN SECURITIES LLC|301223
DO|DIAMOND OFFSHORE DRL|JPMX|J.P. Morgan Securities LLC|555505
DO|DIAMOND OFFSHORE DRL|JSJX|JANE STREET CAPITAL LLC|31189
DO|DIAMOND OFFSHORE DRL|KCGM|VIRTU Americas LLC|65672
DO|DIAMOND OFFSHORE DRL|KRSH|Kershner Securities, LLC|4956
DO|DIAMOND OFFSHORE DRL|LEHM|Barclays Capital Inc./Le|520841
DO|DIAMOND OFFSHORE DRL|LIME|Lime Brokerage LLC|38860
DO|DIAMOND OFFSHORE DRL|LOOP|Loop Capital Markets LLC|2900
DO|DIAMOND OFFSHORE DRL|LSCI|Lek Securities Corporation|606
DO|DIAMOND OFFSHORE DRL|LVMR|LIVERMORE TRADING GROUP, INC.|9389
DO|DIAMOND OFFSHORE DRL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
DO|DIAMOND OFFSHORE DRL|MAXM|Maxim Group LLC|1900
DO|DIAMOND OFFSHORE DRL|MBTS|ALLY INVEST SECURITIES LLC|1319
DO|DIAMOND OFFSHORE DRL|MCMF|Raymond James Ltd. Cds|100
DO|DIAMOND OFFSHORE DRL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|193832
DO|DIAMOND OFFSHORE DRL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
DO|DIAMOND OFFSHORE DRL|MOTF|MOTIF INVESTING, INC.|12
DO|DIAMOND OFFSHORE DRL|MSCO|MORGAN STANLEY & CO. LLC|1681126
DO|DIAMOND OFFSHORE DRL|MSPL|MORGAN STANLEY & CO. LLC|834300
DO|DIAMOND OFFSHORE DRL|MSTX|MORGAN STANLEY & CO. LLC|344900
DO|DIAMOND OFFSHORE DRL|MZHO|Mizuho Securities USA LLC|875100
DO|DIAMOND OFFSHORE DRL|NBCS|NBC Securities, INC.|43
DO|DIAMOND OFFSHORE DRL|NFSC|National Financial Services LLC|513593
DO|DIAMOND OFFSHORE DRL|NITE|VIRTU Americas LLC|1283597
DO|DIAMOND OFFSHORE DRL|NITP|VIRTU Americas LLC|401
DO|DIAMOND OFFSHORE DRL|NQRB|Brut, LLC|12428
DO|DIAMOND OFFSHORE DRL|NTBF|BMO Nesbitt Burns Inc./CDS|1200
DO|DIAMOND OFFSHORE DRL|NTFN|Network 1 Financial Securities Inc.|200
DO|DIAMOND OFFSHORE DRL|NTRC|Northern Trust Securities, Inc.|2501
DO|DIAMOND OFFSHORE DRL|OPCO|Oppenheimer & Co. Inc.|675
DO|DIAMOND OFFSHORE DRL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1033
DO|DIAMOND OFFSHORE DRL|PCFF|Pacific International Securities Inc./CDS|50
DO|DIAMOND OFFSHORE DRL|PDQM|CODA MARKETS, INC.|20965
DO|DIAMOND OFFSHORE DRL|PHLY|NASDAQ Execution Services, LLC|5600
DO|DIAMOND OFFSHORE DRL|PWJC|UBS Financial Services, Inc.|1436
DO|DIAMOND OFFSHORE DRL|RBCM|RBC CAPITAL MARKETS, LLC|8624
DO|DIAMOND OFFSHORE DRL|RGLD|Regal Securities, Inc|2835
DO|DIAMOND OFFSHORE DRL|RHCO|Suntrust Robinson Humphrey, Inc.|25000
DO|DIAMOND OFFSHORE DRL|SAGL|SAGETRADER, LLC|4500
DO|DIAMOND OFFSHORE DRL|SAGW|SAGETRADER, LLC|2300
DO|DIAMOND OFFSHORE DRL|SALI|INTL FCSTONE FINANCIAL INC.|50
DO|DIAMOND OFFSHORE DRL|SBSH|Citigroup Global Markets Inc.|76985
DO|DIAMOND OFFSHORE DRL|SGMT|GOLDMAN SACHS & CO. LLC|194857
DO|DIAMOND OFFSHORE DRL|SPDR|SPEEDROUTE LLC|15730
DO|DIAMOND OFFSHORE DRL|SPHN|Stephens Inc.|123296
DO|DIAMOND OFFSHORE DRL|STFL|Stifel, Nicolaus & Company, Incorporated|9973
DO|DIAMOND OFFSHORE DRL|STKP|STOCKPILE INVESTMENTS, INC.|62
DO|DIAMOND OFFSHORE DRL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3330
DO|DIAMOND OFFSHORE DRL|SWIM|TD Ameritrade, Inc.|596156
DO|DIAMOND OFFSHORE DRL|SWST|Hilltop Securities Inc.|1275
DO|DIAMOND OFFSHORE DRL|TKNG|ALLY INVEST SECURITIES LLC|8384
DO|DIAMOND OFFSHORE DRL|TMBR|Timber Hill LLC|192
DO|DIAMOND OFFSHORE DRL|TRBT|Tradebot Systems, Inc.|409676
DO|DIAMOND OFFSHORE DRL|TRCM|TRC MARKETS LLC|468700
DO|DIAMOND OFFSHORE DRL|UBSA|UBS SECURITIES LLC|738322
DO|DIAMOND OFFSHORE DRL|UBSS|UBS Securities LLC|965767
DO|DIAMOND OFFSHORE DRL|VALX|VIRTU AMERICAS LLC|22149
DO|DIAMOND OFFSHORE DRL|VGRD|Vanguard Marketing Corporation|56917
DO|DIAMOND OFFSHORE DRL|VNDS|VANDHAM SECURITIES CORP|2252
DO|DIAMOND OFFSHORE DRL|VSIN|Vision Financial Markets Llc|2
DO|DIAMOND OFFSHORE DRL|WBPX|SUMMIT SECURITIES GROUP, LLC|636
DO|DIAMOND OFFSHORE DRL|WCHV|WELLS FARGO SECURITIES, LLC|245818
DO|DIAMOND OFFSHORE DRL|WDNX|WEEDEN & CO.L.P.|376
DO|DIAMOND OFFSHORE DRL|WEDB|WEDBUSH SECURITIES INC.|3158
DO|DIAMOND OFFSHORE DRL|WEED|Weeden & Co.L.P.|400
DO|DIAMOND OFFSHORE DRL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24614
DO|DIAMOND OFFSHORE DRL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|58008
DO|DIAMOND OFFSHORE DRL|WFPB|Wells Fargo Securities, LLC.|1800
DO|DIAMOND OFFSHORE DRL|WGIF|CIBC World Markets Inc.|146
DO|DIAMOND OFFSHORE DRL|WSEA|WOLVERINE SECURITIES, LLC|23059
DO|DIAMOND OFFSHORE DRL|XIST|INSTINET, LLC|19600
DO|DIAMOND OFFSHORE DRL|XPQR|Jump Trading|318
DO|DIAMOND OFFSHORE DRL|XSTM|NATIONAL FINANCIAL SERVICES LLC|76000
DO|DIAMOND OFFSHORE DRL|YKNA|COMHAR CAPITAL MARKETS, LLC|109
DO|DIAMOND OFFSHORE DRL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21923
DOC|PHYSICIANS REALTY TR|ALTX|Alternet Securities Inc.|7150
DOC|PHYSICIANS REALTY TR|ANOS|ABEL/NOSER, L.L.C.|2140
DOC|PHYSICIANS REALTY TR|APCC|Apex Clearing Corporation|1019
DOC|PHYSICIANS REALTY TR|BARD|Robert W. Baird & Co. Incorporated|24018
DOC|PHYSICIANS REALTY TR|BATM|CBOE TRADING, INC.|12641
DOC|PHYSICIANS REALTY TR|BAYC|BAY CREST PARTNERS, LLC|37091
DOC|PHYSICIANS REALTY TR|BBNT|BB&T SECURITIES, LLC|107
DOC|PHYSICIANS REALTY TR|BERN|Sanford C. Bernstein & Co., LLC|493681
DOC|PHYSICIANS REALTY TR|BIDS|BIDS TRADING L.P.|240800
DOC|PHYSICIANS REALTY TR|BKCM|BNY Mellon Capital Markets LLC|675
DOC|PHYSICIANS REALTY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43977
DOC|PHYSICIANS REALTY TR|BLKX|INSTINET, LLC|121400
DOC|PHYSICIANS REALTY TR|BMOC|BMO Capital Markets Corp.|108270
DOC|PHYSICIANS REALTY TR|BNPX|BNP PARIBAS SECURITIES CORP.|34007
DOC|PHYSICIANS REALTY TR|BTIG|BTIG, LLC|804
DOC|PHYSICIANS REALTY TR|BYXM|CBOE TRADING, INC.|3367
DOC|PHYSICIANS REALTY TR|BZYD|GOLDMAN SACHS & CO. LLC|9228
DOC|PHYSICIANS REALTY TR|CANT|Cantor Fitzgerald & Co.|62815
DOC|PHYSICIANS REALTY TR|CHAS|Charles Schwab & Co., Inc.|65134
DOC|PHYSICIANS REALTY TR|CIST|Capital Institutional Services, Inc.|11578
DOC|PHYSICIANS REALTY TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|552023
DOC|PHYSICIANS REALTY TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DOC|PHYSICIANS REALTY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8800
DOC|PHYSICIANS REALTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|547076
DOC|PHYSICIANS REALTY TR|CTDL|Citadel Derivatives Group Llc|25122
DOC|PHYSICIANS REALTY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|202972
DOC|PHYSICIANS REALTY TR|DADA|D.A. Davidson & Co.|3000
DOC|PHYSICIANS REALTY TR|DAVA|Davenport & Company LLC|100
DOC|PHYSICIANS REALTY TR|DBAB|Deutsche Bank Securities Inc.|206863
DOC|PHYSICIANS REALTY TR|DBAX|Deutsche Bank Securities Inc.|790800
DOC|PHYSICIANS REALTY TR|DCHF|Dart Executions, LLC|436
DOC|PHYSICIANS REALTY TR|DEAN|MORGAN STANLEY|7588
DOC|PHYSICIANS REALTY TR|DEGS|RONIN PROFESSIONAL LLC|319
DOC|PHYSICIANS REALTY TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8450
DOC|PHYSICIANS REALTY TR|DREX|Drexel Hamilton, LLC|146700
DOC|PHYSICIANS REALTY TR|EBXL|EBX LLC|607600
DOC|PHYSICIANS REALTY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|76890
DOC|PHYSICIANS REALTY TR|EDJO|Edward D. Jones & Co., L.P.|6874
DOC|PHYSICIANS REALTY TR|EGAM|CBOE TRADING, INC.|9986
DOC|PHYSICIANS REALTY TR|EGAW|CBOE TRADING, INC.|348
DOC|PHYSICIANS REALTY TR|EGXM|CBOE TRADING, INC.|1535
DOC|PHYSICIANS REALTY TR|ESPO|ESPOSITO SECURITIES, LLC|50
DOC|PHYSICIANS REALTY TR|ETBE|Electronic Transaction Clearing, Inc.|18790
DOC|PHYSICIANS REALTY TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
DOC|PHYSICIANS REALTY TR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|282
DOC|PHYSICIANS REALTY TR|ETRS|E*Trade Securities LLC|131182
DOC|PHYSICIANS REALTY TR|FBRC|B. RILEY FBR, INC.|87363
DOC|PHYSICIANS REALTY TR|FILL|Tradestation Securities, Inc.|1305
DOC|PHYSICIANS REALTY TR|FINX|FINTECH SECURITIES|2410
DOC|PHYSICIANS REALTY TR|FMAF|NBCN Inc./ CDS|642
DOC|PHYSICIANS REALTY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106268
DOC|PHYSICIANS REALTY TR|FTBR|Foliofn Investments, Inc.|4488
DOC|PHYSICIANS REALTY TR|GEBB|GLOBAL EXECUTION BROKERS, LP|500
DOC|PHYSICIANS REALTY TR|GLIS|TD Securities Inc|1900
DOC|PHYSICIANS REALTY TR|GLPX|ACS EXECUTION SERVICES, LLC|3078
DOC|PHYSICIANS REALTY TR|GNAV|GREEN STREET TRADING, LLC|2501980
DOC|PHYSICIANS REALTY TR|GSCO|GOLDMAN SACHS & CO. LLC|1391674
DOC|PHYSICIANS REALTY TR|GSCS|GOLDMAN SACHS & CO. LLC|133186
DOC|PHYSICIANS REALTY TR|GSLT|GOLDMAN SACHS & CO. LLC|18545
DOC|PHYSICIANS REALTY TR|GTSY|GTS SECURITIES LLC|900
DOC|PHYSICIANS REALTY TR|GTSZ|GTS SECURITIES LLC|107728
DOC|PHYSICIANS REALTY TR|HRBF|American Enterprise Investment Services Inc.|17704
DOC|PHYSICIANS REALTY TR|HSBC|HSBC Securities, Inc.|1092
DOC|PHYSICIANS REALTY TR|IATS|INTERACTIVE BROKERS LLC|25923
DOC|PHYSICIANS REALTY TR|IBKR|Interactive Brokers Llc|42523
DOC|PHYSICIANS REALTY TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|257
DOC|PHYSICIANS REALTY TR|ICBX|INSTINET, LLC|268915
DOC|PHYSICIANS REALTY TR|IEQY|CITADEL SECURITIES LLC|155031
DOC|PHYSICIANS REALTY TR|INCA|INSTINET, LLC|291628
DOC|PHYSICIANS REALTY TR|ITGI|ITG Inc.|202807
DOC|PHYSICIANS REALTY TR|ITGP|ITG INC.|458000
DOC|PHYSICIANS REALTY TR|JANY|Janney Montgomery Scott Inc.|6900
DOC|PHYSICIANS REALTY TR|JEFF|JEFFERIES LLC|207720
DOC|PHYSICIANS REALTY TR|JMPT|JUMP TRADING, LLC|189607
DOC|PHYSICIANS REALTY TR|JONE|JonesTrading|158331
DOC|PHYSICIANS REALTY TR|JPBX|J.P. MORGAN SECURITIES LLC|48120
DOC|PHYSICIANS REALTY TR|JPMX|J.P. Morgan Securities LLC|1632346
DOC|PHYSICIANS REALTY TR|JSJX|JANE STREET CAPITAL LLC|8307
DOC|PHYSICIANS REALTY TR|KCGM|VIRTU Americas LLC|118843
DOC|PHYSICIANS REALTY TR|KEYB|KEYBANC CAPITAL MARKETS INC.|51273
DOC|PHYSICIANS REALTY TR|LEHM|Barclays Capital Inc./Le|1048479
DOC|PHYSICIANS REALTY TR|LIME|Lime Brokerage LLC|19775
DOC|PHYSICIANS REALTY TR|LOOP|Loop Capital Markets LLC|1400
DOC|PHYSICIANS REALTY TR|LQNA|LIQUIDNET, INC.|563100
DOC|PHYSICIANS REALTY TR|LQNB|LIQUIDNET, INC.|214600
DOC|PHYSICIANS REALTY TR|MACC|Mid Atlantic Capital Corporation|670
DOC|PHYSICIANS REALTY TR|MACQ|Macquarie Capital (USA) Inc.|23282
DOC|PHYSICIANS REALTY TR|MAXM|Maxim Group LLC|6
DOC|PHYSICIANS REALTY TR|MCMF|Raymond James Ltd. Cds|1800
DOC|PHYSICIANS REALTY TR|MKMP|MKM Partners LLC|300000
DOC|PHYSICIANS REALTY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|522163
DOC|PHYSICIANS REALTY TR|MNDX|TJM Investments, LLC|31927
DOC|PHYSICIANS REALTY TR|MOTF|MOTIF INVESTING, INC.|3
DOC|PHYSICIANS REALTY TR|MSCO|MORGAN STANLEY & CO. LLC|1093974
DOC|PHYSICIANS REALTY TR|MSPL|MORGAN STANLEY & CO. LLC|761400
DOC|PHYSICIANS REALTY TR|MSTX|MORGAN STANLEY & CO. LLC|246900
DOC|PHYSICIANS REALTY TR|NATL|National Securities Corporation|500
DOC|PHYSICIANS REALTY TR|NBCS|NBC Securities, INC.|200
DOC|PHYSICIANS REALTY TR|NEUB|NEUBERGER BERMAN BD LLC|5275
DOC|PHYSICIANS REALTY TR|NFSC|National Financial Services LLC|328941
DOC|PHYSICIANS REALTY TR|NITE|VIRTU Americas LLC|742455
DOC|PHYSICIANS REALTY TR|NITP|VIRTU Americas LLC|35786
DOC|PHYSICIANS REALTY TR|NQRB|Brut, LLC|11999
DOC|PHYSICIANS REALTY TR|NTBF|BMO Nesbitt Burns Inc./CDS|1200
DOC|PHYSICIANS REALTY TR|NTRC|Northern Trust Securities, Inc.|6784
DOC|PHYSICIANS REALTY TR|ONEL|O'NEIL SECURITIES, INCORPORATED|5500
DOC|PHYSICIANS REALTY TR|OPCO|Oppenheimer & Co. Inc.|7862
DOC|PHYSICIANS REALTY TR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|160
DOC|PHYSICIANS REALTY TR|PDQM|CODA MARKETS, INC.|6750
DOC|PHYSICIANS REALTY TR|PHLY|NASDAQ Execution Services, LLC|2800
DOC|PHYSICIANS REALTY TR|PWJC|UBS Financial Services, Inc.|53876
DOC|PHYSICIANS REALTY TR|QMSR|QUATTRO M SECURITIES INC.|2631
DOC|PHYSICIANS REALTY TR|RBCM|RBC CAPITAL MARKETS, LLC|9950
DOC|PHYSICIANS REALTY TR|SAGL|SAGETRADER, LLC|19100
DOC|PHYSICIANS REALTY TR|SALI|INTL FCSTONE FINANCIAL INC.|2054
DOC|PHYSICIANS REALTY TR|SBRX|MURIEL SIEBERT & CO INC|2000
DOC|PHYSICIANS REALTY TR|SBSH|Citigroup Global Markets Inc.|686966
DOC|PHYSICIANS REALTY TR|SEIC|SEI Investments Distribution Co.|4800
DOC|PHYSICIANS REALTY TR|SGMT|GOLDMAN SACHS & CO. LLC|362858
DOC|PHYSICIANS REALTY TR|SPDR|SPEEDROUTE LLC|7800
DOC|PHYSICIANS REALTY TR|SPHN|Stephens Inc.|1288
DOC|PHYSICIANS REALTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|81644
DOC|PHYSICIANS REALTY TR|STKP|STOCKPILE INVESTMENTS, INC.|272
DOC|PHYSICIANS REALTY TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5936
DOC|PHYSICIANS REALTY TR|SWIM|TD Ameritrade, Inc.|58820
DOC|PHYSICIANS REALTY TR|SWST|Hilltop Securities Inc.|18935
DOC|PHYSICIANS REALTY TR|TKNG|ALLY INVEST SECURITIES LLC|3220
DOC|PHYSICIANS REALTY TR|TRBT|Tradebot Systems, Inc.|206903
DOC|PHYSICIANS REALTY TR|TRCM|TRC MARKETS LLC|67037
DOC|PHYSICIANS REALTY TR|UBSA|UBS SECURITIES LLC|1329081
DOC|PHYSICIANS REALTY TR|UBSS|UBS Securities LLC|481714
DOC|PHYSICIANS REALTY TR|VALX|VIRTU AMERICAS LLC|53710
DOC|PHYSICIANS REALTY TR|VGRD|Vanguard Marketing Corporation|96253
DOC|PHYSICIANS REALTY TR|VNDM|Wall Street Access|1500
DOC|PHYSICIANS REALTY TR|VSIN|Vision Financial Markets Llc|1
DOC|PHYSICIANS REALTY TR|WBPX|SUMMIT SECURITIES GROUP, LLC|1590
DOC|PHYSICIANS REALTY TR|WCHV|WELLS FARGO SECURITIES, LLC|522584
DOC|PHYSICIANS REALTY TR|WDNX|WEEDEN & CO.L.P.|11366
DOC|PHYSICIANS REALTY TR|WEDB|WEDBUSH SECURITIES INC.|611
DOC|PHYSICIANS REALTY TR|WEED|Weeden & Co.L.P.|203630
DOC|PHYSICIANS REALTY TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5479
DOC|PHYSICIANS REALTY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4343
DOC|PHYSICIANS REALTY TR|WSEA|WOLVERINE SECURITIES, LLC|5239
DOC|PHYSICIANS REALTY TR|XIST|INSTINET, LLC|110450
DOC|PHYSICIANS REALTY TR|XPQR|Jump Trading|4
DOC|PHYSICIANS REALTY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|80074
DOC|PHYSICIANS REALTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19258
DOCU|DOCUSIGN, INC. CMN|AGCP|AEGIS CAPITAL CORP.|1362
DOCU|DOCUSIGN, INC. CMN|AGIS|Aegis Capital Corp.|26738
DOCU|DOCUSIGN, INC. CMN|ALTX|Alternet Securities Inc.|100868
DOCU|DOCUSIGN, INC. CMN|APCC|Apex Clearing Corporation|31765
DOCU|DOCUSIGN, INC. CMN|BALE|M&T SECURITIES, INC.|445
DOCU|DOCUSIGN, INC. CMN|BANK|Primevest Financial Services, Inc.|7066
DOCU|DOCUSIGN, INC. CMN|BARD|Robert W. Baird & Co. Incorporated|33901
DOCU|DOCUSIGN, INC. CMN|BATM|CBOE TRADING, INC.|22556
DOCU|DOCUSIGN, INC. CMN|BAYT|BTIG, LLC|5400
DOCU|DOCUSIGN, INC. CMN|BBNT|BB&T SECURITIES, LLC|2720
DOCU|DOCUSIGN, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|127672
DOCU|DOCUSIGN, INC. CMN|BGCE|BGC Financial Inc.|3288
DOCU|DOCUSIGN, INC. CMN|BIAD|SAGETRADER, LLC|693
DOCU|DOCUSIGN, INC. CMN|BIDS|BIDS TRADING L.P.|163700
DOCU|DOCUSIGN, INC. CMN|BIMI|Banca IMI Securities Corp.|2176
DOCU|DOCUSIGN, INC. CMN|BKCM|BNY Mellon Capital Markets LLC|1060
DOCU|DOCUSIGN, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38377
DOCU|DOCUSIGN, INC. CMN|BLKX|INSTINET, LLC|19300
DOCU|DOCUSIGN, INC. CMN|BMOC|BMO Capital Markets Corp.|2465
DOCU|DOCUSIGN, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|308
DOCU|DOCUSIGN, INC. CMN|BRGE|Newbridge Securities Corp.|2516
DOCU|DOCUSIGN, INC. CMN|BTIG|BTIG, LLC|30176
DOCU|DOCUSIGN, INC. CMN|BYXM|CBOE TRADING, INC.|19264
DOCU|DOCUSIGN, INC. CMN|CANT|Cantor Fitzgerald & Co.|1147
DOCU|DOCUSIGN, INC. CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|15800
DOCU|DOCUSIGN, INC. CMN|CBRA|Cobra Trading, Inc.|688
DOCU|DOCUSIGN, INC. CMN|CHAS|Charles Schwab & Co., Inc.|79707
DOCU|DOCUSIGN, INC. CMN|CIST|Capital Institutional Services, Inc.|5273
DOCU|DOCUSIGN, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|318433
DOCU|DOCUSIGN, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|211974
DOCU|DOCUSIGN, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|90017
DOCU|DOCUSIGN, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|890423
DOCU|DOCUSIGN, INC. CMN|CTDL|Citadel Derivatives Group Llc|18226
DOCU|DOCUSIGN, INC. CMN|CTLR|CUTLER GROUP, LP|31896
DOCU|DOCUSIGN, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|98398
DOCU|DOCUSIGN, INC. CMN|DADA|D.A. Davidson & Co.|1240
DOCU|DOCUSIGN, INC. CMN|DAWA|Daiwa Capital Markets America Inc.|8910
DOCU|DOCUSIGN, INC. CMN|DBAB|Deutsche Bank Securities Inc.|406868
DOCU|DOCUSIGN, INC. CMN|DBAX|Deutsche Bank Securities Inc.|529000
DOCU|DOCUSIGN, INC. CMN|DCHF|Dart Executions, LLC|6765
DOCU|DOCUSIGN, INC. CMN|DEAN|MORGAN STANLEY|59332
DOCU|DOCUSIGN, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|82887
DOCU|DOCUSIGN, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16059
DOCU|DOCUSIGN, INC. CMN|DRWK|DRW SECURITIES, L.L.C.|23942
DOCU|DOCUSIGN, INC. CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1500
DOCU|DOCUSIGN, INC. CMN|EBXL|EBX LLC|333500
DOCU|DOCUSIGN, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|9714
DOCU|DOCUSIGN, INC. CMN|EDJC|Edward Jones / CDS|33
DOCU|DOCUSIGN, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|13743
DOCU|DOCUSIGN, INC. CMN|EGAM|CBOE TRADING, INC.|101893
DOCU|DOCUSIGN, INC. CMN|EGAW|CBOE TRADING, INC.|650
DOCU|DOCUSIGN, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1467
DOCU|DOCUSIGN, INC. CMN|EGXM|CBOE TRADING, INC.|28973
DOCU|DOCUSIGN, INC. CMN|EGXW|CBOE TRADING, INC.|700
DOCU|DOCUSIGN, INC. CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|560
DOCU|DOCUSIGN, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|52572
DOCU|DOCUSIGN, INC. CMN|ETCC|Electronic Transaction Clearing, Inc.|200
DOCU|DOCUSIGN, INC. CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3335
DOCU|DOCUSIGN, INC. CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6133
DOCU|DOCUSIGN, INC. CMN|ETRS|E*Trade Securities LLC|1438892
DOCU|DOCUSIGN, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|932454
DOCU|DOCUSIGN, INC. CMN|FBSB|U.S. Bancorp Investments, Inc.|1275
DOCU|DOCUSIGN, INC. CMN|FILL|Tradestation Securities, Inc.|90499
DOCU|DOCUSIGN, INC. CMN|FMAF|NBCN Inc./ CDS|12132
DOCU|DOCUSIGN, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|3216201
DOCU|DOCUSIGN, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6770
DOCU|DOCUSIGN, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|218417
DOCU|DOCUSIGN, INC. CMN|FTBR|Foliofn Investments, Inc.|10537
DOCU|DOCUSIGN, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|130517
DOCU|DOCUSIGN, INC. CMN|GLIS|TD Securities Inc|640
DOCU|DOCUSIGN, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|480488
DOCU|DOCUSIGN, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|1510220
DOCU|DOCUSIGN, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|70742
DOCU|DOCUSIGN, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|49988
DOCU|DOCUSIGN, INC. CMN|GTSZ|GTS SECURITIES LLC|108613
DOCU|DOCUSIGN, INC. CMN|HAPX|HAP Trading, LLC|1000
DOCU|DOCUSIGN, INC. CMN|HRBF|American Enterprise Investment Services Inc.|10962
DOCU|DOCUSIGN, INC. CMN|HSBC|HSBC Securities, Inc.|3585
DOCU|DOCUSIGN, INC. CMN|IATS|INTERACTIVE BROKERS LLC|191818
DOCU|DOCUSIGN, INC. CMN|IBKR|Interactive Brokers Llc|1233392
DOCU|DOCUSIGN, INC. CMN|IBSJ|Integrity Brokerage Services, Inc.|3889
DOCU|DOCUSIGN, INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
DOCU|DOCUSIGN, INC. CMN|ICBX|INSTINET, LLC|163114
DOCU|DOCUSIGN, INC. CMN|INCA|INSTINET, LLC|1291078
DOCU|DOCUSIGN, INC. CMN|INJX|INSTINET, LLC|81265
DOCU|DOCUSIGN, INC. CMN|ITGI|ITG Inc.|290347
DOCU|DOCUSIGN, INC. CMN|ITGP|ITG INC.|568000
DOCU|DOCUSIGN, INC. CMN|JANY|Janney Montgomery Scott Inc.|20972
DOCU|DOCUSIGN, INC. CMN|JEFF|JEFFERIES LLC|431277
DOCU|DOCUSIGN, INC. CMN|JGUN|Joseph Gunnar & Co.  LLC|70000
DOCU|DOCUSIGN, INC. CMN|JMPT|JUMP TRADING, LLC|125990
DOCU|DOCUSIGN, INC. CMN|JONE|JonesTrading|14519
DOCU|DOCUSIGN, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|70623
DOCU|DOCUSIGN, INC. CMN|JPMX|J.P. Morgan Securities LLC|1089633
DOCU|DOCUSIGN, INC. CMN|JSCL|JOSEPH STONE CAPITAL L.L.C.|1501
DOCU|DOCUSIGN, INC. CMN|JSJX|JANE STREET CAPITAL LLC|29429
DOCU|DOCUSIGN, INC. CMN|KCGM|VIRTU Americas LLC|220746
DOCU|DOCUSIGN, INC. CMN|KCRD|PHX FINANCIAL, INC.|2781
DOCU|DOCUSIGN, INC. CMN|KING|C. L. King & Associates, Inc.|500
DOCU|DOCUSIGN, INC. CMN|LEHM|Barclays Capital Inc./Le|1416881
DOCU|DOCUSIGN, INC. CMN|LIME|Lime Brokerage LLC|386110
DOCU|DOCUSIGN, INC. CMN|LMGP|LIME BROKERAGE LLC|1600
DOCU|DOCUSIGN, INC. CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|162200
DOCU|DOCUSIGN, INC. CMN|LOOP|Loop Capital Markets LLC|13998
DOCU|DOCUSIGN, INC. CMN|LQNA|LIQUIDNET, INC.|126300
DOCU|DOCUSIGN, INC. CMN|LQNB|LIQUIDNET, INC.|600
DOCU|DOCUSIGN, INC. CMN|LSCI|Lek Securities Corporation|52448
DOCU|DOCUSIGN, INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|494
DOCU|DOCUSIGN, INC. CMN|MACQ|Macquarie Capital (USA) Inc.|26005
DOCU|DOCUSIGN, INC. CMN|MAVB|Great Point Capital LLC|600
DOCU|DOCUSIGN, INC. CMN|MAXM|Maxim Group LLC|6505
DOCU|DOCUSIGN, INC. CMN|MBTS|ALLY INVEST SECURITIES LLC|4252
DOCU|DOCUSIGN, INC. CMN|MCMF|Raymond James Ltd. Cds|13
DOCU|DOCUSIGN, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|331438
DOCU|DOCUSIGN, INC. CMN|MOTF|MOTIF INVESTING, INC.|80
DOCU|DOCUSIGN, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|4652503
DOCU|DOCUSIGN, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|270000
DOCU|DOCUSIGN, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|263000
DOCU|DOCUSIGN, INC. CMN|NATL|National Securities Corporation|20767
DOCU|DOCUSIGN, INC. CMN|NBCS|NBC Securities, INC.|611
DOCU|DOCUSIGN, INC. CMN|NFSC|National Financial Services LLC|2343568
DOCU|DOCUSIGN, INC. CMN|NITE|VIRTU Americas LLC|4674152
DOCU|DOCUSIGN, INC. CMN|NITP|VIRTU Americas LLC|30541
DOCU|DOCUSIGN, INC. CMN|NQRB|Brut, LLC|27280
DOCU|DOCUSIGN, INC. CMN|NTRC|Northern Trust Securities, Inc.|10
DOCU|DOCUSIGN, INC. CMN|OPCO|Oppenheimer & Co. Inc.|18554
DOCU|DOCUSIGN, INC. CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1
DOCU|DOCUSIGN, INC. CMN|PCPT|PHILLIP CAPITAL INC.|308
DOCU|DOCUSIGN, INC. CMN|PDQM|CODA MARKETS, INC.|1036436
DOCU|DOCUSIGN, INC. CMN|PHLY|NASDAQ Execution Services, LLC|64460
DOCU|DOCUSIGN, INC. CMN|PICT|Pictet Overseas Inc.|2000
DOCU|DOCUSIGN, INC. CMN|POIN|PRECISION SECURITIES, LLC (POIN)|200
DOCU|DOCUSIGN, INC. CMN|PREC|PRECISION SECURITIES, LLC|2200
DOCU|DOCUSIGN, INC. CMN|PWJC|UBS Financial Services, Inc.|29250
DOCU|DOCUSIGN, INC. CMN|QMSR|QUATTRO M SECURITIES INC.|10136
DOCU|DOCUSIGN, INC. CMN|RAJA|Raymond James & Associates, Inc.|126786
DOCU|DOCUSIGN, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|58000
DOCU|DOCUSIGN, INC. CMN|RGLD|Regal Securities, Inc|841
DOCU|DOCUSIGN, INC. CMN|SAGL|SAGETRADER, LLC|98433
DOCU|DOCUSIGN, INC. CMN|SALI|INTL FCSTONE FINANCIAL INC.|36353
DOCU|DOCUSIGN, INC. CMN|SBSH|Citigroup Global Markets Inc.|575273
DOCU|DOCUSIGN, INC. CMN|SEIC|SEI Investments Distribution Co.|350
DOCU|DOCUSIGN, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|368127
DOCU|DOCUSIGN, INC. CMN|SIBO|Prime Executions, Inc.|2577
DOCU|DOCUSIGN, INC. CMN|SIDC|Sidoti & Company, LLC|32000
DOCU|DOCUSIGN, INC. CMN|SOGO|Wang Investment Associates, Inc.|294
DOCU|DOCUSIGN, INC. CMN|SPDR|SPEEDROUTE LLC|92812
DOCU|DOCUSIGN, INC. CMN|SPHN|Stephens Inc.|4743
DOCU|DOCUSIGN, INC. CMN|SPTD|MINT GLOBAL MARKETS, INC.|3847
DOCU|DOCUSIGN, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|63119
DOCU|DOCUSIGN, INC. CMN|STKP|STOCKPILE INVESTMENTS, INC.|1472
DOCU|DOCUSIGN, INC. CMN|STXG|Stockcross Financial Services, Inc.|77
DOCU|DOCUSIGN, INC. CMN|SWIM|TD Ameritrade, Inc.|1681251
DOCU|DOCUSIGN, INC. CMN|SWST|Hilltop Securities Inc.|7911
DOCU|DOCUSIGN, INC. CMN|TDSI|TD Securities (USA) LLC|690
DOCU|DOCUSIGN, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|54048
DOCU|DOCUSIGN, INC. CMN|TRBT|Tradebot Systems, Inc.|759671
DOCU|DOCUSIGN, INC. CMN|TRCM|TRC MARKETS LLC|112813
DOCU|DOCUSIGN, INC. CMN|TWTT|TASTYWORKS, INC.|1329
DOCU|DOCUSIGN, INC. CMN|UBSA|UBS SECURITIES LLC|1795267
DOCU|DOCUSIGN, INC. CMN|UBSS|UBS Securities LLC|2467164
DOCU|DOCUSIGN, INC. CMN|VALX|VIRTU AMERICAS LLC|106143
DOCU|DOCUSIGN, INC. CMN|VGRD|Vanguard Marketing Corporation|191767
DOCU|DOCUSIGN, INC. CMN|VNDM|Wall Street Access|7240
DOCU|DOCUSIGN, INC. CMN|VSIN|Vision Financial Markets Llc|160
DOCU|DOCUSIGN, INC. CMN|WABR|Wall Street Access|7782
DOCU|DOCUSIGN, INC. CMN|WAIN|H.C. Wainwright & Co., Inc.|10522
DOCU|DOCUSIGN, INC. CMN|WBLR|WILLIAM BLAIR|86970
DOCU|DOCUSIGN, INC. CMN|WBNF|WILLIAM BLAIR|32146
DOCU|DOCUSIGN, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|936539
DOCU|DOCUSIGN, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|324748
DOCU|DOCUSIGN, INC. CMN|WEED|Weeden & Co.L.P.|815
DOCU|DOCUSIGN, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56207
DOCU|DOCUSIGN, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66807
DOCU|DOCUSIGN, INC. CMN|WGIF|CIBC World Markets Inc.|50040
DOCU|DOCUSIGN, INC. CMN|WORD|Worden Capital Management LLC|592
DOCU|DOCUSIGN, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|84428
DOCU|DOCUSIGN, INC. CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|250
DOCU|DOCUSIGN, INC. CMN|XIST|INSTINET, LLC|11400
DOCU|DOCUSIGN, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|392142
DOCU|DOCUSIGN, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|138502
DOCU|DOCUSIGN, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|124978
DOD|ELEMENTS DOGS OF DOW|APCC|Apex Clearing Corporation|29
DOD|ELEMENTS DOGS OF DOW|BANK|Primevest Financial Services, Inc.|60
DOD|ELEMENTS DOGS OF DOW|BATM|CBOE TRADING, INC.|1800
DOD|ELEMENTS DOGS OF DOW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1190
DOD|ELEMENTS DOGS OF DOW|DADA|D.A. Davidson & Co.|37
DOD|ELEMENTS DOGS OF DOW|DBAX|Deutsche Bank Securities Inc.|500
DOD|ELEMENTS DOGS OF DOW|DEAN|MORGAN STANLEY|2530
DOD|ELEMENTS DOGS OF DOW|EBXL|EBX LLC|600
DOD|ELEMENTS DOGS OF DOW|EGXM|CBOE TRADING, INC.|16
DOD|ELEMENTS DOGS OF DOW|ETRS|E*Trade Securities LLC|1875
DOD|ELEMENTS DOGS OF DOW|FBSB|U.S. Bancorp Investments, Inc.|1275
DOD|ELEMENTS DOGS OF DOW|GEBB|GLOBAL EXECUTION BROKERS, LP|121
DOD|ELEMENTS DOGS OF DOW|HRBF|American Enterprise Investment Services Inc.|1576
DOD|ELEMENTS DOGS OF DOW|IATS|INTERACTIVE BROKERS LLC|2046
DOD|ELEMENTS DOGS OF DOW|IBKR|Interactive Brokers Llc|2208
DOD|ELEMENTS DOGS OF DOW|ICBX|INSTINET, LLC|200
DOD|ELEMENTS DOGS OF DOW|JSJX|JANE STREET CAPITAL LLC|1111
DOD|ELEMENTS DOGS OF DOW|KCGM|VIRTU Americas LLC|2672
DOD|ELEMENTS DOGS OF DOW|LEHM|Barclays Capital Inc./Le|800
DOD|ELEMENTS DOGS OF DOW|LIME|Lime Brokerage LLC|292
DOD|ELEMENTS DOGS OF DOW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DOD|ELEMENTS DOGS OF DOW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
DOD|ELEMENTS DOGS OF DOW|MSCO|MORGAN STANLEY & CO. LLC|890
DOD|ELEMENTS DOGS OF DOW|NFSC|National Financial Services LLC|1215
DOD|ELEMENTS DOGS OF DOW|NITE|VIRTU Americas LLC|4124
DOD|ELEMENTS DOGS OF DOW|NQRB|Brut, LLC|100
DOD|ELEMENTS DOGS OF DOW|SBSH|Citigroup Global Markets Inc.|28
DOD|ELEMENTS DOGS OF DOW|SGMT|GOLDMAN SACHS & CO. LLC|900
DOD|ELEMENTS DOGS OF DOW|SWIM|TD Ameritrade, Inc.|461
DOD|ELEMENTS DOGS OF DOW|UBSA|UBS SECURITIES LLC|4775
DOD|ELEMENTS DOGS OF DOW|UBSS|UBS Securities LLC|1234
DOD|ELEMENTS DOGS OF DOW|VGRD|Vanguard Marketing Corporation|45
DOD|ELEMENTS DOGS OF DOW|WCHV|WELLS FARGO SECURITIES, LLC|5150
DOD|ELEMENTS DOGS OF DOW|WSEA|WOLVERINE SECURITIES, LLC|51
DOD|ELEMENTS DOGS OF DOW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
DOG|PROSHARES SHORTDOW30|ALTX|Alternet Securities Inc.|200
DOG|PROSHARES SHORTDOW30|APCC|Apex Clearing Corporation|1450
DOG|PROSHARES SHORTDOW30|BANK|Primevest Financial Services, Inc.|1
DOG|PROSHARES SHORTDOW30|BARD|Robert W. Baird & Co. Incorporated|1125
DOG|PROSHARES SHORTDOW30|BATM|CBOE TRADING, INC.|100
DOG|PROSHARES SHORTDOW30|BERN|Sanford C. Bernstein & Co., LLC|716
DOG|PROSHARES SHORTDOW30|BIDS|BIDS TRADING L.P.|700
DOG|PROSHARES SHORTDOW30|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6931
DOG|PROSHARES SHORTDOW30|CHAS|Charles Schwab & Co., Inc.|29268
DOG|PROSHARES SHORTDOW30|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
DOG|PROSHARES SHORTDOW30|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32635
DOG|PROSHARES SHORTDOW30|CXCX|CITIGROUP GLOBAL MARKETS INC.|740
DOG|PROSHARES SHORTDOW30|DBAB|Deutsche Bank Securities Inc.|7263
DOG|PROSHARES SHORTDOW30|DBAX|Deutsche Bank Securities Inc.|6800
DOG|PROSHARES SHORTDOW30|DEAN|MORGAN STANLEY|7323
DOG|PROSHARES SHORTDOW30|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|724
DOG|PROSHARES SHORTDOW30|EBXL|EBX LLC|14800
DOG|PROSHARES SHORTDOW30|ECUT|CONVERGEX EXECUTION SOLUTIONS|58945
DOG|PROSHARES SHORTDOW30|EDJO|Edward D. Jones & Co., L.P.|12
DOG|PROSHARES SHORTDOW30|EGAM|CBOE TRADING, INC.|854
DOG|PROSHARES SHORTDOW30|EGAW|CBOE TRADING, INC.|300
DOG|PROSHARES SHORTDOW30|EGXM|CBOE TRADING, INC.|309
DOG|PROSHARES SHORTDOW30|ETBE|Electronic Transaction Clearing, Inc.|1400
DOG|PROSHARES SHORTDOW30|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
DOG|PROSHARES SHORTDOW30|ETRS|E*Trade Securities LLC|46062
DOG|PROSHARES SHORTDOW30|FBSB|U.S. Bancorp Investments, Inc.|5
DOG|PROSHARES SHORTDOW30|FILL|Tradestation Securities, Inc.|1527
DOG|PROSHARES SHORTDOW30|FMAF|NBCN Inc./ CDS|29265
DOG|PROSHARES SHORTDOW30|FTBR|Foliofn Investments, Inc.|2124
DOG|PROSHARES SHORTDOW30|GBMT|GBM International, Inc.|1816
DOG|PROSHARES SHORTDOW30|GLIS|TD Securities Inc|3500
DOG|PROSHARES SHORTDOW30|GLPX|ACS EXECUTION SERVICES, LLC|6600
DOG|PROSHARES SHORTDOW30|GSCO|GOLDMAN SACHS & CO. LLC|34
DOG|PROSHARES SHORTDOW30|GSLT|GOLDMAN SACHS & CO. LLC|69
DOG|PROSHARES SHORTDOW30|GTSZ|GTS SECURITIES LLC|941245
DOG|PROSHARES SHORTDOW30|HRBF|American Enterprise Investment Services Inc.|932
DOG|PROSHARES SHORTDOW30|IATS|INTERACTIVE BROKERS LLC|5038
DOG|PROSHARES SHORTDOW30|IBKR|Interactive Brokers Llc|42463
DOG|PROSHARES SHORTDOW30|ICBX|INSTINET, LLC|20131
DOG|PROSHARES SHORTDOW30|INCA|INSTINET, LLC|3516
DOG|PROSHARES SHORTDOW30|ITGI|ITG Inc.|782
DOG|PROSHARES SHORTDOW30|ITGP|ITG INC.|35200
DOG|PROSHARES SHORTDOW30|JMPT|JUMP TRADING, LLC|240
DOG|PROSHARES SHORTDOW30|JPBX|J.P. MORGAN SECURITIES LLC|2600
DOG|PROSHARES SHORTDOW30|JSEB|JANE STREET EXECUTION SERVICES, LLC|29945
DOG|PROSHARES SHORTDOW30|JSJX|JANE STREET CAPITAL LLC|214647
DOG|PROSHARES SHORTDOW30|KCGM|VIRTU Americas LLC|13057
DOG|PROSHARES SHORTDOW30|LEHM|Barclays Capital Inc./Le|47261
DOG|PROSHARES SHORTDOW30|LGNT|COR CLEARING LLC|1
DOG|PROSHARES SHORTDOW30|LIME|Lime Brokerage LLC|3654
DOG|PROSHARES SHORTDOW30|LSCI|Lek Securities Corporation|1579
DOG|PROSHARES SHORTDOW30|MAXM|Maxim Group LLC|50
DOG|PROSHARES SHORTDOW30|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9972
DOG|PROSHARES SHORTDOW30|MOTF|MOTIF INVESTING, INC.|4
DOG|PROSHARES SHORTDOW30|MSCO|MORGAN STANLEY & CO. LLC|88808
DOG|PROSHARES SHORTDOW30|MSPL|MORGAN STANLEY & CO. LLC|2800
DOG|PROSHARES SHORTDOW30|NFSC|National Financial Services LLC|200711
DOG|PROSHARES SHORTDOW30|NITE|VIRTU Americas LLC|297114
DOG|PROSHARES SHORTDOW30|NITP|VIRTU Americas LLC|48887
DOG|PROSHARES SHORTDOW30|NTBF|BMO Nesbitt Burns Inc./CDS|518
DOG|PROSHARES SHORTDOW30|OHOS|TWO SIGMA SECURITIES, LLC|1428
DOG|PROSHARES SHORTDOW30|OLDM|OLD MISSION CAPITAL, LLC|500
DOG|PROSHARES SHORTDOW30|OPCO|Oppenheimer & Co. Inc.|875
DOG|PROSHARES SHORTDOW30|PCPT|PHILLIP CAPITAL INC.|400
DOG|PROSHARES SHORTDOW30|PDQM|CODA MARKETS, INC.|4100
DOG|PROSHARES SHORTDOW30|RBCM|RBC CAPITAL MARKETS, LLC|448
DOG|PROSHARES SHORTDOW30|RGLD|Regal Securities, Inc|6
DOG|PROSHARES SHORTDOW30|SBRX|MURIEL SIEBERT & CO INC|300
DOG|PROSHARES SHORTDOW30|SBSH|Citigroup Global Markets Inc.|722
DOG|PROSHARES SHORTDOW30|SGMT|GOLDMAN SACHS & CO. LLC|33956
DOG|PROSHARES SHORTDOW30|SHMR|ABN Amro Clearing LLC|10
DOG|PROSHARES SHORTDOW30|STFL|Stifel, Nicolaus & Company, Incorporated|100
DOG|PROSHARES SHORTDOW30|STKP|STOCKPILE INVESTMENTS, INC.|8
DOG|PROSHARES SHORTDOW30|SWIM|TD Ameritrade, Inc.|34994
DOG|PROSHARES SHORTDOW30|TKNG|ALLY INVEST SECURITIES LLC|757
DOG|PROSHARES SHORTDOW30|TRBT|Tradebot Systems, Inc.|76365
DOG|PROSHARES SHORTDOW30|TRCM|TRC MARKETS LLC|1345513
DOG|PROSHARES SHORTDOW30|TWTT|TASTYWORKS, INC.|504
DOG|PROSHARES SHORTDOW30|UBSA|UBS SECURITIES LLC|46180
DOG|PROSHARES SHORTDOW30|UBSS|UBS Securities LLC|95868
DOG|PROSHARES SHORTDOW30|VALX|VIRTU AMERICAS LLC|902
DOG|PROSHARES SHORTDOW30|VGRD|Vanguard Marketing Corporation|7059
DOG|PROSHARES SHORTDOW30|WCHV|WELLS FARGO SECURITIES, LLC|74776
DOG|PROSHARES SHORTDOW30|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3129
DOG|PROSHARES SHORTDOW30|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3883
DOG|PROSHARES SHORTDOW30|WSEA|WOLVERINE SECURITIES, LLC|7627
DOG|PROSHARES SHORTDOW30|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5183
DOGS|ARROW DOGS OF THE WO|NITE|VIRTU Americas LLC|2630
DOGS|ARROW DOGS OF THE WO|RBCM|RBC CAPITAL MARKETS, LLC|40
DOGS|ARROW DOGS OF THE WO|WSEA|WOLVERINE SECURITIES, LLC|1
DOGZ|DOGNESS (INTL) CP|APCC|Apex Clearing Corporation|430
DOGZ|DOGNESS (INTL) CP|BATM|CBOE TRADING, INC.|577
DOGZ|DOGNESS (INTL) CP|BYXM|CBOE TRADING, INC.|100
DOGZ|DOGNESS (INTL) CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|550
DOGZ|DOGNESS (INTL) CP|EBXL|EBX LLC|600
DOGZ|DOGNESS (INTL) CP|ETRS|E*Trade Securities LLC|5925
DOGZ|DOGNESS (INTL) CP|FBCO|Credit Suisse Securities (USA) LLC|470
DOGZ|DOGNESS (INTL) CP|FOMA|TD AMERITRADE CLEARING, INC.|29868
DOGZ|DOGNESS (INTL) CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
DOGZ|DOGNESS (INTL) CP|GLPX|ACS EXECUTION SERVICES, LLC|2001
DOGZ|DOGNESS (INTL) CP|GSCO|GOLDMAN SACHS & CO. LLC|41
DOGZ|DOGNESS (INTL) CP|GSLT|GOLDMAN SACHS & CO. LLC|4651
DOGZ|DOGNESS (INTL) CP|GTSZ|GTS SECURITIES LLC|363
DOGZ|DOGNESS (INTL) CP|IATS|INTERACTIVE BROKERS LLC|2242
DOGZ|DOGNESS (INTL) CP|IBKR|Interactive Brokers Llc|28121
DOGZ|DOGNESS (INTL) CP|ICBX|INSTINET, LLC|601
DOGZ|DOGNESS (INTL) CP|INCA|INSTINET, LLC|2098
DOGZ|DOGNESS (INTL) CP|ITGI|ITG Inc.|37
DOGZ|DOGNESS (INTL) CP|ITGP|ITG INC.|1000
DOGZ|DOGNESS (INTL) CP|LEHM|Barclays Capital Inc./Le|400
DOGZ|DOGNESS (INTL) CP|LIME|Lime Brokerage LLC|2345
DOGZ|DOGNESS (INTL) CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|535
DOGZ|DOGNESS (INTL) CP|MICA|Spartan Securities Group, Ltd.|1461
DOGZ|DOGNESS (INTL) CP|MSCO|MORGAN STANLEY & CO. LLC|7459
DOGZ|DOGNESS (INTL) CP|MSPL|MORGAN STANLEY & CO. LLC|100
DOGZ|DOGNESS (INTL) CP|NFSC|National Financial Services LLC|19642
DOGZ|DOGNESS (INTL) CP|NITE|VIRTU Americas LLC|81525
DOGZ|DOGNESS (INTL) CP|NQRB|Brut, LLC|15705
DOGZ|DOGNESS (INTL) CP|PCPT|PHILLIP CAPITAL INC.|28864
DOGZ|DOGNESS (INTL) CP|PDQM|CODA MARKETS, INC.|3385
DOGZ|DOGNESS (INTL) CP|RBCM|RBC CAPITAL MARKETS, LLC|9428
DOGZ|DOGNESS (INTL) CP|SBSH|Citigroup Global Markets Inc.|1710
DOGZ|DOGNESS (INTL) CP|SPDR|SPEEDROUTE LLC|600
DOGZ|DOGNESS (INTL) CP|STFL|Stifel, Nicolaus & Company, Incorporated|500
DOGZ|DOGNESS (INTL) CP|SWIM|TD Ameritrade, Inc.|4970
DOGZ|DOGNESS (INTL) CP|UBSA|UBS SECURITIES LLC|2676
DOGZ|DOGNESS (INTL) CP|UBSS|UBS Securities LLC|1500
DOGZ|DOGNESS (INTL) CP|YKNA|COMHAR CAPITAL MARKETS, LLC|650
DOL|WISDOMTREE INTL LC|APCC|Apex Clearing Corporation|28
DOL|WISDOMTREE INTL LC|BANK|Primevest Financial Services, Inc.|26
DOL|WISDOMTREE INTL LC|BARD|Robert W. Baird & Co. Incorporated|1853
DOL|WISDOMTREE INTL LC|BBNT|BB&T SECURITIES, LLC|300
DOL|WISDOMTREE INTL LC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|129
DOL|WISDOMTREE INTL LC|BYXM|CBOE TRADING, INC.|85
DOL|WISDOMTREE INTL LC|CANT|Cantor Fitzgerald & Co.|342
DOL|WISDOMTREE INTL LC|CHAS|Charles Schwab & Co., Inc.|13
DOL|WISDOMTREE INTL LC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5784
DOL|WISDOMTREE INTL LC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DOL|WISDOMTREE INTL LC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13430
DOL|WISDOMTREE INTL LC|CTDL|Citadel Derivatives Group Llc|13181
DOL|WISDOMTREE INTL LC|DBAX|Deutsche Bank Securities Inc.|4400
DOL|WISDOMTREE INTL LC|DEAN|MORGAN STANLEY|914
DOL|WISDOMTREE INTL LC|EBXL|EBX LLC|1700
DOL|WISDOMTREE INTL LC|EDJO|Edward D. Jones & Co., L.P.|1211
DOL|WISDOMTREE INTL LC|EGXM|CBOE TRADING, INC.|86
DOL|WISDOMTREE INTL LC|ETRS|E*Trade Securities LLC|1750
DOL|WISDOMTREE INTL LC|FBSB|U.S. Bancorp Investments, Inc.|421
DOL|WISDOMTREE INTL LC|FMAF|NBCN Inc./ CDS|1221
DOL|WISDOMTREE INTL LC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45454
DOL|WISDOMTREE INTL LC|FTBR|Foliofn Investments, Inc.|262
DOL|WISDOMTREE INTL LC|GSCO|GOLDMAN SACHS & CO. LLC|40061
DOL|WISDOMTREE INTL LC|GSLT|GOLDMAN SACHS & CO. LLC|506
DOL|WISDOMTREE INTL LC|GTSZ|GTS SECURITIES LLC|500
DOL|WISDOMTREE INTL LC|HRBF|American Enterprise Investment Services Inc.|9108
DOL|WISDOMTREE INTL LC|IATS|INTERACTIVE BROKERS LLC|200
DOL|WISDOMTREE INTL LC|ICBX|INSTINET, LLC|4900
DOL|WISDOMTREE INTL LC|ITGI|ITG Inc.|395
DOL|WISDOMTREE INTL LC|ITGP|ITG INC.|14200
DOL|WISDOMTREE INTL LC|JANY|Janney Montgomery Scott Inc.|5
DOL|WISDOMTREE INTL LC|JEFF|JEFFERIES LLC|5090
DOL|WISDOMTREE INTL LC|JPMX|J.P. Morgan Securities LLC|13872
DOL|WISDOMTREE INTL LC|JSEB|JANE STREET EXECUTION SERVICES, LLC|56555
DOL|WISDOMTREE INTL LC|JSJX|JANE STREET CAPITAL LLC|67486
DOL|WISDOMTREE INTL LC|KCGM|VIRTU Americas LLC|5068
DOL|WISDOMTREE INTL LC|LEHM|Barclays Capital Inc./Le|35173
DOL|WISDOMTREE INTL LC|LIME|Lime Brokerage LLC|2872
DOL|WISDOMTREE INTL LC|MACC|Mid Atlantic Capital Corporation|345
DOL|WISDOMTREE INTL LC|MAXM|Maxim Group LLC|55732
DOL|WISDOMTREE INTL LC|MCMF|Raymond James Ltd. Cds|115
DOL|WISDOMTREE INTL LC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23400
DOL|WISDOMTREE INTL LC|MSCO|MORGAN STANLEY & CO. LLC|7116
DOL|WISDOMTREE INTL LC|MSPL|MORGAN STANLEY & CO. LLC|14400
DOL|WISDOMTREE INTL LC|NFSC|National Financial Services LLC|27930
DOL|WISDOMTREE INTL LC|NITE|VIRTU Americas LLC|31234
DOL|WISDOMTREE INTL LC|NQRB|Brut, LLC|9800
DOL|WISDOMTREE INTL LC|OLDM|OLD MISSION CAPITAL, LLC|2316
DOL|WISDOMTREE INTL LC|OPCO|Oppenheimer & Co. Inc.|200
DOL|WISDOMTREE INTL LC|RBCM|RBC CAPITAL MARKETS, LLC|36735
DOL|WISDOMTREE INTL LC|SGMT|GOLDMAN SACHS & CO. LLC|11536
DOL|WISDOMTREE INTL LC|STFL|Stifel, Nicolaus & Company, Incorporated|10
DOL|WISDOMTREE INTL LC|SWIM|TD Ameritrade, Inc.|1324
DOL|WISDOMTREE INTL LC|TKNG|ALLY INVEST SECURITIES LLC|2
DOL|WISDOMTREE INTL LC|UBSA|UBS SECURITIES LLC|24224
DOL|WISDOMTREE INTL LC|UBSS|UBS Securities LLC|18323
DOL|WISDOMTREE INTL LC|VALX|VIRTU AMERICAS LLC|250
DOL|WISDOMTREE INTL LC|VGRD|Vanguard Marketing Corporation|942
DOL|WISDOMTREE INTL LC|WCHV|WELLS FARGO SECURITIES, LLC|6708
DOL|WISDOMTREE INTL LC|WGIF|CIBC World Markets Inc.|1000
DOL|WISDOMTREE INTL LC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|945
DOMO|DOMO, INC CL B CMN|ADAM|CANACCORD GENUITY INC.|30000
DOMO|DOMO, INC CL B CMN|AGIS|Aegis Capital Corp.|2253
DOMO|DOMO, INC CL B CMN|ALTX|Alternet Securities Inc.|12745
DOMO|DOMO, INC CL B CMN|APCC|Apex Clearing Corporation|3683
DOMO|DOMO, INC CL B CMN|BARD|Robert W. Baird & Co. Incorporated|700
DOMO|DOMO, INC CL B CMN|BATM|CBOE TRADING, INC.|900
DOMO|DOMO, INC CL B CMN|BAYT|BTIG, LLC|5340
DOMO|DOMO, INC CL B CMN|BBNT|BB&T SECURITIES, LLC|300
DOMO|DOMO, INC CL B CMN|BERN|Sanford C. Bernstein & Co., LLC|27744
DOMO|DOMO, INC CL B CMN|BYXM|CBOE TRADING, INC.|982
DOMO|DOMO, INC CL B CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|800
DOMO|DOMO, INC CL B CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|135992
DOMO|DOMO, INC CL B CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|67385
DOMO|DOMO, INC CL B CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|43636
DOMO|DOMO, INC CL B CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|194143
DOMO|DOMO, INC CL B CMN|CTLR|CUTLER GROUP, LP|3000
DOMO|DOMO, INC CL B CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|11306
DOMO|DOMO, INC CL B CMN|DBAB|Deutsche Bank Securities Inc.|15322
DOMO|DOMO, INC CL B CMN|DBAX|Deutsche Bank Securities Inc.|97700
DOMO|DOMO, INC CL B CMN|DCHF|Dart Executions, LLC|51259
DOMO|DOMO, INC CL B CMN|DEAN|MORGAN STANLEY|250
DOMO|DOMO, INC CL B CMN|EBXL|EBX LLC|77400
DOMO|DOMO, INC CL B CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
DOMO|DOMO, INC CL B CMN|EDJO|Edward D. Jones & Co., L.P.|100
DOMO|DOMO, INC CL B CMN|EGAM|CBOE TRADING, INC.|2630
DOMO|DOMO, INC CL B CMN|EGAW|CBOE TRADING, INC.|718
DOMO|DOMO, INC CL B CMN|EGXM|CBOE TRADING, INC.|1900
DOMO|DOMO, INC CL B CMN|EGXW|CBOE TRADING, INC.|500
DOMO|DOMO, INC CL B CMN|ETBE|Electronic Transaction Clearing, Inc.|4936
DOMO|DOMO, INC CL B CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|745198
DOMO|DOMO, INC CL B CMN|ETRS|E*Trade Securities LLC|153301
DOMO|DOMO, INC CL B CMN|FBCO|Credit Suisse Securities (USA) LLC|192328
DOMO|DOMO, INC CL B CMN|FILL|Tradestation Securities, Inc.|5561
DOMO|DOMO, INC CL B CMN|FOMA|TD AMERITRADE CLEARING, INC.|96649
DOMO|DOMO, INC CL B CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12503
DOMO|DOMO, INC CL B CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7465
DOMO|DOMO, INC CL B CMN|GLPX|ACS EXECUTION SERVICES, LLC|75018
DOMO|DOMO, INC CL B CMN|GSCO|GOLDMAN SACHS & CO. LLC|119082
DOMO|DOMO, INC CL B CMN|GSCS|GOLDMAN SACHS & CO. LLC|175845
DOMO|DOMO, INC CL B CMN|GSLT|GOLDMAN SACHS & CO. LLC|25052
DOMO|DOMO, INC CL B CMN|HRBF|American Enterprise Investment Services Inc.|600
DOMO|DOMO, INC CL B CMN|IATS|INTERACTIVE BROKERS LLC|10782
DOMO|DOMO, INC CL B CMN|IBKR|Interactive Brokers Llc|469303
DOMO|DOMO, INC CL B CMN|ICBX|INSTINET, LLC|36852
DOMO|DOMO, INC CL B CMN|INCA|INSTINET, LLC|510141
DOMO|DOMO, INC CL B CMN|INJX|INSTINET, LLC|64510
DOMO|DOMO, INC CL B CMN|ITGI|ITG Inc.|70080
DOMO|DOMO, INC CL B CMN|ITGP|ITG INC.|16000
DOMO|DOMO, INC CL B CMN|JANY|Janney Montgomery Scott Inc.|10
DOMO|DOMO, INC CL B CMN|JEFF|JEFFERIES LLC|72643
DOMO|DOMO, INC CL B CMN|JMPT|JUMP TRADING, LLC|15023
DOMO|DOMO, INC CL B CMN|JPBX|J.P. MORGAN SECURITIES LLC|1090
DOMO|DOMO, INC CL B CMN|JPMX|J.P. Morgan Securities LLC|97994
DOMO|DOMO, INC CL B CMN|JSSF|JMP Securities LLC|1900
DOMO|DOMO, INC CL B CMN|KCGM|VIRTU Americas LLC|91038
DOMO|DOMO, INC CL B CMN|LEHM|Barclays Capital Inc./Le|199671
DOMO|DOMO, INC CL B CMN|LIME|Lime Brokerage LLC|17093
DOMO|DOMO, INC CL B CMN|LMGP|LIME BROKERAGE LLC|560
DOMO|DOMO, INC CL B CMN|LSCI|Lek Securities Corporation|7902
DOMO|DOMO, INC CL B CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|8500
DOMO|DOMO, INC CL B CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4220
DOMO|DOMO, INC CL B CMN|MAVB|Great Point Capital LLC|1799
DOMO|DOMO, INC CL B CMN|MSCO|MORGAN STANLEY & CO. LLC|2519487
DOMO|DOMO, INC CL B CMN|NEUB|NEUBERGER BERMAN BD LLC|450
DOMO|DOMO, INC CL B CMN|NFSC|National Financial Services LLC|135184
DOMO|DOMO, INC CL B CMN|NITE|VIRTU Americas LLC|502718
DOMO|DOMO, INC CL B CMN|NQRB|Brut, LLC|3100
DOMO|DOMO, INC CL B CMN|OPCO|Oppenheimer & Co. Inc.|948
DOMO|DOMO, INC CL B CMN|PCPT|PHILLIP CAPITAL INC.|102
DOMO|DOMO, INC CL B CMN|PDQM|CODA MARKETS, INC.|97242
DOMO|DOMO, INC CL B CMN|PWJC|UBS Financial Services, Inc.|19120
DOMO|DOMO, INC CL B CMN|RAJA|Raymond James & Associates, Inc.|1803
DOMO|DOMO, INC CL B CMN|RBCM|RBC CAPITAL MARKETS, LLC|2045
DOMO|DOMO, INC CL B CMN|SAGL|SAGETRADER, LLC|1100
DOMO|DOMO, INC CL B CMN|SBSH|Citigroup Global Markets Inc.|9200
DOMO|DOMO, INC CL B CMN|SGMT|GOLDMAN SACHS & CO. LLC|34497
DOMO|DOMO, INC CL B CMN|SPDR|SPEEDROUTE LLC|26543
DOMO|DOMO, INC CL B CMN|STFL|Stifel, Nicolaus & Company, Incorporated|16176
DOMO|DOMO, INC CL B CMN|SWIM|TD Ameritrade, Inc.|48413
DOMO|DOMO, INC CL B CMN|SWST|Hilltop Securities Inc.|320
DOMO|DOMO, INC CL B CMN|TKNG|ALLY INVEST SECURITIES LLC|150
DOMO|DOMO, INC CL B CMN|TRBT|Tradebot Systems, Inc.|37344
DOMO|DOMO, INC CL B CMN|UBSA|UBS SECURITIES LLC|139131
DOMO|DOMO, INC CL B CMN|UBSS|UBS Securities LLC|354287
DOMO|DOMO, INC CL B CMN|VGRD|Vanguard Marketing Corporation|1067
DOMO|DOMO, INC CL B CMN|VNDS|VANDHAM SECURITIES CORP|1200
DOMO|DOMO, INC CL B CMN|WABR|Wall Street Access|4500
DOMO|DOMO, INC CL B CMN|WBLR|WILLIAM BLAIR|2020
DOMO|DOMO, INC CL B CMN|WCHV|WELLS FARGO SECURITIES, LLC|68223
DOMO|DOMO, INC CL B CMN|WEDB|WEDBUSH SECURITIES INC.|1000
DOMO|DOMO, INC CL B CMN|WGIF|CIBC World Markets Inc.|865
DOMO|DOMO, INC CL B CMN|WORD|Worden Capital Management LLC|5700
DOMO|DOMO, INC CL B CMN|WSEA|WOLVERINE SECURITIES, LLC|5721
DOMO|DOMO, INC CL B CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
DON|WISDOMTREE U.S. MDCP|ALTX|Alternet Securities Inc.|1100
DON|WISDOMTREE U.S. MDCP|APCC|Apex Clearing Corporation|2986
DON|WISDOMTREE U.S. MDCP|BARD|Robert W. Baird & Co. Incorporated|33013
DON|WISDOMTREE U.S. MDCP|BATM|CBOE TRADING, INC.|1131
DON|WISDOMTREE U.S. MDCP|BBNT|BB&T SECURITIES, LLC|1292
DON|WISDOMTREE U.S. MDCP|BERN|Sanford C. Bernstein & Co., LLC|700
DON|WISDOMTREE U.S. MDCP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17191
DON|WISDOMTREE U.S. MDCP|CANT|Cantor Fitzgerald & Co.|63373
DON|WISDOMTREE U.S. MDCP|CHAS|Charles Schwab & Co., Inc.|30935
DON|WISDOMTREE U.S. MDCP|CIST|Capital Institutional Services, Inc.|7896
DON|WISDOMTREE U.S. MDCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15384
DON|WISDOMTREE U.S. MDCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14054
DON|WISDOMTREE U.S. MDCP|CSIN|Citadel Securities Institutional LLC|581557
DON|WISDOMTREE U.S. MDCP|CTDL|Citadel Derivatives Group Llc|617432
DON|WISDOMTREE U.S. MDCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2978
DON|WISDOMTREE U.S. MDCP|DADA|D.A. Davidson & Co.|9762
DON|WISDOMTREE U.S. MDCP|DBAB|Deutsche Bank Securities Inc.|196
DON|WISDOMTREE U.S. MDCP|DBAX|Deutsche Bank Securities Inc.|11900
DON|WISDOMTREE U.S. MDCP|DEAN|MORGAN STANLEY|15869
DON|WISDOMTREE U.S. MDCP|EBXL|EBX LLC|8100
DON|WISDOMTREE U.S. MDCP|EDJO|Edward D. Jones & Co., L.P.|62667
DON|WISDOMTREE U.S. MDCP|EGAM|CBOE TRADING, INC.|1343
DON|WISDOMTREE U.S. MDCP|EGAW|CBOE TRADING, INC.|60
DON|WISDOMTREE U.S. MDCP|EGXM|CBOE TRADING, INC.|514
DON|WISDOMTREE U.S. MDCP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
DON|WISDOMTREE U.S. MDCP|ETRS|E*Trade Securities LLC|15439
DON|WISDOMTREE U.S. MDCP|FILL|Tradestation Securities, Inc.|179
DON|WISDOMTREE U.S. MDCP|FINX|FINTECH SECURITIES|12852
DON|WISDOMTREE U.S. MDCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80187
DON|WISDOMTREE U.S. MDCP|FTBR|Foliofn Investments, Inc.|4820
DON|WISDOMTREE U.S. MDCP|GSCO|GOLDMAN SACHS & CO. LLC|507
DON|WISDOMTREE U.S. MDCP|GSLT|GOLDMAN SACHS & CO. LLC|700
DON|WISDOMTREE U.S. MDCP|HRBF|American Enterprise Investment Services Inc.|333429
DON|WISDOMTREE U.S. MDCP|IATS|INTERACTIVE BROKERS LLC|882
DON|WISDOMTREE U.S. MDCP|IBKR|Interactive Brokers Llc|14543
DON|WISDOMTREE U.S. MDCP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1275
DON|WISDOMTREE U.S. MDCP|ICBX|INSTINET, LLC|13894
DON|WISDOMTREE U.S. MDCP|INCA|INSTINET, LLC|6336
DON|WISDOMTREE U.S. MDCP|ITGI|ITG Inc.|7364
DON|WISDOMTREE U.S. MDCP|JANY|Janney Montgomery Scott Inc.|5967
DON|WISDOMTREE U.S. MDCP|JMPT|JUMP TRADING, LLC|37
DON|WISDOMTREE U.S. MDCP|JPMX|J.P. Morgan Securities LLC|25802
DON|WISDOMTREE U.S. MDCP|JSEB|JANE STREET EXECUTION SERVICES, LLC|23683
DON|WISDOMTREE U.S. MDCP|JSJX|JANE STREET CAPITAL LLC|354090
DON|WISDOMTREE U.S. MDCP|KCGM|VIRTU Americas LLC|6016
DON|WISDOMTREE U.S. MDCP|LEHM|Barclays Capital Inc./Le|23084
DON|WISDOMTREE U.S. MDCP|LIME|Lime Brokerage LLC|19181
DON|WISDOMTREE U.S. MDCP|MACC|Mid Atlantic Capital Corporation|23913
DON|WISDOMTREE U.S. MDCP|MAXM|Maxim Group LLC|74757
DON|WISDOMTREE U.S. MDCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10654
DON|WISDOMTREE U.S. MDCP|MOTF|MOTIF INVESTING, INC.|3
DON|WISDOMTREE U.S. MDCP|MSCO|MORGAN STANLEY & CO. LLC|155259
DON|WISDOMTREE U.S. MDCP|MSPL|MORGAN STANLEY & CO. LLC|2600
DON|WISDOMTREE U.S. MDCP|NBCS|NBC Securities, INC.|13
DON|WISDOMTREE U.S. MDCP|NFSC|National Financial Services LLC|314088
DON|WISDOMTREE U.S. MDCP|NITE|VIRTU Americas LLC|591393
DON|WISDOMTREE U.S. MDCP|NQRB|Brut, LLC|3400
DON|WISDOMTREE U.S. MDCP|NTRC|Northern Trust Securities, Inc.|2463
DON|WISDOMTREE U.S. MDCP|OPCO|Oppenheimer & Co. Inc.|1697
DON|WISDOMTREE U.S. MDCP|PWJC|UBS Financial Services, Inc.|83
DON|WISDOMTREE U.S. MDCP|RBCM|RBC CAPITAL MARKETS, LLC|14417
DON|WISDOMTREE U.S. MDCP|SBSH|Citigroup Global Markets Inc.|3618
DON|WISDOMTREE U.S. MDCP|SEIC|SEI Investments Distribution Co.|400
DON|WISDOMTREE U.S. MDCP|SGMT|GOLDMAN SACHS & CO. LLC|11614
DON|WISDOMTREE U.S. MDCP|SPHN|Stephens Inc.|3
DON|WISDOMTREE U.S. MDCP|STFL|Stifel, Nicolaus & Company, Incorporated|10058
DON|WISDOMTREE U.S. MDCP|SWIM|TD Ameritrade, Inc.|6595
DON|WISDOMTREE U.S. MDCP|SWST|Hilltop Securities Inc.|2442
DON|WISDOMTREE U.S. MDCP|TKNG|ALLY INVEST SECURITIES LLC|159
DON|WISDOMTREE U.S. MDCP|TRBT|Tradebot Systems, Inc.|100
DON|WISDOMTREE U.S. MDCP|TRCM|TRC MARKETS LLC|127
DON|WISDOMTREE U.S. MDCP|UBSA|UBS SECURITIES LLC|34230
DON|WISDOMTREE U.S. MDCP|UBSS|UBS Securities LLC|472405
DON|WISDOMTREE U.S. MDCP|VALX|VIRTU AMERICAS LLC|50
DON|WISDOMTREE U.S. MDCP|VERT|The Vertical Trading Group, LLC|233
DON|WISDOMTREE U.S. MDCP|VGRD|Vanguard Marketing Corporation|2568
DON|WISDOMTREE U.S. MDCP|WABR|Wall Street Access|15285
DON|WISDOMTREE U.S. MDCP|WCHV|WELLS FARGO SECURITIES, LLC|134466
DON|WISDOMTREE U.S. MDCP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|341
DON|WISDOMTREE U.S. MDCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4266
DON|WISDOMTREE U.S. MDCP|WSEA|WOLVERINE SECURITIES, LLC|2808
DON|WISDOMTREE U.S. MDCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|149845
DOO|WISDOMTREE EX-FINL|APCC|Apex Clearing Corporation|22
DOO|WISDOMTREE EX-FINL|BARD|Robert W. Baird & Co. Incorporated|18
DOO|WISDOMTREE EX-FINL|CANT|Cantor Fitzgerald & Co.|34258
DOO|WISDOMTREE EX-FINL|CHAS|Charles Schwab & Co., Inc.|5
DOO|WISDOMTREE EX-FINL|CIST|Capital Institutional Services, Inc.|1275
DOO|WISDOMTREE EX-FINL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28200
DOO|WISDOMTREE EX-FINL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2128
DOO|WISDOMTREE EX-FINL|CTDL|Citadel Derivatives Group Llc|4254
DOO|WISDOMTREE EX-FINL|DBAX|Deutsche Bank Securities Inc.|8300
DOO|WISDOMTREE EX-FINL|DEAN|MORGAN STANLEY|1932
DOO|WISDOMTREE EX-FINL|EBXL|EBX LLC|500
DOO|WISDOMTREE EX-FINL|ETRS|E*Trade Securities LLC|340
DOO|WISDOMTREE EX-FINL|FTBR|Foliofn Investments, Inc.|66
DOO|WISDOMTREE EX-FINL|GLPX|ACS EXECUTION SERVICES, LLC|1600
DOO|WISDOMTREE EX-FINL|GSLT|GOLDMAN SACHS & CO. LLC|1400
DOO|WISDOMTREE EX-FINL|HRBF|American Enterprise Investment Services Inc.|3086
DOO|WISDOMTREE EX-FINL|IATS|INTERACTIVE BROKERS LLC|500
DOO|WISDOMTREE EX-FINL|IBKR|Interactive Brokers Llc|1364
DOO|WISDOMTREE EX-FINL|ICBX|INSTINET, LLC|1700
DOO|WISDOMTREE EX-FINL|INCA|INSTINET, LLC|2296
DOO|WISDOMTREE EX-FINL|JANY|Janney Montgomery Scott Inc.|986
DOO|WISDOMTREE EX-FINL|JPMX|J.P. Morgan Securities LLC|442
DOO|WISDOMTREE EX-FINL|JSEB|JANE STREET EXECUTION SERVICES, LLC|94000
DOO|WISDOMTREE EX-FINL|JSJX|JANE STREET CAPITAL LLC|49379
DOO|WISDOMTREE EX-FINL|KCGM|VIRTU Americas LLC|1391
DOO|WISDOMTREE EX-FINL|LEHM|Barclays Capital Inc./Le|4800
DOO|WISDOMTREE EX-FINL|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|383
DOO|WISDOMTREE EX-FINL|LIME|Lime Brokerage LLC|1400
DOO|WISDOMTREE EX-FINL|MACC|Mid Atlantic Capital Corporation|250
DOO|WISDOMTREE EX-FINL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
DOO|WISDOMTREE EX-FINL|MSCO|MORGAN STANLEY & CO. LLC|6659
DOO|WISDOMTREE EX-FINL|MSPL|MORGAN STANLEY & CO. LLC|1400
DOO|WISDOMTREE EX-FINL|NFSC|National Financial Services LLC|7125
DOO|WISDOMTREE EX-FINL|NITE|VIRTU Americas LLC|41038
DOO|WISDOMTREE EX-FINL|NQRB|Brut, LLC|300
DOO|WISDOMTREE EX-FINL|PDQM|CODA MARKETS, INC.|2900
DOO|WISDOMTREE EX-FINL|PWJC|UBS Financial Services, Inc.|100
DOO|WISDOMTREE EX-FINL|RBCM|RBC CAPITAL MARKETS, LLC|81
DOO|WISDOMTREE EX-FINL|SBSH|Citigroup Global Markets Inc.|752
DOO|WISDOMTREE EX-FINL|SGMT|GOLDMAN SACHS & CO. LLC|300
DOO|WISDOMTREE EX-FINL|SPDR|SPEEDROUTE LLC|200
DOO|WISDOMTREE EX-FINL|STFL|Stifel, Nicolaus & Company, Incorporated|209
DOO|WISDOMTREE EX-FINL|SWST|Hilltop Securities Inc.|100
DOO|WISDOMTREE EX-FINL|UBSA|UBS SECURITIES LLC|8446
DOO|WISDOMTREE EX-FINL|UBSS|UBS Securities LLC|23876
DOO|WISDOMTREE EX-FINL|VGRD|Vanguard Marketing Corporation|98
DOO|WISDOMTREE EX-FINL|WCHV|WELLS FARGO SECURITIES, LLC|9085
DOO|WISDOMTREE EX-FINL|WGIF|CIBC World Markets Inc.|210
DOO|WISDOMTREE EX-FINL|WSEA|WOLVERINE SECURITIES, LLC|43
DOO|WISDOMTREE EX-FINL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3143
DOOR|MASONITE INTERNATION|APCC|Apex Clearing Corporation|3
DOOR|MASONITE INTERNATION|BARD|Robert W. Baird & Co. Incorporated|1922
DOOR|MASONITE INTERNATION|BATM|CBOE TRADING, INC.|506
DOOR|MASONITE INTERNATION|BBNT|BB&T SECURITIES, LLC|238
DOOR|MASONITE INTERNATION|BERN|Sanford C. Bernstein & Co., LLC|28611
DOOR|MASONITE INTERNATION|BIMI|Banca IMI Securities Corp.|50
DOOR|MASONITE INTERNATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|247
DOOR|MASONITE INTERNATION|BLKX|INSTINET, LLC|11800
DOOR|MASONITE INTERNATION|BNPX|BNP PARIBAS SECURITIES CORP.|21623
DOOR|MASONITE INTERNATION|BYXM|CBOE TRADING, INC.|100
DOOR|MASONITE INTERNATION|BZYD|GOLDMAN SACHS & CO. LLC|266
DOOR|MASONITE INTERNATION|CANT|Cantor Fitzgerald & Co.|553547
DOOR|MASONITE INTERNATION|CHAS|Charles Schwab & Co., Inc.|409
DOOR|MASONITE INTERNATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40530
DOOR|MASONITE INTERNATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3039
DOOR|MASONITE INTERNATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90503
DOOR|MASONITE INTERNATION|CTDL|Citadel Derivatives Group Llc|771
DOOR|MASONITE INTERNATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|14700
DOOR|MASONITE INTERNATION|DBAB|Deutsche Bank Securities Inc.|15568
DOOR|MASONITE INTERNATION|DBAX|Deutsche Bank Securities Inc.|119700
DOOR|MASONITE INTERNATION|DBUL|Deutsche Bank Securities Inc.|100
DOOR|MASONITE INTERNATION|DEAN|MORGAN STANLEY|4152
DOOR|MASONITE INTERNATION|DEGS|RONIN PROFESSIONAL LLC|300
DOOR|MASONITE INTERNATION|EBXL|EBX LLC|67800
DOOR|MASONITE INTERNATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|14224
DOOR|MASONITE INTERNATION|EDJO|Edward D. Jones & Co., L.P.|6571
DOOR|MASONITE INTERNATION|EGAM|CBOE TRADING, INC.|8733
DOOR|MASONITE INTERNATION|EGMT|EG MARKET TECHNOLOGIES LLC|1000
DOOR|MASONITE INTERNATION|EGXM|CBOE TRADING, INC.|71
DOOR|MASONITE INTERNATION|EGXW|CBOE TRADING, INC.|4
DOOR|MASONITE INTERNATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12350
DOOR|MASONITE INTERNATION|ETRS|E*Trade Securities LLC|678
DOOR|MASONITE INTERNATION|FMAF|NBCN Inc./ CDS|50
DOOR|MASONITE INTERNATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15753
DOOR|MASONITE INTERNATION|FTBR|Foliofn Investments, Inc.|84
DOOR|MASONITE INTERNATION|GLPX|ACS EXECUTION SERVICES, LLC|1753
DOOR|MASONITE INTERNATION|GSCO|GOLDMAN SACHS & CO. LLC|84919
DOOR|MASONITE INTERNATION|GSLT|GOLDMAN SACHS & CO. LLC|323
DOOR|MASONITE INTERNATION|GTSZ|GTS SECURITIES LLC|3926
DOOR|MASONITE INTERNATION|HPPX|POTAMUS TRADING, LLC|548
DOOR|MASONITE INTERNATION|HRBF|American Enterprise Investment Services Inc.|3565
DOOR|MASONITE INTERNATION|IATS|INTERACTIVE BROKERS LLC|203
DOOR|MASONITE INTERNATION|IBKR|Interactive Brokers Llc|755
DOOR|MASONITE INTERNATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|794
DOOR|MASONITE INTERNATION|ICBX|INSTINET, LLC|14346
DOOR|MASONITE INTERNATION|IEQY|CITADEL SECURITIES LLC|6939
DOOR|MASONITE INTERNATION|INCA|INSTINET, LLC|22871
DOOR|MASONITE INTERNATION|INJX|INSTINET, LLC|2132
DOOR|MASONITE INTERNATION|ITGI|ITG Inc.|8610
DOOR|MASONITE INTERNATION|ITGP|ITG INC.|31400
DOOR|MASONITE INTERNATION|JEFF|JEFFERIES LLC|60951
DOOR|MASONITE INTERNATION|JMPT|JUMP TRADING, LLC|6966
DOOR|MASONITE INTERNATION|JONE|JonesTrading|5800
DOOR|MASONITE INTERNATION|JPBX|J.P. MORGAN SECURITIES LLC|10112
DOOR|MASONITE INTERNATION|JPMX|J.P. Morgan Securities LLC|99216
DOOR|MASONITE INTERNATION|JSJX|JANE STREET CAPITAL LLC|5616
DOOR|MASONITE INTERNATION|KCGM|VIRTU Americas LLC|9053
DOOR|MASONITE INTERNATION|KING|C. L. King & Associates, Inc.|200
DOOR|MASONITE INTERNATION|LEHM|Barclays Capital Inc./Le|76016
DOOR|MASONITE INTERNATION|LIME|Lime Brokerage LLC|7138
DOOR|MASONITE INTERNATION|LOOP|Loop Capital Markets LLC|299
DOOR|MASONITE INTERNATION|LQNA|LIQUIDNET, INC.|23700
DOOR|MASONITE INTERNATION|LQNB|LIQUIDNET, INC.|6200
DOOR|MASONITE INTERNATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54600
DOOR|MASONITE INTERNATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|920
DOOR|MASONITE INTERNATION|MSCO|MORGAN STANLEY & CO. LLC|310855
DOOR|MASONITE INTERNATION|MSPL|MORGAN STANLEY & CO. LLC|107500
DOOR|MASONITE INTERNATION|MSTX|MORGAN STANLEY & CO. LLC|7200
DOOR|MASONITE INTERNATION|MULL|MARK J. MULLER EQUITIES, INC.|360
DOOR|MASONITE INTERNATION|NEUB|NEUBERGER BERMAN BD LLC|190
DOOR|MASONITE INTERNATION|NFSC|National Financial Services LLC|30722
DOOR|MASONITE INTERNATION|NITE|VIRTU Americas LLC|31337
DOOR|MASONITE INTERNATION|NQRB|Brut, LLC|300
DOOR|MASONITE INTERNATION|NTRC|Northern Trust Securities, Inc.|820
DOOR|MASONITE INTERNATION|PDQM|CODA MARKETS, INC.|41886
DOOR|MASONITE INTERNATION|PHLY|NASDAQ Execution Services, LLC|800
DOOR|MASONITE INTERNATION|PWJC|UBS Financial Services, Inc.|3139
DOOR|MASONITE INTERNATION|RBCM|RBC CAPITAL MARKETS, LLC|1525
DOOR|MASONITE INTERNATION|ROTH|Roth Capital Partners, LLC|88
DOOR|MASONITE INTERNATION|SAGL|SAGETRADER, LLC|800
DOOR|MASONITE INTERNATION|SALI|INTL FCSTONE FINANCIAL INC.|256
DOOR|MASONITE INTERNATION|SBSH|Citigroup Global Markets Inc.|39007
DOOR|MASONITE INTERNATION|SGMT|GOLDMAN SACHS & CO. LLC|35053
DOOR|MASONITE INTERNATION|SPDR|SPEEDROUTE LLC|40940
DOOR|MASONITE INTERNATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|36202
DOOR|MASONITE INTERNATION|STFL|Stifel, Nicolaus & Company, Incorporated|1680
DOOR|MASONITE INTERNATION|SWIM|TD Ameritrade, Inc.|1
DOOR|MASONITE INTERNATION|TKNG|ALLY INVEST SECURITIES LLC|9
DOOR|MASONITE INTERNATION|TMBR|Timber Hill LLC|60
DOOR|MASONITE INTERNATION|TRBT|Tradebot Systems, Inc.|500
DOOR|MASONITE INTERNATION|TRCM|TRC MARKETS LLC|10594
DOOR|MASONITE INTERNATION|UBSA|UBS SECURITIES LLC|200344
DOOR|MASONITE INTERNATION|UBSS|UBS Securities LLC|158895
DOOR|MASONITE INTERNATION|VALX|VIRTU AMERICAS LLC|6276
DOOR|MASONITE INTERNATION|VGRD|Vanguard Marketing Corporation|98
DOOR|MASONITE INTERNATION|WABR|Wall Street Access|15954
DOOR|MASONITE INTERNATION|WCHV|WELLS FARGO SECURITIES, LLC|5678
DOOR|MASONITE INTERNATION|WEED|Weeden & Co.L.P.|145
DOOR|MASONITE INTERNATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|157
DOOR|MASONITE INTERNATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2365
DOOR|MASONITE INTERNATION|WSAG|WALL STREET ACCESS|1605
DOOR|MASONITE INTERNATION|WSEA|WOLVERINE SECURITIES, LLC|9
DOOR|MASONITE INTERNATION|XIST|INSTINET, LLC|14000
DOOR|MASONITE INTERNATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|6700
DOOR|MASONITE INTERNATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
DORM|DORMAN PRODUCTS INC|ALTX|Alternet Securities Inc.|1992
DORM|DORMAN PRODUCTS INC|ANOS|ABEL/NOSER, L.L.C.|374
DORM|DORMAN PRODUCTS INC|APCC|Apex Clearing Corporation|10
DORM|DORMAN PRODUCTS INC|AQUA|AQUA SECURITIES L.P.|7700
DORM|DORMAN PRODUCTS INC|BARD|Robert W. Baird & Co. Incorporated|5670
DORM|DORMAN PRODUCTS INC|BATM|CBOE TRADING, INC.|1457
DORM|DORMAN PRODUCTS INC|BBNT|BB&T SECURITIES, LLC|4348
DORM|DORMAN PRODUCTS INC|BERN|Sanford C. Bernstein & Co., LLC|4959
DORM|DORMAN PRODUCTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3192
DORM|DORMAN PRODUCTS INC|BLKX|INSTINET, LLC|16600
DORM|DORMAN PRODUCTS INC|BMOC|BMO Capital Markets Corp.|4295
DORM|DORMAN PRODUCTS INC|BNCH|The Benchmark Company, LLC|16755
DORM|DORMAN PRODUCTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|4786
DORM|DORMAN PRODUCTS INC|BRVL|BLAYLOCK VAN, LLC|2200
DORM|DORMAN PRODUCTS INC|BTIG|BTIG, LLC|23857
DORM|DORMAN PRODUCTS INC|BYXM|CBOE TRADING, INC.|500
DORM|DORMAN PRODUCTS INC|BZYD|GOLDMAN SACHS & CO. LLC|24
DORM|DORMAN PRODUCTS INC|CANT|Cantor Fitzgerald & Co.|35
DORM|DORMAN PRODUCTS INC|CHAS|Charles Schwab & Co., Inc.|1957
DORM|DORMAN PRODUCTS INC|CIST|Capital Institutional Services, Inc.|1386
DORM|DORMAN PRODUCTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20381
DORM|DORMAN PRODUCTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|890
DORM|DORMAN PRODUCTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|137
DORM|DORMAN PRODUCTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45153
DORM|DORMAN PRODUCTS INC|CTDL|Citadel Derivatives Group Llc|3219
DORM|DORMAN PRODUCTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|32664
DORM|DORMAN PRODUCTS INC|DADA|D.A. Davidson & Co.|100
DORM|DORMAN PRODUCTS INC|DBAB|Deutsche Bank Securities Inc.|154297
DORM|DORMAN PRODUCTS INC|DBAX|Deutsche Bank Securities Inc.|47800
DORM|DORMAN PRODUCTS INC|DBUL|Deutsche Bank Securities Inc.|1300
DORM|DORMAN PRODUCTS INC|DEAN|MORGAN STANLEY|2692
DORM|DORMAN PRODUCTS INC|DEGS|RONIN PROFESSIONAL LLC|1400
DORM|DORMAN PRODUCTS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5468
DORM|DORMAN PRODUCTS INC|EBXL|EBX LLC|23100
DORM|DORMAN PRODUCTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|17688
DORM|DORMAN PRODUCTS INC|EDJO|Edward D. Jones & Co., L.P.|2599
DORM|DORMAN PRODUCTS INC|EGAM|CBOE TRADING, INC.|2276
DORM|DORMAN PRODUCTS INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
DORM|DORMAN PRODUCTS INC|EGXM|CBOE TRADING, INC.|412
DORM|DORMAN PRODUCTS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|228
DORM|DORMAN PRODUCTS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
DORM|DORMAN PRODUCTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13916
DORM|DORMAN PRODUCTS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
DORM|DORMAN PRODUCTS INC|ETRS|E*Trade Securities LLC|2837
DORM|DORMAN PRODUCTS INC|FBCO|Credit Suisse Securities (USA) LLC|80291
DORM|DORMAN PRODUCTS INC|FBSB|U.S. Bancorp Investments, Inc.|27
DORM|DORMAN PRODUCTS INC|FMAF|NBCN Inc./ CDS|296
DORM|DORMAN PRODUCTS INC|FOMA|TD AMERITRADE CLEARING, INC.|58848
DORM|DORMAN PRODUCTS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|563
DORM|DORMAN PRODUCTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24702
DORM|DORMAN PRODUCTS INC|FTBR|Foliofn Investments, Inc.|1282
DORM|DORMAN PRODUCTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|31494
DORM|DORMAN PRODUCTS INC|GLPX|ACS EXECUTION SERVICES, LLC|6970
DORM|DORMAN PRODUCTS INC|GSCO|GOLDMAN SACHS & CO. LLC|202021
DORM|DORMAN PRODUCTS INC|GSCS|GOLDMAN SACHS & CO. LLC|33822
DORM|DORMAN PRODUCTS INC|GSLT|GOLDMAN SACHS & CO. LLC|681
DORM|DORMAN PRODUCTS INC|GTSZ|GTS SECURITIES LLC|33021
DORM|DORMAN PRODUCTS INC|HRBF|American Enterprise Investment Services Inc.|5222
DORM|DORMAN PRODUCTS INC|IATS|INTERACTIVE BROKERS LLC|1202
DORM|DORMAN PRODUCTS INC|IBKR|Interactive Brokers Llc|6493
DORM|DORMAN PRODUCTS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|906
DORM|DORMAN PRODUCTS INC|ICBX|INSTINET, LLC|21900
DORM|DORMAN PRODUCTS INC|IEQY|CITADEL SECURITIES LLC|15552
DORM|DORMAN PRODUCTS INC|INCA|INSTINET, LLC|69276
DORM|DORMAN PRODUCTS INC|INJX|INSTINET, LLC|8065
DORM|DORMAN PRODUCTS INC|ITGI|ITG Inc.|10540
DORM|DORMAN PRODUCTS INC|ITGP|ITG INC.|74200
DORM|DORMAN PRODUCTS INC|JANY|Janney Montgomery Scott Inc.|36
DORM|DORMAN PRODUCTS INC|JEFF|JEFFERIES LLC|62055
DORM|DORMAN PRODUCTS INC|JMPT|JUMP TRADING, LLC|9303
DORM|DORMAN PRODUCTS INC|JPBX|J.P. MORGAN SECURITIES LLC|2476
DORM|DORMAN PRODUCTS INC|JPMX|J.P. Morgan Securities LLC|81555
DORM|DORMAN PRODUCTS INC|JSJX|JANE STREET CAPITAL LLC|2808
DORM|DORMAN PRODUCTS INC|KCGM|VIRTU Americas LLC|7346
DORM|DORMAN PRODUCTS INC|KING|C. L. King & Associates, Inc.|1552
DORM|DORMAN PRODUCTS INC|LEHM|Barclays Capital Inc./Le|132881
DORM|DORMAN PRODUCTS INC|LIME|Lime Brokerage LLC|60028
DORM|DORMAN PRODUCTS INC|LOOP|Loop Capital Markets LLC|15
DORM|DORMAN PRODUCTS INC|LQNA|LIQUIDNET, INC.|16800
DORM|DORMAN PRODUCTS INC|LQNB|LIQUIDNET, INC.|7700
DORM|DORMAN PRODUCTS INC|LSCI|Lek Securities Corporation|1
DORM|DORMAN PRODUCTS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DORM|DORMAN PRODUCTS INC|MACQ|Macquarie Capital (USA) Inc.|700
DORM|DORMAN PRODUCTS INC|MAXM|Maxim Group LLC|2719
DORM|DORMAN PRODUCTS INC|MCMF|Raymond James Ltd. Cds|942
DORM|DORMAN PRODUCTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17400
DORM|DORMAN PRODUCTS INC|MOTF|MOTIF INVESTING, INC.|2
DORM|DORMAN PRODUCTS INC|MSCO|MORGAN STANLEY & CO. LLC|341399
DORM|DORMAN PRODUCTS INC|MSPL|MORGAN STANLEY & CO. LLC|85600
DORM|DORMAN PRODUCTS INC|MSTX|MORGAN STANLEY & CO. LLC|1600
DORM|DORMAN PRODUCTS INC|NFSC|National Financial Services LLC|20618
DORM|DORMAN PRODUCTS INC|NITE|VIRTU Americas LLC|44708
DORM|DORMAN PRODUCTS INC|NITP|VIRTU Americas LLC|800
DORM|DORMAN PRODUCTS INC|NQRB|Brut, LLC|3166
DORM|DORMAN PRODUCTS INC|NTRC|Northern Trust Securities, Inc.|867
DORM|DORMAN PRODUCTS INC|OPCO|Oppenheimer & Co. Inc.|2518
DORM|DORMAN PRODUCTS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|27
DORM|DORMAN PRODUCTS INC|PDQM|CODA MARKETS, INC.|20179
DORM|DORMAN PRODUCTS INC|PWJC|UBS Financial Services, Inc.|3200
DORM|DORMAN PRODUCTS INC|RAJA|Raymond James & Associates, Inc.|882
DORM|DORMAN PRODUCTS INC|RBCM|RBC CAPITAL MARKETS, LLC|4699
DORM|DORMAN PRODUCTS INC|SAGL|SAGETRADER, LLC|800
DORM|DORMAN PRODUCTS INC|SAGW|SAGETRADER, LLC|132
DORM|DORMAN PRODUCTS INC|SALI|INTL FCSTONE FINANCIAL INC.|32
DORM|DORMAN PRODUCTS INC|SBSH|Citigroup Global Markets Inc.|95074
DORM|DORMAN PRODUCTS INC|SEIC|SEI Investments Distribution Co.|534
DORM|DORMAN PRODUCTS INC|SGMT|GOLDMAN SACHS & CO. LLC|30477
DORM|DORMAN PRODUCTS INC|SPDR|SPEEDROUTE LLC|2123
DORM|DORMAN PRODUCTS INC|SPHN|Stephens Inc.|100
DORM|DORMAN PRODUCTS INC|SPTD|MINT GLOBAL MARKETS, INC.|12749
DORM|DORMAN PRODUCTS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|32492
DORM|DORMAN PRODUCTS INC|STFL|Stifel, Nicolaus & Company, Incorporated|237
DORM|DORMAN PRODUCTS INC|SWIM|TD Ameritrade, Inc.|117
DORM|DORMAN PRODUCTS INC|SWST|Hilltop Securities Inc.|82
DORM|DORMAN PRODUCTS INC|TKNG|ALLY INVEST SECURITIES LLC|141
DORM|DORMAN PRODUCTS INC|TMBR|Timber Hill LLC|27
DORM|DORMAN PRODUCTS INC|TRBT|Tradebot Systems, Inc.|22310
DORM|DORMAN PRODUCTS INC|TRCM|TRC MARKETS LLC|32051
DORM|DORMAN PRODUCTS INC|UBSA|UBS SECURITIES LLC|118264
DORM|DORMAN PRODUCTS INC|UBSS|UBS Securities LLC|264950
DORM|DORMAN PRODUCTS INC|VALX|VIRTU AMERICAS LLC|2747
DORM|DORMAN PRODUCTS INC|VGRD|Vanguard Marketing Corporation|90
DORM|DORMAN PRODUCTS INC|VNDM|Wall Street Access|4374
DORM|DORMAN PRODUCTS INC|WBLR|WILLIAM BLAIR|802
DORM|DORMAN PRODUCTS INC|WCHV|WELLS FARGO SECURITIES, LLC|6767
DORM|DORMAN PRODUCTS INC|WEDB|WEDBUSH SECURITIES INC.|874
DORM|DORMAN PRODUCTS INC|WEED|Weeden & Co.L.P.|1000
DORM|DORMAN PRODUCTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|373
DORM|DORMAN PRODUCTS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|24
DORM|DORMAN PRODUCTS INC|WSEA|WOLVERINE SECURITIES, LLC|221
DORM|DORMAN PRODUCTS INC|XIST|INSTINET, LLC|6714
DORM|DORMAN PRODUCTS INC|XPQR|Jump Trading|10
DORM|DORMAN PRODUCTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9066
DORM|DORMAN PRODUCTS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1604
DORM|DORMAN PRODUCTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1889
DOTA|DRAPER OAKWOOD AQ A|BAYT|BTIG, LLC|200
DOTA|DRAPER OAKWOOD AQ A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
DOTA|DRAPER OAKWOOD AQ A|CTDL|Citadel Derivatives Group Llc|8
DOTA|DRAPER OAKWOOD AQ A|DBAX|Deutsche Bank Securities Inc.|200
DOTA|DRAPER OAKWOOD AQ A|EBXL|EBX LLC|300
DOTA|DRAPER OAKWOOD AQ A|FBCO|Credit Suisse Securities (USA) LLC|3
DOTA|DRAPER OAKWOOD AQ A|FOMA|TD AMERITRADE CLEARING, INC.|6500
DOTA|DRAPER OAKWOOD AQ A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3710
DOTA|DRAPER OAKWOOD AQ A|GSCS|GOLDMAN SACHS & CO. LLC|7683
DOTA|DRAPER OAKWOOD AQ A|ITGI|ITG Inc.|4700
DOTA|DRAPER OAKWOOD AQ A|JPMX|J.P. Morgan Securities LLC|600
DOTA|DRAPER OAKWOOD AQ A|LEHM|Barclays Capital Inc./Le|200
DOTA|DRAPER OAKWOOD AQ A|LIME|Lime Brokerage LLC|347
DOTA|DRAPER OAKWOOD AQ A|MITR|GMP SECURITIES, LLC|4210
DOTA|DRAPER OAKWOOD AQ A|MSCO|MORGAN STANLEY & CO. LLC|400
DOTA|DRAPER OAKWOOD AQ A|NFSC|National Financial Services LLC|20
DOTA|DRAPER OAKWOOD AQ A|NITE|VIRTU Americas LLC|3478
DOTA|DRAPER OAKWOOD AQ A|SGMT|GOLDMAN SACHS & CO. LLC|300
DOTA|DRAPER OAKWOOD AQ A|UBSA|UBS SECURITIES LLC|439
DOTA|DRAPER OAKWOOD AQ A|UBSS|UBS Securities LLC|600
DOTA|DRAPER OAKWOOD AQ A|WFPB|Wells Fargo Securities, LLC.|2400
DOTA|DRAPER OAKWOOD AQ A|WSEA|WOLVERINE SECURITIES, LLC|22
DOTAR|DRAPER OAKWOOD AQ RT|GSCO|GOLDMAN SACHS & CO. LLC|100
DOTAR|DRAPER OAKWOOD AQ RT|GSCS|GOLDMAN SACHS & CO. LLC|25400
DOTAR|DRAPER OAKWOOD AQ RT|IBKR|Interactive Brokers Llc|48000
DOTAR|DRAPER OAKWOOD AQ RT|LIME|Lime Brokerage LLC|1000
DOTAR|DRAPER OAKWOOD AQ RT|MITR|GMP SECURITIES, LLC|2200
DOTAR|DRAPER OAKWOOD AQ RT|NFSC|National Financial Services LLC|100
DOTAR|DRAPER OAKWOOD AQ RT|NITE|VIRTU Americas LLC|70400
DOTAR|DRAPER OAKWOOD AQ RT|UBSS|UBS Securities LLC|2000
DOTAR|DRAPER OAKWOOD AQ RT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6600
DOTAR|DRAPER OAKWOOD AQ RT|WFPB|Wells Fargo Securities, LLC.|100
DOTAU|DRAPER OAKWOOD AQ UT|MSCO|MORGAN STANLEY & CO. LLC|4
DOTAU|DRAPER OAKWOOD AQ UT|NITE|VIRTU Americas LLC|250
DOTAW|DRAPER OAKWOOD AQ WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
DOTAW|DRAPER OAKWOOD AQ WT|EBXL|EBX LLC|600
DOTAW|DRAPER OAKWOOD AQ WT|ETRS|E*Trade Securities LLC|5000
DOTAW|DRAPER OAKWOOD AQ WT|IBKR|Interactive Brokers Llc|2000
DOTAW|DRAPER OAKWOOD AQ WT|LEHM|Barclays Capital Inc./Le|2000
DOTAW|DRAPER OAKWOOD AQ WT|LIME|Lime Brokerage LLC|300
DOTAW|DRAPER OAKWOOD AQ WT|NFSC|National Financial Services LLC|6400
DOTAW|DRAPER OAKWOOD AQ WT|NITE|VIRTU Americas LLC|3236
DOTAW|DRAPER OAKWOOD AQ WT|SGMT|GOLDMAN SACHS & CO. LLC|400
DOTAW|DRAPER OAKWOOD AQ WT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10000
DOTAW|DRAPER OAKWOOD AQ WT|WFPB|Wells Fargo Securities, LLC.|3236
DOV|DOVER CP|ABLE|NATIXIS Securities Americas LLC|961031
DOV|DOVER CP|ALTX|Alternet Securities Inc.|10006
DOV|DOVER CP|ANOS|ABEL/NOSER, L.L.C.|7412
DOV|DOVER CP|APCC|Apex Clearing Corporation|170
DOV|DOVER CP|BANK|Primevest Financial Services, Inc.|16
DOV|DOVER CP|BARD|Robert W. Baird & Co. Incorporated|1078
DOV|DOVER CP|BATM|CBOE TRADING, INC.|33298
DOV|DOVER CP|BAYC|BAY CREST PARTNERS, LLC|50
DOV|DOVER CP|BAYT|BTIG, LLC|3835
DOV|DOVER CP|BBNT|BB&T SECURITIES, LLC|2016
DOV|DOVER CP|BERN|Sanford C. Bernstein & Co., LLC|36159
DOV|DOVER CP|BIDS|BIDS TRADING L.P.|400
DOV|DOVER CP|BKCM|BNY Mellon Capital Markets LLC|34
DOV|DOVER CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10363
DOV|DOVER CP|BLKX|INSTINET, LLC|380726
DOV|DOVER CP|BNPX|BNP PARIBAS SECURITIES CORP.|228955
DOV|DOVER CP|BTIG|BTIG, LLC|1322
DOV|DOVER CP|BYXM|CBOE TRADING, INC.|1463
DOV|DOVER CP|BZYD|GOLDMAN SACHS & CO. LLC|625
DOV|DOVER CP|CANT|Cantor Fitzgerald & Co.|1972
DOV|DOVER CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|89800
DOV|DOVER CP|CHAS|Charles Schwab & Co., Inc.|298
DOV|DOVER CP|CIBP|CIBC World Markets Corp.|71283
DOV|DOVER CP|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
DOV|DOVER CP|CIST|Capital Institutional Services, Inc.|1428
DOV|DOVER CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103084
DOV|DOVER CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9292
DOV|DOVER CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|937
DOV|DOVER CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|694928
DOV|DOVER CP|CTDL|Citadel Derivatives Group Llc|6420
DOV|DOVER CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|64908
DOV|DOVER CP|DADA|D.A. Davidson & Co.|1537
DOV|DOVER CP|DAVA|Davenport & Company LLC|138
DOV|DOVER CP|DBAB|Deutsche Bank Securities Inc.|304676
DOV|DOVER CP|DBAX|Deutsche Bank Securities Inc.|334700
DOV|DOVER CP|DBUL|Deutsche Bank Securities Inc.|8170
DOV|DOVER CP|DCHF|Dart Executions, LLC|6047
DOV|DOVER CP|DEAN|MORGAN STANLEY|17371
DOV|DOVER CP|DEGS|RONIN PROFESSIONAL LLC|400
DOV|DOVER CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2479
DOV|DOVER CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|300
DOV|DOVER CP|EBXL|EBX LLC|296100
DOV|DOVER CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6038
DOV|DOVER CP|EDJC|Edward Jones / CDS|100
DOV|DOVER CP|EDJO|Edward D. Jones & Co., L.P.|5782
DOV|DOVER CP|EGAM|CBOE TRADING, INC.|21642
DOV|DOVER CP|EGAW|CBOE TRADING, INC.|333
DOV|DOVER CP|EGMT|EG MARKET TECHNOLOGIES LLC|1100
DOV|DOVER CP|EGXM|CBOE TRADING, INC.|3631
DOV|DOVER CP|EGXW|CBOE TRADING, INC.|81
DOV|DOVER CP|ETBE|Electronic Transaction Clearing, Inc.|35715
DOV|DOVER CP|ETCC|Electronic Transaction Clearing, Inc.|978
DOV|DOVER CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22430
DOV|DOVER CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4867
DOV|DOVER CP|ETRS|E*Trade Securities LLC|6631
DOV|DOVER CP|FBSB|U.S. Bancorp Investments, Inc.|177
DOV|DOVER CP|FILL|Tradestation Securities, Inc.|891
DOV|DOVER CP|FINX|FINTECH SECURITIES|2810
DOV|DOVER CP|FMAF|NBCN Inc./ CDS|1243
DOV|DOVER CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24788
DOV|DOVER CP|FQLS|Quantlab Securities LP|629673
DOV|DOVER CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128316
DOV|DOVER CP|FTBR|Foliofn Investments, Inc.|10703
DOV|DOVER CP|GEBB|GLOBAL EXECUTION BROKERS, LP|6705
DOV|DOVER CP|GLIS|TD Securities Inc|144
DOV|DOVER CP|GLPX|ACS EXECUTION SERVICES, LLC|43805
DOV|DOVER CP|GSCO|GOLDMAN SACHS & CO. LLC|3093541
DOV|DOVER CP|GSCS|GOLDMAN SACHS & CO. LLC|2050
DOV|DOVER CP|GSLT|GOLDMAN SACHS & CO. LLC|10134
DOV|DOVER CP|GTSZ|GTS SECURITIES LLC|245250
DOV|DOVER CP|HPPX|POTAMUS TRADING, LLC|421
DOV|DOVER CP|HRBF|American Enterprise Investment Services Inc.|14068
DOV|DOVER CP|HSBC|HSBC Securities, Inc.|31379
DOV|DOVER CP|IATS|INTERACTIVE BROKERS LLC|3506
DOV|DOVER CP|IBKR|Interactive Brokers Llc|4917
DOV|DOVER CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|641
DOV|DOVER CP|ICBX|INSTINET, LLC|51396
DOV|DOVER CP|IEQY|CITADEL SECURITIES LLC|173522
DOV|DOVER CP|INCA|INSTINET, LLC|581797
DOV|DOVER CP|INJX|INSTINET, LLC|2501
DOV|DOVER CP|ITGI|ITG Inc.|74457
DOV|DOVER CP|ITGP|ITG INC.|183000
DOV|DOVER CP|JANY|Janney Montgomery Scott Inc.|5737
DOV|DOVER CP|JEFF|JEFFERIES LLC|356870
DOV|DOVER CP|JMPT|JUMP TRADING, LLC|111842
DOV|DOVER CP|JPBX|J.P. MORGAN SECURITIES LLC|115457
DOV|DOVER CP|JPMX|J.P. Morgan Securities LLC|622422
DOV|DOVER CP|JSJX|JANE STREET CAPITAL LLC|11547
DOV|DOVER CP|KCGM|VIRTU Americas LLC|63143
DOV|DOVER CP|KEYB|KEYBANC CAPITAL MARKETS INC.|10000
DOV|DOVER CP|LEHM|Barclays Capital Inc./Le|1367218
DOV|DOVER CP|LGNT|COR CLEARING LLC|2
DOV|DOVER CP|LIME|Lime Brokerage LLC|55338
DOV|DOVER CP|LOOP|Loop Capital Markets LLC|400
DOV|DOVER CP|LQNA|LIQUIDNET, INC.|72700
DOV|DOVER CP|LQNB|LIQUIDNET, INC.|50000
DOV|DOVER CP|LSCI|Lek Securities Corporation|643
DOV|DOVER CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
DOV|DOVER CP|MACC|Mid Atlantic Capital Corporation|155
DOV|DOVER CP|MACQ|Macquarie Capital (USA) Inc.|46607
DOV|DOVER CP|MAXM|Maxim Group LLC|6900
DOV|DOVER CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|165754
DOV|DOVER CP|MOTF|MOTIF INVESTING, INC.|2
DOV|DOVER CP|MSCO|MORGAN STANLEY & CO. LLC|3917108
DOV|DOVER CP|MSPL|MORGAN STANLEY & CO. LLC|311400
DOV|DOVER CP|MSTX|MORGAN STANLEY & CO. LLC|191000
DOV|DOVER CP|NATL|National Securities Corporation|100
DOV|DOVER CP|NEUB|NEUBERGER BERMAN BD LLC|38975
DOV|DOVER CP|NFSC|National Financial Services LLC|107738
DOV|DOVER CP|NITE|VIRTU Americas LLC|257702
DOV|DOVER CP|NITP|VIRTU Americas LLC|200
DOV|DOVER CP|NQRB|Brut, LLC|10596
DOV|DOVER CP|NTBF|BMO Nesbitt Burns Inc./CDS|99
DOV|DOVER CP|NTRC|Northern Trust Securities, Inc.|536
DOV|DOVER CP|OHOS|TWO SIGMA SECURITIES, LLC|15645
DOV|DOVER CP|OPCO|Oppenheimer & Co. Inc.|2035
DOV|DOVER CP|PDQM|CODA MARKETS, INC.|110995
DOV|DOVER CP|PHLY|NASDAQ Execution Services, LLC|200
DOV|DOVER CP|PICT|Pictet Overseas Inc.|104
DOV|DOVER CP|PIPR|Piper Jaffray & Co.|5029
DOV|DOVER CP|PWJC|UBS Financial Services, Inc.|2203
DOV|DOVER CP|QMSR|QUATTRO M SECURITIES INC.|1154
DOV|DOVER CP|RBCM|RBC CAPITAL MARKETS, LLC|5163
DOV|DOVER CP|RHCO|Suntrust Robinson Humphrey, Inc.|20885
DOV|DOVER CP|SAGL|SAGETRADER, LLC|10024
DOV|DOVER CP|SAGW|SAGETRADER, LLC|315
DOV|DOVER CP|SALI|INTL FCSTONE FINANCIAL INC.|1
DOV|DOVER CP|SBSH|Citigroup Global Markets Inc.|406434
DOV|DOVER CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|68
DOV|DOVER CP|SEIC|SEI Investments Distribution Co.|100
DOV|DOVER CP|SGMT|GOLDMAN SACHS & CO. LLC|134087
DOV|DOVER CP|SJLS|TRADE INFORMATICS LLC|3000
DOV|DOVER CP|SPDR|SPEEDROUTE LLC|15430
DOV|DOVER CP|SPHN|Stephens Inc.|1
DOV|DOVER CP|STFL|Stifel, Nicolaus & Company, Incorporated|2448
DOV|DOVER CP|STKP|STOCKPILE INVESTMENTS, INC.|2
DOV|DOVER CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3785
DOV|DOVER CP|SWIM|TD Ameritrade, Inc.|14808
DOV|DOVER CP|SWST|Hilltop Securities Inc.|439
DOV|DOVER CP|TKNG|ALLY INVEST SECURITIES LLC|53
DOV|DOVER CP|TRBT|Tradebot Systems, Inc.|266042
DOV|DOVER CP|TRCM|TRC MARKETS LLC|436134
DOV|DOVER CP|UBSA|UBS SECURITIES LLC|907243
DOV|DOVER CP|UBSS|UBS Securities LLC|1752183
DOV|DOVER CP|VALX|VIRTU AMERICAS LLC|8405
DOV|DOVER CP|VGRD|Vanguard Marketing Corporation|5027
DOV|DOVER CP|VNDS|VANDHAM SECURITIES CORP|4505
DOV|DOVER CP|WABR|Wall Street Access|7072
DOV|DOVER CP|WBLR|WILLIAM BLAIR|136
DOV|DOVER CP|WBPX|SUMMIT SECURITIES GROUP, LLC|3671
DOV|DOVER CP|WCHV|WELLS FARGO SECURITIES, LLC|260586
DOV|DOVER CP|WDNX|WEEDEN & CO.L.P.|9054
DOV|DOVER CP|WEDB|WEDBUSH SECURITIES INC.|6427
DOV|DOVER CP|WEED|Weeden & Co.L.P.|1491
DOV|DOVER CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14248
DOV|DOVER CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32589
DOV|DOVER CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|928
DOV|DOVER CP|WSAG|WALL STREET ACCESS|379
DOV|DOVER CP|WSEA|WOLVERINE SECURITIES, LLC|8535
DOV|DOVER CP|XIST|INSTINET, LLC|28812
DOV|DOVER CP|XPQR|Jump Trading|5424
DOV|DOVER CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|30044
DOV|DOVER CP|YKNA|COMHAR CAPITAL MARKETS, LLC|6389
DOV|DOVER CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9031
DOVA|DOVA PHARMACUTCLS CM|ADAM|CANACCORD GENUITY INC.|2386
DOVA|DOVA PHARMACUTCLS CM|ALTX|Alternet Securities Inc.|2110
DOVA|DOVA PHARMACUTCLS CM|APCC|Apex Clearing Corporation|774
DOVA|DOVA PHARMACUTCLS CM|BATM|CBOE TRADING, INC.|4982
DOVA|DOVA PHARMACUTCLS CM|BAYC|BAY CREST PARTNERS, LLC|147
DOVA|DOVA PHARMACUTCLS CM|BBNT|BB&T SECURITIES, LLC|650
DOVA|DOVA PHARMACUTCLS CM|BERN|Sanford C. Bernstein & Co., LLC|16300
DOVA|DOVA PHARMACUTCLS CM|BIMI|Banca IMI Securities Corp.|8701
DOVA|DOVA PHARMACUTCLS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2788
DOVA|DOVA PHARMACUTCLS CM|BLKX|INSTINET, LLC|11000
DOVA|DOVA PHARMACUTCLS CM|BMOC|BMO Capital Markets Corp.|1415
DOVA|DOVA PHARMACUTCLS CM|BNPX|BNP PARIBAS SECURITIES CORP.|1241
DOVA|DOVA PHARMACUTCLS CM|BRGE|Newbridge Securities Corp.|1100
DOVA|DOVA PHARMACUTCLS CM|BTIG|BTIG, LLC|94617
DOVA|DOVA PHARMACUTCLS CM|BYXM|CBOE TRADING, INC.|2400
DOVA|DOVA PHARMACUTCLS CM|CHAS|Charles Schwab & Co., Inc.|900
DOVA|DOVA PHARMACUTCLS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35796
DOVA|DOVA PHARMACUTCLS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4934
DOVA|DOVA PHARMACUTCLS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2980
DOVA|DOVA PHARMACUTCLS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121193
DOVA|DOVA PHARMACUTCLS CM|CTDL|Citadel Derivatives Group Llc|10693
DOVA|DOVA PHARMACUTCLS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|39612
DOVA|DOVA PHARMACUTCLS CM|DAVA|Davenport & Company LLC|80
DOVA|DOVA PHARMACUTCLS CM|DBAB|Deutsche Bank Securities Inc.|108223
DOVA|DOVA PHARMACUTCLS CM|DBAX|Deutsche Bank Securities Inc.|53400
DOVA|DOVA PHARMACUTCLS CM|DEAN|MORGAN STANLEY|2742
DOVA|DOVA PHARMACUTCLS CM|DEGS|RONIN PROFESSIONAL LLC|14318
DOVA|DOVA PHARMACUTCLS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12263
DOVA|DOVA PHARMACUTCLS CM|EBXL|EBX LLC|118600
DOVA|DOVA PHARMACUTCLS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|57
DOVA|DOVA PHARMACUTCLS CM|EDJO|Edward D. Jones & Co., L.P.|295
DOVA|DOVA PHARMACUTCLS CM|EGAM|CBOE TRADING, INC.|5363
DOVA|DOVA PHARMACUTCLS CM|EGAW|CBOE TRADING, INC.|229
DOVA|DOVA PHARMACUTCLS CM|EGMT|EG MARKET TECHNOLOGIES LLC|700
DOVA|DOVA PHARMACUTCLS CM|EGXM|CBOE TRADING, INC.|4572
DOVA|DOVA PHARMACUTCLS CM|EGXW|CBOE TRADING, INC.|101
DOVA|DOVA PHARMACUTCLS CM|ETBE|Electronic Transaction Clearing, Inc.|27010
DOVA|DOVA PHARMACUTCLS CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|640
DOVA|DOVA PHARMACUTCLS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|43656
DOVA|DOVA PHARMACUTCLS CM|ETRS|E*Trade Securities LLC|45596
DOVA|DOVA PHARMACUTCLS CM|FBCO|Credit Suisse Securities (USA) LLC|118293
DOVA|DOVA PHARMACUTCLS CM|FILL|Tradestation Securities, Inc.|1536
DOVA|DOVA PHARMACUTCLS CM|FMAF|NBCN Inc./ CDS|964
DOVA|DOVA PHARMACUTCLS CM|FOMA|TD AMERITRADE CLEARING, INC.|177280
DOVA|DOVA PHARMACUTCLS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|49
DOVA|DOVA PHARMACUTCLS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45346
DOVA|DOVA PHARMACUTCLS CM|FTBR|Foliofn Investments, Inc.|169
DOVA|DOVA PHARMACUTCLS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2953
DOVA|DOVA PHARMACUTCLS CM|GLIS|TD Securities Inc|463
DOVA|DOVA PHARMACUTCLS CM|GLPX|ACS EXECUTION SERVICES, LLC|15109
DOVA|DOVA PHARMACUTCLS CM|GSCO|GOLDMAN SACHS & CO. LLC|396930
DOVA|DOVA PHARMACUTCLS CM|GSCS|GOLDMAN SACHS & CO. LLC|15512
DOVA|DOVA PHARMACUTCLS CM|GSLT|GOLDMAN SACHS & CO. LLC|1282
DOVA|DOVA PHARMACUTCLS CM|GTSZ|GTS SECURITIES LLC|70405
DOVA|DOVA PHARMACUTCLS CM|HAPX|HAP Trading, LLC|141
DOVA|DOVA PHARMACUTCLS CM|HRBF|American Enterprise Investment Services Inc.|600
DOVA|DOVA PHARMACUTCLS CM|HSBC|HSBC Securities, Inc.|25589
DOVA|DOVA PHARMACUTCLS CM|IATS|INTERACTIVE BROKERS LLC|15465
DOVA|DOVA PHARMACUTCLS CM|IBKR|Interactive Brokers Llc|111161
DOVA|DOVA PHARMACUTCLS CM|ICBX|INSTINET, LLC|15600
DOVA|DOVA PHARMACUTCLS CM|IEQY|CITADEL SECURITIES LLC|52376
DOVA|DOVA PHARMACUTCLS CM|INCA|INSTINET, LLC|168587
DOVA|DOVA PHARMACUTCLS CM|INJX|INSTINET, LLC|96635
DOVA|DOVA PHARMACUTCLS CM|ITGI|ITG Inc.|22528
DOVA|DOVA PHARMACUTCLS CM|ITGP|ITG INC.|76600
DOVA|DOVA PHARMACUTCLS CM|JANY|Janney Montgomery Scott Inc.|400
DOVA|DOVA PHARMACUTCLS CM|JEFF|JEFFERIES LLC|177100
DOVA|DOVA PHARMACUTCLS CM|JMPT|JUMP TRADING, LLC|19231
DOVA|DOVA PHARMACUTCLS CM|JPBX|J.P. MORGAN SECURITIES LLC|19920
DOVA|DOVA PHARMACUTCLS CM|JPMX|J.P. Morgan Securities LLC|150139
DOVA|DOVA PHARMACUTCLS CM|JSJX|JANE STREET CAPITAL LLC|3168
DOVA|DOVA PHARMACUTCLS CM|KCGM|VIRTU Americas LLC|14638
DOVA|DOVA PHARMACUTCLS CM|LEHM|Barclays Capital Inc./Le|320835
DOVA|DOVA PHARMACUTCLS CM|LIME|Lime Brokerage LLC|96991
DOVA|DOVA PHARMACUTCLS CM|LMGP|LIME BROKERAGE LLC|437
DOVA|DOVA PHARMACUTCLS CM|LQNA|LIQUIDNET, INC.|15000
DOVA|DOVA PHARMACUTCLS CM|LTCO|Ladenburg, Thalmann & Co., Inc.|3500
DOVA|DOVA PHARMACUTCLS CM|MAXM|Maxim Group LLC|984
DOVA|DOVA PHARMACUTCLS CM|MCMF|Raymond James Ltd. Cds|700
DOVA|DOVA PHARMACUTCLS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|127917
DOVA|DOVA PHARMACUTCLS CM|MOTF|MOTIF INVESTING, INC.|4
DOVA|DOVA PHARMACUTCLS CM|MSCO|MORGAN STANLEY & CO. LLC|1063100
DOVA|DOVA PHARMACUTCLS CM|MSPL|MORGAN STANLEY & CO. LLC|107900
DOVA|DOVA PHARMACUTCLS CM|MSTX|MORGAN STANLEY & CO. LLC|30900
DOVA|DOVA PHARMACUTCLS CM|NFSC|National Financial Services LLC|179143
DOVA|DOVA PHARMACUTCLS CM|NITE|VIRTU Americas LLC|411285
DOVA|DOVA PHARMACUTCLS CM|NITP|VIRTU Americas LLC|2200
DOVA|DOVA PHARMACUTCLS CM|NQRB|Brut, LLC|2971
DOVA|DOVA PHARMACUTCLS CM|OPCO|Oppenheimer & Co. Inc.|4950
DOVA|DOVA PHARMACUTCLS CM|PDQM|CODA MARKETS, INC.|121058
DOVA|DOVA PHARMACUTCLS CM|PWJC|UBS Financial Services, Inc.|2900
DOVA|DOVA PHARMACUTCLS CM|RAJA|Raymond James & Associates, Inc.|68874
DOVA|DOVA PHARMACUTCLS CM|RBCM|RBC CAPITAL MARKETS, LLC|2600
DOVA|DOVA PHARMACUTCLS CM|SAGL|SAGETRADER, LLC|7584
DOVA|DOVA PHARMACUTCLS CM|SBSH|Citigroup Global Markets Inc.|41161
DOVA|DOVA PHARMACUTCLS CM|SGMT|GOLDMAN SACHS & CO. LLC|40553
DOVA|DOVA PHARMACUTCLS CM|SPDR|SPEEDROUTE LLC|4600
DOVA|DOVA PHARMACUTCLS CM|STFL|Stifel, Nicolaus & Company, Incorporated|1500
DOVA|DOVA PHARMACUTCLS CM|SWIM|TD Ameritrade, Inc.|80116
DOVA|DOVA PHARMACUTCLS CM|TKNG|ALLY INVEST SECURITIES LLC|1582
DOVA|DOVA PHARMACUTCLS CM|TRBT|Tradebot Systems, Inc.|107779
DOVA|DOVA PHARMACUTCLS CM|TRCM|TRC MARKETS LLC|42892
DOVA|DOVA PHARMACUTCLS CM|UBSA|UBS SECURITIES LLC|234497
DOVA|DOVA PHARMACUTCLS CM|UBSS|UBS Securities LLC|676099
DOVA|DOVA PHARMACUTCLS CM|VALX|VIRTU AMERICAS LLC|6530
DOVA|DOVA PHARMACUTCLS CM|VGRD|Vanguard Marketing Corporation|36505
DOVA|DOVA PHARMACUTCLS CM|VNDM|Wall Street Access|48268
DOVA|DOVA PHARMACUTCLS CM|WCHV|WELLS FARGO SECURITIES, LLC|44682
DOVA|DOVA PHARMACUTCLS CM|WEED|Weeden & Co.L.P.|1230
DOVA|DOVA PHARMACUTCLS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3974
DOVA|DOVA PHARMACUTCLS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|995
DOVA|DOVA PHARMACUTCLS CM|WGIF|CIBC World Markets Inc.|550
DOVA|DOVA PHARMACUTCLS CM|WSEA|WOLVERINE SECURITIES, LLC|6023
DOVA|DOVA PHARMACUTCLS CM|XIST|INSTINET, LLC|21900
DOVA|DOVA PHARMACUTCLS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|39806
DOVA|DOVA PHARMACUTCLS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1505
DOVA|DOVA PHARMACUTCLS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|650
DOX|AMDOCS LTD ORD|ALTX|Alternet Securities Inc.|2810
DOX|AMDOCS LTD ORD|ANOS|ABEL/NOSER, L.L.C.|600
DOX|AMDOCS LTD ORD|APCC|Apex Clearing Corporation|42
DOX|AMDOCS LTD ORD|BANK|Primevest Financial Services, Inc.|27
DOX|AMDOCS LTD ORD|BARD|Robert W. Baird & Co. Incorporated|965
DOX|AMDOCS LTD ORD|BATM|CBOE TRADING, INC.|2032
DOX|AMDOCS LTD ORD|BAYC|BAY CREST PARTNERS, LLC|10
DOX|AMDOCS LTD ORD|BAYT|BTIG, LLC|2566
DOX|AMDOCS LTD ORD|BBNT|BB&T SECURITIES, LLC|304
DOX|AMDOCS LTD ORD|BERN|Sanford C. Bernstein & Co., LLC|84660
DOX|AMDOCS LTD ORD|BGCE|BGC Financial Inc.|1351
DOX|AMDOCS LTD ORD|BIDS|BIDS TRADING L.P.|31400
DOX|AMDOCS LTD ORD|BIMI|Banca IMI Securities Corp.|410
DOX|AMDOCS LTD ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2328
DOX|AMDOCS LTD ORD|BMOC|BMO Capital Markets Corp.|100
DOX|AMDOCS LTD ORD|BNPX|BNP PARIBAS SECURITIES CORP.|1102
DOX|AMDOCS LTD ORD|BTIG|BTIG, LLC|31199
DOX|AMDOCS LTD ORD|BYXM|CBOE TRADING, INC.|500
DOX|AMDOCS LTD ORD|BZYD|GOLDMAN SACHS & CO. LLC|1236
DOX|AMDOCS LTD ORD|CABR|Cabrera Capital Markets, Inc.|25
DOX|AMDOCS LTD ORD|CANT|Cantor Fitzgerald & Co.|909
DOX|AMDOCS LTD ORD|CHAS|Charles Schwab & Co., Inc.|9
DOX|AMDOCS LTD ORD|CICF|Canaccord Genuity Corp.|127
DOX|AMDOCS LTD ORD|CIST|Capital Institutional Services, Inc.|2144
DOX|AMDOCS LTD ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84379
DOX|AMDOCS LTD ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5860
DOX|AMDOCS LTD ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4004
DOX|AMDOCS LTD ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|218973
DOX|AMDOCS LTD ORD|CTDL|Citadel Derivatives Group Llc|12009
DOX|AMDOCS LTD ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|28992
DOX|AMDOCS LTD ORD|DADA|D.A. Davidson & Co.|161
DOX|AMDOCS LTD ORD|DBAB|Deutsche Bank Securities Inc.|230454
DOX|AMDOCS LTD ORD|DBAX|Deutsche Bank Securities Inc.|97200
DOX|AMDOCS LTD ORD|DBUL|Deutsche Bank Securities Inc.|3200
DOX|AMDOCS LTD ORD|DEAN|MORGAN STANLEY|3232
DOX|AMDOCS LTD ORD|DEGS|RONIN PROFESSIONAL LLC|300
DOX|AMDOCS LTD ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10364
DOX|AMDOCS LTD ORD|DOTC|Dougherty & Company LLC|500
DOX|AMDOCS LTD ORD|EBXL|EBX LLC|71700
DOX|AMDOCS LTD ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|44140
DOX|AMDOCS LTD ORD|EDJO|Edward D. Jones & Co., L.P.|1529
DOX|AMDOCS LTD ORD|EGAM|CBOE TRADING, INC.|5012
DOX|AMDOCS LTD ORD|EGAW|CBOE TRADING, INC.|49
DOX|AMDOCS LTD ORD|EGMT|EG MARKET TECHNOLOGIES LLC|610
DOX|AMDOCS LTD ORD|EGXM|CBOE TRADING, INC.|1311
DOX|AMDOCS LTD ORD|ETBE|Electronic Transaction Clearing, Inc.|7902
DOX|AMDOCS LTD ORD|ETCC|Electronic Transaction Clearing, Inc.|570
DOX|AMDOCS LTD ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2600
DOX|AMDOCS LTD ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15822
DOX|AMDOCS LTD ORD|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|878
DOX|AMDOCS LTD ORD|ETRS|E*Trade Securities LLC|1297
DOX|AMDOCS LTD ORD|FBCO|Credit Suisse Securities (USA) LLC|471669
DOX|AMDOCS LTD ORD|FBSB|U.S. Bancorp Investments, Inc.|14
DOX|AMDOCS LTD ORD|FILL|Tradestation Securities, Inc.|1242
DOX|AMDOCS LTD ORD|FMAF|NBCN Inc./ CDS|401
DOX|AMDOCS LTD ORD|FMCO|First Manhattan Co|550
DOX|AMDOCS LTD ORD|FOMA|TD AMERITRADE CLEARING, INC.|18849
DOX|AMDOCS LTD ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|379
DOX|AMDOCS LTD ORD|FQLS|Quantlab Securities LP|276743
DOX|AMDOCS LTD ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58018
DOX|AMDOCS LTD ORD|FTBR|Foliofn Investments, Inc.|1310
DOX|AMDOCS LTD ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|1880
DOX|AMDOCS LTD ORD|GLPX|ACS EXECUTION SERVICES, LLC|6925
DOX|AMDOCS LTD ORD|GSCO|GOLDMAN SACHS & CO. LLC|1059320
DOX|AMDOCS LTD ORD|GSCS|GOLDMAN SACHS & CO. LLC|10096
DOX|AMDOCS LTD ORD|GSLT|GOLDMAN SACHS & CO. LLC|2450
DOX|AMDOCS LTD ORD|GTSZ|GTS SECURITIES LLC|146843
DOX|AMDOCS LTD ORD|HRBF|American Enterprise Investment Services Inc.|1868
DOX|AMDOCS LTD ORD|HSBC|HSBC Securities, Inc.|4645
DOX|AMDOCS LTD ORD|IATS|INTERACTIVE BROKERS LLC|1668
DOX|AMDOCS LTD ORD|IBKR|Interactive Brokers Llc|51622
DOX|AMDOCS LTD ORD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4161
DOX|AMDOCS LTD ORD|ICBX|INSTINET, LLC|12500
DOX|AMDOCS LTD ORD|INCA|INSTINET, LLC|372019
DOX|AMDOCS LTD ORD|INJX|INSTINET, LLC|12590
DOX|AMDOCS LTD ORD|ITGI|ITG Inc.|39177
DOX|AMDOCS LTD ORD|ITGP|ITG INC.|35200
DOX|AMDOCS LTD ORD|JANY|Janney Montgomery Scott Inc.|163
DOX|AMDOCS LTD ORD|JEFF|JEFFERIES LLC|98227
DOX|AMDOCS LTD ORD|JMPT|JUMP TRADING, LLC|43417
DOX|AMDOCS LTD ORD|JPBX|J.P. MORGAN SECURITIES LLC|40355
DOX|AMDOCS LTD ORD|JPMX|J.P. Morgan Securities LLC|153302
DOX|AMDOCS LTD ORD|JSJX|JANE STREET CAPITAL LLC|3998
DOX|AMDOCS LTD ORD|KCGM|VIRTU Americas LLC|10881
DOX|AMDOCS LTD ORD|LEHM|Barclays Capital Inc./Le|656571
DOX|AMDOCS LTD ORD|LIME|Lime Brokerage LLC|84732
DOX|AMDOCS LTD ORD|LMGP|LIME BROKERAGE LLC|1730
DOX|AMDOCS LTD ORD|LMNX|LUMINEX TRADING & ANALYTICS LLC|85200
DOX|AMDOCS LTD ORD|LOOP|Loop Capital Markets LLC|700
DOX|AMDOCS LTD ORD|LSCI|Lek Securities Corporation|1904
DOX|AMDOCS LTD ORD|MBTS|ALLY INVEST SECURITIES LLC|501
DOX|AMDOCS LTD ORD|MCMF|Raymond James Ltd. Cds|70
DOX|AMDOCS LTD ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86900
DOX|AMDOCS LTD ORD|MSCO|MORGAN STANLEY & CO. LLC|1594482
DOX|AMDOCS LTD ORD|MSPL|MORGAN STANLEY & CO. LLC|154600
DOX|AMDOCS LTD ORD|MSTX|MORGAN STANLEY & CO. LLC|123900
DOX|AMDOCS LTD ORD|NEUB|NEUBERGER BERMAN BD LLC|555
DOX|AMDOCS LTD ORD|NFSC|National Financial Services LLC|78396
DOX|AMDOCS LTD ORD|NITE|VIRTU Americas LLC|177923
DOX|AMDOCS LTD ORD|NITP|VIRTU Americas LLC|1500
DOX|AMDOCS LTD ORD|NQRB|Brut, LLC|3037
DOX|AMDOCS LTD ORD|OPCO|Oppenheimer & Co. Inc.|10822
DOX|AMDOCS LTD ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1092
DOX|AMDOCS LTD ORD|PDQM|CODA MARKETS, INC.|28614
DOX|AMDOCS LTD ORD|RAJA|Raymond James & Associates, Inc.|18455
DOX|AMDOCS LTD ORD|RBCM|RBC CAPITAL MARKETS, LLC|2105
DOX|AMDOCS LTD ORD|SAGL|SAGETRADER, LLC|1100
DOX|AMDOCS LTD ORD|SAGW|SAGETRADER, LLC|196
DOX|AMDOCS LTD ORD|SBSH|Citigroup Global Markets Inc.|397920
DOX|AMDOCS LTD ORD|SEIC|SEI Investments Distribution Co.|100
DOX|AMDOCS LTD ORD|SGMT|GOLDMAN SACHS & CO. LLC|39591
DOX|AMDOCS LTD ORD|SPDR|SPEEDROUTE LLC|2932
DOX|AMDOCS LTD ORD|STFL|Stifel, Nicolaus & Company, Incorporated|7266
DOX|AMDOCS LTD ORD|SWIM|TD Ameritrade, Inc.|398
DOX|AMDOCS LTD ORD|SWST|Hilltop Securities Inc.|11055
DOX|AMDOCS LTD ORD|TONC|CUTTONE & CO., LLC|2119
DOX|AMDOCS LTD ORD|TRBT|Tradebot Systems, Inc.|168166
DOX|AMDOCS LTD ORD|TRCM|TRC MARKETS LLC|53481
DOX|AMDOCS LTD ORD|TWTT|TASTYWORKS, INC.|400
DOX|AMDOCS LTD ORD|UBSA|UBS SECURITIES LLC|186394
DOX|AMDOCS LTD ORD|UBSS|UBS Securities LLC|636861
DOX|AMDOCS LTD ORD|VALX|VIRTU AMERICAS LLC|4037
DOX|AMDOCS LTD ORD|VGRD|Vanguard Marketing Corporation|626
DOX|AMDOCS LTD ORD|WBLR|WILLIAM BLAIR|159
DOX|AMDOCS LTD ORD|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
DOX|AMDOCS LTD ORD|WCHV|WELLS FARGO SECURITIES, LLC|22780
DOX|AMDOCS LTD ORD|WDNX|WEEDEN & CO.L.P.|5490
DOX|AMDOCS LTD ORD|WEDB|WEDBUSH SECURITIES INC.|15
DOX|AMDOCS LTD ORD|WEED|Weeden & Co.L.P.|6830
DOX|AMDOCS LTD ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|443
DOX|AMDOCS LTD ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1240
DOX|AMDOCS LTD ORD|WGIF|CIBC World Markets Inc.|883
DOX|AMDOCS LTD ORD|WSAG|WALL STREET ACCESS|300
DOX|AMDOCS LTD ORD|WSEA|WOLVERINE SECURITIES, LLC|1873
DOX|AMDOCS LTD ORD|XIST|INSTINET, LLC|20300
DOX|AMDOCS LTD ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1498
DOX|AMDOCS LTD ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|500
DOX|AMDOCS LTD ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|634
DPG|DUFF & PHELPS GLOBAL|ALTX|Alternet Securities Inc.|760
DPG|DUFF & PHELPS GLOBAL|APCC|Apex Clearing Corporation|45
DPG|DUFF & PHELPS GLOBAL|BANK|Primevest Financial Services, Inc.|3
DPG|DUFF & PHELPS GLOBAL|BARD|Robert W. Baird & Co. Incorporated|2043
DPG|DUFF & PHELPS GLOBAL|BATM|CBOE TRADING, INC.|1028
DPG|DUFF & PHELPS GLOBAL|BBNT|BB&T SECURITIES, LLC|1501
DPG|DUFF & PHELPS GLOBAL|BTIG|BTIG, LLC|4113
DPG|DUFF & PHELPS GLOBAL|CHAS|Charles Schwab & Co., Inc.|2
DPG|DUFF & PHELPS GLOBAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
DPG|DUFF & PHELPS GLOBAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
DPG|DUFF & PHELPS GLOBAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
DPG|DUFF & PHELPS GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10758
DPG|DUFF & PHELPS GLOBAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|11718
DPG|DUFF & PHELPS GLOBAL|DADA|D.A. Davidson & Co.|5845
DPG|DUFF & PHELPS GLOBAL|DBAX|Deutsche Bank Securities Inc.|5800
DPG|DUFF & PHELPS GLOBAL|DEAN|MORGAN STANLEY|107547
DPG|DUFF & PHELPS GLOBAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7305
DPG|DUFF & PHELPS GLOBAL|EBXL|EBX LLC|11500
DPG|DUFF & PHELPS GLOBAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3154
DPG|DUFF & PHELPS GLOBAL|EDJO|Edward D. Jones & Co., L.P.|6802
DPG|DUFF & PHELPS GLOBAL|EGAM|CBOE TRADING, INC.|909
DPG|DUFF & PHELPS GLOBAL|EGXM|CBOE TRADING, INC.|1250
DPG|DUFF & PHELPS GLOBAL|ESPO|ESPOSITO SECURITIES, LLC|7724
DPG|DUFF & PHELPS GLOBAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
DPG|DUFF & PHELPS GLOBAL|ETRS|E*Trade Securities LLC|15506
DPG|DUFF & PHELPS GLOBAL|FINX|FINTECH SECURITIES|500
DPG|DUFF & PHELPS GLOBAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5419
DPG|DUFF & PHELPS GLOBAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18255
DPG|DUFF & PHELPS GLOBAL|FTBR|Foliofn Investments, Inc.|295
DPG|DUFF & PHELPS GLOBAL|GLPX|ACS EXECUTION SERVICES, LLC|100
DPG|DUFF & PHELPS GLOBAL|GSCO|GOLDMAN SACHS & CO. LLC|8079
DPG|DUFF & PHELPS GLOBAL|GSCS|GOLDMAN SACHS & CO. LLC|400
DPG|DUFF & PHELPS GLOBAL|GTSZ|GTS SECURITIES LLC|700
DPG|DUFF & PHELPS GLOBAL|HRBF|American Enterprise Investment Services Inc.|16921
DPG|DUFF & PHELPS GLOBAL|IATS|INTERACTIVE BROKERS LLC|11502
DPG|DUFF & PHELPS GLOBAL|IBKR|Interactive Brokers Llc|16160
DPG|DUFF & PHELPS GLOBAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12908
DPG|DUFF & PHELPS GLOBAL|ICBX|INSTINET, LLC|200
DPG|DUFF & PHELPS GLOBAL|INCA|INSTINET, LLC|3703
DPG|DUFF & PHELPS GLOBAL|ISLL|INLET SECURITIES, LLC|125
DPG|DUFF & PHELPS GLOBAL|ITGI|ITG Inc.|1379
DPG|DUFF & PHELPS GLOBAL|ITGP|ITG INC.|13200
DPG|DUFF & PHELPS GLOBAL|JANY|Janney Montgomery Scott Inc.|5412
DPG|DUFF & PHELPS GLOBAL|JEFF|JEFFERIES LLC|795
DPG|DUFF & PHELPS GLOBAL|JMPT|JUMP TRADING, LLC|199
DPG|DUFF & PHELPS GLOBAL|JPMX|J.P. Morgan Securities LLC|3600
DPG|DUFF & PHELPS GLOBAL|JSJX|JANE STREET CAPITAL LLC|800
DPG|DUFF & PHELPS GLOBAL|KCGM|VIRTU Americas LLC|4772
DPG|DUFF & PHELPS GLOBAL|LEHM|Barclays Capital Inc./Le|9200
DPG|DUFF & PHELPS GLOBAL|LIME|Lime Brokerage LLC|897
DPG|DUFF & PHELPS GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DPG|DUFF & PHELPS GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|166980
DPG|DUFF & PHELPS GLOBAL|MSPL|MORGAN STANLEY & CO. LLC|1500
DPG|DUFF & PHELPS GLOBAL|NATL|National Securities Corporation|1000
DPG|DUFF & PHELPS GLOBAL|NFSC|National Financial Services LLC|81987
DPG|DUFF & PHELPS GLOBAL|NITE|VIRTU Americas LLC|326042
DPG|DUFF & PHELPS GLOBAL|NQRB|Brut, LLC|420
DPG|DUFF & PHELPS GLOBAL|NTRC|Northern Trust Securities, Inc.|1000
DPG|DUFF & PHELPS GLOBAL|OPCO|Oppenheimer & Co. Inc.|3353
DPG|DUFF & PHELPS GLOBAL|PDQM|CODA MARKETS, INC.|1020
DPG|DUFF & PHELPS GLOBAL|PWJC|UBS Financial Services, Inc.|19341
DPG|DUFF & PHELPS GLOBAL|RBCM|RBC CAPITAL MARKETS, LLC|45598
DPG|DUFF & PHELPS GLOBAL|SAGL|SAGETRADER, LLC|200
DPG|DUFF & PHELPS GLOBAL|SALI|INTL FCSTONE FINANCIAL INC.|1830
DPG|DUFF & PHELPS GLOBAL|SBRX|MURIEL SIEBERT & CO INC|4429
DPG|DUFF & PHELPS GLOBAL|SBSH|Citigroup Global Markets Inc.|76495
DPG|DUFF & PHELPS GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|4290
DPG|DUFF & PHELPS GLOBAL|SPDR|SPEEDROUTE LLC|300
DPG|DUFF & PHELPS GLOBAL|STFL|Stifel, Nicolaus & Company, Incorporated|7696
DPG|DUFF & PHELPS GLOBAL|SWIM|TD Ameritrade, Inc.|5360
DPG|DUFF & PHELPS GLOBAL|SWST|Hilltop Securities Inc.|3475
DPG|DUFF & PHELPS GLOBAL|TKNG|ALLY INVEST SECURITIES LLC|476
DPG|DUFF & PHELPS GLOBAL|TRBT|Tradebot Systems, Inc.|1224
DPG|DUFF & PHELPS GLOBAL|UBSA|UBS SECURITIES LLC|27941
DPG|DUFF & PHELPS GLOBAL|UBSS|UBS Securities LLC|161136
DPG|DUFF & PHELPS GLOBAL|VALX|VIRTU AMERICAS LLC|651
DPG|DUFF & PHELPS GLOBAL|VGRD|Vanguard Marketing Corporation|51592
DPG|DUFF & PHELPS GLOBAL|WCHV|WELLS FARGO SECURITIES, LLC|198002
DPG|DUFF & PHELPS GLOBAL|WEDB|WEDBUSH SECURITIES INC.|8000
DPG|DUFF & PHELPS GLOBAL|WEED|Weeden & Co.L.P.|57142
DPG|DUFF & PHELPS GLOBAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|593
DPG|DUFF & PHELPS GLOBAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|70999
DPG|DUFF & PHELPS GLOBAL|WSEA|WOLVERINE SECURITIES, LLC|3277
DPG|DUFF & PHELPS GLOBAL|XPQR|Jump Trading|400
DPG|DUFF & PHELPS GLOBAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|5678
DPG|DUFF & PHELPS GLOBAL|YKNA|COMHAR CAPITAL MARKETS, LLC|200
DPG|DUFF & PHELPS GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4753
DPK|DEVELOPED MKTS BEAR3|APCC|Apex Clearing Corporation|12
DPK|DEVELOPED MKTS BEAR3|CHAS|Charles Schwab & Co., Inc.|24186
DPK|DEVELOPED MKTS BEAR3|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4631
DPK|DEVELOPED MKTS BEAR3|DBAX|Deutsche Bank Securities Inc.|1500
DPK|DEVELOPED MKTS BEAR3|EBXL|EBX LLC|3600
DPK|DEVELOPED MKTS BEAR3|ETRS|E*Trade Securities LLC|2366
DPK|DEVELOPED MKTS BEAR3|FILL|Tradestation Securities, Inc.|260
DPK|DEVELOPED MKTS BEAR3|FTBR|Foliofn Investments, Inc.|231
DPK|DEVELOPED MKTS BEAR3|GLIS|TD Securities Inc|240
DPK|DEVELOPED MKTS BEAR3|GSLT|GOLDMAN SACHS & CO. LLC|300
DPK|DEVELOPED MKTS BEAR3|GTSZ|GTS SECURITIES LLC|600
DPK|DEVELOPED MKTS BEAR3|IATS|INTERACTIVE BROKERS LLC|10
DPK|DEVELOPED MKTS BEAR3|IBKR|Interactive Brokers Llc|552
DPK|DEVELOPED MKTS BEAR3|ICBX|INSTINET, LLC|3136
DPK|DEVELOPED MKTS BEAR3|JPMX|J.P. Morgan Securities LLC|3690
DPK|DEVELOPED MKTS BEAR3|JSJX|JANE STREET CAPITAL LLC|2321
DPK|DEVELOPED MKTS BEAR3|KCGM|VIRTU Americas LLC|7282
DPK|DEVELOPED MKTS BEAR3|LEHM|Barclays Capital Inc./Le|7000
DPK|DEVELOPED MKTS BEAR3|LIME|Lime Brokerage LLC|3444
DPK|DEVELOPED MKTS BEAR3|LIWM|LIME BROKERAGE LLC|1229
DPK|DEVELOPED MKTS BEAR3|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4072
DPK|DEVELOPED MKTS BEAR3|MOTF|MOTIF INVESTING, INC.|1
DPK|DEVELOPED MKTS BEAR3|MSCO|MORGAN STANLEY & CO. LLC|110
DPK|DEVELOPED MKTS BEAR3|MSPL|MORGAN STANLEY & CO. LLC|2200
DPK|DEVELOPED MKTS BEAR3|NFSC|National Financial Services LLC|21056
DPK|DEVELOPED MKTS BEAR3|NITE|VIRTU Americas LLC|15683
DPK|DEVELOPED MKTS BEAR3|SGMT|GOLDMAN SACHS & CO. LLC|3923
DPK|DEVELOPED MKTS BEAR3|SWIM|TD Ameritrade, Inc.|4089
DPK|DEVELOPED MKTS BEAR3|TKNG|ALLY INVEST SECURITIES LLC|1290
DPK|DEVELOPED MKTS BEAR3|UBSA|UBS SECURITIES LLC|7408
DPK|DEVELOPED MKTS BEAR3|UBSS|UBS Securities LLC|8206
DPK|DEVELOPED MKTS BEAR3|VALX|VIRTU AMERICAS LLC|13
DPK|DEVELOPED MKTS BEAR3|VGRD|Vanguard Marketing Corporation|226
DPK|DEVELOPED MKTS BEAR3|WEXX|WOLVERINE EXECUTION SERVICES, LLC|106
DPK|DEVELOPED MKTS BEAR3|WSEA|WOLVERINE SECURITIES, LLC|907
DPLO|DIPLOMAT PHARMACY|ALTX|Alternet Securities Inc.|54683
DPLO|DIPLOMAT PHARMACY|APCC|Apex Clearing Corporation|606
DPLO|DIPLOMAT PHARMACY|AQUA|AQUA SECURITIES L.P.|8900
DPLO|DIPLOMAT PHARMACY|BANK|Primevest Financial Services, Inc.|200
DPLO|DIPLOMAT PHARMACY|BARD|Robert W. Baird & Co. Incorporated|1411601
DPLO|DIPLOMAT PHARMACY|BATM|CBOE TRADING, INC.|6092
DPLO|DIPLOMAT PHARMACY|BAYT|BTIG, LLC|400
DPLO|DIPLOMAT PHARMACY|BBNT|BB&T SECURITIES, LLC|375
DPLO|DIPLOMAT PHARMACY|BERN|Sanford C. Bernstein & Co., LLC|71863
DPLO|DIPLOMAT PHARMACY|BIDS|BIDS TRADING L.P.|11400
DPLO|DIPLOMAT PHARMACY|BIMI|Banca IMI Securities Corp.|100
DPLO|DIPLOMAT PHARMACY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1804
DPLO|DIPLOMAT PHARMACY|BLKX|INSTINET, LLC|61900
DPLO|DIPLOMAT PHARMACY|BNPX|BNP PARIBAS SECURITIES CORP.|8090
DPLO|DIPLOMAT PHARMACY|BRVL|BLAYLOCK VAN, LLC|1000
DPLO|DIPLOMAT PHARMACY|BTIG|BTIG, LLC|7258
DPLO|DIPLOMAT PHARMACY|BYXM|CBOE TRADING, INC.|1423
DPLO|DIPLOMAT PHARMACY|BZYD|GOLDMAN SACHS & CO. LLC|1199
DPLO|DIPLOMAT PHARMACY|CANT|Cantor Fitzgerald & Co.|200
DPLO|DIPLOMAT PHARMACY|CHAS|Charles Schwab & Co., Inc.|180
DPLO|DIPLOMAT PHARMACY|CIST|Capital Institutional Services, Inc.|3365
DPLO|DIPLOMAT PHARMACY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|217502
DPLO|DIPLOMAT PHARMACY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10535
DPLO|DIPLOMAT PHARMACY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
DPLO|DIPLOMAT PHARMACY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|442471
DPLO|DIPLOMAT PHARMACY|CTDL|Citadel Derivatives Group Llc|42522
DPLO|DIPLOMAT PHARMACY|CTLR|CUTLER GROUP, LP|2387
DPLO|DIPLOMAT PHARMACY|CXCX|CITIGROUP GLOBAL MARKETS INC.|54780
DPLO|DIPLOMAT PHARMACY|DADA|D.A. Davidson & Co.|253
DPLO|DIPLOMAT PHARMACY|DBAB|Deutsche Bank Securities Inc.|169518
DPLO|DIPLOMAT PHARMACY|DBAX|Deutsche Bank Securities Inc.|272500
DPLO|DIPLOMAT PHARMACY|DBUL|Deutsche Bank Securities Inc.|1700
DPLO|DIPLOMAT PHARMACY|DEAN|MORGAN STANLEY|2500
DPLO|DIPLOMAT PHARMACY|DEGS|RONIN PROFESSIONAL LLC|1519
DPLO|DIPLOMAT PHARMACY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
DPLO|DIPLOMAT PHARMACY|EBXL|EBX LLC|197800
DPLO|DIPLOMAT PHARMACY|ECUT|CONVERGEX EXECUTION SOLUTIONS|63177
DPLO|DIPLOMAT PHARMACY|EDJO|Edward D. Jones & Co., L.P.|440
DPLO|DIPLOMAT PHARMACY|EGAM|CBOE TRADING, INC.|23374
DPLO|DIPLOMAT PHARMACY|EGAW|CBOE TRADING, INC.|500
DPLO|DIPLOMAT PHARMACY|EGMT|EG MARKET TECHNOLOGIES LLC|618
DPLO|DIPLOMAT PHARMACY|EGXM|CBOE TRADING, INC.|5994
DPLO|DIPLOMAT PHARMACY|EGXW|CBOE TRADING, INC.|300
DPLO|DIPLOMAT PHARMACY|ETBE|Electronic Transaction Clearing, Inc.|13985
DPLO|DIPLOMAT PHARMACY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|11972
DPLO|DIPLOMAT PHARMACY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
DPLO|DIPLOMAT PHARMACY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14960
DPLO|DIPLOMAT PHARMACY|ETRS|E*Trade Securities LLC|27703
DPLO|DIPLOMAT PHARMACY|FBSB|U.S. Bancorp Investments, Inc.|15
DPLO|DIPLOMAT PHARMACY|FILL|Tradestation Securities, Inc.|4974
DPLO|DIPLOMAT PHARMACY|FMAF|NBCN Inc./ CDS|350
DPLO|DIPLOMAT PHARMACY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32105
DPLO|DIPLOMAT PHARMACY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|173003
DPLO|DIPLOMAT PHARMACY|FTBR|Foliofn Investments, Inc.|23872
DPLO|DIPLOMAT PHARMACY|GLIS|TD Securities Inc|1184
DPLO|DIPLOMAT PHARMACY|GLPX|ACS EXECUTION SERVICES, LLC|32903
DPLO|DIPLOMAT PHARMACY|GSCO|GOLDMAN SACHS & CO. LLC|420010
DPLO|DIPLOMAT PHARMACY|GSCS|GOLDMAN SACHS & CO. LLC|3200
DPLO|DIPLOMAT PHARMACY|GSLT|GOLDMAN SACHS & CO. LLC|3771
DPLO|DIPLOMAT PHARMACY|GTSZ|GTS SECURITIES LLC|48998
DPLO|DIPLOMAT PHARMACY|HRBF|American Enterprise Investment Services Inc.|3075
DPLO|DIPLOMAT PHARMACY|HSBC|HSBC Securities, Inc.|723
DPLO|DIPLOMAT PHARMACY|IATS|INTERACTIVE BROKERS LLC|12255
DPLO|DIPLOMAT PHARMACY|IBKR|Interactive Brokers Llc|6752
DPLO|DIPLOMAT PHARMACY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
DPLO|DIPLOMAT PHARMACY|ICBX|INSTINET, LLC|38717
DPLO|DIPLOMAT PHARMACY|IEQY|CITADEL SECURITIES LLC|22119
DPLO|DIPLOMAT PHARMACY|INCA|INSTINET, LLC|152401
DPLO|DIPLOMAT PHARMACY|INJX|INSTINET, LLC|1502
DPLO|DIPLOMAT PHARMACY|ITGI|ITG Inc.|55738
DPLO|DIPLOMAT PHARMACY|ITGP|ITG INC.|128800
DPLO|DIPLOMAT PHARMACY|JEFF|JEFFERIES LLC|70385
DPLO|DIPLOMAT PHARMACY|JMPT|JUMP TRADING, LLC|48988
DPLO|DIPLOMAT PHARMACY|JPBX|J.P. MORGAN SECURITIES LLC|43965
DPLO|DIPLOMAT PHARMACY|JPMX|J.P. Morgan Securities LLC|697397
DPLO|DIPLOMAT PHARMACY|JSJX|JANE STREET CAPITAL LLC|5359
DPLO|DIPLOMAT PHARMACY|KCGM|VIRTU Americas LLC|57549
DPLO|DIPLOMAT PHARMACY|KING|C. L. King & Associates, Inc.|11200
DPLO|DIPLOMAT PHARMACY|LEHM|Barclays Capital Inc./Le|398567
DPLO|DIPLOMAT PHARMACY|LIME|Lime Brokerage LLC|22847
DPLO|DIPLOMAT PHARMACY|LMNX|LUMINEX TRADING & ANALYTICS LLC|108776
DPLO|DIPLOMAT PHARMACY|LOOP|Loop Capital Markets LLC|200
DPLO|DIPLOMAT PHARMACY|LQNA|LIQUIDNET, INC.|33700
DPLO|DIPLOMAT PHARMACY|LQNB|LIQUIDNET, INC.|10700
DPLO|DIPLOMAT PHARMACY|LSCI|Lek Securities Corporation|4
DPLO|DIPLOMAT PHARMACY|MACQ|Macquarie Capital (USA) Inc.|7288
DPLO|DIPLOMAT PHARMACY|MAVB|Great Point Capital LLC|400
DPLO|DIPLOMAT PHARMACY|MAXM|Maxim Group LLC|5515
DPLO|DIPLOMAT PHARMACY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|127432
DPLO|DIPLOMAT PHARMACY|MOTF|MOTIF INVESTING, INC.|1
DPLO|DIPLOMAT PHARMACY|MSCO|MORGAN STANLEY & CO. LLC|874623
DPLO|DIPLOMAT PHARMACY|MSPL|MORGAN STANLEY & CO. LLC|332100
DPLO|DIPLOMAT PHARMACY|MSTX|MORGAN STANLEY & CO. LLC|136000
DPLO|DIPLOMAT PHARMACY|NFSC|National Financial Services LLC|150347
DPLO|DIPLOMAT PHARMACY|NITE|VIRTU Americas LLC|315995
DPLO|DIPLOMAT PHARMACY|NQRB|Brut, LLC|23031
DPLO|DIPLOMAT PHARMACY|NTRC|Northern Trust Securities, Inc.|1343
DPLO|DIPLOMAT PHARMACY|OPCO|Oppenheimer & Co. Inc.|1802
DPLO|DIPLOMAT PHARMACY|PDQM|CODA MARKETS, INC.|90580
DPLO|DIPLOMAT PHARMACY|PHLY|NASDAQ Execution Services, LLC|200
DPLO|DIPLOMAT PHARMACY|PIPR|Piper Jaffray & Co.|557
DPLO|DIPLOMAT PHARMACY|PNSR|Penserra Securities, LLC|7800
DPLO|DIPLOMAT PHARMACY|PWJC|UBS Financial Services, Inc.|1300
DPLO|DIPLOMAT PHARMACY|QMSR|QUATTRO M SECURITIES INC.|200
DPLO|DIPLOMAT PHARMACY|RBCM|RBC CAPITAL MARKETS, LLC|228
DPLO|DIPLOMAT PHARMACY|SAGL|SAGETRADER, LLC|25607
DPLO|DIPLOMAT PHARMACY|SAGW|SAGETRADER, LLC|337
DPLO|DIPLOMAT PHARMACY|SBSH|Citigroup Global Markets Inc.|44433
DPLO|DIPLOMAT PHARMACY|SGMT|GOLDMAN SACHS & CO. LLC|130327
DPLO|DIPLOMAT PHARMACY|SPDR|SPEEDROUTE LLC|8640
DPLO|DIPLOMAT PHARMACY|STFL|Stifel, Nicolaus & Company, Incorporated|21031
DPLO|DIPLOMAT PHARMACY|STRS|STRATEGAS RESEARCH PARTNERS|7032
DPLO|DIPLOMAT PHARMACY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3809
DPLO|DIPLOMAT PHARMACY|SWIM|TD Ameritrade, Inc.|67060
DPLO|DIPLOMAT PHARMACY|SWST|Hilltop Securities Inc.|2582
DPLO|DIPLOMAT PHARMACY|TKNG|ALLY INVEST SECURITIES LLC|2876
DPLO|DIPLOMAT PHARMACY|TMBR|Timber Hill LLC|100
DPLO|DIPLOMAT PHARMACY|TRBT|Tradebot Systems, Inc.|131263
DPLO|DIPLOMAT PHARMACY|TRCM|TRC MARKETS LLC|33256
DPLO|DIPLOMAT PHARMACY|UBSA|UBS SECURITIES LLC|392226
DPLO|DIPLOMAT PHARMACY|UBSS|UBS Securities LLC|464064
DPLO|DIPLOMAT PHARMACY|VALX|VIRTU AMERICAS LLC|9689
DPLO|DIPLOMAT PHARMACY|VGRD|Vanguard Marketing Corporation|4127
DPLO|DIPLOMAT PHARMACY|VNDM|Wall Street Access|11461
DPLO|DIPLOMAT PHARMACY|VNDS|VANDHAM SECURITIES CORP|12520
DPLO|DIPLOMAT PHARMACY|WABR|Wall Street Access|19002
DPLO|DIPLOMAT PHARMACY|WBLR|WILLIAM BLAIR|24316
DPLO|DIPLOMAT PHARMACY|WBPX|SUMMIT SECURITIES GROUP, LLC|400
DPLO|DIPLOMAT PHARMACY|WCHV|WELLS FARGO SECURITIES, LLC|524688
DPLO|DIPLOMAT PHARMACY|WDNX|WEEDEN & CO.L.P.|1400
DPLO|DIPLOMAT PHARMACY|WEDB|WEDBUSH SECURITIES INC.|2546
DPLO|DIPLOMAT PHARMACY|WEED|Weeden & Co.L.P.|7148
DPLO|DIPLOMAT PHARMACY|WESC|Wellington Shields & Co., LLC|1000
DPLO|DIPLOMAT PHARMACY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|411
DPLO|DIPLOMAT PHARMACY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|146
DPLO|DIPLOMAT PHARMACY|WFPB|Wells Fargo Securities, LLC.|1200
DPLO|DIPLOMAT PHARMACY|WGIF|CIBC World Markets Inc.|400
DPLO|DIPLOMAT PHARMACY|WSEA|WOLVERINE SECURITIES, LLC|755
DPLO|DIPLOMAT PHARMACY|XIST|INSTINET, LLC|94466
DPLO|DIPLOMAT PHARMACY|XPQR|Jump Trading|1759
DPLO|DIPLOMAT PHARMACY|XSTM|NATIONAL FINANCIAL SERVICES LLC|45700
DPLO|DIPLOMAT PHARMACY|YKNA|COMHAR CAPITAL MARKETS, LLC|11273
DPLO|DIPLOMAT PHARMACY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2258
DPS|DR PEPPER SNAPPLE GP|ABLE|NATIXIS Securities Americas LLC|45064
DPS|DR PEPPER SNAPPLE GP|ADAM|CANACCORD GENUITY INC.|1955
DPS|DR PEPPER SNAPPLE GP|ALTX|Alternet Securities Inc.|75143
DPS|DR PEPPER SNAPPLE GP|ANOS|ABEL/NOSER, L.L.C.|68
DPS|DR PEPPER SNAPPLE GP|APCC|Apex Clearing Corporation|2098
DPS|DR PEPPER SNAPPLE GP|BALE|M&T SECURITIES, INC.|1632
DPS|DR PEPPER SNAPPLE GP|BANK|Primevest Financial Services, Inc.|9
DPS|DR PEPPER SNAPPLE GP|BARD|Robert W. Baird & Co. Incorporated|5943
DPS|DR PEPPER SNAPPLE GP|BATM|CBOE TRADING, INC.|20664
DPS|DR PEPPER SNAPPLE GP|BAYC|BAY CREST PARTNERS, LLC|9496
DPS|DR PEPPER SNAPPLE GP|BAYT|BTIG, LLC|200
DPS|DR PEPPER SNAPPLE GP|BBNT|BB&T SECURITIES, LLC|1598
DPS|DR PEPPER SNAPPLE GP|BERN|Sanford C. Bernstein & Co., LLC|215990
DPS|DR PEPPER SNAPPLE GP|BIAD|SAGETRADER, LLC|1070
DPS|DR PEPPER SNAPPLE GP|BIDS|BIDS TRADING L.P.|133500
DPS|DR PEPPER SNAPPLE GP|BIMI|Banca IMI Securities Corp.|936
DPS|DR PEPPER SNAPPLE GP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5353
DPS|DR PEPPER SNAPPLE GP|BLKX|INSTINET, LLC|393241
DPS|DR PEPPER SNAPPLE GP|BNPX|BNP PARIBAS SECURITIES CORP.|800818
DPS|DR PEPPER SNAPPLE GP|BTIG|BTIG, LLC|33935
DPS|DR PEPPER SNAPPLE GP|BYXM|CBOE TRADING, INC.|4292
DPS|DR PEPPER SNAPPLE GP|BZYD|GOLDMAN SACHS & CO. LLC|200
DPS|DR PEPPER SNAPPLE GP|CANT|Cantor Fitzgerald & Co.|362
DPS|DR PEPPER SNAPPLE GP|CBLC|CITIGROUP GLOBAL MARKETS INC.|100000
DPS|DR PEPPER SNAPPLE GP|CHAS|Charles Schwab & Co., Inc.|3096
DPS|DR PEPPER SNAPPLE GP|CHDN|CHARDAN CAPITAL MARKETS LLC|3352
DPS|DR PEPPER SNAPPLE GP|CHLC|CHURCHILL CAPITAL USA, INC.|4900
DPS|DR PEPPER SNAPPLE GP|CIBP|CIBC World Markets Corp.|43030
DPS|DR PEPPER SNAPPLE GP|CIST|Capital Institutional Services, Inc.|7062
DPS|DR PEPPER SNAPPLE GP|CNFR|Cowen Prime Services LLC|600
DPS|DR PEPPER SNAPPLE GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102753
DPS|DR PEPPER SNAPPLE GP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22430
DPS|DR PEPPER SNAPPLE GP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14736
DPS|DR PEPPER SNAPPLE GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|943695
DPS|DR PEPPER SNAPPLE GP|CTDL|Citadel Derivatives Group Llc|7944
DPS|DR PEPPER SNAPPLE GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|81456
DPS|DR PEPPER SNAPPLE GP|DADA|D.A. Davidson & Co.|4
DPS|DR PEPPER SNAPPLE GP|DBAB|Deutsche Bank Securities Inc.|6148496
DPS|DR PEPPER SNAPPLE GP|DBAX|Deutsche Bank Securities Inc.|625700
DPS|DR PEPPER SNAPPLE GP|DCHF|Dart Executions, LLC|6064
DPS|DR PEPPER SNAPPLE GP|DEAN|MORGAN STANLEY|29116
DPS|DR PEPPER SNAPPLE GP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|92193
DPS|DR PEPPER SNAPPLE GP|DRWK|DRW SECURITIES, L.L.C.|23110
DPS|DR PEPPER SNAPPLE GP|EBXL|EBX LLC|560900
DPS|DR PEPPER SNAPPLE GP|ECUT|CONVERGEX EXECUTION SOLUTIONS|27807
DPS|DR PEPPER SNAPPLE GP|EDJO|Edward D. Jones & Co., L.P.|9127
DPS|DR PEPPER SNAPPLE GP|EGAM|CBOE TRADING, INC.|120020
DPS|DR PEPPER SNAPPLE GP|EGAW|CBOE TRADING, INC.|1354
DPS|DR PEPPER SNAPPLE GP|EGMT|EG MARKET TECHNOLOGIES LLC|2690
DPS|DR PEPPER SNAPPLE GP|EGXM|CBOE TRADING, INC.|13028
DPS|DR PEPPER SNAPPLE GP|EGXW|CBOE TRADING, INC.|440
DPS|DR PEPPER SNAPPLE GP|EROP|Eroom Securities L.L.C.|8660
DPS|DR PEPPER SNAPPLE GP|ETBE|Electronic Transaction Clearing, Inc.|54722
DPS|DR PEPPER SNAPPLE GP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|900
DPS|DR PEPPER SNAPPLE GP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
DPS|DR PEPPER SNAPPLE GP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13802
DPS|DR PEPPER SNAPPLE GP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
DPS|DR PEPPER SNAPPLE GP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|23578
DPS|DR PEPPER SNAPPLE GP|ETRS|E*Trade Securities LLC|12495
DPS|DR PEPPER SNAPPLE GP|FBSB|U.S. Bancorp Investments, Inc.|950
DPS|DR PEPPER SNAPPLE GP|FILL|Tradestation Securities, Inc.|209
DPS|DR PEPPER SNAPPLE GP|FINX|FINTECH SECURITIES|2040
DPS|DR PEPPER SNAPPLE GP|FMAF|NBCN Inc./ CDS|926
DPS|DR PEPPER SNAPPLE GP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29434
DPS|DR PEPPER SNAPPLE GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103793
DPS|DR PEPPER SNAPPLE GP|FTBR|Foliofn Investments, Inc.|610
DPS|DR PEPPER SNAPPLE GP|GEBB|GLOBAL EXECUTION BROKERS, LP|50210
DPS|DR PEPPER SNAPPLE GP|GLPX|ACS EXECUTION SERVICES, LLC|497872
DPS|DR PEPPER SNAPPLE GP|GSCO|GOLDMAN SACHS & CO. LLC|6301376
DPS|DR PEPPER SNAPPLE GP|GSCS|GOLDMAN SACHS & CO. LLC|275524
DPS|DR PEPPER SNAPPLE GP|GSLT|GOLDMAN SACHS & CO. LLC|117209
DPS|DR PEPPER SNAPPLE GP|GTSZ|GTS SECURITIES LLC|159242
DPS|DR PEPPER SNAPPLE GP|HRBF|American Enterprise Investment Services Inc.|3196
DPS|DR PEPPER SNAPPLE GP|HSBC|HSBC Securities, Inc.|5608
DPS|DR PEPPER SNAPPLE GP|IATS|INTERACTIVE BROKERS LLC|20068
DPS|DR PEPPER SNAPPLE GP|IBKR|Interactive Brokers Llc|96661
DPS|DR PEPPER SNAPPLE GP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|724
DPS|DR PEPPER SNAPPLE GP|ICBX|INSTINET, LLC|376626
DPS|DR PEPPER SNAPPLE GP|IEQY|CITADEL SECURITIES LLC|481504
DPS|DR PEPPER SNAPPLE GP|INCA|INSTINET, LLC|1433057
DPS|DR PEPPER SNAPPLE GP|INJX|INSTINET, LLC|13509
DPS|DR PEPPER SNAPPLE GP|ITGI|ITG Inc.|107256
DPS|DR PEPPER SNAPPLE GP|ITGP|ITG INC.|423000
DPS|DR PEPPER SNAPPLE GP|JANY|Janney Montgomery Scott Inc.|2202
DPS|DR PEPPER SNAPPLE GP|JEFF|JEFFERIES LLC|232165
DPS|DR PEPPER SNAPPLE GP|JMPT|JUMP TRADING, LLC|78325
DPS|DR PEPPER SNAPPLE GP|JONE|JonesTrading|887
DPS|DR PEPPER SNAPPLE GP|JPBX|J.P. MORGAN SECURITIES LLC|59282
DPS|DR PEPPER SNAPPLE GP|JPMX|J.P. Morgan Securities LLC|2342246
DPS|DR PEPPER SNAPPLE GP|JSJX|JANE STREET CAPITAL LLC|27999
DPS|DR PEPPER SNAPPLE GP|KCGM|VIRTU Americas LLC|227554
DPS|DR PEPPER SNAPPLE GP|LEHM|Barclays Capital Inc./Le|2373114
DPS|DR PEPPER SNAPPLE GP|LIME|Lime Brokerage LLC|52799
DPS|DR PEPPER SNAPPLE GP|LMNX|LUMINEX TRADING & ANALYTICS LLC|299200
DPS|DR PEPPER SNAPPLE GP|LOOP|Loop Capital Markets LLC|60051
DPS|DR PEPPER SNAPPLE GP|LQNA|LIQUIDNET, INC.|164800
DPS|DR PEPPER SNAPPLE GP|LQNB|LIQUIDNET, INC.|131700
DPS|DR PEPPER SNAPPLE GP|LSCI|Lek Securities Corporation|12936
DPS|DR PEPPER SNAPPLE GP|LVMR|LIVERMORE TRADING GROUP, INC.|1700
DPS|DR PEPPER SNAPPLE GP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
DPS|DR PEPPER SNAPPLE GP|MACC|Mid Atlantic Capital Corporation|75
DPS|DR PEPPER SNAPPLE GP|MAXM|Maxim Group LLC|10614
DPS|DR PEPPER SNAPPLE GP|MBTS|ALLY INVEST SECURITIES LLC|128
DPS|DR PEPPER SNAPPLE GP|MCMF|Raymond James Ltd. Cds|634
DPS|DR PEPPER SNAPPLE GP|MKMP|MKM Partners LLC|1
DPS|DR PEPPER SNAPPLE GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|928429
DPS|DR PEPPER SNAPPLE GP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3730
DPS|DR PEPPER SNAPPLE GP|MNDX|TJM Investments, LLC|8141
DPS|DR PEPPER SNAPPLE GP|MOTF|MOTIF INVESTING, INC.|22
DPS|DR PEPPER SNAPPLE GP|MSCO|MORGAN STANLEY & CO. LLC|6499930
DPS|DR PEPPER SNAPPLE GP|MSPL|MORGAN STANLEY & CO. LLC|584700
DPS|DR PEPPER SNAPPLE GP|MSTX|MORGAN STANLEY & CO. LLC|64700
DPS|DR PEPPER SNAPPLE GP|NBCS|NBC Securities, INC.|100
DPS|DR PEPPER SNAPPLE GP|NEED|Needham & Company, LLC|720
DPS|DR PEPPER SNAPPLE GP|NEUB|NEUBERGER BERMAN BD LLC|150
DPS|DR PEPPER SNAPPLE GP|NFSC|National Financial Services LLC|152829
DPS|DR PEPPER SNAPPLE GP|NITE|VIRTU Americas LLC|314486
DPS|DR PEPPER SNAPPLE GP|NITP|VIRTU Americas LLC|200
DPS|DR PEPPER SNAPPLE GP|NQRB|Brut, LLC|27845
DPS|DR PEPPER SNAPPLE GP|NTRC|Northern Trust Securities, Inc.|3970
DPS|DR PEPPER SNAPPLE GP|OPCO|Oppenheimer & Co. Inc.|40
DPS|DR PEPPER SNAPPLE GP|PDQM|CODA MARKETS, INC.|929229
DPS|DR PEPPER SNAPPLE GP|PICT|Pictet Overseas Inc.|2314
DPS|DR PEPPER SNAPPLE GP|PWJC|UBS Financial Services, Inc.|244
DPS|DR PEPPER SNAPPLE GP|QMSR|QUATTRO M SECURITIES INC.|4945
DPS|DR PEPPER SNAPPLE GP|RBCM|RBC CAPITAL MARKETS, LLC|7835
DPS|DR PEPPER SNAPPLE GP|SAGL|SAGETRADER, LLC|113482
DPS|DR PEPPER SNAPPLE GP|SAGW|SAGETRADER, LLC|100
DPS|DR PEPPER SNAPPLE GP|SBSH|Citigroup Global Markets Inc.|216840
DPS|DR PEPPER SNAPPLE GP|SEIC|SEI Investments Distribution Co.|800
DPS|DR PEPPER SNAPPLE GP|SGMT|GOLDMAN SACHS & CO. LLC|815577
DPS|DR PEPPER SNAPPLE GP|SIBO|Prime Executions, Inc.|21416
DPS|DR PEPPER SNAPPLE GP|SPDR|SPEEDROUTE LLC|129223
DPS|DR PEPPER SNAPPLE GP|STFL|Stifel, Nicolaus & Company, Incorporated|72348
DPS|DR PEPPER SNAPPLE GP|STKP|STOCKPILE INVESTMENTS, INC.|120
DPS|DR PEPPER SNAPPLE GP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4537
DPS|DR PEPPER SNAPPLE GP|SWIM|TD Ameritrade, Inc.|9180
DPS|DR PEPPER SNAPPLE GP|SWST|Hilltop Securities Inc.|15455
DPS|DR PEPPER SNAPPLE GP|TRBT|Tradebot Systems, Inc.|311946
DPS|DR PEPPER SNAPPLE GP|TRCM|TRC MARKETS LLC|202994
DPS|DR PEPPER SNAPPLE GP|UBSA|UBS SECURITIES LLC|2833319
DPS|DR PEPPER SNAPPLE GP|UBSS|UBS Securities LLC|3661761
DPS|DR PEPPER SNAPPLE GP|UFPA|UNITED FIRST PARTNERS LLC|51588
DPS|DR PEPPER SNAPPLE GP|VALX|VIRTU AMERICAS LLC|43496
DPS|DR PEPPER SNAPPLE GP|VGRD|Vanguard Marketing Corporation|6396
DPS|DR PEPPER SNAPPLE GP|WBPX|SUMMIT SECURITIES GROUP, LLC|547
DPS|DR PEPPER SNAPPLE GP|WCHV|WELLS FARGO SECURITIES, LLC|67177
DPS|DR PEPPER SNAPPLE GP|WDNX|WEEDEN & CO.L.P.|2236
DPS|DR PEPPER SNAPPLE GP|WEDB|WEDBUSH SECURITIES INC.|10279
DPS|DR PEPPER SNAPPLE GP|WEED|Weeden & Co.L.P.|136262
DPS|DR PEPPER SNAPPLE GP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25944
DPS|DR PEPPER SNAPPLE GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1132
DPS|DR PEPPER SNAPPLE GP|WGIF|CIBC World Markets Inc.|573
DPS|DR PEPPER SNAPPLE GP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|827
DPS|DR PEPPER SNAPPLE GP|WSEA|WOLVERINE SECURITIES, LLC|893
DPS|DR PEPPER SNAPPLE GP|XIST|INSTINET, LLC|8488
DPS|DR PEPPER SNAPPLE GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|151246
DPS|DR PEPPER SNAPPLE GP|YKNA|COMHAR CAPITAL MARKETS, LLC|11567
DPS|DR PEPPER SNAPPLE GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4089
DPST|DIREXION DAILY REGIO|APCC|Apex Clearing Corporation|1109
DPST|DIREXION DAILY REGIO|BERN|Sanford C. Bernstein & Co., LLC|300
DPST|DIREXION DAILY REGIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|125
DPST|DIREXION DAILY REGIO|CHAS|Charles Schwab & Co., Inc.|522
DPST|DIREXION DAILY REGIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|569
DPST|DIREXION DAILY REGIO|CSIN|Citadel Securities Institutional LLC|28946
DPST|DIREXION DAILY REGIO|CTDL|Citadel Derivatives Group Llc|44719
DPST|DIREXION DAILY REGIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1017
DPST|DIREXION DAILY REGIO|EGXM|CBOE TRADING, INC.|391
DPST|DIREXION DAILY REGIO|ETRS|E*Trade Securities LLC|11091
DPST|DIREXION DAILY REGIO|FILL|Tradestation Securities, Inc.|288
DPST|DIREXION DAILY REGIO|FMAF|NBCN Inc./ CDS|525
DPST|DIREXION DAILY REGIO|FTBR|Foliofn Investments, Inc.|130
DPST|DIREXION DAILY REGIO|GLIS|TD Securities Inc|75
DPST|DIREXION DAILY REGIO|GLPX|ACS EXECUTION SERVICES, LLC|658
DPST|DIREXION DAILY REGIO|GSCS|GOLDMAN SACHS & CO. LLC|250
DPST|DIREXION DAILY REGIO|HRBF|American Enterprise Investment Services Inc.|18
DPST|DIREXION DAILY REGIO|IATS|INTERACTIVE BROKERS LLC|3762
DPST|DIREXION DAILY REGIO|IBKR|Interactive Brokers Llc|1544
DPST|DIREXION DAILY REGIO|INCA|INSTINET, LLC|2
DPST|DIREXION DAILY REGIO|JSJX|JANE STREET CAPITAL LLC|16014
DPST|DIREXION DAILY REGIO|KCGM|VIRTU Americas LLC|2659
DPST|DIREXION DAILY REGIO|LEHM|Barclays Capital Inc./Le|1600
DPST|DIREXION DAILY REGIO|LIME|Lime Brokerage LLC|1285
DPST|DIREXION DAILY REGIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
DPST|DIREXION DAILY REGIO|MOTF|MOTIF INVESTING, INC.|2
DPST|DIREXION DAILY REGIO|MSCO|MORGAN STANLEY & CO. LLC|713
DPST|DIREXION DAILY REGIO|MSPL|MORGAN STANLEY & CO. LLC|400
DPST|DIREXION DAILY REGIO|NFSC|National Financial Services LLC|90666
DPST|DIREXION DAILY REGIO|NITE|VIRTU Americas LLC|54307
DPST|DIREXION DAILY REGIO|NITP|VIRTU Americas LLC|100
DPST|DIREXION DAILY REGIO|NQRB|Brut, LLC|100
DPST|DIREXION DAILY REGIO|NTBF|BMO Nesbitt Burns Inc./CDS|100
DPST|DIREXION DAILY REGIO|OPCO|Oppenheimer & Co. Inc.|225
DPST|DIREXION DAILY REGIO|PDQM|CODA MARKETS, INC.|358
DPST|DIREXION DAILY REGIO|SBSH|Citigroup Global Markets Inc.|35
DPST|DIREXION DAILY REGIO|SGMT|GOLDMAN SACHS & CO. LLC|600
DPST|DIREXION DAILY REGIO|SWIM|TD Ameritrade, Inc.|11556
DPST|DIREXION DAILY REGIO|TKNG|ALLY INVEST SECURITIES LLC|1432
DPST|DIREXION DAILY REGIO|TRCM|TRC MARKETS LLC|222
DPST|DIREXION DAILY REGIO|UBSA|UBS SECURITIES LLC|17188
DPST|DIREXION DAILY REGIO|UBSS|UBS Securities LLC|3930
DPST|DIREXION DAILY REGIO|VALX|VIRTU AMERICAS LLC|2013
DPST|DIREXION DAILY REGIO|VGRD|Vanguard Marketing Corporation|5669
DPST|DIREXION DAILY REGIO|WCHV|WELLS FARGO SECURITIES, LLC|2888
DPST|DIREXION DAILY REGIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|142
DPST|DIREXION DAILY REGIO|WGIF|CIBC World Markets Inc.|21
DPST|DIREXION DAILY REGIO|WSEA|WOLVERINE SECURITIES, LLC|688
DPST|DIREXION DAILY REGIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
DPST|DIREXION DAILY REGIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
DPW|DPW HOLDINGS INC|APCC|Apex Clearing Corporation|126689
DPW|DPW HOLDINGS INC|BATM|CBOE TRADING, INC.|8866
DPW|DPW HOLDINGS INC|BIMI|Banca IMI Securities Corp.|65998
DPW|DPW HOLDINGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51441
DPW|DPW HOLDINGS INC|BYXM|CBOE TRADING, INC.|100
DPW|DPW HOLDINGS INC|CANT|Cantor Fitzgerald & Co.|1355
DPW|DPW HOLDINGS INC|CHAS|Charles Schwab & Co., Inc.|17110
DPW|DPW HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15785
DPW|DPW HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34295
DPW|DPW HOLDINGS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11900
DPW|DPW HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21199
DPW|DPW HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7600
DPW|DPW HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|72042
DPW|DPW HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|63200
DPW|DPW HOLDINGS INC|DEAN|MORGAN STANLEY|2000
DPW|DPW HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|7
DPW|DPW HOLDINGS INC|EBXL|EBX LLC|26600
DPW|DPW HOLDINGS INC|EGAM|CBOE TRADING, INC.|47891
DPW|DPW HOLDINGS INC|EGXM|CBOE TRADING, INC.|32345
DPW|DPW HOLDINGS INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|18890
DPW|DPW HOLDINGS INC|ETRS|E*Trade Securities LLC|2223787
DPW|DPW HOLDINGS INC|FBSB|U.S. Bancorp Investments, Inc.|627
DPW|DPW HOLDINGS INC|FILL|Tradestation Securities, Inc.|183816
DPW|DPW HOLDINGS INC|FMAF|NBCN Inc./ CDS|95000
DPW|DPW HOLDINGS INC|FORD|Fordham Financial Management, Inc.|3400
DPW|DPW HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12676
DPW|DPW HOLDINGS INC|FTBR|Foliofn Investments, Inc.|4761
DPW|DPW HOLDINGS INC|GLIS|TD Securities Inc|2300
DPW|DPW HOLDINGS INC|GLPX|ACS EXECUTION SERVICES, LLC|243253
DPW|DPW HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|8936
DPW|DPW HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|56328
DPW|DPW HOLDINGS INC|HRBF|American Enterprise Investment Services Inc.|3520
DPW|DPW HOLDINGS INC|IATS|INTERACTIVE BROKERS LLC|18812
DPW|DPW HOLDINGS INC|IBKR|Interactive Brokers Llc|182626
DPW|DPW HOLDINGS INC|ICBX|INSTINET, LLC|8200
DPW|DPW HOLDINGS INC|INCA|INSTINET, LLC|98005
DPW|DPW HOLDINGS INC|ITGI|ITG Inc.|23919
DPW|DPW HOLDINGS INC|ITGP|ITG INC.|13200
DPW|DPW HOLDINGS INC|JANY|Janney Montgomery Scott Inc.|300
DPW|DPW HOLDINGS INC|JEFF|JEFFERIES LLC|200
DPW|DPW HOLDINGS INC|JMPT|JUMP TRADING, LLC|5014
DPW|DPW HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|6302
DPW|DPW HOLDINGS INC|JSJX|JANE STREET CAPITAL LLC|300
DPW|DPW HOLDINGS INC|KCGM|VIRTU Americas LLC|5741
DPW|DPW HOLDINGS INC|LEHM|Barclays Capital Inc./Le|134108
DPW|DPW HOLDINGS INC|LIME|Lime Brokerage LLC|4453
DPW|DPW HOLDINGS INC|LSCI|Lek Securities Corporation|10500
DPW|DPW HOLDINGS INC|MAXM|Maxim Group LLC|5750
DPW|DPW HOLDINGS INC|MBTS|ALLY INVEST SECURITIES LLC|6200
DPW|DPW HOLDINGS INC|MICA|Spartan Securities Group, Ltd.|10000
DPW|DPW HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
DPW|DPW HOLDINGS INC|MOTF|MOTIF INVESTING, INC.|2
DPW|DPW HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|1152526
DPW|DPW HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|3700
DPW|DPW HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|12800
DPW|DPW HOLDINGS INC|NFSC|National Financial Services LLC|3229074
DPW|DPW HOLDINGS INC|NITE|VIRTU Americas LLC|4749938
DPW|DPW HOLDINGS INC|NQRB|Brut, LLC|6424
DPW|DPW HOLDINGS INC|NTBF|BMO Nesbitt Burns Inc./CDS|6200
DPW|DPW HOLDINGS INC|OPCO|Oppenheimer & Co. Inc.|16059
DPW|DPW HOLDINGS INC|PCPT|PHILLIP CAPITAL INC.|9515
DPW|DPW HOLDINGS INC|PDQM|CODA MARKETS, INC.|67965
DPW|DPW HOLDINGS INC|PHLY|NASDAQ Execution Services, LLC|1400
DPW|DPW HOLDINGS INC|RBCM|RBC CAPITAL MARKETS, LLC|92699
DPW|DPW HOLDINGS INC|RGLD|Regal Securities, Inc|4000
DPW|DPW HOLDINGS INC|SAGL|SAGETRADER, LLC|2000
DPW|DPW HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|40365
DPW|DPW HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|6856
DPW|DPW HOLDINGS INC|SPDR|SPEEDROUTE LLC|499814
DPW|DPW HOLDINGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|7000
DPW|DPW HOLDINGS INC|SWIM|TD Ameritrade, Inc.|1717645
DPW|DPW HOLDINGS INC|SWST|Hilltop Securities Inc.|207076
DPW|DPW HOLDINGS INC|TKNG|ALLY INVEST SECURITIES LLC|49253
DPW|DPW HOLDINGS INC|TWTT|TASTYWORKS, INC.|425
DPW|DPW HOLDINGS INC|UBSA|UBS SECURITIES LLC|140005
DPW|DPW HOLDINGS INC|UBSS|UBS Securities LLC|347439
DPW|DPW HOLDINGS INC|VERT|The Vertical Trading Group, LLC|950
DPW|DPW HOLDINGS INC|VFIN|National Securities Corporation|3700
DPW|DPW HOLDINGS INC|VGRD|Vanguard Marketing Corporation|86053
DPW|DPW HOLDINGS INC|VIEW|VIEWTRADE SECURITIES LLC|1751
DPW|DPW HOLDINGS INC|VSIN|Vision Financial Markets Llc|38730
DPW|DPW HOLDINGS INC|WAIN|H.C. Wainwright & Co., Inc.|87508
DPW|DPW HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|26454
DPW|DPW HOLDINGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|70964
DPW|DPW HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|599
DPW|DPW HOLDINGS INC|WGIF|CIBC World Markets Inc.|66292
DPW|DPW HOLDINGS INC|WHOT|JUST2TRADE, INC.|500
DPW|DPW HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|187445
DPZ|DOMINOS PIZZA INC|ALTX|Alternet Securities Inc.|7613
DPZ|DOMINOS PIZZA INC|ANOS|ABEL/NOSER, L.L.C.|200
DPZ|DOMINOS PIZZA INC|APCC|Apex Clearing Corporation|1236
DPZ|DOMINOS PIZZA INC|BANK|Primevest Financial Services, Inc.|9100
DPZ|DOMINOS PIZZA INC|BARD|Robert W. Baird & Co. Incorporated|242
DPZ|DOMINOS PIZZA INC|BATM|CBOE TRADING, INC.|17509
DPZ|DOMINOS PIZZA INC|BAYT|BTIG, LLC|300
DPZ|DOMINOS PIZZA INC|BBNT|BB&T SECURITIES, LLC|136
DPZ|DOMINOS PIZZA INC|BERN|Sanford C. Bernstein & Co., LLC|34811
DPZ|DOMINOS PIZZA INC|BIDS|BIDS TRADING L.P.|200
DPZ|DOMINOS PIZZA INC|BIMI|Banca IMI Securities Corp.|359
DPZ|DOMINOS PIZZA INC|BKCM|BNY Mellon Capital Markets LLC|18139
DPZ|DOMINOS PIZZA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6931
DPZ|DOMINOS PIZZA INC|BLKX|INSTINET, LLC|27518
DPZ|DOMINOS PIZZA INC|BNPX|BNP PARIBAS SECURITIES CORP.|64805
DPZ|DOMINOS PIZZA INC|BRVL|BLAYLOCK VAN, LLC|100
DPZ|DOMINOS PIZZA INC|BTIG|BTIG, LLC|4561
DPZ|DOMINOS PIZZA INC|BYXM|CBOE TRADING, INC.|3223
DPZ|DOMINOS PIZZA INC|BZYD|GOLDMAN SACHS & CO. LLC|100
DPZ|DOMINOS PIZZA INC|CABR|Cabrera Capital Markets, Inc.|7
DPZ|DOMINOS PIZZA INC|CANT|Cantor Fitzgerald & Co.|3107
DPZ|DOMINOS PIZZA INC|CHAS|Charles Schwab & Co., Inc.|1260
DPZ|DOMINOS PIZZA INC|CIST|Capital Institutional Services, Inc.|64
DPZ|DOMINOS PIZZA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16679
DPZ|DOMINOS PIZZA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6806
DPZ|DOMINOS PIZZA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8594
DPZ|DOMINOS PIZZA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|307659
DPZ|DOMINOS PIZZA INC|CTDL|Citadel Derivatives Group Llc|3471
DPZ|DOMINOS PIZZA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|19086
DPZ|DOMINOS PIZZA INC|DADA|D.A. Davidson & Co.|15
DPZ|DOMINOS PIZZA INC|DBAB|Deutsche Bank Securities Inc.|92047
DPZ|DOMINOS PIZZA INC|DBAX|Deutsche Bank Securities Inc.|377900
DPZ|DOMINOS PIZZA INC|DCHF|Dart Executions, LLC|1583
DPZ|DOMINOS PIZZA INC|DEAN|MORGAN STANLEY|4452
DPZ|DOMINOS PIZZA INC|DEGS|RONIN PROFESSIONAL LLC|100
DPZ|DOMINOS PIZZA INC|EBXL|EBX LLC|120800
DPZ|DOMINOS PIZZA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7708
DPZ|DOMINOS PIZZA INC|EDJC|Edward Jones / CDS|10
DPZ|DOMINOS PIZZA INC|EDJO|Edward D. Jones & Co., L.P.|2056
DPZ|DOMINOS PIZZA INC|EGAM|CBOE TRADING, INC.|15873
DPZ|DOMINOS PIZZA INC|EGMT|EG MARKET TECHNOLOGIES LLC|448
DPZ|DOMINOS PIZZA INC|EGXM|CBOE TRADING, INC.|2791
DPZ|DOMINOS PIZZA INC|ETBE|Electronic Transaction Clearing, Inc.|3581
DPZ|DOMINOS PIZZA INC|ETCC|Electronic Transaction Clearing, Inc.|200
DPZ|DOMINOS PIZZA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44198
DPZ|DOMINOS PIZZA INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|242
DPZ|DOMINOS PIZZA INC|ETRS|E*Trade Securities LLC|102922
DPZ|DOMINOS PIZZA INC|FBSB|U.S. Bancorp Investments, Inc.|7
DPZ|DOMINOS PIZZA INC|FILL|Tradestation Securities, Inc.|1105
DPZ|DOMINOS PIZZA INC|FINX|FINTECH SECURITIES|50
DPZ|DOMINOS PIZZA INC|FMAF|NBCN Inc./ CDS|452
DPZ|DOMINOS PIZZA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1338
DPZ|DOMINOS PIZZA INC|FQLS|Quantlab Securities LP|105315
DPZ|DOMINOS PIZZA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61652
DPZ|DOMINOS PIZZA INC|FTBR|Foliofn Investments, Inc.|709
DPZ|DOMINOS PIZZA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1195
DPZ|DOMINOS PIZZA INC|GLIS|TD Securities Inc|372
DPZ|DOMINOS PIZZA INC|GLPX|ACS EXECUTION SERVICES, LLC|132394
DPZ|DOMINOS PIZZA INC|GSCO|GOLDMAN SACHS & CO. LLC|458194
DPZ|DOMINOS PIZZA INC|GSCS|GOLDMAN SACHS & CO. LLC|6465
DPZ|DOMINOS PIZZA INC|GSLT|GOLDMAN SACHS & CO. LLC|1469
DPZ|DOMINOS PIZZA INC|GTSZ|GTS SECURITIES LLC|67663
DPZ|DOMINOS PIZZA INC|HRBF|American Enterprise Investment Services Inc.|4745
DPZ|DOMINOS PIZZA INC|HSBC|HSBC Securities, Inc.|49
DPZ|DOMINOS PIZZA INC|IATS|INTERACTIVE BROKERS LLC|14530
DPZ|DOMINOS PIZZA INC|IBKR|Interactive Brokers Llc|15808
DPZ|DOMINOS PIZZA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1272
DPZ|DOMINOS PIZZA INC|ICBX|INSTINET, LLC|41018
DPZ|DOMINOS PIZZA INC|IEQY|CITADEL SECURITIES LLC|33840
DPZ|DOMINOS PIZZA INC|INCA|INSTINET, LLC|146187
DPZ|DOMINOS PIZZA INC|INJX|INSTINET, LLC|3301
DPZ|DOMINOS PIZZA INC|ITGI|ITG Inc.|31834
DPZ|DOMINOS PIZZA INC|ITGP|ITG INC.|100000
DPZ|DOMINOS PIZZA INC|JANY|Janney Montgomery Scott Inc.|106
DPZ|DOMINOS PIZZA INC|JEFF|JEFFERIES LLC|50564
DPZ|DOMINOS PIZZA INC|JMPT|JUMP TRADING, LLC|28834
DPZ|DOMINOS PIZZA INC|JONE|JonesTrading|2900
DPZ|DOMINOS PIZZA INC|JPBX|J.P. MORGAN SECURITIES LLC|50148
DPZ|DOMINOS PIZZA INC|JPMX|J.P. Morgan Securities LLC|436960
DPZ|DOMINOS PIZZA INC|JSJX|JANE STREET CAPITAL LLC|9028
DPZ|DOMINOS PIZZA INC|KCGM|VIRTU Americas LLC|29896
DPZ|DOMINOS PIZZA INC|LEHM|Barclays Capital Inc./Le|407220
DPZ|DOMINOS PIZZA INC|LIME|Lime Brokerage LLC|5239
DPZ|DOMINOS PIZZA INC|LIWD|LIME BROKERAGE LLC|104
DPZ|DOMINOS PIZZA INC|LOOP|Loop Capital Markets LLC|202
DPZ|DOMINOS PIZZA INC|LQNA|LIQUIDNET, INC.|13300
DPZ|DOMINOS PIZZA INC|LSCI|Lek Securities Corporation|35
DPZ|DOMINOS PIZZA INC|MACC|Mid Atlantic Capital Corporation|25
DPZ|DOMINOS PIZZA INC|MACQ|Macquarie Capital (USA) Inc.|640
DPZ|DOMINOS PIZZA INC|MAXM|Maxim Group LLC|300
DPZ|DOMINOS PIZZA INC|MBTS|ALLY INVEST SECURITIES LLC|22
DPZ|DOMINOS PIZZA INC|MCMF|Raymond James Ltd. Cds|68
DPZ|DOMINOS PIZZA INC|MILE|I-Bankers Securities, Inc.|80
DPZ|DOMINOS PIZZA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|88424
DPZ|DOMINOS PIZZA INC|MOTF|MOTIF INVESTING, INC.|41
DPZ|DOMINOS PIZZA INC|MSCO|MORGAN STANLEY & CO. LLC|794481
DPZ|DOMINOS PIZZA INC|MSPL|MORGAN STANLEY & CO. LLC|225900
DPZ|DOMINOS PIZZA INC|MSTX|MORGAN STANLEY & CO. LLC|57300
DPZ|DOMINOS PIZZA INC|NEUB|NEUBERGER BERMAN BD LLC|400
DPZ|DOMINOS PIZZA INC|NFSC|National Financial Services LLC|194163
DPZ|DOMINOS PIZZA INC|NITE|VIRTU Americas LLC|291962
DPZ|DOMINOS PIZZA INC|NITP|VIRTU Americas LLC|116
DPZ|DOMINOS PIZZA INC|NQRB|Brut, LLC|680
DPZ|DOMINOS PIZZA INC|NTBF|BMO Nesbitt Burns Inc./CDS|669
DPZ|DOMINOS PIZZA INC|OHOS|TWO SIGMA SECURITIES, LLC|10533
DPZ|DOMINOS PIZZA INC|OPCO|Oppenheimer & Co. Inc.|484
DPZ|DOMINOS PIZZA INC|PCPT|PHILLIP CAPITAL INC.|15
DPZ|DOMINOS PIZZA INC|PDQM|CODA MARKETS, INC.|375103
DPZ|DOMINOS PIZZA INC|PHLY|NASDAQ Execution Services, LLC|3800
DPZ|DOMINOS PIZZA INC|PWJC|UBS Financial Services, Inc.|58
DPZ|DOMINOS PIZZA INC|RBCM|RBC CAPITAL MARKETS, LLC|5596
DPZ|DOMINOS PIZZA INC|SAGL|SAGETRADER, LLC|35941
DPZ|DOMINOS PIZZA INC|SBSH|Citigroup Global Markets Inc.|39417
DPZ|DOMINOS PIZZA INC|SCMC|Scotia Capital Markets (USA) Inc.|16640
DPZ|DOMINOS PIZZA INC|SEIC|SEI Investments Distribution Co.|100
DPZ|DOMINOS PIZZA INC|SGMT|GOLDMAN SACHS & CO. LLC|69808
DPZ|DOMINOS PIZZA INC|SOGO|Wang Investment Associates, Inc.|26
DPZ|DOMINOS PIZZA INC|SPDR|SPEEDROUTE LLC|19870
DPZ|DOMINOS PIZZA INC|STFL|Stifel, Nicolaus & Company, Incorporated|2798
DPZ|DOMINOS PIZZA INC|STKP|STOCKPILE INVESTMENTS, INC.|186
DPZ|DOMINOS PIZZA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3490
DPZ|DOMINOS PIZZA INC|SWIM|TD Ameritrade, Inc.|21006
DPZ|DOMINOS PIZZA INC|SWST|Hilltop Securities Inc.|3
DPZ|DOMINOS PIZZA INC|TAGC|TELSEY ADVISORY GROUP LLC|3387
DPZ|DOMINOS PIZZA INC|TKNG|ALLY INVEST SECURITIES LLC|522
DPZ|DOMINOS PIZZA INC|TRBT|Tradebot Systems, Inc.|108831
DPZ|DOMINOS PIZZA INC|TRCM|TRC MARKETS LLC|7952
DPZ|DOMINOS PIZZA INC|TWTT|TASTYWORKS, INC.|700
DPZ|DOMINOS PIZZA INC|UBSA|UBS SECURITIES LLC|482940
DPZ|DOMINOS PIZZA INC|UBSS|UBS Securities LLC|1232038
DPZ|DOMINOS PIZZA INC|VALX|VIRTU AMERICAS LLC|6885
DPZ|DOMINOS PIZZA INC|VGRD|Vanguard Marketing Corporation|6470
DPZ|DOMINOS PIZZA INC|VSIN|Vision Financial Markets Llc|108
DPZ|DOMINOS PIZZA INC|WABR|Wall Street Access|800
DPZ|DOMINOS PIZZA INC|WBLR|WILLIAM BLAIR|1437
DPZ|DOMINOS PIZZA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5988
DPZ|DOMINOS PIZZA INC|WCHV|WELLS FARGO SECURITIES, LLC|28367
DPZ|DOMINOS PIZZA INC|WDNX|WEEDEN & CO.L.P.|820
DPZ|DOMINOS PIZZA INC|WEDB|WEDBUSH SECURITIES INC.|3522
DPZ|DOMINOS PIZZA INC|WEED|Weeden & Co.L.P.|12147
DPZ|DOMINOS PIZZA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4951
DPZ|DOMINOS PIZZA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12497
DPZ|DOMINOS PIZZA INC|WGIF|CIBC World Markets Inc.|3260
DPZ|DOMINOS PIZZA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|34
DPZ|DOMINOS PIZZA INC|WSEA|WOLVERINE SECURITIES, LLC|1819
DPZ|DOMINOS PIZZA INC|XIST|INSTINET, LLC|23400
DPZ|DOMINOS PIZZA INC|XPQR|Jump Trading|1318
DPZ|DOMINOS PIZZA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|49290
DPZ|DOMINOS PIZZA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|62180
DPZ|DOMINOS PIZZA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4446
DQ|DAQO NEW ENERGY CP|ALTX|Alternet Securities Inc.|15165
DQ|DAQO NEW ENERGY CP|APCC|Apex Clearing Corporation|5729
DQ|DAQO NEW ENERGY CP|BARD|Robert W. Baird & Co. Incorporated|60
DQ|DAQO NEW ENERGY CP|BATM|CBOE TRADING, INC.|8826
DQ|DAQO NEW ENERGY CP|BAYT|BTIG, LLC|400
DQ|DAQO NEW ENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|10121
DQ|DAQO NEW ENERGY CP|BIMI|Banca IMI Securities Corp.|510
DQ|DAQO NEW ENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|72882
DQ|DAQO NEW ENERGY CP|BLKX|INSTINET, LLC|13300
DQ|DAQO NEW ENERGY CP|BTIG|BTIG, LLC|100
DQ|DAQO NEW ENERGY CP|BYXM|CBOE TRADING, INC.|2332
DQ|DAQO NEW ENERGY CP|BZYD|GOLDMAN SACHS & CO. LLC|616
DQ|DAQO NEW ENERGY CP|CANT|Cantor Fitzgerald & Co.|239
DQ|DAQO NEW ENERGY CP|CBRA|Cobra Trading, Inc.|1200
DQ|DAQO NEW ENERGY CP|CHAS|Charles Schwab & Co., Inc.|9260
DQ|DAQO NEW ENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45814
DQ|DAQO NEW ENERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32442
DQ|DAQO NEW ENERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35888
DQ|DAQO NEW ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|204164
DQ|DAQO NEW ENERGY CP|CTDL|Citadel Derivatives Group Llc|1104
DQ|DAQO NEW ENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|29762
DQ|DAQO NEW ENERGY CP|DADA|D.A. Davidson & Co.|550
DQ|DAQO NEW ENERGY CP|DAVA|Davenport & Company LLC|300
DQ|DAQO NEW ENERGY CP|DBAB|Deutsche Bank Securities Inc.|125852
DQ|DAQO NEW ENERGY CP|DBAX|Deutsche Bank Securities Inc.|114200
DQ|DAQO NEW ENERGY CP|DCHF|Dart Executions, LLC|930
DQ|DAQO NEW ENERGY CP|DEAN|MORGAN STANLEY|8466
DQ|DAQO NEW ENERGY CP|DEGS|RONIN PROFESSIONAL LLC|19103
DQ|DAQO NEW ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
DQ|DAQO NEW ENERGY CP|EBXL|EBX LLC|112300
DQ|DAQO NEW ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|43794
DQ|DAQO NEW ENERGY CP|EDJC|Edward Jones / CDS|80
DQ|DAQO NEW ENERGY CP|EDJO|Edward D. Jones & Co., L.P.|377
DQ|DAQO NEW ENERGY CP|EGAM|CBOE TRADING, INC.|25339
DQ|DAQO NEW ENERGY CP|EGAW|CBOE TRADING, INC.|200
DQ|DAQO NEW ENERGY CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
DQ|DAQO NEW ENERGY CP|EGXM|CBOE TRADING, INC.|9163
DQ|DAQO NEW ENERGY CP|EGXW|CBOE TRADING, INC.|640
DQ|DAQO NEW ENERGY CP|ELEV|ELEVATION, LLC|7036
DQ|DAQO NEW ENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|17770
DQ|DAQO NEW ENERGY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|26252
DQ|DAQO NEW ENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25484
DQ|DAQO NEW ENERGY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1752
DQ|DAQO NEW ENERGY CP|ETRS|E*Trade Securities LLC|1604639
DQ|DAQO NEW ENERGY CP|FILL|Tradestation Securities, Inc.|12641
DQ|DAQO NEW ENERGY CP|FMAF|NBCN Inc./ CDS|1270
DQ|DAQO NEW ENERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
DQ|DAQO NEW ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85872
DQ|DAQO NEW ENERGY CP|FTBR|Foliofn Investments, Inc.|14234
DQ|DAQO NEW ENERGY CP|GARC|ICAP Corporates LLC|900
DQ|DAQO NEW ENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1657
DQ|DAQO NEW ENERGY CP|GLIS|TD Securities Inc|12586
DQ|DAQO NEW ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|129573
DQ|DAQO NEW ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|306756
DQ|DAQO NEW ENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|8113
DQ|DAQO NEW ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|7082
DQ|DAQO NEW ENERGY CP|GTSZ|GTS SECURITIES LLC|24584
DQ|DAQO NEW ENERGY CP|HAPX|HAP Trading, LLC|200
DQ|DAQO NEW ENERGY CP|HRBF|American Enterprise Investment Services Inc.|1988
DQ|DAQO NEW ENERGY CP|HSBC|HSBC Securities, Inc.|8065
DQ|DAQO NEW ENERGY CP|IATS|INTERACTIVE BROKERS LLC|139330
DQ|DAQO NEW ENERGY CP|IBKR|Interactive Brokers Llc|87997
DQ|DAQO NEW ENERGY CP|ICBX|INSTINET, LLC|70860
DQ|DAQO NEW ENERGY CP|INCA|INSTINET, LLC|315081
DQ|DAQO NEW ENERGY CP|INJX|INSTINET, LLC|21044
DQ|DAQO NEW ENERGY CP|ITGI|ITG Inc.|67269
DQ|DAQO NEW ENERGY CP|ITGP|ITG INC.|56200
DQ|DAQO NEW ENERGY CP|JANY|Janney Montgomery Scott Inc.|423
DQ|DAQO NEW ENERGY CP|JEFF|JEFFERIES LLC|13739
DQ|DAQO NEW ENERGY CP|JMPT|JUMP TRADING, LLC|33986
DQ|DAQO NEW ENERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|7350
DQ|DAQO NEW ENERGY CP|JPMX|J.P. Morgan Securities LLC|159961
DQ|DAQO NEW ENERGY CP|JSJX|JANE STREET CAPITAL LLC|95737
DQ|DAQO NEW ENERGY CP|KCGM|VIRTU Americas LLC|39121
DQ|DAQO NEW ENERGY CP|LEHM|Barclays Capital Inc./Le|164866
DQ|DAQO NEW ENERGY CP|LIME|Lime Brokerage LLC|18841
DQ|DAQO NEW ENERGY CP|LOOP|Loop Capital Markets LLC|3884
DQ|DAQO NEW ENERGY CP|LSCI|Lek Securities Corporation|291
DQ|DAQO NEW ENERGY CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|770
DQ|DAQO NEW ENERGY CP|MACC|Mid Atlantic Capital Corporation|158
DQ|DAQO NEW ENERGY CP|MAVB|Great Point Capital LLC|350
DQ|DAQO NEW ENERGY CP|MAXM|Maxim Group LLC|6440
DQ|DAQO NEW ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73652
DQ|DAQO NEW ENERGY CP|MOTF|MOTIF INVESTING, INC.|102
DQ|DAQO NEW ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|652849
DQ|DAQO NEW ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|222100
DQ|DAQO NEW ENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|354500
DQ|DAQO NEW ENERGY CP|NFSC|National Financial Services LLC|779360
DQ|DAQO NEW ENERGY CP|NITE|VIRTU Americas LLC|1672158
DQ|DAQO NEW ENERGY CP|NITP|VIRTU Americas LLC|533
DQ|DAQO NEW ENERGY CP|NQRB|Brut, LLC|12068
DQ|DAQO NEW ENERGY CP|NTBF|BMO Nesbitt Burns Inc./CDS|1196
DQ|DAQO NEW ENERGY CP|OPCO|Oppenheimer & Co. Inc.|4284
DQ|DAQO NEW ENERGY CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
DQ|DAQO NEW ENERGY CP|PCPT|PHILLIP CAPITAL INC.|300
DQ|DAQO NEW ENERGY CP|PDQM|CODA MARKETS, INC.|226417
DQ|DAQO NEW ENERGY CP|PHLY|NASDAQ Execution Services, LLC|6600
DQ|DAQO NEW ENERGY CP|POIN|PRECISION SECURITIES, LLC (POIN)|400
DQ|DAQO NEW ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|2376
DQ|DAQO NEW ENERGY CP|RGLD|Regal Securities, Inc|200
DQ|DAQO NEW ENERGY CP|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|300
DQ|DAQO NEW ENERGY CP|ROTH|Roth Capital Partners, LLC|2739
DQ|DAQO NEW ENERGY CP|SAGC|SAGETRADER, LLC|100
DQ|DAQO NEW ENERGY CP|SAGL|SAGETRADER, LLC|29026
DQ|DAQO NEW ENERGY CP|SALI|INTL FCSTONE FINANCIAL INC.|700
DQ|DAQO NEW ENERGY CP|SBSH|Citigroup Global Markets Inc.|68878
DQ|DAQO NEW ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|99217
DQ|DAQO NEW ENERGY CP|SPDR|SPEEDROUTE LLC|21206
DQ|DAQO NEW ENERGY CP|SPTD|MINT GLOBAL MARKETS, INC.|4530
DQ|DAQO NEW ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|1003
DQ|DAQO NEW ENERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1280
DQ|DAQO NEW ENERGY CP|SWIM|TD Ameritrade, Inc.|448494
DQ|DAQO NEW ENERGY CP|TKNG|ALLY INVEST SECURITIES LLC|22054
DQ|DAQO NEW ENERGY CP|TRBT|Tradebot Systems, Inc.|140070
DQ|DAQO NEW ENERGY CP|TRCM|TRC MARKETS LLC|69294
DQ|DAQO NEW ENERGY CP|TWTT|TASTYWORKS, INC.|1517
DQ|DAQO NEW ENERGY CP|UBSA|UBS SECURITIES LLC|578852
DQ|DAQO NEW ENERGY CP|UBSS|UBS Securities LLC|842256
DQ|DAQO NEW ENERGY CP|VALX|VIRTU AMERICAS LLC|21701
DQ|DAQO NEW ENERGY CP|VGRD|Vanguard Marketing Corporation|31152
DQ|DAQO NEW ENERGY CP|VSIN|Vision Financial Markets Llc|1411
DQ|DAQO NEW ENERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|79
DQ|DAQO NEW ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|112700
DQ|DAQO NEW ENERGY CP|WEDB|WEDBUSH SECURITIES INC.|114297
DQ|DAQO NEW ENERGY CP|WEED|Weeden & Co.L.P.|52276
DQ|DAQO NEW ENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11422
DQ|DAQO NEW ENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20952
DQ|DAQO NEW ENERGY CP|WGIF|CIBC World Markets Inc.|817
DQ|DAQO NEW ENERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
DQ|DAQO NEW ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|30140
DQ|DAQO NEW ENERGY CP|XIST|INSTINET, LLC|191000
DQ|DAQO NEW ENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15644
DQ|DAQO NEW ENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|24674
DQ|DAQO NEW ENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2917
DRAD|DIGIRAD CORPORATION|APCC|Apex Clearing Corporation|824
DRAD|DIGIRAD CORPORATION|BIMI|Banca IMI Securities Corp.|3892
DRAD|DIGIRAD CORPORATION|CHAS|Charles Schwab & Co., Inc.|609
DRAD|DIGIRAD CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4164
DRAD|DIGIRAD CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1387
DRAD|DIGIRAD CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1932
DRAD|DIGIRAD CORPORATION|DBAX|Deutsche Bank Securities Inc.|1000
DRAD|DIGIRAD CORPORATION|DEAN|MORGAN STANLEY|200
DRAD|DIGIRAD CORPORATION|DEGS|RONIN PROFESSIONAL LLC|8642
DRAD|DIGIRAD CORPORATION|EBXL|EBX LLC|2300
DRAD|DIGIRAD CORPORATION|EDJO|Edward D. Jones & Co., L.P.|1185
DRAD|DIGIRAD CORPORATION|EGAM|CBOE TRADING, INC.|100
DRAD|DIGIRAD CORPORATION|EGXW|CBOE TRADING, INC.|5000
DRAD|DIGIRAD CORPORATION|ETRS|E*Trade Securities LLC|29750
DRAD|DIGIRAD CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|4790
DRAD|DIGIRAD CORPORATION|FFSI|Firstrade Securities Inc.|100
DRAD|DIGIRAD CORPORATION|FILL|Tradestation Securities, Inc.|1335
DRAD|DIGIRAD CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|147408
DRAD|DIGIRAD CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12504
DRAD|DIGIRAD CORPORATION|FTBR|Foliofn Investments, Inc.|3
DRAD|DIGIRAD CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|11659
DRAD|DIGIRAD CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|500
DRAD|DIGIRAD CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|4725
DRAD|DIGIRAD CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|67
DRAD|DIGIRAD CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|5000
DRAD|DIGIRAD CORPORATION|GTSZ|GTS SECURITIES LLC|430
DRAD|DIGIRAD CORPORATION|HRBF|American Enterprise Investment Services Inc.|2400
DRAD|DIGIRAD CORPORATION|IBKR|Interactive Brokers Llc|9868
DRAD|DIGIRAD CORPORATION|ICBX|INSTINET, LLC|3510
DRAD|DIGIRAD CORPORATION|INCA|INSTINET, LLC|4274
DRAD|DIGIRAD CORPORATION|ITGI|ITG Inc.|1600
DRAD|DIGIRAD CORPORATION|ITGP|ITG INC.|800
DRAD|DIGIRAD CORPORATION|JANY|Janney Montgomery Scott Inc.|4000
DRAD|DIGIRAD CORPORATION|JEFF|JEFFERIES LLC|4187
DRAD|DIGIRAD CORPORATION|JPMX|J.P. Morgan Securities LLC|204
DRAD|DIGIRAD CORPORATION|KCGM|VIRTU Americas LLC|942
DRAD|DIGIRAD CORPORATION|LEHM|Barclays Capital Inc./Le|5093
DRAD|DIGIRAD CORPORATION|LIME|Lime Brokerage LLC|28451
DRAD|DIGIRAD CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
DRAD|DIGIRAD CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|60223
DRAD|DIGIRAD CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|9000
DRAD|DIGIRAD CORPORATION|NFSC|National Financial Services LLC|75965
DRAD|DIGIRAD CORPORATION|NITE|VIRTU Americas LLC|111116
DRAD|DIGIRAD CORPORATION|PDQM|CODA MARKETS, INC.|3000
DRAD|DIGIRAD CORPORATION|RGLD|Regal Securities, Inc|300
DRAD|DIGIRAD CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|2240
DRAD|DIGIRAD CORPORATION|SPDR|SPEEDROUTE LLC|7322
DRAD|DIGIRAD CORPORATION|SWIM|TD Ameritrade, Inc.|48247
DRAD|DIGIRAD CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|5507
DRAD|DIGIRAD CORPORATION|TRBT|Tradebot Systems, Inc.|230
DRAD|DIGIRAD CORPORATION|TRCM|TRC MARKETS LLC|893
DRAD|DIGIRAD CORPORATION|UBSA|UBS SECURITIES LLC|29795
DRAD|DIGIRAD CORPORATION|UBSS|UBS Securities LLC|41731
DRAD|DIGIRAD CORPORATION|VALX|VIRTU AMERICAS LLC|41
DRAD|DIGIRAD CORPORATION|VGRD|Vanguard Marketing Corporation|5737
DRAD|DIGIRAD CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|17419
DRAD|DIGIRAD CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|577
DRAD|DIGIRAD CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29
DRAD|DIGIRAD CORPORATION|WGIF|CIBC World Markets Inc.|2250
DRAD|DIGIRAD CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|3433
DRD|DRDGOLD LIMITED ADS|ALTX|Alternet Securities Inc.|600
DRD|DRDGOLD LIMITED ADS|APCC|Apex Clearing Corporation|1040
DRD|DRDGOLD LIMITED ADS|BATM|CBOE TRADING, INC.|2496
DRD|DRDGOLD LIMITED ADS|BERN|Sanford C. Bernstein & Co., LLC|600
DRD|DRDGOLD LIMITED ADS|BIDS|BIDS TRADING L.P.|200
DRD|DRDGOLD LIMITED ADS|BIMI|Banca IMI Securities Corp.|3500
DRD|DRDGOLD LIMITED ADS|BZYD|GOLDMAN SACHS & CO. LLC|1410
DRD|DRDGOLD LIMITED ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3200
DRD|DRDGOLD LIMITED ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|848
DRD|DRDGOLD LIMITED ADS|DBAB|Deutsche Bank Securities Inc.|2759
DRD|DRDGOLD LIMITED ADS|DBAX|Deutsche Bank Securities Inc.|2100
DRD|DRDGOLD LIMITED ADS|DBUL|Deutsche Bank Securities Inc.|300
DRD|DRDGOLD LIMITED ADS|DEGS|RONIN PROFESSIONAL LLC|800
DRD|DRDGOLD LIMITED ADS|EBXL|EBX LLC|2500
DRD|DRDGOLD LIMITED ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|223
DRD|DRDGOLD LIMITED ADS|EDJO|Edward D. Jones & Co., L.P.|403
DRD|DRDGOLD LIMITED ADS|EGXM|CBOE TRADING, INC.|25
DRD|DRDGOLD LIMITED ADS|ELEV|ELEVATION, LLC|1856
DRD|DRDGOLD LIMITED ADS|ETBE|Electronic Transaction Clearing, Inc.|300
DRD|DRDGOLD LIMITED ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|693
DRD|DRDGOLD LIMITED ADS|ETRS|E*Trade Securities LLC|54314
DRD|DRDGOLD LIMITED ADS|FILL|Tradestation Securities, Inc.|1200
DRD|DRDGOLD LIMITED ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13898
DRD|DRDGOLD LIMITED ADS|FTBR|Foliofn Investments, Inc.|28041
DRD|DRDGOLD LIMITED ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|3470
DRD|DRDGOLD LIMITED ADS|GLPX|ACS EXECUTION SERVICES, LLC|190
DRD|DRDGOLD LIMITED ADS|GSCO|GOLDMAN SACHS & CO. LLC|6351
DRD|DRDGOLD LIMITED ADS|GSLT|GOLDMAN SACHS & CO. LLC|596
DRD|DRDGOLD LIMITED ADS|GTSZ|GTS SECURITIES LLC|762
DRD|DRDGOLD LIMITED ADS|HRBF|American Enterprise Investment Services Inc.|704
DRD|DRDGOLD LIMITED ADS|IATS|INTERACTIVE BROKERS LLC|1840
DRD|DRDGOLD LIMITED ADS|IBKR|Interactive Brokers Llc|2206
DRD|DRDGOLD LIMITED ADS|ICBX|INSTINET, LLC|400
DRD|DRDGOLD LIMITED ADS|INCA|INSTINET, LLC|1281
DRD|DRDGOLD LIMITED ADS|ITGI|ITG Inc.|700
DRD|DRDGOLD LIMITED ADS|ITGP|ITG INC.|2200
DRD|DRDGOLD LIMITED ADS|JANY|Janney Montgomery Scott Inc.|200
DRD|DRDGOLD LIMITED ADS|JEFF|JEFFERIES LLC|100
DRD|DRDGOLD LIMITED ADS|JPMX|J.P. Morgan Securities LLC|12966
DRD|DRDGOLD LIMITED ADS|KCGM|VIRTU Americas LLC|140
DRD|DRDGOLD LIMITED ADS|LEHM|Barclays Capital Inc./Le|31512
DRD|DRDGOLD LIMITED ADS|LIME|Lime Brokerage LLC|2970
DRD|DRDGOLD LIMITED ADS|MBTS|ALLY INVEST SECURITIES LLC|3820
DRD|DRDGOLD LIMITED ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5546
DRD|DRDGOLD LIMITED ADS|MOTF|MOTIF INVESTING, INC.|1
DRD|DRDGOLD LIMITED ADS|MSCO|MORGAN STANLEY & CO. LLC|13063
DRD|DRDGOLD LIMITED ADS|MSPL|MORGAN STANLEY & CO. LLC|500
DRD|DRDGOLD LIMITED ADS|NFSC|National Financial Services LLC|104357
DRD|DRDGOLD LIMITED ADS|NITE|VIRTU Americas LLC|159651
DRD|DRDGOLD LIMITED ADS|NQRB|Brut, LLC|100
DRD|DRDGOLD LIMITED ADS|PDQM|CODA MARKETS, INC.|2492
DRD|DRDGOLD LIMITED ADS|RBCM|RBC CAPITAL MARKETS, LLC|100
DRD|DRDGOLD LIMITED ADS|SGMT|GOLDMAN SACHS & CO. LLC|5869
DRD|DRDGOLD LIMITED ADS|SWIM|TD Ameritrade, Inc.|46204
DRD|DRDGOLD LIMITED ADS|SWST|Hilltop Securities Inc.|2372
DRD|DRDGOLD LIMITED ADS|TKNG|ALLY INVEST SECURITIES LLC|4730
DRD|DRDGOLD LIMITED ADS|UBSA|UBS SECURITIES LLC|19773
DRD|DRDGOLD LIMITED ADS|UBSS|UBS Securities LLC|36577
DRD|DRDGOLD LIMITED ADS|VALX|VIRTU AMERICAS LLC|100
DRD|DRDGOLD LIMITED ADS|VGRD|Vanguard Marketing Corporation|12674
DRD|DRDGOLD LIMITED ADS|WCHV|WELLS FARGO SECURITIES, LLC|388
DRD|DRDGOLD LIMITED ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3248
DRD|DRDGOLD LIMITED ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1455
DRD|DRDGOLD LIMITED ADS|WGIF|CIBC World Markets Inc.|1580
DRD|DRDGOLD LIMITED ADS|WSEA|WOLVERINE SECURITIES, LLC|6921
DRD|DRDGOLD LIMITED ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2200
DRE|DUKE REALTY CP|ABLE|NATIXIS Securities Americas LLC|10415
DRE|DUKE REALTY CP|AGIS|Aegis Capital Corp.|800
DRE|DUKE REALTY CP|ALTX|Alternet Securities Inc.|19400
DRE|DUKE REALTY CP|ANOS|ABEL/NOSER, L.L.C.|5382
DRE|DUKE REALTY CP|APCC|Apex Clearing Corporation|456
DRE|DUKE REALTY CP|BARD|Robert W. Baird & Co. Incorporated|1252
DRE|DUKE REALTY CP|BATM|CBOE TRADING, INC.|1788
DRE|DUKE REALTY CP|BAYC|BAY CREST PARTNERS, LLC|439
DRE|DUKE REALTY CP|BAYT|BTIG, LLC|7507
DRE|DUKE REALTY CP|BBNT|BB&T SECURITIES, LLC|296
DRE|DUKE REALTY CP|BERN|Sanford C. Bernstein & Co., LLC|45291
DRE|DUKE REALTY CP|BGCE|BGC Financial Inc.|4446
DRE|DUKE REALTY CP|BIDS|BIDS TRADING L.P.|6200
DRE|DUKE REALTY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17276
DRE|DUKE REALTY CP|BLKX|INSTINET, LLC|95762
DRE|DUKE REALTY CP|BNPX|BNP PARIBAS SECURITIES CORP.|138352
DRE|DUKE REALTY CP|BTIG|BTIG, LLC|30860
DRE|DUKE REALTY CP|BYXM|CBOE TRADING, INC.|4070
DRE|DUKE REALTY CP|BZYD|GOLDMAN SACHS & CO. LLC|5238
DRE|DUKE REALTY CP|CANT|Cantor Fitzgerald & Co.|374261
DRE|DUKE REALTY CP|CHAS|Charles Schwab & Co., Inc.|102
DRE|DUKE REALTY CP|CIBP|CIBC World Markets Corp.|19748
DRE|DUKE REALTY CP|CIST|Capital Institutional Services, Inc.|300
DRE|DUKE REALTY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|756948
DRE|DUKE REALTY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|74190
DRE|DUKE REALTY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|528352
DRE|DUKE REALTY CP|CTDL|Citadel Derivatives Group Llc|30480
DRE|DUKE REALTY CP|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|700
DRE|DUKE REALTY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|130428
DRE|DUKE REALTY CP|DADA|D.A. Davidson & Co.|1000
DRE|DUKE REALTY CP|DBAB|Deutsche Bank Securities Inc.|592015
DRE|DUKE REALTY CP|DBAX|Deutsche Bank Securities Inc.|501300
DRE|DUKE REALTY CP|DBUL|Deutsche Bank Securities Inc.|5500
DRE|DUKE REALTY CP|DCHF|Dart Executions, LLC|11330
DRE|DUKE REALTY CP|DEAN|MORGAN STANLEY|3808
DRE|DUKE REALTY CP|DEGS|RONIN PROFESSIONAL LLC|230
DRE|DUKE REALTY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1297
DRE|DUKE REALTY CP|DRWK|DRW SECURITIES, L.L.C.|8583
DRE|DUKE REALTY CP|EBXL|EBX LLC|442800
DRE|DUKE REALTY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|14995
DRE|DUKE REALTY CP|EDJO|Edward D. Jones & Co., L.P.|21442
DRE|DUKE REALTY CP|EGAM|CBOE TRADING, INC.|16138
DRE|DUKE REALTY CP|EGAW|CBOE TRADING, INC.|216
DRE|DUKE REALTY CP|EGXM|CBOE TRADING, INC.|2573
DRE|DUKE REALTY CP|ESPO|ESPOSITO SECURITIES, LLC|3243
DRE|DUKE REALTY CP|ETBE|Electronic Transaction Clearing, Inc.|14025
DRE|DUKE REALTY CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|266
DRE|DUKE REALTY CP|ETCC|Electronic Transaction Clearing, Inc.|1933
DRE|DUKE REALTY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
DRE|DUKE REALTY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5313
DRE|DUKE REALTY CP|ETRS|E*Trade Securities LLC|16236
DRE|DUKE REALTY CP|FBRC|B. RILEY FBR, INC.|413102
DRE|DUKE REALTY CP|FBSB|U.S. Bancorp Investments, Inc.|122
DRE|DUKE REALTY CP|FILL|Tradestation Securities, Inc.|686
DRE|DUKE REALTY CP|FMAF|NBCN Inc./ CDS|459
DRE|DUKE REALTY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9992
DRE|DUKE REALTY CP|FQLS|Quantlab Securities LP|336875
DRE|DUKE REALTY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145500
DRE|DUKE REALTY CP|FTBR|Foliofn Investments, Inc.|17912
DRE|DUKE REALTY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
DRE|DUKE REALTY CP|GLPX|ACS EXECUTION SERVICES, LLC|10878
DRE|DUKE REALTY CP|GNAV|GREEN STREET TRADING, LLC|1600
DRE|DUKE REALTY CP|GSCO|GOLDMAN SACHS & CO. LLC|2703255
DRE|DUKE REALTY CP|GSCS|GOLDMAN SACHS & CO. LLC|3590
DRE|DUKE REALTY CP|GSLT|GOLDMAN SACHS & CO. LLC|16098
DRE|DUKE REALTY CP|GTSZ|GTS SECURITIES LLC|216052
DRE|DUKE REALTY CP|HRBF|American Enterprise Investment Services Inc.|3009
DRE|DUKE REALTY CP|HSBC|HSBC Securities, Inc.|2072
DRE|DUKE REALTY CP|IATS|INTERACTIVE BROKERS LLC|4203
DRE|DUKE REALTY CP|IBKR|Interactive Brokers Llc|3835
DRE|DUKE REALTY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|476
DRE|DUKE REALTY CP|ICBX|INSTINET, LLC|217696
DRE|DUKE REALTY CP|IEQY|CITADEL SECURITIES LLC|298631
DRE|DUKE REALTY CP|INCA|INSTINET, LLC|315965
DRE|DUKE REALTY CP|INJX|INSTINET, LLC|2040
DRE|DUKE REALTY CP|ITGI|ITG Inc.|100361
DRE|DUKE REALTY CP|ITGP|ITG INC.|915400
DRE|DUKE REALTY CP|JEFF|JEFFERIES LLC|109248
DRE|DUKE REALTY CP|JMPT|JUMP TRADING, LLC|108524
DRE|DUKE REALTY CP|JONE|JonesTrading|73452
DRE|DUKE REALTY CP|JPBX|J.P. MORGAN SECURITIES LLC|226208
DRE|DUKE REALTY CP|JPMX|J.P. Morgan Securities LLC|1238445
DRE|DUKE REALTY CP|JSJX|JANE STREET CAPITAL LLC|13679
DRE|DUKE REALTY CP|KCGM|VIRTU Americas LLC|102049
DRE|DUKE REALTY CP|KEYB|KEYBANC CAPITAL MARKETS INC.|56700
DRE|DUKE REALTY CP|LEHM|Barclays Capital Inc./Le|1432503
DRE|DUKE REALTY CP|LIME|Lime Brokerage LLC|71706
DRE|DUKE REALTY CP|LOOP|Loop Capital Markets LLC|800
DRE|DUKE REALTY CP|LQNA|LIQUIDNET, INC.|204900
DRE|DUKE REALTY CP|LSCI|Lek Securities Corporation|165
DRE|DUKE REALTY CP|MACQ|Macquarie Capital (USA) Inc.|200
DRE|DUKE REALTY CP|MKMP|MKM Partners LLC|23900
DRE|DUKE REALTY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|477561
DRE|DUKE REALTY CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|260
DRE|DUKE REALTY CP|MSCO|MORGAN STANLEY & CO. LLC|2084309
DRE|DUKE REALTY CP|MSPL|MORGAN STANLEY & CO. LLC|395100
DRE|DUKE REALTY CP|MSTX|MORGAN STANLEY & CO. LLC|117400
DRE|DUKE REALTY CP|MULL|MARK J. MULLER EQUITIES, INC.|9809
DRE|DUKE REALTY CP|NEUB|NEUBERGER BERMAN BD LLC|215
DRE|DUKE REALTY CP|NFSC|National Financial Services LLC|90817
DRE|DUKE REALTY CP|NITE|VIRTU Americas LLC|330735
DRE|DUKE REALTY CP|NITP|VIRTU Americas LLC|400
DRE|DUKE REALTY CP|NQRB|Brut, LLC|11924
DRE|DUKE REALTY CP|NTRC|Northern Trust Securities, Inc.|2908
DRE|DUKE REALTY CP|OPCO|Oppenheimer & Co. Inc.|500
DRE|DUKE REALTY CP|PDQM|CODA MARKETS, INC.|29151
DRE|DUKE REALTY CP|PICT|Pictet Overseas Inc.|1600
DRE|DUKE REALTY CP|PWJC|UBS Financial Services, Inc.|1379
DRE|DUKE REALTY CP|QMSR|QUATTRO M SECURITIES INC.|1755
DRE|DUKE REALTY CP|RBCM|RBC CAPITAL MARKETS, LLC|6823
DRE|DUKE REALTY CP|SAGL|SAGETRADER, LLC|20410
DRE|DUKE REALTY CP|SAGW|SAGETRADER, LLC|1
DRE|DUKE REALTY CP|SBSH|Citigroup Global Markets Inc.|226730
DRE|DUKE REALTY CP|SGMT|GOLDMAN SACHS & CO. LLC|334247
DRE|DUKE REALTY CP|SPDR|SPEEDROUTE LLC|20109
DRE|DUKE REALTY CP|STFL|Stifel, Nicolaus & Company, Incorporated|4948
DRE|DUKE REALTY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7206
DRE|DUKE REALTY CP|SWIM|TD Ameritrade, Inc.|15248
DRE|DUKE REALTY CP|SWST|Hilltop Securities Inc.|2111
DRE|DUKE REALTY CP|TAGC|TELSEY ADVISORY GROUP LLC|71
DRE|DUKE REALTY CP|TKNG|ALLY INVEST SECURITIES LLC|172
DRE|DUKE REALTY CP|TMBR|Timber Hill LLC|11
DRE|DUKE REALTY CP|TRBT|Tradebot Systems, Inc.|202332
DRE|DUKE REALTY CP|TRCM|TRC MARKETS LLC|347112
DRE|DUKE REALTY CP|UBSA|UBS SECURITIES LLC|1502931
DRE|DUKE REALTY CP|UBSS|UBS Securities LLC|815908
DRE|DUKE REALTY CP|VALX|VIRTU AMERICAS LLC|63514
DRE|DUKE REALTY CP|VGRD|Vanguard Marketing Corporation|1903
DRE|DUKE REALTY CP|WBET|Wallachbeth Capital LLC|6297
DRE|DUKE REALTY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|12229
DRE|DUKE REALTY CP|WCHV|WELLS FARGO SECURITIES, LLC|59942
DRE|DUKE REALTY CP|WDNX|WEEDEN & CO.L.P.|640
DRE|DUKE REALTY CP|WEDB|WEDBUSH SECURITIES INC.|7603
DRE|DUKE REALTY CP|WEED|Weeden & Co.L.P.|234020
DRE|DUKE REALTY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|52252
DRE|DUKE REALTY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11263
DRE|DUKE REALTY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1963
DRE|DUKE REALTY CP|WSEA|WOLVERINE SECURITIES, LLC|1055
DRE|DUKE REALTY CP|XIST|INSTINET, LLC|114964
DRE|DUKE REALTY CP|XPQR|Jump Trading|400
DRE|DUKE REALTY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|39456
DRE|DUKE REALTY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|295
DRE|DUKE REALTY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2301
DRH|DIAMONDROCK HOSP CO|ABLE|NATIXIS Securities Americas LLC|11874
DRH|DIAMONDROCK HOSP CO|ALTX|Alternet Securities Inc.|2100
DRH|DIAMONDROCK HOSP CO|ANOS|ABEL/NOSER, L.L.C.|8363
DRH|DIAMONDROCK HOSP CO|APCC|Apex Clearing Corporation|994
DRH|DIAMONDROCK HOSP CO|BARD|Robert W. Baird & Co. Incorporated|9
DRH|DIAMONDROCK HOSP CO|BATM|CBOE TRADING, INC.|2492
DRH|DIAMONDROCK HOSP CO|BAYC|BAY CREST PARTNERS, LLC|45444
DRH|DIAMONDROCK HOSP CO|BAYT|BTIG, LLC|2700
DRH|DIAMONDROCK HOSP CO|BERN|Sanford C. Bernstein & Co., LLC|57593
DRH|DIAMONDROCK HOSP CO|BIDS|BIDS TRADING L.P.|100
DRH|DIAMONDROCK HOSP CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1838
DRH|DIAMONDROCK HOSP CO|BLKX|INSTINET, LLC|20400
DRH|DIAMONDROCK HOSP CO|BNPX|BNP PARIBAS SECURITIES CORP.|101398
DRH|DIAMONDROCK HOSP CO|BRVL|BLAYLOCK VAN, LLC|2400
DRH|DIAMONDROCK HOSP CO|BTIG|BTIG, LLC|2043
DRH|DIAMONDROCK HOSP CO|BYXM|CBOE TRADING, INC.|1895
DRH|DIAMONDROCK HOSP CO|BZYD|GOLDMAN SACHS & CO. LLC|4300
DRH|DIAMONDROCK HOSP CO|CANT|Cantor Fitzgerald & Co.|41348
DRH|DIAMONDROCK HOSP CO|CIST|Capital Institutional Services, Inc.|377
DRH|DIAMONDROCK HOSP CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116483
DRH|DIAMONDROCK HOSP CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7870
DRH|DIAMONDROCK HOSP CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|668116
DRH|DIAMONDROCK HOSP CO|CSMS|CORNERSTONE MACRO LLC|40223
DRH|DIAMONDROCK HOSP CO|CTDL|Citadel Derivatives Group Llc|29071
DRH|DIAMONDROCK HOSP CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|152358
DRH|DIAMONDROCK HOSP CO|DBAB|Deutsche Bank Securities Inc.|507386
DRH|DIAMONDROCK HOSP CO|DBAX|Deutsche Bank Securities Inc.|960400
DRH|DIAMONDROCK HOSP CO|DBUL|Deutsche Bank Securities Inc.|300
DRH|DIAMONDROCK HOSP CO|DEAN|MORGAN STANLEY|1394
DRH|DIAMONDROCK HOSP CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|58250
DRH|DIAMONDROCK HOSP CO|EBXL|EBX LLC|502400
DRH|DIAMONDROCK HOSP CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|51669
DRH|DIAMONDROCK HOSP CO|EGAM|CBOE TRADING, INC.|2506
DRH|DIAMONDROCK HOSP CO|EGXM|CBOE TRADING, INC.|946
DRH|DIAMONDROCK HOSP CO|ELEV|ELEVATION, LLC|3749
DRH|DIAMONDROCK HOSP CO|ETBE|Electronic Transaction Clearing, Inc.|4085
DRH|DIAMONDROCK HOSP CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
DRH|DIAMONDROCK HOSP CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|254
DRH|DIAMONDROCK HOSP CO|ETRS|E*Trade Securities LLC|5655
DRH|DIAMONDROCK HOSP CO|FILL|Tradestation Securities, Inc.|6713
DRH|DIAMONDROCK HOSP CO|FMAF|NBCN Inc./ CDS|500
DRH|DIAMONDROCK HOSP CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|147452
DRH|DIAMONDROCK HOSP CO|FQLS|Quantlab Securities LP|104173
DRH|DIAMONDROCK HOSP CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|141172
DRH|DIAMONDROCK HOSP CO|FTBR|Foliofn Investments, Inc.|18999
DRH|DIAMONDROCK HOSP CO|GEBB|GLOBAL EXECUTION BROKERS, LP|6600
DRH|DIAMONDROCK HOSP CO|GLPX|ACS EXECUTION SERVICES, LLC|116134
DRH|DIAMONDROCK HOSP CO|GSCO|GOLDMAN SACHS & CO. LLC|2918037
DRH|DIAMONDROCK HOSP CO|GSCS|GOLDMAN SACHS & CO. LLC|3529
DRH|DIAMONDROCK HOSP CO|GSLT|GOLDMAN SACHS & CO. LLC|10624
DRH|DIAMONDROCK HOSP CO|GTSZ|GTS SECURITIES LLC|89962
DRH|DIAMONDROCK HOSP CO|HSBC|HSBC Securities, Inc.|800
DRH|DIAMONDROCK HOSP CO|IATS|INTERACTIVE BROKERS LLC|25575
DRH|DIAMONDROCK HOSP CO|IBKR|Interactive Brokers Llc|56149
DRH|DIAMONDROCK HOSP CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|586
DRH|DIAMONDROCK HOSP CO|ICBX|INSTINET, LLC|197245
DRH|DIAMONDROCK HOSP CO|IEQY|CITADEL SECURITIES LLC|140105
DRH|DIAMONDROCK HOSP CO|INCA|INSTINET, LLC|210560
DRH|DIAMONDROCK HOSP CO|INJX|INSTINET, LLC|1800
DRH|DIAMONDROCK HOSP CO|ITGI|ITG Inc.|135818
DRH|DIAMONDROCK HOSP CO|ITGP|ITG INC.|386600
DRH|DIAMONDROCK HOSP CO|JEFF|JEFFERIES LLC|617776
DRH|DIAMONDROCK HOSP CO|JMPT|JUMP TRADING, LLC|61485
DRH|DIAMONDROCK HOSP CO|JPBX|J.P. MORGAN SECURITIES LLC|231422
DRH|DIAMONDROCK HOSP CO|JPMX|J.P. Morgan Securities LLC|2731047
DRH|DIAMONDROCK HOSP CO|JSJX|JANE STREET CAPITAL LLC|8415
DRH|DIAMONDROCK HOSP CO|KCGM|VIRTU Americas LLC|115046
DRH|DIAMONDROCK HOSP CO|LEHM|Barclays Capital Inc./Le|1607782
DRH|DIAMONDROCK HOSP CO|LIME|Lime Brokerage LLC|87955
DRH|DIAMONDROCK HOSP CO|LOOP|Loop Capital Markets LLC|23881
DRH|DIAMONDROCK HOSP CO|LQNA|LIQUIDNET, INC.|149500
DRH|DIAMONDROCK HOSP CO|LSCI|Lek Securities Corporation|182
DRH|DIAMONDROCK HOSP CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|654272
DRH|DIAMONDROCK HOSP CO|MOTF|MOTIF INVESTING, INC.|4
DRH|DIAMONDROCK HOSP CO|MSCO|MORGAN STANLEY & CO. LLC|1376676
DRH|DIAMONDROCK HOSP CO|MSPL|MORGAN STANLEY & CO. LLC|1289600
DRH|DIAMONDROCK HOSP CO|MSTX|MORGAN STANLEY & CO. LLC|193000
DRH|DIAMONDROCK HOSP CO|NFSC|National Financial Services LLC|38722
DRH|DIAMONDROCK HOSP CO|NITE|VIRTU Americas LLC|378125
DRH|DIAMONDROCK HOSP CO|NITP|VIRTU Americas LLC|43313
DRH|DIAMONDROCK HOSP CO|NQRB|Brut, LLC|5182
DRH|DIAMONDROCK HOSP CO|PDQM|CODA MARKETS, INC.|18928
DRH|DIAMONDROCK HOSP CO|QMSR|QUATTRO M SECURITIES INC.|3649
DRH|DIAMONDROCK HOSP CO|RGLD|Regal Securities, Inc|1206
DRH|DIAMONDROCK HOSP CO|RHCO|Suntrust Robinson Humphrey, Inc.|504800
DRH|DIAMONDROCK HOSP CO|SAGL|SAGETRADER, LLC|400
DRH|DIAMONDROCK HOSP CO|SAGW|SAGETRADER, LLC|625
DRH|DIAMONDROCK HOSP CO|SBSH|Citigroup Global Markets Inc.|151385
DRH|DIAMONDROCK HOSP CO|SGMT|GOLDMAN SACHS & CO. LLC|570694
DRH|DIAMONDROCK HOSP CO|SPDR|SPEEDROUTE LLC|400
DRH|DIAMONDROCK HOSP CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|30542
DRH|DIAMONDROCK HOSP CO|STFL|Stifel, Nicolaus & Company, Incorporated|70804
DRH|DIAMONDROCK HOSP CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|25888
DRH|DIAMONDROCK HOSP CO|SWIM|TD Ameritrade, Inc.|18152
DRH|DIAMONDROCK HOSP CO|TDSI|TD Securities (USA) LLC|4187
DRH|DIAMONDROCK HOSP CO|TKNG|ALLY INVEST SECURITIES LLC|200
DRH|DIAMONDROCK HOSP CO|TMBR|Timber Hill LLC|4316
DRH|DIAMONDROCK HOSP CO|TRBT|Tradebot Systems, Inc.|136249
DRH|DIAMONDROCK HOSP CO|TRCM|TRC MARKETS LLC|249572
DRH|DIAMONDROCK HOSP CO|TWTT|TASTYWORKS, INC.|300
DRH|DIAMONDROCK HOSP CO|UBSA|UBS SECURITIES LLC|1494411
DRH|DIAMONDROCK HOSP CO|UBSS|UBS Securities LLC|759996
DRH|DIAMONDROCK HOSP CO|VALX|VIRTU AMERICAS LLC|159732
DRH|DIAMONDROCK HOSP CO|VGRD|Vanguard Marketing Corporation|243
DRH|DIAMONDROCK HOSP CO|WABR|Wall Street Access|180
DRH|DIAMONDROCK HOSP CO|WBET|Wallachbeth Capital LLC|60830
DRH|DIAMONDROCK HOSP CO|WBPX|SUMMIT SECURITIES GROUP, LLC|2291
DRH|DIAMONDROCK HOSP CO|WCHV|WELLS FARGO SECURITIES, LLC|8640883
DRH|DIAMONDROCK HOSP CO|WDNX|WEEDEN & CO.L.P.|3082
DRH|DIAMONDROCK HOSP CO|WEDB|WEDBUSH SECURITIES INC.|7068
DRH|DIAMONDROCK HOSP CO|WEED|Weeden & Co.L.P.|62112
DRH|DIAMONDROCK HOSP CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5028
DRH|DIAMONDROCK HOSP CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73993
DRH|DIAMONDROCK HOSP CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|242
DRH|DIAMONDROCK HOSP CO|WSAG|WALL STREET ACCESS|300
DRH|DIAMONDROCK HOSP CO|WSEA|WOLVERINE SECURITIES, LLC|94
DRH|DIAMONDROCK HOSP CO|XIST|INSTINET, LLC|13026
DRH|DIAMONDROCK HOSP CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|22320
DRH|DIAMONDROCK HOSP CO|YKNA|COMHAR CAPITAL MARKETS, LLC|200
DRI|DARDEN RESTAURANTS|ABLE|NATIXIS Securities Americas LLC|72206
DRI|DARDEN RESTAURANTS|ADAM|CANACCORD GENUITY INC.|969
DRI|DARDEN RESTAURANTS|AGIS|Aegis Capital Corp.|100
DRI|DARDEN RESTAURANTS|ALTX|Alternet Securities Inc.|14400
DRI|DARDEN RESTAURANTS|ANOS|ABEL/NOSER, L.L.C.|6
DRI|DARDEN RESTAURANTS|APCC|Apex Clearing Corporation|9394
DRI|DARDEN RESTAURANTS|BALE|M&T SECURITIES, INC.|11093
DRI|DARDEN RESTAURANTS|BANK|Primevest Financial Services, Inc.|15
DRI|DARDEN RESTAURANTS|BARD|Robert W. Baird & Co. Incorporated|159834
DRI|DARDEN RESTAURANTS|BATM|CBOE TRADING, INC.|21333
DRI|DARDEN RESTAURANTS|BAYC|BAY CREST PARTNERS, LLC|130
DRI|DARDEN RESTAURANTS|BAYT|BTIG, LLC|200
DRI|DARDEN RESTAURANTS|BBNT|BB&T SECURITIES, LLC|3
DRI|DARDEN RESTAURANTS|BERN|Sanford C. Bernstein & Co., LLC|179856
DRI|DARDEN RESTAURANTS|BIDS|BIDS TRADING L.P.|33300
DRI|DARDEN RESTAURANTS|BIMI|Banca IMI Securities Corp.|52
DRI|DARDEN RESTAURANTS|BKCM|BNY Mellon Capital Markets LLC|1360
DRI|DARDEN RESTAURANTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13590
DRI|DARDEN RESTAURANTS|BLKX|INSTINET, LLC|24200
DRI|DARDEN RESTAURANTS|BNPX|BNP PARIBAS SECURITIES CORP.|60109
DRI|DARDEN RESTAURANTS|BTIG|BTIG, LLC|29176
DRI|DARDEN RESTAURANTS|BYXM|CBOE TRADING, INC.|1867
DRI|DARDEN RESTAURANTS|BZYD|GOLDMAN SACHS & CO. LLC|926
DRI|DARDEN RESTAURANTS|CABR|Cabrera Capital Markets, Inc.|12
DRI|DARDEN RESTAURANTS|CANT|Cantor Fitzgerald & Co.|842
DRI|DARDEN RESTAURANTS|CHAS|Charles Schwab & Co., Inc.|2364
DRI|DARDEN RESTAURANTS|CIBP|CIBC World Markets Corp.|24506
DRI|DARDEN RESTAURANTS|CICF|Canaccord Genuity Corp.|23
DRI|DARDEN RESTAURANTS|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
DRI|DARDEN RESTAURANTS|CIST|Capital Institutional Services, Inc.|1624
DRI|DARDEN RESTAURANTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|294575
DRI|DARDEN RESTAURANTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|43107
DRI|DARDEN RESTAURANTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8722
DRI|DARDEN RESTAURANTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1431291
DRI|DARDEN RESTAURANTS|CTDL|Citadel Derivatives Group Llc|6185
DRI|DARDEN RESTAURANTS|CTLR|CUTLER GROUP, LP|6567
DRI|DARDEN RESTAURANTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|94108
DRI|DARDEN RESTAURANTS|DADA|D.A. Davidson & Co.|87
DRI|DARDEN RESTAURANTS|DAVA|Davenport & Company LLC|510
DRI|DARDEN RESTAURANTS|DBAB|Deutsche Bank Securities Inc.|513436
DRI|DARDEN RESTAURANTS|DBAX|Deutsche Bank Securities Inc.|799100
DRI|DARDEN RESTAURANTS|DBUL|Deutsche Bank Securities Inc.|7754
DRI|DARDEN RESTAURANTS|DCHF|Dart Executions, LLC|3066
DRI|DARDEN RESTAURANTS|DEAN|MORGAN STANLEY|120248
DRI|DARDEN RESTAURANTS|DEGS|RONIN PROFESSIONAL LLC|2259
DRI|DARDEN RESTAURANTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20462
DRI|DARDEN RESTAURANTS|DIVA|Divine Capital Markets LLC|900
DRI|DARDEN RESTAURANTS|EBXL|EBX LLC|376000
DRI|DARDEN RESTAURANTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|69570
DRI|DARDEN RESTAURANTS|EDJO|Edward D. Jones & Co., L.P.|1985
DRI|DARDEN RESTAURANTS|EGAM|CBOE TRADING, INC.|29372
DRI|DARDEN RESTAURANTS|EGAW|CBOE TRADING, INC.|556
DRI|DARDEN RESTAURANTS|EGMT|EG MARKET TECHNOLOGIES LLC|1500
DRI|DARDEN RESTAURANTS|EGXM|CBOE TRADING, INC.|12619
DRI|DARDEN RESTAURANTS|EGXW|CBOE TRADING, INC.|488
DRI|DARDEN RESTAURANTS|ETBE|Electronic Transaction Clearing, Inc.|77120
DRI|DARDEN RESTAURANTS|ETCC|Electronic Transaction Clearing, Inc.|1271
DRI|DARDEN RESTAURANTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|125891
DRI|DARDEN RESTAURANTS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|266
DRI|DARDEN RESTAURANTS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|797
DRI|DARDEN RESTAURANTS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|440
DRI|DARDEN RESTAURANTS|ETRS|E*Trade Securities LLC|300853
DRI|DARDEN RESTAURANTS|FCST|INTL FCSTONE FINANCIAL INC.|200
DRI|DARDEN RESTAURANTS|FILL|Tradestation Securities, Inc.|48145
DRI|DARDEN RESTAURANTS|FINX|FINTECH SECURITIES|413
DRI|DARDEN RESTAURANTS|FMAF|NBCN Inc./ CDS|10003
DRI|DARDEN RESTAURANTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14130
DRI|DARDEN RESTAURANTS|FQLS|Quantlab Securities LP|602634
DRI|DARDEN RESTAURANTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|163001
DRI|DARDEN RESTAURANTS|FTBR|Foliofn Investments, Inc.|1203
DRI|DARDEN RESTAURANTS|GEBB|GLOBAL EXECUTION BROKERS, LP|587
DRI|DARDEN RESTAURANTS|GLPX|ACS EXECUTION SERVICES, LLC|93986
DRI|DARDEN RESTAURANTS|GSCO|GOLDMAN SACHS & CO. LLC|2030348
DRI|DARDEN RESTAURANTS|GSCS|GOLDMAN SACHS & CO. LLC|8035
DRI|DARDEN RESTAURANTS|GSLT|GOLDMAN SACHS & CO. LLC|17567
DRI|DARDEN RESTAURANTS|GTSZ|GTS SECURITIES LLC|151799
DRI|DARDEN RESTAURANTS|HRBF|American Enterprise Investment Services Inc.|81547
DRI|DARDEN RESTAURANTS|HSBC|HSBC Securities, Inc.|9627
DRI|DARDEN RESTAURANTS|IATS|INTERACTIVE BROKERS LLC|37373
DRI|DARDEN RESTAURANTS|IBKR|Interactive Brokers Llc|52208
DRI|DARDEN RESTAURANTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|681
DRI|DARDEN RESTAURANTS|ICBX|INSTINET, LLC|68506
DRI|DARDEN RESTAURANTS|IEQY|CITADEL SECURITIES LLC|178084
DRI|DARDEN RESTAURANTS|INCA|INSTINET, LLC|770588
DRI|DARDEN RESTAURANTS|INJX|INSTINET, LLC|33923
DRI|DARDEN RESTAURANTS|ITGI|ITG Inc.|73636
DRI|DARDEN RESTAURANTS|ITGP|ITG INC.|177200
DRI|DARDEN RESTAURANTS|JANY|Janney Montgomery Scott Inc.|9344
DRI|DARDEN RESTAURANTS|JEFF|JEFFERIES LLC|182646
DRI|DARDEN RESTAURANTS|JMPT|JUMP TRADING, LLC|89267
DRI|DARDEN RESTAURANTS|JONE|JonesTrading|17125
DRI|DARDEN RESTAURANTS|JPBX|J.P. MORGAN SECURITIES LLC|375558
DRI|DARDEN RESTAURANTS|JPMX|J.P. Morgan Securities LLC|772161
DRI|DARDEN RESTAURANTS|JSJX|JANE STREET CAPITAL LLC|78356
DRI|DARDEN RESTAURANTS|JUTA|JUMP TRADING, LLC|320
DRI|DARDEN RESTAURANTS|KCGM|VIRTU Americas LLC|118642
DRI|DARDEN RESTAURANTS|KEYB|KEYBANC CAPITAL MARKETS INC.|19800
DRI|DARDEN RESTAURANTS|LEHM|Barclays Capital Inc./Le|1751020
DRI|DARDEN RESTAURANTS|LIME|Lime Brokerage LLC|98558
DRI|DARDEN RESTAURANTS|LIWD|LIME BROKERAGE LLC|325
DRI|DARDEN RESTAURANTS|LOOP|Loop Capital Markets LLC|100
DRI|DARDEN RESTAURANTS|LQNA|LIQUIDNET, INC.|41400
DRI|DARDEN RESTAURANTS|LQNB|LIQUIDNET, INC.|33100
DRI|DARDEN RESTAURANTS|LSCI|Lek Securities Corporation|1191
DRI|DARDEN RESTAURANTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
DRI|DARDEN RESTAURANTS|MACC|Mid Atlantic Capital Corporation|187
DRI|DARDEN RESTAURANTS|MACQ|Macquarie Capital (USA) Inc.|400
DRI|DARDEN RESTAURANTS|MAVB|Great Point Capital LLC|100
DRI|DARDEN RESTAURANTS|MAXM|Maxim Group LLC|708
DRI|DARDEN RESTAURANTS|MBTS|ALLY INVEST SECURITIES LLC|7200
DRI|DARDEN RESTAURANTS|MCMF|Raymond James Ltd. Cds|4457
DRI|DARDEN RESTAURANTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|276706
DRI|DARDEN RESTAURANTS|MOTF|MOTIF INVESTING, INC.|10
DRI|DARDEN RESTAURANTS|MSCO|MORGAN STANLEY & CO. LLC|3442586
DRI|DARDEN RESTAURANTS|MSPL|MORGAN STANLEY & CO. LLC|1079400
DRI|DARDEN RESTAURANTS|MSTX|MORGAN STANLEY & CO. LLC|493400
DRI|DARDEN RESTAURANTS|NATL|National Securities Corporation|50
DRI|DARDEN RESTAURANTS|NFSC|National Financial Services LLC|472855
DRI|DARDEN RESTAURANTS|NITE|VIRTU Americas LLC|871237
DRI|DARDEN RESTAURANTS|NITP|VIRTU Americas LLC|113
DRI|DARDEN RESTAURANTS|NMRA|Nomura Securities International, Inc.|7200
DRI|DARDEN RESTAURANTS|NQRB|Brut, LLC|10548
DRI|DARDEN RESTAURANTS|NTBF|BMO Nesbitt Burns Inc./CDS|364
DRI|DARDEN RESTAURANTS|NTRC|Northern Trust Securities, Inc.|247
DRI|DARDEN RESTAURANTS|OHOS|TWO SIGMA SECURITIES, LLC|157561
DRI|DARDEN RESTAURANTS|ONEL|O'NEIL SECURITIES, INCORPORATED|6706
DRI|DARDEN RESTAURANTS|OPCO|Oppenheimer & Co. Inc.|2138
DRI|DARDEN RESTAURANTS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|33428
DRI|DARDEN RESTAURANTS|PCFF|Pacific International Securities Inc./CDS|200
DRI|DARDEN RESTAURANTS|PDQM|CODA MARKETS, INC.|107655
DRI|DARDEN RESTAURANTS|PHLY|NASDAQ Execution Services, LLC|3400
DRI|DARDEN RESTAURANTS|PICT|Pictet Overseas Inc.|147
DRI|DARDEN RESTAURANTS|PWJC|UBS Financial Services, Inc.|326
DRI|DARDEN RESTAURANTS|QMSR|QUATTRO M SECURITIES INC.|32074
DRI|DARDEN RESTAURANTS|RBCM|RBC CAPITAL MARKETS, LLC|2309
DRI|DARDEN RESTAURANTS|RHCO|Suntrust Robinson Humphrey, Inc.|2200
DRI|DARDEN RESTAURANTS|SAGL|SAGETRADER, LLC|11668
DRI|DARDEN RESTAURANTS|SALI|INTL FCSTONE FINANCIAL INC.|391
DRI|DARDEN RESTAURANTS|SBRX|MURIEL SIEBERT & CO INC|112
DRI|DARDEN RESTAURANTS|SBSH|Citigroup Global Markets Inc.|319218
DRI|DARDEN RESTAURANTS|SEIC|SEI Investments Distribution Co.|100
DRI|DARDEN RESTAURANTS|SGMT|GOLDMAN SACHS & CO. LLC|436120
DRI|DARDEN RESTAURANTS|SIBO|Prime Executions, Inc.|6100
DRI|DARDEN RESTAURANTS|SOGO|Wang Investment Associates, Inc.|306
DRI|DARDEN RESTAURANTS|SPDR|SPEEDROUTE LLC|40334
DRI|DARDEN RESTAURANTS|SPHN|Stephens Inc.|3349
DRI|DARDEN RESTAURANTS|SPTD|MINT GLOBAL MARKETS, INC.|1600
DRI|DARDEN RESTAURANTS|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
DRI|DARDEN RESTAURANTS|STFC|Stuart Frankel & Co., Incorporated|19609
DRI|DARDEN RESTAURANTS|STFL|Stifel, Nicolaus & Company, Incorporated|2228
DRI|DARDEN RESTAURANTS|STKP|STOCKPILE INVESTMENTS, INC.|70
DRI|DARDEN RESTAURANTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2486
DRI|DARDEN RESTAURANTS|SWIM|TD Ameritrade, Inc.|375173
DRI|DARDEN RESTAURANTS|SWST|Hilltop Securities Inc.|7716
DRI|DARDEN RESTAURANTS|TKNG|ALLY INVEST SECURITIES LLC|2977
DRI|DARDEN RESTAURANTS|TMBR|Timber Hill LLC|1
DRI|DARDEN RESTAURANTS|TRBT|Tradebot Systems, Inc.|663555
DRI|DARDEN RESTAURANTS|TRCM|TRC MARKETS LLC|400309
DRI|DARDEN RESTAURANTS|TWTT|TASTYWORKS, INC.|100
DRI|DARDEN RESTAURANTS|UBSA|UBS SECURITIES LLC|1075249
DRI|DARDEN RESTAURANTS|UBSS|UBS Securities LLC|1883854
DRI|DARDEN RESTAURANTS|VALX|VIRTU AMERICAS LLC|21588
DRI|DARDEN RESTAURANTS|VGRD|Vanguard Marketing Corporation|25375
DRI|DARDEN RESTAURANTS|WBPX|SUMMIT SECURITIES GROUP, LLC|4236
DRI|DARDEN RESTAURANTS|WCHV|WELLS FARGO SECURITIES, LLC|161039
DRI|DARDEN RESTAURANTS|WDNX|WEEDEN & CO.L.P.|6348
DRI|DARDEN RESTAURANTS|WEDB|WEDBUSH SECURITIES INC.|67955
DRI|DARDEN RESTAURANTS|WEED|Weeden & Co.L.P.|2444
DRI|DARDEN RESTAURANTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42842
DRI|DARDEN RESTAURANTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43211
DRI|DARDEN RESTAURANTS|WGIF|CIBC World Markets Inc.|3601
DRI|DARDEN RESTAURANTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|207
DRI|DARDEN RESTAURANTS|WSAG|WALL STREET ACCESS|1567
DRI|DARDEN RESTAURANTS|WSEA|WOLVERINE SECURITIES, LLC|13067
DRI|DARDEN RESTAURANTS|XIST|INSTINET, LLC|108838
DRI|DARDEN RESTAURANTS|XPQR|Jump Trading|900
DRI|DARDEN RESTAURANTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|101050
DRI|DARDEN RESTAURANTS|YKNA|COMHAR CAPITAL MARKETS, LLC|9504
DRI|DARDEN RESTAURANTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15016
DRIO|DARIOHEALTH CP CMN|ALTX|Alternet Securities Inc.|900
DRIO|DARIOHEALTH CP CMN|APCC|Apex Clearing Corporation|6195
DRIO|DARIOHEALTH CP CMN|BYXM|CBOE TRADING, INC.|100
DRIO|DARIOHEALTH CP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
DRIO|DARIOHEALTH CP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3500
DRIO|DARIOHEALTH CP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6490
DRIO|DARIOHEALTH CP CMN|CTDL|Citadel Derivatives Group Llc|2261
DRIO|DARIOHEALTH CP CMN|DBAB|Deutsche Bank Securities Inc.|3623
DRIO|DARIOHEALTH CP CMN|DBAX|Deutsche Bank Securities Inc.|1500
DRIO|DARIOHEALTH CP CMN|DEGS|RONIN PROFESSIONAL LLC|13402
DRIO|DARIOHEALTH CP CMN|EBXL|EBX LLC|700
DRIO|DARIOHEALTH CP CMN|EGAM|CBOE TRADING, INC.|2100
DRIO|DARIOHEALTH CP CMN|EGXM|CBOE TRADING, INC.|300
DRIO|DARIOHEALTH CP CMN|ETBE|Electronic Transaction Clearing, Inc.|20
DRIO|DARIOHEALTH CP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5000
DRIO|DARIOHEALTH CP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2690
DRIO|DARIOHEALTH CP CMN|ETRS|E*Trade Securities LLC|227441
DRIO|DARIOHEALTH CP CMN|FBCO|Credit Suisse Securities (USA) LLC|16482
DRIO|DARIOHEALTH CP CMN|FILL|Tradestation Securities, Inc.|60075
DRIO|DARIOHEALTH CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|213081
DRIO|DARIOHEALTH CP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|692
DRIO|DARIOHEALTH CP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|820
DRIO|DARIOHEALTH CP CMN|GLPX|ACS EXECUTION SERVICES, LLC|4637
DRIO|DARIOHEALTH CP CMN|GSCO|GOLDMAN SACHS & CO. LLC|2996
DRIO|DARIOHEALTH CP CMN|GSLT|GOLDMAN SACHS & CO. LLC|1750
DRIO|DARIOHEALTH CP CMN|GTSZ|GTS SECURITIES LLC|1440
DRIO|DARIOHEALTH CP CMN|HRBF|American Enterprise Investment Services Inc.|2300
DRIO|DARIOHEALTH CP CMN|HSBC|HSBC Securities, Inc.|1171
DRIO|DARIOHEALTH CP CMN|IATS|INTERACTIVE BROKERS LLC|2826
DRIO|DARIOHEALTH CP CMN|IBKR|Interactive Brokers Llc|41695
DRIO|DARIOHEALTH CP CMN|ICBX|INSTINET, LLC|1200
DRIO|DARIOHEALTH CP CMN|INCA|INSTINET, LLC|13171
DRIO|DARIOHEALTH CP CMN|ITGI|ITG Inc.|2400
DRIO|DARIOHEALTH CP CMN|ITGP|ITG INC.|4000
DRIO|DARIOHEALTH CP CMN|JEFF|JEFFERIES LLC|100
DRIO|DARIOHEALTH CP CMN|JSJX|JANE STREET CAPITAL LLC|100
DRIO|DARIOHEALTH CP CMN|KCGM|VIRTU Americas LLC|200
DRIO|DARIOHEALTH CP CMN|LEHM|Barclays Capital Inc./Le|3349
DRIO|DARIOHEALTH CP CMN|LIME|Lime Brokerage LLC|28118
DRIO|DARIOHEALTH CP CMN|LSCI|Lek Securities Corporation|1000
DRIO|DARIOHEALTH CP CMN|MAXM|Maxim Group LLC|7700
DRIO|DARIOHEALTH CP CMN|MBTS|ALLY INVEST SECURITIES LLC|507
DRIO|DARIOHEALTH CP CMN|MSCO|MORGAN STANLEY & CO. LLC|81822
DRIO|DARIOHEALTH CP CMN|MSPL|MORGAN STANLEY & CO. LLC|500
DRIO|DARIOHEALTH CP CMN|NFSC|National Financial Services LLC|126461
DRIO|DARIOHEALTH CP CMN|NITE|VIRTU Americas LLC|537834
DRIO|DARIOHEALTH CP CMN|NITP|VIRTU Americas LLC|1816
DRIO|DARIOHEALTH CP CMN|NQRB|Brut, LLC|596
DRIO|DARIOHEALTH CP CMN|OGRU|Oscar Gruss & Son, Incorporated|392046
DRIO|DARIOHEALTH CP CMN|OPCO|Oppenheimer & Co. Inc.|23291
DRIO|DARIOHEALTH CP CMN|PDQM|CODA MARKETS, INC.|6726
DRIO|DARIOHEALTH CP CMN|SAGL|SAGETRADER, LLC|1171
DRIO|DARIOHEALTH CP CMN|SBSH|Citigroup Global Markets Inc.|11247
DRIO|DARIOHEALTH CP CMN|SGMT|GOLDMAN SACHS & CO. LLC|200
DRIO|DARIOHEALTH CP CMN|SPDR|SPEEDROUTE LLC|2400
DRIO|DARIOHEALTH CP CMN|SWIM|TD Ameritrade, Inc.|67613
DRIO|DARIOHEALTH CP CMN|TKNG|ALLY INVEST SECURITIES LLC|14048
DRIO|DARIOHEALTH CP CMN|TRCM|TRC MARKETS LLC|140
DRIO|DARIOHEALTH CP CMN|UBSA|UBS SECURITIES LLC|17819
DRIO|DARIOHEALTH CP CMN|UBSS|UBS Securities LLC|42437
DRIO|DARIOHEALTH CP CMN|VGRD|Vanguard Marketing Corporation|1903
DRIO|DARIOHEALTH CP CMN|WCHV|WELLS FARGO SECURITIES, LLC|100
DRIO|DARIOHEALTH CP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3145
DRIO|DARIOHEALTH CP CMN|WSEA|WOLVERINE SECURITIES, LLC|13335
DRIO|DARIOHEALTH CP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
DRIO|DARIOHEALTH CP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12000
DRIOW|DARIOHEALTH CORP WTS|APCC|Apex Clearing Corporation|25
DRIOW|DARIOHEALTH CORP WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
DRIOW|DARIOHEALTH CORP WTS|EBXL|EBX LLC|100
DRIOW|DARIOHEALTH CORP WTS|ETRS|E*Trade Securities LLC|19800
DRIOW|DARIOHEALTH CORP WTS|FILL|Tradestation Securities, Inc.|1092
DRIOW|DARIOHEALTH CORP WTS|LEHM|Barclays Capital Inc./Le|200
DRIOW|DARIOHEALTH CORP WTS|LIME|Lime Brokerage LLC|800
DRIOW|DARIOHEALTH CORP WTS|MSCO|MORGAN STANLEY & CO. LLC|3200
DRIOW|DARIOHEALTH CORP WTS|NFSC|National Financial Services LLC|7100
DRIOW|DARIOHEALTH CORP WTS|NITE|VIRTU Americas LLC|6517
DRIOW|DARIOHEALTH CORP WTS|SGMT|GOLDMAN SACHS & CO. LLC|100
DRIOW|DARIOHEALTH CORP WTS|UBSA|UBS SECURITIES LLC|500
DRIP|DIREXION DAILY S&P O|ALTX|Alternet Securities Inc.|7300
DRIP|DIREXION DAILY S&P O|APCC|Apex Clearing Corporation|149237
DRIP|DIREXION DAILY S&P O|BATM|CBOE TRADING, INC.|18155
DRIP|DIREXION DAILY S&P O|BKMM|BNY MELLON CAPITAL MARKETS, LLC|155905
DRIP|DIREXION DAILY S&P O|CHAS|Charles Schwab & Co., Inc.|54505
DRIP|DIREXION DAILY S&P O|CMTT|CMT TRADING LLC|50315
DRIP|DIREXION DAILY S&P O|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9197
DRIP|DIREXION DAILY S&P O|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
DRIP|DIREXION DAILY S&P O|CROS|CREDIT SUISSE SECURITIES (USA) LLC|692907
DRIP|DIREXION DAILY S&P O|CXCX|CITIGROUP GLOBAL MARKETS INC.|10340
DRIP|DIREXION DAILY S&P O|DBAB|Deutsche Bank Securities Inc.|3800
DRIP|DIREXION DAILY S&P O|DBAX|Deutsche Bank Securities Inc.|218400
DRIP|DIREXION DAILY S&P O|DCHF|Dart Executions, LLC|1221758
DRIP|DIREXION DAILY S&P O|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|44171
DRIP|DIREXION DAILY S&P O|EBXL|EBX LLC|508700
DRIP|DIREXION DAILY S&P O|ECUT|CONVERGEX EXECUTION SOLUTIONS|86263
DRIP|DIREXION DAILY S&P O|EGAM|CBOE TRADING, INC.|15724
DRIP|DIREXION DAILY S&P O|EGAW|CBOE TRADING, INC.|200
DRIP|DIREXION DAILY S&P O|EGXM|CBOE TRADING, INC.|49844
DRIP|DIREXION DAILY S&P O|ETBE|Electronic Transaction Clearing, Inc.|26578
DRIP|DIREXION DAILY S&P O|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
DRIP|DIREXION DAILY S&P O|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|17346
DRIP|DIREXION DAILY S&P O|ETRS|E*Trade Securities LLC|5862266
DRIP|DIREXION DAILY S&P O|FFSI|Firstrade Securities Inc.|300
DRIP|DIREXION DAILY S&P O|FILL|Tradestation Securities, Inc.|333725
DRIP|DIREXION DAILY S&P O|FMAF|NBCN Inc./ CDS|60700
DRIP|DIREXION DAILY S&P O|FTBR|Foliofn Investments, Inc.|64390
DRIP|DIREXION DAILY S&P O|GBMT|GBM International, Inc.|1000
DRIP|DIREXION DAILY S&P O|GEBB|GLOBAL EXECUTION BROKERS, LP|500
DRIP|DIREXION DAILY S&P O|GLIS|TD Securities Inc|1080850
DRIP|DIREXION DAILY S&P O|GLPX|ACS EXECUTION SERVICES, LLC|13460
DRIP|DIREXION DAILY S&P O|GSCO|GOLDMAN SACHS & CO. LLC|13300
DRIP|DIREXION DAILY S&P O|GSCS|GOLDMAN SACHS & CO. LLC|20620
DRIP|DIREXION DAILY S&P O|GSLT|GOLDMAN SACHS & CO. LLC|94058
DRIP|DIREXION DAILY S&P O|GTSZ|GTS SECURITIES LLC|30583
DRIP|DIREXION DAILY S&P O|HRBF|American Enterprise Investment Services Inc.|500
DRIP|DIREXION DAILY S&P O|IATS|INTERACTIVE BROKERS LLC|196188
DRIP|DIREXION DAILY S&P O|IBKR|Interactive Brokers Llc|871131
DRIP|DIREXION DAILY S&P O|ICBX|INSTINET, LLC|258848
DRIP|DIREXION DAILY S&P O|INCA|INSTINET, LLC|94272
DRIP|DIREXION DAILY S&P O|ITGI|ITG Inc.|7927
DRIP|DIREXION DAILY S&P O|ITGP|ITG INC.|76800
DRIP|DIREXION DAILY S&P O|JEFF|JEFFERIES LLC|500
DRIP|DIREXION DAILY S&P O|JMPT|JUMP TRADING, LLC|146953
DRIP|DIREXION DAILY S&P O|JPMX|J.P. Morgan Securities LLC|79540
DRIP|DIREXION DAILY S&P O|JSEB|JANE STREET EXECUTION SERVICES, LLC|10100
DRIP|DIREXION DAILY S&P O|JSJX|JANE STREET CAPITAL LLC|2621431
DRIP|DIREXION DAILY S&P O|KCGM|VIRTU Americas LLC|289099
DRIP|DIREXION DAILY S&P O|LEHM|Barclays Capital Inc./Le|841862
DRIP|DIREXION DAILY S&P O|LIME|Lime Brokerage LLC|72433
DRIP|DIREXION DAILY S&P O|LIWM|LIME BROKERAGE LLC|52665
DRIP|DIREXION DAILY S&P O|LSCI|Lek Securities Corporation|100
DRIP|DIREXION DAILY S&P O|MBTS|ALLY INVEST SECURITIES LLC|1100
DRIP|DIREXION DAILY S&P O|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|487894
DRIP|DIREXION DAILY S&P O|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
DRIP|DIREXION DAILY S&P O|MOTF|MOTIF INVESTING, INC.|1
DRIP|DIREXION DAILY S&P O|MSCO|MORGAN STANLEY & CO. LLC|476558
DRIP|DIREXION DAILY S&P O|MSPL|MORGAN STANLEY & CO. LLC|7900
DRIP|DIREXION DAILY S&P O|NFSC|National Financial Services LLC|9593345
DRIP|DIREXION DAILY S&P O|NITE|VIRTU Americas LLC|9447089
DRIP|DIREXION DAILY S&P O|NITP|VIRTU Americas LLC|81181
DRIP|DIREXION DAILY S&P O|NTBF|BMO Nesbitt Burns Inc./CDS|31740
DRIP|DIREXION DAILY S&P O|OPCO|Oppenheimer & Co. Inc.|13265
DRIP|DIREXION DAILY S&P O|PDQM|CODA MARKETS, INC.|78476
DRIP|DIREXION DAILY S&P O|PHLY|NASDAQ Execution Services, LLC|11000
DRIP|DIREXION DAILY S&P O|RGLD|Regal Securities, Inc|200
DRIP|DIREXION DAILY S&P O|SBRX|MURIEL SIEBERT & CO INC|500
DRIP|DIREXION DAILY S&P O|SBSH|Citigroup Global Markets Inc.|86337
DRIP|DIREXION DAILY S&P O|SGMT|GOLDMAN SACHS & CO. LLC|248886
DRIP|DIREXION DAILY S&P O|SOGO|Wang Investment Associates, Inc.|450
DRIP|DIREXION DAILY S&P O|SPDR|SPEEDROUTE LLC|7552
DRIP|DIREXION DAILY S&P O|STTT|STATETRUST INVESTMENTS INC.|20700
DRIP|DIREXION DAILY S&P O|SWIM|TD Ameritrade, Inc.|6365623
DRIP|DIREXION DAILY S&P O|TKNG|ALLY INVEST SECURITIES LLC|150953
DRIP|DIREXION DAILY S&P O|TRBT|Tradebot Systems, Inc.|179500
DRIP|DIREXION DAILY S&P O|TRCM|TRC MARKETS LLC|3216144
DRIP|DIREXION DAILY S&P O|TWTT|TASTYWORKS, INC.|22606
DRIP|DIREXION DAILY S&P O|UBSA|UBS SECURITIES LLC|1144444
DRIP|DIREXION DAILY S&P O|UBSS|UBS Securities LLC|1007644
DRIP|DIREXION DAILY S&P O|VALX|VIRTU AMERICAS LLC|50839
DRIP|DIREXION DAILY S&P O|VGRD|Vanguard Marketing Corporation|1401650
DRIP|DIREXION DAILY S&P O|VSIN|Vision Financial Markets Llc|55630
DRIP|DIREXION DAILY S&P O|WEXM|WOLVERINE EXECUTION SERVICES, LLC|78374
DRIP|DIREXION DAILY S&P O|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29204
DRIP|DIREXION DAILY S&P O|WGIF|CIBC World Markets Inc.|88918
DRIP|DIREXION DAILY S&P O|WSEA|WOLVERINE SECURITIES, LLC|128408
DRIP|DIREXION DAILY S&P O|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
DRIV|GBLX AUTO & ELEC ETF|APCC|Apex Clearing Corporation|202
DRIV|GBLX AUTO & ELEC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1664
DRIV|GBLX AUTO & ELEC ETF|DBAX|Deutsche Bank Securities Inc.|1200
DRIV|GBLX AUTO & ELEC ETF|DEAN|MORGAN STANLEY|625
DRIV|GBLX AUTO & ELEC ETF|EBXL|EBX LLC|1200
DRIV|GBLX AUTO & ELEC ETF|ETRS|E*Trade Securities LLC|2983
DRIV|GBLX AUTO & ELEC ETF|FBCO|Credit Suisse Securities (USA) LLC|3923
DRIV|GBLX AUTO & ELEC ETF|FOMA|TD AMERITRADE CLEARING, INC.|15191
DRIV|GBLX AUTO & ELEC ETF|FTBR|Foliofn Investments, Inc.|16
DRIV|GBLX AUTO & ELEC ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|137
DRIV|GBLX AUTO & ELEC ETF|GSCO|GOLDMAN SACHS & CO. LLC|1300
DRIV|GBLX AUTO & ELEC ETF|GTSZ|GTS SECURITIES LLC|48
DRIV|GBLX AUTO & ELEC ETF|HRBF|American Enterprise Investment Services Inc.|333
DRIV|GBLX AUTO & ELEC ETF|IATS|INTERACTIVE BROKERS LLC|725
DRIV|GBLX AUTO & ELEC ETF|IBKR|Interactive Brokers Llc|1141
DRIV|GBLX AUTO & ELEC ETF|ICBX|INSTINET, LLC|2800
DRIV|GBLX AUTO & ELEC ETF|INCA|INSTINET, LLC|358
DRIV|GBLX AUTO & ELEC ETF|JANY|Janney Montgomery Scott Inc.|300
DRIV|GBLX AUTO & ELEC ETF|JPMX|J.P. Morgan Securities LLC|400
DRIV|GBLX AUTO & ELEC ETF|JSJX|JANE STREET CAPITAL LLC|18773
DRIV|GBLX AUTO & ELEC ETF|KCGM|VIRTU Americas LLC|1510
DRIV|GBLX AUTO & ELEC ETF|LEHM|Barclays Capital Inc./Le|1600
DRIV|GBLX AUTO & ELEC ETF|LIME|Lime Brokerage LLC|1105
DRIV|GBLX AUTO & ELEC ETF|LMGP|LIME BROKERAGE LLC|300
DRIV|GBLX AUTO & ELEC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1350
DRIV|GBLX AUTO & ELEC ETF|MSCO|MORGAN STANLEY & CO. LLC|7641
DRIV|GBLX AUTO & ELEC ETF|NFSC|National Financial Services LLC|25168
DRIV|GBLX AUTO & ELEC ETF|NITE|VIRTU Americas LLC|27011
DRIV|GBLX AUTO & ELEC ETF|OPCO|Oppenheimer & Co. Inc.|3239
DRIV|GBLX AUTO & ELEC ETF|PDQM|CODA MARKETS, INC.|3763
DRIV|GBLX AUTO & ELEC ETF|RAJA|Raymond James & Associates, Inc.|638
DRIV|GBLX AUTO & ELEC ETF|RBCM|RBC CAPITAL MARKETS, LLC|155
DRIV|GBLX AUTO & ELEC ETF|SBSH|Citigroup Global Markets Inc.|42780
DRIV|GBLX AUTO & ELEC ETF|SGMT|GOLDMAN SACHS & CO. LLC|550
DRIV|GBLX AUTO & ELEC ETF|SPDR|SPEEDROUTE LLC|600
DRIV|GBLX AUTO & ELEC ETF|SWIM|TD Ameritrade, Inc.|3547
DRIV|GBLX AUTO & ELEC ETF|TKNG|ALLY INVEST SECURITIES LLC|61
DRIV|GBLX AUTO & ELEC ETF|TRCM|TRC MARKETS LLC|1630
DRIV|GBLX AUTO & ELEC ETF|TWTT|TASTYWORKS, INC.|100
DRIV|GBLX AUTO & ELEC ETF|UBSA|UBS SECURITIES LLC|5587
DRIV|GBLX AUTO & ELEC ETF|UBSS|UBS Securities LLC|11333
DRIV|GBLX AUTO & ELEC ETF|VGRD|Vanguard Marketing Corporation|2147
DRIV|GBLX AUTO & ELEC ETF|WCHV|WELLS FARGO SECURITIES, LLC|2922
DRIV|GBLX AUTO & ELEC ETF|WEDB|WEDBUSH SECURITIES INC.|310
DRIV|GBLX AUTO & ELEC ETF|WGIF|CIBC World Markets Inc.|35
DRIV|GBLX AUTO & ELEC ETF|WSEA|WOLVERINE SECURITIES, LLC|1747
DRIV|GBLX AUTO & ELEC ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
DRN|DIREXION DAILY REAL|APCC|Apex Clearing Corporation|431
DRN|DIREXION DAILY REAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1120
DRN|DIREXION DAILY REAL|CHAS|Charles Schwab & Co., Inc.|451
DRN|DIREXION DAILY REAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14117
DRN|DIREXION DAILY REAL|DBAX|Deutsche Bank Securities Inc.|4600
DRN|DIREXION DAILY REAL|DEAN|MORGAN STANLEY|20
DRN|DIREXION DAILY REAL|DRWC|DRW SECURITIES, L.L.C.|831
DRN|DIREXION DAILY REAL|EBXL|EBX LLC|5700
DRN|DIREXION DAILY REAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|241
DRN|DIREXION DAILY REAL|EGXM|CBOE TRADING, INC.|215
DRN|DIREXION DAILY REAL|ETBE|Electronic Transaction Clearing, Inc.|933
DRN|DIREXION DAILY REAL|ETRS|E*Trade Securities LLC|44325
DRN|DIREXION DAILY REAL|FILL|Tradestation Securities, Inc.|1860
DRN|DIREXION DAILY REAL|FMAF|NBCN Inc./ CDS|600
DRN|DIREXION DAILY REAL|FQLS|Quantlab Securities LP|3168
DRN|DIREXION DAILY REAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17
DRN|DIREXION DAILY REAL|FTBR|Foliofn Investments, Inc.|1105
DRN|DIREXION DAILY REAL|GTSZ|GTS SECURITIES LLC|12
DRN|DIREXION DAILY REAL|HRBF|American Enterprise Investment Services Inc.|590
DRN|DIREXION DAILY REAL|HSBC|HSBC Securities, Inc.|300
DRN|DIREXION DAILY REAL|IATS|INTERACTIVE BROKERS LLC|1568
DRN|DIREXION DAILY REAL|IBKR|Interactive Brokers Llc|12723
DRN|DIREXION DAILY REAL|ICBX|INSTINET, LLC|1600
DRN|DIREXION DAILY REAL|INCA|INSTINET, LLC|1725
DRN|DIREXION DAILY REAL|JMPT|JUMP TRADING, LLC|60
DRN|DIREXION DAILY REAL|JPMX|J.P. Morgan Securities LLC|400
DRN|DIREXION DAILY REAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|2400
DRN|DIREXION DAILY REAL|JSJX|JANE STREET CAPITAL LLC|59631
DRN|DIREXION DAILY REAL|KCGM|VIRTU Americas LLC|6563
DRN|DIREXION DAILY REAL|LEHM|Barclays Capital Inc./Le|12500
DRN|DIREXION DAILY REAL|LIME|Lime Brokerage LLC|10395
DRN|DIREXION DAILY REAL|LIWM|LIME BROKERAGE LLC|434
DRN|DIREXION DAILY REAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
DRN|DIREXION DAILY REAL|MOTF|MOTIF INVESTING, INC.|4
DRN|DIREXION DAILY REAL|MSCO|MORGAN STANLEY & CO. LLC|2890
DRN|DIREXION DAILY REAL|MSPL|MORGAN STANLEY & CO. LLC|3100
DRN|DIREXION DAILY REAL|NFSC|National Financial Services LLC|101836
DRN|DIREXION DAILY REAL|NITE|VIRTU Americas LLC|85094
DRN|DIREXION DAILY REAL|PCPT|PHILLIP CAPITAL INC.|1499
DRN|DIREXION DAILY REAL|RBCM|RBC CAPITAL MARKETS, LLC|24
DRN|DIREXION DAILY REAL|SBSH|Citigroup Global Markets Inc.|2418
DRN|DIREXION DAILY REAL|SGMT|GOLDMAN SACHS & CO. LLC|3116
DRN|DIREXION DAILY REAL|SOGO|Wang Investment Associates, Inc.|100
DRN|DIREXION DAILY REAL|STTT|STATETRUST INVESTMENTS INC.|4363
DRN|DIREXION DAILY REAL|SWIM|TD Ameritrade, Inc.|19026
DRN|DIREXION DAILY REAL|TKNG|ALLY INVEST SECURITIES LLC|1769
DRN|DIREXION DAILY REAL|TRCM|TRC MARKETS LLC|9674
DRN|DIREXION DAILY REAL|UBSA|UBS SECURITIES LLC|7920
DRN|DIREXION DAILY REAL|UBSS|UBS Securities LLC|14493
DRN|DIREXION DAILY REAL|VALX|VIRTU AMERICAS LLC|525
DRN|DIREXION DAILY REAL|VGRD|Vanguard Marketing Corporation|14711
DRN|DIREXION DAILY REAL|VSIN|Vision Financial Markets Llc|100
DRN|DIREXION DAILY REAL|WCHV|WELLS FARGO SECURITIES, LLC|5700
DRN|DIREXION DAILY REAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|642
DRN|DIREXION DAILY REAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4864
DRN|DIREXION DAILY REAL|WGIF|CIBC World Markets Inc.|448
DRN|DIREXION DAILY REAL|WSEA|WOLVERINE SECURITIES, LLC|498
DRN|DIREXION DAILY REAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8
DRNA|DICERNA PHARMACEUTIC|ACLP|ALEXANDER CAPITAL, L.P.|20000
DRNA|DICERNA PHARMACEUTIC|AGIS|Aegis Capital Corp.|2000
DRNA|DICERNA PHARMACEUTIC|ALTX|Alternet Securities Inc.|9040
DRNA|DICERNA PHARMACEUTIC|APCC|Apex Clearing Corporation|416
DRNA|DICERNA PHARMACEUTIC|BATM|CBOE TRADING, INC.|4180
DRNA|DICERNA PHARMACEUTIC|BAYC|BAY CREST PARTNERS, LLC|2969
DRNA|DICERNA PHARMACEUTIC|BAYT|BTIG, LLC|5700
DRNA|DICERNA PHARMACEUTIC|BERN|Sanford C. Bernstein & Co., LLC|2200
DRNA|DICERNA PHARMACEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29
DRNA|DICERNA PHARMACEUTIC|BMOC|BMO Capital Markets Corp.|76349
DRNA|DICERNA PHARMACEUTIC|BNPX|BNP PARIBAS SECURITIES CORP.|4053
DRNA|DICERNA PHARMACEUTIC|BTIG|BTIG, LLC|1190936
DRNA|DICERNA PHARMACEUTIC|BYXM|CBOE TRADING, INC.|1290
DRNA|DICERNA PHARMACEUTIC|CANT|Cantor Fitzgerald & Co.|18778
DRNA|DICERNA PHARMACEUTIC|CBRA|Cobra Trading, Inc.|100
DRNA|DICERNA PHARMACEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6714
DRNA|DICERNA PHARMACEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1384
DRNA|DICERNA PHARMACEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|208353
DRNA|DICERNA PHARMACEUTIC|CTDL|Citadel Derivatives Group Llc|17435
DRNA|DICERNA PHARMACEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10254
DRNA|DICERNA PHARMACEUTIC|DBAB|Deutsche Bank Securities Inc.|686866
DRNA|DICERNA PHARMACEUTIC|DBAX|Deutsche Bank Securities Inc.|60100
DRNA|DICERNA PHARMACEUTIC|DBUL|Deutsche Bank Securities Inc.|1007
DRNA|DICERNA PHARMACEUTIC|DEAN|MORGAN STANLEY|3500
DRNA|DICERNA PHARMACEUTIC|DEGS|RONIN PROFESSIONAL LLC|33684
DRNA|DICERNA PHARMACEUTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
DRNA|DICERNA PHARMACEUTIC|DRWK|DRW SECURITIES, L.L.C.|8546
DRNA|DICERNA PHARMACEUTIC|EBXL|EBX LLC|104800
DRNA|DICERNA PHARMACEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|33564
DRNA|DICERNA PHARMACEUTIC|EDJO|Edward D. Jones & Co., L.P.|2750
DRNA|DICERNA PHARMACEUTIC|EGAM|CBOE TRADING, INC.|14276
DRNA|DICERNA PHARMACEUTIC|EGAW|CBOE TRADING, INC.|240
DRNA|DICERNA PHARMACEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|1400
DRNA|DICERNA PHARMACEUTIC|EGXM|CBOE TRADING, INC.|4742
DRNA|DICERNA PHARMACEUTIC|EGXW|CBOE TRADING, INC.|72
DRNA|DICERNA PHARMACEUTIC|ETBE|Electronic Transaction Clearing, Inc.|73566
DRNA|DICERNA PHARMACEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8329
DRNA|DICERNA PHARMACEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22208
DRNA|DICERNA PHARMACEUTIC|ETRS|E*Trade Securities LLC|227897
DRNA|DICERNA PHARMACEUTIC|FBCO|Credit Suisse Securities (USA) LLC|352080
DRNA|DICERNA PHARMACEUTIC|FILL|Tradestation Securities, Inc.|4074
DRNA|DICERNA PHARMACEUTIC|FMAF|NBCN Inc./ CDS|400
DRNA|DICERNA PHARMACEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|744161
DRNA|DICERNA PHARMACEUTIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15092
DRNA|DICERNA PHARMACEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138975
DRNA|DICERNA PHARMACEUTIC|FTBR|Foliofn Investments, Inc.|57
DRNA|DICERNA PHARMACEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|6100
DRNA|DICERNA PHARMACEUTIC|GLIS|TD Securities Inc|22
DRNA|DICERNA PHARMACEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|31084
DRNA|DICERNA PHARMACEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|1955666
DRNA|DICERNA PHARMACEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|37548
DRNA|DICERNA PHARMACEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|5007
DRNA|DICERNA PHARMACEUTIC|GTSZ|GTS SECURITIES LLC|16126
DRNA|DICERNA PHARMACEUTIC|HRBF|American Enterprise Investment Services Inc.|2200
DRNA|DICERNA PHARMACEUTIC|IATS|INTERACTIVE BROKERS LLC|5528
DRNA|DICERNA PHARMACEUTIC|IBKR|Interactive Brokers Llc|58647
DRNA|DICERNA PHARMACEUTIC|ICBX|INSTINET, LLC|74693
DRNA|DICERNA PHARMACEUTIC|IEQY|CITADEL SECURITIES LLC|23357
DRNA|DICERNA PHARMACEUTIC|INCA|INSTINET, LLC|433832
DRNA|DICERNA PHARMACEUTIC|INJX|INSTINET, LLC|302434
DRNA|DICERNA PHARMACEUTIC|ITGI|ITG Inc.|19692
DRNA|DICERNA PHARMACEUTIC|ITGP|ITG INC.|20200
DRNA|DICERNA PHARMACEUTIC|JEFF|JEFFERIES LLC|137432
DRNA|DICERNA PHARMACEUTIC|JMPT|JUMP TRADING, LLC|42752
DRNA|DICERNA PHARMACEUTIC|JPBX|J.P. MORGAN SECURITIES LLC|17884
DRNA|DICERNA PHARMACEUTIC|JPMX|J.P. Morgan Securities LLC|323075
DRNA|DICERNA PHARMACEUTIC|JSJX|JANE STREET CAPITAL LLC|8534
DRNA|DICERNA PHARMACEUTIC|KCGM|VIRTU Americas LLC|35526
DRNA|DICERNA PHARMACEUTIC|LEER|LEERINK PARTNERS LLC|55
DRNA|DICERNA PHARMACEUTIC|LEHM|Barclays Capital Inc./Le|1402978
DRNA|DICERNA PHARMACEUTIC|LIME|Lime Brokerage LLC|132144
DRNA|DICERNA PHARMACEUTIC|LMGP|LIME BROKERAGE LLC|6488
DRNA|DICERNA PHARMACEUTIC|LOOP|Loop Capital Markets LLC|6625
DRNA|DICERNA PHARMACEUTIC|LQNA|LIQUIDNET, INC.|58300
DRNA|DICERNA PHARMACEUTIC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
DRNA|DICERNA PHARMACEUTIC|MACQ|Macquarie Capital (USA) Inc.|4125
DRNA|DICERNA PHARMACEUTIC|MAXM|Maxim Group LLC|3477
DRNA|DICERNA PHARMACEUTIC|MBTS|ALLY INVEST SECURITIES LLC|1300
DRNA|DICERNA PHARMACEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26920
DRNA|DICERNA PHARMACEUTIC|MOTF|MOTIF INVESTING, INC.|1
DRNA|DICERNA PHARMACEUTIC|MSCO|MORGAN STANLEY & CO. LLC|2578207
DRNA|DICERNA PHARMACEUTIC|MSPL|MORGAN STANLEY & CO. LLC|138100
DRNA|DICERNA PHARMACEUTIC|MSTX|MORGAN STANLEY & CO. LLC|114700
DRNA|DICERNA PHARMACEUTIC|NFSC|National Financial Services LLC|154256
DRNA|DICERNA PHARMACEUTIC|NITE|VIRTU Americas LLC|716049
DRNA|DICERNA PHARMACEUTIC|NITP|VIRTU Americas LLC|1900
DRNA|DICERNA PHARMACEUTIC|NQRB|Brut, LLC|31200
DRNA|DICERNA PHARMACEUTIC|OPCO|Oppenheimer & Co. Inc.|4350
DRNA|DICERNA PHARMACEUTIC|PCPT|PHILLIP CAPITAL INC.|5628
DRNA|DICERNA PHARMACEUTIC|PDQM|CODA MARKETS, INC.|33332
DRNA|DICERNA PHARMACEUTIC|PUMA|Puma Capital, Llc|20100
DRNA|DICERNA PHARMACEUTIC|RAJA|Raymond James & Associates, Inc.|10932
DRNA|DICERNA PHARMACEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|1000
DRNA|DICERNA PHARMACEUTIC|SAGL|SAGETRADER, LLC|3520
DRNA|DICERNA PHARMACEUTIC|SBSH|Citigroup Global Markets Inc.|212781
DRNA|DICERNA PHARMACEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|37731
DRNA|DICERNA PHARMACEUTIC|SPDR|SPEEDROUTE LLC|33791
DRNA|DICERNA PHARMACEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|11301
DRNA|DICERNA PHARMACEUTIC|STXG|Stockcross Financial Services, Inc.|5450
DRNA|DICERNA PHARMACEUTIC|SWIM|TD Ameritrade, Inc.|63518
DRNA|DICERNA PHARMACEUTIC|TKNG|ALLY INVEST SECURITIES LLC|753
DRNA|DICERNA PHARMACEUTIC|TRBT|Tradebot Systems, Inc.|196065
DRNA|DICERNA PHARMACEUTIC|TRCM|TRC MARKETS LLC|79367
DRNA|DICERNA PHARMACEUTIC|UBSA|UBS SECURITIES LLC|385555
DRNA|DICERNA PHARMACEUTIC|UBSS|UBS Securities LLC|2335955
DRNA|DICERNA PHARMACEUTIC|VALX|VIRTU AMERICAS LLC|9125
DRNA|DICERNA PHARMACEUTIC|VGRD|Vanguard Marketing Corporation|8458
DRNA|DICERNA PHARMACEUTIC|VSIN|Vision Financial Markets Llc|10988
DRNA|DICERNA PHARMACEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|29432
DRNA|DICERNA PHARMACEUTIC|WDNX|WEEDEN & CO.L.P.|1796
DRNA|DICERNA PHARMACEUTIC|WEDB|WEDBUSH SECURITIES INC.|223
DRNA|DICERNA PHARMACEUTIC|WEED|Weeden & Co.L.P.|6400
DRNA|DICERNA PHARMACEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17557
DRNA|DICERNA PHARMACEUTIC|WGIF|CIBC World Markets Inc.|1000
DRNA|DICERNA PHARMACEUTIC|WSEA|WOLVERINE SECURITIES, LLC|3028
DRNA|DICERNA PHARMACEUTIC|XIST|INSTINET, LLC|11800
DRNA|DICERNA PHARMACEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|20060
DRNA|DICERNA PHARMACEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|1216
DRQ|DRIL QUIP INC|ALTX|Alternet Securities Inc.|8512
DRQ|DRIL QUIP INC|ANOS|ABEL/NOSER, L.L.C.|304
DRQ|DRIL QUIP INC|APCC|Apex Clearing Corporation|8
DRQ|DRIL QUIP INC|AQUA|AQUA SECURITIES L.P.|5000
DRQ|DRIL QUIP INC|BARD|Robert W. Baird & Co. Incorporated|411
DRQ|DRIL QUIP INC|BATM|CBOE TRADING, INC.|3601
DRQ|DRIL QUIP INC|BAYT|BTIG, LLC|500
DRQ|DRIL QUIP INC|BBNT|BB&T SECURITIES, LLC|261
DRQ|DRIL QUIP INC|BERN|Sanford C. Bernstein & Co., LLC|11917
DRQ|DRIL QUIP INC|BIDS|BIDS TRADING L.P.|1500
DRQ|DRIL QUIP INC|BKCM|BNY Mellon Capital Markets LLC|7286
DRQ|DRIL QUIP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|432
DRQ|DRIL QUIP INC|BLKX|INSTINET, LLC|10300
DRQ|DRIL QUIP INC|BNPX|BNP PARIBAS SECURITIES CORP.|6937
DRQ|DRIL QUIP INC|BRVL|BLAYLOCK VAN, LLC|600
DRQ|DRIL QUIP INC|BTIG|BTIG, LLC|11392
DRQ|DRIL QUIP INC|BYXM|CBOE TRADING, INC.|810
DRQ|DRIL QUIP INC|BZYD|GOLDMAN SACHS & CO. LLC|800
DRQ|DRIL QUIP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|12856
DRQ|DRIL QUIP INC|CIST|Capital Institutional Services, Inc.|66
DRQ|DRIL QUIP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7326
DRQ|DRIL QUIP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5044
DRQ|DRIL QUIP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1631
DRQ|DRIL QUIP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|182094
DRQ|DRIL QUIP INC|CTDL|Citadel Derivatives Group Llc|619
DRQ|DRIL QUIP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|39958
DRQ|DRIL QUIP INC|DBAB|Deutsche Bank Securities Inc.|70733
DRQ|DRIL QUIP INC|DBAX|Deutsche Bank Securities Inc.|257300
DRQ|DRIL QUIP INC|DEAN|MORGAN STANLEY|5721
DRQ|DRIL QUIP INC|DEGS|RONIN PROFESSIONAL LLC|100
DRQ|DRIL QUIP INC|EBXL|EBX LLC|89000
DRQ|DRIL QUIP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|27439
DRQ|DRIL QUIP INC|EDJO|Edward D. Jones & Co., L.P.|452
DRQ|DRIL QUIP INC|EGAM|CBOE TRADING, INC.|27217
DRQ|DRIL QUIP INC|EGAW|CBOE TRADING, INC.|349
DRQ|DRIL QUIP INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
DRQ|DRIL QUIP INC|EGXM|CBOE TRADING, INC.|4124
DRQ|DRIL QUIP INC|ETBE|Electronic Transaction Clearing, Inc.|200
DRQ|DRIL QUIP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13017
DRQ|DRIL QUIP INC|ETRS|E*Trade Securities LLC|4168
DRQ|DRIL QUIP INC|FILL|Tradestation Securities, Inc.|88
DRQ|DRIL QUIP INC|FMAF|NBCN Inc./ CDS|4
DRQ|DRIL QUIP INC|FMCO|First Manhattan Co|176
DRQ|DRIL QUIP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|375
DRQ|DRIL QUIP INC|FQLS|Quantlab Securities LP|84920
DRQ|DRIL QUIP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22525
DRQ|DRIL QUIP INC|FTBR|Foliofn Investments, Inc.|17
DRQ|DRIL QUIP INC|GLPX|ACS EXECUTION SERVICES, LLC|5983
DRQ|DRIL QUIP INC|GSCO|GOLDMAN SACHS & CO. LLC|511892
DRQ|DRIL QUIP INC|GSCS|GOLDMAN SACHS & CO. LLC|500
DRQ|DRIL QUIP INC|GSLT|GOLDMAN SACHS & CO. LLC|1218
DRQ|DRIL QUIP INC|GTSZ|GTS SECURITIES LLC|49947
DRQ|DRIL QUIP INC|HRBF|American Enterprise Investment Services Inc.|260
DRQ|DRIL QUIP INC|IATS|INTERACTIVE BROKERS LLC|3430
DRQ|DRIL QUIP INC|IBKR|Interactive Brokers Llc|1746
DRQ|DRIL QUIP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1766
DRQ|DRIL QUIP INC|ICBX|INSTINET, LLC|40200
DRQ|DRIL QUIP INC|IEQY|CITADEL SECURITIES LLC|23673
DRQ|DRIL QUIP INC|INCA|INSTINET, LLC|66163
DRQ|DRIL QUIP INC|INJX|INSTINET, LLC|12294
DRQ|DRIL QUIP INC|ITGI|ITG Inc.|24760
DRQ|DRIL QUIP INC|ITGP|ITG INC.|106800
DRQ|DRIL QUIP INC|JANY|Janney Montgomery Scott Inc.|4
DRQ|DRIL QUIP INC|JEFF|JEFFERIES LLC|146478
DRQ|DRIL QUIP INC|JMPT|JUMP TRADING, LLC|17007
DRQ|DRIL QUIP INC|JPBX|J.P. MORGAN SECURITIES LLC|16573
DRQ|DRIL QUIP INC|JPMX|J.P. Morgan Securities LLC|411211
DRQ|DRIL QUIP INC|JSJX|JANE STREET CAPITAL LLC|7163
DRQ|DRIL QUIP INC|KCGM|VIRTU Americas LLC|22800
DRQ|DRIL QUIP INC|LEHM|Barclays Capital Inc./Le|362823
DRQ|DRIL QUIP INC|LIME|Lime Brokerage LLC|16445
DRQ|DRIL QUIP INC|LQNA|LIQUIDNET, INC.|37800
DRQ|DRIL QUIP INC|LSCI|Lek Securities Corporation|9
DRQ|DRIL QUIP INC|MAXM|Maxim Group LLC|318
DRQ|DRIL QUIP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108989
DRQ|DRIL QUIP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1823
DRQ|DRIL QUIP INC|MNDX|TJM Investments, LLC|5085
DRQ|DRIL QUIP INC|MSCO|MORGAN STANLEY & CO. LLC|522394
DRQ|DRIL QUIP INC|MSPL|MORGAN STANLEY & CO. LLC|294100
DRQ|DRIL QUIP INC|MSTX|MORGAN STANLEY & CO. LLC|38500
DRQ|DRIL QUIP INC|MULL|MARK J. MULLER EQUITIES, INC.|250
DRQ|DRIL QUIP INC|NATL|National Securities Corporation|1300
DRQ|DRIL QUIP INC|NEUB|NEUBERGER BERMAN BD LLC|100
DRQ|DRIL QUIP INC|NFSC|National Financial Services LLC|36379
DRQ|DRIL QUIP INC|NITE|VIRTU Americas LLC|123370
DRQ|DRIL QUIP INC|NITP|VIRTU Americas LLC|1401
DRQ|DRIL QUIP INC|NQRB|Brut, LLC|12155
DRQ|DRIL QUIP INC|NTRC|Northern Trust Securities, Inc.|723
DRQ|DRIL QUIP INC|OHOS|TWO SIGMA SECURITIES, LLC|11633
DRQ|DRIL QUIP INC|OPCO|Oppenheimer & Co. Inc.|105
DRQ|DRIL QUIP INC|PDQM|CODA MARKETS, INC.|80350
DRQ|DRIL QUIP INC|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|1412
DRQ|DRIL QUIP INC|PWJC|UBS Financial Services, Inc.|26
DRQ|DRIL QUIP INC|RBCM|RBC CAPITAL MARKETS, LLC|365
DRQ|DRIL QUIP INC|RHCO|Suntrust Robinson Humphrey, Inc.|1300
DRQ|DRIL QUIP INC|SAGW|SAGETRADER, LLC|14
DRQ|DRIL QUIP INC|SALI|INTL FCSTONE FINANCIAL INC.|4
DRQ|DRIL QUIP INC|SBSH|Citigroup Global Markets Inc.|30395
DRQ|DRIL QUIP INC|SEIC|SEI Investments Distribution Co.|400
DRQ|DRIL QUIP INC|SGMT|GOLDMAN SACHS & CO. LLC|105169
DRQ|DRIL QUIP INC|SJLS|TRADE INFORMATICS LLC|300
DRQ|DRIL QUIP INC|SPDR|SPEEDROUTE LLC|51538
DRQ|DRIL QUIP INC|SPHN|Stephens Inc.|196
DRQ|DRIL QUIP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|18102
DRQ|DRIL QUIP INC|STFL|Stifel, Nicolaus & Company, Incorporated|484
DRQ|DRIL QUIP INC|SWIM|TD Ameritrade, Inc.|11785
DRQ|DRIL QUIP INC|TRBT|Tradebot Systems, Inc.|3347
DRQ|DRIL QUIP INC|TRCM|TRC MARKETS LLC|25461
DRQ|DRIL QUIP INC|TWTT|TASTYWORKS, INC.|134
DRQ|DRIL QUIP INC|UBSA|UBS SECURITIES LLC|451212
DRQ|DRIL QUIP INC|UBSS|UBS Securities LLC|307020
DRQ|DRIL QUIP INC|VALX|VIRTU AMERICAS LLC|7298
DRQ|DRIL QUIP INC|VGRD|Vanguard Marketing Corporation|1475
DRQ|DRIL QUIP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|900
DRQ|DRIL QUIP INC|WCHV|WELLS FARGO SECURITIES, LLC|43735
DRQ|DRIL QUIP INC|WEDB|WEDBUSH SECURITIES INC.|389
DRQ|DRIL QUIP INC|WEED|Weeden & Co.L.P.|2587
DRQ|DRIL QUIP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|123
DRQ|DRIL QUIP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2288
DRQ|DRIL QUIP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|7
DRQ|DRIL QUIP INC|WSEA|WOLVERINE SECURITIES, LLC|2623
DRQ|DRIL QUIP INC|XIST|INSTINET, LLC|71000
DRQ|DRIL QUIP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|16454
DRQ|DRIL QUIP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|630
DRQ|DRIL QUIP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|229
DRR|MARKET VECTORS|APCC|Apex Clearing Corporation|1
DRR|MARKET VECTORS|ETRS|E*Trade Securities LLC|6
DRR|MARKET VECTORS|FTBR|Foliofn Investments, Inc.|1
DRR|MARKET VECTORS|GSLT|GOLDMAN SACHS & CO. LLC|930
DRR|MARKET VECTORS|MSCO|MORGAN STANLEY & CO. LLC|961
DRR|MARKET VECTORS|NITE|VIRTU Americas LLC|331
DRR|MARKET VECTORS|SWIM|TD Ameritrade, Inc.|150
DRR|MARKET VECTORS|TKNG|ALLY INVEST SECURITIES LLC|108
DRR|MARKET VECTORS|UBSA|UBS SECURITIES LLC|300
DRR|MARKET VECTORS|UBSS|UBS Securities LLC|2
DRR|MARKET VECTORS|WSEA|WOLVERINE SECURITIES, LLC|44
DRRX|DURECT CORPORATION|ALTX|Alternet Securities Inc.|15721
DRRX|DURECT CORPORATION|APCC|Apex Clearing Corporation|9241
DRRX|DURECT CORPORATION|BATM|CBOE TRADING, INC.|1224
DRRX|DURECT CORPORATION|BAYT|BTIG, LLC|5400
DRRX|DURECT CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|2950
DRRX|DURECT CORPORATION|BIDS|BIDS TRADING L.P.|9100
DRRX|DURECT CORPORATION|BIMI|Banca IMI Securities Corp.|550
DRRX|DURECT CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3493
DRRX|DURECT CORPORATION|BMOC|BMO Capital Markets Corp.|23907
DRRX|DURECT CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1978
DRRX|DURECT CORPORATION|BRGE|Newbridge Securities Corp.|300
DRRX|DURECT CORPORATION|BTIG|BTIG, LLC|63065
DRRX|DURECT CORPORATION|CANT|Cantor Fitzgerald & Co.|102
DRRX|DURECT CORPORATION|CHAS|Charles Schwab & Co., Inc.|17119
DRRX|DURECT CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15910
DRRX|DURECT CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7791
DRRX|DURECT CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203431
DRRX|DURECT CORPORATION|CTDL|Citadel Derivatives Group Llc|66365
DRRX|DURECT CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|52452
DRRX|DURECT CORPORATION|DAVA|Davenport & Company LLC|13600
DRRX|DURECT CORPORATION|DBAB|Deutsche Bank Securities Inc.|336254
DRRX|DURECT CORPORATION|DBAX|Deutsche Bank Securities Inc.|115200
DRRX|DURECT CORPORATION|DEAN|MORGAN STANLEY|157
DRRX|DURECT CORPORATION|DEGS|RONIN PROFESSIONAL LLC|93956
DRRX|DURECT CORPORATION|EBXL|EBX LLC|116900
DRRX|DURECT CORPORATION|EDJO|Edward D. Jones & Co., L.P.|250
DRRX|DURECT CORPORATION|EGAM|CBOE TRADING, INC.|12750
DRRX|DURECT CORPORATION|EGXM|CBOE TRADING, INC.|4710
DRRX|DURECT CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|44117
DRRX|DURECT CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9820
DRRX|DURECT CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11270
DRRX|DURECT CORPORATION|ETRS|E*Trade Securities LLC|1045650
DRRX|DURECT CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|445374
DRRX|DURECT CORPORATION|FILL|Tradestation Securities, Inc.|33484
DRRX|DURECT CORPORATION|FMAF|NBCN Inc./ CDS|2500
DRRX|DURECT CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|1443783
DRRX|DURECT CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38574
DRRX|DURECT CORPORATION|FTBR|Foliofn Investments, Inc.|12404
DRRX|DURECT CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|121921
DRRX|DURECT CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|68697
DRRX|DURECT CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1124446
DRRX|DURECT CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|100
DRRX|DURECT CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|2816
DRRX|DURECT CORPORATION|GTSZ|GTS SECURITIES LLC|7582
DRRX|DURECT CORPORATION|HRBF|American Enterprise Investment Services Inc.|3271
DRRX|DURECT CORPORATION|IATS|INTERACTIVE BROKERS LLC|17969
DRRX|DURECT CORPORATION|IBKR|Interactive Brokers Llc|233462
DRRX|DURECT CORPORATION|ICBX|INSTINET, LLC|49231
DRRX|DURECT CORPORATION|IEQY|CITADEL SECURITIES LLC|16523
DRRX|DURECT CORPORATION|INCA|INSTINET, LLC|128911
DRRX|DURECT CORPORATION|INJX|INSTINET, LLC|4219
DRRX|DURECT CORPORATION|ITGI|ITG Inc.|66624
DRRX|DURECT CORPORATION|ITGP|ITG INC.|38400
DRRX|DURECT CORPORATION|JANY|Janney Montgomery Scott Inc.|66799
DRRX|DURECT CORPORATION|JEFF|JEFFERIES LLC|99235
DRRX|DURECT CORPORATION|JMPT|JUMP TRADING, LLC|24785
DRRX|DURECT CORPORATION|JONE|JonesTrading|33830
DRRX|DURECT CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|8420
DRRX|DURECT CORPORATION|JPMX|J.P. Morgan Securities LLC|106177
DRRX|DURECT CORPORATION|JSJX|JANE STREET CAPITAL LLC|14896
DRRX|DURECT CORPORATION|KCGM|VIRTU Americas LLC|107824
DRRX|DURECT CORPORATION|LEHM|Barclays Capital Inc./Le|1178815
DRRX|DURECT CORPORATION|LIME|Lime Brokerage LLC|215090
DRRX|DURECT CORPORATION|LMGP|LIME BROKERAGE LLC|100
DRRX|DURECT CORPORATION|LOOP|Loop Capital Markets LLC|13365
DRRX|DURECT CORPORATION|LQNB|LIQUIDNET, INC.|9100
DRRX|DURECT CORPORATION|MACQ|Macquarie Capital (USA) Inc.|2816
DRRX|DURECT CORPORATION|MAXM|Maxim Group LLC|22092
DRRX|DURECT CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|199523
DRRX|DURECT CORPORATION|MOTF|MOTIF INVESTING, INC.|3
DRRX|DURECT CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1596449
DRRX|DURECT CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|74100
DRRX|DURECT CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|76700
DRRX|DURECT CORPORATION|NFSC|National Financial Services LLC|1306451
DRRX|DURECT CORPORATION|NITE|VIRTU Americas LLC|1960215
DRRX|DURECT CORPORATION|NITP|VIRTU Americas LLC|16709
DRRX|DURECT CORPORATION|NQRB|Brut, LLC|2007
DRRX|DURECT CORPORATION|OPCO|Oppenheimer & Co. Inc.|14611
DRRX|DURECT CORPORATION|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6600
DRRX|DURECT CORPORATION|PDQM|CODA MARKETS, INC.|70300
DRRX|DURECT CORPORATION|PHLY|NASDAQ Execution Services, LLC|200
DRRX|DURECT CORPORATION|RAJA|Raymond James & Associates, Inc.|25737
DRRX|DURECT CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|3500
DRRX|DURECT CORPORATION|RGLD|Regal Securities, Inc|10630
DRRX|DURECT CORPORATION|SAGL|SAGETRADER, LLC|23021
DRRX|DURECT CORPORATION|SBSH|Citigroup Global Markets Inc.|266081
DRRX|DURECT CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|94425
DRRX|DURECT CORPORATION|SOGO|Wang Investment Associates, Inc.|2100
DRRX|DURECT CORPORATION|SPDR|SPEEDROUTE LLC|14237
DRRX|DURECT CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|1000
DRRX|DURECT CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|6827
DRRX|DURECT CORPORATION|SWIM|TD Ameritrade, Inc.|248807
DRRX|DURECT CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|33440
DRRX|DURECT CORPORATION|TMBR|Timber Hill LLC|3736
DRRX|DURECT CORPORATION|TRBT|Tradebot Systems, Inc.|95599
DRRX|DURECT CORPORATION|TRCM|TRC MARKETS LLC|43083
DRRX|DURECT CORPORATION|TWTT|TASTYWORKS, INC.|400
DRRX|DURECT CORPORATION|UBSA|UBS SECURITIES LLC|530022
DRRX|DURECT CORPORATION|UBSS|UBS Securities LLC|1420482
DRRX|DURECT CORPORATION|VALX|VIRTU AMERICAS LLC|13012
DRRX|DURECT CORPORATION|VGRD|Vanguard Marketing Corporation|27598
DRRX|DURECT CORPORATION|WABR|Wall Street Access|58497
DRRX|DURECT CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|30692
DRRX|DURECT CORPORATION|WDNX|WEEDEN & CO.L.P.|30290
DRRX|DURECT CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6985
DRRX|DURECT CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19372
DRRX|DURECT CORPORATION|WGIF|CIBC World Markets Inc.|54542
DRRX|DURECT CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|56216
DRRX|DURECT CORPORATION|XIST|INSTINET, LLC|48252
DRRX|DURECT CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|63030
DRRX|DURECT CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|6758
DRUA|DOMINION NRG 5.25 NT|AGIS|Aegis Capital Corp.|5200
DRUA|DOMINION NRG 5.25 NT|ALTX|Alternet Securities Inc.|200
DRUA|DOMINION NRG 5.25 NT|APCC|Apex Clearing Corporation|125
DRUA|DOMINION NRG 5.25 NT|BANK|Primevest Financial Services, Inc.|280
DRUA|DOMINION NRG 5.25 NT|BARD|Robert W. Baird & Co. Incorporated|5489
DRUA|DOMINION NRG 5.25 NT|BATM|CBOE TRADING, INC.|500
DRUA|DOMINION NRG 5.25 NT|BBNT|BB&T SECURITIES, LLC|5487
DRUA|DOMINION NRG 5.25 NT|BERN|Sanford C. Bernstein & Co., LLC|7500
DRUA|DOMINION NRG 5.25 NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9663
DRUA|DOMINION NRG 5.25 NT|BYXM|CBOE TRADING, INC.|400
DRUA|DOMINION NRG 5.25 NT|CHAS|Charles Schwab & Co., Inc.|882
DRUA|DOMINION NRG 5.25 NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5875
DRUA|DOMINION NRG 5.25 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15747
DRUA|DOMINION NRG 5.25 NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|980
DRUA|DOMINION NRG 5.25 NT|DAVA|Davenport & Company LLC|3800
DRUA|DOMINION NRG 5.25 NT|DBAB|Deutsche Bank Securities Inc.|25914
DRUA|DOMINION NRG 5.25 NT|DBAX|Deutsche Bank Securities Inc.|10300
DRUA|DOMINION NRG 5.25 NT|DEAN|MORGAN STANLEY|24816
DRUA|DOMINION NRG 5.25 NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
DRUA|DOMINION NRG 5.25 NT|EBXL|EBX LLC|8100
DRUA|DOMINION NRG 5.25 NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|9997
DRUA|DOMINION NRG 5.25 NT|EGAM|CBOE TRADING, INC.|400
DRUA|DOMINION NRG 5.25 NT|ETRS|E*Trade Securities LLC|2135
DRUA|DOMINION NRG 5.25 NT|FINX|FINTECH SECURITIES|683
DRUA|DOMINION NRG 5.25 NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2311
DRUA|DOMINION NRG 5.25 NT|GLPX|ACS EXECUTION SERVICES, LLC|1310
DRUA|DOMINION NRG 5.25 NT|GSCO|GOLDMAN SACHS & CO. LLC|3224
DRUA|DOMINION NRG 5.25 NT|GSLT|GOLDMAN SACHS & CO. LLC|102
DRUA|DOMINION NRG 5.25 NT|GTSZ|GTS SECURITIES LLC|2732
DRUA|DOMINION NRG 5.25 NT|HRBF|American Enterprise Investment Services Inc.|7908
DRUA|DOMINION NRG 5.25 NT|IATS|INTERACTIVE BROKERS LLC|633
DRUA|DOMINION NRG 5.25 NT|IBKR|Interactive Brokers Llc|29584
DRUA|DOMINION NRG 5.25 NT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1269
DRUA|DOMINION NRG 5.25 NT|ICBX|INSTINET, LLC|3061
DRUA|DOMINION NRG 5.25 NT|INCA|INSTINET, LLC|3136
DRUA|DOMINION NRG 5.25 NT|ITGI|ITG Inc.|26999
DRUA|DOMINION NRG 5.25 NT|ITGP|ITG INC.|8000
DRUA|DOMINION NRG 5.25 NT|JANY|Janney Montgomery Scott Inc.|53438
DRUA|DOMINION NRG 5.25 NT|JPMX|J.P. Morgan Securities LLC|4362
DRUA|DOMINION NRG 5.25 NT|JSEB|JANE STREET EXECUTION SERVICES, LLC|2024
DRUA|DOMINION NRG 5.25 NT|JSJX|JANE STREET CAPITAL LLC|200
DRUA|DOMINION NRG 5.25 NT|KCGM|VIRTU Americas LLC|9476
DRUA|DOMINION NRG 5.25 NT|LEHM|Barclays Capital Inc./Le|2200
DRUA|DOMINION NRG 5.25 NT|LIME|Lime Brokerage LLC|1183
DRUA|DOMINION NRG 5.25 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|613
DRUA|DOMINION NRG 5.25 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2824
DRUA|DOMINION NRG 5.25 NT|MSCO|MORGAN STANLEY & CO. LLC|37009
DRUA|DOMINION NRG 5.25 NT|MSPL|MORGAN STANLEY & CO. LLC|5100
DRUA|DOMINION NRG 5.25 NT|NFSC|National Financial Services LLC|25736
DRUA|DOMINION NRG 5.25 NT|NITE|VIRTU Americas LLC|128585
DRUA|DOMINION NRG 5.25 NT|NQRB|Brut, LLC|300
DRUA|DOMINION NRG 5.25 NT|NTRC|Northern Trust Securities, Inc.|1000
DRUA|DOMINION NRG 5.25 NT|OPCO|Oppenheimer & Co. Inc.|4661
DRUA|DOMINION NRG 5.25 NT|PCPT|PHILLIP CAPITAL INC.|1409
DRUA|DOMINION NRG 5.25 NT|PDQM|CODA MARKETS, INC.|2819
DRUA|DOMINION NRG 5.25 NT|PWJC|UBS Financial Services, Inc.|5794
DRUA|DOMINION NRG 5.25 NT|RBCM|RBC CAPITAL MARKETS, LLC|24116
DRUA|DOMINION NRG 5.25 NT|SAGL|SAGETRADER, LLC|1137
DRUA|DOMINION NRG 5.25 NT|SALI|INTL FCSTONE FINANCIAL INC.|4
DRUA|DOMINION NRG 5.25 NT|SBSH|Citigroup Global Markets Inc.|1565
DRUA|DOMINION NRG 5.25 NT|SGMT|GOLDMAN SACHS & CO. LLC|1882
DRUA|DOMINION NRG 5.25 NT|SPDR|SPEEDROUTE LLC|5300
DRUA|DOMINION NRG 5.25 NT|SPTD|MINT GLOBAL MARKETS, INC.|14184
DRUA|DOMINION NRG 5.25 NT|STFL|Stifel, Nicolaus & Company, Incorporated|23514
DRUA|DOMINION NRG 5.25 NT|SWIM|TD Ameritrade, Inc.|21263
DRUA|DOMINION NRG 5.25 NT|SWST|Hilltop Securities Inc.|100
DRUA|DOMINION NRG 5.25 NT|TRBT|Tradebot Systems, Inc.|1140
DRUA|DOMINION NRG 5.25 NT|UBSA|UBS SECURITIES LLC|16066
DRUA|DOMINION NRG 5.25 NT|UBSS|UBS Securities LLC|48293
DRUA|DOMINION NRG 5.25 NT|VGRD|Vanguard Marketing Corporation|3400
DRUA|DOMINION NRG 5.25 NT|VNDM|Wall Street Access|7789
DRUA|DOMINION NRG 5.25 NT|WCHV|WELLS FARGO SECURITIES, LLC|232869
DRUA|DOMINION NRG 5.25 NT|WEDB|WEDBUSH SECURITIES INC.|483
DRUA|DOMINION NRG 5.25 NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|631
DRUA|DOMINION NRG 5.25 NT|WSEA|WOLVERINE SECURITIES, LLC|100
DRUA|DOMINION NRG 5.25 NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|2032
DRUA|DOMINION NRG 5.25 NT|YKNA|COMHAR CAPITAL MARKETS, LLC|199
DRUA|DOMINION NRG 5.25 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5386
DRV|DIREXION DAILY RE|APCC|Apex Clearing Corporation|390
DRV|DIREXION DAILY RE|BATM|CBOE TRADING, INC.|1571
DRV|DIREXION DAILY RE|CANT|Cantor Fitzgerald & Co.|20000
DRV|DIREXION DAILY RE|CHAS|Charles Schwab & Co., Inc.|100
DRV|DIREXION DAILY RE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8000
DRV|DIREXION DAILY RE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16777
DRV|DIREXION DAILY RE|DBAX|Deutsche Bank Securities Inc.|7400
DRV|DIREXION DAILY RE|DEGS|RONIN PROFESSIONAL LLC|200
DRV|DIREXION DAILY RE|EBXL|EBX LLC|5100
DRV|DIREXION DAILY RE|ETBE|Electronic Transaction Clearing, Inc.|500
DRV|DIREXION DAILY RE|ETCB|ETC BROKERAGE SERVICES, LLC|800
DRV|DIREXION DAILY RE|ETRS|E*Trade Securities LLC|45943
DRV|DIREXION DAILY RE|FBSB|U.S. Bancorp Investments, Inc.|600
DRV|DIREXION DAILY RE|FILL|Tradestation Securities, Inc.|3682
DRV|DIREXION DAILY RE|FTBR|Foliofn Investments, Inc.|184
DRV|DIREXION DAILY RE|GLIS|TD Securities Inc|3100
DRV|DIREXION DAILY RE|GSLT|GOLDMAN SACHS & CO. LLC|291
DRV|DIREXION DAILY RE|GTSZ|GTS SECURITIES LLC|500
DRV|DIREXION DAILY RE|HRBF|American Enterprise Investment Services Inc.|2500
DRV|DIREXION DAILY RE|IATS|INTERACTIVE BROKERS LLC|2210
DRV|DIREXION DAILY RE|IBKR|Interactive Brokers Llc|13568
DRV|DIREXION DAILY RE|ICBX|INSTINET, LLC|4800
DRV|DIREXION DAILY RE|INCA|INSTINET, LLC|3480
DRV|DIREXION DAILY RE|ITGI|ITG Inc.|200
DRV|DIREXION DAILY RE|JPMX|J.P. Morgan Securities LLC|3400
DRV|DIREXION DAILY RE|JSEB|JANE STREET EXECUTION SERVICES, LLC|25500
DRV|DIREXION DAILY RE|JSJX|JANE STREET CAPITAL LLC|94053
DRV|DIREXION DAILY RE|KCGM|VIRTU Americas LLC|4462
DRV|DIREXION DAILY RE|LEHM|Barclays Capital Inc./Le|11594
DRV|DIREXION DAILY RE|LIME|Lime Brokerage LLC|11515
DRV|DIREXION DAILY RE|LPCM|Lampert Capital Markets Inc.|400
DRV|DIREXION DAILY RE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
DRV|DIREXION DAILY RE|MOTF|MOTIF INVESTING, INC.|1
DRV|DIREXION DAILY RE|MSCO|MORGAN STANLEY & CO. LLC|6040
DRV|DIREXION DAILY RE|MSPL|MORGAN STANLEY & CO. LLC|2000
DRV|DIREXION DAILY RE|NFSC|National Financial Services LLC|189408
DRV|DIREXION DAILY RE|NITE|VIRTU Americas LLC|235252
DRV|DIREXION DAILY RE|NQRB|Brut, LLC|5017
DRV|DIREXION DAILY RE|NTBF|BMO Nesbitt Burns Inc./CDS|1250
DRV|DIREXION DAILY RE|OPCO|Oppenheimer & Co. Inc.|393
DRV|DIREXION DAILY RE|PWJC|UBS Financial Services, Inc.|4000
DRV|DIREXION DAILY RE|SGMT|GOLDMAN SACHS & CO. LLC|5800
DRV|DIREXION DAILY RE|SIBO|Prime Executions, Inc.|1805
DRV|DIREXION DAILY RE|SWIM|TD Ameritrade, Inc.|81357
DRV|DIREXION DAILY RE|TKNG|ALLY INVEST SECURITIES LLC|6230
DRV|DIREXION DAILY RE|TRCM|TRC MARKETS LLC|200
DRV|DIREXION DAILY RE|TWTT|TASTYWORKS, INC.|400
DRV|DIREXION DAILY RE|UBSA|UBS SECURITIES LLC|23345
DRV|DIREXION DAILY RE|UBSS|UBS Securities LLC|16189
DRV|DIREXION DAILY RE|VALX|VIRTU AMERICAS LLC|519
DRV|DIREXION DAILY RE|VGRD|Vanguard Marketing Corporation|33517
DRV|DIREXION DAILY RE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1886
DRV|DIREXION DAILY RE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7415
DRV|DIREXION DAILY RE|WSEA|WOLVERINE SECURITIES, LLC|5153
DRW|WT GLBL EX-US RE|APCC|Apex Clearing Corporation|150
DRW|WT GLBL EX-US RE|BARD|Robert W. Baird & Co. Incorporated|3310
DRW|WT GLBL EX-US RE|BBNT|BB&T SECURITIES, LLC|1634
DRW|WT GLBL EX-US RE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|630
DRW|WT GLBL EX-US RE|CANT|Cantor Fitzgerald & Co.|332
DRW|WT GLBL EX-US RE|CHAS|Charles Schwab & Co., Inc.|3
DRW|WT GLBL EX-US RE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7
DRW|WT GLBL EX-US RE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
DRW|WT GLBL EX-US RE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11770
DRW|WT GLBL EX-US RE|CSIN|Citadel Securities Institutional LLC|3665
DRW|WT GLBL EX-US RE|CTDL|Citadel Derivatives Group Llc|23410
DRW|WT GLBL EX-US RE|CXCX|CITIGROUP GLOBAL MARKETS INC.|8000
DRW|WT GLBL EX-US RE|DADA|D.A. Davidson & Co.|1330
DRW|WT GLBL EX-US RE|DBAX|Deutsche Bank Securities Inc.|3400
DRW|WT GLBL EX-US RE|DEAN|MORGAN STANLEY|389
DRW|WT GLBL EX-US RE|EBXL|EBX LLC|5200
DRW|WT GLBL EX-US RE|EDJO|Edward D. Jones & Co., L.P.|1859
DRW|WT GLBL EX-US RE|EGXM|CBOE TRADING, INC.|39
DRW|WT GLBL EX-US RE|ETRS|E*Trade Securities LLC|1549
DRW|WT GLBL EX-US RE|FBSB|U.S. Bancorp Investments, Inc.|5
DRW|WT GLBL EX-US RE|FTBR|Foliofn Investments, Inc.|546
DRW|WT GLBL EX-US RE|GSLT|GOLDMAN SACHS & CO. LLC|400
DRW|WT GLBL EX-US RE|HRBF|American Enterprise Investment Services Inc.|5
DRW|WT GLBL EX-US RE|IATS|INTERACTIVE BROKERS LLC|710
DRW|WT GLBL EX-US RE|IBKR|Interactive Brokers Llc|1643
DRW|WT GLBL EX-US RE|ICBX|INSTINET, LLC|2842
DRW|WT GLBL EX-US RE|ITGI|ITG Inc.|6
DRW|WT GLBL EX-US RE|ITGP|ITG INC.|600
DRW|WT GLBL EX-US RE|JPMX|J.P. Morgan Securities LLC|26
DRW|WT GLBL EX-US RE|JSEB|JANE STREET EXECUTION SERVICES, LLC|4472
DRW|WT GLBL EX-US RE|JSJX|JANE STREET CAPITAL LLC|12379
DRW|WT GLBL EX-US RE|KCGM|VIRTU Americas LLC|3539
DRW|WT GLBL EX-US RE|LEHM|Barclays Capital Inc./Le|8100
DRW|WT GLBL EX-US RE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1681
DRW|WT GLBL EX-US RE|LIME|Lime Brokerage LLC|2117
DRW|WT GLBL EX-US RE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
DRW|WT GLBL EX-US RE|MSCO|MORGAN STANLEY & CO. LLC|9090
DRW|WT GLBL EX-US RE|MSPL|MORGAN STANLEY & CO. LLC|1900
DRW|WT GLBL EX-US RE|NFSC|National Financial Services LLC|18566
DRW|WT GLBL EX-US RE|NITE|VIRTU Americas LLC|27530
DRW|WT GLBL EX-US RE|PWJC|UBS Financial Services, Inc.|909
DRW|WT GLBL EX-US RE|RBCM|RBC CAPITAL MARKETS, LLC|564
DRW|WT GLBL EX-US RE|SBSH|Citigroup Global Markets Inc.|14856
DRW|WT GLBL EX-US RE|SGMT|GOLDMAN SACHS & CO. LLC|100
DRW|WT GLBL EX-US RE|STFL|Stifel, Nicolaus & Company, Incorporated|9
DRW|WT GLBL EX-US RE|SWIM|TD Ameritrade, Inc.|1467
DRW|WT GLBL EX-US RE|UBSA|UBS SECURITIES LLC|16310
DRW|WT GLBL EX-US RE|UBSS|UBS Securities LLC|10798
DRW|WT GLBL EX-US RE|VALX|VIRTU AMERICAS LLC|200
DRW|WT GLBL EX-US RE|VGRD|Vanguard Marketing Corporation|593
DRW|WT GLBL EX-US RE|WCHV|WELLS FARGO SECURITIES, LLC|42825
DRW|WT GLBL EX-US RE|WSEA|WOLVERINE SECURITIES, LLC|5
DRW|WT GLBL EX-US RE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2262
DRYS|DRYSHIPS INC.|AGIS|Aegis Capital Corp.|7500
DRYS|DRYSHIPS INC.|ALTX|Alternet Securities Inc.|41770
DRYS|DRYSHIPS INC.|APCC|Apex Clearing Corporation|152992
DRYS|DRYSHIPS INC.|BATM|CBOE TRADING, INC.|9220
DRYS|DRYSHIPS INC.|BERN|Sanford C. Bernstein & Co., LLC|34
DRYS|DRYSHIPS INC.|BIMI|Banca IMI Securities Corp.|16856
DRYS|DRYSHIPS INC.|BKCM|BNY Mellon Capital Markets LLC|4231
DRYS|DRYSHIPS INC.|BYXM|CBOE TRADING, INC.|209
DRYS|DRYSHIPS INC.|CANT|Cantor Fitzgerald & Co.|42068
DRYS|DRYSHIPS INC.|CHAS|Charles Schwab & Co., Inc.|26790
DRYS|DRYSHIPS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87095
DRYS|DRYSHIPS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18332
DRYS|DRYSHIPS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|95994
DRYS|DRYSHIPS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|508556
DRYS|DRYSHIPS INC.|CTDL|Citadel Derivatives Group Llc|6841
DRYS|DRYSHIPS INC.|CTLR|CUTLER GROUP, LP|1200
DRYS|DRYSHIPS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|53154
DRYS|DRYSHIPS INC.|DADA|D.A. Davidson & Co.|500
DRYS|DRYSHIPS INC.|DBAB|Deutsche Bank Securities Inc.|95211
DRYS|DRYSHIPS INC.|DBAX|Deutsche Bank Securities Inc.|179100
DRYS|DRYSHIPS INC.|DEAN|MORGAN STANLEY|18550
DRYS|DRYSHIPS INC.|DEGS|RONIN PROFESSIONAL LLC|59984
DRYS|DRYSHIPS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|77750
DRYS|DRYSHIPS INC.|EBXL|EBX LLC|106800
DRYS|DRYSHIPS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|31028
DRYS|DRYSHIPS INC.|EDJO|Edward D. Jones & Co., L.P.|31968
DRYS|DRYSHIPS INC.|EGAM|CBOE TRADING, INC.|63323
DRYS|DRYSHIPS INC.|EGAW|CBOE TRADING, INC.|1416
DRYS|DRYSHIPS INC.|EGXM|CBOE TRADING, INC.|49662
DRYS|DRYSHIPS INC.|EGXW|CBOE TRADING, INC.|400
DRYS|DRYSHIPS INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|6100
DRYS|DRYSHIPS INC.|ETBE|Electronic Transaction Clearing, Inc.|8364
DRYS|DRYSHIPS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5480
DRYS|DRYSHIPS INC.|ETCB|ETC BROKERAGE SERVICES, LLC|1400
DRYS|DRYSHIPS INC.|ETCC|Electronic Transaction Clearing, Inc.|10730
DRYS|DRYSHIPS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2500
DRYS|DRYSHIPS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8920
DRYS|DRYSHIPS INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8146
DRYS|DRYSHIPS INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|27194
DRYS|DRYSHIPS INC.|ETRS|E*Trade Securities LLC|3946188
DRYS|DRYSHIPS INC.|FBCO|Credit Suisse Securities (USA) LLC|554767
DRYS|DRYSHIPS INC.|FBSB|U.S. Bancorp Investments, Inc.|407
DRYS|DRYSHIPS INC.|FFSI|Firstrade Securities Inc.|100
DRYS|DRYSHIPS INC.|FILL|Tradestation Securities, Inc.|126752
DRYS|DRYSHIPS INC.|FMAF|NBCN Inc./ CDS|61501
DRYS|DRYSHIPS INC.|FOMA|TD AMERITRADE CLEARING, INC.|6500874
DRYS|DRYSHIPS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37275
DRYS|DRYSHIPS INC.|FTBR|Foliofn Investments, Inc.|1346
DRYS|DRYSHIPS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|22622
DRYS|DRYSHIPS INC.|GLIS|TD Securities Inc|11792
DRYS|DRYSHIPS INC.|GLPX|ACS EXECUTION SERVICES, LLC|163511
DRYS|DRYSHIPS INC.|GSCO|GOLDMAN SACHS & CO. LLC|192858
DRYS|DRYSHIPS INC.|GSCS|GOLDMAN SACHS & CO. LLC|15014
DRYS|DRYSHIPS INC.|GSLT|GOLDMAN SACHS & CO. LLC|37304
DRYS|DRYSHIPS INC.|GTSZ|GTS SECURITIES LLC|8690
DRYS|DRYSHIPS INC.|HASF|Haywood Securities Inc./CDS|3000
DRYS|DRYSHIPS INC.|HRBF|American Enterprise Investment Services Inc.|23756
DRYS|DRYSHIPS INC.|HSBC|HSBC Securities, Inc.|700
DRYS|DRYSHIPS INC.|IATS|INTERACTIVE BROKERS LLC|115484
DRYS|DRYSHIPS INC.|IBKR|Interactive Brokers Llc|1280291
DRYS|DRYSHIPS INC.|ICBX|INSTINET, LLC|54436
DRYS|DRYSHIPS INC.|INCA|INSTINET, LLC|256286
DRYS|DRYSHIPS INC.|INJX|INSTINET, LLC|1295
DRYS|DRYSHIPS INC.|ITGI|ITG Inc.|98809
DRYS|DRYSHIPS INC.|ITGP|ITG INC.|71600
DRYS|DRYSHIPS INC.|JANY|Janney Montgomery Scott Inc.|400
DRYS|DRYSHIPS INC.|JEFF|JEFFERIES LLC|24025
DRYS|DRYSHIPS INC.|JMPT|JUMP TRADING, LLC|49225
DRYS|DRYSHIPS INC.|JONE|JonesTrading|6300
DRYS|DRYSHIPS INC.|JPMX|J.P. Morgan Securities LLC|88454
DRYS|DRYSHIPS INC.|JSJX|JANE STREET CAPITAL LLC|437724
DRYS|DRYSHIPS INC.|KCGM|VIRTU Americas LLC|67490
DRYS|DRYSHIPS INC.|LEHM|Barclays Capital Inc./Le|227272
DRYS|DRYSHIPS INC.|LIME|Lime Brokerage LLC|133973
DRYS|DRYSHIPS INC.|LMGP|LIME BROKERAGE LLC|410
DRYS|DRYSHIPS INC.|LSCI|Lek Securities Corporation|1170
DRYS|DRYSHIPS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3792
DRYS|DRYSHIPS INC.|MAXM|Maxim Group LLC|42958
DRYS|DRYSHIPS INC.|MBTS|ALLY INVEST SECURITIES LLC|600
DRYS|DRYSHIPS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|159656
DRYS|DRYSHIPS INC.|MOTF|MOTIF INVESTING, INC.|12
DRYS|DRYSHIPS INC.|MSCO|MORGAN STANLEY & CO. LLC|1767780
DRYS|DRYSHIPS INC.|MSPL|MORGAN STANLEY & CO. LLC|93800
DRYS|DRYSHIPS INC.|MSTX|MORGAN STANLEY & CO. LLC|18800
DRYS|DRYSHIPS INC.|NBCS|NBC Securities, INC.|4300
DRYS|DRYSHIPS INC.|NFSC|National Financial Services LLC|3523348
DRYS|DRYSHIPS INC.|NITE|VIRTU Americas LLC|7559453
DRYS|DRYSHIPS INC.|NITP|VIRTU Americas LLC|850
DRYS|DRYSHIPS INC.|NQRB|Brut, LLC|38902
DRYS|DRYSHIPS INC.|NTFN|Network 1 Financial Securities Inc.|100
DRYS|DRYSHIPS INC.|OPCO|Oppenheimer & Co. Inc.|12620
DRYS|DRYSHIPS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
DRYS|DRYSHIPS INC.|PCFF|Pacific International Securities Inc./CDS|500
DRYS|DRYSHIPS INC.|PCPT|PHILLIP CAPITAL INC.|17994
DRYS|DRYSHIPS INC.|PDQM|CODA MARKETS, INC.|183000
DRYS|DRYSHIPS INC.|PHLY|NASDAQ Execution Services, LLC|600
DRYS|DRYSHIPS INC.|PWJC|UBS Financial Services, Inc.|30631
DRYS|DRYSHIPS INC.|RAJA|Raymond James & Associates, Inc.|104220
DRYS|DRYSHIPS INC.|RBCM|RBC CAPITAL MARKETS, LLC|44959
DRYS|DRYSHIPS INC.|RGLD|Regal Securities, Inc|922
DRYS|DRYSHIPS INC.|SAGL|SAGETRADER, LLC|3378
DRYS|DRYSHIPS INC.|SALI|INTL FCSTONE FINANCIAL INC.|901
DRYS|DRYSHIPS INC.|SBSH|Citigroup Global Markets Inc.|161884
DRYS|DRYSHIPS INC.|SGMT|GOLDMAN SACHS & CO. LLC|150506
DRYS|DRYSHIPS INC.|SPDR|SPEEDROUTE LLC|52541
DRYS|DRYSHIPS INC.|SPGS|Sea Port Group Securities, LLC|25100
DRYS|DRYSHIPS INC.|SPTD|MINT GLOBAL MARKETS, INC.|3000
DRYS|DRYSHIPS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|18863
DRYS|DRYSHIPS INC.|STXG|Stockcross Financial Services, Inc.|450
DRYS|DRYSHIPS INC.|SWIM|TD Ameritrade, Inc.|2296120
DRYS|DRYSHIPS INC.|SWST|Hilltop Securities Inc.|5150
DRYS|DRYSHIPS INC.|TDFS|TRADERFIELD SECURITIES INC.|3500
DRYS|DRYSHIPS INC.|TKNG|ALLY INVEST SECURITIES LLC|187430
DRYS|DRYSHIPS INC.|TRBT|Tradebot Systems, Inc.|31395
DRYS|DRYSHIPS INC.|TRCM|TRC MARKETS LLC|43260
DRYS|DRYSHIPS INC.|TWTT|TASTYWORKS, INC.|2900
DRYS|DRYSHIPS INC.|UBSA|UBS SECURITIES LLC|526723
DRYS|DRYSHIPS INC.|UBSS|UBS Securities LLC|1102324
DRYS|DRYSHIPS INC.|VALX|VIRTU AMERICAS LLC|11532
DRYS|DRYSHIPS INC.|VGRD|Vanguard Marketing Corporation|100691
DRYS|DRYSHIPS INC.|VSIN|Vision Financial Markets Llc|8546
DRYS|DRYSHIPS INC.|WABR|Wall Street Access|5300
DRYS|DRYSHIPS INC.|WCHV|WELLS FARGO SECURITIES, LLC|266048
DRYS|DRYSHIPS INC.|WEDB|WEDBUSH SECURITIES INC.|281998
DRYS|DRYSHIPS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|32165
DRYS|DRYSHIPS INC.|WGIF|CIBC World Markets Inc.|149516
DRYS|DRYSHIPS INC.|WHOT|JUST2TRADE, INC.|25
DRYS|DRYSHIPS INC.|WSEA|WOLVERINE SECURITIES, LLC|139362
DRYS|DRYSHIPS INC.|WTFS|JUST2TRADE, INC.|50
DRYS|DRYSHIPS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|48202
DRYS|DRYSHIPS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7469
DS|DRIVE SHACK INC.|ABLE|NATIXIS Securities Americas LLC|2676
DS|DRIVE SHACK INC.|ALTX|Alternet Securities Inc.|15000
DS|DRIVE SHACK INC.|APCC|Apex Clearing Corporation|1462
DS|DRIVE SHACK INC.|BARD|Robert W. Baird & Co. Incorporated|1205
DS|DRIVE SHACK INC.|BATM|CBOE TRADING, INC.|1322
DS|DRIVE SHACK INC.|BAYT|BTIG, LLC|800
DS|DRIVE SHACK INC.|BERN|Sanford C. Bernstein & Co., LLC|700
DS|DRIVE SHACK INC.|BIAD|SAGETRADER, LLC|1
DS|DRIVE SHACK INC.|BIDS|BIDS TRADING L.P.|100
DS|DRIVE SHACK INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4359
DS|DRIVE SHACK INC.|BNPX|BNP PARIBAS SECURITIES CORP.|12735
DS|DRIVE SHACK INC.|BYXM|CBOE TRADING, INC.|207
DS|DRIVE SHACK INC.|BZYD|GOLDMAN SACHS & CO. LLC|3000
DS|DRIVE SHACK INC.|CANT|Cantor Fitzgerald & Co.|9000
DS|DRIVE SHACK INC.|CHAS|Charles Schwab & Co., Inc.|2063
DS|DRIVE SHACK INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34148
DS|DRIVE SHACK INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1995
DS|DRIVE SHACK INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DS|DRIVE SHACK INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|160421
DS|DRIVE SHACK INC.|CTDL|Citadel Derivatives Group Llc|11446
DS|DRIVE SHACK INC.|CTLR|CUTLER GROUP, LP|100
DS|DRIVE SHACK INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|40108
DS|DRIVE SHACK INC.|DAVA|Davenport & Company LLC|113513
DS|DRIVE SHACK INC.|DBAB|Deutsche Bank Securities Inc.|61227
DS|DRIVE SHACK INC.|DBAX|Deutsche Bank Securities Inc.|103900
DS|DRIVE SHACK INC.|DCHF|Dart Executions, LLC|1400
DS|DRIVE SHACK INC.|DEAN|MORGAN STANLEY|3600
DS|DRIVE SHACK INC.|DEGS|RONIN PROFESSIONAL LLC|3717
DS|DRIVE SHACK INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
DS|DRIVE SHACK INC.|EBXL|EBX LLC|50300
DS|DRIVE SHACK INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1296
DS|DRIVE SHACK INC.|EDJO|Edward D. Jones & Co., L.P.|1848
DS|DRIVE SHACK INC.|EGAM|CBOE TRADING, INC.|4008
DS|DRIVE SHACK INC.|EGAW|CBOE TRADING, INC.|200
DS|DRIVE SHACK INC.|EGXM|CBOE TRADING, INC.|14804
DS|DRIVE SHACK INC.|EGXW|CBOE TRADING, INC.|286
DS|DRIVE SHACK INC.|ELEV|ELEVATION, LLC|1146
DS|DRIVE SHACK INC.|ETBE|Electronic Transaction Clearing, Inc.|1986
DS|DRIVE SHACK INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2800
DS|DRIVE SHACK INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1682
DS|DRIVE SHACK INC.|ETRS|E*Trade Securities LLC|130314
DS|DRIVE SHACK INC.|FILL|Tradestation Securities, Inc.|11543
DS|DRIVE SHACK INC.|FMAF|NBCN Inc./ CDS|53
DS|DRIVE SHACK INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1500
DS|DRIVE SHACK INC.|FQLS|Quantlab Securities LP|38991
DS|DRIVE SHACK INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51078
DS|DRIVE SHACK INC.|FTBR|Foliofn Investments, Inc.|789
DS|DRIVE SHACK INC.|GLIS|TD Securities Inc|4924
DS|DRIVE SHACK INC.|GLPX|ACS EXECUTION SERVICES, LLC|3736
DS|DRIVE SHACK INC.|GSCO|GOLDMAN SACHS & CO. LLC|191200
DS|DRIVE SHACK INC.|GSCS|GOLDMAN SACHS & CO. LLC|5356
DS|DRIVE SHACK INC.|GSLT|GOLDMAN SACHS & CO. LLC|2170
DS|DRIVE SHACK INC.|GTSZ|GTS SECURITIES LLC|19466
DS|DRIVE SHACK INC.|HAPX|HAP Trading, LLC|300
DS|DRIVE SHACK INC.|HRBF|American Enterprise Investment Services Inc.|5050
DS|DRIVE SHACK INC.|IATS|INTERACTIVE BROKERS LLC|22741
DS|DRIVE SHACK INC.|IBKR|Interactive Brokers Llc|98635
DS|DRIVE SHACK INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
DS|DRIVE SHACK INC.|ICBX|INSTINET, LLC|27017
DS|DRIVE SHACK INC.|IEQY|CITADEL SECURITIES LLC|7798
DS|DRIVE SHACK INC.|INCA|INSTINET, LLC|46754
DS|DRIVE SHACK INC.|INJX|INSTINET, LLC|4446
DS|DRIVE SHACK INC.|ITGI|ITG Inc.|64212
DS|DRIVE SHACK INC.|ITGP|ITG INC.|119200
DS|DRIVE SHACK INC.|JANY|Janney Montgomery Scott Inc.|6671
DS|DRIVE SHACK INC.|JEFF|JEFFERIES LLC|1600
DS|DRIVE SHACK INC.|JMPT|JUMP TRADING, LLC|7809
DS|DRIVE SHACK INC.|JPBX|J.P. MORGAN SECURITIES LLC|6631
DS|DRIVE SHACK INC.|JPMX|J.P. Morgan Securities LLC|45026
DS|DRIVE SHACK INC.|JRCO|Johnson Rice & Company L.L.C.|3479
DS|DRIVE SHACK INC.|JSJX|JANE STREET CAPITAL LLC|2068
DS|DRIVE SHACK INC.|KCGM|VIRTU Americas LLC|16858
DS|DRIVE SHACK INC.|LEHM|Barclays Capital Inc./Le|96596
DS|DRIVE SHACK INC.|LIME|Lime Brokerage LLC|20417
DS|DRIVE SHACK INC.|LOOP|Loop Capital Markets LLC|600
DS|DRIVE SHACK INC.|LQNA|LIQUIDNET, INC.|16300
DS|DRIVE SHACK INC.|LSCI|Lek Securities Corporation|1627
DS|DRIVE SHACK INC.|MACQ|Macquarie Capital (USA) Inc.|4836
DS|DRIVE SHACK INC.|MBTS|ALLY INVEST SECURITIES LLC|465
DS|DRIVE SHACK INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69212
DS|DRIVE SHACK INC.|MOTF|MOTIF INVESTING, INC.|22
DS|DRIVE SHACK INC.|MSCO|MORGAN STANLEY & CO. LLC|270425
DS|DRIVE SHACK INC.|MSPL|MORGAN STANLEY & CO. LLC|110800
DS|DRIVE SHACK INC.|MSTX|MORGAN STANLEY & CO. LLC|62300
DS|DRIVE SHACK INC.|NFSC|National Financial Services LLC|232657
DS|DRIVE SHACK INC.|NITE|VIRTU Americas LLC|571602
DS|DRIVE SHACK INC.|NITP|VIRTU Americas LLC|500
DS|DRIVE SHACK INC.|NQRB|Brut, LLC|5600
DS|DRIVE SHACK INC.|OPCO|Oppenheimer & Co. Inc.|37805
DS|DRIVE SHACK INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
DS|DRIVE SHACK INC.|PDQM|CODA MARKETS, INC.|9692
DS|DRIVE SHACK INC.|PREC|PRECISION SECURITIES, LLC|2000
DS|DRIVE SHACK INC.|PWJC|UBS Financial Services, Inc.|37394
DS|DRIVE SHACK INC.|QMSR|QUATTRO M SECURITIES INC.|427
DS|DRIVE SHACK INC.|RBCM|RBC CAPITAL MARKETS, LLC|2376
DS|DRIVE SHACK INC.|RGLD|Regal Securities, Inc|2000
DS|DRIVE SHACK INC.|SAGW|SAGETRADER, LLC|1900
DS|DRIVE SHACK INC.|SBSH|Citigroup Global Markets Inc.|94809
DS|DRIVE SHACK INC.|SGMT|GOLDMAN SACHS & CO. LLC|40036
DS|DRIVE SHACK INC.|SPDR|SPEEDROUTE LLC|900
DS|DRIVE SHACK INC.|SPHN|Stephens Inc.|32210
DS|DRIVE SHACK INC.|STFL|Stifel, Nicolaus & Company, Incorporated|6057
DS|DRIVE SHACK INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3854
DS|DRIVE SHACK INC.|SWIM|TD Ameritrade, Inc.|55972
DS|DRIVE SHACK INC.|SWST|Hilltop Securities Inc.|32
DS|DRIVE SHACK INC.|TKNG|ALLY INVEST SECURITIES LLC|2143
DS|DRIVE SHACK INC.|TOUR|TOURMALINE PARTNERS, LLC|100
DS|DRIVE SHACK INC.|TRBT|Tradebot Systems, Inc.|57804
DS|DRIVE SHACK INC.|TRCM|TRC MARKETS LLC|15829
DS|DRIVE SHACK INC.|TWTT|TASTYWORKS, INC.|150
DS|DRIVE SHACK INC.|UBSA|UBS SECURITIES LLC|310622
DS|DRIVE SHACK INC.|UBSS|UBS Securities LLC|467290
DS|DRIVE SHACK INC.|VALX|VIRTU AMERICAS LLC|11438
DS|DRIVE SHACK INC.|VERT|The Vertical Trading Group, LLC|88782
DS|DRIVE SHACK INC.|VGRD|Vanguard Marketing Corporation|25604
DS|DRIVE SHACK INC.|WABR|Wall Street Access|20300
DS|DRIVE SHACK INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
DS|DRIVE SHACK INC.|WCHV|WELLS FARGO SECURITIES, LLC|451717
DS|DRIVE SHACK INC.|WEED|Weeden & Co.L.P.|800
DS|DRIVE SHACK INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2563
DS|DRIVE SHACK INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9327
DS|DRIVE SHACK INC.|WSEA|WOLVERINE SECURITIES, LLC|4557
DS|DRIVE SHACK INC.|XIST|INSTINET, LLC|7000
DS|DRIVE SHACK INC.|XPQR|Jump Trading|200
DS|DRIVE SHACK INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|46624
DS|DRIVE SHACK INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
DS|DRIVE SHACK INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3850
DS$B|DRIVE SHACK PFD B|DEAN|MORGAN STANLEY|531
DS$B|DRIVE SHACK PFD B|ETRS|E*Trade Securities LLC|2000
DS$B|DRIVE SHACK PFD B|FTBR|Foliofn Investments, Inc.|5
DS$B|DRIVE SHACK PFD B|HRBF|American Enterprise Investment Services Inc.|200
DS$B|DRIVE SHACK PFD B|IBKR|Interactive Brokers Llc|600
DS$B|DRIVE SHACK PFD B|JANY|Janney Montgomery Scott Inc.|110
DS$B|DRIVE SHACK PFD B|MSCO|MORGAN STANLEY & CO. LLC|181
DS$B|DRIVE SHACK PFD B|NFSC|National Financial Services LLC|1611
DS$B|DRIVE SHACK PFD B|NITE|VIRTU Americas LLC|5240
DS$B|DRIVE SHACK PFD B|RBCM|RBC CAPITAL MARKETS, LLC|1488
DS$B|DRIVE SHACK PFD B|UBSA|UBS SECURITIES LLC|100
DS$B|DRIVE SHACK PFD B|UBSS|UBS Securities LLC|400
DS$B|DRIVE SHACK PFD B|VGRD|Vanguard Marketing Corporation|381
DS$C|DRIVE SHACK PFD C|HRBF|American Enterprise Investment Services Inc.|485
DS$C|DRIVE SHACK PFD C|NITE|VIRTU Americas LLC|718
DS$C|DRIVE SHACK PFD C|STFL|Stifel, Nicolaus & Company, Incorporated|18
DS$C|DRIVE SHACK PFD C|UBSS|UBS Securities LLC|130
DS$C|DRIVE SHACK PFD C|VGRD|Vanguard Marketing Corporation|714
DS$C|DRIVE SHACK PFD C|WCHV|WELLS FARGO SECURITIES, LLC|400
DS$D|DRIVE SHACK PFD D|ETRS|E*Trade Securities LLC|10
DS$D|DRIVE SHACK PFD D|ITGI|ITG Inc.|100
DS$D|DRIVE SHACK PFD D|NFSC|National Financial Services LLC|911
DS$D|DRIVE SHACK PFD D|NITE|VIRTU Americas LLC|1685
DS$D|DRIVE SHACK PFD D|SGMT|GOLDMAN SACHS & CO. LLC|200
DS$D|DRIVE SHACK PFD D|UBSA|UBS SECURITIES LLC|200
DS$D|DRIVE SHACK PFD D|VGRD|Vanguard Marketing Corporation|400
DSE|DUFF & PHELPS MLP FD|ALTX|Alternet Securities Inc.|500
DSE|DUFF & PHELPS MLP FD|APCC|Apex Clearing Corporation|54
DSE|DUFF & PHELPS MLP FD|BARD|Robert W. Baird & Co. Incorporated|2465
DSE|DUFF & PHELPS MLP FD|BATM|CBOE TRADING, INC.|775
DSE|DUFF & PHELPS MLP FD|BBNT|BB&T SECURITIES, LLC|6315
DSE|DUFF & PHELPS MLP FD|BRGE|Newbridge Securities Corp.|700
DSE|DUFF & PHELPS MLP FD|BTIG|BTIG, LLC|3382
DSE|DUFF & PHELPS MLP FD|BYXM|CBOE TRADING, INC.|400
DSE|DUFF & PHELPS MLP FD|CANT|Cantor Fitzgerald & Co.|1464
DSE|DUFF & PHELPS MLP FD|CHAS|Charles Schwab & Co., Inc.|2006
DSE|DUFF & PHELPS MLP FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6192
DSE|DUFF & PHELPS MLP FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9000
DSE|DUFF & PHELPS MLP FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
DSE|DUFF & PHELPS MLP FD|DADA|D.A. Davidson & Co.|2710
DSE|DUFF & PHELPS MLP FD|DBAX|Deutsche Bank Securities Inc.|17100
DSE|DUFF & PHELPS MLP FD|DEAN|MORGAN STANLEY|9950
DSE|DUFF & PHELPS MLP FD|DEGS|RONIN PROFESSIONAL LLC|1295
DSE|DUFF & PHELPS MLP FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23856
DSE|DUFF & PHELPS MLP FD|EBXL|EBX LLC|13000
DSE|DUFF & PHELPS MLP FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1071
DSE|DUFF & PHELPS MLP FD|EDJO|Edward D. Jones & Co., L.P.|1660
DSE|DUFF & PHELPS MLP FD|EGAM|CBOE TRADING, INC.|754
DSE|DUFF & PHELPS MLP FD|EGXM|CBOE TRADING, INC.|1300
DSE|DUFF & PHELPS MLP FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
DSE|DUFF & PHELPS MLP FD|ETRS|E*Trade Securities LLC|14016
DSE|DUFF & PHELPS MLP FD|FILL|Tradestation Securities, Inc.|1000
DSE|DUFF & PHELPS MLP FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2033
DSE|DUFF & PHELPS MLP FD|FTBR|Foliofn Investments, Inc.|2
DSE|DUFF & PHELPS MLP FD|GLPX|ACS EXECUTION SERVICES, LLC|1638
DSE|DUFF & PHELPS MLP FD|GSCO|GOLDMAN SACHS & CO. LLC|400
DSE|DUFF & PHELPS MLP FD|GSCS|GOLDMAN SACHS & CO. LLC|100
DSE|DUFF & PHELPS MLP FD|GSLT|GOLDMAN SACHS & CO. LLC|850
DSE|DUFF & PHELPS MLP FD|GTSZ|GTS SECURITIES LLC|100
DSE|DUFF & PHELPS MLP FD|HRBF|American Enterprise Investment Services Inc.|10000
DSE|DUFF & PHELPS MLP FD|IATS|INTERACTIVE BROKERS LLC|19302
DSE|DUFF & PHELPS MLP FD|IBKR|Interactive Brokers Llc|53036
DSE|DUFF & PHELPS MLP FD|ICBX|INSTINET, LLC|940
DSE|DUFF & PHELPS MLP FD|INCA|INSTINET, LLC|7429
DSE|DUFF & PHELPS MLP FD|ITGI|ITG Inc.|5500
DSE|DUFF & PHELPS MLP FD|ITGP|ITG INC.|5000
DSE|DUFF & PHELPS MLP FD|JANY|Janney Montgomery Scott Inc.|3400
DSE|DUFF & PHELPS MLP FD|JMPT|JUMP TRADING, LLC|269
DSE|DUFF & PHELPS MLP FD|JPMX|J.P. Morgan Securities LLC|3000
DSE|DUFF & PHELPS MLP FD|JSJX|JANE STREET CAPITAL LLC|600
DSE|DUFF & PHELPS MLP FD|KCGM|VIRTU Americas LLC|1305
DSE|DUFF & PHELPS MLP FD|LEHM|Barclays Capital Inc./Le|5258
DSE|DUFF & PHELPS MLP FD|LIME|Lime Brokerage LLC|715
DSE|DUFF & PHELPS MLP FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|578
DSE|DUFF & PHELPS MLP FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11918
DSE|DUFF & PHELPS MLP FD|MSCO|MORGAN STANLEY & CO. LLC|110256
DSE|DUFF & PHELPS MLP FD|MSPL|MORGAN STANLEY & CO. LLC|3400
DSE|DUFF & PHELPS MLP FD|NATL|National Securities Corporation|1000
DSE|DUFF & PHELPS MLP FD|NFSC|National Financial Services LLC|102996
DSE|DUFF & PHELPS MLP FD|NITE|VIRTU Americas LLC|353293
DSE|DUFF & PHELPS MLP FD|NQRB|Brut, LLC|1600
DSE|DUFF & PHELPS MLP FD|OPCO|Oppenheimer & Co. Inc.|9016
DSE|DUFF & PHELPS MLP FD|PDQM|CODA MARKETS, INC.|5025
DSE|DUFF & PHELPS MLP FD|PWJC|UBS Financial Services, Inc.|2800
DSE|DUFF & PHELPS MLP FD|RBCM|RBC CAPITAL MARKETS, LLC|22266
DSE|DUFF & PHELPS MLP FD|SAGL|SAGETRADER, LLC|300
DSE|DUFF & PHELPS MLP FD|SBSH|Citigroup Global Markets Inc.|4658
DSE|DUFF & PHELPS MLP FD|SGMT|GOLDMAN SACHS & CO. LLC|1603
DSE|DUFF & PHELPS MLP FD|SPDR|SPEEDROUTE LLC|200
DSE|DUFF & PHELPS MLP FD|STFL|Stifel, Nicolaus & Company, Incorporated|14535
DSE|DUFF & PHELPS MLP FD|SWIM|TD Ameritrade, Inc.|9774
DSE|DUFF & PHELPS MLP FD|SWST|Hilltop Securities Inc.|14420
DSE|DUFF & PHELPS MLP FD|TKNG|ALLY INVEST SECURITIES LLC|9829
DSE|DUFF & PHELPS MLP FD|TRBT|Tradebot Systems, Inc.|1314
DSE|DUFF & PHELPS MLP FD|UBSA|UBS SECURITIES LLC|23781
DSE|DUFF & PHELPS MLP FD|UBSS|UBS Securities LLC|84223
DSE|DUFF & PHELPS MLP FD|VALX|VIRTU AMERICAS LLC|700
DSE|DUFF & PHELPS MLP FD|VGRD|Vanguard Marketing Corporation|7339
DSE|DUFF & PHELPS MLP FD|WCHV|WELLS FARGO SECURITIES, LLC|82313
DSE|DUFF & PHELPS MLP FD|WEDB|WEDBUSH SECURITIES INC.|14930
DSE|DUFF & PHELPS MLP FD|WEED|Weeden & Co.L.P.|530
DSE|DUFF & PHELPS MLP FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25
DSE|DUFF & PHELPS MLP FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|94896
DSE|DUFF & PHELPS MLP FD|WSEA|WOLVERINE SECURITIES, LLC|4715
DSE|DUFF & PHELPS MLP FD|YKNA|COMHAR CAPITAL MARKETS, LLC|1752
DSE|DUFF & PHELPS MLP FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18542
DSGX|DESCARTES SYS GRP|ALLN|Allen & Company LLC|2836
DSGX|DESCARTES SYS GRP|ALTX|Alternet Securities Inc.|500
DSGX|DESCARTES SYS GRP|APCC|Apex Clearing Corporation|36
DSGX|DESCARTES SYS GRP|AQUA|AQUA SECURITIES L.P.|2600
DSGX|DESCARTES SYS GRP|BARD|Robert W. Baird & Co. Incorporated|77
DSGX|DESCARTES SYS GRP|BATM|CBOE TRADING, INC.|100
DSGX|DESCARTES SYS GRP|BERN|Sanford C. Bernstein & Co., LLC|16
DSGX|DESCARTES SYS GRP|BZYD|GOLDMAN SACHS & CO. LLC|700
DSGX|DESCARTES SYS GRP|CHAS|Charles Schwab & Co., Inc.|1
DSGX|DESCARTES SYS GRP|CIST|Capital Institutional Services, Inc.|31263
DSGX|DESCARTES SYS GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31081
DSGX|DESCARTES SYS GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DSGX|DESCARTES SYS GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49552
DSGX|DESCARTES SYS GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10214
DSGX|DESCARTES SYS GRP|DBAB|Deutsche Bank Securities Inc.|12499
DSGX|DESCARTES SYS GRP|DBAX|Deutsche Bank Securities Inc.|33400
DSGX|DESCARTES SYS GRP|DEAN|MORGAN STANLEY|1140
DSGX|DESCARTES SYS GRP|DEGS|RONIN PROFESSIONAL LLC|890
DSGX|DESCARTES SYS GRP|EBXL|EBX LLC|36200
DSGX|DESCARTES SYS GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3500
DSGX|DESCARTES SYS GRP|EDJO|Edward D. Jones & Co., L.P.|131
DSGX|DESCARTES SYS GRP|EGAM|CBOE TRADING, INC.|176
DSGX|DESCARTES SYS GRP|EGXM|CBOE TRADING, INC.|831
DSGX|DESCARTES SYS GRP|ETBE|Electronic Transaction Clearing, Inc.|4
DSGX|DESCARTES SYS GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2126
DSGX|DESCARTES SYS GRP|ETRS|E*Trade Securities LLC|2074
DSGX|DESCARTES SYS GRP|FBCO|Credit Suisse Securities (USA) LLC|19823
DSGX|DESCARTES SYS GRP|FOMA|TD AMERITRADE CLEARING, INC.|12556
DSGX|DESCARTES SYS GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|25
DSGX|DESCARTES SYS GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19078
DSGX|DESCARTES SYS GRP|FTBR|Foliofn Investments, Inc.|52
DSGX|DESCARTES SYS GRP|GSCO|GOLDMAN SACHS & CO. LLC|16064
DSGX|DESCARTES SYS GRP|GSLT|GOLDMAN SACHS & CO. LLC|22
DSGX|DESCARTES SYS GRP|GTSZ|GTS SECURITIES LLC|17930
DSGX|DESCARTES SYS GRP|HRBF|American Enterprise Investment Services Inc.|512
DSGX|DESCARTES SYS GRP|HSBC|HSBC Securities, Inc.|274
DSGX|DESCARTES SYS GRP|IBKR|Interactive Brokers Llc|5729
DSGX|DESCARTES SYS GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2921
DSGX|DESCARTES SYS GRP|ICBX|INSTINET, LLC|20200
DSGX|DESCARTES SYS GRP|INCA|INSTINET, LLC|29202
DSGX|DESCARTES SYS GRP|INJX|INSTINET, LLC|1052
DSGX|DESCARTES SYS GRP|ITGI|ITG Inc.|71713
DSGX|DESCARTES SYS GRP|ITGP|ITG INC.|41800
DSGX|DESCARTES SYS GRP|JEFF|JEFFERIES LLC|13100
DSGX|DESCARTES SYS GRP|JPMX|J.P. Morgan Securities LLC|40436
DSGX|DESCARTES SYS GRP|JSJX|JANE STREET CAPITAL LLC|655
DSGX|DESCARTES SYS GRP|KCGM|VIRTU Americas LLC|10565
DSGX|DESCARTES SYS GRP|KING|C. L. King & Associates, Inc.|1000
DSGX|DESCARTES SYS GRP|LEHM|Barclays Capital Inc./Le|57186
DSGX|DESCARTES SYS GRP|LIME|Lime Brokerage LLC|28674
DSGX|DESCARTES SYS GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21790
DSGX|DESCARTES SYS GRP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|760
DSGX|DESCARTES SYS GRP|MSCO|MORGAN STANLEY & CO. LLC|83729
DSGX|DESCARTES SYS GRP|MSPL|MORGAN STANLEY & CO. LLC|23200
DSGX|DESCARTES SYS GRP|MSTX|MORGAN STANLEY & CO. LLC|200
DSGX|DESCARTES SYS GRP|NFSC|National Financial Services LLC|17146
DSGX|DESCARTES SYS GRP|NITE|VIRTU Americas LLC|63668
DSGX|DESCARTES SYS GRP|NQRB|Brut, LLC|500
DSGX|DESCARTES SYS GRP|NTRC|Northern Trust Securities, Inc.|6
DSGX|DESCARTES SYS GRP|PDQM|CODA MARKETS, INC.|100
DSGX|DESCARTES SYS GRP|RAJA|Raymond James & Associates, Inc.|2374
DSGX|DESCARTES SYS GRP|RBCM|RBC CAPITAL MARKETS, LLC|2930
DSGX|DESCARTES SYS GRP|RILY|B. RILEY FBR, INC.|200
DSGX|DESCARTES SYS GRP|SBSH|Citigroup Global Markets Inc.|4238
DSGX|DESCARTES SYS GRP|SGMT|GOLDMAN SACHS & CO. LLC|8970
DSGX|DESCARTES SYS GRP|SPDR|SPEEDROUTE LLC|3000
DSGX|DESCARTES SYS GRP|STFL|Stifel, Nicolaus & Company, Incorporated|100
DSGX|DESCARTES SYS GRP|SWIM|TD Ameritrade, Inc.|2231
DSGX|DESCARTES SYS GRP|TKNG|ALLY INVEST SECURITIES LLC|35
DSGX|DESCARTES SYS GRP|TRBT|Tradebot Systems, Inc.|1768
DSGX|DESCARTES SYS GRP|TRCM|TRC MARKETS LLC|20678
DSGX|DESCARTES SYS GRP|UBSA|UBS SECURITIES LLC|101347
DSGX|DESCARTES SYS GRP|UBSS|UBS Securities LLC|40205
DSGX|DESCARTES SYS GRP|VALX|VIRTU AMERICAS LLC|4390
DSGX|DESCARTES SYS GRP|VGRD|Vanguard Marketing Corporation|1550
DSGX|DESCARTES SYS GRP|WBLR|WILLIAM BLAIR|77425
DSGX|DESCARTES SYS GRP|WCHV|WELLS FARGO SECURITIES, LLC|2192
DSGX|DESCARTES SYS GRP|WEDB|WEDBUSH SECURITIES INC.|110
DSGX|DESCARTES SYS GRP|WEED|Weeden & Co.L.P.|100
DSGX|DESCARTES SYS GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|87
DSGX|DESCARTES SYS GRP|WSEA|WOLVERINE SECURITIES, LLC|485
DSGX|DESCARTES SYS GRP|XIST|INSTINET, LLC|19600
DSGX|DESCARTES SYS GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6708
DSGX|DESCARTES SYS GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900
DSI|ISHARES MSCI KLD 400|ALTX|Alternet Securities Inc.|200
DSI|ISHARES MSCI KLD 400|APCC|Apex Clearing Corporation|25930
DSI|ISHARES MSCI KLD 400|BARD|Robert W. Baird & Co. Incorporated|525
DSI|ISHARES MSCI KLD 400|BATM|CBOE TRADING, INC.|255
DSI|ISHARES MSCI KLD 400|BBNT|BB&T SECURITIES, LLC|46
DSI|ISHARES MSCI KLD 400|BERN|Sanford C. Bernstein & Co., LLC|200
DSI|ISHARES MSCI KLD 400|BKMM|BNY MELLON CAPITAL MARKETS, LLC|158
DSI|ISHARES MSCI KLD 400|BYXM|CBOE TRADING, INC.|400
DSI|ISHARES MSCI KLD 400|CANT|Cantor Fitzgerald & Co.|2737
DSI|ISHARES MSCI KLD 400|CHAS|Charles Schwab & Co., Inc.|4
DSI|ISHARES MSCI KLD 400|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
DSI|ISHARES MSCI KLD 400|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20166
DSI|ISHARES MSCI KLD 400|CSIN|Citadel Securities Institutional LLC|25318
DSI|ISHARES MSCI KLD 400|CTDL|Citadel Derivatives Group Llc|36422
DSI|ISHARES MSCI KLD 400|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
DSI|ISHARES MSCI KLD 400|DBAX|Deutsche Bank Securities Inc.|4600
DSI|ISHARES MSCI KLD 400|DEAN|MORGAN STANLEY|3366
DSI|ISHARES MSCI KLD 400|EBXL|EBX LLC|3700
DSI|ISHARES MSCI KLD 400|ECUT|CONVERGEX EXECUTION SOLUTIONS|1127
DSI|ISHARES MSCI KLD 400|EDJC|Edward Jones / CDS|88
DSI|ISHARES MSCI KLD 400|EDJO|Edward D. Jones & Co., L.P.|2403
DSI|ISHARES MSCI KLD 400|EGAM|CBOE TRADING, INC.|200
DSI|ISHARES MSCI KLD 400|EGXM|CBOE TRADING, INC.|200
DSI|ISHARES MSCI KLD 400|ETBE|Electronic Transaction Clearing, Inc.|800
DSI|ISHARES MSCI KLD 400|ETRS|E*Trade Securities LLC|3068
DSI|ISHARES MSCI KLD 400|FIDT|Fidelity Clearing Canada ULC./ CDS|315
DSI|ISHARES MSCI KLD 400|FINX|FINTECH SECURITIES|215
DSI|ISHARES MSCI KLD 400|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|225251
DSI|ISHARES MSCI KLD 400|FMAF|NBCN Inc./ CDS|47
DSI|ISHARES MSCI KLD 400|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1664
DSI|ISHARES MSCI KLD 400|FTBR|Foliofn Investments, Inc.|7953
DSI|ISHARES MSCI KLD 400|GLIS|TD Securities Inc|12
DSI|ISHARES MSCI KLD 400|GSCO|GOLDMAN SACHS & CO. LLC|6542
DSI|ISHARES MSCI KLD 400|GSLT|GOLDMAN SACHS & CO. LLC|300
DSI|ISHARES MSCI KLD 400|GTSZ|GTS SECURITIES LLC|400
DSI|ISHARES MSCI KLD 400|HRBF|American Enterprise Investment Services Inc.|14332
DSI|ISHARES MSCI KLD 400|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|855
DSI|ISHARES MSCI KLD 400|ICBX|INSTINET, LLC|5400
DSI|ISHARES MSCI KLD 400|INCA|INSTINET, LLC|100
DSI|ISHARES MSCI KLD 400|ITGI|ITG Inc.|2835
DSI|ISHARES MSCI KLD 400|ITGP|ITG INC.|800
DSI|ISHARES MSCI KLD 400|JPMX|J.P. Morgan Securities LLC|2300
DSI|ISHARES MSCI KLD 400|JSEB|JANE STREET EXECUTION SERVICES, LLC|1143
DSI|ISHARES MSCI KLD 400|JSJX|JANE STREET CAPITAL LLC|100054
DSI|ISHARES MSCI KLD 400|KCGM|VIRTU Americas LLC|4208
DSI|ISHARES MSCI KLD 400|LEHM|Barclays Capital Inc./Le|9682
DSI|ISHARES MSCI KLD 400|LIME|Lime Brokerage LLC|8840
DSI|ISHARES MSCI KLD 400|MACC|Mid Atlantic Capital Corporation|54
DSI|ISHARES MSCI KLD 400|MAXM|Maxim Group LLC|278
DSI|ISHARES MSCI KLD 400|MCMF|Raymond James Ltd. Cds|50
DSI|ISHARES MSCI KLD 400|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
DSI|ISHARES MSCI KLD 400|MSCO|MORGAN STANLEY & CO. LLC|21820
DSI|ISHARES MSCI KLD 400|MSPL|MORGAN STANLEY & CO. LLC|1200
DSI|ISHARES MSCI KLD 400|NATL|National Securities Corporation|95
DSI|ISHARES MSCI KLD 400|NFSC|National Financial Services LLC|14628
DSI|ISHARES MSCI KLD 400|NITE|VIRTU Americas LLC|45550
DSI|ISHARES MSCI KLD 400|NQRB|Brut, LLC|100
DSI|ISHARES MSCI KLD 400|NTBF|BMO Nesbitt Burns Inc./CDS|167
DSI|ISHARES MSCI KLD 400|OPCO|Oppenheimer & Co. Inc.|1185
DSI|ISHARES MSCI KLD 400|PDQM|CODA MARKETS, INC.|1400
DSI|ISHARES MSCI KLD 400|PWJC|UBS Financial Services, Inc.|1154
DSI|ISHARES MSCI KLD 400|RBCM|RBC CAPITAL MARKETS, LLC|718
DSI|ISHARES MSCI KLD 400|SBSH|Citigroup Global Markets Inc.|1885
DSI|ISHARES MSCI KLD 400|SGMT|GOLDMAN SACHS & CO. LLC|2100
DSI|ISHARES MSCI KLD 400|SHMR|ABN Amro Clearing LLC|230651
DSI|ISHARES MSCI KLD 400|SPDR|SPEEDROUTE LLC|800
DSI|ISHARES MSCI KLD 400|STFL|Stifel, Nicolaus & Company, Incorporated|1041
DSI|ISHARES MSCI KLD 400|STKP|STOCKPILE INVESTMENTS, INC.|42
DSI|ISHARES MSCI KLD 400|SWIM|TD Ameritrade, Inc.|909
DSI|ISHARES MSCI KLD 400|SWST|Hilltop Securities Inc.|2100
DSI|ISHARES MSCI KLD 400|TKNG|ALLY INVEST SECURITIES LLC|1
DSI|ISHARES MSCI KLD 400|TRCM|TRC MARKETS LLC|943
DSI|ISHARES MSCI KLD 400|UBSA|UBS SECURITIES LLC|15721
DSI|ISHARES MSCI KLD 400|UBSS|UBS Securities LLC|32681
DSI|ISHARES MSCI KLD 400|VALX|VIRTU AMERICAS LLC|125
DSI|ISHARES MSCI KLD 400|VGRD|Vanguard Marketing Corporation|1857
DSI|ISHARES MSCI KLD 400|WCHV|WELLS FARGO SECURITIES, LLC|3752
DSI|ISHARES MSCI KLD 400|WSEA|WOLVERINE SECURITIES, LLC|326
DSI|ISHARES MSCI KLD 400|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13958
DSKE|DASEKE INC CMN STK|ALTX|Alternet Securities Inc.|6407
DSKE|DASEKE INC CMN STK|APCC|Apex Clearing Corporation|162
DSKE|DASEKE INC CMN STK|BATM|CBOE TRADING, INC.|10212
DSKE|DASEKE INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|31400
DSKE|DASEKE INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2441
DSKE|DASEKE INC CMN STK|BLKX|INSTINET, LLC|5850
DSKE|DASEKE INC CMN STK|BMOC|BMO Capital Markets Corp.|88567
DSKE|DASEKE INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|5566
DSKE|DASEKE INC CMN STK|BTIG|BTIG, LLC|858
DSKE|DASEKE INC CMN STK|BYXM|CBOE TRADING, INC.|2331
DSKE|DASEKE INC CMN STK|CHAS|Charles Schwab & Co., Inc.|6400
DSKE|DASEKE INC CMN STK|CICF|Canaccord Genuity Corp.|4955
DSKE|DASEKE INC CMN STK|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
DSKE|DASEKE INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18443
DSKE|DASEKE INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20
DSKE|DASEKE INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|127807
DSKE|DASEKE INC CMN STK|CTDL|Citadel Derivatives Group Llc|8834
DSKE|DASEKE INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|12246
DSKE|DASEKE INC CMN STK|DBAB|Deutsche Bank Securities Inc.|224777
DSKE|DASEKE INC CMN STK|DBAX|Deutsche Bank Securities Inc.|79100
DSKE|DASEKE INC CMN STK|DEAN|MORGAN STANLEY|600
DSKE|DASEKE INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|14330
DSKE|DASEKE INC CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
DSKE|DASEKE INC CMN STK|EBXL|EBX LLC|56800
DSKE|DASEKE INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|2292
DSKE|DASEKE INC CMN STK|EDJC|Edward Jones / CDS|3
DSKE|DASEKE INC CMN STK|EGAM|CBOE TRADING, INC.|15958
DSKE|DASEKE INC CMN STK|EGAW|CBOE TRADING, INC.|20
DSKE|DASEKE INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|400
DSKE|DASEKE INC CMN STK|EGXM|CBOE TRADING, INC.|3180
DSKE|DASEKE INC CMN STK|EGXW|CBOE TRADING, INC.|200
DSKE|DASEKE INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|15373
DSKE|DASEKE INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4115
DSKE|DASEKE INC CMN STK|ETRS|E*Trade Securities LLC|93433
DSKE|DASEKE INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|1128156
DSKE|DASEKE INC CMN STK|FILL|Tradestation Securities, Inc.|400
DSKE|DASEKE INC CMN STK|FMAF|NBCN Inc./ CDS|2390
DSKE|DASEKE INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|110024
DSKE|DASEKE INC CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|160
DSKE|DASEKE INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98858
DSKE|DASEKE INC CMN STK|FTBR|Foliofn Investments, Inc.|15
DSKE|DASEKE INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|15229
DSKE|DASEKE INC CMN STK|GLIS|TD Securities Inc|83
DSKE|DASEKE INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|3951
DSKE|DASEKE INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|1092431
DSKE|DASEKE INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|64195
DSKE|DASEKE INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|4060
DSKE|DASEKE INC CMN STK|GTSZ|GTS SECURITIES LLC|3356
DSKE|DASEKE INC CMN STK|HPPX|POTAMUS TRADING, LLC|1319
DSKE|DASEKE INC CMN STK|HRBF|American Enterprise Investment Services Inc.|3572
DSKE|DASEKE INC CMN STK|IATS|INTERACTIVE BROKERS LLC|6146
DSKE|DASEKE INC CMN STK|IBKR|Interactive Brokers Llc|141284
DSKE|DASEKE INC CMN STK|ICBX|INSTINET, LLC|10233
DSKE|DASEKE INC CMN STK|IEQY|CITADEL SECURITIES LLC|23254
DSKE|DASEKE INC CMN STK|INCA|INSTINET, LLC|93115
DSKE|DASEKE INC CMN STK|INJX|INSTINET, LLC|11019
DSKE|DASEKE INC CMN STK|ITGI|ITG Inc.|28514
DSKE|DASEKE INC CMN STK|ITGP|ITG INC.|29000
DSKE|DASEKE INC CMN STK|JANY|Janney Montgomery Scott Inc.|150
DSKE|DASEKE INC CMN STK|JEFF|JEFFERIES LLC|8342
DSKE|DASEKE INC CMN STK|JMPT|JUMP TRADING, LLC|9865
DSKE|DASEKE INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|2414
DSKE|DASEKE INC CMN STK|JPMX|J.P. Morgan Securities LLC|86058
DSKE|DASEKE INC CMN STK|JSJX|JANE STREET CAPITAL LLC|2808
DSKE|DASEKE INC CMN STK|JUTA|JUMP TRADING, LLC|100
DSKE|DASEKE INC CMN STK|KCGM|VIRTU Americas LLC|22025
DSKE|DASEKE INC CMN STK|LEHM|Barclays Capital Inc./Le|490104
DSKE|DASEKE INC CMN STK|LIME|Lime Brokerage LLC|126852
DSKE|DASEKE INC CMN STK|LOOP|Loop Capital Markets LLC|381
DSKE|DASEKE INC CMN STK|LQNA|LIQUIDNET, INC.|6800
DSKE|DASEKE INC CMN STK|LQNB|LIQUIDNET, INC.|5850
DSKE|DASEKE INC CMN STK|LSCI|Lek Securities Corporation|541
DSKE|DASEKE INC CMN STK|MACQ|Macquarie Capital (USA) Inc.|5397
DSKE|DASEKE INC CMN STK|MAXM|Maxim Group LLC|4040
DSKE|DASEKE INC CMN STK|MCMF|Raymond James Ltd. Cds|506
DSKE|DASEKE INC CMN STK|MILE|I-Bankers Securities, Inc.|3257
DSKE|DASEKE INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73298
DSKE|DASEKE INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|1082169
DSKE|DASEKE INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|92400
DSKE|DASEKE INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|23800
DSKE|DASEKE INC CMN STK|NFSC|National Financial Services LLC|96340
DSKE|DASEKE INC CMN STK|NITE|VIRTU Americas LLC|275785
DSKE|DASEKE INC CMN STK|NITP|VIRTU Americas LLC|2300
DSKE|DASEKE INC CMN STK|NQRB|Brut, LLC|28976
DSKE|DASEKE INC CMN STK|OPCO|Oppenheimer & Co. Inc.|3841
DSKE|DASEKE INC CMN STK|OTAA|OTA LLC|1500
DSKE|DASEKE INC CMN STK|PDQM|CODA MARKETS, INC.|7435
DSKE|DASEKE INC CMN STK|PWJC|UBS Financial Services, Inc.|35991
DSKE|DASEKE INC CMN STK|RAJA|Raymond James & Associates, Inc.|1271
DSKE|DASEKE INC CMN STK|SBSH|Citigroup Global Markets Inc.|132084
DSKE|DASEKE INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|27243
DSKE|DASEKE INC CMN STK|SPDR|SPEEDROUTE LLC|1021
DSKE|DASEKE INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|357804
DSKE|DASEKE INC CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|160
DSKE|DASEKE INC CMN STK|SWIM|TD Ameritrade, Inc.|27625
DSKE|DASEKE INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|3
DSKE|DASEKE INC CMN STK|TRBT|Tradebot Systems, Inc.|140913
DSKE|DASEKE INC CMN STK|TRCM|TRC MARKETS LLC|60880
DSKE|DASEKE INC CMN STK|TWTT|TASTYWORKS, INC.|1375
DSKE|DASEKE INC CMN STK|UBSA|UBS SECURITIES LLC|230611
DSKE|DASEKE INC CMN STK|UBSS|UBS Securities LLC|846023
DSKE|DASEKE INC CMN STK|VALX|VIRTU AMERICAS LLC|3579
DSKE|DASEKE INC CMN STK|VGRD|Vanguard Marketing Corporation|8740
DSKE|DASEKE INC CMN STK|WBLR|WILLIAM BLAIR|5857
DSKE|DASEKE INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|16502
DSKE|DASEKE INC CMN STK|WEED|Weeden & Co.L.P.|8897
DSKE|DASEKE INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4925
DSKE|DASEKE INC CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9491
DSKE|DASEKE INC CMN STK|WGIF|CIBC World Markets Inc.|1555
DSKE|DASEKE INC CMN STK|WORD|Worden Capital Management LLC|3684
DSKE|DASEKE INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|2202
DSKE|DASEKE INC CMN STK|XIST|INSTINET, LLC|19500
DSKE|DASEKE INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
DSKE|DASEKE INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|623
DSKE|DASEKE INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11985
DSKEW|DASEKE INC WRT|APCC|Apex Clearing Corporation|1200
DSKEW|DASEKE INC WRT|BATM|CBOE TRADING, INC.|400
DSKEW|DASEKE INC WRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
DSKEW|DASEKE INC WRT|DBAX|Deutsche Bank Securities Inc.|100
DSKEW|DASEKE INC WRT|DEGS|RONIN PROFESSIONAL LLC|9754
DSKEW|DASEKE INC WRT|EGAM|CBOE TRADING, INC.|1800
DSKEW|DASEKE INC WRT|EGXW|CBOE TRADING, INC.|4900
DSKEW|DASEKE INC WRT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|72
DSKEW|DASEKE INC WRT|ETRS|E*Trade Securities LLC|54386
DSKEW|DASEKE INC WRT|FOMA|TD AMERITRADE CLEARING, INC.|26650
DSKEW|DASEKE INC WRT|GEBB|GLOBAL EXECUTION BROKERS, LP|600
DSKEW|DASEKE INC WRT|GLPX|ACS EXECUTION SERVICES, LLC|100
DSKEW|DASEKE INC WRT|GSCO|GOLDMAN SACHS & CO. LLC|40923
DSKEW|DASEKE INC WRT|GSCS|GOLDMAN SACHS & CO. LLC|125715
DSKEW|DASEKE INC WRT|GSLT|GOLDMAN SACHS & CO. LLC|2600
DSKEW|DASEKE INC WRT|GTSZ|GTS SECURITIES LLC|500
DSKEW|DASEKE INC WRT|IBKR|Interactive Brokers Llc|158481
DSKEW|DASEKE INC WRT|ICBX|INSTINET, LLC|100
DSKEW|DASEKE INC WRT|ITGP|ITG INC.|1000
DSKEW|DASEKE INC WRT|JEFF|JEFFERIES LLC|66
DSKEW|DASEKE INC WRT|LEHM|Barclays Capital Inc./Le|2200
DSKEW|DASEKE INC WRT|LIME|Lime Brokerage LLC|1300
DSKEW|DASEKE INC WRT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DSKEW|DASEKE INC WRT|MSCO|MORGAN STANLEY & CO. LLC|211683
DSKEW|DASEKE INC WRT|NFSC|National Financial Services LLC|65669
DSKEW|DASEKE INC WRT|NITE|VIRTU Americas LLC|114901
DSKEW|DASEKE INC WRT|NQRB|Brut, LLC|9905
DSKEW|DASEKE INC WRT|PDQM|CODA MARKETS, INC.|4113
DSKEW|DASEKE INC WRT|SGMT|GOLDMAN SACHS & CO. LLC|3300
DSKEW|DASEKE INC WRT|SPDR|SPEEDROUTE LLC|4300
DSKEW|DASEKE INC WRT|SWIM|TD Ameritrade, Inc.|8795
DSKEW|DASEKE INC WRT|UBSA|UBS SECURITIES LLC|2235
DSKEW|DASEKE INC WRT|UBSS|UBS Securities LLC|3700
DSKEW|DASEKE INC WRT|VGRD|Vanguard Marketing Corporation|1000
DSKEW|DASEKE INC WRT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2035
DSKEW|DASEKE INC WRT|WSEA|WOLVERINE SECURITIES, LLC|100
DSL|DOUBLELINE INCOME|AGIS|Aegis Capital Corp.|3600
DSL|DOUBLELINE INCOME|ALTX|Alternet Securities Inc.|6600
DSL|DOUBLELINE INCOME|APCC|Apex Clearing Corporation|862
DSL|DOUBLELINE INCOME|BANK|Primevest Financial Services, Inc.|1309
DSL|DOUBLELINE INCOME|BARD|Robert W. Baird & Co. Incorporated|2261
DSL|DOUBLELINE INCOME|BATM|CBOE TRADING, INC.|300
DSL|DOUBLELINE INCOME|BBNT|BB&T SECURITIES, LLC|943
DSL|DOUBLELINE INCOME|BERN|Sanford C. Bernstein & Co., LLC|1300
DSL|DOUBLELINE INCOME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4891
DSL|DOUBLELINE INCOME|BNCH|The Benchmark Company, LLC|25846
DSL|DOUBLELINE INCOME|BRGE|Newbridge Securities Corp.|2165
DSL|DOUBLELINE INCOME|BTIG|BTIG, LLC|200
DSL|DOUBLELINE INCOME|BYXM|CBOE TRADING, INC.|200
DSL|DOUBLELINE INCOME|CANT|Cantor Fitzgerald & Co.|30564
DSL|DOUBLELINE INCOME|CHAS|Charles Schwab & Co., Inc.|6084
DSL|DOUBLELINE INCOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12916
DSL|DOUBLELINE INCOME|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
DSL|DOUBLELINE INCOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47788
DSL|DOUBLELINE INCOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|1416
DSL|DOUBLELINE INCOME|DADA|D.A. Davidson & Co.|15009
DSL|DOUBLELINE INCOME|DBAB|Deutsche Bank Securities Inc.|8290
DSL|DOUBLELINE INCOME|DBAX|Deutsche Bank Securities Inc.|7200
DSL|DOUBLELINE INCOME|DEAN|MORGAN STANLEY|54694
DSL|DOUBLELINE INCOME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|124
DSL|DOUBLELINE INCOME|EBXL|EBX LLC|20900
DSL|DOUBLELINE INCOME|EDJO|Edward D. Jones & Co., L.P.|3278
DSL|DOUBLELINE INCOME|EGAM|CBOE TRADING, INC.|14290
DSL|DOUBLELINE INCOME|EGXM|CBOE TRADING, INC.|980
DSL|DOUBLELINE INCOME|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|764
DSL|DOUBLELINE INCOME|ETRS|E*Trade Securities LLC|113014
DSL|DOUBLELINE INCOME|FBSB|U.S. Bancorp Investments, Inc.|18102
DSL|DOUBLELINE INCOME|FILL|Tradestation Securities, Inc.|769
DSL|DOUBLELINE INCOME|FINX|FINTECH SECURITIES|50
DSL|DOUBLELINE INCOME|FMAF|NBCN Inc./ CDS|100
DSL|DOUBLELINE INCOME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32536
DSL|DOUBLELINE INCOME|FTBR|Foliofn Investments, Inc.|931
DSL|DOUBLELINE INCOME|GEBB|GLOBAL EXECUTION BROKERS, LP|300
DSL|DOUBLELINE INCOME|GLPX|ACS EXECUTION SERVICES, LLC|1793
DSL|DOUBLELINE INCOME|GSCO|GOLDMAN SACHS & CO. LLC|44439
DSL|DOUBLELINE INCOME|GSLT|GOLDMAN SACHS & CO. LLC|1883
DSL|DOUBLELINE INCOME|GTSZ|GTS SECURITIES LLC|594
DSL|DOUBLELINE INCOME|HRBF|American Enterprise Investment Services Inc.|76072
DSL|DOUBLELINE INCOME|IATS|INTERACTIVE BROKERS LLC|30188
DSL|DOUBLELINE INCOME|IBKR|Interactive Brokers Llc|63273
DSL|DOUBLELINE INCOME|IBSJ|Integrity Brokerage Services, Inc.|1708
DSL|DOUBLELINE INCOME|ICBX|INSTINET, LLC|6654
DSL|DOUBLELINE INCOME|INCA|INSTINET, LLC|10532
DSL|DOUBLELINE INCOME|ITGI|ITG Inc.|31470
DSL|DOUBLELINE INCOME|ITGP|ITG INC.|16800
DSL|DOUBLELINE INCOME|JANY|Janney Montgomery Scott Inc.|5918
DSL|DOUBLELINE INCOME|JEFF|JEFFERIES LLC|1000
DSL|DOUBLELINE INCOME|JMPT|JUMP TRADING, LLC|568
DSL|DOUBLELINE INCOME|JPMX|J.P. Morgan Securities LLC|17732
DSL|DOUBLELINE INCOME|JSJX|JANE STREET CAPITAL LLC|3179
DSL|DOUBLELINE INCOME|KCGM|VIRTU Americas LLC|12100
DSL|DOUBLELINE INCOME|LEHM|Barclays Capital Inc./Le|17800
DSL|DOUBLELINE INCOME|LGNT|COR CLEARING LLC|13
DSL|DOUBLELINE INCOME|LIME|Lime Brokerage LLC|532
DSL|DOUBLELINE INCOME|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5012
DSL|DOUBLELINE INCOME|MACC|Mid Atlantic Capital Corporation|2
DSL|DOUBLELINE INCOME|MAXM|Maxim Group LLC|1500
DSL|DOUBLELINE INCOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19900
DSL|DOUBLELINE INCOME|MOTF|MOTIF INVESTING, INC.|4
DSL|DOUBLELINE INCOME|MSCO|MORGAN STANLEY & CO. LLC|305254
DSL|DOUBLELINE INCOME|MSPL|MORGAN STANLEY & CO. LLC|32100
DSL|DOUBLELINE INCOME|NATL|National Securities Corporation|3754
DSL|DOUBLELINE INCOME|NBCS|NBC Securities, INC.|138
DSL|DOUBLELINE INCOME|NFSC|National Financial Services LLC|677172
DSL|DOUBLELINE INCOME|NITE|VIRTU Americas LLC|956413
DSL|DOUBLELINE INCOME|NQRB|Brut, LLC|600
DSL|DOUBLELINE INCOME|NTRC|Northern Trust Securities, Inc.|974
DSL|DOUBLELINE INCOME|OPCO|Oppenheimer & Co. Inc.|4009
DSL|DOUBLELINE INCOME|OTAA|OTA LLC|3200
DSL|DOUBLELINE INCOME|PDQM|CODA MARKETS, INC.|9346
DSL|DOUBLELINE INCOME|PWJC|UBS Financial Services, Inc.|28252
DSL|DOUBLELINE INCOME|RBCM|RBC CAPITAL MARKETS, LLC|53340
DSL|DOUBLELINE INCOME|SAGC|SAGETRADER, LLC|700
DSL|DOUBLELINE INCOME|SAGL|SAGETRADER, LLC|270
DSL|DOUBLELINE INCOME|SALI|INTL FCSTONE FINANCIAL INC.|300
DSL|DOUBLELINE INCOME|SBRX|MURIEL SIEBERT & CO INC|800
DSL|DOUBLELINE INCOME|SBSH|Citigroup Global Markets Inc.|21559
DSL|DOUBLELINE INCOME|SEIC|SEI Investments Distribution Co.|200
DSL|DOUBLELINE INCOME|SGMT|GOLDMAN SACHS & CO. LLC|5801
DSL|DOUBLELINE INCOME|SPDR|SPEEDROUTE LLC|670
DSL|DOUBLELINE INCOME|STFL|Stifel, Nicolaus & Company, Incorporated|50041
DSL|DOUBLELINE INCOME|STXG|Stockcross Financial Services, Inc.|385
DSL|DOUBLELINE INCOME|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
DSL|DOUBLELINE INCOME|SWIM|TD Ameritrade, Inc.|37089
DSL|DOUBLELINE INCOME|SWST|Hilltop Securities Inc.|8952
DSL|DOUBLELINE INCOME|TKNG|ALLY INVEST SECURITIES LLC|3535
DSL|DOUBLELINE INCOME|TRBT|Tradebot Systems, Inc.|5586
DSL|DOUBLELINE INCOME|TWTT|TASTYWORKS, INC.|500
DSL|DOUBLELINE INCOME|UBSA|UBS SECURITIES LLC|88763
DSL|DOUBLELINE INCOME|UBSS|UBS Securities LLC|428358
DSL|DOUBLELINE INCOME|VALX|VIRTU AMERICAS LLC|4077
DSL|DOUBLELINE INCOME|VGRD|Vanguard Marketing Corporation|72363
DSL|DOUBLELINE INCOME|VNDM|Wall Street Access|3000
DSL|DOUBLELINE INCOME|WABR|Wall Street Access|2500
DSL|DOUBLELINE INCOME|WBLR|WILLIAM BLAIR|3000
DSL|DOUBLELINE INCOME|WCHV|WELLS FARGO SECURITIES, LLC|200623
DSL|DOUBLELINE INCOME|WEDB|WEDBUSH SECURITIES INC.|2903
DSL|DOUBLELINE INCOME|WEED|Weeden & Co.L.P.|3430
DSL|DOUBLELINE INCOME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6307
DSL|DOUBLELINE INCOME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15383
DSL|DOUBLELINE INCOME|WGIF|CIBC World Markets Inc.|37
DSL|DOUBLELINE INCOME|WSEA|WOLVERINE SECURITIES, LLC|9141
DSL|DOUBLELINE INCOME|XSTM|NATIONAL FINANCIAL SERVICES LLC|29240
DSL|DOUBLELINE INCOME|YKNA|COMHAR CAPITAL MARKETS, LLC|2734
DSL|DOUBLELINE INCOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|68647
DSLV|VS 3X INV SILVER|ALTX|Alternet Securities Inc.|600
DSLV|VS 3X INV SILVER|APCC|Apex Clearing Corporation|9547
DSLV|VS 3X INV SILVER|BATM|CBOE TRADING, INC.|770
DSLV|VS 3X INV SILVER|BERN|Sanford C. Bernstein & Co., LLC|41
DSLV|VS 3X INV SILVER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1124
DSLV|VS 3X INV SILVER|CHAS|Charles Schwab & Co., Inc.|1900
DSLV|VS 3X INV SILVER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95053
DSLV|VS 3X INV SILVER|DBAB|Deutsche Bank Securities Inc.|3000
DSLV|VS 3X INV SILVER|DBAX|Deutsche Bank Securities Inc.|900
DSLV|VS 3X INV SILVER|EBXL|EBX LLC|11200
DSLV|VS 3X INV SILVER|ECUT|CONVERGEX EXECUTION SOLUTIONS|150
DSLV|VS 3X INV SILVER|EGAM|CBOE TRADING, INC.|100
DSLV|VS 3X INV SILVER|EGXM|CBOE TRADING, INC.|6250
DSLV|VS 3X INV SILVER|EGXW|CBOE TRADING, INC.|1000
DSLV|VS 3X INV SILVER|ETBE|Electronic Transaction Clearing, Inc.|1234
DSLV|VS 3X INV SILVER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2622
DSLV|VS 3X INV SILVER|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1464
DSLV|VS 3X INV SILVER|ETRS|E*Trade Securities LLC|379033
DSLV|VS 3X INV SILVER|FBCO|Credit Suisse Securities (USA) LLC|785284
DSLV|VS 3X INV SILVER|FILL|Tradestation Securities, Inc.|11310
DSLV|VS 3X INV SILVER|FMAF|NBCN Inc./ CDS|1500
DSLV|VS 3X INV SILVER|FOMA|TD AMERITRADE CLEARING, INC.|616073
DSLV|VS 3X INV SILVER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3646
DSLV|VS 3X INV SILVER|FTBR|Foliofn Investments, Inc.|831
DSLV|VS 3X INV SILVER|GEBB|GLOBAL EXECUTION BROKERS, LP|7399
DSLV|VS 3X INV SILVER|GLIS|TD Securities Inc|400
DSLV|VS 3X INV SILVER|GLPX|ACS EXECUTION SERVICES, LLC|100
DSLV|VS 3X INV SILVER|GSCO|GOLDMAN SACHS & CO. LLC|2000
DSLV|VS 3X INV SILVER|GSLT|GOLDMAN SACHS & CO. LLC|6706
DSLV|VS 3X INV SILVER|GTSZ|GTS SECURITIES LLC|2111
DSLV|VS 3X INV SILVER|HRBF|American Enterprise Investment Services Inc.|7000
DSLV|VS 3X INV SILVER|HSBC|HSBC Securities, Inc.|700
DSLV|VS 3X INV SILVER|IATS|INTERACTIVE BROKERS LLC|4206
DSLV|VS 3X INV SILVER|IBKR|Interactive Brokers Llc|225894
DSLV|VS 3X INV SILVER|ICBX|INSTINET, LLC|36660
DSLV|VS 3X INV SILVER|INCA|INSTINET, LLC|17733
DSLV|VS 3X INV SILVER|ITGI|ITG Inc.|700
DSLV|VS 3X INV SILVER|ITGP|ITG INC.|3200
DSLV|VS 3X INV SILVER|JMPT|JUMP TRADING, LLC|1130
DSLV|VS 3X INV SILVER|JPMX|J.P. Morgan Securities LLC|9400
DSLV|VS 3X INV SILVER|JSEB|JANE STREET EXECUTION SERVICES, LLC|20000
DSLV|VS 3X INV SILVER|JSJX|JANE STREET CAPITAL LLC|467609
DSLV|VS 3X INV SILVER|KCGM|VIRTU Americas LLC|28614
DSLV|VS 3X INV SILVER|LEHM|Barclays Capital Inc./Le|25876
DSLV|VS 3X INV SILVER|LIME|Lime Brokerage LLC|21322
DSLV|VS 3X INV SILVER|LMGP|LIME BROKERAGE LLC|1100
DSLV|VS 3X INV SILVER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
DSLV|VS 3X INV SILVER|MOTF|MOTIF INVESTING, INC.|4
DSLV|VS 3X INV SILVER|MSCO|MORGAN STANLEY & CO. LLC|214806
DSLV|VS 3X INV SILVER|MSPL|MORGAN STANLEY & CO. LLC|700
DSLV|VS 3X INV SILVER|NFSC|National Financial Services LLC|375359
DSLV|VS 3X INV SILVER|NITE|VIRTU Americas LLC|787842
DSLV|VS 3X INV SILVER|NQRB|Brut, LLC|1132
DSLV|VS 3X INV SILVER|OLDM|OLD MISSION CAPITAL, LLC|19542
DSLV|VS 3X INV SILVER|OPCO|Oppenheimer & Co. Inc.|125
DSLV|VS 3X INV SILVER|PDQM|CODA MARKETS, INC.|290
DSLV|VS 3X INV SILVER|RGLD|Regal Securities, Inc|50
DSLV|VS 3X INV SILVER|SBSH|Citigroup Global Markets Inc.|18481
DSLV|VS 3X INV SILVER|SGMT|GOLDMAN SACHS & CO. LLC|29171
DSLV|VS 3X INV SILVER|SHMR|ABN Amro Clearing LLC|161673
DSLV|VS 3X INV SILVER|SPDR|SPEEDROUTE LLC|427
DSLV|VS 3X INV SILVER|SWIM|TD Ameritrade, Inc.|164101
DSLV|VS 3X INV SILVER|TKNG|ALLY INVEST SECURITIES LLC|34368
DSLV|VS 3X INV SILVER|TRCM|TRC MARKETS LLC|5300
DSLV|VS 3X INV SILVER|TWTT|TASTYWORKS, INC.|400
DSLV|VS 3X INV SILVER|UBSA|UBS SECURITIES LLC|114976
DSLV|VS 3X INV SILVER|UBSS|UBS Securities LLC|84037
DSLV|VS 3X INV SILVER|VGRD|Vanguard Marketing Corporation|22008
DSLV|VS 3X INV SILVER|WBPX|SUMMIT SECURITIES GROUP, LLC|2600
DSLV|VS 3X INV SILVER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11187
DSLV|VS 3X INV SILVER|WGIF|CIBC World Markets Inc.|9610
DSLV|VS 3X INV SILVER|WSEA|WOLVERINE SECURITIES, LLC|29870
DSM|DREYFUS STRA MUNI BD|ALTX|Alternet Securities Inc.|679
DSM|DREYFUS STRA MUNI BD|APCC|Apex Clearing Corporation|3159
DSM|DREYFUS STRA MUNI BD|BANK|Primevest Financial Services, Inc.|6
DSM|DREYFUS STRA MUNI BD|BARD|Robert W. Baird & Co. Incorporated|13808
DSM|DREYFUS STRA MUNI BD|BBNT|BB&T SECURITIES, LLC|1
DSM|DREYFUS STRA MUNI BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15258
DSM|DREYFUS STRA MUNI BD|BTIG|BTIG, LLC|6542
DSM|DREYFUS STRA MUNI BD|CANT|Cantor Fitzgerald & Co.|1
DSM|DREYFUS STRA MUNI BD|CHAS|Charles Schwab & Co., Inc.|9255
DSM|DREYFUS STRA MUNI BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10333
DSM|DREYFUS STRA MUNI BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4999
DSM|DREYFUS STRA MUNI BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
DSM|DREYFUS STRA MUNI BD|DBAX|Deutsche Bank Securities Inc.|2700
DSM|DREYFUS STRA MUNI BD|DEAN|MORGAN STANLEY|1648
DSM|DREYFUS STRA MUNI BD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3306
DSM|DREYFUS STRA MUNI BD|EBXL|EBX LLC|29000
DSM|DREYFUS STRA MUNI BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|20763
DSM|DREYFUS STRA MUNI BD|EDJO|Edward D. Jones & Co., L.P.|1974
DSM|DREYFUS STRA MUNI BD|EGAM|CBOE TRADING, INC.|300
DSM|DREYFUS STRA MUNI BD|ETBE|Electronic Transaction Clearing, Inc.|400
DSM|DREYFUS STRA MUNI BD|ETRS|E*Trade Securities LLC|11122
DSM|DREYFUS STRA MUNI BD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11299
DSM|DREYFUS STRA MUNI BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5182
DSM|DREYFUS STRA MUNI BD|FTBR|Foliofn Investments, Inc.|139
DSM|DREYFUS STRA MUNI BD|GLPX|ACS EXECUTION SERVICES, LLC|10346
DSM|DREYFUS STRA MUNI BD|GSCO|GOLDMAN SACHS & CO. LLC|11735
DSM|DREYFUS STRA MUNI BD|GSCS|GOLDMAN SACHS & CO. LLC|1475
DSM|DREYFUS STRA MUNI BD|GSLT|GOLDMAN SACHS & CO. LLC|374
DSM|DREYFUS STRA MUNI BD|GTSZ|GTS SECURITIES LLC|1081
DSM|DREYFUS STRA MUNI BD|HRBF|American Enterprise Investment Services Inc.|12891
DSM|DREYFUS STRA MUNI BD|IATS|INTERACTIVE BROKERS LLC|374
DSM|DREYFUS STRA MUNI BD|IBKR|Interactive Brokers Llc|11421
DSM|DREYFUS STRA MUNI BD|ICBX|INSTINET, LLC|3392
DSM|DREYFUS STRA MUNI BD|INCA|INSTINET, LLC|2062
DSM|DREYFUS STRA MUNI BD|ITGI|ITG Inc.|1061
DSM|DREYFUS STRA MUNI BD|ITGP|ITG INC.|600
DSM|DREYFUS STRA MUNI BD|JANY|Janney Montgomery Scott Inc.|618
DSM|DREYFUS STRA MUNI BD|JMPT|JUMP TRADING, LLC|309
DSM|DREYFUS STRA MUNI BD|JPMX|J.P. Morgan Securities LLC|2200
DSM|DREYFUS STRA MUNI BD|JSJX|JANE STREET CAPITAL LLC|1300
DSM|DREYFUS STRA MUNI BD|KCGM|VIRTU Americas LLC|3525
DSM|DREYFUS STRA MUNI BD|LEHM|Barclays Capital Inc./Le|2200
DSM|DREYFUS STRA MUNI BD|LGNT|COR CLEARING LLC|3
DSM|DREYFUS STRA MUNI BD|LIME|Lime Brokerage LLC|914
DSM|DREYFUS STRA MUNI BD|LQNA|LIQUIDNET, INC.|5500
DSM|DREYFUS STRA MUNI BD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6079
DSM|DREYFUS STRA MUNI BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
DSM|DREYFUS STRA MUNI BD|MSCO|MORGAN STANLEY & CO. LLC|117550
DSM|DREYFUS STRA MUNI BD|MSPL|MORGAN STANLEY & CO. LLC|18200
DSM|DREYFUS STRA MUNI BD|MSTX|MORGAN STANLEY & CO. LLC|200
DSM|DREYFUS STRA MUNI BD|NFSC|National Financial Services LLC|172101
DSM|DREYFUS STRA MUNI BD|NITE|VIRTU Americas LLC|260900
DSM|DREYFUS STRA MUNI BD|NQRB|Brut, LLC|454
DSM|DREYFUS STRA MUNI BD|NTRC|Northern Trust Securities, Inc.|3049
DSM|DREYFUS STRA MUNI BD|OPCO|Oppenheimer & Co. Inc.|9806
DSM|DREYFUS STRA MUNI BD|PDQM|CODA MARKETS, INC.|2942
DSM|DREYFUS STRA MUNI BD|RBCM|RBC CAPITAL MARKETS, LLC|7559
DSM|DREYFUS STRA MUNI BD|SAGL|SAGETRADER, LLC|207
DSM|DREYFUS STRA MUNI BD|SBSH|Citigroup Global Markets Inc.|14621
DSM|DREYFUS STRA MUNI BD|SGMT|GOLDMAN SACHS & CO. LLC|2642
DSM|DREYFUS STRA MUNI BD|SPHN|Stephens Inc.|6
DSM|DREYFUS STRA MUNI BD|STFL|Stifel, Nicolaus & Company, Incorporated|32
DSM|DREYFUS STRA MUNI BD|SWIM|TD Ameritrade, Inc.|15365
DSM|DREYFUS STRA MUNI BD|SWST|Hilltop Securities Inc.|14613
DSM|DREYFUS STRA MUNI BD|TKNG|ALLY INVEST SECURITIES LLC|220
DSM|DREYFUS STRA MUNI BD|TRBT|Tradebot Systems, Inc.|2430
DSM|DREYFUS STRA MUNI BD|UBSA|UBS SECURITIES LLC|7296
DSM|DREYFUS STRA MUNI BD|UBSS|UBS Securities LLC|43086
DSM|DREYFUS STRA MUNI BD|VALX|VIRTU AMERICAS LLC|785
DSM|DREYFUS STRA MUNI BD|VGRD|Vanguard Marketing Corporation|26833
DSM|DREYFUS STRA MUNI BD|WCHV|WELLS FARGO SECURITIES, LLC|39369
DSM|DREYFUS STRA MUNI BD|WEDB|WEDBUSH SECURITIES INC.|8800
DSM|DREYFUS STRA MUNI BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6680
DSM|DREYFUS STRA MUNI BD|WSEA|WOLVERINE SECURITIES, LLC|35
DSM|DREYFUS STRA MUNI BD|YKNA|COMHAR CAPITAL MARKETS, LLC|600
DSM|DREYFUS STRA MUNI BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19149
DSPG|D S P GROUP INC   ##|APCC|Apex Clearing Corporation|108
DSPG|D S P GROUP INC   ##|BATM|CBOE TRADING, INC.|700
DSPG|D S P GROUP INC   ##|BAYC|BAY CREST PARTNERS, LLC|735
DSPG|D S P GROUP INC   ##|BERN|Sanford C. Bernstein & Co., LLC|232
DSPG|D S P GROUP INC   ##|BMOC|BMO Capital Markets Corp.|3306
DSPG|D S P GROUP INC   ##|BNPX|BNP PARIBAS SECURITIES CORP.|4137
DSPG|D S P GROUP INC   ##|BRVL|BLAYLOCK VAN, LLC|700
DSPG|D S P GROUP INC   ##|BTIG|BTIG, LLC|43731
DSPG|D S P GROUP INC   ##|BYXM|CBOE TRADING, INC.|300
DSPG|D S P GROUP INC   ##|BZYD|GOLDMAN SACHS & CO. LLC|600
DSPG|D S P GROUP INC   ##|CHLM|Craig-Hallum Capital Group LLC|3000
DSPG|D S P GROUP INC   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6262
DSPG|D S P GROUP INC   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2060
DSPG|D S P GROUP INC   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83700
DSPG|D S P GROUP INC   ##|CTDL|Citadel Derivatives Group Llc|2622
DSPG|D S P GROUP INC   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|10826
DSPG|D S P GROUP INC   ##|DBAB|Deutsche Bank Securities Inc.|408291
DSPG|D S P GROUP INC   ##|DBAX|Deutsche Bank Securities Inc.|45500
DSPG|D S P GROUP INC   ##|DEGS|RONIN PROFESSIONAL LLC|6430
DSPG|D S P GROUP INC   ##|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|295
DSPG|D S P GROUP INC   ##|EBXL|EBX LLC|27100
DSPG|D S P GROUP INC   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|6281
DSPG|D S P GROUP INC   ##|EGAM|CBOE TRADING, INC.|280
DSPG|D S P GROUP INC   ##|EGXM|CBOE TRADING, INC.|128
DSPG|D S P GROUP INC   ##|ETBE|Electronic Transaction Clearing, Inc.|27942
DSPG|D S P GROUP INC   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2186
DSPG|D S P GROUP INC   ##|ETRS|E*Trade Securities LLC|9947
DSPG|D S P GROUP INC   ##|FBCO|Credit Suisse Securities (USA) LLC|63050
DSPG|D S P GROUP INC   ##|FBSB|U.S. Bancorp Investments, Inc.|500
DSPG|D S P GROUP INC   ##|FOMA|TD AMERITRADE CLEARING, INC.|12680
DSPG|D S P GROUP INC   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|645
DSPG|D S P GROUP INC   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14015
DSPG|D S P GROUP INC   ##|FTBR|Foliofn Investments, Inc.|57
DSPG|D S P GROUP INC   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|6562
DSPG|D S P GROUP INC   ##|GLPX|ACS EXECUTION SERVICES, LLC|3595
DSPG|D S P GROUP INC   ##|GSCO|GOLDMAN SACHS & CO. LLC|1114391
DSPG|D S P GROUP INC   ##|GSCS|GOLDMAN SACHS & CO. LLC|807
DSPG|D S P GROUP INC   ##|GSLT|GOLDMAN SACHS & CO. LLC|5799
DSPG|D S P GROUP INC   ##|GTSZ|GTS SECURITIES LLC|21240
DSPG|D S P GROUP INC   ##|HRBF|American Enterprise Investment Services Inc.|3750
DSPG|D S P GROUP INC   ##|HSBC|HSBC Securities, Inc.|500
DSPG|D S P GROUP INC   ##|IATS|INTERACTIVE BROKERS LLC|615
DSPG|D S P GROUP INC   ##|IBKR|Interactive Brokers Llc|37788
DSPG|D S P GROUP INC   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
DSPG|D S P GROUP INC   ##|ICBX|INSTINET, LLC|12942
DSPG|D S P GROUP INC   ##|IEQY|CITADEL SECURITIES LLC|5360
DSPG|D S P GROUP INC   ##|INCA|INSTINET, LLC|93842
DSPG|D S P GROUP INC   ##|INJX|INSTINET, LLC|1939
DSPG|D S P GROUP INC   ##|ITGI|ITG Inc.|31996
DSPG|D S P GROUP INC   ##|ITGP|ITG INC.|55800
DSPG|D S P GROUP INC   ##|JEFF|JEFFERIES LLC|18137
DSPG|D S P GROUP INC   ##|JMPT|JUMP TRADING, LLC|60
DSPG|D S P GROUP INC   ##|JPMX|J.P. Morgan Securities LLC|97708
DSPG|D S P GROUP INC   ##|JSJX|JANE STREET CAPITAL LLC|3919
DSPG|D S P GROUP INC   ##|KCGM|VIRTU Americas LLC|11183
DSPG|D S P GROUP INC   ##|LEHM|Barclays Capital Inc./Le|480202
DSPG|D S P GROUP INC   ##|LIME|Lime Brokerage LLC|62690
DSPG|D S P GROUP INC   ##|LMGP|LIME BROKERAGE LLC|63518
DSPG|D S P GROUP INC   ##|LOOP|Loop Capital Markets LLC|3065
DSPG|D S P GROUP INC   ##|LSCI|Lek Securities Corporation|100
DSPG|D S P GROUP INC   ##|MACQ|Macquarie Capital (USA) Inc.|1769
DSPG|D S P GROUP INC   ##|MAXM|Maxim Group LLC|642
DSPG|D S P GROUP INC   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41483
DSPG|D S P GROUP INC   ##|MSCO|MORGAN STANLEY & CO. LLC|800541
DSPG|D S P GROUP INC   ##|MSPL|MORGAN STANLEY & CO. LLC|96700
DSPG|D S P GROUP INC   ##|MSTX|MORGAN STANLEY & CO. LLC|41000
DSPG|D S P GROUP INC   ##|NEED|Needham & Company, LLC|81740
DSPG|D S P GROUP INC   ##|NFSC|National Financial Services LLC|11641
DSPG|D S P GROUP INC   ##|NITE|VIRTU Americas LLC|87584
DSPG|D S P GROUP INC   ##|NITP|VIRTU Americas LLC|2500
DSPG|D S P GROUP INC   ##|NQRB|Brut, LLC|800
DSPG|D S P GROUP INC   ##|OPCO|Oppenheimer & Co. Inc.|15613
DSPG|D S P GROUP INC   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3000
DSPG|D S P GROUP INC   ##|PDQM|CODA MARKETS, INC.|6081
DSPG|D S P GROUP INC   ##|RAJA|Raymond James & Associates, Inc.|123
DSPG|D S P GROUP INC   ##|RHCO|Suntrust Robinson Humphrey, Inc.|2800
DSPG|D S P GROUP INC   ##|SAGW|SAGETRADER, LLC|565
DSPG|D S P GROUP INC   ##|SBSH|Citigroup Global Markets Inc.|128522
DSPG|D S P GROUP INC   ##|SGMT|GOLDMAN SACHS & CO. LLC|24616
DSPG|D S P GROUP INC   ##|SPDR|SPEEDROUTE LLC|7395
DSPG|D S P GROUP INC   ##|SWIM|TD Ameritrade, Inc.|827
DSPG|D S P GROUP INC   ##|SWST|Hilltop Securities Inc.|739
DSPG|D S P GROUP INC   ##|TKNG|ALLY INVEST SECURITIES LLC|800
DSPG|D S P GROUP INC   ##|TRBT|Tradebot Systems, Inc.|4272
DSPG|D S P GROUP INC   ##|TRCM|TRC MARKETS LLC|53677
DSPG|D S P GROUP INC   ##|UBSA|UBS SECURITIES LLC|242107
DSPG|D S P GROUP INC   ##|UBSS|UBS Securities LLC|957340
DSPG|D S P GROUP INC   ##|VALX|VIRTU AMERICAS LLC|23286
DSPG|D S P GROUP INC   ##|VGRD|Vanguard Marketing Corporation|150
DSPG|D S P GROUP INC   ##|WCHV|WELLS FARGO SECURITIES, LLC|10873
DSPG|D S P GROUP INC   ##|WEED|Weeden & Co.L.P.|4478
DSPG|D S P GROUP INC   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|260
DSPG|D S P GROUP INC   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|504
DSPG|D S P GROUP INC   ##|WSEA|WOLVERINE SECURITIES, LLC|527
DSPG|D S P GROUP INC   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
DSPG|D S P GROUP INC   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15
DSS|DOCUMENT SECURTY SYS|AGIS|Aegis Capital Corp.|1450
DSS|DOCUMENT SECURTY SYS|ALTX|Alternet Securities Inc.|1900
DSS|DOCUMENT SECURTY SYS|APCC|Apex Clearing Corporation|2975
DSS|DOCUMENT SECURTY SYS|BANK|Primevest Financial Services, Inc.|3400
DSS|DOCUMENT SECURTY SYS|BATM|CBOE TRADING, INC.|4640
DSS|DOCUMENT SECURTY SYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4100
DSS|DOCUMENT SECURTY SYS|BYXM|CBOE TRADING, INC.|200
DSS|DOCUMENT SECURTY SYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14734
DSS|DOCUMENT SECURTY SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6321
DSS|DOCUMENT SECURTY SYS|CTDL|Citadel Derivatives Group Llc|60
DSS|DOCUMENT SECURTY SYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
DSS|DOCUMENT SECURTY SYS|DBAB|Deutsche Bank Securities Inc.|1500
DSS|DOCUMENT SECURTY SYS|DBAX|Deutsche Bank Securities Inc.|1600
DSS|DOCUMENT SECURTY SYS|DEAN|MORGAN STANLEY|500
DSS|DOCUMENT SECURTY SYS|DEGS|RONIN PROFESSIONAL LLC|3502
DSS|DOCUMENT SECURTY SYS|DJSA|Dawson James Securities, Inc|174
DSS|DOCUMENT SECURTY SYS|EBXL|EBX LLC|6600
DSS|DOCUMENT SECURTY SYS|EGAM|CBOE TRADING, INC.|1250
DSS|DOCUMENT SECURTY SYS|EGXM|CBOE TRADING, INC.|1400
DSS|DOCUMENT SECURTY SYS|ETRS|E*Trade Securities LLC|53038
DSS|DOCUMENT SECURTY SYS|FILL|Tradestation Securities, Inc.|4700
DSS|DOCUMENT SECURTY SYS|FINX|FINTECH SECURITIES|100
DSS|DOCUMENT SECURTY SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3547
DSS|DOCUMENT SECURTY SYS|FTBR|Foliofn Investments, Inc.|113
DSS|DOCUMENT SECURTY SYS|GLPX|ACS EXECUTION SERVICES, LLC|650
DSS|DOCUMENT SECURTY SYS|GSCO|GOLDMAN SACHS & CO. LLC|136
DSS|DOCUMENT SECURTY SYS|GSCS|GOLDMAN SACHS & CO. LLC|1804
DSS|DOCUMENT SECURTY SYS|GSLT|GOLDMAN SACHS & CO. LLC|2000
DSS|DOCUMENT SECURTY SYS|IATS|INTERACTIVE BROKERS LLC|4610
DSS|DOCUMENT SECURTY SYS|IBKR|Interactive Brokers Llc|20788
DSS|DOCUMENT SECURTY SYS|ICBX|INSTINET, LLC|1800
DSS|DOCUMENT SECURTY SYS|INCA|INSTINET, LLC|3989
DSS|DOCUMENT SECURTY SYS|ITGI|ITG Inc.|3000
DSS|DOCUMENT SECURTY SYS|ITGP|ITG INC.|8400
DSS|DOCUMENT SECURTY SYS|JMPT|JUMP TRADING, LLC|25
DSS|DOCUMENT SECURTY SYS|JPMX|J.P. Morgan Securities LLC|12200
DSS|DOCUMENT SECURTY SYS|LEHM|Barclays Capital Inc./Le|2600
DSS|DOCUMENT SECURTY SYS|LGNT|COR CLEARING LLC|123
DSS|DOCUMENT SECURTY SYS|LIME|Lime Brokerage LLC|3237
DSS|DOCUMENT SECURTY SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|900
DSS|DOCUMENT SECURTY SYS|MOTF|MOTIF INVESTING, INC.|1
DSS|DOCUMENT SECURTY SYS|MSCO|MORGAN STANLEY & CO. LLC|20572
DSS|DOCUMENT SECURTY SYS|MSPL|MORGAN STANLEY & CO. LLC|5100
DSS|DOCUMENT SECURTY SYS|NATL|National Securities Corporation|5700
DSS|DOCUMENT SECURTY SYS|NFSC|National Financial Services LLC|142800
DSS|DOCUMENT SECURTY SYS|NITE|VIRTU Americas LLC|306661
DSS|DOCUMENT SECURTY SYS|NQRB|Brut, LLC|600
DSS|DOCUMENT SECURTY SYS|PDQM|CODA MARKETS, INC.|1950
DSS|DOCUMENT SECURTY SYS|RBCM|RBC CAPITAL MARKETS, LLC|375
DSS|DOCUMENT SECURTY SYS|RGLD|Regal Securities, Inc|550
DSS|DOCUMENT SECURTY SYS|SAGL|SAGETRADER, LLC|200
DSS|DOCUMENT SECURTY SYS|SBSH|Citigroup Global Markets Inc.|218
DSS|DOCUMENT SECURTY SYS|SGMT|GOLDMAN SACHS & CO. LLC|210
DSS|DOCUMENT SECURTY SYS|SPDR|SPEEDROUTE LLC|2900
DSS|DOCUMENT SECURTY SYS|SWIM|TD Ameritrade, Inc.|48460
DSS|DOCUMENT SECURTY SYS|SWST|Hilltop Securities Inc.|1100
DSS|DOCUMENT SECURTY SYS|TKNG|ALLY INVEST SECURITIES LLC|5425
DSS|DOCUMENT SECURTY SYS|TWTT|TASTYWORKS, INC.|1000
DSS|DOCUMENT SECURTY SYS|UBSA|UBS SECURITIES LLC|7606
DSS|DOCUMENT SECURTY SYS|UBSS|UBS Securities LLC|18147
DSS|DOCUMENT SECURTY SYS|VGRD|Vanguard Marketing Corporation|15454
DSS|DOCUMENT SECURTY SYS|WCHV|WELLS FARGO SECURITIES, LLC|1639
DSS|DOCUMENT SECURTY SYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1499
DSS|DOCUMENT SECURTY SYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
DSS|DOCUMENT SECURTY SYS|WSEA|WOLVERINE SECURITIES, LLC|12818
DSS|DOCUMENT SECURTY SYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
DSS|DOCUMENT SECURTY SYS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
DSS|DOCUMENT SECURTY SYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1375
DSU|BLACKROCK DEBT STRAT|ALTX|Alternet Securities Inc.|2000
DSU|BLACKROCK DEBT STRAT|APCC|Apex Clearing Corporation|61
DSU|BLACKROCK DEBT STRAT|BANK|Primevest Financial Services, Inc.|1705
DSU|BLACKROCK DEBT STRAT|BATM|CBOE TRADING, INC.|500
DSU|BLACKROCK DEBT STRAT|BBNT|BB&T SECURITIES, LLC|1501
DSU|BLACKROCK DEBT STRAT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1525
DSU|BLACKROCK DEBT STRAT|BTIG|BTIG, LLC|2300
DSU|BLACKROCK DEBT STRAT|BYXM|CBOE TRADING, INC.|300
DSU|BLACKROCK DEBT STRAT|CHAS|Charles Schwab & Co., Inc.|2286
DSU|BLACKROCK DEBT STRAT|CIST|Capital Institutional Services, Inc.|20712
DSU|BLACKROCK DEBT STRAT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10208
DSU|BLACKROCK DEBT STRAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8047
DSU|BLACKROCK DEBT STRAT|CTDL|Citadel Derivatives Group Llc|10
DSU|BLACKROCK DEBT STRAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|6812
DSU|BLACKROCK DEBT STRAT|DADA|D.A. Davidson & Co.|1131
DSU|BLACKROCK DEBT STRAT|DAVA|Davenport & Company LLC|1500
DSU|BLACKROCK DEBT STRAT|DBAX|Deutsche Bank Securities Inc.|1800
DSU|BLACKROCK DEBT STRAT|DEAN|MORGAN STANLEY|26456
DSU|BLACKROCK DEBT STRAT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|126
DSU|BLACKROCK DEBT STRAT|EBXL|EBX LLC|6000
DSU|BLACKROCK DEBT STRAT|EDJO|Edward D. Jones & Co., L.P.|2576
DSU|BLACKROCK DEBT STRAT|EGAM|CBOE TRADING, INC.|350
DSU|BLACKROCK DEBT STRAT|ESPO|ESPOSITO SECURITIES, LLC|600
DSU|BLACKROCK DEBT STRAT|ETBE|Electronic Transaction Clearing, Inc.|200
DSU|BLACKROCK DEBT STRAT|ETCB|ETC BROKERAGE SERVICES, LLC|26
DSU|BLACKROCK DEBT STRAT|ETRS|E*Trade Securities LLC|47413
DSU|BLACKROCK DEBT STRAT|FILL|Tradestation Securities, Inc.|300
DSU|BLACKROCK DEBT STRAT|FINX|FINTECH SECURITIES|330
DSU|BLACKROCK DEBT STRAT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4197
DSU|BLACKROCK DEBT STRAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9728
DSU|BLACKROCK DEBT STRAT|FTBR|Foliofn Investments, Inc.|295
DSU|BLACKROCK DEBT STRAT|GLPX|ACS EXECUTION SERVICES, LLC|100
DSU|BLACKROCK DEBT STRAT|GSCO|GOLDMAN SACHS & CO. LLC|6200
DSU|BLACKROCK DEBT STRAT|GSLT|GOLDMAN SACHS & CO. LLC|1200
DSU|BLACKROCK DEBT STRAT|GTSZ|GTS SECURITIES LLC|400
DSU|BLACKROCK DEBT STRAT|HRBF|American Enterprise Investment Services Inc.|25361
DSU|BLACKROCK DEBT STRAT|IATS|INTERACTIVE BROKERS LLC|976
DSU|BLACKROCK DEBT STRAT|IBKR|Interactive Brokers Llc|10169
DSU|BLACKROCK DEBT STRAT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6819
DSU|BLACKROCK DEBT STRAT|ICBX|INSTINET, LLC|5500
DSU|BLACKROCK DEBT STRAT|INCA|INSTINET, LLC|3108
DSU|BLACKROCK DEBT STRAT|ITGI|ITG Inc.|9069
DSU|BLACKROCK DEBT STRAT|ITGP|ITG INC.|8400
DSU|BLACKROCK DEBT STRAT|JANY|Janney Montgomery Scott Inc.|780
DSU|BLACKROCK DEBT STRAT|JEFF|JEFFERIES LLC|100
DSU|BLACKROCK DEBT STRAT|JONE|JonesTrading|13500
DSU|BLACKROCK DEBT STRAT|JPMX|J.P. Morgan Securities LLC|2400
DSU|BLACKROCK DEBT STRAT|KCGM|VIRTU Americas LLC|1712
DSU|BLACKROCK DEBT STRAT|LEHM|Barclays Capital Inc./Le|11000
DSU|BLACKROCK DEBT STRAT|LIME|Lime Brokerage LLC|480
DSU|BLACKROCK DEBT STRAT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
DSU|BLACKROCK DEBT STRAT|MACC|Mid Atlantic Capital Corporation|63
DSU|BLACKROCK DEBT STRAT|MSCO|MORGAN STANLEY & CO. LLC|165578
DSU|BLACKROCK DEBT STRAT|MSPL|MORGAN STANLEY & CO. LLC|2000
DSU|BLACKROCK DEBT STRAT|NFSC|National Financial Services LLC|190488
DSU|BLACKROCK DEBT STRAT|NITE|VIRTU Americas LLC|226790
DSU|BLACKROCK DEBT STRAT|OPCO|Oppenheimer & Co. Inc.|2501
DSU|BLACKROCK DEBT STRAT|PDQM|CODA MARKETS, INC.|1000
DSU|BLACKROCK DEBT STRAT|PWJC|UBS Financial Services, Inc.|4367
DSU|BLACKROCK DEBT STRAT|RBCM|RBC CAPITAL MARKETS, LLC|1158
DSU|BLACKROCK DEBT STRAT|SAGC|SAGETRADER, LLC|300
DSU|BLACKROCK DEBT STRAT|SAGL|SAGETRADER, LLC|360
DSU|BLACKROCK DEBT STRAT|SALI|INTL FCSTONE FINANCIAL INC.|816
DSU|BLACKROCK DEBT STRAT|SBSH|Citigroup Global Markets Inc.|14696
DSU|BLACKROCK DEBT STRAT|SEIC|SEI Investments Distribution Co.|1200
DSU|BLACKROCK DEBT STRAT|SGMT|GOLDMAN SACHS & CO. LLC|1100
DSU|BLACKROCK DEBT STRAT|SPHN|Stephens Inc.|1145
DSU|BLACKROCK DEBT STRAT|STFL|Stifel, Nicolaus & Company, Incorporated|545
DSU|BLACKROCK DEBT STRAT|SWIM|TD Ameritrade, Inc.|6082
DSU|BLACKROCK DEBT STRAT|SWST|Hilltop Securities Inc.|1006
DSU|BLACKROCK DEBT STRAT|TKNG|ALLY INVEST SECURITIES LLC|2226
DSU|BLACKROCK DEBT STRAT|TRBT|Tradebot Systems, Inc.|1545
DSU|BLACKROCK DEBT STRAT|UBSA|UBS SECURITIES LLC|19482
DSU|BLACKROCK DEBT STRAT|UBSS|UBS Securities LLC|86034
DSU|BLACKROCK DEBT STRAT|VALX|VIRTU AMERICAS LLC|1577
DSU|BLACKROCK DEBT STRAT|VGRD|Vanguard Marketing Corporation|9043
DSU|BLACKROCK DEBT STRAT|WCHV|WELLS FARGO SECURITIES, LLC|44495
DSU|BLACKROCK DEBT STRAT|WEDB|WEDBUSH SECURITIES INC.|2113
DSU|BLACKROCK DEBT STRAT|WEED|Weeden & Co.L.P.|1400
DSU|BLACKROCK DEBT STRAT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|414
DSU|BLACKROCK DEBT STRAT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|504
DSU|BLACKROCK DEBT STRAT|WSEA|WOLVERINE SECURITIES, LLC|8663
DSU|BLACKROCK DEBT STRAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
DSU|BLACKROCK DEBT STRAT|YKNA|COMHAR CAPITAL MARKETS, LLC|400
DSU|BLACKROCK DEBT STRAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15008
DSUM|IN YAUN DIM SUM BOND|APCC|Apex Clearing Corporation|351
DSUM|IN YAUN DIM SUM BOND|BANK|Primevest Financial Services, Inc.|100
DSUM|IN YAUN DIM SUM BOND|BATM|CBOE TRADING, INC.|613
DSUM|IN YAUN DIM SUM BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2021
DSUM|IN YAUN DIM SUM BOND|BYXM|CBOE TRADING, INC.|400
DSUM|IN YAUN DIM SUM BOND|CANT|Cantor Fitzgerald & Co.|11616
DSUM|IN YAUN DIM SUM BOND|CHAS|Charles Schwab & Co., Inc.|51
DSUM|IN YAUN DIM SUM BOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
DSUM|IN YAUN DIM SUM BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9468
DSUM|IN YAUN DIM SUM BOND|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
DSUM|IN YAUN DIM SUM BOND|DBAX|Deutsche Bank Securities Inc.|3300
DSUM|IN YAUN DIM SUM BOND|DEAN|MORGAN STANLEY|1077
DSUM|IN YAUN DIM SUM BOND|EBXL|EBX LLC|4400
DSUM|IN YAUN DIM SUM BOND|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
DSUM|IN YAUN DIM SUM BOND|ETRS|E*Trade Securities LLC|10531
DSUM|IN YAUN DIM SUM BOND|FIDT|Fidelity Clearing Canada ULC./ CDS|19725
DSUM|IN YAUN DIM SUM BOND|FMAF|NBCN Inc./ CDS|5951
DSUM|IN YAUN DIM SUM BOND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8865
DSUM|IN YAUN DIM SUM BOND|FTBR|Foliofn Investments, Inc.|92801
DSUM|IN YAUN DIM SUM BOND|GLPX|ACS EXECUTION SERVICES, LLC|1900
DSUM|IN YAUN DIM SUM BOND|GSCO|GOLDMAN SACHS & CO. LLC|1225
DSUM|IN YAUN DIM SUM BOND|GTSZ|GTS SECURITIES LLC|300
DSUM|IN YAUN DIM SUM BOND|IATS|INTERACTIVE BROKERS LLC|950
DSUM|IN YAUN DIM SUM BOND|IBKR|Interactive Brokers Llc|10392
DSUM|IN YAUN DIM SUM BOND|ICBX|INSTINET, LLC|14204
DSUM|IN YAUN DIM SUM BOND|INCA|INSTINET, LLC|6910
DSUM|IN YAUN DIM SUM BOND|INJX|INSTINET, LLC|700
DSUM|IN YAUN DIM SUM BOND|ITGP|ITG INC.|600
DSUM|IN YAUN DIM SUM BOND|JANY|Janney Montgomery Scott Inc.|2893
DSUM|IN YAUN DIM SUM BOND|JEFF|JEFFERIES LLC|2672
DSUM|IN YAUN DIM SUM BOND|JPMX|J.P. Morgan Securities LLC|2996
DSUM|IN YAUN DIM SUM BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|3040
DSUM|IN YAUN DIM SUM BOND|JSJX|JANE STREET CAPITAL LLC|59213
DSUM|IN YAUN DIM SUM BOND|KCGM|VIRTU Americas LLC|3472
DSUM|IN YAUN DIM SUM BOND|LEHM|Barclays Capital Inc./Le|12600
DSUM|IN YAUN DIM SUM BOND|LIME|Lime Brokerage LLC|12647
DSUM|IN YAUN DIM SUM BOND|MCMF|Raymond James Ltd. Cds|2012
DSUM|IN YAUN DIM SUM BOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16200
DSUM|IN YAUN DIM SUM BOND|MOTF|MOTIF INVESTING, INC.|3
DSUM|IN YAUN DIM SUM BOND|MSCO|MORGAN STANLEY & CO. LLC|14936
DSUM|IN YAUN DIM SUM BOND|MSPL|MORGAN STANLEY & CO. LLC|5200
DSUM|IN YAUN DIM SUM BOND|NFSC|National Financial Services LLC|58956
DSUM|IN YAUN DIM SUM BOND|NITE|VIRTU Americas LLC|175421
DSUM|IN YAUN DIM SUM BOND|NITP|VIRTU Americas LLC|972
DSUM|IN YAUN DIM SUM BOND|NQRB|Brut, LLC|300
DSUM|IN YAUN DIM SUM BOND|PDQM|CODA MARKETS, INC.|2900
DSUM|IN YAUN DIM SUM BOND|RBCM|RBC CAPITAL MARKETS, LLC|850
DSUM|IN YAUN DIM SUM BOND|SBSH|Citigroup Global Markets Inc.|358
DSUM|IN YAUN DIM SUM BOND|SGMT|GOLDMAN SACHS & CO. LLC|2725
DSUM|IN YAUN DIM SUM BOND|STFL|Stifel, Nicolaus & Company, Incorporated|200
DSUM|IN YAUN DIM SUM BOND|SWIM|TD Ameritrade, Inc.|1585
DSUM|IN YAUN DIM SUM BOND|UBSA|UBS SECURITIES LLC|14000
DSUM|IN YAUN DIM SUM BOND|UBSS|UBS Securities LLC|27822
DSUM|IN YAUN DIM SUM BOND|VGRD|Vanguard Marketing Corporation|15708
DSUM|IN YAUN DIM SUM BOND|WCHV|WELLS FARGO SECURITIES, LLC|1700
DSUM|IN YAUN DIM SUM BOND|WSEA|WOLVERINE SECURITIES, LLC|56
DSUM|IN YAUN DIM SUM BOND|XSTM|NATIONAL FINANCIAL SERVICES LLC|2326
DSUM|IN YAUN DIM SUM BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1158
DSW|DSW INC.|ABLE|NATIXIS Securities Americas LLC|10871
DSW|DSW INC.|ALTX|Alternet Securities Inc.|22834
DSW|DSW INC.|ANOS|ABEL/NOSER, L.L.C.|220
DSW|DSW INC.|APCC|Apex Clearing Corporation|867
DSW|DSW INC.|BARD|Robert W. Baird & Co. Incorporated|12490
DSW|DSW INC.|BATM|CBOE TRADING, INC.|7309
DSW|DSW INC.|BAYT|BTIG, LLC|8100
DSW|DSW INC.|BBNT|BB&T SECURITIES, LLC|2200
DSW|DSW INC.|BERN|Sanford C. Bernstein & Co., LLC|48650
DSW|DSW INC.|BIAD|SAGETRADER, LLC|937
DSW|DSW INC.|BIDS|BIDS TRADING L.P.|800
DSW|DSW INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16642
DSW|DSW INC.|BLKX|INSTINET, LLC|98010
DSW|DSW INC.|BNPX|BNP PARIBAS SECURITIES CORP.|67525
DSW|DSW INC.|BRGE|Newbridge Securities Corp.|14
DSW|DSW INC.|BRVL|BLAYLOCK VAN, LLC|100
DSW|DSW INC.|BTIG|BTIG, LLC|1994
DSW|DSW INC.|BYXM|CBOE TRADING, INC.|6051
DSW|DSW INC.|BZYD|GOLDMAN SACHS & CO. LLC|1300
DSW|DSW INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|32000
DSW|DSW INC.|CHAS|Charles Schwab & Co., Inc.|3922
DSW|DSW INC.|CIST|Capital Institutional Services, Inc.|26
DSW|DSW INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66407
DSW|DSW INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4973
DSW|DSW INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2523
DSW|DSW INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|551029
DSW|DSW INC.|CTDL|Citadel Derivatives Group Llc|5321
DSW|DSW INC.|CTLR|CUTLER GROUP, LP|12074
DSW|DSW INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|160676
DSW|DSW INC.|DADA|D.A. Davidson & Co.|80
DSW|DSW INC.|DBAB|Deutsche Bank Securities Inc.|364826
DSW|DSW INC.|DBAX|Deutsche Bank Securities Inc.|668300
DSW|DSW INC.|DBUL|Deutsche Bank Securities Inc.|4420
DSW|DSW INC.|DCHF|Dart Executions, LLC|2278
DSW|DSW INC.|DEAN|MORGAN STANLEY|2758
DSW|DSW INC.|DEGS|RONIN PROFESSIONAL LLC|8031
DSW|DSW INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
DSW|DSW INC.|EBXL|EBX LLC|404200
DSW|DSW INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|56883
DSW|DSW INC.|EDJC|Edward Jones / CDS|10
DSW|DSW INC.|EDJO|Edward D. Jones & Co., L.P.|303
DSW|DSW INC.|EGAM|CBOE TRADING, INC.|39770
DSW|DSW INC.|EGAW|CBOE TRADING, INC.|200
DSW|DSW INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
DSW|DSW INC.|EGXM|CBOE TRADING, INC.|2986
DSW|DSW INC.|EGXW|CBOE TRADING, INC.|200
DSW|DSW INC.|ETBE|Electronic Transaction Clearing, Inc.|11220
DSW|DSW INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7170
DSW|DSW INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4285
DSW|DSW INC.|ETRS|E*Trade Securities LLC|244054
DSW|DSW INC.|FBSB|U.S. Bancorp Investments, Inc.|208
DSW|DSW INC.|FILL|Tradestation Securities, Inc.|3510
DSW|DSW INC.|FMAF|NBCN Inc./ CDS|110
DSW|DSW INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24062
DSW|DSW INC.|FQLS|Quantlab Securities LP|726007
DSW|DSW INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|183462
DSW|DSW INC.|FTBR|Foliofn Investments, Inc.|20648
DSW|DSW INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|29673
DSW|DSW INC.|GLPX|ACS EXECUTION SERVICES, LLC|208601
DSW|DSW INC.|GSCO|GOLDMAN SACHS & CO. LLC|1599731
DSW|DSW INC.|GSCS|GOLDMAN SACHS & CO. LLC|10115
DSW|DSW INC.|GSLT|GOLDMAN SACHS & CO. LLC|31566
DSW|DSW INC.|GTSZ|GTS SECURITIES LLC|148545
DSW|DSW INC.|HAPX|HAP Trading, LLC|100
DSW|DSW INC.|HRBF|American Enterprise Investment Services Inc.|10420
DSW|DSW INC.|IATS|INTERACTIVE BROKERS LLC|9650
DSW|DSW INC.|IBKR|Interactive Brokers Llc|35238
DSW|DSW INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
DSW|DSW INC.|ICBX|INSTINET, LLC|122423
DSW|DSW INC.|IEQY|CITADEL SECURITIES LLC|160457
DSW|DSW INC.|INCA|INSTINET, LLC|364841
DSW|DSW INC.|INJX|INSTINET, LLC|4245
DSW|DSW INC.|ITGI|ITG Inc.|80566
DSW|DSW INC.|ITGP|ITG INC.|413000
DSW|DSW INC.|JANY|Janney Montgomery Scott Inc.|743
DSW|DSW INC.|JEFF|JEFFERIES LLC|171281
DSW|DSW INC.|JMPT|JUMP TRADING, LLC|140384
DSW|DSW INC.|JPBX|J.P. MORGAN SECURITIES LLC|276300
DSW|DSW INC.|JPMX|J.P. Morgan Securities LLC|987639
DSW|DSW INC.|JSJX|JANE STREET CAPITAL LLC|48539
DSW|DSW INC.|JUTA|JUMP TRADING, LLC|572
DSW|DSW INC.|KCGM|VIRTU Americas LLC|75177
DSW|DSW INC.|KING|C. L. King & Associates, Inc.|5030
DSW|DSW INC.|LEHM|Barclays Capital Inc./Le|1612185
DSW|DSW INC.|LIME|Lime Brokerage LLC|53730
DSW|DSW INC.|LOOP|Loop Capital Markets LLC|244
DSW|DSW INC.|LQNA|LIQUIDNET, INC.|52800
DSW|DSW INC.|LSCI|Lek Securities Corporation|112
DSW|DSW INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
DSW|DSW INC.|MACQ|Macquarie Capital (USA) Inc.|21300
DSW|DSW INC.|MAXM|Maxim Group LLC|1489
DSW|DSW INC.|MCMF|Raymond James Ltd. Cds|186
DSW|DSW INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|189221
DSW|DSW INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
DSW|DSW INC.|MNDX|TJM Investments, LLC|2397
DSW|DSW INC.|MOTF|MOTIF INVESTING, INC.|7
DSW|DSW INC.|MPSG|E D & F Man Capital Markets Inc.|172211
DSW|DSW INC.|MSCO|MORGAN STANLEY & CO. LLC|2329043
DSW|DSW INC.|MSPL|MORGAN STANLEY & CO. LLC|682900
DSW|DSW INC.|MSTX|MORGAN STANLEY & CO. LLC|764500
DSW|DSW INC.|MTON|MILLINGTON SECURITIES, INC.|472215
DSW|DSW INC.|NATL|National Securities Corporation|7943
DSW|DSW INC.|NFSC|National Financial Services LLC|378607
DSW|DSW INC.|NITE|VIRTU Americas LLC|576756
DSW|DSW INC.|NITP|VIRTU Americas LLC|558
DSW|DSW INC.|NQRB|Brut, LLC|18704
DSW|DSW INC.|NTBF|BMO Nesbitt Burns Inc./CDS|200
DSW|DSW INC.|NTRC|Northern Trust Securities, Inc.|898
DSW|DSW INC.|OHOS|TWO SIGMA SECURITIES, LLC|52586
DSW|DSW INC.|OPCO|Oppenheimer & Co. Inc.|96
DSW|DSW INC.|PCPT|PHILLIP CAPITAL INC.|100
DSW|DSW INC.|PDQM|CODA MARKETS, INC.|179874
DSW|DSW INC.|PHLY|NASDAQ Execution Services, LLC|11200
DSW|DSW INC.|PIPR|Piper Jaffray & Co.|9000
DSW|DSW INC.|PWJC|UBS Financial Services, Inc.|1000
DSW|DSW INC.|QMSR|QUATTRO M SECURITIES INC.|4182
DSW|DSW INC.|RBCM|RBC CAPITAL MARKETS, LLC|6431
DSW|DSW INC.|SAGL|SAGETRADER, LLC|82175
DSW|DSW INC.|SAGW|SAGETRADER, LLC|3262
DSW|DSW INC.|SBSH|Citigroup Global Markets Inc.|199092
DSW|DSW INC.|SEIC|SEI Investments Distribution Co.|217
DSW|DSW INC.|SGMT|GOLDMAN SACHS & CO. LLC|301754
DSW|DSW INC.|SPDR|SPEEDROUTE LLC|18792
DSW|DSW INC.|SPHN|Stephens Inc.|367
DSW|DSW INC.|STFL|Stifel, Nicolaus & Company, Incorporated|17901
DSW|DSW INC.|STKP|STOCKPILE INVESTMENTS, INC.|34
DSW|DSW INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4639
DSW|DSW INC.|SWIM|TD Ameritrade, Inc.|65157
DSW|DSW INC.|SWST|Hilltop Securities Inc.|62
DSW|DSW INC.|TKNG|ALLY INVEST SECURITIES LLC|2856
DSW|DSW INC.|TMBR|Timber Hill LLC|1886
DSW|DSW INC.|TRBT|Tradebot Systems, Inc.|285469
DSW|DSW INC.|TRCM|TRC MARKETS LLC|180655
DSW|DSW INC.|UBSA|UBS SECURITIES LLC|1132360
DSW|DSW INC.|UBSS|UBS Securities LLC|989039
DSW|DSW INC.|VALX|VIRTU AMERICAS LLC|39543
DSW|DSW INC.|VGRD|Vanguard Marketing Corporation|5350
DSW|DSW INC.|WABR|Wall Street Access|1800
DSW|DSW INC.|WBLR|WILLIAM BLAIR|400
DSW|DSW INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|9123
DSW|DSW INC.|WCHV|WELLS FARGO SECURITIES, LLC|441284
DSW|DSW INC.|WEDB|WEDBUSH SECURITIES INC.|8813
DSW|DSW INC.|WEED|Weeden & Co.L.P.|12860
DSW|DSW INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9702
DSW|DSW INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31090
DSW|DSW INC.|WGIF|CIBC World Markets Inc.|854
DSW|DSW INC.|WSEA|WOLVERINE SECURITIES, LLC|11223
DSW|DSW INC.|WTCO|Williams Trading LLC|5000
DSW|DSW INC.|XIST|INSTINET, LLC|240200
DSW|DSW INC.|XPQR|Jump Trading|2300
DSW|DSW INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|44190
DSW|DSW INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|810
DSW|DSW INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
DSWL|DESWELL INDS INC  ##|ALTX|Alternet Securities Inc.|200
DSWL|DESWELL INDS INC  ##|BATM|CBOE TRADING, INC.|6774
DSWL|DESWELL INDS INC  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2001
DSWL|DESWELL INDS INC  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1360
DSWL|DESWELL INDS INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
DSWL|DESWELL INDS INC  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
DSWL|DESWELL INDS INC  ##|DBAB|Deutsche Bank Securities Inc.|100
DSWL|DESWELL INDS INC  ##|DEGS|RONIN PROFESSIONAL LLC|818
DSWL|DESWELL INDS INC  ##|EGXW|CBOE TRADING, INC.|9600
DSWL|DESWELL INDS INC  ##|ETRS|E*Trade Securities LLC|119872
DSWL|DESWELL INDS INC  ##|FBCO|Credit Suisse Securities (USA) LLC|10375
DSWL|DESWELL INDS INC  ##|FILL|Tradestation Securities, Inc.|3115
DSWL|DESWELL INDS INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|80703
DSWL|DESWELL INDS INC  ##|FTBR|Foliofn Investments, Inc.|536
DSWL|DESWELL INDS INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2880
DSWL|DESWELL INDS INC  ##|GTSZ|GTS SECURITIES LLC|1450
DSWL|DESWELL INDS INC  ##|HSBC|HSBC Securities, Inc.|600
DSWL|DESWELL INDS INC  ##|IATS|INTERACTIVE BROKERS LLC|3330
DSWL|DESWELL INDS INC  ##|IBKR|Interactive Brokers Llc|161149
DSWL|DESWELL INDS INC  ##|ICBX|INSTINET, LLC|1200
DSWL|DESWELL INDS INC  ##|INCA|INSTINET, LLC|7281
DSWL|DESWELL INDS INC  ##|ITGI|ITG Inc.|2002
DSWL|DESWELL INDS INC  ##|ITGP|ITG INC.|2200
DSWL|DESWELL INDS INC  ##|LEHM|Barclays Capital Inc./Le|6450
DSWL|DESWELL INDS INC  ##|LIME|Lime Brokerage LLC|12284
DSWL|DESWELL INDS INC  ##|MOTF|MOTIF INVESTING, INC.|1
DSWL|DESWELL INDS INC  ##|MSCO|MORGAN STANLEY & CO. LLC|44502
DSWL|DESWELL INDS INC  ##|MSPL|MORGAN STANLEY & CO. LLC|700
DSWL|DESWELL INDS INC  ##|NFSC|National Financial Services LLC|16311
DSWL|DESWELL INDS INC  ##|NITE|VIRTU Americas LLC|84469
DSWL|DESWELL INDS INC  ##|PWJC|UBS Financial Services, Inc.|2090
DSWL|DESWELL INDS INC  ##|SBSH|Citigroup Global Markets Inc.|3665
DSWL|DESWELL INDS INC  ##|SPDR|SPEEDROUTE LLC|200
DSWL|DESWELL INDS INC  ##|SWIM|TD Ameritrade, Inc.|49571
DSWL|DESWELL INDS INC  ##|SWST|Hilltop Securities Inc.|218
DSWL|DESWELL INDS INC  ##|TKNG|ALLY INVEST SECURITIES LLC|243
DSWL|DESWELL INDS INC  ##|TRCM|TRC MARKETS LLC|100
DSWL|DESWELL INDS INC  ##|UBSA|UBS SECURITIES LLC|3600
DSWL|DESWELL INDS INC  ##|UBSS|UBS Securities LLC|17572
DSWL|DESWELL INDS INC  ##|VALX|VIRTU AMERICAS LLC|2100
DSWL|DESWELL INDS INC  ##|VGRD|Vanguard Marketing Corporation|5781
DSWL|DESWELL INDS INC  ##|WCHV|WELLS FARGO SECURITIES, LLC|5954
DSWL|DESWELL INDS INC  ##|WGIF|CIBC World Markets Inc.|2110
DSWL|DESWELL INDS INC  ##|WSEA|WOLVERINE SECURITIES, LLC|375
DSX|DIANA SHIPPING INC.|ALTX|Alternet Securities Inc.|2897
DSX|DIANA SHIPPING INC.|APCC|Apex Clearing Corporation|6436
DSX|DIANA SHIPPING INC.|BATM|CBOE TRADING, INC.|1170
DSX|DIANA SHIPPING INC.|BERN|Sanford C. Bernstein & Co., LLC|3718
DSX|DIANA SHIPPING INC.|BIMI|Banca IMI Securities Corp.|1000
DSX|DIANA SHIPPING INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80
DSX|DIANA SHIPPING INC.|BYXM|CBOE TRADING, INC.|399
DSX|DIANA SHIPPING INC.|CANT|Cantor Fitzgerald & Co.|2100
DSX|DIANA SHIPPING INC.|CHAS|Charles Schwab & Co., Inc.|3
DSX|DIANA SHIPPING INC.|CICF|Canaccord Genuity Corp.|1400
DSX|DIANA SHIPPING INC.|CIST|Capital Institutional Services, Inc.|1794
DSX|DIANA SHIPPING INC.|CLSA|CLSA AMERICAS, LLC|100
DSX|DIANA SHIPPING INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17329
DSX|DIANA SHIPPING INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
DSX|DIANA SHIPPING INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|130165
DSX|DIANA SHIPPING INC.|CTDL|Citadel Derivatives Group Llc|320
DSX|DIANA SHIPPING INC.|CTLR|CUTLER GROUP, LP|1200
DSX|DIANA SHIPPING INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11630
DSX|DIANA SHIPPING INC.|DBAB|Deutsche Bank Securities Inc.|19194
DSX|DIANA SHIPPING INC.|DBAX|Deutsche Bank Securities Inc.|146800
DSX|DIANA SHIPPING INC.|DCUS|DUBEAU CAPITAL USA, INC.|7700
DSX|DIANA SHIPPING INC.|DEAN|MORGAN STANLEY|3172
DSX|DIANA SHIPPING INC.|DEGS|RONIN PROFESSIONAL LLC|7926
DSX|DIANA SHIPPING INC.|EBXL|EBX LLC|26100
DSX|DIANA SHIPPING INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10110
DSX|DIANA SHIPPING INC.|EDJC|Edward Jones / CDS|400
DSX|DIANA SHIPPING INC.|EDJO|Edward D. Jones & Co., L.P.|534
DSX|DIANA SHIPPING INC.|EGAM|CBOE TRADING, INC.|9206
DSX|DIANA SHIPPING INC.|EGXM|CBOE TRADING, INC.|1526
DSX|DIANA SHIPPING INC.|EGXW|CBOE TRADING, INC.|5
DSX|DIANA SHIPPING INC.|ETBE|Electronic Transaction Clearing, Inc.|2126
DSX|DIANA SHIPPING INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
DSX|DIANA SHIPPING INC.|ETRS|E*Trade Securities LLC|306376
DSX|DIANA SHIPPING INC.|FBSB|U.S. Bancorp Investments, Inc.|3000
DSX|DIANA SHIPPING INC.|FILL|Tradestation Securities, Inc.|5108
DSX|DIANA SHIPPING INC.|FMAF|NBCN Inc./ CDS|28300
DSX|DIANA SHIPPING INC.|FQLS|Quantlab Securities LP|17276
DSX|DIANA SHIPPING INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10206
DSX|DIANA SHIPPING INC.|FTBR|Foliofn Investments, Inc.|9733
DSX|DIANA SHIPPING INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|4601
DSX|DIANA SHIPPING INC.|GLIS|TD Securities Inc|1150
DSX|DIANA SHIPPING INC.|GLPX|ACS EXECUTION SERVICES, LLC|24812
DSX|DIANA SHIPPING INC.|GSCO|GOLDMAN SACHS & CO. LLC|194949
DSX|DIANA SHIPPING INC.|GSCS|GOLDMAN SACHS & CO. LLC|4812
DSX|DIANA SHIPPING INC.|GSLT|GOLDMAN SACHS & CO. LLC|1310
DSX|DIANA SHIPPING INC.|GTSZ|GTS SECURITIES LLC|5261
DSX|DIANA SHIPPING INC.|HRBF|American Enterprise Investment Services Inc.|2202
DSX|DIANA SHIPPING INC.|HSBC|HSBC Securities, Inc.|2794
DSX|DIANA SHIPPING INC.|IATS|INTERACTIVE BROKERS LLC|17050
DSX|DIANA SHIPPING INC.|IBKR|Interactive Brokers Llc|107997
DSX|DIANA SHIPPING INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
DSX|DIANA SHIPPING INC.|ICBX|INSTINET, LLC|10400
DSX|DIANA SHIPPING INC.|INCA|INSTINET, LLC|31270
DSX|DIANA SHIPPING INC.|INJX|INSTINET, LLC|100
DSX|DIANA SHIPPING INC.|ITGI|ITG Inc.|1477
DSX|DIANA SHIPPING INC.|ITGP|ITG INC.|44600
DSX|DIANA SHIPPING INC.|JANY|Janney Montgomery Scott Inc.|1800
DSX|DIANA SHIPPING INC.|JEFF|JEFFERIES LLC|10532
DSX|DIANA SHIPPING INC.|JMPT|JUMP TRADING, LLC|1527
DSX|DIANA SHIPPING INC.|JPMX|J.P. Morgan Securities LLC|82092
DSX|DIANA SHIPPING INC.|JSJX|JANE STREET CAPITAL LLC|4973
DSX|DIANA SHIPPING INC.|KCGM|VIRTU Americas LLC|33251
DSX|DIANA SHIPPING INC.|LEHM|Barclays Capital Inc./Le|253377
DSX|DIANA SHIPPING INC.|LIME|Lime Brokerage LLC|7133
DSX|DIANA SHIPPING INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100100
DSX|DIANA SHIPPING INC.|MOTF|MOTIF INVESTING, INC.|4
DSX|DIANA SHIPPING INC.|MSCO|MORGAN STANLEY & CO. LLC|171469
DSX|DIANA SHIPPING INC.|MSPL|MORGAN STANLEY & CO. LLC|88600
DSX|DIANA SHIPPING INC.|MSTX|MORGAN STANLEY & CO. LLC|57600
DSX|DIANA SHIPPING INC.|NFSC|National Financial Services LLC|320749
DSX|DIANA SHIPPING INC.|NITE|VIRTU Americas LLC|808225
DSX|DIANA SHIPPING INC.|NITP|VIRTU Americas LLC|1600
DSX|DIANA SHIPPING INC.|NQRB|Brut, LLC|1376
DSX|DIANA SHIPPING INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1300
DSX|DIANA SHIPPING INC.|NTFN|Network 1 Financial Securities Inc.|3180
DSX|DIANA SHIPPING INC.|OHOS|TWO SIGMA SECURITIES, LLC|4739
DSX|DIANA SHIPPING INC.|OPCO|Oppenheimer & Co. Inc.|8400
DSX|DIANA SHIPPING INC.|PDQM|CODA MARKETS, INC.|15657
DSX|DIANA SHIPPING INC.|PICT|Pictet Overseas Inc.|1600
DSX|DIANA SHIPPING INC.|PWJC|UBS Financial Services, Inc.|650
DSX|DIANA SHIPPING INC.|RBCM|RBC CAPITAL MARKETS, LLC|67331
DSX|DIANA SHIPPING INC.|RGLD|Regal Securities, Inc|267
DSX|DIANA SHIPPING INC.|SAGL|SAGETRADER, LLC|300
DSX|DIANA SHIPPING INC.|SALI|INTL FCSTONE FINANCIAL INC.|46
DSX|DIANA SHIPPING INC.|SBSH|Citigroup Global Markets Inc.|173798
DSX|DIANA SHIPPING INC.|SGMT|GOLDMAN SACHS & CO. LLC|56972
DSX|DIANA SHIPPING INC.|SPDR|SPEEDROUTE LLC|2485
DSX|DIANA SHIPPING INC.|STFL|Stifel, Nicolaus & Company, Incorporated|43531
DSX|DIANA SHIPPING INC.|SWIM|TD Ameritrade, Inc.|194063
DSX|DIANA SHIPPING INC.|TKNG|ALLY INVEST SECURITIES LLC|8378
DSX|DIANA SHIPPING INC.|TMBR|Timber Hill LLC|100
DSX|DIANA SHIPPING INC.|TRBT|Tradebot Systems, Inc.|39304
DSX|DIANA SHIPPING INC.|TRCM|TRC MARKETS LLC|7010
DSX|DIANA SHIPPING INC.|UBSA|UBS SECURITIES LLC|332957
DSX|DIANA SHIPPING INC.|UBSS|UBS Securities LLC|283703
DSX|DIANA SHIPPING INC.|VALX|VIRTU AMERICAS LLC|3780
DSX|DIANA SHIPPING INC.|VGRD|Vanguard Marketing Corporation|28897
DSX|DIANA SHIPPING INC.|WCHV|WELLS FARGO SECURITIES, LLC|88456
DSX|DIANA SHIPPING INC.|WEDB|WEDBUSH SECURITIES INC.|1500
DSX|DIANA SHIPPING INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4943
DSX|DIANA SHIPPING INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15812
DSX|DIANA SHIPPING INC.|WGIF|CIBC World Markets Inc.|100
DSX|DIANA SHIPPING INC.|WSEA|WOLVERINE SECURITIES, LLC|13322
DSX|DIANA SHIPPING INC.|XIST|INSTINET, LLC|5600
DSX|DIANA SHIPPING INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
DSX|DIANA SHIPPING INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
DSX|DIANA SHIPPING INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|201
DSX$B|DIANA SHIPPING|BBNT|BB&T SECURITIES, LLC|9022
DSX$B|DIANA SHIPPING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|467
DSX$B|DIANA SHIPPING|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
DSX$B|DIANA SHIPPING|DEAN|MORGAN STANLEY|1373
DSX$B|DIANA SHIPPING|ETRS|E*Trade Securities LLC|6668
DSX$B|DIANA SHIPPING|GTSZ|GTS SECURITIES LLC|110
DSX$B|DIANA SHIPPING|HRBF|American Enterprise Investment Services Inc.|108
DSX$B|DIANA SHIPPING|IBKR|Interactive Brokers Llc|2050
DSX$B|DIANA SHIPPING|ITGI|ITG Inc.|52
DSX$B|DIANA SHIPPING|LEHM|Barclays Capital Inc./Le|200
DSX$B|DIANA SHIPPING|LIME|Lime Brokerage LLC|377
DSX$B|DIANA SHIPPING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
DSX$B|DIANA SHIPPING|MSCO|MORGAN STANLEY & CO. LLC|723
DSX$B|DIANA SHIPPING|NFSC|National Financial Services LLC|4124
DSX$B|DIANA SHIPPING|NITE|VIRTU Americas LLC|29029
DSX$B|DIANA SHIPPING|OPCO|Oppenheimer & Co. Inc.|3296
DSX$B|DIANA SHIPPING|RBCM|RBC CAPITAL MARKETS, LLC|932
DSX$B|DIANA SHIPPING|SGMT|GOLDMAN SACHS & CO. LLC|100
DSX$B|DIANA SHIPPING|STFL|Stifel, Nicolaus & Company, Incorporated|3546
DSX$B|DIANA SHIPPING|SWIM|TD Ameritrade, Inc.|2101
DSX$B|DIANA SHIPPING|UBSA|UBS SECURITIES LLC|920
DSX$B|DIANA SHIPPING|UBSS|UBS Securities LLC|1714
DSX$B|DIANA SHIPPING|VGRD|Vanguard Marketing Corporation|2780
DSX$B|DIANA SHIPPING|WCHV|WELLS FARGO SECURITIES, LLC|1358
DSXN|DIANA SHIPPNG 8.5 NT|BBNT|BB&T SECURITIES, LLC|600
DSXN|DIANA SHIPPNG 8.5 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
DSXN|DIANA SHIPPNG 8.5 NT|EDJO|Edward D. Jones & Co., L.P.|1200
DSXN|DIANA SHIPPNG 8.5 NT|ETRS|E*Trade Securities LLC|6150
DSXN|DIANA SHIPPNG 8.5 NT|GSLT|GOLDMAN SACHS & CO. LLC|100
DSXN|DIANA SHIPPNG 8.5 NT|IATS|INTERACTIVE BROKERS LLC|300
DSXN|DIANA SHIPPNG 8.5 NT|IBKR|Interactive Brokers Llc|1100
DSXN|DIANA SHIPPNG 8.5 NT|LIME|Lime Brokerage LLC|20
DSXN|DIANA SHIPPNG 8.5 NT|NFSC|National Financial Services LLC|479
DSXN|DIANA SHIPPNG 8.5 NT|NITE|VIRTU Americas LLC|6550
DSXN|DIANA SHIPPNG 8.5 NT|NQRB|Brut, LLC|300
DSXN|DIANA SHIPPNG 8.5 NT|STFL|Stifel, Nicolaus & Company, Incorporated|1805
DSXN|DIANA SHIPPNG 8.5 NT|UBSA|UBS SECURITIES LLC|400
DSXN|DIANA SHIPPNG 8.5 NT|UBSS|UBS Securities LLC|600
DSXN|DIANA SHIPPNG 8.5 NT|WCHV|WELLS FARGO SECURITIES, LLC|11044
DTD|WISDOMTREE U.S. TOTA|APCC|Apex Clearing Corporation|32
DTD|WISDOMTREE U.S. TOTA|BARD|Robert W. Baird & Co. Incorporated|25
DTD|WISDOMTREE U.S. TOTA|BBNT|BB&T SECURITIES, LLC|4
DTD|WISDOMTREE U.S. TOTA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|664
DTD|WISDOMTREE U.S. TOTA|CANT|Cantor Fitzgerald & Co.|106508
DTD|WISDOMTREE U.S. TOTA|CHAS|Charles Schwab & Co., Inc.|193
DTD|WISDOMTREE U.S. TOTA|CIST|Capital Institutional Services, Inc.|1672
DTD|WISDOMTREE U.S. TOTA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23533
DTD|WISDOMTREE U.S. TOTA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4828
DTD|WISDOMTREE U.S. TOTA|CSIN|Citadel Securities Institutional LLC|18317
DTD|WISDOMTREE U.S. TOTA|CTDL|Citadel Derivatives Group Llc|19984
DTD|WISDOMTREE U.S. TOTA|CXCX|CITIGROUP GLOBAL MARKETS INC.|202
DTD|WISDOMTREE U.S. TOTA|DBAX|Deutsche Bank Securities Inc.|2400
DTD|WISDOMTREE U.S. TOTA|DEAN|MORGAN STANLEY|2134
DTD|WISDOMTREE U.S. TOTA|EBXL|EBX LLC|400
DTD|WISDOMTREE U.S. TOTA|EDJO|Edward D. Jones & Co., L.P.|150
DTD|WISDOMTREE U.S. TOTA|ETRS|E*Trade Securities LLC|6856
DTD|WISDOMTREE U.S. TOTA|FMAF|NBCN Inc./ CDS|250
DTD|WISDOMTREE U.S. TOTA|FTBR|Foliofn Investments, Inc.|23
DTD|WISDOMTREE U.S. TOTA|GSLT|GOLDMAN SACHS & CO. LLC|450
DTD|WISDOMTREE U.S. TOTA|HRBF|American Enterprise Investment Services Inc.|4573
DTD|WISDOMTREE U.S. TOTA|IBKR|Interactive Brokers Llc|190
DTD|WISDOMTREE U.S. TOTA|ICBX|INSTINET, LLC|2100
DTD|WISDOMTREE U.S. TOTA|INCA|INSTINET, LLC|600
DTD|WISDOMTREE U.S. TOTA|JANY|Janney Montgomery Scott Inc.|278
DTD|WISDOMTREE U.S. TOTA|JPMX|J.P. Morgan Securities LLC|5800
DTD|WISDOMTREE U.S. TOTA|JSEB|JANE STREET EXECUTION SERVICES, LLC|4340
DTD|WISDOMTREE U.S. TOTA|JSJX|JANE STREET CAPITAL LLC|41439
DTD|WISDOMTREE U.S. TOTA|KCGM|VIRTU Americas LLC|4075
DTD|WISDOMTREE U.S. TOTA|LEHM|Barclays Capital Inc./Le|11994
DTD|WISDOMTREE U.S. TOTA|LIME|Lime Brokerage LLC|2383
DTD|WISDOMTREE U.S. TOTA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
DTD|WISDOMTREE U.S. TOTA|MSCO|MORGAN STANLEY & CO. LLC|6435
DTD|WISDOMTREE U.S. TOTA|MSPL|MORGAN STANLEY & CO. LLC|2300
DTD|WISDOMTREE U.S. TOTA|NFSC|National Financial Services LLC|7144
DTD|WISDOMTREE U.S. TOTA|NITE|VIRTU Americas LLC|13849
DTD|WISDOMTREE U.S. TOTA|OPCO|Oppenheimer & Co. Inc.|1
DTD|WISDOMTREE U.S. TOTA|PWJC|UBS Financial Services, Inc.|435
DTD|WISDOMTREE U.S. TOTA|RBCM|RBC CAPITAL MARKETS, LLC|68
DTD|WISDOMTREE U.S. TOTA|SBSH|Citigroup Global Markets Inc.|1
DTD|WISDOMTREE U.S. TOTA|SGMT|GOLDMAN SACHS & CO. LLC|800
DTD|WISDOMTREE U.S. TOTA|STFL|Stifel, Nicolaus & Company, Incorporated|18
DTD|WISDOMTREE U.S. TOTA|SWIM|TD Ameritrade, Inc.|35
DTD|WISDOMTREE U.S. TOTA|SWST|Hilltop Securities Inc.|4
DTD|WISDOMTREE U.S. TOTA|TKNG|ALLY INVEST SECURITIES LLC|6
DTD|WISDOMTREE U.S. TOTA|UBSA|UBS SECURITIES LLC|16253
DTD|WISDOMTREE U.S. TOTA|UBSS|UBS Securities LLC|9385
DTD|WISDOMTREE U.S. TOTA|VGRD|Vanguard Marketing Corporation|433
DTD|WISDOMTREE U.S. TOTA|WCHV|WELLS FARGO SECURITIES, LLC|2814
DTD|WISDOMTREE U.S. TOTA|WSEA|WOLVERINE SECURITIES, LLC|14
DTD|WISDOMTREE U.S. TOTA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15193
DTE|D T E ENERGY CO HLDG|ABLE|NATIXIS Securities Americas LLC|104727
DTE|D T E ENERGY CO HLDG|ALTX|Alternet Securities Inc.|7667
DTE|D T E ENERGY CO HLDG|ANOS|ABEL/NOSER, L.L.C.|250
DTE|D T E ENERGY CO HLDG|APCC|Apex Clearing Corporation|160
DTE|D T E ENERGY CO HLDG|AQUA|AQUA SECURITIES L.P.|3200
DTE|D T E ENERGY CO HLDG|BANK|Primevest Financial Services, Inc.|865
DTE|D T E ENERGY CO HLDG|BARD|Robert W. Baird & Co. Incorporated|1329
DTE|D T E ENERGY CO HLDG|BATM|CBOE TRADING, INC.|5989
DTE|D T E ENERGY CO HLDG|BAYC|BAY CREST PARTNERS, LLC|2
DTE|D T E ENERGY CO HLDG|BBNT|BB&T SECURITIES, LLC|2214
DTE|D T E ENERGY CO HLDG|BERN|Sanford C. Bernstein & Co., LLC|37411
DTE|D T E ENERGY CO HLDG|BIMI|Banca IMI Securities Corp.|215
DTE|D T E ENERGY CO HLDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49285
DTE|D T E ENERGY CO HLDG|BLKX|INSTINET, LLC|115866
DTE|D T E ENERGY CO HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|374501
DTE|D T E ENERGY CO HLDG|BTIG|BTIG, LLC|1758
DTE|D T E ENERGY CO HLDG|BYXM|CBOE TRADING, INC.|1564
DTE|D T E ENERGY CO HLDG|BZYD|GOLDMAN SACHS & CO. LLC|1046
DTE|D T E ENERGY CO HLDG|CABR|Cabrera Capital Markets, Inc.|25
DTE|D T E ENERGY CO HLDG|CANT|Cantor Fitzgerald & Co.|20
DTE|D T E ENERGY CO HLDG|CHAS|Charles Schwab & Co., Inc.|4350
DTE|D T E ENERGY CO HLDG|CIBP|CIBC World Markets Corp.|54149
DTE|D T E ENERGY CO HLDG|CIOI|CITIGROUP GLOBAL MARKETS INC|5000
DTE|D T E ENERGY CO HLDG|CIST|Capital Institutional Services, Inc.|3742
DTE|D T E ENERGY CO HLDG|CLSA|CLSA AMERICAS, LLC|69025
DTE|D T E ENERGY CO HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57486
DTE|D T E ENERGY CO HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
DTE|D T E ENERGY CO HLDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1403
DTE|D T E ENERGY CO HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|521664
DTE|D T E ENERGY CO HLDG|CTDL|Citadel Derivatives Group Llc|10743
DTE|D T E ENERGY CO HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|28784
DTE|D T E ENERGY CO HLDG|DADA|D.A. Davidson & Co.|42
DTE|D T E ENERGY CO HLDG|DBAB|Deutsche Bank Securities Inc.|252206
DTE|D T E ENERGY CO HLDG|DBAX|Deutsche Bank Securities Inc.|385500
DTE|D T E ENERGY CO HLDG|DBUL|Deutsche Bank Securities Inc.|700
DTE|D T E ENERGY CO HLDG|DCHF|Dart Executions, LLC|3638
DTE|D T E ENERGY CO HLDG|DEAN|MORGAN STANLEY|3469
DTE|D T E ENERGY CO HLDG|DEGS|RONIN PROFESSIONAL LLC|400
DTE|D T E ENERGY CO HLDG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
DTE|D T E ENERGY CO HLDG|EBXL|EBX LLC|286400
DTE|D T E ENERGY CO HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|19147
DTE|D T E ENERGY CO HLDG|EDJO|Edward D. Jones & Co., L.P.|14084
DTE|D T E ENERGY CO HLDG|EGAM|CBOE TRADING, INC.|25053
DTE|D T E ENERGY CO HLDG|EGAW|CBOE TRADING, INC.|667
DTE|D T E ENERGY CO HLDG|EGMT|EG MARKET TECHNOLOGIES LLC|1566
DTE|D T E ENERGY CO HLDG|EGXM|CBOE TRADING, INC.|4031
DTE|D T E ENERGY CO HLDG|ESPO|ESPOSITO SECURITIES, LLC|20
DTE|D T E ENERGY CO HLDG|ETBE|Electronic Transaction Clearing, Inc.|23065
DTE|D T E ENERGY CO HLDG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
DTE|D T E ENERGY CO HLDG|ETCB|ETC BROKERAGE SERVICES, LLC|310
DTE|D T E ENERGY CO HLDG|ETCC|Electronic Transaction Clearing, Inc.|777
DTE|D T E ENERGY CO HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26675
DTE|D T E ENERGY CO HLDG|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|90
DTE|D T E ENERGY CO HLDG|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|481
DTE|D T E ENERGY CO HLDG|ETRS|E*Trade Securities LLC|38160
DTE|D T E ENERGY CO HLDG|FILL|Tradestation Securities, Inc.|2070
DTE|D T E ENERGY CO HLDG|FMAF|NBCN Inc./ CDS|2118
DTE|D T E ENERGY CO HLDG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5791
DTE|D T E ENERGY CO HLDG|FQLS|Quantlab Securities LP|407137
DTE|D T E ENERGY CO HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90406
DTE|D T E ENERGY CO HLDG|FTBR|Foliofn Investments, Inc.|1593
DTE|D T E ENERGY CO HLDG|GLIS|TD Securities Inc|270
DTE|D T E ENERGY CO HLDG|GLPX|ACS EXECUTION SERVICES, LLC|32931
DTE|D T E ENERGY CO HLDG|GSCO|GOLDMAN SACHS & CO. LLC|1386978
DTE|D T E ENERGY CO HLDG|GSCS|GOLDMAN SACHS & CO. LLC|604
DTE|D T E ENERGY CO HLDG|GSLT|GOLDMAN SACHS & CO. LLC|11323
DTE|D T E ENERGY CO HLDG|GTSZ|GTS SECURITIES LLC|426429
DTE|D T E ENERGY CO HLDG|HRBF|American Enterprise Investment Services Inc.|14104
DTE|D T E ENERGY CO HLDG|HSBC|HSBC Securities, Inc.|800
DTE|D T E ENERGY CO HLDG|IATS|INTERACTIVE BROKERS LLC|3381
DTE|D T E ENERGY CO HLDG|IBKR|Interactive Brokers Llc|5903
DTE|D T E ENERGY CO HLDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2610
DTE|D T E ENERGY CO HLDG|ICBX|INSTINET, LLC|92944
DTE|D T E ENERGY CO HLDG|IEQY|CITADEL SECURITIES LLC|133627
DTE|D T E ENERGY CO HLDG|INCA|INSTINET, LLC|358143
DTE|D T E ENERGY CO HLDG|INJX|INSTINET, LLC|17145
DTE|D T E ENERGY CO HLDG|ITGI|ITG Inc.|46499
DTE|D T E ENERGY CO HLDG|ITGP|ITG INC.|105200
DTE|D T E ENERGY CO HLDG|JANY|Janney Montgomery Scott Inc.|160
DTE|D T E ENERGY CO HLDG|JEFF|JEFFERIES LLC|241050
DTE|D T E ENERGY CO HLDG|JMPT|JUMP TRADING, LLC|67510
DTE|D T E ENERGY CO HLDG|JPBX|J.P. MORGAN SECURITIES LLC|319209
DTE|D T E ENERGY CO HLDG|JPMX|J.P. Morgan Securities LLC|472368
DTE|D T E ENERGY CO HLDG|JSJX|JANE STREET CAPITAL LLC|5856
DTE|D T E ENERGY CO HLDG|KCGM|VIRTU Americas LLC|41056
DTE|D T E ENERGY CO HLDG|LEHM|Barclays Capital Inc./Le|1277650
DTE|D T E ENERGY CO HLDG|LIME|Lime Brokerage LLC|120119
DTE|D T E ENERGY CO HLDG|LMNX|LUMINEX TRADING & ANALYTICS LLC|80000
DTE|D T E ENERGY CO HLDG|LOOP|Loop Capital Markets LLC|1961
DTE|D T E ENERGY CO HLDG|LQNA|LIQUIDNET, INC.|33300
DTE|D T E ENERGY CO HLDG|LSCI|Lek Securities Corporation|3974
DTE|D T E ENERGY CO HLDG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DTE|D T E ENERGY CO HLDG|MACC|Mid Atlantic Capital Corporation|588
DTE|D T E ENERGY CO HLDG|MACQ|Macquarie Capital (USA) Inc.|1300
DTE|D T E ENERGY CO HLDG|MAXM|Maxim Group LLC|3300
DTE|D T E ENERGY CO HLDG|MCMF|Raymond James Ltd. Cds|80
DTE|D T E ENERGY CO HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107399
DTE|D T E ENERGY CO HLDG|MOTF|MOTIF INVESTING, INC.|11
DTE|D T E ENERGY CO HLDG|MSCO|MORGAN STANLEY & CO. LLC|2287678
DTE|D T E ENERGY CO HLDG|MSPL|MORGAN STANLEY & CO. LLC|313600
DTE|D T E ENERGY CO HLDG|MSTX|MORGAN STANLEY & CO. LLC|156100
DTE|D T E ENERGY CO HLDG|MUFG|MUFG SECURITIES AMERICAS INC.|181120
DTE|D T E ENERGY CO HLDG|NEUB|NEUBERGER BERMAN BD LLC|408
DTE|D T E ENERGY CO HLDG|NFSC|National Financial Services LLC|253772
DTE|D T E ENERGY CO HLDG|NITE|VIRTU Americas LLC|336645
DTE|D T E ENERGY CO HLDG|NQRB|Brut, LLC|7095
DTE|D T E ENERGY CO HLDG|OPCO|Oppenheimer & Co. Inc.|1470
DTE|D T E ENERGY CO HLDG|PDQM|CODA MARKETS, INC.|157148
DTE|D T E ENERGY CO HLDG|PREC|PRECISION SECURITIES, LLC|1300
DTE|D T E ENERGY CO HLDG|PWJC|UBS Financial Services, Inc.|3530
DTE|D T E ENERGY CO HLDG|QMSR|QUATTRO M SECURITIES INC.|1851
DTE|D T E ENERGY CO HLDG|RBCM|RBC CAPITAL MARKETS, LLC|3218
DTE|D T E ENERGY CO HLDG|SAGL|SAGETRADER, LLC|73069
DTE|D T E ENERGY CO HLDG|SALI|INTL FCSTONE FINANCIAL INC.|129
DTE|D T E ENERGY CO HLDG|SBSH|Citigroup Global Markets Inc.|163580
DTE|D T E ENERGY CO HLDG|SCMC|Scotia Capital Markets (USA) Inc.|35600
DTE|D T E ENERGY CO HLDG|SEIC|SEI Investments Distribution Co.|1725
DTE|D T E ENERGY CO HLDG|SGMT|GOLDMAN SACHS & CO. LLC|190749
DTE|D T E ENERGY CO HLDG|SJLS|TRADE INFORMATICS LLC|200
DTE|D T E ENERGY CO HLDG|SPDR|SPEEDROUTE LLC|26061
DTE|D T E ENERGY CO HLDG|SPHN|Stephens Inc.|12129
DTE|D T E ENERGY CO HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|2191
DTE|D T E ENERGY CO HLDG|STKP|STOCKPILE INVESTMENTS, INC.|104
DTE|D T E ENERGY CO HLDG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3442
DTE|D T E ENERGY CO HLDG|SWIM|TD Ameritrade, Inc.|13762
DTE|D T E ENERGY CO HLDG|SWST|Hilltop Securities Inc.|11457
DTE|D T E ENERGY CO HLDG|TKNG|ALLY INVEST SECURITIES LLC|1416
DTE|D T E ENERGY CO HLDG|TRBT|Tradebot Systems, Inc.|258541
DTE|D T E ENERGY CO HLDG|TRCM|TRC MARKETS LLC|455921
DTE|D T E ENERGY CO HLDG|UBSA|UBS SECURITIES LLC|800294
DTE|D T E ENERGY CO HLDG|UBSS|UBS Securities LLC|915788
DTE|D T E ENERGY CO HLDG|VALX|VIRTU AMERICAS LLC|6513
DTE|D T E ENERGY CO HLDG|VGRD|Vanguard Marketing Corporation|10170
DTE|D T E ENERGY CO HLDG|WABR|Wall Street Access|16096
DTE|D T E ENERGY CO HLDG|WBET|Wallachbeth Capital LLC|717
DTE|D T E ENERGY CO HLDG|WBLR|WILLIAM BLAIR|900
DTE|D T E ENERGY CO HLDG|WBPX|SUMMIT SECURITIES GROUP, LLC|1297
DTE|D T E ENERGY CO HLDG|WCHV|WELLS FARGO SECURITIES, LLC|207997
DTE|D T E ENERGY CO HLDG|WDNX|WEEDEN & CO.L.P.|3664
DTE|D T E ENERGY CO HLDG|WEDB|WEDBUSH SECURITIES INC.|7550
DTE|D T E ENERGY CO HLDG|WEED|Weeden & Co.L.P.|140056
DTE|D T E ENERGY CO HLDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25675
DTE|D T E ENERGY CO HLDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4569
DTE|D T E ENERGY CO HLDG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5395
DTE|D T E ENERGY CO HLDG|WOLF|Wolfe Trahan Securities|600
DTE|D T E ENERGY CO HLDG|WSEA|WOLVERINE SECURITIES, LLC|2992
DTE|D T E ENERGY CO HLDG|XIST|INSTINET, LLC|75040
DTE|D T E ENERGY CO HLDG|XPQR|Jump Trading|1500
DTE|D T E ENERGY CO HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|14306
DTE|D T E ENERGY CO HLDG|YKNA|COMHAR CAPITAL MARKETS, LLC|2878
DTE|D T E ENERGY CO HLDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8077
DTEA|DAVIDSTEA INC CM STK|ALTX|Alternet Securities Inc.|200
DTEA|DAVIDSTEA INC CM STK|APCC|Apex Clearing Corporation|2918
DTEA|DAVIDSTEA INC CM STK|CHAS|Charles Schwab & Co., Inc.|800
DTEA|DAVIDSTEA INC CM STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98
DTEA|DAVIDSTEA INC CM STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9478
DTEA|DAVIDSTEA INC CM STK|CTDL|Citadel Derivatives Group Llc|1453
DTEA|DAVIDSTEA INC CM STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|1018
DTEA|DAVIDSTEA INC CM STK|DBAB|Deutsche Bank Securities Inc.|1180
DTEA|DAVIDSTEA INC CM STK|DBAX|Deutsche Bank Securities Inc.|3300
DTEA|DAVIDSTEA INC CM STK|DEGS|RONIN PROFESSIONAL LLC|4968
DTEA|DAVIDSTEA INC CM STK|EBXL|EBX LLC|4400
DTEA|DAVIDSTEA INC CM STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|30617
DTEA|DAVIDSTEA INC CM STK|EDJC|Edward Jones / CDS|280
DTEA|DAVIDSTEA INC CM STK|ETRS|E*Trade Securities LLC|3100
DTEA|DAVIDSTEA INC CM STK|FBCO|Credit Suisse Securities (USA) LLC|32955
DTEA|DAVIDSTEA INC CM STK|FILL|Tradestation Securities, Inc.|2
DTEA|DAVIDSTEA INC CM STK|FMAF|NBCN Inc./ CDS|22558
DTEA|DAVIDSTEA INC CM STK|FOMA|TD AMERITRADE CLEARING, INC.|37150
DTEA|DAVIDSTEA INC CM STK|GEBB|GLOBAL EXECUTION BROKERS, LP|450
DTEA|DAVIDSTEA INC CM STK|GLPX|ACS EXECUTION SERVICES, LLC|100
DTEA|DAVIDSTEA INC CM STK|GSCO|GOLDMAN SACHS & CO. LLC|1359
DTEA|DAVIDSTEA INC CM STK|GSLT|GOLDMAN SACHS & CO. LLC|200
DTEA|DAVIDSTEA INC CM STK|GTSZ|GTS SECURITIES LLC|36
DTEA|DAVIDSTEA INC CM STK|IATS|INTERACTIVE BROKERS LLC|3165
DTEA|DAVIDSTEA INC CM STK|IBKR|Interactive Brokers Llc|138816
DTEA|DAVIDSTEA INC CM STK|ICBX|INSTINET, LLC|4900
DTEA|DAVIDSTEA INC CM STK|INCA|INSTINET, LLC|14933
DTEA|DAVIDSTEA INC CM STK|ITGI|ITG Inc.|300
DTEA|DAVIDSTEA INC CM STK|ITGP|ITG INC.|1800
DTEA|DAVIDSTEA INC CM STK|KCGM|VIRTU Americas LLC|400
DTEA|DAVIDSTEA INC CM STK|LEHM|Barclays Capital Inc./Le|6100
DTEA|DAVIDSTEA INC CM STK|LIME|Lime Brokerage LLC|16423
DTEA|DAVIDSTEA INC CM STK|LSCI|Lek Securities Corporation|300
DTEA|DAVIDSTEA INC CM STK|MCMF|Raymond James Ltd. Cds|3005
DTEA|DAVIDSTEA INC CM STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
DTEA|DAVIDSTEA INC CM STK|MSCO|MORGAN STANLEY & CO. LLC|10415
DTEA|DAVIDSTEA INC CM STK|MSPL|MORGAN STANLEY & CO. LLC|14200
DTEA|DAVIDSTEA INC CM STK|NFSC|National Financial Services LLC|39636
DTEA|DAVIDSTEA INC CM STK|NITE|VIRTU Americas LLC|137791
DTEA|DAVIDSTEA INC CM STK|RAJA|Raymond James & Associates, Inc.|500
DTEA|DAVIDSTEA INC CM STK|SGMT|GOLDMAN SACHS & CO. LLC|1600
DTEA|DAVIDSTEA INC CM STK|SPDR|SPEEDROUTE LLC|200
DTEA|DAVIDSTEA INC CM STK|SWIM|TD Ameritrade, Inc.|27362
DTEA|DAVIDSTEA INC CM STK|TKNG|ALLY INVEST SECURITIES LLC|526
DTEA|DAVIDSTEA INC CM STK|TRCM|TRC MARKETS LLC|1215
DTEA|DAVIDSTEA INC CM STK|UBSA|UBS SECURITIES LLC|26511
DTEA|DAVIDSTEA INC CM STK|UBSS|UBS Securities LLC|6764
DTEA|DAVIDSTEA INC CM STK|VALX|VIRTU AMERICAS LLC|24
DTEA|DAVIDSTEA INC CM STK|WCHV|WELLS FARGO SECURITIES, LLC|930
DTEA|DAVIDSTEA INC CM STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30
DTEA|DAVIDSTEA INC CM STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|937
DTEA|DAVIDSTEA INC CM STK|WGIF|CIBC World Markets Inc.|2663
DTEA|DAVIDSTEA INC CM STK|WSEA|WOLVERINE SECURITIES, LLC|484
DTEA|DAVIDSTEA INC CM STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|10400
DTEC|ALPS DISRUPTIVE TECH|ALTX|Alternet Securities Inc.|100
DTEC|ALPS DISRUPTIVE TECH|APCC|Apex Clearing Corporation|70
DTEC|ALPS DISRUPTIVE TECH|CANT|Cantor Fitzgerald & Co.|1775
DTEC|ALPS DISRUPTIVE TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
DTEC|ALPS DISRUPTIVE TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2368
DTEC|ALPS DISRUPTIVE TECH|CTDL|Citadel Derivatives Group Llc|1227
DTEC|ALPS DISRUPTIVE TECH|DBAX|Deutsche Bank Securities Inc.|1000
DTEC|ALPS DISRUPTIVE TECH|EBXL|EBX LLC|4800
DTEC|ALPS DISRUPTIVE TECH|EGXM|CBOE TRADING, INC.|1
DTEC|ALPS DISRUPTIVE TECH|ETRS|E*Trade Securities LLC|1697
DTEC|ALPS DISRUPTIVE TECH|FTBR|Foliofn Investments, Inc.|1
DTEC|ALPS DISRUPTIVE TECH|GSCO|GOLDMAN SACHS & CO. LLC|16226
DTEC|ALPS DISRUPTIVE TECH|GTSZ|GTS SECURITIES LLC|353
DTEC|ALPS DISRUPTIVE TECH|IATS|INTERACTIVE BROKERS LLC|400
DTEC|ALPS DISRUPTIVE TECH|ICBX|INSTINET, LLC|1400
DTEC|ALPS DISRUPTIVE TECH|INCA|INSTINET, LLC|318
DTEC|ALPS DISRUPTIVE TECH|ITGP|ITG INC.|7800
DTEC|ALPS DISRUPTIVE TECH|JANY|Janney Montgomery Scott Inc.|155
DTEC|ALPS DISRUPTIVE TECH|JPMX|J.P. Morgan Securities LLC|1200
DTEC|ALPS DISRUPTIVE TECH|JSEB|JANE STREET EXECUTION SERVICES, LLC|15800
DTEC|ALPS DISRUPTIVE TECH|JSJX|JANE STREET CAPITAL LLC|46972
DTEC|ALPS DISRUPTIVE TECH|KCGM|VIRTU Americas LLC|3064
DTEC|ALPS DISRUPTIVE TECH|LEHM|Barclays Capital Inc./Le|5400
DTEC|ALPS DISRUPTIVE TECH|LIME|Lime Brokerage LLC|415
DTEC|ALPS DISRUPTIVE TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25740
DTEC|ALPS DISRUPTIVE TECH|MSCO|MORGAN STANLEY & CO. LLC|1442
DTEC|ALPS DISRUPTIVE TECH|MSPL|MORGAN STANLEY & CO. LLC|1600
DTEC|ALPS DISRUPTIVE TECH|NFSC|National Financial Services LLC|11139
DTEC|ALPS DISRUPTIVE TECH|NITE|VIRTU Americas LLC|31917
DTEC|ALPS DISRUPTIVE TECH|PDQM|CODA MARKETS, INC.|400
DTEC|ALPS DISRUPTIVE TECH|PWJC|UBS Financial Services, Inc.|10
DTEC|ALPS DISRUPTIVE TECH|RBCM|RBC CAPITAL MARKETS, LLC|22386
DTEC|ALPS DISRUPTIVE TECH|SGMT|GOLDMAN SACHS & CO. LLC|4933
DTEC|ALPS DISRUPTIVE TECH|UBSS|UBS Securities LLC|15547
DTEC|ALPS DISRUPTIVE TECH|VGRD|Vanguard Marketing Corporation|3091
DTEC|ALPS DISRUPTIVE TECH|WCHV|WELLS FARGO SECURITIES, LLC|1657
DTEC|ALPS DISRUPTIVE TECH|WSEA|WOLVERINE SECURITIES, LLC|2
DTEC|ALPS DISRUPTIVE TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|6570
DTEC|ALPS DISRUPTIVE TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34253
DTF|DTF TAX-FREE INC INC|ALTX|Alternet Securities Inc.|400
DTF|DTF TAX-FREE INC INC|APCC|Apex Clearing Corporation|2
DTF|DTF TAX-FREE INC INC|BARD|Robert W. Baird & Co. Incorporated|2400
DTF|DTF TAX-FREE INC INC|BATM|CBOE TRADING, INC.|11
DTF|DTF TAX-FREE INC INC|CANT|Cantor Fitzgerald & Co.|81
DTF|DTF TAX-FREE INC INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4100
DTF|DTF TAX-FREE INC INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2878
DTF|DTF TAX-FREE INC INC|DBAX|Deutsche Bank Securities Inc.|2900
DTF|DTF TAX-FREE INC INC|DEAN|MORGAN STANLEY|200
DTF|DTF TAX-FREE INC INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3400
DTF|DTF TAX-FREE INC INC|EBXL|EBX LLC|11600
DTF|DTF TAX-FREE INC INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|789
DTF|DTF TAX-FREE INC INC|EDJO|Edward D. Jones & Co., L.P.|669
DTF|DTF TAX-FREE INC INC|EGAM|CBOE TRADING, INC.|100
DTF|DTF TAX-FREE INC INC|ETRS|E*Trade Securities LLC|3942
DTF|DTF TAX-FREE INC INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5030
DTF|DTF TAX-FREE INC INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7344
DTF|DTF TAX-FREE INC INC|GLPX|ACS EXECUTION SERVICES, LLC|500
DTF|DTF TAX-FREE INC INC|GSCO|GOLDMAN SACHS & CO. LLC|4100
DTF|DTF TAX-FREE INC INC|HRBF|American Enterprise Investment Services Inc.|7
DTF|DTF TAX-FREE INC INC|IATS|INTERACTIVE BROKERS LLC|77
DTF|DTF TAX-FREE INC INC|IBKR|Interactive Brokers Llc|856
DTF|DTF TAX-FREE INC INC|ICBX|INSTINET, LLC|300
DTF|DTF TAX-FREE INC INC|INCA|INSTINET, LLC|6946
DTF|DTF TAX-FREE INC INC|ITGI|ITG Inc.|2734
DTF|DTF TAX-FREE INC INC|ITGP|ITG INC.|2800
DTF|DTF TAX-FREE INC INC|JANY|Janney Montgomery Scott Inc.|1400
DTF|DTF TAX-FREE INC INC|JPMX|J.P. Morgan Securities LLC|200
DTF|DTF TAX-FREE INC INC|KCGM|VIRTU Americas LLC|3311
DTF|DTF TAX-FREE INC INC|LEHM|Barclays Capital Inc./Le|1800
DTF|DTF TAX-FREE INC INC|LIME|Lime Brokerage LLC|40
DTF|DTF TAX-FREE INC INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
DTF|DTF TAX-FREE INC INC|MSCO|MORGAN STANLEY & CO. LLC|10563
DTF|DTF TAX-FREE INC INC|MSPL|MORGAN STANLEY & CO. LLC|2300
DTF|DTF TAX-FREE INC INC|NFSC|National Financial Services LLC|19360
DTF|DTF TAX-FREE INC INC|NITE|VIRTU Americas LLC|31949
DTF|DTF TAX-FREE INC INC|NQRB|Brut, LLC|100
DTF|DTF TAX-FREE INC INC|OPCO|Oppenheimer & Co. Inc.|6241
DTF|DTF TAX-FREE INC INC|PDQM|CODA MARKETS, INC.|500
DTF|DTF TAX-FREE INC INC|RBCM|RBC CAPITAL MARKETS, LLC|126
DTF|DTF TAX-FREE INC INC|SBSH|Citigroup Global Markets Inc.|2423
DTF|DTF TAX-FREE INC INC|SGMT|GOLDMAN SACHS & CO. LLC|4400
DTF|DTF TAX-FREE INC INC|SWST|Hilltop Securities Inc.|177
DTF|DTF TAX-FREE INC INC|TRCM|TRC MARKETS LLC|14
DTF|DTF TAX-FREE INC INC|UBSA|UBS SECURITIES LLC|17449
DTF|DTF TAX-FREE INC INC|UBSS|UBS Securities LLC|25668
DTF|DTF TAX-FREE INC INC|VALX|VIRTU AMERICAS LLC|100
DTF|DTF TAX-FREE INC INC|VGRD|Vanguard Marketing Corporation|15
DTF|DTF TAX-FREE INC INC|WCHV|WELLS FARGO SECURITIES, LLC|4723
DTF|DTF TAX-FREE INC INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
DTH|WISDOMTREE INTL HG|APCC|Apex Clearing Corporation|493
DTH|WISDOMTREE INTL HG|BARD|Robert W. Baird & Co. Incorporated|11
DTH|WISDOMTREE INTL HG|BATM|CBOE TRADING, INC.|100
DTH|WISDOMTREE INTL HG|BERN|Sanford C. Bernstein & Co., LLC|100
DTH|WISDOMTREE INTL HG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1053
DTH|WISDOMTREE INTL HG|CANT|Cantor Fitzgerald & Co.|144
DTH|WISDOMTREE INTL HG|CHAS|Charles Schwab & Co., Inc.|9
DTH|WISDOMTREE INTL HG|CIST|Capital Institutional Services, Inc.|101
DTH|WISDOMTREE INTL HG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92177
DTH|WISDOMTREE INTL HG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6096
DTH|WISDOMTREE INTL HG|CSIN|Citadel Securities Institutional LLC|2524
DTH|WISDOMTREE INTL HG|CTDL|Citadel Derivatives Group Llc|10967
DTH|WISDOMTREE INTL HG|CXCX|CITIGROUP GLOBAL MARKETS INC.|9800
DTH|WISDOMTREE INTL HG|DBAX|Deutsche Bank Securities Inc.|12000
DTH|WISDOMTREE INTL HG|DEAN|MORGAN STANLEY|1272
DTH|WISDOMTREE INTL HG|EBXL|EBX LLC|6900
DTH|WISDOMTREE INTL HG|EDJO|Edward D. Jones & Co., L.P.|1149
DTH|WISDOMTREE INTL HG|EGXM|CBOE TRADING, INC.|2800
DTH|WISDOMTREE INTL HG|ETRS|E*Trade Securities LLC|679
DTH|WISDOMTREE INTL HG|FMAF|NBCN Inc./ CDS|36
DTH|WISDOMTREE INTL HG|FTBR|Foliofn Investments, Inc.|111
DTH|WISDOMTREE INTL HG|GSCO|GOLDMAN SACHS & CO. LLC|613
DTH|WISDOMTREE INTL HG|GSLT|GOLDMAN SACHS & CO. LLC|829
DTH|WISDOMTREE INTL HG|HRBF|American Enterprise Investment Services Inc.|1578
DTH|WISDOMTREE INTL HG|ICBX|INSTINET, LLC|5400
DTH|WISDOMTREE INTL HG|INCA|INSTINET, LLC|3100
DTH|WISDOMTREE INTL HG|ITGI|ITG Inc.|905
DTH|WISDOMTREE INTL HG|ITGP|ITG INC.|2800
DTH|WISDOMTREE INTL HG|JPMX|J.P. Morgan Securities LLC|10200
DTH|WISDOMTREE INTL HG|JSJX|JANE STREET CAPITAL LLC|95741
DTH|WISDOMTREE INTL HG|KCGM|VIRTU Americas LLC|3312
DTH|WISDOMTREE INTL HG|LEHM|Barclays Capital Inc./Le|28037
DTH|WISDOMTREE INTL HG|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|408
DTH|WISDOMTREE INTL HG|LIME|Lime Brokerage LLC|3018
DTH|WISDOMTREE INTL HG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14400
DTH|WISDOMTREE INTL HG|MSCO|MORGAN STANLEY & CO. LLC|7591
DTH|WISDOMTREE INTL HG|MSPL|MORGAN STANLEY & CO. LLC|8000
DTH|WISDOMTREE INTL HG|MZHO|Mizuho Securities USA LLC|59110
DTH|WISDOMTREE INTL HG|NFSC|National Financial Services LLC|14351
DTH|WISDOMTREE INTL HG|NITE|VIRTU Americas LLC|31566
DTH|WISDOMTREE INTL HG|NQRB|Brut, LLC|100
DTH|WISDOMTREE INTL HG|OPCO|Oppenheimer & Co. Inc.|820
DTH|WISDOMTREE INTL HG|RBCM|RBC CAPITAL MARKETS, LLC|1307
DTH|WISDOMTREE INTL HG|SBSH|Citigroup Global Markets Inc.|404
DTH|WISDOMTREE INTL HG|SGMT|GOLDMAN SACHS & CO. LLC|7241
DTH|WISDOMTREE INTL HG|SWIM|TD Ameritrade, Inc.|430
DTH|WISDOMTREE INTL HG|UBSA|UBS SECURITIES LLC|16766
DTH|WISDOMTREE INTL HG|UBSS|UBS Securities LLC|12740
DTH|WISDOMTREE INTL HG|VGRD|Vanguard Marketing Corporation|457
DTH|WISDOMTREE INTL HG|WCHV|WELLS FARGO SECURITIES, LLC|7905
DTH|WISDOMTREE INTL HG|WGIF|CIBC World Markets Inc.|25
DTH|WISDOMTREE INTL HG|XSTM|NATIONAL FINANCIAL SERVICES LLC|920
DTH|WISDOMTREE INTL HG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3894
DTJ|DTE ENERGY 5.375|ALTX|Alternet Securities Inc.|1000
DTJ|DTE ENERGY 5.375|APCC|Apex Clearing Corporation|375
DTJ|DTE ENERGY 5.375|BARD|Robert W. Baird & Co. Incorporated|1075
DTJ|DTE ENERGY 5.375|BATM|CBOE TRADING, INC.|50
DTJ|DTE ENERGY 5.375|BKMM|BNY MELLON CAPITAL MARKETS, LLC|116
DTJ|DTE ENERGY 5.375|BTIG|BTIG, LLC|102
DTJ|DTE ENERGY 5.375|CABR|Cabrera Capital Markets, Inc.|54323
DTJ|DTE ENERGY 5.375|CHAS|Charles Schwab & Co., Inc.|121
DTJ|DTE ENERGY 5.375|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1720
DTJ|DTE ENERGY 5.375|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6803
DTJ|DTE ENERGY 5.375|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11699
DTJ|DTE ENERGY 5.375|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
DTJ|DTE ENERGY 5.375|DBAX|Deutsche Bank Securities Inc.|3300
DTJ|DTE ENERGY 5.375|DEAN|MORGAN STANLEY|1315
DTJ|DTE ENERGY 5.375|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2206
DTJ|DTE ENERGY 5.375|EBXL|EBX LLC|6800
DTJ|DTE ENERGY 5.375|ECUT|CONVERGEX EXECUTION SOLUTIONS|3163
DTJ|DTE ENERGY 5.375|EGAM|CBOE TRADING, INC.|742
DTJ|DTE ENERGY 5.375|ETRS|E*Trade Securities LLC|825
DTJ|DTE ENERGY 5.375|FINX|FINTECH SECURITIES|117
DTJ|DTE ENERGY 5.375|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3407
DTJ|DTE ENERGY 5.375|GEBB|GLOBAL EXECUTION BROKERS, LP|100
DTJ|DTE ENERGY 5.375|GLPX|ACS EXECUTION SERVICES, LLC|613
DTJ|DTE ENERGY 5.375|GSCO|GOLDMAN SACHS & CO. LLC|4143
DTJ|DTE ENERGY 5.375|GTSZ|GTS SECURITIES LLC|4446
DTJ|DTE ENERGY 5.375|HRBF|American Enterprise Investment Services Inc.|13054
DTJ|DTE ENERGY 5.375|IBKR|Interactive Brokers Llc|1734
DTJ|DTE ENERGY 5.375|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|681
DTJ|DTE ENERGY 5.375|ICBX|INSTINET, LLC|4300
DTJ|DTE ENERGY 5.375|INCA|INSTINET, LLC|27100
DTJ|DTE ENERGY 5.375|INJX|INSTINET, LLC|100
DTJ|DTE ENERGY 5.375|ITGI|ITG Inc.|634
DTJ|DTE ENERGY 5.375|ITGP|ITG INC.|800
DTJ|DTE ENERGY 5.375|JANY|Janney Montgomery Scott Inc.|1855
DTJ|DTE ENERGY 5.375|JEFF|JEFFERIES LLC|5932
DTJ|DTE ENERGY 5.375|JPMX|J.P. Morgan Securities LLC|3832
DTJ|DTE ENERGY 5.375|JSEB|JANE STREET EXECUTION SERVICES, LLC|672
DTJ|DTE ENERGY 5.375|JSJX|JANE STREET CAPITAL LLC|300
DTJ|DTE ENERGY 5.375|KCGM|VIRTU Americas LLC|2502
DTJ|DTE ENERGY 5.375|LEHM|Barclays Capital Inc./Le|2000
DTJ|DTE ENERGY 5.375|LIME|Lime Brokerage LLC|481
DTJ|DTE ENERGY 5.375|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
DTJ|DTE ENERGY 5.375|MAXM|Maxim Group LLC|800
DTJ|DTE ENERGY 5.375|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
DTJ|DTE ENERGY 5.375|MSCO|MORGAN STANLEY & CO. LLC|5831
DTJ|DTE ENERGY 5.375|MSPL|MORGAN STANLEY & CO. LLC|8000
DTJ|DTE ENERGY 5.375|NFSC|National Financial Services LLC|9865
DTJ|DTE ENERGY 5.375|NITE|VIRTU Americas LLC|42373
DTJ|DTE ENERGY 5.375|NQRB|Brut, LLC|200
DTJ|DTE ENERGY 5.375|PDQM|CODA MARKETS, INC.|2426
DTJ|DTE ENERGY 5.375|PWJC|UBS Financial Services, Inc.|2160
DTJ|DTE ENERGY 5.375|RBCM|RBC CAPITAL MARKETS, LLC|3236
DTJ|DTE ENERGY 5.375|SAGC|SAGETRADER, LLC|300
DTJ|DTE ENERGY 5.375|SALI|INTL FCSTONE FINANCIAL INC.|1
DTJ|DTE ENERGY 5.375|SBSH|Citigroup Global Markets Inc.|212
DTJ|DTE ENERGY 5.375|SGMT|GOLDMAN SACHS & CO. LLC|4260
DTJ|DTE ENERGY 5.375|SMRD|SUMRIDGE PARTNERS, LLC|39423
DTJ|DTE ENERGY 5.375|SPDR|SPEEDROUTE LLC|300
DTJ|DTE ENERGY 5.375|STFL|Stifel, Nicolaus & Company, Incorporated|2057
DTJ|DTE ENERGY 5.375|TKNG|ALLY INVEST SECURITIES LLC|280
DTJ|DTE ENERGY 5.375|TRBT|Tradebot Systems, Inc.|822
DTJ|DTE ENERGY 5.375|UBSA|UBS SECURITIES LLC|14191
DTJ|DTE ENERGY 5.375|UBSS|UBS Securities LLC|27212
DTJ|DTE ENERGY 5.375|VGRD|Vanguard Marketing Corporation|1392
DTJ|DTE ENERGY 5.375|WCHV|WELLS FARGO SECURITIES, LLC|81574
DTJ|DTE ENERGY 5.375|WEDB|WEDBUSH SECURITIES INC.|156
DTJ|DTE ENERGY 5.375|WEXX|WOLVERINE EXECUTION SERVICES, LLC|178
DTJ|DTE ENERGY 5.375|XSTM|NATIONAL FINANCIAL SERVICES LLC|28800
DTJ|DTE ENERGY 5.375|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2108
DTLA$|BROOKFIELD DTLA INC|ALTX|Alternet Securities Inc.|200
DTLA$|BROOKFIELD DTLA INC|BANK|Primevest Financial Services, Inc.|30
DTLA$|BROOKFIELD DTLA INC|BARD|Robert W. Baird & Co. Incorporated|388
DTLA$|BROOKFIELD DTLA INC|BATM|CBOE TRADING, INC.|300
DTLA$|BROOKFIELD DTLA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1408
DTLA$|BROOKFIELD DTLA INC|BMOC|BMO Capital Markets Corp.|600
DTLA$|BROOKFIELD DTLA INC|BYXM|CBOE TRADING, INC.|200
DTLA$|BROOKFIELD DTLA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3100
DTLA$|BROOKFIELD DTLA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
DTLA$|BROOKFIELD DTLA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
DTLA$|BROOKFIELD DTLA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1336
DTLA$|BROOKFIELD DTLA INC|DADA|D.A. Davidson & Co.|50
DTLA$|BROOKFIELD DTLA INC|DBAX|Deutsche Bank Securities Inc.|2100
DTLA$|BROOKFIELD DTLA INC|DEAN|MORGAN STANLEY|1325
DTLA$|BROOKFIELD DTLA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
DTLA$|BROOKFIELD DTLA INC|EBXL|EBX LLC|1300
DTLA$|BROOKFIELD DTLA INC|EGAM|CBOE TRADING, INC.|300
DTLA$|BROOKFIELD DTLA INC|EGXM|CBOE TRADING, INC.|100
DTLA$|BROOKFIELD DTLA INC|ETRS|E*Trade Securities LLC|3000
DTLA$|BROOKFIELD DTLA INC|GLPX|ACS EXECUTION SERVICES, LLC|3700
DTLA$|BROOKFIELD DTLA INC|GSCO|GOLDMAN SACHS & CO. LLC|3884
DTLA$|BROOKFIELD DTLA INC|GSCS|GOLDMAN SACHS & CO. LLC|415
DTLA$|BROOKFIELD DTLA INC|GSLT|GOLDMAN SACHS & CO. LLC|700
DTLA$|BROOKFIELD DTLA INC|GTSZ|GTS SECURITIES LLC|900
DTLA$|BROOKFIELD DTLA INC|HRBF|American Enterprise Investment Services Inc.|180
DTLA$|BROOKFIELD DTLA INC|IATS|INTERACTIVE BROKERS LLC|1600
DTLA$|BROOKFIELD DTLA INC|IBKR|Interactive Brokers Llc|2401
DTLA$|BROOKFIELD DTLA INC|INCA|INSTINET, LLC|1736
DTLA$|BROOKFIELD DTLA INC|ITGP|ITG INC.|200
DTLA$|BROOKFIELD DTLA INC|JPMX|J.P. Morgan Securities LLC|600
DTLA$|BROOKFIELD DTLA INC|KCGM|VIRTU Americas LLC|1500
DTLA$|BROOKFIELD DTLA INC|LEHM|Barclays Capital Inc./Le|1400
DTLA$|BROOKFIELD DTLA INC|LIME|Lime Brokerage LLC|376
DTLA$|BROOKFIELD DTLA INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
DTLA$|BROOKFIELD DTLA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DTLA$|BROOKFIELD DTLA INC|MSCO|MORGAN STANLEY & CO. LLC|1000
DTLA$|BROOKFIELD DTLA INC|NFSC|National Financial Services LLC|19861
DTLA$|BROOKFIELD DTLA INC|NITE|VIRTU Americas LLC|28455
DTLA$|BROOKFIELD DTLA INC|NQRB|Brut, LLC|3560
DTLA$|BROOKFIELD DTLA INC|OPCO|Oppenheimer & Co. Inc.|8830
DTLA$|BROOKFIELD DTLA INC|PDQM|CODA MARKETS, INC.|900
DTLA$|BROOKFIELD DTLA INC|RBCM|RBC CAPITAL MARKETS, LLC|999
DTLA$|BROOKFIELD DTLA INC|SPGS|Sea Port Group Securities, LLC|86881
DTLA$|BROOKFIELD DTLA INC|SWIM|TD Ameritrade, Inc.|300
DTLA$|BROOKFIELD DTLA INC|TRBT|Tradebot Systems, Inc.|2280
DTLA$|BROOKFIELD DTLA INC|UBSA|UBS SECURITIES LLC|7929
DTLA$|BROOKFIELD DTLA INC|UBSS|UBS Securities LLC|23849
DTLA$|BROOKFIELD DTLA INC|VGRD|Vanguard Marketing Corporation|677
DTLA$|BROOKFIELD DTLA INC|WABR|Wall Street Access|4000
DTLA$|BROOKFIELD DTLA INC|WCHV|WELLS FARGO SECURITIES, LLC|11884
DTLA$|BROOKFIELD DTLA INC|WEDB|WEDBUSH SECURITIES INC.|700
DTLA$|BROOKFIELD DTLA INC|WGIF|CIBC World Markets Inc.|1000
DTLA$|BROOKFIELD DTLA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
DTN|WISDOMTREE U.S. DIVI|APCC|Apex Clearing Corporation|36
DTN|WISDOMTREE U.S. DIVI|BANK|Primevest Financial Services, Inc.|8
DTN|WISDOMTREE U.S. DIVI|BARD|Robert W. Baird & Co. Incorporated|1044
DTN|WISDOMTREE U.S. DIVI|BATM|CBOE TRADING, INC.|76
DTN|WISDOMTREE U.S. DIVI|BBNT|BB&T SECURITIES, LLC|23
DTN|WISDOMTREE U.S. DIVI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
DTN|WISDOMTREE U.S. DIVI|CANT|Cantor Fitzgerald & Co.|479
DTN|WISDOMTREE U.S. DIVI|CHAS|Charles Schwab & Co., Inc.|87
DTN|WISDOMTREE U.S. DIVI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|380
DTN|WISDOMTREE U.S. DIVI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3958
DTN|WISDOMTREE U.S. DIVI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
DTN|WISDOMTREE U.S. DIVI|DBAX|Deutsche Bank Securities Inc.|1500
DTN|WISDOMTREE U.S. DIVI|DEAN|MORGAN STANLEY|541
DTN|WISDOMTREE U.S. DIVI|EBXL|EBX LLC|1000
DTN|WISDOMTREE U.S. DIVI|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
DTN|WISDOMTREE U.S. DIVI|EDJO|Edward D. Jones & Co., L.P.|545
DTN|WISDOMTREE U.S. DIVI|ETRS|E*Trade Securities LLC|1809
DTN|WISDOMTREE U.S. DIVI|FMAF|NBCN Inc./ CDS|60
DTN|WISDOMTREE U.S. DIVI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1115
DTN|WISDOMTREE U.S. DIVI|FTBR|Foliofn Investments, Inc.|38
DTN|WISDOMTREE U.S. DIVI|GSCO|GOLDMAN SACHS & CO. LLC|200
DTN|WISDOMTREE U.S. DIVI|GSLT|GOLDMAN SACHS & CO. LLC|374
DTN|WISDOMTREE U.S. DIVI|HRBF|American Enterprise Investment Services Inc.|3822
DTN|WISDOMTREE U.S. DIVI|IATS|INTERACTIVE BROKERS LLC|55
DTN|WISDOMTREE U.S. DIVI|IBKR|Interactive Brokers Llc|31
DTN|WISDOMTREE U.S. DIVI|ITGP|ITG INC.|200
DTN|WISDOMTREE U.S. DIVI|JANY|Janney Montgomery Scott Inc.|34
DTN|WISDOMTREE U.S. DIVI|JPMX|J.P. Morgan Securities LLC|1000
DTN|WISDOMTREE U.S. DIVI|JSJX|JANE STREET CAPITAL LLC|11058
DTN|WISDOMTREE U.S. DIVI|KCGM|VIRTU Americas LLC|7729
DTN|WISDOMTREE U.S. DIVI|LEHM|Barclays Capital Inc./Le|1469
DTN|WISDOMTREE U.S. DIVI|LIME|Lime Brokerage LLC|1081
DTN|WISDOMTREE U.S. DIVI|MACC|Mid Atlantic Capital Corporation|71
DTN|WISDOMTREE U.S. DIVI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
DTN|WISDOMTREE U.S. DIVI|MSCO|MORGAN STANLEY & CO. LLC|6041
DTN|WISDOMTREE U.S. DIVI|MSPL|MORGAN STANLEY & CO. LLC|600
DTN|WISDOMTREE U.S. DIVI|NFSC|National Financial Services LLC|11442
DTN|WISDOMTREE U.S. DIVI|NITE|VIRTU Americas LLC|15791
DTN|WISDOMTREE U.S. DIVI|OPCO|Oppenheimer & Co. Inc.|484
DTN|WISDOMTREE U.S. DIVI|PDQM|CODA MARKETS, INC.|5000
DTN|WISDOMTREE U.S. DIVI|PWJC|UBS Financial Services, Inc.|225
DTN|WISDOMTREE U.S. DIVI|RBCM|RBC CAPITAL MARKETS, LLC|883
DTN|WISDOMTREE U.S. DIVI|SALI|INTL FCSTONE FINANCIAL INC.|401
DTN|WISDOMTREE U.S. DIVI|SBSH|Citigroup Global Markets Inc.|35
DTN|WISDOMTREE U.S. DIVI|SGMT|GOLDMAN SACHS & CO. LLC|3651
DTN|WISDOMTREE U.S. DIVI|STFL|Stifel, Nicolaus & Company, Incorporated|556
DTN|WISDOMTREE U.S. DIVI|SWIM|TD Ameritrade, Inc.|188
DTN|WISDOMTREE U.S. DIVI|SWST|Hilltop Securities Inc.|794
DTN|WISDOMTREE U.S. DIVI|TWTT|TASTYWORKS, INC.|200
DTN|WISDOMTREE U.S. DIVI|UBSA|UBS SECURITIES LLC|2709
DTN|WISDOMTREE U.S. DIVI|UBSS|UBS Securities LLC|14710
DTN|WISDOMTREE U.S. DIVI|VGRD|Vanguard Marketing Corporation|1150
DTN|WISDOMTREE U.S. DIVI|WBLR|WILLIAM BLAIR|267
DTN|WISDOMTREE U.S. DIVI|WCHV|WELLS FARGO SECURITIES, LLC|5517
DTN|WISDOMTREE U.S. DIVI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2084
DTN|WISDOMTREE U.S. DIVI|WSEA|WOLVERINE SECURITIES, LLC|502
DTN|WISDOMTREE U.S. DIVI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3347
DTO|DB CRUDE DBL SHORT|ALTX|Alternet Securities Inc.|27
DTO|DB CRUDE DBL SHORT|APCC|Apex Clearing Corporation|10
DTO|DB CRUDE DBL SHORT|BATM|CBOE TRADING, INC.|450
DTO|DB CRUDE DBL SHORT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40
DTO|DB CRUDE DBL SHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
DTO|DB CRUDE DBL SHORT|EBXL|EBX LLC|200
DTO|DB CRUDE DBL SHORT|EGXM|CBOE TRADING, INC.|27
DTO|DB CRUDE DBL SHORT|ETRS|E*Trade Securities LLC|13099
DTO|DB CRUDE DBL SHORT|FQLS|Quantlab Securities LP|22
DTO|DB CRUDE DBL SHORT|FTBR|Foliofn Investments, Inc.|170
DTO|DB CRUDE DBL SHORT|GSLT|GOLDMAN SACHS & CO. LLC|100
DTO|DB CRUDE DBL SHORT|GTSZ|GTS SECURITIES LLC|100
DTO|DB CRUDE DBL SHORT|IATS|INTERACTIVE BROKERS LLC|189
DTO|DB CRUDE DBL SHORT|IBKR|Interactive Brokers Llc|4601
DTO|DB CRUDE DBL SHORT|ITGI|ITG Inc.|27
DTO|DB CRUDE DBL SHORT|JPMX|J.P. Morgan Securities LLC|1600
DTO|DB CRUDE DBL SHORT|JSJX|JANE STREET CAPITAL LLC|5150
DTO|DB CRUDE DBL SHORT|KCGM|VIRTU Americas LLC|700
DTO|DB CRUDE DBL SHORT|LEHM|Barclays Capital Inc./Le|1000
DTO|DB CRUDE DBL SHORT|LIME|Lime Brokerage LLC|220
DTO|DB CRUDE DBL SHORT|MSCO|MORGAN STANLEY & CO. LLC|2819
DTO|DB CRUDE DBL SHORT|NFSC|National Financial Services LLC|570
DTO|DB CRUDE DBL SHORT|NITE|VIRTU Americas LLC|5033
DTO|DB CRUDE DBL SHORT|SHMR|ABN Amro Clearing LLC|2590
DTO|DB CRUDE DBL SHORT|SWIM|TD Ameritrade, Inc.|612
DTO|DB CRUDE DBL SHORT|SWST|Hilltop Securities Inc.|50
DTO|DB CRUDE DBL SHORT|TKNG|ALLY INVEST SECURITIES LLC|4
DTO|DB CRUDE DBL SHORT|TWTT|TASTYWORKS, INC.|25
DTO|DB CRUDE DBL SHORT|UBSS|UBS Securities LLC|1001
DTO|DB CRUDE DBL SHORT|VGRD|Vanguard Marketing Corporation|426
DTO|DB CRUDE DBL SHORT|WCHV|WELLS FARGO SECURITIES, LLC|12
DTO|DB CRUDE DBL SHORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|114
DTO|DB CRUDE DBL SHORT|WSEA|WOLVERINE SECURITIES, LLC|104
DTO|DB CRUDE DBL SHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
DTO|DB CRUDE DBL SHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
DTQ|DTE ENERGY COMPANY|BARD|Robert W. Baird & Co. Incorporated|50
DTQ|DTE ENERGY COMPANY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1420
DTQ|DTE ENERGY COMPANY|CANT|Cantor Fitzgerald & Co.|13593
DTQ|DTE ENERGY COMPANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1251
DTQ|DTE ENERGY COMPANY|DEAN|MORGAN STANLEY|8830
DTQ|DTE ENERGY COMPANY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
DTQ|DTE ENERGY COMPANY|EBXL|EBX LLC|1500
DTQ|DTE ENERGY COMPANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1194
DTQ|DTE ENERGY COMPANY|EDJO|Edward D. Jones & Co., L.P.|208
DTQ|DTE ENERGY COMPANY|ETRS|E*Trade Securities LLC|310
DTQ|DTE ENERGY COMPANY|FINX|FINTECH SECURITIES|200
DTQ|DTE ENERGY COMPANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113
DTQ|DTE ENERGY COMPANY|GSCO|GOLDMAN SACHS & CO. LLC|4947
DTQ|DTE ENERGY COMPANY|HRBF|American Enterprise Investment Services Inc.|497
DTQ|DTE ENERGY COMPANY|IATS|INTERACTIVE BROKERS LLC|100
DTQ|DTE ENERGY COMPANY|IBKR|Interactive Brokers Llc|638
DTQ|DTE ENERGY COMPANY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|414
DTQ|DTE ENERGY COMPANY|ICBX|INSTINET, LLC|500
DTQ|DTE ENERGY COMPANY|ITGI|ITG Inc.|129
DTQ|DTE ENERGY COMPANY|JANY|Janney Montgomery Scott Inc.|1037
DTQ|DTE ENERGY COMPANY|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
DTQ|DTE ENERGY COMPANY|LEHM|Barclays Capital Inc./Le|200
DTQ|DTE ENERGY COMPANY|LIME|Lime Brokerage LLC|414
DTQ|DTE ENERGY COMPANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
DTQ|DTE ENERGY COMPANY|MSCO|MORGAN STANLEY & CO. LLC|3587
DTQ|DTE ENERGY COMPANY|MSPL|MORGAN STANLEY & CO. LLC|700
DTQ|DTE ENERGY COMPANY|NFSC|National Financial Services LLC|5248
DTQ|DTE ENERGY COMPANY|NITE|VIRTU Americas LLC|15652
DTQ|DTE ENERGY COMPANY|NQRB|Brut, LLC|100
DTQ|DTE ENERGY COMPANY|OPCO|Oppenheimer & Co. Inc.|411
DTQ|DTE ENERGY COMPANY|PWJC|UBS Financial Services, Inc.|1387
DTQ|DTE ENERGY COMPANY|RBCM|RBC CAPITAL MARKETS, LLC|119
DTQ|DTE ENERGY COMPANY|SGMT|GOLDMAN SACHS & CO. LLC|100
DTQ|DTE ENERGY COMPANY|STFL|Stifel, Nicolaus & Company, Incorporated|26
DTQ|DTE ENERGY COMPANY|SWST|Hilltop Securities Inc.|101
DTQ|DTE ENERGY COMPANY|UBSA|UBS SECURITIES LLC|2723
DTQ|DTE ENERGY COMPANY|UBSS|UBS Securities LLC|4809
DTQ|DTE ENERGY COMPANY|VGRD|Vanguard Marketing Corporation|329
DTQ|DTE ENERGY COMPANY|WCHV|WELLS FARGO SECURITIES, LLC|24917
DTQ|DTE ENERGY COMPANY|WEDB|WEDBUSH SECURITIES INC.|400
DTQ|DTE ENERGY COMPANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1079
DTRM|DETERMINE, INC.|AGIS|Aegis Capital Corp.|444
DTRM|DETERMINE, INC.|ALTX|Alternet Securities Inc.|100
DTRM|DETERMINE, INC.|APCC|Apex Clearing Corporation|162637
DTRM|DETERMINE, INC.|BATM|CBOE TRADING, INC.|492
DTRM|DETERMINE, INC.|CHAS|Charles Schwab & Co., Inc.|145
DTRM|DETERMINE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27301
DTRM|DETERMINE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
DTRM|DETERMINE, INC.|DBAB|Deutsche Bank Securities Inc.|3780
DTRM|DETERMINE, INC.|DEGS|RONIN PROFESSIONAL LLC|10704
DTRM|DETERMINE, INC.|EBXL|EBX LLC|600
DTRM|DETERMINE, INC.|EGAM|CBOE TRADING, INC.|400
DTRM|DETERMINE, INC.|EGXM|CBOE TRADING, INC.|720
DTRM|DETERMINE, INC.|ETRS|E*Trade Securities LLC|27015
DTRM|DETERMINE, INC.|FBCO|Credit Suisse Securities (USA) LLC|7205
DTRM|DETERMINE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|84188
DTRM|DETERMINE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1687
DTRM|DETERMINE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1070
DTRM|DETERMINE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|900
DTRM|DETERMINE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|9331
DTRM|DETERMINE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|300
DTRM|DETERMINE, INC.|GTSZ|GTS SECURITIES LLC|309
DTRM|DETERMINE, INC.|IATS|INTERACTIVE BROKERS LLC|5569
DTRM|DETERMINE, INC.|IBKR|Interactive Brokers Llc|127982
DTRM|DETERMINE, INC.|INCA|INSTINET, LLC|11389
DTRM|DETERMINE, INC.|ITGI|ITG Inc.|2159
DTRM|DETERMINE, INC.|ITGP|ITG INC.|1400
DTRM|DETERMINE, INC.|JPMX|J.P. Morgan Securities LLC|6
DTRM|DETERMINE, INC.|LEHM|Barclays Capital Inc./Le|2549
DTRM|DETERMINE, INC.|LIME|Lime Brokerage LLC|13032
DTRM|DETERMINE, INC.|LMGP|LIME BROKERAGE LLC|1800
DTRM|DETERMINE, INC.|MSCO|MORGAN STANLEY & CO. LLC|62295
DTRM|DETERMINE, INC.|MSPL|MORGAN STANLEY & CO. LLC|100
DTRM|DETERMINE, INC.|NFSC|National Financial Services LLC|32753
DTRM|DETERMINE, INC.|NITE|VIRTU Americas LLC|112313
DTRM|DETERMINE, INC.|NQRB|Brut, LLC|800
DTRM|DETERMINE, INC.|PDQM|CODA MARKETS, INC.|900
DTRM|DETERMINE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3000
DTRM|DETERMINE, INC.|SBSH|Citigroup Global Markets Inc.|125
DTRM|DETERMINE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1171
DTRM|DETERMINE, INC.|SPDR|SPEEDROUTE LLC|910
DTRM|DETERMINE, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1700
DTRM|DETERMINE, INC.|SWIM|TD Ameritrade, Inc.|31483
DTRM|DETERMINE, INC.|TRCM|TRC MARKETS LLC|14506
DTRM|DETERMINE, INC.|UBSA|UBS SECURITIES LLC|9358
DTRM|DETERMINE, INC.|UBSS|UBS Securities LLC|9719
DTRM|DETERMINE, INC.|VGRD|Vanguard Marketing Corporation|3800
DTRM|DETERMINE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|3075
DTRM|DETERMINE, INC.|WFPB|Wells Fargo Securities, LLC.|100
DTRM|DETERMINE, INC.|WSEA|WOLVERINE SECURITIES, LLC|263
DTRM|DETERMINE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10000
DTUL|IPATH 2 YEAR BULL|FOMA|TD AMERITRADE CLEARING, INC.|1
DTUS|IPATH 2 YEAR BEAR|APCC|Apex Clearing Corporation|6
DTUS|IPATH 2 YEAR BEAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|109
DTUS|IPATH 2 YEAR BEAR|CANT|Cantor Fitzgerald & Co.|6533
DTUS|IPATH 2 YEAR BEAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
DTUS|IPATH 2 YEAR BEAR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|63
DTUS|IPATH 2 YEAR BEAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
DTUS|IPATH 2 YEAR BEAR|ETRS|E*Trade Securities LLC|240
DTUS|IPATH 2 YEAR BEAR|FBCO|Credit Suisse Securities (USA) LLC|1182
DTUS|IPATH 2 YEAR BEAR|FOMA|TD AMERITRADE CLEARING, INC.|18909
DTUS|IPATH 2 YEAR BEAR|FTBR|Foliofn Investments, Inc.|438
DTUS|IPATH 2 YEAR BEAR|GLPX|ACS EXECUTION SERVICES, LLC|50
DTUS|IPATH 2 YEAR BEAR|IBKR|Interactive Brokers Llc|3632
DTUS|IPATH 2 YEAR BEAR|INCA|INSTINET, LLC|500
DTUS|IPATH 2 YEAR BEAR|JSJX|JANE STREET CAPITAL LLC|450
DTUS|IPATH 2 YEAR BEAR|KCGM|VIRTU Americas LLC|100
DTUS|IPATH 2 YEAR BEAR|LIME|Lime Brokerage LLC|1671
DTUS|IPATH 2 YEAR BEAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DTUS|IPATH 2 YEAR BEAR|MSCO|MORGAN STANLEY & CO. LLC|202
DTUS|IPATH 2 YEAR BEAR|NFSC|National Financial Services LLC|7799
DTUS|IPATH 2 YEAR BEAR|NITE|VIRTU Americas LLC|7072
DTUS|IPATH 2 YEAR BEAR|NITP|VIRTU Americas LLC|901
DTUS|IPATH 2 YEAR BEAR|PDQM|CODA MARKETS, INC.|100
DTUS|IPATH 2 YEAR BEAR|SPTD|MINT GLOBAL MARKETS, INC.|1420
DTUS|IPATH 2 YEAR BEAR|TRCM|TRC MARKETS LLC|538
DTUS|IPATH 2 YEAR BEAR|UBSA|UBS SECURITIES LLC|500
DTUS|IPATH 2 YEAR BEAR|UBSS|UBS Securities LLC|443
DTUS|IPATH 2 YEAR BEAR|VSIN|Vision Financial Markets Llc|220
DTV|DTE ENERGY CO CP UTS|BERN|Sanford C. Bernstein & Co., LLC|1400
DTV|DTE ENERGY CO CP UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
DTV|DTE ENERGY CO CP UTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2870
DTV|DTE ENERGY CO CP UTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1150
DTV|DTE ENERGY CO CP UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16757
DTV|DTE ENERGY CO CP UTS|DBAX|Deutsche Bank Securities Inc.|600
DTV|DTE ENERGY CO CP UTS|DEAN|MORGAN STANLEY|145
DTV|DTE ENERGY CO CP UTS|EBXL|EBX LLC|700
DTV|DTE ENERGY CO CP UTS|EDJO|Edward D. Jones & Co., L.P.|500
DTV|DTE ENERGY CO CP UTS|ETRS|E*Trade Securities LLC|690
DTV|DTE ENERGY CO CP UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|258
DTV|DTE ENERGY CO CP UTS|GLPX|ACS EXECUTION SERVICES, LLC|381
DTV|DTE ENERGY CO CP UTS|GSCO|GOLDMAN SACHS & CO. LLC|40972
DTV|DTE ENERGY CO CP UTS|GSLT|GOLDMAN SACHS & CO. LLC|5749
DTV|DTE ENERGY CO CP UTS|GTSZ|GTS SECURITIES LLC|3109
DTV|DTE ENERGY CO CP UTS|HRBF|American Enterprise Investment Services Inc.|598
DTV|DTE ENERGY CO CP UTS|IBKR|Interactive Brokers Llc|3222
DTV|DTE ENERGY CO CP UTS|ICBX|INSTINET, LLC|14600
DTV|DTE ENERGY CO CP UTS|INCA|INSTINET, LLC|36440
DTV|DTE ENERGY CO CP UTS|ITGI|ITG Inc.|993
DTV|DTE ENERGY CO CP UTS|ITGP|ITG INC.|1600
DTV|DTE ENERGY CO CP UTS|JEFF|JEFFERIES LLC|1850
DTV|DTE ENERGY CO CP UTS|JPMX|J.P. Morgan Securities LLC|27816
DTV|DTE ENERGY CO CP UTS|KCGM|VIRTU Americas LLC|200
DTV|DTE ENERGY CO CP UTS|LEHM|Barclays Capital Inc./Le|143850
DTV|DTE ENERGY CO CP UTS|LIME|Lime Brokerage LLC|86
DTV|DTE ENERGY CO CP UTS|MKMP|MKM Partners LLC|12000
DTV|DTE ENERGY CO CP UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
DTV|DTE ENERGY CO CP UTS|MSCO|MORGAN STANLEY & CO. LLC|3021
DTV|DTE ENERGY CO CP UTS|MSPL|MORGAN STANLEY & CO. LLC|600
DTV|DTE ENERGY CO CP UTS|MUFG|MUFG SECURITIES AMERICAS INC.|1000800
DTV|DTE ENERGY CO CP UTS|NFSC|National Financial Services LLC|18159
DTV|DTE ENERGY CO CP UTS|NITE|VIRTU Americas LLC|18189
DTV|DTE ENERGY CO CP UTS|NQRB|Brut, LLC|500
DTV|DTE ENERGY CO CP UTS|OPCO|Oppenheimer & Co. Inc.|410
DTV|DTE ENERGY CO CP UTS|PDQM|CODA MARKETS, INC.|585
DTV|DTE ENERGY CO CP UTS|SBSH|Citigroup Global Markets Inc.|86100
DTV|DTE ENERGY CO CP UTS|SGMT|GOLDMAN SACHS & CO. LLC|508
DTV|DTE ENERGY CO CP UTS|SWST|Hilltop Securities Inc.|6000
DTV|DTE ENERGY CO CP UTS|UBSA|UBS SECURITIES LLC|16095
DTV|DTE ENERGY CO CP UTS|UBSS|UBS Securities LLC|501
DTV|DTE ENERGY CO CP UTS|WCHV|WELLS FARGO SECURITIES, LLC|156687
DTV|DTE ENERGY CO CP UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|315
DTV|DTE ENERGY CO CP UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|181
DTW|DTE NRG 5.25 NTS|APCC|Apex Clearing Corporation|1003
DTW|DTE NRG 5.25 NTS|BANK|Primevest Financial Services, Inc.|11
DTW|DTE NRG 5.25 NTS|BARD|Robert W. Baird & Co. Incorporated|2588
DTW|DTE NRG 5.25 NTS|BATM|CBOE TRADING, INC.|509
DTW|DTE NRG 5.25 NTS|BAYT|BTIG, LLC|3143
DTW|DTE NRG 5.25 NTS|BBNT|BB&T SECURITIES, LLC|1300
DTW|DTE NRG 5.25 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2548
DTW|DTE NRG 5.25 NTS|BNCH|The Benchmark Company, LLC|5395
DTW|DTE NRG 5.25 NTS|CHAS|Charles Schwab & Co., Inc.|135
DTW|DTE NRG 5.25 NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2597
DTW|DTE NRG 5.25 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4375
DTW|DTE NRG 5.25 NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|30
DTW|DTE NRG 5.25 NTS|DBAX|Deutsche Bank Securities Inc.|3600
DTW|DTE NRG 5.25 NTS|DEAN|MORGAN STANLEY|4821
DTW|DTE NRG 5.25 NTS|EBXL|EBX LLC|2600
DTW|DTE NRG 5.25 NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3023
DTW|DTE NRG 5.25 NTS|EDJO|Edward D. Jones & Co., L.P.|580
DTW|DTE NRG 5.25 NTS|EGXM|CBOE TRADING, INC.|6
DTW|DTE NRG 5.25 NTS|ETRS|E*Trade Securities LLC|1053
DTW|DTE NRG 5.25 NTS|FINX|FINTECH SECURITIES|197
DTW|DTE NRG 5.25 NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|478
DTW|DTE NRG 5.25 NTS|GLPX|ACS EXECUTION SERVICES, LLC|100
DTW|DTE NRG 5.25 NTS|GSCO|GOLDMAN SACHS & CO. LLC|7438
DTW|DTE NRG 5.25 NTS|GSLT|GOLDMAN SACHS & CO. LLC|100
DTW|DTE NRG 5.25 NTS|GTSZ|GTS SECURITIES LLC|5359
DTW|DTE NRG 5.25 NTS|HRBF|American Enterprise Investment Services Inc.|5457
DTW|DTE NRG 5.25 NTS|IATS|INTERACTIVE BROKERS LLC|10
DTW|DTE NRG 5.25 NTS|IBKR|Interactive Brokers Llc|1175
DTW|DTE NRG 5.25 NTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|790
DTW|DTE NRG 5.25 NTS|ICBX|INSTINET, LLC|2300
DTW|DTE NRG 5.25 NTS|INCA|INSTINET, LLC|931
DTW|DTE NRG 5.25 NTS|INTL|INTL FCSTONE FINANCIAL INC.|6000
DTW|DTE NRG 5.25 NTS|ITGI|ITG Inc.|409
DTW|DTE NRG 5.25 NTS|ITGP|ITG INC.|1200
DTW|DTE NRG 5.25 NTS|JANY|Janney Montgomery Scott Inc.|25600
DTW|DTE NRG 5.25 NTS|JPMX|J.P. Morgan Securities LLC|1332
DTW|DTE NRG 5.25 NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|920
DTW|DTE NRG 5.25 NTS|KCGM|VIRTU Americas LLC|1797
DTW|DTE NRG 5.25 NTS|LEHM|Barclays Capital Inc./Le|3600
DTW|DTE NRG 5.25 NTS|LIME|Lime Brokerage LLC|1231
DTW|DTE NRG 5.25 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DTW|DTE NRG 5.25 NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4046
DTW|DTE NRG 5.25 NTS|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|22300
DTW|DTE NRG 5.25 NTS|MSCO|MORGAN STANLEY & CO. LLC|10179
DTW|DTE NRG 5.25 NTS|MSPL|MORGAN STANLEY & CO. LLC|1700
DTW|DTE NRG 5.25 NTS|NFSC|National Financial Services LLC|48246
DTW|DTE NRG 5.25 NTS|NITE|VIRTU Americas LLC|92517
DTW|DTE NRG 5.25 NTS|NQRB|Brut, LLC|1194
DTW|DTE NRG 5.25 NTS|OPCO|Oppenheimer & Co. Inc.|100
DTW|DTE NRG 5.25 NTS|PDQM|CODA MARKETS, INC.|100
DTW|DTE NRG 5.25 NTS|PWJC|UBS Financial Services, Inc.|5811
DTW|DTE NRG 5.25 NTS|RBCM|RBC CAPITAL MARKETS, LLC|1114
DTW|DTE NRG 5.25 NTS|SBSH|Citigroup Global Markets Inc.|6391
DTW|DTE NRG 5.25 NTS|SGMT|GOLDMAN SACHS & CO. LLC|1916
DTW|DTE NRG 5.25 NTS|SPDR|SPEEDROUTE LLC|700
DTW|DTE NRG 5.25 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|5915
DTW|DTE NRG 5.25 NTS|TRBT|Tradebot Systems, Inc.|1228
DTW|DTE NRG 5.25 NTS|UBSA|UBS SECURITIES LLC|7645
DTW|DTE NRG 5.25 NTS|UBSS|UBS Securities LLC|33200
DTW|DTE NRG 5.25 NTS|VGRD|Vanguard Marketing Corporation|936
DTW|DTE NRG 5.25 NTS|WCHV|WELLS FARGO SECURITIES, LLC|116597
DTW|DTE NRG 5.25 NTS|WEDB|WEDBUSH SECURITIES INC.|176
DTW|DTE NRG 5.25 NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|298
DTW|DTE NRG 5.25 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2549
DTY|DTE ENERGY 6.00 DEB|APCC|Apex Clearing Corporation|2
DTY|DTE ENERGY 6.00 DEB|BARD|Robert W. Baird & Co. Incorporated|1025
DTY|DTE ENERGY 6.00 DEB|BATM|CBOE TRADING, INC.|581
DTY|DTE ENERGY 6.00 DEB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
DTY|DTE ENERGY 6.00 DEB|BTIG|BTIG, LLC|84
DTY|DTE ENERGY 6.00 DEB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1050
DTY|DTE ENERGY 6.00 DEB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1720
DTY|DTE ENERGY 6.00 DEB|DADA|D.A. Davidson & Co.|1596
DTY|DTE ENERGY 6.00 DEB|DBAX|Deutsche Bank Securities Inc.|3200
DTY|DTE ENERGY 6.00 DEB|DEAN|MORGAN STANLEY|956
DTY|DTE ENERGY 6.00 DEB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|263
DTY|DTE ENERGY 6.00 DEB|EBXL|EBX LLC|3200
DTY|DTE ENERGY 6.00 DEB|ECUT|CONVERGEX EXECUTION SOLUTIONS|1769
DTY|DTE ENERGY 6.00 DEB|ETRS|E*Trade Securities LLC|65
DTY|DTE ENERGY 6.00 DEB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|700
DTY|DTE ENERGY 6.00 DEB|GSCO|GOLDMAN SACHS & CO. LLC|28645
DTY|DTE ENERGY 6.00 DEB|GSCS|GOLDMAN SACHS & CO. LLC|101
DTY|DTE ENERGY 6.00 DEB|GTSZ|GTS SECURITIES LLC|1620
DTY|DTE ENERGY 6.00 DEB|HRBF|American Enterprise Investment Services Inc.|3627
DTY|DTE ENERGY 6.00 DEB|IATS|INTERACTIVE BROKERS LLC|50
DTY|DTE ENERGY 6.00 DEB|IBKR|Interactive Brokers Llc|334
DTY|DTE ENERGY 6.00 DEB|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|276
DTY|DTE ENERGY 6.00 DEB|ICBX|INSTINET, LLC|1375
DTY|DTE ENERGY 6.00 DEB|INCA|INSTINET, LLC|100
DTY|DTE ENERGY 6.00 DEB|ITGI|ITG Inc.|174
DTY|DTE ENERGY 6.00 DEB|ITGP|ITG INC.|2600
DTY|DTE ENERGY 6.00 DEB|JANY|Janney Montgomery Scott Inc.|5563
DTY|DTE ENERGY 6.00 DEB|JPMX|J.P. Morgan Securities LLC|2436
DTY|DTE ENERGY 6.00 DEB|JSEB|JANE STREET EXECUTION SERVICES, LLC|624
DTY|DTE ENERGY 6.00 DEB|JSJX|JANE STREET CAPITAL LLC|100
DTY|DTE ENERGY 6.00 DEB|KCGM|VIRTU Americas LLC|1000
DTY|DTE ENERGY 6.00 DEB|LEHM|Barclays Capital Inc./Le|800
DTY|DTE ENERGY 6.00 DEB|LIME|Lime Brokerage LLC|1474
DTY|DTE ENERGY 6.00 DEB|MAXM|Maxim Group LLC|1400
DTY|DTE ENERGY 6.00 DEB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
DTY|DTE ENERGY 6.00 DEB|MSCO|MORGAN STANLEY & CO. LLC|4715
DTY|DTE ENERGY 6.00 DEB|MSPL|MORGAN STANLEY & CO. LLC|1800
DTY|DTE ENERGY 6.00 DEB|NFSC|National Financial Services LLC|9654
DTY|DTE ENERGY 6.00 DEB|NITE|VIRTU Americas LLC|26036
DTY|DTE ENERGY 6.00 DEB|OPCO|Oppenheimer & Co. Inc.|250
DTY|DTE ENERGY 6.00 DEB|PWJC|UBS Financial Services, Inc.|960
DTY|DTE ENERGY 6.00 DEB|RBCM|RBC CAPITAL MARKETS, LLC|813
DTY|DTE ENERGY 6.00 DEB|SBSH|Citigroup Global Markets Inc.|600
DTY|DTE ENERGY 6.00 DEB|SGMT|GOLDMAN SACHS & CO. LLC|21946
DTY|DTE ENERGY 6.00 DEB|SPDR|SPEEDROUTE LLC|25
DTY|DTE ENERGY 6.00 DEB|STFL|Stifel, Nicolaus & Company, Incorporated|659
DTY|DTE ENERGY 6.00 DEB|SWST|Hilltop Securities Inc.|34
DTY|DTE ENERGY 6.00 DEB|TRBT|Tradebot Systems, Inc.|400
DTY|DTE ENERGY 6.00 DEB|UBSA|UBS SECURITIES LLC|5556
DTY|DTE ENERGY 6.00 DEB|UBSS|UBS Securities LLC|18906
DTY|DTE ENERGY 6.00 DEB|VGRD|Vanguard Marketing Corporation|160
DTY|DTE ENERGY 6.00 DEB|WCHV|WELLS FARGO SECURITIES, LLC|86937
DTY|DTE ENERGY 6.00 DEB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16
DTY|DTE ENERGY 6.00 DEB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|279
DTYL|IPATH 10 YEAR BULL|IBKR|Interactive Brokers Llc|209
DTYS|IPATH 10 YEAR BEAR|APCC|Apex Clearing Corporation|4643
DTYS|IPATH 10 YEAR BEAR|BATM|CBOE TRADING, INC.|3
DTYS|IPATH 10 YEAR BEAR|BERN|Sanford C. Bernstein & Co., LLC|3500
DTYS|IPATH 10 YEAR BEAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6347
DTYS|IPATH 10 YEAR BEAR|DBAX|Deutsche Bank Securities Inc.|4000
DTYS|IPATH 10 YEAR BEAR|EBXL|EBX LLC|3100
DTYS|IPATH 10 YEAR BEAR|ETBE|Electronic Transaction Clearing, Inc.|844
DTYS|IPATH 10 YEAR BEAR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2006
DTYS|IPATH 10 YEAR BEAR|ETRS|E*Trade Securities LLC|4758
DTYS|IPATH 10 YEAR BEAR|FBCO|Credit Suisse Securities (USA) LLC|4038
DTYS|IPATH 10 YEAR BEAR|FOMA|TD AMERITRADE CLEARING, INC.|37452
DTYS|IPATH 10 YEAR BEAR|FTBR|Foliofn Investments, Inc.|9083
DTYS|IPATH 10 YEAR BEAR|GEBB|GLOBAL EXECUTION BROKERS, LP|150
DTYS|IPATH 10 YEAR BEAR|GLIS|TD Securities Inc|304
DTYS|IPATH 10 YEAR BEAR|GSCO|GOLDMAN SACHS & CO. LLC|2267
DTYS|IPATH 10 YEAR BEAR|GTSZ|GTS SECURITIES LLC|1200
DTYS|IPATH 10 YEAR BEAR|HRBF|American Enterprise Investment Services Inc.|143
DTYS|IPATH 10 YEAR BEAR|HSBC|HSBC Securities, Inc.|190
DTYS|IPATH 10 YEAR BEAR|IATS|INTERACTIVE BROKERS LLC|1675
DTYS|IPATH 10 YEAR BEAR|IBKR|Interactive Brokers Llc|47952
DTYS|IPATH 10 YEAR BEAR|ICBX|INSTINET, LLC|3200
DTYS|IPATH 10 YEAR BEAR|INCA|INSTINET, LLC|1400
DTYS|IPATH 10 YEAR BEAR|ITGP|ITG INC.|1400
DTYS|IPATH 10 YEAR BEAR|JPMX|J.P. Morgan Securities LLC|2600
DTYS|IPATH 10 YEAR BEAR|JSJX|JANE STREET CAPITAL LLC|20263
DTYS|IPATH 10 YEAR BEAR|KCGM|VIRTU Americas LLC|1078
DTYS|IPATH 10 YEAR BEAR|LEHM|Barclays Capital Inc./Le|4800
DTYS|IPATH 10 YEAR BEAR|LIME|Lime Brokerage LLC|18313
DTYS|IPATH 10 YEAR BEAR|LMGP|LIME BROKERAGE LLC|600
DTYS|IPATH 10 YEAR BEAR|LSCI|Lek Securities Corporation|6391
DTYS|IPATH 10 YEAR BEAR|MBTS|ALLY INVEST SECURITIES LLC|640
DTYS|IPATH 10 YEAR BEAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
DTYS|IPATH 10 YEAR BEAR|MOTF|MOTIF INVESTING, INC.|2
DTYS|IPATH 10 YEAR BEAR|MSCO|MORGAN STANLEY & CO. LLC|5236
DTYS|IPATH 10 YEAR BEAR|MSPL|MORGAN STANLEY & CO. LLC|1500
DTYS|IPATH 10 YEAR BEAR|NFSC|National Financial Services LLC|81011
DTYS|IPATH 10 YEAR BEAR|NITE|VIRTU Americas LLC|100483
DTYS|IPATH 10 YEAR BEAR|NITP|VIRTU Americas LLC|1700
DTYS|IPATH 10 YEAR BEAR|NQRB|Brut, LLC|1264
DTYS|IPATH 10 YEAR BEAR|PDQM|CODA MARKETS, INC.|1600
DTYS|IPATH 10 YEAR BEAR|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|100
DTYS|IPATH 10 YEAR BEAR|SGMT|GOLDMAN SACHS & CO. LLC|1400
DTYS|IPATH 10 YEAR BEAR|STFL|Stifel, Nicolaus & Company, Incorporated|1500
DTYS|IPATH 10 YEAR BEAR|SWIM|TD Ameritrade, Inc.|2775
DTYS|IPATH 10 YEAR BEAR|TKNG|ALLY INVEST SECURITIES LLC|800
DTYS|IPATH 10 YEAR BEAR|TRCM|TRC MARKETS LLC|4541
DTYS|IPATH 10 YEAR BEAR|UBSA|UBS SECURITIES LLC|14197
DTYS|IPATH 10 YEAR BEAR|UBSS|UBS Securities LLC|9700
DTYS|IPATH 10 YEAR BEAR|VGRD|Vanguard Marketing Corporation|3215
DTYS|IPATH 10 YEAR BEAR|VSIN|Vision Financial Markets Llc|1200
DTYS|IPATH 10 YEAR BEAR|WCHV|WELLS FARGO SECURITIES, LLC|2360
DTYS|IPATH 10 YEAR BEAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|235
DTYS|IPATH 10 YEAR BEAR|WSEA|WOLVERINE SECURITIES, LLC|28
DTYS|IPATH 10 YEAR BEAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|755
DUC|DUFF PHELPS UTL BD|ALTX|Alternet Securities Inc.|500
DUC|DUFF PHELPS UTL BD|APCC|Apex Clearing Corporation|262
DUC|DUFF PHELPS UTL BD|BANK|Primevest Financial Services, Inc.|106
DUC|DUFF PHELPS UTL BD|BARD|Robert W. Baird & Co. Incorporated|686
DUC|DUFF PHELPS UTL BD|BATM|CBOE TRADING, INC.|634
DUC|DUFF PHELPS UTL BD|BTIG|BTIG, LLC|318
DUC|DUFF PHELPS UTL BD|CANT|Cantor Fitzgerald & Co.|533
DUC|DUFF PHELPS UTL BD|CHAS|Charles Schwab & Co., Inc.|4
DUC|DUFF PHELPS UTL BD|CIST|Capital Institutional Services, Inc.|1768
DUC|DUFF PHELPS UTL BD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DUC|DUFF PHELPS UTL BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16565
DUC|DUFF PHELPS UTL BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|472
DUC|DUFF PHELPS UTL BD|DADA|D.A. Davidson & Co.|430
DUC|DUFF PHELPS UTL BD|DBAX|Deutsche Bank Securities Inc.|2600
DUC|DUFF PHELPS UTL BD|DEAN|MORGAN STANLEY|15571
DUC|DUFF PHELPS UTL BD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
DUC|DUFF PHELPS UTL BD|EBXL|EBX LLC|3300
DUC|DUFF PHELPS UTL BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|280
DUC|DUFF PHELPS UTL BD|EDJO|Edward D. Jones & Co., L.P.|2796
DUC|DUFF PHELPS UTL BD|EGAM|CBOE TRADING, INC.|1133
DUC|DUFF PHELPS UTL BD|ETRS|E*Trade Securities LLC|9382
DUC|DUFF PHELPS UTL BD|FBSB|U.S. Bancorp Investments, Inc.|1
DUC|DUFF PHELPS UTL BD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2244
DUC|DUFF PHELPS UTL BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|231
DUC|DUFF PHELPS UTL BD|FTBR|Foliofn Investments, Inc.|46
DUC|DUFF PHELPS UTL BD|GLPX|ACS EXECUTION SERVICES, LLC|117
DUC|DUFF PHELPS UTL BD|GSCO|GOLDMAN SACHS & CO. LLC|1500
DUC|DUFF PHELPS UTL BD|GSLT|GOLDMAN SACHS & CO. LLC|200
DUC|DUFF PHELPS UTL BD|HRBF|American Enterprise Investment Services Inc.|3560
DUC|DUFF PHELPS UTL BD|IATS|INTERACTIVE BROKERS LLC|101
DUC|DUFF PHELPS UTL BD|IBKR|Interactive Brokers Llc|1145
DUC|DUFF PHELPS UTL BD|ICBX|INSTINET, LLC|1500
DUC|DUFF PHELPS UTL BD|INCA|INSTINET, LLC|1395
DUC|DUFF PHELPS UTL BD|ITGI|ITG Inc.|300
DUC|DUFF PHELPS UTL BD|ITGP|ITG INC.|18000
DUC|DUFF PHELPS UTL BD|JPMX|J.P. Morgan Securities LLC|4800
DUC|DUFF PHELPS UTL BD|KCGM|VIRTU Americas LLC|3200
DUC|DUFF PHELPS UTL BD|LEHM|Barclays Capital Inc./Le|10600
DUC|DUFF PHELPS UTL BD|LGNT|COR CLEARING LLC|1
DUC|DUFF PHELPS UTL BD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
DUC|DUFF PHELPS UTL BD|MACC|Mid Atlantic Capital Corporation|25
DUC|DUFF PHELPS UTL BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
DUC|DUFF PHELPS UTL BD|MSCO|MORGAN STANLEY & CO. LLC|61877
DUC|DUFF PHELPS UTL BD|MSPL|MORGAN STANLEY & CO. LLC|400
DUC|DUFF PHELPS UTL BD|NATL|National Securities Corporation|50528
DUC|DUFF PHELPS UTL BD|NFSC|National Financial Services LLC|66616
DUC|DUFF PHELPS UTL BD|NITE|VIRTU Americas LLC|176865
DUC|DUFF PHELPS UTL BD|NQRB|Brut, LLC|600
DUC|DUFF PHELPS UTL BD|OPCO|Oppenheimer & Co. Inc.|3281
DUC|DUFF PHELPS UTL BD|PDQM|CODA MARKETS, INC.|434
DUC|DUFF PHELPS UTL BD|RBCM|RBC CAPITAL MARKETS, LLC|2724
DUC|DUFF PHELPS UTL BD|SALI|INTL FCSTONE FINANCIAL INC.|100
DUC|DUFF PHELPS UTL BD|SBSH|Citigroup Global Markets Inc.|1512
DUC|DUFF PHELPS UTL BD|SGMT|GOLDMAN SACHS & CO. LLC|2635
DUC|DUFF PHELPS UTL BD|STFL|Stifel, Nicolaus & Company, Incorporated|997
DUC|DUFF PHELPS UTL BD|SWIM|TD Ameritrade, Inc.|1345
DUC|DUFF PHELPS UTL BD|SWST|Hilltop Securities Inc.|4608
DUC|DUFF PHELPS UTL BD|TRBT|Tradebot Systems, Inc.|1752
DUC|DUFF PHELPS UTL BD|UBSA|UBS SECURITIES LLC|10035
DUC|DUFF PHELPS UTL BD|UBSS|UBS Securities LLC|62911
DUC|DUFF PHELPS UTL BD|VALX|VIRTU AMERICAS LLC|100
DUC|DUFF PHELPS UTL BD|VGRD|Vanguard Marketing Corporation|2530
DUC|DUFF PHELPS UTL BD|WCHV|WELLS FARGO SECURITIES, LLC|36899
DUC|DUFF PHELPS UTL BD|WEDB|WEDBUSH SECURITIES INC.|1298
DUC|DUFF PHELPS UTL BD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|122
DUC|DUFF PHELPS UTL BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|200
DUC|DUFF PHELPS UTL BD|WSEA|WOLVERINE SECURITIES, LLC|4114
DUC|DUFF PHELPS UTL BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5175
DUG|ULTRASHORT OIL & GAS|ALTX|Alternet Securities Inc.|915
DUG|ULTRASHORT OIL & GAS|APCC|Apex Clearing Corporation|1299
DUG|ULTRASHORT OIL & GAS|CHAS|Charles Schwab & Co., Inc.|5049
DUG|ULTRASHORT OIL & GAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3286
DUG|ULTRASHORT OIL & GAS|DBAX|Deutsche Bank Securities Inc.|1900
DUG|ULTRASHORT OIL & GAS|EBXL|EBX LLC|1200
DUG|ULTRASHORT OIL & GAS|EGAM|CBOE TRADING, INC.|4363
DUG|ULTRASHORT OIL & GAS|EGAW|CBOE TRADING, INC.|447
DUG|ULTRASHORT OIL & GAS|EGXM|CBOE TRADING, INC.|275
DUG|ULTRASHORT OIL & GAS|ETRS|E*Trade Securities LLC|63552
DUG|ULTRASHORT OIL & GAS|FILL|Tradestation Securities, Inc.|120
DUG|ULTRASHORT OIL & GAS|FMAF|NBCN Inc./ CDS|69
DUG|ULTRASHORT OIL & GAS|FQLS|Quantlab Securities LP|2623
DUG|ULTRASHORT OIL & GAS|FTBR|Foliofn Investments, Inc.|2032
DUG|ULTRASHORT OIL & GAS|GBMT|GBM International, Inc.|3105
DUG|ULTRASHORT OIL & GAS|GSCS|GOLDMAN SACHS & CO. LLC|200
DUG|ULTRASHORT OIL & GAS|GSLT|GOLDMAN SACHS & CO. LLC|17
DUG|ULTRASHORT OIL & GAS|GTSZ|GTS SECURITIES LLC|500
DUG|ULTRASHORT OIL & GAS|IATS|INTERACTIVE BROKERS LLC|440
DUG|ULTRASHORT OIL & GAS|IBKR|Interactive Brokers Llc|8110
DUG|ULTRASHORT OIL & GAS|ICBX|INSTINET, LLC|2220
DUG|ULTRASHORT OIL & GAS|INCA|INSTINET, LLC|300
DUG|ULTRASHORT OIL & GAS|INJX|INSTINET, LLC|5552
DUG|ULTRASHORT OIL & GAS|ITGI|ITG Inc.|915
DUG|ULTRASHORT OIL & GAS|JEFF|JEFFERIES LLC|5500
DUG|ULTRASHORT OIL & GAS|JPMX|J.P. Morgan Securities LLC|406
DUG|ULTRASHORT OIL & GAS|JSEB|JANE STREET EXECUTION SERVICES, LLC|3500
DUG|ULTRASHORT OIL & GAS|JSJX|JANE STREET CAPITAL LLC|81209
DUG|ULTRASHORT OIL & GAS|KCGM|VIRTU Americas LLC|1150
DUG|ULTRASHORT OIL & GAS|LEHM|Barclays Capital Inc./Le|1890
DUG|ULTRASHORT OIL & GAS|LIME|Lime Brokerage LLC|2575
DUG|ULTRASHORT OIL & GAS|MBTS|ALLY INVEST SECURITIES LLC|33
DUG|ULTRASHORT OIL & GAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
DUG|ULTRASHORT OIL & GAS|MOTF|MOTIF INVESTING, INC.|6
DUG|ULTRASHORT OIL & GAS|MSCO|MORGAN STANLEY & CO. LLC|5102
DUG|ULTRASHORT OIL & GAS|NFSC|National Financial Services LLC|177352
DUG|ULTRASHORT OIL & GAS|NITE|VIRTU Americas LLC|105565
DUG|ULTRASHORT OIL & GAS|NTFN|Network 1 Financial Securities Inc.|668
DUG|ULTRASHORT OIL & GAS|OHOS|TWO SIGMA SECURITIES, LLC|100
DUG|ULTRASHORT OIL & GAS|OPCO|Oppenheimer & Co. Inc.|260
DUG|ULTRASHORT OIL & GAS|PDQM|CODA MARKETS, INC.|1600
DUG|ULTRASHORT OIL & GAS|RBCM|RBC CAPITAL MARKETS, LLC|5760
DUG|ULTRASHORT OIL & GAS|RGLD|Regal Securities, Inc|100
DUG|ULTRASHORT OIL & GAS|SALI|INTL FCSTONE FINANCIAL INC.|300
DUG|ULTRASHORT OIL & GAS|SGMT|GOLDMAN SACHS & CO. LLC|555
DUG|ULTRASHORT OIL & GAS|SWIM|TD Ameritrade, Inc.|9139
DUG|ULTRASHORT OIL & GAS|TKNG|ALLY INVEST SECURITIES LLC|877
DUG|ULTRASHORT OIL & GAS|TRCM|TRC MARKETS LLC|34973
DUG|ULTRASHORT OIL & GAS|TWTT|TASTYWORKS, INC.|50
DUG|ULTRASHORT OIL & GAS|UBSA|UBS SECURITIES LLC|2542
DUG|ULTRASHORT OIL & GAS|UBSS|UBS Securities LLC|19526
DUG|ULTRASHORT OIL & GAS|VALX|VIRTU AMERICAS LLC|4765
DUG|ULTRASHORT OIL & GAS|VGRD|Vanguard Marketing Corporation|13653
DUG|ULTRASHORT OIL & GAS|WBLR|WILLIAM BLAIR|500
DUG|ULTRASHORT OIL & GAS|WCHV|WELLS FARGO SECURITIES, LLC|2204
DUG|ULTRASHORT OIL & GAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|94
DUG|ULTRASHORT OIL & GAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3580
DUG|ULTRASHORT OIL & GAS|WSEA|WOLVERINE SECURITIES, LLC|1612
DUK|DUKE ENERGY CP HL CO|ABLE|NATIXIS Securities Americas LLC|440853
DUK|DUKE ENERGY CP HL CO|ADAM|CANACCORD GENUITY INC.|623
DUK|DUKE ENERGY CP HL CO|AGIS|Aegis Capital Corp.|2200
DUK|DUKE ENERGY CP HL CO|ALLN|Allen & Company LLC|30468
DUK|DUKE ENERGY CP HL CO|ALTX|Alternet Securities Inc.|38480
DUK|DUKE ENERGY CP HL CO|ANOS|ABEL/NOSER, L.L.C.|6485
DUK|DUKE ENERGY CP HL CO|APCC|Apex Clearing Corporation|3294
DUK|DUKE ENERGY CP HL CO|AQUA|AQUA SECURITIES L.P.|2300
DUK|DUKE ENERGY CP HL CO|BALE|M&T SECURITIES, INC.|989
DUK|DUKE ENERGY CP HL CO|BANK|Primevest Financial Services, Inc.|2878
DUK|DUKE ENERGY CP HL CO|BARD|Robert W. Baird & Co. Incorporated|39369
DUK|DUKE ENERGY CP HL CO|BATM|CBOE TRADING, INC.|29720
DUK|DUKE ENERGY CP HL CO|BAYC|BAY CREST PARTNERS, LLC|220
DUK|DUKE ENERGY CP HL CO|BAYT|BTIG, LLC|1600
DUK|DUKE ENERGY CP HL CO|BBNT|BB&T SECURITIES, LLC|42347
DUK|DUKE ENERGY CP HL CO|BERN|Sanford C. Bernstein & Co., LLC|77068
DUK|DUKE ENERGY CP HL CO|BIAD|SAGETRADER, LLC|14
DUK|DUKE ENERGY CP HL CO|BIDS|BIDS TRADING L.P.|47200
DUK|DUKE ENERGY CP HL CO|BIMI|Banca IMI Securities Corp.|200
DUK|DUKE ENERGY CP HL CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|159226
DUK|DUKE ENERGY CP HL CO|BLKX|INSTINET, LLC|31508
DUK|DUKE ENERGY CP HL CO|BNPX|BNP PARIBAS SECURITIES CORP.|1445767
DUK|DUKE ENERGY CP HL CO|BRGE|Newbridge Securities Corp.|200
DUK|DUKE ENERGY CP HL CO|BTIG|BTIG, LLC|22156
DUK|DUKE ENERGY CP HL CO|BYXM|CBOE TRADING, INC.|5133
DUK|DUKE ENERGY CP HL CO|BZYD|GOLDMAN SACHS & CO. LLC|600
DUK|DUKE ENERGY CP HL CO|CABR|Cabrera Capital Markets, Inc.|100
DUK|DUKE ENERGY CP HL CO|CANT|Cantor Fitzgerald & Co.|124
DUK|DUKE ENERGY CP HL CO|CHAS|Charles Schwab & Co., Inc.|22800
DUK|DUKE ENERGY CP HL CO|CIBP|CIBC World Markets Corp.|328568
DUK|DUKE ENERGY CP HL CO|CICF|Canaccord Genuity Corp.|5
DUK|DUKE ENERGY CP HL CO|CIOI|CITIGROUP GLOBAL MARKETS INC|19200
DUK|DUKE ENERGY CP HL CO|CIST|Capital Institutional Services, Inc.|13974
DUK|DUKE ENERGY CP HL CO|CLSA|CLSA AMERICAS, LLC|100
DUK|DUKE ENERGY CP HL CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|148232
DUK|DUKE ENERGY CP HL CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DUK|DUKE ENERGY CP HL CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8440
DUK|DUKE ENERGY CP HL CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|776280
DUK|DUKE ENERGY CP HL CO|CTDL|Citadel Derivatives Group Llc|47884
DUK|DUKE ENERGY CP HL CO|CTLR|CUTLER GROUP, LP|100
DUK|DUKE ENERGY CP HL CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|96660
DUK|DUKE ENERGY CP HL CO|DADA|D.A. Davidson & Co.|7792
DUK|DUKE ENERGY CP HL CO|DAVA|Davenport & Company LLC|7954
DUK|DUKE ENERGY CP HL CO|DBAB|Deutsche Bank Securities Inc.|835437
DUK|DUKE ENERGY CP HL CO|DBAX|Deutsche Bank Securities Inc.|517600
DUK|DUKE ENERGY CP HL CO|DCHF|Dart Executions, LLC|17535
DUK|DUKE ENERGY CP HL CO|DEAN|MORGAN STANLEY|101120
DUK|DUKE ENERGY CP HL CO|DEGS|RONIN PROFESSIONAL LLC|4664
DUK|DUKE ENERGY CP HL CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2015
DUK|DUKE ENERGY CP HL CO|DIVA|Divine Capital Markets LLC|13767
DUK|DUKE ENERGY CP HL CO|DRWK|DRW SECURITIES, L.L.C.|17874
DUK|DUKE ENERGY CP HL CO|EBXL|EBX LLC|743100
DUK|DUKE ENERGY CP HL CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|62402
DUK|DUKE ENERGY CP HL CO|EDJC|Edward Jones / CDS|3034
DUK|DUKE ENERGY CP HL CO|EDJO|Edward D. Jones & Co., L.P.|313646
DUK|DUKE ENERGY CP HL CO|EGAM|CBOE TRADING, INC.|51572
DUK|DUKE ENERGY CP HL CO|EGAW|CBOE TRADING, INC.|958
DUK|DUKE ENERGY CP HL CO|EGMT|EG MARKET TECHNOLOGIES LLC|100
DUK|DUKE ENERGY CP HL CO|EGXM|CBOE TRADING, INC.|9509
DUK|DUKE ENERGY CP HL CO|EGXW|CBOE TRADING, INC.|468
DUK|DUKE ENERGY CP HL CO|ESPO|ESPOSITO SECURITIES, LLC|638
DUK|DUKE ENERGY CP HL CO|ETBE|Electronic Transaction Clearing, Inc.|53425
DUK|DUKE ENERGY CP HL CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
DUK|DUKE ENERGY CP HL CO|ETCB|ETC BROKERAGE SERVICES, LLC|149
DUK|DUKE ENERGY CP HL CO|ETCC|Electronic Transaction Clearing, Inc.|1227
DUK|DUKE ENERGY CP HL CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18870
DUK|DUKE ENERGY CP HL CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|272
DUK|DUKE ENERGY CP HL CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3067
DUK|DUKE ENERGY CP HL CO|ETRS|E*Trade Securities LLC|510461
DUK|DUKE ENERGY CP HL CO|FBSB|U.S. Bancorp Investments, Inc.|3460
DUK|DUKE ENERGY CP HL CO|FIDT|Fidelity Clearing Canada ULC./ CDS|80
DUK|DUKE ENERGY CP HL CO|FILL|Tradestation Securities, Inc.|14974
DUK|DUKE ENERGY CP HL CO|FINX|FINTECH SECURITIES|5792
DUK|DUKE ENERGY CP HL CO|FMAF|NBCN Inc./ CDS|22556
DUK|DUKE ENERGY CP HL CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|59995
DUK|DUKE ENERGY CP HL CO|FQLS|Quantlab Securities LP|1235179
DUK|DUKE ENERGY CP HL CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|181528
DUK|DUKE ENERGY CP HL CO|FTBR|Foliofn Investments, Inc.|5129
DUK|DUKE ENERGY CP HL CO|GEBB|GLOBAL EXECUTION BROKERS, LP|1001
DUK|DUKE ENERGY CP HL CO|GLIS|TD Securities Inc|916
DUK|DUKE ENERGY CP HL CO|GLPX|ACS EXECUTION SERVICES, LLC|38546
DUK|DUKE ENERGY CP HL CO|GSCO|GOLDMAN SACHS & CO. LLC|4636104
DUK|DUKE ENERGY CP HL CO|GSCS|GOLDMAN SACHS & CO. LLC|6263
DUK|DUKE ENERGY CP HL CO|GSLT|GOLDMAN SACHS & CO. LLC|56799
DUK|DUKE ENERGY CP HL CO|GTSZ|GTS SECURITIES LLC|718622
DUK|DUKE ENERGY CP HL CO|HASF|Haywood Securities Inc./CDS|380
DUK|DUKE ENERGY CP HL CO|HRBF|American Enterprise Investment Services Inc.|64661
DUK|DUKE ENERGY CP HL CO|HSBC|HSBC Securities, Inc.|11765
DUK|DUKE ENERGY CP HL CO|IATS|INTERACTIVE BROKERS LLC|35379
DUK|DUKE ENERGY CP HL CO|IBKR|Interactive Brokers Llc|62215
DUK|DUKE ENERGY CP HL CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8084
DUK|DUKE ENERGY CP HL CO|ICBX|INSTINET, LLC|111699
DUK|DUKE ENERGY CP HL CO|IEQY|CITADEL SECURITIES LLC|307974
DUK|DUKE ENERGY CP HL CO|INCA|INSTINET, LLC|682674
DUK|DUKE ENERGY CP HL CO|INJX|INSTINET, LLC|27395
DUK|DUKE ENERGY CP HL CO|INTL|INTL FCSTONE FINANCIAL INC.|39
DUK|DUKE ENERGY CP HL CO|ITGI|ITG Inc.|79934
DUK|DUKE ENERGY CP HL CO|ITGP|ITG INC.|231800
DUK|DUKE ENERGY CP HL CO|JANY|Janney Montgomery Scott Inc.|39253
DUK|DUKE ENERGY CP HL CO|JEFF|JEFFERIES LLC|239283
DUK|DUKE ENERGY CP HL CO|JHDR|J.H. Darbie & Co., Inc.|600
DUK|DUKE ENERGY CP HL CO|JMPT|JUMP TRADING, LLC|218078
DUK|DUKE ENERGY CP HL CO|JPBX|J.P. MORGAN SECURITIES LLC|493856
DUK|DUKE ENERGY CP HL CO|JPMX|J.P. Morgan Securities LLC|831778
DUK|DUKE ENERGY CP HL CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|18939
DUK|DUKE ENERGY CP HL CO|JSJX|JANE STREET CAPITAL LLC|14252
DUK|DUKE ENERGY CP HL CO|KCGM|VIRTU Americas LLC|98067
DUK|DUKE ENERGY CP HL CO|LEHM|Barclays Capital Inc./Le|2916371
DUK|DUKE ENERGY CP HL CO|LGNT|COR CLEARING LLC|63
DUK|DUKE ENERGY CP HL CO|LIME|Lime Brokerage LLC|231506
DUK|DUKE ENERGY CP HL CO|LOOP|Loop Capital Markets LLC|8163
DUK|DUKE ENERGY CP HL CO|LQNA|LIQUIDNET, INC.|61100
DUK|DUKE ENERGY CP HL CO|LSCI|Lek Securities Corporation|127
DUK|DUKE ENERGY CP HL CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
DUK|DUKE ENERGY CP HL CO|MACC|Mid Atlantic Capital Corporation|7681
DUK|DUKE ENERGY CP HL CO|MACQ|Macquarie Capital (USA) Inc.|300
DUK|DUKE ENERGY CP HL CO|MAXM|Maxim Group LLC|6720
DUK|DUKE ENERGY CP HL CO|MCBT|Moors & Cabot, Inc.|42
DUK|DUKE ENERGY CP HL CO|MCMF|Raymond James Ltd. Cds|3526
DUK|DUKE ENERGY CP HL CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|333228
DUK|DUKE ENERGY CP HL CO|MNDX|TJM Investments, LLC|4394
DUK|DUKE ENERGY CP HL CO|MOTF|MOTIF INVESTING, INC.|26
DUK|DUKE ENERGY CP HL CO|MPSG|E D & F Man Capital Markets Inc.|17673
DUK|DUKE ENERGY CP HL CO|MSCO|MORGAN STANLEY & CO. LLC|6327342
DUK|DUKE ENERGY CP HL CO|MSPL|MORGAN STANLEY & CO. LLC|440100
DUK|DUKE ENERGY CP HL CO|MSTX|MORGAN STANLEY & CO. LLC|456700
DUK|DUKE ENERGY CP HL CO|NATL|National Securities Corporation|12231
DUK|DUKE ENERGY CP HL CO|NBCS|NBC Securities, INC.|46
DUK|DUKE ENERGY CP HL CO|NEUB|NEUBERGER BERMAN BD LLC|1740
DUK|DUKE ENERGY CP HL CO|NFSC|National Financial Services LLC|1444889
DUK|DUKE ENERGY CP HL CO|NITE|VIRTU Americas LLC|2381525
DUK|DUKE ENERGY CP HL CO|NITP|VIRTU Americas LLC|1851
DUK|DUKE ENERGY CP HL CO|NQRB|Brut, LLC|30534
DUK|DUKE ENERGY CP HL CO|NTBF|BMO Nesbitt Burns Inc./CDS|1851
DUK|DUKE ENERGY CP HL CO|NTRC|Northern Trust Securities, Inc.|9935
DUK|DUKE ENERGY CP HL CO|OCEA|OCEAN FINANCIAL SERVICES, LLC|300
DUK|DUKE ENERGY CP HL CO|OHOS|TWO SIGMA SECURITIES, LLC|269783
DUK|DUKE ENERGY CP HL CO|OPCO|Oppenheimer & Co. Inc.|12117
DUK|DUKE ENERGY CP HL CO|OTAA|OTA LLC|100
DUK|DUKE ENERGY CP HL CO|PDQM|CODA MARKETS, INC.|126662
DUK|DUKE ENERGY CP HL CO|PHLY|NASDAQ Execution Services, LLC|13000
DUK|DUKE ENERGY CP HL CO|PICT|Pictet Overseas Inc.|2566
DUK|DUKE ENERGY CP HL CO|PWJC|UBS Financial Services, Inc.|48654
DUK|DUKE ENERGY CP HL CO|QMSR|QUATTRO M SECURITIES INC.|7704
DUK|DUKE ENERGY CP HL CO|RBCM|RBC CAPITAL MARKETS, LLC|151037
DUK|DUKE ENERGY CP HL CO|RHCO|Suntrust Robinson Humphrey, Inc.|67055
DUK|DUKE ENERGY CP HL CO|SAGL|SAGETRADER, LLC|102603
DUK|DUKE ENERGY CP HL CO|SAGW|SAGETRADER, LLC|60
DUK|DUKE ENERGY CP HL CO|SALI|INTL FCSTONE FINANCIAL INC.|6856
DUK|DUKE ENERGY CP HL CO|SBRX|MURIEL SIEBERT & CO INC|1935
DUK|DUKE ENERGY CP HL CO|SBSH|Citigroup Global Markets Inc.|764786
DUK|DUKE ENERGY CP HL CO|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|233
DUK|DUKE ENERGY CP HL CO|SEIC|SEI Investments Distribution Co.|3550
DUK|DUKE ENERGY CP HL CO|SGMT|GOLDMAN SACHS & CO. LLC|282041
DUK|DUKE ENERGY CP HL CO|SIBO|Prime Executions, Inc.|23227
DUK|DUKE ENERGY CP HL CO|SJLS|TRADE INFORMATICS LLC|200
DUK|DUKE ENERGY CP HL CO|SPDR|SPEEDROUTE LLC|57338
DUK|DUKE ENERGY CP HL CO|SPHN|Stephens Inc.|6478
DUK|DUKE ENERGY CP HL CO|STFL|Stifel, Nicolaus & Company, Incorporated|65475
DUK|DUKE ENERGY CP HL CO|STKP|STOCKPILE INVESTMENTS, INC.|166
DUK|DUKE ENERGY CP HL CO|STXG|Stockcross Financial Services, Inc.|64
DUK|DUKE ENERGY CP HL CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12676
DUK|DUKE ENERGY CP HL CO|SWIM|TD Ameritrade, Inc.|150660
DUK|DUKE ENERGY CP HL CO|SWST|Hilltop Securities Inc.|11202
DUK|DUKE ENERGY CP HL CO|TDFS|TRADERFIELD SECURITIES INC.|101
DUK|DUKE ENERGY CP HL CO|TDSI|TD Securities (USA) LLC|1500
DUK|DUKE ENERGY CP HL CO|TKNG|ALLY INVEST SECURITIES LLC|5971
DUK|DUKE ENERGY CP HL CO|TMBR|Timber Hill LLC|9745
DUK|DUKE ENERGY CP HL CO|TRBT|Tradebot Systems, Inc.|575996
DUK|DUKE ENERGY CP HL CO|TRCM|TRC MARKETS LLC|923291
DUK|DUKE ENERGY CP HL CO|TWTT|TASTYWORKS, INC.|2926
DUK|DUKE ENERGY CP HL CO|UBSA|UBS SECURITIES LLC|1174754
DUK|DUKE ENERGY CP HL CO|UBSS|UBS Securities LLC|1899834
DUK|DUKE ENERGY CP HL CO|VALX|VIRTU AMERICAS LLC|12941
DUK|DUKE ENERGY CP HL CO|VFIN|National Securities Corporation|27
DUK|DUKE ENERGY CP HL CO|VGRD|Vanguard Marketing Corporation|193005
DUK|DUKE ENERGY CP HL CO|VNDM|Wall Street Access|800
DUK|DUKE ENERGY CP HL CO|WABR|Wall Street Access|11626
DUK|DUKE ENERGY CP HL CO|WBET|Wallachbeth Capital LLC|7055
DUK|DUKE ENERGY CP HL CO|WBLR|WILLIAM BLAIR|5045
DUK|DUKE ENERGY CP HL CO|WBPX|SUMMIT SECURITIES GROUP, LLC|5700
DUK|DUKE ENERGY CP HL CO|WCHV|WELLS FARGO SECURITIES, LLC|1299300
DUK|DUKE ENERGY CP HL CO|WDNX|WEEDEN & CO.L.P.|29228
DUK|DUKE ENERGY CP HL CO|WEDB|WEDBUSH SECURITIES INC.|14554
DUK|DUKE ENERGY CP HL CO|WEED|Weeden & Co.L.P.|1623
DUK|DUKE ENERGY CP HL CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|151277
DUK|DUKE ENERGY CP HL CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71956
DUK|DUKE ENERGY CP HL CO|WGIF|CIBC World Markets Inc.|6393
DUK|DUKE ENERGY CP HL CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15916
DUK|DUKE ENERGY CP HL CO|WSEA|WOLVERINE SECURITIES, LLC|35311
DUK|DUKE ENERGY CP HL CO|WTFS|JUST2TRADE, INC.|500
DUK|DUKE ENERGY CP HL CO|XIST|INSTINET, LLC|474652
DUK|DUKE ENERGY CP HL CO|XPQR|Jump Trading|300
DUK|DUKE ENERGY CP HL CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|261616
DUK|DUKE ENERGY CP HL CO|YKNA|COMHAR CAPITAL MARKETS, LLC|1973
DUK|DUKE ENERGY CP HL CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|57899
DUKH|DUKE ENERGY CORP|BATM|CBOE TRADING, INC.|100
DUKH|DUKE ENERGY CORP|BBNT|BB&T SECURITIES, LLC|615
DUKH|DUKE ENERGY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|478
DUKH|DUKE ENERGY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2014
DUKH|DUKE ENERGY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6586
DUKH|DUKE ENERGY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1050
DUKH|DUKE ENERGY CORP|DAVA|Davenport & Company LLC|200
DUKH|DUKE ENERGY CORP|DBAX|Deutsche Bank Securities Inc.|1900
DUKH|DUKE ENERGY CORP|DEAN|MORGAN STANLEY|2187
DUKH|DUKE ENERGY CORP|EBXL|EBX LLC|5100
DUKH|DUKE ENERGY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2381
DUKH|DUKE ENERGY CORP|EDJO|Edward D. Jones & Co., L.P.|742
DUKH|DUKE ENERGY CORP|EGXW|CBOE TRADING, INC.|1100
DUKH|DUKE ENERGY CORP|ETRS|E*Trade Securities LLC|177
DUKH|DUKE ENERGY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|219
DUKH|DUKE ENERGY CORP|GLPX|ACS EXECUTION SERVICES, LLC|68
DUKH|DUKE ENERGY CORP|GSCO|GOLDMAN SACHS & CO. LLC|6120
DUKH|DUKE ENERGY CORP|GTSZ|GTS SECURITIES LLC|4619
DUKH|DUKE ENERGY CORP|HRBF|American Enterprise Investment Services Inc.|994
DUKH|DUKE ENERGY CORP|IATS|INTERACTIVE BROKERS LLC|292
DUKH|DUKE ENERGY CORP|IBKR|Interactive Brokers Llc|1500
DUKH|DUKE ENERGY CORP|ICBX|INSTINET, LLC|2900
DUKH|DUKE ENERGY CORP|INCA|INSTINET, LLC|1207
DUKH|DUKE ENERGY CORP|INJX|INSTINET, LLC|300
DUKH|DUKE ENERGY CORP|ITGI|ITG Inc.|107
DUKH|DUKE ENERGY CORP|ITGP|ITG INC.|1800
DUKH|DUKE ENERGY CORP|JANY|Janney Montgomery Scott Inc.|230
DUKH|DUKE ENERGY CORP|JEFF|JEFFERIES LLC|1162
DUKH|DUKE ENERGY CORP|JPMX|J.P. Morgan Securities LLC|7954
DUKH|DUKE ENERGY CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1104
DUKH|DUKE ENERGY CORP|KCGM|VIRTU Americas LLC|3214
DUKH|DUKE ENERGY CORP|LEHM|Barclays Capital Inc./Le|11000
DUKH|DUKE ENERGY CORP|LIME|Lime Brokerage LLC|266
DUKH|DUKE ENERGY CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|922
DUKH|DUKE ENERGY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20830
DUKH|DUKE ENERGY CORP|MSCO|MORGAN STANLEY & CO. LLC|2470
DUKH|DUKE ENERGY CORP|MSPL|MORGAN STANLEY & CO. LLC|6100
DUKH|DUKE ENERGY CORP|NFSC|National Financial Services LLC|44357
DUKH|DUKE ENERGY CORP|NITE|VIRTU Americas LLC|73827
DUKH|DUKE ENERGY CORP|NQRB|Brut, LLC|100
DUKH|DUKE ENERGY CORP|OPCO|Oppenheimer & Co. Inc.|132
DUKH|DUKE ENERGY CORP|PDQM|CODA MARKETS, INC.|68
DUKH|DUKE ENERGY CORP|PWJC|UBS Financial Services, Inc.|1124
DUKH|DUKE ENERGY CORP|RBCM|RBC CAPITAL MARKETS, LLC|3510
DUKH|DUKE ENERGY CORP|SALI|INTL FCSTONE FINANCIAL INC.|200
DUKH|DUKE ENERGY CORP|SBSH|Citigroup Global Markets Inc.|50
DUKH|DUKE ENERGY CORP|SGMT|GOLDMAN SACHS & CO. LLC|4693
DUKH|DUKE ENERGY CORP|SPDR|SPEEDROUTE LLC|862
DUKH|DUKE ENERGY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1494
DUKH|DUKE ENERGY CORP|SWIM|TD Ameritrade, Inc.|1854
DUKH|DUKE ENERGY CORP|TRBT|Tradebot Systems, Inc.|789
DUKH|DUKE ENERGY CORP|UBSA|UBS SECURITIES LLC|13788
DUKH|DUKE ENERGY CORP|UBSS|UBS Securities LLC|13772
DUKH|DUKE ENERGY CORP|VGRD|Vanguard Marketing Corporation|2500
DUKH|DUKE ENERGY CORP|WCHV|WELLS FARGO SECURITIES, LLC|34734
DUKH|DUKE ENERGY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|328
DUKH|DUKE ENERGY CORP|WSEA|WOLVERINE SECURITIES, LLC|200
DUKH|DUKE ENERGY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7498
DUKH|DUKE ENERGY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|716
DUSA|DAVIS SEL US EQY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1526
DUSA|DAVIS SEL US EQY ETF|CTDL|Citadel Derivatives Group Llc|810
DUSA|DAVIS SEL US EQY ETF|DBAX|Deutsche Bank Securities Inc.|2100
DUSA|DAVIS SEL US EQY ETF|DEAN|MORGAN STANLEY|8488
DUSA|DAVIS SEL US EQY ETF|EBXL|EBX LLC|2300
DUSA|DAVIS SEL US EQY ETF|ETRS|E*Trade Securities LLC|1
DUSA|DAVIS SEL US EQY ETF|FBCO|Credit Suisse Securities (USA) LLC|1299
DUSA|DAVIS SEL US EQY ETF|FOMA|TD AMERITRADE CLEARING, INC.|108
DUSA|DAVIS SEL US EQY ETF|FTBR|Foliofn Investments, Inc.|51
DUSA|DAVIS SEL US EQY ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1950
DUSA|DAVIS SEL US EQY ETF|GTSZ|GTS SECURITIES LLC|355
DUSA|DAVIS SEL US EQY ETF|IBKR|Interactive Brokers Llc|400
DUSA|DAVIS SEL US EQY ETF|ICBX|INSTINET, LLC|1300
DUSA|DAVIS SEL US EQY ETF|ITGP|ITG INC.|400
DUSA|DAVIS SEL US EQY ETF|JANY|Janney Montgomery Scott Inc.|755
DUSA|DAVIS SEL US EQY ETF|JPMX|J.P. Morgan Securities LLC|1000
DUSA|DAVIS SEL US EQY ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|8230
DUSA|DAVIS SEL US EQY ETF|JSJX|JANE STREET CAPITAL LLC|36202
DUSA|DAVIS SEL US EQY ETF|KCGM|VIRTU Americas LLC|11204
DUSA|DAVIS SEL US EQY ETF|LEHM|Barclays Capital Inc./Le|3000
DUSA|DAVIS SEL US EQY ETF|LIME|Lime Brokerage LLC|980
DUSA|DAVIS SEL US EQY ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
DUSA|DAVIS SEL US EQY ETF|MSCO|MORGAN STANLEY & CO. LLC|35500
DUSA|DAVIS SEL US EQY ETF|NFSC|National Financial Services LLC|7083
DUSA|DAVIS SEL US EQY ETF|NITE|VIRTU Americas LLC|13664
DUSA|DAVIS SEL US EQY ETF|NITP|VIRTU Americas LLC|8189
DUSA|DAVIS SEL US EQY ETF|PDQM|CODA MARKETS, INC.|20107
DUSA|DAVIS SEL US EQY ETF|RAJA|Raymond James & Associates, Inc.|485
DUSA|DAVIS SEL US EQY ETF|RBCM|RBC CAPITAL MARKETS, LLC|6500
DUSA|DAVIS SEL US EQY ETF|SGMT|GOLDMAN SACHS & CO. LLC|1077
DUSA|DAVIS SEL US EQY ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1903
DUSA|DAVIS SEL US EQY ETF|SWST|Hilltop Securities Inc.|300
DUSA|DAVIS SEL US EQY ETF|UBSA|UBS SECURITIES LLC|16476
DUSA|DAVIS SEL US EQY ETF|UBSS|UBS Securities LLC|20624
DUSA|DAVIS SEL US EQY ETF|VSIN|Vision Financial Markets Llc|50
DUSA|DAVIS SEL US EQY ETF|WSEA|WOLVERINE SECURITIES, LLC|4
DUSA|DAVIS SEL US EQY ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|11574
DUSA|DAVIS SEL US EQY ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17352
DUSL|DIREXION DAILY INDUS|APCC|Apex Clearing Corporation|1174
DUSL|DIREXION DAILY INDUS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37
DUSL|DIREXION DAILY INDUS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6112
DUSL|DIREXION DAILY INDUS|DBAX|Deutsche Bank Securities Inc.|1100
DUSL|DIREXION DAILY INDUS|EBXL|EBX LLC|1200
DUSL|DIREXION DAILY INDUS|EGXM|CBOE TRADING, INC.|140
DUSL|DIREXION DAILY INDUS|ETRS|E*Trade Securities LLC|12781
DUSL|DIREXION DAILY INDUS|FMAF|NBCN Inc./ CDS|15
DUSL|DIREXION DAILY INDUS|FTBR|Foliofn Investments, Inc.|1
DUSL|DIREXION DAILY INDUS|GLPX|ACS EXECUTION SERVICES, LLC|89
DUSL|DIREXION DAILY INDUS|GSLT|GOLDMAN SACHS & CO. LLC|2939
DUSL|DIREXION DAILY INDUS|GTSZ|GTS SECURITIES LLC|30
DUSL|DIREXION DAILY INDUS|IBKR|Interactive Brokers Llc|4114
DUSL|DIREXION DAILY INDUS|ICBX|INSTINET, LLC|666
DUSL|DIREXION DAILY INDUS|ITGI|ITG Inc.|36
DUSL|DIREXION DAILY INDUS|JPMX|J.P. Morgan Securities LLC|1012
DUSL|DIREXION DAILY INDUS|JSJX|JANE STREET CAPITAL LLC|16207
DUSL|DIREXION DAILY INDUS|KCGM|VIRTU Americas LLC|4649
DUSL|DIREXION DAILY INDUS|LEHM|Barclays Capital Inc./Le|1600
DUSL|DIREXION DAILY INDUS|LIME|Lime Brokerage LLC|2696
DUSL|DIREXION DAILY INDUS|LIWM|LIME BROKERAGE LLC|4091
DUSL|DIREXION DAILY INDUS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
DUSL|DIREXION DAILY INDUS|MSCO|MORGAN STANLEY & CO. LLC|2194
DUSL|DIREXION DAILY INDUS|NFSC|National Financial Services LLC|30902
DUSL|DIREXION DAILY INDUS|NITE|VIRTU Americas LLC|19909
DUSL|DIREXION DAILY INDUS|PDQM|CODA MARKETS, INC.|160
DUSL|DIREXION DAILY INDUS|SBSH|Citigroup Global Markets Inc.|516
DUSL|DIREXION DAILY INDUS|SGMT|GOLDMAN SACHS & CO. LLC|944
DUSL|DIREXION DAILY INDUS|SOGO|Wang Investment Associates, Inc.|35
DUSL|DIREXION DAILY INDUS|SWIM|TD Ameritrade, Inc.|1850
DUSL|DIREXION DAILY INDUS|UBSA|UBS SECURITIES LLC|3570
DUSL|DIREXION DAILY INDUS|UBSS|UBS Securities LLC|3295
DUSL|DIREXION DAILY INDUS|VGRD|Vanguard Marketing Corporation|2409
DUST|DXN DLY GLDMNR NDX B|ALTX|Alternet Securities Inc.|9192
DUST|DXN DLY GLDMNR NDX B|APCC|Apex Clearing Corporation|128428
DUST|DXN DLY GLDMNR NDX B|BATM|CBOE TRADING, INC.|12124
DUST|DXN DLY GLDMNR NDX B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|65134
DUST|DXN DLY GLDMNR NDX B|BYXM|CBOE TRADING, INC.|2964
DUST|DXN DLY GLDMNR NDX B|CHAS|Charles Schwab & Co., Inc.|33126
DUST|DXN DLY GLDMNR NDX B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1735
DUST|DXN DLY GLDMNR NDX B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|687399
DUST|DXN DLY GLDMNR NDX B|CTDE|CHOICETRADE|1
DUST|DXN DLY GLDMNR NDX B|CTDL|Citadel Derivatives Group Llc|4300
DUST|DXN DLY GLDMNR NDX B|CTLR|CUTLER GROUP, LP|700
DUST|DXN DLY GLDMNR NDX B|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
DUST|DXN DLY GLDMNR NDX B|DBAB|Deutsche Bank Securities Inc.|19739
DUST|DXN DLY GLDMNR NDX B|DBAX|Deutsche Bank Securities Inc.|48500
DUST|DXN DLY GLDMNR NDX B|DCHF|Dart Executions, LLC|67149
DUST|DXN DLY GLDMNR NDX B|DEAN|MORGAN STANLEY|1500
DUST|DXN DLY GLDMNR NDX B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32200
DUST|DXN DLY GLDMNR NDX B|EBXL|EBX LLC|125000
DUST|DXN DLY GLDMNR NDX B|ECUT|CONVERGEX EXECUTION SOLUTIONS|5447
DUST|DXN DLY GLDMNR NDX B|EDJO|Edward D. Jones & Co., L.P.|20
DUST|DXN DLY GLDMNR NDX B|EGAM|CBOE TRADING, INC.|25256
DUST|DXN DLY GLDMNR NDX B|EGAW|CBOE TRADING, INC.|400
DUST|DXN DLY GLDMNR NDX B|EGMT|EG MARKET TECHNOLOGIES LLC|100
DUST|DXN DLY GLDMNR NDX B|EGXM|CBOE TRADING, INC.|47344
DUST|DXN DLY GLDMNR NDX B|EGXW|CBOE TRADING, INC.|1500
DUST|DXN DLY GLDMNR NDX B|ETBE|Electronic Transaction Clearing, Inc.|49621
DUST|DXN DLY GLDMNR NDX B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21663
DUST|DXN DLY GLDMNR NDX B|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1160
DUST|DXN DLY GLDMNR NDX B|ETRS|E*Trade Securities LLC|2404356
DUST|DXN DLY GLDMNR NDX B|FILL|Tradestation Securities, Inc.|197943
DUST|DXN DLY GLDMNR NDX B|FLTU|FLOW TRADERS US LLC|80845
DUST|DXN DLY GLDMNR NDX B|FMAF|NBCN Inc./ CDS|201837
DUST|DXN DLY GLDMNR NDX B|FQLS|Quantlab Securities LP|194041
DUST|DXN DLY GLDMNR NDX B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37659
DUST|DXN DLY GLDMNR NDX B|FTBR|Foliofn Investments, Inc.|726
DUST|DXN DLY GLDMNR NDX B|GEBB|GLOBAL EXECUTION BROKERS, LP|16300
DUST|DXN DLY GLDMNR NDX B|GLIS|TD Securities Inc|83698
DUST|DXN DLY GLDMNR NDX B|GLPX|ACS EXECUTION SERVICES, LLC|37632
DUST|DXN DLY GLDMNR NDX B|GSCO|GOLDMAN SACHS & CO. LLC|700
DUST|DXN DLY GLDMNR NDX B|GSCS|GOLDMAN SACHS & CO. LLC|1200
DUST|DXN DLY GLDMNR NDX B|GSLT|GOLDMAN SACHS & CO. LLC|13211
DUST|DXN DLY GLDMNR NDX B|GTSZ|GTS SECURITIES LLC|7130
DUST|DXN DLY GLDMNR NDX B|HASF|Haywood Securities Inc./CDS|1443
DUST|DXN DLY GLDMNR NDX B|HRBF|American Enterprise Investment Services Inc.|2500
DUST|DXN DLY GLDMNR NDX B|IATS|INTERACTIVE BROKERS LLC|196039
DUST|DXN DLY GLDMNR NDX B|IBKR|Interactive Brokers Llc|661217
DUST|DXN DLY GLDMNR NDX B|ICBX|INSTINET, LLC|124372
DUST|DXN DLY GLDMNR NDX B|INCA|INSTINET, LLC|390069
DUST|DXN DLY GLDMNR NDX B|ITGI|ITG Inc.|35853
DUST|DXN DLY GLDMNR NDX B|ITGP|ITG INC.|33400
DUST|DXN DLY GLDMNR NDX B|JMPT|JUMP TRADING, LLC|91086
DUST|DXN DLY GLDMNR NDX B|JPMX|J.P. Morgan Securities LLC|37634
DUST|DXN DLY GLDMNR NDX B|JSEB|JANE STREET EXECUTION SERVICES, LLC|496300
DUST|DXN DLY GLDMNR NDX B|JSJX|JANE STREET CAPITAL LLC|995552
DUST|DXN DLY GLDMNR NDX B|JUTA|JUMP TRADING, LLC|12896
DUST|DXN DLY GLDMNR NDX B|KCGM|VIRTU Americas LLC|33319
DUST|DXN DLY GLDMNR NDX B|LAMP|Lampost Capital, L.C.|10
DUST|DXN DLY GLDMNR NDX B|LEHM|Barclays Capital Inc./Le|343153
DUST|DXN DLY GLDMNR NDX B|LIME|Lime Brokerage LLC|33394
DUST|DXN DLY GLDMNR NDX B|LIWM|LIME BROKERAGE LLC|11134
DUST|DXN DLY GLDMNR NDX B|LSCI|Lek Securities Corporation|2000
DUST|DXN DLY GLDMNR NDX B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DUST|DXN DLY GLDMNR NDX B|MBTS|ALLY INVEST SECURITIES LLC|212
DUST|DXN DLY GLDMNR NDX B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114106
DUST|DXN DLY GLDMNR NDX B|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
DUST|DXN DLY GLDMNR NDX B|MOTF|MOTIF INVESTING, INC.|6
DUST|DXN DLY GLDMNR NDX B|MSCO|MORGAN STANLEY & CO. LLC|458192
DUST|DXN DLY GLDMNR NDX B|MSPL|MORGAN STANLEY & CO. LLC|22400
DUST|DXN DLY GLDMNR NDX B|MSTX|MORGAN STANLEY & CO. LLC|17600
DUST|DXN DLY GLDMNR NDX B|NFSC|National Financial Services LLC|2236738
DUST|DXN DLY GLDMNR NDX B|NITE|VIRTU Americas LLC|4833365
DUST|DXN DLY GLDMNR NDX B|NITP|VIRTU Americas LLC|54666
DUST|DXN DLY GLDMNR NDX B|NQRB|Brut, LLC|4808
DUST|DXN DLY GLDMNR NDX B|NTBF|BMO Nesbitt Burns Inc./CDS|28172
DUST|DXN DLY GLDMNR NDX B|OHOS|TWO SIGMA SECURITIES, LLC|100
DUST|DXN DLY GLDMNR NDX B|PCPT|PHILLIP CAPITAL INC.|1
DUST|DXN DLY GLDMNR NDX B|PDQM|CODA MARKETS, INC.|30841
DUST|DXN DLY GLDMNR NDX B|PHLY|NASDAQ Execution Services, LLC|18000
DUST|DXN DLY GLDMNR NDX B|RBCM|RBC CAPITAL MARKETS, LLC|329
DUST|DXN DLY GLDMNR NDX B|RGLD|Regal Securities, Inc|220
DUST|DXN DLY GLDMNR NDX B|RHOX|XR Securities LLC|311089
DUST|DXN DLY GLDMNR NDX B|SAGL|SAGETRADER, LLC|400
DUST|DXN DLY GLDMNR NDX B|SBSH|Citigroup Global Markets Inc.|362027
DUST|DXN DLY GLDMNR NDX B|SGMT|GOLDMAN SACHS & CO. LLC|132120
DUST|DXN DLY GLDMNR NDX B|SPDR|SPEEDROUTE LLC|9912
DUST|DXN DLY GLDMNR NDX B|STXG|Stockcross Financial Services, Inc.|23592
DUST|DXN DLY GLDMNR NDX B|SWIM|TD Ameritrade, Inc.|1427167
DUST|DXN DLY GLDMNR NDX B|SWST|Hilltop Securities Inc.|100
DUST|DXN DLY GLDMNR NDX B|TKNG|ALLY INVEST SECURITIES LLC|38149
DUST|DXN DLY GLDMNR NDX B|TRBT|Tradebot Systems, Inc.|203373
DUST|DXN DLY GLDMNR NDX B|TRCM|TRC MARKETS LLC|1684737
DUST|DXN DLY GLDMNR NDX B|TWTT|TASTYWORKS, INC.|140
DUST|DXN DLY GLDMNR NDX B|UBSA|UBS SECURITIES LLC|764379
DUST|DXN DLY GLDMNR NDX B|UBSS|UBS Securities LLC|1490066
DUST|DXN DLY GLDMNR NDX B|VALX|VIRTU AMERICAS LLC|60300
DUST|DXN DLY GLDMNR NDX B|VGRD|Vanguard Marketing Corporation|263098
DUST|DXN DLY GLDMNR NDX B|VSIN|Vision Financial Markets Llc|10
DUST|DXN DLY GLDMNR NDX B|WBLR|WILLIAM BLAIR|200
DUST|DXN DLY GLDMNR NDX B|WCHV|WELLS FARGO SECURITIES, LLC|602
DUST|DXN DLY GLDMNR NDX B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|54567
DUST|DXN DLY GLDMNR NDX B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|116625
DUST|DXN DLY GLDMNR NDX B|WGIF|CIBC World Markets Inc.|17532
DUST|DXN DLY GLDMNR NDX B|WSEA|WOLVERINE SECURITIES, LLC|89760
DUST|DXN DLY GLDMNR NDX B|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
DUST|DXN DLY GLDMNR NDX B|YKNA|COMHAR CAPITAL MARKETS, LLC|400
DVA|DAVITA INC. CMN STK|ABLE|NATIXIS Securities Americas LLC|1776
DVA|DAVITA INC. CMN STK|ADAM|CANACCORD GENUITY INC.|7644
DVA|DAVITA INC. CMN STK|ALTX|Alternet Securities Inc.|20536
DVA|DAVITA INC. CMN STK|ANOS|ABEL/NOSER, L.L.C.|100
DVA|DAVITA INC. CMN STK|APCC|Apex Clearing Corporation|2283
DVA|DAVITA INC. CMN STK|AQUA|AQUA SECURITIES L.P.|12600
DVA|DAVITA INC. CMN STK|BANK|Primevest Financial Services, Inc.|22
DVA|DAVITA INC. CMN STK|BARD|Robert W. Baird & Co. Incorporated|847
DVA|DAVITA INC. CMN STK|BATM|CBOE TRADING, INC.|37877
DVA|DAVITA INC. CMN STK|BAYC|BAY CREST PARTNERS, LLC|855
DVA|DAVITA INC. CMN STK|BAYT|BTIG, LLC|1050
DVA|DAVITA INC. CMN STK|BBNT|BB&T SECURITIES, LLC|124
DVA|DAVITA INC. CMN STK|BERN|Sanford C. Bernstein & Co., LLC|425414
DVA|DAVITA INC. CMN STK|BIDS|BIDS TRADING L.P.|200
DVA|DAVITA INC. CMN STK|BIMI|Banca IMI Securities Corp.|122
DVA|DAVITA INC. CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5412
DVA|DAVITA INC. CMN STK|BLKX|INSTINET, LLC|55333
DVA|DAVITA INC. CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|107322
DVA|DAVITA INC. CMN STK|BTIG|BTIG, LLC|2349
DVA|DAVITA INC. CMN STK|BYXM|CBOE TRADING, INC.|4796
DVA|DAVITA INC. CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|400
DVA|DAVITA INC. CMN STK|CABR|Cabrera Capital Markets, Inc.|25
DVA|DAVITA INC. CMN STK|CANT|Cantor Fitzgerald & Co.|3
DVA|DAVITA INC. CMN STK|CBLC|CITIGROUP GLOBAL MARKETS INC.|24200
DVA|DAVITA INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|302
DVA|DAVITA INC. CMN STK|CIBP|CIBC World Markets Corp.|109977
DVA|DAVITA INC. CMN STK|CICF|Canaccord Genuity Corp.|24
DVA|DAVITA INC. CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107909
DVA|DAVITA INC. CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20
DVA|DAVITA INC. CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4588
DVA|DAVITA INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|602890
DVA|DAVITA INC. CMN STK|CTDL|Citadel Derivatives Group Llc|48720
DVA|DAVITA INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|101092
DVA|DAVITA INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|922955
DVA|DAVITA INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|449500
DVA|DAVITA INC. CMN STK|DBUL|Deutsche Bank Securities Inc.|1200
DVA|DAVITA INC. CMN STK|DCHF|Dart Executions, LLC|80
DVA|DAVITA INC. CMN STK|DEAN|MORGAN STANLEY|4026
DVA|DAVITA INC. CMN STK|DEGS|RONIN PROFESSIONAL LLC|300
DVA|DAVITA INC. CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5585
DVA|DAVITA INC. CMN STK|EBXL|EBX LLC|384400
DVA|DAVITA INC. CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|27669
DVA|DAVITA INC. CMN STK|EDJO|Edward D. Jones & Co., L.P.|1781
DVA|DAVITA INC. CMN STK|EGAM|CBOE TRADING, INC.|21479
DVA|DAVITA INC. CMN STK|EGAW|CBOE TRADING, INC.|100
DVA|DAVITA INC. CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|3920
DVA|DAVITA INC. CMN STK|EGXM|CBOE TRADING, INC.|14387
DVA|DAVITA INC. CMN STK|EGXW|CBOE TRADING, INC.|600
DVA|DAVITA INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|38777
DVA|DAVITA INC. CMN STK|ETCC|Electronic Transaction Clearing, Inc.|60
DVA|DAVITA INC. CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27220
DVA|DAVITA INC. CMN STK|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|571
DVA|DAVITA INC. CMN STK|ETRS|E*Trade Securities LLC|53656
DVA|DAVITA INC. CMN STK|FILL|Tradestation Securities, Inc.|737
DVA|DAVITA INC. CMN STK|FMAF|NBCN Inc./ CDS|1519
DVA|DAVITA INC. CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9831
DVA|DAVITA INC. CMN STK|FQLS|Quantlab Securities LP|663020
DVA|DAVITA INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|167590
DVA|DAVITA INC. CMN STK|FTBR|Foliofn Investments, Inc.|676
DVA|DAVITA INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|15243
DVA|DAVITA INC. CMN STK|GLIS|TD Securities Inc|400
DVA|DAVITA INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|59530
DVA|DAVITA INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|1280186
DVA|DAVITA INC. CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|3580
DVA|DAVITA INC. CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|17266
DVA|DAVITA INC. CMN STK|GTSZ|GTS SECURITIES LLC|125596
DVA|DAVITA INC. CMN STK|HAPX|HAP Trading, LLC|5259
DVA|DAVITA INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|2748
DVA|DAVITA INC. CMN STK|HSBC|HSBC Securities, Inc.|617
DVA|DAVITA INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|12767
DVA|DAVITA INC. CMN STK|IBKR|Interactive Brokers Llc|17326
DVA|DAVITA INC. CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6145
DVA|DAVITA INC. CMN STK|ICBX|INSTINET, LLC|105538
DVA|DAVITA INC. CMN STK|IEQY|CITADEL SECURITIES LLC|203613
DVA|DAVITA INC. CMN STK|INCA|INSTINET, LLC|487728
DVA|DAVITA INC. CMN STK|INJX|INSTINET, LLC|112306
DVA|DAVITA INC. CMN STK|ITGI|ITG Inc.|65208
DVA|DAVITA INC. CMN STK|ITGP|ITG INC.|676200
DVA|DAVITA INC. CMN STK|JANY|Janney Montgomery Scott Inc.|690
DVA|DAVITA INC. CMN STK|JEFF|JEFFERIES LLC|1083127
DVA|DAVITA INC. CMN STK|JMPT|JUMP TRADING, LLC|124301
DVA|DAVITA INC. CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|162962
DVA|DAVITA INC. CMN STK|JPMX|J.P. Morgan Securities LLC|951742
DVA|DAVITA INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|9184
DVA|DAVITA INC. CMN STK|KCGM|VIRTU Americas LLC|69960
DVA|DAVITA INC. CMN STK|LEHM|Barclays Capital Inc./Le|1252377
DVA|DAVITA INC. CMN STK|LIME|Lime Brokerage LLC|37130
DVA|DAVITA INC. CMN STK|LMNX|LUMINEX TRADING & ANALYTICS LLC|26000
DVA|DAVITA INC. CMN STK|LOOP|Loop Capital Markets LLC|1748
DVA|DAVITA INC. CMN STK|LQNA|LIQUIDNET, INC.|20000
DVA|DAVITA INC. CMN STK|LSCI|Lek Securities Corporation|3949
DVA|DAVITA INC. CMN STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
DVA|DAVITA INC. CMN STK|MACC|Mid Atlantic Capital Corporation|100
DVA|DAVITA INC. CMN STK|MAXM|Maxim Group LLC|180
DVA|DAVITA INC. CMN STK|MBTS|ALLY INVEST SECURITIES LLC|335
DVA|DAVITA INC. CMN STK|MCMF|Raymond James Ltd. Cds|84
DVA|DAVITA INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|283872
DVA|DAVITA INC. CMN STK|MOTF|MOTIF INVESTING, INC.|3
DVA|DAVITA INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|1858026
DVA|DAVITA INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|437700
DVA|DAVITA INC. CMN STK|MSTX|MORGAN STANLEY & CO. LLC|273800
DVA|DAVITA INC. CMN STK|NATL|National Securities Corporation|897
DVA|DAVITA INC. CMN STK|NEUB|NEUBERGER BERMAN BD LLC|4292
DVA|DAVITA INC. CMN STK|NFSC|National Financial Services LLC|64566
DVA|DAVITA INC. CMN STK|NITE|VIRTU Americas LLC|360696
DVA|DAVITA INC. CMN STK|NQRB|Brut, LLC|11573
DVA|DAVITA INC. CMN STK|NTBF|BMO Nesbitt Burns Inc./CDS|1404
DVA|DAVITA INC. CMN STK|OHOS|TWO SIGMA SECURITIES, LLC|101633
DVA|DAVITA INC. CMN STK|OPCO|Oppenheimer & Co. Inc.|971
DVA|DAVITA INC. CMN STK|PDQM|CODA MARKETS, INC.|164394
DVA|DAVITA INC. CMN STK|PHLY|NASDAQ Execution Services, LLC|2000
DVA|DAVITA INC. CMN STK|PICT|Pictet Overseas Inc.|100
DVA|DAVITA INC. CMN STK|PWJC|UBS Financial Services, Inc.|6445
DVA|DAVITA INC. CMN STK|QMSR|QUATTRO M SECURITIES INC.|749
DVA|DAVITA INC. CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|3349
DVA|DAVITA INC. CMN STK|SAGL|SAGETRADER, LLC|27002
DVA|DAVITA INC. CMN STK|SAGW|SAGETRADER, LLC|482
DVA|DAVITA INC. CMN STK|SBSH|Citigroup Global Markets Inc.|204471
DVA|DAVITA INC. CMN STK|SEIC|SEI Investments Distribution Co.|100
DVA|DAVITA INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|191571
DVA|DAVITA INC. CMN STK|SPDR|SPEEDROUTE LLC|14950
DVA|DAVITA INC. CMN STK|SPHN|Stephens Inc.|25
DVA|DAVITA INC. CMN STK|SSBS|STATE STREET GLOBAL MARKETS, LLC|2500
DVA|DAVITA INC. CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|4355
DVA|DAVITA INC. CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|12
DVA|DAVITA INC. CMN STK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2692
DVA|DAVITA INC. CMN STK|SWIM|TD Ameritrade, Inc.|157293
DVA|DAVITA INC. CMN STK|SWST|Hilltop Securities Inc.|126
DVA|DAVITA INC. CMN STK|TAGC|TELSEY ADVISORY GROUP LLC|600
DVA|DAVITA INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|109
DVA|DAVITA INC. CMN STK|TRBT|Tradebot Systems, Inc.|323497
DVA|DAVITA INC. CMN STK|TRCM|TRC MARKETS LLC|80308
DVA|DAVITA INC. CMN STK|UBSA|UBS SECURITIES LLC|819063
DVA|DAVITA INC. CMN STK|UBSS|UBS Securities LLC|1283546
DVA|DAVITA INC. CMN STK|VALX|VIRTU AMERICAS LLC|10573
DVA|DAVITA INC. CMN STK|VGRD|Vanguard Marketing Corporation|3983
DVA|DAVITA INC. CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|3752
DVA|DAVITA INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|30113
DVA|DAVITA INC. CMN STK|WDNX|WEEDEN & CO.L.P.|972
DVA|DAVITA INC. CMN STK|WEDB|WEDBUSH SECURITIES INC.|10553
DVA|DAVITA INC. CMN STK|WEED|Weeden & Co.L.P.|1298
DVA|DAVITA INC. CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25707
DVA|DAVITA INC. CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57696
DVA|DAVITA INC. CMN STK|WGIF|CIBC World Markets Inc.|693
DVA|DAVITA INC. CMN STK|WHOT|JUST2TRADE, INC.|5
DVA|DAVITA INC. CMN STK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|214
DVA|DAVITA INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|6107
DVA|DAVITA INC. CMN STK|XIST|INSTINET, LLC|97096
DVA|DAVITA INC. CMN STK|XPQR|Jump Trading|867
DVA|DAVITA INC. CMN STK|XPUS|XP SECURITIES, LLC|1000
DVA|DAVITA INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|43158
DVA|DAVITA INC. CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|2889
DVA|DAVITA INC. CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1771
DVAX|DYNAVAX TECHNOLOGIES|AGIS|Aegis Capital Corp.|2127
DVAX|DYNAVAX TECHNOLOGIES|APCC|Apex Clearing Corporation|2843
DVAX|DYNAVAX TECHNOLOGIES|BARD|Robert W. Baird & Co. Incorporated|5550
DVAX|DYNAVAX TECHNOLOGIES|BATM|CBOE TRADING, INC.|3302
DVAX|DYNAVAX TECHNOLOGIES|BAYT|BTIG, LLC|2100
DVAX|DYNAVAX TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|64917
DVAX|DYNAVAX TECHNOLOGIES|BIMI|Banca IMI Securities Corp.|6459
DVAX|DYNAVAX TECHNOLOGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23636
DVAX|DYNAVAX TECHNOLOGIES|BLKX|INSTINET, LLC|9900
DVAX|DYNAVAX TECHNOLOGIES|BMOC|BMO Capital Markets Corp.|9830
DVAX|DYNAVAX TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|77464
DVAX|DYNAVAX TECHNOLOGIES|BTIG|BTIG, LLC|70277
DVAX|DYNAVAX TECHNOLOGIES|BYXM|CBOE TRADING, INC.|507
DVAX|DYNAVAX TECHNOLOGIES|CANT|Cantor Fitzgerald & Co.|10000
DVAX|DYNAVAX TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|44030
DVAX|DYNAVAX TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|538533
DVAX|DYNAVAX TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
DVAX|DYNAVAX TECHNOLOGIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31100
DVAX|DYNAVAX TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|634162
DVAX|DYNAVAX TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|17858
DVAX|DYNAVAX TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|178622
DVAX|DYNAVAX TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|639913
DVAX|DYNAVAX TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|570800
DVAX|DYNAVAX TECHNOLOGIES|DBUL|Deutsche Bank Securities Inc.|300
DVAX|DYNAVAX TECHNOLOGIES|DEAN|MORGAN STANLEY|4359
DVAX|DYNAVAX TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|44840
DVAX|DYNAVAX TECHNOLOGIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
DVAX|DYNAVAX TECHNOLOGIES|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|14500
DVAX|DYNAVAX TECHNOLOGIES|EBXL|EBX LLC|324200
DVAX|DYNAVAX TECHNOLOGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|1619
DVAX|DYNAVAX TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|4300
DVAX|DYNAVAX TECHNOLOGIES|EGAM|CBOE TRADING, INC.|10218
DVAX|DYNAVAX TECHNOLOGIES|EGMT|EG MARKET TECHNOLOGIES LLC|210
DVAX|DYNAVAX TECHNOLOGIES|EGXM|CBOE TRADING, INC.|2939
DVAX|DYNAVAX TECHNOLOGIES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5224
DVAX|DYNAVAX TECHNOLOGIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
DVAX|DYNAVAX TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29971
DVAX|DYNAVAX TECHNOLOGIES|ETRS|E*Trade Securities LLC|628411
DVAX|DYNAVAX TECHNOLOGIES|FBCO|Credit Suisse Securities (USA) LLC|1676234
DVAX|DYNAVAX TECHNOLOGIES|FILL|Tradestation Securities, Inc.|9565
DVAX|DYNAVAX TECHNOLOGIES|FMAF|NBCN Inc./ CDS|916
DVAX|DYNAVAX TECHNOLOGIES|FOMA|TD AMERITRADE CLEARING, INC.|893444
DVAX|DYNAVAX TECHNOLOGIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
DVAX|DYNAVAX TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45316
DVAX|DYNAVAX TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|204
DVAX|DYNAVAX TECHNOLOGIES|GEBB|GLOBAL EXECUTION BROKERS, LP|83445
DVAX|DYNAVAX TECHNOLOGIES|GLIS|TD Securities Inc|200
DVAX|DYNAVAX TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|8580
DVAX|DYNAVAX TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|1459130
DVAX|DYNAVAX TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|71618
DVAX|DYNAVAX TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|9228
DVAX|DYNAVAX TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|100801
DVAX|DYNAVAX TECHNOLOGIES|GUGS|Guggenheim Securities, LLC|700
DVAX|DYNAVAX TECHNOLOGIES|HAPX|HAP Trading, LLC|890
DVAX|DYNAVAX TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|2252
DVAX|DYNAVAX TECHNOLOGIES|HSBC|HSBC Securities, Inc.|200
DVAX|DYNAVAX TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|7836
DVAX|DYNAVAX TECHNOLOGIES|IBKR|Interactive Brokers Llc|125042
DVAX|DYNAVAX TECHNOLOGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|814
DVAX|DYNAVAX TECHNOLOGIES|ICBX|INSTINET, LLC|151899
DVAX|DYNAVAX TECHNOLOGIES|IEQY|CITADEL SECURITIES LLC|93661
DVAX|DYNAVAX TECHNOLOGIES|INCA|INSTINET, LLC|238104
DVAX|DYNAVAX TECHNOLOGIES|INJX|INSTINET, LLC|51348
DVAX|DYNAVAX TECHNOLOGIES|ITGI|ITG Inc.|47753
DVAX|DYNAVAX TECHNOLOGIES|ITGP|ITG INC.|308200
DVAX|DYNAVAX TECHNOLOGIES|JANY|Janney Montgomery Scott Inc.|5000
DVAX|DYNAVAX TECHNOLOGIES|JEFF|JEFFERIES LLC|139744
DVAX|DYNAVAX TECHNOLOGIES|JMPT|JUMP TRADING, LLC|32218
DVAX|DYNAVAX TECHNOLOGIES|JONE|JonesTrading|2609
DVAX|DYNAVAX TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|55656
DVAX|DYNAVAX TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|897057
DVAX|DYNAVAX TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|11736
DVAX|DYNAVAX TECHNOLOGIES|KCGM|VIRTU Americas LLC|93246
DVAX|DYNAVAX TECHNOLOGIES|LEER|LEERINK PARTNERS LLC|10000
DVAX|DYNAVAX TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|2155908
DVAX|DYNAVAX TECHNOLOGIES|LIME|Lime Brokerage LLC|378839
DVAX|DYNAVAX TECHNOLOGIES|LIWE|LIME BROKERAGE LLC|2124
DVAX|DYNAVAX TECHNOLOGIES|LMGP|LIME BROKERAGE LLC|4892
DVAX|DYNAVAX TECHNOLOGIES|LQNA|LIQUIDNET, INC.|56600
DVAX|DYNAVAX TECHNOLOGIES|LSCI|Lek Securities Corporation|52960
DVAX|DYNAVAX TECHNOLOGIES|LVMR|LIVERMORE TRADING GROUP, INC.|4400
DVAX|DYNAVAX TECHNOLOGIES|MACQ|Macquarie Capital (USA) Inc.|8777
DVAX|DYNAVAX TECHNOLOGIES|MAXM|Maxim Group LLC|21035
DVAX|DYNAVAX TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|443244
DVAX|DYNAVAX TECHNOLOGIES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9369
DVAX|DYNAVAX TECHNOLOGIES|MPSG|E D & F Man Capital Markets Inc.|28206
DVAX|DYNAVAX TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|4172611
DVAX|DYNAVAX TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|819400
DVAX|DYNAVAX TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|111400
DVAX|DYNAVAX TECHNOLOGIES|MZHO|Mizuho Securities USA LLC|105000
DVAX|DYNAVAX TECHNOLOGIES|NATL|National Securities Corporation|2400
DVAX|DYNAVAX TECHNOLOGIES|NBCS|NBC Securities, INC.|600
DVAX|DYNAVAX TECHNOLOGIES|NEED|Needham & Company, LLC|1000
DVAX|DYNAVAX TECHNOLOGIES|NEUB|NEUBERGER BERMAN BD LLC|500
DVAX|DYNAVAX TECHNOLOGIES|NFSC|National Financial Services LLC|772578
DVAX|DYNAVAX TECHNOLOGIES|NITE|VIRTU Americas LLC|1503866
DVAX|DYNAVAX TECHNOLOGIES|NITP|VIRTU Americas LLC|72868
DVAX|DYNAVAX TECHNOLOGIES|NQRB|Brut, LLC|12025
DVAX|DYNAVAX TECHNOLOGIES|NTRC|Northern Trust Securities, Inc.|2612
DVAX|DYNAVAX TECHNOLOGIES|OPCO|Oppenheimer & Co. Inc.|4488
DVAX|DYNAVAX TECHNOLOGIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
DVAX|DYNAVAX TECHNOLOGIES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|200
DVAX|DYNAVAX TECHNOLOGIES|PDQM|CODA MARKETS, INC.|59217
DVAX|DYNAVAX TECHNOLOGIES|PHLY|NASDAQ Execution Services, LLC|10200
DVAX|DYNAVAX TECHNOLOGIES|PWJC|UBS Financial Services, Inc.|29632
DVAX|DYNAVAX TECHNOLOGIES|RAJA|Raymond James & Associates, Inc.|114978
DVAX|DYNAVAX TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|20168
DVAX|DYNAVAX TECHNOLOGIES|SAGL|SAGETRADER, LLC|7100
DVAX|DYNAVAX TECHNOLOGIES|SAGW|SAGETRADER, LLC|2692
DVAX|DYNAVAX TECHNOLOGIES|SALI|INTL FCSTONE FINANCIAL INC.|900
DVAX|DYNAVAX TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|1279111
DVAX|DYNAVAX TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|225158
DVAX|DYNAVAX TECHNOLOGIES|SPDR|SPEEDROUTE LLC|9939
DVAX|DYNAVAX TECHNOLOGIES|STFL|Stifel, Nicolaus & Company, Incorporated|1600
DVAX|DYNAVAX TECHNOLOGIES|STXG|Stockcross Financial Services, Inc.|4400
DVAX|DYNAVAX TECHNOLOGIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
DVAX|DYNAVAX TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|505579
DVAX|DYNAVAX TECHNOLOGIES|SWST|Hilltop Securities Inc.|17200
DVAX|DYNAVAX TECHNOLOGIES|TAGC|TELSEY ADVISORY GROUP LLC|2609
DVAX|DYNAVAX TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|29524
DVAX|DYNAVAX TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|107224
DVAX|DYNAVAX TECHNOLOGIES|TRCM|TRC MARKETS LLC|81663
DVAX|DYNAVAX TECHNOLOGIES|TWTT|TASTYWORKS, INC.|950
DVAX|DYNAVAX TECHNOLOGIES|UBSA|UBS SECURITIES LLC|1314626
DVAX|DYNAVAX TECHNOLOGIES|UBSS|UBS Securities LLC|1627183
DVAX|DYNAVAX TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|267749
DVAX|DYNAVAX TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|45503
DVAX|DYNAVAX TECHNOLOGIES|VNDM|Wall Street Access|1050
DVAX|DYNAVAX TECHNOLOGIES|VSIN|Vision Financial Markets Llc|3645
DVAX|DYNAVAX TECHNOLOGIES|WBLR|WILLIAM BLAIR|34296
DVAX|DYNAVAX TECHNOLOGIES|WBPX|SUMMIT SECURITIES GROUP, LLC|2888
DVAX|DYNAVAX TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|285899
DVAX|DYNAVAX TECHNOLOGIES|WEDB|WEDBUSH SECURITIES INC.|18899
DVAX|DYNAVAX TECHNOLOGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22525
DVAX|DYNAVAX TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71968
DVAX|DYNAVAX TECHNOLOGIES|WGIF|CIBC World Markets Inc.|12116
DVAX|DYNAVAX TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|25497
DVAX|DYNAVAX TECHNOLOGIES|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3000
DVAX|DYNAVAX TECHNOLOGIES|XIST|INSTINET, LLC|62830
DVAX|DYNAVAX TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|117378
DVAX|DYNAVAX TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|120
DVAX|DYNAVAX TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21008
DVCR|DIVERSICARE HEALTHCA|APCC|Apex Clearing Corporation|1
DVCR|DIVERSICARE HEALTHCA|BYXM|CBOE TRADING, INC.|32
DVCR|DIVERSICARE HEALTHCA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
DVCR|DIVERSICARE HEALTHCA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
DVCR|DIVERSICARE HEALTHCA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|313
DVCR|DIVERSICARE HEALTHCA|CTDL|Citadel Derivatives Group Llc|25
DVCR|DIVERSICARE HEALTHCA|DBAB|Deutsche Bank Securities Inc.|300
DVCR|DIVERSICARE HEALTHCA|DBAX|Deutsche Bank Securities Inc.|3000
DVCR|DIVERSICARE HEALTHCA|EBXL|EBX LLC|1200
DVCR|DIVERSICARE HEALTHCA|EDJO|Edward D. Jones & Co., L.P.|250
DVCR|DIVERSICARE HEALTHCA|ETRS|E*Trade Securities LLC|3372
DVCR|DIVERSICARE HEALTHCA|FBCO|Credit Suisse Securities (USA) LLC|1304
DVCR|DIVERSICARE HEALTHCA|FOMA|TD AMERITRADE CLEARING, INC.|78925
DVCR|DIVERSICARE HEALTHCA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2081
DVCR|DIVERSICARE HEALTHCA|FTBR|Foliofn Investments, Inc.|1
DVCR|DIVERSICARE HEALTHCA|GSCO|GOLDMAN SACHS & CO. LLC|516
DVCR|DIVERSICARE HEALTHCA|GTSZ|GTS SECURITIES LLC|830
DVCR|DIVERSICARE HEALTHCA|IBKR|Interactive Brokers Llc|6789
DVCR|DIVERSICARE HEALTHCA|INCA|INSTINET, LLC|1286
DVCR|DIVERSICARE HEALTHCA|ITGI|ITG Inc.|4
DVCR|DIVERSICARE HEALTHCA|ITGP|ITG INC.|200
DVCR|DIVERSICARE HEALTHCA|JONE|JonesTrading|33676
DVCR|DIVERSICARE HEALTHCA|JPMX|J.P. Morgan Securities LLC|1200
DVCR|DIVERSICARE HEALTHCA|LEHM|Barclays Capital Inc./Le|344
DVCR|DIVERSICARE HEALTHCA|LIME|Lime Brokerage LLC|1950
DVCR|DIVERSICARE HEALTHCA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
DVCR|DIVERSICARE HEALTHCA|MSCO|MORGAN STANLEY & CO. LLC|4446
DVCR|DIVERSICARE HEALTHCA|MSPL|MORGAN STANLEY & CO. LLC|300
DVCR|DIVERSICARE HEALTHCA|NFSC|National Financial Services LLC|2892
DVCR|DIVERSICARE HEALTHCA|NITE|VIRTU Americas LLC|18680
DVCR|DIVERSICARE HEALTHCA|PDQM|CODA MARKETS, INC.|100
DVCR|DIVERSICARE HEALTHCA|SGMT|GOLDMAN SACHS & CO. LLC|2664
DVCR|DIVERSICARE HEALTHCA|STFL|Stifel, Nicolaus & Company, Incorporated|600
DVCR|DIVERSICARE HEALTHCA|SWST|Hilltop Securities Inc.|1548
DVCR|DIVERSICARE HEALTHCA|UBSA|UBS SECURITIES LLC|7444
DVCR|DIVERSICARE HEALTHCA|UBSS|UBS Securities LLC|4876
DVCR|DIVERSICARE HEALTHCA|VALX|VIRTU AMERICAS LLC|19
DVCR|DIVERSICARE HEALTHCA|WCHV|WELLS FARGO SECURITIES, LLC|444
DVCR|DIVERSICARE HEALTHCA|WSEA|WOLVERINE SECURITIES, LLC|1
DVD|DOVER MOTORSPORTS|BATM|CBOE TRADING, INC.|6
DVD|DOVER MOTORSPORTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
DVD|DOVER MOTORSPORTS|EBXL|EBX LLC|100
DVD|DOVER MOTORSPORTS|ETRS|E*Trade Securities LLC|2010
DVD|DOVER MOTORSPORTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
DVD|DOVER MOTORSPORTS|FTBR|Foliofn Investments, Inc.|18
DVD|DOVER MOTORSPORTS|GSCO|GOLDMAN SACHS & CO. LLC|176
DVD|DOVER MOTORSPORTS|IBKR|Interactive Brokers Llc|300
DVD|DOVER MOTORSPORTS|INCA|INSTINET, LLC|100
DVD|DOVER MOTORSPORTS|ITGI|ITG Inc.|300
DVD|DOVER MOTORSPORTS|JANY|Janney Montgomery Scott Inc.|2000
DVD|DOVER MOTORSPORTS|LEHM|Barclays Capital Inc./Le|200
DVD|DOVER MOTORSPORTS|LIME|Lime Brokerage LLC|1026
DVD|DOVER MOTORSPORTS|MSCO|MORGAN STANLEY & CO. LLC|344
DVD|DOVER MOTORSPORTS|NFSC|National Financial Services LLC|7228
DVD|DOVER MOTORSPORTS|NITE|VIRTU Americas LLC|20360
DVD|DOVER MOTORSPORTS|RBCM|RBC CAPITAL MARKETS, LLC|2000
DVD|DOVER MOTORSPORTS|SGMT|GOLDMAN SACHS & CO. LLC|193
DVD|DOVER MOTORSPORTS|SPDR|SPEEDROUTE LLC|193
DVD|DOVER MOTORSPORTS|SWIM|TD Ameritrade, Inc.|1900
DVD|DOVER MOTORSPORTS|TRBT|Tradebot Systems, Inc.|2331
DVD|DOVER MOTORSPORTS|UBSA|UBS SECURITIES LLC|1005
DVD|DOVER MOTORSPORTS|UBSS|UBS Securities LLC|668
DVD|DOVER MOTORSPORTS|VALX|VIRTU AMERICAS LLC|65
DVD|DOVER MOTORSPORTS|VGRD|Vanguard Marketing Corporation|3000
DVD|DOVER MOTORSPORTS|WCHV|WELLS FARGO SECURITIES, LLC|5134
DVD|DOVER MOTORSPORTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
DVD|DOVER MOTORSPORTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|159
DVEM|WISDOMTREE EMERGING|ALTX|Alternet Securities Inc.|300
DVEM|WISDOMTREE EMERGING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10218
DVEM|WISDOMTREE EMERGING|DBAX|Deutsche Bank Securities Inc.|600
DVEM|WISDOMTREE EMERGING|EBXL|EBX LLC|400
DVEM|WISDOMTREE EMERGING|ETRS|E*Trade Securities LLC|520
DVEM|WISDOMTREE EMERGING|FTBR|Foliofn Investments, Inc.|2
DVEM|WISDOMTREE EMERGING|GSCO|GOLDMAN SACHS & CO. LLC|18499
DVEM|WISDOMTREE EMERGING|ICBX|INSTINET, LLC|400
DVEM|WISDOMTREE EMERGING|ITGP|ITG INC.|4200
DVEM|WISDOMTREE EMERGING|JSJX|JANE STREET CAPITAL LLC|10848
DVEM|WISDOMTREE EMERGING|KCGM|VIRTU Americas LLC|500
DVEM|WISDOMTREE EMERGING|LEHM|Barclays Capital Inc./Le|7600
DVEM|WISDOMTREE EMERGING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DVEM|WISDOMTREE EMERGING|MSCO|MORGAN STANLEY & CO. LLC|751
DVEM|WISDOMTREE EMERGING|MSPL|MORGAN STANLEY & CO. LLC|100
DVEM|WISDOMTREE EMERGING|NFSC|National Financial Services LLC|4914
DVEM|WISDOMTREE EMERGING|NITE|VIRTU Americas LLC|17103
DVEM|WISDOMTREE EMERGING|SGMT|GOLDMAN SACHS & CO. LLC|200
DVEM|WISDOMTREE EMERGING|SWIM|TD Ameritrade, Inc.|6
DVEM|WISDOMTREE EMERGING|TKNG|ALLY INVEST SECURITIES LLC|150
DVEM|WISDOMTREE EMERGING|UBSA|UBS SECURITIES LLC|5781
DVEM|WISDOMTREE EMERGING|UBSS|UBS Securities LLC|999
DVEM|WISDOMTREE EMERGING|VGRD|Vanguard Marketing Corporation|300
DVEM|WISDOMTREE EMERGING|WCHV|WELLS FARGO SECURITIES, LLC|11
DVEM|WISDOMTREE EMERGING|WSEA|WOLVERINE SECURITIES, LLC|16
DVEM|WISDOMTREE EMERGING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2771
DVHL|2X DVRSIFIED HI INKM|APCC|Apex Clearing Corporation|728
DVHL|2X DVRSIFIED HI INKM|ETRS|E*Trade Securities LLC|9337
DVHL|2X DVRSIFIED HI INKM|FILL|Tradestation Securities, Inc.|1
DVHL|2X DVRSIFIED HI INKM|FTBR|Foliofn Investments, Inc.|100
DVHL|2X DVRSIFIED HI INKM|GLPX|ACS EXECUTION SERVICES, LLC|300
DVHL|2X DVRSIFIED HI INKM|GSLT|GOLDMAN SACHS & CO. LLC|9200
DVHL|2X DVRSIFIED HI INKM|IATS|INTERACTIVE BROKERS LLC|200
DVHL|2X DVRSIFIED HI INKM|IBKR|Interactive Brokers Llc|5994
DVHL|2X DVRSIFIED HI INKM|INCA|INSTINET, LLC|100
DVHL|2X DVRSIFIED HI INKM|JSJX|JANE STREET CAPITAL LLC|962
DVHL|2X DVRSIFIED HI INKM|KCGM|VIRTU Americas LLC|100
DVHL|2X DVRSIFIED HI INKM|LIME|Lime Brokerage LLC|4488
DVHL|2X DVRSIFIED HI INKM|MOTF|MOTIF INVESTING, INC.|6
DVHL|2X DVRSIFIED HI INKM|MSCO|MORGAN STANLEY & CO. LLC|6079
DVHL|2X DVRSIFIED HI INKM|NFSC|National Financial Services LLC|1575
DVHL|2X DVRSIFIED HI INKM|NITE|VIRTU Americas LLC|12630
DVHL|2X DVRSIFIED HI INKM|PDQM|CODA MARKETS, INC.|400
DVHL|2X DVRSIFIED HI INKM|SGMT|GOLDMAN SACHS & CO. LLC|106
DVHL|2X DVRSIFIED HI INKM|SWIM|TD Ameritrade, Inc.|2367
DVHL|2X DVRSIFIED HI INKM|TKNG|ALLY INVEST SECURITIES LLC|518
DVHL|2X DVRSIFIED HI INKM|UBSA|UBS SECURITIES LLC|571
DVHL|2X DVRSIFIED HI INKM|UBSS|UBS Securities LLC|35564
DVHL|2X DVRSIFIED HI INKM|VGRD|Vanguard Marketing Corporation|5368
DVHL|2X DVRSIFIED HI INKM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68
DVHL|2X DVRSIFIED HI INKM|WSEA|WOLVERINE SECURITIES, LLC|481
DVMT|DELL TECHNOLOGIES V|ABLE|NATIXIS Securities Americas LLC|207432
DVMT|DELL TECHNOLOGIES V|ADAM|CANACCORD GENUITY INC.|19000
DVMT|DELL TECHNOLOGIES V|ALTX|Alternet Securities Inc.|10080
DVMT|DELL TECHNOLOGIES V|ANOS|ABEL/NOSER, L.L.C.|200
DVMT|DELL TECHNOLOGIES V|APCC|Apex Clearing Corporation|644
DVMT|DELL TECHNOLOGIES V|AQUA|AQUA SECURITIES L.P.|22500
DVMT|DELL TECHNOLOGIES V|BANK|Primevest Financial Services, Inc.|7
DVMT|DELL TECHNOLOGIES V|BARD|Robert W. Baird & Co. Incorporated|476
DVMT|DELL TECHNOLOGIES V|BATM|CBOE TRADING, INC.|23227
DVMT|DELL TECHNOLOGIES V|BAYC|BAY CREST PARTNERS, LLC|112
DVMT|DELL TECHNOLOGIES V|BBNT|BB&T SECURITIES, LLC|1119
DVMT|DELL TECHNOLOGIES V|BERN|Sanford C. Bernstein & Co., LLC|397325
DVMT|DELL TECHNOLOGIES V|BIDS|BIDS TRADING L.P.|67400
DVMT|DELL TECHNOLOGIES V|BIMI|Banca IMI Securities Corp.|91
DVMT|DELL TECHNOLOGIES V|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6532
DVMT|DELL TECHNOLOGIES V|BLKX|INSTINET, LLC|86900
DVMT|DELL TECHNOLOGIES V|BNPX|BNP PARIBAS SECURITIES CORP.|1604
DVMT|DELL TECHNOLOGIES V|BTIG|BTIG, LLC|19650
DVMT|DELL TECHNOLOGIES V|BYXM|CBOE TRADING, INC.|2383
DVMT|DELL TECHNOLOGIES V|CABR|Cabrera Capital Markets, Inc.|25
DVMT|DELL TECHNOLOGIES V|CBLC|CITIGROUP GLOBAL MARKETS INC.|19870
DVMT|DELL TECHNOLOGIES V|CHAS|Charles Schwab & Co., Inc.|437
DVMT|DELL TECHNOLOGIES V|CHLC|CHURCHILL CAPITAL USA, INC.|36722
DVMT|DELL TECHNOLOGIES V|CHLM|Craig-Hallum Capital Group LLC|200
DVMT|DELL TECHNOLOGIES V|CIST|Capital Institutional Services, Inc.|1898
DVMT|DELL TECHNOLOGIES V|CNFR|Cowen Prime Services LLC|2404
DVMT|DELL TECHNOLOGIES V|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26707
DVMT|DELL TECHNOLOGIES V|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11141
DVMT|DELL TECHNOLOGIES V|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|98994
DVMT|DELL TECHNOLOGIES V|CROS|CREDIT SUISSE SECURITIES (USA) LLC|820705
DVMT|DELL TECHNOLOGIES V|CTDL|Citadel Derivatives Group Llc|49001
DVMT|DELL TECHNOLOGIES V|CTLR|CUTLER GROUP, LP|16523
DVMT|DELL TECHNOLOGIES V|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|24800
DVMT|DELL TECHNOLOGIES V|CXCX|CITIGROUP GLOBAL MARKETS INC.|61386
DVMT|DELL TECHNOLOGIES V|DADA|D.A. Davidson & Co.|145
DVMT|DELL TECHNOLOGIES V|DBAB|Deutsche Bank Securities Inc.|465928
DVMT|DELL TECHNOLOGIES V|DBAX|Deutsche Bank Securities Inc.|543700
DVMT|DELL TECHNOLOGIES V|DBUL|Deutsche Bank Securities Inc.|3081
DVMT|DELL TECHNOLOGIES V|DEAN|MORGAN STANLEY|7992
DVMT|DELL TECHNOLOGIES V|DEGS|RONIN PROFESSIONAL LLC|8628
DVMT|DELL TECHNOLOGIES V|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8559
DVMT|DELL TECHNOLOGIES V|DRWK|DRW SECURITIES, L.L.C.|100
DVMT|DELL TECHNOLOGIES V|EBXL|EBX LLC|340400
DVMT|DELL TECHNOLOGIES V|ECUT|CONVERGEX EXECUTION SOLUTIONS|28198
DVMT|DELL TECHNOLOGIES V|EDJC|Edward Jones / CDS|58
DVMT|DELL TECHNOLOGIES V|EDJO|Edward D. Jones & Co., L.P.|4636
DVMT|DELL TECHNOLOGIES V|EGAM|CBOE TRADING, INC.|12549
DVMT|DELL TECHNOLOGIES V|EGMT|EG MARKET TECHNOLOGIES LLC|1796
DVMT|DELL TECHNOLOGIES V|EGXM|CBOE TRADING, INC.|7275
DVMT|DELL TECHNOLOGIES V|EGXW|CBOE TRADING, INC.|203
DVMT|DELL TECHNOLOGIES V|ELEV|ELEVATION, LLC|115620
DVMT|DELL TECHNOLOGIES V|ETBE|Electronic Transaction Clearing, Inc.|37623
DVMT|DELL TECHNOLOGIES V|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
DVMT|DELL TECHNOLOGIES V|ETCC|Electronic Transaction Clearing, Inc.|991
DVMT|DELL TECHNOLOGIES V|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|54743
DVMT|DELL TECHNOLOGIES V|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|601
DVMT|DELL TECHNOLOGIES V|ETRS|E*Trade Securities LLC|141477
DVMT|DELL TECHNOLOGIES V|FILL|Tradestation Securities, Inc.|5486
DVMT|DELL TECHNOLOGIES V|FINX|FINTECH SECURITIES|116
DVMT|DELL TECHNOLOGIES V|FINZ|FINTECH SECURITIES|190
DVMT|DELL TECHNOLOGIES V|FMAF|NBCN Inc./ CDS|452
DVMT|DELL TECHNOLOGIES V|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2477
DVMT|DELL TECHNOLOGIES V|FQLS|Quantlab Securities LP|237736
DVMT|DELL TECHNOLOGIES V|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106720
DVMT|DELL TECHNOLOGIES V|FTBR|Foliofn Investments, Inc.|471
DVMT|DELL TECHNOLOGIES V|GEBB|GLOBAL EXECUTION BROKERS, LP|69260
DVMT|DELL TECHNOLOGIES V|GLIS|TD Securities Inc|1653
DVMT|DELL TECHNOLOGIES V|GLPX|ACS EXECUTION SERVICES, LLC|60957
DVMT|DELL TECHNOLOGIES V|GSCO|GOLDMAN SACHS & CO. LLC|1736122
DVMT|DELL TECHNOLOGIES V|GSCS|GOLDMAN SACHS & CO. LLC|31748
DVMT|DELL TECHNOLOGIES V|GSLT|GOLDMAN SACHS & CO. LLC|10154
DVMT|DELL TECHNOLOGIES V|GTSZ|GTS SECURITIES LLC|78623
DVMT|DELL TECHNOLOGIES V|HAPX|HAP Trading, LLC|46
DVMT|DELL TECHNOLOGIES V|HRBF|American Enterprise Investment Services Inc.|1820
DVMT|DELL TECHNOLOGIES V|HSBC|HSBC Securities, Inc.|25385
DVMT|DELL TECHNOLOGIES V|IATS|INTERACTIVE BROKERS LLC|16763
DVMT|DELL TECHNOLOGIES V|IBKR|Interactive Brokers Llc|26263
DVMT|DELL TECHNOLOGIES V|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2627
DVMT|DELL TECHNOLOGIES V|ICBX|INSTINET, LLC|178284
DVMT|DELL TECHNOLOGIES V|INCA|INSTINET, LLC|533568
DVMT|DELL TECHNOLOGIES V|INJX|INSTINET, LLC|5282
DVMT|DELL TECHNOLOGIES V|ITGI|ITG Inc.|107246
DVMT|DELL TECHNOLOGIES V|ITGP|ITG INC.|424800
DVMT|DELL TECHNOLOGIES V|JANY|Janney Montgomery Scott Inc.|2197
DVMT|DELL TECHNOLOGIES V|JEFF|JEFFERIES LLC|228192
DVMT|DELL TECHNOLOGIES V|JMPT|JUMP TRADING, LLC|57310
DVMT|DELL TECHNOLOGIES V|JPBX|J.P. MORGAN SECURITIES LLC|78786
DVMT|DELL TECHNOLOGIES V|JPMX|J.P. Morgan Securities LLC|979837
DVMT|DELL TECHNOLOGIES V|JSJX|JANE STREET CAPITAL LLC|4433
DVMT|DELL TECHNOLOGIES V|JUTA|JUMP TRADING, LLC|168
DVMT|DELL TECHNOLOGIES V|KCGM|VIRTU Americas LLC|106987
DVMT|DELL TECHNOLOGIES V|LEHM|Barclays Capital Inc./Le|969300
DVMT|DELL TECHNOLOGIES V|LIME|Lime Brokerage LLC|21607
DVMT|DELL TECHNOLOGIES V|LMNX|LUMINEX TRADING & ANALYTICS LLC|163904
DVMT|DELL TECHNOLOGIES V|LOOP|Loop Capital Markets LLC|4106
DVMT|DELL TECHNOLOGIES V|LQNA|LIQUIDNET, INC.|80800
DVMT|DELL TECHNOLOGIES V|LSCI|Lek Securities Corporation|100
DVMT|DELL TECHNOLOGIES V|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|295
DVMT|DELL TECHNOLOGIES V|MACC|Mid Atlantic Capital Corporation|1025
DVMT|DELL TECHNOLOGIES V|MACQ|Macquarie Capital (USA) Inc.|9600
DVMT|DELL TECHNOLOGIES V|MAXM|Maxim Group LLC|100
DVMT|DELL TECHNOLOGIES V|MCMF|Raymond James Ltd. Cds|12
DVMT|DELL TECHNOLOGIES V|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|240446
DVMT|DELL TECHNOLOGIES V|MOTF|MOTIF INVESTING, INC.|6
DVMT|DELL TECHNOLOGIES V|MSCO|MORGAN STANLEY & CO. LLC|2031207
DVMT|DELL TECHNOLOGIES V|MSPL|MORGAN STANLEY & CO. LLC|460200
DVMT|DELL TECHNOLOGIES V|MSTX|MORGAN STANLEY & CO. LLC|195700
DVMT|DELL TECHNOLOGIES V|NATL|National Securities Corporation|1250
DVMT|DELL TECHNOLOGIES V|NBCS|NBC Securities, INC.|100
DVMT|DELL TECHNOLOGIES V|NEUB|NEUBERGER BERMAN BD LLC|47
DVMT|DELL TECHNOLOGIES V|NFSC|National Financial Services LLC|135136
DVMT|DELL TECHNOLOGIES V|NITE|VIRTU Americas LLC|435068
DVMT|DELL TECHNOLOGIES V|NITP|VIRTU Americas LLC|1736
DVMT|DELL TECHNOLOGIES V|NMRA|Nomura Securities International, Inc.|12300
DVMT|DELL TECHNOLOGIES V|NQRB|Brut, LLC|5251
DVMT|DELL TECHNOLOGIES V|NTBF|BMO Nesbitt Burns Inc./CDS|263
DVMT|DELL TECHNOLOGIES V|NTRC|Northern Trust Securities, Inc.|66
DVMT|DELL TECHNOLOGIES V|OHOS|TWO SIGMA SECURITIES, LLC|39835
DVMT|DELL TECHNOLOGIES V|OPCO|Oppenheimer & Co. Inc.|264
DVMT|DELL TECHNOLOGIES V|PCPT|PHILLIP CAPITAL INC.|22
DVMT|DELL TECHNOLOGIES V|PDQM|CODA MARKETS, INC.|82975
DVMT|DELL TECHNOLOGIES V|PHLY|NASDAQ Execution Services, LLC|1000
DVMT|DELL TECHNOLOGIES V|PICT|Pictet Overseas Inc.|891
DVMT|DELL TECHNOLOGIES V|PWJC|UBS Financial Services, Inc.|28424
DVMT|DELL TECHNOLOGIES V|QMSR|QUATTRO M SECURITIES INC.|3950
DVMT|DELL TECHNOLOGIES V|RBCM|RBC CAPITAL MARKETS, LLC|8699
DVMT|DELL TECHNOLOGIES V|RGLD|Regal Securities, Inc|187
DVMT|DELL TECHNOLOGIES V|RHCO|Suntrust Robinson Humphrey, Inc.|676
DVMT|DELL TECHNOLOGIES V|SAGL|SAGETRADER, LLC|9137
DVMT|DELL TECHNOLOGIES V|SALI|INTL FCSTONE FINANCIAL INC.|9
DVMT|DELL TECHNOLOGIES V|SBRX|MURIEL SIEBERT & CO INC|12
DVMT|DELL TECHNOLOGIES V|SBSH|Citigroup Global Markets Inc.|304950
DVMT|DELL TECHNOLOGIES V|SEIC|SEI Investments Distribution Co.|900
DVMT|DELL TECHNOLOGIES V|SGMT|GOLDMAN SACHS & CO. LLC|303594
DVMT|DELL TECHNOLOGIES V|SIBO|Prime Executions, Inc.|7544
DVMT|DELL TECHNOLOGIES V|SPDR|SPEEDROUTE LLC|15874
DVMT|DELL TECHNOLOGIES V|SPGS|Sea Port Group Securities, LLC|398
DVMT|DELL TECHNOLOGIES V|SPHN|Stephens Inc.|382
DVMT|DELL TECHNOLOGIES V|STFL|Stifel, Nicolaus & Company, Incorporated|50967
DVMT|DELL TECHNOLOGIES V|STKP|STOCKPILE INVESTMENTS, INC.|72
DVMT|DELL TECHNOLOGIES V|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4120
DVMT|DELL TECHNOLOGIES V|SWIM|TD Ameritrade, Inc.|48506
DVMT|DELL TECHNOLOGIES V|SWST|Hilltop Securities Inc.|510
DVMT|DELL TECHNOLOGIES V|TKNG|ALLY INVEST SECURITIES LLC|1513
DVMT|DELL TECHNOLOGIES V|TMBR|Timber Hill LLC|290
DVMT|DELL TECHNOLOGIES V|TRBT|Tradebot Systems, Inc.|237705
DVMT|DELL TECHNOLOGIES V|TRCM|TRC MARKETS LLC|74483
DVMT|DELL TECHNOLOGIES V|UBSA|UBS SECURITIES LLC|984989
DVMT|DELL TECHNOLOGIES V|UBSS|UBS Securities LLC|1035165
DVMT|DELL TECHNOLOGIES V|UFPA|UNITED FIRST PARTNERS LLC|14135
DVMT|DELL TECHNOLOGIES V|VALX|VIRTU AMERICAS LLC|11695
DVMT|DELL TECHNOLOGIES V|VGRD|Vanguard Marketing Corporation|8907
DVMT|DELL TECHNOLOGIES V|WBPX|SUMMIT SECURITIES GROUP, LLC|2100
DVMT|DELL TECHNOLOGIES V|WCHV|WELLS FARGO SECURITIES, LLC|50250
DVMT|DELL TECHNOLOGIES V|WEDB|WEDBUSH SECURITIES INC.|28990
DVMT|DELL TECHNOLOGIES V|WEED|Weeden & Co.L.P.|740
DVMT|DELL TECHNOLOGIES V|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81079
DVMT|DELL TECHNOLOGIES V|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61271
DVMT|DELL TECHNOLOGIES V|WGIF|CIBC World Markets Inc.|93
DVMT|DELL TECHNOLOGIES V|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
DVMT|DELL TECHNOLOGIES V|WSEA|WOLVERINE SECURITIES, LLC|15094
DVMT|DELL TECHNOLOGIES V|XIST|INSTINET, LLC|91312
DVMT|DELL TECHNOLOGIES V|XSTM|NATIONAL FINANCIAL SERVICES LLC|98766
DVMT|DELL TECHNOLOGIES V|YKNA|COMHAR CAPITAL MARKETS, LLC|12450
DVMT|DELL TECHNOLOGIES V|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4790
DVN|DEVON ENERGY CP (OK)|ABLE|NATIXIS Securities Americas LLC|757721
DVN|DEVON ENERGY CP (OK)|ADAM|CANACCORD GENUITY INC.|8330
DVN|DEVON ENERGY CP (OK)|AGCP|AEGIS CAPITAL CORP.|200
DVN|DEVON ENERGY CP (OK)|AGIS|Aegis Capital Corp.|1785
DVN|DEVON ENERGY CP (OK)|ALTX|Alternet Securities Inc.|52430
DVN|DEVON ENERGY CP (OK)|ANOS|ABEL/NOSER, L.L.C.|23493
DVN|DEVON ENERGY CP (OK)|APCC|Apex Clearing Corporation|17918
DVN|DEVON ENERGY CP (OK)|AQUA|AQUA SECURITIES L.P.|6300
DVN|DEVON ENERGY CP (OK)|BANK|Primevest Financial Services, Inc.|2570
DVN|DEVON ENERGY CP (OK)|BARD|Robert W. Baird & Co. Incorporated|3228
DVN|DEVON ENERGY CP (OK)|BATM|CBOE TRADING, INC.|32486
DVN|DEVON ENERGY CP (OK)|BAYC|BAY CREST PARTNERS, LLC|10
DVN|DEVON ENERGY CP (OK)|BAYT|BTIG, LLC|200
DVN|DEVON ENERGY CP (OK)|BBNT|BB&T SECURITIES, LLC|1370
DVN|DEVON ENERGY CP (OK)|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|15800
DVN|DEVON ENERGY CP (OK)|BERN|Sanford C. Bernstein & Co., LLC|231543
DVN|DEVON ENERGY CP (OK)|BIAD|SAGETRADER, LLC|329
DVN|DEVON ENERGY CP (OK)|BIDS|BIDS TRADING L.P.|9900
DVN|DEVON ENERGY CP (OK)|BIMI|Banca IMI Securities Corp.|850
DVN|DEVON ENERGY CP (OK)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|128481
DVN|DEVON ENERGY CP (OK)|BLKX|INSTINET, LLC|112150
DVN|DEVON ENERGY CP (OK)|BMOC|BMO Capital Markets Corp.|311424
DVN|DEVON ENERGY CP (OK)|BNPX|BNP PARIBAS SECURITIES CORP.|351072
DVN|DEVON ENERGY CP (OK)|BTIG|BTIG, LLC|230202
DVN|DEVON ENERGY CP (OK)|BYXM|CBOE TRADING, INC.|8773
DVN|DEVON ENERGY CP (OK)|BZYD|GOLDMAN SACHS & CO. LLC|1233
DVN|DEVON ENERGY CP (OK)|CABR|Cabrera Capital Markets, Inc.|75
DVN|DEVON ENERGY CP (OK)|CANT|Cantor Fitzgerald & Co.|5816
DVN|DEVON ENERGY CP (OK)|CBLC|CITIGROUP GLOBAL MARKETS INC.|32000
DVN|DEVON ENERGY CP (OK)|CBRA|Cobra Trading, Inc.|600
DVN|DEVON ENERGY CP (OK)|CHAS|Charles Schwab & Co., Inc.|19352
DVN|DEVON ENERGY CP (OK)|CIBP|CIBC World Markets Corp.|29066
DVN|DEVON ENERGY CP (OK)|CIST|Capital Institutional Services, Inc.|6278
DVN|DEVON ENERGY CP (OK)|CLSA|CLSA AMERICAS, LLC|399965
DVN|DEVON ENERGY CP (OK)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|511833
DVN|DEVON ENERGY CP (OK)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
DVN|DEVON ENERGY CP (OK)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29715
DVN|DEVON ENERGY CP (OK)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2069444
DVN|DEVON ENERGY CP (OK)|CTDL|Citadel Derivatives Group Llc|66855
DVN|DEVON ENERGY CP (OK)|CTLR|CUTLER GROUP, LP|2182
DVN|DEVON ENERGY CP (OK)|CVBR|CV BROKERAGE, INC|500
DVN|DEVON ENERGY CP (OK)|CXCX|CITIGROUP GLOBAL MARKETS INC.|234502
DVN|DEVON ENERGY CP (OK)|DADA|D.A. Davidson & Co.|3589
DVN|DEVON ENERGY CP (OK)|DAVA|Davenport & Company LLC|1100
DVN|DEVON ENERGY CP (OK)|DBAB|Deutsche Bank Securities Inc.|1081286
DVN|DEVON ENERGY CP (OK)|DBAX|Deutsche Bank Securities Inc.|1072300
DVN|DEVON ENERGY CP (OK)|DBUL|Deutsche Bank Securities Inc.|82517
DVN|DEVON ENERGY CP (OK)|DCHF|Dart Executions, LLC|23807
DVN|DEVON ENERGY CP (OK)|DEAN|MORGAN STANLEY|44956
DVN|DEVON ENERGY CP (OK)|DEGS|RONIN PROFESSIONAL LLC|9975
DVN|DEVON ENERGY CP (OK)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1402
DVN|DEVON ENERGY CP (OK)|DIVA|Divine Capital Markets LLC|1300
DVN|DEVON ENERGY CP (OK)|EBXL|EBX LLC|1359800
DVN|DEVON ENERGY CP (OK)|ECUT|CONVERGEX EXECUTION SOLUTIONS|78412
DVN|DEVON ENERGY CP (OK)|EDJC|Edward Jones / CDS|636
DVN|DEVON ENERGY CP (OK)|EDJO|Edward D. Jones & Co., L.P.|70925
DVN|DEVON ENERGY CP (OK)|EGAM|CBOE TRADING, INC.|84992
DVN|DEVON ENERGY CP (OK)|EGAW|CBOE TRADING, INC.|1025
DVN|DEVON ENERGY CP (OK)|EGMT|EG MARKET TECHNOLOGIES LLC|300
DVN|DEVON ENERGY CP (OK)|EGXM|CBOE TRADING, INC.|21057
DVN|DEVON ENERGY CP (OK)|EGXW|CBOE TRADING, INC.|207
DVN|DEVON ENERGY CP (OK)|ELEV|ELEVATION, LLC|1281
DVN|DEVON ENERGY CP (OK)|EROM|Eroom Securities L.L.C.|660
DVN|DEVON ENERGY CP (OK)|ESPO|ESPOSITO SECURITIES, LLC|1592
DVN|DEVON ENERGY CP (OK)|ETBE|Electronic Transaction Clearing, Inc.|98944
DVN|DEVON ENERGY CP (OK)|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
DVN|DEVON ENERGY CP (OK)|ETCC|Electronic Transaction Clearing, Inc.|4320
DVN|DEVON ENERGY CP (OK)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60126
DVN|DEVON ENERGY CP (OK)|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4675
DVN|DEVON ENERGY CP (OK)|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|412
DVN|DEVON ENERGY CP (OK)|ETRS|E*Trade Securities LLC|997581
DVN|DEVON ENERGY CP (OK)|EVRS|E1 ASSET MANAGEMENT, INC.|2000
DVN|DEVON ENERGY CP (OK)|FBSB|U.S. Bancorp Investments, Inc.|2
DVN|DEVON ENERGY CP (OK)|FILL|Tradestation Securities, Inc.|109190
DVN|DEVON ENERGY CP (OK)|FINX|FINTECH SECURITIES|25
DVN|DEVON ENERGY CP (OK)|FMAF|NBCN Inc./ CDS|52608
DVN|DEVON ENERGY CP (OK)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|109812
DVN|DEVON ENERGY CP (OK)|FQLS|Quantlab Securities LP|1821967
DVN|DEVON ENERGY CP (OK)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|308383
DVN|DEVON ENERGY CP (OK)|FTBR|Foliofn Investments, Inc.|7795
DVN|DEVON ENERGY CP (OK)|GBMT|GBM International, Inc.|500
DVN|DEVON ENERGY CP (OK)|GEBB|GLOBAL EXECUTION BROKERS, LP|43864
DVN|DEVON ENERGY CP (OK)|GLIS|TD Securities Inc|28322
DVN|DEVON ENERGY CP (OK)|GLPX|ACS EXECUTION SERVICES, LLC|188936
DVN|DEVON ENERGY CP (OK)|GSCO|GOLDMAN SACHS & CO. LLC|5621438
DVN|DEVON ENERGY CP (OK)|GSCS|GOLDMAN SACHS & CO. LLC|105901
DVN|DEVON ENERGY CP (OK)|GSLT|GOLDMAN SACHS & CO. LLC|78572
DVN|DEVON ENERGY CP (OK)|GTSZ|GTS SECURITIES LLC|872978
DVN|DEVON ENERGY CP (OK)|HAPX|HAP Trading, LLC|1400
DVN|DEVON ENERGY CP (OK)|HRBF|American Enterprise Investment Services Inc.|21119
DVN|DEVON ENERGY CP (OK)|HSBC|HSBC Securities, Inc.|10782
DVN|DEVON ENERGY CP (OK)|IATS|INTERACTIVE BROKERS LLC|71195
DVN|DEVON ENERGY CP (OK)|IBKR|Interactive Brokers Llc|161537
DVN|DEVON ENERGY CP (OK)|IBSJ|Integrity Brokerage Services, Inc.|810
DVN|DEVON ENERGY CP (OK)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2182
DVN|DEVON ENERGY CP (OK)|ICBX|INSTINET, LLC|424228
DVN|DEVON ENERGY CP (OK)|IEQY|CITADEL SECURITIES LLC|1577358
DVN|DEVON ENERGY CP (OK)|IMPC|Imperial Capital, LLC|4300
DVN|DEVON ENERGY CP (OK)|INCA|INSTINET, LLC|1558103
DVN|DEVON ENERGY CP (OK)|INJX|INSTINET, LLC|55269
DVN|DEVON ENERGY CP (OK)|ITGI|ITG Inc.|173875
DVN|DEVON ENERGY CP (OK)|ITGP|ITG INC.|449800
DVN|DEVON ENERGY CP (OK)|JANY|Janney Montgomery Scott Inc.|5450
DVN|DEVON ENERGY CP (OK)|JEFF|JEFFERIES LLC|1035564
DVN|DEVON ENERGY CP (OK)|JMPT|JUMP TRADING, LLC|416844
DVN|DEVON ENERGY CP (OK)|JONE|JonesTrading|71619
DVN|DEVON ENERGY CP (OK)|JPBX|J.P. MORGAN SECURITIES LLC|641463
DVN|DEVON ENERGY CP (OK)|JPMX|J.P. Morgan Securities LLC|1924686
DVN|DEVON ENERGY CP (OK)|JSJX|JANE STREET CAPITAL LLC|31307
DVN|DEVON ENERGY CP (OK)|JUTA|JUMP TRADING, LLC|18438
DVN|DEVON ENERGY CP (OK)|KCGM|VIRTU Americas LLC|192807
DVN|DEVON ENERGY CP (OK)|KRSH|Kershner Securities, LLC|8682
DVN|DEVON ENERGY CP (OK)|LEHM|Barclays Capital Inc./Le|5735017
DVN|DEVON ENERGY CP (OK)|LGNT|COR CLEARING LLC|1
DVN|DEVON ENERGY CP (OK)|LIME|Lime Brokerage LLC|397346
DVN|DEVON ENERGY CP (OK)|LOOP|Loop Capital Markets LLC|5500
DVN|DEVON ENERGY CP (OK)|LQNA|LIQUIDNET, INC.|201900
DVN|DEVON ENERGY CP (OK)|LSCI|Lek Securities Corporation|64078
DVN|DEVON ENERGY CP (OK)|LVMR|LIVERMORE TRADING GROUP, INC.|55345
DVN|DEVON ENERGY CP (OK)|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
DVN|DEVON ENERGY CP (OK)|MACQ|Macquarie Capital (USA) Inc.|17300
DVN|DEVON ENERGY CP (OK)|MAXM|Maxim Group LLC|7945
DVN|DEVON ENERGY CP (OK)|MBTS|ALLY INVEST SECURITIES LLC|225
DVN|DEVON ENERGY CP (OK)|MCMF|Raymond James Ltd. Cds|2000
DVN|DEVON ENERGY CP (OK)|MKMP|MKM Partners LLC|7300
DVN|DEVON ENERGY CP (OK)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|593186
DVN|DEVON ENERGY CP (OK)|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1762
DVN|DEVON ENERGY CP (OK)|MNDX|TJM Investments, LLC|82964
DVN|DEVON ENERGY CP (OK)|MOTF|MOTIF INVESTING, INC.|27
DVN|DEVON ENERGY CP (OK)|MPSG|E D & F Man Capital Markets Inc.|1095
DVN|DEVON ENERGY CP (OK)|MSCO|MORGAN STANLEY & CO. LLC|7207946
DVN|DEVON ENERGY CP (OK)|MSPL|MORGAN STANLEY & CO. LLC|1685500
DVN|DEVON ENERGY CP (OK)|MSTX|MORGAN STANLEY & CO. LLC|1196700
DVN|DEVON ENERGY CP (OK)|MULL|MARK J. MULLER EQUITIES, INC.|3590
DVN|DEVON ENERGY CP (OK)|MZHO|Mizuho Securities USA LLC|20000
DVN|DEVON ENERGY CP (OK)|NATL|National Securities Corporation|15950
DVN|DEVON ENERGY CP (OK)|NEED|Needham & Company, LLC|3205
DVN|DEVON ENERGY CP (OK)|NEUB|NEUBERGER BERMAN BD LLC|12527
DVN|DEVON ENERGY CP (OK)|NFSC|National Financial Services LLC|1748919
DVN|DEVON ENERGY CP (OK)|NITE|VIRTU Americas LLC|3514449
DVN|DEVON ENERGY CP (OK)|NITP|VIRTU Americas LLC|8963
DVN|DEVON ENERGY CP (OK)|NMRA|Nomura Securities International, Inc.|2100
DVN|DEVON ENERGY CP (OK)|NQRB|Brut, LLC|91003
DVN|DEVON ENERGY CP (OK)|NTBF|BMO Nesbitt Burns Inc./CDS|28159
DVN|DEVON ENERGY CP (OK)|NTRC|Northern Trust Securities, Inc.|2202
DVN|DEVON ENERGY CP (OK)|OHOS|TWO SIGMA SECURITIES, LLC|547758
DVN|DEVON ENERGY CP (OK)|OPCO|Oppenheimer & Co. Inc.|27217
DVN|DEVON ENERGY CP (OK)|PCPT|PHILLIP CAPITAL INC.|399
DVN|DEVON ENERGY CP (OK)|PDQM|CODA MARKETS, INC.|242747
DVN|DEVON ENERGY CP (OK)|PHLY|NASDAQ Execution Services, LLC|13400
DVN|DEVON ENERGY CP (OK)|PICT|Pictet Overseas Inc.|39530
DVN|DEVON ENERGY CP (OK)|PNSR|Penserra Securities, LLC|14182
DVN|DEVON ENERGY CP (OK)|PWJC|UBS Financial Services, Inc.|10108
DVN|DEVON ENERGY CP (OK)|QMSR|QUATTRO M SECURITIES INC.|5585
DVN|DEVON ENERGY CP (OK)|RBCM|RBC CAPITAL MARKETS, LLC|32180
DVN|DEVON ENERGY CP (OK)|RHCO|Suntrust Robinson Humphrey, Inc.|11508
DVN|DEVON ENERGY CP (OK)|RJLC|RJL CAPITAL GROUP, LLC|200
DVN|DEVON ENERGY CP (OK)|SAGL|SAGETRADER, LLC|108012
DVN|DEVON ENERGY CP (OK)|SAGW|SAGETRADER, LLC|10
DVN|DEVON ENERGY CP (OK)|SALI|INTL FCSTONE FINANCIAL INC.|194
DVN|DEVON ENERGY CP (OK)|SBSH|Citigroup Global Markets Inc.|2915353
DVN|DEVON ENERGY CP (OK)|SEIC|SEI Investments Distribution Co.|10123
DVN|DEVON ENERGY CP (OK)|SGMT|GOLDMAN SACHS & CO. LLC|566849
DVN|DEVON ENERGY CP (OK)|SIBO|Prime Executions, Inc.|2290
DVN|DEVON ENERGY CP (OK)|SJLS|TRADE INFORMATICS LLC|2000
DVN|DEVON ENERGY CP (OK)|SPDR|SPEEDROUTE LLC|87544
DVN|DEVON ENERGY CP (OK)|SPGS|Sea Port Group Securities, LLC|200000
DVN|DEVON ENERGY CP (OK)|SPHN|Stephens Inc.|6363
DVN|DEVON ENERGY CP (OK)|SPTD|MINT GLOBAL MARKETS, INC.|500
DVN|DEVON ENERGY CP (OK)|STFL|Stifel, Nicolaus & Company, Incorporated|67441
DVN|DEVON ENERGY CP (OK)|STKP|STOCKPILE INVESTMENTS, INC.|94
DVN|DEVON ENERGY CP (OK)|STRS|STRATEGAS RESEARCH PARTNERS|500
DVN|DEVON ENERGY CP (OK)|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15296
DVN|DEVON ENERGY CP (OK)|SWIM|TD Ameritrade, Inc.|951985
DVN|DEVON ENERGY CP (OK)|SWST|Hilltop Securities Inc.|6209
DVN|DEVON ENERGY CP (OK)|TAGC|TELSEY ADVISORY GROUP LLC|1130
DVN|DEVON ENERGY CP (OK)|TDSI|TD Securities (USA) LLC|560000
DVN|DEVON ENERGY CP (OK)|TITL|TITLEIST ASSET MANAGEMENT, LTD.|6306
DVN|DEVON ENERGY CP (OK)|TKNG|ALLY INVEST SECURITIES LLC|26083
DVN|DEVON ENERGY CP (OK)|TMBR|Timber Hill LLC|2500
DVN|DEVON ENERGY CP (OK)|TOUR|TOURMALINE PARTNERS, LLC|44700
DVN|DEVON ENERGY CP (OK)|TRBT|Tradebot Systems, Inc.|1475209
DVN|DEVON ENERGY CP (OK)|TRCM|TRC MARKETS LLC|1817171
DVN|DEVON ENERGY CP (OK)|TWTT|TASTYWORKS, INC.|550
DVN|DEVON ENERGY CP (OK)|UBSA|UBS SECURITIES LLC|2963642
DVN|DEVON ENERGY CP (OK)|UBSS|UBS Securities LLC|3967967
DVN|DEVON ENERGY CP (OK)|USCA|USCA Securities LLC|400
DVN|DEVON ENERGY CP (OK)|VALX|VIRTU AMERICAS LLC|103522
DVN|DEVON ENERGY CP (OK)|VGRD|Vanguard Marketing Corporation|252052
DVN|DEVON ENERGY CP (OK)|VNDS|VANDHAM SECURITIES CORP|900
DVN|DEVON ENERGY CP (OK)|VSIN|Vision Financial Markets Llc|3100
DVN|DEVON ENERGY CP (OK)|WABR|Wall Street Access|500
DVN|DEVON ENERGY CP (OK)|WBLR|WILLIAM BLAIR|1700
DVN|DEVON ENERGY CP (OK)|WBPX|SUMMIT SECURITIES GROUP, LLC|11099
DVN|DEVON ENERGY CP (OK)|WCHV|WELLS FARGO SECURITIES, LLC|705212
DVN|DEVON ENERGY CP (OK)|WDNX|WEEDEN & CO.L.P.|4258
DVN|DEVON ENERGY CP (OK)|WEDB|WEDBUSH SECURITIES INC.|42865
DVN|DEVON ENERGY CP (OK)|WEED|Weeden & Co.L.P.|3451
DVN|DEVON ENERGY CP (OK)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|347415
DVN|DEVON ENERGY CP (OK)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18303
DVN|DEVON ENERGY CP (OK)|WFPB|Wells Fargo Securities, LLC.|300
DVN|DEVON ENERGY CP (OK)|WGIF|CIBC World Markets Inc.|9686
DVN|DEVON ENERGY CP (OK)|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1635
DVN|DEVON ENERGY CP (OK)|WSAG|WALL STREET ACCESS|99
DVN|DEVON ENERGY CP (OK)|WSEA|WOLVERINE SECURITIES, LLC|70633
DVN|DEVON ENERGY CP (OK)|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
DVN|DEVON ENERGY CP (OK)|XIST|INSTINET, LLC|109192
DVN|DEVON ENERGY CP (OK)|XPQR|Jump Trading|1700
DVN|DEVON ENERGY CP (OK)|XSTM|NATIONAL FINANCIAL SERVICES LLC|279146
DVN|DEVON ENERGY CP (OK)|YKNA|COMHAR CAPITAL MARKETS, LLC|6762
DVN|DEVON ENERGY CP (OK)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22054
DVP|DEEP VALUE ETF|APCC|Apex Clearing Corporation|72
DVP|DEEP VALUE ETF|CHAS|Charles Schwab & Co., Inc.|431
DVP|DEEP VALUE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12305
DVP|DEEP VALUE ETF|CSIN|Citadel Securities Institutional LLC|11066
DVP|DEEP VALUE ETF|CTDL|Citadel Derivatives Group Llc|18349
DVP|DEEP VALUE ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
DVP|DEEP VALUE ETF|DBAX|Deutsche Bank Securities Inc.|6000
DVP|DEEP VALUE ETF|EBXL|EBX LLC|3000
DVP|DEEP VALUE ETF|EGXM|CBOE TRADING, INC.|35
DVP|DEEP VALUE ETF|ETRS|E*Trade Securities LLC|587
DVP|DEEP VALUE ETF|FBSB|U.S. Bancorp Investments, Inc.|2300
DVP|DEEP VALUE ETF|FTBR|Foliofn Investments, Inc.|8
DVP|DEEP VALUE ETF|GLIS|TD Securities Inc|270
DVP|DEEP VALUE ETF|GSCO|GOLDMAN SACHS & CO. LLC|4000
DVP|DEEP VALUE ETF|GSLT|GOLDMAN SACHS & CO. LLC|2128
DVP|DEEP VALUE ETF|GTSZ|GTS SECURITIES LLC|1451
DVP|DEEP VALUE ETF|IATS|INTERACTIVE BROKERS LLC|598
DVP|DEEP VALUE ETF|IBKR|Interactive Brokers Llc|1090
DVP|DEEP VALUE ETF|ICBX|INSTINET, LLC|300
DVP|DEEP VALUE ETF|ITGP|ITG INC.|200
DVP|DEEP VALUE ETF|JANY|Janney Montgomery Scott Inc.|450
DVP|DEEP VALUE ETF|JPMX|J.P. Morgan Securities LLC|16900
DVP|DEEP VALUE ETF|JSJX|JANE STREET CAPITAL LLC|31537
DVP|DEEP VALUE ETF|KCGM|VIRTU Americas LLC|7739
DVP|DEEP VALUE ETF|LEHM|Barclays Capital Inc./Le|5696
DVP|DEEP VALUE ETF|LIME|Lime Brokerage LLC|1513
DVP|DEEP VALUE ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|187
DVP|DEEP VALUE ETF|MOTF|MOTIF INVESTING, INC.|11
DVP|DEEP VALUE ETF|MSCO|MORGAN STANLEY & CO. LLC|6664
DVP|DEEP VALUE ETF|MSPL|MORGAN STANLEY & CO. LLC|9100
DVP|DEEP VALUE ETF|NFSC|National Financial Services LLC|224819
DVP|DEEP VALUE ETF|NITE|VIRTU Americas LLC|24328
DVP|DEEP VALUE ETF|SBSH|Citigroup Global Markets Inc.|149
DVP|DEEP VALUE ETF|SGMT|GOLDMAN SACHS & CO. LLC|7971
DVP|DEEP VALUE ETF|SWIM|TD Ameritrade, Inc.|107
DVP|DEEP VALUE ETF|SWST|Hilltop Securities Inc.|274
DVP|DEEP VALUE ETF|UBSS|UBS Securities LLC|22356
DVP|DEEP VALUE ETF|VGRD|Vanguard Marketing Corporation|13
DVP|DEEP VALUE ETF|WCHV|WELLS FARGO SECURITIES, LLC|1481
DVP|DEEP VALUE ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|83
DVP|DEEP VALUE ETF|WSEA|WOLVERINE SECURITIES, LLC|17
DVP|DEEP VALUE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|36888
DVP|DEEP VALUE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7500
DVY|ISHARES SELECT DIVD|ADAM|CANACCORD GENUITY INC.|100
DVY|ISHARES SELECT DIVD|AGIS|Aegis Capital Corp.|350
DVY|ISHARES SELECT DIVD|ALTX|Alternet Securities Inc.|15350
DVY|ISHARES SELECT DIVD|APCC|Apex Clearing Corporation|442
DVY|ISHARES SELECT DIVD|BALE|M&T SECURITIES, INC.|711
DVY|ISHARES SELECT DIVD|BANK|Primevest Financial Services, Inc.|307
DVY|ISHARES SELECT DIVD|BARD|Robert W. Baird & Co. Incorporated|15510
DVY|ISHARES SELECT DIVD|BATM|CBOE TRADING, INC.|3167
DVY|ISHARES SELECT DIVD|BAYC|BAY CREST PARTNERS, LLC|1000
DVY|ISHARES SELECT DIVD|BBNT|BB&T SECURITIES, LLC|68228
DVY|ISHARES SELECT DIVD|BERN|Sanford C. Bernstein & Co., LLC|8632
DVY|ISHARES SELECT DIVD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41479
DVY|ISHARES SELECT DIVD|BLKX|INSTINET, LLC|5000
DVY|ISHARES SELECT DIVD|BRGE|Newbridge Securities Corp.|50
DVY|ISHARES SELECT DIVD|BTIG|BTIG, LLC|5083
DVY|ISHARES SELECT DIVD|BYXM|CBOE TRADING, INC.|176
DVY|ISHARES SELECT DIVD|CANT|Cantor Fitzgerald & Co.|10235
DVY|ISHARES SELECT DIVD|CHAS|Charles Schwab & Co., Inc.|11031
DVY|ISHARES SELECT DIVD|CIST|Capital Institutional Services, Inc.|8038
DVY|ISHARES SELECT DIVD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12214
DVY|ISHARES SELECT DIVD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
DVY|ISHARES SELECT DIVD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59981
DVY|ISHARES SELECT DIVD|CSIN|Citadel Securities Institutional LLC|56930
DVY|ISHARES SELECT DIVD|CTDL|Citadel Derivatives Group Llc|31933
DVY|ISHARES SELECT DIVD|CXCX|CITIGROUP GLOBAL MARKETS INC.|7816
DVY|ISHARES SELECT DIVD|DADA|D.A. Davidson & Co.|595
DVY|ISHARES SELECT DIVD|DAVA|Davenport & Company LLC|972
DVY|ISHARES SELECT DIVD|DAWA|Daiwa Capital Markets America Inc.|220
DVY|ISHARES SELECT DIVD|DBAB|Deutsche Bank Securities Inc.|45580
DVY|ISHARES SELECT DIVD|DBAX|Deutsche Bank Securities Inc.|28700
DVY|ISHARES SELECT DIVD|DBUL|Deutsche Bank Securities Inc.|6400
DVY|ISHARES SELECT DIVD|DCHF|Dart Executions, LLC|795
DVY|ISHARES SELECT DIVD|DEAN|MORGAN STANLEY|646712
DVY|ISHARES SELECT DIVD|DEGS|RONIN PROFESSIONAL LLC|6600
DVY|ISHARES SELECT DIVD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2915
DVY|ISHARES SELECT DIVD|EBXL|EBX LLC|49000
DVY|ISHARES SELECT DIVD|ECUT|CONVERGEX EXECUTION SOLUTIONS|18390
DVY|ISHARES SELECT DIVD|EDJO|Edward D. Jones & Co., L.P.|10060
DVY|ISHARES SELECT DIVD|EGAM|CBOE TRADING, INC.|1718
DVY|ISHARES SELECT DIVD|EGXM|CBOE TRADING, INC.|2491
DVY|ISHARES SELECT DIVD|ETBE|Electronic Transaction Clearing, Inc.|3020
DVY|ISHARES SELECT DIVD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11420
DVY|ISHARES SELECT DIVD|ETRS|E*Trade Securities LLC|13695
DVY|ISHARES SELECT DIVD|FBCO|Credit Suisse Securities (USA) LLC|106527
DVY|ISHARES SELECT DIVD|FBSB|U.S. Bancorp Investments, Inc.|3181
DVY|ISHARES SELECT DIVD|FIDT|Fidelity Clearing Canada ULC./ CDS|1178
DVY|ISHARES SELECT DIVD|FILL|Tradestation Securities, Inc.|350
DVY|ISHARES SELECT DIVD|FINX|FINTECH SECURITIES|1555
DVY|ISHARES SELECT DIVD|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|25000
DVY|ISHARES SELECT DIVD|FMAF|NBCN Inc./ CDS|19800
DVY|ISHARES SELECT DIVD|FMCO|First Manhattan Co|123
DVY|ISHARES SELECT DIVD|FOMA|TD AMERITRADE CLEARING, INC.|153043
DVY|ISHARES SELECT DIVD|FQLS|Quantlab Securities LP|16991
DVY|ISHARES SELECT DIVD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41445
DVY|ISHARES SELECT DIVD|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|200
DVY|ISHARES SELECT DIVD|FTBR|Foliofn Investments, Inc.|141653
DVY|ISHARES SELECT DIVD|GBMT|GBM International, Inc.|3656
DVY|ISHARES SELECT DIVD|GEBB|GLOBAL EXECUTION BROKERS, LP|7991
DVY|ISHARES SELECT DIVD|GLIS|TD Securities Inc|265
DVY|ISHARES SELECT DIVD|GLPX|ACS EXECUTION SERVICES, LLC|1179
DVY|ISHARES SELECT DIVD|GSCO|GOLDMAN SACHS & CO. LLC|203314
DVY|ISHARES SELECT DIVD|GSCS|GOLDMAN SACHS & CO. LLC|2262
DVY|ISHARES SELECT DIVD|GSLT|GOLDMAN SACHS & CO. LLC|13922
DVY|ISHARES SELECT DIVD|GTSZ|GTS SECURITIES LLC|34734
DVY|ISHARES SELECT DIVD|HRBF|American Enterprise Investment Services Inc.|108978
DVY|ISHARES SELECT DIVD|HSBC|HSBC Securities, Inc.|525
DVY|ISHARES SELECT DIVD|IATS|INTERACTIVE BROKERS LLC|1608
DVY|ISHARES SELECT DIVD|IBKR|Interactive Brokers Llc|33112
DVY|ISHARES SELECT DIVD|ICBX|INSTINET, LLC|45136
DVY|ISHARES SELECT DIVD|INCA|INSTINET, LLC|19321
DVY|ISHARES SELECT DIVD|INJX|INSTINET, LLC|249
DVY|ISHARES SELECT DIVD|ITGI|ITG Inc.|62986
DVY|ISHARES SELECT DIVD|ITGP|ITG INC.|11600
DVY|ISHARES SELECT DIVD|JANY|Janney Montgomery Scott Inc.|6550
DVY|ISHARES SELECT DIVD|JEFF|JEFFERIES LLC|6081
DVY|ISHARES SELECT DIVD|JMPT|JUMP TRADING, LLC|8034
DVY|ISHARES SELECT DIVD|JONE|JonesTrading|1250
DVY|ISHARES SELECT DIVD|JPMX|J.P. Morgan Securities LLC|423998
DVY|ISHARES SELECT DIVD|JSEB|JANE STREET EXECUTION SERVICES, LLC|129781
DVY|ISHARES SELECT DIVD|JSJX|JANE STREET CAPITAL LLC|329835
DVY|ISHARES SELECT DIVD|JUTA|JUMP TRADING, LLC|2700
DVY|ISHARES SELECT DIVD|KCGM|VIRTU Americas LLC|12430
DVY|ISHARES SELECT DIVD|LEHM|Barclays Capital Inc./Le|128726
DVY|ISHARES SELECT DIVD|LIME|Lime Brokerage LLC|80274
DVY|ISHARES SELECT DIVD|LSCI|Lek Securities Corporation|65
DVY|ISHARES SELECT DIVD|MACC|Mid Atlantic Capital Corporation|5611
DVY|ISHARES SELECT DIVD|MAXM|Maxim Group LLC|217
DVY|ISHARES SELECT DIVD|MCBT|Moors & Cabot, Inc.|300
DVY|ISHARES SELECT DIVD|MCMF|Raymond James Ltd. Cds|177
DVY|ISHARES SELECT DIVD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44334
DVY|ISHARES SELECT DIVD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
DVY|ISHARES SELECT DIVD|MOTF|MOTIF INVESTING, INC.|6
DVY|ISHARES SELECT DIVD|MSCO|MORGAN STANLEY & CO. LLC|569301
DVY|ISHARES SELECT DIVD|MSPL|MORGAN STANLEY & CO. LLC|78100
DVY|ISHARES SELECT DIVD|MSTX|MORGAN STANLEY & CO. LLC|6600
DVY|ISHARES SELECT DIVD|NATL|National Securities Corporation|10
DVY|ISHARES SELECT DIVD|NBCS|NBC Securities, INC.|294
DVY|ISHARES SELECT DIVD|NEUB|NEUBERGER BERMAN BD LLC|16
DVY|ISHARES SELECT DIVD|NFSC|National Financial Services LLC|676847
DVY|ISHARES SELECT DIVD|NITE|VIRTU Americas LLC|900462
DVY|ISHARES SELECT DIVD|NITP|VIRTU Americas LLC|1530
DVY|ISHARES SELECT DIVD|NQRB|Brut, LLC|23600
DVY|ISHARES SELECT DIVD|NTRC|Northern Trust Securities, Inc.|3740
DVY|ISHARES SELECT DIVD|OHOS|TWO SIGMA SECURITIES, LLC|39511
DVY|ISHARES SELECT DIVD|OLDM|OLD MISSION CAPITAL, LLC|95140
DVY|ISHARES SELECT DIVD|ONEL|O'NEIL SECURITIES, INCORPORATED|3698
DVY|ISHARES SELECT DIVD|OPCO|Oppenheimer & Co. Inc.|2530
DVY|ISHARES SELECT DIVD|PDQM|CODA MARKETS, INC.|2525
DVY|ISHARES SELECT DIVD|PHLY|NASDAQ Execution Services, LLC|1200
DVY|ISHARES SELECT DIVD|PICT|Pictet Overseas Inc.|1885
DVY|ISHARES SELECT DIVD|PWJC|UBS Financial Services, Inc.|13405
DVY|ISHARES SELECT DIVD|RAJA|Raymond James & Associates, Inc.|63915
DVY|ISHARES SELECT DIVD|RBCM|RBC CAPITAL MARKETS, LLC|24439
DVY|ISHARES SELECT DIVD|SAGL|SAGETRADER, LLC|500
DVY|ISHARES SELECT DIVD|SALI|INTL FCSTONE FINANCIAL INC.|220
DVY|ISHARES SELECT DIVD|SBSH|Citigroup Global Markets Inc.|206852
DVY|ISHARES SELECT DIVD|SEIC|SEI Investments Distribution Co.|14950
DVY|ISHARES SELECT DIVD|SGMT|GOLDMAN SACHS & CO. LLC|36282
DVY|ISHARES SELECT DIVD|SHMR|ABN Amro Clearing LLC|33661
DVY|ISHARES SELECT DIVD|SPHN|Stephens Inc.|1209
DVY|ISHARES SELECT DIVD|STFL|Stifel, Nicolaus & Company, Incorporated|73002
DVY|ISHARES SELECT DIVD|SWIM|TD Ameritrade, Inc.|8236
DVY|ISHARES SELECT DIVD|SWST|Hilltop Securities Inc.|64395
DVY|ISHARES SELECT DIVD|TKNG|ALLY INVEST SECURITIES LLC|266
DVY|ISHARES SELECT DIVD|TRBT|Tradebot Systems, Inc.|143760
DVY|ISHARES SELECT DIVD|TRCM|TRC MARKETS LLC|233844
DVY|ISHARES SELECT DIVD|UBSA|UBS SECURITIES LLC|98984
DVY|ISHARES SELECT DIVD|UBSS|UBS Securities LLC|500781
DVY|ISHARES SELECT DIVD|VALX|VIRTU AMERICAS LLC|10498
DVY|ISHARES SELECT DIVD|VGRD|Vanguard Marketing Corporation|21948
DVY|ISHARES SELECT DIVD|WBLR|WILLIAM BLAIR|692
DVY|ISHARES SELECT DIVD|WCHV|WELLS FARGO SECURITIES, LLC|164355
DVY|ISHARES SELECT DIVD|WEED|Weeden & Co.L.P.|100
DVY|ISHARES SELECT DIVD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4418
DVY|ISHARES SELECT DIVD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13388
DVY|ISHARES SELECT DIVD|WGIF|CIBC World Markets Inc.|5497
DVY|ISHARES SELECT DIVD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
DVY|ISHARES SELECT DIVD|WSEA|WOLVERINE SECURITIES, LLC|9850
DVY|ISHARES SELECT DIVD|XSTM|NATIONAL FINANCIAL SERVICES LLC|14184
DVY|ISHARES SELECT DIVD|YKNA|COMHAR CAPITAL MARKETS, LLC|36
DVY|ISHARES SELECT DIVD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|185417
DVYA|ISHARES ASIA / PACIF|APCC|Apex Clearing Corporation|73
DVYA|ISHARES ASIA / PACIF|CHAS|Charles Schwab & Co., Inc.|2
DVYA|ISHARES ASIA / PACIF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5783
DVYA|ISHARES ASIA / PACIF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4566
DVYA|ISHARES ASIA / PACIF|CTDL|Citadel Derivatives Group Llc|11345
DVYA|ISHARES ASIA / PACIF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
DVYA|ISHARES ASIA / PACIF|DBAX|Deutsche Bank Securities Inc.|3100
DVYA|ISHARES ASIA / PACIF|DEAN|MORGAN STANLEY|1551
DVYA|ISHARES ASIA / PACIF|EBXL|EBX LLC|3400
DVYA|ISHARES ASIA / PACIF|EDJO|Edward D. Jones & Co., L.P.|1445
DVYA|ISHARES ASIA / PACIF|ETRS|E*Trade Securities LLC|1666
DVYA|ISHARES ASIA / PACIF|FTBR|Foliofn Investments, Inc.|1
DVYA|ISHARES ASIA / PACIF|GSLT|GOLDMAN SACHS & CO. LLC|9
DVYA|ISHARES ASIA / PACIF|IBKR|Interactive Brokers Llc|651
DVYA|ISHARES ASIA / PACIF|ICBX|INSTINET, LLC|5400
DVYA|ISHARES ASIA / PACIF|INCA|INSTINET, LLC|1190
DVYA|ISHARES ASIA / PACIF|ITGP|ITG INC.|400
DVYA|ISHARES ASIA / PACIF|JANY|Janney Montgomery Scott Inc.|600
DVYA|ISHARES ASIA / PACIF|JPMX|J.P. Morgan Securities LLC|3600
DVYA|ISHARES ASIA / PACIF|JSJX|JANE STREET CAPITAL LLC|4908
DVYA|ISHARES ASIA / PACIF|KCGM|VIRTU Americas LLC|4551
DVYA|ISHARES ASIA / PACIF|LEHM|Barclays Capital Inc./Le|6000
DVYA|ISHARES ASIA / PACIF|LIME|Lime Brokerage LLC|1325
DVYA|ISHARES ASIA / PACIF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
DVYA|ISHARES ASIA / PACIF|MSCO|MORGAN STANLEY & CO. LLC|11022
DVYA|ISHARES ASIA / PACIF|MSPL|MORGAN STANLEY & CO. LLC|2800
DVYA|ISHARES ASIA / PACIF|NFSC|National Financial Services LLC|531
DVYA|ISHARES ASIA / PACIF|NITE|VIRTU Americas LLC|3299
DVYA|ISHARES ASIA / PACIF|OLDM|OLD MISSION CAPITAL, LLC|28
DVYA|ISHARES ASIA / PACIF|PWJC|UBS Financial Services, Inc.|300
DVYA|ISHARES ASIA / PACIF|RBCM|RBC CAPITAL MARKETS, LLC|53
DVYA|ISHARES ASIA / PACIF|UBSA|UBS SECURITIES LLC|4600
DVYA|ISHARES ASIA / PACIF|UBSS|UBS Securities LLC|3252
DVYA|ISHARES ASIA / PACIF|VGRD|Vanguard Marketing Corporation|911
DVYA|ISHARES ASIA / PACIF|WCHV|WELLS FARGO SECURITIES, LLC|170
DVYA|ISHARES ASIA / PACIF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2197
DVYE|ISHARES EMERGING MAR|ALTX|Alternet Securities Inc.|200
DVYE|ISHARES EMERGING MAR|ANOS|ABEL/NOSER, L.L.C.|1121
DVYE|ISHARES EMERGING MAR|APCC|Apex Clearing Corporation|236
DVYE|ISHARES EMERGING MAR|BANK|Primevest Financial Services, Inc.|188
DVYE|ISHARES EMERGING MAR|BARD|Robert W. Baird & Co. Incorporated|35
DVYE|ISHARES EMERGING MAR|BATM|CBOE TRADING, INC.|1231
DVYE|ISHARES EMERGING MAR|BBNT|BB&T SECURITIES, LLC|292
DVYE|ISHARES EMERGING MAR|BERN|Sanford C. Bernstein & Co., LLC|100
DVYE|ISHARES EMERGING MAR|BIMI|Banca IMI Securities Corp.|100
DVYE|ISHARES EMERGING MAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|774
DVYE|ISHARES EMERGING MAR|CHAS|Charles Schwab & Co., Inc.|16
DVYE|ISHARES EMERGING MAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
DVYE|ISHARES EMERGING MAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9412
DVYE|ISHARES EMERGING MAR|CTDL|Citadel Derivatives Group Llc|50142
DVYE|ISHARES EMERGING MAR|DADA|D.A. Davidson & Co.|135
DVYE|ISHARES EMERGING MAR|DBAB|Deutsche Bank Securities Inc.|400
DVYE|ISHARES EMERGING MAR|DBAX|Deutsche Bank Securities Inc.|3300
DVYE|ISHARES EMERGING MAR|DEAN|MORGAN STANLEY|1482
DVYE|ISHARES EMERGING MAR|EBXL|EBX LLC|15400
DVYE|ISHARES EMERGING MAR|EDJC|Edward Jones / CDS|267
DVYE|ISHARES EMERGING MAR|EDJO|Edward D. Jones & Co., L.P.|2440
DVYE|ISHARES EMERGING MAR|EGAM|CBOE TRADING, INC.|300
DVYE|ISHARES EMERGING MAR|ETBE|Electronic Transaction Clearing, Inc.|400
DVYE|ISHARES EMERGING MAR|ETRS|E*Trade Securities LLC|6142
DVYE|ISHARES EMERGING MAR|FBSB|U.S. Bancorp Investments, Inc.|2
DVYE|ISHARES EMERGING MAR|FILL|Tradestation Securities, Inc.|4432
DVYE|ISHARES EMERGING MAR|FINX|FINTECH SECURITIES|105
DVYE|ISHARES EMERGING MAR|FLTU|FLOW TRADERS US LLC|18400
DVYE|ISHARES EMERGING MAR|FMAF|NBCN Inc./ CDS|6150
DVYE|ISHARES EMERGING MAR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1500
DVYE|ISHARES EMERGING MAR|FTBR|Foliofn Investments, Inc.|250
DVYE|ISHARES EMERGING MAR|GEBB|GLOBAL EXECUTION BROKERS, LP|923
DVYE|ISHARES EMERGING MAR|GLIS|TD Securities Inc|40
DVYE|ISHARES EMERGING MAR|GSCO|GOLDMAN SACHS & CO. LLC|1617
DVYE|ISHARES EMERGING MAR|GSLT|GOLDMAN SACHS & CO. LLC|100
DVYE|ISHARES EMERGING MAR|GTSZ|GTS SECURITIES LLC|500
DVYE|ISHARES EMERGING MAR|HRBF|American Enterprise Investment Services Inc.|18857
DVYE|ISHARES EMERGING MAR|IATS|INTERACTIVE BROKERS LLC|220
DVYE|ISHARES EMERGING MAR|IBKR|Interactive Brokers Llc|2712
DVYE|ISHARES EMERGING MAR|ICBX|INSTINET, LLC|17050
DVYE|ISHARES EMERGING MAR|INCA|INSTINET, LLC|7005
DVYE|ISHARES EMERGING MAR|ITGI|ITG Inc.|400
DVYE|ISHARES EMERGING MAR|ITGP|ITG INC.|1600
DVYE|ISHARES EMERGING MAR|JANY|Janney Montgomery Scott Inc.|10224
DVYE|ISHARES EMERGING MAR|JPMX|J.P. Morgan Securities LLC|8600
DVYE|ISHARES EMERGING MAR|JSJX|JANE STREET CAPITAL LLC|49679
DVYE|ISHARES EMERGING MAR|KCGM|VIRTU Americas LLC|6710
DVYE|ISHARES EMERGING MAR|LEHM|Barclays Capital Inc./Le|4900
DVYE|ISHARES EMERGING MAR|LIME|Lime Brokerage LLC|4522
DVYE|ISHARES EMERGING MAR|MAXM|Maxim Group LLC|830
DVYE|ISHARES EMERGING MAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19286
DVYE|ISHARES EMERGING MAR|MSCO|MORGAN STANLEY & CO. LLC|71364
DVYE|ISHARES EMERGING MAR|MSPL|MORGAN STANLEY & CO. LLC|3300
DVYE|ISHARES EMERGING MAR|NFSC|National Financial Services LLC|155944
DVYE|ISHARES EMERGING MAR|NITE|VIRTU Americas LLC|141805
DVYE|ISHARES EMERGING MAR|PDQM|CODA MARKETS, INC.|249
DVYE|ISHARES EMERGING MAR|PWJC|UBS Financial Services, Inc.|4165
DVYE|ISHARES EMERGING MAR|RBCM|RBC CAPITAL MARKETS, LLC|26885
DVYE|ISHARES EMERGING MAR|SBSH|Citigroup Global Markets Inc.|707
DVYE|ISHARES EMERGING MAR|SGMT|GOLDMAN SACHS & CO. LLC|11470
DVYE|ISHARES EMERGING MAR|SPDR|SPEEDROUTE LLC|1500
DVYE|ISHARES EMERGING MAR|STFL|Stifel, Nicolaus & Company, Incorporated|17627
DVYE|ISHARES EMERGING MAR|SWIM|TD Ameritrade, Inc.|25
DVYE|ISHARES EMERGING MAR|SWST|Hilltop Securities Inc.|6
DVYE|ISHARES EMERGING MAR|TKNG|ALLY INVEST SECURITIES LLC|34
DVYE|ISHARES EMERGING MAR|TRBT|Tradebot Systems, Inc.|100
DVYE|ISHARES EMERGING MAR|TRCM|TRC MARKETS LLC|49
DVYE|ISHARES EMERGING MAR|UBSA|UBS SECURITIES LLC|41700
DVYE|ISHARES EMERGING MAR|UBSS|UBS Securities LLC|109166
DVYE|ISHARES EMERGING MAR|VALX|VIRTU AMERICAS LLC|300
DVYE|ISHARES EMERGING MAR|VGRD|Vanguard Marketing Corporation|6893
DVYE|ISHARES EMERGING MAR|WCHV|WELLS FARGO SECURITIES, LLC|1369
DVYE|ISHARES EMERGING MAR|WEED|Weeden & Co.L.P.|70
DVYE|ISHARES EMERGING MAR|WGIF|CIBC World Markets Inc.|700
DVYE|ISHARES EMERGING MAR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
DVYE|ISHARES EMERGING MAR|WSEA|WOLVERINE SECURITIES, LLC|34
DVYE|ISHARES EMERGING MAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|4684
DVYE|ISHARES EMERGING MAR|YKNA|COMHAR CAPITAL MARKETS, LLC|49
DVYE|ISHARES EMERGING MAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18608
DVYL|DJ 2XSELECT DIV ETN|APCC|Apex Clearing Corporation|44
DVYL|DJ 2XSELECT DIV ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|561
DVYL|DJ 2XSELECT DIV ETN|ETRS|E*Trade Securities LLC|2840
DVYL|DJ 2XSELECT DIV ETN|FILL|Tradestation Securities, Inc.|600
DVYL|DJ 2XSELECT DIV ETN|FMAF|NBCN Inc./ CDS|200
DVYL|DJ 2XSELECT DIV ETN|FTBR|Foliofn Investments, Inc.|1907
DVYL|DJ 2XSELECT DIV ETN|GSCO|GOLDMAN SACHS & CO. LLC|43
DVYL|DJ 2XSELECT DIV ETN|GSLT|GOLDMAN SACHS & CO. LLC|200
DVYL|DJ 2XSELECT DIV ETN|HRBF|American Enterprise Investment Services Inc.|100
DVYL|DJ 2XSELECT DIV ETN|IATS|INTERACTIVE BROKERS LLC|13
DVYL|DJ 2XSELECT DIV ETN|IBKR|Interactive Brokers Llc|1696
DVYL|DJ 2XSELECT DIV ETN|JSEB|JANE STREET EXECUTION SERVICES, LLC|13064
DVYL|DJ 2XSELECT DIV ETN|JSJX|JANE STREET CAPITAL LLC|1459
DVYL|DJ 2XSELECT DIV ETN|LIME|Lime Brokerage LLC|5
DVYL|DJ 2XSELECT DIV ETN|MOTF|MOTIF INVESTING, INC.|1
DVYL|DJ 2XSELECT DIV ETN|MSCO|MORGAN STANLEY & CO. LLC|2984
DVYL|DJ 2XSELECT DIV ETN|NFSC|National Financial Services LLC|1315
DVYL|DJ 2XSELECT DIV ETN|NITE|VIRTU Americas LLC|2440
DVYL|DJ 2XSELECT DIV ETN|SBSH|Citigroup Global Markets Inc.|49
DVYL|DJ 2XSELECT DIV ETN|SGMT|GOLDMAN SACHS & CO. LLC|199
DVYL|DJ 2XSELECT DIV ETN|SWIM|TD Ameritrade, Inc.|190
DVYL|DJ 2XSELECT DIV ETN|TKNG|ALLY INVEST SECURITIES LLC|2
DVYL|DJ 2XSELECT DIV ETN|UBSA|UBS SECURITIES LLC|1000
DVYL|DJ 2XSELECT DIV ETN|UBSS|UBS Securities LLC|7227
DVYL|DJ 2XSELECT DIV ETN|VGRD|Vanguard Marketing Corporation|942
DVYL|DJ 2XSELECT DIV ETN|WSEA|WOLVERINE SECURITIES, LLC|74
DWAQ|INVESCO DWA NDAQ MOM|APCC|Apex Clearing Corporation|174
DWAQ|INVESCO DWA NDAQ MOM|BARD|Robert W. Baird & Co. Incorporated|4
DWAQ|INVESCO DWA NDAQ MOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42
DWAQ|INVESCO DWA NDAQ MOM|CANT|Cantor Fitzgerald & Co.|14
DWAQ|INVESCO DWA NDAQ MOM|CIST|Capital Institutional Services, Inc.|249
DWAQ|INVESCO DWA NDAQ MOM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7
DWAQ|INVESCO DWA NDAQ MOM|DEAN|MORGAN STANLEY|151
DWAQ|INVESCO DWA NDAQ MOM|EDJO|Edward D. Jones & Co., L.P.|105
DWAQ|INVESCO DWA NDAQ MOM|ETRS|E*Trade Securities LLC|88
DWAQ|INVESCO DWA NDAQ MOM|FBCO|Credit Suisse Securities (USA) LLC|428
DWAQ|INVESCO DWA NDAQ MOM|FBSB|U.S. Bancorp Investments, Inc.|583
DWAQ|INVESCO DWA NDAQ MOM|FOMA|TD AMERITRADE CLEARING, INC.|1752
DWAQ|INVESCO DWA NDAQ MOM|GSCO|GOLDMAN SACHS & CO. LLC|200
DWAQ|INVESCO DWA NDAQ MOM|HRBF|American Enterprise Investment Services Inc.|1586
DWAQ|INVESCO DWA NDAQ MOM|IBKR|Interactive Brokers Llc|700
DWAQ|INVESCO DWA NDAQ MOM|ITGP|ITG INC.|200
DWAQ|INVESCO DWA NDAQ MOM|JPMX|J.P. Morgan Securities LLC|8
DWAQ|INVESCO DWA NDAQ MOM|JSEB|JANE STREET EXECUTION SERVICES, LLC|1308
DWAQ|INVESCO DWA NDAQ MOM|JSJX|JANE STREET CAPITAL LLC|302
DWAQ|INVESCO DWA NDAQ MOM|KCGM|VIRTU Americas LLC|47
DWAQ|INVESCO DWA NDAQ MOM|LIME|Lime Brokerage LLC|539
DWAQ|INVESCO DWA NDAQ MOM|MACC|Mid Atlantic Capital Corporation|334
DWAQ|INVESCO DWA NDAQ MOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DWAQ|INVESCO DWA NDAQ MOM|MSCO|MORGAN STANLEY & CO. LLC|1530
DWAQ|INVESCO DWA NDAQ MOM|NFSC|National Financial Services LLC|1299
DWAQ|INVESCO DWA NDAQ MOM|NITE|VIRTU Americas LLC|3376
DWAQ|INVESCO DWA NDAQ MOM|NITP|VIRTU Americas LLC|345
DWAQ|INVESCO DWA NDAQ MOM|RAJA|Raymond James & Associates, Inc.|230
DWAQ|INVESCO DWA NDAQ MOM|RBCM|RBC CAPITAL MARKETS, LLC|630
DWAQ|INVESCO DWA NDAQ MOM|SGMT|GOLDMAN SACHS & CO. LLC|401
DWAQ|INVESCO DWA NDAQ MOM|SWST|Hilltop Securities Inc.|100
DWAQ|INVESCO DWA NDAQ MOM|UBSA|UBS SECURITIES LLC|4041
DWAQ|INVESCO DWA NDAQ MOM|UBSS|UBS Securities LLC|2327
DWAQ|INVESCO DWA NDAQ MOM|WCHV|WELLS FARGO SECURITIES, LLC|995
DWAQ|INVESCO DWA NDAQ MOM|WSEA|WOLVERINE SECURITIES, LLC|2
DWAQ|INVESCO DWA NDAQ MOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|909
DWAS|INVESCO DWA SMCP MOM|APCC|Apex Clearing Corporation|126
DWAS|INVESCO DWA SMCP MOM|BARD|Robert W. Baird & Co. Incorporated|2006
DWAS|INVESCO DWA SMCP MOM|BATM|CBOE TRADING, INC.|2
DWAS|INVESCO DWA SMCP MOM|BBNT|BB&T SECURITIES, LLC|2327
DWAS|INVESCO DWA SMCP MOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3878
DWAS|INVESCO DWA SMCP MOM|CANT|Cantor Fitzgerald & Co.|56687
DWAS|INVESCO DWA SMCP MOM|CHAS|Charles Schwab & Co., Inc.|59
DWAS|INVESCO DWA SMCP MOM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4400
DWAS|INVESCO DWA SMCP MOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24470
DWAS|INVESCO DWA SMCP MOM|CSIN|Citadel Securities Institutional LLC|105709
DWAS|INVESCO DWA SMCP MOM|CTDL|Citadel Derivatives Group Llc|121002
DWAS|INVESCO DWA SMCP MOM|CXCX|CITIGROUP GLOBAL MARKETS INC.|9154
DWAS|INVESCO DWA SMCP MOM|DBAX|Deutsche Bank Securities Inc.|8400
DWAS|INVESCO DWA SMCP MOM|DEAN|MORGAN STANLEY|5778
DWAS|INVESCO DWA SMCP MOM|EBXL|EBX LLC|6800
DWAS|INVESCO DWA SMCP MOM|ECUT|CONVERGEX EXECUTION SOLUTIONS|99
DWAS|INVESCO DWA SMCP MOM|EDJO|Edward D. Jones & Co., L.P.|93
DWAS|INVESCO DWA SMCP MOM|EGXM|CBOE TRADING, INC.|15
DWAS|INVESCO DWA SMCP MOM|ETRS|E*Trade Securities LLC|2495
DWAS|INVESCO DWA SMCP MOM|FBCO|Credit Suisse Securities (USA) LLC|13078
DWAS|INVESCO DWA SMCP MOM|FMAF|NBCN Inc./ CDS|240
DWAS|INVESCO DWA SMCP MOM|FOMA|TD AMERITRADE CLEARING, INC.|27768
DWAS|INVESCO DWA SMCP MOM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|535
DWAS|INVESCO DWA SMCP MOM|FTBR|Foliofn Investments, Inc.|5038
DWAS|INVESCO DWA SMCP MOM|GEBB|GLOBAL EXECUTION BROKERS, LP|1728
DWAS|INVESCO DWA SMCP MOM|GSCS|GOLDMAN SACHS & CO. LLC|9
DWAS|INVESCO DWA SMCP MOM|GSLT|GOLDMAN SACHS & CO. LLC|285
DWAS|INVESCO DWA SMCP MOM|GTSZ|GTS SECURITIES LLC|8576
DWAS|INVESCO DWA SMCP MOM|HRBF|American Enterprise Investment Services Inc.|90
DWAS|INVESCO DWA SMCP MOM|IATS|INTERACTIVE BROKERS LLC|300
DWAS|INVESCO DWA SMCP MOM|IBKR|Interactive Brokers Llc|4458
DWAS|INVESCO DWA SMCP MOM|ICBX|INSTINET, LLC|7600
DWAS|INVESCO DWA SMCP MOM|INCA|INSTINET, LLC|3429
DWAS|INVESCO DWA SMCP MOM|ITGI|ITG Inc.|300
DWAS|INVESCO DWA SMCP MOM|ITGP|ITG INC.|800
DWAS|INVESCO DWA SMCP MOM|JANY|Janney Montgomery Scott Inc.|5096
DWAS|INVESCO DWA SMCP MOM|JPMX|J.P. Morgan Securities LLC|7600
DWAS|INVESCO DWA SMCP MOM|JSJX|JANE STREET CAPITAL LLC|41905
DWAS|INVESCO DWA SMCP MOM|KCGM|VIRTU Americas LLC|19324
DWAS|INVESCO DWA SMCP MOM|LEHM|Barclays Capital Inc./Le|10830
DWAS|INVESCO DWA SMCP MOM|LIME|Lime Brokerage LLC|10661
DWAS|INVESCO DWA SMCP MOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10206
DWAS|INVESCO DWA SMCP MOM|MOTF|MOTIF INVESTING, INC.|2
DWAS|INVESCO DWA SMCP MOM|MSCO|MORGAN STANLEY & CO. LLC|64101
DWAS|INVESCO DWA SMCP MOM|MSPL|MORGAN STANLEY & CO. LLC|1100
DWAS|INVESCO DWA SMCP MOM|NFSC|National Financial Services LLC|25119
DWAS|INVESCO DWA SMCP MOM|NITE|VIRTU Americas LLC|93343
DWAS|INVESCO DWA SMCP MOM|NITP|VIRTU Americas LLC|155
DWAS|INVESCO DWA SMCP MOM|OPCO|Oppenheimer & Co. Inc.|9179
DWAS|INVESCO DWA SMCP MOM|PDQM|CODA MARKETS, INC.|600
DWAS|INVESCO DWA SMCP MOM|PWJC|UBS Financial Services, Inc.|3397
DWAS|INVESCO DWA SMCP MOM|RAJA|Raymond James & Associates, Inc.|11328
DWAS|INVESCO DWA SMCP MOM|RBCM|RBC CAPITAL MARKETS, LLC|25696
DWAS|INVESCO DWA SMCP MOM|SALI|INTL FCSTONE FINANCIAL INC.|1
DWAS|INVESCO DWA SMCP MOM|SBSH|Citigroup Global Markets Inc.|157
DWAS|INVESCO DWA SMCP MOM|SGMT|GOLDMAN SACHS & CO. LLC|2907
DWAS|INVESCO DWA SMCP MOM|SHMR|ABN Amro Clearing LLC|192
DWAS|INVESCO DWA SMCP MOM|STFL|Stifel, Nicolaus & Company, Incorporated|1189
DWAS|INVESCO DWA SMCP MOM|SWIM|TD Ameritrade, Inc.|296
DWAS|INVESCO DWA SMCP MOM|TRCM|TRC MARKETS LLC|200
DWAS|INVESCO DWA SMCP MOM|UBSA|UBS SECURITIES LLC|33959
DWAS|INVESCO DWA SMCP MOM|UBSS|UBS Securities LLC|32265
DWAS|INVESCO DWA SMCP MOM|VGRD|Vanguard Marketing Corporation|1604
DWAS|INVESCO DWA SMCP MOM|WCHV|WELLS FARGO SECURITIES, LLC|103456
DWAS|INVESCO DWA SMCP MOM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2023
DWAS|INVESCO DWA SMCP MOM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3104
DWAS|INVESCO DWA SMCP MOM|WGIF|CIBC World Markets Inc.|304
DWAS|INVESCO DWA SMCP MOM|WSEA|WOLVERINE SECURITIES, LLC|3634
DWAS|INVESCO DWA SMCP MOM|XSTM|NATIONAL FINANCIAL SERVICES LLC|716
DWAS|INVESCO DWA SMCP MOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16547
DWAT|ARROW DWA TACTIC ETF|APCC|Apex Clearing Corporation|6
DWAT|ARROW DWA TACTIC ETF|EGXW|CBOE TRADING, INC.|19
DWAT|ARROW DWA TACTIC ETF|ETRS|E*Trade Securities LLC|5067
DWAT|ARROW DWA TACTIC ETF|FOMA|TD AMERITRADE CLEARING, INC.|8675
DWAT|ARROW DWA TACTIC ETF|FTBR|Foliofn Investments, Inc.|344
DWAT|ARROW DWA TACTIC ETF|IBKR|Interactive Brokers Llc|1
DWAT|ARROW DWA TACTIC ETF|LIME|Lime Brokerage LLC|12
DWAT|ARROW DWA TACTIC ETF|MSCO|MORGAN STANLEY & CO. LLC|26
DWAT|ARROW DWA TACTIC ETF|NFSC|National Financial Services LLC|2464
DWAT|ARROW DWA TACTIC ETF|NITE|VIRTU Americas LLC|9265
DWAT|ARROW DWA TACTIC ETF|NITP|VIRTU Americas LLC|129
DWAT|ARROW DWA TACTIC ETF|UBSS|UBS Securities LLC|18
DWCH|DATAWATCH CP|ALTX|Alternet Securities Inc.|784
DWCH|DATAWATCH CP|APCC|Apex Clearing Corporation|3
DWCH|DATAWATCH CP|BATM|CBOE TRADING, INC.|1310
DWCH|DATAWATCH CP|BIDS|BIDS TRADING L.P.|25000
DWCH|DATAWATCH CP|BTIG|BTIG, LLC|2000
DWCH|DATAWATCH CP|CHLM|Craig-Hallum Capital Group LLC|1537
DWCH|DATAWATCH CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15447
DWCH|DATAWATCH CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DWCH|DATAWATCH CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17774
DWCH|DATAWATCH CP|CTDL|Citadel Derivatives Group Llc|726
DWCH|DATAWATCH CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3714
DWCH|DATAWATCH CP|DBAB|Deutsche Bank Securities Inc.|5756
DWCH|DATAWATCH CP|DBAX|Deutsche Bank Securities Inc.|12200
DWCH|DATAWATCH CP|DEGS|RONIN PROFESSIONAL LLC|3708
DWCH|DATAWATCH CP|EBXL|EBX LLC|27700
DWCH|DATAWATCH CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2220
DWCH|DATAWATCH CP|EGAM|CBOE TRADING, INC.|100
DWCH|DATAWATCH CP|EGXM|CBOE TRADING, INC.|801
DWCH|DATAWATCH CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
DWCH|DATAWATCH CP|ETRS|E*Trade Securities LLC|5033
DWCH|DATAWATCH CP|FBCO|Credit Suisse Securities (USA) LLC|7580
DWCH|DATAWATCH CP|FOMA|TD AMERITRADE CLEARING, INC.|52820
DWCH|DATAWATCH CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1198
DWCH|DATAWATCH CP|GSCO|GOLDMAN SACHS & CO. LLC|11482
DWCH|DATAWATCH CP|GSCS|GOLDMAN SACHS & CO. LLC|48761
DWCH|DATAWATCH CP|GSLT|GOLDMAN SACHS & CO. LLC|82
DWCH|DATAWATCH CP|GTSZ|GTS SECURITIES LLC|3135
DWCH|DATAWATCH CP|HRBF|American Enterprise Investment Services Inc.|2900
DWCH|DATAWATCH CP|IATS|INTERACTIVE BROKERS LLC|700
DWCH|DATAWATCH CP|IBKR|Interactive Brokers Llc|10048
DWCH|DATAWATCH CP|ICBX|INSTINET, LLC|2200
DWCH|DATAWATCH CP|INCA|INSTINET, LLC|3949
DWCH|DATAWATCH CP|INJX|INSTINET, LLC|2000
DWCH|DATAWATCH CP|ITGI|ITG Inc.|1684
DWCH|DATAWATCH CP|ITGP|ITG INC.|14800
DWCH|DATAWATCH CP|JEFF|JEFFERIES LLC|10874
DWCH|DATAWATCH CP|JPMX|J.P. Morgan Securities LLC|27414
DWCH|DATAWATCH CP|KCGM|VIRTU Americas LLC|1600
DWCH|DATAWATCH CP|LEHM|Barclays Capital Inc./Le|10896
DWCH|DATAWATCH CP|LIME|Lime Brokerage LLC|9300
DWCH|DATAWATCH CP|MAXM|Maxim Group LLC|2000
DWCH|DATAWATCH CP|MBTS|ALLY INVEST SECURITIES LLC|206
DWCH|DATAWATCH CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33180
DWCH|DATAWATCH CP|MSCO|MORGAN STANLEY & CO. LLC|52681
DWCH|DATAWATCH CP|MSPL|MORGAN STANLEY & CO. LLC|23300
DWCH|DATAWATCH CP|NFSC|National Financial Services LLC|12621
DWCH|DATAWATCH CP|NITE|VIRTU Americas LLC|117678
DWCH|DATAWATCH CP|NQRB|Brut, LLC|100
DWCH|DATAWATCH CP|OPCO|Oppenheimer & Co. Inc.|300
DWCH|DATAWATCH CP|PCFF|Pacific International Securities Inc./CDS|235
DWCH|DATAWATCH CP|PDQM|CODA MARKETS, INC.|1097
DWCH|DATAWATCH CP|RAJA|Raymond James & Associates, Inc.|150
DWCH|DATAWATCH CP|SBSH|Citigroup Global Markets Inc.|815
DWCH|DATAWATCH CP|SGMT|GOLDMAN SACHS & CO. LLC|12100
DWCH|DATAWATCH CP|SPDR|SPEEDROUTE LLC|2100
DWCH|DATAWATCH CP|STFL|Stifel, Nicolaus & Company, Incorporated|310
DWCH|DATAWATCH CP|SWIM|TD Ameritrade, Inc.|5200
DWCH|DATAWATCH CP|TKNG|ALLY INVEST SECURITIES LLC|100
DWCH|DATAWATCH CP|TRBT|Tradebot Systems, Inc.|2201
DWCH|DATAWATCH CP|TRCM|TRC MARKETS LLC|13816
DWCH|DATAWATCH CP|UBSA|UBS SECURITIES LLC|31365
DWCH|DATAWATCH CP|UBSS|UBS Securities LLC|28713
DWCH|DATAWATCH CP|VALX|VIRTU AMERICAS LLC|201
DWCH|DATAWATCH CP|VGRD|Vanguard Marketing Corporation|1585
DWCH|DATAWATCH CP|WCHV|WELLS FARGO SECURITIES, LLC|13335
DWCH|DATAWATCH CP|WEED|Weeden & Co.L.P.|320
DWCH|DATAWATCH CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|613
DWCH|DATAWATCH CP|WFPB|Wells Fargo Securities, LLC.|35379
DWCH|DATAWATCH CP|WSEA|WOLVERINE SECURITIES, LLC|1325
DWCH|DATAWATCH CP|XIST|INSTINET, LLC|1800
DWCH|DATAWATCH CP|YKNA|COMHAR CAPITAL MARKETS, LLC|13
DWCR|ARRW DWA CTRY RO ETF|CANT|Cantor Fitzgerald & Co.|319300
DWCR|ARRW DWA CTRY RO ETF|JANY|Janney Montgomery Scott Inc.|34
DWCR|ARRW DWA CTRY RO ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|8649
DWCR|ARRW DWA CTRY RO ETF|JSJX|JANE STREET CAPITAL LLC|1707
DWCR|ARRW DWA CTRY RO ETF|LIME|Lime Brokerage LLC|300
DWCR|ARRW DWA CTRY RO ETF|MSCO|MORGAN STANLEY & CO. LLC|8700
DWCR|ARRW DWA CTRY RO ETF|NFSC|National Financial Services LLC|48
DWCR|ARRW DWA CTRY RO ETF|NITE|VIRTU Americas LLC|1275
DWCR|ARRW DWA CTRY RO ETF|UBSS|UBS Securities LLC|100
DWCR|ARRW DWA CTRY RO ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12175
DWDP|DOWDUPONT INC.|ABLE|NATIXIS Securities Americas LLC|82700
DWDP|DOWDUPONT INC.|ADAM|CANACCORD GENUITY INC.|100
DWDP|DOWDUPONT INC.|AGCP|AEGIS CAPITAL CORP.|755
DWDP|DOWDUPONT INC.|AGIS|Aegis Capital Corp.|4567
DWDP|DOWDUPONT INC.|ALTX|Alternet Securities Inc.|46878
DWDP|DOWDUPONT INC.|ANOS|ABEL/NOSER, L.L.C.|23257
DWDP|DOWDUPONT INC.|APCC|Apex Clearing Corporation|8378
DWDP|DOWDUPONT INC.|AQUA|AQUA SECURITIES L.P.|17100
DWDP|DOWDUPONT INC.|BALE|M&T SECURITIES, INC.|1832
DWDP|DOWDUPONT INC.|BANK|Primevest Financial Services, Inc.|2861
DWDP|DOWDUPONT INC.|BARD|Robert W. Baird & Co. Incorporated|41880
DWDP|DOWDUPONT INC.|BATM|CBOE TRADING, INC.|55337
DWDP|DOWDUPONT INC.|BAYC|BAY CREST PARTNERS, LLC|4613
DWDP|DOWDUPONT INC.|BAYT|BTIG, LLC|12862
DWDP|DOWDUPONT INC.|BBNT|BB&T SECURITIES, LLC|10966
DWDP|DOWDUPONT INC.|BERN|Sanford C. Bernstein & Co., LLC|953480
DWDP|DOWDUPONT INC.|BIAD|SAGETRADER, LLC|946
DWDP|DOWDUPONT INC.|BIDS|BIDS TRADING L.P.|62900
DWDP|DOWDUPONT INC.|BIMI|Banca IMI Securities Corp.|4803
DWDP|DOWDUPONT INC.|BKCM|BNY Mellon Capital Markets LLC|2281
DWDP|DOWDUPONT INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|189007
DWDP|DOWDUPONT INC.|BLKX|INSTINET, LLC|816968
DWDP|DOWDUPONT INC.|BMOC|BMO Capital Markets Corp.|67878
DWDP|DOWDUPONT INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1096132
DWDP|DOWDUPONT INC.|BOSC|Boenning & Scattergood, Inc.|150
DWDP|DOWDUPONT INC.|BRGE|Newbridge Securities Corp.|2085
DWDP|DOWDUPONT INC.|BTIG|BTIG, LLC|67219
DWDP|DOWDUPONT INC.|BYXM|CBOE TRADING, INC.|17486
DWDP|DOWDUPONT INC.|CABR|Cabrera Capital Markets, Inc.|775
DWDP|DOWDUPONT INC.|CANT|Cantor Fitzgerald & Co.|32596
DWDP|DOWDUPONT INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|666054
DWDP|DOWDUPONT INC.|CBRA|Cobra Trading, Inc.|600
DWDP|DOWDUPONT INC.|CHAS|Charles Schwab & Co., Inc.|36224
DWDP|DOWDUPONT INC.|CHBC|PENSERRA SECURITIES, LLC|138000
DWDP|DOWDUPONT INC.|CIBP|CIBC World Markets Corp.|209709
DWDP|DOWDUPONT INC.|CICF|Canaccord Genuity Corp.|3543
DWDP|DOWDUPONT INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|106600
DWDP|DOWDUPONT INC.|CIST|Capital Institutional Services, Inc.|83674
DWDP|DOWDUPONT INC.|CLSA|CLSA AMERICAS, LLC|36000
DWDP|DOWDUPONT INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1457585
DWDP|DOWDUPONT INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|138
DWDP|DOWDUPONT INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22403
DWDP|DOWDUPONT INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2098909
DWDP|DOWDUPONT INC.|CTDL|Citadel Derivatives Group Llc|136814
DWDP|DOWDUPONT INC.|CTLR|CUTLER GROUP, LP|900
DWDP|DOWDUPONT INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|298942
DWDP|DOWDUPONT INC.|DADA|D.A. Davidson & Co.|11713
DWDP|DOWDUPONT INC.|DAVA|Davenport & Company LLC|11037
DWDP|DOWDUPONT INC.|DBAB|Deutsche Bank Securities Inc.|5668214
DWDP|DOWDUPONT INC.|DBAX|Deutsche Bank Securities Inc.|2329000
DWDP|DOWDUPONT INC.|DBUL|Deutsche Bank Securities Inc.|18812
DWDP|DOWDUPONT INC.|DCHF|Dart Executions, LLC|21666
DWDP|DOWDUPONT INC.|DEAN|MORGAN STANLEY|225287
DWDP|DOWDUPONT INC.|DEGS|RONIN PROFESSIONAL LLC|6125
DWDP|DOWDUPONT INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5540
DWDP|DOWDUPONT INC.|DRWK|DRW SECURITIES, L.L.C.|44905
DWDP|DOWDUPONT INC.|EBXL|EBX LLC|1764500
DWDP|DOWDUPONT INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|119830
DWDP|DOWDUPONT INC.|EDJC|Edward Jones / CDS|1543
DWDP|DOWDUPONT INC.|EDJO|Edward D. Jones & Co., L.P.|87736
DWDP|DOWDUPONT INC.|EGAM|CBOE TRADING, INC.|77240
DWDP|DOWDUPONT INC.|EGAW|CBOE TRADING, INC.|856
DWDP|DOWDUPONT INC.|EGXM|CBOE TRADING, INC.|33057
DWDP|DOWDUPONT INC.|EGXW|CBOE TRADING, INC.|200
DWDP|DOWDUPONT INC.|ELEV|ELEVATION, LLC|3883
DWDP|DOWDUPONT INC.|ESPO|ESPOSITO SECURITIES, LLC|2646
DWDP|DOWDUPONT INC.|ETBE|Electronic Transaction Clearing, Inc.|147214
DWDP|DOWDUPONT INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
DWDP|DOWDUPONT INC.|ETCB|ETC BROKERAGE SERVICES, LLC|339
DWDP|DOWDUPONT INC.|ETCC|Electronic Transaction Clearing, Inc.|843
DWDP|DOWDUPONT INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60150
DWDP|DOWDUPONT INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3232
DWDP|DOWDUPONT INC.|ETRS|E*Trade Securities LLC|411237
DWDP|DOWDUPONT INC.|FBSB|U.S. Bancorp Investments, Inc.|1033
DWDP|DOWDUPONT INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|449
DWDP|DOWDUPONT INC.|FILL|Tradestation Securities, Inc.|30312
DWDP|DOWDUPONT INC.|FINX|FINTECH SECURITIES|9048
DWDP|DOWDUPONT INC.|FMAF|NBCN Inc./ CDS|27372
DWDP|DOWDUPONT INC.|FORD|Fordham Financial Management, Inc.|50
DWDP|DOWDUPONT INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17197
DWDP|DOWDUPONT INC.|FQLS|Quantlab Securities LP|1305411
DWDP|DOWDUPONT INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|483211
DWDP|DOWDUPONT INC.|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|523
DWDP|DOWDUPONT INC.|FTBR|Foliofn Investments, Inc.|18976
DWDP|DOWDUPONT INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|38981
DWDP|DOWDUPONT INC.|GFIS|GFI Securities LLC|60200
DWDP|DOWDUPONT INC.|GHCC|Gordon, Haskett Capital Corporation|300
DWDP|DOWDUPONT INC.|GLIS|TD Securities Inc|5454
DWDP|DOWDUPONT INC.|GLPX|ACS EXECUTION SERVICES, LLC|227963
DWDP|DOWDUPONT INC.|GPSS|Great Pacific Securities|700
DWDP|DOWDUPONT INC.|GSCO|GOLDMAN SACHS & CO. LLC|7915145
DWDP|DOWDUPONT INC.|GSCS|GOLDMAN SACHS & CO. LLC|132736
DWDP|DOWDUPONT INC.|GSLT|GOLDMAN SACHS & CO. LLC|47476
DWDP|DOWDUPONT INC.|GTSZ|GTS SECURITIES LLC|962222
DWDP|DOWDUPONT INC.|HRBF|American Enterprise Investment Services Inc.|248548
DWDP|DOWDUPONT INC.|HSBC|HSBC Securities, Inc.|43038
DWDP|DOWDUPONT INC.|IATS|INTERACTIVE BROKERS LLC|47539
DWDP|DOWDUPONT INC.|IBKR|Interactive Brokers Llc|93079
DWDP|DOWDUPONT INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10358
DWDP|DOWDUPONT INC.|ICBX|INSTINET, LLC|446239
DWDP|DOWDUPONT INC.|IEQY|CITADEL SECURITIES LLC|715554
DWDP|DOWDUPONT INC.|INCA|INSTINET, LLC|1648136
DWDP|DOWDUPONT INC.|INJX|INSTINET, LLC|84032
DWDP|DOWDUPONT INC.|INTL|INTL FCSTONE FINANCIAL INC.|10
DWDP|DOWDUPONT INC.|ITGI|ITG Inc.|401185
DWDP|DOWDUPONT INC.|ITGP|ITG INC.|1260000
DWDP|DOWDUPONT INC.|JANY|Janney Montgomery Scott Inc.|78446
DWDP|DOWDUPONT INC.|JEFF|JEFFERIES LLC|1600272
DWDP|DOWDUPONT INC.|JMPT|JUMP TRADING, LLC|670400
DWDP|DOWDUPONT INC.|JONE|JonesTrading|1212815
DWDP|DOWDUPONT INC.|JPBX|J.P. MORGAN SECURITIES LLC|1139318
DWDP|DOWDUPONT INC.|JPMX|J.P. Morgan Securities LLC|3997582
DWDP|DOWDUPONT INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|24138
DWDP|DOWDUPONT INC.|JSJX|JANE STREET CAPITAL LLC|38596
DWDP|DOWDUPONT INC.|JUTA|JUMP TRADING, LLC|500
DWDP|DOWDUPONT INC.|KCGM|VIRTU Americas LLC|412730
DWDP|DOWDUPONT INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|107392
DWDP|DOWDUPONT INC.|KING|C. L. King & Associates, Inc.|801
DWDP|DOWDUPONT INC.|LEHM|Barclays Capital Inc./Le|4297902
DWDP|DOWDUPONT INC.|LGNT|COR CLEARING LLC|63
DWDP|DOWDUPONT INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|9479
DWDP|DOWDUPONT INC.|LIME|Lime Brokerage LLC|92150
DWDP|DOWDUPONT INC.|LIWK|LIME BROKERAGE LLC|300
DWDP|DOWDUPONT INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|186524
DWDP|DOWDUPONT INC.|LOOP|Loop Capital Markets LLC|48506
DWDP|DOWDUPONT INC.|LQNA|LIQUIDNET, INC.|1387900
DWDP|DOWDUPONT INC.|LQNB|LIQUIDNET, INC.|55600
DWDP|DOWDUPONT INC.|LSCI|Lek Securities Corporation|10553
DWDP|DOWDUPONT INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
DWDP|DOWDUPONT INC.|MACC|Mid Atlantic Capital Corporation|10684
DWDP|DOWDUPONT INC.|MACQ|Macquarie Capital (USA) Inc.|13630
DWDP|DOWDUPONT INC.|MAXM|Maxim Group LLC|43485
DWDP|DOWDUPONT INC.|MCMF|Raymond James Ltd. Cds|78529
DWDP|DOWDUPONT INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1211878
DWDP|DOWDUPONT INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5100
DWDP|DOWDUPONT INC.|MNDX|TJM Investments, LLC|3200
DWDP|DOWDUPONT INC.|MOTF|MOTIF INVESTING, INC.|55
DWDP|DOWDUPONT INC.|MPSG|E D & F Man Capital Markets Inc.|13182
DWDP|DOWDUPONT INC.|MSCO|MORGAN STANLEY & CO. LLC|12950539
DWDP|DOWDUPONT INC.|MSPL|MORGAN STANLEY & CO. LLC|1809300
DWDP|DOWDUPONT INC.|MSTX|MORGAN STANLEY & CO. LLC|798200
DWDP|DOWDUPONT INC.|NATL|National Securities Corporation|3578
DWDP|DOWDUPONT INC.|NBCS|NBC Securities, INC.|1120
DWDP|DOWDUPONT INC.|NEED|Needham & Company, LLC|6200
DWDP|DOWDUPONT INC.|NEUB|NEUBERGER BERMAN BD LLC|7508
DWDP|DOWDUPONT INC.|NFSC|National Financial Services LLC|2479152
DWDP|DOWDUPONT INC.|NITE|VIRTU Americas LLC|4188605
DWDP|DOWDUPONT INC.|NITP|VIRTU Americas LLC|5097
DWDP|DOWDUPONT INC.|NMRA|Nomura Securities International, Inc.|30300
DWDP|DOWDUPONT INC.|NQRB|Brut, LLC|43425
DWDP|DOWDUPONT INC.|NTBF|BMO Nesbitt Burns Inc./CDS|35173
DWDP|DOWDUPONT INC.|NTRC|Northern Trust Securities, Inc.|11125
DWDP|DOWDUPONT INC.|OHOS|TWO SIGMA SECURITIES, LLC|458636
DWDP|DOWDUPONT INC.|OPCO|Oppenheimer & Co. Inc.|56820
DWDP|DOWDUPONT INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1
DWDP|DOWDUPONT INC.|PCPT|PHILLIP CAPITAL INC.|83
DWDP|DOWDUPONT INC.|PDQM|CODA MARKETS, INC.|143511
DWDP|DOWDUPONT INC.|PHLY|NASDAQ Execution Services, LLC|26674
DWDP|DOWDUPONT INC.|PICT|Pictet Overseas Inc.|889
DWDP|DOWDUPONT INC.|PIPR|Piper Jaffray & Co.|7224
DWDP|DOWDUPONT INC.|PWJC|UBS Financial Services, Inc.|93092
DWDP|DOWDUPONT INC.|QMSR|QUATTRO M SECURITIES INC.|6816
DWDP|DOWDUPONT INC.|RBCM|RBC CAPITAL MARKETS, LLC|133362
DWDP|DOWDUPONT INC.|RDBN|Redburn Partners (USA) LP|450
DWDP|DOWDUPONT INC.|RGLD|Regal Securities, Inc|219
DWDP|DOWDUPONT INC.|SAGL|SAGETRADER, LLC|22621
DWDP|DOWDUPONT INC.|SAGW|SAGETRADER, LLC|9300
DWDP|DOWDUPONT INC.|SALI|INTL FCSTONE FINANCIAL INC.|1328
DWDP|DOWDUPONT INC.|SBRX|MURIEL SIEBERT & CO INC|160
DWDP|DOWDUPONT INC.|SBSH|Citigroup Global Markets Inc.|1397736
DWDP|DOWDUPONT INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
DWDP|DOWDUPONT INC.|SEIC|SEI Investments Distribution Co.|8665
DWDP|DOWDUPONT INC.|SGMT|GOLDMAN SACHS & CO. LLC|1221807
DWDP|DOWDUPONT INC.|SPDR|SPEEDROUTE LLC|162679
DWDP|DOWDUPONT INC.|SPHN|Stephens Inc.|3828
DWDP|DOWDUPONT INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|987
DWDP|DOWDUPONT INC.|STFC|Stuart Frankel & Co., Incorporated|9240
DWDP|DOWDUPONT INC.|STFL|Stifel, Nicolaus & Company, Incorporated|70291
DWDP|DOWDUPONT INC.|STKP|STOCKPILE INVESTMENTS, INC.|104
DWDP|DOWDUPONT INC.|STXG|Stockcross Financial Services, Inc.|433
DWDP|DOWDUPONT INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15481
DWDP|DOWDUPONT INC.|SWIM|TD Ameritrade, Inc.|159809
DWDP|DOWDUPONT INC.|SWST|Hilltop Securities Inc.|35517
DWDP|DOWDUPONT INC.|TAGC|TELSEY ADVISORY GROUP LLC|25314
DWDP|DOWDUPONT INC.|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|400
DWDP|DOWDUPONT INC.|TDSI|TD Securities (USA) LLC|10933
DWDP|DOWDUPONT INC.|TKNG|ALLY INVEST SECURITIES LLC|3171
DWDP|DOWDUPONT INC.|TMBR|Timber Hill LLC|2240
DWDP|DOWDUPONT INC.|TRBT|Tradebot Systems, Inc.|1040273
DWDP|DOWDUPONT INC.|TRCM|TRC MARKETS LLC|66210
DWDP|DOWDUPONT INC.|TWTT|TASTYWORKS, INC.|166
DWDP|DOWDUPONT INC.|UBSA|UBS SECURITIES LLC|4527366
DWDP|DOWDUPONT INC.|UBSS|UBS Securities LLC|5283826
DWDP|DOWDUPONT INC.|VALX|VIRTU AMERICAS LLC|36398
DWDP|DOWDUPONT INC.|VGRD|Vanguard Marketing Corporation|101426
DWDP|DOWDUPONT INC.|VNDM|Wall Street Access|1933
DWDP|DOWDUPONT INC.|VSIN|Vision Financial Markets Llc|302
DWDP|DOWDUPONT INC.|WBLR|WILLIAM BLAIR|4958
DWDP|DOWDUPONT INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|8679
DWDP|DOWDUPONT INC.|WCHV|WELLS FARGO SECURITIES, LLC|1261602
DWDP|DOWDUPONT INC.|WDNX|WEEDEN & CO.L.P.|36060
DWDP|DOWDUPONT INC.|WEDB|WEDBUSH SECURITIES INC.|32984
DWDP|DOWDUPONT INC.|WEED|Weeden & Co.L.P.|242483
DWDP|DOWDUPONT INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|253916
DWDP|DOWDUPONT INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|263802
DWDP|DOWDUPONT INC.|WGIF|CIBC World Markets Inc.|14094
DWDP|DOWDUPONT INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11528
DWDP|DOWDUPONT INC.|WSAG|WALL STREET ACCESS|5434
DWDP|DOWDUPONT INC.|WSEA|WOLVERINE SECURITIES, LLC|210523
DWDP|DOWDUPONT INC.|XIST|INSTINET, LLC|846770
DWDP|DOWDUPONT INC.|XPQR|Jump Trading|11601
DWDP|DOWDUPONT INC.|XPUS|XP SECURITIES, LLC|830
DWDP|DOWDUPONT INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1120674
DWDP|DOWDUPONT INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1917
DWDP|DOWDUPONT INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|75553
DWFI|SPDR DWA FI ALLO ETF|BATM|CBOE TRADING, INC.|200
DWFI|SPDR DWA FI ALLO ETF|BBNT|BB&T SECURITIES, LLC|2666
DWFI|SPDR DWA FI ALLO ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2268
DWFI|SPDR DWA FI ALLO ETF|CANT|Cantor Fitzgerald & Co.|112607
DWFI|SPDR DWA FI ALLO ETF|CHAS|Charles Schwab & Co., Inc.|391411
DWFI|SPDR DWA FI ALLO ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16960
DWFI|SPDR DWA FI ALLO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13017
DWFI|SPDR DWA FI ALLO ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|4000
DWFI|SPDR DWA FI ALLO ETF|DBAX|Deutsche Bank Securities Inc.|3100
DWFI|SPDR DWA FI ALLO ETF|DEAN|MORGAN STANLEY|2130
DWFI|SPDR DWA FI ALLO ETF|EBXL|EBX LLC|5000
DWFI|SPDR DWA FI ALLO ETF|EGXM|CBOE TRADING, INC.|6
DWFI|SPDR DWA FI ALLO ETF|FBCO|Credit Suisse Securities (USA) LLC|30726
DWFI|SPDR DWA FI ALLO ETF|FBSB|U.S. Bancorp Investments, Inc.|2002
DWFI|SPDR DWA FI ALLO ETF|FOMA|TD AMERITRADE CLEARING, INC.|9192
DWFI|SPDR DWA FI ALLO ETF|FTBR|Foliofn Investments, Inc.|1422
DWFI|SPDR DWA FI ALLO ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1529
DWFI|SPDR DWA FI ALLO ETF|GSLT|GOLDMAN SACHS & CO. LLC|1999
DWFI|SPDR DWA FI ALLO ETF|GTSZ|GTS SECURITIES LLC|200
DWFI|SPDR DWA FI ALLO ETF|IATS|INTERACTIVE BROKERS LLC|342
DWFI|SPDR DWA FI ALLO ETF|IBKR|Interactive Brokers Llc|3159
DWFI|SPDR DWA FI ALLO ETF|ICBX|INSTINET, LLC|2998
DWFI|SPDR DWA FI ALLO ETF|INCA|INSTINET, LLC|2100
DWFI|SPDR DWA FI ALLO ETF|JANY|Janney Montgomery Scott Inc.|2264
DWFI|SPDR DWA FI ALLO ETF|JPMX|J.P. Morgan Securities LLC|1644
DWFI|SPDR DWA FI ALLO ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|297765
DWFI|SPDR DWA FI ALLO ETF|JSJX|JANE STREET CAPITAL LLC|54081
DWFI|SPDR DWA FI ALLO ETF|KCGM|VIRTU Americas LLC|6519
DWFI|SPDR DWA FI ALLO ETF|LEHM|Barclays Capital Inc./Le|2400
DWFI|SPDR DWA FI ALLO ETF|LIME|Lime Brokerage LLC|4233
DWFI|SPDR DWA FI ALLO ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11430
DWFI|SPDR DWA FI ALLO ETF|MSCO|MORGAN STANLEY & CO. LLC|157647
DWFI|SPDR DWA FI ALLO ETF|MSPL|MORGAN STANLEY & CO. LLC|100
DWFI|SPDR DWA FI ALLO ETF|NFSC|National Financial Services LLC|24797
DWFI|SPDR DWA FI ALLO ETF|NITE|VIRTU Americas LLC|60282
DWFI|SPDR DWA FI ALLO ETF|NQRB|Brut, LLC|9830
DWFI|SPDR DWA FI ALLO ETF|RAJA|Raymond James & Associates, Inc.|9949
DWFI|SPDR DWA FI ALLO ETF|RBCM|RBC CAPITAL MARKETS, LLC|1784
DWFI|SPDR DWA FI ALLO ETF|SGMT|GOLDMAN SACHS & CO. LLC|3127
DWFI|SPDR DWA FI ALLO ETF|STFL|Stifel, Nicolaus & Company, Incorporated|6643
DWFI|SPDR DWA FI ALLO ETF|TRCM|TRC MARKETS LLC|100
DWFI|SPDR DWA FI ALLO ETF|UBSA|UBS SECURITIES LLC|6861
DWFI|SPDR DWA FI ALLO ETF|UBSS|UBS Securities LLC|16058
DWFI|SPDR DWA FI ALLO ETF|VGRD|Vanguard Marketing Corporation|3163
DWFI|SPDR DWA FI ALLO ETF|WCHV|WELLS FARGO SECURITIES, LLC|49457
DWFI|SPDR DWA FI ALLO ETF|WSEA|WOLVERINE SECURITIES, LLC|6
DWFI|SPDR DWA FI ALLO ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1670
DWFI|SPDR DWA FI ALLO ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|75907
DWIN|INVESCO DWA TACTL MA|BYXM|CBOE TRADING, INC.|100
DWIN|INVESCO DWA TACTL MA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5802
DWIN|INVESCO DWA TACTL MA|DADA|D.A. Davidson & Co.|1354
DWIN|INVESCO DWA TACTL MA|DBAX|Deutsche Bank Securities Inc.|1700
DWIN|INVESCO DWA TACTL MA|EBXL|EBX LLC|2500
DWIN|INVESCO DWA TACTL MA|EGXW|CBOE TRADING, INC.|1400
DWIN|INVESCO DWA TACTL MA|ETRS|E*Trade Securities LLC|1
DWIN|INVESCO DWA TACTL MA|FBCO|Credit Suisse Securities (USA) LLC|7675
DWIN|INVESCO DWA TACTL MA|FOMA|TD AMERITRADE CLEARING, INC.|25564
DWIN|INVESCO DWA TACTL MA|FTBR|Foliofn Investments, Inc.|12
DWIN|INVESCO DWA TACTL MA|GEBB|GLOBAL EXECUTION BROKERS, LP|818
DWIN|INVESCO DWA TACTL MA|GSCS|GOLDMAN SACHS & CO. LLC|266
DWIN|INVESCO DWA TACTL MA|GSLT|GOLDMAN SACHS & CO. LLC|900
DWIN|INVESCO DWA TACTL MA|IATS|INTERACTIVE BROKERS LLC|35
DWIN|INVESCO DWA TACTL MA|IBKR|Interactive Brokers Llc|4114
DWIN|INVESCO DWA TACTL MA|ICBX|INSTINET, LLC|2897
DWIN|INVESCO DWA TACTL MA|JANY|Janney Montgomery Scott Inc.|1585
DWIN|INVESCO DWA TACTL MA|JPMX|J.P. Morgan Securities LLC|1650
DWIN|INVESCO DWA TACTL MA|JSJX|JANE STREET CAPITAL LLC|75215
DWIN|INVESCO DWA TACTL MA|KCGM|VIRTU Americas LLC|1916
DWIN|INVESCO DWA TACTL MA|LEHM|Barclays Capital Inc./Le|5400
DWIN|INVESCO DWA TACTL MA|LIME|Lime Brokerage LLC|1773
DWIN|INVESCO DWA TACTL MA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3260
DWIN|INVESCO DWA TACTL MA|MSCO|MORGAN STANLEY & CO. LLC|4006
DWIN|INVESCO DWA TACTL MA|MSPL|MORGAN STANLEY & CO. LLC|1000
DWIN|INVESCO DWA TACTL MA|NFSC|National Financial Services LLC|9667
DWIN|INVESCO DWA TACTL MA|NITE|VIRTU Americas LLC|63854
DWIN|INVESCO DWA TACTL MA|NITP|VIRTU Americas LLC|837
DWIN|INVESCO DWA TACTL MA|PDQM|CODA MARKETS, INC.|14600
DWIN|INVESCO DWA TACTL MA|RAJA|Raymond James & Associates, Inc.|18796
DWIN|INVESCO DWA TACTL MA|RBCM|RBC CAPITAL MARKETS, LLC|3758
DWIN|INVESCO DWA TACTL MA|SGMT|GOLDMAN SACHS & CO. LLC|1886
DWIN|INVESCO DWA TACTL MA|SWST|Hilltop Securities Inc.|500
DWIN|INVESCO DWA TACTL MA|TRCM|TRC MARKETS LLC|100
DWIN|INVESCO DWA TACTL MA|UBSA|UBS SECURITIES LLC|10820
DWIN|INVESCO DWA TACTL MA|UBSS|UBS Securities LLC|12926
DWIN|INVESCO DWA TACTL MA|VGRD|Vanguard Marketing Corporation|5460
DWIN|INVESCO DWA TACTL MA|WCHV|WELLS FARGO SECURITIES, LLC|5649
DWIN|INVESCO DWA TACTL MA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29194
DWLD|DAVIS SEL WRLDWD ETF|BARD|Robert W. Baird & Co. Incorporated|2200
DWLD|DAVIS SEL WRLDWD ETF|BATM|CBOE TRADING, INC.|1602
DWLD|DAVIS SEL WRLDWD ETF|BBNT|BB&T SECURITIES, LLC|8840
DWLD|DAVIS SEL WRLDWD ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10749
DWLD|DAVIS SEL WRLDWD ETF|BYXM|CBOE TRADING, INC.|173
DWLD|DAVIS SEL WRLDWD ETF|CANT|Cantor Fitzgerald & Co.|15114
DWLD|DAVIS SEL WRLDWD ETF|CHAS|Charles Schwab & Co., Inc.|672
DWLD|DAVIS SEL WRLDWD ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24382
DWLD|DAVIS SEL WRLDWD ETF|CSIN|Citadel Securities Institutional LLC|8270
DWLD|DAVIS SEL WRLDWD ETF|CTDL|Citadel Derivatives Group Llc|139954
DWLD|DAVIS SEL WRLDWD ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1772
DWLD|DAVIS SEL WRLDWD ETF|DADA|D.A. Davidson & Co.|275
DWLD|DAVIS SEL WRLDWD ETF|DAVA|Davenport & Company LLC|8275
DWLD|DAVIS SEL WRLDWD ETF|DBAX|Deutsche Bank Securities Inc.|9700
DWLD|DAVIS SEL WRLDWD ETF|DEAN|MORGAN STANLEY|34110
DWLD|DAVIS SEL WRLDWD ETF|EBXL|EBX LLC|7800
DWLD|DAVIS SEL WRLDWD ETF|EGAM|CBOE TRADING, INC.|510
DWLD|DAVIS SEL WRLDWD ETF|EGXM|CBOE TRADING, INC.|2
DWLD|DAVIS SEL WRLDWD ETF|EGXW|CBOE TRADING, INC.|1299
DWLD|DAVIS SEL WRLDWD ETF|ETRS|E*Trade Securities LLC|703
DWLD|DAVIS SEL WRLDWD ETF|FBCO|Credit Suisse Securities (USA) LLC|11923
DWLD|DAVIS SEL WRLDWD ETF|FOMA|TD AMERITRADE CLEARING, INC.|15876
DWLD|DAVIS SEL WRLDWD ETF|FTBR|Foliofn Investments, Inc.|5
DWLD|DAVIS SEL WRLDWD ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|300
DWLD|DAVIS SEL WRLDWD ETF|GTSZ|GTS SECURITIES LLC|220
DWLD|DAVIS SEL WRLDWD ETF|HRBF|American Enterprise Investment Services Inc.|600
DWLD|DAVIS SEL WRLDWD ETF|IATS|INTERACTIVE BROKERS LLC|1000
DWLD|DAVIS SEL WRLDWD ETF|IBKR|Interactive Brokers Llc|3807
DWLD|DAVIS SEL WRLDWD ETF|ICBX|INSTINET, LLC|10008
DWLD|DAVIS SEL WRLDWD ETF|INCA|INSTINET, LLC|3559
DWLD|DAVIS SEL WRLDWD ETF|ITGP|ITG INC.|1200
DWLD|DAVIS SEL WRLDWD ETF|JANY|Janney Montgomery Scott Inc.|4707
DWLD|DAVIS SEL WRLDWD ETF|JPMX|J.P. Morgan Securities LLC|4644
DWLD|DAVIS SEL WRLDWD ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|27988
DWLD|DAVIS SEL WRLDWD ETF|JSJX|JANE STREET CAPITAL LLC|113954
DWLD|DAVIS SEL WRLDWD ETF|KCGM|VIRTU Americas LLC|48067
DWLD|DAVIS SEL WRLDWD ETF|LEHM|Barclays Capital Inc./Le|14800
DWLD|DAVIS SEL WRLDWD ETF|LIME|Lime Brokerage LLC|11091
DWLD|DAVIS SEL WRLDWD ETF|MAXM|Maxim Group LLC|800
DWLD|DAVIS SEL WRLDWD ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19150
DWLD|DAVIS SEL WRLDWD ETF|MOTF|MOTIF INVESTING, INC.|1
DWLD|DAVIS SEL WRLDWD ETF|MSCO|MORGAN STANLEY & CO. LLC|187689
DWLD|DAVIS SEL WRLDWD ETF|MSPL|MORGAN STANLEY & CO. LLC|4600
DWLD|DAVIS SEL WRLDWD ETF|NATL|National Securities Corporation|300
DWLD|DAVIS SEL WRLDWD ETF|NBCS|NBC Securities, INC.|55
DWLD|DAVIS SEL WRLDWD ETF|NFSC|National Financial Services LLC|24225
DWLD|DAVIS SEL WRLDWD ETF|NITE|VIRTU Americas LLC|111612
DWLD|DAVIS SEL WRLDWD ETF|NITP|VIRTU Americas LLC|2281
DWLD|DAVIS SEL WRLDWD ETF|NTRC|Northern Trust Securities, Inc.|20
DWLD|DAVIS SEL WRLDWD ETF|OPCO|Oppenheimer & Co. Inc.|890
DWLD|DAVIS SEL WRLDWD ETF|PWJC|UBS Financial Services, Inc.|8849
DWLD|DAVIS SEL WRLDWD ETF|RAJA|Raymond James & Associates, Inc.|11828
DWLD|DAVIS SEL WRLDWD ETF|RBCM|RBC CAPITAL MARKETS, LLC|2695
DWLD|DAVIS SEL WRLDWD ETF|SBSH|Citigroup Global Markets Inc.|200
DWLD|DAVIS SEL WRLDWD ETF|SGMT|GOLDMAN SACHS & CO. LLC|5931
DWLD|DAVIS SEL WRLDWD ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2350
DWLD|DAVIS SEL WRLDWD ETF|SWIM|TD Ameritrade, Inc.|100
DWLD|DAVIS SEL WRLDWD ETF|UBSA|UBS SECURITIES LLC|42093
DWLD|DAVIS SEL WRLDWD ETF|UBSS|UBS Securities LLC|64986
DWLD|DAVIS SEL WRLDWD ETF|VERT|The Vertical Trading Group, LLC|2700
DWLD|DAVIS SEL WRLDWD ETF|WCHV|WELLS FARGO SECURITIES, LLC|17726
DWLD|DAVIS SEL WRLDWD ETF|WGIF|CIBC World Markets Inc.|50
DWLD|DAVIS SEL WRLDWD ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53860
DWLV|INVESCO DWA MOM & LW|BATM|CBOE TRADING, INC.|4871
DWLV|INVESCO DWA MOM & LW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|763
DWLV|INVESCO DWA MOM & LW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8683
DWLV|INVESCO DWA MOM & LW|DBAX|Deutsche Bank Securities Inc.|1000
DWLV|INVESCO DWA MOM & LW|EBXL|EBX LLC|100
DWLV|INVESCO DWA MOM & LW|ETRS|E*Trade Securities LLC|2106
DWLV|INVESCO DWA MOM & LW|FBCO|Credit Suisse Securities (USA) LLC|2486
DWLV|INVESCO DWA MOM & LW|FOMA|TD AMERITRADE CLEARING, INC.|408
DWLV|INVESCO DWA MOM & LW|GSCO|GOLDMAN SACHS & CO. LLC|500
DWLV|INVESCO DWA MOM & LW|GSLT|GOLDMAN SACHS & CO. LLC|1398
DWLV|INVESCO DWA MOM & LW|IBKR|Interactive Brokers Llc|3352
DWLV|INVESCO DWA MOM & LW|JANY|Janney Montgomery Scott Inc.|1000
DWLV|INVESCO DWA MOM & LW|JPMX|J.P. Morgan Securities LLC|200
DWLV|INVESCO DWA MOM & LW|JSEB|JANE STREET EXECUTION SERVICES, LLC|25834
DWLV|INVESCO DWA MOM & LW|JSJX|JANE STREET CAPITAL LLC|32285
DWLV|INVESCO DWA MOM & LW|KCGM|VIRTU Americas LLC|6722
DWLV|INVESCO DWA MOM & LW|LEHM|Barclays Capital Inc./Le|200
DWLV|INVESCO DWA MOM & LW|LIME|Lime Brokerage LLC|400
DWLV|INVESCO DWA MOM & LW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
DWLV|INVESCO DWA MOM & LW|MSCO|MORGAN STANLEY & CO. LLC|2705
DWLV|INVESCO DWA MOM & LW|NFSC|National Financial Services LLC|16614
DWLV|INVESCO DWA MOM & LW|NITE|VIRTU Americas LLC|7556
DWLV|INVESCO DWA MOM & LW|SGMT|GOLDMAN SACHS & CO. LLC|1100
DWLV|INVESCO DWA MOM & LW|SPDR|SPEEDROUTE LLC|500
DWLV|INVESCO DWA MOM & LW|SWIM|TD Ameritrade, Inc.|1218
DWLV|INVESCO DWA MOM & LW|UBSA|UBS SECURITIES LLC|9410
DWLV|INVESCO DWA MOM & LW|UBSS|UBS Securities LLC|3942
DWLV|INVESCO DWA MOM & LW|VGRD|Vanguard Marketing Corporation|84
DWLV|INVESCO DWA MOM & LW|WSEA|WOLVERINE SECURITIES, LLC|6
DWLV|INVESCO DWA MOM & LW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|304
DWM|WISDOMTREE INTL EQ|AGIS|Aegis Capital Corp.|90
DWM|WISDOMTREE INTL EQ|APCC|Apex Clearing Corporation|23
DWM|WISDOMTREE INTL EQ|BANK|Primevest Financial Services, Inc.|20
DWM|WISDOMTREE INTL EQ|BARD|Robert W. Baird & Co. Incorporated|1030
DWM|WISDOMTREE INTL EQ|BATM|CBOE TRADING, INC.|400
DWM|WISDOMTREE INTL EQ|BBNT|BB&T SECURITIES, LLC|75
DWM|WISDOMTREE INTL EQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19
DWM|WISDOMTREE INTL EQ|CANT|Cantor Fitzgerald & Co.|1044
DWM|WISDOMTREE INTL EQ|CHAS|Charles Schwab & Co., Inc.|2743
DWM|WISDOMTREE INTL EQ|CIST|Capital Institutional Services, Inc.|5
DWM|WISDOMTREE INTL EQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
DWM|WISDOMTREE INTL EQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
DWM|WISDOMTREE INTL EQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3110
DWM|WISDOMTREE INTL EQ|CSIN|Citadel Securities Institutional LLC|31750
DWM|WISDOMTREE INTL EQ|CTDL|Citadel Derivatives Group Llc|18472
DWM|WISDOMTREE INTL EQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|300
DWM|WISDOMTREE INTL EQ|DBAB|Deutsche Bank Securities Inc.|400
DWM|WISDOMTREE INTL EQ|DBAX|Deutsche Bank Securities Inc.|2400
DWM|WISDOMTREE INTL EQ|DEAN|MORGAN STANLEY|7148
DWM|WISDOMTREE INTL EQ|EBXL|EBX LLC|1900
DWM|WISDOMTREE INTL EQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|9062
DWM|WISDOMTREE INTL EQ|EDJO|Edward D. Jones & Co., L.P.|1446
DWM|WISDOMTREE INTL EQ|EGXM|CBOE TRADING, INC.|123
DWM|WISDOMTREE INTL EQ|ETCB|ETC BROKERAGE SERVICES, LLC|191
DWM|WISDOMTREE INTL EQ|ETRS|E*Trade Securities LLC|1943
DWM|WISDOMTREE INTL EQ|FBSB|U.S. Bancorp Investments, Inc.|135
DWM|WISDOMTREE INTL EQ|FINX|FINTECH SECURITIES|3624
DWM|WISDOMTREE INTL EQ|FLTU|FLOW TRADERS US LLC|100
DWM|WISDOMTREE INTL EQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2024
DWM|WISDOMTREE INTL EQ|FTBR|Foliofn Investments, Inc.|38
DWM|WISDOMTREE INTL EQ|GTSZ|GTS SECURITIES LLC|600
DWM|WISDOMTREE INTL EQ|HRBF|American Enterprise Investment Services Inc.|9284
DWM|WISDOMTREE INTL EQ|IBKR|Interactive Brokers Llc|13
DWM|WISDOMTREE INTL EQ|ICBX|INSTINET, LLC|1500
DWM|WISDOMTREE INTL EQ|ITGI|ITG Inc.|254
DWM|WISDOMTREE INTL EQ|ITGP|ITG INC.|3600
DWM|WISDOMTREE INTL EQ|JANY|Janney Montgomery Scott Inc.|2396
DWM|WISDOMTREE INTL EQ|JPMX|J.P. Morgan Securities LLC|448
DWM|WISDOMTREE INTL EQ|JSEB|JANE STREET EXECUTION SERVICES, LLC|27532
DWM|WISDOMTREE INTL EQ|JSJX|JANE STREET CAPITAL LLC|113045
DWM|WISDOMTREE INTL EQ|KCGM|VIRTU Americas LLC|4922
DWM|WISDOMTREE INTL EQ|LEHM|Barclays Capital Inc./Le|11200
DWM|WISDOMTREE INTL EQ|LGNT|COR CLEARING LLC|7
DWM|WISDOMTREE INTL EQ|LIME|Lime Brokerage LLC|3700
DWM|WISDOMTREE INTL EQ|MACC|Mid Atlantic Capital Corporation|1430
DWM|WISDOMTREE INTL EQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
DWM|WISDOMTREE INTL EQ|MSCO|MORGAN STANLEY & CO. LLC|28000
DWM|WISDOMTREE INTL EQ|MSPL|MORGAN STANLEY & CO. LLC|5900
DWM|WISDOMTREE INTL EQ|NFSC|National Financial Services LLC|63985
DWM|WISDOMTREE INTL EQ|NITE|VIRTU Americas LLC|69076
DWM|WISDOMTREE INTL EQ|NTRC|Northern Trust Securities, Inc.|6681
DWM|WISDOMTREE INTL EQ|OLDM|OLD MISSION CAPITAL, LLC|1900
DWM|WISDOMTREE INTL EQ|OPCO|Oppenheimer & Co. Inc.|43
DWM|WISDOMTREE INTL EQ|RBCM|RBC CAPITAL MARKETS, LLC|2937
DWM|WISDOMTREE INTL EQ|SALI|INTL FCSTONE FINANCIAL INC.|336
DWM|WISDOMTREE INTL EQ|SBSH|Citigroup Global Markets Inc.|609
DWM|WISDOMTREE INTL EQ|SGMT|GOLDMAN SACHS & CO. LLC|1862
DWM|WISDOMTREE INTL EQ|STFL|Stifel, Nicolaus & Company, Incorporated|4909
DWM|WISDOMTREE INTL EQ|SWST|Hilltop Securities Inc.|5696
DWM|WISDOMTREE INTL EQ|TRCM|TRC MARKETS LLC|480
DWM|WISDOMTREE INTL EQ|UBSA|UBS SECURITIES LLC|11659
DWM|WISDOMTREE INTL EQ|UBSS|UBS Securities LLC|53757
DWM|WISDOMTREE INTL EQ|VALX|VIRTU AMERICAS LLC|430
DWM|WISDOMTREE INTL EQ|VGRD|Vanguard Marketing Corporation|2679
DWM|WISDOMTREE INTL EQ|WCHV|WELLS FARGO SECURITIES, LLC|24548
DWM|WISDOMTREE INTL EQ|WGIF|CIBC World Markets Inc.|382
DWM|WISDOMTREE INTL EQ|WSEA|WOLVERINE SECURITIES, LLC|333
DWM|WISDOMTREE INTL EQ|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
DWM|WISDOMTREE INTL EQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5179
DWPP|FT DORSEY WRIGHT PPL|APCC|Apex Clearing Corporation|121
DWPP|FT DORSEY WRIGHT PPL|BBNT|BB&T SECURITIES, LLC|120
DWPP|FT DORSEY WRIGHT PPL|CANT|Cantor Fitzgerald & Co.|5
DWPP|FT DORSEY WRIGHT PPL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1904
DWPP|FT DORSEY WRIGHT PPL|CSIN|Citadel Securities Institutional LLC|929
DWPP|FT DORSEY WRIGHT PPL|EBXL|EBX LLC|100
DWPP|FT DORSEY WRIGHT PPL|ETRS|E*Trade Securities LLC|1
DWPP|FT DORSEY WRIGHT PPL|FBCO|Credit Suisse Securities (USA) LLC|500
DWPP|FT DORSEY WRIGHT PPL|FOMA|TD AMERITRADE CLEARING, INC.|3499
DWPP|FT DORSEY WRIGHT PPL|GSLT|GOLDMAN SACHS & CO. LLC|2000
DWPP|FT DORSEY WRIGHT PPL|HRBF|American Enterprise Investment Services Inc.|100
DWPP|FT DORSEY WRIGHT PPL|IBKR|Interactive Brokers Llc|294
DWPP|FT DORSEY WRIGHT PPL|ICBX|INSTINET, LLC|200
DWPP|FT DORSEY WRIGHT PPL|JPMX|J.P. Morgan Securities LLC|2
DWPP|FT DORSEY WRIGHT PPL|JSJX|JANE STREET CAPITAL LLC|3717
DWPP|FT DORSEY WRIGHT PPL|LEHM|Barclays Capital Inc./Le|1200
DWPP|FT DORSEY WRIGHT PPL|LIME|Lime Brokerage LLC|85
DWPP|FT DORSEY WRIGHT PPL|MCMF|Raymond James Ltd. Cds|1650
DWPP|FT DORSEY WRIGHT PPL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DWPP|FT DORSEY WRIGHT PPL|MSCO|MORGAN STANLEY & CO. LLC|463
DWPP|FT DORSEY WRIGHT PPL|MSPL|MORGAN STANLEY & CO. LLC|200
DWPP|FT DORSEY WRIGHT PPL|NFSC|National Financial Services LLC|8263
DWPP|FT DORSEY WRIGHT PPL|NITE|VIRTU Americas LLC|11294
DWPP|FT DORSEY WRIGHT PPL|RAJA|Raymond James & Associates, Inc.|915
DWPP|FT DORSEY WRIGHT PPL|RBCM|RBC CAPITAL MARKETS, LLC|151
DWPP|FT DORSEY WRIGHT PPL|SGMT|GOLDMAN SACHS & CO. LLC|586
DWPP|FT DORSEY WRIGHT PPL|SWIM|TD Ameritrade, Inc.|67
DWPP|FT DORSEY WRIGHT PPL|UBSA|UBS SECURITIES LLC|1233
DWPP|FT DORSEY WRIGHT PPL|UBSS|UBS Securities LLC|3639
DWPP|FT DORSEY WRIGHT PPL|WCHV|WELLS FARGO SECURITIES, LLC|110
DWPP|FT DORSEY WRIGHT PPL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2107
DWSN|DAWSON GEOPHSCL CM|ALTX|Alternet Securities Inc.|2280
DWSN|DAWSON GEOPHSCL CM|APCC|Apex Clearing Corporation|253
DWSN|DAWSON GEOPHSCL CM|BARD|Robert W. Baird & Co. Incorporated|1391
DWSN|DAWSON GEOPHSCL CM|BATM|CBOE TRADING, INC.|528
DWSN|DAWSON GEOPHSCL CM|BAYC|BAY CREST PARTNERS, LLC|4755
DWSN|DAWSON GEOPHSCL CM|BMOC|BMO Capital Markets Corp.|1592
DWSN|DAWSON GEOPHSCL CM|BNPX|BNP PARIBAS SECURITIES CORP.|3436
DWSN|DAWSON GEOPHSCL CM|BTIG|BTIG, LLC|3380
DWSN|DAWSON GEOPHSCL CM|BYXM|CBOE TRADING, INC.|362
DWSN|DAWSON GEOPHSCL CM|BZYD|GOLDMAN SACHS & CO. LLC|4332
DWSN|DAWSON GEOPHSCL CM|CANT|Cantor Fitzgerald & Co.|130000
DWSN|DAWSON GEOPHSCL CM|CHAS|Charles Schwab & Co., Inc.|835
DWSN|DAWSON GEOPHSCL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|158576
DWSN|DAWSON GEOPHSCL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1638
DWSN|DAWSON GEOPHSCL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31722
DWSN|DAWSON GEOPHSCL CM|CTDL|Citadel Derivatives Group Llc|4006
DWSN|DAWSON GEOPHSCL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5318
DWSN|DAWSON GEOPHSCL CM|DBAB|Deutsche Bank Securities Inc.|311034
DWSN|DAWSON GEOPHSCL CM|DBAX|Deutsche Bank Securities Inc.|40500
DWSN|DAWSON GEOPHSCL CM|DEAN|MORGAN STANLEY|1000
DWSN|DAWSON GEOPHSCL CM|DEGS|RONIN PROFESSIONAL LLC|33174
DWSN|DAWSON GEOPHSCL CM|EBXL|EBX LLC|16600
DWSN|DAWSON GEOPHSCL CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4329
DWSN|DAWSON GEOPHSCL CM|EDJO|Edward D. Jones & Co., L.P.|2445
DWSN|DAWSON GEOPHSCL CM|EGAM|CBOE TRADING, INC.|2101
DWSN|DAWSON GEOPHSCL CM|EGMT|EG MARKET TECHNOLOGIES LLC|130
DWSN|DAWSON GEOPHSCL CM|EGXM|CBOE TRADING, INC.|202
DWSN|DAWSON GEOPHSCL CM|ETBE|Electronic Transaction Clearing, Inc.|18886
DWSN|DAWSON GEOPHSCL CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2210
DWSN|DAWSON GEOPHSCL CM|ETRS|E*Trade Securities LLC|10703
DWSN|DAWSON GEOPHSCL CM|FBCO|Credit Suisse Securities (USA) LLC|33102
DWSN|DAWSON GEOPHSCL CM|FILL|Tradestation Securities, Inc.|672
DWSN|DAWSON GEOPHSCL CM|FMAF|NBCN Inc./ CDS|28
DWSN|DAWSON GEOPHSCL CM|FOMA|TD AMERITRADE CLEARING, INC.|59495
DWSN|DAWSON GEOPHSCL CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2563
DWSN|DAWSON GEOPHSCL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12933
DWSN|DAWSON GEOPHSCL CM|FTBR|Foliofn Investments, Inc.|9713
DWSN|DAWSON GEOPHSCL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3165
DWSN|DAWSON GEOPHSCL CM|GLPX|ACS EXECUTION SERVICES, LLC|5022
DWSN|DAWSON GEOPHSCL CM|GSCO|GOLDMAN SACHS & CO. LLC|797989
DWSN|DAWSON GEOPHSCL CM|GSCS|GOLDMAN SACHS & CO. LLC|1444
DWSN|DAWSON GEOPHSCL CM|GSLT|GOLDMAN SACHS & CO. LLC|2780
DWSN|DAWSON GEOPHSCL CM|GTSZ|GTS SECURITIES LLC|10281
DWSN|DAWSON GEOPHSCL CM|HRBF|American Enterprise Investment Services Inc.|8613
DWSN|DAWSON GEOPHSCL CM|HSBC|HSBC Securities, Inc.|2
DWSN|DAWSON GEOPHSCL CM|IATS|INTERACTIVE BROKERS LLC|4960
DWSN|DAWSON GEOPHSCL CM|IBKR|Interactive Brokers Llc|20977
DWSN|DAWSON GEOPHSCL CM|ICBX|INSTINET, LLC|10700
DWSN|DAWSON GEOPHSCL CM|IEQY|CITADEL SECURITIES LLC|5437
DWSN|DAWSON GEOPHSCL CM|INCA|INSTINET, LLC|102830
DWSN|DAWSON GEOPHSCL CM|INJX|INSTINET, LLC|1351
DWSN|DAWSON GEOPHSCL CM|ITGI|ITG Inc.|33833
DWSN|DAWSON GEOPHSCL CM|ITGP|ITG INC.|16400
DWSN|DAWSON GEOPHSCL CM|JEFF|JEFFERIES LLC|13241
DWSN|DAWSON GEOPHSCL CM|JMPT|JUMP TRADING, LLC|2350
DWSN|DAWSON GEOPHSCL CM|JPMX|J.P. Morgan Securities LLC|43310
DWSN|DAWSON GEOPHSCL CM|JRCO|Johnson Rice & Company L.L.C.|5100
DWSN|DAWSON GEOPHSCL CM|JSJX|JANE STREET CAPITAL LLC|3012
DWSN|DAWSON GEOPHSCL CM|KCGM|VIRTU Americas LLC|4845
DWSN|DAWSON GEOPHSCL CM|LEHM|Barclays Capital Inc./Le|221515
DWSN|DAWSON GEOPHSCL CM|LIME|Lime Brokerage LLC|45056
DWSN|DAWSON GEOPHSCL CM|LMGP|LIME BROKERAGE LLC|1700
DWSN|DAWSON GEOPHSCL CM|LOOP|Loop Capital Markets LLC|5706
DWSN|DAWSON GEOPHSCL CM|LQNA|LIQUIDNET, INC.|5700
DWSN|DAWSON GEOPHSCL CM|LSCI|Lek Securities Corporation|207
DWSN|DAWSON GEOPHSCL CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
DWSN|DAWSON GEOPHSCL CM|MACQ|Macquarie Capital (USA) Inc.|1606
DWSN|DAWSON GEOPHSCL CM|MAXM|Maxim Group LLC|1640
DWSN|DAWSON GEOPHSCL CM|MCBT|Moors & Cabot, Inc.|3355
DWSN|DAWSON GEOPHSCL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37945
DWSN|DAWSON GEOPHSCL CM|MSCO|MORGAN STANLEY & CO. LLC|568696
DWSN|DAWSON GEOPHSCL CM|MSPL|MORGAN STANLEY & CO. LLC|20600
DWSN|DAWSON GEOPHSCL CM|MSTX|MORGAN STANLEY & CO. LLC|12000
DWSN|DAWSON GEOPHSCL CM|NFSC|National Financial Services LLC|43111
DWSN|DAWSON GEOPHSCL CM|NITE|VIRTU Americas LLC|183667
DWSN|DAWSON GEOPHSCL CM|NITP|VIRTU Americas LLC|800
DWSN|DAWSON GEOPHSCL CM|NQRB|Brut, LLC|1942
DWSN|DAWSON GEOPHSCL CM|NTRC|Northern Trust Securities, Inc.|374
DWSN|DAWSON GEOPHSCL CM|PDQM|CODA MARKETS, INC.|2901
DWSN|DAWSON GEOPHSCL CM|PWJC|UBS Financial Services, Inc.|500
DWSN|DAWSON GEOPHSCL CM|RAJA|Raymond James & Associates, Inc.|5909
DWSN|DAWSON GEOPHSCL CM|RBCM|RBC CAPITAL MARKETS, LLC|953
DWSN|DAWSON GEOPHSCL CM|ROBT|Robotti & Company, LLC|1000
DWSN|DAWSON GEOPHSCL CM|SALI|INTL FCSTONE FINANCIAL INC.|1
DWSN|DAWSON GEOPHSCL CM|SBSH|Citigroup Global Markets Inc.|96716
DWSN|DAWSON GEOPHSCL CM|SGMT|GOLDMAN SACHS & CO. LLC|15203
DWSN|DAWSON GEOPHSCL CM|SPDR|SPEEDROUTE LLC|487
DWSN|DAWSON GEOPHSCL CM|STFL|Stifel, Nicolaus & Company, Incorporated|232
DWSN|DAWSON GEOPHSCL CM|SWIM|TD Ameritrade, Inc.|13605
DWSN|DAWSON GEOPHSCL CM|TKNG|ALLY INVEST SECURITIES LLC|403
DWSN|DAWSON GEOPHSCL CM|TMBR|Timber Hill LLC|519
DWSN|DAWSON GEOPHSCL CM|TRBT|Tradebot Systems, Inc.|14011
DWSN|DAWSON GEOPHSCL CM|TRCM|TRC MARKETS LLC|34065
DWSN|DAWSON GEOPHSCL CM|UBSA|UBS SECURITIES LLC|148231
DWSN|DAWSON GEOPHSCL CM|UBSS|UBS Securities LLC|557652
DWSN|DAWSON GEOPHSCL CM|VALX|VIRTU AMERICAS LLC|4806
DWSN|DAWSON GEOPHSCL CM|VGRD|Vanguard Marketing Corporation|1854
DWSN|DAWSON GEOPHSCL CM|WABR|Wall Street Access|2300
DWSN|DAWSON GEOPHSCL CM|WCHV|WELLS FARGO SECURITIES, LLC|28821
DWSN|DAWSON GEOPHSCL CM|WEDB|WEDBUSH SECURITIES INC.|387
DWSN|DAWSON GEOPHSCL CM|WEED|Weeden & Co.L.P.|90
DWSN|DAWSON GEOPHSCL CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3467
DWSN|DAWSON GEOPHSCL CM|WGIF|CIBC World Markets Inc.|200
DWSN|DAWSON GEOPHSCL CM|WSEA|WOLVERINE SECURITIES, LLC|1687
DWSN|DAWSON GEOPHSCL CM|XIST|INSTINET, LLC|600
DWSN|DAWSON GEOPHSCL CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
DWSN|DAWSON GEOPHSCL CM|YKNA|COMHAR CAPITAL MARKETS, LLC|283
DWT|VELOCITYSHARES 3X IN|ALTX|Alternet Securities Inc.|2488
DWT|VELOCITYSHARES 3X IN|APCC|Apex Clearing Corporation|298726
DWT|VELOCITYSHARES 3X IN|BATM|CBOE TRADING, INC.|241731
DWT|VELOCITYSHARES 3X IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|115648
DWT|VELOCITYSHARES 3X IN|BNCH|The Benchmark Company, LLC|50000
DWT|VELOCITYSHARES 3X IN|BYXM|CBOE TRADING, INC.|22586
DWT|VELOCITYSHARES 3X IN|CHAS|Charles Schwab & Co., Inc.|135036
DWT|VELOCITYSHARES 3X IN|CICF|Canaccord Genuity Corp.|11300
DWT|VELOCITYSHARES 3X IN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|2000
DWT|VELOCITYSHARES 3X IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5000
DWT|VELOCITYSHARES 3X IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|88200
DWT|VELOCITYSHARES 3X IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1143070
DWT|VELOCITYSHARES 3X IN|CTDL|Citadel Derivatives Group Llc|76818
DWT|VELOCITYSHARES 3X IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|176954
DWT|VELOCITYSHARES 3X IN|DBAB|Deutsche Bank Securities Inc.|409166
DWT|VELOCITYSHARES 3X IN|DBAX|Deutsche Bank Securities Inc.|287300
DWT|VELOCITYSHARES 3X IN|DCHF|Dart Executions, LLC|853354
DWT|VELOCITYSHARES 3X IN|DEAN|MORGAN STANLEY|4098
DWT|VELOCITYSHARES 3X IN|EBXL|EBX LLC|807800
DWT|VELOCITYSHARES 3X IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7916
DWT|VELOCITYSHARES 3X IN|EGAM|CBOE TRADING, INC.|881164
DWT|VELOCITYSHARES 3X IN|EGXM|CBOE TRADING, INC.|675560
DWT|VELOCITYSHARES 3X IN|EGXW|CBOE TRADING, INC.|1300
DWT|VELOCITYSHARES 3X IN|ETBE|Electronic Transaction Clearing, Inc.|303875
DWT|VELOCITYSHARES 3X IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2300
DWT|VELOCITYSHARES 3X IN|ETRS|E*Trade Securities LLC|9598216
DWT|VELOCITYSHARES 3X IN|FBSB|U.S. Bancorp Investments, Inc.|350
DWT|VELOCITYSHARES 3X IN|FILL|Tradestation Securities, Inc.|707876
DWT|VELOCITYSHARES 3X IN|FMAF|NBCN Inc./ CDS|165072
DWT|VELOCITYSHARES 3X IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1388
DWT|VELOCITYSHARES 3X IN|FTBR|Foliofn Investments, Inc.|948
DWT|VELOCITYSHARES 3X IN|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
DWT|VELOCITYSHARES 3X IN|GLIS|TD Securities Inc|359320
DWT|VELOCITYSHARES 3X IN|GLPX|ACS EXECUTION SERVICES, LLC|162993
DWT|VELOCITYSHARES 3X IN|GSCO|GOLDMAN SACHS & CO. LLC|12992
DWT|VELOCITYSHARES 3X IN|GSCS|GOLDMAN SACHS & CO. LLC|1498
DWT|VELOCITYSHARES 3X IN|GSLT|GOLDMAN SACHS & CO. LLC|143708
DWT|VELOCITYSHARES 3X IN|GTSZ|GTS SECURITIES LLC|3000
DWT|VELOCITYSHARES 3X IN|HRBF|American Enterprise Investment Services Inc.|62230
DWT|VELOCITYSHARES 3X IN|IATS|INTERACTIVE BROKERS LLC|194894
DWT|VELOCITYSHARES 3X IN|IBKR|Interactive Brokers Llc|2753981
DWT|VELOCITYSHARES 3X IN|ICBX|INSTINET, LLC|764962
DWT|VELOCITYSHARES 3X IN|INCA|INSTINET, LLC|906808
DWT|VELOCITYSHARES 3X IN|ITGI|ITG Inc.|74896
DWT|VELOCITYSHARES 3X IN|ITGP|ITG INC.|395200
DWT|VELOCITYSHARES 3X IN|JMPT|JUMP TRADING, LLC|76111
DWT|VELOCITYSHARES 3X IN|JPMX|J.P. Morgan Securities LLC|140692
DWT|VELOCITYSHARES 3X IN|JSJX|JANE STREET CAPITAL LLC|10169375
DWT|VELOCITYSHARES 3X IN|KCGM|VIRTU Americas LLC|335269
DWT|VELOCITYSHARES 3X IN|LEHM|Barclays Capital Inc./Le|1033415
DWT|VELOCITYSHARES 3X IN|LIME|Lime Brokerage LLC|8564
DWT|VELOCITYSHARES 3X IN|LSCI|Lek Securities Corporation|62470
DWT|VELOCITYSHARES 3X IN|MACC|Mid Atlantic Capital Corporation|750
DWT|VELOCITYSHARES 3X IN|MAXM|Maxim Group LLC|58000
DWT|VELOCITYSHARES 3X IN|MBTS|ALLY INVEST SECURITIES LLC|3560
DWT|VELOCITYSHARES 3X IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|576572
DWT|VELOCITYSHARES 3X IN|MOTF|MOTIF INVESTING, INC.|15
DWT|VELOCITYSHARES 3X IN|MSCO|MORGAN STANLEY & CO. LLC|2507323
DWT|VELOCITYSHARES 3X IN|MSPL|MORGAN STANLEY & CO. LLC|84200
DWT|VELOCITYSHARES 3X IN|MSTX|MORGAN STANLEY & CO. LLC|9200
DWT|VELOCITYSHARES 3X IN|NFSC|National Financial Services LLC|12277161
DWT|VELOCITYSHARES 3X IN|NITE|VIRTU Americas LLC|13333125
DWT|VELOCITYSHARES 3X IN|NITP|VIRTU Americas LLC|531746
DWT|VELOCITYSHARES 3X IN|NQRB|Brut, LLC|20502
DWT|VELOCITYSHARES 3X IN|NTBF|BMO Nesbitt Burns Inc./CDS|95759
DWT|VELOCITYSHARES 3X IN|OPCO|Oppenheimer & Co. Inc.|87850
DWT|VELOCITYSHARES 3X IN|PDQM|CODA MARKETS, INC.|268407
DWT|VELOCITYSHARES 3X IN|RBCM|RBC CAPITAL MARKETS, LLC|150
DWT|VELOCITYSHARES 3X IN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|13180
DWT|VELOCITYSHARES 3X IN|RGLD|Regal Securities, Inc|4080
DWT|VELOCITYSHARES 3X IN|RHOX|XR Securities LLC|500501
DWT|VELOCITYSHARES 3X IN|SBRX|MURIEL SIEBERT & CO INC|1500
DWT|VELOCITYSHARES 3X IN|SBSH|Citigroup Global Markets Inc.|296180
DWT|VELOCITYSHARES 3X IN|SGMT|GOLDMAN SACHS & CO. LLC|314180
DWT|VELOCITYSHARES 3X IN|SHMR|ABN Amro Clearing LLC|1793704
DWT|VELOCITYSHARES 3X IN|SOGO|Wang Investment Associates, Inc.|57170
DWT|VELOCITYSHARES 3X IN|SPDR|SPEEDROUTE LLC|7400
DWT|VELOCITYSHARES 3X IN|SPTD|MINT GLOBAL MARKETS, INC.|500
DWT|VELOCITYSHARES 3X IN|STFL|Stifel, Nicolaus & Company, Incorporated|10000
DWT|VELOCITYSHARES 3X IN|SWIM|TD Ameritrade, Inc.|4926670
DWT|VELOCITYSHARES 3X IN|SWST|Hilltop Securities Inc.|129791
DWT|VELOCITYSHARES 3X IN|TDFS|TRADERFIELD SECURITIES INC.|1200
DWT|VELOCITYSHARES 3X IN|TKNG|ALLY INVEST SECURITIES LLC|136492
DWT|VELOCITYSHARES 3X IN|TRBT|Tradebot Systems, Inc.|470649
DWT|VELOCITYSHARES 3X IN|TRCM|TRC MARKETS LLC|1130793
DWT|VELOCITYSHARES 3X IN|TWTT|TASTYWORKS, INC.|1880
DWT|VELOCITYSHARES 3X IN|UBSA|UBS SECURITIES LLC|1877807
DWT|VELOCITYSHARES 3X IN|UBSS|UBS Securities LLC|1998706
DWT|VELOCITYSHARES 3X IN|VALX|VIRTU AMERICAS LLC|376589
DWT|VELOCITYSHARES 3X IN|VGRD|Vanguard Marketing Corporation|461466
DWT|VELOCITYSHARES 3X IN|VIEW|VIEWTRADE SECURITIES LLC|5051
DWT|VELOCITYSHARES 3X IN|VSIN|Vision Financial Markets Llc|183350
DWT|VELOCITYSHARES 3X IN|WBET|Wallachbeth Capital LLC|11400
DWT|VELOCITYSHARES 3X IN|WCHV|WELLS FARGO SECURITIES, LLC|39
DWT|VELOCITYSHARES 3X IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|78227
DWT|VELOCITYSHARES 3X IN|WGIF|CIBC World Markets Inc.|193032
DWT|VELOCITYSHARES 3X IN|WSEA|WOLVERINE SECURITIES, LLC|73272
DWT|VELOCITYSHARES 3X IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|14200
DWT|VELOCITYSHARES 3X IN|YKNA|COMHAR CAPITAL MARKETS, LLC|7582
DWTR|INVESCO DWA TCTL SCT|APCC|Apex Clearing Corporation|14
DWTR|INVESCO DWA TCTL SCT|BARD|Robert W. Baird & Co. Incorporated|2473
DWTR|INVESCO DWA TCTL SCT|BBNT|BB&T SECURITIES, LLC|1814
DWTR|INVESCO DWA TCTL SCT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|351
DWTR|INVESCO DWA TCTL SCT|BYXM|CBOE TRADING, INC.|1
DWTR|INVESCO DWA TCTL SCT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6953
DWTR|INVESCO DWA TCTL SCT|DBAX|Deutsche Bank Securities Inc.|3200
DWTR|INVESCO DWA TCTL SCT|DEAN|MORGAN STANLEY|157
DWTR|INVESCO DWA TCTL SCT|EBXL|EBX LLC|3600
DWTR|INVESCO DWA TCTL SCT|ETCB|ETC BROKERAGE SERVICES, LLC|134
DWTR|INVESCO DWA TCTL SCT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4204
DWTR|INVESCO DWA TCTL SCT|ETRS|E*Trade Securities LLC|105
DWTR|INVESCO DWA TCTL SCT|FBCO|Credit Suisse Securities (USA) LLC|7472
DWTR|INVESCO DWA TCTL SCT|FOMA|TD AMERITRADE CLEARING, INC.|3042
DWTR|INVESCO DWA TCTL SCT|FTBR|Foliofn Investments, Inc.|82
DWTR|INVESCO DWA TCTL SCT|GEBB|GLOBAL EXECUTION BROKERS, LP|6227
DWTR|INVESCO DWA TCTL SCT|GSCO|GOLDMAN SACHS & CO. LLC|2039
DWTR|INVESCO DWA TCTL SCT|GSLT|GOLDMAN SACHS & CO. LLC|21110
DWTR|INVESCO DWA TCTL SCT|GTSZ|GTS SECURITIES LLC|2670
DWTR|INVESCO DWA TCTL SCT|IBKR|Interactive Brokers Llc|3195
DWTR|INVESCO DWA TCTL SCT|ICBX|INSTINET, LLC|6800
DWTR|INVESCO DWA TCTL SCT|JPMX|J.P. Morgan Securities LLC|6400
DWTR|INVESCO DWA TCTL SCT|JSJX|JANE STREET CAPITAL LLC|23605
DWTR|INVESCO DWA TCTL SCT|KCGM|VIRTU Americas LLC|21070
DWTR|INVESCO DWA TCTL SCT|LEHM|Barclays Capital Inc./Le|4600
DWTR|INVESCO DWA TCTL SCT|LIME|Lime Brokerage LLC|4521
DWTR|INVESCO DWA TCTL SCT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
DWTR|INVESCO DWA TCTL SCT|MSCO|MORGAN STANLEY & CO. LLC|49461
DWTR|INVESCO DWA TCTL SCT|NATL|National Securities Corporation|600
DWTR|INVESCO DWA TCTL SCT|NFSC|National Financial Services LLC|52305
DWTR|INVESCO DWA TCTL SCT|NITE|VIRTU Americas LLC|88323
DWTR|INVESCO DWA TCTL SCT|NITP|VIRTU Americas LLC|9927
DWTR|INVESCO DWA TCTL SCT|NQRB|Brut, LLC|10792
DWTR|INVESCO DWA TCTL SCT|PWJC|UBS Financial Services, Inc.|100
DWTR|INVESCO DWA TCTL SCT|RAJA|Raymond James & Associates, Inc.|3778
DWTR|INVESCO DWA TCTL SCT|RBCM|RBC CAPITAL MARKETS, LLC|23592
DWTR|INVESCO DWA TCTL SCT|SGMT|GOLDMAN SACHS & CO. LLC|5639
DWTR|INVESCO DWA TCTL SCT|STFL|Stifel, Nicolaus & Company, Incorporated|900
DWTR|INVESCO DWA TCTL SCT|TRCM|TRC MARKETS LLC|542
DWTR|INVESCO DWA TCTL SCT|UBSA|UBS SECURITIES LLC|7134
DWTR|INVESCO DWA TCTL SCT|UBSS|UBS Securities LLC|3725
DWTR|INVESCO DWA TCTL SCT|WCHV|WELLS FARGO SECURITIES, LLC|11837
DWTR|INVESCO DWA TCTL SCT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1065
DWTR|INVESCO DWA TCTL SCT|WSEA|WOLVERINE SECURITIES, LLC|1818
DWTR|INVESCO DWA TCTL SCT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12623
DWX|SPDR S&P INT'L DIVD|ALTX|Alternet Securities Inc.|300
DWX|SPDR S&P INT'L DIVD|APCC|Apex Clearing Corporation|3114
DWX|SPDR S&P INT'L DIVD|BANK|Primevest Financial Services, Inc.|1462
DWX|SPDR S&P INT'L DIVD|BARD|Robert W. Baird & Co. Incorporated|27404
DWX|SPDR S&P INT'L DIVD|BATM|CBOE TRADING, INC.|200
DWX|SPDR S&P INT'L DIVD|BBNT|BB&T SECURITIES, LLC|498
DWX|SPDR S&P INT'L DIVD|BERN|Sanford C. Bernstein & Co., LLC|1076
DWX|SPDR S&P INT'L DIVD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1751
DWX|SPDR S&P INT'L DIVD|CANT|Cantor Fitzgerald & Co.|4737325
DWX|SPDR S&P INT'L DIVD|CHAS|Charles Schwab & Co., Inc.|4751321
DWX|SPDR S&P INT'L DIVD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25109
DWX|SPDR S&P INT'L DIVD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|428
DWX|SPDR S&P INT'L DIVD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34985
DWX|SPDR S&P INT'L DIVD|CTDL|Citadel Derivatives Group Llc|72727
DWX|SPDR S&P INT'L DIVD|CXCX|CITIGROUP GLOBAL MARKETS INC.|7718
DWX|SPDR S&P INT'L DIVD|DADA|D.A. Davidson & Co.|130
DWX|SPDR S&P INT'L DIVD|DBAB|Deutsche Bank Securities Inc.|598
DWX|SPDR S&P INT'L DIVD|DBAX|Deutsche Bank Securities Inc.|13800
DWX|SPDR S&P INT'L DIVD|DEAN|MORGAN STANLEY|18082
DWX|SPDR S&P INT'L DIVD|EBXL|EBX LLC|21400
DWX|SPDR S&P INT'L DIVD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
DWX|SPDR S&P INT'L DIVD|EDJO|Edward D. Jones & Co., L.P.|8780
DWX|SPDR S&P INT'L DIVD|EGAM|CBOE TRADING, INC.|11
DWX|SPDR S&P INT'L DIVD|ETBE|Electronic Transaction Clearing, Inc.|800
DWX|SPDR S&P INT'L DIVD|ETRS|E*Trade Securities LLC|4738
DWX|SPDR S&P INT'L DIVD|FILL|Tradestation Securities, Inc.|5
DWX|SPDR S&P INT'L DIVD|FLTU|FLOW TRADERS US LLC|1800
DWX|SPDR S&P INT'L DIVD|FMAF|NBCN Inc./ CDS|947
DWX|SPDR S&P INT'L DIVD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3165
DWX|SPDR S&P INT'L DIVD|FTBR|Foliofn Investments, Inc.|124
DWX|SPDR S&P INT'L DIVD|GSCO|GOLDMAN SACHS & CO. LLC|35579
DWX|SPDR S&P INT'L DIVD|GSLT|GOLDMAN SACHS & CO. LLC|933
DWX|SPDR S&P INT'L DIVD|GTSZ|GTS SECURITIES LLC|1300
DWX|SPDR S&P INT'L DIVD|HRBF|American Enterprise Investment Services Inc.|645
DWX|SPDR S&P INT'L DIVD|IBKR|Interactive Brokers Llc|432
DWX|SPDR S&P INT'L DIVD|ICBX|INSTINET, LLC|13764
DWX|SPDR S&P INT'L DIVD|INCA|INSTINET, LLC|1200
DWX|SPDR S&P INT'L DIVD|ITGI|ITG Inc.|1177
DWX|SPDR S&P INT'L DIVD|ITGP|ITG INC.|8600
DWX|SPDR S&P INT'L DIVD|JANY|Janney Montgomery Scott Inc.|1826
DWX|SPDR S&P INT'L DIVD|JMPT|JUMP TRADING, LLC|90
DWX|SPDR S&P INT'L DIVD|JPMX|J.P. Morgan Securities LLC|12418
DWX|SPDR S&P INT'L DIVD|JSEB|JANE STREET EXECUTION SERVICES, LLC|299342
DWX|SPDR S&P INT'L DIVD|JSJX|JANE STREET CAPITAL LLC|94916
DWX|SPDR S&P INT'L DIVD|KCGM|VIRTU Americas LLC|21173
DWX|SPDR S&P INT'L DIVD|LEHM|Barclays Capital Inc./Le|62450
DWX|SPDR S&P INT'L DIVD|LGNT|COR CLEARING LLC|2
DWX|SPDR S&P INT'L DIVD|LIME|Lime Brokerage LLC|3893
DWX|SPDR S&P INT'L DIVD|MACC|Mid Atlantic Capital Corporation|4565
DWX|SPDR S&P INT'L DIVD|MAXM|Maxim Group LLC|12281
DWX|SPDR S&P INT'L DIVD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15132
DWX|SPDR S&P INT'L DIVD|MOTF|MOTIF INVESTING, INC.|1
DWX|SPDR S&P INT'L DIVD|MSCO|MORGAN STANLEY & CO. LLC|71007
DWX|SPDR S&P INT'L DIVD|MSPL|MORGAN STANLEY & CO. LLC|22200
DWX|SPDR S&P INT'L DIVD|NBCS|NBC Securities, INC.|350
DWX|SPDR S&P INT'L DIVD|NFSC|National Financial Services LLC|93090
DWX|SPDR S&P INT'L DIVD|NITE|VIRTU Americas LLC|182213
DWX|SPDR S&P INT'L DIVD|NTBF|BMO Nesbitt Burns Inc./CDS|105
DWX|SPDR S&P INT'L DIVD|OLDM|OLD MISSION CAPITAL, LLC|1000
DWX|SPDR S&P INT'L DIVD|OPCO|Oppenheimer & Co. Inc.|11496
DWX|SPDR S&P INT'L DIVD|PDQM|CODA MARKETS, INC.|15900
DWX|SPDR S&P INT'L DIVD|PWJC|UBS Financial Services, Inc.|9210
DWX|SPDR S&P INT'L DIVD|RBCM|RBC CAPITAL MARKETS, LLC|18247
DWX|SPDR S&P INT'L DIVD|SALI|INTL FCSTONE FINANCIAL INC.|5
DWX|SPDR S&P INT'L DIVD|SBSH|Citigroup Global Markets Inc.|406
DWX|SPDR S&P INT'L DIVD|SEIC|SEI Investments Distribution Co.|300
DWX|SPDR S&P INT'L DIVD|SGMT|GOLDMAN SACHS & CO. LLC|7462
DWX|SPDR S&P INT'L DIVD|SPDR|SPEEDROUTE LLC|1400
DWX|SPDR S&P INT'L DIVD|SPHN|Stephens Inc.|22
DWX|SPDR S&P INT'L DIVD|STFL|Stifel, Nicolaus & Company, Incorporated|6670
DWX|SPDR S&P INT'L DIVD|SWIM|TD Ameritrade, Inc.|709
DWX|SPDR S&P INT'L DIVD|SWST|Hilltop Securities Inc.|515
DWX|SPDR S&P INT'L DIVD|TKNG|ALLY INVEST SECURITIES LLC|931
DWX|SPDR S&P INT'L DIVD|TRBT|Tradebot Systems, Inc.|100
DWX|SPDR S&P INT'L DIVD|TRCM|TRC MARKETS LLC|7
DWX|SPDR S&P INT'L DIVD|UBSA|UBS SECURITIES LLC|97150
DWX|SPDR S&P INT'L DIVD|UBSS|UBS Securities LLC|123075
DWX|SPDR S&P INT'L DIVD|VGRD|Vanguard Marketing Corporation|16135
DWX|SPDR S&P INT'L DIVD|VSIN|Vision Financial Markets Llc|17
DWX|SPDR S&P INT'L DIVD|WCHV|WELLS FARGO SECURITIES, LLC|59738
DWX|SPDR S&P INT'L DIVD|WEDB|WEDBUSH SECURITIES INC.|200
DWX|SPDR S&P INT'L DIVD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|637
DWX|SPDR S&P INT'L DIVD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|652
DWX|SPDR S&P INT'L DIVD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
DWX|SPDR S&P INT'L DIVD|WSEA|WOLVERINE SECURITIES, LLC|2340
DWX|SPDR S&P INT'L DIVD|XSTM|NATIONAL FINANCIAL SERVICES LLC|12642
DWX|SPDR S&P INT'L DIVD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17058
DX|DYNEX CPTL INC|ADAM|CANACCORD GENUITY INC.|2246
DX|DYNEX CPTL INC|ALTX|Alternet Securities Inc.|2800
DX|DYNEX CPTL INC|APCC|Apex Clearing Corporation|309
DX|DYNEX CPTL INC|BARD|Robert W. Baird & Co. Incorporated|3000
DX|DYNEX CPTL INC|BATM|CBOE TRADING, INC.|90
DX|DYNEX CPTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4671
DX|DYNEX CPTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|6139
DX|DYNEX CPTL INC|BTIG|BTIG, LLC|10400
DX|DYNEX CPTL INC|BYXM|CBOE TRADING, INC.|3910
DX|DYNEX CPTL INC|BZYD|GOLDMAN SACHS & CO. LLC|4673
DX|DYNEX CPTL INC|CHAS|Charles Schwab & Co., Inc.|6588
DX|DYNEX CPTL INC|CIST|Capital Institutional Services, Inc.|500
DX|DYNEX CPTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116583
DX|DYNEX CPTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DX|DYNEX CPTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47421
DX|DYNEX CPTL INC|CTDL|Citadel Derivatives Group Llc|2071
DX|DYNEX CPTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|27228
DX|DYNEX CPTL INC|DADA|D.A. Davidson & Co.|100
DX|DYNEX CPTL INC|DBAB|Deutsche Bank Securities Inc.|8728
DX|DYNEX CPTL INC|DBAX|Deutsche Bank Securities Inc.|55900
DX|DYNEX CPTL INC|DEAN|MORGAN STANLEY|600
DX|DYNEX CPTL INC|DEGS|RONIN PROFESSIONAL LLC|1
DX|DYNEX CPTL INC|EBXL|EBX LLC|42300
DX|DYNEX CPTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2703
DX|DYNEX CPTL INC|EDJO|Edward D. Jones & Co., L.P.|5873
DX|DYNEX CPTL INC|EGAM|CBOE TRADING, INC.|1703
DX|DYNEX CPTL INC|EGXM|CBOE TRADING, INC.|200
DX|DYNEX CPTL INC|ETBE|Electronic Transaction Clearing, Inc.|860
DX|DYNEX CPTL INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
DX|DYNEX CPTL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
DX|DYNEX CPTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
DX|DYNEX CPTL INC|ETRS|E*Trade Securities LLC|127477
DX|DYNEX CPTL INC|FBSB|U.S. Bancorp Investments, Inc.|3800
DX|DYNEX CPTL INC|FILL|Tradestation Securities, Inc.|104
DX|DYNEX CPTL INC|FINX|FINTECH SECURITIES|1000
DX|DYNEX CPTL INC|FMAF|NBCN Inc./ CDS|800
DX|DYNEX CPTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|560
DX|DYNEX CPTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42975
DX|DYNEX CPTL INC|FTBR|Foliofn Investments, Inc.|21422
DX|DYNEX CPTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|700
DX|DYNEX CPTL INC|GLPX|ACS EXECUTION SERVICES, LLC|15721
DX|DYNEX CPTL INC|GSCO|GOLDMAN SACHS & CO. LLC|140988
DX|DYNEX CPTL INC|GSLT|GOLDMAN SACHS & CO. LLC|1950
DX|DYNEX CPTL INC|GTSZ|GTS SECURITIES LLC|5742
DX|DYNEX CPTL INC|HRBF|American Enterprise Investment Services Inc.|1703
DX|DYNEX CPTL INC|HSBC|HSBC Securities, Inc.|3255
DX|DYNEX CPTL INC|IATS|INTERACTIVE BROKERS LLC|3128
DX|DYNEX CPTL INC|IBKR|Interactive Brokers Llc|13932
DX|DYNEX CPTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|68
DX|DYNEX CPTL INC|ICBX|INSTINET, LLC|15736
DX|DYNEX CPTL INC|IEQY|CITADEL SECURITIES LLC|2264
DX|DYNEX CPTL INC|INCA|INSTINET, LLC|34883
DX|DYNEX CPTL INC|ITGI|ITG Inc.|59633
DX|DYNEX CPTL INC|ITGP|ITG INC.|61000
DX|DYNEX CPTL INC|JANY|Janney Montgomery Scott Inc.|259
DX|DYNEX CPTL INC|JEFF|JEFFERIES LLC|20550
DX|DYNEX CPTL INC|JMPT|JUMP TRADING, LLC|159
DX|DYNEX CPTL INC|JPBX|J.P. MORGAN SECURITIES LLC|4018
DX|DYNEX CPTL INC|JPMX|J.P. Morgan Securities LLC|116151
DX|DYNEX CPTL INC|JSJX|JANE STREET CAPITAL LLC|5896
DX|DYNEX CPTL INC|JSSF|JMP Securities LLC|138486
DX|DYNEX CPTL INC|KCGM|VIRTU Americas LLC|14069
DX|DYNEX CPTL INC|LEHM|Barclays Capital Inc./Le|149098
DX|DYNEX CPTL INC|LIME|Lime Brokerage LLC|3571
DX|DYNEX CPTL INC|LOOP|Loop Capital Markets LLC|900
DX|DYNEX CPTL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DX|DYNEX CPTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51116
DX|DYNEX CPTL INC|MOTF|MOTIF INVESTING, INC.|2
DX|DYNEX CPTL INC|MSCO|MORGAN STANLEY & CO. LLC|82267
DX|DYNEX CPTL INC|MSPL|MORGAN STANLEY & CO. LLC|107400
DX|DYNEX CPTL INC|MSTX|MORGAN STANLEY & CO. LLC|63500
DX|DYNEX CPTL INC|NFSC|National Financial Services LLC|264381
DX|DYNEX CPTL INC|NITE|VIRTU Americas LLC|410163
DX|DYNEX CPTL INC|NQRB|Brut, LLC|297
DX|DYNEX CPTL INC|OPCO|Oppenheimer & Co. Inc.|636
DX|DYNEX CPTL INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1900
DX|DYNEX CPTL INC|PDQM|CODA MARKETS, INC.|21712
DX|DYNEX CPTL INC|PWJC|UBS Financial Services, Inc.|20
DX|DYNEX CPTL INC|RBCM|RBC CAPITAL MARKETS, LLC|377
DX|DYNEX CPTL INC|SALI|INTL FCSTONE FINANCIAL INC.|400
DX|DYNEX CPTL INC|SBSH|Citigroup Global Markets Inc.|27695
DX|DYNEX CPTL INC|SGMT|GOLDMAN SACHS & CO. LLC|28666
DX|DYNEX CPTL INC|SPDR|SPEEDROUTE LLC|1803
DX|DYNEX CPTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|371
DX|DYNEX CPTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3800
DX|DYNEX CPTL INC|SWIM|TD Ameritrade, Inc.|23417
DX|DYNEX CPTL INC|SWST|Hilltop Securities Inc.|1323
DX|DYNEX CPTL INC|TKNG|ALLY INVEST SECURITIES LLC|1181
DX|DYNEX CPTL INC|TMBR|Timber Hill LLC|100
DX|DYNEX CPTL INC|TRBT|Tradebot Systems, Inc.|4783
DX|DYNEX CPTL INC|TRCM|TRC MARKETS LLC|3793
DX|DYNEX CPTL INC|UBSA|UBS SECURITIES LLC|189384
DX|DYNEX CPTL INC|UBSS|UBS Securities LLC|149621
DX|DYNEX CPTL INC|VALX|VIRTU AMERICAS LLC|27201
DX|DYNEX CPTL INC|VGRD|Vanguard Marketing Corporation|30616
DX|DYNEX CPTL INC|WCHV|WELLS FARGO SECURITIES, LLC|16979
DX|DYNEX CPTL INC|WEED|Weeden & Co.L.P.|17300
DX|DYNEX CPTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|116451
DX|DYNEX CPTL INC|WSEA|WOLVERINE SECURITIES, LLC|519
DX|DYNEX CPTL INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3000
DX|DYNEX CPTL INC|XIST|INSTINET, LLC|1400
DX|DYNEX CPTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15200
DX|DYNEX CPTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|548
DX|DYNEX CPTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5513
DX$A|DYNEX CAPITAL, INC.|ETRS|E*Trade Securities LLC|5805
DX$A|DYNEX CAPITAL, INC.|HRBF|American Enterprise Investment Services Inc.|2440
DX$A|DYNEX CAPITAL, INC.|IATS|INTERACTIVE BROKERS LLC|800
DX$A|DYNEX CAPITAL, INC.|IBKR|Interactive Brokers Llc|900
DX$A|DYNEX CAPITAL, INC.|NFSC|National Financial Services LLC|5455
DX$A|DYNEX CAPITAL, INC.|NITE|VIRTU Americas LLC|6582
DX$A|DYNEX CAPITAL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|400
DX$A|DYNEX CAPITAL, INC.|SWIM|TD Ameritrade, Inc.|1600
DX$A|DYNEX CAPITAL, INC.|UBSS|UBS Securities LLC|588
DX$A|DYNEX CAPITAL, INC.|VGRD|Vanguard Marketing Corporation|1200
DX$A|DYNEX CAPITAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|607
DX$A|DYNEX CAPITAL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
DX$B|DYNEX CAPITAL|ALTX|Alternet Securities Inc.|100
DX$B|DYNEX CAPITAL|BATM|CBOE TRADING, INC.|159
DX$B|DYNEX CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
DX$B|DYNEX CAPITAL|DEAN|MORGAN STANLEY|687
DX$B|DYNEX CAPITAL|EBXL|EBX LLC|200
DX$B|DYNEX CAPITAL|ETRS|E*Trade Securities LLC|57397
DX$B|DYNEX CAPITAL|FTBR|Foliofn Investments, Inc.|83
DX$B|DYNEX CAPITAL|GLPX|ACS EXECUTION SERVICES, LLC|100
DX$B|DYNEX CAPITAL|HRBF|American Enterprise Investment Services Inc.|2990
DX$B|DYNEX CAPITAL|IBKR|Interactive Brokers Llc|600
DX$B|DYNEX CAPITAL|ITGI|ITG Inc.|1120
DX$B|DYNEX CAPITAL|LEHM|Barclays Capital Inc./Le|200
DX$B|DYNEX CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|700
DX$B|DYNEX CAPITAL|NFSC|National Financial Services LLC|8335
DX$B|DYNEX CAPITAL|NITE|VIRTU Americas LLC|33048
DX$B|DYNEX CAPITAL|OPCO|Oppenheimer & Co. Inc.|4600
DX$B|DYNEX CAPITAL|PDQM|CODA MARKETS, INC.|200
DX$B|DYNEX CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|200
DX$B|DYNEX CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|700
DX$B|DYNEX CAPITAL|UBSA|UBS SECURITIES LLC|579
DX$B|DYNEX CAPITAL|UBSS|UBS Securities LLC|2279
DX$B|DYNEX CAPITAL|VGRD|Vanguard Marketing Corporation|906
DX$B|DYNEX CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|1174
DX$B|DYNEX CAPITAL|WEDB|WEDBUSH SECURITIES INC.|1900
DX$B|DYNEX CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1375
DXB|DB CNGT CAP TR PFD|ALTX|Alternet Securities Inc.|5900
DXB|DB CNGT CAP TR PFD|APCC|Apex Clearing Corporation|82
DXB|DB CNGT CAP TR PFD|BARD|Robert W. Baird & Co. Incorporated|945
DXB|DB CNGT CAP TR PFD|BATM|CBOE TRADING, INC.|200
DXB|DB CNGT CAP TR PFD|BBNT|BB&T SECURITIES, LLC|400
DXB|DB CNGT CAP TR PFD|BKCM|BNY Mellon Capital Markets LLC|400
DXB|DB CNGT CAP TR PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44142
DXB|DB CNGT CAP TR PFD|BNCH|The Benchmark Company, LLC|1775
DXB|DB CNGT CAP TR PFD|BTIG|BTIG, LLC|11141
DXB|DB CNGT CAP TR PFD|BYXM|CBOE TRADING, INC.|300
DXB|DB CNGT CAP TR PFD|CHAS|Charles Schwab & Co., Inc.|700
DXB|DB CNGT CAP TR PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3830
DXB|DB CNGT CAP TR PFD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
DXB|DB CNGT CAP TR PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3872
DXB|DB CNGT CAP TR PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25846
DXB|DB CNGT CAP TR PFD|CTDL|Citadel Derivatives Group Llc|100
DXB|DB CNGT CAP TR PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
DXB|DB CNGT CAP TR PFD|DADA|D.A. Davidson & Co.|300
DXB|DB CNGT CAP TR PFD|DBAB|Deutsche Bank Securities Inc.|141125
DXB|DB CNGT CAP TR PFD|DBAX|Deutsche Bank Securities Inc.|19200
DXB|DB CNGT CAP TR PFD|DEAN|MORGAN STANLEY|49337
DXB|DB CNGT CAP TR PFD|DEGS|RONIN PROFESSIONAL LLC|405
DXB|DB CNGT CAP TR PFD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
DXB|DB CNGT CAP TR PFD|EBXL|EBX LLC|11500
DXB|DB CNGT CAP TR PFD|EDJO|Edward D. Jones & Co., L.P.|1268
DXB|DB CNGT CAP TR PFD|EGAM|CBOE TRADING, INC.|17269
DXB|DB CNGT CAP TR PFD|EGXM|CBOE TRADING, INC.|4195
DXB|DB CNGT CAP TR PFD|ETBE|Electronic Transaction Clearing, Inc.|600
DXB|DB CNGT CAP TR PFD|ETRS|E*Trade Securities LLC|57660
DXB|DB CNGT CAP TR PFD|FMAF|NBCN Inc./ CDS|200
DXB|DB CNGT CAP TR PFD|FTBR|Foliofn Investments, Inc.|93
DXB|DB CNGT CAP TR PFD|GLPX|ACS EXECUTION SERVICES, LLC|8012
DXB|DB CNGT CAP TR PFD|GSCO|GOLDMAN SACHS & CO. LLC|6245
DXB|DB CNGT CAP TR PFD|GSLT|GOLDMAN SACHS & CO. LLC|2900
DXB|DB CNGT CAP TR PFD|GTSZ|GTS SECURITIES LLC|4316
DXB|DB CNGT CAP TR PFD|HRBF|American Enterprise Investment Services Inc.|21013
DXB|DB CNGT CAP TR PFD|IATS|INTERACTIVE BROKERS LLC|18260
DXB|DB CNGT CAP TR PFD|IBKR|Interactive Brokers Llc|57374
DXB|DB CNGT CAP TR PFD|ICBX|INSTINET, LLC|6000
DXB|DB CNGT CAP TR PFD|INCA|INSTINET, LLC|34329
DXB|DB CNGT CAP TR PFD|ITGI|ITG Inc.|19958
DXB|DB CNGT CAP TR PFD|ITGP|ITG INC.|14800
DXB|DB CNGT CAP TR PFD|JPMX|J.P. Morgan Securities LLC|13800
DXB|DB CNGT CAP TR PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|1960
DXB|DB CNGT CAP TR PFD|KCGM|VIRTU Americas LLC|6824
DXB|DB CNGT CAP TR PFD|LEHM|Barclays Capital Inc./Le|12600
DXB|DB CNGT CAP TR PFD|LIME|Lime Brokerage LLC|2153
DXB|DB CNGT CAP TR PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9682
DXB|DB CNGT CAP TR PFD|MAXM|Maxim Group LLC|3932
DXB|DB CNGT CAP TR PFD|MCBT|Moors & Cabot, Inc.|3000
DXB|DB CNGT CAP TR PFD|MCMF|Raymond James Ltd. Cds|4500
DXB|DB CNGT CAP TR PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7100
DXB|DB CNGT CAP TR PFD|MSCO|MORGAN STANLEY & CO. LLC|50872
DXB|DB CNGT CAP TR PFD|MSPL|MORGAN STANLEY & CO. LLC|6000
DXB|DB CNGT CAP TR PFD|NFSC|National Financial Services LLC|52489
DXB|DB CNGT CAP TR PFD|NITE|VIRTU Americas LLC|159859
DXB|DB CNGT CAP TR PFD|NQRB|Brut, LLC|200
DXB|DB CNGT CAP TR PFD|OPCO|Oppenheimer & Co. Inc.|2850
DXB|DB CNGT CAP TR PFD|PCPT|PHILLIP CAPITAL INC.|6930
DXB|DB CNGT CAP TR PFD|PDQM|CODA MARKETS, INC.|24489
DXB|DB CNGT CAP TR PFD|PWJC|UBS Financial Services, Inc.|15700
DXB|DB CNGT CAP TR PFD|RBCM|RBC CAPITAL MARKETS, LLC|2050
DXB|DB CNGT CAP TR PFD|SAGL|SAGETRADER, LLC|2546
DXB|DB CNGT CAP TR PFD|SBSH|Citigroup Global Markets Inc.|6437
DXB|DB CNGT CAP TR PFD|SGMT|GOLDMAN SACHS & CO. LLC|12515
DXB|DB CNGT CAP TR PFD|SPDR|SPEEDROUTE LLC|5300
DXB|DB CNGT CAP TR PFD|STFL|Stifel, Nicolaus & Company, Incorporated|7663
DXB|DB CNGT CAP TR PFD|SWIM|TD Ameritrade, Inc.|1025
DXB|DB CNGT CAP TR PFD|SWST|Hilltop Securities Inc.|642
DXB|DB CNGT CAP TR PFD|TITL|TITLEIST ASSET MANAGEMENT, LTD.|475
DXB|DB CNGT CAP TR PFD|TRBT|Tradebot Systems, Inc.|5491
DXB|DB CNGT CAP TR PFD|TRCM|TRC MARKETS LLC|398
DXB|DB CNGT CAP TR PFD|UBSA|UBS SECURITIES LLC|36879
DXB|DB CNGT CAP TR PFD|UBSS|UBS Securities LLC|112444
DXB|DB CNGT CAP TR PFD|VGRD|Vanguard Marketing Corporation|1067
DXB|DB CNGT CAP TR PFD|WCHV|WELLS FARGO SECURITIES, LLC|51313
DXB|DB CNGT CAP TR PFD|WSEA|WOLVERINE SECURITIES, LLC|1
DXB|DB CNGT CAP TR PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
DXB|DB CNGT CAP TR PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|577
DXB|DB CNGT CAP TR PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38982
DXC|DXC TECHNOLOGY CO.|ABLE|NATIXIS Securities Americas LLC|431728
DXC|DXC TECHNOLOGY CO.|ALTX|Alternet Securities Inc.|33000
DXC|DXC TECHNOLOGY CO.|ANOS|ABEL/NOSER, L.L.C.|7972
DXC|DXC TECHNOLOGY CO.|APCC|Apex Clearing Corporation|3408
DXC|DXC TECHNOLOGY CO.|BANK|Primevest Financial Services, Inc.|228
DXC|DXC TECHNOLOGY CO.|BARD|Robert W. Baird & Co. Incorporated|2585
DXC|DXC TECHNOLOGY CO.|BATM|CBOE TRADING, INC.|12312
DXC|DXC TECHNOLOGY CO.|BAYC|BAY CREST PARTNERS, LLC|881
DXC|DXC TECHNOLOGY CO.|BAYT|BTIG, LLC|42200
DXC|DXC TECHNOLOGY CO.|BBNT|BB&T SECURITIES, LLC|1737
DXC|DXC TECHNOLOGY CO.|BERN|Sanford C. Bernstein & Co., LLC|162402
DXC|DXC TECHNOLOGY CO.|BIAD|SAGETRADER, LLC|789
DXC|DXC TECHNOLOGY CO.|BIDS|BIDS TRADING L.P.|14600
DXC|DXC TECHNOLOGY CO.|BIMI|Banca IMI Securities Corp.|170
DXC|DXC TECHNOLOGY CO.|BKCM|BNY Mellon Capital Markets LLC|828
DXC|DXC TECHNOLOGY CO.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31278
DXC|DXC TECHNOLOGY CO.|BLKX|INSTINET, LLC|411032
DXC|DXC TECHNOLOGY CO.|BMAK|BMA SECURITIES|6705
DXC|DXC TECHNOLOGY CO.|BMOC|BMO Capital Markets Corp.|247061
DXC|DXC TECHNOLOGY CO.|BNCH|The Benchmark Company, LLC|16989
DXC|DXC TECHNOLOGY CO.|BNPX|BNP PARIBAS SECURITIES CORP.|274502
DXC|DXC TECHNOLOGY CO.|BRGE|Newbridge Securities Corp.|950
DXC|DXC TECHNOLOGY CO.|BTIG|BTIG, LLC|34446
DXC|DXC TECHNOLOGY CO.|BYXM|CBOE TRADING, INC.|10380
DXC|DXC TECHNOLOGY CO.|BZYD|GOLDMAN SACHS & CO. LLC|1433
DXC|DXC TECHNOLOGY CO.|CANT|Cantor Fitzgerald & Co.|11385
DXC|DXC TECHNOLOGY CO.|CBLC|CITIGROUP GLOBAL MARKETS INC.|85400
DXC|DXC TECHNOLOGY CO.|CHAS|Charles Schwab & Co., Inc.|2088
DXC|DXC TECHNOLOGY CO.|CHLM|Craig-Hallum Capital Group LLC|2349
DXC|DXC TECHNOLOGY CO.|CIBP|CIBC World Markets Corp.|15773
DXC|DXC TECHNOLOGY CO.|CICF|Canaccord Genuity Corp.|1
DXC|DXC TECHNOLOGY CO.|CIST|Capital Institutional Services, Inc.|5188
DXC|DXC TECHNOLOGY CO.|CNFR|Cowen Prime Services LLC|200
DXC|DXC TECHNOLOGY CO.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|440875
DXC|DXC TECHNOLOGY CO.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25114
DXC|DXC TECHNOLOGY CO.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2840
DXC|DXC TECHNOLOGY CO.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|694736
DXC|DXC TECHNOLOGY CO.|CTDL|Citadel Derivatives Group Llc|17808
DXC|DXC TECHNOLOGY CO.|CXCX|CITIGROUP GLOBAL MARKETS INC.|108298
DXC|DXC TECHNOLOGY CO.|DADA|D.A. Davidson & Co.|342
DXC|DXC TECHNOLOGY CO.|DAVA|Davenport & Company LLC|25
DXC|DXC TECHNOLOGY CO.|DBAB|Deutsche Bank Securities Inc.|498912
DXC|DXC TECHNOLOGY CO.|DBAX|Deutsche Bank Securities Inc.|705400
DXC|DXC TECHNOLOGY CO.|DCHF|Dart Executions, LLC|5647
DXC|DXC TECHNOLOGY CO.|DEAN|MORGAN STANLEY|21655
DXC|DXC TECHNOLOGY CO.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8692
DXC|DXC TECHNOLOGY CO.|DRWK|DRW SECURITIES, L.L.C.|4292
DXC|DXC TECHNOLOGY CO.|EBXL|EBX LLC|650300
DXC|DXC TECHNOLOGY CO.|ECUT|CONVERGEX EXECUTION SOLUTIONS|64995
DXC|DXC TECHNOLOGY CO.|EDJO|Edward D. Jones & Co., L.P.|22722
DXC|DXC TECHNOLOGY CO.|EGAM|CBOE TRADING, INC.|47731
DXC|DXC TECHNOLOGY CO.|EGAW|CBOE TRADING, INC.|1347
DXC|DXC TECHNOLOGY CO.|EGMT|EG MARKET TECHNOLOGIES LLC|1809
DXC|DXC TECHNOLOGY CO.|EGXM|CBOE TRADING, INC.|10192
DXC|DXC TECHNOLOGY CO.|EGXW|CBOE TRADING, INC.|256
DXC|DXC TECHNOLOGY CO.|ELEV|ELEVATION, LLC|1941
DXC|DXC TECHNOLOGY CO.|ESPO|ESPOSITO SECURITIES, LLC|1557
DXC|DXC TECHNOLOGY CO.|ETBE|Electronic Transaction Clearing, Inc.|62389
DXC|DXC TECHNOLOGY CO.|ETCB|ETC BROKERAGE SERVICES, LLC|3
DXC|DXC TECHNOLOGY CO.|ETCC|Electronic Transaction Clearing, Inc.|1170
DXC|DXC TECHNOLOGY CO.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56822
DXC|DXC TECHNOLOGY CO.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
DXC|DXC TECHNOLOGY CO.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|835
DXC|DXC TECHNOLOGY CO.|ETRS|E*Trade Securities LLC|49346
DXC|DXC TECHNOLOGY CO.|FBRC|B. RILEY FBR, INC.|32000
DXC|DXC TECHNOLOGY CO.|FBSB|U.S. Bancorp Investments, Inc.|383
DXC|DXC TECHNOLOGY CO.|FIDT|Fidelity Clearing Canada ULC./ CDS|1
DXC|DXC TECHNOLOGY CO.|FILL|Tradestation Securities, Inc.|11213
DXC|DXC TECHNOLOGY CO.|FINX|FINTECH SECURITIES|940
DXC|DXC TECHNOLOGY CO.|FMAF|NBCN Inc./ CDS|5245
DXC|DXC TECHNOLOGY CO.|FORD|Fordham Financial Management, Inc.|6705
DXC|DXC TECHNOLOGY CO.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|60459
DXC|DXC TECHNOLOGY CO.|FQLS|Quantlab Securities LP|824826
DXC|DXC TECHNOLOGY CO.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|151985
DXC|DXC TECHNOLOGY CO.|FTBR|Foliofn Investments, Inc.|4297
DXC|DXC TECHNOLOGY CO.|GLIS|TD Securities Inc|2569
DXC|DXC TECHNOLOGY CO.|GLPX|ACS EXECUTION SERVICES, LLC|122809
DXC|DXC TECHNOLOGY CO.|GSCO|GOLDMAN SACHS & CO. LLC|2855719
DXC|DXC TECHNOLOGY CO.|GSCS|GOLDMAN SACHS & CO. LLC|11308
DXC|DXC TECHNOLOGY CO.|GSLT|GOLDMAN SACHS & CO. LLC|18366
DXC|DXC TECHNOLOGY CO.|GTSZ|GTS SECURITIES LLC|282300
DXC|DXC TECHNOLOGY CO.|HAPX|HAP Trading, LLC|2756
DXC|DXC TECHNOLOGY CO.|HRBF|American Enterprise Investment Services Inc.|31042
DXC|DXC TECHNOLOGY CO.|HSBC|HSBC Securities, Inc.|4248
DXC|DXC TECHNOLOGY CO.|IATS|INTERACTIVE BROKERS LLC|11648
DXC|DXC TECHNOLOGY CO.|IBKR|Interactive Brokers Llc|29823
DXC|DXC TECHNOLOGY CO.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3418
DXC|DXC TECHNOLOGY CO.|ICBX|INSTINET, LLC|134715
DXC|DXC TECHNOLOGY CO.|IEQY|CITADEL SECURITIES LLC|176213
DXC|DXC TECHNOLOGY CO.|INCA|INSTINET, LLC|682974
DXC|DXC TECHNOLOGY CO.|INJX|INSTINET, LLC|29279
DXC|DXC TECHNOLOGY CO.|ITGI|ITG Inc.|94530
DXC|DXC TECHNOLOGY CO.|ITGP|ITG INC.|214000
DXC|DXC TECHNOLOGY CO.|JANY|Janney Montgomery Scott Inc.|11753
DXC|DXC TECHNOLOGY CO.|JEFF|JEFFERIES LLC|310029
DXC|DXC TECHNOLOGY CO.|JMPT|JUMP TRADING, LLC|166871
DXC|DXC TECHNOLOGY CO.|JPBX|J.P. MORGAN SECURITIES LLC|364976
DXC|DXC TECHNOLOGY CO.|JPMX|J.P. Morgan Securities LLC|1657804
DXC|DXC TECHNOLOGY CO.|JSJX|JANE STREET CAPITAL LLC|67106
DXC|DXC TECHNOLOGY CO.|KCGM|VIRTU Americas LLC|125892
DXC|DXC TECHNOLOGY CO.|LEHM|Barclays Capital Inc./Le|1454239
DXC|DXC TECHNOLOGY CO.|LIME|Lime Brokerage LLC|22327
DXC|DXC TECHNOLOGY CO.|LMNX|LUMINEX TRADING & ANALYTICS LLC|143600
DXC|DXC TECHNOLOGY CO.|LOOP|Loop Capital Markets LLC|7609
DXC|DXC TECHNOLOGY CO.|LQNA|LIQUIDNET, INC.|65500
DXC|DXC TECHNOLOGY CO.|LQNB|LIQUIDNET, INC.|5400
DXC|DXC TECHNOLOGY CO.|LSCI|Lek Securities Corporation|1224
DXC|DXC TECHNOLOGY CO.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
DXC|DXC TECHNOLOGY CO.|MACC|Mid Atlantic Capital Corporation|8859
DXC|DXC TECHNOLOGY CO.|MACQ|Macquarie Capital (USA) Inc.|4100
DXC|DXC TECHNOLOGY CO.|MBTS|ALLY INVEST SECURITIES LLC|804
DXC|DXC TECHNOLOGY CO.|MCMF|Raymond James Ltd. Cds|90
DXC|DXC TECHNOLOGY CO.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|324126
DXC|DXC TECHNOLOGY CO.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
DXC|DXC TECHNOLOGY CO.|MOTF|MOTIF INVESTING, INC.|29
DXC|DXC TECHNOLOGY CO.|MSCO|MORGAN STANLEY & CO. LLC|4171348
DXC|DXC TECHNOLOGY CO.|MSPL|MORGAN STANLEY & CO. LLC|684000
DXC|DXC TECHNOLOGY CO.|MSTX|MORGAN STANLEY & CO. LLC|424600
DXC|DXC TECHNOLOGY CO.|MULL|MARK J. MULLER EQUITIES, INC.|5291
DXC|DXC TECHNOLOGY CO.|NATL|National Securities Corporation|79
DXC|DXC TECHNOLOGY CO.|NBCS|NBC Securities, INC.|85
DXC|DXC TECHNOLOGY CO.|NEED|Needham & Company, LLC|100
DXC|DXC TECHNOLOGY CO.|NEUB|NEUBERGER BERMAN BD LLC|11
DXC|DXC TECHNOLOGY CO.|NFSC|National Financial Services LLC|407534
DXC|DXC TECHNOLOGY CO.|NITE|VIRTU Americas LLC|776922
DXC|DXC TECHNOLOGY CO.|NITP|VIRTU Americas LLC|800
DXC|DXC TECHNOLOGY CO.|NMRA|Nomura Securities International, Inc.|3882
DXC|DXC TECHNOLOGY CO.|NQRB|Brut, LLC|10408
DXC|DXC TECHNOLOGY CO.|NTBF|BMO Nesbitt Burns Inc./CDS|1050
DXC|DXC TECHNOLOGY CO.|NTRC|Northern Trust Securities, Inc.|9624
DXC|DXC TECHNOLOGY CO.|OHOS|TWO SIGMA SECURITIES, LLC|145384
DXC|DXC TECHNOLOGY CO.|OPCO|Oppenheimer & Co. Inc.|2181
DXC|DXC TECHNOLOGY CO.|PASL|Pershing Advisor Solutions LLC|1250
DXC|DXC TECHNOLOGY CO.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1200
DXC|DXC TECHNOLOGY CO.|PCPT|PHILLIP CAPITAL INC.|50
DXC|DXC TECHNOLOGY CO.|PDQM|CODA MARKETS, INC.|109088
DXC|DXC TECHNOLOGY CO.|PHLY|NASDAQ Execution Services, LLC|600
DXC|DXC TECHNOLOGY CO.|PICT|Pictet Overseas Inc.|50
DXC|DXC TECHNOLOGY CO.|PNSR|Penserra Securities, LLC|8200
DXC|DXC TECHNOLOGY CO.|PWJC|UBS Financial Services, Inc.|1491
DXC|DXC TECHNOLOGY CO.|QMSR|QUATTRO M SECURITIES INC.|6025
DXC|DXC TECHNOLOGY CO.|RBCM|RBC CAPITAL MARKETS, LLC|20952
DXC|DXC TECHNOLOGY CO.|RGLD|Regal Securities, Inc|400
DXC|DXC TECHNOLOGY CO.|RILY|B. RILEY FBR, INC.|32000
DXC|DXC TECHNOLOGY CO.|SAGL|SAGETRADER, LLC|16101
DXC|DXC TECHNOLOGY CO.|SAGW|SAGETRADER, LLC|6087
DXC|DXC TECHNOLOGY CO.|SALI|INTL FCSTONE FINANCIAL INC.|500
DXC|DXC TECHNOLOGY CO.|SBRX|MURIEL SIEBERT & CO INC|400
DXC|DXC TECHNOLOGY CO.|SBSH|Citigroup Global Markets Inc.|497511
DXC|DXC TECHNOLOGY CO.|SCMC|Scotia Capital Markets (USA) Inc.|340000
DXC|DXC TECHNOLOGY CO.|SEIC|SEI Investments Distribution Co.|9490
DXC|DXC TECHNOLOGY CO.|SGMT|GOLDMAN SACHS & CO. LLC|393463
DXC|DXC TECHNOLOGY CO.|SJLS|TRADE INFORMATICS LLC|300
DXC|DXC TECHNOLOGY CO.|SPDR|SPEEDROUTE LLC|39970
DXC|DXC TECHNOLOGY CO.|SPHN|Stephens Inc.|27
DXC|DXC TECHNOLOGY CO.|STFL|Stifel, Nicolaus & Company, Incorporated|19260
DXC|DXC TECHNOLOGY CO.|STKP|STOCKPILE INVESTMENTS, INC.|16
DXC|DXC TECHNOLOGY CO.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12599
DXC|DXC TECHNOLOGY CO.|SWIM|TD Ameritrade, Inc.|98819
DXC|DXC TECHNOLOGY CO.|SWST|Hilltop Securities Inc.|1723
DXC|DXC TECHNOLOGY CO.|TDSI|TD Securities (USA) LLC|3900
DXC|DXC TECHNOLOGY CO.|TKNG|ALLY INVEST SECURITIES LLC|1474
DXC|DXC TECHNOLOGY CO.|TOUR|TOURMALINE PARTNERS, LLC|400
DXC|DXC TECHNOLOGY CO.|TRBT|Tradebot Systems, Inc.|500298
DXC|DXC TECHNOLOGY CO.|TRCM|TRC MARKETS LLC|89636
DXC|DXC TECHNOLOGY CO.|TWTT|TASTYWORKS, INC.|100
DXC|DXC TECHNOLOGY CO.|UBSA|UBS SECURITIES LLC|1393964
DXC|DXC TECHNOLOGY CO.|UBSS|UBS Securities LLC|1904021
DXC|DXC TECHNOLOGY CO.|UFPA|UNITED FIRST PARTNERS LLC|14458
DXC|DXC TECHNOLOGY CO.|VALX|VIRTU AMERICAS LLC|37842
DXC|DXC TECHNOLOGY CO.|VGRD|Vanguard Marketing Corporation|10126
DXC|DXC TECHNOLOGY CO.|WABR|Wall Street Access|3216
DXC|DXC TECHNOLOGY CO.|WBLR|WILLIAM BLAIR|565
DXC|DXC TECHNOLOGY CO.|WBPX|SUMMIT SECURITIES GROUP, LLC|2218
DXC|DXC TECHNOLOGY CO.|WCHV|WELLS FARGO SECURITIES, LLC|302874
DXC|DXC TECHNOLOGY CO.|WDNX|WEEDEN & CO.L.P.|2888
DXC|DXC TECHNOLOGY CO.|WEDB|WEDBUSH SECURITIES INC.|7256
DXC|DXC TECHNOLOGY CO.|WEED|Weeden & Co.L.P.|16860
DXC|DXC TECHNOLOGY CO.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44103
DXC|DXC TECHNOLOGY CO.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36762
DXC|DXC TECHNOLOGY CO.|WGIF|CIBC World Markets Inc.|441
DXC|DXC TECHNOLOGY CO.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|71
DXC|DXC TECHNOLOGY CO.|WSEA|WOLVERINE SECURITIES, LLC|8818
DXC|DXC TECHNOLOGY CO.|XIST|INSTINET, LLC|145156
DXC|DXC TECHNOLOGY CO.|XPQR|Jump Trading|100
DXC|DXC TECHNOLOGY CO.|XSTM|NATIONAL FINANCIAL SERVICES LLC|103042
DXC|DXC TECHNOLOGY CO.|YKNA|COMHAR CAPITAL MARKETS, LLC|948
DXC|DXC TECHNOLOGY CO.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19729
DXCM|DEXCOM|ABLE|NATIXIS Securities Americas LLC|121100
DXCM|DEXCOM|AGIS|Aegis Capital Corp.|835
DXCM|DEXCOM|ALLN|Allen & Company LLC|705
DXCM|DEXCOM|ALTX|Alternet Securities Inc.|23763
DXCM|DEXCOM|ANOS|ABEL/NOSER, L.L.C.|1035
DXCM|DEXCOM|APCC|Apex Clearing Corporation|1006
DXCM|DEXCOM|BANK|Primevest Financial Services, Inc.|496
DXCM|DEXCOM|BARD|Robert W. Baird & Co. Incorporated|3961
DXCM|DEXCOM|BATM|CBOE TRADING, INC.|8563
DXCM|DEXCOM|BAYT|BTIG, LLC|1900
DXCM|DEXCOM|BBNT|BB&T SECURITIES, LLC|97
DXCM|DEXCOM|BERN|Sanford C. Bernstein & Co., LLC|94899
DXCM|DEXCOM|BIDS|BIDS TRADING L.P.|800
DXCM|DEXCOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17933
DXCM|DEXCOM|BLKX|INSTINET, LLC|112127
DXCM|DEXCOM|BMOC|BMO Capital Markets Corp.|852
DXCM|DEXCOM|BNPX|BNP PARIBAS SECURITIES CORP.|4497
DXCM|DEXCOM|BTIG|BTIG, LLC|36016
DXCM|DEXCOM|BYXM|CBOE TRADING, INC.|1731
DXCM|DEXCOM|CABR|Cabrera Capital Markets, Inc.|25
DXCM|DEXCOM|CANT|Cantor Fitzgerald & Co.|832
DXCM|DEXCOM|CHAS|Charles Schwab & Co., Inc.|2991
DXCM|DEXCOM|CIST|Capital Institutional Services, Inc.|98
DXCM|DEXCOM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|591855
DXCM|DEXCOM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11933
DXCM|DEXCOM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4637
DXCM|DEXCOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|371374
DXCM|DEXCOM|CTDL|Citadel Derivatives Group Llc|19043
DXCM|DEXCOM|CXCX|CITIGROUP GLOBAL MARKETS INC.|39376
DXCM|DEXCOM|DADA|D.A. Davidson & Co.|282
DXCM|DEXCOM|DBAB|Deutsche Bank Securities Inc.|403710
DXCM|DEXCOM|DBAX|Deutsche Bank Securities Inc.|545200
DXCM|DEXCOM|DBUL|Deutsche Bank Securities Inc.|880
DXCM|DEXCOM|DCHF|Dart Executions, LLC|127
DXCM|DEXCOM|DEAN|MORGAN STANLEY|7598
DXCM|DEXCOM|DEGS|RONIN PROFESSIONAL LLC|700
DXCM|DEXCOM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8300
DXCM|DEXCOM|DREX|Drexel Hamilton, LLC|5000
DXCM|DEXCOM|EBXL|EBX LLC|276700
DXCM|DEXCOM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1644
DXCM|DEXCOM|EDJC|Edward Jones / CDS|2380
DXCM|DEXCOM|EDJO|Edward D. Jones & Co., L.P.|2628
DXCM|DEXCOM|EGAM|CBOE TRADING, INC.|37633
DXCM|DEXCOM|EGAW|CBOE TRADING, INC.|22
DXCM|DEXCOM|EGMT|EG MARKET TECHNOLOGIES LLC|905
DXCM|DEXCOM|EGXM|CBOE TRADING, INC.|4488
DXCM|DEXCOM|EGXW|CBOE TRADING, INC.|69
DXCM|DEXCOM|ETBE|Electronic Transaction Clearing, Inc.|47139
DXCM|DEXCOM|ETCB|ETC BROKERAGE SERVICES, LLC|65
DXCM|DEXCOM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4860
DXCM|DEXCOM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|80063
DXCM|DEXCOM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|494
DXCM|DEXCOM|ETRS|E*Trade Securities LLC|288063
DXCM|DEXCOM|FBCO|Credit Suisse Securities (USA) LLC|647951
DXCM|DEXCOM|FBSB|U.S. Bancorp Investments, Inc.|147
DXCM|DEXCOM|FILL|Tradestation Securities, Inc.|2141
DXCM|DEXCOM|FINX|FINTECH SECURITIES|1160
DXCM|DEXCOM|FMAF|NBCN Inc./ CDS|250
DXCM|DEXCOM|FOMA|TD AMERITRADE CLEARING, INC.|199853
DXCM|DEXCOM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1045
DXCM|DEXCOM|FQLS|Quantlab Securities LP|326155
DXCM|DEXCOM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102830
DXCM|DEXCOM|FTBR|Foliofn Investments, Inc.|1818
DXCM|DEXCOM|GEBB|GLOBAL EXECUTION BROKERS, LP|20878
DXCM|DEXCOM|GLPX|ACS EXECUTION SERVICES, LLC|163879
DXCM|DEXCOM|GSCO|GOLDMAN SACHS & CO. LLC|891380
DXCM|DEXCOM|GSCS|GOLDMAN SACHS & CO. LLC|40776
DXCM|DEXCOM|GSLT|GOLDMAN SACHS & CO. LLC|12150
DXCM|DEXCOM|GTSZ|GTS SECURITIES LLC|68066
DXCM|DEXCOM|HRBF|American Enterprise Investment Services Inc.|4630
DXCM|DEXCOM|HSBC|HSBC Securities, Inc.|17959
DXCM|DEXCOM|IATS|INTERACTIVE BROKERS LLC|23293
DXCM|DEXCOM|IBKR|Interactive Brokers Llc|139150
DXCM|DEXCOM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3668
DXCM|DEXCOM|ICBX|INSTINET, LLC|50418
DXCM|DEXCOM|INCA|INSTINET, LLC|617896
DXCM|DEXCOM|INJX|INSTINET, LLC|90506
DXCM|DEXCOM|ITGI|ITG Inc.|157265
DXCM|DEXCOM|ITGP|ITG INC.|278000
DXCM|DEXCOM|JANY|Janney Montgomery Scott Inc.|750
DXCM|DEXCOM|JEFF|JEFFERIES LLC|197052
DXCM|DEXCOM|JMPT|JUMP TRADING, LLC|93929
DXCM|DEXCOM|JPBX|J.P. MORGAN SECURITIES LLC|99541
DXCM|DEXCOM|JPMX|J.P. Morgan Securities LLC|785820
DXCM|DEXCOM|JSJX|JANE STREET CAPITAL LLC|12490
DXCM|DEXCOM|JUTA|JUMP TRADING, LLC|100
DXCM|DEXCOM|KCGM|VIRTU Americas LLC|78029
DXCM|DEXCOM|KING|C. L. King & Associates, Inc.|9611
DXCM|DEXCOM|LEHM|Barclays Capital Inc./Le|1123439
DXCM|DEXCOM|LIME|Lime Brokerage LLC|259174
DXCM|DEXCOM|LMNX|LUMINEX TRADING & ANALYTICS LLC|169508
DXCM|DEXCOM|LOOP|Loop Capital Markets LLC|9101
DXCM|DEXCOM|LQNA|LIQUIDNET, INC.|357300
DXCM|DEXCOM|LSCI|Lek Securities Corporation|407
DXCM|DEXCOM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
DXCM|DEXCOM|MAVB|Great Point Capital LLC|200
DXCM|DEXCOM|MBTS|ALLY INVEST SECURITIES LLC|18
DXCM|DEXCOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|163646
DXCM|DEXCOM|MOTF|MOTIF INVESTING, INC.|36
DXCM|DEXCOM|MSCO|MORGAN STANLEY & CO. LLC|2878686
DXCM|DEXCOM|MSPL|MORGAN STANLEY & CO. LLC|558600
DXCM|DEXCOM|MSTX|MORGAN STANLEY & CO. LLC|101100
DXCM|DEXCOM|MZHO|Mizuho Securities USA LLC|164596
DXCM|DEXCOM|NBCS|NBC Securities, INC.|100
DXCM|DEXCOM|NEUB|NEUBERGER BERMAN BD LLC|61
DXCM|DEXCOM|NFSC|National Financial Services LLC|220186
DXCM|DEXCOM|NITE|VIRTU Americas LLC|459605
DXCM|DEXCOM|NITP|VIRTU Americas LLC|1683
DXCM|DEXCOM|NORT|Northland Securities, Inc.|132000
DXCM|DEXCOM|NQRB|Brut, LLC|14432
DXCM|DEXCOM|OPCO|Oppenheimer & Co. Inc.|1771
DXCM|DEXCOM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4790
DXCM|DEXCOM|PDQM|CODA MARKETS, INC.|321959
DXCM|DEXCOM|PHLY|NASDAQ Execution Services, LLC|17200
DXCM|DEXCOM|PIPR|Piper Jaffray & Co.|23820
DXCM|DEXCOM|POIN|PRECISION SECURITIES, LLC (POIN)|100
DXCM|DEXCOM|PWJC|UBS Financial Services, Inc.|15548
DXCM|DEXCOM|RAJA|Raymond James & Associates, Inc.|13660
DXCM|DEXCOM|RBCM|RBC CAPITAL MARKETS, LLC|31005
DXCM|DEXCOM|RHCO|Suntrust Robinson Humphrey, Inc.|10400
DXCM|DEXCOM|SAGL|SAGETRADER, LLC|25955
DXCM|DEXCOM|SAGW|SAGETRADER, LLC|1016
DXCM|DEXCOM|SALI|INTL FCSTONE FINANCIAL INC.|427
DXCM|DEXCOM|SBSH|Citigroup Global Markets Inc.|198626
DXCM|DEXCOM|SEIC|SEI Investments Distribution Co.|2900
DXCM|DEXCOM|SGMT|GOLDMAN SACHS & CO. LLC|204804
DXCM|DEXCOM|SIDC|Sidoti & Company, LLC|300
DXCM|DEXCOM|SJLS|TRADE INFORMATICS LLC|100
DXCM|DEXCOM|SPDR|SPEEDROUTE LLC|40522
DXCM|DEXCOM|SPGS|Sea Port Group Securities, LLC|498
DXCM|DEXCOM|SPHN|Stephens Inc.|53185
DXCM|DEXCOM|STFL|Stifel, Nicolaus & Company, Incorporated|6256
DXCM|DEXCOM|STKP|STOCKPILE INVESTMENTS, INC.|90
DXCM|DEXCOM|STRS|STRATEGAS RESEARCH PARTNERS|400
DXCM|DEXCOM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|48
DXCM|DEXCOM|SWIM|TD Ameritrade, Inc.|50643
DXCM|DEXCOM|SWST|Hilltop Securities Inc.|2182
DXCM|DEXCOM|TKNG|ALLY INVEST SECURITIES LLC|500
DXCM|DEXCOM|TRBT|Tradebot Systems, Inc.|322966
DXCM|DEXCOM|TRCM|TRC MARKETS LLC|96155
DXCM|DEXCOM|UBSA|UBS SECURITIES LLC|683889
DXCM|DEXCOM|UBSS|UBS Securities LLC|1142085
DXCM|DEXCOM|VALX|VIRTU AMERICAS LLC|11214
DXCM|DEXCOM|VGRD|Vanguard Marketing Corporation|8410
DXCM|DEXCOM|VNDM|Wall Street Access|1069
DXCM|DEXCOM|WABR|Wall Street Access|8589
DXCM|DEXCOM|WBLR|WILLIAM BLAIR|97726
DXCM|DEXCOM|WBPX|SUMMIT SECURITIES GROUP, LLC|4000
DXCM|DEXCOM|WCHV|WELLS FARGO SECURITIES, LLC|64897
DXCM|DEXCOM|WDNX|WEEDEN & CO.L.P.|1350
DXCM|DEXCOM|WEDB|WEDBUSH SECURITIES INC.|274
DXCM|DEXCOM|WEED|Weeden & Co.L.P.|2156
DXCM|DEXCOM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10051
DXCM|DEXCOM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6509
DXCM|DEXCOM|WFPB|Wells Fargo Securities, LLC.|100
DXCM|DEXCOM|WGIF|CIBC World Markets Inc.|670
DXCM|DEXCOM|WSEA|WOLVERINE SECURITIES, LLC|1694
DXCM|DEXCOM|XIST|INSTINET, LLC|7424
DXCM|DEXCOM|XPQR|Jump Trading|1308
DXCM|DEXCOM|XSTM|NATIONAL FINANCIAL SERVICES LLC|101022
DXCM|DEXCOM|YKNA|COMHAR CAPITAL MARKETS, LLC|41326
DXCM|DEXCOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2404
DXD|PROSHARES ULTRASHORT|ALTX|Alternet Securities Inc.|1800
DXD|PROSHARES ULTRASHORT|APCC|Apex Clearing Corporation|1507
DXD|PROSHARES ULTRASHORT|BATM|CBOE TRADING, INC.|300
DXD|PROSHARES ULTRASHORT|BERN|Sanford C. Bernstein & Co., LLC|14
DXD|PROSHARES ULTRASHORT|BIDS|BIDS TRADING L.P.|400
DXD|PROSHARES ULTRASHORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13591
DXD|PROSHARES ULTRASHORT|CHAS|Charles Schwab & Co., Inc.|6730
DXD|PROSHARES ULTRASHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26344
DXD|PROSHARES ULTRASHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39684
DXD|PROSHARES ULTRASHORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1822
DXD|PROSHARES ULTRASHORT|DBAB|Deutsche Bank Securities Inc.|15720
DXD|PROSHARES ULTRASHORT|DBAX|Deutsche Bank Securities Inc.|33300
DXD|PROSHARES ULTRASHORT|DEAN|MORGAN STANLEY|200
DXD|PROSHARES ULTRASHORT|EBXL|EBX LLC|32500
DXD|PROSHARES ULTRASHORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|207
DXD|PROSHARES ULTRASHORT|EGAM|CBOE TRADING, INC.|652
DXD|PROSHARES ULTRASHORT|EGXM|CBOE TRADING, INC.|4540
DXD|PROSHARES ULTRASHORT|ETBE|Electronic Transaction Clearing, Inc.|46607
DXD|PROSHARES ULTRASHORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1324
DXD|PROSHARES ULTRASHORT|ETRS|E*Trade Securities LLC|478578
DXD|PROSHARES ULTRASHORT|FILL|Tradestation Securities, Inc.|16791
DXD|PROSHARES ULTRASHORT|FMAF|NBCN Inc./ CDS|4148
DXD|PROSHARES ULTRASHORT|FQLS|Quantlab Securities LP|131417
DXD|PROSHARES ULTRASHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7760
DXD|PROSHARES ULTRASHORT|FTBR|Foliofn Investments, Inc.|11650
DXD|PROSHARES ULTRASHORT|GBMT|GBM International, Inc.|7874
DXD|PROSHARES ULTRASHORT|GLIS|TD Securities Inc|16016
DXD|PROSHARES ULTRASHORT|GSCO|GOLDMAN SACHS & CO. LLC|1312
DXD|PROSHARES ULTRASHORT|GSCS|GOLDMAN SACHS & CO. LLC|77
DXD|PROSHARES ULTRASHORT|GSLT|GOLDMAN SACHS & CO. LLC|2200
DXD|PROSHARES ULTRASHORT|GTSZ|GTS SECURITIES LLC|1960943
DXD|PROSHARES ULTRASHORT|HRBF|American Enterprise Investment Services Inc.|418
DXD|PROSHARES ULTRASHORT|HSBC|HSBC Securities, Inc.|1450
DXD|PROSHARES ULTRASHORT|IATS|INTERACTIVE BROKERS LLC|19515
DXD|PROSHARES ULTRASHORT|IBKR|Interactive Brokers Llc|115731
DXD|PROSHARES ULTRASHORT|ICBX|INSTINET, LLC|181908
DXD|PROSHARES ULTRASHORT|INCA|INSTINET, LLC|25106
DXD|PROSHARES ULTRASHORT|ITGI|ITG Inc.|6960
DXD|PROSHARES ULTRASHORT|ITGP|ITG INC.|57600
DXD|PROSHARES ULTRASHORT|JMPT|JUMP TRADING, LLC|20397
DXD|PROSHARES ULTRASHORT|JPMX|J.P. Morgan Securities LLC|9282
DXD|PROSHARES ULTRASHORT|JSEB|JANE STREET EXECUTION SERVICES, LLC|5150
DXD|PROSHARES ULTRASHORT|JSJX|JANE STREET CAPITAL LLC|521822
DXD|PROSHARES ULTRASHORT|KCGM|VIRTU Americas LLC|21809
DXD|PROSHARES ULTRASHORT|LEHM|Barclays Capital Inc./Le|108143
DXD|PROSHARES ULTRASHORT|LGNT|COR CLEARING LLC|5
DXD|PROSHARES ULTRASHORT|LIME|Lime Brokerage LLC|4738
DXD|PROSHARES ULTRASHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20806
DXD|PROSHARES ULTRASHORT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1600
DXD|PROSHARES ULTRASHORT|MOTF|MOTIF INVESTING, INC.|20
DXD|PROSHARES ULTRASHORT|MSCO|MORGAN STANLEY & CO. LLC|148323
DXD|PROSHARES ULTRASHORT|MSPL|MORGAN STANLEY & CO. LLC|12600
DXD|PROSHARES ULTRASHORT|NFSC|National Financial Services LLC|867255
DXD|PROSHARES ULTRASHORT|NITE|VIRTU Americas LLC|982087
DXD|PROSHARES ULTRASHORT|NITP|VIRTU Americas LLC|218195
DXD|PROSHARES ULTRASHORT|NQRB|Brut, LLC|2400
DXD|PROSHARES ULTRASHORT|NTBF|BMO Nesbitt Burns Inc./CDS|6575
DXD|PROSHARES ULTRASHORT|OHOS|TWO SIGMA SECURITIES, LLC|2600
DXD|PROSHARES ULTRASHORT|OLDM|OLD MISSION CAPITAL, LLC|300
DXD|PROSHARES ULTRASHORT|PCPT|PHILLIP CAPITAL INC.|250
DXD|PROSHARES ULTRASHORT|PDQM|CODA MARKETS, INC.|11100
DXD|PROSHARES ULTRASHORT|RBCM|RBC CAPITAL MARKETS, LLC|21125
DXD|PROSHARES ULTRASHORT|RJLC|RJL CAPITAL GROUP, LLC|62276
DXD|PROSHARES ULTRASHORT|SBSH|Citigroup Global Markets Inc.|11642
DXD|PROSHARES ULTRASHORT|SGMT|GOLDMAN SACHS & CO. LLC|104291
DXD|PROSHARES ULTRASHORT|SPDR|SPEEDROUTE LLC|100
DXD|PROSHARES ULTRASHORT|STKP|STOCKPILE INVESTMENTS, INC.|4
DXD|PROSHARES ULTRASHORT|SWIM|TD Ameritrade, Inc.|153637
DXD|PROSHARES ULTRASHORT|SWST|Hilltop Securities Inc.|4
DXD|PROSHARES ULTRASHORT|TKNG|ALLY INVEST SECURITIES LLC|3689
DXD|PROSHARES ULTRASHORT|TRBT|Tradebot Systems, Inc.|55828
DXD|PROSHARES ULTRASHORT|TRCM|TRC MARKETS LLC|2510539
DXD|PROSHARES ULTRASHORT|TWTT|TASTYWORKS, INC.|500
DXD|PROSHARES ULTRASHORT|UBSA|UBS SECURITIES LLC|92653
DXD|PROSHARES ULTRASHORT|UBSS|UBS Securities LLC|138452
DXD|PROSHARES ULTRASHORT|VALX|VIRTU AMERICAS LLC|1100
DXD|PROSHARES ULTRASHORT|VGRD|Vanguard Marketing Corporation|68580
DXD|PROSHARES ULTRASHORT|VSIN|Vision Financial Markets Llc|27
DXD|PROSHARES ULTRASHORT|WCHV|WELLS FARGO SECURITIES, LLC|102739
DXD|PROSHARES ULTRASHORT|WEDB|WEDBUSH SECURITIES INC.|25
DXD|PROSHARES ULTRASHORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5310
DXD|PROSHARES ULTRASHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9429
DXD|PROSHARES ULTRASHORT|WGIF|CIBC World Markets Inc.|1440
DXD|PROSHARES ULTRASHORT|WSEA|WOLVERINE SECURITIES, LLC|4268
DXD|PROSHARES ULTRASHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
DXF|DUNXIN FINANCIAL HOL|APCC|Apex Clearing Corporation|3
DXF|DUNXIN FINANCIAL HOL|BATM|CBOE TRADING, INC.|1200
DXF|DUNXIN FINANCIAL HOL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
DXF|DUNXIN FINANCIAL HOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2
DXF|DUNXIN FINANCIAL HOL|EBXL|EBX LLC|100
DXF|DUNXIN FINANCIAL HOL|ETRS|E*Trade Securities LLC|33
DXF|DUNXIN FINANCIAL HOL|GTSZ|GTS SECURITIES LLC|302
DXF|DUNXIN FINANCIAL HOL|IATS|INTERACTIVE BROKERS LLC|504
DXF|DUNXIN FINANCIAL HOL|IBKR|Interactive Brokers Llc|8891
DXF|DUNXIN FINANCIAL HOL|ICBX|INSTINET, LLC|300
DXF|DUNXIN FINANCIAL HOL|INCA|INSTINET, LLC|301
DXF|DUNXIN FINANCIAL HOL|ITGI|ITG Inc.|950
DXF|DUNXIN FINANCIAL HOL|LIME|Lime Brokerage LLC|200
DXF|DUNXIN FINANCIAL HOL|MOTF|MOTIF INVESTING, INC.|1
DXF|DUNXIN FINANCIAL HOL|MSCO|MORGAN STANLEY & CO. LLC|694
DXF|DUNXIN FINANCIAL HOL|NFSC|National Financial Services LLC|253
DXF|DUNXIN FINANCIAL HOL|NITE|VIRTU Americas LLC|19537
DXF|DUNXIN FINANCIAL HOL|RBCM|RBC CAPITAL MARKETS, LLC|10421
DXF|DUNXIN FINANCIAL HOL|SGMT|GOLDMAN SACHS & CO. LLC|102
DXF|DUNXIN FINANCIAL HOL|SWIM|TD Ameritrade, Inc.|8600
DXF|DUNXIN FINANCIAL HOL|UBSA|UBS SECURITIES LLC|1802
DXF|DUNXIN FINANCIAL HOL|UBSS|UBS Securities LLC|8
DXF|DUNXIN FINANCIAL HOL|WCHV|WELLS FARGO SECURITIES, LLC|800
DXF|DUNXIN FINANCIAL HOL|WSEA|WOLVERINE SECURITIES, LLC|1
DXF|DUNXIN FINANCIAL HOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
DXGE|WISDOMTREE GR HDG EQ|APCC|Apex Clearing Corporation|17
DXGE|WISDOMTREE GR HDG EQ|BERN|Sanford C. Bernstein & Co., LLC|300
DXGE|WISDOMTREE GR HDG EQ|CANT|Cantor Fitzgerald & Co.|6450
DXGE|WISDOMTREE GR HDG EQ|CHAS|Charles Schwab & Co., Inc.|437
DXGE|WISDOMTREE GR HDG EQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12172
DXGE|WISDOMTREE GR HDG EQ|CTDL|Citadel Derivatives Group Llc|38980
DXGE|WISDOMTREE GR HDG EQ|DBAX|Deutsche Bank Securities Inc.|4000
DXGE|WISDOMTREE GR HDG EQ|DEAN|MORGAN STANLEY|500
DXGE|WISDOMTREE GR HDG EQ|EBXL|EBX LLC|900
DXGE|WISDOMTREE GR HDG EQ|EDJO|Edward D. Jones & Co., L.P.|186
DXGE|WISDOMTREE GR HDG EQ|ETRS|E*Trade Securities LLC|445
DXGE|WISDOMTREE GR HDG EQ|FBCO|Credit Suisse Securities (USA) LLC|1303
DXGE|WISDOMTREE GR HDG EQ|FLTU|FLOW TRADERS US LLC|31447
DXGE|WISDOMTREE GR HDG EQ|FMAF|NBCN Inc./ CDS|2401
DXGE|WISDOMTREE GR HDG EQ|FOMA|TD AMERITRADE CLEARING, INC.|8792
DXGE|WISDOMTREE GR HDG EQ|GSLT|GOLDMAN SACHS & CO. LLC|82
DXGE|WISDOMTREE GR HDG EQ|GTSZ|GTS SECURITIES LLC|100
DXGE|WISDOMTREE GR HDG EQ|HSBC|HSBC Securities, Inc.|90
DXGE|WISDOMTREE GR HDG EQ|IATS|INTERACTIVE BROKERS LLC|115
DXGE|WISDOMTREE GR HDG EQ|IBKR|Interactive Brokers Llc|14393
DXGE|WISDOMTREE GR HDG EQ|ICBX|INSTINET, LLC|2700
DXGE|WISDOMTREE GR HDG EQ|INCA|INSTINET, LLC|8500
DXGE|WISDOMTREE GR HDG EQ|ITGP|ITG INC.|200
DXGE|WISDOMTREE GR HDG EQ|JPMX|J.P. Morgan Securities LLC|200
DXGE|WISDOMTREE GR HDG EQ|JSJX|JANE STREET CAPITAL LLC|27821
DXGE|WISDOMTREE GR HDG EQ|KCGM|VIRTU Americas LLC|1802
DXGE|WISDOMTREE GR HDG EQ|LEHM|Barclays Capital Inc./Le|18800
DXGE|WISDOMTREE GR HDG EQ|LIME|Lime Brokerage LLC|10620
DXGE|WISDOMTREE GR HDG EQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
DXGE|WISDOMTREE GR HDG EQ|MSCO|MORGAN STANLEY & CO. LLC|4242
DXGE|WISDOMTREE GR HDG EQ|MSPL|MORGAN STANLEY & CO. LLC|3100
DXGE|WISDOMTREE GR HDG EQ|NFSC|National Financial Services LLC|11566
DXGE|WISDOMTREE GR HDG EQ|NITE|VIRTU Americas LLC|22855
DXGE|WISDOMTREE GR HDG EQ|OPCO|Oppenheimer & Co. Inc.|158
DXGE|WISDOMTREE GR HDG EQ|RAJA|Raymond James & Associates, Inc.|910
DXGE|WISDOMTREE GR HDG EQ|SBSH|Citigroup Global Markets Inc.|200
DXGE|WISDOMTREE GR HDG EQ|SGMT|GOLDMAN SACHS & CO. LLC|100
DXGE|WISDOMTREE GR HDG EQ|SWIM|TD Ameritrade, Inc.|57
DXGE|WISDOMTREE GR HDG EQ|UBSA|UBS SECURITIES LLC|20894
DXGE|WISDOMTREE GR HDG EQ|UBSS|UBS Securities LLC|13682
DXGE|WISDOMTREE GR HDG EQ|VGRD|Vanguard Marketing Corporation|1091
DXGE|WISDOMTREE GR HDG EQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|175
DXJ|WISDOMTREE JAP HDG|ADAM|CANACCORD GENUITY INC.|250
DXJ|WISDOMTREE JAP HDG|ALTX|Alternet Securities Inc.|84611
DXJ|WISDOMTREE JAP HDG|APCC|Apex Clearing Corporation|7527
DXJ|WISDOMTREE JAP HDG|BACS|BETA CAPITAL SECURITIES LLC|701
DXJ|WISDOMTREE JAP HDG|BANK|Primevest Financial Services, Inc.|55
DXJ|WISDOMTREE JAP HDG|BARD|Robert W. Baird & Co. Incorporated|2176
DXJ|WISDOMTREE JAP HDG|BATM|CBOE TRADING, INC.|61953
DXJ|WISDOMTREE JAP HDG|BAYT|BTIG, LLC|5900
DXJ|WISDOMTREE JAP HDG|BBNT|BB&T SECURITIES, LLC|1241
DXJ|WISDOMTREE JAP HDG|BERN|Sanford C. Bernstein & Co., LLC|8462
DXJ|WISDOMTREE JAP HDG|BIMI|Banca IMI Securities Corp.|500
DXJ|WISDOMTREE JAP HDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|65776
DXJ|WISDOMTREE JAP HDG|BLKX|INSTINET, LLC|22800
DXJ|WISDOMTREE JAP HDG|BLTK|Bulltick, Llc|300
DXJ|WISDOMTREE JAP HDG|BTIG|BTIG, LLC|382
DXJ|WISDOMTREE JAP HDG|BYXM|CBOE TRADING, INC.|5400
DXJ|WISDOMTREE JAP HDG|CANT|Cantor Fitzgerald & Co.|19571
DXJ|WISDOMTREE JAP HDG|CHAS|Charles Schwab & Co., Inc.|22283
DXJ|WISDOMTREE JAP HDG|CICF|Canaccord Genuity Corp.|4162
DXJ|WISDOMTREE JAP HDG|CIST|Capital Institutional Services, Inc.|15058
DXJ|WISDOMTREE JAP HDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|547484
DXJ|WISDOMTREE JAP HDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|590000
DXJ|WISDOMTREE JAP HDG|CSIN|Citadel Securities Institutional LLC|63224
DXJ|WISDOMTREE JAP HDG|CTDL|Citadel Derivatives Group Llc|161547
DXJ|WISDOMTREE JAP HDG|CTLR|CUTLER GROUP, LP|1300
DXJ|WISDOMTREE JAP HDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|152216
DXJ|WISDOMTREE JAP HDG|DADA|D.A. Davidson & Co.|5258
DXJ|WISDOMTREE JAP HDG|DBAB|Deutsche Bank Securities Inc.|8131
DXJ|WISDOMTREE JAP HDG|DBAX|Deutsche Bank Securities Inc.|201500
DXJ|WISDOMTREE JAP HDG|DBUL|Deutsche Bank Securities Inc.|2400
DXJ|WISDOMTREE JAP HDG|DCHF|Dart Executions, LLC|186255
DXJ|WISDOMTREE JAP HDG|DEAN|MORGAN STANLEY|87384
DXJ|WISDOMTREE JAP HDG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10698
DXJ|WISDOMTREE JAP HDG|EBXL|EBX LLC|455300
DXJ|WISDOMTREE JAP HDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|4410
DXJ|WISDOMTREE JAP HDG|EDJO|Edward D. Jones & Co., L.P.|554
DXJ|WISDOMTREE JAP HDG|EGAM|CBOE TRADING, INC.|3983
DXJ|WISDOMTREE JAP HDG|EGMT|EG MARKET TECHNOLOGIES LLC|100
DXJ|WISDOMTREE JAP HDG|EGXM|CBOE TRADING, INC.|45195
DXJ|WISDOMTREE JAP HDG|EGXW|CBOE TRADING, INC.|1500
DXJ|WISDOMTREE JAP HDG|ETBE|Electronic Transaction Clearing, Inc.|26637
DXJ|WISDOMTREE JAP HDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16790
DXJ|WISDOMTREE JAP HDG|ETRS|E*Trade Securities LLC|11976
DXJ|WISDOMTREE JAP HDG|FIDT|Fidelity Clearing Canada ULC./ CDS|577
DXJ|WISDOMTREE JAP HDG|FILL|Tradestation Securities, Inc.|1490
DXJ|WISDOMTREE JAP HDG|FINX|FINTECH SECURITIES|1175
DXJ|WISDOMTREE JAP HDG|FLTU|FLOW TRADERS US LLC|187158
DXJ|WISDOMTREE JAP HDG|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|150
DXJ|WISDOMTREE JAP HDG|FMAF|NBCN Inc./ CDS|11752
DXJ|WISDOMTREE JAP HDG|FQLS|Quantlab Securities LP|98588
DXJ|WISDOMTREE JAP HDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21880
DXJ|WISDOMTREE JAP HDG|FTBR|Foliofn Investments, Inc.|714
DXJ|WISDOMTREE JAP HDG|GBMT|GBM International, Inc.|13187
DXJ|WISDOMTREE JAP HDG|GEBB|GLOBAL EXECUTION BROKERS, LP|110895
DXJ|WISDOMTREE JAP HDG|GLIS|TD Securities Inc|400
DXJ|WISDOMTREE JAP HDG|GLPX|ACS EXECUTION SERVICES, LLC|200
DXJ|WISDOMTREE JAP HDG|GSCO|GOLDMAN SACHS & CO. LLC|637638
DXJ|WISDOMTREE JAP HDG|GSCS|GOLDMAN SACHS & CO. LLC|54868
DXJ|WISDOMTREE JAP HDG|GSLT|GOLDMAN SACHS & CO. LLC|37508
DXJ|WISDOMTREE JAP HDG|GTSZ|GTS SECURITIES LLC|35452
DXJ|WISDOMTREE JAP HDG|HRBF|American Enterprise Investment Services Inc.|18331
DXJ|WISDOMTREE JAP HDG|HSBC|HSBC Securities, Inc.|13163
DXJ|WISDOMTREE JAP HDG|IATS|INTERACTIVE BROKERS LLC|46833
DXJ|WISDOMTREE JAP HDG|IBKR|Interactive Brokers Llc|216024
DXJ|WISDOMTREE JAP HDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14615
DXJ|WISDOMTREE JAP HDG|ICBX|INSTINET, LLC|295636
DXJ|WISDOMTREE JAP HDG|INCA|INSTINET, LLC|374087
DXJ|WISDOMTREE JAP HDG|ITGI|ITG Inc.|91625
DXJ|WISDOMTREE JAP HDG|ITGP|ITG INC.|239600
DXJ|WISDOMTREE JAP HDG|JANY|Janney Montgomery Scott Inc.|5857
DXJ|WISDOMTREE JAP HDG|JEFF|JEFFERIES LLC|2000
DXJ|WISDOMTREE JAP HDG|JMPT|JUMP TRADING, LLC|39955
DXJ|WISDOMTREE JAP HDG|JPMX|J.P. Morgan Securities LLC|208674
DXJ|WISDOMTREE JAP HDG|JSEB|JANE STREET EXECUTION SERVICES, LLC|1550693
DXJ|WISDOMTREE JAP HDG|JSJX|JANE STREET CAPITAL LLC|695506
DXJ|WISDOMTREE JAP HDG|KCGM|VIRTU Americas LLC|168341
DXJ|WISDOMTREE JAP HDG|LEHM|Barclays Capital Inc./Le|1157594
DXJ|WISDOMTREE JAP HDG|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|9151
DXJ|WISDOMTREE JAP HDG|LIME|Lime Brokerage LLC|10592
DXJ|WISDOMTREE JAP HDG|LSCI|Lek Securities Corporation|108152
DXJ|WISDOMTREE JAP HDG|MACC|Mid Atlantic Capital Corporation|61
DXJ|WISDOMTREE JAP HDG|MAXM|Maxim Group LLC|72392
DXJ|WISDOMTREE JAP HDG|MCMF|Raymond James Ltd. Cds|644
DXJ|WISDOMTREE JAP HDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|519610
DXJ|WISDOMTREE JAP HDG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|48707
DXJ|WISDOMTREE JAP HDG|MOTF|MOTIF INVESTING, INC.|5
DXJ|WISDOMTREE JAP HDG|MPSG|E D & F Man Capital Markets Inc.|350
DXJ|WISDOMTREE JAP HDG|MSCO|MORGAN STANLEY & CO. LLC|914099
DXJ|WISDOMTREE JAP HDG|MSPL|MORGAN STANLEY & CO. LLC|257000
DXJ|WISDOMTREE JAP HDG|MSTX|MORGAN STANLEY & CO. LLC|7700
DXJ|WISDOMTREE JAP HDG|NFSC|National Financial Services LLC|527790
DXJ|WISDOMTREE JAP HDG|NITE|VIRTU Americas LLC|1212714
DXJ|WISDOMTREE JAP HDG|NITP|VIRTU Americas LLC|108491
DXJ|WISDOMTREE JAP HDG|NQRB|Brut, LLC|22500
DXJ|WISDOMTREE JAP HDG|NTBF|BMO Nesbitt Burns Inc./CDS|1767
DXJ|WISDOMTREE JAP HDG|NTRC|Northern Trust Securities, Inc.|3430
DXJ|WISDOMTREE JAP HDG|OHOS|TWO SIGMA SECURITIES, LLC|13811
DXJ|WISDOMTREE JAP HDG|OLDM|OLD MISSION CAPITAL, LLC|241444
DXJ|WISDOMTREE JAP HDG|OPCO|Oppenheimer & Co. Inc.|6034
DXJ|WISDOMTREE JAP HDG|PDQM|CODA MARKETS, INC.|11342
DXJ|WISDOMTREE JAP HDG|PHLY|NASDAQ Execution Services, LLC|200
DXJ|WISDOMTREE JAP HDG|PICT|Pictet Overseas Inc.|6946
DXJ|WISDOMTREE JAP HDG|PWJC|UBS Financial Services, Inc.|2779
DXJ|WISDOMTREE JAP HDG|RBCM|RBC CAPITAL MARKETS, LLC|7983
DXJ|WISDOMTREE JAP HDG|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|25730
DXJ|WISDOMTREE JAP HDG|SAGL|SAGETRADER, LLC|85778
DXJ|WISDOMTREE JAP HDG|SALI|INTL FCSTONE FINANCIAL INC.|1
DXJ|WISDOMTREE JAP HDG|SBSH|Citigroup Global Markets Inc.|254548
DXJ|WISDOMTREE JAP HDG|SEIC|SEI Investments Distribution Co.|71089
DXJ|WISDOMTREE JAP HDG|SGMT|GOLDMAN SACHS & CO. LLC|371760
DXJ|WISDOMTREE JAP HDG|SPDR|SPEEDROUTE LLC|700
DXJ|WISDOMTREE JAP HDG|STFL|Stifel, Nicolaus & Company, Incorporated|665
DXJ|WISDOMTREE JAP HDG|STKP|STOCKPILE INVESTMENTS, INC.|8
DXJ|WISDOMTREE JAP HDG|SWIM|TD Ameritrade, Inc.|2923
DXJ|WISDOMTREE JAP HDG|TRBT|Tradebot Systems, Inc.|242473
DXJ|WISDOMTREE JAP HDG|TRCM|TRC MARKETS LLC|745968
DXJ|WISDOMTREE JAP HDG|TWTT|TASTYWORKS, INC.|200
DXJ|WISDOMTREE JAP HDG|UBSA|UBS SECURITIES LLC|1257497
DXJ|WISDOMTREE JAP HDG|UBSS|UBS Securities LLC|449569
DXJ|WISDOMTREE JAP HDG|VALX|VIRTU AMERICAS LLC|20568
DXJ|WISDOMTREE JAP HDG|VGRD|Vanguard Marketing Corporation|24244
DXJ|WISDOMTREE JAP HDG|WBET|Wallachbeth Capital LLC|6900
DXJ|WISDOMTREE JAP HDG|WBLR|WILLIAM BLAIR|175
DXJ|WISDOMTREE JAP HDG|WCHV|WELLS FARGO SECURITIES, LLC|71761
DXJ|WISDOMTREE JAP HDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10749
DXJ|WISDOMTREE JAP HDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78277
DXJ|WISDOMTREE JAP HDG|WSEA|WOLVERINE SECURITIES, LLC|12904
DXJ|WISDOMTREE JAP HDG|XPUS|XP SECURITIES, LLC|2500
DXJ|WISDOMTREE JAP HDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|29344
DXJ|WISDOMTREE JAP HDG|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
DXJ|WISDOMTREE JAP HDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15542
DXJF|WT JP HDG FINANCIALS|APCC|Apex Clearing Corporation|22
DXJF|WT JP HDG FINANCIALS|CHAS|Charles Schwab & Co., Inc.|1
DXJF|WT JP HDG FINANCIALS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3400
DXJF|WT JP HDG FINANCIALS|CTDL|Citadel Derivatives Group Llc|26595
DXJF|WT JP HDG FINANCIALS|DBAX|Deutsche Bank Securities Inc.|8800
DXJF|WT JP HDG FINANCIALS|EBXL|EBX LLC|3900
DXJF|WT JP HDG FINANCIALS|ETRS|E*Trade Securities LLC|1106
DXJF|WT JP HDG FINANCIALS|FTBR|Foliofn Investments, Inc.|15
DXJF|WT JP HDG FINANCIALS|IBKR|Interactive Brokers Llc|704
DXJF|WT JP HDG FINANCIALS|ICBX|INSTINET, LLC|10200
DXJF|WT JP HDG FINANCIALS|JPMX|J.P. Morgan Securities LLC|200
DXJF|WT JP HDG FINANCIALS|JSJX|JANE STREET CAPITAL LLC|12712
DXJF|WT JP HDG FINANCIALS|KCGM|VIRTU Americas LLC|2382
DXJF|WT JP HDG FINANCIALS|LEHM|Barclays Capital Inc./Le|5400
DXJF|WT JP HDG FINANCIALS|LIME|Lime Brokerage LLC|783
DXJF|WT JP HDG FINANCIALS|MCMF|Raymond James Ltd. Cds|100
DXJF|WT JP HDG FINANCIALS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12700
DXJF|WT JP HDG FINANCIALS|MSCO|MORGAN STANLEY & CO. LLC|1240
DXJF|WT JP HDG FINANCIALS|MSPL|MORGAN STANLEY & CO. LLC|7600
DXJF|WT JP HDG FINANCIALS|NFSC|National Financial Services LLC|2122
DXJF|WT JP HDG FINANCIALS|NITE|VIRTU Americas LLC|5714
DXJF|WT JP HDG FINANCIALS|SBSH|Citigroup Global Markets Inc.|980
DXJF|WT JP HDG FINANCIALS|SGMT|GOLDMAN SACHS & CO. LLC|1300
DXJF|WT JP HDG FINANCIALS|SWIM|TD Ameritrade, Inc.|805
DXJF|WT JP HDG FINANCIALS|UBSS|UBS Securities LLC|8676
DXJF|WT JP HDG FINANCIALS|WBET|Wallachbeth Capital LLC|160000
DXJF|WT JP HDG FINANCIALS|WSEA|WOLVERINE SECURITIES, LLC|3
DXJS|WISDOMTREE JP HDG FD|ALTX|Alternet Securities Inc.|100
DXJS|WISDOMTREE JP HDG FD|APCC|Apex Clearing Corporation|22
DXJS|WISDOMTREE JP HDG FD|BANK|Primevest Financial Services, Inc.|1
DXJS|WISDOMTREE JP HDG FD|BARD|Robert W. Baird & Co. Incorporated|700
DXJS|WISDOMTREE JP HDG FD|BATM|CBOE TRADING, INC.|16375
DXJS|WISDOMTREE JP HDG FD|CHAS|Charles Schwab & Co., Inc.|8
DXJS|WISDOMTREE JP HDG FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10921
DXJS|WISDOMTREE JP HDG FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
DXJS|WISDOMTREE JP HDG FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2259
DXJS|WISDOMTREE JP HDG FD|CSIN|Citadel Securities Institutional LLC|134615
DXJS|WISDOMTREE JP HDG FD|CTDL|Citadel Derivatives Group Llc|212254
DXJS|WISDOMTREE JP HDG FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
DXJS|WISDOMTREE JP HDG FD|DBAX|Deutsche Bank Securities Inc.|21300
DXJS|WISDOMTREE JP HDG FD|DEAN|MORGAN STANLEY|1726
DXJS|WISDOMTREE JP HDG FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2073
DXJS|WISDOMTREE JP HDG FD|EBXL|EBX LLC|8100
DXJS|WISDOMTREE JP HDG FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
DXJS|WISDOMTREE JP HDG FD|EDJO|Edward D. Jones & Co., L.P.|30
DXJS|WISDOMTREE JP HDG FD|EGAM|CBOE TRADING, INC.|100
DXJS|WISDOMTREE JP HDG FD|ETRS|E*Trade Securities LLC|1277
DXJS|WISDOMTREE JP HDG FD|FBCO|Credit Suisse Securities (USA) LLC|4249
DXJS|WISDOMTREE JP HDG FD|FILL|Tradestation Securities, Inc.|1950
DXJS|WISDOMTREE JP HDG FD|FLTU|FLOW TRADERS US LLC|17834
DXJS|WISDOMTREE JP HDG FD|FOMA|TD AMERITRADE CLEARING, INC.|32522
DXJS|WISDOMTREE JP HDG FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7590
DXJS|WISDOMTREE JP HDG FD|FTBR|Foliofn Investments, Inc.|52
DXJS|WISDOMTREE JP HDG FD|GEBB|GLOBAL EXECUTION BROKERS, LP|886
DXJS|WISDOMTREE JP HDG FD|GLPX|ACS EXECUTION SERVICES, LLC|700
DXJS|WISDOMTREE JP HDG FD|GSCO|GOLDMAN SACHS & CO. LLC|3545
DXJS|WISDOMTREE JP HDG FD|GSCS|GOLDMAN SACHS & CO. LLC|58
DXJS|WISDOMTREE JP HDG FD|GTSZ|GTS SECURITIES LLC|1256
DXJS|WISDOMTREE JP HDG FD|HRBF|American Enterprise Investment Services Inc.|305
DXJS|WISDOMTREE JP HDG FD|HSBC|HSBC Securities, Inc.|57
DXJS|WISDOMTREE JP HDG FD|IATS|INTERACTIVE BROKERS LLC|1300
DXJS|WISDOMTREE JP HDG FD|IBKR|Interactive Brokers Llc|9629
DXJS|WISDOMTREE JP HDG FD|ICBX|INSTINET, LLC|21613
DXJS|WISDOMTREE JP HDG FD|INCA|INSTINET, LLC|7348
DXJS|WISDOMTREE JP HDG FD|ITGI|ITG Inc.|1600
DXJS|WISDOMTREE JP HDG FD|ITGP|ITG INC.|3400
DXJS|WISDOMTREE JP HDG FD|JANY|Janney Montgomery Scott Inc.|46
DXJS|WISDOMTREE JP HDG FD|JPMX|J.P. Morgan Securities LLC|1000
DXJS|WISDOMTREE JP HDG FD|JSEB|JANE STREET EXECUTION SERVICES, LLC|38127
DXJS|WISDOMTREE JP HDG FD|JSJX|JANE STREET CAPITAL LLC|17738
DXJS|WISDOMTREE JP HDG FD|KCGM|VIRTU Americas LLC|8161
DXJS|WISDOMTREE JP HDG FD|LEHM|Barclays Capital Inc./Le|37400
DXJS|WISDOMTREE JP HDG FD|LIME|Lime Brokerage LLC|4737
DXJS|WISDOMTREE JP HDG FD|LSCI|Lek Securities Corporation|11605
DXJS|WISDOMTREE JP HDG FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30600
DXJS|WISDOMTREE JP HDG FD|MSCO|MORGAN STANLEY & CO. LLC|24182
DXJS|WISDOMTREE JP HDG FD|MSPL|MORGAN STANLEY & CO. LLC|700
DXJS|WISDOMTREE JP HDG FD|NFSC|National Financial Services LLC|47011
DXJS|WISDOMTREE JP HDG FD|NITE|VIRTU Americas LLC|36453
DXJS|WISDOMTREE JP HDG FD|NQRB|Brut, LLC|427
DXJS|WISDOMTREE JP HDG FD|NTRC|Northern Trust Securities, Inc.|200000
DXJS|WISDOMTREE JP HDG FD|OLDM|OLD MISSION CAPITAL, LLC|400
DXJS|WISDOMTREE JP HDG FD|OPCO|Oppenheimer & Co. Inc.|106
DXJS|WISDOMTREE JP HDG FD|PDQM|CODA MARKETS, INC.|9300
DXJS|WISDOMTREE JP HDG FD|PWJC|UBS Financial Services, Inc.|1300
DXJS|WISDOMTREE JP HDG FD|RAJA|Raymond James & Associates, Inc.|400
DXJS|WISDOMTREE JP HDG FD|RBCM|RBC CAPITAL MARKETS, LLC|1324
DXJS|WISDOMTREE JP HDG FD|SAGL|SAGETRADER, LLC|5200
DXJS|WISDOMTREE JP HDG FD|SGMT|GOLDMAN SACHS & CO. LLC|1788
DXJS|WISDOMTREE JP HDG FD|SPDR|SPEEDROUTE LLC|12000
DXJS|WISDOMTREE JP HDG FD|STFL|Stifel, Nicolaus & Company, Incorporated|1
DXJS|WISDOMTREE JP HDG FD|SWIM|TD Ameritrade, Inc.|1111
DXJS|WISDOMTREE JP HDG FD|TKNG|ALLY INVEST SECURITIES LLC|2
DXJS|WISDOMTREE JP HDG FD|TRCM|TRC MARKETS LLC|1018
DXJS|WISDOMTREE JP HDG FD|UBSA|UBS SECURITIES LLC|50964
DXJS|WISDOMTREE JP HDG FD|UBSS|UBS Securities LLC|46454
DXJS|WISDOMTREE JP HDG FD|VALX|VIRTU AMERICAS LLC|377
DXJS|WISDOMTREE JP HDG FD|VGRD|Vanguard Marketing Corporation|4283
DXJS|WISDOMTREE JP HDG FD|WBET|Wallachbeth Capital LLC|171800
DXJS|WISDOMTREE JP HDG FD|WCHV|WELLS FARGO SECURITIES, LLC|1643
DXJS|WISDOMTREE JP HDG FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|305
DXJS|WISDOMTREE JP HDG FD|WGIF|CIBC World Markets Inc.|2226
DXJS|WISDOMTREE JP HDG FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
DXJS|WISDOMTREE JP HDG FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2043
DXLG|DESTINATION XL GRP|APCC|Apex Clearing Corporation|14513
DXLG|DESTINATION XL GRP|BAYT|BTIG, LLC|1100
DXLG|DESTINATION XL GRP|BYXM|CBOE TRADING, INC.|200
DXLG|DESTINATION XL GRP|CANT|Cantor Fitzgerald & Co.|50
DXLG|DESTINATION XL GRP|CIST|Capital Institutional Services, Inc.|2500
DXLG|DESTINATION XL GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3100
DXLG|DESTINATION XL GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
DXLG|DESTINATION XL GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43223
DXLG|DESTINATION XL GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5560
DXLG|DESTINATION XL GRP|DBAX|Deutsche Bank Securities Inc.|13400
DXLG|DESTINATION XL GRP|DEGS|RONIN PROFESSIONAL LLC|13691
DXLG|DESTINATION XL GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23
DXLG|DESTINATION XL GRP|EBXL|EBX LLC|82500
DXLG|DESTINATION XL GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1262
DXLG|DESTINATION XL GRP|EDJO|Edward D. Jones & Co., L.P.|2780
DXLG|DESTINATION XL GRP|EGAM|CBOE TRADING, INC.|398
DXLG|DESTINATION XL GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|462
DXLG|DESTINATION XL GRP|ETRS|E*Trade Securities LLC|40452
DXLG|DESTINATION XL GRP|FBCO|Credit Suisse Securities (USA) LLC|24007
DXLG|DESTINATION XL GRP|FOMA|TD AMERITRADE CLEARING, INC.|135626
DXLG|DESTINATION XL GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12542
DXLG|DESTINATION XL GRP|FTBR|Foliofn Investments, Inc.|1
DXLG|DESTINATION XL GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|738
DXLG|DESTINATION XL GRP|GLPX|ACS EXECUTION SERVICES, LLC|19709
DXLG|DESTINATION XL GRP|GSCO|GOLDMAN SACHS & CO. LLC|31833
DXLG|DESTINATION XL GRP|GSCS|GOLDMAN SACHS & CO. LLC|2283
DXLG|DESTINATION XL GRP|GTSZ|GTS SECURITIES LLC|2810
DXLG|DESTINATION XL GRP|HRBF|American Enterprise Investment Services Inc.|1000
DXLG|DESTINATION XL GRP|IBKR|Interactive Brokers Llc|73551
DXLG|DESTINATION XL GRP|ICBX|INSTINET, LLC|13222
DXLG|DESTINATION XL GRP|INCA|INSTINET, LLC|27618
DXLG|DESTINATION XL GRP|INJX|INSTINET, LLC|2458
DXLG|DESTINATION XL GRP|ITGI|ITG Inc.|33517
DXLG|DESTINATION XL GRP|ITGP|ITG INC.|24600
DXLG|DESTINATION XL GRP|JEFF|JEFFERIES LLC|44762
DXLG|DESTINATION XL GRP|JMPT|JUMP TRADING, LLC|690
DXLG|DESTINATION XL GRP|JONE|JonesTrading|25000
DXLG|DESTINATION XL GRP|JPMX|J.P. Morgan Securities LLC|22398
DXLG|DESTINATION XL GRP|KCGM|VIRTU Americas LLC|17546
DXLG|DESTINATION XL GRP|LEHM|Barclays Capital Inc./Le|31288
DXLG|DESTINATION XL GRP|LIME|Lime Brokerage LLC|40017
DXLG|DESTINATION XL GRP|LSCM|LAKE STREET CAPITAL MARKETS, LLC|277200
DXLG|DESTINATION XL GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40400
DXLG|DESTINATION XL GRP|MSCO|MORGAN STANLEY & CO. LLC|134604
DXLG|DESTINATION XL GRP|MSPL|MORGAN STANLEY & CO. LLC|45700
DXLG|DESTINATION XL GRP|NFSC|National Financial Services LLC|207084
DXLG|DESTINATION XL GRP|NITE|VIRTU Americas LLC|220077
DXLG|DESTINATION XL GRP|NITP|VIRTU Americas LLC|1900
DXLG|DESTINATION XL GRP|PDQM|CODA MARKETS, INC.|15828
DXLG|DESTINATION XL GRP|RAJA|Raymond James & Associates, Inc.|2000
DXLG|DESTINATION XL GRP|RBCM|RBC CAPITAL MARKETS, LLC|21
DXLG|DESTINATION XL GRP|ROBT|Robotti & Company, LLC|1890
DXLG|DESTINATION XL GRP|SBSH|Citigroup Global Markets Inc.|488
DXLG|DESTINATION XL GRP|SGMT|GOLDMAN SACHS & CO. LLC|37943
DXLG|DESTINATION XL GRP|SIDC|Sidoti & Company, LLC|1742
DXLG|DESTINATION XL GRP|SPDR|SPEEDROUTE LLC|3830
DXLG|DESTINATION XL GRP|SWIM|TD Ameritrade, Inc.|61495
DXLG|DESTINATION XL GRP|TKNG|ALLY INVEST SECURITIES LLC|1500
DXLG|DESTINATION XL GRP|TRBT|Tradebot Systems, Inc.|21
DXLG|DESTINATION XL GRP|TRCM|TRC MARKETS LLC|7044
DXLG|DESTINATION XL GRP|UBSA|UBS SECURITIES LLC|95186
DXLG|DESTINATION XL GRP|UBSS|UBS Securities LLC|31861
DXLG|DESTINATION XL GRP|VALX|VIRTU AMERICAS LLC|8887
DXLG|DESTINATION XL GRP|VGRD|Vanguard Marketing Corporation|2253
DXLG|DESTINATION XL GRP|WCHV|WELLS FARGO SECURITIES, LLC|11626
DXLG|DESTINATION XL GRP|WEDB|WEDBUSH SECURITIES INC.|3380
DXLG|DESTINATION XL GRP|WEED|Weeden & Co.L.P.|530
DXLG|DESTINATION XL GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|147
DXLG|DESTINATION XL GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4255
DXLG|DESTINATION XL GRP|WSEA|WOLVERINE SECURITIES, LLC|3239
DXLG|DESTINATION XL GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
DXLG|DESTINATION XL GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
DXPE|DXP ENTERPRISE|ALTX|Alternet Securities Inc.|3390
DXPE|DXP ENTERPRISE|APCC|Apex Clearing Corporation|1071
DXPE|DXP ENTERPRISE|BATM|CBOE TRADING, INC.|519
DXPE|DXP ENTERPRISE|BERN|Sanford C. Bernstein & Co., LLC|5495
DXPE|DXP ENTERPRISE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62
DXPE|DXP ENTERPRISE|BMOC|BMO Capital Markets Corp.|2529
DXPE|DXP ENTERPRISE|BNPX|BNP PARIBAS SECURITIES CORP.|2832
DXPE|DXP ENTERPRISE|BTIG|BTIG, LLC|370
DXPE|DXP ENTERPRISE|BYXM|CBOE TRADING, INC.|100
DXPE|DXP ENTERPRISE|BZYD|GOLDMAN SACHS & CO. LLC|2989
DXPE|DXP ENTERPRISE|CHAS|Charles Schwab & Co., Inc.|500
DXPE|DXP ENTERPRISE|CIST|Capital Institutional Services, Inc.|118
DXPE|DXP ENTERPRISE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10367
DXPE|DXP ENTERPRISE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10724
DXPE|DXP ENTERPRISE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|97
DXPE|DXP ENTERPRISE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29597
DXPE|DXP ENTERPRISE|CTDL|Citadel Derivatives Group Llc|5219
DXPE|DXP ENTERPRISE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1636
DXPE|DXP ENTERPRISE|DBAB|Deutsche Bank Securities Inc.|190735
DXPE|DXP ENTERPRISE|DBAX|Deutsche Bank Securities Inc.|19600
DXPE|DXP ENTERPRISE|DBUL|Deutsche Bank Securities Inc.|400
DXPE|DXP ENTERPRISE|DEAN|MORGAN STANLEY|17
DXPE|DXP ENTERPRISE|DEGS|RONIN PROFESSIONAL LLC|6726
DXPE|DXP ENTERPRISE|DOTC|Dougherty & Company LLC|147
DXPE|DXP ENTERPRISE|EBXL|EBX LLC|18900
DXPE|DXP ENTERPRISE|ECUT|CONVERGEX EXECUTION SOLUTIONS|482
DXPE|DXP ENTERPRISE|EDJO|Edward D. Jones & Co., L.P.|252
DXPE|DXP ENTERPRISE|EGAM|CBOE TRADING, INC.|1488
DXPE|DXP ENTERPRISE|EGXM|CBOE TRADING, INC.|595
DXPE|DXP ENTERPRISE|ETBE|Electronic Transaction Clearing, Inc.|750
DXPE|DXP ENTERPRISE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|22
DXPE|DXP ENTERPRISE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2384
DXPE|DXP ENTERPRISE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18928
DXPE|DXP ENTERPRISE|ETRS|E*Trade Securities LLC|4695
DXPE|DXP ENTERPRISE|FBCO|Credit Suisse Securities (USA) LLC|84510
DXPE|DXP ENTERPRISE|FILL|Tradestation Securities, Inc.|498
DXPE|DXP ENTERPRISE|FOMA|TD AMERITRADE CLEARING, INC.|96027
DXPE|DXP ENTERPRISE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|40
DXPE|DXP ENTERPRISE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27311
DXPE|DXP ENTERPRISE|FTBR|Foliofn Investments, Inc.|62
DXPE|DXP ENTERPRISE|GEBB|GLOBAL EXECUTION BROKERS, LP|4200
DXPE|DXP ENTERPRISE|GLPX|ACS EXECUTION SERVICES, LLC|10901
DXPE|DXP ENTERPRISE|GSCO|GOLDMAN SACHS & CO. LLC|162213
DXPE|DXP ENTERPRISE|GSCS|GOLDMAN SACHS & CO. LLC|4456
DXPE|DXP ENTERPRISE|GSLT|GOLDMAN SACHS & CO. LLC|475
DXPE|DXP ENTERPRISE|GTSZ|GTS SECURITIES LLC|32221
DXPE|DXP ENTERPRISE|HPPX|POTAMUS TRADING, LLC|667
DXPE|DXP ENTERPRISE|IATS|INTERACTIVE BROKERS LLC|2291
DXPE|DXP ENTERPRISE|IBKR|Interactive Brokers Llc|15176
DXPE|DXP ENTERPRISE|ICBX|INSTINET, LLC|6900
DXPE|DXP ENTERPRISE|IEQY|CITADEL SECURITIES LLC|15048
DXPE|DXP ENTERPRISE|INCA|INSTINET, LLC|91129
DXPE|DXP ENTERPRISE|INJX|INSTINET, LLC|3170
DXPE|DXP ENTERPRISE|ITGI|ITG Inc.|4591
DXPE|DXP ENTERPRISE|ITGP|ITG INC.|15200
DXPE|DXP ENTERPRISE|JEFF|JEFFERIES LLC|9756
DXPE|DXP ENTERPRISE|JMPT|JUMP TRADING, LLC|1084
DXPE|DXP ENTERPRISE|JPBX|J.P. MORGAN SECURITIES LLC|1286
DXPE|DXP ENTERPRISE|JPMX|J.P. Morgan Securities LLC|23193
DXPE|DXP ENTERPRISE|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
DXPE|DXP ENTERPRISE|JSJX|JANE STREET CAPITAL LLC|2103
DXPE|DXP ENTERPRISE|KCGM|VIRTU Americas LLC|6749
DXPE|DXP ENTERPRISE|LEHM|Barclays Capital Inc./Le|101380
DXPE|DXP ENTERPRISE|LIME|Lime Brokerage LLC|62652
DXPE|DXP ENTERPRISE|LMGP|LIME BROKERAGE LLC|700
DXPE|DXP ENTERPRISE|LSCI|Lek Securities Corporation|100
DXPE|DXP ENTERPRISE|MAXM|Maxim Group LLC|1616
DXPE|DXP ENTERPRISE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9200
DXPE|DXP ENTERPRISE|MSCO|MORGAN STANLEY & CO. LLC|260227
DXPE|DXP ENTERPRISE|MSPL|MORGAN STANLEY & CO. LLC|20700
DXPE|DXP ENTERPRISE|MSTX|MORGAN STANLEY & CO. LLC|600
DXPE|DXP ENTERPRISE|NFSC|National Financial Services LLC|5502
DXPE|DXP ENTERPRISE|NITE|VIRTU Americas LLC|35783
DXPE|DXP ENTERPRISE|NITP|VIRTU Americas LLC|200
DXPE|DXP ENTERPRISE|NQRB|Brut, LLC|350
DXPE|DXP ENTERPRISE|OPCO|Oppenheimer & Co. Inc.|21
DXPE|DXP ENTERPRISE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|974
DXPE|DXP ENTERPRISE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|120
DXPE|DXP ENTERPRISE|PDQM|CODA MARKETS, INC.|19246
DXPE|DXP ENTERPRISE|RAJA|Raymond James & Associates, Inc.|1075
DXPE|DXP ENTERPRISE|RBCM|RBC CAPITAL MARKETS, LLC|50
DXPE|DXP ENTERPRISE|SAGL|SAGETRADER, LLC|4021
DXPE|DXP ENTERPRISE|SAGW|SAGETRADER, LLC|32
DXPE|DXP ENTERPRISE|SBSH|Citigroup Global Markets Inc.|22996
DXPE|DXP ENTERPRISE|SGMT|GOLDMAN SACHS & CO. LLC|4222
DXPE|DXP ENTERPRISE|SPDR|SPEEDROUTE LLC|5000
DXPE|DXP ENTERPRISE|SPHN|Stephens Inc.|756
DXPE|DXP ENTERPRISE|SPTD|MINT GLOBAL MARKETS, INC.|26521
DXPE|DXP ENTERPRISE|SWIM|TD Ameritrade, Inc.|398
DXPE|DXP ENTERPRISE|TONC|CUTTONE & CO., LLC|260
DXPE|DXP ENTERPRISE|TRBT|Tradebot Systems, Inc.|13405
DXPE|DXP ENTERPRISE|TRCM|TRC MARKETS LLC|39473
DXPE|DXP ENTERPRISE|UBSA|UBS SECURITIES LLC|36770
DXPE|DXP ENTERPRISE|UBSS|UBS Securities LLC|155450
DXPE|DXP ENTERPRISE|VALX|VIRTU AMERICAS LLC|2506
DXPE|DXP ENTERPRISE|VGRD|Vanguard Marketing Corporation|4
DXPE|DXP ENTERPRISE|WABR|Wall Street Access|100
DXPE|DXP ENTERPRISE|WCHV|WELLS FARGO SECURITIES, LLC|3353
DXPE|DXP ENTERPRISE|WEDB|WEDBUSH SECURITIES INC.|1250
DXPE|DXP ENTERPRISE|WEED|Weeden & Co.L.P.|10
DXPE|DXP ENTERPRISE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|102
DXPE|DXP ENTERPRISE|WGIF|CIBC World Markets Inc.|100
DXPE|DXP ENTERPRISE|WSEA|WOLVERINE SECURITIES, LLC|99
DXPE|DXP ENTERPRISE|XIST|INSTINET, LLC|1862
DXPE|DXP ENTERPRISE|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
DXPE|DXP ENTERPRISE|YKNA|COMHAR CAPITAL MARKETS, LLC|3080
DXR|DAXOR CP|ALTX|Alternet Securities Inc.|510
DXR|DAXOR CP|APCC|Apex Clearing Corporation|3
DXR|DAXOR CP|BATM|CBOE TRADING, INC.|400
DXR|DAXOR CP|BYXM|CBOE TRADING, INC.|400
DXR|DAXOR CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5310
DXR|DAXOR CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2197
DXR|DAXOR CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2192
DXR|DAXOR CP|DBAB|Deutsche Bank Securities Inc.|800
DXR|DAXOR CP|DBAX|Deutsche Bank Securities Inc.|3600
DXR|DAXOR CP|DEGS|RONIN PROFESSIONAL LLC|300
DXR|DAXOR CP|EBXL|EBX LLC|3200
DXR|DAXOR CP|EGAM|CBOE TRADING, INC.|100
DXR|DAXOR CP|ETRS|E*Trade Securities LLC|8765
DXR|DAXOR CP|FILL|Tradestation Securities, Inc.|34
DXR|DAXOR CP|FMAF|NBCN Inc./ CDS|290
DXR|DAXOR CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
DXR|DAXOR CP|GLIS|TD Securities Inc|100
DXR|DAXOR CP|GLPX|ACS EXECUTION SERVICES, LLC|953
DXR|DAXOR CP|GSCO|GOLDMAN SACHS & CO. LLC|56
DXR|DAXOR CP|GTSZ|GTS SECURITIES LLC|3202
DXR|DAXOR CP|IATS|INTERACTIVE BROKERS LLC|3047
DXR|DAXOR CP|IBKR|Interactive Brokers Llc|6144
DXR|DAXOR CP|ICBX|INSTINET, LLC|500
DXR|DAXOR CP|INCA|INSTINET, LLC|1868
DXR|DAXOR CP|ITGI|ITG Inc.|200
DXR|DAXOR CP|ITGP|ITG INC.|6400
DXR|DAXOR CP|JPMX|J.P. Morgan Securities LLC|8
DXR|DAXOR CP|KCGM|VIRTU Americas LLC|400
DXR|DAXOR CP|LEHM|Barclays Capital Inc./Le|1400
DXR|DAXOR CP|LIME|Lime Brokerage LLC|647
DXR|DAXOR CP|MICA|Spartan Securities Group, Ltd.|718
DXR|DAXOR CP|MILE|I-Bankers Securities, Inc.|2600
DXR|DAXOR CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|900
DXR|DAXOR CP|MOTF|MOTIF INVESTING, INC.|2
DXR|DAXOR CP|MSCO|MORGAN STANLEY & CO. LLC|2544
DXR|DAXOR CP|MSPL|MORGAN STANLEY & CO. LLC|6400
DXR|DAXOR CP|MSTX|MORGAN STANLEY & CO. LLC|600
DXR|DAXOR CP|NFSC|National Financial Services LLC|30284
DXR|DAXOR CP|NITE|VIRTU Americas LLC|57806
DXR|DAXOR CP|NQRB|Brut, LLC|221
DXR|DAXOR CP|PDQM|CODA MARKETS, INC.|1355
DXR|DAXOR CP|SGMT|GOLDMAN SACHS & CO. LLC|1301
DXR|DAXOR CP|SPDR|SPEEDROUTE LLC|949
DXR|DAXOR CP|SPTD|MINT GLOBAL MARKETS, INC.|3501
DXR|DAXOR CP|STKP|STOCKPILE INVESTMENTS, INC.|226
DXR|DAXOR CP|SWIM|TD Ameritrade, Inc.|14503
DXR|DAXOR CP|TKNG|ALLY INVEST SECURITIES LLC|300
DXR|DAXOR CP|TWTT|TASTYWORKS, INC.|275
DXR|DAXOR CP|UBSA|UBS SECURITIES LLC|6163
DXR|DAXOR CP|UBSS|UBS Securities LLC|9364
DXR|DAXOR CP|VALX|VIRTU AMERICAS LLC|575
DXR|DAXOR CP|VGRD|Vanguard Marketing Corporation|565
DXR|DAXOR CP|VNDS|VANDHAM SECURITIES CORP|200
DXR|DAXOR CP|WCHV|WELLS FARGO SECURITIES, LLC|705
DXR|DAXOR CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|162
DXR|DAXOR CP|WSEA|WOLVERINE SECURITIES, LLC|5
DXR|DAXOR CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
DXYN|THE DIXIE GROUP   ##|APCC|Apex Clearing Corporation|1
DXYN|THE DIXIE GROUP   ##|BATM|CBOE TRADING, INC.|1
DXYN|THE DIXIE GROUP   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
DXYN|THE DIXIE GROUP   ##|CTDL|Citadel Derivatives Group Llc|4
DXYN|THE DIXIE GROUP   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
DXYN|THE DIXIE GROUP   ##|DBAB|Deutsche Bank Securities Inc.|662
DXYN|THE DIXIE GROUP   ##|DEAN|MORGAN STANLEY|100
DXYN|THE DIXIE GROUP   ##|DEGS|RONIN PROFESSIONAL LLC|2360
DXYN|THE DIXIE GROUP   ##|EDJO|Edward D. Jones & Co., L.P.|11550
DXYN|THE DIXIE GROUP   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|80
DXYN|THE DIXIE GROUP   ##|ETRS|E*Trade Securities LLC|2525
DXYN|THE DIXIE GROUP   ##|FBCO|Credit Suisse Securities (USA) LLC|241
DXYN|THE DIXIE GROUP   ##|FOMA|TD AMERITRADE CLEARING, INC.|37611
DXYN|THE DIXIE GROUP   ##|FTBR|Foliofn Investments, Inc.|1
DXYN|THE DIXIE GROUP   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|410
DXYN|THE DIXIE GROUP   ##|GSCO|GOLDMAN SACHS & CO. LLC|1930
DXYN|THE DIXIE GROUP   ##|GSCS|GOLDMAN SACHS & CO. LLC|4087
DXYN|THE DIXIE GROUP   ##|GSLT|GOLDMAN SACHS & CO. LLC|700
DXYN|THE DIXIE GROUP   ##|IBKR|Interactive Brokers Llc|3745
DXYN|THE DIXIE GROUP   ##|INCA|INSTINET, LLC|828
DXYN|THE DIXIE GROUP   ##|ITGI|ITG Inc.|1300
DXYN|THE DIXIE GROUP   ##|KCGM|VIRTU Americas LLC|700
DXYN|THE DIXIE GROUP   ##|LEHM|Barclays Capital Inc./Le|446
DXYN|THE DIXIE GROUP   ##|LIME|Lime Brokerage LLC|14445
DXYN|THE DIXIE GROUP   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700
DXYN|THE DIXIE GROUP   ##|MSCO|MORGAN STANLEY & CO. LLC|18167
DXYN|THE DIXIE GROUP   ##|MSPL|MORGAN STANLEY & CO. LLC|300
DXYN|THE DIXIE GROUP   ##|NFSC|National Financial Services LLC|17092
DXYN|THE DIXIE GROUP   ##|NITE|VIRTU Americas LLC|18059
DXYN|THE DIXIE GROUP   ##|RAJA|Raymond James & Associates, Inc.|11819
DXYN|THE DIXIE GROUP   ##|RHCO|Suntrust Robinson Humphrey, Inc.|250
DXYN|THE DIXIE GROUP   ##|SBSH|Citigroup Global Markets Inc.|551
DXYN|THE DIXIE GROUP   ##|SGMT|GOLDMAN SACHS & CO. LLC|700
DXYN|THE DIXIE GROUP   ##|SPDR|SPEEDROUTE LLC|1019
DXYN|THE DIXIE GROUP   ##|SWIM|TD Ameritrade, Inc.|1000
DXYN|THE DIXIE GROUP   ##|TRBT|Tradebot Systems, Inc.|1060
DXYN|THE DIXIE GROUP   ##|TRCM|TRC MARKETS LLC|328
DXYN|THE DIXIE GROUP   ##|UBSA|UBS SECURITIES LLC|1997
DXYN|THE DIXIE GROUP   ##|UBSS|UBS Securities LLC|15450
DXYN|THE DIXIE GROUP   ##|VALX|VIRTU AMERICAS LLC|593
DXYN|THE DIXIE GROUP   ##|VGRD|Vanguard Marketing Corporation|36
DXYN|THE DIXIE GROUP   ##|WCHV|WELLS FARGO SECURITIES, LLC|7100
DXYN|THE DIXIE GROUP   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
DXYN|THE DIXIE GROUP   ##|WSEA|WOLVERINE SECURITIES, LLC|2
DY|DYCOM INDS INC|ALTX|Alternet Securities Inc.|500
DY|DYCOM INDS INC|ANOS|ABEL/NOSER, L.L.C.|3
DY|DYCOM INDS INC|APCC|Apex Clearing Corporation|452
DY|DYCOM INDS INC|AQUA|AQUA SECURITIES L.P.|9100
DY|DYCOM INDS INC|BARD|Robert W. Baird & Co. Incorporated|1965
DY|DYCOM INDS INC|BATM|CBOE TRADING, INC.|3382
DY|DYCOM INDS INC|BAYC|BAY CREST PARTNERS, LLC|3083
DY|DYCOM INDS INC|BAYT|BTIG, LLC|200
DY|DYCOM INDS INC|BBNT|BB&T SECURITIES, LLC|3213
DY|DYCOM INDS INC|BERN|Sanford C. Bernstein & Co., LLC|73137
DY|DYCOM INDS INC|BIDS|BIDS TRADING L.P.|100
DY|DYCOM INDS INC|BKCM|BNY Mellon Capital Markets LLC|5958
DY|DYCOM INDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2657
DY|DYCOM INDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|2373
DY|DYCOM INDS INC|BRVL|BLAYLOCK VAN, LLC|100
DY|DYCOM INDS INC|BTIG|BTIG, LLC|549
DY|DYCOM INDS INC|BYXM|CBOE TRADING, INC.|623
DY|DYCOM INDS INC|BZYD|GOLDMAN SACHS & CO. LLC|100
DY|DYCOM INDS INC|CANT|Cantor Fitzgerald & Co.|1890
DY|DYCOM INDS INC|CHAS|Charles Schwab & Co., Inc.|737
DY|DYCOM INDS INC|CHLM|Craig-Hallum Capital Group LLC|100
DY|DYCOM INDS INC|CIST|Capital Institutional Services, Inc.|273
DY|DYCOM INDS INC|CMPT|Compass Point Research & Trading, LLC|200
DY|DYCOM INDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|119994
DY|DYCOM INDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|401
DY|DYCOM INDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176834
DY|DYCOM INDS INC|CTDL|Citadel Derivatives Group Llc|744
DY|DYCOM INDS INC|CTLR|CUTLER GROUP, LP|1958
DY|DYCOM INDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12624
DY|DYCOM INDS INC|DADA|D.A. Davidson & Co.|12997
DY|DYCOM INDS INC|DAVA|Davenport & Company LLC|211
DY|DYCOM INDS INC|DBAB|Deutsche Bank Securities Inc.|103974
DY|DYCOM INDS INC|DBAX|Deutsche Bank Securities Inc.|167900
DY|DYCOM INDS INC|DBUL|Deutsche Bank Securities Inc.|704
DY|DYCOM INDS INC|DCHF|Dart Executions, LLC|806
DY|DYCOM INDS INC|DEAN|MORGAN STANLEY|2991
DY|DYCOM INDS INC|DEGS|RONIN PROFESSIONAL LLC|300
DY|DYCOM INDS INC|EBXL|EBX LLC|98600
DY|DYCOM INDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4335
DY|DYCOM INDS INC|EDJO|Edward D. Jones & Co., L.P.|465
DY|DYCOM INDS INC|EGAM|CBOE TRADING, INC.|2267
DY|DYCOM INDS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1200
DY|DYCOM INDS INC|EGXM|CBOE TRADING, INC.|1478
DY|DYCOM INDS INC|ETBE|Electronic Transaction Clearing, Inc.|13636
DY|DYCOM INDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16303
DY|DYCOM INDS INC|ETRS|E*Trade Securities LLC|50196
DY|DYCOM INDS INC|FILL|Tradestation Securities, Inc.|14778
DY|DYCOM INDS INC|FMAF|NBCN Inc./ CDS|490
DY|DYCOM INDS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2151
DY|DYCOM INDS INC|FQLS|Quantlab Securities LP|102375
DY|DYCOM INDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40441
DY|DYCOM INDS INC|FTBR|Foliofn Investments, Inc.|511
DY|DYCOM INDS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|466
DY|DYCOM INDS INC|GLIS|TD Securities Inc|50
DY|DYCOM INDS INC|GLPX|ACS EXECUTION SERVICES, LLC|17684
DY|DYCOM INDS INC|GSCO|GOLDMAN SACHS & CO. LLC|325020
DY|DYCOM INDS INC|GSCS|GOLDMAN SACHS & CO. LLC|1500
DY|DYCOM INDS INC|GSLT|GOLDMAN SACHS & CO. LLC|1435
DY|DYCOM INDS INC|GTSZ|GTS SECURITIES LLC|41955
DY|DYCOM INDS INC|HPPX|POTAMUS TRADING, LLC|636
DY|DYCOM INDS INC|HRBF|American Enterprise Investment Services Inc.|7309
DY|DYCOM INDS INC|IATS|INTERACTIVE BROKERS LLC|4611
DY|DYCOM INDS INC|IBKR|Interactive Brokers Llc|3089
DY|DYCOM INDS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|208
DY|DYCOM INDS INC|ICBX|INSTINET, LLC|20600
DY|DYCOM INDS INC|IEQY|CITADEL SECURITIES LLC|36978
DY|DYCOM INDS INC|IMPC|Imperial Capital, LLC|5522
DY|DYCOM INDS INC|INCA|INSTINET, LLC|112531
DY|DYCOM INDS INC|INJX|INSTINET, LLC|16791
DY|DYCOM INDS INC|ITGI|ITG Inc.|28398
DY|DYCOM INDS INC|ITGP|ITG INC.|56800
DY|DYCOM INDS INC|JANY|Janney Montgomery Scott Inc.|2791
DY|DYCOM INDS INC|JEFF|JEFFERIES LLC|60264
DY|DYCOM INDS INC|JMPT|JUMP TRADING, LLC|19062
DY|DYCOM INDS INC|JONE|JonesTrading|171
DY|DYCOM INDS INC|JPBX|J.P. MORGAN SECURITIES LLC|17030
DY|DYCOM INDS INC|JPMX|J.P. Morgan Securities LLC|229033
DY|DYCOM INDS INC|JSJX|JANE STREET CAPITAL LLC|8535
DY|DYCOM INDS INC|KCGM|VIRTU Americas LLC|21414
DY|DYCOM INDS INC|LEHM|Barclays Capital Inc./Le|331563
DY|DYCOM INDS INC|LIME|Lime Brokerage LLC|12194
DY|DYCOM INDS INC|LQNA|LIQUIDNET, INC.|9600
DY|DYCOM INDS INC|LSCI|Lek Securities Corporation|450
DY|DYCOM INDS INC|MACC|Mid Atlantic Capital Corporation|7
DY|DYCOM INDS INC|MAXM|Maxim Group LLC|1080
DY|DYCOM INDS INC|MCMF|Raymond James Ltd. Cds|463
DY|DYCOM INDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28650
DY|DYCOM INDS INC|MNDX|TJM Investments, LLC|805
DY|DYCOM INDS INC|MSCO|MORGAN STANLEY & CO. LLC|543296
DY|DYCOM INDS INC|MSPL|MORGAN STANLEY & CO. LLC|268700
DY|DYCOM INDS INC|MSTX|MORGAN STANLEY & CO. LLC|48200
DY|DYCOM INDS INC|NBCS|NBC Securities, INC.|210
DY|DYCOM INDS INC|NFSC|National Financial Services LLC|63472
DY|DYCOM INDS INC|NITE|VIRTU Americas LLC|221693
DY|DYCOM INDS INC|NQRB|Brut, LLC|1440
DY|DYCOM INDS INC|NTBF|BMO Nesbitt Burns Inc./CDS|20
DY|DYCOM INDS INC|NTRC|Northern Trust Securities, Inc.|7431
DY|DYCOM INDS INC|OPCO|Oppenheimer & Co. Inc.|10454
DY|DYCOM INDS INC|PDQM|CODA MARKETS, INC.|40589
DY|DYCOM INDS INC|PHLY|NASDAQ Execution Services, LLC|400
DY|DYCOM INDS INC|PWJC|UBS Financial Services, Inc.|75
DY|DYCOM INDS INC|RBCM|RBC CAPITAL MARKETS, LLC|8159
DY|DYCOM INDS INC|RHCO|Suntrust Robinson Humphrey, Inc.|400
DY|DYCOM INDS INC|RILY|B. RILEY FBR, INC.|1400
DY|DYCOM INDS INC|SAGL|SAGETRADER, LLC|17638
DY|DYCOM INDS INC|SAGW|SAGETRADER, LLC|14
DY|DYCOM INDS INC|SALI|INTL FCSTONE FINANCIAL INC.|10
DY|DYCOM INDS INC|SBSH|Citigroup Global Markets Inc.|39604
DY|DYCOM INDS INC|SGMT|GOLDMAN SACHS & CO. LLC|54955
DY|DYCOM INDS INC|SPDR|SPEEDROUTE LLC|6300
DY|DYCOM INDS INC|SPHN|Stephens Inc.|963
DY|DYCOM INDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|21076
DY|DYCOM INDS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1698
DY|DYCOM INDS INC|SWIM|TD Ameritrade, Inc.|4025
DY|DYCOM INDS INC|SWST|Hilltop Securities Inc.|1350
DY|DYCOM INDS INC|TKNG|ALLY INVEST SECURITIES LLC|673
DY|DYCOM INDS INC|TMBR|Timber Hill LLC|59
DY|DYCOM INDS INC|TRBT|Tradebot Systems, Inc.|63806
DY|DYCOM INDS INC|TRCM|TRC MARKETS LLC|29199
DY|DYCOM INDS INC|TWTT|TASTYWORKS, INC.|521
DY|DYCOM INDS INC|UBSA|UBS SECURITIES LLC|317504
DY|DYCOM INDS INC|UBSS|UBS Securities LLC|339010
DY|DYCOM INDS INC|VALX|VIRTU AMERICAS LLC|7167
DY|DYCOM INDS INC|VGRD|Vanguard Marketing Corporation|1920
DY|DYCOM INDS INC|WBLR|WILLIAM BLAIR|2996
DY|DYCOM INDS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|300
DY|DYCOM INDS INC|WCHV|WELLS FARGO SECURITIES, LLC|70383
DY|DYCOM INDS INC|WDNX|WEEDEN & CO.L.P.|80
DY|DYCOM INDS INC|WEDB|WEDBUSH SECURITIES INC.|165
DY|DYCOM INDS INC|WEED|Weeden & Co.L.P.|912
DY|DYCOM INDS INC|WESC|Wellington Shields & Co., LLC|300
DY|DYCOM INDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10747
DY|DYCOM INDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6392
DY|DYCOM INDS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|200
DY|DYCOM INDS INC|WSEA|WOLVERINE SECURITIES, LLC|2133
DY|DYCOM INDS INC|XIST|INSTINET, LLC|17400
DY|DYCOM INDS INC|XPQR|Jump Trading|200
DY|DYCOM INDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12960
DY|DYCOM INDS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2411
DY|DYCOM INDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4545
DYB|WISDOMTREE DYNAMIC B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
DYB|WISDOMTREE DYNAMIC B|DBAX|Deutsche Bank Securities Inc.|100
DYB|WISDOMTREE DYNAMIC B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3924
DYB|WISDOMTREE DYNAMIC B|FTBR|Foliofn Investments, Inc.|2
DYB|WISDOMTREE DYNAMIC B|JPMX|J.P. Morgan Securities LLC|200
DYB|WISDOMTREE DYNAMIC B|JSJX|JANE STREET CAPITAL LLC|9105
DYB|WISDOMTREE DYNAMIC B|KCGM|VIRTU Americas LLC|401
DYB|WISDOMTREE DYNAMIC B|MSCO|MORGAN STANLEY & CO. LLC|100
DYB|WISDOMTREE DYNAMIC B|NFSC|National Financial Services LLC|559
DYB|WISDOMTREE DYNAMIC B|NITE|VIRTU Americas LLC|5310
DYB|WISDOMTREE DYNAMIC B|RBCM|RBC CAPITAL MARKETS, LLC|200
DYB|WISDOMTREE DYNAMIC B|SGMT|GOLDMAN SACHS & CO. LLC|100
DYB|WISDOMTREE DYNAMIC B|UBSA|UBS SECURITIES LLC|449
DYB|WISDOMTREE DYNAMIC B|UBSS|UBS Securities LLC|504
DYB|WISDOMTREE DYNAMIC B|WSEA|WOLVERINE SECURITIES, LLC|9
DYLS|WISDOMTREE DYNAMIC L|AGIS|Aegis Capital Corp.|47
DYLS|WISDOMTREE DYNAMIC L|ALTX|Alternet Securities Inc.|100
DYLS|WISDOMTREE DYNAMIC L|APCC|Apex Clearing Corporation|349
DYLS|WISDOMTREE DYNAMIC L|BARD|Robert W. Baird & Co. Incorporated|6
DYLS|WISDOMTREE DYNAMIC L|BBNT|BB&T SECURITIES, LLC|804
DYLS|WISDOMTREE DYNAMIC L|BYXM|CBOE TRADING, INC.|200
DYLS|WISDOMTREE DYNAMIC L|CANT|Cantor Fitzgerald & Co.|2989
DYLS|WISDOMTREE DYNAMIC L|CHAS|Charles Schwab & Co., Inc.|300
DYLS|WISDOMTREE DYNAMIC L|CROS|CREDIT SUISSE SECURITIES (USA) LLC|780
DYLS|WISDOMTREE DYNAMIC L|CXCX|CITIGROUP GLOBAL MARKETS INC.|692
DYLS|WISDOMTREE DYNAMIC L|EBXL|EBX LLC|400
DYLS|WISDOMTREE DYNAMIC L|ECUT|CONVERGEX EXECUTION SOLUTIONS|2200
DYLS|WISDOMTREE DYNAMIC L|EDJO|Edward D. Jones & Co., L.P.|53
DYLS|WISDOMTREE DYNAMIC L|ETRS|E*Trade Securities LLC|3426
DYLS|WISDOMTREE DYNAMIC L|FILL|Tradestation Securities, Inc.|525
DYLS|WISDOMTREE DYNAMIC L|FTBR|Foliofn Investments, Inc.|77
DYLS|WISDOMTREE DYNAMIC L|GSCO|GOLDMAN SACHS & CO. LLC|16998
DYLS|WISDOMTREE DYNAMIC L|GTSZ|GTS SECURITIES LLC|400
DYLS|WISDOMTREE DYNAMIC L|IATS|INTERACTIVE BROKERS LLC|345
DYLS|WISDOMTREE DYNAMIC L|IBKR|Interactive Brokers Llc|75
DYLS|WISDOMTREE DYNAMIC L|ICBX|INSTINET, LLC|700
DYLS|WISDOMTREE DYNAMIC L|INCA|INSTINET, LLC|200
DYLS|WISDOMTREE DYNAMIC L|ITGP|ITG INC.|200
DYLS|WISDOMTREE DYNAMIC L|JPMX|J.P. Morgan Securities LLC|1600
DYLS|WISDOMTREE DYNAMIC L|JSJX|JANE STREET CAPITAL LLC|43632
DYLS|WISDOMTREE DYNAMIC L|KCGM|VIRTU Americas LLC|5315
DYLS|WISDOMTREE DYNAMIC L|LEHM|Barclays Capital Inc./Le|2000
DYLS|WISDOMTREE DYNAMIC L|MACC|Mid Atlantic Capital Corporation|68
DYLS|WISDOMTREE DYNAMIC L|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
DYLS|WISDOMTREE DYNAMIC L|MSCO|MORGAN STANLEY & CO. LLC|5588
DYLS|WISDOMTREE DYNAMIC L|NFSC|National Financial Services LLC|9615
DYLS|WISDOMTREE DYNAMIC L|NITE|VIRTU Americas LLC|21661
DYLS|WISDOMTREE DYNAMIC L|RBCM|RBC CAPITAL MARKETS, LLC|650
DYLS|WISDOMTREE DYNAMIC L|SBSH|Citigroup Global Markets Inc.|1720
DYLS|WISDOMTREE DYNAMIC L|SGMT|GOLDMAN SACHS & CO. LLC|1400
DYLS|WISDOMTREE DYNAMIC L|SWIM|TD Ameritrade, Inc.|250
DYLS|WISDOMTREE DYNAMIC L|UBSA|UBS SECURITIES LLC|41500
DYLS|WISDOMTREE DYNAMIC L|UBSS|UBS Securities LLC|10613
DYLS|WISDOMTREE DYNAMIC L|WEDB|WEDBUSH SECURITIES INC.|150
DYLS|WISDOMTREE DYNAMIC L|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
DYLS|WISDOMTREE DYNAMIC L|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3318
DYNC|VISTRA NRG. 7% UTS|BATM|CBOE TRADING, INC.|100
DYNC|VISTRA NRG. 7% UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1400
DYNC|VISTRA NRG. 7% UTS|DBAX|Deutsche Bank Securities Inc.|600
DYNC|VISTRA NRG. 7% UTS|DEAN|MORGAN STANLEY|99
DYNC|VISTRA NRG. 7% UTS|ETRS|E*Trade Securities LLC|100
DYNC|VISTRA NRG. 7% UTS|GLPX|ACS EXECUTION SERVICES, LLC|646
DYNC|VISTRA NRG. 7% UTS|GSCO|GOLDMAN SACHS & CO. LLC|400
DYNC|VISTRA NRG. 7% UTS|GSLT|GOLDMAN SACHS & CO. LLC|200
DYNC|VISTRA NRG. 7% UTS|GTSZ|GTS SECURITIES LLC|69
DYNC|VISTRA NRG. 7% UTS|ICBX|INSTINET, LLC|100
DYNC|VISTRA NRG. 7% UTS|INCA|INSTINET, LLC|2869
DYNC|VISTRA NRG. 7% UTS|JPMX|J.P. Morgan Securities LLC|1200
DYNC|VISTRA NRG. 7% UTS|LEHM|Barclays Capital Inc./Le|100
DYNC|VISTRA NRG. 7% UTS|LIME|Lime Brokerage LLC|592
DYNC|VISTRA NRG. 7% UTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DYNC|VISTRA NRG. 7% UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DYNC|VISTRA NRG. 7% UTS|MSCO|MORGAN STANLEY & CO. LLC|1015
DYNC|VISTRA NRG. 7% UTS|MUFG|MUFG SECURITIES AMERICAS INC.|274800
DYNC|VISTRA NRG. 7% UTS|NFSC|National Financial Services LLC|530
DYNC|VISTRA NRG. 7% UTS|NITE|VIRTU Americas LLC|3209
DYNC|VISTRA NRG. 7% UTS|PDQM|CODA MARKETS, INC.|692
DYNC|VISTRA NRG. 7% UTS|RBCM|RBC CAPITAL MARKETS, LLC|225
DYNC|VISTRA NRG. 7% UTS|SWIM|TD Ameritrade, Inc.|12
DYNC|VISTRA NRG. 7% UTS|TRBT|Tradebot Systems, Inc.|400
DYNC|VISTRA NRG. 7% UTS|UBSA|UBS SECURITIES LLC|1496
DYNC|VISTRA NRG. 7% UTS|UBSS|UBS Securities LLC|4366
DYNC|VISTRA NRG. 7% UTS|WCHV|WELLS FARGO SECURITIES, LLC|125
DYNC|VISTRA NRG. 7% UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1208
DYNC|VISTRA NRG. 7% UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|46
DYNT|DYNATRONICS CP|APCC|Apex Clearing Corporation|66
DYNT|DYNATRONICS CP|BIMI|Banca IMI Securities Corp.|399
DYNT|DYNATRONICS CP|CANT|Cantor Fitzgerald & Co.|4390
DYNT|DYNATRONICS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|591
DYNT|DYNATRONICS CP|DBAB|Deutsche Bank Securities Inc.|37
DYNT|DYNATRONICS CP|DBAX|Deutsche Bank Securities Inc.|600
DYNT|DYNATRONICS CP|EBXL|EBX LLC|600
DYNT|DYNATRONICS CP|EDJO|Edward D. Jones & Co., L.P.|220
DYNT|DYNATRONICS CP|ETRS|E*Trade Securities LLC|2100
DYNT|DYNATRONICS CP|FBCO|Credit Suisse Securities (USA) LLC|431
DYNT|DYNATRONICS CP|FOMA|TD AMERITRADE CLEARING, INC.|5349
DYNT|DYNATRONICS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14
DYNT|DYNATRONICS CP|IBKR|Interactive Brokers Llc|831
DYNT|DYNATRONICS CP|ICBX|INSTINET, LLC|3163
DYNT|DYNATRONICS CP|INCA|INSTINET, LLC|50
DYNT|DYNATRONICS CP|ITGI|ITG Inc.|260
DYNT|DYNATRONICS CP|ITGP|ITG INC.|400
DYNT|DYNATRONICS CP|KCGM|VIRTU Americas LLC|100
DYNT|DYNATRONICS CP|LEHM|Barclays Capital Inc./Le|1446
DYNT|DYNATRONICS CP|LIME|Lime Brokerage LLC|4561
DYNT|DYNATRONICS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
DYNT|DYNATRONICS CP|MSCO|MORGAN STANLEY & CO. LLC|2614
DYNT|DYNATRONICS CP|MSPL|MORGAN STANLEY & CO. LLC|300
DYNT|DYNATRONICS CP|NFSC|National Financial Services LLC|5921
DYNT|DYNATRONICS CP|NITE|VIRTU Americas LLC|13833
DYNT|DYNATRONICS CP|SGMT|GOLDMAN SACHS & CO. LLC|190
DYNT|DYNATRONICS CP|SPDR|SPEEDROUTE LLC|890
DYNT|DYNATRONICS CP|UBSA|UBS SECURITIES LLC|2726
DYNT|DYNATRONICS CP|UBSS|UBS Securities LLC|6235
DYNT|DYNATRONICS CP|VALX|VIRTU AMERICAS LLC|20
DYNT|DYNATRONICS CP|VGRD|Vanguard Marketing Corporation|10652
DYNT|DYNATRONICS CP|WEDB|WEDBUSH SECURITIES INC.|4845
DYNT|DYNATRONICS CP|WSEA|WOLVERINE SECURITIES, LLC|534
DYSL|DYNASIL CP AMERICA|APCC|Apex Clearing Corporation|10
DYSL|DYNASIL CP AMERICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2600
DYSL|DYNASIL CP AMERICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
DYSL|DYNASIL CP AMERICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
DYSL|DYNASIL CP AMERICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1593
DYSL|DYNASIL CP AMERICA|DBAB|Deutsche Bank Securities Inc.|2626
DYSL|DYNASIL CP AMERICA|DEGS|RONIN PROFESSIONAL LLC|5740
DYSL|DYNASIL CP AMERICA|EBXL|EBX LLC|400
DYSL|DYNASIL CP AMERICA|ETRS|E*Trade Securities LLC|70314
DYSL|DYNASIL CP AMERICA|FBCO|Credit Suisse Securities (USA) LLC|22201
DYSL|DYNASIL CP AMERICA|FOMA|TD AMERITRADE CLEARING, INC.|75348
DYSL|DYNASIL CP AMERICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|233
DYSL|DYNASIL CP AMERICA|GEBB|GLOBAL EXECUTION BROKERS, LP|410
DYSL|DYNASIL CP AMERICA|GSCO|GOLDMAN SACHS & CO. LLC|414
DYSL|DYNASIL CP AMERICA|GSLT|GOLDMAN SACHS & CO. LLC|100
DYSL|DYNASIL CP AMERICA|HSBC|HSBC Securities, Inc.|6135
DYSL|DYNASIL CP AMERICA|IBKR|Interactive Brokers Llc|2000
DYSL|DYNASIL CP AMERICA|ICBX|INSTINET, LLC|6135
DYSL|DYNASIL CP AMERICA|INCA|INSTINET, LLC|1308
DYSL|DYNASIL CP AMERICA|ITGI|ITG Inc.|3504
DYSL|DYNASIL CP AMERICA|ITGP|ITG INC.|16200
DYSL|DYNASIL CP AMERICA|KCGM|VIRTU Americas LLC|575
DYSL|DYNASIL CP AMERICA|LEHM|Barclays Capital Inc./Le|3074
DYSL|DYNASIL CP AMERICA|LIME|Lime Brokerage LLC|4797
DYSL|DYNASIL CP AMERICA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
DYSL|DYNASIL CP AMERICA|MCMF|Raymond James Ltd. Cds|40
DYSL|DYNASIL CP AMERICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
DYSL|DYNASIL CP AMERICA|MSCO|MORGAN STANLEY & CO. LLC|11050
DYSL|DYNASIL CP AMERICA|NFSC|National Financial Services LLC|55531
DYSL|DYNASIL CP AMERICA|NITE|VIRTU Americas LLC|129159
DYSL|DYNASIL CP AMERICA|RAJA|Raymond James & Associates, Inc.|5000
DYSL|DYNASIL CP AMERICA|RGLD|Regal Securities, Inc|1966
DYSL|DYNASIL CP AMERICA|SGMT|GOLDMAN SACHS & CO. LLC|58
DYSL|DYNASIL CP AMERICA|SPDR|SPEEDROUTE LLC|100
DYSL|DYNASIL CP AMERICA|SWIM|TD Ameritrade, Inc.|6248
DYSL|DYNASIL CP AMERICA|SWST|Hilltop Securities Inc.|10600
DYSL|DYNASIL CP AMERICA|TKNG|ALLY INVEST SECURITIES LLC|2521
DYSL|DYNASIL CP AMERICA|TRCM|TRC MARKETS LLC|11487
DYSL|DYNASIL CP AMERICA|UBSA|UBS SECURITIES LLC|3246
DYSL|DYNASIL CP AMERICA|UBSS|UBS Securities LLC|7218
DYSL|DYNASIL CP AMERICA|VALX|VIRTU AMERICAS LLC|20
DYSL|DYNASIL CP AMERICA|VGRD|Vanguard Marketing Corporation|2
DYSL|DYNASIL CP AMERICA|WCHV|WELLS FARGO SECURITIES, LLC|23859
DYSL|DYNASIL CP AMERICA|WFPB|Wells Fargo Securities, LLC.|26204
DYSL|DYNASIL CP AMERICA|WGIF|CIBC World Markets Inc.|500
DYSL|DYNASIL CP AMERICA|WSEA|WOLVERINE SECURITIES, LLC|772
DYSL|DYNASIL CP AMERICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|17800
DYY|DB COMMODITY DL ETN|APCC|Apex Clearing Corporation|3
DYY|DB COMMODITY DL ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150
DYY|DB COMMODITY DL ETN|DBAX|Deutsche Bank Securities Inc.|100
DYY|DB COMMODITY DL ETN|ETRS|E*Trade Securities LLC|3006
DYY|DB COMMODITY DL ETN|IBKR|Interactive Brokers Llc|1191
DYY|DB COMMODITY DL ETN|INCA|INSTINET, LLC|150
DYY|DB COMMODITY DL ETN|JSJX|JANE STREET CAPITAL LLC|10
DYY|DB COMMODITY DL ETN|NFSC|National Financial Services LLC|1199
DYY|DB COMMODITY DL ETN|NITE|VIRTU Americas LLC|3324
DYY|DB COMMODITY DL ETN|RBCM|RBC CAPITAL MARKETS, LLC|1955
DYY|DB COMMODITY DL ETN|SWIM|TD Ameritrade, Inc.|996
DYY|DB COMMODITY DL ETN|UBSA|UBS SECURITIES LLC|124
DYY|DB COMMODITY DL ETN|UBSS|UBS Securities LLC|124
DYY|DB COMMODITY DL ETN|VGRD|Vanguard Marketing Corporation|501
DYY|DB COMMODITY DL ETN|WSEA|WOLVERINE SECURITIES, LLC|4
DZK|DEVELOPED MKTS BULL3|APCC|Apex Clearing Corporation|21
DZK|DEVELOPED MKTS BULL3|CHAS|Charles Schwab & Co., Inc.|1
DZK|DEVELOPED MKTS BULL3|CROS|CREDIT SUISSE SECURITIES (USA) LLC|629
DZK|DEVELOPED MKTS BULL3|DBAX|Deutsche Bank Securities Inc.|400
DZK|DEVELOPED MKTS BULL3|EBXL|EBX LLC|700
DZK|DEVELOPED MKTS BULL3|ETRS|E*Trade Securities LLC|1074
DZK|DEVELOPED MKTS BULL3|FBSB|U.S. Bancorp Investments, Inc.|21
DZK|DEVELOPED MKTS BULL3|FILL|Tradestation Securities, Inc.|231
DZK|DEVELOPED MKTS BULL3|FTBR|Foliofn Investments, Inc.|135
DZK|DEVELOPED MKTS BULL3|HRBF|American Enterprise Investment Services Inc.|195
DZK|DEVELOPED MKTS BULL3|IATS|INTERACTIVE BROKERS LLC|10
DZK|DEVELOPED MKTS BULL3|IBKR|Interactive Brokers Llc|265
DZK|DEVELOPED MKTS BULL3|INCA|INSTINET, LLC|2
DZK|DEVELOPED MKTS BULL3|JSJX|JANE STREET CAPITAL LLC|4317
DZK|DEVELOPED MKTS BULL3|LEHM|Barclays Capital Inc./Le|1200
DZK|DEVELOPED MKTS BULL3|LIME|Lime Brokerage LLC|522
DZK|DEVELOPED MKTS BULL3|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
DZK|DEVELOPED MKTS BULL3|MOTF|MOTIF INVESTING, INC.|3
DZK|DEVELOPED MKTS BULL3|MSCO|MORGAN STANLEY & CO. LLC|500
DZK|DEVELOPED MKTS BULL3|NFSC|National Financial Services LLC|6704
DZK|DEVELOPED MKTS BULL3|NITE|VIRTU Americas LLC|6010
DZK|DEVELOPED MKTS BULL3|RBCM|RBC CAPITAL MARKETS, LLC|45
DZK|DEVELOPED MKTS BULL3|SGMT|GOLDMAN SACHS & CO. LLC|155
DZK|DEVELOPED MKTS BULL3|SWIM|TD Ameritrade, Inc.|64
DZK|DEVELOPED MKTS BULL3|TKNG|ALLY INVEST SECURITIES LLC|41
DZK|DEVELOPED MKTS BULL3|UBSA|UBS SECURITIES LLC|1113
DZK|DEVELOPED MKTS BULL3|UBSS|UBS Securities LLC|650
DZK|DEVELOPED MKTS BULL3|VGRD|Vanguard Marketing Corporation|325
DZK|DEVELOPED MKTS BULL3|WCHV|WELLS FARGO SECURITIES, LLC|280
DZK|DEVELOPED MKTS BULL3|WGIF|CIBC World Markets Inc.|50
DZSI|DASAN ZHONE SOL INC|APCC|Apex Clearing Corporation|3
DZSI|DASAN ZHONE SOL INC|BARD|Robert W. Baird & Co. Incorporated|7
DZSI|DASAN ZHONE SOL INC|BATM|CBOE TRADING, INC.|36
DZSI|DASAN ZHONE SOL INC|BAYC|BAY CREST PARTNERS, LLC|916
DZSI|DASAN ZHONE SOL INC|BMOC|BMO Capital Markets Corp.|443
DZSI|DASAN ZHONE SOL INC|BNPX|BNP PARIBAS SECURITIES CORP.|956
DZSI|DASAN ZHONE SOL INC|BTIG|BTIG, LLC|1243
DZSI|DASAN ZHONE SOL INC|BYXM|CBOE TRADING, INC.|100
DZSI|DASAN ZHONE SOL INC|CANT|Cantor Fitzgerald & Co.|351
DZSI|DASAN ZHONE SOL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12219
DZSI|DASAN ZHONE SOL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|669
DZSI|DASAN ZHONE SOL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|354
DZSI|DASAN ZHONE SOL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2679
DZSI|DASAN ZHONE SOL INC|CTDL|Citadel Derivatives Group Llc|2510
DZSI|DASAN ZHONE SOL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1036
DZSI|DASAN ZHONE SOL INC|DBAB|Deutsche Bank Securities Inc.|94562
DZSI|DASAN ZHONE SOL INC|DBAX|Deutsche Bank Securities Inc.|6500
DZSI|DASAN ZHONE SOL INC|DEAN|MORGAN STANLEY|1740
DZSI|DASAN ZHONE SOL INC|DEGS|RONIN PROFESSIONAL LLC|2054
DZSI|DASAN ZHONE SOL INC|EBXL|EBX LLC|3400
DZSI|DASAN ZHONE SOL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1715
DZSI|DASAN ZHONE SOL INC|EDJO|Edward D. Jones & Co., L.P.|274
DZSI|DASAN ZHONE SOL INC|EGAM|CBOE TRADING, INC.|300
DZSI|DASAN ZHONE SOL INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|64
DZSI|DASAN ZHONE SOL INC|ETRS|E*Trade Securities LLC|3913
DZSI|DASAN ZHONE SOL INC|FBCO|Credit Suisse Securities (USA) LLC|7969
DZSI|DASAN ZHONE SOL INC|FOMA|TD AMERITRADE CLEARING, INC.|22403
DZSI|DASAN ZHONE SOL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
DZSI|DASAN ZHONE SOL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4442
DZSI|DASAN ZHONE SOL INC|FTBR|Foliofn Investments, Inc.|379
DZSI|DASAN ZHONE SOL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|600
DZSI|DASAN ZHONE SOL INC|GLPX|ACS EXECUTION SERVICES, LLC|913
DZSI|DASAN ZHONE SOL INC|GSCO|GOLDMAN SACHS & CO. LLC|236180
DZSI|DASAN ZHONE SOL INC|GSCS|GOLDMAN SACHS & CO. LLC|7877
DZSI|DASAN ZHONE SOL INC|GTSZ|GTS SECURITIES LLC|18786
DZSI|DASAN ZHONE SOL INC|HASF|Haywood Securities Inc./CDS|3700
DZSI|DASAN ZHONE SOL INC|HRBF|American Enterprise Investment Services Inc.|140
DZSI|DASAN ZHONE SOL INC|IATS|INTERACTIVE BROKERS LLC|4127
DZSI|DASAN ZHONE SOL INC|IBKR|Interactive Brokers Llc|22999
DZSI|DASAN ZHONE SOL INC|ICBX|INSTINET, LLC|791
DZSI|DASAN ZHONE SOL INC|INCA|INSTINET, LLC|19110
DZSI|DASAN ZHONE SOL INC|INJX|INSTINET, LLC|9580
DZSI|DASAN ZHONE SOL INC|ITGI|ITG Inc.|1096
DZSI|DASAN ZHONE SOL INC|ITGP|ITG INC.|2600
DZSI|DASAN ZHONE SOL INC|JEFF|JEFFERIES LLC|1346
DZSI|DASAN ZHONE SOL INC|JPMX|J.P. Morgan Securities LLC|1284
DZSI|DASAN ZHONE SOL INC|KCGM|VIRTU Americas LLC|700
DZSI|DASAN ZHONE SOL INC|LEHM|Barclays Capital Inc./Le|43130
DZSI|DASAN ZHONE SOL INC|LIME|Lime Brokerage LLC|16998
DZSI|DASAN ZHONE SOL INC|LMGP|LIME BROKERAGE LLC|2032
DZSI|DASAN ZHONE SOL INC|MAXM|Maxim Group LLC|384
DZSI|DASAN ZHONE SOL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4500
DZSI|DASAN ZHONE SOL INC|MSCO|MORGAN STANLEY & CO. LLC|111088
DZSI|DASAN ZHONE SOL INC|MSPL|MORGAN STANLEY & CO. LLC|8200
DZSI|DASAN ZHONE SOL INC|MSTX|MORGAN STANLEY & CO. LLC|1000
DZSI|DASAN ZHONE SOL INC|NFSC|National Financial Services LLC|28498
DZSI|DASAN ZHONE SOL INC|NITE|VIRTU Americas LLC|53993
DZSI|DASAN ZHONE SOL INC|PDQM|CODA MARKETS, INC.|344
DZSI|DASAN ZHONE SOL INC|RAJA|Raymond James & Associates, Inc.|15
DZSI|DASAN ZHONE SOL INC|RBCM|RBC CAPITAL MARKETS, LLC|390
DZSI|DASAN ZHONE SOL INC|RGLD|Regal Securities, Inc|262
DZSI|DASAN ZHONE SOL INC|SBSH|Citigroup Global Markets Inc.|25313
DZSI|DASAN ZHONE SOL INC|SGMT|GOLDMAN SACHS & CO. LLC|1380
DZSI|DASAN ZHONE SOL INC|SWIM|TD Ameritrade, Inc.|805
DZSI|DASAN ZHONE SOL INC|TMBR|Timber Hill LLC|46
DZSI|DASAN ZHONE SOL INC|TRCM|TRC MARKETS LLC|2882
DZSI|DASAN ZHONE SOL INC|UBSA|UBS SECURITIES LLC|22280
DZSI|DASAN ZHONE SOL INC|UBSS|UBS Securities LLC|142937
DZSI|DASAN ZHONE SOL INC|VALX|VIRTU AMERICAS LLC|79
DZSI|DASAN ZHONE SOL INC|VGRD|Vanguard Marketing Corporation|93
DZSI|DASAN ZHONE SOL INC|WCHV|WELLS FARGO SECURITIES, LLC|4039
DZSI|DASAN ZHONE SOL INC|WGIF|CIBC World Markets Inc.|1402
DZSI|DASAN ZHONE SOL INC|WSEA|WOLVERINE SECURITIES, LLC|7
DZSI|DASAN ZHONE SOL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
DZZ|DB GOLD DBL SH ETN|APCC|Apex Clearing Corporation|1423
DZZ|DB GOLD DBL SH ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2400
DZZ|DB GOLD DBL SH ETN|DBAX|Deutsche Bank Securities Inc.|3200
DZZ|DB GOLD DBL SH ETN|EDJO|Edward D. Jones & Co., L.P.|1000
DZZ|DB GOLD DBL SH ETN|ETRS|E*Trade Securities LLC|6609
DZZ|DB GOLD DBL SH ETN|FILL|Tradestation Securities, Inc.|100
DZZ|DB GOLD DBL SH ETN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
DZZ|DB GOLD DBL SH ETN|FTBR|Foliofn Investments, Inc.|1001
DZZ|DB GOLD DBL SH ETN|GSLT|GOLDMAN SACHS & CO. LLC|100
DZZ|DB GOLD DBL SH ETN|IATS|INTERACTIVE BROKERS LLC|700
DZZ|DB GOLD DBL SH ETN|IBKR|Interactive Brokers Llc|8310
DZZ|DB GOLD DBL SH ETN|ICBX|INSTINET, LLC|118861
DZZ|DB GOLD DBL SH ETN|JSJX|JANE STREET CAPITAL LLC|5900
DZZ|DB GOLD DBL SH ETN|LEHM|Barclays Capital Inc./Le|14800
DZZ|DB GOLD DBL SH ETN|LIME|Lime Brokerage LLC|11000
DZZ|DB GOLD DBL SH ETN|MSCO|MORGAN STANLEY & CO. LLC|2362
DZZ|DB GOLD DBL SH ETN|NFSC|National Financial Services LLC|2822
DZZ|DB GOLD DBL SH ETN|NITE|VIRTU Americas LLC|34531
DZZ|DB GOLD DBL SH ETN|NITP|VIRTU Americas LLC|15300
DZZ|DB GOLD DBL SH ETN|NTBF|BMO Nesbitt Burns Inc./CDS|100
DZZ|DB GOLD DBL SH ETN|RBCM|RBC CAPITAL MARKETS, LLC|1235
DZZ|DB GOLD DBL SH ETN|STFL|Stifel, Nicolaus & Company, Incorporated|2500
DZZ|DB GOLD DBL SH ETN|SWIM|TD Ameritrade, Inc.|7150
DZZ|DB GOLD DBL SH ETN|UBSA|UBS SECURITIES LLC|500
DZZ|DB GOLD DBL SH ETN|UBSS|UBS Securities LLC|300
DZZ|DB GOLD DBL SH ETN|VGRD|Vanguard Marketing Corporation|5250
DZZ|DB GOLD DBL SH ETN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
DZZ|DB GOLD DBL SH ETN|WSEA|WOLVERINE SECURITIES, LLC|9
DZZ|DB GOLD DBL SH ETN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
E|E N I SPA ADR|ALTX|Alternet Securities Inc.|600
E|E N I SPA ADR|APCC|Apex Clearing Corporation|780
E|E N I SPA ADR|BANK|Primevest Financial Services, Inc.|355
E|E N I SPA ADR|BARD|Robert W. Baird & Co. Incorporated|2258
E|E N I SPA ADR|BATM|CBOE TRADING, INC.|300
E|E N I SPA ADR|BERN|Sanford C. Bernstein & Co., LLC|100
E|E N I SPA ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2593
E|E N I SPA ADR|BTIG|BTIG, LLC|1072
E|E N I SPA ADR|CHAS|Charles Schwab & Co., Inc.|500
E|E N I SPA ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|460
E|E N I SPA ADR|CTDL|Citadel Derivatives Group Llc|483
E|E N I SPA ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1212
E|E N I SPA ADR|DADA|D.A. Davidson & Co.|100
E|E N I SPA ADR|DAVA|Davenport & Company LLC|88
E|E N I SPA ADR|DBAB|Deutsche Bank Securities Inc.|19557
E|E N I SPA ADR|DCHF|Dart Executions, LLC|4079
E|E N I SPA ADR|DEAN|MORGAN STANLEY|100
E|E N I SPA ADR|DEGS|RONIN PROFESSIONAL LLC|300
E|E N I SPA ADR|DRWC|DRW SECURITIES, L.L.C.|1600
E|E N I SPA ADR|EBXL|EBX LLC|24800
E|E N I SPA ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|107017
E|E N I SPA ADR|EDJO|Edward D. Jones & Co., L.P.|8544
E|E N I SPA ADR|EGXM|CBOE TRADING, INC.|100
E|E N I SPA ADR|ETBE|Electronic Transaction Clearing, Inc.|3916
E|E N I SPA ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1565
E|E N I SPA ADR|ETRS|E*Trade Securities LLC|12343
E|E N I SPA ADR|FBSB|U.S. Bancorp Investments, Inc.|3
E|E N I SPA ADR|FILL|Tradestation Securities, Inc.|100
E|E N I SPA ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26060
E|E N I SPA ADR|FTBR|Foliofn Investments, Inc.|6228
E|E N I SPA ADR|GLPX|ACS EXECUTION SERVICES, LLC|900
E|E N I SPA ADR|GSCO|GOLDMAN SACHS & CO. LLC|11593
E|E N I SPA ADR|GSLT|GOLDMAN SACHS & CO. LLC|8998
E|E N I SPA ADR|GTSZ|GTS SECURITIES LLC|5507
E|E N I SPA ADR|HRBF|American Enterprise Investment Services Inc.|1671
E|E N I SPA ADR|HSBC|HSBC Securities, Inc.|270900
E|E N I SPA ADR|IATS|INTERACTIVE BROKERS LLC|6085
E|E N I SPA ADR|IBKR|Interactive Brokers Llc|43846
E|E N I SPA ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|433
E|E N I SPA ADR|INCA|INSTINET, LLC|31181
E|E N I SPA ADR|INJX|INSTINET, LLC|86
E|E N I SPA ADR|INTL|INTL FCSTONE FINANCIAL INC.|22592
E|E N I SPA ADR|ITGI|ITG Inc.|3977
E|E N I SPA ADR|ITGP|ITG INC.|40600
E|E N I SPA ADR|JANY|Janney Montgomery Scott Inc.|200
E|E N I SPA ADR|JEFF|JEFFERIES LLC|2205
E|E N I SPA ADR|JMPT|JUMP TRADING, LLC|8337
E|E N I SPA ADR|JPMX|J.P. Morgan Securities LLC|108230
E|E N I SPA ADR|KCGM|VIRTU Americas LLC|14786
E|E N I SPA ADR|LEHM|Barclays Capital Inc./Le|540302
E|E N I SPA ADR|LGNT|COR CLEARING LLC|32
E|E N I SPA ADR|LIME|Lime Brokerage LLC|23374
E|E N I SPA ADR|MCMF|Raymond James Ltd. Cds|2570
E|E N I SPA ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30973
E|E N I SPA ADR|MOTF|MOTIF INVESTING, INC.|4
E|E N I SPA ADR|MSCO|MORGAN STANLEY & CO. LLC|122195
E|E N I SPA ADR|MSPL|MORGAN STANLEY & CO. LLC|39700
E|E N I SPA ADR|MSTX|MORGAN STANLEY & CO. LLC|12400
E|E N I SPA ADR|NFSC|National Financial Services LLC|31185
E|E N I SPA ADR|NITE|VIRTU Americas LLC|391237
E|E N I SPA ADR|NITP|VIRTU Americas LLC|200
E|E N I SPA ADR|NQRB|Brut, LLC|7404
E|E N I SPA ADR|NTBF|BMO Nesbitt Burns Inc./CDS|798
E|E N I SPA ADR|OLDM|OLD MISSION CAPITAL, LLC|24349
E|E N I SPA ADR|OPCO|Oppenheimer & Co. Inc.|747
E|E N I SPA ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|25000
E|E N I SPA ADR|PDQM|CODA MARKETS, INC.|900
E|E N I SPA ADR|PWJC|UBS Financial Services, Inc.|1961
E|E N I SPA ADR|RBCM|RBC CAPITAL MARKETS, LLC|17768
E|E N I SPA ADR|SBSH|Citigroup Global Markets Inc.|9564
E|E N I SPA ADR|SGMT|GOLDMAN SACHS & CO. LLC|14855
E|E N I SPA ADR|SPHN|Stephens Inc.|4
E|E N I SPA ADR|STFL|Stifel, Nicolaus & Company, Incorporated|86
E|E N I SPA ADR|SWIM|TD Ameritrade, Inc.|29070
E|E N I SPA ADR|SWST|Hilltop Securities Inc.|819
E|E N I SPA ADR|TKNG|ALLY INVEST SECURITIES LLC|100
E|E N I SPA ADR|TRCM|TRC MARKETS LLC|28672
E|E N I SPA ADR|UBSS|UBS Securities LLC|78795
E|E N I SPA ADR|VALX|VIRTU AMERICAS LLC|104993
E|E N I SPA ADR|VGRD|Vanguard Marketing Corporation|6698
E|E N I SPA ADR|WCHV|WELLS FARGO SECURITIES, LLC|74692
E|E N I SPA ADR|WEDB|WEDBUSH SECURITIES INC.|553
E|E N I SPA ADR|WEED|Weeden & Co.L.P.|50031
E|E N I SPA ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
E|E N I SPA ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|505
E|E N I SPA ADR|WGIF|CIBC World Markets Inc.|783
E|E N I SPA ADR|WSEA|WOLVERINE SECURITIES, LLC|1989
E|E N I SPA ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|13740
E|E N I SPA ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3613
EA|ELECTRONIC ARTS INC|ABLE|NATIXIS Securities Americas LLC|152849
EA|ELECTRONIC ARTS INC|ACPL|American Capital Partners, LLC|4407
EA|ELECTRONIC ARTS INC|AGIS|Aegis Capital Corp.|2166
EA|ELECTRONIC ARTS INC|ALLN|Allen & Company LLC|21738
EA|ELECTRONIC ARTS INC|ALTX|Alternet Securities Inc.|61165
EA|ELECTRONIC ARTS INC|ANOS|ABEL/NOSER, L.L.C.|110
EA|ELECTRONIC ARTS INC|APCC|Apex Clearing Corporation|10849
EA|ELECTRONIC ARTS INC|AQUA|AQUA SECURITIES L.P.|5500
EA|ELECTRONIC ARTS INC|BANK|Primevest Financial Services, Inc.|1113
EA|ELECTRONIC ARTS INC|BARD|Robert W. Baird & Co. Incorporated|7161
EA|ELECTRONIC ARTS INC|BATM|CBOE TRADING, INC.|32515
EA|ELECTRONIC ARTS INC|BAYC|BAY CREST PARTNERS, LLC|18441
EA|ELECTRONIC ARTS INC|BAYT|BTIG, LLC|124058
EA|ELECTRONIC ARTS INC|BBNT|BB&T SECURITIES, LLC|989
EA|ELECTRONIC ARTS INC|BCHW|Birchwood Securities Corp.|21900
EA|ELECTRONIC ARTS INC|BERN|Sanford C. Bernstein & Co., LLC|1358770
EA|ELECTRONIC ARTS INC|BIAD|SAGETRADER, LLC|341
EA|ELECTRONIC ARTS INC|BIDS|BIDS TRADING L.P.|104100
EA|ELECTRONIC ARTS INC|BIMI|Banca IMI Securities Corp.|792
EA|ELECTRONIC ARTS INC|BKCM|BNY Mellon Capital Markets LLC|4
EA|ELECTRONIC ARTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15160
EA|ELECTRONIC ARTS INC|BLKX|INSTINET, LLC|222074
EA|ELECTRONIC ARTS INC|BMOC|BMO Capital Markets Corp.|646480
EA|ELECTRONIC ARTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|677419
EA|ELECTRONIC ARTS INC|BRGE|Newbridge Securities Corp.|100
EA|ELECTRONIC ARTS INC|BTIG|BTIG, LLC|292858
EA|ELECTRONIC ARTS INC|BYXM|CBOE TRADING, INC.|14655
EA|ELECTRONIC ARTS INC|BZYD|GOLDMAN SACHS & CO. LLC|500
EA|ELECTRONIC ARTS INC|CABR|Cabrera Capital Markets, Inc.|557
EA|ELECTRONIC ARTS INC|CANT|Cantor Fitzgerald & Co.|3386
EA|ELECTRONIC ARTS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|136200
EA|ELECTRONIC ARTS INC|CBRA|Cobra Trading, Inc.|199
EA|ELECTRONIC ARTS INC|CHAS|Charles Schwab & Co., Inc.|5561
EA|ELECTRONIC ARTS INC|CIBP|CIBC World Markets Corp.|153668
EA|ELECTRONIC ARTS INC|CICF|Canaccord Genuity Corp.|260
EA|ELECTRONIC ARTS INC|CIST|Capital Institutional Services, Inc.|1832
EA|ELECTRONIC ARTS INC|CLSA|CLSA AMERICAS, LLC|13285
EA|ELECTRONIC ARTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|581963
EA|ELECTRONIC ARTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1601
EA|ELECTRONIC ARTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8277
EA|ELECTRONIC ARTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1150062
EA|ELECTRONIC ARTS INC|CTDL|Citadel Derivatives Group Llc|76867
EA|ELECTRONIC ARTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|178350
EA|ELECTRONIC ARTS INC|DADA|D.A. Davidson & Co.|1032
EA|ELECTRONIC ARTS INC|DAVA|Davenport & Company LLC|1126
EA|ELECTRONIC ARTS INC|DAWA|Daiwa Capital Markets America Inc.|14108
EA|ELECTRONIC ARTS INC|DBAB|Deutsche Bank Securities Inc.|1774813
EA|ELECTRONIC ARTS INC|DBAX|Deutsche Bank Securities Inc.|990100
EA|ELECTRONIC ARTS INC|DBUL|Deutsche Bank Securities Inc.|39285
EA|ELECTRONIC ARTS INC|DCHF|Dart Executions, LLC|12542
EA|ELECTRONIC ARTS INC|DEAN|MORGAN STANLEY|15057
EA|ELECTRONIC ARTS INC|DEGS|RONIN PROFESSIONAL LLC|877
EA|ELECTRONIC ARTS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19498
EA|ELECTRONIC ARTS INC|DRWK|DRW SECURITIES, L.L.C.|109941
EA|ELECTRONIC ARTS INC|EBXL|EBX LLC|657000
EA|ELECTRONIC ARTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|26353
EA|ELECTRONIC ARTS INC|EDJC|Edward Jones / CDS|91
EA|ELECTRONIC ARTS INC|EDJO|Edward D. Jones & Co., L.P.|4849
EA|ELECTRONIC ARTS INC|EGAM|CBOE TRADING, INC.|86186
EA|ELECTRONIC ARTS INC|EGAW|CBOE TRADING, INC.|631
EA|ELECTRONIC ARTS INC|EGMT|EG MARKET TECHNOLOGIES LLC|7679
EA|ELECTRONIC ARTS INC|EGXM|CBOE TRADING, INC.|23092
EA|ELECTRONIC ARTS INC|EGXW|CBOE TRADING, INC.|542
EA|ELECTRONIC ARTS INC|ESPO|ESPOSITO SECURITIES, LLC|3706
EA|ELECTRONIC ARTS INC|ETBE|Electronic Transaction Clearing, Inc.|228197
EA|ELECTRONIC ARTS INC|ETCC|Electronic Transaction Clearing, Inc.|6914
EA|ELECTRONIC ARTS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5747
EA|ELECTRONIC ARTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|164482
EA|ELECTRONIC ARTS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|869
EA|ELECTRONIC ARTS INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|460231
EA|ELECTRONIC ARTS INC|ETRS|E*Trade Securities LLC|452747
EA|ELECTRONIC ARTS INC|FBCO|Credit Suisse Securities (USA) LLC|2022816
EA|ELECTRONIC ARTS INC|FBSB|U.S. Bancorp Investments, Inc.|523
EA|ELECTRONIC ARTS INC|FCST|INTL FCSTONE FINANCIAL INC.|244
EA|ELECTRONIC ARTS INC|FFSI|Firstrade Securities Inc.|120
EA|ELECTRONIC ARTS INC|FILL|Tradestation Securities, Inc.|24948
EA|ELECTRONIC ARTS INC|FINX|FINTECH SECURITIES|181
EA|ELECTRONIC ARTS INC|FMAF|NBCN Inc./ CDS|10799
EA|ELECTRONIC ARTS INC|FOMA|TD AMERITRADE CLEARING, INC.|537973
EA|ELECTRONIC ARTS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9849
EA|ELECTRONIC ARTS INC|FQLS|Quantlab Securities LP|1167719
EA|ELECTRONIC ARTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1221777
EA|ELECTRONIC ARTS INC|FTBR|Foliofn Investments, Inc.|2800
EA|ELECTRONIC ARTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|191952
EA|ELECTRONIC ARTS INC|GELP|RBC CAPITAL MARKETS, LLC|3852
EA|ELECTRONIC ARTS INC|GLIS|TD Securities Inc|347
EA|ELECTRONIC ARTS INC|GLPX|ACS EXECUTION SERVICES, LLC|368548
EA|ELECTRONIC ARTS INC|GSCO|GOLDMAN SACHS & CO. LLC|5666283
EA|ELECTRONIC ARTS INC|GSCS|GOLDMAN SACHS & CO. LLC|235765
EA|ELECTRONIC ARTS INC|GSLT|GOLDMAN SACHS & CO. LLC|49076
EA|ELECTRONIC ARTS INC|GTSZ|GTS SECURITIES LLC|834820
EA|ELECTRONIC ARTS INC|HAPX|HAP Trading, LLC|91830
EA|ELECTRONIC ARTS INC|HRBF|American Enterprise Investment Services Inc.|6945
EA|ELECTRONIC ARTS INC|HSBC|HSBC Securities, Inc.|84212
EA|ELECTRONIC ARTS INC|IATS|INTERACTIVE BROKERS LLC|53354
EA|ELECTRONIC ARTS INC|IBKR|Interactive Brokers Llc|270782
EA|ELECTRONIC ARTS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4144
EA|ELECTRONIC ARTS INC|ICBX|INSTINET, LLC|271334
EA|ELECTRONIC ARTS INC|IEQY|CITADEL SECURITIES LLC|591502
EA|ELECTRONIC ARTS INC|INCA|INSTINET, LLC|1812199
EA|ELECTRONIC ARTS INC|INJX|INSTINET, LLC|142834
EA|ELECTRONIC ARTS INC|ITGI|ITG Inc.|75992
EA|ELECTRONIC ARTS INC|ITGP|ITG INC.|422000
EA|ELECTRONIC ARTS INC|JANY|Janney Montgomery Scott Inc.|1913
EA|ELECTRONIC ARTS INC|JEFF|JEFFERIES LLC|583424
EA|ELECTRONIC ARTS INC|JMPT|JUMP TRADING, LLC|334683
EA|ELECTRONIC ARTS INC|JONE|JonesTrading|10747
EA|ELECTRONIC ARTS INC|JPBX|J.P. MORGAN SECURITIES LLC|239307
EA|ELECTRONIC ARTS INC|JPMX|J.P. Morgan Securities LLC|1219039
EA|ELECTRONIC ARTS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|41150
EA|ELECTRONIC ARTS INC|JSJX|JANE STREET CAPITAL LLC|21409
EA|ELECTRONIC ARTS INC|JUTA|JUMP TRADING, LLC|1801
EA|ELECTRONIC ARTS INC|KCGM|VIRTU Americas LLC|163733
EA|ELECTRONIC ARTS INC|LEHM|Barclays Capital Inc./Le|2995120
EA|ELECTRONIC ARTS INC|LIME|Lime Brokerage LLC|475375
EA|ELECTRONIC ARTS INC|LIWD|LIME BROKERAGE LLC|95
EA|ELECTRONIC ARTS INC|LIWE|LIME BROKERAGE LLC|108291
EA|ELECTRONIC ARTS INC|LMGP|LIME BROKERAGE LLC|16884
EA|ELECTRONIC ARTS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|139800
EA|ELECTRONIC ARTS INC|LOOP|Loop Capital Markets LLC|8038
EA|ELECTRONIC ARTS INC|LQNA|LIQUIDNET, INC.|90500
EA|ELECTRONIC ARTS INC|LQNB|LIQUIDNET, INC.|300
EA|ELECTRONIC ARTS INC|LSCI|Lek Securities Corporation|85690
EA|ELECTRONIC ARTS INC|LTCO|Ladenburg, Thalmann & Co., Inc.|2200
EA|ELECTRONIC ARTS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3014
EA|ELECTRONIC ARTS INC|MACC|Mid Atlantic Capital Corporation|239
EA|ELECTRONIC ARTS INC|MACQ|Macquarie Capital (USA) Inc.|1702
EA|ELECTRONIC ARTS INC|MAXM|Maxim Group LLC|8059
EA|ELECTRONIC ARTS INC|MBTS|ALLY INVEST SECURITIES LLC|400
EA|ELECTRONIC ARTS INC|MCMF|Raymond James Ltd. Cds|226
EA|ELECTRONIC ARTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|484438
EA|ELECTRONIC ARTS INC|MOTF|MOTIF INVESTING, INC.|426
EA|ELECTRONIC ARTS INC|MPSG|E D & F Man Capital Markets Inc.|5478
EA|ELECTRONIC ARTS INC|MSCO|MORGAN STANLEY & CO. LLC|10976485
EA|ELECTRONIC ARTS INC|MSPL|MORGAN STANLEY & CO. LLC|779800
EA|ELECTRONIC ARTS INC|MSTX|MORGAN STANLEY & CO. LLC|324300
EA|ELECTRONIC ARTS INC|NATL|National Securities Corporation|205
EA|ELECTRONIC ARTS INC|NFSC|National Financial Services LLC|662213
EA|ELECTRONIC ARTS INC|NITE|VIRTU Americas LLC|1405872
EA|ELECTRONIC ARTS INC|NITP|VIRTU Americas LLC|5549
EA|ELECTRONIC ARTS INC|NMRA|Nomura Securities International, Inc.|2000
EA|ELECTRONIC ARTS INC|NQRB|Brut, LLC|48895
EA|ELECTRONIC ARTS INC|NTRC|Northern Trust Securities, Inc.|23
EA|ELECTRONIC ARTS INC|OHOS|TWO SIGMA SECURITIES, LLC|285697
EA|ELECTRONIC ARTS INC|OLDM|OLD MISSION CAPITAL, LLC|6038
EA|ELECTRONIC ARTS INC|ONEL|O'NEIL SECURITIES, INCORPORATED|19600
EA|ELECTRONIC ARTS INC|OPCO|Oppenheimer & Co. Inc.|14925
EA|ELECTRONIC ARTS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13886
EA|ELECTRONIC ARTS INC|PCPT|PHILLIP CAPITAL INC.|35
EA|ELECTRONIC ARTS INC|PDQM|CODA MARKETS, INC.|585802
EA|ELECTRONIC ARTS INC|PHLY|NASDAQ Execution Services, LLC|13000
EA|ELECTRONIC ARTS INC|PICT|Pictet Overseas Inc.|1287
EA|ELECTRONIC ARTS INC|PIPR|Piper Jaffray & Co.|37198
EA|ELECTRONIC ARTS INC|PREC|PRECISION SECURITIES, LLC|190
EA|ELECTRONIC ARTS INC|PWJC|UBS Financial Services, Inc.|4321
EA|ELECTRONIC ARTS INC|RAAA|RICHARD JAMES & ASSOCIATES, INC.|500
EA|ELECTRONIC ARTS INC|RAJA|Raymond James & Associates, Inc.|13440
EA|ELECTRONIC ARTS INC|RBCM|RBC CAPITAL MARKETS, LLC|27135
EA|ELECTRONIC ARTS INC|RHCO|Suntrust Robinson Humphrey, Inc.|11822
EA|ELECTRONIC ARTS INC|SAGL|SAGETRADER, LLC|140459
EA|ELECTRONIC ARTS INC|SAGW|SAGETRADER, LLC|1160
EA|ELECTRONIC ARTS INC|SALI|INTL FCSTONE FINANCIAL INC.|109
EA|ELECTRONIC ARTS INC|SBSH|Citigroup Global Markets Inc.|1436644
EA|ELECTRONIC ARTS INC|SEIC|SEI Investments Distribution Co.|202
EA|ELECTRONIC ARTS INC|SGMT|GOLDMAN SACHS & CO. LLC|616999
EA|ELECTRONIC ARTS INC|SIDC|Sidoti & Company, LLC|30
EA|ELECTRONIC ARTS INC|SOGO|Wang Investment Associates, Inc.|50
EA|ELECTRONIC ARTS INC|SPDR|SPEEDROUTE LLC|65089
EA|ELECTRONIC ARTS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|137236
EA|ELECTRONIC ARTS INC|STFL|Stifel, Nicolaus & Company, Incorporated|117770
EA|ELECTRONIC ARTS INC|STKP|STOCKPILE INVESTMENTS, INC.|516
EA|ELECTRONIC ARTS INC|SWIM|TD Ameritrade, Inc.|263272
EA|ELECTRONIC ARTS INC|SWST|Hilltop Securities Inc.|28016
EA|ELECTRONIC ARTS INC|TAGC|TELSEY ADVISORY GROUP LLC|2792
EA|ELECTRONIC ARTS INC|TDSI|TD Securities (USA) LLC|1300
EA|ELECTRONIC ARTS INC|TKNG|ALLY INVEST SECURITIES LLC|4878
EA|ELECTRONIC ARTS INC|TMBR|Timber Hill LLC|38662
EA|ELECTRONIC ARTS INC|TONC|CUTTONE & CO., LLC|1300
EA|ELECTRONIC ARTS INC|TOUR|TOURMALINE PARTNERS, LLC|600
EA|ELECTRONIC ARTS INC|TRBT|Tradebot Systems, Inc.|625809
EA|ELECTRONIC ARTS INC|TRCM|TRC MARKETS LLC|798560
EA|ELECTRONIC ARTS INC|TTUC|CUTTONE & CO., INC.|9003
EA|ELECTRONIC ARTS INC|TWTT|TASTYWORKS, INC.|2949
EA|ELECTRONIC ARTS INC|UBSA|UBS SECURITIES LLC|1847766
EA|ELECTRONIC ARTS INC|UBSS|UBS Securities LLC|3432975
EA|ELECTRONIC ARTS INC|UFPA|UNITED FIRST PARTNERS LLC|2630
EA|ELECTRONIC ARTS INC|VALX|VIRTU AMERICAS LLC|85777
EA|ELECTRONIC ARTS INC|VERT|The Vertical Trading Group, LLC|151
EA|ELECTRONIC ARTS INC|VGRD|Vanguard Marketing Corporation|31761
EA|ELECTRONIC ARTS INC|VSIN|Vision Financial Markets Llc|196
EA|ELECTRONIC ARTS INC|WABR|Wall Street Access|1500
EA|ELECTRONIC ARTS INC|WBLR|WILLIAM BLAIR|49
EA|ELECTRONIC ARTS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|45768
EA|ELECTRONIC ARTS INC|WCHV|WELLS FARGO SECURITIES, LLC|285500
EA|ELECTRONIC ARTS INC|WDNX|WEEDEN & CO.L.P.|206
EA|ELECTRONIC ARTS INC|WEDB|WEDBUSH SECURITIES INC.|561471
EA|ELECTRONIC ARTS INC|WEED|Weeden & Co.L.P.|3159
EA|ELECTRONIC ARTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|92972
EA|ELECTRONIC ARTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|197017
EA|ELECTRONIC ARTS INC|WFPB|Wells Fargo Securities, LLC.|146
EA|ELECTRONIC ARTS INC|WGIF|CIBC World Markets Inc.|4177
EA|ELECTRONIC ARTS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|226
EA|ELECTRONIC ARTS INC|WSAG|WALL STREET ACCESS|92
EA|ELECTRONIC ARTS INC|WSEA|WOLVERINE SECURITIES, LLC|37168
EA|ELECTRONIC ARTS INC|XIST|INSTINET, LLC|56620
EA|ELECTRONIC ARTS INC|XPQR|Jump Trading|2800
EA|ELECTRONIC ARTS INC|XPUS|XP SECURITIES, LLC|15444
EA|ELECTRONIC ARTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|235610
EA|ELECTRONIC ARTS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|41218
EA|ELECTRONIC ARTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6286
EAB|ENTERGY ARKANSAS|BARD|Robert W. Baird & Co. Incorporated|416
EAB|ENTERGY ARKANSAS|BATM|CBOE TRADING, INC.|100
EAB|ENTERGY ARKANSAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26
EAB|ENTERGY ARKANSAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1221
EAB|ENTERGY ARKANSAS|DEAN|MORGAN STANLEY|2269
EAB|ENTERGY ARKANSAS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
EAB|ENTERGY ARKANSAS|EBXL|EBX LLC|700
EAB|ENTERGY ARKANSAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|520
EAB|ENTERGY ARKANSAS|EDJO|Edward D. Jones & Co., L.P.|1200
EAB|ENTERGY ARKANSAS|ETRS|E*Trade Securities LLC|902
EAB|ENTERGY ARKANSAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42
EAB|ENTERGY ARKANSAS|GLPX|ACS EXECUTION SERVICES, LLC|1000
EAB|ENTERGY ARKANSAS|GSCO|GOLDMAN SACHS & CO. LLC|300
EAB|ENTERGY ARKANSAS|GTSZ|GTS SECURITIES LLC|200
EAB|ENTERGY ARKANSAS|HRBF|American Enterprise Investment Services Inc.|8156
EAB|ENTERGY ARKANSAS|IBKR|Interactive Brokers Llc|800
EAB|ENTERGY ARKANSAS|ICBX|INSTINET, LLC|900
EAB|ENTERGY ARKANSAS|INCA|INSTINET, LLC|644
EAB|ENTERGY ARKANSAS|ITGI|ITG Inc.|200
EAB|ENTERGY ARKANSAS|ITGP|ITG INC.|800
EAB|ENTERGY ARKANSAS|JANY|Janney Montgomery Scott Inc.|8
EAB|ENTERGY ARKANSAS|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
EAB|ENTERGY ARKANSAS|LEHM|Barclays Capital Inc./Le|687
EAB|ENTERGY ARKANSAS|LIME|Lime Brokerage LLC|100
EAB|ENTERGY ARKANSAS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
EAB|ENTERGY ARKANSAS|MAXM|Maxim Group LLC|1095
EAB|ENTERGY ARKANSAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EAB|ENTERGY ARKANSAS|MSCO|MORGAN STANLEY & CO. LLC|1959
EAB|ENTERGY ARKANSAS|MSPL|MORGAN STANLEY & CO. LLC|100
EAB|ENTERGY ARKANSAS|NFSC|National Financial Services LLC|641
EAB|ENTERGY ARKANSAS|NITE|VIRTU Americas LLC|9320
EAB|ENTERGY ARKANSAS|PDQM|CODA MARKETS, INC.|1000
EAB|ENTERGY ARKANSAS|PWJC|UBS Financial Services, Inc.|9
EAB|ENTERGY ARKANSAS|RBCM|RBC CAPITAL MARKETS, LLC|1293
EAB|ENTERGY ARKANSAS|SALI|INTL FCSTONE FINANCIAL INC.|1
EAB|ENTERGY ARKANSAS|SBSH|Citigroup Global Markets Inc.|595
EAB|ENTERGY ARKANSAS|STFL|Stifel, Nicolaus & Company, Incorporated|3
EAB|ENTERGY ARKANSAS|TKNG|ALLY INVEST SECURITIES LLC|1200
EAB|ENTERGY ARKANSAS|UBSA|UBS SECURITIES LLC|3193
EAB|ENTERGY ARKANSAS|UBSS|UBS Securities LLC|3220
EAB|ENTERGY ARKANSAS|WCHV|WELLS FARGO SECURITIES, LLC|10784
EAB|ENTERGY ARKANSAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
EAB|ENTERGY ARKANSAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2141
EACQ|EASTERLY ACQ CMN STK|APCC|Apex Clearing Corporation|6
EACQ|EASTERLY ACQ CMN STK|BATM|CBOE TRADING, INC.|1
EACQ|EASTERLY ACQ CMN STK|CANT|Cantor Fitzgerald & Co.|129286
EACQ|EASTERLY ACQ CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74117
EACQ|EASTERLY ACQ CMN STK|EBXL|EBX LLC|11700
EACQ|EASTERLY ACQ CMN STK|ETRS|E*Trade Securities LLC|50
EACQ|EASTERLY ACQ CMN STK|FBCO|Credit Suisse Securities (USA) LLC|36571
EACQ|EASTERLY ACQ CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|500
EACQ|EASTERLY ACQ CMN STK|IBKR|Interactive Brokers Llc|270
EACQ|EASTERLY ACQ CMN STK|INCA|INSTINET, LLC|100
EACQ|EASTERLY ACQ CMN STK|ITGI|ITG Inc.|5900
EACQ|EASTERLY ACQ CMN STK|JEFF|JEFFERIES LLC|2000000
EACQ|EASTERLY ACQ CMN STK|LEHM|Barclays Capital Inc./Le|6005
EACQ|EASTERLY ACQ CMN STK|LIME|Lime Brokerage LLC|501
EACQ|EASTERLY ACQ CMN STK|MITR|GMP SECURITIES, LLC|30000
EACQ|EASTERLY ACQ CMN STK|MSCO|MORGAN STANLEY & CO. LLC|20786
EACQ|EASTERLY ACQ CMN STK|MZHO|Mizuho Securities USA LLC|3216768
EACQ|EASTERLY ACQ CMN STK|NFSC|National Financial Services LLC|3405
EACQ|EASTERLY ACQ CMN STK|NITE|VIRTU Americas LLC|6143
EACQ|EASTERLY ACQ CMN STK|NQRB|Brut, LLC|100
EACQ|EASTERLY ACQ CMN STK|SBSH|Citigroup Global Markets Inc.|18500
EACQ|EASTERLY ACQ CMN STK|SWIM|TD Ameritrade, Inc.|1612
EACQ|EASTERLY ACQ CMN STK|TKNG|ALLY INVEST SECURITIES LLC|500
EACQ|EASTERLY ACQ CMN STK|TRBT|Tradebot Systems, Inc.|700
EACQ|EASTERLY ACQ CMN STK|UBSS|UBS Securities LLC|16944
EACQ|EASTERLY ACQ CMN STK|WFPB|Wells Fargo Securities, LLC.|1612
EACQU|EASTERLY ACQ UNITS|APCC|Apex Clearing Corporation|3
EACQU|EASTERLY ACQ UNITS|NITE|VIRTU Americas LLC|2
EACQW|EASTERLY ACQ WARRANT|APCC|Apex Clearing Corporation|600
EACQW|EASTERLY ACQ WARRANT|BATM|CBOE TRADING, INC.|700
EACQW|EASTERLY ACQ WARRANT|CANT|Cantor Fitzgerald & Co.|5552
EACQW|EASTERLY ACQ WARRANT|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
EACQW|EASTERLY ACQ WARRANT|CHDN|CHARDAN CAPITAL MARKETS LLC|200000
EACQW|EASTERLY ACQ WARRANT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58400
EACQW|EASTERLY ACQ WARRANT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
EACQW|EASTERLY ACQ WARRANT|DBAX|Deutsche Bank Securities Inc.|47700
EACQW|EASTERLY ACQ WARRANT|EBXL|EBX LLC|6900
EACQW|EASTERLY ACQ WARRANT|EGAM|CBOE TRADING, INC.|2000
EACQW|EASTERLY ACQ WARRANT|ETRS|E*Trade Securities LLC|29066
EACQW|EASTERLY ACQ WARRANT|FILL|Tradestation Securities, Inc.|2000
EACQW|EASTERLY ACQ WARRANT|FOMA|TD AMERITRADE CLEARING, INC.|23600
EACQW|EASTERLY ACQ WARRANT|GLPX|ACS EXECUTION SERVICES, LLC|11900
EACQW|EASTERLY ACQ WARRANT|GSCO|GOLDMAN SACHS & CO. LLC|109500
EACQW|EASTERLY ACQ WARRANT|GSCS|GOLDMAN SACHS & CO. LLC|5413
EACQW|EASTERLY ACQ WARRANT|GSLT|GOLDMAN SACHS & CO. LLC|200
EACQW|EASTERLY ACQ WARRANT|GTSZ|GTS SECURITIES LLC|100
EACQW|EASTERLY ACQ WARRANT|HRBF|American Enterprise Investment Services Inc.|17800
EACQW|EASTERLY ACQ WARRANT|IBKR|Interactive Brokers Llc|786785
EACQW|EASTERLY ACQ WARRANT|ICBX|INSTINET, LLC|7000
EACQW|EASTERLY ACQ WARRANT|INCA|INSTINET, LLC|44799
EACQW|EASTERLY ACQ WARRANT|INJX|INSTINET, LLC|25000
EACQW|EASTERLY ACQ WARRANT|ITGI|ITG Inc.|106980
EACQW|EASTERLY ACQ WARRANT|ITGP|ITG INC.|1200
EACQW|EASTERLY ACQ WARRANT|JEFF|JEFFERIES LLC|22201
EACQW|EASTERLY ACQ WARRANT|LIME|Lime Brokerage LLC|100
EACQW|EASTERLY ACQ WARRANT|MACQ|Macquarie Capital (USA) Inc.|383850
EACQW|EASTERLY ACQ WARRANT|MITR|GMP SECURITIES, LLC|47200
EACQW|EASTERLY ACQ WARRANT|MSCO|MORGAN STANLEY & CO. LLC|117673
EACQW|EASTERLY ACQ WARRANT|MZHO|Mizuho Securities USA LLC|100
EACQW|EASTERLY ACQ WARRANT|NFSC|National Financial Services LLC|17690
EACQW|EASTERLY ACQ WARRANT|NITE|VIRTU Americas LLC|61913
EACQW|EASTERLY ACQ WARRANT|PDQM|CODA MARKETS, INC.|100
EACQW|EASTERLY ACQ WARRANT|SGMT|GOLDMAN SACHS & CO. LLC|200
EACQW|EASTERLY ACQ WARRANT|SWIM|TD Ameritrade, Inc.|856
EACQW|EASTERLY ACQ WARRANT|UBSA|UBS SECURITIES LLC|18800
EACQW|EASTERLY ACQ WARRANT|UBSS|UBS Securities LLC|8028
EACQW|EASTERLY ACQ WARRANT|VGRD|Vanguard Marketing Corporation|101
EACQW|EASTERLY ACQ WARRANT|XSTM|NATIONAL FINANCIAL SERVICES LLC|13600
EAD|WELLS FARGO  INCM|ALTX|Alternet Securities Inc.|3981
EAD|WELLS FARGO  INCM|APCC|Apex Clearing Corporation|793
EAD|WELLS FARGO  INCM|BTIG|BTIG, LLC|755
EAD|WELLS FARGO  INCM|CHAS|Charles Schwab & Co., Inc.|7
EAD|WELLS FARGO  INCM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23931
EAD|WELLS FARGO  INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|87157
EAD|WELLS FARGO  INCM|CTDL|Citadel Derivatives Group Llc|414
EAD|WELLS FARGO  INCM|CXCX|CITIGROUP GLOBAL MARKETS INC.|6800
EAD|WELLS FARGO  INCM|DBAX|Deutsche Bank Securities Inc.|1400
EAD|WELLS FARGO  INCM|DEAN|MORGAN STANLEY|11975
EAD|WELLS FARGO  INCM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19802
EAD|WELLS FARGO  INCM|EBXL|EBX LLC|50300
EAD|WELLS FARGO  INCM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1852
EAD|WELLS FARGO  INCM|EDJO|Edward D. Jones & Co., L.P.|6943
EAD|WELLS FARGO  INCM|EGAM|CBOE TRADING, INC.|1214
EAD|WELLS FARGO  INCM|EGXM|CBOE TRADING, INC.|1203
EAD|WELLS FARGO  INCM|ESPO|ESPOSITO SECURITIES, LLC|6542
EAD|WELLS FARGO  INCM|ETBE|Electronic Transaction Clearing, Inc.|2500
EAD|WELLS FARGO  INCM|ETCB|ETC BROKERAGE SERVICES, LLC|61
EAD|WELLS FARGO  INCM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|929
EAD|WELLS FARGO  INCM|ETRS|E*Trade Securities LLC|44918
EAD|WELLS FARGO  INCM|FBSB|U.S. Bancorp Investments, Inc.|1500
EAD|WELLS FARGO  INCM|FILL|Tradestation Securities, Inc.|60
EAD|WELLS FARGO  INCM|FINX|FINTECH SECURITIES|2
EAD|WELLS FARGO  INCM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5519
EAD|WELLS FARGO  INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23207
EAD|WELLS FARGO  INCM|FTBR|Foliofn Investments, Inc.|86
EAD|WELLS FARGO  INCM|GEBB|GLOBAL EXECUTION BROKERS, LP|600
EAD|WELLS FARGO  INCM|GLPX|ACS EXECUTION SERVICES, LLC|300
EAD|WELLS FARGO  INCM|GSCO|GOLDMAN SACHS & CO. LLC|31815
EAD|WELLS FARGO  INCM|GSCS|GOLDMAN SACHS & CO. LLC|500
EAD|WELLS FARGO  INCM|GSLT|GOLDMAN SACHS & CO. LLC|400
EAD|WELLS FARGO  INCM|HRBF|American Enterprise Investment Services Inc.|33761
EAD|WELLS FARGO  INCM|IATS|INTERACTIVE BROKERS LLC|812
EAD|WELLS FARGO  INCM|IBKR|Interactive Brokers Llc|13207
EAD|WELLS FARGO  INCM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6046
EAD|WELLS FARGO  INCM|ICBX|INSTINET, LLC|2600
EAD|WELLS FARGO  INCM|INCA|INSTINET, LLC|1200
EAD|WELLS FARGO  INCM|ITGI|ITG Inc.|8734
EAD|WELLS FARGO  INCM|ITGP|ITG INC.|7400
EAD|WELLS FARGO  INCM|JANY|Janney Montgomery Scott Inc.|1353
EAD|WELLS FARGO  INCM|JMPT|JUMP TRADING, LLC|40
EAD|WELLS FARGO  INCM|JONE|JonesTrading|7800
EAD|WELLS FARGO  INCM|JPMX|J.P. Morgan Securities LLC|1200
EAD|WELLS FARGO  INCM|JSJX|JANE STREET CAPITAL LLC|785
EAD|WELLS FARGO  INCM|KCGM|VIRTU Americas LLC|1764
EAD|WELLS FARGO  INCM|LEHM|Barclays Capital Inc./Le|19200
EAD|WELLS FARGO  INCM|LIME|Lime Brokerage LLC|1218
EAD|WELLS FARGO  INCM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2586
EAD|WELLS FARGO  INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16812
EAD|WELLS FARGO  INCM|MOTF|MOTIF INVESTING, INC.|1
EAD|WELLS FARGO  INCM|MSCO|MORGAN STANLEY & CO. LLC|106197
EAD|WELLS FARGO  INCM|MSPL|MORGAN STANLEY & CO. LLC|18100
EAD|WELLS FARGO  INCM|MSTX|MORGAN STANLEY & CO. LLC|1800
EAD|WELLS FARGO  INCM|NATL|National Securities Corporation|178
EAD|WELLS FARGO  INCM|NFSC|National Financial Services LLC|243357
EAD|WELLS FARGO  INCM|NITE|VIRTU Americas LLC|262995
EAD|WELLS FARGO  INCM|NQRB|Brut, LLC|1932
EAD|WELLS FARGO  INCM|NTBF|BMO Nesbitt Burns Inc./CDS|892
EAD|WELLS FARGO  INCM|OPCO|Oppenheimer & Co. Inc.|1266
EAD|WELLS FARGO  INCM|PDQM|CODA MARKETS, INC.|5800
EAD|WELLS FARGO  INCM|PWJC|UBS Financial Services, Inc.|25833
EAD|WELLS FARGO  INCM|RBCM|RBC CAPITAL MARKETS, LLC|5666
EAD|WELLS FARGO  INCM|SALI|INTL FCSTONE FINANCIAL INC.|39
EAD|WELLS FARGO  INCM|SBSH|Citigroup Global Markets Inc.|16373
EAD|WELLS FARGO  INCM|SEIC|SEI Investments Distribution Co.|225
EAD|WELLS FARGO  INCM|SGMT|GOLDMAN SACHS & CO. LLC|2682
EAD|WELLS FARGO  INCM|SPDR|SPEEDROUTE LLC|400
EAD|WELLS FARGO  INCM|SPHN|Stephens Inc.|7
EAD|WELLS FARGO  INCM|STFL|Stifel, Nicolaus & Company, Incorporated|2088
EAD|WELLS FARGO  INCM|STXG|Stockcross Financial Services, Inc.|50
EAD|WELLS FARGO  INCM|SWIM|TD Ameritrade, Inc.|8971
EAD|WELLS FARGO  INCM|SWST|Hilltop Securities Inc.|10501
EAD|WELLS FARGO  INCM|TKNG|ALLY INVEST SECURITIES LLC|980
EAD|WELLS FARGO  INCM|TRBT|Tradebot Systems, Inc.|4584
EAD|WELLS FARGO  INCM|UBSA|UBS SECURITIES LLC|79802
EAD|WELLS FARGO  INCM|UBSS|UBS Securities LLC|161915
EAD|WELLS FARGO  INCM|VALX|VIRTU AMERICAS LLC|1516
EAD|WELLS FARGO  INCM|VGRD|Vanguard Marketing Corporation|29514
EAD|WELLS FARGO  INCM|WCHV|WELLS FARGO SECURITIES, LLC|56936
EAD|WELLS FARGO  INCM|WCSO|World Choice Securities, Inc.|700
EAD|WELLS FARGO  INCM|WEED|Weeden & Co.L.P.|63945
EAD|WELLS FARGO  INCM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5
EAD|WELLS FARGO  INCM|WGIF|CIBC World Markets Inc.|2
EAD|WELLS FARGO  INCM|WSEA|WOLVERINE SECURITIES, LLC|361
EAD|WELLS FARGO  INCM|XSTM|NATIONAL FINANCIAL SERVICES LLC|55192
EAD|WELLS FARGO  INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|200
EAD|WELLS FARGO  INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8227
EAE|ENTERGY ARKANSAS|BARD|Robert W. Baird & Co. Incorporated|241
EAE|ENTERGY ARKANSAS|BATM|CBOE TRADING, INC.|100
EAE|ENTERGY ARKANSAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|552
EAE|ENTERGY ARKANSAS|CHAS|Charles Schwab & Co., Inc.|21
EAE|ENTERGY ARKANSAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|568
EAE|ENTERGY ARKANSAS|DBAX|Deutsche Bank Securities Inc.|100
EAE|ENTERGY ARKANSAS|DEAN|MORGAN STANLEY|160
EAE|ENTERGY ARKANSAS|EBXL|EBX LLC|200
EAE|ENTERGY ARKANSAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1055
EAE|ENTERGY ARKANSAS|EDJO|Edward D. Jones & Co., L.P.|1158
EAE|ENTERGY ARKANSAS|ETRS|E*Trade Securities LLC|5
EAE|ENTERGY ARKANSAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|241
EAE|ENTERGY ARKANSAS|GLPX|ACS EXECUTION SERVICES, LLC|4
EAE|ENTERGY ARKANSAS|GSCS|GOLDMAN SACHS & CO. LLC|93
EAE|ENTERGY ARKANSAS|HRBF|American Enterprise Investment Services Inc.|3189
EAE|ENTERGY ARKANSAS|IBKR|Interactive Brokers Llc|150
EAE|ENTERGY ARKANSAS|ICBX|INSTINET, LLC|100
EAE|ENTERGY ARKANSAS|INCA|INSTINET, LLC|540
EAE|ENTERGY ARKANSAS|ITGI|ITG Inc.|104
EAE|ENTERGY ARKANSAS|JANY|Janney Montgomery Scott Inc.|250
EAE|ENTERGY ARKANSAS|JSEB|JANE STREET EXECUTION SERVICES, LLC|272
EAE|ENTERGY ARKANSAS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|108
EAE|ENTERGY ARKANSAS|MACC|Mid Atlantic Capital Corporation|300
EAE|ENTERGY ARKANSAS|MSCO|MORGAN STANLEY & CO. LLC|1482
EAE|ENTERGY ARKANSAS|NFSC|National Financial Services LLC|1299
EAE|ENTERGY ARKANSAS|NITE|VIRTU Americas LLC|6222
EAE|ENTERGY ARKANSAS|NQRB|Brut, LLC|100
EAE|ENTERGY ARKANSAS|NTRC|Northern Trust Securities, Inc.|1600
EAE|ENTERGY ARKANSAS|PDQM|CODA MARKETS, INC.|4
EAE|ENTERGY ARKANSAS|PWJC|UBS Financial Services, Inc.|8
EAE|ENTERGY ARKANSAS|RBCM|RBC CAPITAL MARKETS, LLC|975
EAE|ENTERGY ARKANSAS|SPDR|SPEEDROUTE LLC|25
EAE|ENTERGY ARKANSAS|STFL|Stifel, Nicolaus & Company, Incorporated|314
EAE|ENTERGY ARKANSAS|SWIM|TD Ameritrade, Inc.|3302
EAE|ENTERGY ARKANSAS|SWST|Hilltop Securities Inc.|3
EAE|ENTERGY ARKANSAS|UBSA|UBS SECURITIES LLC|1023
EAE|ENTERGY ARKANSAS|UBSS|UBS Securities LLC|8005
EAE|ENTERGY ARKANSAS|VGRD|Vanguard Marketing Corporation|85
EAE|ENTERGY ARKANSAS|WCHV|WELLS FARGO SECURITIES, LLC|8399
EAE|ENTERGY ARKANSAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|473
EAF|GRAFTECH INTL LTD|ALTX|Alternet Securities Inc.|47685
EAF|GRAFTECH INTL LTD|APCC|Apex Clearing Corporation|5933
EAF|GRAFTECH INTL LTD|BARD|Robert W. Baird & Co. Incorporated|54
EAF|GRAFTECH INTL LTD|BATM|CBOE TRADING, INC.|11595
EAF|GRAFTECH INTL LTD|BAYC|BAY CREST PARTNERS, LLC|3750
EAF|GRAFTECH INTL LTD|BAYT|BTIG, LLC|48209
EAF|GRAFTECH INTL LTD|BBNT|BB&T SECURITIES, LLC|2333
EAF|GRAFTECH INTL LTD|BERN|Sanford C. Bernstein & Co., LLC|52367
EAF|GRAFTECH INTL LTD|BIDS|BIDS TRADING L.P.|29400
EAF|GRAFTECH INTL LTD|BIMI|Banca IMI Securities Corp.|300
EAF|GRAFTECH INTL LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|125
EAF|GRAFTECH INTL LTD|BLKX|INSTINET, LLC|147190
EAF|GRAFTECH INTL LTD|BMOC|BMO Capital Markets Corp.|178098
EAF|GRAFTECH INTL LTD|BNPX|BNP PARIBAS SECURITIES CORP.|485
EAF|GRAFTECH INTL LTD|BTIG|BTIG, LLC|50555
EAF|GRAFTECH INTL LTD|BYXM|CBOE TRADING, INC.|3360
EAF|GRAFTECH INTL LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|86254
EAF|GRAFTECH INTL LTD|CHAS|Charles Schwab & Co., Inc.|6636
EAF|GRAFTECH INTL LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|147497
EAF|GRAFTECH INTL LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|134502
EAF|GRAFTECH INTL LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|626388
EAF|GRAFTECH INTL LTD|CTDL|Citadel Derivatives Group Llc|23963
EAF|GRAFTECH INTL LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|97462
EAF|GRAFTECH INTL LTD|DBAB|Deutsche Bank Securities Inc.|66033
EAF|GRAFTECH INTL LTD|DBAX|Deutsche Bank Securities Inc.|305500
EAF|GRAFTECH INTL LTD|DEAN|MORGAN STANLEY|981
EAF|GRAFTECH INTL LTD|DEGS|RONIN PROFESSIONAL LLC|5829
EAF|GRAFTECH INTL LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10600
EAF|GRAFTECH INTL LTD|DRWK|DRW SECURITIES, L.L.C.|647
EAF|GRAFTECH INTL LTD|EBXL|EBX LLC|235600
EAF|GRAFTECH INTL LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|8244
EAF|GRAFTECH INTL LTD|EDJO|Edward D. Jones & Co., L.P.|445
EAF|GRAFTECH INTL LTD|EGAM|CBOE TRADING, INC.|112345
EAF|GRAFTECH INTL LTD|EGAW|CBOE TRADING, INC.|1100
EAF|GRAFTECH INTL LTD|EGMT|EG MARKET TECHNOLOGIES LLC|700
EAF|GRAFTECH INTL LTD|EGXM|CBOE TRADING, INC.|9665
EAF|GRAFTECH INTL LTD|EGXW|CBOE TRADING, INC.|100
EAF|GRAFTECH INTL LTD|ETBE|Electronic Transaction Clearing, Inc.|2559
EAF|GRAFTECH INTL LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3200
EAF|GRAFTECH INTL LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6473
EAF|GRAFTECH INTL LTD|ETRS|E*Trade Securities LLC|63335
EAF|GRAFTECH INTL LTD|FILL|Tradestation Securities, Inc.|20019
EAF|GRAFTECH INTL LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3697
EAF|GRAFTECH INTL LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|182639
EAF|GRAFTECH INTL LTD|FTBR|Foliofn Investments, Inc.|60
EAF|GRAFTECH INTL LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|1592
EAF|GRAFTECH INTL LTD|GLIS|TD Securities Inc|652
EAF|GRAFTECH INTL LTD|GLPX|ACS EXECUTION SERVICES, LLC|246689
EAF|GRAFTECH INTL LTD|GSCO|GOLDMAN SACHS & CO. LLC|877342
EAF|GRAFTECH INTL LTD|GSCS|GOLDMAN SACHS & CO. LLC|22362
EAF|GRAFTECH INTL LTD|GSLT|GOLDMAN SACHS & CO. LLC|9317
EAF|GRAFTECH INTL LTD|GTSZ|GTS SECURITIES LLC|53438
EAF|GRAFTECH INTL LTD|HRBF|American Enterprise Investment Services Inc.|54
EAF|GRAFTECH INTL LTD|IATS|INTERACTIVE BROKERS LLC|16638
EAF|GRAFTECH INTL LTD|IBKR|Interactive Brokers Llc|90885
EAF|GRAFTECH INTL LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
EAF|GRAFTECH INTL LTD|ICBX|INSTINET, LLC|59315
EAF|GRAFTECH INTL LTD|INCA|INSTINET, LLC|318478
EAF|GRAFTECH INTL LTD|INJX|INSTINET, LLC|498
EAF|GRAFTECH INTL LTD|ITGI|ITG Inc.|127089
EAF|GRAFTECH INTL LTD|ITGP|ITG INC.|326000
EAF|GRAFTECH INTL LTD|JANY|Janney Montgomery Scott Inc.|2700
EAF|GRAFTECH INTL LTD|JEFF|JEFFERIES LLC|229771
EAF|GRAFTECH INTL LTD|JMPT|JUMP TRADING, LLC|41784
EAF|GRAFTECH INTL LTD|JPBX|J.P. MORGAN SECURITIES LLC|56310
EAF|GRAFTECH INTL LTD|JPMX|J.P. Morgan Securities LLC|838048
EAF|GRAFTECH INTL LTD|JSJX|JANE STREET CAPITAL LLC|18621
EAF|GRAFTECH INTL LTD|KCGM|VIRTU Americas LLC|99622
EAF|GRAFTECH INTL LTD|KEYB|KEYBANC CAPITAL MARKETS INC.|21701
EAF|GRAFTECH INTL LTD|LEHM|Barclays Capital Inc./Le|732899
EAF|GRAFTECH INTL LTD|LIME|Lime Brokerage LLC|21185
EAF|GRAFTECH INTL LTD|LQNA|LIQUIDNET, INC.|336600
EAF|GRAFTECH INTL LTD|LQNB|LIQUIDNET, INC.|2200
EAF|GRAFTECH INTL LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
EAF|GRAFTECH INTL LTD|MACQ|Macquarie Capital (USA) Inc.|2936
EAF|GRAFTECH INTL LTD|MCMF|Raymond James Ltd. Cds|800
EAF|GRAFTECH INTL LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154106
EAF|GRAFTECH INTL LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
EAF|GRAFTECH INTL LTD|MOTF|MOTIF INVESTING, INC.|24
EAF|GRAFTECH INTL LTD|MSCO|MORGAN STANLEY & CO. LLC|2523994
EAF|GRAFTECH INTL LTD|MSPL|MORGAN STANLEY & CO. LLC|186800
EAF|GRAFTECH INTL LTD|MSTX|MORGAN STANLEY & CO. LLC|211100
EAF|GRAFTECH INTL LTD|NEUB|NEUBERGER BERMAN BD LLC|6039
EAF|GRAFTECH INTL LTD|NFSC|National Financial Services LLC|101460
EAF|GRAFTECH INTL LTD|NITE|VIRTU Americas LLC|416558
EAF|GRAFTECH INTL LTD|NITP|VIRTU Americas LLC|1300
EAF|GRAFTECH INTL LTD|NQRB|Brut, LLC|24054
EAF|GRAFTECH INTL LTD|NTBF|BMO Nesbitt Burns Inc./CDS|3975
EAF|GRAFTECH INTL LTD|OPCO|Oppenheimer & Co. Inc.|600
EAF|GRAFTECH INTL LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2397
EAF|GRAFTECH INTL LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1750
EAF|GRAFTECH INTL LTD|PDQM|CODA MARKETS, INC.|550266
EAF|GRAFTECH INTL LTD|PIPR|Piper Jaffray & Co.|343
EAF|GRAFTECH INTL LTD|PWJC|UBS Financial Services, Inc.|1100
EAF|GRAFTECH INTL LTD|QMSR|QUATTRO M SECURITIES INC.|23734
EAF|GRAFTECH INTL LTD|RBCM|RBC CAPITAL MARKETS, LLC|9989
EAF|GRAFTECH INTL LTD|RHCO|Suntrust Robinson Humphrey, Inc.|5498
EAF|GRAFTECH INTL LTD|RJLC|RJL CAPITAL GROUP, LLC|200
EAF|GRAFTECH INTL LTD|SAGC|SAGETRADER, LLC|200
EAF|GRAFTECH INTL LTD|SAGL|SAGETRADER, LLC|4200
EAF|GRAFTECH INTL LTD|SBSH|Citigroup Global Markets Inc.|61219
EAF|GRAFTECH INTL LTD|SGMT|GOLDMAN SACHS & CO. LLC|146090
EAF|GRAFTECH INTL LTD|SPDR|SPEEDROUTE LLC|57860
EAF|GRAFTECH INTL LTD|SPHN|Stephens Inc.|200
EAF|GRAFTECH INTL LTD|STFL|Stifel, Nicolaus & Company, Incorporated|30577
EAF|GRAFTECH INTL LTD|SWIM|TD Ameritrade, Inc.|92171
EAF|GRAFTECH INTL LTD|TRBT|Tradebot Systems, Inc.|254162
EAF|GRAFTECH INTL LTD|TRCM|TRC MARKETS LLC|21641
EAF|GRAFTECH INTL LTD|TWTT|TASTYWORKS, INC.|250
EAF|GRAFTECH INTL LTD|UBSA|UBS SECURITIES LLC|937505
EAF|GRAFTECH INTL LTD|UBSS|UBS Securities LLC|805259
EAF|GRAFTECH INTL LTD|VALX|VIRTU AMERICAS LLC|5919
EAF|GRAFTECH INTL LTD|VGRD|Vanguard Marketing Corporation|31367
EAF|GRAFTECH INTL LTD|VNDM|Wall Street Access|8775
EAF|GRAFTECH INTL LTD|WBLR|WILLIAM BLAIR|321
EAF|GRAFTECH INTL LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|355
EAF|GRAFTECH INTL LTD|WCHV|WELLS FARGO SECURITIES, LLC|30408
EAF|GRAFTECH INTL LTD|WEED|Weeden & Co.L.P.|4419
EAF|GRAFTECH INTL LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23815
EAF|GRAFTECH INTL LTD|WGIF|CIBC World Markets Inc.|2350
EAF|GRAFTECH INTL LTD|WSEA|WOLVERINE SECURITIES, LLC|3502
EAF|GRAFTECH INTL LTD|XIST|INSTINET, LLC|10000
EAF|GRAFTECH INTL LTD|XPQR|Jump Trading|2740
EAF|GRAFTECH INTL LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|34530
EAF|GRAFTECH INTL LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|18717
EAGL|PLATINUM EGL ORD A|BATM|CBOE TRADING, INC.|1300
EAGL|PLATINUM EGL ORD A|BTIG|BTIG, LLC|41590
EAGL|PLATINUM EGL ORD A|ETRS|E*Trade Securities LLC|420
EAGL|PLATINUM EGL ORD A|FBCO|Credit Suisse Securities (USA) LLC|44944
EAGL|PLATINUM EGL ORD A|FOMA|TD AMERITRADE CLEARING, INC.|100
EAGL|PLATINUM EGL ORD A|KCGM|VIRTU Americas LLC|200
EAGL|PLATINUM EGL ORD A|LIME|Lime Brokerage LLC|2778
EAGL|PLATINUM EGL ORD A|MITR|GMP SECURITIES, LLC|2000
EAGL|PLATINUM EGL ORD A|MSCO|MORGAN STANLEY & CO. LLC|59
EAGL|PLATINUM EGL ORD A|NFSC|National Financial Services LLC|10
EAGL|PLATINUM EGL ORD A|NITE|VIRTU Americas LLC|200
EAGL|PLATINUM EGL ORD A|SGMT|GOLDMAN SACHS & CO. LLC|500
EAGL|PLATINUM EGL ORD A|UBSA|UBS SECURITIES LLC|600
EAGL|PLATINUM EGL ORD A|UBSS|UBS Securities LLC|200105
EAGL|PLATINUM EGL ORD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1000
EAGLU|PLATINUM EAGLE AQ UT|BATM|CBOE TRADING, INC.|100
EAGLU|PLATINUM EAGLE AQ UT|CANT|Cantor Fitzgerald & Co.|48
EAGLU|PLATINUM EAGLE AQ UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
EAGLU|PLATINUM EAGLE AQ UT|DBAB|Deutsche Bank Securities Inc.|930486
EAGLU|PLATINUM EAGLE AQ UT|DBAX|Deutsche Bank Securities Inc.|100
EAGLU|PLATINUM EAGLE AQ UT|ECUT|CONVERGEX EXECUTION SOLUTIONS|5000
EAGLU|PLATINUM EAGLE AQ UT|ETRS|E*Trade Securities LLC|3196
EAGLU|PLATINUM EAGLE AQ UT|FBCO|Credit Suisse Securities (USA) LLC|1165
EAGLU|PLATINUM EAGLE AQ UT|FOMA|TD AMERITRADE CLEARING, INC.|552
EAGLU|PLATINUM EAGLE AQ UT|GSCO|GOLDMAN SACHS & CO. LLC|1060
EAGLU|PLATINUM EAGLE AQ UT|GSLT|GOLDMAN SACHS & CO. LLC|497
EAGLU|PLATINUM EAGLE AQ UT|GTSZ|GTS SECURITIES LLC|500
EAGLU|PLATINUM EAGLE AQ UT|IBKR|Interactive Brokers Llc|3648
EAGLU|PLATINUM EAGLE AQ UT|INCA|INSTINET, LLC|31841
EAGLU|PLATINUM EAGLE AQ UT|ITGI|ITG Inc.|900
EAGLU|PLATINUM EAGLE AQ UT|JPMX|J.P. Morgan Securities LLC|1064
EAGLU|PLATINUM EAGLE AQ UT|LIME|Lime Brokerage LLC|2307
EAGLU|PLATINUM EAGLE AQ UT|MITR|GMP SECURITIES, LLC|24900
EAGLU|PLATINUM EAGLE AQ UT|MSCO|MORGAN STANLEY & CO. LLC|6127
EAGLU|PLATINUM EAGLE AQ UT|MSPL|MORGAN STANLEY & CO. LLC|200
EAGLU|PLATINUM EAGLE AQ UT|NFSC|National Financial Services LLC|5
EAGLU|PLATINUM EAGLE AQ UT|NITE|VIRTU Americas LLC|17565
EAGLU|PLATINUM EAGLE AQ UT|RBCM|RBC CAPITAL MARKETS, LLC|50
EAGLU|PLATINUM EAGLE AQ UT|SPDR|SPEEDROUTE LLC|100
EAGLU|PLATINUM EAGLE AQ UT|TDSI|TD Securities (USA) LLC|15000
EAGLU|PLATINUM EAGLE AQ UT|TRCM|TRC MARKETS LLC|450
EAGLU|PLATINUM EAGLE AQ UT|UBSS|UBS Securities LLC|200
EAGLU|PLATINUM EAGLE AQ UT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1020
EAGLW|PLATINUM EAGLE AQ WT|BTIG|BTIG, LLC|22200
EAGLW|PLATINUM EAGLE AQ WT|FBCO|Credit Suisse Securities (USA) LLC|7900
EAGLW|PLATINUM EAGLE AQ WT|GSLT|GOLDMAN SACHS & CO. LLC|500
EAGLW|PLATINUM EAGLE AQ WT|IBKR|Interactive Brokers Llc|500
EAGLW|PLATINUM EAGLE AQ WT|LIME|Lime Brokerage LLC|200
EAGLW|PLATINUM EAGLE AQ WT|MITR|GMP SECURITIES, LLC|8300
EAGLW|PLATINUM EAGLE AQ WT|MSCO|MORGAN STANLEY & CO. LLC|8100
EAGLW|PLATINUM EAGLE AQ WT|NITE|VIRTU Americas LLC|300
EAI|ENTERGY ARK 4.875 BD|ALTX|Alternet Securities Inc.|200
EAI|ENTERGY ARK 4.875 BD|APCC|Apex Clearing Corporation|13
EAI|ENTERGY ARK 4.875 BD|BARD|Robert W. Baird & Co. Incorporated|3755
EAI|ENTERGY ARK 4.875 BD|BATM|CBOE TRADING, INC.|420
EAI|ENTERGY ARK 4.875 BD|BBNT|BB&T SECURITIES, LLC|6
EAI|ENTERGY ARK 4.875 BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1006
EAI|ENTERGY ARK 4.875 BD|BYXM|CBOE TRADING, INC.|100
EAI|ENTERGY ARK 4.875 BD|CANT|Cantor Fitzgerald & Co.|56639
EAI|ENTERGY ARK 4.875 BD|CHAS|Charles Schwab & Co., Inc.|1626
EAI|ENTERGY ARK 4.875 BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|461
EAI|ENTERGY ARK 4.875 BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5326
EAI|ENTERGY ARK 4.875 BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
EAI|ENTERGY ARK 4.875 BD|DBAX|Deutsche Bank Securities Inc.|2800
EAI|ENTERGY ARK 4.875 BD|DEAN|MORGAN STANLEY|10531
EAI|ENTERGY ARK 4.875 BD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2741
EAI|ENTERGY ARK 4.875 BD|EBXL|EBX LLC|2400
EAI|ENTERGY ARK 4.875 BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1727
EAI|ENTERGY ARK 4.875 BD|EDJO|Edward D. Jones & Co., L.P.|4012
EAI|ENTERGY ARK 4.875 BD|EGAM|CBOE TRADING, INC.|100
EAI|ENTERGY ARK 4.875 BD|EGXM|CBOE TRADING, INC.|138
EAI|ENTERGY ARK 4.875 BD|ETRS|E*Trade Securities LLC|488
EAI|ENTERGY ARK 4.875 BD|FBSB|U.S. Bancorp Investments, Inc.|400
EAI|ENTERGY ARK 4.875 BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|421
EAI|ENTERGY ARK 4.875 BD|GLPX|ACS EXECUTION SERVICES, LLC|1030
EAI|ENTERGY ARK 4.875 BD|GSCO|GOLDMAN SACHS & CO. LLC|6054
EAI|ENTERGY ARK 4.875 BD|GTSZ|GTS SECURITIES LLC|1453
EAI|ENTERGY ARK 4.875 BD|HRBF|American Enterprise Investment Services Inc.|4569
EAI|ENTERGY ARK 4.875 BD|IATS|INTERACTIVE BROKERS LLC|100
EAI|ENTERGY ARK 4.875 BD|IBKR|Interactive Brokers Llc|1033
EAI|ENTERGY ARK 4.875 BD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|379
EAI|ENTERGY ARK 4.875 BD|ICBX|INSTINET, LLC|800
EAI|ENTERGY ARK 4.875 BD|INCA|INSTINET, LLC|1925
EAI|ENTERGY ARK 4.875 BD|ITGI|ITG Inc.|523
EAI|ENTERGY ARK 4.875 BD|ITGP|ITG INC.|400
EAI|ENTERGY ARK 4.875 BD|JANY|Janney Montgomery Scott Inc.|1898
EAI|ENTERGY ARK 4.875 BD|JPMX|J.P. Morgan Securities LLC|400
EAI|ENTERGY ARK 4.875 BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|912
EAI|ENTERGY ARK 4.875 BD|KCGM|VIRTU Americas LLC|561
EAI|ENTERGY ARK 4.875 BD|LEHM|Barclays Capital Inc./Le|1400
EAI|ENTERGY ARK 4.875 BD|LIME|Lime Brokerage LLC|701
EAI|ENTERGY ARK 4.875 BD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EAI|ENTERGY ARK 4.875 BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
EAI|ENTERGY ARK 4.875 BD|MSCO|MORGAN STANLEY & CO. LLC|9037
EAI|ENTERGY ARK 4.875 BD|MSPL|MORGAN STANLEY & CO. LLC|2300
EAI|ENTERGY ARK 4.875 BD|NFSC|National Financial Services LLC|3330
EAI|ENTERGY ARK 4.875 BD|NITE|VIRTU Americas LLC|59215
EAI|ENTERGY ARK 4.875 BD|NQRB|Brut, LLC|700
EAI|ENTERGY ARK 4.875 BD|NTRC|Northern Trust Securities, Inc.|1000
EAI|ENTERGY ARK 4.875 BD|OTAA|OTA LLC|300
EAI|ENTERGY ARK 4.875 BD|PDQM|CODA MARKETS, INC.|2130
EAI|ENTERGY ARK 4.875 BD|PWJC|UBS Financial Services, Inc.|116
EAI|ENTERGY ARK 4.875 BD|RBCM|RBC CAPITAL MARKETS, LLC|30365
EAI|ENTERGY ARK 4.875 BD|SALI|INTL FCSTONE FINANCIAL INC.|1
EAI|ENTERGY ARK 4.875 BD|SBRX|MURIEL SIEBERT & CO INC|200
EAI|ENTERGY ARK 4.875 BD|SBSH|Citigroup Global Markets Inc.|1560
EAI|ENTERGY ARK 4.875 BD|SGMT|GOLDMAN SACHS & CO. LLC|3567
EAI|ENTERGY ARK 4.875 BD|SPDR|SPEEDROUTE LLC|600
EAI|ENTERGY ARK 4.875 BD|STFL|Stifel, Nicolaus & Company, Incorporated|668
EAI|ENTERGY ARK 4.875 BD|SWIM|TD Ameritrade, Inc.|417
EAI|ENTERGY ARK 4.875 BD|TRBT|Tradebot Systems, Inc.|1452
EAI|ENTERGY ARK 4.875 BD|TRCM|TRC MARKETS LLC|200
EAI|ENTERGY ARK 4.875 BD|UBSA|UBS SECURITIES LLC|5285
EAI|ENTERGY ARK 4.875 BD|UBSS|UBS Securities LLC|23212
EAI|ENTERGY ARK 4.875 BD|VGRD|Vanguard Marketing Corporation|2065
EAI|ENTERGY ARK 4.875 BD|WCHV|WELLS FARGO SECURITIES, LLC|20896
EAI|ENTERGY ARK 4.875 BD|WEDB|WEDBUSH SECURITIES INC.|132
EAI|ENTERGY ARK 4.875 BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|277
EAI|ENTERGY ARK 4.875 BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
EAI|ENTERGY ARK 4.875 BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|285
EARN|ELLINGTON RESIDENTIA|ALTX|Alternet Securities Inc.|700
EARN|ELLINGTON RESIDENTIA|APCC|Apex Clearing Corporation|157
EARN|ELLINGTON RESIDENTIA|BATM|CBOE TRADING, INC.|200
EARN|ELLINGTON RESIDENTIA|BAYC|BAY CREST PARTNERS, LLC|520
EARN|ELLINGTON RESIDENTIA|BERN|Sanford C. Bernstein & Co., LLC|1401
EARN|ELLINGTON RESIDENTIA|BNPX|BNP PARIBAS SECURITIES CORP.|402
EARN|ELLINGTON RESIDENTIA|BYXM|CBOE TRADING, INC.|110
EARN|ELLINGTON RESIDENTIA|BZYD|GOLDMAN SACHS & CO. LLC|262
EARN|ELLINGTON RESIDENTIA|CHAS|Charles Schwab & Co., Inc.|2
EARN|ELLINGTON RESIDENTIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5942
EARN|ELLINGTON RESIDENTIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
EARN|ELLINGTON RESIDENTIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34902
EARN|ELLINGTON RESIDENTIA|CTDL|Citadel Derivatives Group Llc|1438
EARN|ELLINGTON RESIDENTIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2858
EARN|ELLINGTON RESIDENTIA|DBAB|Deutsche Bank Securities Inc.|19658
EARN|ELLINGTON RESIDENTIA|DBAX|Deutsche Bank Securities Inc.|9800
EARN|ELLINGTON RESIDENTIA|DEAN|MORGAN STANLEY|5311
EARN|ELLINGTON RESIDENTIA|DEGS|RONIN PROFESSIONAL LLC|200
EARN|ELLINGTON RESIDENTIA|EBXL|EBX LLC|21800
EARN|ELLINGTON RESIDENTIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|97
EARN|ELLINGTON RESIDENTIA|EDJO|Edward D. Jones & Co., L.P.|300
EARN|ELLINGTON RESIDENTIA|EGAM|CBOE TRADING, INC.|800
EARN|ELLINGTON RESIDENTIA|EGMT|EG MARKET TECHNOLOGIES LLC|100
EARN|ELLINGTON RESIDENTIA|EGXM|CBOE TRADING, INC.|525
EARN|ELLINGTON RESIDENTIA|ETBE|Electronic Transaction Clearing, Inc.|2218
EARN|ELLINGTON RESIDENTIA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
EARN|ELLINGTON RESIDENTIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1710
EARN|ELLINGTON RESIDENTIA|ETRS|E*Trade Securities LLC|51208
EARN|ELLINGTON RESIDENTIA|FINX|FINTECH SECURITIES|2000
EARN|ELLINGTON RESIDENTIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17848
EARN|ELLINGTON RESIDENTIA|FTBR|Foliofn Investments, Inc.|4157
EARN|ELLINGTON RESIDENTIA|GLIS|TD Securities Inc|100
EARN|ELLINGTON RESIDENTIA|GLPX|ACS EXECUTION SERVICES, LLC|200
EARN|ELLINGTON RESIDENTIA|GSCO|GOLDMAN SACHS & CO. LLC|114526
EARN|ELLINGTON RESIDENTIA|GSLT|GOLDMAN SACHS & CO. LLC|100
EARN|ELLINGTON RESIDENTIA|GTSZ|GTS SECURITIES LLC|4146
EARN|ELLINGTON RESIDENTIA|HRBF|American Enterprise Investment Services Inc.|100
EARN|ELLINGTON RESIDENTIA|HSBC|HSBC Securities, Inc.|6600
EARN|ELLINGTON RESIDENTIA|IATS|INTERACTIVE BROKERS LLC|1932
EARN|ELLINGTON RESIDENTIA|IBKR|Interactive Brokers Llc|5646
EARN|ELLINGTON RESIDENTIA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|227
EARN|ELLINGTON RESIDENTIA|ICBX|INSTINET, LLC|10700
EARN|ELLINGTON RESIDENTIA|IEQY|CITADEL SECURITIES LLC|3250
EARN|ELLINGTON RESIDENTIA|INCA|INSTINET, LLC|14746
EARN|ELLINGTON RESIDENTIA|INJX|INSTINET, LLC|100
EARN|ELLINGTON RESIDENTIA|ITGI|ITG Inc.|10410
EARN|ELLINGTON RESIDENTIA|ITGP|ITG INC.|66600
EARN|ELLINGTON RESIDENTIA|JEFF|JEFFERIES LLC|4118
EARN|ELLINGTON RESIDENTIA|JMPT|JUMP TRADING, LLC|2946
EARN|ELLINGTON RESIDENTIA|JPBX|J.P. MORGAN SECURITIES LLC|9774
EARN|ELLINGTON RESIDENTIA|JPMX|J.P. Morgan Securities LLC|27018
EARN|ELLINGTON RESIDENTIA|JSJX|JANE STREET CAPITAL LLC|1224
EARN|ELLINGTON RESIDENTIA|KCGM|VIRTU Americas LLC|3288
EARN|ELLINGTON RESIDENTIA|LEHM|Barclays Capital Inc./Le|31812
EARN|ELLINGTON RESIDENTIA|LIME|Lime Brokerage LLC|6060
EARN|ELLINGTON RESIDENTIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
EARN|ELLINGTON RESIDENTIA|MSCO|MORGAN STANLEY & CO. LLC|69749
EARN|ELLINGTON RESIDENTIA|MSPL|MORGAN STANLEY & CO. LLC|13300
EARN|ELLINGTON RESIDENTIA|MSTX|MORGAN STANLEY & CO. LLC|32300
EARN|ELLINGTON RESIDENTIA|NFSC|National Financial Services LLC|129221
EARN|ELLINGTON RESIDENTIA|NITE|VIRTU Americas LLC|176778
EARN|ELLINGTON RESIDENTIA|NQRB|Brut, LLC|400
EARN|ELLINGTON RESIDENTIA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
EARN|ELLINGTON RESIDENTIA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|860
EARN|ELLINGTON RESIDENTIA|PDQM|CODA MARKETS, INC.|380
EARN|ELLINGTON RESIDENTIA|PNSR|Penserra Securities, LLC|6367
EARN|ELLINGTON RESIDENTIA|PWJC|UBS Financial Services, Inc.|4500
EARN|ELLINGTON RESIDENTIA|RBCM|RBC CAPITAL MARKETS, LLC|6000
EARN|ELLINGTON RESIDENTIA|SBSH|Citigroup Global Markets Inc.|19793
EARN|ELLINGTON RESIDENTIA|SGMT|GOLDMAN SACHS & CO. LLC|9209
EARN|ELLINGTON RESIDENTIA|SPDR|SPEEDROUTE LLC|6800
EARN|ELLINGTON RESIDENTIA|STFL|Stifel, Nicolaus & Company, Incorporated|25471
EARN|ELLINGTON RESIDENTIA|SWIM|TD Ameritrade, Inc.|11227
EARN|ELLINGTON RESIDENTIA|TKNG|ALLY INVEST SECURITIES LLC|3927
EARN|ELLINGTON RESIDENTIA|TMBR|Timber Hill LLC|8
EARN|ELLINGTON RESIDENTIA|TRBT|Tradebot Systems, Inc.|9451
EARN|ELLINGTON RESIDENTIA|TRCM|TRC MARKETS LLC|3130
EARN|ELLINGTON RESIDENTIA|TWTT|TASTYWORKS, INC.|900
EARN|ELLINGTON RESIDENTIA|UBSA|UBS SECURITIES LLC|77028
EARN|ELLINGTON RESIDENTIA|UBSS|UBS Securities LLC|93080
EARN|ELLINGTON RESIDENTIA|VALX|VIRTU AMERICAS LLC|1160
EARN|ELLINGTON RESIDENTIA|VGRD|Vanguard Marketing Corporation|5526
EARN|ELLINGTON RESIDENTIA|WCHV|WELLS FARGO SECURITIES, LLC|13816
EARN|ELLINGTON RESIDENTIA|WDNX|WEEDEN & CO.L.P.|2004
EARN|ELLINGTON RESIDENTIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|304
EARN|ELLINGTON RESIDENTIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32614
EARN|ELLINGTON RESIDENTIA|WSEA|WOLVERINE SECURITIES, LLC|17
EARN|ELLINGTON RESIDENTIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
EARN|ELLINGTON RESIDENTIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3150
EARS|AURIS MEDICAL CMN|APCC|Apex Clearing Corporation|13909
EARS|AURIS MEDICAL CMN|BATM|CBOE TRADING, INC.|1062
EARS|AURIS MEDICAL CMN|BAYT|BTIG, LLC|2020
EARS|AURIS MEDICAL CMN|BBNT|BB&T SECURITIES, LLC|1053
EARS|AURIS MEDICAL CMN|BIMI|Banca IMI Securities Corp.|20876
EARS|AURIS MEDICAL CMN|CHAS|Charles Schwab & Co., Inc.|1466
EARS|AURIS MEDICAL CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1837
EARS|AURIS MEDICAL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9000
EARS|AURIS MEDICAL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
EARS|AURIS MEDICAL CMN|DBAB|Deutsche Bank Securities Inc.|16100
EARS|AURIS MEDICAL CMN|DBAX|Deutsche Bank Securities Inc.|500
EARS|AURIS MEDICAL CMN|DEGS|RONIN PROFESSIONAL LLC|19749
EARS|AURIS MEDICAL CMN|EBXL|EBX LLC|3800
EARS|AURIS MEDICAL CMN|EDJO|Edward D. Jones & Co., L.P.|50
EARS|AURIS MEDICAL CMN|EGAM|CBOE TRADING, INC.|800
EARS|AURIS MEDICAL CMN|EGXM|CBOE TRADING, INC.|4871
EARS|AURIS MEDICAL CMN|ETBE|Electronic Transaction Clearing, Inc.|1600
EARS|AURIS MEDICAL CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|386
EARS|AURIS MEDICAL CMN|ETRS|E*Trade Securities LLC|253231
EARS|AURIS MEDICAL CMN|FBCO|Credit Suisse Securities (USA) LLC|37600
EARS|AURIS MEDICAL CMN|FILL|Tradestation Securities, Inc.|21570
EARS|AURIS MEDICAL CMN|FMAF|NBCN Inc./ CDS|3587
EARS|AURIS MEDICAL CMN|FOMA|TD AMERITRADE CLEARING, INC.|334965
EARS|AURIS MEDICAL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25978
EARS|AURIS MEDICAL CMN|FTBR|Foliofn Investments, Inc.|40
EARS|AURIS MEDICAL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1812
EARS|AURIS MEDICAL CMN|GLPX|ACS EXECUTION SERVICES, LLC|440
EARS|AURIS MEDICAL CMN|GSCO|GOLDMAN SACHS & CO. LLC|3467
EARS|AURIS MEDICAL CMN|GSCS|GOLDMAN SACHS & CO. LLC|500
EARS|AURIS MEDICAL CMN|GSLT|GOLDMAN SACHS & CO. LLC|2182
EARS|AURIS MEDICAL CMN|HRBF|American Enterprise Investment Services Inc.|400
EARS|AURIS MEDICAL CMN|IATS|INTERACTIVE BROKERS LLC|14000
EARS|AURIS MEDICAL CMN|IBKR|Interactive Brokers Llc|197429
EARS|AURIS MEDICAL CMN|ICBX|INSTINET, LLC|3500
EARS|AURIS MEDICAL CMN|INCA|INSTINET, LLC|20122
EARS|AURIS MEDICAL CMN|INJX|INSTINET, LLC|34795
EARS|AURIS MEDICAL CMN|ITGI|ITG Inc.|2100
EARS|AURIS MEDICAL CMN|ITGP|ITG INC.|1000
EARS|AURIS MEDICAL CMN|JEFF|JEFFERIES LLC|800
EARS|AURIS MEDICAL CMN|JMPT|JUMP TRADING, LLC|508
EARS|AURIS MEDICAL CMN|JPMX|J.P. Morgan Securities LLC|1000
EARS|AURIS MEDICAL CMN|KCGM|VIRTU Americas LLC|6700
EARS|AURIS MEDICAL CMN|LEHM|Barclays Capital Inc./Le|23700
EARS|AURIS MEDICAL CMN|LIME|Lime Brokerage LLC|8780
EARS|AURIS MEDICAL CMN|LSCI|Lek Securities Corporation|110
EARS|AURIS MEDICAL CMN|MAXM|Maxim Group LLC|20
EARS|AURIS MEDICAL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
EARS|AURIS MEDICAL CMN|MOTF|MOTIF INVESTING, INC.|1
EARS|AURIS MEDICAL CMN|MSCO|MORGAN STANLEY & CO. LLC|74983
EARS|AURIS MEDICAL CMN|MSPL|MORGAN STANLEY & CO. LLC|8000
EARS|AURIS MEDICAL CMN|NFSC|National Financial Services LLC|196349
EARS|AURIS MEDICAL CMN|NITE|VIRTU Americas LLC|529432
EARS|AURIS MEDICAL CMN|OPCO|Oppenheimer & Co. Inc.|336
EARS|AURIS MEDICAL CMN|PDQM|CODA MARKETS, INC.|22649
EARS|AURIS MEDICAL CMN|SBSH|Citigroup Global Markets Inc.|3000
EARS|AURIS MEDICAL CMN|SGMT|GOLDMAN SACHS & CO. LLC|3594
EARS|AURIS MEDICAL CMN|SPDR|SPEEDROUTE LLC|1790
EARS|AURIS MEDICAL CMN|SWIM|TD Ameritrade, Inc.|143769
EARS|AURIS MEDICAL CMN|TKNG|ALLY INVEST SECURITIES LLC|5327
EARS|AURIS MEDICAL CMN|UBSA|UBS SECURITIES LLC|18547
EARS|AURIS MEDICAL CMN|UBSS|UBS Securities LLC|77316
EARS|AURIS MEDICAL CMN|VALX|VIRTU AMERICAS LLC|200
EARS|AURIS MEDICAL CMN|VGRD|Vanguard Marketing Corporation|7858
EARS|AURIS MEDICAL CMN|WCHV|WELLS FARGO SECURITIES, LLC|6040
EARS|AURIS MEDICAL CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2949
EARS|AURIS MEDICAL CMN|WGIF|CIBC World Markets Inc.|3593
EARS|AURIS MEDICAL CMN|WSEA|WOLVERINE SECURITIES, LLC|22472
EASI|AMPLIFY EASI TACTICA|BTIG|BTIG, LLC|9588
EASI|AMPLIFY EASI TACTICA|CHAS|Charles Schwab & Co., Inc.|1198
EASI|AMPLIFY EASI TACTICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18574
EASI|AMPLIFY EASI TACTICA|EBXL|EBX LLC|1000
EASI|AMPLIFY EASI TACTICA|ESPO|ESPOSITO SECURITIES, LLC|175000
EASI|AMPLIFY EASI TACTICA|ETRS|E*Trade Securities LLC|1550
EASI|AMPLIFY EASI TACTICA|FILL|Tradestation Securities, Inc.|3000
EASI|AMPLIFY EASI TACTICA|GLPX|ACS EXECUTION SERVICES, LLC|40
EASI|AMPLIFY EASI TACTICA|GSCS|GOLDMAN SACHS & CO. LLC|800
EASI|AMPLIFY EASI TACTICA|GSLT|GOLDMAN SACHS & CO. LLC|7429
EASI|AMPLIFY EASI TACTICA|IATS|INTERACTIVE BROKERS LLC|100
EASI|AMPLIFY EASI TACTICA|IBKR|Interactive Brokers Llc|382
EASI|AMPLIFY EASI TACTICA|ICBX|INSTINET, LLC|100
EASI|AMPLIFY EASI TACTICA|INCA|INSTINET, LLC|360
EASI|AMPLIFY EASI TACTICA|ITGI|ITG Inc.|300
EASI|AMPLIFY EASI TACTICA|JPMX|J.P. Morgan Securities LLC|4200
EASI|AMPLIFY EASI TACTICA|JSEB|JANE STREET EXECUTION SERVICES, LLC|90178
EASI|AMPLIFY EASI TACTICA|JSJX|JANE STREET CAPITAL LLC|11283
EASI|AMPLIFY EASI TACTICA|KCGM|VIRTU Americas LLC|9600
EASI|AMPLIFY EASI TACTICA|LEHM|Barclays Capital Inc./Le|1000
EASI|AMPLIFY EASI TACTICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20000
EASI|AMPLIFY EASI TACTICA|MSCO|MORGAN STANLEY & CO. LLC|15838
EASI|AMPLIFY EASI TACTICA|MSPL|MORGAN STANLEY & CO. LLC|100
EASI|AMPLIFY EASI TACTICA|NFSC|National Financial Services LLC|22238
EASI|AMPLIFY EASI TACTICA|NITE|VIRTU Americas LLC|140813
EASI|AMPLIFY EASI TACTICA|PDQM|CODA MARKETS, INC.|40
EASI|AMPLIFY EASI TACTICA|RBCM|RBC CAPITAL MARKETS, LLC|2000
EASI|AMPLIFY EASI TACTICA|SAGL|SAGETRADER, LLC|100
EASI|AMPLIFY EASI TACTICA|SGMT|GOLDMAN SACHS & CO. LLC|400
EASI|AMPLIFY EASI TACTICA|SWIM|TD Ameritrade, Inc.|2350
EASI|AMPLIFY EASI TACTICA|UBSA|UBS SECURITIES LLC|17278
EASI|AMPLIFY EASI TACTICA|UBSS|UBS Securities LLC|23254
EASI|AMPLIFY EASI TACTICA|VGRD|Vanguard Marketing Corporation|440
EASI|AMPLIFY EASI TACTICA|WCHV|WELLS FARGO SECURITIES, LLC|397
EASI|AMPLIFY EASI TACTICA|WEDB|WEDBUSH SECURITIES INC.|500
EASI|AMPLIFY EASI TACTICA|WSEA|WOLVERINE SECURITIES, LLC|150
EAST|EASTSIDE DISTILL CM|ALTX|Alternet Securities Inc.|388
EAST|EASTSIDE DISTILL CM|APCC|Apex Clearing Corporation|116
EAST|EASTSIDE DISTILL CM|BATM|CBOE TRADING, INC.|299
EAST|EASTSIDE DISTILL CM|CIST|Capital Institutional Services, Inc.|1966
EAST|EASTSIDE DISTILL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|863
EAST|EASTSIDE DISTILL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1996
EAST|EASTSIDE DISTILL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4443
EAST|EASTSIDE DISTILL CM|CTDL|Citadel Derivatives Group Llc|1430
EAST|EASTSIDE DISTILL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EAST|EASTSIDE DISTILL CM|DBAB|Deutsche Bank Securities Inc.|188
EAST|EASTSIDE DISTILL CM|DBAX|Deutsche Bank Securities Inc.|3800
EAST|EASTSIDE DISTILL CM|DEAN|MORGAN STANLEY|550
EAST|EASTSIDE DISTILL CM|DEGS|RONIN PROFESSIONAL LLC|2158
EAST|EASTSIDE DISTILL CM|EBXL|EBX LLC|1900
EAST|EASTSIDE DISTILL CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|775
EAST|EASTSIDE DISTILL CM|EGAM|CBOE TRADING, INC.|100
EAST|EASTSIDE DISTILL CM|ETRS|E*Trade Securities LLC|3465
EAST|EASTSIDE DISTILL CM|FBCO|Credit Suisse Securities (USA) LLC|4007
EAST|EASTSIDE DISTILL CM|FOMA|TD AMERITRADE CLEARING, INC.|54585
EAST|EASTSIDE DISTILL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1910
EAST|EASTSIDE DISTILL CM|FTBR|Foliofn Investments, Inc.|7
EAST|EASTSIDE DISTILL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|563
EAST|EASTSIDE DISTILL CM|GLPX|ACS EXECUTION SERVICES, LLC|1099
EAST|EASTSIDE DISTILL CM|GSCO|GOLDMAN SACHS & CO. LLC|4716
EAST|EASTSIDE DISTILL CM|GSLT|GOLDMAN SACHS & CO. LLC|8910
EAST|EASTSIDE DISTILL CM|GTSZ|GTS SECURITIES LLC|5848
EAST|EASTSIDE DISTILL CM|HASF|Haywood Securities Inc./CDS|1413
EAST|EASTSIDE DISTILL CM|IATS|INTERACTIVE BROKERS LLC|1100
EAST|EASTSIDE DISTILL CM|IBKR|Interactive Brokers Llc|24365
EAST|EASTSIDE DISTILL CM|ICBX|INSTINET, LLC|1100
EAST|EASTSIDE DISTILL CM|INCA|INSTINET, LLC|34669
EAST|EASTSIDE DISTILL CM|INJX|INSTINET, LLC|10000
EAST|EASTSIDE DISTILL CM|ITGI|ITG Inc.|690
EAST|EASTSIDE DISTILL CM|ITGP|ITG INC.|1000
EAST|EASTSIDE DISTILL CM|JPMX|J.P. Morgan Securities LLC|1800
EAST|EASTSIDE DISTILL CM|KCGM|VIRTU Americas LLC|1089
EAST|EASTSIDE DISTILL CM|LEHM|Barclays Capital Inc./Le|2475
EAST|EASTSIDE DISTILL CM|LIME|Lime Brokerage LLC|15638
EAST|EASTSIDE DISTILL CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
EAST|EASTSIDE DISTILL CM|MAXM|Maxim Group LLC|7000
EAST|EASTSIDE DISTILL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700
EAST|EASTSIDE DISTILL CM|MSCO|MORGAN STANLEY & CO. LLC|48959
EAST|EASTSIDE DISTILL CM|MSPL|MORGAN STANLEY & CO. LLC|2200
EAST|EASTSIDE DISTILL CM|NFSC|National Financial Services LLC|22387
EAST|EASTSIDE DISTILL CM|NITE|VIRTU Americas LLC|76396
EAST|EASTSIDE DISTILL CM|NQRB|Brut, LLC|2000
EAST|EASTSIDE DISTILL CM|PDQM|CODA MARKETS, INC.|3123
EAST|EASTSIDE DISTILL CM|PICT|Pictet Overseas Inc.|2000
EAST|EASTSIDE DISTILL CM|RBCM|RBC CAPITAL MARKETS, LLC|7492
EAST|EASTSIDE DISTILL CM|ROTH|Roth Capital Partners, LLC|46284
EAST|EASTSIDE DISTILL CM|SAGL|SAGETRADER, LLC|200
EAST|EASTSIDE DISTILL CM|SGMT|GOLDMAN SACHS & CO. LLC|750
EAST|EASTSIDE DISTILL CM|SPDR|SPEEDROUTE LLC|4500
EAST|EASTSIDE DISTILL CM|SWIM|TD Ameritrade, Inc.|9344
EAST|EASTSIDE DISTILL CM|TKNG|ALLY INVEST SECURITIES LLC|450
EAST|EASTSIDE DISTILL CM|TRCM|TRC MARKETS LLC|1700
EAST|EASTSIDE DISTILL CM|UBSA|UBS SECURITIES LLC|10906
EAST|EASTSIDE DISTILL CM|UBSS|UBS Securities LLC|23869
EAST|EASTSIDE DISTILL CM|VALX|VIRTU AMERICAS LLC|515
EAST|EASTSIDE DISTILL CM|VGRD|Vanguard Marketing Corporation|176
EAST|EASTSIDE DISTILL CM|WCHV|WELLS FARGO SECURITIES, LLC|488
EAST|EASTSIDE DISTILL CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|90
EAST|EASTSIDE DISTILL CM|WSEA|WOLVERINE SECURITIES, LLC|268
EAST|EASTSIDE DISTILL CM|YKNA|COMHAR CAPITAL MARKETS, LLC|300
EAST|EASTSIDE DISTILL CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|429
EASTW|EASTSIDE DISTILL WT|AGIS|Aegis Capital Corp.|19675
EASTW|EASTSIDE DISTILL WT|BATM|CBOE TRADING, INC.|400
EASTW|EASTSIDE DISTILL WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
EASTW|EASTSIDE DISTILL WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112
EASTW|EASTSIDE DISTILL WT|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
EASTW|EASTSIDE DISTILL WT|DBAB|Deutsche Bank Securities Inc.|31173
EASTW|EASTSIDE DISTILL WT|ETRS|E*Trade Securities LLC|1029
EASTW|EASTSIDE DISTILL WT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
EASTW|EASTSIDE DISTILL WT|GSLT|GOLDMAN SACHS & CO. LLC|4500
EASTW|EASTSIDE DISTILL WT|IBKR|Interactive Brokers Llc|8500
EASTW|EASTSIDE DISTILL WT|ICBX|INSTINET, LLC|100
EASTW|EASTSIDE DISTILL WT|INCA|INSTINET, LLC|200
EASTW|EASTSIDE DISTILL WT|ITGP|ITG INC.|600
EASTW|EASTSIDE DISTILL WT|JONE|JonesTrading|5300
EASTW|EASTSIDE DISTILL WT|LIME|Lime Brokerage LLC|202
EASTW|EASTSIDE DISTILL WT|MOTF|MOTIF INVESTING, INC.|4
EASTW|EASTSIDE DISTILL WT|MSCO|MORGAN STANLEY & CO. LLC|11515
EASTW|EASTSIDE DISTILL WT|NFSC|National Financial Services LLC|3399
EASTW|EASTSIDE DISTILL WT|NITE|VIRTU Americas LLC|16335
EASTW|EASTSIDE DISTILL WT|NQRB|Brut, LLC|100
EASTW|EASTSIDE DISTILL WT|ROTH|Roth Capital Partners, LLC|103500
EASTW|EASTSIDE DISTILL WT|SBSH|Citigroup Global Markets Inc.|500
EASTW|EASTSIDE DISTILL WT|SGMT|GOLDMAN SACHS & CO. LLC|300
EASTW|EASTSIDE DISTILL WT|UBSA|UBS SECURITIES LLC|950
EASTW|EASTSIDE DISTILL WT|UBSS|UBS Securities LLC|3093
EASTW|EASTSIDE DISTILL WT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
EAT|BRINKER INTL INC|ABLE|NATIXIS Securities Americas LLC|200000
EAT|BRINKER INTL INC|ADAM|CANACCORD GENUITY INC.|4700
EAT|BRINKER INTL INC|ALTX|Alternet Securities Inc.|12044
EAT|BRINKER INTL INC|ANOS|ABEL/NOSER, L.L.C.|464
EAT|BRINKER INTL INC|APCC|Apex Clearing Corporation|3297
EAT|BRINKER INTL INC|AQUA|AQUA SECURITIES L.P.|2500
EAT|BRINKER INTL INC|BANK|Primevest Financial Services, Inc.|2
EAT|BRINKER INTL INC|BARD|Robert W. Baird & Co. Incorporated|44004
EAT|BRINKER INTL INC|BATM|CBOE TRADING, INC.|5619
EAT|BRINKER INTL INC|BAYT|BTIG, LLC|13200
EAT|BRINKER INTL INC|BBNT|BB&T SECURITIES, LLC|92
EAT|BRINKER INTL INC|BERN|Sanford C. Bernstein & Co., LLC|35852
EAT|BRINKER INTL INC|BIDS|BIDS TRADING L.P.|16800
EAT|BRINKER INTL INC|BKCM|BNY Mellon Capital Markets LLC|8265
EAT|BRINKER INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5587
EAT|BRINKER INTL INC|BLKX|INSTINET, LLC|389825
EAT|BRINKER INTL INC|BMOC|BMO Capital Markets Corp.|50746
EAT|BRINKER INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|15291
EAT|BRINKER INTL INC|BRVL|BLAYLOCK VAN, LLC|200
EAT|BRINKER INTL INC|BTIG|BTIG, LLC|2862
EAT|BRINKER INTL INC|BYXM|CBOE TRADING, INC.|2678
EAT|BRINKER INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|850
EAT|BRINKER INTL INC|CANT|Cantor Fitzgerald & Co.|35
EAT|BRINKER INTL INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|39154
EAT|BRINKER INTL INC|CBRA|Cobra Trading, Inc.|1000
EAT|BRINKER INTL INC|CHAS|Charles Schwab & Co., Inc.|6
EAT|BRINKER INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|192722
EAT|BRINKER INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3423
EAT|BRINKER INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2533
EAT|BRINKER INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|529576
EAT|BRINKER INTL INC|CTDL|Citadel Derivatives Group Llc|3735
EAT|BRINKER INTL INC|CTLR|CUTLER GROUP, LP|1760
EAT|BRINKER INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|50824
EAT|BRINKER INTL INC|DADA|D.A. Davidson & Co.|15
EAT|BRINKER INTL INC|DBAB|Deutsche Bank Securities Inc.|329604
EAT|BRINKER INTL INC|DBAX|Deutsche Bank Securities Inc.|385300
EAT|BRINKER INTL INC|DBUL|Deutsche Bank Securities Inc.|8311
EAT|BRINKER INTL INC|DEAN|MORGAN STANLEY|4605
EAT|BRINKER INTL INC|DEGS|RONIN PROFESSIONAL LLC|176
EAT|BRINKER INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12336
EAT|BRINKER INTL INC|EBXL|EBX LLC|204500
EAT|BRINKER INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|44359
EAT|BRINKER INTL INC|EDJO|Edward D. Jones & Co., L.P.|930
EAT|BRINKER INTL INC|EGAM|CBOE TRADING, INC.|16796
EAT|BRINKER INTL INC|EGAW|CBOE TRADING, INC.|218
EAT|BRINKER INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|2310
EAT|BRINKER INTL INC|EGXM|CBOE TRADING, INC.|3851
EAT|BRINKER INTL INC|EGXW|CBOE TRADING, INC.|350
EAT|BRINKER INTL INC|ETBE|Electronic Transaction Clearing, Inc.|27782
EAT|BRINKER INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30858
EAT|BRINKER INTL INC|ETRS|E*Trade Securities LLC|27991
EAT|BRINKER INTL INC|FBSB|U.S. Bancorp Investments, Inc.|1
EAT|BRINKER INTL INC|FILL|Tradestation Securities, Inc.|2224
EAT|BRINKER INTL INC|FMAF|NBCN Inc./ CDS|1025
EAT|BRINKER INTL INC|FORD|Fordham Financial Management, Inc.|600
EAT|BRINKER INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14838
EAT|BRINKER INTL INC|FQLS|Quantlab Securities LP|375910
EAT|BRINKER INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|188869
EAT|BRINKER INTL INC|FTBR|Foliofn Investments, Inc.|1150
EAT|BRINKER INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
EAT|BRINKER INTL INC|GILG|Gilder Gagnon Howe & Co. LLC|239674
EAT|BRINKER INTL INC|GLIS|TD Securities Inc|1200
EAT|BRINKER INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|90225
EAT|BRINKER INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|1483069
EAT|BRINKER INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|4078
EAT|BRINKER INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|37747
EAT|BRINKER INTL INC|GTSZ|GTS SECURITIES LLC|54872
EAT|BRINKER INTL INC|HAPX|HAP Trading, LLC|751
EAT|BRINKER INTL INC|HRBF|American Enterprise Investment Services Inc.|15560
EAT|BRINKER INTL INC|IATS|INTERACTIVE BROKERS LLC|12082
EAT|BRINKER INTL INC|IBKR|Interactive Brokers Llc|17773
EAT|BRINKER INTL INC|ICBX|INSTINET, LLC|196447
EAT|BRINKER INTL INC|IEQY|CITADEL SECURITIES LLC|110526
EAT|BRINKER INTL INC|INCA|INSTINET, LLC|637655
EAT|BRINKER INTL INC|INJX|INSTINET, LLC|6643
EAT|BRINKER INTL INC|ITGI|ITG Inc.|167576
EAT|BRINKER INTL INC|ITGP|ITG INC.|359000
EAT|BRINKER INTL INC|JANY|Janney Montgomery Scott Inc.|165
EAT|BRINKER INTL INC|JEFF|JEFFERIES LLC|88706
EAT|BRINKER INTL INC|JMPT|JUMP TRADING, LLC|79427
EAT|BRINKER INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|146397
EAT|BRINKER INTL INC|JPMX|J.P. Morgan Securities LLC|884486
EAT|BRINKER INTL INC|JSJX|JANE STREET CAPITAL LLC|13080
EAT|BRINKER INTL INC|KCGM|VIRTU Americas LLC|86434
EAT|BRINKER INTL INC|LEHM|Barclays Capital Inc./Le|720394
EAT|BRINKER INTL INC|LIME|Lime Brokerage LLC|33845
EAT|BRINKER INTL INC|LOOP|Loop Capital Markets LLC|17917
EAT|BRINKER INTL INC|LQNA|LIQUIDNET, INC.|44100
EAT|BRINKER INTL INC|LSCI|Lek Securities Corporation|58
EAT|BRINKER INTL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5100
EAT|BRINKER INTL INC|MAXM|Maxim Group LLC|4800
EAT|BRINKER INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|152376
EAT|BRINKER INTL INC|MOTF|MOTIF INVESTING, INC.|18
EAT|BRINKER INTL INC|MSCO|MORGAN STANLEY & CO. LLC|1779800
EAT|BRINKER INTL INC|MSPL|MORGAN STANLEY & CO. LLC|560000
EAT|BRINKER INTL INC|MSTX|MORGAN STANLEY & CO. LLC|322400
EAT|BRINKER INTL INC|NATL|National Securities Corporation|100
EAT|BRINKER INTL INC|NEUB|NEUBERGER BERMAN BD LLC|201
EAT|BRINKER INTL INC|NFSC|National Financial Services LLC|96238
EAT|BRINKER INTL INC|NITE|VIRTU Americas LLC|312588
EAT|BRINKER INTL INC|NITP|VIRTU Americas LLC|471
EAT|BRINKER INTL INC|NQRB|Brut, LLC|7190
EAT|BRINKER INTL INC|NTRC|Northern Trust Securities, Inc.|505
EAT|BRINKER INTL INC|OHOS|TWO SIGMA SECURITIES, LLC|97953
EAT|BRINKER INTL INC|OPCO|Oppenheimer & Co. Inc.|1050
EAT|BRINKER INTL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1032
EAT|BRINKER INTL INC|PDQM|CODA MARKETS, INC.|119475
EAT|BRINKER INTL INC|PHLY|NASDAQ Execution Services, LLC|3600
EAT|BRINKER INTL INC|PIPR|Piper Jaffray & Co.|83646
EAT|BRINKER INTL INC|PWJC|UBS Financial Services, Inc.|2100
EAT|BRINKER INTL INC|QMSR|QUATTRO M SECURITIES INC.|43571
EAT|BRINKER INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|4063
EAT|BRINKER INTL INC|RHCO|Suntrust Robinson Humphrey, Inc.|39724
EAT|BRINKER INTL INC|SAGL|SAGETRADER, LLC|218896
EAT|BRINKER INTL INC|SBRX|MURIEL SIEBERT & CO INC|150
EAT|BRINKER INTL INC|SBSH|Citigroup Global Markets Inc.|137832
EAT|BRINKER INTL INC|SEIC|SEI Investments Distribution Co.|200
EAT|BRINKER INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|177621
EAT|BRINKER INTL INC|SIBO|Prime Executions, Inc.|31175
EAT|BRINKER INTL INC|SOGO|Wang Investment Associates, Inc.|12
EAT|BRINKER INTL INC|SPDR|SPEEDROUTE LLC|7171
EAT|BRINKER INTL INC|SPHN|Stephens Inc.|69124
EAT|BRINKER INTL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|940
EAT|BRINKER INTL INC|STFC|Stuart Frankel & Co., Incorporated|11989
EAT|BRINKER INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|7734
EAT|BRINKER INTL INC|STKP|STOCKPILE INVESTMENTS, INC.|12
EAT|BRINKER INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4224
EAT|BRINKER INTL INC|SWIM|TD Ameritrade, Inc.|6510
EAT|BRINKER INTL INC|SWST|Hilltop Securities Inc.|7129
EAT|BRINKER INTL INC|TKNG|ALLY INVEST SECURITIES LLC|512
EAT|BRINKER INTL INC|TMBR|Timber Hill LLC|165
EAT|BRINKER INTL INC|TOUR|TOURMALINE PARTNERS, LLC|5462
EAT|BRINKER INTL INC|TRBT|Tradebot Systems, Inc.|236009
EAT|BRINKER INTL INC|TRCM|TRC MARKETS LLC|98099
EAT|BRINKER INTL INC|TWTT|TASTYWORKS, INC.|40
EAT|BRINKER INTL INC|UBSA|UBS SECURITIES LLC|707625
EAT|BRINKER INTL INC|UBSS|UBS Securities LLC|828860
EAT|BRINKER INTL INC|VALX|VIRTU AMERICAS LLC|12674
EAT|BRINKER INTL INC|VGRD|Vanguard Marketing Corporation|3671
EAT|BRINKER INTL INC|VNDS|VANDHAM SECURITIES CORP|543
EAT|BRINKER INTL INC|WABR|Wall Street Access|14298
EAT|BRINKER INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3556
EAT|BRINKER INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|286272
EAT|BRINKER INTL INC|WDNX|WEEDEN & CO.L.P.|378
EAT|BRINKER INTL INC|WEDB|WEDBUSH SECURITIES INC.|3590
EAT|BRINKER INTL INC|WEED|Weeden & Co.L.P.|1992
EAT|BRINKER INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6675
EAT|BRINKER INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25056
EAT|BRINKER INTL INC|WFPB|Wells Fargo Securities, LLC.|435
EAT|BRINKER INTL INC|WGIF|CIBC World Markets Inc.|159
EAT|BRINKER INTL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|384
EAT|BRINKER INTL INC|WSEA|WOLVERINE SECURITIES, LLC|3849
EAT|BRINKER INTL INC|XIST|INSTINET, LLC|73600
EAT|BRINKER INTL INC|XPQR|Jump Trading|5396
EAT|BRINKER INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|45886
EAT|BRINKER INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1550
EAT|BRINKER INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|984
EBAY|EBAY INC.|ABLE|NATIXIS Securities Americas LLC|227895
EBAY|EBAY INC.|AGCP|AEGIS CAPITAL CORP.|1860
EBAY|EBAY INC.|AGIS|Aegis Capital Corp.|14375
EBAY|EBAY INC.|ALFA|ALPHA TRADING L.P.|302430
EBAY|EBAY INC.|ALLN|Allen & Company LLC|78000
EBAY|EBAY INC.|ALTX|Alternet Securities Inc.|52323
EBAY|EBAY INC.|APCC|Apex Clearing Corporation|15360
EBAY|EBAY INC.|BANK|Primevest Financial Services, Inc.|121
EBAY|EBAY INC.|BARD|Robert W. Baird & Co. Incorporated|148937
EBAY|EBAY INC.|BATM|CBOE TRADING, INC.|35263
EBAY|EBAY INC.|BAYC|BAY CREST PARTNERS, LLC|317931
EBAY|EBAY INC.|BAYT|BTIG, LLC|38600
EBAY|EBAY INC.|BBNT|BB&T SECURITIES, LLC|14518
EBAY|EBAY INC.|BERN|Sanford C. Bernstein & Co., LLC|1700794
EBAY|EBAY INC.|BIAD|SAGETRADER, LLC|2821
EBAY|EBAY INC.|BIDS|BIDS TRADING L.P.|12200
EBAY|EBAY INC.|BIMI|Banca IMI Securities Corp.|8648
EBAY|EBAY INC.|BKCM|BNY Mellon Capital Markets LLC|11107
EBAY|EBAY INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|64362
EBAY|EBAY INC.|BLKX|INSTINET, LLC|90415
EBAY|EBAY INC.|BMOC|BMO Capital Markets Corp.|297819
EBAY|EBAY INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3008104
EBAY|EBAY INC.|BRGE|Newbridge Securities Corp.|590
EBAY|EBAY INC.|BTIG|BTIG, LLC|1174785
EBAY|EBAY INC.|BYXM|CBOE TRADING, INC.|41461
EBAY|EBAY INC.|BZYD|GOLDMAN SACHS & CO. LLC|2100
EBAY|EBAY INC.|CABR|Cabrera Capital Markets, Inc.|150
EBAY|EBAY INC.|CANT|Cantor Fitzgerald & Co.|5382
EBAY|EBAY INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|380000
EBAY|EBAY INC.|CHAS|Charles Schwab & Co., Inc.|3740
EBAY|EBAY INC.|CHBC|PENSERRA SECURITIES, LLC|700000
EBAY|EBAY INC.|CIBP|CIBC World Markets Corp.|63837
EBAY|EBAY INC.|CICF|Canaccord Genuity Corp.|100
EBAY|EBAY INC.|CIST|Capital Institutional Services, Inc.|10038
EBAY|EBAY INC.|CLSA|CLSA AMERICAS, LLC|6300
EBAY|EBAY INC.|CNFR|Cowen Prime Services LLC|9100
EBAY|EBAY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1708678
EBAY|EBAY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1570
EBAY|EBAY INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|43078
EBAY|EBAY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3338055
EBAY|EBAY INC.|CSIN|Citadel Securities Institutional LLC|5695
EBAY|EBAY INC.|CTDL|Citadel Derivatives Group Llc|165333
EBAY|EBAY INC.|CTLR|CUTLER GROUP, LP|2050
EBAY|EBAY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|709184
EBAY|EBAY INC.|DADA|D.A. Davidson & Co.|11256
EBAY|EBAY INC.|DAVA|Davenport & Company LLC|1424
EBAY|EBAY INC.|DAWA|Daiwa Capital Markets America Inc.|2151
EBAY|EBAY INC.|DBAB|Deutsche Bank Securities Inc.|3999520
EBAY|EBAY INC.|DBAX|Deutsche Bank Securities Inc.|2439100
EBAY|EBAY INC.|DBUL|Deutsche Bank Securities Inc.|24631
EBAY|EBAY INC.|DCHF|Dart Executions, LLC|73433
EBAY|EBAY INC.|DEAN|MORGAN STANLEY|570771
EBAY|EBAY INC.|DEGS|RONIN PROFESSIONAL LLC|1252
EBAY|EBAY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|72314
EBAY|EBAY INC.|DOTC|Dougherty & Company LLC|17189
EBAY|EBAY INC.|DRWK|DRW SECURITIES, L.L.C.|406509
EBAY|EBAY INC.|EBXL|EBX LLC|1996400
EBAY|EBAY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|125692
EBAY|EBAY INC.|EDJC|Edward Jones / CDS|165
EBAY|EBAY INC.|EDJO|Edward D. Jones & Co., L.P.|22801
EBAY|EBAY INC.|EGAM|CBOE TRADING, INC.|71241
EBAY|EBAY INC.|EGAW|CBOE TRADING, INC.|260
EBAY|EBAY INC.|EGMT|EG MARKET TECHNOLOGIES LLC|800
EBAY|EBAY INC.|EGXM|CBOE TRADING, INC.|17047
EBAY|EBAY INC.|ELEV|ELEVATION, LLC|16300
EBAY|EBAY INC.|ESPO|ESPOSITO SECURITIES, LLC|11861
EBAY|EBAY INC.|ETBE|Electronic Transaction Clearing, Inc.|298082
EBAY|EBAY INC.|ETCB|ETC BROKERAGE SERVICES, LLC|33
EBAY|EBAY INC.|ETCC|Electronic Transaction Clearing, Inc.|33777
EBAY|EBAY INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|19052
EBAY|EBAY INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56021
EBAY|EBAY INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
EBAY|EBAY INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|426675
EBAY|EBAY INC.|ETRS|E*Trade Securities LLC|1154866
EBAY|EBAY INC.|EVRS|E1 ASSET MANAGEMENT, INC.|1380
EBAY|EBAY INC.|FBCO|Credit Suisse Securities (USA) LLC|7681638
EBAY|EBAY INC.|FFSI|Firstrade Securities Inc.|1152
EBAY|EBAY INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|5
EBAY|EBAY INC.|FILL|Tradestation Securities, Inc.|72181
EBAY|EBAY INC.|FINX|FINTECH SECURITIES|3092
EBAY|EBAY INC.|FMAF|NBCN Inc./ CDS|17778
EBAY|EBAY INC.|FMCO|First Manhattan Co|44975
EBAY|EBAY INC.|FOMA|TD AMERITRADE CLEARING, INC.|1632655
EBAY|EBAY INC.|FORD|Fordham Financial Management, Inc.|1900
EBAY|EBAY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|138066
EBAY|EBAY INC.|FQLS|Quantlab Securities LP|3658242
EBAY|EBAY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|530826
EBAY|EBAY INC.|FTBR|Foliofn Investments, Inc.|31853
EBAY|EBAY INC.|GBMT|GBM International, Inc.|76257
EBAY|EBAY INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|631327
EBAY|EBAY INC.|GELP|RBC CAPITAL MARKETS, LLC|10539
EBAY|EBAY INC.|GFRY|JUMP TRADING, LLC|166702
EBAY|EBAY INC.|GLIS|TD Securities Inc|550
EBAY|EBAY INC.|GLPX|ACS EXECUTION SERVICES, LLC|175044
EBAY|EBAY INC.|GSCO|GOLDMAN SACHS & CO. LLC|20267983
EBAY|EBAY INC.|GSCS|GOLDMAN SACHS & CO. LLC|262191
EBAY|EBAY INC.|GSLT|GOLDMAN SACHS & CO. LLC|54200
EBAY|EBAY INC.|GTSZ|GTS SECURITIES LLC|1000894
EBAY|EBAY INC.|HAPX|HAP Trading, LLC|2800
EBAY|EBAY INC.|HCTA|Hardcastle Trading USA LLC|550393
EBAY|EBAY INC.|HRBF|American Enterprise Investment Services Inc.|20210
EBAY|EBAY INC.|HSBC|HSBC Securities, Inc.|502747
EBAY|EBAY INC.|IATS|INTERACTIVE BROKERS LLC|57330
EBAY|EBAY INC.|IBKR|Interactive Brokers Llc|403400
EBAY|EBAY INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10805
EBAY|EBAY INC.|ICBX|INSTINET, LLC|639123
EBAY|EBAY INC.|IEQY|CITADEL SECURITIES LLC|1550850
EBAY|EBAY INC.|INCA|INSTINET, LLC|4567856
EBAY|EBAY INC.|INJX|INSTINET, LLC|168781
EBAY|EBAY INC.|INTL|INTL FCSTONE FINANCIAL INC.|1901
EBAY|EBAY INC.|ITGI|ITG Inc.|1091111
EBAY|EBAY INC.|ITGP|ITG INC.|1067200
EBAY|EBAY INC.|JANY|Janney Montgomery Scott Inc.|8704
EBAY|EBAY INC.|JEFF|JEFFERIES LLC|1010411
EBAY|EBAY INC.|JMPT|JUMP TRADING, LLC|784093
EBAY|EBAY INC.|JONE|JonesTrading|10520
EBAY|EBAY INC.|JPBX|J.P. MORGAN SECURITIES LLC|944876
EBAY|EBAY INC.|JPMX|J.P. Morgan Securities LLC|4239115
EBAY|EBAY INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|65526
EBAY|EBAY INC.|JSJX|JANE STREET CAPITAL LLC|48178
EBAY|EBAY INC.|JUTA|JUMP TRADING, LLC|500
EBAY|EBAY INC.|KCGM|VIRTU Americas LLC|498507
EBAY|EBAY INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|242572
EBAY|EBAY INC.|KING|C. L. King & Associates, Inc.|3000
EBAY|EBAY INC.|LEER|LEERINK PARTNERS LLC|2380
EBAY|EBAY INC.|LEHM|Barclays Capital Inc./Le|11935948
EBAY|EBAY INC.|LIME|Lime Brokerage LLC|912741
EBAY|EBAY INC.|LIWE|LIME BROKERAGE LLC|5500
EBAY|EBAY INC.|LMGP|LIME BROKERAGE LLC|13500
EBAY|EBAY INC.|LOOP|Loop Capital Markets LLC|14166
EBAY|EBAY INC.|LQNA|LIQUIDNET, INC.|102800
EBAY|EBAY INC.|LQNB|LIQUIDNET, INC.|2400
EBAY|EBAY INC.|LSCI|Lek Securities Corporation|204623
EBAY|EBAY INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
EBAY|EBAY INC.|MACC|Mid Atlantic Capital Corporation|2081
EBAY|EBAY INC.|MACQ|Macquarie Capital (USA) Inc.|57343
EBAY|EBAY INC.|MAXM|Maxim Group LLC|1823
EBAY|EBAY INC.|MBTS|ALLY INVEST SECURITIES LLC|1002
EBAY|EBAY INC.|MCMF|Raymond James Ltd. Cds|781
EBAY|EBAY INC.|MKMP|MKM Partners LLC|99200
EBAY|EBAY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1467663
EBAY|EBAY INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8255
EBAY|EBAY INC.|MOTF|MOTIF INVESTING, INC.|178
EBAY|EBAY INC.|MPSG|E D & F Man Capital Markets Inc.|10015
EBAY|EBAY INC.|MSCO|MORGAN STANLEY & CO. LLC|23534805
EBAY|EBAY INC.|MSPL|MORGAN STANLEY & CO. LLC|2841900
EBAY|EBAY INC.|MSTX|MORGAN STANLEY & CO. LLC|2647200
EBAY|EBAY INC.|MULL|MARK J. MULLER EQUITIES, INC.|75758
EBAY|EBAY INC.|MWCC|Monness Crespi Hardt & Co., Inc.|24490
EBAY|EBAY INC.|MZHO|Mizuho Securities USA LLC|46500
EBAY|EBAY INC.|NATL|National Securities Corporation|1584
EBAY|EBAY INC.|NEED|Needham & Company, LLC|45000
EBAY|EBAY INC.|NEUB|NEUBERGER BERMAN BD LLC|5752
EBAY|EBAY INC.|NFSC|National Financial Services LLC|1433848
EBAY|EBAY INC.|NITE|VIRTU Americas LLC|3796697
EBAY|EBAY INC.|NITP|VIRTU Americas LLC|13944
EBAY|EBAY INC.|NMRA|Nomura Securities International, Inc.|2300
EBAY|EBAY INC.|NQRB|Brut, LLC|109628
EBAY|EBAY INC.|NTFN|Network 1 Financial Securities Inc.|2150
EBAY|EBAY INC.|NTRC|Northern Trust Securities, Inc.|3681
EBAY|EBAY INC.|OCEA|OCEAN FINANCIAL SERVICES, LLC|500
EBAY|EBAY INC.|OHOS|TWO SIGMA SECURITIES, LLC|307067
EBAY|EBAY INC.|OLDM|OLD MISSION CAPITAL, LLC|12378
EBAY|EBAY INC.|OPCO|Oppenheimer & Co. Inc.|8869
EBAY|EBAY INC.|PASL|Pershing Advisor Solutions LLC|4745
EBAY|EBAY INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4468
EBAY|EBAY INC.|PCPT|PHILLIP CAPITAL INC.|600
EBAY|EBAY INC.|PDQM|CODA MARKETS, INC.|189468
EBAY|EBAY INC.|PHLY|NASDAQ Execution Services, LLC|63872
EBAY|EBAY INC.|PICT|Pictet Overseas Inc.|1540
EBAY|EBAY INC.|PIPR|Piper Jaffray & Co.|2866
EBAY|EBAY INC.|PREC|PRECISION SECURITIES, LLC|3850
EBAY|EBAY INC.|PWJC|UBS Financial Services, Inc.|37669
EBAY|EBAY INC.|RAJA|Raymond James & Associates, Inc.|67749
EBAY|EBAY INC.|RBCM|RBC CAPITAL MARKETS, LLC|32638
EBAY|EBAY INC.|RGLD|Regal Securities, Inc|6000
EBAY|EBAY INC.|RHCO|Suntrust Robinson Humphrey, Inc.|215883
EBAY|EBAY INC.|SAGL|SAGETRADER, LLC|80415
EBAY|EBAY INC.|SAGW|SAGETRADER, LLC|3783
EBAY|EBAY INC.|SALI|INTL FCSTONE FINANCIAL INC.|146
EBAY|EBAY INC.|SBSH|Citigroup Global Markets Inc.|5987396
EBAY|EBAY INC.|SEIC|SEI Investments Distribution Co.|3723
EBAY|EBAY INC.|SGMT|GOLDMAN SACHS & CO. LLC|1985758
EBAY|EBAY INC.|SJLS|TRADE INFORMATICS LLC|100
EBAY|EBAY INC.|SOGO|Wang Investment Associates, Inc.|3
EBAY|EBAY INC.|SPDR|SPEEDROUTE LLC|91803
EBAY|EBAY INC.|SPHN|Stephens Inc.|3311
EBAY|EBAY INC.|SPTD|MINT GLOBAL MARKETS, INC.|200
EBAY|EBAY INC.|STFL|Stifel, Nicolaus & Company, Incorporated|222787
EBAY|EBAY INC.|STKP|STOCKPILE INVESTMENTS, INC.|854
EBAY|EBAY INC.|STXG|Stockcross Financial Services, Inc.|12
EBAY|EBAY INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|155
EBAY|EBAY INC.|SWIM|TD Ameritrade, Inc.|737136
EBAY|EBAY INC.|SWST|Hilltop Securities Inc.|20867
EBAY|EBAY INC.|TDSI|TD Securities (USA) LLC|600
EBAY|EBAY INC.|TKNG|ALLY INVEST SECURITIES LLC|6885
EBAY|EBAY INC.|TMBR|Timber Hill LLC|7471
EBAY|EBAY INC.|TONC|CUTTONE & CO., LLC|7010
EBAY|EBAY INC.|TOUR|TOURMALINE PARTNERS, LLC|4300
EBAY|EBAY INC.|TRBT|Tradebot Systems, Inc.|2584742
EBAY|EBAY INC.|TRCM|TRC MARKETS LLC|1701764
EBAY|EBAY INC.|TTUC|CUTTONE & CO., INC.|42681
EBAY|EBAY INC.|TWTT|TASTYWORKS, INC.|37264
EBAY|EBAY INC.|UBSA|UBS SECURITIES LLC|6793396
EBAY|EBAY INC.|UBSS|UBS Securities LLC|9329377
EBAY|EBAY INC.|VALX|VIRTU AMERICAS LLC|108321
EBAY|EBAY INC.|VERT|The Vertical Trading Group, LLC|6250
EBAY|EBAY INC.|VGRD|Vanguard Marketing Corporation|53607
EBAY|EBAY INC.|VNDM|Wall Street Access|2000
EBAY|EBAY INC.|WBET|Wallachbeth Capital LLC|11997
EBAY|EBAY INC.|WBLR|WILLIAM BLAIR|40122
EBAY|EBAY INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|29696
EBAY|EBAY INC.|WCHV|WELLS FARGO SECURITIES, LLC|981634
EBAY|EBAY INC.|WDNX|WEEDEN & CO.L.P.|3776
EBAY|EBAY INC.|WEDB|WEDBUSH SECURITIES INC.|64628
EBAY|EBAY INC.|WEED|Weeden & Co.L.P.|881517
EBAY|EBAY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|397278
EBAY|EBAY INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|92465
EBAY|EBAY INC.|WGIF|CIBC World Markets Inc.|15460
EBAY|EBAY INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3860
EBAY|EBAY INC.|WOLF|Wolfe Trahan Securities|800
EBAY|EBAY INC.|WSAG|WALL STREET ACCESS|392
EBAY|EBAY INC.|WSEA|WOLVERINE SECURITIES, LLC|23221
EBAY|EBAY INC.|XIST|INSTINET, LLC|916622
EBAY|EBAY INC.|XPQR|Jump Trading|2654
EBAY|EBAY INC.|XPUS|XP SECURITIES, LLC|2347
EBAY|EBAY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|410072
EBAY|EBAY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|11097
EBAY|EBAY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46561
EBAYL|EBAY INC. 6.0% NTS|AGIS|Aegis Capital Corp.|3680
EBAYL|EBAY INC. 6.0% NTS|ALTX|Alternet Securities Inc.|2010
EBAYL|EBAY INC. 6.0% NTS|BARD|Robert W. Baird & Co. Incorporated|1297
EBAYL|EBAY INC. 6.0% NTS|BATM|CBOE TRADING, INC.|100
EBAYL|EBAY INC. 6.0% NTS|BBNT|BB&T SECURITIES, LLC|1150
EBAYL|EBAY INC. 6.0% NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16096
EBAYL|EBAY INC. 6.0% NTS|BNCH|The Benchmark Company, LLC|2100
EBAYL|EBAY INC. 6.0% NTS|BTIG|BTIG, LLC|2158
EBAYL|EBAY INC. 6.0% NTS|CANT|Cantor Fitzgerald & Co.|600
EBAYL|EBAY INC. 6.0% NTS|CHAS|Charles Schwab & Co., Inc.|228
EBAYL|EBAY INC. 6.0% NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3460
EBAYL|EBAY INC. 6.0% NTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
EBAYL|EBAY INC. 6.0% NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38283
EBAYL|EBAY INC. 6.0% NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2050
EBAYL|EBAY INC. 6.0% NTS|DBAB|Deutsche Bank Securities Inc.|556
EBAYL|EBAY INC. 6.0% NTS|DBAX|Deutsche Bank Securities Inc.|14200
EBAYL|EBAY INC. 6.0% NTS|DEAN|MORGAN STANLEY|31745
EBAYL|EBAY INC. 6.0% NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12311
EBAYL|EBAY INC. 6.0% NTS|EBXL|EBX LLC|27000
EBAYL|EBAY INC. 6.0% NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|167363
EBAYL|EBAY INC. 6.0% NTS|EDJO|Edward D. Jones & Co., L.P.|2985
EBAYL|EBAY INC. 6.0% NTS|EGXM|CBOE TRADING, INC.|279
EBAYL|EBAY INC. 6.0% NTS|ESPO|ESPOSITO SECURITIES, LLC|101
EBAYL|EBAY INC. 6.0% NTS|ETRS|E*Trade Securities LLC|11
EBAYL|EBAY INC. 6.0% NTS|FBCO|Credit Suisse Securities (USA) LLC|3932
EBAYL|EBAY INC. 6.0% NTS|FOMA|TD AMERITRADE CLEARING, INC.|6424
EBAYL|EBAY INC. 6.0% NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19364
EBAYL|EBAY INC. 6.0% NTS|GEBB|GLOBAL EXECUTION BROKERS, LP|3306
EBAYL|EBAY INC. 6.0% NTS|GLPX|ACS EXECUTION SERVICES, LLC|2788
EBAYL|EBAY INC. 6.0% NTS|GSCO|GOLDMAN SACHS & CO. LLC|34618
EBAYL|EBAY INC. 6.0% NTS|GSCS|GOLDMAN SACHS & CO. LLC|6735
EBAYL|EBAY INC. 6.0% NTS|GSLT|GOLDMAN SACHS & CO. LLC|396
EBAYL|EBAY INC. 6.0% NTS|GTSZ|GTS SECURITIES LLC|4479
EBAYL|EBAY INC. 6.0% NTS|HRBF|American Enterprise Investment Services Inc.|2664
EBAYL|EBAY INC. 6.0% NTS|IATS|INTERACTIVE BROKERS LLC|46
EBAYL|EBAY INC. 6.0% NTS|IBKR|Interactive Brokers Llc|10747
EBAYL|EBAY INC. 6.0% NTS|ICBX|INSTINET, LLC|12825
EBAYL|EBAY INC. 6.0% NTS|INCA|INSTINET, LLC|10720
EBAYL|EBAY INC. 6.0% NTS|INJX|INSTINET, LLC|50
EBAYL|EBAY INC. 6.0% NTS|ITGI|ITG Inc.|709
EBAYL|EBAY INC. 6.0% NTS|ITGP|ITG INC.|4800
EBAYL|EBAY INC. 6.0% NTS|JANY|Janney Montgomery Scott Inc.|4656
EBAYL|EBAY INC. 6.0% NTS|JPMX|J.P. Morgan Securities LLC|13678
EBAYL|EBAY INC. 6.0% NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1824
EBAYL|EBAY INC. 6.0% NTS|JSJX|JANE STREET CAPITAL LLC|100
EBAYL|EBAY INC. 6.0% NTS|KCGM|VIRTU Americas LLC|13830
EBAYL|EBAY INC. 6.0% NTS|LEHM|Barclays Capital Inc./Le|14200
EBAYL|EBAY INC. 6.0% NTS|LIME|Lime Brokerage LLC|28620
EBAYL|EBAY INC. 6.0% NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|810
EBAYL|EBAY INC. 6.0% NTS|MAXM|Maxim Group LLC|200
EBAYL|EBAY INC. 6.0% NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9800
EBAYL|EBAY INC. 6.0% NTS|MSCO|MORGAN STANLEY & CO. LLC|89750
EBAYL|EBAY INC. 6.0% NTS|MSPL|MORGAN STANLEY & CO. LLC|15500
EBAYL|EBAY INC. 6.0% NTS|NFSC|National Financial Services LLC|72351
EBAYL|EBAY INC. 6.0% NTS|NITE|VIRTU Americas LLC|101903
EBAYL|EBAY INC. 6.0% NTS|NQRB|Brut, LLC|4012
EBAYL|EBAY INC. 6.0% NTS|NTRC|Northern Trust Securities, Inc.|652
EBAYL|EBAY INC. 6.0% NTS|OPCO|Oppenheimer & Co. Inc.|8552
EBAYL|EBAY INC. 6.0% NTS|PCPT|PHILLIP CAPITAL INC.|480
EBAYL|EBAY INC. 6.0% NTS|PDQM|CODA MARKETS, INC.|3170
EBAYL|EBAY INC. 6.0% NTS|PWJC|UBS Financial Services, Inc.|6050
EBAYL|EBAY INC. 6.0% NTS|RAJA|Raymond James & Associates, Inc.|3525
EBAYL|EBAY INC. 6.0% NTS|RBCM|RBC CAPITAL MARKETS, LLC|16299
EBAYL|EBAY INC. 6.0% NTS|SALI|INTL FCSTONE FINANCIAL INC.|2
EBAYL|EBAY INC. 6.0% NTS|SBSH|Citigroup Global Markets Inc.|26748
EBAYL|EBAY INC. 6.0% NTS|SEIC|SEI Investments Distribution Co.|2010
EBAYL|EBAY INC. 6.0% NTS|SGMT|GOLDMAN SACHS & CO. LLC|11651
EBAYL|EBAY INC. 6.0% NTS|SPDR|SPEEDROUTE LLC|2419
EBAYL|EBAY INC. 6.0% NTS|STFL|Stifel, Nicolaus & Company, Incorporated|1695
EBAYL|EBAY INC. 6.0% NTS|SWIM|TD Ameritrade, Inc.|6132
EBAYL|EBAY INC. 6.0% NTS|SWST|Hilltop Securities Inc.|9785
EBAYL|EBAY INC. 6.0% NTS|TRBT|Tradebot Systems, Inc.|1927
EBAYL|EBAY INC. 6.0% NTS|TRCM|TRC MARKETS LLC|2875
EBAYL|EBAY INC. 6.0% NTS|UBSA|UBS SECURITIES LLC|50515
EBAYL|EBAY INC. 6.0% NTS|UBSS|UBS Securities LLC|100733
EBAYL|EBAY INC. 6.0% NTS|VGRD|Vanguard Marketing Corporation|98
EBAYL|EBAY INC. 6.0% NTS|WBLR|WILLIAM BLAIR|270
EBAYL|EBAY INC. 6.0% NTS|WCHV|WELLS FARGO SECURITIES, LLC|44890
EBAYL|EBAY INC. 6.0% NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|511
EBAYL|EBAY INC. 6.0% NTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|12050
EBAYL|EBAY INC. 6.0% NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|904
EBF|ENNIS, INC.|ANOS|ABEL/NOSER, L.L.C.|1200
EBF|ENNIS, INC.|APCC|Apex Clearing Corporation|7
EBF|ENNIS, INC.|AQUA|AQUA SECURITIES L.P.|2500
EBF|ENNIS, INC.|BARD|Robert W. Baird & Co. Incorporated|686
EBF|ENNIS, INC.|BATM|CBOE TRADING, INC.|101
EBF|ENNIS, INC.|BERN|Sanford C. Bernstein & Co., LLC|100
EBF|ENNIS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53
EBF|ENNIS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2480
EBF|ENNIS, INC.|BYXM|CBOE TRADING, INC.|100
EBF|ENNIS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2634
EBF|ENNIS, INC.|CHAS|Charles Schwab & Co., Inc.|287
EBF|ENNIS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6601
EBF|ENNIS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21628
EBF|ENNIS, INC.|CTDL|Citadel Derivatives Group Llc|5
EBF|ENNIS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3458
EBF|ENNIS, INC.|DBAB|Deutsche Bank Securities Inc.|7208
EBF|ENNIS, INC.|DBAX|Deutsche Bank Securities Inc.|15200
EBF|ENNIS, INC.|DEAN|MORGAN STANLEY|255
EBF|ENNIS, INC.|DEGS|RONIN PROFESSIONAL LLC|100
EBF|ENNIS, INC.|EBXL|EBX LLC|13200
EBF|ENNIS, INC.|EDJO|Edward D. Jones & Co., L.P.|391
EBF|ENNIS, INC.|EGAM|CBOE TRADING, INC.|2518
EBF|ENNIS, INC.|EGXM|CBOE TRADING, INC.|200
EBF|ENNIS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
EBF|ENNIS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1266
EBF|ENNIS, INC.|ETRS|E*Trade Securities LLC|4873
EBF|ENNIS, INC.|FILL|Tradestation Securities, Inc.|40
EBF|ENNIS, INC.|FINX|FINTECH SECURITIES|664
EBF|ENNIS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3715
EBF|ENNIS, INC.|FTBR|Foliofn Investments, Inc.|154
EBF|ENNIS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|100
EBF|ENNIS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|72885
EBF|ENNIS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|500
EBF|ENNIS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|510
EBF|ENNIS, INC.|GTSZ|GTS SECURITIES LLC|818
EBF|ENNIS, INC.|HRBF|American Enterprise Investment Services Inc.|99
EBF|ENNIS, INC.|IBKR|Interactive Brokers Llc|170
EBF|ENNIS, INC.|ICBX|INSTINET, LLC|6200
EBF|ENNIS, INC.|IEQY|CITADEL SECURITIES LLC|1038
EBF|ENNIS, INC.|INCA|INSTINET, LLC|9606
EBF|ENNIS, INC.|INJX|INSTINET, LLC|65
EBF|ENNIS, INC.|ITGI|ITG Inc.|5900
EBF|ENNIS, INC.|ITGP|ITG INC.|13000
EBF|ENNIS, INC.|JANY|Janney Montgomery Scott Inc.|4
EBF|ENNIS, INC.|JEFF|JEFFERIES LLC|800
EBF|ENNIS, INC.|JMPT|JUMP TRADING, LLC|79
EBF|ENNIS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2422
EBF|ENNIS, INC.|JPMX|J.P. Morgan Securities LLC|28286
EBF|ENNIS, INC.|KCGM|VIRTU Americas LLC|8832
EBF|ENNIS, INC.|LEHM|Barclays Capital Inc./Le|18574
EBF|ENNIS, INC.|LIME|Lime Brokerage LLC|9607
EBF|ENNIS, INC.|LOOP|Loop Capital Markets LLC|1170
EBF|ENNIS, INC.|LQNA|LIQUIDNET, INC.|11700
EBF|ENNIS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13516
EBF|ENNIS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|190
EBF|ENNIS, INC.|MSCO|MORGAN STANLEY & CO. LLC|39699
EBF|ENNIS, INC.|MSPL|MORGAN STANLEY & CO. LLC|4000
EBF|ENNIS, INC.|MSTX|MORGAN STANLEY & CO. LLC|4400
EBF|ENNIS, INC.|NFSC|National Financial Services LLC|24363
EBF|ENNIS, INC.|NITE|VIRTU Americas LLC|21346
EBF|ENNIS, INC.|NQRB|Brut, LLC|1900
EBF|ENNIS, INC.|PDQM|CODA MARKETS, INC.|7226
EBF|ENNIS, INC.|PHLY|NASDAQ Execution Services, LLC|600
EBF|ENNIS, INC.|SAGW|SAGETRADER, LLC|200
EBF|ENNIS, INC.|SBSH|Citigroup Global Markets Inc.|13513
EBF|ENNIS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|6021
EBF|ENNIS, INC.|SPDR|SPEEDROUTE LLC|1600
EBF|ENNIS, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|10200
EBF|ENNIS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|63
EBF|ENNIS, INC.|SWIM|TD Ameritrade, Inc.|4560
EBF|ENNIS, INC.|SWST|Hilltop Securities Inc.|292
EBF|ENNIS, INC.|TKNG|ALLY INVEST SECURITIES LLC|358
EBF|ENNIS, INC.|TRBT|Tradebot Systems, Inc.|976
EBF|ENNIS, INC.|TRCM|TRC MARKETS LLC|1869
EBF|ENNIS, INC.|UBSA|UBS SECURITIES LLC|79472
EBF|ENNIS, INC.|UBSS|UBS Securities LLC|68210
EBF|ENNIS, INC.|VALX|VIRTU AMERICAS LLC|3014
EBF|ENNIS, INC.|VGRD|Vanguard Marketing Corporation|2828
EBF|ENNIS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|3601
EBF|ENNIS, INC.|WEED|Weeden & Co.L.P.|10000
EBF|ENNIS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|975
EBF|ENNIS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|593
EBF|ENNIS, INC.|WSEA|WOLVERINE SECURITIES, LLC|640
EBF|ENNIS, INC.|XIST|INSTINET, LLC|4818
EBF|ENNIS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
EBF|ENNIS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|979
EBIX|EBIX INC|ALTX|Alternet Securities Inc.|3706
EBIX|EBIX INC|APCC|Apex Clearing Corporation|126
EBIX|EBIX INC|BATM|CBOE TRADING, INC.|2022
EBIX|EBIX INC|BAYC|BAY CREST PARTNERS, LLC|5620
EBIX|EBIX INC|BAYT|BTIG, LLC|3397
EBIX|EBIX INC|BBNT|BB&T SECURITIES, LLC|336
EBIX|EBIX INC|BERN|Sanford C. Bernstein & Co., LLC|3329
EBIX|EBIX INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2873
EBIX|EBIX INC|BLKX|INSTINET, LLC|17900
EBIX|EBIX INC|BMOC|BMO Capital Markets Corp.|3841
EBIX|EBIX INC|BNPX|BNP PARIBAS SECURITIES CORP.|3845
EBIX|EBIX INC|BTIG|BTIG, LLC|48580
EBIX|EBIX INC|BYXM|CBOE TRADING, INC.|500
EBIX|EBIX INC|BZYD|GOLDMAN SACHS & CO. LLC|568
EBIX|EBIX INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
EBIX|EBIX INC|CHAS|Charles Schwab & Co., Inc.|209
EBIX|EBIX INC|CHLM|Craig-Hallum Capital Group LLC|13800
EBIX|EBIX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29845
EBIX|EBIX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11681
EBIX|EBIX INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
EBIX|EBIX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58601
EBIX|EBIX INC|CTDL|Citadel Derivatives Group Llc|5189
EBIX|EBIX INC|CTLR|CUTLER GROUP, LP|571
EBIX|EBIX INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12080
EBIX|EBIX INC|DBAB|Deutsche Bank Securities Inc.|122097
EBIX|EBIX INC|DBAX|Deutsche Bank Securities Inc.|132200
EBIX|EBIX INC|DBUL|Deutsche Bank Securities Inc.|4100
EBIX|EBIX INC|DEAN|MORGAN STANLEY|28
EBIX|EBIX INC|DEGS|RONIN PROFESSIONAL LLC|324
EBIX|EBIX INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16
EBIX|EBIX INC|EBXL|EBX LLC|37400
EBIX|EBIX INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1877
EBIX|EBIX INC|EDJO|Edward D. Jones & Co., L.P.|4
EBIX|EBIX INC|EGAM|CBOE TRADING, INC.|3812
EBIX|EBIX INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
EBIX|EBIX INC|EGXM|CBOE TRADING, INC.|1958
EBIX|EBIX INC|EGXW|CBOE TRADING, INC.|185
EBIX|EBIX INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|187
EBIX|EBIX INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
EBIX|EBIX INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14582
EBIX|EBIX INC|ETRS|E*Trade Securities LLC|14563
EBIX|EBIX INC|FBCO|Credit Suisse Securities (USA) LLC|67977
EBIX|EBIX INC|FBSB|U.S. Bancorp Investments, Inc.|2
EBIX|EBIX INC|FILL|Tradestation Securities, Inc.|15507
EBIX|EBIX INC|FMAF|NBCN Inc./ CDS|350
EBIX|EBIX INC|FOMA|TD AMERITRADE CLEARING, INC.|121247
EBIX|EBIX INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|741
EBIX|EBIX INC|FQLS|Quantlab Securities LP|48685
EBIX|EBIX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43086
EBIX|EBIX INC|FTBR|Foliofn Investments, Inc.|781
EBIX|EBIX INC|GEBB|GLOBAL EXECUTION BROKERS, LP|30143
EBIX|EBIX INC|GLPX|ACS EXECUTION SERVICES, LLC|6488
EBIX|EBIX INC|GSCO|GOLDMAN SACHS & CO. LLC|199978
EBIX|EBIX INC|GSCS|GOLDMAN SACHS & CO. LLC|5275
EBIX|EBIX INC|GSLT|GOLDMAN SACHS & CO. LLC|469
EBIX|EBIX INC|GTSZ|GTS SECURITIES LLC|1999
EBIX|EBIX INC|HRBF|American Enterprise Investment Services Inc.|322
EBIX|EBIX INC|IATS|INTERACTIVE BROKERS LLC|4835
EBIX|EBIX INC|IBKR|Interactive Brokers Llc|25972
EBIX|EBIX INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
EBIX|EBIX INC|ICBX|INSTINET, LLC|8300
EBIX|EBIX INC|IEQY|CITADEL SECURITIES LLC|18864
EBIX|EBIX INC|INCA|INSTINET, LLC|95967
EBIX|EBIX INC|INJX|INSTINET, LLC|5899
EBIX|EBIX INC|ITGI|ITG Inc.|10890
EBIX|EBIX INC|ITGP|ITG INC.|23400
EBIX|EBIX INC|JEFF|JEFFERIES LLC|25370
EBIX|EBIX INC|JMPT|JUMP TRADING, LLC|15049
EBIX|EBIX INC|JPBX|J.P. MORGAN SECURITIES LLC|3456
EBIX|EBIX INC|JPMX|J.P. Morgan Securities LLC|77794
EBIX|EBIX INC|JSJX|JANE STREET CAPITAL LLC|8051
EBIX|EBIX INC|KCGM|VIRTU Americas LLC|8377
EBIX|EBIX INC|KING|C. L. King & Associates, Inc.|159
EBIX|EBIX INC|LEER|LEERINK PARTNERS LLC|420
EBIX|EBIX INC|LEHM|Barclays Capital Inc./Le|165197
EBIX|EBIX INC|LIME|Lime Brokerage LLC|61229
EBIX|EBIX INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|30000
EBIX|EBIX INC|LQNA|LIQUIDNET, INC.|17500
EBIX|EBIX INC|LSCI|Lek Securities Corporation|76242
EBIX|EBIX INC|MAXM|Maxim Group LLC|3396
EBIX|EBIX INC|MBTS|ALLY INVEST SECURITIES LLC|1620
EBIX|EBIX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50570
EBIX|EBIX INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|498
EBIX|EBIX INC|MSCO|MORGAN STANLEY & CO. LLC|481357
EBIX|EBIX INC|MSPL|MORGAN STANLEY & CO. LLC|83100
EBIX|EBIX INC|MSTX|MORGAN STANLEY & CO. LLC|2600
EBIX|EBIX INC|MTON|MILLINGTON SECURITIES, INC.|22456
EBIX|EBIX INC|NFSC|National Financial Services LLC|24894
EBIX|EBIX INC|NITE|VIRTU Americas LLC|68078
EBIX|EBIX INC|NITP|VIRTU Americas LLC|1300
EBIX|EBIX INC|NMRA|Nomura Securities International, Inc.|12640
EBIX|EBIX INC|NQRB|Brut, LLC|3791
EBIX|EBIX INC|NTRC|Northern Trust Securities, Inc.|70
EBIX|EBIX INC|OPCO|Oppenheimer & Co. Inc.|2005
EBIX|EBIX INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3130
EBIX|EBIX INC|PCFF|Pacific International Securities Inc./CDS|5
EBIX|EBIX INC|PDQM|CODA MARKETS, INC.|45631
EBIX|EBIX INC|PWJC|UBS Financial Services, Inc.|1092
EBIX|EBIX INC|RAJA|Raymond James & Associates, Inc.|1762
EBIX|EBIX INC|RBCM|RBC CAPITAL MARKETS, LLC|32
EBIX|EBIX INC|SAGL|SAGETRADER, LLC|2143
EBIX|EBIX INC|SAGW|SAGETRADER, LLC|1446
EBIX|EBIX INC|SBSH|Citigroup Global Markets Inc.|36977
EBIX|EBIX INC|SGMT|GOLDMAN SACHS & CO. LLC|20967
EBIX|EBIX INC|SOGO|Wang Investment Associates, Inc.|400
EBIX|EBIX INC|SPDR|SPEEDROUTE LLC|7165
EBIX|EBIX INC|SPTD|MINT GLOBAL MARKETS, INC.|1279
EBIX|EBIX INC|STFL|Stifel, Nicolaus & Company, Incorporated|1723
EBIX|EBIX INC|SWIM|TD Ameritrade, Inc.|1601
EBIX|EBIX INC|SWST|Hilltop Securities Inc.|547
EBIX|EBIX INC|TKNG|ALLY INVEST SECURITIES LLC|530
EBIX|EBIX INC|TMBR|Timber Hill LLC|83
EBIX|EBIX INC|TRBT|Tradebot Systems, Inc.|10925
EBIX|EBIX INC|TRCM|TRC MARKETS LLC|49852
EBIX|EBIX INC|UBSA|UBS SECURITIES LLC|149449
EBIX|EBIX INC|UBSS|UBS Securities LLC|342606
EBIX|EBIX INC|VALX|VIRTU AMERICAS LLC|4815
EBIX|EBIX INC|VGRD|Vanguard Marketing Corporation|1570
EBIX|EBIX INC|WABR|Wall Street Access|27571
EBIX|EBIX INC|WBLR|WILLIAM BLAIR|1526
EBIX|EBIX INC|WCHV|WELLS FARGO SECURITIES, LLC|9832
EBIX|EBIX INC|WDNX|WEEDEN & CO.L.P.|2416
EBIX|EBIX INC|WEED|Weeden & Co.L.P.|2000
EBIX|EBIX INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|876
EBIX|EBIX INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13382
EBIX|EBIX INC|WGIF|CIBC World Markets Inc.|10225
EBIX|EBIX INC|WSEA|WOLVERINE SECURITIES, LLC|447
EBIX|EBIX INC|XIST|INSTINET, LLC|7632
EBIX|EBIX INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11276
EBIX|EBIX INC|YKNA|COMHAR CAPITAL MARKETS, LLC|759
EBIX|EBIX INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|294
EBMT|EAGLE BANCORP (MT)|AGIS|Aegis Capital Corp.|76
EBMT|EAGLE BANCORP (MT)|BARD|Robert W. Baird & Co. Incorporated|400
EBMT|EAGLE BANCORP (MT)|BATM|CBOE TRADING, INC.|187
EBMT|EAGLE BANCORP (MT)|BNKS|Fig Partners, LLC|24554
EBMT|EAGLE BANCORP (MT)|CHAS|Charles Schwab & Co., Inc.|30
EBMT|EAGLE BANCORP (MT)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5
EBMT|EAGLE BANCORP (MT)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2570
EBMT|EAGLE BANCORP (MT)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1339
EBMT|EAGLE BANCORP (MT)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6
EBMT|EAGLE BANCORP (MT)|CTDL|Citadel Derivatives Group Llc|401
EBMT|EAGLE BANCORP (MT)|EDJO|Edward D. Jones & Co., L.P.|500
EBMT|EAGLE BANCORP (MT)|ETRS|E*Trade Securities LLC|115
EBMT|EAGLE BANCORP (MT)|FBCO|Credit Suisse Securities (USA) LLC|196
EBMT|EAGLE BANCORP (MT)|FILL|Tradestation Securities, Inc.|450
EBMT|EAGLE BANCORP (MT)|FOMA|TD AMERITRADE CLEARING, INC.|548
EBMT|EAGLE BANCORP (MT)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|213
EBMT|EAGLE BANCORP (MT)|FTBR|Foliofn Investments, Inc.|6
EBMT|EAGLE BANCORP (MT)|GSCO|GOLDMAN SACHS & CO. LLC|2830
EBMT|EAGLE BANCORP (MT)|GSLT|GOLDMAN SACHS & CO. LLC|166
EBMT|EAGLE BANCORP (MT)|IATS|INTERACTIVE BROKERS LLC|42
EBMT|EAGLE BANCORP (MT)|IBKR|Interactive Brokers Llc|127
EBMT|EAGLE BANCORP (MT)|INCA|INSTINET, LLC|506
EBMT|EAGLE BANCORP (MT)|ITGI|ITG Inc.|6333
EBMT|EAGLE BANCORP (MT)|ITGP|ITG INC.|800
EBMT|EAGLE BANCORP (MT)|JONE|JonesTrading|244
EBMT|EAGLE BANCORP (MT)|JPMX|J.P. Morgan Securities LLC|5388
EBMT|EAGLE BANCORP (MT)|LEHM|Barclays Capital Inc./Le|472
EBMT|EAGLE BANCORP (MT)|LIME|Lime Brokerage LLC|8476
EBMT|EAGLE BANCORP (MT)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EBMT|EAGLE BANCORP (MT)|MSCO|MORGAN STANLEY & CO. LLC|4798
EBMT|EAGLE BANCORP (MT)|NFSC|National Financial Services LLC|1082
EBMT|EAGLE BANCORP (MT)|NITE|VIRTU Americas LLC|5402
EBMT|EAGLE BANCORP (MT)|PDQM|CODA MARKETS, INC.|174
EBMT|EAGLE BANCORP (MT)|PWJC|UBS Financial Services, Inc.|40
EBMT|EAGLE BANCORP (MT)|RBCM|RBC CAPITAL MARKETS, LLC|30
EBMT|EAGLE BANCORP (MT)|SBSH|Citigroup Global Markets Inc.|4
EBMT|EAGLE BANCORP (MT)|SPDR|SPEEDROUTE LLC|92
EBMT|EAGLE BANCORP (MT)|TRCM|TRC MARKETS LLC|379
EBMT|EAGLE BANCORP (MT)|UBSA|UBS SECURITIES LLC|928
EBMT|EAGLE BANCORP (MT)|UBSS|UBS Securities LLC|6398
EBMT|EAGLE BANCORP (MT)|VALX|VIRTU AMERICAS LLC|1853
EBMT|EAGLE BANCORP (MT)|VGRD|Vanguard Marketing Corporation|35
EBMT|EAGLE BANCORP (MT)|WCHV|WELLS FARGO SECURITIES, LLC|788
EBMT|EAGLE BANCORP (MT)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|288
EBND|SPDR BB EM LOC BOND|ALTX|Alternet Securities Inc.|590
EBND|SPDR BB EM LOC BOND|APCC|Apex Clearing Corporation|288
EBND|SPDR BB EM LOC BOND|BANK|Primevest Financial Services, Inc.|1
EBND|SPDR BB EM LOC BOND|BBNT|BB&T SECURITIES, LLC|1888
EBND|SPDR BB EM LOC BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39957
EBND|SPDR BB EM LOC BOND|BMOC|BMO Capital Markets Corp.|1300
EBND|SPDR BB EM LOC BOND|BRGE|Newbridge Securities Corp.|4
EBND|SPDR BB EM LOC BOND|BYXM|CBOE TRADING, INC.|100
EBND|SPDR BB EM LOC BOND|CANT|Cantor Fitzgerald & Co.|76836
EBND|SPDR BB EM LOC BOND|CHAS|Charles Schwab & Co., Inc.|4054903
EBND|SPDR BB EM LOC BOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17923
EBND|SPDR BB EM LOC BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81998
EBND|SPDR BB EM LOC BOND|CSIN|Citadel Securities Institutional LLC|24332
EBND|SPDR BB EM LOC BOND|CTDL|Citadel Derivatives Group Llc|201
EBND|SPDR BB EM LOC BOND|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EBND|SPDR BB EM LOC BOND|DBAB|Deutsche Bank Securities Inc.|1456
EBND|SPDR BB EM LOC BOND|DBAX|Deutsche Bank Securities Inc.|16200
EBND|SPDR BB EM LOC BOND|DEAN|MORGAN STANLEY|10044
EBND|SPDR BB EM LOC BOND|EBXL|EBX LLC|8600
EBND|SPDR BB EM LOC BOND|EDJO|Edward D. Jones & Co., L.P.|3258
EBND|SPDR BB EM LOC BOND|EGAM|CBOE TRADING, INC.|1900
EBND|SPDR BB EM LOC BOND|EGXM|CBOE TRADING, INC.|124
EBND|SPDR BB EM LOC BOND|ETBE|Electronic Transaction Clearing, Inc.|100
EBND|SPDR BB EM LOC BOND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2500
EBND|SPDR BB EM LOC BOND|ETRS|E*Trade Securities LLC|1230
EBND|SPDR BB EM LOC BOND|FBSB|U.S. Bancorp Investments, Inc.|29
EBND|SPDR BB EM LOC BOND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2299
EBND|SPDR BB EM LOC BOND|FTBR|Foliofn Investments, Inc.|49816
EBND|SPDR BB EM LOC BOND|GEBB|GLOBAL EXECUTION BROKERS, LP|52684
EBND|SPDR BB EM LOC BOND|GLPX|ACS EXECUTION SERVICES, LLC|900
EBND|SPDR BB EM LOC BOND|GSCO|GOLDMAN SACHS & CO. LLC|9280
EBND|SPDR BB EM LOC BOND|GSLT|GOLDMAN SACHS & CO. LLC|6498
EBND|SPDR BB EM LOC BOND|GTSZ|GTS SECURITIES LLC|300
EBND|SPDR BB EM LOC BOND|HRBF|American Enterprise Investment Services Inc.|15737
EBND|SPDR BB EM LOC BOND|IATS|INTERACTIVE BROKERS LLC|1596
EBND|SPDR BB EM LOC BOND|IBKR|Interactive Brokers Llc|17656
EBND|SPDR BB EM LOC BOND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|37
EBND|SPDR BB EM LOC BOND|ICBX|INSTINET, LLC|7995
EBND|SPDR BB EM LOC BOND|INCA|INSTINET, LLC|628
EBND|SPDR BB EM LOC BOND|ITGI|ITG Inc.|16418
EBND|SPDR BB EM LOC BOND|ITGP|ITG INC.|36200
EBND|SPDR BB EM LOC BOND|JMPT|JUMP TRADING, LLC|3133
EBND|SPDR BB EM LOC BOND|JPMX|J.P. Morgan Securities LLC|50386
EBND|SPDR BB EM LOC BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|1439664
EBND|SPDR BB EM LOC BOND|JSJX|JANE STREET CAPITAL LLC|364636
EBND|SPDR BB EM LOC BOND|KCGM|VIRTU Americas LLC|20686
EBND|SPDR BB EM LOC BOND|LEHM|Barclays Capital Inc./Le|114200
EBND|SPDR BB EM LOC BOND|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|7772
EBND|SPDR BB EM LOC BOND|LIME|Lime Brokerage LLC|11915
EBND|SPDR BB EM LOC BOND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EBND|SPDR BB EM LOC BOND|MACC|Mid Atlantic Capital Corporation|10
EBND|SPDR BB EM LOC BOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94720
EBND|SPDR BB EM LOC BOND|MOTF|MOTIF INVESTING, INC.|1
EBND|SPDR BB EM LOC BOND|MSCO|MORGAN STANLEY & CO. LLC|137025
EBND|SPDR BB EM LOC BOND|MSPL|MORGAN STANLEY & CO. LLC|16600
EBND|SPDR BB EM LOC BOND|MSTX|MORGAN STANLEY & CO. LLC|200
EBND|SPDR BB EM LOC BOND|NFSC|National Financial Services LLC|190616
EBND|SPDR BB EM LOC BOND|NITE|VIRTU Americas LLC|578015
EBND|SPDR BB EM LOC BOND|NITP|VIRTU Americas LLC|19200
EBND|SPDR BB EM LOC BOND|OLDM|OLD MISSION CAPITAL, LLC|107992
EBND|SPDR BB EM LOC BOND|PDQM|CODA MARKETS, INC.|4000
EBND|SPDR BB EM LOC BOND|RBCM|RBC CAPITAL MARKETS, LLC|6716
EBND|SPDR BB EM LOC BOND|SAGL|SAGETRADER, LLC|2700
EBND|SPDR BB EM LOC BOND|SEIC|SEI Investments Distribution Co.|490
EBND|SPDR BB EM LOC BOND|SGMT|GOLDMAN SACHS & CO. LLC|30993
EBND|SPDR BB EM LOC BOND|STFL|Stifel, Nicolaus & Company, Incorporated|2438
EBND|SPDR BB EM LOC BOND|SWIM|TD Ameritrade, Inc.|503
EBND|SPDR BB EM LOC BOND|TRCM|TRC MARKETS LLC|1000
EBND|SPDR BB EM LOC BOND|UBSA|UBS SECURITIES LLC|144171
EBND|SPDR BB EM LOC BOND|UBSS|UBS Securities LLC|241738
EBND|SPDR BB EM LOC BOND|VALX|VIRTU AMERICAS LLC|107
EBND|SPDR BB EM LOC BOND|VGRD|Vanguard Marketing Corporation|3301
EBND|SPDR BB EM LOC BOND|WCHV|WELLS FARGO SECURITIES, LLC|102701
EBND|SPDR BB EM LOC BOND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1216
EBND|SPDR BB EM LOC BOND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|312
EBND|SPDR BB EM LOC BOND|WSEA|WOLVERINE SECURITIES, LLC|25
EBND|SPDR BB EM LOC BOND|XSTM|NATIONAL FINANCIAL SERVICES LLC|5454
EBND|SPDR BB EM LOC BOND|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
EBND|SPDR BB EM LOC BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16659
EBR|CENTRAIS ELECTRICAS|ALTX|Alternet Securities Inc.|3018
EBR|CENTRAIS ELECTRICAS|APCC|Apex Clearing Corporation|10424
EBR|CENTRAIS ELECTRICAS|BATM|CBOE TRADING, INC.|1150
EBR|CENTRAIS ELECTRICAS|BAYT|BTIG, LLC|300
EBR|CENTRAIS ELECTRICAS|BERN|Sanford C. Bernstein & Co., LLC|2827
EBR|CENTRAIS ELECTRICAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57188
EBR|CENTRAIS ELECTRICAS|BYXM|CBOE TRADING, INC.|200
EBR|CENTRAIS ELECTRICAS|CICF|Canaccord Genuity Corp.|12850
EBR|CENTRAIS ELECTRICAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2700
EBR|CENTRAIS ELECTRICAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81522
EBR|CENTRAIS ELECTRICAS|CTDL|Citadel Derivatives Group Llc|140
EBR|CENTRAIS ELECTRICAS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5000
EBR|CENTRAIS ELECTRICAS|DBAB|Deutsche Bank Securities Inc.|32384
EBR|CENTRAIS ELECTRICAS|DBAX|Deutsche Bank Securities Inc.|22900
EBR|CENTRAIS ELECTRICAS|DCHF|Dart Executions, LLC|800
EBR|CENTRAIS ELECTRICAS|DEAN|MORGAN STANLEY|4260
EBR|CENTRAIS ELECTRICAS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|219839
EBR|CENTRAIS ELECTRICAS|EBXL|EBX LLC|27200
EBR|CENTRAIS ELECTRICAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1339
EBR|CENTRAIS ELECTRICAS|EGAM|CBOE TRADING, INC.|13004
EBR|CENTRAIS ELECTRICAS|EGXM|CBOE TRADING, INC.|7791
EBR|CENTRAIS ELECTRICAS|ETBE|Electronic Transaction Clearing, Inc.|4901
EBR|CENTRAIS ELECTRICAS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
EBR|CENTRAIS ELECTRICAS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
EBR|CENTRAIS ELECTRICAS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5784
EBR|CENTRAIS ELECTRICAS|ETRS|E*Trade Securities LLC|293379
EBR|CENTRAIS ELECTRICAS|FILL|Tradestation Securities, Inc.|2025
EBR|CENTRAIS ELECTRICAS|FMAF|NBCN Inc./ CDS|1859
EBR|CENTRAIS ELECTRICAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8565
EBR|CENTRAIS ELECTRICAS|FTBR|Foliofn Investments, Inc.|3243
EBR|CENTRAIS ELECTRICAS|GEBB|GLOBAL EXECUTION BROKERS, LP|1006
EBR|CENTRAIS ELECTRICAS|GLIS|TD Securities Inc|6774
EBR|CENTRAIS ELECTRICAS|GLPX|ACS EXECUTION SERVICES, LLC|2550
EBR|CENTRAIS ELECTRICAS|GSCO|GOLDMAN SACHS & CO. LLC|81099
EBR|CENTRAIS ELECTRICAS|GSLT|GOLDMAN SACHS & CO. LLC|1052
EBR|CENTRAIS ELECTRICAS|GTSZ|GTS SECURITIES LLC|2134
EBR|CENTRAIS ELECTRICAS|HRBF|American Enterprise Investment Services Inc.|27
EBR|CENTRAIS ELECTRICAS|HSBC|HSBC Securities, Inc.|1700
EBR|CENTRAIS ELECTRICAS|IATS|INTERACTIVE BROKERS LLC|20287
EBR|CENTRAIS ELECTRICAS|IBKR|Interactive Brokers Llc|130228
EBR|CENTRAIS ELECTRICAS|ICBX|INSTINET, LLC|42604
EBR|CENTRAIS ELECTRICAS|INCA|INSTINET, LLC|75661
EBR|CENTRAIS ELECTRICAS|INJX|INSTINET, LLC|2000
EBR|CENTRAIS ELECTRICAS|INTL|INTL FCSTONE FINANCIAL INC.|184
EBR|CENTRAIS ELECTRICAS|ITGI|ITG Inc.|29900
EBR|CENTRAIS ELECTRICAS|ITGP|ITG INC.|71800
EBR|CENTRAIS ELECTRICAS|JEFF|JEFFERIES LLC|47559
EBR|CENTRAIS ELECTRICAS|JMPT|JUMP TRADING, LLC|11450
EBR|CENTRAIS ELECTRICAS|JPMX|J.P. Morgan Securities LLC|70816
EBR|CENTRAIS ELECTRICAS|JSJX|JANE STREET CAPITAL LLC|4804
EBR|CENTRAIS ELECTRICAS|KCGM|VIRTU Americas LLC|11620
EBR|CENTRAIS ELECTRICAS|LEHM|Barclays Capital Inc./Le|224133
EBR|CENTRAIS ELECTRICAS|LIME|Lime Brokerage LLC|56477
EBR|CENTRAIS ELECTRICAS|LQNA|LIQUIDNET, INC.|68900
EBR|CENTRAIS ELECTRICAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74994
EBR|CENTRAIS ELECTRICAS|MOTF|MOTIF INVESTING, INC.|4
EBR|CENTRAIS ELECTRICAS|MSCO|MORGAN STANLEY & CO. LLC|376987
EBR|CENTRAIS ELECTRICAS|MSPL|MORGAN STANLEY & CO. LLC|386000
EBR|CENTRAIS ELECTRICAS|MSTX|MORGAN STANLEY & CO. LLC|17600
EBR|CENTRAIS ELECTRICAS|NFSC|National Financial Services LLC|108502
EBR|CENTRAIS ELECTRICAS|NITE|VIRTU Americas LLC|494523
EBR|CENTRAIS ELECTRICAS|NITP|VIRTU Americas LLC|47662
EBR|CENTRAIS ELECTRICAS|NQRB|Brut, LLC|15080
EBR|CENTRAIS ELECTRICAS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|251
EBR|CENTRAIS ELECTRICAS|PDQM|CODA MARKETS, INC.|3268
EBR|CENTRAIS ELECTRICAS|PICT|Pictet Overseas Inc.|51351
EBR|CENTRAIS ELECTRICAS|PWJC|UBS Financial Services, Inc.|41559
EBR|CENTRAIS ELECTRICAS|RBCM|RBC CAPITAL MARKETS, LLC|600
EBR|CENTRAIS ELECTRICAS|SBSH|Citigroup Global Markets Inc.|17865
EBR|CENTRAIS ELECTRICAS|SGMT|GOLDMAN SACHS & CO. LLC|18285
EBR|CENTRAIS ELECTRICAS|SOGO|Wang Investment Associates, Inc.|6666
EBR|CENTRAIS ELECTRICAS|SPDR|SPEEDROUTE LLC|2463
EBR|CENTRAIS ELECTRICAS|STFL|Stifel, Nicolaus & Company, Incorporated|6550
EBR|CENTRAIS ELECTRICAS|SWIM|TD Ameritrade, Inc.|44280
EBR|CENTRAIS ELECTRICAS|TKNG|ALLY INVEST SECURITIES LLC|5685
EBR|CENTRAIS ELECTRICAS|TRBT|Tradebot Systems, Inc.|1600
EBR|CENTRAIS ELECTRICAS|TRCM|TRC MARKETS LLC|972
EBR|CENTRAIS ELECTRICAS|UBSA|UBS SECURITIES LLC|277040
EBR|CENTRAIS ELECTRICAS|UBSS|UBS Securities LLC|289429
EBR|CENTRAIS ELECTRICAS|VALX|VIRTU AMERICAS LLC|1780
EBR|CENTRAIS ELECTRICAS|VGRD|Vanguard Marketing Corporation|12298
EBR|CENTRAIS ELECTRICAS|WCHV|WELLS FARGO SECURITIES, LLC|147766
EBR|CENTRAIS ELECTRICAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14521
EBR|CENTRAIS ELECTRICAS|WSEA|WOLVERINE SECURITIES, LLC|5363
EBR|CENTRAIS ELECTRICAS|XIST|INSTINET, LLC|8200
EBR|CENTRAIS ELECTRICAS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1804
EBR|CENTRAIS ELECTRICAS|YKNA|COMHAR CAPITAL MARKETS, LLC|600
EBR.B|CENTRAIS ELECTRICAS|ALTX|Alternet Securities Inc.|400
EBR.B|CENTRAIS ELECTRICAS|APCC|Apex Clearing Corporation|3574
EBR.B|CENTRAIS ELECTRICAS|BERN|Sanford C. Bernstein & Co., LLC|2400
EBR.B|CENTRAIS ELECTRICAS|BYXM|CBOE TRADING, INC.|200
EBR.B|CENTRAIS ELECTRICAS|CANT|Cantor Fitzgerald & Co.|3790
EBR.B|CENTRAIS ELECTRICAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|401
EBR.B|CENTRAIS ELECTRICAS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
EBR.B|CENTRAIS ELECTRICAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16882
EBR.B|CENTRAIS ELECTRICAS|CTDL|Citadel Derivatives Group Llc|132
EBR.B|CENTRAIS ELECTRICAS|CXCX|CITIGROUP GLOBAL MARKETS INC.|13900
EBR.B|CENTRAIS ELECTRICAS|DBAB|Deutsche Bank Securities Inc.|1612
EBR.B|CENTRAIS ELECTRICAS|DBAX|Deutsche Bank Securities Inc.|3400
EBR.B|CENTRAIS ELECTRICAS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|51040
EBR.B|CENTRAIS ELECTRICAS|EBXL|EBX LLC|20200
EBR.B|CENTRAIS ELECTRICAS|EGAM|CBOE TRADING, INC.|500
EBR.B|CENTRAIS ELECTRICAS|ETRS|E*Trade Securities LLC|4849
EBR.B|CENTRAIS ELECTRICAS|FMAF|NBCN Inc./ CDS|661
EBR.B|CENTRAIS ELECTRICAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|366
EBR.B|CENTRAIS ELECTRICAS|FTBR|Foliofn Investments, Inc.|1814
EBR.B|CENTRAIS ELECTRICAS|GLPX|ACS EXECUTION SERVICES, LLC|3600
EBR.B|CENTRAIS ELECTRICAS|GSCO|GOLDMAN SACHS & CO. LLC|2100
EBR.B|CENTRAIS ELECTRICAS|GTSZ|GTS SECURITIES LLC|1861
EBR.B|CENTRAIS ELECTRICAS|HSBC|HSBC Securities, Inc.|355
EBR.B|CENTRAIS ELECTRICAS|IATS|INTERACTIVE BROKERS LLC|1400
EBR.B|CENTRAIS ELECTRICAS|IBKR|Interactive Brokers Llc|3066
EBR.B|CENTRAIS ELECTRICAS|ICBX|INSTINET, LLC|20644
EBR.B|CENTRAIS ELECTRICAS|INCA|INSTINET, LLC|93115
EBR.B|CENTRAIS ELECTRICAS|INJX|INSTINET, LLC|435
EBR.B|CENTRAIS ELECTRICAS|ITGI|ITG Inc.|12725
EBR.B|CENTRAIS ELECTRICAS|ITGP|ITG INC.|9000
EBR.B|CENTRAIS ELECTRICAS|JEFF|JEFFERIES LLC|753
EBR.B|CENTRAIS ELECTRICAS|JPMX|J.P. Morgan Securities LLC|11200
EBR.B|CENTRAIS ELECTRICAS|KCGM|VIRTU Americas LLC|14601
EBR.B|CENTRAIS ELECTRICAS|LEHM|Barclays Capital Inc./Le|18106
EBR.B|CENTRAIS ELECTRICAS|LIME|Lime Brokerage LLC|26386
EBR.B|CENTRAIS ELECTRICAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6300
EBR.B|CENTRAIS ELECTRICAS|MSCO|MORGAN STANLEY & CO. LLC|39728
EBR.B|CENTRAIS ELECTRICAS|MSPL|MORGAN STANLEY & CO. LLC|58000
EBR.B|CENTRAIS ELECTRICAS|NFSC|National Financial Services LLC|8591
EBR.B|CENTRAIS ELECTRICAS|NITE|VIRTU Americas LLC|47839
EBR.B|CENTRAIS ELECTRICAS|NQRB|Brut, LLC|1400
EBR.B|CENTRAIS ELECTRICAS|PDQM|CODA MARKETS, INC.|4280
EBR.B|CENTRAIS ELECTRICAS|SBSH|Citigroup Global Markets Inc.|10441
EBR.B|CENTRAIS ELECTRICAS|SGMT|GOLDMAN SACHS & CO. LLC|6700
EBR.B|CENTRAIS ELECTRICAS|SPDR|SPEEDROUTE LLC|4000
EBR.B|CENTRAIS ELECTRICAS|SWIM|TD Ameritrade, Inc.|4844
EBR.B|CENTRAIS ELECTRICAS|TKNG|ALLY INVEST SECURITIES LLC|306
EBR.B|CENTRAIS ELECTRICAS|TRBT|Tradebot Systems, Inc.|1374
EBR.B|CENTRAIS ELECTRICAS|TRCM|TRC MARKETS LLC|100
EBR.B|CENTRAIS ELECTRICAS|UBSA|UBS SECURITIES LLC|49363
EBR.B|CENTRAIS ELECTRICAS|UBSS|UBS Securities LLC|2187
EBR.B|CENTRAIS ELECTRICAS|VGRD|Vanguard Marketing Corporation|1500
EBR.B|CENTRAIS ELECTRICAS|WCHV|WELLS FARGO SECURITIES, LLC|206
EBR.B|CENTRAIS ELECTRICAS|WSEA|WOLVERINE SECURITIES, LLC|800
EBR.B|CENTRAIS ELECTRICAS|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
EBS|EMERGENT BIOSOLUTION|ALTX|Alternet Securities Inc.|1958
EBS|EMERGENT BIOSOLUTION|ANOS|ABEL/NOSER, L.L.C.|1358
EBS|EMERGENT BIOSOLUTION|APCC|Apex Clearing Corporation|149
EBS|EMERGENT BIOSOLUTION|BALE|M&T SECURITIES, INC.|186
EBS|EMERGENT BIOSOLUTION|BATM|CBOE TRADING, INC.|1505
EBS|EMERGENT BIOSOLUTION|BERN|Sanford C. Bernstein & Co., LLC|48639
EBS|EMERGENT BIOSOLUTION|BIDS|BIDS TRADING L.P.|400
EBS|EMERGENT BIOSOLUTION|BIMI|Banca IMI Securities Corp.|1
EBS|EMERGENT BIOSOLUTION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1179
EBS|EMERGENT BIOSOLUTION|BLKX|INSTINET, LLC|56000
EBS|EMERGENT BIOSOLUTION|BNPX|BNP PARIBAS SECURITIES CORP.|10138
EBS|EMERGENT BIOSOLUTION|BRVL|BLAYLOCK VAN, LLC|900
EBS|EMERGENT BIOSOLUTION|BTIG|BTIG, LLC|6502
EBS|EMERGENT BIOSOLUTION|BYXM|CBOE TRADING, INC.|400
EBS|EMERGENT BIOSOLUTION|CANT|Cantor Fitzgerald & Co.|27
EBS|EMERGENT BIOSOLUTION|CHAS|Charles Schwab & Co., Inc.|4969
EBS|EMERGENT BIOSOLUTION|CIST|Capital Institutional Services, Inc.|3814
EBS|EMERGENT BIOSOLUTION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14112
EBS|EMERGENT BIOSOLUTION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
EBS|EMERGENT BIOSOLUTION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26
EBS|EMERGENT BIOSOLUTION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99973
EBS|EMERGENT BIOSOLUTION|CTDL|Citadel Derivatives Group Llc|7153
EBS|EMERGENT BIOSOLUTION|CXCX|CITIGROUP GLOBAL MARKETS INC.|14070
EBS|EMERGENT BIOSOLUTION|DADA|D.A. Davidson & Co.|32
EBS|EMERGENT BIOSOLUTION|DBAB|Deutsche Bank Securities Inc.|56870
EBS|EMERGENT BIOSOLUTION|DBAX|Deutsche Bank Securities Inc.|67300
EBS|EMERGENT BIOSOLUTION|DBUL|Deutsche Bank Securities Inc.|200
EBS|EMERGENT BIOSOLUTION|DCHF|Dart Executions, LLC|276
EBS|EMERGENT BIOSOLUTION|DEAN|MORGAN STANLEY|1128
EBS|EMERGENT BIOSOLUTION|DEGS|RONIN PROFESSIONAL LLC|156
EBS|EMERGENT BIOSOLUTION|EBXL|EBX LLC|40700
EBS|EMERGENT BIOSOLUTION|ECUT|CONVERGEX EXECUTION SOLUTIONS|1458
EBS|EMERGENT BIOSOLUTION|EDJO|Edward D. Jones & Co., L.P.|400
EBS|EMERGENT BIOSOLUTION|EGAM|CBOE TRADING, INC.|3605
EBS|EMERGENT BIOSOLUTION|EGMT|EG MARKET TECHNOLOGIES LLC|300
EBS|EMERGENT BIOSOLUTION|EGXM|CBOE TRADING, INC.|527
EBS|EMERGENT BIOSOLUTION|EGXW|CBOE TRADING, INC.|40
EBS|EMERGENT BIOSOLUTION|ETBE|Electronic Transaction Clearing, Inc.|514
EBS|EMERGENT BIOSOLUTION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2100
EBS|EMERGENT BIOSOLUTION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12738
EBS|EMERGENT BIOSOLUTION|ETRS|E*Trade Securities LLC|53358
EBS|EMERGENT BIOSOLUTION|FINX|FINTECH SECURITIES|6
EBS|EMERGENT BIOSOLUTION|FMAF|NBCN Inc./ CDS|650
EBS|EMERGENT BIOSOLUTION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2256
EBS|EMERGENT BIOSOLUTION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48137
EBS|EMERGENT BIOSOLUTION|FTBR|Foliofn Investments, Inc.|3553
EBS|EMERGENT BIOSOLUTION|GLPX|ACS EXECUTION SERVICES, LLC|12601
EBS|EMERGENT BIOSOLUTION|GSCO|GOLDMAN SACHS & CO. LLC|417451
EBS|EMERGENT BIOSOLUTION|GSCS|GOLDMAN SACHS & CO. LLC|100
EBS|EMERGENT BIOSOLUTION|GSLT|GOLDMAN SACHS & CO. LLC|1258
EBS|EMERGENT BIOSOLUTION|GTSZ|GTS SECURITIES LLC|38835
EBS|EMERGENT BIOSOLUTION|HAPX|HAP Trading, LLC|211
EBS|EMERGENT BIOSOLUTION|HRBF|American Enterprise Investment Services Inc.|217
EBS|EMERGENT BIOSOLUTION|HSBC|HSBC Securities, Inc.|3990
EBS|EMERGENT BIOSOLUTION|IATS|INTERACTIVE BROKERS LLC|4279
EBS|EMERGENT BIOSOLUTION|IBKR|Interactive Brokers Llc|1442
EBS|EMERGENT BIOSOLUTION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|420
EBS|EMERGENT BIOSOLUTION|ICBX|INSTINET, LLC|30700
EBS|EMERGENT BIOSOLUTION|IEQY|CITADEL SECURITIES LLC|45474
EBS|EMERGENT BIOSOLUTION|INCA|INSTINET, LLC|55720
EBS|EMERGENT BIOSOLUTION|INJX|INSTINET, LLC|9504
EBS|EMERGENT BIOSOLUTION|ITGI|ITG Inc.|23149
EBS|EMERGENT BIOSOLUTION|ITGP|ITG INC.|18800
EBS|EMERGENT BIOSOLUTION|JANY|Janney Montgomery Scott Inc.|200
EBS|EMERGENT BIOSOLUTION|JEFF|JEFFERIES LLC|33526
EBS|EMERGENT BIOSOLUTION|JMPT|JUMP TRADING, LLC|15273
EBS|EMERGENT BIOSOLUTION|JPBX|J.P. MORGAN SECURITIES LLC|15618
EBS|EMERGENT BIOSOLUTION|JPMX|J.P. Morgan Securities LLC|160725
EBS|EMERGENT BIOSOLUTION|JSJX|JANE STREET CAPITAL LLC|29875
EBS|EMERGENT BIOSOLUTION|KCGM|VIRTU Americas LLC|15778
EBS|EMERGENT BIOSOLUTION|LEHM|Barclays Capital Inc./Le|143696
EBS|EMERGENT BIOSOLUTION|LIME|Lime Brokerage LLC|7140
EBS|EMERGENT BIOSOLUTION|LMNX|LUMINEX TRADING & ANALYTICS LLC|15180
EBS|EMERGENT BIOSOLUTION|LOOP|Loop Capital Markets LLC|2326
EBS|EMERGENT BIOSOLUTION|LQNA|LIQUIDNET, INC.|19400
EBS|EMERGENT BIOSOLUTION|LSCI|Lek Securities Corporation|4
EBS|EMERGENT BIOSOLUTION|MACQ|Macquarie Capital (USA) Inc.|2807
EBS|EMERGENT BIOSOLUTION|MBTS|ALLY INVEST SECURITIES LLC|303
EBS|EMERGENT BIOSOLUTION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15026
EBS|EMERGENT BIOSOLUTION|MOTF|MOTIF INVESTING, INC.|13
EBS|EMERGENT BIOSOLUTION|MSCO|MORGAN STANLEY & CO. LLC|350899
EBS|EMERGENT BIOSOLUTION|MSPL|MORGAN STANLEY & CO. LLC|138900
EBS|EMERGENT BIOSOLUTION|MSTX|MORGAN STANLEY & CO. LLC|38300
EBS|EMERGENT BIOSOLUTION|NFSC|National Financial Services LLC|56749
EBS|EMERGENT BIOSOLUTION|NITE|VIRTU Americas LLC|90870
EBS|EMERGENT BIOSOLUTION|NQRB|Brut, LLC|1477
EBS|EMERGENT BIOSOLUTION|NTBF|BMO Nesbitt Burns Inc./CDS|700
EBS|EMERGENT BIOSOLUTION|NTRC|Northern Trust Securities, Inc.|1764
EBS|EMERGENT BIOSOLUTION|OPCO|Oppenheimer & Co. Inc.|145
EBS|EMERGENT BIOSOLUTION|PCPT|PHILLIP CAPITAL INC.|1456
EBS|EMERGENT BIOSOLUTION|PDQM|CODA MARKETS, INC.|34599
EBS|EMERGENT BIOSOLUTION|PHLY|NASDAQ Execution Services, LLC|2000
EBS|EMERGENT BIOSOLUTION|PWJC|UBS Financial Services, Inc.|3900
EBS|EMERGENT BIOSOLUTION|RBCM|RBC CAPITAL MARKETS, LLC|749
EBS|EMERGENT BIOSOLUTION|SAGL|SAGETRADER, LLC|14784
EBS|EMERGENT BIOSOLUTION|SBSH|Citigroup Global Markets Inc.|47978
EBS|EMERGENT BIOSOLUTION|SEIC|SEI Investments Distribution Co.|100
EBS|EMERGENT BIOSOLUTION|SGMT|GOLDMAN SACHS & CO. LLC|33490
EBS|EMERGENT BIOSOLUTION|SPDR|SPEEDROUTE LLC|4619
EBS|EMERGENT BIOSOLUTION|SPHN|Stephens Inc.|500
EBS|EMERGENT BIOSOLUTION|STFL|Stifel, Nicolaus & Company, Incorporated|3100
EBS|EMERGENT BIOSOLUTION|STKP|STOCKPILE INVESTMENTS, INC.|14
EBS|EMERGENT BIOSOLUTION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2323
EBS|EMERGENT BIOSOLUTION|SWIM|TD Ameritrade, Inc.|3188
EBS|EMERGENT BIOSOLUTION|TRBT|Tradebot Systems, Inc.|84127
EBS|EMERGENT BIOSOLUTION|TRCM|TRC MARKETS LLC|9165
EBS|EMERGENT BIOSOLUTION|UBSA|UBS SECURITIES LLC|247739
EBS|EMERGENT BIOSOLUTION|UBSS|UBS Securities LLC|383547
EBS|EMERGENT BIOSOLUTION|VALX|VIRTU AMERICAS LLC|58275
EBS|EMERGENT BIOSOLUTION|VGRD|Vanguard Marketing Corporation|1432
EBS|EMERGENT BIOSOLUTION|WBPX|SUMMIT SECURITIES GROUP, LLC|404
EBS|EMERGENT BIOSOLUTION|WCHV|WELLS FARGO SECURITIES, LLC|22561
EBS|EMERGENT BIOSOLUTION|WDNX|WEEDEN & CO.L.P.|3976
EBS|EMERGENT BIOSOLUTION|WEED|Weeden & Co.L.P.|9145
EBS|EMERGENT BIOSOLUTION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2237
EBS|EMERGENT BIOSOLUTION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7264
EBS|EMERGENT BIOSOLUTION|WSEA|WOLVERINE SECURITIES, LLC|840
EBS|EMERGENT BIOSOLUTION|XIST|INSTINET, LLC|38612
EBS|EMERGENT BIOSOLUTION|XSTM|NATIONAL FINANCIAL SERVICES LLC|8022
EBS|EMERGENT BIOSOLUTION|YKNA|COMHAR CAPITAL MARKETS, LLC|1194
EBS|EMERGENT BIOSOLUTION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1556
EBSB|MERIDIAN BNCP CMN|APCC|Apex Clearing Corporation|12
EBSB|MERIDIAN BNCP CMN|BERN|Sanford C. Bernstein & Co., LLC|7347
EBSB|MERIDIAN BNCP CMN|BLKX|INSTINET, LLC|36387
EBSB|MERIDIAN BNCP CMN|BMOC|BMO Capital Markets Corp.|7660
EBSB|MERIDIAN BNCP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|4104
EBSB|MERIDIAN BNCP CMN|BZYD|GOLDMAN SACHS & CO. LLC|2090
EBSB|MERIDIAN BNCP CMN|CHAS|Charles Schwab & Co., Inc.|1
EBSB|MERIDIAN BNCP CMN|CIST|Capital Institutional Services, Inc.|8000
EBSB|MERIDIAN BNCP CMN|CMPT|Compass Point Research & Trading, LLC|34361
EBSB|MERIDIAN BNCP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4173
EBSB|MERIDIAN BNCP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68607
EBSB|MERIDIAN BNCP CMN|CTDL|Citadel Derivatives Group Llc|4076
EBSB|MERIDIAN BNCP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|27654
EBSB|MERIDIAN BNCP CMN|DBAB|Deutsche Bank Securities Inc.|83216
EBSB|MERIDIAN BNCP CMN|DBAX|Deutsche Bank Securities Inc.|20100
EBSB|MERIDIAN BNCP CMN|DEAN|MORGAN STANLEY|581
EBSB|MERIDIAN BNCP CMN|DEGS|RONIN PROFESSIONAL LLC|2241
EBSB|MERIDIAN BNCP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40
EBSB|MERIDIAN BNCP CMN|EBXL|EBX LLC|27700
EBSB|MERIDIAN BNCP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|4280
EBSB|MERIDIAN BNCP CMN|EDJO|Edward D. Jones & Co., L.P.|1884
EBSB|MERIDIAN BNCP CMN|EGAM|CBOE TRADING, INC.|1789
EBSB|MERIDIAN BNCP CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
EBSB|MERIDIAN BNCP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7056
EBSB|MERIDIAN BNCP CMN|ETRS|E*Trade Securities LLC|1400
EBSB|MERIDIAN BNCP CMN|FBCO|Credit Suisse Securities (USA) LLC|213569
EBSB|MERIDIAN BNCP CMN|FILL|Tradestation Securities, Inc.|135
EBSB|MERIDIAN BNCP CMN|FOMA|TD AMERITRADE CLEARING, INC.|28399
EBSB|MERIDIAN BNCP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12514
EBSB|MERIDIAN BNCP CMN|FTBR|Foliofn Investments, Inc.|73
EBSB|MERIDIAN BNCP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|21851
EBSB|MERIDIAN BNCP CMN|GSCO|GOLDMAN SACHS & CO. LLC|181451
EBSB|MERIDIAN BNCP CMN|GSCS|GOLDMAN SACHS & CO. LLC|20
EBSB|MERIDIAN BNCP CMN|GSLT|GOLDMAN SACHS & CO. LLC|691
EBSB|MERIDIAN BNCP CMN|GTSZ|GTS SECURITIES LLC|4682
EBSB|MERIDIAN BNCP CMN|HSBC|HSBC Securities, Inc.|307
EBSB|MERIDIAN BNCP CMN|IBKR|Interactive Brokers Llc|12608
EBSB|MERIDIAN BNCP CMN|ICBX|INSTINET, LLC|18100
EBSB|MERIDIAN BNCP CMN|IEQY|CITADEL SECURITIES LLC|2344
EBSB|MERIDIAN BNCP CMN|INCA|INSTINET, LLC|65995
EBSB|MERIDIAN BNCP CMN|INJX|INSTINET, LLC|4012
EBSB|MERIDIAN BNCP CMN|ITGI|ITG Inc.|5332
EBSB|MERIDIAN BNCP CMN|ITGP|ITG INC.|62200
EBSB|MERIDIAN BNCP CMN|JEFF|JEFFERIES LLC|74567
EBSB|MERIDIAN BNCP CMN|JMPT|JUMP TRADING, LLC|317
EBSB|MERIDIAN BNCP CMN|JPBX|J.P. MORGAN SECURITIES LLC|1292
EBSB|MERIDIAN BNCP CMN|JPMX|J.P. Morgan Securities LLC|43185
EBSB|MERIDIAN BNCP CMN|KBWI|Keefe, Bruyette & Woods, Inc.|11932
EBSB|MERIDIAN BNCP CMN|KCGM|VIRTU Americas LLC|27659
EBSB|MERIDIAN BNCP CMN|LEHM|Barclays Capital Inc./Le|212341
EBSB|MERIDIAN BNCP CMN|LIME|Lime Brokerage LLC|101582
EBSB|MERIDIAN BNCP CMN|LOOP|Loop Capital Markets LLC|1900
EBSB|MERIDIAN BNCP CMN|MAXM|Maxim Group LLC|2905
EBSB|MERIDIAN BNCP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21258
EBSB|MERIDIAN BNCP CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2919
EBSB|MERIDIAN BNCP CMN|MSCO|MORGAN STANLEY & CO. LLC|389108
EBSB|MERIDIAN BNCP CMN|MSPL|MORGAN STANLEY & CO. LLC|34400
EBSB|MERIDIAN BNCP CMN|MSTX|MORGAN STANLEY & CO. LLC|3800
EBSB|MERIDIAN BNCP CMN|MTON|MILLINGTON SECURITIES, INC.|10918
EBSB|MERIDIAN BNCP CMN|NFSC|National Financial Services LLC|34486
EBSB|MERIDIAN BNCP CMN|NITE|VIRTU Americas LLC|35010
EBSB|MERIDIAN BNCP CMN|NITP|VIRTU Americas LLC|1300
EBSB|MERIDIAN BNCP CMN|NQRB|Brut, LLC|1700
EBSB|MERIDIAN BNCP CMN|OPCO|Oppenheimer & Co. Inc.|200
EBSB|MERIDIAN BNCP CMN|PDQM|CODA MARKETS, INC.|5196
EBSB|MERIDIAN BNCP CMN|PIPR|Piper Jaffray & Co.|100
EBSB|MERIDIAN BNCP CMN|PNSR|Penserra Securities, LLC|1925
EBSB|MERIDIAN BNCP CMN|PWJC|UBS Financial Services, Inc.|7931
EBSB|MERIDIAN BNCP CMN|SAGW|SAGETRADER, LLC|132
EBSB|MERIDIAN BNCP CMN|SBSH|Citigroup Global Markets Inc.|49322
EBSB|MERIDIAN BNCP CMN|SGMT|GOLDMAN SACHS & CO. LLC|42350
EBSB|MERIDIAN BNCP CMN|SPDR|SPEEDROUTE LLC|300
EBSB|MERIDIAN BNCP CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|478
EBSB|MERIDIAN BNCP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3642
EBSB|MERIDIAN BNCP CMN|SWIM|TD Ameritrade, Inc.|920
EBSB|MERIDIAN BNCP CMN|TRBT|Tradebot Systems, Inc.|6584
EBSB|MERIDIAN BNCP CMN|TRCM|TRC MARKETS LLC|25951
EBSB|MERIDIAN BNCP CMN|UBSA|UBS SECURITIES LLC|96520
EBSB|MERIDIAN BNCP CMN|UBSS|UBS Securities LLC|130639
EBSB|MERIDIAN BNCP CMN|VALX|VIRTU AMERICAS LLC|14526
EBSB|MERIDIAN BNCP CMN|VGRD|Vanguard Marketing Corporation|4100
EBSB|MERIDIAN BNCP CMN|WABR|Wall Street Access|10918
EBSB|MERIDIAN BNCP CMN|WCHV|WELLS FARGO SECURITIES, LLC|6985
EBSB|MERIDIAN BNCP CMN|WEED|Weeden & Co.L.P.|184
EBSB|MERIDIAN BNCP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7
EBSB|MERIDIAN BNCP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|704
EBSB|MERIDIAN BNCP CMN|XIST|INSTINET, LLC|4000
EBSB|MERIDIAN BNCP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|17440
EBSB|MERIDIAN BNCP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|257
EBTC|ENTERPRISE BANCORP I|ALTX|Alternet Securities Inc.|100
EBTC|ENTERPRISE BANCORP I|APCC|Apex Clearing Corporation|8
EBTC|ENTERPRISE BANCORP I|BATM|CBOE TRADING, INC.|152
EBTC|ENTERPRISE BANCORP I|BAYC|BAY CREST PARTNERS, LLC|339
EBTC|ENTERPRISE BANCORP I|BERN|Sanford C. Bernstein & Co., LLC|20
EBTC|ENTERPRISE BANCORP I|BMOC|BMO Capital Markets Corp.|1523
EBTC|ENTERPRISE BANCORP I|BNPX|BNP PARIBAS SECURITIES CORP.|885
EBTC|ENTERPRISE BANCORP I|BTIG|BTIG, LLC|350
EBTC|ENTERPRISE BANCORP I|BYXM|CBOE TRADING, INC.|50
EBTC|ENTERPRISE BANCORP I|BZYD|GOLDMAN SACHS & CO. LLC|477
EBTC|ENTERPRISE BANCORP I|CHAS|Charles Schwab & Co., Inc.|1
EBTC|ENTERPRISE BANCORP I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31
EBTC|ENTERPRISE BANCORP I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10881
EBTC|ENTERPRISE BANCORP I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10761
EBTC|ENTERPRISE BANCORP I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2469
EBTC|ENTERPRISE BANCORP I|CTDL|Citadel Derivatives Group Llc|533
EBTC|ENTERPRISE BANCORP I|CXCX|CITIGROUP GLOBAL MARKETS INC.|1182
EBTC|ENTERPRISE BANCORP I|DBAB|Deutsche Bank Securities Inc.|13782
EBTC|ENTERPRISE BANCORP I|DBAX|Deutsche Bank Securities Inc.|2000
EBTC|ENTERPRISE BANCORP I|DEGS|RONIN PROFESSIONAL LLC|800
EBTC|ENTERPRISE BANCORP I|EBXL|EBX LLC|1000
EBTC|ENTERPRISE BANCORP I|ECUT|CONVERGEX EXECUTION SOLUTIONS|63
EBTC|ENTERPRISE BANCORP I|EDJO|Edward D. Jones & Co., L.P.|150
EBTC|ENTERPRISE BANCORP I|EGAM|CBOE TRADING, INC.|100
EBTC|ENTERPRISE BANCORP I|EGXM|CBOE TRADING, INC.|1
EBTC|ENTERPRISE BANCORP I|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
EBTC|ENTERPRISE BANCORP I|ETRS|E*Trade Securities LLC|10280
EBTC|ENTERPRISE BANCORP I|FBCO|Credit Suisse Securities (USA) LLC|51783
EBTC|ENTERPRISE BANCORP I|FILL|Tradestation Securities, Inc.|10
EBTC|ENTERPRISE BANCORP I|FINX|FINTECH SECURITIES|500
EBTC|ENTERPRISE BANCORP I|FOMA|TD AMERITRADE CLEARING, INC.|3951
EBTC|ENTERPRISE BANCORP I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1585
EBTC|ENTERPRISE BANCORP I|FTBR|Foliofn Investments, Inc.|1
EBTC|ENTERPRISE BANCORP I|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
EBTC|ENTERPRISE BANCORP I|GLPX|ACS EXECUTION SERVICES, LLC|2370
EBTC|ENTERPRISE BANCORP I|GSCO|GOLDMAN SACHS & CO. LLC|48725
EBTC|ENTERPRISE BANCORP I|GSCS|GOLDMAN SACHS & CO. LLC|72
EBTC|ENTERPRISE BANCORP I|GSLT|GOLDMAN SACHS & CO. LLC|498
EBTC|ENTERPRISE BANCORP I|GTSZ|GTS SECURITIES LLC|8194
EBTC|ENTERPRISE BANCORP I|HRBF|American Enterprise Investment Services Inc.|2
EBTC|ENTERPRISE BANCORP I|IATS|INTERACTIVE BROKERS LLC|804
EBTC|ENTERPRISE BANCORP I|IBKR|Interactive Brokers Llc|4809
EBTC|ENTERPRISE BANCORP I|ICBX|INSTINET, LLC|400
EBTC|ENTERPRISE BANCORP I|IEQY|CITADEL SECURITIES LLC|1763
EBTC|ENTERPRISE BANCORP I|INCA|INSTINET, LLC|7446
EBTC|ENTERPRISE BANCORP I|INJX|INSTINET, LLC|1500
EBTC|ENTERPRISE BANCORP I|ITGI|ITG Inc.|1769
EBTC|ENTERPRISE BANCORP I|ITGP|ITG INC.|1200
EBTC|ENTERPRISE BANCORP I|JANY|Janney Montgomery Scott Inc.|100
EBTC|ENTERPRISE BANCORP I|JEFF|JEFFERIES LLC|1728
EBTC|ENTERPRISE BANCORP I|JPMX|J.P. Morgan Securities LLC|713
EBTC|ENTERPRISE BANCORP I|KCGM|VIRTU Americas LLC|548
EBTC|ENTERPRISE BANCORP I|LEHM|Barclays Capital Inc./Le|8903
EBTC|ENTERPRISE BANCORP I|LIME|Lime Brokerage LLC|8834
EBTC|ENTERPRISE BANCORP I|LMGP|LIME BROKERAGE LLC|4728
EBTC|ENTERPRISE BANCORP I|MAXM|Maxim Group LLC|755
EBTC|ENTERPRISE BANCORP I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
EBTC|ENTERPRISE BANCORP I|MSCO|MORGAN STANLEY & CO. LLC|32065
EBTC|ENTERPRISE BANCORP I|MSPL|MORGAN STANLEY & CO. LLC|3200
EBTC|ENTERPRISE BANCORP I|NFSC|National Financial Services LLC|9796
EBTC|ENTERPRISE BANCORP I|NITE|VIRTU Americas LLC|16729
EBTC|ENTERPRISE BANCORP I|NTRC|Northern Trust Securities, Inc.|12
EBTC|ENTERPRISE BANCORP I|PDQM|CODA MARKETS, INC.|3918
EBTC|ENTERPRISE BANCORP I|SBSH|Citigroup Global Markets Inc.|9480
EBTC|ENTERPRISE BANCORP I|SGMT|GOLDMAN SACHS & CO. LLC|532
EBTC|ENTERPRISE BANCORP I|SPDR|SPEEDROUTE LLC|23
EBTC|ENTERPRISE BANCORP I|SPTD|MINT GLOBAL MARKETS, INC.|900
EBTC|ENTERPRISE BANCORP I|SWIM|TD Ameritrade, Inc.|4807
EBTC|ENTERPRISE BANCORP I|TMBR|Timber Hill LLC|363
EBTC|ENTERPRISE BANCORP I|TRBT|Tradebot Systems, Inc.|1193
EBTC|ENTERPRISE BANCORP I|TRCM|TRC MARKETS LLC|5067
EBTC|ENTERPRISE BANCORP I|UBSA|UBS SECURITIES LLC|6862
EBTC|ENTERPRISE BANCORP I|UBSS|UBS Securities LLC|19506
EBTC|ENTERPRISE BANCORP I|VALX|VIRTU AMERICAS LLC|780
EBTC|ENTERPRISE BANCORP I|VGRD|Vanguard Marketing Corporation|6
EBTC|ENTERPRISE BANCORP I|WCHV|WELLS FARGO SECURITIES, LLC|809
EBTC|ENTERPRISE BANCORP I|WSEA|WOLVERINE SECURITIES, LLC|29
EBTC|ENTERPRISE BANCORP I|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
EBTC|ENTERPRISE BANCORP I|YKNA|COMHAR CAPITAL MARKETS, LLC|300
EBTC|ENTERPRISE BANCORP I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
EC|ECOPETROL SA|ALTX|Alternet Securities Inc.|7998
EC|ECOPETROL SA|APCC|Apex Clearing Corporation|2434
EC|ECOPETROL SA|BANK|Primevest Financial Services, Inc.|1218
EC|ECOPETROL SA|BARD|Robert W. Baird & Co. Incorporated|218
EC|ECOPETROL SA|BATM|CBOE TRADING, INC.|4847
EC|ECOPETROL SA|BAYC|BAY CREST PARTNERS, LLC|40019
EC|ECOPETROL SA|BBNT|BB&T SECURITIES, LLC|1585
EC|ECOPETROL SA|BERN|Sanford C. Bernstein & Co., LLC|171719
EC|ECOPETROL SA|BIDS|BIDS TRADING L.P.|300
EC|ECOPETROL SA|BKCM|BNY Mellon Capital Markets LLC|250
EC|ECOPETROL SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16824
EC|ECOPETROL SA|BLKX|INSTINET, LLC|191600
EC|ECOPETROL SA|BLTK|Bulltick, Llc|10500
EC|ECOPETROL SA|BTIG|BTIG, LLC|8300
EC|ECOPETROL SA|BYXM|CBOE TRADING, INC.|4006
EC|ECOPETROL SA|CANT|Cantor Fitzgerald & Co.|100
EC|ECOPETROL SA|CBLC|CITIGROUP GLOBAL MARKETS INC.|186200
EC|ECOPETROL SA|CHAS|Charles Schwab & Co., Inc.|3102
EC|ECOPETROL SA|CLSA|CLSA AMERICAS, LLC|1400
EC|ECOPETROL SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43029
EC|ECOPETROL SA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1480
EC|ECOPETROL SA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|909
EC|ECOPETROL SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|393201
EC|ECOPETROL SA|CTDL|Citadel Derivatives Group Llc|5538
EC|ECOPETROL SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|48778
EC|ECOPETROL SA|DADA|D.A. Davidson & Co.|97
EC|ECOPETROL SA|DBAB|Deutsche Bank Securities Inc.|213043
EC|ECOPETROL SA|DBAX|Deutsche Bank Securities Inc.|438900
EC|ECOPETROL SA|DBUL|Deutsche Bank Securities Inc.|800
EC|ECOPETROL SA|DCHF|Dart Executions, LLC|300
EC|ECOPETROL SA|DEAN|MORGAN STANLEY|4227
EC|ECOPETROL SA|DEGS|RONIN PROFESSIONAL LLC|2477
EC|ECOPETROL SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1743
EC|ECOPETROL SA|EBXL|EBX LLC|127100
EC|ECOPETROL SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|5315
EC|ECOPETROL SA|EDJO|Edward D. Jones & Co., L.P.|1160
EC|ECOPETROL SA|EGAM|CBOE TRADING, INC.|88594
EC|ECOPETROL SA|EGAW|CBOE TRADING, INC.|118
EC|ECOPETROL SA|EGXM|CBOE TRADING, INC.|4811
EC|ECOPETROL SA|ESPO|ESPOSITO SECURITIES, LLC|220
EC|ECOPETROL SA|ETBE|Electronic Transaction Clearing, Inc.|13031
EC|ECOPETROL SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8090
EC|ECOPETROL SA|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|65
EC|ECOPETROL SA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3037
EC|ECOPETROL SA|ETRS|E*Trade Securities LLC|101475
EC|ECOPETROL SA|FBSB|U.S. Bancorp Investments, Inc.|100
EC|ECOPETROL SA|FCST|INTL FCSTONE FINANCIAL INC.|367
EC|ECOPETROL SA|FILL|Tradestation Securities, Inc.|26980
EC|ECOPETROL SA|FMAF|NBCN Inc./ CDS|1707
EC|ECOPETROL SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54040
EC|ECOPETROL SA|FTBR|Foliofn Investments, Inc.|23031
EC|ECOPETROL SA|GEBB|GLOBAL EXECUTION BROKERS, LP|700
EC|ECOPETROL SA|GLPX|ACS EXECUTION SERVICES, LLC|39784
EC|ECOPETROL SA|GSCO|GOLDMAN SACHS & CO. LLC|526213
EC|ECOPETROL SA|GSCS|GOLDMAN SACHS & CO. LLC|900
EC|ECOPETROL SA|GSLT|GOLDMAN SACHS & CO. LLC|27342
EC|ECOPETROL SA|GTSZ|GTS SECURITIES LLC|119703
EC|ECOPETROL SA|HRBF|American Enterprise Investment Services Inc.|2025
EC|ECOPETROL SA|HSBC|HSBC Securities, Inc.|9765
EC|ECOPETROL SA|IATS|INTERACTIVE BROKERS LLC|142103
EC|ECOPETROL SA|IBKR|Interactive Brokers Llc|505794
EC|ECOPETROL SA|ICBX|INSTINET, LLC|199931
EC|ECOPETROL SA|INCA|INSTINET, LLC|678455
EC|ECOPETROL SA|INJX|INSTINET, LLC|1100
EC|ECOPETROL SA|ITGI|ITG Inc.|99796
EC|ECOPETROL SA|ITGP|ITG INC.|252600
EC|ECOPETROL SA|JANY|Janney Montgomery Scott Inc.|4414
EC|ECOPETROL SA|JEFF|JEFFERIES LLC|238036
EC|ECOPETROL SA|JMPT|JUMP TRADING, LLC|61922
EC|ECOPETROL SA|JPBX|J.P. MORGAN SECURITIES LLC|88750
EC|ECOPETROL SA|JPMX|J.P. Morgan Securities LLC|440333
EC|ECOPETROL SA|JSJX|JANE STREET CAPITAL LLC|5671
EC|ECOPETROL SA|KCGM|VIRTU Americas LLC|49052
EC|ECOPETROL SA|LEHM|Barclays Capital Inc./Le|474934
EC|ECOPETROL SA|LIME|Lime Brokerage LLC|135521
EC|ECOPETROL SA|LOOP|Loop Capital Markets LLC|21587
EC|ECOPETROL SA|LQNA|LIQUIDNET, INC.|88100
EC|ECOPETROL SA|LSCI|Lek Securities Corporation|52969
EC|ECOPETROL SA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EC|ECOPETROL SA|MAXM|Maxim Group LLC|6800
EC|ECOPETROL SA|MBTS|ALLY INVEST SECURITIES LLC|2404
EC|ECOPETROL SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|131920
EC|ECOPETROL SA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
EC|ECOPETROL SA|MOTF|MOTIF INVESTING, INC.|11
EC|ECOPETROL SA|MSCO|MORGAN STANLEY & CO. LLC|1446448
EC|ECOPETROL SA|MSPL|MORGAN STANLEY & CO. LLC|520000
EC|ECOPETROL SA|MSTX|MORGAN STANLEY & CO. LLC|209900
EC|ECOPETROL SA|NATL|National Securities Corporation|150
EC|ECOPETROL SA|NBCS|NBC Securities, INC.|7838
EC|ECOPETROL SA|NFSC|National Financial Services LLC|405481
EC|ECOPETROL SA|NITE|VIRTU Americas LLC|987651
EC|ECOPETROL SA|NITP|VIRTU Americas LLC|2229
EC|ECOPETROL SA|NQRB|Brut, LLC|8675
EC|ECOPETROL SA|NTBF|BMO Nesbitt Burns Inc./CDS|585
EC|ECOPETROL SA|OPCO|Oppenheimer & Co. Inc.|450
EC|ECOPETROL SA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|22300
EC|ECOPETROL SA|PDQM|CODA MARKETS, INC.|174165
EC|ECOPETROL SA|PHLY|NASDAQ Execution Services, LLC|3800
EC|ECOPETROL SA|RBCM|RBC CAPITAL MARKETS, LLC|911
EC|ECOPETROL SA|SAGL|SAGETRADER, LLC|129578
EC|ECOPETROL SA|SBSH|Citigroup Global Markets Inc.|1202206
EC|ECOPETROL SA|SGMT|GOLDMAN SACHS & CO. LLC|138864
EC|ECOPETROL SA|SPDR|SPEEDROUTE LLC|23525
EC|ECOPETROL SA|STFL|Stifel, Nicolaus & Company, Incorporated|5406
EC|ECOPETROL SA|STKP|STOCKPILE INVESTMENTS, INC.|56
EC|ECOPETROL SA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4887
EC|ECOPETROL SA|SWIM|TD Ameritrade, Inc.|101838
EC|ECOPETROL SA|SWST|Hilltop Securities Inc.|500
EC|ECOPETROL SA|TKNG|ALLY INVEST SECURITIES LLC|2711
EC|ECOPETROL SA|TRBT|Tradebot Systems, Inc.|218389
EC|ECOPETROL SA|TRCM|TRC MARKETS LLC|175039
EC|ECOPETROL SA|TWTT|TASTYWORKS, INC.|160
EC|ECOPETROL SA|UBSA|UBS SECURITIES LLC|666931
EC|ECOPETROL SA|UBSS|UBS Securities LLC|702550
EC|ECOPETROL SA|VALX|VIRTU AMERICAS LLC|9191
EC|ECOPETROL SA|VGRD|Vanguard Marketing Corporation|18302
EC|ECOPETROL SA|VSIN|Vision Financial Markets Llc|390
EC|ECOPETROL SA|WBPX|SUMMIT SECURITIES GROUP, LLC|393
EC|ECOPETROL SA|WCHV|WELLS FARGO SECURITIES, LLC|128475
EC|ECOPETROL SA|WEDB|WEDBUSH SECURITIES INC.|10700
EC|ECOPETROL SA|WEED|Weeden & Co.L.P.|241900
EC|ECOPETROL SA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18599
EC|ECOPETROL SA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5471
EC|ECOPETROL SA|WGIF|CIBC World Markets Inc.|50
EC|ECOPETROL SA|WSAG|WALL STREET ACCESS|1778
EC|ECOPETROL SA|WSEA|WOLVERINE SECURITIES, LLC|3557
EC|ECOPETROL SA|WTFS|JUST2TRADE, INC.|1400
EC|ECOPETROL SA|XIST|INSTINET, LLC|193200
EC|ECOPETROL SA|XPUS|XP SECURITIES, LLC|515552
EC|ECOPETROL SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|61402
EC|ECOPETROL SA|YKNA|COMHAR CAPITAL MARKETS, LLC|898
EC|ECOPETROL SA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1860
ECA|ENCANA CORP|ADAM|CANACCORD GENUITY INC.|102331
ECA|ENCANA CORP|AGIS|Aegis Capital Corp.|1236
ECA|ENCANA CORP|ALTX|Alternet Securities Inc.|11525
ECA|ENCANA CORP|APCC|Apex Clearing Corporation|43219
ECA|ENCANA CORP|BANK|Primevest Financial Services, Inc.|528
ECA|ENCANA CORP|BARD|Robert W. Baird & Co. Incorporated|241
ECA|ENCANA CORP|BATM|CBOE TRADING, INC.|26956
ECA|ENCANA CORP|BAYT|BTIG, LLC|4900
ECA|ENCANA CORP|BBNT|BB&T SECURITIES, LLC|10395
ECA|ENCANA CORP|BERN|Sanford C. Bernstein & Co., LLC|62783
ECA|ENCANA CORP|BIDS|BIDS TRADING L.P.|1500
ECA|ENCANA CORP|BIMI|Banca IMI Securities Corp.|2349
ECA|ENCANA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35908
ECA|ENCANA CORP|BLKX|INSTINET, LLC|193900
ECA|ENCANA CORP|BMOC|BMO Capital Markets Corp.|596614
ECA|ENCANA CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2325
ECA|ENCANA CORP|BTIG|BTIG, LLC|132255
ECA|ENCANA CORP|BYXM|CBOE TRADING, INC.|8415
ECA|ENCANA CORP|BZYD|GOLDMAN SACHS & CO. LLC|6802
ECA|ENCANA CORP|CANT|Cantor Fitzgerald & Co.|856
ECA|ENCANA CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|39600
ECA|ENCANA CORP|CHAS|Charles Schwab & Co., Inc.|6183
ECA|ENCANA CORP|CICF|Canaccord Genuity Corp.|31500
ECA|ENCANA CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|220000
ECA|ENCANA CORP|CIST|Capital Institutional Services, Inc.|3000
ECA|ENCANA CORP|CLSA|CLSA AMERICAS, LLC|400
ECA|ENCANA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|522114
ECA|ENCANA CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
ECA|ENCANA CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|250
ECA|ENCANA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3466575
ECA|ENCANA CORP|CTDL|Citadel Derivatives Group Llc|14544
ECA|ENCANA CORP|CTLR|CUTLER GROUP, LP|19939
ECA|ENCANA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|675886
ECA|ENCANA CORP|DADA|D.A. Davidson & Co.|3149
ECA|ENCANA CORP|DBAB|Deutsche Bank Securities Inc.|620877
ECA|ENCANA CORP|DBAX|Deutsche Bank Securities Inc.|2223300
ECA|ENCANA CORP|DCHF|Dart Executions, LLC|4132
ECA|ENCANA CORP|DEAN|MORGAN STANLEY|71519
ECA|ENCANA CORP|DEGS|RONIN PROFESSIONAL LLC|4000
ECA|ENCANA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3900
ECA|ENCANA CORP|EBXL|EBX LLC|1646300
ECA|ENCANA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|37605
ECA|ENCANA CORP|EDJO|Edward D. Jones & Co., L.P.|83007
ECA|ENCANA CORP|EGAM|CBOE TRADING, INC.|43274
ECA|ENCANA CORP|EGAW|CBOE TRADING, INC.|1111
ECA|ENCANA CORP|EGXM|CBOE TRADING, INC.|7070
ECA|ENCANA CORP|EGXW|CBOE TRADING, INC.|200
ECA|ENCANA CORP|ETBE|Electronic Transaction Clearing, Inc.|91015
ECA|ENCANA CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|930
ECA|ENCANA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5800
ECA|ENCANA CORP|ETRS|E*Trade Securities LLC|537780
ECA|ENCANA CORP|FILL|Tradestation Securities, Inc.|8138
ECA|ENCANA CORP|FMAF|NBCN Inc./ CDS|28768
ECA|ENCANA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5
ECA|ENCANA CORP|FQLS|Quantlab Securities LP|890455
ECA|ENCANA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|427242
ECA|ENCANA CORP|FTBR|Foliofn Investments, Inc.|31537
ECA|ENCANA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|29200
ECA|ENCANA CORP|GLIS|TD Securities Inc|145243
ECA|ENCANA CORP|GLPX|ACS EXECUTION SERVICES, LLC|35881
ECA|ENCANA CORP|GSCO|GOLDMAN SACHS & CO. LLC|14300501
ECA|ENCANA CORP|GSCS|GOLDMAN SACHS & CO. LLC|35042
ECA|ENCANA CORP|GSLT|GOLDMAN SACHS & CO. LLC|57053
ECA|ENCANA CORP|GTSZ|GTS SECURITIES LLC|215071
ECA|ENCANA CORP|HRBF|American Enterprise Investment Services Inc.|11518
ECA|ENCANA CORP|HSBC|HSBC Securities, Inc.|5443
ECA|ENCANA CORP|IATS|INTERACTIVE BROKERS LLC|142671
ECA|ENCANA CORP|IBKR|Interactive Brokers Llc|248530
ECA|ENCANA CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15525
ECA|ENCANA CORP|ICBX|INSTINET, LLC|1201305
ECA|ENCANA CORP|INCA|INSTINET, LLC|911204
ECA|ENCANA CORP|INJX|INSTINET, LLC|259157
ECA|ENCANA CORP|ITGI|ITG Inc.|434083
ECA|ENCANA CORP|ITGP|ITG INC.|1066600
ECA|ENCANA CORP|JANY|Janney Montgomery Scott Inc.|17748
ECA|ENCANA CORP|JEFF|JEFFERIES LLC|1221977
ECA|ENCANA CORP|JMPT|JUMP TRADING, LLC|315224
ECA|ENCANA CORP|JONE|JonesTrading|42715
ECA|ENCANA CORP|JPBX|J.P. MORGAN SECURITIES LLC|944640
ECA|ENCANA CORP|JPMX|J.P. Morgan Securities LLC|4443965
ECA|ENCANA CORP|JSJX|JANE STREET CAPITAL LLC|135078
ECA|ENCANA CORP|KCGM|VIRTU Americas LLC|900350
ECA|ENCANA CORP|LEHM|Barclays Capital Inc./Le|6847289
ECA|ENCANA CORP|LGNT|COR CLEARING LLC|3
ECA|ENCANA CORP|LIME|Lime Brokerage LLC|367768
ECA|ENCANA CORP|LOOP|Loop Capital Markets LLC|2600
ECA|ENCANA CORP|LQNA|LIQUIDNET, INC.|241000
ECA|ENCANA CORP|LSCI|Lek Securities Corporation|1559
ECA|ENCANA CORP|MCMF|Raymond James Ltd. Cds|5000
ECA|ENCANA CORP|MKMP|MKM Partners LLC|79700
ECA|ENCANA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2013296
ECA|ENCANA CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|24907
ECA|ENCANA CORP|MNDX|TJM Investments, LLC|24234
ECA|ENCANA CORP|MOTF|MOTIF INVESTING, INC.|3
ECA|ENCANA CORP|MSCO|MORGAN STANLEY & CO. LLC|4281879
ECA|ENCANA CORP|MSPL|MORGAN STANLEY & CO. LLC|3147000
ECA|ENCANA CORP|MSTX|MORGAN STANLEY & CO. LLC|844500
ECA|ENCANA CORP|NATL|National Securities Corporation|4220
ECA|ENCANA CORP|NFSC|National Financial Services LLC|933480
ECA|ENCANA CORP|NITE|VIRTU Americas LLC|3904206
ECA|ENCANA CORP|NITP|VIRTU Americas LLC|398149
ECA|ENCANA CORP|NQRB|Brut, LLC|77671
ECA|ENCANA CORP|NTBF|BMO Nesbitt Burns Inc./CDS|46353
ECA|ENCANA CORP|NTRC|Northern Trust Securities, Inc.|790
ECA|ENCANA CORP|OHOS|TWO SIGMA SECURITIES, LLC|131630
ECA|ENCANA CORP|OPCO|Oppenheimer & Co. Inc.|62699
ECA|ENCANA CORP|PCFF|Pacific International Securities Inc./CDS|2245
ECA|ENCANA CORP|PDQM|CODA MARKETS, INC.|45202
ECA|ENCANA CORP|PHLY|NASDAQ Execution Services, LLC|14800
ECA|ENCANA CORP|PNSR|Penserra Securities, LLC|31351
ECA|ENCANA CORP|PWJC|UBS Financial Services, Inc.|524
ECA|ENCANA CORP|RBCM|RBC CAPITAL MARKETS, LLC|44698
ECA|ENCANA CORP|RGLD|Regal Securities, Inc|208
ECA|ENCANA CORP|RHCO|Suntrust Robinson Humphrey, Inc.|56085
ECA|ENCANA CORP|SAGL|SAGETRADER, LLC|69141
ECA|ENCANA CORP|SBSH|Citigroup Global Markets Inc.|525397
ECA|ENCANA CORP|SCMC|Scotia Capital Markets (USA) Inc.|710
ECA|ENCANA CORP|SEIC|SEI Investments Distribution Co.|941
ECA|ENCANA CORP|SGMT|GOLDMAN SACHS & CO. LLC|2383726
ECA|ENCANA CORP|SPDR|SPEEDROUTE LLC|51386
ECA|ENCANA CORP|SPHN|Stephens Inc.|1236
ECA|ENCANA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|5126
ECA|ENCANA CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19914
ECA|ENCANA CORP|SWIM|TD Ameritrade, Inc.|945901
ECA|ENCANA CORP|SWST|Hilltop Securities Inc.|2
ECA|ENCANA CORP|TKNG|ALLY INVEST SECURITIES LLC|21832
ECA|ENCANA CORP|TMBR|Timber Hill LLC|2839
ECA|ENCANA CORP|TOUR|TOURMALINE PARTNERS, LLC|167600
ECA|ENCANA CORP|TRBT|Tradebot Systems, Inc.|588708
ECA|ENCANA CORP|TRCM|TRC MARKETS LLC|1272175
ECA|ENCANA CORP|TWTT|TASTYWORKS, INC.|100
ECA|ENCANA CORP|UBSA|UBS SECURITIES LLC|6475251
ECA|ENCANA CORP|UBSS|UBS Securities LLC|6061633
ECA|ENCANA CORP|VALX|VIRTU AMERICAS LLC|379868
ECA|ENCANA CORP|VGRD|Vanguard Marketing Corporation|59268
ECA|ENCANA CORP|WCHV|WELLS FARGO SECURITIES, LLC|1683924
ECA|ENCANA CORP|WEDB|WEDBUSH SECURITIES INC.|2400
ECA|ENCANA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12762
ECA|ENCANA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|72077
ECA|ENCANA CORP|WFPB|Wells Fargo Securities, LLC.|1031
ECA|ENCANA CORP|WSEA|WOLVERINE SECURITIES, LLC|27414
ECA|ENCANA CORP|XIST|INSTINET, LLC|393400
ECA|ENCANA CORP|XPUS|XP SECURITIES, LLC|8562
ECA|ENCANA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|293594
ECA|ENCANA CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
ECA|ENCANA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28942
ECC|EAGLE POINT CREDIT|AGIS|Aegis Capital Corp.|1335
ECC|EAGLE POINT CREDIT|ALTX|Alternet Securities Inc.|651
ECC|EAGLE POINT CREDIT|APCC|Apex Clearing Corporation|502
ECC|EAGLE POINT CREDIT|BANK|Primevest Financial Services, Inc.|450
ECC|EAGLE POINT CREDIT|BARD|Robert W. Baird & Co. Incorporated|875
ECC|EAGLE POINT CREDIT|BATM|CBOE TRADING, INC.|19
ECC|EAGLE POINT CREDIT|CANT|Cantor Fitzgerald & Co.|7760
ECC|EAGLE POINT CREDIT|CHAS|Charles Schwab & Co., Inc.|1431
ECC|EAGLE POINT CREDIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36457
ECC|EAGLE POINT CREDIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ECC|EAGLE POINT CREDIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22806
ECC|EAGLE POINT CREDIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|7400
ECC|EAGLE POINT CREDIT|DBAX|Deutsche Bank Securities Inc.|6600
ECC|EAGLE POINT CREDIT|DEAN|MORGAN STANLEY|200
ECC|EAGLE POINT CREDIT|EBXL|EBX LLC|11900
ECC|EAGLE POINT CREDIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|10156
ECC|EAGLE POINT CREDIT|EGAM|CBOE TRADING, INC.|500
ECC|EAGLE POINT CREDIT|EGXM|CBOE TRADING, INC.|200
ECC|EAGLE POINT CREDIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|110
ECC|EAGLE POINT CREDIT|ETRS|E*Trade Securities LLC|36811
ECC|EAGLE POINT CREDIT|FBRC|B. RILEY FBR, INC.|8280
ECC|EAGLE POINT CREDIT|FBSB|U.S. Bancorp Investments, Inc.|2000
ECC|EAGLE POINT CREDIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3478
ECC|EAGLE POINT CREDIT|FTBR|Foliofn Investments, Inc.|2424
ECC|EAGLE POINT CREDIT|GEBB|GLOBAL EXECUTION BROKERS, LP|200
ECC|EAGLE POINT CREDIT|GLPX|ACS EXECUTION SERVICES, LLC|126
ECC|EAGLE POINT CREDIT|GSCO|GOLDMAN SACHS & CO. LLC|100
ECC|EAGLE POINT CREDIT|GTSZ|GTS SECURITIES LLC|1700
ECC|EAGLE POINT CREDIT|HRBF|American Enterprise Investment Services Inc.|3964
ECC|EAGLE POINT CREDIT|IATS|INTERACTIVE BROKERS LLC|2462
ECC|EAGLE POINT CREDIT|IBKR|Interactive Brokers Llc|12231
ECC|EAGLE POINT CREDIT|ICBX|INSTINET, LLC|17535
ECC|EAGLE POINT CREDIT|INCA|INSTINET, LLC|10024
ECC|EAGLE POINT CREDIT|ITGI|ITG Inc.|3701
ECC|EAGLE POINT CREDIT|ITGP|ITG INC.|12800
ECC|EAGLE POINT CREDIT|JMPT|JUMP TRADING, LLC|40
ECC|EAGLE POINT CREDIT|JPMX|J.P. Morgan Securities LLC|800
ECC|EAGLE POINT CREDIT|KCGM|VIRTU Americas LLC|13453
ECC|EAGLE POINT CREDIT|LEHM|Barclays Capital Inc./Le|600
ECC|EAGLE POINT CREDIT|LIME|Lime Brokerage LLC|1579
ECC|EAGLE POINT CREDIT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ECC|EAGLE POINT CREDIT|MACC|Mid Atlantic Capital Corporation|130
ECC|EAGLE POINT CREDIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24046
ECC|EAGLE POINT CREDIT|MOTF|MOTIF INVESTING, INC.|5
ECC|EAGLE POINT CREDIT|MSCO|MORGAN STANLEY & CO. LLC|20529
ECC|EAGLE POINT CREDIT|MSPL|MORGAN STANLEY & CO. LLC|4900
ECC|EAGLE POINT CREDIT|NATL|National Securities Corporation|5010
ECC|EAGLE POINT CREDIT|NFSC|National Financial Services LLC|207573
ECC|EAGLE POINT CREDIT|NITE|VIRTU Americas LLC|247693
ECC|EAGLE POINT CREDIT|NITP|VIRTU Americas LLC|100
ECC|EAGLE POINT CREDIT|NQRB|Brut, LLC|3600
ECC|EAGLE POINT CREDIT|NTBF|BMO Nesbitt Burns Inc./CDS|100
ECC|EAGLE POINT CREDIT|OPCO|Oppenheimer & Co. Inc.|20546
ECC|EAGLE POINT CREDIT|PDQM|CODA MARKETS, INC.|827
ECC|EAGLE POINT CREDIT|PWJC|UBS Financial Services, Inc.|15790
ECC|EAGLE POINT CREDIT|RBCM|RBC CAPITAL MARKETS, LLC|7335
ECC|EAGLE POINT CREDIT|SAGL|SAGETRADER, LLC|300
ECC|EAGLE POINT CREDIT|SALI|INTL FCSTONE FINANCIAL INC.|5695
ECC|EAGLE POINT CREDIT|SBSH|Citigroup Global Markets Inc.|385
ECC|EAGLE POINT CREDIT|SGMT|GOLDMAN SACHS & CO. LLC|3676
ECC|EAGLE POINT CREDIT|STFL|Stifel, Nicolaus & Company, Incorporated|18067
ECC|EAGLE POINT CREDIT|STXG|Stockcross Financial Services, Inc.|7500
ECC|EAGLE POINT CREDIT|SWIM|TD Ameritrade, Inc.|24030
ECC|EAGLE POINT CREDIT|TKNG|ALLY INVEST SECURITIES LLC|2304
ECC|EAGLE POINT CREDIT|TRBT|Tradebot Systems, Inc.|762
ECC|EAGLE POINT CREDIT|UBSA|UBS SECURITIES LLC|16626
ECC|EAGLE POINT CREDIT|UBSS|UBS Securities LLC|45427
ECC|EAGLE POINT CREDIT|VALX|VIRTU AMERICAS LLC|1500
ECC|EAGLE POINT CREDIT|VGRD|Vanguard Marketing Corporation|26654
ECC|EAGLE POINT CREDIT|WBLR|WILLIAM BLAIR|50
ECC|EAGLE POINT CREDIT|WCHV|WELLS FARGO SECURITIES, LLC|22700
ECC|EAGLE POINT CREDIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|371
ECC|EAGLE POINT CREDIT|WGIF|CIBC World Markets Inc.|5
ECC|EAGLE POINT CREDIT|WSEA|WOLVERINE SECURITIES, LLC|1584
ECC|EAGLE POINT CREDIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|47590
ECC|EAGLE POINT CREDIT|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ECC|EAGLE POINT CREDIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3423
ECCA|EAGLE POINT CREDIT A|APCC|Apex Clearing Corporation|39
ECCA|EAGLE POINT CREDIT A|BNCH|The Benchmark Company, LLC|617
ECCA|EAGLE POINT CREDIT A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101
ECCA|EAGLE POINT CREDIT A|DBAX|Deutsche Bank Securities Inc.|500
ECCA|EAGLE POINT CREDIT A|EBXL|EBX LLC|600
ECCA|EAGLE POINT CREDIT A|ECUT|CONVERGEX EXECUTION SOLUTIONS|2130
ECCA|EAGLE POINT CREDIT A|ETRS|E*Trade Securities LLC|462
ECCA|EAGLE POINT CREDIT A|GLPX|ACS EXECUTION SERVICES, LLC|100
ECCA|EAGLE POINT CREDIT A|GTSZ|GTS SECURITIES LLC|1500
ECCA|EAGLE POINT CREDIT A|HRBF|American Enterprise Investment Services Inc.|211
ECCA|EAGLE POINT CREDIT A|IBKR|Interactive Brokers Llc|46
ECCA|EAGLE POINT CREDIT A|INCA|INSTINET, LLC|2899
ECCA|EAGLE POINT CREDIT A|ITGI|ITG Inc.|100
ECCA|EAGLE POINT CREDIT A|KCGM|VIRTU Americas LLC|100
ECCA|EAGLE POINT CREDIT A|LIME|Lime Brokerage LLC|81
ECCA|EAGLE POINT CREDIT A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ECCA|EAGLE POINT CREDIT A|NFSC|National Financial Services LLC|29735
ECCA|EAGLE POINT CREDIT A|NITE|VIRTU Americas LLC|29187
ECCA|EAGLE POINT CREDIT A|NQRB|Brut, LLC|75
ECCA|EAGLE POINT CREDIT A|PDQM|CODA MARKETS, INC.|1200
ECCA|EAGLE POINT CREDIT A|SALI|INTL FCSTONE FINANCIAL INC.|400
ECCA|EAGLE POINT CREDIT A|SBSH|Citigroup Global Markets Inc.|300
ECCA|EAGLE POINT CREDIT A|SPDR|SPEEDROUTE LLC|100
ECCA|EAGLE POINT CREDIT A|STFL|Stifel, Nicolaus & Company, Incorporated|3959
ECCA|EAGLE POINT CREDIT A|SWST|Hilltop Securities Inc.|8
ECCA|EAGLE POINT CREDIT A|UBSA|UBS SECURITIES LLC|2904
ECCA|EAGLE POINT CREDIT A|UBSS|UBS Securities LLC|1315
ECCA|EAGLE POINT CREDIT A|VGRD|Vanguard Marketing Corporation|1119
ECCA|EAGLE POINT CREDIT A|WCHV|WELLS FARGO SECURITIES, LLC|2797
ECCA|EAGLE POINT CREDIT A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
ECCB|EAGLE POINT 7.75 B|ECUT|CONVERGEX EXECUTION SOLUTIONS|906
ECCB|EAGLE POINT 7.75 B|ETRS|E*Trade Securities LLC|396
ECCB|EAGLE POINT 7.75 B|HRBF|American Enterprise Investment Services Inc.|164
ECCB|EAGLE POINT 7.75 B|IATS|INTERACTIVE BROKERS LLC|100
ECCB|EAGLE POINT 7.75 B|IBKR|Interactive Brokers Llc|216
ECCB|EAGLE POINT 7.75 B|INCA|INSTINET, LLC|44
ECCB|EAGLE POINT 7.75 B|ITGI|ITG Inc.|60
ECCB|EAGLE POINT 7.75 B|LIME|Lime Brokerage LLC|224
ECCB|EAGLE POINT 7.75 B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|570
ECCB|EAGLE POINT 7.75 B|MSCO|MORGAN STANLEY & CO. LLC|1600
ECCB|EAGLE POINT 7.75 B|NFSC|National Financial Services LLC|5510
ECCB|EAGLE POINT 7.75 B|NITE|VIRTU Americas LLC|13599
ECCB|EAGLE POINT 7.75 B|SALI|INTL FCSTONE FINANCIAL INC.|125
ECCB|EAGLE POINT 7.75 B|STFL|Stifel, Nicolaus & Company, Incorporated|2358
ECCB|EAGLE POINT 7.75 B|SWIM|TD Ameritrade, Inc.|759
ECCB|EAGLE POINT 7.75 B|UBSS|UBS Securities LLC|1017
ECCB|EAGLE POINT 7.75 B|VGRD|Vanguard Marketing Corporation|1269
ECCB|EAGLE POINT 7.75 B|WCHV|WELLS FARGO SECURITIES, LLC|184
ECCB|EAGLE POINT 7.75 B|WEDB|WEDBUSH SECURITIES INC.|1000
ECCX|EAGLE POINT 6.6875 N|ALTX|Alternet Securities Inc.|100
ECCX|EAGLE POINT 6.6875 N|BBNT|BB&T SECURITIES, LLC|6766
ECCX|EAGLE POINT 6.6875 N|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4620
ECCX|EAGLE POINT 6.6875 N|CIST|Capital Institutional Services, Inc.|2125
ECCX|EAGLE POINT 6.6875 N|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
ECCX|EAGLE POINT 6.6875 N|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
ECCX|EAGLE POINT 6.6875 N|DBAX|Deutsche Bank Securities Inc.|200
ECCX|EAGLE POINT 6.6875 N|ECUT|CONVERGEX EXECUTION SOLUTIONS|4000
ECCX|EAGLE POINT 6.6875 N|EGXM|CBOE TRADING, INC.|600
ECCX|EAGLE POINT 6.6875 N|ETRS|E*Trade Securities LLC|1140
ECCX|EAGLE POINT 6.6875 N|GLPX|ACS EXECUTION SERVICES, LLC|900
ECCX|EAGLE POINT 6.6875 N|GSLT|GOLDMAN SACHS & CO. LLC|100
ECCX|EAGLE POINT 6.6875 N|IBKR|Interactive Brokers Llc|1800
ECCX|EAGLE POINT 6.6875 N|INCA|INSTINET, LLC|200
ECCX|EAGLE POINT 6.6875 N|ITGI|ITG Inc.|100
ECCX|EAGLE POINT 6.6875 N|JANY|Janney Montgomery Scott Inc.|12785
ECCX|EAGLE POINT 6.6875 N|KCGM|VIRTU Americas LLC|200
ECCX|EAGLE POINT 6.6875 N|LEHM|Barclays Capital Inc./Le|200
ECCX|EAGLE POINT 6.6875 N|LIME|Lime Brokerage LLC|13
ECCX|EAGLE POINT 6.6875 N|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ECCX|EAGLE POINT 6.6875 N|MSCO|MORGAN STANLEY & CO. LLC|100
ECCX|EAGLE POINT 6.6875 N|NATL|National Securities Corporation|11650
ECCX|EAGLE POINT 6.6875 N|NFSC|National Financial Services LLC|5355
ECCX|EAGLE POINT 6.6875 N|NITE|VIRTU Americas LLC|16375
ECCX|EAGLE POINT 6.6875 N|PDQM|CODA MARKETS, INC.|1200
ECCX|EAGLE POINT 6.6875 N|RBCM|RBC CAPITAL MARKETS, LLC|500
ECCX|EAGLE POINT 6.6875 N|SALI|INTL FCSTONE FINANCIAL INC.|118
ECCX|EAGLE POINT 6.6875 N|SPDR|SPEEDROUTE LLC|100
ECCX|EAGLE POINT 6.6875 N|SPHN|Stephens Inc.|500
ECCX|EAGLE POINT 6.6875 N|SWIM|TD Ameritrade, Inc.|900
ECCX|EAGLE POINT 6.6875 N|TRCM|TRC MARKETS LLC|100
ECCX|EAGLE POINT 6.6875 N|UBSA|UBS SECURITIES LLC|2200
ECCX|EAGLE POINT 6.6875 N|UBSS|UBS Securities LLC|24580
ECCX|EAGLE POINT 6.6875 N|VGRD|Vanguard Marketing Corporation|829
ECCX|EAGLE POINT 6.6875 N|WCHV|WELLS FARGO SECURITIES, LLC|4750
ECCX|EAGLE POINT 6.6875 N|WEDB|WEDBUSH SECURITIES INC.|1900
ECCY|EAGLE POINT 6.75% NT|BATM|CBOE TRADING, INC.|100
ECCY|EAGLE POINT 6.75% NT|BBNT|BB&T SECURITIES, LLC|1450
ECCY|EAGLE POINT 6.75% NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ECCY|EAGLE POINT 6.75% NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
ECCY|EAGLE POINT 6.75% NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|17
ECCY|EAGLE POINT 6.75% NT|ETRS|E*Trade Securities LLC|767
ECCY|EAGLE POINT 6.75% NT|GTSZ|GTS SECURITIES LLC|100
ECCY|EAGLE POINT 6.75% NT|IATS|INTERACTIVE BROKERS LLC|100
ECCY|EAGLE POINT 6.75% NT|IBKR|Interactive Brokers Llc|100
ECCY|EAGLE POINT 6.75% NT|LIME|Lime Brokerage LLC|300
ECCY|EAGLE POINT 6.75% NT|MSCO|MORGAN STANLEY & CO. LLC|800
ECCY|EAGLE POINT 6.75% NT|NATL|National Securities Corporation|4182
ECCY|EAGLE POINT 6.75% NT|NFSC|National Financial Services LLC|1460
ECCY|EAGLE POINT 6.75% NT|NITE|VIRTU Americas LLC|2287
ECCY|EAGLE POINT 6.75% NT|OPCO|Oppenheimer & Co. Inc.|500
ECCY|EAGLE POINT 6.75% NT|SWIM|TD Ameritrade, Inc.|800
ECCY|EAGLE POINT 6.75% NT|UBSA|UBS SECURITIES LLC|100
ECCY|EAGLE POINT 6.75% NT|UBSS|UBS Securities LLC|7682
ECCY|EAGLE POINT 6.75% NT|WCHV|WELLS FARGO SECURITIES, LLC|2450
ECF|ELLSWORTH GROWTH|APCC|Apex Clearing Corporation|6
ECF|ELLSWORTH GROWTH|BATM|CBOE TRADING, INC.|222
ECF|ELLSWORTH GROWTH|BTIG|BTIG, LLC|4032
ECF|ELLSWORTH GROWTH|CHAS|Charles Schwab & Co., Inc.|328
ECF|ELLSWORTH GROWTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3718
ECF|ELLSWORTH GROWTH|DBAX|Deutsche Bank Securities Inc.|1200
ECF|ELLSWORTH GROWTH|DEAN|MORGAN STANLEY|9
ECF|ELLSWORTH GROWTH|DEGS|RONIN PROFESSIONAL LLC|100
ECF|ELLSWORTH GROWTH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3707
ECF|ELLSWORTH GROWTH|EBXL|EBX LLC|800
ECF|ELLSWORTH GROWTH|ECUT|CONVERGEX EXECUTION SOLUTIONS|218
ECF|ELLSWORTH GROWTH|EGAM|CBOE TRADING, INC.|600
ECF|ELLSWORTH GROWTH|ESPO|ESPOSITO SECURITIES, LLC|3004
ECF|ELLSWORTH GROWTH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2928
ECF|ELLSWORTH GROWTH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4032
ECF|ELLSWORTH GROWTH|GSCO|GOLDMAN SACHS & CO. LLC|490
ECF|ELLSWORTH GROWTH|GSLT|GOLDMAN SACHS & CO. LLC|100
ECF|ELLSWORTH GROWTH|HRBF|American Enterprise Investment Services Inc.|1796
ECF|ELLSWORTH GROWTH|IATS|INTERACTIVE BROKERS LLC|518
ECF|ELLSWORTH GROWTH|IBKR|Interactive Brokers Llc|1394
ECF|ELLSWORTH GROWTH|INCA|INSTINET, LLC|200
ECF|ELLSWORTH GROWTH|ITGI|ITG Inc.|2126
ECF|ELLSWORTH GROWTH|ITGP|ITG INC.|6800
ECF|ELLSWORTH GROWTH|JANY|Janney Montgomery Scott Inc.|1090
ECF|ELLSWORTH GROWTH|JPMX|J.P. Morgan Securities LLC|1200
ECF|ELLSWORTH GROWTH|LEHM|Barclays Capital Inc./Le|200
ECF|ELLSWORTH GROWTH|LIME|Lime Brokerage LLC|497
ECF|ELLSWORTH GROWTH|MAXM|Maxim Group LLC|2400
ECF|ELLSWORTH GROWTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
ECF|ELLSWORTH GROWTH|MSCO|MORGAN STANLEY & CO. LLC|17257
ECF|ELLSWORTH GROWTH|MSPL|MORGAN STANLEY & CO. LLC|5400
ECF|ELLSWORTH GROWTH|MSTX|MORGAN STANLEY & CO. LLC|1000
ECF|ELLSWORTH GROWTH|NFSC|National Financial Services LLC|29733
ECF|ELLSWORTH GROWTH|NITE|VIRTU Americas LLC|56571
ECF|ELLSWORTH GROWTH|STFL|Stifel, Nicolaus & Company, Incorporated|1117
ECF|ELLSWORTH GROWTH|SWIM|TD Ameritrade, Inc.|12
ECF|ELLSWORTH GROWTH|SWST|Hilltop Securities Inc.|2586
ECF|ELLSWORTH GROWTH|UBSA|UBS SECURITIES LLC|2500
ECF|ELLSWORTH GROWTH|UBSS|UBS Securities LLC|11406
ECF|ELLSWORTH GROWTH|VGRD|Vanguard Marketing Corporation|14
ECF|ELLSWORTH GROWTH|WCHV|WELLS FARGO SECURITIES, LLC|36690
ECF|ELLSWORTH GROWTH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|103
ECF|ELLSWORTH GROWTH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4841
ECF|ELLSWORTH GROWTH|WSEA|WOLVERINE SECURITIES, LLC|1000
ECF|ELLSWORTH GROWTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2298
ECF$A|ELLSWORTH 5.25 SER A|APCC|Apex Clearing Corporation|3
ECF$A|ELLSWORTH 5.25 SER A|BBNT|BB&T SECURITIES, LLC|163
ECF$A|ELLSWORTH 5.25 SER A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54
ECF$A|ELLSWORTH 5.25 SER A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
ECF$A|ELLSWORTH 5.25 SER A|DEAN|MORGAN STANLEY|10471
ECF$A|ELLSWORTH 5.25 SER A|EBXL|EBX LLC|100
ECF$A|ELLSWORTH 5.25 SER A|EDJO|Edward D. Jones & Co., L.P.|420
ECF$A|ELLSWORTH 5.25 SER A|ETRS|E*Trade Securities LLC|22
ECF$A|ELLSWORTH 5.25 SER A|GTSZ|GTS SECURITIES LLC|100
ECF$A|ELLSWORTH 5.25 SER A|HRBF|American Enterprise Investment Services Inc.|1720
ECF$A|ELLSWORTH 5.25 SER A|IATS|INTERACTIVE BROKERS LLC|50
ECF$A|ELLSWORTH 5.25 SER A|IBKR|Interactive Brokers Llc|3240
ECF$A|ELLSWORTH 5.25 SER A|LIME|Lime Brokerage LLC|500
ECF$A|ELLSWORTH 5.25 SER A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ECF$A|ELLSWORTH 5.25 SER A|MSCO|MORGAN STANLEY & CO. LLC|691
ECF$A|ELLSWORTH 5.25 SER A|NFSC|National Financial Services LLC|2918
ECF$A|ELLSWORTH 5.25 SER A|NITE|VIRTU Americas LLC|5773
ECF$A|ELLSWORTH 5.25 SER A|STFL|Stifel, Nicolaus & Company, Incorporated|200
ECF$A|ELLSWORTH 5.25 SER A|UBSA|UBS SECURITIES LLC|400
ECF$A|ELLSWORTH 5.25 SER A|UBSS|UBS Securities LLC|1627
ECF$A|ELLSWORTH 5.25 SER A|VGRD|Vanguard Marketing Corporation|900
ECF$A|ELLSWORTH 5.25 SER A|WCHV|WELLS FARGO SECURITIES, LLC|6
ECH|ISHS MSCI CHILE|ALTX|Alternet Securities Inc.|23035
ECH|ISHS MSCI CHILE|APCC|Apex Clearing Corporation|48
ECH|ISHS MSCI CHILE|BATM|CBOE TRADING, INC.|14905
ECH|ISHS MSCI CHILE|BERN|Sanford C. Bernstein & Co., LLC|43
ECH|ISHS MSCI CHILE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1982
ECH|ISHS MSCI CHILE|BLTK|Bulltick, Llc|5981
ECH|ISHS MSCI CHILE|BTIG|BTIG, LLC|280
ECH|ISHS MSCI CHILE|BYXM|CBOE TRADING, INC.|5138
ECH|ISHS MSCI CHILE|CANT|Cantor Fitzgerald & Co.|118217
ECH|ISHS MSCI CHILE|CHAS|Charles Schwab & Co., Inc.|32862
ECH|ISHS MSCI CHILE|CICF|Canaccord Genuity Corp.|1400
ECH|ISHS MSCI CHILE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177831
ECH|ISHS MSCI CHILE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|44965
ECH|ISHS MSCI CHILE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3680
ECH|ISHS MSCI CHILE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|145124
ECH|ISHS MSCI CHILE|CSIN|Citadel Securities Institutional LLC|18652
ECH|ISHS MSCI CHILE|CTDL|Citadel Derivatives Group Llc|74896
ECH|ISHS MSCI CHILE|CXCX|CITIGROUP GLOBAL MARKETS INC.|4478
ECH|ISHS MSCI CHILE|DAVA|Davenport & Company LLC|568
ECH|ISHS MSCI CHILE|DBAB|Deutsche Bank Securities Inc.|67402
ECH|ISHS MSCI CHILE|DBAX|Deutsche Bank Securities Inc.|89800
ECH|ISHS MSCI CHILE|DEGS|RONIN PROFESSIONAL LLC|1300
ECH|ISHS MSCI CHILE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4144
ECH|ISHS MSCI CHILE|EBXL|EBX LLC|77800
ECH|ISHS MSCI CHILE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1473
ECH|ISHS MSCI CHILE|EGAM|CBOE TRADING, INC.|28095
ECH|ISHS MSCI CHILE|EGAW|CBOE TRADING, INC.|100
ECH|ISHS MSCI CHILE|EGXM|CBOE TRADING, INC.|15586
ECH|ISHS MSCI CHILE|ESPO|ESPOSITO SECURITIES, LLC|29682
ECH|ISHS MSCI CHILE|ETBE|Electronic Transaction Clearing, Inc.|7007
ECH|ISHS MSCI CHILE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6573
ECH|ISHS MSCI CHILE|ETRS|E*Trade Securities LLC|13013
ECH|ISHS MSCI CHILE|FBSB|U.S. Bancorp Investments, Inc.|51
ECH|ISHS MSCI CHILE|FCST|INTL FCSTONE FINANCIAL INC.|7200
ECH|ISHS MSCI CHILE|FQLS|Quantlab Securities LP|33157
ECH|ISHS MSCI CHILE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40510
ECH|ISHS MSCI CHILE|FTBR|Foliofn Investments, Inc.|1752
ECH|ISHS MSCI CHILE|GARC|ICAP Corporates LLC|65000
ECH|ISHS MSCI CHILE|GBMT|GBM International, Inc.|800
ECH|ISHS MSCI CHILE|GLPX|ACS EXECUTION SERVICES, LLC|91670
ECH|ISHS MSCI CHILE|GSCO|GOLDMAN SACHS & CO. LLC|256007
ECH|ISHS MSCI CHILE|GSCS|GOLDMAN SACHS & CO. LLC|12
ECH|ISHS MSCI CHILE|GSLT|GOLDMAN SACHS & CO. LLC|19619
ECH|ISHS MSCI CHILE|GTSZ|GTS SECURITIES LLC|5477
ECH|ISHS MSCI CHILE|HRBF|American Enterprise Investment Services Inc.|70
ECH|ISHS MSCI CHILE|IATS|INTERACTIVE BROKERS LLC|4495
ECH|ISHS MSCI CHILE|IBKR|Interactive Brokers Llc|20563
ECH|ISHS MSCI CHILE|ICBX|INSTINET, LLC|27885
ECH|ISHS MSCI CHILE|INCA|INSTINET, LLC|33881
ECH|ISHS MSCI CHILE|INJX|INSTINET, LLC|1852
ECH|ISHS MSCI CHILE|ITGI|ITG Inc.|158264
ECH|ISHS MSCI CHILE|ITGP|ITG INC.|77400
ECH|ISHS MSCI CHILE|JANY|Janney Montgomery Scott Inc.|147
ECH|ISHS MSCI CHILE|JEFF|JEFFERIES LLC|96189
ECH|ISHS MSCI CHILE|JMPT|JUMP TRADING, LLC|6708
ECH|ISHS MSCI CHILE|JPMX|J.P. Morgan Securities LLC|106000
ECH|ISHS MSCI CHILE|JSEB|JANE STREET EXECUTION SERVICES, LLC|15813
ECH|ISHS MSCI CHILE|JSJX|JANE STREET CAPITAL LLC|524075
ECH|ISHS MSCI CHILE|KCGM|VIRTU Americas LLC|10876
ECH|ISHS MSCI CHILE|LEHM|Barclays Capital Inc./Le|165439
ECH|ISHS MSCI CHILE|LIME|Lime Brokerage LLC|3925
ECH|ISHS MSCI CHILE|LSCI|Lek Securities Corporation|8
ECH|ISHS MSCI CHILE|MACC|Mid Atlantic Capital Corporation|120
ECH|ISHS MSCI CHILE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|182264
ECH|ISHS MSCI CHILE|MOTF|MOTIF INVESTING, INC.|1
ECH|ISHS MSCI CHILE|MSCO|MORGAN STANLEY & CO. LLC|559453
ECH|ISHS MSCI CHILE|MSPL|MORGAN STANLEY & CO. LLC|49600
ECH|ISHS MSCI CHILE|MSTX|MORGAN STANLEY & CO. LLC|1000
ECH|ISHS MSCI CHILE|NFSC|National Financial Services LLC|64772
ECH|ISHS MSCI CHILE|NITE|VIRTU Americas LLC|191780
ECH|ISHS MSCI CHILE|NITP|VIRTU Americas LLC|400
ECH|ISHS MSCI CHILE|NQRB|Brut, LLC|18725
ECH|ISHS MSCI CHILE|OLDM|OLD MISSION CAPITAL, LLC|40754
ECH|ISHS MSCI CHILE|OPCO|Oppenheimer & Co. Inc.|7
ECH|ISHS MSCI CHILE|PDQM|CODA MARKETS, INC.|237448
ECH|ISHS MSCI CHILE|RBCM|RBC CAPITAL MARKETS, LLC|1180
ECH|ISHS MSCI CHILE|SAGL|SAGETRADER, LLC|29033
ECH|ISHS MSCI CHILE|SBSH|Citigroup Global Markets Inc.|3600
ECH|ISHS MSCI CHILE|SGMT|GOLDMAN SACHS & CO. LLC|82994
ECH|ISHS MSCI CHILE|SPDR|SPEEDROUTE LLC|7245
ECH|ISHS MSCI CHILE|STFL|Stifel, Nicolaus & Company, Incorporated|1843
ECH|ISHS MSCI CHILE|SWIM|TD Ameritrade, Inc.|288
ECH|ISHS MSCI CHILE|TKNG|ALLY INVEST SECURITIES LLC|89
ECH|ISHS MSCI CHILE|TRBT|Tradebot Systems, Inc.|91805
ECH|ISHS MSCI CHILE|TRCM|TRC MARKETS LLC|1376
ECH|ISHS MSCI CHILE|TWTT|TASTYWORKS, INC.|1200
ECH|ISHS MSCI CHILE|UBSA|UBS SECURITIES LLC|247344
ECH|ISHS MSCI CHILE|UBSS|UBS Securities LLC|342931
ECH|ISHS MSCI CHILE|VALX|VIRTU AMERICAS LLC|8480
ECH|ISHS MSCI CHILE|VGRD|Vanguard Marketing Corporation|5340
ECH|ISHS MSCI CHILE|WBET|Wallachbeth Capital LLC|60
ECH|ISHS MSCI CHILE|WCHV|WELLS FARGO SECURITIES, LLC|20204
ECH|ISHS MSCI CHILE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5245
ECH|ISHS MSCI CHILE|WSEA|WOLVERINE SECURITIES, LLC|635
ECH|ISHS MSCI CHILE|XPUS|XP SECURITIES, LLC|334205
ECH|ISHS MSCI CHILE|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
ECH|ISHS MSCI CHILE|YKNA|COMHAR CAPITAL MARKETS, LLC|11222
ECH|ISHS MSCI CHILE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13603
ECHO|ECHO GLOBAL LOGISTIC|ALTX|Alternet Securities Inc.|3773
ECHO|ECHO GLOBAL LOGISTIC|ANOS|ABEL/NOSER, L.L.C.|1587
ECHO|ECHO GLOBAL LOGISTIC|APCC|Apex Clearing Corporation|389
ECHO|ECHO GLOBAL LOGISTIC|AQUA|AQUA SECURITIES L.P.|6200
ECHO|ECHO GLOBAL LOGISTIC|BANK|Primevest Financial Services, Inc.|19
ECHO|ECHO GLOBAL LOGISTIC|BARD|Robert W. Baird & Co. Incorporated|2800
ECHO|ECHO GLOBAL LOGISTIC|BATM|CBOE TRADING, INC.|674
ECHO|ECHO GLOBAL LOGISTIC|BAYT|BTIG, LLC|2700
ECHO|ECHO GLOBAL LOGISTIC|BBNT|BB&T SECURITIES, LLC|80
ECHO|ECHO GLOBAL LOGISTIC|BERN|Sanford C. Bernstein & Co., LLC|21990
ECHO|ECHO GLOBAL LOGISTIC|BIDS|BIDS TRADING L.P.|6600
ECHO|ECHO GLOBAL LOGISTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2439
ECHO|ECHO GLOBAL LOGISTIC|BMOC|BMO Capital Markets Corp.|4334
ECHO|ECHO GLOBAL LOGISTIC|BNPX|BNP PARIBAS SECURITIES CORP.|5570
ECHO|ECHO GLOBAL LOGISTIC|BRVL|BLAYLOCK VAN, LLC|800
ECHO|ECHO GLOBAL LOGISTIC|BTIG|BTIG, LLC|32329
ECHO|ECHO GLOBAL LOGISTIC|BYXM|CBOE TRADING, INC.|639
ECHO|ECHO GLOBAL LOGISTIC|BZYD|GOLDMAN SACHS & CO. LLC|2000
ECHO|ECHO GLOBAL LOGISTIC|CANT|Cantor Fitzgerald & Co.|432
ECHO|ECHO GLOBAL LOGISTIC|CHAS|Charles Schwab & Co., Inc.|433
ECHO|ECHO GLOBAL LOGISTIC|CIST|Capital Institutional Services, Inc.|496
ECHO|ECHO GLOBAL LOGISTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45565
ECHO|ECHO GLOBAL LOGISTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
ECHO|ECHO GLOBAL LOGISTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|107804
ECHO|ECHO GLOBAL LOGISTIC|CSMS|CORNERSTONE MACRO LLC|54900
ECHO|ECHO GLOBAL LOGISTIC|CTDL|Citadel Derivatives Group Llc|9620
ECHO|ECHO GLOBAL LOGISTIC|CTLR|CUTLER GROUP, LP|200
ECHO|ECHO GLOBAL LOGISTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|20988
ECHO|ECHO GLOBAL LOGISTIC|DBAB|Deutsche Bank Securities Inc.|350011
ECHO|ECHO GLOBAL LOGISTIC|DBAX|Deutsche Bank Securities Inc.|137700
ECHO|ECHO GLOBAL LOGISTIC|DBUL|Deutsche Bank Securities Inc.|1001
ECHO|ECHO GLOBAL LOGISTIC|DEAN|MORGAN STANLEY|7919
ECHO|ECHO GLOBAL LOGISTIC|DEGS|RONIN PROFESSIONAL LLC|12855
ECHO|ECHO GLOBAL LOGISTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1909
ECHO|ECHO GLOBAL LOGISTIC|DOTC|Dougherty & Company LLC|968
ECHO|ECHO GLOBAL LOGISTIC|EBXL|EBX LLC|46300
ECHO|ECHO GLOBAL LOGISTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7075
ECHO|ECHO GLOBAL LOGISTIC|EDFC|E D & F MAN CAPITAL MARKETS INC.|1800
ECHO|ECHO GLOBAL LOGISTIC|EDJC|Edward Jones / CDS|4
ECHO|ECHO GLOBAL LOGISTIC|EDJO|Edward D. Jones & Co., L.P.|1012
ECHO|ECHO GLOBAL LOGISTIC|EGAM|CBOE TRADING, INC.|10507
ECHO|ECHO GLOBAL LOGISTIC|EGMT|EG MARKET TECHNOLOGIES LLC|100
ECHO|ECHO GLOBAL LOGISTIC|EGXM|CBOE TRADING, INC.|517
ECHO|ECHO GLOBAL LOGISTIC|ETBE|Electronic Transaction Clearing, Inc.|6747
ECHO|ECHO GLOBAL LOGISTIC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
ECHO|ECHO GLOBAL LOGISTIC|ETCB|ETC BROKERAGE SERVICES, LLC|100
ECHO|ECHO GLOBAL LOGISTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7074
ECHO|ECHO GLOBAL LOGISTIC|ETRS|E*Trade Securities LLC|35980
ECHO|ECHO GLOBAL LOGISTIC|FBCO|Credit Suisse Securities (USA) LLC|399052
ECHO|ECHO GLOBAL LOGISTIC|FIDT|Fidelity Clearing Canada ULC./ CDS|17
ECHO|ECHO GLOBAL LOGISTIC|FILL|Tradestation Securities, Inc.|14614
ECHO|ECHO GLOBAL LOGISTIC|FOMA|TD AMERITRADE CLEARING, INC.|61286
ECHO|ECHO GLOBAL LOGISTIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|235
ECHO|ECHO GLOBAL LOGISTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31810
ECHO|ECHO GLOBAL LOGISTIC|FTBR|Foliofn Investments, Inc.|2754
ECHO|ECHO GLOBAL LOGISTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|7817
ECHO|ECHO GLOBAL LOGISTIC|GLPX|ACS EXECUTION SERVICES, LLC|2987
ECHO|ECHO GLOBAL LOGISTIC|GSCO|GOLDMAN SACHS & CO. LLC|682560
ECHO|ECHO GLOBAL LOGISTIC|GSCS|GOLDMAN SACHS & CO. LLC|13034
ECHO|ECHO GLOBAL LOGISTIC|GSLT|GOLDMAN SACHS & CO. LLC|2679
ECHO|ECHO GLOBAL LOGISTIC|GTSZ|GTS SECURITIES LLC|22878
ECHO|ECHO GLOBAL LOGISTIC|HPPX|POTAMUS TRADING, LLC|694
ECHO|ECHO GLOBAL LOGISTIC|HRBF|American Enterprise Investment Services Inc.|960
ECHO|ECHO GLOBAL LOGISTIC|HSBC|HSBC Securities, Inc.|2335
ECHO|ECHO GLOBAL LOGISTIC|IATS|INTERACTIVE BROKERS LLC|5778
ECHO|ECHO GLOBAL LOGISTIC|IBKR|Interactive Brokers Llc|31093
ECHO|ECHO GLOBAL LOGISTIC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|26
ECHO|ECHO GLOBAL LOGISTIC|ICBX|INSTINET, LLC|25235
ECHO|ECHO GLOBAL LOGISTIC|IEQY|CITADEL SECURITIES LLC|20808
ECHO|ECHO GLOBAL LOGISTIC|INCA|INSTINET, LLC|238891
ECHO|ECHO GLOBAL LOGISTIC|INJX|INSTINET, LLC|10079
ECHO|ECHO GLOBAL LOGISTIC|ITGI|ITG Inc.|20208
ECHO|ECHO GLOBAL LOGISTIC|ITGP|ITG INC.|227200
ECHO|ECHO GLOBAL LOGISTIC|JANY|Janney Montgomery Scott Inc.|1723
ECHO|ECHO GLOBAL LOGISTIC|JEFF|JEFFERIES LLC|49445
ECHO|ECHO GLOBAL LOGISTIC|JMPT|JUMP TRADING, LLC|7069
ECHO|ECHO GLOBAL LOGISTIC|JONE|JonesTrading|7318
ECHO|ECHO GLOBAL LOGISTIC|JPBX|J.P. MORGAN SECURITIES LLC|10686
ECHO|ECHO GLOBAL LOGISTIC|JPMX|J.P. Morgan Securities LLC|226711
ECHO|ECHO GLOBAL LOGISTIC|JSJX|JANE STREET CAPITAL LLC|4693
ECHO|ECHO GLOBAL LOGISTIC|KCGM|VIRTU Americas LLC|15088
ECHO|ECHO GLOBAL LOGISTIC|LEHM|Barclays Capital Inc./Le|384047
ECHO|ECHO GLOBAL LOGISTIC|LIME|Lime Brokerage LLC|118904
ECHO|ECHO GLOBAL LOGISTIC|LOOP|Loop Capital Markets LLC|321
ECHO|ECHO GLOBAL LOGISTIC|LQNA|LIQUIDNET, INC.|93100
ECHO|ECHO GLOBAL LOGISTIC|LQNB|LIQUIDNET, INC.|400
ECHO|ECHO GLOBAL LOGISTIC|LSCI|Lek Securities Corporation|100
ECHO|ECHO GLOBAL LOGISTIC|MACQ|Macquarie Capital (USA) Inc.|4479
ECHO|ECHO GLOBAL LOGISTIC|MAXM|Maxim Group LLC|3028
ECHO|ECHO GLOBAL LOGISTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75527
ECHO|ECHO GLOBAL LOGISTIC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|740
ECHO|ECHO GLOBAL LOGISTIC|MSCO|MORGAN STANLEY & CO. LLC|1164218
ECHO|ECHO GLOBAL LOGISTIC|MSPL|MORGAN STANLEY & CO. LLC|190500
ECHO|ECHO GLOBAL LOGISTIC|MSTX|MORGAN STANLEY & CO. LLC|30700
ECHO|ECHO GLOBAL LOGISTIC|NFSC|National Financial Services LLC|100957
ECHO|ECHO GLOBAL LOGISTIC|NITE|VIRTU Americas LLC|181055
ECHO|ECHO GLOBAL LOGISTIC|NITP|VIRTU Americas LLC|2230
ECHO|ECHO GLOBAL LOGISTIC|NQRB|Brut, LLC|809
ECHO|ECHO GLOBAL LOGISTIC|OPCO|Oppenheimer & Co. Inc.|3034
ECHO|ECHO GLOBAL LOGISTIC|PDQM|CODA MARKETS, INC.|21748
ECHO|ECHO GLOBAL LOGISTIC|PIPR|Piper Jaffray & Co.|129
ECHO|ECHO GLOBAL LOGISTIC|PWJC|UBS Financial Services, Inc.|3700
ECHO|ECHO GLOBAL LOGISTIC|QMSR|QUATTRO M SECURITIES INC.|400
ECHO|ECHO GLOBAL LOGISTIC|RAJA|Raymond James & Associates, Inc.|8573
ECHO|ECHO GLOBAL LOGISTIC|RBCM|RBC CAPITAL MARKETS, LLC|5055
ECHO|ECHO GLOBAL LOGISTIC|ROTH|Roth Capital Partners, LLC|205
ECHO|ECHO GLOBAL LOGISTIC|SAGL|SAGETRADER, LLC|300
ECHO|ECHO GLOBAL LOGISTIC|SBSH|Citigroup Global Markets Inc.|153065
ECHO|ECHO GLOBAL LOGISTIC|SEIC|SEI Investments Distribution Co.|100
ECHO|ECHO GLOBAL LOGISTIC|SGMT|GOLDMAN SACHS & CO. LLC|37208
ECHO|ECHO GLOBAL LOGISTIC|SPDR|SPEEDROUTE LLC|4548
ECHO|ECHO GLOBAL LOGISTIC|SPHN|Stephens Inc.|562
ECHO|ECHO GLOBAL LOGISTIC|STFL|Stifel, Nicolaus & Company, Incorporated|9960
ECHO|ECHO GLOBAL LOGISTIC|STKP|STOCKPILE INVESTMENTS, INC.|4
ECHO|ECHO GLOBAL LOGISTIC|STXG|Stockcross Financial Services, Inc.|125
ECHO|ECHO GLOBAL LOGISTIC|SWIM|TD Ameritrade, Inc.|14527
ECHO|ECHO GLOBAL LOGISTIC|SWST|Hilltop Securities Inc.|12491
ECHO|ECHO GLOBAL LOGISTIC|TKNG|ALLY INVEST SECURITIES LLC|842
ECHO|ECHO GLOBAL LOGISTIC|TMBR|Timber Hill LLC|32
ECHO|ECHO GLOBAL LOGISTIC|TRBT|Tradebot Systems, Inc.|12256
ECHO|ECHO GLOBAL LOGISTIC|TRCM|TRC MARKETS LLC|39362
ECHO|ECHO GLOBAL LOGISTIC|TWTT|TASTYWORKS, INC.|100
ECHO|ECHO GLOBAL LOGISTIC|UBSA|UBS SECURITIES LLC|285625
ECHO|ECHO GLOBAL LOGISTIC|UBSS|UBS Securities LLC|335356
ECHO|ECHO GLOBAL LOGISTIC|VALX|VIRTU AMERICAS LLC|8806
ECHO|ECHO GLOBAL LOGISTIC|VGRD|Vanguard Marketing Corporation|5128
ECHO|ECHO GLOBAL LOGISTIC|WBLR|WILLIAM BLAIR|8233
ECHO|ECHO GLOBAL LOGISTIC|WBPX|SUMMIT SECURITIES GROUP, LLC|418
ECHO|ECHO GLOBAL LOGISTIC|WCHV|WELLS FARGO SECURITIES, LLC|31567
ECHO|ECHO GLOBAL LOGISTIC|WEED|Weeden & Co.L.P.|1470
ECHO|ECHO GLOBAL LOGISTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3402
ECHO|ECHO GLOBAL LOGISTIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5811
ECHO|ECHO GLOBAL LOGISTIC|WGIF|CIBC World Markets Inc.|300
ECHO|ECHO GLOBAL LOGISTIC|WSEA|WOLVERINE SECURITIES, LLC|1257
ECHO|ECHO GLOBAL LOGISTIC|XIST|INSTINET, LLC|23300
ECHO|ECHO GLOBAL LOGISTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|20170
ECHO|ECHO GLOBAL LOGISTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ECHO|ECHO GLOBAL LOGISTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3363
ECL|ECOLAB INC|ABLE|NATIXIS Securities Americas LLC|6839
ECL|ECOLAB INC|ACAD|ACADEMY SECURITIES, INC.|1762
ECL|ECOLAB INC|ALLN|Allen & Company LLC|1015
ECL|ECOLAB INC|ALTX|Alternet Securities Inc.|8693
ECL|ECOLAB INC|ANOS|ABEL/NOSER, L.L.C.|55
ECL|ECOLAB INC|APCC|Apex Clearing Corporation|199
ECL|ECOLAB INC|BALE|M&T SECURITIES, INC.|197
ECL|ECOLAB INC|BANK|Primevest Financial Services, Inc.|260
ECL|ECOLAB INC|BARD|Robert W. Baird & Co. Incorporated|6437
ECL|ECOLAB INC|BATM|CBOE TRADING, INC.|16301
ECL|ECOLAB INC|BAYC|BAY CREST PARTNERS, LLC|13
ECL|ECOLAB INC|BAYT|BTIG, LLC|500
ECL|ECOLAB INC|BBNT|BB&T SECURITIES, LLC|4651
ECL|ECOLAB INC|BERN|Sanford C. Bernstein & Co., LLC|150591
ECL|ECOLAB INC|BIDS|BIDS TRADING L.P.|92300
ECL|ECOLAB INC|BIMI|Banca IMI Securities Corp.|361
ECL|ECOLAB INC|BKCM|BNY Mellon Capital Markets LLC|72
ECL|ECOLAB INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14982
ECL|ECOLAB INC|BLKX|INSTINET, LLC|98572
ECL|ECOLAB INC|BNPX|BNP PARIBAS SECURITIES CORP.|153507
ECL|ECOLAB INC|BOSC|Boenning & Scattergood, Inc.|200
ECL|ECOLAB INC|BTIG|BTIG, LLC|14710
ECL|ECOLAB INC|BYXM|CBOE TRADING, INC.|869
ECL|ECOLAB INC|BZYD|GOLDMAN SACHS & CO. LLC|200
ECL|ECOLAB INC|CABR|Cabrera Capital Markets, Inc.|41
ECL|ECOLAB INC|CANT|Cantor Fitzgerald & Co.|800
ECL|ECOLAB INC|CHAS|Charles Schwab & Co., Inc.|6655
ECL|ECOLAB INC|CIBP|CIBC World Markets Corp.|102928
ECL|ECOLAB INC|CICF|Canaccord Genuity Corp.|150
ECL|ECOLAB INC|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
ECL|ECOLAB INC|CIST|Capital Institutional Services, Inc.|8789
ECL|ECOLAB INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62243
ECL|ECOLAB INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
ECL|ECOLAB INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2728
ECL|ECOLAB INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|496151
ECL|ECOLAB INC|CSIN|Citadel Securities Institutional LLC|500
ECL|ECOLAB INC|CTDL|Citadel Derivatives Group Llc|6730
ECL|ECOLAB INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|29738
ECL|ECOLAB INC|DADA|D.A. Davidson & Co.|606
ECL|ECOLAB INC|DAVA|Davenport & Company LLC|2340
ECL|ECOLAB INC|DBAB|Deutsche Bank Securities Inc.|311123
ECL|ECOLAB INC|DBAX|Deutsche Bank Securities Inc.|245700
ECL|ECOLAB INC|DCHF|Dart Executions, LLC|1225
ECL|ECOLAB INC|DEAN|MORGAN STANLEY|14963
ECL|ECOLAB INC|DEGS|RONIN PROFESSIONAL LLC|500
ECL|ECOLAB INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|444
ECL|ECOLAB INC|DRWK|DRW SECURITIES, L.L.C.|3521
ECL|ECOLAB INC|EBXL|EBX LLC|204800
ECL|ECOLAB INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5258
ECL|ECOLAB INC|EDJC|Edward Jones / CDS|582
ECL|ECOLAB INC|EDJO|Edward D. Jones & Co., L.P.|16721
ECL|ECOLAB INC|EGAM|CBOE TRADING, INC.|11003
ECL|ECOLAB INC|EGAW|CBOE TRADING, INC.|329
ECL|ECOLAB INC|EGMT|EG MARKET TECHNOLOGIES LLC|1930
ECL|ECOLAB INC|EGXM|CBOE TRADING, INC.|2024
ECL|ECOLAB INC|ETBE|Electronic Transaction Clearing, Inc.|38655
ECL|ECOLAB INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
ECL|ECOLAB INC|ETCB|ETC BROKERAGE SERVICES, LLC|10
ECL|ECOLAB INC|ETCC|Electronic Transaction Clearing, Inc.|172
ECL|ECOLAB INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36833
ECL|ECOLAB INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|684
ECL|ECOLAB INC|ETRS|E*Trade Securities LLC|87390
ECL|ECOLAB INC|FBSB|U.S. Bancorp Investments, Inc.|96
ECL|ECOLAB INC|FIDT|Fidelity Clearing Canada ULC./ CDS|5
ECL|ECOLAB INC|FILL|Tradestation Securities, Inc.|713
ECL|ECOLAB INC|FINX|FINTECH SECURITIES|3168
ECL|ECOLAB INC|FMAF|NBCN Inc./ CDS|2391
ECL|ECOLAB INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2863
ECL|ECOLAB INC|FQLS|Quantlab Securities LP|290680
ECL|ECOLAB INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120570
ECL|ECOLAB INC|FTBR|Foliofn Investments, Inc.|3830
ECL|ECOLAB INC|GEBB|GLOBAL EXECUTION BROKERS, LP|616
ECL|ECOLAB INC|GLPX|ACS EXECUTION SERVICES, LLC|31622
ECL|ECOLAB INC|GSCO|GOLDMAN SACHS & CO. LLC|965453
ECL|ECOLAB INC|GSCS|GOLDMAN SACHS & CO. LLC|9625
ECL|ECOLAB INC|GSLT|GOLDMAN SACHS & CO. LLC|8633
ECL|ECOLAB INC|GTSZ|GTS SECURITIES LLC|193485
ECL|ECOLAB INC|HAPX|HAP Trading, LLC|100
ECL|ECOLAB INC|HASF|Haywood Securities Inc./CDS|100
ECL|ECOLAB INC|HRBF|American Enterprise Investment Services Inc.|5889
ECL|ECOLAB INC|HSBC|HSBC Securities, Inc.|7655
ECL|ECOLAB INC|IATS|INTERACTIVE BROKERS LLC|7653
ECL|ECOLAB INC|IBKR|Interactive Brokers Llc|8978
ECL|ECOLAB INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4518
ECL|ECOLAB INC|ICBX|INSTINET, LLC|48800
ECL|ECOLAB INC|IEQY|CITADEL SECURITIES LLC|83238
ECL|ECOLAB INC|INCA|INSTINET, LLC|301611
ECL|ECOLAB INC|INJX|INSTINET, LLC|1802
ECL|ECOLAB INC|ITGI|ITG Inc.|47352
ECL|ECOLAB INC|ITGP|ITG INC.|231800
ECL|ECOLAB INC|JANY|Janney Montgomery Scott Inc.|2172
ECL|ECOLAB INC|JEFF|JEFFERIES LLC|77340
ECL|ECOLAB INC|JMPT|JUMP TRADING, LLC|56823
ECL|ECOLAB INC|JPBX|J.P. MORGAN SECURITIES LLC|84523
ECL|ECOLAB INC|JPMX|J.P. Morgan Securities LLC|618116
ECL|ECOLAB INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|225
ECL|ECOLAB INC|JSJX|JANE STREET CAPITAL LLC|46084
ECL|ECOLAB INC|KCGM|VIRTU Americas LLC|48430
ECL|ECOLAB INC|LEHM|Barclays Capital Inc./Le|759374
ECL|ECOLAB INC|LIME|Lime Brokerage LLC|54043
ECL|ECOLAB INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|110000
ECL|ECOLAB INC|LOOP|Loop Capital Markets LLC|3727
ECL|ECOLAB INC|LQNA|LIQUIDNET, INC.|156700
ECL|ECOLAB INC|LQNB|LIQUIDNET, INC.|114530
ECL|ECOLAB INC|LSCI|Lek Securities Corporation|3
ECL|ECOLAB INC|MACC|Mid Atlantic Capital Corporation|3072
ECL|ECOLAB INC|MAXM|Maxim Group LLC|25
ECL|ECOLAB INC|MBTS|ALLY INVEST SECURITIES LLC|37
ECL|ECOLAB INC|MCBT|Moors & Cabot, Inc.|20
ECL|ECOLAB INC|MCMF|Raymond James Ltd. Cds|268
ECL|ECOLAB INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64852
ECL|ECOLAB INC|MOTF|MOTIF INVESTING, INC.|20
ECL|ECOLAB INC|MSCO|MORGAN STANLEY & CO. LLC|3204928
ECL|ECOLAB INC|MSPL|MORGAN STANLEY & CO. LLC|298300
ECL|ECOLAB INC|MSTX|MORGAN STANLEY & CO. LLC|131300
ECL|ECOLAB INC|NEUB|NEUBERGER BERMAN BD LLC|450
ECL|ECOLAB INC|NFSC|National Financial Services LLC|145818
ECL|ECOLAB INC|NITE|VIRTU Americas LLC|376977
ECL|ECOLAB INC|NITP|VIRTU Americas LLC|42
ECL|ECOLAB INC|NQRB|Brut, LLC|9378
ECL|ECOLAB INC|NTBF|BMO Nesbitt Burns Inc./CDS|563
ECL|ECOLAB INC|NTRC|Northern Trust Securities, Inc.|101
ECL|ECOLAB INC|OHOS|TWO SIGMA SECURITIES, LLC|65419
ECL|ECOLAB INC|OPCO|Oppenheimer & Co. Inc.|6482
ECL|ECOLAB INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2298
ECL|ECOLAB INC|PDQM|CODA MARKETS, INC.|50571
ECL|ECOLAB INC|PICT|Pictet Overseas Inc.|100
ECL|ECOLAB INC|PIPR|Piper Jaffray & Co.|2873
ECL|ECOLAB INC|PWJC|UBS Financial Services, Inc.|1801
ECL|ECOLAB INC|QMSR|QUATTRO M SECURITIES INC.|329
ECL|ECOLAB INC|RBCM|RBC CAPITAL MARKETS, LLC|22980
ECL|ECOLAB INC|SAGL|SAGETRADER, LLC|41755
ECL|ECOLAB INC|SAGW|SAGETRADER, LLC|100
ECL|ECOLAB INC|SALI|INTL FCSTONE FINANCIAL INC.|200
ECL|ECOLAB INC|SBRX|MURIEL SIEBERT & CO INC|42
ECL|ECOLAB INC|SBSH|Citigroup Global Markets Inc.|230133
ECL|ECOLAB INC|SCMC|Scotia Capital Markets (USA) Inc.|60000
ECL|ECOLAB INC|SEIC|SEI Investments Distribution Co.|2523
ECL|ECOLAB INC|SGMT|GOLDMAN SACHS & CO. LLC|168209
ECL|ECOLAB INC|SJLS|TRADE INFORMATICS LLC|1600
ECL|ECOLAB INC|SPDR|SPEEDROUTE LLC|10000
ECL|ECOLAB INC|SPHN|Stephens Inc.|195
ECL|ECOLAB INC|STFL|Stifel, Nicolaus & Company, Incorporated|11212
ECL|ECOLAB INC|STKP|STOCKPILE INVESTMENTS, INC.|40
ECL|ECOLAB INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4792
ECL|ECOLAB INC|SWIM|TD Ameritrade, Inc.|4315
ECL|ECOLAB INC|SWST|Hilltop Securities Inc.|3248
ECL|ECOLAB INC|TAGC|TELSEY ADVISORY GROUP LLC|270
ECL|ECOLAB INC|TKNG|ALLY INVEST SECURITIES LLC|7
ECL|ECOLAB INC|TRBT|Tradebot Systems, Inc.|149337
ECL|ECOLAB INC|TRCM|TRC MARKETS LLC|102597
ECL|ECOLAB INC|UBSA|UBS SECURITIES LLC|524443
ECL|ECOLAB INC|UBSS|UBS Securities LLC|1083062
ECL|ECOLAB INC|VALX|VIRTU AMERICAS LLC|21415
ECL|ECOLAB INC|VGRD|Vanguard Marketing Corporation|5477
ECL|ECOLAB INC|VNDM|Wall Street Access|1997
ECL|ECOLAB INC|WABR|Wall Street Access|305
ECL|ECOLAB INC|WBET|Wallachbeth Capital LLC|1742
ECL|ECOLAB INC|WBLR|WILLIAM BLAIR|8491
ECL|ECOLAB INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2837
ECL|ECOLAB INC|WCHV|WELLS FARGO SECURITIES, LLC|97684
ECL|ECOLAB INC|WDNX|WEEDEN & CO.L.P.|178
ECL|ECOLAB INC|WEDB|WEDBUSH SECURITIES INC.|5127
ECL|ECOLAB INC|WEED|Weeden & Co.L.P.|2172
ECL|ECOLAB INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21647
ECL|ECOLAB INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19404
ECL|ECOLAB INC|WGIF|CIBC World Markets Inc.|276
ECL|ECOLAB INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|796
ECL|ECOLAB INC|WSAG|WALL STREET ACCESS|619
ECL|ECOLAB INC|WSEA|WOLVERINE SECURITIES, LLC|3390
ECL|ECOLAB INC|XIST|INSTINET, LLC|93252
ECL|ECOLAB INC|XPQR|Jump Trading|5700
ECL|ECOLAB INC|XPUS|XP SECURITIES, LLC|685
ECL|ECOLAB INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26736
ECL|ECOLAB INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4135
ECL|ECOLAB INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9184
ECNS|ISHARES MSCI CHINA S|APCC|Apex Clearing Corporation|70
ECNS|ISHARES MSCI CHINA S|BANK|Primevest Financial Services, Inc.|20
ECNS|ISHARES MSCI CHINA S|BATM|CBOE TRADING, INC.|192
ECNS|ISHARES MSCI CHINA S|BKMM|BNY MELLON CAPITAL MARKETS, LLC|116
ECNS|ISHARES MSCI CHINA S|CHAS|Charles Schwab & Co., Inc.|1
ECNS|ISHARES MSCI CHINA S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|637
ECNS|ISHARES MSCI CHINA S|CTDL|Citadel Derivatives Group Llc|3838
ECNS|ISHARES MSCI CHINA S|DBAX|Deutsche Bank Securities Inc.|500
ECNS|ISHARES MSCI CHINA S|DEAN|MORGAN STANLEY|351
ECNS|ISHARES MSCI CHINA S|EBXL|EBX LLC|1900
ECNS|ISHARES MSCI CHINA S|ETRS|E*Trade Securities LLC|513
ECNS|ISHARES MSCI CHINA S|FTBR|Foliofn Investments, Inc.|46
ECNS|ISHARES MSCI CHINA S|GLPX|ACS EXECUTION SERVICES, LLC|200
ECNS|ISHARES MSCI CHINA S|GSCO|GOLDMAN SACHS & CO. LLC|3790
ECNS|ISHARES MSCI CHINA S|IBKR|Interactive Brokers Llc|1781
ECNS|ISHARES MSCI CHINA S|ICBX|INSTINET, LLC|1000
ECNS|ISHARES MSCI CHINA S|ITGP|ITG INC.|200
ECNS|ISHARES MSCI CHINA S|JSJX|JANE STREET CAPITAL LLC|2523
ECNS|ISHARES MSCI CHINA S|LEHM|Barclays Capital Inc./Le|1400
ECNS|ISHARES MSCI CHINA S|LIME|Lime Brokerage LLC|100
ECNS|ISHARES MSCI CHINA S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7030
ECNS|ISHARES MSCI CHINA S|MSCO|MORGAN STANLEY & CO. LLC|412
ECNS|ISHARES MSCI CHINA S|MSPL|MORGAN STANLEY & CO. LLC|200
ECNS|ISHARES MSCI CHINA S|NFSC|National Financial Services LLC|3990
ECNS|ISHARES MSCI CHINA S|NITE|VIRTU Americas LLC|4219
ECNS|ISHARES MSCI CHINA S|OLDM|OLD MISSION CAPITAL, LLC|500
ECNS|ISHARES MSCI CHINA S|PDQM|CODA MARKETS, INC.|300
ECNS|ISHARES MSCI CHINA S|RBCM|RBC CAPITAL MARKETS, LLC|171
ECNS|ISHARES MSCI CHINA S|SBSH|Citigroup Global Markets Inc.|164
ECNS|ISHARES MSCI CHINA S|SWIM|TD Ameritrade, Inc.|75
ECNS|ISHARES MSCI CHINA S|SWST|Hilltop Securities Inc.|89
ECNS|ISHARES MSCI CHINA S|UBSS|UBS Securities LLC|695
ECNS|ISHARES MSCI CHINA S|VGRD|Vanguard Marketing Corporation|486
ECNS|ISHARES MSCI CHINA S|WSEA|WOLVERINE SECURITIES, LLC|42
ECNS|ISHARES MSCI CHINA S|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15688
ECOL|US ECOLOGY, INC|ALTX|Alternet Securities Inc.|1592
ECOL|US ECOLOGY, INC|ANOS|ABEL/NOSER, L.L.C.|354
ECOL|US ECOLOGY, INC|APCC|Apex Clearing Corporation|59
ECOL|US ECOLOGY, INC|BARD|Robert W. Baird & Co. Incorporated|2
ECOL|US ECOLOGY, INC|BATM|CBOE TRADING, INC.|538
ECOL|US ECOLOGY, INC|BERN|Sanford C. Bernstein & Co., LLC|46548
ECOL|US ECOLOGY, INC|BIMI|Banca IMI Securities Corp.|230
ECOL|US ECOLOGY, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
ECOL|US ECOLOGY, INC|BMOC|BMO Capital Markets Corp.|3493
ECOL|US ECOLOGY, INC|BNPX|BNP PARIBAS SECURITIES CORP.|3692
ECOL|US ECOLOGY, INC|BRVL|BLAYLOCK VAN, LLC|1100
ECOL|US ECOLOGY, INC|BTIG|BTIG, LLC|285
ECOL|US ECOLOGY, INC|BYXM|CBOE TRADING, INC.|100
ECOL|US ECOLOGY, INC|BZYD|GOLDMAN SACHS & CO. LLC|1000
ECOL|US ECOLOGY, INC|CHAS|Charles Schwab & Co., Inc.|3
ECOL|US ECOLOGY, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5373
ECOL|US ECOLOGY, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2727
ECOL|US ECOLOGY, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18
ECOL|US ECOLOGY, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15776
ECOL|US ECOLOGY, INC|CTDL|Citadel Derivatives Group Llc|502
ECOL|US ECOLOGY, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3548
ECOL|US ECOLOGY, INC|DBAB|Deutsche Bank Securities Inc.|76094
ECOL|US ECOLOGY, INC|DBAX|Deutsche Bank Securities Inc.|20300
ECOL|US ECOLOGY, INC|DBUL|Deutsche Bank Securities Inc.|910
ECOL|US ECOLOGY, INC|DEAN|MORGAN STANLEY|1141
ECOL|US ECOLOGY, INC|DEGS|RONIN PROFESSIONAL LLC|2736
ECOL|US ECOLOGY, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|605
ECOL|US ECOLOGY, INC|EBXL|EBX LLC|9700
ECOL|US ECOLOGY, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|576
ECOL|US ECOLOGY, INC|EDJO|Edward D. Jones & Co., L.P.|129
ECOL|US ECOLOGY, INC|EGAM|CBOE TRADING, INC.|1021
ECOL|US ECOLOGY, INC|EGMT|EG MARKET TECHNOLOGIES LLC|352
ECOL|US ECOLOGY, INC|EGXM|CBOE TRADING, INC.|214
ECOL|US ECOLOGY, INC|EGXW|CBOE TRADING, INC.|1
ECOL|US ECOLOGY, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|102
ECOL|US ECOLOGY, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ECOL|US ECOLOGY, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1804
ECOL|US ECOLOGY, INC|ETRS|E*Trade Securities LLC|803
ECOL|US ECOLOGY, INC|FBCO|Credit Suisse Securities (USA) LLC|46040
ECOL|US ECOLOGY, INC|FOMA|TD AMERITRADE CLEARING, INC.|34478
ECOL|US ECOLOGY, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10728
ECOL|US ECOLOGY, INC|FTBR|Foliofn Investments, Inc.|192
ECOL|US ECOLOGY, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5901
ECOL|US ECOLOGY, INC|GLPX|ACS EXECUTION SERVICES, LLC|961
ECOL|US ECOLOGY, INC|GSCO|GOLDMAN SACHS & CO. LLC|210266
ECOL|US ECOLOGY, INC|GSCS|GOLDMAN SACHS & CO. LLC|1946
ECOL|US ECOLOGY, INC|GSLT|GOLDMAN SACHS & CO. LLC|508
ECOL|US ECOLOGY, INC|GTSZ|GTS SECURITIES LLC|4858
ECOL|US ECOLOGY, INC|HPPX|POTAMUS TRADING, LLC|80
ECOL|US ECOLOGY, INC|HRBF|American Enterprise Investment Services Inc.|14
ECOL|US ECOLOGY, INC|IATS|INTERACTIVE BROKERS LLC|720
ECOL|US ECOLOGY, INC|IBKR|Interactive Brokers Llc|5908
ECOL|US ECOLOGY, INC|ICBX|INSTINET, LLC|5300
ECOL|US ECOLOGY, INC|IEQY|CITADEL SECURITIES LLC|6122
ECOL|US ECOLOGY, INC|INCA|INSTINET, LLC|37658
ECOL|US ECOLOGY, INC|INJX|INSTINET, LLC|374
ECOL|US ECOLOGY, INC|ITGI|ITG Inc.|16564
ECOL|US ECOLOGY, INC|ITGP|ITG INC.|21800
ECOL|US ECOLOGY, INC|JANY|Janney Montgomery Scott Inc.|18
ECOL|US ECOLOGY, INC|JEFF|JEFFERIES LLC|3485
ECOL|US ECOLOGY, INC|JPBX|J.P. MORGAN SECURITIES LLC|2144
ECOL|US ECOLOGY, INC|JPMX|J.P. Morgan Securities LLC|18745
ECOL|US ECOLOGY, INC|JSJX|JANE STREET CAPITAL LLC|2095
ECOL|US ECOLOGY, INC|KCGM|VIRTU Americas LLC|13668
ECOL|US ECOLOGY, INC|LEHM|Barclays Capital Inc./Le|61012
ECOL|US ECOLOGY, INC|LIME|Lime Brokerage LLC|53183
ECOL|US ECOLOGY, INC|LMGP|LIME BROKERAGE LLC|190
ECOL|US ECOLOGY, INC|MACQ|Macquarie Capital (USA) Inc.|1900
ECOL|US ECOLOGY, INC|MAXM|Maxim Group LLC|2348
ECOL|US ECOLOGY, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
ECOL|US ECOLOGY, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|20
ECOL|US ECOLOGY, INC|MSCO|MORGAN STANLEY & CO. LLC|218795
ECOL|US ECOLOGY, INC|MSPL|MORGAN STANLEY & CO. LLC|27500
ECOL|US ECOLOGY, INC|MSTX|MORGAN STANLEY & CO. LLC|1200
ECOL|US ECOLOGY, INC|NFSC|National Financial Services LLC|7832
ECOL|US ECOLOGY, INC|NITE|VIRTU Americas LLC|45910
ECOL|US ECOLOGY, INC|NQRB|Brut, LLC|318
ECOL|US ECOLOGY, INC|OPCO|Oppenheimer & Co. Inc.|1050
ECOL|US ECOLOGY, INC|PDQM|CODA MARKETS, INC.|3698
ECOL|US ECOLOGY, INC|PHLY|NASDAQ Execution Services, LLC|400
ECOL|US ECOLOGY, INC|RAJA|Raymond James & Associates, Inc.|2735
ECOL|US ECOLOGY, INC|RBCM|RBC CAPITAL MARKETS, LLC|27
ECOL|US ECOLOGY, INC|SAGW|SAGETRADER, LLC|100
ECOL|US ECOLOGY, INC|SALI|INTL FCSTONE FINANCIAL INC.|67
ECOL|US ECOLOGY, INC|SBSH|Citigroup Global Markets Inc.|27744
ECOL|US ECOLOGY, INC|SGMT|GOLDMAN SACHS & CO. LLC|7618
ECOL|US ECOLOGY, INC|SPDR|SPEEDROUTE LLC|1919
ECOL|US ECOLOGY, INC|SPTD|MINT GLOBAL MARKETS, INC.|2743
ECOL|US ECOLOGY, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|17800
ECOL|US ECOLOGY, INC|STFL|Stifel, Nicolaus & Company, Incorporated|180
ECOL|US ECOLOGY, INC|SWIM|TD Ameritrade, Inc.|1237
ECOL|US ECOLOGY, INC|SWST|Hilltop Securities Inc.|979
ECOL|US ECOLOGY, INC|TRBT|Tradebot Systems, Inc.|7629
ECOL|US ECOLOGY, INC|TRCM|TRC MARKETS LLC|23299
ECOL|US ECOLOGY, INC|UBSA|UBS SECURITIES LLC|42300
ECOL|US ECOLOGY, INC|UBSS|UBS Securities LLC|126784
ECOL|US ECOLOGY, INC|VALX|VIRTU AMERICAS LLC|4871
ECOL|US ECOLOGY, INC|VGRD|Vanguard Marketing Corporation|259
ECOL|US ECOLOGY, INC|WCHV|WELLS FARGO SECURITIES, LLC|7496
ECOL|US ECOLOGY, INC|WEDB|WEDBUSH SECURITIES INC.|86
ECOL|US ECOLOGY, INC|WEED|Weeden & Co.L.P.|400
ECOL|US ECOLOGY, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|206
ECOL|US ECOLOGY, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|238
ECOL|US ECOLOGY, INC|WSEA|WOLVERINE SECURITIES, LLC|96
ECOL|US ECOLOGY, INC|XIST|INSTINET, LLC|1820
ECOL|US ECOLOGY, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ECOL|US ECOLOGY, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|311
ECOM|CHANNELADVISOR CORP|ALTX|Alternet Securities Inc.|700
ECOM|CHANNELADVISOR CORP|ANOS|ABEL/NOSER, L.L.C.|2101
ECOM|CHANNELADVISOR CORP|APCC|Apex Clearing Corporation|169
ECOM|CHANNELADVISOR CORP|BARD|Robert W. Baird & Co. Incorporated|3446
ECOM|CHANNELADVISOR CORP|BATM|CBOE TRADING, INC.|202
ECOM|CHANNELADVISOR CORP|BIMI|Banca IMI Securities Corp.|340
ECOM|CHANNELADVISOR CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1478
ECOM|CHANNELADVISOR CORP|BTIG|BTIG, LLC|50000
ECOM|CHANNELADVISOR CORP|BZYD|GOLDMAN SACHS & CO. LLC|1000
ECOM|CHANNELADVISOR CORP|CHLM|Craig-Hallum Capital Group LLC|4700
ECOM|CHANNELADVISOR CORP|CIST|Capital Institutional Services, Inc.|2124
ECOM|CHANNELADVISOR CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48485
ECOM|CHANNELADVISOR CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|99
ECOM|CHANNELADVISOR CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2700
ECOM|CHANNELADVISOR CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34549
ECOM|CHANNELADVISOR CORP|CTDL|Citadel Derivatives Group Llc|1745
ECOM|CHANNELADVISOR CORP|CTLR|CUTLER GROUP, LP|300
ECOM|CHANNELADVISOR CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8742
ECOM|CHANNELADVISOR CORP|DBAB|Deutsche Bank Securities Inc.|16847
ECOM|CHANNELADVISOR CORP|DBAX|Deutsche Bank Securities Inc.|27700
ECOM|CHANNELADVISOR CORP|DEGS|RONIN PROFESSIONAL LLC|6015
ECOM|CHANNELADVISOR CORP|EBXL|EBX LLC|21400
ECOM|CHANNELADVISOR CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|59
ECOM|CHANNELADVISOR CORP|EGAM|CBOE TRADING, INC.|1182
ECOM|CHANNELADVISOR CORP|EGMT|EG MARKET TECHNOLOGIES LLC|300
ECOM|CHANNELADVISOR CORP|EGXM|CBOE TRADING, INC.|200
ECOM|CHANNELADVISOR CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
ECOM|CHANNELADVISOR CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
ECOM|CHANNELADVISOR CORP|ETRS|E*Trade Securities LLC|39941
ECOM|CHANNELADVISOR CORP|FILL|Tradestation Securities, Inc.|2400
ECOM|CHANNELADVISOR CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23062
ECOM|CHANNELADVISOR CORP|FTBR|Foliofn Investments, Inc.|947
ECOM|CHANNELADVISOR CORP|GSCO|GOLDMAN SACHS & CO. LLC|39770
ECOM|CHANNELADVISOR CORP|GSCS|GOLDMAN SACHS & CO. LLC|44701
ECOM|CHANNELADVISOR CORP|GSLT|GOLDMAN SACHS & CO. LLC|2558
ECOM|CHANNELADVISOR CORP|GTSZ|GTS SECURITIES LLC|12329
ECOM|CHANNELADVISOR CORP|IATS|INTERACTIVE BROKERS LLC|6054
ECOM|CHANNELADVISOR CORP|IBKR|Interactive Brokers Llc|8046
ECOM|CHANNELADVISOR CORP|ICBX|INSTINET, LLC|5300
ECOM|CHANNELADVISOR CORP|IEQY|CITADEL SECURITIES LLC|607
ECOM|CHANNELADVISOR CORP|INCA|INSTINET, LLC|9395
ECOM|CHANNELADVISOR CORP|INJX|INSTINET, LLC|800
ECOM|CHANNELADVISOR CORP|ITGI|ITG Inc.|17164
ECOM|CHANNELADVISOR CORP|ITGP|ITG INC.|23800
ECOM|CHANNELADVISOR CORP|JANY|Janney Montgomery Scott Inc.|68
ECOM|CHANNELADVISOR CORP|JEFF|JEFFERIES LLC|4060
ECOM|CHANNELADVISOR CORP|JMPT|JUMP TRADING, LLC|1505
ECOM|CHANNELADVISOR CORP|JONE|JonesTrading|20504
ECOM|CHANNELADVISOR CORP|JPMX|J.P. Morgan Securities LLC|51414
ECOM|CHANNELADVISOR CORP|JSJX|JANE STREET CAPITAL LLC|312
ECOM|CHANNELADVISOR CORP|KCGM|VIRTU Americas LLC|4920
ECOM|CHANNELADVISOR CORP|LEHM|Barclays Capital Inc./Le|38040
ECOM|CHANNELADVISOR CORP|LIME|Lime Brokerage LLC|12378
ECOM|CHANNELADVISOR CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37838
ECOM|CHANNELADVISOR CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
ECOM|CHANNELADVISOR CORP|MSCO|MORGAN STANLEY & CO. LLC|42198
ECOM|CHANNELADVISOR CORP|MSPL|MORGAN STANLEY & CO. LLC|32700
ECOM|CHANNELADVISOR CORP|MSTX|MORGAN STANLEY & CO. LLC|1200
ECOM|CHANNELADVISOR CORP|NFSC|National Financial Services LLC|26540
ECOM|CHANNELADVISOR CORP|NITE|VIRTU Americas LLC|97853
ECOM|CHANNELADVISOR CORP|NORT|Northland Securities, Inc.|37
ECOM|CHANNELADVISOR CORP|NTBF|BMO Nesbitt Burns Inc./CDS|270
ECOM|CHANNELADVISOR CORP|PDQM|CODA MARKETS, INC.|3376
ECOM|CHANNELADVISOR CORP|PHLY|NASDAQ Execution Services, LLC|400
ECOM|CHANNELADVISOR CORP|PIPR|Piper Jaffray & Co.|157
ECOM|CHANNELADVISOR CORP|RBCM|RBC CAPITAL MARKETS, LLC|878
ECOM|CHANNELADVISOR CORP|SBSH|Citigroup Global Markets Inc.|10586
ECOM|CHANNELADVISOR CORP|SGMT|GOLDMAN SACHS & CO. LLC|35375
ECOM|CHANNELADVISOR CORP|SPDR|SPEEDROUTE LLC|300
ECOM|CHANNELADVISOR CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4100
ECOM|CHANNELADVISOR CORP|SWIM|TD Ameritrade, Inc.|8426
ECOM|CHANNELADVISOR CORP|TKNG|ALLY INVEST SECURITIES LLC|550
ECOM|CHANNELADVISOR CORP|TMBR|Timber Hill LLC|831
ECOM|CHANNELADVISOR CORP|TRBT|Tradebot Systems, Inc.|1110
ECOM|CHANNELADVISOR CORP|TRCM|TRC MARKETS LLC|2070
ECOM|CHANNELADVISOR CORP|UBSA|UBS SECURITIES LLC|107350
ECOM|CHANNELADVISOR CORP|UBSS|UBS Securities LLC|42364
ECOM|CHANNELADVISOR CORP|VALX|VIRTU AMERICAS LLC|6848
ECOM|CHANNELADVISOR CORP|VGRD|Vanguard Marketing Corporation|6729
ECOM|CHANNELADVISOR CORP|WCHV|WELLS FARGO SECURITIES, LLC|2600
ECOM|CHANNELADVISOR CORP|WEED|Weeden & Co.L.P.|880
ECOM|CHANNELADVISOR CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|988
ECOM|CHANNELADVISOR CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1578
ECOM|CHANNELADVISOR CORP|WGIF|CIBC World Markets Inc.|100
ECOM|CHANNELADVISOR CORP|WSEA|WOLVERINE SECURITIES, LLC|2058
ECOM|CHANNELADVISOR CORP|XIST|INSTINET, LLC|1800
ECOM|CHANNELADVISOR CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
ECON|COLUMBIA E M C ETF|ALTX|Alternet Securities Inc.|17617
ECON|COLUMBIA E M C ETF|APCC|Apex Clearing Corporation|38
ECON|COLUMBIA E M C ETF|BALE|M&T SECURITIES, INC.|8650
ECON|COLUMBIA E M C ETF|BARD|Robert W. Baird & Co. Incorporated|211
ECON|COLUMBIA E M C ETF|BATM|CBOE TRADING, INC.|28570
ECON|COLUMBIA E M C ETF|BERN|Sanford C. Bernstein & Co., LLC|6100
ECON|COLUMBIA E M C ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4966
ECON|COLUMBIA E M C ETF|CANT|Cantor Fitzgerald & Co.|122234
ECON|COLUMBIA E M C ETF|CHAS|Charles Schwab & Co., Inc.|18804
ECON|COLUMBIA E M C ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69664
ECON|COLUMBIA E M C ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
ECON|COLUMBIA E M C ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52431
ECON|COLUMBIA E M C ETF|CSIN|Citadel Securities Institutional LLC|26345
ECON|COLUMBIA E M C ETF|CTDL|Citadel Derivatives Group Llc|123556
ECON|COLUMBIA E M C ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|16434
ECON|COLUMBIA E M C ETF|DBAB|Deutsche Bank Securities Inc.|2558
ECON|COLUMBIA E M C ETF|DBAX|Deutsche Bank Securities Inc.|49400
ECON|COLUMBIA E M C ETF|DEAN|MORGAN STANLEY|29024
ECON|COLUMBIA E M C ETF|EBXL|EBX LLC|50800
ECON|COLUMBIA E M C ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|3217
ECON|COLUMBIA E M C ETF|EDJO|Edward D. Jones & Co., L.P.|2685
ECON|COLUMBIA E M C ETF|EGAM|CBOE TRADING, INC.|400
ECON|COLUMBIA E M C ETF|EGMT|EG MARKET TECHNOLOGIES LLC|400
ECON|COLUMBIA E M C ETF|EGXM|CBOE TRADING, INC.|100
ECON|COLUMBIA E M C ETF|ETBE|Electronic Transaction Clearing, Inc.|1000
ECON|COLUMBIA E M C ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4713
ECON|COLUMBIA E M C ETF|ETRS|E*Trade Securities LLC|242
ECON|COLUMBIA E M C ETF|FINX|FINTECH SECURITIES|1645
ECON|COLUMBIA E M C ETF|FLTU|FLOW TRADERS US LLC|86087
ECON|COLUMBIA E M C ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|72762
ECON|COLUMBIA E M C ETF|FMAF|NBCN Inc./ CDS|905
ECON|COLUMBIA E M C ETF|FMCO|First Manhattan Co|34
ECON|COLUMBIA E M C ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2353
ECON|COLUMBIA E M C ETF|FTBR|Foliofn Investments, Inc.|55
ECON|COLUMBIA E M C ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|3017
ECON|COLUMBIA E M C ETF|GLPX|ACS EXECUTION SERVICES, LLC|80
ECON|COLUMBIA E M C ETF|GSCO|GOLDMAN SACHS & CO. LLC|23592
ECON|COLUMBIA E M C ETF|GSLT|GOLDMAN SACHS & CO. LLC|104
ECON|COLUMBIA E M C ETF|GTSZ|GTS SECURITIES LLC|2400
ECON|COLUMBIA E M C ETF|HRBF|American Enterprise Investment Services Inc.|2284
ECON|COLUMBIA E M C ETF|IATS|INTERACTIVE BROKERS LLC|200
ECON|COLUMBIA E M C ETF|IBKR|Interactive Brokers Llc|20
ECON|COLUMBIA E M C ETF|ICBX|INSTINET, LLC|29079
ECON|COLUMBIA E M C ETF|INCA|INSTINET, LLC|2974
ECON|COLUMBIA E M C ETF|ITGI|ITG Inc.|32432
ECON|COLUMBIA E M C ETF|ITGP|ITG INC.|12800
ECON|COLUMBIA E M C ETF|JANY|Janney Montgomery Scott Inc.|841
ECON|COLUMBIA E M C ETF|JEFF|JEFFERIES LLC|8215
ECON|COLUMBIA E M C ETF|JMPT|JUMP TRADING, LLC|3377
ECON|COLUMBIA E M C ETF|JPMX|J.P. Morgan Securities LLC|37998
ECON|COLUMBIA E M C ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|157177
ECON|COLUMBIA E M C ETF|JSJX|JANE STREET CAPITAL LLC|356552
ECON|COLUMBIA E M C ETF|KCGM|VIRTU Americas LLC|33627
ECON|COLUMBIA E M C ETF|LEHM|Barclays Capital Inc./Le|179629
ECON|COLUMBIA E M C ETF|LIME|Lime Brokerage LLC|14802
ECON|COLUMBIA E M C ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89162
ECON|COLUMBIA E M C ETF|MSCO|MORGAN STANLEY & CO. LLC|292924
ECON|COLUMBIA E M C ETF|MSPL|MORGAN STANLEY & CO. LLC|52300
ECON|COLUMBIA E M C ETF|NFSC|National Financial Services LLC|121048
ECON|COLUMBIA E M C ETF|NITE|VIRTU Americas LLC|152249
ECON|COLUMBIA E M C ETF|NITP|VIRTU Americas LLC|6500
ECON|COLUMBIA E M C ETF|OLDM|OLD MISSION CAPITAL, LLC|900
ECON|COLUMBIA E M C ETF|OPCO|Oppenheimer & Co. Inc.|400
ECON|COLUMBIA E M C ETF|PDQM|CODA MARKETS, INC.|3660
ECON|COLUMBIA E M C ETF|PWJC|UBS Financial Services, Inc.|10452
ECON|COLUMBIA E M C ETF|RBCM|RBC CAPITAL MARKETS, LLC|5158
ECON|COLUMBIA E M C ETF|SAGL|SAGETRADER, LLC|1100
ECON|COLUMBIA E M C ETF|SBSH|Citigroup Global Markets Inc.|578
ECON|COLUMBIA E M C ETF|SEIC|SEI Investments Distribution Co.|17617
ECON|COLUMBIA E M C ETF|SGMT|GOLDMAN SACHS & CO. LLC|38473
ECON|COLUMBIA E M C ETF|SPDR|SPEEDROUTE LLC|200
ECON|COLUMBIA E M C ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1740
ECON|COLUMBIA E M C ETF|SWIM|TD Ameritrade, Inc.|198
ECON|COLUMBIA E M C ETF|TRBT|Tradebot Systems, Inc.|100
ECON|COLUMBIA E M C ETF|TRCM|TRC MARKETS LLC|400
ECON|COLUMBIA E M C ETF|UBSA|UBS SECURITIES LLC|108753
ECON|COLUMBIA E M C ETF|UBSS|UBS Securities LLC|272535
ECON|COLUMBIA E M C ETF|VALX|VIRTU AMERICAS LLC|100
ECON|COLUMBIA E M C ETF|VGRD|Vanguard Marketing Corporation|1701
ECON|COLUMBIA E M C ETF|WBET|Wallachbeth Capital LLC|142815
ECON|COLUMBIA E M C ETF|WCHV|WELLS FARGO SECURITIES, LLC|21021
ECON|COLUMBIA E M C ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|567
ECON|COLUMBIA E M C ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49
ECON|COLUMBIA E M C ETF|WSEA|WOLVERINE SECURITIES, LLC|1039
ECON|COLUMBIA E M C ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1398
ECON|COLUMBIA E M C ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19456
ECOR|ELECTROCORE, INC CMN|ALTX|Alternet Securities Inc.|1300
ECOR|ELECTROCORE, INC CMN|APCC|Apex Clearing Corporation|1301
ECOR|ELECTROCORE, INC CMN|BARD|Robert W. Baird & Co. Incorporated|300
ECOR|ELECTROCORE, INC CMN|BATM|CBOE TRADING, INC.|400
ECOR|ELECTROCORE, INC CMN|BYXM|CBOE TRADING, INC.|500
ECOR|ELECTROCORE, INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98926
ECOR|ELECTROCORE, INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35502
ECOR|ELECTROCORE, INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9176
ECOR|ELECTROCORE, INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62137
ECOR|ELECTROCORE, INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|9122
ECOR|ELECTROCORE, INC CMN|DBAX|Deutsche Bank Securities Inc.|62500
ECOR|ELECTROCORE, INC CMN|DCHF|Dart Executions, LLC|22316
ECOR|ELECTROCORE, INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
ECOR|ELECTROCORE, INC CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|11688
ECOR|ELECTROCORE, INC CMN|EBXL|EBX LLC|50400
ECOR|ELECTROCORE, INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3562
ECOR|ELECTROCORE, INC CMN|EDJO|Edward D. Jones & Co., L.P.|550
ECOR|ELECTROCORE, INC CMN|EGAM|CBOE TRADING, INC.|2267
ECOR|ELECTROCORE, INC CMN|EGXM|CBOE TRADING, INC.|2600
ECOR|ELECTROCORE, INC CMN|EGXW|CBOE TRADING, INC.|200
ECOR|ELECTROCORE, INC CMN|ETBE|Electronic Transaction Clearing, Inc.|842
ECOR|ELECTROCORE, INC CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1100
ECOR|ELECTROCORE, INC CMN|ETRS|E*Trade Securities LLC|45478
ECOR|ELECTROCORE, INC CMN|FBCO|Credit Suisse Securities (USA) LLC|50558
ECOR|ELECTROCORE, INC CMN|FBSB|U.S. Bancorp Investments, Inc.|1555
ECOR|ELECTROCORE, INC CMN|FILL|Tradestation Securities, Inc.|3465
ECOR|ELECTROCORE, INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|78201
ECOR|ELECTROCORE, INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7168
ECOR|ELECTROCORE, INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7819
ECOR|ELECTROCORE, INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1003
ECOR|ELECTROCORE, INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|40506
ECOR|ELECTROCORE, INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|32109
ECOR|ELECTROCORE, INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|37297
ECOR|ELECTROCORE, INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|675
ECOR|ELECTROCORE, INC CMN|GTSZ|GTS SECURITIES LLC|12838
ECOR|ELECTROCORE, INC CMN|HRBF|American Enterprise Investment Services Inc.|15
ECOR|ELECTROCORE, INC CMN|IATS|INTERACTIVE BROKERS LLC|8810
ECOR|ELECTROCORE, INC CMN|IBKR|Interactive Brokers Llc|91941
ECOR|ELECTROCORE, INC CMN|ICBX|INSTINET, LLC|21074
ECOR|ELECTROCORE, INC CMN|INCA|INSTINET, LLC|103165
ECOR|ELECTROCORE, INC CMN|INJX|INSTINET, LLC|1008
ECOR|ELECTROCORE, INC CMN|ITGI|ITG Inc.|30511
ECOR|ELECTROCORE, INC CMN|ITGP|ITG INC.|9800
ECOR|ELECTROCORE, INC CMN|JEFF|JEFFERIES LLC|43328
ECOR|ELECTROCORE, INC CMN|JMPT|JUMP TRADING, LLC|1344
ECOR|ELECTROCORE, INC CMN|JONE|JonesTrading|1450
ECOR|ELECTROCORE, INC CMN|JPMX|J.P. Morgan Securities LLC|72842
ECOR|ELECTROCORE, INC CMN|JSJX|JANE STREET CAPITAL LLC|100
ECOR|ELECTROCORE, INC CMN|JSSF|JMP Securities LLC|25000
ECOR|ELECTROCORE, INC CMN|KCGM|VIRTU Americas LLC|16743
ECOR|ELECTROCORE, INC CMN|LEHM|Barclays Capital Inc./Le|51700
ECOR|ELECTROCORE, INC CMN|LIME|Lime Brokerage LLC|2201
ECOR|ELECTROCORE, INC CMN|LQNA|LIQUIDNET, INC.|15000
ECOR|ELECTROCORE, INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3616
ECOR|ELECTROCORE, INC CMN|MAVB|Great Point Capital LLC|600
ECOR|ELECTROCORE, INC CMN|MAXM|Maxim Group LLC|2900
ECOR|ELECTROCORE, INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24138
ECOR|ELECTROCORE, INC CMN|MSCO|MORGAN STANLEY & CO. LLC|317965
ECOR|ELECTROCORE, INC CMN|MSPL|MORGAN STANLEY & CO. LLC|8700
ECOR|ELECTROCORE, INC CMN|MULL|MARK J. MULLER EQUITIES, INC.|1881
ECOR|ELECTROCORE, INC CMN|NEED|Needham & Company, LLC|5000
ECOR|ELECTROCORE, INC CMN|NFSC|National Financial Services LLC|94481
ECOR|ELECTROCORE, INC CMN|NITE|VIRTU Americas LLC|391147
ECOR|ELECTROCORE, INC CMN|NITP|VIRTU Americas LLC|5911
ECOR|ELECTROCORE, INC CMN|NQRB|Brut, LLC|570
ECOR|ELECTROCORE, INC CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10000
ECOR|ELECTROCORE, INC CMN|PDQM|CODA MARKETS, INC.|47577
ECOR|ELECTROCORE, INC CMN|PWJC|UBS Financial Services, Inc.|350
ECOR|ELECTROCORE, INC CMN|RAJA|Raymond James & Associates, Inc.|700
ECOR|ELECTROCORE, INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|94333
ECOR|ELECTROCORE, INC CMN|SAGL|SAGETRADER, LLC|2988
ECOR|ELECTROCORE, INC CMN|SBSH|Citigroup Global Markets Inc.|1250
ECOR|ELECTROCORE, INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|18898
ECOR|ELECTROCORE, INC CMN|SPDR|SPEEDROUTE LLC|9051
ECOR|ELECTROCORE, INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|300
ECOR|ELECTROCORE, INC CMN|SWIM|TD Ameritrade, Inc.|15174
ECOR|ELECTROCORE, INC CMN|TDCO|Thompson Davis & Co., Inc.|500
ECOR|ELECTROCORE, INC CMN|TKNG|ALLY INVEST SECURITIES LLC|465
ECOR|ELECTROCORE, INC CMN|TRBT|Tradebot Systems, Inc.|15952
ECOR|ELECTROCORE, INC CMN|UBSA|UBS SECURITIES LLC|65640
ECOR|ELECTROCORE, INC CMN|UBSS|UBS Securities LLC|68413
ECOR|ELECTROCORE, INC CMN|VALX|VIRTU AMERICAS LLC|5176
ECOR|ELECTROCORE, INC CMN|VGRD|Vanguard Marketing Corporation|351
ECOR|ELECTROCORE, INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|15188
ECOR|ELECTROCORE, INC CMN|WEDB|WEDBUSH SECURITIES INC.|44844
ECOR|ELECTROCORE, INC CMN|WEED|Weeden & Co.L.P.|2300
ECOR|ELECTROCORE, INC CMN|WSEA|WOLVERINE SECURITIES, LLC|3688
ECOR|ELECTROCORE, INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ECOR|ELECTROCORE, INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ECOR|ELECTROCORE, INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
ECPG|ENCORE CAPITAL GRP##|AGIS|Aegis Capital Corp.|200
ECPG|ENCORE CAPITAL GRP##|ANOS|ABEL/NOSER, L.L.C.|1089
ECPG|ENCORE CAPITAL GRP##|APCC|Apex Clearing Corporation|25
ECPG|ENCORE CAPITAL GRP##|BATM|CBOE TRADING, INC.|632
ECPG|ENCORE CAPITAL GRP##|BBNT|BB&T SECURITIES, LLC|111
ECPG|ENCORE CAPITAL GRP##|BERN|Sanford C. Bernstein & Co., LLC|11345
ECPG|ENCORE CAPITAL GRP##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|138
ECPG|ENCORE CAPITAL GRP##|BMOC|BMO Capital Markets Corp.|3983
ECPG|ENCORE CAPITAL GRP##|BNKS|Fig Partners, LLC|2978
ECPG|ENCORE CAPITAL GRP##|BNPX|BNP PARIBAS SECURITIES CORP.|5626
ECPG|ENCORE CAPITAL GRP##|BRVL|BLAYLOCK VAN, LLC|600
ECPG|ENCORE CAPITAL GRP##|BTIG|BTIG, LLC|964
ECPG|ENCORE CAPITAL GRP##|BYXM|CBOE TRADING, INC.|100
ECPG|ENCORE CAPITAL GRP##|BZYD|GOLDMAN SACHS & CO. LLC|200
ECPG|ENCORE CAPITAL GRP##|CANT|Cantor Fitzgerald & Co.|132828
ECPG|ENCORE CAPITAL GRP##|CBLC|CITIGROUP GLOBAL MARKETS INC.|84042
ECPG|ENCORE CAPITAL GRP##|CIST|Capital Institutional Services, Inc.|6
ECPG|ENCORE CAPITAL GRP##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112837
ECPG|ENCORE CAPITAL GRP##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2290
ECPG|ENCORE CAPITAL GRP##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|105
ECPG|ENCORE CAPITAL GRP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233721
ECPG|ENCORE CAPITAL GRP##|CSIN|Citadel Securities Institutional LLC|7638
ECPG|ENCORE CAPITAL GRP##|CTDL|Citadel Derivatives Group Llc|13834
ECPG|ENCORE CAPITAL GRP##|CTLR|CUTLER GROUP, LP|200
ECPG|ENCORE CAPITAL GRP##|CXCX|CITIGROUP GLOBAL MARKETS INC.|42020
ECPG|ENCORE CAPITAL GRP##|DBAB|Deutsche Bank Securities Inc.|153392
ECPG|ENCORE CAPITAL GRP##|DBAX|Deutsche Bank Securities Inc.|140900
ECPG|ENCORE CAPITAL GRP##|DBUL|Deutsche Bank Securities Inc.|900
ECPG|ENCORE CAPITAL GRP##|DEAN|MORGAN STANLEY|538
ECPG|ENCORE CAPITAL GRP##|DEGS|RONIN PROFESSIONAL LLC|2715
ECPG|ENCORE CAPITAL GRP##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|106300
ECPG|ENCORE CAPITAL GRP##|EBXL|EBX LLC|108700
ECPG|ENCORE CAPITAL GRP##|ECUT|CONVERGEX EXECUTION SOLUTIONS|12650
ECPG|ENCORE CAPITAL GRP##|EGAM|CBOE TRADING, INC.|4654
ECPG|ENCORE CAPITAL GRP##|EGXM|CBOE TRADING, INC.|1692
ECPG|ENCORE CAPITAL GRP##|EGXW|CBOE TRADING, INC.|89
ECPG|ENCORE CAPITAL GRP##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|212
ECPG|ENCORE CAPITAL GRP##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12048
ECPG|ENCORE CAPITAL GRP##|ETRS|E*Trade Securities LLC|3493
ECPG|ENCORE CAPITAL GRP##|FBCO|Credit Suisse Securities (USA) LLC|183629
ECPG|ENCORE CAPITAL GRP##|FBRC|B. RILEY FBR, INC.|8869
ECPG|ENCORE CAPITAL GRP##|FMAF|NBCN Inc./ CDS|6900
ECPG|ENCORE CAPITAL GRP##|FOMA|TD AMERITRADE CLEARING, INC.|29767
ECPG|ENCORE CAPITAL GRP##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
ECPG|ENCORE CAPITAL GRP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26572
ECPG|ENCORE CAPITAL GRP##|FTBR|Foliofn Investments, Inc.|3397
ECPG|ENCORE CAPITAL GRP##|GEBB|GLOBAL EXECUTION BROKERS, LP|8308
ECPG|ENCORE CAPITAL GRP##|GLPX|ACS EXECUTION SERVICES, LLC|1983
ECPG|ENCORE CAPITAL GRP##|GSCO|GOLDMAN SACHS & CO. LLC|250758
ECPG|ENCORE CAPITAL GRP##|GSCS|GOLDMAN SACHS & CO. LLC|8744
ECPG|ENCORE CAPITAL GRP##|GSLT|GOLDMAN SACHS & CO. LLC|513
ECPG|ENCORE CAPITAL GRP##|GTSZ|GTS SECURITIES LLC|21476
ECPG|ENCORE CAPITAL GRP##|HRBF|American Enterprise Investment Services Inc.|1003
ECPG|ENCORE CAPITAL GRP##|HSBC|HSBC Securities, Inc.|219
ECPG|ENCORE CAPITAL GRP##|IATS|INTERACTIVE BROKERS LLC|600
ECPG|ENCORE CAPITAL GRP##|IBKR|Interactive Brokers Llc|12936
ECPG|ENCORE CAPITAL GRP##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1001
ECPG|ENCORE CAPITAL GRP##|ICBX|INSTINET, LLC|19149
ECPG|ENCORE CAPITAL GRP##|IEQY|CITADEL SECURITIES LLC|13231
ECPG|ENCORE CAPITAL GRP##|INCA|INSTINET, LLC|285511
ECPG|ENCORE CAPITAL GRP##|INJX|INSTINET, LLC|19735
ECPG|ENCORE CAPITAL GRP##|ITGI|ITG Inc.|11105
ECPG|ENCORE CAPITAL GRP##|ITGP|ITG INC.|106600
ECPG|ENCORE CAPITAL GRP##|JANY|Janney Montgomery Scott Inc.|111
ECPG|ENCORE CAPITAL GRP##|JEFF|JEFFERIES LLC|128765
ECPG|ENCORE CAPITAL GRP##|JMPT|JUMP TRADING, LLC|11430
ECPG|ENCORE CAPITAL GRP##|JPBX|J.P. MORGAN SECURITIES LLC|3580
ECPG|ENCORE CAPITAL GRP##|JPMX|J.P. Morgan Securities LLC|259587
ECPG|ENCORE CAPITAL GRP##|JSJX|JANE STREET CAPITAL LLC|13203
ECPG|ENCORE CAPITAL GRP##|KCGM|VIRTU Americas LLC|20233
ECPG|ENCORE CAPITAL GRP##|KING|C. L. King & Associates, Inc.|3985
ECPG|ENCORE CAPITAL GRP##|LEHM|Barclays Capital Inc./Le|501094
ECPG|ENCORE CAPITAL GRP##|LIME|Lime Brokerage LLC|87546
ECPG|ENCORE CAPITAL GRP##|LQNA|LIQUIDNET, INC.|35500
ECPG|ENCORE CAPITAL GRP##|MAXM|Maxim Group LLC|2642
ECPG|ENCORE CAPITAL GRP##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|133576
ECPG|ENCORE CAPITAL GRP##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2903
ECPG|ENCORE CAPITAL GRP##|MSCO|MORGAN STANLEY & CO. LLC|446374
ECPG|ENCORE CAPITAL GRP##|MSPL|MORGAN STANLEY & CO. LLC|157100
ECPG|ENCORE CAPITAL GRP##|MSTX|MORGAN STANLEY & CO. LLC|14700
ECPG|ENCORE CAPITAL GRP##|NFSC|National Financial Services LLC|26321
ECPG|ENCORE CAPITAL GRP##|NITE|VIRTU Americas LLC|87579
ECPG|ENCORE CAPITAL GRP##|NITP|VIRTU Americas LLC|1286
ECPG|ENCORE CAPITAL GRP##|NMRA|Nomura Securities International, Inc.|2200
ECPG|ENCORE CAPITAL GRP##|NQRB|Brut, LLC|1993
ECPG|ENCORE CAPITAL GRP##|NTRC|Northern Trust Securities, Inc.|1007
ECPG|ENCORE CAPITAL GRP##|OTAA|OTA LLC|4400
ECPG|ENCORE CAPITAL GRP##|PDQM|CODA MARKETS, INC.|24238
ECPG|ENCORE CAPITAL GRP##|RAJA|Raymond James & Associates, Inc.|1135
ECPG|ENCORE CAPITAL GRP##|SAGL|SAGETRADER, LLC|846
ECPG|ENCORE CAPITAL GRP##|SAGW|SAGETRADER, LLC|565
ECPG|ENCORE CAPITAL GRP##|SALI|INTL FCSTONE FINANCIAL INC.|1
ECPG|ENCORE CAPITAL GRP##|SBSH|Citigroup Global Markets Inc.|107813
ECPG|ENCORE CAPITAL GRP##|SGMT|GOLDMAN SACHS & CO. LLC|38608
ECPG|ENCORE CAPITAL GRP##|SPDR|SPEEDROUTE LLC|4734
ECPG|ENCORE CAPITAL GRP##|SPTD|MINT GLOBAL MARKETS, INC.|100
ECPG|ENCORE CAPITAL GRP##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
ECPG|ENCORE CAPITAL GRP##|STFL|Stifel, Nicolaus & Company, Incorporated|1000
ECPG|ENCORE CAPITAL GRP##|SWIM|TD Ameritrade, Inc.|570
ECPG|ENCORE CAPITAL GRP##|SWST|Hilltop Securities Inc.|36
ECPG|ENCORE CAPITAL GRP##|TKNG|ALLY INVEST SECURITIES LLC|2
ECPG|ENCORE CAPITAL GRP##|TMBR|Timber Hill LLC|30
ECPG|ENCORE CAPITAL GRP##|TRBT|Tradebot Systems, Inc.|9083
ECPG|ENCORE CAPITAL GRP##|TRCM|TRC MARKETS LLC|41830
ECPG|ENCORE CAPITAL GRP##|UBSS|UBS Securities LLC|392798
ECPG|ENCORE CAPITAL GRP##|VALX|VIRTU AMERICAS LLC|14585
ECPG|ENCORE CAPITAL GRP##|VGRD|Vanguard Marketing Corporation|629
ECPG|ENCORE CAPITAL GRP##|WBLR|WILLIAM BLAIR|1823
ECPG|ENCORE CAPITAL GRP##|WCHV|WELLS FARGO SECURITIES, LLC|25759
ECPG|ENCORE CAPITAL GRP##|WEED|Weeden & Co.L.P.|4685
ECPG|ENCORE CAPITAL GRP##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2070
ECPG|ENCORE CAPITAL GRP##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47218
ECPG|ENCORE CAPITAL GRP##|WSEA|WOLVERINE SECURITIES, LLC|203
ECPG|ENCORE CAPITAL GRP##|XIST|INSTINET, LLC|15720
ECPG|ENCORE CAPITAL GRP##|XSTM|NATIONAL FINANCIAL SERVICES LLC|15800
ECPG|ENCORE CAPITAL GRP##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|249
ECR|ECLIPSE RESOURCES CP|AGIS|Aegis Capital Corp.|770
ECR|ECLIPSE RESOURCES CP|ALTX|Alternet Securities Inc.|4918
ECR|ECLIPSE RESOURCES CP|APCC|Apex Clearing Corporation|64436
ECR|ECLIPSE RESOURCES CP|AQUA|AQUA SECURITIES L.P.|3100
ECR|ECLIPSE RESOURCES CP|BATM|CBOE TRADING, INC.|310
ECR|ECLIPSE RESOURCES CP|BERN|Sanford C. Bernstein & Co., LLC|29151
ECR|ECLIPSE RESOURCES CP|BIDS|BIDS TRADING L.P.|100
ECR|ECLIPSE RESOURCES CP|BIMI|Banca IMI Securities Corp.|2000
ECR|ECLIPSE RESOURCES CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31120
ECR|ECLIPSE RESOURCES CP|BLKX|INSTINET, LLC|5000
ECR|ECLIPSE RESOURCES CP|BNPX|BNP PARIBAS SECURITIES CORP.|7566
ECR|ECLIPSE RESOURCES CP|BTIG|BTIG, LLC|228
ECR|ECLIPSE RESOURCES CP|CHAS|Charles Schwab & Co., Inc.|5200
ECR|ECLIPSE RESOURCES CP|CIST|Capital Institutional Services, Inc.|6078
ECR|ECLIPSE RESOURCES CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40
ECR|ECLIPSE RESOURCES CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3500
ECR|ECLIPSE RESOURCES CP|CRFN|ROBINHOOD FINANCIAL, LLC|400
ECR|ECLIPSE RESOURCES CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129336
ECR|ECLIPSE RESOURCES CP|CTDL|Citadel Derivatives Group Llc|45914
ECR|ECLIPSE RESOURCES CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|27626
ECR|ECLIPSE RESOURCES CP|DBAB|Deutsche Bank Securities Inc.|45570
ECR|ECLIPSE RESOURCES CP|DBAX|Deutsche Bank Securities Inc.|123200
ECR|ECLIPSE RESOURCES CP|DEAN|MORGAN STANLEY|600
ECR|ECLIPSE RESOURCES CP|DEGS|RONIN PROFESSIONAL LLC|13000
ECR|ECLIPSE RESOURCES CP|EBXL|EBX LLC|74800
ECR|ECLIPSE RESOURCES CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
ECR|ECLIPSE RESOURCES CP|EDJO|Edward D. Jones & Co., L.P.|1591
ECR|ECLIPSE RESOURCES CP|EGAM|CBOE TRADING, INC.|4290
ECR|ECLIPSE RESOURCES CP|EGXM|CBOE TRADING, INC.|24590
ECR|ECLIPSE RESOURCES CP|ETBE|Electronic Transaction Clearing, Inc.|11697
ECR|ECLIPSE RESOURCES CP|ETRS|E*Trade Securities LLC|842015
ECR|ECLIPSE RESOURCES CP|FBSB|U.S. Bancorp Investments, Inc.|500
ECR|ECLIPSE RESOURCES CP|FILL|Tradestation Securities, Inc.|9600
ECR|ECLIPSE RESOURCES CP|FMAF|NBCN Inc./ CDS|9009
ECR|ECLIPSE RESOURCES CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28356
ECR|ECLIPSE RESOURCES CP|FTBR|Foliofn Investments, Inc.|1124
ECR|ECLIPSE RESOURCES CP|GEBB|GLOBAL EXECUTION BROKERS, LP|6500
ECR|ECLIPSE RESOURCES CP|GLIS|TD Securities Inc|16642
ECR|ECLIPSE RESOURCES CP|GLPX|ACS EXECUTION SERVICES, LLC|4000
ECR|ECLIPSE RESOURCES CP|GSCO|GOLDMAN SACHS & CO. LLC|295256
ECR|ECLIPSE RESOURCES CP|GSCS|GOLDMAN SACHS & CO. LLC|900
ECR|ECLIPSE RESOURCES CP|GSLT|GOLDMAN SACHS & CO. LLC|3644
ECR|ECLIPSE RESOURCES CP|GTSZ|GTS SECURITIES LLC|50487
ECR|ECLIPSE RESOURCES CP|IATS|INTERACTIVE BROKERS LLC|100014
ECR|ECLIPSE RESOURCES CP|IBKR|Interactive Brokers Llc|52981
ECR|ECLIPSE RESOURCES CP|ICBX|INSTINET, LLC|66950
ECR|ECLIPSE RESOURCES CP|IEQY|CITADEL SECURITIES LLC|2600
ECR|ECLIPSE RESOURCES CP|INCA|INSTINET, LLC|21255
ECR|ECLIPSE RESOURCES CP|INJX|INSTINET, LLC|3099
ECR|ECLIPSE RESOURCES CP|ITGI|ITG Inc.|69764
ECR|ECLIPSE RESOURCES CP|ITGP|ITG INC.|92000
ECR|ECLIPSE RESOURCES CP|JEFF|JEFFERIES LLC|8210
ECR|ECLIPSE RESOURCES CP|JMPT|JUMP TRADING, LLC|12751
ECR|ECLIPSE RESOURCES CP|JPBX|J.P. MORGAN SECURITIES LLC|1400
ECR|ECLIPSE RESOURCES CP|JPMX|J.P. Morgan Securities LLC|151726
ECR|ECLIPSE RESOURCES CP|JSJX|JANE STREET CAPITAL LLC|3788
ECR|ECLIPSE RESOURCES CP|KCGM|VIRTU Americas LLC|35299
ECR|ECLIPSE RESOURCES CP|KRSH|Kershner Securities, LLC|6580
ECR|ECLIPSE RESOURCES CP|LEHM|Barclays Capital Inc./Le|494907
ECR|ECLIPSE RESOURCES CP|LIME|Lime Brokerage LLC|1369
ECR|ECLIPSE RESOURCES CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ECR|ECLIPSE RESOURCES CP|MACQ|Macquarie Capital (USA) Inc.|7537
ECR|ECLIPSE RESOURCES CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|206965
ECR|ECLIPSE RESOURCES CP|MOTF|MOTIF INVESTING, INC.|3
ECR|ECLIPSE RESOURCES CP|MSCO|MORGAN STANLEY & CO. LLC|263570
ECR|ECLIPSE RESOURCES CP|MSPL|MORGAN STANLEY & CO. LLC|308800
ECR|ECLIPSE RESOURCES CP|MSTX|MORGAN STANLEY & CO. LLC|186700
ECR|ECLIPSE RESOURCES CP|NFSC|National Financial Services LLC|1010976
ECR|ECLIPSE RESOURCES CP|NITE|VIRTU Americas LLC|1454461
ECR|ECLIPSE RESOURCES CP|NITP|VIRTU Americas LLC|63214
ECR|ECLIPSE RESOURCES CP|NQRB|Brut, LLC|800
ECR|ECLIPSE RESOURCES CP|NTBF|BMO Nesbitt Burns Inc./CDS|35200
ECR|ECLIPSE RESOURCES CP|PDQM|CODA MARKETS, INC.|6740
ECR|ECLIPSE RESOURCES CP|RBCM|RBC CAPITAL MARKETS, LLC|88335
ECR|ECLIPSE RESOURCES CP|SAGL|SAGETRADER, LLC|100
ECR|ECLIPSE RESOURCES CP|SBSH|Citigroup Global Markets Inc.|84828
ECR|ECLIPSE RESOURCES CP|SGMT|GOLDMAN SACHS & CO. LLC|210212
ECR|ECLIPSE RESOURCES CP|SMHI|Sanders Morris Harris Inc.|180000
ECR|ECLIPSE RESOURCES CP|SPDR|SPEEDROUTE LLC|500
ECR|ECLIPSE RESOURCES CP|SPTD|MINT GLOBAL MARKETS, INC.|2328
ECR|ECLIPSE RESOURCES CP|STFL|Stifel, Nicolaus & Company, Incorporated|5965
ECR|ECLIPSE RESOURCES CP|SWIM|TD Ameritrade, Inc.|352322
ECR|ECLIPSE RESOURCES CP|SWST|Hilltop Securities Inc.|6680
ECR|ECLIPSE RESOURCES CP|TKNG|ALLY INVEST SECURITIES LLC|26340
ECR|ECLIPSE RESOURCES CP|TRBT|Tradebot Systems, Inc.|82049
ECR|ECLIPSE RESOURCES CP|TRCM|TRC MARKETS LLC|11684
ECR|ECLIPSE RESOURCES CP|TWTT|TASTYWORKS, INC.|900
ECR|ECLIPSE RESOURCES CP|UBSA|UBS SECURITIES LLC|489082
ECR|ECLIPSE RESOURCES CP|UBSS|UBS Securities LLC|302472
ECR|ECLIPSE RESOURCES CP|VALX|VIRTU AMERICAS LLC|30034
ECR|ECLIPSE RESOURCES CP|VGRD|Vanguard Marketing Corporation|259694
ECR|ECLIPSE RESOURCES CP|WCHV|WELLS FARGO SECURITIES, LLC|142241
ECR|ECLIPSE RESOURCES CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2400
ECR|ECLIPSE RESOURCES CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4736
ECR|ECLIPSE RESOURCES CP|WSEA|WOLVERINE SECURITIES, LLC|55800
ECR|ECLIPSE RESOURCES CP|XIST|INSTINET, LLC|10600
ECR|ECLIPSE RESOURCES CP|XPQR|Jump Trading|200
ECR|ECLIPSE RESOURCES CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
ECR|ECLIPSE RESOURCES CP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ECR|ECLIPSE RESOURCES CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10600
ECT|ECA MARCELLUS TRST I|APCC|Apex Clearing Corporation|12
ECT|ECA MARCELLUS TRST I|BARD|Robert W. Baird & Co. Incorporated|1201
ECT|ECA MARCELLUS TRST I|BBNT|BB&T SECURITIES, LLC|300
ECT|ECA MARCELLUS TRST I|CHAS|Charles Schwab & Co., Inc.|3
ECT|ECA MARCELLUS TRST I|DADA|D.A. Davidson & Co.|206
ECT|ECA MARCELLUS TRST I|DBAX|Deutsche Bank Securities Inc.|1600
ECT|ECA MARCELLUS TRST I|DEAN|MORGAN STANLEY|3279
ECT|ECA MARCELLUS TRST I|EDJO|Edward D. Jones & Co., L.P.|130
ECT|ECA MARCELLUS TRST I|ETRS|E*Trade Securities LLC|22292
ECT|ECA MARCELLUS TRST I|FMAF|NBCN Inc./ CDS|2000
ECT|ECA MARCELLUS TRST I|FTBR|Foliofn Investments, Inc.|2
ECT|ECA MARCELLUS TRST I|GSCO|GOLDMAN SACHS & CO. LLC|300
ECT|ECA MARCELLUS TRST I|HRBF|American Enterprise Investment Services Inc.|2766
ECT|ECA MARCELLUS TRST I|IBKR|Interactive Brokers Llc|6
ECT|ECA MARCELLUS TRST I|ICBX|INSTINET, LLC|700
ECT|ECA MARCELLUS TRST I|JANY|Janney Montgomery Scott Inc.|300
ECT|ECA MARCELLUS TRST I|LEHM|Barclays Capital Inc./Le|800
ECT|ECA MARCELLUS TRST I|LIME|Lime Brokerage LLC|40
ECT|ECA MARCELLUS TRST I|MSCO|MORGAN STANLEY & CO. LLC|768
ECT|ECA MARCELLUS TRST I|NFSC|National Financial Services LLC|67891
ECT|ECA MARCELLUS TRST I|NITE|VIRTU Americas LLC|89947
ECT|ECA MARCELLUS TRST I|NTBF|BMO Nesbitt Burns Inc./CDS|3566
ECT|ECA MARCELLUS TRST I|PWJC|UBS Financial Services, Inc.|625
ECT|ECA MARCELLUS TRST I|RBCM|RBC CAPITAL MARKETS, LLC|6494
ECT|ECA MARCELLUS TRST I|SGMT|GOLDMAN SACHS & CO. LLC|6
ECT|ECA MARCELLUS TRST I|STFL|Stifel, Nicolaus & Company, Incorporated|5801
ECT|ECA MARCELLUS TRST I|SWIM|TD Ameritrade, Inc.|17257
ECT|ECA MARCELLUS TRST I|SWST|Hilltop Securities Inc.|4200
ECT|ECA MARCELLUS TRST I|TKNG|ALLY INVEST SECURITIES LLC|4515
ECT|ECA MARCELLUS TRST I|TRBT|Tradebot Systems, Inc.|600
ECT|ECA MARCELLUS TRST I|UBSA|UBS SECURITIES LLC|3934
ECT|ECA MARCELLUS TRST I|UBSS|UBS Securities LLC|13363
ECT|ECA MARCELLUS TRST I|VGRD|Vanguard Marketing Corporation|8351
ECT|ECA MARCELLUS TRST I|WCHV|WELLS FARGO SECURITIES, LLC|11097
ECT|ECA MARCELLUS TRST I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|751
ECT|ECA MARCELLUS TRST I|WSEA|WOLVERINE SECURITIES, LLC|1779
ECT|ECA MARCELLUS TRST I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|948
ECYT|ENDOCYTE, INC|ALTX|Alternet Securities Inc.|21477
ECYT|ENDOCYTE, INC|APCC|Apex Clearing Corporation|13252
ECYT|ENDOCYTE, INC|AQUA|AQUA SECURITIES L.P.|6600
ECYT|ENDOCYTE, INC|BARD|Robert W. Baird & Co. Incorporated|20722
ECYT|ENDOCYTE, INC|BATM|CBOE TRADING, INC.|9502
ECYT|ENDOCYTE, INC|BAYC|BAY CREST PARTNERS, LLC|6705
ECYT|ENDOCYTE, INC|BAYT|BTIG, LLC|4400
ECYT|ENDOCYTE, INC|BERN|Sanford C. Bernstein & Co., LLC|11993
ECYT|ENDOCYTE, INC|BIMI|Banca IMI Securities Corp.|6166
ECYT|ENDOCYTE, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33690
ECYT|ENDOCYTE, INC|BLKX|INSTINET, LLC|125900
ECYT|ENDOCYTE, INC|BMOC|BMO Capital Markets Corp.|4901
ECYT|ENDOCYTE, INC|BNPX|BNP PARIBAS SECURITIES CORP.|18287
ECYT|ENDOCYTE, INC|BRGE|Newbridge Securities Corp.|1850
ECYT|ENDOCYTE, INC|BTIG|BTIG, LLC|1002
ECYT|ENDOCYTE, INC|BYXM|CBOE TRADING, INC.|6338
ECYT|ENDOCYTE, INC|CANT|Cantor Fitzgerald & Co.|104
ECYT|ENDOCYTE, INC|CHAS|Charles Schwab & Co., Inc.|7078
ECYT|ENDOCYTE, INC|CICF|Canaccord Genuity Corp.|12055
ECYT|ENDOCYTE, INC|CIST|Capital Institutional Services, Inc.|200
ECYT|ENDOCYTE, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60535
ECYT|ENDOCYTE, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|705
ECYT|ENDOCYTE, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27293
ECYT|ENDOCYTE, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|415112
ECYT|ENDOCYTE, INC|CTDL|Citadel Derivatives Group Llc|57954
ECYT|ENDOCYTE, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|49148
ECYT|ENDOCYTE, INC|DBAB|Deutsche Bank Securities Inc.|1001003
ECYT|ENDOCYTE, INC|DBAX|Deutsche Bank Securities Inc.|351600
ECYT|ENDOCYTE, INC|DBUL|Deutsche Bank Securities Inc.|300
ECYT|ENDOCYTE, INC|DEAN|MORGAN STANLEY|21081
ECYT|ENDOCYTE, INC|DEGS|RONIN PROFESSIONAL LLC|38661
ECYT|ENDOCYTE, INC|DRWK|DRW SECURITIES, L.L.C.|502
ECYT|ENDOCYTE, INC|EBXL|EBX LLC|112100
ECYT|ENDOCYTE, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|18509
ECYT|ENDOCYTE, INC|EDJO|Edward D. Jones & Co., L.P.|1921
ECYT|ENDOCYTE, INC|EGAM|CBOE TRADING, INC.|59286
ECYT|ENDOCYTE, INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
ECYT|ENDOCYTE, INC|EGXM|CBOE TRADING, INC.|21266
ECYT|ENDOCYTE, INC|ETBE|Electronic Transaction Clearing, Inc.|26468
ECYT|ENDOCYTE, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16798
ECYT|ENDOCYTE, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30793
ECYT|ENDOCYTE, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2400
ECYT|ENDOCYTE, INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|13524
ECYT|ENDOCYTE, INC|ETRS|E*Trade Securities LLC|640104
ECYT|ENDOCYTE, INC|FBCO|Credit Suisse Securities (USA) LLC|1033400
ECYT|ENDOCYTE, INC|FILL|Tradestation Securities, Inc.|15373
ECYT|ENDOCYTE, INC|FMAF|NBCN Inc./ CDS|82406
ECYT|ENDOCYTE, INC|FOMA|TD AMERITRADE CLEARING, INC.|1000368
ECYT|ENDOCYTE, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ECYT|ENDOCYTE, INC|FQLS|Quantlab Securities LP|560615
ECYT|ENDOCYTE, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|216912
ECYT|ENDOCYTE, INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1640
ECYT|ENDOCYTE, INC|FTBR|Foliofn Investments, Inc.|3924
ECYT|ENDOCYTE, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|17281
ECYT|ENDOCYTE, INC|GLIS|TD Securities Inc|3403
ECYT|ENDOCYTE, INC|GLPX|ACS EXECUTION SERVICES, LLC|52426
ECYT|ENDOCYTE, INC|GSCO|GOLDMAN SACHS & CO. LLC|3877954
ECYT|ENDOCYTE, INC|GSCS|GOLDMAN SACHS & CO. LLC|12605
ECYT|ENDOCYTE, INC|GSLT|GOLDMAN SACHS & CO. LLC|8011
ECYT|ENDOCYTE, INC|GTSZ|GTS SECURITIES LLC|191244
ECYT|ENDOCYTE, INC|HAPX|HAP Trading, LLC|502
ECYT|ENDOCYTE, INC|HRBF|American Enterprise Investment Services Inc.|2678
ECYT|ENDOCYTE, INC|HSBC|HSBC Securities, Inc.|3170
ECYT|ENDOCYTE, INC|IATS|INTERACTIVE BROKERS LLC|42714
ECYT|ENDOCYTE, INC|IBKR|Interactive Brokers Llc|338210
ECYT|ENDOCYTE, INC|ICBX|INSTINET, LLC|55445
ECYT|ENDOCYTE, INC|IEQY|CITADEL SECURITIES LLC|136110
ECYT|ENDOCYTE, INC|INCA|INSTINET, LLC|544598
ECYT|ENDOCYTE, INC|INJX|INSTINET, LLC|46818
ECYT|ENDOCYTE, INC|ITGI|ITG Inc.|42408
ECYT|ENDOCYTE, INC|ITGP|ITG INC.|259800
ECYT|ENDOCYTE, INC|JANY|Janney Montgomery Scott Inc.|7935
ECYT|ENDOCYTE, INC|JEFF|JEFFERIES LLC|135356
ECYT|ENDOCYTE, INC|JMPT|JUMP TRADING, LLC|144372
ECYT|ENDOCYTE, INC|JPBX|J.P. MORGAN SECURITIES LLC|149894
ECYT|ENDOCYTE, INC|JPMX|J.P. Morgan Securities LLC|282164
ECYT|ENDOCYTE, INC|JSJX|JANE STREET CAPITAL LLC|2652
ECYT|ENDOCYTE, INC|KCGM|VIRTU Americas LLC|63323
ECYT|ENDOCYTE, INC|LEER|LEERINK PARTNERS LLC|784
ECYT|ENDOCYTE, INC|LEHM|Barclays Capital Inc./Le|3213186
ECYT|ENDOCYTE, INC|LIME|Lime Brokerage LLC|321933
ECYT|ENDOCYTE, INC|LMGP|LIME BROKERAGE LLC|9286
ECYT|ENDOCYTE, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|103786
ECYT|ENDOCYTE, INC|LOOP|Loop Capital Markets LLC|9692
ECYT|ENDOCYTE, INC|LQNA|LIQUIDNET, INC.|82000
ECYT|ENDOCYTE, INC|LSCI|Lek Securities Corporation|300
ECYT|ENDOCYTE, INC|MACQ|Macquarie Capital (USA) Inc.|5518
ECYT|ENDOCYTE, INC|MAXM|Maxim Group LLC|5088
ECYT|ENDOCYTE, INC|MBTS|ALLY INVEST SECURITIES LLC|40239
ECYT|ENDOCYTE, INC|MKMP|MKM Partners LLC|7500
ECYT|ENDOCYTE, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101390
ECYT|ENDOCYTE, INC|MOTF|MOTIF INVESTING, INC.|7
ECYT|ENDOCYTE, INC|MSCO|MORGAN STANLEY & CO. LLC|4671491
ECYT|ENDOCYTE, INC|MSPL|MORGAN STANLEY & CO. LLC|275400
ECYT|ENDOCYTE, INC|MSTX|MORGAN STANLEY & CO. LLC|377200
ECYT|ENDOCYTE, INC|NFSC|National Financial Services LLC|684704
ECYT|ENDOCYTE, INC|NITE|VIRTU Americas LLC|1747964
ECYT|ENDOCYTE, INC|NITP|VIRTU Americas LLC|9400
ECYT|ENDOCYTE, INC|NQRB|Brut, LLC|113054
ECYT|ENDOCYTE, INC|OPCO|Oppenheimer & Co. Inc.|10749
ECYT|ENDOCYTE, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
ECYT|ENDOCYTE, INC|PCPT|PHILLIP CAPITAL INC.|2165
ECYT|ENDOCYTE, INC|PDQM|CODA MARKETS, INC.|44782
ECYT|ENDOCYTE, INC|PHLY|NASDAQ Execution Services, LLC|6200
ECYT|ENDOCYTE, INC|PWJC|UBS Financial Services, Inc.|7000
ECYT|ENDOCYTE, INC|RAJA|Raymond James & Associates, Inc.|52457
ECYT|ENDOCYTE, INC|RBCM|RBC CAPITAL MARKETS, LLC|30047
ECYT|ENDOCYTE, INC|RGLD|Regal Securities, Inc|13221
ECYT|ENDOCYTE, INC|SAGL|SAGETRADER, LLC|13482
ECYT|ENDOCYTE, INC|SBSH|Citigroup Global Markets Inc.|676290
ECYT|ENDOCYTE, INC|SGMT|GOLDMAN SACHS & CO. LLC|67263
ECYT|ENDOCYTE, INC|SPDR|SPEEDROUTE LLC|4420
ECYT|ENDOCYTE, INC|STFL|Stifel, Nicolaus & Company, Incorporated|19911
ECYT|ENDOCYTE, INC|SWIM|TD Ameritrade, Inc.|317262
ECYT|ENDOCYTE, INC|SWST|Hilltop Securities Inc.|3200
ECYT|ENDOCYTE, INC|TKNG|ALLY INVEST SECURITIES LLC|4746
ECYT|ENDOCYTE, INC|TMBR|Timber Hill LLC|176
ECYT|ENDOCYTE, INC|TRBT|Tradebot Systems, Inc.|486044
ECYT|ENDOCYTE, INC|TRCM|TRC MARKETS LLC|161624
ECYT|ENDOCYTE, INC|UBSA|UBS SECURITIES LLC|637719
ECYT|ENDOCYTE, INC|UBSS|UBS Securities LLC|4366758
ECYT|ENDOCYTE, INC|VALX|VIRTU AMERICAS LLC|11209
ECYT|ENDOCYTE, INC|VGRD|Vanguard Marketing Corporation|97997
ECYT|ENDOCYTE, INC|VNDM|Wall Street Access|17493
ECYT|ENDOCYTE, INC|VSIN|Vision Financial Markets Llc|1532
ECYT|ENDOCYTE, INC|WCHV|WELLS FARGO SECURITIES, LLC|406205
ECYT|ENDOCYTE, INC|WDNX|WEEDEN & CO.L.P.|2040
ECYT|ENDOCYTE, INC|WEDB|WEDBUSH SECURITIES INC.|11700
ECYT|ENDOCYTE, INC|WEED|Weeden & Co.L.P.|4730
ECYT|ENDOCYTE, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27736
ECYT|ENDOCYTE, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37884
ECYT|ENDOCYTE, INC|WGIF|CIBC World Markets Inc.|13458
ECYT|ENDOCYTE, INC|WSEA|WOLVERINE SECURITIES, LLC|41035
ECYT|ENDOCYTE, INC|XIST|INSTINET, LLC|52600
ECYT|ENDOCYTE, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|214490
ECYT|ENDOCYTE, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2375
ECYT|ENDOCYTE, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3983
ED|CONS EDISON INC|ABLE|NATIXIS Securities Americas LLC|118894
ED|CONS EDISON INC|ADAM|CANACCORD GENUITY INC.|2474
ED|CONS EDISON INC|AGIS|Aegis Capital Corp.|1407
ED|CONS EDISON INC|ALTX|Alternet Securities Inc.|7470
ED|CONS EDISON INC|APCC|Apex Clearing Corporation|3896
ED|CONS EDISON INC|BANK|Primevest Financial Services, Inc.|97
ED|CONS EDISON INC|BARD|Robert W. Baird & Co. Incorporated|2342
ED|CONS EDISON INC|BATM|CBOE TRADING, INC.|13763
ED|CONS EDISON INC|BAYC|BAY CREST PARTNERS, LLC|10
ED|CONS EDISON INC|BBNT|BB&T SECURITIES, LLC|1849
ED|CONS EDISON INC|BERN|Sanford C. Bernstein & Co., LLC|64554
ED|CONS EDISON INC|BIAD|SAGETRADER, LLC|68
ED|CONS EDISON INC|BIDS|BIDS TRADING L.P.|1000
ED|CONS EDISON INC|BIMI|Banca IMI Securities Corp.|187
ED|CONS EDISON INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45163
ED|CONS EDISON INC|BLKX|INSTINET, LLC|6600
ED|CONS EDISON INC|BNPX|BNP PARIBAS SECURITIES CORP.|265764
ED|CONS EDISON INC|BRGE|Newbridge Securities Corp.|26
ED|CONS EDISON INC|BTIG|BTIG, LLC|2677
ED|CONS EDISON INC|BYXM|CBOE TRADING, INC.|1601
ED|CONS EDISON INC|BZYD|GOLDMAN SACHS & CO. LLC|1758
ED|CONS EDISON INC|CABR|Cabrera Capital Markets, Inc.|50
ED|CONS EDISON INC|CANT|Cantor Fitzgerald & Co.|896
ED|CONS EDISON INC|CHAS|Charles Schwab & Co., Inc.|5859
ED|CONS EDISON INC|CIBP|CIBC World Markets Corp.|78474
ED|CONS EDISON INC|CIST|Capital Institutional Services, Inc.|857
ED|CONS EDISON INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92826
ED|CONS EDISON INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|404
ED|CONS EDISON INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|605
ED|CONS EDISON INC|CRFN|ROBINHOOD FINANCIAL, LLC|5
ED|CONS EDISON INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|375254
ED|CONS EDISON INC|CTDL|Citadel Derivatives Group Llc|17722
ED|CONS EDISON INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|71126
ED|CONS EDISON INC|DADA|D.A. Davidson & Co.|1812
ED|CONS EDISON INC|DBAB|Deutsche Bank Securities Inc.|540628
ED|CONS EDISON INC|DBAX|Deutsche Bank Securities Inc.|496400
ED|CONS EDISON INC|DBUL|Deutsche Bank Securities Inc.|200
ED|CONS EDISON INC|DCHF|Dart Executions, LLC|3926
ED|CONS EDISON INC|DEAN|MORGAN STANLEY|15328
ED|CONS EDISON INC|DEGS|RONIN PROFESSIONAL LLC|9371
ED|CONS EDISON INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3
ED|CONS EDISON INC|DRWK|DRW SECURITIES, L.L.C.|1381
ED|CONS EDISON INC|EBXL|EBX LLC|320500
ED|CONS EDISON INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|57693
ED|CONS EDISON INC|EDJC|Edward Jones / CDS|20
ED|CONS EDISON INC|EDJO|Edward D. Jones & Co., L.P.|10958
ED|CONS EDISON INC|EGAM|CBOE TRADING, INC.|30539
ED|CONS EDISON INC|EGAW|CBOE TRADING, INC.|187
ED|CONS EDISON INC|EGMT|EG MARKET TECHNOLOGIES LLC|1000
ED|CONS EDISON INC|EGXM|CBOE TRADING, INC.|3608
ED|CONS EDISON INC|ETBE|Electronic Transaction Clearing, Inc.|34947
ED|CONS EDISON INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
ED|CONS EDISON INC|ETCC|Electronic Transaction Clearing, Inc.|224
ED|CONS EDISON INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8427
ED|CONS EDISON INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2083
ED|CONS EDISON INC|ETRS|E*Trade Securities LLC|156825
ED|CONS EDISON INC|FILL|Tradestation Securities, Inc.|9383
ED|CONS EDISON INC|FINX|FINTECH SECURITIES|1510
ED|CONS EDISON INC|FMAF|NBCN Inc./ CDS|147269
ED|CONS EDISON INC|FMCO|First Manhattan Co|500
ED|CONS EDISON INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4613
ED|CONS EDISON INC|FQLS|Quantlab Securities LP|653983
ED|CONS EDISON INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|209059
ED|CONS EDISON INC|FTBR|Foliofn Investments, Inc.|4075
ED|CONS EDISON INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4361
ED|CONS EDISON INC|GLIS|TD Securities Inc|1337
ED|CONS EDISON INC|GLPX|ACS EXECUTION SERVICES, LLC|36240
ED|CONS EDISON INC|GSCO|GOLDMAN SACHS & CO. LLC|2811089
ED|CONS EDISON INC|GSCS|GOLDMAN SACHS & CO. LLC|1288
ED|CONS EDISON INC|GSLT|GOLDMAN SACHS & CO. LLC|15503
ED|CONS EDISON INC|GTSY|GTS SECURITIES LLC|500
ED|CONS EDISON INC|GTSZ|GTS SECURITIES LLC|407545
ED|CONS EDISON INC|HRBF|American Enterprise Investment Services Inc.|20675
ED|CONS EDISON INC|HSBC|HSBC Securities, Inc.|12442
ED|CONS EDISON INC|IATS|INTERACTIVE BROKERS LLC|7293
ED|CONS EDISON INC|IBKR|Interactive Brokers Llc|17493
ED|CONS EDISON INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5163
ED|CONS EDISON INC|ICBX|INSTINET, LLC|65006
ED|CONS EDISON INC|IEQY|CITADEL SECURITIES LLC|189784
ED|CONS EDISON INC|INCA|INSTINET, LLC|507093
ED|CONS EDISON INC|INJX|INSTINET, LLC|23386
ED|CONS EDISON INC|ITGI|ITG Inc.|44743
ED|CONS EDISON INC|ITGP|ITG INC.|136800
ED|CONS EDISON INC|JANY|Janney Montgomery Scott Inc.|4655
ED|CONS EDISON INC|JEFF|JEFFERIES LLC|70264
ED|CONS EDISON INC|JHDR|J.H. Darbie & Co., Inc.|30
ED|CONS EDISON INC|JMPT|JUMP TRADING, LLC|129640
ED|CONS EDISON INC|JONE|JonesTrading|1200
ED|CONS EDISON INC|JPBX|J.P. MORGAN SECURITIES LLC|326075
ED|CONS EDISON INC|JPMX|J.P. Morgan Securities LLC|409440
ED|CONS EDISON INC|KCGM|VIRTU Americas LLC|48712
ED|CONS EDISON INC|LEHM|Barclays Capital Inc./Le|858519
ED|CONS EDISON INC|LGNT|COR CLEARING LLC|83
ED|CONS EDISON INC|LIME|Lime Brokerage LLC|221974
ED|CONS EDISON INC|LOOP|Loop Capital Markets LLC|1707
ED|CONS EDISON INC|LQNA|LIQUIDNET, INC.|5100
ED|CONS EDISON INC|LQNB|LIQUIDNET, INC.|100
ED|CONS EDISON INC|LSCI|Lek Securities Corporation|157
ED|CONS EDISON INC|MACC|Mid Atlantic Capital Corporation|1065
ED|CONS EDISON INC|MACQ|Macquarie Capital (USA) Inc.|26000
ED|CONS EDISON INC|MAXM|Maxim Group LLC|1653
ED|CONS EDISON INC|MCBT|Moors & Cabot, Inc.|43
ED|CONS EDISON INC|MCMF|Raymond James Ltd. Cds|320
ED|CONS EDISON INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89736
ED|CONS EDISON INC|MNDX|TJM Investments, LLC|3924
ED|CONS EDISON INC|MOTF|MOTIF INVESTING, INC.|21
ED|CONS EDISON INC|MPSG|E D & F Man Capital Markets Inc.|2083
ED|CONS EDISON INC|MSCO|MORGAN STANLEY & CO. LLC|2169446
ED|CONS EDISON INC|MSPL|MORGAN STANLEY & CO. LLC|229900
ED|CONS EDISON INC|MSTX|MORGAN STANLEY & CO. LLC|286500
ED|CONS EDISON INC|NATL|National Securities Corporation|3103
ED|CONS EDISON INC|NEUB|NEUBERGER BERMAN BD LLC|86
ED|CONS EDISON INC|NFSC|National Financial Services LLC|472319
ED|CONS EDISON INC|NITE|VIRTU Americas LLC|904917
ED|CONS EDISON INC|NITP|VIRTU Americas LLC|1648
ED|CONS EDISON INC|NQRB|Brut, LLC|15763
ED|CONS EDISON INC|NTBF|BMO Nesbitt Burns Inc./CDS|310
ED|CONS EDISON INC|NTRC|Northern Trust Securities, Inc.|892
ED|CONS EDISON INC|OHOS|TWO SIGMA SECURITIES, LLC|224592
ED|CONS EDISON INC|OPCO|Oppenheimer & Co. Inc.|2670
ED|CONS EDISON INC|PDQM|CODA MARKETS, INC.|25307
ED|CONS EDISON INC|PHLY|NASDAQ Execution Services, LLC|21200
ED|CONS EDISON INC|PWJC|UBS Financial Services, Inc.|11717
ED|CONS EDISON INC|QMSR|QUATTRO M SECURITIES INC.|13110
ED|CONS EDISON INC|RBCM|RBC CAPITAL MARKETS, LLC|12279
ED|CONS EDISON INC|SAGL|SAGETRADER, LLC|10454
ED|CONS EDISON INC|SAGW|SAGETRADER, LLC|17
ED|CONS EDISON INC|SALI|INTL FCSTONE FINANCIAL INC.|680
ED|CONS EDISON INC|SBRX|MURIEL SIEBERT & CO INC|109
ED|CONS EDISON INC|SBSH|Citigroup Global Markets Inc.|559584
ED|CONS EDISON INC|SEIC|SEI Investments Distribution Co.|700
ED|CONS EDISON INC|SGMT|GOLDMAN SACHS & CO. LLC|251525
ED|CONS EDISON INC|SPDR|SPEEDROUTE LLC|35739
ED|CONS EDISON INC|SPHN|Stephens Inc.|3255
ED|CONS EDISON INC|STFL|Stifel, Nicolaus & Company, Incorporated|9222
ED|CONS EDISON INC|STKP|STOCKPILE INVESTMENTS, INC.|60
ED|CONS EDISON INC|STXG|Stockcross Financial Services, Inc.|62
ED|CONS EDISON INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2683
ED|CONS EDISON INC|SWIM|TD Ameritrade, Inc.|83239
ED|CONS EDISON INC|SWST|Hilltop Securities Inc.|11349
ED|CONS EDISON INC|TAGC|TELSEY ADVISORY GROUP LLC|500
ED|CONS EDISON INC|TKNG|ALLY INVEST SECURITIES LLC|4342
ED|CONS EDISON INC|TMBR|Timber Hill LLC|99
ED|CONS EDISON INC|TRBT|Tradebot Systems, Inc.|393194
ED|CONS EDISON INC|TRCM|TRC MARKETS LLC|775290
ED|CONS EDISON INC|TWTT|TASTYWORKS, INC.|453
ED|CONS EDISON INC|UBSA|UBS SECURITIES LLC|617794
ED|CONS EDISON INC|UBSS|UBS Securities LLC|1005469
ED|CONS EDISON INC|VALX|VIRTU AMERICAS LLC|7438
ED|CONS EDISON INC|VGRD|Vanguard Marketing Corporation|49305
ED|CONS EDISON INC|VNDS|VANDHAM SECURITIES CORP|14563
ED|CONS EDISON INC|WBLR|WILLIAM BLAIR|394
ED|CONS EDISON INC|WBPX|SUMMIT SECURITIES GROUP, LLC|8163
ED|CONS EDISON INC|WCHV|WELLS FARGO SECURITIES, LLC|384708
ED|CONS EDISON INC|WDNX|WEEDEN & CO.L.P.|87090
ED|CONS EDISON INC|WEDB|WEDBUSH SECURITIES INC.|9614
ED|CONS EDISON INC|WEED|Weeden & Co.L.P.|3310
ED|CONS EDISON INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36664
ED|CONS EDISON INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33448
ED|CONS EDISON INC|WGIF|CIBC World Markets Inc.|1053
ED|CONS EDISON INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10162
ED|CONS EDISON INC|WOLF|Wolfe Trahan Securities|3500
ED|CONS EDISON INC|WSAG|WALL STREET ACCESS|3430
ED|CONS EDISON INC|WSEA|WOLVERINE SECURITIES, LLC|21876
ED|CONS EDISON INC|WTFS|JUST2TRADE, INC.|20
ED|CONS EDISON INC|XIST|INSTINET, LLC|134086
ED|CONS EDISON INC|XPQR|Jump Trading|200
ED|CONS EDISON INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|24500
ED|CONS EDISON INC|YKNA|COMHAR CAPITAL MARKETS, LLC|616
ED|CONS EDISON INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19185
EDAP|EDAP TMS SA ADR   ##|ADAM|CANACCORD GENUITY INC.|13714
EDAP|EDAP TMS SA ADR   ##|ALTX|Alternet Securities Inc.|96153
EDAP|EDAP TMS SA ADR   ##|APCC|Apex Clearing Corporation|472575
EDAP|EDAP TMS SA ADR   ##|BANK|Primevest Financial Services, Inc.|1247
EDAP|EDAP TMS SA ADR   ##|BATM|CBOE TRADING, INC.|2396
EDAP|EDAP TMS SA ADR   ##|BIMI|Banca IMI Securities Corp.|23910
EDAP|EDAP TMS SA ADR   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|118657
EDAP|EDAP TMS SA ADR   ##|BLKX|INSTINET, LLC|18100
EDAP|EDAP TMS SA ADR   ##|BYXM|CBOE TRADING, INC.|2840
EDAP|EDAP TMS SA ADR   ##|CANT|Cantor Fitzgerald & Co.|159
EDAP|EDAP TMS SA ADR   ##|CHAS|Charles Schwab & Co., Inc.|100410
EDAP|EDAP TMS SA ADR   ##|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1200
EDAP|EDAP TMS SA ADR   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82029
EDAP|EDAP TMS SA ADR   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1429378
EDAP|EDAP TMS SA ADR   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129610
EDAP|EDAP TMS SA ADR   ##|CTDL|Citadel Derivatives Group Llc|8187
EDAP|EDAP TMS SA ADR   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|57384
EDAP|EDAP TMS SA ADR   ##|DBAB|Deutsche Bank Securities Inc.|40963
EDAP|EDAP TMS SA ADR   ##|DBAX|Deutsche Bank Securities Inc.|145200
EDAP|EDAP TMS SA ADR   ##|DEAN|MORGAN STANLEY|5556
EDAP|EDAP TMS SA ADR   ##|DEGS|RONIN PROFESSIONAL LLC|99364
EDAP|EDAP TMS SA ADR   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|490
EDAP|EDAP TMS SA ADR   ##|EBXL|EBX LLC|429600
EDAP|EDAP TMS SA ADR   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|61676
EDAP|EDAP TMS SA ADR   ##|EDJO|Edward D. Jones & Co., L.P.|37305
EDAP|EDAP TMS SA ADR   ##|EGAM|CBOE TRADING, INC.|42892
EDAP|EDAP TMS SA ADR   ##|EGAW|CBOE TRADING, INC.|62404
EDAP|EDAP TMS SA ADR   ##|EGXM|CBOE TRADING, INC.|29795
EDAP|EDAP TMS SA ADR   ##|EGXW|CBOE TRADING, INC.|30637
EDAP|EDAP TMS SA ADR   ##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|6600
EDAP|EDAP TMS SA ADR   ##|ETRS|E*Trade Securities LLC|3645981
EDAP|EDAP TMS SA ADR   ##|FBCO|Credit Suisse Securities (USA) LLC|397506
EDAP|EDAP TMS SA ADR   ##|FILL|Tradestation Securities, Inc.|208007
EDAP|EDAP TMS SA ADR   ##|FMAF|NBCN Inc./ CDS|1250
EDAP|EDAP TMS SA ADR   ##|FOMA|TD AMERITRADE CLEARING, INC.|3800487
EDAP|EDAP TMS SA ADR   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21890
EDAP|EDAP TMS SA ADR   ##|FTBR|Foliofn Investments, Inc.|79
EDAP|EDAP TMS SA ADR   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|13030
EDAP|EDAP TMS SA ADR   ##|GLPX|ACS EXECUTION SERVICES, LLC|318634
EDAP|EDAP TMS SA ADR   ##|GSCO|GOLDMAN SACHS & CO. LLC|51920
EDAP|EDAP TMS SA ADR   ##|GSCS|GOLDMAN SACHS & CO. LLC|16901
EDAP|EDAP TMS SA ADR   ##|GSLT|GOLDMAN SACHS & CO. LLC|48238
EDAP|EDAP TMS SA ADR   ##|GTSZ|GTS SECURITIES LLC|30430
EDAP|EDAP TMS SA ADR   ##|HRBF|American Enterprise Investment Services Inc.|2100
EDAP|EDAP TMS SA ADR   ##|IATS|INTERACTIVE BROKERS LLC|147267
EDAP|EDAP TMS SA ADR   ##|IBKR|Interactive Brokers Llc|1766258
EDAP|EDAP TMS SA ADR   ##|ICBX|INSTINET, LLC|108756
EDAP|EDAP TMS SA ADR   ##|INCA|INSTINET, LLC|338546
EDAP|EDAP TMS SA ADR   ##|INJX|INSTINET, LLC|300
EDAP|EDAP TMS SA ADR   ##|ITGI|ITG Inc.|153119
EDAP|EDAP TMS SA ADR   ##|ITGP|ITG INC.|60400
EDAP|EDAP TMS SA ADR   ##|JMPT|JUMP TRADING, LLC|34373
EDAP|EDAP TMS SA ADR   ##|JONE|JonesTrading|89491
EDAP|EDAP TMS SA ADR   ##|JPMX|J.P. Morgan Securities LLC|165702
EDAP|EDAP TMS SA ADR   ##|KCGM|VIRTU Americas LLC|136284
EDAP|EDAP TMS SA ADR   ##|LEHM|Barclays Capital Inc./Le|393378
EDAP|EDAP TMS SA ADR   ##|LIME|Lime Brokerage LLC|173679
EDAP|EDAP TMS SA ADR   ##|LSCI|Lek Securities Corporation|900
EDAP|EDAP TMS SA ADR   ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2651
EDAP|EDAP TMS SA ADR   ##|MAXM|Maxim Group LLC|23712
EDAP|EDAP TMS SA ADR   ##|MBTS|ALLY INVEST SECURITIES LLC|10750
EDAP|EDAP TMS SA ADR   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24200
EDAP|EDAP TMS SA ADR   ##|MOTF|MOTIF INVESTING, INC.|1
EDAP|EDAP TMS SA ADR   ##|MSCO|MORGAN STANLEY & CO. LLC|1049799
EDAP|EDAP TMS SA ADR   ##|MSPL|MORGAN STANLEY & CO. LLC|11000
EDAP|EDAP TMS SA ADR   ##|NATL|National Securities Corporation|3300
EDAP|EDAP TMS SA ADR   ##|NFSC|National Financial Services LLC|2827242
EDAP|EDAP TMS SA ADR   ##|NITE|VIRTU Americas LLC|5524000
EDAP|EDAP TMS SA ADR   ##|NQRB|Brut, LLC|9955
EDAP|EDAP TMS SA ADR   ##|OPCO|Oppenheimer & Co. Inc.|8149
EDAP|EDAP TMS SA ADR   ##|PCPT|PHILLIP CAPITAL INC.|6353
EDAP|EDAP TMS SA ADR   ##|PDQM|CODA MARKETS, INC.|357015
EDAP|EDAP TMS SA ADR   ##|POIN|PRECISION SECURITIES, LLC (POIN)|12578
EDAP|EDAP TMS SA ADR   ##|PWJC|UBS Financial Services, Inc.|12400
EDAP|EDAP TMS SA ADR   ##|RAJA|Raymond James & Associates, Inc.|5900
EDAP|EDAP TMS SA ADR   ##|RBCM|RBC CAPITAL MARKETS, LLC|26460
EDAP|EDAP TMS SA ADR   ##|RGLD|Regal Securities, Inc|4000
EDAP|EDAP TMS SA ADR   ##|SALI|INTL FCSTONE FINANCIAL INC.|600
EDAP|EDAP TMS SA ADR   ##|SBSH|Citigroup Global Markets Inc.|77638
EDAP|EDAP TMS SA ADR   ##|SGMT|GOLDMAN SACHS & CO. LLC|120191
EDAP|EDAP TMS SA ADR   ##|SPDR|SPEEDROUTE LLC|50509
EDAP|EDAP TMS SA ADR   ##|SPTD|MINT GLOBAL MARKETS, INC.|34900
EDAP|EDAP TMS SA ADR   ##|STFL|Stifel, Nicolaus & Company, Incorporated|7250
EDAP|EDAP TMS SA ADR   ##|SWIM|TD Ameritrade, Inc.|2197224
EDAP|EDAP TMS SA ADR   ##|SWST|Hilltop Securities Inc.|2400
EDAP|EDAP TMS SA ADR   ##|TKNG|ALLY INVEST SECURITIES LLC|42306
EDAP|EDAP TMS SA ADR   ##|TRCM|TRC MARKETS LLC|17674
EDAP|EDAP TMS SA ADR   ##|TTUC|CUTTONE & CO., INC.|329649
EDAP|EDAP TMS SA ADR   ##|TWTT|TASTYWORKS, INC.|2300
EDAP|EDAP TMS SA ADR   ##|UBSA|UBS SECURITIES LLC|602153
EDAP|EDAP TMS SA ADR   ##|UBSS|UBS Securities LLC|380189
EDAP|EDAP TMS SA ADR   ##|VALX|VIRTU AMERICAS LLC|1594
EDAP|EDAP TMS SA ADR   ##|VERT|The Vertical Trading Group, LLC|4000
EDAP|EDAP TMS SA ADR   ##|VGRD|Vanguard Marketing Corporation|115446
EDAP|EDAP TMS SA ADR   ##|VIEW|VIEWTRADE SECURITIES LLC|400
EDAP|EDAP TMS SA ADR   ##|VNDS|VANDHAM SECURITIES CORP|7870
EDAP|EDAP TMS SA ADR   ##|VSIN|Vision Financial Markets Llc|15670
EDAP|EDAP TMS SA ADR   ##|WABR|Wall Street Access|41347
EDAP|EDAP TMS SA ADR   ##|WCHV|WELLS FARGO SECURITIES, LLC|215491
EDAP|EDAP TMS SA ADR   ##|WEDB|WEDBUSH SECURITIES INC.|1075022
EDAP|EDAP TMS SA ADR   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|821
EDAP|EDAP TMS SA ADR   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29961
EDAP|EDAP TMS SA ADR   ##|WFPB|Wells Fargo Securities, LLC.|1550
EDAP|EDAP TMS SA ADR   ##|WGIF|CIBC World Markets Inc.|18320
EDAP|EDAP TMS SA ADR   ##|WSEA|WOLVERINE SECURITIES, LLC|52436
EDAP|EDAP TMS SA ADR   ##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
EDAP|EDAP TMS SA ADR   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|17180
EDAP|EDAP TMS SA ADR   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|4406
EDBI|LEGG MASON EM DIV CR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
EDBI|LEGG MASON EM DIV CR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
EDBI|LEGG MASON EM DIV CR|EBXL|EBX LLC|100
EDBI|LEGG MASON EM DIV CR|ETRS|E*Trade Securities LLC|110
EDBI|LEGG MASON EM DIV CR|FOMA|TD AMERITRADE CLEARING, INC.|100
EDBI|LEGG MASON EM DIV CR|GEBB|GLOBAL EXECUTION BROKERS, LP|225
EDBI|LEGG MASON EM DIV CR|IBKR|Interactive Brokers Llc|961
EDBI|LEGG MASON EM DIV CR|JSJX|JANE STREET CAPITAL LLC|201
EDBI|LEGG MASON EM DIV CR|KCGM|VIRTU Americas LLC|147
EDBI|LEGG MASON EM DIV CR|LEHM|Barclays Capital Inc./Le|200
EDBI|LEGG MASON EM DIV CR|LIME|Lime Brokerage LLC|451
EDBI|LEGG MASON EM DIV CR|MSCO|MORGAN STANLEY & CO. LLC|750
EDBI|LEGG MASON EM DIV CR|NFSC|National Financial Services LLC|189
EDBI|LEGG MASON EM DIV CR|NITE|VIRTU Americas LLC|1723
EDBI|LEGG MASON EM DIV CR|UBSA|UBS SECURITIES LLC|769
EDBI|LEGG MASON EM DIV CR|UBSS|UBS Securities LLC|300
EDC|EMERGING MKTS BULL3X|ADAM|CANACCORD GENUITY INC.|2100
EDC|EMERGING MKTS BULL3X|APCC|Apex Clearing Corporation|2925
EDC|EMERGING MKTS BULL3X|BARD|Robert W. Baird & Co. Incorporated|5
EDC|EMERGING MKTS BULL3X|BATM|CBOE TRADING, INC.|104
EDC|EMERGING MKTS BULL3X|BIMI|Banca IMI Securities Corp.|1600
EDC|EMERGING MKTS BULL3X|BKCM|BNY Mellon Capital Markets LLC|65
EDC|EMERGING MKTS BULL3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2621
EDC|EMERGING MKTS BULL3X|BLTK|Bulltick, Llc|24900
EDC|EMERGING MKTS BULL3X|CANT|Cantor Fitzgerald & Co.|16300
EDC|EMERGING MKTS BULL3X|CHAS|Charles Schwab & Co., Inc.|2545
EDC|EMERGING MKTS BULL3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1181
EDC|EMERGING MKTS BULL3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21703
EDC|EMERGING MKTS BULL3X|DBAB|Deutsche Bank Securities Inc.|3
EDC|EMERGING MKTS BULL3X|DBAX|Deutsche Bank Securities Inc.|9800
EDC|EMERGING MKTS BULL3X|DEAN|MORGAN STANLEY|2925
EDC|EMERGING MKTS BULL3X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26393
EDC|EMERGING MKTS BULL3X|EBXL|EBX LLC|30900
EDC|EMERGING MKTS BULL3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|7169
EDC|EMERGING MKTS BULL3X|EGAM|CBOE TRADING, INC.|700
EDC|EMERGING MKTS BULL3X|EGXM|CBOE TRADING, INC.|100
EDC|EMERGING MKTS BULL3X|EGXW|CBOE TRADING, INC.|100
EDC|EMERGING MKTS BULL3X|ETBE|Electronic Transaction Clearing, Inc.|856
EDC|EMERGING MKTS BULL3X|ETCB|ETC BROKERAGE SERVICES, LLC|4500
EDC|EMERGING MKTS BULL3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|930
EDC|EMERGING MKTS BULL3X|ETRS|E*Trade Securities LLC|96610
EDC|EMERGING MKTS BULL3X|FBSB|U.S. Bancorp Investments, Inc.|39
EDC|EMERGING MKTS BULL3X|FILL|Tradestation Securities, Inc.|12298
EDC|EMERGING MKTS BULL3X|FMAF|NBCN Inc./ CDS|358
EDC|EMERGING MKTS BULL3X|FQLS|Quantlab Securities LP|14511
EDC|EMERGING MKTS BULL3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
EDC|EMERGING MKTS BULL3X|FTBR|Foliofn Investments, Inc.|502
EDC|EMERGING MKTS BULL3X|GBMT|GBM International, Inc.|85640
EDC|EMERGING MKTS BULL3X|GLIS|TD Securities Inc|1575
EDC|EMERGING MKTS BULL3X|GLPX|ACS EXECUTION SERVICES, LLC|1123
EDC|EMERGING MKTS BULL3X|GSCO|GOLDMAN SACHS & CO. LLC|3000
EDC|EMERGING MKTS BULL3X|GSCS|GOLDMAN SACHS & CO. LLC|2000
EDC|EMERGING MKTS BULL3X|GSIC|GLOBAL STRATEGIC INVESTMENTS|140
EDC|EMERGING MKTS BULL3X|GSLT|GOLDMAN SACHS & CO. LLC|4535
EDC|EMERGING MKTS BULL3X|GTSZ|GTS SECURITIES LLC|2501
EDC|EMERGING MKTS BULL3X|HRBF|American Enterprise Investment Services Inc.|1314
EDC|EMERGING MKTS BULL3X|IATS|INTERACTIVE BROKERS LLC|46637
EDC|EMERGING MKTS BULL3X|IBKR|Interactive Brokers Llc|37222
EDC|EMERGING MKTS BULL3X|ICBX|INSTINET, LLC|3271
EDC|EMERGING MKTS BULL3X|INCA|INSTINET, LLC|11349
EDC|EMERGING MKTS BULL3X|ITGI|ITG Inc.|10
EDC|EMERGING MKTS BULL3X|ITGP|ITG INC.|1600
EDC|EMERGING MKTS BULL3X|JMPT|JUMP TRADING, LLC|2601
EDC|EMERGING MKTS BULL3X|JPMX|J.P. Morgan Securities LLC|1720
EDC|EMERGING MKTS BULL3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|6600
EDC|EMERGING MKTS BULL3X|JSJX|JANE STREET CAPITAL LLC|121708
EDC|EMERGING MKTS BULL3X|KCGM|VIRTU Americas LLC|16240
EDC|EMERGING MKTS BULL3X|LEHM|Barclays Capital Inc./Le|65999
EDC|EMERGING MKTS BULL3X|LIME|Lime Brokerage LLC|22933
EDC|EMERGING MKTS BULL3X|LIWM|LIME BROKERAGE LLC|285
EDC|EMERGING MKTS BULL3X|LSCI|Lek Securities Corporation|12040
EDC|EMERGING MKTS BULL3X|MAXM|Maxim Group LLC|50
EDC|EMERGING MKTS BULL3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31042
EDC|EMERGING MKTS BULL3X|MOTF|MOTIF INVESTING, INC.|11
EDC|EMERGING MKTS BULL3X|MPSG|E D & F Man Capital Markets Inc.|2652
EDC|EMERGING MKTS BULL3X|MSCO|MORGAN STANLEY & CO. LLC|72650
EDC|EMERGING MKTS BULL3X|MSPL|MORGAN STANLEY & CO. LLC|32600
EDC|EMERGING MKTS BULL3X|NBCS|NBC Securities, INC.|74
EDC|EMERGING MKTS BULL3X|NFSC|National Financial Services LLC|323603
EDC|EMERGING MKTS BULL3X|NITE|VIRTU Americas LLC|285724
EDC|EMERGING MKTS BULL3X|NQRB|Brut, LLC|1
EDC|EMERGING MKTS BULL3X|NTBF|BMO Nesbitt Burns Inc./CDS|201
EDC|EMERGING MKTS BULL3X|OPCO|Oppenheimer & Co. Inc.|1055
EDC|EMERGING MKTS BULL3X|PDQM|CODA MARKETS, INC.|2046
EDC|EMERGING MKTS BULL3X|PHLY|NASDAQ Execution Services, LLC|1000
EDC|EMERGING MKTS BULL3X|PICT|Pictet Overseas Inc.|800
EDC|EMERGING MKTS BULL3X|RBCM|RBC CAPITAL MARKETS, LLC|28
EDC|EMERGING MKTS BULL3X|RHOX|XR Securities LLC|1600
EDC|EMERGING MKTS BULL3X|SALI|INTL FCSTONE FINANCIAL INC.|147
EDC|EMERGING MKTS BULL3X|SBRX|MURIEL SIEBERT & CO INC|100
EDC|EMERGING MKTS BULL3X|SBSH|Citigroup Global Markets Inc.|1032
EDC|EMERGING MKTS BULL3X|SGMT|GOLDMAN SACHS & CO. LLC|4466
EDC|EMERGING MKTS BULL3X|SPDR|SPEEDROUTE LLC|400
EDC|EMERGING MKTS BULL3X|STFL|Stifel, Nicolaus & Company, Incorporated|600
EDC|EMERGING MKTS BULL3X|SWIM|TD Ameritrade, Inc.|44438
EDC|EMERGING MKTS BULL3X|SWST|Hilltop Securities Inc.|710
EDC|EMERGING MKTS BULL3X|TKNG|ALLY INVEST SECURITIES LLC|2440
EDC|EMERGING MKTS BULL3X|TRCM|TRC MARKETS LLC|78099
EDC|EMERGING MKTS BULL3X|UBSA|UBS SECURITIES LLC|56210
EDC|EMERGING MKTS BULL3X|UBSS|UBS Securities LLC|79203
EDC|EMERGING MKTS BULL3X|VALX|VIRTU AMERICAS LLC|20816
EDC|EMERGING MKTS BULL3X|VGRD|Vanguard Marketing Corporation|10915
EDC|EMERGING MKTS BULL3X|WCHV|WELLS FARGO SECURITIES, LLC|14544
EDC|EMERGING MKTS BULL3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|757
EDC|EMERGING MKTS BULL3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10962
EDC|EMERGING MKTS BULL3X|WGIF|CIBC World Markets Inc.|88
EDC|EMERGING MKTS BULL3X|WSEA|WOLVERINE SECURITIES, LLC|3379
EDC|EMERGING MKTS BULL3X|XPUS|XP SECURITIES, LLC|66
EDC|EMERGING MKTS BULL3X|YKNA|COMHAR CAPITAL MARKETS, LLC|100
EDC|EMERGING MKTS BULL3X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1309
EDD|MORGAN STANLEY EMDD|AGIS|Aegis Capital Corp.|43873
EDD|MORGAN STANLEY EMDD|ALTX|Alternet Securities Inc.|7071
EDD|MORGAN STANLEY EMDD|APCC|Apex Clearing Corporation|137
EDD|MORGAN STANLEY EMDD|BARD|Robert W. Baird & Co. Incorporated|7458
EDD|MORGAN STANLEY EMDD|BATM|CBOE TRADING, INC.|700
EDD|MORGAN STANLEY EMDD|BERN|Sanford C. Bernstein & Co., LLC|390
EDD|MORGAN STANLEY EMDD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8495
EDD|MORGAN STANLEY EMDD|BTIG|BTIG, LLC|1820
EDD|MORGAN STANLEY EMDD|BYXM|CBOE TRADING, INC.|200
EDD|MORGAN STANLEY EMDD|CANT|Cantor Fitzgerald & Co.|488
EDD|MORGAN STANLEY EMDD|CHAS|Charles Schwab & Co., Inc.|6
EDD|MORGAN STANLEY EMDD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77251
EDD|MORGAN STANLEY EMDD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29648
EDD|MORGAN STANLEY EMDD|CTDL|Citadel Derivatives Group Llc|669
EDD|MORGAN STANLEY EMDD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
EDD|MORGAN STANLEY EMDD|DADA|D.A. Davidson & Co.|700
EDD|MORGAN STANLEY EMDD|DBAX|Deutsche Bank Securities Inc.|8100
EDD|MORGAN STANLEY EMDD|DEAN|MORGAN STANLEY|39572
EDD|MORGAN STANLEY EMDD|DEGS|RONIN PROFESSIONAL LLC|400
EDD|MORGAN STANLEY EMDD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27308
EDD|MORGAN STANLEY EMDD|EBXL|EBX LLC|44800
EDD|MORGAN STANLEY EMDD|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
EDD|MORGAN STANLEY EMDD|EDJO|Edward D. Jones & Co., L.P.|1550
EDD|MORGAN STANLEY EMDD|EGAM|CBOE TRADING, INC.|2112
EDD|MORGAN STANLEY EMDD|EGXM|CBOE TRADING, INC.|3739
EDD|MORGAN STANLEY EMDD|ETBE|Electronic Transaction Clearing, Inc.|900
EDD|MORGAN STANLEY EMDD|ETRS|E*Trade Securities LLC|48828
EDD|MORGAN STANLEY EMDD|FILL|Tradestation Securities, Inc.|75
EDD|MORGAN STANLEY EMDD|FINX|FINTECH SECURITIES|1000
EDD|MORGAN STANLEY EMDD|FMAF|NBCN Inc./ CDS|2400
EDD|MORGAN STANLEY EMDD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|742
EDD|MORGAN STANLEY EMDD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21407
EDD|MORGAN STANLEY EMDD|FTBR|Foliofn Investments, Inc.|2
EDD|MORGAN STANLEY EMDD|GLPX|ACS EXECUTION SERVICES, LLC|3596
EDD|MORGAN STANLEY EMDD|GSCO|GOLDMAN SACHS & CO. LLC|101567
EDD|MORGAN STANLEY EMDD|GSCS|GOLDMAN SACHS & CO. LLC|200
EDD|MORGAN STANLEY EMDD|GSLT|GOLDMAN SACHS & CO. LLC|1431
EDD|MORGAN STANLEY EMDD|GTSZ|GTS SECURITIES LLC|2677
EDD|MORGAN STANLEY EMDD|HRBF|American Enterprise Investment Services Inc.|2283
EDD|MORGAN STANLEY EMDD|IATS|INTERACTIVE BROKERS LLC|15483
EDD|MORGAN STANLEY EMDD|IBKR|Interactive Brokers Llc|30886
EDD|MORGAN STANLEY EMDD|ICBX|INSTINET, LLC|44639
EDD|MORGAN STANLEY EMDD|INCA|INSTINET, LLC|38643
EDD|MORGAN STANLEY EMDD|INJX|INSTINET, LLC|94
EDD|MORGAN STANLEY EMDD|ITGI|ITG Inc.|18643
EDD|MORGAN STANLEY EMDD|ITGP|ITG INC.|9600
EDD|MORGAN STANLEY EMDD|JANY|Janney Montgomery Scott Inc.|2500
EDD|MORGAN STANLEY EMDD|JEFF|JEFFERIES LLC|7869
EDD|MORGAN STANLEY EMDD|JMPT|JUMP TRADING, LLC|969
EDD|MORGAN STANLEY EMDD|JPMX|J.P. Morgan Securities LLC|26824
EDD|MORGAN STANLEY EMDD|JSJX|JANE STREET CAPITAL LLC|1000
EDD|MORGAN STANLEY EMDD|KCGM|VIRTU Americas LLC|17157
EDD|MORGAN STANLEY EMDD|LEHM|Barclays Capital Inc./Le|22300
EDD|MORGAN STANLEY EMDD|LIME|Lime Brokerage LLC|2990
EDD|MORGAN STANLEY EMDD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3373
EDD|MORGAN STANLEY EMDD|MACC|Mid Atlantic Capital Corporation|28
EDD|MORGAN STANLEY EMDD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59200
EDD|MORGAN STANLEY EMDD|MSCO|MORGAN STANLEY & CO. LLC|210945
EDD|MORGAN STANLEY EMDD|NFSC|National Financial Services LLC|455294
EDD|MORGAN STANLEY EMDD|NITE|VIRTU Americas LLC|398839
EDD|MORGAN STANLEY EMDD|NITP|VIRTU Americas LLC|300
EDD|MORGAN STANLEY EMDD|NQRB|Brut, LLC|2117
EDD|MORGAN STANLEY EMDD|NTBF|BMO Nesbitt Burns Inc./CDS|2500
EDD|MORGAN STANLEY EMDD|OPCO|Oppenheimer & Co. Inc.|2703
EDD|MORGAN STANLEY EMDD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EDD|MORGAN STANLEY EMDD|PDQM|CODA MARKETS, INC.|10191
EDD|MORGAN STANLEY EMDD|PWJC|UBS Financial Services, Inc.|1500
EDD|MORGAN STANLEY EMDD|RBCM|RBC CAPITAL MARKETS, LLC|6511
EDD|MORGAN STANLEY EMDD|SAGL|SAGETRADER, LLC|800
EDD|MORGAN STANLEY EMDD|SBSH|Citigroup Global Markets Inc.|8167
EDD|MORGAN STANLEY EMDD|SGMT|GOLDMAN SACHS & CO. LLC|12990
EDD|MORGAN STANLEY EMDD|SPDR|SPEEDROUTE LLC|4596
EDD|MORGAN STANLEY EMDD|STFL|Stifel, Nicolaus & Company, Incorporated|3217
EDD|MORGAN STANLEY EMDD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
EDD|MORGAN STANLEY EMDD|SWIM|TD Ameritrade, Inc.|1906
EDD|MORGAN STANLEY EMDD|SWST|Hilltop Securities Inc.|6626
EDD|MORGAN STANLEY EMDD|TKNG|ALLY INVEST SECURITIES LLC|150
EDD|MORGAN STANLEY EMDD|TRBT|Tradebot Systems, Inc.|12751
EDD|MORGAN STANLEY EMDD|TRCM|TRC MARKETS LLC|100
EDD|MORGAN STANLEY EMDD|UBSA|UBS SECURITIES LLC|115942
EDD|MORGAN STANLEY EMDD|UBSS|UBS Securities LLC|101997
EDD|MORGAN STANLEY EMDD|VALX|VIRTU AMERICAS LLC|4700
EDD|MORGAN STANLEY EMDD|VGRD|Vanguard Marketing Corporation|19595
EDD|MORGAN STANLEY EMDD|WCHV|WELLS FARGO SECURITIES, LLC|191074
EDD|MORGAN STANLEY EMDD|WEDB|WEDBUSH SECURITIES INC.|200
EDD|MORGAN STANLEY EMDD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2734
EDD|MORGAN STANLEY EMDD|WGIF|CIBC World Markets Inc.|152
EDD|MORGAN STANLEY EMDD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|350
EDD|MORGAN STANLEY EMDD|WSEA|WOLVERINE SECURITIES, LLC|3490
EDD|MORGAN STANLEY EMDD|XSTM|NATIONAL FINANCIAL SERVICES LLC|10826
EDD|MORGAN STANLEY EMDD|YKNA|COMHAR CAPITAL MARKETS, LLC|1302
EDD|MORGAN STANLEY EMDD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5506
EDEN|ISHARES MSCI DENMARK|APCC|Apex Clearing Corporation|4
EDEN|ISHARES MSCI DENMARK|BYXM|CBOE TRADING, INC.|480
EDEN|ISHARES MSCI DENMARK|CHAS|Charles Schwab & Co., Inc.|1057
EDEN|ISHARES MSCI DENMARK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6167
EDEN|ISHARES MSCI DENMARK|CSIN|Citadel Securities Institutional LLC|7800
EDEN|ISHARES MSCI DENMARK|CTDL|Citadel Derivatives Group Llc|9142
EDEN|ISHARES MSCI DENMARK|DBAX|Deutsche Bank Securities Inc.|2700
EDEN|ISHARES MSCI DENMARK|EBXL|EBX LLC|6500
EDEN|ISHARES MSCI DENMARK|ECUT|CONVERGEX EXECUTION SOLUTIONS|1046
EDEN|ISHARES MSCI DENMARK|ESPO|ESPOSITO SECURITIES, LLC|41
EDEN|ISHARES MSCI DENMARK|ETRS|E*Trade Securities LLC|14
EDEN|ISHARES MSCI DENMARK|FBSB|U.S. Bancorp Investments, Inc.|150
EDEN|ISHARES MSCI DENMARK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103
EDEN|ISHARES MSCI DENMARK|FTBR|Foliofn Investments, Inc.|365
EDEN|ISHARES MSCI DENMARK|GEBB|GLOBAL EXECUTION BROKERS, LP|2237
EDEN|ISHARES MSCI DENMARK|GSCO|GOLDMAN SACHS & CO. LLC|1129
EDEN|ISHARES MSCI DENMARK|GSCS|GOLDMAN SACHS & CO. LLC|100
EDEN|ISHARES MSCI DENMARK|GSLT|GOLDMAN SACHS & CO. LLC|2070
EDEN|ISHARES MSCI DENMARK|GTSZ|GTS SECURITIES LLC|2490
EDEN|ISHARES MSCI DENMARK|HRBF|American Enterprise Investment Services Inc.|54
EDEN|ISHARES MSCI DENMARK|IATS|INTERACTIVE BROKERS LLC|1864
EDEN|ISHARES MSCI DENMARK|IBKR|Interactive Brokers Llc|9659
EDEN|ISHARES MSCI DENMARK|ICBX|INSTINET, LLC|2600
EDEN|ISHARES MSCI DENMARK|ITGP|ITG INC.|1000
EDEN|ISHARES MSCI DENMARK|JPMX|J.P. Morgan Securities LLC|3000
EDEN|ISHARES MSCI DENMARK|JSEB|JANE STREET EXECUTION SERVICES, LLC|3169
EDEN|ISHARES MSCI DENMARK|JSJX|JANE STREET CAPITAL LLC|20561
EDEN|ISHARES MSCI DENMARK|KCGM|VIRTU Americas LLC|12589
EDEN|ISHARES MSCI DENMARK|LEHM|Barclays Capital Inc./Le|3800
EDEN|ISHARES MSCI DENMARK|LIME|Lime Brokerage LLC|200
EDEN|ISHARES MSCI DENMARK|MACC|Mid Atlantic Capital Corporation|97
EDEN|ISHARES MSCI DENMARK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
EDEN|ISHARES MSCI DENMARK|MOTF|MOTIF INVESTING, INC.|3
EDEN|ISHARES MSCI DENMARK|MSCO|MORGAN STANLEY & CO. LLC|6114
EDEN|ISHARES MSCI DENMARK|MSPL|MORGAN STANLEY & CO. LLC|100
EDEN|ISHARES MSCI DENMARK|NFSC|National Financial Services LLC|13942
EDEN|ISHARES MSCI DENMARK|NITE|VIRTU Americas LLC|27897
EDEN|ISHARES MSCI DENMARK|OLDM|OLD MISSION CAPITAL, LLC|500
EDEN|ISHARES MSCI DENMARK|SGMT|GOLDMAN SACHS & CO. LLC|6165
EDEN|ISHARES MSCI DENMARK|SWST|Hilltop Securities Inc.|1
EDEN|ISHARES MSCI DENMARK|TKNG|ALLY INVEST SECURITIES LLC|14
EDEN|ISHARES MSCI DENMARK|UBSA|UBS SECURITIES LLC|16844
EDEN|ISHARES MSCI DENMARK|UBSS|UBS Securities LLC|14454
EDEN|ISHARES MSCI DENMARK|VGRD|Vanguard Marketing Corporation|1127
EDEN|ISHARES MSCI DENMARK|WBET|Wallachbeth Capital LLC|600
EDEN|ISHARES MSCI DENMARK|WCHV|WELLS FARGO SECURITIES, LLC|14
EDEN|ISHARES MSCI DENMARK|WGIF|CIBC World Markets Inc.|3950
EDEN|ISHARES MSCI DENMARK|WSEA|WOLVERINE SECURITIES, LLC|5
EDF|STONE HARBOR EMRGNG|ALTX|Alternet Securities Inc.|1320
EDF|STONE HARBOR EMRGNG|APCC|Apex Clearing Corporation|296
EDF|STONE HARBOR EMRGNG|BANK|Primevest Financial Services, Inc.|1032
EDF|STONE HARBOR EMRGNG|BARD|Robert W. Baird & Co. Incorporated|51
EDF|STONE HARBOR EMRGNG|BATM|CBOE TRADING, INC.|871
EDF|STONE HARBOR EMRGNG|BERN|Sanford C. Bernstein & Co., LLC|8
EDF|STONE HARBOR EMRGNG|CHAS|Charles Schwab & Co., Inc.|829
EDF|STONE HARBOR EMRGNG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4217
EDF|STONE HARBOR EMRGNG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
EDF|STONE HARBOR EMRGNG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
EDF|STONE HARBOR EMRGNG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20351
EDF|STONE HARBOR EMRGNG|CXCX|CITIGROUP GLOBAL MARKETS INC.|602
EDF|STONE HARBOR EMRGNG|DAVA|Davenport & Company LLC|2702
EDF|STONE HARBOR EMRGNG|DBAX|Deutsche Bank Securities Inc.|2600
EDF|STONE HARBOR EMRGNG|DEAN|MORGAN STANLEY|9490
EDF|STONE HARBOR EMRGNG|DEGS|RONIN PROFESSIONAL LLC|700
EDF|STONE HARBOR EMRGNG|EBXL|EBX LLC|17100
EDF|STONE HARBOR EMRGNG|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
EDF|STONE HARBOR EMRGNG|EGAM|CBOE TRADING, INC.|16754
EDF|STONE HARBOR EMRGNG|EGXM|CBOE TRADING, INC.|4122
EDF|STONE HARBOR EMRGNG|EGXW|CBOE TRADING, INC.|100
EDF|STONE HARBOR EMRGNG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|430
EDF|STONE HARBOR EMRGNG|ETRS|E*Trade Securities LLC|85365
EDF|STONE HARBOR EMRGNG|FBSB|U.S. Bancorp Investments, Inc.|734
EDF|STONE HARBOR EMRGNG|FILL|Tradestation Securities, Inc.|1093
EDF|STONE HARBOR EMRGNG|FMAF|NBCN Inc./ CDS|1000
EDF|STONE HARBOR EMRGNG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6368
EDF|STONE HARBOR EMRGNG|FTBR|Foliofn Investments, Inc.|369
EDF|STONE HARBOR EMRGNG|GLIS|TD Securities Inc|1418
EDF|STONE HARBOR EMRGNG|GLPX|ACS EXECUTION SERVICES, LLC|5871
EDF|STONE HARBOR EMRGNG|GSCO|GOLDMAN SACHS & CO. LLC|179
EDF|STONE HARBOR EMRGNG|GSCS|GOLDMAN SACHS & CO. LLC|500
EDF|STONE HARBOR EMRGNG|GSLT|GOLDMAN SACHS & CO. LLC|1000
EDF|STONE HARBOR EMRGNG|GTSZ|GTS SECURITIES LLC|450
EDF|STONE HARBOR EMRGNG|HRBF|American Enterprise Investment Services Inc.|100203
EDF|STONE HARBOR EMRGNG|IATS|INTERACTIVE BROKERS LLC|12531
EDF|STONE HARBOR EMRGNG|IBKR|Interactive Brokers Llc|13002
EDF|STONE HARBOR EMRGNG|ICBX|INSTINET, LLC|8356
EDF|STONE HARBOR EMRGNG|INCA|INSTINET, LLC|45604
EDF|STONE HARBOR EMRGNG|INJX|INSTINET, LLC|50
EDF|STONE HARBOR EMRGNG|ITGI|ITG Inc.|19817
EDF|STONE HARBOR EMRGNG|ITGP|ITG INC.|15400
EDF|STONE HARBOR EMRGNG|JANY|Janney Montgomery Scott Inc.|4
EDF|STONE HARBOR EMRGNG|JEFF|JEFFERIES LLC|100
EDF|STONE HARBOR EMRGNG|JMPT|JUMP TRADING, LLC|26
EDF|STONE HARBOR EMRGNG|JPMX|J.P. Morgan Securities LLC|3000
EDF|STONE HARBOR EMRGNG|JSJX|JANE STREET CAPITAL LLC|405
EDF|STONE HARBOR EMRGNG|KCGM|VIRTU Americas LLC|7015
EDF|STONE HARBOR EMRGNG|LEHM|Barclays Capital Inc./Le|9200
EDF|STONE HARBOR EMRGNG|LIME|Lime Brokerage LLC|1809
EDF|STONE HARBOR EMRGNG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4805
EDF|STONE HARBOR EMRGNG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15600
EDF|STONE HARBOR EMRGNG|MOTF|MOTIF INVESTING, INC.|3
EDF|STONE HARBOR EMRGNG|MSCO|MORGAN STANLEY & CO. LLC|64247
EDF|STONE HARBOR EMRGNG|MSPL|MORGAN STANLEY & CO. LLC|10400
EDF|STONE HARBOR EMRGNG|NFSC|National Financial Services LLC|269513
EDF|STONE HARBOR EMRGNG|NITE|VIRTU Americas LLC|357715
EDF|STONE HARBOR EMRGNG|NITP|VIRTU Americas LLC|100
EDF|STONE HARBOR EMRGNG|NQRB|Brut, LLC|1100
EDF|STONE HARBOR EMRGNG|NTBF|BMO Nesbitt Burns Inc./CDS|1900
EDF|STONE HARBOR EMRGNG|OPCO|Oppenheimer & Co. Inc.|202
EDF|STONE HARBOR EMRGNG|OTAA|OTA LLC|700
EDF|STONE HARBOR EMRGNG|PDQM|CODA MARKETS, INC.|8253
EDF|STONE HARBOR EMRGNG|PWJC|UBS Financial Services, Inc.|3066
EDF|STONE HARBOR EMRGNG|RBCM|RBC CAPITAL MARKETS, LLC|3047
EDF|STONE HARBOR EMRGNG|SAGC|SAGETRADER, LLC|300
EDF|STONE HARBOR EMRGNG|SAGL|SAGETRADER, LLC|100
EDF|STONE HARBOR EMRGNG|SALI|INTL FCSTONE FINANCIAL INC.|471
EDF|STONE HARBOR EMRGNG|SBSH|Citigroup Global Markets Inc.|12645
EDF|STONE HARBOR EMRGNG|SGMT|GOLDMAN SACHS & CO. LLC|4600
EDF|STONE HARBOR EMRGNG|SOGO|Wang Investment Associates, Inc.|28
EDF|STONE HARBOR EMRGNG|SPDR|SPEEDROUTE LLC|200
EDF|STONE HARBOR EMRGNG|SPHN|Stephens Inc.|7
EDF|STONE HARBOR EMRGNG|STFL|Stifel, Nicolaus & Company, Incorporated|4003
EDF|STONE HARBOR EMRGNG|SWIM|TD Ameritrade, Inc.|11621
EDF|STONE HARBOR EMRGNG|SWST|Hilltop Securities Inc.|10086
EDF|STONE HARBOR EMRGNG|TKNG|ALLY INVEST SECURITIES LLC|6962
EDF|STONE HARBOR EMRGNG|TRBT|Tradebot Systems, Inc.|1326
EDF|STONE HARBOR EMRGNG|UBSA|UBS SECURITIES LLC|26796
EDF|STONE HARBOR EMRGNG|UBSS|UBS Securities LLC|75649
EDF|STONE HARBOR EMRGNG|VALX|VIRTU AMERICAS LLC|500
EDF|STONE HARBOR EMRGNG|VGRD|Vanguard Marketing Corporation|62718
EDF|STONE HARBOR EMRGNG|WCHV|WELLS FARGO SECURITIES, LLC|36124
EDF|STONE HARBOR EMRGNG|WEDB|WEDBUSH SECURITIES INC.|899
EDF|STONE HARBOR EMRGNG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6221
EDF|STONE HARBOR EMRGNG|WSEA|WOLVERINE SECURITIES, LLC|241
EDF|STONE HARBOR EMRGNG|XPQR|Jump Trading|200
EDF|STONE HARBOR EMRGNG|XSTM|NATIONAL FINANCIAL SERVICES LLC|14800
EDF|STONE HARBOR EMRGNG|YKNA|COMHAR CAPITAL MARKETS, LLC|3020
EDF|STONE HARBOR EMRGNG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1813
EDGE|EDGE THERAPEUT CM S|ALTX|Alternet Securities Inc.|10800
EDGE|EDGE THERAPEUT CM S|APCC|Apex Clearing Corporation|209904
EDGE|EDGE THERAPEUT CM S|BATM|CBOE TRADING, INC.|3450
EDGE|EDGE THERAPEUT CM S|BIMI|Banca IMI Securities Corp.|57738
EDGE|EDGE THERAPEUT CM S|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13448
EDGE|EDGE THERAPEUT CM S|BMOC|BMO Capital Markets Corp.|3005
EDGE|EDGE THERAPEUT CM S|BNPX|BNP PARIBAS SECURITIES CORP.|854
EDGE|EDGE THERAPEUT CM S|BTIG|BTIG, LLC|615
EDGE|EDGE THERAPEUT CM S|BYXM|CBOE TRADING, INC.|120
EDGE|EDGE THERAPEUT CM S|CANT|Cantor Fitzgerald & Co.|354
EDGE|EDGE THERAPEUT CM S|CHAS|Charles Schwab & Co., Inc.|8176
EDGE|EDGE THERAPEUT CM S|CLSA|CLSA AMERICAS, LLC|6996
EDGE|EDGE THERAPEUT CM S|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36845
EDGE|EDGE THERAPEUT CM S|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13832
EDGE|EDGE THERAPEUT CM S|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|44252
EDGE|EDGE THERAPEUT CM S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59857
EDGE|EDGE THERAPEUT CM S|CTDL|Citadel Derivatives Group Llc|2175
EDGE|EDGE THERAPEUT CM S|CXCX|CITIGROUP GLOBAL MARKETS INC.|7840
EDGE|EDGE THERAPEUT CM S|DBAB|Deutsche Bank Securities Inc.|234647
EDGE|EDGE THERAPEUT CM S|DBAX|Deutsche Bank Securities Inc.|27400
EDGE|EDGE THERAPEUT CM S|DEAN|MORGAN STANLEY|4
EDGE|EDGE THERAPEUT CM S|DEGS|RONIN PROFESSIONAL LLC|242388
EDGE|EDGE THERAPEUT CM S|EBXL|EBX LLC|52600
EDGE|EDGE THERAPEUT CM S|ECUT|CONVERGEX EXECUTION SOLUTIONS|21395
EDGE|EDGE THERAPEUT CM S|EGAM|CBOE TRADING, INC.|17590
EDGE|EDGE THERAPEUT CM S|EGAW|CBOE TRADING, INC.|100
EDGE|EDGE THERAPEUT CM S|EGXM|CBOE TRADING, INC.|23510
EDGE|EDGE THERAPEUT CM S|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|900
EDGE|EDGE THERAPEUT CM S|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4920
EDGE|EDGE THERAPEUT CM S|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
EDGE|EDGE THERAPEUT CM S|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2028
EDGE|EDGE THERAPEUT CM S|ETRS|E*Trade Securities LLC|1591011
EDGE|EDGE THERAPEUT CM S|FBCO|Credit Suisse Securities (USA) LLC|140252
EDGE|EDGE THERAPEUT CM S|FFSI|Firstrade Securities Inc.|100
EDGE|EDGE THERAPEUT CM S|FILL|Tradestation Securities, Inc.|31949
EDGE|EDGE THERAPEUT CM S|FMAF|NBCN Inc./ CDS|17235
EDGE|EDGE THERAPEUT CM S|FOMA|TD AMERITRADE CLEARING, INC.|2878041
EDGE|EDGE THERAPEUT CM S|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
EDGE|EDGE THERAPEUT CM S|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22267
EDGE|EDGE THERAPEUT CM S|FTBR|Foliofn Investments, Inc.|64
EDGE|EDGE THERAPEUT CM S|GEBB|GLOBAL EXECUTION BROKERS, LP|61530
EDGE|EDGE THERAPEUT CM S|GLPX|ACS EXECUTION SERVICES, LLC|10230
EDGE|EDGE THERAPEUT CM S|GSCO|GOLDMAN SACHS & CO. LLC|811279
EDGE|EDGE THERAPEUT CM S|GSLT|GOLDMAN SACHS & CO. LLC|16602
EDGE|EDGE THERAPEUT CM S|IATS|INTERACTIVE BROKERS LLC|47118
EDGE|EDGE THERAPEUT CM S|IBKR|Interactive Brokers Llc|449536
EDGE|EDGE THERAPEUT CM S|ICBX|INSTINET, LLC|21146
EDGE|EDGE THERAPEUT CM S|IEQY|CITADEL SECURITIES LLC|6335
EDGE|EDGE THERAPEUT CM S|INCA|INSTINET, LLC|140025
EDGE|EDGE THERAPEUT CM S|INJX|INSTINET, LLC|2599
EDGE|EDGE THERAPEUT CM S|ITGI|ITG Inc.|39316
EDGE|EDGE THERAPEUT CM S|ITGP|ITG INC.|29600
EDGE|EDGE THERAPEUT CM S|JEFF|JEFFERIES LLC|12267
EDGE|EDGE THERAPEUT CM S|JMPT|JUMP TRADING, LLC|40356
EDGE|EDGE THERAPEUT CM S|JPBX|J.P. MORGAN SECURITIES LLC|17170
EDGE|EDGE THERAPEUT CM S|JPMX|J.P. Morgan Securities LLC|243734
EDGE|EDGE THERAPEUT CM S|JSJX|JANE STREET CAPITAL LLC|103
EDGE|EDGE THERAPEUT CM S|KCGM|VIRTU Americas LLC|75601
EDGE|EDGE THERAPEUT CM S|LEHM|Barclays Capital Inc./Le|619800
EDGE|EDGE THERAPEUT CM S|LIME|Lime Brokerage LLC|56074
EDGE|EDGE THERAPEUT CM S|LOOP|Loop Capital Markets LLC|3361
EDGE|EDGE THERAPEUT CM S|LQNA|LIQUIDNET, INC.|101400
EDGE|EDGE THERAPEUT CM S|LSCI|Lek Securities Corporation|700
EDGE|EDGE THERAPEUT CM S|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
EDGE|EDGE THERAPEUT CM S|MACQ|Macquarie Capital (USA) Inc.|1644
EDGE|EDGE THERAPEUT CM S|MAXM|Maxim Group LLC|297163
EDGE|EDGE THERAPEUT CM S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55664
EDGE|EDGE THERAPEUT CM S|MOTF|MOTIF INVESTING, INC.|1
EDGE|EDGE THERAPEUT CM S|MSCO|MORGAN STANLEY & CO. LLC|963494
EDGE|EDGE THERAPEUT CM S|MSPL|MORGAN STANLEY & CO. LLC|4500
EDGE|EDGE THERAPEUT CM S|MSTX|MORGAN STANLEY & CO. LLC|13600
EDGE|EDGE THERAPEUT CM S|NFSC|National Financial Services LLC|1340561
EDGE|EDGE THERAPEUT CM S|NITE|VIRTU Americas LLC|3075300
EDGE|EDGE THERAPEUT CM S|NQRB|Brut, LLC|11230
EDGE|EDGE THERAPEUT CM S|PCPT|PHILLIP CAPITAL INC.|5600
EDGE|EDGE THERAPEUT CM S|PDQM|CODA MARKETS, INC.|52805
EDGE|EDGE THERAPEUT CM S|PWJC|UBS Financial Services, Inc.|30250
EDGE|EDGE THERAPEUT CM S|RAJA|Raymond James & Associates, Inc.|36645
EDGE|EDGE THERAPEUT CM S|RBCM|RBC CAPITAL MARKETS, LLC|2200
EDGE|EDGE THERAPEUT CM S|RGLD|Regal Securities, Inc|2600
EDGE|EDGE THERAPEUT CM S|SAGL|SAGETRADER, LLC|100
EDGE|EDGE THERAPEUT CM S|SBSH|Citigroup Global Markets Inc.|100386
EDGE|EDGE THERAPEUT CM S|SEIC|SEI Investments Distribution Co.|100
EDGE|EDGE THERAPEUT CM S|SGMT|GOLDMAN SACHS & CO. LLC|15520
EDGE|EDGE THERAPEUT CM S|SPDR|SPEEDROUTE LLC|34279
EDGE|EDGE THERAPEUT CM S|SPNT|SEVEN POINTS CAPITAL, LLC|1400
EDGE|EDGE THERAPEUT CM S|STFL|Stifel, Nicolaus & Company, Incorporated|4000
EDGE|EDGE THERAPEUT CM S|SWIM|TD Ameritrade, Inc.|1414170
EDGE|EDGE THERAPEUT CM S|SWST|Hilltop Securities Inc.|10000
EDGE|EDGE THERAPEUT CM S|TKNG|ALLY INVEST SECURITIES LLC|9702
EDGE|EDGE THERAPEUT CM S|TRCM|TRC MARKETS LLC|10000
EDGE|EDGE THERAPEUT CM S|TWTT|TASTYWORKS, INC.|800
EDGE|EDGE THERAPEUT CM S|UBSA|UBS SECURITIES LLC|293286
EDGE|EDGE THERAPEUT CM S|UBSS|UBS Securities LLC|1430391
EDGE|EDGE THERAPEUT CM S|VALX|VIRTU AMERICAS LLC|2866
EDGE|EDGE THERAPEUT CM S|VGRD|Vanguard Marketing Corporation|94591
EDGE|EDGE THERAPEUT CM S|VSIN|Vision Financial Markets Llc|33143
EDGE|EDGE THERAPEUT CM S|WABR|Wall Street Access|26397
EDGE|EDGE THERAPEUT CM S|WCHV|WELLS FARGO SECURITIES, LLC|66253
EDGE|EDGE THERAPEUT CM S|WEED|Weeden & Co.L.P.|1000
EDGE|EDGE THERAPEUT CM S|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3451
EDGE|EDGE THERAPEUT CM S|WGIF|CIBC World Markets Inc.|16533
EDGE|EDGE THERAPEUT CM S|WSEA|WOLVERINE SECURITIES, LLC|92506
EDGE|EDGE THERAPEUT CM S|XIST|INSTINET, LLC|39600
EDGE|EDGE THERAPEUT CM S|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
EDGE|EDGE THERAPEUT CM S|YKNA|COMHAR CAPITAL MARKETS, LLC|1129
EDGW|EDGEWATER TECH INC##|ALTX|Alternet Securities Inc.|300
EDGW|EDGEWATER TECH INC##|APCC|Apex Clearing Corporation|3
EDGW|EDGEWATER TECH INC##|BERN|Sanford C. Bernstein & Co., LLC|60
EDGW|EDGEWATER TECH INC##|BTIG|BTIG, LLC|7000
EDGW|EDGEWATER TECH INC##|CANT|Cantor Fitzgerald & Co.|76554
EDGW|EDGEWATER TECH INC##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7330
EDGW|EDGEWATER TECH INC##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|396
EDGW|EDGEWATER TECH INC##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2922
EDGW|EDGEWATER TECH INC##|CTDL|Citadel Derivatives Group Llc|31
EDGW|EDGEWATER TECH INC##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1220
EDGW|EDGEWATER TECH INC##|DBAB|Deutsche Bank Securities Inc.|1061
EDGW|EDGEWATER TECH INC##|DBAX|Deutsche Bank Securities Inc.|2300
EDGW|EDGEWATER TECH INC##|DEGS|RONIN PROFESSIONAL LLC|3907
EDGW|EDGEWATER TECH INC##|EBXL|EBX LLC|1800
EDGW|EDGEWATER TECH INC##|EGAM|CBOE TRADING, INC.|200
EDGW|EDGEWATER TECH INC##|EGXW|CBOE TRADING, INC.|484
EDGW|EDGEWATER TECH INC##|ETRS|E*Trade Securities LLC|8558
EDGW|EDGEWATER TECH INC##|FBCO|Credit Suisse Securities (USA) LLC|3840
EDGW|EDGEWATER TECH INC##|FMAF|NBCN Inc./ CDS|3798
EDGW|EDGEWATER TECH INC##|FOMA|TD AMERITRADE CLEARING, INC.|3200
EDGW|EDGEWATER TECH INC##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1286
EDGW|EDGEWATER TECH INC##|GLPX|ACS EXECUTION SERVICES, LLC|1975
EDGW|EDGEWATER TECH INC##|GSCO|GOLDMAN SACHS & CO. LLC|6500
EDGW|EDGEWATER TECH INC##|GSLT|GOLDMAN SACHS & CO. LLC|80
EDGW|EDGEWATER TECH INC##|GTSZ|GTS SECURITIES LLC|2317
EDGW|EDGEWATER TECH INC##|IATS|INTERACTIVE BROKERS LLC|2
EDGW|EDGEWATER TECH INC##|IBKR|Interactive Brokers Llc|1057
EDGW|EDGEWATER TECH INC##|ICBX|INSTINET, LLC|7800
EDGW|EDGEWATER TECH INC##|INCA|INSTINET, LLC|4997
EDGW|EDGEWATER TECH INC##|INJX|INSTINET, LLC|600
EDGW|EDGEWATER TECH INC##|ITGI|ITG Inc.|12479
EDGW|EDGEWATER TECH INC##|ITGP|ITG INC.|6800
EDGW|EDGEWATER TECH INC##|JEFF|JEFFERIES LLC|918
EDGW|EDGEWATER TECH INC##|JPMX|J.P. Morgan Securities LLC|5524
EDGW|EDGEWATER TECH INC##|KCGM|VIRTU Americas LLC|200
EDGW|EDGEWATER TECH INC##|LEHM|Barclays Capital Inc./Le|5230
EDGW|EDGEWATER TECH INC##|LIME|Lime Brokerage LLC|14520
EDGW|EDGEWATER TECH INC##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1338
EDGW|EDGEWATER TECH INC##|MSCO|MORGAN STANLEY & CO. LLC|15652
EDGW|EDGEWATER TECH INC##|MSPL|MORGAN STANLEY & CO. LLC|700
EDGW|EDGEWATER TECH INC##|NFSC|National Financial Services LLC|355
EDGW|EDGEWATER TECH INC##|NITE|VIRTU Americas LLC|18512
EDGW|EDGEWATER TECH INC##|NQRB|Brut, LLC|700
EDGW|EDGEWATER TECH INC##|PDQM|CODA MARKETS, INC.|2175
EDGW|EDGEWATER TECH INC##|RGLD|Regal Securities, Inc|10
EDGW|EDGEWATER TECH INC##|SBSH|Citigroup Global Markets Inc.|240
EDGW|EDGEWATER TECH INC##|SGMT|GOLDMAN SACHS & CO. LLC|637
EDGW|EDGEWATER TECH INC##|SPDR|SPEEDROUTE LLC|100
EDGW|EDGEWATER TECH INC##|TRCM|TRC MARKETS LLC|10239
EDGW|EDGEWATER TECH INC##|UBSA|UBS SECURITIES LLC|8628
EDGW|EDGEWATER TECH INC##|UBSS|UBS Securities LLC|11981
EDGW|EDGEWATER TECH INC##|VALX|VIRTU AMERICAS LLC|97
EDGW|EDGEWATER TECH INC##|WCHV|WELLS FARGO SECURITIES, LLC|4349
EDGW|EDGEWATER TECH INC##|WEED|Weeden & Co.L.P.|2200
EDGW|EDGEWATER TECH INC##|YKNA|COMHAR CAPITAL MARKETS, LLC|200
EDGW|EDGEWATER TECH INC##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|518
EDI|STONE HARBOR EM TIF|ALTX|Alternet Securities Inc.|200
EDI|STONE HARBOR EM TIF|APCC|Apex Clearing Corporation|160
EDI|STONE HARBOR EM TIF|BARD|Robert W. Baird & Co. Incorporated|1863
EDI|STONE HARBOR EM TIF|BATM|CBOE TRADING, INC.|33
EDI|STONE HARBOR EM TIF|BBNT|BB&T SECURITIES, LLC|5028
EDI|STONE HARBOR EM TIF|BTIG|BTIG, LLC|15882
EDI|STONE HARBOR EM TIF|BYXM|CBOE TRADING, INC.|2
EDI|STONE HARBOR EM TIF|CANT|Cantor Fitzgerald & Co.|14890
EDI|STONE HARBOR EM TIF|CHAS|Charles Schwab & Co., Inc.|214
EDI|STONE HARBOR EM TIF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
EDI|STONE HARBOR EM TIF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1462
EDI|STONE HARBOR EM TIF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
EDI|STONE HARBOR EM TIF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3675
EDI|STONE HARBOR EM TIF|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
EDI|STONE HARBOR EM TIF|DBAX|Deutsche Bank Securities Inc.|1700
EDI|STONE HARBOR EM TIF|DEAN|MORGAN STANLEY|8906
EDI|STONE HARBOR EM TIF|DEGS|RONIN PROFESSIONAL LLC|684
EDI|STONE HARBOR EM TIF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8061
EDI|STONE HARBOR EM TIF|EBXL|EBX LLC|800
EDI|STONE HARBOR EM TIF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1204
EDI|STONE HARBOR EM TIF|EDJO|Edward D. Jones & Co., L.P.|130
EDI|STONE HARBOR EM TIF|EGAM|CBOE TRADING, INC.|100
EDI|STONE HARBOR EM TIF|EGXM|CBOE TRADING, INC.|563
EDI|STONE HARBOR EM TIF|ESPO|ESPOSITO SECURITIES, LLC|4632
EDI|STONE HARBOR EM TIF|ETCB|ETC BROKERAGE SERVICES, LLC|550
EDI|STONE HARBOR EM TIF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|144
EDI|STONE HARBOR EM TIF|ETRS|E*Trade Securities LLC|42780
EDI|STONE HARBOR EM TIF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2813
EDI|STONE HARBOR EM TIF|FTBR|Foliofn Investments, Inc.|67
EDI|STONE HARBOR EM TIF|GLIS|TD Securities Inc|1800
EDI|STONE HARBOR EM TIF|GLPX|ACS EXECUTION SERVICES, LLC|2234
EDI|STONE HARBOR EM TIF|GSCO|GOLDMAN SACHS & CO. LLC|756
EDI|STONE HARBOR EM TIF|GSCS|GOLDMAN SACHS & CO. LLC|898
EDI|STONE HARBOR EM TIF|GSLT|GOLDMAN SACHS & CO. LLC|900
EDI|STONE HARBOR EM TIF|GTSZ|GTS SECURITIES LLC|300
EDI|STONE HARBOR EM TIF|HSBC|HSBC Securities, Inc.|241
EDI|STONE HARBOR EM TIF|IATS|INTERACTIVE BROKERS LLC|4535
EDI|STONE HARBOR EM TIF|IBKR|Interactive Brokers Llc|13652
EDI|STONE HARBOR EM TIF|ICBX|INSTINET, LLC|700
EDI|STONE HARBOR EM TIF|INCA|INSTINET, LLC|3864
EDI|STONE HARBOR EM TIF|ITGI|ITG Inc.|700
EDI|STONE HARBOR EM TIF|ITGP|ITG INC.|2800
EDI|STONE HARBOR EM TIF|JANY|Janney Montgomery Scott Inc.|2234
EDI|STONE HARBOR EM TIF|KCGM|VIRTU Americas LLC|1107
EDI|STONE HARBOR EM TIF|LEHM|Barclays Capital Inc./Le|500
EDI|STONE HARBOR EM TIF|LIME|Lime Brokerage LLC|3589
EDI|STONE HARBOR EM TIF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
EDI|STONE HARBOR EM TIF|MAXM|Maxim Group LLC|880
EDI|STONE HARBOR EM TIF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2174
EDI|STONE HARBOR EM TIF|MOTF|MOTIF INVESTING, INC.|1
EDI|STONE HARBOR EM TIF|MSCO|MORGAN STANLEY & CO. LLC|72266
EDI|STONE HARBOR EM TIF|MSPL|MORGAN STANLEY & CO. LLC|6000
EDI|STONE HARBOR EM TIF|NFSC|National Financial Services LLC|119398
EDI|STONE HARBOR EM TIF|NITE|VIRTU Americas LLC|153699
EDI|STONE HARBOR EM TIF|NITP|VIRTU Americas LLC|100
EDI|STONE HARBOR EM TIF|NQRB|Brut, LLC|3000
EDI|STONE HARBOR EM TIF|OPCO|Oppenheimer & Co. Inc.|4817
EDI|STONE HARBOR EM TIF|OTAA|OTA LLC|600
EDI|STONE HARBOR EM TIF|PDQM|CODA MARKETS, INC.|4367
EDI|STONE HARBOR EM TIF|PWJC|UBS Financial Services, Inc.|1400
EDI|STONE HARBOR EM TIF|RBCM|RBC CAPITAL MARKETS, LLC|237
EDI|STONE HARBOR EM TIF|SALI|INTL FCSTONE FINANCIAL INC.|1
EDI|STONE HARBOR EM TIF|SBRX|MURIEL SIEBERT & CO INC|270
EDI|STONE HARBOR EM TIF|SGMT|GOLDMAN SACHS & CO. LLC|4044
EDI|STONE HARBOR EM TIF|SPHN|Stephens Inc.|180
EDI|STONE HARBOR EM TIF|STFL|Stifel, Nicolaus & Company, Incorporated|7345
EDI|STONE HARBOR EM TIF|SWIM|TD Ameritrade, Inc.|4260
EDI|STONE HARBOR EM TIF|SWST|Hilltop Securities Inc.|3212
EDI|STONE HARBOR EM TIF|TKNG|ALLY INVEST SECURITIES LLC|1753
EDI|STONE HARBOR EM TIF|TRBT|Tradebot Systems, Inc.|1783
EDI|STONE HARBOR EM TIF|TRCM|TRC MARKETS LLC|400
EDI|STONE HARBOR EM TIF|UBSA|UBS SECURITIES LLC|5898
EDI|STONE HARBOR EM TIF|UBSS|UBS Securities LLC|31318
EDI|STONE HARBOR EM TIF|VALX|VIRTU AMERICAS LLC|400
EDI|STONE HARBOR EM TIF|VGRD|Vanguard Marketing Corporation|16280
EDI|STONE HARBOR EM TIF|WCHV|WELLS FARGO SECURITIES, LLC|56132
EDI|STONE HARBOR EM TIF|WEDB|WEDBUSH SECURITIES INC.|102
EDI|STONE HARBOR EM TIF|WEED|Weeden & Co.L.P.|3200
EDI|STONE HARBOR EM TIF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|124
EDI|STONE HARBOR EM TIF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|510
EDI|STONE HARBOR EM TIF|WGIF|CIBC World Markets Inc.|50
EDI|STONE HARBOR EM TIF|WSEA|WOLVERINE SECURITIES, LLC|975
EDI|STONE HARBOR EM TIF|XPQR|Jump Trading|100
EDI|STONE HARBOR EM TIF|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
EDI|STONE HARBOR EM TIF|YKNA|COMHAR CAPITAL MARKETS, LLC|500
EDI|STONE HARBOR EM TIF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14849
EDIT|EDITAS MEDICINE CM|AGIS|Aegis Capital Corp.|3742
EDIT|EDITAS MEDICINE CM|ALTX|Alternet Securities Inc.|8756
EDIT|EDITAS MEDICINE CM|APCC|Apex Clearing Corporation|56947
EDIT|EDITAS MEDICINE CM|BARD|Robert W. Baird & Co. Incorporated|475
EDIT|EDITAS MEDICINE CM|BATM|CBOE TRADING, INC.|7615
EDIT|EDITAS MEDICINE CM|BAYT|BTIG, LLC|100
EDIT|EDITAS MEDICINE CM|BBNT|BB&T SECURITIES, LLC|2525
EDIT|EDITAS MEDICINE CM|BERN|Sanford C. Bernstein & Co., LLC|46290
EDIT|EDITAS MEDICINE CM|BIDS|BIDS TRADING L.P.|100
EDIT|EDITAS MEDICINE CM|BIMI|Banca IMI Securities Corp.|10105
EDIT|EDITAS MEDICINE CM|BKCM|BNY Mellon Capital Markets LLC|72
EDIT|EDITAS MEDICINE CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41275
EDIT|EDITAS MEDICINE CM|BLKX|INSTINET, LLC|46404
EDIT|EDITAS MEDICINE CM|BMOC|BMO Capital Markets Corp.|6566
EDIT|EDITAS MEDICINE CM|BNPX|BNP PARIBAS SECURITIES CORP.|5493
EDIT|EDITAS MEDICINE CM|BRGE|Newbridge Securities Corp.|2842
EDIT|EDITAS MEDICINE CM|BTIG|BTIG, LLC|196851
EDIT|EDITAS MEDICINE CM|BYXM|CBOE TRADING, INC.|6791
EDIT|EDITAS MEDICINE CM|CANT|Cantor Fitzgerald & Co.|988
EDIT|EDITAS MEDICINE CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|11600
EDIT|EDITAS MEDICINE CM|CHAS|Charles Schwab & Co., Inc.|6938
EDIT|EDITAS MEDICINE CM|CICF|Canaccord Genuity Corp.|33230
EDIT|EDITAS MEDICINE CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67774
EDIT|EDITAS MEDICINE CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1331
EDIT|EDITAS MEDICINE CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|55202
EDIT|EDITAS MEDICINE CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|254543
EDIT|EDITAS MEDICINE CM|CTDL|Citadel Derivatives Group Llc|25521
EDIT|EDITAS MEDICINE CM|CTLR|CUTLER GROUP, LP|200
EDIT|EDITAS MEDICINE CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|31586
EDIT|EDITAS MEDICINE CM|DADA|D.A. Davidson & Co.|938
EDIT|EDITAS MEDICINE CM|DAVA|Davenport & Company LLC|2124
EDIT|EDITAS MEDICINE CM|DBAB|Deutsche Bank Securities Inc.|611521
EDIT|EDITAS MEDICINE CM|DBAX|Deutsche Bank Securities Inc.|115400
EDIT|EDITAS MEDICINE CM|DBUL|Deutsche Bank Securities Inc.|25640
EDIT|EDITAS MEDICINE CM|DCHF|Dart Executions, LLC|28810
EDIT|EDITAS MEDICINE CM|DEAN|MORGAN STANLEY|20233
EDIT|EDITAS MEDICINE CM|DEGS|RONIN PROFESSIONAL LLC|82450
EDIT|EDITAS MEDICINE CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
EDIT|EDITAS MEDICINE CM|EBXL|EBX LLC|95600
EDIT|EDITAS MEDICINE CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|6011
EDIT|EDITAS MEDICINE CM|EDJO|Edward D. Jones & Co., L.P.|6214
EDIT|EDITAS MEDICINE CM|EGAM|CBOE TRADING, INC.|12572
EDIT|EDITAS MEDICINE CM|EGMT|EG MARKET TECHNOLOGIES LLC|400
EDIT|EDITAS MEDICINE CM|EGXM|CBOE TRADING, INC.|10105
EDIT|EDITAS MEDICINE CM|ETBE|Electronic Transaction Clearing, Inc.|33462
EDIT|EDITAS MEDICINE CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|24124
EDIT|EDITAS MEDICINE CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6236
EDIT|EDITAS MEDICINE CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|88514
EDIT|EDITAS MEDICINE CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
EDIT|EDITAS MEDICINE CM|ETRS|E*Trade Securities LLC|431008
EDIT|EDITAS MEDICINE CM|FBCO|Credit Suisse Securities (USA) LLC|598238
EDIT|EDITAS MEDICINE CM|FBSB|U.S. Bancorp Investments, Inc.|1558
EDIT|EDITAS MEDICINE CM|FILL|Tradestation Securities, Inc.|52173
EDIT|EDITAS MEDICINE CM|FMAF|NBCN Inc./ CDS|8426
EDIT|EDITAS MEDICINE CM|FOMA|TD AMERITRADE CLEARING, INC.|1437767
EDIT|EDITAS MEDICINE CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11622
EDIT|EDITAS MEDICINE CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98967
EDIT|EDITAS MEDICINE CM|FTBR|Foliofn Investments, Inc.|485
EDIT|EDITAS MEDICINE CM|GEBB|GLOBAL EXECUTION BROKERS, LP|44481
EDIT|EDITAS MEDICINE CM|GLIS|TD Securities Inc|155
EDIT|EDITAS MEDICINE CM|GLPX|ACS EXECUTION SERVICES, LLC|146181
EDIT|EDITAS MEDICINE CM|GSCO|GOLDMAN SACHS & CO. LLC|1197924
EDIT|EDITAS MEDICINE CM|GSCS|GOLDMAN SACHS & CO. LLC|72175
EDIT|EDITAS MEDICINE CM|GSLT|GOLDMAN SACHS & CO. LLC|5652
EDIT|EDITAS MEDICINE CM|GTSZ|GTS SECURITIES LLC|39264
EDIT|EDITAS MEDICINE CM|HAPX|HAP Trading, LLC|645
EDIT|EDITAS MEDICINE CM|HRBF|American Enterprise Investment Services Inc.|24246
EDIT|EDITAS MEDICINE CM|HSBC|HSBC Securities, Inc.|5208
EDIT|EDITAS MEDICINE CM|IATS|INTERACTIVE BROKERS LLC|62568
EDIT|EDITAS MEDICINE CM|IBKR|Interactive Brokers Llc|341967
EDIT|EDITAS MEDICINE CM|ICBX|INSTINET, LLC|78445
EDIT|EDITAS MEDICINE CM|IEQY|CITADEL SECURITIES LLC|208793
EDIT|EDITAS MEDICINE CM|INCA|INSTINET, LLC|549569
EDIT|EDITAS MEDICINE CM|INJX|INSTINET, LLC|25446
EDIT|EDITAS MEDICINE CM|ITGI|ITG Inc.|360553
EDIT|EDITAS MEDICINE CM|ITGP|ITG INC.|51200
EDIT|EDITAS MEDICINE CM|JANY|Janney Montgomery Scott Inc.|9090
EDIT|EDITAS MEDICINE CM|JEFF|JEFFERIES LLC|132539
EDIT|EDITAS MEDICINE CM|JMPT|JUMP TRADING, LLC|93484
EDIT|EDITAS MEDICINE CM|JONE|JonesTrading|451
EDIT|EDITAS MEDICINE CM|JPBX|J.P. MORGAN SECURITIES LLC|43141
EDIT|EDITAS MEDICINE CM|JPMX|J.P. Morgan Securities LLC|312745
EDIT|EDITAS MEDICINE CM|JSJX|JANE STREET CAPITAL LLC|9498
EDIT|EDITAS MEDICINE CM|KCGM|VIRTU Americas LLC|32624
EDIT|EDITAS MEDICINE CM|KCRD|PHX FINANCIAL, INC.|1140
EDIT|EDITAS MEDICINE CM|KEYB|KEYBANC CAPITAL MARKETS INC.|1800
EDIT|EDITAS MEDICINE CM|LEHM|Barclays Capital Inc./Le|846532
EDIT|EDITAS MEDICINE CM|LIME|Lime Brokerage LLC|256066
EDIT|EDITAS MEDICINE CM|LSCI|Lek Securities Corporation|4341
EDIT|EDITAS MEDICINE CM|MACC|Mid Atlantic Capital Corporation|350
EDIT|EDITAS MEDICINE CM|MACQ|Macquarie Capital (USA) Inc.|2055
EDIT|EDITAS MEDICINE CM|MAVB|Great Point Capital LLC|600
EDIT|EDITAS MEDICINE CM|MAXM|Maxim Group LLC|5587
EDIT|EDITAS MEDICINE CM|MBTS|ALLY INVEST SECURITIES LLC|17512
EDIT|EDITAS MEDICINE CM|MILE|I-Bankers Securities, Inc.|750
EDIT|EDITAS MEDICINE CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61685
EDIT|EDITAS MEDICINE CM|MOTF|MOTIF INVESTING, INC.|134
EDIT|EDITAS MEDICINE CM|MSCO|MORGAN STANLEY & CO. LLC|2825855
EDIT|EDITAS MEDICINE CM|MSPL|MORGAN STANLEY & CO. LLC|186300
EDIT|EDITAS MEDICINE CM|MSTX|MORGAN STANLEY & CO. LLC|83200
EDIT|EDITAS MEDICINE CM|NATL|National Securities Corporation|3325
EDIT|EDITAS MEDICINE CM|NEED|Needham & Company, LLC|6927
EDIT|EDITAS MEDICINE CM|NFSC|National Financial Services LLC|1188651
EDIT|EDITAS MEDICINE CM|NITE|VIRTU Americas LLC|2223613
EDIT|EDITAS MEDICINE CM|NITP|VIRTU Americas LLC|5300
EDIT|EDITAS MEDICINE CM|NQRB|Brut, LLC|50925
EDIT|EDITAS MEDICINE CM|OPCO|Oppenheimer & Co. Inc.|9731
EDIT|EDITAS MEDICINE CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7550
EDIT|EDITAS MEDICINE CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|700
EDIT|EDITAS MEDICINE CM|PCPT|PHILLIP CAPITAL INC.|150
EDIT|EDITAS MEDICINE CM|PDQM|CODA MARKETS, INC.|161825
EDIT|EDITAS MEDICINE CM|PHLY|NASDAQ Execution Services, LLC|14800
EDIT|EDITAS MEDICINE CM|PICT|Pictet Overseas Inc.|692
EDIT|EDITAS MEDICINE CM|PWJC|UBS Financial Services, Inc.|20347
EDIT|EDITAS MEDICINE CM|RAJA|Raymond James & Associates, Inc.|23285
EDIT|EDITAS MEDICINE CM|RBCM|RBC CAPITAL MARKETS, LLC|22034
EDIT|EDITAS MEDICINE CM|RGLD|Regal Securities, Inc|485
EDIT|EDITAS MEDICINE CM|SAGL|SAGETRADER, LLC|48331
EDIT|EDITAS MEDICINE CM|SAGW|SAGETRADER, LLC|62
EDIT|EDITAS MEDICINE CM|SALI|INTL FCSTONE FINANCIAL INC.|2994
EDIT|EDITAS MEDICINE CM|SBSH|Citigroup Global Markets Inc.|172568
EDIT|EDITAS MEDICINE CM|SEIC|SEI Investments Distribution Co.|600
EDIT|EDITAS MEDICINE CM|SGMT|GOLDMAN SACHS & CO. LLC|131590
EDIT|EDITAS MEDICINE CM|SIBO|Prime Executions, Inc.|1674
EDIT|EDITAS MEDICINE CM|SPDR|SPEEDROUTE LLC|6946
EDIT|EDITAS MEDICINE CM|SPHN|Stephens Inc.|500
EDIT|EDITAS MEDICINE CM|SPTD|MINT GLOBAL MARKETS, INC.|475
EDIT|EDITAS MEDICINE CM|STFL|Stifel, Nicolaus & Company, Incorporated|11189
EDIT|EDITAS MEDICINE CM|STKP|STOCKPILE INVESTMENTS, INC.|218
EDIT|EDITAS MEDICINE CM|STRS|STRATEGAS RESEARCH PARTNERS|100
EDIT|EDITAS MEDICINE CM|STXG|Stockcross Financial Services, Inc.|1450
EDIT|EDITAS MEDICINE CM|SWIM|TD Ameritrade, Inc.|696757
EDIT|EDITAS MEDICINE CM|SWST|Hilltop Securities Inc.|16456
EDIT|EDITAS MEDICINE CM|TKNG|ALLY INVEST SECURITIES LLC|16493
EDIT|EDITAS MEDICINE CM|TRBT|Tradebot Systems, Inc.|390672
EDIT|EDITAS MEDICINE CM|TRCM|TRC MARKETS LLC|148586
EDIT|EDITAS MEDICINE CM|TWTT|TASTYWORKS, INC.|349
EDIT|EDITAS MEDICINE CM|UBSA|UBS SECURITIES LLC|359226
EDIT|EDITAS MEDICINE CM|UBSS|UBS Securities LLC|1924937
EDIT|EDITAS MEDICINE CM|VALX|VIRTU AMERICAS LLC|86898
EDIT|EDITAS MEDICINE CM|VGRD|Vanguard Marketing Corporation|98799
EDIT|EDITAS MEDICINE CM|VSIN|Vision Financial Markets Llc|4287
EDIT|EDITAS MEDICINE CM|WABR|Wall Street Access|4900
EDIT|EDITAS MEDICINE CM|WBET|Wallachbeth Capital LLC|810
EDIT|EDITAS MEDICINE CM|WBLR|WILLIAM BLAIR|1100
EDIT|EDITAS MEDICINE CM|WBPX|SUMMIT SECURITIES GROUP, LLC|2384
EDIT|EDITAS MEDICINE CM|WCHV|WELLS FARGO SECURITIES, LLC|140743
EDIT|EDITAS MEDICINE CM|WEDB|WEDBUSH SECURITIES INC.|28363
EDIT|EDITAS MEDICINE CM|WEED|Weeden & Co.L.P.|40
EDIT|EDITAS MEDICINE CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12522
EDIT|EDITAS MEDICINE CM|WGIF|CIBC World Markets Inc.|6596
EDIT|EDITAS MEDICINE CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|125
EDIT|EDITAS MEDICINE CM|WSEA|WOLVERINE SECURITIES, LLC|29185
EDIT|EDITAS MEDICINE CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|6998
EDIT|EDITAS MEDICINE CM|XIST|INSTINET, LLC|29070
EDIT|EDITAS MEDICINE CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|266634
EDIT|EDITAS MEDICINE CM|YKNA|COMHAR CAPITAL MARKETS, LLC|20312
EDIT|EDITAS MEDICINE CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24146
EDIV|SPDR EM MKTS DIV ETF|ALTX|Alternet Securities Inc.|800
EDIV|SPDR EM MKTS DIV ETF|APCC|Apex Clearing Corporation|46
EDIV|SPDR EM MKTS DIV ETF|BALE|M&T SECURITIES, INC.|2350
EDIV|SPDR EM MKTS DIV ETF|BARD|Robert W. Baird & Co. Incorporated|1756
EDIV|SPDR EM MKTS DIV ETF|BBNT|BB&T SECURITIES, LLC|2500
EDIV|SPDR EM MKTS DIV ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1293
EDIV|SPDR EM MKTS DIV ETF|BYXM|CBOE TRADING, INC.|100
EDIV|SPDR EM MKTS DIV ETF|CANT|Cantor Fitzgerald & Co.|26513
EDIV|SPDR EM MKTS DIV ETF|CHAS|Charles Schwab & Co., Inc.|34506
EDIV|SPDR EM MKTS DIV ETF|CICF|Canaccord Genuity Corp.|700
EDIV|SPDR EM MKTS DIV ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1912
EDIV|SPDR EM MKTS DIV ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
EDIV|SPDR EM MKTS DIV ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7017
EDIV|SPDR EM MKTS DIV ETF|CSIN|Citadel Securities Institutional LLC|12755
EDIV|SPDR EM MKTS DIV ETF|CTDL|Citadel Derivatives Group Llc|103196
EDIV|SPDR EM MKTS DIV ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
EDIV|SPDR EM MKTS DIV ETF|DAVA|Davenport & Company LLC|100
EDIV|SPDR EM MKTS DIV ETF|DBAB|Deutsche Bank Securities Inc.|100
EDIV|SPDR EM MKTS DIV ETF|DBAX|Deutsche Bank Securities Inc.|15900
EDIV|SPDR EM MKTS DIV ETF|DEAN|MORGAN STANLEY|6956
EDIV|SPDR EM MKTS DIV ETF|DEGS|RONIN PROFESSIONAL LLC|982
EDIV|SPDR EM MKTS DIV ETF|EBXL|EBX LLC|37700
EDIV|SPDR EM MKTS DIV ETF|EDJO|Edward D. Jones & Co., L.P.|2504
EDIV|SPDR EM MKTS DIV ETF|ETBE|Electronic Transaction Clearing, Inc.|200
EDIV|SPDR EM MKTS DIV ETF|ETRS|E*Trade Securities LLC|8032
EDIV|SPDR EM MKTS DIV ETF|FILL|Tradestation Securities, Inc.|23
EDIV|SPDR EM MKTS DIV ETF|FLTU|FLOW TRADERS US LLC|7498
EDIV|SPDR EM MKTS DIV ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|364
EDIV|SPDR EM MKTS DIV ETF|FTBR|Foliofn Investments, Inc.|73
EDIV|SPDR EM MKTS DIV ETF|GLPX|ACS EXECUTION SERVICES, LLC|100
EDIV|SPDR EM MKTS DIV ETF|GSCO|GOLDMAN SACHS & CO. LLC|89980
EDIV|SPDR EM MKTS DIV ETF|GTSZ|GTS SECURITIES LLC|1400
EDIV|SPDR EM MKTS DIV ETF|HRBF|American Enterprise Investment Services Inc.|13497
EDIV|SPDR EM MKTS DIV ETF|IATS|INTERACTIVE BROKERS LLC|790
EDIV|SPDR EM MKTS DIV ETF|IBKR|Interactive Brokers Llc|807
EDIV|SPDR EM MKTS DIV ETF|ICBX|INSTINET, LLC|23000
EDIV|SPDR EM MKTS DIV ETF|INCA|INSTINET, LLC|301
EDIV|SPDR EM MKTS DIV ETF|ITGI|ITG Inc.|810
EDIV|SPDR EM MKTS DIV ETF|ITGP|ITG INC.|21800
EDIV|SPDR EM MKTS DIV ETF|JANY|Janney Montgomery Scott Inc.|9
EDIV|SPDR EM MKTS DIV ETF|JPMX|J.P. Morgan Securities LLC|8810
EDIV|SPDR EM MKTS DIV ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|113147
EDIV|SPDR EM MKTS DIV ETF|JSJX|JANE STREET CAPITAL LLC|43341
EDIV|SPDR EM MKTS DIV ETF|KCGM|VIRTU Americas LLC|5370
EDIV|SPDR EM MKTS DIV ETF|LEHM|Barclays Capital Inc./Le|6400
EDIV|SPDR EM MKTS DIV ETF|LGNT|COR CLEARING LLC|1
EDIV|SPDR EM MKTS DIV ETF|LIME|Lime Brokerage LLC|3020
EDIV|SPDR EM MKTS DIV ETF|MACC|Mid Atlantic Capital Corporation|1945
EDIV|SPDR EM MKTS DIV ETF|MAXM|Maxim Group LLC|4100
EDIV|SPDR EM MKTS DIV ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47700
EDIV|SPDR EM MKTS DIV ETF|MSCO|MORGAN STANLEY & CO. LLC|63490
EDIV|SPDR EM MKTS DIV ETF|MSPL|MORGAN STANLEY & CO. LLC|11200
EDIV|SPDR EM MKTS DIV ETF|NBCS|NBC Securities, INC.|7
EDIV|SPDR EM MKTS DIV ETF|NFSC|National Financial Services LLC|91218
EDIV|SPDR EM MKTS DIV ETF|NITE|VIRTU Americas LLC|147352
EDIV|SPDR EM MKTS DIV ETF|NITP|VIRTU Americas LLC|100
EDIV|SPDR EM MKTS DIV ETF|OPCO|Oppenheimer & Co. Inc.|2
EDIV|SPDR EM MKTS DIV ETF|PDQM|CODA MARKETS, INC.|800
EDIV|SPDR EM MKTS DIV ETF|PWJC|UBS Financial Services, Inc.|4205
EDIV|SPDR EM MKTS DIV ETF|RBCM|RBC CAPITAL MARKETS, LLC|6862
EDIV|SPDR EM MKTS DIV ETF|SBSH|Citigroup Global Markets Inc.|601
EDIV|SPDR EM MKTS DIV ETF|SGMT|GOLDMAN SACHS & CO. LLC|38883
EDIV|SPDR EM MKTS DIV ETF|SPDR|SPEEDROUTE LLC|500
EDIV|SPDR EM MKTS DIV ETF|SPHN|Stephens Inc.|900
EDIV|SPDR EM MKTS DIV ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1403
EDIV|SPDR EM MKTS DIV ETF|SWST|Hilltop Securities Inc.|204
EDIV|SPDR EM MKTS DIV ETF|TRCM|TRC MARKETS LLC|300
EDIV|SPDR EM MKTS DIV ETF|UBSA|UBS SECURITIES LLC|16889
EDIV|SPDR EM MKTS DIV ETF|UBSS|UBS Securities LLC|113916
EDIV|SPDR EM MKTS DIV ETF|VALX|VIRTU AMERICAS LLC|1
EDIV|SPDR EM MKTS DIV ETF|VGRD|Vanguard Marketing Corporation|3685
EDIV|SPDR EM MKTS DIV ETF|WABR|Wall Street Access|12015
EDIV|SPDR EM MKTS DIV ETF|WCHV|WELLS FARGO SECURITIES, LLC|66813
EDIV|SPDR EM MKTS DIV ETF|WEDB|WEDBUSH SECURITIES INC.|278
EDIV|SPDR EM MKTS DIV ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|217
EDIV|SPDR EM MKTS DIV ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1301
EDIV|SPDR EM MKTS DIV ETF|WSEA|WOLVERINE SECURITIES, LLC|1607
EDIV|SPDR EM MKTS DIV ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|3806
EDIV|SPDR EM MKTS DIV ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12172
EDN|EMPRESA DIST Y COM|ALTX|Alternet Securities Inc.|4883
EDN|EMPRESA DIST Y COM|APCC|Apex Clearing Corporation|49
EDN|EMPRESA DIST Y COM|BANK|Primevest Financial Services, Inc.|158
EDN|EMPRESA DIST Y COM|BATM|CBOE TRADING, INC.|2600
EDN|EMPRESA DIST Y COM|BIMI|Banca IMI Securities Corp.|2511
EDN|EMPRESA DIST Y COM|BKCM|BNY Mellon Capital Markets LLC|727
EDN|EMPRESA DIST Y COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5086
EDN|EMPRESA DIST Y COM|BMSI|BULL MARKET SECURITIES, INC.|528
EDN|EMPRESA DIST Y COM|BTIG|BTIG, LLC|61000
EDN|EMPRESA DIST Y COM|BYXM|CBOE TRADING, INC.|400
EDN|EMPRESA DIST Y COM|BZYD|GOLDMAN SACHS & CO. LLC|1879
EDN|EMPRESA DIST Y COM|CHAS|Charles Schwab & Co., Inc.|100
EDN|EMPRESA DIST Y COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4373
EDN|EMPRESA DIST Y COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6774
EDN|EMPRESA DIST Y COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5967
EDN|EMPRESA DIST Y COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35369
EDN|EMPRESA DIST Y COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4718
EDN|EMPRESA DIST Y COM|DBAB|Deutsche Bank Securities Inc.|8030
EDN|EMPRESA DIST Y COM|DBAX|Deutsche Bank Securities Inc.|12300
EDN|EMPRESA DIST Y COM|DCHF|Dart Executions, LLC|343
EDN|EMPRESA DIST Y COM|DEAN|MORGAN STANLEY|400
EDN|EMPRESA DIST Y COM|DEGS|RONIN PROFESSIONAL LLC|4333
EDN|EMPRESA DIST Y COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17067
EDN|EMPRESA DIST Y COM|EBXL|EBX LLC|19100
EDN|EMPRESA DIST Y COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|953
EDN|EMPRESA DIST Y COM|EGAM|CBOE TRADING, INC.|477
EDN|EMPRESA DIST Y COM|EGMT|EG MARKET TECHNOLOGIES LLC|100
EDN|EMPRESA DIST Y COM|EGXM|CBOE TRADING, INC.|640
EDN|EMPRESA DIST Y COM|EGXW|CBOE TRADING, INC.|400
EDN|EMPRESA DIST Y COM|ETBE|Electronic Transaction Clearing, Inc.|180
EDN|EMPRESA DIST Y COM|ETRS|E*Trade Securities LLC|40
EDN|EMPRESA DIST Y COM|FCST|INTL FCSTONE FINANCIAL INC.|200
EDN|EMPRESA DIST Y COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6201
EDN|EMPRESA DIST Y COM|FTBR|Foliofn Investments, Inc.|40
EDN|EMPRESA DIST Y COM|GLPX|ACS EXECUTION SERVICES, LLC|41950
EDN|EMPRESA DIST Y COM|GSCO|GOLDMAN SACHS & CO. LLC|20423
EDN|EMPRESA DIST Y COM|GSCS|GOLDMAN SACHS & CO. LLC|6139
EDN|EMPRESA DIST Y COM|GSLT|GOLDMAN SACHS & CO. LLC|6201
EDN|EMPRESA DIST Y COM|GTSZ|GTS SECURITIES LLC|36255
EDN|EMPRESA DIST Y COM|HRBF|American Enterprise Investment Services Inc.|66
EDN|EMPRESA DIST Y COM|HSBC|HSBC Securities, Inc.|609
EDN|EMPRESA DIST Y COM|IATS|INTERACTIVE BROKERS LLC|7431
EDN|EMPRESA DIST Y COM|IBKR|Interactive Brokers Llc|12343
EDN|EMPRESA DIST Y COM|ICBX|INSTINET, LLC|2800
EDN|EMPRESA DIST Y COM|INCA|INSTINET, LLC|16969
EDN|EMPRESA DIST Y COM|ITGI|ITG Inc.|7736
EDN|EMPRESA DIST Y COM|ITGP|ITG INC.|19800
EDN|EMPRESA DIST Y COM|JANY|Janney Montgomery Scott Inc.|315
EDN|EMPRESA DIST Y COM|JEFF|JEFFERIES LLC|5112
EDN|EMPRESA DIST Y COM|JMPT|JUMP TRADING, LLC|236
EDN|EMPRESA DIST Y COM|JPMX|J.P. Morgan Securities LLC|38054
EDN|EMPRESA DIST Y COM|JSJX|JANE STREET CAPITAL LLC|895
EDN|EMPRESA DIST Y COM|KCGM|VIRTU Americas LLC|6700
EDN|EMPRESA DIST Y COM|LEHM|Barclays Capital Inc./Le|106556
EDN|EMPRESA DIST Y COM|LIME|Lime Brokerage LLC|4560
EDN|EMPRESA DIST Y COM|LSCI|Lek Securities Corporation|9255
EDN|EMPRESA DIST Y COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
EDN|EMPRESA DIST Y COM|MSCO|MORGAN STANLEY & CO. LLC|81612
EDN|EMPRESA DIST Y COM|MSPL|MORGAN STANLEY & CO. LLC|27700
EDN|EMPRESA DIST Y COM|NATL|National Securities Corporation|100
EDN|EMPRESA DIST Y COM|NFSC|National Financial Services LLC|1619
EDN|EMPRESA DIST Y COM|NITE|VIRTU Americas LLC|163749
EDN|EMPRESA DIST Y COM|NITP|VIRTU Americas LLC|411
EDN|EMPRESA DIST Y COM|NQRB|Brut, LLC|2000
EDN|EMPRESA DIST Y COM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
EDN|EMPRESA DIST Y COM|PDQM|CODA MARKETS, INC.|59357
EDN|EMPRESA DIST Y COM|SAGL|SAGETRADER, LLC|200
EDN|EMPRESA DIST Y COM|SBSH|Citigroup Global Markets Inc.|7640
EDN|EMPRESA DIST Y COM|SGMT|GOLDMAN SACHS & CO. LLC|10465
EDN|EMPRESA DIST Y COM|SPDR|SPEEDROUTE LLC|7226
EDN|EMPRESA DIST Y COM|SPTD|MINT GLOBAL MARKETS, INC.|12700
EDN|EMPRESA DIST Y COM|STFL|Stifel, Nicolaus & Company, Incorporated|1626
EDN|EMPRESA DIST Y COM|SWIM|TD Ameritrade, Inc.|1593
EDN|EMPRESA DIST Y COM|UBSA|UBS SECURITIES LLC|92032
EDN|EMPRESA DIST Y COM|UBSS|UBS Securities LLC|86949
EDN|EMPRESA DIST Y COM|VALX|VIRTU AMERICAS LLC|2572
EDN|EMPRESA DIST Y COM|VGRD|Vanguard Marketing Corporation|922
EDN|EMPRESA DIST Y COM|WCHV|WELLS FARGO SECURITIES, LLC|4375
EDN|EMPRESA DIST Y COM|WEDB|WEDBUSH SECURITIES INC.|2600
EDN|EMPRESA DIST Y COM|XIST|INSTINET, LLC|1800
EDN|EMPRESA DIST Y COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
EDN|EMPRESA DIST Y COM|YKNA|COMHAR CAPITAL MARKETS, LLC|13620
EDOG|EMERGING DOGS|APCC|Apex Clearing Corporation|21
EDOG|EMERGING DOGS|BATM|CBOE TRADING, INC.|15
EDOG|EMERGING DOGS|CANT|Cantor Fitzgerald & Co.|7689
EDOG|EMERGING DOGS|CHAS|Charles Schwab & Co., Inc.|5
EDOG|EMERGING DOGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3500
EDOG|EMERGING DOGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2996
EDOG|EMERGING DOGS|CSIN|Citadel Securities Institutional LLC|2310
EDOG|EMERGING DOGS|CTDL|Citadel Derivatives Group Llc|7046
EDOG|EMERGING DOGS|DBAX|Deutsche Bank Securities Inc.|1000
EDOG|EMERGING DOGS|DEAN|MORGAN STANLEY|2351
EDOG|EMERGING DOGS|EBXL|EBX LLC|1200
EDOG|EMERGING DOGS|ETRS|E*Trade Securities LLC|10
EDOG|EMERGING DOGS|FTBR|Foliofn Investments, Inc.|51
EDOG|EMERGING DOGS|GSCO|GOLDMAN SACHS & CO. LLC|31391
EDOG|EMERGING DOGS|GTSZ|GTS SECURITIES LLC|400
EDOG|EMERGING DOGS|HRBF|American Enterprise Investment Services Inc.|2659
EDOG|EMERGING DOGS|IBKR|Interactive Brokers Llc|950
EDOG|EMERGING DOGS|ICBX|INSTINET, LLC|2000
EDOG|EMERGING DOGS|INCA|INSTINET, LLC|200
EDOG|EMERGING DOGS|ITGP|ITG INC.|200
EDOG|EMERGING DOGS|JPMX|J.P. Morgan Securities LLC|2374
EDOG|EMERGING DOGS|JSJX|JANE STREET CAPITAL LLC|12221
EDOG|EMERGING DOGS|KCGM|VIRTU Americas LLC|3117
EDOG|EMERGING DOGS|LEHM|Barclays Capital Inc./Le|5600
EDOG|EMERGING DOGS|LIME|Lime Brokerage LLC|1463
EDOG|EMERGING DOGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4500
EDOG|EMERGING DOGS|MSCO|MORGAN STANLEY & CO. LLC|13236
EDOG|EMERGING DOGS|MSPL|MORGAN STANLEY & CO. LLC|700
EDOG|EMERGING DOGS|NFSC|National Financial Services LLC|10937
EDOG|EMERGING DOGS|NITE|VIRTU Americas LLC|15561
EDOG|EMERGING DOGS|RBCM|RBC CAPITAL MARKETS, LLC|1549
EDOG|EMERGING DOGS|SALI|INTL FCSTONE FINANCIAL INC.|200
EDOG|EMERGING DOGS|SWST|Hilltop Securities Inc.|13
EDOG|EMERGING DOGS|TRCM|TRC MARKETS LLC|200
EDOG|EMERGING DOGS|UBSA|UBS SECURITIES LLC|6401
EDOG|EMERGING DOGS|UBSS|UBS Securities LLC|5905
EDOG|EMERGING DOGS|VGRD|Vanguard Marketing Corporation|120
EDOG|EMERGING DOGS|WCHV|WELLS FARGO SECURITIES, LLC|106
EDOG|EMERGING DOGS|WEDB|WEDBUSH SECURITIES INC.|400
EDOG|EMERGING DOGS|WSEA|WOLVERINE SECURITIES, LLC|1
EDOG|EMERGING DOGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9070
EDOM|WISDOMTREE EUROPE DM|CHAS|Charles Schwab & Co., Inc.|2
EDOM|WISDOMTREE EUROPE DM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
EDOM|WISDOMTREE EUROPE DM|CTDL|Citadel Derivatives Group Llc|512
EDOM|WISDOMTREE EUROPE DM|ETRS|E*Trade Securities LLC|934
EDOM|WISDOMTREE EUROPE DM|IBKR|Interactive Brokers Llc|204
EDOM|WISDOMTREE EUROPE DM|ITGP|ITG INC.|400
EDOM|WISDOMTREE EUROPE DM|JANY|Janney Montgomery Scott Inc.|306
EDOM|WISDOMTREE EUROPE DM|JEFF|JEFFERIES LLC|200
EDOM|WISDOMTREE EUROPE DM|JSEB|JANE STREET EXECUTION SERVICES, LLC|9360
EDOM|WISDOMTREE EUROPE DM|JSJX|JANE STREET CAPITAL LLC|5611
EDOM|WISDOMTREE EUROPE DM|KCGM|VIRTU Americas LLC|262
EDOM|WISDOMTREE EUROPE DM|LIME|Lime Brokerage LLC|100
EDOM|WISDOMTREE EUROPE DM|MSCO|MORGAN STANLEY & CO. LLC|1627
EDOM|WISDOMTREE EUROPE DM|MSPL|MORGAN STANLEY & CO. LLC|100
EDOM|WISDOMTREE EUROPE DM|NFSC|National Financial Services LLC|4236
EDOM|WISDOMTREE EUROPE DM|NITE|VIRTU Americas LLC|5611
EDOM|WISDOMTREE EUROPE DM|SWIM|TD Ameritrade, Inc.|396
EDOM|WISDOMTREE EUROPE DM|UBSA|UBS SECURITIES LLC|865
EDOM|WISDOMTREE EUROPE DM|UBSS|UBS Securities LLC|43
EDOM|WISDOMTREE EUROPE DM|WCHV|WELLS FARGO SECURITIES, LLC|16
EDOM|WISDOMTREE EUROPE DM|WSEA|WOLVERINE SECURITIES, LLC|4
EDOM|WISDOMTREE EUROPE DM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|336
EDOW|FIRST TRUST DOW 30 E|CHAS|Charles Schwab & Co., Inc.|1
EDOW|FIRST TRUST DOW 30 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7656
EDOW|FIRST TRUST DOW 30 E|CTDL|Citadel Derivatives Group Llc|8111
EDOW|FIRST TRUST DOW 30 E|CXCX|CITIGROUP GLOBAL MARKETS INC.|232
EDOW|FIRST TRUST DOW 30 E|DBAX|Deutsche Bank Securities Inc.|1000
EDOW|FIRST TRUST DOW 30 E|EBXL|EBX LLC|800
EDOW|FIRST TRUST DOW 30 E|EDJO|Edward D. Jones & Co., L.P.|170
EDOW|FIRST TRUST DOW 30 E|EGAM|CBOE TRADING, INC.|100
EDOW|FIRST TRUST DOW 30 E|EGAW|CBOE TRADING, INC.|100
EDOW|FIRST TRUST DOW 30 E|ETRS|E*Trade Securities LLC|1
EDOW|FIRST TRUST DOW 30 E|ICBX|INSTINET, LLC|500
EDOW|FIRST TRUST DOW 30 E|ITGP|ITG INC.|600
EDOW|FIRST TRUST DOW 30 E|JSJX|JANE STREET CAPITAL LLC|8448
EDOW|FIRST TRUST DOW 30 E|LEHM|Barclays Capital Inc./Le|2800
EDOW|FIRST TRUST DOW 30 E|LIME|Lime Brokerage LLC|456
EDOW|FIRST TRUST DOW 30 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
EDOW|FIRST TRUST DOW 30 E|MOTF|MOTIF INVESTING, INC.|66
EDOW|FIRST TRUST DOW 30 E|MSCO|MORGAN STANLEY & CO. LLC|540
EDOW|FIRST TRUST DOW 30 E|NFSC|National Financial Services LLC|2181
EDOW|FIRST TRUST DOW 30 E|NITE|VIRTU Americas LLC|4997
EDOW|FIRST TRUST DOW 30 E|RBCM|RBC CAPITAL MARKETS, LLC|1007
EDOW|FIRST TRUST DOW 30 E|SGMT|GOLDMAN SACHS & CO. LLC|753
EDOW|FIRST TRUST DOW 30 E|UBSA|UBS SECURITIES LLC|5259
EDOW|FIRST TRUST DOW 30 E|UBSS|UBS Securities LLC|10800
EDOW|FIRST TRUST DOW 30 E|VGRD|Vanguard Marketing Corporation|175
EDOW|FIRST TRUST DOW 30 E|WBET|Wallachbeth Capital LLC|20000
EDOW|FIRST TRUST DOW 30 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|625
EDR|EDUCATION RLTY TRUST|ACAD|ACADEMY SECURITIES, INC.|1800
EDR|EDUCATION RLTY TRUST|AGIS|Aegis Capital Corp.|16
EDR|EDUCATION RLTY TRUST|ALTX|Alternet Securities Inc.|22134
EDR|EDUCATION RLTY TRUST|ANOS|ABEL/NOSER, L.L.C.|15755
EDR|EDUCATION RLTY TRUST|APCC|Apex Clearing Corporation|8620
EDR|EDUCATION RLTY TRUST|BARD|Robert W. Baird & Co. Incorporated|800
EDR|EDUCATION RLTY TRUST|BATM|CBOE TRADING, INC.|15386
EDR|EDUCATION RLTY TRUST|BAYC|BAY CREST PARTNERS, LLC|37
EDR|EDUCATION RLTY TRUST|BAYT|BTIG, LLC|10803
EDR|EDUCATION RLTY TRUST|BBNT|BB&T SECURITIES, LLC|131
EDR|EDUCATION RLTY TRUST|BERN|Sanford C. Bernstein & Co., LLC|39539
EDR|EDUCATION RLTY TRUST|BIDS|BIDS TRADING L.P.|400
EDR|EDUCATION RLTY TRUST|BKCM|BNY Mellon Capital Markets LLC|14655
EDR|EDUCATION RLTY TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26339
EDR|EDUCATION RLTY TRUST|BLKX|INSTINET, LLC|270034
EDR|EDUCATION RLTY TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|45433
EDR|EDUCATION RLTY TRUST|BRVL|BLAYLOCK VAN, LLC|900
EDR|EDUCATION RLTY TRUST|BTIG|BTIG, LLC|3986474
EDR|EDUCATION RLTY TRUST|BYXM|CBOE TRADING, INC.|7210
EDR|EDUCATION RLTY TRUST|BZYD|GOLDMAN SACHS & CO. LLC|1520
EDR|EDUCATION RLTY TRUST|CANT|Cantor Fitzgerald & Co.|25079
EDR|EDUCATION RLTY TRUST|CBLC|CITIGROUP GLOBAL MARKETS INC.|16000
EDR|EDUCATION RLTY TRUST|CHAS|Charles Schwab & Co., Inc.|1013
EDR|EDUCATION RLTY TRUST|CHLC|CHURCHILL CAPITAL USA, INC.|100
EDR|EDUCATION RLTY TRUST|CIST|Capital Institutional Services, Inc.|2427
EDR|EDUCATION RLTY TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2126772
EDR|EDUCATION RLTY TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2141
EDR|EDUCATION RLTY TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11900
EDR|EDUCATION RLTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1085545
EDR|EDUCATION RLTY TRUST|CTDL|Citadel Derivatives Group Llc|5429
EDR|EDUCATION RLTY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|210390
EDR|EDUCATION RLTY TRUST|DADA|D.A. Davidson & Co.|1861
EDR|EDUCATION RLTY TRUST|DBAB|Deutsche Bank Securities Inc.|411310
EDR|EDUCATION RLTY TRUST|DBAX|Deutsche Bank Securities Inc.|993200
EDR|EDUCATION RLTY TRUST|DCHF|Dart Executions, LLC|890
EDR|EDUCATION RLTY TRUST|DEAN|MORGAN STANLEY|62415
EDR|EDUCATION RLTY TRUST|DEGS|RONIN PROFESSIONAL LLC|800
EDR|EDUCATION RLTY TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|79504
EDR|EDUCATION RLTY TRUST|DRWC|DRW SECURITIES, L.L.C.|4913
EDR|EDUCATION RLTY TRUST|EBXL|EBX LLC|1195300
EDR|EDUCATION RLTY TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|10811
EDR|EDUCATION RLTY TRUST|EDJC|Edward Jones / CDS|200
EDR|EDUCATION RLTY TRUST|EDJO|Edward D. Jones & Co., L.P.|387
EDR|EDUCATION RLTY TRUST|EGAM|CBOE TRADING, INC.|33572
EDR|EDUCATION RLTY TRUST|EGAW|CBOE TRADING, INC.|200
EDR|EDUCATION RLTY TRUST|EGMT|EG MARKET TECHNOLOGIES LLC|600
EDR|EDUCATION RLTY TRUST|EGXM|CBOE TRADING, INC.|5699
EDR|EDUCATION RLTY TRUST|EGXW|CBOE TRADING, INC.|20
EDR|EDUCATION RLTY TRUST|ETBE|Electronic Transaction Clearing, Inc.|35506
EDR|EDUCATION RLTY TRUST|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
EDR|EDUCATION RLTY TRUST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
EDR|EDUCATION RLTY TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14113
EDR|EDUCATION RLTY TRUST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1326
EDR|EDUCATION RLTY TRUST|ETRS|E*Trade Securities LLC|68985
EDR|EDUCATION RLTY TRUST|FBSB|U.S. Bancorp Investments, Inc.|56
EDR|EDUCATION RLTY TRUST|FILL|Tradestation Securities, Inc.|5383
EDR|EDUCATION RLTY TRUST|FMAF|NBCN Inc./ CDS|8900
EDR|EDUCATION RLTY TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24813
EDR|EDUCATION RLTY TRUST|FQLS|Quantlab Securities LP|467997
EDR|EDUCATION RLTY TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87843
EDR|EDUCATION RLTY TRUST|FTBR|Foliofn Investments, Inc.|8453
EDR|EDUCATION RLTY TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|827
EDR|EDUCATION RLTY TRUST|GLIS|TD Securities Inc|158
EDR|EDUCATION RLTY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|141142
EDR|EDUCATION RLTY TRUST|GNAV|GREEN STREET TRADING, LLC|3400
EDR|EDUCATION RLTY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|9898521
EDR|EDUCATION RLTY TRUST|GSCS|GOLDMAN SACHS & CO. LLC|392255
EDR|EDUCATION RLTY TRUST|GSLT|GOLDMAN SACHS & CO. LLC|21226
EDR|EDUCATION RLTY TRUST|GTSZ|GTS SECURITIES LLC|89000
EDR|EDUCATION RLTY TRUST|HAPX|HAP Trading, LLC|2606
EDR|EDUCATION RLTY TRUST|HRBF|American Enterprise Investment Services Inc.|1015
EDR|EDUCATION RLTY TRUST|IATS|INTERACTIVE BROKERS LLC|27853
EDR|EDUCATION RLTY TRUST|IBKR|Interactive Brokers Llc|95150
EDR|EDUCATION RLTY TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|218
EDR|EDUCATION RLTY TRUST|ICBX|INSTINET, LLC|590606
EDR|EDUCATION RLTY TRUST|IEQY|CITADEL SECURITIES LLC|389072
EDR|EDUCATION RLTY TRUST|INCA|INSTINET, LLC|785914
EDR|EDUCATION RLTY TRUST|INJX|INSTINET, LLC|3527
EDR|EDUCATION RLTY TRUST|ITGI|ITG Inc.|102035
EDR|EDUCATION RLTY TRUST|ITGP|ITG INC.|643600
EDR|EDUCATION RLTY TRUST|JANY|Janney Montgomery Scott Inc.|6574
EDR|EDUCATION RLTY TRUST|JEFF|JEFFERIES LLC|407792
EDR|EDUCATION RLTY TRUST|JMPT|JUMP TRADING, LLC|186915
EDR|EDUCATION RLTY TRUST|JONE|JonesTrading|104915
EDR|EDUCATION RLTY TRUST|JPBX|J.P. MORGAN SECURITIES LLC|45398
EDR|EDUCATION RLTY TRUST|JPMX|J.P. Morgan Securities LLC|2453189
EDR|EDUCATION RLTY TRUST|JSJX|JANE STREET CAPITAL LLC|27081
EDR|EDUCATION RLTY TRUST|JSSF|JMP Securities LLC|100890
EDR|EDUCATION RLTY TRUST|KBWI|Keefe, Bruyette & Woods, Inc.|165340
EDR|EDUCATION RLTY TRUST|KCGM|VIRTU Americas LLC|272896
EDR|EDUCATION RLTY TRUST|KEYB|KEYBANC CAPITAL MARKETS INC.|3041741
EDR|EDUCATION RLTY TRUST|KING|C. L. King & Associates, Inc.|17700
EDR|EDUCATION RLTY TRUST|LEHM|Barclays Capital Inc./Le|1061809
EDR|EDUCATION RLTY TRUST|LIME|Lime Brokerage LLC|949150
EDR|EDUCATION RLTY TRUST|LOOP|Loop Capital Markets LLC|1136
EDR|EDUCATION RLTY TRUST|LQNA|LIQUIDNET, INC.|569200
EDR|EDUCATION RLTY TRUST|LSCI|Lek Securities Corporation|2040
EDR|EDUCATION RLTY TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
EDR|EDUCATION RLTY TRUST|MACQ|Macquarie Capital (USA) Inc.|4700
EDR|EDUCATION RLTY TRUST|MAXM|Maxim Group LLC|10007
EDR|EDUCATION RLTY TRUST|MBTS|ALLY INVEST SECURITIES LLC|148
EDR|EDUCATION RLTY TRUST|MKMP|MKM Partners LLC|44502
EDR|EDUCATION RLTY TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|950976
EDR|EDUCATION RLTY TRUST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3940
EDR|EDUCATION RLTY TRUST|MNDX|TJM Investments, LLC|3642
EDR|EDUCATION RLTY TRUST|MOTF|MOTIF INVESTING, INC.|13
EDR|EDUCATION RLTY TRUST|MSCO|MORGAN STANLEY & CO. LLC|2357402
EDR|EDUCATION RLTY TRUST|MSPL|MORGAN STANLEY & CO. LLC|1541300
EDR|EDUCATION RLTY TRUST|MSTX|MORGAN STANLEY & CO. LLC|67600
EDR|EDUCATION RLTY TRUST|MULL|MARK J. MULLER EQUITIES, INC.|15000
EDR|EDUCATION RLTY TRUST|NFSC|National Financial Services LLC|111820
EDR|EDUCATION RLTY TRUST|NITE|VIRTU Americas LLC|698701
EDR|EDUCATION RLTY TRUST|NITP|VIRTU Americas LLC|1906
EDR|EDUCATION RLTY TRUST|NQRB|Brut, LLC|25288
EDR|EDUCATION RLTY TRUST|NTRC|Northern Trust Securities, Inc.|2711
EDR|EDUCATION RLTY TRUST|OPCO|Oppenheimer & Co. Inc.|629
EDR|EDUCATION RLTY TRUST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
EDR|EDUCATION RLTY TRUST|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|19885
EDR|EDUCATION RLTY TRUST|PDQM|CODA MARKETS, INC.|217432
EDR|EDUCATION RLTY TRUST|QMSR|QUATTRO M SECURITIES INC.|1034
EDR|EDUCATION RLTY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|4793
EDR|EDUCATION RLTY TRUST|RHCO|Suntrust Robinson Humphrey, Inc.|54745
EDR|EDUCATION RLTY TRUST|SAGL|SAGETRADER, LLC|52944
EDR|EDUCATION RLTY TRUST|SAGW|SAGETRADER, LLC|18
EDR|EDUCATION RLTY TRUST|SALI|INTL FCSTONE FINANCIAL INC.|50
EDR|EDUCATION RLTY TRUST|SBSH|Citigroup Global Markets Inc.|208045
EDR|EDUCATION RLTY TRUST|SEIC|SEI Investments Distribution Co.|1000
EDR|EDUCATION RLTY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|599574
EDR|EDUCATION RLTY TRUST|SOGO|Wang Investment Associates, Inc.|16
EDR|EDUCATION RLTY TRUST|SPDR|SPEEDROUTE LLC|37579
EDR|EDUCATION RLTY TRUST|SPHN|Stephens Inc.|799
EDR|EDUCATION RLTY TRUST|SPNT|SEVEN POINTS CAPITAL, LLC|100
EDR|EDUCATION RLTY TRUST|SSBS|STATE STREET GLOBAL MARKETS, LLC|315
EDR|EDUCATION RLTY TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|124187
EDR|EDUCATION RLTY TRUST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4246
EDR|EDUCATION RLTY TRUST|SWIM|TD Ameritrade, Inc.|165521
EDR|EDUCATION RLTY TRUST|SWST|Hilltop Securities Inc.|52
EDR|EDUCATION RLTY TRUST|TKNG|ALLY INVEST SECURITIES LLC|1204
EDR|EDUCATION RLTY TRUST|TMBR|Timber Hill LLC|1006
EDR|EDUCATION RLTY TRUST|TOUR|TOURMALINE PARTNERS, LLC|1400
EDR|EDUCATION RLTY TRUST|TRBT|Tradebot Systems, Inc.|370320
EDR|EDUCATION RLTY TRUST|TRCM|TRC MARKETS LLC|114738
EDR|EDUCATION RLTY TRUST|UBSA|UBS SECURITIES LLC|1663798
EDR|EDUCATION RLTY TRUST|UBSS|UBS Securities LLC|940784
EDR|EDUCATION RLTY TRUST|VALX|VIRTU AMERICAS LLC|43224
EDR|EDUCATION RLTY TRUST|VGRD|Vanguard Marketing Corporation|6725
EDR|EDUCATION RLTY TRUST|VIEW|VIEWTRADE SECURITIES LLC|24
EDR|EDUCATION RLTY TRUST|WABR|Wall Street Access|6146
EDR|EDUCATION RLTY TRUST|WBLR|WILLIAM BLAIR|700
EDR|EDUCATION RLTY TRUST|WBPX|SUMMIT SECURITIES GROUP, LLC|11235
EDR|EDUCATION RLTY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|221588
EDR|EDUCATION RLTY TRUST|WDNX|WEEDEN & CO.L.P.|5352
EDR|EDUCATION RLTY TRUST|WEDB|WEDBUSH SECURITIES INC.|26858
EDR|EDUCATION RLTY TRUST|WEED|Weeden & Co.L.P.|22300
EDR|EDUCATION RLTY TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12823
EDR|EDUCATION RLTY TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32347
EDR|EDUCATION RLTY TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|37
EDR|EDUCATION RLTY TRUST|WSEA|WOLVERINE SECURITIES, LLC|3704
EDR|EDUCATION RLTY TRUST|XIST|INSTINET, LLC|75200
EDR|EDUCATION RLTY TRUST|XPQR|Jump Trading|400
EDR|EDUCATION RLTY TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|75972
EDR|EDUCATION RLTY TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|9236
EDR|EDUCATION RLTY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|136
EDRY|EURODRY LTD.|ALTX|Alternet Securities Inc.|100
EDRY|EURODRY LTD.|APCC|Apex Clearing Corporation|731
EDRY|EURODRY LTD.|BATM|CBOE TRADING, INC.|1488
EDRY|EURODRY LTD.|BYXM|CBOE TRADING, INC.|467
EDRY|EURODRY LTD.|CANT|Cantor Fitzgerald & Co.|135
EDRY|EURODRY LTD.|CHAS|Charles Schwab & Co., Inc.|176
EDRY|EURODRY LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
EDRY|EURODRY LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|573
EDRY|EURODRY LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2251
EDRY|EURODRY LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1295
EDRY|EURODRY LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EDRY|EURODRY LTD.|DBAB|Deutsche Bank Securities Inc.|2260
EDRY|EURODRY LTD.|DBAX|Deutsche Bank Securities Inc.|1500
EDRY|EURODRY LTD.|DEAN|MORGAN STANLEY|190
EDRY|EURODRY LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
EDRY|EURODRY LTD.|EBXL|EBX LLC|2000
EDRY|EURODRY LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2856
EDRY|EURODRY LTD.|EDJO|Edward D. Jones & Co., L.P.|664
EDRY|EURODRY LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|100
EDRY|EURODRY LTD.|ETRS|E*Trade Securities LLC|4499
EDRY|EURODRY LTD.|FBCO|Credit Suisse Securities (USA) LLC|37281
EDRY|EURODRY LTD.|FILL|Tradestation Securities, Inc.|260
EDRY|EURODRY LTD.|FMAF|NBCN Inc./ CDS|1
EDRY|EURODRY LTD.|FOMA|TD AMERITRADE CLEARING, INC.|44405
EDRY|EURODRY LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2552
EDRY|EURODRY LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
EDRY|EURODRY LTD.|FTBR|Foliofn Investments, Inc.|59
EDRY|EURODRY LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|107
EDRY|EURODRY LTD.|GLPX|ACS EXECUTION SERVICES, LLC|4503
EDRY|EURODRY LTD.|GSCO|GOLDMAN SACHS & CO. LLC|3761
EDRY|EURODRY LTD.|GSLT|GOLDMAN SACHS & CO. LLC|1861
EDRY|EURODRY LTD.|GTSZ|GTS SECURITIES LLC|5682
EDRY|EURODRY LTD.|HRBF|American Enterprise Investment Services Inc.|3
EDRY|EURODRY LTD.|IATS|INTERACTIVE BROKERS LLC|1231
EDRY|EURODRY LTD.|IBKR|Interactive Brokers Llc|36755
EDRY|EURODRY LTD.|ICBX|INSTINET, LLC|100
EDRY|EURODRY LTD.|INCA|INSTINET, LLC|24828
EDRY|EURODRY LTD.|ITGI|ITG Inc.|1
EDRY|EURODRY LTD.|ITGP|ITG INC.|2600
EDRY|EURODRY LTD.|JEFF|JEFFERIES LLC|100
EDRY|EURODRY LTD.|JPMX|J.P. Morgan Securities LLC|1070
EDRY|EURODRY LTD.|KCGM|VIRTU Americas LLC|500
EDRY|EURODRY LTD.|LEHM|Barclays Capital Inc./Le|1300
EDRY|EURODRY LTD.|LGNT|COR CLEARING LLC|1
EDRY|EURODRY LTD.|LIME|Lime Brokerage LLC|4422
EDRY|EURODRY LTD.|LSCI|Lek Securities Corporation|200
EDRY|EURODRY LTD.|MAXM|Maxim Group LLC|200
EDRY|EURODRY LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
EDRY|EURODRY LTD.|MOTF|MOTIF INVESTING, INC.|1
EDRY|EURODRY LTD.|MSCO|MORGAN STANLEY & CO. LLC|27778
EDRY|EURODRY LTD.|MSPL|MORGAN STANLEY & CO. LLC|900
EDRY|EURODRY LTD.|NATL|National Securities Corporation|500
EDRY|EURODRY LTD.|NFSC|National Financial Services LLC|34464
EDRY|EURODRY LTD.|NITE|VIRTU Americas LLC|99538
EDRY|EURODRY LTD.|NQRB|Brut, LLC|2735
EDRY|EURODRY LTD.|OPCO|Oppenheimer & Co. Inc.|5
EDRY|EURODRY LTD.|PDQM|CODA MARKETS, INC.|6098
EDRY|EURODRY LTD.|PICT|Pictet Overseas Inc.|50
EDRY|EURODRY LTD.|PWJC|UBS Financial Services, Inc.|7118
EDRY|EURODRY LTD.|RAJA|Raymond James & Associates, Inc.|10934
EDRY|EURODRY LTD.|RBCM|RBC CAPITAL MARKETS, LLC|79
EDRY|EURODRY LTD.|SBSH|Citigroup Global Markets Inc.|1310
EDRY|EURODRY LTD.|SGMT|GOLDMAN SACHS & CO. LLC|568
EDRY|EURODRY LTD.|SPDR|SPEEDROUTE LLC|4182
EDRY|EURODRY LTD.|SPTD|MINT GLOBAL MARKETS, INC.|8600
EDRY|EURODRY LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|68
EDRY|EURODRY LTD.|SWIM|TD Ameritrade, Inc.|11130
EDRY|EURODRY LTD.|SWST|Hilltop Securities Inc.|580
EDRY|EURODRY LTD.|TKNG|ALLY INVEST SECURITIES LLC|226
EDRY|EURODRY LTD.|TRCM|TRC MARKETS LLC|200
EDRY|EURODRY LTD.|UBSA|UBS SECURITIES LLC|7255
EDRY|EURODRY LTD.|UBSS|UBS Securities LLC|17852
EDRY|EURODRY LTD.|VGRD|Vanguard Marketing Corporation|1182
EDRY|EURODRY LTD.|WCHV|WELLS FARGO SECURITIES, LLC|13499
EDRY|EURODRY LTD.|WGIF|CIBC World Markets Inc.|160
EDRY|EURODRY LTD.|WSEA|WOLVERINE SECURITIES, LLC|424
EDRY|EURODRY LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|450
EDRY|EURODRY LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
EDU|NEW ORIENTAL EDUCATI|ALTX|Alternet Securities Inc.|12165
EDU|NEW ORIENTAL EDUCATI|APCC|Apex Clearing Corporation|7753
EDU|NEW ORIENTAL EDUCATI|BANK|Primevest Financial Services, Inc.|24555
EDU|NEW ORIENTAL EDUCATI|BARD|Robert W. Baird & Co. Incorporated|6967
EDU|NEW ORIENTAL EDUCATI|BATM|CBOE TRADING, INC.|37388
EDU|NEW ORIENTAL EDUCATI|BAYC|BAY CREST PARTNERS, LLC|7614
EDU|NEW ORIENTAL EDUCATI|BAYT|BTIG, LLC|92245
EDU|NEW ORIENTAL EDUCATI|BBNT|BB&T SECURITIES, LLC|2639
EDU|NEW ORIENTAL EDUCATI|BERN|Sanford C. Bernstein & Co., LLC|141122
EDU|NEW ORIENTAL EDUCATI|BIDS|BIDS TRADING L.P.|100
EDU|NEW ORIENTAL EDUCATI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10943
EDU|NEW ORIENTAL EDUCATI|BLKX|INSTINET, LLC|39789
EDU|NEW ORIENTAL EDUCATI|BTIG|BTIG, LLC|2942
EDU|NEW ORIENTAL EDUCATI|BYXM|CBOE TRADING, INC.|4473
EDU|NEW ORIENTAL EDUCATI|BZYD|GOLDMAN SACHS & CO. LLC|300
EDU|NEW ORIENTAL EDUCATI|CABR|Cabrera Capital Markets, Inc.|2780
EDU|NEW ORIENTAL EDUCATI|CANT|Cantor Fitzgerald & Co.|390
EDU|NEW ORIENTAL EDUCATI|CBLC|CITIGROUP GLOBAL MARKETS INC.|15000
EDU|NEW ORIENTAL EDUCATI|CHAS|Charles Schwab & Co., Inc.|501
EDU|NEW ORIENTAL EDUCATI|CIST|Capital Institutional Services, Inc.|27
EDU|NEW ORIENTAL EDUCATI|CLSA|CLSA AMERICAS, LLC|7154
EDU|NEW ORIENTAL EDUCATI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|208886
EDU|NEW ORIENTAL EDUCATI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
EDU|NEW ORIENTAL EDUCATI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2200
EDU|NEW ORIENTAL EDUCATI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|602031
EDU|NEW ORIENTAL EDUCATI|CTDL|Citadel Derivatives Group Llc|19667
EDU|NEW ORIENTAL EDUCATI|CTLR|CUTLER GROUP, LP|4293
EDU|NEW ORIENTAL EDUCATI|CXCX|CITIGROUP GLOBAL MARKETS INC.|66226
EDU|NEW ORIENTAL EDUCATI|DADA|D.A. Davidson & Co.|52
EDU|NEW ORIENTAL EDUCATI|DBAB|Deutsche Bank Securities Inc.|290631
EDU|NEW ORIENTAL EDUCATI|DBAX|Deutsche Bank Securities Inc.|699100
EDU|NEW ORIENTAL EDUCATI|DBUL|Deutsche Bank Securities Inc.|1650
EDU|NEW ORIENTAL EDUCATI|DCHF|Dart Executions, LLC|5199
EDU|NEW ORIENTAL EDUCATI|DEAN|MORGAN STANLEY|4023
EDU|NEW ORIENTAL EDUCATI|DEGS|RONIN PROFESSIONAL LLC|1000
EDU|NEW ORIENTAL EDUCATI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|795
EDU|NEW ORIENTAL EDUCATI|DRWK|DRW SECURITIES, L.L.C.|2307
EDU|NEW ORIENTAL EDUCATI|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|8695
EDU|NEW ORIENTAL EDUCATI|EBXL|EBX LLC|289300
EDU|NEW ORIENTAL EDUCATI|ECUT|CONVERGEX EXECUTION SOLUTIONS|23431
EDU|NEW ORIENTAL EDUCATI|EDJO|Edward D. Jones & Co., L.P.|831
EDU|NEW ORIENTAL EDUCATI|EGAM|CBOE TRADING, INC.|27158
EDU|NEW ORIENTAL EDUCATI|EGAW|CBOE TRADING, INC.|116
EDU|NEW ORIENTAL EDUCATI|EGMT|EG MARKET TECHNOLOGIES LLC|2784
EDU|NEW ORIENTAL EDUCATI|EGXM|CBOE TRADING, INC.|13469
EDU|NEW ORIENTAL EDUCATI|EGXW|CBOE TRADING, INC.|348
EDU|NEW ORIENTAL EDUCATI|ELEV|ELEVATION, LLC|14368
EDU|NEW ORIENTAL EDUCATI|ETBE|Electronic Transaction Clearing, Inc.|81269
EDU|NEW ORIENTAL EDUCATI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|95116
EDU|NEW ORIENTAL EDUCATI|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|528
EDU|NEW ORIENTAL EDUCATI|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1203
EDU|NEW ORIENTAL EDUCATI|ETRS|E*Trade Securities LLC|61990
EDU|NEW ORIENTAL EDUCATI|FILL|Tradestation Securities, Inc.|28702
EDU|NEW ORIENTAL EDUCATI|FMAF|NBCN Inc./ CDS|1777
EDU|NEW ORIENTAL EDUCATI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1769
EDU|NEW ORIENTAL EDUCATI|FQLS|Quantlab Securities LP|294645
EDU|NEW ORIENTAL EDUCATI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99339
EDU|NEW ORIENTAL EDUCATI|FTBR|Foliofn Investments, Inc.|1046
EDU|NEW ORIENTAL EDUCATI|GBMT|GBM International, Inc.|1703
EDU|NEW ORIENTAL EDUCATI|GEBB|GLOBAL EXECUTION BROKERS, LP|1604
EDU|NEW ORIENTAL EDUCATI|GLIS|TD Securities Inc|4536
EDU|NEW ORIENTAL EDUCATI|GLPX|ACS EXECUTION SERVICES, LLC|198890
EDU|NEW ORIENTAL EDUCATI|GSCO|GOLDMAN SACHS & CO. LLC|950843
EDU|NEW ORIENTAL EDUCATI|GSCS|GOLDMAN SACHS & CO. LLC|3605
EDU|NEW ORIENTAL EDUCATI|GSLT|GOLDMAN SACHS & CO. LLC|15400
EDU|NEW ORIENTAL EDUCATI|GTSZ|GTS SECURITIES LLC|129829
EDU|NEW ORIENTAL EDUCATI|HAPX|HAP Trading, LLC|164
EDU|NEW ORIENTAL EDUCATI|HRBF|American Enterprise Investment Services Inc.|948
EDU|NEW ORIENTAL EDUCATI|HSBC|HSBC Securities, Inc.|100119
EDU|NEW ORIENTAL EDUCATI|IATS|INTERACTIVE BROKERS LLC|60738
EDU|NEW ORIENTAL EDUCATI|IBKR|Interactive Brokers Llc|44523
EDU|NEW ORIENTAL EDUCATI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|118
EDU|NEW ORIENTAL EDUCATI|ICBX|INSTINET, LLC|169552
EDU|NEW ORIENTAL EDUCATI|INCA|INSTINET, LLC|534787
EDU|NEW ORIENTAL EDUCATI|INJX|INSTINET, LLC|18522
EDU|NEW ORIENTAL EDUCATI|INTL|INTL FCSTONE FINANCIAL INC.|19
EDU|NEW ORIENTAL EDUCATI|ITGI|ITG Inc.|76739
EDU|NEW ORIENTAL EDUCATI|ITGP|ITG INC.|159400
EDU|NEW ORIENTAL EDUCATI|JANY|Janney Montgomery Scott Inc.|501
EDU|NEW ORIENTAL EDUCATI|JEFF|JEFFERIES LLC|100914
EDU|NEW ORIENTAL EDUCATI|JMPT|JUMP TRADING, LLC|52682
EDU|NEW ORIENTAL EDUCATI|JONE|JonesTrading|1664
EDU|NEW ORIENTAL EDUCATI|JPBX|J.P. MORGAN SECURITIES LLC|104195
EDU|NEW ORIENTAL EDUCATI|JPMX|J.P. Morgan Securities LLC|576003
EDU|NEW ORIENTAL EDUCATI|JSJX|JANE STREET CAPITAL LLC|27886
EDU|NEW ORIENTAL EDUCATI|KCGM|VIRTU Americas LLC|63865
EDU|NEW ORIENTAL EDUCATI|LEHM|Barclays Capital Inc./Le|800115
EDU|NEW ORIENTAL EDUCATI|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1800
EDU|NEW ORIENTAL EDUCATI|LIME|Lime Brokerage LLC|39838
EDU|NEW ORIENTAL EDUCATI|LMNX|LUMINEX TRADING & ANALYTICS LLC|28200
EDU|NEW ORIENTAL EDUCATI|LQNA|LIQUIDNET, INC.|80400
EDU|NEW ORIENTAL EDUCATI|LSCI|Lek Securities Corporation|1192
EDU|NEW ORIENTAL EDUCATI|LTCO|Ladenburg, Thalmann & Co., Inc.|218
EDU|NEW ORIENTAL EDUCATI|MACQ|Macquarie Capital (USA) Inc.|6708
EDU|NEW ORIENTAL EDUCATI|MCMF|Raymond James Ltd. Cds|220
EDU|NEW ORIENTAL EDUCATI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108298
EDU|NEW ORIENTAL EDUCATI|MOTF|MOTIF INVESTING, INC.|103
EDU|NEW ORIENTAL EDUCATI|MPSG|E D & F Man Capital Markets Inc.|11976
EDU|NEW ORIENTAL EDUCATI|MSCO|MORGAN STANLEY & CO. LLC|1241681
EDU|NEW ORIENTAL EDUCATI|MSPL|MORGAN STANLEY & CO. LLC|666600
EDU|NEW ORIENTAL EDUCATI|MSTX|MORGAN STANLEY & CO. LLC|181300
EDU|NEW ORIENTAL EDUCATI|NEED|Needham & Company, LLC|200
EDU|NEW ORIENTAL EDUCATI|NFSC|National Financial Services LLC|141177
EDU|NEW ORIENTAL EDUCATI|NITE|VIRTU Americas LLC|545461
EDU|NEW ORIENTAL EDUCATI|NITP|VIRTU Americas LLC|745
EDU|NEW ORIENTAL EDUCATI|NMRA|Nomura Securities International, Inc.|10600
EDU|NEW ORIENTAL EDUCATI|NQRB|Brut, LLC|23288
EDU|NEW ORIENTAL EDUCATI|NTBF|BMO Nesbitt Burns Inc./CDS|1530
EDU|NEW ORIENTAL EDUCATI|OHOS|TWO SIGMA SECURITIES, LLC|27514
EDU|NEW ORIENTAL EDUCATI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
EDU|NEW ORIENTAL EDUCATI|PCPT|PHILLIP CAPITAL INC.|9344
EDU|NEW ORIENTAL EDUCATI|PDQM|CODA MARKETS, INC.|385717
EDU|NEW ORIENTAL EDUCATI|PHLY|NASDAQ Execution Services, LLC|5800
EDU|NEW ORIENTAL EDUCATI|PREC|PRECISION SECURITIES, LLC|3000
EDU|NEW ORIENTAL EDUCATI|PWJC|UBS Financial Services, Inc.|3601
EDU|NEW ORIENTAL EDUCATI|RBCM|RBC CAPITAL MARKETS, LLC|1806
EDU|NEW ORIENTAL EDUCATI|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|100
EDU|NEW ORIENTAL EDUCATI|SAGL|SAGETRADER, LLC|43784
EDU|NEW ORIENTAL EDUCATI|SALI|INTL FCSTONE FINANCIAL INC.|101
EDU|NEW ORIENTAL EDUCATI|SBSH|Citigroup Global Markets Inc.|421961
EDU|NEW ORIENTAL EDUCATI|SGMT|GOLDMAN SACHS & CO. LLC|271572
EDU|NEW ORIENTAL EDUCATI|SPDR|SPEEDROUTE LLC|25215
EDU|NEW ORIENTAL EDUCATI|SPTD|MINT GLOBAL MARKETS, INC.|3500
EDU|NEW ORIENTAL EDUCATI|STFL|Stifel, Nicolaus & Company, Incorporated|1701
EDU|NEW ORIENTAL EDUCATI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2745
EDU|NEW ORIENTAL EDUCATI|SWIM|TD Ameritrade, Inc.|46962
EDU|NEW ORIENTAL EDUCATI|SWST|Hilltop Securities Inc.|242
EDU|NEW ORIENTAL EDUCATI|TKNG|ALLY INVEST SECURITIES LLC|2946
EDU|NEW ORIENTAL EDUCATI|TOUR|TOURMALINE PARTNERS, LLC|2100
EDU|NEW ORIENTAL EDUCATI|TRBT|Tradebot Systems, Inc.|234416
EDU|NEW ORIENTAL EDUCATI|TRCM|TRC MARKETS LLC|117402
EDU|NEW ORIENTAL EDUCATI|TWTT|TASTYWORKS, INC.|200
EDU|NEW ORIENTAL EDUCATI|UBSA|UBS SECURITIES LLC|996723
EDU|NEW ORIENTAL EDUCATI|UBSS|UBS Securities LLC|1625027
EDU|NEW ORIENTAL EDUCATI|VALX|VIRTU AMERICAS LLC|22639
EDU|NEW ORIENTAL EDUCATI|VGRD|Vanguard Marketing Corporation|8373
EDU|NEW ORIENTAL EDUCATI|VSIN|Vision Financial Markets Llc|85
EDU|NEW ORIENTAL EDUCATI|WBPX|SUMMIT SECURITIES GROUP, LLC|4963
EDU|NEW ORIENTAL EDUCATI|WCHV|WELLS FARGO SECURITIES, LLC|64253
EDU|NEW ORIENTAL EDUCATI|WEDB|WEDBUSH SECURITIES INC.|29311
EDU|NEW ORIENTAL EDUCATI|WEED|Weeden & Co.L.P.|2024
EDU|NEW ORIENTAL EDUCATI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24673
EDU|NEW ORIENTAL EDUCATI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38579
EDU|NEW ORIENTAL EDUCATI|WGIF|CIBC World Markets Inc.|770
EDU|NEW ORIENTAL EDUCATI|WORD|Worden Capital Management LLC|1000
EDU|NEW ORIENTAL EDUCATI|WSAG|WALL STREET ACCESS|100
EDU|NEW ORIENTAL EDUCATI|WSEA|WOLVERINE SECURITIES, LLC|6198
EDU|NEW ORIENTAL EDUCATI|XIST|INSTINET, LLC|42800
EDU|NEW ORIENTAL EDUCATI|XPUS|XP SECURITIES, LLC|782
EDU|NEW ORIENTAL EDUCATI|XSTM|NATIONAL FINANCIAL SERVICES LLC|27854
EDU|NEW ORIENTAL EDUCATI|YKNA|COMHAR CAPITAL MARKETS, LLC|22789
EDU|NEW ORIENTAL EDUCATI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3396
EDUC|EDUCATIONAL DEV CP##|APCC|Apex Clearing Corporation|34
EDUC|EDUCATIONAL DEV CP##|BANK|Primevest Financial Services, Inc.|1
EDUC|EDUCATIONAL DEV CP##|BATM|CBOE TRADING, INC.|310
EDUC|EDUCATIONAL DEV CP##|BERN|Sanford C. Bernstein & Co., LLC|61
EDUC|EDUCATIONAL DEV CP##|CHAS|Charles Schwab & Co., Inc.|2
EDUC|EDUCATIONAL DEV CP##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3764
EDUC|EDUCATIONAL DEV CP##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
EDUC|EDUCATIONAL DEV CP##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1882
EDUC|EDUCATIONAL DEV CP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2255
EDUC|EDUCATIONAL DEV CP##|CXCX|CITIGROUP GLOBAL MARKETS INC.|402
EDUC|EDUCATIONAL DEV CP##|DBAB|Deutsche Bank Securities Inc.|1600
EDUC|EDUCATIONAL DEV CP##|DBAX|Deutsche Bank Securities Inc.|2400
EDUC|EDUCATIONAL DEV CP##|DEAN|MORGAN STANLEY|10
EDUC|EDUCATIONAL DEV CP##|DEGS|RONIN PROFESSIONAL LLC|6534
EDUC|EDUCATIONAL DEV CP##|EBXL|EBX LLC|1200
EDUC|EDUCATIONAL DEV CP##|EDJO|Edward D. Jones & Co., L.P.|100
EDUC|EDUCATIONAL DEV CP##|ETRS|E*Trade Securities LLC|1251
EDUC|EDUCATIONAL DEV CP##|FBCO|Credit Suisse Securities (USA) LLC|4131
EDUC|EDUCATIONAL DEV CP##|FILL|Tradestation Securities, Inc.|516
EDUC|EDUCATIONAL DEV CP##|FOMA|TD AMERITRADE CLEARING, INC.|45200
EDUC|EDUCATIONAL DEV CP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2811
EDUC|EDUCATIONAL DEV CP##|FTBR|Foliofn Investments, Inc.|6884
EDUC|EDUCATIONAL DEV CP##|GEBB|GLOBAL EXECUTION BROKERS, LP|255
EDUC|EDUCATIONAL DEV CP##|GLPX|ACS EXECUTION SERVICES, LLC|1052
EDUC|EDUCATIONAL DEV CP##|GSCO|GOLDMAN SACHS & CO. LLC|1870
EDUC|EDUCATIONAL DEV CP##|GTSZ|GTS SECURITIES LLC|1153
EDUC|EDUCATIONAL DEV CP##|HRBF|American Enterprise Investment Services Inc.|943
EDUC|EDUCATIONAL DEV CP##|IATS|INTERACTIVE BROKERS LLC|1203
EDUC|EDUCATIONAL DEV CP##|IBKR|Interactive Brokers Llc|24160
EDUC|EDUCATIONAL DEV CP##|ICBX|INSTINET, LLC|1300
EDUC|EDUCATIONAL DEV CP##|INCA|INSTINET, LLC|15388
EDUC|EDUCATIONAL DEV CP##|INJX|INSTINET, LLC|241
EDUC|EDUCATIONAL DEV CP##|ITGI|ITG Inc.|2236
EDUC|EDUCATIONAL DEV CP##|ITGP|ITG INC.|800
EDUC|EDUCATIONAL DEV CP##|JONE|JonesTrading|2400
EDUC|EDUCATIONAL DEV CP##|JPMX|J.P. Morgan Securities LLC|3762
EDUC|EDUCATIONAL DEV CP##|KCGM|VIRTU Americas LLC|1956
EDUC|EDUCATIONAL DEV CP##|LEHM|Barclays Capital Inc./Le|4738
EDUC|EDUCATIONAL DEV CP##|LIME|Lime Brokerage LLC|12931
EDUC|EDUCATIONAL DEV CP##|LSCI|Lek Securities Corporation|120
EDUC|EDUCATIONAL DEV CP##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
EDUC|EDUCATIONAL DEV CP##|MSCO|MORGAN STANLEY & CO. LLC|24116
EDUC|EDUCATIONAL DEV CP##|MSPL|MORGAN STANLEY & CO. LLC|4100
EDUC|EDUCATIONAL DEV CP##|NEUB|NEUBERGER BERMAN BD LLC|15
EDUC|EDUCATIONAL DEV CP##|NFSC|National Financial Services LLC|46562
EDUC|EDUCATIONAL DEV CP##|NITE|VIRTU Americas LLC|71121
EDUC|EDUCATIONAL DEV CP##|PDQM|CODA MARKETS, INC.|1892
EDUC|EDUCATIONAL DEV CP##|RAJA|Raymond James & Associates, Inc.|203
EDUC|EDUCATIONAL DEV CP##|RGLD|Regal Securities, Inc|30
EDUC|EDUCATIONAL DEV CP##|SGMT|GOLDMAN SACHS & CO. LLC|205
EDUC|EDUCATIONAL DEV CP##|SPDR|SPEEDROUTE LLC|2663
EDUC|EDUCATIONAL DEV CP##|SPTD|MINT GLOBAL MARKETS, INC.|850
EDUC|EDUCATIONAL DEV CP##|STXG|Stockcross Financial Services, Inc.|100
EDUC|EDUCATIONAL DEV CP##|SWIM|TD Ameritrade, Inc.|14003
EDUC|EDUCATIONAL DEV CP##|SWST|Hilltop Securities Inc.|159
EDUC|EDUCATIONAL DEV CP##|TKNG|ALLY INVEST SECURITIES LLC|561
EDUC|EDUCATIONAL DEV CP##|TMBR|Timber Hill LLC|90
EDUC|EDUCATIONAL DEV CP##|TRBT|Tradebot Systems, Inc.|691
EDUC|EDUCATIONAL DEV CP##|TRCM|TRC MARKETS LLC|3486
EDUC|EDUCATIONAL DEV CP##|UBSA|UBS SECURITIES LLC|16774
EDUC|EDUCATIONAL DEV CP##|UBSS|UBS Securities LLC|30971
EDUC|EDUCATIONAL DEV CP##|VALX|VIRTU AMERICAS LLC|1818
EDUC|EDUCATIONAL DEV CP##|VGRD|Vanguard Marketing Corporation|6528
EDUC|EDUCATIONAL DEV CP##|WCHV|WELLS FARGO SECURITIES, LLC|598
EDUC|EDUCATIONAL DEV CP##|WEDB|WEDBUSH SECURITIES INC.|201
EDUC|EDUCATIONAL DEV CP##|WEED|Weeden & Co.L.P.|860
EDUC|EDUCATIONAL DEV CP##|WSEA|WOLVERINE SECURITIES, LLC|1318
EDUC|EDUCATIONAL DEV CP##|XSTM|NATIONAL FINANCIAL SERVICES LLC|6850
EDUC|EDUCATIONAL DEV CP##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
EDV|VANGUARD EXT DURATIO|APCC|Apex Clearing Corporation|2031
EDV|VANGUARD EXT DURATIO|BARD|Robert W. Baird & Co. Incorporated|296
EDV|VANGUARD EXT DURATIO|BBNT|BB&T SECURITIES, LLC|175
EDV|VANGUARD EXT DURATIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1377
EDV|VANGUARD EXT DURATIO|CANT|Cantor Fitzgerald & Co.|218
EDV|VANGUARD EXT DURATIO|CHAS|Charles Schwab & Co., Inc.|9
EDV|VANGUARD EXT DURATIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|695
EDV|VANGUARD EXT DURATIO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
EDV|VANGUARD EXT DURATIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7261
EDV|VANGUARD EXT DURATIO|DBAX|Deutsche Bank Securities Inc.|2500
EDV|VANGUARD EXT DURATIO|DEAN|MORGAN STANLEY|407
EDV|VANGUARD EXT DURATIO|EBXL|EBX LLC|18000
EDV|VANGUARD EXT DURATIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|3551
EDV|VANGUARD EXT DURATIO|EDJO|Edward D. Jones & Co., L.P.|3404
EDV|VANGUARD EXT DURATIO|EGAM|CBOE TRADING, INC.|500
EDV|VANGUARD EXT DURATIO|EGXM|CBOE TRADING, INC.|95
EDV|VANGUARD EXT DURATIO|ESPO|ESPOSITO SECURITIES, LLC|150
EDV|VANGUARD EXT DURATIO|ETRS|E*Trade Securities LLC|4377
EDV|VANGUARD EXT DURATIO|FILL|Tradestation Securities, Inc.|572
EDV|VANGUARD EXT DURATIO|FMAF|NBCN Inc./ CDS|2020
EDV|VANGUARD EXT DURATIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|416
EDV|VANGUARD EXT DURATIO|FTBR|Foliofn Investments, Inc.|6408
EDV|VANGUARD EXT DURATIO|GEBB|GLOBAL EXECUTION BROKERS, LP|300
EDV|VANGUARD EXT DURATIO|GSCO|GOLDMAN SACHS & CO. LLC|63259
EDV|VANGUARD EXT DURATIO|GSLT|GOLDMAN SACHS & CO. LLC|8
EDV|VANGUARD EXT DURATIO|HRBF|American Enterprise Investment Services Inc.|1926
EDV|VANGUARD EXT DURATIO|IATS|INTERACTIVE BROKERS LLC|1836
EDV|VANGUARD EXT DURATIO|IBKR|Interactive Brokers Llc|15308
EDV|VANGUARD EXT DURATIO|ICBX|INSTINET, LLC|600
EDV|VANGUARD EXT DURATIO|INCA|INSTINET, LLC|148
EDV|VANGUARD EXT DURATIO|INJX|INSTINET, LLC|268
EDV|VANGUARD EXT DURATIO|ITGI|ITG Inc.|19096
EDV|VANGUARD EXT DURATIO|ITGP|ITG INC.|1200
EDV|VANGUARD EXT DURATIO|JANY|Janney Montgomery Scott Inc.|3728
EDV|VANGUARD EXT DURATIO|JEFF|JEFFERIES LLC|440
EDV|VANGUARD EXT DURATIO|JPMX|J.P. Morgan Securities LLC|28874
EDV|VANGUARD EXT DURATIO|JSEB|JANE STREET EXECUTION SERVICES, LLC|86408
EDV|VANGUARD EXT DURATIO|JSJX|JANE STREET CAPITAL LLC|89358
EDV|VANGUARD EXT DURATIO|KCGM|VIRTU Americas LLC|1852
EDV|VANGUARD EXT DURATIO|LEHM|Barclays Capital Inc./Le|12400
EDV|VANGUARD EXT DURATIO|LIME|Lime Brokerage LLC|4587
EDV|VANGUARD EXT DURATIO|LSCI|Lek Securities Corporation|88
EDV|VANGUARD EXT DURATIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12290
EDV|VANGUARD EXT DURATIO|MOTF|MOTIF INVESTING, INC.|2
EDV|VANGUARD EXT DURATIO|MSCO|MORGAN STANLEY & CO. LLC|6130
EDV|VANGUARD EXT DURATIO|MSPL|MORGAN STANLEY & CO. LLC|5800
EDV|VANGUARD EXT DURATIO|NFSC|National Financial Services LLC|34636
EDV|VANGUARD EXT DURATIO|NITE|VIRTU Americas LLC|52442
EDV|VANGUARD EXT DURATIO|PDQM|CODA MARKETS, INC.|5654
EDV|VANGUARD EXT DURATIO|PWJC|UBS Financial Services, Inc.|38
EDV|VANGUARD EXT DURATIO|RBCM|RBC CAPITAL MARKETS, LLC|157
EDV|VANGUARD EXT DURATIO|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|200
EDV|VANGUARD EXT DURATIO|SAGL|SAGETRADER, LLC|100
EDV|VANGUARD EXT DURATIO|SBSH|Citigroup Global Markets Inc.|4183
EDV|VANGUARD EXT DURATIO|SGMT|GOLDMAN SACHS & CO. LLC|10900
EDV|VANGUARD EXT DURATIO|SWIM|TD Ameritrade, Inc.|3297
EDV|VANGUARD EXT DURATIO|SWST|Hilltop Securities Inc.|100
EDV|VANGUARD EXT DURATIO|TKNG|ALLY INVEST SECURITIES LLC|131
EDV|VANGUARD EXT DURATIO|UBSA|UBS SECURITIES LLC|15887
EDV|VANGUARD EXT DURATIO|UBSS|UBS Securities LLC|35333
EDV|VANGUARD EXT DURATIO|VGRD|Vanguard Marketing Corporation|69897
EDV|VANGUARD EXT DURATIO|WCHV|WELLS FARGO SECURITIES, LLC|22637
EDV|VANGUARD EXT DURATIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|74
EDV|VANGUARD EXT DURATIO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
EDV|VANGUARD EXT DURATIO|WSEA|WOLVERINE SECURITIES, LLC|397
EDV|VANGUARD EXT DURATIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
EDV|VANGUARD EXT DURATIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3180
EDZ|EMERGING MKTS BEAR3X|APCC|Apex Clearing Corporation|10028
EDZ|EMERGING MKTS BEAR3X|BATM|CBOE TRADING, INC.|720
EDZ|EMERGING MKTS BEAR3X|BAYT|BTIG, LLC|1322
EDZ|EMERGING MKTS BEAR3X|BIMI|Banca IMI Securities Corp.|2250
EDZ|EMERGING MKTS BEAR3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3529
EDZ|EMERGING MKTS BEAR3X|BLTK|Bulltick, Llc|13700
EDZ|EMERGING MKTS BEAR3X|CHAS|Charles Schwab & Co., Inc.|705
EDZ|EMERGING MKTS BEAR3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2700
EDZ|EMERGING MKTS BEAR3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23257
EDZ|EMERGING MKTS BEAR3X|DBAX|Deutsche Bank Securities Inc.|2500
EDZ|EMERGING MKTS BEAR3X|DEGS|RONIN PROFESSIONAL LLC|600
EDZ|EMERGING MKTS BEAR3X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16409
EDZ|EMERGING MKTS BEAR3X|EBXL|EBX LLC|9900
EDZ|EMERGING MKTS BEAR3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|21616
EDZ|EMERGING MKTS BEAR3X|EGAM|CBOE TRADING, INC.|1890
EDZ|EMERGING MKTS BEAR3X|EGXM|CBOE TRADING, INC.|812
EDZ|EMERGING MKTS BEAR3X|ETBE|Electronic Transaction Clearing, Inc.|1401
EDZ|EMERGING MKTS BEAR3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4500
EDZ|EMERGING MKTS BEAR3X|ETRS|E*Trade Securities LLC|156958
EDZ|EMERGING MKTS BEAR3X|FILL|Tradestation Securities, Inc.|9953
EDZ|EMERGING MKTS BEAR3X|FMAF|NBCN Inc./ CDS|4784
EDZ|EMERGING MKTS BEAR3X|FQLS|Quantlab Securities LP|11679
EDZ|EMERGING MKTS BEAR3X|FTBR|Foliofn Investments, Inc.|5335
EDZ|EMERGING MKTS BEAR3X|GBMT|GBM International, Inc.|177497
EDZ|EMERGING MKTS BEAR3X|GLIS|TD Securities Inc|2900
EDZ|EMERGING MKTS BEAR3X|GLPX|ACS EXECUTION SERVICES, LLC|508
EDZ|EMERGING MKTS BEAR3X|GSCS|GOLDMAN SACHS & CO. LLC|200
EDZ|EMERGING MKTS BEAR3X|GSLT|GOLDMAN SACHS & CO. LLC|300
EDZ|EMERGING MKTS BEAR3X|GTSZ|GTS SECURITIES LLC|6364
EDZ|EMERGING MKTS BEAR3X|HRBF|American Enterprise Investment Services Inc.|90
EDZ|EMERGING MKTS BEAR3X|HSBC|HSBC Securities, Inc.|5
EDZ|EMERGING MKTS BEAR3X|IATS|INTERACTIVE BROKERS LLC|17471
EDZ|EMERGING MKTS BEAR3X|IBKR|Interactive Brokers Llc|71126
EDZ|EMERGING MKTS BEAR3X|ICBX|INSTINET, LLC|7111
EDZ|EMERGING MKTS BEAR3X|INCA|INSTINET, LLC|16882
EDZ|EMERGING MKTS BEAR3X|ITGI|ITG Inc.|1101
EDZ|EMERGING MKTS BEAR3X|ITGP|ITG INC.|800
EDZ|EMERGING MKTS BEAR3X|JMPT|JUMP TRADING, LLC|2632
EDZ|EMERGING MKTS BEAR3X|JPMX|J.P. Morgan Securities LLC|600
EDZ|EMERGING MKTS BEAR3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|105406
EDZ|EMERGING MKTS BEAR3X|JSJX|JANE STREET CAPITAL LLC|136759
EDZ|EMERGING MKTS BEAR3X|KCGM|VIRTU Americas LLC|4655
EDZ|EMERGING MKTS BEAR3X|LEHM|Barclays Capital Inc./Le|52491
EDZ|EMERGING MKTS BEAR3X|LIME|Lime Brokerage LLC|66073
EDZ|EMERGING MKTS BEAR3X|LSCI|Lek Securities Corporation|650
EDZ|EMERGING MKTS BEAR3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9378
EDZ|EMERGING MKTS BEAR3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
EDZ|EMERGING MKTS BEAR3X|MOTF|MOTIF INVESTING, INC.|2
EDZ|EMERGING MKTS BEAR3X|MSCO|MORGAN STANLEY & CO. LLC|79907
EDZ|EMERGING MKTS BEAR3X|MSPL|MORGAN STANLEY & CO. LLC|28000
EDZ|EMERGING MKTS BEAR3X|NFSC|National Financial Services LLC|297108
EDZ|EMERGING MKTS BEAR3X|NITE|VIRTU Americas LLC|371779
EDZ|EMERGING MKTS BEAR3X|NQRB|Brut, LLC|100
EDZ|EMERGING MKTS BEAR3X|NTBF|BMO Nesbitt Burns Inc./CDS|970
EDZ|EMERGING MKTS BEAR3X|NTRC|Northern Trust Securities, Inc.|500
EDZ|EMERGING MKTS BEAR3X|OHOS|TWO SIGMA SECURITIES, LLC|400
EDZ|EMERGING MKTS BEAR3X|OPCO|Oppenheimer & Co. Inc.|200
EDZ|EMERGING MKTS BEAR3X|PCPT|PHILLIP CAPITAL INC.|3032
EDZ|EMERGING MKTS BEAR3X|PDQM|CODA MARKETS, INC.|608
EDZ|EMERGING MKTS BEAR3X|RHOX|XR Securities LLC|3189
EDZ|EMERGING MKTS BEAR3X|SBSH|Citigroup Global Markets Inc.|1994
EDZ|EMERGING MKTS BEAR3X|SGMT|GOLDMAN SACHS & CO. LLC|6240
EDZ|EMERGING MKTS BEAR3X|SPDR|SPEEDROUTE LLC|200
EDZ|EMERGING MKTS BEAR3X|SWIM|TD Ameritrade, Inc.|36310
EDZ|EMERGING MKTS BEAR3X|SWST|Hilltop Securities Inc.|1
EDZ|EMERGING MKTS BEAR3X|TKNG|ALLY INVEST SECURITIES LLC|2960
EDZ|EMERGING MKTS BEAR3X|TRBT|Tradebot Systems, Inc.|7429
EDZ|EMERGING MKTS BEAR3X|TRCM|TRC MARKETS LLC|109310
EDZ|EMERGING MKTS BEAR3X|TWTT|TASTYWORKS, INC.|800
EDZ|EMERGING MKTS BEAR3X|UBSA|UBS SECURITIES LLC|71730
EDZ|EMERGING MKTS BEAR3X|UBSS|UBS Securities LLC|62220
EDZ|EMERGING MKTS BEAR3X|VALX|VIRTU AMERICAS LLC|33055
EDZ|EMERGING MKTS BEAR3X|VGRD|Vanguard Marketing Corporation|14007
EDZ|EMERGING MKTS BEAR3X|VSIN|Vision Financial Markets Llc|30
EDZ|EMERGING MKTS BEAR3X|WCHV|WELLS FARGO SECURITIES, LLC|13719
EDZ|EMERGING MKTS BEAR3X|WEDB|WEDBUSH SECURITIES INC.|1100
EDZ|EMERGING MKTS BEAR3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2147
EDZ|EMERGING MKTS BEAR3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8709
EDZ|EMERGING MKTS BEAR3X|WSEA|WOLVERINE SECURITIES, LLC|2945
EDZ|EMERGING MKTS BEAR3X|XPUS|XP SECURITIES, LLC|4753
EE|EL PASO ELECTRIC CO|ANOS|ABEL/NOSER, L.L.C.|116
EE|EL PASO ELECTRIC CO|APCC|Apex Clearing Corporation|10
EE|EL PASO ELECTRIC CO|BATM|CBOE TRADING, INC.|412
EE|EL PASO ELECTRIC CO|BBNT|BB&T SECURITIES, LLC|10
EE|EL PASO ELECTRIC CO|BERN|Sanford C. Bernstein & Co., LLC|940
EE|EL PASO ELECTRIC CO|BIDS|BIDS TRADING L.P.|200
EE|EL PASO ELECTRIC CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
EE|EL PASO ELECTRIC CO|BLKX|INSTINET, LLC|25600
EE|EL PASO ELECTRIC CO|BNPX|BNP PARIBAS SECURITIES CORP.|9107
EE|EL PASO ELECTRIC CO|BTIG|BTIG, LLC|310
EE|EL PASO ELECTRIC CO|BYXM|CBOE TRADING, INC.|198
EE|EL PASO ELECTRIC CO|BZYD|GOLDMAN SACHS & CO. LLC|1390
EE|EL PASO ELECTRIC CO|CHAS|Charles Schwab & Co., Inc.|2
EE|EL PASO ELECTRIC CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37729
EE|EL PASO ELECTRIC CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6
EE|EL PASO ELECTRIC CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44184
EE|EL PASO ELECTRIC CO|CTDL|Citadel Derivatives Group Llc|721
EE|EL PASO ELECTRIC CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|13702
EE|EL PASO ELECTRIC CO|DBAB|Deutsche Bank Securities Inc.|30317
EE|EL PASO ELECTRIC CO|DBAX|Deutsche Bank Securities Inc.|35500
EE|EL PASO ELECTRIC CO|DEAN|MORGAN STANLEY|1533
EE|EL PASO ELECTRIC CO|DEGS|RONIN PROFESSIONAL LLC|100
EE|EL PASO ELECTRIC CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
EE|EL PASO ELECTRIC CO|EBXL|EBX LLC|23600
EE|EL PASO ELECTRIC CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2210
EE|EL PASO ELECTRIC CO|EDJO|Edward D. Jones & Co., L.P.|47
EE|EL PASO ELECTRIC CO|EGAM|CBOE TRADING, INC.|7252
EE|EL PASO ELECTRIC CO|EGMT|EG MARKET TECHNOLOGIES LLC|100
EE|EL PASO ELECTRIC CO|EGXM|CBOE TRADING, INC.|705
EE|EL PASO ELECTRIC CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
EE|EL PASO ELECTRIC CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4648
EE|EL PASO ELECTRIC CO|ETRS|E*Trade Securities LLC|2383
EE|EL PASO ELECTRIC CO|FILL|Tradestation Securities, Inc.|10
EE|EL PASO ELECTRIC CO|FMAF|NBCN Inc./ CDS|100
EE|EL PASO ELECTRIC CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
EE|EL PASO ELECTRIC CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8235
EE|EL PASO ELECTRIC CO|FTBR|Foliofn Investments, Inc.|106
EE|EL PASO ELECTRIC CO|GLPX|ACS EXECUTION SERVICES, LLC|1258
EE|EL PASO ELECTRIC CO|GSCO|GOLDMAN SACHS & CO. LLC|131930
EE|EL PASO ELECTRIC CO|GSLT|GOLDMAN SACHS & CO. LLC|2431
EE|EL PASO ELECTRIC CO|GTSZ|GTS SECURITIES LLC|22956
EE|EL PASO ELECTRIC CO|HRBF|American Enterprise Investment Services Inc.|89
EE|EL PASO ELECTRIC CO|IBKR|Interactive Brokers Llc|2497
EE|EL PASO ELECTRIC CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|105
EE|EL PASO ELECTRIC CO|ICBX|INSTINET, LLC|8600
EE|EL PASO ELECTRIC CO|IEQY|CITADEL SECURITIES LLC|5673
EE|EL PASO ELECTRIC CO|INCA|INSTINET, LLC|26397
EE|EL PASO ELECTRIC CO|INJX|INSTINET, LLC|3303
EE|EL PASO ELECTRIC CO|ITGI|ITG Inc.|4400
EE|EL PASO ELECTRIC CO|ITGP|ITG INC.|7000
EE|EL PASO ELECTRIC CO|JEFF|JEFFERIES LLC|45090
EE|EL PASO ELECTRIC CO|JMPT|JUMP TRADING, LLC|1557
EE|EL PASO ELECTRIC CO|JPBX|J.P. MORGAN SECURITIES LLC|28200
EE|EL PASO ELECTRIC CO|JPMX|J.P. Morgan Securities LLC|109305
EE|EL PASO ELECTRIC CO|KCGM|VIRTU Americas LLC|3884
EE|EL PASO ELECTRIC CO|LEHM|Barclays Capital Inc./Le|62870
EE|EL PASO ELECTRIC CO|LIME|Lime Brokerage LLC|15252
EE|EL PASO ELECTRIC CO|LQNA|LIQUIDNET, INC.|6000
EE|EL PASO ELECTRIC CO|LSCI|Lek Securities Corporation|336
EE|EL PASO ELECTRIC CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60044
EE|EL PASO ELECTRIC CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|740
EE|EL PASO ELECTRIC CO|MSCO|MORGAN STANLEY & CO. LLC|145011
EE|EL PASO ELECTRIC CO|MSPL|MORGAN STANLEY & CO. LLC|21000
EE|EL PASO ELECTRIC CO|MSTX|MORGAN STANLEY & CO. LLC|17000
EE|EL PASO ELECTRIC CO|MZHO|Mizuho Securities USA LLC|180126
EE|EL PASO ELECTRIC CO|NFSC|National Financial Services LLC|4395
EE|EL PASO ELECTRIC CO|NITE|VIRTU Americas LLC|9718
EE|EL PASO ELECTRIC CO|NITP|VIRTU Americas LLC|2
EE|EL PASO ELECTRIC CO|NQRB|Brut, LLC|6915
EE|EL PASO ELECTRIC CO|NTRC|Northern Trust Securities, Inc.|803
EE|EL PASO ELECTRIC CO|PDQM|CODA MARKETS, INC.|15084
EE|EL PASO ELECTRIC CO|SBSH|Citigroup Global Markets Inc.|27364
EE|EL PASO ELECTRIC CO|SGMT|GOLDMAN SACHS & CO. LLC|26875
EE|EL PASO ELECTRIC CO|SPDR|SPEEDROUTE LLC|1000
EE|EL PASO ELECTRIC CO|STFL|Stifel, Nicolaus & Company, Incorporated|1
EE|EL PASO ELECTRIC CO|SWIM|TD Ameritrade, Inc.|638
EE|EL PASO ELECTRIC CO|TRBT|Tradebot Systems, Inc.|3927
EE|EL PASO ELECTRIC CO|TRCM|TRC MARKETS LLC|10203
EE|EL PASO ELECTRIC CO|TWTT|TASTYWORKS, INC.|100
EE|EL PASO ELECTRIC CO|UBSA|UBS SECURITIES LLC|193662
EE|EL PASO ELECTRIC CO|UBSS|UBS Securities LLC|137666
EE|EL PASO ELECTRIC CO|VALX|VIRTU AMERICAS LLC|6636
EE|EL PASO ELECTRIC CO|VGRD|Vanguard Marketing Corporation|3
EE|EL PASO ELECTRIC CO|WBPX|SUMMIT SECURITIES GROUP, LLC|298
EE|EL PASO ELECTRIC CO|WCHV|WELLS FARGO SECURITIES, LLC|3498
EE|EL PASO ELECTRIC CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101
EE|EL PASO ELECTRIC CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1077
EE|EL PASO ELECTRIC CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28
EE|EL PASO ELECTRIC CO|XIST|INSTINET, LLC|34200
EE|EL PASO ELECTRIC CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
EE|EL PASO ELECTRIC CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2488
EEA|EUROPEAN EQ FUND INC|ALTX|Alternet Securities Inc.|300
EEA|EUROPEAN EQ FUND INC|BANK|Primevest Financial Services, Inc.|1
EEA|EUROPEAN EQ FUND INC|BATM|CBOE TRADING, INC.|102
EEA|EUROPEAN EQ FUND INC|BERN|Sanford C. Bernstein & Co., LLC|150
EEA|EUROPEAN EQ FUND INC|CANT|Cantor Fitzgerald & Co.|45340
EEA|EUROPEAN EQ FUND INC|CHAS|Charles Schwab & Co., Inc.|3
EEA|EUROPEAN EQ FUND INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|444
EEA|EUROPEAN EQ FUND INC|DBAX|Deutsche Bank Securities Inc.|100
EEA|EUROPEAN EQ FUND INC|DEAN|MORGAN STANLEY|1
EEA|EUROPEAN EQ FUND INC|DEGS|RONIN PROFESSIONAL LLC|900
EEA|EUROPEAN EQ FUND INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
EEA|EUROPEAN EQ FUND INC|EDJO|Edward D. Jones & Co., L.P.|538
EEA|EUROPEAN EQ FUND INC|EGAM|CBOE TRADING, INC.|400
EEA|EUROPEAN EQ FUND INC|ETRS|E*Trade Securities LLC|169
EEA|EUROPEAN EQ FUND INC|FMAF|NBCN Inc./ CDS|1000
EEA|EUROPEAN EQ FUND INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|566
EEA|EUROPEAN EQ FUND INC|FTBR|Foliofn Investments, Inc.|16
EEA|EUROPEAN EQ FUND INC|GTSZ|GTS SECURITIES LLC|170
EEA|EUROPEAN EQ FUND INC|HRBF|American Enterprise Investment Services Inc.|3800
EEA|EUROPEAN EQ FUND INC|IATS|INTERACTIVE BROKERS LLC|910
EEA|EUROPEAN EQ FUND INC|IBKR|Interactive Brokers Llc|1936
EEA|EUROPEAN EQ FUND INC|INCA|INSTINET, LLC|280
EEA|EUROPEAN EQ FUND INC|ITGI|ITG Inc.|100
EEA|EUROPEAN EQ FUND INC|KCGM|VIRTU Americas LLC|600
EEA|EUROPEAN EQ FUND INC|LEHM|Barclays Capital Inc./Le|3621
EEA|EUROPEAN EQ FUND INC|LIME|Lime Brokerage LLC|67
EEA|EUROPEAN EQ FUND INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EEA|EUROPEAN EQ FUND INC|MSCO|MORGAN STANLEY & CO. LLC|4657
EEA|EUROPEAN EQ FUND INC|NFSC|National Financial Services LLC|8647
EEA|EUROPEAN EQ FUND INC|NITE|VIRTU Americas LLC|11157
EEA|EUROPEAN EQ FUND INC|OPCO|Oppenheimer & Co. Inc.|38
EEA|EUROPEAN EQ FUND INC|RBCM|RBC CAPITAL MARKETS, LLC|1747
EEA|EUROPEAN EQ FUND INC|SALI|INTL FCSTONE FINANCIAL INC.|50
EEA|EUROPEAN EQ FUND INC|SPDR|SPEEDROUTE LLC|300
EEA|EUROPEAN EQ FUND INC|STFL|Stifel, Nicolaus & Company, Incorporated|1104
EEA|EUROPEAN EQ FUND INC|TRCM|TRC MARKETS LLC|300
EEA|EUROPEAN EQ FUND INC|UBSA|UBS SECURITIES LLC|134
EEA|EUROPEAN EQ FUND INC|UBSS|UBS Securities LLC|1153
EEA|EUROPEAN EQ FUND INC|VGRD|Vanguard Marketing Corporation|1227
EEA|EUROPEAN EQ FUND INC|WCHV|WELLS FARGO SECURITIES, LLC|28824
EEA|EUROPEAN EQ FUND INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2642
EEA|EUROPEAN EQ FUND INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
EEB|INVESCO BRIC ETF|APCC|Apex Clearing Corporation|13
EEB|INVESCO BRIC ETF|BATM|CBOE TRADING, INC.|761
EEB|INVESCO BRIC ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38
EEB|INVESCO BRIC ETF|CANT|Cantor Fitzgerald & Co.|27286
EEB|INVESCO BRIC ETF|CHAS|Charles Schwab & Co., Inc.|209
EEB|INVESCO BRIC ETF|CIST|Capital Institutional Services, Inc.|165
EEB|INVESCO BRIC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2400
EEB|INVESCO BRIC ETF|CTDL|Citadel Derivatives Group Llc|2601
EEB|INVESCO BRIC ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EEB|INVESCO BRIC ETF|DBAX|Deutsche Bank Securities Inc.|3400
EEB|INVESCO BRIC ETF|DEAN|MORGAN STANLEY|1500
EEB|INVESCO BRIC ETF|EBXL|EBX LLC|1300
EEB|INVESCO BRIC ETF|EDJO|Edward D. Jones & Co., L.P.|317
EEB|INVESCO BRIC ETF|FILL|Tradestation Securities, Inc.|25
EEB|INVESCO BRIC ETF|GSCO|GOLDMAN SACHS & CO. LLC|100877
EEB|INVESCO BRIC ETF|GSLT|GOLDMAN SACHS & CO. LLC|4610
EEB|INVESCO BRIC ETF|HRBF|American Enterprise Investment Services Inc.|1490
EEB|INVESCO BRIC ETF|IBKR|Interactive Brokers Llc|126
EEB|INVESCO BRIC ETF|ICBX|INSTINET, LLC|500
EEB|INVESCO BRIC ETF|ITGP|ITG INC.|600
EEB|INVESCO BRIC ETF|JPMX|J.P. Morgan Securities LLC|400
EEB|INVESCO BRIC ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|62212
EEB|INVESCO BRIC ETF|JSJX|JANE STREET CAPITAL LLC|13214
EEB|INVESCO BRIC ETF|KCGM|VIRTU Americas LLC|1100
EEB|INVESCO BRIC ETF|LEHM|Barclays Capital Inc./Le|9200
EEB|INVESCO BRIC ETF|LIME|Lime Brokerage LLC|3363
EEB|INVESCO BRIC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
EEB|INVESCO BRIC ETF|MSCO|MORGAN STANLEY & CO. LLC|7431
EEB|INVESCO BRIC ETF|MSPL|MORGAN STANLEY & CO. LLC|5600
EEB|INVESCO BRIC ETF|NATL|National Securities Corporation|232
EEB|INVESCO BRIC ETF|NFSC|National Financial Services LLC|10570
EEB|INVESCO BRIC ETF|NITE|VIRTU Americas LLC|11490
EEB|INVESCO BRIC ETF|OPCO|Oppenheimer & Co. Inc.|150
EEB|INVESCO BRIC ETF|PWJC|UBS Financial Services, Inc.|500
EEB|INVESCO BRIC ETF|SGMT|GOLDMAN SACHS & CO. LLC|2500
EEB|INVESCO BRIC ETF|SWIM|TD Ameritrade, Inc.|15
EEB|INVESCO BRIC ETF|TRCM|TRC MARKETS LLC|100
EEB|INVESCO BRIC ETF|UBSA|UBS SECURITIES LLC|6526
EEB|INVESCO BRIC ETF|UBSS|UBS Securities LLC|11010
EEB|INVESCO BRIC ETF|VGRD|Vanguard Marketing Corporation|403
EEB|INVESCO BRIC ETF|WCHV|WELLS FARGO SECURITIES, LLC|121475
EEB|INVESCO BRIC ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1222
EEB|INVESCO BRIC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26
EEFT|EURONET WORLDWIDE ##|ALTX|Alternet Securities Inc.|4514
EEFT|EURONET WORLDWIDE ##|APCC|Apex Clearing Corporation|628
EEFT|EURONET WORLDWIDE ##|AQUA|AQUA SECURITIES L.P.|9000
EEFT|EURONET WORLDWIDE ##|BARD|Robert W. Baird & Co. Incorporated|294
EEFT|EURONET WORLDWIDE ##|BATM|CBOE TRADING, INC.|4194
EEFT|EURONET WORLDWIDE ##|BAYT|BTIG, LLC|500
EEFT|EURONET WORLDWIDE ##|BBNT|BB&T SECURITIES, LLC|70
EEFT|EURONET WORLDWIDE ##|BERN|Sanford C. Bernstein & Co., LLC|23313
EEFT|EURONET WORLDWIDE ##|BIMI|Banca IMI Securities Corp.|60
EEFT|EURONET WORLDWIDE ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2047
EEFT|EURONET WORLDWIDE ##|BLKX|INSTINET, LLC|18200
EEFT|EURONET WORLDWIDE ##|BMOC|BMO Capital Markets Corp.|2232
EEFT|EURONET WORLDWIDE ##|BNPX|BNP PARIBAS SECURITIES CORP.|1433
EEFT|EURONET WORLDWIDE ##|BTIG|BTIG, LLC|128195
EEFT|EURONET WORLDWIDE ##|BYXM|CBOE TRADING, INC.|1218
EEFT|EURONET WORLDWIDE ##|BZYD|GOLDMAN SACHS & CO. LLC|300
EEFT|EURONET WORLDWIDE ##|CABR|Cabrera Capital Markets, Inc.|25
EEFT|EURONET WORLDWIDE ##|CANT|Cantor Fitzgerald & Co.|9998
EEFT|EURONET WORLDWIDE ##|CHAS|Charles Schwab & Co., Inc.|902
EEFT|EURONET WORLDWIDE ##|CIST|Capital Institutional Services, Inc.|718
EEFT|EURONET WORLDWIDE ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60491
EEFT|EURONET WORLDWIDE ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3892
EEFT|EURONET WORLDWIDE ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1025
EEFT|EURONET WORLDWIDE ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|147896
EEFT|EURONET WORLDWIDE ##|CTDL|Citadel Derivatives Group Llc|9680
EEFT|EURONET WORLDWIDE ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|12784
EEFT|EURONET WORLDWIDE ##|DADA|D.A. Davidson & Co.|594
EEFT|EURONET WORLDWIDE ##|DBAB|Deutsche Bank Securities Inc.|222068
EEFT|EURONET WORLDWIDE ##|DBAX|Deutsche Bank Securities Inc.|127300
EEFT|EURONET WORLDWIDE ##|DBUL|Deutsche Bank Securities Inc.|100
EEFT|EURONET WORLDWIDE ##|DEAN|MORGAN STANLEY|1932
EEFT|EURONET WORLDWIDE ##|DEGS|RONIN PROFESSIONAL LLC|200
EEFT|EURONET WORLDWIDE ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3206
EEFT|EURONET WORLDWIDE ##|EBXL|EBX LLC|83000
EEFT|EURONET WORLDWIDE ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|5174
EEFT|EURONET WORLDWIDE ##|EDJC|Edward Jones / CDS|70
EEFT|EURONET WORLDWIDE ##|EDJO|Edward D. Jones & Co., L.P.|270
EEFT|EURONET WORLDWIDE ##|EGAM|CBOE TRADING, INC.|12572
EEFT|EURONET WORLDWIDE ##|EGAW|CBOE TRADING, INC.|19
EEFT|EURONET WORLDWIDE ##|EGMT|EG MARKET TECHNOLOGIES LLC|935
EEFT|EURONET WORLDWIDE ##|EGXM|CBOE TRADING, INC.|3148
EEFT|EURONET WORLDWIDE ##|EGXW|CBOE TRADING, INC.|7
EEFT|EURONET WORLDWIDE ##|ELEV|ELEVATION, LLC|2134
EEFT|EURONET WORLDWIDE ##|ETBE|Electronic Transaction Clearing, Inc.|31314
EEFT|EURONET WORLDWIDE ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
EEFT|EURONET WORLDWIDE ##|ETCC|Electronic Transaction Clearing, Inc.|580
EEFT|EURONET WORLDWIDE ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2739
EEFT|EURONET WORLDWIDE ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31633
EEFT|EURONET WORLDWIDE ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|40
EEFT|EURONET WORLDWIDE ##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|1909
EEFT|EURONET WORLDWIDE ##|ETRS|E*Trade Securities LLC|1574
EEFT|EURONET WORLDWIDE ##|FBCO|Credit Suisse Securities (USA) LLC|549545
EEFT|EURONET WORLDWIDE ##|FMAF|NBCN Inc./ CDS|19684
EEFT|EURONET WORLDWIDE ##|FOMA|TD AMERITRADE CLEARING, INC.|8819
EEFT|EURONET WORLDWIDE ##|FQLS|Quantlab Securities LP|112253
EEFT|EURONET WORLDWIDE ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51689
EEFT|EURONET WORLDWIDE ##|FTBR|Foliofn Investments, Inc.|166
EEFT|EURONET WORLDWIDE ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1685
EEFT|EURONET WORLDWIDE ##|GLPX|ACS EXECUTION SERVICES, LLC|51963
EEFT|EURONET WORLDWIDE ##|GSCO|GOLDMAN SACHS & CO. LLC|557747
EEFT|EURONET WORLDWIDE ##|GSCS|GOLDMAN SACHS & CO. LLC|11016
EEFT|EURONET WORLDWIDE ##|GSLT|GOLDMAN SACHS & CO. LLC|1396
EEFT|EURONET WORLDWIDE ##|GTSZ|GTS SECURITIES LLC|34446
EEFT|EURONET WORLDWIDE ##|HRBF|American Enterprise Investment Services Inc.|445
EEFT|EURONET WORLDWIDE ##|HSBC|HSBC Securities, Inc.|30
EEFT|EURONET WORLDWIDE ##|IATS|INTERACTIVE BROKERS LLC|8891
EEFT|EURONET WORLDWIDE ##|IBKR|Interactive Brokers Llc|65983
EEFT|EURONET WORLDWIDE ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|636
EEFT|EURONET WORLDWIDE ##|ICBX|INSTINET, LLC|12178
EEFT|EURONET WORLDWIDE ##|INCA|INSTINET, LLC|269896
EEFT|EURONET WORLDWIDE ##|INJX|INSTINET, LLC|23932
EEFT|EURONET WORLDWIDE ##|ITGI|ITG Inc.|35252
EEFT|EURONET WORLDWIDE ##|ITGP|ITG INC.|384800
EEFT|EURONET WORLDWIDE ##|JANY|Janney Montgomery Scott Inc.|18
EEFT|EURONET WORLDWIDE ##|JEFF|JEFFERIES LLC|220787
EEFT|EURONET WORLDWIDE ##|JMPT|JUMP TRADING, LLC|41902
EEFT|EURONET WORLDWIDE ##|JONE|JonesTrading|137
EEFT|EURONET WORLDWIDE ##|JPBX|J.P. MORGAN SECURITIES LLC|24361
EEFT|EURONET WORLDWIDE ##|JPMX|J.P. Morgan Securities LLC|195273
EEFT|EURONET WORLDWIDE ##|JSJX|JANE STREET CAPITAL LLC|8206
EEFT|EURONET WORLDWIDE ##|KCGM|VIRTU Americas LLC|16951
EEFT|EURONET WORLDWIDE ##|KING|C. L. King & Associates, Inc.|893
EEFT|EURONET WORLDWIDE ##|LEHM|Barclays Capital Inc./Le|436759
EEFT|EURONET WORLDWIDE ##|LIME|Lime Brokerage LLC|130086
EEFT|EURONET WORLDWIDE ##|LMGP|LIME BROKERAGE LLC|180
EEFT|EURONET WORLDWIDE ##|LOOP|Loop Capital Markets LLC|324
EEFT|EURONET WORLDWIDE ##|LQNA|LIQUIDNET, INC.|20000
EEFT|EURONET WORLDWIDE ##|LSCI|Lek Securities Corporation|98
EEFT|EURONET WORLDWIDE ##|MACQ|Macquarie Capital (USA) Inc.|3831
EEFT|EURONET WORLDWIDE ##|MBTS|ALLY INVEST SECURITIES LLC|102
EEFT|EURONET WORLDWIDE ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79740
EEFT|EURONET WORLDWIDE ##|MOTF|MOTIF INVESTING, INC.|8
EEFT|EURONET WORLDWIDE ##|MSCO|MORGAN STANLEY & CO. LLC|1138021
EEFT|EURONET WORLDWIDE ##|MSPL|MORGAN STANLEY & CO. LLC|217100
EEFT|EURONET WORLDWIDE ##|MSTX|MORGAN STANLEY & CO. LLC|48700
EEFT|EURONET WORLDWIDE ##|NFSC|National Financial Services LLC|24116
EEFT|EURONET WORLDWIDE ##|NITE|VIRTU Americas LLC|97667
EEFT|EURONET WORLDWIDE ##|NITP|VIRTU Americas LLC|3653
EEFT|EURONET WORLDWIDE ##|NMRA|Nomura Securities International, Inc.|475
EEFT|EURONET WORLDWIDE ##|NQRB|Brut, LLC|12282
EEFT|EURONET WORLDWIDE ##|OPCO|Oppenheimer & Co. Inc.|3040
EEFT|EURONET WORLDWIDE ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1371
EEFT|EURONET WORLDWIDE ##|PDQM|CODA MARKETS, INC.|146470
EEFT|EURONET WORLDWIDE ##|PIPR|Piper Jaffray & Co.|2360
EEFT|EURONET WORLDWIDE ##|RAJA|Raymond James & Associates, Inc.|2579
EEFT|EURONET WORLDWIDE ##|RBCM|RBC CAPITAL MARKETS, LLC|1124
EEFT|EURONET WORLDWIDE ##|SAGL|SAGETRADER, LLC|17130
EEFT|EURONET WORLDWIDE ##|SAGW|SAGETRADER, LLC|303
EEFT|EURONET WORLDWIDE ##|SALI|INTL FCSTONE FINANCIAL INC.|6
EEFT|EURONET WORLDWIDE ##|SBSH|Citigroup Global Markets Inc.|376439
EEFT|EURONET WORLDWIDE ##|SEIC|SEI Investments Distribution Co.|200
EEFT|EURONET WORLDWIDE ##|SGMT|GOLDMAN SACHS & CO. LLC|40186
EEFT|EURONET WORLDWIDE ##|SJLS|TRADE INFORMATICS LLC|100
EEFT|EURONET WORLDWIDE ##|SPDR|SPEEDROUTE LLC|14287
EEFT|EURONET WORLDWIDE ##|SPHN|Stephens Inc.|200
EEFT|EURONET WORLDWIDE ##|STFL|Stifel, Nicolaus & Company, Incorporated|580
EEFT|EURONET WORLDWIDE ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
EEFT|EURONET WORLDWIDE ##|SWIM|TD Ameritrade, Inc.|574
EEFT|EURONET WORLDWIDE ##|SWST|Hilltop Securities Inc.|4
EEFT|EURONET WORLDWIDE ##|TIAD|Triad Securities Corp|98
EEFT|EURONET WORLDWIDE ##|TKNG|ALLY INVEST SECURITIES LLC|545
EEFT|EURONET WORLDWIDE ##|TRBT|Tradebot Systems, Inc.|171092
EEFT|EURONET WORLDWIDE ##|TRCM|TRC MARKETS LLC|95225
EEFT|EURONET WORLDWIDE ##|TWTT|TASTYWORKS, INC.|100
EEFT|EURONET WORLDWIDE ##|UBSA|UBS SECURITIES LLC|267395
EEFT|EURONET WORLDWIDE ##|UBSS|UBS Securities LLC|650886
EEFT|EURONET WORLDWIDE ##|VALX|VIRTU AMERICAS LLC|3286
EEFT|EURONET WORLDWIDE ##|VGRD|Vanguard Marketing Corporation|1629
EEFT|EURONET WORLDWIDE ##|WBPX|SUMMIT SECURITIES GROUP, LLC|300
EEFT|EURONET WORLDWIDE ##|WCHV|WELLS FARGO SECURITIES, LLC|74613
EEFT|EURONET WORLDWIDE ##|WDNX|WEEDEN & CO.L.P.|7210
EEFT|EURONET WORLDWIDE ##|WEED|Weeden & Co.L.P.|2964
EEFT|EURONET WORLDWIDE ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
EEFT|EURONET WORLDWIDE ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|884
EEFT|EURONET WORLDWIDE ##|WGIF|CIBC World Markets Inc.|66
EEFT|EURONET WORLDWIDE ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
EEFT|EURONET WORLDWIDE ##|WSEA|WOLVERINE SECURITIES, LLC|376
EEFT|EURONET WORLDWIDE ##|XIST|INSTINET, LLC|22960
EEFT|EURONET WORLDWIDE ##|XPQR|Jump Trading|1000
EEFT|EURONET WORLDWIDE ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
EEFT|EURONET WORLDWIDE ##|YKNA|COMHAR CAPITAL MARKETS, LLC|18988
EEFT|EURONET WORLDWIDE ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|932
EEH|SECC SR D ELEMENTS|MOTF|MOTIF INVESTING, INC.|1
EEH|SECC SR D ELEMENTS|MSCO|MORGAN STANLEY & CO. LLC|65
EEH|SECC SR D ELEMENTS|WSEA|WOLVERINE SECURITIES, LLC|1
EEI|ECOLOGY ENVIRONMENT|CHAS|Charles Schwab & Co., Inc.|4
EEI|ECOLOGY ENVIRONMENT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
EEI|ECOLOGY ENVIRONMENT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
EEI|ECOLOGY ENVIRONMENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
EEI|ECOLOGY ENVIRONMENT|DBAX|Deutsche Bank Securities Inc.|300
EEI|ECOLOGY ENVIRONMENT|DEGS|RONIN PROFESSIONAL LLC|750
EEI|ECOLOGY ENVIRONMENT|ECUT|CONVERGEX EXECUTION SOLUTIONS|748
EEI|ECOLOGY ENVIRONMENT|EGAM|CBOE TRADING, INC.|10
EEI|ECOLOGY ENVIRONMENT|ETRS|E*Trade Securities LLC|423
EEI|ECOLOGY ENVIRONMENT|FBCO|Credit Suisse Securities (USA) LLC|4151
EEI|ECOLOGY ENVIRONMENT|FILL|Tradestation Securities, Inc.|20
EEI|ECOLOGY ENVIRONMENT|FOMA|TD AMERITRADE CLEARING, INC.|2525
EEI|ECOLOGY ENVIRONMENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3282
EEI|ECOLOGY ENVIRONMENT|FTBR|Foliofn Investments, Inc.|4473
EEI|ECOLOGY ENVIRONMENT|GSCO|GOLDMAN SACHS & CO. LLC|1308
EEI|ECOLOGY ENVIRONMENT|IATS|INTERACTIVE BROKERS LLC|4433
EEI|ECOLOGY ENVIRONMENT|IBKR|Interactive Brokers Llc|33127
EEI|ECOLOGY ENVIRONMENT|ICBX|INSTINET, LLC|100
EEI|ECOLOGY ENVIRONMENT|INCA|INSTINET, LLC|988
EEI|ECOLOGY ENVIRONMENT|INJX|INSTINET, LLC|747
EEI|ECOLOGY ENVIRONMENT|ITGP|ITG INC.|200
EEI|ECOLOGY ENVIRONMENT|JANY|Janney Montgomery Scott Inc.|2863
EEI|ECOLOGY ENVIRONMENT|JEFF|JEFFERIES LLC|270
EEI|ECOLOGY ENVIRONMENT|LEHM|Barclays Capital Inc./Le|109
EEI|ECOLOGY ENVIRONMENT|LIME|Lime Brokerage LLC|6256
EEI|ECOLOGY ENVIRONMENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EEI|ECOLOGY ENVIRONMENT|MSCO|MORGAN STANLEY & CO. LLC|2352
EEI|ECOLOGY ENVIRONMENT|MSPL|MORGAN STANLEY & CO. LLC|300
EEI|ECOLOGY ENVIRONMENT|NFSC|National Financial Services LLC|10003
EEI|ECOLOGY ENVIRONMENT|NITE|VIRTU Americas LLC|30232
EEI|ECOLOGY ENVIRONMENT|SBSH|Citigroup Global Markets Inc.|50
EEI|ECOLOGY ENVIRONMENT|SGMT|GOLDMAN SACHS & CO. LLC|58
EEI|ECOLOGY ENVIRONMENT|STFL|Stifel, Nicolaus & Company, Incorporated|1230
EEI|ECOLOGY ENVIRONMENT|SWIM|TD Ameritrade, Inc.|4772
EEI|ECOLOGY ENVIRONMENT|TKNG|ALLY INVEST SECURITIES LLC|14
EEI|ECOLOGY ENVIRONMENT|TRCM|TRC MARKETS LLC|100
EEI|ECOLOGY ENVIRONMENT|UBSA|UBS SECURITIES LLC|1655
EEI|ECOLOGY ENVIRONMENT|UBSS|UBS Securities LLC|3368
EEI|ECOLOGY ENVIRONMENT|VALX|VIRTU AMERICAS LLC|200
EEI|ECOLOGY ENVIRONMENT|VGRD|Vanguard Marketing Corporation|1838
EEI|ECOLOGY ENVIRONMENT|WCHV|WELLS FARGO SECURITIES, LLC|1701
EEI|ECOLOGY ENVIRONMENT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29
EEI|ECOLOGY ENVIRONMENT|WSEA|WOLVERINE SECURITIES, LLC|119
EEI|ECOLOGY ENVIRONMENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1280
EELV|IN EM LOW VOLATILITY|ALTX|Alternet Securities Inc.|100
EELV|IN EM LOW VOLATILITY|APCC|Apex Clearing Corporation|4
EELV|IN EM LOW VOLATILITY|BARD|Robert W. Baird & Co. Incorporated|838
EELV|IN EM LOW VOLATILITY|BATM|CBOE TRADING, INC.|1922
EELV|IN EM LOW VOLATILITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|212
EELV|IN EM LOW VOLATILITY|CANT|Cantor Fitzgerald & Co.|147788
EELV|IN EM LOW VOLATILITY|CHAS|Charles Schwab & Co., Inc.|19294
EELV|IN EM LOW VOLATILITY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42343
EELV|IN EM LOW VOLATILITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28630
EELV|IN EM LOW VOLATILITY|CSIN|Citadel Securities Institutional LLC|151215
EELV|IN EM LOW VOLATILITY|CTDL|Citadel Derivatives Group Llc|151989
EELV|IN EM LOW VOLATILITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|2816
EELV|IN EM LOW VOLATILITY|DBAX|Deutsche Bank Securities Inc.|22600
EELV|IN EM LOW VOLATILITY|DEAN|MORGAN STANLEY|1647
EELV|IN EM LOW VOLATILITY|EBXL|EBX LLC|31700
EELV|IN EM LOW VOLATILITY|EDJO|Edward D. Jones & Co., L.P.|7855
EELV|IN EM LOW VOLATILITY|EGAM|CBOE TRADING, INC.|100
EELV|IN EM LOW VOLATILITY|EGXM|CBOE TRADING, INC.|1100
EELV|IN EM LOW VOLATILITY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
EELV|IN EM LOW VOLATILITY|ETRS|E*Trade Securities LLC|578
EELV|IN EM LOW VOLATILITY|FLTU|FLOW TRADERS US LLC|21000
EELV|IN EM LOW VOLATILITY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|19000
EELV|IN EM LOW VOLATILITY|FMAF|NBCN Inc./ CDS|3087
EELV|IN EM LOW VOLATILITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17
EELV|IN EM LOW VOLATILITY|FTBR|Foliofn Investments, Inc.|37454
EELV|IN EM LOW VOLATILITY|GLPX|ACS EXECUTION SERVICES, LLC|100
EELV|IN EM LOW VOLATILITY|GSCO|GOLDMAN SACHS & CO. LLC|38602
EELV|IN EM LOW VOLATILITY|GSLT|GOLDMAN SACHS & CO. LLC|1600
EELV|IN EM LOW VOLATILITY|GTSZ|GTS SECURITIES LLC|200
EELV|IN EM LOW VOLATILITY|HRBF|American Enterprise Investment Services Inc.|15340
EELV|IN EM LOW VOLATILITY|IATS|INTERACTIVE BROKERS LLC|542
EELV|IN EM LOW VOLATILITY|IBKR|Interactive Brokers Llc|11942
EELV|IN EM LOW VOLATILITY|ICBX|INSTINET, LLC|22206
EELV|IN EM LOW VOLATILITY|INCA|INSTINET, LLC|5215
EELV|IN EM LOW VOLATILITY|ITGP|ITG INC.|800
EELV|IN EM LOW VOLATILITY|JANY|Janney Montgomery Scott Inc.|1201
EELV|IN EM LOW VOLATILITY|JPMX|J.P. Morgan Securities LLC|22140
EELV|IN EM LOW VOLATILITY|JSEB|JANE STREET EXECUTION SERVICES, LLC|115968
EELV|IN EM LOW VOLATILITY|JSJX|JANE STREET CAPITAL LLC|55672
EELV|IN EM LOW VOLATILITY|KCGM|VIRTU Americas LLC|12438
EELV|IN EM LOW VOLATILITY|LEHM|Barclays Capital Inc./Le|26800
EELV|IN EM LOW VOLATILITY|LIME|Lime Brokerage LLC|18992
EELV|IN EM LOW VOLATILITY|MACC|Mid Atlantic Capital Corporation|5962
EELV|IN EM LOW VOLATILITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19000
EELV|IN EM LOW VOLATILITY|MSCO|MORGAN STANLEY & CO. LLC|11435
EELV|IN EM LOW VOLATILITY|MSPL|MORGAN STANLEY & CO. LLC|9000
EELV|IN EM LOW VOLATILITY|NFSC|National Financial Services LLC|49978
EELV|IN EM LOW VOLATILITY|NITE|VIRTU Americas LLC|217975
EELV|IN EM LOW VOLATILITY|NITP|VIRTU Americas LLC|100
EELV|IN EM LOW VOLATILITY|OPCO|Oppenheimer & Co. Inc.|48
EELV|IN EM LOW VOLATILITY|PDQM|CODA MARKETS, INC.|4580
EELV|IN EM LOW VOLATILITY|PWJC|UBS Financial Services, Inc.|830
EELV|IN EM LOW VOLATILITY|RBCM|RBC CAPITAL MARKETS, LLC|3703
EELV|IN EM LOW VOLATILITY|SBSH|Citigroup Global Markets Inc.|605
EELV|IN EM LOW VOLATILITY|SGMT|GOLDMAN SACHS & CO. LLC|29283
EELV|IN EM LOW VOLATILITY|SPDR|SPEEDROUTE LLC|3000
EELV|IN EM LOW VOLATILITY|STFL|Stifel, Nicolaus & Company, Incorporated|1050
EELV|IN EM LOW VOLATILITY|SWIM|TD Ameritrade, Inc.|689
EELV|IN EM LOW VOLATILITY|UBSA|UBS SECURITIES LLC|50604
EELV|IN EM LOW VOLATILITY|UBSS|UBS Securities LLC|56353
EELV|IN EM LOW VOLATILITY|VALX|VIRTU AMERICAS LLC|135
EELV|IN EM LOW VOLATILITY|VGRD|Vanguard Marketing Corporation|6436
EELV|IN EM LOW VOLATILITY|WCHV|WELLS FARGO SECURITIES, LLC|36318
EELV|IN EM LOW VOLATILITY|WEED|Weeden & Co.L.P.|190
EELV|IN EM LOW VOLATILITY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1305
EELV|IN EM LOW VOLATILITY|WSEA|WOLVERINE SECURITIES, LLC|4582
EELV|IN EM LOW VOLATILITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22059
EEM|ISHARES MSCI E.M.I.F|ABLE|NATIXIS Securities Americas LLC|1502638
EEM|ISHARES MSCI E.M.I.F|ADAM|CANACCORD GENUITY INC.|274785
EEM|ISHARES MSCI E.M.I.F|AGIS|Aegis Capital Corp.|39858
EEM|ISHARES MSCI E.M.I.F|ALTX|Alternet Securities Inc.|492054
EEM|ISHARES MSCI E.M.I.F|APCC|Apex Clearing Corporation|55122
EEM|ISHARES MSCI E.M.I.F|BACS|BETA CAPITAL SECURITIES LLC|2224
EEM|ISHARES MSCI E.M.I.F|BALE|M&T SECURITIES, INC.|3856
EEM|ISHARES MSCI E.M.I.F|BANK|Primevest Financial Services, Inc.|1956
EEM|ISHARES MSCI E.M.I.F|BARD|Robert W. Baird & Co. Incorporated|27685
EEM|ISHARES MSCI E.M.I.F|BATM|CBOE TRADING, INC.|210567
EEM|ISHARES MSCI E.M.I.F|BAYC|BAY CREST PARTNERS, LLC|22229865
EEM|ISHARES MSCI E.M.I.F|BAYT|BTIG, LLC|169946
EEM|ISHARES MSCI E.M.I.F|BBNT|BB&T SECURITIES, LLC|49258
EEM|ISHARES MSCI E.M.I.F|BERN|Sanford C. Bernstein & Co., LLC|1429804
EEM|ISHARES MSCI E.M.I.F|BIDS|BIDS TRADING L.P.|28700
EEM|ISHARES MSCI E.M.I.F|BIMI|Banca IMI Securities Corp.|2560
EEM|ISHARES MSCI E.M.I.F|BKCM|BNY Mellon Capital Markets LLC|2309
EEM|ISHARES MSCI E.M.I.F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|270716
EEM|ISHARES MSCI E.M.I.F|BLKX|INSTINET, LLC|475340
EEM|ISHARES MSCI E.M.I.F|BLTK|Bulltick, Llc|1884444
EEM|ISHARES MSCI E.M.I.F|BNCH|The Benchmark Company, LLC|36866
EEM|ISHARES MSCI E.M.I.F|BNPX|BNP PARIBAS SECURITIES CORP.|2279357
EEM|ISHARES MSCI E.M.I.F|BTIG|BTIG, LLC|42300
EEM|ISHARES MSCI E.M.I.F|BYXM|CBOE TRADING, INC.|129246
EEM|ISHARES MSCI E.M.I.F|CANT|Cantor Fitzgerald & Co.|418730
EEM|ISHARES MSCI E.M.I.F|CBLC|CITIGROUP GLOBAL MARKETS INC.|25000
EEM|ISHARES MSCI E.M.I.F|CHAS|Charles Schwab & Co., Inc.|253330
EEM|ISHARES MSCI E.M.I.F|CHBC|PENSERRA SECURITIES, LLC|68723524
EEM|ISHARES MSCI E.M.I.F|CICF|Canaccord Genuity Corp.|18818
EEM|ISHARES MSCI E.M.I.F|CIST|Capital Institutional Services, Inc.|61644
EEM|ISHARES MSCI E.M.I.F|CLSA|CLSA AMERICAS, LLC|25440
EEM|ISHARES MSCI E.M.I.F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2084134
EEM|ISHARES MSCI E.M.I.F|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
EEM|ISHARES MSCI E.M.I.F|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32035
EEM|ISHARES MSCI E.M.I.F|CRFN|ROBINHOOD FINANCIAL, LLC|1
EEM|ISHARES MSCI E.M.I.F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16768320
EEM|ISHARES MSCI E.M.I.F|CSIN|Citadel Securities Institutional LLC|9879803
EEM|ISHARES MSCI E.M.I.F|CSMS|CORNERSTONE MACRO LLC|4200
EEM|ISHARES MSCI E.M.I.F|CTDL|Citadel Derivatives Group Llc|20975783
EEM|ISHARES MSCI E.M.I.F|CTLR|CUTLER GROUP, LP|25900
EEM|ISHARES MSCI E.M.I.F|CXCX|CITIGROUP GLOBAL MARKETS INC.|8057560
EEM|ISHARES MSCI E.M.I.F|DADA|D.A. Davidson & Co.|6880
EEM|ISHARES MSCI E.M.I.F|DBAB|Deutsche Bank Securities Inc.|38972135
EEM|ISHARES MSCI E.M.I.F|DBAX|Deutsche Bank Securities Inc.|8225400
EEM|ISHARES MSCI E.M.I.F|DCHF|Dart Executions, LLC|655019
EEM|ISHARES MSCI E.M.I.F|DEAN|MORGAN STANLEY|1355660
EEM|ISHARES MSCI E.M.I.F|DEGS|RONIN PROFESSIONAL LLC|2500
EEM|ISHARES MSCI E.M.I.F|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1629294
EEM|ISHARES MSCI E.M.I.F|EBXL|EBX LLC|16781000
EEM|ISHARES MSCI E.M.I.F|ECUT|CONVERGEX EXECUTION SOLUTIONS|84480
EEM|ISHARES MSCI E.M.I.F|EDJC|Edward Jones / CDS|821
EEM|ISHARES MSCI E.M.I.F|EDJO|Edward D. Jones & Co., L.P.|19529
EEM|ISHARES MSCI E.M.I.F|EGAM|CBOE TRADING, INC.|755374
EEM|ISHARES MSCI E.M.I.F|EGAW|CBOE TRADING, INC.|14067
EEM|ISHARES MSCI E.M.I.F|EGXM|CBOE TRADING, INC.|46752
EEM|ISHARES MSCI E.M.I.F|EGXW|CBOE TRADING, INC.|300
EEM|ISHARES MSCI E.M.I.F|ETBE|Electronic Transaction Clearing, Inc.|992222
EEM|ISHARES MSCI E.M.I.F|ETCB|ETC BROKERAGE SERVICES, LLC|300
EEM|ISHARES MSCI E.M.I.F|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|140000
EEM|ISHARES MSCI E.M.I.F|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|57830
EEM|ISHARES MSCI E.M.I.F|ETRS|E*Trade Securities LLC|787652
EEM|ISHARES MSCI E.M.I.F|EVRS|E1 ASSET MANAGEMENT, INC.|1000
EEM|ISHARES MSCI E.M.I.F|FBSB|U.S. Bancorp Investments, Inc.|10776
EEM|ISHARES MSCI E.M.I.F|FCST|INTL FCSTONE FINANCIAL INC.|2831300
EEM|ISHARES MSCI E.M.I.F|FIDT|Fidelity Clearing Canada ULC./ CDS|16
EEM|ISHARES MSCI E.M.I.F|FILL|Tradestation Securities, Inc.|84077
EEM|ISHARES MSCI E.M.I.F|FINX|FINTECH SECURITIES|25215
EEM|ISHARES MSCI E.M.I.F|FLTU|FLOW TRADERS US LLC|10020337
EEM|ISHARES MSCI E.M.I.F|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|6741335
EEM|ISHARES MSCI E.M.I.F|FMAF|NBCN Inc./ CDS|386480
EEM|ISHARES MSCI E.M.I.F|FOGS|FOG EQUITIES LLC|17186000
EEM|ISHARES MSCI E.M.I.F|FQLS|Quantlab Securities LP|4472008
EEM|ISHARES MSCI E.M.I.F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1836137
EEM|ISHARES MSCI E.M.I.F|FTBR|Foliofn Investments, Inc.|80629
EEM|ISHARES MSCI E.M.I.F|GARC|ICAP Corporates LLC|28563065
EEM|ISHARES MSCI E.M.I.F|GBMT|GBM International, Inc.|60459
EEM|ISHARES MSCI E.M.I.F|GEBB|GLOBAL EXECUTION BROKERS, LP|4509764
EEM|ISHARES MSCI E.M.I.F|GFIS|GFI Securities LLC|145000
EEM|ISHARES MSCI E.M.I.F|GFRY|JUMP TRADING, LLC|540226
EEM|ISHARES MSCI E.M.I.F|GLIS|TD Securities Inc|12142
EEM|ISHARES MSCI E.M.I.F|GLPX|ACS EXECUTION SERVICES, LLC|2455865
EEM|ISHARES MSCI E.M.I.F|GSCO|GOLDMAN SACHS & CO. LLC|20504444
EEM|ISHARES MSCI E.M.I.F|GSCS|GOLDMAN SACHS & CO. LLC|1725866
EEM|ISHARES MSCI E.M.I.F|GSLT|GOLDMAN SACHS & CO. LLC|3598429
EEM|ISHARES MSCI E.M.I.F|GTSZ|GTS SECURITIES LLC|1002353
EEM|ISHARES MSCI E.M.I.F|HAPX|HAP Trading, LLC|4489
EEM|ISHARES MSCI E.M.I.F|HRBF|American Enterprise Investment Services Inc.|427741
EEM|ISHARES MSCI E.M.I.F|HSBC|HSBC Securities, Inc.|194591
EEM|ISHARES MSCI E.M.I.F|IATS|INTERACTIVE BROKERS LLC|1158371
EEM|ISHARES MSCI E.M.I.F|IBKR|Interactive Brokers Llc|1724612
EEM|ISHARES MSCI E.M.I.F|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|311
EEM|ISHARES MSCI E.M.I.F|ICBX|INSTINET, LLC|12185288
EEM|ISHARES MSCI E.M.I.F|INCA|INSTINET, LLC|14431458
EEM|ISHARES MSCI E.M.I.F|INJX|INSTINET, LLC|47600
EEM|ISHARES MSCI E.M.I.F|ITGI|ITG Inc.|1341615
EEM|ISHARES MSCI E.M.I.F|ITGP|ITG INC.|13131600
EEM|ISHARES MSCI E.M.I.F|JANY|Janney Montgomery Scott Inc.|22302
EEM|ISHARES MSCI E.M.I.F|JEFF|JEFFERIES LLC|5287594
EEM|ISHARES MSCI E.M.I.F|JMPT|JUMP TRADING, LLC|664570
EEM|ISHARES MSCI E.M.I.F|JPBX|J.P. MORGAN SECURITIES LLC|46260
EEM|ISHARES MSCI E.M.I.F|JPMX|J.P. Morgan Securities LLC|14404843
EEM|ISHARES MSCI E.M.I.F|JSCL|JOSEPH STONE CAPITAL L.L.C.|90
EEM|ISHARES MSCI E.M.I.F|JSEB|JANE STREET EXECUTION SERVICES, LLC|10097501
EEM|ISHARES MSCI E.M.I.F|JSJX|JANE STREET CAPITAL LLC|18505214
EEM|ISHARES MSCI E.M.I.F|JUTA|JUMP TRADING, LLC|110624
EEM|ISHARES MSCI E.M.I.F|KCGM|VIRTU Americas LLC|5770587
EEM|ISHARES MSCI E.M.I.F|KING|C. L. King & Associates, Inc.|17775
EEM|ISHARES MSCI E.M.I.F|LAMP|Lampost Capital, L.C.|4
EEM|ISHARES MSCI E.M.I.F|LBKI|Libucki & Co., LLC|8651000
EEM|ISHARES MSCI E.M.I.F|LEHM|Barclays Capital Inc./Le|117888554
EEM|ISHARES MSCI E.M.I.F|LGNT|COR CLEARING LLC|3
EEM|ISHARES MSCI E.M.I.F|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|40020
EEM|ISHARES MSCI E.M.I.F|LIME|Lime Brokerage LLC|3805616
EEM|ISHARES MSCI E.M.I.F|LIWE|LIME BROKERAGE LLC|47
EEM|ISHARES MSCI E.M.I.F|LMGP|LIME BROKERAGE LLC|40083
EEM|ISHARES MSCI E.M.I.F|LOOP|Loop Capital Markets LLC|3600
EEM|ISHARES MSCI E.M.I.F|LPCM|Lampert Capital Markets Inc.|90647
EEM|ISHARES MSCI E.M.I.F|LQNA|LIQUIDNET, INC.|79500
EEM|ISHARES MSCI E.M.I.F|LSCI|Lek Securities Corporation|11060512
EEM|ISHARES MSCI E.M.I.F|LVMR|LIVERMORE TRADING GROUP, INC.|40300
EEM|ISHARES MSCI E.M.I.F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|15100
EEM|ISHARES MSCI E.M.I.F|MACC|Mid Atlantic Capital Corporation|30761
EEM|ISHARES MSCI E.M.I.F|MACQ|Macquarie Capital (USA) Inc.|25400
EEM|ISHARES MSCI E.M.I.F|MAXM|Maxim Group LLC|266653
EEM|ISHARES MSCI E.M.I.F|MBTS|ALLY INVEST SECURITIES LLC|2
EEM|ISHARES MSCI E.M.I.F|MCMF|Raymond James Ltd. Cds|927
EEM|ISHARES MSCI E.M.I.F|MICA|Spartan Securities Group, Ltd.|1000
EEM|ISHARES MSCI E.M.I.F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17097838
EEM|ISHARES MSCI E.M.I.F|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1033653
EEM|ISHARES MSCI E.M.I.F|MOTF|MOTIF INVESTING, INC.|26
EEM|ISHARES MSCI E.M.I.F|MPSG|E D & F Man Capital Markets Inc.|39024
EEM|ISHARES MSCI E.M.I.F|MSCO|MORGAN STANLEY & CO. LLC|67597578
EEM|ISHARES MSCI E.M.I.F|MSPL|MORGAN STANLEY & CO. LLC|20039600
EEM|ISHARES MSCI E.M.I.F|MSTX|MORGAN STANLEY & CO. LLC|922700
EEM|ISHARES MSCI E.M.I.F|MZHO|Mizuho Securities USA LLC|100000
EEM|ISHARES MSCI E.M.I.F|NATL|National Securities Corporation|168
EEM|ISHARES MSCI E.M.I.F|NBCS|NBC Securities, INC.|539
EEM|ISHARES MSCI E.M.I.F|NEUB|NEUBERGER BERMAN BD LLC|402
EEM|ISHARES MSCI E.M.I.F|NFSC|National Financial Services LLC|3125228
EEM|ISHARES MSCI E.M.I.F|NITE|VIRTU Americas LLC|9733563
EEM|ISHARES MSCI E.M.I.F|NITP|VIRTU Americas LLC|3391402
EEM|ISHARES MSCI E.M.I.F|NMRA|Nomura Securities International, Inc.|82984
EEM|ISHARES MSCI E.M.I.F|NQRB|Brut, LLC|129142
EEM|ISHARES MSCI E.M.I.F|NTBF|BMO Nesbitt Burns Inc./CDS|6509
EEM|ISHARES MSCI E.M.I.F|NTRC|Northern Trust Securities, Inc.|853776
EEM|ISHARES MSCI E.M.I.F|OHOS|TWO SIGMA SECURITIES, LLC|467239
EEM|ISHARES MSCI E.M.I.F|OLDM|OLD MISSION CAPITAL, LLC|4654937
EEM|ISHARES MSCI E.M.I.F|OPCO|Oppenheimer & Co. Inc.|41176
EEM|ISHARES MSCI E.M.I.F|OTAA|OTA LLC|25000
EEM|ISHARES MSCI E.M.I.F|PACT|BTG Pactual US Capital Corp.|50000
EEM|ISHARES MSCI E.M.I.F|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|12686805
EEM|ISHARES MSCI E.M.I.F|PCPT|PHILLIP CAPITAL INC.|50
EEM|ISHARES MSCI E.M.I.F|PDQM|CODA MARKETS, INC.|1767260
EEM|ISHARES MSCI E.M.I.F|PHLY|NASDAQ Execution Services, LLC|101800
EEM|ISHARES MSCI E.M.I.F|PICT|Pictet Overseas Inc.|54100
EEM|ISHARES MSCI E.M.I.F|PIPR|Piper Jaffray & Co.|658
EEM|ISHARES MSCI E.M.I.F|PNSR|Penserra Securities, LLC|2774
EEM|ISHARES MSCI E.M.I.F|PWJC|UBS Financial Services, Inc.|8004
EEM|ISHARES MSCI E.M.I.F|QMSR|QUATTRO M SECURITIES INC.|960575
EEM|ISHARES MSCI E.M.I.F|RBCM|RBC CAPITAL MARKETS, LLC|77183
EEM|ISHARES MSCI E.M.I.F|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|332569
EEM|ISHARES MSCI E.M.I.F|RHOX|XR Securities LLC|1078250
EEM|ISHARES MSCI E.M.I.F|RWPS|R.W. Pressprich & Co., Inc.|31000
EEM|ISHARES MSCI E.M.I.F|SAGL|SAGETRADER, LLC|404080
EEM|ISHARES MSCI E.M.I.F|SALI|INTL FCSTONE FINANCIAL INC.|2566
EEM|ISHARES MSCI E.M.I.F|SBRX|MURIEL SIEBERT & CO INC|200
EEM|ISHARES MSCI E.M.I.F|SBSH|Citigroup Global Markets Inc.|31818619
EEM|ISHARES MSCI E.M.I.F|SEIC|SEI Investments Distribution Co.|185913
EEM|ISHARES MSCI E.M.I.F|SGMT|GOLDMAN SACHS & CO. LLC|13154626
EEM|ISHARES MSCI E.M.I.F|SPDR|SPEEDROUTE LLC|235812
EEM|ISHARES MSCI E.M.I.F|SPHN|Stephens Inc.|6129
EEM|ISHARES MSCI E.M.I.F|SPNT|SEVEN POINTS CAPITAL, LLC|11321
EEM|ISHARES MSCI E.M.I.F|SSBS|STATE STREET GLOBAL MARKETS, LLC|1500
EEM|ISHARES MSCI E.M.I.F|STFL|Stifel, Nicolaus & Company, Incorporated|66193
EEM|ISHARES MSCI E.M.I.F|SWIM|TD Ameritrade, Inc.|727054
EEM|ISHARES MSCI E.M.I.F|SWST|Hilltop Securities Inc.|158537
EEM|ISHARES MSCI E.M.I.F|TKNG|ALLY INVEST SECURITIES LLC|10736
EEM|ISHARES MSCI E.M.I.F|TOUR|TOURMALINE PARTNERS, LLC|509600
EEM|ISHARES MSCI E.M.I.F|TRBT|Tradebot Systems, Inc.|9040800
EEM|ISHARES MSCI E.M.I.F|TRCM|TRC MARKETS LLC|24342678
EEM|ISHARES MSCI E.M.I.F|TWTT|TASTYWORKS, INC.|8694
EEM|ISHARES MSCI E.M.I.F|UBSA|UBS SECURITIES LLC|34296726
EEM|ISHARES MSCI E.M.I.F|UBSS|UBS Securities LLC|19707723
EEM|ISHARES MSCI E.M.I.F|VALX|VIRTU AMERICAS LLC|1708904
EEM|ISHARES MSCI E.M.I.F|VERT|The Vertical Trading Group, LLC|6935
EEM|ISHARES MSCI E.M.I.F|VGRD|Vanguard Marketing Corporation|246484
EEM|ISHARES MSCI E.M.I.F|VNDM|Wall Street Access|1300
EEM|ISHARES MSCI E.M.I.F|VSIN|Vision Financial Markets Llc|18
EEM|ISHARES MSCI E.M.I.F|WABR|Wall Street Access|36400
EEM|ISHARES MSCI E.M.I.F|WBET|Wallachbeth Capital LLC|948069
EEM|ISHARES MSCI E.M.I.F|WBLR|WILLIAM BLAIR|9928
EEM|ISHARES MSCI E.M.I.F|WCHV|WELLS FARGO SECURITIES, LLC|3582231
EEM|ISHARES MSCI E.M.I.F|WEDB|WEDBUSH SECURITIES INC.|90140
EEM|ISHARES MSCI E.M.I.F|WEED|Weeden & Co.L.P.|47110
EEM|ISHARES MSCI E.M.I.F|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1552834
EEM|ISHARES MSCI E.M.I.F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|665894
EEM|ISHARES MSCI E.M.I.F|WGIF|CIBC World Markets Inc.|402279
EEM|ISHARES MSCI E.M.I.F|WLTH|WEALTHFRONT BROKERAGE CORPORATION|831
EEM|ISHARES MSCI E.M.I.F|WOLF|Wolfe Trahan Securities|2300
EEM|ISHARES MSCI E.M.I.F|WSAG|WALL STREET ACCESS|44080
EEM|ISHARES MSCI E.M.I.F|WSEA|WOLVERINE SECURITIES, LLC|133176
EEM|ISHARES MSCI E.M.I.F|XIST|INSTINET, LLC|25400
EEM|ISHARES MSCI E.M.I.F|XPUS|XP SECURITIES, LLC|7445957
EEM|ISHARES MSCI E.M.I.F|XSTM|NATIONAL FINANCIAL SERVICES LLC|306440
EEM|ISHARES MSCI E.M.I.F|YKNA|COMHAR CAPITAL MARKETS, LLC|75020
EEM|ISHARES MSCI E.M.I.F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900693
EEMA|ISHARES MSCI EM ASIA|ALTX|Alternet Securities Inc.|3300
EEMA|ISHARES MSCI EM ASIA|APCC|Apex Clearing Corporation|85
EEMA|ISHARES MSCI EM ASIA|BARD|Robert W. Baird & Co. Incorporated|665
EEMA|ISHARES MSCI EM ASIA|BATM|CBOE TRADING, INC.|1
EEMA|ISHARES MSCI EM ASIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|140
EEMA|ISHARES MSCI EM ASIA|BYXM|CBOE TRADING, INC.|96
EEMA|ISHARES MSCI EM ASIA|CANT|Cantor Fitzgerald & Co.|138
EEMA|ISHARES MSCI EM ASIA|CHAS|Charles Schwab & Co., Inc.|14
EEMA|ISHARES MSCI EM ASIA|CICF|Canaccord Genuity Corp.|165
EEMA|ISHARES MSCI EM ASIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|601
EEMA|ISHARES MSCI EM ASIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3056
EEMA|ISHARES MSCI EM ASIA|CTDL|Citadel Derivatives Group Llc|44921
EEMA|ISHARES MSCI EM ASIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EEMA|ISHARES MSCI EM ASIA|DBAB|Deutsche Bank Securities Inc.|237
EEMA|ISHARES MSCI EM ASIA|DBAX|Deutsche Bank Securities Inc.|5000
EEMA|ISHARES MSCI EM ASIA|DEAN|MORGAN STANLEY|1683
EEMA|ISHARES MSCI EM ASIA|EBXL|EBX LLC|5500
EEMA|ISHARES MSCI EM ASIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|13189
EEMA|ISHARES MSCI EM ASIA|EDJO|Edward D. Jones & Co., L.P.|20
EEMA|ISHARES MSCI EM ASIA|ETRS|E*Trade Securities LLC|3182
EEMA|ISHARES MSCI EM ASIA|FBCO|Credit Suisse Securities (USA) LLC|2982
EEMA|ISHARES MSCI EM ASIA|FLTU|FLOW TRADERS US LLC|578
EEMA|ISHARES MSCI EM ASIA|FMAF|NBCN Inc./ CDS|240
EEMA|ISHARES MSCI EM ASIA|FOMA|TD AMERITRADE CLEARING, INC.|15753
EEMA|ISHARES MSCI EM ASIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|132
EEMA|ISHARES MSCI EM ASIA|FTBR|Foliofn Investments, Inc.|258
EEMA|ISHARES MSCI EM ASIA|GEBB|GLOBAL EXECUTION BROKERS, LP|495
EEMA|ISHARES MSCI EM ASIA|GLPX|ACS EXECUTION SERVICES, LLC|53
EEMA|ISHARES MSCI EM ASIA|GSCO|GOLDMAN SACHS & CO. LLC|38038
EEMA|ISHARES MSCI EM ASIA|GTSZ|GTS SECURITIES LLC|3872
EEMA|ISHARES MSCI EM ASIA|HRBF|American Enterprise Investment Services Inc.|415
EEMA|ISHARES MSCI EM ASIA|HSBC|HSBC Securities, Inc.|120
EEMA|ISHARES MSCI EM ASIA|IATS|INTERACTIVE BROKERS LLC|100
EEMA|ISHARES MSCI EM ASIA|IBKR|Interactive Brokers Llc|12784
EEMA|ISHARES MSCI EM ASIA|ICBX|INSTINET, LLC|3800
EEMA|ISHARES MSCI EM ASIA|INCA|INSTINET, LLC|6039
EEMA|ISHARES MSCI EM ASIA|INJX|INSTINET, LLC|1120
EEMA|ISHARES MSCI EM ASIA|ITGI|ITG Inc.|45460
EEMA|ISHARES MSCI EM ASIA|ITGP|ITG INC.|35000
EEMA|ISHARES MSCI EM ASIA|JEFF|JEFFERIES LLC|1413
EEMA|ISHARES MSCI EM ASIA|JPMX|J.P. Morgan Securities LLC|7872
EEMA|ISHARES MSCI EM ASIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|23225
EEMA|ISHARES MSCI EM ASIA|JSJX|JANE STREET CAPITAL LLC|57673
EEMA|ISHARES MSCI EM ASIA|KCGM|VIRTU Americas LLC|4929
EEMA|ISHARES MSCI EM ASIA|LEHM|Barclays Capital Inc./Le|42400
EEMA|ISHARES MSCI EM ASIA|LIME|Lime Brokerage LLC|7592
EEMA|ISHARES MSCI EM ASIA|LSCI|Lek Securities Corporation|373
EEMA|ISHARES MSCI EM ASIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15642
EEMA|ISHARES MSCI EM ASIA|MSCO|MORGAN STANLEY & CO. LLC|24777
EEMA|ISHARES MSCI EM ASIA|MSPL|MORGAN STANLEY & CO. LLC|5600
EEMA|ISHARES MSCI EM ASIA|NFSC|National Financial Services LLC|61769
EEMA|ISHARES MSCI EM ASIA|NITE|VIRTU Americas LLC|59089
EEMA|ISHARES MSCI EM ASIA|NITP|VIRTU Americas LLC|2050
EEMA|ISHARES MSCI EM ASIA|PWJC|UBS Financial Services, Inc.|4871
EEMA|ISHARES MSCI EM ASIA|RAJA|Raymond James & Associates, Inc.|2290
EEMA|ISHARES MSCI EM ASIA|RBCM|RBC CAPITAL MARKETS, LLC|19952
EEMA|ISHARES MSCI EM ASIA|SBSH|Citigroup Global Markets Inc.|1081
EEMA|ISHARES MSCI EM ASIA|SEIC|SEI Investments Distribution Co.|3300
EEMA|ISHARES MSCI EM ASIA|SGMT|GOLDMAN SACHS & CO. LLC|6564
EEMA|ISHARES MSCI EM ASIA|STFL|Stifel, Nicolaus & Company, Incorporated|25
EEMA|ISHARES MSCI EM ASIA|SWIM|TD Ameritrade, Inc.|550
EEMA|ISHARES MSCI EM ASIA|SWST|Hilltop Securities Inc.|5
EEMA|ISHARES MSCI EM ASIA|UBSA|UBS SECURITIES LLC|32196
EEMA|ISHARES MSCI EM ASIA|UBSS|UBS Securities LLC|48836
EEMA|ISHARES MSCI EM ASIA|VGRD|Vanguard Marketing Corporation|6180
EEMA|ISHARES MSCI EM ASIA|WCHV|WELLS FARGO SECURITIES, LLC|7994
EEMA|ISHARES MSCI EM ASIA|WSEA|WOLVERINE SECURITIES, LLC|103
EEMA|ISHARES MSCI EM ASIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43694
EEMD|AAM S&P EMERGING MAR|BTIG|BTIG, LLC|15000
EEMD|AAM S&P EMERGING MAR|CHAS|Charles Schwab & Co., Inc.|1
EEMD|AAM S&P EMERGING MAR|ETRS|E*Trade Securities LLC|271
EEMD|AAM S&P EMERGING MAR|GSLT|GOLDMAN SACHS & CO. LLC|300
EEMD|AAM S&P EMERGING MAR|IBKR|Interactive Brokers Llc|100
EEMD|AAM S&P EMERGING MAR|JSJX|JANE STREET CAPITAL LLC|1500
EEMD|AAM S&P EMERGING MAR|LIME|Lime Brokerage LLC|1
EEMD|AAM S&P EMERGING MAR|MSCO|MORGAN STANLEY & CO. LLC|600
EEMD|AAM S&P EMERGING MAR|NFSC|National Financial Services LLC|1109
EEMD|AAM S&P EMERGING MAR|NITE|VIRTU Americas LLC|1259
EEMD|AAM S&P EMERGING MAR|SWIM|TD Ameritrade, Inc.|281
EEMD|AAM S&P EMERGING MAR|UBSS|UBS Securities LLC|2248
EEMD|AAM S&P EMERGING MAR|VGRD|Vanguard Marketing Corporation|10
EEMD|AAM S&P EMERGING MAR|WSEA|WOLVERINE SECURITIES, LLC|3
EEMO|INVESCO S&P EMER|ALTX|Alternet Securities Inc.|500
EEMO|INVESCO S&P EMER|BATM|CBOE TRADING, INC.|1800
EEMO|INVESCO S&P EMER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|723
EEMO|INVESCO S&P EMER|CHAS|Charles Schwab & Co., Inc.|28188
EEMO|INVESCO S&P EMER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3020
EEMO|INVESCO S&P EMER|CSIN|Citadel Securities Institutional LLC|16106
EEMO|INVESCO S&P EMER|CTDL|Citadel Derivatives Group Llc|16950
EEMO|INVESCO S&P EMER|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
EEMO|INVESCO S&P EMER|DBAX|Deutsche Bank Securities Inc.|2600
EEMO|INVESCO S&P EMER|DEAN|MORGAN STANLEY|233
EEMO|INVESCO S&P EMER|EBXL|EBX LLC|5000
EEMO|INVESCO S&P EMER|EDJO|Edward D. Jones & Co., L.P.|277
EEMO|INVESCO S&P EMER|EGXM|CBOE TRADING, INC.|8700
EEMO|INVESCO S&P EMER|EGXW|CBOE TRADING, INC.|1000
EEMO|INVESCO S&P EMER|ETRS|E*Trade Securities LLC|3576
EEMO|INVESCO S&P EMER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31
EEMO|INVESCO S&P EMER|FTBR|Foliofn Investments, Inc.|307
EEMO|INVESCO S&P EMER|GTSZ|GTS SECURITIES LLC|323
EEMO|INVESCO S&P EMER|HASF|Haywood Securities Inc./CDS|900
EEMO|INVESCO S&P EMER|IATS|INTERACTIVE BROKERS LLC|800
EEMO|INVESCO S&P EMER|IBKR|Interactive Brokers Llc|2171
EEMO|INVESCO S&P EMER|ICBX|INSTINET, LLC|6354
EEMO|INVESCO S&P EMER|INCA|INSTINET, LLC|258
EEMO|INVESCO S&P EMER|ITGI|ITG Inc.|500
EEMO|INVESCO S&P EMER|ITGP|ITG INC.|1400
EEMO|INVESCO S&P EMER|JANY|Janney Montgomery Scott Inc.|270
EEMO|INVESCO S&P EMER|JPMX|J.P. Morgan Securities LLC|400
EEMO|INVESCO S&P EMER|JSEB|JANE STREET EXECUTION SERVICES, LLC|71167
EEMO|INVESCO S&P EMER|JSJX|JANE STREET CAPITAL LLC|14693
EEMO|INVESCO S&P EMER|KCGM|VIRTU Americas LLC|3677
EEMO|INVESCO S&P EMER|LEHM|Barclays Capital Inc./Le|3414
EEMO|INVESCO S&P EMER|LIME|Lime Brokerage LLC|2915
EEMO|INVESCO S&P EMER|MACC|Mid Atlantic Capital Corporation|577
EEMO|INVESCO S&P EMER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16938
EEMO|INVESCO S&P EMER|MSCO|MORGAN STANLEY & CO. LLC|4489
EEMO|INVESCO S&P EMER|NFSC|National Financial Services LLC|6424
EEMO|INVESCO S&P EMER|NITE|VIRTU Americas LLC|38903
EEMO|INVESCO S&P EMER|SALI|INTL FCSTONE FINANCIAL INC.|599
EEMO|INVESCO S&P EMER|SBSH|Citigroup Global Markets Inc.|1670
EEMO|INVESCO S&P EMER|SGMT|GOLDMAN SACHS & CO. LLC|1321
EEMO|INVESCO S&P EMER|SPDR|SPEEDROUTE LLC|1000
EEMO|INVESCO S&P EMER|SWIM|TD Ameritrade, Inc.|100
EEMO|INVESCO S&P EMER|TRCM|TRC MARKETS LLC|2
EEMO|INVESCO S&P EMER|UBSA|UBS SECURITIES LLC|11320
EEMO|INVESCO S&P EMER|UBSS|UBS Securities LLC|3050
EEMO|INVESCO S&P EMER|VALX|VIRTU AMERICAS LLC|200
EEMO|INVESCO S&P EMER|VGRD|Vanguard Marketing Corporation|2803
EEMO|INVESCO S&P EMER|WCHV|WELLS FARGO SECURITIES, LLC|626
EEMO|INVESCO S&P EMER|WSEA|WOLVERINE SECURITIES, LLC|19
EEMO|INVESCO S&P EMER|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
EEMS|ISHARES MSCI EMSSMLC|ALTX|Alternet Securities Inc.|5165
EEMS|ISHARES MSCI EMSSMLC|APCC|Apex Clearing Corporation|126
EEMS|ISHARES MSCI EMSSMLC|BARD|Robert W. Baird & Co. Incorporated|62
EEMS|ISHARES MSCI EMSSMLC|BATM|CBOE TRADING, INC.|847
EEMS|ISHARES MSCI EMSSMLC|BAYC|BAY CREST PARTNERS, LLC|430000
EEMS|ISHARES MSCI EMSSMLC|BERN|Sanford C. Bernstein & Co., LLC|700
EEMS|ISHARES MSCI EMSSMLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42
EEMS|ISHARES MSCI EMSSMLC|BYXM|CBOE TRADING, INC.|500
EEMS|ISHARES MSCI EMSSMLC|CANT|Cantor Fitzgerald & Co.|998965
EEMS|ISHARES MSCI EMSSMLC|CHAS|Charles Schwab & Co., Inc.|9
EEMS|ISHARES MSCI EMSSMLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89880
EEMS|ISHARES MSCI EMSSMLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16941
EEMS|ISHARES MSCI EMSSMLC|CTDL|Citadel Derivatives Group Llc|79042
EEMS|ISHARES MSCI EMSSMLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9654
EEMS|ISHARES MSCI EMSSMLC|DBAB|Deutsche Bank Securities Inc.|346425
EEMS|ISHARES MSCI EMSSMLC|DBAX|Deutsche Bank Securities Inc.|112000
EEMS|ISHARES MSCI EMSSMLC|DEAN|MORGAN STANLEY|2522
EEMS|ISHARES MSCI EMSSMLC|EBXL|EBX LLC|38200
EEMS|ISHARES MSCI EMSSMLC|EDJO|Edward D. Jones & Co., L.P.|1983
EEMS|ISHARES MSCI EMSSMLC|EGAM|CBOE TRADING, INC.|1400
EEMS|ISHARES MSCI EMSSMLC|EGAW|CBOE TRADING, INC.|100
EEMS|ISHARES MSCI EMSSMLC|EGXM|CBOE TRADING, INC.|2100
EEMS|ISHARES MSCI EMSSMLC|ETRS|E*Trade Securities LLC|1884
EEMS|ISHARES MSCI EMSSMLC|FILL|Tradestation Securities, Inc.|19
EEMS|ISHARES MSCI EMSSMLC|FLTU|FLOW TRADERS US LLC|3918
EEMS|ISHARES MSCI EMSSMLC|FTBR|Foliofn Investments, Inc.|215
EEMS|ISHARES MSCI EMSSMLC|GEBB|GLOBAL EXECUTION BROKERS, LP|400
EEMS|ISHARES MSCI EMSSMLC|GLPX|ACS EXECUTION SERVICES, LLC|7000
EEMS|ISHARES MSCI EMSSMLC|GSCO|GOLDMAN SACHS & CO. LLC|316117
EEMS|ISHARES MSCI EMSSMLC|GSLT|GOLDMAN SACHS & CO. LLC|800
EEMS|ISHARES MSCI EMSSMLC|GTSZ|GTS SECURITIES LLC|1200
EEMS|ISHARES MSCI EMSSMLC|HRBF|American Enterprise Investment Services Inc.|4216
EEMS|ISHARES MSCI EMSSMLC|IATS|INTERACTIVE BROKERS LLC|181
EEMS|ISHARES MSCI EMSSMLC|IBKR|Interactive Brokers Llc|2488
EEMS|ISHARES MSCI EMSSMLC|ICBX|INSTINET, LLC|48915
EEMS|ISHARES MSCI EMSSMLC|INCA|INSTINET, LLC|27550
EEMS|ISHARES MSCI EMSSMLC|ITGI|ITG Inc.|34850
EEMS|ISHARES MSCI EMSSMLC|ITGP|ITG INC.|11400
EEMS|ISHARES MSCI EMSSMLC|JMPT|JUMP TRADING, LLC|1089
EEMS|ISHARES MSCI EMSSMLC|JPMX|J.P. Morgan Securities LLC|48600
EEMS|ISHARES MSCI EMSSMLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|115000
EEMS|ISHARES MSCI EMSSMLC|JSJX|JANE STREET CAPITAL LLC|122615
EEMS|ISHARES MSCI EMSSMLC|KCGM|VIRTU Americas LLC|10393
EEMS|ISHARES MSCI EMSSMLC|LEHM|Barclays Capital Inc./Le|16200
EEMS|ISHARES MSCI EMSSMLC|LIME|Lime Brokerage LLC|16390
EEMS|ISHARES MSCI EMSSMLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
EEMS|ISHARES MSCI EMSSMLC|MACC|Mid Atlantic Capital Corporation|6
EEMS|ISHARES MSCI EMSSMLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33452
EEMS|ISHARES MSCI EMSSMLC|MSCO|MORGAN STANLEY & CO. LLC|32488
EEMS|ISHARES MSCI EMSSMLC|MSPL|MORGAN STANLEY & CO. LLC|15200
EEMS|ISHARES MSCI EMSSMLC|NFSC|National Financial Services LLC|73142
EEMS|ISHARES MSCI EMSSMLC|NITE|VIRTU Americas LLC|272708
EEMS|ISHARES MSCI EMSSMLC|NITP|VIRTU Americas LLC|3600
EEMS|ISHARES MSCI EMSSMLC|NQRB|Brut, LLC|129
EEMS|ISHARES MSCI EMSSMLC|NTRC|Northern Trust Securities, Inc.|849065
EEMS|ISHARES MSCI EMSSMLC|PDQM|CODA MARKETS, INC.|45200
EEMS|ISHARES MSCI EMSSMLC|RBCM|RBC CAPITAL MARKETS, LLC|208
EEMS|ISHARES MSCI EMSSMLC|SAGL|SAGETRADER, LLC|73578
EEMS|ISHARES MSCI EMSSMLC|SBSH|Citigroup Global Markets Inc.|2276
EEMS|ISHARES MSCI EMSSMLC|SEIC|SEI Investments Distribution Co.|4065
EEMS|ISHARES MSCI EMSSMLC|SGMT|GOLDMAN SACHS & CO. LLC|17236
EEMS|ISHARES MSCI EMSSMLC|SPDR|SPEEDROUTE LLC|6800
EEMS|ISHARES MSCI EMSSMLC|STFL|Stifel, Nicolaus & Company, Incorporated|3567
EEMS|ISHARES MSCI EMSSMLC|SWIM|TD Ameritrade, Inc.|1039
EEMS|ISHARES MSCI EMSSMLC|TKNG|ALLY INVEST SECURITIES LLC|3
EEMS|ISHARES MSCI EMSSMLC|TRCM|TRC MARKETS LLC|37
EEMS|ISHARES MSCI EMSSMLC|UBSA|UBS SECURITIES LLC|137532
EEMS|ISHARES MSCI EMSSMLC|UBSS|UBS Securities LLC|21563
EEMS|ISHARES MSCI EMSSMLC|VALX|VIRTU AMERICAS LLC|168
EEMS|ISHARES MSCI EMSSMLC|VGRD|Vanguard Marketing Corporation|2591
EEMS|ISHARES MSCI EMSSMLC|WCHV|WELLS FARGO SECURITIES, LLC|6129
EEMS|ISHARES MSCI EMSSMLC|WSEA|WOLVERINE SECURITIES, LLC|1110
EEMS|ISHARES MSCI EMSSMLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5108
EEMS|ISHARES MSCI EMSSMLC|YKNA|COMHAR CAPITAL MARKETS, LLC|600
EEMS|ISHARES MSCI EMSSMLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1210
EEMV|ISHARES EM MIN VOL|ALTX|Alternet Securities Inc.|2475
EEMV|ISHARES EM MIN VOL|APCC|Apex Clearing Corporation|1374
EEMV|ISHARES EM MIN VOL|BANK|Primevest Financial Services, Inc.|2
EEMV|ISHARES EM MIN VOL|BARD|Robert W. Baird & Co. Incorporated|2833
EEMV|ISHARES EM MIN VOL|BATM|CBOE TRADING, INC.|3806
EEMV|ISHARES EM MIN VOL|BBNT|BB&T SECURITIES, LLC|542
EEMV|ISHARES EM MIN VOL|BERN|Sanford C. Bernstein & Co., LLC|3291
EEMV|ISHARES EM MIN VOL|BIMI|Banca IMI Securities Corp.|100
EEMV|ISHARES EM MIN VOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4650
EEMV|ISHARES EM MIN VOL|BRGE|Newbridge Securities Corp.|3
EEMV|ISHARES EM MIN VOL|BYXM|CBOE TRADING, INC.|85
EEMV|ISHARES EM MIN VOL|CANT|Cantor Fitzgerald & Co.|101346
EEMV|ISHARES EM MIN VOL|CHAS|Charles Schwab & Co., Inc.|74471
EEMV|ISHARES EM MIN VOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49235
EEMV|ISHARES EM MIN VOL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
EEMV|ISHARES EM MIN VOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94208
EEMV|ISHARES EM MIN VOL|CSIN|Citadel Securities Institutional LLC|76538
EEMV|ISHARES EM MIN VOL|CTDL|Citadel Derivatives Group Llc|94182
EEMV|ISHARES EM MIN VOL|CXCX|CITIGROUP GLOBAL MARKETS INC.|9400
EEMV|ISHARES EM MIN VOL|DADA|D.A. Davidson & Co.|561
EEMV|ISHARES EM MIN VOL|DAVA|Davenport & Company LLC|529
EEMV|ISHARES EM MIN VOL|DBAB|Deutsche Bank Securities Inc.|2300
EEMV|ISHARES EM MIN VOL|DBAX|Deutsche Bank Securities Inc.|101600
EEMV|ISHARES EM MIN VOL|DEAN|MORGAN STANLEY|900
EEMV|ISHARES EM MIN VOL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9459
EEMV|ISHARES EM MIN VOL|EBXL|EBX LLC|103700
EEMV|ISHARES EM MIN VOL|ECUT|CONVERGEX EXECUTION SOLUTIONS|454
EEMV|ISHARES EM MIN VOL|EDJO|Edward D. Jones & Co., L.P.|11284
EEMV|ISHARES EM MIN VOL|EGAM|CBOE TRADING, INC.|1360
EEMV|ISHARES EM MIN VOL|EGXM|CBOE TRADING, INC.|85
EEMV|ISHARES EM MIN VOL|ESPO|ESPOSITO SECURITIES, LLC|51
EEMV|ISHARES EM MIN VOL|ETBE|Electronic Transaction Clearing, Inc.|1500
EEMV|ISHARES EM MIN VOL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8937
EEMV|ISHARES EM MIN VOL|ETRS|E*Trade Securities LLC|9878
EEMV|ISHARES EM MIN VOL|FBSB|U.S. Bancorp Investments, Inc.|283
EEMV|ISHARES EM MIN VOL|FILL|Tradestation Securities, Inc.|24
EEMV|ISHARES EM MIN VOL|FINX|FINTECH SECURITIES|25
EEMV|ISHARES EM MIN VOL|FLTU|FLOW TRADERS US LLC|25000
EEMV|ISHARES EM MIN VOL|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|25000
EEMV|ISHARES EM MIN VOL|FMAF|NBCN Inc./ CDS|1060
EEMV|ISHARES EM MIN VOL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14277
EEMV|ISHARES EM MIN VOL|FTBR|Foliofn Investments, Inc.|4959
EEMV|ISHARES EM MIN VOL|GBMT|GBM International, Inc.|2192
EEMV|ISHARES EM MIN VOL|GLPX|ACS EXECUTION SERVICES, LLC|2355
EEMV|ISHARES EM MIN VOL|GSCO|GOLDMAN SACHS & CO. LLC|76800
EEMV|ISHARES EM MIN VOL|GSLT|GOLDMAN SACHS & CO. LLC|600
EEMV|ISHARES EM MIN VOL|GTSZ|GTS SECURITIES LLC|1391
EEMV|ISHARES EM MIN VOL|HRBF|American Enterprise Investment Services Inc.|116921
EEMV|ISHARES EM MIN VOL|IATS|INTERACTIVE BROKERS LLC|652
EEMV|ISHARES EM MIN VOL|IBKR|Interactive Brokers Llc|473
EEMV|ISHARES EM MIN VOL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21
EEMV|ISHARES EM MIN VOL|ICBX|INSTINET, LLC|88360
EEMV|ISHARES EM MIN VOL|INCA|INSTINET, LLC|40000
EEMV|ISHARES EM MIN VOL|INJX|INSTINET, LLC|2
EEMV|ISHARES EM MIN VOL|ITGI|ITG Inc.|18389
EEMV|ISHARES EM MIN VOL|ITGP|ITG INC.|32400
EEMV|ISHARES EM MIN VOL|JANY|Janney Montgomery Scott Inc.|32388
EEMV|ISHARES EM MIN VOL|JEFF|JEFFERIES LLC|7
EEMV|ISHARES EM MIN VOL|JMPT|JUMP TRADING, LLC|2029
EEMV|ISHARES EM MIN VOL|JPMX|J.P. Morgan Securities LLC|118197
EEMV|ISHARES EM MIN VOL|JSEB|JANE STREET EXECUTION SERVICES, LLC|260770
EEMV|ISHARES EM MIN VOL|JSJX|JANE STREET CAPITAL LLC|377030
EEMV|ISHARES EM MIN VOL|KCGM|VIRTU Americas LLC|42308
EEMV|ISHARES EM MIN VOL|LEHM|Barclays Capital Inc./Le|89193
EEMV|ISHARES EM MIN VOL|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2350
EEMV|ISHARES EM MIN VOL|LIME|Lime Brokerage LLC|300
EEMV|ISHARES EM MIN VOL|LSCI|Lek Securities Corporation|7250
EEMV|ISHARES EM MIN VOL|MACC|Mid Atlantic Capital Corporation|4382
EEMV|ISHARES EM MIN VOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78152
EEMV|ISHARES EM MIN VOL|MOTF|MOTIF INVESTING, INC.|2
EEMV|ISHARES EM MIN VOL|MSCO|MORGAN STANLEY & CO. LLC|117310
EEMV|ISHARES EM MIN VOL|MSPL|MORGAN STANLEY & CO. LLC|45600
EEMV|ISHARES EM MIN VOL|MSTX|MORGAN STANLEY & CO. LLC|3000
EEMV|ISHARES EM MIN VOL|NEUB|NEUBERGER BERMAN BD LLC|250
EEMV|ISHARES EM MIN VOL|NFSC|National Financial Services LLC|430994
EEMV|ISHARES EM MIN VOL|NITE|VIRTU Americas LLC|506609
EEMV|ISHARES EM MIN VOL|NQRB|Brut, LLC|200
EEMV|ISHARES EM MIN VOL|NTBF|BMO Nesbitt Burns Inc./CDS|50
EEMV|ISHARES EM MIN VOL|OLDM|OLD MISSION CAPITAL, LLC|2446
EEMV|ISHARES EM MIN VOL|OPCO|Oppenheimer & Co. Inc.|2725
EEMV|ISHARES EM MIN VOL|PCPT|PHILLIP CAPITAL INC.|160
EEMV|ISHARES EM MIN VOL|PDQM|CODA MARKETS, INC.|10749
EEMV|ISHARES EM MIN VOL|PWJC|UBS Financial Services, Inc.|30
EEMV|ISHARES EM MIN VOL|RBCM|RBC CAPITAL MARKETS, LLC|13859
EEMV|ISHARES EM MIN VOL|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|5835
EEMV|ISHARES EM MIN VOL|SAGL|SAGETRADER, LLC|1700
EEMV|ISHARES EM MIN VOL|SALI|INTL FCSTONE FINANCIAL INC.|1405
EEMV|ISHARES EM MIN VOL|SBSH|Citigroup Global Markets Inc.|6162
EEMV|ISHARES EM MIN VOL|SEIC|SEI Investments Distribution Co.|1475
EEMV|ISHARES EM MIN VOL|SGMT|GOLDMAN SACHS & CO. LLC|70181
EEMV|ISHARES EM MIN VOL|SOGO|Wang Investment Associates, Inc.|6
EEMV|ISHARES EM MIN VOL|SPDR|SPEEDROUTE LLC|300
EEMV|ISHARES EM MIN VOL|SPHN|Stephens Inc.|1311
EEMV|ISHARES EM MIN VOL|STFL|Stifel, Nicolaus & Company, Incorporated|37336
EEMV|ISHARES EM MIN VOL|SWIM|TD Ameritrade, Inc.|1083
EEMV|ISHARES EM MIN VOL|SWST|Hilltop Securities Inc.|53
EEMV|ISHARES EM MIN VOL|TRBT|Tradebot Systems, Inc.|300
EEMV|ISHARES EM MIN VOL|TRCM|TRC MARKETS LLC|15812
EEMV|ISHARES EM MIN VOL|UBSS|UBS Securities LLC|352975
EEMV|ISHARES EM MIN VOL|VALX|VIRTU AMERICAS LLC|908
EEMV|ISHARES EM MIN VOL|VGRD|Vanguard Marketing Corporation|16560
EEMV|ISHARES EM MIN VOL|VNDM|Wall Street Access|3232
EEMV|ISHARES EM MIN VOL|WBET|Wallachbeth Capital LLC|24300
EEMV|ISHARES EM MIN VOL|WBLR|WILLIAM BLAIR|2393
EEMV|ISHARES EM MIN VOL|WCHV|WELLS FARGO SECURITIES, LLC|130977
EEMV|ISHARES EM MIN VOL|WEDB|WEDBUSH SECURITIES INC.|75
EEMV|ISHARES EM MIN VOL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|599
EEMV|ISHARES EM MIN VOL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11475
EEMV|ISHARES EM MIN VOL|WGIF|CIBC World Markets Inc.|148
EEMV|ISHARES EM MIN VOL|WSEA|WOLVERINE SECURITIES, LLC|4554
EEMV|ISHARES EM MIN VOL|XPUS|XP SECURITIES, LLC|7515
EEMV|ISHARES EM MIN VOL|XSTM|NATIONAL FINANCIAL SERVICES LLC|18204
EEMV|ISHARES EM MIN VOL|YKNA|COMHAR CAPITAL MARKETS, LLC|38
EEMV|ISHARES EM MIN VOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|128778
EEMX|SPDR MSCI EMERGING M|APCC|Apex Clearing Corporation|1
EEMX|SPDR MSCI EMERGING M|BAYC|BAY CREST PARTNERS, LLC|100
EEMX|SPDR MSCI EMERGING M|CHAS|Charles Schwab & Co., Inc.|1
EEMX|SPDR MSCI EMERGING M|EGAM|CBOE TRADING, INC.|100
EEMX|SPDR MSCI EMERGING M|FTBR|Foliofn Investments, Inc.|101
EEMX|SPDR MSCI EMERGING M|HRBF|American Enterprise Investment Services Inc.|370
EEMX|SPDR MSCI EMERGING M|IBKR|Interactive Brokers Llc|278
EEMX|SPDR MSCI EMERGING M|INCA|INSTINET, LLC|300
EEMX|SPDR MSCI EMERGING M|JSJX|JANE STREET CAPITAL LLC|1349
EEMX|SPDR MSCI EMERGING M|MAXM|Maxim Group LLC|100
EEMX|SPDR MSCI EMERGING M|NFSC|National Financial Services LLC|297
EEMX|SPDR MSCI EMERGING M|NITE|VIRTU Americas LLC|1399
EEMX|SPDR MSCI EMERGING M|SWIM|TD Ameritrade, Inc.|75
EEMX|SPDR MSCI EMERGING M|WSEA|WOLVERINE SECURITIES, LLC|2
EEMX|SPDR MSCI EMERGING M|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1214
EEP|ENBRIDGE EGY PT LP|ADAM|CANACCORD GENUITY INC.|54019
EEP|ENBRIDGE EGY PT LP|AGIS|Aegis Capital Corp.|400
EEP|ENBRIDGE EGY PT LP|ALTX|Alternet Securities Inc.|6438
EEP|ENBRIDGE EGY PT LP|APCC|Apex Clearing Corporation|7419
EEP|ENBRIDGE EGY PT LP|BANK|Primevest Financial Services, Inc.|2102
EEP|ENBRIDGE EGY PT LP|BARD|Robert W. Baird & Co. Incorporated|20101
EEP|ENBRIDGE EGY PT LP|BATM|CBOE TRADING, INC.|8195
EEP|ENBRIDGE EGY PT LP|BAYC|BAY CREST PARTNERS, LLC|20410
EEP|ENBRIDGE EGY PT LP|BBNT|BB&T SECURITIES, LLC|9414
EEP|ENBRIDGE EGY PT LP|BERN|Sanford C. Bernstein & Co., LLC|41631
EEP|ENBRIDGE EGY PT LP|BIDS|BIDS TRADING L.P.|1200
EEP|ENBRIDGE EGY PT LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40204
EEP|ENBRIDGE EGY PT LP|BLKX|INSTINET, LLC|366718
EEP|ENBRIDGE EGY PT LP|BMOC|BMO Capital Markets Corp.|5587
EEP|ENBRIDGE EGY PT LP|BNPX|BNP PARIBAS SECURITIES CORP.|327
EEP|ENBRIDGE EGY PT LP|BTIG|BTIG, LLC|19993
EEP|ENBRIDGE EGY PT LP|BYXM|CBOE TRADING, INC.|1200
EEP|ENBRIDGE EGY PT LP|CANT|Cantor Fitzgerald & Co.|21824
EEP|ENBRIDGE EGY PT LP|CBLC|CITIGROUP GLOBAL MARKETS INC.|23200
EEP|ENBRIDGE EGY PT LP|CHAS|Charles Schwab & Co., Inc.|26335
EEP|ENBRIDGE EGY PT LP|CIST|Capital Institutional Services, Inc.|1400
EEP|ENBRIDGE EGY PT LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|428205
EEP|ENBRIDGE EGY PT LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|332101
EEP|ENBRIDGE EGY PT LP|CTDL|Citadel Derivatives Group Llc|8757
EEP|ENBRIDGE EGY PT LP|CTLR|CUTLER GROUP, LP|1100
EEP|ENBRIDGE EGY PT LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|83038
EEP|ENBRIDGE EGY PT LP|DADA|D.A. Davidson & Co.|4575
EEP|ENBRIDGE EGY PT LP|DAVA|Davenport & Company LLC|200
EEP|ENBRIDGE EGY PT LP|DBAB|Deutsche Bank Securities Inc.|102624
EEP|ENBRIDGE EGY PT LP|DBAX|Deutsche Bank Securities Inc.|332800
EEP|ENBRIDGE EGY PT LP|DEAN|MORGAN STANLEY|32283
EEP|ENBRIDGE EGY PT LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5100
EEP|ENBRIDGE EGY PT LP|EBXL|EBX LLC|254400
EEP|ENBRIDGE EGY PT LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1195
EEP|ENBRIDGE EGY PT LP|EDJC|Edward Jones / CDS|200
EEP|ENBRIDGE EGY PT LP|EDJO|Edward D. Jones & Co., L.P.|67262
EEP|ENBRIDGE EGY PT LP|EGAM|CBOE TRADING, INC.|6330
EEP|ENBRIDGE EGY PT LP|EGXM|CBOE TRADING, INC.|7531
EEP|ENBRIDGE EGY PT LP|ETBE|Electronic Transaction Clearing, Inc.|13140
EEP|ENBRIDGE EGY PT LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
EEP|ENBRIDGE EGY PT LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1375
EEP|ENBRIDGE EGY PT LP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|7000
EEP|ENBRIDGE EGY PT LP|ETRS|E*Trade Securities LLC|256362
EEP|ENBRIDGE EGY PT LP|FBRC|B. RILEY FBR, INC.|1597993
EEP|ENBRIDGE EGY PT LP|FBSB|U.S. Bancorp Investments, Inc.|60
EEP|ENBRIDGE EGY PT LP|FILL|Tradestation Securities, Inc.|9772
EEP|ENBRIDGE EGY PT LP|FINX|FINTECH SECURITIES|300
EEP|ENBRIDGE EGY PT LP|FMAF|NBCN Inc./ CDS|280
EEP|ENBRIDGE EGY PT LP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
EEP|ENBRIDGE EGY PT LP|FQLS|Quantlab Securities LP|145894
EEP|ENBRIDGE EGY PT LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60686
EEP|ENBRIDGE EGY PT LP|FTBR|Foliofn Investments, Inc.|1110
EEP|ENBRIDGE EGY PT LP|GEBB|GLOBAL EXECUTION BROKERS, LP|30620
EEP|ENBRIDGE EGY PT LP|GLPX|ACS EXECUTION SERVICES, LLC|7273
EEP|ENBRIDGE EGY PT LP|GSCO|GOLDMAN SACHS & CO. LLC|595207
EEP|ENBRIDGE EGY PT LP|GSCS|GOLDMAN SACHS & CO. LLC|11100
EEP|ENBRIDGE EGY PT LP|GSLT|GOLDMAN SACHS & CO. LLC|8957
EEP|ENBRIDGE EGY PT LP|GTSZ|GTS SECURITIES LLC|113701
EEP|ENBRIDGE EGY PT LP|HRBF|American Enterprise Investment Services Inc.|26225
EEP|ENBRIDGE EGY PT LP|IATS|INTERACTIVE BROKERS LLC|17186
EEP|ENBRIDGE EGY PT LP|IBKR|Interactive Brokers Llc|42745
EEP|ENBRIDGE EGY PT LP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|743
EEP|ENBRIDGE EGY PT LP|ICBX|INSTINET, LLC|136723
EEP|ENBRIDGE EGY PT LP|INCA|INSTINET, LLC|164987
EEP|ENBRIDGE EGY PT LP|INJX|INSTINET, LLC|200
EEP|ENBRIDGE EGY PT LP|ITGI|ITG Inc.|24261
EEP|ENBRIDGE EGY PT LP|ITGP|ITG INC.|65200
EEP|ENBRIDGE EGY PT LP|JANY|Janney Montgomery Scott Inc.|4325
EEP|ENBRIDGE EGY PT LP|JEFF|JEFFERIES LLC|77147
EEP|ENBRIDGE EGY PT LP|JMPT|JUMP TRADING, LLC|45994
EEP|ENBRIDGE EGY PT LP|JPMX|J.P. Morgan Securities LLC|1100025
EEP|ENBRIDGE EGY PT LP|JSJX|JANE STREET CAPITAL LLC|5264
EEP|ENBRIDGE EGY PT LP|KCGM|VIRTU Americas LLC|76754
EEP|ENBRIDGE EGY PT LP|LEHM|Barclays Capital Inc./Le|1030064
EEP|ENBRIDGE EGY PT LP|LIME|Lime Brokerage LLC|79311
EEP|ENBRIDGE EGY PT LP|LQNA|LIQUIDNET, INC.|75000
EEP|ENBRIDGE EGY PT LP|LSCI|Lek Securities Corporation|8770
EEP|ENBRIDGE EGY PT LP|MACC|Mid Atlantic Capital Corporation|2800
EEP|ENBRIDGE EGY PT LP|MCMF|Raymond James Ltd. Cds|1000
EEP|ENBRIDGE EGY PT LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|244780
EEP|ENBRIDGE EGY PT LP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
EEP|ENBRIDGE EGY PT LP|MOTF|MOTIF INVESTING, INC.|4
EEP|ENBRIDGE EGY PT LP|MSCO|MORGAN STANLEY & CO. LLC|2908749
EEP|ENBRIDGE EGY PT LP|MSPL|MORGAN STANLEY & CO. LLC|112600
EEP|ENBRIDGE EGY PT LP|MSTX|MORGAN STANLEY & CO. LLC|4300
EEP|ENBRIDGE EGY PT LP|NBCS|NBC Securities, INC.|140
EEP|ENBRIDGE EGY PT LP|NFSC|National Financial Services LLC|629797
EEP|ENBRIDGE EGY PT LP|NITE|VIRTU Americas LLC|1134590
EEP|ENBRIDGE EGY PT LP|NITP|VIRTU Americas LLC|570
EEP|ENBRIDGE EGY PT LP|NQRB|Brut, LLC|14348
EEP|ENBRIDGE EGY PT LP|NTBF|BMO Nesbitt Burns Inc./CDS|400
EEP|ENBRIDGE EGY PT LP|OPCO|Oppenheimer & Co. Inc.|1477
EEP|ENBRIDGE EGY PT LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
EEP|ENBRIDGE EGY PT LP|PDQM|CODA MARKETS, INC.|4604
EEP|ENBRIDGE EGY PT LP|PHLY|NASDAQ Execution Services, LLC|2000
EEP|ENBRIDGE EGY PT LP|PIPR|Piper Jaffray & Co.|35118
EEP|ENBRIDGE EGY PT LP|PWJC|UBS Financial Services, Inc.|39711
EEP|ENBRIDGE EGY PT LP|RBCM|RBC CAPITAL MARKETS, LLC|23826
EEP|ENBRIDGE EGY PT LP|SAGL|SAGETRADER, LLC|3000
EEP|ENBRIDGE EGY PT LP|SAGW|SAGETRADER, LLC|738
EEP|ENBRIDGE EGY PT LP|SBSH|Citigroup Global Markets Inc.|102896
EEP|ENBRIDGE EGY PT LP|SEIC|SEI Investments Distribution Co.|3513
EEP|ENBRIDGE EGY PT LP|SGMT|GOLDMAN SACHS & CO. LLC|259249
EEP|ENBRIDGE EGY PT LP|SPDR|SPEEDROUTE LLC|10370
EEP|ENBRIDGE EGY PT LP|STFL|Stifel, Nicolaus & Company, Incorporated|14848
EEP|ENBRIDGE EGY PT LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4802
EEP|ENBRIDGE EGY PT LP|SWIM|TD Ameritrade, Inc.|85625
EEP|ENBRIDGE EGY PT LP|SWST|Hilltop Securities Inc.|7089
EEP|ENBRIDGE EGY PT LP|TKNG|ALLY INVEST SECURITIES LLC|4873
EEP|ENBRIDGE EGY PT LP|TMBR|Timber Hill LLC|4
EEP|ENBRIDGE EGY PT LP|TRBT|Tradebot Systems, Inc.|123703
EEP|ENBRIDGE EGY PT LP|TRCM|TRC MARKETS LLC|59315
EEP|ENBRIDGE EGY PT LP|TWTT|TASTYWORKS, INC.|50
EEP|ENBRIDGE EGY PT LP|UBSA|UBS SECURITIES LLC|1229261
EEP|ENBRIDGE EGY PT LP|UBSS|UBS Securities LLC|958749
EEP|ENBRIDGE EGY PT LP|VALX|VIRTU AMERICAS LLC|44754
EEP|ENBRIDGE EGY PT LP|VGRD|Vanguard Marketing Corporation|51942
EEP|ENBRIDGE EGY PT LP|WBLR|WILLIAM BLAIR|1520
EEP|ENBRIDGE EGY PT LP|WBPX|SUMMIT SECURITIES GROUP, LLC|4941
EEP|ENBRIDGE EGY PT LP|WCHV|WELLS FARGO SECURITIES, LLC|511829
EEP|ENBRIDGE EGY PT LP|WEDB|WEDBUSH SECURITIES INC.|5743
EEP|ENBRIDGE EGY PT LP|WEED|Weeden & Co.L.P.|490
EEP|ENBRIDGE EGY PT LP|WESC|Wellington Shields & Co., LLC|700
EEP|ENBRIDGE EGY PT LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56826
EEP|ENBRIDGE EGY PT LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|126136
EEP|ENBRIDGE EGY PT LP|WGIF|CIBC World Markets Inc.|21465
EEP|ENBRIDGE EGY PT LP|WSEA|WOLVERINE SECURITIES, LLC|11518
EEP|ENBRIDGE EGY PT LP|XIST|INSTINET, LLC|10600
EEP|ENBRIDGE EGY PT LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|174042
EEP|ENBRIDGE EGY PT LP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
EEP|ENBRIDGE EGY PT LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19282
EEQ|ENBRIDGE ENERGY MGMT|ALTX|Alternet Securities Inc.|3300
EEQ|ENBRIDGE ENERGY MGMT|APCC|Apex Clearing Corporation|633
EEQ|ENBRIDGE ENERGY MGMT|BARD|Robert W. Baird & Co. Incorporated|503
EEQ|ENBRIDGE ENERGY MGMT|BATM|CBOE TRADING, INC.|4859
EEQ|ENBRIDGE ENERGY MGMT|BAYC|BAY CREST PARTNERS, LLC|62185
EEQ|ENBRIDGE ENERGY MGMT|BAYT|BTIG, LLC|8800
EEQ|ENBRIDGE ENERGY MGMT|BERN|Sanford C. Bernstein & Co., LLC|386
EEQ|ENBRIDGE ENERGY MGMT|BIMI|Banca IMI Securities Corp.|200
EEQ|ENBRIDGE ENERGY MGMT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|780
EEQ|ENBRIDGE ENERGY MGMT|BLKX|INSTINET, LLC|23200
EEQ|ENBRIDGE ENERGY MGMT|BTIG|BTIG, LLC|188
EEQ|ENBRIDGE ENERGY MGMT|CANT|Cantor Fitzgerald & Co.|5000
EEQ|ENBRIDGE ENERGY MGMT|CHAS|Charles Schwab & Co., Inc.|3741
EEQ|ENBRIDGE ENERGY MGMT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|186923
EEQ|ENBRIDGE ENERGY MGMT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
EEQ|ENBRIDGE ENERGY MGMT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18302
EEQ|ENBRIDGE ENERGY MGMT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|154612
EEQ|ENBRIDGE ENERGY MGMT|CTDL|Citadel Derivatives Group Llc|43764
EEQ|ENBRIDGE ENERGY MGMT|CXCX|CITIGROUP GLOBAL MARKETS INC.|11264
EEQ|ENBRIDGE ENERGY MGMT|DBAB|Deutsche Bank Securities Inc.|24074
EEQ|ENBRIDGE ENERGY MGMT|DBAX|Deutsche Bank Securities Inc.|148600
EEQ|ENBRIDGE ENERGY MGMT|DEAN|MORGAN STANLEY|12197
EEQ|ENBRIDGE ENERGY MGMT|DEGS|RONIN PROFESSIONAL LLC|232
EEQ|ENBRIDGE ENERGY MGMT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
EEQ|ENBRIDGE ENERGY MGMT|EBXL|EBX LLC|165100
EEQ|ENBRIDGE ENERGY MGMT|EDJO|Edward D. Jones & Co., L.P.|1025
EEQ|ENBRIDGE ENERGY MGMT|EGAM|CBOE TRADING, INC.|3627
EEQ|ENBRIDGE ENERGY MGMT|EGAW|CBOE TRADING, INC.|57
EEQ|ENBRIDGE ENERGY MGMT|EGXM|CBOE TRADING, INC.|500
EEQ|ENBRIDGE ENERGY MGMT|EGXW|CBOE TRADING, INC.|100
EEQ|ENBRIDGE ENERGY MGMT|ETBE|Electronic Transaction Clearing, Inc.|9568
EEQ|ENBRIDGE ENERGY MGMT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
EEQ|ENBRIDGE ENERGY MGMT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
EEQ|ENBRIDGE ENERGY MGMT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10000
EEQ|ENBRIDGE ENERGY MGMT|ETRS|E*Trade Securities LLC|10045
EEQ|ENBRIDGE ENERGY MGMT|FILL|Tradestation Securities, Inc.|1531
EEQ|ENBRIDGE ENERGY MGMT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57780
EEQ|ENBRIDGE ENERGY MGMT|FTBR|Foliofn Investments, Inc.|7
EEQ|ENBRIDGE ENERGY MGMT|GEBB|GLOBAL EXECUTION BROKERS, LP|9150
EEQ|ENBRIDGE ENERGY MGMT|GLIS|TD Securities Inc|275
EEQ|ENBRIDGE ENERGY MGMT|GLPX|ACS EXECUTION SERVICES, LLC|4109
EEQ|ENBRIDGE ENERGY MGMT|GSCO|GOLDMAN SACHS & CO. LLC|116005
EEQ|ENBRIDGE ENERGY MGMT|GSCS|GOLDMAN SACHS & CO. LLC|1659
EEQ|ENBRIDGE ENERGY MGMT|GSLT|GOLDMAN SACHS & CO. LLC|7890
EEQ|ENBRIDGE ENERGY MGMT|GTSZ|GTS SECURITIES LLC|15304
EEQ|ENBRIDGE ENERGY MGMT|HRBF|American Enterprise Investment Services Inc.|526
EEQ|ENBRIDGE ENERGY MGMT|IATS|INTERACTIVE BROKERS LLC|11873
EEQ|ENBRIDGE ENERGY MGMT|IBKR|Interactive Brokers Llc|31378
EEQ|ENBRIDGE ENERGY MGMT|ICBX|INSTINET, LLC|117778
EEQ|ENBRIDGE ENERGY MGMT|INCA|INSTINET, LLC|50343
EEQ|ENBRIDGE ENERGY MGMT|INJX|INSTINET, LLC|1000
EEQ|ENBRIDGE ENERGY MGMT|ITGI|ITG Inc.|5856
EEQ|ENBRIDGE ENERGY MGMT|ITGP|ITG INC.|122400
EEQ|ENBRIDGE ENERGY MGMT|JANY|Janney Montgomery Scott Inc.|472
EEQ|ENBRIDGE ENERGY MGMT|JEFF|JEFFERIES LLC|32118
EEQ|ENBRIDGE ENERGY MGMT|JMPT|JUMP TRADING, LLC|12358
EEQ|ENBRIDGE ENERGY MGMT|JPBX|J.P. MORGAN SECURITIES LLC|200
EEQ|ENBRIDGE ENERGY MGMT|JPMX|J.P. Morgan Securities LLC|195654
EEQ|ENBRIDGE ENERGY MGMT|JSJX|JANE STREET CAPITAL LLC|14133
EEQ|ENBRIDGE ENERGY MGMT|KCGM|VIRTU Americas LLC|36137
EEQ|ENBRIDGE ENERGY MGMT|LEHM|Barclays Capital Inc./Le|277150
EEQ|ENBRIDGE ENERGY MGMT|LIME|Lime Brokerage LLC|46089
EEQ|ENBRIDGE ENERGY MGMT|LOOP|Loop Capital Markets LLC|1940
EEQ|ENBRIDGE ENERGY MGMT|LQNA|LIQUIDNET, INC.|27000
EEQ|ENBRIDGE ENERGY MGMT|LSCI|Lek Securities Corporation|25
EEQ|ENBRIDGE ENERGY MGMT|MAXM|Maxim Group LLC|2600
EEQ|ENBRIDGE ENERGY MGMT|MCMF|Raymond James Ltd. Cds|350
EEQ|ENBRIDGE ENERGY MGMT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173414
EEQ|ENBRIDGE ENERGY MGMT|MSCO|MORGAN STANLEY & CO. LLC|325914
EEQ|ENBRIDGE ENERGY MGMT|MSPL|MORGAN STANLEY & CO. LLC|119400
EEQ|ENBRIDGE ENERGY MGMT|MSTX|MORGAN STANLEY & CO. LLC|15800
EEQ|ENBRIDGE ENERGY MGMT|NEUB|NEUBERGER BERMAN BD LLC|4200
EEQ|ENBRIDGE ENERGY MGMT|NFSC|National Financial Services LLC|130797
EEQ|ENBRIDGE ENERGY MGMT|NITE|VIRTU Americas LLC|248287
EEQ|ENBRIDGE ENERGY MGMT|NITP|VIRTU Americas LLC|100
EEQ|ENBRIDGE ENERGY MGMT|NQRB|Brut, LLC|3873
EEQ|ENBRIDGE ENERGY MGMT|NTBF|BMO Nesbitt Burns Inc./CDS|1188
EEQ|ENBRIDGE ENERGY MGMT|OPCO|Oppenheimer & Co. Inc.|1133
EEQ|ENBRIDGE ENERGY MGMT|PDQM|CODA MARKETS, INC.|28675
EEQ|ENBRIDGE ENERGY MGMT|PIPR|Piper Jaffray & Co.|250885
EEQ|ENBRIDGE ENERGY MGMT|RBCM|RBC CAPITAL MARKETS, LLC|400
EEQ|ENBRIDGE ENERGY MGMT|SAGL|SAGETRADER, LLC|100
EEQ|ENBRIDGE ENERGY MGMT|SAGW|SAGETRADER, LLC|6332
EEQ|ENBRIDGE ENERGY MGMT|SBSH|Citigroup Global Markets Inc.|108608
EEQ|ENBRIDGE ENERGY MGMT|SEIC|SEI Investments Distribution Co.|200
EEQ|ENBRIDGE ENERGY MGMT|SGMT|GOLDMAN SACHS & CO. LLC|183757
EEQ|ENBRIDGE ENERGY MGMT|SPDR|SPEEDROUTE LLC|4977
EEQ|ENBRIDGE ENERGY MGMT|STFL|Stifel, Nicolaus & Company, Incorporated|348
EEQ|ENBRIDGE ENERGY MGMT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4973
EEQ|ENBRIDGE ENERGY MGMT|SWIM|TD Ameritrade, Inc.|6855
EEQ|ENBRIDGE ENERGY MGMT|TKNG|ALLY INVEST SECURITIES LLC|1171
EEQ|ENBRIDGE ENERGY MGMT|TRBT|Tradebot Systems, Inc.|46997
EEQ|ENBRIDGE ENERGY MGMT|TRCM|TRC MARKETS LLC|5368
EEQ|ENBRIDGE ENERGY MGMT|UBSA|UBS SECURITIES LLC|505179
EEQ|ENBRIDGE ENERGY MGMT|UBSS|UBS Securities LLC|368919
EEQ|ENBRIDGE ENERGY MGMT|VALX|VIRTU AMERICAS LLC|17826
EEQ|ENBRIDGE ENERGY MGMT|VGRD|Vanguard Marketing Corporation|49382
EEQ|ENBRIDGE ENERGY MGMT|WCHV|WELLS FARGO SECURITIES, LLC|309969
EEQ|ENBRIDGE ENERGY MGMT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3242
EEQ|ENBRIDGE ENERGY MGMT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23
EEQ|ENBRIDGE ENERGY MGMT|WSEA|WOLVERINE SECURITIES, LLC|597
EEQ|ENBRIDGE ENERGY MGMT|XIST|INSTINET, LLC|16600
EEQ|ENBRIDGE ENERGY MGMT|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
EEQ|ENBRIDGE ENERGY MGMT|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
EEQ|ENBRIDGE ENERGY MGMT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15082
EES|WISDOMTREE U.S. SMAL|ALTX|Alternet Securities Inc.|700
EES|WISDOMTREE U.S. SMAL|APCC|Apex Clearing Corporation|38
EES|WISDOMTREE U.S. SMAL|AURC|Aurora Capital LLC|2500
EES|WISDOMTREE U.S. SMAL|BANK|Primevest Financial Services, Inc.|49
EES|WISDOMTREE U.S. SMAL|BARD|Robert W. Baird & Co. Incorporated|9358
EES|WISDOMTREE U.S. SMAL|BBNT|BB&T SECURITIES, LLC|5409
EES|WISDOMTREE U.S. SMAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1293
EES|WISDOMTREE U.S. SMAL|BTIG|BTIG, LLC|200
EES|WISDOMTREE U.S. SMAL|CANT|Cantor Fitzgerald & Co.|104189
EES|WISDOMTREE U.S. SMAL|CHAS|Charles Schwab & Co., Inc.|6
EES|WISDOMTREE U.S. SMAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14318
EES|WISDOMTREE U.S. SMAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|60167
EES|WISDOMTREE U.S. SMAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
EES|WISDOMTREE U.S. SMAL|DAVA|Davenport & Company LLC|2737
EES|WISDOMTREE U.S. SMAL|DBAX|Deutsche Bank Securities Inc.|14300
EES|WISDOMTREE U.S. SMAL|DEAN|MORGAN STANLEY|8248
EES|WISDOMTREE U.S. SMAL|EBXL|EBX LLC|14800
EES|WISDOMTREE U.S. SMAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|4100
EES|WISDOMTREE U.S. SMAL|EDJO|Edward D. Jones & Co., L.P.|350
EES|WISDOMTREE U.S. SMAL|EGMT|EG MARKET TECHNOLOGIES LLC|200
EES|WISDOMTREE U.S. SMAL|EGXM|CBOE TRADING, INC.|2800
EES|WISDOMTREE U.S. SMAL|ETBE|Electronic Transaction Clearing, Inc.|500
EES|WISDOMTREE U.S. SMAL|ETRS|E*Trade Securities LLC|14165
EES|WISDOMTREE U.S. SMAL|FILL|Tradestation Securities, Inc.|1101
EES|WISDOMTREE U.S. SMAL|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|100000
EES|WISDOMTREE U.S. SMAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2094
EES|WISDOMTREE U.S. SMAL|FTBR|Foliofn Investments, Inc.|17
EES|WISDOMTREE U.S. SMAL|GSCO|GOLDMAN SACHS & CO. LLC|9212
EES|WISDOMTREE U.S. SMAL|GSLT|GOLDMAN SACHS & CO. LLC|24
EES|WISDOMTREE U.S. SMAL|HRBF|American Enterprise Investment Services Inc.|12060
EES|WISDOMTREE U.S. SMAL|IBKR|Interactive Brokers Llc|152
EES|WISDOMTREE U.S. SMAL|ICBX|INSTINET, LLC|26268
EES|WISDOMTREE U.S. SMAL|INCA|INSTINET, LLC|235476
EES|WISDOMTREE U.S. SMAL|ITGI|ITG Inc.|711
EES|WISDOMTREE U.S. SMAL|JPMX|J.P. Morgan Securities LLC|22796
EES|WISDOMTREE U.S. SMAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|77811
EES|WISDOMTREE U.S. SMAL|JSJX|JANE STREET CAPITAL LLC|134634
EES|WISDOMTREE U.S. SMAL|KCGM|VIRTU Americas LLC|19396
EES|WISDOMTREE U.S. SMAL|LEHM|Barclays Capital Inc./Le|34818
EES|WISDOMTREE U.S. SMAL|LIME|Lime Brokerage LLC|7067
EES|WISDOMTREE U.S. SMAL|MACC|Mid Atlantic Capital Corporation|337
EES|WISDOMTREE U.S. SMAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28452
EES|WISDOMTREE U.S. SMAL|MOTF|MOTIF INVESTING, INC.|1
EES|WISDOMTREE U.S. SMAL|MSCO|MORGAN STANLEY & CO. LLC|45986
EES|WISDOMTREE U.S. SMAL|MSPL|MORGAN STANLEY & CO. LLC|4600
EES|WISDOMTREE U.S. SMAL|NFSC|National Financial Services LLC|54399
EES|WISDOMTREE U.S. SMAL|NITE|VIRTU Americas LLC|121336
EES|WISDOMTREE U.S. SMAL|NTBF|BMO Nesbitt Burns Inc./CDS|50
EES|WISDOMTREE U.S. SMAL|OPCO|Oppenheimer & Co. Inc.|1028
EES|WISDOMTREE U.S. SMAL|PDQM|CODA MARKETS, INC.|25600
EES|WISDOMTREE U.S. SMAL|PWJC|UBS Financial Services, Inc.|1779
EES|WISDOMTREE U.S. SMAL|RBCM|RBC CAPITAL MARKETS, LLC|1358
EES|WISDOMTREE U.S. SMAL|SBSH|Citigroup Global Markets Inc.|1151
EES|WISDOMTREE U.S. SMAL|SGMT|GOLDMAN SACHS & CO. LLC|30563
EES|WISDOMTREE U.S. SMAL|SHMR|ABN Amro Clearing LLC|100000
EES|WISDOMTREE U.S. SMAL|STFL|Stifel, Nicolaus & Company, Incorporated|535
EES|WISDOMTREE U.S. SMAL|SWIM|TD Ameritrade, Inc.|931
EES|WISDOMTREE U.S. SMAL|TKNG|ALLY INVEST SECURITIES LLC|9
EES|WISDOMTREE U.S. SMAL|TRCM|TRC MARKETS LLC|300
EES|WISDOMTREE U.S. SMAL|UBSA|UBS SECURITIES LLC|83755
EES|WISDOMTREE U.S. SMAL|UBSS|UBS Securities LLC|131005
EES|WISDOMTREE U.S. SMAL|VGRD|Vanguard Marketing Corporation|4150
EES|WISDOMTREE U.S. SMAL|WCHV|WELLS FARGO SECURITIES, LLC|62272
EES|WISDOMTREE U.S. SMAL|WSEA|WOLVERINE SECURITIES, LLC|8
EES|WISDOMTREE U.S. SMAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|59540
EET|PROSHARES EMERG MKTS|APCC|Apex Clearing Corporation|57
EET|PROSHARES EMERG MKTS|BATM|CBOE TRADING, INC.|973
EET|PROSHARES EMERG MKTS|CANT|Cantor Fitzgerald & Co.|44989
EET|PROSHARES EMERG MKTS|CHAS|Charles Schwab & Co., Inc.|44989
EET|PROSHARES EMERG MKTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
EET|PROSHARES EMERG MKTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2940
EET|PROSHARES EMERG MKTS|DBAX|Deutsche Bank Securities Inc.|1000
EET|PROSHARES EMERG MKTS|DEAN|MORGAN STANLEY|1090
EET|PROSHARES EMERG MKTS|EBXL|EBX LLC|900
EET|PROSHARES EMERG MKTS|ETRS|E*Trade Securities LLC|2230
EET|PROSHARES EMERG MKTS|FIDT|Fidelity Clearing Canada ULC./ CDS|168
EET|PROSHARES EMERG MKTS|FILL|Tradestation Securities, Inc.|6
EET|PROSHARES EMERG MKTS|FTBR|Foliofn Investments, Inc.|13
EET|PROSHARES EMERG MKTS|HRBF|American Enterprise Investment Services Inc.|55
EET|PROSHARES EMERG MKTS|IATS|INTERACTIVE BROKERS LLC|15
EET|PROSHARES EMERG MKTS|IBKR|Interactive Brokers Llc|924
EET|PROSHARES EMERG MKTS|ICBX|INSTINET, LLC|1300
EET|PROSHARES EMERG MKTS|INCA|INSTINET, LLC|400
EET|PROSHARES EMERG MKTS|ITGI|ITG Inc.|1381
EET|PROSHARES EMERG MKTS|JANY|Janney Montgomery Scott Inc.|100
EET|PROSHARES EMERG MKTS|JPMX|J.P. Morgan Securities LLC|600
EET|PROSHARES EMERG MKTS|JSJX|JANE STREET CAPITAL LLC|7832
EET|PROSHARES EMERG MKTS|KCGM|VIRTU Americas LLC|4916
EET|PROSHARES EMERG MKTS|LEHM|Barclays Capital Inc./Le|3600
EET|PROSHARES EMERG MKTS|LIME|Lime Brokerage LLC|226
EET|PROSHARES EMERG MKTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EET|PROSHARES EMERG MKTS|MSCO|MORGAN STANLEY & CO. LLC|2922
EET|PROSHARES EMERG MKTS|NFSC|National Financial Services LLC|15498
EET|PROSHARES EMERG MKTS|NITE|VIRTU Americas LLC|9097
EET|PROSHARES EMERG MKTS|NTBF|BMO Nesbitt Burns Inc./CDS|180
EET|PROSHARES EMERG MKTS|SBSH|Citigroup Global Markets Inc.|100
EET|PROSHARES EMERG MKTS|SGMT|GOLDMAN SACHS & CO. LLC|611
EET|PROSHARES EMERG MKTS|SWIM|TD Ameritrade, Inc.|498
EET|PROSHARES EMERG MKTS|TRCM|TRC MARKETS LLC|354
EET|PROSHARES EMERG MKTS|UBSA|UBS SECURITIES LLC|8566
EET|PROSHARES EMERG MKTS|UBSS|UBS Securities LLC|1487
EET|PROSHARES EMERG MKTS|VGRD|Vanguard Marketing Corporation|1402
EET|PROSHARES EMERG MKTS|WCHV|WELLS FARGO SECURITIES, LLC|481
EET|PROSHARES EMERG MKTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101
EET|PROSHARES EMERG MKTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1886
EET|PROSHARES EMERG MKTS|WSEA|WOLVERINE SECURITIES, LLC|104
EEV|PROSHARES UTLRASHORT|APCC|Apex Clearing Corporation|4
EEV|PROSHARES UTLRASHORT|BYXM|CBOE TRADING, INC.|1
EEV|PROSHARES UTLRASHORT|CHAS|Charles Schwab & Co., Inc.|100
EEV|PROSHARES UTLRASHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
EEV|PROSHARES UTLRASHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4432
EEV|PROSHARES UTLRASHORT|CTLR|CUTLER GROUP, LP|40
EEV|PROSHARES UTLRASHORT|DBAX|Deutsche Bank Securities Inc.|1400
EEV|PROSHARES UTLRASHORT|EBXL|EBX LLC|1900
EEV|PROSHARES UTLRASHORT|ETRS|E*Trade Securities LLC|12048
EEV|PROSHARES UTLRASHORT|FILL|Tradestation Securities, Inc.|190
EEV|PROSHARES UTLRASHORT|FMAF|NBCN Inc./ CDS|40
EEV|PROSHARES UTLRASHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
EEV|PROSHARES UTLRASHORT|FTBR|Foliofn Investments, Inc.|40
EEV|PROSHARES UTLRASHORT|GLPX|ACS EXECUTION SERVICES, LLC|10
EEV|PROSHARES UTLRASHORT|GTSZ|GTS SECURITIES LLC|875
EEV|PROSHARES UTLRASHORT|HRBF|American Enterprise Investment Services Inc.|1
EEV|PROSHARES UTLRASHORT|HSBC|HSBC Securities, Inc.|260
EEV|PROSHARES UTLRASHORT|IATS|INTERACTIVE BROKERS LLC|561
EEV|PROSHARES UTLRASHORT|IBKR|Interactive Brokers Llc|6195
EEV|PROSHARES UTLRASHORT|ICBX|INSTINET, LLC|1960
EEV|PROSHARES UTLRASHORT|ITGI|ITG Inc.|600
EEV|PROSHARES UTLRASHORT|JANY|Janney Montgomery Scott Inc.|1223
EEV|PROSHARES UTLRASHORT|JPMX|J.P. Morgan Securities LLC|200
EEV|PROSHARES UTLRASHORT|JSJX|JANE STREET CAPITAL LLC|23096
EEV|PROSHARES UTLRASHORT|KCGM|VIRTU Americas LLC|9915
EEV|PROSHARES UTLRASHORT|LEHM|Barclays Capital Inc./Le|9580
EEV|PROSHARES UTLRASHORT|LGNT|COR CLEARING LLC|1
EEV|PROSHARES UTLRASHORT|LIME|Lime Brokerage LLC|5737
EEV|PROSHARES UTLRASHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
EEV|PROSHARES UTLRASHORT|MOTF|MOTIF INVESTING, INC.|18
EEV|PROSHARES UTLRASHORT|MSCO|MORGAN STANLEY & CO. LLC|14003
EEV|PROSHARES UTLRASHORT|MSPL|MORGAN STANLEY & CO. LLC|400
EEV|PROSHARES UTLRASHORT|NFSC|National Financial Services LLC|24788
EEV|PROSHARES UTLRASHORT|NITE|VIRTU Americas LLC|28683
EEV|PROSHARES UTLRASHORT|PDQM|CODA MARKETS, INC.|210
EEV|PROSHARES UTLRASHORT|RBCM|RBC CAPITAL MARKETS, LLC|371
EEV|PROSHARES UTLRASHORT|SBSH|Citigroup Global Markets Inc.|200
EEV|PROSHARES UTLRASHORT|SGMT|GOLDMAN SACHS & CO. LLC|2278
EEV|PROSHARES UTLRASHORT|SWIM|TD Ameritrade, Inc.|2096
EEV|PROSHARES UTLRASHORT|SWST|Hilltop Securities Inc.|15
EEV|PROSHARES UTLRASHORT|TRCM|TRC MARKETS LLC|157
EEV|PROSHARES UTLRASHORT|UBSA|UBS SECURITIES LLC|13557
EEV|PROSHARES UTLRASHORT|UBSS|UBS Securities LLC|6217
EEV|PROSHARES UTLRASHORT|VGRD|Vanguard Marketing Corporation|3671
EEV|PROSHARES UTLRASHORT|WCHV|WELLS FARGO SECURITIES, LLC|247
EEV|PROSHARES UTLRASHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1544
EEV|PROSHARES UTLRASHORT|WSEA|WOLVERINE SECURITIES, LLC|33
EEV|PROSHARES UTLRASHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78
EEX|EMERALD EXPOSITIONS|ALTX|Alternet Securities Inc.|2680
EEX|EMERALD EXPOSITIONS|APCC|Apex Clearing Corporation|5
EEX|EMERALD EXPOSITIONS|BARD|Robert W. Baird & Co. Incorporated|1325
EEX|EMERALD EXPOSITIONS|BATM|CBOE TRADING, INC.|1028
EEX|EMERALD EXPOSITIONS|BERN|Sanford C. Bernstein & Co., LLC|14319
EEX|EMERALD EXPOSITIONS|BIDS|BIDS TRADING L.P.|400
EEX|EMERALD EXPOSITIONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|329
EEX|EMERALD EXPOSITIONS|BLKX|INSTINET, LLC|5848
EEX|EMERALD EXPOSITIONS|BNPX|BNP PARIBAS SECURITIES CORP.|2596
EEX|EMERALD EXPOSITIONS|BTIG|BTIG, LLC|1100
EEX|EMERALD EXPOSITIONS|BYXM|CBOE TRADING, INC.|722
EEX|EMERALD EXPOSITIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4527
EEX|EMERALD EXPOSITIONS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3438
EEX|EMERALD EXPOSITIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85016
EEX|EMERALD EXPOSITIONS|CTDL|Citadel Derivatives Group Llc|4800
EEX|EMERALD EXPOSITIONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|19194
EEX|EMERALD EXPOSITIONS|DBAB|Deutsche Bank Securities Inc.|37178
EEX|EMERALD EXPOSITIONS|DBAX|Deutsche Bank Securities Inc.|84500
EEX|EMERALD EXPOSITIONS|DEAN|MORGAN STANLEY|1424
EEX|EMERALD EXPOSITIONS|DEGS|RONIN PROFESSIONAL LLC|115
EEX|EMERALD EXPOSITIONS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
EEX|EMERALD EXPOSITIONS|EBXL|EBX LLC|51600
EEX|EMERALD EXPOSITIONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|398
EEX|EMERALD EXPOSITIONS|EDJO|Edward D. Jones & Co., L.P.|7556
EEX|EMERALD EXPOSITIONS|EGAM|CBOE TRADING, INC.|6394
EEX|EMERALD EXPOSITIONS|EGMT|EG MARKET TECHNOLOGIES LLC|210
EEX|EMERALD EXPOSITIONS|EGXM|CBOE TRADING, INC.|981
EEX|EMERALD EXPOSITIONS|ETBE|Electronic Transaction Clearing, Inc.|2181
EEX|EMERALD EXPOSITIONS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4400
EEX|EMERALD EXPOSITIONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6309
EEX|EMERALD EXPOSITIONS|ETRS|E*Trade Securities LLC|101
EEX|EMERALD EXPOSITIONS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1325
EEX|EMERALD EXPOSITIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29111
EEX|EMERALD EXPOSITIONS|FTBR|Foliofn Investments, Inc.|1
EEX|EMERALD EXPOSITIONS|GEBB|GLOBAL EXECUTION BROKERS, LP|99
EEX|EMERALD EXPOSITIONS|GLPX|ACS EXECUTION SERVICES, LLC|8272
EEX|EMERALD EXPOSITIONS|GSCO|GOLDMAN SACHS & CO. LLC|299557
EEX|EMERALD EXPOSITIONS|GSCS|GOLDMAN SACHS & CO. LLC|21005
EEX|EMERALD EXPOSITIONS|GSLT|GOLDMAN SACHS & CO. LLC|3425
EEX|EMERALD EXPOSITIONS|GTSZ|GTS SECURITIES LLC|11854
EEX|EMERALD EXPOSITIONS|HRBF|American Enterprise Investment Services Inc.|6217
EEX|EMERALD EXPOSITIONS|IATS|INTERACTIVE BROKERS LLC|202
EEX|EMERALD EXPOSITIONS|IBKR|Interactive Brokers Llc|677
EEX|EMERALD EXPOSITIONS|ICBX|INSTINET, LLC|11300
EEX|EMERALD EXPOSITIONS|IEQY|CITADEL SECURITIES LLC|9388
EEX|EMERALD EXPOSITIONS|INCA|INSTINET, LLC|29699
EEX|EMERALD EXPOSITIONS|INJX|INSTINET, LLC|4515
EEX|EMERALD EXPOSITIONS|ITGI|ITG Inc.|1980
EEX|EMERALD EXPOSITIONS|ITGP|ITG INC.|13800
EEX|EMERALD EXPOSITIONS|JANY|Janney Montgomery Scott Inc.|302
EEX|EMERALD EXPOSITIONS|JEFF|JEFFERIES LLC|7521
EEX|EMERALD EXPOSITIONS|JMPT|JUMP TRADING, LLC|9110
EEX|EMERALD EXPOSITIONS|JPBX|J.P. MORGAN SECURITIES LLC|4848
EEX|EMERALD EXPOSITIONS|JPMX|J.P. Morgan Securities LLC|104854
EEX|EMERALD EXPOSITIONS|JSJX|JANE STREET CAPITAL LLC|902
EEX|EMERALD EXPOSITIONS|KCGM|VIRTU Americas LLC|11987
EEX|EMERALD EXPOSITIONS|LEHM|Barclays Capital Inc./Le|139719
EEX|EMERALD EXPOSITIONS|LIME|Lime Brokerage LLC|8885
EEX|EMERALD EXPOSITIONS|LSCI|Lek Securities Corporation|28
EEX|EMERALD EXPOSITIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54917
EEX|EMERALD EXPOSITIONS|MSCO|MORGAN STANLEY & CO. LLC|128165
EEX|EMERALD EXPOSITIONS|MSPL|MORGAN STANLEY & CO. LLC|72100
EEX|EMERALD EXPOSITIONS|MSTX|MORGAN STANLEY & CO. LLC|30200
EEX|EMERALD EXPOSITIONS|NFSC|National Financial Services LLC|66509
EEX|EMERALD EXPOSITIONS|NITE|VIRTU Americas LLC|38546
EEX|EMERALD EXPOSITIONS|NQRB|Brut, LLC|3917
EEX|EMERALD EXPOSITIONS|PDQM|CODA MARKETS, INC.|16744
EEX|EMERALD EXPOSITIONS|PNSR|Penserra Securities, LLC|8000
EEX|EMERALD EXPOSITIONS|RBCM|RBC CAPITAL MARKETS, LLC|400
EEX|EMERALD EXPOSITIONS|RHCO|Suntrust Robinson Humphrey, Inc.|6400
EEX|EMERALD EXPOSITIONS|SAGW|SAGETRADER, LLC|34
EEX|EMERALD EXPOSITIONS|SBSH|Citigroup Global Markets Inc.|25314
EEX|EMERALD EXPOSITIONS|SGMT|GOLDMAN SACHS & CO. LLC|36593
EEX|EMERALD EXPOSITIONS|SPDR|SPEEDROUTE LLC|1700
EEX|EMERALD EXPOSITIONS|STFL|Stifel, Nicolaus & Company, Incorporated|4960
EEX|EMERALD EXPOSITIONS|TRBT|Tradebot Systems, Inc.|35581
EEX|EMERALD EXPOSITIONS|TRCM|TRC MARKETS LLC|14510
EEX|EMERALD EXPOSITIONS|UBSA|UBS SECURITIES LLC|241900
EEX|EMERALD EXPOSITIONS|UBSS|UBS Securities LLC|139071
EEX|EMERALD EXPOSITIONS|VALX|VIRTU AMERICAS LLC|2664
EEX|EMERALD EXPOSITIONS|VGRD|Vanguard Marketing Corporation|200
EEX|EMERALD EXPOSITIONS|WBPX|SUMMIT SECURITIES GROUP, LLC|130
EEX|EMERALD EXPOSITIONS|WCHV|WELLS FARGO SECURITIES, LLC|42308
EEX|EMERALD EXPOSITIONS|WEED|Weeden & Co.L.P.|380
EEX|EMERALD EXPOSITIONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
EEX|EMERALD EXPOSITIONS|WSEA|WOLVERINE SECURITIES, LLC|1
EEX|EMERALD EXPOSITIONS|XIST|INSTINET, LLC|7600
EEX|EMERALD EXPOSITIONS|XPQR|Jump Trading|512
EEX|EMERALD EXPOSITIONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7814
EEX|EMERALD EXPOSITIONS|YKNA|COMHAR CAPITAL MARKETS, LLC|220
EEX|EMERALD EXPOSITIONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1146
EFA|ISHARES MSCI EAFE ET|ABLE|NATIXIS Securities Americas LLC|5208
EFA|ISHARES MSCI EAFE ET|AGIS|Aegis Capital Corp.|841
EFA|ISHARES MSCI EAFE ET|ALTX|Alternet Securities Inc.|349076
EFA|ISHARES MSCI EAFE ET|APCC|Apex Clearing Corporation|9838
EFA|ISHARES MSCI EAFE ET|BALE|M&T SECURITIES, INC.|8385
EFA|ISHARES MSCI EAFE ET|BANK|Primevest Financial Services, Inc.|2390
EFA|ISHARES MSCI EAFE ET|BARD|Robert W. Baird & Co. Incorporated|57650
EFA|ISHARES MSCI EAFE ET|BATM|CBOE TRADING, INC.|134673
EFA|ISHARES MSCI EAFE ET|BAYC|BAY CREST PARTNERS, LLC|7136433
EFA|ISHARES MSCI EAFE ET|BAYT|BTIG, LLC|42900
EFA|ISHARES MSCI EAFE ET|BBNT|BB&T SECURITIES, LLC|27975
EFA|ISHARES MSCI EAFE ET|BERN|Sanford C. Bernstein & Co., LLC|429167
EFA|ISHARES MSCI EAFE ET|BGCE|BGC Financial Inc.|20000
EFA|ISHARES MSCI EAFE ET|BIDS|BIDS TRADING L.P.|6400
EFA|ISHARES MSCI EAFE ET|BKCM|BNY Mellon Capital Markets LLC|1910
EFA|ISHARES MSCI EAFE ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|225509
EFA|ISHARES MSCI EAFE ET|BMAK|BMA SECURITIES|33
EFA|ISHARES MSCI EAFE ET|BMOC|BMO Capital Markets Corp.|6200
EFA|ISHARES MSCI EAFE ET|BNCH|The Benchmark Company, LLC|37682
EFA|ISHARES MSCI EAFE ET|BNPX|BNP PARIBAS SECURITIES CORP.|2658149
EFA|ISHARES MSCI EAFE ET|BTIG|BTIG, LLC|1900
EFA|ISHARES MSCI EAFE ET|BYXM|CBOE TRADING, INC.|18473
EFA|ISHARES MSCI EAFE ET|CANT|Cantor Fitzgerald & Co.|4292804
EFA|ISHARES MSCI EAFE ET|CHAS|Charles Schwab & Co., Inc.|243370
EFA|ISHARES MSCI EAFE ET|CHBC|PENSERRA SECURITIES, LLC|4452000
EFA|ISHARES MSCI EAFE ET|CICF|Canaccord Genuity Corp.|22569
EFA|ISHARES MSCI EAFE ET|CIST|Capital Institutional Services, Inc.|61339
EFA|ISHARES MSCI EAFE ET|CLSA|CLSA AMERICAS, LLC|2700
EFA|ISHARES MSCI EAFE ET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1198881
EFA|ISHARES MSCI EAFE ET|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
EFA|ISHARES MSCI EAFE ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7845380
EFA|ISHARES MSCI EAFE ET|CSIN|Citadel Securities Institutional LLC|4299052
EFA|ISHARES MSCI EAFE ET|CTDL|Citadel Derivatives Group Llc|7702611
EFA|ISHARES MSCI EAFE ET|CTLR|CUTLER GROUP, LP|17200
EFA|ISHARES MSCI EAFE ET|CXCX|CITIGROUP GLOBAL MARKETS INC.|2243574
EFA|ISHARES MSCI EAFE ET|DADA|D.A. Davidson & Co.|5531
EFA|ISHARES MSCI EAFE ET|DAVA|Davenport & Company LLC|219
EFA|ISHARES MSCI EAFE ET|DBAB|Deutsche Bank Securities Inc.|5945248
EFA|ISHARES MSCI EAFE ET|DBAX|Deutsche Bank Securities Inc.|4410300
EFA|ISHARES MSCI EAFE ET|DCHF|Dart Executions, LLC|249398
EFA|ISHARES MSCI EAFE ET|DEAN|MORGAN STANLEY|2097719
EFA|ISHARES MSCI EAFE ET|DEGS|RONIN PROFESSIONAL LLC|3400
EFA|ISHARES MSCI EAFE ET|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52632
EFA|ISHARES MSCI EAFE ET|EBXL|EBX LLC|5939300
EFA|ISHARES MSCI EAFE ET|ECUT|CONVERGEX EXECUTION SOLUTIONS|176755
EFA|ISHARES MSCI EAFE ET|EDJC|Edward Jones / CDS|1367
EFA|ISHARES MSCI EAFE ET|EDJO|Edward D. Jones & Co., L.P.|777476
EFA|ISHARES MSCI EAFE ET|EGAM|CBOE TRADING, INC.|183511
EFA|ISHARES MSCI EAFE ET|EGAW|CBOE TRADING, INC.|3952
EFA|ISHARES MSCI EAFE ET|EGXM|CBOE TRADING, INC.|85644
EFA|ISHARES MSCI EAFE ET|EGXW|CBOE TRADING, INC.|700
EFA|ISHARES MSCI EAFE ET|ETBE|Electronic Transaction Clearing, Inc.|677567
EFA|ISHARES MSCI EAFE ET|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|40115
EFA|ISHARES MSCI EAFE ET|ETRS|E*Trade Securities LLC|140361
EFA|ISHARES MSCI EAFE ET|FBSB|U.S. Bancorp Investments, Inc.|27425
EFA|ISHARES MSCI EAFE ET|FIDT|Fidelity Clearing Canada ULC./ CDS|700
EFA|ISHARES MSCI EAFE ET|FILL|Tradestation Securities, Inc.|13047
EFA|ISHARES MSCI EAFE ET|FINX|FINTECH SECURITIES|14844
EFA|ISHARES MSCI EAFE ET|FLTU|FLOW TRADERS US LLC|11817085
EFA|ISHARES MSCI EAFE ET|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|2214960
EFA|ISHARES MSCI EAFE ET|FMAF|NBCN Inc./ CDS|209145
EFA|ISHARES MSCI EAFE ET|FOGS|FOG EQUITIES LLC|4400000
EFA|ISHARES MSCI EAFE ET|FQLS|Quantlab Securities LP|2011052
EFA|ISHARES MSCI EAFE ET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|344359
EFA|ISHARES MSCI EAFE ET|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|45800
EFA|ISHARES MSCI EAFE ET|FTBR|Foliofn Investments, Inc.|51077
EFA|ISHARES MSCI EAFE ET|GARC|ICAP Corporates LLC|3850000
EFA|ISHARES MSCI EAFE ET|GBMT|GBM International, Inc.|11223
EFA|ISHARES MSCI EAFE ET|GEBB|GLOBAL EXECUTION BROKERS, LP|1384450
EFA|ISHARES MSCI EAFE ET|GFRY|JUMP TRADING, LLC|1491078
EFA|ISHARES MSCI EAFE ET|GLIS|TD Securities Inc|832
EFA|ISHARES MSCI EAFE ET|GLPX|ACS EXECUTION SERVICES, LLC|1417765
EFA|ISHARES MSCI EAFE ET|GSCO|GOLDMAN SACHS & CO. LLC|9654759
EFA|ISHARES MSCI EAFE ET|GSCS|GOLDMAN SACHS & CO. LLC|916681
EFA|ISHARES MSCI EAFE ET|GSLT|GOLDMAN SACHS & CO. LLC|1034201
EFA|ISHARES MSCI EAFE ET|GTSZ|GTS SECURITIES LLC|961181
EFA|ISHARES MSCI EAFE ET|HAPX|HAP Trading, LLC|61700
EFA|ISHARES MSCI EAFE ET|HRBF|American Enterprise Investment Services Inc.|4043010
EFA|ISHARES MSCI EAFE ET|HSBC|HSBC Securities, Inc.|14437
EFA|ISHARES MSCI EAFE ET|IATS|INTERACTIVE BROKERS LLC|177448
EFA|ISHARES MSCI EAFE ET|IBKR|Interactive Brokers Llc|240068
EFA|ISHARES MSCI EAFE ET|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|378
EFA|ISHARES MSCI EAFE ET|ICBX|INSTINET, LLC|4126503
EFA|ISHARES MSCI EAFE ET|INCA|INSTINET, LLC|3497265
EFA|ISHARES MSCI EAFE ET|INJX|INSTINET, LLC|761
EFA|ISHARES MSCI EAFE ET|ITGI|ITG Inc.|1614763
EFA|ISHARES MSCI EAFE ET|ITGP|ITG INC.|4265600
EFA|ISHARES MSCI EAFE ET|JANY|Janney Montgomery Scott Inc.|22552
EFA|ISHARES MSCI EAFE ET|JEFF|JEFFERIES LLC|684068
EFA|ISHARES MSCI EAFE ET|JMPT|JUMP TRADING, LLC|158464
EFA|ISHARES MSCI EAFE ET|JPMX|J.P. Morgan Securities LLC|3735487
EFA|ISHARES MSCI EAFE ET|JSEB|JANE STREET EXECUTION SERVICES, LLC|11381121
EFA|ISHARES MSCI EAFE ET|JSJX|JANE STREET CAPITAL LLC|5671701
EFA|ISHARES MSCI EAFE ET|JUTA|JUMP TRADING, LLC|61289
EFA|ISHARES MSCI EAFE ET|KCGM|VIRTU Americas LLC|1657090
EFA|ISHARES MSCI EAFE ET|LAMP|Lampost Capital, L.C.|110
EFA|ISHARES MSCI EAFE ET|LBKI|Libucki & Co., LLC|980000
EFA|ISHARES MSCI EAFE ET|LEHM|Barclays Capital Inc./Le|17557566
EFA|ISHARES MSCI EAFE ET|LGNT|COR CLEARING LLC|3
EFA|ISHARES MSCI EAFE ET|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|8749
EFA|ISHARES MSCI EAFE ET|LIME|Lime Brokerage LLC|2742680
EFA|ISHARES MSCI EAFE ET|LIWK|LIME BROKERAGE LLC|1
EFA|ISHARES MSCI EAFE ET|LMGP|LIME BROKERAGE LLC|6000
EFA|ISHARES MSCI EAFE ET|LOOP|Loop Capital Markets LLC|40804
EFA|ISHARES MSCI EAFE ET|LSCI|Lek Securities Corporation|928324
EFA|ISHARES MSCI EAFE ET|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11200
EFA|ISHARES MSCI EAFE ET|MACC|Mid Atlantic Capital Corporation|172861
EFA|ISHARES MSCI EAFE ET|MACQ|Macquarie Capital (USA) Inc.|214062
EFA|ISHARES MSCI EAFE ET|MAXM|Maxim Group LLC|112070
EFA|ISHARES MSCI EAFE ET|MBTS|ALLY INVEST SECURITIES LLC|23
EFA|ISHARES MSCI EAFE ET|MCMF|Raymond James Ltd. Cds|10153
EFA|ISHARES MSCI EAFE ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5662433
EFA|ISHARES MSCI EAFE ET|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|377674
EFA|ISHARES MSCI EAFE ET|MOTF|MOTIF INVESTING, INC.|25
EFA|ISHARES MSCI EAFE ET|MSCO|MORGAN STANLEY & CO. LLC|13967054
EFA|ISHARES MSCI EAFE ET|MSPL|MORGAN STANLEY & CO. LLC|7875800
EFA|ISHARES MSCI EAFE ET|MSTX|MORGAN STANLEY & CO. LLC|686200
EFA|ISHARES MSCI EAFE ET|NATL|National Securities Corporation|25
EFA|ISHARES MSCI EAFE ET|NBCS|NBC Securities, INC.|185
EFA|ISHARES MSCI EAFE ET|NEUB|NEUBERGER BERMAN BD LLC|1100
EFA|ISHARES MSCI EAFE ET|NFSC|National Financial Services LLC|2568320
EFA|ISHARES MSCI EAFE ET|NITE|VIRTU Americas LLC|6598710
EFA|ISHARES MSCI EAFE ET|NITP|VIRTU Americas LLC|2849814
EFA|ISHARES MSCI EAFE ET|NMRA|Nomura Securities International, Inc.|5700
EFA|ISHARES MSCI EAFE ET|NQRB|Brut, LLC|98766
EFA|ISHARES MSCI EAFE ET|NTBF|BMO Nesbitt Burns Inc./CDS|210516
EFA|ISHARES MSCI EAFE ET|NTRC|Northern Trust Securities, Inc.|146901
EFA|ISHARES MSCI EAFE ET|OHOS|TWO SIGMA SECURITIES, LLC|337494
EFA|ISHARES MSCI EAFE ET|OLDM|OLD MISSION CAPITAL, LLC|1146459
EFA|ISHARES MSCI EAFE ET|OPCO|Oppenheimer & Co. Inc.|31993
EFA|ISHARES MSCI EAFE ET|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8321706
EFA|ISHARES MSCI EAFE ET|PDQM|CODA MARKETS, INC.|1544954
EFA|ISHARES MSCI EAFE ET|PHLY|NASDAQ Execution Services, LLC|17800
EFA|ISHARES MSCI EAFE ET|PICT|Pictet Overseas Inc.|68140
EFA|ISHARES MSCI EAFE ET|PIPR|Piper Jaffray & Co.|510
EFA|ISHARES MSCI EAFE ET|PWJC|UBS Financial Services, Inc.|15767
EFA|ISHARES MSCI EAFE ET|QMSR|QUATTRO M SECURITIES INC.|942298
EFA|ISHARES MSCI EAFE ET|RBCM|RBC CAPITAL MARKETS, LLC|85061
EFA|ISHARES MSCI EAFE ET|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|113347
EFA|ISHARES MSCI EAFE ET|RHOX|XR Securities LLC|984123
EFA|ISHARES MSCI EAFE ET|SAGL|SAGETRADER, LLC|253332
EFA|ISHARES MSCI EAFE ET|SALI|INTL FCSTONE FINANCIAL INC.|2775
EFA|ISHARES MSCI EAFE ET|SBRX|MURIEL SIEBERT & CO INC|357
EFA|ISHARES MSCI EAFE ET|SBSH|Citigroup Global Markets Inc.|14511452
EFA|ISHARES MSCI EAFE ET|SEIC|SEI Investments Distribution Co.|268456
EFA|ISHARES MSCI EAFE ET|SGMT|GOLDMAN SACHS & CO. LLC|4885872
EFA|ISHARES MSCI EAFE ET|SOGO|Wang Investment Associates, Inc.|15
EFA|ISHARES MSCI EAFE ET|SPDR|SPEEDROUTE LLC|74684
EFA|ISHARES MSCI EAFE ET|SPHN|Stephens Inc.|3397
EFA|ISHARES MSCI EAFE ET|SSBS|STATE STREET GLOBAL MARKETS, LLC|19500
EFA|ISHARES MSCI EAFE ET|STFL|Stifel, Nicolaus & Company, Incorporated|55328
EFA|ISHARES MSCI EAFE ET|STRS|STRATEGAS RESEARCH PARTNERS|300
EFA|ISHARES MSCI EAFE ET|SWIM|TD Ameritrade, Inc.|45434
EFA|ISHARES MSCI EAFE ET|SWST|Hilltop Securities Inc.|156071
EFA|ISHARES MSCI EAFE ET|TKNG|ALLY INVEST SECURITIES LLC|424
EFA|ISHARES MSCI EAFE ET|TRBT|Tradebot Systems, Inc.|2819324
EFA|ISHARES MSCI EAFE ET|TRCM|TRC MARKETS LLC|11034508
EFA|ISHARES MSCI EAFE ET|TWTT|TASTYWORKS, INC.|8013
EFA|ISHARES MSCI EAFE ET|UBSA|UBS SECURITIES LLC|11838473
EFA|ISHARES MSCI EAFE ET|UBSS|UBS Securities LLC|6749662
EFA|ISHARES MSCI EAFE ET|VALX|VIRTU AMERICAS LLC|1166928
EFA|ISHARES MSCI EAFE ET|VGRD|Vanguard Marketing Corporation|98356
EFA|ISHARES MSCI EAFE ET|VNDM|Wall Street Access|4190
EFA|ISHARES MSCI EAFE ET|WBET|Wallachbeth Capital LLC|501100
EFA|ISHARES MSCI EAFE ET|WBLR|WILLIAM BLAIR|23008
EFA|ISHARES MSCI EAFE ET|WBPX|SUMMIT SECURITIES GROUP, LLC|100
EFA|ISHARES MSCI EAFE ET|WCHV|WELLS FARGO SECURITIES, LLC|2457751
EFA|ISHARES MSCI EAFE ET|WEDB|WEDBUSH SECURITIES INC.|2064
EFA|ISHARES MSCI EAFE ET|WEED|Weeden & Co.L.P.|138570
EFA|ISHARES MSCI EAFE ET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2327241
EFA|ISHARES MSCI EAFE ET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1236555
EFA|ISHARES MSCI EAFE ET|WGIF|CIBC World Markets Inc.|314196
EFA|ISHARES MSCI EAFE ET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|417
EFA|ISHARES MSCI EAFE ET|WSEA|WOLVERINE SECURITIES, LLC|89670
EFA|ISHARES MSCI EAFE ET|XPUS|XP SECURITIES, LLC|155182
EFA|ISHARES MSCI EAFE ET|XSTM|NATIONAL FINANCIAL SERVICES LLC|103554
EFA|ISHARES MSCI EAFE ET|YKNA|COMHAR CAPITAL MARKETS, LLC|65205
EFA|ISHARES MSCI EAFE ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|450755
EFAD|PROSHARES MSCI EAFE|APCC|Apex Clearing Corporation|25
EFAD|PROSHARES MSCI EAFE|BARD|Robert W. Baird & Co. Incorporated|217
EFAD|PROSHARES MSCI EAFE|BATM|CBOE TRADING, INC.|1400
EFAD|PROSHARES MSCI EAFE|BBNT|BB&T SECURITIES, LLC|100
EFAD|PROSHARES MSCI EAFE|CANT|Cantor Fitzgerald & Co.|495
EFAD|PROSHARES MSCI EAFE|CHAS|Charles Schwab & Co., Inc.|1
EFAD|PROSHARES MSCI EAFE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4100
EFAD|PROSHARES MSCI EAFE|CSIN|Citadel Securities Institutional LLC|2773
EFAD|PROSHARES MSCI EAFE|CTDL|Citadel Derivatives Group Llc|3028
EFAD|PROSHARES MSCI EAFE|DADA|D.A. Davidson & Co.|112
EFAD|PROSHARES MSCI EAFE|DBAX|Deutsche Bank Securities Inc.|2400
EFAD|PROSHARES MSCI EAFE|EBXL|EBX LLC|1400
EFAD|PROSHARES MSCI EAFE|EDJO|Edward D. Jones & Co., L.P.|1888
EFAD|PROSHARES MSCI EAFE|ETRS|E*Trade Securities LLC|69
EFAD|PROSHARES MSCI EAFE|FTBR|Foliofn Investments, Inc.|540
EFAD|PROSHARES MSCI EAFE|GSCO|GOLDMAN SACHS & CO. LLC|64635
EFAD|PROSHARES MSCI EAFE|HRBF|American Enterprise Investment Services Inc.|3634
EFAD|PROSHARES MSCI EAFE|ICBX|INSTINET, LLC|2000
EFAD|PROSHARES MSCI EAFE|JPMX|J.P. Morgan Securities LLC|200
EFAD|PROSHARES MSCI EAFE|JSEB|JANE STREET EXECUTION SERVICES, LLC|1366
EFAD|PROSHARES MSCI EAFE|JSJX|JANE STREET CAPITAL LLC|6588
EFAD|PROSHARES MSCI EAFE|KCGM|VIRTU Americas LLC|1235
EFAD|PROSHARES MSCI EAFE|LEHM|Barclays Capital Inc./Le|5400
EFAD|PROSHARES MSCI EAFE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|561
EFAD|PROSHARES MSCI EAFE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
EFAD|PROSHARES MSCI EAFE|MSCO|MORGAN STANLEY & CO. LLC|19061
EFAD|PROSHARES MSCI EAFE|MSPL|MORGAN STANLEY & CO. LLC|2700
EFAD|PROSHARES MSCI EAFE|NFSC|National Financial Services LLC|7828
EFAD|PROSHARES MSCI EAFE|NITE|VIRTU Americas LLC|14698
EFAD|PROSHARES MSCI EAFE|OPCO|Oppenheimer & Co. Inc.|174
EFAD|PROSHARES MSCI EAFE|PDQM|CODA MARKETS, INC.|2200
EFAD|PROSHARES MSCI EAFE|PWJC|UBS Financial Services, Inc.|3380
EFAD|PROSHARES MSCI EAFE|RBCM|RBC CAPITAL MARKETS, LLC|2119
EFAD|PROSHARES MSCI EAFE|SGMT|GOLDMAN SACHS & CO. LLC|2200
EFAD|PROSHARES MSCI EAFE|STFL|Stifel, Nicolaus & Company, Incorporated|290
EFAD|PROSHARES MSCI EAFE|SWIM|TD Ameritrade, Inc.|66
EFAD|PROSHARES MSCI EAFE|SWST|Hilltop Securities Inc.|590
EFAD|PROSHARES MSCI EAFE|UBSA|UBS SECURITIES LLC|11640
EFAD|PROSHARES MSCI EAFE|UBSS|UBS Securities LLC|20660
EFAD|PROSHARES MSCI EAFE|VGRD|Vanguard Marketing Corporation|213
EFAD|PROSHARES MSCI EAFE|WCHV|WELLS FARGO SECURITIES, LLC|826
EFAD|PROSHARES MSCI EAFE|WSEA|WOLVERINE SECURITIES, LLC|2
EFAD|PROSHARES MSCI EAFE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|68809
EFAS|GLBL X MSCI SRDV ETF|APCC|Apex Clearing Corporation|395
EFAS|GLBL X MSCI SRDV ETF|CHAS|Charles Schwab & Co., Inc.|2
EFAS|GLBL X MSCI SRDV ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1301
EFAS|GLBL X MSCI SRDV ETF|DBAX|Deutsche Bank Securities Inc.|100
EFAS|GLBL X MSCI SRDV ETF|ETRS|E*Trade Securities LLC|2066
EFAS|GLBL X MSCI SRDV ETF|FBCO|Credit Suisse Securities (USA) LLC|695
EFAS|GLBL X MSCI SRDV ETF|FOMA|TD AMERITRADE CLEARING, INC.|1017
EFAS|GLBL X MSCI SRDV ETF|FTBR|Foliofn Investments, Inc.|1
EFAS|GLBL X MSCI SRDV ETF|IBKR|Interactive Brokers Llc|72
EFAS|GLBL X MSCI SRDV ETF|ICBX|INSTINET, LLC|394
EFAS|GLBL X MSCI SRDV ETF|JSJX|JANE STREET CAPITAL LLC|1309
EFAS|GLBL X MSCI SRDV ETF|KCGM|VIRTU Americas LLC|342
EFAS|GLBL X MSCI SRDV ETF|LEHM|Barclays Capital Inc./Le|400
EFAS|GLBL X MSCI SRDV ETF|LIME|Lime Brokerage LLC|460
EFAS|GLBL X MSCI SRDV ETF|MSCO|MORGAN STANLEY & CO. LLC|570
EFAS|GLBL X MSCI SRDV ETF|NFSC|National Financial Services LLC|1187
EFAS|GLBL X MSCI SRDV ETF|NITE|VIRTU Americas LLC|5282
EFAS|GLBL X MSCI SRDV ETF|RBCM|RBC CAPITAL MARKETS, LLC|400
EFAS|GLBL X MSCI SRDV ETF|SGMT|GOLDMAN SACHS & CO. LLC|22
EFAS|GLBL X MSCI SRDV ETF|SWIM|TD Ameritrade, Inc.|300
EFAS|GLBL X MSCI SRDV ETF|TKNG|ALLY INVEST SECURITIES LLC|7
EFAS|GLBL X MSCI SRDV ETF|TRCM|TRC MARKETS LLC|100
EFAS|GLBL X MSCI SRDV ETF|UBSA|UBS SECURITIES LLC|1755
EFAS|GLBL X MSCI SRDV ETF|UBSS|UBS Securities LLC|1154
EFAS|GLBL X MSCI SRDV ETF|VGRD|Vanguard Marketing Corporation|907
EFAS|GLBL X MSCI SRDV ETF|VSIN|Vision Financial Markets Llc|50
EFAS|GLBL X MSCI SRDV ETF|WSEA|WOLVERINE SECURITIES, LLC|357
EFAV|ISHARES MSCI EAFE|ALTX|Alternet Securities Inc.|3191
EFAV|ISHARES MSCI EAFE|APCC|Apex Clearing Corporation|110
EFAV|ISHARES MSCI EAFE|BANK|Primevest Financial Services, Inc.|1316
EFAV|ISHARES MSCI EAFE|BARD|Robert W. Baird & Co. Incorporated|4697
EFAV|ISHARES MSCI EAFE|BATM|CBOE TRADING, INC.|5514
EFAV|ISHARES MSCI EAFE|BBNT|BB&T SECURITIES, LLC|9737
EFAV|ISHARES MSCI EAFE|BERN|Sanford C. Bernstein & Co., LLC|3090
EFAV|ISHARES MSCI EAFE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2661
EFAV|ISHARES MSCI EAFE|BNCH|The Benchmark Company, LLC|94524
EFAV|ISHARES MSCI EAFE|CANT|Cantor Fitzgerald & Co.|91228
EFAV|ISHARES MSCI EAFE|CHAS|Charles Schwab & Co., Inc.|8947
EFAV|ISHARES MSCI EAFE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8281
EFAV|ISHARES MSCI EAFE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
EFAV|ISHARES MSCI EAFE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101231
EFAV|ISHARES MSCI EAFE|CSIN|Citadel Securities Institutional LLC|44532
EFAV|ISHARES MSCI EAFE|CTDL|Citadel Derivatives Group Llc|94454
EFAV|ISHARES MSCI EAFE|CXCX|CITIGROUP GLOBAL MARKETS INC.|11200
EFAV|ISHARES MSCI EAFE|DADA|D.A. Davidson & Co.|15103
EFAV|ISHARES MSCI EAFE|DBAB|Deutsche Bank Securities Inc.|503
EFAV|ISHARES MSCI EAFE|DBAX|Deutsche Bank Securities Inc.|76500
EFAV|ISHARES MSCI EAFE|DEGS|RONIN PROFESSIONAL LLC|600
EFAV|ISHARES MSCI EAFE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8700
EFAV|ISHARES MSCI EAFE|EBXL|EBX LLC|78800
EFAV|ISHARES MSCI EAFE|ECUT|CONVERGEX EXECUTION SOLUTIONS|8515
EFAV|ISHARES MSCI EAFE|EDJO|Edward D. Jones & Co., L.P.|135787
EFAV|ISHARES MSCI EAFE|EGAM|CBOE TRADING, INC.|16719
EFAV|ISHARES MSCI EAFE|EGAW|CBOE TRADING, INC.|600
EFAV|ISHARES MSCI EAFE|EGMT|EG MARKET TECHNOLOGIES LLC|200
EFAV|ISHARES MSCI EAFE|EGXM|CBOE TRADING, INC.|2880
EFAV|ISHARES MSCI EAFE|ETBE|Electronic Transaction Clearing, Inc.|2822
EFAV|ISHARES MSCI EAFE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16300
EFAV|ISHARES MSCI EAFE|ETRS|E*Trade Securities LLC|13394
EFAV|ISHARES MSCI EAFE|FBSB|U.S. Bancorp Investments, Inc.|6427
EFAV|ISHARES MSCI EAFE|FIDT|Fidelity Clearing Canada ULC./ CDS|31
EFAV|ISHARES MSCI EAFE|FILL|Tradestation Securities, Inc.|100
EFAV|ISHARES MSCI EAFE|FINX|FINTECH SECURITIES|6723
EFAV|ISHARES MSCI EAFE|FMAF|NBCN Inc./ CDS|11575
EFAV|ISHARES MSCI EAFE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16410
EFAV|ISHARES MSCI EAFE|FTBR|Foliofn Investments, Inc.|7693
EFAV|ISHARES MSCI EAFE|GBMT|GBM International, Inc.|2112
EFAV|ISHARES MSCI EAFE|GEBB|GLOBAL EXECUTION BROKERS, LP|400
EFAV|ISHARES MSCI EAFE|GLPX|ACS EXECUTION SERVICES, LLC|180
EFAV|ISHARES MSCI EAFE|GSCO|GOLDMAN SACHS & CO. LLC|304879
EFAV|ISHARES MSCI EAFE|GSLT|GOLDMAN SACHS & CO. LLC|553
EFAV|ISHARES MSCI EAFE|GTSZ|GTS SECURITIES LLC|214
EFAV|ISHARES MSCI EAFE|HRBF|American Enterprise Investment Services Inc.|480461
EFAV|ISHARES MSCI EAFE|IATS|INTERACTIVE BROKERS LLC|2203
EFAV|ISHARES MSCI EAFE|IBKR|Interactive Brokers Llc|697
EFAV|ISHARES MSCI EAFE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9620
EFAV|ISHARES MSCI EAFE|ICBX|INSTINET, LLC|93257
EFAV|ISHARES MSCI EAFE|INCA|INSTINET, LLC|22358
EFAV|ISHARES MSCI EAFE|ITGI|ITG Inc.|26347
EFAV|ISHARES MSCI EAFE|ITGP|ITG INC.|27400
EFAV|ISHARES MSCI EAFE|JANY|Janney Montgomery Scott Inc.|2167
EFAV|ISHARES MSCI EAFE|JEFF|JEFFERIES LLC|6819
EFAV|ISHARES MSCI EAFE|JMPT|JUMP TRADING, LLC|1851
EFAV|ISHARES MSCI EAFE|JPMX|J.P. Morgan Securities LLC|102804
EFAV|ISHARES MSCI EAFE|JSEB|JANE STREET EXECUTION SERVICES, LLC|250934
EFAV|ISHARES MSCI EAFE|JSJX|JANE STREET CAPITAL LLC|626097
EFAV|ISHARES MSCI EAFE|KCGM|VIRTU Americas LLC|59844
EFAV|ISHARES MSCI EAFE|LEHM|Barclays Capital Inc./Le|119865
EFAV|ISHARES MSCI EAFE|LIME|Lime Brokerage LLC|2665
EFAV|ISHARES MSCI EAFE|LSCI|Lek Securities Corporation|9
EFAV|ISHARES MSCI EAFE|MACC|Mid Atlantic Capital Corporation|1351
EFAV|ISHARES MSCI EAFE|MAXM|Maxim Group LLC|40
EFAV|ISHARES MSCI EAFE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136065
EFAV|ISHARES MSCI EAFE|MOTF|MOTIF INVESTING, INC.|4
EFAV|ISHARES MSCI EAFE|MSCO|MORGAN STANLEY & CO. LLC|238368
EFAV|ISHARES MSCI EAFE|MSPL|MORGAN STANLEY & CO. LLC|83500
EFAV|ISHARES MSCI EAFE|MSTX|MORGAN STANLEY & CO. LLC|1400
EFAV|ISHARES MSCI EAFE|NEUB|NEUBERGER BERMAN BD LLC|218
EFAV|ISHARES MSCI EAFE|NFSC|National Financial Services LLC|756683
EFAV|ISHARES MSCI EAFE|NITE|VIRTU Americas LLC|1024204
EFAV|ISHARES MSCI EAFE|NQRB|Brut, LLC|4531
EFAV|ISHARES MSCI EAFE|OLDM|OLD MISSION CAPITAL, LLC|2990
EFAV|ISHARES MSCI EAFE|OPCO|Oppenheimer & Co. Inc.|657
EFAV|ISHARES MSCI EAFE|PDQM|CODA MARKETS, INC.|211
EFAV|ISHARES MSCI EAFE|PWJC|UBS Financial Services, Inc.|253
EFAV|ISHARES MSCI EAFE|RBCM|RBC CAPITAL MARKETS, LLC|3224
EFAV|ISHARES MSCI EAFE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|5229
EFAV|ISHARES MSCI EAFE|SALI|INTL FCSTONE FINANCIAL INC.|593
EFAV|ISHARES MSCI EAFE|SBSH|Citigroup Global Markets Inc.|6779
EFAV|ISHARES MSCI EAFE|SEIC|SEI Investments Distribution Co.|1189
EFAV|ISHARES MSCI EAFE|SGMT|GOLDMAN SACHS & CO. LLC|82587
EFAV|ISHARES MSCI EAFE|SOGO|Wang Investment Associates, Inc.|7
EFAV|ISHARES MSCI EAFE|SPDR|SPEEDROUTE LLC|500
EFAV|ISHARES MSCI EAFE|SPHN|Stephens Inc.|80
EFAV|ISHARES MSCI EAFE|STFL|Stifel, Nicolaus & Company, Incorporated|23730
EFAV|ISHARES MSCI EAFE|SWIM|TD Ameritrade, Inc.|1314
EFAV|ISHARES MSCI EAFE|SWST|Hilltop Securities Inc.|41154
EFAV|ISHARES MSCI EAFE|TDSI|TD Securities (USA) LLC|5
EFAV|ISHARES MSCI EAFE|TKNG|ALLY INVEST SECURITIES LLC|26
EFAV|ISHARES MSCI EAFE|TRBT|Tradebot Systems, Inc.|14904
EFAV|ISHARES MSCI EAFE|TRCM|TRC MARKETS LLC|35451
EFAV|ISHARES MSCI EAFE|UBSA|UBS SECURITIES LLC|259185
EFAV|ISHARES MSCI EAFE|UBSS|UBS Securities LLC|628965
EFAV|ISHARES MSCI EAFE|VGRD|Vanguard Marketing Corporation|27698
EFAV|ISHARES MSCI EAFE|WABR|Wall Street Access|2253
EFAV|ISHARES MSCI EAFE|WCHV|WELLS FARGO SECURITIES, LLC|132683
EFAV|ISHARES MSCI EAFE|WEED|Weeden & Co.L.P.|380
EFAV|ISHARES MSCI EAFE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|678
EFAV|ISHARES MSCI EAFE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2653
EFAV|ISHARES MSCI EAFE|WGIF|CIBC World Markets Inc.|431
EFAV|ISHARES MSCI EAFE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|252
EFAV|ISHARES MSCI EAFE|WSEA|WOLVERINE SECURITIES, LLC|2209
EFAV|ISHARES MSCI EAFE|XSTM|NATIONAL FINANCIAL SERVICES LLC|29152
EFAV|ISHARES MSCI EAFE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|177662
EFAX|SPDR MSCI EAFE FOSSI|APCC|Apex Clearing Corporation|1
EFAX|SPDR MSCI EAFE FOSSI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|61
EFAX|SPDR MSCI EAFE FOSSI|CHAS|Charles Schwab & Co., Inc.|1
EFAX|SPDR MSCI EAFE FOSSI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1892
EFAX|SPDR MSCI EAFE FOSSI|DBAX|Deutsche Bank Securities Inc.|400
EFAX|SPDR MSCI EAFE FOSSI|EBXL|EBX LLC|300
EFAX|SPDR MSCI EAFE FOSSI|FTBR|Foliofn Investments, Inc.|509
EFAX|SPDR MSCI EAFE FOSSI|HRBF|American Enterprise Investment Services Inc.|185
EFAX|SPDR MSCI EAFE FOSSI|IBKR|Interactive Brokers Llc|463
EFAX|SPDR MSCI EAFE FOSSI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|123
EFAX|SPDR MSCI EAFE FOSSI|ICBX|INSTINET, LLC|500
EFAX|SPDR MSCI EAFE FOSSI|ITGI|ITG Inc.|15
EFAX|SPDR MSCI EAFE FOSSI|ITGP|ITG INC.|200
EFAX|SPDR MSCI EAFE FOSSI|JPMX|J.P. Morgan Securities LLC|600
EFAX|SPDR MSCI EAFE FOSSI|JSJX|JANE STREET CAPITAL LLC|302
EFAX|SPDR MSCI EAFE FOSSI|LEHM|Barclays Capital Inc./Le|200
EFAX|SPDR MSCI EAFE FOSSI|LIME|Lime Brokerage LLC|62
EFAX|SPDR MSCI EAFE FOSSI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|545
EFAX|SPDR MSCI EAFE FOSSI|MSPL|MORGAN STANLEY & CO. LLC|100
EFAX|SPDR MSCI EAFE FOSSI|NFSC|National Financial Services LLC|1516
EFAX|SPDR MSCI EAFE FOSSI|NITE|VIRTU Americas LLC|1983
EFAX|SPDR MSCI EAFE FOSSI|SWIM|TD Ameritrade, Inc.|5
EFAX|SPDR MSCI EAFE FOSSI|UBSA|UBS SECURITIES LLC|3144
EFAX|SPDR MSCI EAFE FOSSI|UBSS|UBS Securities LLC|323
EFAX|SPDR MSCI EAFE FOSSI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|790
EFBI|EAGLE FINANCIAL B CM|ALTX|Alternet Securities Inc.|100
EFBI|EAGLE FINANCIAL B CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|198
EFBI|EAGLE FINANCIAL B CM|DBAB|Deutsche Bank Securities Inc.|1
EFBI|EAGLE FINANCIAL B CM|EGAM|CBOE TRADING, INC.|400
EFBI|EAGLE FINANCIAL B CM|FBCO|Credit Suisse Securities (USA) LLC|70
EFBI|EAGLE FINANCIAL B CM|FINX|FINTECH SECURITIES|1800
EFBI|EAGLE FINANCIAL B CM|FOMA|TD AMERITRADE CLEARING, INC.|6159
EFBI|EAGLE FINANCIAL B CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6
EFBI|EAGLE FINANCIAL B CM|GSCO|GOLDMAN SACHS & CO. LLC|216
EFBI|EAGLE FINANCIAL B CM|GSLT|GOLDMAN SACHS & CO. LLC|100
EFBI|EAGLE FINANCIAL B CM|IATS|INTERACTIVE BROKERS LLC|64
EFBI|EAGLE FINANCIAL B CM|IBKR|Interactive Brokers Llc|5276
EFBI|EAGLE FINANCIAL B CM|INCA|INSTINET, LLC|9269
EFBI|EAGLE FINANCIAL B CM|ITGI|ITG Inc.|100
EFBI|EAGLE FINANCIAL B CM|JPMX|J.P. Morgan Securities LLC|200
EFBI|EAGLE FINANCIAL B CM|LEHM|Barclays Capital Inc./Le|10
EFBI|EAGLE FINANCIAL B CM|LIME|Lime Brokerage LLC|649
EFBI|EAGLE FINANCIAL B CM|LMGP|LIME BROKERAGE LLC|920
EFBI|EAGLE FINANCIAL B CM|MSCO|MORGAN STANLEY & CO. LLC|500
EFBI|EAGLE FINANCIAL B CM|NFSC|National Financial Services LLC|2237
EFBI|EAGLE FINANCIAL B CM|NITE|VIRTU Americas LLC|5790
EFBI|EAGLE FINANCIAL B CM|SBSH|Citigroup Global Markets Inc.|532
EFBI|EAGLE FINANCIAL B CM|SPDR|SPEEDROUTE LLC|101
EFBI|EAGLE FINANCIAL B CM|SPTD|MINT GLOBAL MARKETS, INC.|320
EFBI|EAGLE FINANCIAL B CM|TRCM|TRC MARKETS LLC|493
EFBI|EAGLE FINANCIAL B CM|UBSA|UBS SECURITIES LLC|500
EFBI|EAGLE FINANCIAL B CM|UBSS|UBS Securities LLC|1639
EFBI|EAGLE FINANCIAL B CM|WCHV|WELLS FARGO SECURITIES, LLC|1000
EFC|ELLINGTON FINL LLC|ALTX|Alternet Securities Inc.|2887
EFC|ELLINGTON FINL LLC|ANOS|ABEL/NOSER, L.L.C.|833
EFC|ELLINGTON FINL LLC|APCC|Apex Clearing Corporation|337
EFC|ELLINGTON FINL LLC|BANK|Primevest Financial Services, Inc.|15
EFC|ELLINGTON FINL LLC|BATM|CBOE TRADING, INC.|300
EFC|ELLINGTON FINL LLC|BBNT|BB&T SECURITIES, LLC|3358
EFC|ELLINGTON FINL LLC|BERN|Sanford C. Bernstein & Co., LLC|100
EFC|ELLINGTON FINL LLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3318
EFC|ELLINGTON FINL LLC|BYXM|CBOE TRADING, INC.|100
EFC|ELLINGTON FINL LLC|BZYD|GOLDMAN SACHS & CO. LLC|12
EFC|ELLINGTON FINL LLC|CHAS|Charles Schwab & Co., Inc.|153
EFC|ELLINGTON FINL LLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6220
EFC|ELLINGTON FINL LLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4990
EFC|ELLINGTON FINL LLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7631
EFC|ELLINGTON FINL LLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EFC|ELLINGTON FINL LLC|DBAB|Deutsche Bank Securities Inc.|2400
EFC|ELLINGTON FINL LLC|DBAX|Deutsche Bank Securities Inc.|20100
EFC|ELLINGTON FINL LLC|DEAN|MORGAN STANLEY|700
EFC|ELLINGTON FINL LLC|DEGS|RONIN PROFESSIONAL LLC|100
EFC|ELLINGTON FINL LLC|EBXL|EBX LLC|5800
EFC|ELLINGTON FINL LLC|EDJO|Edward D. Jones & Co., L.P.|911
EFC|ELLINGTON FINL LLC|EGAM|CBOE TRADING, INC.|1687
EFC|ELLINGTON FINL LLC|EGXM|CBOE TRADING, INC.|172
EFC|ELLINGTON FINL LLC|ETBE|Electronic Transaction Clearing, Inc.|85
EFC|ELLINGTON FINL LLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9
EFC|ELLINGTON FINL LLC|ETRS|E*Trade Securities LLC|21861
EFC|ELLINGTON FINL LLC|FILL|Tradestation Securities, Inc.|800
EFC|ELLINGTON FINL LLC|FTBR|Foliofn Investments, Inc.|1077
EFC|ELLINGTON FINL LLC|GLPX|ACS EXECUTION SERVICES, LLC|2901
EFC|ELLINGTON FINL LLC|GSCO|GOLDMAN SACHS & CO. LLC|16788
EFC|ELLINGTON FINL LLC|GSLT|GOLDMAN SACHS & CO. LLC|200
EFC|ELLINGTON FINL LLC|GTSZ|GTS SECURITIES LLC|298
EFC|ELLINGTON FINL LLC|HRBF|American Enterprise Investment Services Inc.|5801
EFC|ELLINGTON FINL LLC|IATS|INTERACTIVE BROKERS LLC|1420
EFC|ELLINGTON FINL LLC|IBKR|Interactive Brokers Llc|3542
EFC|ELLINGTON FINL LLC|ICBX|INSTINET, LLC|1000
EFC|ELLINGTON FINL LLC|INCA|INSTINET, LLC|901
EFC|ELLINGTON FINL LLC|ITGI|ITG Inc.|1298
EFC|ELLINGTON FINL LLC|ITGP|ITG INC.|13200
EFC|ELLINGTON FINL LLC|JPMX|J.P. Morgan Securities LLC|16286
EFC|ELLINGTON FINL LLC|KCGM|VIRTU Americas LLC|4974
EFC|ELLINGTON FINL LLC|LEHM|Barclays Capital Inc./Le|3910
EFC|ELLINGTON FINL LLC|LIME|Lime Brokerage LLC|4320
EFC|ELLINGTON FINL LLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
EFC|ELLINGTON FINL LLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
EFC|ELLINGTON FINL LLC|MOTF|MOTIF INVESTING, INC.|6
EFC|ELLINGTON FINL LLC|MSCO|MORGAN STANLEY & CO. LLC|18710
EFC|ELLINGTON FINL LLC|MSPL|MORGAN STANLEY & CO. LLC|2000
EFC|ELLINGTON FINL LLC|NFSC|National Financial Services LLC|43962
EFC|ELLINGTON FINL LLC|NITE|VIRTU Americas LLC|94474
EFC|ELLINGTON FINL LLC|NQRB|Brut, LLC|2492
EFC|ELLINGTON FINL LLC|OPCO|Oppenheimer & Co. Inc.|545
EFC|ELLINGTON FINL LLC|PDQM|CODA MARKETS, INC.|7484
EFC|ELLINGTON FINL LLC|PWJC|UBS Financial Services, Inc.|2200
EFC|ELLINGTON FINL LLC|RBCM|RBC CAPITAL MARKETS, LLC|1911
EFC|ELLINGTON FINL LLC|SAGW|SAGETRADER, LLC|500
EFC|ELLINGTON FINL LLC|SBSH|Citigroup Global Markets Inc.|2455
EFC|ELLINGTON FINL LLC|SGMT|GOLDMAN SACHS & CO. LLC|7970
EFC|ELLINGTON FINL LLC|SPDR|SPEEDROUTE LLC|1834
EFC|ELLINGTON FINL LLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|150000
EFC|ELLINGTON FINL LLC|STFL|Stifel, Nicolaus & Company, Incorporated|5500
EFC|ELLINGTON FINL LLC|STXG|Stockcross Financial Services, Inc.|882
EFC|ELLINGTON FINL LLC|SWIM|TD Ameritrade, Inc.|4468
EFC|ELLINGTON FINL LLC|SWST|Hilltop Securities Inc.|156
EFC|ELLINGTON FINL LLC|TKNG|ALLY INVEST SECURITIES LLC|300
EFC|ELLINGTON FINL LLC|TRCM|TRC MARKETS LLC|100
EFC|ELLINGTON FINL LLC|TWTT|TASTYWORKS, INC.|300
EFC|ELLINGTON FINL LLC|UBSA|UBS SECURITIES LLC|21615
EFC|ELLINGTON FINL LLC|UBSS|UBS Securities LLC|46312
EFC|ELLINGTON FINL LLC|VALX|VIRTU AMERICAS LLC|470
EFC|ELLINGTON FINL LLC|VGRD|Vanguard Marketing Corporation|5082
EFC|ELLINGTON FINL LLC|WCHV|WELLS FARGO SECURITIES, LLC|42886
EFC|ELLINGTON FINL LLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2565
EFC|ELLINGTON FINL LLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|594
EFC|ELLINGTON FINL LLC|WSEA|WOLVERINE SECURITIES, LLC|3509
EFC|ELLINGTON FINL LLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6830
EFC|ELLINGTON FINL LLC|YKNA|COMHAR CAPITAL MARKETS, LLC|1578
EFC|ELLINGTON FINL LLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4283
EFF|EATON VANCE FLTNG FD|APCC|Apex Clearing Corporation|4
EFF|EATON VANCE FLTNG FD|BARD|Robert W. Baird & Co. Incorporated|1494
EFF|EATON VANCE FLTNG FD|BATM|CBOE TRADING, INC.|860
EFF|EATON VANCE FLTNG FD|BTIG|BTIG, LLC|200
EFF|EATON VANCE FLTNG FD|CHAS|Charles Schwab & Co., Inc.|1
EFF|EATON VANCE FLTNG FD|CIST|Capital Institutional Services, Inc.|17546
EFF|EATON VANCE FLTNG FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2122
EFF|EATON VANCE FLTNG FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23670
EFF|EATON VANCE FLTNG FD|DBAX|Deutsche Bank Securities Inc.|700
EFF|EATON VANCE FLTNG FD|DEAN|MORGAN STANLEY|3947
EFF|EATON VANCE FLTNG FD|EBXL|EBX LLC|2400
EFF|EATON VANCE FLTNG FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1905
EFF|EATON VANCE FLTNG FD|EDJO|Edward D. Jones & Co., L.P.|504
EFF|EATON VANCE FLTNG FD|EGAM|CBOE TRADING, INC.|100
EFF|EATON VANCE FLTNG FD|ETRS|E*Trade Securities LLC|4066
EFF|EATON VANCE FLTNG FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15708
EFF|EATON VANCE FLTNG FD|FTBR|Foliofn Investments, Inc.|13
EFF|EATON VANCE FLTNG FD|GSCO|GOLDMAN SACHS & CO. LLC|5100
EFF|EATON VANCE FLTNG FD|GSLT|GOLDMAN SACHS & CO. LLC|45
EFF|EATON VANCE FLTNG FD|HRBF|American Enterprise Investment Services Inc.|212
EFF|EATON VANCE FLTNG FD|IATS|INTERACTIVE BROKERS LLC|20
EFF|EATON VANCE FLTNG FD|IBKR|Interactive Brokers Llc|543
EFF|EATON VANCE FLTNG FD|ICBX|INSTINET, LLC|3200
EFF|EATON VANCE FLTNG FD|INCA|INSTINET, LLC|300
EFF|EATON VANCE FLTNG FD|ITGP|ITG INC.|3800
EFF|EATON VANCE FLTNG FD|JPMX|J.P. Morgan Securities LLC|400
EFF|EATON VANCE FLTNG FD|KCGM|VIRTU Americas LLC|905
EFF|EATON VANCE FLTNG FD|LEHM|Barclays Capital Inc./Le|2800
EFF|EATON VANCE FLTNG FD|LIME|Lime Brokerage LLC|272
EFF|EATON VANCE FLTNG FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
EFF|EATON VANCE FLTNG FD|MOTF|MOTIF INVESTING, INC.|2
EFF|EATON VANCE FLTNG FD|MSCO|MORGAN STANLEY & CO. LLC|10903
EFF|EATON VANCE FLTNG FD|MSPL|MORGAN STANLEY & CO. LLC|400
EFF|EATON VANCE FLTNG FD|NFSC|National Financial Services LLC|46935
EFF|EATON VANCE FLTNG FD|NITE|VIRTU Americas LLC|57885
EFF|EATON VANCE FLTNG FD|NQRB|Brut, LLC|300
EFF|EATON VANCE FLTNG FD|OPCO|Oppenheimer & Co. Inc.|200
EFF|EATON VANCE FLTNG FD|PDQM|CODA MARKETS, INC.|37
EFF|EATON VANCE FLTNG FD|PWJC|UBS Financial Services, Inc.|1400
EFF|EATON VANCE FLTNG FD|RBCM|RBC CAPITAL MARKETS, LLC|1352
EFF|EATON VANCE FLTNG FD|SBSH|Citigroup Global Markets Inc.|4456
EFF|EATON VANCE FLTNG FD|SGMT|GOLDMAN SACHS & CO. LLC|1202
EFF|EATON VANCE FLTNG FD|SPHN|Stephens Inc.|3
EFF|EATON VANCE FLTNG FD|SWIM|TD Ameritrade, Inc.|500
EFF|EATON VANCE FLTNG FD|SWST|Hilltop Securities Inc.|1202
EFF|EATON VANCE FLTNG FD|TRBT|Tradebot Systems, Inc.|1488
EFF|EATON VANCE FLTNG FD|UBSA|UBS SECURITIES LLC|4670
EFF|EATON VANCE FLTNG FD|UBSS|UBS Securities LLC|8861
EFF|EATON VANCE FLTNG FD|VGRD|Vanguard Marketing Corporation|3000
EFF|EATON VANCE FLTNG FD|WCHV|WELLS FARGO SECURITIES, LLC|678
EFF|EATON VANCE FLTNG FD|WEDB|WEDBUSH SECURITIES INC.|1001
EFF|EATON VANCE FLTNG FD|WSEA|WOLVERINE SECURITIES, LLC|20
EFF|EATON VANCE FLTNG FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
EFF|EATON VANCE FLTNG FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81763
EFFE|GLOBAL X JPMORGAN EF|APCC|Apex Clearing Corporation|10
EFFE|GLOBAL X JPMORGAN EF|CANT|Cantor Fitzgerald & Co.|169
EFFE|GLOBAL X JPMORGAN EF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
EFFE|GLOBAL X JPMORGAN EF|CSIN|Citadel Securities Institutional LLC|13880
EFFE|GLOBAL X JPMORGAN EF|CTDL|Citadel Derivatives Group Llc|13880
EFFE|GLOBAL X JPMORGAN EF|DBAX|Deutsche Bank Securities Inc.|100
EFFE|GLOBAL X JPMORGAN EF|FTBR|Foliofn Investments, Inc.|3
EFFE|GLOBAL X JPMORGAN EF|IBKR|Interactive Brokers Llc|38
EFFE|GLOBAL X JPMORGAN EF|JSJX|JANE STREET CAPITAL LLC|38
EFFE|GLOBAL X JPMORGAN EF|KCGM|VIRTU Americas LLC|120
EFFE|GLOBAL X JPMORGAN EF|LEHM|Barclays Capital Inc./Le|800
EFFE|GLOBAL X JPMORGAN EF|MSCO|MORGAN STANLEY & CO. LLC|120
EFFE|GLOBAL X JPMORGAN EF|NITE|VIRTU Americas LLC|170
EFFE|GLOBAL X JPMORGAN EF|SGMT|GOLDMAN SACHS & CO. LLC|100
EFFE|GLOBAL X JPMORGAN EF|UBSA|UBS SECURITIES LLC|1
EFG|ISHARES MSCI EAFE GR|AGIS|Aegis Capital Corp.|42
EFG|ISHARES MSCI EAFE GR|ALTX|Alternet Securities Inc.|2313
EFG|ISHARES MSCI EAFE GR|APCC|Apex Clearing Corporation|347
EFG|ISHARES MSCI EAFE GR|BALE|M&T SECURITIES, INC.|5535
EFG|ISHARES MSCI EAFE GR|BANK|Primevest Financial Services, Inc.|99
EFG|ISHARES MSCI EAFE GR|BARD|Robert W. Baird & Co. Incorporated|13521
EFG|ISHARES MSCI EAFE GR|BATM|CBOE TRADING, INC.|1800
EFG|ISHARES MSCI EAFE GR|BBNT|BB&T SECURITIES, LLC|2633
EFG|ISHARES MSCI EAFE GR|BERN|Sanford C. Bernstein & Co., LLC|400
EFG|ISHARES MSCI EAFE GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21
EFG|ISHARES MSCI EAFE GR|BYXM|CBOE TRADING, INC.|460
EFG|ISHARES MSCI EAFE GR|CANT|Cantor Fitzgerald & Co.|82
EFG|ISHARES MSCI EAFE GR|CHAS|Charles Schwab & Co., Inc.|7885
EFG|ISHARES MSCI EAFE GR|CIST|Capital Institutional Services, Inc.|7992
EFG|ISHARES MSCI EAFE GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14629
EFG|ISHARES MSCI EAFE GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55695
EFG|ISHARES MSCI EAFE GR|CSIN|Citadel Securities Institutional LLC|60661
EFG|ISHARES MSCI EAFE GR|CTDL|Citadel Derivatives Group Llc|94451
EFG|ISHARES MSCI EAFE GR|CXCX|CITIGROUP GLOBAL MARKETS INC.|35400
EFG|ISHARES MSCI EAFE GR|DADA|D.A. Davidson & Co.|604
EFG|ISHARES MSCI EAFE GR|DAVA|Davenport & Company LLC|763
EFG|ISHARES MSCI EAFE GR|DBAX|Deutsche Bank Securities Inc.|40400
EFG|ISHARES MSCI EAFE GR|EBXL|EBX LLC|53800
EFG|ISHARES MSCI EAFE GR|ECUT|CONVERGEX EXECUTION SOLUTIONS|13539
EFG|ISHARES MSCI EAFE GR|EDJO|Edward D. Jones & Co., L.P.|70105
EFG|ISHARES MSCI EAFE GR|EGAM|CBOE TRADING, INC.|347
EFG|ISHARES MSCI EAFE GR|EGXM|CBOE TRADING, INC.|202
EFG|ISHARES MSCI EAFE GR|ETBE|Electronic Transaction Clearing, Inc.|3600
EFG|ISHARES MSCI EAFE GR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
EFG|ISHARES MSCI EAFE GR|ETRS|E*Trade Securities LLC|1771
EFG|ISHARES MSCI EAFE GR|FBSB|U.S. Bancorp Investments, Inc.|1892
EFG|ISHARES MSCI EAFE GR|FINX|FINTECH SECURITIES|8067
EFG|ISHARES MSCI EAFE GR|FLTU|FLOW TRADERS US LLC|201
EFG|ISHARES MSCI EAFE GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4799
EFG|ISHARES MSCI EAFE GR|FTBR|Foliofn Investments, Inc.|5110
EFG|ISHARES MSCI EAFE GR|GEBB|GLOBAL EXECUTION BROKERS, LP|100
EFG|ISHARES MSCI EAFE GR|GLPX|ACS EXECUTION SERVICES, LLC|4421
EFG|ISHARES MSCI EAFE GR|GSCO|GOLDMAN SACHS & CO. LLC|11530783
EFG|ISHARES MSCI EAFE GR|GTSZ|GTS SECURITIES LLC|5238
EFG|ISHARES MSCI EAFE GR|HRBF|American Enterprise Investment Services Inc.|40313
EFG|ISHARES MSCI EAFE GR|HSBC|HSBC Securities, Inc.|2380
EFG|ISHARES MSCI EAFE GR|IBKR|Interactive Brokers Llc|126
EFG|ISHARES MSCI EAFE GR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|57
EFG|ISHARES MSCI EAFE GR|ICBX|INSTINET, LLC|34809
EFG|ISHARES MSCI EAFE GR|INCA|INSTINET, LLC|64843
EFG|ISHARES MSCI EAFE GR|ITGI|ITG Inc.|22062
EFG|ISHARES MSCI EAFE GR|ITGP|ITG INC.|32800
EFG|ISHARES MSCI EAFE GR|JANY|Janney Montgomery Scott Inc.|2628
EFG|ISHARES MSCI EAFE GR|JMPT|JUMP TRADING, LLC|481
EFG|ISHARES MSCI EAFE GR|JPMX|J.P. Morgan Securities LLC|51968
EFG|ISHARES MSCI EAFE GR|JSEB|JANE STREET EXECUTION SERVICES, LLC|75174
EFG|ISHARES MSCI EAFE GR|JSJX|JANE STREET CAPITAL LLC|52728
EFG|ISHARES MSCI EAFE GR|LEHM|Barclays Capital Inc./Le|88964
EFG|ISHARES MSCI EAFE GR|LIME|Lime Brokerage LLC|100
EFG|ISHARES MSCI EAFE GR|LSCI|Lek Securities Corporation|14
EFG|ISHARES MSCI EAFE GR|MAXM|Maxim Group LLC|9
EFG|ISHARES MSCI EAFE GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47502
EFG|ISHARES MSCI EAFE GR|MSCO|MORGAN STANLEY & CO. LLC|82816
EFG|ISHARES MSCI EAFE GR|MSPL|MORGAN STANLEY & CO. LLC|29700
EFG|ISHARES MSCI EAFE GR|NFSC|National Financial Services LLC|191221
EFG|ISHARES MSCI EAFE GR|NITE|VIRTU Americas LLC|187455
EFG|ISHARES MSCI EAFE GR|NTRC|Northern Trust Securities, Inc.|720
EFG|ISHARES MSCI EAFE GR|OLDM|OLD MISSION CAPITAL, LLC|1276
EFG|ISHARES MSCI EAFE GR|OPCO|Oppenheimer & Co. Inc.|93
EFG|ISHARES MSCI EAFE GR|PDQM|CODA MARKETS, INC.|8060
EFG|ISHARES MSCI EAFE GR|PWJC|UBS Financial Services, Inc.|554
EFG|ISHARES MSCI EAFE GR|RBCM|RBC CAPITAL MARKETS, LLC|10830
EFG|ISHARES MSCI EAFE GR|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|399
EFG|ISHARES MSCI EAFE GR|SAGL|SAGETRADER, LLC|3500
EFG|ISHARES MSCI EAFE GR|SALI|INTL FCSTONE FINANCIAL INC.|1
EFG|ISHARES MSCI EAFE GR|SBSH|Citigroup Global Markets Inc.|123288
EFG|ISHARES MSCI EAFE GR|SEIC|SEI Investments Distribution Co.|2313
EFG|ISHARES MSCI EAFE GR|SGMT|GOLDMAN SACHS & CO. LLC|30890
EFG|ISHARES MSCI EAFE GR|SPDR|SPEEDROUTE LLC|500
EFG|ISHARES MSCI EAFE GR|STFL|Stifel, Nicolaus & Company, Incorporated|13979
EFG|ISHARES MSCI EAFE GR|SWIM|TD Ameritrade, Inc.|654
EFG|ISHARES MSCI EAFE GR|SWST|Hilltop Securities Inc.|1905
EFG|ISHARES MSCI EAFE GR|TKNG|ALLY INVEST SECURITIES LLC|122
EFG|ISHARES MSCI EAFE GR|TRBT|Tradebot Systems, Inc.|472
EFG|ISHARES MSCI EAFE GR|TRCM|TRC MARKETS LLC|1245
EFG|ISHARES MSCI EAFE GR|UBSA|UBS SECURITIES LLC|120896
EFG|ISHARES MSCI EAFE GR|UBSS|UBS Securities LLC|146026
EFG|ISHARES MSCI EAFE GR|VGRD|Vanguard Marketing Corporation|3564
EFG|ISHARES MSCI EAFE GR|WBLR|WILLIAM BLAIR|1000
EFG|ISHARES MSCI EAFE GR|WBPX|SUMMIT SECURITIES GROUP, LLC|200
EFG|ISHARES MSCI EAFE GR|WCHV|WELLS FARGO SECURITIES, LLC|27861
EFG|ISHARES MSCI EAFE GR|WEDB|WEDBUSH SECURITIES INC.|122
EFG|ISHARES MSCI EAFE GR|WEED|Weeden & Co.L.P.|4000
EFG|ISHARES MSCI EAFE GR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|336
EFG|ISHARES MSCI EAFE GR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1505
EFG|ISHARES MSCI EAFE GR|WSEA|WOLVERINE SECURITIES, LLC|1693
EFG|ISHARES MSCI EAFE GR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
EFG|ISHARES MSCI EAFE GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9414
EFII|ELEC IMAGING INC  ##|ALTX|Alternet Securities Inc.|3292
EFII|ELEC IMAGING INC  ##|APCC|Apex Clearing Corporation|3
EFII|ELEC IMAGING INC  ##|BARD|Robert W. Baird & Co. Incorporated|31
EFII|ELEC IMAGING INC  ##|BATM|CBOE TRADING, INC.|2566
EFII|ELEC IMAGING INC  ##|BBNT|BB&T SECURITIES, LLC|17
EFII|ELEC IMAGING INC  ##|BERN|Sanford C. Bernstein & Co., LLC|14487
EFII|ELEC IMAGING INC  ##|BIDS|BIDS TRADING L.P.|5000
EFII|ELEC IMAGING INC  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19
EFII|ELEC IMAGING INC  ##|BLKX|INSTINET, LLC|5000
EFII|ELEC IMAGING INC  ##|BMOC|BMO Capital Markets Corp.|7209
EFII|ELEC IMAGING INC  ##|BNPX|BNP PARIBAS SECURITIES CORP.|348126
EFII|ELEC IMAGING INC  ##|BRVL|BLAYLOCK VAN, LLC|800
EFII|ELEC IMAGING INC  ##|BTIG|BTIG, LLC|9809
EFII|ELEC IMAGING INC  ##|BYXM|CBOE TRADING, INC.|1474
EFII|ELEC IMAGING INC  ##|CANT|Cantor Fitzgerald & Co.|6651
EFII|ELEC IMAGING INC  ##|CHAS|Charles Schwab & Co., Inc.|387
EFII|ELEC IMAGING INC  ##|CIBP|CIBC World Markets Corp.|83400
EFII|ELEC IMAGING INC  ##|CIST|Capital Institutional Services, Inc.|5007
EFII|ELEC IMAGING INC  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7214
EFII|ELEC IMAGING INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123167
EFII|ELEC IMAGING INC  ##|CTDL|Citadel Derivatives Group Llc|35188
EFII|ELEC IMAGING INC  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|15254
EFII|ELEC IMAGING INC  ##|DBAB|Deutsche Bank Securities Inc.|222404
EFII|ELEC IMAGING INC  ##|DBAX|Deutsche Bank Securities Inc.|58500
EFII|ELEC IMAGING INC  ##|DEAN|MORGAN STANLEY|126
EFII|ELEC IMAGING INC  ##|DEGS|RONIN PROFESSIONAL LLC|815
EFII|ELEC IMAGING INC  ##|EBXL|EBX LLC|91000
EFII|ELEC IMAGING INC  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|157
EFII|ELEC IMAGING INC  ##|EDJO|Edward D. Jones & Co., L.P.|488
EFII|ELEC IMAGING INC  ##|EGAM|CBOE TRADING, INC.|3866
EFII|ELEC IMAGING INC  ##|EGMT|EG MARKET TECHNOLOGIES LLC|1891
EFII|ELEC IMAGING INC  ##|EGXM|CBOE TRADING, INC.|1483
EFII|ELEC IMAGING INC  ##|ETBE|Electronic Transaction Clearing, Inc.|22183
EFII|ELEC IMAGING INC  ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|103
EFII|ELEC IMAGING INC  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3030
EFII|ELEC IMAGING INC  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12085
EFII|ELEC IMAGING INC  ##|ETRS|E*Trade Securities LLC|39185
EFII|ELEC IMAGING INC  ##|FBCO|Credit Suisse Securities (USA) LLC|1335145
EFII|ELEC IMAGING INC  ##|FILL|Tradestation Securities, Inc.|100
EFII|ELEC IMAGING INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|11661
EFII|ELEC IMAGING INC  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16245
EFII|ELEC IMAGING INC  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53045
EFII|ELEC IMAGING INC  ##|FTBR|Foliofn Investments, Inc.|186
EFII|ELEC IMAGING INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|13350
EFII|ELEC IMAGING INC  ##|GLPX|ACS EXECUTION SERVICES, LLC|5494
EFII|ELEC IMAGING INC  ##|GSCO|GOLDMAN SACHS & CO. LLC|2134607
EFII|ELEC IMAGING INC  ##|GSCS|GOLDMAN SACHS & CO. LLC|18345
EFII|ELEC IMAGING INC  ##|GSLT|GOLDMAN SACHS & CO. LLC|7341
EFII|ELEC IMAGING INC  ##|GTSZ|GTS SECURITIES LLC|19371
EFII|ELEC IMAGING INC  ##|HRBF|American Enterprise Investment Services Inc.|341
EFII|ELEC IMAGING INC  ##|IATS|INTERACTIVE BROKERS LLC|634
EFII|ELEC IMAGING INC  ##|IBKR|Interactive Brokers Llc|11405
EFII|ELEC IMAGING INC  ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
EFII|ELEC IMAGING INC  ##|ICBX|INSTINET, LLC|20800
EFII|ELEC IMAGING INC  ##|IEQY|CITADEL SECURITIES LLC|47922
EFII|ELEC IMAGING INC  ##|INCA|INSTINET, LLC|218306
EFII|ELEC IMAGING INC  ##|INJX|INSTINET, LLC|49786
EFII|ELEC IMAGING INC  ##|ITGI|ITG Inc.|56692
EFII|ELEC IMAGING INC  ##|ITGP|ITG INC.|54000
EFII|ELEC IMAGING INC  ##|JEFF|JEFFERIES LLC|182310
EFII|ELEC IMAGING INC  ##|JMPT|JUMP TRADING, LLC|31189
EFII|ELEC IMAGING INC  ##|JONE|JonesTrading|136400
EFII|ELEC IMAGING INC  ##|JPBX|J.P. MORGAN SECURITIES LLC|2287
EFII|ELEC IMAGING INC  ##|JPMX|J.P. Morgan Securities LLC|148331
EFII|ELEC IMAGING INC  ##|JSJX|JANE STREET CAPITAL LLC|4703
EFII|ELEC IMAGING INC  ##|KCGM|VIRTU Americas LLC|16397
EFII|ELEC IMAGING INC  ##|LEHM|Barclays Capital Inc./Le|373010
EFII|ELEC IMAGING INC  ##|LIME|Lime Brokerage LLC|165921
EFII|ELEC IMAGING INC  ##|LMGP|LIME BROKERAGE LLC|3300
EFII|ELEC IMAGING INC  ##|LOOP|Loop Capital Markets LLC|16694
EFII|ELEC IMAGING INC  ##|LQNA|LIQUIDNET, INC.|17500
EFII|ELEC IMAGING INC  ##|LSCI|Lek Securities Corporation|219
EFII|ELEC IMAGING INC  ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|353
EFII|ELEC IMAGING INC  ##|MACQ|Macquarie Capital (USA) Inc.|7138
EFII|ELEC IMAGING INC  ##|MAXM|Maxim Group LLC|4278
EFII|ELEC IMAGING INC  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41034
EFII|ELEC IMAGING INC  ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
EFII|ELEC IMAGING INC  ##|MSCO|MORGAN STANLEY & CO. LLC|3847796
EFII|ELEC IMAGING INC  ##|MSPL|MORGAN STANLEY & CO. LLC|185000
EFII|ELEC IMAGING INC  ##|MSTX|MORGAN STANLEY & CO. LLC|36000
EFII|ELEC IMAGING INC  ##|NEED|Needham & Company, LLC|4632
EFII|ELEC IMAGING INC  ##|NFSC|National Financial Services LLC|12861
EFII|ELEC IMAGING INC  ##|NITE|VIRTU Americas LLC|44923
EFII|ELEC IMAGING INC  ##|NITP|VIRTU Americas LLC|3774
EFII|ELEC IMAGING INC  ##|NQRB|Brut, LLC|11591
EFII|ELEC IMAGING INC  ##|NTRC|Northern Trust Securities, Inc.|1677
EFII|ELEC IMAGING INC  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|907
EFII|ELEC IMAGING INC  ##|PDQM|CODA MARKETS, INC.|16248
EFII|ELEC IMAGING INC  ##|PHLY|NASDAQ Execution Services, LLC|1000
EFII|ELEC IMAGING INC  ##|PIPR|Piper Jaffray & Co.|17
EFII|ELEC IMAGING INC  ##|RAJA|Raymond James & Associates, Inc.|2402
EFII|ELEC IMAGING INC  ##|RBCM|RBC CAPITAL MARKETS, LLC|797
EFII|ELEC IMAGING INC  ##|RWPS|R.W. Pressprich & Co., Inc.|15000
EFII|ELEC IMAGING INC  ##|SAGL|SAGETRADER, LLC|1000
EFII|ELEC IMAGING INC  ##|SAGW|SAGETRADER, LLC|1920
EFII|ELEC IMAGING INC  ##|SBSH|Citigroup Global Markets Inc.|480388
EFII|ELEC IMAGING INC  ##|SEIC|SEI Investments Distribution Co.|492
EFII|ELEC IMAGING INC  ##|SGMT|GOLDMAN SACHS & CO. LLC|28483
EFII|ELEC IMAGING INC  ##|SPDR|SPEEDROUTE LLC|3500
EFII|ELEC IMAGING INC  ##|STFL|Stifel, Nicolaus & Company, Incorporated|142
EFII|ELEC IMAGING INC  ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
EFII|ELEC IMAGING INC  ##|SWIM|TD Ameritrade, Inc.|1560
EFII|ELEC IMAGING INC  ##|SWST|Hilltop Securities Inc.|300
EFII|ELEC IMAGING INC  ##|TKNG|ALLY INVEST SECURITIES LLC|152
EFII|ELEC IMAGING INC  ##|TMBR|Timber Hill LLC|1
EFII|ELEC IMAGING INC  ##|TONC|CUTTONE & CO., LLC|986
EFII|ELEC IMAGING INC  ##|TRBT|Tradebot Systems, Inc.|101325
EFII|ELEC IMAGING INC  ##|TRCM|TRC MARKETS LLC|111860
EFII|ELEC IMAGING INC  ##|TWTT|TASTYWORKS, INC.|131
EFII|ELEC IMAGING INC  ##|UBSA|UBS SECURITIES LLC|210508
EFII|ELEC IMAGING INC  ##|UBSS|UBS Securities LLC|662884
EFII|ELEC IMAGING INC  ##|VALX|VIRTU AMERICAS LLC|3570
EFII|ELEC IMAGING INC  ##|VGRD|Vanguard Marketing Corporation|150
EFII|ELEC IMAGING INC  ##|WABR|Wall Street Access|4306
EFII|ELEC IMAGING INC  ##|WBLR|WILLIAM BLAIR|330
EFII|ELEC IMAGING INC  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|50
EFII|ELEC IMAGING INC  ##|WCHV|WELLS FARGO SECURITIES, LLC|539788
EFII|ELEC IMAGING INC  ##|WEED|Weeden & Co.L.P.|100
EFII|ELEC IMAGING INC  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1275
EFII|ELEC IMAGING INC  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1343
EFII|ELEC IMAGING INC  ##|WSEA|WOLVERINE SECURITIES, LLC|510
EFII|ELEC IMAGING INC  ##|XIST|INSTINET, LLC|70940
EFII|ELEC IMAGING INC  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|4144
EFII|ELEC IMAGING INC  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|978
EFII|ELEC IMAGING INC  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|170
EFL|EATON VANCE FLOATING|ALTX|Alternet Securities Inc.|300
EFL|EATON VANCE FLOATING|BARD|Robert W. Baird & Co. Incorporated|10399
EFL|EATON VANCE FLOATING|BATM|CBOE TRADING, INC.|661
EFL|EATON VANCE FLOATING|CHAS|Charles Schwab & Co., Inc.|740
EFL|EATON VANCE FLOATING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
EFL|EATON VANCE FLOATING|CTDL|Citadel Derivatives Group Llc|160
EFL|EATON VANCE FLOATING|CXCX|CITIGROUP GLOBAL MARKETS INC.|1458
EFL|EATON VANCE FLOATING|DBAX|Deutsche Bank Securities Inc.|3100
EFL|EATON VANCE FLOATING|DEAN|MORGAN STANLEY|28079
EFL|EATON VANCE FLOATING|EBXL|EBX LLC|1700
EFL|EATON VANCE FLOATING|ECUT|CONVERGEX EXECUTION SOLUTIONS|1404
EFL|EATON VANCE FLOATING|EGXM|CBOE TRADING, INC.|100
EFL|EATON VANCE FLOATING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
EFL|EATON VANCE FLOATING|ETRS|E*Trade Securities LLC|189
EFL|EATON VANCE FLOATING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41
EFL|EATON VANCE FLOATING|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3500
EFL|EATON VANCE FLOATING|GSCO|GOLDMAN SACHS & CO. LLC|500
EFL|EATON VANCE FLOATING|HRBF|American Enterprise Investment Services Inc.|17276
EFL|EATON VANCE FLOATING|IATS|INTERACTIVE BROKERS LLC|618
EFL|EATON VANCE FLOATING|IBKR|Interactive Brokers Llc|2293
EFL|EATON VANCE FLOATING|ICBX|INSTINET, LLC|2200
EFL|EATON VANCE FLOATING|INCA|INSTINET, LLC|400
EFL|EATON VANCE FLOATING|ITGI|ITG Inc.|294
EFL|EATON VANCE FLOATING|JANY|Janney Montgomery Scott Inc.|1260
EFL|EATON VANCE FLOATING|JPMX|J.P. Morgan Securities LLC|1000
EFL|EATON VANCE FLOATING|KCGM|VIRTU Americas LLC|1500
EFL|EATON VANCE FLOATING|LIME|Lime Brokerage LLC|720
EFL|EATON VANCE FLOATING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EFL|EATON VANCE FLOATING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
EFL|EATON VANCE FLOATING|MSCO|MORGAN STANLEY & CO. LLC|96156
EFL|EATON VANCE FLOATING|MSPL|MORGAN STANLEY & CO. LLC|4200
EFL|EATON VANCE FLOATING|NFSC|National Financial Services LLC|46698
EFL|EATON VANCE FLOATING|NITE|VIRTU Americas LLC|96577
EFL|EATON VANCE FLOATING|OPCO|Oppenheimer & Co. Inc.|2600
EFL|EATON VANCE FLOATING|PDQM|CODA MARKETS, INC.|1000
EFL|EATON VANCE FLOATING|PWJC|UBS Financial Services, Inc.|13722
EFL|EATON VANCE FLOATING|RBCM|RBC CAPITAL MARKETS, LLC|178
EFL|EATON VANCE FLOATING|SGMT|GOLDMAN SACHS & CO. LLC|9500
EFL|EATON VANCE FLOATING|SPDR|SPEEDROUTE LLC|400
EFL|EATON VANCE FLOATING|STFL|Stifel, Nicolaus & Company, Incorporated|7707
EFL|EATON VANCE FLOATING|TRBT|Tradebot Systems, Inc.|1071
EFL|EATON VANCE FLOATING|UBSA|UBS SECURITIES LLC|5280
EFL|EATON VANCE FLOATING|UBSS|UBS Securities LLC|36561
EFL|EATON VANCE FLOATING|WCHV|WELLS FARGO SECURITIES, LLC|40250
EFNL|ISHS MSCI FINLAND|ALTX|Alternet Securities Inc.|200
EFNL|ISHS MSCI FINLAND|APCC|Apex Clearing Corporation|2
EFNL|ISHS MSCI FINLAND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|812
EFNL|ISHS MSCI FINLAND|BYXM|CBOE TRADING, INC.|28
EFNL|ISHS MSCI FINLAND|CANT|Cantor Fitzgerald & Co.|28883
EFNL|ISHS MSCI FINLAND|CHAS|Charles Schwab & Co., Inc.|2
EFNL|ISHS MSCI FINLAND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8800
EFNL|ISHS MSCI FINLAND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6474
EFNL|ISHS MSCI FINLAND|DBAB|Deutsche Bank Securities Inc.|1400
EFNL|ISHS MSCI FINLAND|DBAX|Deutsche Bank Securities Inc.|2100
EFNL|ISHS MSCI FINLAND|EBXL|EBX LLC|1700
EFNL|ISHS MSCI FINLAND|EGXW|CBOE TRADING, INC.|125
EFNL|ISHS MSCI FINLAND|ETRS|E*Trade Securities LLC|16
EFNL|ISHS MSCI FINLAND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12780
EFNL|ISHS MSCI FINLAND|FTBR|Foliofn Investments, Inc.|2681
EFNL|ISHS MSCI FINLAND|GSCS|GOLDMAN SACHS & CO. LLC|1700
EFNL|ISHS MSCI FINLAND|GSLT|GOLDMAN SACHS & CO. LLC|2381
EFNL|ISHS MSCI FINLAND|GTSZ|GTS SECURITIES LLC|2150
EFNL|ISHS MSCI FINLAND|HRBF|American Enterprise Investment Services Inc.|523
EFNL|ISHS MSCI FINLAND|IATS|INTERACTIVE BROKERS LLC|1003
EFNL|ISHS MSCI FINLAND|IBKR|Interactive Brokers Llc|266
EFNL|ISHS MSCI FINLAND|ICBX|INSTINET, LLC|1500
EFNL|ISHS MSCI FINLAND|INCA|INSTINET, LLC|3600
EFNL|ISHS MSCI FINLAND|ITGI|ITG Inc.|603
EFNL|ISHS MSCI FINLAND|ITGP|ITG INC.|1400
EFNL|ISHS MSCI FINLAND|JANY|Janney Montgomery Scott Inc.|240
EFNL|ISHS MSCI FINLAND|JPMX|J.P. Morgan Securities LLC|6272
EFNL|ISHS MSCI FINLAND|JSJX|JANE STREET CAPITAL LLC|33007
EFNL|ISHS MSCI FINLAND|KCGM|VIRTU Americas LLC|3055
EFNL|ISHS MSCI FINLAND|LEHM|Barclays Capital Inc./Le|30100
EFNL|ISHS MSCI FINLAND|LIME|Lime Brokerage LLC|109
EFNL|ISHS MSCI FINLAND|MACC|Mid Atlantic Capital Corporation|15
EFNL|ISHS MSCI FINLAND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
EFNL|ISHS MSCI FINLAND|MSCO|MORGAN STANLEY & CO. LLC|13008
EFNL|ISHS MSCI FINLAND|MSPL|MORGAN STANLEY & CO. LLC|1200
EFNL|ISHS MSCI FINLAND|NFSC|National Financial Services LLC|3107
EFNL|ISHS MSCI FINLAND|NITE|VIRTU Americas LLC|12270
EFNL|ISHS MSCI FINLAND|OLDM|OLD MISSION CAPITAL, LLC|100
EFNL|ISHS MSCI FINLAND|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|100
EFNL|ISHS MSCI FINLAND|SEIC|SEI Investments Distribution Co.|200
EFNL|ISHS MSCI FINLAND|SGMT|GOLDMAN SACHS & CO. LLC|5725
EFNL|ISHS MSCI FINLAND|SWIM|TD Ameritrade, Inc.|133
EFNL|ISHS MSCI FINLAND|UBSS|UBS Securities LLC|6353
EFNL|ISHS MSCI FINLAND|VALX|VIRTU AMERICAS LLC|500
EFNL|ISHS MSCI FINLAND|VGRD|Vanguard Marketing Corporation|607
EFNL|ISHS MSCI FINLAND|WBET|Wallachbeth Capital LLC|1200
EFNL|ISHS MSCI FINLAND|WCHV|WELLS FARGO SECURITIES, LLC|75250
EFNL|ISHS MSCI FINLAND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20183
EFO|PROSHARES ULTRA EAFE|APCC|Apex Clearing Corporation|104
EFO|PROSHARES ULTRA EAFE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
EFO|PROSHARES ULTRA EAFE|CSIN|Citadel Securities Institutional LLC|5801
EFO|PROSHARES ULTRA EAFE|CTDL|Citadel Derivatives Group Llc|15901
EFO|PROSHARES ULTRA EAFE|DBAX|Deutsche Bank Securities Inc.|200
EFO|PROSHARES ULTRA EAFE|ETRS|E*Trade Securities LLC|1551
EFO|PROSHARES ULTRA EAFE|FTBR|Foliofn Investments, Inc.|1
EFO|PROSHARES ULTRA EAFE|IBKR|Interactive Brokers Llc|10
EFO|PROSHARES ULTRA EAFE|ICBX|INSTINET, LLC|400
EFO|PROSHARES ULTRA EAFE|JSJX|JANE STREET CAPITAL LLC|3295
EFO|PROSHARES ULTRA EAFE|LEHM|Barclays Capital Inc./Le|1800
EFO|PROSHARES ULTRA EAFE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
EFO|PROSHARES ULTRA EAFE|NFSC|National Financial Services LLC|5083
EFO|PROSHARES ULTRA EAFE|NITE|VIRTU Americas LLC|2186
EFO|PROSHARES ULTRA EAFE|NITP|VIRTU Americas LLC|1200
EFO|PROSHARES ULTRA EAFE|SGMT|GOLDMAN SACHS & CO. LLC|100
EFO|PROSHARES ULTRA EAFE|UBSA|UBS SECURITIES LLC|1854
EFO|PROSHARES ULTRA EAFE|UBSS|UBS Securities LLC|309
EFO|PROSHARES ULTRA EAFE|VGRD|Vanguard Marketing Corporation|36
EFOI|ENERGY FOCUS CMN|APCC|Apex Clearing Corporation|17
EFOI|ENERGY FOCUS CMN|BYXM|CBOE TRADING, INC.|200
EFOI|ENERGY FOCUS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|976
EFOI|ENERGY FOCUS CMN|CTDL|Citadel Derivatives Group Llc|585
EFOI|ENERGY FOCUS CMN|DBAB|Deutsche Bank Securities Inc.|3220
EFOI|ENERGY FOCUS CMN|DBAX|Deutsche Bank Securities Inc.|500
EFOI|ENERGY FOCUS CMN|DEGS|RONIN PROFESSIONAL LLC|5310
EFOI|ENERGY FOCUS CMN|EBXL|EBX LLC|400
EFOI|ENERGY FOCUS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5240
EFOI|ENERGY FOCUS CMN|ETRS|E*Trade Securities LLC|7724
EFOI|ENERGY FOCUS CMN|FBCO|Credit Suisse Securities (USA) LLC|987
EFOI|ENERGY FOCUS CMN|FOMA|TD AMERITRADE CLEARING, INC.|18318
EFOI|ENERGY FOCUS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|625
EFOI|ENERGY FOCUS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|701
EFOI|ENERGY FOCUS CMN|GLPX|ACS EXECUTION SERVICES, LLC|7
EFOI|ENERGY FOCUS CMN|GSCO|GOLDMAN SACHS & CO. LLC|8902
EFOI|ENERGY FOCUS CMN|GSCS|GOLDMAN SACHS & CO. LLC|500
EFOI|ENERGY FOCUS CMN|GTSZ|GTS SECURITIES LLC|559
EFOI|ENERGY FOCUS CMN|IATS|INTERACTIVE BROKERS LLC|5760
EFOI|ENERGY FOCUS CMN|IBKR|Interactive Brokers Llc|33248
EFOI|ENERGY FOCUS CMN|ICBX|INSTINET, LLC|200
EFOI|ENERGY FOCUS CMN|INCA|INSTINET, LLC|9036
EFOI|ENERGY FOCUS CMN|INJX|INSTINET, LLC|1000
EFOI|ENERGY FOCUS CMN|ITGI|ITG Inc.|100
EFOI|ENERGY FOCUS CMN|KCGM|VIRTU Americas LLC|1309
EFOI|ENERGY FOCUS CMN|LEHM|Barclays Capital Inc./Le|1113
EFOI|ENERGY FOCUS CMN|LIME|Lime Brokerage LLC|27919
EFOI|ENERGY FOCUS CMN|LMGP|LIME BROKERAGE LLC|3810
EFOI|ENERGY FOCUS CMN|LSCI|Lek Securities Corporation|100
EFOI|ENERGY FOCUS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
EFOI|ENERGY FOCUS CMN|MSCO|MORGAN STANLEY & CO. LLC|36053
EFOI|ENERGY FOCUS CMN|MSPL|MORGAN STANLEY & CO. LLC|200
EFOI|ENERGY FOCUS CMN|NFSC|National Financial Services LLC|24771
EFOI|ENERGY FOCUS CMN|NITE|VIRTU Americas LLC|55221
EFOI|ENERGY FOCUS CMN|PDQM|CODA MARKETS, INC.|7
EFOI|ENERGY FOCUS CMN|RAJA|Raymond James & Associates, Inc.|42
EFOI|ENERGY FOCUS CMN|RBCM|RBC CAPITAL MARKETS, LLC|2418
EFOI|ENERGY FOCUS CMN|SGMT|GOLDMAN SACHS & CO. LLC|588
EFOI|ENERGY FOCUS CMN|SWIM|TD Ameritrade, Inc.|2400
EFOI|ENERGY FOCUS CMN|TKNG|ALLY INVEST SECURITIES LLC|245
EFOI|ENERGY FOCUS CMN|TMBR|Timber Hill LLC|3
EFOI|ENERGY FOCUS CMN|TRCM|TRC MARKETS LLC|400
EFOI|ENERGY FOCUS CMN|UBSA|UBS SECURITIES LLC|3040
EFOI|ENERGY FOCUS CMN|UBSS|UBS Securities LLC|17207
EFOI|ENERGY FOCUS CMN|VALX|VIRTU AMERICAS LLC|401
EFOI|ENERGY FOCUS CMN|VGRD|Vanguard Marketing Corporation|830
EFOI|ENERGY FOCUS CMN|WCHV|WELLS FARGO SECURITIES, LLC|4131
EFOI|ENERGY FOCUS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1228
EFOI|ENERGY FOCUS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|857
EFOI|ENERGY FOCUS CMN|WSEA|WOLVERINE SECURITIES, LLC|1199
EFOI|ENERGY FOCUS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
EFOI|ENERGY FOCUS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1895
EFR|EATON VANCE SR FLTG|ALTX|Alternet Securities Inc.|400
EFR|EATON VANCE SR FLTG|APCC|Apex Clearing Corporation|158
EFR|EATON VANCE SR FLTG|BARD|Robert W. Baird & Co. Incorporated|3
EFR|EATON VANCE SR FLTG|BATM|CBOE TRADING, INC.|81
EFR|EATON VANCE SR FLTG|BBNT|BB&T SECURITIES, LLC|1
EFR|EATON VANCE SR FLTG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1170
EFR|EATON VANCE SR FLTG|BTIG|BTIG, LLC|568
EFR|EATON VANCE SR FLTG|CANT|Cantor Fitzgerald & Co.|511
EFR|EATON VANCE SR FLTG|CHAS|Charles Schwab & Co., Inc.|5
EFR|EATON VANCE SR FLTG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3400
EFR|EATON VANCE SR FLTG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
EFR|EATON VANCE SR FLTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8138
EFR|EATON VANCE SR FLTG|CTDL|Citadel Derivatives Group Llc|10
EFR|EATON VANCE SR FLTG|CXCX|CITIGROUP GLOBAL MARKETS INC.|1608
EFR|EATON VANCE SR FLTG|DAVA|Davenport & Company LLC|6047
EFR|EATON VANCE SR FLTG|DBAX|Deutsche Bank Securities Inc.|3500
EFR|EATON VANCE SR FLTG|DEAN|MORGAN STANLEY|13435
EFR|EATON VANCE SR FLTG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9392
EFR|EATON VANCE SR FLTG|EBXL|EBX LLC|3900
EFR|EATON VANCE SR FLTG|ECUT|CONVERGEX EXECUTION SOLUTIONS|1507
EFR|EATON VANCE SR FLTG|EDJO|Edward D. Jones & Co., L.P.|1093
EFR|EATON VANCE SR FLTG|EGAM|CBOE TRADING, INC.|1002
EFR|EATON VANCE SR FLTG|EGXM|CBOE TRADING, INC.|820
EFR|EATON VANCE SR FLTG|ESPO|ESPOSITO SECURITIES, LLC|328
EFR|EATON VANCE SR FLTG|ETBE|Electronic Transaction Clearing, Inc.|200
EFR|EATON VANCE SR FLTG|ETRS|E*Trade Securities LLC|5645
EFR|EATON VANCE SR FLTG|FBSB|U.S. Bancorp Investments, Inc.|1465
EFR|EATON VANCE SR FLTG|FILL|Tradestation Securities, Inc.|300
EFR|EATON VANCE SR FLTG|FMAF|NBCN Inc./ CDS|300
EFR|EATON VANCE SR FLTG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3708
EFR|EATON VANCE SR FLTG|FTBR|Foliofn Investments, Inc.|1201
EFR|EATON VANCE SR FLTG|GLPX|ACS EXECUTION SERVICES, LLC|800
EFR|EATON VANCE SR FLTG|GSCO|GOLDMAN SACHS & CO. LLC|4454
EFR|EATON VANCE SR FLTG|HRBF|American Enterprise Investment Services Inc.|112773
EFR|EATON VANCE SR FLTG|IATS|INTERACTIVE BROKERS LLC|4369
EFR|EATON VANCE SR FLTG|IBKR|Interactive Brokers Llc|10274
EFR|EATON VANCE SR FLTG|ICBX|INSTINET, LLC|1300
EFR|EATON VANCE SR FLTG|INCA|INSTINET, LLC|1682
EFR|EATON VANCE SR FLTG|INJX|INSTINET, LLC|604
EFR|EATON VANCE SR FLTG|ITGI|ITG Inc.|850
EFR|EATON VANCE SR FLTG|ITGP|ITG INC.|1000
EFR|EATON VANCE SR FLTG|JANY|Janney Montgomery Scott Inc.|2803
EFR|EATON VANCE SR FLTG|JEFF|JEFFERIES LLC|702
EFR|EATON VANCE SR FLTG|JMPT|JUMP TRADING, LLC|74
EFR|EATON VANCE SR FLTG|JPMX|J.P. Morgan Securities LLC|3006
EFR|EATON VANCE SR FLTG|KCGM|VIRTU Americas LLC|1647
EFR|EATON VANCE SR FLTG|LEHM|Barclays Capital Inc./Le|12600
EFR|EATON VANCE SR FLTG|LIME|Lime Brokerage LLC|252
EFR|EATON VANCE SR FLTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5374
EFR|EATON VANCE SR FLTG|MSCO|MORGAN STANLEY & CO. LLC|82661
EFR|EATON VANCE SR FLTG|MSPL|MORGAN STANLEY & CO. LLC|2100
EFR|EATON VANCE SR FLTG|MSTX|MORGAN STANLEY & CO. LLC|1000
EFR|EATON VANCE SR FLTG|NFSC|National Financial Services LLC|122930
EFR|EATON VANCE SR FLTG|NITE|VIRTU Americas LLC|199352
EFR|EATON VANCE SR FLTG|NQRB|Brut, LLC|1750
EFR|EATON VANCE SR FLTG|PDQM|CODA MARKETS, INC.|2977
EFR|EATON VANCE SR FLTG|RBCM|RBC CAPITAL MARKETS, LLC|6447
EFR|EATON VANCE SR FLTG|SBSH|Citigroup Global Markets Inc.|100
EFR|EATON VANCE SR FLTG|SGMT|GOLDMAN SACHS & CO. LLC|3705
EFR|EATON VANCE SR FLTG|SPHN|Stephens Inc.|1395
EFR|EATON VANCE SR FLTG|STFL|Stifel, Nicolaus & Company, Incorporated|3603
EFR|EATON VANCE SR FLTG|SWIM|TD Ameritrade, Inc.|4323
EFR|EATON VANCE SR FLTG|SWST|Hilltop Securities Inc.|19419
EFR|EATON VANCE SR FLTG|TRBT|Tradebot Systems, Inc.|810
EFR|EATON VANCE SR FLTG|TRCM|TRC MARKETS LLC|200
EFR|EATON VANCE SR FLTG|UBSA|UBS SECURITIES LLC|22418
EFR|EATON VANCE SR FLTG|UBSS|UBS Securities LLC|71043
EFR|EATON VANCE SR FLTG|VALX|VIRTU AMERICAS LLC|35
EFR|EATON VANCE SR FLTG|VGRD|Vanguard Marketing Corporation|7842
EFR|EATON VANCE SR FLTG|WCHV|WELLS FARGO SECURITIES, LLC|29189
EFR|EATON VANCE SR FLTG|WEDB|WEDBUSH SECURITIES INC.|1000
EFR|EATON VANCE SR FLTG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|466
EFR|EATON VANCE SR FLTG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|820
EFR|EATON VANCE SR FLTG|WSEA|WOLVERINE SECURITIES, LLC|766
EFR|EATON VANCE SR FLTG|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
EFR|EATON VANCE SR FLTG|YKNA|COMHAR CAPITAL MARKETS, LLC|400
EFR|EATON VANCE SR FLTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39502
EFSC|ENTERPRISES FINL SVC|APCC|Apex Clearing Corporation|16
EFSC|ENTERPRISES FINL SVC|BARD|Robert W. Baird & Co. Incorporated|10
EFSC|ENTERPRISES FINL SVC|BATM|CBOE TRADING, INC.|489
EFSC|ENTERPRISES FINL SVC|BERN|Sanford C. Bernstein & Co., LLC|3752
EFSC|ENTERPRISES FINL SVC|BKCM|BNY Mellon Capital Markets LLC|500
EFSC|ENTERPRISES FINL SVC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2388
EFSC|ENTERPRISES FINL SVC|BMOC|BMO Capital Markets Corp.|3581
EFSC|ENTERPRISES FINL SVC|BNKS|Fig Partners, LLC|2305
EFSC|ENTERPRISES FINL SVC|BNPX|BNP PARIBAS SECURITIES CORP.|4588
EFSC|ENTERPRISES FINL SVC|BTIG|BTIG, LLC|2729
EFSC|ENTERPRISES FINL SVC|BYXM|CBOE TRADING, INC.|100
EFSC|ENTERPRISES FINL SVC|BZYD|GOLDMAN SACHS & CO. LLC|713
EFSC|ENTERPRISES FINL SVC|CANT|Cantor Fitzgerald & Co.|22
EFSC|ENTERPRISES FINL SVC|CHAS|Charles Schwab & Co., Inc.|2517
EFSC|ENTERPRISES FINL SVC|CIST|Capital Institutional Services, Inc.|771
EFSC|ENTERPRISES FINL SVC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53909
EFSC|ENTERPRISES FINL SVC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
EFSC|ENTERPRISES FINL SVC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33027
EFSC|ENTERPRISES FINL SVC|CTDL|Citadel Derivatives Group Llc|4591
EFSC|ENTERPRISES FINL SVC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6208
EFSC|ENTERPRISES FINL SVC|DADA|D.A. Davidson & Co.|500
EFSC|ENTERPRISES FINL SVC|DBAB|Deutsche Bank Securities Inc.|70615
EFSC|ENTERPRISES FINL SVC|DBAX|Deutsche Bank Securities Inc.|26100
EFSC|ENTERPRISES FINL SVC|DBUL|Deutsche Bank Securities Inc.|281
EFSC|ENTERPRISES FINL SVC|DEAN|MORGAN STANLEY|1749
EFSC|ENTERPRISES FINL SVC|DEGS|RONIN PROFESSIONAL LLC|1424
EFSC|ENTERPRISES FINL SVC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|577
EFSC|ENTERPRISES FINL SVC|EBXL|EBX LLC|35200
EFSC|ENTERPRISES FINL SVC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13407
EFSC|ENTERPRISES FINL SVC|EDJO|Edward D. Jones & Co., L.P.|9370
EFSC|ENTERPRISES FINL SVC|EGAM|CBOE TRADING, INC.|3878
EFSC|ENTERPRISES FINL SVC|EGMT|EG MARKET TECHNOLOGIES LLC|100
EFSC|ENTERPRISES FINL SVC|EGXM|CBOE TRADING, INC.|300
EFSC|ENTERPRISES FINL SVC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
EFSC|ENTERPRISES FINL SVC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
EFSC|ENTERPRISES FINL SVC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12120
EFSC|ENTERPRISES FINL SVC|ETRS|E*Trade Securities LLC|1418
EFSC|ENTERPRISES FINL SVC|FBCO|Credit Suisse Securities (USA) LLC|172696
EFSC|ENTERPRISES FINL SVC|FMAF|NBCN Inc./ CDS|1832
EFSC|ENTERPRISES FINL SVC|FOMA|TD AMERITRADE CLEARING, INC.|6148
EFSC|ENTERPRISES FINL SVC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7788
EFSC|ENTERPRISES FINL SVC|FTBR|Foliofn Investments, Inc.|532
EFSC|ENTERPRISES FINL SVC|GEBB|GLOBAL EXECUTION BROKERS, LP|6880
EFSC|ENTERPRISES FINL SVC|GLPX|ACS EXECUTION SERVICES, LLC|874
EFSC|ENTERPRISES FINL SVC|GSCO|GOLDMAN SACHS & CO. LLC|300270
EFSC|ENTERPRISES FINL SVC|GSCS|GOLDMAN SACHS & CO. LLC|533
EFSC|ENTERPRISES FINL SVC|GSLT|GOLDMAN SACHS & CO. LLC|646
EFSC|ENTERPRISES FINL SVC|GTSZ|GTS SECURITIES LLC|1327
EFSC|ENTERPRISES FINL SVC|HAPX|HAP Trading, LLC|100
EFSC|ENTERPRISES FINL SVC|HRBF|American Enterprise Investment Services Inc.|1
EFSC|ENTERPRISES FINL SVC|IATS|INTERACTIVE BROKERS LLC|200
EFSC|ENTERPRISES FINL SVC|IBKR|Interactive Brokers Llc|10294
EFSC|ENTERPRISES FINL SVC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
EFSC|ENTERPRISES FINL SVC|ICBX|INSTINET, LLC|19000
EFSC|ENTERPRISES FINL SVC|IEQY|CITADEL SECURITIES LLC|21307
EFSC|ENTERPRISES FINL SVC|INCA|INSTINET, LLC|109765
EFSC|ENTERPRISES FINL SVC|INJX|INSTINET, LLC|3422
EFSC|ENTERPRISES FINL SVC|ITGI|ITG Inc.|8311
EFSC|ENTERPRISES FINL SVC|ITGP|ITG INC.|23600
EFSC|ENTERPRISES FINL SVC|JEFF|JEFFERIES LLC|23476
EFSC|ENTERPRISES FINL SVC|JMPT|JUMP TRADING, LLC|4160
EFSC|ENTERPRISES FINL SVC|JONE|JonesTrading|62
EFSC|ENTERPRISES FINL SVC|JPBX|J.P. MORGAN SECURITIES LLC|2312
EFSC|ENTERPRISES FINL SVC|JPMX|J.P. Morgan Securities LLC|58005
EFSC|ENTERPRISES FINL SVC|JSJX|JANE STREET CAPITAL LLC|7012
EFSC|ENTERPRISES FINL SVC|KBWI|Keefe, Bruyette & Woods, Inc.|111821
EFSC|ENTERPRISES FINL SVC|KCGM|VIRTU Americas LLC|6702
EFSC|ENTERPRISES FINL SVC|LEHM|Barclays Capital Inc./Le|110798
EFSC|ENTERPRISES FINL SVC|LIME|Lime Brokerage LLC|52656
EFSC|ENTERPRISES FINL SVC|LMGP|LIME BROKERAGE LLC|1754
EFSC|ENTERPRISES FINL SVC|LOOP|Loop Capital Markets LLC|200
EFSC|ENTERPRISES FINL SVC|LQNA|LIQUIDNET, INC.|20000
EFSC|ENTERPRISES FINL SVC|MAXM|Maxim Group LLC|2350
EFSC|ENTERPRISES FINL SVC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45109
EFSC|ENTERPRISES FINL SVC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|530
EFSC|ENTERPRISES FINL SVC|MSCO|MORGAN STANLEY & CO. LLC|263494
EFSC|ENTERPRISES FINL SVC|MSPL|MORGAN STANLEY & CO. LLC|62500
EFSC|ENTERPRISES FINL SVC|MSTX|MORGAN STANLEY & CO. LLC|3400
EFSC|ENTERPRISES FINL SVC|MTON|MILLINGTON SECURITIES, INC.|28248
EFSC|ENTERPRISES FINL SVC|NFSC|National Financial Services LLC|10861
EFSC|ENTERPRISES FINL SVC|NITE|VIRTU Americas LLC|34343
EFSC|ENTERPRISES FINL SVC|NITP|VIRTU Americas LLC|700
EFSC|ENTERPRISES FINL SVC|NQRB|Brut, LLC|2161
EFSC|ENTERPRISES FINL SVC|NTRC|Northern Trust Securities, Inc.|722
EFSC|ENTERPRISES FINL SVC|OPCO|Oppenheimer & Co. Inc.|851
EFSC|ENTERPRISES FINL SVC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|461
EFSC|ENTERPRISES FINL SVC|PDQM|CODA MARKETS, INC.|11279
EFSC|ENTERPRISES FINL SVC|PWJC|UBS Financial Services, Inc.|1125
EFSC|ENTERPRISES FINL SVC|RAJA|Raymond James & Associates, Inc.|1318
EFSC|ENTERPRISES FINL SVC|RBCM|RBC CAPITAL MARKETS, LLC|365
EFSC|ENTERPRISES FINL SVC|SAGL|SAGETRADER, LLC|310
EFSC|ENTERPRISES FINL SVC|SBSH|Citigroup Global Markets Inc.|37481
EFSC|ENTERPRISES FINL SVC|SDLR|Sandler, O'Neill & Partners, L.P.|24131
EFSC|ENTERPRISES FINL SVC|SGMT|GOLDMAN SACHS & CO. LLC|16706
EFSC|ENTERPRISES FINL SVC|SPDR|SPEEDROUTE LLC|3203
EFSC|ENTERPRISES FINL SVC|SPHN|Stephens Inc.|5000
EFSC|ENTERPRISES FINL SVC|SSBS|STATE STREET GLOBAL MARKETS, LLC|12378
EFSC|ENTERPRISES FINL SVC|STFL|Stifel, Nicolaus & Company, Incorporated|11638
EFSC|ENTERPRISES FINL SVC|SWIM|TD Ameritrade, Inc.|3353
EFSC|ENTERPRISES FINL SVC|SWST|Hilltop Securities Inc.|614
EFSC|ENTERPRISES FINL SVC|TRBT|Tradebot Systems, Inc.|6810
EFSC|ENTERPRISES FINL SVC|TRCM|TRC MARKETS LLC|31083
EFSC|ENTERPRISES FINL SVC|UBSA|UBS SECURITIES LLC|83539
EFSC|ENTERPRISES FINL SVC|UBSS|UBS Securities LLC|204690
EFSC|ENTERPRISES FINL SVC|VALX|VIRTU AMERICAS LLC|8480
EFSC|ENTERPRISES FINL SVC|VGRD|Vanguard Marketing Corporation|970
EFSC|ENTERPRISES FINL SVC|WCHV|WELLS FARGO SECURITIES, LLC|4697
EFSC|ENTERPRISES FINL SVC|WEED|Weeden & Co.L.P.|6700
EFSC|ENTERPRISES FINL SVC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|159
EFSC|ENTERPRISES FINL SVC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|920
EFSC|ENTERPRISES FINL SVC|WSEA|WOLVERINE SECURITIES, LLC|136
EFSC|ENTERPRISES FINL SVC|XIST|INSTINET, LLC|7050
EFSC|ENTERPRISES FINL SVC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
EFSC|ENTERPRISES FINL SVC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
EFT|EATON VANCE FLOATING|ALTX|Alternet Securities Inc.|200
EFT|EATON VANCE FLOATING|APCC|Apex Clearing Corporation|684
EFT|EATON VANCE FLOATING|BANK|Primevest Financial Services, Inc.|2
EFT|EATON VANCE FLOATING|BARD|Robert W. Baird & Co. Incorporated|14393
EFT|EATON VANCE FLOATING|BBNT|BB&T SECURITIES, LLC|1
EFT|EATON VANCE FLOATING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
EFT|EATON VANCE FLOATING|BTIG|BTIG, LLC|4881
EFT|EATON VANCE FLOATING|CANT|Cantor Fitzgerald & Co.|271
EFT|EATON VANCE FLOATING|CHAS|Charles Schwab & Co., Inc.|10
EFT|EATON VANCE FLOATING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
EFT|EATON VANCE FLOATING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
EFT|EATON VANCE FLOATING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5086
EFT|EATON VANCE FLOATING|DBAX|Deutsche Bank Securities Inc.|6900
EFT|EATON VANCE FLOATING|DEAN|MORGAN STANLEY|72399
EFT|EATON VANCE FLOATING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|190
EFT|EATON VANCE FLOATING|EBXL|EBX LLC|2400
EFT|EATON VANCE FLOATING|ECUT|CONVERGEX EXECUTION SOLUTIONS|4626
EFT|EATON VANCE FLOATING|EDJO|Edward D. Jones & Co., L.P.|2368
EFT|EATON VANCE FLOATING|EGAM|CBOE TRADING, INC.|3339
EFT|EATON VANCE FLOATING|EGXM|CBOE TRADING, INC.|100
EFT|EATON VANCE FLOATING|ESPO|ESPOSITO SECURITIES, LLC|326
EFT|EATON VANCE FLOATING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|190
EFT|EATON VANCE FLOATING|ETRS|E*Trade Securities LLC|35162
EFT|EATON VANCE FLOATING|FILL|Tradestation Securities, Inc.|400
EFT|EATON VANCE FLOATING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14765
EFT|EATON VANCE FLOATING|FTBR|Foliofn Investments, Inc.|1312
EFT|EATON VANCE FLOATING|GLPX|ACS EXECUTION SERVICES, LLC|401
EFT|EATON VANCE FLOATING|GSCO|GOLDMAN SACHS & CO. LLC|23851
EFT|EATON VANCE FLOATING|GSCS|GOLDMAN SACHS & CO. LLC|500
EFT|EATON VANCE FLOATING|GSLT|GOLDMAN SACHS & CO. LLC|500
EFT|EATON VANCE FLOATING|HRBF|American Enterprise Investment Services Inc.|25799
EFT|EATON VANCE FLOATING|IATS|INTERACTIVE BROKERS LLC|2191
EFT|EATON VANCE FLOATING|IBKR|Interactive Brokers Llc|10625
EFT|EATON VANCE FLOATING|ICBX|INSTINET, LLC|200
EFT|EATON VANCE FLOATING|INCA|INSTINET, LLC|822
EFT|EATON VANCE FLOATING|ITGI|ITG Inc.|15657
EFT|EATON VANCE FLOATING|ITGP|ITG INC.|1000
EFT|EATON VANCE FLOATING|JANY|Janney Montgomery Scott Inc.|3103
EFT|EATON VANCE FLOATING|JEFF|JEFFERIES LLC|3442
EFT|EATON VANCE FLOATING|JMPT|JUMP TRADING, LLC|40
EFT|EATON VANCE FLOATING|JPMX|J.P. Morgan Securities LLC|1800
EFT|EATON VANCE FLOATING|JSJX|JANE STREET CAPITAL LLC|200
EFT|EATON VANCE FLOATING|KCGM|VIRTU Americas LLC|1800
EFT|EATON VANCE FLOATING|LEHM|Barclays Capital Inc./Le|9000
EFT|EATON VANCE FLOATING|LIME|Lime Brokerage LLC|1419
EFT|EATON VANCE FLOATING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
EFT|EATON VANCE FLOATING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10306
EFT|EATON VANCE FLOATING|MOTF|MOTIF INVESTING, INC.|5
EFT|EATON VANCE FLOATING|MSCO|MORGAN STANLEY & CO. LLC|134375
EFT|EATON VANCE FLOATING|MSPL|MORGAN STANLEY & CO. LLC|69900
EFT|EATON VANCE FLOATING|MSTX|MORGAN STANLEY & CO. LLC|2800
EFT|EATON VANCE FLOATING|NFSC|National Financial Services LLC|212763
EFT|EATON VANCE FLOATING|NITE|VIRTU Americas LLC|225307
EFT|EATON VANCE FLOATING|OPCO|Oppenheimer & Co. Inc.|4300
EFT|EATON VANCE FLOATING|PDQM|CODA MARKETS, INC.|3891
EFT|EATON VANCE FLOATING|PWJC|UBS Financial Services, Inc.|8744
EFT|EATON VANCE FLOATING|RBCM|RBC CAPITAL MARKETS, LLC|5228
EFT|EATON VANCE FLOATING|SALI|INTL FCSTONE FINANCIAL INC.|200
EFT|EATON VANCE FLOATING|SBSH|Citigroup Global Markets Inc.|116
EFT|EATON VANCE FLOATING|SGMT|GOLDMAN SACHS & CO. LLC|3100
EFT|EATON VANCE FLOATING|SPDR|SPEEDROUTE LLC|300
EFT|EATON VANCE FLOATING|SPHN|Stephens Inc.|1475
EFT|EATON VANCE FLOATING|STFL|Stifel, Nicolaus & Company, Incorporated|12108
EFT|EATON VANCE FLOATING|SWIM|TD Ameritrade, Inc.|4361
EFT|EATON VANCE FLOATING|SWST|Hilltop Securities Inc.|4657
EFT|EATON VANCE FLOATING|TKNG|ALLY INVEST SECURITIES LLC|715
EFT|EATON VANCE FLOATING|TRBT|Tradebot Systems, Inc.|885
EFT|EATON VANCE FLOATING|TRCM|TRC MARKETS LLC|100
EFT|EATON VANCE FLOATING|TWTT|TASTYWORKS, INC.|300
EFT|EATON VANCE FLOATING|UBSA|UBS SECURITIES LLC|30643
EFT|EATON VANCE FLOATING|UBSS|UBS Securities LLC|154479
EFT|EATON VANCE FLOATING|VALX|VIRTU AMERICAS LLC|4
EFT|EATON VANCE FLOATING|VGRD|Vanguard Marketing Corporation|31485
EFT|EATON VANCE FLOATING|WCHV|WELLS FARGO SECURITIES, LLC|40729
EFT|EATON VANCE FLOATING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|728
EFT|EATON VANCE FLOATING|WGIF|CIBC World Markets Inc.|50
EFT|EATON VANCE FLOATING|WSEA|WOLVERINE SECURITIES, LLC|1702
EFT|EATON VANCE FLOATING|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
EFT|EATON VANCE FLOATING|YKNA|COMHAR CAPITAL MARKETS, LLC|400
EFT|EATON VANCE FLOATING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38824
EFU|PROSHARES ULTRASHORT|BMAK|BMA SECURITIES|14000
EFU|PROSHARES ULTRASHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
EFU|PROSHARES ULTRASHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2337
EFU|PROSHARES ULTRASHORT|CTDL|Citadel Derivatives Group Llc|3000
EFU|PROSHARES ULTRASHORT|DBAX|Deutsche Bank Securities Inc.|800
EFU|PROSHARES ULTRASHORT|EBXL|EBX LLC|1900
EFU|PROSHARES ULTRASHORT|ETRS|E*Trade Securities LLC|30
EFU|PROSHARES ULTRASHORT|IBKR|Interactive Brokers Llc|16
EFU|PROSHARES ULTRASHORT|ICBX|INSTINET, LLC|2338
EFU|PROSHARES ULTRASHORT|INCA|INSTINET, LLC|20
EFU|PROSHARES ULTRASHORT|JANY|Janney Montgomery Scott Inc.|81
EFU|PROSHARES ULTRASHORT|JPMX|J.P. Morgan Securities LLC|720
EFU|PROSHARES ULTRASHORT|LEHM|Barclays Capital Inc./Le|2400
EFU|PROSHARES ULTRASHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
EFU|PROSHARES ULTRASHORT|NFSC|National Financial Services LLC|201
EFU|PROSHARES ULTRASHORT|NITE|VIRTU Americas LLC|1508
EFU|PROSHARES ULTRASHORT|NQRB|Brut, LLC|800
EFU|PROSHARES ULTRASHORT|RBCM|RBC CAPITAL MARKETS, LLC|9
EFU|PROSHARES ULTRASHORT|SGMT|GOLDMAN SACHS & CO. LLC|374
EFU|PROSHARES ULTRASHORT|SWIM|TD Ameritrade, Inc.|1000
EFU|PROSHARES ULTRASHORT|UBSA|UBS SECURITIES LLC|4858
EFU|PROSHARES ULTRASHORT|UBSS|UBS Securities LLC|13
EFU|PROSHARES ULTRASHORT|VALX|VIRTU AMERICAS LLC|1200
EFU|PROSHARES ULTRASHORT|VGRD|Vanguard Marketing Corporation|86
EFU|PROSHARES ULTRASHORT|WCHV|WELLS FARGO SECURITIES, LLC|158
EFU|PROSHARES ULTRASHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|189
EFV|ISHARES MSCI EAFE VA|ALTX|Alternet Securities Inc.|22000
EFV|ISHARES MSCI EAFE VA|ANOS|ABEL/NOSER, L.L.C.|200
EFV|ISHARES MSCI EAFE VA|APCC|Apex Clearing Corporation|5335
EFV|ISHARES MSCI EAFE VA|BALE|M&T SECURITIES, INC.|7121
EFV|ISHARES MSCI EAFE VA|BANK|Primevest Financial Services, Inc.|4078
EFV|ISHARES MSCI EAFE VA|BARD|Robert W. Baird & Co. Incorporated|3297672
EFV|ISHARES MSCI EAFE VA|BATM|CBOE TRADING, INC.|39433
EFV|ISHARES MSCI EAFE VA|BBNT|BB&T SECURITIES, LLC|234086
EFV|ISHARES MSCI EAFE VA|BERN|Sanford C. Bernstein & Co., LLC|50708
EFV|ISHARES MSCI EAFE VA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2138
EFV|ISHARES MSCI EAFE VA|BYXM|CBOE TRADING, INC.|1677
EFV|ISHARES MSCI EAFE VA|CANT|Cantor Fitzgerald & Co.|381149
EFV|ISHARES MSCI EAFE VA|CHAS|Charles Schwab & Co., Inc.|11924
EFV|ISHARES MSCI EAFE VA|CIST|Capital Institutional Services, Inc.|9346
EFV|ISHARES MSCI EAFE VA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65613
EFV|ISHARES MSCI EAFE VA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
EFV|ISHARES MSCI EAFE VA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|248099
EFV|ISHARES MSCI EAFE VA|CSIN|Citadel Securities Institutional LLC|3130917
EFV|ISHARES MSCI EAFE VA|CTDL|Citadel Derivatives Group Llc|3468176
EFV|ISHARES MSCI EAFE VA|CXCX|CITIGROUP GLOBAL MARKETS INC.|39250
EFV|ISHARES MSCI EAFE VA|DADA|D.A. Davidson & Co.|2
EFV|ISHARES MSCI EAFE VA|DAVA|Davenport & Company LLC|1476
EFV|ISHARES MSCI EAFE VA|DBAB|Deutsche Bank Securities Inc.|9972
EFV|ISHARES MSCI EAFE VA|DBAX|Deutsche Bank Securities Inc.|144900
EFV|ISHARES MSCI EAFE VA|DEAN|MORGAN STANLEY|1276922
EFV|ISHARES MSCI EAFE VA|DEGS|RONIN PROFESSIONAL LLC|600
EFV|ISHARES MSCI EAFE VA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24500
EFV|ISHARES MSCI EAFE VA|EBXL|EBX LLC|243000
EFV|ISHARES MSCI EAFE VA|ECUT|CONVERGEX EXECUTION SOLUTIONS|34726
EFV|ISHARES MSCI EAFE VA|EDJC|Edward Jones / CDS|1457
EFV|ISHARES MSCI EAFE VA|EDJO|Edward D. Jones & Co., L.P.|281618
EFV|ISHARES MSCI EAFE VA|EGAM|CBOE TRADING, INC.|20321
EFV|ISHARES MSCI EAFE VA|EGMT|EG MARKET TECHNOLOGIES LLC|1200
EFV|ISHARES MSCI EAFE VA|EGXM|CBOE TRADING, INC.|22968
EFV|ISHARES MSCI EAFE VA|EGXW|CBOE TRADING, INC.|645
EFV|ISHARES MSCI EAFE VA|ETBE|Electronic Transaction Clearing, Inc.|8000
EFV|ISHARES MSCI EAFE VA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|77074
EFV|ISHARES MSCI EAFE VA|ETRS|E*Trade Securities LLC|9611
EFV|ISHARES MSCI EAFE VA|FILL|Tradestation Securities, Inc.|60
EFV|ISHARES MSCI EAFE VA|FINX|FINTECH SECURITIES|3114
EFV|ISHARES MSCI EAFE VA|FLTU|FLOW TRADERS US LLC|77209
EFV|ISHARES MSCI EAFE VA|FMAF|NBCN Inc./ CDS|7000
EFV|ISHARES MSCI EAFE VA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16065
EFV|ISHARES MSCI EAFE VA|FTBR|Foliofn Investments, Inc.|2220
EFV|ISHARES MSCI EAFE VA|GEBB|GLOBAL EXECUTION BROKERS, LP|31222
EFV|ISHARES MSCI EAFE VA|GLPX|ACS EXECUTION SERVICES, LLC|8334
EFV|ISHARES MSCI EAFE VA|GSCO|GOLDMAN SACHS & CO. LLC|11610328
EFV|ISHARES MSCI EAFE VA|GSLT|GOLDMAN SACHS & CO. LLC|4685
EFV|ISHARES MSCI EAFE VA|GTSZ|GTS SECURITIES LLC|46
EFV|ISHARES MSCI EAFE VA|HRBF|American Enterprise Investment Services Inc.|429532
EFV|ISHARES MSCI EAFE VA|IATS|INTERACTIVE BROKERS LLC|403
EFV|ISHARES MSCI EAFE VA|IBKR|Interactive Brokers Llc|2462
EFV|ISHARES MSCI EAFE VA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|205
EFV|ISHARES MSCI EAFE VA|ICBX|INSTINET, LLC|526712
EFV|ISHARES MSCI EAFE VA|INCA|INSTINET, LLC|50018
EFV|ISHARES MSCI EAFE VA|ITGI|ITG Inc.|412519
EFV|ISHARES MSCI EAFE VA|ITGP|ITG INC.|132600
EFV|ISHARES MSCI EAFE VA|JANY|Janney Montgomery Scott Inc.|39552
EFV|ISHARES MSCI EAFE VA|JEFF|JEFFERIES LLC|11813
EFV|ISHARES MSCI EAFE VA|JMPT|JUMP TRADING, LLC|24290
EFV|ISHARES MSCI EAFE VA|JPMX|J.P. Morgan Securities LLC|387174
EFV|ISHARES MSCI EAFE VA|JSEB|JANE STREET EXECUTION SERVICES, LLC|6831927
EFV|ISHARES MSCI EAFE VA|JSJX|JANE STREET CAPITAL LLC|424251
EFV|ISHARES MSCI EAFE VA|KCGM|VIRTU Americas LLC|112706
EFV|ISHARES MSCI EAFE VA|LEHM|Barclays Capital Inc./Le|839803
EFV|ISHARES MSCI EAFE VA|LGNT|COR CLEARING LLC|1
EFV|ISHARES MSCI EAFE VA|LIME|Lime Brokerage LLC|400
EFV|ISHARES MSCI EAFE VA|LSCI|Lek Securities Corporation|77
EFV|ISHARES MSCI EAFE VA|MACC|Mid Atlantic Capital Corporation|1291
EFV|ISHARES MSCI EAFE VA|MAXM|Maxim Group LLC|15020
EFV|ISHARES MSCI EAFE VA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|666846
EFV|ISHARES MSCI EAFE VA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
EFV|ISHARES MSCI EAFE VA|MOTF|MOTIF INVESTING, INC.|11
EFV|ISHARES MSCI EAFE VA|MSCO|MORGAN STANLEY & CO. LLC|478708
EFV|ISHARES MSCI EAFE VA|MSPL|MORGAN STANLEY & CO. LLC|113900
EFV|ISHARES MSCI EAFE VA|NFSC|National Financial Services LLC|475989
EFV|ISHARES MSCI EAFE VA|NITE|VIRTU Americas LLC|742055
EFV|ISHARES MSCI EAFE VA|NITP|VIRTU Americas LLC|3531
EFV|ISHARES MSCI EAFE VA|NQRB|Brut, LLC|4100
EFV|ISHARES MSCI EAFE VA|NTRC|Northern Trust Securities, Inc.|1710
EFV|ISHARES MSCI EAFE VA|OLDM|OLD MISSION CAPITAL, LLC|2191
EFV|ISHARES MSCI EAFE VA|OPCO|Oppenheimer & Co. Inc.|115
EFV|ISHARES MSCI EAFE VA|PDQM|CODA MARKETS, INC.|20774
EFV|ISHARES MSCI EAFE VA|PWJC|UBS Financial Services, Inc.|69726
EFV|ISHARES MSCI EAFE VA|RBCM|RBC CAPITAL MARKETS, LLC|222519
EFV|ISHARES MSCI EAFE VA|SAGL|SAGETRADER, LLC|10300
EFV|ISHARES MSCI EAFE VA|SALI|INTL FCSTONE FINANCIAL INC.|473
EFV|ISHARES MSCI EAFE VA|SBSH|Citigroup Global Markets Inc.|122237
EFV|ISHARES MSCI EAFE VA|SEIC|SEI Investments Distribution Co.|3830
EFV|ISHARES MSCI EAFE VA|SGMT|GOLDMAN SACHS & CO. LLC|620846
EFV|ISHARES MSCI EAFE VA|SPHN|Stephens Inc.|90
EFV|ISHARES MSCI EAFE VA|SSBS|STATE STREET GLOBAL MARKETS, LLC|65500
EFV|ISHARES MSCI EAFE VA|STFL|Stifel, Nicolaus & Company, Incorporated|20736
EFV|ISHARES MSCI EAFE VA|SWIM|TD Ameritrade, Inc.|838
EFV|ISHARES MSCI EAFE VA|SWST|Hilltop Securities Inc.|19461
EFV|ISHARES MSCI EAFE VA|TKNG|ALLY INVEST SECURITIES LLC|84
EFV|ISHARES MSCI EAFE VA|TRBT|Tradebot Systems, Inc.|215517
EFV|ISHARES MSCI EAFE VA|TRCM|TRC MARKETS LLC|2533
EFV|ISHARES MSCI EAFE VA|TWTT|TASTYWORKS, INC.|100
EFV|ISHARES MSCI EAFE VA|UBSA|UBS SECURITIES LLC|868988
EFV|ISHARES MSCI EAFE VA|UBSS|UBS Securities LLC|557190
EFV|ISHARES MSCI EAFE VA|VALX|VIRTU AMERICAS LLC|1308
EFV|ISHARES MSCI EAFE VA|VGRD|Vanguard Marketing Corporation|24072
EFV|ISHARES MSCI EAFE VA|WBET|Wallachbeth Capital LLC|7842
EFV|ISHARES MSCI EAFE VA|WBLR|WILLIAM BLAIR|1200
EFV|ISHARES MSCI EAFE VA|WCHV|WELLS FARGO SECURITIES, LLC|70187
EFV|ISHARES MSCI EAFE VA|WEDB|WEDBUSH SECURITIES INC.|42
EFV|ISHARES MSCI EAFE VA|WEED|Weeden & Co.L.P.|80
EFV|ISHARES MSCI EAFE VA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1825
EFV|ISHARES MSCI EAFE VA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|382
EFV|ISHARES MSCI EAFE VA|WGIF|CIBC World Markets Inc.|72
EFV|ISHARES MSCI EAFE VA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|739
EFV|ISHARES MSCI EAFE VA|WSEA|WOLVERINE SECURITIES, LLC|3138
EFV|ISHARES MSCI EAFE VA|XSTM|NATIONAL FINANCIAL SERVICES LLC|19786
EFV|ISHARES MSCI EAFE VA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39694
EFX|EQUIFAX INC|ABLE|NATIXIS Securities Americas LLC|297057
EFX|EQUIFAX INC|ALTX|Alternet Securities Inc.|16312
EFX|EQUIFAX INC|ANOS|ABEL/NOSER, L.L.C.|3680
EFX|EQUIFAX INC|APCC|Apex Clearing Corporation|2370
EFX|EQUIFAX INC|AQUA|AQUA SECURITIES L.P.|6200
EFX|EQUIFAX INC|BANK|Primevest Financial Services, Inc.|219
EFX|EQUIFAX INC|BARD|Robert W. Baird & Co. Incorporated|553
EFX|EQUIFAX INC|BATM|CBOE TRADING, INC.|10227
EFX|EQUIFAX INC|BAYT|BTIG, LLC|2300
EFX|EQUIFAX INC|BBNT|BB&T SECURITIES, LLC|8556
EFX|EQUIFAX INC|BERN|Sanford C. Bernstein & Co., LLC|117814
EFX|EQUIFAX INC|BIAD|SAGETRADER, LLC|481
EFX|EQUIFAX INC|BIDS|BIDS TRADING L.P.|177000
EFX|EQUIFAX INC|BIMI|Banca IMI Securities Corp.|62
EFX|EQUIFAX INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8450
EFX|EQUIFAX INC|BLKX|INSTINET, LLC|166676
EFX|EQUIFAX INC|BNPX|BNP PARIBAS SECURITIES CORP.|341794
EFX|EQUIFAX INC|BTIG|BTIG, LLC|10234
EFX|EQUIFAX INC|BYXM|CBOE TRADING, INC.|9090
EFX|EQUIFAX INC|BZYD|GOLDMAN SACHS & CO. LLC|100
EFX|EQUIFAX INC|CANT|Cantor Fitzgerald & Co.|100
EFX|EQUIFAX INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|69400
EFX|EQUIFAX INC|CHAS|Charles Schwab & Co., Inc.|848
EFX|EQUIFAX INC|CHBC|PENSERRA SECURITIES, LLC|100000
EFX|EQUIFAX INC|CIBP|CIBC World Markets Corp.|28408
EFX|EQUIFAX INC|CICF|Canaccord Genuity Corp.|162
EFX|EQUIFAX INC|CIST|Capital Institutional Services, Inc.|1081
EFX|EQUIFAX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167116
EFX|EQUIFAX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5531
EFX|EQUIFAX INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1080
EFX|EQUIFAX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|641368
EFX|EQUIFAX INC|CTDL|Citadel Derivatives Group Llc|8374
EFX|EQUIFAX INC|CTLR|CUTLER GROUP, LP|5296
EFX|EQUIFAX INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|129782
EFX|EQUIFAX INC|DADA|D.A. Davidson & Co.|8
EFX|EQUIFAX INC|DAVA|Davenport & Company LLC|200
EFX|EQUIFAX INC|DBAB|Deutsche Bank Securities Inc.|221771
EFX|EQUIFAX INC|DBAX|Deutsche Bank Securities Inc.|300400
EFX|EQUIFAX INC|DBUL|Deutsche Bank Securities Inc.|3974
EFX|EQUIFAX INC|DCHF|Dart Executions, LLC|800
EFX|EQUIFAX INC|DEAN|MORGAN STANLEY|2437
EFX|EQUIFAX INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1524
EFX|EQUIFAX INC|EBXL|EBX LLC|231900
EFX|EQUIFAX INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|37177
EFX|EQUIFAX INC|EDJC|Edward Jones / CDS|45
EFX|EQUIFAX INC|EDJO|Edward D. Jones & Co., L.P.|1801
EFX|EQUIFAX INC|EGAM|CBOE TRADING, INC.|41646
EFX|EQUIFAX INC|EGAW|CBOE TRADING, INC.|139
EFX|EQUIFAX INC|EGMT|EG MARKET TECHNOLOGIES LLC|2430
EFX|EQUIFAX INC|EGXM|CBOE TRADING, INC.|3715
EFX|EQUIFAX INC|EROP|Eroom Securities L.L.C.|5000
EFX|EQUIFAX INC|ETBE|Electronic Transaction Clearing, Inc.|39847
EFX|EQUIFAX INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
EFX|EQUIFAX INC|ETCB|ETC BROKERAGE SERVICES, LLC|3
EFX|EQUIFAX INC|ETCC|Electronic Transaction Clearing, Inc.|568
EFX|EQUIFAX INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39722
EFX|EQUIFAX INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1962
EFX|EQUIFAX INC|ETRS|E*Trade Securities LLC|91755
EFX|EQUIFAX INC|FBSB|U.S. Bancorp Investments, Inc.|900
EFX|EQUIFAX INC|FIDT|Fidelity Clearing Canada ULC./ CDS|58
EFX|EQUIFAX INC|FILL|Tradestation Securities, Inc.|1319
EFX|EQUIFAX INC|FINX|FINTECH SECURITIES|300
EFX|EQUIFAX INC|FMAF|NBCN Inc./ CDS|1209
EFX|EQUIFAX INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4231
EFX|EQUIFAX INC|FQLS|Quantlab Securities LP|356042
EFX|EQUIFAX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96672
EFX|EQUIFAX INC|FTBR|Foliofn Investments, Inc.|1379
EFX|EQUIFAX INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12190
EFX|EQUIFAX INC|GLIS|TD Securities Inc|172
EFX|EQUIFAX INC|GLPX|ACS EXECUTION SERVICES, LLC|185886
EFX|EQUIFAX INC|GSCO|GOLDMAN SACHS & CO. LLC|1256839
EFX|EQUIFAX INC|GSCS|GOLDMAN SACHS & CO. LLC|17724
EFX|EQUIFAX INC|GSLT|GOLDMAN SACHS & CO. LLC|15743
EFX|EQUIFAX INC|GTSZ|GTS SECURITIES LLC|142270
EFX|EQUIFAX INC|HAPX|HAP Trading, LLC|11289
EFX|EQUIFAX INC|HPPX|POTAMUS TRADING, LLC|320
EFX|EQUIFAX INC|HRBF|American Enterprise Investment Services Inc.|3977
EFX|EQUIFAX INC|HSBC|HSBC Securities, Inc.|405
EFX|EQUIFAX INC|IATS|INTERACTIVE BROKERS LLC|6054
EFX|EQUIFAX INC|IBKR|Interactive Brokers Llc|10498
EFX|EQUIFAX INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3253
EFX|EQUIFAX INC|ICBX|INSTINET, LLC|91833
EFX|EQUIFAX INC|IEQY|CITADEL SECURITIES LLC|206184
EFX|EQUIFAX INC|INCA|INSTINET, LLC|443086
EFX|EQUIFAX INC|INJX|INSTINET, LLC|10692
EFX|EQUIFAX INC|ITGI|ITG Inc.|38055
EFX|EQUIFAX INC|ITGP|ITG INC.|782200
EFX|EQUIFAX INC|JANY|Janney Montgomery Scott Inc.|143
EFX|EQUIFAX INC|JEFF|JEFFERIES LLC|87693
EFX|EQUIFAX INC|JMPT|JUMP TRADING, LLC|52481
EFX|EQUIFAX INC|JONE|JonesTrading|19531
EFX|EQUIFAX INC|JPBX|J.P. MORGAN SECURITIES LLC|139858
EFX|EQUIFAX INC|JPMX|J.P. Morgan Securities LLC|738784
EFX|EQUIFAX INC|JSJX|JANE STREET CAPITAL LLC|11466
EFX|EQUIFAX INC|KCGM|VIRTU Americas LLC|75249
EFX|EQUIFAX INC|LEHM|Barclays Capital Inc./Le|1123697
EFX|EQUIFAX INC|LIME|Lime Brokerage LLC|53739
EFX|EQUIFAX INC|LOOP|Loop Capital Markets LLC|100
EFX|EQUIFAX INC|LQNA|LIQUIDNET, INC.|157800
EFX|EQUIFAX INC|LQNB|LIQUIDNET, INC.|220400
EFX|EQUIFAX INC|LSCI|Lek Securities Corporation|1355
EFX|EQUIFAX INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|506
EFX|EQUIFAX INC|MACQ|Macquarie Capital (USA) Inc.|700
EFX|EQUIFAX INC|MAXM|Maxim Group LLC|12
EFX|EQUIFAX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115782
EFX|EQUIFAX INC|MSCO|MORGAN STANLEY & CO. LLC|3311425
EFX|EQUIFAX INC|MSPL|MORGAN STANLEY & CO. LLC|522500
EFX|EQUIFAX INC|MSTX|MORGAN STANLEY & CO. LLC|161600
EFX|EQUIFAX INC|NATL|National Securities Corporation|700
EFX|EQUIFAX INC|NEUB|NEUBERGER BERMAN BD LLC|1728
EFX|EQUIFAX INC|NFSC|National Financial Services LLC|110735
EFX|EQUIFAX INC|NITE|VIRTU Americas LLC|227257
EFX|EQUIFAX INC|NQRB|Brut, LLC|2511
EFX|EQUIFAX INC|NTBF|BMO Nesbitt Burns Inc./CDS|100
EFX|EQUIFAX INC|NTRC|Northern Trust Securities, Inc.|106
EFX|EQUIFAX INC|OPCO|Oppenheimer & Co. Inc.|1558
EFX|EQUIFAX INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4377
EFX|EQUIFAX INC|PCFF|Pacific International Securities Inc./CDS|478
EFX|EQUIFAX INC|PDQM|CODA MARKETS, INC.|757405
EFX|EQUIFAX INC|PIPR|Piper Jaffray & Co.|354
EFX|EQUIFAX INC|PWJC|UBS Financial Services, Inc.|1514
EFX|EQUIFAX INC|QMSR|QUATTRO M SECURITIES INC.|1672
EFX|EQUIFAX INC|RBCM|RBC CAPITAL MARKETS, LLC|2069
EFX|EQUIFAX INC|SAGL|SAGETRADER, LLC|32515
EFX|EQUIFAX INC|SAGW|SAGETRADER, LLC|1
EFX|EQUIFAX INC|SBSH|Citigroup Global Markets Inc.|145893
EFX|EQUIFAX INC|SGMT|GOLDMAN SACHS & CO. LLC|162035
EFX|EQUIFAX INC|SJLS|TRADE INFORMATICS LLC|100
EFX|EQUIFAX INC|SPDR|SPEEDROUTE LLC|48085
EFX|EQUIFAX INC|SPHN|Stephens Inc.|1
EFX|EQUIFAX INC|SPTD|MINT GLOBAL MARKETS, INC.|1400
EFX|EQUIFAX INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
EFX|EQUIFAX INC|STFL|Stifel, Nicolaus & Company, Incorporated|1009
EFX|EQUIFAX INC|STKP|STOCKPILE INVESTMENTS, INC.|28
EFX|EQUIFAX INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3246
EFX|EQUIFAX INC|SWIM|TD Ameritrade, Inc.|37953
EFX|EQUIFAX INC|SWST|Hilltop Securities Inc.|4
EFX|EQUIFAX INC|TAGC|TELSEY ADVISORY GROUP LLC|7
EFX|EQUIFAX INC|TDSI|TD Securities (USA) LLC|6000
EFX|EQUIFAX INC|TKNG|ALLY INVEST SECURITIES LLC|61
EFX|EQUIFAX INC|TRBT|Tradebot Systems, Inc.|248183
EFX|EQUIFAX INC|TRCM|TRC MARKETS LLC|177737
EFX|EQUIFAX INC|TWTT|TASTYWORKS, INC.|95
EFX|EQUIFAX INC|UBSA|UBS SECURITIES LLC|728163
EFX|EQUIFAX INC|UBSS|UBS Securities LLC|937766
EFX|EQUIFAX INC|VALX|VIRTU AMERICAS LLC|16374
EFX|EQUIFAX INC|VGRD|Vanguard Marketing Corporation|4385
EFX|EQUIFAX INC|VSIN|Vision Financial Markets Llc|2
EFX|EQUIFAX INC|WABR|Wall Street Access|31
EFX|EQUIFAX INC|WBLR|WILLIAM BLAIR|4
EFX|EQUIFAX INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2921
EFX|EQUIFAX INC|WCHV|WELLS FARGO SECURITIES, LLC|57633
EFX|EQUIFAX INC|WDNX|WEEDEN & CO.L.P.|652
EFX|EQUIFAX INC|WEDB|WEDBUSH SECURITIES INC.|6659
EFX|EQUIFAX INC|WEED|Weeden & Co.L.P.|5600
EFX|EQUIFAX INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26210
EFX|EQUIFAX INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37866
EFX|EQUIFAX INC|WGIF|CIBC World Markets Inc.|482
EFX|EQUIFAX INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|378
EFX|EQUIFAX INC|WSAG|WALL STREET ACCESS|140
EFX|EQUIFAX INC|WSEA|WOLVERINE SECURITIES, LLC|6286
EFX|EQUIFAX INC|XIST|INSTINET, LLC|75460
EFX|EQUIFAX INC|XPQR|Jump Trading|5301
EFX|EQUIFAX INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|36332
EFX|EQUIFAX INC|YKNA|COMHAR CAPITAL MARKETS, LLC|49526
EFX|EQUIFAX INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8526
EFZ|PROSHARES SHORT MSCI|ADAM|CANACCORD GENUITY INC.|13860
EFZ|PROSHARES SHORT MSCI|APCC|Apex Clearing Corporation|1
EFZ|PROSHARES SHORT MSCI|BATM|CBOE TRADING, INC.|20047
EFZ|PROSHARES SHORT MSCI|CHAS|Charles Schwab & Co., Inc.|315000
EFZ|PROSHARES SHORT MSCI|CIST|Capital Institutional Services, Inc.|1531
EFZ|PROSHARES SHORT MSCI|CTDL|Citadel Derivatives Group Llc|4200
EFZ|PROSHARES SHORT MSCI|DBAB|Deutsche Bank Securities Inc.|700
EFZ|PROSHARES SHORT MSCI|DBAX|Deutsche Bank Securities Inc.|17600
EFZ|PROSHARES SHORT MSCI|DEAN|MORGAN STANLEY|11488
EFZ|PROSHARES SHORT MSCI|EBXL|EBX LLC|18500
EFZ|PROSHARES SHORT MSCI|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
EFZ|PROSHARES SHORT MSCI|ETRS|E*Trade Securities LLC|1376
EFZ|PROSHARES SHORT MSCI|FILL|Tradestation Securities, Inc.|298
EFZ|PROSHARES SHORT MSCI|FTBR|Foliofn Investments, Inc.|4
EFZ|PROSHARES SHORT MSCI|GTSZ|GTS SECURITIES LLC|187
EFZ|PROSHARES SHORT MSCI|HRBF|American Enterprise Investment Services Inc.|563
EFZ|PROSHARES SHORT MSCI|IATS|INTERACTIVE BROKERS LLC|1000
EFZ|PROSHARES SHORT MSCI|IBKR|Interactive Brokers Llc|13700
EFZ|PROSHARES SHORT MSCI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|445
EFZ|PROSHARES SHORT MSCI|ICBX|INSTINET, LLC|16446
EFZ|PROSHARES SHORT MSCI|JPMX|J.P. Morgan Securities LLC|7884
EFZ|PROSHARES SHORT MSCI|JSEB|JANE STREET EXECUTION SERVICES, LLC|13860
EFZ|PROSHARES SHORT MSCI|JSJX|JANE STREET CAPITAL LLC|8487
EFZ|PROSHARES SHORT MSCI|KCGM|VIRTU Americas LLC|35922
EFZ|PROSHARES SHORT MSCI|LEHM|Barclays Capital Inc./Le|50200
EFZ|PROSHARES SHORT MSCI|LIME|Lime Brokerage LLC|1910
EFZ|PROSHARES SHORT MSCI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14004
EFZ|PROSHARES SHORT MSCI|MSCO|MORGAN STANLEY & CO. LLC|117125
EFZ|PROSHARES SHORT MSCI|MSPL|MORGAN STANLEY & CO. LLC|700
EFZ|PROSHARES SHORT MSCI|NFSC|National Financial Services LLC|8009
EFZ|PROSHARES SHORT MSCI|NITE|VIRTU Americas LLC|22658
EFZ|PROSHARES SHORT MSCI|PICT|Pictet Overseas Inc.|3608
EFZ|PROSHARES SHORT MSCI|RBCM|RBC CAPITAL MARKETS, LLC|477
EFZ|PROSHARES SHORT MSCI|SGMT|GOLDMAN SACHS & CO. LLC|10182
EFZ|PROSHARES SHORT MSCI|SWIM|TD Ameritrade, Inc.|550
EFZ|PROSHARES SHORT MSCI|TRCM|TRC MARKETS LLC|883
EFZ|PROSHARES SHORT MSCI|UBSS|UBS Securities LLC|1820
EFZ|PROSHARES SHORT MSCI|VGRD|Vanguard Marketing Corporation|1020
EFZ|PROSHARES SHORT MSCI|WCHV|WELLS FARGO SECURITIES, LLC|3387
EFZ|PROSHARES SHORT MSCI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|829
EGAN|EGAIN CORPORATION|AGIS|Aegis Capital Corp.|6027
EGAN|EGAIN CORPORATION|ALTX|Alternet Securities Inc.|2158
EGAN|EGAIN CORPORATION|APCC|Apex Clearing Corporation|1527
EGAN|EGAIN CORPORATION|BARD|Robert W. Baird & Co. Incorporated|500
EGAN|EGAIN CORPORATION|BATM|CBOE TRADING, INC.|1624
EGAN|EGAIN CORPORATION|BAYC|BAY CREST PARTNERS, LLC|1588
EGAN|EGAIN CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|3500
EGAN|EGAIN CORPORATION|BIMI|Banca IMI Securities Corp.|5250
EGAN|EGAIN CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|425
EGAN|EGAIN CORPORATION|BMOC|BMO Capital Markets Corp.|1333
EGAN|EGAIN CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1601
EGAN|EGAIN CORPORATION|BTIG|BTIG, LLC|1162
EGAN|EGAIN CORPORATION|BYXM|CBOE TRADING, INC.|1530
EGAN|EGAIN CORPORATION|CANT|Cantor Fitzgerald & Co.|308
EGAN|EGAIN CORPORATION|CHAS|Charles Schwab & Co., Inc.|3048
EGAN|EGAIN CORPORATION|CHLM|Craig-Hallum Capital Group LLC|4200
EGAN|EGAIN CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26939
EGAN|EGAIN CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
EGAN|EGAIN CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|191862
EGAN|EGAIN CORPORATION|CTDL|Citadel Derivatives Group Llc|8827
EGAN|EGAIN CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|7178
EGAN|EGAIN CORPORATION|DBAB|Deutsche Bank Securities Inc.|360436
EGAN|EGAIN CORPORATION|DBAX|Deutsche Bank Securities Inc.|75500
EGAN|EGAIN CORPORATION|DEAN|MORGAN STANLEY|4900
EGAN|EGAIN CORPORATION|DEGS|RONIN PROFESSIONAL LLC|32762
EGAN|EGAIN CORPORATION|EBXL|EBX LLC|45400
EGAN|EGAIN CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|380
EGAN|EGAIN CORPORATION|EDJO|Edward D. Jones & Co., L.P.|4778
EGAN|EGAIN CORPORATION|EGAM|CBOE TRADING, INC.|5119
EGAN|EGAIN CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|200
EGAN|EGAIN CORPORATION|EGXM|CBOE TRADING, INC.|2125
EGAN|EGAIN CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|36909
EGAN|EGAIN CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|133
EGAN|EGAIN CORPORATION|ETCB|ETC BROKERAGE SERVICES, LLC|200
EGAN|EGAIN CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
EGAN|EGAIN CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5839
EGAN|EGAIN CORPORATION|ETRS|E*Trade Securities LLC|243629
EGAN|EGAIN CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|174426
EGAN|EGAIN CORPORATION|FILL|Tradestation Securities, Inc.|12151
EGAN|EGAIN CORPORATION|FMAF|NBCN Inc./ CDS|909
EGAN|EGAIN CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|477645
EGAN|EGAIN CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67831
EGAN|EGAIN CORPORATION|FTBR|Foliofn Investments, Inc.|2070
EGAN|EGAIN CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|22755
EGAN|EGAIN CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|1070
EGAN|EGAIN CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|839718
EGAN|EGAIN CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|42909
EGAN|EGAIN CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|5535
EGAN|EGAIN CORPORATION|GTSZ|GTS SECURITIES LLC|30951
EGAN|EGAIN CORPORATION|HRBF|American Enterprise Investment Services Inc.|13607
EGAN|EGAIN CORPORATION|HSBC|HSBC Securities, Inc.|221
EGAN|EGAIN CORPORATION|IATS|INTERACTIVE BROKERS LLC|8306
EGAN|EGAIN CORPORATION|IBKR|Interactive Brokers Llc|86669
EGAN|EGAIN CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1278
EGAN|EGAIN CORPORATION|ICBX|INSTINET, LLC|52414
EGAN|EGAIN CORPORATION|IEQY|CITADEL SECURITIES LLC|3095
EGAN|EGAIN CORPORATION|INCA|INSTINET, LLC|300810
EGAN|EGAIN CORPORATION|INJX|INSTINET, LLC|5578
EGAN|EGAIN CORPORATION|ITGI|ITG Inc.|19869
EGAN|EGAIN CORPORATION|ITGP|ITG INC.|56400
EGAN|EGAIN CORPORATION|JANY|Janney Montgomery Scott Inc.|4600
EGAN|EGAIN CORPORATION|JEFF|JEFFERIES LLC|12964
EGAN|EGAIN CORPORATION|JMPT|JUMP TRADING, LLC|9245
EGAN|EGAIN CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|4955
EGAN|EGAIN CORPORATION|JPMX|J.P. Morgan Securities LLC|83943
EGAN|EGAIN CORPORATION|JSJX|JANE STREET CAPITAL LLC|3587
EGAN|EGAIN CORPORATION|KCGM|VIRTU Americas LLC|15169
EGAN|EGAIN CORPORATION|LEHM|Barclays Capital Inc./Le|549512
EGAN|EGAIN CORPORATION|LIME|Lime Brokerage LLC|88309
EGAN|EGAIN CORPORATION|LMGP|LIME BROKERAGE LLC|14646
EGAN|EGAIN CORPORATION|LOOP|Loop Capital Markets LLC|2637
EGAN|EGAIN CORPORATION|LSCI|Lek Securities Corporation|300
EGAN|EGAIN CORPORATION|MAXM|Maxim Group LLC|728
EGAN|EGAIN CORPORATION|MCMF|Raymond James Ltd. Cds|997
EGAN|EGAIN CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|91379
EGAN|EGAIN CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|965475
EGAN|EGAIN CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|136900
EGAN|EGAIN CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|68400
EGAN|EGAIN CORPORATION|NFSC|National Financial Services LLC|960108
EGAN|EGAIN CORPORATION|NITE|VIRTU Americas LLC|1078114
EGAN|EGAIN CORPORATION|NITP|VIRTU Americas LLC|14173
EGAN|EGAIN CORPORATION|NQRB|Brut, LLC|2628
EGAN|EGAIN CORPORATION|OPCO|Oppenheimer & Co. Inc.|4043
EGAN|EGAIN CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10098
EGAN|EGAIN CORPORATION|PDQM|CODA MARKETS, INC.|7981
EGAN|EGAIN CORPORATION|PHLY|NASDAQ Execution Services, LLC|3200
EGAN|EGAIN CORPORATION|PNSR|Penserra Securities, LLC|16713
EGAN|EGAIN CORPORATION|PWJC|UBS Financial Services, Inc.|3700
EGAN|EGAIN CORPORATION|RAJA|Raymond James & Associates, Inc.|38219
EGAN|EGAIN CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|538
EGAN|EGAIN CORPORATION|SAGL|SAGETRADER, LLC|100
EGAN|EGAIN CORPORATION|SBSH|Citigroup Global Markets Inc.|87614
EGAN|EGAIN CORPORATION|SEIC|SEI Investments Distribution Co.|258
EGAN|EGAIN CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|28687
EGAN|EGAIN CORPORATION|SPDR|SPEEDROUTE LLC|3060
EGAN|EGAIN CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1329
EGAN|EGAIN CORPORATION|STXG|Stockcross Financial Services, Inc.|200
EGAN|EGAIN CORPORATION|SWIM|TD Ameritrade, Inc.|164660
EGAN|EGAIN CORPORATION|SWST|Hilltop Securities Inc.|50
EGAN|EGAIN CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|15669
EGAN|EGAIN CORPORATION|TMBR|Timber Hill LLC|20
EGAN|EGAIN CORPORATION|TRBT|Tradebot Systems, Inc.|11799
EGAN|EGAIN CORPORATION|TRCM|TRC MARKETS LLC|98884
EGAN|EGAIN CORPORATION|TWTT|TASTYWORKS, INC.|1800
EGAN|EGAIN CORPORATION|UBSA|UBS SECURITIES LLC|314614
EGAN|EGAIN CORPORATION|UBSS|UBS Securities LLC|670107
EGAN|EGAIN CORPORATION|VALX|VIRTU AMERICAS LLC|32335
EGAN|EGAIN CORPORATION|VGRD|Vanguard Marketing Corporation|74948
EGAN|EGAIN CORPORATION|VNDM|Wall Street Access|16696
EGAN|EGAIN CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|63256
EGAN|EGAIN CORPORATION|WDNX|WEEDEN & CO.L.P.|2638
EGAN|EGAIN CORPORATION|WEDB|WEDBUSH SECURITIES INC.|241
EGAN|EGAIN CORPORATION|WEED|Weeden & Co.L.P.|2962
EGAN|EGAIN CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8394
EGAN|EGAIN CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4966
EGAN|EGAIN CORPORATION|WGIF|CIBC World Markets Inc.|5114
EGAN|EGAIN CORPORATION|WORD|Worden Capital Management LLC|10686
EGAN|EGAIN CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|20478
EGAN|EGAIN CORPORATION|XIST|INSTINET, LLC|126000
EGAN|EGAIN CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|43634
EGAN|EGAIN CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|71
EGAN|EGAIN CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9322
EGBN|EAGLE BANCORP INC|APCC|Apex Clearing Corporation|5
EGBN|EAGLE BANCORP INC|BARD|Robert W. Baird & Co. Incorporated|1
EGBN|EAGLE BANCORP INC|BATM|CBOE TRADING, INC.|911
EGBN|EAGLE BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|2813
EGBN|EAGLE BANCORP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|203
EGBN|EAGLE BANCORP INC|BMOC|BMO Capital Markets Corp.|5064
EGBN|EAGLE BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|5093
EGBN|EAGLE BANCORP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|13800
EGBN|EAGLE BANCORP INC|CHAS|Charles Schwab & Co., Inc.|164
EGBN|EAGLE BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3310
EGBN|EAGLE BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|654
EGBN|EAGLE BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
EGBN|EAGLE BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13237
EGBN|EAGLE BANCORP INC|CTDL|Citadel Derivatives Group Llc|8640
EGBN|EAGLE BANCORP INC|CTLR|CUTLER GROUP, LP|1500
EGBN|EAGLE BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3876
EGBN|EAGLE BANCORP INC|DBAB|Deutsche Bank Securities Inc.|72936
EGBN|EAGLE BANCORP INC|DBAX|Deutsche Bank Securities Inc.|8800
EGBN|EAGLE BANCORP INC|DBUL|Deutsche Bank Securities Inc.|400
EGBN|EAGLE BANCORP INC|DEAN|MORGAN STANLEY|1717
EGBN|EAGLE BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|721
EGBN|EAGLE BANCORP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3829
EGBN|EAGLE BANCORP INC|EBXL|EBX LLC|14600
EGBN|EAGLE BANCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|18
EGBN|EAGLE BANCORP INC|EGAM|CBOE TRADING, INC.|1605
EGBN|EAGLE BANCORP INC|EGXM|CBOE TRADING, INC.|1089
EGBN|EAGLE BANCORP INC|ETBE|Electronic Transaction Clearing, Inc.|5296
EGBN|EAGLE BANCORP INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
EGBN|EAGLE BANCORP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6973
EGBN|EAGLE BANCORP INC|ETRS|E*Trade Securities LLC|316
EGBN|EAGLE BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|112121
EGBN|EAGLE BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|31029
EGBN|EAGLE BANCORP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4
EGBN|EAGLE BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20791
EGBN|EAGLE BANCORP INC|FTBR|Foliofn Investments, Inc.|683
EGBN|EAGLE BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|10318
EGBN|EAGLE BANCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|100
EGBN|EAGLE BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|289658
EGBN|EAGLE BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|3475
EGBN|EAGLE BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|100
EGBN|EAGLE BANCORP INC|GTSZ|GTS SECURITIES LLC|910
EGBN|EAGLE BANCORP INC|HRBF|American Enterprise Investment Services Inc.|15
EGBN|EAGLE BANCORP INC|HSBC|HSBC Securities, Inc.|449
EGBN|EAGLE BANCORP INC|IBKR|Interactive Brokers Llc|1639
EGBN|EAGLE BANCORP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2047
EGBN|EAGLE BANCORP INC|ICBX|INSTINET, LLC|3950
EGBN|EAGLE BANCORP INC|IEQY|CITADEL SECURITIES LLC|27961
EGBN|EAGLE BANCORP INC|INCA|INSTINET, LLC|37588
EGBN|EAGLE BANCORP INC|INJX|INSTINET, LLC|8906
EGBN|EAGLE BANCORP INC|ITGI|ITG Inc.|4270
EGBN|EAGLE BANCORP INC|ITGP|ITG INC.|1600
EGBN|EAGLE BANCORP INC|JEFF|JEFFERIES LLC|11151
EGBN|EAGLE BANCORP INC|JMPT|JUMP TRADING, LLC|1593
EGBN|EAGLE BANCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|2300
EGBN|EAGLE BANCORP INC|JPMX|J.P. Morgan Securities LLC|41652
EGBN|EAGLE BANCORP INC|KBWI|Keefe, Bruyette & Woods, Inc.|1000
EGBN|EAGLE BANCORP INC|KCGM|VIRTU Americas LLC|8361
EGBN|EAGLE BANCORP INC|LEHM|Barclays Capital Inc./Le|126347
EGBN|EAGLE BANCORP INC|LIME|Lime Brokerage LLC|55343
EGBN|EAGLE BANCORP INC|LMGP|LIME BROKERAGE LLC|11045
EGBN|EAGLE BANCORP INC|LQNA|LIQUIDNET, INC.|40000
EGBN|EAGLE BANCORP INC|LSCI|Lek Securities Corporation|200
EGBN|EAGLE BANCORP INC|MACQ|Macquarie Capital (USA) Inc.|1100
EGBN|EAGLE BANCORP INC|MAXM|Maxim Group LLC|1829
EGBN|EAGLE BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11370
EGBN|EAGLE BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|298089
EGBN|EAGLE BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|9300
EGBN|EAGLE BANCORP INC|MSTX|MORGAN STANLEY & CO. LLC|900
EGBN|EAGLE BANCORP INC|NFSC|National Financial Services LLC|12319
EGBN|EAGLE BANCORP INC|NITE|VIRTU Americas LLC|21835
EGBN|EAGLE BANCORP INC|NITP|VIRTU Americas LLC|1800
EGBN|EAGLE BANCORP INC|NQRB|Brut, LLC|2961
EGBN|EAGLE BANCORP INC|NTRC|Northern Trust Securities, Inc.|2
EGBN|EAGLE BANCORP INC|OPCO|Oppenheimer & Co. Inc.|338
EGBN|EAGLE BANCORP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|179
EGBN|EAGLE BANCORP INC|PDQM|CODA MARKETS, INC.|1274
EGBN|EAGLE BANCORP INC|PWJC|UBS Financial Services, Inc.|500
EGBN|EAGLE BANCORP INC|SAGW|SAGETRADER, LLC|100
EGBN|EAGLE BANCORP INC|SBSH|Citigroup Global Markets Inc.|58352
EGBN|EAGLE BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|7297
EGBN|EAGLE BANCORP INC|SPDR|SPEEDROUTE LLC|2400
EGBN|EAGLE BANCORP INC|SPTD|MINT GLOBAL MARKETS, INC.|300
EGBN|EAGLE BANCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|38
EGBN|EAGLE BANCORP INC|SWIM|TD Ameritrade, Inc.|400
EGBN|EAGLE BANCORP INC|SWST|Hilltop Securities Inc.|3325
EGBN|EAGLE BANCORP INC|TMBR|Timber Hill LLC|13
EGBN|EAGLE BANCORP INC|TRBT|Tradebot Systems, Inc.|5548
EGBN|EAGLE BANCORP INC|TRCM|TRC MARKETS LLC|38458
EGBN|EAGLE BANCORP INC|UBSA|UBS SECURITIES LLC|46821
EGBN|EAGLE BANCORP INC|UBSS|UBS Securities LLC|138426
EGBN|EAGLE BANCORP INC|VALX|VIRTU AMERICAS LLC|2493
EGBN|EAGLE BANCORP INC|VGRD|Vanguard Marketing Corporation|67
EGBN|EAGLE BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|48086
EGBN|EAGLE BANCORP INC|WEED|Weeden & Co.L.P.|2900
EGBN|EAGLE BANCORP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|340
EGBN|EAGLE BANCORP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|145
EGBN|EAGLE BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|2
EGBN|EAGLE BANCORP INC|XIST|INSTINET, LLC|4850
EGBN|EAGLE BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
EGBN|EAGLE BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12
EGC|ENERGY XXI GULF COAS|ALTX|Alternet Securities Inc.|16599
EGC|ENERGY XXI GULF COAS|ANOS|ABEL/NOSER, L.L.C.|2216
EGC|ENERGY XXI GULF COAS|APCC|Apex Clearing Corporation|5447
EGC|ENERGY XXI GULF COAS|BARD|Robert W. Baird & Co. Incorporated|6091
EGC|ENERGY XXI GULF COAS|BATM|CBOE TRADING, INC.|2370
EGC|ENERGY XXI GULF COAS|BAYC|BAY CREST PARTNERS, LLC|347
EGC|ENERGY XXI GULF COAS|BERN|Sanford C. Bernstein & Co., LLC|107346
EGC|ENERGY XXI GULF COAS|BIMI|Banca IMI Securities Corp.|7240
EGC|ENERGY XXI GULF COAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1012
EGC|ENERGY XXI GULF COAS|BLKX|INSTINET, LLC|42300
EGC|ENERGY XXI GULF COAS|BMOC|BMO Capital Markets Corp.|5007
EGC|ENERGY XXI GULF COAS|BNPX|BNP PARIBAS SECURITIES CORP.|3078
EGC|ENERGY XXI GULF COAS|BTIG|BTIG, LLC|51329
EGC|ENERGY XXI GULF COAS|BYXM|CBOE TRADING, INC.|1600
EGC|ENERGY XXI GULF COAS|CANT|Cantor Fitzgerald & Co.|321423
EGC|ENERGY XXI GULF COAS|CHAS|Charles Schwab & Co., Inc.|1540
EGC|ENERGY XXI GULF COAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94356
EGC|ENERGY XXI GULF COAS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6155
EGC|ENERGY XXI GULF COAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|742346
EGC|ENERGY XXI GULF COAS|CTDL|Citadel Derivatives Group Llc|33020
EGC|ENERGY XXI GULF COAS|CXCX|CITIGROUP GLOBAL MARKETS INC.|75686
EGC|ENERGY XXI GULF COAS|DBAB|Deutsche Bank Securities Inc.|232752
EGC|ENERGY XXI GULF COAS|DBAX|Deutsche Bank Securities Inc.|279600
EGC|ENERGY XXI GULF COAS|DEAN|MORGAN STANLEY|14200
EGC|ENERGY XXI GULF COAS|DEGS|RONIN PROFESSIONAL LLC|73161
EGC|ENERGY XXI GULF COAS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4400
EGC|ENERGY XXI GULF COAS|EBXL|EBX LLC|516800
EGC|ENERGY XXI GULF COAS|EDJO|Edward D. Jones & Co., L.P.|265
EGC|ENERGY XXI GULF COAS|EGAM|CBOE TRADING, INC.|68199
EGC|ENERGY XXI GULF COAS|EGMT|EG MARKET TECHNOLOGIES LLC|300
EGC|ENERGY XXI GULF COAS|EGXM|CBOE TRADING, INC.|30347
EGC|ENERGY XXI GULF COAS|EGXW|CBOE TRADING, INC.|500
EGC|ENERGY XXI GULF COAS|ETBE|Electronic Transaction Clearing, Inc.|31895
EGC|ENERGY XXI GULF COAS|ETCB|ETC BROKERAGE SERVICES, LLC|700
EGC|ENERGY XXI GULF COAS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5364
EGC|ENERGY XXI GULF COAS|ETRS|E*Trade Securities LLC|140925
EGC|ENERGY XXI GULF COAS|FBCO|Credit Suisse Securities (USA) LLC|702130
EGC|ENERGY XXI GULF COAS|FILL|Tradestation Securities, Inc.|6458
EGC|ENERGY XXI GULF COAS|FMAF|NBCN Inc./ CDS|2500
EGC|ENERGY XXI GULF COAS|FOMA|TD AMERITRADE CLEARING, INC.|636321
EGC|ENERGY XXI GULF COAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|163772
EGC|ENERGY XXI GULF COAS|FTBR|Foliofn Investments, Inc.|103544
EGC|ENERGY XXI GULF COAS|GARC|ICAP Corporates LLC|50000
EGC|ENERGY XXI GULF COAS|GEBB|GLOBAL EXECUTION BROKERS, LP|9660
EGC|ENERGY XXI GULF COAS|GLPX|ACS EXECUTION SERVICES, LLC|256847
EGC|ENERGY XXI GULF COAS|GSCO|GOLDMAN SACHS & CO. LLC|517129
EGC|ENERGY XXI GULF COAS|GSCS|GOLDMAN SACHS & CO. LLC|348392
EGC|ENERGY XXI GULF COAS|GSLT|GOLDMAN SACHS & CO. LLC|39710
EGC|ENERGY XXI GULF COAS|GTSZ|GTS SECURITIES LLC|40751
EGC|ENERGY XXI GULF COAS|HSBC|HSBC Securities, Inc.|13500
EGC|ENERGY XXI GULF COAS|IATS|INTERACTIVE BROKERS LLC|60441
EGC|ENERGY XXI GULF COAS|IBKR|Interactive Brokers Llc|876178
EGC|ENERGY XXI GULF COAS|ICBX|INSTINET, LLC|23500
EGC|ENERGY XXI GULF COAS|IEQY|CITADEL SECURITIES LLC|125184
EGC|ENERGY XXI GULF COAS|IMPC|Imperial Capital, LLC|519963
EGC|ENERGY XXI GULF COAS|INCA|INSTINET, LLC|839716
EGC|ENERGY XXI GULF COAS|INJX|INSTINET, LLC|36371
EGC|ENERGY XXI GULF COAS|ITGI|ITG Inc.|435421
EGC|ENERGY XXI GULF COAS|ITGP|ITG INC.|479000
EGC|ENERGY XXI GULF COAS|JANY|Janney Montgomery Scott Inc.|135
EGC|ENERGY XXI GULF COAS|JEFF|JEFFERIES LLC|86610
EGC|ENERGY XXI GULF COAS|JMPT|JUMP TRADING, LLC|175033
EGC|ENERGY XXI GULF COAS|JONE|JonesTrading|947358
EGC|ENERGY XXI GULF COAS|JPBX|J.P. MORGAN SECURITIES LLC|2300
EGC|ENERGY XXI GULF COAS|JPMX|J.P. Morgan Securities LLC|1836676
EGC|ENERGY XXI GULF COAS|JSJX|JANE STREET CAPITAL LLC|41849
EGC|ENERGY XXI GULF COAS|KCGM|VIRTU Americas LLC|182607
EGC|ENERGY XXI GULF COAS|LEHM|Barclays Capital Inc./Le|1126352
EGC|ENERGY XXI GULF COAS|LIME|Lime Brokerage LLC|194299
EGC|ENERGY XXI GULF COAS|LMGP|LIME BROKERAGE LLC|32311
EGC|ENERGY XXI GULF COAS|LSCI|Lek Securities Corporation|17200
EGC|ENERGY XXI GULF COAS|MAXM|Maxim Group LLC|3047
EGC|ENERGY XXI GULF COAS|MBTS|ALLY INVEST SECURITIES LLC|64
EGC|ENERGY XXI GULF COAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|305753
EGC|ENERGY XXI GULF COAS|MOTF|MOTIF INVESTING, INC.|4
EGC|ENERGY XXI GULF COAS|MSCO|MORGAN STANLEY & CO. LLC|1950977
EGC|ENERGY XXI GULF COAS|MSPL|MORGAN STANLEY & CO. LLC|536900
EGC|ENERGY XXI GULF COAS|MSTX|MORGAN STANLEY & CO. LLC|137200
EGC|ENERGY XXI GULF COAS|NFSC|National Financial Services LLC|524869
EGC|ENERGY XXI GULF COAS|NITE|VIRTU Americas LLC|1387061
EGC|ENERGY XXI GULF COAS|NITP|VIRTU Americas LLC|54469
EGC|ENERGY XXI GULF COAS|NQRB|Brut, LLC|13554
EGC|ENERGY XXI GULF COAS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
EGC|ENERGY XXI GULF COAS|PDQM|CODA MARKETS, INC.|571598
EGC|ENERGY XXI GULF COAS|PWJC|UBS Financial Services, Inc.|20041
EGC|ENERGY XXI GULF COAS|RAJA|Raymond James & Associates, Inc.|2512
EGC|ENERGY XXI GULF COAS|RBCM|RBC CAPITAL MARKETS, LLC|7540
EGC|ENERGY XXI GULF COAS|SAGL|SAGETRADER, LLC|8900
EGC|ENERGY XXI GULF COAS|SBSH|Citigroup Global Markets Inc.|68132
EGC|ENERGY XXI GULF COAS|SGMT|GOLDMAN SACHS & CO. LLC|291929
EGC|ENERGY XXI GULF COAS|SPDR|SPEEDROUTE LLC|36900
EGC|ENERGY XXI GULF COAS|STFL|Stifel, Nicolaus & Company, Incorporated|232
EGC|ENERGY XXI GULF COAS|SWIM|TD Ameritrade, Inc.|247156
EGC|ENERGY XXI GULF COAS|SWST|Hilltop Securities Inc.|25350
EGC|ENERGY XXI GULF COAS|TKNG|ALLY INVEST SECURITIES LLC|14379
EGC|ENERGY XXI GULF COAS|TRBT|Tradebot Systems, Inc.|187277
EGC|ENERGY XXI GULF COAS|TRCM|TRC MARKETS LLC|75536
EGC|ENERGY XXI GULF COAS|UBSA|UBS SECURITIES LLC|840334
EGC|ENERGY XXI GULF COAS|UBSS|UBS Securities LLC|507919
EGC|ENERGY XXI GULF COAS|VALX|VIRTU AMERICAS LLC|982
EGC|ENERGY XXI GULF COAS|VGRD|Vanguard Marketing Corporation|33255
EGC|ENERGY XXI GULF COAS|WCHV|WELLS FARGO SECURITIES, LLC|49955
EGC|ENERGY XXI GULF COAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|75161
EGC|ENERGY XXI GULF COAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18786
EGC|ENERGY XXI GULF COAS|WFPB|Wells Fargo Securities, LLC.|13422
EGC|ENERGY XXI GULF COAS|WGIF|CIBC World Markets Inc.|6720
EGC|ENERGY XXI GULF COAS|WSEA|WOLVERINE SECURITIES, LLC|35028
EGC|ENERGY XXI GULF COAS|XIST|INSTINET, LLC|3200
EGC|ENERGY XXI GULF COAS|XPQR|Jump Trading|1000
EGC|ENERGY XXI GULF COAS|XSTM|NATIONAL FINANCIAL SERVICES LLC|74434
EGC|ENERGY XXI GULF COAS|YKNA|COMHAR CAPITAL MARKETS, LLC|800
EGC|ENERGY XXI GULF COAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23902
EGF|BLACKROCK ENHANCED G|APCC|Apex Clearing Corporation|4
EGF|BLACKROCK ENHANCED G|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
EGF|BLACKROCK ENHANCED G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1071
EGF|BLACKROCK ENHANCED G|DEAN|MORGAN STANLEY|490
EGF|BLACKROCK ENHANCED G|EBXL|EBX LLC|100
EGF|BLACKROCK ENHANCED G|EDJO|Edward D. Jones & Co., L.P.|1427
EGF|BLACKROCK ENHANCED G|ETRS|E*Trade Securities LLC|6
EGF|BLACKROCK ENHANCED G|FTBR|Foliofn Investments, Inc.|1
EGF|BLACKROCK ENHANCED G|GSLT|GOLDMAN SACHS & CO. LLC|600
EGF|BLACKROCK ENHANCED G|HRBF|American Enterprise Investment Services Inc.|1
EGF|BLACKROCK ENHANCED G|IATS|INTERACTIVE BROKERS LLC|1360
EGF|BLACKROCK ENHANCED G|IBKR|Interactive Brokers Llc|20204
EGF|BLACKROCK ENHANCED G|ICBX|INSTINET, LLC|100
EGF|BLACKROCK ENHANCED G|INCA|INSTINET, LLC|1500
EGF|BLACKROCK ENHANCED G|JPMX|J.P. Morgan Securities LLC|164
EGF|BLACKROCK ENHANCED G|LEHM|Barclays Capital Inc./Le|400
EGF|BLACKROCK ENHANCED G|LIME|Lime Brokerage LLC|260
EGF|BLACKROCK ENHANCED G|MAXM|Maxim Group LLC|2700
EGF|BLACKROCK ENHANCED G|MSCO|MORGAN STANLEY & CO. LLC|3321
EGF|BLACKROCK ENHANCED G|NATL|National Securities Corporation|9500
EGF|BLACKROCK ENHANCED G|NFSC|National Financial Services LLC|10776
EGF|BLACKROCK ENHANCED G|NITE|VIRTU Americas LLC|17106
EGF|BLACKROCK ENHANCED G|RBCM|RBC CAPITAL MARKETS, LLC|210
EGF|BLACKROCK ENHANCED G|SAGL|SAGETRADER, LLC|300
EGF|BLACKROCK ENHANCED G|UBSA|UBS SECURITIES LLC|3500
EGF|BLACKROCK ENHANCED G|UBSS|UBS Securities LLC|6743
EGF|BLACKROCK ENHANCED G|VGRD|Vanguard Marketing Corporation|400
EGF|BLACKROCK ENHANCED G|WCHV|WELLS FARGO SECURITIES, LLC|692
EGF|BLACKROCK ENHANCED G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|406
EGHT|8X8 INC|APCC|Apex Clearing Corporation|1126
EGHT|8X8 INC|BARD|Robert W. Baird & Co. Incorporated|321162
EGHT|8X8 INC|BERN|Sanford C. Bernstein & Co., LLC|29889
EGHT|8X8 INC|BIDS|BIDS TRADING L.P.|72032
EGHT|8X8 INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|125
EGHT|8X8 INC|BLKX|INSTINET, LLC|200500
EGHT|8X8 INC|BNPX|BNP PARIBAS SECURITIES CORP.|15417
EGHT|8X8 INC|BRVL|BLAYLOCK VAN, LLC|700
EGHT|8X8 INC|BTIG|BTIG, LLC|1530766
EGHT|8X8 INC|BZYD|GOLDMAN SACHS & CO. LLC|1800
EGHT|8X8 INC|CANT|Cantor Fitzgerald & Co.|153791
EGHT|8X8 INC|CHAS|Charles Schwab & Co., Inc.|2530
EGHT|8X8 INC|CHLM|Craig-Hallum Capital Group LLC|211899
EGHT|8X8 INC|CIST|Capital Institutional Services, Inc.|560
EGHT|8X8 INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|190289
EGHT|8X8 INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
EGHT|8X8 INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|187960
EGHT|8X8 INC|CTDL|Citadel Derivatives Group Llc|2855
EGHT|8X8 INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|32748
EGHT|8X8 INC|DBAB|Deutsche Bank Securities Inc.|158428
EGHT|8X8 INC|DBAX|Deutsche Bank Securities Inc.|144000
EGHT|8X8 INC|DEAN|MORGAN STANLEY|18642
EGHT|8X8 INC|DEGS|RONIN PROFESSIONAL LLC|1520
EGHT|8X8 INC|DOTC|Dougherty & Company LLC|4815
EGHT|8X8 INC|EBXL|EBX LLC|98900
EGHT|8X8 INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
EGHT|8X8 INC|EDJO|Edward D. Jones & Co., L.P.|1626
EGHT|8X8 INC|EGAM|CBOE TRADING, INC.|13561
EGHT|8X8 INC|ETBE|Electronic Transaction Clearing, Inc.|100
EGHT|8X8 INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|59
EGHT|8X8 INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18118
EGHT|8X8 INC|ETRS|E*Trade Securities LLC|111745
EGHT|8X8 INC|FILL|Tradestation Securities, Inc.|977
EGHT|8X8 INC|FMAF|NBCN Inc./ CDS|400
EGHT|8X8 INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1778
EGHT|8X8 INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45757
EGHT|8X8 INC|FTBR|Foliofn Investments, Inc.|428
EGHT|8X8 INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
EGHT|8X8 INC|GLIS|TD Securities Inc|2490
EGHT|8X8 INC|GLPX|ACS EXECUTION SERVICES, LLC|1002
EGHT|8X8 INC|GSCO|GOLDMAN SACHS & CO. LLC|380305
EGHT|8X8 INC|GSCS|GOLDMAN SACHS & CO. LLC|13528
EGHT|8X8 INC|GSLT|GOLDMAN SACHS & CO. LLC|2668
EGHT|8X8 INC|GTSZ|GTS SECURITIES LLC|32959
EGHT|8X8 INC|HRBF|American Enterprise Investment Services Inc.|22341
EGHT|8X8 INC|IBKR|Interactive Brokers Llc|6326
EGHT|8X8 INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
EGHT|8X8 INC|ICBX|INSTINET, LLC|38946
EGHT|8X8 INC|IEQY|CITADEL SECURITIES LLC|10690
EGHT|8X8 INC|INCA|INSTINET, LLC|67011
EGHT|8X8 INC|INJX|INSTINET, LLC|2516
EGHT|8X8 INC|ITGI|ITG Inc.|19614
EGHT|8X8 INC|ITGP|ITG INC.|556000
EGHT|8X8 INC|JANY|Janney Montgomery Scott Inc.|350
EGHT|8X8 INC|JEFF|JEFFERIES LLC|448800
EGHT|8X8 INC|JMPT|JUMP TRADING, LLC|8761
EGHT|8X8 INC|JONE|JonesTrading|2200
EGHT|8X8 INC|JPBX|J.P. MORGAN SECURITIES LLC|40288
EGHT|8X8 INC|JPMX|J.P. Morgan Securities LLC|956204
EGHT|8X8 INC|KCGM|VIRTU Americas LLC|75483
EGHT|8X8 INC|LEHM|Barclays Capital Inc./Le|429484
EGHT|8X8 INC|LIME|Lime Brokerage LLC|33305
EGHT|8X8 INC|LIWE|LIME BROKERAGE LLC|1200
EGHT|8X8 INC|LOOP|Loop Capital Markets LLC|70432
EGHT|8X8 INC|LQNA|LIQUIDNET, INC.|1249100
EGHT|8X8 INC|LQNB|LIQUIDNET, INC.|10000
EGHT|8X8 INC|MACC|Mid Atlantic Capital Corporation|205
EGHT|8X8 INC|MBTS|ALLY INVEST SECURITIES LLC|686
EGHT|8X8 INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|205351
EGHT|8X8 INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3190
EGHT|8X8 INC|MSCO|MORGAN STANLEY & CO. LLC|1004288
EGHT|8X8 INC|MSPL|MORGAN STANLEY & CO. LLC|86700
EGHT|8X8 INC|MSTX|MORGAN STANLEY & CO. LLC|226300
EGHT|8X8 INC|NFSC|National Financial Services LLC|135972
EGHT|8X8 INC|NITE|VIRTU Americas LLC|230413
EGHT|8X8 INC|NITP|VIRTU Americas LLC|9889
EGHT|8X8 INC|NQRB|Brut, LLC|3556
EGHT|8X8 INC|OPCO|Oppenheimer & Co. Inc.|27681
EGHT|8X8 INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|12543
EGHT|8X8 INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5900
EGHT|8X8 INC|PDQM|CODA MARKETS, INC.|56158
EGHT|8X8 INC|PHLY|NASDAQ Execution Services, LLC|2800
EGHT|8X8 INC|PIPR|Piper Jaffray & Co.|130
EGHT|8X8 INC|QMSR|QUATTRO M SECURITIES INC.|128
EGHT|8X8 INC|RBCM|RBC CAPITAL MARKETS, LLC|646
EGHT|8X8 INC|SAGL|SAGETRADER, LLC|1297
EGHT|8X8 INC|SAGW|SAGETRADER, LLC|2
EGHT|8X8 INC|SBSH|Citigroup Global Markets Inc.|65320
EGHT|8X8 INC|SGMT|GOLDMAN SACHS & CO. LLC|187014
EGHT|8X8 INC|SPDR|SPEEDROUTE LLC|3500
EGHT|8X8 INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|410
EGHT|8X8 INC|STFL|Stifel, Nicolaus & Company, Incorporated|50
EGHT|8X8 INC|STXG|Stockcross Financial Services, Inc.|6000
EGHT|8X8 INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
EGHT|8X8 INC|SWIM|TD Ameritrade, Inc.|22986
EGHT|8X8 INC|TKNG|ALLY INVEST SECURITIES LLC|825
EGHT|8X8 INC|TOUR|TOURMALINE PARTNERS, LLC|269
EGHT|8X8 INC|TRBT|Tradebot Systems, Inc.|19641
EGHT|8X8 INC|TRCM|TRC MARKETS LLC|40729
EGHT|8X8 INC|UBSA|UBS SECURITIES LLC|725377
EGHT|8X8 INC|UBSS|UBS Securities LLC|537927
EGHT|8X8 INC|VALX|VIRTU AMERICAS LLC|41376
EGHT|8X8 INC|VGRD|Vanguard Marketing Corporation|6654
EGHT|8X8 INC|WBLR|WILLIAM BLAIR|3366
EGHT|8X8 INC|WCHV|WELLS FARGO SECURITIES, LLC|62532
EGHT|8X8 INC|WEDB|WEDBUSH SECURITIES INC.|102026
EGHT|8X8 INC|WEED|Weeden & Co.L.P.|9200
EGHT|8X8 INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10742
EGHT|8X8 INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3710
EGHT|8X8 INC|WGIF|CIBC World Markets Inc.|100
EGHT|8X8 INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|34
EGHT|8X8 INC|WSEA|WOLVERINE SECURITIES, LLC|3229
EGHT|8X8 INC|XIST|INSTINET, LLC|23800
EGHT|8X8 INC|XPQR|Jump Trading|100
EGHT|8X8 INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26654
EGHT|8X8 INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2122
EGI|ENTREE RESOURCES LTD|APCC|Apex Clearing Corporation|4773
EGI|ENTREE RESOURCES LTD|CANT|Cantor Fitzgerald & Co.|838
EGI|ENTREE RESOURCES LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
EGI|ENTREE RESOURCES LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4100
EGI|ENTREE RESOURCES LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
EGI|ENTREE RESOURCES LTD|DBAB|Deutsche Bank Securities Inc.|200
EGI|ENTREE RESOURCES LTD|DBAX|Deutsche Bank Securities Inc.|2000
EGI|ENTREE RESOURCES LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29087
EGI|ENTREE RESOURCES LTD|EBXL|EBX LLC|7200
EGI|ENTREE RESOURCES LTD|EGAM|CBOE TRADING, INC.|300
EGI|ENTREE RESOURCES LTD|EGXM|CBOE TRADING, INC.|200
EGI|ENTREE RESOURCES LTD|ETRS|E*Trade Securities LLC|60150
EGI|ENTREE RESOURCES LTD|FTBR|Foliofn Investments, Inc.|3387
EGI|ENTREE RESOURCES LTD|GSLT|GOLDMAN SACHS & CO. LLC|120
EGI|ENTREE RESOURCES LTD|IATS|INTERACTIVE BROKERS LLC|1300
EGI|ENTREE RESOURCES LTD|IBKR|Interactive Brokers Llc|37639
EGI|ENTREE RESOURCES LTD|ICBX|INSTINET, LLC|700
EGI|ENTREE RESOURCES LTD|INCA|INSTINET, LLC|352
EGI|ENTREE RESOURCES LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
EGI|ENTREE RESOURCES LTD|MSCO|MORGAN STANLEY & CO. LLC|13015
EGI|ENTREE RESOURCES LTD|NFSC|National Financial Services LLC|97739
EGI|ENTREE RESOURCES LTD|NITE|VIRTU Americas LLC|99163
EGI|ENTREE RESOURCES LTD|RBCM|RBC CAPITAL MARKETS, LLC|30700
EGI|ENTREE RESOURCES LTD|SGMT|GOLDMAN SACHS & CO. LLC|1100
EGI|ENTREE RESOURCES LTD|SWIM|TD Ameritrade, Inc.|25850
EGI|ENTREE RESOURCES LTD|UBSA|UBS SECURITIES LLC|11425
EGI|ENTREE RESOURCES LTD|UBSS|UBS Securities LLC|1379
EGI|ENTREE RESOURCES LTD|VALX|VIRTU AMERICAS LLC|200
EGI|ENTREE RESOURCES LTD|WCHV|WELLS FARGO SECURITIES, LLC|2000
EGI|ENTREE RESOURCES LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1036
EGI|ENTREE RESOURCES LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14
EGI|ENTREE RESOURCES LTD|WSEA|WOLVERINE SECURITIES, LLC|15727
EGIF|EAGLE GROWTH AND INC|APCC|Apex Clearing Corporation|100
EGIF|EAGLE GROWTH AND INC|BANK|Primevest Financial Services, Inc.|1000
EGIF|EAGLE GROWTH AND INC|BBNT|BB&T SECURITIES, LLC|1
EGIF|EAGLE GROWTH AND INC|BERN|Sanford C. Bernstein & Co., LLC|1583
EGIF|EAGLE GROWTH AND INC|CANT|Cantor Fitzgerald & Co.|18806
EGIF|EAGLE GROWTH AND INC|CHAS|Charles Schwab & Co., Inc.|2
EGIF|EAGLE GROWTH AND INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12599
EGIF|EAGLE GROWTH AND INC|DADA|D.A. Davidson & Co.|232
EGIF|EAGLE GROWTH AND INC|DBAX|Deutsche Bank Securities Inc.|500
EGIF|EAGLE GROWTH AND INC|DEAN|MORGAN STANLEY|1275
EGIF|EAGLE GROWTH AND INC|EBXL|EBX LLC|100
EGIF|EAGLE GROWTH AND INC|ETRS|E*Trade Securities LLC|1517
EGIF|EAGLE GROWTH AND INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4668
EGIF|EAGLE GROWTH AND INC|FTBR|Foliofn Investments, Inc.|1
EGIF|EAGLE GROWTH AND INC|GLPX|ACS EXECUTION SERVICES, LLC|39
EGIF|EAGLE GROWTH AND INC|GSCO|GOLDMAN SACHS & CO. LLC|200
EGIF|EAGLE GROWTH AND INC|HRBF|American Enterprise Investment Services Inc.|2420
EGIF|EAGLE GROWTH AND INC|IATS|INTERACTIVE BROKERS LLC|7456
EGIF|EAGLE GROWTH AND INC|IBKR|Interactive Brokers Llc|12267
EGIF|EAGLE GROWTH AND INC|ITGI|ITG Inc.|100
EGIF|EAGLE GROWTH AND INC|ITGP|ITG INC.|2200
EGIF|EAGLE GROWTH AND INC|JPMX|J.P. Morgan Securities LLC|2278
EGIF|EAGLE GROWTH AND INC|KCGM|VIRTU Americas LLC|1200
EGIF|EAGLE GROWTH AND INC|LEHM|Barclays Capital Inc./Le|9400
EGIF|EAGLE GROWTH AND INC|LIME|Lime Brokerage LLC|540
EGIF|EAGLE GROWTH AND INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9600
EGIF|EAGLE GROWTH AND INC|MSCO|MORGAN STANLEY & CO. LLC|3714
EGIF|EAGLE GROWTH AND INC|MSPL|MORGAN STANLEY & CO. LLC|100
EGIF|EAGLE GROWTH AND INC|NATL|National Securities Corporation|16600
EGIF|EAGLE GROWTH AND INC|NFSC|National Financial Services LLC|14299
EGIF|EAGLE GROWTH AND INC|NITE|VIRTU Americas LLC|50555
EGIF|EAGLE GROWTH AND INC|PDQM|CODA MARKETS, INC.|78
EGIF|EAGLE GROWTH AND INC|SALI|INTL FCSTONE FINANCIAL INC.|425
EGIF|EAGLE GROWTH AND INC|SBSH|Citigroup Global Markets Inc.|1700
EGIF|EAGLE GROWTH AND INC|SGMT|GOLDMAN SACHS & CO. LLC|2329
EGIF|EAGLE GROWTH AND INC|SWIM|TD Ameritrade, Inc.|794
EGIF|EAGLE GROWTH AND INC|UBSA|UBS SECURITIES LLC|9041
EGIF|EAGLE GROWTH AND INC|UBSS|UBS Securities LLC|15359
EGIF|EAGLE GROWTH AND INC|VALX|VIRTU AMERICAS LLC|192
EGIF|EAGLE GROWTH AND INC|VGRD|Vanguard Marketing Corporation|850
EGIF|EAGLE GROWTH AND INC|WCHV|WELLS FARGO SECURITIES, LLC|9364
EGIF|EAGLE GROWTH AND INC|WEDB|WEDBUSH SECURITIES INC.|500
EGIF|EAGLE GROWTH AND INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
EGIF|EAGLE GROWTH AND INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1615
EGL|ENGILITY HLDGS, INC.|ALTX|Alternet Securities Inc.|213
EGL|ENGILITY HLDGS, INC.|ANOS|ABEL/NOSER, L.L.C.|246
EGL|ENGILITY HLDGS, INC.|APCC|Apex Clearing Corporation|6
EGL|ENGILITY HLDGS, INC.|BARD|Robert W. Baird & Co. Incorporated|600
EGL|ENGILITY HLDGS, INC.|BATM|CBOE TRADING, INC.|636
EGL|ENGILITY HLDGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|595
EGL|ENGILITY HLDGS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|124
EGL|ENGILITY HLDGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4203
EGL|ENGILITY HLDGS, INC.|BRVL|BLAYLOCK VAN, LLC|100
EGL|ENGILITY HLDGS, INC.|BTIG|BTIG, LLC|100
EGL|ENGILITY HLDGS, INC.|BYXM|CBOE TRADING, INC.|301
EGL|ENGILITY HLDGS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2600
EGL|ENGILITY HLDGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1676
EGL|ENGILITY HLDGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26027
EGL|ENGILITY HLDGS, INC.|CTDL|Citadel Derivatives Group Llc|4509
EGL|ENGILITY HLDGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3274
EGL|ENGILITY HLDGS, INC.|DAVA|Davenport & Company LLC|29
EGL|ENGILITY HLDGS, INC.|DBAB|Deutsche Bank Securities Inc.|92789
EGL|ENGILITY HLDGS, INC.|DBAX|Deutsche Bank Securities Inc.|20300
EGL|ENGILITY HLDGS, INC.|DBUL|Deutsche Bank Securities Inc.|300
EGL|ENGILITY HLDGS, INC.|DEAN|MORGAN STANLEY|32
EGL|ENGILITY HLDGS, INC.|DEGS|RONIN PROFESSIONAL LLC|458
EGL|ENGILITY HLDGS, INC.|EBXL|EBX LLC|19100
EGL|ENGILITY HLDGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|133
EGL|ENGILITY HLDGS, INC.|EDJO|Edward D. Jones & Co., L.P.|3
EGL|ENGILITY HLDGS, INC.|EGAM|CBOE TRADING, INC.|907
EGL|ENGILITY HLDGS, INC.|EGAW|CBOE TRADING, INC.|21
EGL|ENGILITY HLDGS, INC.|EGXM|CBOE TRADING, INC.|333
EGL|ENGILITY HLDGS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
EGL|ENGILITY HLDGS, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|200
EGL|ENGILITY HLDGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5639
EGL|ENGILITY HLDGS, INC.|ETRS|E*Trade Securities LLC|8
EGL|ENGILITY HLDGS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1319
EGL|ENGILITY HLDGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17450
EGL|ENGILITY HLDGS, INC.|FTBR|Foliofn Investments, Inc.|843
EGL|ENGILITY HLDGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|400
EGL|ENGILITY HLDGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|62782
EGL|ENGILITY HLDGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|431
EGL|ENGILITY HLDGS, INC.|GTSZ|GTS SECURITIES LLC|9696
EGL|ENGILITY HLDGS, INC.|HAPX|HAP Trading, LLC|200
EGL|ENGILITY HLDGS, INC.|HPPX|POTAMUS TRADING, LLC|1762
EGL|ENGILITY HLDGS, INC.|HRBF|American Enterprise Investment Services Inc.|210
EGL|ENGILITY HLDGS, INC.|IATS|INTERACTIVE BROKERS LLC|1220
EGL|ENGILITY HLDGS, INC.|IBKR|Interactive Brokers Llc|273
EGL|ENGILITY HLDGS, INC.|ICBX|INSTINET, LLC|2900
EGL|ENGILITY HLDGS, INC.|IEQY|CITADEL SECURITIES LLC|9329
EGL|ENGILITY HLDGS, INC.|INCA|INSTINET, LLC|33737
EGL|ENGILITY HLDGS, INC.|INJX|INSTINET, LLC|375
EGL|ENGILITY HLDGS, INC.|ITGI|ITG Inc.|7199
EGL|ENGILITY HLDGS, INC.|ITGP|ITG INC.|5800
EGL|ENGILITY HLDGS, INC.|JANY|Janney Montgomery Scott Inc.|16
EGL|ENGILITY HLDGS, INC.|JEFF|JEFFERIES LLC|802
EGL|ENGILITY HLDGS, INC.|JMPT|JUMP TRADING, LLC|4481
EGL|ENGILITY HLDGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|6738
EGL|ENGILITY HLDGS, INC.|JPMX|J.P. Morgan Securities LLC|26741
EGL|ENGILITY HLDGS, INC.|JSJX|JANE STREET CAPITAL LLC|5329
EGL|ENGILITY HLDGS, INC.|KCGM|VIRTU Americas LLC|6204
EGL|ENGILITY HLDGS, INC.|LEHM|Barclays Capital Inc./Le|112876
EGL|ENGILITY HLDGS, INC.|LIME|Lime Brokerage LLC|10680
EGL|ENGILITY HLDGS, INC.|LSCI|Lek Securities Corporation|316
EGL|ENGILITY HLDGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8480
EGL|ENGILITY HLDGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|106036
EGL|ENGILITY HLDGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|31100
EGL|ENGILITY HLDGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|7100
EGL|ENGILITY HLDGS, INC.|NFSC|National Financial Services LLC|42014
EGL|ENGILITY HLDGS, INC.|NITE|VIRTU Americas LLC|32257
EGL|ENGILITY HLDGS, INC.|NQRB|Brut, LLC|770
EGL|ENGILITY HLDGS, INC.|PDQM|CODA MARKETS, INC.|810
EGL|ENGILITY HLDGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|14
EGL|ENGILITY HLDGS, INC.|SBSH|Citigroup Global Markets Inc.|14022
EGL|ENGILITY HLDGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|8714
EGL|ENGILITY HLDGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|38619
EGL|ENGILITY HLDGS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1938
EGL|ENGILITY HLDGS, INC.|SWIM|TD Ameritrade, Inc.|5652
EGL|ENGILITY HLDGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|65
EGL|ENGILITY HLDGS, INC.|TRBT|Tradebot Systems, Inc.|15707
EGL|ENGILITY HLDGS, INC.|TRCM|TRC MARKETS LLC|8374
EGL|ENGILITY HLDGS, INC.|UBSA|UBS SECURITIES LLC|70606
EGL|ENGILITY HLDGS, INC.|UBSS|UBS Securities LLC|115123
EGL|ENGILITY HLDGS, INC.|VALX|VIRTU AMERICAS LLC|2700
EGL|ENGILITY HLDGS, INC.|VGRD|Vanguard Marketing Corporation|244
EGL|ENGILITY HLDGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1359
EGL|ENGILITY HLDGS, INC.|WEED|Weeden & Co.L.P.|310
EGL|ENGILITY HLDGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
EGL|ENGILITY HLDGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|805
EGL|ENGILITY HLDGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|209
EGL|ENGILITY HLDGS, INC.|XIST|INSTINET, LLC|11200
EGL|ENGILITY HLDGS, INC.|XPQR|Jump Trading|900
EGL|ENGILITY HLDGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5500
EGL|ENGILITY HLDGS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39
EGLE|EAGLE BULK SHIP INC.|ALTX|Alternet Securities Inc.|1600
EGLE|EAGLE BULK SHIP INC.|APCC|Apex Clearing Corporation|1831
EGLE|EAGLE BULK SHIP INC.|BATM|CBOE TRADING, INC.|500
EGLE|EAGLE BULK SHIP INC.|BERN|Sanford C. Bernstein & Co., LLC|4715
EGLE|EAGLE BULK SHIP INC.|BIMI|Banca IMI Securities Corp.|3250
EGLE|EAGLE BULK SHIP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40
EGLE|EAGLE BULK SHIP INC.|BLKX|INSTINET, LLC|10000
EGLE|EAGLE BULK SHIP INC.|BMOC|BMO Capital Markets Corp.|6835
EGLE|EAGLE BULK SHIP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4708
EGLE|EAGLE BULK SHIP INC.|BTIG|BTIG, LLC|57109
EGLE|EAGLE BULK SHIP INC.|BZYD|GOLDMAN SACHS & CO. LLC|8300
EGLE|EAGLE BULK SHIP INC.|CHAS|Charles Schwab & Co., Inc.|4776
EGLE|EAGLE BULK SHIP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29554
EGLE|EAGLE BULK SHIP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
EGLE|EAGLE BULK SHIP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|211011
EGLE|EAGLE BULK SHIP INC.|CTDL|Citadel Derivatives Group Llc|11175
EGLE|EAGLE BULK SHIP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|24000
EGLE|EAGLE BULK SHIP INC.|DBAB|Deutsche Bank Securities Inc.|191229
EGLE|EAGLE BULK SHIP INC.|DBAX|Deutsche Bank Securities Inc.|105600
EGLE|EAGLE BULK SHIP INC.|DEAN|MORGAN STANLEY|5467
EGLE|EAGLE BULK SHIP INC.|DEGS|RONIN PROFESSIONAL LLC|10844
EGLE|EAGLE BULK SHIP INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|81440
EGLE|EAGLE BULK SHIP INC.|EBXL|EBX LLC|79700
EGLE|EAGLE BULK SHIP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14081
EGLE|EAGLE BULK SHIP INC.|EDJO|Edward D. Jones & Co., L.P.|2000
EGLE|EAGLE BULK SHIP INC.|EGAM|CBOE TRADING, INC.|12979
EGLE|EAGLE BULK SHIP INC.|EGAW|CBOE TRADING, INC.|100
EGLE|EAGLE BULK SHIP INC.|EGMT|EG MARKET TECHNOLOGIES LLC|300
EGLE|EAGLE BULK SHIP INC.|EGXM|CBOE TRADING, INC.|314
EGLE|EAGLE BULK SHIP INC.|ETBE|Electronic Transaction Clearing, Inc.|18778
EGLE|EAGLE BULK SHIP INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|884
EGLE|EAGLE BULK SHIP INC.|ETCB|ETC BROKERAGE SERVICES, LLC|181
EGLE|EAGLE BULK SHIP INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11776
EGLE|EAGLE BULK SHIP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4180
EGLE|EAGLE BULK SHIP INC.|ETRS|E*Trade Securities LLC|79721
EGLE|EAGLE BULK SHIP INC.|FBCO|Credit Suisse Securities (USA) LLC|239904
EGLE|EAGLE BULK SHIP INC.|FILL|Tradestation Securities, Inc.|5217
EGLE|EAGLE BULK SHIP INC.|FMAF|NBCN Inc./ CDS|950
EGLE|EAGLE BULK SHIP INC.|FOMA|TD AMERITRADE CLEARING, INC.|488693
EGLE|EAGLE BULK SHIP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
EGLE|EAGLE BULK SHIP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70513
EGLE|EAGLE BULK SHIP INC.|FTBR|Foliofn Investments, Inc.|7235
EGLE|EAGLE BULK SHIP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|23695
EGLE|EAGLE BULK SHIP INC.|GLPX|ACS EXECUTION SERVICES, LLC|22032
EGLE|EAGLE BULK SHIP INC.|GSCO|GOLDMAN SACHS & CO. LLC|669792
EGLE|EAGLE BULK SHIP INC.|GSCS|GOLDMAN SACHS & CO. LLC|101558
EGLE|EAGLE BULK SHIP INC.|GSLT|GOLDMAN SACHS & CO. LLC|5419
EGLE|EAGLE BULK SHIP INC.|GTSZ|GTS SECURITIES LLC|4675
EGLE|EAGLE BULK SHIP INC.|HPPX|POTAMUS TRADING, LLC|2218
EGLE|EAGLE BULK SHIP INC.|HRBF|American Enterprise Investment Services Inc.|3533
EGLE|EAGLE BULK SHIP INC.|HSBC|HSBC Securities, Inc.|267
EGLE|EAGLE BULK SHIP INC.|IATS|INTERACTIVE BROKERS LLC|12943
EGLE|EAGLE BULK SHIP INC.|IBKR|Interactive Brokers Llc|170980
EGLE|EAGLE BULK SHIP INC.|ICBX|INSTINET, LLC|52534
EGLE|EAGLE BULK SHIP INC.|IEQY|CITADEL SECURITIES LLC|26099
EGLE|EAGLE BULK SHIP INC.|INCA|INSTINET, LLC|347252
EGLE|EAGLE BULK SHIP INC.|INJX|INSTINET, LLC|24418
EGLE|EAGLE BULK SHIP INC.|ITGI|ITG Inc.|164218
EGLE|EAGLE BULK SHIP INC.|ITGP|ITG INC.|537800
EGLE|EAGLE BULK SHIP INC.|JEFF|JEFFERIES LLC|54252
EGLE|EAGLE BULK SHIP INC.|JMPT|JUMP TRADING, LLC|7492
EGLE|EAGLE BULK SHIP INC.|JONE|JonesTrading|3679
EGLE|EAGLE BULK SHIP INC.|JPBX|J.P. MORGAN SECURITIES LLC|2100
EGLE|EAGLE BULK SHIP INC.|JPMX|J.P. Morgan Securities LLC|117248
EGLE|EAGLE BULK SHIP INC.|JSJX|JANE STREET CAPITAL LLC|2775
EGLE|EAGLE BULK SHIP INC.|KCGM|VIRTU Americas LLC|49990
EGLE|EAGLE BULK SHIP INC.|LEHM|Barclays Capital Inc./Le|528772
EGLE|EAGLE BULK SHIP INC.|LIME|Lime Brokerage LLC|136411
EGLE|EAGLE BULK SHIP INC.|LOOP|Loop Capital Markets LLC|3714
EGLE|EAGLE BULK SHIP INC.|LQNA|LIQUIDNET, INC.|8600
EGLE|EAGLE BULK SHIP INC.|LSCI|Lek Securities Corporation|173
EGLE|EAGLE BULK SHIP INC.|MAXM|Maxim Group LLC|5785
EGLE|EAGLE BULK SHIP INC.|MBTS|ALLY INVEST SECURITIES LLC|200
EGLE|EAGLE BULK SHIP INC.|MKMP|MKM Partners LLC|1200
EGLE|EAGLE BULK SHIP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|129562
EGLE|EAGLE BULK SHIP INC.|MOTF|MOTIF INVESTING, INC.|2
EGLE|EAGLE BULK SHIP INC.|MSCO|MORGAN STANLEY & CO. LLC|1180623
EGLE|EAGLE BULK SHIP INC.|MSPL|MORGAN STANLEY & CO. LLC|185500
EGLE|EAGLE BULK SHIP INC.|MSTX|MORGAN STANLEY & CO. LLC|61300
EGLE|EAGLE BULK SHIP INC.|NFSC|National Financial Services LLC|276450
EGLE|EAGLE BULK SHIP INC.|NITE|VIRTU Americas LLC|793847
EGLE|EAGLE BULK SHIP INC.|NITP|VIRTU Americas LLC|2800
EGLE|EAGLE BULK SHIP INC.|NORT|Northland Securities, Inc.|39855
EGLE|EAGLE BULK SHIP INC.|NQRB|Brut, LLC|15100
EGLE|EAGLE BULK SHIP INC.|OPCO|Oppenheimer & Co. Inc.|4525
EGLE|EAGLE BULK SHIP INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|575
EGLE|EAGLE BULK SHIP INC.|PDQM|CODA MARKETS, INC.|32949
EGLE|EAGLE BULK SHIP INC.|PLAT|CLARKSONS PLATOU SECURITIES, INC.|100000
EGLE|EAGLE BULK SHIP INC.|RAJA|Raymond James & Associates, Inc.|3834
EGLE|EAGLE BULK SHIP INC.|RBCM|RBC CAPITAL MARKETS, LLC|55274
EGLE|EAGLE BULK SHIP INC.|SAGL|SAGETRADER, LLC|400
EGLE|EAGLE BULK SHIP INC.|SAGW|SAGETRADER, LLC|325
EGLE|EAGLE BULK SHIP INC.|SBSH|Citigroup Global Markets Inc.|106239
EGLE|EAGLE BULK SHIP INC.|SGMT|GOLDMAN SACHS & CO. LLC|170254
EGLE|EAGLE BULK SHIP INC.|SPDR|SPEEDROUTE LLC|2100
EGLE|EAGLE BULK SHIP INC.|SPGS|Sea Port Group Securities, LLC|76252
EGLE|EAGLE BULK SHIP INC.|SWIM|TD Ameritrade, Inc.|116272
EGLE|EAGLE BULK SHIP INC.|SWST|Hilltop Securities Inc.|2000
EGLE|EAGLE BULK SHIP INC.|TKNG|ALLY INVEST SECURITIES LLC|805
EGLE|EAGLE BULK SHIP INC.|TRBT|Tradebot Systems, Inc.|144715
EGLE|EAGLE BULK SHIP INC.|TRCM|TRC MARKETS LLC|112659
EGLE|EAGLE BULK SHIP INC.|UBSA|UBS SECURITIES LLC|383610
EGLE|EAGLE BULK SHIP INC.|UBSS|UBS Securities LLC|669469
EGLE|EAGLE BULK SHIP INC.|VALX|VIRTU AMERICAS LLC|5955
EGLE|EAGLE BULK SHIP INC.|VGRD|Vanguard Marketing Corporation|14312
EGLE|EAGLE BULK SHIP INC.|WCHV|WELLS FARGO SECURITIES, LLC|51708
EGLE|EAGLE BULK SHIP INC.|WEED|Weeden & Co.L.P.|1220
EGLE|EAGLE BULK SHIP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3095
EGLE|EAGLE BULK SHIP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4152
EGLE|EAGLE BULK SHIP INC.|WGIF|CIBC World Markets Inc.|2630
EGLE|EAGLE BULK SHIP INC.|WSEA|WOLVERINE SECURITIES, LLC|4489
EGLE|EAGLE BULK SHIP INC.|XIST|INSTINET, LLC|5200
EGLE|EAGLE BULK SHIP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|10000
EGLE|EAGLE BULK SHIP INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
EGLE|EAGLE BULK SHIP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
EGLT|EGALET CORPORATION|ALTX|Alternet Securities Inc.|1100
EGLT|EGALET CORPORATION|APCC|Apex Clearing Corporation|11811
EGLT|EGALET CORPORATION|BIMI|Banca IMI Securities Corp.|19800
EGLT|EGALET CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
EGLT|EGALET CORPORATION|CHAS|Charles Schwab & Co., Inc.|4900
EGLT|EGALET CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|420688
EGLT|EGALET CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3165
EGLT|EGALET CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11318
EGLT|EGALET CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95862
EGLT|EGALET CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|51204
EGLT|EGALET CORPORATION|DBAB|Deutsche Bank Securities Inc.|900
EGLT|EGALET CORPORATION|DBAX|Deutsche Bank Securities Inc.|55800
EGLT|EGALET CORPORATION|EBXL|EBX LLC|112500
EGLT|EGALET CORPORATION|EGAM|CBOE TRADING, INC.|200
EGLT|EGALET CORPORATION|EGXM|CBOE TRADING, INC.|6415
EGLT|EGALET CORPORATION|ETRS|E*Trade Securities LLC|396700
EGLT|EGALET CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|93904
EGLT|EGALET CORPORATION|FILL|Tradestation Securities, Inc.|14527
EGLT|EGALET CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|1144082
EGLT|EGALET CORPORATION|FORD|Fordham Financial Management, Inc.|800
EGLT|EGALET CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4575
EGLT|EGALET CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|7012
EGLT|EGALET CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|500
EGLT|EGALET CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|404855
EGLT|EGALET CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|1800
EGLT|EGALET CORPORATION|HRBF|American Enterprise Investment Services Inc.|14000
EGLT|EGALET CORPORATION|IBKR|Interactive Brokers Llc|201283
EGLT|EGALET CORPORATION|ICBX|INSTINET, LLC|121894
EGLT|EGALET CORPORATION|INCA|INSTINET, LLC|94157
EGLT|EGALET CORPORATION|ITGI|ITG Inc.|67
EGLT|EGALET CORPORATION|ITGP|ITG INC.|59400
EGLT|EGALET CORPORATION|JANY|Janney Montgomery Scott Inc.|5900
EGLT|EGALET CORPORATION|JMPT|JUMP TRADING, LLC|46846
EGLT|EGALET CORPORATION|JPMX|J.P. Morgan Securities LLC|105446
EGLT|EGALET CORPORATION|KCGM|VIRTU Americas LLC|99745
EGLT|EGALET CORPORATION|LEHM|Barclays Capital Inc./Le|238086
EGLT|EGALET CORPORATION|LGNT|COR CLEARING LLC|130
EGLT|EGALET CORPORATION|LIME|Lime Brokerage LLC|2879
EGLT|EGALET CORPORATION|LSCI|Lek Securities Corporation|318
EGLT|EGALET CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139704
EGLT|EGALET CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|592303
EGLT|EGALET CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|6800
EGLT|EGALET CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|200
EGLT|EGALET CORPORATION|NFSC|National Financial Services LLC|608544
EGLT|EGALET CORPORATION|NITE|VIRTU Americas LLC|1228326
EGLT|EGALET CORPORATION|NITP|VIRTU Americas LLC|1101
EGLT|EGALET CORPORATION|NQRB|Brut, LLC|200
EGLT|EGALET CORPORATION|OPCO|Oppenheimer & Co. Inc.|2050
EGLT|EGALET CORPORATION|PDQM|CODA MARKETS, INC.|69949
EGLT|EGALET CORPORATION|RAJA|Raymond James & Associates, Inc.|3100
EGLT|EGALET CORPORATION|RGLD|Regal Securities, Inc|15300
EGLT|EGALET CORPORATION|SBSH|Citigroup Global Markets Inc.|44572
EGLT|EGALET CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|92792
EGLT|EGALET CORPORATION|SPDR|SPEEDROUTE LLC|400
EGLT|EGALET CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|100
EGLT|EGALET CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|65498
EGLT|EGALET CORPORATION|SWIM|TD Ameritrade, Inc.|272456
EGLT|EGALET CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|10281
EGLT|EGALET CORPORATION|UBSA|UBS SECURITIES LLC|274604
EGLT|EGALET CORPORATION|UBSS|UBS Securities LLC|179492
EGLT|EGALET CORPORATION|VGRD|Vanguard Marketing Corporation|70374
EGLT|EGALET CORPORATION|VSIN|Vision Financial Markets Llc|100
EGLT|EGALET CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|20920
EGLT|EGALET CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1768
EGLT|EGALET CORPORATION|WGIF|CIBC World Markets Inc.|11475
EGLT|EGALET CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|10948
EGLT|EGALET CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|97338
EGLT|EGALET CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12700
EGN|ENERGEN CP|ABLE|NATIXIS Securities Americas LLC|49230
EGN|ENERGEN CP|AGIS|Aegis Capital Corp.|1396
EGN|ENERGEN CP|ALTX|Alternet Securities Inc.|8808
EGN|ENERGEN CP|APCC|Apex Clearing Corporation|4729
EGN|ENERGEN CP|AQUA|AQUA SECURITIES L.P.|6000
EGN|ENERGEN CP|BANK|Primevest Financial Services, Inc.|302
EGN|ENERGEN CP|BARD|Robert W. Baird & Co. Incorporated|1714
EGN|ENERGEN CP|BATM|CBOE TRADING, INC.|10603
EGN|ENERGEN CP|BAYT|BTIG, LLC|2097
EGN|ENERGEN CP|BBNT|BB&T SECURITIES, LLC|649
EGN|ENERGEN CP|BERN|Sanford C. Bernstein & Co., LLC|37967
EGN|ENERGEN CP|BIAD|SAGETRADER, LLC|1
EGN|ENERGEN CP|BIDS|BIDS TRADING L.P.|61874
EGN|ENERGEN CP|BKCM|BNY Mellon Capital Markets LLC|21128
EGN|ENERGEN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10654
EGN|ENERGEN CP|BLKX|INSTINET, LLC|75000
EGN|ENERGEN CP|BMOC|BMO Capital Markets Corp.|45160
EGN|ENERGEN CP|BNPX|BNP PARIBAS SECURITIES CORP.|37135
EGN|ENERGEN CP|BRVL|BLAYLOCK VAN, LLC|500
EGN|ENERGEN CP|BTIG|BTIG, LLC|4582
EGN|ENERGEN CP|BYXM|CBOE TRADING, INC.|2462
EGN|ENERGEN CP|BZYD|GOLDMAN SACHS & CO. LLC|919
EGN|ENERGEN CP|CABR|Cabrera Capital Markets, Inc.|25
EGN|ENERGEN CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|107250
EGN|ENERGEN CP|CBRA|Cobra Trading, Inc.|800
EGN|ENERGEN CP|CHAS|Charles Schwab & Co., Inc.|2958
EGN|ENERGEN CP|CHLM|Craig-Hallum Capital Group LLC|300
EGN|ENERGEN CP|CIST|Capital Institutional Services, Inc.|176
EGN|ENERGEN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118388
EGN|ENERGEN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1890
EGN|ENERGEN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|459682
EGN|ENERGEN CP|CTDL|Citadel Derivatives Group Llc|2524
EGN|ENERGEN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|61888
EGN|ENERGEN CP|DBAB|Deutsche Bank Securities Inc.|355697
EGN|ENERGEN CP|DBAX|Deutsche Bank Securities Inc.|289800
EGN|ENERGEN CP|DBUL|Deutsche Bank Securities Inc.|300
EGN|ENERGEN CP|DCHF|Dart Executions, LLC|4554
EGN|ENERGEN CP|DEAN|MORGAN STANLEY|17871
EGN|ENERGEN CP|DEGS|RONIN PROFESSIONAL LLC|700
EGN|ENERGEN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21586
EGN|ENERGEN CP|DRWC|DRW SECURITIES, L.L.C.|100
EGN|ENERGEN CP|EBXL|EBX LLC|219300
EGN|ENERGEN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|18681
EGN|ENERGEN CP|EDJO|Edward D. Jones & Co., L.P.|4863
EGN|ENERGEN CP|EGAM|CBOE TRADING, INC.|11889
EGN|ENERGEN CP|EGAW|CBOE TRADING, INC.|403
EGN|ENERGEN CP|EGMT|EG MARKET TECHNOLOGIES LLC|2500
EGN|ENERGEN CP|EGXM|CBOE TRADING, INC.|3594
EGN|ENERGEN CP|ETBE|Electronic Transaction Clearing, Inc.|43092
EGN|ENERGEN CP|ETCC|Electronic Transaction Clearing, Inc.|654
EGN|ENERGEN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47584
EGN|ENERGEN CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
EGN|ENERGEN CP|ETRS|E*Trade Securities LLC|103619
EGN|ENERGEN CP|FILL|Tradestation Securities, Inc.|13628
EGN|ENERGEN CP|FMAF|NBCN Inc./ CDS|334
EGN|ENERGEN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4584
EGN|ENERGEN CP|FQLS|Quantlab Securities LP|451459
EGN|ENERGEN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|206703
EGN|ENERGEN CP|FTBR|Foliofn Investments, Inc.|1481
EGN|ENERGEN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|6100
EGN|ENERGEN CP|GLIS|TD Securities Inc|2572
EGN|ENERGEN CP|GLPX|ACS EXECUTION SERVICES, LLC|65320
EGN|ENERGEN CP|GSCO|GOLDMAN SACHS & CO. LLC|1224990
EGN|ENERGEN CP|GSCS|GOLDMAN SACHS & CO. LLC|10208
EGN|ENERGEN CP|GSLT|GOLDMAN SACHS & CO. LLC|11759
EGN|ENERGEN CP|GTSZ|GTS SECURITIES LLC|112311
EGN|ENERGEN CP|HAPX|HAP Trading, LLC|293
EGN|ENERGEN CP|HRBF|American Enterprise Investment Services Inc.|10509
EGN|ENERGEN CP|HSBC|HSBC Securities, Inc.|2743
EGN|ENERGEN CP|IATS|INTERACTIVE BROKERS LLC|54817
EGN|ENERGEN CP|IBKR|Interactive Brokers Llc|56794
EGN|ENERGEN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1182
EGN|ENERGEN CP|ICBX|INSTINET, LLC|101242
EGN|ENERGEN CP|IEQY|CITADEL SECURITIES LLC|216434
EGN|ENERGEN CP|INCA|INSTINET, LLC|676444
EGN|ENERGEN CP|INJX|INSTINET, LLC|33779
EGN|ENERGEN CP|ITGI|ITG Inc.|24382
EGN|ENERGEN CP|ITGP|ITG INC.|78000
EGN|ENERGEN CP|JANY|Janney Montgomery Scott Inc.|1006
EGN|ENERGEN CP|JEFF|JEFFERIES LLC|447076
EGN|ENERGEN CP|JMPT|JUMP TRADING, LLC|135607
EGN|ENERGEN CP|JPBX|J.P. MORGAN SECURITIES LLC|41338
EGN|ENERGEN CP|JPMX|J.P. Morgan Securities LLC|514362
EGN|ENERGEN CP|JRCO|Johnson Rice & Company L.L.C.|200
EGN|ENERGEN CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
EGN|ENERGEN CP|JSJX|JANE STREET CAPITAL LLC|72016
EGN|ENERGEN CP|KCGM|VIRTU Americas LLC|40496
EGN|ENERGEN CP|KEYB|KEYBANC CAPITAL MARKETS INC.|18552
EGN|ENERGEN CP|LEHM|Barclays Capital Inc./Le|2965968
EGN|ENERGEN CP|LIME|Lime Brokerage LLC|94642
EGN|ENERGEN CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|11400
EGN|ENERGEN CP|LOOP|Loop Capital Markets LLC|62274
EGN|ENERGEN CP|LQNA|LIQUIDNET, INC.|126300
EGN|ENERGEN CP|LSCI|Lek Securities Corporation|55
EGN|ENERGEN CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EGN|ENERGEN CP|MACC|Mid Atlantic Capital Corporation|100
EGN|ENERGEN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|147252
EGN|ENERGEN CP|MOTF|MOTIF INVESTING, INC.|2
EGN|ENERGEN CP|MSCO|MORGAN STANLEY & CO. LLC|2992164
EGN|ENERGEN CP|MSPL|MORGAN STANLEY & CO. LLC|502300
EGN|ENERGEN CP|MSTX|MORGAN STANLEY & CO. LLC|162900
EGN|ENERGEN CP|NATL|National Securities Corporation|800
EGN|ENERGEN CP|NFSC|National Financial Services LLC|274696
EGN|ENERGEN CP|NITE|VIRTU Americas LLC|713497
EGN|ENERGEN CP|NITP|VIRTU Americas LLC|300
EGN|ENERGEN CP|NQRB|Brut, LLC|13231
EGN|ENERGEN CP|OHOS|TWO SIGMA SECURITIES, LLC|101708
EGN|ENERGEN CP|OPCO|Oppenheimer & Co. Inc.|9909
EGN|ENERGEN CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
EGN|ENERGEN CP|PDQM|CODA MARKETS, INC.|131024
EGN|ENERGEN CP|PHLY|NASDAQ Execution Services, LLC|3800
EGN|ENERGEN CP|PWJC|UBS Financial Services, Inc.|8604
EGN|ENERGEN CP|RBCM|RBC CAPITAL MARKETS, LLC|3764
EGN|ENERGEN CP|RHCO|Suntrust Robinson Humphrey, Inc.|10000
EGN|ENERGEN CP|SAGL|SAGETRADER, LLC|47105
EGN|ENERGEN CP|SBSH|Citigroup Global Markets Inc.|310994
EGN|ENERGEN CP|SGMT|GOLDMAN SACHS & CO. LLC|273204
EGN|ENERGEN CP|SIBO|Prime Executions, Inc.|700
EGN|ENERGEN CP|SJLS|TRADE INFORMATICS LLC|17500
EGN|ENERGEN CP|SPDR|SPEEDROUTE LLC|8185
EGN|ENERGEN CP|SPGS|Sea Port Group Securities, LLC|16000
EGN|ENERGEN CP|SPHN|Stephens Inc.|10500
EGN|ENERGEN CP|SPTD|MINT GLOBAL MARKETS, INC.|200
EGN|ENERGEN CP|STFL|Stifel, Nicolaus & Company, Incorporated|5932
EGN|ENERGEN CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3208
EGN|ENERGEN CP|SWIM|TD Ameritrade, Inc.|76467
EGN|ENERGEN CP|SWST|Hilltop Securities Inc.|1083
EGN|ENERGEN CP|TKNG|ALLY INVEST SECURITIES LLC|734
EGN|ENERGEN CP|TMBR|Timber Hill LLC|28
EGN|ENERGEN CP|TRBT|Tradebot Systems, Inc.|233410
EGN|ENERGEN CP|TRCM|TRC MARKETS LLC|330886
EGN|ENERGEN CP|TWTT|TASTYWORKS, INC.|325
EGN|ENERGEN CP|UBSA|UBS SECURITIES LLC|1060148
EGN|ENERGEN CP|UBSS|UBS Securities LLC|2023887
EGN|ENERGEN CP|UFPA|UNITED FIRST PARTNERS LLC|2118
EGN|ENERGEN CP|VALX|VIRTU AMERICAS LLC|27934
EGN|ENERGEN CP|VGRD|Vanguard Marketing Corporation|5478
EGN|ENERGEN CP|WBLR|WILLIAM BLAIR|20
EGN|ENERGEN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1957
EGN|ENERGEN CP|WCHV|WELLS FARGO SECURITIES, LLC|252009
EGN|ENERGEN CP|WEDB|WEDBUSH SECURITIES INC.|6016
EGN|ENERGEN CP|WEED|Weeden & Co.L.P.|36566
EGN|ENERGEN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26010
EGN|ENERGEN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38166
EGN|ENERGEN CP|WFPB|Wells Fargo Securities, LLC.|700
EGN|ENERGEN CP|WGIF|CIBC World Markets Inc.|8337
EGN|ENERGEN CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|147
EGN|ENERGEN CP|WSAG|WALL STREET ACCESS|414
EGN|ENERGEN CP|WSEA|WOLVERINE SECURITIES, LLC|5911
EGN|ENERGEN CP|XIST|INSTINET, LLC|21610
EGN|ENERGEN CP|XPQR|Jump Trading|1100
EGN|ENERGEN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|55010
EGN|ENERGEN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|9111
EGN|ENERGEN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5180
EGO|ELDORADO GOLD CORP|ADAM|CANACCORD GENUITY INC.|1368
EGO|ELDORADO GOLD CORP|ALTX|Alternet Securities Inc.|2097
EGO|ELDORADO GOLD CORP|APCC|Apex Clearing Corporation|694140
EGO|ELDORADO GOLD CORP|BARD|Robert W. Baird & Co. Incorporated|6420
EGO|ELDORADO GOLD CORP|BATM|CBOE TRADING, INC.|22220
EGO|ELDORADO GOLD CORP|BERN|Sanford C. Bernstein & Co., LLC|150612
EGO|ELDORADO GOLD CORP|BIMI|Banca IMI Securities Corp.|309693
EGO|ELDORADO GOLD CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200860
EGO|ELDORADO GOLD CORP|BLKX|INSTINET, LLC|5000
EGO|ELDORADO GOLD CORP|BYXM|CBOE TRADING, INC.|400
EGO|ELDORADO GOLD CORP|CHAS|Charles Schwab & Co., Inc.|24737
EGO|ELDORADO GOLD CORP|CIST|Capital Institutional Services, Inc.|2000
EGO|ELDORADO GOLD CORP|CLSA|CLSA AMERICAS, LLC|700
EGO|ELDORADO GOLD CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
EGO|ELDORADO GOLD CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3700
EGO|ELDORADO GOLD CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|658064
EGO|ELDORADO GOLD CORP|CTDL|Citadel Derivatives Group Llc|1050
EGO|ELDORADO GOLD CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|95870
EGO|ELDORADO GOLD CORP|DBAB|Deutsche Bank Securities Inc.|86695
EGO|ELDORADO GOLD CORP|DBAX|Deutsche Bank Securities Inc.|521000
EGO|ELDORADO GOLD CORP|DCHF|Dart Executions, LLC|300
EGO|ELDORADO GOLD CORP|DEAN|MORGAN STANLEY|1484
EGO|ELDORADO GOLD CORP|DEGS|RONIN PROFESSIONAL LLC|3030
EGO|ELDORADO GOLD CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|73700
EGO|ELDORADO GOLD CORP|EBXL|EBX LLC|416900
EGO|ELDORADO GOLD CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|435900
EGO|ELDORADO GOLD CORP|EDJO|Edward D. Jones & Co., L.P.|1550
EGO|ELDORADO GOLD CORP|EGAM|CBOE TRADING, INC.|14271
EGO|ELDORADO GOLD CORP|EGXM|CBOE TRADING, INC.|20850
EGO|ELDORADO GOLD CORP|ELEV|ELEVATION, LLC|62668
EGO|ELDORADO GOLD CORP|ETBE|Electronic Transaction Clearing, Inc.|16700
EGO|ELDORADO GOLD CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
EGO|ELDORADO GOLD CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
EGO|ELDORADO GOLD CORP|ETRS|E*Trade Securities LLC|3769509
EGO|ELDORADO GOLD CORP|FFSI|Firstrade Securities Inc.|750
EGO|ELDORADO GOLD CORP|FILL|Tradestation Securities, Inc.|88381
EGO|ELDORADO GOLD CORP|FMAF|NBCN Inc./ CDS|54050
EGO|ELDORADO GOLD CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113480
EGO|ELDORADO GOLD CORP|FTBR|Foliofn Investments, Inc.|514
EGO|ELDORADO GOLD CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2858
EGO|ELDORADO GOLD CORP|GLIS|TD Securities Inc|61828
EGO|ELDORADO GOLD CORP|GLPX|ACS EXECUTION SERVICES, LLC|9510
EGO|ELDORADO GOLD CORP|GSCO|GOLDMAN SACHS & CO. LLC|732254
EGO|ELDORADO GOLD CORP|GSLT|GOLDMAN SACHS & CO. LLC|39158
EGO|ELDORADO GOLD CORP|HAPX|HAP Trading, LLC|200
EGO|ELDORADO GOLD CORP|HRBF|American Enterprise Investment Services Inc.|241552
EGO|ELDORADO GOLD CORP|HSBC|HSBC Securities, Inc.|2100
EGO|ELDORADO GOLD CORP|IATS|INTERACTIVE BROKERS LLC|237956
EGO|ELDORADO GOLD CORP|IBKR|Interactive Brokers Llc|234203
EGO|ELDORADO GOLD CORP|ICBX|INSTINET, LLC|362155
EGO|ELDORADO GOLD CORP|INCA|INSTINET, LLC|332805
EGO|ELDORADO GOLD CORP|INJX|INSTINET, LLC|8999
EGO|ELDORADO GOLD CORP|ITGI|ITG Inc.|263067
EGO|ELDORADO GOLD CORP|ITGP|ITG INC.|287000
EGO|ELDORADO GOLD CORP|JANY|Janney Montgomery Scott Inc.|201
EGO|ELDORADO GOLD CORP|JEFF|JEFFERIES LLC|109882
EGO|ELDORADO GOLD CORP|JMPT|JUMP TRADING, LLC|18677
EGO|ELDORADO GOLD CORP|JPBX|J.P. MORGAN SECURITIES LLC|1100
EGO|ELDORADO GOLD CORP|JPMX|J.P. Morgan Securities LLC|845626
EGO|ELDORADO GOLD CORP|JSJX|JANE STREET CAPITAL LLC|3200
EGO|ELDORADO GOLD CORP|KCGM|VIRTU Americas LLC|109772
EGO|ELDORADO GOLD CORP|KRSH|Kershner Securities, LLC|13086
EGO|ELDORADO GOLD CORP|LEHM|Barclays Capital Inc./Le|986384
EGO|ELDORADO GOLD CORP|LIME|Lime Brokerage LLC|5132
EGO|ELDORADO GOLD CORP|LSCI|Lek Securities Corporation|6100
EGO|ELDORADO GOLD CORP|MACQ|Macquarie Capital (USA) Inc.|300
EGO|ELDORADO GOLD CORP|MAXM|Maxim Group LLC|60809
EGO|ELDORADO GOLD CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|753004
EGO|ELDORADO GOLD CORP|MOTF|MOTIF INVESTING, INC.|3
EGO|ELDORADO GOLD CORP|MSCO|MORGAN STANLEY & CO. LLC|758720
EGO|ELDORADO GOLD CORP|MSPL|MORGAN STANLEY & CO. LLC|1030700
EGO|ELDORADO GOLD CORP|MSTX|MORGAN STANLEY & CO. LLC|139500
EGO|ELDORADO GOLD CORP|NFSC|National Financial Services LLC|1819187
EGO|ELDORADO GOLD CORP|NITE|VIRTU Americas LLC|7136488
EGO|ELDORADO GOLD CORP|NITP|VIRTU Americas LLC|109021
EGO|ELDORADO GOLD CORP|NQRB|Brut, LLC|36194
EGO|ELDORADO GOLD CORP|NTBF|BMO Nesbitt Burns Inc./CDS|30028
EGO|ELDORADO GOLD CORP|OHOS|TWO SIGMA SECURITIES, LLC|400
EGO|ELDORADO GOLD CORP|OLDM|OLD MISSION CAPITAL, LLC|42916
EGO|ELDORADO GOLD CORP|OPCO|Oppenheimer & Co. Inc.|36823
EGO|ELDORADO GOLD CORP|PCPT|PHILLIP CAPITAL INC.|8000
EGO|ELDORADO GOLD CORP|PDQM|CODA MARKETS, INC.|57963
EGO|ELDORADO GOLD CORP|PHLY|NASDAQ Execution Services, LLC|2000
EGO|ELDORADO GOLD CORP|RBCM|RBC CAPITAL MARKETS, LLC|14026
EGO|ELDORADO GOLD CORP|RGLD|Regal Securities, Inc|575792
EGO|ELDORADO GOLD CORP|RHOX|XR Securities LLC|31554
EGO|ELDORADO GOLD CORP|SAGL|SAGETRADER, LLC|217362
EGO|ELDORADO GOLD CORP|SALI|INTL FCSTONE FINANCIAL INC.|400
EGO|ELDORADO GOLD CORP|SBSH|Citigroup Global Markets Inc.|910967
EGO|ELDORADO GOLD CORP|SGMT|GOLDMAN SACHS & CO. LLC|146852
EGO|ELDORADO GOLD CORP|SPDR|SPEEDROUTE LLC|9900
EGO|ELDORADO GOLD CORP|SPNT|SEVEN POINTS CAPITAL, LLC|74886
EGO|ELDORADO GOLD CORP|STFL|Stifel, Nicolaus & Company, Incorporated|50331
EGO|ELDORADO GOLD CORP|SWIM|TD Ameritrade, Inc.|536900
EGO|ELDORADO GOLD CORP|TKNG|ALLY INVEST SECURITIES LLC|65313
EGO|ELDORADO GOLD CORP|TRBT|Tradebot Systems, Inc.|2000
EGO|ELDORADO GOLD CORP|TRCM|TRC MARKETS LLC|12465
EGO|ELDORADO GOLD CORP|TWTT|TASTYWORKS, INC.|460
EGO|ELDORADO GOLD CORP|UBSA|UBS SECURITIES LLC|1031458
EGO|ELDORADO GOLD CORP|UBSS|UBS Securities LLC|1738104
EGO|ELDORADO GOLD CORP|VALX|VIRTU AMERICAS LLC|182690
EGO|ELDORADO GOLD CORP|VGRD|Vanguard Marketing Corporation|243268
EGO|ELDORADO GOLD CORP|VSIN|Vision Financial Markets Llc|4500
EGO|ELDORADO GOLD CORP|WCHV|WELLS FARGO SECURITIES, LLC|616541
EGO|ELDORADO GOLD CORP|WEDB|WEDBUSH SECURITIES INC.|13800
EGO|ELDORADO GOLD CORP|WEED|Weeden & Co.L.P.|200
EGO|ELDORADO GOLD CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7303
EGO|ELDORADO GOLD CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6201
EGO|ELDORADO GOLD CORP|WSEA|WOLVERINE SECURITIES, LLC|72625
EGO|ELDORADO GOLD CORP|XIST|INSTINET, LLC|53200
EGO|ELDORADO GOLD CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|92878
EGO|ELDORADO GOLD CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|8915
EGO|ELDORADO GOLD CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20000
EGOV|NIC INC.|ANOS|ABEL/NOSER, L.L.C.|1816
EGOV|NIC INC.|APCC|Apex Clearing Corporation|142
EGOV|NIC INC.|BANK|Primevest Financial Services, Inc.|2
EGOV|NIC INC.|BARD|Robert W. Baird & Co. Incorporated|1850
EGOV|NIC INC.|BATM|CBOE TRADING, INC.|100
EGOV|NIC INC.|BERN|Sanford C. Bernstein & Co., LLC|70182
EGOV|NIC INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1019
EGOV|NIC INC.|BLKX|INSTINET, LLC|17400
EGOV|NIC INC.|BMOC|BMO Capital Markets Corp.|10258
EGOV|NIC INC.|BNPX|BNP PARIBAS SECURITIES CORP.|11025
EGOV|NIC INC.|BRVL|BLAYLOCK VAN, LLC|600
EGOV|NIC INC.|BTIG|BTIG, LLC|16455
EGOV|NIC INC.|CANT|Cantor Fitzgerald & Co.|229
EGOV|NIC INC.|CHAS|Charles Schwab & Co., Inc.|109
EGOV|NIC INC.|CIST|Capital Institutional Services, Inc.|30
EGOV|NIC INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29969
EGOV|NIC INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6964
EGOV|NIC INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1900
EGOV|NIC INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142725
EGOV|NIC INC.|CTDL|Citadel Derivatives Group Llc|11233
EGOV|NIC INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|52778
EGOV|NIC INC.|DADA|D.A. Davidson & Co.|9007
EGOV|NIC INC.|DBAB|Deutsche Bank Securities Inc.|745215
EGOV|NIC INC.|DBAX|Deutsche Bank Securities Inc.|174200
EGOV|NIC INC.|DBUL|Deutsche Bank Securities Inc.|100
EGOV|NIC INC.|DEAN|MORGAN STANLEY|273
EGOV|NIC INC.|DEGS|RONIN PROFESSIONAL LLC|1225
EGOV|NIC INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3680
EGOV|NIC INC.|EBXL|EBX LLC|48700
EGOV|NIC INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|740
EGOV|NIC INC.|EDJO|Edward D. Jones & Co., L.P.|2740
EGOV|NIC INC.|EGAM|CBOE TRADING, INC.|1509
EGOV|NIC INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
EGOV|NIC INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2012
EGOV|NIC INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
EGOV|NIC INC.|ETRS|E*Trade Securities LLC|14394
EGOV|NIC INC.|FBCO|Credit Suisse Securities (USA) LLC|149336
EGOV|NIC INC.|FBSB|U.S. Bancorp Investments, Inc.|3
EGOV|NIC INC.|FILL|Tradestation Securities, Inc.|435
EGOV|NIC INC.|FMAF|NBCN Inc./ CDS|3049
EGOV|NIC INC.|FOMA|TD AMERITRADE CLEARING, INC.|75399
EGOV|NIC INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
EGOV|NIC INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17686
EGOV|NIC INC.|FTBR|Foliofn Investments, Inc.|1033
EGOV|NIC INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|19105
EGOV|NIC INC.|GLPX|ACS EXECUTION SERVICES, LLC|2606
EGOV|NIC INC.|GSCO|GOLDMAN SACHS & CO. LLC|928110
EGOV|NIC INC.|GSCS|GOLDMAN SACHS & CO. LLC|14999
EGOV|NIC INC.|GSLT|GOLDMAN SACHS & CO. LLC|517
EGOV|NIC INC.|GTSZ|GTS SECURITIES LLC|35480
EGOV|NIC INC.|HRBF|American Enterprise Investment Services Inc.|554
EGOV|NIC INC.|IATS|INTERACTIVE BROKERS LLC|6516
EGOV|NIC INC.|IBKR|Interactive Brokers Llc|113031
EGOV|NIC INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
EGOV|NIC INC.|ICBX|INSTINET, LLC|26438
EGOV|NIC INC.|IEQY|CITADEL SECURITIES LLC|4114
EGOV|NIC INC.|INCA|INSTINET, LLC|134875
EGOV|NIC INC.|INJX|INSTINET, LLC|4668
EGOV|NIC INC.|ITGI|ITG Inc.|11755
EGOV|NIC INC.|ITGP|ITG INC.|69600
EGOV|NIC INC.|JEFF|JEFFERIES LLC|31064
EGOV|NIC INC.|JMPT|JUMP TRADING, LLC|3310
EGOV|NIC INC.|JPBX|J.P. MORGAN SECURITIES LLC|4428
EGOV|NIC INC.|JPMX|J.P. Morgan Securities LLC|298713
EGOV|NIC INC.|JSJX|JANE STREET CAPITAL LLC|4123
EGOV|NIC INC.|KCGM|VIRTU Americas LLC|32194
EGOV|NIC INC.|LEHM|Barclays Capital Inc./Le|360288
EGOV|NIC INC.|LGNT|COR CLEARING LLC|27
EGOV|NIC INC.|LIME|Lime Brokerage LLC|211012
EGOV|NIC INC.|MACQ|Macquarie Capital (USA) Inc.|500
EGOV|NIC INC.|MAXM|Maxim Group LLC|6926
EGOV|NIC INC.|MCMF|Raymond James Ltd. Cds|7695
EGOV|NIC INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|169146
EGOV|NIC INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1164
EGOV|NIC INC.|MSCO|MORGAN STANLEY & CO. LLC|1106798
EGOV|NIC INC.|MSPL|MORGAN STANLEY & CO. LLC|314200
EGOV|NIC INC.|MSTX|MORGAN STANLEY & CO. LLC|77600
EGOV|NIC INC.|NFSC|National Financial Services LLC|86564
EGOV|NIC INC.|NITE|VIRTU Americas LLC|193154
EGOV|NIC INC.|NITP|VIRTU Americas LLC|9754
EGOV|NIC INC.|OPCO|Oppenheimer & Co. Inc.|858
EGOV|NIC INC.|PDQM|CODA MARKETS, INC.|17020
EGOV|NIC INC.|PHLY|NASDAQ Execution Services, LLC|600
EGOV|NIC INC.|PWJC|UBS Financial Services, Inc.|100
EGOV|NIC INC.|RAJA|Raymond James & Associates, Inc.|250
EGOV|NIC INC.|RBCM|RBC CAPITAL MARKETS, LLC|5514
EGOV|NIC INC.|SAGW|SAGETRADER, LLC|1890
EGOV|NIC INC.|SBSH|Citigroup Global Markets Inc.|142679
EGOV|NIC INC.|SGMT|GOLDMAN SACHS & CO. LLC|46197
EGOV|NIC INC.|SPDR|SPEEDROUTE LLC|150
EGOV|NIC INC.|STFL|Stifel, Nicolaus & Company, Incorporated|46103
EGOV|NIC INC.|SWIM|TD Ameritrade, Inc.|13068
EGOV|NIC INC.|TMBR|Timber Hill LLC|413
EGOV|NIC INC.|TRBT|Tradebot Systems, Inc.|9354
EGOV|NIC INC.|TRCM|TRC MARKETS LLC|68433
EGOV|NIC INC.|TWTT|TASTYWORKS, INC.|247
EGOV|NIC INC.|UBSA|UBS SECURITIES LLC|349949
EGOV|NIC INC.|UBSS|UBS Securities LLC|348047
EGOV|NIC INC.|VALX|VIRTU AMERICAS LLC|32486
EGOV|NIC INC.|VGRD|Vanguard Marketing Corporation|14084
EGOV|NIC INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
EGOV|NIC INC.|WCHV|WELLS FARGO SECURITIES, LLC|46991
EGOV|NIC INC.|WEED|Weeden & Co.L.P.|4026
EGOV|NIC INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1916
EGOV|NIC INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|397
EGOV|NIC INC.|WGIF|CIBC World Markets Inc.|740
EGOV|NIC INC.|WSEA|WOLVERINE SECURITIES, LLC|313
EGOV|NIC INC.|XIST|INSTINET, LLC|20180
EGOV|NIC INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|33200
EGOV|NIC INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1890
EGP|EASTGROUP PROPERTIES|ALTX|Alternet Securities Inc.|150
EGP|EASTGROUP PROPERTIES|APCC|Apex Clearing Corporation|183
EGP|EASTGROUP PROPERTIES|BARD|Robert W. Baird & Co. Incorporated|346
EGP|EASTGROUP PROPERTIES|BATM|CBOE TRADING, INC.|1326
EGP|EASTGROUP PROPERTIES|BAYC|BAY CREST PARTNERS, LLC|18
EGP|EASTGROUP PROPERTIES|BBNT|BB&T SECURITIES, LLC|80
EGP|EASTGROUP PROPERTIES|BERN|Sanford C. Bernstein & Co., LLC|2700
EGP|EASTGROUP PROPERTIES|BIDS|BIDS TRADING L.P.|200
EGP|EASTGROUP PROPERTIES|BLKX|INSTINET, LLC|5300
EGP|EASTGROUP PROPERTIES|BNPX|BNP PARIBAS SECURITIES CORP.|15591
EGP|EASTGROUP PROPERTIES|BTIG|BTIG, LLC|362
EGP|EASTGROUP PROPERTIES|BZYD|GOLDMAN SACHS & CO. LLC|713
EGP|EASTGROUP PROPERTIES|CANT|Cantor Fitzgerald & Co.|23
EGP|EASTGROUP PROPERTIES|CHAS|Charles Schwab & Co., Inc.|174
EGP|EASTGROUP PROPERTIES|CIST|Capital Institutional Services, Inc.|467
EGP|EASTGROUP PROPERTIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46511
EGP|EASTGROUP PROPERTIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
EGP|EASTGROUP PROPERTIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
EGP|EASTGROUP PROPERTIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42104
EGP|EASTGROUP PROPERTIES|CTDL|Citadel Derivatives Group Llc|4954
EGP|EASTGROUP PROPERTIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|13072
EGP|EASTGROUP PROPERTIES|DADA|D.A. Davidson & Co.|33
EGP|EASTGROUP PROPERTIES|DBAB|Deutsche Bank Securities Inc.|47240
EGP|EASTGROUP PROPERTIES|DBAX|Deutsche Bank Securities Inc.|24500
EGP|EASTGROUP PROPERTIES|DEAN|MORGAN STANLEY|1462
EGP|EASTGROUP PROPERTIES|DEGS|RONIN PROFESSIONAL LLC|100
EGP|EASTGROUP PROPERTIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34
EGP|EASTGROUP PROPERTIES|EBXL|EBX LLC|37300
EGP|EASTGROUP PROPERTIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|144
EGP|EASTGROUP PROPERTIES|EDJO|Edward D. Jones & Co., L.P.|117
EGP|EASTGROUP PROPERTIES|EGAM|CBOE TRADING, INC.|285
EGP|EASTGROUP PROPERTIES|EGMT|EG MARKET TECHNOLOGIES LLC|289
EGP|EASTGROUP PROPERTIES|EGXM|CBOE TRADING, INC.|302
EGP|EASTGROUP PROPERTIES|ELEV|ELEVATION, LLC|645
EGP|EASTGROUP PROPERTIES|ESPO|ESPOSITO SECURITIES, LLC|300
EGP|EASTGROUP PROPERTIES|ETBE|Electronic Transaction Clearing, Inc.|2350
EGP|EASTGROUP PROPERTIES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
EGP|EASTGROUP PROPERTIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9846
EGP|EASTGROUP PROPERTIES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
EGP|EASTGROUP PROPERTIES|ETRS|E*Trade Securities LLC|2843
EGP|EASTGROUP PROPERTIES|FILL|Tradestation Securities, Inc.|100
EGP|EASTGROUP PROPERTIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7211
EGP|EASTGROUP PROPERTIES|FQLS|Quantlab Securities LP|33414
EGP|EASTGROUP PROPERTIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41634
EGP|EASTGROUP PROPERTIES|FTBR|Foliofn Investments, Inc.|2922
EGP|EASTGROUP PROPERTIES|GLPX|ACS EXECUTION SERVICES, LLC|1656
EGP|EASTGROUP PROPERTIES|GSCO|GOLDMAN SACHS & CO. LLC|200910
EGP|EASTGROUP PROPERTIES|GSCS|GOLDMAN SACHS & CO. LLC|4924
EGP|EASTGROUP PROPERTIES|GSLT|GOLDMAN SACHS & CO. LLC|491
EGP|EASTGROUP PROPERTIES|GTSZ|GTS SECURITIES LLC|23729
EGP|EASTGROUP PROPERTIES|HRBF|American Enterprise Investment Services Inc.|205
EGP|EASTGROUP PROPERTIES|HSBC|HSBC Securities, Inc.|100
EGP|EASTGROUP PROPERTIES|IATS|INTERACTIVE BROKERS LLC|730
EGP|EASTGROUP PROPERTIES|IBKR|Interactive Brokers Llc|3283
EGP|EASTGROUP PROPERTIES|ICBX|INSTINET, LLC|6700
EGP|EASTGROUP PROPERTIES|IEQY|CITADEL SECURITIES LLC|16222
EGP|EASTGROUP PROPERTIES|INCA|INSTINET, LLC|50199
EGP|EASTGROUP PROPERTIES|INJX|INSTINET, LLC|7369
EGP|EASTGROUP PROPERTIES|ITGI|ITG Inc.|4771
EGP|EASTGROUP PROPERTIES|ITGP|ITG INC.|18600
EGP|EASTGROUP PROPERTIES|JEFF|JEFFERIES LLC|20882
EGP|EASTGROUP PROPERTIES|JMPT|JUMP TRADING, LLC|5181
EGP|EASTGROUP PROPERTIES|JONE|JonesTrading|3505
EGP|EASTGROUP PROPERTIES|JPBX|J.P. MORGAN SECURITIES LLC|9309
EGP|EASTGROUP PROPERTIES|JPMX|J.P. Morgan Securities LLC|51602
EGP|EASTGROUP PROPERTIES|JSJX|JANE STREET CAPITAL LLC|4041
EGP|EASTGROUP PROPERTIES|KCGM|VIRTU Americas LLC|7534
EGP|EASTGROUP PROPERTIES|LEHM|Barclays Capital Inc./Le|73552
EGP|EASTGROUP PROPERTIES|LIME|Lime Brokerage LLC|7241
EGP|EASTGROUP PROPERTIES|LOOP|Loop Capital Markets LLC|100
EGP|EASTGROUP PROPERTIES|MAXM|Maxim Group LLC|12
EGP|EASTGROUP PROPERTIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20000
EGP|EASTGROUP PROPERTIES|MOTF|MOTIF INVESTING, INC.|1
EGP|EASTGROUP PROPERTIES|MSCO|MORGAN STANLEY & CO. LLC|181520
EGP|EASTGROUP PROPERTIES|MSPL|MORGAN STANLEY & CO. LLC|49800
EGP|EASTGROUP PROPERTIES|MSTX|MORGAN STANLEY & CO. LLC|6200
EGP|EASTGROUP PROPERTIES|NFSC|National Financial Services LLC|5248
EGP|EASTGROUP PROPERTIES|NITE|VIRTU Americas LLC|48614
EGP|EASTGROUP PROPERTIES|NQRB|Brut, LLC|200
EGP|EASTGROUP PROPERTIES|NTRC|Northern Trust Securities, Inc.|1071
EGP|EASTGROUP PROPERTIES|OPCO|Oppenheimer & Co. Inc.|325
EGP|EASTGROUP PROPERTIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
EGP|EASTGROUP PROPERTIES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1471
EGP|EASTGROUP PROPERTIES|PDQM|CODA MARKETS, INC.|12526
EGP|EASTGROUP PROPERTIES|RBCM|RBC CAPITAL MARKETS, LLC|940
EGP|EASTGROUP PROPERTIES|SBSH|Citigroup Global Markets Inc.|34513
EGP|EASTGROUP PROPERTIES|SGMT|GOLDMAN SACHS & CO. LLC|16016
EGP|EASTGROUP PROPERTIES|SPDR|SPEEDROUTE LLC|550
EGP|EASTGROUP PROPERTIES|SPHN|Stephens Inc.|132
EGP|EASTGROUP PROPERTIES|STFL|Stifel, Nicolaus & Company, Incorporated|1400
EGP|EASTGROUP PROPERTIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4550
EGP|EASTGROUP PROPERTIES|SWIM|TD Ameritrade, Inc.|442
EGP|EASTGROUP PROPERTIES|SWST|Hilltop Securities Inc.|1
EGP|EASTGROUP PROPERTIES|TDSI|TD Securities (USA) LLC|400
EGP|EASTGROUP PROPERTIES|TKNG|ALLY INVEST SECURITIES LLC|530
EGP|EASTGROUP PROPERTIES|TRBT|Tradebot Systems, Inc.|9469
EGP|EASTGROUP PROPERTIES|TRCM|TRC MARKETS LLC|14403
EGP|EASTGROUP PROPERTIES|UBSA|UBS SECURITIES LLC|122082
EGP|EASTGROUP PROPERTIES|UBSS|UBS Securities LLC|180235
EGP|EASTGROUP PROPERTIES|VALX|VIRTU AMERICAS LLC|6029
EGP|EASTGROUP PROPERTIES|VGRD|Vanguard Marketing Corporation|2629
EGP|EASTGROUP PROPERTIES|WBPX|SUMMIT SECURITIES GROUP, LLC|424
EGP|EASTGROUP PROPERTIES|WCHV|WELLS FARGO SECURITIES, LLC|24751
EGP|EASTGROUP PROPERTIES|WDNX|WEEDEN & CO.L.P.|248
EGP|EASTGROUP PROPERTIES|WEED|Weeden & Co.L.P.|3272
EGP|EASTGROUP PROPERTIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3150
EGP|EASTGROUP PROPERTIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2774
EGP|EASTGROUP PROPERTIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13
EGP|EASTGROUP PROPERTIES|WSAG|WALL STREET ACCESS|200
EGP|EASTGROUP PROPERTIES|WSEA|WOLVERINE SECURITIES, LLC|979
EGP|EASTGROUP PROPERTIES|XIST|INSTINET, LLC|4800
EGP|EASTGROUP PROPERTIES|XPQR|Jump Trading|439
EGP|EASTGROUP PROPERTIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
EGP|EASTGROUP PROPERTIES|YKNA|COMHAR CAPITAL MARKETS, LLC|350
EGP|EASTGROUP PROPERTIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|126
EGPT|VANECK VECTORS EGYPT|ALTX|Alternet Securities Inc.|100
EGPT|VANECK VECTORS EGYPT|APCC|Apex Clearing Corporation|10062
EGPT|VANECK VECTORS EGYPT|BATM|CBOE TRADING, INC.|800
EGPT|VANECK VECTORS EGYPT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
EGPT|VANECK VECTORS EGYPT|BYXM|CBOE TRADING, INC.|3800
EGPT|VANECK VECTORS EGYPT|CHAS|Charles Schwab & Co., Inc.|4
EGPT|VANECK VECTORS EGYPT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12382
EGPT|VANECK VECTORS EGYPT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|463
EGPT|VANECK VECTORS EGYPT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
EGPT|VANECK VECTORS EGYPT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11876
EGPT|VANECK VECTORS EGYPT|CXCX|CITIGROUP GLOBAL MARKETS INC.|9042
EGPT|VANECK VECTORS EGYPT|DBAX|Deutsche Bank Securities Inc.|11600
EGPT|VANECK VECTORS EGYPT|DEAN|MORGAN STANLEY|879
EGPT|VANECK VECTORS EGYPT|EBXL|EBX LLC|17700
EGPT|VANECK VECTORS EGYPT|ECUT|CONVERGEX EXECUTION SOLUTIONS|40
EGPT|VANECK VECTORS EGYPT|EGXM|CBOE TRADING, INC.|11
EGPT|VANECK VECTORS EGYPT|ETRS|E*Trade Securities LLC|5727
EGPT|VANECK VECTORS EGYPT|FILL|Tradestation Securities, Inc.|714
EGPT|VANECK VECTORS EGYPT|FLTU|FLOW TRADERS US LLC|500
EGPT|VANECK VECTORS EGYPT|FTBR|Foliofn Investments, Inc.|12851
EGPT|VANECK VECTORS EGYPT|GEBB|GLOBAL EXECUTION BROKERS, LP|2300
EGPT|VANECK VECTORS EGYPT|GLPX|ACS EXECUTION SERVICES, LLC|699
EGPT|VANECK VECTORS EGYPT|GSCO|GOLDMAN SACHS & CO. LLC|3555
EGPT|VANECK VECTORS EGYPT|GSLT|GOLDMAN SACHS & CO. LLC|100
EGPT|VANECK VECTORS EGYPT|GTSZ|GTS SECURITIES LLC|1200
EGPT|VANECK VECTORS EGYPT|HRBF|American Enterprise Investment Services Inc.|192
EGPT|VANECK VECTORS EGYPT|HSBC|HSBC Securities, Inc.|664
EGPT|VANECK VECTORS EGYPT|IATS|INTERACTIVE BROKERS LLC|1985
EGPT|VANECK VECTORS EGYPT|IBKR|Interactive Brokers Llc|15703
EGPT|VANECK VECTORS EGYPT|ICBX|INSTINET, LLC|8700
EGPT|VANECK VECTORS EGYPT|INCA|INSTINET, LLC|199
EGPT|VANECK VECTORS EGYPT|ITGI|ITG Inc.|13633
EGPT|VANECK VECTORS EGYPT|ITGP|ITG INC.|8600
EGPT|VANECK VECTORS EGYPT|JPMX|J.P. Morgan Securities LLC|14468
EGPT|VANECK VECTORS EGYPT|JSEB|JANE STREET EXECUTION SERVICES, LLC|100836
EGPT|VANECK VECTORS EGYPT|JSJX|JANE STREET CAPITAL LLC|44477
EGPT|VANECK VECTORS EGYPT|KCGM|VIRTU Americas LLC|8208
EGPT|VANECK VECTORS EGYPT|LEHM|Barclays Capital Inc./Le|7600
EGPT|VANECK VECTORS EGYPT|LIME|Lime Brokerage LLC|15231
EGPT|VANECK VECTORS EGYPT|LSCI|Lek Securities Corporation|5
EGPT|VANECK VECTORS EGYPT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|35
EGPT|VANECK VECTORS EGYPT|MSCO|MORGAN STANLEY & CO. LLC|12119
EGPT|VANECK VECTORS EGYPT|MSPL|MORGAN STANLEY & CO. LLC|7800
EGPT|VANECK VECTORS EGYPT|NFSC|National Financial Services LLC|66050
EGPT|VANECK VECTORS EGYPT|NITE|VIRTU Americas LLC|168876
EGPT|VANECK VECTORS EGYPT|NQRB|Brut, LLC|2599
EGPT|VANECK VECTORS EGYPT|NTBF|BMO Nesbitt Burns Inc./CDS|100
EGPT|VANECK VECTORS EGYPT|PDQM|CODA MARKETS, INC.|1399
EGPT|VANECK VECTORS EGYPT|RBCM|RBC CAPITAL MARKETS, LLC|6579
EGPT|VANECK VECTORS EGYPT|RGLD|Regal Securities, Inc|38
EGPT|VANECK VECTORS EGYPT|SBSH|Citigroup Global Markets Inc.|1055
EGPT|VANECK VECTORS EGYPT|SGMT|GOLDMAN SACHS & CO. LLC|19964
EGPT|VANECK VECTORS EGYPT|SPDR|SPEEDROUTE LLC|4800
EGPT|VANECK VECTORS EGYPT|SPTD|MINT GLOBAL MARKETS, INC.|100
EGPT|VANECK VECTORS EGYPT|SWIM|TD Ameritrade, Inc.|10493
EGPT|VANECK VECTORS EGYPT|SWST|Hilltop Securities Inc.|2
EGPT|VANECK VECTORS EGYPT|TKNG|ALLY INVEST SECURITIES LLC|181
EGPT|VANECK VECTORS EGYPT|UBSS|UBS Securities LLC|23713
EGPT|VANECK VECTORS EGYPT|VGRD|Vanguard Marketing Corporation|2924
EGPT|VANECK VECTORS EGYPT|WBET|Wallachbeth Capital LLC|11876
EGPT|VANECK VECTORS EGYPT|WCHV|WELLS FARGO SECURITIES, LLC|61954
EGPT|VANECK VECTORS EGYPT|WGIF|CIBC World Markets Inc.|250
EGPT|VANECK VECTORS EGYPT|WSEA|WOLVERINE SECURITIES, LLC|238
EGPT|VANECK VECTORS EGYPT|XSTM|NATIONAL FINANCIAL SERVICES LLC|11060
EGRX|EAGLE PHARMACEUTICAL|AGIS|Aegis Capital Corp.|600
EGRX|EAGLE PHARMACEUTICAL|ALTX|Alternet Securities Inc.|4141
EGRX|EAGLE PHARMACEUTICAL|APCC|Apex Clearing Corporation|181
EGRX|EAGLE PHARMACEUTICAL|AQUA|AQUA SECURITIES L.P.|3100
EGRX|EAGLE PHARMACEUTICAL|BARD|Robert W. Baird & Co. Incorporated|7
EGRX|EAGLE PHARMACEUTICAL|BATM|CBOE TRADING, INC.|5455
EGRX|EAGLE PHARMACEUTICAL|BAYT|BTIG, LLC|2400
EGRX|EAGLE PHARMACEUTICAL|BERN|Sanford C. Bernstein & Co., LLC|89462
EGRX|EAGLE PHARMACEUTICAL|BIMI|Banca IMI Securities Corp.|109
EGRX|EAGLE PHARMACEUTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15231
EGRX|EAGLE PHARMACEUTICAL|BLKX|INSTINET, LLC|44600
EGRX|EAGLE PHARMACEUTICAL|BMOC|BMO Capital Markets Corp.|1462
EGRX|EAGLE PHARMACEUTICAL|BNPX|BNP PARIBAS SECURITIES CORP.|15903
EGRX|EAGLE PHARMACEUTICAL|BTIG|BTIG, LLC|16500
EGRX|EAGLE PHARMACEUTICAL|BYXM|CBOE TRADING, INC.|1300
EGRX|EAGLE PHARMACEUTICAL|CANT|Cantor Fitzgerald & Co.|64
EGRX|EAGLE PHARMACEUTICAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|61330
EGRX|EAGLE PHARMACEUTICAL|CHBC|PENSERRA SECURITIES, LLC|14672
EGRX|EAGLE PHARMACEUTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72816
EGRX|EAGLE PHARMACEUTICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7310
EGRX|EAGLE PHARMACEUTICAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5324
EGRX|EAGLE PHARMACEUTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|104383
EGRX|EAGLE PHARMACEUTICAL|CTDL|Citadel Derivatives Group Llc|12024
EGRX|EAGLE PHARMACEUTICAL|CTLR|CUTLER GROUP, LP|3987
EGRX|EAGLE PHARMACEUTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|6432
EGRX|EAGLE PHARMACEUTICAL|DADA|D.A. Davidson & Co.|100
EGRX|EAGLE PHARMACEUTICAL|DBAB|Deutsche Bank Securities Inc.|227540
EGRX|EAGLE PHARMACEUTICAL|DBAX|Deutsche Bank Securities Inc.|76300
EGRX|EAGLE PHARMACEUTICAL|DBUL|Deutsche Bank Securities Inc.|3000
EGRX|EAGLE PHARMACEUTICAL|DEAN|MORGAN STANLEY|146
EGRX|EAGLE PHARMACEUTICAL|DEGS|RONIN PROFESSIONAL LLC|3304
EGRX|EAGLE PHARMACEUTICAL|DRWC|DRW SECURITIES, L.L.C.|1215
EGRX|EAGLE PHARMACEUTICAL|EBXL|EBX LLC|46400
EGRX|EAGLE PHARMACEUTICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|4494
EGRX|EAGLE PHARMACEUTICAL|EDJO|Edward D. Jones & Co., L.P.|255
EGRX|EAGLE PHARMACEUTICAL|EGAM|CBOE TRADING, INC.|4481
EGRX|EAGLE PHARMACEUTICAL|EGAW|CBOE TRADING, INC.|250
EGRX|EAGLE PHARMACEUTICAL|EGMT|EG MARKET TECHNOLOGIES LLC|715
EGRX|EAGLE PHARMACEUTICAL|EGXM|CBOE TRADING, INC.|3300
EGRX|EAGLE PHARMACEUTICAL|EGXW|CBOE TRADING, INC.|100
EGRX|EAGLE PHARMACEUTICAL|ETBE|Electronic Transaction Clearing, Inc.|7956
EGRX|EAGLE PHARMACEUTICAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|209
EGRX|EAGLE PHARMACEUTICAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4768
EGRX|EAGLE PHARMACEUTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55797
EGRX|EAGLE PHARMACEUTICAL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|414
EGRX|EAGLE PHARMACEUTICAL|ETRS|E*Trade Securities LLC|7811
EGRX|EAGLE PHARMACEUTICAL|FBCO|Credit Suisse Securities (USA) LLC|107048
EGRX|EAGLE PHARMACEUTICAL|FILL|Tradestation Securities, Inc.|138
EGRX|EAGLE PHARMACEUTICAL|FOMA|TD AMERITRADE CLEARING, INC.|243268
EGRX|EAGLE PHARMACEUTICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1506
EGRX|EAGLE PHARMACEUTICAL|FQLS|Quantlab Securities LP|94789
EGRX|EAGLE PHARMACEUTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56568
EGRX|EAGLE PHARMACEUTICAL|FTBR|Foliofn Investments, Inc.|153
EGRX|EAGLE PHARMACEUTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|15690
EGRX|EAGLE PHARMACEUTICAL|GLPX|ACS EXECUTION SERVICES, LLC|38330
EGRX|EAGLE PHARMACEUTICAL|GSCO|GOLDMAN SACHS & CO. LLC|390047
EGRX|EAGLE PHARMACEUTICAL|GSCS|GOLDMAN SACHS & CO. LLC|18780
EGRX|EAGLE PHARMACEUTICAL|GSLT|GOLDMAN SACHS & CO. LLC|390
EGRX|EAGLE PHARMACEUTICAL|GTSZ|GTS SECURITIES LLC|77414
EGRX|EAGLE PHARMACEUTICAL|HAPX|HAP Trading, LLC|212
EGRX|EAGLE PHARMACEUTICAL|HRBF|American Enterprise Investment Services Inc.|917
EGRX|EAGLE PHARMACEUTICAL|IATS|INTERACTIVE BROKERS LLC|6606
EGRX|EAGLE PHARMACEUTICAL|IBKR|Interactive Brokers Llc|53735
EGRX|EAGLE PHARMACEUTICAL|ICBX|INSTINET, LLC|24622
EGRX|EAGLE PHARMACEUTICAL|IEQY|CITADEL SECURITIES LLC|53060
EGRX|EAGLE PHARMACEUTICAL|INCA|INSTINET, LLC|112196
EGRX|EAGLE PHARMACEUTICAL|INJX|INSTINET, LLC|9561
EGRX|EAGLE PHARMACEUTICAL|ITGI|ITG Inc.|27228
EGRX|EAGLE PHARMACEUTICAL|ITGP|ITG INC.|66200
EGRX|EAGLE PHARMACEUTICAL|JANY|Janney Montgomery Scott Inc.|850
EGRX|EAGLE PHARMACEUTICAL|JEFF|JEFFERIES LLC|34754
EGRX|EAGLE PHARMACEUTICAL|JMPT|JUMP TRADING, LLC|17687
EGRX|EAGLE PHARMACEUTICAL|JPBX|J.P. MORGAN SECURITIES LLC|3144
EGRX|EAGLE PHARMACEUTICAL|JPMX|J.P. Morgan Securities LLC|177643
EGRX|EAGLE PHARMACEUTICAL|JSJX|JANE STREET CAPITAL LLC|7838
EGRX|EAGLE PHARMACEUTICAL|KCGM|VIRTU Americas LLC|17072
EGRX|EAGLE PHARMACEUTICAL|LEHM|Barclays Capital Inc./Le|213560
EGRX|EAGLE PHARMACEUTICAL|LIME|Lime Brokerage LLC|76098
EGRX|EAGLE PHARMACEUTICAL|LQNA|LIQUIDNET, INC.|53300
EGRX|EAGLE PHARMACEUTICAL|LSCI|Lek Securities Corporation|41
EGRX|EAGLE PHARMACEUTICAL|MAXM|Maxim Group LLC|994
EGRX|EAGLE PHARMACEUTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32335
EGRX|EAGLE PHARMACEUTICAL|MOTF|MOTIF INVESTING, INC.|3
EGRX|EAGLE PHARMACEUTICAL|MSCO|MORGAN STANLEY & CO. LLC|852334
EGRX|EAGLE PHARMACEUTICAL|MSPL|MORGAN STANLEY & CO. LLC|110500
EGRX|EAGLE PHARMACEUTICAL|MSTX|MORGAN STANLEY & CO. LLC|16700
EGRX|EAGLE PHARMACEUTICAL|NFSC|National Financial Services LLC|61652
EGRX|EAGLE PHARMACEUTICAL|NITE|VIRTU Americas LLC|168390
EGRX|EAGLE PHARMACEUTICAL|NITP|VIRTU Americas LLC|2217
EGRX|EAGLE PHARMACEUTICAL|NQRB|Brut, LLC|1051
EGRX|EAGLE PHARMACEUTICAL|NTRC|Northern Trust Securities, Inc.|60
EGRX|EAGLE PHARMACEUTICAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
EGRX|EAGLE PHARMACEUTICAL|PCPT|PHILLIP CAPITAL INC.|2000
EGRX|EAGLE PHARMACEUTICAL|PDQM|CODA MARKETS, INC.|61250
EGRX|EAGLE PHARMACEUTICAL|PHLY|NASDAQ Execution Services, LLC|200
EGRX|EAGLE PHARMACEUTICAL|PIPR|Piper Jaffray & Co.|92901
EGRX|EAGLE PHARMACEUTICAL|RAJA|Raymond James & Associates, Inc.|360
EGRX|EAGLE PHARMACEUTICAL|RBCM|RBC CAPITAL MARKETS, LLC|16
EGRX|EAGLE PHARMACEUTICAL|SAGL|SAGETRADER, LLC|81346
EGRX|EAGLE PHARMACEUTICAL|SAGW|SAGETRADER, LLC|1137
EGRX|EAGLE PHARMACEUTICAL|SBSH|Citigroup Global Markets Inc.|87361
EGRX|EAGLE PHARMACEUTICAL|SGMT|GOLDMAN SACHS & CO. LLC|37070
EGRX|EAGLE PHARMACEUTICAL|SPDR|SPEEDROUTE LLC|4875
EGRX|EAGLE PHARMACEUTICAL|SPTD|MINT GLOBAL MARKETS, INC.|55565
EGRX|EAGLE PHARMACEUTICAL|STFL|Stifel, Nicolaus & Company, Incorporated|5926
EGRX|EAGLE PHARMACEUTICAL|STRS|STRATEGAS RESEARCH PARTNERS|100
EGRX|EAGLE PHARMACEUTICAL|SWIM|TD Ameritrade, Inc.|9232
EGRX|EAGLE PHARMACEUTICAL|TKNG|ALLY INVEST SECURITIES LLC|374
EGRX|EAGLE PHARMACEUTICAL|TRBT|Tradebot Systems, Inc.|49849
EGRX|EAGLE PHARMACEUTICAL|TRCM|TRC MARKETS LLC|40009
EGRX|EAGLE PHARMACEUTICAL|TWTT|TASTYWORKS, INC.|30
EGRX|EAGLE PHARMACEUTICAL|UBSA|UBS SECURITIES LLC|173409
EGRX|EAGLE PHARMACEUTICAL|UBSS|UBS Securities LLC|527533
EGRX|EAGLE PHARMACEUTICAL|VALX|VIRTU AMERICAS LLC|25119
EGRX|EAGLE PHARMACEUTICAL|VGRD|Vanguard Marketing Corporation|1562
EGRX|EAGLE PHARMACEUTICAL|WBLR|WILLIAM BLAIR|902
EGRX|EAGLE PHARMACEUTICAL|WBPX|SUMMIT SECURITIES GROUP, LLC|310
EGRX|EAGLE PHARMACEUTICAL|WCHV|WELLS FARGO SECURITIES, LLC|5047
EGRX|EAGLE PHARMACEUTICAL|WDNX|WEEDEN & CO.L.P.|280
EGRX|EAGLE PHARMACEUTICAL|WEDB|WEDBUSH SECURITIES INC.|1560
EGRX|EAGLE PHARMACEUTICAL|WEED|Weeden & Co.L.P.|10545
EGRX|EAGLE PHARMACEUTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4452
EGRX|EAGLE PHARMACEUTICAL|WSEA|WOLVERINE SECURITIES, LLC|10
EGRX|EAGLE PHARMACEUTICAL|XIST|INSTINET, LLC|6046
EGRX|EAGLE PHARMACEUTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|8080
EGRX|EAGLE PHARMACEUTICAL|YKNA|COMHAR CAPITAL MARKETS, LLC|13067
EGRX|EAGLE PHARMACEUTICAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28
EGY|VAALCO ENERGY, INC|ALTX|Alternet Securities Inc.|7446
EGY|VAALCO ENERGY, INC|APCC|Apex Clearing Corporation|60697
EGY|VAALCO ENERGY, INC|BATM|CBOE TRADING, INC.|1314
EGY|VAALCO ENERGY, INC|BERN|Sanford C. Bernstein & Co., LLC|2
EGY|VAALCO ENERGY, INC|BIAD|SAGETRADER, LLC|977
EGY|VAALCO ENERGY, INC|BIMI|Banca IMI Securities Corp.|17890
EGY|VAALCO ENERGY, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3950
EGY|VAALCO ENERGY, INC|BNCH|The Benchmark Company, LLC|31800
EGY|VAALCO ENERGY, INC|BYXM|CBOE TRADING, INC.|220
EGY|VAALCO ENERGY, INC|CANT|Cantor Fitzgerald & Co.|7684
EGY|VAALCO ENERGY, INC|CHAS|Charles Schwab & Co., Inc.|16518
EGY|VAALCO ENERGY, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14571
EGY|VAALCO ENERGY, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5100
EGY|VAALCO ENERGY, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
EGY|VAALCO ENERGY, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|272724
EGY|VAALCO ENERGY, INC|CTDL|Citadel Derivatives Group Llc|662
EGY|VAALCO ENERGY, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|19616
EGY|VAALCO ENERGY, INC|DBAB|Deutsche Bank Securities Inc.|84353
EGY|VAALCO ENERGY, INC|DBAX|Deutsche Bank Securities Inc.|92900
EGY|VAALCO ENERGY, INC|DEAN|MORGAN STANLEY|16167
EGY|VAALCO ENERGY, INC|DEGS|RONIN PROFESSIONAL LLC|33616
EGY|VAALCO ENERGY, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8619
EGY|VAALCO ENERGY, INC|EBXL|EBX LLC|50900
EGY|VAALCO ENERGY, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2599
EGY|VAALCO ENERGY, INC|EDJO|Edward D. Jones & Co., L.P.|4699
EGY|VAALCO ENERGY, INC|EGAM|CBOE TRADING, INC.|10417
EGY|VAALCO ENERGY, INC|EGXM|CBOE TRADING, INC.|13391
EGY|VAALCO ENERGY, INC|ELEV|ELEVATION, LLC|31064
EGY|VAALCO ENERGY, INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3000
EGY|VAALCO ENERGY, INC|ETBE|Electronic Transaction Clearing, Inc.|1973
EGY|VAALCO ENERGY, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1594
EGY|VAALCO ENERGY, INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|11200
EGY|VAALCO ENERGY, INC|ETRS|E*Trade Securities LLC|2004811
EGY|VAALCO ENERGY, INC|FILL|Tradestation Securities, Inc.|59015
EGY|VAALCO ENERGY, INC|FMAF|NBCN Inc./ CDS|12598
EGY|VAALCO ENERGY, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12640
EGY|VAALCO ENERGY, INC|FTBR|Foliofn Investments, Inc.|235307
EGY|VAALCO ENERGY, INC|GLIS|TD Securities Inc|23695
EGY|VAALCO ENERGY, INC|GLPX|ACS EXECUTION SERVICES, LLC|32317
EGY|VAALCO ENERGY, INC|GSCO|GOLDMAN SACHS & CO. LLC|184831
EGY|VAALCO ENERGY, INC|GSCS|GOLDMAN SACHS & CO. LLC|12300
EGY|VAALCO ENERGY, INC|GSLT|GOLDMAN SACHS & CO. LLC|8434
EGY|VAALCO ENERGY, INC|GTSZ|GTS SECURITIES LLC|10030
EGY|VAALCO ENERGY, INC|HRBF|American Enterprise Investment Services Inc.|16400
EGY|VAALCO ENERGY, INC|HSBC|HSBC Securities, Inc.|12800
EGY|VAALCO ENERGY, INC|IATS|INTERACTIVE BROKERS LLC|130022
EGY|VAALCO ENERGY, INC|IBKR|Interactive Brokers Llc|313722
EGY|VAALCO ENERGY, INC|ICBX|INSTINET, LLC|41770
EGY|VAALCO ENERGY, INC|INCA|INSTINET, LLC|52106
EGY|VAALCO ENERGY, INC|INJX|INSTINET, LLC|11370
EGY|VAALCO ENERGY, INC|ITGI|ITG Inc.|94212
EGY|VAALCO ENERGY, INC|ITGP|ITG INC.|154800
EGY|VAALCO ENERGY, INC|JEFF|JEFFERIES LLC|1600
EGY|VAALCO ENERGY, INC|JMPT|JUMP TRADING, LLC|35046
EGY|VAALCO ENERGY, INC|JPMX|J.P. Morgan Securities LLC|77838
EGY|VAALCO ENERGY, INC|JSJX|JANE STREET CAPITAL LLC|2504
EGY|VAALCO ENERGY, INC|KCGM|VIRTU Americas LLC|59096
EGY|VAALCO ENERGY, INC|KRSH|Kershner Securities, LLC|6539
EGY|VAALCO ENERGY, INC|LEHM|Barclays Capital Inc./Le|159958
EGY|VAALCO ENERGY, INC|LIME|Lime Brokerage LLC|24931
EGY|VAALCO ENERGY, INC|LSCI|Lek Securities Corporation|100
EGY|VAALCO ENERGY, INC|LTCO|Ladenburg, Thalmann & Co., Inc.|28057
EGY|VAALCO ENERGY, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
EGY|VAALCO ENERGY, INC|MAXM|Maxim Group LLC|19021
EGY|VAALCO ENERGY, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154238
EGY|VAALCO ENERGY, INC|MOTF|MOTIF INVESTING, INC.|4
EGY|VAALCO ENERGY, INC|MSCO|MORGAN STANLEY & CO. LLC|471298
EGY|VAALCO ENERGY, INC|MSPL|MORGAN STANLEY & CO. LLC|100500
EGY|VAALCO ENERGY, INC|MSTX|MORGAN STANLEY & CO. LLC|137800
EGY|VAALCO ENERGY, INC|NFSC|National Financial Services LLC|2708050
EGY|VAALCO ENERGY, INC|NITE|VIRTU Americas LLC|3925153
EGY|VAALCO ENERGY, INC|NQRB|Brut, LLC|1100
EGY|VAALCO ENERGY, INC|NTBF|BMO Nesbitt Burns Inc./CDS|15099
EGY|VAALCO ENERGY, INC|OPCO|Oppenheimer & Co. Inc.|214892
EGY|VAALCO ENERGY, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10410
EGY|VAALCO ENERGY, INC|PCPT|PHILLIP CAPITAL INC.|2400
EGY|VAALCO ENERGY, INC|PDQM|CODA MARKETS, INC.|36720
EGY|VAALCO ENERGY, INC|PHLY|NASDAQ Execution Services, LLC|1000
EGY|VAALCO ENERGY, INC|RBCM|RBC CAPITAL MARKETS, LLC|66285
EGY|VAALCO ENERGY, INC|RGLD|Regal Securities, Inc|4830
EGY|VAALCO ENERGY, INC|ROBT|Robotti & Company, LLC|1511
EGY|VAALCO ENERGY, INC|SAGL|SAGETRADER, LLC|1405
EGY|VAALCO ENERGY, INC|SBSH|Citigroup Global Markets Inc.|149554
EGY|VAALCO ENERGY, INC|SGMT|GOLDMAN SACHS & CO. LLC|51816
EGY|VAALCO ENERGY, INC|SOGO|Wang Investment Associates, Inc.|157
EGY|VAALCO ENERGY, INC|SPDR|SPEEDROUTE LLC|13849
EGY|VAALCO ENERGY, INC|STFL|Stifel, Nicolaus & Company, Incorporated|16565
EGY|VAALCO ENERGY, INC|STXG|Stockcross Financial Services, Inc.|160300
EGY|VAALCO ENERGY, INC|SWIM|TD Ameritrade, Inc.|1159140
EGY|VAALCO ENERGY, INC|SWST|Hilltop Securities Inc.|18927
EGY|VAALCO ENERGY, INC|TKNG|ALLY INVEST SECURITIES LLC|108526
EGY|VAALCO ENERGY, INC|TRBT|Tradebot Systems, Inc.|77225
EGY|VAALCO ENERGY, INC|TRCM|TRC MARKETS LLC|25941
EGY|VAALCO ENERGY, INC|TWTT|TASTYWORKS, INC.|3245
EGY|VAALCO ENERGY, INC|UBSA|UBS SECURITIES LLC|409200
EGY|VAALCO ENERGY, INC|UBSS|UBS Securities LLC|434391
EGY|VAALCO ENERGY, INC|VALX|VIRTU AMERICAS LLC|14531
EGY|VAALCO ENERGY, INC|VGRD|Vanguard Marketing Corporation|116833
EGY|VAALCO ENERGY, INC|VSIN|Vision Financial Markets Llc|2787
EGY|VAALCO ENERGY, INC|WABR|Wall Street Access|100
EGY|VAALCO ENERGY, INC|WCHV|WELLS FARGO SECURITIES, LLC|158892
EGY|VAALCO ENERGY, INC|WEDB|WEDBUSH SECURITIES INC.|4824
EGY|VAALCO ENERGY, INC|WEED|Weeden & Co.L.P.|3170
EGY|VAALCO ENERGY, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6154
EGY|VAALCO ENERGY, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48089
EGY|VAALCO ENERGY, INC|WGIF|CIBC World Markets Inc.|11976
EGY|VAALCO ENERGY, INC|WSEA|WOLVERINE SECURITIES, LLC|76774
EGY|VAALCO ENERGY, INC|XIST|INSTINET, LLC|2400
EGY|VAALCO ENERGY, INC|XPQR|Jump Trading|100
EGY|VAALCO ENERGY, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|30232
EGY|VAALCO ENERGY, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4038
EGY|VAALCO ENERGY, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8400
EHC|ENCOMPASS HEALTH|ALTX|Alternet Securities Inc.|3670
EHC|ENCOMPASS HEALTH|ANOS|ABEL/NOSER, L.L.C.|677
EHC|ENCOMPASS HEALTH|APCC|Apex Clearing Corporation|83
EHC|ENCOMPASS HEALTH|AQUA|AQUA SECURITIES L.P.|3500
EHC|ENCOMPASS HEALTH|BARD|Robert W. Baird & Co. Incorporated|862
EHC|ENCOMPASS HEALTH|BATM|CBOE TRADING, INC.|6983
EHC|ENCOMPASS HEALTH|BAYC|BAY CREST PARTNERS, LLC|3480
EHC|ENCOMPASS HEALTH|BAYT|BTIG, LLC|35
EHC|ENCOMPASS HEALTH|BERN|Sanford C. Bernstein & Co., LLC|111800
EHC|ENCOMPASS HEALTH|BIDS|BIDS TRADING L.P.|15900
EHC|ENCOMPASS HEALTH|BKCM|BNY Mellon Capital Markets LLC|26445
EHC|ENCOMPASS HEALTH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3043
EHC|ENCOMPASS HEALTH|BLKX|INSTINET, LLC|26100
EHC|ENCOMPASS HEALTH|BNCH|The Benchmark Company, LLC|12432
EHC|ENCOMPASS HEALTH|BNPX|BNP PARIBAS SECURITIES CORP.|87533
EHC|ENCOMPASS HEALTH|BRVL|BLAYLOCK VAN, LLC|800
EHC|ENCOMPASS HEALTH|BTIG|BTIG, LLC|7922
EHC|ENCOMPASS HEALTH|BYXM|CBOE TRADING, INC.|200
EHC|ENCOMPASS HEALTH|BZYD|GOLDMAN SACHS & CO. LLC|500
EHC|ENCOMPASS HEALTH|CABR|Cabrera Capital Markets, Inc.|25
EHC|ENCOMPASS HEALTH|CANT|Cantor Fitzgerald & Co.|143
EHC|ENCOMPASS HEALTH|CHAS|Charles Schwab & Co., Inc.|914
EHC|ENCOMPASS HEALTH|CIST|Capital Institutional Services, Inc.|132
EHC|ENCOMPASS HEALTH|CLSA|CLSA AMERICAS, LLC|100
EHC|ENCOMPASS HEALTH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154510
EHC|ENCOMPASS HEALTH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
EHC|ENCOMPASS HEALTH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1043
EHC|ENCOMPASS HEALTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|189325
EHC|ENCOMPASS HEALTH|CTDL|Citadel Derivatives Group Llc|14917
EHC|ENCOMPASS HEALTH|CXCX|CITIGROUP GLOBAL MARKETS INC.|16230
EHC|ENCOMPASS HEALTH|DADA|D.A. Davidson & Co.|138
EHC|ENCOMPASS HEALTH|DBAB|Deutsche Bank Securities Inc.|233029
EHC|ENCOMPASS HEALTH|DBAX|Deutsche Bank Securities Inc.|176600
EHC|ENCOMPASS HEALTH|DBUL|Deutsche Bank Securities Inc.|845
EHC|ENCOMPASS HEALTH|DCHF|Dart Executions, LLC|533
EHC|ENCOMPASS HEALTH|DEAN|MORGAN STANLEY|2467
EHC|ENCOMPASS HEALTH|DEGS|RONIN PROFESSIONAL LLC|50
EHC|ENCOMPASS HEALTH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|368
EHC|ENCOMPASS HEALTH|EBXL|EBX LLC|135900
EHC|ENCOMPASS HEALTH|ECUT|CONVERGEX EXECUTION SOLUTIONS|10111
EHC|ENCOMPASS HEALTH|EDJC|Edward Jones / CDS|9
EHC|ENCOMPASS HEALTH|EDJO|Edward D. Jones & Co., L.P.|1443
EHC|ENCOMPASS HEALTH|EGAM|CBOE TRADING, INC.|5941
EHC|ENCOMPASS HEALTH|EGAW|CBOE TRADING, INC.|17
EHC|ENCOMPASS HEALTH|EGMT|EG MARKET TECHNOLOGIES LLC|1000
EHC|ENCOMPASS HEALTH|EGXM|CBOE TRADING, INC.|1388
EHC|ENCOMPASS HEALTH|ETBE|Electronic Transaction Clearing, Inc.|12629
EHC|ENCOMPASS HEALTH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
EHC|ENCOMPASS HEALTH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18027
EHC|ENCOMPASS HEALTH|ETRS|E*Trade Securities LLC|6383
EHC|ENCOMPASS HEALTH|FBSB|U.S. Bancorp Investments, Inc.|118
EHC|ENCOMPASS HEALTH|FILL|Tradestation Securities, Inc.|916
EHC|ENCOMPASS HEALTH|FMAF|NBCN Inc./ CDS|298
EHC|ENCOMPASS HEALTH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10688
EHC|ENCOMPASS HEALTH|FQLS|Quantlab Securities LP|222306
EHC|ENCOMPASS HEALTH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108647
EHC|ENCOMPASS HEALTH|FTBR|Foliofn Investments, Inc.|3356
EHC|ENCOMPASS HEALTH|GLPX|ACS EXECUTION SERVICES, LLC|22426
EHC|ENCOMPASS HEALTH|GSCO|GOLDMAN SACHS & CO. LLC|1402276
EHC|ENCOMPASS HEALTH|GSCS|GOLDMAN SACHS & CO. LLC|468
EHC|ENCOMPASS HEALTH|GSLT|GOLDMAN SACHS & CO. LLC|8040
EHC|ENCOMPASS HEALTH|GTSZ|GTS SECURITIES LLC|76003
EHC|ENCOMPASS HEALTH|HRBF|American Enterprise Investment Services Inc.|14632
EHC|ENCOMPASS HEALTH|HSBC|HSBC Securities, Inc.|1534
EHC|ENCOMPASS HEALTH|IATS|INTERACTIVE BROKERS LLC|2273
EHC|ENCOMPASS HEALTH|IBKR|Interactive Brokers Llc|6739
EHC|ENCOMPASS HEALTH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1289
EHC|ENCOMPASS HEALTH|ICBX|INSTINET, LLC|42426
EHC|ENCOMPASS HEALTH|IEQY|CITADEL SECURITIES LLC|72116
EHC|ENCOMPASS HEALTH|INCA|INSTINET, LLC|192424
EHC|ENCOMPASS HEALTH|INJX|INSTINET, LLC|18150
EHC|ENCOMPASS HEALTH|ITGI|ITG Inc.|29581
EHC|ENCOMPASS HEALTH|ITGP|ITG INC.|63400
EHC|ENCOMPASS HEALTH|JEFF|JEFFERIES LLC|50358
EHC|ENCOMPASS HEALTH|JMPT|JUMP TRADING, LLC|49720
EHC|ENCOMPASS HEALTH|JPBX|J.P. MORGAN SECURITIES LLC|54899
EHC|ENCOMPASS HEALTH|JPMX|J.P. Morgan Securities LLC|234680
EHC|ENCOMPASS HEALTH|JSJX|JANE STREET CAPITAL LLC|4020
EHC|ENCOMPASS HEALTH|KCGM|VIRTU Americas LLC|35659
EHC|ENCOMPASS HEALTH|KEYB|KEYBANC CAPITAL MARKETS INC.|13900
EHC|ENCOMPASS HEALTH|LEHM|Barclays Capital Inc./Le|312367
EHC|ENCOMPASS HEALTH|LIME|Lime Brokerage LLC|8664
EHC|ENCOMPASS HEALTH|LMNX|LUMINEX TRADING & ANALYTICS LLC|10572
EHC|ENCOMPASS HEALTH|LOOP|Loop Capital Markets LLC|16917
EHC|ENCOMPASS HEALTH|LQNA|LIQUIDNET, INC.|82900
EHC|ENCOMPASS HEALTH|LQNB|LIQUIDNET, INC.|28000
EHC|ENCOMPASS HEALTH|LSCI|Lek Securities Corporation|15
EHC|ENCOMPASS HEALTH|MACQ|Macquarie Capital (USA) Inc.|2100
EHC|ENCOMPASS HEALTH|MAXM|Maxim Group LLC|569
EHC|ENCOMPASS HEALTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77761
EHC|ENCOMPASS HEALTH|MOTF|MOTIF INVESTING, INC.|8
EHC|ENCOMPASS HEALTH|MSCO|MORGAN STANLEY & CO. LLC|1022800
EHC|ENCOMPASS HEALTH|MSPL|MORGAN STANLEY & CO. LLC|300900
EHC|ENCOMPASS HEALTH|MSTX|MORGAN STANLEY & CO. LLC|121600
EHC|ENCOMPASS HEALTH|NATL|National Securities Corporation|600
EHC|ENCOMPASS HEALTH|NEUB|NEUBERGER BERMAN BD LLC|65
EHC|ENCOMPASS HEALTH|NFSC|National Financial Services LLC|52868
EHC|ENCOMPASS HEALTH|NITE|VIRTU Americas LLC|109758
EHC|ENCOMPASS HEALTH|NITP|VIRTU Americas LLC|2
EHC|ENCOMPASS HEALTH|NQRB|Brut, LLC|1785
EHC|ENCOMPASS HEALTH|NTRC|Northern Trust Securities, Inc.|100
EHC|ENCOMPASS HEALTH|OPCO|Oppenheimer & Co. Inc.|1067
EHC|ENCOMPASS HEALTH|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1760
EHC|ENCOMPASS HEALTH|PDQM|CODA MARKETS, INC.|55528
EHC|ENCOMPASS HEALTH|PHLY|NASDAQ Execution Services, LLC|200
EHC|ENCOMPASS HEALTH|PWJC|UBS Financial Services, Inc.|400
EHC|ENCOMPASS HEALTH|QMSR|QUATTRO M SECURITIES INC.|167
EHC|ENCOMPASS HEALTH|RBCM|RBC CAPITAL MARKETS, LLC|528
EHC|ENCOMPASS HEALTH|SAGL|SAGETRADER, LLC|1700
EHC|ENCOMPASS HEALTH|SALI|INTL FCSTONE FINANCIAL INC.|33
EHC|ENCOMPASS HEALTH|SBSH|Citigroup Global Markets Inc.|89773
EHC|ENCOMPASS HEALTH|SGMT|GOLDMAN SACHS & CO. LLC|74144
EHC|ENCOMPASS HEALTH|SOGO|Wang Investment Associates, Inc.|30
EHC|ENCOMPASS HEALTH|SPDR|SPEEDROUTE LLC|5800
EHC|ENCOMPASS HEALTH|SPGS|Sea Port Group Securities, LLC|3610
EHC|ENCOMPASS HEALTH|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
EHC|ENCOMPASS HEALTH|STFL|Stifel, Nicolaus & Company, Incorporated|1970
EHC|ENCOMPASS HEALTH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5987
EHC|ENCOMPASS HEALTH|SWIM|TD Ameritrade, Inc.|7291
EHC|ENCOMPASS HEALTH|SWST|Hilltop Securities Inc.|1
EHC|ENCOMPASS HEALTH|TKNG|ALLY INVEST SECURITIES LLC|272
EHC|ENCOMPASS HEALTH|TMBR|Timber Hill LLC|405
EHC|ENCOMPASS HEALTH|TRBT|Tradebot Systems, Inc.|190541
EHC|ENCOMPASS HEALTH|TRCM|TRC MARKETS LLC|7528
EHC|ENCOMPASS HEALTH|TWTT|TASTYWORKS, INC.|300
EHC|ENCOMPASS HEALTH|UBSA|UBS SECURITIES LLC|447261
EHC|ENCOMPASS HEALTH|UBSS|UBS Securities LLC|645938
EHC|ENCOMPASS HEALTH|VALX|VIRTU AMERICAS LLC|19376
EHC|ENCOMPASS HEALTH|VGRD|Vanguard Marketing Corporation|5225
EHC|ENCOMPASS HEALTH|WABR|Wall Street Access|400
EHC|ENCOMPASS HEALTH|WBET|Wallachbeth Capital LLC|2611
EHC|ENCOMPASS HEALTH|WBPX|SUMMIT SECURITIES GROUP, LLC|1007
EHC|ENCOMPASS HEALTH|WCHV|WELLS FARGO SECURITIES, LLC|68514
EHC|ENCOMPASS HEALTH|WDNX|WEEDEN & CO.L.P.|2802
EHC|ENCOMPASS HEALTH|WEDB|WEDBUSH SECURITIES INC.|4376
EHC|ENCOMPASS HEALTH|WEED|Weeden & Co.L.P.|80353
EHC|ENCOMPASS HEALTH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|314
EHC|ENCOMPASS HEALTH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1776
EHC|ENCOMPASS HEALTH|WGIF|CIBC World Markets Inc.|573
EHC|ENCOMPASS HEALTH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|85
EHC|ENCOMPASS HEALTH|WSEA|WOLVERINE SECURITIES, LLC|881
EHC|ENCOMPASS HEALTH|XIST|INSTINET, LLC|205486
EHC|ENCOMPASS HEALTH|XPQR|Jump Trading|2194
EHC|ENCOMPASS HEALTH|XSTM|NATIONAL FINANCIAL SERVICES LLC|8516
EHC|ENCOMPASS HEALTH|YKNA|COMHAR CAPITAL MARKETS, LLC|320
EHC|ENCOMPASS HEALTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3265
EHI|WESTERN ASSET GLOBAL|AGIS|Aegis Capital Corp.|8088
EHI|WESTERN ASSET GLOBAL|ALTX|Alternet Securities Inc.|100
EHI|WESTERN ASSET GLOBAL|APCC|Apex Clearing Corporation|946
EHI|WESTERN ASSET GLOBAL|BANK|Primevest Financial Services, Inc.|7
EHI|WESTERN ASSET GLOBAL|BARD|Robert W. Baird & Co. Incorporated|6
EHI|WESTERN ASSET GLOBAL|BATM|CBOE TRADING, INC.|402
EHI|WESTERN ASSET GLOBAL|BERN|Sanford C. Bernstein & Co., LLC|5900
EHI|WESTERN ASSET GLOBAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3606
EHI|WESTERN ASSET GLOBAL|BTIG|BTIG, LLC|8384
EHI|WESTERN ASSET GLOBAL|CANT|Cantor Fitzgerald & Co.|404
EHI|WESTERN ASSET GLOBAL|CHAS|Charles Schwab & Co., Inc.|237
EHI|WESTERN ASSET GLOBAL|CIST|Capital Institutional Services, Inc.|2796
EHI|WESTERN ASSET GLOBAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
EHI|WESTERN ASSET GLOBAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
EHI|WESTERN ASSET GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48567
EHI|WESTERN ASSET GLOBAL|CTDL|Citadel Derivatives Group Llc|20
EHI|WESTERN ASSET GLOBAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|5822
EHI|WESTERN ASSET GLOBAL|DBAX|Deutsche Bank Securities Inc.|3000
EHI|WESTERN ASSET GLOBAL|DEAN|MORGAN STANLEY|72494
EHI|WESTERN ASSET GLOBAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
EHI|WESTERN ASSET GLOBAL|EBXL|EBX LLC|27400
EHI|WESTERN ASSET GLOBAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|10133
EHI|WESTERN ASSET GLOBAL|EDJO|Edward D. Jones & Co., L.P.|2074
EHI|WESTERN ASSET GLOBAL|EGAM|CBOE TRADING, INC.|224
EHI|WESTERN ASSET GLOBAL|EGXM|CBOE TRADING, INC.|898
EHI|WESTERN ASSET GLOBAL|ETRS|E*Trade Securities LLC|43798
EHI|WESTERN ASSET GLOBAL|FBSB|U.S. Bancorp Investments, Inc.|200
EHI|WESTERN ASSET GLOBAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3416
EHI|WESTERN ASSET GLOBAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23152
EHI|WESTERN ASSET GLOBAL|FTBR|Foliofn Investments, Inc.|579
EHI|WESTERN ASSET GLOBAL|GEBB|GLOBAL EXECUTION BROKERS, LP|100
EHI|WESTERN ASSET GLOBAL|GLPX|ACS EXECUTION SERVICES, LLC|900
EHI|WESTERN ASSET GLOBAL|GSCO|GOLDMAN SACHS & CO. LLC|5193
EHI|WESTERN ASSET GLOBAL|GSCS|GOLDMAN SACHS & CO. LLC|700
EHI|WESTERN ASSET GLOBAL|GSLT|GOLDMAN SACHS & CO. LLC|1416
EHI|WESTERN ASSET GLOBAL|GTSZ|GTS SECURITIES LLC|141
EHI|WESTERN ASSET GLOBAL|HRBF|American Enterprise Investment Services Inc.|18494
EHI|WESTERN ASSET GLOBAL|IATS|INTERACTIVE BROKERS LLC|1004
EHI|WESTERN ASSET GLOBAL|IBKR|Interactive Brokers Llc|3009
EHI|WESTERN ASSET GLOBAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3495
EHI|WESTERN ASSET GLOBAL|ICBX|INSTINET, LLC|3800
EHI|WESTERN ASSET GLOBAL|INCA|INSTINET, LLC|3593
EHI|WESTERN ASSET GLOBAL|ITGI|ITG Inc.|16237
EHI|WESTERN ASSET GLOBAL|ITGP|ITG INC.|5800
EHI|WESTERN ASSET GLOBAL|JANY|Janney Montgomery Scott Inc.|1016
EHI|WESTERN ASSET GLOBAL|JEFF|JEFFERIES LLC|300
EHI|WESTERN ASSET GLOBAL|JMPT|JUMP TRADING, LLC|529
EHI|WESTERN ASSET GLOBAL|JPMX|J.P. Morgan Securities LLC|9800
EHI|WESTERN ASSET GLOBAL|JSJX|JANE STREET CAPITAL LLC|100
EHI|WESTERN ASSET GLOBAL|KCGM|VIRTU Americas LLC|3804
EHI|WESTERN ASSET GLOBAL|LEHM|Barclays Capital Inc./Le|8900
EHI|WESTERN ASSET GLOBAL|LGNT|COR CLEARING LLC|600
EHI|WESTERN ASSET GLOBAL|LIME|Lime Brokerage LLC|551
EHI|WESTERN ASSET GLOBAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1373
EHI|WESTERN ASSET GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
EHI|WESTERN ASSET GLOBAL|MOTF|MOTIF INVESTING, INC.|2
EHI|WESTERN ASSET GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|120948
EHI|WESTERN ASSET GLOBAL|MSPL|MORGAN STANLEY & CO. LLC|4200
EHI|WESTERN ASSET GLOBAL|MSTX|MORGAN STANLEY & CO. LLC|2400
EHI|WESTERN ASSET GLOBAL|NFSC|National Financial Services LLC|159861
EHI|WESTERN ASSET GLOBAL|NITE|VIRTU Americas LLC|205337
EHI|WESTERN ASSET GLOBAL|NTRC|Northern Trust Securities, Inc.|20
EHI|WESTERN ASSET GLOBAL|OPCO|Oppenheimer & Co. Inc.|10126
EHI|WESTERN ASSET GLOBAL|PDQM|CODA MARKETS, INC.|1525
EHI|WESTERN ASSET GLOBAL|PWJC|UBS Financial Services, Inc.|2709
EHI|WESTERN ASSET GLOBAL|RBCM|RBC CAPITAL MARKETS, LLC|11016
EHI|WESTERN ASSET GLOBAL|SAGL|SAGETRADER, LLC|71
EHI|WESTERN ASSET GLOBAL|SALI|INTL FCSTONE FINANCIAL INC.|1515
EHI|WESTERN ASSET GLOBAL|SBSH|Citigroup Global Markets Inc.|56832
EHI|WESTERN ASSET GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|2447
EHI|WESTERN ASSET GLOBAL|SPDR|SPEEDROUTE LLC|100
EHI|WESTERN ASSET GLOBAL|SPHN|Stephens Inc.|6
EHI|WESTERN ASSET GLOBAL|STFL|Stifel, Nicolaus & Company, Incorporated|2259
EHI|WESTERN ASSET GLOBAL|SWIM|TD Ameritrade, Inc.|1561
EHI|WESTERN ASSET GLOBAL|SWST|Hilltop Securities Inc.|6424
EHI|WESTERN ASSET GLOBAL|TKNG|ALLY INVEST SECURITIES LLC|1788
EHI|WESTERN ASSET GLOBAL|TRBT|Tradebot Systems, Inc.|1724
EHI|WESTERN ASSET GLOBAL|UBSA|UBS SECURITIES LLC|48454
EHI|WESTERN ASSET GLOBAL|UBSS|UBS Securities LLC|109397
EHI|WESTERN ASSET GLOBAL|VALX|VIRTU AMERICAS LLC|3014
EHI|WESTERN ASSET GLOBAL|VGRD|Vanguard Marketing Corporation|16159
EHI|WESTERN ASSET GLOBAL|WCHV|WELLS FARGO SECURITIES, LLC|61988
EHI|WESTERN ASSET GLOBAL|WEDB|WEDBUSH SECURITIES INC.|1585
EHI|WESTERN ASSET GLOBAL|WEED|Weeden & Co.L.P.|37981
EHI|WESTERN ASSET GLOBAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18158
EHI|WESTERN ASSET GLOBAL|WSEA|WOLVERINE SECURITIES, LLC|107
EHI|WESTERN ASSET GLOBAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|13600
EHI|WESTERN ASSET GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15782
EHIC|EHI CAR SERVICES ADR|ALTX|Alternet Securities Inc.|4878
EHIC|EHI CAR SERVICES ADR|APCC|Apex Clearing Corporation|2428
EHIC|EHI CAR SERVICES ADR|BATM|CBOE TRADING, INC.|13848
EHIC|EHI CAR SERVICES ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25
EHIC|EHI CAR SERVICES ADR|BYXM|CBOE TRADING, INC.|300
EHIC|EHI CAR SERVICES ADR|CHAS|Charles Schwab & Co., Inc.|400
EHIC|EHI CAR SERVICES ADR|CHLC|CHURCHILL CAPITAL USA, INC.|4100
EHIC|EHI CAR SERVICES ADR|CICF|Canaccord Genuity Corp.|75
EHIC|EHI CAR SERVICES ADR|CLSA|CLSA AMERICAS, LLC|7262
EHIC|EHI CAR SERVICES ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25000
EHIC|EHI CAR SERVICES ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24210
EHIC|EHI CAR SERVICES ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29238
EHIC|EHI CAR SERVICES ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68111
EHIC|EHI CAR SERVICES ADR|CTDL|Citadel Derivatives Group Llc|300
EHIC|EHI CAR SERVICES ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3890
EHIC|EHI CAR SERVICES ADR|DBAB|Deutsche Bank Securities Inc.|29612
EHIC|EHI CAR SERVICES ADR|DBAX|Deutsche Bank Securities Inc.|54800
EHIC|EHI CAR SERVICES ADR|DEAN|MORGAN STANLEY|3000
EHIC|EHI CAR SERVICES ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1052
EHIC|EHI CAR SERVICES ADR|EBXL|EBX LLC|21800
EHIC|EHI CAR SERVICES ADR|EGAM|CBOE TRADING, INC.|6900
EHIC|EHI CAR SERVICES ADR|EGAW|CBOE TRADING, INC.|100
EHIC|EHI CAR SERVICES ADR|EGXM|CBOE TRADING, INC.|680
EHIC|EHI CAR SERVICES ADR|EGXW|CBOE TRADING, INC.|300
EHIC|EHI CAR SERVICES ADR|ETBE|Electronic Transaction Clearing, Inc.|4240
EHIC|EHI CAR SERVICES ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7500
EHIC|EHI CAR SERVICES ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3901
EHIC|EHI CAR SERVICES ADR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
EHIC|EHI CAR SERVICES ADR|ETRS|E*Trade Securities LLC|84737
EHIC|EHI CAR SERVICES ADR|FILL|Tradestation Securities, Inc.|950
EHIC|EHI CAR SERVICES ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13532
EHIC|EHI CAR SERVICES ADR|FTBR|Foliofn Investments, Inc.|522
EHIC|EHI CAR SERVICES ADR|GLIS|TD Securities Inc|100
EHIC|EHI CAR SERVICES ADR|GLPX|ACS EXECUTION SERVICES, LLC|94036
EHIC|EHI CAR SERVICES ADR|GSCO|GOLDMAN SACHS & CO. LLC|547770
EHIC|EHI CAR SERVICES ADR|GSCS|GOLDMAN SACHS & CO. LLC|13600
EHIC|EHI CAR SERVICES ADR|GSLT|GOLDMAN SACHS & CO. LLC|5691
EHIC|EHI CAR SERVICES ADR|GTSZ|GTS SECURITIES LLC|7893
EHIC|EHI CAR SERVICES ADR|HRBF|American Enterprise Investment Services Inc.|250
EHIC|EHI CAR SERVICES ADR|HSBC|HSBC Securities, Inc.|11686
EHIC|EHI CAR SERVICES ADR|IATS|INTERACTIVE BROKERS LLC|5412
EHIC|EHI CAR SERVICES ADR|IBKR|Interactive Brokers Llc|32855
EHIC|EHI CAR SERVICES ADR|ICBX|INSTINET, LLC|6700
EHIC|EHI CAR SERVICES ADR|INCA|INSTINET, LLC|233528
EHIC|EHI CAR SERVICES ADR|ITGI|ITG Inc.|23036
EHIC|EHI CAR SERVICES ADR|ITGP|ITG INC.|12400
EHIC|EHI CAR SERVICES ADR|JEFF|JEFFERIES LLC|5851
EHIC|EHI CAR SERVICES ADR|JMPT|JUMP TRADING, LLC|1213
EHIC|EHI CAR SERVICES ADR|JPMX|J.P. Morgan Securities LLC|32600
EHIC|EHI CAR SERVICES ADR|KCGM|VIRTU Americas LLC|7063
EHIC|EHI CAR SERVICES ADR|LEHM|Barclays Capital Inc./Le|70407
EHIC|EHI CAR SERVICES ADR|LIME|Lime Brokerage LLC|15144
EHIC|EHI CAR SERVICES ADR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
EHIC|EHI CAR SERVICES ADR|MBTS|ALLY INVEST SECURITIES LLC|85
EHIC|EHI CAR SERVICES ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15932
EHIC|EHI CAR SERVICES ADR|MOTF|MOTIF INVESTING, INC.|2
EHIC|EHI CAR SERVICES ADR|MSCO|MORGAN STANLEY & CO. LLC|215644
EHIC|EHI CAR SERVICES ADR|MSPL|MORGAN STANLEY & CO. LLC|68000
EHIC|EHI CAR SERVICES ADR|MSTX|MORGAN STANLEY & CO. LLC|2200
EHIC|EHI CAR SERVICES ADR|NFSC|National Financial Services LLC|28209
EHIC|EHI CAR SERVICES ADR|NITE|VIRTU Americas LLC|108701
EHIC|EHI CAR SERVICES ADR|NQRB|Brut, LLC|2682
EHIC|EHI CAR SERVICES ADR|PCPT|PHILLIP CAPITAL INC.|8925
EHIC|EHI CAR SERVICES ADR|PDQM|CODA MARKETS, INC.|115999
EHIC|EHI CAR SERVICES ADR|PWJC|UBS Financial Services, Inc.|200
EHIC|EHI CAR SERVICES ADR|RBCM|RBC CAPITAL MARKETS, LLC|400
EHIC|EHI CAR SERVICES ADR|SAGL|SAGETRADER, LLC|750
EHIC|EHI CAR SERVICES ADR|SBSH|Citigroup Global Markets Inc.|3170
EHIC|EHI CAR SERVICES ADR|SGMT|GOLDMAN SACHS & CO. LLC|20677
EHIC|EHI CAR SERVICES ADR|SPDR|SPEEDROUTE LLC|3000
EHIC|EHI CAR SERVICES ADR|SWIM|TD Ameritrade, Inc.|4917
EHIC|EHI CAR SERVICES ADR|TKNG|ALLY INVEST SECURITIES LLC|50
EHIC|EHI CAR SERVICES ADR|TMBR|Timber Hill LLC|13
EHIC|EHI CAR SERVICES ADR|TRBT|Tradebot Systems, Inc.|29254
EHIC|EHI CAR SERVICES ADR|TRCM|TRC MARKETS LLC|50
EHIC|EHI CAR SERVICES ADR|UBSA|UBS SECURITIES LLC|143554
EHIC|EHI CAR SERVICES ADR|UBSS|UBS Securities LLC|243248
EHIC|EHI CAR SERVICES ADR|VALX|VIRTU AMERICAS LLC|3605
EHIC|EHI CAR SERVICES ADR|VGRD|Vanguard Marketing Corporation|4046
EHIC|EHI CAR SERVICES ADR|WCHV|WELLS FARGO SECURITIES, LLC|2986
EHIC|EHI CAR SERVICES ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7523
EHIC|EHI CAR SERVICES ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42571
EHIC|EHI CAR SERVICES ADR|WSEA|WOLVERINE SECURITIES, LLC|202
EHIC|EHI CAR SERVICES ADR|XIST|INSTINET, LLC|2400
EHIC|EHI CAR SERVICES ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|4372
EHT|EATON VANCE HIGH INC|BALE|M&T SECURITIES, INC.|755
EHT|EATON VANCE HIGH INC|BBNT|BB&T SECURITIES, LLC|3400
EHT|EATON VANCE HIGH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1646
EHT|EATON VANCE HIGH INC|CHAS|Charles Schwab & Co., Inc.|167
EHT|EATON VANCE HIGH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|120
EHT|EATON VANCE HIGH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2276
EHT|EATON VANCE HIGH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EHT|EATON VANCE HIGH INC|DADA|D.A. Davidson & Co.|3000
EHT|EATON VANCE HIGH INC|DBAX|Deutsche Bank Securities Inc.|3300
EHT|EATON VANCE HIGH INC|DEAN|MORGAN STANLEY|1162
EHT|EATON VANCE HIGH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
EHT|EATON VANCE HIGH INC|EBXL|EBX LLC|1300
EHT|EATON VANCE HIGH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3511
EHT|EATON VANCE HIGH INC|ETRS|E*Trade Securities LLC|2680
EHT|EATON VANCE HIGH INC|FBSB|U.S. Bancorp Investments, Inc.|305
EHT|EATON VANCE HIGH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58
EHT|EATON VANCE HIGH INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|9294
EHT|EATON VANCE HIGH INC|FTBR|Foliofn Investments, Inc.|2
EHT|EATON VANCE HIGH INC|GLPX|ACS EXECUTION SERVICES, LLC|100
EHT|EATON VANCE HIGH INC|GSCO|GOLDMAN SACHS & CO. LLC|400
EHT|EATON VANCE HIGH INC|GSLT|GOLDMAN SACHS & CO. LLC|1600
EHT|EATON VANCE HIGH INC|GTSZ|GTS SECURITIES LLC|476
EHT|EATON VANCE HIGH INC|HRBF|American Enterprise Investment Services Inc.|45108
EHT|EATON VANCE HIGH INC|IBKR|Interactive Brokers Llc|11930
EHT|EATON VANCE HIGH INC|ICBX|INSTINET, LLC|300
EHT|EATON VANCE HIGH INC|INCA|INSTINET, LLC|4030
EHT|EATON VANCE HIGH INC|JANY|Janney Montgomery Scott Inc.|885
EHT|EATON VANCE HIGH INC|JPMX|J.P. Morgan Securities LLC|600
EHT|EATON VANCE HIGH INC|KCGM|VIRTU Americas LLC|110
EHT|EATON VANCE HIGH INC|LEHM|Barclays Capital Inc./Le|2700
EHT|EATON VANCE HIGH INC|LIME|Lime Brokerage LLC|1180
EHT|EATON VANCE HIGH INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EHT|EATON VANCE HIGH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
EHT|EATON VANCE HIGH INC|MSCO|MORGAN STANLEY & CO. LLC|7490
EHT|EATON VANCE HIGH INC|MSPL|MORGAN STANLEY & CO. LLC|100
EHT|EATON VANCE HIGH INC|NATL|National Securities Corporation|1500
EHT|EATON VANCE HIGH INC|NFSC|National Financial Services LLC|24585
EHT|EATON VANCE HIGH INC|NITE|VIRTU Americas LLC|164496
EHT|EATON VANCE HIGH INC|NQRB|Brut, LLC|3400
EHT|EATON VANCE HIGH INC|OPCO|Oppenheimer & Co. Inc.|1500
EHT|EATON VANCE HIGH INC|PDQM|CODA MARKETS, INC.|225
EHT|EATON VANCE HIGH INC|PWJC|UBS Financial Services, Inc.|13846
EHT|EATON VANCE HIGH INC|RBCM|RBC CAPITAL MARKETS, LLC|38956
EHT|EATON VANCE HIGH INC|SGMT|GOLDMAN SACHS & CO. LLC|500
EHT|EATON VANCE HIGH INC|SPDR|SPEEDROUTE LLC|200
EHT|EATON VANCE HIGH INC|STFL|Stifel, Nicolaus & Company, Incorporated|41868
EHT|EATON VANCE HIGH INC|SWIM|TD Ameritrade, Inc.|562
EHT|EATON VANCE HIGH INC|TRBT|Tradebot Systems, Inc.|742
EHT|EATON VANCE HIGH INC|UBSA|UBS SECURITIES LLC|10264
EHT|EATON VANCE HIGH INC|UBSS|UBS Securities LLC|72452
EHT|EATON VANCE HIGH INC|VALX|VIRTU AMERICAS LLC|100
EHT|EATON VANCE HIGH INC|VGRD|Vanguard Marketing Corporation|510
EHT|EATON VANCE HIGH INC|WCHV|WELLS FARGO SECURITIES, LLC|90581
EHT|EATON VANCE HIGH INC|WEDB|WEDBUSH SECURITIES INC.|3
EHT|EATON VANCE HIGH INC|WSEA|WOLVERINE SECURITIES, LLC|4
EHT|EATON VANCE HIGH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
EHT|EATON VANCE HIGH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5025
EHTH|EHEALTH, INC.|ALTX|Alternet Securities Inc.|1210
EHTH|EHEALTH, INC.|APCC|Apex Clearing Corporation|2914
EHTH|EHEALTH, INC.|BATM|CBOE TRADING, INC.|664
EHTH|EHEALTH, INC.|BAYC|BAY CREST PARTNERS, LLC|69
EHTH|EHEALTH, INC.|BAYT|BTIG, LLC|5003
EHTH|EHEALTH, INC.|BERN|Sanford C. Bernstein & Co., LLC|3726
EHTH|EHEALTH, INC.|BMOC|BMO Capital Markets Corp.|2739
EHTH|EHEALTH, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4551
EHTH|EHEALTH, INC.|BRVL|BLAYLOCK VAN, LLC|900
EHTH|EHEALTH, INC.|BTIG|BTIG, LLC|46573
EHTH|EHEALTH, INC.|BYXM|CBOE TRADING, INC.|1300
EHTH|EHEALTH, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1700
EHTH|EHEALTH, INC.|CHLM|Craig-Hallum Capital Group LLC|8742
EHTH|EHEALTH, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5762
EHTH|EHEALTH, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
EHTH|EHEALTH, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31225
EHTH|EHEALTH, INC.|CTDL|Citadel Derivatives Group Llc|5506
EHTH|EHEALTH, INC.|CTLR|CUTLER GROUP, LP|1789
EHTH|EHEALTH, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2254
EHTH|EHEALTH, INC.|DBAB|Deutsche Bank Securities Inc.|139061
EHTH|EHEALTH, INC.|DBAX|Deutsche Bank Securities Inc.|17600
EHTH|EHEALTH, INC.|DBUL|Deutsche Bank Securities Inc.|1479
EHTH|EHEALTH, INC.|DEGS|RONIN PROFESSIONAL LLC|3827
EHTH|EHEALTH, INC.|EBXL|EBX LLC|13500
EHTH|EHEALTH, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2340
EHTH|EHEALTH, INC.|EGAM|CBOE TRADING, INC.|2254
EHTH|EHEALTH, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|518
EHTH|EHEALTH, INC.|EGXM|CBOE TRADING, INC.|503
EHTH|EHEALTH, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|170
EHTH|EHEALTH, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15465
EHTH|EHEALTH, INC.|ETRS|E*Trade Securities LLC|2359
EHTH|EHEALTH, INC.|FBCO|Credit Suisse Securities (USA) LLC|405825
EHTH|EHEALTH, INC.|FILL|Tradestation Securities, Inc.|1239
EHTH|EHEALTH, INC.|FOMA|TD AMERITRADE CLEARING, INC.|14853
EHTH|EHEALTH, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8309
EHTH|EHEALTH, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39942
EHTH|EHEALTH, INC.|FTBR|Foliofn Investments, Inc.|28
EHTH|EHEALTH, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5150
EHTH|EHEALTH, INC.|GILG|Gilder Gagnon Howe & Co. LLC|5538
EHTH|EHEALTH, INC.|GLPX|ACS EXECUTION SERVICES, LLC|4249
EHTH|EHEALTH, INC.|GSCO|GOLDMAN SACHS & CO. LLC|394367
EHTH|EHEALTH, INC.|GSCS|GOLDMAN SACHS & CO. LLC|22969
EHTH|EHEALTH, INC.|GSLT|GOLDMAN SACHS & CO. LLC|632
EHTH|EHEALTH, INC.|GTSZ|GTS SECURITIES LLC|3517
EHTH|EHEALTH, INC.|IATS|INTERACTIVE BROKERS LLC|5436
EHTH|EHEALTH, INC.|IBKR|Interactive Brokers Llc|20389
EHTH|EHEALTH, INC.|ICBX|INSTINET, LLC|3300
EHTH|EHEALTH, INC.|IEQY|CITADEL SECURITIES LLC|15526
EHTH|EHEALTH, INC.|INCA|INSTINET, LLC|61148
EHTH|EHEALTH, INC.|INJX|INSTINET, LLC|40759
EHTH|EHEALTH, INC.|ITGI|ITG Inc.|2729
EHTH|EHEALTH, INC.|ITGP|ITG INC.|5000
EHTH|EHEALTH, INC.|JEFF|JEFFERIES LLC|41275
EHTH|EHEALTH, INC.|JMPT|JUMP TRADING, LLC|5612
EHTH|EHEALTH, INC.|JPBX|J.P. MORGAN SECURITIES LLC|3471
EHTH|EHEALTH, INC.|JPMX|J.P. Morgan Securities LLC|31411
EHTH|EHEALTH, INC.|JSJX|JANE STREET CAPITAL LLC|2868
EHTH|EHEALTH, INC.|KCGM|VIRTU Americas LLC|1725
EHTH|EHEALTH, INC.|LEHM|Barclays Capital Inc./Le|183708
EHTH|EHEALTH, INC.|LIME|Lime Brokerage LLC|57316
EHTH|EHEALTH, INC.|MAXM|Maxim Group LLC|1908
EHTH|EHEALTH, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12800
EHTH|EHEALTH, INC.|MOTF|MOTIF INVESTING, INC.|8
EHTH|EHEALTH, INC.|MSCO|MORGAN STANLEY & CO. LLC|332417
EHTH|EHEALTH, INC.|MSPL|MORGAN STANLEY & CO. LLC|34600
EHTH|EHEALTH, INC.|MSTX|MORGAN STANLEY & CO. LLC|4400
EHTH|EHEALTH, INC.|NFSC|National Financial Services LLC|10685
EHTH|EHEALTH, INC.|NITE|VIRTU Americas LLC|52112
EHTH|EHEALTH, INC.|NITP|VIRTU Americas LLC|100
EHTH|EHEALTH, INC.|NQRB|Brut, LLC|576
EHTH|EHEALTH, INC.|PDQM|CODA MARKETS, INC.|6283
EHTH|EHEALTH, INC.|PWJC|UBS Financial Services, Inc.|400
EHTH|EHEALTH, INC.|SAGL|SAGETRADER, LLC|1911
EHTH|EHEALTH, INC.|SAGW|SAGETRADER, LLC|200
EHTH|EHEALTH, INC.|SBSH|Citigroup Global Markets Inc.|41981
EHTH|EHEALTH, INC.|SGMT|GOLDMAN SACHS & CO. LLC|9985
EHTH|EHEALTH, INC.|SPDR|SPEEDROUTE LLC|14941
EHTH|EHEALTH, INC.|SPTD|MINT GLOBAL MARKETS, INC.|9474
EHTH|EHEALTH, INC.|SWIM|TD Ameritrade, Inc.|5459
EHTH|EHEALTH, INC.|TKNG|ALLY INVEST SECURITIES LLC|62
EHTH|EHEALTH, INC.|TMBR|Timber Hill LLC|14
EHTH|EHEALTH, INC.|TRBT|Tradebot Systems, Inc.|25944
EHTH|EHEALTH, INC.|TRCM|TRC MARKETS LLC|22386
EHTH|EHEALTH, INC.|UBSA|UBS SECURITIES LLC|57481
EHTH|EHEALTH, INC.|UBSS|UBS Securities LLC|283468
EHTH|EHEALTH, INC.|VALX|VIRTU AMERICAS LLC|4928
EHTH|EHEALTH, INC.|WCHV|WELLS FARGO SECURITIES, LLC|17107
EHTH|EHEALTH, INC.|WEED|Weeden & Co.L.P.|2543
EHTH|EHEALTH, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1435
EHTH|EHEALTH, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3356
EHTH|EHEALTH, INC.|WGIF|CIBC World Markets Inc.|84
EHTH|EHEALTH, INC.|WSEA|WOLVERINE SECURITIES, LLC|6172
EHTH|EHEALTH, INC.|XIST|INSTINET, LLC|7770
EHTH|EHEALTH, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
EHTH|EHEALTH, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1041
EIA|EATON VANCE CA II|APCC|Apex Clearing Corporation|2
EIA|EATON VANCE CA II|BTIG|BTIG, LLC|1186
EIA|EATON VANCE CA II|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1794
EIA|EATON VANCE CA II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1167
EIA|EATON VANCE CA II|DADA|D.A. Davidson & Co.|2
EIA|EATON VANCE CA II|DEGS|RONIN PROFESSIONAL LLC|600
EIA|EATON VANCE CA II|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1923
EIA|EATON VANCE CA II|EBXL|EBX LLC|500
EIA|EATON VANCE CA II|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
EIA|EATON VANCE CA II|ETRS|E*Trade Securities LLC|6
EIA|EATON VANCE CA II|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1765
EIA|EATON VANCE CA II|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3409
EIA|EATON VANCE CA II|GSCO|GOLDMAN SACHS & CO. LLC|400
EIA|EATON VANCE CA II|IATS|INTERACTIVE BROKERS LLC|291
EIA|EATON VANCE CA II|IBKR|Interactive Brokers Llc|2262
EIA|EATON VANCE CA II|ICBX|INSTINET, LLC|100
EIA|EATON VANCE CA II|INCA|INSTINET, LLC|702
EIA|EATON VANCE CA II|ITGI|ITG Inc.|220
EIA|EATON VANCE CA II|ITGP|ITG INC.|600
EIA|EATON VANCE CA II|LEHM|Barclays Capital Inc./Le|400
EIA|EATON VANCE CA II|LIME|Lime Brokerage LLC|1111
EIA|EATON VANCE CA II|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|420
EIA|EATON VANCE CA II|MOTF|MOTIF INVESTING, INC.|1
EIA|EATON VANCE CA II|MSCO|MORGAN STANLEY & CO. LLC|12120
EIA|EATON VANCE CA II|MSPL|MORGAN STANLEY & CO. LLC|4400
EIA|EATON VANCE CA II|NFSC|National Financial Services LLC|6030
EIA|EATON VANCE CA II|NITE|VIRTU Americas LLC|16512
EIA|EATON VANCE CA II|NQRB|Brut, LLC|100
EIA|EATON VANCE CA II|OPCO|Oppenheimer & Co. Inc.|100
EIA|EATON VANCE CA II|PWJC|UBS Financial Services, Inc.|1600
EIA|EATON VANCE CA II|RBCM|RBC CAPITAL MARKETS, LLC|21
EIA|EATON VANCE CA II|SGMT|GOLDMAN SACHS & CO. LLC|300
EIA|EATON VANCE CA II|SWIM|TD Ameritrade, Inc.|462
EIA|EATON VANCE CA II|SWST|Hilltop Securities Inc.|1114
EIA|EATON VANCE CA II|UBSA|UBS SECURITIES LLC|2410
EIA|EATON VANCE CA II|UBSS|UBS Securities LLC|6184
EIA|EATON VANCE CA II|VALX|VIRTU AMERICAS LLC|600
EIA|EATON VANCE CA II|VGRD|Vanguard Marketing Corporation|3300
EIA|EATON VANCE CA II|WCHV|WELLS FARGO SECURITIES, LLC|3601
EIA|EATON VANCE CA II|WEDB|WEDBUSH SECURITIES INC.|4
EIA|EATON VANCE CA II|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1233
EIA|EATON VANCE CA II|WSEA|WOLVERINE SECURITIES, LLC|7
EIA|EATON VANCE CA II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|404
EIDO|ISHARES MSCI INDONES|ALTX|Alternet Securities Inc.|5782
EIDO|ISHARES MSCI INDONES|APCC|Apex Clearing Corporation|264
EIDO|ISHARES MSCI INDONES|BATM|CBOE TRADING, INC.|53468
EIDO|ISHARES MSCI INDONES|BAYC|BAY CREST PARTNERS, LLC|250000
EIDO|ISHARES MSCI INDONES|BERN|Sanford C. Bernstein & Co., LLC|5601
EIDO|ISHARES MSCI INDONES|BKCM|BNY Mellon Capital Markets LLC|627
EIDO|ISHARES MSCI INDONES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21580
EIDO|ISHARES MSCI INDONES|BLKX|INSTINET, LLC|35700
EIDO|ISHARES MSCI INDONES|BYXM|CBOE TRADING, INC.|47681
EIDO|ISHARES MSCI INDONES|CANT|Cantor Fitzgerald & Co.|163700
EIDO|ISHARES MSCI INDONES|CHAS|Charles Schwab & Co., Inc.|794
EIDO|ISHARES MSCI INDONES|CIST|Capital Institutional Services, Inc.|4072
EIDO|ISHARES MSCI INDONES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154786
EIDO|ISHARES MSCI INDONES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|433683
EIDO|ISHARES MSCI INDONES|CSIN|Citadel Securities Institutional LLC|14812
EIDO|ISHARES MSCI INDONES|CTDL|Citadel Derivatives Group Llc|330732
EIDO|ISHARES MSCI INDONES|CXCX|CITIGROUP GLOBAL MARKETS INC.|24200
EIDO|ISHARES MSCI INDONES|DBAB|Deutsche Bank Securities Inc.|59281
EIDO|ISHARES MSCI INDONES|DBAX|Deutsche Bank Securities Inc.|268000
EIDO|ISHARES MSCI INDONES|DEAN|MORGAN STANLEY|1343
EIDO|ISHARES MSCI INDONES|EBXL|EBX LLC|166000
EIDO|ISHARES MSCI INDONES|ECUT|CONVERGEX EXECUTION SOLUTIONS|11818
EIDO|ISHARES MSCI INDONES|EGAM|CBOE TRADING, INC.|56863
EIDO|ISHARES MSCI INDONES|EGAW|CBOE TRADING, INC.|795
EIDO|ISHARES MSCI INDONES|EGMT|EG MARKET TECHNOLOGIES LLC|100
EIDO|ISHARES MSCI INDONES|EGXM|CBOE TRADING, INC.|423
EIDO|ISHARES MSCI INDONES|ESPO|ESPOSITO SECURITIES, LLC|100
EIDO|ISHARES MSCI INDONES|ETBE|Electronic Transaction Clearing, Inc.|41606
EIDO|ISHARES MSCI INDONES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41800
EIDO|ISHARES MSCI INDONES|ETRS|E*Trade Securities LLC|8417
EIDO|ISHARES MSCI INDONES|FBSB|U.S. Bancorp Investments, Inc.|182
EIDO|ISHARES MSCI INDONES|FCST|INTL FCSTONE FINANCIAL INC.|400
EIDO|ISHARES MSCI INDONES|FILL|Tradestation Securities, Inc.|1189
EIDO|ISHARES MSCI INDONES|FLTU|FLOW TRADERS US LLC|155000
EIDO|ISHARES MSCI INDONES|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|55000
EIDO|ISHARES MSCI INDONES|FMAF|NBCN Inc./ CDS|120
EIDO|ISHARES MSCI INDONES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15486
EIDO|ISHARES MSCI INDONES|FTBR|Foliofn Investments, Inc.|3614
EIDO|ISHARES MSCI INDONES|GARC|ICAP Corporates LLC|948000
EIDO|ISHARES MSCI INDONES|GBMT|GBM International, Inc.|3496
EIDO|ISHARES MSCI INDONES|GEBB|GLOBAL EXECUTION BROKERS, LP|14700
EIDO|ISHARES MSCI INDONES|GFIS|GFI Securities LLC|252000
EIDO|ISHARES MSCI INDONES|GLIS|TD Securities Inc|134
EIDO|ISHARES MSCI INDONES|GLPX|ACS EXECUTION SERVICES, LLC|517750
EIDO|ISHARES MSCI INDONES|GSCO|GOLDMAN SACHS & CO. LLC|911430
EIDO|ISHARES MSCI INDONES|GSCS|GOLDMAN SACHS & CO. LLC|17991
EIDO|ISHARES MSCI INDONES|GSLT|GOLDMAN SACHS & CO. LLC|192891
EIDO|ISHARES MSCI INDONES|GTSZ|GTS SECURITIES LLC|6817
EIDO|ISHARES MSCI INDONES|HRBF|American Enterprise Investment Services Inc.|16
EIDO|ISHARES MSCI INDONES|IATS|INTERACTIVE BROKERS LLC|14075
EIDO|ISHARES MSCI INDONES|IBKR|Interactive Brokers Llc|62871
EIDO|ISHARES MSCI INDONES|ICBX|INSTINET, LLC|224157
EIDO|ISHARES MSCI INDONES|INCA|INSTINET, LLC|233803
EIDO|ISHARES MSCI INDONES|INJX|INSTINET, LLC|4073
EIDO|ISHARES MSCI INDONES|ITGI|ITG Inc.|6314
EIDO|ISHARES MSCI INDONES|ITGP|ITG INC.|139600
EIDO|ISHARES MSCI INDONES|JEFF|JEFFERIES LLC|39831
EIDO|ISHARES MSCI INDONES|JMPT|JUMP TRADING, LLC|75798
EIDO|ISHARES MSCI INDONES|JPMX|J.P. Morgan Securities LLC|197340
EIDO|ISHARES MSCI INDONES|JSJX|JANE STREET CAPITAL LLC|1017014
EIDO|ISHARES MSCI INDONES|KCGM|VIRTU Americas LLC|58764
EIDO|ISHARES MSCI INDONES|LEHM|Barclays Capital Inc./Le|905839
EIDO|ISHARES MSCI INDONES|LIME|Lime Brokerage LLC|9530
EIDO|ISHARES MSCI INDONES|LSCI|Lek Securities Corporation|5071
EIDO|ISHARES MSCI INDONES|MACC|Mid Atlantic Capital Corporation|2623
EIDO|ISHARES MSCI INDONES|MCBT|Moors & Cabot, Inc.|500
EIDO|ISHARES MSCI INDONES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|485488
EIDO|ISHARES MSCI INDONES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2000
EIDO|ISHARES MSCI INDONES|MOTF|MOTIF INVESTING, INC.|2
EIDO|ISHARES MSCI INDONES|MSCO|MORGAN STANLEY & CO. LLC|1439050
EIDO|ISHARES MSCI INDONES|MSPL|MORGAN STANLEY & CO. LLC|589600
EIDO|ISHARES MSCI INDONES|MSTX|MORGAN STANLEY & CO. LLC|1100
EIDO|ISHARES MSCI INDONES|NFSC|National Financial Services LLC|37348
EIDO|ISHARES MSCI INDONES|NITE|VIRTU Americas LLC|591359
EIDO|ISHARES MSCI INDONES|NITP|VIRTU Americas LLC|20150
EIDO|ISHARES MSCI INDONES|NQRB|Brut, LLC|7627
EIDO|ISHARES MSCI INDONES|NTRC|Northern Trust Securities, Inc.|22
EIDO|ISHARES MSCI INDONES|OLDM|OLD MISSION CAPITAL, LLC|167313
EIDO|ISHARES MSCI INDONES|OTAA|OTA LLC|2100
EIDO|ISHARES MSCI INDONES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|83500
EIDO|ISHARES MSCI INDONES|PCPT|PHILLIP CAPITAL INC.|720
EIDO|ISHARES MSCI INDONES|PDQM|CODA MARKETS, INC.|70588
EIDO|ISHARES MSCI INDONES|QMSR|QUATTRO M SECURITIES INC.|575733
EIDO|ISHARES MSCI INDONES|RBCM|RBC CAPITAL MARKETS, LLC|1568
EIDO|ISHARES MSCI INDONES|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|5100
EIDO|ISHARES MSCI INDONES|SAGL|SAGETRADER, LLC|8600
EIDO|ISHARES MSCI INDONES|SBSH|Citigroup Global Markets Inc.|6991
EIDO|ISHARES MSCI INDONES|SCMC|Scotia Capital Markets (USA) Inc.|200
EIDO|ISHARES MSCI INDONES|SGMT|GOLDMAN SACHS & CO. LLC|282945
EIDO|ISHARES MSCI INDONES|SPDR|SPEEDROUTE LLC|400
EIDO|ISHARES MSCI INDONES|STFL|Stifel, Nicolaus & Company, Incorporated|1041
EIDO|ISHARES MSCI INDONES|SWIM|TD Ameritrade, Inc.|2147
EIDO|ISHARES MSCI INDONES|SWST|Hilltop Securities Inc.|8975
EIDO|ISHARES MSCI INDONES|TKNG|ALLY INVEST SECURITIES LLC|450
EIDO|ISHARES MSCI INDONES|TRBT|Tradebot Systems, Inc.|523711
EIDO|ISHARES MSCI INDONES|TRCM|TRC MARKETS LLC|6777
EIDO|ISHARES MSCI INDONES|TWTT|TASTYWORKS, INC.|17
EIDO|ISHARES MSCI INDONES|UBSA|UBS SECURITIES LLC|858810
EIDO|ISHARES MSCI INDONES|UBSS|UBS Securities LLC|1746531
EIDO|ISHARES MSCI INDONES|VALX|VIRTU AMERICAS LLC|21574
EIDO|ISHARES MSCI INDONES|VGRD|Vanguard Marketing Corporation|11093
EIDO|ISHARES MSCI INDONES|VSIN|Vision Financial Markets Llc|2
EIDO|ISHARES MSCI INDONES|WBET|Wallachbeth Capital LLC|376380
EIDO|ISHARES MSCI INDONES|WCHV|WELLS FARGO SECURITIES, LLC|3689
EIDO|ISHARES MSCI INDONES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2495
EIDO|ISHARES MSCI INDONES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3268
EIDO|ISHARES MSCI INDONES|WSEA|WOLVERINE SECURITIES, LLC|2825
EIDO|ISHARES MSCI INDONES|XIST|INSTINET, LLC|8200
EIDO|ISHARES MSCI INDONES|XSTM|NATIONAL FINANCIAL SERVICES LLC|11000
EIDO|ISHARES MSCI INDONES|YKNA|COMHAR CAPITAL MARKETS, LLC|700
EIDO|ISHARES MSCI INDONES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10398
EIDX|EIDOS THERA CMN|AGIS|Aegis Capital Corp.|600
EIDX|EIDOS THERA CMN|ALTX|Alternet Securities Inc.|8878
EIDX|EIDOS THERA CMN|APCC|Apex Clearing Corporation|15952
EIDX|EIDOS THERA CMN|BATM|CBOE TRADING, INC.|1500
EIDX|EIDOS THERA CMN|BERN|Sanford C. Bernstein & Co., LLC|42128
EIDX|EIDOS THERA CMN|BYXM|CBOE TRADING, INC.|3290
EIDX|EIDOS THERA CMN|CANT|Cantor Fitzgerald & Co.|10000
EIDX|EIDOS THERA CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|7000
EIDX|EIDOS THERA CMN|CNTR|PRECISION SECURITIES, LLC|5373
EIDX|EIDOS THERA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|160447
EIDX|EIDOS THERA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|84238
EIDX|EIDOS THERA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|51407
EIDX|EIDOS THERA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90393
EIDX|EIDOS THERA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28712
EIDX|EIDOS THERA CMN|DBAB|Deutsche Bank Securities Inc.|695
EIDX|EIDOS THERA CMN|DBAX|Deutsche Bank Securities Inc.|102700
EIDX|EIDOS THERA CMN|DCHF|Dart Executions, LLC|60770
EIDX|EIDOS THERA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29394
EIDX|EIDOS THERA CMN|EBXL|EBX LLC|121400
EIDX|EIDOS THERA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1389
EIDX|EIDOS THERA CMN|EGAM|CBOE TRADING, INC.|4966
EIDX|EIDOS THERA CMN|EGAW|CBOE TRADING, INC.|800
EIDX|EIDOS THERA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
EIDX|EIDOS THERA CMN|EGXM|CBOE TRADING, INC.|1160
EIDX|EIDOS THERA CMN|EGXW|CBOE TRADING, INC.|200
EIDX|EIDOS THERA CMN|ETBE|Electronic Transaction Clearing, Inc.|6852
EIDX|EIDOS THERA CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|151
EIDX|EIDOS THERA CMN|ETRS|E*Trade Securities LLC|80577
EIDX|EIDOS THERA CMN|FBCO|Credit Suisse Securities (USA) LLC|84765
EIDX|EIDOS THERA CMN|FILL|Tradestation Securities, Inc.|1593
EIDX|EIDOS THERA CMN|FMAF|NBCN Inc./ CDS|36
EIDX|EIDOS THERA CMN|FOMA|TD AMERITRADE CLEARING, INC.|162510
EIDX|EIDOS THERA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19905
EIDX|EIDOS THERA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9596
EIDX|EIDOS THERA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1008
EIDX|EIDOS THERA CMN|GLPX|ACS EXECUTION SERVICES, LLC|137625
EIDX|EIDOS THERA CMN|GSCO|GOLDMAN SACHS & CO. LLC|114660
EIDX|EIDOS THERA CMN|GSCS|GOLDMAN SACHS & CO. LLC|26575
EIDX|EIDOS THERA CMN|GSLT|GOLDMAN SACHS & CO. LLC|7422
EIDX|EIDOS THERA CMN|GTSZ|GTS SECURITIES LLC|18116
EIDX|EIDOS THERA CMN|GUGS|Guggenheim Securities, LLC|20000
EIDX|EIDOS THERA CMN|HSBC|HSBC Securities, Inc.|100
EIDX|EIDOS THERA CMN|IATS|INTERACTIVE BROKERS LLC|32583
EIDX|EIDOS THERA CMN|IBKR|Interactive Brokers Llc|355368
EIDX|EIDOS THERA CMN|ICBX|INSTINET, LLC|43148
EIDX|EIDOS THERA CMN|INCA|INSTINET, LLC|272921
EIDX|EIDOS THERA CMN|INJX|INSTINET, LLC|54725
EIDX|EIDOS THERA CMN|ITGI|ITG Inc.|37386
EIDX|EIDOS THERA CMN|ITGP|ITG INC.|51400
EIDX|EIDOS THERA CMN|JEFF|JEFFERIES LLC|120405
EIDX|EIDOS THERA CMN|JGUN|Joseph Gunnar & Co.  LLC|100
EIDX|EIDOS THERA CMN|JMPT|JUMP TRADING, LLC|9906
EIDX|EIDOS THERA CMN|JONE|JonesTrading|4230
EIDX|EIDOS THERA CMN|JPBX|J.P. MORGAN SECURITIES LLC|1932
EIDX|EIDOS THERA CMN|JPMX|J.P. Morgan Securities LLC|432796
EIDX|EIDOS THERA CMN|JSJX|JANE STREET CAPITAL LLC|106
EIDX|EIDOS THERA CMN|KCGM|VIRTU Americas LLC|53494
EIDX|EIDOS THERA CMN|LEHM|Barclays Capital Inc./Le|120631
EIDX|EIDOS THERA CMN|LIME|Lime Brokerage LLC|9289
EIDX|EIDOS THERA CMN|LQNA|LIQUIDNET, INC.|40000
EIDX|EIDOS THERA CMN|LSCI|Lek Securities Corporation|2610
EIDX|EIDOS THERA CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|18353
EIDX|EIDOS THERA CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11592
EIDX|EIDOS THERA CMN|MAVB|Great Point Capital LLC|100
EIDX|EIDOS THERA CMN|MAXM|Maxim Group LLC|1000
EIDX|EIDOS THERA CMN|MKMP|MKM Partners LLC|60000
EIDX|EIDOS THERA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30214
EIDX|EIDOS THERA CMN|MNDX|TJM Investments, LLC|1966
EIDX|EIDOS THERA CMN|MSCO|MORGAN STANLEY & CO. LLC|416143
EIDX|EIDOS THERA CMN|MSPL|MORGAN STANLEY & CO. LLC|5200
EIDX|EIDOS THERA CMN|MSTX|MORGAN STANLEY & CO. LLC|600
EIDX|EIDOS THERA CMN|NEED|Needham & Company, LLC|1000
EIDX|EIDOS THERA CMN|NFSC|National Financial Services LLC|108237
EIDX|EIDOS THERA CMN|NITE|VIRTU Americas LLC|463590
EIDX|EIDOS THERA CMN|NQRB|Brut, LLC|200
EIDX|EIDOS THERA CMN|NTRC|Northern Trust Securities, Inc.|300
EIDX|EIDOS THERA CMN|PAUL|Paulson Investment Company, Inc.|1600
EIDX|EIDOS THERA CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10000
EIDX|EIDOS THERA CMN|PDQM|CODA MARKETS, INC.|217631
EIDX|EIDOS THERA CMN|PREC|PRECISION SECURITIES, LLC|2450
EIDX|EIDOS THERA CMN|PWJC|UBS Financial Services, Inc.|260
EIDX|EIDOS THERA CMN|RAJA|Raymond James & Associates, Inc.|30930
EIDX|EIDOS THERA CMN|RJLC|RJL CAPITAL GROUP, LLC|650
EIDX|EIDOS THERA CMN|SAGL|SAGETRADER, LLC|6194
EIDX|EIDOS THERA CMN|SBSH|Citigroup Global Markets Inc.|22430
EIDX|EIDOS THERA CMN|SGMT|GOLDMAN SACHS & CO. LLC|82147
EIDX|EIDOS THERA CMN|SPDR|SPEEDROUTE LLC|46634
EIDX|EIDOS THERA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|8963
EIDX|EIDOS THERA CMN|SWIM|TD Ameritrade, Inc.|150340
EIDX|EIDOS THERA CMN|TDCO|Thompson Davis & Co., Inc.|800
EIDX|EIDOS THERA CMN|TKNG|ALLY INVEST SECURITIES LLC|900
EIDX|EIDOS THERA CMN|TRCM|TRC MARKETS LLC|309
EIDX|EIDOS THERA CMN|UBSA|UBS SECURITIES LLC|99249
EIDX|EIDOS THERA CMN|UBSS|UBS Securities LLC|161864
EIDX|EIDOS THERA CMN|VALX|VIRTU AMERICAS LLC|8300
EIDX|EIDOS THERA CMN|VGRD|Vanguard Marketing Corporation|3377
EIDX|EIDOS THERA CMN|VNDS|VANDHAM SECURITIES CORP|6450
EIDX|EIDOS THERA CMN|VSIN|Vision Financial Markets Llc|100
EIDX|EIDOS THERA CMN|WABR|Wall Street Access|2206
EIDX|EIDOS THERA CMN|WCHV|WELLS FARGO SECURITIES, LLC|14729
EIDX|EIDOS THERA CMN|WEDB|WEDBUSH SECURITIES INC.|236322
EIDX|EIDOS THERA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|877
EIDX|EIDOS THERA CMN|WGIF|CIBC World Markets Inc.|501
EIDX|EIDOS THERA CMN|WSEA|WOLVERINE SECURITIES, LLC|9055
EIDX|EIDOS THERA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
EIDX|EIDOS THERA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|8398
EIDX|EIDOS THERA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
EIG|EMPLOYERS HOLDINGS I|ANOS|ABEL/NOSER, L.L.C.|522
EIG|EMPLOYERS HOLDINGS I|APCC|Apex Clearing Corporation|42
EIG|EMPLOYERS HOLDINGS I|BARD|Robert W. Baird & Co. Incorporated|485
EIG|EMPLOYERS HOLDINGS I|BATM|CBOE TRADING, INC.|280
EIG|EMPLOYERS HOLDINGS I|BERN|Sanford C. Bernstein & Co., LLC|301
EIG|EMPLOYERS HOLDINGS I|BIDS|BIDS TRADING L.P.|200
EIG|EMPLOYERS HOLDINGS I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4
EIG|EMPLOYERS HOLDINGS I|BNPX|BNP PARIBAS SECURITIES CORP.|10021
EIG|EMPLOYERS HOLDINGS I|BRVL|BLAYLOCK VAN, LLC|900
EIG|EMPLOYERS HOLDINGS I|BTIG|BTIG, LLC|702
EIG|EMPLOYERS HOLDINGS I|BYXM|CBOE TRADING, INC.|200
EIG|EMPLOYERS HOLDINGS I|BZYD|GOLDMAN SACHS & CO. LLC|300
EIG|EMPLOYERS HOLDINGS I|CHAS|Charles Schwab & Co., Inc.|61
EIG|EMPLOYERS HOLDINGS I|CIST|Capital Institutional Services, Inc.|4
EIG|EMPLOYERS HOLDINGS I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|219
EIG|EMPLOYERS HOLDINGS I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
EIG|EMPLOYERS HOLDINGS I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31070
EIG|EMPLOYERS HOLDINGS I|CTDL|Citadel Derivatives Group Llc|682
EIG|EMPLOYERS HOLDINGS I|CXCX|CITIGROUP GLOBAL MARKETS INC.|13006
EIG|EMPLOYERS HOLDINGS I|DBAB|Deutsche Bank Securities Inc.|86028
EIG|EMPLOYERS HOLDINGS I|DBAX|Deutsche Bank Securities Inc.|22600
EIG|EMPLOYERS HOLDINGS I|DBUL|Deutsche Bank Securities Inc.|100
EIG|EMPLOYERS HOLDINGS I|DEGS|RONIN PROFESSIONAL LLC|15
EIG|EMPLOYERS HOLDINGS I|EBXL|EBX LLC|10200
EIG|EMPLOYERS HOLDINGS I|ECUT|CONVERGEX EXECUTION SOLUTIONS|1334
EIG|EMPLOYERS HOLDINGS I|EDJO|Edward D. Jones & Co., L.P.|39
EIG|EMPLOYERS HOLDINGS I|EGAM|CBOE TRADING, INC.|899
EIG|EMPLOYERS HOLDINGS I|EGXM|CBOE TRADING, INC.|200
EIG|EMPLOYERS HOLDINGS I|EGXW|CBOE TRADING, INC.|1
EIG|EMPLOYERS HOLDINGS I|ELEV|ELEVATION, LLC|616
EIG|EMPLOYERS HOLDINGS I|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
EIG|EMPLOYERS HOLDINGS I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3100
EIG|EMPLOYERS HOLDINGS I|ETRS|E*Trade Securities LLC|1027
EIG|EMPLOYERS HOLDINGS I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
EIG|EMPLOYERS HOLDINGS I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5766
EIG|EMPLOYERS HOLDINGS I|FTBR|Foliofn Investments, Inc.|903
EIG|EMPLOYERS HOLDINGS I|GLPX|ACS EXECUTION SERVICES, LLC|408
EIG|EMPLOYERS HOLDINGS I|GSCO|GOLDMAN SACHS & CO. LLC|484480
EIG|EMPLOYERS HOLDINGS I|GSLT|GOLDMAN SACHS & CO. LLC|552
EIG|EMPLOYERS HOLDINGS I|GTSZ|GTS SECURITIES LLC|14285
EIG|EMPLOYERS HOLDINGS I|HRBF|American Enterprise Investment Services Inc.|128
EIG|EMPLOYERS HOLDINGS I|IBKR|Interactive Brokers Llc|227
EIG|EMPLOYERS HOLDINGS I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
EIG|EMPLOYERS HOLDINGS I|ICBX|INSTINET, LLC|7200
EIG|EMPLOYERS HOLDINGS I|IEQY|CITADEL SECURITIES LLC|2038
EIG|EMPLOYERS HOLDINGS I|INCA|INSTINET, LLC|8663
EIG|EMPLOYERS HOLDINGS I|INJX|INSTINET, LLC|2646
EIG|EMPLOYERS HOLDINGS I|ITGI|ITG Inc.|6852
EIG|EMPLOYERS HOLDINGS I|ITGP|ITG INC.|18800
EIG|EMPLOYERS HOLDINGS I|JEFF|JEFFERIES LLC|2167
EIG|EMPLOYERS HOLDINGS I|JMPT|JUMP TRADING, LLC|1346
EIG|EMPLOYERS HOLDINGS I|JPBX|J.P. MORGAN SECURITIES LLC|10012
EIG|EMPLOYERS HOLDINGS I|JPMX|J.P. Morgan Securities LLC|64455
EIG|EMPLOYERS HOLDINGS I|JSJX|JANE STREET CAPITAL LLC|5279
EIG|EMPLOYERS HOLDINGS I|KCGM|VIRTU Americas LLC|9188
EIG|EMPLOYERS HOLDINGS I|LEHM|Barclays Capital Inc./Le|56459
EIG|EMPLOYERS HOLDINGS I|LIME|Lime Brokerage LLC|6334
EIG|EMPLOYERS HOLDINGS I|LOOP|Loop Capital Markets LLC|61
EIG|EMPLOYERS HOLDINGS I|LQNA|LIQUIDNET, INC.|5000
EIG|EMPLOYERS HOLDINGS I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23465
EIG|EMPLOYERS HOLDINGS I|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|590
EIG|EMPLOYERS HOLDINGS I|MSCO|MORGAN STANLEY & CO. LLC|75624
EIG|EMPLOYERS HOLDINGS I|MSPL|MORGAN STANLEY & CO. LLC|48800
EIG|EMPLOYERS HOLDINGS I|MSTX|MORGAN STANLEY & CO. LLC|400
EIG|EMPLOYERS HOLDINGS I|NFSC|National Financial Services LLC|6646
EIG|EMPLOYERS HOLDINGS I|NITE|VIRTU Americas LLC|24627
EIG|EMPLOYERS HOLDINGS I|NQRB|Brut, LLC|100
EIG|EMPLOYERS HOLDINGS I|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
EIG|EMPLOYERS HOLDINGS I|PCFF|Pacific International Securities Inc./CDS|15
EIG|EMPLOYERS HOLDINGS I|PDQM|CODA MARKETS, INC.|1343
EIG|EMPLOYERS HOLDINGS I|PHLY|NASDAQ Execution Services, LLC|200
EIG|EMPLOYERS HOLDINGS I|PWJC|UBS Financial Services, Inc.|1320
EIG|EMPLOYERS HOLDINGS I|RBCM|RBC CAPITAL MARKETS, LLC|11
EIG|EMPLOYERS HOLDINGS I|SBSH|Citigroup Global Markets Inc.|13989
EIG|EMPLOYERS HOLDINGS I|SGMT|GOLDMAN SACHS & CO. LLC|7740
EIG|EMPLOYERS HOLDINGS I|SPDR|SPEEDROUTE LLC|100
EIG|EMPLOYERS HOLDINGS I|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
EIG|EMPLOYERS HOLDINGS I|SWIM|TD Ameritrade, Inc.|20
EIG|EMPLOYERS HOLDINGS I|SWST|Hilltop Securities Inc.|79
EIG|EMPLOYERS HOLDINGS I|TMBR|Timber Hill LLC|10
EIG|EMPLOYERS HOLDINGS I|TRBT|Tradebot Systems, Inc.|1073
EIG|EMPLOYERS HOLDINGS I|TRCM|TRC MARKETS LLC|7319
EIG|EMPLOYERS HOLDINGS I|UBSS|UBS Securities LLC|72380
EIG|EMPLOYERS HOLDINGS I|VALX|VIRTU AMERICAS LLC|7064
EIG|EMPLOYERS HOLDINGS I|VGRD|Vanguard Marketing Corporation|200
EIG|EMPLOYERS HOLDINGS I|WCHV|WELLS FARGO SECURITIES, LLC|8674
EIG|EMPLOYERS HOLDINGS I|WEED|Weeden & Co.L.P.|390
EIG|EMPLOYERS HOLDINGS I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|592
EIG|EMPLOYERS HOLDINGS I|WSEA|WOLVERINE SECURITIES, LLC|49
EIG|EMPLOYERS HOLDINGS I|XIST|INSTINET, LLC|15400
EIG|EMPLOYERS HOLDINGS I|XSTM|NATIONAL FINANCIAL SERVICES LLC|2288
EIG|EMPLOYERS HOLDINGS I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1668
EIGI|ENDURANCE INT GRP|APCC|Apex Clearing Corporation|1140
EIGI|ENDURANCE INT GRP|AQUA|AQUA SECURITIES L.P.|2500
EIGI|ENDURANCE INT GRP|BARD|Robert W. Baird & Co. Incorporated|7896
EIGI|ENDURANCE INT GRP|BATM|CBOE TRADING, INC.|1591
EIGI|ENDURANCE INT GRP|BAYC|BAY CREST PARTNERS, LLC|1208
EIGI|ENDURANCE INT GRP|BERN|Sanford C. Bernstein & Co., LLC|852
EIGI|ENDURANCE INT GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1176
EIGI|ENDURANCE INT GRP|BLKX|INSTINET, LLC|6200
EIGI|ENDURANCE INT GRP|BMOC|BMO Capital Markets Corp.|10096
EIGI|ENDURANCE INT GRP|BNPX|BNP PARIBAS SECURITIES CORP.|465
EIGI|ENDURANCE INT GRP|BTIG|BTIG, LLC|1566793
EIGI|ENDURANCE INT GRP|BYXM|CBOE TRADING, INC.|4400
EIGI|ENDURANCE INT GRP|BZYD|GOLDMAN SACHS & CO. LLC|5072
EIGI|ENDURANCE INT GRP|CANT|Cantor Fitzgerald & Co.|78758
EIGI|ENDURANCE INT GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73412
EIGI|ENDURANCE INT GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22300
EIGI|ENDURANCE INT GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|551861
EIGI|ENDURANCE INT GRP|CTDL|Citadel Derivatives Group Llc|19040
EIGI|ENDURANCE INT GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|54144
EIGI|ENDURANCE INT GRP|DBAB|Deutsche Bank Securities Inc.|550378
EIGI|ENDURANCE INT GRP|DBAX|Deutsche Bank Securities Inc.|401200
EIGI|ENDURANCE INT GRP|DEAN|MORGAN STANLEY|22481
EIGI|ENDURANCE INT GRP|DEGS|RONIN PROFESSIONAL LLC|26083
EIGI|ENDURANCE INT GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14101
EIGI|ENDURANCE INT GRP|EBXL|EBX LLC|380000
EIGI|ENDURANCE INT GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|9851
EIGI|ENDURANCE INT GRP|EDJO|Edward D. Jones & Co., L.P.|45
EIGI|ENDURANCE INT GRP|EGAM|CBOE TRADING, INC.|7490
EIGI|ENDURANCE INT GRP|EGAW|CBOE TRADING, INC.|100
EIGI|ENDURANCE INT GRP|EGXM|CBOE TRADING, INC.|700
EIGI|ENDURANCE INT GRP|ETBE|Electronic Transaction Clearing, Inc.|56511
EIGI|ENDURANCE INT GRP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|104347
EIGI|ENDURANCE INT GRP|ETCC|Electronic Transaction Clearing, Inc.|200
EIGI|ENDURANCE INT GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50299
EIGI|ENDURANCE INT GRP|ETRS|E*Trade Securities LLC|149903
EIGI|ENDURANCE INT GRP|FBCO|Credit Suisse Securities (USA) LLC|330614
EIGI|ENDURANCE INT GRP|FILL|Tradestation Securities, Inc.|1034
EIGI|ENDURANCE INT GRP|FMAF|NBCN Inc./ CDS|2000
EIGI|ENDURANCE INT GRP|FOMA|TD AMERITRADE CLEARING, INC.|165403
EIGI|ENDURANCE INT GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1717
EIGI|ENDURANCE INT GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51494
EIGI|ENDURANCE INT GRP|FTBR|Foliofn Investments, Inc.|14887
EIGI|ENDURANCE INT GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|22785
EIGI|ENDURANCE INT GRP|GLPX|ACS EXECUTION SERVICES, LLC|20851
EIGI|ENDURANCE INT GRP|GSCO|GOLDMAN SACHS & CO. LLC|547240
EIGI|ENDURANCE INT GRP|GSCS|GOLDMAN SACHS & CO. LLC|398024
EIGI|ENDURANCE INT GRP|GSLT|GOLDMAN SACHS & CO. LLC|14007
EIGI|ENDURANCE INT GRP|GTSZ|GTS SECURITIES LLC|101826
EIGI|ENDURANCE INT GRP|HSBC|HSBC Securities, Inc.|1200
EIGI|ENDURANCE INT GRP|IATS|INTERACTIVE BROKERS LLC|600
EIGI|ENDURANCE INT GRP|IBKR|Interactive Brokers Llc|61586
EIGI|ENDURANCE INT GRP|ICBX|INSTINET, LLC|115550
EIGI|ENDURANCE INT GRP|IEQY|CITADEL SECURITIES LLC|13682
EIGI|ENDURANCE INT GRP|INCA|INSTINET, LLC|369055
EIGI|ENDURANCE INT GRP|INJX|INSTINET, LLC|55747
EIGI|ENDURANCE INT GRP|ITGI|ITG Inc.|735929
EIGI|ENDURANCE INT GRP|ITGP|ITG INC.|453000
EIGI|ENDURANCE INT GRP|JANY|Janney Montgomery Scott Inc.|300
EIGI|ENDURANCE INT GRP|JEFF|JEFFERIES LLC|141388
EIGI|ENDURANCE INT GRP|JMPT|JUMP TRADING, LLC|10592
EIGI|ENDURANCE INT GRP|JPBX|J.P. MORGAN SECURITIES LLC|24443
EIGI|ENDURANCE INT GRP|JPMX|J.P. Morgan Securities LLC|908779
EIGI|ENDURANCE INT GRP|JSJX|JANE STREET CAPITAL LLC|40459
EIGI|ENDURANCE INT GRP|KCGM|VIRTU Americas LLC|99751
EIGI|ENDURANCE INT GRP|LEHM|Barclays Capital Inc./Le|1081191
EIGI|ENDURANCE INT GRP|LIME|Lime Brokerage LLC|229128
EIGI|ENDURANCE INT GRP|LMGP|LIME BROKERAGE LLC|51071
EIGI|ENDURANCE INT GRP|LSCI|Lek Securities Corporation|100
EIGI|ENDURANCE INT GRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EIGI|ENDURANCE INT GRP|MAXM|Maxim Group LLC|7462
EIGI|ENDURANCE INT GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|377555
EIGI|ENDURANCE INT GRP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|25770
EIGI|ENDURANCE INT GRP|MSCO|MORGAN STANLEY & CO. LLC|1847398
EIGI|ENDURANCE INT GRP|MSPL|MORGAN STANLEY & CO. LLC|614600
EIGI|ENDURANCE INT GRP|MSTX|MORGAN STANLEY & CO. LLC|178700
EIGI|ENDURANCE INT GRP|NFSC|National Financial Services LLC|34621
EIGI|ENDURANCE INT GRP|NITE|VIRTU Americas LLC|295356
EIGI|ENDURANCE INT GRP|NITP|VIRTU Americas LLC|48004
EIGI|ENDURANCE INT GRP|NQRB|Brut, LLC|7710
EIGI|ENDURANCE INT GRP|OPCO|Oppenheimer & Co. Inc.|5323
EIGI|ENDURANCE INT GRP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7242
EIGI|ENDURANCE INT GRP|PDQM|CODA MARKETS, INC.|104245
EIGI|ENDURANCE INT GRP|PWJC|UBS Financial Services, Inc.|200
EIGI|ENDURANCE INT GRP|RAJA|Raymond James & Associates, Inc.|150
EIGI|ENDURANCE INT GRP|RBCM|RBC CAPITAL MARKETS, LLC|1082
EIGI|ENDURANCE INT GRP|RHCO|Suntrust Robinson Humphrey, Inc.|32800
EIGI|ENDURANCE INT GRP|SAGL|SAGETRADER, LLC|3948
EIGI|ENDURANCE INT GRP|SAGW|SAGETRADER, LLC|530
EIGI|ENDURANCE INT GRP|SBSH|Citigroup Global Markets Inc.|250625
EIGI|ENDURANCE INT GRP|SGMT|GOLDMAN SACHS & CO. LLC|250511
EIGI|ENDURANCE INT GRP|SPDR|SPEEDROUTE LLC|29712
EIGI|ENDURANCE INT GRP|STFL|Stifel, Nicolaus & Company, Incorporated|1220
EIGI|ENDURANCE INT GRP|STKP|STOCKPILE INVESTMENTS, INC.|80
EIGI|ENDURANCE INT GRP|SWIM|TD Ameritrade, Inc.|16392
EIGI|ENDURANCE INT GRP|TAGC|TELSEY ADVISORY GROUP LLC|36970
EIGI|ENDURANCE INT GRP|TKNG|ALLY INVEST SECURITIES LLC|100
EIGI|ENDURANCE INT GRP|TMBR|Timber Hill LLC|300
EIGI|ENDURANCE INT GRP|TRBT|Tradebot Systems, Inc.|21038
EIGI|ENDURANCE INT GRP|TRCM|TRC MARKETS LLC|139145
EIGI|ENDURANCE INT GRP|UBSS|UBS Securities LLC|797756
EIGI|ENDURANCE INT GRP|VALX|VIRTU AMERICAS LLC|104085
EIGI|ENDURANCE INT GRP|VGRD|Vanguard Marketing Corporation|4855
EIGI|ENDURANCE INT GRP|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
EIGI|ENDURANCE INT GRP|WCHV|WELLS FARGO SECURITIES, LLC|124158
EIGI|ENDURANCE INT GRP|WEED|Weeden & Co.L.P.|6700
EIGI|ENDURANCE INT GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1100
EIGI|ENDURANCE INT GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2741
EIGI|ENDURANCE INT GRP|WFPB|Wells Fargo Securities, LLC.|11789
EIGI|ENDURANCE INT GRP|WSEA|WOLVERINE SECURITIES, LLC|136
EIGI|ENDURANCE INT GRP|XIST|INSTINET, LLC|45814
EIGI|ENDURANCE INT GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|36522
EIGR|EIGER BIOPHARMA|BATM|CBOE TRADING, INC.|100
EIGR|EIGER BIOPHARMA|BAYT|BTIG, LLC|600
EIGR|EIGER BIOPHARMA|BBNT|BB&T SECURITIES, LLC|400
EIGR|EIGER BIOPHARMA|BERN|Sanford C. Bernstein & Co., LLC|74855
EIGR|EIGER BIOPHARMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16
EIGR|EIGER BIOPHARMA|BLKX|INSTINET, LLC|20000
EIGR|EIGER BIOPHARMA|BRGE|Newbridge Securities Corp.|1300
EIGR|EIGER BIOPHARMA|BTIG|BTIG, LLC|20289
EIGR|EIGER BIOPHARMA|CHAS|Charles Schwab & Co., Inc.|500
EIGR|EIGER BIOPHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4939
EIGR|EIGER BIOPHARMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
EIGR|EIGER BIOPHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25360
EIGR|EIGER BIOPHARMA|CTDL|Citadel Derivatives Group Llc|8279
EIGR|EIGER BIOPHARMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1338
EIGR|EIGER BIOPHARMA|DBAB|Deutsche Bank Securities Inc.|49797
EIGR|EIGER BIOPHARMA|DBAX|Deutsche Bank Securities Inc.|50200
EIGR|EIGER BIOPHARMA|DEAN|MORGAN STANLEY|200
EIGR|EIGER BIOPHARMA|DEGS|RONIN PROFESSIONAL LLC|18395
EIGR|EIGER BIOPHARMA|EBXL|EBX LLC|41000
EIGR|EIGER BIOPHARMA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1491
EIGR|EIGER BIOPHARMA|EDJO|Edward D. Jones & Co., L.P.|17
EIGR|EIGER BIOPHARMA|EGAM|CBOE TRADING, INC.|1665
EIGR|EIGER BIOPHARMA|EGMT|EG MARKET TECHNOLOGIES LLC|100
EIGR|EIGER BIOPHARMA|EGXM|CBOE TRADING, INC.|1
EIGR|EIGER BIOPHARMA|ETBE|Electronic Transaction Clearing, Inc.|3173
EIGR|EIGER BIOPHARMA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8767
EIGR|EIGER BIOPHARMA|ETRS|E*Trade Securities LLC|47742
EIGR|EIGER BIOPHARMA|FBCO|Credit Suisse Securities (USA) LLC|46399
EIGR|EIGER BIOPHARMA|FMAF|NBCN Inc./ CDS|450
EIGR|EIGER BIOPHARMA|FOMA|TD AMERITRADE CLEARING, INC.|58178
EIGR|EIGER BIOPHARMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4766
EIGR|EIGER BIOPHARMA|FTBR|Foliofn Investments, Inc.|819
EIGR|EIGER BIOPHARMA|GEBB|GLOBAL EXECUTION BROKERS, LP|2785
EIGR|EIGER BIOPHARMA|GSCO|GOLDMAN SACHS & CO. LLC|90058
EIGR|EIGER BIOPHARMA|GSCS|GOLDMAN SACHS & CO. LLC|69252
EIGR|EIGER BIOPHARMA|GSLT|GOLDMAN SACHS & CO. LLC|1160
EIGR|EIGER BIOPHARMA|GTSZ|GTS SECURITIES LLC|12348
EIGR|EIGER BIOPHARMA|HRBF|American Enterprise Investment Services Inc.|8350
EIGR|EIGER BIOPHARMA|IBKR|Interactive Brokers Llc|29637
EIGR|EIGER BIOPHARMA|ICBX|INSTINET, LLC|5582
EIGR|EIGER BIOPHARMA|INCA|INSTINET, LLC|62447
EIGR|EIGER BIOPHARMA|INJX|INSTINET, LLC|86722
EIGR|EIGER BIOPHARMA|ITGI|ITG Inc.|28620
EIGR|EIGER BIOPHARMA|ITGP|ITG INC.|6200
EIGR|EIGER BIOPHARMA|JEFF|JEFFERIES LLC|49326
EIGR|EIGER BIOPHARMA|JMPT|JUMP TRADING, LLC|9245
EIGR|EIGER BIOPHARMA|JPBX|J.P. MORGAN SECURITIES LLC|380
EIGR|EIGER BIOPHARMA|JPMX|J.P. Morgan Securities LLC|121612
EIGR|EIGER BIOPHARMA|KCGM|VIRTU Americas LLC|3574
EIGR|EIGER BIOPHARMA|LEHM|Barclays Capital Inc./Le|62888
EIGR|EIGER BIOPHARMA|LIME|Lime Brokerage LLC|76434
EIGR|EIGER BIOPHARMA|LMGP|LIME BROKERAGE LLC|6409
EIGR|EIGER BIOPHARMA|LOOP|Loop Capital Markets LLC|5354
EIGR|EIGER BIOPHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5700
EIGR|EIGER BIOPHARMA|MSCO|MORGAN STANLEY & CO. LLC|240613
EIGR|EIGER BIOPHARMA|MSPL|MORGAN STANLEY & CO. LLC|9600
EIGR|EIGER BIOPHARMA|MSTX|MORGAN STANLEY & CO. LLC|6200
EIGR|EIGER BIOPHARMA|NFSC|National Financial Services LLC|94830
EIGR|EIGER BIOPHARMA|NITE|VIRTU Americas LLC|185194
EIGR|EIGER BIOPHARMA|NITP|VIRTU Americas LLC|3900
EIGR|EIGER BIOPHARMA|NQRB|Brut, LLC|712
EIGR|EIGER BIOPHARMA|OPCO|Oppenheimer & Co. Inc.|1776
EIGR|EIGER BIOPHARMA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
EIGR|EIGER BIOPHARMA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|180
EIGR|EIGER BIOPHARMA|PDQM|CODA MARKETS, INC.|2042
EIGR|EIGER BIOPHARMA|RAJA|Raymond James & Associates, Inc.|245
EIGR|EIGER BIOPHARMA|RBCM|RBC CAPITAL MARKETS, LLC|1900
EIGR|EIGER BIOPHARMA|SAGL|SAGETRADER, LLC|1600
EIGR|EIGER BIOPHARMA|SBSH|Citigroup Global Markets Inc.|18425
EIGR|EIGER BIOPHARMA|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|65
EIGR|EIGER BIOPHARMA|SGMT|GOLDMAN SACHS & CO. LLC|14401
EIGR|EIGER BIOPHARMA|SPDR|SPEEDROUTE LLC|1400
EIGR|EIGER BIOPHARMA|SWIM|TD Ameritrade, Inc.|24919
EIGR|EIGER BIOPHARMA|SWST|Hilltop Securities Inc.|32460
EIGR|EIGER BIOPHARMA|TKNG|ALLY INVEST SECURITIES LLC|1261
EIGR|EIGER BIOPHARMA|TRBT|Tradebot Systems, Inc.|18913
EIGR|EIGER BIOPHARMA|TRCM|TRC MARKETS LLC|15114
EIGR|EIGER BIOPHARMA|UBSA|UBS SECURITIES LLC|82717
EIGR|EIGER BIOPHARMA|UBSS|UBS Securities LLC|226305
EIGR|EIGER BIOPHARMA|VALX|VIRTU AMERICAS LLC|1453
EIGR|EIGER BIOPHARMA|VGRD|Vanguard Marketing Corporation|1906
EIGR|EIGER BIOPHARMA|WCHV|WELLS FARGO SECURITIES, LLC|18256
EIGR|EIGER BIOPHARMA|WEDB|WEDBUSH SECURITIES INC.|16528
EIGR|EIGER BIOPHARMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|135
EIGR|EIGER BIOPHARMA|WSEA|WOLVERINE SECURITIES, LLC|1455
EIGR|EIGER BIOPHARMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|12040
EIM|EATON VANCE MUNI|ALTX|Alternet Securities Inc.|2400
EIM|EATON VANCE MUNI|APCC|Apex Clearing Corporation|21
EIM|EATON VANCE MUNI|BARD|Robert W. Baird & Co. Incorporated|5544
EIM|EATON VANCE MUNI|BATM|CBOE TRADING, INC.|1400
EIM|EATON VANCE MUNI|BBNT|BB&T SECURITIES, LLC|12
EIM|EATON VANCE MUNI|BERN|Sanford C. Bernstein & Co., LLC|6
EIM|EATON VANCE MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
EIM|EATON VANCE MUNI|BTIG|BTIG, LLC|802
EIM|EATON VANCE MUNI|BYXM|CBOE TRADING, INC.|100
EIM|EATON VANCE MUNI|CANT|Cantor Fitzgerald & Co.|800
EIM|EATON VANCE MUNI|CHAS|Charles Schwab & Co., Inc.|2
EIM|EATON VANCE MUNI|CIST|Capital Institutional Services, Inc.|3316
EIM|EATON VANCE MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32403
EIM|EATON VANCE MUNI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
EIM|EATON VANCE MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
EIM|EATON VANCE MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22006
EIM|EATON VANCE MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|7498
EIM|EATON VANCE MUNI|DADA|D.A. Davidson & Co.|2290
EIM|EATON VANCE MUNI|DAVA|Davenport & Company LLC|600
EIM|EATON VANCE MUNI|DBAX|Deutsche Bank Securities Inc.|36500
EIM|EATON VANCE MUNI|DEAN|MORGAN STANLEY|30904
EIM|EATON VANCE MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5954
EIM|EATON VANCE MUNI|EBXL|EBX LLC|48400
EIM|EATON VANCE MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|3126
EIM|EATON VANCE MUNI|EDJO|Edward D. Jones & Co., L.P.|15455
EIM|EATON VANCE MUNI|EGAM|CBOE TRADING, INC.|1122
EIM|EATON VANCE MUNI|EGAW|CBOE TRADING, INC.|351
EIM|EATON VANCE MUNI|EGXM|CBOE TRADING, INC.|311
EIM|EATON VANCE MUNI|ESPO|ESPOSITO SECURITIES, LLC|628
EIM|EATON VANCE MUNI|ETRS|E*Trade Securities LLC|43244
EIM|EATON VANCE MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6175
EIM|EATON VANCE MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60209
EIM|EATON VANCE MUNI|FTBR|Foliofn Investments, Inc.|9
EIM|EATON VANCE MUNI|GLPX|ACS EXECUTION SERVICES, LLC|2330
EIM|EATON VANCE MUNI|GSCO|GOLDMAN SACHS & CO. LLC|18627
EIM|EATON VANCE MUNI|GSCS|GOLDMAN SACHS & CO. LLC|200
EIM|EATON VANCE MUNI|GSLT|GOLDMAN SACHS & CO. LLC|1464
EIM|EATON VANCE MUNI|HRBF|American Enterprise Investment Services Inc.|21998
EIM|EATON VANCE MUNI|IATS|INTERACTIVE BROKERS LLC|1601
EIM|EATON VANCE MUNI|IBKR|Interactive Brokers Llc|2271
EIM|EATON VANCE MUNI|IBSJ|Integrity Brokerage Services, Inc.|1700
EIM|EATON VANCE MUNI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8946
EIM|EATON VANCE MUNI|ICBX|INSTINET, LLC|7099
EIM|EATON VANCE MUNI|INCA|INSTINET, LLC|1200
EIM|EATON VANCE MUNI|ITGI|ITG Inc.|6083
EIM|EATON VANCE MUNI|ITGP|ITG INC.|4400
EIM|EATON VANCE MUNI|JANY|Janney Montgomery Scott Inc.|1044
EIM|EATON VANCE MUNI|JMPT|JUMP TRADING, LLC|1010
EIM|EATON VANCE MUNI|JONE|JonesTrading|1615
EIM|EATON VANCE MUNI|JPMX|J.P. Morgan Securities LLC|40546
EIM|EATON VANCE MUNI|JSJX|JANE STREET CAPITAL LLC|600
EIM|EATON VANCE MUNI|KCGM|VIRTU Americas LLC|25980
EIM|EATON VANCE MUNI|LEHM|Barclays Capital Inc./Le|18600
EIM|EATON VANCE MUNI|LGNT|COR CLEARING LLC|7
EIM|EATON VANCE MUNI|LIME|Lime Brokerage LLC|1550
EIM|EATON VANCE MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
EIM|EATON VANCE MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75744
EIM|EATON VANCE MUNI|MSCO|MORGAN STANLEY & CO. LLC|116159
EIM|EATON VANCE MUNI|MSPL|MORGAN STANLEY & CO. LLC|21900
EIM|EATON VANCE MUNI|NATL|National Securities Corporation|500
EIM|EATON VANCE MUNI|NFSC|National Financial Services LLC|109102
EIM|EATON VANCE MUNI|NITE|VIRTU Americas LLC|223578
EIM|EATON VANCE MUNI|NQRB|Brut, LLC|183
EIM|EATON VANCE MUNI|OPCO|Oppenheimer & Co. Inc.|33284
EIM|EATON VANCE MUNI|PDQM|CODA MARKETS, INC.|7030
EIM|EATON VANCE MUNI|PWJC|UBS Financial Services, Inc.|20992
EIM|EATON VANCE MUNI|RBCM|RBC CAPITAL MARKETS, LLC|11548
EIM|EATON VANCE MUNI|SALI|INTL FCSTONE FINANCIAL INC.|47
EIM|EATON VANCE MUNI|SBSH|Citigroup Global Markets Inc.|5428
EIM|EATON VANCE MUNI|SEIC|SEI Investments Distribution Co.|300
EIM|EATON VANCE MUNI|SGMT|GOLDMAN SACHS & CO. LLC|32693
EIM|EATON VANCE MUNI|SPDR|SPEEDROUTE LLC|42
EIM|EATON VANCE MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|8427
EIM|EATON VANCE MUNI|SWIM|TD Ameritrade, Inc.|4500
EIM|EATON VANCE MUNI|SWST|Hilltop Securities Inc.|5163
EIM|EATON VANCE MUNI|TRBT|Tradebot Systems, Inc.|1157
EIM|EATON VANCE MUNI|UBSA|UBS SECURITIES LLC|82094
EIM|EATON VANCE MUNI|UBSS|UBS Securities LLC|240537
EIM|EATON VANCE MUNI|VALX|VIRTU AMERICAS LLC|498
EIM|EATON VANCE MUNI|VGRD|Vanguard Marketing Corporation|12686
EIM|EATON VANCE MUNI|WBET|Wallachbeth Capital LLC|5898
EIM|EATON VANCE MUNI|WCHV|WELLS FARGO SECURITIES, LLC|140684
EIM|EATON VANCE MUNI|WEDB|WEDBUSH SECURITIES INC.|4
EIM|EATON VANCE MUNI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|726
EIM|EATON VANCE MUNI|WSEA|WOLVERINE SECURITIES, LLC|1985
EIM|EATON VANCE MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
EIM|EATON VANCE MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11293
EIO|EATON VANCE OH MUNI|BARD|Robert W. Baird & Co. Incorporated|550
EIO|EATON VANCE OH MUNI|CHAS|Charles Schwab & Co., Inc.|1
EIO|EATON VANCE OH MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55
EIO|EATON VANCE OH MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|208
EIO|EATON VANCE OH MUNI|EDJO|Edward D. Jones & Co., L.P.|193
EIO|EATON VANCE OH MUNI|ETRS|E*Trade Securities LLC|12
EIO|EATON VANCE OH MUNI|FBSB|U.S. Bancorp Investments, Inc.|100
EIO|EATON VANCE OH MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|455
EIO|EATON VANCE OH MUNI|HRBF|American Enterprise Investment Services Inc.|2066
EIO|EATON VANCE OH MUNI|IATS|INTERACTIVE BROKERS LLC|200
EIO|EATON VANCE OH MUNI|IBKR|Interactive Brokers Llc|995
EIO|EATON VANCE OH MUNI|JANY|Janney Montgomery Scott Inc.|1000
EIO|EATON VANCE OH MUNI|LIME|Lime Brokerage LLC|279
EIO|EATON VANCE OH MUNI|MSCO|MORGAN STANLEY & CO. LLC|5575
EIO|EATON VANCE OH MUNI|MSPL|MORGAN STANLEY & CO. LLC|600
EIO|EATON VANCE OH MUNI|NFSC|National Financial Services LLC|12580
EIO|EATON VANCE OH MUNI|NITE|VIRTU Americas LLC|22168
EIO|EATON VANCE OH MUNI|SGMT|GOLDMAN SACHS & CO. LLC|100
EIO|EATON VANCE OH MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|8
EIO|EATON VANCE OH MUNI|UBSS|UBS Securities LLC|2846
EIO|EATON VANCE OH MUNI|VALX|VIRTU AMERICAS LLC|384
EIO|EATON VANCE OH MUNI|VGRD|Vanguard Marketing Corporation|4
EIO|EATON VANCE OH MUNI|WCHV|WELLS FARGO SECURITIES, LLC|8653
EIO|EATON VANCE OH MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1901
EIO|EATON VANCE OH MUNI|WSEA|WOLVERINE SECURITIES, LLC|400
EIO|EATON VANCE OH MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1034
EIP|EATOV VANCE PA MUNI|APCC|Apex Clearing Corporation|806
EIP|EATOV VANCE PA MUNI|BANK|Primevest Financial Services, Inc.|6
EIP|EATOV VANCE PA MUNI|BATM|CBOE TRADING, INC.|200
EIP|EATOV VANCE PA MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
EIP|EATOV VANCE PA MUNI|EBXL|EBX LLC|400
EIP|EATOV VANCE PA MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|226
EIP|EATOV VANCE PA MUNI|ETRS|E*Trade Securities LLC|3893
EIP|EATOV VANCE PA MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
EIP|EATOV VANCE PA MUNI|FTBR|Foliofn Investments, Inc.|3
EIP|EATOV VANCE PA MUNI|HRBF|American Enterprise Investment Services Inc.|4
EIP|EATOV VANCE PA MUNI|IATS|INTERACTIVE BROKERS LLC|394
EIP|EATOV VANCE PA MUNI|IBKR|Interactive Brokers Llc|4583
EIP|EATOV VANCE PA MUNI|INCA|INSTINET, LLC|324
EIP|EATOV VANCE PA MUNI|ITGI|ITG Inc.|168
EIP|EATOV VANCE PA MUNI|ITGP|ITG INC.|200
EIP|EATOV VANCE PA MUNI|JANY|Janney Montgomery Scott Inc.|4169
EIP|EATOV VANCE PA MUNI|LIME|Lime Brokerage LLC|515
EIP|EATOV VANCE PA MUNI|MSCO|MORGAN STANLEY & CO. LLC|4517
EIP|EATOV VANCE PA MUNI|NFSC|National Financial Services LLC|7767
EIP|EATOV VANCE PA MUNI|NITE|VIRTU Americas LLC|21481
EIP|EATOV VANCE PA MUNI|OPCO|Oppenheimer & Co. Inc.|390
EIP|EATOV VANCE PA MUNI|RBCM|RBC CAPITAL MARKETS, LLC|332
EIP|EATOV VANCE PA MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|3
EIP|EATOV VANCE PA MUNI|SWIM|TD Ameritrade, Inc.|500
EIP|EATOV VANCE PA MUNI|UBSA|UBS SECURITIES LLC|1120
EIP|EATOV VANCE PA MUNI|UBSS|UBS Securities LLC|4678
EIP|EATOV VANCE PA MUNI|VGRD|Vanguard Marketing Corporation|1708
EIP|EATOV VANCE PA MUNI|WCHV|WELLS FARGO SECURITIES, LLC|18
EIP|EATOV VANCE PA MUNI|WEDB|WEDBUSH SECURITIES INC.|2050
EIP|EATOV VANCE PA MUNI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
EIP|EATOV VANCE PA MUNI|WSEA|WOLVERINE SECURITIES, LLC|34
EIP|EATOV VANCE PA MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2604
EIRL|ISHS MSCI IRELAND|APCC|Apex Clearing Corporation|123
EIRL|ISHS MSCI IRELAND|BATM|CBOE TRADING, INC.|100
EIRL|ISHS MSCI IRELAND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
EIRL|ISHS MSCI IRELAND|CHAS|Charles Schwab & Co., Inc.|53
EIRL|ISHS MSCI IRELAND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|255
EIRL|ISHS MSCI IRELAND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1614
EIRL|ISHS MSCI IRELAND|CTDL|Citadel Derivatives Group Llc|884
EIRL|ISHS MSCI IRELAND|DBAB|Deutsche Bank Securities Inc.|200
EIRL|ISHS MSCI IRELAND|DBAX|Deutsche Bank Securities Inc.|400
EIRL|ISHS MSCI IRELAND|DEAN|MORGAN STANLEY|362
EIRL|ISHS MSCI IRELAND|EBXL|EBX LLC|500
EIRL|ISHS MSCI IRELAND|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
EIRL|ISHS MSCI IRELAND|ESPO|ESPOSITO SECURITIES, LLC|158
EIRL|ISHS MSCI IRELAND|ETRS|E*Trade Securities LLC|1959
EIRL|ISHS MSCI IRELAND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33
EIRL|ISHS MSCI IRELAND|FTBR|Foliofn Investments, Inc.|3272
EIRL|ISHS MSCI IRELAND|GEBB|GLOBAL EXECUTION BROKERS, LP|100
EIRL|ISHS MSCI IRELAND|GSLT|GOLDMAN SACHS & CO. LLC|1753
EIRL|ISHS MSCI IRELAND|HRBF|American Enterprise Investment Services Inc.|40
EIRL|ISHS MSCI IRELAND|IATS|INTERACTIVE BROKERS LLC|125
EIRL|ISHS MSCI IRELAND|IBKR|Interactive Brokers Llc|1483
EIRL|ISHS MSCI IRELAND|ITGI|ITG Inc.|114
EIRL|ISHS MSCI IRELAND|ITGP|ITG INC.|800
EIRL|ISHS MSCI IRELAND|JANY|Janney Montgomery Scott Inc.|36
EIRL|ISHS MSCI IRELAND|JEFF|JEFFERIES LLC|100
EIRL|ISHS MSCI IRELAND|JPMX|J.P. Morgan Securities LLC|800
EIRL|ISHS MSCI IRELAND|JSEB|JANE STREET EXECUTION SERVICES, LLC|37584
EIRL|ISHS MSCI IRELAND|JSJX|JANE STREET CAPITAL LLC|22768
EIRL|ISHS MSCI IRELAND|KCGM|VIRTU Americas LLC|2297
EIRL|ISHS MSCI IRELAND|LEHM|Barclays Capital Inc./Le|4600
EIRL|ISHS MSCI IRELAND|LIME|Lime Brokerage LLC|1895
EIRL|ISHS MSCI IRELAND|MACC|Mid Atlantic Capital Corporation|172
EIRL|ISHS MSCI IRELAND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
EIRL|ISHS MSCI IRELAND|MSCO|MORGAN STANLEY & CO. LLC|2220
EIRL|ISHS MSCI IRELAND|MSPL|MORGAN STANLEY & CO. LLC|200
EIRL|ISHS MSCI IRELAND|NFSC|National Financial Services LLC|12942
EIRL|ISHS MSCI IRELAND|NITE|VIRTU Americas LLC|16864
EIRL|ISHS MSCI IRELAND|OLDM|OLD MISSION CAPITAL, LLC|700
EIRL|ISHS MSCI IRELAND|RBCM|RBC CAPITAL MARKETS, LLC|187
EIRL|ISHS MSCI IRELAND|SGMT|GOLDMAN SACHS & CO. LLC|1673
EIRL|ISHS MSCI IRELAND|SWIM|TD Ameritrade, Inc.|168
EIRL|ISHS MSCI IRELAND|UBSS|UBS Securities LLC|5839
EIRL|ISHS MSCI IRELAND|VGRD|Vanguard Marketing Corporation|236
EIRL|ISHS MSCI IRELAND|WCHV|WELLS FARGO SECURITIES, LLC|5899
EIRL|ISHS MSCI IRELAND|WSEA|WOLVERINE SECURITIES, LLC|34
EIRL|ISHS MSCI IRELAND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12467
EIS|ISHARES MSCI ISRAEL|APCC|Apex Clearing Corporation|43
EIS|ISHARES MSCI ISRAEL|BARD|Robert W. Baird & Co. Incorporated|300
EIS|ISHARES MSCI ISRAEL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
EIS|ISHARES MSCI ISRAEL|CANT|Cantor Fitzgerald & Co.|9942
EIS|ISHARES MSCI ISRAEL|CHAS|Charles Schwab & Co., Inc.|3
EIS|ISHARES MSCI ISRAEL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7842
EIS|ISHARES MSCI ISRAEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6734
EIS|ISHARES MSCI ISRAEL|CTDL|Citadel Derivatives Group Llc|12090
EIS|ISHARES MSCI ISRAEL|DBAB|Deutsche Bank Securities Inc.|15367
EIS|ISHARES MSCI ISRAEL|DBAX|Deutsche Bank Securities Inc.|1400
EIS|ISHARES MSCI ISRAEL|DEAN|MORGAN STANLEY|318
EIS|ISHARES MSCI ISRAEL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
EIS|ISHARES MSCI ISRAEL|EBXL|EBX LLC|2400
EIS|ISHARES MSCI ISRAEL|EDJO|Edward D. Jones & Co., L.P.|126
EIS|ISHARES MSCI ISRAEL|EGAM|CBOE TRADING, INC.|600
EIS|ISHARES MSCI ISRAEL|EGXM|CBOE TRADING, INC.|300
EIS|ISHARES MSCI ISRAEL|ESPO|ESPOSITO SECURITIES, LLC|303
EIS|ISHARES MSCI ISRAEL|ETRS|E*Trade Securities LLC|26
EIS|ISHARES MSCI ISRAEL|FMAF|NBCN Inc./ CDS|17
EIS|ISHARES MSCI ISRAEL|FTBR|Foliofn Investments, Inc.|1751
EIS|ISHARES MSCI ISRAEL|GLPX|ACS EXECUTION SERVICES, LLC|300
EIS|ISHARES MSCI ISRAEL|GSCO|GOLDMAN SACHS & CO. LLC|5300
EIS|ISHARES MSCI ISRAEL|GSLT|GOLDMAN SACHS & CO. LLC|600
EIS|ISHARES MSCI ISRAEL|HRBF|American Enterprise Investment Services Inc.|396
EIS|ISHARES MSCI ISRAEL|IATS|INTERACTIVE BROKERS LLC|41
EIS|ISHARES MSCI ISRAEL|IBKR|Interactive Brokers Llc|155
EIS|ISHARES MSCI ISRAEL|ICBX|INSTINET, LLC|2100
EIS|ISHARES MSCI ISRAEL|INCA|INSTINET, LLC|400
EIS|ISHARES MSCI ISRAEL|ITGI|ITG Inc.|3940
EIS|ISHARES MSCI ISRAEL|ITGP|ITG INC.|200
EIS|ISHARES MSCI ISRAEL|JANY|Janney Montgomery Scott Inc.|632
EIS|ISHARES MSCI ISRAEL|JPMX|J.P. Morgan Securities LLC|3200
EIS|ISHARES MSCI ISRAEL|JSEB|JANE STREET EXECUTION SERVICES, LLC|79188
EIS|ISHARES MSCI ISRAEL|JSJX|JANE STREET CAPITAL LLC|30388
EIS|ISHARES MSCI ISRAEL|KCGM|VIRTU Americas LLC|1551
EIS|ISHARES MSCI ISRAEL|LEHM|Barclays Capital Inc./Le|7600
EIS|ISHARES MSCI ISRAEL|LIME|Lime Brokerage LLC|922
EIS|ISHARES MSCI ISRAEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
EIS|ISHARES MSCI ISRAEL|MSCO|MORGAN STANLEY & CO. LLC|3659
EIS|ISHARES MSCI ISRAEL|NFSC|National Financial Services LLC|7500
EIS|ISHARES MSCI ISRAEL|NITE|VIRTU Americas LLC|11312
EIS|ISHARES MSCI ISRAEL|OLDM|OLD MISSION CAPITAL, LLC|342
EIS|ISHARES MSCI ISRAEL|OPCO|Oppenheimer & Co. Inc.|213
EIS|ISHARES MSCI ISRAEL|PCPT|PHILLIP CAPITAL INC.|80
EIS|ISHARES MSCI ISRAEL|PDQM|CODA MARKETS, INC.|300
EIS|ISHARES MSCI ISRAEL|PWJC|UBS Financial Services, Inc.|660
EIS|ISHARES MSCI ISRAEL|RBCM|RBC CAPITAL MARKETS, LLC|976
EIS|ISHARES MSCI ISRAEL|SBRX|MURIEL SIEBERT & CO INC|50
EIS|ISHARES MSCI ISRAEL|SBSH|Citigroup Global Markets Inc.|461
EIS|ISHARES MSCI ISRAEL|SGMT|GOLDMAN SACHS & CO. LLC|6200
EIS|ISHARES MSCI ISRAEL|STFL|Stifel, Nicolaus & Company, Incorporated|1
EIS|ISHARES MSCI ISRAEL|SWIM|TD Ameritrade, Inc.|450
EIS|ISHARES MSCI ISRAEL|SWST|Hilltop Securities Inc.|203
EIS|ISHARES MSCI ISRAEL|TKNG|ALLY INVEST SECURITIES LLC|50
EIS|ISHARES MSCI ISRAEL|UBSA|UBS SECURITIES LLC|14801
EIS|ISHARES MSCI ISRAEL|UBSS|UBS Securities LLC|6472
EIS|ISHARES MSCI ISRAEL|VGRD|Vanguard Marketing Corporation|2019
EIS|ISHARES MSCI ISRAEL|WCHV|WELLS FARGO SECURITIES, LLC|4653
EIS|ISHARES MSCI ISRAEL|WSEA|WOLVERINE SECURITIES, LLC|200
EIS|ISHARES MSCI ISRAEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11644
EIV|EATON VANCE MUNI II|BARD|Robert W. Baird & Co. Incorporated|1
EIV|EATON VANCE MUNI II|BKMM|BNY MELLON CAPITAL MARKETS, LLC|388
EIV|EATON VANCE MUNI II|BTIG|BTIG, LLC|993
EIV|EATON VANCE MUNI II|CHAS|Charles Schwab & Co., Inc.|108
EIV|EATON VANCE MUNI II|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7700
EIV|EATON VANCE MUNI II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3417
EIV|EATON VANCE MUNI II|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
EIV|EATON VANCE MUNI II|DBAX|Deutsche Bank Securities Inc.|4000
EIV|EATON VANCE MUNI II|DEAN|MORGAN STANLEY|5881
EIV|EATON VANCE MUNI II|DEGS|RONIN PROFESSIONAL LLC|100
EIV|EATON VANCE MUNI II|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|119
EIV|EATON VANCE MUNI II|EBXL|EBX LLC|5800
EIV|EATON VANCE MUNI II|ECUT|CONVERGEX EXECUTION SOLUTIONS|417
EIV|EATON VANCE MUNI II|EGAM|CBOE TRADING, INC.|400
EIV|EATON VANCE MUNI II|ETRS|E*Trade Securities LLC|2027
EIV|EATON VANCE MUNI II|FILL|Tradestation Securities, Inc.|85
EIV|EATON VANCE MUNI II|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2475
EIV|EATON VANCE MUNI II|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14405
EIV|EATON VANCE MUNI II|FTBR|Foliofn Investments, Inc.|14
EIV|EATON VANCE MUNI II|GSLT|GOLDMAN SACHS & CO. LLC|300
EIV|EATON VANCE MUNI II|GTSZ|GTS SECURITIES LLC|300
EIV|EATON VANCE MUNI II|HRBF|American Enterprise Investment Services Inc.|839
EIV|EATON VANCE MUNI II|IATS|INTERACTIVE BROKERS LLC|920
EIV|EATON VANCE MUNI II|IBKR|Interactive Brokers Llc|2888
EIV|EATON VANCE MUNI II|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|365
EIV|EATON VANCE MUNI II|ICBX|INSTINET, LLC|1800
EIV|EATON VANCE MUNI II|INCA|INSTINET, LLC|1200
EIV|EATON VANCE MUNI II|ITGI|ITG Inc.|308
EIV|EATON VANCE MUNI II|ITGP|ITG INC.|3600
EIV|EATON VANCE MUNI II|JANY|Janney Montgomery Scott Inc.|1
EIV|EATON VANCE MUNI II|JONE|JonesTrading|2123
EIV|EATON VANCE MUNI II|KCGM|VIRTU Americas LLC|2580
EIV|EATON VANCE MUNI II|LEHM|Barclays Capital Inc./Le|3200
EIV|EATON VANCE MUNI II|LIME|Lime Brokerage LLC|603
EIV|EATON VANCE MUNI II|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
EIV|EATON VANCE MUNI II|MOTF|MOTIF INVESTING, INC.|1
EIV|EATON VANCE MUNI II|MSCO|MORGAN STANLEY & CO. LLC|14539
EIV|EATON VANCE MUNI II|MSPL|MORGAN STANLEY & CO. LLC|13700
EIV|EATON VANCE MUNI II|MSTX|MORGAN STANLEY & CO. LLC|4000
EIV|EATON VANCE MUNI II|NATL|National Securities Corporation|101044
EIV|EATON VANCE MUNI II|NFSC|National Financial Services LLC|14726
EIV|EATON VANCE MUNI II|NITE|VIRTU Americas LLC|32512
EIV|EATON VANCE MUNI II|PWJC|UBS Financial Services, Inc.|5800
EIV|EATON VANCE MUNI II|RBCM|RBC CAPITAL MARKETS, LLC|2368
EIV|EATON VANCE MUNI II|SALI|INTL FCSTONE FINANCIAL INC.|22
EIV|EATON VANCE MUNI II|SBSH|Citigroup Global Markets Inc.|169
EIV|EATON VANCE MUNI II|SGMT|GOLDMAN SACHS & CO. LLC|1515
EIV|EATON VANCE MUNI II|STFL|Stifel, Nicolaus & Company, Incorporated|3
EIV|EATON VANCE MUNI II|SWIM|TD Ameritrade, Inc.|1331
EIV|EATON VANCE MUNI II|SWST|Hilltop Securities Inc.|33
EIV|EATON VANCE MUNI II|TRBT|Tradebot Systems, Inc.|1470
EIV|EATON VANCE MUNI II|UBSA|UBS SECURITIES LLC|29709
EIV|EATON VANCE MUNI II|UBSS|UBS Securities LLC|56690
EIV|EATON VANCE MUNI II|VALX|VIRTU AMERICAS LLC|168
EIV|EATON VANCE MUNI II|VGRD|Vanguard Marketing Corporation|4715
EIV|EATON VANCE MUNI II|WCHV|WELLS FARGO SECURITIES, LLC|9434
EIV|EATON VANCE MUNI II|WEED|Weeden & Co.L.P.|19509
EIV|EATON VANCE MUNI II|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
EIV|EATON VANCE MUNI II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2212
EIX|EDISON INTL|ABLE|NATIXIS Securities Americas LLC|93313
EIX|EDISON INTL|AGIS|Aegis Capital Corp.|300
EIX|EDISON INTL|ALTX|Alternet Securities Inc.|15065
EIX|EDISON INTL|ANOS|ABEL/NOSER, L.L.C.|8
EIX|EDISON INTL|APCC|Apex Clearing Corporation|4597
EIX|EDISON INTL|BANK|Primevest Financial Services, Inc.|232
EIX|EDISON INTL|BARD|Robert W. Baird & Co. Incorporated|4025
EIX|EDISON INTL|BATM|CBOE TRADING, INC.|13808
EIX|EDISON INTL|BAYC|BAY CREST PARTNERS, LLC|10
EIX|EDISON INTL|BBNT|BB&T SECURITIES, LLC|557
EIX|EDISON INTL|BERN|Sanford C. Bernstein & Co., LLC|104892
EIX|EDISON INTL|BIDS|BIDS TRADING L.P.|400
EIX|EDISON INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6995
EIX|EDISON INTL|BLKX|INSTINET, LLC|156621
EIX|EDISON INTL|BNPX|BNP PARIBAS SECURITIES CORP.|616484
EIX|EDISON INTL|BTIG|BTIG, LLC|3084
EIX|EDISON INTL|BYXM|CBOE TRADING, INC.|4312
EIX|EDISON INTL|BZYD|GOLDMAN SACHS & CO. LLC|1300
EIX|EDISON INTL|CANT|Cantor Fitzgerald & Co.|238
EIX|EDISON INTL|CBLC|CITIGROUP GLOBAL MARKETS INC.|19600
EIX|EDISON INTL|CHAS|Charles Schwab & Co., Inc.|4022
EIX|EDISON INTL|CIBP|CIBC World Markets Corp.|18022
EIX|EDISON INTL|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
EIX|EDISON INTL|CIST|Capital Institutional Services, Inc.|18561
EIX|EDISON INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|190119
EIX|EDISON INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|27309
EIX|EDISON INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3711
EIX|EDISON INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|405859
EIX|EDISON INTL|CTDL|Citadel Derivatives Group Llc|15198
EIX|EDISON INTL|CTLR|CUTLER GROUP, LP|168
EIX|EDISON INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|26636
EIX|EDISON INTL|DADA|D.A. Davidson & Co.|2535
EIX|EDISON INTL|DAVA|Davenport & Company LLC|151
EIX|EDISON INTL|DBAB|Deutsche Bank Securities Inc.|346560
EIX|EDISON INTL|DBAX|Deutsche Bank Securities Inc.|284100
EIX|EDISON INTL|DBUL|Deutsche Bank Securities Inc.|13811
EIX|EDISON INTL|DCHF|Dart Executions, LLC|7206
EIX|EDISON INTL|DEAN|MORGAN STANLEY|40085
EIX|EDISON INTL|DEGS|RONIN PROFESSIONAL LLC|200
EIX|EDISON INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4350
EIX|EDISON INTL|DRWK|DRW SECURITIES, L.L.C.|8076
EIX|EDISON INTL|EBXL|EBX LLC|391600
EIX|EDISON INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|17265
EIX|EDISON INTL|EDJO|Edward D. Jones & Co., L.P.|16946
EIX|EDISON INTL|EGAM|CBOE TRADING, INC.|52120
EIX|EDISON INTL|EGAW|CBOE TRADING, INC.|200
EIX|EDISON INTL|EGMT|EG MARKET TECHNOLOGIES LLC|1800
EIX|EDISON INTL|EGXM|CBOE TRADING, INC.|7797
EIX|EDISON INTL|ESPO|ESPOSITO SECURITIES, LLC|226
EIX|EDISON INTL|ETBE|Electronic Transaction Clearing, Inc.|29100
EIX|EDISON INTL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
EIX|EDISON INTL|ETCC|Electronic Transaction Clearing, Inc.|992
EIX|EDISON INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9139
EIX|EDISON INTL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2392
EIX|EDISON INTL|ETRS|E*Trade Securities LLC|67124
EIX|EDISON INTL|FBSB|U.S. Bancorp Investments, Inc.|75
EIX|EDISON INTL|FILL|Tradestation Securities, Inc.|3803
EIX|EDISON INTL|FMAF|NBCN Inc./ CDS|454
EIX|EDISON INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9684
EIX|EDISON INTL|FQLS|Quantlab Securities LP|586115
EIX|EDISON INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106371
EIX|EDISON INTL|FTBR|Foliofn Investments, Inc.|5759
EIX|EDISON INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|3209
EIX|EDISON INTL|GLIS|TD Securities Inc|1189
EIX|EDISON INTL|GLPX|ACS EXECUTION SERVICES, LLC|96649
EIX|EDISON INTL|GSCO|GOLDMAN SACHS & CO. LLC|2117204
EIX|EDISON INTL|GSCS|GOLDMAN SACHS & CO. LLC|2379
EIX|EDISON INTL|GSLT|GOLDMAN SACHS & CO. LLC|22581
EIX|EDISON INTL|GTSZ|GTS SECURITIES LLC|386956
EIX|EDISON INTL|HAPX|HAP Trading, LLC|600
EIX|EDISON INTL|HRBF|American Enterprise Investment Services Inc.|16097
EIX|EDISON INTL|HSBC|HSBC Securities, Inc.|1182
EIX|EDISON INTL|IATS|INTERACTIVE BROKERS LLC|6940
EIX|EDISON INTL|IBKR|Interactive Brokers Llc|18098
EIX|EDISON INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|153
EIX|EDISON INTL|ICBX|INSTINET, LLC|76699
EIX|EDISON INTL|IEQY|CITADEL SECURITIES LLC|223858
EIX|EDISON INTL|INCA|INSTINET, LLC|492417
EIX|EDISON INTL|INJX|INSTINET, LLC|21479
EIX|EDISON INTL|ITGI|ITG Inc.|141859
EIX|EDISON INTL|ITGP|ITG INC.|268200
EIX|EDISON INTL|JANY|Janney Montgomery Scott Inc.|614
EIX|EDISON INTL|JEFF|JEFFERIES LLC|181451
EIX|EDISON INTL|JMPT|JUMP TRADING, LLC|110684
EIX|EDISON INTL|JPBX|J.P. MORGAN SECURITIES LLC|215056
EIX|EDISON INTL|JPMX|J.P. Morgan Securities LLC|494356
EIX|EDISON INTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|1952
EIX|EDISON INTL|JSJX|JANE STREET CAPITAL LLC|15502
EIX|EDISON INTL|KCGM|VIRTU Americas LLC|38564
EIX|EDISON INTL|LEHM|Barclays Capital Inc./Le|1251823
EIX|EDISON INTL|LGNT|COR CLEARING LLC|5
EIX|EDISON INTL|LIME|Lime Brokerage LLC|211724
EIX|EDISON INTL|LOOP|Loop Capital Markets LLC|1448
EIX|EDISON INTL|LQNA|LIQUIDNET, INC.|428400
EIX|EDISON INTL|LSCI|Lek Securities Corporation|310
EIX|EDISON INTL|MACC|Mid Atlantic Capital Corporation|44
EIX|EDISON INTL|MACQ|Macquarie Capital (USA) Inc.|800
EIX|EDISON INTL|MAVB|Great Point Capital LLC|300
EIX|EDISON INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|118936
EIX|EDISON INTL|MNDX|TJM Investments, LLC|4424
EIX|EDISON INTL|MOTF|MOTIF INVESTING, INC.|3
EIX|EDISON INTL|MPSG|E D & F Man Capital Markets Inc.|134
EIX|EDISON INTL|MSCO|MORGAN STANLEY & CO. LLC|3104155
EIX|EDISON INTL|MSPL|MORGAN STANLEY & CO. LLC|247300
EIX|EDISON INTL|MSTX|MORGAN STANLEY & CO. LLC|213500
EIX|EDISON INTL|NATL|National Securities Corporation|453
EIX|EDISON INTL|NEUB|NEUBERGER BERMAN BD LLC|12400
EIX|EDISON INTL|NFSC|National Financial Services LLC|197331
EIX|EDISON INTL|NITE|VIRTU Americas LLC|570329
EIX|EDISON INTL|NITP|VIRTU Americas LLC|1320
EIX|EDISON INTL|NORT|Northland Securities, Inc.|26318
EIX|EDISON INTL|NQRB|Brut, LLC|30080
EIX|EDISON INTL|NTRC|Northern Trust Securities, Inc.|1060
EIX|EDISON INTL|OHOS|TWO SIGMA SECURITIES, LLC|20066
EIX|EDISON INTL|OPCO|Oppenheimer & Co. Inc.|1760
EIX|EDISON INTL|PDQM|CODA MARKETS, INC.|230490
EIX|EDISON INTL|PHLY|NASDAQ Execution Services, LLC|1400
EIX|EDISON INTL|PWJC|UBS Financial Services, Inc.|12014
EIX|EDISON INTL|QMSR|QUATTRO M SECURITIES INC.|5553
EIX|EDISON INTL|RBCM|RBC CAPITAL MARKETS, LLC|16916
EIX|EDISON INTL|SAGL|SAGETRADER, LLC|297432
EIX|EDISON INTL|SBSH|Citigroup Global Markets Inc.|312028
EIX|EDISON INTL|SEIC|SEI Investments Distribution Co.|200
EIX|EDISON INTL|SGMT|GOLDMAN SACHS & CO. LLC|156303
EIX|EDISON INTL|SJLS|TRADE INFORMATICS LLC|1200
EIX|EDISON INTL|SPDR|SPEEDROUTE LLC|50114
EIX|EDISON INTL|SPGS|Sea Port Group Securities, LLC|100
EIX|EDISON INTL|SSBS|STATE STREET GLOBAL MARKETS, LLC|1200
EIX|EDISON INTL|STFL|Stifel, Nicolaus & Company, Incorporated|7571
EIX|EDISON INTL|STKP|STOCKPILE INVESTMENTS, INC.|4
EIX|EDISON INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3959
EIX|EDISON INTL|SWIM|TD Ameritrade, Inc.|31315
EIX|EDISON INTL|SWST|Hilltop Securities Inc.|4601
EIX|EDISON INTL|TAGC|TELSEY ADVISORY GROUP LLC|520
EIX|EDISON INTL|TKNG|ALLY INVEST SECURITIES LLC|59
EIX|EDISON INTL|TRBT|Tradebot Systems, Inc.|438349
EIX|EDISON INTL|TRCM|TRC MARKETS LLC|676882
EIX|EDISON INTL|UBSA|UBS SECURITIES LLC|905533
EIX|EDISON INTL|UBSS|UBS Securities LLC|985367
EIX|EDISON INTL|VALX|VIRTU AMERICAS LLC|7489
EIX|EDISON INTL|VERT|The Vertical Trading Group, LLC|1120
EIX|EDISON INTL|VGRD|Vanguard Marketing Corporation|10151
EIX|EDISON INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|2849
EIX|EDISON INTL|WCHV|WELLS FARGO SECURITIES, LLC|555174
EIX|EDISON INTL|WDNX|WEEDEN & CO.L.P.|4298
EIX|EDISON INTL|WEDB|WEDBUSH SECURITIES INC.|11205
EIX|EDISON INTL|WEED|Weeden & Co.L.P.|630
EIX|EDISON INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30619
EIX|EDISON INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20766
EIX|EDISON INTL|WFPB|Wells Fargo Securities, LLC.|458
EIX|EDISON INTL|WGIF|CIBC World Markets Inc.|1704
EIX|EDISON INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4523
EIX|EDISON INTL|WOLF|Wolfe Trahan Securities|1100
EIX|EDISON INTL|WSEA|WOLVERINE SECURITIES, LLC|5677
EIX|EDISON INTL|XIST|INSTINET, LLC|39678
EIX|EDISON INTL|XPQR|Jump Trading|1200
EIX|EDISON INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|9806
EIX|EDISON INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|2215
EIX|EDISON INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13676
EKAR|INNOVATION SHARES NE|FTBR|Foliofn Investments, Inc.|11
EKAR|INNOVATION SHARES NE|GSLT|GOLDMAN SACHS & CO. LLC|330
EKAR|INNOVATION SHARES NE|IBKR|Interactive Brokers Llc|340
EKAR|INNOVATION SHARES NE|JSEB|JANE STREET EXECUTION SERVICES, LLC|13216
EKAR|INNOVATION SHARES NE|JSJX|JANE STREET CAPITAL LLC|517
EKAR|INNOVATION SHARES NE|MSCO|MORGAN STANLEY & CO. LLC|290
EKAR|INNOVATION SHARES NE|NFSC|National Financial Services LLC|6699
EKAR|INNOVATION SHARES NE|NITE|VIRTU Americas LLC|189
EKAR|INNOVATION SHARES NE|SBSH|Citigroup Global Markets Inc.|800
EKAR|INNOVATION SHARES NE|UBSS|UBS Securities LLC|1600
EKAR|INNOVATION SHARES NE|VGRD|Vanguard Marketing Corporation|539
EKAR|INNOVATION SHARES NE|WSEA|WOLVERINE SECURITIES, LLC|1
EKSO|EKSO BIONICS HLDG CS|AGIS|Aegis Capital Corp.|9569
EKSO|EKSO BIONICS HLDG CS|ALTX|Alternet Securities Inc.|2700
EKSO|EKSO BIONICS HLDG CS|APCC|Apex Clearing Corporation|17926
EKSO|EKSO BIONICS HLDG CS|BATM|CBOE TRADING, INC.|500
EKSO|EKSO BIONICS HLDG CS|BIMI|Banca IMI Securities Corp.|9520
EKSO|EKSO BIONICS HLDG CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1348
EKSO|EKSO BIONICS HLDG CS|CANT|Cantor Fitzgerald & Co.|424
EKSO|EKSO BIONICS HLDG CS|CHAS|Charles Schwab & Co., Inc.|5645
EKSO|EKSO BIONICS HLDG CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
EKSO|EKSO BIONICS HLDG CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|602
EKSO|EKSO BIONICS HLDG CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1673
EKSO|EKSO BIONICS HLDG CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30787
EKSO|EKSO BIONICS HLDG CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|230
EKSO|EKSO BIONICS HLDG CS|DBAB|Deutsche Bank Securities Inc.|33697
EKSO|EKSO BIONICS HLDG CS|DBAX|Deutsche Bank Securities Inc.|25700
EKSO|EKSO BIONICS HLDG CS|DEAN|MORGAN STANLEY|1208
EKSO|EKSO BIONICS HLDG CS|DEGS|RONIN PROFESSIONAL LLC|7894
EKSO|EKSO BIONICS HLDG CS|EBXL|EBX LLC|5100
EKSO|EKSO BIONICS HLDG CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1950
EKSO|EKSO BIONICS HLDG CS|EDJO|Edward D. Jones & Co., L.P.|1451
EKSO|EKSO BIONICS HLDG CS|EGAM|CBOE TRADING, INC.|6137
EKSO|EKSO BIONICS HLDG CS|EGXM|CBOE TRADING, INC.|1425
EKSO|EKSO BIONICS HLDG CS|ETBE|Electronic Transaction Clearing, Inc.|4752
EKSO|EKSO BIONICS HLDG CS|ETCB|ETC BROKERAGE SERVICES, LLC|1789
EKSO|EKSO BIONICS HLDG CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1094
EKSO|EKSO BIONICS HLDG CS|ETRS|E*Trade Securities LLC|395777
EKSO|EKSO BIONICS HLDG CS|FBCO|Credit Suisse Securities (USA) LLC|92833
EKSO|EKSO BIONICS HLDG CS|FFSI|Firstrade Securities Inc.|100
EKSO|EKSO BIONICS HLDG CS|FILL|Tradestation Securities, Inc.|7186
EKSO|EKSO BIONICS HLDG CS|FMAF|NBCN Inc./ CDS|1372
EKSO|EKSO BIONICS HLDG CS|FOMA|TD AMERITRADE CLEARING, INC.|839419
EKSO|EKSO BIONICS HLDG CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|532
EKSO|EKSO BIONICS HLDG CS|FTBR|Foliofn Investments, Inc.|14927
EKSO|EKSO BIONICS HLDG CS|GEBB|GLOBAL EXECUTION BROKERS, LP|7404
EKSO|EKSO BIONICS HLDG CS|GLPX|ACS EXECUTION SERVICES, LLC|11147
EKSO|EKSO BIONICS HLDG CS|GSCO|GOLDMAN SACHS & CO. LLC|19274
EKSO|EKSO BIONICS HLDG CS|GSLT|GOLDMAN SACHS & CO. LLC|1018
EKSO|EKSO BIONICS HLDG CS|GTSZ|GTS SECURITIES LLC|100
EKSO|EKSO BIONICS HLDG CS|HRBF|American Enterprise Investment Services Inc.|14973
EKSO|EKSO BIONICS HLDG CS|HSBC|HSBC Securities, Inc.|200
EKSO|EKSO BIONICS HLDG CS|IATS|INTERACTIVE BROKERS LLC|21125
EKSO|EKSO BIONICS HLDG CS|IBKR|Interactive Brokers Llc|226028
EKSO|EKSO BIONICS HLDG CS|ICBX|INSTINET, LLC|1566
EKSO|EKSO BIONICS HLDG CS|INCA|INSTINET, LLC|13867
EKSO|EKSO BIONICS HLDG CS|ITGI|ITG Inc.|4435
EKSO|EKSO BIONICS HLDG CS|ITGP|ITG INC.|9200
EKSO|EKSO BIONICS HLDG CS|JMPT|JUMP TRADING, LLC|366
EKSO|EKSO BIONICS HLDG CS|JPMX|J.P. Morgan Securities LLC|9750
EKSO|EKSO BIONICS HLDG CS|JSJX|JANE STREET CAPITAL LLC|300
EKSO|EKSO BIONICS HLDG CS|KCGM|VIRTU Americas LLC|717
EKSO|EKSO BIONICS HLDG CS|LEHM|Barclays Capital Inc./Le|37285
EKSO|EKSO BIONICS HLDG CS|LIME|Lime Brokerage LLC|32052
EKSO|EKSO BIONICS HLDG CS|LSCI|Lek Securities Corporation|11190
EKSO|EKSO BIONICS HLDG CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21713
EKSO|EKSO BIONICS HLDG CS|MSCO|MORGAN STANLEY & CO. LLC|275273
EKSO|EKSO BIONICS HLDG CS|MSPL|MORGAN STANLEY & CO. LLC|23800
EKSO|EKSO BIONICS HLDG CS|NFSC|National Financial Services LLC|639263
EKSO|EKSO BIONICS HLDG CS|NITE|VIRTU Americas LLC|1468967
EKSO|EKSO BIONICS HLDG CS|NITP|VIRTU Americas LLC|3644
EKSO|EKSO BIONICS HLDG CS|NQRB|Brut, LLC|800
EKSO|EKSO BIONICS HLDG CS|PCPT|PHILLIP CAPITAL INC.|500
EKSO|EKSO BIONICS HLDG CS|PDQM|CODA MARKETS, INC.|21890
EKSO|EKSO BIONICS HLDG CS|PWJC|UBS Financial Services, Inc.|13992
EKSO|EKSO BIONICS HLDG CS|RAJA|Raymond James & Associates, Inc.|1786
EKSO|EKSO BIONICS HLDG CS|RBCM|RBC CAPITAL MARKETS, LLC|9250
EKSO|EKSO BIONICS HLDG CS|SAGL|SAGETRADER, LLC|200
EKSO|EKSO BIONICS HLDG CS|SBSH|Citigroup Global Markets Inc.|18065
EKSO|EKSO BIONICS HLDG CS|SGMT|GOLDMAN SACHS & CO. LLC|3473
EKSO|EKSO BIONICS HLDG CS|SPDR|SPEEDROUTE LLC|3343
EKSO|EKSO BIONICS HLDG CS|SPTD|MINT GLOBAL MARKETS, INC.|500
EKSO|EKSO BIONICS HLDG CS|STFL|Stifel, Nicolaus & Company, Incorporated|3141
EKSO|EKSO BIONICS HLDG CS|STXG|Stockcross Financial Services, Inc.|7700
EKSO|EKSO BIONICS HLDG CS|SWIM|TD Ameritrade, Inc.|367549
EKSO|EKSO BIONICS HLDG CS|SWST|Hilltop Securities Inc.|15
EKSO|EKSO BIONICS HLDG CS|TKNG|ALLY INVEST SECURITIES LLC|86312
EKSO|EKSO BIONICS HLDG CS|TRCM|TRC MARKETS LLC|700
EKSO|EKSO BIONICS HLDG CS|TWTT|TASTYWORKS, INC.|4100
EKSO|EKSO BIONICS HLDG CS|UBSA|UBS SECURITIES LLC|47341
EKSO|EKSO BIONICS HLDG CS|UBSS|UBS Securities LLC|138473
EKSO|EKSO BIONICS HLDG CS|VALX|VIRTU AMERICAS LLC|1774
EKSO|EKSO BIONICS HLDG CS|VGRD|Vanguard Marketing Corporation|28425
EKSO|EKSO BIONICS HLDG CS|VNDM|Wall Street Access|600
EKSO|EKSO BIONICS HLDG CS|WBLR|WILLIAM BLAIR|2000
EKSO|EKSO BIONICS HLDG CS|WCHV|WELLS FARGO SECURITIES, LLC|10814
EKSO|EKSO BIONICS HLDG CS|WEDB|WEDBUSH SECURITIES INC.|5001
EKSO|EKSO BIONICS HLDG CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17851
EKSO|EKSO BIONICS HLDG CS|WGIF|CIBC World Markets Inc.|400
EKSO|EKSO BIONICS HLDG CS|WSEA|WOLVERINE SECURITIES, LLC|57266
EKSO|EKSO BIONICS HLDG CS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|19800
EKSO|EKSO BIONICS HLDG CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
EKSO|EKSO BIONICS HLDG CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12665
EL|ESTEE LAUDER COS INC|ABLE|NATIXIS Securities Americas LLC|152470
EL|ESTEE LAUDER COS INC|AGIS|Aegis Capital Corp.|765
EL|ESTEE LAUDER COS INC|ALTX|Alternet Securities Inc.|22595
EL|ESTEE LAUDER COS INC|AMRI|AMERICAS EXECUTIONS, LLC|1880
EL|ESTEE LAUDER COS INC|ANOS|ABEL/NOSER, L.L.C.|8139
EL|ESTEE LAUDER COS INC|APCC|Apex Clearing Corporation|1317
EL|ESTEE LAUDER COS INC|BANK|Primevest Financial Services, Inc.|364
EL|ESTEE LAUDER COS INC|BARD|Robert W. Baird & Co. Incorporated|5219
EL|ESTEE LAUDER COS INC|BATM|CBOE TRADING, INC.|19414
EL|ESTEE LAUDER COS INC|BAYC|BAY CREST PARTNERS, LLC|10
EL|ESTEE LAUDER COS INC|BBNT|BB&T SECURITIES, LLC|1211
EL|ESTEE LAUDER COS INC|BERN|Sanford C. Bernstein & Co., LLC|228540
EL|ESTEE LAUDER COS INC|BGCE|BGC Financial Inc.|8037
EL|ESTEE LAUDER COS INC|BIDS|BIDS TRADING L.P.|200
EL|ESTEE LAUDER COS INC|BIMI|Banca IMI Securities Corp.|87
EL|ESTEE LAUDER COS INC|BKCM|BNY Mellon Capital Markets LLC|400
EL|ESTEE LAUDER COS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26930
EL|ESTEE LAUDER COS INC|BLKX|INSTINET, LLC|99210
EL|ESTEE LAUDER COS INC|BMOC|BMO Capital Markets Corp.|369
EL|ESTEE LAUDER COS INC|BNPX|BNP PARIBAS SECURITIES CORP.|86941
EL|ESTEE LAUDER COS INC|BTIG|BTIG, LLC|4620
EL|ESTEE LAUDER COS INC|BYXM|CBOE TRADING, INC.|3341
EL|ESTEE LAUDER COS INC|BZYD|GOLDMAN SACHS & CO. LLC|300
EL|ESTEE LAUDER COS INC|CABR|Cabrera Capital Markets, Inc.|279
EL|ESTEE LAUDER COS INC|CANT|Cantor Fitzgerald & Co.|1734
EL|ESTEE LAUDER COS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|37800
EL|ESTEE LAUDER COS INC|CBRA|Cobra Trading, Inc.|600
EL|ESTEE LAUDER COS INC|CHAS|Charles Schwab & Co., Inc.|2818
EL|ESTEE LAUDER COS INC|CIBP|CIBC World Markets Corp.|147214
EL|ESTEE LAUDER COS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|36000
EL|ESTEE LAUDER COS INC|CIST|Capital Institutional Services, Inc.|5906
EL|ESTEE LAUDER COS INC|CLSA|CLSA AMERICAS, LLC|2408
EL|ESTEE LAUDER COS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|182620
EL|ESTEE LAUDER COS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|120
EL|ESTEE LAUDER COS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16582
EL|ESTEE LAUDER COS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|733412
EL|ESTEE LAUDER COS INC|CTDL|Citadel Derivatives Group Llc|19151
EL|ESTEE LAUDER COS INC|CTLR|CUTLER GROUP, LP|100
EL|ESTEE LAUDER COS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|79878
EL|ESTEE LAUDER COS INC|DADA|D.A. Davidson & Co.|1490
EL|ESTEE LAUDER COS INC|DAVA|Davenport & Company LLC|99
EL|ESTEE LAUDER COS INC|DBAB|Deutsche Bank Securities Inc.|500599
EL|ESTEE LAUDER COS INC|DBAX|Deutsche Bank Securities Inc.|600500
EL|ESTEE LAUDER COS INC|DCHF|Dart Executions, LLC|1171
EL|ESTEE LAUDER COS INC|DEAN|MORGAN STANLEY|28809
EL|ESTEE LAUDER COS INC|DEGS|RONIN PROFESSIONAL LLC|100
EL|ESTEE LAUDER COS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2017
EL|ESTEE LAUDER COS INC|DRWK|DRW SECURITIES, L.L.C.|3340
EL|ESTEE LAUDER COS INC|EBXL|EBX LLC|313700
EL|ESTEE LAUDER COS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|146797
EL|ESTEE LAUDER COS INC|EDJC|Edward Jones / CDS|1982
EL|ESTEE LAUDER COS INC|EDJO|Edward D. Jones & Co., L.P.|28181
EL|ESTEE LAUDER COS INC|EGAM|CBOE TRADING, INC.|29963
EL|ESTEE LAUDER COS INC|EGAW|CBOE TRADING, INC.|37
EL|ESTEE LAUDER COS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1718
EL|ESTEE LAUDER COS INC|EGXM|CBOE TRADING, INC.|14716
EL|ESTEE LAUDER COS INC|ETBE|Electronic Transaction Clearing, Inc.|49579
EL|ESTEE LAUDER COS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1783
EL|ESTEE LAUDER COS INC|ETCB|ETC BROKERAGE SERVICES, LLC|7
EL|ESTEE LAUDER COS INC|ETCC|Electronic Transaction Clearing, Inc.|892
EL|ESTEE LAUDER COS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|65222
EL|ESTEE LAUDER COS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1502
EL|ESTEE LAUDER COS INC|ETRS|E*Trade Securities LLC|47108
EL|ESTEE LAUDER COS INC|FBSB|U.S. Bancorp Investments, Inc.|275
EL|ESTEE LAUDER COS INC|FFSI|Firstrade Securities Inc.|500
EL|ESTEE LAUDER COS INC|FILL|Tradestation Securities, Inc.|3104
EL|ESTEE LAUDER COS INC|FINX|FINTECH SECURITIES|461
EL|ESTEE LAUDER COS INC|FMAF|NBCN Inc./ CDS|2324
EL|ESTEE LAUDER COS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34954
EL|ESTEE LAUDER COS INC|FQLS|Quantlab Securities LP|519628
EL|ESTEE LAUDER COS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115919
EL|ESTEE LAUDER COS INC|FTBR|Foliofn Investments, Inc.|3524
EL|ESTEE LAUDER COS INC|GBMT|GBM International, Inc.|684
EL|ESTEE LAUDER COS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|10420
EL|ESTEE LAUDER COS INC|GLIS|TD Securities Inc|3681
EL|ESTEE LAUDER COS INC|GLPX|ACS EXECUTION SERVICES, LLC|86504
EL|ESTEE LAUDER COS INC|GSCO|GOLDMAN SACHS & CO. LLC|1947804
EL|ESTEE LAUDER COS INC|GSCS|GOLDMAN SACHS & CO. LLC|3855
EL|ESTEE LAUDER COS INC|GSLT|GOLDMAN SACHS & CO. LLC|15195
EL|ESTEE LAUDER COS INC|GTSZ|GTS SECURITIES LLC|224287
EL|ESTEE LAUDER COS INC|GUGS|Guggenheim Securities, LLC|40000
EL|ESTEE LAUDER COS INC|HRBF|American Enterprise Investment Services Inc.|5394
EL|ESTEE LAUDER COS INC|HSBC|HSBC Securities, Inc.|31883
EL|ESTEE LAUDER COS INC|IATS|INTERACTIVE BROKERS LLC|18965
EL|ESTEE LAUDER COS INC|IBKR|Interactive Brokers Llc|31503
EL|ESTEE LAUDER COS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1782
EL|ESTEE LAUDER COS INC|ICBX|INSTINET, LLC|42261
EL|ESTEE LAUDER COS INC|IEQY|CITADEL SECURITIES LLC|136216
EL|ESTEE LAUDER COS INC|INCA|INSTINET, LLC|617790
EL|ESTEE LAUDER COS INC|INJX|INSTINET, LLC|15296
EL|ESTEE LAUDER COS INC|INTL|INTL FCSTONE FINANCIAL INC.|6
EL|ESTEE LAUDER COS INC|ITGI|ITG Inc.|143621
EL|ESTEE LAUDER COS INC|ITGP|ITG INC.|255200
EL|ESTEE LAUDER COS INC|JANY|Janney Montgomery Scott Inc.|3946
EL|ESTEE LAUDER COS INC|JEFF|JEFFERIES LLC|120316
EL|ESTEE LAUDER COS INC|JMPT|JUMP TRADING, LLC|81495
EL|ESTEE LAUDER COS INC|JONE|JonesTrading|6
EL|ESTEE LAUDER COS INC|JPBX|J.P. MORGAN SECURITIES LLC|264997
EL|ESTEE LAUDER COS INC|JPMX|J.P. Morgan Securities LLC|744384
EL|ESTEE LAUDER COS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|10299
EL|ESTEE LAUDER COS INC|JSJX|JANE STREET CAPITAL LLC|12793
EL|ESTEE LAUDER COS INC|KCGM|VIRTU Americas LLC|53962
EL|ESTEE LAUDER COS INC|LEHM|Barclays Capital Inc./Le|960350
EL|ESTEE LAUDER COS INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|443
EL|ESTEE LAUDER COS INC|LIME|Lime Brokerage LLC|65149
EL|ESTEE LAUDER COS INC|LMGP|LIME BROKERAGE LLC|138
EL|ESTEE LAUDER COS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|110400
EL|ESTEE LAUDER COS INC|LOOP|Loop Capital Markets LLC|9829
EL|ESTEE LAUDER COS INC|LQNA|LIQUIDNET, INC.|40700
EL|ESTEE LAUDER COS INC|LSCI|Lek Securities Corporation|417
EL|ESTEE LAUDER COS INC|MACC|Mid Atlantic Capital Corporation|901
EL|ESTEE LAUDER COS INC|MACQ|Macquarie Capital (USA) Inc.|99
EL|ESTEE LAUDER COS INC|MAXM|Maxim Group LLC|1485
EL|ESTEE LAUDER COS INC|MCBT|Moors & Cabot, Inc.|60
EL|ESTEE LAUDER COS INC|MCMF|Raymond James Ltd. Cds|390
EL|ESTEE LAUDER COS INC|MKMP|MKM Partners LLC|100
EL|ESTEE LAUDER COS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|147094
EL|ESTEE LAUDER COS INC|MOTF|MOTIF INVESTING, INC.|66
EL|ESTEE LAUDER COS INC|MPSG|E D & F Man Capital Markets Inc.|570
EL|ESTEE LAUDER COS INC|MSCO|MORGAN STANLEY & CO. LLC|2738183
EL|ESTEE LAUDER COS INC|MSPL|MORGAN STANLEY & CO. LLC|473500
EL|ESTEE LAUDER COS INC|MSTX|MORGAN STANLEY & CO. LLC|394000
EL|ESTEE LAUDER COS INC|NBCS|NBC Securities, INC.|100
EL|ESTEE LAUDER COS INC|NEED|Needham & Company, LLC|121
EL|ESTEE LAUDER COS INC|NEUB|NEUBERGER BERMAN BD LLC|1408
EL|ESTEE LAUDER COS INC|NFSC|National Financial Services LLC|214449
EL|ESTEE LAUDER COS INC|NITE|VIRTU Americas LLC|554954
EL|ESTEE LAUDER COS INC|NQRB|Brut, LLC|10872
EL|ESTEE LAUDER COS INC|NTBF|BMO Nesbitt Burns Inc./CDS|1153
EL|ESTEE LAUDER COS INC|NTRC|Northern Trust Securities, Inc.|3791
EL|ESTEE LAUDER COS INC|OHOS|TWO SIGMA SECURITIES, LLC|89392
EL|ESTEE LAUDER COS INC|OPCO|Oppenheimer & Co. Inc.|7425
EL|ESTEE LAUDER COS INC|PCPT|PHILLIP CAPITAL INC.|224
EL|ESTEE LAUDER COS INC|PDQM|CODA MARKETS, INC.|256468
EL|ESTEE LAUDER COS INC|PHLY|NASDAQ Execution Services, LLC|1600
EL|ESTEE LAUDER COS INC|PICT|Pictet Overseas Inc.|1586
EL|ESTEE LAUDER COS INC|PIPR|Piper Jaffray & Co.|1350
EL|ESTEE LAUDER COS INC|PWJC|UBS Financial Services, Inc.|855
EL|ESTEE LAUDER COS INC|QMSR|QUATTRO M SECURITIES INC.|1915
EL|ESTEE LAUDER COS INC|RBCM|RBC CAPITAL MARKETS, LLC|20576
EL|ESTEE LAUDER COS INC|RGLD|Regal Securities, Inc|200
EL|ESTEE LAUDER COS INC|RHCO|Suntrust Robinson Humphrey, Inc.|6700
EL|ESTEE LAUDER COS INC|SAGL|SAGETRADER, LLC|84454
EL|ESTEE LAUDER COS INC|SAGW|SAGETRADER, LLC|24
EL|ESTEE LAUDER COS INC|SALI|INTL FCSTONE FINANCIAL INC.|241
EL|ESTEE LAUDER COS INC|SBRX|MURIEL SIEBERT & CO INC|4
EL|ESTEE LAUDER COS INC|SBSH|Citigroup Global Markets Inc.|588039
EL|ESTEE LAUDER COS INC|SEIC|SEI Investments Distribution Co.|3712
EL|ESTEE LAUDER COS INC|SGMT|GOLDMAN SACHS & CO. LLC|201993
EL|ESTEE LAUDER COS INC|SOGO|Wang Investment Associates, Inc.|50
EL|ESTEE LAUDER COS INC|SPDR|SPEEDROUTE LLC|36242
EL|ESTEE LAUDER COS INC|SPHN|Stephens Inc.|138
EL|ESTEE LAUDER COS INC|STFL|Stifel, Nicolaus & Company, Incorporated|15204
EL|ESTEE LAUDER COS INC|STKP|STOCKPILE INVESTMENTS, INC.|80
EL|ESTEE LAUDER COS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4267
EL|ESTEE LAUDER COS INC|SWIM|TD Ameritrade, Inc.|40886
EL|ESTEE LAUDER COS INC|SWST|Hilltop Securities Inc.|3253
EL|ESTEE LAUDER COS INC|TAGC|TELSEY ADVISORY GROUP LLC|3068
EL|ESTEE LAUDER COS INC|TKNG|ALLY INVEST SECURITIES LLC|7452
EL|ESTEE LAUDER COS INC|TMBR|Timber Hill LLC|4
EL|ESTEE LAUDER COS INC|TOUR|TOURMALINE PARTNERS, LLC|300
EL|ESTEE LAUDER COS INC|TRBT|Tradebot Systems, Inc.|333774
EL|ESTEE LAUDER COS INC|TRCM|TRC MARKETS LLC|213078
EL|ESTEE LAUDER COS INC|UBSA|UBS SECURITIES LLC|837485
EL|ESTEE LAUDER COS INC|UBSS|UBS Securities LLC|1459241
EL|ESTEE LAUDER COS INC|VALX|VIRTU AMERICAS LLC|19679
EL|ESTEE LAUDER COS INC|VGRD|Vanguard Marketing Corporation|8684
EL|ESTEE LAUDER COS INC|VSIN|Vision Financial Markets Llc|82
EL|ESTEE LAUDER COS INC|WBET|Wallachbeth Capital LLC|2812
EL|ESTEE LAUDER COS INC|WBLR|WILLIAM BLAIR|6923
EL|ESTEE LAUDER COS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3454
EL|ESTEE LAUDER COS INC|WCHV|WELLS FARGO SECURITIES, LLC|95308
EL|ESTEE LAUDER COS INC|WDNX|WEEDEN & CO.L.P.|2488
EL|ESTEE LAUDER COS INC|WEDB|WEDBUSH SECURITIES INC.|16287
EL|ESTEE LAUDER COS INC|WEED|Weeden & Co.L.P.|2653
EL|ESTEE LAUDER COS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38167
EL|ESTEE LAUDER COS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23587
EL|ESTEE LAUDER COS INC|WGIF|CIBC World Markets Inc.|4538
EL|ESTEE LAUDER COS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1324
EL|ESTEE LAUDER COS INC|WORD|Worden Capital Management LLC|300
EL|ESTEE LAUDER COS INC|WSAG|WALL STREET ACCESS|122
EL|ESTEE LAUDER COS INC|WSEA|WOLVERINE SECURITIES, LLC|8731
EL|ESTEE LAUDER COS INC|XIST|INSTINET, LLC|64456
EL|ESTEE LAUDER COS INC|XPQR|Jump Trading|1564
EL|ESTEE LAUDER COS INC|XPUS|XP SECURITIES, LLC|708
EL|ESTEE LAUDER COS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|147210
EL|ESTEE LAUDER COS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|7833
EL|ESTEE LAUDER COS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4376
ELC|ENTERGY 4.875% BOND|BARD|Robert W. Baird & Co. Incorporated|1779
ELC|ENTERGY 4.875% BOND|BATM|CBOE TRADING, INC.|200
ELC|ENTERGY 4.875% BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12624
ELC|ENTERGY 4.875% BOND|BNCH|The Benchmark Company, LLC|1100
ELC|ENTERGY 4.875% BOND|BTIG|BTIG, LLC|161
ELC|ENTERGY 4.875% BOND|CHAS|Charles Schwab & Co., Inc.|379
ELC|ENTERGY 4.875% BOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|382
ELC|ENTERGY 4.875% BOND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
ELC|ENTERGY 4.875% BOND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1702
ELC|ENTERGY 4.875% BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3789
ELC|ENTERGY 4.875% BOND|CXCX|CITIGROUP GLOBAL MARKETS INC.|124
ELC|ENTERGY 4.875% BOND|DADA|D.A. Davidson & Co.|4119
ELC|ENTERGY 4.875% BOND|DBAX|Deutsche Bank Securities Inc.|3800
ELC|ENTERGY 4.875% BOND|DEAN|MORGAN STANLEY|11999
ELC|ENTERGY 4.875% BOND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3100
ELC|ENTERGY 4.875% BOND|EBXL|EBX LLC|1300
ELC|ENTERGY 4.875% BOND|ECUT|CONVERGEX EXECUTION SOLUTIONS|2169
ELC|ENTERGY 4.875% BOND|EDJO|Edward D. Jones & Co., L.P.|1100
ELC|ENTERGY 4.875% BOND|EGAW|CBOE TRADING, INC.|26
ELC|ENTERGY 4.875% BOND|EGXM|CBOE TRADING, INC.|767
ELC|ENTERGY 4.875% BOND|ETRS|E*Trade Securities LLC|1054
ELC|ENTERGY 4.875% BOND|FINX|FINTECH SECURITIES|145
ELC|ENTERGY 4.875% BOND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124
ELC|ENTERGY 4.875% BOND|GLPX|ACS EXECUTION SERVICES, LLC|127
ELC|ENTERGY 4.875% BOND|GSCO|GOLDMAN SACHS & CO. LLC|17168
ELC|ENTERGY 4.875% BOND|GSLT|GOLDMAN SACHS & CO. LLC|100
ELC|ENTERGY 4.875% BOND|GTSZ|GTS SECURITIES LLC|4000
ELC|ENTERGY 4.875% BOND|HRBF|American Enterprise Investment Services Inc.|13835
ELC|ENTERGY 4.875% BOND|IBKR|Interactive Brokers Llc|1000
ELC|ENTERGY 4.875% BOND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|479
ELC|ENTERGY 4.875% BOND|ICBX|INSTINET, LLC|2700
ELC|ENTERGY 4.875% BOND|INCA|INSTINET, LLC|300
ELC|ENTERGY 4.875% BOND|ITGI|ITG Inc.|325
ELC|ENTERGY 4.875% BOND|ITGP|ITG INC.|5000
ELC|ENTERGY 4.875% BOND|JANY|Janney Montgomery Scott Inc.|1770
ELC|ENTERGY 4.875% BOND|JPMX|J.P. Morgan Securities LLC|650
ELC|ENTERGY 4.875% BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|592
ELC|ENTERGY 4.875% BOND|KCGM|VIRTU Americas LLC|1404
ELC|ENTERGY 4.875% BOND|LEHM|Barclays Capital Inc./Le|1600
ELC|ENTERGY 4.875% BOND|LIME|Lime Brokerage LLC|138
ELC|ENTERGY 4.875% BOND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ELC|ENTERGY 4.875% BOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
ELC|ENTERGY 4.875% BOND|MSCO|MORGAN STANLEY & CO. LLC|24155
ELC|ENTERGY 4.875% BOND|MSPL|MORGAN STANLEY & CO. LLC|9600
ELC|ENTERGY 4.875% BOND|NFSC|National Financial Services LLC|9933
ELC|ENTERGY 4.875% BOND|NITE|VIRTU Americas LLC|40848
ELC|ENTERGY 4.875% BOND|OTAA|OTA LLC|400
ELC|ENTERGY 4.875% BOND|PDQM|CODA MARKETS, INC.|127
ELC|ENTERGY 4.875% BOND|PIPR|Piper Jaffray & Co.|7100
ELC|ENTERGY 4.875% BOND|PWJC|UBS Financial Services, Inc.|117
ELC|ENTERGY 4.875% BOND|RBCM|RBC CAPITAL MARKETS, LLC|620
ELC|ENTERGY 4.875% BOND|SBSH|Citigroup Global Markets Inc.|1412
ELC|ENTERGY 4.875% BOND|SGMT|GOLDMAN SACHS & CO. LLC|5955
ELC|ENTERGY 4.875% BOND|SPDR|SPEEDROUTE LLC|887
ELC|ENTERGY 4.875% BOND|STFL|Stifel, Nicolaus & Company, Incorporated|3412
ELC|ENTERGY 4.875% BOND|TRBT|Tradebot Systems, Inc.|300
ELC|ENTERGY 4.875% BOND|TRCM|TRC MARKETS LLC|22
ELC|ENTERGY 4.875% BOND|UBSA|UBS SECURITIES LLC|11026
ELC|ENTERGY 4.875% BOND|UBSS|UBS Securities LLC|12163
ELC|ENTERGY 4.875% BOND|VGRD|Vanguard Marketing Corporation|1102
ELC|ENTERGY 4.875% BOND|WCHV|WELLS FARGO SECURITIES, LLC|20665
ELC|ENTERGY 4.875% BOND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|155
ELC|ENTERGY 4.875% BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|975
ELD|WT EM LOCAL DEBT|ALTX|Alternet Securities Inc.|500
ELD|WT EM LOCAL DEBT|APCC|Apex Clearing Corporation|945
ELD|WT EM LOCAL DEBT|BARD|Robert W. Baird & Co. Incorporated|66
ELD|WT EM LOCAL DEBT|BATM|CBOE TRADING, INC.|1900
ELD|WT EM LOCAL DEBT|BBNT|BB&T SECURITIES, LLC|68
ELD|WT EM LOCAL DEBT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|827
ELD|WT EM LOCAL DEBT|BYXM|CBOE TRADING, INC.|335
ELD|WT EM LOCAL DEBT|CANT|Cantor Fitzgerald & Co.|38258
ELD|WT EM LOCAL DEBT|CHAS|Charles Schwab & Co., Inc.|11
ELD|WT EM LOCAL DEBT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7746
ELD|WT EM LOCAL DEBT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12994
ELD|WT EM LOCAL DEBT|CTDL|Citadel Derivatives Group Llc|34
ELD|WT EM LOCAL DEBT|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
ELD|WT EM LOCAL DEBT|DAVA|Davenport & Company LLC|500
ELD|WT EM LOCAL DEBT|DBAX|Deutsche Bank Securities Inc.|10200
ELD|WT EM LOCAL DEBT|DEAN|MORGAN STANLEY|1236
ELD|WT EM LOCAL DEBT|EBXL|EBX LLC|6100
ELD|WT EM LOCAL DEBT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1220
ELD|WT EM LOCAL DEBT|EDJO|Edward D. Jones & Co., L.P.|9
ELD|WT EM LOCAL DEBT|ETRS|E*Trade Securities LLC|1060
ELD|WT EM LOCAL DEBT|FBSB|U.S. Bancorp Investments, Inc.|1
ELD|WT EM LOCAL DEBT|FILL|Tradestation Securities, Inc.|110
ELD|WT EM LOCAL DEBT|FLTU|FLOW TRADERS US LLC|59
ELD|WT EM LOCAL DEBT|FMAF|NBCN Inc./ CDS|1045
ELD|WT EM LOCAL DEBT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4594
ELD|WT EM LOCAL DEBT|FTBR|Foliofn Investments, Inc.|358
ELD|WT EM LOCAL DEBT|GEBB|GLOBAL EXECUTION BROKERS, LP|1234
ELD|WT EM LOCAL DEBT|GLPX|ACS EXECUTION SERVICES, LLC|100
ELD|WT EM LOCAL DEBT|GSCO|GOLDMAN SACHS & CO. LLC|19202
ELD|WT EM LOCAL DEBT|GSLT|GOLDMAN SACHS & CO. LLC|500
ELD|WT EM LOCAL DEBT|GTSZ|GTS SECURITIES LLC|3932
ELD|WT EM LOCAL DEBT|HRBF|American Enterprise Investment Services Inc.|1
ELD|WT EM LOCAL DEBT|IBKR|Interactive Brokers Llc|1377
ELD|WT EM LOCAL DEBT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55769
ELD|WT EM LOCAL DEBT|ICBX|INSTINET, LLC|2000
ELD|WT EM LOCAL DEBT|INCA|INSTINET, LLC|38
ELD|WT EM LOCAL DEBT|ITGI|ITG Inc.|12708
ELD|WT EM LOCAL DEBT|ITGP|ITG INC.|28600
ELD|WT EM LOCAL DEBT|JANY|Janney Montgomery Scott Inc.|1
ELD|WT EM LOCAL DEBT|JONE|JonesTrading|168660
ELD|WT EM LOCAL DEBT|JPMX|J.P. Morgan Securities LLC|10736
ELD|WT EM LOCAL DEBT|JSEB|JANE STREET EXECUTION SERVICES, LLC|107451
ELD|WT EM LOCAL DEBT|JSJX|JANE STREET CAPITAL LLC|43845
ELD|WT EM LOCAL DEBT|KCGM|VIRTU Americas LLC|3342
ELD|WT EM LOCAL DEBT|LEHM|Barclays Capital Inc./Le|15000
ELD|WT EM LOCAL DEBT|LIME|Lime Brokerage LLC|2739
ELD|WT EM LOCAL DEBT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15400
ELD|WT EM LOCAL DEBT|MSCO|MORGAN STANLEY & CO. LLC|12388
ELD|WT EM LOCAL DEBT|MSPL|MORGAN STANLEY & CO. LLC|6700
ELD|WT EM LOCAL DEBT|NFSC|National Financial Services LLC|17226
ELD|WT EM LOCAL DEBT|NITE|VIRTU Americas LLC|86337
ELD|WT EM LOCAL DEBT|OPCO|Oppenheimer & Co. Inc.|5
ELD|WT EM LOCAL DEBT|OTAA|OTA LLC|200
ELD|WT EM LOCAL DEBT|PDQM|CODA MARKETS, INC.|100
ELD|WT EM LOCAL DEBT|RBCM|RBC CAPITAL MARKETS, LLC|33
ELD|WT EM LOCAL DEBT|SBSH|Citigroup Global Markets Inc.|170
ELD|WT EM LOCAL DEBT|SEIC|SEI Investments Distribution Co.|100
ELD|WT EM LOCAL DEBT|SGMT|GOLDMAN SACHS & CO. LLC|3868
ELD|WT EM LOCAL DEBT|STFL|Stifel, Nicolaus & Company, Incorporated|13280
ELD|WT EM LOCAL DEBT|SWIM|TD Ameritrade, Inc.|207
ELD|WT EM LOCAL DEBT|TKNG|ALLY INVEST SECURITIES LLC|140
ELD|WT EM LOCAL DEBT|UBSA|UBS SECURITIES LLC|1026
ELD|WT EM LOCAL DEBT|UBSS|UBS Securities LLC|34450
ELD|WT EM LOCAL DEBT|VGRD|Vanguard Marketing Corporation|2863
ELD|WT EM LOCAL DEBT|WBLR|WILLIAM BLAIR|155
ELD|WT EM LOCAL DEBT|WCHV|WELLS FARGO SECURITIES, LLC|39789
ELD|WT EM LOCAL DEBT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|795
ELD|WT EM LOCAL DEBT|WGIF|CIBC World Markets Inc.|25
ELD|WT EM LOCAL DEBT|WSEA|WOLVERINE SECURITIES, LLC|954
ELD|WT EM LOCAL DEBT|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
ELD|WT EM LOCAL DEBT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5478
ELF|E.L.F BEAUTY, IINC.|ACLN|ALEXANDER CAPITAL, L.P.|2119
ELF|E.L.F BEAUTY, IINC.|AGIS|Aegis Capital Corp.|2300
ELF|E.L.F BEAUTY, IINC.|ALTX|Alternet Securities Inc.|6553
ELF|E.L.F BEAUTY, IINC.|APCC|Apex Clearing Corporation|185
ELF|E.L.F BEAUTY, IINC.|AQUA|AQUA SECURITIES L.P.|2500
ELF|E.L.F BEAUTY, IINC.|BATM|CBOE TRADING, INC.|3933
ELF|E.L.F BEAUTY, IINC.|BERN|Sanford C. Bernstein & Co., LLC|40323
ELF|E.L.F BEAUTY, IINC.|BIDS|BIDS TRADING L.P.|53600
ELF|E.L.F BEAUTY, IINC.|BIMI|Banca IMI Securities Corp.|132
ELF|E.L.F BEAUTY, IINC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4201
ELF|E.L.F BEAUTY, IINC.|BLKX|INSTINET, LLC|543412
ELF|E.L.F BEAUTY, IINC.|BMOC|BMO Capital Markets Corp.|23169
ELF|E.L.F BEAUTY, IINC.|BNPX|BNP PARIBAS SECURITIES CORP.|1644
ELF|E.L.F BEAUTY, IINC.|BYXM|CBOE TRADING, INC.|541
ELF|E.L.F BEAUTY, IINC.|CANT|Cantor Fitzgerald & Co.|57068
ELF|E.L.F BEAUTY, IINC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|18600
ELF|E.L.F BEAUTY, IINC.|CHAS|Charles Schwab & Co., Inc.|57843
ELF|E.L.F BEAUTY, IINC.|CLSA|CLSA AMERICAS, LLC|85280
ELF|E.L.F BEAUTY, IINC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82805
ELF|E.L.F BEAUTY, IINC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26911
ELF|E.L.F BEAUTY, IINC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12201
ELF|E.L.F BEAUTY, IINC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|214383
ELF|E.L.F BEAUTY, IINC.|CTDL|Citadel Derivatives Group Llc|2687
ELF|E.L.F BEAUTY, IINC.|CTLR|CUTLER GROUP, LP|2089
ELF|E.L.F BEAUTY, IINC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|37042
ELF|E.L.F BEAUTY, IINC.|DBAB|Deutsche Bank Securities Inc.|53253
ELF|E.L.F BEAUTY, IINC.|DBAX|Deutsche Bank Securities Inc.|239800
ELF|E.L.F BEAUTY, IINC.|DCHF|Dart Executions, LLC|100
ELF|E.L.F BEAUTY, IINC.|DEAN|MORGAN STANLEY|1500
ELF|E.L.F BEAUTY, IINC.|DEGS|RONIN PROFESSIONAL LLC|4402
ELF|E.L.F BEAUTY, IINC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4000
ELF|E.L.F BEAUTY, IINC.|EBXL|EBX LLC|79800
ELF|E.L.F BEAUTY, IINC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5900
ELF|E.L.F BEAUTY, IINC.|EDJO|Edward D. Jones & Co., L.P.|318
ELF|E.L.F BEAUTY, IINC.|EGAM|CBOE TRADING, INC.|12776
ELF|E.L.F BEAUTY, IINC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
ELF|E.L.F BEAUTY, IINC.|EGXM|CBOE TRADING, INC.|3572
ELF|E.L.F BEAUTY, IINC.|EGXW|CBOE TRADING, INC.|100
ELF|E.L.F BEAUTY, IINC.|ETBE|Electronic Transaction Clearing, Inc.|5805
ELF|E.L.F BEAUTY, IINC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5477
ELF|E.L.F BEAUTY, IINC.|ETRS|E*Trade Securities LLC|69252
ELF|E.L.F BEAUTY, IINC.|FILL|Tradestation Securities, Inc.|249
ELF|E.L.F BEAUTY, IINC.|FMAF|NBCN Inc./ CDS|1730
ELF|E.L.F BEAUTY, IINC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8059
ELF|E.L.F BEAUTY, IINC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59709
ELF|E.L.F BEAUTY, IINC.|FTBR|Foliofn Investments, Inc.|15
ELF|E.L.F BEAUTY, IINC.|GEBB|GLOBAL EXECUTION BROKERS, LP|10
ELF|E.L.F BEAUTY, IINC.|GLPX|ACS EXECUTION SERVICES, LLC|41438
ELF|E.L.F BEAUTY, IINC.|GSCO|GOLDMAN SACHS & CO. LLC|170764
ELF|E.L.F BEAUTY, IINC.|GSCS|GOLDMAN SACHS & CO. LLC|1000
ELF|E.L.F BEAUTY, IINC.|GSLT|GOLDMAN SACHS & CO. LLC|3253
ELF|E.L.F BEAUTY, IINC.|GTSZ|GTS SECURITIES LLC|14893
ELF|E.L.F BEAUTY, IINC.|HRBF|American Enterprise Investment Services Inc.|2725
ELF|E.L.F BEAUTY, IINC.|IATS|INTERACTIVE BROKERS LLC|1460
ELF|E.L.F BEAUTY, IINC.|IBKR|Interactive Brokers Llc|9556
ELF|E.L.F BEAUTY, IINC.|ICBX|INSTINET, LLC|22650
ELF|E.L.F BEAUTY, IINC.|IEQY|CITADEL SECURITIES LLC|18557
ELF|E.L.F BEAUTY, IINC.|INCA|INSTINET, LLC|80043
ELF|E.L.F BEAUTY, IINC.|INJX|INSTINET, LLC|9468
ELF|E.L.F BEAUTY, IINC.|ITGI|ITG Inc.|11624
ELF|E.L.F BEAUTY, IINC.|ITGP|ITG INC.|555600
ELF|E.L.F BEAUTY, IINC.|JANY|Janney Montgomery Scott Inc.|500
ELF|E.L.F BEAUTY, IINC.|JEFF|JEFFERIES LLC|495082
ELF|E.L.F BEAUTY, IINC.|JMPT|JUMP TRADING, LLC|15911
ELF|E.L.F BEAUTY, IINC.|JONE|JonesTrading|280479
ELF|E.L.F BEAUTY, IINC.|JPBX|J.P. MORGAN SECURITIES LLC|13006
ELF|E.L.F BEAUTY, IINC.|JPMX|J.P. Morgan Securities LLC|313363
ELF|E.L.F BEAUTY, IINC.|JSJX|JANE STREET CAPITAL LLC|20642
ELF|E.L.F BEAUTY, IINC.|KCGM|VIRTU Americas LLC|21789
ELF|E.L.F BEAUTY, IINC.|LEHM|Barclays Capital Inc./Le|420592
ELF|E.L.F BEAUTY, IINC.|LIME|Lime Brokerage LLC|15193
ELF|E.L.F BEAUTY, IINC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|227772
ELF|E.L.F BEAUTY, IINC.|LQNA|LIQUIDNET, INC.|47000
ELF|E.L.F BEAUTY, IINC.|MAXM|Maxim Group LLC|4300
ELF|E.L.F BEAUTY, IINC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64494
ELF|E.L.F BEAUTY, IINC.|MOTF|MOTIF INVESTING, INC.|9
ELF|E.L.F BEAUTY, IINC.|MSCO|MORGAN STANLEY & CO. LLC|344414
ELF|E.L.F BEAUTY, IINC.|MSPL|MORGAN STANLEY & CO. LLC|213400
ELF|E.L.F BEAUTY, IINC.|MSTX|MORGAN STANLEY & CO. LLC|50700
ELF|E.L.F BEAUTY, IINC.|NFSC|National Financial Services LLC|121050
ELF|E.L.F BEAUTY, IINC.|NITE|VIRTU Americas LLC|141830
ELF|E.L.F BEAUTY, IINC.|NITP|VIRTU Americas LLC|100
ELF|E.L.F BEAUTY, IINC.|NQRB|Brut, LLC|7862
ELF|E.L.F BEAUTY, IINC.|OPCO|Oppenheimer & Co. Inc.|100
ELF|E.L.F BEAUTY, IINC.|PDQM|CODA MARKETS, INC.|34397
ELF|E.L.F BEAUTY, IINC.|PHLY|NASDAQ Execution Services, LLC|200
ELF|E.L.F BEAUTY, IINC.|RBCM|RBC CAPITAL MARKETS, LLC|3182
ELF|E.L.F BEAUTY, IINC.|RGLD|Regal Securities, Inc|120
ELF|E.L.F BEAUTY, IINC.|ROBT|Robotti & Company, LLC|8539
ELF|E.L.F BEAUTY, IINC.|SAGL|SAGETRADER, LLC|3630
ELF|E.L.F BEAUTY, IINC.|SBSH|Citigroup Global Markets Inc.|41847
ELF|E.L.F BEAUTY, IINC.|SGMT|GOLDMAN SACHS & CO. LLC|57378
ELF|E.L.F BEAUTY, IINC.|SPDR|SPEEDROUTE LLC|3649
ELF|E.L.F BEAUTY, IINC.|SPHN|Stephens Inc.|125
ELF|E.L.F BEAUTY, IINC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|1500
ELF|E.L.F BEAUTY, IINC.|STFL|Stifel, Nicolaus & Company, Incorporated|4713
ELF|E.L.F BEAUTY, IINC.|STKP|STOCKPILE INVESTMENTS, INC.|4
ELF|E.L.F BEAUTY, IINC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3547
ELF|E.L.F BEAUTY, IINC.|SWIM|TD Ameritrade, Inc.|12403
ELF|E.L.F BEAUTY, IINC.|TKNG|ALLY INVEST SECURITIES LLC|115
ELF|E.L.F BEAUTY, IINC.|TOUR|TOURMALINE PARTNERS, LLC|6500
ELF|E.L.F BEAUTY, IINC.|TRBT|Tradebot Systems, Inc.|105526
ELF|E.L.F BEAUTY, IINC.|TRCM|TRC MARKETS LLC|4560
ELF|E.L.F BEAUTY, IINC.|UBSA|UBS SECURITIES LLC|319402
ELF|E.L.F BEAUTY, IINC.|UBSS|UBS Securities LLC|575658
ELF|E.L.F BEAUTY, IINC.|VALX|VIRTU AMERICAS LLC|3730
ELF|E.L.F BEAUTY, IINC.|VGRD|Vanguard Marketing Corporation|9835
ELF|E.L.F BEAUTY, IINC.|WBLR|WILLIAM BLAIR|1235
ELF|E.L.F BEAUTY, IINC.|WBPX|SUMMIT SECURITIES GROUP, LLC|236
ELF|E.L.F BEAUTY, IINC.|WCHV|WELLS FARGO SECURITIES, LLC|73075
ELF|E.L.F BEAUTY, IINC.|WDNX|WEEDEN & CO.L.P.|600
ELF|E.L.F BEAUTY, IINC.|WEDB|WEDBUSH SECURITIES INC.|1000
ELF|E.L.F BEAUTY, IINC.|WEED|Weeden & Co.L.P.|1829
ELF|E.L.F BEAUTY, IINC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3186
ELF|E.L.F BEAUTY, IINC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11258
ELF|E.L.F BEAUTY, IINC.|WSEA|WOLVERINE SECURITIES, LLC|437
ELF|E.L.F BEAUTY, IINC.|XIST|INSTINET, LLC|44600
ELF|E.L.F BEAUTY, IINC.|XPQR|Jump Trading|1821
ELF|E.L.F BEAUTY, IINC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|25300
ELF|E.L.F BEAUTY, IINC.|YKNA|COMHAR CAPITAL MARKETS, LLC|400
ELF|E.L.F BEAUTY, IINC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1490
ELGX|ENDOLOGIX INC|ADAM|CANACCORD GENUITY INC.|2005
ELGX|ENDOLOGIX INC|ALLN|Allen & Company LLC|9062
ELGX|ENDOLOGIX INC|ALTX|Alternet Securities Inc.|9600
ELGX|ENDOLOGIX INC|APCC|Apex Clearing Corporation|1094
ELGX|ENDOLOGIX INC|BATM|CBOE TRADING, INC.|4685
ELGX|ENDOLOGIX INC|BERN|Sanford C. Bernstein & Co., LLC|125451
ELGX|ENDOLOGIX INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3930
ELGX|ENDOLOGIX INC|BLKX|INSTINET, LLC|37616
ELGX|ENDOLOGIX INC|BMOC|BMO Capital Markets Corp.|13199
ELGX|ENDOLOGIX INC|BNPX|BNP PARIBAS SECURITIES CORP.|4072
ELGX|ENDOLOGIX INC|BTIG|BTIG, LLC|1059514
ELGX|ENDOLOGIX INC|BYXM|CBOE TRADING, INC.|3051
ELGX|ENDOLOGIX INC|CANT|Cantor Fitzgerald & Co.|276040
ELGX|ENDOLOGIX INC|CHAS|Charles Schwab & Co., Inc.|400
ELGX|ENDOLOGIX INC|CIST|Capital Institutional Services, Inc.|3796
ELGX|ENDOLOGIX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|315230
ELGX|ENDOLOGIX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
ELGX|ENDOLOGIX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223805
ELGX|ENDOLOGIX INC|CTDL|Citadel Derivatives Group Llc|10290
ELGX|ENDOLOGIX INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|82180
ELGX|ENDOLOGIX INC|DBAB|Deutsche Bank Securities Inc.|269911
ELGX|ENDOLOGIX INC|DBAX|Deutsche Bank Securities Inc.|163700
ELGX|ENDOLOGIX INC|DBUL|Deutsche Bank Securities Inc.|1700
ELGX|ENDOLOGIX INC|DEAN|MORGAN STANLEY|961
ELGX|ENDOLOGIX INC|DEGS|RONIN PROFESSIONAL LLC|7304
ELGX|ENDOLOGIX INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
ELGX|ENDOLOGIX INC|EBXL|EBX LLC|161300
ELGX|ENDOLOGIX INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|499
ELGX|ENDOLOGIX INC|EDJO|Edward D. Jones & Co., L.P.|3570
ELGX|ENDOLOGIX INC|EGAM|CBOE TRADING, INC.|6747
ELGX|ENDOLOGIX INC|EGAW|CBOE TRADING, INC.|400
ELGX|ENDOLOGIX INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
ELGX|ENDOLOGIX INC|EGXM|CBOE TRADING, INC.|11172
ELGX|ENDOLOGIX INC|EGXW|CBOE TRADING, INC.|100
ELGX|ENDOLOGIX INC|ELEV|ELEVATION, LLC|12700
ELGX|ENDOLOGIX INC|ETBE|Electronic Transaction Clearing, Inc.|8450
ELGX|ENDOLOGIX INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4500
ELGX|ENDOLOGIX INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17430
ELGX|ENDOLOGIX INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2788
ELGX|ENDOLOGIX INC|ETRS|E*Trade Securities LLC|340084
ELGX|ENDOLOGIX INC|FBCO|Credit Suisse Securities (USA) LLC|417632
ELGX|ENDOLOGIX INC|FILL|Tradestation Securities, Inc.|1050
ELGX|ENDOLOGIX INC|FOMA|TD AMERITRADE CLEARING, INC.|153908
ELGX|ENDOLOGIX INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3931
ELGX|ENDOLOGIX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81034
ELGX|ENDOLOGIX INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|2193
ELGX|ENDOLOGIX INC|FTBR|Foliofn Investments, Inc.|257
ELGX|ENDOLOGIX INC|GEBB|GLOBAL EXECUTION BROKERS, LP|29459
ELGX|ENDOLOGIX INC|GLIS|TD Securities Inc|1700
ELGX|ENDOLOGIX INC|GLPX|ACS EXECUTION SERVICES, LLC|8809
ELGX|ENDOLOGIX INC|GSCO|GOLDMAN SACHS & CO. LLC|593263
ELGX|ENDOLOGIX INC|GSCS|GOLDMAN SACHS & CO. LLC|286268
ELGX|ENDOLOGIX INC|GSLT|GOLDMAN SACHS & CO. LLC|7811
ELGX|ENDOLOGIX INC|GTSZ|GTS SECURITIES LLC|10170
ELGX|ENDOLOGIX INC|HRBF|American Enterprise Investment Services Inc.|1
ELGX|ENDOLOGIX INC|IATS|INTERACTIVE BROKERS LLC|12438
ELGX|ENDOLOGIX INC|IBKR|Interactive Brokers Llc|63629
ELGX|ENDOLOGIX INC|ICBX|INSTINET, LLC|22086
ELGX|ENDOLOGIX INC|IEQY|CITADEL SECURITIES LLC|40568
ELGX|ENDOLOGIX INC|INCA|INSTINET, LLC|279291
ELGX|ENDOLOGIX INC|INJX|INSTINET, LLC|22779
ELGX|ENDOLOGIX INC|ITGI|ITG Inc.|30704
ELGX|ENDOLOGIX INC|ITGP|ITG INC.|80600
ELGX|ENDOLOGIX INC|JEFF|JEFFERIES LLC|47704
ELGX|ENDOLOGIX INC|JMPT|JUMP TRADING, LLC|36665
ELGX|ENDOLOGIX INC|JPBX|J.P. MORGAN SECURITIES LLC|2200
ELGX|ENDOLOGIX INC|JPMX|J.P. Morgan Securities LLC|233234
ELGX|ENDOLOGIX INC|JSJX|JANE STREET CAPITAL LLC|8831
ELGX|ENDOLOGIX INC|KCGM|VIRTU Americas LLC|45152
ELGX|ENDOLOGIX INC|LEHM|Barclays Capital Inc./Le|500317
ELGX|ENDOLOGIX INC|LIME|Lime Brokerage LLC|278866
ELGX|ENDOLOGIX INC|LMGP|LIME BROKERAGE LLC|15346
ELGX|ENDOLOGIX INC|LQNA|LIQUIDNET, INC.|54400
ELGX|ENDOLOGIX INC|MAXM|Maxim Group LLC|8929
ELGX|ENDOLOGIX INC|MBTS|ALLY INVEST SECURITIES LLC|2781
ELGX|ENDOLOGIX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|97049
ELGX|ENDOLOGIX INC|MOTF|MOTIF INVESTING, INC.|10
ELGX|ENDOLOGIX INC|MSCO|MORGAN STANLEY & CO. LLC|1310028
ELGX|ENDOLOGIX INC|MSPL|MORGAN STANLEY & CO. LLC|198200
ELGX|ENDOLOGIX INC|MSTX|MORGAN STANLEY & CO. LLC|96300
ELGX|ENDOLOGIX INC|NFSC|National Financial Services LLC|155189
ELGX|ENDOLOGIX INC|NITE|VIRTU Americas LLC|326246
ELGX|ENDOLOGIX INC|NITP|VIRTU Americas LLC|5050
ELGX|ENDOLOGIX INC|NQRB|Brut, LLC|900
ELGX|ENDOLOGIX INC|PDQM|CODA MARKETS, INC.|27391
ELGX|ENDOLOGIX INC|PHLY|NASDAQ Execution Services, LLC|1000
ELGX|ENDOLOGIX INC|PWJC|UBS Financial Services, Inc.|16454
ELGX|ENDOLOGIX INC|RAJA|Raymond James & Associates, Inc.|3200
ELGX|ENDOLOGIX INC|RBCM|RBC CAPITAL MARKETS, LLC|10612
ELGX|ENDOLOGIX INC|SAGL|SAGETRADER, LLC|700
ELGX|ENDOLOGIX INC|SBSH|Citigroup Global Markets Inc.|150749
ELGX|ENDOLOGIX INC|SGMT|GOLDMAN SACHS & CO. LLC|96088
ELGX|ENDOLOGIX INC|SPDR|SPEEDROUTE LLC|300
ELGX|ENDOLOGIX INC|SPHN|Stephens Inc.|6520
ELGX|ENDOLOGIX INC|STFL|Stifel, Nicolaus & Company, Incorporated|4033
ELGX|ENDOLOGIX INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|52
ELGX|ENDOLOGIX INC|SWIM|TD Ameritrade, Inc.|3251
ELGX|ENDOLOGIX INC|TKNG|ALLY INVEST SECURITIES LLC|395
ELGX|ENDOLOGIX INC|TRBT|Tradebot Systems, Inc.|171449
ELGX|ENDOLOGIX INC|TRCM|TRC MARKETS LLC|137921
ELGX|ENDOLOGIX INC|UBSA|UBS SECURITIES LLC|377382
ELGX|ENDOLOGIX INC|UBSS|UBS Securities LLC|667741
ELGX|ENDOLOGIX INC|VALX|VIRTU AMERICAS LLC|6902
ELGX|ENDOLOGIX INC|VGRD|Vanguard Marketing Corporation|4122
ELGX|ENDOLOGIX INC|WBLR|WILLIAM BLAIR|2500
ELGX|ENDOLOGIX INC|WCHV|WELLS FARGO SECURITIES, LLC|50601
ELGX|ENDOLOGIX INC|WEDB|WEDBUSH SECURITIES INC.|86162
ELGX|ENDOLOGIX INC|WEED|Weeden & Co.L.P.|2300
ELGX|ENDOLOGIX INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4166
ELGX|ENDOLOGIX INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3379
ELGX|ENDOLOGIX INC|WSEA|WOLVERINE SECURITIES, LLC|1402
ELGX|ENDOLOGIX INC|XIST|INSTINET, LLC|38400
ELGX|ENDOLOGIX INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12886
ELGX|ENDOLOGIX INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2960
ELGX|ENDOLOGIX INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1750
ELJ|ENTERGY LOUISIANA|BATM|CBOE TRADING, INC.|270
ELJ|ENTERGY LOUISIANA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41
ELJ|ENTERGY LOUISIANA|CANT|Cantor Fitzgerald & Co.|26114
ELJ|ENTERGY LOUISIANA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1164
ELJ|ENTERGY LOUISIANA|DBAX|Deutsche Bank Securities Inc.|500
ELJ|ENTERGY LOUISIANA|DEAN|MORGAN STANLEY|2080
ELJ|ENTERGY LOUISIANA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
ELJ|ENTERGY LOUISIANA|EBXL|EBX LLC|100
ELJ|ENTERGY LOUISIANA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1429
ELJ|ENTERGY LOUISIANA|EDJO|Edward D. Jones & Co., L.P.|815
ELJ|ENTERGY LOUISIANA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144
ELJ|ENTERGY LOUISIANA|GLPX|ACS EXECUTION SERVICES, LLC|100
ELJ|ENTERGY LOUISIANA|GSCO|GOLDMAN SACHS & CO. LLC|232
ELJ|ENTERGY LOUISIANA|GSLT|GOLDMAN SACHS & CO. LLC|100
ELJ|ENTERGY LOUISIANA|GTSZ|GTS SECURITIES LLC|200
ELJ|ENTERGY LOUISIANA|HRBF|American Enterprise Investment Services Inc.|301
ELJ|ENTERGY LOUISIANA|IATS|INTERACTIVE BROKERS LLC|1200
ELJ|ENTERGY LOUISIANA|IBKR|Interactive Brokers Llc|2243
ELJ|ENTERGY LOUISIANA|ICBX|INSTINET, LLC|100
ELJ|ENTERGY LOUISIANA|INCA|INSTINET, LLC|300
ELJ|ENTERGY LOUISIANA|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
ELJ|ENTERGY LOUISIANA|LEHM|Barclays Capital Inc./Le|600
ELJ|ENTERGY LOUISIANA|LIME|Lime Brokerage LLC|400
ELJ|ENTERGY LOUISIANA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ELJ|ENTERGY LOUISIANA|MSCO|MORGAN STANLEY & CO. LLC|901
ELJ|ENTERGY LOUISIANA|NFSC|National Financial Services LLC|9294
ELJ|ENTERGY LOUISIANA|NITE|VIRTU Americas LLC|11903
ELJ|ENTERGY LOUISIANA|PDQM|CODA MARKETS, INC.|100
ELJ|ENTERGY LOUISIANA|PWJC|UBS Financial Services, Inc.|13
ELJ|ENTERGY LOUISIANA|QMSR|QUATTRO M SECURITIES INC.|700
ELJ|ENTERGY LOUISIANA|RBCM|RBC CAPITAL MARKETS, LLC|1706
ELJ|ENTERGY LOUISIANA|SGMT|GOLDMAN SACHS & CO. LLC|100
ELJ|ENTERGY LOUISIANA|SPDR|SPEEDROUTE LLC|100
ELJ|ENTERGY LOUISIANA|STFL|Stifel, Nicolaus & Company, Incorporated|1451
ELJ|ENTERGY LOUISIANA|TRCM|TRC MARKETS LLC|100
ELJ|ENTERGY LOUISIANA|UBSA|UBS SECURITIES LLC|1358
ELJ|ENTERGY LOUISIANA|UBSS|UBS Securities LLC|1722
ELJ|ENTERGY LOUISIANA|VGRD|Vanguard Marketing Corporation|68
ELJ|ENTERGY LOUISIANA|WCHV|WELLS FARGO SECURITIES, LLC|3771
ELJ|ENTERGY LOUISIANA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5
ELJ|ENTERGY LOUISIANA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6047
ELLI|ELLIE MAE, INC.|ALTX|Alternet Securities Inc.|1771
ELLI|ELLIE MAE, INC.|APCC|Apex Clearing Corporation|36
ELLI|ELLIE MAE, INC.|BALE|M&T SECURITIES, INC.|196
ELLI|ELLIE MAE, INC.|BAQP|BURKE & QUICK PARTNERS LLC|3899
ELLI|ELLIE MAE, INC.|BARD|Robert W. Baird & Co. Incorporated|491
ELLI|ELLIE MAE, INC.|BATM|CBOE TRADING, INC.|10266
ELLI|ELLIE MAE, INC.|BAYT|BTIG, LLC|400
ELLI|ELLIE MAE, INC.|BERN|Sanford C. Bernstein & Co., LLC|42664
ELLI|ELLIE MAE, INC.|BGCE|BGC Financial Inc.|2143
ELLI|ELLIE MAE, INC.|BIDS|BIDS TRADING L.P.|100
ELLI|ELLIE MAE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22604
ELLI|ELLIE MAE, INC.|BLKX|INSTINET, LLC|25800
ELLI|ELLIE MAE, INC.|BMOC|BMO Capital Markets Corp.|299
ELLI|ELLIE MAE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1759
ELLI|ELLIE MAE, INC.|BYXM|CBOE TRADING, INC.|400
ELLI|ELLIE MAE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|202
ELLI|ELLIE MAE, INC.|CHAS|Charles Schwab & Co., Inc.|302
ELLI|ELLIE MAE, INC.|CIST|Capital Institutional Services, Inc.|1329
ELLI|ELLIE MAE, INC.|CLSA|CLSA AMERICAS, LLC|3235
ELLI|ELLIE MAE, INC.|CMPT|Compass Point Research & Trading, LLC|2000
ELLI|ELLIE MAE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100849
ELLI|ELLIE MAE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|314
ELLI|ELLIE MAE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|225
ELLI|ELLIE MAE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|213876
ELLI|ELLIE MAE, INC.|CTDL|Citadel Derivatives Group Llc|1784
ELLI|ELLIE MAE, INC.|CTLR|CUTLER GROUP, LP|622
ELLI|ELLIE MAE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|23990
ELLI|ELLIE MAE, INC.|DADA|D.A. Davidson & Co.|34
ELLI|ELLIE MAE, INC.|DAVA|Davenport & Company LLC|12
ELLI|ELLIE MAE, INC.|DBAB|Deutsche Bank Securities Inc.|46604
ELLI|ELLIE MAE, INC.|DBAX|Deutsche Bank Securities Inc.|219700
ELLI|ELLIE MAE, INC.|DBUL|Deutsche Bank Securities Inc.|2530
ELLI|ELLIE MAE, INC.|DEAN|MORGAN STANLEY|1384
ELLI|ELLIE MAE, INC.|DEGS|RONIN PROFESSIONAL LLC|300
ELLI|ELLIE MAE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15496
ELLI|ELLIE MAE, INC.|EBXL|EBX LLC|85100
ELLI|ELLIE MAE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|16923
ELLI|ELLIE MAE, INC.|EDJO|Edward D. Jones & Co., L.P.|104
ELLI|ELLIE MAE, INC.|EGAM|CBOE TRADING, INC.|3889
ELLI|ELLIE MAE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|900
ELLI|ELLIE MAE, INC.|EGXM|CBOE TRADING, INC.|3322
ELLI|ELLIE MAE, INC.|EGXW|CBOE TRADING, INC.|300
ELLI|ELLIE MAE, INC.|ETBE|Electronic Transaction Clearing, Inc.|15971
ELLI|ELLIE MAE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32044
ELLI|ELLIE MAE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|47
ELLI|ELLIE MAE, INC.|ETRS|E*Trade Securities LLC|58938
ELLI|ELLIE MAE, INC.|FBSB|U.S. Bancorp Investments, Inc.|5
ELLI|ELLIE MAE, INC.|FILL|Tradestation Securities, Inc.|3958
ELLI|ELLIE MAE, INC.|FMAF|NBCN Inc./ CDS|38
ELLI|ELLIE MAE, INC.|FQLS|Quantlab Securities LP|67015
ELLI|ELLIE MAE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28805
ELLI|ELLIE MAE, INC.|FTBR|Foliofn Investments, Inc.|649
ELLI|ELLIE MAE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ELLI|ELLIE MAE, INC.|GLIS|TD Securities Inc|93
ELLI|ELLIE MAE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|30718
ELLI|ELLIE MAE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|297508
ELLI|ELLIE MAE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2769
ELLI|ELLIE MAE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1383
ELLI|ELLIE MAE, INC.|GTSZ|GTS SECURITIES LLC|43548
ELLI|ELLIE MAE, INC.|HRBF|American Enterprise Investment Services Inc.|1873
ELLI|ELLIE MAE, INC.|HSBC|HSBC Securities, Inc.|5000
ELLI|ELLIE MAE, INC.|IATS|INTERACTIVE BROKERS LLC|4010
ELLI|ELLIE MAE, INC.|IBKR|Interactive Brokers Llc|2514
ELLI|ELLIE MAE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|194
ELLI|ELLIE MAE, INC.|ICBX|INSTINET, LLC|24430
ELLI|ELLIE MAE, INC.|IEQY|CITADEL SECURITIES LLC|20867
ELLI|ELLIE MAE, INC.|INCA|INSTINET, LLC|80218
ELLI|ELLIE MAE, INC.|INJX|INSTINET, LLC|1759
ELLI|ELLIE MAE, INC.|ITGI|ITG Inc.|8155
ELLI|ELLIE MAE, INC.|ITGP|ITG INC.|106000
ELLI|ELLIE MAE, INC.|JANY|Janney Montgomery Scott Inc.|15
ELLI|ELLIE MAE, INC.|JEFF|JEFFERIES LLC|267121
ELLI|ELLIE MAE, INC.|JMPT|JUMP TRADING, LLC|24965
ELLI|ELLIE MAE, INC.|JONE|JonesTrading|2350
ELLI|ELLIE MAE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|35766
ELLI|ELLIE MAE, INC.|JPMX|J.P. Morgan Securities LLC|505742
ELLI|ELLIE MAE, INC.|JSJX|JANE STREET CAPITAL LLC|3965
ELLI|ELLIE MAE, INC.|KCGM|VIRTU Americas LLC|28984
ELLI|ELLIE MAE, INC.|LEHM|Barclays Capital Inc./Le|185579
ELLI|ELLIE MAE, INC.|LIME|Lime Brokerage LLC|5925
ELLI|ELLIE MAE, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|45400
ELLI|ELLIE MAE, INC.|LQNA|LIQUIDNET, INC.|179400
ELLI|ELLIE MAE, INC.|LSCI|Lek Securities Corporation|92
ELLI|ELLIE MAE, INC.|MCMF|Raymond James Ltd. Cds|2
ELLI|ELLIE MAE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71300
ELLI|ELLIE MAE, INC.|MOTF|MOTIF INVESTING, INC.|42
ELLI|ELLIE MAE, INC.|MSCO|MORGAN STANLEY & CO. LLC|512797
ELLI|ELLIE MAE, INC.|MSPL|MORGAN STANLEY & CO. LLC|239300
ELLI|ELLIE MAE, INC.|MSTX|MORGAN STANLEY & CO. LLC|45600
ELLI|ELLIE MAE, INC.|NEUB|NEUBERGER BERMAN BD LLC|375
ELLI|ELLIE MAE, INC.|NFSC|National Financial Services LLC|18917
ELLI|ELLIE MAE, INC.|NITE|VIRTU Americas LLC|122974
ELLI|ELLIE MAE, INC.|NITP|VIRTU Americas LLC|100
ELLI|ELLIE MAE, INC.|NORT|Northland Securities, Inc.|13700
ELLI|ELLIE MAE, INC.|NQRB|Brut, LLC|2774
ELLI|ELLIE MAE, INC.|NTRC|Northern Trust Securities, Inc.|40
ELLI|ELLIE MAE, INC.|OPCO|Oppenheimer & Co. Inc.|508
ELLI|ELLIE MAE, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5160
ELLI|ELLIE MAE, INC.|PDQM|CODA MARKETS, INC.|72232
ELLI|ELLIE MAE, INC.|PWJC|UBS Financial Services, Inc.|840
ELLI|ELLIE MAE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1803
ELLI|ELLIE MAE, INC.|SAGL|SAGETRADER, LLC|3705
ELLI|ELLIE MAE, INC.|SAGW|SAGETRADER, LLC|267
ELLI|ELLIE MAE, INC.|SBSH|Citigroup Global Markets Inc.|19028
ELLI|ELLIE MAE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|52650
ELLI|ELLIE MAE, INC.|SPDR|SPEEDROUTE LLC|2950
ELLI|ELLIE MAE, INC.|SPTD|MINT GLOBAL MARKETS, INC.|8008
ELLI|ELLIE MAE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1028
ELLI|ELLIE MAE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|8
ELLI|ELLIE MAE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1690
ELLI|ELLIE MAE, INC.|SWIM|TD Ameritrade, Inc.|3505
ELLI|ELLIE MAE, INC.|TIAD|Triad Securities Corp|61
ELLI|ELLIE MAE, INC.|TKNG|ALLY INVEST SECURITIES LLC|10
ELLI|ELLIE MAE, INC.|TMBR|Timber Hill LLC|15
ELLI|ELLIE MAE, INC.|TOUR|TOURMALINE PARTNERS, LLC|4180
ELLI|ELLIE MAE, INC.|TRBT|Tradebot Systems, Inc.|69797
ELLI|ELLIE MAE, INC.|TRCM|TRC MARKETS LLC|42488
ELLI|ELLIE MAE, INC.|UBSA|UBS SECURITIES LLC|360245
ELLI|ELLIE MAE, INC.|UBSS|UBS Securities LLC|438094
ELLI|ELLIE MAE, INC.|VALX|VIRTU AMERICAS LLC|10891
ELLI|ELLIE MAE, INC.|VGRD|Vanguard Marketing Corporation|1525
ELLI|ELLIE MAE, INC.|WABR|Wall Street Access|3338
ELLI|ELLIE MAE, INC.|WBLR|WILLIAM BLAIR|290
ELLI|ELLIE MAE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2310
ELLI|ELLIE MAE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|50830
ELLI|ELLIE MAE, INC.|WEDB|WEDBUSH SECURITIES INC.|26
ELLI|ELLIE MAE, INC.|WEED|Weeden & Co.L.P.|1533
ELLI|ELLIE MAE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9466
ELLI|ELLIE MAE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13740
ELLI|ELLIE MAE, INC.|WFPB|Wells Fargo Securities, LLC.|2885
ELLI|ELLIE MAE, INC.|WSAG|WALL STREET ACCESS|183
ELLI|ELLIE MAE, INC.|WSEA|WOLVERINE SECURITIES, LLC|1104
ELLI|ELLIE MAE, INC.|WTCO|Williams Trading LLC|36486
ELLI|ELLIE MAE, INC.|XIST|INSTINET, LLC|19600
ELLI|ELLIE MAE, INC.|XPQR|Jump Trading|100
ELLI|ELLIE MAE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|12012
ELLI|ELLIE MAE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|11068
ELLI|ELLIE MAE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1441
ELLO|ELLOMAY CAPITAL LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
ELLO|ELLOMAY CAPITAL LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|84
ELLO|ELLOMAY CAPITAL LTD|EBXL|EBX LLC|100
ELLO|ELLOMAY CAPITAL LTD|IATS|INTERACTIVE BROKERS LLC|700
ELLO|ELLOMAY CAPITAL LTD|IBKR|Interactive Brokers Llc|17059
ELLO|ELLOMAY CAPITAL LTD|INCA|INSTINET, LLC|86
ELLO|ELLOMAY CAPITAL LTD|ITGP|ITG INC.|200
ELLO|ELLOMAY CAPITAL LTD|NITE|VIRTU Americas LLC|6238
ELLO|ELLOMAY CAPITAL LTD|UBSA|UBS SECURITIES LLC|1275
ELMD|ELECTROMED, INC.|APCC|Apex Clearing Corporation|118
ELMD|ELECTROMED, INC.|BATM|CBOE TRADING, INC.|100
ELMD|ELECTROMED, INC.|BYXM|CBOE TRADING, INC.|100
ELMD|ELECTROMED, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3612
ELMD|ELECTROMED, INC.|DBAB|Deutsche Bank Securities Inc.|2597
ELMD|ELECTROMED, INC.|DBAX|Deutsche Bank Securities Inc.|200
ELMD|ELECTROMED, INC.|EBXL|EBX LLC|1900
ELMD|ELECTROMED, INC.|EDJO|Edward D. Jones & Co., L.P.|2080
ELMD|ELECTROMED, INC.|ETRS|E*Trade Securities LLC|4616
ELMD|ELECTROMED, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1352
ELMD|ELECTROMED, INC.|FTBR|Foliofn Investments, Inc.|17
ELMD|ELECTROMED, INC.|GLPX|ACS EXECUTION SERVICES, LLC|100
ELMD|ELECTROMED, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1601
ELMD|ELECTROMED, INC.|GSLT|GOLDMAN SACHS & CO. LLC|501
ELMD|ELECTROMED, INC.|GTSZ|GTS SECURITIES LLC|530
ELMD|ELECTROMED, INC.|IATS|INTERACTIVE BROKERS LLC|1904
ELMD|ELECTROMED, INC.|IBKR|Interactive Brokers Llc|6331
ELMD|ELECTROMED, INC.|ICBX|INSTINET, LLC|4382
ELMD|ELECTROMED, INC.|INCA|INSTINET, LLC|2202
ELMD|ELECTROMED, INC.|ITGI|ITG Inc.|5200
ELMD|ELECTROMED, INC.|ITGP|ITG INC.|5800
ELMD|ELECTROMED, INC.|JEFF|JEFFERIES LLC|612
ELMD|ELECTROMED, INC.|JPMX|J.P. Morgan Securities LLC|2800
ELMD|ELECTROMED, INC.|KCGM|VIRTU Americas LLC|501
ELMD|ELECTROMED, INC.|LEHM|Barclays Capital Inc./Le|400
ELMD|ELECTROMED, INC.|LIME|Lime Brokerage LLC|2062
ELMD|ELECTROMED, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5584
ELMD|ELECTROMED, INC.|MSCO|MORGAN STANLEY & CO. LLC|2327
ELMD|ELECTROMED, INC.|MSPL|MORGAN STANLEY & CO. LLC|1700
ELMD|ELECTROMED, INC.|NFSC|National Financial Services LLC|26637
ELMD|ELECTROMED, INC.|NITE|VIRTU Americas LLC|30481
ELMD|ELECTROMED, INC.|PDQM|CODA MARKETS, INC.|400
ELMD|ELECTROMED, INC.|RBCM|RBC CAPITAL MARKETS, LLC|450
ELMD|ELECTROMED, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1000
ELMD|ELECTROMED, INC.|TKNG|ALLY INVEST SECURITIES LLC|100
ELMD|ELECTROMED, INC.|TRCM|TRC MARKETS LLC|103
ELMD|ELECTROMED, INC.|UBSA|UBS SECURITIES LLC|3969
ELMD|ELECTROMED, INC.|UBSS|UBS Securities LLC|2692
ELMD|ELECTROMED, INC.|VALX|VIRTU AMERICAS LLC|44
ELMD|ELECTROMED, INC.|VGRD|Vanguard Marketing Corporation|2614
ELMD|ELECTROMED, INC.|WCHV|WELLS FARGO SECURITIES, LLC|500
ELMD|ELECTROMED, INC.|WSEA|WOLVERINE SECURITIES, LLC|3
ELMD|ELECTROMED, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|22000
ELON|ECHELON CORPORATION|APCC|Apex Clearing Corporation|1007
ELON|ECHELON CORPORATION|BARD|Robert W. Baird & Co. Incorporated|12756
ELON|ECHELON CORPORATION|BATM|CBOE TRADING, INC.|95
ELON|ECHELON CORPORATION|CANT|Cantor Fitzgerald & Co.|75000
ELON|ECHELON CORPORATION|CHAS|Charles Schwab & Co., Inc.|5000
ELON|ECHELON CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72939
ELON|ECHELON CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2900
ELON|ECHELON CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13853
ELON|ECHELON CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|3602
ELON|ECHELON CORPORATION|DBAB|Deutsche Bank Securities Inc.|1000
ELON|ECHELON CORPORATION|DBAX|Deutsche Bank Securities Inc.|4100
ELON|ECHELON CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
ELON|ECHELON CORPORATION|EBXL|EBX LLC|1100
ELON|ECHELON CORPORATION|EDJO|Edward D. Jones & Co., L.P.|123
ELON|ECHELON CORPORATION|EGAM|CBOE TRADING, INC.|1100
ELON|ECHELON CORPORATION|EGXM|CBOE TRADING, INC.|1800
ELON|ECHELON CORPORATION|ETRS|E*Trade Securities LLC|10479
ELON|ECHELON CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|67335
ELON|ECHELON CORPORATION|FILL|Tradestation Securities, Inc.|75
ELON|ECHELON CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|21927
ELON|ECHELON CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31
ELON|ECHELON CORPORATION|GARC|ICAP Corporates LLC|20000
ELON|ECHELON CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|825
ELON|ECHELON CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|353
ELON|ECHELON CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|100
ELON|ECHELON CORPORATION|GTSZ|GTS SECURITIES LLC|4
ELON|ECHELON CORPORATION|IATS|INTERACTIVE BROKERS LLC|500
ELON|ECHELON CORPORATION|IBKR|Interactive Brokers Llc|53527
ELON|ECHELON CORPORATION|ICBX|INSTINET, LLC|800
ELON|ECHELON CORPORATION|INCA|INSTINET, LLC|68770
ELON|ECHELON CORPORATION|ITGI|ITG Inc.|20220
ELON|ECHELON CORPORATION|ITGP|ITG INC.|800
ELON|ECHELON CORPORATION|JANY|Janney Montgomery Scott Inc.|100
ELON|ECHELON CORPORATION|JEFF|JEFFERIES LLC|8093
ELON|ECHELON CORPORATION|JPMX|J.P. Morgan Securities LLC|6000
ELON|ECHELON CORPORATION|KCGM|VIRTU Americas LLC|1500
ELON|ECHELON CORPORATION|LEHM|Barclays Capital Inc./Le|3048
ELON|ECHELON CORPORATION|LIME|Lime Brokerage LLC|36534
ELON|ECHELON CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|382
ELON|ECHELON CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ELON|ECHELON CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|23694
ELON|ECHELON CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|800
ELON|ECHELON CORPORATION|NFSC|National Financial Services LLC|23301
ELON|ECHELON CORPORATION|NITE|VIRTU Americas LLC|56170
ELON|ECHELON CORPORATION|PDQM|CODA MARKETS, INC.|1265
ELON|ECHELON CORPORATION|PICT|Pictet Overseas Inc.|340
ELON|ECHELON CORPORATION|PWJC|UBS Financial Services, Inc.|2000
ELON|ECHELON CORPORATION|RAJA|Raymond James & Associates, Inc.|1995
ELON|ECHELON CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|7500
ELON|ECHELON CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|5217
ELON|ECHELON CORPORATION|SPDR|SPEEDROUTE LLC|4445
ELON|ECHELON CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|97
ELON|ECHELON CORPORATION|SWIM|TD Ameritrade, Inc.|21838
ELON|ECHELON CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|510
ELON|ECHELON CORPORATION|TRCM|TRC MARKETS LLC|196
ELON|ECHELON CORPORATION|UBSA|UBS SECURITIES LLC|31155
ELON|ECHELON CORPORATION|UBSS|UBS Securities LLC|34598
ELON|ECHELON CORPORATION|VGRD|Vanguard Marketing Corporation|1300
ELON|ECHELON CORPORATION|VSIN|Vision Financial Markets Llc|12
ELON|ECHELON CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|867
ELON|ECHELON CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|39
ELON|ECHELON CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|5
ELOX|ELOXX PHARMA CM|AGIS|Aegis Capital Corp.|450
ELOX|ELOXX PHARMA CM|ALTX|Alternet Securities Inc.|50249
ELOX|ELOXX PHARMA CM|APCC|Apex Clearing Corporation|10
ELOX|ELOXX PHARMA CM|BATM|CBOE TRADING, INC.|1989
ELOX|ELOXX PHARMA CM|BAYC|BAY CREST PARTNERS, LLC|2011
ELOX|ELOXX PHARMA CM|BERN|Sanford C. Bernstein & Co., LLC|15799
ELOX|ELOXX PHARMA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
ELOX|ELOXX PHARMA CM|BLKX|INSTINET, LLC|5000
ELOX|ELOXX PHARMA CM|BMAK|BMA SECURITIES|1000
ELOX|ELOXX PHARMA CM|BMOC|BMO Capital Markets Corp.|1622
ELOX|ELOXX PHARMA CM|BNPX|BNP PARIBAS SECURITIES CORP.|1963
ELOX|ELOXX PHARMA CM|BTIG|BTIG, LLC|1694
ELOX|ELOXX PHARMA CM|BYXM|CBOE TRADING, INC.|4193
ELOX|ELOXX PHARMA CM|CANT|Cantor Fitzgerald & Co.|2446
ELOX|ELOXX PHARMA CM|CHAS|Charles Schwab & Co., Inc.|1200
ELOX|ELOXX PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16572
ELOX|ELOXX PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|95225
ELOX|ELOXX PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3139
ELOX|ELOXX PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56082
ELOX|ELOXX PHARMA CM|CTDL|Citadel Derivatives Group Llc|6866
ELOX|ELOXX PHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7076
ELOX|ELOXX PHARMA CM|DADA|D.A. Davidson & Co.|100
ELOX|ELOXX PHARMA CM|DBAB|Deutsche Bank Securities Inc.|251240
ELOX|ELOXX PHARMA CM|DBAX|Deutsche Bank Securities Inc.|41300
ELOX|ELOXX PHARMA CM|DEAN|MORGAN STANLEY|461
ELOX|ELOXX PHARMA CM|DEGS|RONIN PROFESSIONAL LLC|35450
ELOX|ELOXX PHARMA CM|DRWK|DRW SECURITIES, L.L.C.|642
ELOX|ELOXX PHARMA CM|EBXL|EBX LLC|49400
ELOX|ELOXX PHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1113
ELOX|ELOXX PHARMA CM|EGAM|CBOE TRADING, INC.|9590
ELOX|ELOXX PHARMA CM|EGMT|EG MARKET TECHNOLOGIES LLC|1200
ELOX|ELOXX PHARMA CM|EGXM|CBOE TRADING, INC.|22506
ELOX|ELOXX PHARMA CM|EGXW|CBOE TRADING, INC.|300
ELOX|ELOXX PHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|46320
ELOX|ELOXX PHARMA CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
ELOX|ELOXX PHARMA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7888
ELOX|ELOXX PHARMA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|774
ELOX|ELOXX PHARMA CM|ETRS|E*Trade Securities LLC|33023
ELOX|ELOXX PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|106893
ELOX|ELOXX PHARMA CM|FILL|Tradestation Securities, Inc.|8552
ELOX|ELOXX PHARMA CM|FMAF|NBCN Inc./ CDS|5580
ELOX|ELOXX PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|131729
ELOX|ELOXX PHARMA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3224
ELOX|ELOXX PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45021
ELOX|ELOXX PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4323
ELOX|ELOXX PHARMA CM|GLIS|TD Securities Inc|50
ELOX|ELOXX PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|205873
ELOX|ELOXX PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|1140968
ELOX|ELOXX PHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|4181
ELOX|ELOXX PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|2363
ELOX|ELOXX PHARMA CM|GTSZ|GTS SECURITIES LLC|73541
ELOX|ELOXX PHARMA CM|HSBC|HSBC Securities, Inc.|460
ELOX|ELOXX PHARMA CM|IATS|INTERACTIVE BROKERS LLC|4972
ELOX|ELOXX PHARMA CM|IBKR|Interactive Brokers Llc|192744
ELOX|ELOXX PHARMA CM|ICBX|INSTINET, LLC|14862
ELOX|ELOXX PHARMA CM|IEQY|CITADEL SECURITIES LLC|7709
ELOX|ELOXX PHARMA CM|INCA|INSTINET, LLC|227365
ELOX|ELOXX PHARMA CM|INJX|INSTINET, LLC|10295
ELOX|ELOXX PHARMA CM|ITGI|ITG Inc.|339795
ELOX|ELOXX PHARMA CM|ITGP|ITG INC.|48600
ELOX|ELOXX PHARMA CM|JEFF|JEFFERIES LLC|40347
ELOX|ELOXX PHARMA CM|JMPT|JUMP TRADING, LLC|5131
ELOX|ELOXX PHARMA CM|JPBX|J.P. MORGAN SECURITIES LLC|7040
ELOX|ELOXX PHARMA CM|JPMX|J.P. Morgan Securities LLC|76006
ELOX|ELOXX PHARMA CM|JSJX|JANE STREET CAPITAL LLC|6063
ELOX|ELOXX PHARMA CM|KCGM|VIRTU Americas LLC|16074
ELOX|ELOXX PHARMA CM|LEHM|Barclays Capital Inc./Le|542429
ELOX|ELOXX PHARMA CM|LIME|Lime Brokerage LLC|113298
ELOX|ELOXX PHARMA CM|LMGP|LIME BROKERAGE LLC|6216
ELOX|ELOXX PHARMA CM|LOOP|Loop Capital Markets LLC|3205
ELOX|ELOXX PHARMA CM|LSCI|Lek Securities Corporation|69
ELOX|ELOXX PHARMA CM|MACQ|Macquarie Capital (USA) Inc.|2005
ELOX|ELOXX PHARMA CM|MAVB|Great Point Capital LLC|100
ELOX|ELOXX PHARMA CM|MAXM|Maxim Group LLC|1672
ELOX|ELOXX PHARMA CM|MICA|Spartan Securities Group, Ltd.|20000
ELOX|ELOXX PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84623
ELOX|ELOXX PHARMA CM|MOTF|MOTIF INVESTING, INC.|2
ELOX|ELOXX PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|1182181
ELOX|ELOXX PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|28900
ELOX|ELOXX PHARMA CM|MSTX|MORGAN STANLEY & CO. LLC|37500
ELOX|ELOXX PHARMA CM|NFSC|National Financial Services LLC|162252
ELOX|ELOXX PHARMA CM|NITE|VIRTU Americas LLC|369903
ELOX|ELOXX PHARMA CM|NQRB|Brut, LLC|6754
ELOX|ELOXX PHARMA CM|OPCO|Oppenheimer & Co. Inc.|14610
ELOX|ELOXX PHARMA CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ELOX|ELOXX PHARMA CM|PDQM|CODA MARKETS, INC.|332565
ELOX|ELOXX PHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|8500
ELOX|ELOXX PHARMA CM|SAGL|SAGETRADER, LLC|25236
ELOX|ELOXX PHARMA CM|SALI|INTL FCSTONE FINANCIAL INC.|1000
ELOX|ELOXX PHARMA CM|SBSH|Citigroup Global Markets Inc.|194268
ELOX|ELOXX PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|19698
ELOX|ELOXX PHARMA CM|SPDR|SPEEDROUTE LLC|54572
ELOX|ELOXX PHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|2100
ELOX|ELOXX PHARMA CM|STFL|Stifel, Nicolaus & Company, Incorporated|400
ELOX|ELOXX PHARMA CM|SWIM|TD Ameritrade, Inc.|39599
ELOX|ELOXX PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|3915
ELOX|ELOXX PHARMA CM|TRBT|Tradebot Systems, Inc.|3037
ELOX|ELOXX PHARMA CM|TRCM|TRC MARKETS LLC|7977
ELOX|ELOXX PHARMA CM|UBSA|UBS SECURITIES LLC|223793
ELOX|ELOXX PHARMA CM|UBSS|UBS Securities LLC|1541340
ELOX|ELOXX PHARMA CM|VALX|VIRTU AMERICAS LLC|288
ELOX|ELOXX PHARMA CM|VFIN|National Securities Corporation|2547
ELOX|ELOXX PHARMA CM|VGRD|Vanguard Marketing Corporation|9506
ELOX|ELOXX PHARMA CM|WBLR|WILLIAM BLAIR|1000
ELOX|ELOXX PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|19837
ELOX|ELOXX PHARMA CM|WDNX|WEEDEN & CO.L.P.|1740
ELOX|ELOXX PHARMA CM|WEDB|WEDBUSH SECURITIES INC.|12618
ELOX|ELOXX PHARMA CM|WGIF|CIBC World Markets Inc.|1880
ELOX|ELOXX PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|4505
ELOX|ELOXX PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|6096
ELOX|ELOXX PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|21513
ELOX|ELOXX PHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|850
ELP|PARANAESE DE EN COPL|ALTX|Alternet Securities Inc.|700
ELP|PARANAESE DE EN COPL|APCC|Apex Clearing Corporation|391
ELP|PARANAESE DE EN COPL|BARD|Robert W. Baird & Co. Incorporated|367
ELP|PARANAESE DE EN COPL|BATM|CBOE TRADING, INC.|1270
ELP|PARANAESE DE EN COPL|BAYC|BAY CREST PARTNERS, LLC|34699
ELP|PARANAESE DE EN COPL|BERN|Sanford C. Bernstein & Co., LLC|6300
ELP|PARANAESE DE EN COPL|BIMI|Banca IMI Securities Corp.|577
ELP|PARANAESE DE EN COPL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8218
ELP|PARANAESE DE EN COPL|BTIG|BTIG, LLC|3529
ELP|PARANAESE DE EN COPL|CBLC|CITIGROUP GLOBAL MARKETS INC.|25000
ELP|PARANAESE DE EN COPL|CHAS|Charles Schwab & Co., Inc.|5912
ELP|PARANAESE DE EN COPL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5635
ELP|PARANAESE DE EN COPL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|87171
ELP|PARANAESE DE EN COPL|CTDL|Citadel Derivatives Group Llc|1090
ELP|PARANAESE DE EN COPL|CXCX|CITIGROUP GLOBAL MARKETS INC.|7502
ELP|PARANAESE DE EN COPL|DBAB|Deutsche Bank Securities Inc.|43874
ELP|PARANAESE DE EN COPL|DBAX|Deutsche Bank Securities Inc.|129200
ELP|PARANAESE DE EN COPL|DEAN|MORGAN STANLEY|4735
ELP|PARANAESE DE EN COPL|DEGS|RONIN PROFESSIONAL LLC|1252
ELP|PARANAESE DE EN COPL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|91561
ELP|PARANAESE DE EN COPL|EBXL|EBX LLC|33400
ELP|PARANAESE DE EN COPL|ECUT|CONVERGEX EXECUTION SOLUTIONS|5859
ELP|PARANAESE DE EN COPL|EGAM|CBOE TRADING, INC.|700
ELP|PARANAESE DE EN COPL|EGXM|CBOE TRADING, INC.|350
ELP|PARANAESE DE EN COPL|ETBE|Electronic Transaction Clearing, Inc.|100
ELP|PARANAESE DE EN COPL|ETCB|ETC BROKERAGE SERVICES, LLC|1
ELP|PARANAESE DE EN COPL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2630
ELP|PARANAESE DE EN COPL|ETRS|E*Trade Securities LLC|103970
ELP|PARANAESE DE EN COPL|FILL|Tradestation Securities, Inc.|788
ELP|PARANAESE DE EN COPL|FMAF|NBCN Inc./ CDS|1000
ELP|PARANAESE DE EN COPL|FQLS|Quantlab Securities LP|45290
ELP|PARANAESE DE EN COPL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21136
ELP|PARANAESE DE EN COPL|FTBR|Foliofn Investments, Inc.|17814
ELP|PARANAESE DE EN COPL|GARC|ICAP Corporates LLC|1700
ELP|PARANAESE DE EN COPL|GEBB|GLOBAL EXECUTION BROKERS, LP|900
ELP|PARANAESE DE EN COPL|GLPX|ACS EXECUTION SERVICES, LLC|1502
ELP|PARANAESE DE EN COPL|GSCO|GOLDMAN SACHS & CO. LLC|1301332
ELP|PARANAESE DE EN COPL|GSCS|GOLDMAN SACHS & CO. LLC|11493
ELP|PARANAESE DE EN COPL|GSLT|GOLDMAN SACHS & CO. LLC|1318
ELP|PARANAESE DE EN COPL|GTSY|GTS SECURITIES LLC|400
ELP|PARANAESE DE EN COPL|GTSZ|GTS SECURITIES LLC|11481
ELP|PARANAESE DE EN COPL|HRBF|American Enterprise Investment Services Inc.|1458
ELP|PARANAESE DE EN COPL|HSBC|HSBC Securities, Inc.|10792
ELP|PARANAESE DE EN COPL|IATS|INTERACTIVE BROKERS LLC|10208
ELP|PARANAESE DE EN COPL|IBKR|Interactive Brokers Llc|29838
ELP|PARANAESE DE EN COPL|ICBX|INSTINET, LLC|18020
ELP|PARANAESE DE EN COPL|INCA|INSTINET, LLC|70430
ELP|PARANAESE DE EN COPL|INJX|INSTINET, LLC|800
ELP|PARANAESE DE EN COPL|INTL|INTL FCSTONE FINANCIAL INC.|158
ELP|PARANAESE DE EN COPL|ITGI|ITG Inc.|16688
ELP|PARANAESE DE EN COPL|ITGP|ITG INC.|90400
ELP|PARANAESE DE EN COPL|JEFF|JEFFERIES LLC|2887
ELP|PARANAESE DE EN COPL|JMPT|JUMP TRADING, LLC|12770
ELP|PARANAESE DE EN COPL|JPBX|J.P. MORGAN SECURITIES LLC|17114
ELP|PARANAESE DE EN COPL|JPMX|J.P. Morgan Securities LLC|95158
ELP|PARANAESE DE EN COPL|JSJX|JANE STREET CAPITAL LLC|1900
ELP|PARANAESE DE EN COPL|KCGM|VIRTU Americas LLC|24631
ELP|PARANAESE DE EN COPL|LEHM|Barclays Capital Inc./Le|263790
ELP|PARANAESE DE EN COPL|LIME|Lime Brokerage LLC|48372
ELP|PARANAESE DE EN COPL|LSCI|Lek Securities Corporation|80
ELP|PARANAESE DE EN COPL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49586
ELP|PARANAESE DE EN COPL|MOTF|MOTIF INVESTING, INC.|4
ELP|PARANAESE DE EN COPL|MSCO|MORGAN STANLEY & CO. LLC|608389
ELP|PARANAESE DE EN COPL|MSPL|MORGAN STANLEY & CO. LLC|692700
ELP|PARANAESE DE EN COPL|MSTX|MORGAN STANLEY & CO. LLC|37600
ELP|PARANAESE DE EN COPL|NFSC|National Financial Services LLC|98167
ELP|PARANAESE DE EN COPL|NITE|VIRTU Americas LLC|355441
ELP|PARANAESE DE EN COPL|NITP|VIRTU Americas LLC|1565
ELP|PARANAESE DE EN COPL|NQRB|Brut, LLC|342
ELP|PARANAESE DE EN COPL|OPCO|Oppenheimer & Co. Inc.|106
ELP|PARANAESE DE EN COPL|PDQM|CODA MARKETS, INC.|2406
ELP|PARANAESE DE EN COPL|RBCM|RBC CAPITAL MARKETS, LLC|970
ELP|PARANAESE DE EN COPL|SBSH|Citigroup Global Markets Inc.|9138
ELP|PARANAESE DE EN COPL|SGMT|GOLDMAN SACHS & CO. LLC|65694
ELP|PARANAESE DE EN COPL|SPDR|SPEEDROUTE LLC|100
ELP|PARANAESE DE EN COPL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2050
ELP|PARANAESE DE EN COPL|SWIM|TD Ameritrade, Inc.|13488
ELP|PARANAESE DE EN COPL|SWST|Hilltop Securities Inc.|42
ELP|PARANAESE DE EN COPL|TKNG|ALLY INVEST SECURITIES LLC|300
ELP|PARANAESE DE EN COPL|TRBT|Tradebot Systems, Inc.|53613
ELP|PARANAESE DE EN COPL|TRCM|TRC MARKETS LLC|7181
ELP|PARANAESE DE EN COPL|UBSA|UBS SECURITIES LLC|277927
ELP|PARANAESE DE EN COPL|UBSS|UBS Securities LLC|180767
ELP|PARANAESE DE EN COPL|VALX|VIRTU AMERICAS LLC|5197
ELP|PARANAESE DE EN COPL|VGRD|Vanguard Marketing Corporation|6948
ELP|PARANAESE DE EN COPL|WBPX|SUMMIT SECURITIES GROUP, LLC|391
ELP|PARANAESE DE EN COPL|WCHV|WELLS FARGO SECURITIES, LLC|115335
ELP|PARANAESE DE EN COPL|WEED|Weeden & Co.L.P.|500
ELP|PARANAESE DE EN COPL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|643
ELP|PARANAESE DE EN COPL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|94
ELP|PARANAESE DE EN COPL|WSEA|WOLVERINE SECURITIES, LLC|318
ELP|PARANAESE DE EN COPL|XIST|INSTINET, LLC|169326
ELP|PARANAESE DE EN COPL|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
ELP|PARANAESE DE EN COPL|YKNA|COMHAR CAPITAL MARKETS, LLC|513
ELP|PARANAESE DE EN COPL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
ELS|EQUITY LIFESTYLE PRP|ALTX|Alternet Securities Inc.|2200
ELS|EQUITY LIFESTYLE PRP|APCC|Apex Clearing Corporation|177
ELS|EQUITY LIFESTYLE PRP|BARD|Robert W. Baird & Co. Incorporated|32
ELS|EQUITY LIFESTYLE PRP|BATM|CBOE TRADING, INC.|1117
ELS|EQUITY LIFESTYLE PRP|BAYC|BAY CREST PARTNERS, LLC|64
ELS|EQUITY LIFESTYLE PRP|BBNT|BB&T SECURITIES, LLC|7
ELS|EQUITY LIFESTYLE PRP|BERN|Sanford C. Bernstein & Co., LLC|50018
ELS|EQUITY LIFESTYLE PRP|BIDS|BIDS TRADING L.P.|100
ELS|EQUITY LIFESTYLE PRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|225
ELS|EQUITY LIFESTYLE PRP|BLKX|INSTINET, LLC|182240
ELS|EQUITY LIFESTYLE PRP|BMOC|BMO Capital Markets Corp.|67
ELS|EQUITY LIFESTYLE PRP|BNPX|BNP PARIBAS SECURITIES CORP.|13784
ELS|EQUITY LIFESTYLE PRP|BTIG|BTIG, LLC|8128
ELS|EQUITY LIFESTYLE PRP|BYXM|CBOE TRADING, INC.|682
ELS|EQUITY LIFESTYLE PRP|BZYD|GOLDMAN SACHS & CO. LLC|2317
ELS|EQUITY LIFESTYLE PRP|CABR|Cabrera Capital Markets, Inc.|25
ELS|EQUITY LIFESTYLE PRP|CANT|Cantor Fitzgerald & Co.|2860
ELS|EQUITY LIFESTYLE PRP|CHAS|Charles Schwab & Co., Inc.|474
ELS|EQUITY LIFESTYLE PRP|CIST|Capital Institutional Services, Inc.|715
ELS|EQUITY LIFESTYLE PRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15965
ELS|EQUITY LIFESTYLE PRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10234
ELS|EQUITY LIFESTYLE PRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6296
ELS|EQUITY LIFESTYLE PRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|153406
ELS|EQUITY LIFESTYLE PRP|CTDL|Citadel Derivatives Group Llc|7213
ELS|EQUITY LIFESTYLE PRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|20032
ELS|EQUITY LIFESTYLE PRP|DAVA|Davenport & Company LLC|3638
ELS|EQUITY LIFESTYLE PRP|DBAB|Deutsche Bank Securities Inc.|166122
ELS|EQUITY LIFESTYLE PRP|DBAX|Deutsche Bank Securities Inc.|164600
ELS|EQUITY LIFESTYLE PRP|DBUL|Deutsche Bank Securities Inc.|300
ELS|EQUITY LIFESTYLE PRP|DEAN|MORGAN STANLEY|528
ELS|EQUITY LIFESTYLE PRP|DEGS|RONIN PROFESSIONAL LLC|10
ELS|EQUITY LIFESTYLE PRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3104
ELS|EQUITY LIFESTYLE PRP|EBXL|EBX LLC|105700
ELS|EQUITY LIFESTYLE PRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|935
ELS|EQUITY LIFESTYLE PRP|EDJO|Edward D. Jones & Co., L.P.|25
ELS|EQUITY LIFESTYLE PRP|EGAM|CBOE TRADING, INC.|4428
ELS|EQUITY LIFESTYLE PRP|EGAW|CBOE TRADING, INC.|62
ELS|EQUITY LIFESTYLE PRP|EGMT|EG MARKET TECHNOLOGIES LLC|15
ELS|EQUITY LIFESTYLE PRP|EGXM|CBOE TRADING, INC.|325
ELS|EQUITY LIFESTYLE PRP|ETBE|Electronic Transaction Clearing, Inc.|6556
ELS|EQUITY LIFESTYLE PRP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
ELS|EQUITY LIFESTYLE PRP|ETCC|Electronic Transaction Clearing, Inc.|211
ELS|EQUITY LIFESTYLE PRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16170
ELS|EQUITY LIFESTYLE PRP|ETRS|E*Trade Securities LLC|3056
ELS|EQUITY LIFESTYLE PRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4339
ELS|EQUITY LIFESTYLE PRP|FQLS|Quantlab Securities LP|106317
ELS|EQUITY LIFESTYLE PRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50322
ELS|EQUITY LIFESTYLE PRP|FTBR|Foliofn Investments, Inc.|637
ELS|EQUITY LIFESTYLE PRP|GEBB|GLOBAL EXECUTION BROKERS, LP|82
ELS|EQUITY LIFESTYLE PRP|GLPX|ACS EXECUTION SERVICES, LLC|14132
ELS|EQUITY LIFESTYLE PRP|GNAV|GREEN STREET TRADING, LLC|101193
ELS|EQUITY LIFESTYLE PRP|GSCO|GOLDMAN SACHS & CO. LLC|431019
ELS|EQUITY LIFESTYLE PRP|GSCS|GOLDMAN SACHS & CO. LLC|3481
ELS|EQUITY LIFESTYLE PRP|GSLT|GOLDMAN SACHS & CO. LLC|3550
ELS|EQUITY LIFESTYLE PRP|GTSZ|GTS SECURITIES LLC|39346
ELS|EQUITY LIFESTYLE PRP|HRBF|American Enterprise Investment Services Inc.|292
ELS|EQUITY LIFESTYLE PRP|IATS|INTERACTIVE BROKERS LLC|427
ELS|EQUITY LIFESTYLE PRP|IBKR|Interactive Brokers Llc|1594
ELS|EQUITY LIFESTYLE PRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|51
ELS|EQUITY LIFESTYLE PRP|ICBX|INSTINET, LLC|84526
ELS|EQUITY LIFESTYLE PRP|IEQY|CITADEL SECURITIES LLC|22635
ELS|EQUITY LIFESTYLE PRP|INCA|INSTINET, LLC|87405
ELS|EQUITY LIFESTYLE PRP|INJX|INSTINET, LLC|500
ELS|EQUITY LIFESTYLE PRP|ITGI|ITG Inc.|60798
ELS|EQUITY LIFESTYLE PRP|ITGP|ITG INC.|114600
ELS|EQUITY LIFESTYLE PRP|JANY|Janney Montgomery Scott Inc.|124
ELS|EQUITY LIFESTYLE PRP|JEFF|JEFFERIES LLC|25900
ELS|EQUITY LIFESTYLE PRP|JMPT|JUMP TRADING, LLC|28413
ELS|EQUITY LIFESTYLE PRP|JONE|JonesTrading|25614
ELS|EQUITY LIFESTYLE PRP|JPBX|J.P. MORGAN SECURITIES LLC|60814
ELS|EQUITY LIFESTYLE PRP|JPMX|J.P. Morgan Securities LLC|303631
ELS|EQUITY LIFESTYLE PRP|JSJX|JANE STREET CAPITAL LLC|6291
ELS|EQUITY LIFESTYLE PRP|KCGM|VIRTU Americas LLC|42022
ELS|EQUITY LIFESTYLE PRP|LEHM|Barclays Capital Inc./Le|400862
ELS|EQUITY LIFESTYLE PRP|LIME|Lime Brokerage LLC|8016
ELS|EQUITY LIFESTYLE PRP|LQNA|LIQUIDNET, INC.|12200
ELS|EQUITY LIFESTYLE PRP|MACQ|Macquarie Capital (USA) Inc.|500
ELS|EQUITY LIFESTYLE PRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38692
ELS|EQUITY LIFESTYLE PRP|MNDX|TJM Investments, LLC|3849
ELS|EQUITY LIFESTYLE PRP|MOTF|MOTIF INVESTING, INC.|2
ELS|EQUITY LIFESTYLE PRP|MSCO|MORGAN STANLEY & CO. LLC|447281
ELS|EQUITY LIFESTYLE PRP|MSPL|MORGAN STANLEY & CO. LLC|120000
ELS|EQUITY LIFESTYLE PRP|MSTX|MORGAN STANLEY & CO. LLC|4800
ELS|EQUITY LIFESTYLE PRP|NEUB|NEUBERGER BERMAN BD LLC|185
ELS|EQUITY LIFESTYLE PRP|NFSC|National Financial Services LLC|38143
ELS|EQUITY LIFESTYLE PRP|NITE|VIRTU Americas LLC|58154
ELS|EQUITY LIFESTYLE PRP|NQRB|Brut, LLC|1119
ELS|EQUITY LIFESTYLE PRP|NTBF|BMO Nesbitt Burns Inc./CDS|305
ELS|EQUITY LIFESTYLE PRP|OPCO|Oppenheimer & Co. Inc.|78
ELS|EQUITY LIFESTYLE PRP|PDQM|CODA MARKETS, INC.|74981
ELS|EQUITY LIFESTYLE PRP|PIPR|Piper Jaffray & Co.|2110
ELS|EQUITY LIFESTYLE PRP|PWJC|UBS Financial Services, Inc.|4
ELS|EQUITY LIFESTYLE PRP|RBCM|RBC CAPITAL MARKETS, LLC|635
ELS|EQUITY LIFESTYLE PRP|SAGL|SAGETRADER, LLC|7862
ELS|EQUITY LIFESTYLE PRP|SAGW|SAGETRADER, LLC|2
ELS|EQUITY LIFESTYLE PRP|SBSH|Citigroup Global Markets Inc.|48086
ELS|EQUITY LIFESTYLE PRP|SGMT|GOLDMAN SACHS & CO. LLC|59482
ELS|EQUITY LIFESTYLE PRP|SPDR|SPEEDROUTE LLC|5400
ELS|EQUITY LIFESTYLE PRP|SPHN|Stephens Inc.|200
ELS|EQUITY LIFESTYLE PRP|SPTD|MINT GLOBAL MARKETS, INC.|200
ELS|EQUITY LIFESTYLE PRP|STFC|Stuart Frankel & Co., Incorporated|5097
ELS|EQUITY LIFESTYLE PRP|STFL|Stifel, Nicolaus & Company, Incorporated|433
ELS|EQUITY LIFESTYLE PRP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6006
ELS|EQUITY LIFESTYLE PRP|SWIM|TD Ameritrade, Inc.|643
ELS|EQUITY LIFESTYLE PRP|SWST|Hilltop Securities Inc.|1604
ELS|EQUITY LIFESTYLE PRP|TKNG|ALLY INVEST SECURITIES LLC|1095
ELS|EQUITY LIFESTYLE PRP|TRBT|Tradebot Systems, Inc.|76171
ELS|EQUITY LIFESTYLE PRP|TRCM|TRC MARKETS LLC|83850
ELS|EQUITY LIFESTYLE PRP|UBSA|UBS SECURITIES LLC|300696
ELS|EQUITY LIFESTYLE PRP|UBSS|UBS Securities LLC|396591
ELS|EQUITY LIFESTYLE PRP|VALX|VIRTU AMERICAS LLC|8932
ELS|EQUITY LIFESTYLE PRP|VGRD|Vanguard Marketing Corporation|242
ELS|EQUITY LIFESTYLE PRP|WBPX|SUMMIT SECURITIES GROUP, LLC|127
ELS|EQUITY LIFESTYLE PRP|WCHV|WELLS FARGO SECURITIES, LLC|16235
ELS|EQUITY LIFESTYLE PRP|WEED|Weeden & Co.L.P.|50338
ELS|EQUITY LIFESTYLE PRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|193
ELS|EQUITY LIFESTYLE PRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2901
ELS|EQUITY LIFESTYLE PRP|WSAG|WALL STREET ACCESS|6
ELS|EQUITY LIFESTYLE PRP|WSEA|WOLVERINE SECURITIES, LLC|38
ELS|EQUITY LIFESTYLE PRP|XIST|INSTINET, LLC|19280
ELS|EQUITY LIFESTYLE PRP|XPQR|Jump Trading|5596
ELS|EQUITY LIFESTYLE PRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7420
ELS|EQUITY LIFESTYLE PRP|YKNA|COMHAR CAPITAL MARKETS, LLC|865
ELS|EQUITY LIFESTYLE PRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|97
ELSE|ELECTRO SENSORS IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|905
ELSE|ELECTRO SENSORS IN|CTDL|Citadel Derivatives Group Llc|16
ELSE|ELECTRO SENSORS IN|DBAB|Deutsche Bank Securities Inc.|4300
ELSE|ELECTRO SENSORS IN|EBXL|EBX LLC|100
ELSE|ELECTRO SENSORS IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2800
ELSE|ELECTRO SENSORS IN|FBCO|Credit Suisse Securities (USA) LLC|200
ELSE|ELECTRO SENSORS IN|FOMA|TD AMERITRADE CLEARING, INC.|1701
ELSE|ELECTRO SENSORS IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|168
ELSE|ELECTRO SENSORS IN|GSCO|GOLDMAN SACHS & CO. LLC|200
ELSE|ELECTRO SENSORS IN|IBKR|Interactive Brokers Llc|1091
ELSE|ELECTRO SENSORS IN|INCA|INSTINET, LLC|609
ELSE|ELECTRO SENSORS IN|KCGM|VIRTU Americas LLC|700
ELSE|ELECTRO SENSORS IN|LEHM|Barclays Capital Inc./Le|49
ELSE|ELECTRO SENSORS IN|LIME|Lime Brokerage LLC|7791
ELSE|ELECTRO SENSORS IN|MSCO|MORGAN STANLEY & CO. LLC|1814
ELSE|ELECTRO SENSORS IN|NFSC|National Financial Services LLC|5497
ELSE|ELECTRO SENSORS IN|NITE|VIRTU Americas LLC|6305
ELSE|ELECTRO SENSORS IN|RBCM|RBC CAPITAL MARKETS, LLC|1000
ELSE|ELECTRO SENSORS IN|SGMT|GOLDMAN SACHS & CO. LLC|4
ELSE|ELECTRO SENSORS IN|SWST|Hilltop Securities Inc.|2951
ELSE|ELECTRO SENSORS IN|TRCM|TRC MARKETS LLC|136
ELSE|ELECTRO SENSORS IN|UBSA|UBS SECURITIES LLC|663
ELSE|ELECTRO SENSORS IN|UBSS|UBS Securities LLC|2850
ELSE|ELECTRO SENSORS IN|VALX|VIRTU AMERICAS LLC|100
ELSE|ELECTRO SENSORS IN|WCHV|WELLS FARGO SECURITIES, LLC|25
ELSE|ELECTRO SENSORS IN|WSEA|WOLVERINE SECURITIES, LLC|141
ELTK|ELTEK LTD.|BATM|CBOE TRADING, INC.|500
ELTK|ELTEK LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ELTK|ELTEK LTD.|DEGS|RONIN PROFESSIONAL LLC|938
ELTK|ELTEK LTD.|ETRS|E*Trade Securities LLC|8626
ELTK|ELTEK LTD.|FBCO|Credit Suisse Securities (USA) LLC|1374
ELTK|ELTEK LTD.|FMAF|NBCN Inc./ CDS|1000
ELTK|ELTEK LTD.|FOMA|TD AMERITRADE CLEARING, INC.|20614
ELTK|ELTEK LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ELTK|ELTEK LTD.|GTSZ|GTS SECURITIES LLC|200
ELTK|ELTEK LTD.|IATS|INTERACTIVE BROKERS LLC|598
ELTK|ELTEK LTD.|IBKR|Interactive Brokers Llc|18012
ELTK|ELTEK LTD.|INCA|INSTINET, LLC|3082
ELTK|ELTEK LTD.|LEHM|Barclays Capital Inc./Le|1
ELTK|ELTEK LTD.|LIME|Lime Brokerage LLC|6934
ELTK|ELTEK LTD.|MSCO|MORGAN STANLEY & CO. LLC|3827
ELTK|ELTEK LTD.|NFSC|National Financial Services LLC|2960
ELTK|ELTEK LTD.|NITE|VIRTU Americas LLC|30252
ELTK|ELTEK LTD.|NQRB|Brut, LLC|553
ELTK|ELTEK LTD.|OPCO|Oppenheimer & Co. Inc.|131
ELTK|ELTEK LTD.|RAJA|Raymond James & Associates, Inc.|300
ELTK|ELTEK LTD.|SPDR|SPEEDROUTE LLC|200
ELTK|ELTEK LTD.|SWIM|TD Ameritrade, Inc.|3
ELTK|ELTEK LTD.|TRCM|TRC MARKETS LLC|300
ELTK|ELTEK LTD.|UBSA|UBS SECURITIES LLC|300
ELTK|ELTEK LTD.|UBSS|UBS Securities LLC|2830
ELTK|ELTEK LTD.|WGIF|CIBC World Markets Inc.|20
ELTK|ELTEK LTD.|WSEA|WOLVERINE SECURITIES, LLC|82
ELU|ENTERGY LOUISIANA LL|BARD|Robert W. Baird & Co. Incorporated|14
ELU|ENTERGY LOUISIANA LL|BATM|CBOE TRADING, INC.|104
ELU|ENTERGY LOUISIANA LL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80
ELU|ENTERGY LOUISIANA LL|BYXM|CBOE TRADING, INC.|100
ELU|ENTERGY LOUISIANA LL|CHAS|Charles Schwab & Co., Inc.|12
ELU|ENTERGY LOUISIANA LL|CIST|Capital Institutional Services, Inc.|80
ELU|ENTERGY LOUISIANA LL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ELU|ENTERGY LOUISIANA LL|DEAN|MORGAN STANLEY|5586
ELU|ENTERGY LOUISIANA LL|EDJO|Edward D. Jones & Co., L.P.|1120
ELU|ENTERGY LOUISIANA LL|ETRS|E*Trade Securities LLC|1200
ELU|ENTERGY LOUISIANA LL|FBSB|U.S. Bancorp Investments, Inc.|410
ELU|ENTERGY LOUISIANA LL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|190
ELU|ENTERGY LOUISIANA LL|GLPX|ACS EXECUTION SERVICES, LLC|400
ELU|ENTERGY LOUISIANA LL|GSCS|GOLDMAN SACHS & CO. LLC|100
ELU|ENTERGY LOUISIANA LL|GTSZ|GTS SECURITIES LLC|125
ELU|ENTERGY LOUISIANA LL|HRBF|American Enterprise Investment Services Inc.|2308
ELU|ENTERGY LOUISIANA LL|IATS|INTERACTIVE BROKERS LLC|100
ELU|ENTERGY LOUISIANA LL|IBKR|Interactive Brokers Llc|563
ELU|ENTERGY LOUISIANA LL|INCA|INSTINET, LLC|100
ELU|ENTERGY LOUISIANA LL|ITGI|ITG Inc.|7
ELU|ENTERGY LOUISIANA LL|JANY|Janney Montgomery Scott Inc.|8
ELU|ENTERGY LOUISIANA LL|JSEB|JANE STREET EXECUTION SERVICES, LLC|224
ELU|ENTERGY LOUISIANA LL|LIME|Lime Brokerage LLC|104
ELU|ENTERGY LOUISIANA LL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ELU|ENTERGY LOUISIANA LL|MSCO|MORGAN STANLEY & CO. LLC|227
ELU|ENTERGY LOUISIANA LL|NFSC|National Financial Services LLC|3232
ELU|ENTERGY LOUISIANA LL|NITE|VIRTU Americas LLC|5919
ELU|ENTERGY LOUISIANA LL|NQRB|Brut, LLC|500
ELU|ENTERGY LOUISIANA LL|PDQM|CODA MARKETS, INC.|700
ELU|ENTERGY LOUISIANA LL|RBCM|RBC CAPITAL MARKETS, LLC|167
ELU|ENTERGY LOUISIANA LL|SBSH|Citigroup Global Markets Inc.|215
ELU|ENTERGY LOUISIANA LL|SGMT|GOLDMAN SACHS & CO. LLC|25
ELU|ENTERGY LOUISIANA LL|SWIM|TD Ameritrade, Inc.|1012
ELU|ENTERGY LOUISIANA LL|SWST|Hilltop Securities Inc.|1125
ELU|ENTERGY LOUISIANA LL|UBSA|UBS SECURITIES LLC|790
ELU|ENTERGY LOUISIANA LL|UBSS|UBS Securities LLC|2215
ELU|ENTERGY LOUISIANA LL|WCHV|WELLS FARGO SECURITIES, LLC|5380
ELU|ENTERGY LOUISIANA LL|WEDB|WEDBUSH SECURITIES INC.|44
ELU|ENTERGY LOUISIANA LL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35
ELVT|ELEVATE CREDIT, INC.|ALTX|Alternet Securities Inc.|2400
ELVT|ELEVATE CREDIT, INC.|APCC|Apex Clearing Corporation|618
ELVT|ELEVATE CREDIT, INC.|BATM|CBOE TRADING, INC.|1260
ELVT|ELEVATE CREDIT, INC.|BERN|Sanford C. Bernstein & Co., LLC|100
ELVT|ELEVATE CREDIT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
ELVT|ELEVATE CREDIT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1761
ELVT|ELEVATE CREDIT, INC.|BTIG|BTIG, LLC|52194
ELVT|ELEVATE CREDIT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1000
ELVT|ELEVATE CREDIT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6117
ELVT|ELEVATE CREDIT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|102
ELVT|ELEVATE CREDIT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67257
ELVT|ELEVATE CREDIT, INC.|CTDL|Citadel Derivatives Group Llc|4231
ELVT|ELEVATE CREDIT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1612
ELVT|ELEVATE CREDIT, INC.|DBAB|Deutsche Bank Securities Inc.|41984
ELVT|ELEVATE CREDIT, INC.|DBAX|Deutsche Bank Securities Inc.|41600
ELVT|ELEVATE CREDIT, INC.|DEAN|MORGAN STANLEY|1659
ELVT|ELEVATE CREDIT, INC.|DEGS|RONIN PROFESSIONAL LLC|900
ELVT|ELEVATE CREDIT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
ELVT|ELEVATE CREDIT, INC.|EBXL|EBX LLC|17800
ELVT|ELEVATE CREDIT, INC.|EDJO|Edward D. Jones & Co., L.P.|990
ELVT|ELEVATE CREDIT, INC.|EGAM|CBOE TRADING, INC.|329
ELVT|ELEVATE CREDIT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|150
ELVT|ELEVATE CREDIT, INC.|EGXM|CBOE TRADING, INC.|100
ELVT|ELEVATE CREDIT, INC.|ETBE|Electronic Transaction Clearing, Inc.|1360
ELVT|ELEVATE CREDIT, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
ELVT|ELEVATE CREDIT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
ELVT|ELEVATE CREDIT, INC.|ETRS|E*Trade Securities LLC|7946
ELVT|ELEVATE CREDIT, INC.|FBSB|U.S. Bancorp Investments, Inc.|31
ELVT|ELEVATE CREDIT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ELVT|ELEVATE CREDIT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22435
ELVT|ELEVATE CREDIT, INC.|FTBR|Foliofn Investments, Inc.|1082
ELVT|ELEVATE CREDIT, INC.|GLIS|TD Securities Inc|894
ELVT|ELEVATE CREDIT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|300
ELVT|ELEVATE CREDIT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|108860
ELVT|ELEVATE CREDIT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|51375
ELVT|ELEVATE CREDIT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1001
ELVT|ELEVATE CREDIT, INC.|GTSZ|GTS SECURITIES LLC|2683
ELVT|ELEVATE CREDIT, INC.|HRBF|American Enterprise Investment Services Inc.|210
ELVT|ELEVATE CREDIT, INC.|IATS|INTERACTIVE BROKERS LLC|3540
ELVT|ELEVATE CREDIT, INC.|IBKR|Interactive Brokers Llc|20923
ELVT|ELEVATE CREDIT, INC.|ICBX|INSTINET, LLC|2400
ELVT|ELEVATE CREDIT, INC.|IEQY|CITADEL SECURITIES LLC|5790
ELVT|ELEVATE CREDIT, INC.|INCA|INSTINET, LLC|16095
ELVT|ELEVATE CREDIT, INC.|ITGI|ITG Inc.|15251
ELVT|ELEVATE CREDIT, INC.|ITGP|ITG INC.|33800
ELVT|ELEVATE CREDIT, INC.|JEFF|JEFFERIES LLC|41090
ELVT|ELEVATE CREDIT, INC.|JMPT|JUMP TRADING, LLC|3847
ELVT|ELEVATE CREDIT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|6868
ELVT|ELEVATE CREDIT, INC.|JPMX|J.P. Morgan Securities LLC|34916
ELVT|ELEVATE CREDIT, INC.|JSJX|JANE STREET CAPITAL LLC|2941
ELVT|ELEVATE CREDIT, INC.|KCGM|VIRTU Americas LLC|1294
ELVT|ELEVATE CREDIT, INC.|LEHM|Barclays Capital Inc./Le|42874
ELVT|ELEVATE CREDIT, INC.|LIME|Lime Brokerage LLC|11118
ELVT|ELEVATE CREDIT, INC.|LQNA|LIQUIDNET, INC.|8300
ELVT|ELEVATE CREDIT, INC.|MACQ|Macquarie Capital (USA) Inc.|1769
ELVT|ELEVATE CREDIT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16140
ELVT|ELEVATE CREDIT, INC.|MOTF|MOTIF INVESTING, INC.|2
ELVT|ELEVATE CREDIT, INC.|MSCO|MORGAN STANLEY & CO. LLC|90190
ELVT|ELEVATE CREDIT, INC.|MSPL|MORGAN STANLEY & CO. LLC|16800
ELVT|ELEVATE CREDIT, INC.|MSTX|MORGAN STANLEY & CO. LLC|10400
ELVT|ELEVATE CREDIT, INC.|NFSC|National Financial Services LLC|30480
ELVT|ELEVATE CREDIT, INC.|NITE|VIRTU Americas LLC|111917
ELVT|ELEVATE CREDIT, INC.|NQRB|Brut, LLC|600
ELVT|ELEVATE CREDIT, INC.|OPCO|Oppenheimer & Co. Inc.|78146
ELVT|ELEVATE CREDIT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1264
ELVT|ELEVATE CREDIT, INC.|PDQM|CODA MARKETS, INC.|600
ELVT|ELEVATE CREDIT, INC.|PWJC|UBS Financial Services, Inc.|4700
ELVT|ELEVATE CREDIT, INC.|SBSH|Citigroup Global Markets Inc.|48765
ELVT|ELEVATE CREDIT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|11373
ELVT|ELEVATE CREDIT, INC.|SPDR|SPEEDROUTE LLC|3900
ELVT|ELEVATE CREDIT, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1790
ELVT|ELEVATE CREDIT, INC.|SWIM|TD Ameritrade, Inc.|3845
ELVT|ELEVATE CREDIT, INC.|TKNG|ALLY INVEST SECURITIES LLC|26
ELVT|ELEVATE CREDIT, INC.|TRBT|Tradebot Systems, Inc.|8123
ELVT|ELEVATE CREDIT, INC.|TRCM|TRC MARKETS LLC|3770
ELVT|ELEVATE CREDIT, INC.|UBSA|UBS SECURITIES LLC|340552
ELVT|ELEVATE CREDIT, INC.|UBSS|UBS Securities LLC|521199
ELVT|ELEVATE CREDIT, INC.|VALX|VIRTU AMERICAS LLC|2323
ELVT|ELEVATE CREDIT, INC.|VGRD|Vanguard Marketing Corporation|1620
ELVT|ELEVATE CREDIT, INC.|VNDS|VANDHAM SECURITIES CORP|1500
ELVT|ELEVATE CREDIT, INC.|WABR|Wall Street Access|1902
ELVT|ELEVATE CREDIT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|33855
ELVT|ELEVATE CREDIT, INC.|WEED|Weeden & Co.L.P.|1700
ELVT|ELEVATE CREDIT, INC.|WFPB|Wells Fargo Securities, LLC.|1518
ELVT|ELEVATE CREDIT, INC.|WSEA|WOLVERINE SECURITIES, LLC|307
ELVT|ELEVATE CREDIT, INC.|XIST|INSTINET, LLC|24200
ELVT|ELEVATE CREDIT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ELY|CALLAWAY GOLF CP|ADAM|CANACCORD GENUITY INC.|60000
ELY|CALLAWAY GOLF CP|AGIS|Aegis Capital Corp.|1300
ELY|CALLAWAY GOLF CP|ALTX|Alternet Securities Inc.|5800
ELY|CALLAWAY GOLF CP|ANOS|ABEL/NOSER, L.L.C.|9107
ELY|CALLAWAY GOLF CP|APCC|Apex Clearing Corporation|2421
ELY|CALLAWAY GOLF CP|AQUA|AQUA SECURITIES L.P.|11700
ELY|CALLAWAY GOLF CP|BARD|Robert W. Baird & Co. Incorporated|400
ELY|CALLAWAY GOLF CP|BATM|CBOE TRADING, INC.|2646
ELY|CALLAWAY GOLF CP|BAYT|BTIG, LLC|4700
ELY|CALLAWAY GOLF CP|BERN|Sanford C. Bernstein & Co., LLC|409857
ELY|CALLAWAY GOLF CP|BIAD|SAGETRADER, LLC|1104
ELY|CALLAWAY GOLF CP|BIDS|BIDS TRADING L.P.|73400
ELY|CALLAWAY GOLF CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10320
ELY|CALLAWAY GOLF CP|BLKX|INSTINET, LLC|24264
ELY|CALLAWAY GOLF CP|BNPX|BNP PARIBAS SECURITIES CORP.|20237
ELY|CALLAWAY GOLF CP|BRVL|BLAYLOCK VAN, LLC|664
ELY|CALLAWAY GOLF CP|BTIG|BTIG, LLC|19766
ELY|CALLAWAY GOLF CP|BYXM|CBOE TRADING, INC.|471
ELY|CALLAWAY GOLF CP|BZYD|GOLDMAN SACHS & CO. LLC|2458
ELY|CALLAWAY GOLF CP|CANT|Cantor Fitzgerald & Co.|2639
ELY|CALLAWAY GOLF CP|CHAS|Charles Schwab & Co., Inc.|2490
ELY|CALLAWAY GOLF CP|CIST|Capital Institutional Services, Inc.|1446
ELY|CALLAWAY GOLF CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|149101
ELY|CALLAWAY GOLF CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1064
ELY|CALLAWAY GOLF CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ELY|CALLAWAY GOLF CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|352497
ELY|CALLAWAY GOLF CP|CTDL|Citadel Derivatives Group Llc|3730
ELY|CALLAWAY GOLF CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|64246
ELY|CALLAWAY GOLF CP|DADA|D.A. Davidson & Co.|298
ELY|CALLAWAY GOLF CP|DBAB|Deutsche Bank Securities Inc.|692040
ELY|CALLAWAY GOLF CP|DBAX|Deutsche Bank Securities Inc.|432700
ELY|CALLAWAY GOLF CP|DBUL|Deutsche Bank Securities Inc.|2773
ELY|CALLAWAY GOLF CP|DCHF|Dart Executions, LLC|1450
ELY|CALLAWAY GOLF CP|DEAN|MORGAN STANLEY|4111
ELY|CALLAWAY GOLF CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6243
ELY|CALLAWAY GOLF CP|EBXL|EBX LLC|242300
ELY|CALLAWAY GOLF CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|21713
ELY|CALLAWAY GOLF CP|EDJO|Edward D. Jones & Co., L.P.|3475
ELY|CALLAWAY GOLF CP|EGAM|CBOE TRADING, INC.|3273
ELY|CALLAWAY GOLF CP|EGAW|CBOE TRADING, INC.|22
ELY|CALLAWAY GOLF CP|EGXM|CBOE TRADING, INC.|2197
ELY|CALLAWAY GOLF CP|ESPO|ESPOSITO SECURITIES, LLC|1632
ELY|CALLAWAY GOLF CP|ETBE|Electronic Transaction Clearing, Inc.|6618
ELY|CALLAWAY GOLF CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
ELY|CALLAWAY GOLF CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|518
ELY|CALLAWAY GOLF CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|202
ELY|CALLAWAY GOLF CP|ETRS|E*Trade Securities LLC|138008
ELY|CALLAWAY GOLF CP|FILL|Tradestation Securities, Inc.|17291
ELY|CALLAWAY GOLF CP|FMAF|NBCN Inc./ CDS|1015
ELY|CALLAWAY GOLF CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22538
ELY|CALLAWAY GOLF CP|FQLS|Quantlab Securities LP|111741
ELY|CALLAWAY GOLF CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106140
ELY|CALLAWAY GOLF CP|FTBR|Foliofn Investments, Inc.|4139
ELY|CALLAWAY GOLF CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
ELY|CALLAWAY GOLF CP|GLIS|TD Securities Inc|2228
ELY|CALLAWAY GOLF CP|GLPX|ACS EXECUTION SERVICES, LLC|6320
ELY|CALLAWAY GOLF CP|GSCO|GOLDMAN SACHS & CO. LLC|1138980
ELY|CALLAWAY GOLF CP|GSCS|GOLDMAN SACHS & CO. LLC|12420
ELY|CALLAWAY GOLF CP|GSLT|GOLDMAN SACHS & CO. LLC|2493
ELY|CALLAWAY GOLF CP|GTSZ|GTS SECURITIES LLC|57676
ELY|CALLAWAY GOLF CP|HRBF|American Enterprise Investment Services Inc.|8296
ELY|CALLAWAY GOLF CP|IATS|INTERACTIVE BROKERS LLC|10056
ELY|CALLAWAY GOLF CP|IBKR|Interactive Brokers Llc|24046
ELY|CALLAWAY GOLF CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1040
ELY|CALLAWAY GOLF CP|ICBX|INSTINET, LLC|60672
ELY|CALLAWAY GOLF CP|IEQY|CITADEL SECURITIES LLC|32143
ELY|CALLAWAY GOLF CP|IMPC|Imperial Capital, LLC|100
ELY|CALLAWAY GOLF CP|INCA|INSTINET, LLC|75734
ELY|CALLAWAY GOLF CP|INJX|INSTINET, LLC|15162
ELY|CALLAWAY GOLF CP|ITGI|ITG Inc.|33135
ELY|CALLAWAY GOLF CP|ITGP|ITG INC.|113600
ELY|CALLAWAY GOLF CP|JANY|Janney Montgomery Scott Inc.|1124
ELY|CALLAWAY GOLF CP|JEFF|JEFFERIES LLC|58054
ELY|CALLAWAY GOLF CP|JMPT|JUMP TRADING, LLC|55656
ELY|CALLAWAY GOLF CP|JONE|JonesTrading|200
ELY|CALLAWAY GOLF CP|JPBX|J.P. MORGAN SECURITIES LLC|34661
ELY|CALLAWAY GOLF CP|JPMX|J.P. Morgan Securities LLC|386145
ELY|CALLAWAY GOLF CP|JSJX|JANE STREET CAPITAL LLC|10225
ELY|CALLAWAY GOLF CP|KCGM|VIRTU Americas LLC|66432
ELY|CALLAWAY GOLF CP|KEYB|KEYBANC CAPITAL MARKETS INC.|8537
ELY|CALLAWAY GOLF CP|LEHM|Barclays Capital Inc./Le|438678
ELY|CALLAWAY GOLF CP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|8000
ELY|CALLAWAY GOLF CP|LIME|Lime Brokerage LLC|16000
ELY|CALLAWAY GOLF CP|LOOP|Loop Capital Markets LLC|100
ELY|CALLAWAY GOLF CP|LQNA|LIQUIDNET, INC.|38900
ELY|CALLAWAY GOLF CP|LSCI|Lek Securities Corporation|38
ELY|CALLAWAY GOLF CP|MACQ|Macquarie Capital (USA) Inc.|11013
ELY|CALLAWAY GOLF CP|MBTS|ALLY INVEST SECURITIES LLC|390
ELY|CALLAWAY GOLF CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120635
ELY|CALLAWAY GOLF CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
ELY|CALLAWAY GOLF CP|MOTF|MOTIF INVESTING, INC.|29
ELY|CALLAWAY GOLF CP|MSCO|MORGAN STANLEY & CO. LLC|1214899
ELY|CALLAWAY GOLF CP|MSPL|MORGAN STANLEY & CO. LLC|453900
ELY|CALLAWAY GOLF CP|MSTX|MORGAN STANLEY & CO. LLC|189800
ELY|CALLAWAY GOLF CP|NEED|Needham & Company, LLC|40540
ELY|CALLAWAY GOLF CP|NEUB|NEUBERGER BERMAN BD LLC|100
ELY|CALLAWAY GOLF CP|NFSC|National Financial Services LLC|383352
ELY|CALLAWAY GOLF CP|NITE|VIRTU Americas LLC|566289
ELY|CALLAWAY GOLF CP|NITP|VIRTU Americas LLC|1004
ELY|CALLAWAY GOLF CP|NQRB|Brut, LLC|2256
ELY|CALLAWAY GOLF CP|NTBF|BMO Nesbitt Burns Inc./CDS|2315
ELY|CALLAWAY GOLF CP|OPCO|Oppenheimer & Co. Inc.|1829
ELY|CALLAWAY GOLF CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|480
ELY|CALLAWAY GOLF CP|PDQM|CODA MARKETS, INC.|16356
ELY|CALLAWAY GOLF CP|PHLY|NASDAQ Execution Services, LLC|400
ELY|CALLAWAY GOLF CP|PWJC|UBS Financial Services, Inc.|50
ELY|CALLAWAY GOLF CP|QMSR|QUATTRO M SECURITIES INC.|993
ELY|CALLAWAY GOLF CP|RBCM|RBC CAPITAL MARKETS, LLC|13004
ELY|CALLAWAY GOLF CP|RGLD|Regal Securities, Inc|56
ELY|CALLAWAY GOLF CP|SAGL|SAGETRADER, LLC|300
ELY|CALLAWAY GOLF CP|SAGW|SAGETRADER, LLC|213
ELY|CALLAWAY GOLF CP|SBRX|MURIEL SIEBERT & CO INC|100
ELY|CALLAWAY GOLF CP|SBSH|Citigroup Global Markets Inc.|70205
ELY|CALLAWAY GOLF CP|SEIC|SEI Investments Distribution Co.|100
ELY|CALLAWAY GOLF CP|SGMT|GOLDMAN SACHS & CO. LLC|148178
ELY|CALLAWAY GOLF CP|SPDR|SPEEDROUTE LLC|1975
ELY|CALLAWAY GOLF CP|STFL|Stifel, Nicolaus & Company, Incorporated|15446
ELY|CALLAWAY GOLF CP|STKP|STOCKPILE INVESTMENTS, INC.|704
ELY|CALLAWAY GOLF CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6763
ELY|CALLAWAY GOLF CP|SWIM|TD Ameritrade, Inc.|57948
ELY|CALLAWAY GOLF CP|SWST|Hilltop Securities Inc.|1750
ELY|CALLAWAY GOLF CP|TKNG|ALLY INVEST SECURITIES LLC|15851
ELY|CALLAWAY GOLF CP|TMBR|Timber Hill LLC|1910
ELY|CALLAWAY GOLF CP|TRBT|Tradebot Systems, Inc.|136196
ELY|CALLAWAY GOLF CP|TRCM|TRC MARKETS LLC|45626
ELY|CALLAWAY GOLF CP|TWTT|TASTYWORKS, INC.|677
ELY|CALLAWAY GOLF CP|UBSA|UBS SECURITIES LLC|507913
ELY|CALLAWAY GOLF CP|UBSS|UBS Securities LLC|279304
ELY|CALLAWAY GOLF CP|VALX|VIRTU AMERICAS LLC|28377
ELY|CALLAWAY GOLF CP|VGRD|Vanguard Marketing Corporation|19290
ELY|CALLAWAY GOLF CP|VSIN|Vision Financial Markets Llc|4
ELY|CALLAWAY GOLF CP|WBPX|SUMMIT SECURITIES GROUP, LLC|6746
ELY|CALLAWAY GOLF CP|WCHV|WELLS FARGO SECURITIES, LLC|273304
ELY|CALLAWAY GOLF CP|WEDB|WEDBUSH SECURITIES INC.|2045
ELY|CALLAWAY GOLF CP|WEED|Weeden & Co.L.P.|21833
ELY|CALLAWAY GOLF CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15718
ELY|CALLAWAY GOLF CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26165
ELY|CALLAWAY GOLF CP|WGIF|CIBC World Markets Inc.|3486
ELY|CALLAWAY GOLF CP|WORD|Worden Capital Management LLC|7415
ELY|CALLAWAY GOLF CP|WSEA|WOLVERINE SECURITIES, LLC|20645
ELY|CALLAWAY GOLF CP|XIST|INSTINET, LLC|32000
ELY|CALLAWAY GOLF CP|XPQR|Jump Trading|1565
ELY|CALLAWAY GOLF CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|51574
ELY|CALLAWAY GOLF CP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ELY|CALLAWAY GOLF CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8850
EMAG|VE EM AGG BD ETF|APCC|Apex Clearing Corporation|2
EMAG|VE EM AGG BD ETF|BYXM|CBOE TRADING, INC.|100
EMAG|VE EM AGG BD ETF|CIST|Capital Institutional Services, Inc.|1800
EMAG|VE EM AGG BD ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|357
EMAG|VE EM AGG BD ETF|CSIN|Citadel Securities Institutional LLC|267766
EMAG|VE EM AGG BD ETF|CTDL|Citadel Derivatives Group Llc|270466
EMAG|VE EM AGG BD ETF|DBAX|Deutsche Bank Securities Inc.|300
EMAG|VE EM AGG BD ETF|EBXL|EBX LLC|100
EMAG|VE EM AGG BD ETF|ETRS|E*Trade Securities LLC|1
EMAG|VE EM AGG BD ETF|FTBR|Foliofn Investments, Inc.|5
EMAG|VE EM AGG BD ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|100
EMAG|VE EM AGG BD ETF|JSJX|JANE STREET CAPITAL LLC|600
EMAG|VE EM AGG BD ETF|KCGM|VIRTU Americas LLC|668
EMAG|VE EM AGG BD ETF|LEHM|Barclays Capital Inc./Le|400
EMAG|VE EM AGG BD ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3997
EMAG|VE EM AGG BD ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
EMAG|VE EM AGG BD ETF|MSCO|MORGAN STANLEY & CO. LLC|110
EMAG|VE EM AGG BD ETF|NFSC|National Financial Services LLC|2792
EMAG|VE EM AGG BD ETF|NITE|VIRTU Americas LLC|1436
EMAG|VE EM AGG BD ETF|SGMT|GOLDMAN SACHS & CO. LLC|200
EMAG|VE EM AGG BD ETF|STFL|Stifel, Nicolaus & Company, Incorporated|189
EMAG|VE EM AGG BD ETF|UBSA|UBS SECURITIES LLC|1000
EMAG|VE EM AGG BD ETF|UBSS|UBS Securities LLC|250
EMAG|VE EM AGG BD ETF|VGRD|Vanguard Marketing Corporation|100
EMAG|VE EM AGG BD ETF|WCHV|WELLS FARGO SECURITIES, LLC|2700
EMAN|EMAGIN CORP|APCC|Apex Clearing Corporation|4191
EMAN|EMAGIN CORP|BATM|CBOE TRADING, INC.|3300
EMAN|EMAGIN CORP|BIMI|Banca IMI Securities Corp.|700
EMAN|EMAGIN CORP|BTIG|BTIG, LLC|15037
EMAN|EMAGIN CORP|BYXM|CBOE TRADING, INC.|100
EMAN|EMAGIN CORP|CANT|Cantor Fitzgerald & Co.|800
EMAN|EMAGIN CORP|CHLM|Craig-Hallum Capital Group LLC|63670
EMAN|EMAGIN CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1689
EMAN|EMAGIN CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35220
EMAN|EMAGIN CORP|CTDL|Citadel Derivatives Group Llc|465
EMAN|EMAGIN CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
EMAN|EMAGIN CORP|DBAB|Deutsche Bank Securities Inc.|200
EMAN|EMAGIN CORP|DBAX|Deutsche Bank Securities Inc.|5700
EMAN|EMAGIN CORP|DEAN|MORGAN STANLEY|499
EMAN|EMAGIN CORP|DEGS|RONIN PROFESSIONAL LLC|1511
EMAN|EMAGIN CORP|EBXL|EBX LLC|10300
EMAN|EMAGIN CORP|EGAM|CBOE TRADING, INC.|437
EMAN|EMAGIN CORP|ETRS|E*Trade Securities LLC|141025
EMAN|EMAGIN CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83
EMAN|EMAGIN CORP|FTBR|Foliofn Investments, Inc.|28
EMAN|EMAGIN CORP|GLIS|TD Securities Inc|7526
EMAN|EMAGIN CORP|GLPX|ACS EXECUTION SERVICES, LLC|568
EMAN|EMAGIN CORP|GSCO|GOLDMAN SACHS & CO. LLC|2707
EMAN|EMAGIN CORP|GSCS|GOLDMAN SACHS & CO. LLC|11384
EMAN|EMAGIN CORP|HRBF|American Enterprise Investment Services Inc.|400
EMAN|EMAGIN CORP|IATS|INTERACTIVE BROKERS LLC|1200
EMAN|EMAGIN CORP|IBKR|Interactive Brokers Llc|34859
EMAN|EMAGIN CORP|ICBX|INSTINET, LLC|3800
EMAN|EMAGIN CORP|INCA|INSTINET, LLC|3504
EMAN|EMAGIN CORP|ITGI|ITG Inc.|2524
EMAN|EMAGIN CORP|ITGP|ITG INC.|17000
EMAN|EMAGIN CORP|JPMX|J.P. Morgan Securities LLC|9188
EMAN|EMAGIN CORP|JSJX|JANE STREET CAPITAL LLC|135
EMAN|EMAGIN CORP|KCGM|VIRTU Americas LLC|2990
EMAN|EMAGIN CORP|LEHM|Barclays Capital Inc./Le|15200
EMAN|EMAGIN CORP|LIME|Lime Brokerage LLC|348
EMAN|EMAGIN CORP|MAXM|Maxim Group LLC|2000
EMAN|EMAGIN CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36095
EMAN|EMAGIN CORP|MSCO|MORGAN STANLEY & CO. LLC|20412
EMAN|EMAGIN CORP|MSPL|MORGAN STANLEY & CO. LLC|8200
EMAN|EMAGIN CORP|NFSC|National Financial Services LLC|189604
EMAN|EMAGIN CORP|NITE|VIRTU Americas LLC|203852
EMAN|EMAGIN CORP|NTBF|BMO Nesbitt Burns Inc./CDS|250
EMAN|EMAGIN CORP|OPCO|Oppenheimer & Co. Inc.|1000
EMAN|EMAGIN CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1900
EMAN|EMAGIN CORP|PDQM|CODA MARKETS, INC.|7964
EMAN|EMAGIN CORP|RBCM|RBC CAPITAL MARKETS, LLC|22509
EMAN|EMAGIN CORP|RGLD|Regal Securities, Inc|11121
EMAN|EMAGIN CORP|SBSH|Citigroup Global Markets Inc.|2818
EMAN|EMAGIN CORP|SGMT|GOLDMAN SACHS & CO. LLC|8630
EMAN|EMAGIN CORP|SOGO|Wang Investment Associates, Inc.|100
EMAN|EMAGIN CORP|SPDR|SPEEDROUTE LLC|1000
EMAN|EMAGIN CORP|SWIM|TD Ameritrade, Inc.|24473
EMAN|EMAGIN CORP|SWST|Hilltop Securities Inc.|3100
EMAN|EMAGIN CORP|TKNG|ALLY INVEST SECURITIES LLC|3167
EMAN|EMAGIN CORP|UBSA|UBS SECURITIES LLC|62051
EMAN|EMAGIN CORP|UBSS|UBS Securities LLC|16861
EMAN|EMAGIN CORP|VALX|VIRTU AMERICAS LLC|1862
EMAN|EMAGIN CORP|VGRD|Vanguard Marketing Corporation|28509
EMAN|EMAGIN CORP|WCHV|WELLS FARGO SECURITIES, LLC|8382
EMAN|EMAGIN CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2813
EMAN|EMAGIN CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|256
EMAN|EMAGIN CORP|WSEA|WOLVERINE SECURITIES, LLC|4381
EMAN|EMAGIN CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
EMB|ISHARES JP MORGAN|ALTX|Alternet Securities Inc.|165764
EMB|ISHARES JP MORGAN|ANOS|ABEL/NOSER, L.L.C.|1182
EMB|ISHARES JP MORGAN|APCC|Apex Clearing Corporation|427447
EMB|ISHARES JP MORGAN|BANK|Primevest Financial Services, Inc.|2156
EMB|ISHARES JP MORGAN|BARD|Robert W. Baird & Co. Incorporated|2023
EMB|ISHARES JP MORGAN|BATM|CBOE TRADING, INC.|24207
EMB|ISHARES JP MORGAN|BBNT|BB&T SECURITIES, LLC|56334
EMB|ISHARES JP MORGAN|BERN|Sanford C. Bernstein & Co., LLC|10887
EMB|ISHARES JP MORGAN|BKCM|BNY Mellon Capital Markets LLC|3540
EMB|ISHARES JP MORGAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42734
EMB|ISHARES JP MORGAN|BLKX|INSTINET, LLC|205900
EMB|ISHARES JP MORGAN|BLTK|Bulltick, Llc|2524
EMB|ISHARES JP MORGAN|BNPX|BNP PARIBAS SECURITIES CORP.|7185
EMB|ISHARES JP MORGAN|BRGE|Newbridge Securities Corp.|90
EMB|ISHARES JP MORGAN|BTIG|BTIG, LLC|124
EMB|ISHARES JP MORGAN|BYXM|CBOE TRADING, INC.|819539
EMB|ISHARES JP MORGAN|CANT|Cantor Fitzgerald & Co.|431492
EMB|ISHARES JP MORGAN|CBLC|CITIGROUP GLOBAL MARKETS INC.|136406
EMB|ISHARES JP MORGAN|CHAS|Charles Schwab & Co., Inc.|9844
EMB|ISHARES JP MORGAN|CIST|Capital Institutional Services, Inc.|834
EMB|ISHARES JP MORGAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|149322
EMB|ISHARES JP MORGAN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11261
EMB|ISHARES JP MORGAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21856
EMB|ISHARES JP MORGAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3060611
EMB|ISHARES JP MORGAN|CSIN|Citadel Securities Institutional LLC|116315
EMB|ISHARES JP MORGAN|CTDL|Citadel Derivatives Group Llc|133763
EMB|ISHARES JP MORGAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|465942
EMB|ISHARES JP MORGAN|DADA|D.A. Davidson & Co.|1
EMB|ISHARES JP MORGAN|DAWA|Daiwa Capital Markets America Inc.|21908
EMB|ISHARES JP MORGAN|DBAB|Deutsche Bank Securities Inc.|654559
EMB|ISHARES JP MORGAN|DBAX|Deutsche Bank Securities Inc.|610100
EMB|ISHARES JP MORGAN|DCHF|Dart Executions, LLC|6543
EMB|ISHARES JP MORGAN|DEAN|MORGAN STANLEY|32706
EMB|ISHARES JP MORGAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30736
EMB|ISHARES JP MORGAN|EBXL|EBX LLC|561300
EMB|ISHARES JP MORGAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|71025
EMB|ISHARES JP MORGAN|EDJO|Edward D. Jones & Co., L.P.|4119
EMB|ISHARES JP MORGAN|EGAM|CBOE TRADING, INC.|6278
EMB|ISHARES JP MORGAN|EGAW|CBOE TRADING, INC.|300
EMB|ISHARES JP MORGAN|EGMT|EG MARKET TECHNOLOGIES LLC|400
EMB|ISHARES JP MORGAN|EGXM|CBOE TRADING, INC.|16468
EMB|ISHARES JP MORGAN|ETBE|Electronic Transaction Clearing, Inc.|53392
EMB|ISHARES JP MORGAN|ETCB|ETC BROKERAGE SERVICES, LLC|38
EMB|ISHARES JP MORGAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9896
EMB|ISHARES JP MORGAN|ETRS|E*Trade Securities LLC|219012
EMB|ISHARES JP MORGAN|FBCO|Credit Suisse Securities (USA) LLC|3593203
EMB|ISHARES JP MORGAN|FBSB|U.S. Bancorp Investments, Inc.|1473
EMB|ISHARES JP MORGAN|FCST|INTL FCSTONE FINANCIAL INC.|200
EMB|ISHARES JP MORGAN|FIDT|Fidelity Clearing Canada ULC./ CDS|1442
EMB|ISHARES JP MORGAN|FILL|Tradestation Securities, Inc.|230
EMB|ISHARES JP MORGAN|FINX|FINTECH SECURITIES|10064
EMB|ISHARES JP MORGAN|FLTU|FLOW TRADERS US LLC|2073730
EMB|ISHARES JP MORGAN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|170740
EMB|ISHARES JP MORGAN|FMAF|NBCN Inc./ CDS|59876
EMB|ISHARES JP MORGAN|FMCO|First Manhattan Co|64
EMB|ISHARES JP MORGAN|FOMA|TD AMERITRADE CLEARING, INC.|311705
EMB|ISHARES JP MORGAN|FQLS|Quantlab Securities LP|67116
EMB|ISHARES JP MORGAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|150912
EMB|ISHARES JP MORGAN|FTBR|Foliofn Investments, Inc.|36523
EMB|ISHARES JP MORGAN|GBMT|GBM International, Inc.|11146
EMB|ISHARES JP MORGAN|GEBB|GLOBAL EXECUTION BROKERS, LP|253584
EMB|ISHARES JP MORGAN|GLPX|ACS EXECUTION SERVICES, LLC|16971
EMB|ISHARES JP MORGAN|GSCO|GOLDMAN SACHS & CO. LLC|9549441
EMB|ISHARES JP MORGAN|GSCS|GOLDMAN SACHS & CO. LLC|152946
EMB|ISHARES JP MORGAN|GSLT|GOLDMAN SACHS & CO. LLC|380193
EMB|ISHARES JP MORGAN|GTSZ|GTS SECURITIES LLC|18890
EMB|ISHARES JP MORGAN|GUGS|Guggenheim Securities, LLC|22200
EMB|ISHARES JP MORGAN|HAPX|HAP Trading, LLC|58738
EMB|ISHARES JP MORGAN|HRBF|American Enterprise Investment Services Inc.|343764
EMB|ISHARES JP MORGAN|HSBC|HSBC Securities, Inc.|68663
EMB|ISHARES JP MORGAN|IATS|INTERACTIVE BROKERS LLC|22643
EMB|ISHARES JP MORGAN|IBKR|Interactive Brokers Llc|291877
EMB|ISHARES JP MORGAN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14951
EMB|ISHARES JP MORGAN|ICBX|INSTINET, LLC|696075
EMB|ISHARES JP MORGAN|INCA|INSTINET, LLC|1035215
EMB|ISHARES JP MORGAN|INJX|INSTINET, LLC|24703
EMB|ISHARES JP MORGAN|ITGI|ITG Inc.|401096
EMB|ISHARES JP MORGAN|ITGP|ITG INC.|654600
EMB|ISHARES JP MORGAN|JANY|Janney Montgomery Scott Inc.|3775
EMB|ISHARES JP MORGAN|JEFF|JEFFERIES LLC|180872
EMB|ISHARES JP MORGAN|JMPT|JUMP TRADING, LLC|208667
EMB|ISHARES JP MORGAN|JPMX|J.P. Morgan Securities LLC|801746
EMB|ISHARES JP MORGAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|4825898
EMB|ISHARES JP MORGAN|JSJX|JANE STREET CAPITAL LLC|1563053
EMB|ISHARES JP MORGAN|KCGM|VIRTU Americas LLC|188262
EMB|ISHARES JP MORGAN|LEHM|Barclays Capital Inc./Le|4821271
EMB|ISHARES JP MORGAN|LGNT|COR CLEARING LLC|3
EMB|ISHARES JP MORGAN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|857
EMB|ISHARES JP MORGAN|LIME|Lime Brokerage LLC|269210
EMB|ISHARES JP MORGAN|LMGP|LIME BROKERAGE LLC|110
EMB|ISHARES JP MORGAN|LQNA|LIQUIDNET, INC.|17100
EMB|ISHARES JP MORGAN|LSCI|Lek Securities Corporation|175377
EMB|ISHARES JP MORGAN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2700
EMB|ISHARES JP MORGAN|MACC|Mid Atlantic Capital Corporation|3912
EMB|ISHARES JP MORGAN|MAXM|Maxim Group LLC|44521
EMB|ISHARES JP MORGAN|MBTS|ALLY INVEST SECURITIES LLC|35
EMB|ISHARES JP MORGAN|MCMF|Raymond James Ltd. Cds|32257
EMB|ISHARES JP MORGAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2488142
EMB|ISHARES JP MORGAN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1790
EMB|ISHARES JP MORGAN|MOTF|MOTIF INVESTING, INC.|11
EMB|ISHARES JP MORGAN|MSCO|MORGAN STANLEY & CO. LLC|3576232
EMB|ISHARES JP MORGAN|MSPL|MORGAN STANLEY & CO. LLC|281200
EMB|ISHARES JP MORGAN|MSTX|MORGAN STANLEY & CO. LLC|5100
EMB|ISHARES JP MORGAN|MULL|MARK J. MULLER EQUITIES, INC.|1100
EMB|ISHARES JP MORGAN|NATL|National Securities Corporation|102
EMB|ISHARES JP MORGAN|NEUB|NEUBERGER BERMAN BD LLC|1
EMB|ISHARES JP MORGAN|NFSC|National Financial Services LLC|824501
EMB|ISHARES JP MORGAN|NITE|VIRTU Americas LLC|2647991
EMB|ISHARES JP MORGAN|NITP|VIRTU Americas LLC|2600
EMB|ISHARES JP MORGAN|NMRA|Nomura Securities International, Inc.|300
EMB|ISHARES JP MORGAN|NQRB|Brut, LLC|277444
EMB|ISHARES JP MORGAN|OLDM|OLD MISSION CAPITAL, LLC|331976
EMB|ISHARES JP MORGAN|OPCO|Oppenheimer & Co. Inc.|5466
EMB|ISHARES JP MORGAN|OTAA|OTA LLC|500
EMB|ISHARES JP MORGAN|PDQM|CODA MARKETS, INC.|58005
EMB|ISHARES JP MORGAN|PHLY|NASDAQ Execution Services, LLC|2200
EMB|ISHARES JP MORGAN|PICT|Pictet Overseas Inc.|824
EMB|ISHARES JP MORGAN|PWJC|UBS Financial Services, Inc.|1753
EMB|ISHARES JP MORGAN|RAJA|Raymond James & Associates, Inc.|71360
EMB|ISHARES JP MORGAN|RBCM|RBC CAPITAL MARKETS, LLC|13208
EMB|ISHARES JP MORGAN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|200
EMB|ISHARES JP MORGAN|SAGL|SAGETRADER, LLC|1096
EMB|ISHARES JP MORGAN|SALI|INTL FCSTONE FINANCIAL INC.|270
EMB|ISHARES JP MORGAN|SBSH|Citigroup Global Markets Inc.|1825184
EMB|ISHARES JP MORGAN|SEIC|SEI Investments Distribution Co.|19520
EMB|ISHARES JP MORGAN|SGMT|GOLDMAN SACHS & CO. LLC|496219
EMB|ISHARES JP MORGAN|SPDR|SPEEDROUTE LLC|2799
EMB|ISHARES JP MORGAN|SPHN|Stephens Inc.|144
EMB|ISHARES JP MORGAN|STFL|Stifel, Nicolaus & Company, Incorporated|3640
EMB|ISHARES JP MORGAN|STKP|STOCKPILE INVESTMENTS, INC.|4
EMB|ISHARES JP MORGAN|SWIM|TD Ameritrade, Inc.|12436
EMB|ISHARES JP MORGAN|SWST|Hilltop Securities Inc.|15502
EMB|ISHARES JP MORGAN|TDSI|TD Securities (USA) LLC|236054
EMB|ISHARES JP MORGAN|TITL|TITLEIST ASSET MANAGEMENT, LTD.|292
EMB|ISHARES JP MORGAN|TKNG|ALLY INVEST SECURITIES LLC|392
EMB|ISHARES JP MORGAN|TRBT|Tradebot Systems, Inc.|1644765
EMB|ISHARES JP MORGAN|TRCM|TRC MARKETS LLC|28540
EMB|ISHARES JP MORGAN|TWTT|TASTYWORKS, INC.|200
EMB|ISHARES JP MORGAN|UBSA|UBS SECURITIES LLC|2767863
EMB|ISHARES JP MORGAN|UBSS|UBS Securities LLC|3732968
EMB|ISHARES JP MORGAN|VALX|VIRTU AMERICAS LLC|9671
EMB|ISHARES JP MORGAN|VGRD|Vanguard Marketing Corporation|23885
EMB|ISHARES JP MORGAN|VSIN|Vision Financial Markets Llc|4
EMB|ISHARES JP MORGAN|WABR|Wall Street Access|200
EMB|ISHARES JP MORGAN|WBET|Wallachbeth Capital LLC|2312921
EMB|ISHARES JP MORGAN|WBLR|WILLIAM BLAIR|183
EMB|ISHARES JP MORGAN|WBPX|SUMMIT SECURITIES GROUP, LLC|17
EMB|ISHARES JP MORGAN|WCHV|WELLS FARGO SECURITIES, LLC|6690997
EMB|ISHARES JP MORGAN|WEDB|WEDBUSH SECURITIES INC.|654
EMB|ISHARES JP MORGAN|WEED|Weeden & Co.L.P.|412
EMB|ISHARES JP MORGAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47478
EMB|ISHARES JP MORGAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43762
EMB|ISHARES JP MORGAN|WGIF|CIBC World Markets Inc.|415
EMB|ISHARES JP MORGAN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|73048
EMB|ISHARES JP MORGAN|WSEA|WOLVERINE SECURITIES, LLC|23243
EMB|ISHARES JP MORGAN|XIST|INSTINET, LLC|4200
EMB|ISHARES JP MORGAN|XPUS|XP SECURITIES, LLC|2201
EMB|ISHARES JP MORGAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|103674
EMB|ISHARES JP MORGAN|YKNA|COMHAR CAPITAL MARKETS, LLC|1665
EMB|ISHARES JP MORGAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|137052
EMBH|ISHARES IR HEDGE EM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
EMBH|ISHARES IR HEDGE EM|DBAX|Deutsche Bank Securities Inc.|100
EMBH|ISHARES IR HEDGE EM|ETRS|E*Trade Securities LLC|187
EMBH|ISHARES IR HEDGE EM|FTBR|Foliofn Investments, Inc.|2
EMBH|ISHARES IR HEDGE EM|IBKR|Interactive Brokers Llc|100
EMBH|ISHARES IR HEDGE EM|ICBX|INSTINET, LLC|100
EMBH|ISHARES IR HEDGE EM|JSJX|JANE STREET CAPITAL LLC|2316
EMBH|ISHARES IR HEDGE EM|KCGM|VIRTU Americas LLC|137
EMBH|ISHARES IR HEDGE EM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EMBH|ISHARES IR HEDGE EM|MOTF|MOTIF INVESTING, INC.|1
EMBH|ISHARES IR HEDGE EM|NITE|VIRTU Americas LLC|2140
EMBH|ISHARES IR HEDGE EM|RBCM|RBC CAPITAL MARKETS, LLC|450
EMBH|ISHARES IR HEDGE EM|UBSA|UBS SECURITIES LLC|400
EMBH|ISHARES IR HEDGE EM|UBSS|UBS Securities LLC|200
EMBH|ISHARES IR HEDGE EM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
EMBU|DIREXION DAILY EMERG|NFSC|National Financial Services LLC|6
EMBU|DIREXION DAILY EMERG|NITE|VIRTU Americas LLC|6
EMBU|DIREXION DAILY EMERG|TKNG|ALLY INVEST SECURITIES LLC|170
EMCB|WISDOMTREE EMCB FUND|APCC|Apex Clearing Corporation|25
EMCB|WISDOMTREE EMCB FUND|BBNT|BB&T SECURITIES, LLC|363
EMCB|WISDOMTREE EMCB FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|802
EMCB|WISDOMTREE EMCB FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
EMCB|WISDOMTREE EMCB FUND|DEAN|MORGAN STANLEY|26
EMCB|WISDOMTREE EMCB FUND|EDJO|Edward D. Jones & Co., L.P.|163
EMCB|WISDOMTREE EMCB FUND|EGXM|CBOE TRADING, INC.|73
EMCB|WISDOMTREE EMCB FUND|ETRS|E*Trade Securities LLC|321
EMCB|WISDOMTREE EMCB FUND|FBCO|Credit Suisse Securities (USA) LLC|92
EMCB|WISDOMTREE EMCB FUND|FILL|Tradestation Securities, Inc.|100
EMCB|WISDOMTREE EMCB FUND|FOMA|TD AMERITRADE CLEARING, INC.|992
EMCB|WISDOMTREE EMCB FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24
EMCB|WISDOMTREE EMCB FUND|GEBB|GLOBAL EXECUTION BROKERS, LP|546
EMCB|WISDOMTREE EMCB FUND|IBKR|Interactive Brokers Llc|376
EMCB|WISDOMTREE EMCB FUND|INCA|INSTINET, LLC|43
EMCB|WISDOMTREE EMCB FUND|JSJX|JANE STREET CAPITAL LLC|524
EMCB|WISDOMTREE EMCB FUND|LIME|Lime Brokerage LLC|1797
EMCB|WISDOMTREE EMCB FUND|MSCO|MORGAN STANLEY & CO. LLC|516
EMCB|WISDOMTREE EMCB FUND|NFSC|National Financial Services LLC|511
EMCB|WISDOMTREE EMCB FUND|NITE|VIRTU Americas LLC|2386
EMCB|WISDOMTREE EMCB FUND|OPCO|Oppenheimer & Co. Inc.|11
EMCB|WISDOMTREE EMCB FUND|RBCM|RBC CAPITAL MARKETS, LLC|1
EMCB|WISDOMTREE EMCB FUND|SWIM|TD Ameritrade, Inc.|17
EMCB|WISDOMTREE EMCB FUND|SWST|Hilltop Securities Inc.|17
EMCB|WISDOMTREE EMCB FUND|TRCM|TRC MARKETS LLC|166
EMCB|WISDOMTREE EMCB FUND|UBSA|UBS SECURITIES LLC|300
EMCB|WISDOMTREE EMCB FUND|UBSS|UBS Securities LLC|4131
EMCB|WISDOMTREE EMCB FUND|VGRD|Vanguard Marketing Corporation|312
EMCB|WISDOMTREE EMCB FUND|WCHV|WELLS FARGO SECURITIES, LLC|2438
EMCF|EMCLAIRE FINL COR|BANK|Primevest Financial Services, Inc.|10
EMCF|EMCLAIRE FINL COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|162
EMCF|EMCLAIRE FINL COR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1141
EMCF|EMCLAIRE FINL COR|DBAB|Deutsche Bank Securities Inc.|203
EMCF|EMCLAIRE FINL COR|DBAX|Deutsche Bank Securities Inc.|100
EMCF|EMCLAIRE FINL COR|EBXL|EBX LLC|500
EMCF|EMCLAIRE FINL COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|246
EMCF|EMCLAIRE FINL COR|FBCO|Credit Suisse Securities (USA) LLC|537
EMCF|EMCLAIRE FINL COR|FOMA|TD AMERITRADE CLEARING, INC.|21779
EMCF|EMCLAIRE FINL COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
EMCF|EMCLAIRE FINL COR|FTBR|Foliofn Investments, Inc.|24
EMCF|EMCLAIRE FINL COR|GEBB|GLOBAL EXECUTION BROKERS, LP|106
EMCF|EMCLAIRE FINL COR|GTSZ|GTS SECURITIES LLC|100
EMCF|EMCLAIRE FINL COR|HRBF|American Enterprise Investment Services Inc.|2
EMCF|EMCLAIRE FINL COR|IBKR|Interactive Brokers Llc|9813
EMCF|EMCLAIRE FINL COR|INCA|INSTINET, LLC|321
EMCF|EMCLAIRE FINL COR|INJX|INSTINET, LLC|257
EMCF|EMCLAIRE FINL COR|ITGP|ITG INC.|1000
EMCF|EMCLAIRE FINL COR|JANY|Janney Montgomery Scott Inc.|3
EMCF|EMCLAIRE FINL COR|KCGM|VIRTU Americas LLC|25
EMCF|EMCLAIRE FINL COR|LEHM|Barclays Capital Inc./Le|405
EMCF|EMCLAIRE FINL COR|LIME|Lime Brokerage LLC|955
EMCF|EMCLAIRE FINL COR|LOOP|Loop Capital Markets LLC|200
EMCF|EMCLAIRE FINL COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
EMCF|EMCLAIRE FINL COR|MSCO|MORGAN STANLEY & CO. LLC|2063
EMCF|EMCLAIRE FINL COR|MSPL|MORGAN STANLEY & CO. LLC|100
EMCF|EMCLAIRE FINL COR|NFSC|National Financial Services LLC|1565
EMCF|EMCLAIRE FINL COR|NITE|VIRTU Americas LLC|7974
EMCF|EMCLAIRE FINL COR|PDQM|CODA MARKETS, INC.|393
EMCF|EMCLAIRE FINL COR|RAJA|Raymond James & Associates, Inc.|300
EMCF|EMCLAIRE FINL COR|RBCM|RBC CAPITAL MARKETS, LLC|2
EMCF|EMCLAIRE FINL COR|SPTD|MINT GLOBAL MARKETS, INC.|883
EMCF|EMCLAIRE FINL COR|STFL|Stifel, Nicolaus & Company, Incorporated|6918
EMCF|EMCLAIRE FINL COR|TRCM|TRC MARKETS LLC|100
EMCF|EMCLAIRE FINL COR|UBSA|UBS SECURITIES LLC|512
EMCF|EMCLAIRE FINL COR|UBSS|UBS Securities LLC|1791
EMCF|EMCLAIRE FINL COR|WCHV|WELLS FARGO SECURITIES, LLC|71
EMCG|WISDOMTREE EM CNR GR|APCC|Apex Clearing Corporation|1300
EMCG|WISDOMTREE EM CNR GR|BATM|CBOE TRADING, INC.|465
EMCG|WISDOMTREE EM CNR GR|CHAS|Charles Schwab & Co., Inc.|1
EMCG|WISDOMTREE EM CNR GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1844
EMCG|WISDOMTREE EM CNR GR|CTDL|Citadel Derivatives Group Llc|14962
EMCG|WISDOMTREE EM CNR GR|DBAX|Deutsche Bank Securities Inc.|1800
EMCG|WISDOMTREE EM CNR GR|DEAN|MORGAN STANLEY|7
EMCG|WISDOMTREE EM CNR GR|EBXL|EBX LLC|700
EMCG|WISDOMTREE EM CNR GR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2727
EMCG|WISDOMTREE EM CNR GR|ETRS|E*Trade Securities LLC|322
EMCG|WISDOMTREE EM CNR GR|FBCO|Credit Suisse Securities (USA) LLC|661
EMCG|WISDOMTREE EM CNR GR|FMAF|NBCN Inc./ CDS|10332
EMCG|WISDOMTREE EM CNR GR|FOMA|TD AMERITRADE CLEARING, INC.|2760
EMCG|WISDOMTREE EM CNR GR|FTBR|Foliofn Investments, Inc.|8
EMCG|WISDOMTREE EM CNR GR|GEBB|GLOBAL EXECUTION BROKERS, LP|133
EMCG|WISDOMTREE EM CNR GR|HRBF|American Enterprise Investment Services Inc.|683
EMCG|WISDOMTREE EM CNR GR|IBKR|Interactive Brokers Llc|276
EMCG|WISDOMTREE EM CNR GR|ICBX|INSTINET, LLC|2200
EMCG|WISDOMTREE EM CNR GR|INTL|INTL FCSTONE FINANCIAL INC.|7665
EMCG|WISDOMTREE EM CNR GR|ITGI|ITG Inc.|725
EMCG|WISDOMTREE EM CNR GR|JSJX|JANE STREET CAPITAL LLC|5472
EMCG|WISDOMTREE EM CNR GR|LEHM|Barclays Capital Inc./Le|1400
EMCG|WISDOMTREE EM CNR GR|LIME|Lime Brokerage LLC|2115
EMCG|WISDOMTREE EM CNR GR|LSCI|Lek Securities Corporation|1095
EMCG|WISDOMTREE EM CNR GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
EMCG|WISDOMTREE EM CNR GR|MSCO|MORGAN STANLEY & CO. LLC|5957
EMCG|WISDOMTREE EM CNR GR|MSPL|MORGAN STANLEY & CO. LLC|7200
EMCG|WISDOMTREE EM CNR GR|NFSC|National Financial Services LLC|8055
EMCG|WISDOMTREE EM CNR GR|NITE|VIRTU Americas LLC|10499
EMCG|WISDOMTREE EM CNR GR|SBSH|Citigroup Global Markets Inc.|1141
EMCG|WISDOMTREE EM CNR GR|SGMT|GOLDMAN SACHS & CO. LLC|607
EMCG|WISDOMTREE EM CNR GR|UBSA|UBS SECURITIES LLC|2846
EMCG|WISDOMTREE EM CNR GR|UBSS|UBS Securities LLC|2318
EMCG|WISDOMTREE EM CNR GR|VGRD|Vanguard Marketing Corporation|275
EMCG|WISDOMTREE EM CNR GR|WCHV|WELLS FARGO SECURITIES, LLC|3590
EMCG|WISDOMTREE EM CNR GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1620
EMCI|E M C INSURANCE GP##|ALTX|Alternet Securities Inc.|900
EMCI|E M C INSURANCE GP##|ANOS|ABEL/NOSER, L.L.C.|1410
EMCI|E M C INSURANCE GP##|APCC|Apex Clearing Corporation|27
EMCI|E M C INSURANCE GP##|BARD|Robert W. Baird & Co. Incorporated|534
EMCI|E M C INSURANCE GP##|BATM|CBOE TRADING, INC.|200
EMCI|E M C INSURANCE GP##|BERN|Sanford C. Bernstein & Co., LLC|6370
EMCI|E M C INSURANCE GP##|BMOC|BMO Capital Markets Corp.|1435
EMCI|E M C INSURANCE GP##|BNPX|BNP PARIBAS SECURITIES CORP.|901
EMCI|E M C INSURANCE GP##|BYXM|CBOE TRADING, INC.|444
EMCI|E M C INSURANCE GP##|BZYD|GOLDMAN SACHS & CO. LLC|179
EMCI|E M C INSURANCE GP##|CHAS|Charles Schwab & Co., Inc.|2
EMCI|E M C INSURANCE GP##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|343
EMCI|E M C INSURANCE GP##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15948
EMCI|E M C INSURANCE GP##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16300
EMCI|E M C INSURANCE GP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5357
EMCI|E M C INSURANCE GP##|CTDL|Citadel Derivatives Group Llc|495
EMCI|E M C INSURANCE GP##|CXCX|CITIGROUP GLOBAL MARKETS INC.|384
EMCI|E M C INSURANCE GP##|DBAB|Deutsche Bank Securities Inc.|25317
EMCI|E M C INSURANCE GP##|DBAX|Deutsche Bank Securities Inc.|2900
EMCI|E M C INSURANCE GP##|DBUL|Deutsche Bank Securities Inc.|100
EMCI|E M C INSURANCE GP##|DEAN|MORGAN STANLEY|30
EMCI|E M C INSURANCE GP##|DEGS|RONIN PROFESSIONAL LLC|4071
EMCI|E M C INSURANCE GP##|EBXL|EBX LLC|2500
EMCI|E M C INSURANCE GP##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1481
EMCI|E M C INSURANCE GP##|EDJO|Edward D. Jones & Co., L.P.|238
EMCI|E M C INSURANCE GP##|EGAM|CBOE TRADING, INC.|200
EMCI|E M C INSURANCE GP##|EGXM|CBOE TRADING, INC.|28
EMCI|E M C INSURANCE GP##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|122
EMCI|E M C INSURANCE GP##|ETRS|E*Trade Securities LLC|12555
EMCI|E M C INSURANCE GP##|FBCO|Credit Suisse Securities (USA) LLC|41908
EMCI|E M C INSURANCE GP##|FBSB|U.S. Bancorp Investments, Inc.|7
EMCI|E M C INSURANCE GP##|FOMA|TD AMERITRADE CLEARING, INC.|1262
EMCI|E M C INSURANCE GP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4645
EMCI|E M C INSURANCE GP##|FTBR|Foliofn Investments, Inc.|4
EMCI|E M C INSURANCE GP##|GEBB|GLOBAL EXECUTION BROKERS, LP|2616
EMCI|E M C INSURANCE GP##|GLPX|ACS EXECUTION SERVICES, LLC|5045
EMCI|E M C INSURANCE GP##|GSCO|GOLDMAN SACHS & CO. LLC|46883
EMCI|E M C INSURANCE GP##|GSCS|GOLDMAN SACHS & CO. LLC|273
EMCI|E M C INSURANCE GP##|GSLT|GOLDMAN SACHS & CO. LLC|170
EMCI|E M C INSURANCE GP##|GTSZ|GTS SECURITIES LLC|13314
EMCI|E M C INSURANCE GP##|IATS|INTERACTIVE BROKERS LLC|767
EMCI|E M C INSURANCE GP##|IBKR|Interactive Brokers Llc|13100
EMCI|E M C INSURANCE GP##|ICBX|INSTINET, LLC|400
EMCI|E M C INSURANCE GP##|IEQY|CITADEL SECURITIES LLC|2217
EMCI|E M C INSURANCE GP##|INCA|INSTINET, LLC|12595
EMCI|E M C INSURANCE GP##|INJX|INSTINET, LLC|1429
EMCI|E M C INSURANCE GP##|ITGI|ITG Inc.|7996
EMCI|E M C INSURANCE GP##|ITGP|ITG INC.|13000
EMCI|E M C INSURANCE GP##|JEFF|JEFFERIES LLC|3241
EMCI|E M C INSURANCE GP##|JPMX|J.P. Morgan Securities LLC|13241
EMCI|E M C INSURANCE GP##|JSJX|JANE STREET CAPITAL LLC|57
EMCI|E M C INSURANCE GP##|KCGM|VIRTU Americas LLC|638
EMCI|E M C INSURANCE GP##|LEHM|Barclays Capital Inc./Le|10511
EMCI|E M C INSURANCE GP##|LIME|Lime Brokerage LLC|16370
EMCI|E M C INSURANCE GP##|LQNA|LIQUIDNET, INC.|2500
EMCI|E M C INSURANCE GP##|MAXM|Maxim Group LLC|880
EMCI|E M C INSURANCE GP##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3100
EMCI|E M C INSURANCE GP##|MSCO|MORGAN STANLEY & CO. LLC|54853
EMCI|E M C INSURANCE GP##|MSPL|MORGAN STANLEY & CO. LLC|6700
EMCI|E M C INSURANCE GP##|NFSC|National Financial Services LLC|4214
EMCI|E M C INSURANCE GP##|NITE|VIRTU Americas LLC|13006
EMCI|E M C INSURANCE GP##|NITP|VIRTU Americas LLC|200
EMCI|E M C INSURANCE GP##|NQRB|Brut, LLC|200
EMCI|E M C INSURANCE GP##|PDQM|CODA MARKETS, INC.|8052
EMCI|E M C INSURANCE GP##|RBCM|RBC CAPITAL MARKETS, LLC|22
EMCI|E M C INSURANCE GP##|SBSH|Citigroup Global Markets Inc.|11892
EMCI|E M C INSURANCE GP##|SGMT|GOLDMAN SACHS & CO. LLC|1488
EMCI|E M C INSURANCE GP##|SPDR|SPEEDROUTE LLC|736
EMCI|E M C INSURANCE GP##|SPTD|MINT GLOBAL MARKETS, INC.|17149
EMCI|E M C INSURANCE GP##|SWIM|TD Ameritrade, Inc.|7333
EMCI|E M C INSURANCE GP##|TRBT|Tradebot Systems, Inc.|575
EMCI|E M C INSURANCE GP##|TRCM|TRC MARKETS LLC|9084
EMCI|E M C INSURANCE GP##|UBSA|UBS SECURITIES LLC|12099
EMCI|E M C INSURANCE GP##|UBSS|UBS Securities LLC|35422
EMCI|E M C INSURANCE GP##|VALX|VIRTU AMERICAS LLC|1764
EMCI|E M C INSURANCE GP##|VGRD|Vanguard Marketing Corporation|596
EMCI|E M C INSURANCE GP##|WCHV|WELLS FARGO SECURITIES, LLC|1307
EMCI|E M C INSURANCE GP##|WEED|Weeden & Co.L.P.|130
EMCI|E M C INSURANCE GP##|WSEA|WOLVERINE SECURITIES, LLC|9
EMCI|E M C INSURANCE GP##|XIST|INSTINET, LLC|600
EMCI|E M C INSURANCE GP##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
EMCI|E M C INSURANCE GP##|YKNA|COMHAR CAPITAL MARKETS, LLC|290
EMCI|E M C INSURANCE GP##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52
EMD|WESTERN ASSET EMERGI|ADAM|CANACCORD GENUITY INC.|200
EMD|WESTERN ASSET EMERGI|AGIS|Aegis Capital Corp.|1720
EMD|WESTERN ASSET EMERGI|ALTX|Alternet Securities Inc.|6500
EMD|WESTERN ASSET EMERGI|APCC|Apex Clearing Corporation|201
EMD|WESTERN ASSET EMERGI|BANK|Primevest Financial Services, Inc.|11
EMD|WESTERN ASSET EMERGI|BARD|Robert W. Baird & Co. Incorporated|10258
EMD|WESTERN ASSET EMERGI|BATM|CBOE TRADING, INC.|500
EMD|WESTERN ASSET EMERGI|BKCM|BNY Mellon Capital Markets LLC|366
EMD|WESTERN ASSET EMERGI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3300
EMD|WESTERN ASSET EMERGI|BTIG|BTIG, LLC|4555
EMD|WESTERN ASSET EMERGI|CHAS|Charles Schwab & Co., Inc.|7699
EMD|WESTERN ASSET EMERGI|CIST|Capital Institutional Services, Inc.|3859
EMD|WESTERN ASSET EMERGI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7920
EMD|WESTERN ASSET EMERGI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
EMD|WESTERN ASSET EMERGI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53308
EMD|WESTERN ASSET EMERGI|CXCX|CITIGROUP GLOBAL MARKETS INC.|4678
EMD|WESTERN ASSET EMERGI|DADA|D.A. Davidson & Co.|2253
EMD|WESTERN ASSET EMERGI|DBAX|Deutsche Bank Securities Inc.|12200
EMD|WESTERN ASSET EMERGI|DEAN|MORGAN STANLEY|59590
EMD|WESTERN ASSET EMERGI|DEGS|RONIN PROFESSIONAL LLC|700
EMD|WESTERN ASSET EMERGI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13573
EMD|WESTERN ASSET EMERGI|EBXL|EBX LLC|11700
EMD|WESTERN ASSET EMERGI|ECUT|CONVERGEX EXECUTION SOLUTIONS|20291
EMD|WESTERN ASSET EMERGI|EDJO|Edward D. Jones & Co., L.P.|5471
EMD|WESTERN ASSET EMERGI|EGAM|CBOE TRADING, INC.|5376
EMD|WESTERN ASSET EMERGI|EGXM|CBOE TRADING, INC.|828
EMD|WESTERN ASSET EMERGI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|274
EMD|WESTERN ASSET EMERGI|ETRS|E*Trade Securities LLC|38277
EMD|WESTERN ASSET EMERGI|FBSB|U.S. Bancorp Investments, Inc.|5
EMD|WESTERN ASSET EMERGI|FILL|Tradestation Securities, Inc.|112
EMD|WESTERN ASSET EMERGI|FMAF|NBCN Inc./ CDS|3227
EMD|WESTERN ASSET EMERGI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10098
EMD|WESTERN ASSET EMERGI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20796
EMD|WESTERN ASSET EMERGI|FTBR|Foliofn Investments, Inc.|13583
EMD|WESTERN ASSET EMERGI|GLPX|ACS EXECUTION SERVICES, LLC|4500
EMD|WESTERN ASSET EMERGI|GSCO|GOLDMAN SACHS & CO. LLC|6858
EMD|WESTERN ASSET EMERGI|GSCS|GOLDMAN SACHS & CO. LLC|500
EMD|WESTERN ASSET EMERGI|GSLT|GOLDMAN SACHS & CO. LLC|400
EMD|WESTERN ASSET EMERGI|GTSZ|GTS SECURITIES LLC|1330
EMD|WESTERN ASSET EMERGI|HRBF|American Enterprise Investment Services Inc.|31995
EMD|WESTERN ASSET EMERGI|IATS|INTERACTIVE BROKERS LLC|7856
EMD|WESTERN ASSET EMERGI|IBKR|Interactive Brokers Llc|53592
EMD|WESTERN ASSET EMERGI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9935
EMD|WESTERN ASSET EMERGI|ICBX|INSTINET, LLC|17443
EMD|WESTERN ASSET EMERGI|INCA|INSTINET, LLC|7686
EMD|WESTERN ASSET EMERGI|ITGI|ITG Inc.|58931
EMD|WESTERN ASSET EMERGI|ITGP|ITG INC.|193000
EMD|WESTERN ASSET EMERGI|JANY|Janney Montgomery Scott Inc.|1101
EMD|WESTERN ASSET EMERGI|JMPT|JUMP TRADING, LLC|150
EMD|WESTERN ASSET EMERGI|JONE|JonesTrading|3700
EMD|WESTERN ASSET EMERGI|JPMX|J.P. Morgan Securities LLC|32818
EMD|WESTERN ASSET EMERGI|KCGM|VIRTU Americas LLC|27523
EMD|WESTERN ASSET EMERGI|LEHM|Barclays Capital Inc./Le|19600
EMD|WESTERN ASSET EMERGI|LIME|Lime Brokerage LLC|1985
EMD|WESTERN ASSET EMERGI|LQNA|LIQUIDNET, INC.|7900
EMD|WESTERN ASSET EMERGI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2215
EMD|WESTERN ASSET EMERGI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24300
EMD|WESTERN ASSET EMERGI|MOTF|MOTIF INVESTING, INC.|1
EMD|WESTERN ASSET EMERGI|MSCO|MORGAN STANLEY & CO. LLC|191951
EMD|WESTERN ASSET EMERGI|MSPL|MORGAN STANLEY & CO. LLC|14400
EMD|WESTERN ASSET EMERGI|NATL|National Securities Corporation|33400
EMD|WESTERN ASSET EMERGI|NFSC|National Financial Services LLC|551634
EMD|WESTERN ASSET EMERGI|NITE|VIRTU Americas LLC|518453
EMD|WESTERN ASSET EMERGI|NQRB|Brut, LLC|1300
EMD|WESTERN ASSET EMERGI|NTRC|Northern Trust Securities, Inc.|1
EMD|WESTERN ASSET EMERGI|OPCO|Oppenheimer & Co. Inc.|1975
EMD|WESTERN ASSET EMERGI|PDQM|CODA MARKETS, INC.|9914
EMD|WESTERN ASSET EMERGI|PWJC|UBS Financial Services, Inc.|25201
EMD|WESTERN ASSET EMERGI|RBCM|RBC CAPITAL MARKETS, LLC|59606
EMD|WESTERN ASSET EMERGI|SAGC|SAGETRADER, LLC|3400
EMD|WESTERN ASSET EMERGI|SAGL|SAGETRADER, LLC|700
EMD|WESTERN ASSET EMERGI|SALI|INTL FCSTONE FINANCIAL INC.|537
EMD|WESTERN ASSET EMERGI|SBSH|Citigroup Global Markets Inc.|26915
EMD|WESTERN ASSET EMERGI|SEIC|SEI Investments Distribution Co.|500
EMD|WESTERN ASSET EMERGI|SGMT|GOLDMAN SACHS & CO. LLC|16254
EMD|WESTERN ASSET EMERGI|SPDR|SPEEDROUTE LLC|900
EMD|WESTERN ASSET EMERGI|SPHN|Stephens Inc.|945
EMD|WESTERN ASSET EMERGI|STFL|Stifel, Nicolaus & Company, Incorporated|17216
EMD|WESTERN ASSET EMERGI|SWIM|TD Ameritrade, Inc.|3995
EMD|WESTERN ASSET EMERGI|SWST|Hilltop Securities Inc.|5247
EMD|WESTERN ASSET EMERGI|TKNG|ALLY INVEST SECURITIES LLC|500
EMD|WESTERN ASSET EMERGI|TRBT|Tradebot Systems, Inc.|7289
EMD|WESTERN ASSET EMERGI|UBSA|UBS SECURITIES LLC|137462
EMD|WESTERN ASSET EMERGI|UBSS|UBS Securities LLC|271354
EMD|WESTERN ASSET EMERGI|VALX|VIRTU AMERICAS LLC|8822
EMD|WESTERN ASSET EMERGI|VGRD|Vanguard Marketing Corporation|76477
EMD|WESTERN ASSET EMERGI|WBET|Wallachbeth Capital LLC|99
EMD|WESTERN ASSET EMERGI|WCHV|WELLS FARGO SECURITIES, LLC|164522
EMD|WESTERN ASSET EMERGI|WEDB|WEDBUSH SECURITIES INC.|8457
EMD|WESTERN ASSET EMERGI|WEED|Weeden & Co.L.P.|44022
EMD|WESTERN ASSET EMERGI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12188
EMD|WESTERN ASSET EMERGI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1458
EMD|WESTERN ASSET EMERGI|WSEA|WOLVERINE SECURITIES, LLC|55275
EMD|WESTERN ASSET EMERGI|XSTM|NATIONAL FINANCIAL SERVICES LLC|147510
EMD|WESTERN ASSET EMERGI|YKNA|COMHAR CAPITAL MARKETS, LLC|804
EMD|WESTERN ASSET EMERGI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35607
EMDV|PROSHARES MSCI EMERG|APCC|Apex Clearing Corporation|2
EMDV|PROSHARES MSCI EMERG|CHAS|Charles Schwab & Co., Inc.|1
EMDV|PROSHARES MSCI EMERG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1500
EMDV|PROSHARES MSCI EMERG|CTDL|Citadel Derivatives Group Llc|1600
EMDV|PROSHARES MSCI EMERG|DBAX|Deutsche Bank Securities Inc.|500
EMDV|PROSHARES MSCI EMERG|EBXL|EBX LLC|1000
EMDV|PROSHARES MSCI EMERG|ETRS|E*Trade Securities LLC|102
EMDV|PROSHARES MSCI EMERG|FTBR|Foliofn Investments, Inc.|201
EMDV|PROSHARES MSCI EMERG|GSCO|GOLDMAN SACHS & CO. LLC|30517
EMDV|PROSHARES MSCI EMERG|ICBX|INSTINET, LLC|800
EMDV|PROSHARES MSCI EMERG|ITGP|ITG INC.|1000
EMDV|PROSHARES MSCI EMERG|JSJX|JANE STREET CAPITAL LLC|1550
EMDV|PROSHARES MSCI EMERG|KCGM|VIRTU Americas LLC|613
EMDV|PROSHARES MSCI EMERG|LEHM|Barclays Capital Inc./Le|1800
EMDV|PROSHARES MSCI EMERG|LIME|Lime Brokerage LLC|100
EMDV|PROSHARES MSCI EMERG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
EMDV|PROSHARES MSCI EMERG|MOTF|MOTIF INVESTING, INC.|1
EMDV|PROSHARES MSCI EMERG|MSPL|MORGAN STANLEY & CO. LLC|900
EMDV|PROSHARES MSCI EMERG|NFSC|National Financial Services LLC|4953
EMDV|PROSHARES MSCI EMERG|NITE|VIRTU Americas LLC|2769
EMDV|PROSHARES MSCI EMERG|RBCM|RBC CAPITAL MARKETS, LLC|10
EMDV|PROSHARES MSCI EMERG|SWIM|TD Ameritrade, Inc.|325
EMDV|PROSHARES MSCI EMERG|UBSA|UBS SECURITIES LLC|1700
EMDV|PROSHARES MSCI EMERG|UBSS|UBS Securities LLC|997
EMDV|PROSHARES MSCI EMERG|VGRD|Vanguard Marketing Corporation|277
EMDV|PROSHARES MSCI EMERG|WCHV|WELLS FARGO SECURITIES, LLC|557
EMDV|PROSHARES MSCI EMERG|WSEA|WOLVERINE SECURITIES, LLC|13
EMDV|PROSHARES MSCI EMERG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31421
EME|E M C O R GROUP INC|ALTX|Alternet Securities Inc.|2400
EME|E M C O R GROUP INC|ANOS|ABEL/NOSER, L.L.C.|487
EME|E M C O R GROUP INC|APCC|Apex Clearing Corporation|36
EME|E M C O R GROUP INC|BANK|Primevest Financial Services, Inc.|20
EME|E M C O R GROUP INC|BARD|Robert W. Baird & Co. Incorporated|306
EME|E M C O R GROUP INC|BATM|CBOE TRADING, INC.|2542
EME|E M C O R GROUP INC|BAYC|BAY CREST PARTNERS, LLC|30
EME|E M C O R GROUP INC|BBNT|BB&T SECURITIES, LLC|13
EME|E M C O R GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|2438
EME|E M C O R GROUP INC|BIDS|BIDS TRADING L.P.|100
EME|E M C O R GROUP INC|BKCM|BNY Mellon Capital Markets LLC|11942
EME|E M C O R GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3565
EME|E M C O R GROUP INC|BLKX|INSTINET, LLC|10000
EME|E M C O R GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|14408
EME|E M C O R GROUP INC|BRVL|BLAYLOCK VAN, LLC|1000
EME|E M C O R GROUP INC|BTIG|BTIG, LLC|5362
EME|E M C O R GROUP INC|BYXM|CBOE TRADING, INC.|360
EME|E M C O R GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|100
EME|E M C O R GROUP INC|CANT|Cantor Fitzgerald & Co.|19
EME|E M C O R GROUP INC|CHAS|Charles Schwab & Co., Inc.|161
EME|E M C O R GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20906
EME|E M C O R GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
EME|E M C O R GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77989
EME|E M C O R GROUP INC|CTDL|Citadel Derivatives Group Llc|4911
EME|E M C O R GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9328
EME|E M C O R GROUP INC|DBAB|Deutsche Bank Securities Inc.|115345
EME|E M C O R GROUP INC|DBAX|Deutsche Bank Securities Inc.|42000
EME|E M C O R GROUP INC|DBUL|Deutsche Bank Securities Inc.|1894
EME|E M C O R GROUP INC|DEAN|MORGAN STANLEY|1443
EME|E M C O R GROUP INC|DEGS|RONIN PROFESSIONAL LLC|500
EME|E M C O R GROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
EME|E M C O R GROUP INC|EBXL|EBX LLC|32300
EME|E M C O R GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5906
EME|E M C O R GROUP INC|EDJO|Edward D. Jones & Co., L.P.|45
EME|E M C O R GROUP INC|EGAM|CBOE TRADING, INC.|2768
EME|E M C O R GROUP INC|EGAW|CBOE TRADING, INC.|87
EME|E M C O R GROUP INC|EGXM|CBOE TRADING, INC.|338
EME|E M C O R GROUP INC|ELEV|ELEVATION, LLC|4375
EME|E M C O R GROUP INC|ESPO|ESPOSITO SECURITIES, LLC|92
EME|E M C O R GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|4535
EME|E M C O R GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9202
EME|E M C O R GROUP INC|ETRS|E*Trade Securities LLC|343
EME|E M C O R GROUP INC|FILL|Tradestation Securities, Inc.|103
EME|E M C O R GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1436
EME|E M C O R GROUP INC|FQLS|Quantlab Securities LP|46931
EME|E M C O R GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31229
EME|E M C O R GROUP INC|FTBR|Foliofn Investments, Inc.|2120
EME|E M C O R GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|4372
EME|E M C O R GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|178581
EME|E M C O R GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|440
EME|E M C O R GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|1233
EME|E M C O R GROUP INC|GTSZ|GTS SECURITIES LLC|30661
EME|E M C O R GROUP INC|HPPX|POTAMUS TRADING, LLC|36
EME|E M C O R GROUP INC|HRBF|American Enterprise Investment Services Inc.|979
EME|E M C O R GROUP INC|HSBC|HSBC Securities, Inc.|59
EME|E M C O R GROUP INC|IATS|INTERACTIVE BROKERS LLC|799
EME|E M C O R GROUP INC|IBKR|Interactive Brokers Llc|959
EME|E M C O R GROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|269
EME|E M C O R GROUP INC|ICBX|INSTINET, LLC|10350
EME|E M C O R GROUP INC|IEQY|CITADEL SECURITIES LLC|27599
EME|E M C O R GROUP INC|INCA|INSTINET, LLC|47331
EME|E M C O R GROUP INC|INJX|INSTINET, LLC|1682
EME|E M C O R GROUP INC|ITGI|ITG Inc.|27024
EME|E M C O R GROUP INC|ITGP|ITG INC.|107000
EME|E M C O R GROUP INC|JANY|Janney Montgomery Scott Inc.|80
EME|E M C O R GROUP INC|JEFF|JEFFERIES LLC|7967
EME|E M C O R GROUP INC|JMPT|JUMP TRADING, LLC|10165
EME|E M C O R GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|5581
EME|E M C O R GROUP INC|JPMX|J.P. Morgan Securities LLC|88319
EME|E M C O R GROUP INC|JSJX|JANE STREET CAPITAL LLC|1997
EME|E M C O R GROUP INC|KCGM|VIRTU Americas LLC|10107
EME|E M C O R GROUP INC|LEHM|Barclays Capital Inc./Le|99253
EME|E M C O R GROUP INC|LIME|Lime Brokerage LLC|7899
EME|E M C O R GROUP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|623742
EME|E M C O R GROUP INC|LOOP|Loop Capital Markets LLC|141
EME|E M C O R GROUP INC|LSCI|Lek Securities Corporation|14
EME|E M C O R GROUP INC|MACC|Mid Atlantic Capital Corporation|4145
EME|E M C O R GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24824
EME|E M C O R GROUP INC|MOTF|MOTIF INVESTING, INC.|10
EME|E M C O R GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|467869
EME|E M C O R GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|67700
EME|E M C O R GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|6000
EME|E M C O R GROUP INC|NFSC|National Financial Services LLC|21841
EME|E M C O R GROUP INC|NITE|VIRTU Americas LLC|57352
EME|E M C O R GROUP INC|NQRB|Brut, LLC|1010
EME|E M C O R GROUP INC|NTRC|Northern Trust Securities, Inc.|1235
EME|E M C O R GROUP INC|OPCO|Oppenheimer & Co. Inc.|1432
EME|E M C O R GROUP INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4751
EME|E M C O R GROUP INC|PDQM|CODA MARKETS, INC.|20227
EME|E M C O R GROUP INC|PWJC|UBS Financial Services, Inc.|1
EME|E M C O R GROUP INC|QMSR|QUATTRO M SECURITIES INC.|509
EME|E M C O R GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|1374
EME|E M C O R GROUP INC|SAGL|SAGETRADER, LLC|100
EME|E M C O R GROUP INC|SAGW|SAGETRADER, LLC|2
EME|E M C O R GROUP INC|SALI|INTL FCSTONE FINANCIAL INC.|199
EME|E M C O R GROUP INC|SBSH|Citigroup Global Markets Inc.|38701
EME|E M C O R GROUP INC|SEIC|SEI Investments Distribution Co.|400
EME|E M C O R GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|14125
EME|E M C O R GROUP INC|SPDR|SPEEDROUTE LLC|4683
EME|E M C O R GROUP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|900
EME|E M C O R GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|220
EME|E M C O R GROUP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5000
EME|E M C O R GROUP INC|SWIM|TD Ameritrade, Inc.|152
EME|E M C O R GROUP INC|SWST|Hilltop Securities Inc.|51
EME|E M C O R GROUP INC|TMBR|Timber Hill LLC|154
EME|E M C O R GROUP INC|TRBT|Tradebot Systems, Inc.|33820
EME|E M C O R GROUP INC|TRCM|TRC MARKETS LLC|20639
EME|E M C O R GROUP INC|UBSA|UBS SECURITIES LLC|106096
EME|E M C O R GROUP INC|UBSS|UBS Securities LLC|190300
EME|E M C O R GROUP INC|VALX|VIRTU AMERICAS LLC|5867
EME|E M C O R GROUP INC|VGRD|Vanguard Marketing Corporation|27
EME|E M C O R GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1928
EME|E M C O R GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|55521
EME|E M C O R GROUP INC|WDNX|WEEDEN & CO.L.P.|11126
EME|E M C O R GROUP INC|WEDB|WEDBUSH SECURITIES INC.|8
EME|E M C O R GROUP INC|WEED|Weeden & Co.L.P.|2612
EME|E M C O R GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|447
EME|E M C O R GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|575
EME|E M C O R GROUP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|84
EME|E M C O R GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|1225
EME|E M C O R GROUP INC|XIST|INSTINET, LLC|8600
EME|E M C O R GROUP INC|XPQR|Jump Trading|1103
EME|E M C O R GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3828
EME|E M C O R GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|745
EME|E M C O R GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|976
EMEM|VIRTUS GLOVISTA EMER|CSIN|Citadel Securities Institutional LLC|52439
EMEM|VIRTUS GLOVISTA EMER|CTDL|Citadel Derivatives Group Llc|52639
EMEM|VIRTUS GLOVISTA EMER|EGXM|CBOE TRADING, INC.|300
EMEM|VIRTUS GLOVISTA EMER|GSLT|GOLDMAN SACHS & CO. LLC|100
EMEM|VIRTUS GLOVISTA EMER|INCA|INSTINET, LLC|300
EMEM|VIRTUS GLOVISTA EMER|JSEB|JANE STREET EXECUTION SERVICES, LLC|1152
EMEM|VIRTUS GLOVISTA EMER|JSJX|JANE STREET CAPITAL LLC|6213
EMEM|VIRTUS GLOVISTA EMER|LIME|Lime Brokerage LLC|400
EMEM|VIRTUS GLOVISTA EMER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
EMEM|VIRTUS GLOVISTA EMER|MSCO|MORGAN STANLEY & CO. LLC|1100
EMEM|VIRTUS GLOVISTA EMER|NITE|VIRTU Americas LLC|614
EMEM|VIRTUS GLOVISTA EMER|UBSA|UBS SECURITIES LLC|1000
EMEM|VIRTUS GLOVISTA EMER|UBSS|UBS Securities LLC|4500
EMEM|VIRTUS GLOVISTA EMER|WCHV|WELLS FARGO SECURITIES, LLC|700
EMES|EMERGE ENERGY SVCS|ALTX|Alternet Securities Inc.|2946
EMES|EMERGE ENERGY SVCS|APCC|Apex Clearing Corporation|112
EMES|EMERGE ENERGY SVCS|BANK|Primevest Financial Services, Inc.|100
EMES|EMERGE ENERGY SVCS|BARD|Robert W. Baird & Co. Incorporated|165
EMES|EMERGE ENERGY SVCS|BATM|CBOE TRADING, INC.|1193
EMES|EMERGE ENERGY SVCS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
EMES|EMERGE ENERGY SVCS|BYXM|CBOE TRADING, INC.|150
EMES|EMERGE ENERGY SVCS|BZYD|GOLDMAN SACHS & CO. LLC|700
EMES|EMERGE ENERGY SVCS|CHAS|Charles Schwab & Co., Inc.|3802
EMES|EMERGE ENERGY SVCS|CIST|Capital Institutional Services, Inc.|233
EMES|EMERGE ENERGY SVCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41648
EMES|EMERGE ENERGY SVCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43173
EMES|EMERGE ENERGY SVCS|CTLR|CUTLER GROUP, LP|300
EMES|EMERGE ENERGY SVCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6878
EMES|EMERGE ENERGY SVCS|DAVA|Davenport & Company LLC|200
EMES|EMERGE ENERGY SVCS|DBAB|Deutsche Bank Securities Inc.|9624
EMES|EMERGE ENERGY SVCS|DBAX|Deutsche Bank Securities Inc.|22700
EMES|EMERGE ENERGY SVCS|DEAN|MORGAN STANLEY|8500
EMES|EMERGE ENERGY SVCS|DEGS|RONIN PROFESSIONAL LLC|11736
EMES|EMERGE ENERGY SVCS|EBXL|EBX LLC|19400
EMES|EMERGE ENERGY SVCS|EDJO|Edward D. Jones & Co., L.P.|3719
EMES|EMERGE ENERGY SVCS|EGAM|CBOE TRADING, INC.|1024
EMES|EMERGE ENERGY SVCS|EGMT|EG MARKET TECHNOLOGIES LLC|100
EMES|EMERGE ENERGY SVCS|EGXM|CBOE TRADING, INC.|3595
EMES|EMERGE ENERGY SVCS|ETBE|Electronic Transaction Clearing, Inc.|1250
EMES|EMERGE ENERGY SVCS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1371
EMES|EMERGE ENERGY SVCS|ETRS|E*Trade Securities LLC|1464067
EMES|EMERGE ENERGY SVCS|FILL|Tradestation Securities, Inc.|3833
EMES|EMERGE ENERGY SVCS|FMAF|NBCN Inc./ CDS|36
EMES|EMERGE ENERGY SVCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12857
EMES|EMERGE ENERGY SVCS|FTBR|Foliofn Investments, Inc.|89
EMES|EMERGE ENERGY SVCS|GLIS|TD Securities Inc|20095
EMES|EMERGE ENERGY SVCS|GLPX|ACS EXECUTION SERVICES, LLC|6295
EMES|EMERGE ENERGY SVCS|GSCO|GOLDMAN SACHS & CO. LLC|45419
EMES|EMERGE ENERGY SVCS|GSCS|GOLDMAN SACHS & CO. LLC|7311
EMES|EMERGE ENERGY SVCS|GSLT|GOLDMAN SACHS & CO. LLC|2000
EMES|EMERGE ENERGY SVCS|GTSZ|GTS SECURITIES LLC|3017
EMES|EMERGE ENERGY SVCS|HRBF|American Enterprise Investment Services Inc.|14880
EMES|EMERGE ENERGY SVCS|IATS|INTERACTIVE BROKERS LLC|44350
EMES|EMERGE ENERGY SVCS|IBKR|Interactive Brokers Llc|16594
EMES|EMERGE ENERGY SVCS|ICBX|INSTINET, LLC|3100
EMES|EMERGE ENERGY SVCS|INCA|INSTINET, LLC|12939
EMES|EMERGE ENERGY SVCS|INJX|INSTINET, LLC|812
EMES|EMERGE ENERGY SVCS|ITGI|ITG Inc.|14165
EMES|EMERGE ENERGY SVCS|ITGP|ITG INC.|5400
EMES|EMERGE ENERGY SVCS|JEFF|JEFFERIES LLC|7782
EMES|EMERGE ENERGY SVCS|JMPT|JUMP TRADING, LLC|1383
EMES|EMERGE ENERGY SVCS|JPMX|J.P. Morgan Securities LLC|25600
EMES|EMERGE ENERGY SVCS|JSJX|JANE STREET CAPITAL LLC|8432
EMES|EMERGE ENERGY SVCS|KCGM|VIRTU Americas LLC|3974
EMES|EMERGE ENERGY SVCS|LEHM|Barclays Capital Inc./Le|110075
EMES|EMERGE ENERGY SVCS|LIME|Lime Brokerage LLC|7960
EMES|EMERGE ENERGY SVCS|LSCI|Lek Securities Corporation|434
EMES|EMERGE ENERGY SVCS|MAVB|Great Point Capital LLC|500
EMES|EMERGE ENERGY SVCS|MAXM|Maxim Group LLC|23784
EMES|EMERGE ENERGY SVCS|MBTS|ALLY INVEST SECURITIES LLC|5207
EMES|EMERGE ENERGY SVCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
EMES|EMERGE ENERGY SVCS|MOTF|MOTIF INVESTING, INC.|1
EMES|EMERGE ENERGY SVCS|MSCO|MORGAN STANLEY & CO. LLC|293894
EMES|EMERGE ENERGY SVCS|MSPL|MORGAN STANLEY & CO. LLC|2600
EMES|EMERGE ENERGY SVCS|NBCS|NBC Securities, INC.|500
EMES|EMERGE ENERGY SVCS|NFSC|National Financial Services LLC|764731
EMES|EMERGE ENERGY SVCS|NITE|VIRTU Americas LLC|1061978
EMES|EMERGE ENERGY SVCS|NQRB|Brut, LLC|200
EMES|EMERGE ENERGY SVCS|NTBF|BMO Nesbitt Burns Inc./CDS|3100
EMES|EMERGE ENERGY SVCS|OPCO|Oppenheimer & Co. Inc.|13695
EMES|EMERGE ENERGY SVCS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
EMES|EMERGE ENERGY SVCS|PCPT|PHILLIP CAPITAL INC.|13198
EMES|EMERGE ENERGY SVCS|PDQM|CODA MARKETS, INC.|11604
EMES|EMERGE ENERGY SVCS|PHLY|NASDAQ Execution Services, LLC|600
EMES|EMERGE ENERGY SVCS|RBCM|RBC CAPITAL MARKETS, LLC|14500
EMES|EMERGE ENERGY SVCS|RGLD|Regal Securities, Inc|100
EMES|EMERGE ENERGY SVCS|SAGL|SAGETRADER, LLC|4784
EMES|EMERGE ENERGY SVCS|SBSH|Citigroup Global Markets Inc.|7951
EMES|EMERGE ENERGY SVCS|SGMT|GOLDMAN SACHS & CO. LLC|31329
EMES|EMERGE ENERGY SVCS|SPDR|SPEEDROUTE LLC|600
EMES|EMERGE ENERGY SVCS|STFL|Stifel, Nicolaus & Company, Incorporated|4327
EMES|EMERGE ENERGY SVCS|SWIM|TD Ameritrade, Inc.|115822
EMES|EMERGE ENERGY SVCS|SWST|Hilltop Securities Inc.|3000
EMES|EMERGE ENERGY SVCS|TKNG|ALLY INVEST SECURITIES LLC|5428
EMES|EMERGE ENERGY SVCS|TRBT|Tradebot Systems, Inc.|22891
EMES|EMERGE ENERGY SVCS|TRCM|TRC MARKETS LLC|11122
EMES|EMERGE ENERGY SVCS|TWTT|TASTYWORKS, INC.|8
EMES|EMERGE ENERGY SVCS|UBSA|UBS SECURITIES LLC|110326
EMES|EMERGE ENERGY SVCS|UBSS|UBS Securities LLC|173457
EMES|EMERGE ENERGY SVCS|VALX|VIRTU AMERICAS LLC|2011
EMES|EMERGE ENERGY SVCS|VGRD|Vanguard Marketing Corporation|16353
EMES|EMERGE ENERGY SVCS|VSIN|Vision Financial Markets Llc|92
EMES|EMERGE ENERGY SVCS|WBLR|WILLIAM BLAIR|1000
EMES|EMERGE ENERGY SVCS|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
EMES|EMERGE ENERGY SVCS|WCHV|WELLS FARGO SECURITIES, LLC|86356
EMES|EMERGE ENERGY SVCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5188
EMES|EMERGE ENERGY SVCS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22182
EMES|EMERGE ENERGY SVCS|WSEA|WOLVERINE SECURITIES, LLC|8538
EMES|EMERGE ENERGY SVCS|XIST|INSTINET, LLC|5200
EMES|EMERGE ENERGY SVCS|YKNA|COMHAR CAPITAL MARKETS, LLC|800
EMES|EMERGE ENERGY SVCS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18365
EMF|TEMPLETON EM MKTS FD|AGIS|Aegis Capital Corp.|3621
EMF|TEMPLETON EM MKTS FD|ALTX|Alternet Securities Inc.|100
EMF|TEMPLETON EM MKTS FD|APCC|Apex Clearing Corporation|43
EMF|TEMPLETON EM MKTS FD|BARD|Robert W. Baird & Co. Incorporated|836
EMF|TEMPLETON EM MKTS FD|BERN|Sanford C. Bernstein & Co., LLC|40
EMF|TEMPLETON EM MKTS FD|BTIG|BTIG, LLC|5283
EMF|TEMPLETON EM MKTS FD|CANT|Cantor Fitzgerald & Co.|244
EMF|TEMPLETON EM MKTS FD|CHAS|Charles Schwab & Co., Inc.|16
EMF|TEMPLETON EM MKTS FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
EMF|TEMPLETON EM MKTS FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3472
EMF|TEMPLETON EM MKTS FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
EMF|TEMPLETON EM MKTS FD|DADA|D.A. Davidson & Co.|1223
EMF|TEMPLETON EM MKTS FD|DBAX|Deutsche Bank Securities Inc.|5700
EMF|TEMPLETON EM MKTS FD|DEAN|MORGAN STANLEY|2431
EMF|TEMPLETON EM MKTS FD|DEGS|RONIN PROFESSIONAL LLC|777
EMF|TEMPLETON EM MKTS FD|EBXL|EBX LLC|2700
EMF|TEMPLETON EM MKTS FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2912
EMF|TEMPLETON EM MKTS FD|EDJO|Edward D. Jones & Co., L.P.|1874
EMF|TEMPLETON EM MKTS FD|EGAM|CBOE TRADING, INC.|800
EMF|TEMPLETON EM MKTS FD|ETRS|E*Trade Securities LLC|18027
EMF|TEMPLETON EM MKTS FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2212
EMF|TEMPLETON EM MKTS FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|292
EMF|TEMPLETON EM MKTS FD|FTBR|Foliofn Investments, Inc.|354
EMF|TEMPLETON EM MKTS FD|GLPX|ACS EXECUTION SERVICES, LLC|40
EMF|TEMPLETON EM MKTS FD|GSCO|GOLDMAN SACHS & CO. LLC|200
EMF|TEMPLETON EM MKTS FD|GSCS|GOLDMAN SACHS & CO. LLC|500
EMF|TEMPLETON EM MKTS FD|GSLT|GOLDMAN SACHS & CO. LLC|300
EMF|TEMPLETON EM MKTS FD|GTSZ|GTS SECURITIES LLC|1040
EMF|TEMPLETON EM MKTS FD|HRBF|American Enterprise Investment Services Inc.|4833
EMF|TEMPLETON EM MKTS FD|IATS|INTERACTIVE BROKERS LLC|6954
EMF|TEMPLETON EM MKTS FD|IBKR|Interactive Brokers Llc|19085
EMF|TEMPLETON EM MKTS FD|ICBX|INSTINET, LLC|1000
EMF|TEMPLETON EM MKTS FD|INCA|INSTINET, LLC|2911
EMF|TEMPLETON EM MKTS FD|INJX|INSTINET, LLC|38
EMF|TEMPLETON EM MKTS FD|ITGI|ITG Inc.|6126
EMF|TEMPLETON EM MKTS FD|ITGP|ITG INC.|9000
EMF|TEMPLETON EM MKTS FD|JANY|Janney Montgomery Scott Inc.|300
EMF|TEMPLETON EM MKTS FD|JEFF|JEFFERIES LLC|400
EMF|TEMPLETON EM MKTS FD|JPMX|J.P. Morgan Securities LLC|600
EMF|TEMPLETON EM MKTS FD|JSJX|JANE STREET CAPITAL LLC|40
EMF|TEMPLETON EM MKTS FD|KCGM|VIRTU Americas LLC|995
EMF|TEMPLETON EM MKTS FD|LEHM|Barclays Capital Inc./Le|1000
EMF|TEMPLETON EM MKTS FD|LIME|Lime Brokerage LLC|1685
EMF|TEMPLETON EM MKTS FD|MBTS|ALLY INVEST SECURITIES LLC|550
EMF|TEMPLETON EM MKTS FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
EMF|TEMPLETON EM MKTS FD|MSCO|MORGAN STANLEY & CO. LLC|55457
EMF|TEMPLETON EM MKTS FD|MSPL|MORGAN STANLEY & CO. LLC|600
EMF|TEMPLETON EM MKTS FD|NFSC|National Financial Services LLC|76511
EMF|TEMPLETON EM MKTS FD|NITE|VIRTU Americas LLC|159223
EMF|TEMPLETON EM MKTS FD|NQRB|Brut, LLC|2400
EMF|TEMPLETON EM MKTS FD|NTBF|BMO Nesbitt Burns Inc./CDS|2400
EMF|TEMPLETON EM MKTS FD|OPCO|Oppenheimer & Co. Inc.|7364
EMF|TEMPLETON EM MKTS FD|PDQM|CODA MARKETS, INC.|40
EMF|TEMPLETON EM MKTS FD|PWJC|UBS Financial Services, Inc.|5100
EMF|TEMPLETON EM MKTS FD|RBCM|RBC CAPITAL MARKETS, LLC|3424
EMF|TEMPLETON EM MKTS FD|SALI|INTL FCSTONE FINANCIAL INC.|585
EMF|TEMPLETON EM MKTS FD|SBSH|Citigroup Global Markets Inc.|100
EMF|TEMPLETON EM MKTS FD|SGMT|GOLDMAN SACHS & CO. LLC|1075
EMF|TEMPLETON EM MKTS FD|SPDR|SPEEDROUTE LLC|2708
EMF|TEMPLETON EM MKTS FD|STFL|Stifel, Nicolaus & Company, Incorporated|2700
EMF|TEMPLETON EM MKTS FD|SWIM|TD Ameritrade, Inc.|218
EMF|TEMPLETON EM MKTS FD|SWST|Hilltop Securities Inc.|256
EMF|TEMPLETON EM MKTS FD|TKNG|ALLY INVEST SECURITIES LLC|541
EMF|TEMPLETON EM MKTS FD|TRBT|Tradebot Systems, Inc.|1962
EMF|TEMPLETON EM MKTS FD|TRCM|TRC MARKETS LLC|39
EMF|TEMPLETON EM MKTS FD|UBSA|UBS SECURITIES LLC|12376
EMF|TEMPLETON EM MKTS FD|UBSS|UBS Securities LLC|18070
EMF|TEMPLETON EM MKTS FD|VALX|VIRTU AMERICAS LLC|340
EMF|TEMPLETON EM MKTS FD|VGRD|Vanguard Marketing Corporation|8061
EMF|TEMPLETON EM MKTS FD|WCHV|WELLS FARGO SECURITIES, LLC|22158
EMF|TEMPLETON EM MKTS FD|WEDB|WEDBUSH SECURITIES INC.|700
EMF|TEMPLETON EM MKTS FD|WEED|Weeden & Co.L.P.|16448
EMF|TEMPLETON EM MKTS FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31692
EMF|TEMPLETON EM MKTS FD|WGIF|CIBC World Markets Inc.|1800
EMF|TEMPLETON EM MKTS FD|WSEA|WOLVERINE SECURITIES, LLC|1114
EMF|TEMPLETON EM MKTS FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
EMF|TEMPLETON EM MKTS FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4013
EMFM|GX EMRGING/FRONTIER|ALTX|Alternet Securities Inc.|400
EMFM|GX EMRGING/FRONTIER|APCC|Apex Clearing Corporation|83
EMFM|GX EMRGING/FRONTIER|BARD|Robert W. Baird & Co. Incorporated|76
EMFM|GX EMRGING/FRONTIER|CHAS|Charles Schwab & Co., Inc.|3
EMFM|GX EMRGING/FRONTIER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2918
EMFM|GX EMRGING/FRONTIER|CTDL|Citadel Derivatives Group Llc|1285
EMFM|GX EMRGING/FRONTIER|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EMFM|GX EMRGING/FRONTIER|DBAX|Deutsche Bank Securities Inc.|1200
EMFM|GX EMRGING/FRONTIER|DEAN|MORGAN STANLEY|3228
EMFM|GX EMRGING/FRONTIER|EBXL|EBX LLC|1800
EMFM|GX EMRGING/FRONTIER|EGXM|CBOE TRADING, INC.|1800
EMFM|GX EMRGING/FRONTIER|EGXW|CBOE TRADING, INC.|300
EMFM|GX EMRGING/FRONTIER|ETRS|E*Trade Securities LLC|1928
EMFM|GX EMRGING/FRONTIER|FTBR|Foliofn Investments, Inc.|24
EMFM|GX EMRGING/FRONTIER|HRBF|American Enterprise Investment Services Inc.|100
EMFM|GX EMRGING/FRONTIER|IBKR|Interactive Brokers Llc|905
EMFM|GX EMRGING/FRONTIER|ICBX|INSTINET, LLC|600
EMFM|GX EMRGING/FRONTIER|INCA|INSTINET, LLC|600
EMFM|GX EMRGING/FRONTIER|ITGI|ITG Inc.|200
EMFM|GX EMRGING/FRONTIER|ITGP|ITG INC.|200
EMFM|GX EMRGING/FRONTIER|JPMX|J.P. Morgan Securities LLC|200
EMFM|GX EMRGING/FRONTIER|JSJX|JANE STREET CAPITAL LLC|1680
EMFM|GX EMRGING/FRONTIER|KCGM|VIRTU Americas LLC|1972
EMFM|GX EMRGING/FRONTIER|LEHM|Barclays Capital Inc./Le|4000
EMFM|GX EMRGING/FRONTIER|LIME|Lime Brokerage LLC|499
EMFM|GX EMRGING/FRONTIER|MACC|Mid Atlantic Capital Corporation|1030
EMFM|GX EMRGING/FRONTIER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
EMFM|GX EMRGING/FRONTIER|MOTF|MOTIF INVESTING, INC.|1
EMFM|GX EMRGING/FRONTIER|MSCO|MORGAN STANLEY & CO. LLC|304
EMFM|GX EMRGING/FRONTIER|NFSC|National Financial Services LLC|1111
EMFM|GX EMRGING/FRONTIER|NITE|VIRTU Americas LLC|1926
EMFM|GX EMRGING/FRONTIER|RBCM|RBC CAPITAL MARKETS, LLC|100
EMFM|GX EMRGING/FRONTIER|STKP|STOCKPILE INVESTMENTS, INC.|4
EMFM|GX EMRGING/FRONTIER|SWIM|TD Ameritrade, Inc.|119
EMFM|GX EMRGING/FRONTIER|UBSA|UBS SECURITIES LLC|4246
EMFM|GX EMRGING/FRONTIER|UBSS|UBS Securities LLC|912
EMFM|GX EMRGING/FRONTIER|VGRD|Vanguard Marketing Corporation|4356
EMFM|GX EMRGING/FRONTIER|WCHV|WELLS FARGO SECURITIES, LLC|1223
EMFM|GX EMRGING/FRONTIER|WGIF|CIBC World Markets Inc.|303
EMFM|GX EMRGING/FRONTIER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|471
EMGF|ISHARES FACTORSELECT|APCC|Apex Clearing Corporation|1760
EMGF|ISHARES FACTORSELECT|BBNT|BB&T SECURITIES, LLC|1307
EMGF|ISHARES FACTORSELECT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1269
EMGF|ISHARES FACTORSELECT|BYXM|CBOE TRADING, INC.|40
EMGF|ISHARES FACTORSELECT|CANT|Cantor Fitzgerald & Co.|51335
EMGF|ISHARES FACTORSELECT|CHAS|Charles Schwab & Co., Inc.|12448
EMGF|ISHARES FACTORSELECT|CIST|Capital Institutional Services, Inc.|252
EMGF|ISHARES FACTORSELECT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33882
EMGF|ISHARES FACTORSELECT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31601
EMGF|ISHARES FACTORSELECT|CSIN|Citadel Securities Institutional LLC|2700
EMGF|ISHARES FACTORSELECT|CTDL|Citadel Derivatives Group Llc|35964
EMGF|ISHARES FACTORSELECT|DBAX|Deutsche Bank Securities Inc.|3200
EMGF|ISHARES FACTORSELECT|EBXL|EBX LLC|3700
EMGF|ISHARES FACTORSELECT|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
EMGF|ISHARES FACTORSELECT|EGAM|CBOE TRADING, INC.|250
EMGF|ISHARES FACTORSELECT|EGXM|CBOE TRADING, INC.|2300
EMGF|ISHARES FACTORSELECT|ETBE|Electronic Transaction Clearing, Inc.|1400
EMGF|ISHARES FACTORSELECT|ETRS|E*Trade Securities LLC|2626
EMGF|ISHARES FACTORSELECT|FBSB|U.S. Bancorp Investments, Inc.|338
EMGF|ISHARES FACTORSELECT|FLTU|FLOW TRADERS US LLC|741
EMGF|ISHARES FACTORSELECT|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|741
EMGF|ISHARES FACTORSELECT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
EMGF|ISHARES FACTORSELECT|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5422
EMGF|ISHARES FACTORSELECT|FTBR|Foliofn Investments, Inc.|371
EMGF|ISHARES FACTORSELECT|GSCO|GOLDMAN SACHS & CO. LLC|2460
EMGF|ISHARES FACTORSELECT|GTSZ|GTS SECURITIES LLC|2289
EMGF|ISHARES FACTORSELECT|HRBF|American Enterprise Investment Services Inc.|610
EMGF|ISHARES FACTORSELECT|IATS|INTERACTIVE BROKERS LLC|200
EMGF|ISHARES FACTORSELECT|IBKR|Interactive Brokers Llc|315
EMGF|ISHARES FACTORSELECT|ICBX|INSTINET, LLC|2182
EMGF|ISHARES FACTORSELECT|INCA|INSTINET, LLC|3608
EMGF|ISHARES FACTORSELECT|ITGP|ITG INC.|200
EMGF|ISHARES FACTORSELECT|JANY|Janney Montgomery Scott Inc.|400
EMGF|ISHARES FACTORSELECT|JPMX|J.P. Morgan Securities LLC|12152
EMGF|ISHARES FACTORSELECT|JSEB|JANE STREET EXECUTION SERVICES, LLC|86929
EMGF|ISHARES FACTORSELECT|JSJX|JANE STREET CAPITAL LLC|78850
EMGF|ISHARES FACTORSELECT|KCGM|VIRTU Americas LLC|15736
EMGF|ISHARES FACTORSELECT|LEHM|Barclays Capital Inc./Le|49065
EMGF|ISHARES FACTORSELECT|LIME|Lime Brokerage LLC|8358
EMGF|ISHARES FACTORSELECT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15436
EMGF|ISHARES FACTORSELECT|MSCO|MORGAN STANLEY & CO. LLC|24028
EMGF|ISHARES FACTORSELECT|MSPL|MORGAN STANLEY & CO. LLC|2800
EMGF|ISHARES FACTORSELECT|NFSC|National Financial Services LLC|89699
EMGF|ISHARES FACTORSELECT|NITE|VIRTU Americas LLC|62473
EMGF|ISHARES FACTORSELECT|OLDM|OLD MISSION CAPITAL, LLC|1800
EMGF|ISHARES FACTORSELECT|OPCO|Oppenheimer & Co. Inc.|78
EMGF|ISHARES FACTORSELECT|PDQM|CODA MARKETS, INC.|600
EMGF|ISHARES FACTORSELECT|PWJC|UBS Financial Services, Inc.|600
EMGF|ISHARES FACTORSELECT|RBCM|RBC CAPITAL MARKETS, LLC|4379
EMGF|ISHARES FACTORSELECT|SBSH|Citigroup Global Markets Inc.|40183
EMGF|ISHARES FACTORSELECT|SGMT|GOLDMAN SACHS & CO. LLC|7424
EMGF|ISHARES FACTORSELECT|SWIM|TD Ameritrade, Inc.|1371
EMGF|ISHARES FACTORSELECT|TRBT|Tradebot Systems, Inc.|100
EMGF|ISHARES FACTORSELECT|TRCM|TRC MARKETS LLC|859
EMGF|ISHARES FACTORSELECT|UBSA|UBS SECURITIES LLC|9639
EMGF|ISHARES FACTORSELECT|UBSS|UBS Securities LLC|48463
EMGF|ISHARES FACTORSELECT|VGRD|Vanguard Marketing Corporation|1706
EMGF|ISHARES FACTORSELECT|WBET|Wallachbeth Capital LLC|22764
EMGF|ISHARES FACTORSELECT|WCHV|WELLS FARGO SECURITIES, LLC|1527
EMGF|ISHARES FACTORSELECT|WEED|Weeden & Co.L.P.|1600
EMGF|ISHARES FACTORSELECT|WSEA|WOLVERINE SECURITIES, LLC|505
EMGF|ISHARES FACTORSELECT|XSTM|NATIONAL FINANCIAL SERVICES LLC|6102
EMGF|ISHARES FACTORSELECT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17090
EMHY|ISHARES EMERGING HY|ALTX|Alternet Securities Inc.|700
EMHY|ISHARES EMERGING HY|APCC|Apex Clearing Corporation|21232
EMHY|ISHARES EMERGING HY|BANK|Primevest Financial Services, Inc.|93
EMHY|ISHARES EMERGING HY|BARD|Robert W. Baird & Co. Incorporated|16
EMHY|ISHARES EMERGING HY|BATM|CBOE TRADING, INC.|326
EMHY|ISHARES EMERGING HY|BBNT|BB&T SECURITIES, LLC|107
EMHY|ISHARES EMERGING HY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5820
EMHY|ISHARES EMERGING HY|BLTK|Bulltick, Llc|70720
EMHY|ISHARES EMERGING HY|BNCH|The Benchmark Company, LLC|1184
EMHY|ISHARES EMERGING HY|BYXM|CBOE TRADING, INC.|21998
EMHY|ISHARES EMERGING HY|CANT|Cantor Fitzgerald & Co.|44789
EMHY|ISHARES EMERGING HY|CHAS|Charles Schwab & Co., Inc.|308
EMHY|ISHARES EMERGING HY|CIST|Capital Institutional Services, Inc.|621
EMHY|ISHARES EMERGING HY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15592
EMHY|ISHARES EMERGING HY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1471
EMHY|ISHARES EMERGING HY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8357
EMHY|ISHARES EMERGING HY|CXCX|CITIGROUP GLOBAL MARKETS INC.|656
EMHY|ISHARES EMERGING HY|DBAX|Deutsche Bank Securities Inc.|7000
EMHY|ISHARES EMERGING HY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12108
EMHY|ISHARES EMERGING HY|EBXL|EBX LLC|4400
EMHY|ISHARES EMERGING HY|ECUT|CONVERGEX EXECUTION SOLUTIONS|389
EMHY|ISHARES EMERGING HY|EGMT|EG MARKET TECHNOLOGIES LLC|100
EMHY|ISHARES EMERGING HY|EGXM|CBOE TRADING, INC.|134
EMHY|ISHARES EMERGING HY|ETBE|Electronic Transaction Clearing, Inc.|200
EMHY|ISHARES EMERGING HY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|64
EMHY|ISHARES EMERGING HY|ETRS|E*Trade Securities LLC|1710
EMHY|ISHARES EMERGING HY|FBSB|U.S. Bancorp Investments, Inc.|1028
EMHY|ISHARES EMERGING HY|FCST|INTL FCSTONE FINANCIAL INC.|400
EMHY|ISHARES EMERGING HY|FLTU|FLOW TRADERS US LLC|44900
EMHY|ISHARES EMERGING HY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|44800
EMHY|ISHARES EMERGING HY|FMAF|NBCN Inc./ CDS|30
EMHY|ISHARES EMERGING HY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1624
EMHY|ISHARES EMERGING HY|FTBR|Foliofn Investments, Inc.|2329
EMHY|ISHARES EMERGING HY|GBMT|GBM International, Inc.|1700
EMHY|ISHARES EMERGING HY|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
EMHY|ISHARES EMERGING HY|GLPX|ACS EXECUTION SERVICES, LLC|568
EMHY|ISHARES EMERGING HY|GSCO|GOLDMAN SACHS & CO. LLC|137705
EMHY|ISHARES EMERGING HY|GSCS|GOLDMAN SACHS & CO. LLC|400
EMHY|ISHARES EMERGING HY|GSLT|GOLDMAN SACHS & CO. LLC|3400
EMHY|ISHARES EMERGING HY|GTSZ|GTS SECURITIES LLC|200
EMHY|ISHARES EMERGING HY|HRBF|American Enterprise Investment Services Inc.|20746
EMHY|ISHARES EMERGING HY|IATS|INTERACTIVE BROKERS LLC|1789
EMHY|ISHARES EMERGING HY|IBKR|Interactive Brokers Llc|6595
EMHY|ISHARES EMERGING HY|ICBX|INSTINET, LLC|1100
EMHY|ISHARES EMERGING HY|INCA|INSTINET, LLC|873
EMHY|ISHARES EMERGING HY|ITGI|ITG Inc.|1729
EMHY|ISHARES EMERGING HY|ITGP|ITG INC.|3600
EMHY|ISHARES EMERGING HY|JANY|Janney Montgomery Scott Inc.|510
EMHY|ISHARES EMERGING HY|JEFF|JEFFERIES LLC|5500
EMHY|ISHARES EMERGING HY|JPMX|J.P. Morgan Securities LLC|3400
EMHY|ISHARES EMERGING HY|JSEB|JANE STREET EXECUTION SERVICES, LLC|300817
EMHY|ISHARES EMERGING HY|JSJX|JANE STREET CAPITAL LLC|149025
EMHY|ISHARES EMERGING HY|KCGM|VIRTU Americas LLC|1272
EMHY|ISHARES EMERGING HY|LEHM|Barclays Capital Inc./Le|18200
EMHY|ISHARES EMERGING HY|LIME|Lime Brokerage LLC|1128
EMHY|ISHARES EMERGING HY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EMHY|ISHARES EMERGING HY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27000
EMHY|ISHARES EMERGING HY|MOTF|MOTIF INVESTING, INC.|3
EMHY|ISHARES EMERGING HY|MSCO|MORGAN STANLEY & CO. LLC|67626
EMHY|ISHARES EMERGING HY|MSPL|MORGAN STANLEY & CO. LLC|9000
EMHY|ISHARES EMERGING HY|MTON|MILLINGTON SECURITIES, INC.|44689
EMHY|ISHARES EMERGING HY|NFSC|National Financial Services LLC|75735
EMHY|ISHARES EMERGING HY|NITE|VIRTU Americas LLC|220999
EMHY|ISHARES EMERGING HY|NITP|VIRTU Americas LLC|500
EMHY|ISHARES EMERGING HY|OPCO|Oppenheimer & Co. Inc.|5370
EMHY|ISHARES EMERGING HY|PDQM|CODA MARKETS, INC.|17568
EMHY|ISHARES EMERGING HY|RBCM|RBC CAPITAL MARKETS, LLC|1257
EMHY|ISHARES EMERGING HY|SALI|INTL FCSTONE FINANCIAL INC.|175
EMHY|ISHARES EMERGING HY|SBSH|Citigroup Global Markets Inc.|200
EMHY|ISHARES EMERGING HY|SCMC|Scotia Capital Markets (USA) Inc.|231130
EMHY|ISHARES EMERGING HY|SGMT|GOLDMAN SACHS & CO. LLC|11301
EMHY|ISHARES EMERGING HY|SPDR|SPEEDROUTE LLC|2518
EMHY|ISHARES EMERGING HY|STFL|Stifel, Nicolaus & Company, Incorporated|8521
EMHY|ISHARES EMERGING HY|SWIM|TD Ameritrade, Inc.|16
EMHY|ISHARES EMERGING HY|SWST|Hilltop Securities Inc.|2
EMHY|ISHARES EMERGING HY|TRBT|Tradebot Systems, Inc.|300
EMHY|ISHARES EMERGING HY|UBSA|UBS SECURITIES LLC|46365
EMHY|ISHARES EMERGING HY|UBSS|UBS Securities LLC|56517
EMHY|ISHARES EMERGING HY|VALX|VIRTU AMERICAS LLC|122
EMHY|ISHARES EMERGING HY|VGRD|Vanguard Marketing Corporation|95
EMHY|ISHARES EMERGING HY|WCHV|WELLS FARGO SECURITIES, LLC|1898
EMHY|ISHARES EMERGING HY|WEDB|WEDBUSH SECURITIES INC.|170
EMHY|ISHARES EMERGING HY|WGIF|CIBC World Markets Inc.|3
EMHY|ISHARES EMERGING HY|WSEA|WOLVERINE SECURITIES, LLC|240
EMHY|ISHARES EMERGING HY|XPUS|XP SECURITIES, LLC|2603
EMHY|ISHARES EMERGING HY|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
EMHY|ISHARES EMERGING HY|YKNA|COMHAR CAPITAL MARKETS, LLC|200
EMHY|ISHARES EMERGING HY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27733
EMI|EATON VANCE MI SBI|DBAX|Deutsche Bank Securities Inc.|400
EMI|EATON VANCE MI SBI|ECUT|CONVERGEX EXECUTION SOLUTIONS|41
EMI|EATON VANCE MI SBI|EDJO|Edward D. Jones & Co., L.P.|2035
EMI|EATON VANCE MI SBI|ETRS|E*Trade Securities LLC|203
EMI|EATON VANCE MI SBI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
EMI|EATON VANCE MI SBI|IATS|INTERACTIVE BROKERS LLC|307
EMI|EATON VANCE MI SBI|IBKR|Interactive Brokers Llc|615
EMI|EATON VANCE MI SBI|JANY|Janney Montgomery Scott Inc.|1420
EMI|EATON VANCE MI SBI|MSCO|MORGAN STANLEY & CO. LLC|3240
EMI|EATON VANCE MI SBI|NATL|National Securities Corporation|4400
EMI|EATON VANCE MI SBI|NFSC|National Financial Services LLC|4266
EMI|EATON VANCE MI SBI|NITE|VIRTU Americas LLC|5650
EMI|EATON VANCE MI SBI|OPCO|Oppenheimer & Co. Inc.|1305
EMI|EATON VANCE MI SBI|PWJC|UBS Financial Services, Inc.|3
EMI|EATON VANCE MI SBI|RBCM|RBC CAPITAL MARKETS, LLC|920
EMI|EATON VANCE MI SBI|STFL|Stifel, Nicolaus & Company, Incorporated|2
EMI|EATON VANCE MI SBI|UBSS|UBS Securities LLC|1622
EMI|EATON VANCE MI SBI|WABR|Wall Street Access|100
EMI|EATON VANCE MI SBI|WCHV|WELLS FARGO SECURITIES, LLC|13
EMI|EATON VANCE MI SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|515
EMI|EATON VANCE MI SBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2003
EMIF|ISHARES SP EMG MK IN|APCC|Apex Clearing Corporation|4
EMIF|ISHARES SP EMG MK IN|BANK|Primevest Financial Services, Inc.|2
EMIF|ISHARES SP EMG MK IN|BARD|Robert W. Baird & Co. Incorporated|240
EMIF|ISHARES SP EMG MK IN|BATM|CBOE TRADING, INC.|1350
EMIF|ISHARES SP EMG MK IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
EMIF|ISHARES SP EMG MK IN|CANT|Cantor Fitzgerald & Co.|8
EMIF|ISHARES SP EMG MK IN|CHAS|Charles Schwab & Co., Inc.|1
EMIF|ISHARES SP EMG MK IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8805
EMIF|ISHARES SP EMG MK IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
EMIF|ISHARES SP EMG MK IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1200
EMIF|ISHARES SP EMG MK IN|CTDL|Citadel Derivatives Group Llc|9715
EMIF|ISHARES SP EMG MK IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EMIF|ISHARES SP EMG MK IN|DBAX|Deutsche Bank Securities Inc.|100
EMIF|ISHARES SP EMG MK IN|EBXL|EBX LLC|700
EMIF|ISHARES SP EMG MK IN|ETRS|E*Trade Securities LLC|113
EMIF|ISHARES SP EMG MK IN|FBCO|Credit Suisse Securities (USA) LLC|1630
EMIF|ISHARES SP EMG MK IN|FOMA|TD AMERITRADE CLEARING, INC.|4768
EMIF|ISHARES SP EMG MK IN|FTBR|Foliofn Investments, Inc.|30
EMIF|ISHARES SP EMG MK IN|GSCO|GOLDMAN SACHS & CO. LLC|249
EMIF|ISHARES SP EMG MK IN|HRBF|American Enterprise Investment Services Inc.|2044
EMIF|ISHARES SP EMG MK IN|HSBC|HSBC Securities, Inc.|800
EMIF|ISHARES SP EMG MK IN|IBKR|Interactive Brokers Llc|3774
EMIF|ISHARES SP EMG MK IN|ICBX|INSTINET, LLC|900
EMIF|ISHARES SP EMG MK IN|ITGI|ITG Inc.|117
EMIF|ISHARES SP EMG MK IN|JANY|Janney Montgomery Scott Inc.|58
EMIF|ISHARES SP EMG MK IN|JSJX|JANE STREET CAPITAL LLC|3303
EMIF|ISHARES SP EMG MK IN|LEHM|Barclays Capital Inc./Le|1000
EMIF|ISHARES SP EMG MK IN|LIME|Lime Brokerage LLC|2386
EMIF|ISHARES SP EMG MK IN|MSCO|MORGAN STANLEY & CO. LLC|1247
EMIF|ISHARES SP EMG MK IN|NFSC|National Financial Services LLC|1056
EMIF|ISHARES SP EMG MK IN|NITE|VIRTU Americas LLC|6299
EMIF|ISHARES SP EMG MK IN|NITP|VIRTU Americas LLC|9755
EMIF|ISHARES SP EMG MK IN|RAJA|Raymond James & Associates, Inc.|803
EMIF|ISHARES SP EMG MK IN|STFL|Stifel, Nicolaus & Company, Incorporated|1
EMIF|ISHARES SP EMG MK IN|SWST|Hilltop Securities Inc.|1
EMIF|ISHARES SP EMG MK IN|UBSA|UBS SECURITIES LLC|2096
EMIF|ISHARES SP EMG MK IN|UBSS|UBS Securities LLC|3249
EMIF|ISHARES SP EMG MK IN|VGRD|Vanguard Marketing Corporation|524
EMIF|ISHARES SP EMG MK IN|WCHV|WELLS FARGO SECURITIES, LLC|4827
EMIF|ISHARES SP EMG MK IN|WSEA|WOLVERINE SECURITIES, LLC|30
EMIF|ISHARES SP EMG MK IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3935
EMIH|XTRACKERS EMERGING M|FTBR|Foliofn Investments, Inc.|4
EMIH|XTRACKERS EMERGING M|HRBF|American Enterprise Investment Services Inc.|100
EMIH|XTRACKERS EMERGING M|KCGM|VIRTU Americas LLC|301
EMIH|XTRACKERS EMERGING M|LIME|Lime Brokerage LLC|100
EMIH|XTRACKERS EMERGING M|NITE|VIRTU Americas LLC|880
EMIH|XTRACKERS EMERGING M|WSEA|WOLVERINE SECURITIES, LLC|12
EMITF|ELBIT IMAGING ORD|BYXM|CBOE TRADING, INC.|100
EMITF|ELBIT IMAGING ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
EMITF|ELBIT IMAGING ORD|DBAX|Deutsche Bank Securities Inc.|200
EMITF|ELBIT IMAGING ORD|EBXL|EBX LLC|500
EMITF|ELBIT IMAGING ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|40
EMITF|ELBIT IMAGING ORD|ETRS|E*Trade Securities LLC|41633
EMITF|ELBIT IMAGING ORD|FBCO|Credit Suisse Securities (USA) LLC|44
EMITF|ELBIT IMAGING ORD|FOMA|TD AMERITRADE CLEARING, INC.|1550
EMITF|ELBIT IMAGING ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|399
EMITF|ELBIT IMAGING ORD|GSCS|GOLDMAN SACHS & CO. LLC|400
EMITF|ELBIT IMAGING ORD|GSLT|GOLDMAN SACHS & CO. LLC|2000
EMITF|ELBIT IMAGING ORD|GTSZ|GTS SECURITIES LLC|662
EMITF|ELBIT IMAGING ORD|IATS|INTERACTIVE BROKERS LLC|900
EMITF|ELBIT IMAGING ORD|IBKR|Interactive Brokers Llc|11453
EMITF|ELBIT IMAGING ORD|INCA|INSTINET, LLC|351
EMITF|ELBIT IMAGING ORD|KCGM|VIRTU Americas LLC|200
EMITF|ELBIT IMAGING ORD|LIME|Lime Brokerage LLC|6575
EMITF|ELBIT IMAGING ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
EMITF|ELBIT IMAGING ORD|MSCO|MORGAN STANLEY & CO. LLC|14932
EMITF|ELBIT IMAGING ORD|NFSC|National Financial Services LLC|1450
EMITF|ELBIT IMAGING ORD|NITE|VIRTU Americas LLC|18967
EMITF|ELBIT IMAGING ORD|OPCO|Oppenheimer & Co. Inc.|934
EMITF|ELBIT IMAGING ORD|SGMT|GOLDMAN SACHS & CO. LLC|100
EMITF|ELBIT IMAGING ORD|SWIM|TD Ameritrade, Inc.|942
EMITF|ELBIT IMAGING ORD|UBSA|UBS SECURITIES LLC|1600
EMITF|ELBIT IMAGING ORD|UBSS|UBS Securities LLC|206
EMITF|ELBIT IMAGING ORD|VGRD|Vanguard Marketing Corporation|1900
EMITF|ELBIT IMAGING ORD|WCHV|WELLS FARGO SECURITIES, LLC|1425
EMITF|ELBIT IMAGING ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2132
EMJ|EATON VANCE NJ MUNI|APCC|Apex Clearing Corporation|114
EMJ|EATON VANCE NJ MUNI|BTIG|BTIG, LLC|100
EMJ|EATON VANCE NJ MUNI|CANT|Cantor Fitzgerald & Co.|771
EMJ|EATON VANCE NJ MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|210
EMJ|EATON VANCE NJ MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1119
EMJ|EATON VANCE NJ MUNI|DBAX|Deutsche Bank Securities Inc.|300
EMJ|EATON VANCE NJ MUNI|DEAN|MORGAN STANLEY|1501
EMJ|EATON VANCE NJ MUNI|DEGS|RONIN PROFESSIONAL LLC|600
EMJ|EATON VANCE NJ MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|715
EMJ|EATON VANCE NJ MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|208
EMJ|EATON VANCE NJ MUNI|EGXM|CBOE TRADING, INC.|100
EMJ|EATON VANCE NJ MUNI|ETRS|E*Trade Securities LLC|22
EMJ|EATON VANCE NJ MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
EMJ|EATON VANCE NJ MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4948
EMJ|EATON VANCE NJ MUNI|FTBR|Foliofn Investments, Inc.|19
EMJ|EATON VANCE NJ MUNI|GSCO|GOLDMAN SACHS & CO. LLC|9
EMJ|EATON VANCE NJ MUNI|HRBF|American Enterprise Investment Services Inc.|3553
EMJ|EATON VANCE NJ MUNI|IATS|INTERACTIVE BROKERS LLC|200
EMJ|EATON VANCE NJ MUNI|IBKR|Interactive Brokers Llc|8448
EMJ|EATON VANCE NJ MUNI|ICBX|INSTINET, LLC|100
EMJ|EATON VANCE NJ MUNI|INCA|INSTINET, LLC|100
EMJ|EATON VANCE NJ MUNI|ITGI|ITG Inc.|110
EMJ|EATON VANCE NJ MUNI|JANY|Janney Montgomery Scott Inc.|1
EMJ|EATON VANCE NJ MUNI|LIME|Lime Brokerage LLC|434
EMJ|EATON VANCE NJ MUNI|MSCO|MORGAN STANLEY & CO. LLC|7056
EMJ|EATON VANCE NJ MUNI|MSTX|MORGAN STANLEY & CO. LLC|800
EMJ|EATON VANCE NJ MUNI|NFSC|National Financial Services LLC|7561
EMJ|EATON VANCE NJ MUNI|NITE|VIRTU Americas LLC|8511
EMJ|EATON VANCE NJ MUNI|OPCO|Oppenheimer & Co. Inc.|6406
EMJ|EATON VANCE NJ MUNI|PWJC|UBS Financial Services, Inc.|19371
EMJ|EATON VANCE NJ MUNI|SBSH|Citigroup Global Markets Inc.|1000
EMJ|EATON VANCE NJ MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|3
EMJ|EATON VANCE NJ MUNI|SWST|Hilltop Securities Inc.|1607
EMJ|EATON VANCE NJ MUNI|UBSA|UBS SECURITIES LLC|3010
EMJ|EATON VANCE NJ MUNI|UBSS|UBS Securities LLC|22072
EMJ|EATON VANCE NJ MUNI|VGRD|Vanguard Marketing Corporation|4
EMJ|EATON VANCE NJ MUNI|WCHV|WELLS FARGO SECURITIES, LLC|4947
EMJ|EATON VANCE NJ MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|259
EMJ|EATON VANCE NJ MUNI|WSEA|WOLVERINE SECURITIES, LLC|2
EMJ|EATON VANCE NJ MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1388
EMKR|EMCORE CORP|APCC|Apex Clearing Corporation|44
EMKR|EMCORE CORP|AQUA|AQUA SECURITIES L.P.|6600
EMKR|EMCORE CORP|BATM|CBOE TRADING, INC.|200
EMKR|EMCORE CORP|BAYC|BAY CREST PARTNERS, LLC|2592
EMKR|EMCORE CORP|BAYT|BTIG, LLC|212
EMKR|EMCORE CORP|BERN|Sanford C. Bernstein & Co., LLC|7815
EMKR|EMCORE CORP|BMOC|BMO Capital Markets Corp.|4134
EMKR|EMCORE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1296
EMKR|EMCORE CORP|BTIG|BTIG, LLC|16207
EMKR|EMCORE CORP|BYXM|CBOE TRADING, INC.|800
EMKR|EMCORE CORP|CHAS|Charles Schwab & Co., Inc.|1000
EMKR|EMCORE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28367
EMKR|EMCORE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2800
EMKR|EMCORE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|178601
EMKR|EMCORE CORP|CTDL|Citadel Derivatives Group Llc|1517
EMKR|EMCORE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|9384
EMKR|EMCORE CORP|DBAB|Deutsche Bank Securities Inc.|433494
EMKR|EMCORE CORP|DBAX|Deutsche Bank Securities Inc.|107200
EMKR|EMCORE CORP|DEGS|RONIN PROFESSIONAL LLC|3212
EMKR|EMCORE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|230
EMKR|EMCORE CORP|DOTC|Dougherty & Company LLC|332
EMKR|EMCORE CORP|EBXL|EBX LLC|66200
EMKR|EMCORE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|14481
EMKR|EMCORE CORP|EDJO|Edward D. Jones & Co., L.P.|1217
EMKR|EMCORE CORP|EGAM|CBOE TRADING, INC.|100
EMKR|EMCORE CORP|ETBE|Electronic Transaction Clearing, Inc.|36859
EMKR|EMCORE CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|279
EMKR|EMCORE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2338
EMKR|EMCORE CORP|ETRS|E*Trade Securities LLC|34286
EMKR|EMCORE CORP|FBCO|Credit Suisse Securities (USA) LLC|48438
EMKR|EMCORE CORP|FILL|Tradestation Securities, Inc.|288
EMKR|EMCORE CORP|FMAF|NBCN Inc./ CDS|1700
EMKR|EMCORE CORP|FOMA|TD AMERITRADE CLEARING, INC.|39038
EMKR|EMCORE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11343
EMKR|EMCORE CORP|FTBR|Foliofn Investments, Inc.|1
EMKR|EMCORE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|8438
EMKR|EMCORE CORP|GLIS|TD Securities Inc|1400
EMKR|EMCORE CORP|GLPX|ACS EXECUTION SERVICES, LLC|1832
EMKR|EMCORE CORP|GSCO|GOLDMAN SACHS & CO. LLC|1050893
EMKR|EMCORE CORP|GSCS|GOLDMAN SACHS & CO. LLC|11679
EMKR|EMCORE CORP|GSLT|GOLDMAN SACHS & CO. LLC|500
EMKR|EMCORE CORP|GTSZ|GTS SECURITIES LLC|26757
EMKR|EMCORE CORP|HRBF|American Enterprise Investment Services Inc.|19
EMKR|EMCORE CORP|IATS|INTERACTIVE BROKERS LLC|400
EMKR|EMCORE CORP|IBKR|Interactive Brokers Llc|19030
EMKR|EMCORE CORP|ICBX|INSTINET, LLC|24491
EMKR|EMCORE CORP|IEQY|CITADEL SECURITIES LLC|2782
EMKR|EMCORE CORP|INCA|INSTINET, LLC|118648
EMKR|EMCORE CORP|INJX|INSTINET, LLC|10599
EMKR|EMCORE CORP|ITGI|ITG Inc.|16089
EMKR|EMCORE CORP|ITGP|ITG INC.|27200
EMKR|EMCORE CORP|JANY|Janney Montgomery Scott Inc.|63
EMKR|EMCORE CORP|JEFF|JEFFERIES LLC|69579
EMKR|EMCORE CORP|JMPT|JUMP TRADING, LLC|514
EMKR|EMCORE CORP|JONE|JonesTrading|815178
EMKR|EMCORE CORP|JPBX|J.P. MORGAN SECURITIES LLC|400
EMKR|EMCORE CORP|JPMX|J.P. Morgan Securities LLC|219960
EMKR|EMCORE CORP|JSJX|JANE STREET CAPITAL LLC|23870
EMKR|EMCORE CORP|KCGM|VIRTU Americas LLC|23243
EMKR|EMCORE CORP|LEHM|Barclays Capital Inc./Le|347629
EMKR|EMCORE CORP|LIME|Lime Brokerage LLC|119189
EMKR|EMCORE CORP|LMGP|LIME BROKERAGE LLC|62628
EMKR|EMCORE CORP|LOOP|Loop Capital Markets LLC|4215
EMKR|EMCORE CORP|MAXM|Maxim Group LLC|804
EMKR|EMCORE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|171072
EMKR|EMCORE CORP|MSCO|MORGAN STANLEY & CO. LLC|743684
EMKR|EMCORE CORP|MSPL|MORGAN STANLEY & CO. LLC|149900
EMKR|EMCORE CORP|MSTX|MORGAN STANLEY & CO. LLC|30200
EMKR|EMCORE CORP|NATL|National Securities Corporation|88
EMKR|EMCORE CORP|NFSC|National Financial Services LLC|43022
EMKR|EMCORE CORP|NITE|VIRTU Americas LLC|213023
EMKR|EMCORE CORP|NITP|VIRTU Americas LLC|5378
EMKR|EMCORE CORP|OPCO|Oppenheimer & Co. Inc.|1064
EMKR|EMCORE CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5599
EMKR|EMCORE CORP|PDQM|CODA MARKETS, INC.|18790
EMKR|EMCORE CORP|PNSR|Penserra Securities, LLC|13528
EMKR|EMCORE CORP|RAJA|Raymond James & Associates, Inc.|763
EMKR|EMCORE CORP|RBCM|RBC CAPITAL MARKETS, LLC|2001
EMKR|EMCORE CORP|SAGL|SAGETRADER, LLC|200
EMKR|EMCORE CORP|SBSH|Citigroup Global Markets Inc.|116926
EMKR|EMCORE CORP|SGMT|GOLDMAN SACHS & CO. LLC|66844
EMKR|EMCORE CORP|SPDR|SPEEDROUTE LLC|5100
EMKR|EMCORE CORP|SWIM|TD Ameritrade, Inc.|78063
EMKR|EMCORE CORP|SWST|Hilltop Securities Inc.|400
EMKR|EMCORE CORP|TKNG|ALLY INVEST SECURITIES LLC|228
EMKR|EMCORE CORP|TRBT|Tradebot Systems, Inc.|4900
EMKR|EMCORE CORP|TRCM|TRC MARKETS LLC|19548
EMKR|EMCORE CORP|UBSS|UBS Securities LLC|976637
EMKR|EMCORE CORP|VALX|VIRTU AMERICAS LLC|26451
EMKR|EMCORE CORP|VGRD|Vanguard Marketing Corporation|6567
EMKR|EMCORE CORP|WABR|Wall Street Access|2700
EMKR|EMCORE CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|200
EMKR|EMCORE CORP|WCHV|WELLS FARGO SECURITIES, LLC|17092
EMKR|EMCORE CORP|WDNX|WEEDEN & CO.L.P.|20014
EMKR|EMCORE CORP|WEED|Weeden & Co.L.P.|400
EMKR|EMCORE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1657
EMKR|EMCORE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|101
EMKR|EMCORE CORP|WSEA|WOLVERINE SECURITIES, LLC|596
EMKR|EMCORE CORP|XIST|INSTINET, LLC|1200
EMKR|EMCORE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
EML|EASTERN CO CMN STK|ANOS|ABEL/NOSER, L.L.C.|47
EML|EASTERN CO CMN STK|APCC|Apex Clearing Corporation|5
EML|EASTERN CO CMN STK|BATM|CBOE TRADING, INC.|434
EML|EASTERN CO CMN STK|BERN|Sanford C. Bernstein & Co., LLC|2366
EML|EASTERN CO CMN STK|BMOC|BMO Capital Markets Corp.|883
EML|EASTERN CO CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|496
EML|EASTERN CO CMN STK|BTIG|BTIG, LLC|64
EML|EASTERN CO CMN STK|CHAS|Charles Schwab & Co., Inc.|2
EML|EASTERN CO CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|330
EML|EASTERN CO CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6769
EML|EASTERN CO CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3916
EML|EASTERN CO CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|352
EML|EASTERN CO CMN STK|CTDL|Citadel Derivatives Group Llc|131
EML|EASTERN CO CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|940
EML|EASTERN CO CMN STK|DBAB|Deutsche Bank Securities Inc.|8644
EML|EASTERN CO CMN STK|DEGS|RONIN PROFESSIONAL LLC|154
EML|EASTERN CO CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|54
EML|EASTERN CO CMN STK|EBXL|EBX LLC|1400
EML|EASTERN CO CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|505
EML|EASTERN CO CMN STK|EDJO|Edward D. Jones & Co., L.P.|21
EML|EASTERN CO CMN STK|EGXM|CBOE TRADING, INC.|100
EML|EASTERN CO CMN STK|ETRS|E*Trade Securities LLC|1306
EML|EASTERN CO CMN STK|FBCO|Credit Suisse Securities (USA) LLC|3316
EML|EASTERN CO CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|9751
EML|EASTERN CO CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|355
EML|EASTERN CO CMN STK|FTBR|Foliofn Investments, Inc.|42
EML|EASTERN CO CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
EML|EASTERN CO CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|462
EML|EASTERN CO CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|10785
EML|EASTERN CO CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|57
EML|EASTERN CO CMN STK|GTSZ|GTS SECURITIES LLC|635
EML|EASTERN CO CMN STK|IBKR|Interactive Brokers Llc|8911
EML|EASTERN CO CMN STK|IEQY|CITADEL SECURITIES LLC|300
EML|EASTERN CO CMN STK|INCA|INSTINET, LLC|5495
EML|EASTERN CO CMN STK|INJX|INSTINET, LLC|581
EML|EASTERN CO CMN STK|ITGI|ITG Inc.|338
EML|EASTERN CO CMN STK|ITGP|ITG INC.|600
EML|EASTERN CO CMN STK|JEFF|JEFFERIES LLC|2435
EML|EASTERN CO CMN STK|JPMX|J.P. Morgan Securities LLC|1435
EML|EASTERN CO CMN STK|KCGM|VIRTU Americas LLC|324
EML|EASTERN CO CMN STK|LEHM|Barclays Capital Inc./Le|4693
EML|EASTERN CO CMN STK|LIME|Lime Brokerage LLC|14077
EML|EASTERN CO CMN STK|LMGP|LIME BROKERAGE LLC|600
EML|EASTERN CO CMN STK|MAXM|Maxim Group LLC|427
EML|EASTERN CO CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EML|EASTERN CO CMN STK|MSCO|MORGAN STANLEY & CO. LLC|20314
EML|EASTERN CO CMN STK|MSPL|MORGAN STANLEY & CO. LLC|800
EML|EASTERN CO CMN STK|NFSC|National Financial Services LLC|2518
EML|EASTERN CO CMN STK|NITE|VIRTU Americas LLC|10670
EML|EASTERN CO CMN STK|OPCO|Oppenheimer & Co. Inc.|4
EML|EASTERN CO CMN STK|PDQM|CODA MARKETS, INC.|765
EML|EASTERN CO CMN STK|RAJA|Raymond James & Associates, Inc.|9
EML|EASTERN CO CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|1
EML|EASTERN CO CMN STK|SBSH|Citigroup Global Markets Inc.|6113
EML|EASTERN CO CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|4
EML|EASTERN CO CMN STK|SPDR|SPEEDROUTE LLC|2658
EML|EASTERN CO CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|14640
EML|EASTERN CO CMN STK|SWIM|TD Ameritrade, Inc.|1403
EML|EASTERN CO CMN STK|TKNG|ALLY INVEST SECURITIES LLC|400
EML|EASTERN CO CMN STK|TMBR|Timber Hill LLC|252
EML|EASTERN CO CMN STK|TRCM|TRC MARKETS LLC|595
EML|EASTERN CO CMN STK|UBSA|UBS SECURITIES LLC|3115
EML|EASTERN CO CMN STK|UBSS|UBS Securities LLC|15226
EML|EASTERN CO CMN STK|VALX|VIRTU AMERICAS LLC|292
EML|EASTERN CO CMN STK|VGRD|Vanguard Marketing Corporation|5
EML|EASTERN CO CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|1332
EML|EASTERN CO CMN STK|WEED|Weeden & Co.L.P.|1800
EML|EASTERN CO CMN STK|WSEA|WOLVERINE SECURITIES, LLC|110
EML|EASTERN CO CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|100
EML|EASTERN CO CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|498
EMLC|VE VCTRS JP M EM|AGIS|Aegis Capital Corp.|1658
EMLC|VE VCTRS JP M EM|ALTX|Alternet Securities Inc.|43565
EMLC|VE VCTRS JP M EM|APCC|Apex Clearing Corporation|85444
EMLC|VE VCTRS JP M EM|BANK|Primevest Financial Services, Inc.|1306
EMLC|VE VCTRS JP M EM|BARD|Robert W. Baird & Co. Incorporated|2618
EMLC|VE VCTRS JP M EM|BATM|CBOE TRADING, INC.|1100
EMLC|VE VCTRS JP M EM|BBNT|BB&T SECURITIES, LLC|18406
EMLC|VE VCTRS JP M EM|BERN|Sanford C. Bernstein & Co., LLC|4000
EMLC|VE VCTRS JP M EM|BIDS|BIDS TRADING L.P.|100
EMLC|VE VCTRS JP M EM|BKCM|BNY Mellon Capital Markets LLC|932062
EMLC|VE VCTRS JP M EM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|491013
EMLC|VE VCTRS JP M EM|BLKX|INSTINET, LLC|10600
EMLC|VE VCTRS JP M EM|BLTK|Bulltick, Llc|13301
EMLC|VE VCTRS JP M EM|BTIG|BTIG, LLC|13258
EMLC|VE VCTRS JP M EM|BYXM|CBOE TRADING, INC.|419777
EMLC|VE VCTRS JP M EM|CANT|Cantor Fitzgerald & Co.|486071
EMLC|VE VCTRS JP M EM|CBLC|CITIGROUP GLOBAL MARKETS INC.|138126
EMLC|VE VCTRS JP M EM|CHAS|Charles Schwab & Co., Inc.|12415852
EMLC|VE VCTRS JP M EM|CICF|Canaccord Genuity Corp.|260
EMLC|VE VCTRS JP M EM|CIST|Capital Institutional Services, Inc.|2800
EMLC|VE VCTRS JP M EM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|950059
EMLC|VE VCTRS JP M EM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1148563
EMLC|VE VCTRS JP M EM|CSIN|Citadel Securities Institutional LLC|107141
EMLC|VE VCTRS JP M EM|CTDL|Citadel Derivatives Group Llc|111632
EMLC|VE VCTRS JP M EM|CXCX|CITIGROUP GLOBAL MARKETS INC.|456500
EMLC|VE VCTRS JP M EM|DADA|D.A. Davidson & Co.|3097
EMLC|VE VCTRS JP M EM|DBAB|Deutsche Bank Securities Inc.|72000
EMLC|VE VCTRS JP M EM|DBAX|Deutsche Bank Securities Inc.|525500
EMLC|VE VCTRS JP M EM|DCHF|Dart Executions, LLC|225
EMLC|VE VCTRS JP M EM|DEAN|MORGAN STANLEY|18992
EMLC|VE VCTRS JP M EM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25950
EMLC|VE VCTRS JP M EM|EBXL|EBX LLC|572200
EMLC|VE VCTRS JP M EM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8779
EMLC|VE VCTRS JP M EM|EDJO|Edward D. Jones & Co., L.P.|3713
EMLC|VE VCTRS JP M EM|EGAM|CBOE TRADING, INC.|15502
EMLC|VE VCTRS JP M EM|EGAW|CBOE TRADING, INC.|200
EMLC|VE VCTRS JP M EM|EGXM|CBOE TRADING, INC.|1060
EMLC|VE VCTRS JP M EM|ETBE|Electronic Transaction Clearing, Inc.|136050
EMLC|VE VCTRS JP M EM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3600
EMLC|VE VCTRS JP M EM|ETRS|E*Trade Securities LLC|37175
EMLC|VE VCTRS JP M EM|FBSB|U.S. Bancorp Investments, Inc.|835
EMLC|VE VCTRS JP M EM|FCST|INTL FCSTONE FINANCIAL INC.|58700
EMLC|VE VCTRS JP M EM|FILL|Tradestation Securities, Inc.|3289
EMLC|VE VCTRS JP M EM|FINX|FINTECH SECURITIES|100
EMLC|VE VCTRS JP M EM|FLTU|FLOW TRADERS US LLC|422848
EMLC|VE VCTRS JP M EM|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|410648
EMLC|VE VCTRS JP M EM|FMAF|NBCN Inc./ CDS|2629
EMLC|VE VCTRS JP M EM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12590
EMLC|VE VCTRS JP M EM|FTBR|Foliofn Investments, Inc.|7159
EMLC|VE VCTRS JP M EM|GBMT|GBM International, Inc.|5770
EMLC|VE VCTRS JP M EM|GEBB|GLOBAL EXECUTION BROKERS, LP|297320
EMLC|VE VCTRS JP M EM|GLPX|ACS EXECUTION SERVICES, LLC|43189
EMLC|VE VCTRS JP M EM|GSCO|GOLDMAN SACHS & CO. LLC|1722750
EMLC|VE VCTRS JP M EM|GSCS|GOLDMAN SACHS & CO. LLC|5656
EMLC|VE VCTRS JP M EM|GSLT|GOLDMAN SACHS & CO. LLC|482956
EMLC|VE VCTRS JP M EM|GTSZ|GTS SECURITIES LLC|17082
EMLC|VE VCTRS JP M EM|HRBF|American Enterprise Investment Services Inc.|89593
EMLC|VE VCTRS JP M EM|HSBC|HSBC Securities, Inc.|14100
EMLC|VE VCTRS JP M EM|IATS|INTERACTIVE BROKERS LLC|43734
EMLC|VE VCTRS JP M EM|IBKR|Interactive Brokers Llc|116106
EMLC|VE VCTRS JP M EM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|296921
EMLC|VE VCTRS JP M EM|ICBX|INSTINET, LLC|565294
EMLC|VE VCTRS JP M EM|INCA|INSTINET, LLC|224675
EMLC|VE VCTRS JP M EM|ITGI|ITG Inc.|354589
EMLC|VE VCTRS JP M EM|ITGP|ITG INC.|1155600
EMLC|VE VCTRS JP M EM|JANY|Janney Montgomery Scott Inc.|2969
EMLC|VE VCTRS JP M EM|JEFF|JEFFERIES LLC|23143
EMLC|VE VCTRS JP M EM|JMPT|JUMP TRADING, LLC|122474
EMLC|VE VCTRS JP M EM|JPMX|J.P. Morgan Securities LLC|557681
EMLC|VE VCTRS JP M EM|JSEB|JANE STREET EXECUTION SERVICES, LLC|41870855
EMLC|VE VCTRS JP M EM|JSJX|JANE STREET CAPITAL LLC|970522
EMLC|VE VCTRS JP M EM|KCGM|VIRTU Americas LLC|276617
EMLC|VE VCTRS JP M EM|LEHM|Barclays Capital Inc./Le|1828200
EMLC|VE VCTRS JP M EM|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|44028
EMLC|VE VCTRS JP M EM|LIME|Lime Brokerage LLC|49400
EMLC|VE VCTRS JP M EM|LSCI|Lek Securities Corporation|9376
EMLC|VE VCTRS JP M EM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
EMLC|VE VCTRS JP M EM|MACC|Mid Atlantic Capital Corporation|25149
EMLC|VE VCTRS JP M EM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1411262
EMLC|VE VCTRS JP M EM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|25810
EMLC|VE VCTRS JP M EM|MOTF|MOTIF INVESTING, INC.|1
EMLC|VE VCTRS JP M EM|MSCO|MORGAN STANLEY & CO. LLC|2151540
EMLC|VE VCTRS JP M EM|MSPL|MORGAN STANLEY & CO. LLC|385000
EMLC|VE VCTRS JP M EM|MSTX|MORGAN STANLEY & CO. LLC|2200
EMLC|VE VCTRS JP M EM|NFSC|National Financial Services LLC|563679
EMLC|VE VCTRS JP M EM|NITE|VIRTU Americas LLC|2695012
EMLC|VE VCTRS JP M EM|NITP|VIRTU Americas LLC|432526
EMLC|VE VCTRS JP M EM|NQRB|Brut, LLC|200
EMLC|VE VCTRS JP M EM|NTBF|BMO Nesbitt Burns Inc./CDS|100
EMLC|VE VCTRS JP M EM|NTRC|Northern Trust Securities, Inc.|18
EMLC|VE VCTRS JP M EM|OLDM|OLD MISSION CAPITAL, LLC|184449
EMLC|VE VCTRS JP M EM|OPCO|Oppenheimer & Co. Inc.|2117
EMLC|VE VCTRS JP M EM|OTAA|OTA LLC|500
EMLC|VE VCTRS JP M EM|PDQM|CODA MARKETS, INC.|78780
EMLC|VE VCTRS JP M EM|PICT|Pictet Overseas Inc.|10000
EMLC|VE VCTRS JP M EM|PWJC|UBS Financial Services, Inc.|3875
EMLC|VE VCTRS JP M EM|RBCM|RBC CAPITAL MARKETS, LLC|24997
EMLC|VE VCTRS JP M EM|SAGL|SAGETRADER, LLC|1300
EMLC|VE VCTRS JP M EM|SBSH|Citigroup Global Markets Inc.|1295615
EMLC|VE VCTRS JP M EM|SEIC|SEI Investments Distribution Co.|4007
EMLC|VE VCTRS JP M EM|SGMT|GOLDMAN SACHS & CO. LLC|355504
EMLC|VE VCTRS JP M EM|SPDR|SPEEDROUTE LLC|1300
EMLC|VE VCTRS JP M EM|STFL|Stifel, Nicolaus & Company, Incorporated|28821
EMLC|VE VCTRS JP M EM|SWIM|TD Ameritrade, Inc.|26659
EMLC|VE VCTRS JP M EM|SWST|Hilltop Securities Inc.|40230
EMLC|VE VCTRS JP M EM|TKNG|ALLY INVEST SECURITIES LLC|368
EMLC|VE VCTRS JP M EM|TRBT|Tradebot Systems, Inc.|610194
EMLC|VE VCTRS JP M EM|TRCM|TRC MARKETS LLC|299
EMLC|VE VCTRS JP M EM|TWTT|TASTYWORKS, INC.|10
EMLC|VE VCTRS JP M EM|UBSA|UBS SECURITIES LLC|2007849
EMLC|VE VCTRS JP M EM|UBSS|UBS Securities LLC|1649868
EMLC|VE VCTRS JP M EM|VALX|VIRTU AMERICAS LLC|3579
EMLC|VE VCTRS JP M EM|VGRD|Vanguard Marketing Corporation|42964
EMLC|VE VCTRS JP M EM|VSIN|Vision Financial Markets Llc|585
EMLC|VE VCTRS JP M EM|WABR|Wall Street Access|13590
EMLC|VE VCTRS JP M EM|WBET|Wallachbeth Capital LLC|13784
EMLC|VE VCTRS JP M EM|WCHV|WELLS FARGO SECURITIES, LLC|762483
EMLC|VE VCTRS JP M EM|WEDB|WEDBUSH SECURITIES INC.|88
EMLC|VE VCTRS JP M EM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5549
EMLC|VE VCTRS JP M EM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3939
EMLC|VE VCTRS JP M EM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|373
EMLC|VE VCTRS JP M EM|WSEA|WOLVERINE SECURITIES, LLC|7057
EMLC|VE VCTRS JP M EM|XIST|INSTINET, LLC|14800
EMLC|VE VCTRS JP M EM|XPUS|XP SECURITIES, LLC|3550
EMLC|VE VCTRS JP M EM|XSTM|NATIONAL FINANCIAL SERVICES LLC|50220
EMLC|VE VCTRS JP M EM|YKNA|COMHAR CAPITAL MARKETS, LLC|339
EMLC|VE VCTRS JP M EM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|561386
EMLP|FT NA ENERGY INFRA|AGIS|Aegis Capital Corp.|197
EMLP|FT NA ENERGY INFRA|ALTX|Alternet Securities Inc.|1200
EMLP|FT NA ENERGY INFRA|APCC|Apex Clearing Corporation|3430
EMLP|FT NA ENERGY INFRA|BANK|Primevest Financial Services, Inc.|681
EMLP|FT NA ENERGY INFRA|BARD|Robert W. Baird & Co. Incorporated|12970
EMLP|FT NA ENERGY INFRA|BATM|CBOE TRADING, INC.|10600
EMLP|FT NA ENERGY INFRA|BBNT|BB&T SECURITIES, LLC|74398
EMLP|FT NA ENERGY INFRA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|101879
EMLP|FT NA ENERGY INFRA|CANT|Cantor Fitzgerald & Co.|1158612
EMLP|FT NA ENERGY INFRA|CHAS|Charles Schwab & Co., Inc.|24405
EMLP|FT NA ENERGY INFRA|CIST|Capital Institutional Services, Inc.|18883
EMLP|FT NA ENERGY INFRA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|117344
EMLP|FT NA ENERGY INFRA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42281
EMLP|FT NA ENERGY INFRA|CSIN|Citadel Securities Institutional LLC|294508
EMLP|FT NA ENERGY INFRA|CTDL|Citadel Derivatives Group Llc|530639
EMLP|FT NA ENERGY INFRA|CXCX|CITIGROUP GLOBAL MARKETS INC.|15380
EMLP|FT NA ENERGY INFRA|DADA|D.A. Davidson & Co.|2186
EMLP|FT NA ENERGY INFRA|DAVA|Davenport & Company LLC|204
EMLP|FT NA ENERGY INFRA|DBAB|Deutsche Bank Securities Inc.|4371
EMLP|FT NA ENERGY INFRA|DBAX|Deutsche Bank Securities Inc.|57500
EMLP|FT NA ENERGY INFRA|DEAN|MORGAN STANLEY|800695
EMLP|FT NA ENERGY INFRA|EBXL|EBX LLC|48600
EMLP|FT NA ENERGY INFRA|ECUT|CONVERGEX EXECUTION SOLUTIONS|213064
EMLP|FT NA ENERGY INFRA|EDJO|Edward D. Jones & Co., L.P.|16644
EMLP|FT NA ENERGY INFRA|EGAM|CBOE TRADING, INC.|9768
EMLP|FT NA ENERGY INFRA|EGXM|CBOE TRADING, INC.|4056
EMLP|FT NA ENERGY INFRA|ETBE|Electronic Transaction Clearing, Inc.|2000
EMLP|FT NA ENERGY INFRA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1892
EMLP|FT NA ENERGY INFRA|ETRS|E*Trade Securities LLC|6304
EMLP|FT NA ENERGY INFRA|FBSB|U.S. Bancorp Investments, Inc.|228
EMLP|FT NA ENERGY INFRA|FINX|FINTECH SECURITIES|4134
EMLP|FT NA ENERGY INFRA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1231
EMLP|FT NA ENERGY INFRA|FTBR|Foliofn Investments, Inc.|2016
EMLP|FT NA ENERGY INFRA|GEBB|GLOBAL EXECUTION BROKERS, LP|5050
EMLP|FT NA ENERGY INFRA|GSCO|GOLDMAN SACHS & CO. LLC|165641
EMLP|FT NA ENERGY INFRA|GSLT|GOLDMAN SACHS & CO. LLC|2597
EMLP|FT NA ENERGY INFRA|GTSZ|GTS SECURITIES LLC|4000
EMLP|FT NA ENERGY INFRA|HRBF|American Enterprise Investment Services Inc.|3890
EMLP|FT NA ENERGY INFRA|ICBX|INSTINET, LLC|52306
EMLP|FT NA ENERGY INFRA|INCA|INSTINET, LLC|33172
EMLP|FT NA ENERGY INFRA|INJX|INSTINET, LLC|840
EMLP|FT NA ENERGY INFRA|ITGI|ITG Inc.|69144
EMLP|FT NA ENERGY INFRA|ITGP|ITG INC.|19800
EMLP|FT NA ENERGY INFRA|JANY|Janney Montgomery Scott Inc.|24796
EMLP|FT NA ENERGY INFRA|JEFF|JEFFERIES LLC|17923
EMLP|FT NA ENERGY INFRA|JMPT|JUMP TRADING, LLC|370
EMLP|FT NA ENERGY INFRA|JPMX|J.P. Morgan Securities LLC|68864
EMLP|FT NA ENERGY INFRA|JSJX|JANE STREET CAPITAL LLC|364049
EMLP|FT NA ENERGY INFRA|KCGM|VIRTU Americas LLC|26569
EMLP|FT NA ENERGY INFRA|LEHM|Barclays Capital Inc./Le|91000
EMLP|FT NA ENERGY INFRA|LIME|Lime Brokerage LLC|11840
EMLP|FT NA ENERGY INFRA|MACC|Mid Atlantic Capital Corporation|2020
EMLP|FT NA ENERGY INFRA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39994
EMLP|FT NA ENERGY INFRA|MOTF|MOTIF INVESTING, INC.|3
EMLP|FT NA ENERGY INFRA|MSCO|MORGAN STANLEY & CO. LLC|760439
EMLP|FT NA ENERGY INFRA|MSPL|MORGAN STANLEY & CO. LLC|55900
EMLP|FT NA ENERGY INFRA|NFSC|National Financial Services LLC|1022905
EMLP|FT NA ENERGY INFRA|NITE|VIRTU Americas LLC|835684
EMLP|FT NA ENERGY INFRA|NITP|VIRTU Americas LLC|7000
EMLP|FT NA ENERGY INFRA|NQRB|Brut, LLC|600
EMLP|FT NA ENERGY INFRA|NTRC|Northern Trust Securities, Inc.|304
EMLP|FT NA ENERGY INFRA|OPCO|Oppenheimer & Co. Inc.|4109
EMLP|FT NA ENERGY INFRA|PDQM|CODA MARKETS, INC.|892
EMLP|FT NA ENERGY INFRA|PWJC|UBS Financial Services, Inc.|2000
EMLP|FT NA ENERGY INFRA|RBCM|RBC CAPITAL MARKETS, LLC|5563
EMLP|FT NA ENERGY INFRA|SALI|INTL FCSTONE FINANCIAL INC.|2030
EMLP|FT NA ENERGY INFRA|SBSH|Citigroup Global Markets Inc.|1300
EMLP|FT NA ENERGY INFRA|SEIC|SEI Investments Distribution Co.|700
EMLP|FT NA ENERGY INFRA|SGMT|GOLDMAN SACHS & CO. LLC|24319
EMLP|FT NA ENERGY INFRA|SPHN|Stephens Inc.|245
EMLP|FT NA ENERGY INFRA|STFL|Stifel, Nicolaus & Company, Incorporated|16465
EMLP|FT NA ENERGY INFRA|SWIM|TD Ameritrade, Inc.|1457
EMLP|FT NA ENERGY INFRA|SWST|Hilltop Securities Inc.|2849
EMLP|FT NA ENERGY INFRA|TRCM|TRC MARKETS LLC|14777
EMLP|FT NA ENERGY INFRA|UBSA|UBS SECURITIES LLC|85969
EMLP|FT NA ENERGY INFRA|UBSS|UBS Securities LLC|647683
EMLP|FT NA ENERGY INFRA|VALX|VIRTU AMERICAS LLC|3232
EMLP|FT NA ENERGY INFRA|VGRD|Vanguard Marketing Corporation|9427
EMLP|FT NA ENERGY INFRA|WABR|Wall Street Access|33932
EMLP|FT NA ENERGY INFRA|WBLR|WILLIAM BLAIR|1035
EMLP|FT NA ENERGY INFRA|WCHV|WELLS FARGO SECURITIES, LLC|316018
EMLP|FT NA ENERGY INFRA|WEDB|WEDBUSH SECURITIES INC.|5
EMLP|FT NA ENERGY INFRA|WEED|Weeden & Co.L.P.|10
EMLP|FT NA ENERGY INFRA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2868
EMLP|FT NA ENERGY INFRA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|323
EMLP|FT NA ENERGY INFRA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
EMLP|FT NA ENERGY INFRA|WSEA|WOLVERINE SECURITIES, LLC|5665
EMLP|FT NA ENERGY INFRA|XSTM|NATIONAL FINANCIAL SERVICES LLC|9600
EMLP|FT NA ENERGY INFRA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|97001
EMMS|EMMIS COMMUN CL A|ALTX|Alternet Securities Inc.|100
EMMS|EMMIS COMMUN CL A|APCC|Apex Clearing Corporation|44
EMMS|EMMIS COMMUN CL A|BATM|CBOE TRADING, INC.|800
EMMS|EMMIS COMMUN CL A|BYXM|CBOE TRADING, INC.|100
EMMS|EMMIS COMMUN CL A|CANT|Cantor Fitzgerald & Co.|333
EMMS|EMMIS COMMUN CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
EMMS|EMMIS COMMUN CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|150
EMMS|EMMIS COMMUN CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
EMMS|EMMIS COMMUN CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
EMMS|EMMIS COMMUN CL A|DBAB|Deutsche Bank Securities Inc.|2733
EMMS|EMMIS COMMUN CL A|DBAX|Deutsche Bank Securities Inc.|300
EMMS|EMMIS COMMUN CL A|DEGS|RONIN PROFESSIONAL LLC|3500
EMMS|EMMIS COMMUN CL A|EBXL|EBX LLC|100
EMMS|EMMIS COMMUN CL A|EGXM|CBOE TRADING, INC.|200
EMMS|EMMIS COMMUN CL A|EGXW|CBOE TRADING, INC.|371
EMMS|EMMIS COMMUN CL A|ETRS|E*Trade Securities LLC|784
EMMS|EMMIS COMMUN CL A|FBCO|Credit Suisse Securities (USA) LLC|804
EMMS|EMMIS COMMUN CL A|FILL|Tradestation Securities, Inc.|3
EMMS|EMMIS COMMUN CL A|FOMA|TD AMERITRADE CLEARING, INC.|16221
EMMS|EMMIS COMMUN CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61
EMMS|EMMIS COMMUN CL A|FTBR|Foliofn Investments, Inc.|2234
EMMS|EMMIS COMMUN CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|349
EMMS|EMMIS COMMUN CL A|GLPX|ACS EXECUTION SERVICES, LLC|4
EMMS|EMMIS COMMUN CL A|GSCO|GOLDMAN SACHS & CO. LLC|536
EMMS|EMMIS COMMUN CL A|GSLT|GOLDMAN SACHS & CO. LLC|12174
EMMS|EMMIS COMMUN CL A|GTSZ|GTS SECURITIES LLC|1589
EMMS|EMMIS COMMUN CL A|IATS|INTERACTIVE BROKERS LLC|1998
EMMS|EMMIS COMMUN CL A|IBKR|Interactive Brokers Llc|11661
EMMS|EMMIS COMMUN CL A|ICBX|INSTINET, LLC|200
EMMS|EMMIS COMMUN CL A|INCA|INSTINET, LLC|5227
EMMS|EMMIS COMMUN CL A|INJX|INSTINET, LLC|700
EMMS|EMMIS COMMUN CL A|ITGI|ITG Inc.|9314
EMMS|EMMIS COMMUN CL A|JEFF|JEFFERIES LLC|600
EMMS|EMMIS COMMUN CL A|JPMX|J.P. Morgan Securities LLC|800
EMMS|EMMIS COMMUN CL A|KCGM|VIRTU Americas LLC|300
EMMS|EMMIS COMMUN CL A|LEHM|Barclays Capital Inc./Le|68
EMMS|EMMIS COMMUN CL A|LIME|Lime Brokerage LLC|15427
EMMS|EMMIS COMMUN CL A|LOOP|Loop Capital Markets LLC|149
EMMS|EMMIS COMMUN CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
EMMS|EMMIS COMMUN CL A|MOTF|MOTIF INVESTING, INC.|1
EMMS|EMMIS COMMUN CL A|MSCO|MORGAN STANLEY & CO. LLC|31157
EMMS|EMMIS COMMUN CL A|MSPL|MORGAN STANLEY & CO. LLC|1300
EMMS|EMMIS COMMUN CL A|NFSC|National Financial Services LLC|6484
EMMS|EMMIS COMMUN CL A|NITE|VIRTU Americas LLC|28116
EMMS|EMMIS COMMUN CL A|NQRB|Brut, LLC|1900
EMMS|EMMIS COMMUN CL A|PDQM|CODA MARKETS, INC.|4
EMMS|EMMIS COMMUN CL A|RBCM|RBC CAPITAL MARKETS, LLC|500
EMMS|EMMIS COMMUN CL A|SBSH|Citigroup Global Markets Inc.|28
EMMS|EMMIS COMMUN CL A|SGMT|GOLDMAN SACHS & CO. LLC|105
EMMS|EMMIS COMMUN CL A|SPDR|SPEEDROUTE LLC|16493
EMMS|EMMIS COMMUN CL A|SWIM|TD Ameritrade, Inc.|2601
EMMS|EMMIS COMMUN CL A|TRCM|TRC MARKETS LLC|9619
EMMS|EMMIS COMMUN CL A|UBSA|UBS SECURITIES LLC|2264
EMMS|EMMIS COMMUN CL A|UBSS|UBS Securities LLC|10617
EMMS|EMMIS COMMUN CL A|VALX|VIRTU AMERICAS LLC|615
EMMS|EMMIS COMMUN CL A|VGRD|Vanguard Marketing Corporation|260
EMMS|EMMIS COMMUN CL A|WCHV|WELLS FARGO SECURITIES, LLC|625
EMMS|EMMIS COMMUN CL A|WEED|Weeden & Co.L.P.|1000
EMMS|EMMIS COMMUN CL A|WSEA|WOLVERINE SECURITIES, LLC|41
EMMS|EMMIS COMMUN CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
EMN|EASTMAN CHEM CO|ABLE|NATIXIS Securities Americas LLC|4035
EMN|EASTMAN CHEM CO|ACAD|ACADEMY SECURITIES, INC.|1800
EMN|EASTMAN CHEM CO|AGIS|Aegis Capital Corp.|4
EMN|EASTMAN CHEM CO|ALTX|Alternet Securities Inc.|8840
EMN|EASTMAN CHEM CO|ANOS|ABEL/NOSER, L.L.C.|300
EMN|EASTMAN CHEM CO|APCC|Apex Clearing Corporation|83
EMN|EASTMAN CHEM CO|AQUA|AQUA SECURITIES L.P.|4200
EMN|EASTMAN CHEM CO|BALE|M&T SECURITIES, INC.|487
EMN|EASTMAN CHEM CO|BANK|Primevest Financial Services, Inc.|1006
EMN|EASTMAN CHEM CO|BARD|Robert W. Baird & Co. Incorporated|2077
EMN|EASTMAN CHEM CO|BATM|CBOE TRADING, INC.|4795
EMN|EASTMAN CHEM CO|BAYC|BAY CREST PARTNERS, LLC|16
EMN|EASTMAN CHEM CO|BBNT|BB&T SECURITIES, LLC|241
EMN|EASTMAN CHEM CO|BERN|Sanford C. Bernstein & Co., LLC|92720
EMN|EASTMAN CHEM CO|BIAD|SAGETRADER, LLC|743
EMN|EASTMAN CHEM CO|BIDS|BIDS TRADING L.P.|40600
EMN|EASTMAN CHEM CO|BIMI|Banca IMI Securities Corp.|29
EMN|EASTMAN CHEM CO|BKCM|BNY Mellon Capital Markets LLC|685
EMN|EASTMAN CHEM CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7991
EMN|EASTMAN CHEM CO|BLKX|INSTINET, LLC|54830
EMN|EASTMAN CHEM CO|BNPX|BNP PARIBAS SECURITIES CORP.|147409
EMN|EASTMAN CHEM CO|BRGE|Newbridge Securities Corp.|750
EMN|EASTMAN CHEM CO|BTIG|BTIG, LLC|31041
EMN|EASTMAN CHEM CO|BYXM|CBOE TRADING, INC.|1865
EMN|EASTMAN CHEM CO|BZYD|GOLDMAN SACHS & CO. LLC|130
EMN|EASTMAN CHEM CO|CABR|Cabrera Capital Markets, Inc.|115
EMN|EASTMAN CHEM CO|CANT|Cantor Fitzgerald & Co.|239
EMN|EASTMAN CHEM CO|CHAS|Charles Schwab & Co., Inc.|1431
EMN|EASTMAN CHEM CO|CIBP|CIBC World Markets Corp.|10409
EMN|EASTMAN CHEM CO|CICF|Canaccord Genuity Corp.|1973
EMN|EASTMAN CHEM CO|CIST|Capital Institutional Services, Inc.|1206
EMN|EASTMAN CHEM CO|CLSA|CLSA AMERICAS, LLC|60671
EMN|EASTMAN CHEM CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41072
EMN|EASTMAN CHEM CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
EMN|EASTMAN CHEM CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1404
EMN|EASTMAN CHEM CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|389704
EMN|EASTMAN CHEM CO|CTDL|Citadel Derivatives Group Llc|5140
EMN|EASTMAN CHEM CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|37188
EMN|EASTMAN CHEM CO|DADA|D.A. Davidson & Co.|143
EMN|EASTMAN CHEM CO|DAVA|Davenport & Company LLC|505
EMN|EASTMAN CHEM CO|DBAB|Deutsche Bank Securities Inc.|386558
EMN|EASTMAN CHEM CO|DBAX|Deutsche Bank Securities Inc.|212200
EMN|EASTMAN CHEM CO|DBUL|Deutsche Bank Securities Inc.|6643
EMN|EASTMAN CHEM CO|DCHF|Dart Executions, LLC|4316
EMN|EASTMAN CHEM CO|DEAN|MORGAN STANLEY|6390
EMN|EASTMAN CHEM CO|DEGS|RONIN PROFESSIONAL LLC|800
EMN|EASTMAN CHEM CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|711
EMN|EASTMAN CHEM CO|EBXL|EBX LLC|195900
EMN|EASTMAN CHEM CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|19428
EMN|EASTMAN CHEM CO|EDJO|Edward D. Jones & Co., L.P.|14398
EMN|EASTMAN CHEM CO|EGAM|CBOE TRADING, INC.|16151
EMN|EASTMAN CHEM CO|EGAW|CBOE TRADING, INC.|15
EMN|EASTMAN CHEM CO|EGMT|EG MARKET TECHNOLOGIES LLC|600
EMN|EASTMAN CHEM CO|EGXM|CBOE TRADING, INC.|2968
EMN|EASTMAN CHEM CO|ELEV|ELEVATION, LLC|355
EMN|EASTMAN CHEM CO|ETBE|Electronic Transaction Clearing, Inc.|26123
EMN|EASTMAN CHEM CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
EMN|EASTMAN CHEM CO|ETCC|Electronic Transaction Clearing, Inc.|909
EMN|EASTMAN CHEM CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|557
EMN|EASTMAN CHEM CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34722
EMN|EASTMAN CHEM CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
EMN|EASTMAN CHEM CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1430
EMN|EASTMAN CHEM CO|ETRS|E*Trade Securities LLC|25201
EMN|EASTMAN CHEM CO|FBSB|U.S. Bancorp Investments, Inc.|166
EMN|EASTMAN CHEM CO|FILL|Tradestation Securities, Inc.|991
EMN|EASTMAN CHEM CO|FMAF|NBCN Inc./ CDS|630
EMN|EASTMAN CHEM CO|FMCO|First Manhattan Co|500
EMN|EASTMAN CHEM CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5576
EMN|EASTMAN CHEM CO|FQLS|Quantlab Securities LP|333039
EMN|EASTMAN CHEM CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106886
EMN|EASTMAN CHEM CO|FTBR|Foliofn Investments, Inc.|2731
EMN|EASTMAN CHEM CO|GEBB|GLOBAL EXECUTION BROKERS, LP|5805
EMN|EASTMAN CHEM CO|GLIS|TD Securities Inc|409
EMN|EASTMAN CHEM CO|GLPX|ACS EXECUTION SERVICES, LLC|82896
EMN|EASTMAN CHEM CO|GSCO|GOLDMAN SACHS & CO. LLC|947561
EMN|EASTMAN CHEM CO|GSCS|GOLDMAN SACHS & CO. LLC|11200
EMN|EASTMAN CHEM CO|GSLT|GOLDMAN SACHS & CO. LLC|8447
EMN|EASTMAN CHEM CO|GTSZ|GTS SECURITIES LLC|248076
EMN|EASTMAN CHEM CO|HASF|Haywood Securities Inc./CDS|1590
EMN|EASTMAN CHEM CO|HRBF|American Enterprise Investment Services Inc.|8686
EMN|EASTMAN CHEM CO|HSBC|HSBC Securities, Inc.|30996
EMN|EASTMAN CHEM CO|IATS|INTERACTIVE BROKERS LLC|5164
EMN|EASTMAN CHEM CO|IBKR|Interactive Brokers Llc|9955
EMN|EASTMAN CHEM CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|736
EMN|EASTMAN CHEM CO|ICBX|INSTINET, LLC|28378
EMN|EASTMAN CHEM CO|IEQY|CITADEL SECURITIES LLC|108796
EMN|EASTMAN CHEM CO|INCA|INSTINET, LLC|413518
EMN|EASTMAN CHEM CO|INJX|INSTINET, LLC|3581
EMN|EASTMAN CHEM CO|ITGI|ITG Inc.|54708
EMN|EASTMAN CHEM CO|ITGP|ITG INC.|136400
EMN|EASTMAN CHEM CO|JANY|Janney Montgomery Scott Inc.|2623
EMN|EASTMAN CHEM CO|JEFF|JEFFERIES LLC|38794
EMN|EASTMAN CHEM CO|JMPT|JUMP TRADING, LLC|56740
EMN|EASTMAN CHEM CO|JONE|JonesTrading|17
EMN|EASTMAN CHEM CO|JPBX|J.P. MORGAN SECURITIES LLC|144192
EMN|EASTMAN CHEM CO|JPMX|J.P. Morgan Securities LLC|516378
EMN|EASTMAN CHEM CO|JSJX|JANE STREET CAPITAL LLC|8019
EMN|EASTMAN CHEM CO|KCGM|VIRTU Americas LLC|33019
EMN|EASTMAN CHEM CO|KEYB|KEYBANC CAPITAL MARKETS INC.|13798
EMN|EASTMAN CHEM CO|LEHM|Barclays Capital Inc./Le|836718
EMN|EASTMAN CHEM CO|LIME|Lime Brokerage LLC|41141
EMN|EASTMAN CHEM CO|LIWD|LIME BROKERAGE LLC|220
EMN|EASTMAN CHEM CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|41414
EMN|EASTMAN CHEM CO|LOOP|Loop Capital Markets LLC|432
EMN|EASTMAN CHEM CO|LQNA|LIQUIDNET, INC.|32000
EMN|EASTMAN CHEM CO|LQNB|LIQUIDNET, INC.|13900
EMN|EASTMAN CHEM CO|LSCI|Lek Securities Corporation|125
EMN|EASTMAN CHEM CO|MACC|Mid Atlantic Capital Corporation|1105
EMN|EASTMAN CHEM CO|MAXM|Maxim Group LLC|834
EMN|EASTMAN CHEM CO|MBTS|ALLY INVEST SECURITIES LLC|103
EMN|EASTMAN CHEM CO|MCMF|Raymond James Ltd. Cds|282
EMN|EASTMAN CHEM CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67212
EMN|EASTMAN CHEM CO|MOTF|MOTIF INVESTING, INC.|17
EMN|EASTMAN CHEM CO|MSCO|MORGAN STANLEY & CO. LLC|1307230
EMN|EASTMAN CHEM CO|MSPL|MORGAN STANLEY & CO. LLC|287500
EMN|EASTMAN CHEM CO|MSTX|MORGAN STANLEY & CO. LLC|88300
EMN|EASTMAN CHEM CO|NATL|National Securities Corporation|80
EMN|EASTMAN CHEM CO|NFSC|National Financial Services LLC|245782
EMN|EASTMAN CHEM CO|NITE|VIRTU Americas LLC|322203
EMN|EASTMAN CHEM CO|NITP|VIRTU Americas LLC|300
EMN|EASTMAN CHEM CO|NQRB|Brut, LLC|8431
EMN|EASTMAN CHEM CO|NTBF|BMO Nesbitt Burns Inc./CDS|1951
EMN|EASTMAN CHEM CO|NTRC|Northern Trust Securities, Inc.|15
EMN|EASTMAN CHEM CO|OHOS|TWO SIGMA SECURITIES, LLC|79730
EMN|EASTMAN CHEM CO|OPCO|Oppenheimer & Co. Inc.|1576
EMN|EASTMAN CHEM CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|567
EMN|EASTMAN CHEM CO|PDQM|CODA MARKETS, INC.|168849
EMN|EASTMAN CHEM CO|PHLY|NASDAQ Execution Services, LLC|800
EMN|EASTMAN CHEM CO|PICT|Pictet Overseas Inc.|900
EMN|EASTMAN CHEM CO|PIPR|Piper Jaffray & Co.|517
EMN|EASTMAN CHEM CO|PWJC|UBS Financial Services, Inc.|4295
EMN|EASTMAN CHEM CO|QMSR|QUATTRO M SECURITIES INC.|600
EMN|EASTMAN CHEM CO|RBCM|RBC CAPITAL MARKETS, LLC|8655
EMN|EASTMAN CHEM CO|RGLD|Regal Securities, Inc|322
EMN|EASTMAN CHEM CO|RHCO|Suntrust Robinson Humphrey, Inc.|3471
EMN|EASTMAN CHEM CO|SAGL|SAGETRADER, LLC|44967
EMN|EASTMAN CHEM CO|SBSH|Citigroup Global Markets Inc.|141811
EMN|EASTMAN CHEM CO|SEIC|SEI Investments Distribution Co.|1948
EMN|EASTMAN CHEM CO|SGMT|GOLDMAN SACHS & CO. LLC|110694
EMN|EASTMAN CHEM CO|SJLS|TRADE INFORMATICS LLC|200
EMN|EASTMAN CHEM CO|SPDR|SPEEDROUTE LLC|5700
EMN|EASTMAN CHEM CO|SPHN|Stephens Inc.|426
EMN|EASTMAN CHEM CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|607
EMN|EASTMAN CHEM CO|STFC|Stuart Frankel & Co., Incorporated|7581
EMN|EASTMAN CHEM CO|STFL|Stifel, Nicolaus & Company, Incorporated|2708
EMN|EASTMAN CHEM CO|STKP|STOCKPILE INVESTMENTS, INC.|8
EMN|EASTMAN CHEM CO|STRS|STRATEGAS RESEARCH PARTNERS|2651
EMN|EASTMAN CHEM CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3747
EMN|EASTMAN CHEM CO|SWIM|TD Ameritrade, Inc.|27029
EMN|EASTMAN CHEM CO|SWST|Hilltop Securities Inc.|598
EMN|EASTMAN CHEM CO|TAGC|TELSEY ADVISORY GROUP LLC|299
EMN|EASTMAN CHEM CO|TKNG|ALLY INVEST SECURITIES LLC|34
EMN|EASTMAN CHEM CO|TMBR|Timber Hill LLC|506
EMN|EASTMAN CHEM CO|TRBT|Tradebot Systems, Inc.|165283
EMN|EASTMAN CHEM CO|TRCM|TRC MARKETS LLC|224348
EMN|EASTMAN CHEM CO|UBSA|UBS SECURITIES LLC|599031
EMN|EASTMAN CHEM CO|UBSS|UBS Securities LLC|1072176
EMN|EASTMAN CHEM CO|VALX|VIRTU AMERICAS LLC|12539
EMN|EASTMAN CHEM CO|VGRD|Vanguard Marketing Corporation|11543
EMN|EASTMAN CHEM CO|VSIN|Vision Financial Markets Llc|66
EMN|EASTMAN CHEM CO|WABR|Wall Street Access|909
EMN|EASTMAN CHEM CO|WBLR|WILLIAM BLAIR|3
EMN|EASTMAN CHEM CO|WBPX|SUMMIT SECURITIES GROUP, LLC|2419
EMN|EASTMAN CHEM CO|WCHV|WELLS FARGO SECURITIES, LLC|174852
EMN|EASTMAN CHEM CO|WEDB|WEDBUSH SECURITIES INC.|5364
EMN|EASTMAN CHEM CO|WEED|Weeden & Co.L.P.|116408
EMN|EASTMAN CHEM CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20438
EMN|EASTMAN CHEM CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27220
EMN|EASTMAN CHEM CO|WGIF|CIBC World Markets Inc.|13259
EMN|EASTMAN CHEM CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|590
EMN|EASTMAN CHEM CO|WORD|Worden Capital Management LLC|21
EMN|EASTMAN CHEM CO|WSAG|WALL STREET ACCESS|12
EMN|EASTMAN CHEM CO|WSEA|WOLVERINE SECURITIES, LLC|3354
EMN|EASTMAN CHEM CO|XIST|INSTINET, LLC|37468
EMN|EASTMAN CHEM CO|XPQR|Jump Trading|2702
EMN|EASTMAN CHEM CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|36250
EMN|EASTMAN CHEM CO|YKNA|COMHAR CAPITAL MARKETS, LLC|8464
EMN|EASTMAN CHEM CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6295
EMO|CLEARBRIDGE ENERGY|AGIS|Aegis Capital Corp.|1300
EMO|CLEARBRIDGE ENERGY|ALTX|Alternet Securities Inc.|400
EMO|CLEARBRIDGE ENERGY|APCC|Apex Clearing Corporation|61
EMO|CLEARBRIDGE ENERGY|BBNT|BB&T SECURITIES, LLC|7200
EMO|CLEARBRIDGE ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|675
EMO|CLEARBRIDGE ENERGY|BTIG|BTIG, LLC|30323
EMO|CLEARBRIDGE ENERGY|CANT|Cantor Fitzgerald & Co.|970
EMO|CLEARBRIDGE ENERGY|CHAS|Charles Schwab & Co., Inc.|4
EMO|CLEARBRIDGE ENERGY|CIST|Capital Institutional Services, Inc.|11955
EMO|CLEARBRIDGE ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3034
EMO|CLEARBRIDGE ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
EMO|CLEARBRIDGE ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10483
EMO|CLEARBRIDGE ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
EMO|CLEARBRIDGE ENERGY|DADA|D.A. Davidson & Co.|1400
EMO|CLEARBRIDGE ENERGY|DBAX|Deutsche Bank Securities Inc.|2900
EMO|CLEARBRIDGE ENERGY|DEAN|MORGAN STANLEY|18045
EMO|CLEARBRIDGE ENERGY|DEGS|RONIN PROFESSIONAL LLC|700
EMO|CLEARBRIDGE ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8789
EMO|CLEARBRIDGE ENERGY|EBXL|EBX LLC|9100
EMO|CLEARBRIDGE ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|26380
EMO|CLEARBRIDGE ENERGY|EDJO|Edward D. Jones & Co., L.P.|1283
EMO|CLEARBRIDGE ENERGY|EGAM|CBOE TRADING, INC.|5910
EMO|CLEARBRIDGE ENERGY|EGXM|CBOE TRADING, INC.|1226
EMO|CLEARBRIDGE ENERGY|ESPO|ESPOSITO SECURITIES, LLC|1680
EMO|CLEARBRIDGE ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
EMO|CLEARBRIDGE ENERGY|ETRS|E*Trade Securities LLC|22991
EMO|CLEARBRIDGE ENERGY|FILL|Tradestation Securities, Inc.|100
EMO|CLEARBRIDGE ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20168
EMO|CLEARBRIDGE ENERGY|FTBR|Foliofn Investments, Inc.|40
EMO|CLEARBRIDGE ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|4712
EMO|CLEARBRIDGE ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|14489
EMO|CLEARBRIDGE ENERGY|GTSZ|GTS SECURITIES LLC|355
EMO|CLEARBRIDGE ENERGY|HRBF|American Enterprise Investment Services Inc.|40848
EMO|CLEARBRIDGE ENERGY|IATS|INTERACTIVE BROKERS LLC|9300
EMO|CLEARBRIDGE ENERGY|IBKR|Interactive Brokers Llc|5155
EMO|CLEARBRIDGE ENERGY|ICBX|INSTINET, LLC|6000
EMO|CLEARBRIDGE ENERGY|INCA|INSTINET, LLC|2553
EMO|CLEARBRIDGE ENERGY|ITGI|ITG Inc.|5743
EMO|CLEARBRIDGE ENERGY|ITGP|ITG INC.|2200
EMO|CLEARBRIDGE ENERGY|JANY|Janney Montgomery Scott Inc.|3688
EMO|CLEARBRIDGE ENERGY|JEFF|JEFFERIES LLC|31
EMO|CLEARBRIDGE ENERGY|JMPT|JUMP TRADING, LLC|107
EMO|CLEARBRIDGE ENERGY|JPMX|J.P. Morgan Securities LLC|6200
EMO|CLEARBRIDGE ENERGY|JSJX|JANE STREET CAPITAL LLC|400
EMO|CLEARBRIDGE ENERGY|KCGM|VIRTU Americas LLC|6914
EMO|CLEARBRIDGE ENERGY|LEHM|Barclays Capital Inc./Le|9400
EMO|CLEARBRIDGE ENERGY|LIME|Lime Brokerage LLC|1133
EMO|CLEARBRIDGE ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5930
EMO|CLEARBRIDGE ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23228
EMO|CLEARBRIDGE ENERGY|MSCO|MORGAN STANLEY & CO. LLC|91718
EMO|CLEARBRIDGE ENERGY|MSPL|MORGAN STANLEY & CO. LLC|22300
EMO|CLEARBRIDGE ENERGY|MSTX|MORGAN STANLEY & CO. LLC|3800
EMO|CLEARBRIDGE ENERGY|NATL|National Securities Corporation|500
EMO|CLEARBRIDGE ENERGY|NFSC|National Financial Services LLC|57931
EMO|CLEARBRIDGE ENERGY|NITE|VIRTU Americas LLC|206024
EMO|CLEARBRIDGE ENERGY|NITP|VIRTU Americas LLC|400
EMO|CLEARBRIDGE ENERGY|NQRB|Brut, LLC|2000
EMO|CLEARBRIDGE ENERGY|OPCO|Oppenheimer & Co. Inc.|2243
EMO|CLEARBRIDGE ENERGY|OTAA|OTA LLC|500
EMO|CLEARBRIDGE ENERGY|PDQM|CODA MARKETS, INC.|7302
EMO|CLEARBRIDGE ENERGY|PWJC|UBS Financial Services, Inc.|3200
EMO|CLEARBRIDGE ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|8336
EMO|CLEARBRIDGE ENERGY|SAGL|SAGETRADER, LLC|200
EMO|CLEARBRIDGE ENERGY|SBSH|Citigroup Global Markets Inc.|4361
EMO|CLEARBRIDGE ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|10436
EMO|CLEARBRIDGE ENERGY|SPDR|SPEEDROUTE LLC|100
EMO|CLEARBRIDGE ENERGY|SPHN|Stephens Inc.|1
EMO|CLEARBRIDGE ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|6441
EMO|CLEARBRIDGE ENERGY|SWIM|TD Ameritrade, Inc.|14310
EMO|CLEARBRIDGE ENERGY|SWST|Hilltop Securities Inc.|13647
EMO|CLEARBRIDGE ENERGY|TKNG|ALLY INVEST SECURITIES LLC|200
EMO|CLEARBRIDGE ENERGY|TRBT|Tradebot Systems, Inc.|843
EMO|CLEARBRIDGE ENERGY|UBSA|UBS SECURITIES LLC|27485
EMO|CLEARBRIDGE ENERGY|UBSS|UBS Securities LLC|49733
EMO|CLEARBRIDGE ENERGY|VALX|VIRTU AMERICAS LLC|200
EMO|CLEARBRIDGE ENERGY|VGRD|Vanguard Marketing Corporation|5924
EMO|CLEARBRIDGE ENERGY|WBET|Wallachbeth Capital LLC|2500
EMO|CLEARBRIDGE ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|39847
EMO|CLEARBRIDGE ENERGY|WSEA|WOLVERINE SECURITIES, LLC|2
EMO|CLEARBRIDGE ENERGY|XPQR|Jump Trading|200
EMO|CLEARBRIDGE ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
EMO|CLEARBRIDGE ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|500
EMO|CLEARBRIDGE ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5998
EMP|ENTERGY MS 4.9 10/66|BARD|Robert W. Baird & Co. Incorporated|33
EMP|ENTERGY MS 4.9 10/66|BATM|CBOE TRADING, INC.|313
EMP|ENTERGY MS 4.9 10/66|BKMM|BNY MELLON CAPITAL MARKETS, LLC|184
EMP|ENTERGY MS 4.9 10/66|BNCH|The Benchmark Company, LLC|1000
EMP|ENTERGY MS 4.9 10/66|CHAS|Charles Schwab & Co., Inc.|71
EMP|ENTERGY MS 4.9 10/66|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|225
EMP|ENTERGY MS 4.9 10/66|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2029
EMP|ENTERGY MS 4.9 10/66|DBAX|Deutsche Bank Securities Inc.|1400
EMP|ENTERGY MS 4.9 10/66|DEAN|MORGAN STANLEY|8648
EMP|ENTERGY MS 4.9 10/66|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2080
EMP|ENTERGY MS 4.9 10/66|EBXL|EBX LLC|3000
EMP|ENTERGY MS 4.9 10/66|ECUT|CONVERGEX EXECUTION SOLUTIONS|3892
EMP|ENTERGY MS 4.9 10/66|ETRS|E*Trade Securities LLC|2129
EMP|ENTERGY MS 4.9 10/66|FINX|FINTECH SECURITIES|144
EMP|ENTERGY MS 4.9 10/66|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|295
EMP|ENTERGY MS 4.9 10/66|GSCO|GOLDMAN SACHS & CO. LLC|524
EMP|ENTERGY MS 4.9 10/66|GSLT|GOLDMAN SACHS & CO. LLC|795
EMP|ENTERGY MS 4.9 10/66|GTSZ|GTS SECURITIES LLC|839
EMP|ENTERGY MS 4.9 10/66|HRBF|American Enterprise Investment Services Inc.|6577
EMP|ENTERGY MS 4.9 10/66|IATS|INTERACTIVE BROKERS LLC|300
EMP|ENTERGY MS 4.9 10/66|IBKR|Interactive Brokers Llc|844
EMP|ENTERGY MS 4.9 10/66|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|587
EMP|ENTERGY MS 4.9 10/66|INCA|INSTINET, LLC|300
EMP|ENTERGY MS 4.9 10/66|ITGI|ITG Inc.|438
EMP|ENTERGY MS 4.9 10/66|JANY|Janney Montgomery Scott Inc.|10064
EMP|ENTERGY MS 4.9 10/66|JPMX|J.P. Morgan Securities LLC|400
EMP|ENTERGY MS 4.9 10/66|JSEB|JANE STREET EXECUTION SERVICES, LLC|576
EMP|ENTERGY MS 4.9 10/66|KCGM|VIRTU Americas LLC|600
EMP|ENTERGY MS 4.9 10/66|LEHM|Barclays Capital Inc./Le|1800
EMP|ENTERGY MS 4.9 10/66|LIME|Lime Brokerage LLC|875
EMP|ENTERGY MS 4.9 10/66|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EMP|ENTERGY MS 4.9 10/66|MSCO|MORGAN STANLEY & CO. LLC|9685
EMP|ENTERGY MS 4.9 10/66|MSPL|MORGAN STANLEY & CO. LLC|800
EMP|ENTERGY MS 4.9 10/66|NFSC|National Financial Services LLC|11089
EMP|ENTERGY MS 4.9 10/66|NITE|VIRTU Americas LLC|33411
EMP|ENTERGY MS 4.9 10/66|NQRB|Brut, LLC|120
EMP|ENTERGY MS 4.9 10/66|NTRC|Northern Trust Securities, Inc.|1000
EMP|ENTERGY MS 4.9 10/66|OPCO|Oppenheimer & Co. Inc.|456
EMP|ENTERGY MS 4.9 10/66|OTAA|OTA LLC|200
EMP|ENTERGY MS 4.9 10/66|PATR|TULLETT PREBON FINANCIAL SERVICES LLC|33600
EMP|ENTERGY MS 4.9 10/66|PDQM|CODA MARKETS, INC.|200
EMP|ENTERGY MS 4.9 10/66|PWJC|UBS Financial Services, Inc.|107
EMP|ENTERGY MS 4.9 10/66|RBCM|RBC CAPITAL MARKETS, LLC|693
EMP|ENTERGY MS 4.9 10/66|SBSH|Citigroup Global Markets Inc.|386
EMP|ENTERGY MS 4.9 10/66|SGMT|GOLDMAN SACHS & CO. LLC|1100
EMP|ENTERGY MS 4.9 10/66|SPDR|SPEEDROUTE LLC|500
EMP|ENTERGY MS 4.9 10/66|STFL|Stifel, Nicolaus & Company, Incorporated|684
EMP|ENTERGY MS 4.9 10/66|SWIM|TD Ameritrade, Inc.|2600
EMP|ENTERGY MS 4.9 10/66|SWST|Hilltop Securities Inc.|14
EMP|ENTERGY MS 4.9 10/66|UBSA|UBS SECURITIES LLC|3229
EMP|ENTERGY MS 4.9 10/66|UBSS|UBS Securities LLC|9980
EMP|ENTERGY MS 4.9 10/66|WCHV|WELLS FARGO SECURITIES, LLC|196469
EMP|ENTERGY MS 4.9 10/66|WEDB|WEDBUSH SECURITIES INC.|1
EMP|ENTERGY MS 4.9 10/66|WEXX|WOLVERINE EXECUTION SERVICES, LLC|230
EMP|ENTERGY MS 4.9 10/66|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1154
EMQQ|EMERGING MKTS INTERN|ALTX|Alternet Securities Inc.|400
EMQQ|EMERGING MKTS INTERN|APCC|Apex Clearing Corporation|1257
EMQQ|EMERGING MKTS INTERN|BARD|Robert W. Baird & Co. Incorporated|1580
EMQQ|EMERGING MKTS INTERN|BATM|CBOE TRADING, INC.|133
EMQQ|EMERGING MKTS INTERN|BBNT|BB&T SECURITIES, LLC|450
EMQQ|EMERGING MKTS INTERN|BKCM|BNY Mellon Capital Markets LLC|127
EMQQ|EMERGING MKTS INTERN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35
EMQQ|EMERGING MKTS INTERN|BYXM|CBOE TRADING, INC.|700
EMQQ|EMERGING MKTS INTERN|CANT|Cantor Fitzgerald & Co.|1451
EMQQ|EMERGING MKTS INTERN|CHAS|Charles Schwab & Co., Inc.|3016
EMQQ|EMERGING MKTS INTERN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
EMQQ|EMERGING MKTS INTERN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
EMQQ|EMERGING MKTS INTERN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22761
EMQQ|EMERGING MKTS INTERN|CSIN|Citadel Securities Institutional LLC|52981
EMQQ|EMERGING MKTS INTERN|CTDL|Citadel Derivatives Group Llc|114789
EMQQ|EMERGING MKTS INTERN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7400
EMQQ|EMERGING MKTS INTERN|DADA|D.A. Davidson & Co.|150
EMQQ|EMERGING MKTS INTERN|DBAB|Deutsche Bank Securities Inc.|400
EMQQ|EMERGING MKTS INTERN|DBAX|Deutsche Bank Securities Inc.|13500
EMQQ|EMERGING MKTS INTERN|DEAN|MORGAN STANLEY|7984
EMQQ|EMERGING MKTS INTERN|EBXL|EBX LLC|15800
EMQQ|EMERGING MKTS INTERN|EDJO|Edward D. Jones & Co., L.P.|156
EMQQ|EMERGING MKTS INTERN|EGAM|CBOE TRADING, INC.|126
EMQQ|EMERGING MKTS INTERN|EGXM|CBOE TRADING, INC.|2114
EMQQ|EMERGING MKTS INTERN|EGXW|CBOE TRADING, INC.|200
EMQQ|EMERGING MKTS INTERN|ETBE|Electronic Transaction Clearing, Inc.|300
EMQQ|EMERGING MKTS INTERN|ETRS|E*Trade Securities LLC|47803
EMQQ|EMERGING MKTS INTERN|FBSB|U.S. Bancorp Investments, Inc.|155
EMQQ|EMERGING MKTS INTERN|FIDT|Fidelity Clearing Canada ULC./ CDS|448
EMQQ|EMERGING MKTS INTERN|FILL|Tradestation Securities, Inc.|3316
EMQQ|EMERGING MKTS INTERN|FLTU|FLOW TRADERS US LLC|32
EMQQ|EMERGING MKTS INTERN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|32
EMQQ|EMERGING MKTS INTERN|FMAF|NBCN Inc./ CDS|2862
EMQQ|EMERGING MKTS INTERN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
EMQQ|EMERGING MKTS INTERN|FTBR|Foliofn Investments, Inc.|837
EMQQ|EMERGING MKTS INTERN|GLIS|TD Securities Inc|2015
EMQQ|EMERGING MKTS INTERN|GLPX|ACS EXECUTION SERVICES, LLC|5215
EMQQ|EMERGING MKTS INTERN|GSCO|GOLDMAN SACHS & CO. LLC|7993
EMQQ|EMERGING MKTS INTERN|GSLT|GOLDMAN SACHS & CO. LLC|40
EMQQ|EMERGING MKTS INTERN|GTSZ|GTS SECURITIES LLC|400
EMQQ|EMERGING MKTS INTERN|HRBF|American Enterprise Investment Services Inc.|1930
EMQQ|EMERGING MKTS INTERN|IATS|INTERACTIVE BROKERS LLC|5198
EMQQ|EMERGING MKTS INTERN|IBKR|Interactive Brokers Llc|35597
EMQQ|EMERGING MKTS INTERN|ICBX|INSTINET, LLC|9800
EMQQ|EMERGING MKTS INTERN|INCA|INSTINET, LLC|829
EMQQ|EMERGING MKTS INTERN|INJX|INSTINET, LLC|416
EMQQ|EMERGING MKTS INTERN|ITGI|ITG Inc.|450
EMQQ|EMERGING MKTS INTERN|ITGP|ITG INC.|3800
EMQQ|EMERGING MKTS INTERN|JANY|Janney Montgomery Scott Inc.|1250
EMQQ|EMERGING MKTS INTERN|JEFF|JEFFERIES LLC|450
EMQQ|EMERGING MKTS INTERN|JMPT|JUMP TRADING, LLC|30
EMQQ|EMERGING MKTS INTERN|JPMX|J.P. Morgan Securities LLC|8400
EMQQ|EMERGING MKTS INTERN|JSEB|JANE STREET EXECUTION SERVICES, LLC|87703
EMQQ|EMERGING MKTS INTERN|JSJX|JANE STREET CAPITAL LLC|225222
EMQQ|EMERGING MKTS INTERN|KCGM|VIRTU Americas LLC|14405
EMQQ|EMERGING MKTS INTERN|LEHM|Barclays Capital Inc./Le|32125
EMQQ|EMERGING MKTS INTERN|LIME|Lime Brokerage LLC|27332
EMQQ|EMERGING MKTS INTERN|LSCI|Lek Securities Corporation|12
EMQQ|EMERGING MKTS INTERN|MACC|Mid Atlantic Capital Corporation|1106
EMQQ|EMERGING MKTS INTERN|MCMF|Raymond James Ltd. Cds|420
EMQQ|EMERGING MKTS INTERN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14000
EMQQ|EMERGING MKTS INTERN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
EMQQ|EMERGING MKTS INTERN|MOTF|MOTIF INVESTING, INC.|3
EMQQ|EMERGING MKTS INTERN|MSCO|MORGAN STANLEY & CO. LLC|25112
EMQQ|EMERGING MKTS INTERN|MSPL|MORGAN STANLEY & CO. LLC|6600
EMQQ|EMERGING MKTS INTERN|NATL|National Securities Corporation|84
EMQQ|EMERGING MKTS INTERN|NBCS|NBC Securities, INC.|65
EMQQ|EMERGING MKTS INTERN|NFSC|National Financial Services LLC|190463
EMQQ|EMERGING MKTS INTERN|NITE|VIRTU Americas LLC|264985
EMQQ|EMERGING MKTS INTERN|NQRB|Brut, LLC|218
EMQQ|EMERGING MKTS INTERN|NTBF|BMO Nesbitt Burns Inc./CDS|810
EMQQ|EMERGING MKTS INTERN|OLDM|OLD MISSION CAPITAL, LLC|200
EMQQ|EMERGING MKTS INTERN|OPCO|Oppenheimer & Co. Inc.|3245
EMQQ|EMERGING MKTS INTERN|PDQM|CODA MARKETS, INC.|14740
EMQQ|EMERGING MKTS INTERN|RBCM|RBC CAPITAL MARKETS, LLC|6775
EMQQ|EMERGING MKTS INTERN|SAGL|SAGETRADER, LLC|400
EMQQ|EMERGING MKTS INTERN|SALI|INTL FCSTONE FINANCIAL INC.|738
EMQQ|EMERGING MKTS INTERN|SBRX|MURIEL SIEBERT & CO INC|15
EMQQ|EMERGING MKTS INTERN|SBSH|Citigroup Global Markets Inc.|1135
EMQQ|EMERGING MKTS INTERN|SGMT|GOLDMAN SACHS & CO. LLC|6545
EMQQ|EMERGING MKTS INTERN|SPDR|SPEEDROUTE LLC|3300
EMQQ|EMERGING MKTS INTERN|STFL|Stifel, Nicolaus & Company, Incorporated|2265
EMQQ|EMERGING MKTS INTERN|STKP|STOCKPILE INVESTMENTS, INC.|74
EMQQ|EMERGING MKTS INTERN|SWIM|TD Ameritrade, Inc.|15482
EMQQ|EMERGING MKTS INTERN|SWST|Hilltop Securities Inc.|8143
EMQQ|EMERGING MKTS INTERN|TKNG|ALLY INVEST SECURITIES LLC|297
EMQQ|EMERGING MKTS INTERN|TRBT|Tradebot Systems, Inc.|100
EMQQ|EMERGING MKTS INTERN|TRCM|TRC MARKETS LLC|931
EMQQ|EMERGING MKTS INTERN|TWTT|TASTYWORKS, INC.|20
EMQQ|EMERGING MKTS INTERN|UBSA|UBS SECURITIES LLC|44479
EMQQ|EMERGING MKTS INTERN|UBSS|UBS Securities LLC|148837
EMQQ|EMERGING MKTS INTERN|VALX|VIRTU AMERICAS LLC|2209
EMQQ|EMERGING MKTS INTERN|VGRD|Vanguard Marketing Corporation|40634
EMQQ|EMERGING MKTS INTERN|WABR|Wall Street Access|650
EMQQ|EMERGING MKTS INTERN|WCHV|WELLS FARGO SECURITIES, LLC|8072
EMQQ|EMERGING MKTS INTERN|WEDB|WEDBUSH SECURITIES INC.|15
EMQQ|EMERGING MKTS INTERN|WGIF|CIBC World Markets Inc.|150
EMQQ|EMERGING MKTS INTERN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
EMQQ|EMERGING MKTS INTERN|WSEA|WOLVERINE SECURITIES, LLC|1174
EMQQ|EMERGING MKTS INTERN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3164
EMQQ|EMERGING MKTS INTERN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32972
EMR|EMERSON ELEC CO|ABLE|NATIXIS Securities Americas LLC|69743
EMR|EMERSON ELEC CO|AGIS|Aegis Capital Corp.|910
EMR|EMERSON ELEC CO|ALTX|Alternet Securities Inc.|32644
EMR|EMERSON ELEC CO|APCC|Apex Clearing Corporation|2147
EMR|EMERSON ELEC CO|BALE|M&T SECURITIES, INC.|313
EMR|EMERSON ELEC CO|BANK|Primevest Financial Services, Inc.|770
EMR|EMERSON ELEC CO|BARD|Robert W. Baird & Co. Incorporated|123228
EMR|EMERSON ELEC CO|BATM|CBOE TRADING, INC.|25208
EMR|EMERSON ELEC CO|BAYC|BAY CREST PARTNERS, LLC|310
EMR|EMERSON ELEC CO|BAYT|BTIG, LLC|51500
EMR|EMERSON ELEC CO|BBNT|BB&T SECURITIES, LLC|43670
EMR|EMERSON ELEC CO|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
EMR|EMERSON ELEC CO|BERN|Sanford C. Bernstein & Co., LLC|132236
EMR|EMERSON ELEC CO|BIDS|BIDS TRADING L.P.|2300
EMR|EMERSON ELEC CO|BIMI|Banca IMI Securities Corp.|935
EMR|EMERSON ELEC CO|BKCM|BNY Mellon Capital Markets LLC|2312
EMR|EMERSON ELEC CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|71945
EMR|EMERSON ELEC CO|BLKX|INSTINET, LLC|320000
EMR|EMERSON ELEC CO|BNCH|The Benchmark Company, LLC|12498
EMR|EMERSON ELEC CO|BNPX|BNP PARIBAS SECURITIES CORP.|821337
EMR|EMERSON ELEC CO|BTIG|BTIG, LLC|27289
EMR|EMERSON ELEC CO|BYXM|CBOE TRADING, INC.|5365
EMR|EMERSON ELEC CO|BZYD|GOLDMAN SACHS & CO. LLC|600
EMR|EMERSON ELEC CO|CABR|Cabrera Capital Markets, Inc.|75
EMR|EMERSON ELEC CO|CANT|Cantor Fitzgerald & Co.|14279
EMR|EMERSON ELEC CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|33840
EMR|EMERSON ELEC CO|CHAS|Charles Schwab & Co., Inc.|12546
EMR|EMERSON ELEC CO|CIBP|CIBC World Markets Corp.|235886
EMR|EMERSON ELEC CO|CICF|Canaccord Genuity Corp.|265
EMR|EMERSON ELEC CO|CIOI|CITIGROUP GLOBAL MARKETS INC|94000
EMR|EMERSON ELEC CO|CIST|Capital Institutional Services, Inc.|18780
EMR|EMERSON ELEC CO|CLSA|CLSA AMERICAS, LLC|100
EMR|EMERSON ELEC CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|178830
EMR|EMERSON ELEC CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|301
EMR|EMERSON ELEC CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6337
EMR|EMERSON ELEC CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|645114
EMR|EMERSON ELEC CO|CTDL|Citadel Derivatives Group Llc|17682
EMR|EMERSON ELEC CO|CTLR|CUTLER GROUP, LP|8569
EMR|EMERSON ELEC CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|112678
EMR|EMERSON ELEC CO|DADA|D.A. Davidson & Co.|15885
EMR|EMERSON ELEC CO|DAVA|Davenport & Company LLC|338
EMR|EMERSON ELEC CO|DBAB|Deutsche Bank Securities Inc.|625638
EMR|EMERSON ELEC CO|DBAX|Deutsche Bank Securities Inc.|433700
EMR|EMERSON ELEC CO|DBUL|Deutsche Bank Securities Inc.|3906
EMR|EMERSON ELEC CO|DCHF|Dart Executions, LLC|5783
EMR|EMERSON ELEC CO|DEAN|MORGAN STANLEY|41218
EMR|EMERSON ELEC CO|DEGS|RONIN PROFESSIONAL LLC|100
EMR|EMERSON ELEC CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13425
EMR|EMERSON ELEC CO|DRWK|DRW SECURITIES, L.L.C.|16717
EMR|EMERSON ELEC CO|EBXL|EBX LLC|484200
EMR|EMERSON ELEC CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|190796
EMR|EMERSON ELEC CO|EDJC|Edward Jones / CDS|6909
EMR|EMERSON ELEC CO|EDJO|Edward D. Jones & Co., L.P.|183280
EMR|EMERSON ELEC CO|EGAM|CBOE TRADING, INC.|31225
EMR|EMERSON ELEC CO|EGAW|CBOE TRADING, INC.|543
EMR|EMERSON ELEC CO|EGMT|EG MARKET TECHNOLOGIES LLC|4713
EMR|EMERSON ELEC CO|EGXM|CBOE TRADING, INC.|11873
EMR|EMERSON ELEC CO|EGXW|CBOE TRADING, INC.|397
EMR|EMERSON ELEC CO|ESPO|ESPOSITO SECURITIES, LLC|5
EMR|EMERSON ELEC CO|ETBE|Electronic Transaction Clearing, Inc.|54189
EMR|EMERSON ELEC CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
EMR|EMERSON ELEC CO|ETCB|ETC BROKERAGE SERVICES, LLC|8
EMR|EMERSON ELEC CO|ETCC|Electronic Transaction Clearing, Inc.|657
EMR|EMERSON ELEC CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37292
EMR|EMERSON ELEC CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
EMR|EMERSON ELEC CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3521
EMR|EMERSON ELEC CO|ETRS|E*Trade Securities LLC|50291
EMR|EMERSON ELEC CO|FIDT|Fidelity Clearing Canada ULC./ CDS|9
EMR|EMERSON ELEC CO|FILL|Tradestation Securities, Inc.|4263
EMR|EMERSON ELEC CO|FINX|FINTECH SECURITIES|7670
EMR|EMERSON ELEC CO|FMAF|NBCN Inc./ CDS|8493
EMR|EMERSON ELEC CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|120131
EMR|EMERSON ELEC CO|FQLS|Quantlab Securities LP|776397
EMR|EMERSON ELEC CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|264111
EMR|EMERSON ELEC CO|FTBR|Foliofn Investments, Inc.|16826
EMR|EMERSON ELEC CO|GBMT|GBM International, Inc.|234
EMR|EMERSON ELEC CO|GEBB|GLOBAL EXECUTION BROKERS, LP|26637
EMR|EMERSON ELEC CO|GLIS|TD Securities Inc|1080
EMR|EMERSON ELEC CO|GLPX|ACS EXECUTION SERVICES, LLC|52043
EMR|EMERSON ELEC CO|GSCO|GOLDMAN SACHS & CO. LLC|3367193
EMR|EMERSON ELEC CO|GSCS|GOLDMAN SACHS & CO. LLC|7644
EMR|EMERSON ELEC CO|GSLT|GOLDMAN SACHS & CO. LLC|24381
EMR|EMERSON ELEC CO|GTSZ|GTS SECURITIES LLC|416887
EMR|EMERSON ELEC CO|HCTA|Hardcastle Trading USA LLC|105434
EMR|EMERSON ELEC CO|HPPX|POTAMUS TRADING, LLC|917
EMR|EMERSON ELEC CO|HRBF|American Enterprise Investment Services Inc.|230832
EMR|EMERSON ELEC CO|HSBC|HSBC Securities, Inc.|14413
EMR|EMERSON ELEC CO|IATS|INTERACTIVE BROKERS LLC|21674
EMR|EMERSON ELEC CO|IBKR|Interactive Brokers Llc|16159
EMR|EMERSON ELEC CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|853
EMR|EMERSON ELEC CO|ICBX|INSTINET, LLC|116161
EMR|EMERSON ELEC CO|IEQY|CITADEL SECURITIES LLC|257615
EMR|EMERSON ELEC CO|INCA|INSTINET, LLC|650314
EMR|EMERSON ELEC CO|INJX|INSTINET, LLC|32239
EMR|EMERSON ELEC CO|ITGI|ITG Inc.|126378
EMR|EMERSON ELEC CO|ITGP|ITG INC.|218400
EMR|EMERSON ELEC CO|JANY|Janney Montgomery Scott Inc.|12529
EMR|EMERSON ELEC CO|JEFF|JEFFERIES LLC|330143
EMR|EMERSON ELEC CO|JMPT|JUMP TRADING, LLC|241336
EMR|EMERSON ELEC CO|JPBX|J.P. MORGAN SECURITIES LLC|201158
EMR|EMERSON ELEC CO|JPMX|J.P. Morgan Securities LLC|959182
EMR|EMERSON ELEC CO|JSCL|JOSEPH STONE CAPITAL L.L.C.|210
EMR|EMERSON ELEC CO|JSJX|JANE STREET CAPITAL LLC|21831
EMR|EMERSON ELEC CO|KCGM|VIRTU Americas LLC|78134
EMR|EMERSON ELEC CO|LEHM|Barclays Capital Inc./Le|1438293
EMR|EMERSON ELEC CO|LGNT|COR CLEARING LLC|10
EMR|EMERSON ELEC CO|LIME|Lime Brokerage LLC|116565
EMR|EMERSON ELEC CO|LIWD|LIME BROKERAGE LLC|2469
EMR|EMERSON ELEC CO|LOOP|Loop Capital Markets LLC|17202
EMR|EMERSON ELEC CO|LQNA|LIQUIDNET, INC.|49600
EMR|EMERSON ELEC CO|LSCI|Lek Securities Corporation|16360
EMR|EMERSON ELEC CO|MACC|Mid Atlantic Capital Corporation|4248
EMR|EMERSON ELEC CO|MAXM|Maxim Group LLC|1775
EMR|EMERSON ELEC CO|MBTS|ALLY INVEST SECURITIES LLC|62
EMR|EMERSON ELEC CO|MCBT|Moors & Cabot, Inc.|1100
EMR|EMERSON ELEC CO|MCMF|Raymond James Ltd. Cds|204
EMR|EMERSON ELEC CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|214953
EMR|EMERSON ELEC CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3117
EMR|EMERSON ELEC CO|MOTF|MOTIF INVESTING, INC.|145
EMR|EMERSON ELEC CO|MPSG|E D & F Man Capital Markets Inc.|123
EMR|EMERSON ELEC CO|MSCO|MORGAN STANLEY & CO. LLC|4450748
EMR|EMERSON ELEC CO|MSPL|MORGAN STANLEY & CO. LLC|432100
EMR|EMERSON ELEC CO|MSTX|MORGAN STANLEY & CO. LLC|218600
EMR|EMERSON ELEC CO|MTON|MILLINGTON SECURITIES, INC.|132987
EMR|EMERSON ELEC CO|NATL|National Securities Corporation|1105
EMR|EMERSON ELEC CO|NBCS|NBC Securities, INC.|250
EMR|EMERSON ELEC CO|NEUB|NEUBERGER BERMAN BD LLC|3
EMR|EMERSON ELEC CO|NFSC|National Financial Services LLC|415200
EMR|EMERSON ELEC CO|NITE|VIRTU Americas LLC|1553448
EMR|EMERSON ELEC CO|NITP|VIRTU Americas LLC|2400
EMR|EMERSON ELEC CO|NMRA|Nomura Securities International, Inc.|600
EMR|EMERSON ELEC CO|NQRB|Brut, LLC|36314
EMR|EMERSON ELEC CO|NTBF|BMO Nesbitt Burns Inc./CDS|9474
EMR|EMERSON ELEC CO|NTRC|Northern Trust Securities, Inc.|6564
EMR|EMERSON ELEC CO|OHOS|TWO SIGMA SECURITIES, LLC|120951
EMR|EMERSON ELEC CO|ONEL|O'NEIL SECURITIES, INCORPORATED|8
EMR|EMERSON ELEC CO|OPCO|Oppenheimer & Co. Inc.|16422
EMR|EMERSON ELEC CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
EMR|EMERSON ELEC CO|PDQM|CODA MARKETS, INC.|54731
EMR|EMERSON ELEC CO|PHLY|NASDAQ Execution Services, LLC|10800
EMR|EMERSON ELEC CO|PICT|Pictet Overseas Inc.|200
EMR|EMERSON ELEC CO|PWJC|UBS Financial Services, Inc.|21398
EMR|EMERSON ELEC CO|QMSR|QUATTRO M SECURITIES INC.|2954
EMR|EMERSON ELEC CO|RBCM|RBC CAPITAL MARKETS, LLC|131703
EMR|EMERSON ELEC CO|RDBN|Redburn Partners (USA) LP|300
EMR|EMERSON ELEC CO|RHCO|Suntrust Robinson Humphrey, Inc.|34712
EMR|EMERSON ELEC CO|SAGL|SAGETRADER, LLC|36697
EMR|EMERSON ELEC CO|SAGW|SAGETRADER, LLC|4615
EMR|EMERSON ELEC CO|SALI|INTL FCSTONE FINANCIAL INC.|1602
EMR|EMERSON ELEC CO|SBRX|MURIEL SIEBERT & CO INC|115
EMR|EMERSON ELEC CO|SBSH|Citigroup Global Markets Inc.|787825
EMR|EMERSON ELEC CO|SEIC|SEI Investments Distribution Co.|6005
EMR|EMERSON ELEC CO|SGMT|GOLDMAN SACHS & CO. LLC|349269
EMR|EMERSON ELEC CO|SJLS|TRADE INFORMATICS LLC|300
EMR|EMERSON ELEC CO|SPDR|SPEEDROUTE LLC|9425
EMR|EMERSON ELEC CO|SPHN|Stephens Inc.|3652
EMR|EMERSON ELEC CO|STFL|Stifel, Nicolaus & Company, Incorporated|58147
EMR|EMERSON ELEC CO|STKP|STOCKPILE INVESTMENTS, INC.|52
EMR|EMERSON ELEC CO|STXG|Stockcross Financial Services, Inc.|10
EMR|EMERSON ELEC CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20536
EMR|EMERSON ELEC CO|SWIM|TD Ameritrade, Inc.|57104
EMR|EMERSON ELEC CO|SWST|Hilltop Securities Inc.|10054
EMR|EMERSON ELEC CO|TKNG|ALLY INVEST SECURITIES LLC|724
EMR|EMERSON ELEC CO|TMBR|Timber Hill LLC|1
EMR|EMERSON ELEC CO|TRBT|Tradebot Systems, Inc.|484801
EMR|EMERSON ELEC CO|TRCM|TRC MARKETS LLC|729300
EMR|EMERSON ELEC CO|UBSA|UBS SECURITIES LLC|1061144
EMR|EMERSON ELEC CO|UBSS|UBS Securities LLC|1785629
EMR|EMERSON ELEC CO|VALX|VIRTU AMERICAS LLC|30188
EMR|EMERSON ELEC CO|VGRD|Vanguard Marketing Corporation|45247
EMR|EMERSON ELEC CO|VNDM|Wall Street Access|60173
EMR|EMERSON ELEC CO|WABR|Wall Street Access|40115
EMR|EMERSON ELEC CO|WBET|Wallachbeth Capital LLC|60336
EMR|EMERSON ELEC CO|WBLR|WILLIAM BLAIR|4958
EMR|EMERSON ELEC CO|WBPX|SUMMIT SECURITIES GROUP, LLC|8695
EMR|EMERSON ELEC CO|WCHV|WELLS FARGO SECURITIES, LLC|697763
EMR|EMERSON ELEC CO|WDNX|WEEDEN & CO.L.P.|1092
EMR|EMERSON ELEC CO|WEDB|WEDBUSH SECURITIES INC.|15451
EMR|EMERSON ELEC CO|WEED|Weeden & Co.L.P.|7557
EMR|EMERSON ELEC CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59578
EMR|EMERSON ELEC CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|102683
EMR|EMERSON ELEC CO|WGIF|CIBC World Markets Inc.|893
EMR|EMERSON ELEC CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3394
EMR|EMERSON ELEC CO|WSAG|WALL STREET ACCESS|51
EMR|EMERSON ELEC CO|WSEA|WOLVERINE SECURITIES, LLC|36365
EMR|EMERSON ELEC CO|XIST|INSTINET, LLC|202718
EMR|EMERSON ELEC CO|XPQR|Jump Trading|5020
EMR|EMERSON ELEC CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|211390
EMR|EMERSON ELEC CO|YKNA|COMHAR CAPITAL MARKETS, LLC|1209
EMR|EMERSON ELEC CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38854
EMSH|PROSHARES ST EMRG MK|CHAS|Charles Schwab & Co., Inc.|2
EMSH|PROSHARES ST EMRG MK|IBKR|Interactive Brokers Llc|2508
EMSH|PROSHARES ST EMRG MK|JSJX|JANE STREET CAPITAL LLC|2505
EMSH|PROSHARES ST EMRG MK|MOTF|MOTIF INVESTING, INC.|1
EMSH|PROSHARES ST EMRG MK|NFSC|National Financial Services LLC|3
EMSH|PROSHARES ST EMRG MK|NITE|VIRTU Americas LLC|285
EMTL|SPDR DOUBLELINE EMRG|APCC|Apex Clearing Corporation|3
EMTL|SPDR DOUBLELINE EMRG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5171
EMTL|SPDR DOUBLELINE EMRG|BYXM|CBOE TRADING, INC.|56
EMTL|SPDR DOUBLELINE EMRG|CANT|Cantor Fitzgerald & Co.|74296
EMTL|SPDR DOUBLELINE EMRG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24036
EMTL|SPDR DOUBLELINE EMRG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
EMTL|SPDR DOUBLELINE EMRG|DBAX|Deutsche Bank Securities Inc.|300
EMTL|SPDR DOUBLELINE EMRG|EBXL|EBX LLC|300
EMTL|SPDR DOUBLELINE EMRG|EDJO|Edward D. Jones & Co., L.P.|10
EMTL|SPDR DOUBLELINE EMRG|GTSZ|GTS SECURITIES LLC|100
EMTL|SPDR DOUBLELINE EMRG|IBKR|Interactive Brokers Llc|100
EMTL|SPDR DOUBLELINE EMRG|JPMX|J.P. Morgan Securities LLC|200
EMTL|SPDR DOUBLELINE EMRG|JSEB|JANE STREET EXECUTION SERVICES, LLC|1176
EMTL|SPDR DOUBLELINE EMRG|JSJX|JANE STREET CAPITAL LLC|46983
EMTL|SPDR DOUBLELINE EMRG|KCGM|VIRTU Americas LLC|202
EMTL|SPDR DOUBLELINE EMRG|LEHM|Barclays Capital Inc./Le|1000
EMTL|SPDR DOUBLELINE EMRG|LIME|Lime Brokerage LLC|55
EMTL|SPDR DOUBLELINE EMRG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
EMTL|SPDR DOUBLELINE EMRG|MSCO|MORGAN STANLEY & CO. LLC|3163
EMTL|SPDR DOUBLELINE EMRG|MSPL|MORGAN STANLEY & CO. LLC|2000
EMTL|SPDR DOUBLELINE EMRG|NFSC|National Financial Services LLC|2686
EMTL|SPDR DOUBLELINE EMRG|NITE|VIRTU Americas LLC|8432
EMTL|SPDR DOUBLELINE EMRG|NITP|VIRTU Americas LLC|800
EMTL|SPDR DOUBLELINE EMRG|RBCM|RBC CAPITAL MARKETS, LLC|2715
EMTL|SPDR DOUBLELINE EMRG|SBSH|Citigroup Global Markets Inc.|1
EMTL|SPDR DOUBLELINE EMRG|UBSA|UBS SECURITIES LLC|3132
EMTL|SPDR DOUBLELINE EMRG|UBSS|UBS Securities LLC|6643
EMTL|SPDR DOUBLELINE EMRG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|849
EMTY|PROSHARES DECLINE OF|APCC|Apex Clearing Corporation|5
EMTY|PROSHARES DECLINE OF|CHAS|Charles Schwab & Co., Inc.|1
EMTY|PROSHARES DECLINE OF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
EMTY|PROSHARES DECLINE OF|DBAX|Deutsche Bank Securities Inc.|100
EMTY|PROSHARES DECLINE OF|ETRS|E*Trade Securities LLC|313
EMTY|PROSHARES DECLINE OF|GSLT|GOLDMAN SACHS & CO. LLC|280
EMTY|PROSHARES DECLINE OF|IBKR|Interactive Brokers Llc|1003
EMTY|PROSHARES DECLINE OF|ICBX|INSTINET, LLC|200
EMTY|PROSHARES DECLINE OF|JSJX|JANE STREET CAPITAL LLC|4664
EMTY|PROSHARES DECLINE OF|KCGM|VIRTU Americas LLC|300
EMTY|PROSHARES DECLINE OF|LIME|Lime Brokerage LLC|414
EMTY|PROSHARES DECLINE OF|MOTF|MOTIF INVESTING, INC.|2
EMTY|PROSHARES DECLINE OF|MSCO|MORGAN STANLEY & CO. LLC|600
EMTY|PROSHARES DECLINE OF|NFSC|National Financial Services LLC|6408
EMTY|PROSHARES DECLINE OF|NITE|VIRTU Americas LLC|4850
EMTY|PROSHARES DECLINE OF|SGMT|GOLDMAN SACHS & CO. LLC|500
EMTY|PROSHARES DECLINE OF|SWIM|TD Ameritrade, Inc.|40
EMTY|PROSHARES DECLINE OF|UBSA|UBS SECURITIES LLC|1420
EMTY|PROSHARES DECLINE OF|UBSS|UBS Securities LLC|2531
EMTY|PROSHARES DECLINE OF|VGRD|Vanguard Marketing Corporation|19
EMTY|PROSHARES DECLINE OF|WSEA|WOLVERINE SECURITIES, LLC|249
EMTY|PROSHARES DECLINE OF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|398
EMX|EMX ROYALTY CORP.|ALTX|Alternet Securities Inc.|200
EMX|EMX ROYALTY CORP.|APCC|Apex Clearing Corporation|11
EMX|EMX ROYALTY CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5150
EMX|EMX ROYALTY CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
EMX|EMX ROYALTY CORP.|DBAB|Deutsche Bank Securities Inc.|500
EMX|EMX ROYALTY CORP.|DEGS|RONIN PROFESSIONAL LLC|7800
EMX|EMX ROYALTY CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14247
EMX|EMX ROYALTY CORP.|EBXL|EBX LLC|2300
EMX|EMX ROYALTY CORP.|EGXM|CBOE TRADING, INC.|1300
EMX|EMX ROYALTY CORP.|ETRS|E*Trade Securities LLC|68013
EMX|EMX ROYALTY CORP.|FILL|Tradestation Securities, Inc.|6260
EMX|EMX ROYALTY CORP.|FTBR|Foliofn Investments, Inc.|19
EMX|EMX ROYALTY CORP.|GLIS|TD Securities Inc|7700
EMX|EMX ROYALTY CORP.|GLPX|ACS EXECUTION SERVICES, LLC|750
EMX|EMX ROYALTY CORP.|GSLT|GOLDMAN SACHS & CO. LLC|453
EMX|EMX ROYALTY CORP.|HRBF|American Enterprise Investment Services Inc.|200
EMX|EMX ROYALTY CORP.|IATS|INTERACTIVE BROKERS LLC|2300
EMX|EMX ROYALTY CORP.|IBKR|Interactive Brokers Llc|34753
EMX|EMX ROYALTY CORP.|ICBX|INSTINET, LLC|1200
EMX|EMX ROYALTY CORP.|INCA|INSTINET, LLC|1100
EMX|EMX ROYALTY CORP.|ITGI|ITG Inc.|100
EMX|EMX ROYALTY CORP.|ITGP|ITG INC.|1600
EMX|EMX ROYALTY CORP.|JMPT|JUMP TRADING, LLC|460
EMX|EMX ROYALTY CORP.|LEHM|Barclays Capital Inc./Le|1400
EMX|EMX ROYALTY CORP.|LIME|Lime Brokerage LLC|2333
EMX|EMX ROYALTY CORP.|MSCO|MORGAN STANLEY & CO. LLC|85401
EMX|EMX ROYALTY CORP.|MSPL|MORGAN STANLEY & CO. LLC|400
EMX|EMX ROYALTY CORP.|NFSC|National Financial Services LLC|262272
EMX|EMX ROYALTY CORP.|NITE|VIRTU Americas LLC|248890
EMX|EMX ROYALTY CORP.|PDQM|CODA MARKETS, INC.|600
EMX|EMX ROYALTY CORP.|RBCM|RBC CAPITAL MARKETS, LLC|53081
EMX|EMX ROYALTY CORP.|SGMT|GOLDMAN SACHS & CO. LLC|1900
EMX|EMX ROYALTY CORP.|SWIM|TD Ameritrade, Inc.|78401
EMX|EMX ROYALTY CORP.|TKNG|ALLY INVEST SECURITIES LLC|1487
EMX|EMX ROYALTY CORP.|UBSA|UBS SECURITIES LLC|5420
EMX|EMX ROYALTY CORP.|UBSS|UBS Securities LLC|17141
EMX|EMX ROYALTY CORP.|VGRD|Vanguard Marketing Corporation|24431
EMX|EMX ROYALTY CORP.|WCHV|WELLS FARGO SECURITIES, LLC|8457
EMX|EMX ROYALTY CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10
EMX|EMX ROYALTY CORP.|WSEA|WOLVERINE SECURITIES, LLC|484
EMX|EMX ROYALTY CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|25
EMXC|ISHARES MSCI EM|CHAS|Charles Schwab & Co., Inc.|1
EMXC|ISHARES MSCI EM|ETRS|E*Trade Securities LLC|111
EMXC|ISHARES MSCI EM|FBCO|Credit Suisse Securities (USA) LLC|100
EMXC|ISHARES MSCI EM|FOMA|TD AMERITRADE CLEARING, INC.|455
EMXC|ISHARES MSCI EM|IBKR|Interactive Brokers Llc|2264
EMXC|ISHARES MSCI EM|JSJX|JANE STREET CAPITAL LLC|7056
EMXC|ISHARES MSCI EM|LIME|Lime Brokerage LLC|869
EMXC|ISHARES MSCI EM|MSCO|MORGAN STANLEY & CO. LLC|300
EMXC|ISHARES MSCI EM|NFSC|National Financial Services LLC|2423
EMXC|ISHARES MSCI EM|NITE|VIRTU Americas LLC|2977
EMXC|ISHARES MSCI EM|RAJA|Raymond James & Associates, Inc.|300
EMXC|ISHARES MSCI EM|UBSA|UBS SECURITIES LLC|181
EMXC|ISHARES MSCI EM|UBSS|UBS Securities LLC|4377
EMXC|ISHARES MSCI EM|VGRD|Vanguard Marketing Corporation|600
EMXC|ISHARES MSCI EM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13
ENB|ENBRIDGE INC|ADAM|CANACCORD GENUITY INC.|76417
ENB|ENBRIDGE INC|AGIS|Aegis Capital Corp.|49
ENB|ENBRIDGE INC|ALLN|Allen & Company LLC|123200
ENB|ENBRIDGE INC|ALTX|Alternet Securities Inc.|38741
ENB|ENBRIDGE INC|ANOS|ABEL/NOSER, L.L.C.|3115
ENB|ENBRIDGE INC|APCC|Apex Clearing Corporation|56156
ENB|ENBRIDGE INC|BANK|Primevest Financial Services, Inc.|2508
ENB|ENBRIDGE INC|BARD|Robert W. Baird & Co. Incorporated|16269
ENB|ENBRIDGE INC|BATM|CBOE TRADING, INC.|54593
ENB|ENBRIDGE INC|BAYT|BTIG, LLC|7381
ENB|ENBRIDGE INC|BBNT|BB&T SECURITIES, LLC|71971
ENB|ENBRIDGE INC|BERN|Sanford C. Bernstein & Co., LLC|74438
ENB|ENBRIDGE INC|BIDS|BIDS TRADING L.P.|22000
ENB|ENBRIDGE INC|BIMI|Banca IMI Securities Corp.|1442
ENB|ENBRIDGE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|73211
ENB|ENBRIDGE INC|BLKX|INSTINET, LLC|389015
ENB|ENBRIDGE INC|BNPX|BNP PARIBAS SECURITIES CORP.|52163
ENB|ENBRIDGE INC|BTIG|BTIG, LLC|53549
ENB|ENBRIDGE INC|BYXM|CBOE TRADING, INC.|4850
ENB|ENBRIDGE INC|BZYD|GOLDMAN SACHS & CO. LLC|2875
ENB|ENBRIDGE INC|CANT|Cantor Fitzgerald & Co.|3025
ENB|ENBRIDGE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|23200
ENB|ENBRIDGE INC|CHAS|Charles Schwab & Co., Inc.|29300
ENB|ENBRIDGE INC|CICF|Canaccord Genuity Corp.|5495
ENB|ENBRIDGE INC|CIST|Capital Institutional Services, Inc.|24299
ENB|ENBRIDGE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|236674
ENB|ENBRIDGE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|105197
ENB|ENBRIDGE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
ENB|ENBRIDGE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|741319
ENB|ENBRIDGE INC|CTDL|Citadel Derivatives Group Llc|11943
ENB|ENBRIDGE INC|CTLR|CUTLER GROUP, LP|13757
ENB|ENBRIDGE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|323238
ENB|ENBRIDGE INC|DADA|D.A. Davidson & Co.|1486
ENB|ENBRIDGE INC|DAVA|Davenport & Company LLC|23751
ENB|ENBRIDGE INC|DBAB|Deutsche Bank Securities Inc.|579329
ENB|ENBRIDGE INC|DBAX|Deutsche Bank Securities Inc.|1050400
ENB|ENBRIDGE INC|DBUL|Deutsche Bank Securities Inc.|1200
ENB|ENBRIDGE INC|DCHF|Dart Executions, LLC|3757
ENB|ENBRIDGE INC|DEAN|MORGAN STANLEY|54701
ENB|ENBRIDGE INC|DEGS|RONIN PROFESSIONAL LLC|3100
ENB|ENBRIDGE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2765
ENB|ENBRIDGE INC|EBXL|EBX LLC|1369600
ENB|ENBRIDGE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|47175
ENB|ENBRIDGE INC|EDJO|Edward D. Jones & Co., L.P.|1420469
ENB|ENBRIDGE INC|EGAM|CBOE TRADING, INC.|42006
ENB|ENBRIDGE INC|EGAW|CBOE TRADING, INC.|245
ENB|ENBRIDGE INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
ENB|ENBRIDGE INC|EGXM|CBOE TRADING, INC.|4785
ENB|ENBRIDGE INC|EGXW|CBOE TRADING, INC.|2
ENB|ENBRIDGE INC|ESPO|ESPOSITO SECURITIES, LLC|48
ENB|ENBRIDGE INC|ETBE|Electronic Transaction Clearing, Inc.|79690
ENB|ENBRIDGE INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1304
ENB|ENBRIDGE INC|ETCB|ETC BROKERAGE SERVICES, LLC|52
ENB|ENBRIDGE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10800
ENB|ENBRIDGE INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|438
ENB|ENBRIDGE INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|34478
ENB|ENBRIDGE INC|ETRS|E*Trade Securities LLC|469100
ENB|ENBRIDGE INC|FBRC|B. RILEY FBR, INC.|2800
ENB|ENBRIDGE INC|FBSB|U.S. Bancorp Investments, Inc.|823
ENB|ENBRIDGE INC|FIDT|Fidelity Clearing Canada ULC./ CDS|2090
ENB|ENBRIDGE INC|FILL|Tradestation Securities, Inc.|40463
ENB|ENBRIDGE INC|FINX|FINTECH SECURITIES|7272
ENB|ENBRIDGE INC|FINZ|FINTECH SECURITIES|98
ENB|ENBRIDGE INC|FMAF|NBCN Inc./ CDS|17697
ENB|ENBRIDGE INC|FMCO|First Manhattan Co|305
ENB|ENBRIDGE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5339
ENB|ENBRIDGE INC|FQLS|Quantlab Securities LP|513156
ENB|ENBRIDGE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146334
ENB|ENBRIDGE INC|FTBR|Foliofn Investments, Inc.|19907
ENB|ENBRIDGE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|61066
ENB|ENBRIDGE INC|GFIS|GFI Securities LLC|10000
ENB|ENBRIDGE INC|GLIS|TD Securities Inc|24662
ENB|ENBRIDGE INC|GLPX|ACS EXECUTION SERVICES, LLC|111748
ENB|ENBRIDGE INC|GSCO|GOLDMAN SACHS & CO. LLC|5315723
ENB|ENBRIDGE INC|GSCS|GOLDMAN SACHS & CO. LLC|115018
ENB|ENBRIDGE INC|GSLT|GOLDMAN SACHS & CO. LLC|22505
ENB|ENBRIDGE INC|GTSZ|GTS SECURITIES LLC|183047
ENB|ENBRIDGE INC|HASF|Haywood Securities Inc./CDS|500
ENB|ENBRIDGE INC|HRBF|American Enterprise Investment Services Inc.|75144
ENB|ENBRIDGE INC|HSBC|HSBC Securities, Inc.|2184
ENB|ENBRIDGE INC|IATS|INTERACTIVE BROKERS LLC|45875
ENB|ENBRIDGE INC|IBKR|Interactive Brokers Llc|165799
ENB|ENBRIDGE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2930
ENB|ENBRIDGE INC|ICBX|INSTINET, LLC|506435
ENB|ENBRIDGE INC|INCA|INSTINET, LLC|1162504
ENB|ENBRIDGE INC|INJX|INSTINET, LLC|11700
ENB|ENBRIDGE INC|INTL|INTL FCSTONE FINANCIAL INC.|347
ENB|ENBRIDGE INC|ITGI|ITG Inc.|622774
ENB|ENBRIDGE INC|ITGP|ITG INC.|523600
ENB|ENBRIDGE INC|JANY|Janney Montgomery Scott Inc.|44367
ENB|ENBRIDGE INC|JEFF|JEFFERIES LLC|517747
ENB|ENBRIDGE INC|JMPT|JUMP TRADING, LLC|268119
ENB|ENBRIDGE INC|JONE|JonesTrading|2000
ENB|ENBRIDGE INC|JPBX|J.P. MORGAN SECURITIES LLC|31287
ENB|ENBRIDGE INC|JPMX|J.P. Morgan Securities LLC|2169857
ENB|ENBRIDGE INC|JSJX|JANE STREET CAPITAL LLC|28410
ENB|ENBRIDGE INC|KCGM|VIRTU Americas LLC|287229
ENB|ENBRIDGE INC|LEHM|Barclays Capital Inc./Le|3255191
ENB|ENBRIDGE INC|LGNT|COR CLEARING LLC|133
ENB|ENBRIDGE INC|LIME|Lime Brokerage LLC|156004
ENB|ENBRIDGE INC|LIWD|LIME BROKERAGE LLC|500
ENB|ENBRIDGE INC|LOOP|Loop Capital Markets LLC|300
ENB|ENBRIDGE INC|LQNA|LIQUIDNET, INC.|470600
ENB|ENBRIDGE INC|LQNB|LIQUIDNET, INC.|27400
ENB|ENBRIDGE INC|LSCI|Lek Securities Corporation|506317
ENB|ENBRIDGE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ENB|ENBRIDGE INC|MACC|Mid Atlantic Capital Corporation|14818
ENB|ENBRIDGE INC|MACQ|Macquarie Capital (USA) Inc.|15199
ENB|ENBRIDGE INC|MAXM|Maxim Group LLC|49039
ENB|ENBRIDGE INC|MCMF|Raymond James Ltd. Cds|11946
ENB|ENBRIDGE INC|MICA|Spartan Securities Group, Ltd.|1000
ENB|ENBRIDGE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|486588
ENB|ENBRIDGE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ENB|ENBRIDGE INC|MNDX|TJM Investments, LLC|4650
ENB|ENBRIDGE INC|MOTF|MOTIF INVESTING, INC.|25
ENB|ENBRIDGE INC|MSCO|MORGAN STANLEY & CO. LLC|2669863
ENB|ENBRIDGE INC|MSPL|MORGAN STANLEY & CO. LLC|1289600
ENB|ENBRIDGE INC|MSTX|MORGAN STANLEY & CO. LLC|229800
ENB|ENBRIDGE INC|MZHO|Mizuho Securities USA LLC|399600
ENB|ENBRIDGE INC|NBCS|NBC Securities, INC.|229
ENB|ENBRIDGE INC|NEUB|NEUBERGER BERMAN BD LLC|6399
ENB|ENBRIDGE INC|NFSC|National Financial Services LLC|1179659
ENB|ENBRIDGE INC|NITE|VIRTU Americas LLC|3675654
ENB|ENBRIDGE INC|NITP|VIRTU Americas LLC|99142
ENB|ENBRIDGE INC|NQRB|Brut, LLC|15992
ENB|ENBRIDGE INC|NTBF|BMO Nesbitt Burns Inc./CDS|232653
ENB|ENBRIDGE INC|NTRC|Northern Trust Securities, Inc.|6788
ENB|ENBRIDGE INC|OHOS|TWO SIGMA SECURITIES, LLC|242575
ENB|ENBRIDGE INC|OPCO|Oppenheimer & Co. Inc.|11369
ENB|ENBRIDGE INC|OTAA|OTA LLC|54600
ENB|ENBRIDGE INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
ENB|ENBRIDGE INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|400
ENB|ENBRIDGE INC|PCFF|Pacific International Securities Inc./CDS|592
ENB|ENBRIDGE INC|PCPT|PHILLIP CAPITAL INC.|100
ENB|ENBRIDGE INC|PDQM|CODA MARKETS, INC.|425097
ENB|ENBRIDGE INC|PHLY|NASDAQ Execution Services, LLC|806400
ENB|ENBRIDGE INC|PIPR|Piper Jaffray & Co.|91058
ENB|ENBRIDGE INC|PNSR|Penserra Securities, LLC|1800
ENB|ENBRIDGE INC|PREC|PRECISION SECURITIES, LLC|2000
ENB|ENBRIDGE INC|PWJC|UBS Financial Services, Inc.|26461
ENB|ENBRIDGE INC|RBCM|RBC CAPITAL MARKETS, LLC|165506
ENB|ENBRIDGE INC|SAGL|SAGETRADER, LLC|194240
ENB|ENBRIDGE INC|SAGW|SAGETRADER, LLC|1800
ENB|ENBRIDGE INC|SALI|INTL FCSTONE FINANCIAL INC.|398
ENB|ENBRIDGE INC|SBSH|Citigroup Global Markets Inc.|968893
ENB|ENBRIDGE INC|SEIC|SEI Investments Distribution Co.|9041
ENB|ENBRIDGE INC|SGMT|GOLDMAN SACHS & CO. LLC|681667
ENB|ENBRIDGE INC|SOGO|Wang Investment Associates, Inc.|65
ENB|ENBRIDGE INC|SPDR|SPEEDROUTE LLC|30924
ENB|ENBRIDGE INC|SPHN|Stephens Inc.|4989
ENB|ENBRIDGE INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
ENB|ENBRIDGE INC|STFL|Stifel, Nicolaus & Company, Incorporated|64003
ENB|ENBRIDGE INC|STKP|STOCKPILE INVESTMENTS, INC.|178
ENB|ENBRIDGE INC|STXG|Stockcross Financial Services, Inc.|54
ENB|ENBRIDGE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9615
ENB|ENBRIDGE INC|SWIM|TD Ameritrade, Inc.|878770
ENB|ENBRIDGE INC|SWST|Hilltop Securities Inc.|16852
ENB|ENBRIDGE INC|TKNG|ALLY INVEST SECURITIES LLC|6120
ENB|ENBRIDGE INC|TMBR|Timber Hill LLC|2680
ENB|ENBRIDGE INC|TRBT|Tradebot Systems, Inc.|533371
ENB|ENBRIDGE INC|TRCM|TRC MARKETS LLC|854692
ENB|ENBRIDGE INC|TWTT|TASTYWORKS, INC.|326
ENB|ENBRIDGE INC|UBSA|UBS SECURITIES LLC|2461285
ENB|ENBRIDGE INC|UBSS|UBS Securities LLC|2574587
ENB|ENBRIDGE INC|UFPA|UNITED FIRST PARTNERS LLC|13291
ENB|ENBRIDGE INC|USCA|USCA Securities LLC|1000
ENB|ENBRIDGE INC|VALX|VIRTU AMERICAS LLC|138752
ENB|ENBRIDGE INC|VERT|The Vertical Trading Group, LLC|26160
ENB|ENBRIDGE INC|VGRD|Vanguard Marketing Corporation|261578
ENB|ENBRIDGE INC|VNDS|VANDHAM SECURITIES CORP|1000
ENB|ENBRIDGE INC|WABR|Wall Street Access|17504
ENB|ENBRIDGE INC|WBLR|WILLIAM BLAIR|1375
ENB|ENBRIDGE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|7955
ENB|ENBRIDGE INC|WCHV|WELLS FARGO SECURITIES, LLC|599605
ENB|ENBRIDGE INC|WDNX|WEEDEN & CO.L.P.|3570
ENB|ENBRIDGE INC|WEDB|WEDBUSH SECURITIES INC.|4372
ENB|ENBRIDGE INC|WEED|Weeden & Co.L.P.|4100
ENB|ENBRIDGE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|212055
ENB|ENBRIDGE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|75136
ENB|ENBRIDGE INC|WFPB|Wells Fargo Securities, LLC.|100
ENB|ENBRIDGE INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
ENB|ENBRIDGE INC|WSAG|WALL STREET ACCESS|7
ENB|ENBRIDGE INC|WSEA|WOLVERINE SECURITIES, LLC|64454
ENB|ENBRIDGE INC|XIST|INSTINET, LLC|202600
ENB|ENBRIDGE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|92398
ENB|ENBRIDGE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6682
ENB|ENBRIDGE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|85783
ENBA|ENBRIDGE INC 6.375 N|ALTX|Alternet Securities Inc.|6044
ENBA|ENBRIDGE INC 6.375 N|APCC|Apex Clearing Corporation|100
ENBA|ENBRIDGE INC 6.375 N|BARD|Robert W. Baird & Co. Incorporated|229
ENBA|ENBRIDGE INC 6.375 N|BATM|CBOE TRADING, INC.|100
ENBA|ENBRIDGE INC 6.375 N|BBNT|BB&T SECURITIES, LLC|1298
ENBA|ENBRIDGE INC 6.375 N|BERN|Sanford C. Bernstein & Co., LLC|700
ENBA|ENBRIDGE INC 6.375 N|BGCE|BGC Financial Inc.|150000
ENBA|ENBRIDGE INC 6.375 N|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|31100
ENBA|ENBRIDGE INC 6.375 N|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2248
ENBA|ENBRIDGE INC 6.375 N|BNCH|The Benchmark Company, LLC|3000
ENBA|ENBRIDGE INC 6.375 N|CANT|Cantor Fitzgerald & Co.|545911
ENBA|ENBRIDGE INC 6.375 N|CHAS|Charles Schwab & Co., Inc.|565
ENBA|ENBRIDGE INC 6.375 N|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8207
ENBA|ENBRIDGE INC 6.375 N|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32578
ENBA|ENBRIDGE INC 6.375 N|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21444
ENBA|ENBRIDGE INC 6.375 N|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
ENBA|ENBRIDGE INC 6.375 N|DBAB|Deutsche Bank Securities Inc.|99896
ENBA|ENBRIDGE INC 6.375 N|DBAX|Deutsche Bank Securities Inc.|10800
ENBA|ENBRIDGE INC 6.375 N|DEAN|MORGAN STANLEY|2388
ENBA|ENBRIDGE INC 6.375 N|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
ENBA|ENBRIDGE INC 6.375 N|EBXL|EBX LLC|7600
ENBA|ENBRIDGE INC 6.375 N|ECUT|CONVERGEX EXECUTION SOLUTIONS|12604
ENBA|ENBRIDGE INC 6.375 N|EDJO|Edward D. Jones & Co., L.P.|219
ENBA|ENBRIDGE INC 6.375 N|EGAM|CBOE TRADING, INC.|6805
ENBA|ENBRIDGE INC 6.375 N|EGAW|CBOE TRADING, INC.|100
ENBA|ENBRIDGE INC 6.375 N|EGXM|CBOE TRADING, INC.|74
ENBA|ENBRIDGE INC 6.375 N|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|180
ENBA|ENBRIDGE INC 6.375 N|ETRS|E*Trade Securities LLC|432
ENBA|ENBRIDGE INC 6.375 N|FINX|FINTECH SECURITIES|191
ENBA|ENBRIDGE INC 6.375 N|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|357
ENBA|ENBRIDGE INC 6.375 N|GEBB|GLOBAL EXECUTION BROKERS, LP|600
ENBA|ENBRIDGE INC 6.375 N|GLPX|ACS EXECUTION SERVICES, LLC|5646
ENBA|ENBRIDGE INC 6.375 N|GSCO|GOLDMAN SACHS & CO. LLC|150500
ENBA|ENBRIDGE INC 6.375 N|GSLT|GOLDMAN SACHS & CO. LLC|2200
ENBA|ENBRIDGE INC 6.375 N|GTSZ|GTS SECURITIES LLC|4956
ENBA|ENBRIDGE INC 6.375 N|HRBF|American Enterprise Investment Services Inc.|5656
ENBA|ENBRIDGE INC 6.375 N|IATS|INTERACTIVE BROKERS LLC|6292
ENBA|ENBRIDGE INC 6.375 N|IBKR|Interactive Brokers Llc|14359
ENBA|ENBRIDGE INC 6.375 N|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|414
ENBA|ENBRIDGE INC 6.375 N|ICBX|INSTINET, LLC|5000
ENBA|ENBRIDGE INC 6.375 N|INCA|INSTINET, LLC|8254
ENBA|ENBRIDGE INC 6.375 N|ITGI|ITG Inc.|13905
ENBA|ENBRIDGE INC 6.375 N|ITGP|ITG INC.|11200
ENBA|ENBRIDGE INC 6.375 N|JANY|Janney Montgomery Scott Inc.|1718
ENBA|ENBRIDGE INC 6.375 N|JPMX|J.P. Morgan Securities LLC|12044
ENBA|ENBRIDGE INC 6.375 N|JSEB|JANE STREET EXECUTION SERVICES, LLC|1496
ENBA|ENBRIDGE INC 6.375 N|KCGM|VIRTU Americas LLC|6684
ENBA|ENBRIDGE INC 6.375 N|LEHM|Barclays Capital Inc./Le|14400
ENBA|ENBRIDGE INC 6.375 N|LIME|Lime Brokerage LLC|479
ENBA|ENBRIDGE INC 6.375 N|LPSP|LPS Partners INC.|50000
ENBA|ENBRIDGE INC 6.375 N|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6657
ENBA|ENBRIDGE INC 6.375 N|MCBT|Moors & Cabot, Inc.|3983
ENBA|ENBRIDGE INC 6.375 N|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
ENBA|ENBRIDGE INC 6.375 N|MSCO|MORGAN STANLEY & CO. LLC|122524
ENBA|ENBRIDGE INC 6.375 N|MSPL|MORGAN STANLEY & CO. LLC|2500
ENBA|ENBRIDGE INC 6.375 N|NFSC|National Financial Services LLC|44382
ENBA|ENBRIDGE INC 6.375 N|NITE|VIRTU Americas LLC|159796
ENBA|ENBRIDGE INC 6.375 N|NQRB|Brut, LLC|184
ENBA|ENBRIDGE INC 6.375 N|OPCO|Oppenheimer & Co. Inc.|2100
ENBA|ENBRIDGE INC 6.375 N|PDQM|CODA MARKETS, INC.|15001
ENBA|ENBRIDGE INC 6.375 N|PWJC|UBS Financial Services, Inc.|284
ENBA|ENBRIDGE INC 6.375 N|RBCM|RBC CAPITAL MARKETS, LLC|26816
ENBA|ENBRIDGE INC 6.375 N|SALI|INTL FCSTONE FINANCIAL INC.|67
ENBA|ENBRIDGE INC 6.375 N|SBSH|Citigroup Global Markets Inc.|6280
ENBA|ENBRIDGE INC 6.375 N|SGMT|GOLDMAN SACHS & CO. LLC|4413
ENBA|ENBRIDGE INC 6.375 N|SMRD|SUMRIDGE PARTNERS, LLC|65
ENBA|ENBRIDGE INC 6.375 N|SPDR|SPEEDROUTE LLC|3855
ENBA|ENBRIDGE INC 6.375 N|STFL|Stifel, Nicolaus & Company, Incorporated|17304
ENBA|ENBRIDGE INC 6.375 N|UBSA|UBS SECURITIES LLC|40057
ENBA|ENBRIDGE INC 6.375 N|UBSS|UBS Securities LLC|62714
ENBA|ENBRIDGE INC 6.375 N|VGRD|Vanguard Marketing Corporation|483
ENBA|ENBRIDGE INC 6.375 N|WBLR|WILLIAM BLAIR|3825
ENBA|ENBRIDGE INC 6.375 N|WCHV|WELLS FARGO SECURITIES, LLC|46512
ENBA|ENBRIDGE INC 6.375 N|WEDB|WEDBUSH SECURITIES INC.|1500
ENBA|ENBRIDGE INC 6.375 N|WEED|Weeden & Co.L.P.|2600
ENBA|ENBRIDGE INC 6.375 N|WEXX|WOLVERINE EXECUTION SERVICES, LLC|428
ENBA|ENBRIDGE INC 6.375 N|XSTM|NATIONAL FINANCIAL SERVICES LLC|15806
ENBA|ENBRIDGE INC 6.375 N|YKNA|COMHAR CAPITAL MARKETS, LLC|3200
ENBA|ENBRIDGE INC 6.375 N|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16876
ENBL|ENABLE MIDSTREAM PRT|ALTX|Alternet Securities Inc.|33571
ENBL|ENABLE MIDSTREAM PRT|APCC|Apex Clearing Corporation|365
ENBL|ENABLE MIDSTREAM PRT|BANK|Primevest Financial Services, Inc.|100
ENBL|ENABLE MIDSTREAM PRT|BATM|CBOE TRADING, INC.|2934
ENBL|ENABLE MIDSTREAM PRT|BAYC|BAY CREST PARTNERS, LLC|5961
ENBL|ENABLE MIDSTREAM PRT|BERN|Sanford C. Bernstein & Co., LLC|17900
ENBL|ENABLE MIDSTREAM PRT|BIDS|BIDS TRADING L.P.|33600
ENBL|ENABLE MIDSTREAM PRT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2990
ENBL|ENABLE MIDSTREAM PRT|BLKX|INSTINET, LLC|10000
ENBL|ENABLE MIDSTREAM PRT|BMOC|BMO Capital Markets Corp.|492
ENBL|ENABLE MIDSTREAM PRT|BNPX|BNP PARIBAS SECURITIES CORP.|452
ENBL|ENABLE MIDSTREAM PRT|BTIG|BTIG, LLC|24506
ENBL|ENABLE MIDSTREAM PRT|BYXM|CBOE TRADING, INC.|3955
ENBL|ENABLE MIDSTREAM PRT|BZYD|GOLDMAN SACHS & CO. LLC|5503
ENBL|ENABLE MIDSTREAM PRT|CANT|Cantor Fitzgerald & Co.|139
ENBL|ENABLE MIDSTREAM PRT|CBLC|CITIGROUP GLOBAL MARKETS INC.|88740
ENBL|ENABLE MIDSTREAM PRT|CHAS|Charles Schwab & Co., Inc.|5909
ENBL|ENABLE MIDSTREAM PRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|191454
ENBL|ENABLE MIDSTREAM PRT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10919
ENBL|ENABLE MIDSTREAM PRT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2704
ENBL|ENABLE MIDSTREAM PRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|260443
ENBL|ENABLE MIDSTREAM PRT|CTDL|Citadel Derivatives Group Llc|3999
ENBL|ENABLE MIDSTREAM PRT|CXCX|CITIGROUP GLOBAL MARKETS INC.|128756
ENBL|ENABLE MIDSTREAM PRT|DBAB|Deutsche Bank Securities Inc.|1045951
ENBL|ENABLE MIDSTREAM PRT|DBAX|Deutsche Bank Securities Inc.|300100
ENBL|ENABLE MIDSTREAM PRT|DCHF|Dart Executions, LLC|234
ENBL|ENABLE MIDSTREAM PRT|DEAN|MORGAN STANLEY|3921
ENBL|ENABLE MIDSTREAM PRT|DEGS|RONIN PROFESSIONAL LLC|7853
ENBL|ENABLE MIDSTREAM PRT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10
ENBL|ENABLE MIDSTREAM PRT|EBXL|EBX LLC|331600
ENBL|ENABLE MIDSTREAM PRT|ECUT|CONVERGEX EXECUTION SOLUTIONS|25555
ENBL|ENABLE MIDSTREAM PRT|EDJO|Edward D. Jones & Co., L.P.|3598
ENBL|ENABLE MIDSTREAM PRT|EGAM|CBOE TRADING, INC.|45697
ENBL|ENABLE MIDSTREAM PRT|EGAW|CBOE TRADING, INC.|50
ENBL|ENABLE MIDSTREAM PRT|EGXM|CBOE TRADING, INC.|8898
ENBL|ENABLE MIDSTREAM PRT|ETBE|Electronic Transaction Clearing, Inc.|16722
ENBL|ENABLE MIDSTREAM PRT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ENBL|ENABLE MIDSTREAM PRT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
ENBL|ENABLE MIDSTREAM PRT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5074
ENBL|ENABLE MIDSTREAM PRT|ETRS|E*Trade Securities LLC|55533
ENBL|ENABLE MIDSTREAM PRT|FBRC|B. RILEY FBR, INC.|462295
ENBL|ENABLE MIDSTREAM PRT|FILL|Tradestation Securities, Inc.|2592
ENBL|ENABLE MIDSTREAM PRT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|293835
ENBL|ENABLE MIDSTREAM PRT|FTBR|Foliofn Investments, Inc.|2902
ENBL|ENABLE MIDSTREAM PRT|GEBB|GLOBAL EXECUTION BROKERS, LP|4300
ENBL|ENABLE MIDSTREAM PRT|GLPX|ACS EXECUTION SERVICES, LLC|11635
ENBL|ENABLE MIDSTREAM PRT|GSCO|GOLDMAN SACHS & CO. LLC|524929
ENBL|ENABLE MIDSTREAM PRT|GSCS|GOLDMAN SACHS & CO. LLC|1380
ENBL|ENABLE MIDSTREAM PRT|GSLT|GOLDMAN SACHS & CO. LLC|4472
ENBL|ENABLE MIDSTREAM PRT|GTSZ|GTS SECURITIES LLC|33092
ENBL|ENABLE MIDSTREAM PRT|HRBF|American Enterprise Investment Services Inc.|1835
ENBL|ENABLE MIDSTREAM PRT|IATS|INTERACTIVE BROKERS LLC|29812
ENBL|ENABLE MIDSTREAM PRT|IBKR|Interactive Brokers Llc|72478
ENBL|ENABLE MIDSTREAM PRT|ICBX|INSTINET, LLC|74814
ENBL|ENABLE MIDSTREAM PRT|INCA|INSTINET, LLC|62285
ENBL|ENABLE MIDSTREAM PRT|INJX|INSTINET, LLC|57708
ENBL|ENABLE MIDSTREAM PRT|ITGI|ITG Inc.|141321
ENBL|ENABLE MIDSTREAM PRT|ITGP|ITG INC.|207800
ENBL|ENABLE MIDSTREAM PRT|JEFF|JEFFERIES LLC|190831
ENBL|ENABLE MIDSTREAM PRT|JMPT|JUMP TRADING, LLC|76438
ENBL|ENABLE MIDSTREAM PRT|JONE|JonesTrading|162050
ENBL|ENABLE MIDSTREAM PRT|JPMX|J.P. Morgan Securities LLC|251281
ENBL|ENABLE MIDSTREAM PRT|JSJX|JANE STREET CAPITAL LLC|18138
ENBL|ENABLE MIDSTREAM PRT|KCGM|VIRTU Americas LLC|106890
ENBL|ENABLE MIDSTREAM PRT|LEHM|Barclays Capital Inc./Le|386130
ENBL|ENABLE MIDSTREAM PRT|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|7300
ENBL|ENABLE MIDSTREAM PRT|LIME|Lime Brokerage LLC|16761
ENBL|ENABLE MIDSTREAM PRT|LQNA|LIQUIDNET, INC.|7500
ENBL|ENABLE MIDSTREAM PRT|LSCI|Lek Securities Corporation|21
ENBL|ENABLE MIDSTREAM PRT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ENBL|ENABLE MIDSTREAM PRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|205508
ENBL|ENABLE MIDSTREAM PRT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ENBL|ENABLE MIDSTREAM PRT|MOTF|MOTIF INVESTING, INC.|5
ENBL|ENABLE MIDSTREAM PRT|MSCO|MORGAN STANLEY & CO. LLC|2476048
ENBL|ENABLE MIDSTREAM PRT|MSPL|MORGAN STANLEY & CO. LLC|113600
ENBL|ENABLE MIDSTREAM PRT|MSTX|MORGAN STANLEY & CO. LLC|500
ENBL|ENABLE MIDSTREAM PRT|NFSC|National Financial Services LLC|159475
ENBL|ENABLE MIDSTREAM PRT|NITE|VIRTU Americas LLC|417477
ENBL|ENABLE MIDSTREAM PRT|NITP|VIRTU Americas LLC|2550
ENBL|ENABLE MIDSTREAM PRT|NQRB|Brut, LLC|27452
ENBL|ENABLE MIDSTREAM PRT|NTBF|BMO Nesbitt Burns Inc./CDS|438
ENBL|ENABLE MIDSTREAM PRT|OPCO|Oppenheimer & Co. Inc.|542
ENBL|ENABLE MIDSTREAM PRT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
ENBL|ENABLE MIDSTREAM PRT|PDQM|CODA MARKETS, INC.|39495
ENBL|ENABLE MIDSTREAM PRT|PHLY|NASDAQ Execution Services, LLC|400
ENBL|ENABLE MIDSTREAM PRT|PWJC|UBS Financial Services, Inc.|3000
ENBL|ENABLE MIDSTREAM PRT|RBCM|RBC CAPITAL MARKETS, LLC|4163
ENBL|ENABLE MIDSTREAM PRT|SAGL|SAGETRADER, LLC|11908
ENBL|ENABLE MIDSTREAM PRT|SAGW|SAGETRADER, LLC|111
ENBL|ENABLE MIDSTREAM PRT|SBSH|Citigroup Global Markets Inc.|213407
ENBL|ENABLE MIDSTREAM PRT|SGMT|GOLDMAN SACHS & CO. LLC|133221
ENBL|ENABLE MIDSTREAM PRT|SPDR|SPEEDROUTE LLC|28175
ENBL|ENABLE MIDSTREAM PRT|SPHN|Stephens Inc.|17000
ENBL|ENABLE MIDSTREAM PRT|STFL|Stifel, Nicolaus & Company, Incorporated|3630
ENBL|ENABLE MIDSTREAM PRT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2700
ENBL|ENABLE MIDSTREAM PRT|SWIM|TD Ameritrade, Inc.|14702
ENBL|ENABLE MIDSTREAM PRT|SWST|Hilltop Securities Inc.|2134
ENBL|ENABLE MIDSTREAM PRT|TKNG|ALLY INVEST SECURITIES LLC|9385
ENBL|ENABLE MIDSTREAM PRT|TRBT|Tradebot Systems, Inc.|170995
ENBL|ENABLE MIDSTREAM PRT|TRCM|TRC MARKETS LLC|57331
ENBL|ENABLE MIDSTREAM PRT|UBSA|UBS SECURITIES LLC|1106382
ENBL|ENABLE MIDSTREAM PRT|UBSS|UBS Securities LLC|722870
ENBL|ENABLE MIDSTREAM PRT|USCA|USCA Securities LLC|205600
ENBL|ENABLE MIDSTREAM PRT|VALX|VIRTU AMERICAS LLC|15017
ENBL|ENABLE MIDSTREAM PRT|VGRD|Vanguard Marketing Corporation|20198
ENBL|ENABLE MIDSTREAM PRT|WABR|Wall Street Access|2800
ENBL|ENABLE MIDSTREAM PRT|WBPX|SUMMIT SECURITIES GROUP, LLC|4765
ENBL|ENABLE MIDSTREAM PRT|WCHV|WELLS FARGO SECURITIES, LLC|115994
ENBL|ENABLE MIDSTREAM PRT|WDCO|Wilson-Davis & Co., Inc.|325
ENBL|ENABLE MIDSTREAM PRT|WEDB|WEDBUSH SECURITIES INC.|6380
ENBL|ENABLE MIDSTREAM PRT|WEED|Weeden & Co.L.P.|430
ENBL|ENABLE MIDSTREAM PRT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8529
ENBL|ENABLE MIDSTREAM PRT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34382
ENBL|ENABLE MIDSTREAM PRT|WFPB|Wells Fargo Securities, LLC.|58304
ENBL|ENABLE MIDSTREAM PRT|WSEA|WOLVERINE SECURITIES, LLC|3288
ENBL|ENABLE MIDSTREAM PRT|XSTM|NATIONAL FINANCIAL SERVICES LLC|14362
ENBL|ENABLE MIDSTREAM PRT|YKNA|COMHAR CAPITAL MARKETS, LLC|5756
ENBL|ENABLE MIDSTREAM PRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9072
ENDP|ENDO INT'L PLC|ABLE|NATIXIS Securities Americas LLC|46338
ENDP|ENDO INT'L PLC|ADAM|CANACCORD GENUITY INC.|1218097
ENDP|ENDO INT'L PLC|ALLN|Allen & Company LLC|12800
ENDP|ENDO INT'L PLC|ALTX|Alternet Securities Inc.|68441
ENDP|ENDO INT'L PLC|APCC|Apex Clearing Corporation|299215
ENDP|ENDO INT'L PLC|BARD|Robert W. Baird & Co. Incorporated|3206
ENDP|ENDO INT'L PLC|BATM|CBOE TRADING, INC.|40845
ENDP|ENDO INT'L PLC|BAYC|BAY CREST PARTNERS, LLC|8176
ENDP|ENDO INT'L PLC|BAYT|BTIG, LLC|35300
ENDP|ENDO INT'L PLC|BBNT|BB&T SECURITIES, LLC|3065
ENDP|ENDO INT'L PLC|BERN|Sanford C. Bernstein & Co., LLC|182860
ENDP|ENDO INT'L PLC|BIDS|BIDS TRADING L.P.|11600
ENDP|ENDO INT'L PLC|BIMI|Banca IMI Securities Corp.|28926
ENDP|ENDO INT'L PLC|BKCM|BNY Mellon Capital Markets LLC|2345889
ENDP|ENDO INT'L PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|213326
ENDP|ENDO INT'L PLC|BLKX|INSTINET, LLC|409559
ENDP|ENDO INT'L PLC|BMOC|BMO Capital Markets Corp.|59830
ENDP|ENDO INT'L PLC|BNPX|BNP PARIBAS SECURITIES CORP.|385943
ENDP|ENDO INT'L PLC|BRGE|Newbridge Securities Corp.|11649
ENDP|ENDO INT'L PLC|BRVL|BLAYLOCK VAN, LLC|8900
ENDP|ENDO INT'L PLC|BTIG|BTIG, LLC|251144
ENDP|ENDO INT'L PLC|BYXM|CBOE TRADING, INC.|9972
ENDP|ENDO INT'L PLC|BZYD|GOLDMAN SACHS & CO. LLC|5200
ENDP|ENDO INT'L PLC|CANT|Cantor Fitzgerald & Co.|23356
ENDP|ENDO INT'L PLC|CHAS|Charles Schwab & Co., Inc.|22746
ENDP|ENDO INT'L PLC|CIST|Capital Institutional Services, Inc.|10522
ENDP|ENDO INT'L PLC|CLSA|CLSA AMERICAS, LLC|61213
ENDP|ENDO INT'L PLC|CPCP|PRECISION SECURITIES, LLC|400
ENDP|ENDO INT'L PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|541087
ENDP|ENDO INT'L PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ENDP|ENDO INT'L PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|54559
ENDP|ENDO INT'L PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1858938
ENDP|ENDO INT'L PLC|CTDL|Citadel Derivatives Group Llc|238201
ENDP|ENDO INT'L PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|462728
ENDP|ENDO INT'L PLC|DBAB|Deutsche Bank Securities Inc.|19493673
ENDP|ENDO INT'L PLC|DBAX|Deutsche Bank Securities Inc.|1608600
ENDP|ENDO INT'L PLC|DBUL|Deutsche Bank Securities Inc.|15568
ENDP|ENDO INT'L PLC|DCHF|Dart Executions, LLC|28800
ENDP|ENDO INT'L PLC|DEAN|MORGAN STANLEY|48046
ENDP|ENDO INT'L PLC|DEGS|RONIN PROFESSIONAL LLC|51053
ENDP|ENDO INT'L PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|85506
ENDP|ENDO INT'L PLC|DRWK|DRW SECURITIES, L.L.C.|347154
ENDP|ENDO INT'L PLC|EBXL|EBX LLC|859400
ENDP|ENDO INT'L PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|30661
ENDP|ENDO INT'L PLC|EDJO|Edward D. Jones & Co., L.P.|23677
ENDP|ENDO INT'L PLC|EGAM|CBOE TRADING, INC.|128033
ENDP|ENDO INT'L PLC|EGAW|CBOE TRADING, INC.|500
ENDP|ENDO INT'L PLC|EGXM|CBOE TRADING, INC.|15634
ENDP|ENDO INT'L PLC|EGXW|CBOE TRADING, INC.|545
ENDP|ENDO INT'L PLC|ETBE|Electronic Transaction Clearing, Inc.|221604
ENDP|ENDO INT'L PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|101162
ENDP|ENDO INT'L PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|64028
ENDP|ENDO INT'L PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|24000
ENDP|ENDO INT'L PLC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2800
ENDP|ENDO INT'L PLC|ETRS|E*Trade Securities LLC|1324397
ENDP|ENDO INT'L PLC|EVRS|E1 ASSET MANAGEMENT, INC.|22200
ENDP|ENDO INT'L PLC|FBCO|Credit Suisse Securities (USA) LLC|10412224
ENDP|ENDO INT'L PLC|FBSB|U.S. Bancorp Investments, Inc.|330
ENDP|ENDO INT'L PLC|FILL|Tradestation Securities, Inc.|348885
ENDP|ENDO INT'L PLC|FMAF|NBCN Inc./ CDS|46471
ENDP|ENDO INT'L PLC|FNXS|FENIX SECURITIES, LLC|12397
ENDP|ENDO INT'L PLC|FOMA|TD AMERITRADE CLEARING, INC.|3895559
ENDP|ENDO INT'L PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|33546
ENDP|ENDO INT'L PLC|FQLS|Quantlab Securities LP|1278934
ENDP|ENDO INT'L PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|316342
ENDP|ENDO INT'L PLC|FTBR|Foliofn Investments, Inc.|6031
ENDP|ENDO INT'L PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|295025
ENDP|ENDO INT'L PLC|GLIS|TD Securities Inc|550
ENDP|ENDO INT'L PLC|GLPX|ACS EXECUTION SERVICES, LLC|327081
ENDP|ENDO INT'L PLC|GSCO|GOLDMAN SACHS & CO. LLC|16401313
ENDP|ENDO INT'L PLC|GSCS|GOLDMAN SACHS & CO. LLC|347652
ENDP|ENDO INT'L PLC|GSLT|GOLDMAN SACHS & CO. LLC|26987
ENDP|ENDO INT'L PLC|GTSZ|GTS SECURITIES LLC|235933
ENDP|ENDO INT'L PLC|HAPX|HAP Trading, LLC|16991
ENDP|ENDO INT'L PLC|HRBF|American Enterprise Investment Services Inc.|45140
ENDP|ENDO INT'L PLC|HSBC|HSBC Securities, Inc.|8852
ENDP|ENDO INT'L PLC|IATS|INTERACTIVE BROKERS LLC|136843
ENDP|ENDO INT'L PLC|IBKR|Interactive Brokers Llc|1014026
ENDP|ENDO INT'L PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|538
ENDP|ENDO INT'L PLC|ICBX|INSTINET, LLC|1192896
ENDP|ENDO INT'L PLC|IEQY|CITADEL SECURITIES LLC|713415
ENDP|ENDO INT'L PLC|INCA|INSTINET, LLC|5391367
ENDP|ENDO INT'L PLC|INJX|INSTINET, LLC|110630
ENDP|ENDO INT'L PLC|ITGI|ITG Inc.|2058626
ENDP|ENDO INT'L PLC|ITGP|ITG INC.|828400
ENDP|ENDO INT'L PLC|JANY|Janney Montgomery Scott Inc.|5500
ENDP|ENDO INT'L PLC|JEFF|JEFFERIES LLC|817572
ENDP|ENDO INT'L PLC|JMPT|JUMP TRADING, LLC|564154
ENDP|ENDO INT'L PLC|JONE|JonesTrading|270276
ENDP|ENDO INT'L PLC|JPBX|J.P. MORGAN SECURITIES LLC|153583
ENDP|ENDO INT'L PLC|JPMX|J.P. Morgan Securities LLC|1987670
ENDP|ENDO INT'L PLC|JSCL|JOSEPH STONE CAPITAL L.L.C.|15400
ENDP|ENDO INT'L PLC|JSJX|JANE STREET CAPITAL LLC|50484
ENDP|ENDO INT'L PLC|KCGM|VIRTU Americas LLC|382494
ENDP|ENDO INT'L PLC|LEER|LEERINK PARTNERS LLC|103100
ENDP|ENDO INT'L PLC|LEHM|Barclays Capital Inc./Le|12847987
ENDP|ENDO INT'L PLC|LIME|Lime Brokerage LLC|1037493
ENDP|ENDO INT'L PLC|LMGP|LIME BROKERAGE LLC|48119
ENDP|ENDO INT'L PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|341738
ENDP|ENDO INT'L PLC|LOOP|Loop Capital Markets LLC|48975
ENDP|ENDO INT'L PLC|LQNA|LIQUIDNET, INC.|49700
ENDP|ENDO INT'L PLC|LSCI|Lek Securities Corporation|41567
ENDP|ENDO INT'L PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3000
ENDP|ENDO INT'L PLC|MACQ|Macquarie Capital (USA) Inc.|2007
ENDP|ENDO INT'L PLC|MAGM|TOR BROKERAGE LLC|7400
ENDP|ENDO INT'L PLC|MAXM|Maxim Group LLC|89406
ENDP|ENDO INT'L PLC|MBTS|ALLY INVEST SECURITIES LLC|72462
ENDP|ENDO INT'L PLC|MCMF|Raymond James Ltd. Cds|35900
ENDP|ENDO INT'L PLC|MICA|Spartan Securities Group, Ltd.|3000
ENDP|ENDO INT'L PLC|MKMP|MKM Partners LLC|25000
ENDP|ENDO INT'L PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1264803
ENDP|ENDO INT'L PLC|MOTF|MOTIF INVESTING, INC.|4
ENDP|ENDO INT'L PLC|MPSG|E D & F Man Capital Markets Inc.|14200
ENDP|ENDO INT'L PLC|MRBA|IBN FINANCIAL SERVICES, INC.|200
ENDP|ENDO INT'L PLC|MSCO|MORGAN STANLEY & CO. LLC|41673440
ENDP|ENDO INT'L PLC|MSPL|MORGAN STANLEY & CO. LLC|1807900
ENDP|ENDO INT'L PLC|MSTX|MORGAN STANLEY & CO. LLC|955200
ENDP|ENDO INT'L PLC|MZHO|Mizuho Securities USA LLC|454000
ENDP|ENDO INT'L PLC|NATL|National Securities Corporation|300
ENDP|ENDO INT'L PLC|NBCS|NBC Securities, INC.|1490
ENDP|ENDO INT'L PLC|NFSC|National Financial Services LLC|2866854
ENDP|ENDO INT'L PLC|NITE|VIRTU Americas LLC|6951876
ENDP|ENDO INT'L PLC|NITP|VIRTU Americas LLC|170473
ENDP|ENDO INT'L PLC|NMRA|Nomura Securities International, Inc.|537087
ENDP|ENDO INT'L PLC|NQRB|Brut, LLC|33673
ENDP|ENDO INT'L PLC|NTRC|Northern Trust Securities, Inc.|2572
ENDP|ENDO INT'L PLC|OHOS|TWO SIGMA SECURITIES, LLC|180047
ENDP|ENDO INT'L PLC|OPCO|Oppenheimer & Co. Inc.|32459
ENDP|ENDO INT'L PLC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6324
ENDP|ENDO INT'L PLC|PCPT|PHILLIP CAPITAL INC.|200
ENDP|ENDO INT'L PLC|PDQM|CODA MARKETS, INC.|344612
ENDP|ENDO INT'L PLC|PHLY|NASDAQ Execution Services, LLC|28400
ENDP|ENDO INT'L PLC|PIPR|Piper Jaffray & Co.|55631
ENDP|ENDO INT'L PLC|POIN|PRECISION SECURITIES, LLC (POIN)|2900
ENDP|ENDO INT'L PLC|PREC|PRECISION SECURITIES, LLC|801090
ENDP|ENDO INT'L PLC|PWJC|UBS Financial Services, Inc.|86026
ENDP|ENDO INT'L PLC|RAJA|Raymond James & Associates, Inc.|34296
ENDP|ENDO INT'L PLC|RBCM|RBC CAPITAL MARKETS, LLC|85997
ENDP|ENDO INT'L PLC|RGLD|Regal Securities, Inc|1900
ENDP|ENDO INT'L PLC|RHCO|Suntrust Robinson Humphrey, Inc.|1088561
ENDP|ENDO INT'L PLC|SAGL|SAGETRADER, LLC|7605
ENDP|ENDO INT'L PLC|SALI|INTL FCSTONE FINANCIAL INC.|435
ENDP|ENDO INT'L PLC|SBSH|Citigroup Global Markets Inc.|15086605
ENDP|ENDO INT'L PLC|SGMT|GOLDMAN SACHS & CO. LLC|911929
ENDP|ENDO INT'L PLC|SOGO|Wang Investment Associates, Inc.|700
ENDP|ENDO INT'L PLC|SPDR|SPEEDROUTE LLC|56643
ENDP|ENDO INT'L PLC|SPNT|SEVEN POINTS CAPITAL, LLC|1453
ENDP|ENDO INT'L PLC|SPTD|MINT GLOBAL MARKETS, INC.|100
ENDP|ENDO INT'L PLC|STFL|Stifel, Nicolaus & Company, Incorporated|38285
ENDP|ENDO INT'L PLC|STKP|STOCKPILE INVESTMENTS, INC.|12812
ENDP|ENDO INT'L PLC|STXG|Stockcross Financial Services, Inc.|5000
ENDP|ENDO INT'L PLC|SWIM|TD Ameritrade, Inc.|3887526
ENDP|ENDO INT'L PLC|SWST|Hilltop Securities Inc.|109447
ENDP|ENDO INT'L PLC|TDFS|TRADERFIELD SECURITIES INC.|1000
ENDP|ENDO INT'L PLC|TKNG|ALLY INVEST SECURITIES LLC|40000
ENDP|ENDO INT'L PLC|TRBT|Tradebot Systems, Inc.|1739223
ENDP|ENDO INT'L PLC|TRCM|TRC MARKETS LLC|1166411
ENDP|ENDO INT'L PLC|TWTT|TASTYWORKS, INC.|2575
ENDP|ENDO INT'L PLC|UBSA|UBS SECURITIES LLC|4747700
ENDP|ENDO INT'L PLC|UBSS|UBS Securities LLC|14841944
ENDP|ENDO INT'L PLC|VALX|VIRTU AMERICAS LLC|92361
ENDP|ENDO INT'L PLC|VGRD|Vanguard Marketing Corporation|104556
ENDP|ENDO INT'L PLC|VSIN|Vision Financial Markets Llc|3223
ENDP|ENDO INT'L PLC|WABR|Wall Street Access|2500
ENDP|ENDO INT'L PLC|WBLR|WILLIAM BLAIR|7
ENDP|ENDO INT'L PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|6400
ENDP|ENDO INT'L PLC|WCHV|WELLS FARGO SECURITIES, LLC|1062062
ENDP|ENDO INT'L PLC|WDNX|WEEDEN & CO.L.P.|27156
ENDP|ENDO INT'L PLC|WEDB|WEDBUSH SECURITIES INC.|62700
ENDP|ENDO INT'L PLC|WEED|Weeden & Co.L.P.|27891
ENDP|ENDO INT'L PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|131340
ENDP|ENDO INT'L PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|208809
ENDP|ENDO INT'L PLC|WGIF|CIBC World Markets Inc.|83422
ENDP|ENDO INT'L PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|748
ENDP|ENDO INT'L PLC|WORD|Worden Capital Management LLC|4430
ENDP|ENDO INT'L PLC|WSEA|WOLVERINE SECURITIES, LLC|80816
ENDP|ENDO INT'L PLC|XIST|INSTINET, LLC|855724
ENDP|ENDO INT'L PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|528972
ENDP|ENDO INT'L PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|46053
ENDP|ENDO INT'L PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11942
ENFC|ENTEGRA FINANC CM ST|APCC|Apex Clearing Corporation|3
ENFC|ENTEGRA FINANC CM ST|BATM|CBOE TRADING, INC.|6
ENFC|ENTEGRA FINANC CM ST|BERN|Sanford C. Bernstein & Co., LLC|4
ENFC|ENTEGRA FINANC CM ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
ENFC|ENTEGRA FINANC CM ST|BMOC|BMO Capital Markets Corp.|1428
ENFC|ENTEGRA FINANC CM ST|BNKS|Fig Partners, LLC|1162
ENFC|ENTEGRA FINANC CM ST|BNPX|BNP PARIBAS SECURITIES CORP.|1632
ENFC|ENTEGRA FINANC CM ST|BZYD|GOLDMAN SACHS & CO. LLC|971
ENFC|ENTEGRA FINANC CM ST|CHAS|Charles Schwab & Co., Inc.|1000
ENFC|ENTEGRA FINANC CM ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
ENFC|ENTEGRA FINANC CM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2623
ENFC|ENTEGRA FINANC CM ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|871
ENFC|ENTEGRA FINANC CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|927
ENFC|ENTEGRA FINANC CM ST|CTDL|Citadel Derivatives Group Llc|164
ENFC|ENTEGRA FINANC CM ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|100
ENFC|ENTEGRA FINANC CM ST|DBAB|Deutsche Bank Securities Inc.|16515
ENFC|ENTEGRA FINANC CM ST|DBAX|Deutsche Bank Securities Inc.|700
ENFC|ENTEGRA FINANC CM ST|DEGS|RONIN PROFESSIONAL LLC|1800
ENFC|ENTEGRA FINANC CM ST|EBXL|EBX LLC|800
ENFC|ENTEGRA FINANC CM ST|EGXM|CBOE TRADING, INC.|5
ENFC|ENTEGRA FINANC CM ST|EGXW|CBOE TRADING, INC.|479
ENFC|ENTEGRA FINANC CM ST|ELEV|ELEVATION, LLC|119
ENFC|ENTEGRA FINANC CM ST|ETRS|E*Trade Securities LLC|1100
ENFC|ENTEGRA FINANC CM ST|FBCO|Credit Suisse Securities (USA) LLC|24020
ENFC|ENTEGRA FINANC CM ST|FOMA|TD AMERITRADE CLEARING, INC.|3369
ENFC|ENTEGRA FINANC CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|569
ENFC|ENTEGRA FINANC CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|6174
ENFC|ENTEGRA FINANC CM ST|GLPX|ACS EXECUTION SERVICES, LLC|100
ENFC|ENTEGRA FINANC CM ST|GSCO|GOLDMAN SACHS & CO. LLC|26368
ENFC|ENTEGRA FINANC CM ST|GSCS|GOLDMAN SACHS & CO. LLC|11798
ENFC|ENTEGRA FINANC CM ST|GSLT|GOLDMAN SACHS & CO. LLC|100
ENFC|ENTEGRA FINANC CM ST|GTSZ|GTS SECURITIES LLC|146
ENFC|ENTEGRA FINANC CM ST|HOVD|HOVDE GROUP, LLC|30000
ENFC|ENTEGRA FINANC CM ST|IBKR|Interactive Brokers Llc|4581
ENFC|ENTEGRA FINANC CM ST|ICBX|INSTINET, LLC|400
ENFC|ENTEGRA FINANC CM ST|IEQY|CITADEL SECURITIES LLC|497
ENFC|ENTEGRA FINANC CM ST|INCA|INSTINET, LLC|13427
ENFC|ENTEGRA FINANC CM ST|INJX|INSTINET, LLC|696
ENFC|ENTEGRA FINANC CM ST|ITGI|ITG Inc.|3249
ENFC|ENTEGRA FINANC CM ST|ITGP|ITG INC.|59200
ENFC|ENTEGRA FINANC CM ST|JEFF|JEFFERIES LLC|1435
ENFC|ENTEGRA FINANC CM ST|JONE|JonesTrading|40000
ENFC|ENTEGRA FINANC CM ST|JPMX|J.P. Morgan Securities LLC|4982
ENFC|ENTEGRA FINANC CM ST|KCGM|VIRTU Americas LLC|245
ENFC|ENTEGRA FINANC CM ST|LEHM|Barclays Capital Inc./Le|14042
ENFC|ENTEGRA FINANC CM ST|LIME|Lime Brokerage LLC|23409
ENFC|ENTEGRA FINANC CM ST|MAXM|Maxim Group LLC|822
ENFC|ENTEGRA FINANC CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
ENFC|ENTEGRA FINANC CM ST|MSCO|MORGAN STANLEY & CO. LLC|16598
ENFC|ENTEGRA FINANC CM ST|MSPL|MORGAN STANLEY & CO. LLC|2800
ENFC|ENTEGRA FINANC CM ST|NFSC|National Financial Services LLC|7539
ENFC|ENTEGRA FINANC CM ST|NITE|VIRTU Americas LLC|8917
ENFC|ENTEGRA FINANC CM ST|PDQM|CODA MARKETS, INC.|10
ENFC|ENTEGRA FINANC CM ST|SBSH|Citigroup Global Markets Inc.|8981
ENFC|ENTEGRA FINANC CM ST|SGMT|GOLDMAN SACHS & CO. LLC|1002
ENFC|ENTEGRA FINANC CM ST|SPDR|SPEEDROUTE LLC|9
ENFC|ENTEGRA FINANC CM ST|TKNG|ALLY INVEST SECURITIES LLC|1
ENFC|ENTEGRA FINANC CM ST|TMBR|Timber Hill LLC|65
ENFC|ENTEGRA FINANC CM ST|TRBT|Tradebot Systems, Inc.|505
ENFC|ENTEGRA FINANC CM ST|TRCM|TRC MARKETS LLC|10233
ENFC|ENTEGRA FINANC CM ST|UBSA|UBS SECURITIES LLC|5403
ENFC|ENTEGRA FINANC CM ST|UBSS|UBS Securities LLC|11222
ENFC|ENTEGRA FINANC CM ST|VGRD|Vanguard Marketing Corporation|583
ENFC|ENTEGRA FINANC CM ST|WCHV|WELLS FARGO SECURITIES, LLC|464
ENFC|ENTEGRA FINANC CM ST|WSEA|WOLVERINE SECURITIES, LLC|1
ENFC|ENTEGRA FINANC CM ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
ENFR|ALERIAN ENERGY ETF|APCC|Apex Clearing Corporation|47
ENFR|ALERIAN ENERGY ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17
ENFR|ALERIAN ENERGY ETF|CHAS|Charles Schwab & Co., Inc.|237
ENFR|ALERIAN ENERGY ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
ENFR|ALERIAN ENERGY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2238
ENFR|ALERIAN ENERGY ETF|CTDL|Citadel Derivatives Group Llc|2748
ENFR|ALERIAN ENERGY ETF|DBAX|Deutsche Bank Securities Inc.|100
ENFR|ALERIAN ENERGY ETF|DEAN|MORGAN STANLEY|683
ENFR|ALERIAN ENERGY ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
ENFR|ALERIAN ENERGY ETF|EBXL|EBX LLC|800
ENFR|ALERIAN ENERGY ETF|ETRS|E*Trade Securities LLC|1034
ENFR|ALERIAN ENERGY ETF|GSCO|GOLDMAN SACHS & CO. LLC|300
ENFR|ALERIAN ENERGY ETF|HRBF|American Enterprise Investment Services Inc.|3744
ENFR|ALERIAN ENERGY ETF|IBKR|Interactive Brokers Llc|603
ENFR|ALERIAN ENERGY ETF|JANY|Janney Montgomery Scott Inc.|106
ENFR|ALERIAN ENERGY ETF|JSJX|JANE STREET CAPITAL LLC|5033
ENFR|ALERIAN ENERGY ETF|KCGM|VIRTU Americas LLC|5622
ENFR|ALERIAN ENERGY ETF|LIME|Lime Brokerage LLC|182
ENFR|ALERIAN ENERGY ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
ENFR|ALERIAN ENERGY ETF|MSCO|MORGAN STANLEY & CO. LLC|2872
ENFR|ALERIAN ENERGY ETF|NFSC|National Financial Services LLC|9883
ENFR|ALERIAN ENERGY ETF|NITE|VIRTU Americas LLC|7835
ENFR|ALERIAN ENERGY ETF|SGMT|GOLDMAN SACHS & CO. LLC|300
ENFR|ALERIAN ENERGY ETF|SWIM|TD Ameritrade, Inc.|2230
ENFR|ALERIAN ENERGY ETF|UBSA|UBS SECURITIES LLC|400
ENFR|ALERIAN ENERGY ETF|UBSS|UBS Securities LLC|3946
ENFR|ALERIAN ENERGY ETF|VGRD|Vanguard Marketing Corporation|44
ENFR|ALERIAN ENERGY ETF|WCHV|WELLS FARGO SECURITIES, LLC|3015
ENFR|ALERIAN ENERGY ETF|WSEA|WOLVERINE SECURITIES, LLC|1
ENFR|ALERIAN ENERGY ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11515
ENG|ENGLOBAL CORP|ALTX|Alternet Securities Inc.|294
ENG|ENGLOBAL CORP|APCC|Apex Clearing Corporation|5336
ENG|ENGLOBAL CORP|BIMI|Banca IMI Securities Corp.|450
ENG|ENGLOBAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
ENG|ENGLOBAL CORP|BYXM|CBOE TRADING, INC.|150
ENG|ENGLOBAL CORP|CANT|Cantor Fitzgerald & Co.|175
ENG|ENGLOBAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24
ENG|ENGLOBAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5090
ENG|ENGLOBAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
ENG|ENGLOBAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5389
ENG|ENGLOBAL CORP|CTDL|Citadel Derivatives Group Llc|1227
ENG|ENGLOBAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|300
ENG|ENGLOBAL CORP|DBAB|Deutsche Bank Securities Inc.|3900
ENG|ENGLOBAL CORP|DBAX|Deutsche Bank Securities Inc.|5400
ENG|ENGLOBAL CORP|DEGS|RONIN PROFESSIONAL LLC|21928
ENG|ENGLOBAL CORP|EBXL|EBX LLC|3700
ENG|ENGLOBAL CORP|EDJO|Edward D. Jones & Co., L.P.|14802
ENG|ENGLOBAL CORP|ETBE|Electronic Transaction Clearing, Inc.|410
ENG|ENGLOBAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|224
ENG|ENGLOBAL CORP|ETRS|E*Trade Securities LLC|150144
ENG|ENGLOBAL CORP|FBCO|Credit Suisse Securities (USA) LLC|17250
ENG|ENGLOBAL CORP|FBSB|U.S. Bancorp Investments, Inc.|21
ENG|ENGLOBAL CORP|FILL|Tradestation Securities, Inc.|1498
ENG|ENGLOBAL CORP|FMAF|NBCN Inc./ CDS|4300
ENG|ENGLOBAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|193184
ENG|ENGLOBAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2762
ENG|ENGLOBAL CORP|FTBR|Foliofn Investments, Inc.|712
ENG|ENGLOBAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1952
ENG|ENGLOBAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|794
ENG|ENGLOBAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|33810
ENG|ENGLOBAL CORP|GTSZ|GTS SECURITIES LLC|2608
ENG|ENGLOBAL CORP|HRBF|American Enterprise Investment Services Inc.|855
ENG|ENGLOBAL CORP|IATS|INTERACTIVE BROKERS LLC|4533
ENG|ENGLOBAL CORP|IBKR|Interactive Brokers Llc|53428
ENG|ENGLOBAL CORP|ICBX|INSTINET, LLC|1800
ENG|ENGLOBAL CORP|INCA|INSTINET, LLC|13170
ENG|ENGLOBAL CORP|ITGI|ITG Inc.|909
ENG|ENGLOBAL CORP|ITGP|ITG INC.|3400
ENG|ENGLOBAL CORP|JMPT|JUMP TRADING, LLC|706
ENG|ENGLOBAL CORP|JPMX|J.P. Morgan Securities LLC|3000
ENG|ENGLOBAL CORP|JSJX|JANE STREET CAPITAL LLC|424
ENG|ENGLOBAL CORP|KCGM|VIRTU Americas LLC|701
ENG|ENGLOBAL CORP|LEHM|Barclays Capital Inc./Le|2227
ENG|ENGLOBAL CORP|LIME|Lime Brokerage LLC|19908
ENG|ENGLOBAL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ENG|ENGLOBAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
ENG|ENGLOBAL CORP|MSCO|MORGAN STANLEY & CO. LLC|76764
ENG|ENGLOBAL CORP|MSPL|MORGAN STANLEY & CO. LLC|700
ENG|ENGLOBAL CORP|NFSC|National Financial Services LLC|158199
ENG|ENGLOBAL CORP|NITE|VIRTU Americas LLC|335290
ENG|ENGLOBAL CORP|PDQM|CODA MARKETS, INC.|2588
ENG|ENGLOBAL CORP|PWJC|UBS Financial Services, Inc.|400
ENG|ENGLOBAL CORP|SALI|INTL FCSTONE FINANCIAL INC.|3825
ENG|ENGLOBAL CORP|SBSH|Citigroup Global Markets Inc.|1133
ENG|ENGLOBAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|12087
ENG|ENGLOBAL CORP|SPDR|SPEEDROUTE LLC|615
ENG|ENGLOBAL CORP|SWIM|TD Ameritrade, Inc.|91611
ENG|ENGLOBAL CORP|TKNG|ALLY INVEST SECURITIES LLC|735
ENG|ENGLOBAL CORP|TRBT|Tradebot Systems, Inc.|300
ENG|ENGLOBAL CORP|TRCM|TRC MARKETS LLC|32685
ENG|ENGLOBAL CORP|TWTT|TASTYWORKS, INC.|100
ENG|ENGLOBAL CORP|UBSA|UBS SECURITIES LLC|19528
ENG|ENGLOBAL CORP|UBSS|UBS Securities LLC|24633
ENG|ENGLOBAL CORP|VALX|VIRTU AMERICAS LLC|568
ENG|ENGLOBAL CORP|VGRD|Vanguard Marketing Corporation|4864
ENG|ENGLOBAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|21150
ENG|ENGLOBAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7076
ENG|ENGLOBAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|260
ENG|ENGLOBAL CORP|WSEA|WOLVERINE SECURITIES, LLC|2681
ENG|ENGLOBAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ENG|ENGLOBAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2376
ENIA|ENEL AMERICAS S A|ALTX|Alternet Securities Inc.|8167
ENIA|ENEL AMERICAS S A|ANOS|ABEL/NOSER, L.L.C.|100
ENIA|ENEL AMERICAS S A|APCC|Apex Clearing Corporation|169
ENIA|ENEL AMERICAS S A|BARD|Robert W. Baird & Co. Incorporated|333
ENIA|ENEL AMERICAS S A|BATM|CBOE TRADING, INC.|312
ENIA|ENEL AMERICAS S A|BAYC|BAY CREST PARTNERS, LLC|3698
ENIA|ENEL AMERICAS S A|BAYT|BTIG, LLC|54363
ENIA|ENEL AMERICAS S A|BBNT|BB&T SECURITIES, LLC|2
ENIA|ENEL AMERICAS S A|BERN|Sanford C. Bernstein & Co., LLC|4737
ENIA|ENEL AMERICAS S A|BIDS|BIDS TRADING L.P.|100
ENIA|ENEL AMERICAS S A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20422
ENIA|ENEL AMERICAS S A|BLKX|INSTINET, LLC|8100
ENIA|ENEL AMERICAS S A|BNPX|BNP PARIBAS SECURITIES CORP.|82
ENIA|ENEL AMERICAS S A|BTIG|BTIG, LLC|150000
ENIA|ENEL AMERICAS S A|BYXM|CBOE TRADING, INC.|400
ENIA|ENEL AMERICAS S A|BZYD|GOLDMAN SACHS & CO. LLC|302
ENIA|ENEL AMERICAS S A|CANT|Cantor Fitzgerald & Co.|5421
ENIA|ENEL AMERICAS S A|CLSA|CLSA AMERICAS, LLC|170
ENIA|ENEL AMERICAS S A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|242659
ENIA|ENEL AMERICAS S A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3409
ENIA|ENEL AMERICAS S A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|698951
ENIA|ENEL AMERICAS S A|CTDL|Citadel Derivatives Group Llc|7520
ENIA|ENEL AMERICAS S A|CXCX|CITIGROUP GLOBAL MARKETS INC.|86656
ENIA|ENEL AMERICAS S A|DBAB|Deutsche Bank Securities Inc.|44595
ENIA|ENEL AMERICAS S A|DBAX|Deutsche Bank Securities Inc.|271500
ENIA|ENEL AMERICAS S A|DBUL|Deutsche Bank Securities Inc.|300
ENIA|ENEL AMERICAS S A|DCHF|Dart Executions, LLC|6370
ENIA|ENEL AMERICAS S A|DEAN|MORGAN STANLEY|5161
ENIA|ENEL AMERICAS S A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15402
ENIA|ENEL AMERICAS S A|EBXL|EBX LLC|144800
ENIA|ENEL AMERICAS S A|ECUT|CONVERGEX EXECUTION SOLUTIONS|6723
ENIA|ENEL AMERICAS S A|EDJO|Edward D. Jones & Co., L.P.|21
ENIA|ENEL AMERICAS S A|EGAM|CBOE TRADING, INC.|4518
ENIA|ENEL AMERICAS S A|EGAW|CBOE TRADING, INC.|100
ENIA|ENEL AMERICAS S A|EGXM|CBOE TRADING, INC.|4898
ENIA|ENEL AMERICAS S A|ETBE|Electronic Transaction Clearing, Inc.|8033
ENIA|ENEL AMERICAS S A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|387
ENIA|ENEL AMERICAS S A|ETRS|E*Trade Securities LLC|4808
ENIA|ENEL AMERICAS S A|FILL|Tradestation Securities, Inc.|200
ENIA|ENEL AMERICAS S A|FMAF|NBCN Inc./ CDS|36
ENIA|ENEL AMERICAS S A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
ENIA|ENEL AMERICAS S A|FQLS|Quantlab Securities LP|128343
ENIA|ENEL AMERICAS S A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83819
ENIA|ENEL AMERICAS S A|FTBR|Foliofn Investments, Inc.|22266
ENIA|ENEL AMERICAS S A|GEBB|GLOBAL EXECUTION BROKERS, LP|804
ENIA|ENEL AMERICAS S A|GLPX|ACS EXECUTION SERVICES, LLC|14050
ENIA|ENEL AMERICAS S A|GSCO|GOLDMAN SACHS & CO. LLC|718651
ENIA|ENEL AMERICAS S A|GSCS|GOLDMAN SACHS & CO. LLC|33942
ENIA|ENEL AMERICAS S A|GSLT|GOLDMAN SACHS & CO. LLC|5411
ENIA|ENEL AMERICAS S A|GTSY|GTS SECURITIES LLC|1800
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ENIA|ENEL AMERICAS S A|HRBF|American Enterprise Investment Services Inc.|1
ENIA|ENEL AMERICAS S A|HSBC|HSBC Securities, Inc.|192245
ENIA|ENEL AMERICAS S A|IATS|INTERACTIVE BROKERS LLC|102096
ENIA|ENEL AMERICAS S A|IBKR|Interactive Brokers Llc|386369
ENIA|ENEL AMERICAS S A|ICBX|INSTINET, LLC|158497
ENIA|ENEL AMERICAS S A|INCA|INSTINET, LLC|91502
ENIA|ENEL AMERICAS S A|INJX|INSTINET, LLC|1190
ENIA|ENEL AMERICAS S A|INTL|INTL FCSTONE FINANCIAL INC.|372
ENIA|ENEL AMERICAS S A|ITGI|ITG Inc.|265957
ENIA|ENEL AMERICAS S A|ITGP|ITG INC.|413400
ENIA|ENEL AMERICAS S A|JEFF|JEFFERIES LLC|213415
ENIA|ENEL AMERICAS S A|JMPT|JUMP TRADING, LLC|42863
ENIA|ENEL AMERICAS S A|JPBX|J.P. MORGAN SECURITIES LLC|31040
ENIA|ENEL AMERICAS S A|JPMX|J.P. Morgan Securities LLC|833449
ENIA|ENEL AMERICAS S A|JSJX|JANE STREET CAPITAL LLC|6630
ENIA|ENEL AMERICAS S A|KCGM|VIRTU Americas LLC|107003
ENIA|ENEL AMERICAS S A|LEHM|Barclays Capital Inc./Le|567365
ENIA|ENEL AMERICAS S A|LGNT|COR CLEARING LLC|1
ENIA|ENEL AMERICAS S A|LIME|Lime Brokerage LLC|21522
ENIA|ENEL AMERICAS S A|LOOP|Loop Capital Markets LLC|19575
ENIA|ENEL AMERICAS S A|LSCI|Lek Securities Corporation|181
ENIA|ENEL AMERICAS S A|MACQ|Macquarie Capital (USA) Inc.|32046
ENIA|ENEL AMERICAS S A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|327774
ENIA|ENEL AMERICAS S A|MSCO|MORGAN STANLEY & CO. LLC|577269
ENIA|ENEL AMERICAS S A|MSPL|MORGAN STANLEY & CO. LLC|627100
ENIA|ENEL AMERICAS S A|MSTX|MORGAN STANLEY & CO. LLC|224300
ENIA|ENEL AMERICAS S A|MZHO|Mizuho Securities USA LLC|13500
ENIA|ENEL AMERICAS S A|NFSC|National Financial Services LLC|137653
ENIA|ENEL AMERICAS S A|NITE|VIRTU Americas LLC|475997
ENIA|ENEL AMERICAS S A|NITP|VIRTU Americas LLC|6803
ENIA|ENEL AMERICAS S A|NQRB|Brut, LLC|1280
ENIA|ENEL AMERICAS S A|NTBF|BMO Nesbitt Burns Inc./CDS|553
ENIA|ENEL AMERICAS S A|PACT|BTG Pactual US Capital Corp.|134490
ENIA|ENEL AMERICAS S A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3400
ENIA|ENEL AMERICAS S A|PDQM|CODA MARKETS, INC.|9115
ENIA|ENEL AMERICAS S A|PWJC|UBS Financial Services, Inc.|7401
ENIA|ENEL AMERICAS S A|RBCM|RBC CAPITAL MARKETS, LLC|17
ENIA|ENEL AMERICAS S A|SAGL|SAGETRADER, LLC|10100
ENIA|ENEL AMERICAS S A|SBSH|Citigroup Global Markets Inc.|32511
ENIA|ENEL AMERICAS S A|SGMT|GOLDMAN SACHS & CO. LLC|258871
ENIA|ENEL AMERICAS S A|STFL|Stifel, Nicolaus & Company, Incorporated|2023
ENIA|ENEL AMERICAS S A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5127
ENIA|ENEL AMERICAS S A|SWIM|TD Ameritrade, Inc.|948
ENIA|ENEL AMERICAS S A|TRBT|Tradebot Systems, Inc.|98649
ENIA|ENEL AMERICAS S A|TRCM|TRC MARKETS LLC|14892
ENIA|ENEL AMERICAS S A|UBSA|UBS SECURITIES LLC|1297972
ENIA|ENEL AMERICAS S A|UBSS|UBS Securities LLC|500954
ENIA|ENEL AMERICAS S A|VALX|VIRTU AMERICAS LLC|18695
ENIA|ENEL AMERICAS S A|VGRD|Vanguard Marketing Corporation|154
ENIA|ENEL AMERICAS S A|WCHV|WELLS FARGO SECURITIES, LLC|14364
ENIA|ENEL AMERICAS S A|WEED|Weeden & Co.L.P.|9300
ENIA|ENEL AMERICAS S A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7394
ENIA|ENEL AMERICAS S A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|981
ENIA|ENEL AMERICAS S A|WSEA|WOLVERINE SECURITIES, LLC|851
ENIA|ENEL AMERICAS S A|XIST|INSTINET, LLC|85200
ENIA|ENEL AMERICAS S A|XPUS|XP SECURITIES, LLC|1300151
ENIA|ENEL AMERICAS S A|XSTM|NATIONAL FINANCIAL SERVICES LLC|16790
ENIA|ENEL AMERICAS S A|YKNA|COMHAR CAPITAL MARKETS, LLC|901
ENIA|ENEL AMERICAS S A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3784
ENIC|ENEL CHILE S.A.|ADAM|CANACCORD GENUITY INC.|10003
ENIC|ENEL CHILE S.A.|ALTX|Alternet Securities Inc.|6300
ENIC|ENEL CHILE S.A.|APCC|Apex Clearing Corporation|77
ENIC|ENEL CHILE S.A.|BARD|Robert W. Baird & Co. Incorporated|424
ENIC|ENEL CHILE S.A.|BATM|CBOE TRADING, INC.|474
ENIC|ENEL CHILE S.A.|BAYC|BAY CREST PARTNERS, LLC|4600
ENIC|ENEL CHILE S.A.|BIDS|BIDS TRADING L.P.|200
ENIC|ENEL CHILE S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|328
ENIC|ENEL CHILE S.A.|BLKX|INSTINET, LLC|237650
ENIC|ENEL CHILE S.A.|BTIG|BTIG, LLC|472
ENIC|ENEL CHILE S.A.|BYXM|CBOE TRADING, INC.|110
ENIC|ENEL CHILE S.A.|BZYD|GOLDMAN SACHS & CO. LLC|300
ENIC|ENEL CHILE S.A.|CANT|Cantor Fitzgerald & Co.|1101
ENIC|ENEL CHILE S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35660
ENIC|ENEL CHILE S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|352528
ENIC|ENEL CHILE S.A.|CTDL|Citadel Derivatives Group Llc|2733
ENIC|ENEL CHILE S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|28402
ENIC|ENEL CHILE S.A.|DBAB|Deutsche Bank Securities Inc.|12387
ENIC|ENEL CHILE S.A.|DBAX|Deutsche Bank Securities Inc.|79100
ENIC|ENEL CHILE S.A.|DEAN|MORGAN STANLEY|14708
ENIC|ENEL CHILE S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5009
ENIC|ENEL CHILE S.A.|EBXL|EBX LLC|159800
ENIC|ENEL CHILE S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14142
ENIC|ENEL CHILE S.A.|EGAM|CBOE TRADING, INC.|3234
ENIC|ENEL CHILE S.A.|EGMT|EG MARKET TECHNOLOGIES LLC|100
ENIC|ENEL CHILE S.A.|EGXM|CBOE TRADING, INC.|200
ENIC|ENEL CHILE S.A.|ETBE|Electronic Transaction Clearing, Inc.|200
ENIC|ENEL CHILE S.A.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
ENIC|ENEL CHILE S.A.|ETRS|E*Trade Securities LLC|5131
ENIC|ENEL CHILE S.A.|FILL|Tradestation Securities, Inc.|187
ENIC|ENEL CHILE S.A.|FMAF|NBCN Inc./ CDS|5200
ENIC|ENEL CHILE S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33365
ENIC|ENEL CHILE S.A.|FTBR|Foliofn Investments, Inc.|4477
ENIC|ENEL CHILE S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ENIC|ENEL CHILE S.A.|GLPX|ACS EXECUTION SERVICES, LLC|5249
ENIC|ENEL CHILE S.A.|GSCO|GOLDMAN SACHS & CO. LLC|306125
ENIC|ENEL CHILE S.A.|GSLT|GOLDMAN SACHS & CO. LLC|800
ENIC|ENEL CHILE S.A.|GTSZ|GTS SECURITIES LLC|16184
ENIC|ENEL CHILE S.A.|HRBF|American Enterprise Investment Services Inc.|3632
ENIC|ENEL CHILE S.A.|HSBC|HSBC Securities, Inc.|200
ENIC|ENEL CHILE S.A.|IATS|INTERACTIVE BROKERS LLC|59330
ENIC|ENEL CHILE S.A.|IBKR|Interactive Brokers Llc|145452
ENIC|ENEL CHILE S.A.|ICBX|INSTINET, LLC|111672
ENIC|ENEL CHILE S.A.|INCA|INSTINET, LLC|102540
ENIC|ENEL CHILE S.A.|INJX|INSTINET, LLC|4402
ENIC|ENEL CHILE S.A.|INTL|INTL FCSTONE FINANCIAL INC.|815
ENIC|ENEL CHILE S.A.|ITGI|ITG Inc.|347320
ENIC|ENEL CHILE S.A.|ITGP|ITG INC.|904400
ENIC|ENEL CHILE S.A.|JEFF|JEFFERIES LLC|19662
ENIC|ENEL CHILE S.A.|JMPT|JUMP TRADING, LLC|2533
ENIC|ENEL CHILE S.A.|JPBX|J.P. MORGAN SECURITIES LLC|15200
ENIC|ENEL CHILE S.A.|JPMX|J.P. Morgan Securities LLC|463662
ENIC|ENEL CHILE S.A.|JSJX|JANE STREET CAPITAL LLC|25934
ENIC|ENEL CHILE S.A.|KCGM|VIRTU Americas LLC|171386
ENIC|ENEL CHILE S.A.|LEHM|Barclays Capital Inc./Le|204573
ENIC|ENEL CHILE S.A.|LIME|Lime Brokerage LLC|8139
ENIC|ENEL CHILE S.A.|LQNA|LIQUIDNET, INC.|328200
ENIC|ENEL CHILE S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134596
ENIC|ENEL CHILE S.A.|MOTF|MOTIF INVESTING, INC.|2
ENIC|ENEL CHILE S.A.|MSCO|MORGAN STANLEY & CO. LLC|130851
ENIC|ENEL CHILE S.A.|MSPL|MORGAN STANLEY & CO. LLC|145200
ENIC|ENEL CHILE S.A.|MSTX|MORGAN STANLEY & CO. LLC|80600
ENIC|ENEL CHILE S.A.|NFSC|National Financial Services LLC|69171
ENIC|ENEL CHILE S.A.|NITE|VIRTU Americas LLC|309247
ENIC|ENEL CHILE S.A.|NITP|VIRTU Americas LLC|7293
ENIC|ENEL CHILE S.A.|NQRB|Brut, LLC|900
ENIC|ENEL CHILE S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|340
ENIC|ENEL CHILE S.A.|OPCO|Oppenheimer & Co. Inc.|1539
ENIC|ENEL CHILE S.A.|PACT|BTG Pactual US Capital Corp.|295000
ENIC|ENEL CHILE S.A.|PDQM|CODA MARKETS, INC.|2849
ENIC|ENEL CHILE S.A.|RBCM|RBC CAPITAL MARKETS, LLC|3184
ENIC|ENEL CHILE S.A.|SBSH|Citigroup Global Markets Inc.|8828
ENIC|ENEL CHILE S.A.|SCMC|Scotia Capital Markets (USA) Inc.|547900
ENIC|ENEL CHILE S.A.|SGMT|GOLDMAN SACHS & CO. LLC|224872
ENIC|ENEL CHILE S.A.|SPDR|SPEEDROUTE LLC|100
ENIC|ENEL CHILE S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|440
ENIC|ENEL CHILE S.A.|SWIM|TD Ameritrade, Inc.|1976
ENIC|ENEL CHILE S.A.|TKNG|ALLY INVEST SECURITIES LLC|100
ENIC|ENEL CHILE S.A.|TRBT|Tradebot Systems, Inc.|29966
ENIC|ENEL CHILE S.A.|TRCM|TRC MARKETS LLC|8522
ENIC|ENEL CHILE S.A.|UBSA|UBS SECURITIES LLC|579248
ENIC|ENEL CHILE S.A.|UBSS|UBS Securities LLC|200167
ENIC|ENEL CHILE S.A.|VALX|VIRTU AMERICAS LLC|12054
ENIC|ENEL CHILE S.A.|VGRD|Vanguard Marketing Corporation|997
ENIC|ENEL CHILE S.A.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ENIC|ENEL CHILE S.A.|WCHV|WELLS FARGO SECURITIES, LLC|24333
ENIC|ENEL CHILE S.A.|WEED|Weeden & Co.L.P.|2900
ENIC|ENEL CHILE S.A.|WSEA|WOLVERINE SECURITIES, LLC|1147
ENIC|ENEL CHILE S.A.|XIST|INSTINET, LLC|37000
ENIC|ENEL CHILE S.A.|XPUS|XP SECURITIES, LLC|662655
ENIC|ENEL CHILE S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
ENIC|ENEL CHILE S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6155
ENJ|ENTERGY NEW ORLEANS|DEAN|MORGAN STANLEY|830
ENJ|ENTERGY NEW ORLEANS|EDJO|Edward D. Jones & Co., L.P.|360
ENJ|ENTERGY NEW ORLEANS|ETRS|E*Trade Securities LLC|314
ENJ|ENTERGY NEW ORLEANS|GLPX|ACS EXECUTION SERVICES, LLC|127
ENJ|ENTERGY NEW ORLEANS|GSCS|GOLDMAN SACHS & CO. LLC|100
ENJ|ENTERGY NEW ORLEANS|IBKR|Interactive Brokers Llc|1601
ENJ|ENTERGY NEW ORLEANS|MSCO|MORGAN STANLEY & CO. LLC|5021
ENJ|ENTERGY NEW ORLEANS|NFSC|National Financial Services LLC|1097
ENJ|ENTERGY NEW ORLEANS|NITE|VIRTU Americas LLC|5137
ENJ|ENTERGY NEW ORLEANS|PDQM|CODA MARKETS, INC.|254
ENJ|ENTERGY NEW ORLEANS|STFL|Stifel, Nicolaus & Company, Incorporated|100
ENJ|ENTERGY NEW ORLEANS|SWIM|TD Ameritrade, Inc.|11
ENJ|ENTERGY NEW ORLEANS|TKNG|ALLY INVEST SECURITIES LLC|600
ENJ|ENTERGY NEW ORLEANS|UBSS|UBS Securities LLC|2810
ENJ|ENTERGY NEW ORLEANS|VGRD|Vanguard Marketing Corporation|1373
ENJ|ENTERGY NEW ORLEANS|WCHV|WELLS FARGO SECURITIES, LLC|12988
ENJ|ENTERGY NEW ORLEANS|YKNA|COMHAR CAPITAL MARKETS, LLC|127
ENJ|ENTERGY NEW ORLEANS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2370
ENLC|ENLINK MIDSTREAM LLC|ALTX|Alternet Securities Inc.|3667
ENLC|ENLINK MIDSTREAM LLC|APCC|Apex Clearing Corporation|2026
ENLC|ENLINK MIDSTREAM LLC|AQUA|AQUA SECURITIES L.P.|2700
ENLC|ENLINK MIDSTREAM LLC|BARD|Robert W. Baird & Co. Incorporated|2723
ENLC|ENLINK MIDSTREAM LLC|BATM|CBOE TRADING, INC.|1022
ENLC|ENLINK MIDSTREAM LLC|BAYT|BTIG, LLC|3938
ENLC|ENLINK MIDSTREAM LLC|BERN|Sanford C. Bernstein & Co., LLC|900
ENLC|ENLINK MIDSTREAM LLC|BIDS|BIDS TRADING L.P.|79400
ENLC|ENLINK MIDSTREAM LLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10183
ENLC|ENLINK MIDSTREAM LLC|BLKX|INSTINET, LLC|18514
ENLC|ENLINK MIDSTREAM LLC|BTIG|BTIG, LLC|477500
ENLC|ENLINK MIDSTREAM LLC|BYXM|CBOE TRADING, INC.|100
ENLC|ENLINK MIDSTREAM LLC|CANT|Cantor Fitzgerald & Co.|434
ENLC|ENLINK MIDSTREAM LLC|CHAS|Charles Schwab & Co., Inc.|3
ENLC|ENLINK MIDSTREAM LLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20453
ENLC|ENLINK MIDSTREAM LLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
ENLC|ENLINK MIDSTREAM LLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|316809
ENLC|ENLINK MIDSTREAM LLC|CTDL|Citadel Derivatives Group Llc|666
ENLC|ENLINK MIDSTREAM LLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|152800
ENLC|ENLINK MIDSTREAM LLC|DBAB|Deutsche Bank Securities Inc.|39047
ENLC|ENLINK MIDSTREAM LLC|DBAX|Deutsche Bank Securities Inc.|423100
ENLC|ENLINK MIDSTREAM LLC|DEAN|MORGAN STANLEY|12325
ENLC|ENLINK MIDSTREAM LLC|DEGS|RONIN PROFESSIONAL LLC|1004
ENLC|ENLINK MIDSTREAM LLC|EBXL|EBX LLC|219300
ENLC|ENLINK MIDSTREAM LLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1108
ENLC|ENLINK MIDSTREAM LLC|EDJO|Edward D. Jones & Co., L.P.|165
ENLC|ENLINK MIDSTREAM LLC|EGAM|CBOE TRADING, INC.|6078
ENLC|ENLINK MIDSTREAM LLC|EGXM|CBOE TRADING, INC.|770
ENLC|ENLINK MIDSTREAM LLC|EGXW|CBOE TRADING, INC.|300
ENLC|ENLINK MIDSTREAM LLC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|20603
ENLC|ENLINK MIDSTREAM LLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1700
ENLC|ENLINK MIDSTREAM LLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|649
ENLC|ENLINK MIDSTREAM LLC|ETRS|E*Trade Securities LLC|23471
ENLC|ENLINK MIDSTREAM LLC|FILL|Tradestation Securities, Inc.|50
ENLC|ENLINK MIDSTREAM LLC|FMAF|NBCN Inc./ CDS|390
ENLC|ENLINK MIDSTREAM LLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52225
ENLC|ENLINK MIDSTREAM LLC|FTBR|Foliofn Investments, Inc.|1505
ENLC|ENLINK MIDSTREAM LLC|GLPX|ACS EXECUTION SERVICES, LLC|5607
ENLC|ENLINK MIDSTREAM LLC|GSCO|GOLDMAN SACHS & CO. LLC|145284
ENLC|ENLINK MIDSTREAM LLC|GSCS|GOLDMAN SACHS & CO. LLC|44161
ENLC|ENLINK MIDSTREAM LLC|GSLT|GOLDMAN SACHS & CO. LLC|1231
ENLC|ENLINK MIDSTREAM LLC|GTSZ|GTS SECURITIES LLC|48347
ENLC|ENLINK MIDSTREAM LLC|HRBF|American Enterprise Investment Services Inc.|2960
ENLC|ENLINK MIDSTREAM LLC|IATS|INTERACTIVE BROKERS LLC|15521
ENLC|ENLINK MIDSTREAM LLC|IBKR|Interactive Brokers Llc|30572
ENLC|ENLINK MIDSTREAM LLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15
ENLC|ENLINK MIDSTREAM LLC|ICBX|INSTINET, LLC|68425
ENLC|ENLINK MIDSTREAM LLC|INCA|INSTINET, LLC|58607
ENLC|ENLINK MIDSTREAM LLC|INJX|INSTINET, LLC|126931
ENLC|ENLINK MIDSTREAM LLC|ITGI|ITG Inc.|10851
ENLC|ENLINK MIDSTREAM LLC|ITGP|ITG INC.|87000
ENLC|ENLINK MIDSTREAM LLC|JANY|Janney Montgomery Scott Inc.|1634
ENLC|ENLINK MIDSTREAM LLC|JEFF|JEFFERIES LLC|179463
ENLC|ENLINK MIDSTREAM LLC|JMPT|JUMP TRADING, LLC|7434
ENLC|ENLINK MIDSTREAM LLC|JPBX|J.P. MORGAN SECURITIES LLC|1800
ENLC|ENLINK MIDSTREAM LLC|JPMX|J.P. Morgan Securities LLC|517076
ENLC|ENLINK MIDSTREAM LLC|JSJX|JANE STREET CAPITAL LLC|19326
ENLC|ENLINK MIDSTREAM LLC|KCGM|VIRTU Americas LLC|34340
ENLC|ENLINK MIDSTREAM LLC|LEHM|Barclays Capital Inc./Le|259807
ENLC|ENLINK MIDSTREAM LLC|LIME|Lime Brokerage LLC|4323
ENLC|ENLINK MIDSTREAM LLC|LQNA|LIQUIDNET, INC.|264100
ENLC|ENLINK MIDSTREAM LLC|LQNB|LIQUIDNET, INC.|100114
ENLC|ENLINK MIDSTREAM LLC|LSCI|Lek Securities Corporation|6499
ENLC|ENLINK MIDSTREAM LLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|275466
ENLC|ENLINK MIDSTREAM LLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7872
ENLC|ENLINK MIDSTREAM LLC|MSCO|MORGAN STANLEY & CO. LLC|366870
ENLC|ENLINK MIDSTREAM LLC|MSPL|MORGAN STANLEY & CO. LLC|427300
ENLC|ENLINK MIDSTREAM LLC|MSTX|MORGAN STANLEY & CO. LLC|55100
ENLC|ENLINK MIDSTREAM LLC|NFSC|National Financial Services LLC|92766
ENLC|ENLINK MIDSTREAM LLC|NITE|VIRTU Americas LLC|290534
ENLC|ENLINK MIDSTREAM LLC|NITP|VIRTU Americas LLC|20381
ENLC|ENLINK MIDSTREAM LLC|NQRB|Brut, LLC|6021
ENLC|ENLINK MIDSTREAM LLC|PDQM|CODA MARKETS, INC.|11004
ENLC|ENLINK MIDSTREAM LLC|PWJC|UBS Financial Services, Inc.|10045
ENLC|ENLINK MIDSTREAM LLC|RBCM|RBC CAPITAL MARKETS, LLC|2568
ENLC|ENLINK MIDSTREAM LLC|SAGL|SAGETRADER, LLC|100
ENLC|ENLINK MIDSTREAM LLC|SAGW|SAGETRADER, LLC|130
ENLC|ENLINK MIDSTREAM LLC|SBSH|Citigroup Global Markets Inc.|79436
ENLC|ENLINK MIDSTREAM LLC|SGMT|GOLDMAN SACHS & CO. LLC|79180
ENLC|ENLINK MIDSTREAM LLC|SPDR|SPEEDROUTE LLC|9200
ENLC|ENLINK MIDSTREAM LLC|STFL|Stifel, Nicolaus & Company, Incorporated|200
ENLC|ENLINK MIDSTREAM LLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|30
ENLC|ENLINK MIDSTREAM LLC|SWIM|TD Ameritrade, Inc.|2000
ENLC|ENLINK MIDSTREAM LLC|SWST|Hilltop Securities Inc.|124
ENLC|ENLINK MIDSTREAM LLC|TKNG|ALLY INVEST SECURITIES LLC|40
ENLC|ENLINK MIDSTREAM LLC|TMBR|Timber Hill LLC|166
ENLC|ENLINK MIDSTREAM LLC|TRBT|Tradebot Systems, Inc.|3059
ENLC|ENLINK MIDSTREAM LLC|TRCM|TRC MARKETS LLC|26466
ENLC|ENLINK MIDSTREAM LLC|UBSS|UBS Securities LLC|356308
ENLC|ENLINK MIDSTREAM LLC|USCA|USCA Securities LLC|10000
ENLC|ENLINK MIDSTREAM LLC|VALX|VIRTU AMERICAS LLC|33436
ENLC|ENLINK MIDSTREAM LLC|VGRD|Vanguard Marketing Corporation|15129
ENLC|ENLINK MIDSTREAM LLC|VNDS|VANDHAM SECURITIES CORP|900
ENLC|ENLINK MIDSTREAM LLC|WBET|Wallachbeth Capital LLC|13488
ENLC|ENLINK MIDSTREAM LLC|WBLR|WILLIAM BLAIR|650
ENLC|ENLINK MIDSTREAM LLC|WCHV|WELLS FARGO SECURITIES, LLC|431212
ENLC|ENLINK MIDSTREAM LLC|WEED|Weeden & Co.L.P.|727600
ENLC|ENLINK MIDSTREAM LLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48453
ENLC|ENLINK MIDSTREAM LLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5458
ENLC|ENLINK MIDSTREAM LLC|WSEA|WOLVERINE SECURITIES, LLC|4234
ENLC|ENLINK MIDSTREAM LLC|XIST|INSTINET, LLC|25600
ENLC|ENLINK MIDSTREAM LLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11400
ENLC|ENLINK MIDSTREAM LLC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ENLC|ENLINK MIDSTREAM LLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|646
ENLK|ENLINK MIDSTREAM PRT|ADAM|CANACCORD GENUITY INC.|34084
ENLK|ENLINK MIDSTREAM PRT|AGCP|AEGIS CAPITAL CORP.|45
ENLK|ENLINK MIDSTREAM PRT|ALTX|Alternet Securities Inc.|18105
ENLK|ENLINK MIDSTREAM PRT|ANOS|ABEL/NOSER, L.L.C.|3800
ENLK|ENLINK MIDSTREAM PRT|APCC|Apex Clearing Corporation|1070
ENLK|ENLINK MIDSTREAM PRT|BATM|CBOE TRADING, INC.|13405
ENLK|ENLINK MIDSTREAM PRT|BAYT|BTIG, LLC|1459
ENLK|ENLINK MIDSTREAM PRT|BBNT|BB&T SECURITIES, LLC|795
ENLK|ENLINK MIDSTREAM PRT|BERN|Sanford C. Bernstein & Co., LLC|4240
ENLK|ENLINK MIDSTREAM PRT|BIDS|BIDS TRADING L.P.|33700
ENLK|ENLINK MIDSTREAM PRT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29172
ENLK|ENLINK MIDSTREAM PRT|BLKX|INSTINET, LLC|118800
ENLK|ENLINK MIDSTREAM PRT|BTIG|BTIG, LLC|36166
ENLK|ENLINK MIDSTREAM PRT|BYXM|CBOE TRADING, INC.|4000
ENLK|ENLINK MIDSTREAM PRT|BZYD|GOLDMAN SACHS & CO. LLC|6487
ENLK|ENLINK MIDSTREAM PRT|CANT|Cantor Fitzgerald & Co.|1114
ENLK|ENLINK MIDSTREAM PRT|CHAS|Charles Schwab & Co., Inc.|7051
ENLK|ENLINK MIDSTREAM PRT|CIST|Capital Institutional Services, Inc.|22510
ENLK|ENLINK MIDSTREAM PRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|175171
ENLK|ENLINK MIDSTREAM PRT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|86571
ENLK|ENLINK MIDSTREAM PRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|236472
ENLK|ENLINK MIDSTREAM PRT|CTDL|Citadel Derivatives Group Llc|18460
ENLK|ENLINK MIDSTREAM PRT|CXCX|CITIGROUP GLOBAL MARKETS INC.|147874
ENLK|ENLINK MIDSTREAM PRT|DBAB|Deutsche Bank Securities Inc.|205154
ENLK|ENLINK MIDSTREAM PRT|DBAX|Deutsche Bank Securities Inc.|533900
ENLK|ENLINK MIDSTREAM PRT|DEAN|MORGAN STANLEY|309239
ENLK|ENLINK MIDSTREAM PRT|DEGS|RONIN PROFESSIONAL LLC|5400
ENLK|ENLINK MIDSTREAM PRT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13640
ENLK|ENLINK MIDSTREAM PRT|EBXL|EBX LLC|368200
ENLK|ENLINK MIDSTREAM PRT|ECUT|CONVERGEX EXECUTION SOLUTIONS|10563
ENLK|ENLINK MIDSTREAM PRT|EDJO|Edward D. Jones & Co., L.P.|3381
ENLK|ENLINK MIDSTREAM PRT|EGAM|CBOE TRADING, INC.|78695
ENLK|ENLINK MIDSTREAM PRT|EGMT|EG MARKET TECHNOLOGIES LLC|700
ENLK|ENLINK MIDSTREAM PRT|EGXM|CBOE TRADING, INC.|8637
ENLK|ENLINK MIDSTREAM PRT|EGXW|CBOE TRADING, INC.|500
ENLK|ENLINK MIDSTREAM PRT|ETBE|Electronic Transaction Clearing, Inc.|14690
ENLK|ENLINK MIDSTREAM PRT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1656
ENLK|ENLINK MIDSTREAM PRT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7373
ENLK|ENLINK MIDSTREAM PRT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|384
ENLK|ENLINK MIDSTREAM PRT|ETRS|E*Trade Securities LLC|103919
ENLK|ENLINK MIDSTREAM PRT|FBRC|B. RILEY FBR, INC.|812221
ENLK|ENLINK MIDSTREAM PRT|FILL|Tradestation Securities, Inc.|8393
ENLK|ENLINK MIDSTREAM PRT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36714
ENLK|ENLINK MIDSTREAM PRT|FTBR|Foliofn Investments, Inc.|474
ENLK|ENLINK MIDSTREAM PRT|GEBB|GLOBAL EXECUTION BROKERS, LP|5013
ENLK|ENLINK MIDSTREAM PRT|GLIS|TD Securities Inc|500
ENLK|ENLINK MIDSTREAM PRT|GLPX|ACS EXECUTION SERVICES, LLC|56625
ENLK|ENLINK MIDSTREAM PRT|GSCO|GOLDMAN SACHS & CO. LLC|197656
ENLK|ENLINK MIDSTREAM PRT|GSCS|GOLDMAN SACHS & CO. LLC|1350
ENLK|ENLINK MIDSTREAM PRT|GSLT|GOLDMAN SACHS & CO. LLC|14475
ENLK|ENLINK MIDSTREAM PRT|GTSZ|GTS SECURITIES LLC|42708
ENLK|ENLINK MIDSTREAM PRT|HRBF|American Enterprise Investment Services Inc.|1106
ENLK|ENLINK MIDSTREAM PRT|HSBC|HSBC Securities, Inc.|500
ENLK|ENLINK MIDSTREAM PRT|IATS|INTERACTIVE BROKERS LLC|32883
ENLK|ENLINK MIDSTREAM PRT|IBKR|Interactive Brokers Llc|70699
ENLK|ENLINK MIDSTREAM PRT|ICBX|INSTINET, LLC|56757
ENLK|ENLINK MIDSTREAM PRT|INCA|INSTINET, LLC|55487
ENLK|ENLINK MIDSTREAM PRT|INJX|INSTINET, LLC|19412
ENLK|ENLINK MIDSTREAM PRT|ITGI|ITG Inc.|35712
ENLK|ENLINK MIDSTREAM PRT|ITGP|ITG INC.|113400
ENLK|ENLINK MIDSTREAM PRT|JANY|Janney Montgomery Scott Inc.|2374
ENLK|ENLINK MIDSTREAM PRT|JEFF|JEFFERIES LLC|102010
ENLK|ENLINK MIDSTREAM PRT|JMPT|JUMP TRADING, LLC|90073
ENLK|ENLINK MIDSTREAM PRT|JPBX|J.P. MORGAN SECURITIES LLC|10100
ENLK|ENLINK MIDSTREAM PRT|JPMX|J.P. Morgan Securities LLC|297414
ENLK|ENLINK MIDSTREAM PRT|JSJX|JANE STREET CAPITAL LLC|71175
ENLK|ENLINK MIDSTREAM PRT|KCGM|VIRTU Americas LLC|53478
ENLK|ENLINK MIDSTREAM PRT|LEHM|Barclays Capital Inc./Le|480871
ENLK|ENLINK MIDSTREAM PRT|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2793
ENLK|ENLINK MIDSTREAM PRT|LIME|Lime Brokerage LLC|16999
ENLK|ENLINK MIDSTREAM PRT|LQNA|LIQUIDNET, INC.|217300
ENLK|ENLINK MIDSTREAM PRT|LQNB|LIQUIDNET, INC.|13500
ENLK|ENLINK MIDSTREAM PRT|LSCI|Lek Securities Corporation|3945
ENLK|ENLINK MIDSTREAM PRT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ENLK|ENLINK MIDSTREAM PRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|178933
ENLK|ENLINK MIDSTREAM PRT|MOTF|MOTIF INVESTING, INC.|1
ENLK|ENLINK MIDSTREAM PRT|MSCO|MORGAN STANLEY & CO. LLC|1317530
ENLK|ENLINK MIDSTREAM PRT|MSPL|MORGAN STANLEY & CO. LLC|246400
ENLK|ENLINK MIDSTREAM PRT|MSTX|MORGAN STANLEY & CO. LLC|3300
ENLK|ENLINK MIDSTREAM PRT|NFSC|National Financial Services LLC|166287
ENLK|ENLINK MIDSTREAM PRT|NITE|VIRTU Americas LLC|634412
ENLK|ENLINK MIDSTREAM PRT|NITP|VIRTU Americas LLC|2200
ENLK|ENLINK MIDSTREAM PRT|NQRB|Brut, LLC|26350
ENLK|ENLINK MIDSTREAM PRT|OPCO|Oppenheimer & Co. Inc.|1853
ENLK|ENLINK MIDSTREAM PRT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ENLK|ENLINK MIDSTREAM PRT|PDQM|CODA MARKETS, INC.|194384
ENLK|ENLINK MIDSTREAM PRT|PHLY|NASDAQ Execution Services, LLC|6800
ENLK|ENLINK MIDSTREAM PRT|PWJC|UBS Financial Services, Inc.|7200
ENLK|ENLINK MIDSTREAM PRT|RBCM|RBC CAPITAL MARKETS, LLC|13796
ENLK|ENLINK MIDSTREAM PRT|RGLD|Regal Securities, Inc|320
ENLK|ENLINK MIDSTREAM PRT|SAGL|SAGETRADER, LLC|7693
ENLK|ENLINK MIDSTREAM PRT|SBSH|Citigroup Global Markets Inc.|879982
ENLK|ENLINK MIDSTREAM PRT|SGMT|GOLDMAN SACHS & CO. LLC|136329
ENLK|ENLINK MIDSTREAM PRT|SOCO|Capital One Southcoast, Inc|200
ENLK|ENLINK MIDSTREAM PRT|SPDR|SPEEDROUTE LLC|42091
ENLK|ENLINK MIDSTREAM PRT|STFL|Stifel, Nicolaus & Company, Incorporated|7991
ENLK|ENLINK MIDSTREAM PRT|SWIM|TD Ameritrade, Inc.|29111
ENLK|ENLINK MIDSTREAM PRT|SWST|Hilltop Securities Inc.|138
ENLK|ENLINK MIDSTREAM PRT|TKNG|ALLY INVEST SECURITIES LLC|5881
ENLK|ENLINK MIDSTREAM PRT|TRBT|Tradebot Systems, Inc.|216799
ENLK|ENLINK MIDSTREAM PRT|TRCM|TRC MARKETS LLC|83436
ENLK|ENLINK MIDSTREAM PRT|UBSA|UBS SECURITIES LLC|943154
ENLK|ENLINK MIDSTREAM PRT|UBSS|UBS Securities LLC|1282050
ENLK|ENLINK MIDSTREAM PRT|USCA|USCA Securities LLC|6200
ENLK|ENLINK MIDSTREAM PRT|VALX|VIRTU AMERICAS LLC|7107
ENLK|ENLINK MIDSTREAM PRT|VGRD|Vanguard Marketing Corporation|23794
ENLK|ENLINK MIDSTREAM PRT|VNDM|Wall Street Access|7832
ENLK|ENLINK MIDSTREAM PRT|WABR|Wall Street Access|10650
ENLK|ENLINK MIDSTREAM PRT|WBPX|SUMMIT SECURITIES GROUP, LLC|553
ENLK|ENLINK MIDSTREAM PRT|WCHV|WELLS FARGO SECURITIES, LLC|1132648
ENLK|ENLINK MIDSTREAM PRT|WEDB|WEDBUSH SECURITIES INC.|334
ENLK|ENLINK MIDSTREAM PRT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12090
ENLK|ENLINK MIDSTREAM PRT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|95498
ENLK|ENLINK MIDSTREAM PRT|WFPB|Wells Fargo Securities, LLC.|200
ENLK|ENLINK MIDSTREAM PRT|WHOT|JUST2TRADE, INC.|140
ENLK|ENLINK MIDSTREAM PRT|WOLF|Wolfe Trahan Securities|1000
ENLK|ENLINK MIDSTREAM PRT|WSEA|WOLVERINE SECURITIES, LLC|10619
ENLK|ENLINK MIDSTREAM PRT|XIST|INSTINET, LLC|3400
ENLK|ENLINK MIDSTREAM PRT|XSTM|NATIONAL FINANCIAL SERVICES LLC|24920
ENLK|ENLINK MIDSTREAM PRT|YKNA|COMHAR CAPITAL MARKETS, LLC|749
ENLK|ENLINK MIDSTREAM PRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5337
ENO|ENTERGY N O 5.5 BOND|BARD|Robert W. Baird & Co. Incorporated|502
ENO|ENTERGY N O 5.5 BOND|BATM|CBOE TRADING, INC.|413
ENO|ENTERGY N O 5.5 BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|323
ENO|ENTERGY N O 5.5 BOND|BNCH|The Benchmark Company, LLC|161
ENO|ENTERGY N O 5.5 BOND|BTIG|BTIG, LLC|81
ENO|ENTERGY N O 5.5 BOND|CHAS|Charles Schwab & Co., Inc.|11
ENO|ENTERGY N O 5.5 BOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
ENO|ENTERGY N O 5.5 BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
ENO|ENTERGY N O 5.5 BOND|DBAX|Deutsche Bank Securities Inc.|1900
ENO|ENTERGY N O 5.5 BOND|DEAN|MORGAN STANLEY|5199
ENO|ENTERGY N O 5.5 BOND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
ENO|ENTERGY N O 5.5 BOND|EBXL|EBX LLC|400
ENO|ENTERGY N O 5.5 BOND|ECUT|CONVERGEX EXECUTION SOLUTIONS|1029
ENO|ENTERGY N O 5.5 BOND|EDJO|Edward D. Jones & Co., L.P.|900
ENO|ENTERGY N O 5.5 BOND|ETRS|E*Trade Securities LLC|291
ENO|ENTERGY N O 5.5 BOND|FINX|FINTECH SECURITIES|114
ENO|ENTERGY N O 5.5 BOND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5899
ENO|ENTERGY N O 5.5 BOND|GSCO|GOLDMAN SACHS & CO. LLC|100
ENO|ENTERGY N O 5.5 BOND|GTSZ|GTS SECURITIES LLC|50
ENO|ENTERGY N O 5.5 BOND|HRBF|American Enterprise Investment Services Inc.|1407
ENO|ENTERGY N O 5.5 BOND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|688
ENO|ENTERGY N O 5.5 BOND|ICBX|INSTINET, LLC|200
ENO|ENTERGY N O 5.5 BOND|ITGI|ITG Inc.|364
ENO|ENTERGY N O 5.5 BOND|JANY|Janney Montgomery Scott Inc.|4781
ENO|ENTERGY N O 5.5 BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|240
ENO|ENTERGY N O 5.5 BOND|KCGM|VIRTU Americas LLC|200
ENO|ENTERGY N O 5.5 BOND|LIME|Lime Brokerage LLC|717
ENO|ENTERGY N O 5.5 BOND|MSCO|MORGAN STANLEY & CO. LLC|5028
ENO|ENTERGY N O 5.5 BOND|MSPL|MORGAN STANLEY & CO. LLC|200
ENO|ENTERGY N O 5.5 BOND|NFSC|National Financial Services LLC|5536
ENO|ENTERGY N O 5.5 BOND|NITE|VIRTU Americas LLC|20933
ENO|ENTERGY N O 5.5 BOND|PDQM|CODA MARKETS, INC.|200
ENO|ENTERGY N O 5.5 BOND|PWJC|UBS Financial Services, Inc.|241
ENO|ENTERGY N O 5.5 BOND|RBCM|RBC CAPITAL MARKETS, LLC|469
ENO|ENTERGY N O 5.5 BOND|SBSH|Citigroup Global Markets Inc.|266
ENO|ENTERGY N O 5.5 BOND|SGMT|GOLDMAN SACHS & CO. LLC|300
ENO|ENTERGY N O 5.5 BOND|SPDR|SPEEDROUTE LLC|1400
ENO|ENTERGY N O 5.5 BOND|STFL|Stifel, Nicolaus & Company, Incorporated|3571
ENO|ENTERGY N O 5.5 BOND|SWIM|TD Ameritrade, Inc.|300
ENO|ENTERGY N O 5.5 BOND|SWST|Hilltop Securities Inc.|182
ENO|ENTERGY N O 5.5 BOND|UBSA|UBS SECURITIES LLC|1405
ENO|ENTERGY N O 5.5 BOND|UBSS|UBS Securities LLC|6566
ENO|ENTERGY N O 5.5 BOND|VGRD|Vanguard Marketing Corporation|138
ENO|ENTERGY N O 5.5 BOND|WCHV|WELLS FARGO SECURITIES, LLC|10739
ENO|ENTERGY N O 5.5 BOND|WEDB|WEDBUSH SECURITIES INC.|42
ENO|ENTERGY N O 5.5 BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|894
ENOR|ISHARES MSCI NORWAY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8688
ENOR|ISHARES MSCI NORWAY|CTDL|Citadel Derivatives Group Llc|5165
ENOR|ISHARES MSCI NORWAY|DBAX|Deutsche Bank Securities Inc.|4100
ENOR|ISHARES MSCI NORWAY|EBXL|EBX LLC|3800
ENOR|ISHARES MSCI NORWAY|ECUT|CONVERGEX EXECUTION SOLUTIONS|98
ENOR|ISHARES MSCI NORWAY|ETRS|E*Trade Securities LLC|40
ENOR|ISHARES MSCI NORWAY|FILL|Tradestation Securities, Inc.|779
ENOR|ISHARES MSCI NORWAY|FLTU|FLOW TRADERS US LLC|21155
ENOR|ISHARES MSCI NORWAY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|21155
ENOR|ISHARES MSCI NORWAY|FMAF|NBCN Inc./ CDS|6320
ENOR|ISHARES MSCI NORWAY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4800
ENOR|ISHARES MSCI NORWAY|FTBR|Foliofn Investments, Inc.|196
ENOR|ISHARES MSCI NORWAY|GSCO|GOLDMAN SACHS & CO. LLC|700
ENOR|ISHARES MSCI NORWAY|GSLT|GOLDMAN SACHS & CO. LLC|609
ENOR|ISHARES MSCI NORWAY|GTSZ|GTS SECURITIES LLC|1202
ENOR|ISHARES MSCI NORWAY|IBKR|Interactive Brokers Llc|670
ENOR|ISHARES MSCI NORWAY|ICBX|INSTINET, LLC|3011
ENOR|ISHARES MSCI NORWAY|ITGP|ITG INC.|5200
ENOR|ISHARES MSCI NORWAY|JANY|Janney Montgomery Scott Inc.|247
ENOR|ISHARES MSCI NORWAY|JPMX|J.P. Morgan Securities LLC|5862
ENOR|ISHARES MSCI NORWAY|JSEB|JANE STREET EXECUTION SERVICES, LLC|9600
ENOR|ISHARES MSCI NORWAY|JSJX|JANE STREET CAPITAL LLC|19471
ENOR|ISHARES MSCI NORWAY|KCGM|VIRTU Americas LLC|3236
ENOR|ISHARES MSCI NORWAY|LEHM|Barclays Capital Inc./Le|8800
ENOR|ISHARES MSCI NORWAY|LIME|Lime Brokerage LLC|100
ENOR|ISHARES MSCI NORWAY|MACC|Mid Atlantic Capital Corporation|80
ENOR|ISHARES MSCI NORWAY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
ENOR|ISHARES MSCI NORWAY|MOTF|MOTIF INVESTING, INC.|1
ENOR|ISHARES MSCI NORWAY|MSCO|MORGAN STANLEY & CO. LLC|3159
ENOR|ISHARES MSCI NORWAY|NFSC|National Financial Services LLC|2395
ENOR|ISHARES MSCI NORWAY|NITE|VIRTU Americas LLC|6529
ENOR|ISHARES MSCI NORWAY|OLDM|OLD MISSION CAPITAL, LLC|400
ENOR|ISHARES MSCI NORWAY|RBCM|RBC CAPITAL MARKETS, LLC|1415
ENOR|ISHARES MSCI NORWAY|SGMT|GOLDMAN SACHS & CO. LLC|6264
ENOR|ISHARES MSCI NORWAY|STFL|Stifel, Nicolaus & Company, Incorporated|45
ENOR|ISHARES MSCI NORWAY|SWIM|TD Ameritrade, Inc.|93
ENOR|ISHARES MSCI NORWAY|TRCM|TRC MARKETS LLC|2
ENOR|ISHARES MSCI NORWAY|UBSA|UBS SECURITIES LLC|6722
ENOR|ISHARES MSCI NORWAY|UBSS|UBS Securities LLC|765
ENOR|ISHARES MSCI NORWAY|VALX|VIRTU AMERICAS LLC|700
ENOR|ISHARES MSCI NORWAY|VGRD|Vanguard Marketing Corporation|1029
ENOR|ISHARES MSCI NORWAY|WBET|Wallachbeth Capital LLC|18182
ENOR|ISHARES MSCI NORWAY|WCHV|WELLS FARGO SECURITIES, LLC|4
ENOR|ISHARES MSCI NORWAY|WSEA|WOLVERINE SECURITIES, LLC|340
ENPH|ENPHASE ENERGY, INC.|ALTX|Alternet Securities Inc.|117350
ENPH|ENPHASE ENERGY, INC.|ANDG|Andrew Garrett Inc.|115505
ENPH|ENPHASE ENERGY, INC.|APCC|Apex Clearing Corporation|578104
ENPH|ENPHASE ENERGY, INC.|AQUA|AQUA SECURITIES L.P.|5000
ENPH|ENPHASE ENERGY, INC.|BARD|Robert W. Baird & Co. Incorporated|5532
ENPH|ENPHASE ENERGY, INC.|BATM|CBOE TRADING, INC.|41166
ENPH|ENPHASE ENERGY, INC.|BAYC|BAY CREST PARTNERS, LLC|30614
ENPH|ENPHASE ENERGY, INC.|BAYT|BTIG, LLC|53725
ENPH|ENPHASE ENERGY, INC.|BBNT|BB&T SECURITIES, LLC|200
ENPH|ENPHASE ENERGY, INC.|BERN|Sanford C. Bernstein & Co., LLC|474206
ENPH|ENPHASE ENERGY, INC.|BIDS|BIDS TRADING L.P.|10000
ENPH|ENPHASE ENERGY, INC.|BIMI|Banca IMI Securities Corp.|34546
ENPH|ENPHASE ENERGY, INC.|BKCM|BNY Mellon Capital Markets LLC|1000
ENPH|ENPHASE ENERGY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|316627
ENPH|ENPHASE ENERGY, INC.|BLKX|INSTINET, LLC|442886
ENPH|ENPHASE ENERGY, INC.|BLTK|Bulltick, Llc|9162
ENPH|ENPHASE ENERGY, INC.|BMOC|BMO Capital Markets Corp.|6525
ENPH|ENPHASE ENERGY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|15196
ENPH|ENPHASE ENERGY, INC.|BTIG|BTIG, LLC|273967
ENPH|ENPHASE ENERGY, INC.|BYXM|CBOE TRADING, INC.|2025
ENPH|ENPHASE ENERGY, INC.|CANT|Cantor Fitzgerald & Co.|727
ENPH|ENPHASE ENERGY, INC.|CBRA|Cobra Trading, Inc.|1000
ENPH|ENPHASE ENERGY, INC.|CHAS|Charles Schwab & Co., Inc.|82433
ENPH|ENPHASE ENERGY, INC.|CHLM|Craig-Hallum Capital Group LLC|5473
ENPH|ENPHASE ENERGY, INC.|CICF|Canaccord Genuity Corp.|2700
ENPH|ENPHASE ENERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|547928
ENPH|ENPHASE ENERGY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11365
ENPH|ENPHASE ENERGY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|89451
ENPH|ENPHASE ENERGY, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|300
ENPH|ENPHASE ENERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1075032
ENPH|ENPHASE ENERGY, INC.|CTDL|Citadel Derivatives Group Llc|117980
ENPH|ENPHASE ENERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|120038
ENPH|ENPHASE ENERGY, INC.|DADA|D.A. Davidson & Co.|1600
ENPH|ENPHASE ENERGY, INC.|DBAB|Deutsche Bank Securities Inc.|1473218
ENPH|ENPHASE ENERGY, INC.|DBAX|Deutsche Bank Securities Inc.|687600
ENPH|ENPHASE ENERGY, INC.|DBUL|Deutsche Bank Securities Inc.|68563
ENPH|ENPHASE ENERGY, INC.|DCHF|Dart Executions, LLC|16860
ENPH|ENPHASE ENERGY, INC.|DEAN|MORGAN STANLEY|17250
ENPH|ENPHASE ENERGY, INC.|DEGS|RONIN PROFESSIONAL LLC|180146
ENPH|ENPHASE ENERGY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|359238
ENPH|ENPHASE ENERGY, INC.|DRWK|DRW SECURITIES, L.L.C.|19260
ENPH|ENPHASE ENERGY, INC.|EBXL|EBX LLC|449900
ENPH|ENPHASE ENERGY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|42921
ENPH|ENPHASE ENERGY, INC.|EDJC|Edward Jones / CDS|1600
ENPH|ENPHASE ENERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|11730
ENPH|ENPHASE ENERGY, INC.|EGAM|CBOE TRADING, INC.|137718
ENPH|ENPHASE ENERGY, INC.|EGAW|CBOE TRADING, INC.|4400
ENPH|ENPHASE ENERGY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|600
ENPH|ENPHASE ENERGY, INC.|EGXM|CBOE TRADING, INC.|79837
ENPH|ENPHASE ENERGY, INC.|EGXW|CBOE TRADING, INC.|1100
ENPH|ENPHASE ENERGY, INC.|ELEV|ELEVATION, LLC|79256
ENPH|ENPHASE ENERGY, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|9716
ENPH|ENPHASE ENERGY, INC.|ETBE|Electronic Transaction Clearing, Inc.|257098
ENPH|ENPHASE ENERGY, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|32500
ENPH|ENPHASE ENERGY, INC.|ETCC|Electronic Transaction Clearing, Inc.|23400
ENPH|ENPHASE ENERGY, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|28640
ENPH|ENPHASE ENERGY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57317
ENPH|ENPHASE ENERGY, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|430
ENPH|ENPHASE ENERGY, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|60700
ENPH|ENPHASE ENERGY, INC.|ETRS|E*Trade Securities LLC|8859573
ENPH|ENPHASE ENERGY, INC.|FBCO|Credit Suisse Securities (USA) LLC|2829669
ENPH|ENPHASE ENERGY, INC.|FFSI|Firstrade Securities Inc.|200
ENPH|ENPHASE ENERGY, INC.|FILL|Tradestation Securities, Inc.|191091
ENPH|ENPHASE ENERGY, INC.|FMAF|NBCN Inc./ CDS|15768
ENPH|ENPHASE ENERGY, INC.|FOMA|TD AMERITRADE CLEARING, INC.|4986084
ENPH|ENPHASE ENERGY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19738
ENPH|ENPHASE ENERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|342376
ENPH|ENPHASE ENERGY, INC.|FTBR|Foliofn Investments, Inc.|21422
ENPH|ENPHASE ENERGY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|89601
ENPH|ENPHASE ENERGY, INC.|GILG|Gilder Gagnon Howe & Co. LLC|43488
ENPH|ENPHASE ENERGY, INC.|GLIS|TD Securities Inc|5450
ENPH|ENPHASE ENERGY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|385710
ENPH|ENPHASE ENERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|5555239
ENPH|ENPHASE ENERGY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|418331
ENPH|ENPHASE ENERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|66218
ENPH|ENPHASE ENERGY, INC.|GTSZ|GTS SECURITIES LLC|91263
ENPH|ENPHASE ENERGY, INC.|HASF|Haywood Securities Inc./CDS|7938
ENPH|ENPHASE ENERGY, INC.|HRBF|American Enterprise Investment Services Inc.|27818
ENPH|ENPHASE ENERGY, INC.|HSBC|HSBC Securities, Inc.|40477
ENPH|ENPHASE ENERGY, INC.|IATS|INTERACTIVE BROKERS LLC|229359
ENPH|ENPHASE ENERGY, INC.|IBKR|Interactive Brokers Llc|2152056
ENPH|ENPHASE ENERGY, INC.|ICBX|INSTINET, LLC|230565
ENPH|ENPHASE ENERGY, INC.|IEQY|CITADEL SECURITIES LLC|81420
ENPH|ENPHASE ENERGY, INC.|IMPC|Imperial Capital, LLC|9529
ENPH|ENPHASE ENERGY, INC.|INCA|INSTINET, LLC|1928177
ENPH|ENPHASE ENERGY, INC.|INJX|INSTINET, LLC|128829
ENPH|ENPHASE ENERGY, INC.|ITGI|ITG Inc.|651121
ENPH|ENPHASE ENERGY, INC.|ITGP|ITG INC.|594200
ENPH|ENPHASE ENERGY, INC.|JANY|Janney Montgomery Scott Inc.|11175
ENPH|ENPHASE ENERGY, INC.|JEFF|JEFFERIES LLC|434793
ENPH|ENPHASE ENERGY, INC.|JMPT|JUMP TRADING, LLC|268197
ENPH|ENPHASE ENERGY, INC.|JONE|JonesTrading|251860
ENPH|ENPHASE ENERGY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|180146
ENPH|ENPHASE ENERGY, INC.|JPMX|J.P. Morgan Securities LLC|571643
ENPH|ENPHASE ENERGY, INC.|JSJX|JANE STREET CAPITAL LLC|31078
ENPH|ENPHASE ENERGY, INC.|KCGM|VIRTU Americas LLC|229035
ENPH|ENPHASE ENERGY, INC.|KCRD|PHX FINANCIAL, INC.|12973
ENPH|ENPHASE ENERGY, INC.|LEHM|Barclays Capital Inc./Le|3287854
ENPH|ENPHASE ENERGY, INC.|LIME|Lime Brokerage LLC|720124
ENPH|ENPHASE ENERGY, INC.|LMGP|LIME BROKERAGE LLC|35683
ENPH|ENPHASE ENERGY, INC.|LOOP|Loop Capital Markets LLC|25580
ENPH|ENPHASE ENERGY, INC.|LQNA|LIQUIDNET, INC.|30600
ENPH|ENPHASE ENERGY, INC.|LSCI|Lek Securities Corporation|2656
ENPH|ENPHASE ENERGY, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9035
ENPH|ENPHASE ENERGY, INC.|MACQ|Macquarie Capital (USA) Inc.|6593
ENPH|ENPHASE ENERGY, INC.|MAXM|Maxim Group LLC|17400
ENPH|ENPHASE ENERGY, INC.|MBTS|ALLY INVEST SECURITIES LLC|253207
ENPH|ENPHASE ENERGY, INC.|MICA|Spartan Securities Group, Ltd.|157726
ENPH|ENPHASE ENERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|693792
ENPH|ENPHASE ENERGY, INC.|MOTF|MOTIF INVESTING, INC.|80
ENPH|ENPHASE ENERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|11209847
ENPH|ENPHASE ENERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|474000
ENPH|ENPHASE ENERGY, INC.|MSTX|MORGAN STANLEY & CO. LLC|925700
ENPH|ENPHASE ENERGY, INC.|NATL|National Securities Corporation|10511
ENPH|ENPHASE ENERGY, INC.|NFSC|National Financial Services LLC|7318826
ENPH|ENPHASE ENERGY, INC.|NITE|VIRTU Americas LLC|12619840
ENPH|ENPHASE ENERGY, INC.|NITP|VIRTU Americas LLC|15900
ENPH|ENPHASE ENERGY, INC.|NQRB|Brut, LLC|62549
ENPH|ENPHASE ENERGY, INC.|OPCO|Oppenheimer & Co. Inc.|43005
ENPH|ENPHASE ENERGY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2420
ENPH|ENPHASE ENERGY, INC.|PDQM|CODA MARKETS, INC.|583228
ENPH|ENPHASE ENERGY, INC.|PHLY|NASDAQ Execution Services, LLC|5200
ENPH|ENPHASE ENERGY, INC.|PIPR|Piper Jaffray & Co.|5000
ENPH|ENPHASE ENERGY, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|200
ENPH|ENPHASE ENERGY, INC.|PWJC|UBS Financial Services, Inc.|24514
ENPH|ENPHASE ENERGY, INC.|RAJA|Raymond James & Associates, Inc.|70652
ENPH|ENPHASE ENERGY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|167559
ENPH|ENPHASE ENERGY, INC.|SAGL|SAGETRADER, LLC|45111
ENPH|ENPHASE ENERGY, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2340
ENPH|ENPHASE ENERGY, INC.|SBSH|Citigroup Global Markets Inc.|656025
ENPH|ENPHASE ENERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|270283
ENPH|ENPHASE ENERGY, INC.|SPDR|SPEEDROUTE LLC|248727
ENPH|ENPHASE ENERGY, INC.|SPHN|Stephens Inc.|19
ENPH|ENPHASE ENERGY, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|4900
ENPH|ENPHASE ENERGY, INC.|SPTD|MINT GLOBAL MARKETS, INC.|7580
ENPH|ENPHASE ENERGY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|39460
ENPH|ENPHASE ENERGY, INC.|STXG|Stockcross Financial Services, Inc.|500
ENPH|ENPHASE ENERGY, INC.|SWIM|TD Ameritrade, Inc.|2845219
ENPH|ENPHASE ENERGY, INC.|SWST|Hilltop Securities Inc.|21950
ENPH|ENPHASE ENERGY, INC.|TKNG|ALLY INVEST SECURITIES LLC|155679
ENPH|ENPHASE ENERGY, INC.|TMBR|Timber Hill LLC|100
ENPH|ENPHASE ENERGY, INC.|TRBT|Tradebot Systems, Inc.|995830
ENPH|ENPHASE ENERGY, INC.|TRCM|TRC MARKETS LLC|434143
ENPH|ENPHASE ENERGY, INC.|TWTT|TASTYWORKS, INC.|10504
ENPH|ENPHASE ENERGY, INC.|UBSA|UBS SECURITIES LLC|1585301
ENPH|ENPHASE ENERGY, INC.|UBSS|UBS Securities LLC|4161318
ENPH|ENPHASE ENERGY, INC.|VALX|VIRTU AMERICAS LLC|80563
ENPH|ENPHASE ENERGY, INC.|VGRD|Vanguard Marketing Corporation|430432
ENPH|ENPHASE ENERGY, INC.|VIEW|VIEWTRADE SECURITIES LLC|136
ENPH|ENPHASE ENERGY, INC.|VSIN|Vision Financial Markets Llc|1575
ENPH|ENPHASE ENERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|546270
ENPH|ENPHASE ENERGY, INC.|WEDB|WEDBUSH SECURITIES INC.|129253
ENPH|ENPHASE ENERGY, INC.|WEED|Weeden & Co.L.P.|11600
ENPH|ENPHASE ENERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100432
ENPH|ENPHASE ENERGY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|90930
ENPH|ENPHASE ENERGY, INC.|WFPB|Wells Fargo Securities, LLC.|3296
ENPH|ENPHASE ENERGY, INC.|WGIF|CIBC World Markets Inc.|77417
ENPH|ENPHASE ENERGY, INC.|WORD|Worden Capital Management LLC|17010
ENPH|ENPHASE ENERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|322680
ENPH|ENPHASE ENERGY, INC.|WTFS|JUST2TRADE, INC.|105
ENPH|ENPHASE ENERGY, INC.|XIST|INSTINET, LLC|44800
ENPH|ENPHASE ENERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|207120
ENPH|ENPHASE ENERGY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|30351
ENPH|ENPHASE ENERGY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14293
ENR|ENERGIZER HLDS INC|AGIS|Aegis Capital Corp.|750
ENR|ENERGIZER HLDS INC|ALTX|Alternet Securities Inc.|6135
ENR|ENERGIZER HLDS INC|APCC|Apex Clearing Corporation|300
ENR|ENERGIZER HLDS INC|BANK|Primevest Financial Services, Inc.|1
ENR|ENERGIZER HLDS INC|BARD|Robert W. Baird & Co. Incorporated|1817
ENR|ENERGIZER HLDS INC|BATM|CBOE TRADING, INC.|4222
ENR|ENERGIZER HLDS INC|BAYT|BTIG, LLC|4032
ENR|ENERGIZER HLDS INC|BBNT|BB&T SECURITIES, LLC|872
ENR|ENERGIZER HLDS INC|BERN|Sanford C. Bernstein & Co., LLC|146639
ENR|ENERGIZER HLDS INC|BIDS|BIDS TRADING L.P.|900
ENR|ENERGIZER HLDS INC|BKCM|BNY Mellon Capital Markets LLC|11277
ENR|ENERGIZER HLDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6009
ENR|ENERGIZER HLDS INC|BLKX|INSTINET, LLC|10112
ENR|ENERGIZER HLDS INC|BMOC|BMO Capital Markets Corp.|182
ENR|ENERGIZER HLDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1932
ENR|ENERGIZER HLDS INC|BRVL|BLAYLOCK VAN, LLC|400
ENR|ENERGIZER HLDS INC|BTIG|BTIG, LLC|1836
ENR|ENERGIZER HLDS INC|BYXM|CBOE TRADING, INC.|510
ENR|ENERGIZER HLDS INC|BZYD|GOLDMAN SACHS & CO. LLC|528
ENR|ENERGIZER HLDS INC|CABR|Cabrera Capital Markets, Inc.|25
ENR|ENERGIZER HLDS INC|CANT|Cantor Fitzgerald & Co.|17
ENR|ENERGIZER HLDS INC|CHAS|Charles Schwab & Co., Inc.|1541
ENR|ENERGIZER HLDS INC|CIST|Capital Institutional Services, Inc.|923
ENR|ENERGIZER HLDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42193
ENR|ENERGIZER HLDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1565
ENR|ENERGIZER HLDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|214630
ENR|ENERGIZER HLDS INC|CTDL|Citadel Derivatives Group Llc|4089
ENR|ENERGIZER HLDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17846
ENR|ENERGIZER HLDS INC|DADA|D.A. Davidson & Co.|1700
ENR|ENERGIZER HLDS INC|DBAB|Deutsche Bank Securities Inc.|237022
ENR|ENERGIZER HLDS INC|DBAX|Deutsche Bank Securities Inc.|177700
ENR|ENERGIZER HLDS INC|DBUL|Deutsche Bank Securities Inc.|877
ENR|ENERGIZER HLDS INC|DEAN|MORGAN STANLEY|11111
ENR|ENERGIZER HLDS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|50
ENR|ENERGIZER HLDS INC|EBXL|EBX LLC|86200
ENR|ENERGIZER HLDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|69774
ENR|ENERGIZER HLDS INC|EDJO|Edward D. Jones & Co., L.P.|4802
ENR|ENERGIZER HLDS INC|EGAM|CBOE TRADING, INC.|2719
ENR|ENERGIZER HLDS INC|EGAW|CBOE TRADING, INC.|3
ENR|ENERGIZER HLDS INC|EGMT|EG MARKET TECHNOLOGIES LLC|169
ENR|ENERGIZER HLDS INC|EGXM|CBOE TRADING, INC.|1645
ENR|ENERGIZER HLDS INC|ETBE|Electronic Transaction Clearing, Inc.|10827
ENR|ENERGIZER HLDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17509
ENR|ENERGIZER HLDS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|320
ENR|ENERGIZER HLDS INC|ETRS|E*Trade Securities LLC|18547
ENR|ENERGIZER HLDS INC|FILL|Tradestation Securities, Inc.|660
ENR|ENERGIZER HLDS INC|FMAF|NBCN Inc./ CDS|393
ENR|ENERGIZER HLDS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2132
ENR|ENERGIZER HLDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77786
ENR|ENERGIZER HLDS INC|FTBR|Foliofn Investments, Inc.|888
ENR|ENERGIZER HLDS INC|GLPX|ACS EXECUTION SERVICES, LLC|9620
ENR|ENERGIZER HLDS INC|GSCO|GOLDMAN SACHS & CO. LLC|503809
ENR|ENERGIZER HLDS INC|GSCS|GOLDMAN SACHS & CO. LLC|32417
ENR|ENERGIZER HLDS INC|GSLT|GOLDMAN SACHS & CO. LLC|3477
ENR|ENERGIZER HLDS INC|GTSZ|GTS SECURITIES LLC|144378
ENR|ENERGIZER HLDS INC|HRBF|American Enterprise Investment Services Inc.|438
ENR|ENERGIZER HLDS INC|IATS|INTERACTIVE BROKERS LLC|4376
ENR|ENERGIZER HLDS INC|IBKR|Interactive Brokers Llc|6264
ENR|ENERGIZER HLDS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|791
ENR|ENERGIZER HLDS INC|ICBX|INSTINET, LLC|22175
ENR|ENERGIZER HLDS INC|IEQY|CITADEL SECURITIES LLC|38623
ENR|ENERGIZER HLDS INC|INCA|INSTINET, LLC|136676
ENR|ENERGIZER HLDS INC|INJX|INSTINET, LLC|310
ENR|ENERGIZER HLDS INC|ITGI|ITG Inc.|28278
ENR|ENERGIZER HLDS INC|ITGP|ITG INC.|69200
ENR|ENERGIZER HLDS INC|JANY|Janney Montgomery Scott Inc.|1964
ENR|ENERGIZER HLDS INC|JEFF|JEFFERIES LLC|28762
ENR|ENERGIZER HLDS INC|JMPT|JUMP TRADING, LLC|42887
ENR|ENERGIZER HLDS INC|JONE|JonesTrading|26
ENR|ENERGIZER HLDS INC|JPBX|J.P. MORGAN SECURITIES LLC|25626
ENR|ENERGIZER HLDS INC|JPMX|J.P. Morgan Securities LLC|251050
ENR|ENERGIZER HLDS INC|JSJX|JANE STREET CAPITAL LLC|8562
ENR|ENERGIZER HLDS INC|KCGM|VIRTU Americas LLC|18856
ENR|ENERGIZER HLDS INC|LEHM|Barclays Capital Inc./Le|375381
ENR|ENERGIZER HLDS INC|LIME|Lime Brokerage LLC|10145
ENR|ENERGIZER HLDS INC|LOOP|Loop Capital Markets LLC|2123
ENR|ENERGIZER HLDS INC|LQNA|LIQUIDNET, INC.|51300
ENR|ENERGIZER HLDS INC|LSCI|Lek Securities Corporation|6
ENR|ENERGIZER HLDS INC|MACC|Mid Atlantic Capital Corporation|470
ENR|ENERGIZER HLDS INC|MACQ|Macquarie Capital (USA) Inc.|3631
ENR|ENERGIZER HLDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73938
ENR|ENERGIZER HLDS INC|MNDX|TJM Investments, LLC|8300
ENR|ENERGIZER HLDS INC|MOTF|MOTIF INVESTING, INC.|10
ENR|ENERGIZER HLDS INC|MSCO|MORGAN STANLEY & CO. LLC|934903
ENR|ENERGIZER HLDS INC|MSPL|MORGAN STANLEY & CO. LLC|299900
ENR|ENERGIZER HLDS INC|MSTX|MORGAN STANLEY & CO. LLC|77300
ENR|ENERGIZER HLDS INC|NEUB|NEUBERGER BERMAN BD LLC|193
ENR|ENERGIZER HLDS INC|NFSC|National Financial Services LLC|32734
ENR|ENERGIZER HLDS INC|NITE|VIRTU Americas LLC|90442
ENR|ENERGIZER HLDS INC|NQRB|Brut, LLC|4697
ENR|ENERGIZER HLDS INC|NTBF|BMO Nesbitt Burns Inc./CDS|5
ENR|ENERGIZER HLDS INC|OPCO|Oppenheimer & Co. Inc.|989
ENR|ENERGIZER HLDS INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|9150
ENR|ENERGIZER HLDS INC|PDQM|CODA MARKETS, INC.|54784
ENR|ENERGIZER HLDS INC|PWJC|UBS Financial Services, Inc.|641
ENR|ENERGIZER HLDS INC|RBCM|RBC CAPITAL MARKETS, LLC|2363
ENR|ENERGIZER HLDS INC|SAGL|SAGETRADER, LLC|1300
ENR|ENERGIZER HLDS INC|SALI|INTL FCSTONE FINANCIAL INC.|137
ENR|ENERGIZER HLDS INC|SBSH|Citigroup Global Markets Inc.|32548
ENR|ENERGIZER HLDS INC|SEIC|SEI Investments Distribution Co.|300
ENR|ENERGIZER HLDS INC|SGMT|GOLDMAN SACHS & CO. LLC|98746
ENR|ENERGIZER HLDS INC|SPDR|SPEEDROUTE LLC|5200
ENR|ENERGIZER HLDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|968
ENR|ENERGIZER HLDS INC|STKP|STOCKPILE INVESTMENTS, INC.|14
ENR|ENERGIZER HLDS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1962
ENR|ENERGIZER HLDS INC|SWIM|TD Ameritrade, Inc.|4542
ENR|ENERGIZER HLDS INC|SWST|Hilltop Securities Inc.|85
ENR|ENERGIZER HLDS INC|TKNG|ALLY INVEST SECURITIES LLC|1085
ENR|ENERGIZER HLDS INC|TRBT|Tradebot Systems, Inc.|178920
ENR|ENERGIZER HLDS INC|TRCM|TRC MARKETS LLC|33077
ENR|ENERGIZER HLDS INC|UBSA|UBS SECURITIES LLC|416868
ENR|ENERGIZER HLDS INC|UBSS|UBS Securities LLC|761771
ENR|ENERGIZER HLDS INC|VALX|VIRTU AMERICAS LLC|4201
ENR|ENERGIZER HLDS INC|VGRD|Vanguard Marketing Corporation|2517
ENR|ENERGIZER HLDS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2398
ENR|ENERGIZER HLDS INC|WCHV|WELLS FARGO SECURITIES, LLC|24902
ENR|ENERGIZER HLDS INC|WDNX|WEEDEN & CO.L.P.|154
ENR|ENERGIZER HLDS INC|WEED|Weeden & Co.L.P.|9504
ENR|ENERGIZER HLDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|338
ENR|ENERGIZER HLDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3157
ENR|ENERGIZER HLDS INC|WGIF|CIBC World Markets Inc.|20
ENR|ENERGIZER HLDS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|251
ENR|ENERGIZER HLDS INC|WSEA|WOLVERINE SECURITIES, LLC|4450
ENR|ENERGIZER HLDS INC|XIST|INSTINET, LLC|26600
ENR|ENERGIZER HLDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
ENR|ENERGIZER HLDS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|500
ENR|ENERGIZER HLDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3204
ENS|ENERSYS|AGIS|Aegis Capital Corp.|120
ENS|ENERSYS|ALTX|Alternet Securities Inc.|400
ENS|ENERSYS|APCC|Apex Clearing Corporation|31
ENS|ENERSYS|BARD|Robert W. Baird & Co. Incorporated|372
ENS|ENERSYS|BATM|CBOE TRADING, INC.|1755
ENS|ENERSYS|BBNT|BB&T SECURITIES, LLC|160
ENS|ENERSYS|BERN|Sanford C. Bernstein & Co., LLC|13901
ENS|ENERSYS|BIDS|BIDS TRADING L.P.|100
ENS|ENERSYS|BKCM|BNY Mellon Capital Markets LLC|10252
ENS|ENERSYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|521
ENS|ENERSYS|BNPX|BNP PARIBAS SECURITIES CORP.|4531
ENS|ENERSYS|BRVL|BLAYLOCK VAN, LLC|900
ENS|ENERSYS|BTIG|BTIG, LLC|71
ENS|ENERSYS|BYXM|CBOE TRADING, INC.|14
ENS|ENERSYS|BZYD|GOLDMAN SACHS & CO. LLC|1101
ENS|ENERSYS|CANT|Cantor Fitzgerald & Co.|23
ENS|ENERSYS|CHAS|Charles Schwab & Co., Inc.|236
ENS|ENERSYS|CIST|Capital Institutional Services, Inc.|49
ENS|ENERSYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19185
ENS|ENERSYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1036
ENS|ENERSYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44165
ENS|ENERSYS|CTDL|Citadel Derivatives Group Llc|1060
ENS|ENERSYS|CTLR|CUTLER GROUP, LP|25
ENS|ENERSYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2560
ENS|ENERSYS|DADA|D.A. Davidson & Co.|16
ENS|ENERSYS|DBAB|Deutsche Bank Securities Inc.|58112
ENS|ENERSYS|DBAX|Deutsche Bank Securities Inc.|39400
ENS|ENERSYS|DEAN|MORGAN STANLEY|1030
ENS|ENERSYS|EBXL|EBX LLC|26800
ENS|ENERSYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|576
ENS|ENERSYS|EDJO|Edward D. Jones & Co., L.P.|16
ENS|ENERSYS|EGAM|CBOE TRADING, INC.|581
ENS|ENERSYS|EGMT|EG MARKET TECHNOLOGIES LLC|200
ENS|ENERSYS|EGXM|CBOE TRADING, INC.|92
ENS|ENERSYS|ELEV|ELEVATION, LLC|9106
ENS|ENERSYS|ETBE|Electronic Transaction Clearing, Inc.|98
ENS|ENERSYS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|135
ENS|ENERSYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10695
ENS|ENERSYS|ETRS|E*Trade Securities LLC|774
ENS|ENERSYS|FILL|Tradestation Securities, Inc.|450
ENS|ENERSYS|FMAF|NBCN Inc./ CDS|215
ENS|ENERSYS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|446
ENS|ENERSYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18589
ENS|ENERSYS|FTBR|Foliofn Investments, Inc.|772
ENS|ENERSYS|GLPX|ACS EXECUTION SERVICES, LLC|3653
ENS|ENERSYS|GSCO|GOLDMAN SACHS & CO. LLC|148538
ENS|ENERSYS|GSLT|GOLDMAN SACHS & CO. LLC|196
ENS|ENERSYS|GTSZ|GTS SECURITIES LLC|22778
ENS|ENERSYS|HPPX|POTAMUS TRADING, LLC|842
ENS|ENERSYS|HRBF|American Enterprise Investment Services Inc.|446
ENS|ENERSYS|HSBC|HSBC Securities, Inc.|200
ENS|ENERSYS|IATS|INTERACTIVE BROKERS LLC|362
ENS|ENERSYS|IBKR|Interactive Brokers Llc|1818
ENS|ENERSYS|ICBX|INSTINET, LLC|9400
ENS|ENERSYS|IEQY|CITADEL SECURITIES LLC|16009
ENS|ENERSYS|INCA|INSTINET, LLC|21263
ENS|ENERSYS|INJX|INSTINET, LLC|629
ENS|ENERSYS|ITGI|ITG Inc.|15588
ENS|ENERSYS|ITGP|ITG INC.|39200
ENS|ENERSYS|JEFF|JEFFERIES LLC|48986
ENS|ENERSYS|JMPT|JUMP TRADING, LLC|5702
ENS|ENERSYS|JPBX|J.P. MORGAN SECURITIES LLC|2064
ENS|ENERSYS|JPMX|J.P. Morgan Securities LLC|53520
ENS|ENERSYS|JSJX|JANE STREET CAPITAL LLC|2174
ENS|ENERSYS|KCGM|VIRTU Americas LLC|3614
ENS|ENERSYS|LEHM|Barclays Capital Inc./Le|83672
ENS|ENERSYS|LIME|Lime Brokerage LLC|8948
ENS|ENERSYS|LOOP|Loop Capital Markets LLC|718
ENS|ENERSYS|LQNA|LIQUIDNET, INC.|8800
ENS|ENERSYS|LSCI|Lek Securities Corporation|2
ENS|ENERSYS|MACC|Mid Atlantic Capital Corporation|28
ENS|ENERSYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19300
ENS|ENERSYS|MNDX|TJM Investments, LLC|2028
ENS|ENERSYS|MOTF|MOTIF INVESTING, INC.|15
ENS|ENERSYS|MSCO|MORGAN STANLEY & CO. LLC|155156
ENS|ENERSYS|MSPL|MORGAN STANLEY & CO. LLC|51900
ENS|ENERSYS|MSTX|MORGAN STANLEY & CO. LLC|6100
ENS|ENERSYS|NFSC|National Financial Services LLC|17545
ENS|ENERSYS|NITE|VIRTU Americas LLC|42691
ENS|ENERSYS|NITP|VIRTU Americas LLC|171
ENS|ENERSYS|NQRB|Brut, LLC|631
ENS|ENERSYS|NTRC|Northern Trust Securities, Inc.|9319
ENS|ENERSYS|OPCO|Oppenheimer & Co. Inc.|257
ENS|ENERSYS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|50
ENS|ENERSYS|PDQM|CODA MARKETS, INC.|6757
ENS|ENERSYS|PWJC|UBS Financial Services, Inc.|637
ENS|ENERSYS|RBCM|RBC CAPITAL MARKETS, LLC|294
ENS|ENERSYS|SAGL|SAGETRADER, LLC|188
ENS|ENERSYS|SBSH|Citigroup Global Markets Inc.|32535
ENS|ENERSYS|SGMT|GOLDMAN SACHS & CO. LLC|19370
ENS|ENERSYS|SPDR|SPEEDROUTE LLC|200
ENS|ENERSYS|SPTD|MINT GLOBAL MARKETS, INC.|1100
ENS|ENERSYS|SSBS|STATE STREET GLOBAL MARKETS, LLC|21288
ENS|ENERSYS|STFL|Stifel, Nicolaus & Company, Incorporated|7338
ENS|ENERSYS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1299
ENS|ENERSYS|SWIM|TD Ameritrade, Inc.|61
ENS|ENERSYS|SWST|Hilltop Securities Inc.|259
ENS|ENERSYS|TMBR|Timber Hill LLC|134
ENS|ENERSYS|TRBT|Tradebot Systems, Inc.|13436
ENS|ENERSYS|TRCM|TRC MARKETS LLC|12813
ENS|ENERSYS|UBSA|UBS SECURITIES LLC|113745
ENS|ENERSYS|UBSS|UBS Securities LLC|175913
ENS|ENERSYS|VALX|VIRTU AMERICAS LLC|4658
ENS|ENERSYS|VGRD|Vanguard Marketing Corporation|10
ENS|ENERSYS|WBLR|WILLIAM BLAIR|146
ENS|ENERSYS|WBPX|SUMMIT SECURITIES GROUP, LLC|1390
ENS|ENERSYS|WCHV|WELLS FARGO SECURITIES, LLC|7939
ENS|ENERSYS|WDNX|WEEDEN & CO.L.P.|566
ENS|ENERSYS|WEED|Weeden & Co.L.P.|1800
ENS|ENERSYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44
ENS|ENERSYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1969
ENS|ENERSYS|WHOT|JUST2TRADE, INC.|100
ENS|ENERSYS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|77
ENS|ENERSYS|WSEA|WOLVERINE SECURITIES, LLC|235
ENS|ENERSYS|XIST|INSTINET, LLC|26636
ENS|ENERSYS|XPQR|Jump Trading|100
ENS|ENERSYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|740
ENS|ENERSYS|YKNA|COMHAR CAPITAL MARKETS, LLC|830
ENS|ENERSYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|404
ENSG|THE ENSIGN GROUP, IN|ALTX|Alternet Securities Inc.|3070
ENSG|THE ENSIGN GROUP, IN|APCC|Apex Clearing Corporation|935
ENSG|THE ENSIGN GROUP, IN|BATM|CBOE TRADING, INC.|1323
ENSG|THE ENSIGN GROUP, IN|BAYC|BAY CREST PARTNERS, LLC|1200
ENSG|THE ENSIGN GROUP, IN|BBNT|BB&T SECURITIES, LLC|141
ENSG|THE ENSIGN GROUP, IN|BERN|Sanford C. Bernstein & Co., LLC|63015
ENSG|THE ENSIGN GROUP, IN|BIDS|BIDS TRADING L.P.|29600
ENSG|THE ENSIGN GROUP, IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13822
ENSG|THE ENSIGN GROUP, IN|BLKX|INSTINET, LLC|15340
ENSG|THE ENSIGN GROUP, IN|BMOC|BMO Capital Markets Corp.|7836
ENSG|THE ENSIGN GROUP, IN|BNPX|BNP PARIBAS SECURITIES CORP.|9490
ENSG|THE ENSIGN GROUP, IN|BRVL|BLAYLOCK VAN, LLC|1168
ENSG|THE ENSIGN GROUP, IN|BTIG|BTIG, LLC|8670
ENSG|THE ENSIGN GROUP, IN|BYXM|CBOE TRADING, INC.|2430
ENSG|THE ENSIGN GROUP, IN|BZYD|GOLDMAN SACHS & CO. LLC|3126
ENSG|THE ENSIGN GROUP, IN|CANT|Cantor Fitzgerald & Co.|638
ENSG|THE ENSIGN GROUP, IN|CHAS|Charles Schwab & Co., Inc.|67
ENSG|THE ENSIGN GROUP, IN|CHLM|Craig-Hallum Capital Group LLC|4494
ENSG|THE ENSIGN GROUP, IN|CIST|Capital Institutional Services, Inc.|824
ENSG|THE ENSIGN GROUP, IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49671
ENSG|THE ENSIGN GROUP, IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
ENSG|THE ENSIGN GROUP, IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129698
ENSG|THE ENSIGN GROUP, IN|CTDL|Citadel Derivatives Group Llc|22347
ENSG|THE ENSIGN GROUP, IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|14860
ENSG|THE ENSIGN GROUP, IN|DADA|D.A. Davidson & Co.|142
ENSG|THE ENSIGN GROUP, IN|DBAB|Deutsche Bank Securities Inc.|436449
ENSG|THE ENSIGN GROUP, IN|DBAX|Deutsche Bank Securities Inc.|133200
ENSG|THE ENSIGN GROUP, IN|DBUL|Deutsche Bank Securities Inc.|400
ENSG|THE ENSIGN GROUP, IN|DEAN|MORGAN STANLEY|3519
ENSG|THE ENSIGN GROUP, IN|DEGS|RONIN PROFESSIONAL LLC|1858
ENSG|THE ENSIGN GROUP, IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|737
ENSG|THE ENSIGN GROUP, IN|EBXL|EBX LLC|80800
ENSG|THE ENSIGN GROUP, IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|21267
ENSG|THE ENSIGN GROUP, IN|EDJO|Edward D. Jones & Co., L.P.|347
ENSG|THE ENSIGN GROUP, IN|EGAM|CBOE TRADING, INC.|9433
ENSG|THE ENSIGN GROUP, IN|EGAW|CBOE TRADING, INC.|100
ENSG|THE ENSIGN GROUP, IN|EGMT|EG MARKET TECHNOLOGIES LLC|20
ENSG|THE ENSIGN GROUP, IN|EGXM|CBOE TRADING, INC.|3443
ENSG|THE ENSIGN GROUP, IN|EGXW|CBOE TRADING, INC.|200
ENSG|THE ENSIGN GROUP, IN|ESPO|ESPOSITO SECURITIES, LLC|9
ENSG|THE ENSIGN GROUP, IN|ETBE|Electronic Transaction Clearing, Inc.|14717
ENSG|THE ENSIGN GROUP, IN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4146
ENSG|THE ENSIGN GROUP, IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20847
ENSG|THE ENSIGN GROUP, IN|ETRS|E*Trade Securities LLC|17860
ENSG|THE ENSIGN GROUP, IN|FBCO|Credit Suisse Securities (USA) LLC|369391
ENSG|THE ENSIGN GROUP, IN|FILL|Tradestation Securities, Inc.|4545
ENSG|THE ENSIGN GROUP, IN|FMAF|NBCN Inc./ CDS|200
ENSG|THE ENSIGN GROUP, IN|FOMA|TD AMERITRADE CLEARING, INC.|94813
ENSG|THE ENSIGN GROUP, IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|974
ENSG|THE ENSIGN GROUP, IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86639
ENSG|THE ENSIGN GROUP, IN|FTBR|Foliofn Investments, Inc.|24410
ENSG|THE ENSIGN GROUP, IN|GEBB|GLOBAL EXECUTION BROKERS, LP|16551
ENSG|THE ENSIGN GROUP, IN|GLPX|ACS EXECUTION SERVICES, LLC|22684
ENSG|THE ENSIGN GROUP, IN|GSCO|GOLDMAN SACHS & CO. LLC|781420
ENSG|THE ENSIGN GROUP, IN|GSCS|GOLDMAN SACHS & CO. LLC|6102
ENSG|THE ENSIGN GROUP, IN|GSLT|GOLDMAN SACHS & CO. LLC|1212
ENSG|THE ENSIGN GROUP, IN|GTSZ|GTS SECURITIES LLC|19359
ENSG|THE ENSIGN GROUP, IN|HRBF|American Enterprise Investment Services Inc.|5314
ENSG|THE ENSIGN GROUP, IN|IATS|INTERACTIVE BROKERS LLC|13395
ENSG|THE ENSIGN GROUP, IN|IBKR|Interactive Brokers Llc|49441
ENSG|THE ENSIGN GROUP, IN|ICBX|INSTINET, LLC|18318
ENSG|THE ENSIGN GROUP, IN|IEQY|CITADEL SECURITIES LLC|42182
ENSG|THE ENSIGN GROUP, IN|INCA|INSTINET, LLC|161522
ENSG|THE ENSIGN GROUP, IN|INJX|INSTINET, LLC|13294
ENSG|THE ENSIGN GROUP, IN|ITGI|ITG Inc.|56140
ENSG|THE ENSIGN GROUP, IN|ITGP|ITG INC.|27200
ENSG|THE ENSIGN GROUP, IN|JEFF|JEFFERIES LLC|37639
ENSG|THE ENSIGN GROUP, IN|JMPT|JUMP TRADING, LLC|21260
ENSG|THE ENSIGN GROUP, IN|JONE|JonesTrading|36800
ENSG|THE ENSIGN GROUP, IN|JPBX|J.P. MORGAN SECURITIES LLC|6912
ENSG|THE ENSIGN GROUP, IN|JPMX|J.P. Morgan Securities LLC|157461
ENSG|THE ENSIGN GROUP, IN|JSJX|JANE STREET CAPITAL LLC|5575
ENSG|THE ENSIGN GROUP, IN|KCGM|VIRTU Americas LLC|42418
ENSG|THE ENSIGN GROUP, IN|LEHM|Barclays Capital Inc./Le|285918
ENSG|THE ENSIGN GROUP, IN|LIME|Lime Brokerage LLC|128392
ENSG|THE ENSIGN GROUP, IN|LMGP|LIME BROKERAGE LLC|5277
ENSG|THE ENSIGN GROUP, IN|LMNX|LUMINEX TRADING & ANALYTICS LLC|34200
ENSG|THE ENSIGN GROUP, IN|LOOP|Loop Capital Markets LLC|950
ENSG|THE ENSIGN GROUP, IN|LQNA|LIQUIDNET, INC.|32700
ENSG|THE ENSIGN GROUP, IN|LQNB|LIQUIDNET, INC.|29600
ENSG|THE ENSIGN GROUP, IN|MACQ|Macquarie Capital (USA) Inc.|4056
ENSG|THE ENSIGN GROUP, IN|MAXM|Maxim Group LLC|4677
ENSG|THE ENSIGN GROUP, IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19529
ENSG|THE ENSIGN GROUP, IN|MOTF|MOTIF INVESTING, INC.|54
ENSG|THE ENSIGN GROUP, IN|MSCO|MORGAN STANLEY & CO. LLC|979862
ENSG|THE ENSIGN GROUP, IN|MSPL|MORGAN STANLEY & CO. LLC|158800
ENSG|THE ENSIGN GROUP, IN|MSTX|MORGAN STANLEY & CO. LLC|6800
ENSG|THE ENSIGN GROUP, IN|MTON|MILLINGTON SECURITIES, INC.|78284
ENSG|THE ENSIGN GROUP, IN|NFSC|National Financial Services LLC|175388
ENSG|THE ENSIGN GROUP, IN|NITE|VIRTU Americas LLC|260976
ENSG|THE ENSIGN GROUP, IN|NITP|VIRTU Americas LLC|3876
ENSG|THE ENSIGN GROUP, IN|NQRB|Brut, LLC|1872
ENSG|THE ENSIGN GROUP, IN|NTRC|Northern Trust Securities, Inc.|140
ENSG|THE ENSIGN GROUP, IN|OPCO|Oppenheimer & Co. Inc.|12693
ENSG|THE ENSIGN GROUP, IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|720
ENSG|THE ENSIGN GROUP, IN|PDQM|CODA MARKETS, INC.|55322
ENSG|THE ENSIGN GROUP, IN|PHLY|NASDAQ Execution Services, LLC|1600
ENSG|THE ENSIGN GROUP, IN|PWJC|UBS Financial Services, Inc.|1300
ENSG|THE ENSIGN GROUP, IN|RAJA|Raymond James & Associates, Inc.|1097
ENSG|THE ENSIGN GROUP, IN|RBCM|RBC CAPITAL MARKETS, LLC|862
ENSG|THE ENSIGN GROUP, IN|SAGL|SAGETRADER, LLC|591
ENSG|THE ENSIGN GROUP, IN|SAGW|SAGETRADER, LLC|818
ENSG|THE ENSIGN GROUP, IN|SBSH|Citigroup Global Markets Inc.|136501
ENSG|THE ENSIGN GROUP, IN|SEIC|SEI Investments Distribution Co.|100
ENSG|THE ENSIGN GROUP, IN|SGMT|GOLDMAN SACHS & CO. LLC|35760
ENSG|THE ENSIGN GROUP, IN|SPDR|SPEEDROUTE LLC|3270
ENSG|THE ENSIGN GROUP, IN|SPTD|MINT GLOBAL MARKETS, INC.|1000
ENSG|THE ENSIGN GROUP, IN|STFL|Stifel, Nicolaus & Company, Incorporated|2870
ENSG|THE ENSIGN GROUP, IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|166
ENSG|THE ENSIGN GROUP, IN|SWIM|TD Ameritrade, Inc.|18334
ENSG|THE ENSIGN GROUP, IN|SWST|Hilltop Securities Inc.|780
ENSG|THE ENSIGN GROUP, IN|TKNG|ALLY INVEST SECURITIES LLC|3938
ENSG|THE ENSIGN GROUP, IN|TMBR|Timber Hill LLC|336
ENSG|THE ENSIGN GROUP, IN|TRBT|Tradebot Systems, Inc.|83911
ENSG|THE ENSIGN GROUP, IN|TRCM|TRC MARKETS LLC|86861
ENSG|THE ENSIGN GROUP, IN|TWTT|TASTYWORKS, INC.|311
ENSG|THE ENSIGN GROUP, IN|UBSA|UBS SECURITIES LLC|193527
ENSG|THE ENSIGN GROUP, IN|UBSS|UBS Securities LLC|502546
ENSG|THE ENSIGN GROUP, IN|VALX|VIRTU AMERICAS LLC|4454
ENSG|THE ENSIGN GROUP, IN|VGRD|Vanguard Marketing Corporation|5443
ENSG|THE ENSIGN GROUP, IN|WABR|Wall Street Access|83684
ENSG|THE ENSIGN GROUP, IN|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ENSG|THE ENSIGN GROUP, IN|WCHV|WELLS FARGO SECURITIES, LLC|30584
ENSG|THE ENSIGN GROUP, IN|WEED|Weeden & Co.L.P.|10640
ENSG|THE ENSIGN GROUP, IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|947
ENSG|THE ENSIGN GROUP, IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|705
ENSG|THE ENSIGN GROUP, IN|WGIF|CIBC World Markets Inc.|520
ENSG|THE ENSIGN GROUP, IN|WSEA|WOLVERINE SECURITIES, LLC|3561
ENSG|THE ENSIGN GROUP, IN|XIST|INSTINET, LLC|37934
ENSG|THE ENSIGN GROUP, IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|33058
ENSG|THE ENSIGN GROUP, IN|YKNA|COMHAR CAPITAL MARKETS, LLC|3713
ENSG|THE ENSIGN GROUP, IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|369
ENSV|ENSERVCO CORP|ALTX|Alternet Securities Inc.|3500
ENSV|ENSERVCO CORP|APCC|Apex Clearing Corporation|5416
ENSV|ENSERVCO CORP|BATM|CBOE TRADING, INC.|300
ENSV|ENSERVCO CORP|BERN|Sanford C. Bernstein & Co., LLC|1200
ENSV|ENSERVCO CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
ENSV|ENSERVCO CORP|CHAS|Charles Schwab & Co., Inc.|11400
ENSV|ENSERVCO CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67643
ENSV|ENSERVCO CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
ENSV|ENSERVCO CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ENSV|ENSERVCO CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52630
ENSV|ENSERVCO CORP|CTDE|CHOICETRADE|1170
ENSV|ENSERVCO CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|35584
ENSV|ENSERVCO CORP|DBAB|Deutsche Bank Securities Inc.|13527
ENSV|ENSERVCO CORP|DBAX|Deutsche Bank Securities Inc.|10800
ENSV|ENSERVCO CORP|DEGS|RONIN PROFESSIONAL LLC|10200
ENSV|ENSERVCO CORP|EBXL|EBX LLC|23300
ENSV|ENSERVCO CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3716
ENSV|ENSERVCO CORP|EDJO|Edward D. Jones & Co., L.P.|3834
ENSV|ENSERVCO CORP|EGAM|CBOE TRADING, INC.|3400
ENSV|ENSERVCO CORP|EGXM|CBOE TRADING, INC.|2668
ENSV|ENSERVCO CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1467
ENSV|ENSERVCO CORP|ETRS|E*Trade Securities LLC|205051
ENSV|ENSERVCO CORP|FBSB|U.S. Bancorp Investments, Inc.|320
ENSV|ENSERVCO CORP|FILL|Tradestation Securities, Inc.|8700
ENSV|ENSERVCO CORP|FMAF|NBCN Inc./ CDS|8385
ENSV|ENSERVCO CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85327
ENSV|ENSERVCO CORP|FTBR|Foliofn Investments, Inc.|10241
ENSV|ENSERVCO CORP|GLIS|TD Securities Inc|550
ENSV|ENSERVCO CORP|GLPX|ACS EXECUTION SERVICES, LLC|2100
ENSV|ENSERVCO CORP|GSCO|GOLDMAN SACHS & CO. LLC|22219
ENSV|ENSERVCO CORP|GSLT|GOLDMAN SACHS & CO. LLC|2550
ENSV|ENSERVCO CORP|HRBF|American Enterprise Investment Services Inc.|17500
ENSV|ENSERVCO CORP|IATS|INTERACTIVE BROKERS LLC|9988
ENSV|ENSERVCO CORP|IBKR|Interactive Brokers Llc|44134
ENSV|ENSERVCO CORP|ICBX|INSTINET, LLC|41770
ENSV|ENSERVCO CORP|INCA|INSTINET, LLC|15562
ENSV|ENSERVCO CORP|ITGI|ITG Inc.|11988
ENSV|ENSERVCO CORP|ITGP|ITG INC.|43800
ENSV|ENSERVCO CORP|JANY|Janney Montgomery Scott Inc.|1000
ENSV|ENSERVCO CORP|JEFF|JEFFERIES LLC|1923
ENSV|ENSERVCO CORP|JMPT|JUMP TRADING, LLC|534
ENSV|ENSERVCO CORP|JPMX|J.P. Morgan Securities LLC|39679
ENSV|ENSERVCO CORP|JSJX|JANE STREET CAPITAL LLC|2156
ENSV|ENSERVCO CORP|KCGM|VIRTU Americas LLC|26560
ENSV|ENSERVCO CORP|LEHM|Barclays Capital Inc./Le|26800
ENSV|ENSERVCO CORP|LIME|Lime Brokerage LLC|5482
ENSV|ENSERVCO CORP|LSCI|Lek Securities Corporation|600
ENSV|ENSERVCO CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13524
ENSV|ENSERVCO CORP|MOTF|MOTIF INVESTING, INC.|3
ENSV|ENSERVCO CORP|MSCO|MORGAN STANLEY & CO. LLC|113194
ENSV|ENSERVCO CORP|MSPL|MORGAN STANLEY & CO. LLC|3000
ENSV|ENSERVCO CORP|NFSC|National Financial Services LLC|489690
ENSV|ENSERVCO CORP|NITE|VIRTU Americas LLC|702622
ENSV|ENSERVCO CORP|NITP|VIRTU Americas LLC|700
ENSV|ENSERVCO CORP|NQRB|Brut, LLC|300
ENSV|ENSERVCO CORP|OPCO|Oppenheimer & Co. Inc.|181400
ENSV|ENSERVCO CORP|PDQM|CODA MARKETS, INC.|3070
ENSV|ENSERVCO CORP|RBCM|RBC CAPITAL MARKETS, LLC|15100
ENSV|ENSERVCO CORP|RGLD|Regal Securities, Inc|9200
ENSV|ENSERVCO CORP|SBSH|Citigroup Global Markets Inc.|7044
ENSV|ENSERVCO CORP|SGMT|GOLDMAN SACHS & CO. LLC|37841
ENSV|ENSERVCO CORP|SPDR|SPEEDROUTE LLC|6624
ENSV|ENSERVCO CORP|SWIM|TD Ameritrade, Inc.|164917
ENSV|ENSERVCO CORP|SWST|Hilltop Securities Inc.|16461
ENSV|ENSERVCO CORP|TKNG|ALLY INVEST SECURITIES LLC|11350
ENSV|ENSERVCO CORP|UBSA|UBS SECURITIES LLC|55967
ENSV|ENSERVCO CORP|UBSS|UBS Securities LLC|45153
ENSV|ENSERVCO CORP|VALX|VIRTU AMERICAS LLC|1500
ENSV|ENSERVCO CORP|VGRD|Vanguard Marketing Corporation|8593
ENSV|ENSERVCO CORP|WABR|Wall Street Access|3000
ENSV|ENSERVCO CORP|WBLR|WILLIAM BLAIR|103159
ENSV|ENSERVCO CORP|WCHV|WELLS FARGO SECURITIES, LLC|9961
ENSV|ENSERVCO CORP|WDCO|Wilson-Davis & Co., Inc.|42
ENSV|ENSERVCO CORP|WEED|Weeden & Co.L.P.|3410
ENSV|ENSERVCO CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6984
ENSV|ENSERVCO CORP|WSEA|WOLVERINE SECURITIES, LLC|13746
ENSV|ENSERVCO CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17200
ENSV|ENSERVCO CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|630
ENT|GLOBAL EAGLE ENTRTN|ALTX|Alternet Securities Inc.|2000
ENT|GLOBAL EAGLE ENTRTN|APCC|Apex Clearing Corporation|7455
ENT|GLOBAL EAGLE ENTRTN|BARD|Robert W. Baird & Co. Incorporated|38274
ENT|GLOBAL EAGLE ENTRTN|BATM|CBOE TRADING, INC.|3893
ENT|GLOBAL EAGLE ENTRTN|BAYC|BAY CREST PARTNERS, LLC|1732
ENT|GLOBAL EAGLE ENTRTN|BAYT|BTIG, LLC|23150
ENT|GLOBAL EAGLE ENTRTN|BERN|Sanford C. Bernstein & Co., LLC|14554
ENT|GLOBAL EAGLE ENTRTN|BIAD|SAGETRADER, LLC|900
ENT|GLOBAL EAGLE ENTRTN|BIMI|Banca IMI Securities Corp.|7839
ENT|GLOBAL EAGLE ENTRTN|BKCM|BNY Mellon Capital Markets LLC|3204
ENT|GLOBAL EAGLE ENTRTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8050
ENT|GLOBAL EAGLE ENTRTN|BLKX|INSTINET, LLC|65500
ENT|GLOBAL EAGLE ENTRTN|BMOC|BMO Capital Markets Corp.|7641
ENT|GLOBAL EAGLE ENTRTN|BNPX|BNP PARIBAS SECURITIES CORP.|3510
ENT|GLOBAL EAGLE ENTRTN|BTIG|BTIG, LLC|8384
ENT|GLOBAL EAGLE ENTRTN|BYXM|CBOE TRADING, INC.|1700
ENT|GLOBAL EAGLE ENTRTN|CHAS|Charles Schwab & Co., Inc.|9400
ENT|GLOBAL EAGLE ENTRTN|CICF|Canaccord Genuity Corp.|1500
ENT|GLOBAL EAGLE ENTRTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115374
ENT|GLOBAL EAGLE ENTRTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
ENT|GLOBAL EAGLE ENTRTN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4719
ENT|GLOBAL EAGLE ENTRTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|356539
ENT|GLOBAL EAGLE ENTRTN|CTDL|Citadel Derivatives Group Llc|15051
ENT|GLOBAL EAGLE ENTRTN|CTLR|CUTLER GROUP, LP|1000
ENT|GLOBAL EAGLE ENTRTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28670
ENT|GLOBAL EAGLE ENTRTN|DBAB|Deutsche Bank Securities Inc.|630853
ENT|GLOBAL EAGLE ENTRTN|DBAX|Deutsche Bank Securities Inc.|108800
ENT|GLOBAL EAGLE ENTRTN|DEAN|MORGAN STANLEY|3447
ENT|GLOBAL EAGLE ENTRTN|DEGS|RONIN PROFESSIONAL LLC|183028
ENT|GLOBAL EAGLE ENTRTN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32505
ENT|GLOBAL EAGLE ENTRTN|EBXL|EBX LLC|185400
ENT|GLOBAL EAGLE ENTRTN|ECUT|CONVERGEX EXECUTION SOLUTIONS|838
ENT|GLOBAL EAGLE ENTRTN|EDJO|Edward D. Jones & Co., L.P.|100
ENT|GLOBAL EAGLE ENTRTN|EGAM|CBOE TRADING, INC.|4390
ENT|GLOBAL EAGLE ENTRTN|EGAW|CBOE TRADING, INC.|100
ENT|GLOBAL EAGLE ENTRTN|EGXM|CBOE TRADING, INC.|1331
ENT|GLOBAL EAGLE ENTRTN|ETBE|Electronic Transaction Clearing, Inc.|108304
ENT|GLOBAL EAGLE ENTRTN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|443
ENT|GLOBAL EAGLE ENTRTN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10644
ENT|GLOBAL EAGLE ENTRTN|ETRS|E*Trade Securities LLC|576314
ENT|GLOBAL EAGLE ENTRTN|FBCO|Credit Suisse Securities (USA) LLC|186551
ENT|GLOBAL EAGLE ENTRTN|FILL|Tradestation Securities, Inc.|20363
ENT|GLOBAL EAGLE ENTRTN|FMAF|NBCN Inc./ CDS|300
ENT|GLOBAL EAGLE ENTRTN|FOMA|TD AMERITRADE CLEARING, INC.|637142
ENT|GLOBAL EAGLE ENTRTN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1470
ENT|GLOBAL EAGLE ENTRTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128450
ENT|GLOBAL EAGLE ENTRTN|FTBR|Foliofn Investments, Inc.|1552
ENT|GLOBAL EAGLE ENTRTN|GEBB|GLOBAL EXECUTION BROKERS, LP|29388
ENT|GLOBAL EAGLE ENTRTN|GLPX|ACS EXECUTION SERVICES, LLC|3300
ENT|GLOBAL EAGLE ENTRTN|GSCO|GOLDMAN SACHS & CO. LLC|1892992
ENT|GLOBAL EAGLE ENTRTN|GSCS|GOLDMAN SACHS & CO. LLC|111181
ENT|GLOBAL EAGLE ENTRTN|GSLT|GOLDMAN SACHS & CO. LLC|16054
ENT|GLOBAL EAGLE ENTRTN|GTSZ|GTS SECURITIES LLC|16357
ENT|GLOBAL EAGLE ENTRTN|HRBF|American Enterprise Investment Services Inc.|1000
ENT|GLOBAL EAGLE ENTRTN|HSBC|HSBC Securities, Inc.|2942
ENT|GLOBAL EAGLE ENTRTN|IATS|INTERACTIVE BROKERS LLC|34051
ENT|GLOBAL EAGLE ENTRTN|IBKR|Interactive Brokers Llc|423843
ENT|GLOBAL EAGLE ENTRTN|ICBX|INSTINET, LLC|90231
ENT|GLOBAL EAGLE ENTRTN|IEQY|CITADEL SECURITIES LLC|28312
ENT|GLOBAL EAGLE ENTRTN|INCA|INSTINET, LLC|420843
ENT|GLOBAL EAGLE ENTRTN|INJX|INSTINET, LLC|13498
ENT|GLOBAL EAGLE ENTRTN|ITGI|ITG Inc.|348466
ENT|GLOBAL EAGLE ENTRTN|ITGP|ITG INC.|138000
ENT|GLOBAL EAGLE ENTRTN|JANY|Janney Montgomery Scott Inc.|7590
ENT|GLOBAL EAGLE ENTRTN|JEFF|JEFFERIES LLC|56108
ENT|GLOBAL EAGLE ENTRTN|JMPT|JUMP TRADING, LLC|94735
ENT|GLOBAL EAGLE ENTRTN|JPBX|J.P. MORGAN SECURITIES LLC|10280
ENT|GLOBAL EAGLE ENTRTN|JPMX|J.P. Morgan Securities LLC|312017
ENT|GLOBAL EAGLE ENTRTN|JSJX|JANE STREET CAPITAL LLC|15871
ENT|GLOBAL EAGLE ENTRTN|KCGM|VIRTU Americas LLC|65738
ENT|GLOBAL EAGLE ENTRTN|LEHM|Barclays Capital Inc./Le|1468696
ENT|GLOBAL EAGLE ENTRTN|LIME|Lime Brokerage LLC|269176
ENT|GLOBAL EAGLE ENTRTN|LMGP|LIME BROKERAGE LLC|33810
ENT|GLOBAL EAGLE ENTRTN|LOOP|Loop Capital Markets LLC|10895
ENT|GLOBAL EAGLE ENTRTN|LSCI|Lek Securities Corporation|703
ENT|GLOBAL EAGLE ENTRTN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ENT|GLOBAL EAGLE ENTRTN|MACQ|Macquarie Capital (USA) Inc.|6294
ENT|GLOBAL EAGLE ENTRTN|MAXM|Maxim Group LLC|1287
ENT|GLOBAL EAGLE ENTRTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|318949
ENT|GLOBAL EAGLE ENTRTN|MOTF|MOTIF INVESTING, INC.|1
ENT|GLOBAL EAGLE ENTRTN|MSCO|MORGAN STANLEY & CO. LLC|2695066
ENT|GLOBAL EAGLE ENTRTN|MSPL|MORGAN STANLEY & CO. LLC|226400
ENT|GLOBAL EAGLE ENTRTN|MSTX|MORGAN STANLEY & CO. LLC|168900
ENT|GLOBAL EAGLE ENTRTN|NFSC|National Financial Services LLC|697602
ENT|GLOBAL EAGLE ENTRTN|NITE|VIRTU Americas LLC|1270653
ENT|GLOBAL EAGLE ENTRTN|NITP|VIRTU Americas LLC|19600
ENT|GLOBAL EAGLE ENTRTN|NORT|Northland Securities, Inc.|324435
ENT|GLOBAL EAGLE ENTRTN|NQRB|Brut, LLC|36647
ENT|GLOBAL EAGLE ENTRTN|OPCO|Oppenheimer & Co. Inc.|32511
ENT|GLOBAL EAGLE ENTRTN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|12143
ENT|GLOBAL EAGLE ENTRTN|PDQM|CODA MARKETS, INC.|14344
ENT|GLOBAL EAGLE ENTRTN|PWJC|UBS Financial Services, Inc.|12500
ENT|GLOBAL EAGLE ENTRTN|RAJA|Raymond James & Associates, Inc.|6974
ENT|GLOBAL EAGLE ENTRTN|RBCM|RBC CAPITAL MARKETS, LLC|144
ENT|GLOBAL EAGLE ENTRTN|RGLD|Regal Securities, Inc|1800
ENT|GLOBAL EAGLE ENTRTN|SAGL|SAGETRADER, LLC|600
ENT|GLOBAL EAGLE ENTRTN|SBSH|Citigroup Global Markets Inc.|1360906
ENT|GLOBAL EAGLE ENTRTN|SGMT|GOLDMAN SACHS & CO. LLC|240370
ENT|GLOBAL EAGLE ENTRTN|SIDC|Sidoti & Company, LLC|2000
ENT|GLOBAL EAGLE ENTRTN|SPDR|SPEEDROUTE LLC|1000
ENT|GLOBAL EAGLE ENTRTN|STXG|Stockcross Financial Services, Inc.|1000
ENT|GLOBAL EAGLE ENTRTN|SWIM|TD Ameritrade, Inc.|452235
ENT|GLOBAL EAGLE ENTRTN|SWST|Hilltop Securities Inc.|4300
ENT|GLOBAL EAGLE ENTRTN|TITL|TITLEIST ASSET MANAGEMENT, LTD.|5500
ENT|GLOBAL EAGLE ENTRTN|TKNG|ALLY INVEST SECURITIES LLC|6841
ENT|GLOBAL EAGLE ENTRTN|TMBR|Timber Hill LLC|1045
ENT|GLOBAL EAGLE ENTRTN|TRBT|Tradebot Systems, Inc.|296041
ENT|GLOBAL EAGLE ENTRTN|TRCM|TRC MARKETS LLC|146814
ENT|GLOBAL EAGLE ENTRTN|UBSS|UBS Securities LLC|1504842
ENT|GLOBAL EAGLE ENTRTN|VALX|VIRTU AMERICAS LLC|12727
ENT|GLOBAL EAGLE ENTRTN|VGRD|Vanguard Marketing Corporation|57617
ENT|GLOBAL EAGLE ENTRTN|WCHV|WELLS FARGO SECURITIES, LLC|126250
ENT|GLOBAL EAGLE ENTRTN|WEED|Weeden & Co.L.P.|45300
ENT|GLOBAL EAGLE ENTRTN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11791
ENT|GLOBAL EAGLE ENTRTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15264
ENT|GLOBAL EAGLE ENTRTN|WGIF|CIBC World Markets Inc.|1370
ENT|GLOBAL EAGLE ENTRTN|WSEA|WOLVERINE SECURITIES, LLC|10825
ENT|GLOBAL EAGLE ENTRTN|XIST|INSTINET, LLC|67800
ENT|GLOBAL EAGLE ENTRTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|32640
ENT|GLOBAL EAGLE ENTRTN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ENTA|ENANTA PHARMACEUTICA|ALTX|Alternet Securities Inc.|2700
ENTA|ENANTA PHARMACEUTICA|APCC|Apex Clearing Corporation|2875
ENTA|ENANTA PHARMACEUTICA|BANK|Primevest Financial Services, Inc.|50
ENTA|ENANTA PHARMACEUTICA|BATM|CBOE TRADING, INC.|1857
ENTA|ENANTA PHARMACEUTICA|BERN|Sanford C. Bernstein & Co., LLC|43490
ENTA|ENANTA PHARMACEUTICA|BIDS|BIDS TRADING L.P.|4700
ENTA|ENANTA PHARMACEUTICA|BIMI|Banca IMI Securities Corp.|108
ENTA|ENANTA PHARMACEUTICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4152
ENTA|ENANTA PHARMACEUTICA|BLKX|INSTINET, LLC|42176
ENTA|ENANTA PHARMACEUTICA|BMOC|BMO Capital Markets Corp.|2570
ENTA|ENANTA PHARMACEUTICA|BNPX|BNP PARIBAS SECURITIES CORP.|6065
ENTA|ENANTA PHARMACEUTICA|BRVL|BLAYLOCK VAN, LLC|300
ENTA|ENANTA PHARMACEUTICA|BTIG|BTIG, LLC|10888
ENTA|ENANTA PHARMACEUTICA|BYXM|CBOE TRADING, INC.|1741
ENTA|ENANTA PHARMACEUTICA|CANT|Cantor Fitzgerald & Co.|789
ENTA|ENANTA PHARMACEUTICA|CHAS|Charles Schwab & Co., Inc.|150
ENTA|ENANTA PHARMACEUTICA|CIST|Capital Institutional Services, Inc.|500
ENTA|ENANTA PHARMACEUTICA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19463
ENTA|ENANTA PHARMACEUTICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2406
ENTA|ENANTA PHARMACEUTICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4490
ENTA|ENANTA PHARMACEUTICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123244
ENTA|ENANTA PHARMACEUTICA|CTDL|Citadel Derivatives Group Llc|8527
ENTA|ENANTA PHARMACEUTICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|10918
ENTA|ENANTA PHARMACEUTICA|DADA|D.A. Davidson & Co.|100
ENTA|ENANTA PHARMACEUTICA|DBAB|Deutsche Bank Securities Inc.|241211
ENTA|ENANTA PHARMACEUTICA|DBAX|Deutsche Bank Securities Inc.|75200
ENTA|ENANTA PHARMACEUTICA|DBUL|Deutsche Bank Securities Inc.|900
ENTA|ENANTA PHARMACEUTICA|DEAN|MORGAN STANLEY|2262
ENTA|ENANTA PHARMACEUTICA|DEGS|RONIN PROFESSIONAL LLC|1770
ENTA|ENANTA PHARMACEUTICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|477
ENTA|ENANTA PHARMACEUTICA|EBXL|EBX LLC|48100
ENTA|ENANTA PHARMACEUTICA|ECUT|CONVERGEX EXECUTION SOLUTIONS|3041
ENTA|ENANTA PHARMACEUTICA|EDJO|Edward D. Jones & Co., L.P.|1175
ENTA|ENANTA PHARMACEUTICA|EGAM|CBOE TRADING, INC.|2206
ENTA|ENANTA PHARMACEUTICA|EGAW|CBOE TRADING, INC.|100
ENTA|ENANTA PHARMACEUTICA|EGMT|EG MARKET TECHNOLOGIES LLC|100
ENTA|ENANTA PHARMACEUTICA|EGXM|CBOE TRADING, INC.|779
ENTA|ENANTA PHARMACEUTICA|ETBE|Electronic Transaction Clearing, Inc.|8603
ENTA|ENANTA PHARMACEUTICA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|20
ENTA|ENANTA PHARMACEUTICA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2696
ENTA|ENANTA PHARMACEUTICA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37512
ENTA|ENANTA PHARMACEUTICA|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|600
ENTA|ENANTA PHARMACEUTICA|ETRS|E*Trade Securities LLC|43347
ENTA|ENANTA PHARMACEUTICA|FBCO|Credit Suisse Securities (USA) LLC|295125
ENTA|ENANTA PHARMACEUTICA|FILL|Tradestation Securities, Inc.|2513
ENTA|ENANTA PHARMACEUTICA|FMAF|NBCN Inc./ CDS|75
ENTA|ENANTA PHARMACEUTICA|FMCO|First Manhattan Co|250
ENTA|ENANTA PHARMACEUTICA|FOMA|TD AMERITRADE CLEARING, INC.|188988
ENTA|ENANTA PHARMACEUTICA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|514
ENTA|ENANTA PHARMACEUTICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32460
ENTA|ENANTA PHARMACEUTICA|FTBR|Foliofn Investments, Inc.|7337
ENTA|ENANTA PHARMACEUTICA|GEBB|GLOBAL EXECUTION BROKERS, LP|8646
ENTA|ENANTA PHARMACEUTICA|GLPX|ACS EXECUTION SERVICES, LLC|20338
ENTA|ENANTA PHARMACEUTICA|GSCO|GOLDMAN SACHS & CO. LLC|444829
ENTA|ENANTA PHARMACEUTICA|GSCS|GOLDMAN SACHS & CO. LLC|1830
ENTA|ENANTA PHARMACEUTICA|GSLT|GOLDMAN SACHS & CO. LLC|393
ENTA|ENANTA PHARMACEUTICA|GTSZ|GTS SECURITIES LLC|82085
ENTA|ENANTA PHARMACEUTICA|HAPX|HAP Trading, LLC|2
ENTA|ENANTA PHARMACEUTICA|HRBF|American Enterprise Investment Services Inc.|511
ENTA|ENANTA PHARMACEUTICA|IATS|INTERACTIVE BROKERS LLC|6943
ENTA|ENANTA PHARMACEUTICA|IBKR|Interactive Brokers Llc|25203
ENTA|ENANTA PHARMACEUTICA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|523
ENTA|ENANTA PHARMACEUTICA|ICBX|INSTINET, LLC|10020
ENTA|ENANTA PHARMACEUTICA|IEQY|CITADEL SECURITIES LLC|54022
ENTA|ENANTA PHARMACEUTICA|INCA|INSTINET, LLC|116722
ENTA|ENANTA PHARMACEUTICA|INJX|INSTINET, LLC|16165
ENTA|ENANTA PHARMACEUTICA|ITGI|ITG Inc.|13506
ENTA|ENANTA PHARMACEUTICA|ITGP|ITG INC.|50200
ENTA|ENANTA PHARMACEUTICA|JEFF|JEFFERIES LLC|45260
ENTA|ENANTA PHARMACEUTICA|JMPT|JUMP TRADING, LLC|17310
ENTA|ENANTA PHARMACEUTICA|JPBX|J.P. MORGAN SECURITIES LLC|18484
ENTA|ENANTA PHARMACEUTICA|JPMX|J.P. Morgan Securities LLC|148103
ENTA|ENANTA PHARMACEUTICA|JSJX|JANE STREET CAPITAL LLC|27173
ENTA|ENANTA PHARMACEUTICA|KCGM|VIRTU Americas LLC|16137
ENTA|ENANTA PHARMACEUTICA|LEER|LEERINK PARTNERS LLC|750
ENTA|ENANTA PHARMACEUTICA|LEHM|Barclays Capital Inc./Le|242062
ENTA|ENANTA PHARMACEUTICA|LIME|Lime Brokerage LLC|77449
ENTA|ENANTA PHARMACEUTICA|LMNX|LUMINEX TRADING & ANALYTICS LLC|38656
ENTA|ENANTA PHARMACEUTICA|LOOP|Loop Capital Markets LLC|298
ENTA|ENANTA PHARMACEUTICA|LQNA|LIQUIDNET, INC.|300
ENTA|ENANTA PHARMACEUTICA|LQNB|LIQUIDNET, INC.|14600
ENTA|ENANTA PHARMACEUTICA|LSCI|Lek Securities Corporation|1180
ENTA|ENANTA PHARMACEUTICA|MACQ|Macquarie Capital (USA) Inc.|1558
ENTA|ENANTA PHARMACEUTICA|MAXM|Maxim Group LLC|2016
ENTA|ENANTA PHARMACEUTICA|MBTS|ALLY INVEST SECURITIES LLC|597
ENTA|ENANTA PHARMACEUTICA|MCMF|Raymond James Ltd. Cds|215
ENTA|ENANTA PHARMACEUTICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32215
ENTA|ENANTA PHARMACEUTICA|MOTF|MOTIF INVESTING, INC.|28
ENTA|ENANTA PHARMACEUTICA|MSCO|MORGAN STANLEY & CO. LLC|629759
ENTA|ENANTA PHARMACEUTICA|MSPL|MORGAN STANLEY & CO. LLC|116600
ENTA|ENANTA PHARMACEUTICA|MSTX|MORGAN STANLEY & CO. LLC|12900
ENTA|ENANTA PHARMACEUTICA|NFSC|National Financial Services LLC|118739
ENTA|ENANTA PHARMACEUTICA|NITE|VIRTU Americas LLC|238837
ENTA|ENANTA PHARMACEUTICA|NITP|VIRTU Americas LLC|1323
ENTA|ENANTA PHARMACEUTICA|NQRB|Brut, LLC|1475
ENTA|ENANTA PHARMACEUTICA|NTRC|Northern Trust Securities, Inc.|236
ENTA|ENANTA PHARMACEUTICA|OPCO|Oppenheimer & Co. Inc.|187
ENTA|ENANTA PHARMACEUTICA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
ENTA|ENANTA PHARMACEUTICA|PDQM|CODA MARKETS, INC.|122697
ENTA|ENANTA PHARMACEUTICA|RAJA|Raymond James & Associates, Inc.|98
ENTA|ENANTA PHARMACEUTICA|RBCM|RBC CAPITAL MARKETS, LLC|1529
ENTA|ENANTA PHARMACEUTICA|ROTH|Roth Capital Partners, LLC|820
ENTA|ENANTA PHARMACEUTICA|SAGL|SAGETRADER, LLC|4457
ENTA|ENANTA PHARMACEUTICA|SBSH|Citigroup Global Markets Inc.|142329
ENTA|ENANTA PHARMACEUTICA|SGMT|GOLDMAN SACHS & CO. LLC|26905
ENTA|ENANTA PHARMACEUTICA|SOGO|Wang Investment Associates, Inc.|300
ENTA|ENANTA PHARMACEUTICA|SPDR|SPEEDROUTE LLC|4004
ENTA|ENANTA PHARMACEUTICA|SPTD|MINT GLOBAL MARKETS, INC.|1964
ENTA|ENANTA PHARMACEUTICA|STFL|Stifel, Nicolaus & Company, Incorporated|130
ENTA|ENANTA PHARMACEUTICA|SWIM|TD Ameritrade, Inc.|21850
ENTA|ENANTA PHARMACEUTICA|SWST|Hilltop Securities Inc.|756
ENTA|ENANTA PHARMACEUTICA|TKNG|ALLY INVEST SECURITIES LLC|233
ENTA|ENANTA PHARMACEUTICA|TMBR|Timber Hill LLC|26
ENTA|ENANTA PHARMACEUTICA|TRBT|Tradebot Systems, Inc.|66707
ENTA|ENANTA PHARMACEUTICA|TRCM|TRC MARKETS LLC|18786
ENTA|ENANTA PHARMACEUTICA|TWTT|TASTYWORKS, INC.|28
ENTA|ENANTA PHARMACEUTICA|UBSA|UBS SECURITIES LLC|191239
ENTA|ENANTA PHARMACEUTICA|UBSS|UBS Securities LLC|552604
ENTA|ENANTA PHARMACEUTICA|VALX|VIRTU AMERICAS LLC|29104
ENTA|ENANTA PHARMACEUTICA|VGRD|Vanguard Marketing Corporation|3674
ENTA|ENANTA PHARMACEUTICA|WABR|Wall Street Access|2841
ENTA|ENANTA PHARMACEUTICA|WBPX|SUMMIT SECURITIES GROUP, LLC|600
ENTA|ENANTA PHARMACEUTICA|WCHV|WELLS FARGO SECURITIES, LLC|16120
ENTA|ENANTA PHARMACEUTICA|WEDB|WEDBUSH SECURITIES INC.|50
ENTA|ENANTA PHARMACEUTICA|WEED|Weeden & Co.L.P.|1542
ENTA|ENANTA PHARMACEUTICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3126
ENTA|ENANTA PHARMACEUTICA|WFPB|Wells Fargo Securities, LLC.|100
ENTA|ENANTA PHARMACEUTICA|WGIF|CIBC World Markets Inc.|8583
ENTA|ENANTA PHARMACEUTICA|WHOT|JUST2TRADE, INC.|400
ENTA|ENANTA PHARMACEUTICA|WSEA|WOLVERINE SECURITIES, LLC|641
ENTA|ENANTA PHARMACEUTICA|XIST|INSTINET, LLC|74216
ENTA|ENANTA PHARMACEUTICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|29128
ENTA|ENANTA PHARMACEUTICA|YKNA|COMHAR CAPITAL MARKETS, LLC|13719
ENTA|ENANTA PHARMACEUTICA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3830
ENTG|ENTEGRIS INC      ##|AGIS|Aegis Capital Corp.|300
ENTG|ENTEGRIS INC      ##|ANOS|ABEL/NOSER, L.L.C.|6354
ENTG|ENTEGRIS INC      ##|APCC|Apex Clearing Corporation|16
ENTG|ENTEGRIS INC      ##|AQUA|AQUA SECURITIES L.P.|2900
ENTG|ENTEGRIS INC      ##|BANK|Primevest Financial Services, Inc.|1500
ENTG|ENTEGRIS INC      ##|BARD|Robert W. Baird & Co. Incorporated|136
ENTG|ENTEGRIS INC      ##|BATM|CBOE TRADING, INC.|1601
ENTG|ENTEGRIS INC      ##|BAYC|BAY CREST PARTNERS, LLC|1040
ENTG|ENTEGRIS INC      ##|BAYT|BTIG, LLC|350700
ENTG|ENTEGRIS INC      ##|BBNT|BB&T SECURITIES, LLC|531
ENTG|ENTEGRIS INC      ##|BERN|Sanford C. Bernstein & Co., LLC|43437
ENTG|ENTEGRIS INC      ##|BIDS|BIDS TRADING L.P.|50000
ENTG|ENTEGRIS INC      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|545
ENTG|ENTEGRIS INC      ##|BLKX|INSTINET, LLC|21959
ENTG|ENTEGRIS INC      ##|BMOC|BMO Capital Markets Corp.|22681
ENTG|ENTEGRIS INC      ##|BNPX|BNP PARIBAS SECURITIES CORP.|55735
ENTG|ENTEGRIS INC      ##|BTIG|BTIG, LLC|72106
ENTG|ENTEGRIS INC      ##|BYXM|CBOE TRADING, INC.|100
ENTG|ENTEGRIS INC      ##|BZYD|GOLDMAN SACHS & CO. LLC|1500
ENTG|ENTEGRIS INC      ##|CANT|Cantor Fitzgerald & Co.|2453
ENTG|ENTEGRIS INC      ##|CHAS|Charles Schwab & Co., Inc.|1917
ENTG|ENTEGRIS INC      ##|CIST|Capital Institutional Services, Inc.|4045
ENTG|ENTEGRIS INC      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|169547
ENTG|ENTEGRIS INC      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ENTG|ENTEGRIS INC      ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
ENTG|ENTEGRIS INC      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|199491
ENTG|ENTEGRIS INC      ##|CTDL|Citadel Derivatives Group Llc|13098
ENTG|ENTEGRIS INC      ##|CTLR|CUTLER GROUP, LP|1000
ENTG|ENTEGRIS INC      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|34886
ENTG|ENTEGRIS INC      ##|DADA|D.A. Davidson & Co.|1300
ENTG|ENTEGRIS INC      ##|DBAB|Deutsche Bank Securities Inc.|1100739
ENTG|ENTEGRIS INC      ##|DBAX|Deutsche Bank Securities Inc.|330300
ENTG|ENTEGRIS INC      ##|DBUL|Deutsche Bank Securities Inc.|1782
ENTG|ENTEGRIS INC      ##|DEAN|MORGAN STANLEY|10418
ENTG|ENTEGRIS INC      ##|DEGS|RONIN PROFESSIONAL LLC|379
ENTG|ENTEGRIS INC      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1681
ENTG|ENTEGRIS INC      ##|EBXL|EBX LLC|166600
ENTG|ENTEGRIS INC      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|11896
ENTG|ENTEGRIS INC      ##|EDJO|Edward D. Jones & Co., L.P.|131
ENTG|ENTEGRIS INC      ##|EGAM|CBOE TRADING, INC.|14173
ENTG|ENTEGRIS INC      ##|EGXM|CBOE TRADING, INC.|2104
ENTG|ENTEGRIS INC      ##|ETBE|Electronic Transaction Clearing, Inc.|41612
ENTG|ENTEGRIS INC      ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
ENTG|ENTEGRIS INC      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40568
ENTG|ENTEGRIS INC      ##|ETRS|E*Trade Securities LLC|25685
ENTG|ENTEGRIS INC      ##|FBCO|Credit Suisse Securities (USA) LLC|794396
ENTG|ENTEGRIS INC      ##|FBSB|U.S. Bancorp Investments, Inc.|97
ENTG|ENTEGRIS INC      ##|FILL|Tradestation Securities, Inc.|3800
ENTG|ENTEGRIS INC      ##|FMAF|NBCN Inc./ CDS|6006
ENTG|ENTEGRIS INC      ##|FOMA|TD AMERITRADE CLEARING, INC.|140364
ENTG|ENTEGRIS INC      ##|FORD|Fordham Financial Management, Inc.|3090
ENTG|ENTEGRIS INC      ##|FQLS|Quantlab Securities LP|310499
ENTG|ENTEGRIS INC      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66255
ENTG|ENTEGRIS INC      ##|FTBR|Foliofn Investments, Inc.|3269
ENTG|ENTEGRIS INC      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|92319
ENTG|ENTEGRIS INC      ##|GLIS|TD Securities Inc|23
ENTG|ENTEGRIS INC      ##|GLPX|ACS EXECUTION SERVICES, LLC|978
ENTG|ENTEGRIS INC      ##|GSCO|GOLDMAN SACHS & CO. LLC|1175532
ENTG|ENTEGRIS INC      ##|GSCS|GOLDMAN SACHS & CO. LLC|29771
ENTG|ENTEGRIS INC      ##|GSLT|GOLDMAN SACHS & CO. LLC|4441
ENTG|ENTEGRIS INC      ##|GTSZ|GTS SECURITIES LLC|21286
ENTG|ENTEGRIS INC      ##|HRBF|American Enterprise Investment Services Inc.|2946
ENTG|ENTEGRIS INC      ##|IBKR|Interactive Brokers Llc|49912
ENTG|ENTEGRIS INC      ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|94
ENTG|ENTEGRIS INC      ##|ICBX|INSTINET, LLC|61718
ENTG|ENTEGRIS INC      ##|IEQY|CITADEL SECURITIES LLC|57226
ENTG|ENTEGRIS INC      ##|INCA|INSTINET, LLC|519003
ENTG|ENTEGRIS INC      ##|INJX|INSTINET, LLC|43479
ENTG|ENTEGRIS INC      ##|ITGI|ITG Inc.|152691
ENTG|ENTEGRIS INC      ##|ITGP|ITG INC.|195800
ENTG|ENTEGRIS INC      ##|JANY|Janney Montgomery Scott Inc.|967
ENTG|ENTEGRIS INC      ##|JEFF|JEFFERIES LLC|218994
ENTG|ENTEGRIS INC      ##|JMPT|JUMP TRADING, LLC|41773
ENTG|ENTEGRIS INC      ##|JPBX|J.P. MORGAN SECURITIES LLC|66228
ENTG|ENTEGRIS INC      ##|JPMX|J.P. Morgan Securities LLC|422823
ENTG|ENTEGRIS INC      ##|KCGM|VIRTU Americas LLC|207209
ENTG|ENTEGRIS INC      ##|KEYB|KEYBANC CAPITAL MARKETS INC.|234
ENTG|ENTEGRIS INC      ##|LEHM|Barclays Capital Inc./Le|954947
ENTG|ENTEGRIS INC      ##|LIME|Lime Brokerage LLC|231946
ENTG|ENTEGRIS INC      ##|LMGP|LIME BROKERAGE LLC|71467
ENTG|ENTEGRIS INC      ##|LOOP|Loop Capital Markets LLC|50500
ENTG|ENTEGRIS INC      ##|LQNA|LIQUIDNET, INC.|340000
ENTG|ENTEGRIS INC      ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|452
ENTG|ENTEGRIS INC      ##|MAXM|Maxim Group LLC|8231
ENTG|ENTEGRIS INC      ##|MBTS|ALLY INVEST SECURITIES LLC|16
ENTG|ENTEGRIS INC      ##|MCMF|Raymond James Ltd. Cds|300
ENTG|ENTEGRIS INC      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140953
ENTG|ENTEGRIS INC      ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3537
ENTG|ENTEGRIS INC      ##|MSCO|MORGAN STANLEY & CO. LLC|2952049
ENTG|ENTEGRIS INC      ##|MSPL|MORGAN STANLEY & CO. LLC|146400
ENTG|ENTEGRIS INC      ##|MSTX|MORGAN STANLEY & CO. LLC|144700
ENTG|ENTEGRIS INC      ##|NEED|Needham & Company, LLC|20700
ENTG|ENTEGRIS INC      ##|NFSC|National Financial Services LLC|301651
ENTG|ENTEGRIS INC      ##|NITE|VIRTU Americas LLC|260543
ENTG|ENTEGRIS INC      ##|NITP|VIRTU Americas LLC|17490
ENTG|ENTEGRIS INC      ##|NQRB|Brut, LLC|9533
ENTG|ENTEGRIS INC      ##|NTRC|Northern Trust Securities, Inc.|4420
ENTG|ENTEGRIS INC      ##|OPCO|Oppenheimer & Co. Inc.|1752
ENTG|ENTEGRIS INC      ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10004
ENTG|ENTEGRIS INC      ##|PDQM|CODA MARKETS, INC.|45381
ENTG|ENTEGRIS INC      ##|PIPR|Piper Jaffray & Co.|2638
ENTG|ENTEGRIS INC      ##|PWJC|UBS Financial Services, Inc.|700
ENTG|ENTEGRIS INC      ##|RAJA|Raymond James & Associates, Inc.|855
ENTG|ENTEGRIS INC      ##|RBCM|RBC CAPITAL MARKETS, LLC|2541
ENTG|ENTEGRIS INC      ##|RHCO|Suntrust Robinson Humphrey, Inc.|39462
ENTG|ENTEGRIS INC      ##|SAGL|SAGETRADER, LLC|1110
ENTG|ENTEGRIS INC      ##|SAGW|SAGETRADER, LLC|85
ENTG|ENTEGRIS INC      ##|SALI|INTL FCSTONE FINANCIAL INC.|325
ENTG|ENTEGRIS INC      ##|SBSH|Citigroup Global Markets Inc.|655020
ENTG|ENTEGRIS INC      ##|SGMT|GOLDMAN SACHS & CO. LLC|190282
ENTG|ENTEGRIS INC      ##|SIDC|Sidoti & Company, LLC|100
ENTG|ENTEGRIS INC      ##|SPDR|SPEEDROUTE LLC|7492
ENTG|ENTEGRIS INC      ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|67586
ENTG|ENTEGRIS INC      ##|STFL|Stifel, Nicolaus & Company, Incorporated|266147
ENTG|ENTEGRIS INC      ##|STKP|STOCKPILE INVESTMENTS, INC.|136
ENTG|ENTEGRIS INC      ##|SWIM|TD Ameritrade, Inc.|39309
ENTG|ENTEGRIS INC      ##|SWST|Hilltop Securities Inc.|2327
ENTG|ENTEGRIS INC      ##|TKNG|ALLY INVEST SECURITIES LLC|7350
ENTG|ENTEGRIS INC      ##|TMBR|Timber Hill LLC|300
ENTG|ENTEGRIS INC      ##|TRBT|Tradebot Systems, Inc.|87909
ENTG|ENTEGRIS INC      ##|TRCM|TRC MARKETS LLC|231104
ENTG|ENTEGRIS INC      ##|UBSA|UBS SECURITIES LLC|663810
ENTG|ENTEGRIS INC      ##|UBSS|UBS Securities LLC|944021
ENTG|ENTEGRIS INC      ##|VALX|VIRTU AMERICAS LLC|33069
ENTG|ENTEGRIS INC      ##|VGRD|Vanguard Marketing Corporation|5051
ENTG|ENTEGRIS INC      ##|WBPX|SUMMIT SECURITIES GROUP, LLC|550
ENTG|ENTEGRIS INC      ##|WCHV|WELLS FARGO SECURITIES, LLC|445110
ENTG|ENTEGRIS INC      ##|WDNX|WEEDEN & CO.L.P.|86
ENTG|ENTEGRIS INC      ##|WEED|Weeden & Co.L.P.|1000
ENTG|ENTEGRIS INC      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2172
ENTG|ENTEGRIS INC      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|499
ENTG|ENTEGRIS INC      ##|WSEA|WOLVERINE SECURITIES, LLC|1791
ENTG|ENTEGRIS INC      ##|XIST|INSTINET, LLC|40808
ENTG|ENTEGRIS INC      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|65676
ENTG|ENTEGRIS INC      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3771
ENTR|ERSHARES ENTREPRENEU|APCC|Apex Clearing Corporation|5
ENTR|ERSHARES ENTREPRENEU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8330
ENTR|ERSHARES ENTREPRENEU|DBAX|Deutsche Bank Securities Inc.|200
ENTR|ERSHARES ENTREPRENEU|EBXL|EBX LLC|200
ENTR|ERSHARES ENTREPRENEU|ETRS|E*Trade Securities LLC|1240
ENTR|ERSHARES ENTREPRENEU|FILL|Tradestation Securities, Inc.|200
ENTR|ERSHARES ENTREPRENEU|FTBR|Foliofn Investments, Inc.|511
ENTR|ERSHARES ENTREPRENEU|GSLT|GOLDMAN SACHS & CO. LLC|400
ENTR|ERSHARES ENTREPRENEU|IATS|INTERACTIVE BROKERS LLC|25
ENTR|ERSHARES ENTREPRENEU|IBKR|Interactive Brokers Llc|275
ENTR|ERSHARES ENTREPRENEU|ICBX|INSTINET, LLC|100
ENTR|ERSHARES ENTREPRENEU|JSJX|JANE STREET CAPITAL LLC|29023
ENTR|ERSHARES ENTREPRENEU|KCGM|VIRTU Americas LLC|100
ENTR|ERSHARES ENTREPRENEU|LIME|Lime Brokerage LLC|1490
ENTR|ERSHARES ENTREPRENEU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
ENTR|ERSHARES ENTREPRENEU|MSCO|MORGAN STANLEY & CO. LLC|200
ENTR|ERSHARES ENTREPRENEU|NBCS|NBC Securities, INC.|250
ENTR|ERSHARES ENTREPRENEU|NFSC|National Financial Services LLC|25255
ENTR|ERSHARES ENTREPRENEU|NITE|VIRTU Americas LLC|60928
ENTR|ERSHARES ENTREPRENEU|NTBF|BMO Nesbitt Burns Inc./CDS|5
ENTR|ERSHARES ENTREPRENEU|SBSH|Citigroup Global Markets Inc.|100
ENTR|ERSHARES ENTREPRENEU|SGMT|GOLDMAN SACHS & CO. LLC|100
ENTR|ERSHARES ENTREPRENEU|SWIM|TD Ameritrade, Inc.|1100
ENTR|ERSHARES ENTREPRENEU|UBSA|UBS SECURITIES LLC|10235
ENTR|ERSHARES ENTREPRENEU|UBSS|UBS Securities LLC|12568
ENTR|ERSHARES ENTREPRENEU|VGRD|Vanguard Marketing Corporation|178
ENTR|ERSHARES ENTREPRENEU|WCHV|WELLS FARGO SECURITIES, LLC|27
ENTR|ERSHARES ENTREPRENEU|WGIF|CIBC World Markets Inc.|500
ENTX|ENTERA BIO ORD SHS|BAYT|BTIG, LLC|5070
ENTX|ENTERA BIO ORD SHS|BYXM|CBOE TRADING, INC.|269
ENTX|ENTERA BIO ORD SHS|CHAS|Charles Schwab & Co., Inc.|1400
ENTX|ENTERA BIO ORD SHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8430
ENTX|ENTERA BIO ORD SHS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7747
ENTX|ENTERA BIO ORD SHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17300
ENTX|ENTERA BIO ORD SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1723
ENTX|ENTERA BIO ORD SHS|CTDL|Citadel Derivatives Group Llc|244
ENTX|ENTERA BIO ORD SHS|DBAX|Deutsche Bank Securities Inc.|2400
ENTX|ENTERA BIO ORD SHS|EBXL|EBX LLC|2100
ENTX|ENTERA BIO ORD SHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3900
ENTX|ENTERA BIO ORD SHS|EGAM|CBOE TRADING, INC.|97
ENTX|ENTERA BIO ORD SHS|ETBE|Electronic Transaction Clearing, Inc.|23
ENTX|ENTERA BIO ORD SHS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1002
ENTX|ENTERA BIO ORD SHS|ETRS|E*Trade Securities LLC|1745
ENTX|ENTERA BIO ORD SHS|FBCO|Credit Suisse Securities (USA) LLC|6065
ENTX|ENTERA BIO ORD SHS|FOMA|TD AMERITRADE CLEARING, INC.|4215
ENTX|ENTERA BIO ORD SHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18779
ENTX|ENTERA BIO ORD SHS|GEBB|GLOBAL EXECUTION BROKERS, LP|288
ENTX|ENTERA BIO ORD SHS|GLPX|ACS EXECUTION SERVICES, LLC|202
ENTX|ENTERA BIO ORD SHS|GSCO|GOLDMAN SACHS & CO. LLC|10156
ENTX|ENTERA BIO ORD SHS|GSCS|GOLDMAN SACHS & CO. LLC|5800
ENTX|ENTERA BIO ORD SHS|GSLT|GOLDMAN SACHS & CO. LLC|6003
ENTX|ENTERA BIO ORD SHS|IBKR|Interactive Brokers Llc|2112
ENTX|ENTERA BIO ORD SHS|ICBX|INSTINET, LLC|2300
ENTX|ENTERA BIO ORD SHS|INCA|INSTINET, LLC|49021
ENTX|ENTERA BIO ORD SHS|ITGI|ITG Inc.|12500
ENTX|ENTERA BIO ORD SHS|ITGP|ITG INC.|800
ENTX|ENTERA BIO ORD SHS|JGUN|Joseph Gunnar & Co.  LLC|10300
ENTX|ENTERA BIO ORD SHS|JPMX|J.P. Morgan Securities LLC|5000
ENTX|ENTERA BIO ORD SHS|KCGM|VIRTU Americas LLC|1000
ENTX|ENTERA BIO ORD SHS|LEHM|Barclays Capital Inc./Le|1400
ENTX|ENTERA BIO ORD SHS|LSCI|Lek Securities Corporation|3323
ENTX|ENTERA BIO ORD SHS|MAXM|Maxim Group LLC|108513
ENTX|ENTERA BIO ORD SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ENTX|ENTERA BIO ORD SHS|MOTF|MOTIF INVESTING, INC.|29
ENTX|ENTERA BIO ORD SHS|MSCO|MORGAN STANLEY & CO. LLC|28547
ENTX|ENTERA BIO ORD SHS|NFSC|National Financial Services LLC|200
ENTX|ENTERA BIO ORD SHS|NITE|VIRTU Americas LLC|19743
ENTX|ENTERA BIO ORD SHS|NQRB|Brut, LLC|800
ENTX|ENTERA BIO ORD SHS|PDQM|CODA MARKETS, INC.|1223
ENTX|ENTERA BIO ORD SHS|PREC|PRECISION SECURITIES, LLC|746
ENTX|ENTERA BIO ORD SHS|RBCM|RBC CAPITAL MARKETS, LLC|680
ENTX|ENTERA BIO ORD SHS|SBSH|Citigroup Global Markets Inc.|2000
ENTX|ENTERA BIO ORD SHS|SGMT|GOLDMAN SACHS & CO. LLC|1031
ENTX|ENTERA BIO ORD SHS|SPDR|SPEEDROUTE LLC|1000
ENTX|ENTERA BIO ORD SHS|SWIM|TD Ameritrade, Inc.|100
ENTX|ENTERA BIO ORD SHS|UBSA|UBS SECURITIES LLC|8843
ENTX|ENTERA BIO ORD SHS|UBSS|UBS Securities LLC|14580
ENTXW|ENTERA BIO LTD.WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2000
ENTXW|ENTERA BIO LTD.WT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
ENTXW|ENTERA BIO LTD.WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
ENTXW|ENTERA BIO LTD.WT|DBAX|Deutsche Bank Securities Inc.|2700
ENTXW|ENTERA BIO LTD.WT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6500
ENTXW|ENTERA BIO LTD.WT|EBXL|EBX LLC|1500
ENTXW|ENTERA BIO LTD.WT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ENTXW|ENTERA BIO LTD.WT|GSCO|GOLDMAN SACHS & CO. LLC|7026
ENTXW|ENTERA BIO LTD.WT|GSCS|GOLDMAN SACHS & CO. LLC|13545
ENTXW|ENTERA BIO LTD.WT|GSLT|GOLDMAN SACHS & CO. LLC|3700
ENTXW|ENTERA BIO LTD.WT|ICBX|INSTINET, LLC|2700
ENTXW|ENTERA BIO LTD.WT|INCA|INSTINET, LLC|43998
ENTXW|ENTERA BIO LTD.WT|INJX|INSTINET, LLC|3800
ENTXW|ENTERA BIO LTD.WT|ITGI|ITG Inc.|8586
ENTXW|ENTERA BIO LTD.WT|ITGP|ITG INC.|3600
ENTXW|ENTERA BIO LTD.WT|JGUN|Joseph Gunnar & Co.  LLC|5700
ENTXW|ENTERA BIO LTD.WT|LEHM|Barclays Capital Inc./Le|7200
ENTXW|ENTERA BIO LTD.WT|LSCI|Lek Securities Corporation|1000
ENTXW|ENTERA BIO LTD.WT|MAXM|Maxim Group LLC|1300
ENTXW|ENTERA BIO LTD.WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
ENTXW|ENTERA BIO LTD.WT|MOTF|MOTIF INVESTING, INC.|20
ENTXW|ENTERA BIO LTD.WT|MSCO|MORGAN STANLEY & CO. LLC|25815
ENTXW|ENTERA BIO LTD.WT|NFSC|National Financial Services LLC|4000
ENTXW|ENTERA BIO LTD.WT|NITE|VIRTU Americas LLC|27597
ENTXW|ENTERA BIO LTD.WT|PDQM|CODA MARKETS, INC.|5400
ENTXW|ENTERA BIO LTD.WT|RBCM|RBC CAPITAL MARKETS, LLC|2000
ENTXW|ENTERA BIO LTD.WT|SGMT|GOLDMAN SACHS & CO. LLC|5900
ENTXW|ENTERA BIO LTD.WT|TIAC|TRIAD SECURITIES CORP|6000
ENTXW|ENTERA BIO LTD.WT|UBSA|UBS SECURITIES LLC|12614
ENTXW|ENTERA BIO LTD.WT|UBSS|UBS Securities LLC|6095
ENTXW|ENTERA BIO LTD.WT|VNDS|VANDHAM SECURITIES CORP|1000
ENV|ENVESTNET, INC|ADAM|CANACCORD GENUITY INC.|8900
ENV|ENVESTNET, INC|APCC|Apex Clearing Corporation|5
ENV|ENVESTNET, INC|BATM|CBOE TRADING, INC.|1289
ENV|ENVESTNET, INC|BERN|Sanford C. Bernstein & Co., LLC|38650
ENV|ENVESTNET, INC|BIAD|SAGETRADER, LLC|282
ENV|ENVESTNET, INC|BIDS|BIDS TRADING L.P.|100
ENV|ENVESTNET, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|329
ENV|ENVESTNET, INC|BLKX|INSTINET, LLC|54300
ENV|ENVESTNET, INC|BMOC|BMO Capital Markets Corp.|613216
ENV|ENVESTNET, INC|BNPX|BNP PARIBAS SECURITIES CORP.|2270
ENV|ENVESTNET, INC|BYXM|CBOE TRADING, INC.|204
ENV|ENVESTNET, INC|BZYD|GOLDMAN SACHS & CO. LLC|556
ENV|ENVESTNET, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|52784
ENV|ENVESTNET, INC|CHAS|Charles Schwab & Co., Inc.|274
ENV|ENVESTNET, INC|CHLM|Craig-Hallum Capital Group LLC|700
ENV|ENVESTNET, INC|CIST|Capital Institutional Services, Inc.|12766
ENV|ENVESTNET, INC|CLSA|CLSA AMERICAS, LLC|100
ENV|ENVESTNET, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78396
ENV|ENVESTNET, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|153
ENV|ENVESTNET, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61051
ENV|ENVESTNET, INC|CTDL|Citadel Derivatives Group Llc|1001
ENV|ENVESTNET, INC|CTLR|CUTLER GROUP, LP|1122
ENV|ENVESTNET, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25752
ENV|ENVESTNET, INC|DAVA|Davenport & Company LLC|135
ENV|ENVESTNET, INC|DBAB|Deutsche Bank Securities Inc.|45843
ENV|ENVESTNET, INC|DBAX|Deutsche Bank Securities Inc.|97900
ENV|ENVESTNET, INC|DBUL|Deutsche Bank Securities Inc.|403
ENV|ENVESTNET, INC|DEAN|MORGAN STANLEY|8003
ENV|ENVESTNET, INC|DEGS|RONIN PROFESSIONAL LLC|1174
ENV|ENVESTNET, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
ENV|ENVESTNET, INC|EBXL|EBX LLC|85200
ENV|ENVESTNET, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2873
ENV|ENVESTNET, INC|EDJO|Edward D. Jones & Co., L.P.|290
ENV|ENVESTNET, INC|EGAM|CBOE TRADING, INC.|9937
ENV|ENVESTNET, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1100
ENV|ENVESTNET, INC|EGXM|CBOE TRADING, INC.|541
ENV|ENVESTNET, INC|ETBE|Electronic Transaction Clearing, Inc.|402
ENV|ENVESTNET, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18515
ENV|ENVESTNET, INC|ETRS|E*Trade Securities LLC|6277
ENV|ENVESTNET, INC|FILL|Tradestation Securities, Inc.|8101
ENV|ENVESTNET, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4003
ENV|ENVESTNET, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6164
ENV|ENVESTNET, INC|FTBR|Foliofn Investments, Inc.|185
ENV|ENVESTNET, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3059
ENV|ENVESTNET, INC|GLPX|ACS EXECUTION SERVICES, LLC|1934
ENV|ENVESTNET, INC|GSCO|GOLDMAN SACHS & CO. LLC|616585
ENV|ENVESTNET, INC|GSCS|GOLDMAN SACHS & CO. LLC|805
ENV|ENVESTNET, INC|GSLT|GOLDMAN SACHS & CO. LLC|3755
ENV|ENVESTNET, INC|GTSZ|GTS SECURITIES LLC|9574
ENV|ENVESTNET, INC|HRBF|American Enterprise Investment Services Inc.|3722
ENV|ENVESTNET, INC|HSBC|HSBC Securities, Inc.|2199
ENV|ENVESTNET, INC|IBKR|Interactive Brokers Llc|4543
ENV|ENVESTNET, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|155
ENV|ENVESTNET, INC|ICBX|INSTINET, LLC|19657
ENV|ENVESTNET, INC|IEQY|CITADEL SECURITIES LLC|11227
ENV|ENVESTNET, INC|INCA|INSTINET, LLC|38392
ENV|ENVESTNET, INC|INJX|INSTINET, LLC|1371
ENV|ENVESTNET, INC|ITGI|ITG Inc.|25011
ENV|ENVESTNET, INC|ITGP|ITG INC.|101400
ENV|ENVESTNET, INC|JANY|Janney Montgomery Scott Inc.|68
ENV|ENVESTNET, INC|JEFF|JEFFERIES LLC|163095
ENV|ENVESTNET, INC|JMPT|JUMP TRADING, LLC|11578
ENV|ENVESTNET, INC|JPBX|J.P. MORGAN SECURITIES LLC|41459
ENV|ENVESTNET, INC|JPMX|J.P. Morgan Securities LLC|200103
ENV|ENVESTNET, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|57100
ENV|ENVESTNET, INC|KCGM|VIRTU Americas LLC|27780
ENV|ENVESTNET, INC|LEHM|Barclays Capital Inc./Le|96424
ENV|ENVESTNET, INC|LIME|Lime Brokerage LLC|9435
ENV|ENVESTNET, INC|LOOP|Loop Capital Markets LLC|1100
ENV|ENVESTNET, INC|LQNA|LIQUIDNET, INC.|68500
ENV|ENVESTNET, INC|LSCI|Lek Securities Corporation|19
ENV|ENVESTNET, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89700
ENV|ENVESTNET, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|60
ENV|ENVESTNET, INC|MSCO|MORGAN STANLEY & CO. LLC|289345
ENV|ENVESTNET, INC|MSPL|MORGAN STANLEY & CO. LLC|31200
ENV|ENVESTNET, INC|MSTX|MORGAN STANLEY & CO. LLC|6400
ENV|ENVESTNET, INC|NFSC|National Financial Services LLC|22071
ENV|ENVESTNET, INC|NITE|VIRTU Americas LLC|45154
ENV|ENVESTNET, INC|NMRA|Nomura Securities International, Inc.|1800
ENV|ENVESTNET, INC|NQRB|Brut, LLC|1801
ENV|ENVESTNET, INC|NTRC|Northern Trust Securities, Inc.|294
ENV|ENVESTNET, INC|OPCO|Oppenheimer & Co. Inc.|9176
ENV|ENVESTNET, INC|OTAA|OTA LLC|1700
ENV|ENVESTNET, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ENV|ENVESTNET, INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3600
ENV|ENVESTNET, INC|PDQM|CODA MARKETS, INC.|73364
ENV|ENVESTNET, INC|PWJC|UBS Financial Services, Inc.|830
ENV|ENVESTNET, INC|SAGW|SAGETRADER, LLC|136
ENV|ENVESTNET, INC|SALI|INTL FCSTONE FINANCIAL INC.|37
ENV|ENVESTNET, INC|SBSH|Citigroup Global Markets Inc.|68408
ENV|ENVESTNET, INC|SGMT|GOLDMAN SACHS & CO. LLC|58452
ENV|ENVESTNET, INC|SIDC|Sidoti & Company, LLC|7400
ENV|ENVESTNET, INC|SPDR|SPEEDROUTE LLC|5400
ENV|ENVESTNET, INC|SPHN|Stephens Inc.|50000
ENV|ENVESTNET, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|25600
ENV|ENVESTNET, INC|STFL|Stifel, Nicolaus & Company, Incorporated|69430
ENV|ENVESTNET, INC|SWIM|TD Ameritrade, Inc.|3821
ENV|ENVESTNET, INC|TMBR|Timber Hill LLC|16
ENV|ENVESTNET, INC|TRBT|Tradebot Systems, Inc.|2279
ENV|ENVESTNET, INC|TRCM|TRC MARKETS LLC|27742
ENV|ENVESTNET, INC|UBSA|UBS SECURITIES LLC|317536
ENV|ENVESTNET, INC|UBSS|UBS Securities LLC|181558
ENV|ENVESTNET, INC|VALX|VIRTU AMERICAS LLC|5238
ENV|ENVESTNET, INC|VGRD|Vanguard Marketing Corporation|1711
ENV|ENVESTNET, INC|WBLR|WILLIAM BLAIR|99043
ENV|ENVESTNET, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|82
ENV|ENVESTNET, INC|WCHV|WELLS FARGO SECURITIES, LLC|11521
ENV|ENVESTNET, INC|WEED|Weeden & Co.L.P.|13800
ENV|ENVESTNET, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6813
ENV|ENVESTNET, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5462
ENV|ENVESTNET, INC|WSEA|WOLVERINE SECURITIES, LLC|501
ENV|ENVESTNET, INC|XIST|INSTINET, LLC|18800
ENV|ENVESTNET, INC|XPQR|Jump Trading|300
ENV|ENVESTNET, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4810
ENV|ENVESTNET, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1261
ENVA|ENOVA INT'L INC|APCC|Apex Clearing Corporation|1675
ENVA|ENOVA INT'L INC|AQUA|AQUA SECURITIES L.P.|2500
ENVA|ENOVA INT'L INC|BATM|CBOE TRADING, INC.|945
ENVA|ENOVA INT'L INC|BAYC|BAY CREST PARTNERS, LLC|9040
ENVA|ENOVA INT'L INC|BAYT|BTIG, LLC|300
ENVA|ENOVA INT'L INC|BERN|Sanford C. Bernstein & Co., LLC|100
ENVA|ENOVA INT'L INC|BIDS|BIDS TRADING L.P.|100
ENVA|ENOVA INT'L INC|BIMI|Banca IMI Securities Corp.|622
ENVA|ENOVA INT'L INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1226
ENVA|ENOVA INT'L INC|BLKX|INSTINET, LLC|10900
ENVA|ENOVA INT'L INC|BNPX|BNP PARIBAS SECURITIES CORP.|7105
ENVA|ENOVA INT'L INC|BRVL|BLAYLOCK VAN, LLC|700
ENVA|ENOVA INT'L INC|BYXM|CBOE TRADING, INC.|334
ENVA|ENOVA INT'L INC|BZYD|GOLDMAN SACHS & CO. LLC|900
ENVA|ENOVA INT'L INC|CANT|Cantor Fitzgerald & Co.|633
ENVA|ENOVA INT'L INC|CHAS|Charles Schwab & Co., Inc.|610
ENVA|ENOVA INT'L INC|CLSA|CLSA AMERICAS, LLC|110
ENVA|ENOVA INT'L INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45309
ENVA|ENOVA INT'L INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1445
ENVA|ENOVA INT'L INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|417
ENVA|ENOVA INT'L INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|114156
ENVA|ENOVA INT'L INC|CTDL|Citadel Derivatives Group Llc|3695
ENVA|ENOVA INT'L INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|44458
ENVA|ENOVA INT'L INC|DBAB|Deutsche Bank Securities Inc.|197328
ENVA|ENOVA INT'L INC|DBAX|Deutsche Bank Securities Inc.|139000
ENVA|ENOVA INT'L INC|DEAN|MORGAN STANLEY|547
ENVA|ENOVA INT'L INC|DEGS|RONIN PROFESSIONAL LLC|4480
ENVA|ENOVA INT'L INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
ENVA|ENOVA INT'L INC|EBXL|EBX LLC|60200
ENVA|ENOVA INT'L INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7966
ENVA|ENOVA INT'L INC|EDJO|Edward D. Jones & Co., L.P.|819
ENVA|ENOVA INT'L INC|EGAM|CBOE TRADING, INC.|4791
ENVA|ENOVA INT'L INC|EGAW|CBOE TRADING, INC.|287
ENVA|ENOVA INT'L INC|EGXM|CBOE TRADING, INC.|422
ENVA|ENOVA INT'L INC|EGXW|CBOE TRADING, INC.|400
ENVA|ENOVA INT'L INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|142
ENVA|ENOVA INT'L INC|ETCB|ETC BROKERAGE SERVICES, LLC|415
ENVA|ENOVA INT'L INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2527
ENVA|ENOVA INT'L INC|ETRS|E*Trade Securities LLC|73233
ENVA|ENOVA INT'L INC|FILL|Tradestation Securities, Inc.|9870
ENVA|ENOVA INT'L INC|FMAF|NBCN Inc./ CDS|122
ENVA|ENOVA INT'L INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
ENVA|ENOVA INT'L INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6609
ENVA|ENOVA INT'L INC|FTBR|Foliofn Investments, Inc.|8068
ENVA|ENOVA INT'L INC|GEBB|GLOBAL EXECUTION BROKERS, LP|601
ENVA|ENOVA INT'L INC|GLIS|TD Securities Inc|8481
ENVA|ENOVA INT'L INC|GLPX|ACS EXECUTION SERVICES, LLC|8551
ENVA|ENOVA INT'L INC|GSCO|GOLDMAN SACHS & CO. LLC|154776
ENVA|ENOVA INT'L INC|GSCS|GOLDMAN SACHS & CO. LLC|7037
ENVA|ENOVA INT'L INC|GSLT|GOLDMAN SACHS & CO. LLC|1713
ENVA|ENOVA INT'L INC|GTSZ|GTS SECURITIES LLC|37072
ENVA|ENOVA INT'L INC|HRBF|American Enterprise Investment Services Inc.|2040
ENVA|ENOVA INT'L INC|IATS|INTERACTIVE BROKERS LLC|1879
ENVA|ENOVA INT'L INC|IBKR|Interactive Brokers Llc|23985
ENVA|ENOVA INT'L INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|132
ENVA|ENOVA INT'L INC|ICBX|INSTINET, LLC|34330
ENVA|ENOVA INT'L INC|IEQY|CITADEL SECURITIES LLC|8850
ENVA|ENOVA INT'L INC|INCA|INSTINET, LLC|54750
ENVA|ENOVA INT'L INC|INJX|INSTINET, LLC|2486
ENVA|ENOVA INT'L INC|ITGI|ITG Inc.|64642
ENVA|ENOVA INT'L INC|ITGP|ITG INC.|189600
ENVA|ENOVA INT'L INC|JANY|Janney Montgomery Scott Inc.|273
ENVA|ENOVA INT'L INC|JEFF|JEFFERIES LLC|31937
ENVA|ENOVA INT'L INC|JMPT|JUMP TRADING, LLC|4706
ENVA|ENOVA INT'L INC|JPBX|J.P. MORGAN SECURITIES LLC|10332
ENVA|ENOVA INT'L INC|JPMX|J.P. Morgan Securities LLC|255411
ENVA|ENOVA INT'L INC|JSJX|JANE STREET CAPITAL LLC|9807
ENVA|ENOVA INT'L INC|KCGM|VIRTU Americas LLC|23352
ENVA|ENOVA INT'L INC|LEHM|Barclays Capital Inc./Le|180479
ENVA|ENOVA INT'L INC|LIME|Lime Brokerage LLC|7009
ENVA|ENOVA INT'L INC|LOOP|Loop Capital Markets LLC|6319
ENVA|ENOVA INT'L INC|LQNA|LIQUIDNET, INC.|103300
ENVA|ENOVA INT'L INC|LSCI|Lek Securities Corporation|6
ENVA|ENOVA INT'L INC|MACQ|Macquarie Capital (USA) Inc.|4065
ENVA|ENOVA INT'L INC|MAXM|Maxim Group LLC|100
ENVA|ENOVA INT'L INC|MBTS|ALLY INVEST SECURITIES LLC|96
ENVA|ENOVA INT'L INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96428
ENVA|ENOVA INT'L INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1947
ENVA|ENOVA INT'L INC|MSCO|MORGAN STANLEY & CO. LLC|153199
ENVA|ENOVA INT'L INC|MSPL|MORGAN STANLEY & CO. LLC|146200
ENVA|ENOVA INT'L INC|MSTX|MORGAN STANLEY & CO. LLC|21800
ENVA|ENOVA INT'L INC|NFSC|National Financial Services LLC|120576
ENVA|ENOVA INT'L INC|NITE|VIRTU Americas LLC|201374
ENVA|ENOVA INT'L INC|NITP|VIRTU Americas LLC|100
ENVA|ENOVA INT'L INC|NQRB|Brut, LLC|500
ENVA|ENOVA INT'L INC|NTBF|BMO Nesbitt Burns Inc./CDS|114
ENVA|ENOVA INT'L INC|NTRC|Northern Trust Securities, Inc.|1180
ENVA|ENOVA INT'L INC|OPCO|Oppenheimer & Co. Inc.|91
ENVA|ENOVA INT'L INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ENVA|ENOVA INT'L INC|PCPT|PHILLIP CAPITAL INC.|600
ENVA|ENOVA INT'L INC|PDQM|CODA MARKETS, INC.|13663
ENVA|ENOVA INT'L INC|RBCM|RBC CAPITAL MARKETS, LLC|1275
ENVA|ENOVA INT'L INC|SAGW|SAGETRADER, LLC|100
ENVA|ENOVA INT'L INC|SBSH|Citigroup Global Markets Inc.|96331
ENVA|ENOVA INT'L INC|SGMT|GOLDMAN SACHS & CO. LLC|69380
ENVA|ENOVA INT'L INC|SPDR|SPEEDROUTE LLC|17221
ENVA|ENOVA INT'L INC|STFL|Stifel, Nicolaus & Company, Incorporated|1452
ENVA|ENOVA INT'L INC|SWIM|TD Ameritrade, Inc.|25333
ENVA|ENOVA INT'L INC|TKNG|ALLY INVEST SECURITIES LLC|1216
ENVA|ENOVA INT'L INC|TMBR|Timber Hill LLC|359
ENVA|ENOVA INT'L INC|TRBT|Tradebot Systems, Inc.|1000
ENVA|ENOVA INT'L INC|TRCM|TRC MARKETS LLC|14663
ENVA|ENOVA INT'L INC|UBSA|UBS SECURITIES LLC|308833
ENVA|ENOVA INT'L INC|UBSS|UBS Securities LLC|311407
ENVA|ENOVA INT'L INC|VALX|VIRTU AMERICAS LLC|3708
ENVA|ENOVA INT'L INC|VFIN|National Securities Corporation|1000
ENVA|ENOVA INT'L INC|VGRD|Vanguard Marketing Corporation|9557
ENVA|ENOVA INT'L INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ENVA|ENOVA INT'L INC|WCHV|WELLS FARGO SECURITIES, LLC|27128
ENVA|ENOVA INT'L INC|WEDB|WEDBUSH SECURITIES INC.|247
ENVA|ENOVA INT'L INC|WEED|Weeden & Co.L.P.|2876
ENVA|ENOVA INT'L INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4791
ENVA|ENOVA INT'L INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7249
ENVA|ENOVA INT'L INC|WGIF|CIBC World Markets Inc.|778
ENVA|ENOVA INT'L INC|WSEA|WOLVERINE SECURITIES, LLC|4301
ENVA|ENOVA INT'L INC|XIST|INSTINET, LLC|13200
ENVA|ENOVA INT'L INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|22806
ENVA|ENOVA INT'L INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1386
ENX|EATON VANCE NY MUNI|AGIS|Aegis Capital Corp.|250
ENX|EATON VANCE NY MUNI|ALTX|Alternet Securities Inc.|400
ENX|EATON VANCE NY MUNI|BTIG|BTIG, LLC|1667
ENX|EATON VANCE NY MUNI|CANT|Cantor Fitzgerald & Co.|7110
ENX|EATON VANCE NY MUNI|CIST|Capital Institutional Services, Inc.|296
ENX|EATON VANCE NY MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3100
ENX|EATON VANCE NY MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2600
ENX|EATON VANCE NY MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1980
ENX|EATON VANCE NY MUNI|DBAX|Deutsche Bank Securities Inc.|1700
ENX|EATON VANCE NY MUNI|DEAN|MORGAN STANLEY|640
ENX|EATON VANCE NY MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3300
ENX|EATON VANCE NY MUNI|EBXL|EBX LLC|3800
ENX|EATON VANCE NY MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|243
ENX|EATON VANCE NY MUNI|EGXM|CBOE TRADING, INC.|1300
ENX|EATON VANCE NY MUNI|ETRS|E*Trade Securities LLC|4612
ENX|EATON VANCE NY MUNI|FINX|FINTECH SECURITIES|3650
ENX|EATON VANCE NY MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2475
ENX|EATON VANCE NY MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|263
ENX|EATON VANCE NY MUNI|GLPX|ACS EXECUTION SERVICES, LLC|716
ENX|EATON VANCE NY MUNI|GSCO|GOLDMAN SACHS & CO. LLC|200
ENX|EATON VANCE NY MUNI|GSCS|GOLDMAN SACHS & CO. LLC|100
ENX|EATON VANCE NY MUNI|GSLT|GOLDMAN SACHS & CO. LLC|1478
ENX|EATON VANCE NY MUNI|GTSZ|GTS SECURITIES LLC|40
ENX|EATON VANCE NY MUNI|HRBF|American Enterprise Investment Services Inc.|6854
ENX|EATON VANCE NY MUNI|IATS|INTERACTIVE BROKERS LLC|525
ENX|EATON VANCE NY MUNI|IBKR|Interactive Brokers Llc|1330
ENX|EATON VANCE NY MUNI|ICBX|INSTINET, LLC|700
ENX|EATON VANCE NY MUNI|INCA|INSTINET, LLC|1000
ENX|EATON VANCE NY MUNI|ITGI|ITG Inc.|6800
ENX|EATON VANCE NY MUNI|ITGP|ITG INC.|11200
ENX|EATON VANCE NY MUNI|JANY|Janney Montgomery Scott Inc.|2
ENX|EATON VANCE NY MUNI|JONE|JonesTrading|200
ENX|EATON VANCE NY MUNI|JPMX|J.P. Morgan Securities LLC|600
ENX|EATON VANCE NY MUNI|KCGM|VIRTU Americas LLC|200
ENX|EATON VANCE NY MUNI|LEHM|Barclays Capital Inc./Le|1600
ENX|EATON VANCE NY MUNI|LIME|Lime Brokerage LLC|443
ENX|EATON VANCE NY MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|920
ENX|EATON VANCE NY MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
ENX|EATON VANCE NY MUNI|MOTF|MOTIF INVESTING, INC.|1
ENX|EATON VANCE NY MUNI|MSCO|MORGAN STANLEY & CO. LLC|22427
ENX|EATON VANCE NY MUNI|MSPL|MORGAN STANLEY & CO. LLC|600
ENX|EATON VANCE NY MUNI|NFSC|National Financial Services LLC|16190
ENX|EATON VANCE NY MUNI|NITE|VIRTU Americas LLC|58025
ENX|EATON VANCE NY MUNI|OPCO|Oppenheimer & Co. Inc.|1208
ENX|EATON VANCE NY MUNI|PDQM|CODA MARKETS, INC.|100
ENX|EATON VANCE NY MUNI|PWJC|UBS Financial Services, Inc.|1600
ENX|EATON VANCE NY MUNI|RBCM|RBC CAPITAL MARKETS, LLC|6934
ENX|EATON VANCE NY MUNI|SBSH|Citigroup Global Markets Inc.|147
ENX|EATON VANCE NY MUNI|SGMT|GOLDMAN SACHS & CO. LLC|400
ENX|EATON VANCE NY MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|2012
ENX|EATON VANCE NY MUNI|SWIM|TD Ameritrade, Inc.|100
ENX|EATON VANCE NY MUNI|TRBT|Tradebot Systems, Inc.|1680
ENX|EATON VANCE NY MUNI|TRCM|TRC MARKETS LLC|53
ENX|EATON VANCE NY MUNI|UBSA|UBS SECURITIES LLC|6000
ENX|EATON VANCE NY MUNI|UBSS|UBS Securities LLC|34166
ENX|EATON VANCE NY MUNI|VGRD|Vanguard Marketing Corporation|1522
ENX|EATON VANCE NY MUNI|WCHV|WELLS FARGO SECURITIES, LLC|21503
ENX|EATON VANCE NY MUNI|WEED|Weeden & Co.L.P.|20
ENX|EATON VANCE NY MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3124
ENX|EATON VANCE NY MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
ENX|EATON VANCE NY MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ENX|EATON VANCE NY MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3108
ENY|INVESCO CANADIAN|APCC|Apex Clearing Corporation|31
ENY|INVESCO CANADIAN|CHAS|Charles Schwab & Co., Inc.|3
ENY|INVESCO CANADIAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1133
ENY|INVESCO CANADIAN|CTDL|Citadel Derivatives Group Llc|7986
ENY|INVESCO CANADIAN|DBAX|Deutsche Bank Securities Inc.|200
ENY|INVESCO CANADIAN|EBXL|EBX LLC|400
ENY|INVESCO CANADIAN|EDJO|Edward D. Jones & Co., L.P.|1354
ENY|INVESCO CANADIAN|ETRS|E*Trade Securities LLC|2822
ENY|INVESCO CANADIAN|FTBR|Foliofn Investments, Inc.|32
ENY|INVESCO CANADIAN|HRBF|American Enterprise Investment Services Inc.|57
ENY|INVESCO CANADIAN|ITGP|ITG INC.|200
ENY|INVESCO CANADIAN|JSJX|JANE STREET CAPITAL LLC|2709
ENY|INVESCO CANADIAN|KCGM|VIRTU Americas LLC|1669
ENY|INVESCO CANADIAN|LEHM|Barclays Capital Inc./Le|600
ENY|INVESCO CANADIAN|LIME|Lime Brokerage LLC|1863
ENY|INVESCO CANADIAN|MOTF|MOTIF INVESTING, INC.|1
ENY|INVESCO CANADIAN|MSCO|MORGAN STANLEY & CO. LLC|7
ENY|INVESCO CANADIAN|MSPL|MORGAN STANLEY & CO. LLC|200
ENY|INVESCO CANADIAN|NFSC|National Financial Services LLC|1811
ENY|INVESCO CANADIAN|NITE|VIRTU Americas LLC|3035
ENY|INVESCO CANADIAN|PWJC|UBS Financial Services, Inc.|2000
ENY|INVESCO CANADIAN|RBCM|RBC CAPITAL MARKETS, LLC|338
ENY|INVESCO CANADIAN|SGMT|GOLDMAN SACHS & CO. LLC|100
ENY|INVESCO CANADIAN|STFL|Stifel, Nicolaus & Company, Incorporated|5
ENY|INVESCO CANADIAN|SWIM|TD Ameritrade, Inc.|186
ENY|INVESCO CANADIAN|UBSA|UBS SECURITIES LLC|3200
ENY|INVESCO CANADIAN|UBSS|UBS Securities LLC|2289
ENY|INVESCO CANADIAN|VGRD|Vanguard Marketing Corporation|400
ENY|INVESCO CANADIAN|WCHV|WELLS FARGO SECURITIES, LLC|665
ENY|INVESCO CANADIAN|WGIF|CIBC World Markets Inc.|100
ENY|INVESCO CANADIAN|WSEA|WOLVERINE SECURITIES, LLC|3
ENY|INVESCO CANADIAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27
ENZ|ENZO BIOCHEM INC|ALTX|Alternet Securities Inc.|5842
ENZ|ENZO BIOCHEM INC|APCC|Apex Clearing Corporation|25
ENZ|ENZO BIOCHEM INC|AQUA|AQUA SECURITIES L.P.|138600
ENZ|ENZO BIOCHEM INC|BATM|CBOE TRADING, INC.|675
ENZ|ENZO BIOCHEM INC|BERN|Sanford C. Bernstein & Co., LLC|10832
ENZ|ENZO BIOCHEM INC|BIDS|BIDS TRADING L.P.|2800
ENZ|ENZO BIOCHEM INC|BNPX|BNP PARIBAS SECURITIES CORP.|2585
ENZ|ENZO BIOCHEM INC|BTIG|BTIG, LLC|143221
ENZ|ENZO BIOCHEM INC|BYXM|CBOE TRADING, INC.|304
ENZ|ENZO BIOCHEM INC|BZYD|GOLDMAN SACHS & CO. LLC|914
ENZ|ENZO BIOCHEM INC|CHAS|Charles Schwab & Co., Inc.|500
ENZ|ENZO BIOCHEM INC|CHLM|Craig-Hallum Capital Group LLC|1000
ENZ|ENZO BIOCHEM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|421
ENZ|ENZO BIOCHEM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1386
ENZ|ENZO BIOCHEM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|590
ENZ|ENZO BIOCHEM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82861
ENZ|ENZO BIOCHEM INC|CTDL|Citadel Derivatives Group Llc|420
ENZ|ENZO BIOCHEM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5308
ENZ|ENZO BIOCHEM INC|DAVA|Davenport & Company LLC|9098
ENZ|ENZO BIOCHEM INC|DBAB|Deutsche Bank Securities Inc.|16696
ENZ|ENZO BIOCHEM INC|DBAX|Deutsche Bank Securities Inc.|38100
ENZ|ENZO BIOCHEM INC|DEAN|MORGAN STANLEY|710
ENZ|ENZO BIOCHEM INC|DEGS|RONIN PROFESSIONAL LLC|825
ENZ|ENZO BIOCHEM INC|EBXL|EBX LLC|27900
ENZ|ENZO BIOCHEM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3955
ENZ|ENZO BIOCHEM INC|EGAM|CBOE TRADING, INC.|10751
ENZ|ENZO BIOCHEM INC|EGXM|CBOE TRADING, INC.|1459
ENZ|ENZO BIOCHEM INC|ETBE|Electronic Transaction Clearing, Inc.|981
ENZ|ENZO BIOCHEM INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2100
ENZ|ENZO BIOCHEM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1845
ENZ|ENZO BIOCHEM INC|ETRS|E*Trade Securities LLC|36575
ENZ|ENZO BIOCHEM INC|FILL|Tradestation Securities, Inc.|2000
ENZ|ENZO BIOCHEM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19134
ENZ|ENZO BIOCHEM INC|FTBR|Foliofn Investments, Inc.|2
ENZ|ENZO BIOCHEM INC|GILG|Gilder Gagnon Howe & Co. LLC|10517
ENZ|ENZO BIOCHEM INC|GLIS|TD Securities Inc|252
ENZ|ENZO BIOCHEM INC|GLPX|ACS EXECUTION SERVICES, LLC|6928
ENZ|ENZO BIOCHEM INC|GSCO|GOLDMAN SACHS & CO. LLC|115088
ENZ|ENZO BIOCHEM INC|GSCS|GOLDMAN SACHS & CO. LLC|530
ENZ|ENZO BIOCHEM INC|GSLT|GOLDMAN SACHS & CO. LLC|610
ENZ|ENZO BIOCHEM INC|GTSZ|GTS SECURITIES LLC|5444
ENZ|ENZO BIOCHEM INC|IATS|INTERACTIVE BROKERS LLC|234
ENZ|ENZO BIOCHEM INC|IBKR|Interactive Brokers Llc|2470
ENZ|ENZO BIOCHEM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|53
ENZ|ENZO BIOCHEM INC|ICBX|INSTINET, LLC|17672
ENZ|ENZO BIOCHEM INC|IEQY|CITADEL SECURITIES LLC|5192
ENZ|ENZO BIOCHEM INC|INCA|INSTINET, LLC|55479
ENZ|ENZO BIOCHEM INC|INJX|INSTINET, LLC|1300
ENZ|ENZO BIOCHEM INC|ITGI|ITG Inc.|27110
ENZ|ENZO BIOCHEM INC|ITGP|ITG INC.|40000
ENZ|ENZO BIOCHEM INC|JEFF|JEFFERIES LLC|102064
ENZ|ENZO BIOCHEM INC|JMPT|JUMP TRADING, LLC|2574
ENZ|ENZO BIOCHEM INC|JPBX|J.P. MORGAN SECURITIES LLC|7066
ENZ|ENZO BIOCHEM INC|JPMX|J.P. Morgan Securities LLC|51935
ENZ|ENZO BIOCHEM INC|JSJX|JANE STREET CAPITAL LLC|25429
ENZ|ENZO BIOCHEM INC|KCGM|VIRTU Americas LLC|21847
ENZ|ENZO BIOCHEM INC|LEHM|Barclays Capital Inc./Le|79996
ENZ|ENZO BIOCHEM INC|LIME|Lime Brokerage LLC|12060
ENZ|ENZO BIOCHEM INC|LQNA|LIQUIDNET, INC.|88600
ENZ|ENZO BIOCHEM INC|MACC|Mid Atlantic Capital Corporation|1855
ENZ|ENZO BIOCHEM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13748
ENZ|ENZO BIOCHEM INC|MSCO|MORGAN STANLEY & CO. LLC|96673
ENZ|ENZO BIOCHEM INC|MSPL|MORGAN STANLEY & CO. LLC|23400
ENZ|ENZO BIOCHEM INC|MSTX|MORGAN STANLEY & CO. LLC|41900
ENZ|ENZO BIOCHEM INC|NBCS|NBC Securities, INC.|800
ENZ|ENZO BIOCHEM INC|NFSC|National Financial Services LLC|80428
ENZ|ENZO BIOCHEM INC|NITE|VIRTU Americas LLC|168643
ENZ|ENZO BIOCHEM INC|NQRB|Brut, LLC|1361
ENZ|ENZO BIOCHEM INC|NTBF|BMO Nesbitt Burns Inc./CDS|1000
ENZ|ENZO BIOCHEM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|290
ENZ|ENZO BIOCHEM INC|PDQM|CODA MARKETS, INC.|22753
ENZ|ENZO BIOCHEM INC|RBCM|RBC CAPITAL MARKETS, LLC|28838
ENZ|ENZO BIOCHEM INC|SAGL|SAGETRADER, LLC|3999
ENZ|ENZO BIOCHEM INC|SBSH|Citigroup Global Markets Inc.|18898
ENZ|ENZO BIOCHEM INC|SGMT|GOLDMAN SACHS & CO. LLC|17410
ENZ|ENZO BIOCHEM INC|SPDR|SPEEDROUTE LLC|7829
ENZ|ENZO BIOCHEM INC|STFL|Stifel, Nicolaus & Company, Incorporated|7490
ENZ|ENZO BIOCHEM INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
ENZ|ENZO BIOCHEM INC|SWIM|TD Ameritrade, Inc.|24312
ENZ|ENZO BIOCHEM INC|SWST|Hilltop Securities Inc.|2050
ENZ|ENZO BIOCHEM INC|TKNG|ALLY INVEST SECURITIES LLC|1372
ENZ|ENZO BIOCHEM INC|TMBR|Timber Hill LLC|200
ENZ|ENZO BIOCHEM INC|TRBT|Tradebot Systems, Inc.|11443
ENZ|ENZO BIOCHEM INC|TRCM|TRC MARKETS LLC|2776
ENZ|ENZO BIOCHEM INC|UBSA|UBS SECURITIES LLC|170331
ENZ|ENZO BIOCHEM INC|UBSS|UBS Securities LLC|115040
ENZ|ENZO BIOCHEM INC|VALX|VIRTU AMERICAS LLC|2636
ENZ|ENZO BIOCHEM INC|VGRD|Vanguard Marketing Corporation|4420
ENZ|ENZO BIOCHEM INC|VSIN|Vision Financial Markets Llc|209
ENZ|ENZO BIOCHEM INC|WABR|Wall Street Access|165
ENZ|ENZO BIOCHEM INC|WCHV|WELLS FARGO SECURITIES, LLC|17687
ENZ|ENZO BIOCHEM INC|WDNX|WEEDEN & CO.L.P.|1876
ENZ|ENZO BIOCHEM INC|WEED|Weeden & Co.L.P.|520
ENZ|ENZO BIOCHEM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|759
ENZ|ENZO BIOCHEM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1931
ENZ|ENZO BIOCHEM INC|WSEA|WOLVERINE SECURITIES, LLC|1349
ENZ|ENZO BIOCHEM INC|XIST|INSTINET, LLC|1200
ENZ|ENZO BIOCHEM INC|XPQR|Jump Trading|200
ENZ|ENZO BIOCHEM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10000
ENZ|ENZO BIOCHEM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|926
ENZL|ISHARES MSCI NEW ZEA|APCC|Apex Clearing Corporation|461
ENZL|ISHARES MSCI NEW ZEA|BBNT|BB&T SECURITIES, LLC|1
ENZL|ISHARES MSCI NEW ZEA|BYXM|CBOE TRADING, INC.|50
ENZL|ISHARES MSCI NEW ZEA|CANT|Cantor Fitzgerald & Co.|408
ENZL|ISHARES MSCI NEW ZEA|CHAS|Charles Schwab & Co., Inc.|1
ENZL|ISHARES MSCI NEW ZEA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2666
ENZL|ISHARES MSCI NEW ZEA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ENZL|ISHARES MSCI NEW ZEA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9583
ENZL|ISHARES MSCI NEW ZEA|CTDL|Citadel Derivatives Group Llc|50473
ENZL|ISHARES MSCI NEW ZEA|DBAB|Deutsche Bank Securities Inc.|640
ENZL|ISHARES MSCI NEW ZEA|DBAX|Deutsche Bank Securities Inc.|3500
ENZL|ISHARES MSCI NEW ZEA|DEAN|MORGAN STANLEY|49
ENZL|ISHARES MSCI NEW ZEA|ECUT|CONVERGEX EXECUTION SOLUTIONS|13400
ENZL|ISHARES MSCI NEW ZEA|EDJO|Edward D. Jones & Co., L.P.|100
ENZL|ISHARES MSCI NEW ZEA|ESPO|ESPOSITO SECURITIES, LLC|710
ENZL|ISHARES MSCI NEW ZEA|ETRS|E*Trade Securities LLC|616
ENZL|ISHARES MSCI NEW ZEA|FBCO|Credit Suisse Securities (USA) LLC|15195
ENZL|ISHARES MSCI NEW ZEA|FBSB|U.S. Bancorp Investments, Inc.|21
ENZL|ISHARES MSCI NEW ZEA|FIDT|Fidelity Clearing Canada ULC./ CDS|1287
ENZL|ISHARES MSCI NEW ZEA|FLTU|FLOW TRADERS US LLC|1461
ENZL|ISHARES MSCI NEW ZEA|FMAF|NBCN Inc./ CDS|770
ENZL|ISHARES MSCI NEW ZEA|FOMA|TD AMERITRADE CLEARING, INC.|17638
ENZL|ISHARES MSCI NEW ZEA|FTBR|Foliofn Investments, Inc.|1232
ENZL|ISHARES MSCI NEW ZEA|GEBB|GLOBAL EXECUTION BROKERS, LP|5700
ENZL|ISHARES MSCI NEW ZEA|GSCO|GOLDMAN SACHS & CO. LLC|134
ENZL|ISHARES MSCI NEW ZEA|GSCS|GOLDMAN SACHS & CO. LLC|602
ENZL|ISHARES MSCI NEW ZEA|GTSZ|GTS SECURITIES LLC|3208
ENZL|ISHARES MSCI NEW ZEA|HAPX|HAP Trading, LLC|100
ENZL|ISHARES MSCI NEW ZEA|HRBF|American Enterprise Investment Services Inc.|1019
ENZL|ISHARES MSCI NEW ZEA|IATS|INTERACTIVE BROKERS LLC|1204
ENZL|ISHARES MSCI NEW ZEA|IBKR|Interactive Brokers Llc|27253
ENZL|ISHARES MSCI NEW ZEA|ICBX|INSTINET, LLC|12700
ENZL|ISHARES MSCI NEW ZEA|INCA|INSTINET, LLC|4391
ENZL|ISHARES MSCI NEW ZEA|ITGI|ITG Inc.|854
ENZL|ISHARES MSCI NEW ZEA|ITGP|ITG INC.|3000
ENZL|ISHARES MSCI NEW ZEA|JANY|Janney Montgomery Scott Inc.|664
ENZL|ISHARES MSCI NEW ZEA|JPMX|J.P. Morgan Securities LLC|6600
ENZL|ISHARES MSCI NEW ZEA|JSEB|JANE STREET EXECUTION SERVICES, LLC|78922
ENZL|ISHARES MSCI NEW ZEA|JSJX|JANE STREET CAPITAL LLC|15378
ENZL|ISHARES MSCI NEW ZEA|KCGM|VIRTU Americas LLC|707
ENZL|ISHARES MSCI NEW ZEA|LEHM|Barclays Capital Inc./Le|10612
ENZL|ISHARES MSCI NEW ZEA|LIME|Lime Brokerage LLC|9186
ENZL|ISHARES MSCI NEW ZEA|LSCI|Lek Securities Corporation|4
ENZL|ISHARES MSCI NEW ZEA|MACC|Mid Atlantic Capital Corporation|122
ENZL|ISHARES MSCI NEW ZEA|MACQ|Macquarie Capital (USA) Inc.|148000
ENZL|ISHARES MSCI NEW ZEA|MAXM|Maxim Group LLC|31448
ENZL|ISHARES MSCI NEW ZEA|MCMF|Raymond James Ltd. Cds|25310
ENZL|ISHARES MSCI NEW ZEA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14200
ENZL|ISHARES MSCI NEW ZEA|MSCO|MORGAN STANLEY & CO. LLC|12919
ENZL|ISHARES MSCI NEW ZEA|MSPL|MORGAN STANLEY & CO. LLC|13800
ENZL|ISHARES MSCI NEW ZEA|MSTX|MORGAN STANLEY & CO. LLC|1200
ENZL|ISHARES MSCI NEW ZEA|NFSC|National Financial Services LLC|74334
ENZL|ISHARES MSCI NEW ZEA|NITE|VIRTU Americas LLC|23132
ENZL|ISHARES MSCI NEW ZEA|NITP|VIRTU Americas LLC|5555
ENZL|ISHARES MSCI NEW ZEA|OLDM|OLD MISSION CAPITAL, LLC|3402
ENZL|ISHARES MSCI NEW ZEA|PWJC|UBS Financial Services, Inc.|50
ENZL|ISHARES MSCI NEW ZEA|RAJA|Raymond James & Associates, Inc.|473
ENZL|ISHARES MSCI NEW ZEA|RBCM|RBC CAPITAL MARKETS, LLC|4603
ENZL|ISHARES MSCI NEW ZEA|RGLD|Regal Securities, Inc|80
ENZL|ISHARES MSCI NEW ZEA|SAGL|SAGETRADER, LLC|700
ENZL|ISHARES MSCI NEW ZEA|SGMT|GOLDMAN SACHS & CO. LLC|12371
ENZL|ISHARES MSCI NEW ZEA|STFL|Stifel, Nicolaus & Company, Incorporated|252
ENZL|ISHARES MSCI NEW ZEA|SWIM|TD Ameritrade, Inc.|259
ENZL|ISHARES MSCI NEW ZEA|UBSA|UBS SECURITIES LLC|41073
ENZL|ISHARES MSCI NEW ZEA|UBSS|UBS Securities LLC|29500
ENZL|ISHARES MSCI NEW ZEA|VALX|VIRTU AMERICAS LLC|321
ENZL|ISHARES MSCI NEW ZEA|VGRD|Vanguard Marketing Corporation|947
ENZL|ISHARES MSCI NEW ZEA|WCHV|WELLS FARGO SECURITIES, LLC|4262
ENZL|ISHARES MSCI NEW ZEA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
ENZL|ISHARES MSCI NEW ZEA|WGIF|CIBC World Markets Inc.|108
ENZL|ISHARES MSCI NEW ZEA|WSEA|WOLVERINE SECURITIES, LLC|24
ENZL|ISHARES MSCI NEW ZEA|XPUS|XP SECURITIES, LLC|13
ENZL|ISHARES MSCI NEW ZEA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14729
EOCC|ENEL GENERACION CHLE|ALTX|Alternet Securities Inc.|100
EOCC|ENEL GENERACION CHLE|APCC|Apex Clearing Corporation|41
EOCC|ENEL GENERACION CHLE|BARD|Robert W. Baird & Co. Incorporated|156
EOCC|ENEL GENERACION CHLE|BBNT|BB&T SECURITIES, LLC|1200
EOCC|ENEL GENERACION CHLE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52
EOCC|ENEL GENERACION CHLE|BTIG|BTIG, LLC|24
EOCC|ENEL GENERACION CHLE|CANT|Cantor Fitzgerald & Co.|273
EOCC|ENEL GENERACION CHLE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8300
EOCC|ENEL GENERACION CHLE|DBAB|Deutsche Bank Securities Inc.|300
EOCC|ENEL GENERACION CHLE|DBAX|Deutsche Bank Securities Inc.|1500
EOCC|ENEL GENERACION CHLE|DCHF|Dart Executions, LLC|50
EOCC|ENEL GENERACION CHLE|DEAN|MORGAN STANLEY|3462
EOCC|ENEL GENERACION CHLE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|138
EOCC|ENEL GENERACION CHLE|EBXL|EBX LLC|3400
EOCC|ENEL GENERACION CHLE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
EOCC|ENEL GENERACION CHLE|EDJO|Edward D. Jones & Co., L.P.|24
EOCC|ENEL GENERACION CHLE|EGXM|CBOE TRADING, INC.|100
EOCC|ENEL GENERACION CHLE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
EOCC|ENEL GENERACION CHLE|ETRS|E*Trade Securities LLC|967
EOCC|ENEL GENERACION CHLE|FILL|Tradestation Securities, Inc.|31
EOCC|ENEL GENERACION CHLE|FINX|FINTECH SECURITIES|900
EOCC|ENEL GENERACION CHLE|FMAF|NBCN Inc./ CDS|421
EOCC|ENEL GENERACION CHLE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4231
EOCC|ENEL GENERACION CHLE|FTBR|Foliofn Investments, Inc.|229
EOCC|ENEL GENERACION CHLE|GSCO|GOLDMAN SACHS & CO. LLC|4258
EOCC|ENEL GENERACION CHLE|GTSZ|GTS SECURITIES LLC|8633
EOCC|ENEL GENERACION CHLE|HSBC|HSBC Securities, Inc.|200
EOCC|ENEL GENERACION CHLE|IATS|INTERACTIVE BROKERS LLC|5500
EOCC|ENEL GENERACION CHLE|IBKR|Interactive Brokers Llc|18547
EOCC|ENEL GENERACION CHLE|ICBX|INSTINET, LLC|416
EOCC|ENEL GENERACION CHLE|INCA|INSTINET, LLC|4835
EOCC|ENEL GENERACION CHLE|ITGI|ITG Inc.|3505
EOCC|ENEL GENERACION CHLE|ITGP|ITG INC.|3400
EOCC|ENEL GENERACION CHLE|JANY|Janney Montgomery Scott Inc.|11
EOCC|ENEL GENERACION CHLE|JEFF|JEFFERIES LLC|16
EOCC|ENEL GENERACION CHLE|JPMX|J.P. Morgan Securities LLC|2002
EOCC|ENEL GENERACION CHLE|KCGM|VIRTU Americas LLC|3899
EOCC|ENEL GENERACION CHLE|LEHM|Barclays Capital Inc./Le|6200
EOCC|ENEL GENERACION CHLE|LIME|Lime Brokerage LLC|2946
EOCC|ENEL GENERACION CHLE|LSCI|Lek Securities Corporation|1
EOCC|ENEL GENERACION CHLE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
EOCC|ENEL GENERACION CHLE|MSCO|MORGAN STANLEY & CO. LLC|17605
EOCC|ENEL GENERACION CHLE|MSPL|MORGAN STANLEY & CO. LLC|10100
EOCC|ENEL GENERACION CHLE|MSTX|MORGAN STANLEY & CO. LLC|200
EOCC|ENEL GENERACION CHLE|NFSC|National Financial Services LLC|13700
EOCC|ENEL GENERACION CHLE|NITE|VIRTU Americas LLC|33937
EOCC|ENEL GENERACION CHLE|NTBF|BMO Nesbitt Burns Inc./CDS|875
EOCC|ENEL GENERACION CHLE|PACT|BTG Pactual US Capital Corp.|19183
EOCC|ENEL GENERACION CHLE|SBSH|Citigroup Global Markets Inc.|2149
EOCC|ENEL GENERACION CHLE|SGMT|GOLDMAN SACHS & CO. LLC|3293
EOCC|ENEL GENERACION CHLE|STFL|Stifel, Nicolaus & Company, Incorporated|205
EOCC|ENEL GENERACION CHLE|SWIM|TD Ameritrade, Inc.|1633
EOCC|ENEL GENERACION CHLE|SWST|Hilltop Securities Inc.|34
EOCC|ENEL GENERACION CHLE|TRBT|Tradebot Systems, Inc.|1765
EOCC|ENEL GENERACION CHLE|TRCM|TRC MARKETS LLC|1941
EOCC|ENEL GENERACION CHLE|UBSS|UBS Securities LLC|14450
EOCC|ENEL GENERACION CHLE|VALX|VIRTU AMERICAS LLC|2000
EOCC|ENEL GENERACION CHLE|VGRD|Vanguard Marketing Corporation|952
EOCC|ENEL GENERACION CHLE|WCHV|WELLS FARGO SECURITIES, LLC|5709
EOCC|ENEL GENERACION CHLE|WSEA|WOLVERINE SECURITIES, LLC|120
EOCC|ENEL GENERACION CHLE|XIST|INSTINET, LLC|1800
EOCC|ENEL GENERACION CHLE|XPUS|XP SECURITIES, LLC|12984
EOCC|ENEL GENERACION CHLE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11
EOD|WELLS FARGO GLBL DVD|ALTX|Alternet Securities Inc.|1600
EOD|WELLS FARGO GLBL DVD|APCC|Apex Clearing Corporation|1624
EOD|WELLS FARGO GLBL DVD|BARD|Robert W. Baird & Co. Incorporated|5110
EOD|WELLS FARGO GLBL DVD|BATM|CBOE TRADING, INC.|107
EOD|WELLS FARGO GLBL DVD|BBNT|BB&T SECURITIES, LLC|10529
EOD|WELLS FARGO GLBL DVD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5053
EOD|WELLS FARGO GLBL DVD|BTIG|BTIG, LLC|1856
EOD|WELLS FARGO GLBL DVD|CANT|Cantor Fitzgerald & Co.|2370
EOD|WELLS FARGO GLBL DVD|CHAS|Charles Schwab & Co., Inc.|4831
EOD|WELLS FARGO GLBL DVD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52625
EOD|WELLS FARGO GLBL DVD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|665
EOD|WELLS FARGO GLBL DVD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17770
EOD|WELLS FARGO GLBL DVD|CXCX|CITIGROUP GLOBAL MARKETS INC.|37758
EOD|WELLS FARGO GLBL DVD|DADA|D.A. Davidson & Co.|2900
EOD|WELLS FARGO GLBL DVD|DBAX|Deutsche Bank Securities Inc.|22200
EOD|WELLS FARGO GLBL DVD|DEAN|MORGAN STANLEY|96547
EOD|WELLS FARGO GLBL DVD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9971
EOD|WELLS FARGO GLBL DVD|EBXL|EBX LLC|27500
EOD|WELLS FARGO GLBL DVD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2362
EOD|WELLS FARGO GLBL DVD|EDJO|Edward D. Jones & Co., L.P.|875
EOD|WELLS FARGO GLBL DVD|EGAM|CBOE TRADING, INC.|3051
EOD|WELLS FARGO GLBL DVD|EGXM|CBOE TRADING, INC.|100
EOD|WELLS FARGO GLBL DVD|ESPO|ESPOSITO SECURITIES, LLC|5038
EOD|WELLS FARGO GLBL DVD|ETBE|Electronic Transaction Clearing, Inc.|200
EOD|WELLS FARGO GLBL DVD|ETRS|E*Trade Securities LLC|70810
EOD|WELLS FARGO GLBL DVD|FILL|Tradestation Securities, Inc.|1600
EOD|WELLS FARGO GLBL DVD|FINX|FINTECH SECURITIES|500
EOD|WELLS FARGO GLBL DVD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70545
EOD|WELLS FARGO GLBL DVD|FTBR|Foliofn Investments, Inc.|723
EOD|WELLS FARGO GLBL DVD|GLPX|ACS EXECUTION SERVICES, LLC|825
EOD|WELLS FARGO GLBL DVD|GSCO|GOLDMAN SACHS & CO. LLC|3857
EOD|WELLS FARGO GLBL DVD|GSCS|GOLDMAN SACHS & CO. LLC|100
EOD|WELLS FARGO GLBL DVD|GTSZ|GTS SECURITIES LLC|100
EOD|WELLS FARGO GLBL DVD|HRBF|American Enterprise Investment Services Inc.|5445
EOD|WELLS FARGO GLBL DVD|IATS|INTERACTIVE BROKERS LLC|2066
EOD|WELLS FARGO GLBL DVD|IBKR|Interactive Brokers Llc|24926
EOD|WELLS FARGO GLBL DVD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16676
EOD|WELLS FARGO GLBL DVD|ICBX|INSTINET, LLC|12506
EOD|WELLS FARGO GLBL DVD|INCA|INSTINET, LLC|3716
EOD|WELLS FARGO GLBL DVD|ISLL|INLET SECURITIES, LLC|425
EOD|WELLS FARGO GLBL DVD|ITGI|ITG Inc.|6579
EOD|WELLS FARGO GLBL DVD|ITGP|ITG INC.|6200
EOD|WELLS FARGO GLBL DVD|JANY|Janney Montgomery Scott Inc.|3276
EOD|WELLS FARGO GLBL DVD|JMPT|JUMP TRADING, LLC|203
EOD|WELLS FARGO GLBL DVD|JONE|JonesTrading|4004
EOD|WELLS FARGO GLBL DVD|JPMX|J.P. Morgan Securities LLC|16428
EOD|WELLS FARGO GLBL DVD|JSJX|JANE STREET CAPITAL LLC|1300
EOD|WELLS FARGO GLBL DVD|KCGM|VIRTU Americas LLC|11953
EOD|WELLS FARGO GLBL DVD|LEHM|Barclays Capital Inc./Le|17200
EOD|WELLS FARGO GLBL DVD|LIME|Lime Brokerage LLC|384
EOD|WELLS FARGO GLBL DVD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
EOD|WELLS FARGO GLBL DVD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25662
EOD|WELLS FARGO GLBL DVD|MSCO|MORGAN STANLEY & CO. LLC|161954
EOD|WELLS FARGO GLBL DVD|MSPL|MORGAN STANLEY & CO. LLC|8300
EOD|WELLS FARGO GLBL DVD|NFSC|National Financial Services LLC|164524
EOD|WELLS FARGO GLBL DVD|NITE|VIRTU Americas LLC|351340
EOD|WELLS FARGO GLBL DVD|NQRB|Brut, LLC|800
EOD|WELLS FARGO GLBL DVD|NTBF|BMO Nesbitt Burns Inc./CDS|1870
EOD|WELLS FARGO GLBL DVD|OPCO|Oppenheimer & Co. Inc.|26847
EOD|WELLS FARGO GLBL DVD|PDQM|CODA MARKETS, INC.|2602
EOD|WELLS FARGO GLBL DVD|PWJC|UBS Financial Services, Inc.|15413
EOD|WELLS FARGO GLBL DVD|RBCM|RBC CAPITAL MARKETS, LLC|47731
EOD|WELLS FARGO GLBL DVD|SAGC|SAGETRADER, LLC|100
EOD|WELLS FARGO GLBL DVD|SAGL|SAGETRADER, LLC|300
EOD|WELLS FARGO GLBL DVD|SALI|INTL FCSTONE FINANCIAL INC.|1693
EOD|WELLS FARGO GLBL DVD|SBSH|Citigroup Global Markets Inc.|94988
EOD|WELLS FARGO GLBL DVD|SEDS|SPENCER EDWARDS, INC.|501
EOD|WELLS FARGO GLBL DVD|SEIC|SEI Investments Distribution Co.|200
EOD|WELLS FARGO GLBL DVD|SGMT|GOLDMAN SACHS & CO. LLC|9095
EOD|WELLS FARGO GLBL DVD|SPDR|SPEEDROUTE LLC|300
EOD|WELLS FARGO GLBL DVD|STFL|Stifel, Nicolaus & Company, Incorporated|3900
EOD|WELLS FARGO GLBL DVD|SWIM|TD Ameritrade, Inc.|19505
EOD|WELLS FARGO GLBL DVD|SWST|Hilltop Securities Inc.|21285
EOD|WELLS FARGO GLBL DVD|TKNG|ALLY INVEST SECURITIES LLC|1725
EOD|WELLS FARGO GLBL DVD|TRBT|Tradebot Systems, Inc.|1860
EOD|WELLS FARGO GLBL DVD|UBSA|UBS SECURITIES LLC|35312
EOD|WELLS FARGO GLBL DVD|UBSS|UBS Securities LLC|100590
EOD|WELLS FARGO GLBL DVD|VALX|VIRTU AMERICAS LLC|848
EOD|WELLS FARGO GLBL DVD|VGRD|Vanguard Marketing Corporation|33195
EOD|WELLS FARGO GLBL DVD|WBET|Wallachbeth Capital LLC|11881
EOD|WELLS FARGO GLBL DVD|WBLR|WILLIAM BLAIR|467
EOD|WELLS FARGO GLBL DVD|WCHV|WELLS FARGO SECURITIES, LLC|113983
EOD|WELLS FARGO GLBL DVD|WEDB|WEDBUSH SECURITIES INC.|190
EOD|WELLS FARGO GLBL DVD|WEED|Weeden & Co.L.P.|39548
EOD|WELLS FARGO GLBL DVD|WSEA|WOLVERINE SECURITIES, LLC|709
EOD|WELLS FARGO GLBL DVD|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
EOD|WELLS FARGO GLBL DVD|YKNA|COMHAR CAPITAL MARKETS, LLC|400
EOD|WELLS FARGO GLBL DVD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7077
EOG|EOG RESOURCES INC|ABLE|NATIXIS Securities Americas LLC|492730
EOG|EOG RESOURCES INC|ADAM|CANACCORD GENUITY INC.|1200
EOG|EOG RESOURCES INC|ALLN|Allen & Company LLC|641
EOG|EOG RESOURCES INC|ALTX|Alternet Securities Inc.|27031
EOG|EOG RESOURCES INC|ANOS|ABEL/NOSER, L.L.C.|8614
EOG|EOG RESOURCES INC|APCC|Apex Clearing Corporation|2469
EOG|EOG RESOURCES INC|AVON|Avondale Partners, LLC|50
EOG|EOG RESOURCES INC|BALE|M&T SECURITIES, INC.|295
EOG|EOG RESOURCES INC|BANK|Primevest Financial Services, Inc.|189
EOG|EOG RESOURCES INC|BARD|Robert W. Baird & Co. Incorporated|8443
EOG|EOG RESOURCES INC|BATM|CBOE TRADING, INC.|17162
EOG|EOG RESOURCES INC|BAYC|BAY CREST PARTNERS, LLC|32
EOG|EOG RESOURCES INC|BBNT|BB&T SECURITIES, LLC|304
EOG|EOG RESOURCES INC|BERN|Sanford C. Bernstein & Co., LLC|308452
EOG|EOG RESOURCES INC|BGCE|BGC Financial Inc.|3055
EOG|EOG RESOURCES INC|BIDS|BIDS TRADING L.P.|34326
EOG|EOG RESOURCES INC|BIMI|Banca IMI Securities Corp.|5
EOG|EOG RESOURCES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12634
EOG|EOG RESOURCES INC|BLKX|INSTINET, LLC|303040
EOG|EOG RESOURCES INC|BMOC|BMO Capital Markets Corp.|3598
EOG|EOG RESOURCES INC|BNPX|BNP PARIBAS SECURITIES CORP.|342088
EOG|EOG RESOURCES INC|BRGE|Newbridge Securities Corp.|775
EOG|EOG RESOURCES INC|BTIG|BTIG, LLC|43332
EOG|EOG RESOURCES INC|BYXM|CBOE TRADING, INC.|7608
EOG|EOG RESOURCES INC|BZYD|GOLDMAN SACHS & CO. LLC|937
EOG|EOG RESOURCES INC|CABR|Cabrera Capital Markets, Inc.|175
EOG|EOG RESOURCES INC|CANT|Cantor Fitzgerald & Co.|3327
EOG|EOG RESOURCES INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|13600
EOG|EOG RESOURCES INC|CHAS|Charles Schwab & Co., Inc.|11831
EOG|EOG RESOURCES INC|CIBP|CIBC World Markets Corp.|58458
EOG|EOG RESOURCES INC|CICF|Canaccord Genuity Corp.|195
EOG|EOG RESOURCES INC|CIOI|CITIGROUP GLOBAL MARKETS INC|69000
EOG|EOG RESOURCES INC|CIST|Capital Institutional Services, Inc.|30651
EOG|EOG RESOURCES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|366104
EOG|EOG RESOURCES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|74
EOG|EOG RESOURCES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21814
EOG|EOG RESOURCES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|913901
EOG|EOG RESOURCES INC|CTDL|Citadel Derivatives Group Llc|29623
EOG|EOG RESOURCES INC|CTLR|CUTLER GROUP, LP|964
EOG|EOG RESOURCES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|76614
EOG|EOG RESOURCES INC|DADA|D.A. Davidson & Co.|687
EOG|EOG RESOURCES INC|DBAB|Deutsche Bank Securities Inc.|666655
EOG|EOG RESOURCES INC|DBAX|Deutsche Bank Securities Inc.|731700
EOG|EOG RESOURCES INC|DBUL|Deutsche Bank Securities Inc.|21686
EOG|EOG RESOURCES INC|DCHF|Dart Executions, LLC|12252
EOG|EOG RESOURCES INC|DEAN|MORGAN STANLEY|45071
EOG|EOG RESOURCES INC|DEGS|RONIN PROFESSIONAL LLC|6004
EOG|EOG RESOURCES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5506
EOG|EOG RESOURCES INC|DREX|Drexel Hamilton, LLC|31826
EOG|EOG RESOURCES INC|DRWK|DRW SECURITIES, L.L.C.|9336
EOG|EOG RESOURCES INC|EBXL|EBX LLC|695800
EOG|EOG RESOURCES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14791
EOG|EOG RESOURCES INC|EDJC|Edward Jones / CDS|427
EOG|EOG RESOURCES INC|EDJO|Edward D. Jones & Co., L.P.|22886
EOG|EOG RESOURCES INC|EGAM|CBOE TRADING, INC.|58732
EOG|EOG RESOURCES INC|EGAW|CBOE TRADING, INC.|425
EOG|EOG RESOURCES INC|EGMT|EG MARKET TECHNOLOGIES LLC|3349
EOG|EOG RESOURCES INC|EGXM|CBOE TRADING, INC.|6977
EOG|EOG RESOURCES INC|ESPO|ESPOSITO SECURITIES, LLC|4
EOG|EOG RESOURCES INC|ETBE|Electronic Transaction Clearing, Inc.|97745
EOG|EOG RESOURCES INC|ETCB|ETC BROKERAGE SERVICES, LLC|40
EOG|EOG RESOURCES INC|ETCC|Electronic Transaction Clearing, Inc.|1207
EOG|EOG RESOURCES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|81154
EOG|EOG RESOURCES INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
EOG|EOG RESOURCES INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1256
EOG|EOG RESOURCES INC|ETRS|E*Trade Securities LLC|94210
EOG|EOG RESOURCES INC|FILL|Tradestation Securities, Inc.|22300
EOG|EOG RESOURCES INC|FINX|FINTECH SECURITIES|406
EOG|EOG RESOURCES INC|FMAF|NBCN Inc./ CDS|5206
EOG|EOG RESOURCES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8699
EOG|EOG RESOURCES INC|FQLS|Quantlab Securities LP|451610
EOG|EOG RESOURCES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140512
EOG|EOG RESOURCES INC|FTBR|Foliofn Investments, Inc.|5122
EOG|EOG RESOURCES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6287
EOG|EOG RESOURCES INC|GLIS|TD Securities Inc|358
EOG|EOG RESOURCES INC|GLPX|ACS EXECUTION SERVICES, LLC|158171
EOG|EOG RESOURCES INC|GSCO|GOLDMAN SACHS & CO. LLC|6080673
EOG|EOG RESOURCES INC|GSCS|GOLDMAN SACHS & CO. LLC|48994
EOG|EOG RESOURCES INC|GSLT|GOLDMAN SACHS & CO. LLC|108778
EOG|EOG RESOURCES INC|GTSZ|GTS SECURITIES LLC|378730
EOG|EOG RESOURCES INC|HAPX|HAP Trading, LLC|64
EOG|EOG RESOURCES INC|HRBF|American Enterprise Investment Services Inc.|30072
EOG|EOG RESOURCES INC|HSBC|HSBC Securities, Inc.|33434
EOG|EOG RESOURCES INC|IATS|INTERACTIVE BROKERS LLC|30612
EOG|EOG RESOURCES INC|IBKR|Interactive Brokers Llc|33672
EOG|EOG RESOURCES INC|IBSJ|Integrity Brokerage Services, Inc.|80
EOG|EOG RESOURCES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5774
EOG|EOG RESOURCES INC|ICBX|INSTINET, LLC|216063
EOG|EOG RESOURCES INC|IEQY|CITADEL SECURITIES LLC|369409
EOG|EOG RESOURCES INC|INCA|INSTINET, LLC|662749
EOG|EOG RESOURCES INC|INJX|INSTINET, LLC|9200
EOG|EOG RESOURCES INC|ITGI|ITG Inc.|178736
EOG|EOG RESOURCES INC|ITGP|ITG INC.|477200
EOG|EOG RESOURCES INC|JANY|Janney Montgomery Scott Inc.|3544
EOG|EOG RESOURCES INC|JEFF|JEFFERIES LLC|172767
EOG|EOG RESOURCES INC|JMPT|JUMP TRADING, LLC|121885
EOG|EOG RESOURCES INC|JONE|JonesTrading|104
EOG|EOG RESOURCES INC|JPBX|J.P. MORGAN SECURITIES LLC|274499
EOG|EOG RESOURCES INC|JPMX|J.P. Morgan Securities LLC|1102243
EOG|EOG RESOURCES INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|31941
EOG|EOG RESOURCES INC|JSJX|JANE STREET CAPITAL LLC|9254
EOG|EOG RESOURCES INC|KCGM|VIRTU Americas LLC|133715
EOG|EOG RESOURCES INC|LEHM|Barclays Capital Inc./Le|2746194
EOG|EOG RESOURCES INC|LIME|Lime Brokerage LLC|107790
EOG|EOG RESOURCES INC|LIWD|LIME BROKERAGE LLC|359
EOG|EOG RESOURCES INC|LMGP|LIME BROKERAGE LLC|1823
EOG|EOG RESOURCES INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|86200
EOG|EOG RESOURCES INC|LOOP|Loop Capital Markets LLC|968
EOG|EOG RESOURCES INC|LQNA|LIQUIDNET, INC.|254100
EOG|EOG RESOURCES INC|LSCI|Lek Securities Corporation|488
EOG|EOG RESOURCES INC|MACC|Mid Atlantic Capital Corporation|330
EOG|EOG RESOURCES INC|MAXM|Maxim Group LLC|18975
EOG|EOG RESOURCES INC|MBTS|ALLY INVEST SECURITIES LLC|812
EOG|EOG RESOURCES INC|MCMF|Raymond James Ltd. Cds|478
EOG|EOG RESOURCES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|273530
EOG|EOG RESOURCES INC|MNDX|TJM Investments, LLC|24899
EOG|EOG RESOURCES INC|MOTF|MOTIF INVESTING, INC.|40
EOG|EOG RESOURCES INC|MPSG|E D & F Man Capital Markets Inc.|904
EOG|EOG RESOURCES INC|MSCO|MORGAN STANLEY & CO. LLC|3073714
EOG|EOG RESOURCES INC|MSPL|MORGAN STANLEY & CO. LLC|463200
EOG|EOG RESOURCES INC|MSTX|MORGAN STANLEY & CO. LLC|365900
EOG|EOG RESOURCES INC|NATL|National Securities Corporation|150
EOG|EOG RESOURCES INC|NEUB|NEUBERGER BERMAN BD LLC|12795
EOG|EOG RESOURCES INC|NFSC|National Financial Services LLC|547515
EOG|EOG RESOURCES INC|NITE|VIRTU Americas LLC|962490
EOG|EOG RESOURCES INC|NITP|VIRTU Americas LLC|10
EOG|EOG RESOURCES INC|NMRA|Nomura Securities International, Inc.|7800
EOG|EOG RESOURCES INC|NQRB|Brut, LLC|42027
EOG|EOG RESOURCES INC|NTBF|BMO Nesbitt Burns Inc./CDS|744
EOG|EOG RESOURCES INC|NTRC|Northern Trust Securities, Inc.|2522
EOG|EOG RESOURCES INC|OGRU|Oscar Gruss & Son, Incorporated|14000
EOG|EOG RESOURCES INC|OHOS|TWO SIGMA SECURITIES, LLC|283311
EOG|EOG RESOURCES INC|OPCO|Oppenheimer & Co. Inc.|39908
EOG|EOG RESOURCES INC|OTAA|OTA LLC|100
EOG|EOG RESOURCES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EOG|EOG RESOURCES INC|PDQM|CODA MARKETS, INC.|269988
EOG|EOG RESOURCES INC|PHLY|NASDAQ Execution Services, LLC|9400
EOG|EOG RESOURCES INC|PICT|Pictet Overseas Inc.|305
EOG|EOG RESOURCES INC|PIPR|Piper Jaffray & Co.|1601
EOG|EOG RESOURCES INC|PNSR|Penserra Securities, LLC|7100
EOG|EOG RESOURCES INC|PREC|PRECISION SECURITIES, LLC|1200
EOG|EOG RESOURCES INC|PWJC|UBS Financial Services, Inc.|80018
EOG|EOG RESOURCES INC|QMSR|QUATTRO M SECURITIES INC.|26291
EOG|EOG RESOURCES INC|RBCM|RBC CAPITAL MARKETS, LLC|16962
EOG|EOG RESOURCES INC|RHCO|Suntrust Robinson Humphrey, Inc.|8375
EOG|EOG RESOURCES INC|SAGL|SAGETRADER, LLC|300529
EOG|EOG RESOURCES INC|SAGW|SAGETRADER, LLC|16
EOG|EOG RESOURCES INC|SALI|INTL FCSTONE FINANCIAL INC.|165
EOG|EOG RESOURCES INC|SBSH|Citigroup Global Markets Inc.|476395
EOG|EOG RESOURCES INC|SCMC|Scotia Capital Markets (USA) Inc.|5500
EOG|EOG RESOURCES INC|SEIC|SEI Investments Distribution Co.|13621
EOG|EOG RESOURCES INC|SGMT|GOLDMAN SACHS & CO. LLC|437260
EOG|EOG RESOURCES INC|SIBO|Prime Executions, Inc.|37204
EOG|EOG RESOURCES INC|SJLS|TRADE INFORMATICS LLC|17500
EOG|EOG RESOURCES INC|SPDR|SPEEDROUTE LLC|34794
EOG|EOG RESOURCES INC|SPGS|Sea Port Group Securities, LLC|2000
EOG|EOG RESOURCES INC|SPHN|Stephens Inc.|824
EOG|EOG RESOURCES INC|SPTD|MINT GLOBAL MARKETS, INC.|100
EOG|EOG RESOURCES INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|120
EOG|EOG RESOURCES INC|STFL|Stifel, Nicolaus & Company, Incorporated|15810
EOG|EOG RESOURCES INC|STKP|STOCKPILE INVESTMENTS, INC.|22
EOG|EOG RESOURCES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13407
EOG|EOG RESOURCES INC|SWIM|TD Ameritrade, Inc.|62458
EOG|EOG RESOURCES INC|SWST|Hilltop Securities Inc.|7724
EOG|EOG RESOURCES INC|TAGC|TELSEY ADVISORY GROUP LLC|600
EOG|EOG RESOURCES INC|TKNG|ALLY INVEST SECURITIES LLC|1132
EOG|EOG RESOURCES INC|TMBR|Timber Hill LLC|1133
EOG|EOG RESOURCES INC|TOUR|TOURMALINE PARTNERS, LLC|4400
EOG|EOG RESOURCES INC|TRBT|Tradebot Systems, Inc.|402532
EOG|EOG RESOURCES INC|TRCM|TRC MARKETS LLC|556451
EOG|EOG RESOURCES INC|TWTT|TASTYWORKS, INC.|300
EOG|EOG RESOURCES INC|UBSA|UBS SECURITIES LLC|1551630
EOG|EOG RESOURCES INC|UBSS|UBS Securities LLC|2273140
EOG|EOG RESOURCES INC|USCA|USCA Securities LLC|2500
EOG|EOG RESOURCES INC|VALX|VIRTU AMERICAS LLC|44262
EOG|EOG RESOURCES INC|VERT|The Vertical Trading Group, LLC|50
EOG|EOG RESOURCES INC|VGRD|Vanguard Marketing Corporation|18853
EOG|EOG RESOURCES INC|WABR|Wall Street Access|9247
EOG|EOG RESOURCES INC|WBET|Wallachbeth Capital LLC|298
EOG|EOG RESOURCES INC|WBLR|WILLIAM BLAIR|2194
EOG|EOG RESOURCES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3037
EOG|EOG RESOURCES INC|WCHV|WELLS FARGO SECURITIES, LLC|219475
EOG|EOG RESOURCES INC|WDNX|WEEDEN & CO.L.P.|9830
EOG|EOG RESOURCES INC|WEDB|WEDBUSH SECURITIES INC.|9588
EOG|EOG RESOURCES INC|WEED|Weeden & Co.L.P.|2413
EOG|EOG RESOURCES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|64437
EOG|EOG RESOURCES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45495
EOG|EOG RESOURCES INC|WGIF|CIBC World Markets Inc.|3673
EOG|EOG RESOURCES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|645
EOG|EOG RESOURCES INC|WMLL|Watermill Institutional Trading LLC|600
EOG|EOG RESOURCES INC|WSAG|WALL STREET ACCESS|1476
EOG|EOG RESOURCES INC|WSEA|WOLVERINE SECURITIES, LLC|12404
EOG|EOG RESOURCES INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|850
EOG|EOG RESOURCES INC|XIST|INSTINET, LLC|115500
EOG|EOG RESOURCES INC|XPQR|Jump Trading|300
EOG|EOG RESOURCES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|129102
EOG|EOG RESOURCES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|9914
EOG|EOG RESOURCES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10199
EOI|EATON VANCE EQI FUND|AGIS|Aegis Capital Corp.|500
EOI|EATON VANCE EQI FUND|ALTX|Alternet Securities Inc.|1800
EOI|EATON VANCE EQI FUND|APCC|Apex Clearing Corporation|45
EOI|EATON VANCE EQI FUND|BARD|Robert W. Baird & Co. Incorporated|645
EOI|EATON VANCE EQI FUND|BATM|CBOE TRADING, INC.|153
EOI|EATON VANCE EQI FUND|BBNT|BB&T SECURITIES, LLC|502
EOI|EATON VANCE EQI FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4563
EOI|EATON VANCE EQI FUND|CANT|Cantor Fitzgerald & Co.|381
EOI|EATON VANCE EQI FUND|CHAS|Charles Schwab & Co., Inc.|10
EOI|EATON VANCE EQI FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
EOI|EATON VANCE EQI FUND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2800
EOI|EATON VANCE EQI FUND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
EOI|EATON VANCE EQI FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9194
EOI|EATON VANCE EQI FUND|CTDL|Citadel Derivatives Group Llc|4000
EOI|EATON VANCE EQI FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|1930
EOI|EATON VANCE EQI FUND|DADA|D.A. Davidson & Co.|227
EOI|EATON VANCE EQI FUND|DBAX|Deutsche Bank Securities Inc.|6100
EOI|EATON VANCE EQI FUND|DEAN|MORGAN STANLEY|10112
EOI|EATON VANCE EQI FUND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|915
EOI|EATON VANCE EQI FUND|EBXL|EBX LLC|6200
EOI|EATON VANCE EQI FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|1
EOI|EATON VANCE EQI FUND|EDJO|Edward D. Jones & Co., L.P.|1974
EOI|EATON VANCE EQI FUND|EGAM|CBOE TRADING, INC.|2000
EOI|EATON VANCE EQI FUND|EGXM|CBOE TRADING, INC.|1338
EOI|EATON VANCE EQI FUND|ESPO|ESPOSITO SECURITIES, LLC|1984
EOI|EATON VANCE EQI FUND|ETBE|Electronic Transaction Clearing, Inc.|1100
EOI|EATON VANCE EQI FUND|ETRS|E*Trade Securities LLC|26691
EOI|EATON VANCE EQI FUND|FILL|Tradestation Securities, Inc.|13
EOI|EATON VANCE EQI FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8076
EOI|EATON VANCE EQI FUND|FTBR|Foliofn Investments, Inc.|6727
EOI|EATON VANCE EQI FUND|GLPX|ACS EXECUTION SERVICES, LLC|3502
EOI|EATON VANCE EQI FUND|GSCO|GOLDMAN SACHS & CO. LLC|318
EOI|EATON VANCE EQI FUND|GSCS|GOLDMAN SACHS & CO. LLC|3000
EOI|EATON VANCE EQI FUND|GSLT|GOLDMAN SACHS & CO. LLC|2
EOI|EATON VANCE EQI FUND|GTSZ|GTS SECURITIES LLC|22
EOI|EATON VANCE EQI FUND|HRBF|American Enterprise Investment Services Inc.|13982
EOI|EATON VANCE EQI FUND|IATS|INTERACTIVE BROKERS LLC|5150
EOI|EATON VANCE EQI FUND|IBKR|Interactive Brokers Llc|4939
EOI|EATON VANCE EQI FUND|ICBX|INSTINET, LLC|5400
EOI|EATON VANCE EQI FUND|INCA|INSTINET, LLC|2936
EOI|EATON VANCE EQI FUND|ITGI|ITG Inc.|17376
EOI|EATON VANCE EQI FUND|ITGP|ITG INC.|7600
EOI|EATON VANCE EQI FUND|JANY|Janney Montgomery Scott Inc.|16121
EOI|EATON VANCE EQI FUND|JMPT|JUMP TRADING, LLC|266
EOI|EATON VANCE EQI FUND|JPMX|J.P. Morgan Securities LLC|2600
EOI|EATON VANCE EQI FUND|KCGM|VIRTU Americas LLC|2500
EOI|EATON VANCE EQI FUND|LEHM|Barclays Capital Inc./Le|11400
EOI|EATON VANCE EQI FUND|LIME|Lime Brokerage LLC|817
EOI|EATON VANCE EQI FUND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2298
EOI|EATON VANCE EQI FUND|MAXM|Maxim Group LLC|600
EOI|EATON VANCE EQI FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4742
EOI|EATON VANCE EQI FUND|MSCO|MORGAN STANLEY & CO. LLC|67557
EOI|EATON VANCE EQI FUND|MSPL|MORGAN STANLEY & CO. LLC|500
EOI|EATON VANCE EQI FUND|NATL|National Securities Corporation|10981
EOI|EATON VANCE EQI FUND|NFSC|National Financial Services LLC|108105
EOI|EATON VANCE EQI FUND|NITE|VIRTU Americas LLC|242622
EOI|EATON VANCE EQI FUND|NQRB|Brut, LLC|1100
EOI|EATON VANCE EQI FUND|NTRC|Northern Trust Securities, Inc.|1800
EOI|EATON VANCE EQI FUND|OPCO|Oppenheimer & Co. Inc.|3924
EOI|EATON VANCE EQI FUND|PDQM|CODA MARKETS, INC.|7063
EOI|EATON VANCE EQI FUND|PWJC|UBS Financial Services, Inc.|1954
EOI|EATON VANCE EQI FUND|RBCM|RBC CAPITAL MARKETS, LLC|38471
EOI|EATON VANCE EQI FUND|SALI|INTL FCSTONE FINANCIAL INC.|3
EOI|EATON VANCE EQI FUND|SBSH|Citigroup Global Markets Inc.|500
EOI|EATON VANCE EQI FUND|SGMT|GOLDMAN SACHS & CO. LLC|2499
EOI|EATON VANCE EQI FUND|SPDR|SPEEDROUTE LLC|400
EOI|EATON VANCE EQI FUND|SPHN|Stephens Inc.|17
EOI|EATON VANCE EQI FUND|STFL|Stifel, Nicolaus & Company, Incorporated|9343
EOI|EATON VANCE EQI FUND|SWIM|TD Ameritrade, Inc.|2348
EOI|EATON VANCE EQI FUND|SWST|Hilltop Securities Inc.|9379
EOI|EATON VANCE EQI FUND|TKNG|ALLY INVEST SECURITIES LLC|5013
EOI|EATON VANCE EQI FUND|TRBT|Tradebot Systems, Inc.|1521
EOI|EATON VANCE EQI FUND|UBSA|UBS SECURITIES LLC|33758
EOI|EATON VANCE EQI FUND|UBSS|UBS Securities LLC|195025
EOI|EATON VANCE EQI FUND|VALX|VIRTU AMERICAS LLC|100
EOI|EATON VANCE EQI FUND|VGRD|Vanguard Marketing Corporation|13267
EOI|EATON VANCE EQI FUND|WBET|Wallachbeth Capital LLC|3003
EOI|EATON VANCE EQI FUND|WCHV|WELLS FARGO SECURITIES, LLC|128708
EOI|EATON VANCE EQI FUND|WEDB|WEDBUSH SECURITIES INC.|1235
EOI|EATON VANCE EQI FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2303
EOI|EATON VANCE EQI FUND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7634
EOI|EATON VANCE EQI FUND|WSEA|WOLVERINE SECURITIES, LLC|13160
EOI|EATON VANCE EQI FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|3030
EOI|EATON VANCE EQI FUND|YKNA|COMHAR CAPITAL MARKETS, LLC|1236
EOI|EATON VANCE EQI FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|45410
EOLS|EVOLUS, INC. CM|AGIS|Aegis Capital Corp.|1677
EOLS|EVOLUS, INC. CM|ALTX|Alternet Securities Inc.|15082
EOLS|EVOLUS, INC. CM|APCC|Apex Clearing Corporation|14860
EOLS|EVOLUS, INC. CM|BARD|Robert W. Baird & Co. Incorporated|1200
EOLS|EVOLUS, INC. CM|BATM|CBOE TRADING, INC.|5113
EOLS|EVOLUS, INC. CM|BAYT|BTIG, LLC|300
EOLS|EVOLUS, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|5969
EOLS|EVOLUS, INC. CM|BIDS|BIDS TRADING L.P.|24600
EOLS|EVOLUS, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14595
EOLS|EVOLUS, INC. CM|BLKX|INSTINET, LLC|23400
EOLS|EVOLUS, INC. CM|BMOC|BMO Capital Markets Corp.|806
EOLS|EVOLUS, INC. CM|BMSI|BULL MARKET SECURITIES, INC.|50
EOLS|EVOLUS, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|286
EOLS|EVOLUS, INC. CM|BTIG|BTIG, LLC|88
EOLS|EVOLUS, INC. CM|BYXM|CBOE TRADING, INC.|2000
EOLS|EVOLUS, INC. CM|CANT|Cantor Fitzgerald & Co.|6448
EOLS|EVOLUS, INC. CM|CHAS|Charles Schwab & Co., Inc.|6480
EOLS|EVOLUS, INC. CM|CICF|Canaccord Genuity Corp.|1098
EOLS|EVOLUS, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40517
EOLS|EVOLUS, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|37094
EOLS|EVOLUS, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|51266
EOLS|EVOLUS, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|126421
EOLS|EVOLUS, INC. CM|CTDL|Citadel Derivatives Group Llc|7587
EOLS|EVOLUS, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|8650
EOLS|EVOLUS, INC. CM|DBAB|Deutsche Bank Securities Inc.|224143
EOLS|EVOLUS, INC. CM|DBAX|Deutsche Bank Securities Inc.|107100
EOLS|EVOLUS, INC. CM|DBUL|Deutsche Bank Securities Inc.|1900
EOLS|EVOLUS, INC. CM|DEAN|MORGAN STANLEY|5186
EOLS|EVOLUS, INC. CM|DEGS|RONIN PROFESSIONAL LLC|44780
EOLS|EVOLUS, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34166
EOLS|EVOLUS, INC. CM|EBXL|EBX LLC|78300
EOLS|EVOLUS, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1177
EOLS|EVOLUS, INC. CM|EDJO|Edward D. Jones & Co., L.P.|2794
EOLS|EVOLUS, INC. CM|EGAM|CBOE TRADING, INC.|17653
EOLS|EVOLUS, INC. CM|EGAW|CBOE TRADING, INC.|400
EOLS|EVOLUS, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|220
EOLS|EVOLUS, INC. CM|EGXM|CBOE TRADING, INC.|3163
EOLS|EVOLUS, INC. CM|EGXW|CBOE TRADING, INC.|650
EOLS|EVOLUS, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|18194
EOLS|EVOLUS, INC. CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4727
EOLS|EVOLUS, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15996
EOLS|EVOLUS, INC. CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
EOLS|EVOLUS, INC. CM|ETRS|E*Trade Securities LLC|580734
EOLS|EVOLUS, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|183004
EOLS|EVOLUS, INC. CM|FILL|Tradestation Securities, Inc.|27739
EOLS|EVOLUS, INC. CM|FINX|FINTECH SECURITIES|200
EOLS|EVOLUS, INC. CM|FMAF|NBCN Inc./ CDS|5767
EOLS|EVOLUS, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|902908
EOLS|EVOLUS, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6399
EOLS|EVOLUS, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40388
EOLS|EVOLUS, INC. CM|FTBR|Foliofn Investments, Inc.|1952
EOLS|EVOLUS, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|14263
EOLS|EVOLUS, INC. CM|GLIS|TD Securities Inc|200
EOLS|EVOLUS, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|99979
EOLS|EVOLUS, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|287585
EOLS|EVOLUS, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|5626
EOLS|EVOLUS, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|15483
EOLS|EVOLUS, INC. CM|GTSZ|GTS SECURITIES LLC|72139
EOLS|EVOLUS, INC. CM|HRBF|American Enterprise Investment Services Inc.|5650
EOLS|EVOLUS, INC. CM|HSBC|HSBC Securities, Inc.|150
EOLS|EVOLUS, INC. CM|IATS|INTERACTIVE BROKERS LLC|65366
EOLS|EVOLUS, INC. CM|IBKR|Interactive Brokers Llc|632070
EOLS|EVOLUS, INC. CM|ICBX|INSTINET, LLC|43330
EOLS|EVOLUS, INC. CM|IEQY|CITADEL SECURITIES LLC|12854
EOLS|EVOLUS, INC. CM|INCA|INSTINET, LLC|199068
EOLS|EVOLUS, INC. CM|INJX|INSTINET, LLC|24839
EOLS|EVOLUS, INC. CM|ITGI|ITG Inc.|27556
EOLS|EVOLUS, INC. CM|ITGP|ITG INC.|41600
EOLS|EVOLUS, INC. CM|JANY|Janney Montgomery Scott Inc.|950
EOLS|EVOLUS, INC. CM|JEFF|JEFFERIES LLC|103529
EOLS|EVOLUS, INC. CM|JMPT|JUMP TRADING, LLC|15164
EOLS|EVOLUS, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|5688
EOLS|EVOLUS, INC. CM|JPMX|J.P. Morgan Securities LLC|111128
EOLS|EVOLUS, INC. CM|JSJX|JANE STREET CAPITAL LLC|22546
EOLS|EVOLUS, INC. CM|KCGM|VIRTU Americas LLC|38025
EOLS|EVOLUS, INC. CM|LEHM|Barclays Capital Inc./Le|403051
EOLS|EVOLUS, INC. CM|LIME|Lime Brokerage LLC|142722
EOLS|EVOLUS, INC. CM|LMGP|LIME BROKERAGE LLC|3600
EOLS|EVOLUS, INC. CM|LQNA|LIQUIDNET, INC.|14400
EOLS|EVOLUS, INC. CM|LQNB|LIQUIDNET, INC.|24600
EOLS|EVOLUS, INC. CM|LSCI|Lek Securities Corporation|74247
EOLS|EVOLUS, INC. CM|LTCO|Ladenburg, Thalmann & Co., Inc.|2500
EOLS|EVOLUS, INC. CM|MAXM|Maxim Group LLC|394
EOLS|EVOLUS, INC. CM|MBTS|ALLY INVEST SECURITIES LLC|680
EOLS|EVOLUS, INC. CM|MICA|Spartan Securities Group, Ltd.|2350
EOLS|EVOLUS, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39184
EOLS|EVOLUS, INC. CM|MOTF|MOTIF INVESTING, INC.|14
EOLS|EVOLUS, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|924086
EOLS|EVOLUS, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|38900
EOLS|EVOLUS, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|16700
EOLS|EVOLUS, INC. CM|NATL|National Securities Corporation|700
EOLS|EVOLUS, INC. CM|NFSC|National Financial Services LLC|755049
EOLS|EVOLUS, INC. CM|NITE|VIRTU Americas LLC|1544378
EOLS|EVOLUS, INC. CM|NITP|VIRTU Americas LLC|300
EOLS|EVOLUS, INC. CM|NQRB|Brut, LLC|5868
EOLS|EVOLUS, INC. CM|OPCO|Oppenheimer & Co. Inc.|150
EOLS|EVOLUS, INC. CM|PCPT|PHILLIP CAPITAL INC.|2198
EOLS|EVOLUS, INC. CM|PDQM|CODA MARKETS, INC.|213780
EOLS|EVOLUS, INC. CM|POIN|PRECISION SECURITIES, LLC (POIN)|1200
EOLS|EVOLUS, INC. CM|PWJC|UBS Financial Services, Inc.|8950
EOLS|EVOLUS, INC. CM|RAJA|Raymond James & Associates, Inc.|14841
EOLS|EVOLUS, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|3763
EOLS|EVOLUS, INC. CM|RGLD|Regal Securities, Inc|1000
EOLS|EVOLUS, INC. CM|SAGL|SAGETRADER, LLC|27241
EOLS|EVOLUS, INC. CM|SBSH|Citigroup Global Markets Inc.|38098
EOLS|EVOLUS, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|53690
EOLS|EVOLUS, INC. CM|SPDR|SPEEDROUTE LLC|22570
EOLS|EVOLUS, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|16990
EOLS|EVOLUS, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|100
EOLS|EVOLUS, INC. CM|SWIM|TD Ameritrade, Inc.|388748
EOLS|EVOLUS, INC. CM|SWST|Hilltop Securities Inc.|3707
EOLS|EVOLUS, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|21257
EOLS|EVOLUS, INC. CM|TRBT|Tradebot Systems, Inc.|8643
EOLS|EVOLUS, INC. CM|TRCM|TRC MARKETS LLC|27233
EOLS|EVOLUS, INC. CM|TWTT|TASTYWORKS, INC.|300
EOLS|EVOLUS, INC. CM|UBSA|UBS SECURITIES LLC|292751
EOLS|EVOLUS, INC. CM|UBSS|UBS Securities LLC|591239
EOLS|EVOLUS, INC. CM|VALX|VIRTU AMERICAS LLC|16586
EOLS|EVOLUS, INC. CM|VGRD|Vanguard Marketing Corporation|69148
EOLS|EVOLUS, INC. CM|WABR|Wall Street Access|2400
EOLS|EVOLUS, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|75168
EOLS|EVOLUS, INC. CM|WEDB|WEDBUSH SECURITIES INC.|16550
EOLS|EVOLUS, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3983
EOLS|EVOLUS, INC. CM|WFPB|Wells Fargo Securities, LLC.|300
EOLS|EVOLUS, INC. CM|WGIF|CIBC World Markets Inc.|2430
EOLS|EVOLUS, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|34611
EOLS|EVOLUS, INC. CM|XIST|INSTINET, LLC|2250
EOLS|EVOLUS, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|64584
EOLS|EVOLUS, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|17783
EOLS|EVOLUS, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3560
EOS|EATON VANCE ENH EQ|AGIS|Aegis Capital Corp.|7651
EOS|EATON VANCE ENH EQ|ALTX|Alternet Securities Inc.|1117
EOS|EATON VANCE ENH EQ|APCC|Apex Clearing Corporation|173
EOS|EATON VANCE ENH EQ|BANK|Primevest Financial Services, Inc.|2522
EOS|EATON VANCE ENH EQ|BARD|Robert W. Baird & Co. Incorporated|683
EOS|EATON VANCE ENH EQ|BATM|CBOE TRADING, INC.|960
EOS|EATON VANCE ENH EQ|BBNT|BB&T SECURITIES, LLC|1110
EOS|EATON VANCE ENH EQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4852
EOS|EATON VANCE ENH EQ|BLKX|INSTINET, LLC|5000
EOS|EATON VANCE ENH EQ|BTIG|BTIG, LLC|1100
EOS|EATON VANCE ENH EQ|CANT|Cantor Fitzgerald & Co.|18429
EOS|EATON VANCE ENH EQ|CHAS|Charles Schwab & Co., Inc.|3510
EOS|EATON VANCE ENH EQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
EOS|EATON VANCE ENH EQ|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
EOS|EATON VANCE ENH EQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
EOS|EATON VANCE ENH EQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18467
EOS|EATON VANCE ENH EQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|2328
EOS|EATON VANCE ENH EQ|DADA|D.A. Davidson & Co.|2437
EOS|EATON VANCE ENH EQ|DAVA|Davenport & Company LLC|9
EOS|EATON VANCE ENH EQ|DBAX|Deutsche Bank Securities Inc.|5400
EOS|EATON VANCE ENH EQ|DEAN|MORGAN STANLEY|11393
EOS|EATON VANCE ENH EQ|DEGS|RONIN PROFESSIONAL LLC|100
EOS|EATON VANCE ENH EQ|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8333
EOS|EATON VANCE ENH EQ|EBXL|EBX LLC|8800
EOS|EATON VANCE ENH EQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
EOS|EATON VANCE ENH EQ|EDJO|Edward D. Jones & Co., L.P.|4281
EOS|EATON VANCE ENH EQ|EGAM|CBOE TRADING, INC.|4298
EOS|EATON VANCE ENH EQ|EGXM|CBOE TRADING, INC.|2192
EOS|EATON VANCE ENH EQ|ETBE|Electronic Transaction Clearing, Inc.|400
EOS|EATON VANCE ENH EQ|ETRS|E*Trade Securities LLC|79116
EOS|EATON VANCE ENH EQ|FILL|Tradestation Securities, Inc.|552
EOS|EATON VANCE ENH EQ|FMAF|NBCN Inc./ CDS|320
EOS|EATON VANCE ENH EQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9213
EOS|EATON VANCE ENH EQ|FTBR|Foliofn Investments, Inc.|902
EOS|EATON VANCE ENH EQ|GLPX|ACS EXECUTION SERVICES, LLC|4214
EOS|EATON VANCE ENH EQ|GSCO|GOLDMAN SACHS & CO. LLC|20405
EOS|EATON VANCE ENH EQ|GSCS|GOLDMAN SACHS & CO. LLC|2800
EOS|EATON VANCE ENH EQ|GTSZ|GTS SECURITIES LLC|500
EOS|EATON VANCE ENH EQ|HRBF|American Enterprise Investment Services Inc.|31554
EOS|EATON VANCE ENH EQ|IATS|INTERACTIVE BROKERS LLC|7118
EOS|EATON VANCE ENH EQ|IBKR|Interactive Brokers Llc|10788
EOS|EATON VANCE ENH EQ|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|242
EOS|EATON VANCE ENH EQ|ICBX|INSTINET, LLC|7945
EOS|EATON VANCE ENH EQ|INCA|INSTINET, LLC|4868
EOS|EATON VANCE ENH EQ|INJX|INSTINET, LLC|50
EOS|EATON VANCE ENH EQ|ITGI|ITG Inc.|18374
EOS|EATON VANCE ENH EQ|ITGP|ITG INC.|4400
EOS|EATON VANCE ENH EQ|JANY|Janney Montgomery Scott Inc.|809
EOS|EATON VANCE ENH EQ|JEFF|JEFFERIES LLC|1600
EOS|EATON VANCE ENH EQ|JMPT|JUMP TRADING, LLC|283
EOS|EATON VANCE ENH EQ|JPMX|J.P. Morgan Securities LLC|11000
EOS|EATON VANCE ENH EQ|JSJX|JANE STREET CAPITAL LLC|700
EOS|EATON VANCE ENH EQ|KCGM|VIRTU Americas LLC|2383
EOS|EATON VANCE ENH EQ|LEHM|Barclays Capital Inc./Le|25500
EOS|EATON VANCE ENH EQ|LIME|Lime Brokerage LLC|1059
EOS|EATON VANCE ENH EQ|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2900
EOS|EATON VANCE ENH EQ|MAXM|Maxim Group LLC|409
EOS|EATON VANCE ENH EQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6532
EOS|EATON VANCE ENH EQ|MOTF|MOTIF INVESTING, INC.|3
EOS|EATON VANCE ENH EQ|MSCO|MORGAN STANLEY & CO. LLC|70175
EOS|EATON VANCE ENH EQ|MSPL|MORGAN STANLEY & CO. LLC|1600
EOS|EATON VANCE ENH EQ|NATL|National Securities Corporation|300
EOS|EATON VANCE ENH EQ|NBCS|NBC Securities, INC.|520
EOS|EATON VANCE ENH EQ|NFSC|National Financial Services LLC|216270
EOS|EATON VANCE ENH EQ|NITE|VIRTU Americas LLC|327547
EOS|EATON VANCE ENH EQ|NQRB|Brut, LLC|700
EOS|EATON VANCE ENH EQ|OPCO|Oppenheimer & Co. Inc.|4246
EOS|EATON VANCE ENH EQ|PDQM|CODA MARKETS, INC.|5459
EOS|EATON VANCE ENH EQ|PWJC|UBS Financial Services, Inc.|16837
EOS|EATON VANCE ENH EQ|RBCM|RBC CAPITAL MARKETS, LLC|16475
EOS|EATON VANCE ENH EQ|SAGL|SAGETRADER, LLC|1300
EOS|EATON VANCE ENH EQ|SBSH|Citigroup Global Markets Inc.|6590
EOS|EATON VANCE ENH EQ|SGMT|GOLDMAN SACHS & CO. LLC|4792
EOS|EATON VANCE ENH EQ|SPDR|SPEEDROUTE LLC|867
EOS|EATON VANCE ENH EQ|STFL|Stifel, Nicolaus & Company, Incorporated|24619
EOS|EATON VANCE ENH EQ|STXG|Stockcross Financial Services, Inc.|396
EOS|EATON VANCE ENH EQ|SWIM|TD Ameritrade, Inc.|9080
EOS|EATON VANCE ENH EQ|SWST|Hilltop Securities Inc.|4444
EOS|EATON VANCE ENH EQ|TKNG|ALLY INVEST SECURITIES LLC|900
EOS|EATON VANCE ENH EQ|TRBT|Tradebot Systems, Inc.|1167
EOS|EATON VANCE ENH EQ|TRCM|TRC MARKETS LLC|235
EOS|EATON VANCE ENH EQ|UBSA|UBS SECURITIES LLC|72800
EOS|EATON VANCE ENH EQ|UBSS|UBS Securities LLC|217998
EOS|EATON VANCE ENH EQ|VALX|VIRTU AMERICAS LLC|800
EOS|EATON VANCE ENH EQ|VGRD|Vanguard Marketing Corporation|17004
EOS|EATON VANCE ENH EQ|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
EOS|EATON VANCE ENH EQ|WCHV|WELLS FARGO SECURITIES, LLC|101896
EOS|EATON VANCE ENH EQ|WEDB|WEDBUSH SECURITIES INC.|7751
EOS|EATON VANCE ENH EQ|WEXM|WOLVERINE EXECUTION SERVICES, LLC|557
EOS|EATON VANCE ENH EQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19541
EOS|EATON VANCE ENH EQ|WGIF|CIBC World Markets Inc.|75
EOS|EATON VANCE ENH EQ|WSEA|WOLVERINE SECURITIES, LLC|1888
EOS|EATON VANCE ENH EQ|XSTM|NATIONAL FINANCIAL SERVICES LLC|9672
EOS|EATON VANCE ENH EQ|YKNA|COMHAR CAPITAL MARKETS, LLC|700
EOS|EATON VANCE ENH EQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32879
EOT|EATON VANCE NAT MUN|ALTX|Alternet Securities Inc.|400
EOT|EATON VANCE NAT MUN|APCC|Apex Clearing Corporation|17
EOT|EATON VANCE NAT MUN|BARD|Robert W. Baird & Co. Incorporated|600
EOT|EATON VANCE NAT MUN|BBNT|BB&T SECURITIES, LLC|243
EOT|EATON VANCE NAT MUN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1913
EOT|EATON VANCE NAT MUN|CTDL|Citadel Derivatives Group Llc|20
EOT|EATON VANCE NAT MUN|DBAX|Deutsche Bank Securities Inc.|200
EOT|EATON VANCE NAT MUN|DEAN|MORGAN STANLEY|1698
EOT|EATON VANCE NAT MUN|EBXL|EBX LLC|600
EOT|EATON VANCE NAT MUN|ECUT|CONVERGEX EXECUTION SOLUTIONS|171
EOT|EATON VANCE NAT MUN|EDJO|Edward D. Jones & Co., L.P.|85690
EOT|EATON VANCE NAT MUN|EGAM|CBOE TRADING, INC.|450
EOT|EATON VANCE NAT MUN|EGXM|CBOE TRADING, INC.|542
EOT|EATON VANCE NAT MUN|ETRS|E*Trade Securities LLC|1641
EOT|EATON VANCE NAT MUN|FMAF|NBCN Inc./ CDS|600
EOT|EATON VANCE NAT MUN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1914
EOT|EATON VANCE NAT MUN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
EOT|EATON VANCE NAT MUN|FTBR|Foliofn Investments, Inc.|3
EOT|EATON VANCE NAT MUN|GLPX|ACS EXECUTION SERVICES, LLC|700
EOT|EATON VANCE NAT MUN|GSCO|GOLDMAN SACHS & CO. LLC|1100
EOT|EATON VANCE NAT MUN|GSLT|GOLDMAN SACHS & CO. LLC|1200
EOT|EATON VANCE NAT MUN|GTSZ|GTS SECURITIES LLC|1019
EOT|EATON VANCE NAT MUN|HRBF|American Enterprise Investment Services Inc.|13413
EOT|EATON VANCE NAT MUN|IATS|INTERACTIVE BROKERS LLC|134
EOT|EATON VANCE NAT MUN|IBKR|Interactive Brokers Llc|209
EOT|EATON VANCE NAT MUN|ICBX|INSTINET, LLC|300
EOT|EATON VANCE NAT MUN|INCA|INSTINET, LLC|1594
EOT|EATON VANCE NAT MUN|ITGI|ITG Inc.|1400
EOT|EATON VANCE NAT MUN|ITGP|ITG INC.|200
EOT|EATON VANCE NAT MUN|JANY|Janney Montgomery Scott Inc.|1701
EOT|EATON VANCE NAT MUN|JPMX|J.P. Morgan Securities LLC|200
EOT|EATON VANCE NAT MUN|KCGM|VIRTU Americas LLC|300
EOT|EATON VANCE NAT MUN|LEHM|Barclays Capital Inc./Le|600
EOT|EATON VANCE NAT MUN|LIME|Lime Brokerage LLC|361
EOT|EATON VANCE NAT MUN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
EOT|EATON VANCE NAT MUN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EOT|EATON VANCE NAT MUN|MSCO|MORGAN STANLEY & CO. LLC|17885
EOT|EATON VANCE NAT MUN|MSPL|MORGAN STANLEY & CO. LLC|500
EOT|EATON VANCE NAT MUN|NFSC|National Financial Services LLC|23677
EOT|EATON VANCE NAT MUN|NITE|VIRTU Americas LLC|62034
EOT|EATON VANCE NAT MUN|NQRB|Brut, LLC|800
EOT|EATON VANCE NAT MUN|OPCO|Oppenheimer & Co. Inc.|364
EOT|EATON VANCE NAT MUN|PDQM|CODA MARKETS, INC.|1299
EOT|EATON VANCE NAT MUN|RBCM|RBC CAPITAL MARKETS, LLC|3214
EOT|EATON VANCE NAT MUN|SBSH|Citigroup Global Markets Inc.|245
EOT|EATON VANCE NAT MUN|SGMT|GOLDMAN SACHS & CO. LLC|629
EOT|EATON VANCE NAT MUN|STFL|Stifel, Nicolaus & Company, Incorporated|7
EOT|EATON VANCE NAT MUN|SWIM|TD Ameritrade, Inc.|802
EOT|EATON VANCE NAT MUN|SWST|Hilltop Securities Inc.|2
EOT|EATON VANCE NAT MUN|TRBT|Tradebot Systems, Inc.|1751
EOT|EATON VANCE NAT MUN|UBSA|UBS SECURITIES LLC|2165
EOT|EATON VANCE NAT MUN|UBSS|UBS Securities LLC|8322
EOT|EATON VANCE NAT MUN|VALX|VIRTU AMERICAS LLC|856
EOT|EATON VANCE NAT MUN|VGRD|Vanguard Marketing Corporation|6118
EOT|EATON VANCE NAT MUN|VNDM|Wall Street Access|400
EOT|EATON VANCE NAT MUN|WCHV|WELLS FARGO SECURITIES, LLC|19722
EOT|EATON VANCE NAT MUN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4672
EOT|EATON VANCE NAT MUN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3379
EP$C|EL PASO EGY CAP I PR|DEAN|MORGAN STANLEY|200
EP$C|EL PASO EGY CAP I PR|ETRS|E*Trade Securities LLC|200
EP$C|EL PASO EGY CAP I PR|GSCS|GOLDMAN SACHS & CO. LLC|100
EP$C|EL PASO EGY CAP I PR|GSLT|GOLDMAN SACHS & CO. LLC|100
EP$C|EL PASO EGY CAP I PR|ICBX|INSTINET, LLC|300
EP$C|EL PASO EGY CAP I PR|JEFF|JEFFERIES LLC|640
EP$C|EL PASO EGY CAP I PR|MSCO|MORGAN STANLEY & CO. LLC|300
EP$C|EL PASO EGY CAP I PR|MUFG|MUFG SECURITIES AMERICAS INC.|77770
EP$C|EL PASO EGY CAP I PR|NFSC|National Financial Services LLC|300
EP$C|EL PASO EGY CAP I PR|NITE|VIRTU Americas LLC|1069
EP$C|EL PASO EGY CAP I PR|PDQM|CODA MARKETS, INC.|100
EP$C|EL PASO EGY CAP I PR|RBCM|RBC CAPITAL MARKETS, LLC|17
EP$C|EL PASO EGY CAP I PR|RHCO|Suntrust Robinson Humphrey, Inc.|500
EP$C|EL PASO EGY CAP I PR|SPGS|Sea Port Group Securities, LLC|20000
EP$C|EL PASO EGY CAP I PR|STFL|Stifel, Nicolaus & Company, Incorporated|643
EP$C|EL PASO EGY CAP I PR|SWST|Hilltop Securities Inc.|165
EP$C|EL PASO EGY CAP I PR|UBSA|UBS SECURITIES LLC|100
EP$C|EL PASO EGY CAP I PR|UBSS|UBS Securities LLC|120
EP$C|EL PASO EGY CAP I PR|WCHV|WELLS FARGO SECURITIES, LLC|350
EPAM|EPAM SYSTEMS, INC.|ALTX|Alternet Securities Inc.|8744
EPAM|EPAM SYSTEMS, INC.|AMRI|AMERICAS EXECUTIONS, LLC|2406
EPAM|EPAM SYSTEMS, INC.|ANOS|ABEL/NOSER, L.L.C.|243
EPAM|EPAM SYSTEMS, INC.|APCC|Apex Clearing Corporation|520
EPAM|EPAM SYSTEMS, INC.|BARD|Robert W. Baird & Co. Incorporated|147
EPAM|EPAM SYSTEMS, INC.|BATM|CBOE TRADING, INC.|2901
EPAM|EPAM SYSTEMS, INC.|BAYC|BAY CREST PARTNERS, LLC|1687
EPAM|EPAM SYSTEMS, INC.|BAYT|BTIG, LLC|500
EPAM|EPAM SYSTEMS, INC.|BBNT|BB&T SECURITIES, LLC|141
EPAM|EPAM SYSTEMS, INC.|BERN|Sanford C. Bernstein & Co., LLC|11438
EPAM|EPAM SYSTEMS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1480
EPAM|EPAM SYSTEMS, INC.|BLKX|INSTINET, LLC|37000
EPAM|EPAM SYSTEMS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|14892
EPAM|EPAM SYSTEMS, INC.|BTIG|BTIG, LLC|663
EPAM|EPAM SYSTEMS, INC.|BYXM|CBOE TRADING, INC.|945
EPAM|EPAM SYSTEMS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1815
EPAM|EPAM SYSTEMS, INC.|CABR|Cabrera Capital Markets, Inc.|14
EPAM|EPAM SYSTEMS, INC.|CANT|Cantor Fitzgerald & Co.|1268
EPAM|EPAM SYSTEMS, INC.|CHAS|Charles Schwab & Co., Inc.|306
EPAM|EPAM SYSTEMS, INC.|CIST|Capital Institutional Services, Inc.|2
EPAM|EPAM SYSTEMS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85031
EPAM|EPAM SYSTEMS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5070
EPAM|EPAM SYSTEMS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
EPAM|EPAM SYSTEMS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|170433
EPAM|EPAM SYSTEMS, INC.|CSIN|Citadel Securities Institutional LLC|368
EPAM|EPAM SYSTEMS, INC.|CTDL|Citadel Derivatives Group Llc|7329
EPAM|EPAM SYSTEMS, INC.|CTLR|CUTLER GROUP, LP|768
EPAM|EPAM SYSTEMS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|35384
EPAM|EPAM SYSTEMS, INC.|DADA|D.A. Davidson & Co.|33
EPAM|EPAM SYSTEMS, INC.|DBAB|Deutsche Bank Securities Inc.|66191
EPAM|EPAM SYSTEMS, INC.|DBAX|Deutsche Bank Securities Inc.|176200
EPAM|EPAM SYSTEMS, INC.|DBUL|Deutsche Bank Securities Inc.|1693
EPAM|EPAM SYSTEMS, INC.|DEAN|MORGAN STANLEY|2041
EPAM|EPAM SYSTEMS, INC.|DEGS|RONIN PROFESSIONAL LLC|200
EPAM|EPAM SYSTEMS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
EPAM|EPAM SYSTEMS, INC.|DRWK|DRW SECURITIES, L.L.C.|79
EPAM|EPAM SYSTEMS, INC.|EBXL|EBX LLC|99100
EPAM|EPAM SYSTEMS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2391
EPAM|EPAM SYSTEMS, INC.|EDJO|Edward D. Jones & Co., L.P.|140
EPAM|EPAM SYSTEMS, INC.|EGAM|CBOE TRADING, INC.|15435
EPAM|EPAM SYSTEMS, INC.|EGAW|CBOE TRADING, INC.|13
EPAM|EPAM SYSTEMS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|590
EPAM|EPAM SYSTEMS, INC.|EGXM|CBOE TRADING, INC.|512
EPAM|EPAM SYSTEMS, INC.|ETBE|Electronic Transaction Clearing, Inc.|6650
EPAM|EPAM SYSTEMS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
EPAM|EPAM SYSTEMS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20889
EPAM|EPAM SYSTEMS, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|247
EPAM|EPAM SYSTEMS, INC.|ETRS|E*Trade Securities LLC|20177
EPAM|EPAM SYSTEMS, INC.|FBSB|U.S. Bancorp Investments, Inc.|2
EPAM|EPAM SYSTEMS, INC.|FILL|Tradestation Securities, Inc.|830
EPAM|EPAM SYSTEMS, INC.|FMAF|NBCN Inc./ CDS|146
EPAM|EPAM SYSTEMS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|885
EPAM|EPAM SYSTEMS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38743
EPAM|EPAM SYSTEMS, INC.|FTBR|Foliofn Investments, Inc.|1122
EPAM|EPAM SYSTEMS, INC.|GLIS|TD Securities Inc|361
EPAM|EPAM SYSTEMS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|105743
EPAM|EPAM SYSTEMS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|754909
EPAM|EPAM SYSTEMS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2694
EPAM|EPAM SYSTEMS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1394
EPAM|EPAM SYSTEMS, INC.|GTSZ|GTS SECURITIES LLC|41990
EPAM|EPAM SYSTEMS, INC.|HRBF|American Enterprise Investment Services Inc.|2097
EPAM|EPAM SYSTEMS, INC.|HSBC|HSBC Securities, Inc.|1300
EPAM|EPAM SYSTEMS, INC.|IATS|INTERACTIVE BROKERS LLC|7646
EPAM|EPAM SYSTEMS, INC.|IBKR|Interactive Brokers Llc|7888
EPAM|EPAM SYSTEMS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
EPAM|EPAM SYSTEMS, INC.|ICBX|INSTINET, LLC|34752
EPAM|EPAM SYSTEMS, INC.|IEQY|CITADEL SECURITIES LLC|17337
EPAM|EPAM SYSTEMS, INC.|INCA|INSTINET, LLC|131072
EPAM|EPAM SYSTEMS, INC.|INJX|INSTINET, LLC|998
EPAM|EPAM SYSTEMS, INC.|ITGI|ITG Inc.|47930
EPAM|EPAM SYSTEMS, INC.|ITGP|ITG INC.|99600
EPAM|EPAM SYSTEMS, INC.|JANY|Janney Montgomery Scott Inc.|232
EPAM|EPAM SYSTEMS, INC.|JEFF|JEFFERIES LLC|39747
EPAM|EPAM SYSTEMS, INC.|JMPT|JUMP TRADING, LLC|22385
EPAM|EPAM SYSTEMS, INC.|JONE|JonesTrading|200
EPAM|EPAM SYSTEMS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|35644
EPAM|EPAM SYSTEMS, INC.|JPMX|J.P. Morgan Securities LLC|161410
EPAM|EPAM SYSTEMS, INC.|JSJX|JANE STREET CAPITAL LLC|7983
EPAM|EPAM SYSTEMS, INC.|KCGM|VIRTU Americas LLC|18493
EPAM|EPAM SYSTEMS, INC.|LEHM|Barclays Capital Inc./Le|188711
EPAM|EPAM SYSTEMS, INC.|LIME|Lime Brokerage LLC|12007
EPAM|EPAM SYSTEMS, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|387010
EPAM|EPAM SYSTEMS, INC.|LOOP|Loop Capital Markets LLC|10112
EPAM|EPAM SYSTEMS, INC.|LQNA|LIQUIDNET, INC.|35400
EPAM|EPAM SYSTEMS, INC.|LSCI|Lek Securities Corporation|7
EPAM|EPAM SYSTEMS, INC.|MACQ|Macquarie Capital (USA) Inc.|800
EPAM|EPAM SYSTEMS, INC.|MAXM|Maxim Group LLC|77
EPAM|EPAM SYSTEMS, INC.|MBTS|ALLY INVEST SECURITIES LLC|735
EPAM|EPAM SYSTEMS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42418
EPAM|EPAM SYSTEMS, INC.|MOTF|MOTIF INVESTING, INC.|7
EPAM|EPAM SYSTEMS, INC.|MSCO|MORGAN STANLEY & CO. LLC|421944
EPAM|EPAM SYSTEMS, INC.|MSPL|MORGAN STANLEY & CO. LLC|163700
EPAM|EPAM SYSTEMS, INC.|MSTX|MORGAN STANLEY & CO. LLC|25900
EPAM|EPAM SYSTEMS, INC.|NFSC|National Financial Services LLC|61347
EPAM|EPAM SYSTEMS, INC.|NITE|VIRTU Americas LLC|139637
EPAM|EPAM SYSTEMS, INC.|NITP|VIRTU Americas LLC|100
EPAM|EPAM SYSTEMS, INC.|NQRB|Brut, LLC|1113
EPAM|EPAM SYSTEMS, INC.|NTRC|Northern Trust Securities, Inc.|887
EPAM|EPAM SYSTEMS, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|2331
EPAM|EPAM SYSTEMS, INC.|OPCO|Oppenheimer & Co. Inc.|2133
EPAM|EPAM SYSTEMS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|45
EPAM|EPAM SYSTEMS, INC.|PDQM|CODA MARKETS, INC.|302720
EPAM|EPAM SYSTEMS, INC.|PWJC|UBS Financial Services, Inc.|21943
EPAM|EPAM SYSTEMS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3156
EPAM|EPAM SYSTEMS, INC.|RGLD|Regal Securities, Inc|89
EPAM|EPAM SYSTEMS, INC.|SAGL|SAGETRADER, LLC|7153
EPAM|EPAM SYSTEMS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|722
EPAM|EPAM SYSTEMS, INC.|SBRX|MURIEL SIEBERT & CO INC|16
EPAM|EPAM SYSTEMS, INC.|SBSH|Citigroup Global Markets Inc.|87535
EPAM|EPAM SYSTEMS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|56203
EPAM|EPAM SYSTEMS, INC.|SPDR|SPEEDROUTE LLC|34867
EPAM|EPAM SYSTEMS, INC.|SPHN|Stephens Inc.|15
EPAM|EPAM SYSTEMS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|319
EPAM|EPAM SYSTEMS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3467
EPAM|EPAM SYSTEMS, INC.|SWIM|TD Ameritrade, Inc.|13079
EPAM|EPAM SYSTEMS, INC.|TKNG|ALLY INVEST SECURITIES LLC|902
EPAM|EPAM SYSTEMS, INC.|TMBR|Timber Hill LLC|16
EPAM|EPAM SYSTEMS, INC.|TRBT|Tradebot Systems, Inc.|95981
EPAM|EPAM SYSTEMS, INC.|TRCM|TRC MARKETS LLC|37766
EPAM|EPAM SYSTEMS, INC.|TWTT|TASTYWORKS, INC.|60
EPAM|EPAM SYSTEMS, INC.|UBSA|UBS SECURITIES LLC|346589
EPAM|EPAM SYSTEMS, INC.|UBSS|UBS Securities LLC|577364
EPAM|EPAM SYSTEMS, INC.|VALX|VIRTU AMERICAS LLC|6626
EPAM|EPAM SYSTEMS, INC.|VGRD|Vanguard Marketing Corporation|5238
EPAM|EPAM SYSTEMS, INC.|VIEW|VIEWTRADE SECURITIES LLC|81
EPAM|EPAM SYSTEMS, INC.|VNDS|VANDHAM SECURITIES CORP|6335
EPAM|EPAM SYSTEMS, INC.|WBLR|WILLIAM BLAIR|42430
EPAM|EPAM SYSTEMS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|600
EPAM|EPAM SYSTEMS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|9328
EPAM|EPAM SYSTEMS, INC.|WDNX|WEEDEN & CO.L.P.|96
EPAM|EPAM SYSTEMS, INC.|WEDB|WEDBUSH SECURITIES INC.|2370
EPAM|EPAM SYSTEMS, INC.|WEED|Weeden & Co.L.P.|1296
EPAM|EPAM SYSTEMS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2034
EPAM|EPAM SYSTEMS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6842
EPAM|EPAM SYSTEMS, INC.|WGIF|CIBC World Markets Inc.|279
EPAM|EPAM SYSTEMS, INC.|WSEA|WOLVERINE SECURITIES, LLC|1278
EPAM|EPAM SYSTEMS, INC.|XIST|INSTINET, LLC|7800
EPAM|EPAM SYSTEMS, INC.|XPQR|Jump Trading|100
EPAM|EPAM SYSTEMS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|29818
EPAM|EPAM SYSTEMS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|31543
EPAM|EPAM SYSTEMS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1053
EPAY|BOTTOMLINE TECH IN##|ALTX|Alternet Securities Inc.|11153
EPAY|BOTTOMLINE TECH IN##|ANOS|ABEL/NOSER, L.L.C.|130
EPAY|BOTTOMLINE TECH IN##|APCC|Apex Clearing Corporation|541
EPAY|BOTTOMLINE TECH IN##|BALE|M&T SECURITIES, INC.|205
EPAY|BOTTOMLINE TECH IN##|BARD|Robert W. Baird & Co. Incorporated|909
EPAY|BOTTOMLINE TECH IN##|BATM|CBOE TRADING, INC.|2959
EPAY|BOTTOMLINE TECH IN##|BBNT|BB&T SECURITIES, LLC|13962
EPAY|BOTTOMLINE TECH IN##|BERN|Sanford C. Bernstein & Co., LLC|35010
EPAY|BOTTOMLINE TECH IN##|BIDS|BIDS TRADING L.P.|66300
EPAY|BOTTOMLINE TECH IN##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3111
EPAY|BOTTOMLINE TECH IN##|BMOC|BMO Capital Markets Corp.|6387
EPAY|BOTTOMLINE TECH IN##|BNPX|BNP PARIBAS SECURITIES CORP.|6327
EPAY|BOTTOMLINE TECH IN##|BRVL|BLAYLOCK VAN, LLC|200
EPAY|BOTTOMLINE TECH IN##|BTIG|BTIG, LLC|620132
EPAY|BOTTOMLINE TECH IN##|BYXM|CBOE TRADING, INC.|537
EPAY|BOTTOMLINE TECH IN##|BZYD|GOLDMAN SACHS & CO. LLC|1110
EPAY|BOTTOMLINE TECH IN##|CANT|Cantor Fitzgerald & Co.|51
EPAY|BOTTOMLINE TECH IN##|CHAS|Charles Schwab & Co., Inc.|789
EPAY|BOTTOMLINE TECH IN##|CIBP|CIBC World Markets Corp.|25000
EPAY|BOTTOMLINE TECH IN##|CICF|Canaccord Genuity Corp.|300
EPAY|BOTTOMLINE TECH IN##|CIST|Capital Institutional Services, Inc.|2979
EPAY|BOTTOMLINE TECH IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|189911
EPAY|BOTTOMLINE TECH IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8292
EPAY|BOTTOMLINE TECH IN##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|687
EPAY|BOTTOMLINE TECH IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|167988
EPAY|BOTTOMLINE TECH IN##|CTDL|Citadel Derivatives Group Llc|15527
EPAY|BOTTOMLINE TECH IN##|CTLR|CUTLER GROUP, LP|1933
EPAY|BOTTOMLINE TECH IN##|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|5800
EPAY|BOTTOMLINE TECH IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|14218
EPAY|BOTTOMLINE TECH IN##|DBAB|Deutsche Bank Securities Inc.|500977
EPAY|BOTTOMLINE TECH IN##|DBAX|Deutsche Bank Securities Inc.|170000
EPAY|BOTTOMLINE TECH IN##|DBUL|Deutsche Bank Securities Inc.|3968
EPAY|BOTTOMLINE TECH IN##|DEAN|MORGAN STANLEY|6555
EPAY|BOTTOMLINE TECH IN##|DEGS|RONIN PROFESSIONAL LLC|8750
EPAY|BOTTOMLINE TECH IN##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23050
EPAY|BOTTOMLINE TECH IN##|EBXL|EBX LLC|118500
EPAY|BOTTOMLINE TECH IN##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4433
EPAY|BOTTOMLINE TECH IN##|EDJO|Edward D. Jones & Co., L.P.|31
EPAY|BOTTOMLINE TECH IN##|EGAM|CBOE TRADING, INC.|9395
EPAY|BOTTOMLINE TECH IN##|EGAW|CBOE TRADING, INC.|32
EPAY|BOTTOMLINE TECH IN##|EGMT|EG MARKET TECHNOLOGIES LLC|604
EPAY|BOTTOMLINE TECH IN##|EGXM|CBOE TRADING, INC.|2702
EPAY|BOTTOMLINE TECH IN##|ETBE|Electronic Transaction Clearing, Inc.|19268
EPAY|BOTTOMLINE TECH IN##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3370
EPAY|BOTTOMLINE TECH IN##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16898
EPAY|BOTTOMLINE TECH IN##|ETRS|E*Trade Securities LLC|57413
EPAY|BOTTOMLINE TECH IN##|FBCO|Credit Suisse Securities (USA) LLC|404145
EPAY|BOTTOMLINE TECH IN##|FILL|Tradestation Securities, Inc.|6565
EPAY|BOTTOMLINE TECH IN##|FINX|FINTECH SECURITIES|409
EPAY|BOTTOMLINE TECH IN##|FMAF|NBCN Inc./ CDS|100
EPAY|BOTTOMLINE TECH IN##|FOMA|TD AMERITRADE CLEARING, INC.|27034
EPAY|BOTTOMLINE TECH IN##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1988
EPAY|BOTTOMLINE TECH IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124852
EPAY|BOTTOMLINE TECH IN##|FTBR|Foliofn Investments, Inc.|1157
EPAY|BOTTOMLINE TECH IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|15511
EPAY|BOTTOMLINE TECH IN##|GLPX|ACS EXECUTION SERVICES, LLC|18221
EPAY|BOTTOMLINE TECH IN##|GSCO|GOLDMAN SACHS & CO. LLC|561613
EPAY|BOTTOMLINE TECH IN##|GSCS|GOLDMAN SACHS & CO. LLC|5375
EPAY|BOTTOMLINE TECH IN##|GSLT|GOLDMAN SACHS & CO. LLC|2033
EPAY|BOTTOMLINE TECH IN##|GTSZ|GTS SECURITIES LLC|11879
EPAY|BOTTOMLINE TECH IN##|HRBF|American Enterprise Investment Services Inc.|368
EPAY|BOTTOMLINE TECH IN##|IATS|INTERACTIVE BROKERS LLC|4592
EPAY|BOTTOMLINE TECH IN##|IBKR|Interactive Brokers Llc|38853
EPAY|BOTTOMLINE TECH IN##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|689
EPAY|BOTTOMLINE TECH IN##|ICBX|INSTINET, LLC|20300
EPAY|BOTTOMLINE TECH IN##|IEQY|CITADEL SECURITIES LLC|51316
EPAY|BOTTOMLINE TECH IN##|INCA|INSTINET, LLC|351734
EPAY|BOTTOMLINE TECH IN##|INJX|INSTINET, LLC|14866
EPAY|BOTTOMLINE TECH IN##|ITGI|ITG Inc.|36211
EPAY|BOTTOMLINE TECH IN##|ITGP|ITG INC.|346000
EPAY|BOTTOMLINE TECH IN##|JEFF|JEFFERIES LLC|56140
EPAY|BOTTOMLINE TECH IN##|JMPT|JUMP TRADING, LLC|38143
EPAY|BOTTOMLINE TECH IN##|JONE|JonesTrading|49400
EPAY|BOTTOMLINE TECH IN##|JPBX|J.P. MORGAN SECURITIES LLC|11473
EPAY|BOTTOMLINE TECH IN##|JPMX|J.P. Morgan Securities LLC|275791
EPAY|BOTTOMLINE TECH IN##|JSJX|JANE STREET CAPITAL LLC|7851
EPAY|BOTTOMLINE TECH IN##|JSSF|JMP Securities LLC|56282
EPAY|BOTTOMLINE TECH IN##|KCGM|VIRTU Americas LLC|52808
EPAY|BOTTOMLINE TECH IN##|LEHM|Barclays Capital Inc./Le|355922
EPAY|BOTTOMLINE TECH IN##|LIME|Lime Brokerage LLC|136587
EPAY|BOTTOMLINE TECH IN##|LQNA|LIQUIDNET, INC.|39000
EPAY|BOTTOMLINE TECH IN##|LQNB|LIQUIDNET, INC.|66500
EPAY|BOTTOMLINE TECH IN##|LSCI|Lek Securities Corporation|300
EPAY|BOTTOMLINE TECH IN##|MAXM|Maxim Group LLC|4320
EPAY|BOTTOMLINE TECH IN##|MCMF|Raymond James Ltd. Cds|175
EPAY|BOTTOMLINE TECH IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40533
EPAY|BOTTOMLINE TECH IN##|MOTF|MOTIF INVESTING, INC.|67
EPAY|BOTTOMLINE TECH IN##|MSCO|MORGAN STANLEY & CO. LLC|1327885
EPAY|BOTTOMLINE TECH IN##|MSPL|MORGAN STANLEY & CO. LLC|189900
EPAY|BOTTOMLINE TECH IN##|MSTX|MORGAN STANLEY & CO. LLC|50900
EPAY|BOTTOMLINE TECH IN##|NFSC|National Financial Services LLC|69632
EPAY|BOTTOMLINE TECH IN##|NITE|VIRTU Americas LLC|153719
EPAY|BOTTOMLINE TECH IN##|NITP|VIRTU Americas LLC|2809
EPAY|BOTTOMLINE TECH IN##|NQRB|Brut, LLC|7312
EPAY|BOTTOMLINE TECH IN##|NTRC|Northern Trust Securities, Inc.|1006
EPAY|BOTTOMLINE TECH IN##|OPCO|Oppenheimer & Co. Inc.|1083
EPAY|BOTTOMLINE TECH IN##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|261
EPAY|BOTTOMLINE TECH IN##|PDQM|CODA MARKETS, INC.|132277
EPAY|BOTTOMLINE TECH IN##|PIPR|Piper Jaffray & Co.|789
EPAY|BOTTOMLINE TECH IN##|RBCM|RBC CAPITAL MARKETS, LLC|3830
EPAY|BOTTOMLINE TECH IN##|SAGL|SAGETRADER, LLC|2500
EPAY|BOTTOMLINE TECH IN##|SAGW|SAGETRADER, LLC|231
EPAY|BOTTOMLINE TECH IN##|SBSH|Citigroup Global Markets Inc.|126847
EPAY|BOTTOMLINE TECH IN##|SGMT|GOLDMAN SACHS & CO. LLC|72084
EPAY|BOTTOMLINE TECH IN##|SPDR|SPEEDROUTE LLC|15201
EPAY|BOTTOMLINE TECH IN##|SPHN|Stephens Inc.|5598
EPAY|BOTTOMLINE TECH IN##|STFL|Stifel, Nicolaus & Company, Incorporated|35916
EPAY|BOTTOMLINE TECH IN##|SWIM|TD Ameritrade, Inc.|48122
EPAY|BOTTOMLINE TECH IN##|SWST|Hilltop Securities Inc.|12
EPAY|BOTTOMLINE TECH IN##|TKNG|ALLY INVEST SECURITIES LLC|371
EPAY|BOTTOMLINE TECH IN##|TRBT|Tradebot Systems, Inc.|151732
EPAY|BOTTOMLINE TECH IN##|TRCM|TRC MARKETS LLC|140095
EPAY|BOTTOMLINE TECH IN##|TWTT|TASTYWORKS, INC.|62
EPAY|BOTTOMLINE TECH IN##|UBSA|UBS SECURITIES LLC|215390
EPAY|BOTTOMLINE TECH IN##|UBSS|UBS Securities LLC|774862
EPAY|BOTTOMLINE TECH IN##|VALX|VIRTU AMERICAS LLC|6615
EPAY|BOTTOMLINE TECH IN##|VGRD|Vanguard Marketing Corporation|1391
EPAY|BOTTOMLINE TECH IN##|WBLR|WILLIAM BLAIR|17181
EPAY|BOTTOMLINE TECH IN##|WBPX|SUMMIT SECURITIES GROUP, LLC|4
EPAY|BOTTOMLINE TECH IN##|WCHV|WELLS FARGO SECURITIES, LLC|18073
EPAY|BOTTOMLINE TECH IN##|WEED|Weeden & Co.L.P.|510
EPAY|BOTTOMLINE TECH IN##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|851
EPAY|BOTTOMLINE TECH IN##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2158
EPAY|BOTTOMLINE TECH IN##|WGIF|CIBC World Markets Inc.|400
EPAY|BOTTOMLINE TECH IN##|WSEA|WOLVERINE SECURITIES, LLC|1190
EPAY|BOTTOMLINE TECH IN##|XIST|INSTINET, LLC|13970
EPAY|BOTTOMLINE TECH IN##|XSTM|NATIONAL FINANCIAL SERVICES LLC|11298
EPAY|BOTTOMLINE TECH IN##|YKNA|COMHAR CAPITAL MARKETS, LLC|3503
EPAY|BOTTOMLINE TECH IN##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|978
EPC|EDGEWELL PERSONAL|ALTX|Alternet Securities Inc.|4411
EPC|EDGEWELL PERSONAL|ANOS|ABEL/NOSER, L.L.C.|513
EPC|EDGEWELL PERSONAL|APCC|Apex Clearing Corporation|212
EPC|EDGEWELL PERSONAL|BARD|Robert W. Baird & Co. Incorporated|1834
EPC|EDGEWELL PERSONAL|BATM|CBOE TRADING, INC.|26356
EPC|EDGEWELL PERSONAL|BBNT|BB&T SECURITIES, LLC|100
EPC|EDGEWELL PERSONAL|BERN|Sanford C. Bernstein & Co., LLC|15111
EPC|EDGEWELL PERSONAL|BGCE|BGC Financial Inc.|600
EPC|EDGEWELL PERSONAL|BIDS|BIDS TRADING L.P.|500
EPC|EDGEWELL PERSONAL|BKCM|BNY Mellon Capital Markets LLC|10221
EPC|EDGEWELL PERSONAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1798
EPC|EDGEWELL PERSONAL|BLKX|INSTINET, LLC|16000
EPC|EDGEWELL PERSONAL|BNPX|BNP PARIBAS SECURITIES CORP.|18646
EPC|EDGEWELL PERSONAL|BRVL|BLAYLOCK VAN, LLC|100
EPC|EDGEWELL PERSONAL|BTIG|BTIG, LLC|2323
EPC|EDGEWELL PERSONAL|BYXM|CBOE TRADING, INC.|3746
EPC|EDGEWELL PERSONAL|CANT|Cantor Fitzgerald & Co.|8521
EPC|EDGEWELL PERSONAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|26200
EPC|EDGEWELL PERSONAL|CBRA|Cobra Trading, Inc.|500
EPC|EDGEWELL PERSONAL|CHAS|Charles Schwab & Co., Inc.|28
EPC|EDGEWELL PERSONAL|CIST|Capital Institutional Services, Inc.|10442
EPC|EDGEWELL PERSONAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14041
EPC|EDGEWELL PERSONAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6016
EPC|EDGEWELL PERSONAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6659
EPC|EDGEWELL PERSONAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|221902
EPC|EDGEWELL PERSONAL|CTDL|Citadel Derivatives Group Llc|4422
EPC|EDGEWELL PERSONAL|CTLR|CUTLER GROUP, LP|400
EPC|EDGEWELL PERSONAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|32574
EPC|EDGEWELL PERSONAL|DADA|D.A. Davidson & Co.|250
EPC|EDGEWELL PERSONAL|DAVA|Davenport & Company LLC|1000
EPC|EDGEWELL PERSONAL|DBAB|Deutsche Bank Securities Inc.|234999
EPC|EDGEWELL PERSONAL|DBAX|Deutsche Bank Securities Inc.|155500
EPC|EDGEWELL PERSONAL|DBUL|Deutsche Bank Securities Inc.|700
EPC|EDGEWELL PERSONAL|DEAN|MORGAN STANLEY|4620
EPC|EDGEWELL PERSONAL|DEGS|RONIN PROFESSIONAL LLC|400
EPC|EDGEWELL PERSONAL|DRWK|DRW SECURITIES, L.L.C.|1400
EPC|EDGEWELL PERSONAL|EBXL|EBX LLC|122900
EPC|EDGEWELL PERSONAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|16744
EPC|EDGEWELL PERSONAL|EDJO|Edward D. Jones & Co., L.P.|2073
EPC|EDGEWELL PERSONAL|EGAM|CBOE TRADING, INC.|17082
EPC|EDGEWELL PERSONAL|EGAW|CBOE TRADING, INC.|200
EPC|EDGEWELL PERSONAL|EGMT|EG MARKET TECHNOLOGIES LLC|300
EPC|EDGEWELL PERSONAL|EGXM|CBOE TRADING, INC.|3667
EPC|EDGEWELL PERSONAL|EGXW|CBOE TRADING, INC.|100
EPC|EDGEWELL PERSONAL|ETBE|Electronic Transaction Clearing, Inc.|14959
EPC|EDGEWELL PERSONAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
EPC|EDGEWELL PERSONAL|ETCC|Electronic Transaction Clearing, Inc.|870
EPC|EDGEWELL PERSONAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27597
EPC|EDGEWELL PERSONAL|ETRS|E*Trade Securities LLC|13165
EPC|EDGEWELL PERSONAL|FILL|Tradestation Securities, Inc.|1812
EPC|EDGEWELL PERSONAL|FINX|FINTECH SECURITIES|60
EPC|EDGEWELL PERSONAL|FMAF|NBCN Inc./ CDS|532
EPC|EDGEWELL PERSONAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22318
EPC|EDGEWELL PERSONAL|FQLS|Quantlab Securities LP|370522
EPC|EDGEWELL PERSONAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97618
EPC|EDGEWELL PERSONAL|FTBR|Foliofn Investments, Inc.|37
EPC|EDGEWELL PERSONAL|GEBB|GLOBAL EXECUTION BROKERS, LP|2748
EPC|EDGEWELL PERSONAL|GLIS|TD Securities Inc|100
EPC|EDGEWELL PERSONAL|GLPX|ACS EXECUTION SERVICES, LLC|40972
EPC|EDGEWELL PERSONAL|GSCO|GOLDMAN SACHS & CO. LLC|968601
EPC|EDGEWELL PERSONAL|GSCS|GOLDMAN SACHS & CO. LLC|13905
EPC|EDGEWELL PERSONAL|GSLT|GOLDMAN SACHS & CO. LLC|9793
EPC|EDGEWELL PERSONAL|GTSZ|GTS SECURITIES LLC|113527
EPC|EDGEWELL PERSONAL|HRBF|American Enterprise Investment Services Inc.|6162
EPC|EDGEWELL PERSONAL|HSBC|HSBC Securities, Inc.|1000
EPC|EDGEWELL PERSONAL|IATS|INTERACTIVE BROKERS LLC|11184
EPC|EDGEWELL PERSONAL|IBKR|Interactive Brokers Llc|11817
EPC|EDGEWELL PERSONAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3282
EPC|EDGEWELL PERSONAL|ICBX|INSTINET, LLC|34900
EPC|EDGEWELL PERSONAL|IEQY|CITADEL SECURITIES LLC|60484
EPC|EDGEWELL PERSONAL|INCA|INSTINET, LLC|345514
EPC|EDGEWELL PERSONAL|INJX|INSTINET, LLC|28489
EPC|EDGEWELL PERSONAL|ITGI|ITG Inc.|59358
EPC|EDGEWELL PERSONAL|ITGP|ITG INC.|251800
EPC|EDGEWELL PERSONAL|JANY|Janney Montgomery Scott Inc.|202
EPC|EDGEWELL PERSONAL|JEFF|JEFFERIES LLC|64505
EPC|EDGEWELL PERSONAL|JMPT|JUMP TRADING, LLC|43709
EPC|EDGEWELL PERSONAL|JPBX|J.P. MORGAN SECURITIES LLC|77885
EPC|EDGEWELL PERSONAL|JPMX|J.P. Morgan Securities LLC|349457
EPC|EDGEWELL PERSONAL|JSJX|JANE STREET CAPITAL LLC|9510
EPC|EDGEWELL PERSONAL|KCGM|VIRTU Americas LLC|24886
EPC|EDGEWELL PERSONAL|LEHM|Barclays Capital Inc./Le|496582
EPC|EDGEWELL PERSONAL|LIME|Lime Brokerage LLC|27315
EPC|EDGEWELL PERSONAL|LOOP|Loop Capital Markets LLC|8064
EPC|EDGEWELL PERSONAL|LQNA|LIQUIDNET, INC.|19500
EPC|EDGEWELL PERSONAL|LSCI|Lek Securities Corporation|772
EPC|EDGEWELL PERSONAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EPC|EDGEWELL PERSONAL|MACC|Mid Atlantic Capital Corporation|242
EPC|EDGEWELL PERSONAL|MBTS|ALLY INVEST SECURITIES LLC|100
EPC|EDGEWELL PERSONAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61516
EPC|EDGEWELL PERSONAL|MOTF|MOTIF INVESTING, INC.|6
EPC|EDGEWELL PERSONAL|MSCO|MORGAN STANLEY & CO. LLC|1358612
EPC|EDGEWELL PERSONAL|MSPL|MORGAN STANLEY & CO. LLC|392600
EPC|EDGEWELL PERSONAL|MSTX|MORGAN STANLEY & CO. LLC|211800
EPC|EDGEWELL PERSONAL|NATL|National Securities Corporation|400
EPC|EDGEWELL PERSONAL|NFSC|National Financial Services LLC|41542
EPC|EDGEWELL PERSONAL|NITE|VIRTU Americas LLC|158628
EPC|EDGEWELL PERSONAL|NITP|VIRTU Americas LLC|500
EPC|EDGEWELL PERSONAL|NQRB|Brut, LLC|3429
EPC|EDGEWELL PERSONAL|NTRC|Northern Trust Securities, Inc.|200
EPC|EDGEWELL PERSONAL|OHOS|TWO SIGMA SECURITIES, LLC|74765
EPC|EDGEWELL PERSONAL|OPCO|Oppenheimer & Co. Inc.|166
EPC|EDGEWELL PERSONAL|PDQM|CODA MARKETS, INC.|111287
EPC|EDGEWELL PERSONAL|PWJC|UBS Financial Services, Inc.|5651
EPC|EDGEWELL PERSONAL|RBCM|RBC CAPITAL MARKETS, LLC|2214
EPC|EDGEWELL PERSONAL|SAGL|SAGETRADER, LLC|31902
EPC|EDGEWELL PERSONAL|SAGW|SAGETRADER, LLC|4
EPC|EDGEWELL PERSONAL|SALI|INTL FCSTONE FINANCIAL INC.|6
EPC|EDGEWELL PERSONAL|SBSH|Citigroup Global Markets Inc.|91739
EPC|EDGEWELL PERSONAL|SGMT|GOLDMAN SACHS & CO. LLC|81830
EPC|EDGEWELL PERSONAL|SPDR|SPEEDROUTE LLC|7900
EPC|EDGEWELL PERSONAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|16500
EPC|EDGEWELL PERSONAL|STFL|Stifel, Nicolaus & Company, Incorporated|73
EPC|EDGEWELL PERSONAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2639
EPC|EDGEWELL PERSONAL|SWIM|TD Ameritrade, Inc.|27590
EPC|EDGEWELL PERSONAL|SWST|Hilltop Securities Inc.|940
EPC|EDGEWELL PERSONAL|TKNG|ALLY INVEST SECURITIES LLC|90
EPC|EDGEWELL PERSONAL|TRBT|Tradebot Systems, Inc.|274913
EPC|EDGEWELL PERSONAL|TRCM|TRC MARKETS LLC|59916
EPC|EDGEWELL PERSONAL|TWTT|TASTYWORKS, INC.|90
EPC|EDGEWELL PERSONAL|UBSA|UBS SECURITIES LLC|414204
EPC|EDGEWELL PERSONAL|UBSS|UBS Securities LLC|713837
EPC|EDGEWELL PERSONAL|VALX|VIRTU AMERICAS LLC|15052
EPC|EDGEWELL PERSONAL|VGRD|Vanguard Marketing Corporation|1444
EPC|EDGEWELL PERSONAL|WBPX|SUMMIT SECURITIES GROUP, LLC|1210
EPC|EDGEWELL PERSONAL|WCHV|WELLS FARGO SECURITIES, LLC|39313
EPC|EDGEWELL PERSONAL|WEDB|WEDBUSH SECURITIES INC.|6340
EPC|EDGEWELL PERSONAL|WEED|Weeden & Co.L.P.|22825
EPC|EDGEWELL PERSONAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6231
EPC|EDGEWELL PERSONAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21488
EPC|EDGEWELL PERSONAL|WFPB|Wells Fargo Securities, LLC.|200
EPC|EDGEWELL PERSONAL|WGIF|CIBC World Markets Inc.|700
EPC|EDGEWELL PERSONAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|550
EPC|EDGEWELL PERSONAL|WSEA|WOLVERINE SECURITIES, LLC|4124
EPC|EDGEWELL PERSONAL|XIST|INSTINET, LLC|130262
EPC|EDGEWELL PERSONAL|XPQR|Jump Trading|2679
EPC|EDGEWELL PERSONAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|12480
EPC|EDGEWELL PERSONAL|YKNA|COMHAR CAPITAL MARKETS, LLC|2647
EPC|EDGEWELL PERSONAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|718
EPD|ENTERPRISE PT UTS|AGIS|Aegis Capital Corp.|925
EPD|ENTERPRISE PT UTS|ALTX|Alternet Securities Inc.|33278
EPD|ENTERPRISE PT UTS|ANOS|ABEL/NOSER, L.L.C.|49340
EPD|ENTERPRISE PT UTS|APCC|Apex Clearing Corporation|9151
EPD|ENTERPRISE PT UTS|BALE|M&T SECURITIES, INC.|1472
EPD|ENTERPRISE PT UTS|BANK|Primevest Financial Services, Inc.|5250
EPD|ENTERPRISE PT UTS|BARD|Robert W. Baird & Co. Incorporated|11836
EPD|ENTERPRISE PT UTS|BATM|CBOE TRADING, INC.|22006
EPD|ENTERPRISE PT UTS|BAYT|BTIG, LLC|100
EPD|ENTERPRISE PT UTS|BBNT|BB&T SECURITIES, LLC|14033
EPD|ENTERPRISE PT UTS|BERN|Sanford C. Bernstein & Co., LLC|199168
EPD|ENTERPRISE PT UTS|BIAD|SAGETRADER, LLC|288
EPD|ENTERPRISE PT UTS|BIDS|BIDS TRADING L.P.|1900
EPD|ENTERPRISE PT UTS|BIMI|Banca IMI Securities Corp.|8646
EPD|ENTERPRISE PT UTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100791
EPD|ENTERPRISE PT UTS|BLKX|INSTINET, LLC|252200
EPD|ENTERPRISE PT UTS|BMOC|BMO Capital Markets Corp.|100700
EPD|ENTERPRISE PT UTS|BNPX|BNP PARIBAS SECURITIES CORP.|19809
EPD|ENTERPRISE PT UTS|BTIG|BTIG, LLC|79787
EPD|ENTERPRISE PT UTS|BYXM|CBOE TRADING, INC.|12534
EPD|ENTERPRISE PT UTS|BZYD|GOLDMAN SACHS & CO. LLC|3509
EPD|ENTERPRISE PT UTS|CANT|Cantor Fitzgerald & Co.|2422
EPD|ENTERPRISE PT UTS|CBLC|CITIGROUP GLOBAL MARKETS INC.|115750
EPD|ENTERPRISE PT UTS|CHAS|Charles Schwab & Co., Inc.|86895
EPD|ENTERPRISE PT UTS|CIOI|CITIGROUP GLOBAL MARKETS INC|21905
EPD|ENTERPRISE PT UTS|CIST|Capital Institutional Services, Inc.|8504
EPD|ENTERPRISE PT UTS|CLSA|CLSA AMERICAS, LLC|400
EPD|ENTERPRISE PT UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|445795
EPD|ENTERPRISE PT UTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3007
EPD|ENTERPRISE PT UTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
EPD|ENTERPRISE PT UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1025608
EPD|ENTERPRISE PT UTS|CTDE|CHOICETRADE|100
EPD|ENTERPRISE PT UTS|CTDL|Citadel Derivatives Group Llc|87451
EPD|ENTERPRISE PT UTS|CTLR|CUTLER GROUP, LP|5199
EPD|ENTERPRISE PT UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|258094
EPD|ENTERPRISE PT UTS|DADA|D.A. Davidson & Co.|33842
EPD|ENTERPRISE PT UTS|DAVA|Davenport & Company LLC|5524
EPD|ENTERPRISE PT UTS|DBAB|Deutsche Bank Securities Inc.|658656
EPD|ENTERPRISE PT UTS|DBAX|Deutsche Bank Securities Inc.|1041800
EPD|ENTERPRISE PT UTS|DCHF|Dart Executions, LLC|13727
EPD|ENTERPRISE PT UTS|DEAN|MORGAN STANLEY|131988
EPD|ENTERPRISE PT UTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3066
EPD|ENTERPRISE PT UTS|EBXL|EBX LLC|960500
EPD|ENTERPRISE PT UTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|13853
EPD|ENTERPRISE PT UTS|EDJC|Edward Jones / CDS|1185
EPD|ENTERPRISE PT UTS|EDJO|Edward D. Jones & Co., L.P.|94899
EPD|ENTERPRISE PT UTS|EGAM|CBOE TRADING, INC.|39093
EPD|ENTERPRISE PT UTS|EGAW|CBOE TRADING, INC.|836
EPD|ENTERPRISE PT UTS|EGMT|EG MARKET TECHNOLOGIES LLC|100
EPD|ENTERPRISE PT UTS|EGXM|CBOE TRADING, INC.|7580
EPD|ENTERPRISE PT UTS|EGXW|CBOE TRADING, INC.|200
EPD|ENTERPRISE PT UTS|ESPO|ESPOSITO SECURITIES, LLC|200
EPD|ENTERPRISE PT UTS|ETBE|Electronic Transaction Clearing, Inc.|37105
EPD|ENTERPRISE PT UTS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
EPD|ENTERPRISE PT UTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5306
EPD|ENTERPRISE PT UTS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3723
EPD|ENTERPRISE PT UTS|ETRS|E*Trade Securities LLC|676549
EPD|ENTERPRISE PT UTS|FBRC|B. RILEY FBR, INC.|31258
EPD|ENTERPRISE PT UTS|FILL|Tradestation Securities, Inc.|8731
EPD|ENTERPRISE PT UTS|FINX|FINTECH SECURITIES|867
EPD|ENTERPRISE PT UTS|FMAF|NBCN Inc./ CDS|1580
EPD|ENTERPRISE PT UTS|FMCO|First Manhattan Co|893
EPD|ENTERPRISE PT UTS|FQLS|Quantlab Securities LP|844260
EPD|ENTERPRISE PT UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|348708
EPD|ENTERPRISE PT UTS|FTBR|Foliofn Investments, Inc.|11496
EPD|ENTERPRISE PT UTS|GARC|ICAP Corporates LLC|2800
EPD|ENTERPRISE PT UTS|GEBB|GLOBAL EXECUTION BROKERS, LP|18267
EPD|ENTERPRISE PT UTS|GLIS|TD Securities Inc|3229
EPD|ENTERPRISE PT UTS|GLPX|ACS EXECUTION SERVICES, LLC|28891
EPD|ENTERPRISE PT UTS|GSCO|GOLDMAN SACHS & CO. LLC|3408089
EPD|ENTERPRISE PT UTS|GSCS|GOLDMAN SACHS & CO. LLC|33881
EPD|ENTERPRISE PT UTS|GSLT|GOLDMAN SACHS & CO. LLC|40461
EPD|ENTERPRISE PT UTS|GTSZ|GTS SECURITIES LLC|234971
EPD|ENTERPRISE PT UTS|HAPX|HAP Trading, LLC|100
EPD|ENTERPRISE PT UTS|HRBF|American Enterprise Investment Services Inc.|202425
EPD|ENTERPRISE PT UTS|HSBC|HSBC Securities, Inc.|2100
EPD|ENTERPRISE PT UTS|IATS|INTERACTIVE BROKERS LLC|46935
EPD|ENTERPRISE PT UTS|IBKR|Interactive Brokers Llc|108519
EPD|ENTERPRISE PT UTS|IBSJ|Integrity Brokerage Services, Inc.|791
EPD|ENTERPRISE PT UTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|673
EPD|ENTERPRISE PT UTS|ICBX|INSTINET, LLC|265635
EPD|ENTERPRISE PT UTS|INCA|INSTINET, LLC|504582
EPD|ENTERPRISE PT UTS|INJX|INSTINET, LLC|1247077
EPD|ENTERPRISE PT UTS|ITGI|ITG Inc.|407256
EPD|ENTERPRISE PT UTS|ITGP|ITG INC.|499200
EPD|ENTERPRISE PT UTS|JANY|Janney Montgomery Scott Inc.|19729
EPD|ENTERPRISE PT UTS|JEFF|JEFFERIES LLC|2648438
EPD|ENTERPRISE PT UTS|JMPT|JUMP TRADING, LLC|199064
EPD|ENTERPRISE PT UTS|JONE|JonesTrading|1100
EPD|ENTERPRISE PT UTS|JPBX|J.P. MORGAN SECURITIES LLC|33221
EPD|ENTERPRISE PT UTS|JPMX|J.P. Morgan Securities LLC|1312718
EPD|ENTERPRISE PT UTS|JSJX|JANE STREET CAPITAL LLC|40924
EPD|ENTERPRISE PT UTS|JUTA|JUMP TRADING, LLC|675
EPD|ENTERPRISE PT UTS|KCGM|VIRTU Americas LLC|225135
EPD|ENTERPRISE PT UTS|KCRD|PHX FINANCIAL, INC.|650
EPD|ENTERPRISE PT UTS|LEHM|Barclays Capital Inc./Le|2751441
EPD|ENTERPRISE PT UTS|LGNT|COR CLEARING LLC|224
EPD|ENTERPRISE PT UTS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|15400
EPD|ENTERPRISE PT UTS|LIME|Lime Brokerage LLC|315187
EPD|ENTERPRISE PT UTS|LIWD|LIME BROKERAGE LLC|3195
EPD|ENTERPRISE PT UTS|LOOP|Loop Capital Markets LLC|2084
EPD|ENTERPRISE PT UTS|LQNA|LIQUIDNET, INC.|239600
EPD|ENTERPRISE PT UTS|LSCI|Lek Securities Corporation|7402
EPD|ENTERPRISE PT UTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EPD|ENTERPRISE PT UTS|MACC|Mid Atlantic Capital Corporation|5211
EPD|ENTERPRISE PT UTS|MACQ|Macquarie Capital (USA) Inc.|20026
EPD|ENTERPRISE PT UTS|MAXM|Maxim Group LLC|12115
EPD|ENTERPRISE PT UTS|MBTS|ALLY INVEST SECURITIES LLC|3706
EPD|ENTERPRISE PT UTS|MKMP|MKM Partners LLC|1078200
EPD|ENTERPRISE PT UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|772473
EPD|ENTERPRISE PT UTS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
EPD|ENTERPRISE PT UTS|MOTF|MOTIF INVESTING, INC.|8
EPD|ENTERPRISE PT UTS|MSCO|MORGAN STANLEY & CO. LLC|4540965
EPD|ENTERPRISE PT UTS|MSPL|MORGAN STANLEY & CO. LLC|369400
EPD|ENTERPRISE PT UTS|MSTX|MORGAN STANLEY & CO. LLC|19900
EPD|ENTERPRISE PT UTS|MULL|MARK J. MULLER EQUITIES, INC.|15278
EPD|ENTERPRISE PT UTS|NATL|National Securities Corporation|1800
EPD|ENTERPRISE PT UTS|NBCS|NBC Securities, INC.|435
EPD|ENTERPRISE PT UTS|NEED|Needham & Company, LLC|100
EPD|ENTERPRISE PT UTS|NEUB|NEUBERGER BERMAN BD LLC|11442
EPD|ENTERPRISE PT UTS|NFSC|National Financial Services LLC|2013618
EPD|ENTERPRISE PT UTS|NITE|VIRTU Americas LLC|4006377
EPD|ENTERPRISE PT UTS|NITP|VIRTU Americas LLC|1996
EPD|ENTERPRISE PT UTS|NQRB|Brut, LLC|187884
EPD|ENTERPRISE PT UTS|NTBF|BMO Nesbitt Burns Inc./CDS|5675
EPD|ENTERPRISE PT UTS|NTRC|Northern Trust Securities, Inc.|13573
EPD|ENTERPRISE PT UTS|OHOS|TWO SIGMA SECURITIES, LLC|182425
EPD|ENTERPRISE PT UTS|OPCO|Oppenheimer & Co. Inc.|29091
EPD|ENTERPRISE PT UTS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
EPD|ENTERPRISE PT UTS|PDQM|CODA MARKETS, INC.|66117
EPD|ENTERPRISE PT UTS|PHLY|NASDAQ Execution Services, LLC|33400
EPD|ENTERPRISE PT UTS|PWJC|UBS Financial Services, Inc.|232061
EPD|ENTERPRISE PT UTS|RBCM|RBC CAPITAL MARKETS, LLC|234165
EPD|ENTERPRISE PT UTS|RGLD|Regal Securities, Inc|300
EPD|ENTERPRISE PT UTS|SAGL|SAGETRADER, LLC|24458
EPD|ENTERPRISE PT UTS|SAGW|SAGETRADER, LLC|2044
EPD|ENTERPRISE PT UTS|SALI|INTL FCSTONE FINANCIAL INC.|2209
EPD|ENTERPRISE PT UTS|SBRX|MURIEL SIEBERT & CO INC|6636
EPD|ENTERPRISE PT UTS|SBSH|Citigroup Global Markets Inc.|1822074
EPD|ENTERPRISE PT UTS|SEIC|SEI Investments Distribution Co.|6743
EPD|ENTERPRISE PT UTS|SGMT|GOLDMAN SACHS & CO. LLC|507528
EPD|ENTERPRISE PT UTS|SIBO|Prime Executions, Inc.|6850
EPD|ENTERPRISE PT UTS|SPDR|SPEEDROUTE LLC|89336
EPD|ENTERPRISE PT UTS|SPHN|Stephens Inc.|865
EPD|ENTERPRISE PT UTS|STFL|Stifel, Nicolaus & Company, Incorporated|119659
EPD|ENTERPRISE PT UTS|STKP|STOCKPILE INVESTMENTS, INC.|58
EPD|ENTERPRISE PT UTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14878
EPD|ENTERPRISE PT UTS|SWIM|TD Ameritrade, Inc.|104889
EPD|ENTERPRISE PT UTS|SWST|Hilltop Securities Inc.|8535
EPD|ENTERPRISE PT UTS|TKNG|ALLY INVEST SECURITIES LLC|7840
EPD|ENTERPRISE PT UTS|TMBR|Timber Hill LLC|300
EPD|ENTERPRISE PT UTS|TRBT|Tradebot Systems, Inc.|686496
EPD|ENTERPRISE PT UTS|TRCM|TRC MARKETS LLC|569199
EPD|ENTERPRISE PT UTS|TWTT|TASTYWORKS, INC.|225
EPD|ENTERPRISE PT UTS|UBSA|UBS SECURITIES LLC|3439739
EPD|ENTERPRISE PT UTS|UBSS|UBS Securities LLC|3881467
EPD|ENTERPRISE PT UTS|USCA|USCA Securities LLC|3000
EPD|ENTERPRISE PT UTS|VALX|VIRTU AMERICAS LLC|90195
EPD|ENTERPRISE PT UTS|VGRD|Vanguard Marketing Corporation|343075
EPD|ENTERPRISE PT UTS|VNDM|Wall Street Access|500
EPD|ENTERPRISE PT UTS|VNDS|VANDHAM SECURITIES CORP|2682
EPD|ENTERPRISE PT UTS|WABR|Wall Street Access|12000
EPD|ENTERPRISE PT UTS|WBET|Wallachbeth Capital LLC|7848
EPD|ENTERPRISE PT UTS|WBLR|WILLIAM BLAIR|5592
EPD|ENTERPRISE PT UTS|WBPX|SUMMIT SECURITIES GROUP, LLC|28351
EPD|ENTERPRISE PT UTS|WCHV|WELLS FARGO SECURITIES, LLC|1143217
EPD|ENTERPRISE PT UTS|WEDB|WEDBUSH SECURITIES INC.|17963
EPD|ENTERPRISE PT UTS|WEED|Weeden & Co.L.P.|1100
EPD|ENTERPRISE PT UTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42928
EPD|ENTERPRISE PT UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|418522
EPD|ENTERPRISE PT UTS|WFPB|Wells Fargo Securities, LLC.|680
EPD|ENTERPRISE PT UTS|WGIF|CIBC World Markets Inc.|3750
EPD|ENTERPRISE PT UTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|55
EPD|ENTERPRISE PT UTS|WSEA|WOLVERINE SECURITIES, LLC|61210
EPD|ENTERPRISE PT UTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|241096
EPD|ENTERPRISE PT UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|1140
EPD|ENTERPRISE PT UTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|91238
EPE|EP ENERGY CORP.|ALTX|Alternet Securities Inc.|800
EPE|EP ENERGY CORP.|ANOS|ABEL/NOSER, L.L.C.|23949
EPE|EP ENERGY CORP.|APCC|Apex Clearing Corporation|16369
EPE|EP ENERGY CORP.|BATM|CBOE TRADING, INC.|23350
EPE|EP ENERGY CORP.|BERN|Sanford C. Bernstein & Co., LLC|500
EPE|EP ENERGY CORP.|BIMI|Banca IMI Securities Corp.|11300
EPE|EP ENERGY CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24877
EPE|EP ENERGY CORP.|BLKX|INSTINET, LLC|5801
EPE|EP ENERGY CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|4161
EPE|EP ENERGY CORP.|BTIG|BTIG, LLC|23228
EPE|EP ENERGY CORP.|BYXM|CBOE TRADING, INC.|690
EPE|EP ENERGY CORP.|CANT|Cantor Fitzgerald & Co.|1532
EPE|EP ENERGY CORP.|CHAS|Charles Schwab & Co., Inc.|31070
EPE|EP ENERGY CORP.|CLSA|CLSA AMERICAS, LLC|500
EPE|EP ENERGY CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111678
EPE|EP ENERGY CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142445
EPE|EP ENERGY CORP.|CTDL|Citadel Derivatives Group Llc|2408
EPE|EP ENERGY CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|36288
EPE|EP ENERGY CORP.|DBAB|Deutsche Bank Securities Inc.|56237
EPE|EP ENERGY CORP.|DBAX|Deutsche Bank Securities Inc.|95600
EPE|EP ENERGY CORP.|DCHF|Dart Executions, LLC|53
EPE|EP ENERGY CORP.|DEAN|MORGAN STANLEY|20241
EPE|EP ENERGY CORP.|DEGS|RONIN PROFESSIONAL LLC|20962
EPE|EP ENERGY CORP.|EBXL|EBX LLC|73100
EPE|EP ENERGY CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|65374
EPE|EP ENERGY CORP.|EDJO|Edward D. Jones & Co., L.P.|10104
EPE|EP ENERGY CORP.|EGAM|CBOE TRADING, INC.|1600
EPE|EP ENERGY CORP.|EGXM|CBOE TRADING, INC.|4397
EPE|EP ENERGY CORP.|ETBE|Electronic Transaction Clearing, Inc.|2100
EPE|EP ENERGY CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
EPE|EP ENERGY CORP.|ETRS|E*Trade Securities LLC|513348
EPE|EP ENERGY CORP.|FBSB|U.S. Bancorp Investments, Inc.|84920
EPE|EP ENERGY CORP.|FILL|Tradestation Securities, Inc.|25438
EPE|EP ENERGY CORP.|FMAF|NBCN Inc./ CDS|2000
EPE|EP ENERGY CORP.|FQLS|Quantlab Securities LP|77734
EPE|EP ENERGY CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11230
EPE|EP ENERGY CORP.|FTBR|Foliofn Investments, Inc.|16420
EPE|EP ENERGY CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
EPE|EP ENERGY CORP.|GLIS|TD Securities Inc|21041
EPE|EP ENERGY CORP.|GLPX|ACS EXECUTION SERVICES, LLC|13782
EPE|EP ENERGY CORP.|GSCO|GOLDMAN SACHS & CO. LLC|229233
EPE|EP ENERGY CORP.|GSCS|GOLDMAN SACHS & CO. LLC|9844
EPE|EP ENERGY CORP.|GSLT|GOLDMAN SACHS & CO. LLC|3600
EPE|EP ENERGY CORP.|GTSZ|GTS SECURITIES LLC|13901
EPE|EP ENERGY CORP.|HRBF|American Enterprise Investment Services Inc.|544
EPE|EP ENERGY CORP.|HSBC|HSBC Securities, Inc.|5200
EPE|EP ENERGY CORP.|IATS|INTERACTIVE BROKERS LLC|59294
EPE|EP ENERGY CORP.|IBKR|Interactive Brokers Llc|92938
EPE|EP ENERGY CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|42
EPE|EP ENERGY CORP.|ICBX|INSTINET, LLC|63472
EPE|EP ENERGY CORP.|IEQY|CITADEL SECURITIES LLC|18500
EPE|EP ENERGY CORP.|INCA|INSTINET, LLC|75739
EPE|EP ENERGY CORP.|INJX|INSTINET, LLC|53
EPE|EP ENERGY CORP.|ITGI|ITG Inc.|14432
EPE|EP ENERGY CORP.|ITGP|ITG INC.|74000
EPE|EP ENERGY CORP.|JANY|Janney Montgomery Scott Inc.|4818
EPE|EP ENERGY CORP.|JEFF|JEFFERIES LLC|77955
EPE|EP ENERGY CORP.|JMPT|JUMP TRADING, LLC|21877
EPE|EP ENERGY CORP.|JPBX|J.P. MORGAN SECURITIES LLC|2032
EPE|EP ENERGY CORP.|JPMX|J.P. Morgan Securities LLC|210411
EPE|EP ENERGY CORP.|JSJX|JANE STREET CAPITAL LLC|6587
EPE|EP ENERGY CORP.|KCGM|VIRTU Americas LLC|45980
EPE|EP ENERGY CORP.|LEHM|Barclays Capital Inc./Le|499762
EPE|EP ENERGY CORP.|LIME|Lime Brokerage LLC|10761
EPE|EP ENERGY CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194842
EPE|EP ENERGY CORP.|MOTF|MOTIF INVESTING, INC.|10
EPE|EP ENERGY CORP.|MSCO|MORGAN STANLEY & CO. LLC|475727
EPE|EP ENERGY CORP.|MSPL|MORGAN STANLEY & CO. LLC|251700
EPE|EP ENERGY CORP.|MSTX|MORGAN STANLEY & CO. LLC|158600
EPE|EP ENERGY CORP.|NFSC|National Financial Services LLC|1452039
EPE|EP ENERGY CORP.|NITE|VIRTU Americas LLC|1851452
EPE|EP ENERGY CORP.|NITP|VIRTU Americas LLC|1887
EPE|EP ENERGY CORP.|NQRB|Brut, LLC|2405
EPE|EP ENERGY CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|29735
EPE|EP ENERGY CORP.|OPCO|Oppenheimer & Co. Inc.|150
EPE|EP ENERGY CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
EPE|EP ENERGY CORP.|PDQM|CODA MARKETS, INC.|13124
EPE|EP ENERGY CORP.|PHLY|NASDAQ Execution Services, LLC|6600
EPE|EP ENERGY CORP.|PWJC|UBS Financial Services, Inc.|33490
EPE|EP ENERGY CORP.|RBCM|RBC CAPITAL MARKETS, LLC|35713
EPE|EP ENERGY CORP.|ROTH|Roth Capital Partners, LLC|15000
EPE|EP ENERGY CORP.|SAGL|SAGETRADER, LLC|800
EPE|EP ENERGY CORP.|SBSH|Citigroup Global Markets Inc.|19979
EPE|EP ENERGY CORP.|SCMC|Scotia Capital Markets (USA) Inc.|1700
EPE|EP ENERGY CORP.|SGMT|GOLDMAN SACHS & CO. LLC|150094
EPE|EP ENERGY CORP.|SPDR|SPEEDROUTE LLC|13559
EPE|EP ENERGY CORP.|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
EPE|EP ENERGY CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4150
EPE|EP ENERGY CORP.|SWIM|TD Ameritrade, Inc.|234631
EPE|EP ENERGY CORP.|SWST|Hilltop Securities Inc.|2000
EPE|EP ENERGY CORP.|TKNG|ALLY INVEST SECURITIES LLC|14985
EPE|EP ENERGY CORP.|TRBT|Tradebot Systems, Inc.|91031
EPE|EP ENERGY CORP.|TRCM|TRC MARKETS LLC|19895
EPE|EP ENERGY CORP.|TWTT|TASTYWORKS, INC.|2500
EPE|EP ENERGY CORP.|UBSA|UBS SECURITIES LLC|447777
EPE|EP ENERGY CORP.|UBSS|UBS Securities LLC|517638
EPE|EP ENERGY CORP.|VALX|VIRTU AMERICAS LLC|14935
EPE|EP ENERGY CORP.|VERT|The Vertical Trading Group, LLC|9000
EPE|EP ENERGY CORP.|VGRD|Vanguard Marketing Corporation|31277
EPE|EP ENERGY CORP.|VSIN|Vision Financial Markets Llc|35
EPE|EP ENERGY CORP.|WCHV|WELLS FARGO SECURITIES, LLC|145586
EPE|EP ENERGY CORP.|WEDB|WEDBUSH SECURITIES INC.|500
EPE|EP ENERGY CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19856
EPE|EP ENERGY CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46818
EPE|EP ENERGY CORP.|WGIF|CIBC World Markets Inc.|15507
EPE|EP ENERGY CORP.|WSEA|WOLVERINE SECURITIES, LLC|27495
EPE|EP ENERGY CORP.|XIST|INSTINET, LLC|31000
EPE|EP ENERGY CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|57764
EPE|EP ENERGY CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|1130
EPE|EP ENERGY CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5625
EPHE|ISHARES MSCI PHILIPP|ALTX|Alternet Securities Inc.|9315
EPHE|ISHARES MSCI PHILIPP|APCC|Apex Clearing Corporation|664
EPHE|ISHARES MSCI PHILIPP|BARD|Robert W. Baird & Co. Incorporated|71
EPHE|ISHARES MSCI PHILIPP|BATM|CBOE TRADING, INC.|14000
EPHE|ISHARES MSCI PHILIPP|BNPX|BNP PARIBAS SECURITIES CORP.|15422
EPHE|ISHARES MSCI PHILIPP|BYXM|CBOE TRADING, INC.|6522
EPHE|ISHARES MSCI PHILIPP|CHAS|Charles Schwab & Co., Inc.|6001
EPHE|ISHARES MSCI PHILIPP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120718
EPHE|ISHARES MSCI PHILIPP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|27000
EPHE|ISHARES MSCI PHILIPP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89134
EPHE|ISHARES MSCI PHILIPP|CSIN|Citadel Securities Institutional LLC|61900
EPHE|ISHARES MSCI PHILIPP|CTDL|Citadel Derivatives Group Llc|109247
EPHE|ISHARES MSCI PHILIPP|CXCX|CITIGROUP GLOBAL MARKETS INC.|6238
EPHE|ISHARES MSCI PHILIPP|DBAB|Deutsche Bank Securities Inc.|1100
EPHE|ISHARES MSCI PHILIPP|DBAX|Deutsche Bank Securities Inc.|50700
EPHE|ISHARES MSCI PHILIPP|DEAN|MORGAN STANLEY|6849
EPHE|ISHARES MSCI PHILIPP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
EPHE|ISHARES MSCI PHILIPP|EBXL|EBX LLC|57000
EPHE|ISHARES MSCI PHILIPP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11943
EPHE|ISHARES MSCI PHILIPP|EGAM|CBOE TRADING, INC.|7928
EPHE|ISHARES MSCI PHILIPP|EGAW|CBOE TRADING, INC.|600
EPHE|ISHARES MSCI PHILIPP|EGXM|CBOE TRADING, INC.|1139
EPHE|ISHARES MSCI PHILIPP|ESPO|ESPOSITO SECURITIES, LLC|5883
EPHE|ISHARES MSCI PHILIPP|ETBE|Electronic Transaction Clearing, Inc.|10342
EPHE|ISHARES MSCI PHILIPP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1600
EPHE|ISHARES MSCI PHILIPP|ETRS|E*Trade Securities LLC|8835
EPHE|ISHARES MSCI PHILIPP|FBSB|U.S. Bancorp Investments, Inc.|61
EPHE|ISHARES MSCI PHILIPP|FILL|Tradestation Securities, Inc.|1073
EPHE|ISHARES MSCI PHILIPP|FLTU|FLOW TRADERS US LLC|1400
EPHE|ISHARES MSCI PHILIPP|FMAF|NBCN Inc./ CDS|250
EPHE|ISHARES MSCI PHILIPP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1842
EPHE|ISHARES MSCI PHILIPP|FTBR|Foliofn Investments, Inc.|183
EPHE|ISHARES MSCI PHILIPP|GLIS|TD Securities Inc|200
EPHE|ISHARES MSCI PHILIPP|GLPX|ACS EXECUTION SERVICES, LLC|39476
EPHE|ISHARES MSCI PHILIPP|GSCO|GOLDMAN SACHS & CO. LLC|43727
EPHE|ISHARES MSCI PHILIPP|GSCS|GOLDMAN SACHS & CO. LLC|110
EPHE|ISHARES MSCI PHILIPP|GSLT|GOLDMAN SACHS & CO. LLC|30498
EPHE|ISHARES MSCI PHILIPP|GTSZ|GTS SECURITIES LLC|1940
EPHE|ISHARES MSCI PHILIPP|HRBF|American Enterprise Investment Services Inc.|181
EPHE|ISHARES MSCI PHILIPP|IATS|INTERACTIVE BROKERS LLC|8694
EPHE|ISHARES MSCI PHILIPP|IBKR|Interactive Brokers Llc|20261
EPHE|ISHARES MSCI PHILIPP|ICBX|INSTINET, LLC|24300
EPHE|ISHARES MSCI PHILIPP|INCA|INSTINET, LLC|73363
EPHE|ISHARES MSCI PHILIPP|INJX|INSTINET, LLC|2956
EPHE|ISHARES MSCI PHILIPP|ITGI|ITG Inc.|27903
EPHE|ISHARES MSCI PHILIPP|ITGP|ITG INC.|42800
EPHE|ISHARES MSCI PHILIPP|JEFF|JEFFERIES LLC|8525
EPHE|ISHARES MSCI PHILIPP|JMPT|JUMP TRADING, LLC|7916
EPHE|ISHARES MSCI PHILIPP|JPMX|J.P. Morgan Securities LLC|86280
EPHE|ISHARES MSCI PHILIPP|JSEB|JANE STREET EXECUTION SERVICES, LLC|11960
EPHE|ISHARES MSCI PHILIPP|JSJX|JANE STREET CAPITAL LLC|378343
EPHE|ISHARES MSCI PHILIPP|KCGM|VIRTU Americas LLC|17938
EPHE|ISHARES MSCI PHILIPP|LEHM|Barclays Capital Inc./Le|122782
EPHE|ISHARES MSCI PHILIPP|LIME|Lime Brokerage LLC|22503
EPHE|ISHARES MSCI PHILIPP|LOOP|Loop Capital Markets LLC|1800
EPHE|ISHARES MSCI PHILIPP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115358
EPHE|ISHARES MSCI PHILIPP|MSCO|MORGAN STANLEY & CO. LLC|88482
EPHE|ISHARES MSCI PHILIPP|MSPL|MORGAN STANLEY & CO. LLC|18300
EPHE|ISHARES MSCI PHILIPP|MSTX|MORGAN STANLEY & CO. LLC|400
EPHE|ISHARES MSCI PHILIPP|NFSC|National Financial Services LLC|24824
EPHE|ISHARES MSCI PHILIPP|NITE|VIRTU Americas LLC|125559
EPHE|ISHARES MSCI PHILIPP|NQRB|Brut, LLC|4743
EPHE|ISHARES MSCI PHILIPP|OLDM|OLD MISSION CAPITAL, LLC|20763
EPHE|ISHARES MSCI PHILIPP|PDQM|CODA MARKETS, INC.|103995
EPHE|ISHARES MSCI PHILIPP|RBCM|RBC CAPITAL MARKETS, LLC|801
EPHE|ISHARES MSCI PHILIPP|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1600
EPHE|ISHARES MSCI PHILIPP|SAGL|SAGETRADER, LLC|14085
EPHE|ISHARES MSCI PHILIPP|SBSH|Citigroup Global Markets Inc.|12794
EPHE|ISHARES MSCI PHILIPP|SGMT|GOLDMAN SACHS & CO. LLC|37646
EPHE|ISHARES MSCI PHILIPP|SPDR|SPEEDROUTE LLC|7100
EPHE|ISHARES MSCI PHILIPP|STFL|Stifel, Nicolaus & Company, Incorporated|17
EPHE|ISHARES MSCI PHILIPP|SWIM|TD Ameritrade, Inc.|847
EPHE|ISHARES MSCI PHILIPP|TKNG|ALLY INVEST SECURITIES LLC|100
EPHE|ISHARES MSCI PHILIPP|TRBT|Tradebot Systems, Inc.|41039
EPHE|ISHARES MSCI PHILIPP|TRCM|TRC MARKETS LLC|1617
EPHE|ISHARES MSCI PHILIPP|TWTT|TASTYWORKS, INC.|100
EPHE|ISHARES MSCI PHILIPP|UBSA|UBS SECURITIES LLC|145292
EPHE|ISHARES MSCI PHILIPP|UBSS|UBS Securities LLC|319179
EPHE|ISHARES MSCI PHILIPP|VALX|VIRTU AMERICAS LLC|2756
EPHE|ISHARES MSCI PHILIPP|VGRD|Vanguard Marketing Corporation|3341
EPHE|ISHARES MSCI PHILIPP|VSIN|Vision Financial Markets Llc|8
EPHE|ISHARES MSCI PHILIPP|WBET|Wallachbeth Capital LLC|38200
EPHE|ISHARES MSCI PHILIPP|WBPX|SUMMIT SECURITIES GROUP, LLC|200
EPHE|ISHARES MSCI PHILIPP|WCHV|WELLS FARGO SECURITIES, LLC|11134
EPHE|ISHARES MSCI PHILIPP|WSEA|WOLVERINE SECURITIES, LLC|8
EPHE|ISHARES MSCI PHILIPP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3858
EPHE|ISHARES MSCI PHILIPP|YKNA|COMHAR CAPITAL MARKETS, LLC|4844
EPHE|ISHARES MSCI PHILIPP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3306
EPI|WISDOMTREE INDIA|AGIS|Aegis Capital Corp.|354
EPI|WISDOMTREE INDIA|ALTX|Alternet Securities Inc.|5019
EPI|WISDOMTREE INDIA|APCC|Apex Clearing Corporation|1084
EPI|WISDOMTREE INDIA|BANK|Primevest Financial Services, Inc.|109
EPI|WISDOMTREE INDIA|BARD|Robert W. Baird & Co. Incorporated|1
EPI|WISDOMTREE INDIA|BATM|CBOE TRADING, INC.|400
EPI|WISDOMTREE INDIA|BBNT|BB&T SECURITIES, LLC|400
EPI|WISDOMTREE INDIA|BERN|Sanford C. Bernstein & Co., LLC|239025
EPI|WISDOMTREE INDIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10758
EPI|WISDOMTREE INDIA|BYXM|CBOE TRADING, INC.|2600
EPI|WISDOMTREE INDIA|CANT|Cantor Fitzgerald & Co.|65432
EPI|WISDOMTREE INDIA|CHAS|Charles Schwab & Co., Inc.|65
EPI|WISDOMTREE INDIA|CLSA|CLSA AMERICAS, LLC|6226
EPI|WISDOMTREE INDIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32412
EPI|WISDOMTREE INDIA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2300
EPI|WISDOMTREE INDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|787422
EPI|WISDOMTREE INDIA|CSIN|Citadel Securities Institutional LLC|79051
EPI|WISDOMTREE INDIA|CTDL|Citadel Derivatives Group Llc|410096
EPI|WISDOMTREE INDIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|176062
EPI|WISDOMTREE INDIA|DBAB|Deutsche Bank Securities Inc.|2306
EPI|WISDOMTREE INDIA|DBAX|Deutsche Bank Securities Inc.|228600
EPI|WISDOMTREE INDIA|DBUL|Deutsche Bank Securities Inc.|16617
EPI|WISDOMTREE INDIA|DEAN|MORGAN STANLEY|32379
EPI|WISDOMTREE INDIA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6678
EPI|WISDOMTREE INDIA|EBXL|EBX LLC|167300
EPI|WISDOMTREE INDIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|22223
EPI|WISDOMTREE INDIA|EDJO|Edward D. Jones & Co., L.P.|3082
EPI|WISDOMTREE INDIA|EGAM|CBOE TRADING, INC.|9902
EPI|WISDOMTREE INDIA|EGXM|CBOE TRADING, INC.|1486
EPI|WISDOMTREE INDIA|ETBE|Electronic Transaction Clearing, Inc.|40723
EPI|WISDOMTREE INDIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6400
EPI|WISDOMTREE INDIA|ETRS|E*Trade Securities LLC|11577
EPI|WISDOMTREE INDIA|FILL|Tradestation Securities, Inc.|4552
EPI|WISDOMTREE INDIA|FINX|FINTECH SECURITIES|100
EPI|WISDOMTREE INDIA|FLTU|FLOW TRADERS US LLC|52490
EPI|WISDOMTREE INDIA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|185190
EPI|WISDOMTREE INDIA|FMAF|NBCN Inc./ CDS|6293
EPI|WISDOMTREE INDIA|FQLS|Quantlab Securities LP|249811
EPI|WISDOMTREE INDIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6305
EPI|WISDOMTREE INDIA|FTBR|Foliofn Investments, Inc.|20581
EPI|WISDOMTREE INDIA|GBMT|GBM International, Inc.|24244
EPI|WISDOMTREE INDIA|GEBB|GLOBAL EXECUTION BROKERS, LP|419208
EPI|WISDOMTREE INDIA|GLIS|TD Securities Inc|4500
EPI|WISDOMTREE INDIA|GLPX|ACS EXECUTION SERVICES, LLC|10800
EPI|WISDOMTREE INDIA|GSCO|GOLDMAN SACHS & CO. LLC|101559
EPI|WISDOMTREE INDIA|GSCS|GOLDMAN SACHS & CO. LLC|100
EPI|WISDOMTREE INDIA|GSLT|GOLDMAN SACHS & CO. LLC|33926
EPI|WISDOMTREE INDIA|GTSZ|GTS SECURITIES LLC|10200
EPI|WISDOMTREE INDIA|HRBF|American Enterprise Investment Services Inc.|17400
EPI|WISDOMTREE INDIA|HSBC|HSBC Securities, Inc.|81676
EPI|WISDOMTREE INDIA|IATS|INTERACTIVE BROKERS LLC|64201
EPI|WISDOMTREE INDIA|IBKR|Interactive Brokers Llc|217785
EPI|WISDOMTREE INDIA|ICBX|INSTINET, LLC|124454
EPI|WISDOMTREE INDIA|INCA|INSTINET, LLC|254160
EPI|WISDOMTREE INDIA|INJX|INSTINET, LLC|200
EPI|WISDOMTREE INDIA|ITGI|ITG Inc.|5169
EPI|WISDOMTREE INDIA|ITGP|ITG INC.|141600
EPI|WISDOMTREE INDIA|JANY|Janney Montgomery Scott Inc.|8554
EPI|WISDOMTREE INDIA|JEFF|JEFFERIES LLC|4500
EPI|WISDOMTREE INDIA|JMPT|JUMP TRADING, LLC|34896
EPI|WISDOMTREE INDIA|JPBX|J.P. MORGAN SECURITIES LLC|200
EPI|WISDOMTREE INDIA|JPMX|J.P. Morgan Securities LLC|216750
EPI|WISDOMTREE INDIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|1300604
EPI|WISDOMTREE INDIA|JSJX|JANE STREET CAPITAL LLC|490709
EPI|WISDOMTREE INDIA|KCGM|VIRTU Americas LLC|51455
EPI|WISDOMTREE INDIA|LEHM|Barclays Capital Inc./Le|1159599
EPI|WISDOMTREE INDIA|LGNT|COR CLEARING LLC|1
EPI|WISDOMTREE INDIA|LIME|Lime Brokerage LLC|230156
EPI|WISDOMTREE INDIA|LQNA|LIQUIDNET, INC.|16100
EPI|WISDOMTREE INDIA|LSCI|Lek Securities Corporation|300110
EPI|WISDOMTREE INDIA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4900
EPI|WISDOMTREE INDIA|MAXM|Maxim Group LLC|860
EPI|WISDOMTREE INDIA|MCBT|Moors & Cabot, Inc.|200
EPI|WISDOMTREE INDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|258990
EPI|WISDOMTREE INDIA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|15264
EPI|WISDOMTREE INDIA|MOTF|MOTIF INVESTING, INC.|2
EPI|WISDOMTREE INDIA|MPSG|E D & F Man Capital Markets Inc.|96860
EPI|WISDOMTREE INDIA|MSCO|MORGAN STANLEY & CO. LLC|1717322
EPI|WISDOMTREE INDIA|MSPL|MORGAN STANLEY & CO. LLC|699700
EPI|WISDOMTREE INDIA|MSTX|MORGAN STANLEY & CO. LLC|600
EPI|WISDOMTREE INDIA|NFSC|National Financial Services LLC|142664
EPI|WISDOMTREE INDIA|NITE|VIRTU Americas LLC|434230
EPI|WISDOMTREE INDIA|NITP|VIRTU Americas LLC|224302
EPI|WISDOMTREE INDIA|NQRB|Brut, LLC|6606
EPI|WISDOMTREE INDIA|NTBF|BMO Nesbitt Burns Inc./CDS|15
EPI|WISDOMTREE INDIA|NTRC|Northern Trust Securities, Inc.|2000
EPI|WISDOMTREE INDIA|OLDM|OLD MISSION CAPITAL, LLC|123406
EPI|WISDOMTREE INDIA|OPCO|Oppenheimer & Co. Inc.|624
EPI|WISDOMTREE INDIA|OTAA|OTA LLC|14600
EPI|WISDOMTREE INDIA|PDQM|CODA MARKETS, INC.|46812
EPI|WISDOMTREE INDIA|RBCM|RBC CAPITAL MARKETS, LLC|4306
EPI|WISDOMTREE INDIA|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2800
EPI|WISDOMTREE INDIA|SAGL|SAGETRADER, LLC|21900
EPI|WISDOMTREE INDIA|SALI|INTL FCSTONE FINANCIAL INC.|400
EPI|WISDOMTREE INDIA|SBSH|Citigroup Global Markets Inc.|9681
EPI|WISDOMTREE INDIA|SEIC|SEI Investments Distribution Co.|319
EPI|WISDOMTREE INDIA|SGMT|GOLDMAN SACHS & CO. LLC|183586
EPI|WISDOMTREE INDIA|SPDR|SPEEDROUTE LLC|7582
EPI|WISDOMTREE INDIA|SSBS|STATE STREET GLOBAL MARKETS, LLC|1200
EPI|WISDOMTREE INDIA|STFL|Stifel, Nicolaus & Company, Incorporated|2287
EPI|WISDOMTREE INDIA|STTT|STATETRUST INVESTMENTS INC.|190
EPI|WISDOMTREE INDIA|SWIM|TD Ameritrade, Inc.|12605
EPI|WISDOMTREE INDIA|TKNG|ALLY INVEST SECURITIES LLC|150
EPI|WISDOMTREE INDIA|TRBT|Tradebot Systems, Inc.|375557
EPI|WISDOMTREE INDIA|TRCM|TRC MARKETS LLC|511179
EPI|WISDOMTREE INDIA|TWTT|TASTYWORKS, INC.|402
EPI|WISDOMTREE INDIA|UBSA|UBS SECURITIES LLC|1343223
EPI|WISDOMTREE INDIA|UBSS|UBS Securities LLC|454793
EPI|WISDOMTREE INDIA|VALX|VIRTU AMERICAS LLC|82825
EPI|WISDOMTREE INDIA|VERT|The Vertical Trading Group, LLC|159
EPI|WISDOMTREE INDIA|VGRD|Vanguard Marketing Corporation|37636
EPI|WISDOMTREE INDIA|WBET|Wallachbeth Capital LLC|79980
EPI|WISDOMTREE INDIA|WCHV|WELLS FARGO SECURITIES, LLC|64265
EPI|WISDOMTREE INDIA|WEED|Weeden & Co.L.P.|5126
EPI|WISDOMTREE INDIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9628
EPI|WISDOMTREE INDIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|217680
EPI|WISDOMTREE INDIA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
EPI|WISDOMTREE INDIA|WSEA|WOLVERINE SECURITIES, LLC|2203
EPI|WISDOMTREE INDIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|3670
EPI|WISDOMTREE INDIA|YKNA|COMHAR CAPITAL MARKETS, LLC|3500
EPI|WISDOMTREE INDIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24956
EPIX|ESSA PHARMA COMMON|APCC|Apex Clearing Corporation|845
EPIX|ESSA PHARMA COMMON|BATM|CBOE TRADING, INC.|695
EPIX|ESSA PHARMA COMMON|BYXM|CBOE TRADING, INC.|300
EPIX|ESSA PHARMA COMMON|CHAS|Charles Schwab & Co., Inc.|700
EPIX|ESSA PHARMA COMMON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|601
EPIX|ESSA PHARMA COMMON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
EPIX|ESSA PHARMA COMMON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|767
EPIX|ESSA PHARMA COMMON|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EPIX|ESSA PHARMA COMMON|DBAB|Deutsche Bank Securities Inc.|150
EPIX|ESSA PHARMA COMMON|DBAX|Deutsche Bank Securities Inc.|600
EPIX|ESSA PHARMA COMMON|DEAN|MORGAN STANLEY|1000
EPIX|ESSA PHARMA COMMON|DEGS|RONIN PROFESSIONAL LLC|90
EPIX|ESSA PHARMA COMMON|EBXL|EBX LLC|700
EPIX|ESSA PHARMA COMMON|ETRS|E*Trade Securities LLC|34568
EPIX|ESSA PHARMA COMMON|FBCO|Credit Suisse Securities (USA) LLC|5601
EPIX|ESSA PHARMA COMMON|FILL|Tradestation Securities, Inc.|5795
EPIX|ESSA PHARMA COMMON|FOMA|TD AMERITRADE CLEARING, INC.|3172
EPIX|ESSA PHARMA COMMON|GEBB|GLOBAL EXECUTION BROKERS, LP|141
EPIX|ESSA PHARMA COMMON|GLPX|ACS EXECUTION SERVICES, LLC|350
EPIX|ESSA PHARMA COMMON|GSLT|GOLDMAN SACHS & CO. LLC|431
EPIX|ESSA PHARMA COMMON|GTSZ|GTS SECURITIES LLC|3979
EPIX|ESSA PHARMA COMMON|HASF|Haywood Securities Inc./CDS|150
EPIX|ESSA PHARMA COMMON|IATS|INTERACTIVE BROKERS LLC|240
EPIX|ESSA PHARMA COMMON|IBKR|Interactive Brokers Llc|4321
EPIX|ESSA PHARMA COMMON|ICBX|INSTINET, LLC|400
EPIX|ESSA PHARMA COMMON|INCA|INSTINET, LLC|6551
EPIX|ESSA PHARMA COMMON|ITGI|ITG Inc.|25
EPIX|ESSA PHARMA COMMON|ITGP|ITG INC.|200
EPIX|ESSA PHARMA COMMON|KCGM|VIRTU Americas LLC|100
EPIX|ESSA PHARMA COMMON|LEHM|Barclays Capital Inc./Le|900
EPIX|ESSA PHARMA COMMON|LIME|Lime Brokerage LLC|6143
EPIX|ESSA PHARMA COMMON|MCMF|Raymond James Ltd. Cds|11551
EPIX|ESSA PHARMA COMMON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
EPIX|ESSA PHARMA COMMON|MOTF|MOTIF INVESTING, INC.|2
EPIX|ESSA PHARMA COMMON|MSCO|MORGAN STANLEY & CO. LLC|7930
EPIX|ESSA PHARMA COMMON|MSPL|MORGAN STANLEY & CO. LLC|3700
EPIX|ESSA PHARMA COMMON|NFSC|National Financial Services LLC|36312
EPIX|ESSA PHARMA COMMON|NITE|VIRTU Americas LLC|55200
EPIX|ESSA PHARMA COMMON|PCPT|PHILLIP CAPITAL INC.|390
EPIX|ESSA PHARMA COMMON|PDQM|CODA MARKETS, INC.|600
EPIX|ESSA PHARMA COMMON|SGMT|GOLDMAN SACHS & CO. LLC|400
EPIX|ESSA PHARMA COMMON|SPDR|SPEEDROUTE LLC|2059
EPIX|ESSA PHARMA COMMON|TKNG|ALLY INVEST SECURITIES LLC|191
EPIX|ESSA PHARMA COMMON|TRCM|TRC MARKETS LLC|174
EPIX|ESSA PHARMA COMMON|TWTT|TASTYWORKS, INC.|110
EPIX|ESSA PHARMA COMMON|UBSA|UBS SECURITIES LLC|1601
EPIX|ESSA PHARMA COMMON|UBSS|UBS Securities LLC|7828
EPIX|ESSA PHARMA COMMON|VGRD|Vanguard Marketing Corporation|2463
EPIX|ESSA PHARMA COMMON|WCHV|WELLS FARGO SECURITIES, LLC|314
EPIX|ESSA PHARMA COMMON|YKNA|COMHAR CAPITAL MARKETS, LLC|150
EPM|EVOLUTION PTRLM CORP|APCC|Apex Clearing Corporation|13
EPM|EVOLUTION PTRLM CORP|BATM|CBOE TRADING, INC.|225
EPM|EVOLUTION PTRLM CORP|BBNT|BB&T SECURITIES, LLC|300
EPM|EVOLUTION PTRLM CORP|BERN|Sanford C. Bernstein & Co., LLC|1200
EPM|EVOLUTION PTRLM CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3325
EPM|EVOLUTION PTRLM CORP|BZYD|GOLDMAN SACHS & CO. LLC|6342
EPM|EVOLUTION PTRLM CORP|CHAS|Charles Schwab & Co., Inc.|3959
EPM|EVOLUTION PTRLM CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5541
EPM|EVOLUTION PTRLM CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|60
EPM|EVOLUTION PTRLM CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|167
EPM|EVOLUTION PTRLM CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10556
EPM|EVOLUTION PTRLM CORP|CTDL|Citadel Derivatives Group Llc|109
EPM|EVOLUTION PTRLM CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2964
EPM|EVOLUTION PTRLM CORP|DBAB|Deutsche Bank Securities Inc.|10259
EPM|EVOLUTION PTRLM CORP|DBAX|Deutsche Bank Securities Inc.|9400
EPM|EVOLUTION PTRLM CORP|DEAN|MORGAN STANLEY|6709
EPM|EVOLUTION PTRLM CORP|DEGS|RONIN PROFESSIONAL LLC|1306
EPM|EVOLUTION PTRLM CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|48489
EPM|EVOLUTION PTRLM CORP|EBXL|EBX LLC|29900
EPM|EVOLUTION PTRLM CORP|EDJO|Edward D. Jones & Co., L.P.|8000
EPM|EVOLUTION PTRLM CORP|EGAM|CBOE TRADING, INC.|4308
EPM|EVOLUTION PTRLM CORP|EGXM|CBOE TRADING, INC.|3548
EPM|EVOLUTION PTRLM CORP|ETRS|E*Trade Securities LLC|85602
EPM|EVOLUTION PTRLM CORP|FILL|Tradestation Securities, Inc.|1049
EPM|EVOLUTION PTRLM CORP|FMAF|NBCN Inc./ CDS|100
EPM|EVOLUTION PTRLM CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3697
EPM|EVOLUTION PTRLM CORP|FTBR|Foliofn Investments, Inc.|179
EPM|EVOLUTION PTRLM CORP|GLIS|TD Securities Inc|200
EPM|EVOLUTION PTRLM CORP|GSCO|GOLDMAN SACHS & CO. LLC|61361
EPM|EVOLUTION PTRLM CORP|GSLT|GOLDMAN SACHS & CO. LLC|3475
EPM|EVOLUTION PTRLM CORP|HRBF|American Enterprise Investment Services Inc.|1660
EPM|EVOLUTION PTRLM CORP|IBKR|Interactive Brokers Llc|2430
EPM|EVOLUTION PTRLM CORP|ICBX|INSTINET, LLC|18132
EPM|EVOLUTION PTRLM CORP|INCA|INSTINET, LLC|14174
EPM|EVOLUTION PTRLM CORP|INJX|INSTINET, LLC|10729
EPM|EVOLUTION PTRLM CORP|ITGI|ITG Inc.|7313
EPM|EVOLUTION PTRLM CORP|ITGP|ITG INC.|12000
EPM|EVOLUTION PTRLM CORP|JEFF|JEFFERIES LLC|11441
EPM|EVOLUTION PTRLM CORP|JMPT|JUMP TRADING, LLC|200
EPM|EVOLUTION PTRLM CORP|JPMX|J.P. Morgan Securities LLC|56595
EPM|EVOLUTION PTRLM CORP|KCGM|VIRTU Americas LLC|4093
EPM|EVOLUTION PTRLM CORP|LEHM|Barclays Capital Inc./Le|75666
EPM|EVOLUTION PTRLM CORP|LIME|Lime Brokerage LLC|9926
EPM|EVOLUTION PTRLM CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48091
EPM|EVOLUTION PTRLM CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11584
EPM|EVOLUTION PTRLM CORP|MSCO|MORGAN STANLEY & CO. LLC|56116
EPM|EVOLUTION PTRLM CORP|MSPL|MORGAN STANLEY & CO. LLC|9600
EPM|EVOLUTION PTRLM CORP|MSTX|MORGAN STANLEY & CO. LLC|12600
EPM|EVOLUTION PTRLM CORP|NFSC|National Financial Services LLC|293896
EPM|EVOLUTION PTRLM CORP|NITE|VIRTU Americas LLC|238206
EPM|EVOLUTION PTRLM CORP|NORT|Northland Securities, Inc.|5900
EPM|EVOLUTION PTRLM CORP|NTBF|BMO Nesbitt Burns Inc./CDS|660
EPM|EVOLUTION PTRLM CORP|OPCO|Oppenheimer & Co. Inc.|4920
EPM|EVOLUTION PTRLM CORP|PDQM|CODA MARKETS, INC.|13260
EPM|EVOLUTION PTRLM CORP|PHLY|NASDAQ Execution Services, LLC|5400
EPM|EVOLUTION PTRLM CORP|PWJC|UBS Financial Services, Inc.|1000
EPM|EVOLUTION PTRLM CORP|SBSH|Citigroup Global Markets Inc.|12454
EPM|EVOLUTION PTRLM CORP|SGMT|GOLDMAN SACHS & CO. LLC|16991
EPM|EVOLUTION PTRLM CORP|SPDR|SPEEDROUTE LLC|9752
EPM|EVOLUTION PTRLM CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1900
EPM|EVOLUTION PTRLM CORP|SWIM|TD Ameritrade, Inc.|20520
EPM|EVOLUTION PTRLM CORP|SWST|Hilltop Securities Inc.|5140
EPM|EVOLUTION PTRLM CORP|TKNG|ALLY INVEST SECURITIES LLC|210
EPM|EVOLUTION PTRLM CORP|TRBT|Tradebot Systems, Inc.|1771
EPM|EVOLUTION PTRLM CORP|TRCM|TRC MARKETS LLC|7836
EPM|EVOLUTION PTRLM CORP|TWTT|TASTYWORKS, INC.|1095
EPM|EVOLUTION PTRLM CORP|UBSA|UBS SECURITIES LLC|135358
EPM|EVOLUTION PTRLM CORP|UBSS|UBS Securities LLC|92930
EPM|EVOLUTION PTRLM CORP|VALX|VIRTU AMERICAS LLC|6302
EPM|EVOLUTION PTRLM CORP|VGRD|Vanguard Marketing Corporation|14762
EPM|EVOLUTION PTRLM CORP|WCHV|WELLS FARGO SECURITIES, LLC|18070
EPM|EVOLUTION PTRLM CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|505
EPM|EVOLUTION PTRLM CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23
EPM|EVOLUTION PTRLM CORP|WSEA|WOLVERINE SECURITIES, LLC|712
EPM|EVOLUTION PTRLM CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
EPM|EVOLUTION PTRLM CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50402
EPOL|ISHARES MSCI POLAND|ALTX|Alternet Securities Inc.|8830
EPOL|ISHARES MSCI POLAND|APCC|Apex Clearing Corporation|9128
EPOL|ISHARES MSCI POLAND|BANK|Primevest Financial Services, Inc.|1
EPOL|ISHARES MSCI POLAND|BATM|CBOE TRADING, INC.|3612
EPOL|ISHARES MSCI POLAND|BBNT|BB&T SECURITIES, LLC|160
EPOL|ISHARES MSCI POLAND|BERN|Sanford C. Bernstein & Co., LLC|90
EPOL|ISHARES MSCI POLAND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|431
EPOL|ISHARES MSCI POLAND|BYXM|CBOE TRADING, INC.|55569
EPOL|ISHARES MSCI POLAND|CANT|Cantor Fitzgerald & Co.|30800
EPOL|ISHARES MSCI POLAND|CHAS|Charles Schwab & Co., Inc.|5383
EPOL|ISHARES MSCI POLAND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|509
EPOL|ISHARES MSCI POLAND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|346018
EPOL|ISHARES MSCI POLAND|CSIN|Citadel Securities Institutional LLC|202555
EPOL|ISHARES MSCI POLAND|CTDL|Citadel Derivatives Group Llc|492009
EPOL|ISHARES MSCI POLAND|CXCX|CITIGROUP GLOBAL MARKETS INC.|3090
EPOL|ISHARES MSCI POLAND|DAVA|Davenport & Company LLC|484
EPOL|ISHARES MSCI POLAND|DBAB|Deutsche Bank Securities Inc.|78594
EPOL|ISHARES MSCI POLAND|DBAX|Deutsche Bank Securities Inc.|53500
EPOL|ISHARES MSCI POLAND|DEAN|MORGAN STANLEY|5768
EPOL|ISHARES MSCI POLAND|EBXL|EBX LLC|82100
EPOL|ISHARES MSCI POLAND|EGAM|CBOE TRADING, INC.|25601
EPOL|ISHARES MSCI POLAND|EGAW|CBOE TRADING, INC.|553
EPOL|ISHARES MSCI POLAND|ESPO|ESPOSITO SECURITIES, LLC|213
EPOL|ISHARES MSCI POLAND|ETBE|Electronic Transaction Clearing, Inc.|13700
EPOL|ISHARES MSCI POLAND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21241
EPOL|ISHARES MSCI POLAND|ETRS|E*Trade Securities LLC|4061
EPOL|ISHARES MSCI POLAND|FBSB|U.S. Bancorp Investments, Inc.|205
EPOL|ISHARES MSCI POLAND|FCST|INTL FCSTONE FINANCIAL INC.|1800
EPOL|ISHARES MSCI POLAND|FIDT|Fidelity Clearing Canada ULC./ CDS|134853
EPOL|ISHARES MSCI POLAND|FILL|Tradestation Securities, Inc.|1664
EPOL|ISHARES MSCI POLAND|FMAF|NBCN Inc./ CDS|34661
EPOL|ISHARES MSCI POLAND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21456
EPOL|ISHARES MSCI POLAND|FTBR|Foliofn Investments, Inc.|12351
EPOL|ISHARES MSCI POLAND|GEBB|GLOBAL EXECUTION BROKERS, LP|11871
EPOL|ISHARES MSCI POLAND|GLIS|TD Securities Inc|590
EPOL|ISHARES MSCI POLAND|GLPX|ACS EXECUTION SERVICES, LLC|836
EPOL|ISHARES MSCI POLAND|GSCO|GOLDMAN SACHS & CO. LLC|54862
EPOL|ISHARES MSCI POLAND|GSLT|GOLDMAN SACHS & CO. LLC|42088
EPOL|ISHARES MSCI POLAND|GTSZ|GTS SECURITIES LLC|900
EPOL|ISHARES MSCI POLAND|HRBF|American Enterprise Investment Services Inc.|748
EPOL|ISHARES MSCI POLAND|IATS|INTERACTIVE BROKERS LLC|4007
EPOL|ISHARES MSCI POLAND|IBKR|Interactive Brokers Llc|29378
EPOL|ISHARES MSCI POLAND|ICBX|INSTINET, LLC|90837
EPOL|ISHARES MSCI POLAND|INCA|INSTINET, LLC|64431
EPOL|ISHARES MSCI POLAND|ITGI|ITG Inc.|8792
EPOL|ISHARES MSCI POLAND|ITGP|ITG INC.|81800
EPOL|ISHARES MSCI POLAND|JMPT|JUMP TRADING, LLC|2135
EPOL|ISHARES MSCI POLAND|JPBX|J.P. MORGAN SECURITIES LLC|600
EPOL|ISHARES MSCI POLAND|JPMX|J.P. Morgan Securities LLC|94864
EPOL|ISHARES MSCI POLAND|JSEB|JANE STREET EXECUTION SERVICES, LLC|31045
EPOL|ISHARES MSCI POLAND|JSJX|JANE STREET CAPITAL LLC|173406
EPOL|ISHARES MSCI POLAND|KCGM|VIRTU Americas LLC|27115
EPOL|ISHARES MSCI POLAND|LEHM|Barclays Capital Inc./Le|264172
EPOL|ISHARES MSCI POLAND|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|5200
EPOL|ISHARES MSCI POLAND|LIME|Lime Brokerage LLC|14911
EPOL|ISHARES MSCI POLAND|LSCI|Lek Securities Corporation|99
EPOL|ISHARES MSCI POLAND|MACQ|Macquarie Capital (USA) Inc.|9500
EPOL|ISHARES MSCI POLAND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|282062
EPOL|ISHARES MSCI POLAND|MSCO|MORGAN STANLEY & CO. LLC|256932
EPOL|ISHARES MSCI POLAND|MSPL|MORGAN STANLEY & CO. LLC|54000
EPOL|ISHARES MSCI POLAND|MSTX|MORGAN STANLEY & CO. LLC|700
EPOL|ISHARES MSCI POLAND|NFSC|National Financial Services LLC|248935
EPOL|ISHARES MSCI POLAND|NITE|VIRTU Americas LLC|220046
EPOL|ISHARES MSCI POLAND|NITP|VIRTU Americas LLC|1400
EPOL|ISHARES MSCI POLAND|NQRB|Brut, LLC|3719
EPOL|ISHARES MSCI POLAND|OLDM|OLD MISSION CAPITAL, LLC|102379
EPOL|ISHARES MSCI POLAND|PDQM|CODA MARKETS, INC.|2174
EPOL|ISHARES MSCI POLAND|PICT|Pictet Overseas Inc.|600
EPOL|ISHARES MSCI POLAND|RBCM|RBC CAPITAL MARKETS, LLC|8043
EPOL|ISHARES MSCI POLAND|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1400
EPOL|ISHARES MSCI POLAND|SBSH|Citigroup Global Markets Inc.|1709
EPOL|ISHARES MSCI POLAND|SGMT|GOLDMAN SACHS & CO. LLC|127792
EPOL|ISHARES MSCI POLAND|STFL|Stifel, Nicolaus & Company, Incorporated|3175
EPOL|ISHARES MSCI POLAND|SWIM|TD Ameritrade, Inc.|3100
EPOL|ISHARES MSCI POLAND|SWST|Hilltop Securities Inc.|2246
EPOL|ISHARES MSCI POLAND|TKNG|ALLY INVEST SECURITIES LLC|1070
EPOL|ISHARES MSCI POLAND|TRBT|Tradebot Systems, Inc.|97343
EPOL|ISHARES MSCI POLAND|TRCM|TRC MARKETS LLC|100
EPOL|ISHARES MSCI POLAND|UBSA|UBS SECURITIES LLC|140870
EPOL|ISHARES MSCI POLAND|UBSS|UBS Securities LLC|193147
EPOL|ISHARES MSCI POLAND|VALX|VIRTU AMERICAS LLC|1802
EPOL|ISHARES MSCI POLAND|VGRD|Vanguard Marketing Corporation|11092
EPOL|ISHARES MSCI POLAND|WBET|Wallachbeth Capital LLC|2232708
EPOL|ISHARES MSCI POLAND|WCHV|WELLS FARGO SECURITIES, LLC|41817
EPOL|ISHARES MSCI POLAND|WEED|Weeden & Co.L.P.|10
EPOL|ISHARES MSCI POLAND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|153
EPOL|ISHARES MSCI POLAND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1418
EPOL|ISHARES MSCI POLAND|WGIF|CIBC World Markets Inc.|20
EPOL|ISHARES MSCI POLAND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|50
EPOL|ISHARES MSCI POLAND|WSEA|WOLVERINE SECURITIES, LLC|2314
EPOL|ISHARES MSCI POLAND|XIST|INSTINET, LLC|1600
EPOL|ISHARES MSCI POLAND|XPUS|XP SECURITIES, LLC|2200
EPOL|ISHARES MSCI POLAND|YKNA|COMHAR CAPITAL MARKETS, LLC|65
EPOL|ISHARES MSCI POLAND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10860
EPP|ISHARES MSCI EX JAP|ALTX|Alternet Securities Inc.|2847
EPP|ISHARES MSCI EX JAP|APCC|Apex Clearing Corporation|60
EPP|ISHARES MSCI EX JAP|BARD|Robert W. Baird & Co. Incorporated|50160
EPP|ISHARES MSCI EX JAP|BATM|CBOE TRADING, INC.|6960
EPP|ISHARES MSCI EX JAP|BAYC|BAY CREST PARTNERS, LLC|3114
EPP|ISHARES MSCI EX JAP|BAYT|BTIG, LLC|4250
EPP|ISHARES MSCI EX JAP|BBNT|BB&T SECURITIES, LLC|1158
EPP|ISHARES MSCI EX JAP|BERN|Sanford C. Bernstein & Co., LLC|1567
EPP|ISHARES MSCI EX JAP|BIMI|Banca IMI Securities Corp.|165
EPP|ISHARES MSCI EX JAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18315
EPP|ISHARES MSCI EX JAP|BNCH|The Benchmark Company, LLC|18827
EPP|ISHARES MSCI EX JAP|BNPX|BNP PARIBAS SECURITIES CORP.|966
EPP|ISHARES MSCI EX JAP|BRGE|Newbridge Securities Corp.|1
EPP|ISHARES MSCI EX JAP|BYXM|CBOE TRADING, INC.|16648
EPP|ISHARES MSCI EX JAP|CANT|Cantor Fitzgerald & Co.|249693
EPP|ISHARES MSCI EX JAP|CHAS|Charles Schwab & Co., Inc.|2152
EPP|ISHARES MSCI EX JAP|CIST|Capital Institutional Services, Inc.|1394
EPP|ISHARES MSCI EX JAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130483
EPP|ISHARES MSCI EX JAP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1548
EPP|ISHARES MSCI EX JAP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
EPP|ISHARES MSCI EX JAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|210997
EPP|ISHARES MSCI EX JAP|CSIN|Citadel Securities Institutional LLC|50219
EPP|ISHARES MSCI EX JAP|CTDL|Citadel Derivatives Group Llc|137404
EPP|ISHARES MSCI EX JAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12910
EPP|ISHARES MSCI EX JAP|DADA|D.A. Davidson & Co.|252
EPP|ISHARES MSCI EX JAP|DBAB|Deutsche Bank Securities Inc.|7995
EPP|ISHARES MSCI EX JAP|DBAX|Deutsche Bank Securities Inc.|60800
EPP|ISHARES MSCI EX JAP|DEAN|MORGAN STANLEY|14663
EPP|ISHARES MSCI EX JAP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1678
EPP|ISHARES MSCI EX JAP|EBXL|EBX LLC|42000
EPP|ISHARES MSCI EX JAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12612
EPP|ISHARES MSCI EX JAP|EDJO|Edward D. Jones & Co., L.P.|2513
EPP|ISHARES MSCI EX JAP|EGAM|CBOE TRADING, INC.|7397
EPP|ISHARES MSCI EX JAP|EGMT|EG MARKET TECHNOLOGIES LLC|100
EPP|ISHARES MSCI EX JAP|EGXM|CBOE TRADING, INC.|19191
EPP|ISHARES MSCI EX JAP|ETBE|Electronic Transaction Clearing, Inc.|2400
EPP|ISHARES MSCI EX JAP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18689
EPP|ISHARES MSCI EX JAP|ETRS|E*Trade Securities LLC|7690
EPP|ISHARES MSCI EX JAP|FILL|Tradestation Securities, Inc.|388
EPP|ISHARES MSCI EX JAP|FINX|FINTECH SECURITIES|310
EPP|ISHARES MSCI EX JAP|FLTU|FLOW TRADERS US LLC|677595
EPP|ISHARES MSCI EX JAP|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|497810
EPP|ISHARES MSCI EX JAP|FMAF|NBCN Inc./ CDS|961
EPP|ISHARES MSCI EX JAP|FQLS|Quantlab Securities LP|12306
EPP|ISHARES MSCI EX JAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2927
EPP|ISHARES MSCI EX JAP|FTBR|Foliofn Investments, Inc.|21045
EPP|ISHARES MSCI EX JAP|GBMT|GBM International, Inc.|7559
EPP|ISHARES MSCI EX JAP|GEBB|GLOBAL EXECUTION BROKERS, LP|8260
EPP|ISHARES MSCI EX JAP|GLIS|TD Securities Inc|705
EPP|ISHARES MSCI EX JAP|GLPX|ACS EXECUTION SERVICES, LLC|600
EPP|ISHARES MSCI EX JAP|GSCO|GOLDMAN SACHS & CO. LLC|31393
EPP|ISHARES MSCI EX JAP|GSLT|GOLDMAN SACHS & CO. LLC|4325
EPP|ISHARES MSCI EX JAP|GTSZ|GTS SECURITIES LLC|5697
EPP|ISHARES MSCI EX JAP|HRBF|American Enterprise Investment Services Inc.|132748
EPP|ISHARES MSCI EX JAP|IATS|INTERACTIVE BROKERS LLC|8416
EPP|ISHARES MSCI EX JAP|IBKR|Interactive Brokers Llc|31865
EPP|ISHARES MSCI EX JAP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|123
EPP|ISHARES MSCI EX JAP|ICBX|INSTINET, LLC|70678
EPP|ISHARES MSCI EX JAP|INCA|INSTINET, LLC|39003
EPP|ISHARES MSCI EX JAP|ITGI|ITG Inc.|6216
EPP|ISHARES MSCI EX JAP|ITGP|ITG INC.|40000
EPP|ISHARES MSCI EX JAP|JANY|Janney Montgomery Scott Inc.|464
EPP|ISHARES MSCI EX JAP|JEFF|JEFFERIES LLC|63
EPP|ISHARES MSCI EX JAP|JMPT|JUMP TRADING, LLC|2606
EPP|ISHARES MSCI EX JAP|JPBX|J.P. MORGAN SECURITIES LLC|2588
EPP|ISHARES MSCI EX JAP|JPMX|J.P. Morgan Securities LLC|32736
EPP|ISHARES MSCI EX JAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|72307
EPP|ISHARES MSCI EX JAP|JSJX|JANE STREET CAPITAL LLC|200642
EPP|ISHARES MSCI EX JAP|KCGM|VIRTU Americas LLC|24145
EPP|ISHARES MSCI EX JAP|LEHM|Barclays Capital Inc./Le|212635
EPP|ISHARES MSCI EX JAP|LGNT|COR CLEARING LLC|1
EPP|ISHARES MSCI EX JAP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1710
EPP|ISHARES MSCI EX JAP|LIME|Lime Brokerage LLC|12917
EPP|ISHARES MSCI EX JAP|LSCI|Lek Securities Corporation|1070
EPP|ISHARES MSCI EX JAP|MACC|Mid Atlantic Capital Corporation|13
EPP|ISHARES MSCI EX JAP|MAXM|Maxim Group LLC|31612
EPP|ISHARES MSCI EX JAP|MBTS|ALLY INVEST SECURITIES LLC|60
EPP|ISHARES MSCI EX JAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120800
EPP|ISHARES MSCI EX JAP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
EPP|ISHARES MSCI EX JAP|MOTF|MOTIF INVESTING, INC.|1
EPP|ISHARES MSCI EX JAP|MSCO|MORGAN STANLEY & CO. LLC|123975
EPP|ISHARES MSCI EX JAP|MSPL|MORGAN STANLEY & CO. LLC|61200
EPP|ISHARES MSCI EX JAP|NFSC|National Financial Services LLC|50408
EPP|ISHARES MSCI EX JAP|NITE|VIRTU Americas LLC|303536
EPP|ISHARES MSCI EX JAP|NITP|VIRTU Americas LLC|200
EPP|ISHARES MSCI EX JAP|NQRB|Brut, LLC|200
EPP|ISHARES MSCI EX JAP|NTBF|BMO Nesbitt Burns Inc./CDS|258
EPP|ISHARES MSCI EX JAP|NTRC|Northern Trust Securities, Inc.|38
EPP|ISHARES MSCI EX JAP|OLDM|OLD MISSION CAPITAL, LLC|29740
EPP|ISHARES MSCI EX JAP|OPCO|Oppenheimer & Co. Inc.|733
EPP|ISHARES MSCI EX JAP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|64000
EPP|ISHARES MSCI EX JAP|PDQM|CODA MARKETS, INC.|1600
EPP|ISHARES MSCI EX JAP|PWJC|UBS Financial Services, Inc.|178
EPP|ISHARES MSCI EX JAP|RBCM|RBC CAPITAL MARKETS, LLC|558
EPP|ISHARES MSCI EX JAP|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|7912
EPP|ISHARES MSCI EX JAP|SBSH|Citigroup Global Markets Inc.|22564
EPP|ISHARES MSCI EX JAP|SEIC|SEI Investments Distribution Co.|1780
EPP|ISHARES MSCI EX JAP|SGMT|GOLDMAN SACHS & CO. LLC|19312
EPP|ISHARES MSCI EX JAP|SSBS|STATE STREET GLOBAL MARKETS, LLC|981
EPP|ISHARES MSCI EX JAP|STFL|Stifel, Nicolaus & Company, Incorporated|1517
EPP|ISHARES MSCI EX JAP|SWIM|TD Ameritrade, Inc.|1445
EPP|ISHARES MSCI EX JAP|SWST|Hilltop Securities Inc.|4193
EPP|ISHARES MSCI EX JAP|TKNG|ALLY INVEST SECURITIES LLC|50
EPP|ISHARES MSCI EX JAP|TRBT|Tradebot Systems, Inc.|56300
EPP|ISHARES MSCI EX JAP|TRCM|TRC MARKETS LLC|777
EPP|ISHARES MSCI EX JAP|TWTT|TASTYWORKS, INC.|100
EPP|ISHARES MSCI EX JAP|UBSA|UBS SECURITIES LLC|143054
EPP|ISHARES MSCI EX JAP|UBSS|UBS Securities LLC|199479
EPP|ISHARES MSCI EX JAP|VALX|VIRTU AMERICAS LLC|1302
EPP|ISHARES MSCI EX JAP|VGRD|Vanguard Marketing Corporation|8462
EPP|ISHARES MSCI EX JAP|WBET|Wallachbeth Capital LLC|29448
EPP|ISHARES MSCI EX JAP|WBLR|WILLIAM BLAIR|1552
EPP|ISHARES MSCI EX JAP|WCHV|WELLS FARGO SECURITIES, LLC|58950
EPP|ISHARES MSCI EX JAP|WEDB|WEDBUSH SECURITIES INC.|2
EPP|ISHARES MSCI EX JAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|637
EPP|ISHARES MSCI EX JAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|812
EPP|ISHARES MSCI EX JAP|WGIF|CIBC World Markets Inc.|600
EPP|ISHARES MSCI EX JAP|WSEA|WOLVERINE SECURITIES, LLC|604
EPP|ISHARES MSCI EX JAP|XPUS|XP SECURITIES, LLC|3705
EPP|ISHARES MSCI EX JAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
EPP|ISHARES MSCI EX JAP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
EPP|ISHARES MSCI EX JAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2113
EPR|EPR PROPERTIES|ALTX|Alternet Securities Inc.|3262
EPR|EPR PROPERTIES|APCC|Apex Clearing Corporation|889
EPR|EPR PROPERTIES|BANK|Primevest Financial Services, Inc.|129
EPR|EPR PROPERTIES|BARD|Robert W. Baird & Co. Incorporated|450
EPR|EPR PROPERTIES|BATM|CBOE TRADING, INC.|2337
EPR|EPR PROPERTIES|BAYT|BTIG, LLC|600
EPR|EPR PROPERTIES|BERN|Sanford C. Bernstein & Co., LLC|93461
EPR|EPR PROPERTIES|BIAD|SAGETRADER, LLC|1
EPR|EPR PROPERTIES|BIDS|BIDS TRADING L.P.|8200
EPR|EPR PROPERTIES|BKCM|BNY Mellon Capital Markets LLC|12239
EPR|EPR PROPERTIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11927
EPR|EPR PROPERTIES|BMOC|BMO Capital Markets Corp.|136345
EPR|EPR PROPERTIES|BNPX|BNP PARIBAS SECURITIES CORP.|9054
EPR|EPR PROPERTIES|BRGE|Newbridge Securities Corp.|104
EPR|EPR PROPERTIES|BRVL|BLAYLOCK VAN, LLC|300
EPR|EPR PROPERTIES|BTIG|BTIG, LLC|7735
EPR|EPR PROPERTIES|BYXM|CBOE TRADING, INC.|876
EPR|EPR PROPERTIES|BZYD|GOLDMAN SACHS & CO. LLC|2139
EPR|EPR PROPERTIES|CABR|Cabrera Capital Markets, Inc.|25
EPR|EPR PROPERTIES|CANT|Cantor Fitzgerald & Co.|21983
EPR|EPR PROPERTIES|CHAS|Charles Schwab & Co., Inc.|1874
EPR|EPR PROPERTIES|CHLM|Craig-Hallum Capital Group LLC|200
EPR|EPR PROPERTIES|CICF|Canaccord Genuity Corp.|253
EPR|EPR PROPERTIES|CIST|Capital Institutional Services, Inc.|1180
EPR|EPR PROPERTIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|163065
EPR|EPR PROPERTIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|157
EPR|EPR PROPERTIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|403
EPR|EPR PROPERTIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|193345
EPR|EPR PROPERTIES|CTDL|Citadel Derivatives Group Llc|6849
EPR|EPR PROPERTIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|14290
EPR|EPR PROPERTIES|DADA|D.A. Davidson & Co.|1002
EPR|EPR PROPERTIES|DAVA|Davenport & Company LLC|205
EPR|EPR PROPERTIES|DBAB|Deutsche Bank Securities Inc.|165790
EPR|EPR PROPERTIES|DBAX|Deutsche Bank Securities Inc.|110400
EPR|EPR PROPERTIES|DEAN|MORGAN STANLEY|11660
EPR|EPR PROPERTIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3216
EPR|EPR PROPERTIES|EBXL|EBX LLC|121100
EPR|EPR PROPERTIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|9160
EPR|EPR PROPERTIES|EDJC|Edward Jones / CDS|696
EPR|EPR PROPERTIES|EDJO|Edward D. Jones & Co., L.P.|2969
EPR|EPR PROPERTIES|EGAM|CBOE TRADING, INC.|5679
EPR|EPR PROPERTIES|EGAW|CBOE TRADING, INC.|101
EPR|EPR PROPERTIES|EGMT|EG MARKET TECHNOLOGIES LLC|819
EPR|EPR PROPERTIES|EGXM|CBOE TRADING, INC.|1451
EPR|EPR PROPERTIES|ETBE|Electronic Transaction Clearing, Inc.|7910
EPR|EPR PROPERTIES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
EPR|EPR PROPERTIES|ETCB|ETC BROKERAGE SERVICES, LLC|118
EPR|EPR PROPERTIES|ETCC|Electronic Transaction Clearing, Inc.|781
EPR|EPR PROPERTIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13427
EPR|EPR PROPERTIES|ETRS|E*Trade Securities LLC|67947
EPR|EPR PROPERTIES|FILL|Tradestation Securities, Inc.|1004
EPR|EPR PROPERTIES|FINX|FINTECH SECURITIES|41
EPR|EPR PROPERTIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1921
EPR|EPR PROPERTIES|FQLS|Quantlab Securities LP|117624
EPR|EPR PROPERTIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114159
EPR|EPR PROPERTIES|FTBR|Foliofn Investments, Inc.|2824
EPR|EPR PROPERTIES|GEBB|GLOBAL EXECUTION BROKERS, LP|600
EPR|EPR PROPERTIES|GLIS|TD Securities Inc|515
EPR|EPR PROPERTIES|GLPX|ACS EXECUTION SERVICES, LLC|20595
EPR|EPR PROPERTIES|GNAV|GREEN STREET TRADING, LLC|51920
EPR|EPR PROPERTIES|GSCO|GOLDMAN SACHS & CO. LLC|416272
EPR|EPR PROPERTIES|GSCS|GOLDMAN SACHS & CO. LLC|13726
EPR|EPR PROPERTIES|GSLT|GOLDMAN SACHS & CO. LLC|5655
EPR|EPR PROPERTIES|GTSZ|GTS SECURITIES LLC|60239
EPR|EPR PROPERTIES|HRBF|American Enterprise Investment Services Inc.|51683
EPR|EPR PROPERTIES|HSBC|HSBC Securities, Inc.|200
EPR|EPR PROPERTIES|IATS|INTERACTIVE BROKERS LLC|7517
EPR|EPR PROPERTIES|IBKR|Interactive Brokers Llc|8345
EPR|EPR PROPERTIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
EPR|EPR PROPERTIES|ICBX|INSTINET, LLC|43998
EPR|EPR PROPERTIES|IEQY|CITADEL SECURITIES LLC|66134
EPR|EPR PROPERTIES|INCA|INSTINET, LLC|126466
EPR|EPR PROPERTIES|INJX|INSTINET, LLC|5906
EPR|EPR PROPERTIES|INTL|INTL FCSTONE FINANCIAL INC.|2
EPR|EPR PROPERTIES|ITGI|ITG Inc.|17268
EPR|EPR PROPERTIES|ITGP|ITG INC.|24600
EPR|EPR PROPERTIES|JANY|Janney Montgomery Scott Inc.|1233
EPR|EPR PROPERTIES|JEFF|JEFFERIES LLC|62534
EPR|EPR PROPERTIES|JMPT|JUMP TRADING, LLC|36908
EPR|EPR PROPERTIES|JPBX|J.P. MORGAN SECURITIES LLC|44910
EPR|EPR PROPERTIES|JPMX|J.P. Morgan Securities LLC|203652
EPR|EPR PROPERTIES|JSJX|JANE STREET CAPITAL LLC|6634
EPR|EPR PROPERTIES|KCGM|VIRTU Americas LLC|21398
EPR|EPR PROPERTIES|KEYB|KEYBANC CAPITAL MARKETS INC.|59500
EPR|EPR PROPERTIES|LEHM|Barclays Capital Inc./Le|511508
EPR|EPR PROPERTIES|LGNT|COR CLEARING LLC|14
EPR|EPR PROPERTIES|LIME|Lime Brokerage LLC|9207
EPR|EPR PROPERTIES|LMNX|LUMINEX TRADING & ANALYTICS LLC|19800
EPR|EPR PROPERTIES|LQNA|LIQUIDNET, INC.|81100
EPR|EPR PROPERTIES|LQNB|LIQUIDNET, INC.|7300
EPR|EPR PROPERTIES|LSCI|Lek Securities Corporation|26
EPR|EPR PROPERTIES|MACQ|Macquarie Capital (USA) Inc.|600
EPR|EPR PROPERTIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67886
EPR|EPR PROPERTIES|MOTF|MOTIF INVESTING, INC.|15
EPR|EPR PROPERTIES|MSCO|MORGAN STANLEY & CO. LLC|589598
EPR|EPR PROPERTIES|MSPL|MORGAN STANLEY & CO. LLC|158500
EPR|EPR PROPERTIES|MSTX|MORGAN STANLEY & CO. LLC|47300
EPR|EPR PROPERTIES|MUFG|MUFG SECURITIES AMERICAS INC.|16800
EPR|EPR PROPERTIES|NFSC|National Financial Services LLC|161298
EPR|EPR PROPERTIES|NITE|VIRTU Americas LLC|257892
EPR|EPR PROPERTIES|NITP|VIRTU Americas LLC|100
EPR|EPR PROPERTIES|NQRB|Brut, LLC|10251
EPR|EPR PROPERTIES|OPCO|Oppenheimer & Co. Inc.|2855
EPR|EPR PROPERTIES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3050
EPR|EPR PROPERTIES|PDQM|CODA MARKETS, INC.|39106
EPR|EPR PROPERTIES|PHLY|NASDAQ Execution Services, LLC|70000
EPR|EPR PROPERTIES|PWJC|UBS Financial Services, Inc.|3914
EPR|EPR PROPERTIES|QMSR|QUATTRO M SECURITIES INC.|4406
EPR|EPR PROPERTIES|RBCM|RBC CAPITAL MARKETS, LLC|14822
EPR|EPR PROPERTIES|SAGL|SAGETRADER, LLC|6151
EPR|EPR PROPERTIES|SAGW|SAGETRADER, LLC|4
EPR|EPR PROPERTIES|SALI|INTL FCSTONE FINANCIAL INC.|169
EPR|EPR PROPERTIES|SBSH|Citigroup Global Markets Inc.|61537
EPR|EPR PROPERTIES|SEIC|SEI Investments Distribution Co.|300
EPR|EPR PROPERTIES|SGMT|GOLDMAN SACHS & CO. LLC|53387
EPR|EPR PROPERTIES|SPDR|SPEEDROUTE LLC|1537
EPR|EPR PROPERTIES|SPHN|Stephens Inc.|324
EPR|EPR PROPERTIES|STFL|Stifel, Nicolaus & Company, Incorporated|3966
EPR|EPR PROPERTIES|STKP|STOCKPILE INVESTMENTS, INC.|62
EPR|EPR PROPERTIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3160
EPR|EPR PROPERTIES|SWIM|TD Ameritrade, Inc.|20483
EPR|EPR PROPERTIES|SWST|Hilltop Securities Inc.|3651
EPR|EPR PROPERTIES|TKNG|ALLY INVEST SECURITIES LLC|1200
EPR|EPR PROPERTIES|TMBR|Timber Hill LLC|34
EPR|EPR PROPERTIES|TRBT|Tradebot Systems, Inc.|94785
EPR|EPR PROPERTIES|TRCM|TRC MARKETS LLC|50307
EPR|EPR PROPERTIES|UBSA|UBS SECURITIES LLC|353464
EPR|EPR PROPERTIES|UBSS|UBS Securities LLC|540507
EPR|EPR PROPERTIES|VALX|VIRTU AMERICAS LLC|6702
EPR|EPR PROPERTIES|VGRD|Vanguard Marketing Corporation|18457
EPR|EPR PROPERTIES|WBLR|WILLIAM BLAIR|376
EPR|EPR PROPERTIES|WBPX|SUMMIT SECURITIES GROUP, LLC|1532
EPR|EPR PROPERTIES|WCHV|WELLS FARGO SECURITIES, LLC|64158
EPR|EPR PROPERTIES|WDNX|WEEDEN & CO.L.P.|624
EPR|EPR PROPERTIES|WEDB|WEDBUSH SECURITIES INC.|363
EPR|EPR PROPERTIES|WEED|Weeden & Co.L.P.|5087
EPR|EPR PROPERTIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9583
EPR|EPR PROPERTIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7885
EPR|EPR PROPERTIES|WGIF|CIBC World Markets Inc.|4100
EPR|EPR PROPERTIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|46
EPR|EPR PROPERTIES|WSAG|WALL STREET ACCESS|1238
EPR|EPR PROPERTIES|WSEA|WOLVERINE SECURITIES, LLC|2497
EPR|EPR PROPERTIES|XIST|INSTINET, LLC|3400
EPR|EPR PROPERTIES|XPQR|Jump Trading|3434
EPR|EPR PROPERTIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|33134
EPR|EPR PROPERTIES|YKNA|COMHAR CAPITAL MARKETS, LLC|480
EPR|EPR PROPERTIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12073
EPR$C|EPR PROPERTIES 5.75%|DADA|D.A. Davidson & Co.|950
EPR$C|EPR PROPERTIES 5.75%|DBAX|Deutsche Bank Securities Inc.|100
EPR$C|EPR PROPERTIES 5.75%|DEAN|MORGAN STANLEY|1046
EPR$C|EPR PROPERTIES 5.75%|EBXL|EBX LLC|100
EPR$C|EPR PROPERTIES 5.75%|EDJO|Edward D. Jones & Co., L.P.|100
EPR$C|EPR PROPERTIES 5.75%|GSCS|GOLDMAN SACHS & CO. LLC|3400
EPR$C|EPR PROPERTIES 5.75%|JANY|Janney Montgomery Scott Inc.|75
EPR$C|EPR PROPERTIES 5.75%|MSCO|MORGAN STANLEY & CO. LLC|1113
EPR$C|EPR PROPERTIES 5.75%|MUFG|MUFG SECURITIES AMERICAS INC.|50000
EPR$C|EPR PROPERTIES 5.75%|NFSC|National Financial Services LLC|8800
EPR$C|EPR PROPERTIES 5.75%|NITE|VIRTU Americas LLC|10242
EPR$C|EPR PROPERTIES 5.75%|RBCM|RBC CAPITAL MARKETS, LLC|304
EPR$C|EPR PROPERTIES 5.75%|TRBT|Tradebot Systems, Inc.|400
EPR$C|EPR PROPERTIES 5.75%|UBSA|UBS SECURITIES LLC|700
EPR$C|EPR PROPERTIES 5.75%|UBSS|UBS Securities LLC|100
EPR$E|EPR PROPERTIES 9.00%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
EPR$E|EPR PROPERTIES 9.00%|DEAN|MORGAN STANLEY|300
EPR$E|EPR PROPERTIES 9.00%|GTSZ|GTS SECURITIES LLC|100
EPR$E|EPR PROPERTIES 9.00%|HRBF|American Enterprise Investment Services Inc.|202
EPR$E|EPR PROPERTIES 9.00%|IBKR|Interactive Brokers Llc|200
EPR$E|EPR PROPERTIES 9.00%|JANY|Janney Montgomery Scott Inc.|750
EPR$E|EPR PROPERTIES 9.00%|LEHM|Barclays Capital Inc./Le|200
EPR$E|EPR PROPERTIES 9.00%|LIME|Lime Brokerage LLC|100
EPR$E|EPR PROPERTIES 9.00%|MUFG|MUFG SECURITIES AMERICAS INC.|240000
EPR$E|EPR PROPERTIES 9.00%|NFSC|National Financial Services LLC|1918
EPR$E|EPR PROPERTIES 9.00%|NITE|VIRTU Americas LLC|5659
EPR$E|EPR PROPERTIES 9.00%|STFL|Stifel, Nicolaus & Company, Incorporated|2182
EPR$E|EPR PROPERTIES 9.00%|UBSA|UBS SECURITIES LLC|368
EPR$E|EPR PROPERTIES 9.00%|VGRD|Vanguard Marketing Corporation|828
EPR$G|EPR PROPRTIES 5.75 G|BATM|CBOE TRADING, INC.|1010
EPR$G|EPR PROPRTIES 5.75 G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|215
EPR$G|EPR PROPRTIES 5.75 G|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
EPR$G|EPR PROPRTIES 5.75 G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2664
EPR$G|EPR PROPRTIES 5.75 G|DBAX|Deutsche Bank Securities Inc.|2200
EPR$G|EPR PROPRTIES 5.75 G|DEAN|MORGAN STANLEY|7570
EPR$G|EPR PROPRTIES 5.75 G|EBXL|EBX LLC|2900
EPR$G|EPR PROPRTIES 5.75 G|ECUT|CONVERGEX EXECUTION SOLUTIONS|5386
EPR$G|EPR PROPRTIES 5.75 G|ETRS|E*Trade Securities LLC|214
EPR$G|EPR PROPRTIES 5.75 G|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|153
EPR$G|EPR PROPRTIES 5.75 G|GLPX|ACS EXECUTION SERVICES, LLC|532
EPR$G|EPR PROPRTIES 5.75 G|GSCO|GOLDMAN SACHS & CO. LLC|800
EPR$G|EPR PROPRTIES 5.75 G|GTSZ|GTS SECURITIES LLC|1156
EPR$G|EPR PROPRTIES 5.75 G|HRBF|American Enterprise Investment Services Inc.|1000
EPR$G|EPR PROPRTIES 5.75 G|IATS|INTERACTIVE BROKERS LLC|1119
EPR$G|EPR PROPRTIES 5.75 G|IBKR|Interactive Brokers Llc|2482
EPR$G|EPR PROPRTIES 5.75 G|ICBX|INSTINET, LLC|100
EPR$G|EPR PROPRTIES 5.75 G|INCA|INSTINET, LLC|800
EPR$G|EPR PROPRTIES 5.75 G|ITGI|ITG Inc.|200
EPR$G|EPR PROPRTIES 5.75 G|JANY|Janney Montgomery Scott Inc.|13971
EPR$G|EPR PROPRTIES 5.75 G|JPMX|J.P. Morgan Securities LLC|3800
EPR$G|EPR PROPRTIES 5.75 G|JSEB|JANE STREET EXECUTION SERVICES, LLC|328
EPR$G|EPR PROPRTIES 5.75 G|KCGM|VIRTU Americas LLC|1100
EPR$G|EPR PROPRTIES 5.75 G|LEHM|Barclays Capital Inc./Le|4800
EPR$G|EPR PROPRTIES 5.75 G|LIME|Lime Brokerage LLC|1650
EPR$G|EPR PROPRTIES 5.75 G|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|28
EPR$G|EPR PROPRTIES 5.75 G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
EPR$G|EPR PROPRTIES 5.75 G|MSCO|MORGAN STANLEY & CO. LLC|2076
EPR$G|EPR PROPRTIES 5.75 G|MSPL|MORGAN STANLEY & CO. LLC|300
EPR$G|EPR PROPRTIES 5.75 G|NFSC|National Financial Services LLC|11990
EPR$G|EPR PROPRTIES 5.75 G|NITE|VIRTU Americas LLC|49112
EPR$G|EPR PROPRTIES 5.75 G|NQRB|Brut, LLC|72
EPR$G|EPR PROPRTIES 5.75 G|OPCO|Oppenheimer & Co. Inc.|3850
EPR$G|EPR PROPRTIES 5.75 G|PDQM|CODA MARKETS, INC.|1232
EPR$G|EPR PROPRTIES 5.75 G|RBCM|RBC CAPITAL MARKETS, LLC|13345
EPR$G|EPR PROPRTIES 5.75 G|SGMT|GOLDMAN SACHS & CO. LLC|316
EPR$G|EPR PROPRTIES 5.75 G|SPDR|SPEEDROUTE LLC|800
EPR$G|EPR PROPRTIES 5.75 G|STFL|Stifel, Nicolaus & Company, Incorporated|1789
EPR$G|EPR PROPRTIES 5.75 G|TRBT|Tradebot Systems, Inc.|1382
EPR$G|EPR PROPRTIES 5.75 G|UBSA|UBS SECURITIES LLC|12399
EPR$G|EPR PROPRTIES 5.75 G|UBSS|UBS Securities LLC|871
EPR$G|EPR PROPRTIES 5.75 G|VGRD|Vanguard Marketing Corporation|2802
EPR$G|EPR PROPRTIES 5.75 G|WABR|Wall Street Access|2000
EPR$G|EPR PROPRTIES 5.75 G|WCHV|WELLS FARGO SECURITIES, LLC|22867
EPR$G|EPR PROPRTIES 5.75 G|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24
EPR$G|EPR PROPRTIES 5.75 G|YKNA|COMHAR CAPITAL MARKETS, LLC|100
EPRF|INNOVATOR S&P HIGH Q|BANK|Primevest Financial Services, Inc.|2384
EPRF|INNOVATOR S&P HIGH Q|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1415
EPRF|INNOVATOR S&P HIGH Q|CANT|Cantor Fitzgerald & Co.|20005
EPRF|INNOVATOR S&P HIGH Q|CHAS|Charles Schwab & Co., Inc.|1
EPRF|INNOVATOR S&P HIGH Q|CROS|CREDIT SUISSE SECURITIES (USA) LLC|207
EPRF|INNOVATOR S&P HIGH Q|EBXL|EBX LLC|200
EPRF|INNOVATOR S&P HIGH Q|FTBR|Foliofn Investments, Inc.|9
EPRF|INNOVATOR S&P HIGH Q|GSLT|GOLDMAN SACHS & CO. LLC|100
EPRF|INNOVATOR S&P HIGH Q|IATS|INTERACTIVE BROKERS LLC|1
EPRF|INNOVATOR S&P HIGH Q|IBKR|Interactive Brokers Llc|181
EPRF|INNOVATOR S&P HIGH Q|ICBX|INSTINET, LLC|200
EPRF|INNOVATOR S&P HIGH Q|INCA|INSTINET, LLC|301
EPRF|INNOVATOR S&P HIGH Q|JANY|Janney Montgomery Scott Inc.|100
EPRF|INNOVATOR S&P HIGH Q|JSJX|JANE STREET CAPITAL LLC|5613
EPRF|INNOVATOR S&P HIGH Q|KCGM|VIRTU Americas LLC|200
EPRF|INNOVATOR S&P HIGH Q|LEHM|Barclays Capital Inc./Le|200
EPRF|INNOVATOR S&P HIGH Q|LIME|Lime Brokerage LLC|666
EPRF|INNOVATOR S&P HIGH Q|MSCO|MORGAN STANLEY & CO. LLC|700
EPRF|INNOVATOR S&P HIGH Q|NFSC|National Financial Services LLC|22918
EPRF|INNOVATOR S&P HIGH Q|NITE|VIRTU Americas LLC|8701
EPRF|INNOVATOR S&P HIGH Q|RBCM|RBC CAPITAL MARKETS, LLC|3298
EPRF|INNOVATOR S&P HIGH Q|SWIM|TD Ameritrade, Inc.|125
EPRF|INNOVATOR S&P HIGH Q|UBSA|UBS SECURITIES LLC|150
EPRF|INNOVATOR S&P HIGH Q|WSEA|WOLVERINE SECURITIES, LLC|4
EPRF|INNOVATOR S&P HIGH Q|YLPL|Linsco/Private Ledger Financial Services, Incorporated|638
EPRT|ESSENTIAL PROPERTIES|AGIS|Aegis Capital Corp.|9500
EPRT|ESSENTIAL PROPERTIES|ALTX|Alternet Securities Inc.|28500
EPRT|ESSENTIAL PROPERTIES|APCC|Apex Clearing Corporation|200
EPRT|ESSENTIAL PROPERTIES|BATM|CBOE TRADING, INC.|1800
EPRT|ESSENTIAL PROPERTIES|BBNT|BB&T SECURITIES, LLC|1000
EPRT|ESSENTIAL PROPERTIES|BERN|Sanford C. Bernstein & Co., LLC|80347
EPRT|ESSENTIAL PROPERTIES|BIDS|BIDS TRADING L.P.|2300
EPRT|ESSENTIAL PROPERTIES|BTIG|BTIG, LLC|144100
EPRT|ESSENTIAL PROPERTIES|BYXM|CBOE TRADING, INC.|1700
EPRT|ESSENTIAL PROPERTIES|CANT|Cantor Fitzgerald & Co.|100
EPRT|ESSENTIAL PROPERTIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132744
EPRT|ESSENTIAL PROPERTIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11349
EPRT|ESSENTIAL PROPERTIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|43334
EPRT|ESSENTIAL PROPERTIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|224030
EPRT|ESSENTIAL PROPERTIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|171534
EPRT|ESSENTIAL PROPERTIES|DBAB|Deutsche Bank Securities Inc.|24430
EPRT|ESSENTIAL PROPERTIES|DBAX|Deutsche Bank Securities Inc.|201200
EPRT|ESSENTIAL PROPERTIES|DEAN|MORGAN STANLEY|3300
EPRT|ESSENTIAL PROPERTIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
EPRT|ESSENTIAL PROPERTIES|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|12298
EPRT|ESSENTIAL PROPERTIES|EBXL|EBX LLC|197000
EPRT|ESSENTIAL PROPERTIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
EPRT|ESSENTIAL PROPERTIES|EGAM|CBOE TRADING, INC.|7450
EPRT|ESSENTIAL PROPERTIES|EGAW|CBOE TRADING, INC.|800
EPRT|ESSENTIAL PROPERTIES|EGXM|CBOE TRADING, INC.|23650
EPRT|ESSENTIAL PROPERTIES|EGXW|CBOE TRADING, INC.|4400
EPRT|ESSENTIAL PROPERTIES|ETBE|Electronic Transaction Clearing, Inc.|100
EPRT|ESSENTIAL PROPERTIES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
EPRT|ESSENTIAL PROPERTIES|ETRS|E*Trade Securities LLC|13082
EPRT|ESSENTIAL PROPERTIES|FILL|Tradestation Securities, Inc.|1050
EPRT|ESSENTIAL PROPERTIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6640
EPRT|ESSENTIAL PROPERTIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3350
EPRT|ESSENTIAL PROPERTIES|GLPX|ACS EXECUTION SERVICES, LLC|57164
EPRT|ESSENTIAL PROPERTIES|GSCO|GOLDMAN SACHS & CO. LLC|656349
EPRT|ESSENTIAL PROPERTIES|GSCS|GOLDMAN SACHS & CO. LLC|3200
EPRT|ESSENTIAL PROPERTIES|GSLT|GOLDMAN SACHS & CO. LLC|32883
EPRT|ESSENTIAL PROPERTIES|GTSZ|GTS SECURITIES LLC|16100
EPRT|ESSENTIAL PROPERTIES|HSBC|HSBC Securities, Inc.|31200
EPRT|ESSENTIAL PROPERTIES|IATS|INTERACTIVE BROKERS LLC|700
EPRT|ESSENTIAL PROPERTIES|IBKR|Interactive Brokers Llc|25625
EPRT|ESSENTIAL PROPERTIES|ICBX|INSTINET, LLC|120288
EPRT|ESSENTIAL PROPERTIES|INCA|INSTINET, LLC|108642
EPRT|ESSENTIAL PROPERTIES|INJX|INSTINET, LLC|13165
EPRT|ESSENTIAL PROPERTIES|ITGI|ITG Inc.|133897
EPRT|ESSENTIAL PROPERTIES|ITGP|ITG INC.|407000
EPRT|ESSENTIAL PROPERTIES|JANY|Janney Montgomery Scott Inc.|1001
EPRT|ESSENTIAL PROPERTIES|JEFF|JEFFERIES LLC|130240
EPRT|ESSENTIAL PROPERTIES|JMPT|JUMP TRADING, LLC|11889
EPRT|ESSENTIAL PROPERTIES|JONE|JonesTrading|2032847
EPRT|ESSENTIAL PROPERTIES|JPBX|J.P. MORGAN SECURITIES LLC|49200
EPRT|ESSENTIAL PROPERTIES|JPMX|J.P. Morgan Securities LLC|522120
EPRT|ESSENTIAL PROPERTIES|JSJX|JANE STREET CAPITAL LLC|1604
EPRT|ESSENTIAL PROPERTIES|KBWI|Keefe, Bruyette & Woods, Inc.|100
EPRT|ESSENTIAL PROPERTIES|KCGM|VIRTU Americas LLC|91765
EPRT|ESSENTIAL PROPERTIES|LEHM|Barclays Capital Inc./Le|210250
EPRT|ESSENTIAL PROPERTIES|LIME|Lime Brokerage LLC|2092
EPRT|ESSENTIAL PROPERTIES|LOOP|Loop Capital Markets LLC|1500
EPRT|ESSENTIAL PROPERTIES|LQNA|LIQUIDNET, INC.|184900
EPRT|ESSENTIAL PROPERTIES|LSCI|Lek Securities Corporation|5000
EPRT|ESSENTIAL PROPERTIES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|17150
EPRT|ESSENTIAL PROPERTIES|MAXM|Maxim Group LLC|13910
EPRT|ESSENTIAL PROPERTIES|MBTS|ALLY INVEST SECURITIES LLC|150
EPRT|ESSENTIAL PROPERTIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109658
EPRT|ESSENTIAL PROPERTIES|MOTF|MOTIF INVESTING, INC.|67
EPRT|ESSENTIAL PROPERTIES|MSCO|MORGAN STANLEY & CO. LLC|1417491
EPRT|ESSENTIAL PROPERTIES|MSPL|MORGAN STANLEY & CO. LLC|42000
EPRT|ESSENTIAL PROPERTIES|NEUB|NEUBERGER BERMAN BD LLC|800
EPRT|ESSENTIAL PROPERTIES|NFSC|National Financial Services LLC|17469
EPRT|ESSENTIAL PROPERTIES|NITE|VIRTU Americas LLC|148099
EPRT|ESSENTIAL PROPERTIES|NQRB|Brut, LLC|1881
EPRT|ESSENTIAL PROPERTIES|OPCO|Oppenheimer & Co. Inc.|19890
EPRT|ESSENTIAL PROPERTIES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3446
EPRT|ESSENTIAL PROPERTIES|PDQM|CODA MARKETS, INC.|138820
EPRT|ESSENTIAL PROPERTIES|PREC|PRECISION SECURITIES, LLC|13700
EPRT|ESSENTIAL PROPERTIES|RBCM|RBC CAPITAL MARKETS, LLC|27806
EPRT|ESSENTIAL PROPERTIES|RHCO|Suntrust Robinson Humphrey, Inc.|4850
EPRT|ESSENTIAL PROPERTIES|RJLC|RJL CAPITAL GROUP, LLC|7869
EPRT|ESSENTIAL PROPERTIES|SAGL|SAGETRADER, LLC|8021
EPRT|ESSENTIAL PROPERTIES|SBSH|Citigroup Global Markets Inc.|157063
EPRT|ESSENTIAL PROPERTIES|SGMT|GOLDMAN SACHS & CO. LLC|169295
EPRT|ESSENTIAL PROPERTIES|SPDR|SPEEDROUTE LLC|44760
EPRT|ESSENTIAL PROPERTIES|STFL|Stifel, Nicolaus & Company, Incorporated|22550
EPRT|ESSENTIAL PROPERTIES|SWIM|TD Ameritrade, Inc.|3782
EPRT|ESSENTIAL PROPERTIES|TRBT|Tradebot Systems, Inc.|20888
EPRT|ESSENTIAL PROPERTIES|TRCM|TRC MARKETS LLC|700
EPRT|ESSENTIAL PROPERTIES|TWTT|TASTYWORKS, INC.|300
EPRT|ESSENTIAL PROPERTIES|UBSA|UBS SECURITIES LLC|519487
EPRT|ESSENTIAL PROPERTIES|UBSS|UBS Securities LLC|77873
EPRT|ESSENTIAL PROPERTIES|VALX|VIRTU AMERICAS LLC|600
EPRT|ESSENTIAL PROPERTIES|VGRD|Vanguard Marketing Corporation|726
EPRT|ESSENTIAL PROPERTIES|WCHV|WELLS FARGO SECURITIES, LLC|75786
EPRT|ESSENTIAL PROPERTIES|WEDB|WEDBUSH SECURITIES INC.|55320
EPRT|ESSENTIAL PROPERTIES|WEED|Weeden & Co.L.P.|630
EPRT|ESSENTIAL PROPERTIES|WSAG|WALL STREET ACCESS|10200
EPRT|ESSENTIAL PROPERTIES|WSEA|WOLVERINE SECURITIES, LLC|361
EPRT|ESSENTIAL PROPERTIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|12800
EPRT|ESSENTIAL PROPERTIES|YKNA|COMHAR CAPITAL MARKETS, LLC|37580
EPS|WISDOMTREE U.S. EARN|APCC|Apex Clearing Corporation|798
EPS|WISDOMTREE U.S. EARN|BARD|Robert W. Baird & Co. Incorporated|543
EPS|WISDOMTREE U.S. EARN|CANT|Cantor Fitzgerald & Co.|3072
EPS|WISDOMTREE U.S. EARN|CHAS|Charles Schwab & Co., Inc.|1
EPS|WISDOMTREE U.S. EARN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
EPS|WISDOMTREE U.S. EARN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4191
EPS|WISDOMTREE U.S. EARN|DBAX|Deutsche Bank Securities Inc.|1100
EPS|WISDOMTREE U.S. EARN|DEAN|MORGAN STANLEY|238
EPS|WISDOMTREE U.S. EARN|EBXL|EBX LLC|1500
EPS|WISDOMTREE U.S. EARN|EDJO|Edward D. Jones & Co., L.P.|134
EPS|WISDOMTREE U.S. EARN|ETRS|E*Trade Securities LLC|13181
EPS|WISDOMTREE U.S. EARN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|150000
EPS|WISDOMTREE U.S. EARN|FTBR|Foliofn Investments, Inc.|1
EPS|WISDOMTREE U.S. EARN|GSCO|GOLDMAN SACHS & CO. LLC|11402
EPS|WISDOMTREE U.S. EARN|HRBF|American Enterprise Investment Services Inc.|1713
EPS|WISDOMTREE U.S. EARN|IBKR|Interactive Brokers Llc|138
EPS|WISDOMTREE U.S. EARN|ICBX|INSTINET, LLC|1916
EPS|WISDOMTREE U.S. EARN|INCA|INSTINET, LLC|297680
EPS|WISDOMTREE U.S. EARN|ITGI|ITG Inc.|50
EPS|WISDOMTREE U.S. EARN|JPMX|J.P. Morgan Securities LLC|600
EPS|WISDOMTREE U.S. EARN|JSEB|JANE STREET EXECUTION SERVICES, LLC|18295
EPS|WISDOMTREE U.S. EARN|JSJX|JANE STREET CAPITAL LLC|26310
EPS|WISDOMTREE U.S. EARN|KCGM|VIRTU Americas LLC|3053
EPS|WISDOMTREE U.S. EARN|LEHM|Barclays Capital Inc./Le|5427
EPS|WISDOMTREE U.S. EARN|LIME|Lime Brokerage LLC|3092
EPS|WISDOMTREE U.S. EARN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3508
EPS|WISDOMTREE U.S. EARN|MSCO|MORGAN STANLEY & CO. LLC|12650
EPS|WISDOMTREE U.S. EARN|NFSC|National Financial Services LLC|10972
EPS|WISDOMTREE U.S. EARN|NITE|VIRTU Americas LLC|25753
EPS|WISDOMTREE U.S. EARN|OPCO|Oppenheimer & Co. Inc.|582
EPS|WISDOMTREE U.S. EARN|PWJC|UBS Financial Services, Inc.|1300
EPS|WISDOMTREE U.S. EARN|SBSH|Citigroup Global Markets Inc.|7
EPS|WISDOMTREE U.S. EARN|SGMT|GOLDMAN SACHS & CO. LLC|1400
EPS|WISDOMTREE U.S. EARN|SHMR|ABN Amro Clearing LLC|150000
EPS|WISDOMTREE U.S. EARN|STFL|Stifel, Nicolaus & Company, Incorporated|6
EPS|WISDOMTREE U.S. EARN|SWIM|TD Ameritrade, Inc.|1101
EPS|WISDOMTREE U.S. EARN|UBSA|UBS SECURITIES LLC|4770
EPS|WISDOMTREE U.S. EARN|UBSS|UBS Securities LLC|5454
EPS|WISDOMTREE U.S. EARN|VGRD|Vanguard Marketing Corporation|635
EPS|WISDOMTREE U.S. EARN|WCHV|WELLS FARGO SECURITIES, LLC|7738
EPS|WISDOMTREE U.S. EARN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9628
EPU|ISHARES MSCI PERU|ALTX|Alternet Securities Inc.|100
EPU|ISHARES MSCI PERU|APCC|Apex Clearing Corporation|933
EPU|ISHARES MSCI PERU|BATM|CBOE TRADING, INC.|18815
EPU|ISHARES MSCI PERU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|250
EPU|ISHARES MSCI PERU|BLKX|INSTINET, LLC|16800
EPU|ISHARES MSCI PERU|BLTK|Bulltick, Llc|90
EPU|ISHARES MSCI PERU|BYXM|CBOE TRADING, INC.|32
EPU|ISHARES MSCI PERU|CANT|Cantor Fitzgerald & Co.|100637
EPU|ISHARES MSCI PERU|CHAS|Charles Schwab & Co., Inc.|20
EPU|ISHARES MSCI PERU|CICF|Canaccord Genuity Corp.|2599
EPU|ISHARES MSCI PERU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46821
EPU|ISHARES MSCI PERU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1706
EPU|ISHARES MSCI PERU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32797
EPU|ISHARES MSCI PERU|CTDL|Citadel Derivatives Group Llc|38192
EPU|ISHARES MSCI PERU|CXCX|CITIGROUP GLOBAL MARKETS INC.|7750
EPU|ISHARES MSCI PERU|DBAB|Deutsche Bank Securities Inc.|100
EPU|ISHARES MSCI PERU|DBAX|Deutsche Bank Securities Inc.|17100
EPU|ISHARES MSCI PERU|DEAN|MORGAN STANLEY|444
EPU|ISHARES MSCI PERU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|839
EPU|ISHARES MSCI PERU|EBXL|EBX LLC|9500
EPU|ISHARES MSCI PERU|ECUT|CONVERGEX EXECUTION SOLUTIONS|2224
EPU|ISHARES MSCI PERU|EGAM|CBOE TRADING, INC.|300
EPU|ISHARES MSCI PERU|EGXM|CBOE TRADING, INC.|1
EPU|ISHARES MSCI PERU|EGXW|CBOE TRADING, INC.|160
EPU|ISHARES MSCI PERU|ESPO|ESPOSITO SECURITIES, LLC|917
EPU|ISHARES MSCI PERU|ETBE|Electronic Transaction Clearing, Inc.|700
EPU|ISHARES MSCI PERU|ETRS|E*Trade Securities LLC|6375
EPU|ISHARES MSCI PERU|FBSB|U.S. Bancorp Investments, Inc.|65
EPU|ISHARES MSCI PERU|FCST|INTL FCSTONE FINANCIAL INC.|800
EPU|ISHARES MSCI PERU|FILL|Tradestation Securities, Inc.|752
EPU|ISHARES MSCI PERU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|978
EPU|ISHARES MSCI PERU|FTBR|Foliofn Investments, Inc.|5834
EPU|ISHARES MSCI PERU|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
EPU|ISHARES MSCI PERU|GLPX|ACS EXECUTION SERVICES, LLC|800
EPU|ISHARES MSCI PERU|GSCO|GOLDMAN SACHS & CO. LLC|83525
EPU|ISHARES MSCI PERU|GSLT|GOLDMAN SACHS & CO. LLC|1100
EPU|ISHARES MSCI PERU|GTSZ|GTS SECURITIES LLC|1200
EPU|ISHARES MSCI PERU|HRBF|American Enterprise Investment Services Inc.|1202
EPU|ISHARES MSCI PERU|IATS|INTERACTIVE BROKERS LLC|2387
EPU|ISHARES MSCI PERU|IBKR|Interactive Brokers Llc|9057
EPU|ISHARES MSCI PERU|ICBX|INSTINET, LLC|5616
EPU|ISHARES MSCI PERU|INCA|INSTINET, LLC|6140
EPU|ISHARES MSCI PERU|ITGI|ITG Inc.|1100
EPU|ISHARES MSCI PERU|ITGP|ITG INC.|8600
EPU|ISHARES MSCI PERU|JANY|Janney Montgomery Scott Inc.|92
EPU|ISHARES MSCI PERU|JPMX|J.P. Morgan Securities LLC|30174
EPU|ISHARES MSCI PERU|JSJX|JANE STREET CAPITAL LLC|45924
EPU|ISHARES MSCI PERU|KCGM|VIRTU Americas LLC|4920
EPU|ISHARES MSCI PERU|LEHM|Barclays Capital Inc./Le|23800
EPU|ISHARES MSCI PERU|LGNT|COR CLEARING LLC|7
EPU|ISHARES MSCI PERU|LIME|Lime Brokerage LLC|14738
EPU|ISHARES MSCI PERU|LSCI|Lek Securities Corporation|1710
EPU|ISHARES MSCI PERU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29400
EPU|ISHARES MSCI PERU|MSCO|MORGAN STANLEY & CO. LLC|102908
EPU|ISHARES MSCI PERU|MSPL|MORGAN STANLEY & CO. LLC|38400
EPU|ISHARES MSCI PERU|NFSC|National Financial Services LLC|25051
EPU|ISHARES MSCI PERU|NITE|VIRTU Americas LLC|96910
EPU|ISHARES MSCI PERU|NQRB|Brut, LLC|534
EPU|ISHARES MSCI PERU|OLDM|OLD MISSION CAPITAL, LLC|510
EPU|ISHARES MSCI PERU|PDQM|CODA MARKETS, INC.|1259
EPU|ISHARES MSCI PERU|RBCM|RBC CAPITAL MARKETS, LLC|8426
EPU|ISHARES MSCI PERU|SAGL|SAGETRADER, LLC|41
EPU|ISHARES MSCI PERU|SBSH|Citigroup Global Markets Inc.|405
EPU|ISHARES MSCI PERU|SGMT|GOLDMAN SACHS & CO. LLC|13771
EPU|ISHARES MSCI PERU|SWIM|TD Ameritrade, Inc.|1599
EPU|ISHARES MSCI PERU|TKNG|ALLY INVEST SECURITIES LLC|2
EPU|ISHARES MSCI PERU|TRCM|TRC MARKETS LLC|140
EPU|ISHARES MSCI PERU|UBSA|UBS SECURITIES LLC|59104
EPU|ISHARES MSCI PERU|UBSS|UBS Securities LLC|44296
EPU|ISHARES MSCI PERU|VALX|VIRTU AMERICAS LLC|1071
EPU|ISHARES MSCI PERU|VGRD|Vanguard Marketing Corporation|7570
EPU|ISHARES MSCI PERU|WCHV|WELLS FARGO SECURITIES, LLC|92981
EPU|ISHARES MSCI PERU|WGIF|CIBC World Markets Inc.|100
EPU|ISHARES MSCI PERU|WSEA|WOLVERINE SECURITIES, LLC|282
EPU|ISHARES MSCI PERU|XPUS|XP SECURITIES, LLC|12997
EPU|ISHARES MSCI PERU|XSTM|NATIONAL FINANCIAL SERVICES LLC|6234
EPU|ISHARES MSCI PERU|YKNA|COMHAR CAPITAL MARKETS, LLC|59
EPU|ISHARES MSCI PERU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1746
EPV|PROSHARES ULTRSHT FT|APCC|Apex Clearing Corporation|106
EPV|PROSHARES ULTRSHT FT|BYXM|CBOE TRADING, INC.|312
EPV|PROSHARES ULTRSHT FT|CHAS|Charles Schwab & Co., Inc.|200
EPV|PROSHARES ULTRSHT FT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3500
EPV|PROSHARES ULTRSHT FT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2507
EPV|PROSHARES ULTRSHT FT|DBAX|Deutsche Bank Securities Inc.|1100
EPV|PROSHARES ULTRSHT FT|DEGS|RONIN PROFESSIONAL LLC|100
EPV|PROSHARES ULTRSHT FT|EBXL|EBX LLC|1300
EPV|PROSHARES ULTRSHT FT|EDJO|Edward D. Jones & Co., L.P.|300
EPV|PROSHARES ULTRSHT FT|ETRS|E*Trade Securities LLC|2948
EPV|PROSHARES ULTRSHT FT|FILL|Tradestation Securities, Inc.|250
EPV|PROSHARES ULTRSHT FT|FTBR|Foliofn Investments, Inc.|1
EPV|PROSHARES ULTRSHT FT|GTSZ|GTS SECURITIES LLC|984
EPV|PROSHARES ULTRSHT FT|HRBF|American Enterprise Investment Services Inc.|400
EPV|PROSHARES ULTRSHT FT|IATS|INTERACTIVE BROKERS LLC|944
EPV|PROSHARES ULTRSHT FT|IBKR|Interactive Brokers Llc|6007
EPV|PROSHARES ULTRSHT FT|ICBX|INSTINET, LLC|200
EPV|PROSHARES ULTRSHT FT|JPMX|J.P. Morgan Securities LLC|3072
EPV|PROSHARES ULTRSHT FT|JSJX|JANE STREET CAPITAL LLC|17176
EPV|PROSHARES ULTRSHT FT|KCGM|VIRTU Americas LLC|3102
EPV|PROSHARES ULTRSHT FT|LEHM|Barclays Capital Inc./Le|3600
EPV|PROSHARES ULTRSHT FT|LIME|Lime Brokerage LLC|2218
EPV|PROSHARES ULTRSHT FT|LSCI|Lek Securities Corporation|15
EPV|PROSHARES ULTRSHT FT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1680
EPV|PROSHARES ULTRSHT FT|MOTF|MOTIF INVESTING, INC.|18
EPV|PROSHARES ULTRSHT FT|NFSC|National Financial Services LLC|33580
EPV|PROSHARES ULTRSHT FT|NITE|VIRTU Americas LLC|21092
EPV|PROSHARES ULTRSHT FT|SBSH|Citigroup Global Markets Inc.|1900
EPV|PROSHARES ULTRSHT FT|SGMT|GOLDMAN SACHS & CO. LLC|904
EPV|PROSHARES ULTRSHT FT|SWIM|TD Ameritrade, Inc.|1862
EPV|PROSHARES ULTRSHT FT|TKNG|ALLY INVEST SECURITIES LLC|37
EPV|PROSHARES ULTRSHT FT|TRCM|TRC MARKETS LLC|89
EPV|PROSHARES ULTRSHT FT|UBSA|UBS SECURITIES LLC|3351
EPV|PROSHARES ULTRSHT FT|UBSS|UBS Securities LLC|1756
EPV|PROSHARES ULTRSHT FT|VALX|VIRTU AMERICAS LLC|49
EPV|PROSHARES ULTRSHT FT|VGRD|Vanguard Marketing Corporation|2461
EPV|PROSHARES ULTRSHT FT|WCHV|WELLS FARGO SECURITIES, LLC|400
EPV|PROSHARES ULTRSHT FT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|547
EPV|PROSHARES ULTRSHT FT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3158
EPV|PROSHARES ULTRSHT FT|WSEA|WOLVERINE SECURITIES, LLC|910
EPZM|EPIZYME, INC CMN STK|AGIS|Aegis Capital Corp.|1000
EPZM|EPIZYME, INC CMN STK|ALTX|Alternet Securities Inc.|1997
EPZM|EPIZYME, INC CMN STK|APCC|Apex Clearing Corporation|127
EPZM|EPIZYME, INC CMN STK|BATM|CBOE TRADING, INC.|754
EPZM|EPIZYME, INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|306
EPZM|EPIZYME, INC CMN STK|BIMI|Banca IMI Securities Corp.|1485
EPZM|EPIZYME, INC CMN STK|BKCM|BNY Mellon Capital Markets LLC|100
EPZM|EPIZYME, INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|208
EPZM|EPIZYME, INC CMN STK|BLKX|INSTINET, LLC|154342
EPZM|EPIZYME, INC CMN STK|BMOC|BMO Capital Markets Corp.|8072
EPZM|EPIZYME, INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|15219
EPZM|EPIZYME, INC CMN STK|BTIG|BTIG, LLC|1402559
EPZM|EPIZYME, INC CMN STK|BYXM|CBOE TRADING, INC.|1373
EPZM|EPIZYME, INC CMN STK|CANT|Cantor Fitzgerald & Co.|185
EPZM|EPIZYME, INC CMN STK|CHAS|Charles Schwab & Co., Inc.|850
EPZM|EPIZYME, INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44261
EPZM|EPIZYME, INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
EPZM|EPIZYME, INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|167157
EPZM|EPIZYME, INC CMN STK|CTDL|Citadel Derivatives Group Llc|8370
EPZM|EPIZYME, INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|29128
EPZM|EPIZYME, INC CMN STK|DBAB|Deutsche Bank Securities Inc.|204520
EPZM|EPIZYME, INC CMN STK|DBAX|Deutsche Bank Securities Inc.|90300
EPZM|EPIZYME, INC CMN STK|DEAN|MORGAN STANLEY|4006
EPZM|EPIZYME, INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|7662
EPZM|EPIZYME, INC CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23195
EPZM|EPIZYME, INC CMN STK|EBXL|EBX LLC|54500
EPZM|EPIZYME, INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|811
EPZM|EPIZYME, INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|105
EPZM|EPIZYME, INC CMN STK|EGAM|CBOE TRADING, INC.|4225
EPZM|EPIZYME, INC CMN STK|EGAW|CBOE TRADING, INC.|100
EPZM|EPIZYME, INC CMN STK|EGXM|CBOE TRADING, INC.|186
EPZM|EPIZYME, INC CMN STK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3516
EPZM|EPIZYME, INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
EPZM|EPIZYME, INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8473
EPZM|EPIZYME, INC CMN STK|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|300
EPZM|EPIZYME, INC CMN STK|ETRS|E*Trade Securities LLC|82739
EPZM|EPIZYME, INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|212063
EPZM|EPIZYME, INC CMN STK|FILL|Tradestation Securities, Inc.|400
EPZM|EPIZYME, INC CMN STK|FMAF|NBCN Inc./ CDS|600
EPZM|EPIZYME, INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|115361
EPZM|EPIZYME, INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38136
EPZM|EPIZYME, INC CMN STK|FTBR|Foliofn Investments, Inc.|154
EPZM|EPIZYME, INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|25292
EPZM|EPIZYME, INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|912
EPZM|EPIZYME, INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|497919
EPZM|EPIZYME, INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|72473
EPZM|EPIZYME, INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|2671
EPZM|EPIZYME, INC CMN STK|GTSZ|GTS SECURITIES LLC|36010
EPZM|EPIZYME, INC CMN STK|HAPX|HAP Trading, LLC|1005
EPZM|EPIZYME, INC CMN STK|HRBF|American Enterprise Investment Services Inc.|1000
EPZM|EPIZYME, INC CMN STK|IATS|INTERACTIVE BROKERS LLC|6030
EPZM|EPIZYME, INC CMN STK|IBKR|Interactive Brokers Llc|35047
EPZM|EPIZYME, INC CMN STK|ICBX|INSTINET, LLC|23400
EPZM|EPIZYME, INC CMN STK|IEQY|CITADEL SECURITIES LLC|37154
EPZM|EPIZYME, INC CMN STK|INCA|INSTINET, LLC|215629
EPZM|EPIZYME, INC CMN STK|INJX|INSTINET, LLC|18796
EPZM|EPIZYME, INC CMN STK|ITGI|ITG Inc.|25390
EPZM|EPIZYME, INC CMN STK|ITGP|ITG INC.|195000
EPZM|EPIZYME, INC CMN STK|JEFF|JEFFERIES LLC|61647
EPZM|EPIZYME, INC CMN STK|JMPT|JUMP TRADING, LLC|7856
EPZM|EPIZYME, INC CMN STK|JONE|JonesTrading|4050
EPZM|EPIZYME, INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|6816
EPZM|EPIZYME, INC CMN STK|JPMX|J.P. Morgan Securities LLC|221381
EPZM|EPIZYME, INC CMN STK|JSJX|JANE STREET CAPITAL LLC|6900
EPZM|EPIZYME, INC CMN STK|KCGM|VIRTU Americas LLC|23003
EPZM|EPIZYME, INC CMN STK|LEER|LEERINK PARTNERS LLC|115000
EPZM|EPIZYME, INC CMN STK|LEHM|Barclays Capital Inc./Le|473189
EPZM|EPIZYME, INC CMN STK|LIME|Lime Brokerage LLC|185534
EPZM|EPIZYME, INC CMN STK|LMGP|LIME BROKERAGE LLC|10393
EPZM|EPIZYME, INC CMN STK|LMNX|LUMINEX TRADING & ANALYTICS LLC|154000
EPZM|EPIZYME, INC CMN STK|LQNA|LIQUIDNET, INC.|160400
EPZM|EPIZYME, INC CMN STK|MAXM|Maxim Group LLC|5416
EPZM|EPIZYME, INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|186603
EPZM|EPIZYME, INC CMN STK|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1020
EPZM|EPIZYME, INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|1056564
EPZM|EPIZYME, INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|216200
EPZM|EPIZYME, INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|24300
EPZM|EPIZYME, INC CMN STK|NFSC|National Financial Services LLC|128127
EPZM|EPIZYME, INC CMN STK|NITE|VIRTU Americas LLC|220306
EPZM|EPIZYME, INC CMN STK|NITP|VIRTU Americas LLC|7908
EPZM|EPIZYME, INC CMN STK|NQRB|Brut, LLC|4950
EPZM|EPIZYME, INC CMN STK|OPCO|Oppenheimer & Co. Inc.|1630
EPZM|EPIZYME, INC CMN STK|PDQM|CODA MARKETS, INC.|11939
EPZM|EPIZYME, INC CMN STK|PWJC|UBS Financial Services, Inc.|6265
EPZM|EPIZYME, INC CMN STK|RAJA|Raymond James & Associates, Inc.|419
EPZM|EPIZYME, INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|1000
EPZM|EPIZYME, INC CMN STK|RHCO|Suntrust Robinson Humphrey, Inc.|5000
EPZM|EPIZYME, INC CMN STK|SAGL|SAGETRADER, LLC|1784
EPZM|EPIZYME, INC CMN STK|SAGW|SAGETRADER, LLC|1828
EPZM|EPIZYME, INC CMN STK|SBSH|Citigroup Global Markets Inc.|137170
EPZM|EPIZYME, INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|70445
EPZM|EPIZYME, INC CMN STK|SPDR|SPEEDROUTE LLC|1600
EPZM|EPIZYME, INC CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|70
EPZM|EPIZYME, INC CMN STK|SWIM|TD Ameritrade, Inc.|18543
EPZM|EPIZYME, INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|931
EPZM|EPIZYME, INC CMN STK|TRBT|Tradebot Systems, Inc.|12378
EPZM|EPIZYME, INC CMN STK|TRCM|TRC MARKETS LLC|49344
EPZM|EPIZYME, INC CMN STK|UBSA|UBS SECURITIES LLC|345931
EPZM|EPIZYME, INC CMN STK|UBSS|UBS Securities LLC|689138
EPZM|EPIZYME, INC CMN STK|VALX|VIRTU AMERICAS LLC|70008
EPZM|EPIZYME, INC CMN STK|VGRD|Vanguard Marketing Corporation|3674
EPZM|EPIZYME, INC CMN STK|WABR|Wall Street Access|6100
EPZM|EPIZYME, INC CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|354
EPZM|EPIZYME, INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|11113
EPZM|EPIZYME, INC CMN STK|WEED|Weeden & Co.L.P.|3700
EPZM|EPIZYME, INC CMN STK|WGIF|CIBC World Markets Inc.|3000
EPZM|EPIZYME, INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|626
EPZM|EPIZYME, INC CMN STK|XIST|INSTINET, LLC|25800
EPZM|EPIZYME, INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|53734
EPZM|EPIZYME, INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|255
EQAL|INVESCO EQUAL|APCC|Apex Clearing Corporation|128
EQAL|INVESCO EQUAL|BARD|Robert W. Baird & Co. Incorporated|69
EQAL|INVESCO EQUAL|BYXM|CBOE TRADING, INC.|75
EQAL|INVESCO EQUAL|CANT|Cantor Fitzgerald & Co.|9043
EQAL|INVESCO EQUAL|CHAS|Charles Schwab & Co., Inc.|381
EQAL|INVESCO EQUAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2443
EQAL|INVESCO EQUAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9625
EQAL|INVESCO EQUAL|CSIN|Citadel Securities Institutional LLC|103796
EQAL|INVESCO EQUAL|CTDL|Citadel Derivatives Group Llc|101965
EQAL|INVESCO EQUAL|DAVA|Davenport & Company LLC|507
EQAL|INVESCO EQUAL|DBAX|Deutsche Bank Securities Inc.|1800
EQAL|INVESCO EQUAL|DEAN|MORGAN STANLEY|1767
EQAL|INVESCO EQUAL|EBXL|EBX LLC|2500
EQAL|INVESCO EQUAL|EDJO|Edward D. Jones & Co., L.P.|1417
EQAL|INVESCO EQUAL|ETRS|E*Trade Securities LLC|7510
EQAL|INVESCO EQUAL|FILL|Tradestation Securities, Inc.|16
EQAL|INVESCO EQUAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
EQAL|INVESCO EQUAL|FTBR|Foliofn Investments, Inc.|170
EQAL|INVESCO EQUAL|GTSZ|GTS SECURITIES LLC|500
EQAL|INVESCO EQUAL|ICBX|INSTINET, LLC|35068
EQAL|INVESCO EQUAL|JPMX|J.P. Morgan Securities LLC|11734
EQAL|INVESCO EQUAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|92516
EQAL|INVESCO EQUAL|JSJX|JANE STREET CAPITAL LLC|92690
EQAL|INVESCO EQUAL|KCGM|VIRTU Americas LLC|5952
EQAL|INVESCO EQUAL|LEHM|Barclays Capital Inc./Le|11600
EQAL|INVESCO EQUAL|LIME|Lime Brokerage LLC|2867
EQAL|INVESCO EQUAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9356
EQAL|INVESCO EQUAL|MSCO|MORGAN STANLEY & CO. LLC|9005
EQAL|INVESCO EQUAL|MSPL|MORGAN STANLEY & CO. LLC|800
EQAL|INVESCO EQUAL|NFSC|National Financial Services LLC|59903
EQAL|INVESCO EQUAL|NITE|VIRTU Americas LLC|74223
EQAL|INVESCO EQUAL|PDQM|CODA MARKETS, INC.|1885
EQAL|INVESCO EQUAL|PWJC|UBS Financial Services, Inc.|1281
EQAL|INVESCO EQUAL|RBCM|RBC CAPITAL MARKETS, LLC|880
EQAL|INVESCO EQUAL|SGMT|GOLDMAN SACHS & CO. LLC|3982
EQAL|INVESCO EQUAL|SHMR|ABN Amro Clearing LLC|433
EQAL|INVESCO EQUAL|STFL|Stifel, Nicolaus & Company, Incorporated|78794
EQAL|INVESCO EQUAL|SWIM|TD Ameritrade, Inc.|73
EQAL|INVESCO EQUAL|TKNG|ALLY INVEST SECURITIES LLC|200
EQAL|INVESCO EQUAL|UBSA|UBS SECURITIES LLC|12850
EQAL|INVESCO EQUAL|UBSS|UBS Securities LLC|11847
EQAL|INVESCO EQUAL|VGRD|Vanguard Marketing Corporation|27140
EQAL|INVESCO EQUAL|WCHV|WELLS FARGO SECURITIES, LLC|7342
EQAL|INVESCO EQUAL|WSEA|WOLVERINE SECURITIES, LLC|50
EQAL|INVESCO EQUAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
EQAL|INVESCO EQUAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3867
EQBK|EQUITY BNCSRS CM A|ALTX|Alternet Securities Inc.|4425
EQBK|EQUITY BNCSRS CM A|APCC|Apex Clearing Corporation|29
EQBK|EQUITY BNCSRS CM A|BARD|Robert W. Baird & Co. Incorporated|398
EQBK|EQUITY BNCSRS CM A|BATM|CBOE TRADING, INC.|400
EQBK|EQUITY BNCSRS CM A|BERN|Sanford C. Bernstein & Co., LLC|2318
EQBK|EQUITY BNCSRS CM A|BMOC|BMO Capital Markets Corp.|1923
EQBK|EQUITY BNCSRS CM A|BNPX|BNP PARIBAS SECURITIES CORP.|5509
EQBK|EQUITY BNCSRS CM A|BTIG|BTIG, LLC|4
EQBK|EQUITY BNCSRS CM A|BYXM|CBOE TRADING, INC.|400
EQBK|EQUITY BNCSRS CM A|BZYD|GOLDMAN SACHS & CO. LLC|905
EQBK|EQUITY BNCSRS CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66031
EQBK|EQUITY BNCSRS CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10196
EQBK|EQUITY BNCSRS CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5430
EQBK|EQUITY BNCSRS CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32399
EQBK|EQUITY BNCSRS CM A|CTDL|Citadel Derivatives Group Llc|1803
EQBK|EQUITY BNCSRS CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|3496
EQBK|EQUITY BNCSRS CM A|DBAB|Deutsche Bank Securities Inc.|133099
EQBK|EQUITY BNCSRS CM A|DBAX|Deutsche Bank Securities Inc.|26200
EQBK|EQUITY BNCSRS CM A|DBUL|Deutsche Bank Securities Inc.|198
EQBK|EQUITY BNCSRS CM A|DEAN|MORGAN STANLEY|2
EQBK|EQUITY BNCSRS CM A|DEGS|RONIN PROFESSIONAL LLC|2702
EQBK|EQUITY BNCSRS CM A|EBXL|EBX LLC|29700
EQBK|EQUITY BNCSRS CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|4751
EQBK|EQUITY BNCSRS CM A|EDJO|Edward D. Jones & Co., L.P.|1973
EQBK|EQUITY BNCSRS CM A|EGAM|CBOE TRADING, INC.|941
EQBK|EQUITY BNCSRS CM A|ETBE|Electronic Transaction Clearing, Inc.|786
EQBK|EQUITY BNCSRS CM A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
EQBK|EQUITY BNCSRS CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7837
EQBK|EQUITY BNCSRS CM A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
EQBK|EQUITY BNCSRS CM A|ETRS|E*Trade Securities LLC|200
EQBK|EQUITY BNCSRS CM A|FBCO|Credit Suisse Securities (USA) LLC|70154
EQBK|EQUITY BNCSRS CM A|FILL|Tradestation Securities, Inc.|90
EQBK|EQUITY BNCSRS CM A|FINX|FINTECH SECURITIES|100
EQBK|EQUITY BNCSRS CM A|FOMA|TD AMERITRADE CLEARING, INC.|24529
EQBK|EQUITY BNCSRS CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1042
EQBK|EQUITY BNCSRS CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29172
EQBK|EQUITY BNCSRS CM A|FTBR|Foliofn Investments, Inc.|4
EQBK|EQUITY BNCSRS CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|5187
EQBK|EQUITY BNCSRS CM A|GLPX|ACS EXECUTION SERVICES, LLC|2318
EQBK|EQUITY BNCSRS CM A|GSCO|GOLDMAN SACHS & CO. LLC|392852
EQBK|EQUITY BNCSRS CM A|GSCS|GOLDMAN SACHS & CO. LLC|2123
EQBK|EQUITY BNCSRS CM A|GSLT|GOLDMAN SACHS & CO. LLC|100
EQBK|EQUITY BNCSRS CM A|GTSZ|GTS SECURITIES LLC|28952
EQBK|EQUITY BNCSRS CM A|HAPX|HAP Trading, LLC|200
EQBK|EQUITY BNCSRS CM A|HRBF|American Enterprise Investment Services Inc.|1400
EQBK|EQUITY BNCSRS CM A|IATS|INTERACTIVE BROKERS LLC|587
EQBK|EQUITY BNCSRS CM A|IBKR|Interactive Brokers Llc|6734
EQBK|EQUITY BNCSRS CM A|ICBX|INSTINET, LLC|2520
EQBK|EQUITY BNCSRS CM A|IEQY|CITADEL SECURITIES LLC|9758
EQBK|EQUITY BNCSRS CM A|INCA|INSTINET, LLC|56172
EQBK|EQUITY BNCSRS CM A|INJX|INSTINET, LLC|10573
EQBK|EQUITY BNCSRS CM A|ITGI|ITG Inc.|10244
EQBK|EQUITY BNCSRS CM A|ITGP|ITG INC.|22200
EQBK|EQUITY BNCSRS CM A|JEFF|JEFFERIES LLC|14602
EQBK|EQUITY BNCSRS CM A|JMPT|JUMP TRADING, LLC|632
EQBK|EQUITY BNCSRS CM A|JONE|JonesTrading|251
EQBK|EQUITY BNCSRS CM A|JPBX|J.P. MORGAN SECURITIES LLC|1183
EQBK|EQUITY BNCSRS CM A|JPMX|J.P. Morgan Securities LLC|46098
EQBK|EQUITY BNCSRS CM A|JSJX|JANE STREET CAPITAL LLC|1648
EQBK|EQUITY BNCSRS CM A|KBWI|Keefe, Bruyette & Woods, Inc.|9132
EQBK|EQUITY BNCSRS CM A|KCGM|VIRTU Americas LLC|1870
EQBK|EQUITY BNCSRS CM A|LEHM|Barclays Capital Inc./Le|99842
EQBK|EQUITY BNCSRS CM A|LIME|Lime Brokerage LLC|47688
EQBK|EQUITY BNCSRS CM A|LMGP|LIME BROKERAGE LLC|200
EQBK|EQUITY BNCSRS CM A|MAXM|Maxim Group LLC|1322
EQBK|EQUITY BNCSRS CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20198
EQBK|EQUITY BNCSRS CM A|MSCO|MORGAN STANLEY & CO. LLC|219099
EQBK|EQUITY BNCSRS CM A|MSPL|MORGAN STANLEY & CO. LLC|33800
EQBK|EQUITY BNCSRS CM A|MSTX|MORGAN STANLEY & CO. LLC|3200
EQBK|EQUITY BNCSRS CM A|NFSC|National Financial Services LLC|19533
EQBK|EQUITY BNCSRS CM A|NITE|VIRTU Americas LLC|28783
EQBK|EQUITY BNCSRS CM A|NITP|VIRTU Americas LLC|1813
EQBK|EQUITY BNCSRS CM A|NQRB|Brut, LLC|954
EQBK|EQUITY BNCSRS CM A|OPCO|Oppenheimer & Co. Inc.|480
EQBK|EQUITY BNCSRS CM A|PDQM|CODA MARKETS, INC.|4782
EQBK|EQUITY BNCSRS CM A|RAJA|Raymond James & Associates, Inc.|200
EQBK|EQUITY BNCSRS CM A|RBCM|RBC CAPITAL MARKETS, LLC|23
EQBK|EQUITY BNCSRS CM A|SAGW|SAGETRADER, LLC|100
EQBK|EQUITY BNCSRS CM A|SBSH|Citigroup Global Markets Inc.|43766
EQBK|EQUITY BNCSRS CM A|SDLR|Sandler, O'Neill & Partners, L.P.|2
EQBK|EQUITY BNCSRS CM A|SGMT|GOLDMAN SACHS & CO. LLC|9788
EQBK|EQUITY BNCSRS CM A|SPDR|SPEEDROUTE LLC|5826
EQBK|EQUITY BNCSRS CM A|SPHN|Stephens Inc.|3356
EQBK|EQUITY BNCSRS CM A|SPTD|MINT GLOBAL MARKETS, INC.|7700
EQBK|EQUITY BNCSRS CM A|SWIM|TD Ameritrade, Inc.|1016
EQBK|EQUITY BNCSRS CM A|TMBR|Timber Hill LLC|244
EQBK|EQUITY BNCSRS CM A|TRBT|Tradebot Systems, Inc.|13107
EQBK|EQUITY BNCSRS CM A|TRCM|TRC MARKETS LLC|35646
EQBK|EQUITY BNCSRS CM A|UBSA|UBS SECURITIES LLC|62919
EQBK|EQUITY BNCSRS CM A|UBSS|UBS Securities LLC|194496
EQBK|EQUITY BNCSRS CM A|VALX|VIRTU AMERICAS LLC|6639
EQBK|EQUITY BNCSRS CM A|WCHV|WELLS FARGO SECURITIES, LLC|5582
EQBK|EQUITY BNCSRS CM A|WEED|Weeden & Co.L.P.|220
EQBK|EQUITY BNCSRS CM A|WSEA|WOLVERINE SECURITIES, LLC|35
EQBK|EQUITY BNCSRS CM A|XIST|INSTINET, LLC|3800
EQBK|EQUITY BNCSRS CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
EQBK|EQUITY BNCSRS CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|435
EQC|EQUITY COMMONWEALTH|ALTX|Alternet Securities Inc.|5938
EQC|EQUITY COMMONWEALTH|ANOS|ABEL/NOSER, L.L.C.|200
EQC|EQUITY COMMONWEALTH|APCC|Apex Clearing Corporation|30
EQC|EQUITY COMMONWEALTH|AQUA|AQUA SECURITIES L.P.|15000
EQC|EQUITY COMMONWEALTH|BATM|CBOE TRADING, INC.|641
EQC|EQUITY COMMONWEALTH|BERN|Sanford C. Bernstein & Co., LLC|49030
EQC|EQUITY COMMONWEALTH|BIDS|BIDS TRADING L.P.|200
EQC|EQUITY COMMONWEALTH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2222
EQC|EQUITY COMMONWEALTH|BLKX|INSTINET, LLC|138644
EQC|EQUITY COMMONWEALTH|BNPX|BNP PARIBAS SECURITIES CORP.|20693
EQC|EQUITY COMMONWEALTH|BTIG|BTIG, LLC|8468
EQC|EQUITY COMMONWEALTH|BZYD|GOLDMAN SACHS & CO. LLC|1900
EQC|EQUITY COMMONWEALTH|CANT|Cantor Fitzgerald & Co.|3647
EQC|EQUITY COMMONWEALTH|CHAS|Charles Schwab & Co., Inc.|333
EQC|EQUITY COMMONWEALTH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|188000
EQC|EQUITY COMMONWEALTH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
EQC|EQUITY COMMONWEALTH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|641
EQC|EQUITY COMMONWEALTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|254804
EQC|EQUITY COMMONWEALTH|CTDL|Citadel Derivatives Group Llc|9477
EQC|EQUITY COMMONWEALTH|CXCX|CITIGROUP GLOBAL MARKETS INC.|95794
EQC|EQUITY COMMONWEALTH|DADA|D.A. Davidson & Co.|525
EQC|EQUITY COMMONWEALTH|DBAB|Deutsche Bank Securities Inc.|165503
EQC|EQUITY COMMONWEALTH|DBAX|Deutsche Bank Securities Inc.|164800
EQC|EQUITY COMMONWEALTH|DEAN|MORGAN STANLEY|1128
EQC|EQUITY COMMONWEALTH|DEGS|RONIN PROFESSIONAL LLC|721
EQC|EQUITY COMMONWEALTH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40248
EQC|EQUITY COMMONWEALTH|EBXL|EBX LLC|133000
EQC|EQUITY COMMONWEALTH|ECUT|CONVERGEX EXECUTION SOLUTIONS|6304
EQC|EQUITY COMMONWEALTH|EDJO|Edward D. Jones & Co., L.P.|6872
EQC|EQUITY COMMONWEALTH|EGAM|CBOE TRADING, INC.|5452
EQC|EQUITY COMMONWEALTH|EGAW|CBOE TRADING, INC.|114
EQC|EQUITY COMMONWEALTH|EGMT|EG MARKET TECHNOLOGIES LLC|200
EQC|EQUITY COMMONWEALTH|EGXM|CBOE TRADING, INC.|407
EQC|EQUITY COMMONWEALTH|ETBE|Electronic Transaction Clearing, Inc.|4316
EQC|EQUITY COMMONWEALTH|ETCC|Electronic Transaction Clearing, Inc.|180
EQC|EQUITY COMMONWEALTH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
EQC|EQUITY COMMONWEALTH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1534
EQC|EQUITY COMMONWEALTH|ETRS|E*Trade Securities LLC|3758
EQC|EQUITY COMMONWEALTH|FMAF|NBCN Inc./ CDS|31700
EQC|EQUITY COMMONWEALTH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1835
EQC|EQUITY COMMONWEALTH|FQLS|Quantlab Securities LP|116732
EQC|EQUITY COMMONWEALTH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108544
EQC|EQUITY COMMONWEALTH|FTBR|Foliofn Investments, Inc.|41
EQC|EQUITY COMMONWEALTH|GEBB|GLOBAL EXECUTION BROKERS, LP|2900
EQC|EQUITY COMMONWEALTH|GLPX|ACS EXECUTION SERVICES, LLC|1191
EQC|EQUITY COMMONWEALTH|GSCO|GOLDMAN SACHS & CO. LLC|608602
EQC|EQUITY COMMONWEALTH|GSCS|GOLDMAN SACHS & CO. LLC|3438
EQC|EQUITY COMMONWEALTH|GSLT|GOLDMAN SACHS & CO. LLC|2693
EQC|EQUITY COMMONWEALTH|GTSY|GTS SECURITIES LLC|200
EQC|EQUITY COMMONWEALTH|GTSZ|GTS SECURITIES LLC|78266
EQC|EQUITY COMMONWEALTH|HRBF|American Enterprise Investment Services Inc.|4505
EQC|EQUITY COMMONWEALTH|IATS|INTERACTIVE BROKERS LLC|3564
EQC|EQUITY COMMONWEALTH|IBKR|Interactive Brokers Llc|17585
EQC|EQUITY COMMONWEALTH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|641
EQC|EQUITY COMMONWEALTH|ICBX|INSTINET, LLC|60189
EQC|EQUITY COMMONWEALTH|IEQY|CITADEL SECURITIES LLC|25169
EQC|EQUITY COMMONWEALTH|INCA|INSTINET, LLC|98490
EQC|EQUITY COMMONWEALTH|INJX|INSTINET, LLC|464
EQC|EQUITY COMMONWEALTH|ITGI|ITG Inc.|84071
EQC|EQUITY COMMONWEALTH|ITGP|ITG INC.|343200
EQC|EQUITY COMMONWEALTH|JANY|Janney Montgomery Scott Inc.|2097
EQC|EQUITY COMMONWEALTH|JEFF|JEFFERIES LLC|23553
EQC|EQUITY COMMONWEALTH|JMPT|JUMP TRADING, LLC|19875
EQC|EQUITY COMMONWEALTH|JPBX|J.P. MORGAN SECURITIES LLC|59312
EQC|EQUITY COMMONWEALTH|JPMX|J.P. Morgan Securities LLC|256415
EQC|EQUITY COMMONWEALTH|JSJX|JANE STREET CAPITAL LLC|2298
EQC|EQUITY COMMONWEALTH|JSSF|JMP Securities LLC|41360
EQC|EQUITY COMMONWEALTH|KCGM|VIRTU Americas LLC|53558
EQC|EQUITY COMMONWEALTH|LEHM|Barclays Capital Inc./Le|846161
EQC|EQUITY COMMONWEALTH|LIME|Lime Brokerage LLC|8874
EQC|EQUITY COMMONWEALTH|LOOP|Loop Capital Markets LLC|6596
EQC|EQUITY COMMONWEALTH|LQNA|LIQUIDNET, INC.|81200
EQC|EQUITY COMMONWEALTH|LSCI|Lek Securities Corporation|87
EQC|EQUITY COMMONWEALTH|MCBT|Moors & Cabot, Inc.|25
EQC|EQUITY COMMONWEALTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|270137
EQC|EQUITY COMMONWEALTH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
EQC|EQUITY COMMONWEALTH|MSCO|MORGAN STANLEY & CO. LLC|757775
EQC|EQUITY COMMONWEALTH|MSPL|MORGAN STANLEY & CO. LLC|245700
EQC|EQUITY COMMONWEALTH|MSTX|MORGAN STANLEY & CO. LLC|82900
EQC|EQUITY COMMONWEALTH|NFSC|National Financial Services LLC|64433
EQC|EQUITY COMMONWEALTH|NITE|VIRTU Americas LLC|173777
EQC|EQUITY COMMONWEALTH|NITP|VIRTU Americas LLC|588
EQC|EQUITY COMMONWEALTH|NQRB|Brut, LLC|1193
EQC|EQUITY COMMONWEALTH|OPCO|Oppenheimer & Co. Inc.|2061
EQC|EQUITY COMMONWEALTH|PDQM|CODA MARKETS, INC.|6468
EQC|EQUITY COMMONWEALTH|PWJC|UBS Financial Services, Inc.|200
EQC|EQUITY COMMONWEALTH|RBCM|RBC CAPITAL MARKETS, LLC|586
EQC|EQUITY COMMONWEALTH|SAGL|SAGETRADER, LLC|500
EQC|EQUITY COMMONWEALTH|SAGW|SAGETRADER, LLC|10
EQC|EQUITY COMMONWEALTH|SBSH|Citigroup Global Markets Inc.|34498
EQC|EQUITY COMMONWEALTH|SGMT|GOLDMAN SACHS & CO. LLC|90543
EQC|EQUITY COMMONWEALTH|SPDR|SPEEDROUTE LLC|11500
EQC|EQUITY COMMONWEALTH|SSBS|STATE STREET GLOBAL MARKETS, LLC|1761
EQC|EQUITY COMMONWEALTH|STFL|Stifel, Nicolaus & Company, Incorporated|6429
EQC|EQUITY COMMONWEALTH|STXG|Stockcross Financial Services, Inc.|133
EQC|EQUITY COMMONWEALTH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4395
EQC|EQUITY COMMONWEALTH|SWIM|TD Ameritrade, Inc.|300
EQC|EQUITY COMMONWEALTH|SWST|Hilltop Securities Inc.|56
EQC|EQUITY COMMONWEALTH|TKNG|ALLY INVEST SECURITIES LLC|437
EQC|EQUITY COMMONWEALTH|TMBR|Timber Hill LLC|13
EQC|EQUITY COMMONWEALTH|TRBT|Tradebot Systems, Inc.|99198
EQC|EQUITY COMMONWEALTH|TRCM|TRC MARKETS LLC|35082
EQC|EQUITY COMMONWEALTH|UBSA|UBS SECURITIES LLC|403072
EQC|EQUITY COMMONWEALTH|UBSS|UBS Securities LLC|222462
EQC|EQUITY COMMONWEALTH|VALX|VIRTU AMERICAS LLC|15674
EQC|EQUITY COMMONWEALTH|VGRD|Vanguard Marketing Corporation|4646
EQC|EQUITY COMMONWEALTH|WBLR|WILLIAM BLAIR|922
EQC|EQUITY COMMONWEALTH|WBPX|SUMMIT SECURITIES GROUP, LLC|1886
EQC|EQUITY COMMONWEALTH|WCHV|WELLS FARGO SECURITIES, LLC|42630
EQC|EQUITY COMMONWEALTH|WEDB|WEDBUSH SECURITIES INC.|406
EQC|EQUITY COMMONWEALTH|WEED|Weeden & Co.L.P.|6640
EQC|EQUITY COMMONWEALTH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24274
EQC|EQUITY COMMONWEALTH|WGIF|CIBC World Markets Inc.|50
EQC|EQUITY COMMONWEALTH|WSEA|WOLVERINE SECURITIES, LLC|337
EQC|EQUITY COMMONWEALTH|XIST|INSTINET, LLC|169200
EQC|EQUITY COMMONWEALTH|XPQR|Jump Trading|179
EQC|EQUITY COMMONWEALTH|XSTM|NATIONAL FINANCIAL SERVICES LLC|15000
EQC|EQUITY COMMONWEALTH|YKNA|COMHAR CAPITAL MARKETS, LLC|430
EQC|EQUITY COMMONWEALTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|612
EQC$D|COMMONWEALTH PFD D|BATM|CBOE TRADING, INC.|200
EQC$D|COMMONWEALTH PFD D|BYXM|CBOE TRADING, INC.|300
EQC$D|COMMONWEALTH PFD D|CANT|Cantor Fitzgerald & Co.|7088
EQC$D|COMMONWEALTH PFD D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|640
EQC$D|COMMONWEALTH PFD D|DADA|D.A. Davidson & Co.|200
EQC$D|COMMONWEALTH PFD D|DBAX|Deutsche Bank Securities Inc.|100
EQC$D|COMMONWEALTH PFD D|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|460
EQC$D|COMMONWEALTH PFD D|EBXL|EBX LLC|500
EQC$D|COMMONWEALTH PFD D|ETRS|E*Trade Securities LLC|610
EQC$D|COMMONWEALTH PFD D|GLPX|ACS EXECUTION SERVICES, LLC|300
EQC$D|COMMONWEALTH PFD D|IBKR|Interactive Brokers Llc|500
EQC$D|COMMONWEALTH PFD D|ICBX|INSTINET, LLC|100
EQC$D|COMMONWEALTH PFD D|INCA|INSTINET, LLC|41
EQC$D|COMMONWEALTH PFD D|LEHM|Barclays Capital Inc./Le|400
EQC$D|COMMONWEALTH PFD D|LIME|Lime Brokerage LLC|439
EQC$D|COMMONWEALTH PFD D|MSCO|MORGAN STANLEY & CO. LLC|3100
EQC$D|COMMONWEALTH PFD D|NFSC|National Financial Services LLC|1775
EQC$D|COMMONWEALTH PFD D|NITE|VIRTU Americas LLC|9640
EQC$D|COMMONWEALTH PFD D|PDQM|CODA MARKETS, INC.|300
EQC$D|COMMONWEALTH PFD D|PWJC|UBS Financial Services, Inc.|800
EQC$D|COMMONWEALTH PFD D|RBCM|RBC CAPITAL MARKETS, LLC|1584
EQC$D|COMMONWEALTH PFD D|SGMT|GOLDMAN SACHS & CO. LLC|553
EQC$D|COMMONWEALTH PFD D|SPDR|SPEEDROUTE LLC|100
EQC$D|COMMONWEALTH PFD D|UBSA|UBS SECURITIES LLC|2056
EQC$D|COMMONWEALTH PFD D|UBSS|UBS Securities LLC|1250
EQC$D|COMMONWEALTH PFD D|VGRD|Vanguard Marketing Corporation|1393
EQC$D|COMMONWEALTH PFD D|WCHV|WELLS FARGO SECURITIES, LLC|3493
EQC$D|COMMONWEALTH PFD D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1150
EQFN|EQUITABLE FINCL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
EQFN|EQUITABLE FINCL CM|CTDL|Citadel Derivatives Group Llc|4
EQFN|EQUITABLE FINCL CM|ETRS|E*Trade Securities LLC|472
EQFN|EQUITABLE FINCL CM|FBCO|Credit Suisse Securities (USA) LLC|12
EQFN|EQUITABLE FINCL CM|FOMA|TD AMERITRADE CLEARING, INC.|24
EQFN|EQUITABLE FINCL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16
EQFN|EQUITABLE FINCL CM|GSCO|GOLDMAN SACHS & CO. LLC|100
EQFN|EQUITABLE FINCL CM|IBKR|Interactive Brokers Llc|58
EQFN|EQUITABLE FINCL CM|INCA|INSTINET, LLC|100
EQFN|EQUITABLE FINCL CM|KCGM|VIRTU Americas LLC|10
EQFN|EQUITABLE FINCL CM|LEHM|Barclays Capital Inc./Le|58
EQFN|EQUITABLE FINCL CM|LIME|Lime Brokerage LLC|2065
EQFN|EQUITABLE FINCL CM|LSCI|Lek Securities Corporation|99
EQFN|EQUITABLE FINCL CM|MSCO|MORGAN STANLEY & CO. LLC|598
EQFN|EQUITABLE FINCL CM|NFSC|National Financial Services LLC|254
EQFN|EQUITABLE FINCL CM|NITE|VIRTU Americas LLC|735
EQFN|EQUITABLE FINCL CM|UBSA|UBS SECURITIES LLC|3
EQFN|EQUITABLE FINCL CM|UBSS|UBS Securities LLC|2133
EQFN|EQUITABLE FINCL CM|VALX|VIRTU AMERICAS LLC|112
EQGP|EQT GP HOLDINGS, LP|ALTX|Alternet Securities Inc.|6170
EQGP|EQT GP HOLDINGS, LP|APCC|Apex Clearing Corporation|35
EQGP|EQT GP HOLDINGS, LP|BATM|CBOE TRADING, INC.|3324
EQGP|EQT GP HOLDINGS, LP|BERN|Sanford C. Bernstein & Co., LLC|700
EQGP|EQT GP HOLDINGS, LP|BIDS|BIDS TRADING L.P.|400
EQGP|EQT GP HOLDINGS, LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
EQGP|EQT GP HOLDINGS, LP|BLKX|INSTINET, LLC|23000
EQGP|EQT GP HOLDINGS, LP|BTIG|BTIG, LLC|745
EQGP|EQT GP HOLDINGS, LP|BZYD|GOLDMAN SACHS & CO. LLC|600
EQGP|EQT GP HOLDINGS, LP|CBLC|CITIGROUP GLOBAL MARKETS INC.|107000
EQGP|EQT GP HOLDINGS, LP|CHAS|Charles Schwab & Co., Inc.|11189
EQGP|EQT GP HOLDINGS, LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31638
EQGP|EQT GP HOLDINGS, LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14073
EQGP|EQT GP HOLDINGS, LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63250
EQGP|EQT GP HOLDINGS, LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|32314
EQGP|EQT GP HOLDINGS, LP|DBAB|Deutsche Bank Securities Inc.|20782
EQGP|EQT GP HOLDINGS, LP|DBAX|Deutsche Bank Securities Inc.|44600
EQGP|EQT GP HOLDINGS, LP|DEAN|MORGAN STANLEY|810
EQGP|EQT GP HOLDINGS, LP|DEGS|RONIN PROFESSIONAL LLC|4760
EQGP|EQT GP HOLDINGS, LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2800
EQGP|EQT GP HOLDINGS, LP|EBXL|EBX LLC|50300
EQGP|EQT GP HOLDINGS, LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2553
EQGP|EQT GP HOLDINGS, LP|EGAM|CBOE TRADING, INC.|2945
EQGP|EQT GP HOLDINGS, LP|EGAW|CBOE TRADING, INC.|24
EQGP|EQT GP HOLDINGS, LP|EGMT|EG MARKET TECHNOLOGIES LLC|300
EQGP|EQT GP HOLDINGS, LP|EGXM|CBOE TRADING, INC.|100
EQGP|EQT GP HOLDINGS, LP|ETBE|Electronic Transaction Clearing, Inc.|620
EQGP|EQT GP HOLDINGS, LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4560
EQGP|EQT GP HOLDINGS, LP|ETRS|E*Trade Securities LLC|8
EQGP|EQT GP HOLDINGS, LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9030
EQGP|EQT GP HOLDINGS, LP|FTBR|Foliofn Investments, Inc.|868
EQGP|EQT GP HOLDINGS, LP|GLPX|ACS EXECUTION SERVICES, LLC|19589
EQGP|EQT GP HOLDINGS, LP|GSCO|GOLDMAN SACHS & CO. LLC|55913
EQGP|EQT GP HOLDINGS, LP|GSLT|GOLDMAN SACHS & CO. LLC|700
EQGP|EQT GP HOLDINGS, LP|GTSZ|GTS SECURITIES LLC|16855
EQGP|EQT GP HOLDINGS, LP|HRBF|American Enterprise Investment Services Inc.|151
EQGP|EQT GP HOLDINGS, LP|IATS|INTERACTIVE BROKERS LLC|14991
EQGP|EQT GP HOLDINGS, LP|IBKR|Interactive Brokers Llc|8808
EQGP|EQT GP HOLDINGS, LP|ICBX|INSTINET, LLC|6700
EQGP|EQT GP HOLDINGS, LP|INCA|INSTINET, LLC|30142
EQGP|EQT GP HOLDINGS, LP|ITGI|ITG Inc.|7315
EQGP|EQT GP HOLDINGS, LP|ITGP|ITG INC.|110200
EQGP|EQT GP HOLDINGS, LP|JEFF|JEFFERIES LLC|2421
EQGP|EQT GP HOLDINGS, LP|JMPT|JUMP TRADING, LLC|2098
EQGP|EQT GP HOLDINGS, LP|JPBX|J.P. MORGAN SECURITIES LLC|8156
EQGP|EQT GP HOLDINGS, LP|JPMX|J.P. Morgan Securities LLC|52033
EQGP|EQT GP HOLDINGS, LP|JRCO|Johnson Rice & Company L.L.C.|400
EQGP|EQT GP HOLDINGS, LP|JSJX|JANE STREET CAPITAL LLC|10666
EQGP|EQT GP HOLDINGS, LP|KCGM|VIRTU Americas LLC|20848
EQGP|EQT GP HOLDINGS, LP|LEHM|Barclays Capital Inc./Le|96253
EQGP|EQT GP HOLDINGS, LP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|10005
EQGP|EQT GP HOLDINGS, LP|LIME|Lime Brokerage LLC|3789
EQGP|EQT GP HOLDINGS, LP|LQNA|LIQUIDNET, INC.|55800
EQGP|EQT GP HOLDINGS, LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37088
EQGP|EQT GP HOLDINGS, LP|MOTF|MOTIF INVESTING, INC.|5
EQGP|EQT GP HOLDINGS, LP|MSCO|MORGAN STANLEY & CO. LLC|59768
EQGP|EQT GP HOLDINGS, LP|MSPL|MORGAN STANLEY & CO. LLC|21300
EQGP|EQT GP HOLDINGS, LP|NFSC|National Financial Services LLC|14623
EQGP|EQT GP HOLDINGS, LP|NITE|VIRTU Americas LLC|66072
EQGP|EQT GP HOLDINGS, LP|NTBF|BMO Nesbitt Burns Inc./CDS|4
EQGP|EQT GP HOLDINGS, LP|PDQM|CODA MARKETS, INC.|38804
EQGP|EQT GP HOLDINGS, LP|PNSR|Penserra Securities, LLC|2185
EQGP|EQT GP HOLDINGS, LP|PWJC|UBS Financial Services, Inc.|325
EQGP|EQT GP HOLDINGS, LP|RBCM|RBC CAPITAL MARKETS, LLC|40
EQGP|EQT GP HOLDINGS, LP|SAGL|SAGETRADER, LLC|15044
EQGP|EQT GP HOLDINGS, LP|SBSH|Citigroup Global Markets Inc.|57964
EQGP|EQT GP HOLDINGS, LP|SGMT|GOLDMAN SACHS & CO. LLC|48849
EQGP|EQT GP HOLDINGS, LP|SOGO|Wang Investment Associates, Inc.|600
EQGP|EQT GP HOLDINGS, LP|SPDR|SPEEDROUTE LLC|4884
EQGP|EQT GP HOLDINGS, LP|STFL|Stifel, Nicolaus & Company, Incorporated|3455
EQGP|EQT GP HOLDINGS, LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
EQGP|EQT GP HOLDINGS, LP|SWST|Hilltop Securities Inc.|18
EQGP|EQT GP HOLDINGS, LP|TRBT|Tradebot Systems, Inc.|5916
EQGP|EQT GP HOLDINGS, LP|TRCM|TRC MARKETS LLC|8230
EQGP|EQT GP HOLDINGS, LP|TWTT|TASTYWORKS, INC.|30
EQGP|EQT GP HOLDINGS, LP|UBSA|UBS SECURITIES LLC|178141
EQGP|EQT GP HOLDINGS, LP|UBSS|UBS Securities LLC|162666
EQGP|EQT GP HOLDINGS, LP|VALX|VIRTU AMERICAS LLC|6450
EQGP|EQT GP HOLDINGS, LP|VGRD|Vanguard Marketing Corporation|6100
EQGP|EQT GP HOLDINGS, LP|WABR|Wall Street Access|1300
EQGP|EQT GP HOLDINGS, LP|WCHV|WELLS FARGO SECURITIES, LLC|75875
EQGP|EQT GP HOLDINGS, LP|WEED|Weeden & Co.L.P.|400
EQGP|EQT GP HOLDINGS, LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1159
EQGP|EQT GP HOLDINGS, LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2462
EQGP|EQT GP HOLDINGS, LP|WSEA|WOLVERINE SECURITIES, LLC|448
EQGP|EQT GP HOLDINGS, LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
EQGP|EQT GP HOLDINGS, LP|YKNA|COMHAR CAPITAL MARKETS, LLC|4498
EQH|AXA EQUITABLE HOLDIN|ABLE|NATIXIS Securities Americas LLC|1818
EQH|AXA EQUITABLE HOLDIN|AGIS|Aegis Capital Corp.|300
EQH|AXA EQUITABLE HOLDIN|ALTX|Alternet Securities Inc.|224228
EQH|AXA EQUITABLE HOLDIN|ANOS|ABEL/NOSER, L.L.C.|17005
EQH|AXA EQUITABLE HOLDIN|APCC|Apex Clearing Corporation|1015
EQH|AXA EQUITABLE HOLDIN|AQUA|AQUA SECURITIES L.P.|20000
EQH|AXA EQUITABLE HOLDIN|BATM|CBOE TRADING, INC.|17206
EQH|AXA EQUITABLE HOLDIN|BAYT|BTIG, LLC|4200
EQH|AXA EQUITABLE HOLDIN|BBNT|BB&T SECURITIES, LLC|650
EQH|AXA EQUITABLE HOLDIN|BERN|Sanford C. Bernstein & Co., LLC|426824
EQH|AXA EQUITABLE HOLDIN|BGIS|BLACKROCK EXECUTION SERVICES|200
EQH|AXA EQUITABLE HOLDIN|BIAD|SAGETRADER, LLC|1
EQH|AXA EQUITABLE HOLDIN|BIDS|BIDS TRADING L.P.|5100
EQH|AXA EQUITABLE HOLDIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1400
EQH|AXA EQUITABLE HOLDIN|BLKX|INSTINET, LLC|125400
EQH|AXA EQUITABLE HOLDIN|BMOC|BMO Capital Markets Corp.|53609
EQH|AXA EQUITABLE HOLDIN|BNPX|BNP PARIBAS SECURITIES CORP.|22360
EQH|AXA EQUITABLE HOLDIN|BTIG|BTIG, LLC|214199
EQH|AXA EQUITABLE HOLDIN|BYXM|CBOE TRADING, INC.|7583
EQH|AXA EQUITABLE HOLDIN|CANT|Cantor Fitzgerald & Co.|10690
EQH|AXA EQUITABLE HOLDIN|CBLC|CITIGROUP GLOBAL MARKETS INC.|97814
EQH|AXA EQUITABLE HOLDIN|CCMB|COWEN PRIME SERVICES LLC|200
EQH|AXA EQUITABLE HOLDIN|CHAS|Charles Schwab & Co., Inc.|200
EQH|AXA EQUITABLE HOLDIN|CHLC|CHURCHILL CAPITAL USA, INC.|20800
EQH|AXA EQUITABLE HOLDIN|CIST|Capital Institutional Services, Inc.|5700
EQH|AXA EQUITABLE HOLDIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|513620
EQH|AXA EQUITABLE HOLDIN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|802911
EQH|AXA EQUITABLE HOLDIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4100
EQH|AXA EQUITABLE HOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1412811
EQH|AXA EQUITABLE HOLDIN|CTDL|Citadel Derivatives Group Llc|14561
EQH|AXA EQUITABLE HOLDIN|CTLR|CUTLER GROUP, LP|100
EQH|AXA EQUITABLE HOLDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|385652
EQH|AXA EQUITABLE HOLDIN|DBAB|Deutsche Bank Securities Inc.|1663555
EQH|AXA EQUITABLE HOLDIN|DBAX|Deutsche Bank Securities Inc.|1286500
EQH|AXA EQUITABLE HOLDIN|DEAN|MORGAN STANLEY|84369
EQH|AXA EQUITABLE HOLDIN|DEGS|RONIN PROFESSIONAL LLC|1633
EQH|AXA EQUITABLE HOLDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3700
EQH|AXA EQUITABLE HOLDIN|DOWL|Dowling & Partners Securities LLC|89669
EQH|AXA EQUITABLE HOLDIN|DRWK|DRW SECURITIES, L.L.C.|520
EQH|AXA EQUITABLE HOLDIN|EBXL|EBX LLC|812400
EQH|AXA EQUITABLE HOLDIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|21175
EQH|AXA EQUITABLE HOLDIN|EDJO|Edward D. Jones & Co., L.P.|1873
EQH|AXA EQUITABLE HOLDIN|EGAM|CBOE TRADING, INC.|188145
EQH|AXA EQUITABLE HOLDIN|EGAW|CBOE TRADING, INC.|3480
EQH|AXA EQUITABLE HOLDIN|EGMT|EG MARKET TECHNOLOGIES LLC|661
EQH|AXA EQUITABLE HOLDIN|EGXM|CBOE TRADING, INC.|42658
EQH|AXA EQUITABLE HOLDIN|EGXW|CBOE TRADING, INC.|4311
EQH|AXA EQUITABLE HOLDIN|EROP|Eroom Securities L.L.C.|1000
EQH|AXA EQUITABLE HOLDIN|ETBE|Electronic Transaction Clearing, Inc.|800
EQH|AXA EQUITABLE HOLDIN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
EQH|AXA EQUITABLE HOLDIN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
EQH|AXA EQUITABLE HOLDIN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2950
EQH|AXA EQUITABLE HOLDIN|ETRS|E*Trade Securities LLC|74932
EQH|AXA EQUITABLE HOLDIN|FBSB|U.S. Bancorp Investments, Inc.|1
EQH|AXA EQUITABLE HOLDIN|FILL|Tradestation Securities, Inc.|1125
EQH|AXA EQUITABLE HOLDIN|FMAF|NBCN Inc./ CDS|505
EQH|AXA EQUITABLE HOLDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13449
EQH|AXA EQUITABLE HOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|354489
EQH|AXA EQUITABLE HOLDIN|FTBR|Foliofn Investments, Inc.|92
EQH|AXA EQUITABLE HOLDIN|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
EQH|AXA EQUITABLE HOLDIN|GHCC|Gordon, Haskett Capital Corporation|321
EQH|AXA EQUITABLE HOLDIN|GLIS|TD Securities Inc|400
EQH|AXA EQUITABLE HOLDIN|GLPX|ACS EXECUTION SERVICES, LLC|775710
EQH|AXA EQUITABLE HOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|3290454
EQH|AXA EQUITABLE HOLDIN|GSCS|GOLDMAN SACHS & CO. LLC|33261
EQH|AXA EQUITABLE HOLDIN|GSLT|GOLDMAN SACHS & CO. LLC|37928
EQH|AXA EQUITABLE HOLDIN|GTSZ|GTS SECURITIES LLC|176995
EQH|AXA EQUITABLE HOLDIN|HRBF|American Enterprise Investment Services Inc.|336
EQH|AXA EQUITABLE HOLDIN|IATS|INTERACTIVE BROKERS LLC|3721
EQH|AXA EQUITABLE HOLDIN|IBKR|Interactive Brokers Llc|38552
EQH|AXA EQUITABLE HOLDIN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7530
EQH|AXA EQUITABLE HOLDIN|ICBX|INSTINET, LLC|237519
EQH|AXA EQUITABLE HOLDIN|INCA|INSTINET, LLC|814165
EQH|AXA EQUITABLE HOLDIN|INJX|INSTINET, LLC|2668
EQH|AXA EQUITABLE HOLDIN|ITGI|ITG Inc.|229841
EQH|AXA EQUITABLE HOLDIN|ITGP|ITG INC.|1316800
EQH|AXA EQUITABLE HOLDIN|JANY|Janney Montgomery Scott Inc.|1900
EQH|AXA EQUITABLE HOLDIN|JEFF|JEFFERIES LLC|555248
EQH|AXA EQUITABLE HOLDIN|JMPT|JUMP TRADING, LLC|122473
EQH|AXA EQUITABLE HOLDIN|JONE|JonesTrading|160
EQH|AXA EQUITABLE HOLDIN|JPBX|J.P. MORGAN SECURITIES LLC|209553
EQH|AXA EQUITABLE HOLDIN|JPMX|J.P. Morgan Securities LLC|2399772
EQH|AXA EQUITABLE HOLDIN|JSEB|JANE STREET EXECUTION SERVICES, LLC|1110000
EQH|AXA EQUITABLE HOLDIN|JSJX|JANE STREET CAPITAL LLC|176294
EQH|AXA EQUITABLE HOLDIN|KBWI|Keefe, Bruyette & Woods, Inc.|428029
EQH|AXA EQUITABLE HOLDIN|KCGM|VIRTU Americas LLC|309726
EQH|AXA EQUITABLE HOLDIN|LEHM|Barclays Capital Inc./Le|1322153
EQH|AXA EQUITABLE HOLDIN|LIME|Lime Brokerage LLC|45132
EQH|AXA EQUITABLE HOLDIN|LOOP|Loop Capital Markets LLC|300
EQH|AXA EQUITABLE HOLDIN|LQNA|LIQUIDNET, INC.|697200
EQH|AXA EQUITABLE HOLDIN|LQNB|LIQUIDNET, INC.|400
EQH|AXA EQUITABLE HOLDIN|LSCI|Lek Securities Corporation|2500
EQH|AXA EQUITABLE HOLDIN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|56867
EQH|AXA EQUITABLE HOLDIN|MAXM|Maxim Group LLC|49947
EQH|AXA EQUITABLE HOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|704187
EQH|AXA EQUITABLE HOLDIN|MNDX|TJM Investments, LLC|138585
EQH|AXA EQUITABLE HOLDIN|MOTF|MOTIF INVESTING, INC.|15
EQH|AXA EQUITABLE HOLDIN|MSCO|MORGAN STANLEY & CO. LLC|2831171
EQH|AXA EQUITABLE HOLDIN|MSPL|MORGAN STANLEY & CO. LLC|993600
EQH|AXA EQUITABLE HOLDIN|MSTX|MORGAN STANLEY & CO. LLC|956700
EQH|AXA EQUITABLE HOLDIN|MUFG|MUFG SECURITIES AMERICAS INC.|2849200
EQH|AXA EQUITABLE HOLDIN|MZHO|Mizuho Securities USA LLC|314100
EQH|AXA EQUITABLE HOLDIN|NATL|National Securities Corporation|800
EQH|AXA EQUITABLE HOLDIN|NFSC|National Financial Services LLC|148577
EQH|AXA EQUITABLE HOLDIN|NITE|VIRTU Americas LLC|522579
EQH|AXA EQUITABLE HOLDIN|NITP|VIRTU Americas LLC|2700
EQH|AXA EQUITABLE HOLDIN|NMRA|Nomura Securities International, Inc.|18100
EQH|AXA EQUITABLE HOLDIN|NQRB|Brut, LLC|54820
EQH|AXA EQUITABLE HOLDIN|OPCO|Oppenheimer & Co. Inc.|38500
EQH|AXA EQUITABLE HOLDIN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
EQH|AXA EQUITABLE HOLDIN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2300
EQH|AXA EQUITABLE HOLDIN|PCPT|PHILLIP CAPITAL INC.|80
EQH|AXA EQUITABLE HOLDIN|PDQM|CODA MARKETS, INC.|951176
EQH|AXA EQUITABLE HOLDIN|PWJC|UBS Financial Services, Inc.|700
EQH|AXA EQUITABLE HOLDIN|QMSR|QUATTRO M SECURITIES INC.|132820
EQH|AXA EQUITABLE HOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|4298
EQH|AXA EQUITABLE HOLDIN|RHCO|Suntrust Robinson Humphrey, Inc.|5813
EQH|AXA EQUITABLE HOLDIN|RJLC|RJL CAPITAL GROUP, LLC|100
EQH|AXA EQUITABLE HOLDIN|SAGL|SAGETRADER, LLC|23966
EQH|AXA EQUITABLE HOLDIN|SAGW|SAGETRADER, LLC|10000
EQH|AXA EQUITABLE HOLDIN|SBRX|MURIEL SIEBERT & CO INC|150
EQH|AXA EQUITABLE HOLDIN|SBSH|Citigroup Global Markets Inc.|1137218
EQH|AXA EQUITABLE HOLDIN|SEIC|SEI Investments Distribution Co.|200
EQH|AXA EQUITABLE HOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|278128
EQH|AXA EQUITABLE HOLDIN|SPDR|SPEEDROUTE LLC|230570
EQH|AXA EQUITABLE HOLDIN|SPGS|Sea Port Group Securities, LLC|800
EQH|AXA EQUITABLE HOLDIN|SPHN|Stephens Inc.|1700
EQH|AXA EQUITABLE HOLDIN|STFC|Stuart Frankel & Co., Incorporated|4500
EQH|AXA EQUITABLE HOLDIN|STFL|Stifel, Nicolaus & Company, Incorporated|32533
EQH|AXA EQUITABLE HOLDIN|STKP|STOCKPILE INVESTMENTS, INC.|2
EQH|AXA EQUITABLE HOLDIN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1300
EQH|AXA EQUITABLE HOLDIN|SWIM|TD Ameritrade, Inc.|61698
EQH|AXA EQUITABLE HOLDIN|SWST|Hilltop Securities Inc.|1900
EQH|AXA EQUITABLE HOLDIN|TKNG|ALLY INVEST SECURITIES LLC|338
EQH|AXA EQUITABLE HOLDIN|TRBT|Tradebot Systems, Inc.|538300
EQH|AXA EQUITABLE HOLDIN|TRCM|TRC MARKETS LLC|72443
EQH|AXA EQUITABLE HOLDIN|UBSA|UBS SECURITIES LLC|2159238
EQH|AXA EQUITABLE HOLDIN|UBSS|UBS Securities LLC|1713949
EQH|AXA EQUITABLE HOLDIN|UFPA|UNITED FIRST PARTNERS LLC|19908
EQH|AXA EQUITABLE HOLDIN|VALX|VIRTU AMERICAS LLC|27422
EQH|AXA EQUITABLE HOLDIN|VGRD|Vanguard Marketing Corporation|16426
EQH|AXA EQUITABLE HOLDIN|VNDS|VANDHAM SECURITIES CORP|2200
EQH|AXA EQUITABLE HOLDIN|WABR|Wall Street Access|68379
EQH|AXA EQUITABLE HOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|245498
EQH|AXA EQUITABLE HOLDIN|WEDB|WEDBUSH SECURITIES INC.|35359
EQH|AXA EQUITABLE HOLDIN|WEED|Weeden & Co.L.P.|1510
EQH|AXA EQUITABLE HOLDIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1428
EQH|AXA EQUITABLE HOLDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9633
EQH|AXA EQUITABLE HOLDIN|WSEA|WOLVERINE SECURITIES, LLC|4419
EQH|AXA EQUITABLE HOLDIN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|450
EQH|AXA EQUITABLE HOLDIN|XIST|INSTINET, LLC|36400
EQH|AXA EQUITABLE HOLDIN|XPQR|Jump Trading|1069
EQH|AXA EQUITABLE HOLDIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|132542
EQH|AXA EQUITABLE HOLDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|57567
EQH|AXA EQUITABLE HOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2524
EQIX|EQUINIX, INC.|ACAD|ACADEMY SECURITIES, INC.|3800
EQIX|EQUINIX, INC.|AGIS|Aegis Capital Corp.|2
EQIX|EQUINIX, INC.|ALTX|Alternet Securities Inc.|9375
EQIX|EQUINIX, INC.|APCC|Apex Clearing Corporation|177
EQIX|EQUINIX, INC.|BANK|Primevest Financial Services, Inc.|13
EQIX|EQUINIX, INC.|BARD|Robert W. Baird & Co. Incorporated|545
EQIX|EQUINIX, INC.|BATM|CBOE TRADING, INC.|16876
EQIX|EQUINIX, INC.|BAYC|BAY CREST PARTNERS, LLC|6881
EQIX|EQUINIX, INC.|BAYT|BTIG, LLC|300
EQIX|EQUINIX, INC.|BBNT|BB&T SECURITIES, LLC|98
EQIX|EQUINIX, INC.|BERN|Sanford C. Bernstein & Co., LLC|44650
EQIX|EQUINIX, INC.|BIDS|BIDS TRADING L.P.|30000
EQIX|EQUINIX, INC.|BKCM|BNY Mellon Capital Markets LLC|1014
EQIX|EQUINIX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1889
EQIX|EQUINIX, INC.|BLKX|INSTINET, LLC|76300
EQIX|EQUINIX, INC.|BMOC|BMO Capital Markets Corp.|21672
EQIX|EQUINIX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|95330
EQIX|EQUINIX, INC.|BTIG|BTIG, LLC|29603
EQIX|EQUINIX, INC.|BYXM|CBOE TRADING, INC.|7291
EQIX|EQUINIX, INC.|CABR|Cabrera Capital Markets, Inc.|6
EQIX|EQUINIX, INC.|CANT|Cantor Fitzgerald & Co.|30012
EQIX|EQUINIX, INC.|CHAS|Charles Schwab & Co., Inc.|652
EQIX|EQUINIX, INC.|CHBC|PENSERRA SECURITIES, LLC|37500
EQIX|EQUINIX, INC.|CIBP|CIBC World Markets Corp.|11169
EQIX|EQUINIX, INC.|CIST|Capital Institutional Services, Inc.|7053
EQIX|EQUINIX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52121
EQIX|EQUINIX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7739
EQIX|EQUINIX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12730
EQIX|EQUINIX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|389904
EQIX|EQUINIX, INC.|CSIN|Citadel Securities Institutional LLC|4050
EQIX|EQUINIX, INC.|CTDL|Citadel Derivatives Group Llc|23050
EQIX|EQUINIX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|40306
EQIX|EQUINIX, INC.|DADA|D.A. Davidson & Co.|34
EQIX|EQUINIX, INC.|DBAB|Deutsche Bank Securities Inc.|446062
EQIX|EQUINIX, INC.|DBAX|Deutsche Bank Securities Inc.|372400
EQIX|EQUINIX, INC.|DBUL|Deutsche Bank Securities Inc.|1178
EQIX|EQUINIX, INC.|DCHF|Dart Executions, LLC|2950
EQIX|EQUINIX, INC.|DEAN|MORGAN STANLEY|3413
EQIX|EQUINIX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2152
EQIX|EQUINIX, INC.|DRWK|DRW SECURITIES, L.L.C.|39135
EQIX|EQUINIX, INC.|EBXL|EBX LLC|255800
EQIX|EQUINIX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|12680
EQIX|EQUINIX, INC.|EDJC|Edward Jones / CDS|414
EQIX|EQUINIX, INC.|EDJO|Edward D. Jones & Co., L.P.|1185
EQIX|EQUINIX, INC.|EGAM|CBOE TRADING, INC.|10349
EQIX|EQUINIX, INC.|EGAW|CBOE TRADING, INC.|225
EQIX|EQUINIX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|300
EQIX|EQUINIX, INC.|EGXM|CBOE TRADING, INC.|1768
EQIX|EQUINIX, INC.|EGXW|CBOE TRADING, INC.|394
EQIX|EQUINIX, INC.|ESPO|ESPOSITO SECURITIES, LLC|11
EQIX|EQUINIX, INC.|ETBE|Electronic Transaction Clearing, Inc.|26451
EQIX|EQUINIX, INC.|ETCC|Electronic Transaction Clearing, Inc.|1500
EQIX|EQUINIX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3706
EQIX|EQUINIX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52822
EQIX|EQUINIX, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|826
EQIX|EQUINIX, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|148186
EQIX|EQUINIX, INC.|ETRS|E*Trade Securities LLC|37433
EQIX|EQUINIX, INC.|FBCO|Credit Suisse Securities (USA) LLC|427609
EQIX|EQUINIX, INC.|FBSB|U.S. Bancorp Investments, Inc.|19
EQIX|EQUINIX, INC.|FILL|Tradestation Securities, Inc.|565
EQIX|EQUINIX, INC.|FINX|FINTECH SECURITIES|37
EQIX|EQUINIX, INC.|FMAF|NBCN Inc./ CDS|557
EQIX|EQUINIX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|34971
EQIX|EQUINIX, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8741
EQIX|EQUINIX, INC.|FQLS|Quantlab Securities LP|186063
EQIX|EQUINIX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48235
EQIX|EQUINIX, INC.|FTBR|Foliofn Investments, Inc.|344
EQIX|EQUINIX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|30738
EQIX|EQUINIX, INC.|GELP|RBC CAPITAL MARKETS, LLC|557
EQIX|EQUINIX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|172162
EQIX|EQUINIX, INC.|GNAV|GREEN STREET TRADING, LLC|118
EQIX|EQUINIX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|992450
EQIX|EQUINIX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|21298
EQIX|EQUINIX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1510
EQIX|EQUINIX, INC.|GTSZ|GTS SECURITIES LLC|79798
EQIX|EQUINIX, INC.|HRBF|American Enterprise Investment Services Inc.|1722
EQIX|EQUINIX, INC.|HSBC|HSBC Securities, Inc.|3697
EQIX|EQUINIX, INC.|IATS|INTERACTIVE BROKERS LLC|3329
EQIX|EQUINIX, INC.|IBKR|Interactive Brokers Llc|20066
EQIX|EQUINIX, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|958
EQIX|EQUINIX, INC.|ICBX|INSTINET, LLC|67883
EQIX|EQUINIX, INC.|IEQY|CITADEL SECURITIES LLC|153472
EQIX|EQUINIX, INC.|INCA|INSTINET, LLC|396739
EQIX|EQUINIX, INC.|INJX|INSTINET, LLC|17995
EQIX|EQUINIX, INC.|ITGI|ITG Inc.|123024
EQIX|EQUINIX, INC.|ITGP|ITG INC.|135800
EQIX|EQUINIX, INC.|JANY|Janney Montgomery Scott Inc.|240
EQIX|EQUINIX, INC.|JEFF|JEFFERIES LLC|99507
EQIX|EQUINIX, INC.|JMPT|JUMP TRADING, LLC|59529
EQIX|EQUINIX, INC.|JONE|JonesTrading|3841
EQIX|EQUINIX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|114911
EQIX|EQUINIX, INC.|JPMX|J.P. Morgan Securities LLC|543911
EQIX|EQUINIX, INC.|JSJX|JANE STREET CAPITAL LLC|6887
EQIX|EQUINIX, INC.|KCGM|VIRTU Americas LLC|28853
EQIX|EQUINIX, INC.|LEER|LEERINK PARTNERS LLC|290
EQIX|EQUINIX, INC.|LEHM|Barclays Capital Inc./Le|813497
EQIX|EQUINIX, INC.|LIME|Lime Brokerage LLC|145307
EQIX|EQUINIX, INC.|LIWD|LIME BROKERAGE LLC|138
EQIX|EQUINIX, INC.|LMGP|LIME BROKERAGE LLC|5868
EQIX|EQUINIX, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|40400
EQIX|EQUINIX, INC.|LQNA|LIQUIDNET, INC.|27500
EQIX|EQUINIX, INC.|LSCI|Lek Securities Corporation|21
EQIX|EQUINIX, INC.|MACC|Mid Atlantic Capital Corporation|4
EQIX|EQUINIX, INC.|MACQ|Macquarie Capital (USA) Inc.|100
EQIX|EQUINIX, INC.|MAXM|Maxim Group LLC|9
EQIX|EQUINIX, INC.|MCMF|Raymond James Ltd. Cds|13
EQIX|EQUINIX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172774
EQIX|EQUINIX, INC.|MOTF|MOTIF INVESTING, INC.|33
EQIX|EQUINIX, INC.|MPSG|E D & F Man Capital Markets Inc.|327
EQIX|EQUINIX, INC.|MSCO|MORGAN STANLEY & CO. LLC|1480247
EQIX|EQUINIX, INC.|MSPL|MORGAN STANLEY & CO. LLC|216600
EQIX|EQUINIX, INC.|MSTX|MORGAN STANLEY & CO. LLC|37500
EQIX|EQUINIX, INC.|NEUB|NEUBERGER BERMAN BD LLC|33
EQIX|EQUINIX, INC.|NFSC|National Financial Services LLC|81708
EQIX|EQUINIX, INC.|NITE|VIRTU Americas LLC|296590
EQIX|EQUINIX, INC.|NITP|VIRTU Americas LLC|3061
EQIX|EQUINIX, INC.|NQRB|Brut, LLC|8013
EQIX|EQUINIX, INC.|NTRC|Northern Trust Securities, Inc.|27
EQIX|EQUINIX, INC.|OHOS|TWO SIGMA SECURITIES, LLC|14697
EQIX|EQUINIX, INC.|OPCO|Oppenheimer & Co. Inc.|1549
EQIX|EQUINIX, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|390
EQIX|EQUINIX, INC.|PDQM|CODA MARKETS, INC.|605958
EQIX|EQUINIX, INC.|PHLY|NASDAQ Execution Services, LLC|600
EQIX|EQUINIX, INC.|PICT|Pictet Overseas Inc.|5
EQIX|EQUINIX, INC.|PWJC|UBS Financial Services, Inc.|827
EQIX|EQUINIX, INC.|RAJA|Raymond James & Associates, Inc.|4327
EQIX|EQUINIX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1927
EQIX|EQUINIX, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|5199
EQIX|EQUINIX, INC.|SAGL|SAGETRADER, LLC|80114
EQIX|EQUINIX, INC.|SAGW|SAGETRADER, LLC|240
EQIX|EQUINIX, INC.|SALI|INTL FCSTONE FINANCIAL INC.|532
EQIX|EQUINIX, INC.|SBSH|Citigroup Global Markets Inc.|363499
EQIX|EQUINIX, INC.|SEIC|SEI Investments Distribution Co.|200
EQIX|EQUINIX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|169768
EQIX|EQUINIX, INC.|SPDR|SPEEDROUTE LLC|17518
EQIX|EQUINIX, INC.|SPHN|Stephens Inc.|4555
EQIX|EQUINIX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5786
EQIX|EQUINIX, INC.|STKP|STOCKPILE INVESTMENTS, INC.|54
EQIX|EQUINIX, INC.|SWIM|TD Ameritrade, Inc.|4612
EQIX|EQUINIX, INC.|SWST|Hilltop Securities Inc.|851
EQIX|EQUINIX, INC.|TAGC|TELSEY ADVISORY GROUP LLC|10057
EQIX|EQUINIX, INC.|TDSI|TD Securities (USA) LLC|700
EQIX|EQUINIX, INC.|TKNG|ALLY INVEST SECURITIES LLC|309
EQIX|EQUINIX, INC.|TONC|CUTTONE & CO., LLC|470
EQIX|EQUINIX, INC.|TRBT|Tradebot Systems, Inc.|144361
EQIX|EQUINIX, INC.|TRCM|TRC MARKETS LLC|108878
EQIX|EQUINIX, INC.|TTUC|CUTTONE & CO., INC.|4889
EQIX|EQUINIX, INC.|UBSS|UBS Securities LLC|1198202
EQIX|EQUINIX, INC.|VALX|VIRTU AMERICAS LLC|19535
EQIX|EQUINIX, INC.|VGRD|Vanguard Marketing Corporation|2046
EQIX|EQUINIX, INC.|WABR|Wall Street Access|300
EQIX|EQUINIX, INC.|WBET|Wallachbeth Capital LLC|126
EQIX|EQUINIX, INC.|WBLR|WILLIAM BLAIR|19
EQIX|EQUINIX, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|12320
EQIX|EQUINIX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|94460
EQIX|EQUINIX, INC.|WDNX|WEEDEN & CO.L.P.|878
EQIX|EQUINIX, INC.|WEDB|WEDBUSH SECURITIES INC.|8473
EQIX|EQUINIX, INC.|WEED|Weeden & Co.L.P.|6812
EQIX|EQUINIX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9863
EQIX|EQUINIX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12473
EQIX|EQUINIX, INC.|WGIF|CIBC World Markets Inc.|941
EQIX|EQUINIX, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|299
EQIX|EQUINIX, INC.|WSAG|WALL STREET ACCESS|6
EQIX|EQUINIX, INC.|WSEA|WOLVERINE SECURITIES, LLC|613
EQIX|EQUINIX, INC.|XIST|INSTINET, LLC|8522
EQIX|EQUINIX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14874
EQIX|EQUINIX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|72710
EQIX|EQUINIX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4023
EQL|ALPS|APCC|Apex Clearing Corporation|27
EQL|ALPS|BANK|Primevest Financial Services, Inc.|1
EQL|ALPS|BARD|Robert W. Baird & Co. Incorporated|3
EQL|ALPS|BATM|CBOE TRADING, INC.|1250
EQL|ALPS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|225
EQL|ALPS|CHAS|Charles Schwab & Co., Inc.|2
EQL|ALPS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2270
EQL|ALPS|DBAX|Deutsche Bank Securities Inc.|400
EQL|ALPS|DEAN|MORGAN STANLEY|671
EQL|ALPS|EBXL|EBX LLC|700
EQL|ALPS|EDJO|Edward D. Jones & Co., L.P.|262
EQL|ALPS|ETRS|E*Trade Securities LLC|22
EQL|ALPS|FTBR|Foliofn Investments, Inc.|1
EQL|ALPS|GSLT|GOLDMAN SACHS & CO. LLC|1900
EQL|ALPS|HRBF|American Enterprise Investment Services Inc.|874
EQL|ALPS|IBKR|Interactive Brokers Llc|356
EQL|ALPS|ICBX|INSTINET, LLC|400
EQL|ALPS|INCA|INSTINET, LLC|56
EQL|ALPS|ITGI|ITG Inc.|20
EQL|ALPS|JANY|Janney Montgomery Scott Inc.|306
EQL|ALPS|JSJX|JANE STREET CAPITAL LLC|6558
EQL|ALPS|KCGM|VIRTU Americas LLC|2047
EQL|ALPS|LEHM|Barclays Capital Inc./Le|2600
EQL|ALPS|LIME|Lime Brokerage LLC|2
EQL|ALPS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
EQL|ALPS|MSCO|MORGAN STANLEY & CO. LLC|14378
EQL|ALPS|NFSC|National Financial Services LLC|244
EQL|ALPS|NITE|VIRTU Americas LLC|5880
EQL|ALPS|OPCO|Oppenheimer & Co. Inc.|18
EQL|ALPS|RBCM|RBC CAPITAL MARKETS, LLC|259
EQL|ALPS|SGMT|GOLDMAN SACHS & CO. LLC|800
EQL|ALPS|SWST|Hilltop Securities Inc.|1
EQL|ALPS|TKNG|ALLY INVEST SECURITIES LLC|8
EQL|ALPS|UBSA|UBS SECURITIES LLC|3129
EQL|ALPS|UBSS|UBS Securities LLC|3081
EQL|ALPS|VGRD|Vanguard Marketing Corporation|96
EQL|ALPS|WCHV|WELLS FARGO SECURITIES, LLC|2052
EQL|ALPS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2168
EQLT|WORKPLACE EQUALITY|APCC|Apex Clearing Corporation|4313
EQLT|WORKPLACE EQUALITY|CHAS|Charles Schwab & Co., Inc.|1
EQLT|WORKPLACE EQUALITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|390
EQLT|WORKPLACE EQUALITY|DBAX|Deutsche Bank Securities Inc.|100
EQLT|WORKPLACE EQUALITY|DEAN|MORGAN STANLEY|20
EQLT|WORKPLACE EQUALITY|EGXM|CBOE TRADING, INC.|40
EQLT|WORKPLACE EQUALITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8
EQLT|WORKPLACE EQUALITY|HRBF|American Enterprise Investment Services Inc.|13
EQLT|WORKPLACE EQUALITY|IBKR|Interactive Brokers Llc|237
EQLT|WORKPLACE EQUALITY|JPMX|J.P. Morgan Securities LLC|200
EQLT|WORKPLACE EQUALITY|JSJX|JANE STREET CAPITAL LLC|481
EQLT|WORKPLACE EQUALITY|LIME|Lime Brokerage LLC|100
EQLT|WORKPLACE EQUALITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EQLT|WORKPLACE EQUALITY|MSCO|MORGAN STANLEY & CO. LLC|6
EQLT|WORKPLACE EQUALITY|NFSC|National Financial Services LLC|227
EQLT|WORKPLACE EQUALITY|NITE|VIRTU Americas LLC|1864
EQLT|WORKPLACE EQUALITY|RBCM|RBC CAPITAL MARKETS, LLC|796
EQLT|WORKPLACE EQUALITY|SALI|INTL FCSTONE FINANCIAL INC.|27
EQLT|WORKPLACE EQUALITY|STKP|STOCKPILE INVESTMENTS, INC.|112
EQLT|WORKPLACE EQUALITY|UBSA|UBS SECURITIES LLC|1262
EQLT|WORKPLACE EQUALITY|UBSS|UBS Securities LLC|737
EQLT|WORKPLACE EQUALITY|VGRD|Vanguard Marketing Corporation|31
EQLT|WORKPLACE EQUALITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|512
EQM|EQT MIDSTREAM PRTNRS|ABLE|NATIXIS Securities Americas LLC|17600
EQM|EQT MIDSTREAM PRTNRS|ALTX|Alternet Securities Inc.|4616
EQM|EQT MIDSTREAM PRTNRS|ANOS|ABEL/NOSER, L.L.C.|1844
EQM|EQT MIDSTREAM PRTNRS|APCC|Apex Clearing Corporation|66
EQM|EQT MIDSTREAM PRTNRS|BANK|Primevest Financial Services, Inc.|300
EQM|EQT MIDSTREAM PRTNRS|BARD|Robert W. Baird & Co. Incorporated|419
EQM|EQT MIDSTREAM PRTNRS|BATM|CBOE TRADING, INC.|4034
EQM|EQT MIDSTREAM PRTNRS|BBNT|BB&T SECURITIES, LLC|1504
EQM|EQT MIDSTREAM PRTNRS|BERN|Sanford C. Bernstein & Co., LLC|30044
EQM|EQT MIDSTREAM PRTNRS|BIDS|BIDS TRADING L.P.|2900
EQM|EQT MIDSTREAM PRTNRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14741
EQM|EQT MIDSTREAM PRTNRS|BLKX|INSTINET, LLC|12100
EQM|EQT MIDSTREAM PRTNRS|BNPX|BNP PARIBAS SECURITIES CORP.|2027
EQM|EQT MIDSTREAM PRTNRS|BRGE|Newbridge Securities Corp.|300
EQM|EQT MIDSTREAM PRTNRS|BTIG|BTIG, LLC|12667
EQM|EQT MIDSTREAM PRTNRS|BYXM|CBOE TRADING, INC.|1416
EQM|EQT MIDSTREAM PRTNRS|BZYD|GOLDMAN SACHS & CO. LLC|700
EQM|EQT MIDSTREAM PRTNRS|CANT|Cantor Fitzgerald & Co.|4881
EQM|EQT MIDSTREAM PRTNRS|CBLC|CITIGROUP GLOBAL MARKETS INC.|41600
EQM|EQT MIDSTREAM PRTNRS|CHAS|Charles Schwab & Co., Inc.|2673
EQM|EQT MIDSTREAM PRTNRS|CIST|Capital Institutional Services, Inc.|248
EQM|EQT MIDSTREAM PRTNRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31374
EQM|EQT MIDSTREAM PRTNRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|901
EQM|EQT MIDSTREAM PRTNRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21777
EQM|EQT MIDSTREAM PRTNRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196158
EQM|EQT MIDSTREAM PRTNRS|CTDL|Citadel Derivatives Group Llc|8810
EQM|EQT MIDSTREAM PRTNRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|46606
EQM|EQT MIDSTREAM PRTNRS|DBAB|Deutsche Bank Securities Inc.|41528
EQM|EQT MIDSTREAM PRTNRS|DBAX|Deutsche Bank Securities Inc.|71700
EQM|EQT MIDSTREAM PRTNRS|DEAN|MORGAN STANLEY|31833
EQM|EQT MIDSTREAM PRTNRS|DEGS|RONIN PROFESSIONAL LLC|400
EQM|EQT MIDSTREAM PRTNRS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3569
EQM|EQT MIDSTREAM PRTNRS|EBXL|EBX LLC|132200
EQM|EQT MIDSTREAM PRTNRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|972
EQM|EQT MIDSTREAM PRTNRS|EDJO|Edward D. Jones & Co., L.P.|1822
EQM|EQT MIDSTREAM PRTNRS|EGAM|CBOE TRADING, INC.|3772
EQM|EQT MIDSTREAM PRTNRS|EGAW|CBOE TRADING, INC.|100
EQM|EQT MIDSTREAM PRTNRS|EGMT|EG MARKET TECHNOLOGIES LLC|200
EQM|EQT MIDSTREAM PRTNRS|EGXM|CBOE TRADING, INC.|2336
EQM|EQT MIDSTREAM PRTNRS|ETBE|Electronic Transaction Clearing, Inc.|9632
EQM|EQT MIDSTREAM PRTNRS|ETCB|ETC BROKERAGE SERVICES, LLC|791
EQM|EQT MIDSTREAM PRTNRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16920
EQM|EQT MIDSTREAM PRTNRS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
EQM|EQT MIDSTREAM PRTNRS|ETRS|E*Trade Securities LLC|52538
EQM|EQT MIDSTREAM PRTNRS|FBSB|U.S. Bancorp Investments, Inc.|40
EQM|EQT MIDSTREAM PRTNRS|FILL|Tradestation Securities, Inc.|19932
EQM|EQT MIDSTREAM PRTNRS|FMAF|NBCN Inc./ CDS|45
EQM|EQT MIDSTREAM PRTNRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35805
EQM|EQT MIDSTREAM PRTNRS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|420
EQM|EQT MIDSTREAM PRTNRS|FTBR|Foliofn Investments, Inc.|774
EQM|EQT MIDSTREAM PRTNRS|GLIS|TD Securities Inc|43
EQM|EQT MIDSTREAM PRTNRS|GLPX|ACS EXECUTION SERVICES, LLC|8366
EQM|EQT MIDSTREAM PRTNRS|GSCO|GOLDMAN SACHS & CO. LLC|291255
EQM|EQT MIDSTREAM PRTNRS|GSCS|GOLDMAN SACHS & CO. LLC|1950
EQM|EQT MIDSTREAM PRTNRS|GSLT|GOLDMAN SACHS & CO. LLC|2493
EQM|EQT MIDSTREAM PRTNRS|GTSZ|GTS SECURITIES LLC|35507
EQM|EQT MIDSTREAM PRTNRS|HRBF|American Enterprise Investment Services Inc.|7921
EQM|EQT MIDSTREAM PRTNRS|IATS|INTERACTIVE BROKERS LLC|12150
EQM|EQT MIDSTREAM PRTNRS|IBKR|Interactive Brokers Llc|25317
EQM|EQT MIDSTREAM PRTNRS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|202
EQM|EQT MIDSTREAM PRTNRS|ICBX|INSTINET, LLC|60211
EQM|EQT MIDSTREAM PRTNRS|INCA|INSTINET, LLC|56627
EQM|EQT MIDSTREAM PRTNRS|INJX|INSTINET, LLC|7365
EQM|EQT MIDSTREAM PRTNRS|ITGI|ITG Inc.|33753
EQM|EQT MIDSTREAM PRTNRS|ITGP|ITG INC.|29600
EQM|EQT MIDSTREAM PRTNRS|JANY|Janney Montgomery Scott Inc.|6841
EQM|EQT MIDSTREAM PRTNRS|JEFF|JEFFERIES LLC|105445
EQM|EQT MIDSTREAM PRTNRS|JMPT|JUMP TRADING, LLC|20605
EQM|EQT MIDSTREAM PRTNRS|JPBX|J.P. MORGAN SECURITIES LLC|1062
EQM|EQT MIDSTREAM PRTNRS|JPMX|J.P. Morgan Securities LLC|144312
EQM|EQT MIDSTREAM PRTNRS|JSJX|JANE STREET CAPITAL LLC|8207
EQM|EQT MIDSTREAM PRTNRS|KCGM|VIRTU Americas LLC|25657
EQM|EQT MIDSTREAM PRTNRS|LEHM|Barclays Capital Inc./Le|662033
EQM|EQT MIDSTREAM PRTNRS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2450
EQM|EQT MIDSTREAM PRTNRS|LIME|Lime Brokerage LLC|22369
EQM|EQT MIDSTREAM PRTNRS|LQNA|LIQUIDNET, INC.|46100
EQM|EQT MIDSTREAM PRTNRS|LSCI|Lek Securities Corporation|818
EQM|EQT MIDSTREAM PRTNRS|MACC|Mid Atlantic Capital Corporation|94
EQM|EQT MIDSTREAM PRTNRS|MCMF|Raymond James Ltd. Cds|65
EQM|EQT MIDSTREAM PRTNRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50571
EQM|EQT MIDSTREAM PRTNRS|MOTF|MOTIF INVESTING, INC.|7
EQM|EQT MIDSTREAM PRTNRS|MSCO|MORGAN STANLEY & CO. LLC|748704
EQM|EQT MIDSTREAM PRTNRS|MSPL|MORGAN STANLEY & CO. LLC|61400
EQM|EQT MIDSTREAM PRTNRS|MSTX|MORGAN STANLEY & CO. LLC|36000
EQM|EQT MIDSTREAM PRTNRS|MZHO|Mizuho Securities USA LLC|3725
EQM|EQT MIDSTREAM PRTNRS|NEUB|NEUBERGER BERMAN BD LLC|1125
EQM|EQT MIDSTREAM PRTNRS|NFSC|National Financial Services LLC|126553
EQM|EQT MIDSTREAM PRTNRS|NITE|VIRTU Americas LLC|308210
EQM|EQT MIDSTREAM PRTNRS|NITP|VIRTU Americas LLC|400
EQM|EQT MIDSTREAM PRTNRS|NQRB|Brut, LLC|6516
EQM|EQT MIDSTREAM PRTNRS|NTRC|Northern Trust Securities, Inc.|500
EQM|EQT MIDSTREAM PRTNRS|OPCO|Oppenheimer & Co. Inc.|656
EQM|EQT MIDSTREAM PRTNRS|OTAA|OTA LLC|6200
EQM|EQT MIDSTREAM PRTNRS|PDQM|CODA MARKETS, INC.|17739
EQM|EQT MIDSTREAM PRTNRS|PHLY|NASDAQ Execution Services, LLC|1000
EQM|EQT MIDSTREAM PRTNRS|PWJC|UBS Financial Services, Inc.|6943
EQM|EQT MIDSTREAM PRTNRS|RBCM|RBC CAPITAL MARKETS, LLC|5438
EQM|EQT MIDSTREAM PRTNRS|SAGL|SAGETRADER, LLC|3404
EQM|EQT MIDSTREAM PRTNRS|SAGW|SAGETRADER, LLC|20
EQM|EQT MIDSTREAM PRTNRS|SALI|INTL FCSTONE FINANCIAL INC.|35
EQM|EQT MIDSTREAM PRTNRS|SBSH|Citigroup Global Markets Inc.|81400
EQM|EQT MIDSTREAM PRTNRS|SGMT|GOLDMAN SACHS & CO. LLC|45806
EQM|EQT MIDSTREAM PRTNRS|SPDR|SPEEDROUTE LLC|6361
EQM|EQT MIDSTREAM PRTNRS|SPHN|Stephens Inc.|274
EQM|EQT MIDSTREAM PRTNRS|STFL|Stifel, Nicolaus & Company, Incorporated|11507
EQM|EQT MIDSTREAM PRTNRS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2329
EQM|EQT MIDSTREAM PRTNRS|SWIM|TD Ameritrade, Inc.|8436
EQM|EQT MIDSTREAM PRTNRS|SWST|Hilltop Securities Inc.|767
EQM|EQT MIDSTREAM PRTNRS|TKNG|ALLY INVEST SECURITIES LLC|1804
EQM|EQT MIDSTREAM PRTNRS|TRBT|Tradebot Systems, Inc.|84244
EQM|EQT MIDSTREAM PRTNRS|TRCM|TRC MARKETS LLC|40679
EQM|EQT MIDSTREAM PRTNRS|TTUC|CUTTONE & CO., INC.|844
EQM|EQT MIDSTREAM PRTNRS|UBSA|UBS SECURITIES LLC|444704
EQM|EQT MIDSTREAM PRTNRS|UBSS|UBS Securities LLC|445557
EQM|EQT MIDSTREAM PRTNRS|USCA|USCA Securities LLC|1800
EQM|EQT MIDSTREAM PRTNRS|VALX|VIRTU AMERICAS LLC|9322
EQM|EQT MIDSTREAM PRTNRS|VGRD|Vanguard Marketing Corporation|29013
EQM|EQT MIDSTREAM PRTNRS|WBET|Wallachbeth Capital LLC|3948
EQM|EQT MIDSTREAM PRTNRS|WBPX|SUMMIT SECURITIES GROUP, LLC|332
EQM|EQT MIDSTREAM PRTNRS|WCHV|WELLS FARGO SECURITIES, LLC|106250
EQM|EQT MIDSTREAM PRTNRS|WEDB|WEDBUSH SECURITIES INC.|1151
EQM|EQT MIDSTREAM PRTNRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|841
EQM|EQT MIDSTREAM PRTNRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32072
EQM|EQT MIDSTREAM PRTNRS|WGIF|CIBC World Markets Inc.|500
EQM|EQT MIDSTREAM PRTNRS|WSEA|WOLVERINE SECURITIES, LLC|3473
EQM|EQT MIDSTREAM PRTNRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|37800
EQM|EQT MIDSTREAM PRTNRS|YKNA|COMHAR CAPITAL MARKETS, LLC|590
EQM|EQT MIDSTREAM PRTNRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5329
EQNR|EQUINOR ASA|ADAM|CANACCORD GENUITY INC.|300
EQNR|EQUINOR ASA|ALTX|Alternet Securities Inc.|7108
EQNR|EQUINOR ASA|ANOS|ABEL/NOSER, L.L.C.|672
EQNR|EQUINOR ASA|APCC|Apex Clearing Corporation|1495
EQNR|EQUINOR ASA|BARD|Robert W. Baird & Co. Incorporated|2219
EQNR|EQUINOR ASA|BATM|CBOE TRADING, INC.|2846
EQNR|EQUINOR ASA|BBNT|BB&T SECURITIES, LLC|644
EQNR|EQUINOR ASA|BERN|Sanford C. Bernstein & Co., LLC|17766
EQNR|EQUINOR ASA|BIAD|SAGETRADER, LLC|1
EQNR|EQUINOR ASA|BIDS|BIDS TRADING L.P.|100
EQNR|EQUINOR ASA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26171
EQNR|EQUINOR ASA|BLTK|Bulltick, Llc|400
EQNR|EQUINOR ASA|BMOC|BMO Capital Markets Corp.|900
EQNR|EQUINOR ASA|BTIG|BTIG, LLC|28200
EQNR|EQUINOR ASA|BYXM|CBOE TRADING, INC.|823
EQNR|EQUINOR ASA|BZYD|GOLDMAN SACHS & CO. LLC|700
EQNR|EQUINOR ASA|CHAS|Charles Schwab & Co., Inc.|492
EQNR|EQUINOR ASA|CICF|Canaccord Genuity Corp.|373
EQNR|EQUINOR ASA|CIST|Capital Institutional Services, Inc.|353
EQNR|EQUINOR ASA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31240
EQNR|EQUINOR ASA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|825
EQNR|EQUINOR ASA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|170808
EQNR|EQUINOR ASA|CTDL|Citadel Derivatives Group Llc|13325
EQNR|EQUINOR ASA|CXCX|CITIGROUP GLOBAL MARKETS INC.|11340
EQNR|EQUINOR ASA|DAVA|Davenport & Company LLC|4000
EQNR|EQUINOR ASA|DBAB|Deutsche Bank Securities Inc.|207149
EQNR|EQUINOR ASA|DBAX|Deutsche Bank Securities Inc.|166100
EQNR|EQUINOR ASA|DBUL|Deutsche Bank Securities Inc.|3405
EQNR|EQUINOR ASA|DCHF|Dart Executions, LLC|19447
EQNR|EQUINOR ASA|DEAN|MORGAN STANLEY|13901
EQNR|EQUINOR ASA|DEGS|RONIN PROFESSIONAL LLC|941
EQNR|EQUINOR ASA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24566
EQNR|EQUINOR ASA|EBXL|EBX LLC|106600
EQNR|EQUINOR ASA|ECUT|CONVERGEX EXECUTION SOLUTIONS|21371
EQNR|EQUINOR ASA|EDJC|Edward Jones / CDS|317
EQNR|EQUINOR ASA|EDJO|Edward D. Jones & Co., L.P.|21217
EQNR|EQUINOR ASA|EGAM|CBOE TRADING, INC.|4977
EQNR|EQUINOR ASA|EGMT|EG MARKET TECHNOLOGIES LLC|1000
EQNR|EQUINOR ASA|EGXM|CBOE TRADING, INC.|4828
EQNR|EQUINOR ASA|ESPO|ESPOSITO SECURITIES, LLC|300
EQNR|EQUINOR ASA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
EQNR|EQUINOR ASA|ETRS|E*Trade Securities LLC|40547
EQNR|EQUINOR ASA|FBSB|U.S. Bancorp Investments, Inc.|1327
EQNR|EQUINOR ASA|FILL|Tradestation Securities, Inc.|1168
EQNR|EQUINOR ASA|FINX|FINTECH SECURITIES|500
EQNR|EQUINOR ASA|FMAF|NBCN Inc./ CDS|3281
EQNR|EQUINOR ASA|FQLS|Quantlab Securities LP|155904
EQNR|EQUINOR ASA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46669
EQNR|EQUINOR ASA|FTBR|Foliofn Investments, Inc.|11788
EQNR|EQUINOR ASA|GEBB|GLOBAL EXECUTION BROKERS, LP|4205
EQNR|EQUINOR ASA|GFIS|GFI Securities LLC|753000
EQNR|EQUINOR ASA|GLPX|ACS EXECUTION SERVICES, LLC|47
EQNR|EQUINOR ASA|GSCO|GOLDMAN SACHS & CO. LLC|432319
EQNR|EQUINOR ASA|GSCS|GOLDMAN SACHS & CO. LLC|22046
EQNR|EQUINOR ASA|GSLT|GOLDMAN SACHS & CO. LLC|19960
EQNR|EQUINOR ASA|GTSZ|GTS SECURITIES LLC|24267
EQNR|EQUINOR ASA|HRBF|American Enterprise Investment Services Inc.|7824
EQNR|EQUINOR ASA|HSBC|HSBC Securities, Inc.|3589
EQNR|EQUINOR ASA|IATS|INTERACTIVE BROKERS LLC|5089
EQNR|EQUINOR ASA|IBKR|Interactive Brokers Llc|21482
EQNR|EQUINOR ASA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7202
EQNR|EQUINOR ASA|ICBX|INSTINET, LLC|96056
EQNR|EQUINOR ASA|INCA|INSTINET, LLC|211754
EQNR|EQUINOR ASA|INJX|INSTINET, LLC|8425
EQNR|EQUINOR ASA|INTL|INTL FCSTONE FINANCIAL INC.|51799
EQNR|EQUINOR ASA|ITGI|ITG Inc.|67461
EQNR|EQUINOR ASA|ITGP|ITG INC.|59000
EQNR|EQUINOR ASA|JANY|Janney Montgomery Scott Inc.|2388
EQNR|EQUINOR ASA|JEFF|JEFFERIES LLC|33884
EQNR|EQUINOR ASA|JMPT|JUMP TRADING, LLC|82307
EQNR|EQUINOR ASA|JPBX|J.P. MORGAN SECURITIES LLC|53046
EQNR|EQUINOR ASA|JPMX|J.P. Morgan Securities LLC|302101
EQNR|EQUINOR ASA|JRCO|Johnson Rice & Company L.L.C.|14245
EQNR|EQUINOR ASA|JSJX|JANE STREET CAPITAL LLC|37745
EQNR|EQUINOR ASA|KCGM|VIRTU Americas LLC|34949
EQNR|EQUINOR ASA|LEHM|Barclays Capital Inc./Le|1744709
EQNR|EQUINOR ASA|LIME|Lime Brokerage LLC|14160
EQNR|EQUINOR ASA|LQNA|LIQUIDNET, INC.|18900
EQNR|EQUINOR ASA|MACC|Mid Atlantic Capital Corporation|300
EQNR|EQUINOR ASA|MBTS|ALLY INVEST SECURITIES LLC|31094
EQNR|EQUINOR ASA|MCMF|Raymond James Ltd. Cds|1183
EQNR|EQUINOR ASA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126518
EQNR|EQUINOR ASA|MOTF|MOTIF INVESTING, INC.|34
EQNR|EQUINOR ASA|MSCO|MORGAN STANLEY & CO. LLC|1406140
EQNR|EQUINOR ASA|MSPL|MORGAN STANLEY & CO. LLC|245400
EQNR|EQUINOR ASA|MSTX|MORGAN STANLEY & CO. LLC|80700
EQNR|EQUINOR ASA|NFSC|National Financial Services LLC|451381
EQNR|EQUINOR ASA|NITE|VIRTU Americas LLC|733786
EQNR|EQUINOR ASA|NQRB|Brut, LLC|14770
EQNR|EQUINOR ASA|NTBF|BMO Nesbitt Burns Inc./CDS|2788
EQNR|EQUINOR ASA|OLDM|OLD MISSION CAPITAL, LLC|80845
EQNR|EQUINOR ASA|OPCO|Oppenheimer & Co. Inc.|17925
EQNR|EQUINOR ASA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|497038
EQNR|EQUINOR ASA|PDQM|CODA MARKETS, INC.|548
EQNR|EQUINOR ASA|PIPR|Piper Jaffray & Co.|920
EQNR|EQUINOR ASA|PWJC|UBS Financial Services, Inc.|25384
EQNR|EQUINOR ASA|QMSR|QUATTRO M SECURITIES INC.|3434
EQNR|EQUINOR ASA|RBCM|RBC CAPITAL MARKETS, LLC|8853
EQNR|EQUINOR ASA|SALI|INTL FCSTONE FINANCIAL INC.|444
EQNR|EQUINOR ASA|SBSH|Citigroup Global Markets Inc.|570522
EQNR|EQUINOR ASA|SEIC|SEI Investments Distribution Co.|1508
EQNR|EQUINOR ASA|SGMT|GOLDMAN SACHS & CO. LLC|82942
EQNR|EQUINOR ASA|SPDR|SPEEDROUTE LLC|500
EQNR|EQUINOR ASA|STFL|Stifel, Nicolaus & Company, Incorporated|6234
EQNR|EQUINOR ASA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|203
EQNR|EQUINOR ASA|SWIM|TD Ameritrade, Inc.|49239
EQNR|EQUINOR ASA|SWST|Hilltop Securities Inc.|816
EQNR|EQUINOR ASA|TKNG|ALLY INVEST SECURITIES LLC|903
EQNR|EQUINOR ASA|TRCM|TRC MARKETS LLC|387359
EQNR|EQUINOR ASA|UBSA|UBS SECURITIES LLC|369533
EQNR|EQUINOR ASA|UBSS|UBS Securities LLC|727143
EQNR|EQUINOR ASA|VALX|VIRTU AMERICAS LLC|191358
EQNR|EQUINOR ASA|VERT|The Vertical Trading Group, LLC|100
EQNR|EQUINOR ASA|VGRD|Vanguard Marketing Corporation|15889
EQNR|EQUINOR ASA|WABR|Wall Street Access|248
EQNR|EQUINOR ASA|WCHV|WELLS FARGO SECURITIES, LLC|39264
EQNR|EQUINOR ASA|WEED|Weeden & Co.L.P.|27
EQNR|EQUINOR ASA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11136
EQNR|EQUINOR ASA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1185
EQNR|EQUINOR ASA|WGIF|CIBC World Markets Inc.|993
EQNR|EQUINOR ASA|WSEA|WOLVERINE SECURITIES, LLC|48239
EQNR|EQUINOR ASA|XIST|INSTINET, LLC|97948
EQNR|EQUINOR ASA|XSTM|NATIONAL FINANCIAL SERVICES LLC|45946
EQNR|EQUINOR ASA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9969
EQR|EQUITY RESIDENTAL|ABLE|NATIXIS Securities Americas LLC|17628
EQR|EQUITY RESIDENTAL|ALTX|Alternet Securities Inc.|12470
EQR|EQUITY RESIDENTAL|ANOS|ABEL/NOSER, L.L.C.|4739
EQR|EQUITY RESIDENTAL|APCC|Apex Clearing Corporation|391
EQR|EQUITY RESIDENTAL|BANK|Primevest Financial Services, Inc.|23
EQR|EQUITY RESIDENTAL|BARD|Robert W. Baird & Co. Incorporated|4094
EQR|EQUITY RESIDENTAL|BATM|CBOE TRADING, INC.|15542
EQR|EQUITY RESIDENTAL|BAYC|BAY CREST PARTNERS, LLC|273
EQR|EQUITY RESIDENTAL|BAYT|BTIG, LLC|2000
EQR|EQUITY RESIDENTAL|BBNT|BB&T SECURITIES, LLC|422
EQR|EQUITY RESIDENTAL|BERN|Sanford C. Bernstein & Co., LLC|73395
EQR|EQUITY RESIDENTAL|BIAD|SAGETRADER, LLC|948
EQR|EQUITY RESIDENTAL|BIDS|BIDS TRADING L.P.|8800
EQR|EQUITY RESIDENTAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2534
EQR|EQUITY RESIDENTAL|BLKX|INSTINET, LLC|235785
EQR|EQUITY RESIDENTAL|BMOC|BMO Capital Markets Corp.|2429
EQR|EQUITY RESIDENTAL|BNPX|BNP PARIBAS SECURITIES CORP.|161433
EQR|EQUITY RESIDENTAL|BTIG|BTIG, LLC|26865
EQR|EQUITY RESIDENTAL|BYXM|CBOE TRADING, INC.|6754
EQR|EQUITY RESIDENTAL|BZYD|GOLDMAN SACHS & CO. LLC|3756
EQR|EQUITY RESIDENTAL|CABR|Cabrera Capital Markets, Inc.|50
EQR|EQUITY RESIDENTAL|CANT|Cantor Fitzgerald & Co.|15123
EQR|EQUITY RESIDENTAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|30602
EQR|EQUITY RESIDENTAL|CHAS|Charles Schwab & Co., Inc.|14
EQR|EQUITY RESIDENTAL|CIBP|CIBC World Markets Corp.|20366
EQR|EQUITY RESIDENTAL|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
EQR|EQUITY RESIDENTAL|CIST|Capital Institutional Services, Inc.|289
EQR|EQUITY RESIDENTAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|286852
EQR|EQUITY RESIDENTAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
EQR|EQUITY RESIDENTAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11760
EQR|EQUITY RESIDENTAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|495735
EQR|EQUITY RESIDENTAL|CTDL|Citadel Derivatives Group Llc|37858
EQR|EQUITY RESIDENTAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|131272
EQR|EQUITY RESIDENTAL|DBAB|Deutsche Bank Securities Inc.|656522
EQR|EQUITY RESIDENTAL|DBAX|Deutsche Bank Securities Inc.|274100
EQR|EQUITY RESIDENTAL|DBUL|Deutsche Bank Securities Inc.|2699
EQR|EQUITY RESIDENTAL|DCHF|Dart Executions, LLC|84
EQR|EQUITY RESIDENTAL|DEAN|MORGAN STANLEY|2178
EQR|EQUITY RESIDENTAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|260523
EQR|EQUITY RESIDENTAL|DRWK|DRW SECURITIES, L.L.C.|6910
EQR|EQUITY RESIDENTAL|EBXL|EBX LLC|358700
EQR|EQUITY RESIDENTAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|14933
EQR|EQUITY RESIDENTAL|EDJO|Edward D. Jones & Co., L.P.|2153
EQR|EQUITY RESIDENTAL|EGAM|CBOE TRADING, INC.|57995
EQR|EQUITY RESIDENTAL|EGAW|CBOE TRADING, INC.|969
EQR|EQUITY RESIDENTAL|EGMT|EG MARKET TECHNOLOGIES LLC|1261
EQR|EQUITY RESIDENTAL|EGXM|CBOE TRADING, INC.|8491
EQR|EQUITY RESIDENTAL|ETBE|Electronic Transaction Clearing, Inc.|37168
EQR|EQUITY RESIDENTAL|ETCC|Electronic Transaction Clearing, Inc.|1427
EQR|EQUITY RESIDENTAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14855
EQR|EQUITY RESIDENTAL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4597
EQR|EQUITY RESIDENTAL|ETRS|E*Trade Securities LLC|4785
EQR|EQUITY RESIDENTAL|FBRC|B. RILEY FBR, INC.|200
EQR|EQUITY RESIDENTAL|FILL|Tradestation Securities, Inc.|1700
EQR|EQUITY RESIDENTAL|FMAF|NBCN Inc./ CDS|337
EQR|EQUITY RESIDENTAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16318
EQR|EQUITY RESIDENTAL|FQLS|Quantlab Securities LP|629221
EQR|EQUITY RESIDENTAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|260115
EQR|EQUITY RESIDENTAL|FTBR|Foliofn Investments, Inc.|7383
EQR|EQUITY RESIDENTAL|GEBB|GLOBAL EXECUTION BROKERS, LP|4127
EQR|EQUITY RESIDENTAL|GLPX|ACS EXECUTION SERVICES, LLC|64325
EQR|EQUITY RESIDENTAL|GNAV|GREEN STREET TRADING, LLC|10594
EQR|EQUITY RESIDENTAL|GSCO|GOLDMAN SACHS & CO. LLC|3602539
EQR|EQUITY RESIDENTAL|GSCS|GOLDMAN SACHS & CO. LLC|2685
EQR|EQUITY RESIDENTAL|GSLT|GOLDMAN SACHS & CO. LLC|45400
EQR|EQUITY RESIDENTAL|GTSZ|GTS SECURITIES LLC|254153
EQR|EQUITY RESIDENTAL|HRBF|American Enterprise Investment Services Inc.|2278
EQR|EQUITY RESIDENTAL|HSBC|HSBC Securities, Inc.|1501
EQR|EQUITY RESIDENTAL|IATS|INTERACTIVE BROKERS LLC|5370
EQR|EQUITY RESIDENTAL|IBKR|Interactive Brokers Llc|13423
EQR|EQUITY RESIDENTAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|422
EQR|EQUITY RESIDENTAL|ICBX|INSTINET, LLC|119700
EQR|EQUITY RESIDENTAL|IEQY|CITADEL SECURITIES LLC|284886
EQR|EQUITY RESIDENTAL|INCA|INSTINET, LLC|397241
EQR|EQUITY RESIDENTAL|INJX|INSTINET, LLC|5102
EQR|EQUITY RESIDENTAL|INTL|INTL FCSTONE FINANCIAL INC.|3813
EQR|EQUITY RESIDENTAL|ITGI|ITG Inc.|120261
EQR|EQUITY RESIDENTAL|ITGP|ITG INC.|515400
EQR|EQUITY RESIDENTAL|JANY|Janney Montgomery Scott Inc.|3607
EQR|EQUITY RESIDENTAL|JEFF|JEFFERIES LLC|271219
EQR|EQUITY RESIDENTAL|JMPT|JUMP TRADING, LLC|128074
EQR|EQUITY RESIDENTAL|JONE|JonesTrading|21165
EQR|EQUITY RESIDENTAL|JPBX|J.P. MORGAN SECURITIES LLC|170618
EQR|EQUITY RESIDENTAL|JPMX|J.P. Morgan Securities LLC|644216
EQR|EQUITY RESIDENTAL|JSJX|JANE STREET CAPITAL LLC|12677
EQR|EQUITY RESIDENTAL|KCGM|VIRTU Americas LLC|70584
EQR|EQUITY RESIDENTAL|LEHM|Barclays Capital Inc./Le|2106216
EQR|EQUITY RESIDENTAL|LIME|Lime Brokerage LLC|132305
EQR|EQUITY RESIDENTAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|283820
EQR|EQUITY RESIDENTAL|LOOP|Loop Capital Markets LLC|16351
EQR|EQUITY RESIDENTAL|LQNA|LIQUIDNET, INC.|30800
EQR|EQUITY RESIDENTAL|LSCI|Lek Securities Corporation|214
EQR|EQUITY RESIDENTAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EQR|EQUITY RESIDENTAL|MCBT|Moors & Cabot, Inc.|52
EQR|EQUITY RESIDENTAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|249551
EQR|EQUITY RESIDENTAL|MOTF|MOTIF INVESTING, INC.|56
EQR|EQUITY RESIDENTAL|MSCO|MORGAN STANLEY & CO. LLC|2629423
EQR|EQUITY RESIDENTAL|MSPL|MORGAN STANLEY & CO. LLC|232300
EQR|EQUITY RESIDENTAL|MSTX|MORGAN STANLEY & CO. LLC|177900
EQR|EQUITY RESIDENTAL|MULL|MARK J. MULLER EQUITIES, INC.|5390
EQR|EQUITY RESIDENTAL|NEUB|NEUBERGER BERMAN BD LLC|2560
EQR|EQUITY RESIDENTAL|NFSC|National Financial Services LLC|62259
EQR|EQUITY RESIDENTAL|NITE|VIRTU Americas LLC|293359
EQR|EQUITY RESIDENTAL|NITP|VIRTU Americas LLC|708
EQR|EQUITY RESIDENTAL|NQRB|Brut, LLC|26847
EQR|EQUITY RESIDENTAL|OHOS|TWO SIGMA SECURITIES, LLC|113915
EQR|EQUITY RESIDENTAL|OPCO|Oppenheimer & Co. Inc.|1672
EQR|EQUITY RESIDENTAL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|9004
EQR|EQUITY RESIDENTAL|PDQM|CODA MARKETS, INC.|92875
EQR|EQUITY RESIDENTAL|PHLY|NASDAQ Execution Services, LLC|800
EQR|EQUITY RESIDENTAL|PICT|Pictet Overseas Inc.|300
EQR|EQUITY RESIDENTAL|PIPR|Piper Jaffray & Co.|1570
EQR|EQUITY RESIDENTAL|PWJC|UBS Financial Services, Inc.|1043
EQR|EQUITY RESIDENTAL|QMSR|QUATTRO M SECURITIES INC.|3280
EQR|EQUITY RESIDENTAL|RBCM|RBC CAPITAL MARKETS, LLC|3907
EQR|EQUITY RESIDENTAL|SAGL|SAGETRADER, LLC|151035
EQR|EQUITY RESIDENTAL|SALI|INTL FCSTONE FINANCIAL INC.|12
EQR|EQUITY RESIDENTAL|SBSH|Citigroup Global Markets Inc.|405071
EQR|EQUITY RESIDENTAL|SGMT|GOLDMAN SACHS & CO. LLC|266276
EQR|EQUITY RESIDENTAL|SPDR|SPEEDROUTE LLC|30708
EQR|EQUITY RESIDENTAL|STFL|Stifel, Nicolaus & Company, Incorporated|16475
EQR|EQUITY RESIDENTAL|STKP|STOCKPILE INVESTMENTS, INC.|6
EQR|EQUITY RESIDENTAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6862
EQR|EQUITY RESIDENTAL|SWIM|TD Ameritrade, Inc.|1700
EQR|EQUITY RESIDENTAL|SWST|Hilltop Securities Inc.|1044
EQR|EQUITY RESIDENTAL|TDSI|TD Securities (USA) LLC|100
EQR|EQUITY RESIDENTAL|TKNG|ALLY INVEST SECURITIES LLC|278
EQR|EQUITY RESIDENTAL|TOUR|TOURMALINE PARTNERS, LLC|300
EQR|EQUITY RESIDENTAL|TRBT|Tradebot Systems, Inc.|350120
EQR|EQUITY RESIDENTAL|TRCM|TRC MARKETS LLC|621171
EQR|EQUITY RESIDENTAL|TWTT|TASTYWORKS, INC.|13
EQR|EQUITY RESIDENTAL|UBSA|UBS SECURITIES LLC|1264413
EQR|EQUITY RESIDENTAL|UBSS|UBS Securities LLC|1070872
EQR|EQUITY RESIDENTAL|VALX|VIRTU AMERICAS LLC|12097
EQR|EQUITY RESIDENTAL|VGRD|Vanguard Marketing Corporation|6019
EQR|EQUITY RESIDENTAL|WBET|Wallachbeth Capital LLC|114
EQR|EQUITY RESIDENTAL|WBLR|WILLIAM BLAIR|125
EQR|EQUITY RESIDENTAL|WBPX|SUMMIT SECURITIES GROUP, LLC|9085
EQR|EQUITY RESIDENTAL|WCHV|WELLS FARGO SECURITIES, LLC|134438
EQR|EQUITY RESIDENTAL|WDNX|WEEDEN & CO.L.P.|1832
EQR|EQUITY RESIDENTAL|WEDB|WEDBUSH SECURITIES INC.|12394
EQR|EQUITY RESIDENTAL|WEED|Weeden & Co.L.P.|108979
EQR|EQUITY RESIDENTAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56161
EQR|EQUITY RESIDENTAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37109
EQR|EQUITY RESIDENTAL|WGIF|CIBC World Markets Inc.|3
EQR|EQUITY RESIDENTAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|495
EQR|EQUITY RESIDENTAL|WSAG|WALL STREET ACCESS|16403
EQR|EQUITY RESIDENTAL|WSEA|WOLVERINE SECURITIES, LLC|5858
EQR|EQUITY RESIDENTAL|XIST|INSTINET, LLC|86728
EQR|EQUITY RESIDENTAL|XPQR|Jump Trading|9713
EQR|EQUITY RESIDENTAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|20376
EQR|EQUITY RESIDENTAL|YKNA|COMHAR CAPITAL MARKETS, LLC|1525
EQR|EQUITY RESIDENTAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4724
EQRR|PRSHRS EQ RIS RT ETF|CHAS|Charles Schwab & Co., Inc.|2
EQRR|PRSHRS EQ RIS RT ETF|CTDL|Citadel Derivatives Group Llc|5489
EQRR|PRSHRS EQ RIS RT ETF|DBAX|Deutsche Bank Securities Inc.|200
EQRR|PRSHRS EQ RIS RT ETF|EBXL|EBX LLC|100
EQRR|PRSHRS EQ RIS RT ETF|EGXM|CBOE TRADING, INC.|61
EQRR|PRSHRS EQ RIS RT ETF|ETRS|E*Trade Securities LLC|1
EQRR|PRSHRS EQ RIS RT ETF|FBCO|Credit Suisse Securities (USA) LLC|5304
EQRR|PRSHRS EQ RIS RT ETF|FOMA|TD AMERITRADE CLEARING, INC.|7469
EQRR|PRSHRS EQ RIS RT ETF|FTBR|Foliofn Investments, Inc.|4
EQRR|PRSHRS EQ RIS RT ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|399
EQRR|PRSHRS EQ RIS RT ETF|GSCO|GOLDMAN SACHS & CO. LLC|934
EQRR|PRSHRS EQ RIS RT ETF|GSLT|GOLDMAN SACHS & CO. LLC|2700
EQRR|PRSHRS EQ RIS RT ETF|ICBX|INSTINET, LLC|100
EQRR|PRSHRS EQ RIS RT ETF|ITGP|ITG INC.|200
EQRR|PRSHRS EQ RIS RT ETF|JSJX|JANE STREET CAPITAL LLC|7515
EQRR|PRSHRS EQ RIS RT ETF|LEHM|Barclays Capital Inc./Le|200
EQRR|PRSHRS EQ RIS RT ETF|LIME|Lime Brokerage LLC|462
EQRR|PRSHRS EQ RIS RT ETF|MSCO|MORGAN STANLEY & CO. LLC|3463
EQRR|PRSHRS EQ RIS RT ETF|NFSC|National Financial Services LLC|3963
EQRR|PRSHRS EQ RIS RT ETF|NITE|VIRTU Americas LLC|5108
EQRR|PRSHRS EQ RIS RT ETF|PDQM|CODA MARKETS, INC.|100
EQRR|PRSHRS EQ RIS RT ETF|RBCM|RBC CAPITAL MARKETS, LLC|200
EQRR|PRSHRS EQ RIS RT ETF|SGMT|GOLDMAN SACHS & CO. LLC|50
EQRR|PRSHRS EQ RIS RT ETF|UBSA|UBS SECURITIES LLC|723
EQRR|PRSHRS EQ RIS RT ETF|UBSS|UBS Securities LLC|533
EQRR|PRSHRS EQ RIS RT ETF|VGRD|Vanguard Marketing Corporation|200
EQRR|PRSHRS EQ RIS RT ETF|WCHV|WELLS FARGO SECURITIES, LLC|1650
EQRR|PRSHRS EQ RIS RT ETF|WSEA|WOLVERINE SECURITIES, LLC|1
EQRR|PRSHRS EQ RIS RT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|215
EQS|EQUUS TOTAL RETURN,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
EQS|EQUUS TOTAL RETURN,|DBAX|Deutsche Bank Securities Inc.|100
EQS|EQUUS TOTAL RETURN,|ETRS|E*Trade Securities LLC|6161
EQS|EQUUS TOTAL RETURN,|GSCS|GOLDMAN SACHS & CO. LLC|100
EQS|EQUUS TOTAL RETURN,|IBKR|Interactive Brokers Llc|4200
EQS|EQUUS TOTAL RETURN,|LEHM|Barclays Capital Inc./Le|800
EQS|EQUUS TOTAL RETURN,|MSCO|MORGAN STANLEY & CO. LLC|7500
EQS|EQUUS TOTAL RETURN,|NFSC|National Financial Services LLC|54541
EQS|EQUUS TOTAL RETURN,|NITE|VIRTU Americas LLC|41312
EQS|EQUUS TOTAL RETURN,|RBCM|RBC CAPITAL MARKETS, LLC|180
EQS|EQUUS TOTAL RETURN,|SWIM|TD Ameritrade, Inc.|8900
EQS|EQUUS TOTAL RETURN,|UBSA|UBS SECURITIES LLC|400
EQS|EQUUS TOTAL RETURN,|UBSS|UBS Securities LLC|1116
EQS|EQUUS TOTAL RETURN,|WCHV|WELLS FARGO SECURITIES, LLC|343
EQS|EQUUS TOTAL RETURN,|WSEA|WOLVERINE SECURITIES, LLC|80
EQS|EQUUS TOTAL RETURN,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|566
EQT|EQT CORPORATION|ABLE|NATIXIS Securities Americas LLC|392905
EQT|EQT CORPORATION|ALTX|Alternet Securities Inc.|22267
EQT|EQT CORPORATION|ANOS|ABEL/NOSER, L.L.C.|1029
EQT|EQT CORPORATION|APCC|Apex Clearing Corporation|1648
EQT|EQT CORPORATION|AVON|Avondale Partners, LLC|250
EQT|EQT CORPORATION|BARD|Robert W. Baird & Co. Incorporated|1998
EQT|EQT CORPORATION|BATM|CBOE TRADING, INC.|11076
EQT|EQT CORPORATION|BAYC|BAY CREST PARTNERS, LLC|1161
EQT|EQT CORPORATION|BAYT|BTIG, LLC|2000
EQT|EQT CORPORATION|BBNT|BB&T SECURITIES, LLC|483
EQT|EQT CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|383388
EQT|EQT CORPORATION|BIDS|BIDS TRADING L.P.|50200
EQT|EQT CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19941
EQT|EQT CORPORATION|BLKX|INSTINET, LLC|106392
EQT|EQT CORPORATION|BMOC|BMO Capital Markets Corp.|1346
EQT|EQT CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|108747
EQT|EQT CORPORATION|BTIG|BTIG, LLC|27140
EQT|EQT CORPORATION|BYXM|CBOE TRADING, INC.|5677
EQT|EQT CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1200
EQT|EQT CORPORATION|CANT|Cantor Fitzgerald & Co.|8024
EQT|EQT CORPORATION|CHAS|Charles Schwab & Co., Inc.|1299
EQT|EQT CORPORATION|CIBP|CIBC World Markets Corp.|38637
EQT|EQT CORPORATION|CICF|Canaccord Genuity Corp.|100
EQT|EQT CORPORATION|CIST|Capital Institutional Services, Inc.|2804
EQT|EQT CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|190876
EQT|EQT CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9630
EQT|EQT CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16500
EQT|EQT CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1245119
EQT|EQT CORPORATION|CSIN|Citadel Securities Institutional LLC|25900
EQT|EQT CORPORATION|CTDL|Citadel Derivatives Group Llc|68055
EQT|EQT CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|79026
EQT|EQT CORPORATION|DADA|D.A. Davidson & Co.|151
EQT|EQT CORPORATION|DBAB|Deutsche Bank Securities Inc.|766098
EQT|EQT CORPORATION|DBAX|Deutsche Bank Securities Inc.|661300
EQT|EQT CORPORATION|DBUL|Deutsche Bank Securities Inc.|30400
EQT|EQT CORPORATION|DCHF|Dart Executions, LLC|3250
EQT|EQT CORPORATION|DEAN|MORGAN STANLEY|13095
EQT|EQT CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1200
EQT|EQT CORPORATION|DIVA|Divine Capital Markets LLC|1200
EQT|EQT CORPORATION|EBXL|EBX LLC|602900
EQT|EQT CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|6027
EQT|EQT CORPORATION|EDJO|Edward D. Jones & Co., L.P.|5356
EQT|EQT CORPORATION|EGAM|CBOE TRADING, INC.|63732
EQT|EQT CORPORATION|EGAW|CBOE TRADING, INC.|555
EQT|EQT CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|2869
EQT|EQT CORPORATION|EGXM|CBOE TRADING, INC.|7569
EQT|EQT CORPORATION|EGXW|CBOE TRADING, INC.|300
EQT|EQT CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|4870
EQT|EQT CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|59493
EQT|EQT CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
EQT|EQT CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|1589
EQT|EQT CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44300
EQT|EQT CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1203
EQT|EQT CORPORATION|ETRS|E*Trade Securities LLC|29827
EQT|EQT CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|39
EQT|EQT CORPORATION|FILL|Tradestation Securities, Inc.|13279
EQT|EQT CORPORATION|FINX|FINTECH SECURITIES|485
EQT|EQT CORPORATION|FMAF|NBCN Inc./ CDS|200
EQT|EQT CORPORATION|FOGS|FOG EQUITIES LLC|36800
EQT|EQT CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10249
EQT|EQT CORPORATION|FQLS|Quantlab Securities LP|1258352
EQT|EQT CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|216108
EQT|EQT CORPORATION|FTBR|Foliofn Investments, Inc.|4569
EQT|EQT CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|14500
EQT|EQT CORPORATION|GLIS|TD Securities Inc|1935
EQT|EQT CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|536913
EQT|EQT CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|3339834
EQT|EQT CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|44655
EQT|EQT CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|61962
EQT|EQT CORPORATION|GTSZ|GTS SECURITIES LLC|390289
EQT|EQT CORPORATION|HAPX|HAP Trading, LLC|2345
EQT|EQT CORPORATION|HITS|Height Securities, LLC|800
EQT|EQT CORPORATION|HRBF|American Enterprise Investment Services Inc.|5791
EQT|EQT CORPORATION|HSBC|HSBC Securities, Inc.|370
EQT|EQT CORPORATION|IATS|INTERACTIVE BROKERS LLC|20351
EQT|EQT CORPORATION|IBKR|Interactive Brokers Llc|40066
EQT|EQT CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|561
EQT|EQT CORPORATION|ICBX|INSTINET, LLC|199501
EQT|EQT CORPORATION|IEQY|CITADEL SECURITIES LLC|678095
EQT|EQT CORPORATION|INCA|INSTINET, LLC|1068249
EQT|EQT CORPORATION|INJX|INSTINET, LLC|36217
EQT|EQT CORPORATION|ITGI|ITG Inc.|105736
EQT|EQT CORPORATION|ITGP|ITG INC.|297800
EQT|EQT CORPORATION|JANY|Janney Montgomery Scott Inc.|9433
EQT|EQT CORPORATION|JEFF|JEFFERIES LLC|275315
EQT|EQT CORPORATION|JMPT|JUMP TRADING, LLC|282738
EQT|EQT CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|164614
EQT|EQT CORPORATION|JPMX|J.P. Morgan Securities LLC|695316
EQT|EQT CORPORATION|JRCO|Johnson Rice & Company L.L.C.|4700
EQT|EQT CORPORATION|JSJX|JANE STREET CAPITAL LLC|29438
EQT|EQT CORPORATION|KCGM|VIRTU Americas LLC|103844
EQT|EQT CORPORATION|KCRD|PHX FINANCIAL, INC.|300
EQT|EQT CORPORATION|LBKI|Libucki & Co., LLC|7983
EQT|EQT CORPORATION|LEHM|Barclays Capital Inc./Le|3302707
EQT|EQT CORPORATION|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|300
EQT|EQT CORPORATION|LIME|Lime Brokerage LLC|77860
EQT|EQT CORPORATION|LIWE|LIME BROKERAGE LLC|93
EQT|EQT CORPORATION|LQNA|LIQUIDNET, INC.|178400
EQT|EQT CORPORATION|LSCI|Lek Securities Corporation|145792
EQT|EQT CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
EQT|EQT CORPORATION|MACQ|Macquarie Capital (USA) Inc.|100
EQT|EQT CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|1029
EQT|EQT CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|325567
EQT|EQT CORPORATION|MNDX|TJM Investments, LLC|24072
EQT|EQT CORPORATION|MOTF|MOTIF INVESTING, INC.|11
EQT|EQT CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|4444490
EQT|EQT CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|952300
EQT|EQT CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|774100
EQT|EQT CORPORATION|MZHO|Mizuho Securities USA LLC|101600
EQT|EQT CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|2543
EQT|EQT CORPORATION|NFSC|National Financial Services LLC|330766
EQT|EQT CORPORATION|NITE|VIRTU Americas LLC|636712
EQT|EQT CORPORATION|NITP|VIRTU Americas LLC|220
EQT|EQT CORPORATION|NMRA|Nomura Securities International, Inc.|13300
EQT|EQT CORPORATION|NQRB|Brut, LLC|43770
EQT|EQT CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|1550
EQT|EQT CORPORATION|NTRC|Northern Trust Securities, Inc.|1502
EQT|EQT CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|186268
EQT|EQT CORPORATION|OPCO|Oppenheimer & Co. Inc.|358
EQT|EQT CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
EQT|EQT CORPORATION|PCPT|PHILLIP CAPITAL INC.|300
EQT|EQT CORPORATION|PDQM|CODA MARKETS, INC.|353659
EQT|EQT CORPORATION|PHLY|NASDAQ Execution Services, LLC|1200
EQT|EQT CORPORATION|PWJC|UBS Financial Services, Inc.|1762
EQT|EQT CORPORATION|QMSR|QUATTRO M SECURITIES INC.|5340
EQT|EQT CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|3821
EQT|EQT CORPORATION|RGLD|Regal Securities, Inc|50
EQT|EQT CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|8660
EQT|EQT CORPORATION|SAGL|SAGETRADER, LLC|172882
EQT|EQT CORPORATION|SAGW|SAGETRADER, LLC|610
EQT|EQT CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|226
EQT|EQT CORPORATION|SBSH|Citigroup Global Markets Inc.|468598
EQT|EQT CORPORATION|SCMC|Scotia Capital Markets (USA) Inc.|100
EQT|EQT CORPORATION|SEIC|SEI Investments Distribution Co.|320
EQT|EQT CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|409193
EQT|EQT CORPORATION|SJLS|TRADE INFORMATICS LLC|50200
EQT|EQT CORPORATION|SOCO|Capital One Southcoast, Inc|2000
EQT|EQT CORPORATION|SPDR|SPEEDROUTE LLC|53263
EQT|EQT CORPORATION|SPHN|Stephens Inc.|1700
EQT|EQT CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|19502
EQT|EQT CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|8
EQT|EQT CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14678
EQT|EQT CORPORATION|SWIM|TD Ameritrade, Inc.|99646
EQT|EQT CORPORATION|SWST|Hilltop Securities Inc.|82
EQT|EQT CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|587
EQT|EQT CORPORATION|TMBR|Timber Hill LLC|60
EQT|EQT CORPORATION|TOUR|TOURMALINE PARTNERS, LLC|300
EQT|EQT CORPORATION|TRBT|Tradebot Systems, Inc.|635093
EQT|EQT CORPORATION|TRCM|TRC MARKETS LLC|979105
EQT|EQT CORPORATION|TTUC|CUTTONE & CO., INC.|361035
EQT|EQT CORPORATION|UBSA|UBS SECURITIES LLC|1854891
EQT|EQT CORPORATION|UBSS|UBS Securities LLC|3367557
EQT|EQT CORPORATION|USCA|USCA Securities LLC|200
EQT|EQT CORPORATION|VALX|VIRTU AMERICAS LLC|58832
EQT|EQT CORPORATION|VGRD|Vanguard Marketing Corporation|3220
EQT|EQT CORPORATION|WBLR|WILLIAM BLAIR|164
EQT|EQT CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|4927
EQT|EQT CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|362144
EQT|EQT CORPORATION|WDNX|WEEDEN & CO.L.P.|1750
EQT|EQT CORPORATION|WEDB|WEDBUSH SECURITIES INC.|60115
EQT|EQT CORPORATION|WEED|Weeden & Co.L.P.|73563
EQT|EQT CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36200
EQT|EQT CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|82588
EQT|EQT CORPORATION|WGIF|CIBC World Markets Inc.|153
EQT|EQT CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|214
EQT|EQT CORPORATION|WOLF|Wolfe Trahan Securities|1300
EQT|EQT CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|10844
EQT|EQT CORPORATION|WTFS|JUST2TRADE, INC.|50
EQT|EQT CORPORATION|XIST|INSTINET, LLC|128178
EQT|EQT CORPORATION|XPQR|Jump Trading|3600
EQT|EQT CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|85248
EQT|EQT CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|17104
EQT|EQT CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3664
EQWL|INVESCO TOP 200|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4
EQWL|INVESCO TOP 200|CHAS|Charles Schwab & Co., Inc.|3
EQWL|INVESCO TOP 200|CTDL|Citadel Derivatives Group Llc|341
EQWL|INVESCO TOP 200|DEAN|MORGAN STANLEY|5
EQWL|INVESCO TOP 200|EDJO|Edward D. Jones & Co., L.P.|1209
EQWL|INVESCO TOP 200|ETRS|E*Trade Securities LLC|1087
EQWL|INVESCO TOP 200|FBSB|U.S. Bancorp Investments, Inc.|461
EQWL|INVESCO TOP 200|FINX|FINTECH SECURITIES|205
EQWL|INVESCO TOP 200|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|280
EQWL|INVESCO TOP 200|HRBF|American Enterprise Investment Services Inc.|3659
EQWL|INVESCO TOP 200|JSJX|JANE STREET CAPITAL LLC|268
EQWL|INVESCO TOP 200|LEHM|Barclays Capital Inc./Le|200
EQWL|INVESCO TOP 200|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EQWL|INVESCO TOP 200|MSCO|MORGAN STANLEY & CO. LLC|925
EQWL|INVESCO TOP 200|NFSC|National Financial Services LLC|898
EQWL|INVESCO TOP 200|NITE|VIRTU Americas LLC|1601
EQWL|INVESCO TOP 200|NITP|VIRTU Americas LLC|60
EQWL|INVESCO TOP 200|UBSA|UBS SECURITIES LLC|1594
EQWL|INVESCO TOP 200|UBSS|UBS Securities LLC|2192
EQWL|INVESCO TOP 200|WCHV|WELLS FARGO SECURITIES, LLC|23
EQWL|INVESCO TOP 200|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2382
EQWM|INVESCO MIDCAP|APCC|Apex Clearing Corporation|3
EQWM|INVESCO MIDCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|383
EQWM|INVESCO MIDCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
EQWM|INVESCO MIDCAP|DEAN|MORGAN STANLEY|50
EQWM|INVESCO MIDCAP|EDJO|Edward D. Jones & Co., L.P.|93
EQWM|INVESCO MIDCAP|ETRS|E*Trade Securities LLC|16
EQWM|INVESCO MIDCAP|HRBF|American Enterprise Investment Services Inc.|620
EQWM|INVESCO MIDCAP|JSJX|JANE STREET CAPITAL LLC|716
EQWM|INVESCO MIDCAP|KCGM|VIRTU Americas LLC|466
EQWM|INVESCO MIDCAP|MACC|Mid Atlantic Capital Corporation|10
EQWM|INVESCO MIDCAP|MSCO|MORGAN STANLEY & CO. LLC|1528
EQWM|INVESCO MIDCAP|NFSC|National Financial Services LLC|411
EQWM|INVESCO MIDCAP|NITE|VIRTU Americas LLC|425
EQWM|INVESCO MIDCAP|SWST|Hilltop Securities Inc.|3
EQWM|INVESCO MIDCAP|UBSA|UBS SECURITIES LLC|197
EQWM|INVESCO MIDCAP|UBSS|UBS Securities LLC|198
EQWM|INVESCO MIDCAP|WCHV|WELLS FARGO SECURITIES, LLC|1
EQWM|INVESCO MIDCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
EQWS|INVESCO RUSSEL 2000|CHAS|Charles Schwab & Co., Inc.|1
EQWS|INVESCO RUSSEL 2000|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27
EQWS|INVESCO RUSSEL 2000|EBXL|EBX LLC|300
EQWS|INVESCO RUSSEL 2000|ETRS|E*Trade Securities LLC|3
EQWS|INVESCO RUSSEL 2000|FTBR|Foliofn Investments, Inc.|164
EQWS|INVESCO RUSSEL 2000|HRBF|American Enterprise Investment Services Inc.|85
EQWS|INVESCO RUSSEL 2000|ICBX|INSTINET, LLC|628
EQWS|INVESCO RUSSEL 2000|JSJX|JANE STREET CAPITAL LLC|105
EQWS|INVESCO RUSSEL 2000|KCGM|VIRTU Americas LLC|771
EQWS|INVESCO RUSSEL 2000|LEHM|Barclays Capital Inc./Le|400
EQWS|INVESCO RUSSEL 2000|LIME|Lime Brokerage LLC|24
EQWS|INVESCO RUSSEL 2000|MACC|Mid Atlantic Capital Corporation|6
EQWS|INVESCO RUSSEL 2000|MSCO|MORGAN STANLEY & CO. LLC|140
EQWS|INVESCO RUSSEL 2000|NFSC|National Financial Services LLC|495
EQWS|INVESCO RUSSEL 2000|NITE|VIRTU Americas LLC|418
EQWS|INVESCO RUSSEL 2000|SWST|Hilltop Securities Inc.|2
EQWS|INVESCO RUSSEL 2000|UBSA|UBS SECURITIES LLC|1244
EQWS|INVESCO RUSSEL 2000|UBSS|UBS Securities LLC|33
EQWS|INVESCO RUSSEL 2000|WCHV|WELLS FARGO SECURITIES, LLC|1
EQWS|INVESCO RUSSEL 2000|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3307
ERA|ERA GROUP INC.|ALTX|Alternet Securities Inc.|400
ERA|ERA GROUP INC.|APCC|Apex Clearing Corporation|6
ERA|ERA GROUP INC.|BATM|CBOE TRADING, INC.|335
ERA|ERA GROUP INC.|BAYC|BAY CREST PARTNERS, LLC|41
ERA|ERA GROUP INC.|BERN|Sanford C. Bernstein & Co., LLC|100
ERA|ERA GROUP INC.|BLKX|INSTINET, LLC|7440
ERA|ERA GROUP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4187
ERA|ERA GROUP INC.|BTIG|BTIG, LLC|200
ERA|ERA GROUP INC.|BZYD|GOLDMAN SACHS & CO. LLC|1698
ERA|ERA GROUP INC.|CHLM|Craig-Hallum Capital Group LLC|1570
ERA|ERA GROUP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17024
ERA|ERA GROUP INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ERA|ERA GROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15035
ERA|ERA GROUP INC.|CTDL|Citadel Derivatives Group Llc|2469
ERA|ERA GROUP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2366
ERA|ERA GROUP INC.|DBAB|Deutsche Bank Securities Inc.|14286
ERA|ERA GROUP INC.|DBAX|Deutsche Bank Securities Inc.|3000
ERA|ERA GROUP INC.|DEAN|MORGAN STANLEY|661
ERA|ERA GROUP INC.|DEGS|RONIN PROFESSIONAL LLC|1686
ERA|ERA GROUP INC.|EBXL|EBX LLC|6300
ERA|ERA GROUP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3063
ERA|ERA GROUP INC.|EGAM|CBOE TRADING, INC.|835
ERA|ERA GROUP INC.|EGAW|CBOE TRADING, INC.|50
ERA|ERA GROUP INC.|EGXM|CBOE TRADING, INC.|100
ERA|ERA GROUP INC.|ETBE|Electronic Transaction Clearing, Inc.|200
ERA|ERA GROUP INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
ERA|ERA GROUP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|320
ERA|ERA GROUP INC.|ETRS|E*Trade Securities LLC|9441
ERA|ERA GROUP INC.|FILL|Tradestation Securities, Inc.|1476
ERA|ERA GROUP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3711
ERA|ERA GROUP INC.|FTBR|Foliofn Investments, Inc.|15
ERA|ERA GROUP INC.|GLPX|ACS EXECUTION SERVICES, LLC|150
ERA|ERA GROUP INC.|GSCO|GOLDMAN SACHS & CO. LLC|41997
ERA|ERA GROUP INC.|GSLT|GOLDMAN SACHS & CO. LLC|16
ERA|ERA GROUP INC.|GTSZ|GTS SECURITIES LLC|6734
ERA|ERA GROUP INC.|HRBF|American Enterprise Investment Services Inc.|48
ERA|ERA GROUP INC.|IATS|INTERACTIVE BROKERS LLC|710
ERA|ERA GROUP INC.|IBKR|Interactive Brokers Llc|3469
ERA|ERA GROUP INC.|ICBX|INSTINET, LLC|2700
ERA|ERA GROUP INC.|IEQY|CITADEL SECURITIES LLC|2731
ERA|ERA GROUP INC.|INCA|INSTINET, LLC|23583
ERA|ERA GROUP INC.|INJX|INSTINET, LLC|2429
ERA|ERA GROUP INC.|ITGI|ITG Inc.|4744
ERA|ERA GROUP INC.|ITGP|ITG INC.|8200
ERA|ERA GROUP INC.|JEFF|JEFFERIES LLC|2045
ERA|ERA GROUP INC.|JPMX|J.P. Morgan Securities LLC|5917
ERA|ERA GROUP INC.|JSJX|JANE STREET CAPITAL LLC|194
ERA|ERA GROUP INC.|KCGM|VIRTU Americas LLC|1950
ERA|ERA GROUP INC.|LEHM|Barclays Capital Inc./Le|13663
ERA|ERA GROUP INC.|LIME|Lime Brokerage LLC|10026
ERA|ERA GROUP INC.|LOOP|Loop Capital Markets LLC|2200
ERA|ERA GROUP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
ERA|ERA GROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|37646
ERA|ERA GROUP INC.|MSPL|MORGAN STANLEY & CO. LLC|7200
ERA|ERA GROUP INC.|MSTX|MORGAN STANLEY & CO. LLC|1200
ERA|ERA GROUP INC.|NFSC|National Financial Services LLC|5154
ERA|ERA GROUP INC.|NITE|VIRTU Americas LLC|26576
ERA|ERA GROUP INC.|PDQM|CODA MARKETS, INC.|150
ERA|ERA GROUP INC.|ROBT|Robotti & Company, LLC|100
ERA|ERA GROUP INC.|SBSH|Citigroup Global Markets Inc.|10839
ERA|ERA GROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|2646
ERA|ERA GROUP INC.|SPDR|SPEEDROUTE LLC|220
ERA|ERA GROUP INC.|SWIM|TD Ameritrade, Inc.|30
ERA|ERA GROUP INC.|TKNG|ALLY INVEST SECURITIES LLC|132
ERA|ERA GROUP INC.|TRBT|Tradebot Systems, Inc.|3834
ERA|ERA GROUP INC.|TRCM|TRC MARKETS LLC|2227
ERA|ERA GROUP INC.|UBSA|UBS SECURITIES LLC|23191
ERA|ERA GROUP INC.|UBSS|UBS Securities LLC|42170
ERA|ERA GROUP INC.|VALX|VIRTU AMERICAS LLC|1004
ERA|ERA GROUP INC.|VGRD|Vanguard Marketing Corporation|304
ERA|ERA GROUP INC.|VSIN|Vision Financial Markets Llc|6
ERA|ERA GROUP INC.|WCHV|WELLS FARGO SECURITIES, LLC|1400
ERA|ERA GROUP INC.|WDNX|WEEDEN & CO.L.P.|270
ERA|ERA GROUP INC.|WEED|Weeden & Co.L.P.|750
ERA|ERA GROUP INC.|WSAG|WALL STREET ACCESS|50
ERA|ERA GROUP INC.|WSEA|WOLVERINE SECURITIES, LLC|44
ERA|ERA GROUP INC.|XPQR|Jump Trading|200
ERA|ERA GROUP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
ERA|ERA GROUP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|475
ERC|WELLS FARGO MSIF|ALTX|Alternet Securities Inc.|600
ERC|WELLS FARGO MSIF|APCC|Apex Clearing Corporation|2967
ERC|WELLS FARGO MSIF|BARD|Robert W. Baird & Co. Incorporated|1002
ERC|WELLS FARGO MSIF|BATM|CBOE TRADING, INC.|200
ERC|WELLS FARGO MSIF|BERN|Sanford C. Bernstein & Co., LLC|20
ERC|WELLS FARGO MSIF|BRGE|Newbridge Securities Corp.|2800
ERC|WELLS FARGO MSIF|BTIG|BTIG, LLC|2977
ERC|WELLS FARGO MSIF|CANT|Cantor Fitzgerald & Co.|351
ERC|WELLS FARGO MSIF|CHAS|Charles Schwab & Co., Inc.|854
ERC|WELLS FARGO MSIF|CIST|Capital Institutional Services, Inc.|4925
ERC|WELLS FARGO MSIF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3960
ERC|WELLS FARGO MSIF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|134
ERC|WELLS FARGO MSIF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14400
ERC|WELLS FARGO MSIF|CTDL|Citadel Derivatives Group Llc|150
ERC|WELLS FARGO MSIF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
ERC|WELLS FARGO MSIF|DAVA|Davenport & Company LLC|343
ERC|WELLS FARGO MSIF|DBAX|Deutsche Bank Securities Inc.|8100
ERC|WELLS FARGO MSIF|DEAN|MORGAN STANLEY|50667
ERC|WELLS FARGO MSIF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11832
ERC|WELLS FARGO MSIF|EBXL|EBX LLC|6700
ERC|WELLS FARGO MSIF|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
ERC|WELLS FARGO MSIF|EDJO|Edward D. Jones & Co., L.P.|610
ERC|WELLS FARGO MSIF|EGAM|CBOE TRADING, INC.|573
ERC|WELLS FARGO MSIF|EGXM|CBOE TRADING, INC.|2100
ERC|WELLS FARGO MSIF|ESPO|ESPOSITO SECURITIES, LLC|3608
ERC|WELLS FARGO MSIF|ETBE|Electronic Transaction Clearing, Inc.|100
ERC|WELLS FARGO MSIF|ETRS|E*Trade Securities LLC|41618
ERC|WELLS FARGO MSIF|FINX|FINTECH SECURITIES|625
ERC|WELLS FARGO MSIF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4024
ERC|WELLS FARGO MSIF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37284
ERC|WELLS FARGO MSIF|FTBR|Foliofn Investments, Inc.|76
ERC|WELLS FARGO MSIF|GLPX|ACS EXECUTION SERVICES, LLC|3779
ERC|WELLS FARGO MSIF|GSCO|GOLDMAN SACHS & CO. LLC|13921
ERC|WELLS FARGO MSIF|GSCS|GOLDMAN SACHS & CO. LLC|300
ERC|WELLS FARGO MSIF|GSLT|GOLDMAN SACHS & CO. LLC|100
ERC|WELLS FARGO MSIF|HRBF|American Enterprise Investment Services Inc.|23977
ERC|WELLS FARGO MSIF|IATS|INTERACTIVE BROKERS LLC|2257
ERC|WELLS FARGO MSIF|IBKR|Interactive Brokers Llc|13161
ERC|WELLS FARGO MSIF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1033
ERC|WELLS FARGO MSIF|ICBX|INSTINET, LLC|600
ERC|WELLS FARGO MSIF|INCA|INSTINET, LLC|959
ERC|WELLS FARGO MSIF|ITGI|ITG Inc.|13547
ERC|WELLS FARGO MSIF|ITGP|ITG INC.|4000
ERC|WELLS FARGO MSIF|JANY|Janney Montgomery Scott Inc.|522
ERC|WELLS FARGO MSIF|JEFF|JEFFERIES LLC|1560
ERC|WELLS FARGO MSIF|JONE|JonesTrading|2700
ERC|WELLS FARGO MSIF|JPMX|J.P. Morgan Securities LLC|5800
ERC|WELLS FARGO MSIF|JSJX|JANE STREET CAPITAL LLC|200
ERC|WELLS FARGO MSIF|KCGM|VIRTU Americas LLC|12658
ERC|WELLS FARGO MSIF|LEHM|Barclays Capital Inc./Le|15177
ERC|WELLS FARGO MSIF|LGNT|COR CLEARING LLC|12
ERC|WELLS FARGO MSIF|LIME|Lime Brokerage LLC|816
ERC|WELLS FARGO MSIF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1065
ERC|WELLS FARGO MSIF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10600
ERC|WELLS FARGO MSIF|MSCO|MORGAN STANLEY & CO. LLC|71214
ERC|WELLS FARGO MSIF|MSPL|MORGAN STANLEY & CO. LLC|3700
ERC|WELLS FARGO MSIF|NATL|National Securities Corporation|552
ERC|WELLS FARGO MSIF|NFSC|National Financial Services LLC|179195
ERC|WELLS FARGO MSIF|NITE|VIRTU Americas LLC|280838
ERC|WELLS FARGO MSIF|NQRB|Brut, LLC|300
ERC|WELLS FARGO MSIF|OPCO|Oppenheimer & Co. Inc.|7
ERC|WELLS FARGO MSIF|OTAA|OTA LLC|500
ERC|WELLS FARGO MSIF|PDQM|CODA MARKETS, INC.|4299
ERC|WELLS FARGO MSIF|PWJC|UBS Financial Services, Inc.|20111
ERC|WELLS FARGO MSIF|RBCM|RBC CAPITAL MARKETS, LLC|9883
ERC|WELLS FARGO MSIF|SAGL|SAGETRADER, LLC|100
ERC|WELLS FARGO MSIF|SALI|INTL FCSTONE FINANCIAL INC.|849
ERC|WELLS FARGO MSIF|SBSH|Citigroup Global Markets Inc.|52600
ERC|WELLS FARGO MSIF|SGMT|GOLDMAN SACHS & CO. LLC|4109
ERC|WELLS FARGO MSIF|SPDR|SPEEDROUTE LLC|800
ERC|WELLS FARGO MSIF|STFL|Stifel, Nicolaus & Company, Incorporated|32398
ERC|WELLS FARGO MSIF|SWIM|TD Ameritrade, Inc.|4786
ERC|WELLS FARGO MSIF|SWST|Hilltop Securities Inc.|21860
ERC|WELLS FARGO MSIF|TKNG|ALLY INVEST SECURITIES LLC|50
ERC|WELLS FARGO MSIF|TRBT|Tradebot Systems, Inc.|1436
ERC|WELLS FARGO MSIF|UBSA|UBS SECURITIES LLC|28637
ERC|WELLS FARGO MSIF|UBSS|UBS Securities LLC|154347
ERC|WELLS FARGO MSIF|VGRD|Vanguard Marketing Corporation|31928
ERC|WELLS FARGO MSIF|WCHV|WELLS FARGO SECURITIES, LLC|84586
ERC|WELLS FARGO MSIF|WEDB|WEDBUSH SECURITIES INC.|3
ERC|WELLS FARGO MSIF|WEED|Weeden & Co.L.P.|30277
ERC|WELLS FARGO MSIF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|152
ERC|WELLS FARGO MSIF|WSEA|WOLVERINE SECURITIES, LLC|1672
ERC|WELLS FARGO MSIF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ERC|WELLS FARGO MSIF|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ERC|WELLS FARGO MSIF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1941
ERF|ENERPLUS CORP|ADAM|CANACCORD GENUITY INC.|59641
ERF|ENERPLUS CORP|ALTX|Alternet Securities Inc.|1800
ERF|ENERPLUS CORP|APCC|Apex Clearing Corporation|1679
ERF|ENERPLUS CORP|ATPA|COWEN PRIME SERVICES LLC|10020
ERF|ENERPLUS CORP|BANK|Primevest Financial Services, Inc.|12
ERF|ENERPLUS CORP|BARD|Robert W. Baird & Co. Incorporated|2922
ERF|ENERPLUS CORP|BATM|CBOE TRADING, INC.|5306
ERF|ENERPLUS CORP|BBNT|BB&T SECURITIES, LLC|72
ERF|ENERPLUS CORP|BERN|Sanford C. Bernstein & Co., LLC|8800
ERF|ENERPLUS CORP|BIMI|Banca IMI Securities Corp.|1400
ERF|ENERPLUS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|98250
ERF|ENERPLUS CORP|BLKX|INSTINET, LLC|94800
ERF|ENERPLUS CORP|BMAK|BMA SECURITIES|1020
ERF|ENERPLUS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1567
ERF|ENERPLUS CORP|BYXM|CBOE TRADING, INC.|400
ERF|ENERPLUS CORP|BZYD|GOLDMAN SACHS & CO. LLC|5597
ERF|ENERPLUS CORP|CANT|Cantor Fitzgerald & Co.|1500
ERF|ENERPLUS CORP|CHAS|Charles Schwab & Co., Inc.|187
ERF|ENERPLUS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|104199
ERF|ENERPLUS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
ERF|ENERPLUS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|378677
ERF|ENERPLUS CORP|CTDL|Citadel Derivatives Group Llc|2624
ERF|ENERPLUS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|36500
ERF|ENERPLUS CORP|DADA|D.A. Davidson & Co.|4
ERF|ENERPLUS CORP|DAVA|Davenport & Company LLC|826
ERF|ENERPLUS CORP|DBAB|Deutsche Bank Securities Inc.|73071
ERF|ENERPLUS CORP|DBAX|Deutsche Bank Securities Inc.|161400
ERF|ENERPLUS CORP|DEAN|MORGAN STANLEY|13288
ERF|ENERPLUS CORP|DEGS|RONIN PROFESSIONAL LLC|4905
ERF|ENERPLUS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|69114
ERF|ENERPLUS CORP|EBXL|EBX LLC|369800
ERF|ENERPLUS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|34171
ERF|ENERPLUS CORP|EDJO|Edward D. Jones & Co., L.P.|4298
ERF|ENERPLUS CORP|EGAM|CBOE TRADING, INC.|3688
ERF|ENERPLUS CORP|EGAW|CBOE TRADING, INC.|100
ERF|ENERPLUS CORP|EGXM|CBOE TRADING, INC.|970
ERF|ENERPLUS CORP|EGXW|CBOE TRADING, INC.|5
ERF|ENERPLUS CORP|ETBE|Electronic Transaction Clearing, Inc.|20821
ERF|ENERPLUS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
ERF|ENERPLUS CORP|ETRS|E*Trade Securities LLC|127273
ERF|ENERPLUS CORP|FBSB|U.S. Bancorp Investments, Inc.|857
ERF|ENERPLUS CORP|FILL|Tradestation Securities, Inc.|1044
ERF|ENERPLUS CORP|FMAF|NBCN Inc./ CDS|3484
ERF|ENERPLUS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
ERF|ENERPLUS CORP|FQLS|Quantlab Securities LP|106620
ERF|ENERPLUS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137309
ERF|ENERPLUS CORP|FTBR|Foliofn Investments, Inc.|2051
ERF|ENERPLUS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|7500
ERF|ENERPLUS CORP|GLIS|TD Securities Inc|6800
ERF|ENERPLUS CORP|GLPX|ACS EXECUTION SERVICES, LLC|1236
ERF|ENERPLUS CORP|GSCO|GOLDMAN SACHS & CO. LLC|360100
ERF|ENERPLUS CORP|GSCS|GOLDMAN SACHS & CO. LLC|1099
ERF|ENERPLUS CORP|GSLT|GOLDMAN SACHS & CO. LLC|2035
ERF|ENERPLUS CORP|GTSZ|GTS SECURITIES LLC|37783
ERF|ENERPLUS CORP|HRBF|American Enterprise Investment Services Inc.|8218
ERF|ENERPLUS CORP|HSBC|HSBC Securities, Inc.|517
ERF|ENERPLUS CORP|IATS|INTERACTIVE BROKERS LLC|8610
ERF|ENERPLUS CORP|IBFS|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2763
ERF|ENERPLUS CORP|IBKR|Interactive Brokers Llc|20303
ERF|ENERPLUS CORP|ICBX|INSTINET, LLC|164655
ERF|ENERPLUS CORP|INCA|INSTINET, LLC|400908
ERF|ENERPLUS CORP|INJX|INSTINET, LLC|7644
ERF|ENERPLUS CORP|ITGI|ITG Inc.|185739
ERF|ENERPLUS CORP|ITGP|ITG INC.|92600
ERF|ENERPLUS CORP|JANY|Janney Montgomery Scott Inc.|1054
ERF|ENERPLUS CORP|JEFF|JEFFERIES LLC|93545
ERF|ENERPLUS CORP|JMPT|JUMP TRADING, LLC|59530
ERF|ENERPLUS CORP|JONE|JonesTrading|2363
ERF|ENERPLUS CORP|JPBX|J.P. MORGAN SECURITIES LLC|37976
ERF|ENERPLUS CORP|JPMX|J.P. Morgan Securities LLC|307610
ERF|ENERPLUS CORP|JSJX|JANE STREET CAPITAL LLC|1812
ERF|ENERPLUS CORP|KCGM|VIRTU Americas LLC|57550
ERF|ENERPLUS CORP|LEHM|Barclays Capital Inc./Le|1239157
ERF|ENERPLUS CORP|LGNT|COR CLEARING LLC|2
ERF|ENERPLUS CORP|LIME|Lime Brokerage LLC|328837
ERF|ENERPLUS CORP|MBTS|ALLY INVEST SECURITIES LLC|1000
ERF|ENERPLUS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|191256
ERF|ENERPLUS CORP|MOTF|MOTIF INVESTING, INC.|19
ERF|ENERPLUS CORP|MSCO|MORGAN STANLEY & CO. LLC|610896
ERF|ENERPLUS CORP|MSPL|MORGAN STANLEY & CO. LLC|481400
ERF|ENERPLUS CORP|MSTX|MORGAN STANLEY & CO. LLC|54700
ERF|ENERPLUS CORP|NFSC|National Financial Services LLC|233725
ERF|ENERPLUS CORP|NITE|VIRTU Americas LLC|808998
ERF|ENERPLUS CORP|NITP|VIRTU Americas LLC|15027
ERF|ENERPLUS CORP|NQRB|Brut, LLC|10106
ERF|ENERPLUS CORP|NTBF|BMO Nesbitt Burns Inc./CDS|6100
ERF|ENERPLUS CORP|NTRC|Northern Trust Securities, Inc.|1041
ERF|ENERPLUS CORP|OPCO|Oppenheimer & Co. Inc.|8926
ERF|ENERPLUS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
ERF|ENERPLUS CORP|PDQM|CODA MARKETS, INC.|3125
ERF|ENERPLUS CORP|PHLY|NASDAQ Execution Services, LLC|200
ERF|ENERPLUS CORP|PNSR|Penserra Securities, LLC|1400
ERF|ENERPLUS CORP|PWJC|UBS Financial Services, Inc.|3032
ERF|ENERPLUS CORP|RBCM|RBC CAPITAL MARKETS, LLC|9971
ERF|ENERPLUS CORP|SAGL|SAGETRADER, LLC|1400
ERF|ENERPLUS CORP|SALI|INTL FCSTONE FINANCIAL INC.|7
ERF|ENERPLUS CORP|SBSH|Citigroup Global Markets Inc.|57059
ERF|ENERPLUS CORP|SGMT|GOLDMAN SACHS & CO. LLC|99573
ERF|ENERPLUS CORP|SPDR|SPEEDROUTE LLC|1400
ERF|ENERPLUS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|183586
ERF|ENERPLUS CORP|STXG|Stockcross Financial Services, Inc.|1
ERF|ENERPLUS CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2685
ERF|ENERPLUS CORP|SWIM|TD Ameritrade, Inc.|27493
ERF|ENERPLUS CORP|SWST|Hilltop Securities Inc.|6998
ERF|ENERPLUS CORP|TKNG|ALLY INVEST SECURITIES LLC|7054
ERF|ENERPLUS CORP|TMBR|Timber Hill LLC|200
ERF|ENERPLUS CORP|TRBT|Tradebot Systems, Inc.|88146
ERF|ENERPLUS CORP|TRCM|TRC MARKETS LLC|90469
ERF|ENERPLUS CORP|TWTT|TASTYWORKS, INC.|400
ERF|ENERPLUS CORP|UBSA|UBS SECURITIES LLC|543681
ERF|ENERPLUS CORP|UBSS|UBS Securities LLC|495806
ERF|ENERPLUS CORP|VALX|VIRTU AMERICAS LLC|28421
ERF|ENERPLUS CORP|VGRD|Vanguard Marketing Corporation|18549
ERF|ENERPLUS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
ERF|ENERPLUS CORP|WCHV|WELLS FARGO SECURITIES, LLC|57755
ERF|ENERPLUS CORP|WEDB|WEDBUSH SECURITIES INC.|2391
ERF|ENERPLUS CORP|WEED|Weeden & Co.L.P.|3498
ERF|ENERPLUS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4647
ERF|ENERPLUS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44529
ERF|ENERPLUS CORP|WSEA|WOLVERINE SECURITIES, LLC|6973
ERF|ENERPLUS CORP|XIST|INSTINET, LLC|167200
ERF|ENERPLUS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|12404
ERF|ENERPLUS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ERF|ENERPLUS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3913
ERGF|ISHARES EDGE ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ERGF|ISHARES EDGE ENERGY|ETRS|E*Trade Securities LLC|100
ERGF|ISHARES EDGE ENERGY|JANY|Janney Montgomery Scott Inc.|100
ERGF|ISHARES EDGE ENERGY|LEHM|Barclays Capital Inc./Le|200
ERGF|ISHARES EDGE ENERGY|NBCS|NBC Securities, INC.|110
ERGF|ISHARES EDGE ENERGY|NFSC|National Financial Services LLC|118
ERGF|ISHARES EDGE ENERGY|NITE|VIRTU Americas LLC|118
ERGF|ISHARES EDGE ENERGY|UBSA|UBS SECURITIES LLC|630
ERGF|ISHARES EDGE ENERGY|UBSS|UBS Securities LLC|425
ERH|WELLS FARGO UTIL|ALTX|Alternet Securities Inc.|400
ERH|WELLS FARGO UTIL|APCC|Apex Clearing Corporation|216
ERH|WELLS FARGO UTIL|BANK|Primevest Financial Services, Inc.|3
ERH|WELLS FARGO UTIL|BBNT|BB&T SECURITIES, LLC|1969
ERH|WELLS FARGO UTIL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
ERH|WELLS FARGO UTIL|CHAS|Charles Schwab & Co., Inc.|2
ERH|WELLS FARGO UTIL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
ERH|WELLS FARGO UTIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
ERH|WELLS FARGO UTIL|DEAN|MORGAN STANLEY|3415
ERH|WELLS FARGO UTIL|EBXL|EBX LLC|400
ERH|WELLS FARGO UTIL|EDJO|Edward D. Jones & Co., L.P.|14353
ERH|WELLS FARGO UTIL|EGAM|CBOE TRADING, INC.|285
ERH|WELLS FARGO UTIL|ETRS|E*Trade Securities LLC|13431
ERH|WELLS FARGO UTIL|FBSB|U.S. Bancorp Investments, Inc.|2
ERH|WELLS FARGO UTIL|FINX|FINTECH SECURITIES|200
ERH|WELLS FARGO UTIL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|89
ERH|WELLS FARGO UTIL|FTBR|Foliofn Investments, Inc.|13
ERH|WELLS FARGO UTIL|GLPX|ACS EXECUTION SERVICES, LLC|198
ERH|WELLS FARGO UTIL|HRBF|American Enterprise Investment Services Inc.|2
ERH|WELLS FARGO UTIL|IATS|INTERACTIVE BROKERS LLC|479
ERH|WELLS FARGO UTIL|IBKR|Interactive Brokers Llc|3465
ERH|WELLS FARGO UTIL|ICBX|INSTINET, LLC|3300
ERH|WELLS FARGO UTIL|INCA|INSTINET, LLC|6636
ERH|WELLS FARGO UTIL|ITGI|ITG Inc.|1167
ERH|WELLS FARGO UTIL|ITGP|ITG INC.|2400
ERH|WELLS FARGO UTIL|JANY|Janney Montgomery Scott Inc.|1
ERH|WELLS FARGO UTIL|KCGM|VIRTU Americas LLC|100
ERH|WELLS FARGO UTIL|LGNT|COR CLEARING LLC|6
ERH|WELLS FARGO UTIL|LIME|Lime Brokerage LLC|171
ERH|WELLS FARGO UTIL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
ERH|WELLS FARGO UTIL|MOTF|MOTIF INVESTING, INC.|1
ERH|WELLS FARGO UTIL|MSCO|MORGAN STANLEY & CO. LLC|18122
ERH|WELLS FARGO UTIL|NFSC|National Financial Services LLC|31233
ERH|WELLS FARGO UTIL|NITE|VIRTU Americas LLC|49477
ERH|WELLS FARGO UTIL|NQRB|Brut, LLC|301
ERH|WELLS FARGO UTIL|OPCO|Oppenheimer & Co. Inc.|1234
ERH|WELLS FARGO UTIL|PDQM|CODA MARKETS, INC.|398
ERH|WELLS FARGO UTIL|PWJC|UBS Financial Services, Inc.|890
ERH|WELLS FARGO UTIL|RBCM|RBC CAPITAL MARKETS, LLC|55
ERH|WELLS FARGO UTIL|SAGC|SAGETRADER, LLC|200
ERH|WELLS FARGO UTIL|SBSH|Citigroup Global Markets Inc.|183
ERH|WELLS FARGO UTIL|SGMT|GOLDMAN SACHS & CO. LLC|200
ERH|WELLS FARGO UTIL|STFL|Stifel, Nicolaus & Company, Incorporated|810
ERH|WELLS FARGO UTIL|SWIM|TD Ameritrade, Inc.|3136
ERH|WELLS FARGO UTIL|SWST|Hilltop Securities Inc.|410
ERH|WELLS FARGO UTIL|TKNG|ALLY INVEST SECURITIES LLC|178
ERH|WELLS FARGO UTIL|UBSA|UBS SECURITIES LLC|2100
ERH|WELLS FARGO UTIL|UBSS|UBS Securities LLC|6421
ERH|WELLS FARGO UTIL|VALX|VIRTU AMERICAS LLC|31
ERH|WELLS FARGO UTIL|VGRD|Vanguard Marketing Corporation|1650
ERH|WELLS FARGO UTIL|WCHV|WELLS FARGO SECURITIES, LLC|13962
ERH|WELLS FARGO UTIL|WEDB|WEDBUSH SECURITIES INC.|526
ERH|WELLS FARGO UTIL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12
ERH|WELLS FARGO UTIL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2915
ERH|WELLS FARGO UTIL|WGIF|CIBC World Markets Inc.|1
ERH|WELLS FARGO UTIL|WSEA|WOLVERINE SECURITIES, LLC|397
ERH|WELLS FARGO UTIL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ERH|WELLS FARGO UTIL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2346
ERI|ELDORADO RESORTS CM|ALTX|Alternet Securities Inc.|6443
ERI|ELDORADO RESORTS CM|ANOS|ABEL/NOSER, L.L.C.|146
ERI|ELDORADO RESORTS CM|APCC|Apex Clearing Corporation|16352
ERI|ELDORADO RESORTS CM|BARD|Robert W. Baird & Co. Incorporated|3145
ERI|ELDORADO RESORTS CM|BATM|CBOE TRADING, INC.|2227
ERI|ELDORADO RESORTS CM|BERN|Sanford C. Bernstein & Co., LLC|65817
ERI|ELDORADO RESORTS CM|BIDS|BIDS TRADING L.P.|200
ERI|ELDORADO RESORTS CM|BIMI|Banca IMI Securities Corp.|750
ERI|ELDORADO RESORTS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2650
ERI|ELDORADO RESORTS CM|BLKX|INSTINET, LLC|60000
ERI|ELDORADO RESORTS CM|BMOC|BMO Capital Markets Corp.|8912
ERI|ELDORADO RESORTS CM|BNPX|BNP PARIBAS SECURITIES CORP.|4346
ERI|ELDORADO RESORTS CM|BTIG|BTIG, LLC|5769
ERI|ELDORADO RESORTS CM|BYXM|CBOE TRADING, INC.|874
ERI|ELDORADO RESORTS CM|BZYD|GOLDMAN SACHS & CO. LLC|800
ERI|ELDORADO RESORTS CM|CANT|Cantor Fitzgerald & Co.|699
ERI|ELDORADO RESORTS CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|34400
ERI|ELDORADO RESORTS CM|CHAS|Charles Schwab & Co., Inc.|1950
ERI|ELDORADO RESORTS CM|CHLM|Craig-Hallum Capital Group LLC|1000
ERI|ELDORADO RESORTS CM|CIST|Capital Institutional Services, Inc.|55
ERI|ELDORADO RESORTS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|249507
ERI|ELDORADO RESORTS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6820
ERI|ELDORADO RESORTS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5700
ERI|ELDORADO RESORTS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|449541
ERI|ELDORADO RESORTS CM|CSIN|Citadel Securities Institutional LLC|3660
ERI|ELDORADO RESORTS CM|CTDL|Citadel Derivatives Group Llc|17268
ERI|ELDORADO RESORTS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|155342
ERI|ELDORADO RESORTS CM|DAVA|Davenport & Company LLC|16658
ERI|ELDORADO RESORTS CM|DBAB|Deutsche Bank Securities Inc.|421391
ERI|ELDORADO RESORTS CM|DBAX|Deutsche Bank Securities Inc.|545300
ERI|ELDORADO RESORTS CM|DBUL|Deutsche Bank Securities Inc.|1600
ERI|ELDORADO RESORTS CM|DCHF|Dart Executions, LLC|300
ERI|ELDORADO RESORTS CM|DEAN|MORGAN STANLEY|35506
ERI|ELDORADO RESORTS CM|DEGS|RONIN PROFESSIONAL LLC|12211
ERI|ELDORADO RESORTS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|207
ERI|ELDORADO RESORTS CM|EBXL|EBX LLC|146900
ERI|ELDORADO RESORTS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|13806
ERI|ELDORADO RESORTS CM|EDJO|Edward D. Jones & Co., L.P.|947
ERI|ELDORADO RESORTS CM|EGAM|CBOE TRADING, INC.|14067
ERI|ELDORADO RESORTS CM|EGAW|CBOE TRADING, INC.|15
ERI|ELDORADO RESORTS CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
ERI|ELDORADO RESORTS CM|EGXM|CBOE TRADING, INC.|1462
ERI|ELDORADO RESORTS CM|EROP|Eroom Securities L.L.C.|701
ERI|ELDORADO RESORTS CM|ETBE|Electronic Transaction Clearing, Inc.|8933
ERI|ELDORADO RESORTS CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1412
ERI|ELDORADO RESORTS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2200
ERI|ELDORADO RESORTS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28337
ERI|ELDORADO RESORTS CM|ETRS|E*Trade Securities LLC|199157
ERI|ELDORADO RESORTS CM|FBCO|Credit Suisse Securities (USA) LLC|432311
ERI|ELDORADO RESORTS CM|FILL|Tradestation Securities, Inc.|7807
ERI|ELDORADO RESORTS CM|FMAF|NBCN Inc./ CDS|71
ERI|ELDORADO RESORTS CM|FOMA|TD AMERITRADE CLEARING, INC.|205508
ERI|ELDORADO RESORTS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5592
ERI|ELDORADO RESORTS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85234
ERI|ELDORADO RESORTS CM|FTBR|Foliofn Investments, Inc.|2818
ERI|ELDORADO RESORTS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|26537
ERI|ELDORADO RESORTS CM|GLPX|ACS EXECUTION SERVICES, LLC|6728
ERI|ELDORADO RESORTS CM|GSCO|GOLDMAN SACHS & CO. LLC|1010091
ERI|ELDORADO RESORTS CM|GSCS|GOLDMAN SACHS & CO. LLC|45770
ERI|ELDORADO RESORTS CM|GSLT|GOLDMAN SACHS & CO. LLC|2614
ERI|ELDORADO RESORTS CM|GTSZ|GTS SECURITIES LLC|52619
ERI|ELDORADO RESORTS CM|HAPX|HAP Trading, LLC|109
ERI|ELDORADO RESORTS CM|HRBF|American Enterprise Investment Services Inc.|2040
ERI|ELDORADO RESORTS CM|IATS|INTERACTIVE BROKERS LLC|23051
ERI|ELDORADO RESORTS CM|IBKR|Interactive Brokers Llc|104137
ERI|ELDORADO RESORTS CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|793
ERI|ELDORADO RESORTS CM|ICBX|INSTINET, LLC|69874
ERI|ELDORADO RESORTS CM|IEQY|CITADEL SECURITIES LLC|41282
ERI|ELDORADO RESORTS CM|INCA|INSTINET, LLC|327538
ERI|ELDORADO RESORTS CM|INJX|INSTINET, LLC|19612
ERI|ELDORADO RESORTS CM|ITGI|ITG Inc.|80562
ERI|ELDORADO RESORTS CM|ITGP|ITG INC.|145600
ERI|ELDORADO RESORTS CM|JANY|Janney Montgomery Scott Inc.|200
ERI|ELDORADO RESORTS CM|JEFF|JEFFERIES LLC|157943
ERI|ELDORADO RESORTS CM|JMPT|JUMP TRADING, LLC|24497
ERI|ELDORADO RESORTS CM|JONE|JonesTrading|4000
ERI|ELDORADO RESORTS CM|JPBX|J.P. MORGAN SECURITIES LLC|165508
ERI|ELDORADO RESORTS CM|JPMX|J.P. Morgan Securities LLC|590785
ERI|ELDORADO RESORTS CM|JSJX|JANE STREET CAPITAL LLC|23293
ERI|ELDORADO RESORTS CM|KCGM|VIRTU Americas LLC|89289
ERI|ELDORADO RESORTS CM|LEHM|Barclays Capital Inc./Le|1215303
ERI|ELDORADO RESORTS CM|LIME|Lime Brokerage LLC|100960
ERI|ELDORADO RESORTS CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|35400
ERI|ELDORADO RESORTS CM|LOOP|Loop Capital Markets LLC|3084
ERI|ELDORADO RESORTS CM|LQNA|LIQUIDNET, INC.|270700
ERI|ELDORADO RESORTS CM|LSCI|Lek Securities Corporation|80000
ERI|ELDORADO RESORTS CM|LTCO|Ladenburg, Thalmann & Co., Inc.|7500
ERI|ELDORADO RESORTS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ERI|ELDORADO RESORTS CM|MACQ|Macquarie Capital (USA) Inc.|22278
ERI|ELDORADO RESORTS CM|MAXM|Maxim Group LLC|68498
ERI|ELDORADO RESORTS CM|MBTS|ALLY INVEST SECURITIES LLC|580
ERI|ELDORADO RESORTS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|266920
ERI|ELDORADO RESORTS CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4220
ERI|ELDORADO RESORTS CM|MSCO|MORGAN STANLEY & CO. LLC|1650529
ERI|ELDORADO RESORTS CM|MSPL|MORGAN STANLEY & CO. LLC|449900
ERI|ELDORADO RESORTS CM|MSTX|MORGAN STANLEY & CO. LLC|146800
ERI|ELDORADO RESORTS CM|MZHO|Mizuho Securities USA LLC|520678
ERI|ELDORADO RESORTS CM|NBCS|NBC Securities, INC.|44
ERI|ELDORADO RESORTS CM|NFSC|National Financial Services LLC|242257
ERI|ELDORADO RESORTS CM|NITE|VIRTU Americas LLC|464940
ERI|ELDORADO RESORTS CM|NITP|VIRTU Americas LLC|1743
ERI|ELDORADO RESORTS CM|NQRB|Brut, LLC|3982
ERI|ELDORADO RESORTS CM|NTRC|Northern Trust Securities, Inc.|303
ERI|ELDORADO RESORTS CM|OPCO|Oppenheimer & Co. Inc.|2422
ERI|ELDORADO RESORTS CM|PDQM|CODA MARKETS, INC.|34287
ERI|ELDORADO RESORTS CM|PHLY|NASDAQ Execution Services, LLC|1200
ERI|ELDORADO RESORTS CM|PWJC|UBS Financial Services, Inc.|1008
ERI|ELDORADO RESORTS CM|RAJA|Raymond James & Associates, Inc.|6532
ERI|ELDORADO RESORTS CM|RBCM|RBC CAPITAL MARKETS, LLC|4631
ERI|ELDORADO RESORTS CM|ROTH|Roth Capital Partners, LLC|8501
ERI|ELDORADO RESORTS CM|SAGL|SAGETRADER, LLC|1140
ERI|ELDORADO RESORTS CM|SAGW|SAGETRADER, LLC|256
ERI|ELDORADO RESORTS CM|SALI|INTL FCSTONE FINANCIAL INC.|100
ERI|ELDORADO RESORTS CM|SBSH|Citigroup Global Markets Inc.|1089066
ERI|ELDORADO RESORTS CM|SGMT|GOLDMAN SACHS & CO. LLC|189366
ERI|ELDORADO RESORTS CM|SIBO|Prime Executions, Inc.|100
ERI|ELDORADO RESORTS CM|SPDR|SPEEDROUTE LLC|30794
ERI|ELDORADO RESORTS CM|STFL|Stifel, Nicolaus & Company, Incorporated|9195
ERI|ELDORADO RESORTS CM|SWIM|TD Ameritrade, Inc.|115586
ERI|ELDORADO RESORTS CM|TKNG|ALLY INVEST SECURITIES LLC|7412
ERI|ELDORADO RESORTS CM|TRBT|Tradebot Systems, Inc.|25865
ERI|ELDORADO RESORTS CM|TRCM|TRC MARKETS LLC|117832
ERI|ELDORADO RESORTS CM|TWTT|TASTYWORKS, INC.|793
ERI|ELDORADO RESORTS CM|UBSA|UBS SECURITIES LLC|870944
ERI|ELDORADO RESORTS CM|UBSS|UBS Securities LLC|1644721
ERI|ELDORADO RESORTS CM|VALX|VIRTU AMERICAS LLC|16948
ERI|ELDORADO RESORTS CM|VGRD|Vanguard Marketing Corporation|14120
ERI|ELDORADO RESORTS CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1010
ERI|ELDORADO RESORTS CM|WCHV|WELLS FARGO SECURITIES, LLC|71521
ERI|ELDORADO RESORTS CM|WEDB|WEDBUSH SECURITIES INC.|200
ERI|ELDORADO RESORTS CM|WEED|Weeden & Co.L.P.|159477
ERI|ELDORADO RESORTS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12040
ERI|ELDORADO RESORTS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27834
ERI|ELDORADO RESORTS CM|WGIF|CIBC World Markets Inc.|5902
ERI|ELDORADO RESORTS CM|WHOT|JUST2TRADE, INC.|85
ERI|ELDORADO RESORTS CM|WSEA|WOLVERINE SECURITIES, LLC|9451
ERI|ELDORADO RESORTS CM|XIST|INSTINET, LLC|22000
ERI|ELDORADO RESORTS CM|XPQR|Jump Trading|600
ERI|ELDORADO RESORTS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|51844
ERI|ELDORADO RESORTS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|55
ERI|ELDORADO RESORTS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|829
ERIC|ERICSSON ADR|ADAM|CANACCORD GENUITY INC.|25000
ERIC|ERICSSON ADR|ALTX|Alternet Securities Inc.|861
ERIC|ERICSSON ADR|ANOS|ABEL/NOSER, L.L.C.|1758
ERIC|ERICSSON ADR|APCC|Apex Clearing Corporation|806
ERIC|ERICSSON ADR|BARD|Robert W. Baird & Co. Incorporated|4655
ERIC|ERICSSON ADR|BATM|CBOE TRADING, INC.|2
ERIC|ERICSSON ADR|BAYT|BTIG, LLC|5100
ERIC|ERICSSON ADR|BBNT|BB&T SECURITIES, LLC|31
ERIC|ERICSSON ADR|BERN|Sanford C. Bernstein & Co., LLC|20061
ERIC|ERICSSON ADR|BGCE|BGC Financial Inc.|109
ERIC|ERICSSON ADR|BIMI|Banca IMI Securities Corp.|1500
ERIC|ERICSSON ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10663
ERIC|ERICSSON ADR|BNPX|BNP PARIBAS SECURITIES CORP.|1932
ERIC|ERICSSON ADR|BZYD|GOLDMAN SACHS & CO. LLC|11800
ERIC|ERICSSON ADR|CANT|Cantor Fitzgerald & Co.|1921
ERIC|ERICSSON ADR|CHDN|CHARDAN CAPITAL MARKETS LLC|310225
ERIC|ERICSSON ADR|CICF|Canaccord Genuity Corp.|1139
ERIC|ERICSSON ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|514488
ERIC|ERICSSON ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12464
ERIC|ERICSSON ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1251933
ERIC|ERICSSON ADR|CTDL|Citadel Derivatives Group Llc|14041
ERIC|ERICSSON ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|199592
ERIC|ERICSSON ADR|DBAB|Deutsche Bank Securities Inc.|447067
ERIC|ERICSSON ADR|DBAX|Deutsche Bank Securities Inc.|1945500
ERIC|ERICSSON ADR|DBUL|Deutsche Bank Securities Inc.|21867
ERIC|ERICSSON ADR|DCHF|Dart Executions, LLC|105613
ERIC|ERICSSON ADR|DEAN|MORGAN STANLEY|21704
ERIC|ERICSSON ADR|DEGS|RONIN PROFESSIONAL LLC|562
ERIC|ERICSSON ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|177
ERIC|ERICSSON ADR|DRWK|DRW SECURITIES, L.L.C.|85169
ERIC|ERICSSON ADR|EBXL|EBX LLC|523400
ERIC|ERICSSON ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|14872
ERIC|ERICSSON ADR|EDJC|Edward Jones / CDS|683
ERIC|ERICSSON ADR|EDJO|Edward D. Jones & Co., L.P.|2359
ERIC|ERICSSON ADR|EGAM|CBOE TRADING, INC.|8043
ERIC|ERICSSON ADR|EGXM|CBOE TRADING, INC.|2010
ERIC|ERICSSON ADR|ETBE|Electronic Transaction Clearing, Inc.|122718
ERIC|ERICSSON ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|60872
ERIC|ERICSSON ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30126
ERIC|ERICSSON ADR|ETRS|E*Trade Securities LLC|160873
ERIC|ERICSSON ADR|FBCO|Credit Suisse Securities (USA) LLC|2210696
ERIC|ERICSSON ADR|FILL|Tradestation Securities, Inc.|3363
ERIC|ERICSSON ADR|FMAF|NBCN Inc./ CDS|4440
ERIC|ERICSSON ADR|FOMA|TD AMERITRADE CLEARING, INC.|226280
ERIC|ERICSSON ADR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
ERIC|ERICSSON ADR|FQLS|Quantlab Securities LP|256043
ERIC|ERICSSON ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|157413
ERIC|ERICSSON ADR|FTBR|Foliofn Investments, Inc.|41584
ERIC|ERICSSON ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|37012
ERIC|ERICSSON ADR|GFIS|GFI Securities LLC|980000
ERIC|ERICSSON ADR|GLPX|ACS EXECUTION SERVICES, LLC|3193
ERIC|ERICSSON ADR|GSCO|GOLDMAN SACHS & CO. LLC|8222068
ERIC|ERICSSON ADR|GSCS|GOLDMAN SACHS & CO. LLC|241805
ERIC|ERICSSON ADR|GSLT|GOLDMAN SACHS & CO. LLC|29458
ERIC|ERICSSON ADR|GTSZ|GTS SECURITIES LLC|53009
ERIC|ERICSSON ADR|HAPX|HAP Trading, LLC|3451
ERIC|ERICSSON ADR|HRBF|American Enterprise Investment Services Inc.|7700
ERIC|ERICSSON ADR|HSBC|HSBC Securities, Inc.|5400
ERIC|ERICSSON ADR|IATS|INTERACTIVE BROKERS LLC|37893
ERIC|ERICSSON ADR|IBKR|Interactive Brokers Llc|168096
ERIC|ERICSSON ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1709
ERIC|ERICSSON ADR|ICBX|INSTINET, LLC|563154
ERIC|ERICSSON ADR|INCA|INSTINET, LLC|944653
ERIC|ERICSSON ADR|INJX|INSTINET, LLC|95198
ERIC|ERICSSON ADR|INTL|INTL FCSTONE FINANCIAL INC.|487114
ERIC|ERICSSON ADR|ITGI|ITG Inc.|129760
ERIC|ERICSSON ADR|ITGP|ITG INC.|341200
ERIC|ERICSSON ADR|JANY|Janney Montgomery Scott Inc.|609
ERIC|ERICSSON ADR|JEFF|JEFFERIES LLC|851445
ERIC|ERICSSON ADR|JMPT|JUMP TRADING, LLC|97957
ERIC|ERICSSON ADR|JPBX|J.P. MORGAN SECURITIES LLC|13480
ERIC|ERICSSON ADR|JPMX|J.P. Morgan Securities LLC|2295821
ERIC|ERICSSON ADR|JSJX|JANE STREET CAPITAL LLC|47481
ERIC|ERICSSON ADR|KCGM|VIRTU Americas LLC|251850
ERIC|ERICSSON ADR|LEHM|Barclays Capital Inc./Le|6284577
ERIC|ERICSSON ADR|LIME|Lime Brokerage LLC|1355157
ERIC|ERICSSON ADR|LSCI|Lek Securities Corporation|59405
ERIC|ERICSSON ADR|MAXM|Maxim Group LLC|49220
ERIC|ERICSSON ADR|MKMP|MKM Partners LLC|168700
ERIC|ERICSSON ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1616374
ERIC|ERICSSON ADR|MOTF|MOTIF INVESTING, INC.|3
ERIC|ERICSSON ADR|MSCO|MORGAN STANLEY & CO. LLC|3761916
ERIC|ERICSSON ADR|MSPL|MORGAN STANLEY & CO. LLC|2006400
ERIC|ERICSSON ADR|MSTX|MORGAN STANLEY & CO. LLC|236900
ERIC|ERICSSON ADR|MZHO|Mizuho Securities USA LLC|423982
ERIC|ERICSSON ADR|NEED|Needham & Company, LLC|27820
ERIC|ERICSSON ADR|NFSC|National Financial Services LLC|223549
ERIC|ERICSSON ADR|NITE|VIRTU Americas LLC|1089062
ERIC|ERICSSON ADR|NITP|VIRTU Americas LLC|952716
ERIC|ERICSSON ADR|NQRB|Brut, LLC|12700
ERIC|ERICSSON ADR|OHOS|TWO SIGMA SECURITIES, LLC|11903
ERIC|ERICSSON ADR|OLDM|OLD MISSION CAPITAL, LLC|259643
ERIC|ERICSSON ADR|OPCO|Oppenheimer & Co. Inc.|6329
ERIC|ERICSSON ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|900000
ERIC|ERICSSON ADR|PDQM|CODA MARKETS, INC.|2481
ERIC|ERICSSON ADR|PIPR|Piper Jaffray & Co.|783435
ERIC|ERICSSON ADR|PWJC|UBS Financial Services, Inc.|10600
ERIC|ERICSSON ADR|RAJA|Raymond James & Associates, Inc.|2072
ERIC|ERICSSON ADR|RBCM|RBC CAPITAL MARKETS, LLC|28669
ERIC|ERICSSON ADR|SBSH|Citigroup Global Markets Inc.|2965920
ERIC|ERICSSON ADR|SCMC|Scotia Capital Markets (USA) Inc.|2000
ERIC|ERICSSON ADR|SGMT|GOLDMAN SACHS & CO. LLC|817738
ERIC|ERICSSON ADR|SPDR|SPEEDROUTE LLC|200
ERIC|ERICSSON ADR|SPNT|SEVEN POINTS CAPITAL, LLC|1600
ERIC|ERICSSON ADR|STFL|Stifel, Nicolaus & Company, Incorporated|15794
ERIC|ERICSSON ADR|SWIM|TD Ameritrade, Inc.|28476
ERIC|ERICSSON ADR|SWST|Hilltop Securities Inc.|1215
ERIC|ERICSSON ADR|TKNG|ALLY INVEST SECURITIES LLC|1992
ERIC|ERICSSON ADR|TOUR|TOURMALINE PARTNERS, LLC|2000
ERIC|ERICSSON ADR|TRBT|Tradebot Systems, Inc.|568971
ERIC|ERICSSON ADR|TRCM|TRC MARKETS LLC|54544
ERIC|ERICSSON ADR|TWTT|TASTYWORKS, INC.|300
ERIC|ERICSSON ADR|UBSA|UBS SECURITIES LLC|2640031
ERIC|ERICSSON ADR|UBSS|UBS Securities LLC|2936940
ERIC|ERICSSON ADR|VALX|VIRTU AMERICAS LLC|1164246
ERIC|ERICSSON ADR|VGRD|Vanguard Marketing Corporation|26171
ERIC|ERICSSON ADR|WCHV|WELLS FARGO SECURITIES, LLC|392992
ERIC|ERICSSON ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2998
ERIC|ERICSSON ADR|WGIF|CIBC World Markets Inc.|2259
ERIC|ERICSSON ADR|WSEA|WOLVERINE SECURITIES, LLC|2948
ERIC|ERICSSON ADR|XIST|INSTINET, LLC|55176
ERIC|ERICSSON ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|92390
ERIC|ERICSSON ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34669
ERIE|ERIE INDEMNITY CO|ALTX|Alternet Securities Inc.|700
ERIE|ERIE INDEMNITY CO|APCC|Apex Clearing Corporation|57
ERIE|ERIE INDEMNITY CO|BARD|Robert W. Baird & Co. Incorporated|330
ERIE|ERIE INDEMNITY CO|BATM|CBOE TRADING, INC.|450
ERIE|ERIE INDEMNITY CO|BAYC|BAY CREST PARTNERS, LLC|500
ERIE|ERIE INDEMNITY CO|BBNT|BB&T SECURITIES, LLC|90
ERIE|ERIE INDEMNITY CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|581
ERIE|ERIE INDEMNITY CO|BMOC|BMO Capital Markets Corp.|167
ERIE|ERIE INDEMNITY CO|BNPX|BNP PARIBAS SECURITIES CORP.|758
ERIE|ERIE INDEMNITY CO|BTIG|BTIG, LLC|3987
ERIE|ERIE INDEMNITY CO|BYXM|CBOE TRADING, INC.|157
ERIE|ERIE INDEMNITY CO|BZYD|GOLDMAN SACHS & CO. LLC|300
ERIE|ERIE INDEMNITY CO|CABR|Cabrera Capital Markets, Inc.|15
ERIE|ERIE INDEMNITY CO|CHAS|Charles Schwab & Co., Inc.|12
ERIE|ERIE INDEMNITY CO|CIST|Capital Institutional Services, Inc.|145
ERIE|ERIE INDEMNITY CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5146
ERIE|ERIE INDEMNITY CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13794
ERIE|ERIE INDEMNITY CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27276
ERIE|ERIE INDEMNITY CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22432
ERIE|ERIE INDEMNITY CO|CTDL|Citadel Derivatives Group Llc|1604
ERIE|ERIE INDEMNITY CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|202
ERIE|ERIE INDEMNITY CO|DAVA|Davenport & Company LLC|100
ERIE|ERIE INDEMNITY CO|DBAB|Deutsche Bank Securities Inc.|31310
ERIE|ERIE INDEMNITY CO|DBAX|Deutsche Bank Securities Inc.|14200
ERIE|ERIE INDEMNITY CO|DBUL|Deutsche Bank Securities Inc.|290
ERIE|ERIE INDEMNITY CO|DEAN|MORGAN STANLEY|8
ERIE|ERIE INDEMNITY CO|DEGS|RONIN PROFESSIONAL LLC|2859
ERIE|ERIE INDEMNITY CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|112
ERIE|ERIE INDEMNITY CO|EBXL|EBX LLC|6900
ERIE|ERIE INDEMNITY CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|7861
ERIE|ERIE INDEMNITY CO|EDJO|Edward D. Jones & Co., L.P.|200
ERIE|ERIE INDEMNITY CO|EGAM|CBOE TRADING, INC.|283
ERIE|ERIE INDEMNITY CO|EGXM|CBOE TRADING, INC.|100
ERIE|ERIE INDEMNITY CO|ETBE|Electronic Transaction Clearing, Inc.|74
ERIE|ERIE INDEMNITY CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1514
ERIE|ERIE INDEMNITY CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2
ERIE|ERIE INDEMNITY CO|ETRS|E*Trade Securities LLC|1114
ERIE|ERIE INDEMNITY CO|FBCO|Credit Suisse Securities (USA) LLC|40318
ERIE|ERIE INDEMNITY CO|FINX|FINTECH SECURITIES|20
ERIE|ERIE INDEMNITY CO|FMAF|NBCN Inc./ CDS|23
ERIE|ERIE INDEMNITY CO|FOMA|TD AMERITRADE CLEARING, INC.|1901
ERIE|ERIE INDEMNITY CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14
ERIE|ERIE INDEMNITY CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15029
ERIE|ERIE INDEMNITY CO|FTBR|Foliofn Investments, Inc.|51
ERIE|ERIE INDEMNITY CO|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ERIE|ERIE INDEMNITY CO|GLPX|ACS EXECUTION SERVICES, LLC|8920
ERIE|ERIE INDEMNITY CO|GSCO|GOLDMAN SACHS & CO. LLC|75544
ERIE|ERIE INDEMNITY CO|GSCS|GOLDMAN SACHS & CO. LLC|1940
ERIE|ERIE INDEMNITY CO|GTSZ|GTS SECURITIES LLC|30109
ERIE|ERIE INDEMNITY CO|HRBF|American Enterprise Investment Services Inc.|142
ERIE|ERIE INDEMNITY CO|IATS|INTERACTIVE BROKERS LLC|39
ERIE|ERIE INDEMNITY CO|IBKR|Interactive Brokers Llc|2601
ERIE|ERIE INDEMNITY CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|820
ERIE|ERIE INDEMNITY CO|ICBX|INSTINET, LLC|2000
ERIE|ERIE INDEMNITY CO|INCA|INSTINET, LLC|51074
ERIE|ERIE INDEMNITY CO|INJX|INSTINET, LLC|1655
ERIE|ERIE INDEMNITY CO|ITGI|ITG Inc.|2048
ERIE|ERIE INDEMNITY CO|ITGP|ITG INC.|8600
ERIE|ERIE INDEMNITY CO|JEFF|JEFFERIES LLC|15561
ERIE|ERIE INDEMNITY CO|JPBX|J.P. MORGAN SECURITIES LLC|644
ERIE|ERIE INDEMNITY CO|JPMX|J.P. Morgan Securities LLC|34012
ERIE|ERIE INDEMNITY CO|JSJX|JANE STREET CAPITAL LLC|428
ERIE|ERIE INDEMNITY CO|KCGM|VIRTU Americas LLC|1833
ERIE|ERIE INDEMNITY CO|LEHM|Barclays Capital Inc./Le|60507
ERIE|ERIE INDEMNITY CO|LIME|Lime Brokerage LLC|36431
ERIE|ERIE INDEMNITY CO|LMGP|LIME BROKERAGE LLC|3839
ERIE|ERIE INDEMNITY CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10600
ERIE|ERIE INDEMNITY CO|MOTF|MOTIF INVESTING, INC.|1
ERIE|ERIE INDEMNITY CO|MSCO|MORGAN STANLEY & CO. LLC|309875
ERIE|ERIE INDEMNITY CO|MSPL|MORGAN STANLEY & CO. LLC|22300
ERIE|ERIE INDEMNITY CO|MSTX|MORGAN STANLEY & CO. LLC|800
ERIE|ERIE INDEMNITY CO|NFSC|National Financial Services LLC|7144
ERIE|ERIE INDEMNITY CO|NITE|VIRTU Americas LLC|25292
ERIE|ERIE INDEMNITY CO|NITP|VIRTU Americas LLC|200
ERIE|ERIE INDEMNITY CO|NQRB|Brut, LLC|108
ERIE|ERIE INDEMNITY CO|NTRC|Northern Trust Securities, Inc.|21
ERIE|ERIE INDEMNITY CO|OPCO|Oppenheimer & Co. Inc.|127
ERIE|ERIE INDEMNITY CO|PDQM|CODA MARKETS, INC.|13576
ERIE|ERIE INDEMNITY CO|PWJC|UBS Financial Services, Inc.|615
ERIE|ERIE INDEMNITY CO|RAJA|Raymond James & Associates, Inc.|77
ERIE|ERIE INDEMNITY CO|RBCM|RBC CAPITAL MARKETS, LLC|756
ERIE|ERIE INDEMNITY CO|SAGW|SAGETRADER, LLC|100
ERIE|ERIE INDEMNITY CO|SBSH|Citigroup Global Markets Inc.|30636
ERIE|ERIE INDEMNITY CO|SGMT|GOLDMAN SACHS & CO. LLC|5380
ERIE|ERIE INDEMNITY CO|SPDR|SPEEDROUTE LLC|4382
ERIE|ERIE INDEMNITY CO|SWIM|TD Ameritrade, Inc.|9
ERIE|ERIE INDEMNITY CO|SWST|Hilltop Securities Inc.|400
ERIE|ERIE INDEMNITY CO|TMBR|Timber Hill LLC|472
ERIE|ERIE INDEMNITY CO|TRBT|Tradebot Systems, Inc.|10097
ERIE|ERIE INDEMNITY CO|TRCM|TRC MARKETS LLC|18329
ERIE|ERIE INDEMNITY CO|UBSS|UBS Securities LLC|107784
ERIE|ERIE INDEMNITY CO|VALX|VIRTU AMERICAS LLC|5754
ERIE|ERIE INDEMNITY CO|VGRD|Vanguard Marketing Corporation|1859
ERIE|ERIE INDEMNITY CO|WBET|Wallachbeth Capital LLC|664
ERIE|ERIE INDEMNITY CO|WBLR|WILLIAM BLAIR|745
ERIE|ERIE INDEMNITY CO|WCHV|WELLS FARGO SECURITIES, LLC|5487
ERIE|ERIE INDEMNITY CO|WDNX|WEEDEN & CO.L.P.|8066
ERIE|ERIE INDEMNITY CO|WEED|Weeden & Co.L.P.|560
ERIE|ERIE INDEMNITY CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|170
ERIE|ERIE INDEMNITY CO|WSEA|WOLVERINE SECURITIES, LLC|13
ERIE|ERIE INDEMNITY CO|XIST|INSTINET, LLC|2662
ERIE|ERIE INDEMNITY CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ERIE|ERIE INDEMNITY CO|YKNA|COMHAR CAPITAL MARKETS, LLC|1253
ERIE|ERIE INDEMNITY CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|738
ERII|ENERGY RECOVERY, INC|ALTX|Alternet Securities Inc.|11891
ERII|ENERGY RECOVERY, INC|APCC|Apex Clearing Corporation|11683
ERII|ENERGY RECOVERY, INC|BARD|Robert W. Baird & Co. Incorporated|11613
ERII|ENERGY RECOVERY, INC|BATM|CBOE TRADING, INC.|5956
ERII|ENERGY RECOVERY, INC|BERN|Sanford C. Bernstein & Co., LLC|81344
ERII|ENERGY RECOVERY, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6711
ERII|ENERGY RECOVERY, INC|BLKX|INSTINET, LLC|35700
ERII|ENERGY RECOVERY, INC|BMOC|BMO Capital Markets Corp.|5773
ERII|ENERGY RECOVERY, INC|BNPX|BNP PARIBAS SECURITIES CORP.|1880
ERII|ENERGY RECOVERY, INC|BTIG|BTIG, LLC|5885
ERII|ENERGY RECOVERY, INC|BYXM|CBOE TRADING, INC.|1160
ERII|ENERGY RECOVERY, INC|CANT|Cantor Fitzgerald & Co.|1500
ERII|ENERGY RECOVERY, INC|CHAS|Charles Schwab & Co., Inc.|1200
ERII|ENERGY RECOVERY, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21108
ERII|ENERGY RECOVERY, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2104
ERII|ENERGY RECOVERY, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112009
ERII|ENERGY RECOVERY, INC|CTDL|Citadel Derivatives Group Llc|6650
ERII|ENERGY RECOVERY, INC|CTLR|CUTLER GROUP, LP|500
ERII|ENERGY RECOVERY, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|30022
ERII|ENERGY RECOVERY, INC|DADA|D.A. Davidson & Co.|1100
ERII|ENERGY RECOVERY, INC|DAVA|Davenport & Company LLC|13000
ERII|ENERGY RECOVERY, INC|DBAB|Deutsche Bank Securities Inc.|188634
ERII|ENERGY RECOVERY, INC|DBAX|Deutsche Bank Securities Inc.|69900
ERII|ENERGY RECOVERY, INC|DEAN|MORGAN STANLEY|1422
ERII|ENERGY RECOVERY, INC|DEGS|RONIN PROFESSIONAL LLC|7308
ERII|ENERGY RECOVERY, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1555
ERII|ENERGY RECOVERY, INC|EBXL|EBX LLC|51900
ERII|ENERGY RECOVERY, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
ERII|ENERGY RECOVERY, INC|EGAM|CBOE TRADING, INC.|21887
ERII|ENERGY RECOVERY, INC|EGMT|EG MARKET TECHNOLOGIES LLC|179
ERII|ENERGY RECOVERY, INC|EGXM|CBOE TRADING, INC.|9745
ERII|ENERGY RECOVERY, INC|EGXW|CBOE TRADING, INC.|100
ERII|ENERGY RECOVERY, INC|ETBE|Electronic Transaction Clearing, Inc.|10908
ERII|ENERGY RECOVERY, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|9763
ERII|ENERGY RECOVERY, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5600
ERII|ENERGY RECOVERY, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10817
ERII|ENERGY RECOVERY, INC|ETRS|E*Trade Securities LLC|21275
ERII|ENERGY RECOVERY, INC|FBCO|Credit Suisse Securities (USA) LLC|203192
ERII|ENERGY RECOVERY, INC|FOMA|TD AMERITRADE CLEARING, INC.|91720
ERII|ENERGY RECOVERY, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91770
ERII|ENERGY RECOVERY, INC|FTBR|Foliofn Investments, Inc.|172
ERII|ENERGY RECOVERY, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|33054
ERII|ENERGY RECOVERY, INC|GLIS|TD Securities Inc|2000
ERII|ENERGY RECOVERY, INC|GLPX|ACS EXECUTION SERVICES, LLC|18541
ERII|ENERGY RECOVERY, INC|GSCO|GOLDMAN SACHS & CO. LLC|251849
ERII|ENERGY RECOVERY, INC|GSCS|GOLDMAN SACHS & CO. LLC|26543
ERII|ENERGY RECOVERY, INC|GSLT|GOLDMAN SACHS & CO. LLC|30505
ERII|ENERGY RECOVERY, INC|GTSZ|GTS SECURITIES LLC|4541
ERII|ENERGY RECOVERY, INC|HPPX|POTAMUS TRADING, LLC|7
ERII|ENERGY RECOVERY, INC|HRBF|American Enterprise Investment Services Inc.|2233
ERII|ENERGY RECOVERY, INC|IATS|INTERACTIVE BROKERS LLC|3519
ERII|ENERGY RECOVERY, INC|IBKR|Interactive Brokers Llc|33127
ERII|ENERGY RECOVERY, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
ERII|ENERGY RECOVERY, INC|ICBX|INSTINET, LLC|11300
ERII|ENERGY RECOVERY, INC|IEQY|CITADEL SECURITIES LLC|44244
ERII|ENERGY RECOVERY, INC|INCA|INSTINET, LLC|288947
ERII|ENERGY RECOVERY, INC|INJX|INSTINET, LLC|5103
ERII|ENERGY RECOVERY, INC|ITGI|ITG Inc.|25267
ERII|ENERGY RECOVERY, INC|ITGP|ITG INC.|49600
ERII|ENERGY RECOVERY, INC|JEFF|JEFFERIES LLC|89512
ERII|ENERGY RECOVERY, INC|JMPT|JUMP TRADING, LLC|11722
ERII|ENERGY RECOVERY, INC|JPBX|J.P. MORGAN SECURITIES LLC|45850
ERII|ENERGY RECOVERY, INC|JPMX|J.P. Morgan Securities LLC|208716
ERII|ENERGY RECOVERY, INC|JSJX|JANE STREET CAPITAL LLC|9281
ERII|ENERGY RECOVERY, INC|KCGM|VIRTU Americas LLC|18340
ERII|ENERGY RECOVERY, INC|LEHM|Barclays Capital Inc./Le|343253
ERII|ENERGY RECOVERY, INC|LIME|Lime Brokerage LLC|98222
ERII|ENERGY RECOVERY, INC|LQNA|LIQUIDNET, INC.|21100
ERII|ENERGY RECOVERY, INC|LSCI|Lek Securities Corporation|4475
ERII|ENERGY RECOVERY, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ERII|ENERGY RECOVERY, INC|MAXM|Maxim Group LLC|3747
ERII|ENERGY RECOVERY, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60020
ERII|ENERGY RECOVERY, INC|MOTF|MOTIF INVESTING, INC.|18
ERII|ENERGY RECOVERY, INC|MSCO|MORGAN STANLEY & CO. LLC|1012914
ERII|ENERGY RECOVERY, INC|MSPL|MORGAN STANLEY & CO. LLC|154700
ERII|ENERGY RECOVERY, INC|MSTX|MORGAN STANLEY & CO. LLC|42500
ERII|ENERGY RECOVERY, INC|NATL|National Securities Corporation|493
ERII|ENERGY RECOVERY, INC|NFSC|National Financial Services LLC|55066
ERII|ENERGY RECOVERY, INC|NITE|VIRTU Americas LLC|240182
ERII|ENERGY RECOVERY, INC|NITP|VIRTU Americas LLC|8300
ERII|ENERGY RECOVERY, INC|NQRB|Brut, LLC|13934
ERII|ENERGY RECOVERY, INC|OPCO|Oppenheimer & Co. Inc.|857
ERII|ENERGY RECOVERY, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1460
ERII|ENERGY RECOVERY, INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8300
ERII|ENERGY RECOVERY, INC|PDQM|CODA MARKETS, INC.|64590
ERII|ENERGY RECOVERY, INC|PHLY|NASDAQ Execution Services, LLC|400
ERII|ENERGY RECOVERY, INC|RAJA|Raymond James & Associates, Inc.|9975
ERII|ENERGY RECOVERY, INC|RBCM|RBC CAPITAL MARKETS, LLC|330
ERII|ENERGY RECOVERY, INC|SAGL|SAGETRADER, LLC|20918
ERII|ENERGY RECOVERY, INC|SAGW|SAGETRADER, LLC|300
ERII|ENERGY RECOVERY, INC|SBSH|Citigroup Global Markets Inc.|84796
ERII|ENERGY RECOVERY, INC|SGMT|GOLDMAN SACHS & CO. LLC|36186
ERII|ENERGY RECOVERY, INC|SOCO|Capital One Southcoast, Inc|110100
ERII|ENERGY RECOVERY, INC|SPDR|SPEEDROUTE LLC|5777
ERII|ENERGY RECOVERY, INC|SPGS|Sea Port Group Securities, LLC|660
ERII|ENERGY RECOVERY, INC|STFL|Stifel, Nicolaus & Company, Incorporated|508
ERII|ENERGY RECOVERY, INC|STKP|STOCKPILE INVESTMENTS, INC.|168
ERII|ENERGY RECOVERY, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|166
ERII|ENERGY RECOVERY, INC|SWIM|TD Ameritrade, Inc.|42700
ERII|ENERGY RECOVERY, INC|SWST|Hilltop Securities Inc.|842
ERII|ENERGY RECOVERY, INC|TKNG|ALLY INVEST SECURITIES LLC|737
ERII|ENERGY RECOVERY, INC|TRBT|Tradebot Systems, Inc.|115396
ERII|ENERGY RECOVERY, INC|TRCM|TRC MARKETS LLC|74730
ERII|ENERGY RECOVERY, INC|UBSA|UBS SECURITIES LLC|299423
ERII|ENERGY RECOVERY, INC|UBSS|UBS Securities LLC|461270
ERII|ENERGY RECOVERY, INC|VALX|VIRTU AMERICAS LLC|5646
ERII|ENERGY RECOVERY, INC|VGRD|Vanguard Marketing Corporation|10025
ERII|ENERGY RECOVERY, INC|WABR|Wall Street Access|3900
ERII|ENERGY RECOVERY, INC|WCHV|WELLS FARGO SECURITIES, LLC|27586
ERII|ENERGY RECOVERY, INC|WEED|Weeden & Co.L.P.|3120
ERII|ENERGY RECOVERY, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2885
ERII|ENERGY RECOVERY, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18984
ERII|ENERGY RECOVERY, INC|WFPB|Wells Fargo Securities, LLC.|500
ERII|ENERGY RECOVERY, INC|WGIF|CIBC World Markets Inc.|2760
ERII|ENERGY RECOVERY, INC|WSEA|WOLVERINE SECURITIES, LLC|1311
ERII|ENERGY RECOVERY, INC|XIST|INSTINET, LLC|41200
ERII|ENERGY RECOVERY, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9850
ERII|ENERGY RECOVERY, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|13300
ERII|ENERGY RECOVERY, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1015
ERJ|EMBRAER S.A. COMMON|ALTX|Alternet Securities Inc.|6746
ERJ|EMBRAER S.A. COMMON|APCC|Apex Clearing Corporation|1639
ERJ|EMBRAER S.A. COMMON|BARD|Robert W. Baird & Co. Incorporated|533
ERJ|EMBRAER S.A. COMMON|BATM|CBOE TRADING, INC.|5708
ERJ|EMBRAER S.A. COMMON|BAYT|BTIG, LLC|1625
ERJ|EMBRAER S.A. COMMON|BERN|Sanford C. Bernstein & Co., LLC|133371
ERJ|EMBRAER S.A. COMMON|BIDS|BIDS TRADING L.P.|35000
ERJ|EMBRAER S.A. COMMON|BIMI|Banca IMI Securities Corp.|1120
ERJ|EMBRAER S.A. COMMON|BKCM|BNY Mellon Capital Markets LLC|2193
ERJ|EMBRAER S.A. COMMON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18430
ERJ|EMBRAER S.A. COMMON|BNPX|BNP PARIBAS SECURITIES CORP.|5800
ERJ|EMBRAER S.A. COMMON|BTIG|BTIG, LLC|47000
ERJ|EMBRAER S.A. COMMON|BYXM|CBOE TRADING, INC.|3300
ERJ|EMBRAER S.A. COMMON|CANT|Cantor Fitzgerald & Co.|100
ERJ|EMBRAER S.A. COMMON|CHAS|Charles Schwab & Co., Inc.|3709
ERJ|EMBRAER S.A. COMMON|CICF|Canaccord Genuity Corp.|500
ERJ|EMBRAER S.A. COMMON|CIST|Capital Institutional Services, Inc.|105
ERJ|EMBRAER S.A. COMMON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|125044
ERJ|EMBRAER S.A. COMMON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1205
ERJ|EMBRAER S.A. COMMON|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5180
ERJ|EMBRAER S.A. COMMON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|257909
ERJ|EMBRAER S.A. COMMON|CTDL|Citadel Derivatives Group Llc|2330
ERJ|EMBRAER S.A. COMMON|CXCX|CITIGROUP GLOBAL MARKETS INC.|21886
ERJ|EMBRAER S.A. COMMON|DBAB|Deutsche Bank Securities Inc.|201188
ERJ|EMBRAER S.A. COMMON|DBAX|Deutsche Bank Securities Inc.|77300
ERJ|EMBRAER S.A. COMMON|DBUL|Deutsche Bank Securities Inc.|2936
ERJ|EMBRAER S.A. COMMON|DCHF|Dart Executions, LLC|12202
ERJ|EMBRAER S.A. COMMON|DEAN|MORGAN STANLEY|5480
ERJ|EMBRAER S.A. COMMON|DEGS|RONIN PROFESSIONAL LLC|15212
ERJ|EMBRAER S.A. COMMON|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|190477
ERJ|EMBRAER S.A. COMMON|DRWC|DRW SECURITIES, L.L.C.|6640
ERJ|EMBRAER S.A. COMMON|EBXL|EBX LLC|146000
ERJ|EMBRAER S.A. COMMON|ECUT|CONVERGEX EXECUTION SOLUTIONS|537
ERJ|EMBRAER S.A. COMMON|EDJC|Edward Jones / CDS|211
ERJ|EMBRAER S.A. COMMON|EDJO|Edward D. Jones & Co., L.P.|3081
ERJ|EMBRAER S.A. COMMON|EGAM|CBOE TRADING, INC.|14807
ERJ|EMBRAER S.A. COMMON|EGAW|CBOE TRADING, INC.|100
ERJ|EMBRAER S.A. COMMON|EGMT|EG MARKET TECHNOLOGIES LLC|262
ERJ|EMBRAER S.A. COMMON|EGXM|CBOE TRADING, INC.|5247
ERJ|EMBRAER S.A. COMMON|EGXW|CBOE TRADING, INC.|300
ERJ|EMBRAER S.A. COMMON|ETBE|Electronic Transaction Clearing, Inc.|17867
ERJ|EMBRAER S.A. COMMON|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|543
ERJ|EMBRAER S.A. COMMON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13917
ERJ|EMBRAER S.A. COMMON|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|62
ERJ|EMBRAER S.A. COMMON|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|454
ERJ|EMBRAER S.A. COMMON|ETRS|E*Trade Securities LLC|166400
ERJ|EMBRAER S.A. COMMON|FCST|INTL FCSTONE FINANCIAL INC.|18619
ERJ|EMBRAER S.A. COMMON|FILL|Tradestation Securities, Inc.|5454
ERJ|EMBRAER S.A. COMMON|FMAF|NBCN Inc./ CDS|867
ERJ|EMBRAER S.A. COMMON|FQLS|Quantlab Securities LP|197571
ERJ|EMBRAER S.A. COMMON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34719
ERJ|EMBRAER S.A. COMMON|FTBR|Foliofn Investments, Inc.|6767
ERJ|EMBRAER S.A. COMMON|GARC|ICAP Corporates LLC|278696
ERJ|EMBRAER S.A. COMMON|GEBB|GLOBAL EXECUTION BROKERS, LP|3705
ERJ|EMBRAER S.A. COMMON|GLPX|ACS EXECUTION SERVICES, LLC|120924
ERJ|EMBRAER S.A. COMMON|GSCO|GOLDMAN SACHS & CO. LLC|406459
ERJ|EMBRAER S.A. COMMON|GSCS|GOLDMAN SACHS & CO. LLC|13734
ERJ|EMBRAER S.A. COMMON|GSLT|GOLDMAN SACHS & CO. LLC|9858
ERJ|EMBRAER S.A. COMMON|GTSZ|GTS SECURITIES LLC|151159
ERJ|EMBRAER S.A. COMMON|HAPX|HAP Trading, LLC|897
ERJ|EMBRAER S.A. COMMON|HRBF|American Enterprise Investment Services Inc.|3795
ERJ|EMBRAER S.A. COMMON|HSBC|HSBC Securities, Inc.|3535
ERJ|EMBRAER S.A. COMMON|IATS|INTERACTIVE BROKERS LLC|21376
ERJ|EMBRAER S.A. COMMON|IBKR|Interactive Brokers Llc|42133
ERJ|EMBRAER S.A. COMMON|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|775
ERJ|EMBRAER S.A. COMMON|ICBX|INSTINET, LLC|71075
ERJ|EMBRAER S.A. COMMON|INCA|INSTINET, LLC|379933
ERJ|EMBRAER S.A. COMMON|INJX|INSTINET, LLC|2520
ERJ|EMBRAER S.A. COMMON|ITGI|ITG Inc.|22467
ERJ|EMBRAER S.A. COMMON|ITGP|ITG INC.|46800
ERJ|EMBRAER S.A. COMMON|JANY|Janney Montgomery Scott Inc.|806
ERJ|EMBRAER S.A. COMMON|JEFF|JEFFERIES LLC|181379
ERJ|EMBRAER S.A. COMMON|JMPT|JUMP TRADING, LLC|65803
ERJ|EMBRAER S.A. COMMON|JPBX|J.P. MORGAN SECURITIES LLC|149073
ERJ|EMBRAER S.A. COMMON|JPMX|J.P. Morgan Securities LLC|373404
ERJ|EMBRAER S.A. COMMON|JSJX|JANE STREET CAPITAL LLC|9475
ERJ|EMBRAER S.A. COMMON|KCGM|VIRTU Americas LLC|41976
ERJ|EMBRAER S.A. COMMON|LEHM|Barclays Capital Inc./Le|292921
ERJ|EMBRAER S.A. COMMON|LIME|Lime Brokerage LLC|48379
ERJ|EMBRAER S.A. COMMON|LQNA|LIQUIDNET, INC.|20000
ERJ|EMBRAER S.A. COMMON|LSCI|Lek Securities Corporation|2815
ERJ|EMBRAER S.A. COMMON|MAXM|Maxim Group LLC|900
ERJ|EMBRAER S.A. COMMON|MBTS|ALLY INVEST SECURITIES LLC|769
ERJ|EMBRAER S.A. COMMON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|131826
ERJ|EMBRAER S.A. COMMON|MNDX|TJM Investments, LLC|590
ERJ|EMBRAER S.A. COMMON|MOTF|MOTIF INVESTING, INC.|1
ERJ|EMBRAER S.A. COMMON|MSCO|MORGAN STANLEY & CO. LLC|1097768
ERJ|EMBRAER S.A. COMMON|MSPL|MORGAN STANLEY & CO. LLC|493100
ERJ|EMBRAER S.A. COMMON|MSTX|MORGAN STANLEY & CO. LLC|52800
ERJ|EMBRAER S.A. COMMON|NFSC|National Financial Services LLC|145751
ERJ|EMBRAER S.A. COMMON|NITE|VIRTU Americas LLC|506437
ERJ|EMBRAER S.A. COMMON|NITP|VIRTU Americas LLC|764
ERJ|EMBRAER S.A. COMMON|NQRB|Brut, LLC|11418
ERJ|EMBRAER S.A. COMMON|NTBF|BMO Nesbitt Burns Inc./CDS|907
ERJ|EMBRAER S.A. COMMON|NTRC|Northern Trust Securities, Inc.|205
ERJ|EMBRAER S.A. COMMON|OPCO|Oppenheimer & Co. Inc.|2431
ERJ|EMBRAER S.A. COMMON|PDQM|CODA MARKETS, INC.|119117
ERJ|EMBRAER S.A. COMMON|PHLY|NASDAQ Execution Services, LLC|200
ERJ|EMBRAER S.A. COMMON|PWJC|UBS Financial Services, Inc.|1204
ERJ|EMBRAER S.A. COMMON|QMSR|QUATTRO M SECURITIES INC.|200
ERJ|EMBRAER S.A. COMMON|RBCM|RBC CAPITAL MARKETS, LLC|6037
ERJ|EMBRAER S.A. COMMON|SAGL|SAGETRADER, LLC|6865
ERJ|EMBRAER S.A. COMMON|SBSH|Citigroup Global Markets Inc.|72691
ERJ|EMBRAER S.A. COMMON|SGMT|GOLDMAN SACHS & CO. LLC|90056
ERJ|EMBRAER S.A. COMMON|SPDR|SPEEDROUTE LLC|4700
ERJ|EMBRAER S.A. COMMON|STFL|Stifel, Nicolaus & Company, Incorporated|2825
ERJ|EMBRAER S.A. COMMON|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1502
ERJ|EMBRAER S.A. COMMON|SWIM|TD Ameritrade, Inc.|38505
ERJ|EMBRAER S.A. COMMON|TKNG|ALLY INVEST SECURITIES LLC|9377
ERJ|EMBRAER S.A. COMMON|TRBT|Tradebot Systems, Inc.|196485
ERJ|EMBRAER S.A. COMMON|TRCM|TRC MARKETS LLC|161887
ERJ|EMBRAER S.A. COMMON|UBSA|UBS SECURITIES LLC|491604
ERJ|EMBRAER S.A. COMMON|UBSS|UBS Securities LLC|398877
ERJ|EMBRAER S.A. COMMON|VALX|VIRTU AMERICAS LLC|6446
ERJ|EMBRAER S.A. COMMON|VGRD|Vanguard Marketing Corporation|78093
ERJ|EMBRAER S.A. COMMON|WBPX|SUMMIT SECURITIES GROUP, LLC|1439
ERJ|EMBRAER S.A. COMMON|WCHV|WELLS FARGO SECURITIES, LLC|60786
ERJ|EMBRAER S.A. COMMON|WEDB|WEDBUSH SECURITIES INC.|52848
ERJ|EMBRAER S.A. COMMON|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8538
ERJ|EMBRAER S.A. COMMON|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28621
ERJ|EMBRAER S.A. COMMON|WGIF|CIBC World Markets Inc.|1962
ERJ|EMBRAER S.A. COMMON|WOLF|Wolfe Trahan Securities|400
ERJ|EMBRAER S.A. COMMON|WSEA|WOLVERINE SECURITIES, LLC|14541
ERJ|EMBRAER S.A. COMMON|XIST|INSTINET, LLC|64540
ERJ|EMBRAER S.A. COMMON|XPUS|XP SECURITIES, LLC|22273
ERJ|EMBRAER S.A. COMMON|XSTM|NATIONAL FINANCIAL SERVICES LLC|35060
ERJ|EMBRAER S.A. COMMON|YKNA|COMHAR CAPITAL MARKETS, LLC|4905
ERJ|EMBRAER S.A. COMMON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1310
ERM|EQUITYCOMPASS RISK M|BATM|CBOE TRADING, INC.|400
ERM|EQUITYCOMPASS RISK M|DBAX|Deutsche Bank Securities Inc.|1100
ERM|EQUITYCOMPASS RISK M|EBXL|EBX LLC|4200
ERM|EQUITYCOMPASS RISK M|ICBX|INSTINET, LLC|3827
ERM|EQUITYCOMPASS RISK M|JPMX|J.P. Morgan Securities LLC|4038
ERM|EQUITYCOMPASS RISK M|JSJX|JANE STREET CAPITAL LLC|316
ERM|EQUITYCOMPASS RISK M|KCGM|VIRTU Americas LLC|5821
ERM|EQUITYCOMPASS RISK M|LEHM|Barclays Capital Inc./Le|2600
ERM|EQUITYCOMPASS RISK M|LIME|Lime Brokerage LLC|773
ERM|EQUITYCOMPASS RISK M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6562
ERM|EQUITYCOMPASS RISK M|MSCO|MORGAN STANLEY & CO. LLC|506
ERM|EQUITYCOMPASS RISK M|NFSC|National Financial Services LLC|447
ERM|EQUITYCOMPASS RISK M|NITE|VIRTU Americas LLC|5121
ERM|EQUITYCOMPASS RISK M|SGMT|GOLDMAN SACHS & CO. LLC|2072
ERM|EQUITYCOMPASS RISK M|STFL|Stifel, Nicolaus & Company, Incorporated|8055
ERM|EQUITYCOMPASS RISK M|WCHV|WELLS FARGO SECURITIES, LLC|600
EROS|EROS INT'L PLC|APCC|Apex Clearing Corporation|254
EROS|EROS INT'L PLC|AQUA|AQUA SECURITIES L.P.|10000
EROS|EROS INT'L PLC|BARD|Robert W. Baird & Co. Incorporated|4325
EROS|EROS INT'L PLC|BATM|CBOE TRADING, INC.|795
EROS|EROS INT'L PLC|BERN|Sanford C. Bernstein & Co., LLC|6920
EROS|EROS INT'L PLC|BIMI|Banca IMI Securities Corp.|410
EROS|EROS INT'L PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1368
EROS|EROS INT'L PLC|BNPX|BNP PARIBAS SECURITIES CORP.|2346
EROS|EROS INT'L PLC|BRGE|Newbridge Securities Corp.|3940
EROS|EROS INT'L PLC|BTIG|BTIG, LLC|11836
EROS|EROS INT'L PLC|BYXM|CBOE TRADING, INC.|300
EROS|EROS INT'L PLC|BZYD|GOLDMAN SACHS & CO. LLC|1400
EROS|EROS INT'L PLC|CHAS|Charles Schwab & Co., Inc.|5000
EROS|EROS INT'L PLC|CIST|Capital Institutional Services, Inc.|900
EROS|EROS INT'L PLC|CLSA|CLSA AMERICAS, LLC|10
EROS|EROS INT'L PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18321
EROS|EROS INT'L PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1740
EROS|EROS INT'L PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|182048
EROS|EROS INT'L PLC|CTDL|Citadel Derivatives Group Llc|4920
EROS|EROS INT'L PLC|CTLR|CUTLER GROUP, LP|1372
EROS|EROS INT'L PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|37612
EROS|EROS INT'L PLC|DBAB|Deutsche Bank Securities Inc.|15764
EROS|EROS INT'L PLC|DBAX|Deutsche Bank Securities Inc.|157000
EROS|EROS INT'L PLC|DCHF|Dart Executions, LLC|300
EROS|EROS INT'L PLC|DEAN|MORGAN STANLEY|2165
EROS|EROS INT'L PLC|DEGS|RONIN PROFESSIONAL LLC|40193
EROS|EROS INT'L PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6524
EROS|EROS INT'L PLC|EBXL|EBX LLC|60100
EROS|EROS INT'L PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13578
EROS|EROS INT'L PLC|EDJO|Edward D. Jones & Co., L.P.|529
EROS|EROS INT'L PLC|EGAM|CBOE TRADING, INC.|18145
EROS|EROS INT'L PLC|EGXM|CBOE TRADING, INC.|700
EROS|EROS INT'L PLC|EGXW|CBOE TRADING, INC.|100
EROS|EROS INT'L PLC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1147
EROS|EROS INT'L PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
EROS|EROS INT'L PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3120
EROS|EROS INT'L PLC|ETRS|E*Trade Securities LLC|39966
EROS|EROS INT'L PLC|FILL|Tradestation Securities, Inc.|17790
EROS|EROS INT'L PLC|FMAF|NBCN Inc./ CDS|75504
EROS|EROS INT'L PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
EROS|EROS INT'L PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26102
EROS|EROS INT'L PLC|FTBR|Foliofn Investments, Inc.|6907
EROS|EROS INT'L PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|7691
EROS|EROS INT'L PLC|GLIS|TD Securities Inc|1070
EROS|EROS INT'L PLC|GLPX|ACS EXECUTION SERVICES, LLC|66225
EROS|EROS INT'L PLC|GSCO|GOLDMAN SACHS & CO. LLC|126172
EROS|EROS INT'L PLC|GSCS|GOLDMAN SACHS & CO. LLC|3600
EROS|EROS INT'L PLC|GSLT|GOLDMAN SACHS & CO. LLC|855
EROS|EROS INT'L PLC|GTSZ|GTS SECURITIES LLC|53270
EROS|EROS INT'L PLC|HASF|Haywood Securities Inc./CDS|5603
EROS|EROS INT'L PLC|HRBF|American Enterprise Investment Services Inc.|2
EROS|EROS INT'L PLC|HSBC|HSBC Securities, Inc.|300
EROS|EROS INT'L PLC|IATS|INTERACTIVE BROKERS LLC|2800
EROS|EROS INT'L PLC|IBKR|Interactive Brokers Llc|40649
EROS|EROS INT'L PLC|ICBX|INSTINET, LLC|39300
EROS|EROS INT'L PLC|IEQY|CITADEL SECURITIES LLC|6251
EROS|EROS INT'L PLC|INCA|INSTINET, LLC|78619
EROS|EROS INT'L PLC|INJX|INSTINET, LLC|8410
EROS|EROS INT'L PLC|ITGI|ITG Inc.|13301
EROS|EROS INT'L PLC|ITGP|ITG INC.|95800
EROS|EROS INT'L PLC|JANY|Janney Montgomery Scott Inc.|500
EROS|EROS INT'L PLC|JEFF|JEFFERIES LLC|81778
EROS|EROS INT'L PLC|JMPT|JUMP TRADING, LLC|5398
EROS|EROS INT'L PLC|JPBX|J.P. MORGAN SECURITIES LLC|16436
EROS|EROS INT'L PLC|JPMX|J.P. Morgan Securities LLC|692184
EROS|EROS INT'L PLC|JSJX|JANE STREET CAPITAL LLC|7315
EROS|EROS INT'L PLC|KCGM|VIRTU Americas LLC|26801
EROS|EROS INT'L PLC|LEHM|Barclays Capital Inc./Le|280604
EROS|EROS INT'L PLC|LIME|Lime Brokerage LLC|16660
EROS|EROS INT'L PLC|LOOP|Loop Capital Markets LLC|400
EROS|EROS INT'L PLC|LQNA|LIQUIDNET, INC.|30500
EROS|EROS INT'L PLC|LSCI|Lek Securities Corporation|793
EROS|EROS INT'L PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158682
EROS|EROS INT'L PLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
EROS|EROS INT'L PLC|MSCO|MORGAN STANLEY & CO. LLC|99842
EROS|EROS INT'L PLC|MSPL|MORGAN STANLEY & CO. LLC|265600
EROS|EROS INT'L PLC|MSTX|MORGAN STANLEY & CO. LLC|31300
EROS|EROS INT'L PLC|MULL|MARK J. MULLER EQUITIES, INC.|11628
EROS|EROS INT'L PLC|NFSC|National Financial Services LLC|82976
EROS|EROS INT'L PLC|NITE|VIRTU Americas LLC|405368
EROS|EROS INT'L PLC|NITP|VIRTU Americas LLC|10307
EROS|EROS INT'L PLC|NQRB|Brut, LLC|770
EROS|EROS INT'L PLC|PCPT|PHILLIP CAPITAL INC.|500
EROS|EROS INT'L PLC|PDQM|CODA MARKETS, INC.|47853
EROS|EROS INT'L PLC|PHLY|NASDAQ Execution Services, LLC|5000
EROS|EROS INT'L PLC|PWJC|UBS Financial Services, Inc.|965
EROS|EROS INT'L PLC|RBCM|RBC CAPITAL MARKETS, LLC|24095
EROS|EROS INT'L PLC|SAGL|SAGETRADER, LLC|1401
EROS|EROS INT'L PLC|SBSH|Citigroup Global Markets Inc.|20785
EROS|EROS INT'L PLC|SGMT|GOLDMAN SACHS & CO. LLC|45967
EROS|EROS INT'L PLC|SPDR|SPEEDROUTE LLC|10720
EROS|EROS INT'L PLC|STFL|Stifel, Nicolaus & Company, Incorporated|7011
EROS|EROS INT'L PLC|SWIM|TD Ameritrade, Inc.|79197
EROS|EROS INT'L PLC|TAGC|TELSEY ADVISORY GROUP LLC|7400
EROS|EROS INT'L PLC|TKNG|ALLY INVEST SECURITIES LLC|5288
EROS|EROS INT'L PLC|TMBR|Timber Hill LLC|1082
EROS|EROS INT'L PLC|TRBT|Tradebot Systems, Inc.|14492
EROS|EROS INT'L PLC|TRCM|TRC MARKETS LLC|1022
EROS|EROS INT'L PLC|UBSA|UBS SECURITIES LLC|441607
EROS|EROS INT'L PLC|UBSS|UBS Securities LLC|199239
EROS|EROS INT'L PLC|VALX|VIRTU AMERICAS LLC|34866
EROS|EROS INT'L PLC|VGRD|Vanguard Marketing Corporation|1900
EROS|EROS INT'L PLC|WABR|Wall Street Access|43522
EROS|EROS INT'L PLC|WCHV|WELLS FARGO SECURITIES, LLC|121843
EROS|EROS INT'L PLC|WEED|Weeden & Co.L.P.|210
EROS|EROS INT'L PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8613
EROS|EROS INT'L PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28658
EROS|EROS INT'L PLC|WGIF|CIBC World Markets Inc.|200
EROS|EROS INT'L PLC|WSEA|WOLVERINE SECURITIES, LLC|11393
EROS|EROS INT'L PLC|XIST|INSTINET, LLC|13600
EROS|EROS INT'L PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4100
EROS|EROS INT'L PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1576
ERUS|ISHS MSCI RUSSIA ETF|ALTX|Alternet Securities Inc.|7317
ERUS|ISHS MSCI RUSSIA ETF|APCC|Apex Clearing Corporation|452
ERUS|ISHS MSCI RUSSIA ETF|BATM|CBOE TRADING, INC.|5980
ERUS|ISHS MSCI RUSSIA ETF|BERN|Sanford C. Bernstein & Co., LLC|48
ERUS|ISHS MSCI RUSSIA ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|505
ERUS|ISHS MSCI RUSSIA ETF|BYXM|CBOE TRADING, INC.|2100
ERUS|ISHS MSCI RUSSIA ETF|CANT|Cantor Fitzgerald & Co.|20210
ERUS|ISHS MSCI RUSSIA ETF|CHAS|Charles Schwab & Co., Inc.|756
ERUS|ISHS MSCI RUSSIA ETF|CLSA|CLSA AMERICAS, LLC|100
ERUS|ISHS MSCI RUSSIA ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6400
ERUS|ISHS MSCI RUSSIA ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116404
ERUS|ISHS MSCI RUSSIA ETF|CSIN|Citadel Securities Institutional LLC|19800
ERUS|ISHS MSCI RUSSIA ETF|CTDL|Citadel Derivatives Group Llc|51833
ERUS|ISHS MSCI RUSSIA ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|4800
ERUS|ISHS MSCI RUSSIA ETF|DBAB|Deutsche Bank Securities Inc.|6664
ERUS|ISHS MSCI RUSSIA ETF|DBAX|Deutsche Bank Securities Inc.|52100
ERUS|ISHS MSCI RUSSIA ETF|DEAN|MORGAN STANLEY|1413
ERUS|ISHS MSCI RUSSIA ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
ERUS|ISHS MSCI RUSSIA ETF|EBXL|EBX LLC|89300
ERUS|ISHS MSCI RUSSIA ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|3191
ERUS|ISHS MSCI RUSSIA ETF|EGAM|CBOE TRADING, INC.|68540
ERUS|ISHS MSCI RUSSIA ETF|EGAW|CBOE TRADING, INC.|17598
ERUS|ISHS MSCI RUSSIA ETF|EGMT|EG MARKET TECHNOLOGIES LLC|70
ERUS|ISHS MSCI RUSSIA ETF|EGXM|CBOE TRADING, INC.|2929
ERUS|ISHS MSCI RUSSIA ETF|ESPO|ESPOSITO SECURITIES, LLC|40
ERUS|ISHS MSCI RUSSIA ETF|ETBE|Electronic Transaction Clearing, Inc.|700
ERUS|ISHS MSCI RUSSIA ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11759
ERUS|ISHS MSCI RUSSIA ETF|ETRS|E*Trade Securities LLC|5326
ERUS|ISHS MSCI RUSSIA ETF|FILL|Tradestation Securities, Inc.|407
ERUS|ISHS MSCI RUSSIA ETF|FMAF|NBCN Inc./ CDS|110
ERUS|ISHS MSCI RUSSIA ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2889
ERUS|ISHS MSCI RUSSIA ETF|FTBR|Foliofn Investments, Inc.|1612
ERUS|ISHS MSCI RUSSIA ETF|GBMT|GBM International, Inc.|1927
ERUS|ISHS MSCI RUSSIA ETF|GLIS|TD Securities Inc|1050
ERUS|ISHS MSCI RUSSIA ETF|GLPX|ACS EXECUTION SERVICES, LLC|474
ERUS|ISHS MSCI RUSSIA ETF|GSCO|GOLDMAN SACHS & CO. LLC|123646
ERUS|ISHS MSCI RUSSIA ETF|GSLT|GOLDMAN SACHS & CO. LLC|11043
ERUS|ISHS MSCI RUSSIA ETF|GTSZ|GTS SECURITIES LLC|4913
ERUS|ISHS MSCI RUSSIA ETF|IATS|INTERACTIVE BROKERS LLC|2873
ERUS|ISHS MSCI RUSSIA ETF|IBKR|Interactive Brokers Llc|10219
ERUS|ISHS MSCI RUSSIA ETF|ICBX|INSTINET, LLC|94100
ERUS|ISHS MSCI RUSSIA ETF|INCA|INSTINET, LLC|88329
ERUS|ISHS MSCI RUSSIA ETF|INJX|INSTINET, LLC|4260
ERUS|ISHS MSCI RUSSIA ETF|ITGI|ITG Inc.|16440
ERUS|ISHS MSCI RUSSIA ETF|ITGP|ITG INC.|16800
ERUS|ISHS MSCI RUSSIA ETF|JANY|Janney Montgomery Scott Inc.|355
ERUS|ISHS MSCI RUSSIA ETF|JEFF|JEFFERIES LLC|19943
ERUS|ISHS MSCI RUSSIA ETF|JMPT|JUMP TRADING, LLC|2383
ERUS|ISHS MSCI RUSSIA ETF|JPMX|J.P. Morgan Securities LLC|29150
ERUS|ISHS MSCI RUSSIA ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|21412
ERUS|ISHS MSCI RUSSIA ETF|JSJX|JANE STREET CAPITAL LLC|220089
ERUS|ISHS MSCI RUSSIA ETF|KCGM|VIRTU Americas LLC|44584
ERUS|ISHS MSCI RUSSIA ETF|LEHM|Barclays Capital Inc./Le|64500
ERUS|ISHS MSCI RUSSIA ETF|LIME|Lime Brokerage LLC|21996
ERUS|ISHS MSCI RUSSIA ETF|LSCI|Lek Securities Corporation|1045
ERUS|ISHS MSCI RUSSIA ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139646
ERUS|ISHS MSCI RUSSIA ETF|MSCO|MORGAN STANLEY & CO. LLC|81014
ERUS|ISHS MSCI RUSSIA ETF|MSPL|MORGAN STANLEY & CO. LLC|53500
ERUS|ISHS MSCI RUSSIA ETF|NFSC|National Financial Services LLC|71544
ERUS|ISHS MSCI RUSSIA ETF|NITE|VIRTU Americas LLC|351292
ERUS|ISHS MSCI RUSSIA ETF|NITP|VIRTU Americas LLC|100
ERUS|ISHS MSCI RUSSIA ETF|NQRB|Brut, LLC|1058
ERUS|ISHS MSCI RUSSIA ETF|OLDM|OLD MISSION CAPITAL, LLC|36550
ERUS|ISHS MSCI RUSSIA ETF|OPCO|Oppenheimer & Co. Inc.|294
ERUS|ISHS MSCI RUSSIA ETF|PDQM|CODA MARKETS, INC.|1197
ERUS|ISHS MSCI RUSSIA ETF|PICT|Pictet Overseas Inc.|67800
ERUS|ISHS MSCI RUSSIA ETF|RBCM|RBC CAPITAL MARKETS, LLC|481
ERUS|ISHS MSCI RUSSIA ETF|RHOX|XR Securities LLC|4438
ERUS|ISHS MSCI RUSSIA ETF|SAGL|SAGETRADER, LLC|1206
ERUS|ISHS MSCI RUSSIA ETF|SBSH|Citigroup Global Markets Inc.|7614
ERUS|ISHS MSCI RUSSIA ETF|SEIC|SEI Investments Distribution Co.|800
ERUS|ISHS MSCI RUSSIA ETF|SGMT|GOLDMAN SACHS & CO. LLC|45643
ERUS|ISHS MSCI RUSSIA ETF|STFL|Stifel, Nicolaus & Company, Incorporated|84
ERUS|ISHS MSCI RUSSIA ETF|SWIM|TD Ameritrade, Inc.|8873
ERUS|ISHS MSCI RUSSIA ETF|TKNG|ALLY INVEST SECURITIES LLC|288
ERUS|ISHS MSCI RUSSIA ETF|TRBT|Tradebot Systems, Inc.|42942
ERUS|ISHS MSCI RUSSIA ETF|TRCM|TRC MARKETS LLC|2426
ERUS|ISHS MSCI RUSSIA ETF|UBSA|UBS SECURITIES LLC|135507
ERUS|ISHS MSCI RUSSIA ETF|UBSS|UBS Securities LLC|442448
ERUS|ISHS MSCI RUSSIA ETF|VALX|VIRTU AMERICAS LLC|200
ERUS|ISHS MSCI RUSSIA ETF|VGRD|Vanguard Marketing Corporation|6028
ERUS|ISHS MSCI RUSSIA ETF|WCHV|WELLS FARGO SECURITIES, LLC|12769
ERUS|ISHS MSCI RUSSIA ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|380
ERUS|ISHS MSCI RUSSIA ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|386
ERUS|ISHS MSCI RUSSIA ETF|WGIF|CIBC World Markets Inc.|102
ERUS|ISHS MSCI RUSSIA ETF|WSEA|WOLVERINE SECURITIES, LLC|358
ERUS|ISHS MSCI RUSSIA ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
ERUS|ISHS MSCI RUSSIA ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ERUS|ISHS MSCI RUSSIA ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2614
ERX|ENERGY BULL 3X|ALTX|Alternet Securities Inc.|3637
ERX|ENERGY BULL 3X|APCC|Apex Clearing Corporation|50300
ERX|ENERGY BULL 3X|BATM|CBOE TRADING, INC.|2952
ERX|ENERGY BULL 3X|BAYT|BTIG, LLC|6100
ERX|ENERGY BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36121
ERX|ENERGY BULL 3X|BYXM|CBOE TRADING, INC.|100
ERX|ENERGY BULL 3X|CHAS|Charles Schwab & Co., Inc.|29491
ERX|ENERGY BULL 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
ERX|ENERGY BULL 3X|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ERX|ENERGY BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149055
ERX|ENERGY BULL 3X|CTLR|CUTLER GROUP, LP|500
ERX|ENERGY BULL 3X|CXCX|CITIGROUP GLOBAL MARKETS INC.|11996
ERX|ENERGY BULL 3X|DBAB|Deutsche Bank Securities Inc.|30244
ERX|ENERGY BULL 3X|DBAX|Deutsche Bank Securities Inc.|27100
ERX|ENERGY BULL 3X|DCHF|Dart Executions, LLC|125501
ERX|ENERGY BULL 3X|DEAN|MORGAN STANLEY|2760
ERX|ENERGY BULL 3X|EBXL|EBX LLC|48600
ERX|ENERGY BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|2014
ERX|ENERGY BULL 3X|EGAM|CBOE TRADING, INC.|8902
ERX|ENERGY BULL 3X|EGAW|CBOE TRADING, INC.|100
ERX|ENERGY BULL 3X|EGXM|CBOE TRADING, INC.|4010
ERX|ENERGY BULL 3X|ETBE|Electronic Transaction Clearing, Inc.|8030
ERX|ENERGY BULL 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|77793
ERX|ENERGY BULL 3X|ETRS|E*Trade Securities LLC|487315
ERX|ENERGY BULL 3X|FBSB|U.S. Bancorp Investments, Inc.|1682
ERX|ENERGY BULL 3X|FILL|Tradestation Securities, Inc.|52275
ERX|ENERGY BULL 3X|FMAF|NBCN Inc./ CDS|17052
ERX|ENERGY BULL 3X|FQLS|Quantlab Securities LP|384329
ERX|ENERGY BULL 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11711
ERX|ENERGY BULL 3X|FTBR|Foliofn Investments, Inc.|2285
ERX|ENERGY BULL 3X|GEBB|GLOBAL EXECUTION BROKERS, LP|500
ERX|ENERGY BULL 3X|GLIS|TD Securities Inc|49009
ERX|ENERGY BULL 3X|GLPX|ACS EXECUTION SERVICES, LLC|69290
ERX|ENERGY BULL 3X|GSCO|GOLDMAN SACHS & CO. LLC|133591
ERX|ENERGY BULL 3X|GSCS|GOLDMAN SACHS & CO. LLC|14965
ERX|ENERGY BULL 3X|GSLT|GOLDMAN SACHS & CO. LLC|3294
ERX|ENERGY BULL 3X|GTSZ|GTS SECURITIES LLC|940706
ERX|ENERGY BULL 3X|HRBF|American Enterprise Investment Services Inc.|1260
ERX|ENERGY BULL 3X|IATS|INTERACTIVE BROKERS LLC|66415
ERX|ENERGY BULL 3X|IBKR|Interactive Brokers Llc|256875
ERX|ENERGY BULL 3X|ICBX|INSTINET, LLC|201571
ERX|ENERGY BULL 3X|INCA|INSTINET, LLC|749488
ERX|ENERGY BULL 3X|ITGI|ITG Inc.|3879
ERX|ENERGY BULL 3X|ITGP|ITG INC.|12800
ERX|ENERGY BULL 3X|JMPT|JUMP TRADING, LLC|62304
ERX|ENERGY BULL 3X|JPMX|J.P. Morgan Securities LLC|249020
ERX|ENERGY BULL 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|22700
ERX|ENERGY BULL 3X|JSJX|JANE STREET CAPITAL LLC|708917
ERX|ENERGY BULL 3X|JUTA|JUMP TRADING, LLC|1800
ERX|ENERGY BULL 3X|KCGM|VIRTU Americas LLC|22602
ERX|ENERGY BULL 3X|LEHM|Barclays Capital Inc./Le|206644
ERX|ENERGY BULL 3X|LIME|Lime Brokerage LLC|30117
ERX|ENERGY BULL 3X|LIWM|LIME BROKERAGE LLC|2895
ERX|ENERGY BULL 3X|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ERX|ENERGY BULL 3X|MAXM|Maxim Group LLC|1100
ERX|ENERGY BULL 3X|MBTS|ALLY INVEST SECURITIES LLC|20
ERX|ENERGY BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50134
ERX|ENERGY BULL 3X|MOTF|MOTIF INVESTING, INC.|12
ERX|ENERGY BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|495806
ERX|ENERGY BULL 3X|MSPL|MORGAN STANLEY & CO. LLC|4700
ERX|ENERGY BULL 3X|MSTX|MORGAN STANLEY & CO. LLC|10900
ERX|ENERGY BULL 3X|NFSC|National Financial Services LLC|1577387
ERX|ENERGY BULL 3X|NITE|VIRTU Americas LLC|2264659
ERX|ENERGY BULL 3X|NITP|VIRTU Americas LLC|35177
ERX|ENERGY BULL 3X|NQRB|Brut, LLC|32369
ERX|ENERGY BULL 3X|NTBF|BMO Nesbitt Burns Inc./CDS|12759
ERX|ENERGY BULL 3X|OCEA|OCEAN FINANCIAL SERVICES, LLC|3428
ERX|ENERGY BULL 3X|OHOS|TWO SIGMA SECURITIES, LLC|66445
ERX|ENERGY BULL 3X|OPCO|Oppenheimer & Co. Inc.|70
ERX|ENERGY BULL 3X|PDQM|CODA MARKETS, INC.|42935
ERX|ENERGY BULL 3X|PHLY|NASDAQ Execution Services, LLC|14600
ERX|ENERGY BULL 3X|PICT|Pictet Overseas Inc.|750
ERX|ENERGY BULL 3X|PWJC|UBS Financial Services, Inc.|3800
ERX|ENERGY BULL 3X|RBCM|RBC CAPITAL MARKETS, LLC|565
ERX|ENERGY BULL 3X|RGLD|Regal Securities, Inc|430
ERX|ENERGY BULL 3X|RHOX|XR Securities LLC|129844
ERX|ENERGY BULL 3X|SAGL|SAGETRADER, LLC|300
ERX|ENERGY BULL 3X|SALI|INTL FCSTONE FINANCIAL INC.|2424
ERX|ENERGY BULL 3X|SBSH|Citigroup Global Markets Inc.|102683
ERX|ENERGY BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|139335
ERX|ENERGY BULL 3X|SPDR|SPEEDROUTE LLC|6917
ERX|ENERGY BULL 3X|STTT|STATETRUST INVESTMENTS INC.|108676
ERX|ENERGY BULL 3X|SWIM|TD Ameritrade, Inc.|297564
ERX|ENERGY BULL 3X|SWST|Hilltop Securities Inc.|3704
ERX|ENERGY BULL 3X|TDFS|TRADERFIELD SECURITIES INC.|400
ERX|ENERGY BULL 3X|TKNG|ALLY INVEST SECURITIES LLC|10163
ERX|ENERGY BULL 3X|TRBT|Tradebot Systems, Inc.|1452239
ERX|ENERGY BULL 3X|TRCM|TRC MARKETS LLC|1711782
ERX|ENERGY BULL 3X|TWTT|TASTYWORKS, INC.|1555
ERX|ENERGY BULL 3X|UBSA|UBS SECURITIES LLC|107000
ERX|ENERGY BULL 3X|UBSS|UBS Securities LLC|449704
ERX|ENERGY BULL 3X|VALX|VIRTU AMERICAS LLC|8388
ERX|ENERGY BULL 3X|VGRD|Vanguard Marketing Corporation|126038
ERX|ENERGY BULL 3X|WCHV|WELLS FARGO SECURITIES, LLC|206931
ERX|ENERGY BULL 3X|WEDB|WEDBUSH SECURITIES INC.|120
ERX|ENERGY BULL 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35459
ERX|ENERGY BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52710
ERX|ENERGY BULL 3X|WGIF|CIBC World Markets Inc.|8875
ERX|ENERGY BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|38049
ERX|ENERGY BULL 3X|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
ERX|ENERGY BULL 3X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|301
ERY|ENERGY DAILY BEAR 3X|ALTX|Alternet Securities Inc.|100
ERY|ENERGY DAILY BEAR 3X|APCC|Apex Clearing Corporation|10726
ERY|ENERGY DAILY BEAR 3X|BATM|CBOE TRADING, INC.|1460
ERY|ENERGY DAILY BEAR 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20687
ERY|ENERGY DAILY BEAR 3X|CHAS|Charles Schwab & Co., Inc.|18945
ERY|ENERGY DAILY BEAR 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
ERY|ENERGY DAILY BEAR 3X|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
ERY|ENERGY DAILY BEAR 3X|CRFN|ROBINHOOD FINANCIAL, LLC|100
ERY|ENERGY DAILY BEAR 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19924
ERY|ENERGY DAILY BEAR 3X|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
ERY|ENERGY DAILY BEAR 3X|DBAB|Deutsche Bank Securities Inc.|2920
ERY|ENERGY DAILY BEAR 3X|DBAX|Deutsche Bank Securities Inc.|4300
ERY|ENERGY DAILY BEAR 3X|EBXL|EBX LLC|12400
ERY|ENERGY DAILY BEAR 3X|EDJO|Edward D. Jones & Co., L.P.|630
ERY|ENERGY DAILY BEAR 3X|EGAM|CBOE TRADING, INC.|766
ERY|ENERGY DAILY BEAR 3X|EGXM|CBOE TRADING, INC.|1195
ERY|ENERGY DAILY BEAR 3X|EGXW|CBOE TRADING, INC.|100
ERY|ENERGY DAILY BEAR 3X|ETBE|Electronic Transaction Clearing, Inc.|2446
ERY|ENERGY DAILY BEAR 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5578
ERY|ENERGY DAILY BEAR 3X|ETRS|E*Trade Securities LLC|218281
ERY|ENERGY DAILY BEAR 3X|FILL|Tradestation Securities, Inc.|1727
ERY|ENERGY DAILY BEAR 3X|FMAF|NBCN Inc./ CDS|3805
ERY|ENERGY DAILY BEAR 3X|FQLS|Quantlab Securities LP|52161
ERY|ENERGY DAILY BEAR 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2500
ERY|ENERGY DAILY BEAR 3X|FTBR|Foliofn Investments, Inc.|9744
ERY|ENERGY DAILY BEAR 3X|GLPX|ACS EXECUTION SERVICES, LLC|8433
ERY|ENERGY DAILY BEAR 3X|GSLT|GOLDMAN SACHS & CO. LLC|1616
ERY|ENERGY DAILY BEAR 3X|GTSZ|GTS SECURITIES LLC|180407
ERY|ENERGY DAILY BEAR 3X|HRBF|American Enterprise Investment Services Inc.|168
ERY|ENERGY DAILY BEAR 3X|IATS|INTERACTIVE BROKERS LLC|13051
ERY|ENERGY DAILY BEAR 3X|IBKR|Interactive Brokers Llc|104443
ERY|ENERGY DAILY BEAR 3X|ICBX|INSTINET, LLC|17397
ERY|ENERGY DAILY BEAR 3X|INCA|INSTINET, LLC|12085
ERY|ENERGY DAILY BEAR 3X|ITGI|ITG Inc.|890
ERY|ENERGY DAILY BEAR 3X|ITGP|ITG INC.|3000
ERY|ENERGY DAILY BEAR 3X|JMPT|JUMP TRADING, LLC|10118
ERY|ENERGY DAILY BEAR 3X|JPMX|J.P. Morgan Securities LLC|400
ERY|ENERGY DAILY BEAR 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|12300
ERY|ENERGY DAILY BEAR 3X|JSJX|JANE STREET CAPITAL LLC|449192
ERY|ENERGY DAILY BEAR 3X|KCGM|VIRTU Americas LLC|3691
ERY|ENERGY DAILY BEAR 3X|LEHM|Barclays Capital Inc./Le|23802
ERY|ENERGY DAILY BEAR 3X|LIME|Lime Brokerage LLC|45014
ERY|ENERGY DAILY BEAR 3X|LIWM|LIME BROKERAGE LLC|606
ERY|ENERGY DAILY BEAR 3X|LSCI|Lek Securities Corporation|1
ERY|ENERGY DAILY BEAR 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23666
ERY|ENERGY DAILY BEAR 3X|MOTF|MOTIF INVESTING, INC.|4
ERY|ENERGY DAILY BEAR 3X|MSCO|MORGAN STANLEY & CO. LLC|153982
ERY|ENERGY DAILY BEAR 3X|MSPL|MORGAN STANLEY & CO. LLC|1100
ERY|ENERGY DAILY BEAR 3X|NFSC|National Financial Services LLC|581966
ERY|ENERGY DAILY BEAR 3X|NITE|VIRTU Americas LLC|672546
ERY|ENERGY DAILY BEAR 3X|NQRB|Brut, LLC|600
ERY|ENERGY DAILY BEAR 3X|NTBF|BMO Nesbitt Burns Inc./CDS|18860
ERY|ENERGY DAILY BEAR 3X|OHOS|TWO SIGMA SECURITIES, LLC|17192
ERY|ENERGY DAILY BEAR 3X|PCPT|PHILLIP CAPITAL INC.|100
ERY|ENERGY DAILY BEAR 3X|PDQM|CODA MARKETS, INC.|8463
ERY|ENERGY DAILY BEAR 3X|SAGL|SAGETRADER, LLC|300
ERY|ENERGY DAILY BEAR 3X|SBSH|Citigroup Global Markets Inc.|2900
ERY|ENERGY DAILY BEAR 3X|SGMT|GOLDMAN SACHS & CO. LLC|14279
ERY|ENERGY DAILY BEAR 3X|SOGO|Wang Investment Associates, Inc.|100
ERY|ENERGY DAILY BEAR 3X|SPDR|SPEEDROUTE LLC|1200
ERY|ENERGY DAILY BEAR 3X|STKP|STOCKPILE INVESTMENTS, INC.|10
ERY|ENERGY DAILY BEAR 3X|SWIM|TD Ameritrade, Inc.|127028
ERY|ENERGY DAILY BEAR 3X|TKNG|ALLY INVEST SECURITIES LLC|1759
ERY|ENERGY DAILY BEAR 3X|TRBT|Tradebot Systems, Inc.|180
ERY|ENERGY DAILY BEAR 3X|TRCM|TRC MARKETS LLC|275149
ERY|ENERGY DAILY BEAR 3X|UBSA|UBS SECURITIES LLC|37235
ERY|ENERGY DAILY BEAR 3X|UBSS|UBS Securities LLC|151953
ERY|ENERGY DAILY BEAR 3X|VALX|VIRTU AMERICAS LLC|5335
ERY|ENERGY DAILY BEAR 3X|VGRD|Vanguard Marketing Corporation|53996
ERY|ENERGY DAILY BEAR 3X|WCHV|WELLS FARGO SECURITIES, LLC|96805
ERY|ENERGY DAILY BEAR 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|258
ERY|ENERGY DAILY BEAR 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12202
ERY|ENERGY DAILY BEAR 3X|WGIF|CIBC World Markets Inc.|1865
ERY|ENERGY DAILY BEAR 3X|WSEA|WOLVERINE SECURITIES, LLC|3496
ERY|ENERGY DAILY BEAR 3X|YKNA|COMHAR CAPITAL MARKETS, LLC|600
ERYP|ERYTECH PHARMA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5
ERYP|ERYTECH PHARMA ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
ERYP|ERYTECH PHARMA ADS|ETRS|E*Trade Securities LLC|1920
ERYP|ERYTECH PHARMA ADS|FBCO|Credit Suisse Securities (USA) LLC|1605
ERYP|ERYTECH PHARMA ADS|FOMA|TD AMERITRADE CLEARING, INC.|1210
ERYP|ERYTECH PHARMA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ERYP|ERYTECH PHARMA ADS|GSLT|GOLDMAN SACHS & CO. LLC|100
ERYP|ERYTECH PHARMA ADS|IBKR|Interactive Brokers Llc|1300
ERYP|ERYTECH PHARMA ADS|INCA|INSTINET, LLC|3964
ERYP|ERYTECH PHARMA ADS|INJX|INSTINET, LLC|14
ERYP|ERYTECH PHARMA ADS|JEFF|JEFFERIES LLC|471
ERYP|ERYTECH PHARMA ADS|LEHM|Barclays Capital Inc./Le|6109
ERYP|ERYTECH PHARMA ADS|LIME|Lime Brokerage LLC|430
ERYP|ERYTECH PHARMA ADS|MSCO|MORGAN STANLEY & CO. LLC|1772
ERYP|ERYTECH PHARMA ADS|NFSC|National Financial Services LLC|5294
ERYP|ERYTECH PHARMA ADS|NITE|VIRTU Americas LLC|5160
ERYP|ERYTECH PHARMA ADS|OLDM|OLD MISSION CAPITAL, LLC|50
ERYP|ERYTECH PHARMA ADS|RAJA|Raymond James & Associates, Inc.|60
ERYP|ERYTECH PHARMA ADS|SPDR|SPEEDROUTE LLC|100
ERYP|ERYTECH PHARMA ADS|SWIM|TD Ameritrade, Inc.|600
ERYP|ERYTECH PHARMA ADS|TKNG|ALLY INVEST SECURITIES LLC|177
ERYP|ERYTECH PHARMA ADS|UBSA|UBS SECURITIES LLC|300
ERYP|ERYTECH PHARMA ADS|UBSS|UBS Securities LLC|385
ERYP|ERYTECH PHARMA ADS|WCHV|WELLS FARGO SECURITIES, LLC|500
ERYP|ERYTECH PHARMA ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23
ERYP|ERYTECH PHARMA ADS|WGIF|CIBC World Markets Inc.|190
ES|EVERSOURCE ENERGY|ABLE|NATIXIS Securities Americas LLC|58856
ES|EVERSOURCE ENERGY|ALTX|Alternet Securities Inc.|8801
ES|EVERSOURCE ENERGY|ANOS|ABEL/NOSER, L.L.C.|8150
ES|EVERSOURCE ENERGY|APCC|Apex Clearing Corporation|3028
ES|EVERSOURCE ENERGY|BARD|Robert W. Baird & Co. Incorporated|2944
ES|EVERSOURCE ENERGY|BATM|CBOE TRADING, INC.|18496
ES|EVERSOURCE ENERGY|BAYT|BTIG, LLC|1900
ES|EVERSOURCE ENERGY|BBNT|BB&T SECURITIES, LLC|1937
ES|EVERSOURCE ENERGY|BERN|Sanford C. Bernstein & Co., LLC|10865
ES|EVERSOURCE ENERGY|BIDS|BIDS TRADING L.P.|5200
ES|EVERSOURCE ENERGY|BKCM|BNY Mellon Capital Markets LLC|444
ES|EVERSOURCE ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45850
ES|EVERSOURCE ENERGY|BLKX|INSTINET, LLC|142581
ES|EVERSOURCE ENERGY|BMOC|BMO Capital Markets Corp.|433
ES|EVERSOURCE ENERGY|BNPX|BNP PARIBAS SECURITIES CORP.|574308
ES|EVERSOURCE ENERGY|BTIG|BTIG, LLC|3053
ES|EVERSOURCE ENERGY|BYXM|CBOE TRADING, INC.|3519
ES|EVERSOURCE ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|1400
ES|EVERSOURCE ENERGY|CABR|Cabrera Capital Markets, Inc.|75
ES|EVERSOURCE ENERGY|CANT|Cantor Fitzgerald & Co.|752
ES|EVERSOURCE ENERGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|31300
ES|EVERSOURCE ENERGY|CHAS|Charles Schwab & Co., Inc.|5525
ES|EVERSOURCE ENERGY|CIBP|CIBC World Markets Corp.|17529
ES|EVERSOURCE ENERGY|CIOI|CITIGROUP GLOBAL MARKETS INC|58000
ES|EVERSOURCE ENERGY|CIST|Capital Institutional Services, Inc.|8834
ES|EVERSOURCE ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|126962
ES|EVERSOURCE ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2468
ES|EVERSOURCE ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|573999
ES|EVERSOURCE ENERGY|CTDL|Citadel Derivatives Group Llc|19755
ES|EVERSOURCE ENERGY|CTLR|CUTLER GROUP, LP|435
ES|EVERSOURCE ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|53800
ES|EVERSOURCE ENERGY|DADA|D.A. Davidson & Co.|673
ES|EVERSOURCE ENERGY|DAVA|Davenport & Company LLC|364
ES|EVERSOURCE ENERGY|DBAB|Deutsche Bank Securities Inc.|337040
ES|EVERSOURCE ENERGY|DBAX|Deutsche Bank Securities Inc.|369800
ES|EVERSOURCE ENERGY|DCHF|Dart Executions, LLC|5286
ES|EVERSOURCE ENERGY|DEAN|MORGAN STANLEY|10453
ES|EVERSOURCE ENERGY|DEGS|RONIN PROFESSIONAL LLC|300
ES|EVERSOURCE ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|615
ES|EVERSOURCE ENERGY|EBXL|EBX LLC|340200
ES|EVERSOURCE ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|43682
ES|EVERSOURCE ENERGY|EDJO|Edward D. Jones & Co., L.P.|25397
ES|EVERSOURCE ENERGY|EGAM|CBOE TRADING, INC.|39178
ES|EVERSOURCE ENERGY|EGAW|CBOE TRADING, INC.|507
ES|EVERSOURCE ENERGY|EGMT|EG MARKET TECHNOLOGIES LLC|500
ES|EVERSOURCE ENERGY|EGXM|CBOE TRADING, INC.|7156
ES|EVERSOURCE ENERGY|EGXW|CBOE TRADING, INC.|97
ES|EVERSOURCE ENERGY|ELEV|ELEVATION, LLC|5552
ES|EVERSOURCE ENERGY|ETBE|Electronic Transaction Clearing, Inc.|30130
ES|EVERSOURCE ENERGY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
ES|EVERSOURCE ENERGY|ETCC|Electronic Transaction Clearing, Inc.|1070
ES|EVERSOURCE ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15511
ES|EVERSOURCE ENERGY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2680
ES|EVERSOURCE ENERGY|ETRS|E*Trade Securities LLC|16413
ES|EVERSOURCE ENERGY|FBSB|U.S. Bancorp Investments, Inc.|864
ES|EVERSOURCE ENERGY|FILL|Tradestation Securities, Inc.|2832
ES|EVERSOURCE ENERGY|FINX|FINTECH SECURITIES|200
ES|EVERSOURCE ENERGY|FMAF|NBCN Inc./ CDS|2469
ES|EVERSOURCE ENERGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|21257
ES|EVERSOURCE ENERGY|FQLS|Quantlab Securities LP|434283
ES|EVERSOURCE ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|168220
ES|EVERSOURCE ENERGY|FTBR|Foliofn Investments, Inc.|2478
ES|EVERSOURCE ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|2015
ES|EVERSOURCE ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|82764
ES|EVERSOURCE ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|2489982
ES|EVERSOURCE ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|9565
ES|EVERSOURCE ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|29108
ES|EVERSOURCE ENERGY|GTSZ|GTS SECURITIES LLC|246900
ES|EVERSOURCE ENERGY|HRBF|American Enterprise Investment Services Inc.|6025
ES|EVERSOURCE ENERGY|HSBC|HSBC Securities, Inc.|792
ES|EVERSOURCE ENERGY|IATS|INTERACTIVE BROKERS LLC|10585
ES|EVERSOURCE ENERGY|IBKR|Interactive Brokers Llc|28635
ES|EVERSOURCE ENERGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8287
ES|EVERSOURCE ENERGY|ICBX|INSTINET, LLC|131242
ES|EVERSOURCE ENERGY|IEQY|CITADEL SECURITIES LLC|153322
ES|EVERSOURCE ENERGY|INCA|INSTINET, LLC|671928
ES|EVERSOURCE ENERGY|INJX|INSTINET, LLC|22625
ES|EVERSOURCE ENERGY|INTL|INTL FCSTONE FINANCIAL INC.|184
ES|EVERSOURCE ENERGY|ITGI|ITG Inc.|107554
ES|EVERSOURCE ENERGY|ITGP|ITG INC.|193600
ES|EVERSOURCE ENERGY|JANY|Janney Montgomery Scott Inc.|6723
ES|EVERSOURCE ENERGY|JEFF|JEFFERIES LLC|246100
ES|EVERSOURCE ENERGY|JMPT|JUMP TRADING, LLC|98991
ES|EVERSOURCE ENERGY|JONE|JonesTrading|400
ES|EVERSOURCE ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|260220
ES|EVERSOURCE ENERGY|JPMX|J.P. Morgan Securities LLC|757818
ES|EVERSOURCE ENERGY|JSJX|JANE STREET CAPITAL LLC|69910
ES|EVERSOURCE ENERGY|KCGM|VIRTU Americas LLC|59088
ES|EVERSOURCE ENERGY|LEHM|Barclays Capital Inc./Le|1576127
ES|EVERSOURCE ENERGY|LGNT|COR CLEARING LLC|1
ES|EVERSOURCE ENERGY|LIME|Lime Brokerage LLC|55547
ES|EVERSOURCE ENERGY|LMNX|LUMINEX TRADING & ANALYTICS LLC|285800
ES|EVERSOURCE ENERGY|LOOP|Loop Capital Markets LLC|584
ES|EVERSOURCE ENERGY|LQNA|LIQUIDNET, INC.|308100
ES|EVERSOURCE ENERGY|LQNB|LIQUIDNET, INC.|4300
ES|EVERSOURCE ENERGY|LSCI|Lek Securities Corporation|120
ES|EVERSOURCE ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
ES|EVERSOURCE ENERGY|MACC|Mid Atlantic Capital Corporation|993
ES|EVERSOURCE ENERGY|MACQ|Macquarie Capital (USA) Inc.|7900
ES|EVERSOURCE ENERGY|MAXM|Maxim Group LLC|8962
ES|EVERSOURCE ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|228538
ES|EVERSOURCE ENERGY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ES|EVERSOURCE ENERGY|MOTF|MOTIF INVESTING, INC.|16
ES|EVERSOURCE ENERGY|MSCO|MORGAN STANLEY & CO. LLC|3612809
ES|EVERSOURCE ENERGY|MSPL|MORGAN STANLEY & CO. LLC|330800
ES|EVERSOURCE ENERGY|MSTX|MORGAN STANLEY & CO. LLC|373300
ES|EVERSOURCE ENERGY|MZHO|Mizuho Securities USA LLC|20000
ES|EVERSOURCE ENERGY|NBCS|NBC Securities, INC.|50
ES|EVERSOURCE ENERGY|NEED|Needham & Company, LLC|1270
ES|EVERSOURCE ENERGY|NEUB|NEUBERGER BERMAN BD LLC|685
ES|EVERSOURCE ENERGY|NFSC|National Financial Services LLC|633315
ES|EVERSOURCE ENERGY|NITE|VIRTU Americas LLC|612345
ES|EVERSOURCE ENERGY|NITP|VIRTU Americas LLC|1714
ES|EVERSOURCE ENERGY|NQRB|Brut, LLC|20954
ES|EVERSOURCE ENERGY|NTRC|Northern Trust Securities, Inc.|893
ES|EVERSOURCE ENERGY|OPCO|Oppenheimer & Co. Inc.|823
ES|EVERSOURCE ENERGY|PDQM|CODA MARKETS, INC.|123973
ES|EVERSOURCE ENERGY|PHLY|NASDAQ Execution Services, LLC|400
ES|EVERSOURCE ENERGY|PREC|PRECISION SECURITIES, LLC|2500
ES|EVERSOURCE ENERGY|PWJC|UBS Financial Services, Inc.|1606
ES|EVERSOURCE ENERGY|QMSR|QUATTRO M SECURITIES INC.|1869
ES|EVERSOURCE ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|19929
ES|EVERSOURCE ENERGY|SAGL|SAGETRADER, LLC|91530
ES|EVERSOURCE ENERGY|SAGW|SAGETRADER, LLC|12
ES|EVERSOURCE ENERGY|SALI|INTL FCSTONE FINANCIAL INC.|92
ES|EVERSOURCE ENERGY|SBRX|MURIEL SIEBERT & CO INC|50
ES|EVERSOURCE ENERGY|SBSH|Citigroup Global Markets Inc.|486023
ES|EVERSOURCE ENERGY|SEIC|SEI Investments Distribution Co.|300
ES|EVERSOURCE ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|160977
ES|EVERSOURCE ENERGY|SJLS|TRADE INFORMATICS LLC|100
ES|EVERSOURCE ENERGY|SPDR|SPEEDROUTE LLC|39604
ES|EVERSOURCE ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|4254
ES|EVERSOURCE ENERGY|STKP|STOCKPILE INVESTMENTS, INC.|8
ES|EVERSOURCE ENERGY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7784
ES|EVERSOURCE ENERGY|SWIM|TD Ameritrade, Inc.|17855
ES|EVERSOURCE ENERGY|SWST|Hilltop Securities Inc.|2967
ES|EVERSOURCE ENERGY|TAGC|TELSEY ADVISORY GROUP LLC|700
ES|EVERSOURCE ENERGY|TKNG|ALLY INVEST SECURITIES LLC|2088
ES|EVERSOURCE ENERGY|TMBR|Timber Hill LLC|47
ES|EVERSOURCE ENERGY|TRBT|Tradebot Systems, Inc.|537450
ES|EVERSOURCE ENERGY|TRCM|TRC MARKETS LLC|656491
ES|EVERSOURCE ENERGY|TWTT|TASTYWORKS, INC.|21
ES|EVERSOURCE ENERGY|UBSA|UBS SECURITIES LLC|1017860
ES|EVERSOURCE ENERGY|UBSS|UBS Securities LLC|1494939
ES|EVERSOURCE ENERGY|VALX|VIRTU AMERICAS LLC|9215
ES|EVERSOURCE ENERGY|VGRD|Vanguard Marketing Corporation|16189
ES|EVERSOURCE ENERGY|WBET|Wallachbeth Capital LLC|1242
ES|EVERSOURCE ENERGY|WBPX|SUMMIT SECURITIES GROUP, LLC|5484
ES|EVERSOURCE ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|332039
ES|EVERSOURCE ENERGY|WDNX|WEEDEN & CO.L.P.|6262
ES|EVERSOURCE ENERGY|WEDB|WEDBUSH SECURITIES INC.|8316
ES|EVERSOURCE ENERGY|WEED|Weeden & Co.L.P.|13600
ES|EVERSOURCE ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25960
ES|EVERSOURCE ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3221
ES|EVERSOURCE ENERGY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5737
ES|EVERSOURCE ENERGY|WOLF|Wolfe Trahan Securities|7600
ES|EVERSOURCE ENERGY|WSEA|WOLVERINE SECURITIES, LLC|5638
ES|EVERSOURCE ENERGY|XIST|INSTINET, LLC|72886
ES|EVERSOURCE ENERGY|XPQR|Jump Trading|3697
ES|EVERSOURCE ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|64318
ES|EVERSOURCE ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ES|EVERSOURCE ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14102
ESBA|EMPIRE STATE REALTY|APCC|Apex Clearing Corporation|8
ESBA|EMPIRE STATE REALTY|DBAX|Deutsche Bank Securities Inc.|200
ESBA|EMPIRE STATE REALTY|DEAN|MORGAN STANLEY|3370
ESBA|EMPIRE STATE REALTY|EBXL|EBX LLC|100
ESBA|EMPIRE STATE REALTY|EDJO|Edward D. Jones & Co., L.P.|1200
ESBA|EMPIRE STATE REALTY|ETRS|E*Trade Securities LLC|584
ESBA|EMPIRE STATE REALTY|GSLT|GOLDMAN SACHS & CO. LLC|5242
ESBA|EMPIRE STATE REALTY|IATS|INTERACTIVE BROKERS LLC|200
ESBA|EMPIRE STATE REALTY|IBKR|Interactive Brokers Llc|7734
ESBA|EMPIRE STATE REALTY|INCA|INSTINET, LLC|3700
ESBA|EMPIRE STATE REALTY|ITGI|ITG Inc.|2200
ESBA|EMPIRE STATE REALTY|ITGP|ITG INC.|800
ESBA|EMPIRE STATE REALTY|LIME|Lime Brokerage LLC|46844
ESBA|EMPIRE STATE REALTY|MSCO|MORGAN STANLEY & CO. LLC|21888
ESBA|EMPIRE STATE REALTY|NFSC|National Financial Services LLC|1302
ESBA|EMPIRE STATE REALTY|NITE|VIRTU Americas LLC|6715
ESBA|EMPIRE STATE REALTY|NQRB|Brut, LLC|658
ESBA|EMPIRE STATE REALTY|OPCO|Oppenheimer & Co. Inc.|300
ESBA|EMPIRE STATE REALTY|PWJC|UBS Financial Services, Inc.|485
ESBA|EMPIRE STATE REALTY|RBCM|RBC CAPITAL MARKETS, LLC|425
ESBA|EMPIRE STATE REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|852
ESBA|EMPIRE STATE REALTY|UBSA|UBS SECURITIES LLC|200
ESBA|EMPIRE STATE REALTY|UBSS|UBS Securities LLC|3615
ESBA|EMPIRE STATE REALTY|VGRD|Vanguard Marketing Corporation|1000
ESBA|EMPIRE STATE REALTY|WCHV|WELLS FARGO SECURITIES, LLC|2870
ESBA|EMPIRE STATE REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|583
ESBK|ELMIRA SAV BK|APCC|Apex Clearing Corporation|3
ESBK|ELMIRA SAV BK|BATM|CBOE TRADING, INC.|100
ESBK|ELMIRA SAV BK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
ESBK|ELMIRA SAV BK|CTDL|Citadel Derivatives Group Llc|14
ESBK|ELMIRA SAV BK|DBAB|Deutsche Bank Securities Inc.|200
ESBK|ELMIRA SAV BK|DBAX|Deutsche Bank Securities Inc.|100
ESBK|ELMIRA SAV BK|DEAN|MORGAN STANLEY|1000
ESBK|ELMIRA SAV BK|DEGS|RONIN PROFESSIONAL LLC|20
ESBK|ELMIRA SAV BK|EBXL|EBX LLC|100
ESBK|ELMIRA SAV BK|EDJO|Edward D. Jones & Co., L.P.|5
ESBK|ELMIRA SAV BK|ETRS|E*Trade Securities LLC|3353
ESBK|ELMIRA SAV BK|FBCO|Credit Suisse Securities (USA) LLC|331
ESBK|ELMIRA SAV BK|FOMA|TD AMERITRADE CLEARING, INC.|16743
ESBK|ELMIRA SAV BK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92
ESBK|ELMIRA SAV BK|FTBR|Foliofn Investments, Inc.|2
ESBK|ELMIRA SAV BK|GEBB|GLOBAL EXECUTION BROKERS, LP|150
ESBK|ELMIRA SAV BK|GSCO|GOLDMAN SACHS & CO. LLC|1
ESBK|ELMIRA SAV BK|HRBF|American Enterprise Investment Services Inc.|52
ESBK|ELMIRA SAV BK|IBKR|Interactive Brokers Llc|5563
ESBK|ELMIRA SAV BK|INCA|INSTINET, LLC|160
ESBK|ELMIRA SAV BK|ITGI|ITG Inc.|902
ESBK|ELMIRA SAV BK|ITGP|ITG INC.|1000
ESBK|ELMIRA SAV BK|JANY|Janney Montgomery Scott Inc.|8
ESBK|ELMIRA SAV BK|LEHM|Barclays Capital Inc./Le|18
ESBK|ELMIRA SAV BK|LIME|Lime Brokerage LLC|2824
ESBK|ELMIRA SAV BK|LMGP|LIME BROKERAGE LLC|700
ESBK|ELMIRA SAV BK|MSCO|MORGAN STANLEY & CO. LLC|5370
ESBK|ELMIRA SAV BK|MSPL|MORGAN STANLEY & CO. LLC|200
ESBK|ELMIRA SAV BK|NFSC|National Financial Services LLC|8539
ESBK|ELMIRA SAV BK|NITE|VIRTU Americas LLC|18458
ESBK|ELMIRA SAV BK|RAJA|Raymond James & Associates, Inc.|526
ESBK|ELMIRA SAV BK|RBCM|RBC CAPITAL MARKETS, LLC|4
ESBK|ELMIRA SAV BK|SDLR|Sandler, O'Neill & Partners, L.P.|1600
ESBK|ELMIRA SAV BK|SGMT|GOLDMAN SACHS & CO. LLC|4
ESBK|ELMIRA SAV BK|SPHN|Stephens Inc.|15
ESBK|ELMIRA SAV BK|STFL|Stifel, Nicolaus & Company, Incorporated|2556
ESBK|ELMIRA SAV BK|SWIM|TD Ameritrade, Inc.|288
ESBK|ELMIRA SAV BK|SWST|Hilltop Securities Inc.|1
ESBK|ELMIRA SAV BK|TRCM|TRC MARKETS LLC|490
ESBK|ELMIRA SAV BK|UBSA|UBS SECURITIES LLC|902
ESBK|ELMIRA SAV BK|UBSS|UBS Securities LLC|4989
ESBK|ELMIRA SAV BK|VGRD|Vanguard Marketing Corporation|9
ESBK|ELMIRA SAV BK|WCHV|WELLS FARGO SECURITIES, LLC|5746
ESBK|ELMIRA SAV BK|WSEA|WOLVERINE SECURITIES, LLC|100
ESBK|ELMIRA SAV BK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|647
ESCA|ESCALADE INC      ##|APCC|Apex Clearing Corporation|10
ESCA|ESCALADE INC      ##|BANK|Primevest Financial Services, Inc.|501
ESCA|ESCALADE INC      ##|BATM|CBOE TRADING, INC.|100
ESCA|ESCALADE INC      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
ESCA|ESCALADE INC      ##|BMOC|BMO Capital Markets Corp.|1698
ESCA|ESCALADE INC      ##|BNPX|BNP PARIBAS SECURITIES CORP.|972
ESCA|ESCALADE INC      ##|BZYD|GOLDMAN SACHS & CO. LLC|430
ESCA|ESCALADE INC      ##|CHAS|Charles Schwab & Co., Inc.|863
ESCA|ESCALADE INC      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76
ESCA|ESCALADE INC      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|206
ESCA|ESCALADE INC      ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1236
ESCA|ESCALADE INC      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1050
ESCA|ESCALADE INC      ##|CTDL|Citadel Derivatives Group Llc|303
ESCA|ESCALADE INC      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|824
ESCA|ESCALADE INC      ##|DBAB|Deutsche Bank Securities Inc.|7953
ESCA|ESCALADE INC      ##|DBAX|Deutsche Bank Securities Inc.|900
ESCA|ESCALADE INC      ##|DEAN|MORGAN STANLEY|500
ESCA|ESCALADE INC      ##|DEGS|RONIN PROFESSIONAL LLC|1434
ESCA|ESCALADE INC      ##|EBXL|EBX LLC|1100
ESCA|ESCALADE INC      ##|EGAM|CBOE TRADING, INC.|100
ESCA|ESCALADE INC      ##|EGXM|CBOE TRADING, INC.|1
ESCA|ESCALADE INC      ##|ETRS|E*Trade Securities LLC|665
ESCA|ESCALADE INC      ##|FBCO|Credit Suisse Securities (USA) LLC|48688
ESCA|ESCALADE INC      ##|FOMA|TD AMERITRADE CLEARING, INC.|6917
ESCA|ESCALADE INC      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|229
ESCA|ESCALADE INC      ##|FTBR|Foliofn Investments, Inc.|3
ESCA|ESCALADE INC      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3052
ESCA|ESCALADE INC      ##|GSCO|GOLDMAN SACHS & CO. LLC|21918
ESCA|ESCALADE INC      ##|GSLT|GOLDMAN SACHS & CO. LLC|1223
ESCA|ESCALADE INC      ##|GTSZ|GTS SECURITIES LLC|202
ESCA|ESCALADE INC      ##|HRBF|American Enterprise Investment Services Inc.|1251
ESCA|ESCALADE INC      ##|IATS|INTERACTIVE BROKERS LLC|10
ESCA|ESCALADE INC      ##|IBKR|Interactive Brokers Llc|2490
ESCA|ESCALADE INC      ##|ICBX|INSTINET, LLC|184
ESCA|ESCALADE INC      ##|INCA|INSTINET, LLC|8407
ESCA|ESCALADE INC      ##|INJX|INSTINET, LLC|100
ESCA|ESCALADE INC      ##|ITGI|ITG Inc.|2609
ESCA|ESCALADE INC      ##|ITGP|ITG INC.|800
ESCA|ESCALADE INC      ##|JEFF|JEFFERIES LLC|232
ESCA|ESCALADE INC      ##|JPMX|J.P. Morgan Securities LLC|459
ESCA|ESCALADE INC      ##|KCGM|VIRTU Americas LLC|300
ESCA|ESCALADE INC      ##|LEHM|Barclays Capital Inc./Le|5521
ESCA|ESCALADE INC      ##|LIME|Lime Brokerage LLC|29416
ESCA|ESCALADE INC      ##|LMGP|LIME BROKERAGE LLC|10300
ESCA|ESCALADE INC      ##|MAXM|Maxim Group LLC|834
ESCA|ESCALADE INC      ##|MBTS|ALLY INVEST SECURITIES LLC|200
ESCA|ESCALADE INC      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
ESCA|ESCALADE INC      ##|MSCO|MORGAN STANLEY & CO. LLC|30636
ESCA|ESCALADE INC      ##|MSPL|MORGAN STANLEY & CO. LLC|1900
ESCA|ESCALADE INC      ##|NFSC|National Financial Services LLC|7030
ESCA|ESCALADE INC      ##|NITE|VIRTU Americas LLC|27859
ESCA|ESCALADE INC      ##|RAJA|Raymond James & Associates, Inc.|3000
ESCA|ESCALADE INC      ##|RBCM|RBC CAPITAL MARKETS, LLC|1503
ESCA|ESCALADE INC      ##|SBSH|Citigroup Global Markets Inc.|26681
ESCA|ESCALADE INC      ##|SGMT|GOLDMAN SACHS & CO. LLC|57
ESCA|ESCALADE INC      ##|SPDR|SPEEDROUTE LLC|3103
ESCA|ESCALADE INC      ##|SWIM|TD Ameritrade, Inc.|280
ESCA|ESCALADE INC      ##|TMBR|Timber Hill LLC|2
ESCA|ESCALADE INC      ##|TRBT|Tradebot Systems, Inc.|440
ESCA|ESCALADE INC      ##|TRCM|TRC MARKETS LLC|2289
ESCA|ESCALADE INC      ##|UBSA|UBS SECURITIES LLC|6142
ESCA|ESCALADE INC      ##|UBSS|UBS Securities LLC|13966
ESCA|ESCALADE INC      ##|VALX|VIRTU AMERICAS LLC|790
ESCA|ESCALADE INC      ##|VGRD|Vanguard Marketing Corporation|200
ESCA|ESCALADE INC      ##|WCHV|WELLS FARGO SECURITIES, LLC|1516
ESCA|ESCALADE INC      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
ESCA|ESCALADE INC      ##|WSEA|WOLVERINE SECURITIES, LLC|243
ESCA|ESCALADE INC      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17
ESE|ESCO TECH INC|ADAM|CANACCORD GENUITY INC.|1791
ESE|ESCO TECH INC|ANOS|ABEL/NOSER, L.L.C.|380
ESE|ESCO TECH INC|APCC|Apex Clearing Corporation|23
ESE|ESCO TECH INC|BARD|Robert W. Baird & Co. Incorporated|1045
ESE|ESCO TECH INC|BATM|CBOE TRADING, INC.|632
ESE|ESCO TECH INC|BERN|Sanford C. Bernstein & Co., LLC|697
ESE|ESCO TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|5333
ESE|ESCO TECH INC|BRVL|BLAYLOCK VAN, LLC|1900
ESE|ESCO TECH INC|BTIG|BTIG, LLC|293
ESE|ESCO TECH INC|BYXM|CBOE TRADING, INC.|100
ESE|ESCO TECH INC|BZYD|GOLDMAN SACHS & CO. LLC|409
ESE|ESCO TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8678
ESE|ESCO TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ESE|ESCO TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8841
ESE|ESCO TECH INC|CTDL|Citadel Derivatives Group Llc|949
ESE|ESCO TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3080
ESE|ESCO TECH INC|DBAB|Deutsche Bank Securities Inc.|12060
ESE|ESCO TECH INC|DBAX|Deutsche Bank Securities Inc.|8200
ESE|ESCO TECH INC|DBUL|Deutsche Bank Securities Inc.|100
ESE|ESCO TECH INC|DEAN|MORGAN STANLEY|562
ESE|ESCO TECH INC|DEGS|RONIN PROFESSIONAL LLC|300
ESE|ESCO TECH INC|EBXL|EBX LLC|4800
ESE|ESCO TECH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|759
ESE|ESCO TECH INC|EDJO|Edward D. Jones & Co., L.P.|206
ESE|ESCO TECH INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
ESE|ESCO TECH INC|EGXM|CBOE TRADING, INC.|6
ESE|ESCO TECH INC|EGXW|CBOE TRADING, INC.|3
ESE|ESCO TECH INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
ESE|ESCO TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3847
ESE|ESCO TECH INC|ETRS|E*Trade Securities LLC|235
ESE|ESCO TECH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|120
ESE|ESCO TECH INC|FQLS|Quantlab Securities LP|12724
ESE|ESCO TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3759
ESE|ESCO TECH INC|FTBR|Foliofn Investments, Inc.|141
ESE|ESCO TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|265
ESE|ESCO TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|153303
ESE|ESCO TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|200
ESE|ESCO TECH INC|GTSZ|GTS SECURITIES LLC|2486
ESE|ESCO TECH INC|HPPX|POTAMUS TRADING, LLC|1036
ESE|ESCO TECH INC|HRBF|American Enterprise Investment Services Inc.|64
ESE|ESCO TECH INC|IBKR|Interactive Brokers Llc|87
ESE|ESCO TECH INC|ICBX|INSTINET, LLC|3300
ESE|ESCO TECH INC|IEQY|CITADEL SECURITIES LLC|3791
ESE|ESCO TECH INC|INCA|INSTINET, LLC|5630
ESE|ESCO TECH INC|INJX|INSTINET, LLC|1010
ESE|ESCO TECH INC|ITGI|ITG Inc.|6274
ESE|ESCO TECH INC|ITGP|ITG INC.|11000
ESE|ESCO TECH INC|JEFF|JEFFERIES LLC|277
ESE|ESCO TECH INC|JONE|JonesTrading|4098
ESE|ESCO TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|1848
ESE|ESCO TECH INC|JPMX|J.P. Morgan Securities LLC|32330
ESE|ESCO TECH INC|JSJX|JANE STREET CAPITAL LLC|2219
ESE|ESCO TECH INC|KCGM|VIRTU Americas LLC|4805
ESE|ESCO TECH INC|LEHM|Barclays Capital Inc./Le|22583
ESE|ESCO TECH INC|LIME|Lime Brokerage LLC|5286
ESE|ESCO TECH INC|LSCI|Lek Securities Corporation|831
ESE|ESCO TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27112
ESE|ESCO TECH INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|690
ESE|ESCO TECH INC|MSCO|MORGAN STANLEY & CO. LLC|50765
ESE|ESCO TECH INC|MSPL|MORGAN STANLEY & CO. LLC|17500
ESE|ESCO TECH INC|MSTX|MORGAN STANLEY & CO. LLC|600
ESE|ESCO TECH INC|NEED|Needham & Company, LLC|2
ESE|ESCO TECH INC|NFSC|National Financial Services LLC|3062
ESE|ESCO TECH INC|NITE|VIRTU Americas LLC|16431
ESE|ESCO TECH INC|NQRB|Brut, LLC|200
ESE|ESCO TECH INC|NTRC|Northern Trust Securities, Inc.|344
ESE|ESCO TECH INC|OPCO|Oppenheimer & Co. Inc.|170
ESE|ESCO TECH INC|PDQM|CODA MARKETS, INC.|1620
ESE|ESCO TECH INC|PWJC|UBS Financial Services, Inc.|720
ESE|ESCO TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|1196
ESE|ESCO TECH INC|SBSH|Citigroup Global Markets Inc.|12252
ESE|ESCO TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|4295
ESE|ESCO TECH INC|SPDR|SPEEDROUTE LLC|300
ESE|ESCO TECH INC|SWST|Hilltop Securities Inc.|12
ESE|ESCO TECH INC|TMBR|Timber Hill LLC|6
ESE|ESCO TECH INC|TRBT|Tradebot Systems, Inc.|904
ESE|ESCO TECH INC|TRCM|TRC MARKETS LLC|2226
ESE|ESCO TECH INC|UBSA|UBS SECURITIES LLC|42292
ESE|ESCO TECH INC|UBSS|UBS Securities LLC|57152
ESE|ESCO TECH INC|VALX|VIRTU AMERICAS LLC|5387
ESE|ESCO TECH INC|VGRD|Vanguard Marketing Corporation|25
ESE|ESCO TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|2507
ESE|ESCO TECH INC|WEED|Weeden & Co.L.P.|900
ESE|ESCO TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|121
ESE|ESCO TECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|101
ESE|ESCO TECH INC|WSEA|WOLVERINE SECURITIES, LLC|64
ESE|ESCO TECH INC|XIST|INSTINET, LLC|2800
ESE|ESCO TECH INC|XPQR|Jump Trading|300
ESE|ESCO TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2041
ESEA|EUROSEAS LTD|APCC|Apex Clearing Corporation|8330
ESEA|EUROSEAS LTD|BATM|CBOE TRADING, INC.|4147
ESEA|EUROSEAS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13301
ESEA|EUROSEAS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3400
ESEA|EUROSEAS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ESEA|EUROSEAS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2400
ESEA|EUROSEAS LTD|CTDL|Citadel Derivatives Group Llc|260
ESEA|EUROSEAS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
ESEA|EUROSEAS LTD|DBAB|Deutsche Bank Securities Inc.|1200
ESEA|EUROSEAS LTD|DBAX|Deutsche Bank Securities Inc.|1000
ESEA|EUROSEAS LTD|DEGS|RONIN PROFESSIONAL LLC|13474
ESEA|EUROSEAS LTD|EBXL|EBX LLC|800
ESEA|EUROSEAS LTD|EGAM|CBOE TRADING, INC.|600
ESEA|EUROSEAS LTD|EGXM|CBOE TRADING, INC.|200
ESEA|EUROSEAS LTD|ETBE|Electronic Transaction Clearing, Inc.|200
ESEA|EUROSEAS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
ESEA|EUROSEAS LTD|ETRS|E*Trade Securities LLC|29593
ESEA|EUROSEAS LTD|FBCO|Credit Suisse Securities (USA) LLC|28930
ESEA|EUROSEAS LTD|FILL|Tradestation Securities, Inc.|4077
ESEA|EUROSEAS LTD|FMAF|NBCN Inc./ CDS|149
ESEA|EUROSEAS LTD|FOMA|TD AMERITRADE CLEARING, INC.|161933
ESEA|EUROSEAS LTD|FTBR|Foliofn Investments, Inc.|1219
ESEA|EUROSEAS LTD|GLPX|ACS EXECUTION SERVICES, LLC|2310
ESEA|EUROSEAS LTD|GSCO|GOLDMAN SACHS & CO. LLC|2100
ESEA|EUROSEAS LTD|GSCS|GOLDMAN SACHS & CO. LLC|100
ESEA|EUROSEAS LTD|GSLT|GOLDMAN SACHS & CO. LLC|100
ESEA|EUROSEAS LTD|GTSZ|GTS SECURITIES LLC|100
ESEA|EUROSEAS LTD|HRBF|American Enterprise Investment Services Inc.|5
ESEA|EUROSEAS LTD|IATS|INTERACTIVE BROKERS LLC|5200
ESEA|EUROSEAS LTD|IBKR|Interactive Brokers Llc|72220
ESEA|EUROSEAS LTD|ICBX|INSTINET, LLC|700
ESEA|EUROSEAS LTD|INCA|INSTINET, LLC|20557
ESEA|EUROSEAS LTD|ITGI|ITG Inc.|1600
ESEA|EUROSEAS LTD|ITGP|ITG INC.|2400
ESEA|EUROSEAS LTD|JPMX|J.P. Morgan Securities LLC|400
ESEA|EUROSEAS LTD|KCGM|VIRTU Americas LLC|200
ESEA|EUROSEAS LTD|LEHM|Barclays Capital Inc./Le|11604
ESEA|EUROSEAS LTD|LIME|Lime Brokerage LLC|16193
ESEA|EUROSEAS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
ESEA|EUROSEAS LTD|MSCO|MORGAN STANLEY & CO. LLC|38607
ESEA|EUROSEAS LTD|MSPL|MORGAN STANLEY & CO. LLC|800
ESEA|EUROSEAS LTD|NATL|National Securities Corporation|7114
ESEA|EUROSEAS LTD|NFSC|National Financial Services LLC|100859
ESEA|EUROSEAS LTD|NITE|VIRTU Americas LLC|267885
ESEA|EUROSEAS LTD|NITP|VIRTU Americas LLC|820
ESEA|EUROSEAS LTD|OPCO|Oppenheimer & Co. Inc.|85
ESEA|EUROSEAS LTD|PDQM|CODA MARKETS, INC.|3211
ESEA|EUROSEAS LTD|RAJA|Raymond James & Associates, Inc.|50672
ESEA|EUROSEAS LTD|RBCM|RBC CAPITAL MARKETS, LLC|3
ESEA|EUROSEAS LTD|SPDR|SPEEDROUTE LLC|170
ESEA|EUROSEAS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|2400
ESEA|EUROSEAS LTD|SWIM|TD Ameritrade, Inc.|3885
ESEA|EUROSEAS LTD|TKNG|ALLY INVEST SECURITIES LLC|350
ESEA|EUROSEAS LTD|TRCM|TRC MARKETS LLC|1361
ESEA|EUROSEAS LTD|UBSA|UBS SECURITIES LLC|15392
ESEA|EUROSEAS LTD|UBSS|UBS Securities LLC|72712
ESEA|EUROSEAS LTD|VALX|VIRTU AMERICAS LLC|2100
ESEA|EUROSEAS LTD|VGRD|Vanguard Marketing Corporation|7573
ESEA|EUROSEAS LTD|WCHV|WELLS FARGO SECURITIES, LLC|3360
ESEA|EUROSEAS LTD|WEDB|WEDBUSH SECURITIES INC.|1100
ESEA|EUROSEAS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|830
ESEA|EUROSEAS LTD|WGIF|CIBC World Markets Inc.|5000
ESEA|EUROSEAS LTD|WSEA|WOLVERINE SECURITIES, LLC|5849
ESES|ECO-STIM ENERGY CM|ADAM|CANACCORD GENUITY INC.|11085
ESES|ECO-STIM ENERGY CM|ALTX|Alternet Securities Inc.|200
ESES|ECO-STIM ENERGY CM|APCC|Apex Clearing Corporation|379
ESES|ECO-STIM ENERGY CM|BATM|CBOE TRADING, INC.|400
ESES|ECO-STIM ENERGY CM|BERN|Sanford C. Bernstein & Co., LLC|279
ESES|ECO-STIM ENERGY CM|CHAS|Charles Schwab & Co., Inc.|200
ESES|ECO-STIM ENERGY CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22000
ESES|ECO-STIM ENERGY CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8413
ESES|ECO-STIM ENERGY CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4100
ESES|ECO-STIM ENERGY CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13905
ESES|ECO-STIM ENERGY CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1114
ESES|ECO-STIM ENERGY CM|DBAB|Deutsche Bank Securities Inc.|3759
ESES|ECO-STIM ENERGY CM|DBAX|Deutsche Bank Securities Inc.|1200
ESES|ECO-STIM ENERGY CM|EBXL|EBX LLC|13100
ESES|ECO-STIM ENERGY CM|EGAM|CBOE TRADING, INC.|51
ESES|ECO-STIM ENERGY CM|EGXM|CBOE TRADING, INC.|200
ESES|ECO-STIM ENERGY CM|EGXW|CBOE TRADING, INC.|1570
ESES|ECO-STIM ENERGY CM|ETRS|E*Trade Securities LLC|87857
ESES|ECO-STIM ENERGY CM|FBCO|Credit Suisse Securities (USA) LLC|23277
ESES|ECO-STIM ENERGY CM|FILL|Tradestation Securities, Inc.|4338
ESES|ECO-STIM ENERGY CM|FOMA|TD AMERITRADE CLEARING, INC.|103787
ESES|ECO-STIM ENERGY CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18601
ESES|ECO-STIM ENERGY CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1164
ESES|ECO-STIM ENERGY CM|GSCO|GOLDMAN SACHS & CO. LLC|5612
ESES|ECO-STIM ENERGY CM|GSCS|GOLDMAN SACHS & CO. LLC|52949
ESES|ECO-STIM ENERGY CM|GSLT|GOLDMAN SACHS & CO. LLC|300
ESES|ECO-STIM ENERGY CM|IBKR|Interactive Brokers Llc|75750
ESES|ECO-STIM ENERGY CM|ICBX|INSTINET, LLC|19300
ESES|ECO-STIM ENERGY CM|INCA|INSTINET, LLC|100360
ESES|ECO-STIM ENERGY CM|ITGI|ITG Inc.|200
ESES|ECO-STIM ENERGY CM|ITGP|ITG INC.|2000
ESES|ECO-STIM ENERGY CM|JPMX|J.P. Morgan Securities LLC|4000
ESES|ECO-STIM ENERGY CM|KCGM|VIRTU Americas LLC|3110
ESES|ECO-STIM ENERGY CM|LEHM|Barclays Capital Inc./Le|16995
ESES|ECO-STIM ENERGY CM|LIME|Lime Brokerage LLC|6127
ESES|ECO-STIM ENERGY CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ESES|ECO-STIM ENERGY CM|MSCO|MORGAN STANLEY & CO. LLC|23930
ESES|ECO-STIM ENERGY CM|NFSC|National Financial Services LLC|44149
ESES|ECO-STIM ENERGY CM|NITE|VIRTU Americas LLC|104772
ESES|ECO-STIM ENERGY CM|NQRB|Brut, LLC|1509
ESES|ECO-STIM ENERGY CM|PDQM|CODA MARKETS, INC.|1848
ESES|ECO-STIM ENERGY CM|RAJA|Raymond James & Associates, Inc.|1296
ESES|ECO-STIM ENERGY CM|RGLD|Regal Securities, Inc|5000
ESES|ECO-STIM ENERGY CM|RILY|B. RILEY FBR, INC.|5508
ESES|ECO-STIM ENERGY CM|SGMT|GOLDMAN SACHS & CO. LLC|5131
ESES|ECO-STIM ENERGY CM|SPDR|SPEEDROUTE LLC|100
ESES|ECO-STIM ENERGY CM|STFL|Stifel, Nicolaus & Company, Incorporated|535
ESES|ECO-STIM ENERGY CM|SWIM|TD Ameritrade, Inc.|61316
ESES|ECO-STIM ENERGY CM|UBSA|UBS SECURITIES LLC|17157
ESES|ECO-STIM ENERGY CM|UBSS|UBS Securities LLC|18768
ESES|ECO-STIM ENERGY CM|VGRD|Vanguard Marketing Corporation|2320
ESES|ECO-STIM ENERGY CM|WCHV|WELLS FARGO SECURITIES, LLC|6753
ESES|ECO-STIM ENERGY CM|WSEA|WOLVERINE SECURITIES, LLC|3788
ESES|ECO-STIM ENERGY CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|25000
ESG|FLXSHRS STX US ESG|ETRS|E*Trade Securities LLC|79
ESG|FLXSHRS STX US ESG|FBCO|Credit Suisse Securities (USA) LLC|3150
ESG|FLXSHRS STX US ESG|FOMA|TD AMERITRADE CLEARING, INC.|8
ESG|FLXSHRS STX US ESG|FTBR|Foliofn Investments, Inc.|3
ESG|FLXSHRS STX US ESG|IBKR|Interactive Brokers Llc|38
ESG|FLXSHRS STX US ESG|LIME|Lime Brokerage LLC|42
ESG|FLXSHRS STX US ESG|NFSC|National Financial Services LLC|256
ESG|FLXSHRS STX US ESG|NITE|VIRTU Americas LLC|1061
ESG|FLXSHRS STX US ESG|WCHV|WELLS FARGO SECURITIES, LLC|3
ESG|FLXSHRS STX US ESG|WSEA|WOLVERINE SECURITIES, LLC|7
ESG|FLXSHRS STX US ESG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|526
ESGD|ISHRS MSCI EAFE OPT|ALTX|Alternet Securities Inc.|100
ESGD|ISHRS MSCI EAFE OPT|APCC|Apex Clearing Corporation|122
ESGD|ISHRS MSCI EAFE OPT|BARD|Robert W. Baird & Co. Incorporated|106
ESGD|ISHRS MSCI EAFE OPT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2470
ESGD|ISHRS MSCI EAFE OPT|CANT|Cantor Fitzgerald & Co.|420
ESGD|ISHRS MSCI EAFE OPT|CHAS|Charles Schwab & Co., Inc.|921
ESGD|ISHRS MSCI EAFE OPT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16027
ESGD|ISHRS MSCI EAFE OPT|CSIN|Citadel Securities Institutional LLC|70986
ESGD|ISHRS MSCI EAFE OPT|CTDL|Citadel Derivatives Group Llc|131788
ESGD|ISHRS MSCI EAFE OPT|CXCX|CITIGROUP GLOBAL MARKETS INC.|5854
ESGD|ISHRS MSCI EAFE OPT|DADA|D.A. Davidson & Co.|469
ESGD|ISHRS MSCI EAFE OPT|DBAB|Deutsche Bank Securities Inc.|3000
ESGD|ISHRS MSCI EAFE OPT|DBAX|Deutsche Bank Securities Inc.|7600
ESGD|ISHRS MSCI EAFE OPT|DEAN|MORGAN STANLEY|6533
ESGD|ISHRS MSCI EAFE OPT|EBXL|EBX LLC|9500
ESGD|ISHRS MSCI EAFE OPT|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
ESGD|ISHRS MSCI EAFE OPT|EDJO|Edward D. Jones & Co., L.P.|1987
ESGD|ISHRS MSCI EAFE OPT|EGXM|CBOE TRADING, INC.|4
ESGD|ISHRS MSCI EAFE OPT|ETRS|E*Trade Securities LLC|924
ESGD|ISHRS MSCI EAFE OPT|FBCO|Credit Suisse Securities (USA) LLC|13614
ESGD|ISHRS MSCI EAFE OPT|FMAF|NBCN Inc./ CDS|1425
ESGD|ISHRS MSCI EAFE OPT|FOMA|TD AMERITRADE CLEARING, INC.|22104
ESGD|ISHRS MSCI EAFE OPT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6077
ESGD|ISHRS MSCI EAFE OPT|FTBR|Foliofn Investments, Inc.|3774
ESGD|ISHRS MSCI EAFE OPT|GEBB|GLOBAL EXECUTION BROKERS, LP|2360
ESGD|ISHRS MSCI EAFE OPT|GSCO|GOLDMAN SACHS & CO. LLC|12279
ESGD|ISHRS MSCI EAFE OPT|GTSZ|GTS SECURITIES LLC|4051
ESGD|ISHRS MSCI EAFE OPT|HRBF|American Enterprise Investment Services Inc.|1978
ESGD|ISHRS MSCI EAFE OPT|IBKR|Interactive Brokers Llc|5321
ESGD|ISHRS MSCI EAFE OPT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|978
ESGD|ISHRS MSCI EAFE OPT|ICBX|INSTINET, LLC|6200
ESGD|ISHRS MSCI EAFE OPT|ITGI|ITG Inc.|3687
ESGD|ISHRS MSCI EAFE OPT|ITGP|ITG INC.|6000
ESGD|ISHRS MSCI EAFE OPT|JPMX|J.P. Morgan Securities LLC|800
ESGD|ISHRS MSCI EAFE OPT|JSEB|JANE STREET EXECUTION SERVICES, LLC|47279
ESGD|ISHRS MSCI EAFE OPT|JSJX|JANE STREET CAPITAL LLC|57745
ESGD|ISHRS MSCI EAFE OPT|KCGM|VIRTU Americas LLC|8926
ESGD|ISHRS MSCI EAFE OPT|LEHM|Barclays Capital Inc./Le|12800
ESGD|ISHRS MSCI EAFE OPT|LIME|Lime Brokerage LLC|8130
ESGD|ISHRS MSCI EAFE OPT|MACC|Mid Atlantic Capital Corporation|80
ESGD|ISHRS MSCI EAFE OPT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6406
ESGD|ISHRS MSCI EAFE OPT|MOTF|MOTIF INVESTING, INC.|1
ESGD|ISHRS MSCI EAFE OPT|MSCO|MORGAN STANLEY & CO. LLC|35290
ESGD|ISHRS MSCI EAFE OPT|MSPL|MORGAN STANLEY & CO. LLC|3800
ESGD|ISHRS MSCI EAFE OPT|NFSC|National Financial Services LLC|11725
ESGD|ISHRS MSCI EAFE OPT|NITE|VIRTU Americas LLC|48599
ESGD|ISHRS MSCI EAFE OPT|OLDM|OLD MISSION CAPITAL, LLC|900
ESGD|ISHRS MSCI EAFE OPT|PWJC|UBS Financial Services, Inc.|187
ESGD|ISHRS MSCI EAFE OPT|RAJA|Raymond James & Associates, Inc.|2903
ESGD|ISHRS MSCI EAFE OPT|RBCM|RBC CAPITAL MARKETS, LLC|770
ESGD|ISHRS MSCI EAFE OPT|SALI|INTL FCSTONE FINANCIAL INC.|205
ESGD|ISHRS MSCI EAFE OPT|SBSH|Citigroup Global Markets Inc.|3219
ESGD|ISHRS MSCI EAFE OPT|SGMT|GOLDMAN SACHS & CO. LLC|1782
ESGD|ISHRS MSCI EAFE OPT|STFL|Stifel, Nicolaus & Company, Incorporated|1855
ESGD|ISHRS MSCI EAFE OPT|SWST|Hilltop Securities Inc.|1100
ESGD|ISHRS MSCI EAFE OPT|TRCM|TRC MARKETS LLC|1299
ESGD|ISHRS MSCI EAFE OPT|UBSA|UBS SECURITIES LLC|38481
ESGD|ISHRS MSCI EAFE OPT|UBSS|UBS Securities LLC|31863
ESGD|ISHRS MSCI EAFE OPT|VGRD|Vanguard Marketing Corporation|1194
ESGD|ISHRS MSCI EAFE OPT|WCHV|WELLS FARGO SECURITIES, LLC|7527
ESGD|ISHRS MSCI EAFE OPT|WGIF|CIBC World Markets Inc.|59
ESGD|ISHRS MSCI EAFE OPT|WSEA|WOLVERINE SECURITIES, LLC|5
ESGD|ISHRS MSCI EAFE OPT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9351
ESGE|ISHARES MSCI EM OPT|ALTX|Alternet Securities Inc.|2017
ESGE|ISHARES MSCI EM OPT|APCC|Apex Clearing Corporation|127
ESGE|ISHARES MSCI EM OPT|BARD|Robert W. Baird & Co. Incorporated|630
ESGE|ISHARES MSCI EM OPT|BBNT|BB&T SECURITIES, LLC|10
ESGE|ISHARES MSCI EM OPT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|221
ESGE|ISHARES MSCI EM OPT|CANT|Cantor Fitzgerald & Co.|317
ESGE|ISHARES MSCI EM OPT|CHAS|Charles Schwab & Co., Inc.|3
ESGE|ISHARES MSCI EM OPT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31268
ESGE|ISHARES MSCI EM OPT|CSIN|Citadel Securities Institutional LLC|81365
ESGE|ISHARES MSCI EM OPT|CTDL|Citadel Derivatives Group Llc|141776
ESGE|ISHARES MSCI EM OPT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
ESGE|ISHARES MSCI EM OPT|DBAB|Deutsche Bank Securities Inc.|2500
ESGE|ISHARES MSCI EM OPT|DBAX|Deutsche Bank Securities Inc.|6400
ESGE|ISHARES MSCI EM OPT|DEAN|MORGAN STANLEY|2731
ESGE|ISHARES MSCI EM OPT|EBXL|EBX LLC|10100
ESGE|ISHARES MSCI EM OPT|EDJO|Edward D. Jones & Co., L.P.|2783
ESGE|ISHARES MSCI EM OPT|EGXM|CBOE TRADING, INC.|5717
ESGE|ISHARES MSCI EM OPT|EGXW|CBOE TRADING, INC.|400
ESGE|ISHARES MSCI EM OPT|ETBE|Electronic Transaction Clearing, Inc.|319
ESGE|ISHARES MSCI EM OPT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|444
ESGE|ISHARES MSCI EM OPT|ETRS|E*Trade Securities LLC|75
ESGE|ISHARES MSCI EM OPT|FBCO|Credit Suisse Securities (USA) LLC|57973
ESGE|ISHARES MSCI EM OPT|FBSB|U.S. Bancorp Investments, Inc.|166
ESGE|ISHARES MSCI EM OPT|FILL|Tradestation Securities, Inc.|42
ESGE|ISHARES MSCI EM OPT|FINX|FINTECH SECURITIES|164
ESGE|ISHARES MSCI EM OPT|FMAF|NBCN Inc./ CDS|430
ESGE|ISHARES MSCI EM OPT|FOMA|TD AMERITRADE CLEARING, INC.|82229
ESGE|ISHARES MSCI EM OPT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24
ESGE|ISHARES MSCI EM OPT|FTBR|Foliofn Investments, Inc.|3100
ESGE|ISHARES MSCI EM OPT|GEBB|GLOBAL EXECUTION BROKERS, LP|15568
ESGE|ISHARES MSCI EM OPT|GLPX|ACS EXECUTION SERVICES, LLC|5034
ESGE|ISHARES MSCI EM OPT|GSCO|GOLDMAN SACHS & CO. LLC|20041
ESGE|ISHARES MSCI EM OPT|GTSZ|GTS SECURITIES LLC|4324
ESGE|ISHARES MSCI EM OPT|HRBF|American Enterprise Investment Services Inc.|2296
ESGE|ISHARES MSCI EM OPT|IATS|INTERACTIVE BROKERS LLC|160
ESGE|ISHARES MSCI EM OPT|IBKR|Interactive Brokers Llc|25961
ESGE|ISHARES MSCI EM OPT|ICBX|INSTINET, LLC|2700
ESGE|ISHARES MSCI EM OPT|INCA|INSTINET, LLC|501
ESGE|ISHARES MSCI EM OPT|ITGI|ITG Inc.|2534
ESGE|ISHARES MSCI EM OPT|ITGP|ITG INC.|5200
ESGE|ISHARES MSCI EM OPT|JANY|Janney Montgomery Scott Inc.|16
ESGE|ISHARES MSCI EM OPT|JPMX|J.P. Morgan Securities LLC|3000
ESGE|ISHARES MSCI EM OPT|JSEB|JANE STREET EXECUTION SERVICES, LLC|119067
ESGE|ISHARES MSCI EM OPT|JSJX|JANE STREET CAPITAL LLC|162532
ESGE|ISHARES MSCI EM OPT|KCGM|VIRTU Americas LLC|15296
ESGE|ISHARES MSCI EM OPT|LEHM|Barclays Capital Inc./Le|19400
ESGE|ISHARES MSCI EM OPT|LIME|Lime Brokerage LLC|12873
ESGE|ISHARES MSCI EM OPT|LMGP|LIME BROKERAGE LLC|500
ESGE|ISHARES MSCI EM OPT|MACC|Mid Atlantic Capital Corporation|195
ESGE|ISHARES MSCI EM OPT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
ESGE|ISHARES MSCI EM OPT|MSCO|MORGAN STANLEY & CO. LLC|66434
ESGE|ISHARES MSCI EM OPT|MSPL|MORGAN STANLEY & CO. LLC|3400
ESGE|ISHARES MSCI EM OPT|NFSC|National Financial Services LLC|26763
ESGE|ISHARES MSCI EM OPT|NITE|VIRTU Americas LLC|145623
ESGE|ISHARES MSCI EM OPT|NQRB|Brut, LLC|200
ESGE|ISHARES MSCI EM OPT|OLDM|OLD MISSION CAPITAL, LLC|24957
ESGE|ISHARES MSCI EM OPT|PDQM|CODA MARKETS, INC.|600
ESGE|ISHARES MSCI EM OPT|PWJC|UBS Financial Services, Inc.|2387
ESGE|ISHARES MSCI EM OPT|RAJA|Raymond James & Associates, Inc.|8979
ESGE|ISHARES MSCI EM OPT|RBCM|RBC CAPITAL MARKETS, LLC|2470
ESGE|ISHARES MSCI EM OPT|SAGL|SAGETRADER, LLC|500
ESGE|ISHARES MSCI EM OPT|SBSH|Citigroup Global Markets Inc.|4128
ESGE|ISHARES MSCI EM OPT|SGMT|GOLDMAN SACHS & CO. LLC|11491
ESGE|ISHARES MSCI EM OPT|STFL|Stifel, Nicolaus & Company, Incorporated|25
ESGE|ISHARES MSCI EM OPT|SWIM|TD Ameritrade, Inc.|489
ESGE|ISHARES MSCI EM OPT|SWST|Hilltop Securities Inc.|3641
ESGE|ISHARES MSCI EM OPT|TRBT|Tradebot Systems, Inc.|100
ESGE|ISHARES MSCI EM OPT|UBSA|UBS SECURITIES LLC|32963
ESGE|ISHARES MSCI EM OPT|UBSS|UBS Securities LLC|99703
ESGE|ISHARES MSCI EM OPT|VGRD|Vanguard Marketing Corporation|327
ESGE|ISHARES MSCI EM OPT|WBET|Wallachbeth Capital LLC|30900
ESGE|ISHARES MSCI EM OPT|WCHV|WELLS FARGO SECURITIES, LLC|18843
ESGE|ISHARES MSCI EM OPT|WGIF|CIBC World Markets Inc.|4700
ESGE|ISHARES MSCI EM OPT|WSEA|WOLVERINE SECURITIES, LLC|322
ESGE|ISHARES MSCI EM OPT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36674
ESGF|OPPENHEIMER GLOBAL E|BATM|CBOE TRADING, INC.|500
ESGF|OPPENHEIMER GLOBAL E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
ESGF|OPPENHEIMER GLOBAL E|ETRS|E*Trade Securities LLC|116
ESGF|OPPENHEIMER GLOBAL E|FTBR|Foliofn Investments, Inc.|1
ESGF|OPPENHEIMER GLOBAL E|JSJX|JANE STREET CAPITAL LLC|62
ESGF|OPPENHEIMER GLOBAL E|KCGM|VIRTU Americas LLC|47
ESGF|OPPENHEIMER GLOBAL E|LEHM|Barclays Capital Inc./Le|200
ESGF|OPPENHEIMER GLOBAL E|LIME|Lime Brokerage LLC|300
ESGF|OPPENHEIMER GLOBAL E|MOTF|MOTIF INVESTING, INC.|1
ESGF|OPPENHEIMER GLOBAL E|NITE|VIRTU Americas LLC|171
ESGF|OPPENHEIMER GLOBAL E|UBSA|UBS SECURITIES LLC|42
ESGF|OPPENHEIMER GLOBAL E|WCHV|WELLS FARGO SECURITIES, LLC|150
ESGF|OPPENHEIMER GLOBAL E|WSEA|WOLVERINE SECURITIES, LLC|1
ESGG|FLXSHRS STX GLB ESG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
ESGG|FLXSHRS STX GLB ESG|CANT|Cantor Fitzgerald & Co.|2200
ESGG|FLXSHRS STX GLB ESG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
ESGG|FLXSHRS STX GLB ESG|DBAB|Deutsche Bank Securities Inc.|100
ESGG|FLXSHRS STX GLB ESG|FBCO|Credit Suisse Securities (USA) LLC|6156
ESGG|FLXSHRS STX GLB ESG|FOMA|TD AMERITRADE CLEARING, INC.|100
ESGG|FLXSHRS STX GLB ESG|HRBF|American Enterprise Investment Services Inc.|203
ESGG|FLXSHRS STX GLB ESG|IBKR|Interactive Brokers Llc|375
ESGG|FLXSHRS STX GLB ESG|JSJX|JANE STREET CAPITAL LLC|4897
ESGG|FLXSHRS STX GLB ESG|KCGM|VIRTU Americas LLC|100
ESGG|FLXSHRS STX GLB ESG|LEHM|Barclays Capital Inc./Le|400
ESGG|FLXSHRS STX GLB ESG|LIME|Lime Brokerage LLC|169
ESGG|FLXSHRS STX GLB ESG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ESGG|FLXSHRS STX GLB ESG|MSCO|MORGAN STANLEY & CO. LLC|515
ESGG|FLXSHRS STX GLB ESG|NFSC|National Financial Services LLC|150
ESGG|FLXSHRS STX GLB ESG|NITE|VIRTU Americas LLC|1539
ESGG|FLXSHRS STX GLB ESG|SBSH|Citigroup Global Markets Inc.|5588
ESGG|FLXSHRS STX GLB ESG|SGMT|GOLDMAN SACHS & CO. LLC|100
ESGG|FLXSHRS STX GLB ESG|UBSA|UBS SECURITIES LLC|961
ESGG|FLXSHRS STX GLB ESG|UBSS|UBS Securities LLC|300
ESGG|FLXSHRS STX GLB ESG|WCHV|WELLS FARGO SECURITIES, LLC|503
ESGG|FLXSHRS STX GLB ESG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|628
ESGL|OPPENHEIMER ESG REVE|CHAS|Charles Schwab & Co., Inc.|1
ESGL|OPPENHEIMER ESG REVE|CTDL|Citadel Derivatives Group Llc|2199
ESGL|OPPENHEIMER ESG REVE|ETRS|E*Trade Securities LLC|33
ESGL|OPPENHEIMER ESG REVE|FTBR|Foliofn Investments, Inc.|3
ESGL|OPPENHEIMER ESG REVE|KCGM|VIRTU Americas LLC|6
ESGL|OPPENHEIMER ESG REVE|MOTF|MOTIF INVESTING, INC.|1
ESGL|OPPENHEIMER ESG REVE|NFSC|National Financial Services LLC|1010
ESGL|OPPENHEIMER ESG REVE|NITE|VIRTU Americas LLC|247
ESGL|OPPENHEIMER ESG REVE|UBSA|UBS SECURITIES LLC|93
ESGL|OPPENHEIMER ESG REVE|WSEA|WOLVERINE SECURITIES, LLC|24
ESGL|OPPENHEIMER ESG REVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3975
ESGN|COLUMBIA SSTNBL INTL|CTDL|Citadel Derivatives Group Llc|1300
ESGN|COLUMBIA SSTNBL INTL|ETRS|E*Trade Securities LLC|1010
ESGN|COLUMBIA SSTNBL INTL|FTBR|Foliofn Investments, Inc.|11
ESGN|COLUMBIA SSTNBL INTL|IBKR|Interactive Brokers Llc|67
ESGN|COLUMBIA SSTNBL INTL|JSJX|JANE STREET CAPITAL LLC|267
ESGN|COLUMBIA SSTNBL INTL|KCGM|VIRTU Americas LLC|3363
ESGN|COLUMBIA SSTNBL INTL|NFSC|National Financial Services LLC|98
ESGN|COLUMBIA SSTNBL INTL|NITE|VIRTU Americas LLC|537
ESGN|COLUMBIA SSTNBL INTL|UBSA|UBS SECURITIES LLC|426
ESGN|COLUMBIA SSTNBL INTL|WSEA|WOLVERINE SECURITIES, LLC|110
ESGN|COLUMBIA SSTNBL INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|137
ESGR|ENSTAR GROUP LIMITED|ANOS|ABEL/NOSER, L.L.C.|30
ESGR|ENSTAR GROUP LIMITED|APCC|Apex Clearing Corporation|11
ESGR|ENSTAR GROUP LIMITED|BARD|Robert W. Baird & Co. Incorporated|19
ESGR|ENSTAR GROUP LIMITED|BATM|CBOE TRADING, INC.|637
ESGR|ENSTAR GROUP LIMITED|BAYC|BAY CREST PARTNERS, LLC|24
ESGR|ENSTAR GROUP LIMITED|BBNT|BB&T SECURITIES, LLC|172
ESGR|ENSTAR GROUP LIMITED|BERN|Sanford C. Bernstein & Co., LLC|1002
ESGR|ENSTAR GROUP LIMITED|BMOC|BMO Capital Markets Corp.|1855
ESGR|ENSTAR GROUP LIMITED|BNPX|BNP PARIBAS SECURITIES CORP.|1142
ESGR|ENSTAR GROUP LIMITED|BTIG|BTIG, LLC|899
ESGR|ENSTAR GROUP LIMITED|CANT|Cantor Fitzgerald & Co.|1530
ESGR|ENSTAR GROUP LIMITED|CIST|Capital Institutional Services, Inc.|27
ESGR|ENSTAR GROUP LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21337
ESGR|ENSTAR GROUP LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26524
ESGR|ENSTAR GROUP LIMITED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25487
ESGR|ENSTAR GROUP LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14879
ESGR|ENSTAR GROUP LIMITED|CTDL|Citadel Derivatives Group Llc|2182
ESGR|ENSTAR GROUP LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|2942
ESGR|ENSTAR GROUP LIMITED|DAVA|Davenport & Company LLC|15
ESGR|ENSTAR GROUP LIMITED|DBAB|Deutsche Bank Securities Inc.|40393
ESGR|ENSTAR GROUP LIMITED|DBAX|Deutsche Bank Securities Inc.|15100
ESGR|ENSTAR GROUP LIMITED|DEAN|MORGAN STANLEY|22
ESGR|ENSTAR GROUP LIMITED|DEGS|RONIN PROFESSIONAL LLC|891
ESGR|ENSTAR GROUP LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|129
ESGR|ENSTAR GROUP LIMITED|EBXL|EBX LLC|11800
ESGR|ENSTAR GROUP LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|1754
ESGR|ENSTAR GROUP LIMITED|EDJO|Edward D. Jones & Co., L.P.|862
ESGR|ENSTAR GROUP LIMITED|EGAM|CBOE TRADING, INC.|416
ESGR|ENSTAR GROUP LIMITED|EGXW|CBOE TRADING, INC.|5
ESGR|ENSTAR GROUP LIMITED|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ESGR|ENSTAR GROUP LIMITED|ETRS|E*Trade Securities LLC|100
ESGR|ENSTAR GROUP LIMITED|FBCO|Credit Suisse Securities (USA) LLC|74679
ESGR|ENSTAR GROUP LIMITED|FMAF|NBCN Inc./ CDS|26
ESGR|ENSTAR GROUP LIMITED|FOMA|TD AMERITRADE CLEARING, INC.|1318
ESGR|ENSTAR GROUP LIMITED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11
ESGR|ENSTAR GROUP LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7797
ESGR|ENSTAR GROUP LIMITED|FTBR|Foliofn Investments, Inc.|31
ESGR|ENSTAR GROUP LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|3056
ESGR|ENSTAR GROUP LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|3256
ESGR|ENSTAR GROUP LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|68741
ESGR|ENSTAR GROUP LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|2815
ESGR|ENSTAR GROUP LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|22
ESGR|ENSTAR GROUP LIMITED|GTSZ|GTS SECURITIES LLC|999
ESGR|ENSTAR GROUP LIMITED|HRBF|American Enterprise Investment Services Inc.|41
ESGR|ENSTAR GROUP LIMITED|IBKR|Interactive Brokers Llc|2016
ESGR|ENSTAR GROUP LIMITED|ICBX|INSTINET, LLC|7100
ESGR|ENSTAR GROUP LIMITED|IEQY|CITADEL SECURITIES LLC|6068
ESGR|ENSTAR GROUP LIMITED|INCA|INSTINET, LLC|36079
ESGR|ENSTAR GROUP LIMITED|INJX|INSTINET, LLC|4990
ESGR|ENSTAR GROUP LIMITED|ITGI|ITG Inc.|21302
ESGR|ENSTAR GROUP LIMITED|ITGP|ITG INC.|4200
ESGR|ENSTAR GROUP LIMITED|JANY|Janney Montgomery Scott Inc.|235
ESGR|ENSTAR GROUP LIMITED|JEFF|JEFFERIES LLC|7710
ESGR|ENSTAR GROUP LIMITED|JONE|JonesTrading|150
ESGR|ENSTAR GROUP LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|1652
ESGR|ENSTAR GROUP LIMITED|JPMX|J.P. Morgan Securities LLC|22140
ESGR|ENSTAR GROUP LIMITED|JSJX|JANE STREET CAPITAL LLC|16
ESGR|ENSTAR GROUP LIMITED|KCGM|VIRTU Americas LLC|857
ESGR|ENSTAR GROUP LIMITED|LEHM|Barclays Capital Inc./Le|37064
ESGR|ENSTAR GROUP LIMITED|LIME|Lime Brokerage LLC|14471
ESGR|ENSTAR GROUP LIMITED|LMGP|LIME BROKERAGE LLC|700
ESGR|ENSTAR GROUP LIMITED|LQNB|LIQUIDNET, INC.|76
ESGR|ENSTAR GROUP LIMITED|MAXM|Maxim Group LLC|1298
ESGR|ENSTAR GROUP LIMITED|MCMF|Raymond James Ltd. Cds|361
ESGR|ENSTAR GROUP LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4538
ESGR|ENSTAR GROUP LIMITED|MSCO|MORGAN STANLEY & CO. LLC|129243
ESGR|ENSTAR GROUP LIMITED|MSPL|MORGAN STANLEY & CO. LLC|14000
ESGR|ENSTAR GROUP LIMITED|NFSC|National Financial Services LLC|3879
ESGR|ENSTAR GROUP LIMITED|NITE|VIRTU Americas LLC|17819
ESGR|ENSTAR GROUP LIMITED|NITP|VIRTU Americas LLC|100
ESGR|ENSTAR GROUP LIMITED|NTRC|Northern Trust Securities, Inc.|186
ESGR|ENSTAR GROUP LIMITED|PDQM|CODA MARKETS, INC.|6361
ESGR|ENSTAR GROUP LIMITED|RAJA|Raymond James & Associates, Inc.|765
ESGR|ENSTAR GROUP LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|139
ESGR|ENSTAR GROUP LIMITED|SBSH|Citigroup Global Markets Inc.|25278
ESGR|ENSTAR GROUP LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|3348
ESGR|ENSTAR GROUP LIMITED|SPDR|SPEEDROUTE LLC|2208
ESGR|ENSTAR GROUP LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|503
ESGR|ENSTAR GROUP LIMITED|SWST|Hilltop Securities Inc.|423
ESGR|ENSTAR GROUP LIMITED|TRBT|Tradebot Systems, Inc.|6845
ESGR|ENSTAR GROUP LIMITED|TRCM|TRC MARKETS LLC|5769
ESGR|ENSTAR GROUP LIMITED|UBSA|UBS SECURITIES LLC|29133
ESGR|ENSTAR GROUP LIMITED|UBSS|UBS Securities LLC|92857
ESGR|ENSTAR GROUP LIMITED|VALX|VIRTU AMERICAS LLC|5110
ESGR|ENSTAR GROUP LIMITED|VGRD|Vanguard Marketing Corporation|93
ESGR|ENSTAR GROUP LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|2331
ESGR|ENSTAR GROUP LIMITED|WDNX|WEEDEN & CO.L.P.|1398
ESGR|ENSTAR GROUP LIMITED|WGIF|CIBC World Markets Inc.|77
ESGR|ENSTAR GROUP LIMITED|WSAG|WALL STREET ACCESS|90
ESGR|ENSTAR GROUP LIMITED|WSEA|WOLVERINE SECURITIES, LLC|3
ESGR|ENSTAR GROUP LIMITED|XIST|INSTINET, LLC|2254
ESGR|ENSTAR GROUP LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ESGR|ENSTAR GROUP LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78
ESGS|COLUMBIA SSTNBL US N|CHAS|Charles Schwab & Co., Inc.|1
ESGS|COLUMBIA SSTNBL US N|EGXM|CBOE TRADING, INC.|2
ESGS|COLUMBIA SSTNBL US N|ETRS|E*Trade Securities LLC|2
ESGS|COLUMBIA SSTNBL US N|FTBR|Foliofn Investments, Inc.|11
ESGS|COLUMBIA SSTNBL US N|JSJX|JANE STREET CAPITAL LLC|382
ESGS|COLUMBIA SSTNBL US N|NFSC|National Financial Services LLC|644
ESGS|COLUMBIA SSTNBL US N|NITE|VIRTU Americas LLC|178
ESGS|COLUMBIA SSTNBL US N|WSEA|WOLVERINE SECURITIES, LLC|9
ESGS|COLUMBIA SSTNBL US N|YLPL|Linsco/Private Ledger Financial Services, Incorporated|289
ESGU|ISHR MSCI US ESG OPT|APCC|Apex Clearing Corporation|201
ESGU|ISHR MSCI US ESG OPT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3931
ESGU|ISHR MSCI US ESG OPT|DBAX|Deutsche Bank Securities Inc.|100
ESGU|ISHR MSCI US ESG OPT|ECUT|CONVERGEX EXECUTION SOLUTIONS|20
ESGU|ISHR MSCI US ESG OPT|EGXM|CBOE TRADING, INC.|2
ESGU|ISHR MSCI US ESG OPT|FBCO|Credit Suisse Securities (USA) LLC|7447
ESGU|ISHR MSCI US ESG OPT|FOMA|TD AMERITRADE CLEARING, INC.|28941
ESGU|ISHR MSCI US ESG OPT|FTBR|Foliofn Investments, Inc.|278
ESGU|ISHR MSCI US ESG OPT|GSLT|GOLDMAN SACHS & CO. LLC|38
ESGU|ISHR MSCI US ESG OPT|HRBF|American Enterprise Investment Services Inc.|54
ESGU|ISHR MSCI US ESG OPT|IBKR|Interactive Brokers Llc|517
ESGU|ISHR MSCI US ESG OPT|JPMX|J.P. Morgan Securities LLC|400
ESGU|ISHR MSCI US ESG OPT|JSEB|JANE STREET EXECUTION SERVICES, LLC|15677
ESGU|ISHR MSCI US ESG OPT|JSJX|JANE STREET CAPITAL LLC|27271
ESGU|ISHR MSCI US ESG OPT|KCGM|VIRTU Americas LLC|2266
ESGU|ISHR MSCI US ESG OPT|LIME|Lime Brokerage LLC|916
ESGU|ISHR MSCI US ESG OPT|MSCO|MORGAN STANLEY & CO. LLC|569
ESGU|ISHR MSCI US ESG OPT|MSPL|MORGAN STANLEY & CO. LLC|500
ESGU|ISHR MSCI US ESG OPT|NFSC|National Financial Services LLC|44886
ESGU|ISHR MSCI US ESG OPT|NITE|VIRTU Americas LLC|99148
ESGU|ISHR MSCI US ESG OPT|RAJA|Raymond James & Associates, Inc.|856
ESGU|ISHR MSCI US ESG OPT|SGMT|GOLDMAN SACHS & CO. LLC|600
ESGU|ISHR MSCI US ESG OPT|SWIM|TD Ameritrade, Inc.|52
ESGU|ISHR MSCI US ESG OPT|TRCM|TRC MARKETS LLC|33
ESGU|ISHR MSCI US ESG OPT|UBSA|UBS SECURITIES LLC|3500
ESGU|ISHR MSCI US ESG OPT|UBSS|UBS Securities LLC|8408
ESGU|ISHR MSCI US ESG OPT|WCHV|WELLS FARGO SECURITIES, LLC|185
ESGU|ISHR MSCI US ESG OPT|WGIF|CIBC World Markets Inc.|3400
ESGU|ISHR MSCI US ESG OPT|WSEA|WOLVERINE SECURITIES, LLC|26
ESGU|ISHR MSCI US ESG OPT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1795
ESGW|COLUMBIA SUSTAINABLE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
ESGW|COLUMBIA SUSTAINABLE|CHAS|Charles Schwab & Co., Inc.|1
ESGW|COLUMBIA SUSTAINABLE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|308
ESGW|COLUMBIA SUSTAINABLE|FTBR|Foliofn Investments, Inc.|10
ESGW|COLUMBIA SUSTAINABLE|JSJX|JANE STREET CAPITAL LLC|710
ESGW|COLUMBIA SUSTAINABLE|KCGM|VIRTU Americas LLC|500
ESGW|COLUMBIA SUSTAINABLE|LEHM|Barclays Capital Inc./Le|200
ESGW|COLUMBIA SUSTAINABLE|LIME|Lime Brokerage LLC|68
ESGW|COLUMBIA SUSTAINABLE|NFSC|National Financial Services LLC|705
ESGW|COLUMBIA SUSTAINABLE|NITE|VIRTU Americas LLC|411
ESGW|COLUMBIA SUSTAINABLE|RBCM|RBC CAPITAL MARKETS, LLC|291
ESGW|COLUMBIA SUSTAINABLE|UBSA|UBS SECURITIES LLC|766
ESGW|COLUMBIA SUSTAINABLE|UBSS|UBS Securities LLC|610
ESIO|ELECTRO SCI INDS  ##|AGIS|Aegis Capital Corp.|750
ESIO|ELECTRO SCI INDS  ##|ALTX|Alternet Securities Inc.|6699
ESIO|ELECTRO SCI INDS  ##|ANOS|ABEL/NOSER, L.L.C.|555
ESIO|ELECTRO SCI INDS  ##|APCC|Apex Clearing Corporation|2295
ESIO|ELECTRO SCI INDS  ##|AQUA|AQUA SECURITIES L.P.|52600
ESIO|ELECTRO SCI INDS  ##|BANK|Primevest Financial Services, Inc.|220
ESIO|ELECTRO SCI INDS  ##|BARD|Robert W. Baird & Co. Incorporated|805
ESIO|ELECTRO SCI INDS  ##|BATM|CBOE TRADING, INC.|1582
ESIO|ELECTRO SCI INDS  ##|BAYT|BTIG, LLC|1700
ESIO|ELECTRO SCI INDS  ##|BBNT|BB&T SECURITIES, LLC|1105
ESIO|ELECTRO SCI INDS  ##|BERN|Sanford C. Bernstein & Co., LLC|71566
ESIO|ELECTRO SCI INDS  ##|BIAD|SAGETRADER, LLC|228
ESIO|ELECTRO SCI INDS  ##|BIDS|BIDS TRADING L.P.|2500
ESIO|ELECTRO SCI INDS  ##|BIMI|Banca IMI Securities Corp.|1110
ESIO|ELECTRO SCI INDS  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5912
ESIO|ELECTRO SCI INDS  ##|BLKX|INSTINET, LLC|60030
ESIO|ELECTRO SCI INDS  ##|BMOC|BMO Capital Markets Corp.|35229
ESIO|ELECTRO SCI INDS  ##|BNPX|BNP PARIBAS SECURITIES CORP.|7808
ESIO|ELECTRO SCI INDS  ##|BRGE|Newbridge Securities Corp.|3590
ESIO|ELECTRO SCI INDS  ##|BRVL|BLAYLOCK VAN, LLC|800
ESIO|ELECTRO SCI INDS  ##|BTIG|BTIG, LLC|10327
ESIO|ELECTRO SCI INDS  ##|BYXM|CBOE TRADING, INC.|1225
ESIO|ELECTRO SCI INDS  ##|CANT|Cantor Fitzgerald & Co.|1040
ESIO|ELECTRO SCI INDS  ##|CHAS|Charles Schwab & Co., Inc.|4242
ESIO|ELECTRO SCI INDS  ##|CIST|Capital Institutional Services, Inc.|7301
ESIO|ELECTRO SCI INDS  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36404
ESIO|ELECTRO SCI INDS  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5911
ESIO|ELECTRO SCI INDS  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ESIO|ELECTRO SCI INDS  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300445
ESIO|ELECTRO SCI INDS  ##|CTDL|Citadel Derivatives Group Llc|18470
ESIO|ELECTRO SCI INDS  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|21972
ESIO|ELECTRO SCI INDS  ##|DADA|D.A. Davidson & Co.|24286
ESIO|ELECTRO SCI INDS  ##|DBAB|Deutsche Bank Securities Inc.|278469
ESIO|ELECTRO SCI INDS  ##|DBAX|Deutsche Bank Securities Inc.|110300
ESIO|ELECTRO SCI INDS  ##|DBUL|Deutsche Bank Securities Inc.|1000
ESIO|ELECTRO SCI INDS  ##|DEAN|MORGAN STANLEY|10043
ESIO|ELECTRO SCI INDS  ##|DEGS|RONIN PROFESSIONAL LLC|9553
ESIO|ELECTRO SCI INDS  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|219
ESIO|ELECTRO SCI INDS  ##|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2762
ESIO|ELECTRO SCI INDS  ##|EBXL|EBX LLC|127800
ESIO|ELECTRO SCI INDS  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|83148
ESIO|ELECTRO SCI INDS  ##|EDJO|Edward D. Jones & Co., L.P.|1425
ESIO|ELECTRO SCI INDS  ##|EGAM|CBOE TRADING, INC.|13285
ESIO|ELECTRO SCI INDS  ##|EGMT|EG MARKET TECHNOLOGIES LLC|500
ESIO|ELECTRO SCI INDS  ##|EGXM|CBOE TRADING, INC.|3391
ESIO|ELECTRO SCI INDS  ##|ETBE|Electronic Transaction Clearing, Inc.|8140
ESIO|ELECTRO SCI INDS  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7318
ESIO|ELECTRO SCI INDS  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8460
ESIO|ELECTRO SCI INDS  ##|ETRS|E*Trade Securities LLC|243966
ESIO|ELECTRO SCI INDS  ##|FBCO|Credit Suisse Securities (USA) LLC|371590
ESIO|ELECTRO SCI INDS  ##|FILL|Tradestation Securities, Inc.|2321
ESIO|ELECTRO SCI INDS  ##|FMAF|NBCN Inc./ CDS|1662
ESIO|ELECTRO SCI INDS  ##|FOMA|TD AMERITRADE CLEARING, INC.|614256
ESIO|ELECTRO SCI INDS  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
ESIO|ELECTRO SCI INDS  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|123361
ESIO|ELECTRO SCI INDS  ##|FTBR|Foliofn Investments, Inc.|25385
ESIO|ELECTRO SCI INDS  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|34269
ESIO|ELECTRO SCI INDS  ##|GLIS|TD Securities Inc|1024
ESIO|ELECTRO SCI INDS  ##|GLPX|ACS EXECUTION SERVICES, LLC|7595
ESIO|ELECTRO SCI INDS  ##|GSCO|GOLDMAN SACHS & CO. LLC|654381
ESIO|ELECTRO SCI INDS  ##|GSCS|GOLDMAN SACHS & CO. LLC|178217
ESIO|ELECTRO SCI INDS  ##|GSLT|GOLDMAN SACHS & CO. LLC|7240
ESIO|ELECTRO SCI INDS  ##|GTSZ|GTS SECURITIES LLC|45521
ESIO|ELECTRO SCI INDS  ##|HAPX|HAP Trading, LLC|100
ESIO|ELECTRO SCI INDS  ##|HRBF|American Enterprise Investment Services Inc.|2316
ESIO|ELECTRO SCI INDS  ##|HSBC|HSBC Securities, Inc.|201
ESIO|ELECTRO SCI INDS  ##|IATS|INTERACTIVE BROKERS LLC|12155
ESIO|ELECTRO SCI INDS  ##|IBKR|Interactive Brokers Llc|223508
ESIO|ELECTRO SCI INDS  ##|ICBX|INSTINET, LLC|39700
ESIO|ELECTRO SCI INDS  ##|IEQY|CITADEL SECURITIES LLC|42491
ESIO|ELECTRO SCI INDS  ##|INCA|INSTINET, LLC|371189
ESIO|ELECTRO SCI INDS  ##|INJX|INSTINET, LLC|31216
ESIO|ELECTRO SCI INDS  ##|ITGI|ITG Inc.|215772
ESIO|ELECTRO SCI INDS  ##|ITGP|ITG INC.|208200
ESIO|ELECTRO SCI INDS  ##|JANY|Janney Montgomery Scott Inc.|100
ESIO|ELECTRO SCI INDS  ##|JEFF|JEFFERIES LLC|88133
ESIO|ELECTRO SCI INDS  ##|JMPT|JUMP TRADING, LLC|74914
ESIO|ELECTRO SCI INDS  ##|JONE|JonesTrading|137512
ESIO|ELECTRO SCI INDS  ##|JPBX|J.P. MORGAN SECURITIES LLC|20240
ESIO|ELECTRO SCI INDS  ##|JPMX|J.P. Morgan Securities LLC|185253
ESIO|ELECTRO SCI INDS  ##|JSCL|JOSEPH STONE CAPITAL L.L.C.|200
ESIO|ELECTRO SCI INDS  ##|JSJX|JANE STREET CAPITAL LLC|3940
ESIO|ELECTRO SCI INDS  ##|KCGM|VIRTU Americas LLC|49564
ESIO|ELECTRO SCI INDS  ##|KING|C. L. King & Associates, Inc.|1100
ESIO|ELECTRO SCI INDS  ##|LEHM|Barclays Capital Inc./Le|892076
ESIO|ELECTRO SCI INDS  ##|LIME|Lime Brokerage LLC|114421
ESIO|ELECTRO SCI INDS  ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|24800
ESIO|ELECTRO SCI INDS  ##|LOOP|Loop Capital Markets LLC|3484
ESIO|ELECTRO SCI INDS  ##|LQNA|LIQUIDNET, INC.|28200
ESIO|ELECTRO SCI INDS  ##|LQNB|LIQUIDNET, INC.|49000
ESIO|ELECTRO SCI INDS  ##|LSCI|Lek Securities Corporation|218
ESIO|ELECTRO SCI INDS  ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ESIO|ELECTRO SCI INDS  ##|MAXM|Maxim Group LLC|22232
ESIO|ELECTRO SCI INDS  ##|MCMF|Raymond James Ltd. Cds|7812
ESIO|ELECTRO SCI INDS  ##|MKMP|MKM Partners LLC|4179
ESIO|ELECTRO SCI INDS  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102684
ESIO|ELECTRO SCI INDS  ##|MOTF|MOTIF INVESTING, INC.|4
ESIO|ELECTRO SCI INDS  ##|MSCO|MORGAN STANLEY & CO. LLC|2747099
ESIO|ELECTRO SCI INDS  ##|MSPL|MORGAN STANLEY & CO. LLC|275600
ESIO|ELECTRO SCI INDS  ##|MSTX|MORGAN STANLEY & CO. LLC|156300
ESIO|ELECTRO SCI INDS  ##|MTON|MILLINGTON SECURITIES, INC.|11361
ESIO|ELECTRO SCI INDS  ##|NEED|Needham & Company, LLC|9051
ESIO|ELECTRO SCI INDS  ##|NFSC|National Financial Services LLC|489245
ESIO|ELECTRO SCI INDS  ##|NITE|VIRTU Americas LLC|819952
ESIO|ELECTRO SCI INDS  ##|NITP|VIRTU Americas LLC|2400
ESIO|ELECTRO SCI INDS  ##|NQRB|Brut, LLC|14012
ESIO|ELECTRO SCI INDS  ##|OHOS|TWO SIGMA SECURITIES, LLC|214
ESIO|ELECTRO SCI INDS  ##|OPCO|Oppenheimer & Co. Inc.|1500
ESIO|ELECTRO SCI INDS  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ESIO|ELECTRO SCI INDS  ##|PCPT|PHILLIP CAPITAL INC.|12400
ESIO|ELECTRO SCI INDS  ##|PDQM|CODA MARKETS, INC.|22691
ESIO|ELECTRO SCI INDS  ##|PWJC|UBS Financial Services, Inc.|900
ESIO|ELECTRO SCI INDS  ##|RAJA|Raymond James & Associates, Inc.|17747
ESIO|ELECTRO SCI INDS  ##|RBCM|RBC CAPITAL MARKETS, LLC|5899
ESIO|ELECTRO SCI INDS  ##|SAGL|SAGETRADER, LLC|10433
ESIO|ELECTRO SCI INDS  ##|SAGW|SAGETRADER, LLC|325
ESIO|ELECTRO SCI INDS  ##|SALI|INTL FCSTONE FINANCIAL INC.|1000
ESIO|ELECTRO SCI INDS  ##|SBSH|Citigroup Global Markets Inc.|120707
ESIO|ELECTRO SCI INDS  ##|SEIC|SEI Investments Distribution Co.|100
ESIO|ELECTRO SCI INDS  ##|SGMT|GOLDMAN SACHS & CO. LLC|111472
ESIO|ELECTRO SCI INDS  ##|SPDR|SPEEDROUTE LLC|5418
ESIO|ELECTRO SCI INDS  ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|1390
ESIO|ELECTRO SCI INDS  ##|STFL|Stifel, Nicolaus & Company, Incorporated|35127
ESIO|ELECTRO SCI INDS  ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11
ESIO|ELECTRO SCI INDS  ##|SWIM|TD Ameritrade, Inc.|125520
ESIO|ELECTRO SCI INDS  ##|SWST|Hilltop Securities Inc.|2888
ESIO|ELECTRO SCI INDS  ##|TKNG|ALLY INVEST SECURITIES LLC|4299
ESIO|ELECTRO SCI INDS  ##|TRBT|Tradebot Systems, Inc.|281646
ESIO|ELECTRO SCI INDS  ##|TRCM|TRC MARKETS LLC|147087
ESIO|ELECTRO SCI INDS  ##|TWTT|TASTYWORKS, INC.|400
ESIO|ELECTRO SCI INDS  ##|UBSA|UBS SECURITIES LLC|415990
ESIO|ELECTRO SCI INDS  ##|UBSS|UBS Securities LLC|897543
ESIO|ELECTRO SCI INDS  ##|VALX|VIRTU AMERICAS LLC|10345
ESIO|ELECTRO SCI INDS  ##|VERT|The Vertical Trading Group, LLC|4200
ESIO|ELECTRO SCI INDS  ##|VGRD|Vanguard Marketing Corporation|38898
ESIO|ELECTRO SCI INDS  ##|VSIN|Vision Financial Markets Llc|465
ESIO|ELECTRO SCI INDS  ##|WABR|Wall Street Access|13061
ESIO|ELECTRO SCI INDS  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ESIO|ELECTRO SCI INDS  ##|WCHV|WELLS FARGO SECURITIES, LLC|187891
ESIO|ELECTRO SCI INDS  ##|WEED|Weeden & Co.L.P.|838
ESIO|ELECTRO SCI INDS  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17889
ESIO|ELECTRO SCI INDS  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19519
ESIO|ELECTRO SCI INDS  ##|WGIF|CIBC World Markets Inc.|1390
ESIO|ELECTRO SCI INDS  ##|WSEA|WOLVERINE SECURITIES, LLC|14880
ESIO|ELECTRO SCI INDS  ##|XIST|INSTINET, LLC|23620
ESIO|ELECTRO SCI INDS  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|79078
ESIO|ELECTRO SCI INDS  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1460
ESIO|ELECTRO SCI INDS  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2696
ESL|ESTERLINE TECH CP|ALTX|Alternet Securities Inc.|1363
ESL|ESTERLINE TECH CP|ANOS|ABEL/NOSER, L.L.C.|127
ESL|ESTERLINE TECH CP|APCC|Apex Clearing Corporation|8
ESL|ESTERLINE TECH CP|BANK|Primevest Financial Services, Inc.|16
ESL|ESTERLINE TECH CP|BARD|Robert W. Baird & Co. Incorporated|1564
ESL|ESTERLINE TECH CP|BATM|CBOE TRADING, INC.|2854
ESL|ESTERLINE TECH CP|BBNT|BB&T SECURITIES, LLC|100
ESL|ESTERLINE TECH CP|BERN|Sanford C. Bernstein & Co., LLC|4307
ESL|ESTERLINE TECH CP|BIDS|BIDS TRADING L.P.|15965
ESL|ESTERLINE TECH CP|BKCM|BNY Mellon Capital Markets LLC|3678
ESL|ESTERLINE TECH CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|307
ESL|ESTERLINE TECH CP|BNPX|BNP PARIBAS SECURITIES CORP.|3731
ESL|ESTERLINE TECH CP|BRVL|BLAYLOCK VAN, LLC|400
ESL|ESTERLINE TECH CP|BTIG|BTIG, LLC|558
ESL|ESTERLINE TECH CP|BYXM|CBOE TRADING, INC.|300
ESL|ESTERLINE TECH CP|BZYD|GOLDMAN SACHS & CO. LLC|500
ESL|ESTERLINE TECH CP|CIST|Capital Institutional Services, Inc.|6
ESL|ESTERLINE TECH CP|CJSC|CJS Securities, Inc.|15965
ESL|ESTERLINE TECH CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35383
ESL|ESTERLINE TECH CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1306
ESL|ESTERLINE TECH CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|120
ESL|ESTERLINE TECH CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66094
ESL|ESTERLINE TECH CP|CTDL|Citadel Derivatives Group Llc|3695
ESL|ESTERLINE TECH CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|14304
ESL|ESTERLINE TECH CP|DBAB|Deutsche Bank Securities Inc.|9930
ESL|ESTERLINE TECH CP|DBAX|Deutsche Bank Securities Inc.|61600
ESL|ESTERLINE TECH CP|DBUL|Deutsche Bank Securities Inc.|100
ESL|ESTERLINE TECH CP|DCHF|Dart Executions, LLC|480
ESL|ESTERLINE TECH CP|DEAN|MORGAN STANLEY|563
ESL|ESTERLINE TECH CP|DEGS|RONIN PROFESSIONAL LLC|100
ESL|ESTERLINE TECH CP|EBXL|EBX LLC|31600
ESL|ESTERLINE TECH CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1225
ESL|ESTERLINE TECH CP|EDJO|Edward D. Jones & Co., L.P.|197
ESL|ESTERLINE TECH CP|EGAM|CBOE TRADING, INC.|2801
ESL|ESTERLINE TECH CP|EGMT|EG MARKET TECHNOLOGIES LLC|861
ESL|ESTERLINE TECH CP|EGXM|CBOE TRADING, INC.|1493
ESL|ESTERLINE TECH CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|14
ESL|ESTERLINE TECH CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ESL|ESTERLINE TECH CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9565
ESL|ESTERLINE TECH CP|ETRS|E*Trade Securities LLC|5984
ESL|ESTERLINE TECH CP|FILL|Tradestation Securities, Inc.|21
ESL|ESTERLINE TECH CP|FMAF|NBCN Inc./ CDS|5400
ESL|ESTERLINE TECH CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
ESL|ESTERLINE TECH CP|FQLS|Quantlab Securities LP|23636
ESL|ESTERLINE TECH CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18805
ESL|ESTERLINE TECH CP|FTBR|Foliofn Investments, Inc.|303
ESL|ESTERLINE TECH CP|GLPX|ACS EXECUTION SERVICES, LLC|1234
ESL|ESTERLINE TECH CP|GSCO|GOLDMAN SACHS & CO. LLC|72434
ESL|ESTERLINE TECH CP|GSLT|GOLDMAN SACHS & CO. LLC|233
ESL|ESTERLINE TECH CP|GTSZ|GTS SECURITIES LLC|2865
ESL|ESTERLINE TECH CP|HAPX|HAP Trading, LLC|448
ESL|ESTERLINE TECH CP|HPPX|POTAMUS TRADING, LLC|169
ESL|ESTERLINE TECH CP|HRBF|American Enterprise Investment Services Inc.|543
ESL|ESTERLINE TECH CP|IATS|INTERACTIVE BROKERS LLC|5647
ESL|ESTERLINE TECH CP|IBKR|Interactive Brokers Llc|4975
ESL|ESTERLINE TECH CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|448
ESL|ESTERLINE TECH CP|ICBX|INSTINET, LLC|9236
ESL|ESTERLINE TECH CP|IEQY|CITADEL SECURITIES LLC|11233
ESL|ESTERLINE TECH CP|INCA|INSTINET, LLC|19064
ESL|ESTERLINE TECH CP|INJX|INSTINET, LLC|702
ESL|ESTERLINE TECH CP|ITGI|ITG Inc.|5889
ESL|ESTERLINE TECH CP|ITGP|ITG INC.|8600
ESL|ESTERLINE TECH CP|JANY|Janney Montgomery Scott Inc.|75
ESL|ESTERLINE TECH CP|JEFF|JEFFERIES LLC|24637
ESL|ESTERLINE TECH CP|JMPT|JUMP TRADING, LLC|7225
ESL|ESTERLINE TECH CP|JONE|JonesTrading|3840
ESL|ESTERLINE TECH CP|JPBX|J.P. MORGAN SECURITIES LLC|16592
ESL|ESTERLINE TECH CP|JPMX|J.P. Morgan Securities LLC|68754
ESL|ESTERLINE TECH CP|JSJX|JANE STREET CAPITAL LLC|2055
ESL|ESTERLINE TECH CP|KCGM|VIRTU Americas LLC|7444
ESL|ESTERLINE TECH CP|LEHM|Barclays Capital Inc./Le|115835
ESL|ESTERLINE TECH CP|LIME|Lime Brokerage LLC|9505
ESL|ESTERLINE TECH CP|LOOP|Loop Capital Markets LLC|375
ESL|ESTERLINE TECH CP|LSCI|Lek Securities Corporation|13
ESL|ESTERLINE TECH CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41430
ESL|ESTERLINE TECH CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2
ESL|ESTERLINE TECH CP|MSCO|MORGAN STANLEY & CO. LLC|400140
ESL|ESTERLINE TECH CP|MSPL|MORGAN STANLEY & CO. LLC|92100
ESL|ESTERLINE TECH CP|MSTX|MORGAN STANLEY & CO. LLC|5100
ESL|ESTERLINE TECH CP|NEUB|NEUBERGER BERMAN BD LLC|35
ESL|ESTERLINE TECH CP|NFSC|National Financial Services LLC|27951
ESL|ESTERLINE TECH CP|NITE|VIRTU Americas LLC|56279
ESL|ESTERLINE TECH CP|NQRB|Brut, LLC|100
ESL|ESTERLINE TECH CP|NTRC|Northern Trust Securities, Inc.|924
ESL|ESTERLINE TECH CP|OPCO|Oppenheimer & Co. Inc.|366
ESL|ESTERLINE TECH CP|PDQM|CODA MARKETS, INC.|10951
ESL|ESTERLINE TECH CP|RBCM|RBC CAPITAL MARKETS, LLC|2042
ESL|ESTERLINE TECH CP|SAGL|SAGETRADER, LLC|1247
ESL|ESTERLINE TECH CP|SAGW|SAGETRADER, LLC|100
ESL|ESTERLINE TECH CP|SBSH|Citigroup Global Markets Inc.|16839
ESL|ESTERLINE TECH CP|SGMT|GOLDMAN SACHS & CO. LLC|16514
ESL|ESTERLINE TECH CP|SOGO|Wang Investment Associates, Inc.|100
ESL|ESTERLINE TECH CP|SPDR|SPEEDROUTE LLC|5653
ESL|ESTERLINE TECH CP|SPHN|Stephens Inc.|36
ESL|ESTERLINE TECH CP|SPTD|MINT GLOBAL MARKETS, INC.|764
ESL|ESTERLINE TECH CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
ESL|ESTERLINE TECH CP|STFL|Stifel, Nicolaus & Company, Incorporated|463
ESL|ESTERLINE TECH CP|SWIM|TD Ameritrade, Inc.|1106
ESL|ESTERLINE TECH CP|SWST|Hilltop Securities Inc.|10
ESL|ESTERLINE TECH CP|TRBT|Tradebot Systems, Inc.|500
ESL|ESTERLINE TECH CP|TRCM|TRC MARKETS LLC|6689
ESL|ESTERLINE TECH CP|UBSA|UBS SECURITIES LLC|148833
ESL|ESTERLINE TECH CP|UBSS|UBS Securities LLC|111920
ESL|ESTERLINE TECH CP|VALX|VIRTU AMERICAS LLC|3190
ESL|ESTERLINE TECH CP|VGRD|Vanguard Marketing Corporation|51
ESL|ESTERLINE TECH CP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
ESL|ESTERLINE TECH CP|WCHV|WELLS FARGO SECURITIES, LLC|10183
ESL|ESTERLINE TECH CP|WEED|Weeden & Co.L.P.|700
ESL|ESTERLINE TECH CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3037
ESL|ESTERLINE TECH CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|125
ESL|ESTERLINE TECH CP|WSEA|WOLVERINE SECURITIES, LLC|198
ESL|ESTERLINE TECH CP|XIST|INSTINET, LLC|5400
ESL|ESTERLINE TECH CP|XPQR|Jump Trading|400
ESL|ESTERLINE TECH CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2420
ESL|ESTERLINE TECH CP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ESL|ESTERLINE TECH CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|552
ESLT|ELBIT SYSTEMS LTD|APCC|Apex Clearing Corporation|36
ESLT|ELBIT SYSTEMS LTD|BANK|Primevest Financial Services, Inc.|10
ESLT|ELBIT SYSTEMS LTD|BARD|Robert W. Baird & Co. Incorporated|403
ESLT|ELBIT SYSTEMS LTD|BATM|CBOE TRADING, INC.|752
ESLT|ELBIT SYSTEMS LTD|BBNT|BB&T SECURITIES, LLC|58
ESLT|ELBIT SYSTEMS LTD|BERN|Sanford C. Bernstein & Co., LLC|2580
ESLT|ELBIT SYSTEMS LTD|BIMI|Banca IMI Securities Corp.|119
ESLT|ELBIT SYSTEMS LTD|BRGE|Newbridge Securities Corp.|130
ESLT|ELBIT SYSTEMS LTD|BYXM|CBOE TRADING, INC.|200
ESLT|ELBIT SYSTEMS LTD|BZYD|GOLDMAN SACHS & CO. LLC|19
ESLT|ELBIT SYSTEMS LTD|CANT|Cantor Fitzgerald & Co.|183
ESLT|ELBIT SYSTEMS LTD|CHAS|Charles Schwab & Co., Inc.|12
ESLT|ELBIT SYSTEMS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ESLT|ELBIT SYSTEMS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19616
ESLT|ELBIT SYSTEMS LTD|CTDL|Citadel Derivatives Group Llc|1598
ESLT|ELBIT SYSTEMS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
ESLT|ELBIT SYSTEMS LTD|DADA|D.A. Davidson & Co.|451
ESLT|ELBIT SYSTEMS LTD|DBAB|Deutsche Bank Securities Inc.|34924
ESLT|ELBIT SYSTEMS LTD|DBAX|Deutsche Bank Securities Inc.|6900
ESLT|ELBIT SYSTEMS LTD|DBUL|Deutsche Bank Securities Inc.|111
ESLT|ELBIT SYSTEMS LTD|DEAN|MORGAN STANLEY|3856
ESLT|ELBIT SYSTEMS LTD|DEGS|RONIN PROFESSIONAL LLC|4489
ESLT|ELBIT SYSTEMS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|654
ESLT|ELBIT SYSTEMS LTD|EBXL|EBX LLC|4500
ESLT|ELBIT SYSTEMS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3585
ESLT|ELBIT SYSTEMS LTD|EDJO|Edward D. Jones & Co., L.P.|197
ESLT|ELBIT SYSTEMS LTD|EGMT|EG MARKET TECHNOLOGIES LLC|310
ESLT|ELBIT SYSTEMS LTD|EGXM|CBOE TRADING, INC.|62
ESLT|ELBIT SYSTEMS LTD|EGXW|CBOE TRADING, INC.|2
ESLT|ELBIT SYSTEMS LTD|ETBE|Electronic Transaction Clearing, Inc.|92
ESLT|ELBIT SYSTEMS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|728
ESLT|ELBIT SYSTEMS LTD|ETRS|E*Trade Securities LLC|3384
ESLT|ELBIT SYSTEMS LTD|FBCO|Credit Suisse Securities (USA) LLC|18350
ESLT|ELBIT SYSTEMS LTD|FBSB|U.S. Bancorp Investments, Inc.|50
ESLT|ELBIT SYSTEMS LTD|FILL|Tradestation Securities, Inc.|96
ESLT|ELBIT SYSTEMS LTD|FMAF|NBCN Inc./ CDS|311
ESLT|ELBIT SYSTEMS LTD|FOMA|TD AMERITRADE CLEARING, INC.|11237
ESLT|ELBIT SYSTEMS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13381
ESLT|ELBIT SYSTEMS LTD|FTBR|Foliofn Investments, Inc.|2370
ESLT|ELBIT SYSTEMS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|813
ESLT|ELBIT SYSTEMS LTD|GLIS|TD Securities Inc|150
ESLT|ELBIT SYSTEMS LTD|GLPX|ACS EXECUTION SERVICES, LLC|746
ESLT|ELBIT SYSTEMS LTD|GSCO|GOLDMAN SACHS & CO. LLC|9961
ESLT|ELBIT SYSTEMS LTD|GSCS|GOLDMAN SACHS & CO. LLC|885
ESLT|ELBIT SYSTEMS LTD|GSLT|GOLDMAN SACHS & CO. LLC|100
ESLT|ELBIT SYSTEMS LTD|GTSZ|GTS SECURITIES LLC|23186
ESLT|ELBIT SYSTEMS LTD|HRBF|American Enterprise Investment Services Inc.|128
ESLT|ELBIT SYSTEMS LTD|HSBC|HSBC Securities, Inc.|160
ESLT|ELBIT SYSTEMS LTD|IATS|INTERACTIVE BROKERS LLC|12326
ESLT|ELBIT SYSTEMS LTD|IBKR|Interactive Brokers Llc|29144
ESLT|ELBIT SYSTEMS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
ESLT|ELBIT SYSTEMS LTD|ICBX|INSTINET, LLC|1100
ESLT|ELBIT SYSTEMS LTD|INCA|INSTINET, LLC|19152
ESLT|ELBIT SYSTEMS LTD|INJX|INSTINET, LLC|100
ESLT|ELBIT SYSTEMS LTD|INTL|INTL FCSTONE FINANCIAL INC.|477
ESLT|ELBIT SYSTEMS LTD|ITGI|ITG Inc.|1095
ESLT|ELBIT SYSTEMS LTD|ITGP|ITG INC.|11200
ESLT|ELBIT SYSTEMS LTD|JEFF|JEFFERIES LLC|6548
ESLT|ELBIT SYSTEMS LTD|JPBX|J.P. MORGAN SECURITIES LLC|1736
ESLT|ELBIT SYSTEMS LTD|JPMX|J.P. Morgan Securities LLC|27104
ESLT|ELBIT SYSTEMS LTD|KCGM|VIRTU Americas LLC|3461
ESLT|ELBIT SYSTEMS LTD|LEHM|Barclays Capital Inc./Le|24370
ESLT|ELBIT SYSTEMS LTD|LIME|Lime Brokerage LLC|15524
ESLT|ELBIT SYSTEMS LTD|MBTS|ALLY INVEST SECURITIES LLC|866
ESLT|ELBIT SYSTEMS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
ESLT|ELBIT SYSTEMS LTD|MOTF|MOTIF INVESTING, INC.|27
ESLT|ELBIT SYSTEMS LTD|MSCO|MORGAN STANLEY & CO. LLC|106618
ESLT|ELBIT SYSTEMS LTD|MSPL|MORGAN STANLEY & CO. LLC|29700
ESLT|ELBIT SYSTEMS LTD|NFSC|National Financial Services LLC|13252
ESLT|ELBIT SYSTEMS LTD|NITE|VIRTU Americas LLC|51824
ESLT|ELBIT SYSTEMS LTD|NQRB|Brut, LLC|100
ESLT|ELBIT SYSTEMS LTD|OPCO|Oppenheimer & Co. Inc.|2826
ESLT|ELBIT SYSTEMS LTD|PDQM|CODA MARKETS, INC.|870
ESLT|ELBIT SYSTEMS LTD|RAJA|Raymond James & Associates, Inc.|661
ESLT|ELBIT SYSTEMS LTD|RBCM|RBC CAPITAL MARKETS, LLC|962
ESLT|ELBIT SYSTEMS LTD|RGLD|Regal Securities, Inc|19
ESLT|ELBIT SYSTEMS LTD|SBSH|Citigroup Global Markets Inc.|6663
ESLT|ELBIT SYSTEMS LTD|SGMT|GOLDMAN SACHS & CO. LLC|8194
ESLT|ELBIT SYSTEMS LTD|SPDR|SPEEDROUTE LLC|186
ESLT|ELBIT SYSTEMS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|3921
ESLT|ELBIT SYSTEMS LTD|SWIM|TD Ameritrade, Inc.|653
ESLT|ELBIT SYSTEMS LTD|SWST|Hilltop Securities Inc.|130
ESLT|ELBIT SYSTEMS LTD|TKNG|ALLY INVEST SECURITIES LLC|1
ESLT|ELBIT SYSTEMS LTD|TRBT|Tradebot Systems, Inc.|1231
ESLT|ELBIT SYSTEMS LTD|TRCM|TRC MARKETS LLC|11635
ESLT|ELBIT SYSTEMS LTD|TWTT|TASTYWORKS, INC.|25
ESLT|ELBIT SYSTEMS LTD|UBSA|UBS SECURITIES LLC|24886
ESLT|ELBIT SYSTEMS LTD|UBSS|UBS Securities LLC|77029
ESLT|ELBIT SYSTEMS LTD|VALX|VIRTU AMERICAS LLC|4142
ESLT|ELBIT SYSTEMS LTD|VGRD|Vanguard Marketing Corporation|1538
ESLT|ELBIT SYSTEMS LTD|VNDM|Wall Street Access|5860
ESLT|ELBIT SYSTEMS LTD|WCHV|WELLS FARGO SECURITIES, LLC|3200
ESLT|ELBIT SYSTEMS LTD|WEED|Weeden & Co.L.P.|7
ESLT|ELBIT SYSTEMS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|77
ESLT|ELBIT SYSTEMS LTD|WGIF|CIBC World Markets Inc.|3
ESLT|ELBIT SYSTEMS LTD|WSEA|WOLVERINE SECURITIES, LLC|489
ESLT|ELBIT SYSTEMS LTD|XIST|INSTINET, LLC|600
ESLT|ELBIT SYSTEMS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|400
ESLT|ELBIT SYSTEMS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|253
ESML|ISHARES MSCI USA SMA|APCC|Apex Clearing Corporation|189
ESML|ISHARES MSCI USA SMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101
ESML|ISHARES MSCI USA SMA|ETRS|E*Trade Securities LLC|31
ESML|ISHARES MSCI USA SMA|JONE|JonesTrading|27234
ESML|ISHARES MSCI USA SMA|JSEB|JANE STREET EXECUTION SERVICES, LLC|5180
ESML|ISHARES MSCI USA SMA|JSJX|JANE STREET CAPITAL LLC|6510
ESML|ISHARES MSCI USA SMA|LEHM|Barclays Capital Inc./Le|1276
ESML|ISHARES MSCI USA SMA|LIME|Lime Brokerage LLC|200
ESML|ISHARES MSCI USA SMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ESML|ISHARES MSCI USA SMA|MSCO|MORGAN STANLEY & CO. LLC|421
ESML|ISHARES MSCI USA SMA|NFSC|National Financial Services LLC|4938
ESML|ISHARES MSCI USA SMA|NITE|VIRTU Americas LLC|3407
ESML|ISHARES MSCI USA SMA|NQRB|Brut, LLC|100
ESML|ISHARES MSCI USA SMA|SGMT|GOLDMAN SACHS & CO. LLC|100
ESML|ISHARES MSCI USA SMA|TRCM|TRC MARKETS LLC|23
ESML|ISHARES MSCI USA SMA|UBSA|UBS SECURITIES LLC|400
ESML|ISHARES MSCI USA SMA|UBSS|UBS Securities LLC|200
ESNC|ENSYNC, INC.|APCC|Apex Clearing Corporation|50718
ESNC|ENSYNC, INC.|BATM|CBOE TRADING, INC.|7544
ESNC|ENSYNC, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5000
ESNC|ENSYNC, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1740
ESNC|ENSYNC, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|116666
ESNC|ENSYNC, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2900
ESNC|ENSYNC, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2614
ESNC|ENSYNC, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
ESNC|ENSYNC, INC.|DBAB|Deutsche Bank Securities Inc.|2894
ESNC|ENSYNC, INC.|DBAX|Deutsche Bank Securities Inc.|3100
ESNC|ENSYNC, INC.|EBXL|EBX LLC|7300
ESNC|ENSYNC, INC.|EGAM|CBOE TRADING, INC.|19154
ESNC|ENSYNC, INC.|EGAW|CBOE TRADING, INC.|7
ESNC|ENSYNC, INC.|EGXM|CBOE TRADING, INC.|15610
ESNC|ENSYNC, INC.|EGXW|CBOE TRADING, INC.|300
ESNC|ENSYNC, INC.|ETRS|E*Trade Securities LLC|420283
ESNC|ENSYNC, INC.|FILL|Tradestation Securities, Inc.|22514
ESNC|ENSYNC, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91
ESNC|ENSYNC, INC.|FTBR|Foliofn Investments, Inc.|15
ESNC|ENSYNC, INC.|GSCO|GOLDMAN SACHS & CO. LLC|19186
ESNC|ENSYNC, INC.|GSLT|GOLDMAN SACHS & CO. LLC|12242
ESNC|ENSYNC, INC.|IATS|INTERACTIVE BROKERS LLC|13200
ESNC|ENSYNC, INC.|IBKR|Interactive Brokers Llc|69581
ESNC|ENSYNC, INC.|ICBX|INSTINET, LLC|3400
ESNC|ENSYNC, INC.|INCA|INSTINET, LLC|10945
ESNC|ENSYNC, INC.|ITGI|ITG Inc.|11
ESNC|ENSYNC, INC.|ITGP|ITG INC.|2000
ESNC|ENSYNC, INC.|JPMX|J.P. Morgan Securities LLC|1928
ESNC|ENSYNC, INC.|KCGM|VIRTU Americas LLC|1300
ESNC|ENSYNC, INC.|LEHM|Barclays Capital Inc./Le|35808
ESNC|ENSYNC, INC.|LIME|Lime Brokerage LLC|600
ESNC|ENSYNC, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2352
ESNC|ENSYNC, INC.|MSCO|MORGAN STANLEY & CO. LLC|239026
ESNC|ENSYNC, INC.|MSPL|MORGAN STANLEY & CO. LLC|100
ESNC|ENSYNC, INC.|NATL|National Securities Corporation|3700
ESNC|ENSYNC, INC.|NFSC|National Financial Services LLC|847385
ESNC|ENSYNC, INC.|NITE|VIRTU Americas LLC|660709
ESNC|ENSYNC, INC.|NQRB|Brut, LLC|5200
ESNC|ENSYNC, INC.|NTFN|Network 1 Financial Securities Inc.|40825
ESNC|ENSYNC, INC.|PCPT|PHILLIP CAPITAL INC.|3396
ESNC|ENSYNC, INC.|PDQM|CODA MARKETS, INC.|43413
ESNC|ENSYNC, INC.|RBCM|RBC CAPITAL MARKETS, LLC|54900
ESNC|ENSYNC, INC.|SAGL|SAGETRADER, LLC|16881
ESNC|ENSYNC, INC.|SBSH|Citigroup Global Markets Inc.|900
ESNC|ENSYNC, INC.|SGMT|GOLDMAN SACHS & CO. LLC|7145
ESNC|ENSYNC, INC.|SPDR|SPEEDROUTE LLC|2547
ESNC|ENSYNC, INC.|SWIM|TD Ameritrade, Inc.|118607
ESNC|ENSYNC, INC.|TKNG|ALLY INVEST SECURITIES LLC|140
ESNC|ENSYNC, INC.|UBSA|UBS SECURITIES LLC|29116
ESNC|ENSYNC, INC.|UBSS|UBS Securities LLC|101524
ESNC|ENSYNC, INC.|VGRD|Vanguard Marketing Corporation|13600
ESNC|ENSYNC, INC.|VSIN|Vision Financial Markets Llc|1242
ESNC|ENSYNC, INC.|WABR|Wall Street Access|27000
ESNC|ENSYNC, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2500
ESNC|ENSYNC, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22113
ESNC|ENSYNC, INC.|WGIF|CIBC World Markets Inc.|1300
ESNC|ENSYNC, INC.|WSEA|WOLVERINE SECURITIES, LLC|26100
ESNC|ENSYNC, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
ESND|ESSENDANT INC.|ABLE|NATIXIS Securities Americas LLC|1579
ESND|ESSENDANT INC.|ALTX|Alternet Securities Inc.|1600
ESND|ESSENDANT INC.|APCC|Apex Clearing Corporation|45
ESND|ESSENDANT INC.|BARD|Robert W. Baird & Co. Incorporated|22
ESND|ESSENDANT INC.|BATM|CBOE TRADING, INC.|3550
ESND|ESSENDANT INC.|BERN|Sanford C. Bernstein & Co., LLC|38346
ESND|ESSENDANT INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
ESND|ESSENDANT INC.|BLKX|INSTINET, LLC|141682
ESND|ESSENDANT INC.|BMOC|BMO Capital Markets Corp.|7987
ESND|ESSENDANT INC.|BNPX|BNP PARIBAS SECURITIES CORP.|14568
ESND|ESSENDANT INC.|BRVL|BLAYLOCK VAN, LLC|1200
ESND|ESSENDANT INC.|BTIG|BTIG, LLC|10871
ESND|ESSENDANT INC.|BYXM|CBOE TRADING, INC.|2031
ESND|ESSENDANT INC.|CANT|Cantor Fitzgerald & Co.|3558
ESND|ESSENDANT INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|16400
ESND|ESSENDANT INC.|CHAS|Charles Schwab & Co., Inc.|1001
ESND|ESSENDANT INC.|CHLC|CHURCHILL CAPITAL USA, INC.|1800
ESND|ESSENDANT INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11331
ESND|ESSENDANT INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ESND|ESSENDANT INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70433
ESND|ESSENDANT INC.|CTDL|Citadel Derivatives Group Llc|48181
ESND|ESSENDANT INC.|CTLR|CUTLER GROUP, LP|761
ESND|ESSENDANT INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7254
ESND|ESSENDANT INC.|DBAB|Deutsche Bank Securities Inc.|287960
ESND|ESSENDANT INC.|DBAX|Deutsche Bank Securities Inc.|66500
ESND|ESSENDANT INC.|DEAN|MORGAN STANLEY|120
ESND|ESSENDANT INC.|DEGS|RONIN PROFESSIONAL LLC|2135
ESND|ESSENDANT INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|68
ESND|ESSENDANT INC.|EBXL|EBX LLC|43100
ESND|ESSENDANT INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4620
ESND|ESSENDANT INC.|EGAM|CBOE TRADING, INC.|5834
ESND|ESSENDANT INC.|EGAW|CBOE TRADING, INC.|60
ESND|ESSENDANT INC.|EGMT|EG MARKET TECHNOLOGIES LLC|410
ESND|ESSENDANT INC.|EGXM|CBOE TRADING, INC.|4001
ESND|ESSENDANT INC.|EGXW|CBOE TRADING, INC.|43
ESND|ESSENDANT INC.|ELEV|ELEVATION, LLC|676
ESND|ESSENDANT INC.|ETBE|Electronic Transaction Clearing, Inc.|11781
ESND|ESSENDANT INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15434
ESND|ESSENDANT INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7655
ESND|ESSENDANT INC.|ETRS|E*Trade Securities LLC|9071
ESND|ESSENDANT INC.|FBCO|Credit Suisse Securities (USA) LLC|165605
ESND|ESSENDANT INC.|FILL|Tradestation Securities, Inc.|1191
ESND|ESSENDANT INC.|FOMA|TD AMERITRADE CLEARING, INC.|17945
ESND|ESSENDANT INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|831
ESND|ESSENDANT INC.|FQLS|Quantlab Securities LP|50838
ESND|ESSENDANT INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142228
ESND|ESSENDANT INC.|FTBR|Foliofn Investments, Inc.|7719
ESND|ESSENDANT INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|60595
ESND|ESSENDANT INC.|GLPX|ACS EXECUTION SERVICES, LLC|830
ESND|ESSENDANT INC.|GSCO|GOLDMAN SACHS & CO. LLC|594421
ESND|ESSENDANT INC.|GSCS|GOLDMAN SACHS & CO. LLC|26795
ESND|ESSENDANT INC.|GSLT|GOLDMAN SACHS & CO. LLC|2128
ESND|ESSENDANT INC.|GTSZ|GTS SECURITIES LLC|16248
ESND|ESSENDANT INC.|HPPX|POTAMUS TRADING, LLC|142
ESND|ESSENDANT INC.|IATS|INTERACTIVE BROKERS LLC|2404
ESND|ESSENDANT INC.|IBKR|Interactive Brokers Llc|33559
ESND|ESSENDANT INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|30
ESND|ESSENDANT INC.|ICBX|INSTINET, LLC|17500
ESND|ESSENDANT INC.|IEQY|CITADEL SECURITIES LLC|31849
ESND|ESSENDANT INC.|INCA|INSTINET, LLC|241662
ESND|ESSENDANT INC.|INJX|INSTINET, LLC|2072
ESND|ESSENDANT INC.|ITGI|ITG Inc.|174814
ESND|ESSENDANT INC.|ITGP|ITG INC.|60000
ESND|ESSENDANT INC.|JEFF|JEFFERIES LLC|33248
ESND|ESSENDANT INC.|JMPT|JUMP TRADING, LLC|19674
ESND|ESSENDANT INC.|JONE|JonesTrading|200
ESND|ESSENDANT INC.|JPBX|J.P. MORGAN SECURITIES LLC|5454
ESND|ESSENDANT INC.|JPMX|J.P. Morgan Securities LLC|148505
ESND|ESSENDANT INC.|JSJX|JANE STREET CAPITAL LLC|2311
ESND|ESSENDANT INC.|KCGM|VIRTU Americas LLC|10723
ESND|ESSENDANT INC.|LEHM|Barclays Capital Inc./Le|379048
ESND|ESSENDANT INC.|LIME|Lime Brokerage LLC|186005
ESND|ESSENDANT INC.|LMGP|LIME BROKERAGE LLC|1450
ESND|ESSENDANT INC.|LOOP|Loop Capital Markets LLC|19238
ESND|ESSENDANT INC.|LQNA|LIQUIDNET, INC.|16900
ESND|ESSENDANT INC.|MAXM|Maxim Group LLC|7635
ESND|ESSENDANT INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63552
ESND|ESSENDANT INC.|MSCO|MORGAN STANLEY & CO. LLC|855525
ESND|ESSENDANT INC.|MSPL|MORGAN STANLEY & CO. LLC|100200
ESND|ESSENDANT INC.|MSTX|MORGAN STANLEY & CO. LLC|76900
ESND|ESSENDANT INC.|NFSC|National Financial Services LLC|68319
ESND|ESSENDANT INC.|NITE|VIRTU Americas LLC|93364
ESND|ESSENDANT INC.|NITP|VIRTU Americas LLC|6007
ESND|ESSENDANT INC.|NQRB|Brut, LLC|11960
ESND|ESSENDANT INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|567
ESND|ESSENDANT INC.|PDQM|CODA MARKETS, INC.|1316
ESND|ESSENDANT INC.|PWJC|UBS Financial Services, Inc.|800
ESND|ESSENDANT INC.|RAJA|Raymond James & Associates, Inc.|923
ESND|ESSENDANT INC.|RBCM|RBC CAPITAL MARKETS, LLC|1000
ESND|ESSENDANT INC.|SAGL|SAGETRADER, LLC|800
ESND|ESSENDANT INC.|SBSH|Citigroup Global Markets Inc.|167477
ESND|ESSENDANT INC.|SGMT|GOLDMAN SACHS & CO. LLC|24510
ESND|ESSENDANT INC.|SPDR|SPEEDROUTE LLC|100
ESND|ESSENDANT INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|11900
ESND|ESSENDANT INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1748
ESND|ESSENDANT INC.|SWIM|TD Ameritrade, Inc.|15587
ESND|ESSENDANT INC.|SWST|Hilltop Securities Inc.|58
ESND|ESSENDANT INC.|TRBT|Tradebot Systems, Inc.|144450
ESND|ESSENDANT INC.|TRCM|TRC MARKETS LLC|88749
ESND|ESSENDANT INC.|UBSA|UBS SECURITIES LLC|171525
ESND|ESSENDANT INC.|UBSS|UBS Securities LLC|544507
ESND|ESSENDANT INC.|VALX|VIRTU AMERICAS LLC|3045
ESND|ESSENDANT INC.|VGRD|Vanguard Marketing Corporation|1972
ESND|ESSENDANT INC.|WABR|Wall Street Access|789
ESND|ESSENDANT INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ESND|ESSENDANT INC.|WCHV|WELLS FARGO SECURITIES, LLC|81782
ESND|ESSENDANT INC.|WEED|Weeden & Co.L.P.|7150
ESND|ESSENDANT INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16
ESND|ESSENDANT INC.|WFPB|Wells Fargo Securities, LLC.|1200
ESND|ESSENDANT INC.|WGIF|CIBC World Markets Inc.|935
ESND|ESSENDANT INC.|WSEA|WOLVERINE SECURITIES, LLC|241
ESND|ESSENDANT INC.|XIST|INSTINET, LLC|76374
ESND|ESSENDANT INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
ESND|ESSENDANT INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|742
ESNT|ESSENT GROUP LTD|ALTX|Alternet Securities Inc.|6873
ESNT|ESSENT GROUP LTD|APCC|Apex Clearing Corporation|1538
ESNT|ESSENT GROUP LTD|BARD|Robert W. Baird & Co. Incorporated|1893
ESNT|ESSENT GROUP LTD|BATM|CBOE TRADING, INC.|3439
ESNT|ESSENT GROUP LTD|BAYT|BTIG, LLC|1000
ESNT|ESSENT GROUP LTD|BBNT|BB&T SECURITIES, LLC|112
ESNT|ESSENT GROUP LTD|BERN|Sanford C. Bernstein & Co., LLC|58822
ESNT|ESSENT GROUP LTD|BIDS|BIDS TRADING L.P.|400
ESNT|ESSENT GROUP LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3768
ESNT|ESSENT GROUP LTD|BLKX|INSTINET, LLC|39512
ESNT|ESSENT GROUP LTD|BTIG|BTIG, LLC|5
ESNT|ESSENT GROUP LTD|BYXM|CBOE TRADING, INC.|466
ESNT|ESSENT GROUP LTD|BZYD|GOLDMAN SACHS & CO. LLC|842
ESNT|ESSENT GROUP LTD|CANT|Cantor Fitzgerald & Co.|1
ESNT|ESSENT GROUP LTD|CMPT|Compass Point Research & Trading, LLC|8454
ESNT|ESSENT GROUP LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66269
ESNT|ESSENT GROUP LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4657
ESNT|ESSENT GROUP LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
ESNT|ESSENT GROUP LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|362754
ESNT|ESSENT GROUP LTD|CTDL|Citadel Derivatives Group Llc|71559
ESNT|ESSENT GROUP LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|55994
ESNT|ESSENT GROUP LTD|DADA|D.A. Davidson & Co.|20
ESNT|ESSENT GROUP LTD|DBAB|Deutsche Bank Securities Inc.|453512
ESNT|ESSENT GROUP LTD|DBAX|Deutsche Bank Securities Inc.|150400
ESNT|ESSENT GROUP LTD|DBUL|Deutsche Bank Securities Inc.|7525
ESNT|ESSENT GROUP LTD|DCHF|Dart Executions, LLC|1600
ESNT|ESSENT GROUP LTD|DEAN|MORGAN STANLEY|4667
ESNT|ESSENT GROUP LTD|DEGS|RONIN PROFESSIONAL LLC|1675
ESNT|ESSENT GROUP LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2312
ESNT|ESSENT GROUP LTD|EBXL|EBX LLC|159900
ESNT|ESSENT GROUP LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|59219
ESNT|ESSENT GROUP LTD|EDJO|Edward D. Jones & Co., L.P.|48
ESNT|ESSENT GROUP LTD|EGAM|CBOE TRADING, INC.|5854
ESNT|ESSENT GROUP LTD|EGMT|EG MARKET TECHNOLOGIES LLC|600
ESNT|ESSENT GROUP LTD|EGXM|CBOE TRADING, INC.|2517
ESNT|ESSENT GROUP LTD|ETBE|Electronic Transaction Clearing, Inc.|5943
ESNT|ESSENT GROUP LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
ESNT|ESSENT GROUP LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5147
ESNT|ESSENT GROUP LTD|ETRS|E*Trade Securities LLC|18514
ESNT|ESSENT GROUP LTD|FILL|Tradestation Securities, Inc.|510
ESNT|ESSENT GROUP LTD|FINX|FINTECH SECURITIES|579
ESNT|ESSENT GROUP LTD|FMAF|NBCN Inc./ CDS|4796
ESNT|ESSENT GROUP LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9802
ESNT|ESSENT GROUP LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117869
ESNT|ESSENT GROUP LTD|FTBR|Foliofn Investments, Inc.|4264
ESNT|ESSENT GROUP LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|4945
ESNT|ESSENT GROUP LTD|GLIS|TD Securities Inc|280
ESNT|ESSENT GROUP LTD|GLPX|ACS EXECUTION SERVICES, LLC|7690
ESNT|ESSENT GROUP LTD|GSCO|GOLDMAN SACHS & CO. LLC|180996
ESNT|ESSENT GROUP LTD|GSLT|GOLDMAN SACHS & CO. LLC|3611
ESNT|ESSENT GROUP LTD|GTSZ|GTS SECURITIES LLC|44340
ESNT|ESSENT GROUP LTD|HRBF|American Enterprise Investment Services Inc.|546
ESNT|ESSENT GROUP LTD|IATS|INTERACTIVE BROKERS LLC|1429
ESNT|ESSENT GROUP LTD|IBKR|Interactive Brokers Llc|5706
ESNT|ESSENT GROUP LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|36
ESNT|ESSENT GROUP LTD|ICBX|INSTINET, LLC|32570
ESNT|ESSENT GROUP LTD|IEQY|CITADEL SECURITIES LLC|74612
ESNT|ESSENT GROUP LTD|INCA|INSTINET, LLC|196567
ESNT|ESSENT GROUP LTD|INJX|INSTINET, LLC|34798
ESNT|ESSENT GROUP LTD|ITGI|ITG Inc.|75217
ESNT|ESSENT GROUP LTD|ITGP|ITG INC.|87800
ESNT|ESSENT GROUP LTD|JEFF|JEFFERIES LLC|37750
ESNT|ESSENT GROUP LTD|JMPT|JUMP TRADING, LLC|38577
ESNT|ESSENT GROUP LTD|JPBX|J.P. MORGAN SECURITIES LLC|70288
ESNT|ESSENT GROUP LTD|JPMX|J.P. Morgan Securities LLC|592476
ESNT|ESSENT GROUP LTD|JSJX|JANE STREET CAPITAL LLC|14561
ESNT|ESSENT GROUP LTD|KBWI|Keefe, Bruyette & Woods, Inc.|83048
ESNT|ESSENT GROUP LTD|KCGM|VIRTU Americas LLC|45197
ESNT|ESSENT GROUP LTD|LEHM|Barclays Capital Inc./Le|359181
ESNT|ESSENT GROUP LTD|LIME|Lime Brokerage LLC|14286
ESNT|ESSENT GROUP LTD|LQNA|LIQUIDNET, INC.|41400
ESNT|ESSENT GROUP LTD|LSCI|Lek Securities Corporation|57
ESNT|ESSENT GROUP LTD|MAXM|Maxim Group LLC|4192
ESNT|ESSENT GROUP LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65935
ESNT|ESSENT GROUP LTD|MOTF|MOTIF INVESTING, INC.|9
ESNT|ESSENT GROUP LTD|MSCO|MORGAN STANLEY & CO. LLC|946384
ESNT|ESSENT GROUP LTD|MSPL|MORGAN STANLEY & CO. LLC|334400
ESNT|ESSENT GROUP LTD|MSTX|MORGAN STANLEY & CO. LLC|148500
ESNT|ESSENT GROUP LTD|NFSC|National Financial Services LLC|146947
ESNT|ESSENT GROUP LTD|NITE|VIRTU Americas LLC|167957
ESNT|ESSENT GROUP LTD|NITP|VIRTU Americas LLC|200
ESNT|ESSENT GROUP LTD|NQRB|Brut, LLC|2506
ESNT|ESSENT GROUP LTD|NTRC|Northern Trust Securities, Inc.|1106
ESNT|ESSENT GROUP LTD|OPCO|Oppenheimer & Co. Inc.|2141
ESNT|ESSENT GROUP LTD|PDQM|CODA MARKETS, INC.|32852
ESNT|ESSENT GROUP LTD|PWJC|UBS Financial Services, Inc.|6
ESNT|ESSENT GROUP LTD|RBCM|RBC CAPITAL MARKETS, LLC|6684
ESNT|ESSENT GROUP LTD|SAGL|SAGETRADER, LLC|6533
ESNT|ESSENT GROUP LTD|SAGW|SAGETRADER, LLC|176
ESNT|ESSENT GROUP LTD|SALI|INTL FCSTONE FINANCIAL INC.|300
ESNT|ESSENT GROUP LTD|SBSH|Citigroup Global Markets Inc.|109334
ESNT|ESSENT GROUP LTD|SGMT|GOLDMAN SACHS & CO. LLC|82313
ESNT|ESSENT GROUP LTD|SPDR|SPEEDROUTE LLC|2120
ESNT|ESSENT GROUP LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|1700
ESNT|ESSENT GROUP LTD|STFL|Stifel, Nicolaus & Company, Incorporated|1375
ESNT|ESSENT GROUP LTD|SWIM|TD Ameritrade, Inc.|23979
ESNT|ESSENT GROUP LTD|SWST|Hilltop Securities Inc.|23
ESNT|ESSENT GROUP LTD|TKNG|ALLY INVEST SECURITIES LLC|824
ESNT|ESSENT GROUP LTD|TRBT|Tradebot Systems, Inc.|144832
ESNT|ESSENT GROUP LTD|TRCM|TRC MARKETS LLC|71205
ESNT|ESSENT GROUP LTD|UBSA|UBS SECURITIES LLC|516335
ESNT|ESSENT GROUP LTD|UBSS|UBS Securities LLC|738068
ESNT|ESSENT GROUP LTD|VALX|VIRTU AMERICAS LLC|12796
ESNT|ESSENT GROUP LTD|VGRD|Vanguard Marketing Corporation|5649
ESNT|ESSENT GROUP LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|2484
ESNT|ESSENT GROUP LTD|WCHV|WELLS FARGO SECURITIES, LLC|30332
ESNT|ESSENT GROUP LTD|WEDB|WEDBUSH SECURITIES INC.|7880
ESNT|ESSENT GROUP LTD|WEED|Weeden & Co.L.P.|3368
ESNT|ESSENT GROUP LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2918
ESNT|ESSENT GROUP LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3491
ESNT|ESSENT GROUP LTD|WGIF|CIBC World Markets Inc.|200
ESNT|ESSENT GROUP LTD|WSEA|WOLVERINE SECURITIES, LLC|6746
ESNT|ESSENT GROUP LTD|XIST|INSTINET, LLC|61408
ESNT|ESSENT GROUP LTD|XPQR|Jump Trading|1534
ESNT|ESSENT GROUP LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|15800
ESNT|ESSENT GROUP LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|641
ESNT|ESSENT GROUP LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4794
ESP|ESPEY MFG ELEC CP|APCC|Apex Clearing Corporation|6
ESP|ESPEY MFG ELEC CP|BATM|CBOE TRADING, INC.|79
ESP|ESPEY MFG ELEC CP|CANT|Cantor Fitzgerald & Co.|426
ESP|ESPEY MFG ELEC CP|CHAS|Charles Schwab & Co., Inc.|1
ESP|ESPEY MFG ELEC CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|473
ESP|ESPEY MFG ELEC CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|250
ESP|ESPEY MFG ELEC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|375
ESP|ESPEY MFG ELEC CP|EDJO|Edward D. Jones & Co., L.P.|82
ESP|ESPEY MFG ELEC CP|ETRS|E*Trade Securities LLC|1610
ESP|ESPEY MFG ELEC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11
ESP|ESPEY MFG ELEC CP|FTBR|Foliofn Investments, Inc.|87
ESP|ESPEY MFG ELEC CP|IBKR|Interactive Brokers Llc|129
ESP|ESPEY MFG ELEC CP|INCA|INSTINET, LLC|151
ESP|ESPEY MFG ELEC CP|LIME|Lime Brokerage LLC|600
ESP|ESPEY MFG ELEC CP|MAXM|Maxim Group LLC|2080
ESP|ESPEY MFG ELEC CP|MSCO|MORGAN STANLEY & CO. LLC|352
ESP|ESPEY MFG ELEC CP|NFSC|National Financial Services LLC|1711
ESP|ESPEY MFG ELEC CP|NITE|VIRTU Americas LLC|3785
ESP|ESPEY MFG ELEC CP|SGMT|GOLDMAN SACHS & CO. LLC|100
ESP|ESPEY MFG ELEC CP|STFL|Stifel, Nicolaus & Company, Incorporated|1
ESP|ESPEY MFG ELEC CP|SWIM|TD Ameritrade, Inc.|100
ESP|ESPEY MFG ELEC CP|TKNG|ALLY INVEST SECURITIES LLC|75
ESP|ESPEY MFG ELEC CP|UBSA|UBS SECURITIES LLC|755
ESP|ESPEY MFG ELEC CP|UBSS|UBS Securities LLC|354
ESP|ESPEY MFG ELEC CP|VGRD|Vanguard Marketing Corporation|267
ESP|ESPEY MFG ELEC CP|WCHV|WELLS FARGO SECURITIES, LLC|10
ESP|ESPEY MFG ELEC CP|WSEA|WOLVERINE SECURITIES, LLC|75
ESP|ESPEY MFG ELEC CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|195
ESPR|ESPERION THERAPTC CM|AGIS|Aegis Capital Corp.|100
ESPR|ESPERION THERAPTC CM|ALTX|Alternet Securities Inc.|8310
ESPR|ESPERION THERAPTC CM|APCC|Apex Clearing Corporation|5858
ESPR|ESPERION THERAPTC CM|BANK|Primevest Financial Services, Inc.|800
ESPR|ESPERION THERAPTC CM|BARD|Robert W. Baird & Co. Incorporated|10
ESPR|ESPERION THERAPTC CM|BATM|CBOE TRADING, INC.|10696
ESPR|ESPERION THERAPTC CM|BERN|Sanford C. Bernstein & Co., LLC|23363
ESPR|ESPERION THERAPTC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3314
ESPR|ESPERION THERAPTC CM|BMOC|BMO Capital Markets Corp.|6144
ESPR|ESPERION THERAPTC CM|BNPX|BNP PARIBAS SECURITIES CORP.|57367
ESPR|ESPERION THERAPTC CM|BTIG|BTIG, LLC|8956
ESPR|ESPERION THERAPTC CM|BYXM|CBOE TRADING, INC.|2837
ESPR|ESPERION THERAPTC CM|CANT|Cantor Fitzgerald & Co.|1886
ESPR|ESPERION THERAPTC CM|CHAS|Charles Schwab & Co., Inc.|4220
ESPR|ESPERION THERAPTC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|104461
ESPR|ESPERION THERAPTC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|110
ESPR|ESPERION THERAPTC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2610
ESPR|ESPERION THERAPTC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|161474
ESPR|ESPERION THERAPTC CM|CTDL|Citadel Derivatives Group Llc|13006
ESPR|ESPERION THERAPTC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|36036
ESPR|ESPERION THERAPTC CM|DADA|D.A. Davidson & Co.|3255
ESPR|ESPERION THERAPTC CM|DAVA|Davenport & Company LLC|100
ESPR|ESPERION THERAPTC CM|DBAB|Deutsche Bank Securities Inc.|575343
ESPR|ESPERION THERAPTC CM|DBAX|Deutsche Bank Securities Inc.|184700
ESPR|ESPERION THERAPTC CM|DBUL|Deutsche Bank Securities Inc.|434
ESPR|ESPERION THERAPTC CM|DEAN|MORGAN STANLEY|22557
ESPR|ESPERION THERAPTC CM|DEGS|RONIN PROFESSIONAL LLC|8737
ESPR|ESPERION THERAPTC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4601
ESPR|ESPERION THERAPTC CM|EBXL|EBX LLC|103100
ESPR|ESPERION THERAPTC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5239
ESPR|ESPERION THERAPTC CM|EDJO|Edward D. Jones & Co., L.P.|190
ESPR|ESPERION THERAPTC CM|EGAM|CBOE TRADING, INC.|15165
ESPR|ESPERION THERAPTC CM|EGMT|EG MARKET TECHNOLOGIES LLC|1420
ESPR|ESPERION THERAPTC CM|EGXM|CBOE TRADING, INC.|3763
ESPR|ESPERION THERAPTC CM|ETBE|Electronic Transaction Clearing, Inc.|26605
ESPR|ESPERION THERAPTC CM|ETCB|ETC BROKERAGE SERVICES, LLC|15
ESPR|ESPERION THERAPTC CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5620
ESPR|ESPERION THERAPTC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|111920
ESPR|ESPERION THERAPTC CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
ESPR|ESPERION THERAPTC CM|ETRS|E*Trade Securities LLC|265533
ESPR|ESPERION THERAPTC CM|FBCO|Credit Suisse Securities (USA) LLC|444432
ESPR|ESPERION THERAPTC CM|FILL|Tradestation Securities, Inc.|2193
ESPR|ESPERION THERAPTC CM|FMAF|NBCN Inc./ CDS|959
ESPR|ESPERION THERAPTC CM|FOMA|TD AMERITRADE CLEARING, INC.|318427
ESPR|ESPERION THERAPTC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6109
ESPR|ESPERION THERAPTC CM|FQLS|Quantlab Securities LP|359046
ESPR|ESPERION THERAPTC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|119195
ESPR|ESPERION THERAPTC CM|FTBR|Foliofn Investments, Inc.|79
ESPR|ESPERION THERAPTC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|32479
ESPR|ESPERION THERAPTC CM|GLPX|ACS EXECUTION SERVICES, LLC|96364
ESPR|ESPERION THERAPTC CM|GSCO|GOLDMAN SACHS & CO. LLC|1336363
ESPR|ESPERION THERAPTC CM|GSCS|GOLDMAN SACHS & CO. LLC|30564
ESPR|ESPERION THERAPTC CM|GSLT|GOLDMAN SACHS & CO. LLC|4634
ESPR|ESPERION THERAPTC CM|GTSZ|GTS SECURITIES LLC|36150
ESPR|ESPERION THERAPTC CM|HAPX|HAP Trading, LLC|2108
ESPR|ESPERION THERAPTC CM|HRBF|American Enterprise Investment Services Inc.|1815
ESPR|ESPERION THERAPTC CM|IATS|INTERACTIVE BROKERS LLC|13041
ESPR|ESPERION THERAPTC CM|IBKR|Interactive Brokers Llc|67252
ESPR|ESPERION THERAPTC CM|ICBX|INSTINET, LLC|24950
ESPR|ESPERION THERAPTC CM|IEQY|CITADEL SECURITIES LLC|170924
ESPR|ESPERION THERAPTC CM|INCA|INSTINET, LLC|621509
ESPR|ESPERION THERAPTC CM|INJX|INSTINET, LLC|227374
ESPR|ESPERION THERAPTC CM|ITGI|ITG Inc.|35102
ESPR|ESPERION THERAPTC CM|ITGP|ITG INC.|39200
ESPR|ESPERION THERAPTC CM|JEFF|JEFFERIES LLC|103940
ESPR|ESPERION THERAPTC CM|JMPT|JUMP TRADING, LLC|94051
ESPR|ESPERION THERAPTC CM|JONE|JonesTrading|32521
ESPR|ESPERION THERAPTC CM|JPBX|J.P. MORGAN SECURITIES LLC|20018
ESPR|ESPERION THERAPTC CM|JPMX|J.P. Morgan Securities LLC|286761
ESPR|ESPERION THERAPTC CM|JSJX|JANE STREET CAPITAL LLC|49408
ESPR|ESPERION THERAPTC CM|KCGM|VIRTU Americas LLC|47206
ESPR|ESPERION THERAPTC CM|LEER|LEERINK PARTNERS LLC|100
ESPR|ESPERION THERAPTC CM|LEHM|Barclays Capital Inc./Le|665922
ESPR|ESPERION THERAPTC CM|LIME|Lime Brokerage LLC|212742
ESPR|ESPERION THERAPTC CM|LMGP|LIME BROKERAGE LLC|1400
ESPR|ESPERION THERAPTC CM|LQNA|LIQUIDNET, INC.|200
ESPR|ESPERION THERAPTC CM|LSCI|Lek Securities Corporation|32035
ESPR|ESPERION THERAPTC CM|LVMR|LIVERMORE TRADING GROUP, INC.|3828
ESPR|ESPERION THERAPTC CM|MAXM|Maxim Group LLC|6827
ESPR|ESPERION THERAPTC CM|MBTS|ALLY INVEST SECURITIES LLC|480
ESPR|ESPERION THERAPTC CM|MCMF|Raymond James Ltd. Cds|3380
ESPR|ESPERION THERAPTC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48639
ESPR|ESPERION THERAPTC CM|MOTF|MOTIF INVESTING, INC.|8
ESPR|ESPERION THERAPTC CM|MSCO|MORGAN STANLEY & CO. LLC|3176162
ESPR|ESPERION THERAPTC CM|MSPL|MORGAN STANLEY & CO. LLC|286400
ESPR|ESPERION THERAPTC CM|MSTX|MORGAN STANLEY & CO. LLC|104900
ESPR|ESPERION THERAPTC CM|NFSC|National Financial Services LLC|172206
ESPR|ESPERION THERAPTC CM|NITE|VIRTU Americas LLC|527284
ESPR|ESPERION THERAPTC CM|NITP|VIRTU Americas LLC|3480
ESPR|ESPERION THERAPTC CM|NQRB|Brut, LLC|13987
ESPR|ESPERION THERAPTC CM|NTFN|Network 1 Financial Securities Inc.|100
ESPR|ESPERION THERAPTC CM|OPCO|Oppenheimer & Co. Inc.|1625
ESPR|ESPERION THERAPTC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|317
ESPR|ESPERION THERAPTC CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|260
ESPR|ESPERION THERAPTC CM|PDQM|CODA MARKETS, INC.|196432
ESPR|ESPERION THERAPTC CM|PHLY|NASDAQ Execution Services, LLC|4400
ESPR|ESPERION THERAPTC CM|PICT|Pictet Overseas Inc.|100
ESPR|ESPERION THERAPTC CM|PIPR|Piper Jaffray & Co.|2500
ESPR|ESPERION THERAPTC CM|PWJC|UBS Financial Services, Inc.|1750
ESPR|ESPERION THERAPTC CM|RAJA|Raymond James & Associates, Inc.|1166
ESPR|ESPERION THERAPTC CM|RBCM|RBC CAPITAL MARKETS, LLC|53
ESPR|ESPERION THERAPTC CM|SAGL|SAGETRADER, LLC|87714
ESPR|ESPERION THERAPTC CM|SAGW|SAGETRADER, LLC|107
ESPR|ESPERION THERAPTC CM|SBSH|Citigroup Global Markets Inc.|577147
ESPR|ESPERION THERAPTC CM|SGMT|GOLDMAN SACHS & CO. LLC|98787
ESPR|ESPERION THERAPTC CM|SPDR|SPEEDROUTE LLC|4092
ESPR|ESPERION THERAPTC CM|SPHN|Stephens Inc.|653
ESPR|ESPERION THERAPTC CM|STFL|Stifel, Nicolaus & Company, Incorporated|23923
ESPR|ESPERION THERAPTC CM|STKP|STOCKPILE INVESTMENTS, INC.|16
ESPR|ESPERION THERAPTC CM|SWIM|TD Ameritrade, Inc.|170100
ESPR|ESPERION THERAPTC CM|TKNG|ALLY INVEST SECURITIES LLC|1180
ESPR|ESPERION THERAPTC CM|TRBT|Tradebot Systems, Inc.|251686
ESPR|ESPERION THERAPTC CM|TRCM|TRC MARKETS LLC|129026
ESPR|ESPERION THERAPTC CM|TTUC|CUTTONE & CO., INC.|225
ESPR|ESPERION THERAPTC CM|TWTT|TASTYWORKS, INC.|20
ESPR|ESPERION THERAPTC CM|UBSA|UBS SECURITIES LLC|279375
ESPR|ESPERION THERAPTC CM|UBSS|UBS Securities LLC|1496754
ESPR|ESPERION THERAPTC CM|VALX|VIRTU AMERICAS LLC|92487
ESPR|ESPERION THERAPTC CM|VGRD|Vanguard Marketing Corporation|17396
ESPR|ESPERION THERAPTC CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1700
ESPR|ESPERION THERAPTC CM|WCHV|WELLS FARGO SECURITIES, LLC|274688
ESPR|ESPERION THERAPTC CM|WEDB|WEDBUSH SECURITIES INC.|1200
ESPR|ESPERION THERAPTC CM|WEED|Weeden & Co.L.P.|40
ESPR|ESPERION THERAPTC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3651
ESPR|ESPERION THERAPTC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26869
ESPR|ESPERION THERAPTC CM|WGIF|CIBC World Markets Inc.|2500
ESPR|ESPERION THERAPTC CM|WHOT|JUST2TRADE, INC.|1704
ESPR|ESPERION THERAPTC CM|WORD|Worden Capital Management LLC|910
ESPR|ESPERION THERAPTC CM|WSEA|WOLVERINE SECURITIES, LLC|7069
ESPR|ESPERION THERAPTC CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
ESPR|ESPERION THERAPTC CM|XIST|INSTINET, LLC|18000
ESPR|ESPERION THERAPTC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|29530
ESPR|ESPERION THERAPTC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|26318
ESPR|ESPERION THERAPTC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1098
ESQ|ESQUIRE FINANCIAL CM|ALTX|Alternet Securities Inc.|1561
ESQ|ESQUIRE FINANCIAL CM|APCC|Apex Clearing Corporation|26
ESQ|ESQUIRE FINANCIAL CM|BATM|CBOE TRADING, INC.|508
ESQ|ESQUIRE FINANCIAL CM|BAYC|BAY CREST PARTNERS, LLC|1307
ESQ|ESQUIRE FINANCIAL CM|BLKX|INSTINET, LLC|10374
ESQ|ESQUIRE FINANCIAL CM|BMOC|BMO Capital Markets Corp.|450
ESQ|ESQUIRE FINANCIAL CM|BNKS|Fig Partners, LLC|9645
ESQ|ESQUIRE FINANCIAL CM|BNPX|BNP PARIBAS SECURITIES CORP.|773
ESQ|ESQUIRE FINANCIAL CM|BTIG|BTIG, LLC|198
ESQ|ESQUIRE FINANCIAL CM|BYXM|CBOE TRADING, INC.|239
ESQ|ESQUIRE FINANCIAL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1900
ESQ|ESQUIRE FINANCIAL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8746
ESQ|ESQUIRE FINANCIAL CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6460
ESQ|ESQUIRE FINANCIAL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14802
ESQ|ESQUIRE FINANCIAL CM|CTDL|Citadel Derivatives Group Llc|1498
ESQ|ESQUIRE FINANCIAL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1478
ESQ|ESQUIRE FINANCIAL CM|DBAB|Deutsche Bank Securities Inc.|85265
ESQ|ESQUIRE FINANCIAL CM|DBAX|Deutsche Bank Securities Inc.|8900
ESQ|ESQUIRE FINANCIAL CM|DEAN|MORGAN STANLEY|3880
ESQ|ESQUIRE FINANCIAL CM|DEGS|RONIN PROFESSIONAL LLC|398
ESQ|ESQUIRE FINANCIAL CM|EBXL|EBX LLC|3500
ESQ|ESQUIRE FINANCIAL CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|728
ESQ|ESQUIRE FINANCIAL CM|EGAM|CBOE TRADING, INC.|100
ESQ|ESQUIRE FINANCIAL CM|EGXW|CBOE TRADING, INC.|1
ESQ|ESQUIRE FINANCIAL CM|ETBE|Electronic Transaction Clearing, Inc.|15584
ESQ|ESQUIRE FINANCIAL CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|502
ESQ|ESQUIRE FINANCIAL CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|93
ESQ|ESQUIRE FINANCIAL CM|ETRS|E*Trade Securities LLC|4884
ESQ|ESQUIRE FINANCIAL CM|FBCO|Credit Suisse Securities (USA) LLC|13624
ESQ|ESQUIRE FINANCIAL CM|FILL|Tradestation Securities, Inc.|87
ESQ|ESQUIRE FINANCIAL CM|FOMA|TD AMERITRADE CLEARING, INC.|1900
ESQ|ESQUIRE FINANCIAL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10393
ESQ|ESQUIRE FINANCIAL CM|FTBR|Foliofn Investments, Inc.|10
ESQ|ESQUIRE FINANCIAL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1245
ESQ|ESQUIRE FINANCIAL CM|GLPX|ACS EXECUTION SERVICES, LLC|9884
ESQ|ESQUIRE FINANCIAL CM|GSCO|GOLDMAN SACHS & CO. LLC|223005
ESQ|ESQUIRE FINANCIAL CM|GSLT|GOLDMAN SACHS & CO. LLC|175
ESQ|ESQUIRE FINANCIAL CM|GTSZ|GTS SECURITIES LLC|14661
ESQ|ESQUIRE FINANCIAL CM|HRBF|American Enterprise Investment Services Inc.|200
ESQ|ESQUIRE FINANCIAL CM|IATS|INTERACTIVE BROKERS LLC|1203
ESQ|ESQUIRE FINANCIAL CM|IBKR|Interactive Brokers Llc|29043
ESQ|ESQUIRE FINANCIAL CM|ICBX|INSTINET, LLC|1000
ESQ|ESQUIRE FINANCIAL CM|IEQY|CITADEL SECURITIES LLC|1266
ESQ|ESQUIRE FINANCIAL CM|INCA|INSTINET, LLC|54792
ESQ|ESQUIRE FINANCIAL CM|INJX|INSTINET, LLC|104
ESQ|ESQUIRE FINANCIAL CM|ITGI|ITG Inc.|760
ESQ|ESQUIRE FINANCIAL CM|ITGP|ITG INC.|6400
ESQ|ESQUIRE FINANCIAL CM|JEFF|JEFFERIES LLC|3749
ESQ|ESQUIRE FINANCIAL CM|JPBX|J.P. MORGAN SECURITIES LLC|820
ESQ|ESQUIRE FINANCIAL CM|JPMX|J.P. Morgan Securities LLC|16565
ESQ|ESQUIRE FINANCIAL CM|JSJX|JANE STREET CAPITAL LLC|129
ESQ|ESQUIRE FINANCIAL CM|KBWI|Keefe, Bruyette & Woods, Inc.|351
ESQ|ESQUIRE FINANCIAL CM|KCGM|VIRTU Americas LLC|1958
ESQ|ESQUIRE FINANCIAL CM|LEHM|Barclays Capital Inc./Le|42511
ESQ|ESQUIRE FINANCIAL CM|LIME|Lime Brokerage LLC|11363
ESQ|ESQUIRE FINANCIAL CM|LMGP|LIME BROKERAGE LLC|1000
ESQ|ESQUIRE FINANCIAL CM|MAXM|Maxim Group LLC|392
ESQ|ESQUIRE FINANCIAL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8470
ESQ|ESQUIRE FINANCIAL CM|MSCO|MORGAN STANLEY & CO. LLC|147525
ESQ|ESQUIRE FINANCIAL CM|MSPL|MORGAN STANLEY & CO. LLC|15200
ESQ|ESQUIRE FINANCIAL CM|MSTX|MORGAN STANLEY & CO. LLC|3600
ESQ|ESQUIRE FINANCIAL CM|NFSC|National Financial Services LLC|12067
ESQ|ESQUIRE FINANCIAL CM|NITE|VIRTU Americas LLC|43653
ESQ|ESQUIRE FINANCIAL CM|NQRB|Brut, LLC|100
ESQ|ESQUIRE FINANCIAL CM|OPCO|Oppenheimer & Co. Inc.|590
ESQ|ESQUIRE FINANCIAL CM|PDQM|CODA MARKETS, INC.|27575
ESQ|ESQUIRE FINANCIAL CM|PWJC|UBS Financial Services, Inc.|500
ESQ|ESQUIRE FINANCIAL CM|SBSH|Citigroup Global Markets Inc.|31697
ESQ|ESQUIRE FINANCIAL CM|SDLR|Sandler, O'Neill & Partners, L.P.|1818
ESQ|ESQUIRE FINANCIAL CM|SGMT|GOLDMAN SACHS & CO. LLC|2245
ESQ|ESQUIRE FINANCIAL CM|SPDR|SPEEDROUTE LLC|804
ESQ|ESQUIRE FINANCIAL CM|STFL|Stifel, Nicolaus & Company, Incorporated|115
ESQ|ESQUIRE FINANCIAL CM|SWIM|TD Ameritrade, Inc.|1908
ESQ|ESQUIRE FINANCIAL CM|SWST|Hilltop Securities Inc.|4009
ESQ|ESQUIRE FINANCIAL CM|TKNG|ALLY INVEST SECURITIES LLC|20
ESQ|ESQUIRE FINANCIAL CM|TRBT|Tradebot Systems, Inc.|1531
ESQ|ESQUIRE FINANCIAL CM|TRCM|TRC MARKETS LLC|6823
ESQ|ESQUIRE FINANCIAL CM|UBSS|UBS Securities LLC|179193
ESQ|ESQUIRE FINANCIAL CM|VALX|VIRTU AMERICAS LLC|3313
ESQ|ESQUIRE FINANCIAL CM|VGRD|Vanguard Marketing Corporation|101
ESQ|ESQUIRE FINANCIAL CM|WCHV|WELLS FARGO SECURITIES, LLC|8022
ESQ|ESQUIRE FINANCIAL CM|WDNX|WEEDEN & CO.L.P.|1030
ESQ|ESQUIRE FINANCIAL CM|WEDB|WEDBUSH SECURITIES INC.|500
ESQ|ESQUIRE FINANCIAL CM|WEED|Weeden & Co.L.P.|41216
ESQ|ESQUIRE FINANCIAL CM|WSEA|WOLVERINE SECURITIES, LLC|275
ESQ|ESQUIRE FINANCIAL CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ESQ|ESQUIRE FINANCIAL CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2959
ESRT|EMPIRE STATE REALTY|ALTX|Alternet Securities Inc.|1500
ESRT|EMPIRE STATE REALTY|APCC|Apex Clearing Corporation|54
ESRT|EMPIRE STATE REALTY|BALE|M&T SECURITIES, INC.|354
ESRT|EMPIRE STATE REALTY|BANK|Primevest Financial Services, Inc.|42
ESRT|EMPIRE STATE REALTY|BARD|Robert W. Baird & Co. Incorporated|597
ESRT|EMPIRE STATE REALTY|BATM|CBOE TRADING, INC.|5584
ESRT|EMPIRE STATE REALTY|BAYC|BAY CREST PARTNERS, LLC|64
ESRT|EMPIRE STATE REALTY|BBNT|BB&T SECURITIES, LLC|214
ESRT|EMPIRE STATE REALTY|BERN|Sanford C. Bernstein & Co., LLC|6506
ESRT|EMPIRE STATE REALTY|BIDS|BIDS TRADING L.P.|20400
ESRT|EMPIRE STATE REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40735
ESRT|EMPIRE STATE REALTY|BLKX|INSTINET, LLC|126800
ESRT|EMPIRE STATE REALTY|BNPX|BNP PARIBAS SECURITIES CORP.|10724
ESRT|EMPIRE STATE REALTY|BTIG|BTIG, LLC|10165
ESRT|EMPIRE STATE REALTY|BYXM|CBOE TRADING, INC.|2100
ESRT|EMPIRE STATE REALTY|BZYD|GOLDMAN SACHS & CO. LLC|5023
ESRT|EMPIRE STATE REALTY|CANT|Cantor Fitzgerald & Co.|33
ESRT|EMPIRE STATE REALTY|CHAS|Charles Schwab & Co., Inc.|1004
ESRT|EMPIRE STATE REALTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118654
ESRT|EMPIRE STATE REALTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1700
ESRT|EMPIRE STATE REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|383199
ESRT|EMPIRE STATE REALTY|CTDL|Citadel Derivatives Group Llc|14222
ESRT|EMPIRE STATE REALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|202368
ESRT|EMPIRE STATE REALTY|DADA|D.A. Davidson & Co.|334
ESRT|EMPIRE STATE REALTY|DBAB|Deutsche Bank Securities Inc.|150069
ESRT|EMPIRE STATE REALTY|DBAX|Deutsche Bank Securities Inc.|449700
ESRT|EMPIRE STATE REALTY|DEAN|MORGAN STANLEY|9704
ESRT|EMPIRE STATE REALTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11600
ESRT|EMPIRE STATE REALTY|EBXL|EBX LLC|152300
ESRT|EMPIRE STATE REALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1956
ESRT|EMPIRE STATE REALTY|EDJO|Edward D. Jones & Co., L.P.|56
ESRT|EMPIRE STATE REALTY|EGAM|CBOE TRADING, INC.|6373
ESRT|EMPIRE STATE REALTY|EGAW|CBOE TRADING, INC.|153
ESRT|EMPIRE STATE REALTY|EGXM|CBOE TRADING, INC.|600
ESRT|EMPIRE STATE REALTY|ESPO|ESPOSITO SECURITIES, LLC|110
ESRT|EMPIRE STATE REALTY|ETBE|Electronic Transaction Clearing, Inc.|13854
ESRT|EMPIRE STATE REALTY|ETCC|Electronic Transaction Clearing, Inc.|120
ESRT|EMPIRE STATE REALTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
ESRT|EMPIRE STATE REALTY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|30
ESRT|EMPIRE STATE REALTY|ETRS|E*Trade Securities LLC|2712
ESRT|EMPIRE STATE REALTY|FBRC|B. RILEY FBR, INC.|224320
ESRT|EMPIRE STATE REALTY|FILL|Tradestation Securities, Inc.|622
ESRT|EMPIRE STATE REALTY|FMAF|NBCN Inc./ CDS|220
ESRT|EMPIRE STATE REALTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22415
ESRT|EMPIRE STATE REALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78487
ESRT|EMPIRE STATE REALTY|FTBR|Foliofn Investments, Inc.|1444
ESRT|EMPIRE STATE REALTY|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ESRT|EMPIRE STATE REALTY|GLPX|ACS EXECUTION SERVICES, LLC|29994
ESRT|EMPIRE STATE REALTY|GNAV|GREEN STREET TRADING, LLC|357036
ESRT|EMPIRE STATE REALTY|GSCO|GOLDMAN SACHS & CO. LLC|828310
ESRT|EMPIRE STATE REALTY|GSCS|GOLDMAN SACHS & CO. LLC|16793
ESRT|EMPIRE STATE REALTY|GSLT|GOLDMAN SACHS & CO. LLC|28914
ESRT|EMPIRE STATE REALTY|GTSY|GTS SECURITIES LLC|700
ESRT|EMPIRE STATE REALTY|GTSZ|GTS SECURITIES LLC|59900
ESRT|EMPIRE STATE REALTY|HRBF|American Enterprise Investment Services Inc.|8126
ESRT|EMPIRE STATE REALTY|HSBC|HSBC Securities, Inc.|100
ESRT|EMPIRE STATE REALTY|IATS|INTERACTIVE BROKERS LLC|7428
ESRT|EMPIRE STATE REALTY|IBKR|Interactive Brokers Llc|18251
ESRT|EMPIRE STATE REALTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|978
ESRT|EMPIRE STATE REALTY|ICBX|INSTINET, LLC|109788
ESRT|EMPIRE STATE REALTY|IEQY|CITADEL SECURITIES LLC|56875
ESRT|EMPIRE STATE REALTY|INCA|INSTINET, LLC|78724
ESRT|EMPIRE STATE REALTY|INJX|INSTINET, LLC|651
ESRT|EMPIRE STATE REALTY|ITGI|ITG Inc.|13781
ESRT|EMPIRE STATE REALTY|ITGP|ITG INC.|143000
ESRT|EMPIRE STATE REALTY|JANY|Janney Montgomery Scott Inc.|100
ESRT|EMPIRE STATE REALTY|JEFF|JEFFERIES LLC|266578
ESRT|EMPIRE STATE REALTY|JMPT|JUMP TRADING, LLC|71626
ESRT|EMPIRE STATE REALTY|JONE|JonesTrading|30953
ESRT|EMPIRE STATE REALTY|JPBX|J.P. MORGAN SECURITIES LLC|150423
ESRT|EMPIRE STATE REALTY|JPMX|J.P. Morgan Securities LLC|862228
ESRT|EMPIRE STATE REALTY|JSJX|JANE STREET CAPITAL LLC|5519
ESRT|EMPIRE STATE REALTY|KCGM|VIRTU Americas LLC|47032
ESRT|EMPIRE STATE REALTY|LEHM|Barclays Capital Inc./Le|904851
ESRT|EMPIRE STATE REALTY|LIME|Lime Brokerage LLC|55954
ESRT|EMPIRE STATE REALTY|LMNX|LUMINEX TRADING & ANALYTICS LLC|446484
ESRT|EMPIRE STATE REALTY|LQNA|LIQUIDNET, INC.|486600
ESRT|EMPIRE STATE REALTY|LQNB|LIQUIDNET, INC.|45200
ESRT|EMPIRE STATE REALTY|LSCI|Lek Securities Corporation|40
ESRT|EMPIRE STATE REALTY|MAXM|Maxim Group LLC|225
ESRT|EMPIRE STATE REALTY|MBTS|ALLY INVEST SECURITIES LLC|360
ESRT|EMPIRE STATE REALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|340857
ESRT|EMPIRE STATE REALTY|MSCO|MORGAN STANLEY & CO. LLC|977509
ESRT|EMPIRE STATE REALTY|MSPL|MORGAN STANLEY & CO. LLC|884900
ESRT|EMPIRE STATE REALTY|MSTX|MORGAN STANLEY & CO. LLC|289500
ESRT|EMPIRE STATE REALTY|NFSC|National Financial Services LLC|123197
ESRT|EMPIRE STATE REALTY|NITE|VIRTU Americas LLC|256877
ESRT|EMPIRE STATE REALTY|NMRA|Nomura Securities International, Inc.|123400
ESRT|EMPIRE STATE REALTY|NQRB|Brut, LLC|2604
ESRT|EMPIRE STATE REALTY|NTBF|BMO Nesbitt Burns Inc./CDS|100
ESRT|EMPIRE STATE REALTY|OPCO|Oppenheimer & Co. Inc.|5620
ESRT|EMPIRE STATE REALTY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
ESRT|EMPIRE STATE REALTY|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|9990
ESRT|EMPIRE STATE REALTY|PDQM|CODA MARKETS, INC.|5738
ESRT|EMPIRE STATE REALTY|PWJC|UBS Financial Services, Inc.|2025
ESRT|EMPIRE STATE REALTY|RBCM|RBC CAPITAL MARKETS, LLC|4364
ESRT|EMPIRE STATE REALTY|SAGL|SAGETRADER, LLC|10100
ESRT|EMPIRE STATE REALTY|SAGW|SAGETRADER, LLC|211
ESRT|EMPIRE STATE REALTY|SBSH|Citigroup Global Markets Inc.|517325
ESRT|EMPIRE STATE REALTY|SEIC|SEI Investments Distribution Co.|100
ESRT|EMPIRE STATE REALTY|SGMT|GOLDMAN SACHS & CO. LLC|207997
ESRT|EMPIRE STATE REALTY|SOCO|Capital One Southcoast, Inc|3400
ESRT|EMPIRE STATE REALTY|SPDR|SPEEDROUTE LLC|6200
ESRT|EMPIRE STATE REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|246109
ESRT|EMPIRE STATE REALTY|STKP|STOCKPILE INVESTMENTS, INC.|18
ESRT|EMPIRE STATE REALTY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5059
ESRT|EMPIRE STATE REALTY|SWIM|TD Ameritrade, Inc.|22736
ESRT|EMPIRE STATE REALTY|SWST|Hilltop Securities Inc.|930
ESRT|EMPIRE STATE REALTY|TRBT|Tradebot Systems, Inc.|176909
ESRT|EMPIRE STATE REALTY|TRCM|TRC MARKETS LLC|62495
ESRT|EMPIRE STATE REALTY|UBSA|UBS SECURITIES LLC|671709
ESRT|EMPIRE STATE REALTY|UBSS|UBS Securities LLC|649328
ESRT|EMPIRE STATE REALTY|VALX|VIRTU AMERICAS LLC|41455
ESRT|EMPIRE STATE REALTY|VGRD|Vanguard Marketing Corporation|2280
ESRT|EMPIRE STATE REALTY|WBPX|SUMMIT SECURITIES GROUP, LLC|18582
ESRT|EMPIRE STATE REALTY|WCHV|WELLS FARGO SECURITIES, LLC|47260
ESRT|EMPIRE STATE REALTY|WEDB|WEDBUSH SECURITIES INC.|497
ESRT|EMPIRE STATE REALTY|WEED|Weeden & Co.L.P.|79653
ESRT|EMPIRE STATE REALTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2157
ESRT|EMPIRE STATE REALTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48800
ESRT|EMPIRE STATE REALTY|WSEA|WOLVERINE SECURITIES, LLC|2904
ESRT|EMPIRE STATE REALTY|XIST|INSTINET, LLC|30800
ESRT|EMPIRE STATE REALTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|53156
ESRT|EMPIRE STATE REALTY|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ESRT|EMPIRE STATE REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8890
ESRX|EXPRESS SCRIPTS|ABLE|NATIXIS Securities Americas LLC|31608
ESRX|EXPRESS SCRIPTS|ADAM|CANACCORD GENUITY INC.|147335
ESRX|EXPRESS SCRIPTS|ALLN|Allen & Company LLC|10957
ESRX|EXPRESS SCRIPTS|ALTX|Alternet Securities Inc.|31433
ESRX|EXPRESS SCRIPTS|ANOS|ABEL/NOSER, L.L.C.|20695
ESRX|EXPRESS SCRIPTS|APCC|Apex Clearing Corporation|892
ESRX|EXPRESS SCRIPTS|AQUA|AQUA SECURITIES L.P.|39200
ESRX|EXPRESS SCRIPTS|BANK|Primevest Financial Services, Inc.|505
ESRX|EXPRESS SCRIPTS|BARD|Robert W. Baird & Co. Incorporated|36457
ESRX|EXPRESS SCRIPTS|BATM|CBOE TRADING, INC.|13976
ESRX|EXPRESS SCRIPTS|BAUM|George K. Baum & Company|1000
ESRX|EXPRESS SCRIPTS|BAYC|BAY CREST PARTNERS, LLC|33224
ESRX|EXPRESS SCRIPTS|BBNT|BB&T SECURITIES, LLC|7379
ESRX|EXPRESS SCRIPTS|BERN|Sanford C. Bernstein & Co., LLC|423220
ESRX|EXPRESS SCRIPTS|BIDS|BIDS TRADING L.P.|47500
ESRX|EXPRESS SCRIPTS|BIMI|Banca IMI Securities Corp.|256
ESRX|EXPRESS SCRIPTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34189
ESRX|EXPRESS SCRIPTS|BLKX|INSTINET, LLC|126279
ESRX|EXPRESS SCRIPTS|BMOC|BMO Capital Markets Corp.|145445
ESRX|EXPRESS SCRIPTS|BNPX|BNP PARIBAS SECURITIES CORP.|1697993
ESRX|EXPRESS SCRIPTS|BTIG|BTIG, LLC|119011
ESRX|EXPRESS SCRIPTS|BYXM|CBOE TRADING, INC.|9521
ESRX|EXPRESS SCRIPTS|CABR|Cabrera Capital Markets, Inc.|75
ESRX|EXPRESS SCRIPTS|CANT|Cantor Fitzgerald & Co.|101448
ESRX|EXPRESS SCRIPTS|CHAS|Charles Schwab & Co., Inc.|20949
ESRX|EXPRESS SCRIPTS|CHLC|CHURCHILL CAPITAL USA, INC.|3734
ESRX|EXPRESS SCRIPTS|CIBP|CIBC World Markets Corp.|350684
ESRX|EXPRESS SCRIPTS|CIST|Capital Institutional Services, Inc.|12469
ESRX|EXPRESS SCRIPTS|CLSA|CLSA AMERICAS, LLC|100
ESRX|EXPRESS SCRIPTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1288596
ESRX|EXPRESS SCRIPTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6323
ESRX|EXPRESS SCRIPTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8336
ESRX|EXPRESS SCRIPTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|723728
ESRX|EXPRESS SCRIPTS|CTDE|CHOICETRADE|14
ESRX|EXPRESS SCRIPTS|CTDL|Citadel Derivatives Group Llc|258279
ESRX|EXPRESS SCRIPTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|120736
ESRX|EXPRESS SCRIPTS|DADA|D.A. Davidson & Co.|4175
ESRX|EXPRESS SCRIPTS|DAWA|Daiwa Capital Markets America Inc.|67
ESRX|EXPRESS SCRIPTS|DBAB|Deutsche Bank Securities Inc.|1518031
ESRX|EXPRESS SCRIPTS|DBAX|Deutsche Bank Securities Inc.|470000
ESRX|EXPRESS SCRIPTS|DCHF|Dart Executions, LLC|26801
ESRX|EXPRESS SCRIPTS|DEAN|MORGAN STANLEY|37459
ESRX|EXPRESS SCRIPTS|DEGS|RONIN PROFESSIONAL LLC|3659
ESRX|EXPRESS SCRIPTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|169075
ESRX|EXPRESS SCRIPTS|DRWK|DRW SECURITIES, L.L.C.|116032
ESRX|EXPRESS SCRIPTS|EBXL|EBX LLC|756600
ESRX|EXPRESS SCRIPTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|19366
ESRX|EXPRESS SCRIPTS|EDJC|Edward Jones / CDS|2767
ESRX|EXPRESS SCRIPTS|EDJO|Edward D. Jones & Co., L.P.|95880
ESRX|EXPRESS SCRIPTS|EGAM|CBOE TRADING, INC.|61535
ESRX|EXPRESS SCRIPTS|EGAW|CBOE TRADING, INC.|721
ESRX|EXPRESS SCRIPTS|EGMT|EG MARKET TECHNOLOGIES LLC|2363
ESRX|EXPRESS SCRIPTS|EGXM|CBOE TRADING, INC.|22640
ESRX|EXPRESS SCRIPTS|EGXW|CBOE TRADING, INC.|752
ESRX|EXPRESS SCRIPTS|ETBE|Electronic Transaction Clearing, Inc.|72602
ESRX|EXPRESS SCRIPTS|ETCC|Electronic Transaction Clearing, Inc.|1062
ESRX|EXPRESS SCRIPTS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7681
ESRX|EXPRESS SCRIPTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|90463
ESRX|EXPRESS SCRIPTS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|900
ESRX|EXPRESS SCRIPTS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2673
ESRX|EXPRESS SCRIPTS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|2734
ESRX|EXPRESS SCRIPTS|ETRS|E*Trade Securities LLC|94524
ESRX|EXPRESS SCRIPTS|FBCO|Credit Suisse Securities (USA) LLC|2039219
ESRX|EXPRESS SCRIPTS|FIDT|Fidelity Clearing Canada ULC./ CDS|267
ESRX|EXPRESS SCRIPTS|FILL|Tradestation Securities, Inc.|35264
ESRX|EXPRESS SCRIPTS|FINX|FINTECH SECURITIES|2466
ESRX|EXPRESS SCRIPTS|FMAF|NBCN Inc./ CDS|12414
ESRX|EXPRESS SCRIPTS|FOMA|TD AMERITRADE CLEARING, INC.|143372
ESRX|EXPRESS SCRIPTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14939
ESRX|EXPRESS SCRIPTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113023
ESRX|EXPRESS SCRIPTS|FTBR|Foliofn Investments, Inc.|10364
ESRX|EXPRESS SCRIPTS|GBMT|GBM International, Inc.|1360
ESRX|EXPRESS SCRIPTS|GEBB|GLOBAL EXECUTION BROKERS, LP|246436
ESRX|EXPRESS SCRIPTS|GELP|RBC CAPITAL MARKETS, LLC|3752
ESRX|EXPRESS SCRIPTS|GLPX|ACS EXECUTION SERVICES, LLC|127684
ESRX|EXPRESS SCRIPTS|GSCO|GOLDMAN SACHS & CO. LLC|7407291
ESRX|EXPRESS SCRIPTS|GSCS|GOLDMAN SACHS & CO. LLC|236055
ESRX|EXPRESS SCRIPTS|GSLT|GOLDMAN SACHS & CO. LLC|21907
ESRX|EXPRESS SCRIPTS|GTSZ|GTS SECURITIES LLC|582579
ESRX|EXPRESS SCRIPTS|HAPX|HAP Trading, LLC|21962
ESRX|EXPRESS SCRIPTS|HRBF|American Enterprise Investment Services Inc.|24845
ESRX|EXPRESS SCRIPTS|HSBC|HSBC Securities, Inc.|34954
ESRX|EXPRESS SCRIPTS|IATS|INTERACTIVE BROKERS LLC|26528
ESRX|EXPRESS SCRIPTS|IBKR|Interactive Brokers Llc|254481
ESRX|EXPRESS SCRIPTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2624
ESRX|EXPRESS SCRIPTS|ICBX|INSTINET, LLC|203572
ESRX|EXPRESS SCRIPTS|IEQY|CITADEL SECURITIES LLC|567037
ESRX|EXPRESS SCRIPTS|INCA|INSTINET, LLC|2064287
ESRX|EXPRESS SCRIPTS|INJX|INSTINET, LLC|208672
ESRX|EXPRESS SCRIPTS|INTL|INTL FCSTONE FINANCIAL INC.|257
ESRX|EXPRESS SCRIPTS|ITGI|ITG Inc.|262028
ESRX|EXPRESS SCRIPTS|ITGP|ITG INC.|690800
ESRX|EXPRESS SCRIPTS|JANY|Janney Montgomery Scott Inc.|5522
ESRX|EXPRESS SCRIPTS|JEFF|JEFFERIES LLC|968305
ESRX|EXPRESS SCRIPTS|JMPT|JUMP TRADING, LLC|293460
ESRX|EXPRESS SCRIPTS|JONE|JonesTrading|730
ESRX|EXPRESS SCRIPTS|JPBX|J.P. MORGAN SECURITIES LLC|40479
ESRX|EXPRESS SCRIPTS|JPMX|J.P. Morgan Securities LLC|679355
ESRX|EXPRESS SCRIPTS|JSJX|JANE STREET CAPITAL LLC|123982
ESRX|EXPRESS SCRIPTS|KCGM|VIRTU Americas LLC|156142
ESRX|EXPRESS SCRIPTS|KEYB|KEYBANC CAPITAL MARKETS INC.|73396
ESRX|EXPRESS SCRIPTS|LEER|LEERINK PARTNERS LLC|30917
ESRX|EXPRESS SCRIPTS|LEHM|Barclays Capital Inc./Le|3468051
ESRX|EXPRESS SCRIPTS|LIME|Lime Brokerage LLC|800415
ESRX|EXPRESS SCRIPTS|LMGP|LIME BROKERAGE LLC|20279
ESRX|EXPRESS SCRIPTS|LOOP|Loop Capital Markets LLC|15663
ESRX|EXPRESS SCRIPTS|LQNA|LIQUIDNET, INC.|125800
ESRX|EXPRESS SCRIPTS|LQNB|LIQUIDNET, INC.|61400
ESRX|EXPRESS SCRIPTS|LSCI|Lek Securities Corporation|4069
ESRX|EXPRESS SCRIPTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|650
ESRX|EXPRESS SCRIPTS|MACC|Mid Atlantic Capital Corporation|3288
ESRX|EXPRESS SCRIPTS|MACQ|Macquarie Capital (USA) Inc.|4800
ESRX|EXPRESS SCRIPTS|MAXM|Maxim Group LLC|2147
ESRX|EXPRESS SCRIPTS|MCBT|Moors & Cabot, Inc.|200
ESRX|EXPRESS SCRIPTS|MCMF|Raymond James Ltd. Cds|1095
ESRX|EXPRESS SCRIPTS|MKMP|MKM Partners LLC|600
ESRX|EXPRESS SCRIPTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|370853
ESRX|EXPRESS SCRIPTS|MOTF|MOTIF INVESTING, INC.|27
ESRX|EXPRESS SCRIPTS|MSCO|MORGAN STANLEY & CO. LLC|12729735
ESRX|EXPRESS SCRIPTS|MSPL|MORGAN STANLEY & CO. LLC|397700
ESRX|EXPRESS SCRIPTS|MSTX|MORGAN STANLEY & CO. LLC|100600
ESRX|EXPRESS SCRIPTS|NBCS|NBC Securities, INC.|35
ESRX|EXPRESS SCRIPTS|NEED|Needham & Company, LLC|531
ESRX|EXPRESS SCRIPTS|NEUB|NEUBERGER BERMAN BD LLC|750
ESRX|EXPRESS SCRIPTS|NFSC|National Financial Services LLC|564242
ESRX|EXPRESS SCRIPTS|NITE|VIRTU Americas LLC|1072833
ESRX|EXPRESS SCRIPTS|NITP|VIRTU Americas LLC|8197
ESRX|EXPRESS SCRIPTS|NMRA|Nomura Securities International, Inc.|100
ESRX|EXPRESS SCRIPTS|NQRB|Brut, LLC|119095
ESRX|EXPRESS SCRIPTS|NTRC|Northern Trust Securities, Inc.|336
ESRX|EXPRESS SCRIPTS|OHOS|TWO SIGMA SECURITIES, LLC|86145
ESRX|EXPRESS SCRIPTS|OLDM|OLD MISSION CAPITAL, LLC|11017
ESRX|EXPRESS SCRIPTS|ONEL|O'NEIL SECURITIES, INCORPORATED|15228
ESRX|EXPRESS SCRIPTS|OPCO|Oppenheimer & Co. Inc.|20903
ESRX|EXPRESS SCRIPTS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13117
ESRX|EXPRESS SCRIPTS|PDQM|CODA MARKETS, INC.|204452
ESRX|EXPRESS SCRIPTS|PHLY|NASDAQ Execution Services, LLC|11400
ESRX|EXPRESS SCRIPTS|PICT|Pictet Overseas Inc.|245
ESRX|EXPRESS SCRIPTS|PIPR|Piper Jaffray & Co.|4800
ESRX|EXPRESS SCRIPTS|PNSR|Penserra Securities, LLC|8500
ESRX|EXPRESS SCRIPTS|PWJC|UBS Financial Services, Inc.|490
ESRX|EXPRESS SCRIPTS|RAJA|Raymond James & Associates, Inc.|69281
ESRX|EXPRESS SCRIPTS|RBCM|RBC CAPITAL MARKETS, LLC|11906
ESRX|EXPRESS SCRIPTS|RHCO|Suntrust Robinson Humphrey, Inc.|332006
ESRX|EXPRESS SCRIPTS|SAGL|SAGETRADER, LLC|10362
ESRX|EXPRESS SCRIPTS|SAGW|SAGETRADER, LLC|149
ESRX|EXPRESS SCRIPTS|SALI|INTL FCSTONE FINANCIAL INC.|856
ESRX|EXPRESS SCRIPTS|SBSH|Citigroup Global Markets Inc.|1417156
ESRX|EXPRESS SCRIPTS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
ESRX|EXPRESS SCRIPTS|SEIC|SEI Investments Distribution Co.|2064
ESRX|EXPRESS SCRIPTS|SGMT|GOLDMAN SACHS & CO. LLC|504015
ESRX|EXPRESS SCRIPTS|SJLS|TRADE INFORMATICS LLC|1000
ESRX|EXPRESS SCRIPTS|SOGO|Wang Investment Associates, Inc.|400
ESRX|EXPRESS SCRIPTS|SPDR|SPEEDROUTE LLC|75641
ESRX|EXPRESS SCRIPTS|SPHN|Stephens Inc.|69
ESRX|EXPRESS SCRIPTS|SPTD|MINT GLOBAL MARKETS, INC.|300
ESRX|EXPRESS SCRIPTS|SSBS|STATE STREET GLOBAL MARKETS, LLC|290806
ESRX|EXPRESS SCRIPTS|STFL|Stifel, Nicolaus & Company, Incorporated|18054
ESRX|EXPRESS SCRIPTS|STKP|STOCKPILE INVESTMENTS, INC.|84
ESRX|EXPRESS SCRIPTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
ESRX|EXPRESS SCRIPTS|SWIM|TD Ameritrade, Inc.|93648
ESRX|EXPRESS SCRIPTS|SWST|Hilltop Securities Inc.|9145
ESRX|EXPRESS SCRIPTS|TDFS|TRADERFIELD SECURITIES INC.|19
ESRX|EXPRESS SCRIPTS|TKNG|ALLY INVEST SECURITIES LLC|1612
ESRX|EXPRESS SCRIPTS|TRBT|Tradebot Systems, Inc.|579568
ESRX|EXPRESS SCRIPTS|TRCM|TRC MARKETS LLC|764998
ESRX|EXPRESS SCRIPTS|TTUC|CUTTONE & CO., INC.|16988
ESRX|EXPRESS SCRIPTS|TWTT|TASTYWORKS, INC.|500
ESRX|EXPRESS SCRIPTS|UBSA|UBS SECURITIES LLC|1709428
ESRX|EXPRESS SCRIPTS|UBSS|UBS Securities LLC|2640718
ESRX|EXPRESS SCRIPTS|UFPA|UNITED FIRST PARTNERS LLC|98871
ESRX|EXPRESS SCRIPTS|VALX|VIRTU AMERICAS LLC|26446
ESRX|EXPRESS SCRIPTS|VERT|The Vertical Trading Group, LLC|1830
ESRX|EXPRESS SCRIPTS|VGRD|Vanguard Marketing Corporation|14755
ESRX|EXPRESS SCRIPTS|WABR|Wall Street Access|726
ESRX|EXPRESS SCRIPTS|WBET|Wallachbeth Capital LLC|502
ESRX|EXPRESS SCRIPTS|WBLR|WILLIAM BLAIR|5281
ESRX|EXPRESS SCRIPTS|WBPX|SUMMIT SECURITIES GROUP, LLC|26839
ESRX|EXPRESS SCRIPTS|WCHV|WELLS FARGO SECURITIES, LLC|572368
ESRX|EXPRESS SCRIPTS|WDNX|WEEDEN & CO.L.P.|22646
ESRX|EXPRESS SCRIPTS|WEDB|WEDBUSH SECURITIES INC.|966
ESRX|EXPRESS SCRIPTS|WEED|Weeden & Co.L.P.|1768
ESRX|EXPRESS SCRIPTS|WESC|Wellington Shields & Co., LLC|2188
ESRX|EXPRESS SCRIPTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|50968
ESRX|EXPRESS SCRIPTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55771
ESRX|EXPRESS SCRIPTS|WGIF|CIBC World Markets Inc.|9850
ESRX|EXPRESS SCRIPTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2455
ESRX|EXPRESS SCRIPTS|WSAG|WALL STREET ACCESS|69
ESRX|EXPRESS SCRIPTS|WSEA|WOLVERINE SECURITIES, LLC|3618
ESRX|EXPRESS SCRIPTS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
ESRX|EXPRESS SCRIPTS|XIST|INSTINET, LLC|41928
ESRX|EXPRESS SCRIPTS|XPUS|XP SECURITIES, LLC|360
ESRX|EXPRESS SCRIPTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|64172
ESRX|EXPRESS SCRIPTS|YKNA|COMHAR CAPITAL MARKETS, LLC|19197
ESRX|EXPRESS SCRIPTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18593
ESS|ESSEX PRTY TR INC|ALTX|Alternet Securities Inc.|4457
ESS|ESSEX PRTY TR INC|APCC|Apex Clearing Corporation|74
ESS|ESSEX PRTY TR INC|BANK|Primevest Financial Services, Inc.|6
ESS|ESSEX PRTY TR INC|BARD|Robert W. Baird & Co. Incorporated|349
ESS|ESSEX PRTY TR INC|BATM|CBOE TRADING, INC.|4530
ESS|ESSEX PRTY TR INC|BAYT|BTIG, LLC|100
ESS|ESSEX PRTY TR INC|BBNT|BB&T SECURITIES, LLC|4
ESS|ESSEX PRTY TR INC|BERN|Sanford C. Bernstein & Co., LLC|35046
ESS|ESSEX PRTY TR INC|BIDS|BIDS TRADING L.P.|200
ESS|ESSEX PRTY TR INC|BIMI|Banca IMI Securities Corp.|25
ESS|ESSEX PRTY TR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2520
ESS|ESSEX PRTY TR INC|BNPX|BNP PARIBAS SECURITIES CORP.|38045
ESS|ESSEX PRTY TR INC|BTIG|BTIG, LLC|5119
ESS|ESSEX PRTY TR INC|BYXM|CBOE TRADING, INC.|1852
ESS|ESSEX PRTY TR INC|BZYD|GOLDMAN SACHS & CO. LLC|909
ESS|ESSEX PRTY TR INC|CANT|Cantor Fitzgerald & Co.|5
ESS|ESSEX PRTY TR INC|CHAS|Charles Schwab & Co., Inc.|80
ESS|ESSEX PRTY TR INC|CIBP|CIBC World Markets Corp.|2808
ESS|ESSEX PRTY TR INC|CIST|Capital Institutional Services, Inc.|249
ESS|ESSEX PRTY TR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47387
ESS|ESSEX PRTY TR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|708
ESS|ESSEX PRTY TR INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|78534
ESS|ESSEX PRTY TR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|228539
ESS|ESSEX PRTY TR INC|CTDL|Citadel Derivatives Group Llc|4989
ESS|ESSEX PRTY TR INC|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|1300
ESS|ESSEX PRTY TR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17738
ESS|ESSEX PRTY TR INC|DBAB|Deutsche Bank Securities Inc.|147172
ESS|ESSEX PRTY TR INC|DBAX|Deutsche Bank Securities Inc.|224200
ESS|ESSEX PRTY TR INC|DBUL|Deutsche Bank Securities Inc.|500
ESS|ESSEX PRTY TR INC|DCHF|Dart Executions, LLC|367
ESS|ESSEX PRTY TR INC|DEAN|MORGAN STANLEY|2149
ESS|ESSEX PRTY TR INC|DEGS|RONIN PROFESSIONAL LLC|100
ESS|ESSEX PRTY TR INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6211
ESS|ESSEX PRTY TR INC|DRWK|DRW SECURITIES, L.L.C.|1982
ESS|ESSEX PRTY TR INC|EBXL|EBX LLC|124800
ESS|ESSEX PRTY TR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4334
ESS|ESSEX PRTY TR INC|EDJO|Edward D. Jones & Co., L.P.|442
ESS|ESSEX PRTY TR INC|EGAM|CBOE TRADING, INC.|6461
ESS|ESSEX PRTY TR INC|EGAW|CBOE TRADING, INC.|226
ESS|ESSEX PRTY TR INC|EGMT|EG MARKET TECHNOLOGIES LLC|2200
ESS|ESSEX PRTY TR INC|EGXM|CBOE TRADING, INC.|948
ESS|ESSEX PRTY TR INC|ETBE|Electronic Transaction Clearing, Inc.|1194
ESS|ESSEX PRTY TR INC|ETCC|Electronic Transaction Clearing, Inc.|237
ESS|ESSEX PRTY TR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29635
ESS|ESSEX PRTY TR INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|310
ESS|ESSEX PRTY TR INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|547
ESS|ESSEX PRTY TR INC|ETRS|E*Trade Securities LLC|3368
ESS|ESSEX PRTY TR INC|FILL|Tradestation Securities, Inc.|10
ESS|ESSEX PRTY TR INC|FMAF|NBCN Inc./ CDS|511
ESS|ESSEX PRTY TR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3724
ESS|ESSEX PRTY TR INC|FQLS|Quantlab Securities LP|114446
ESS|ESSEX PRTY TR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53927
ESS|ESSEX PRTY TR INC|FTBR|Foliofn Investments, Inc.|320
ESS|ESSEX PRTY TR INC|GLPX|ACS EXECUTION SERVICES, LLC|49253
ESS|ESSEX PRTY TR INC|GNAV|GREEN STREET TRADING, LLC|319857
ESS|ESSEX PRTY TR INC|GSCO|GOLDMAN SACHS & CO. LLC|557888
ESS|ESSEX PRTY TR INC|GSCS|GOLDMAN SACHS & CO. LLC|653
ESS|ESSEX PRTY TR INC|GSLT|GOLDMAN SACHS & CO. LLC|1795
ESS|ESSEX PRTY TR INC|GTSZ|GTS SECURITIES LLC|65520
ESS|ESSEX PRTY TR INC|HRBF|American Enterprise Investment Services Inc.|752
ESS|ESSEX PRTY TR INC|HSBC|HSBC Securities, Inc.|100
ESS|ESSEX PRTY TR INC|IATS|INTERACTIVE BROKERS LLC|3505
ESS|ESSEX PRTY TR INC|IBKR|Interactive Brokers Llc|822
ESS|ESSEX PRTY TR INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|125
ESS|ESSEX PRTY TR INC|ICBX|INSTINET, LLC|57354
ESS|ESSEX PRTY TR INC|IEQY|CITADEL SECURITIES LLC|60580
ESS|ESSEX PRTY TR INC|INCA|INSTINET, LLC|126353
ESS|ESSEX PRTY TR INC|INJX|INSTINET, LLC|2252
ESS|ESSEX PRTY TR INC|ITGI|ITG Inc.|28085
ESS|ESSEX PRTY TR INC|ITGP|ITG INC.|40400
ESS|ESSEX PRTY TR INC|JANY|Janney Montgomery Scott Inc.|6
ESS|ESSEX PRTY TR INC|JEFF|JEFFERIES LLC|38010
ESS|ESSEX PRTY TR INC|JMPT|JUMP TRADING, LLC|33431
ESS|ESSEX PRTY TR INC|JPBX|J.P. MORGAN SECURITIES LLC|50779
ESS|ESSEX PRTY TR INC|JPMX|J.P. Morgan Securities LLC|278161
ESS|ESSEX PRTY TR INC|JSJX|JANE STREET CAPITAL LLC|8123
ESS|ESSEX PRTY TR INC|KCGM|VIRTU Americas LLC|37397
ESS|ESSEX PRTY TR INC|LEHM|Barclays Capital Inc./Le|389098
ESS|ESSEX PRTY TR INC|LIME|Lime Brokerage LLC|15347
ESS|ESSEX PRTY TR INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
ESS|ESSEX PRTY TR INC|LQNA|LIQUIDNET, INC.|11200
ESS|ESSEX PRTY TR INC|LSCI|Lek Securities Corporation|318
ESS|ESSEX PRTY TR INC|MACQ|Macquarie Capital (USA) Inc.|29664
ESS|ESSEX PRTY TR INC|MCMF|Raymond James Ltd. Cds|500
ESS|ESSEX PRTY TR INC|MKMP|MKM Partners LLC|33900
ESS|ESSEX PRTY TR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93641
ESS|ESSEX PRTY TR INC|MOTF|MOTIF INVESTING, INC.|42
ESS|ESSEX PRTY TR INC|MSCO|MORGAN STANLEY & CO. LLC|504987
ESS|ESSEX PRTY TR INC|MSPL|MORGAN STANLEY & CO. LLC|148100
ESS|ESSEX PRTY TR INC|MSTX|MORGAN STANLEY & CO. LLC|11000
ESS|ESSEX PRTY TR INC|NEUB|NEUBERGER BERMAN BD LLC|30
ESS|ESSEX PRTY TR INC|NFSC|National Financial Services LLC|21237
ESS|ESSEX PRTY TR INC|NITE|VIRTU Americas LLC|96275
ESS|ESSEX PRTY TR INC|NQRB|Brut, LLC|1437
ESS|ESSEX PRTY TR INC|OPCO|Oppenheimer & Co. Inc.|1700
ESS|ESSEX PRTY TR INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6564
ESS|ESSEX PRTY TR INC|PDQM|CODA MARKETS, INC.|192840
ESS|ESSEX PRTY TR INC|PWJC|UBS Financial Services, Inc.|242
ESS|ESSEX PRTY TR INC|QMSR|QUATTRO M SECURITIES INC.|108
ESS|ESSEX PRTY TR INC|RBCM|RBC CAPITAL MARKETS, LLC|1726
ESS|ESSEX PRTY TR INC|SAGL|SAGETRADER, LLC|21327
ESS|ESSEX PRTY TR INC|SAGW|SAGETRADER, LLC|3
ESS|ESSEX PRTY TR INC|SBSH|Citigroup Global Markets Inc.|67521
ESS|ESSEX PRTY TR INC|SEIC|SEI Investments Distribution Co.|200
ESS|ESSEX PRTY TR INC|SGMT|GOLDMAN SACHS & CO. LLC|100441
ESS|ESSEX PRTY TR INC|SPDR|SPEEDROUTE LLC|9400
ESS|ESSEX PRTY TR INC|SPHN|Stephens Inc.|7
ESS|ESSEX PRTY TR INC|STFL|Stifel, Nicolaus & Company, Incorporated|1495
ESS|ESSEX PRTY TR INC|STKP|STOCKPILE INVESTMENTS, INC.|6
ESS|ESSEX PRTY TR INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4427
ESS|ESSEX PRTY TR INC|SWIM|TD Ameritrade, Inc.|982
ESS|ESSEX PRTY TR INC|SWST|Hilltop Securities Inc.|1764
ESS|ESSEX PRTY TR INC|TAGC|TELSEY ADVISORY GROUP LLC|2992
ESS|ESSEX PRTY TR INC|TIAD|Triad Securities Corp|27
ESS|ESSEX PRTY TR INC|TKNG|ALLY INVEST SECURITIES LLC|15
ESS|ESSEX PRTY TR INC|TOUR|TOURMALINE PARTNERS, LLC|100
ESS|ESSEX PRTY TR INC|TRBT|Tradebot Systems, Inc.|103308
ESS|ESSEX PRTY TR INC|TRCM|TRC MARKETS LLC|49748
ESS|ESSEX PRTY TR INC|UBSA|UBS SECURITIES LLC|490570
ESS|ESSEX PRTY TR INC|UBSS|UBS Securities LLC|451034
ESS|ESSEX PRTY TR INC|VALX|VIRTU AMERICAS LLC|43871
ESS|ESSEX PRTY TR INC|VGRD|Vanguard Marketing Corporation|307
ESS|ESSEX PRTY TR INC|WBET|Wallachbeth Capital LLC|1
ESS|ESSEX PRTY TR INC|WBLR|WILLIAM BLAIR|45
ESS|ESSEX PRTY TR INC|WBPX|SUMMIT SECURITIES GROUP, LLC|512
ESS|ESSEX PRTY TR INC|WCHV|WELLS FARGO SECURITIES, LLC|33258
ESS|ESSEX PRTY TR INC|WDNX|WEEDEN & CO.L.P.|1502
ESS|ESSEX PRTY TR INC|WEDB|WEDBUSH SECURITIES INC.|2032
ESS|ESSEX PRTY TR INC|WEED|Weeden & Co.L.P.|4354
ESS|ESSEX PRTY TR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7686
ESS|ESSEX PRTY TR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5341
ESS|ESSEX PRTY TR INC|WFPB|Wells Fargo Securities, LLC.|733
ESS|ESSEX PRTY TR INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|372
ESS|ESSEX PRTY TR INC|WSAG|WALL STREET ACCESS|1594
ESS|ESSEX PRTY TR INC|WSEA|WOLVERINE SECURITIES, LLC|313
ESS|ESSEX PRTY TR INC|XIST|INSTINET, LLC|6278
ESS|ESSEX PRTY TR INC|XPQR|Jump Trading|100
ESS|ESSEX PRTY TR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9674
ESS|ESSEX PRTY TR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|25692
ESS|ESSEX PRTY TR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|603
ESSA|ESSA BANCORP, INC.|ALTX|Alternet Securities Inc.|300
ESSA|ESSA BANCORP, INC.|APCC|Apex Clearing Corporation|10
ESSA|ESSA BANCORP, INC.|BANK|Primevest Financial Services, Inc.|1026
ESSA|ESSA BANCORP, INC.|BATM|CBOE TRADING, INC.|97
ESSA|ESSA BANCORP, INC.|BBNT|BB&T SECURITIES, LLC|501
ESSA|ESSA BANCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|1550
ESSA|ESSA BANCORP, INC.|BMOC|BMO Capital Markets Corp.|1463
ESSA|ESSA BANCORP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|980
ESSA|ESSA BANCORP, INC.|BTIG|BTIG, LLC|20
ESSA|ESSA BANCORP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|101
ESSA|ESSA BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49
ESSA|ESSA BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1215
ESSA|ESSA BANCORP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|690
ESSA|ESSA BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1915
ESSA|ESSA BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|757
ESSA|ESSA BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1138
ESSA|ESSA BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|19994
ESSA|ESSA BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|400
ESSA|ESSA BANCORP, INC.|DEAN|MORGAN STANLEY|17
ESSA|ESSA BANCORP, INC.|DEGS|RONIN PROFESSIONAL LLC|600
ESSA|ESSA BANCORP, INC.|EBXL|EBX LLC|700
ESSA|ESSA BANCORP, INC.|EGAM|CBOE TRADING, INC.|400
ESSA|ESSA BANCORP, INC.|EGXW|CBOE TRADING, INC.|1118
ESSA|ESSA BANCORP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
ESSA|ESSA BANCORP, INC.|ETRS|E*Trade Securities LLC|13
ESSA|ESSA BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|41102
ESSA|ESSA BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|8678
ESSA|ESSA BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2973
ESSA|ESSA BANCORP, INC.|FTBR|Foliofn Investments, Inc.|1
ESSA|ESSA BANCORP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2442
ESSA|ESSA BANCORP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|235
ESSA|ESSA BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|33486
ESSA|ESSA BANCORP, INC.|GTSZ|GTS SECURITIES LLC|6964
ESSA|ESSA BANCORP, INC.|HRBF|American Enterprise Investment Services Inc.|252
ESSA|ESSA BANCORP, INC.|IBKR|Interactive Brokers Llc|731
ESSA|ESSA BANCORP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1750
ESSA|ESSA BANCORP, INC.|ICBX|INSTINET, LLC|700
ESSA|ESSA BANCORP, INC.|INCA|INSTINET, LLC|6846
ESSA|ESSA BANCORP, INC.|INJX|INSTINET, LLC|213
ESSA|ESSA BANCORP, INC.|ITGI|ITG Inc.|5916
ESSA|ESSA BANCORP, INC.|JEFF|JEFFERIES LLC|2419
ESSA|ESSA BANCORP, INC.|JPMX|J.P. Morgan Securities LLC|2903
ESSA|ESSA BANCORP, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|8
ESSA|ESSA BANCORP, INC.|KCGM|VIRTU Americas LLC|347
ESSA|ESSA BANCORP, INC.|LEHM|Barclays Capital Inc./Le|12745
ESSA|ESSA BANCORP, INC.|LIME|Lime Brokerage LLC|14189
ESSA|ESSA BANCORP, INC.|LMGP|LIME BROKERAGE LLC|7
ESSA|ESSA BANCORP, INC.|MAXM|Maxim Group LLC|914
ESSA|ESSA BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2500
ESSA|ESSA BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|39035
ESSA|ESSA BANCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|1500
ESSA|ESSA BANCORP, INC.|NFSC|National Financial Services LLC|3103
ESSA|ESSA BANCORP, INC.|NITE|VIRTU Americas LLC|14780
ESSA|ESSA BANCORP, INC.|PDQM|CODA MARKETS, INC.|321
ESSA|ESSA BANCORP, INC.|SBSH|Citigroup Global Markets Inc.|11538
ESSA|ESSA BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|560
ESSA|ESSA BANCORP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|790
ESSA|ESSA BANCORP, INC.|SWIM|TD Ameritrade, Inc.|170
ESSA|ESSA BANCORP, INC.|TMBR|Timber Hill LLC|53
ESSA|ESSA BANCORP, INC.|TRCM|TRC MARKETS LLC|3999
ESSA|ESSA BANCORP, INC.|UBSA|UBS SECURITIES LLC|6308
ESSA|ESSA BANCORP, INC.|UBSS|UBS Securities LLC|32817
ESSA|ESSA BANCORP, INC.|VALX|VIRTU AMERICAS LLC|854
ESSA|ESSA BANCORP, INC.|VGRD|Vanguard Marketing Corporation|926
ESSA|ESSA BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|657
ESTE|EARTHSTONE ENERGY A|ALTX|Alternet Securities Inc.|7674
ESTE|EARTHSTONE ENERGY A|APCC|Apex Clearing Corporation|284
ESTE|EARTHSTONE ENERGY A|BARD|Robert W. Baird & Co. Incorporated|589
ESTE|EARTHSTONE ENERGY A|BATM|CBOE TRADING, INC.|277
ESTE|EARTHSTONE ENERGY A|BAYC|BAY CREST PARTNERS, LLC|5227
ESTE|EARTHSTONE ENERGY A|BERN|Sanford C. Bernstein & Co., LLC|3697
ESTE|EARTHSTONE ENERGY A|BIMI|Banca IMI Securities Corp.|120
ESTE|EARTHSTONE ENERGY A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3600
ESTE|EARTHSTONE ENERGY A|BNPX|BNP PARIBAS SECURITIES CORP.|2466
ESTE|EARTHSTONE ENERGY A|BYXM|CBOE TRADING, INC.|487
ESTE|EARTHSTONE ENERGY A|BZYD|GOLDMAN SACHS & CO. LLC|1200
ESTE|EARTHSTONE ENERGY A|CANT|Cantor Fitzgerald & Co.|2067
ESTE|EARTHSTONE ENERGY A|CHAS|Charles Schwab & Co., Inc.|8357
ESTE|EARTHSTONE ENERGY A|CIST|Capital Institutional Services, Inc.|6312
ESTE|EARTHSTONE ENERGY A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30158
ESTE|EARTHSTONE ENERGY A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18079
ESTE|EARTHSTONE ENERGY A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1526
ESTE|EARTHSTONE ENERGY A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80604
ESTE|EARTHSTONE ENERGY A|CTDL|Citadel Derivatives Group Llc|839
ESTE|EARTHSTONE ENERGY A|CXCX|CITIGROUP GLOBAL MARKETS INC.|27672
ESTE|EARTHSTONE ENERGY A|DBAB|Deutsche Bank Securities Inc.|35419
ESTE|EARTHSTONE ENERGY A|DBAX|Deutsche Bank Securities Inc.|57400
ESTE|EARTHSTONE ENERGY A|DEAN|MORGAN STANLEY|737
ESTE|EARTHSTONE ENERGY A|DEGS|RONIN PROFESSIONAL LLC|2000
ESTE|EARTHSTONE ENERGY A|EBXL|EBX LLC|42100
ESTE|EARTHSTONE ENERGY A|EDJO|Edward D. Jones & Co., L.P.|1400
ESTE|EARTHSTONE ENERGY A|EGAM|CBOE TRADING, INC.|7586
ESTE|EARTHSTONE ENERGY A|EGAW|CBOE TRADING, INC.|200
ESTE|EARTHSTONE ENERGY A|EGMT|EG MARKET TECHNOLOGIES LLC|200
ESTE|EARTHSTONE ENERGY A|EGXM|CBOE TRADING, INC.|805
ESTE|EARTHSTONE ENERGY A|ETBE|Electronic Transaction Clearing, Inc.|3111
ESTE|EARTHSTONE ENERGY A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
ESTE|EARTHSTONE ENERGY A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1248
ESTE|EARTHSTONE ENERGY A|ETRS|E*Trade Securities LLC|24159
ESTE|EARTHSTONE ENERGY A|FILL|Tradestation Securities, Inc.|1
ESTE|EARTHSTONE ENERGY A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1225
ESTE|EARTHSTONE ENERGY A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36399
ESTE|EARTHSTONE ENERGY A|FTBR|Foliofn Investments, Inc.|3551
ESTE|EARTHSTONE ENERGY A|GLIS|TD Securities Inc|760
ESTE|EARTHSTONE ENERGY A|GLPX|ACS EXECUTION SERVICES, LLC|26957
ESTE|EARTHSTONE ENERGY A|GSCO|GOLDMAN SACHS & CO. LLC|38199
ESTE|EARTHSTONE ENERGY A|GSLT|GOLDMAN SACHS & CO. LLC|1099
ESTE|EARTHSTONE ENERGY A|GTSZ|GTS SECURITIES LLC|2744
ESTE|EARTHSTONE ENERGY A|HASF|Haywood Securities Inc./CDS|100
ESTE|EARTHSTONE ENERGY A|IATS|INTERACTIVE BROKERS LLC|1308
ESTE|EARTHSTONE ENERGY A|IBKR|Interactive Brokers Llc|11999
ESTE|EARTHSTONE ENERGY A|ICBX|INSTINET, LLC|27687
ESTE|EARTHSTONE ENERGY A|IEQY|CITADEL SECURITIES LLC|3481
ESTE|EARTHSTONE ENERGY A|INCA|INSTINET, LLC|27902
ESTE|EARTHSTONE ENERGY A|INJX|INSTINET, LLC|3917
ESTE|EARTHSTONE ENERGY A|ITGI|ITG Inc.|31748
ESTE|EARTHSTONE ENERGY A|ITGP|ITG INC.|135600
ESTE|EARTHSTONE ENERGY A|JEFF|JEFFERIES LLC|2837
ESTE|EARTHSTONE ENERGY A|JMPT|JUMP TRADING, LLC|6049
ESTE|EARTHSTONE ENERGY A|JPBX|J.P. MORGAN SECURITIES LLC|644
ESTE|EARTHSTONE ENERGY A|JPMX|J.P. Morgan Securities LLC|91431
ESTE|EARTHSTONE ENERGY A|JSJX|JANE STREET CAPITAL LLC|3743
ESTE|EARTHSTONE ENERGY A|KCGM|VIRTU Americas LLC|10044
ESTE|EARTHSTONE ENERGY A|LEHM|Barclays Capital Inc./Le|58003
ESTE|EARTHSTONE ENERGY A|LIME|Lime Brokerage LLC|12766
ESTE|EARTHSTONE ENERGY A|LQNA|LIQUIDNET, INC.|40700
ESTE|EARTHSTONE ENERGY A|LSCI|Lek Securities Corporation|7650
ESTE|EARTHSTONE ENERGY A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30758
ESTE|EARTHSTONE ENERGY A|MSCO|MORGAN STANLEY & CO. LLC|117330
ESTE|EARTHSTONE ENERGY A|MSPL|MORGAN STANLEY & CO. LLC|62200
ESTE|EARTHSTONE ENERGY A|MSTX|MORGAN STANLEY & CO. LLC|10800
ESTE|EARTHSTONE ENERGY A|NFSC|National Financial Services LLC|69255
ESTE|EARTHSTONE ENERGY A|NITE|VIRTU Americas LLC|238441
ESTE|EARTHSTONE ENERGY A|NQRB|Brut, LLC|2616
ESTE|EARTHSTONE ENERGY A|OPCO|Oppenheimer & Co. Inc.|21400
ESTE|EARTHSTONE ENERGY A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
ESTE|EARTHSTONE ENERGY A|PDQM|CODA MARKETS, INC.|12693
ESTE|EARTHSTONE ENERGY A|RBCM|RBC CAPITAL MARKETS, LLC|3000
ESTE|EARTHSTONE ENERGY A|SBSH|Citigroup Global Markets Inc.|18485
ESTE|EARTHSTONE ENERGY A|SGMT|GOLDMAN SACHS & CO. LLC|32059
ESTE|EARTHSTONE ENERGY A|SPDR|SPEEDROUTE LLC|3608
ESTE|EARTHSTONE ENERGY A|SSBS|STATE STREET GLOBAL MARKETS, LLC|1100
ESTE|EARTHSTONE ENERGY A|SWIM|TD Ameritrade, Inc.|53426
ESTE|EARTHSTONE ENERGY A|SWST|Hilltop Securities Inc.|300
ESTE|EARTHSTONE ENERGY A|TMBR|Timber Hill LLC|30
ESTE|EARTHSTONE ENERGY A|TRBT|Tradebot Systems, Inc.|25014
ESTE|EARTHSTONE ENERGY A|TRCM|TRC MARKETS LLC|12187
ESTE|EARTHSTONE ENERGY A|UBSA|UBS SECURITIES LLC|256682
ESTE|EARTHSTONE ENERGY A|UBSS|UBS Securities LLC|365646
ESTE|EARTHSTONE ENERGY A|VALX|VIRTU AMERICAS LLC|1440
ESTE|EARTHSTONE ENERGY A|VGRD|Vanguard Marketing Corporation|14099
ESTE|EARTHSTONE ENERGY A|VNDM|Wall Street Access|32900
ESTE|EARTHSTONE ENERGY A|VNDS|VANDHAM SECURITIES CORP|4098
ESTE|EARTHSTONE ENERGY A|WABR|Wall Street Access|25200
ESTE|EARTHSTONE ENERGY A|WCHV|WELLS FARGO SECURITIES, LLC|49244
ESTE|EARTHSTONE ENERGY A|WEED|Weeden & Co.L.P.|340
ESTE|EARTHSTONE ENERGY A|WSEA|WOLVERINE SECURITIES, LLC|1359
ESTE|EARTHSTONE ENERGY A|XIST|INSTINET, LLC|600
ESTE|EARTHSTONE ENERGY A|XPQR|Jump Trading|100
ESTE|EARTHSTONE ENERGY A|XSTM|NATIONAL FINANCIAL SERVICES LLC|27450
ESTE|EARTHSTONE ENERGY A|YKNA|COMHAR CAPITAL MARKETS, LLC|75
ESTE|EARTHSTONE ENERGY A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|85
ESTR|ESTRE AMBIENTAL, INC|BATM|CBOE TRADING, INC.|600
ESTR|ESTRE AMBIENTAL, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ESTR|ESTRE AMBIENTAL, INC|DBAB|Deutsche Bank Securities Inc.|200
ESTR|ESTRE AMBIENTAL, INC|DBAX|Deutsche Bank Securities Inc.|300
ESTR|ESTRE AMBIENTAL, INC|DEAN|MORGAN STANLEY|946
ESTR|ESTRE AMBIENTAL, INC|DEGS|RONIN PROFESSIONAL LLC|12
ESTR|ESTRE AMBIENTAL, INC|ETRS|E*Trade Securities LLC|6
ESTR|ESTRE AMBIENTAL, INC|FBCO|Credit Suisse Securities (USA) LLC|2800
ESTR|ESTRE AMBIENTAL, INC|FOMA|TD AMERITRADE CLEARING, INC.|28887
ESTR|ESTRE AMBIENTAL, INC|GSCO|GOLDMAN SACHS & CO. LLC|800
ESTR|ESTRE AMBIENTAL, INC|GSCS|GOLDMAN SACHS & CO. LLC|55
ESTR|ESTRE AMBIENTAL, INC|GTSZ|GTS SECURITIES LLC|800
ESTR|ESTRE AMBIENTAL, INC|IATS|INTERACTIVE BROKERS LLC|1430
ESTR|ESTRE AMBIENTAL, INC|IBKR|Interactive Brokers Llc|16488
ESTR|ESTRE AMBIENTAL, INC|ICBX|INSTINET, LLC|200
ESTR|ESTRE AMBIENTAL, INC|INCA|INSTINET, LLC|300
ESTR|ESTRE AMBIENTAL, INC|ITGI|ITG Inc.|100
ESTR|ESTRE AMBIENTAL, INC|JPMX|J.P. Morgan Securities LLC|200
ESTR|ESTRE AMBIENTAL, INC|KCGM|VIRTU Americas LLC|100
ESTR|ESTRE AMBIENTAL, INC|LEHM|Barclays Capital Inc./Le|800
ESTR|ESTRE AMBIENTAL, INC|LIME|Lime Brokerage LLC|2810
ESTR|ESTRE AMBIENTAL, INC|MILE|I-Bankers Securities, Inc.|200
ESTR|ESTRE AMBIENTAL, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ESTR|ESTRE AMBIENTAL, INC|MSCO|MORGAN STANLEY & CO. LLC|14785
ESTR|ESTRE AMBIENTAL, INC|MSPL|MORGAN STANLEY & CO. LLC|900
ESTR|ESTRE AMBIENTAL, INC|NFSC|National Financial Services LLC|5146
ESTR|ESTRE AMBIENTAL, INC|NITE|VIRTU Americas LLC|15647
ESTR|ESTRE AMBIENTAL, INC|RAJA|Raymond James & Associates, Inc.|98
ESTR|ESTRE AMBIENTAL, INC|SPTD|MINT GLOBAL MARKETS, INC.|400
ESTR|ESTRE AMBIENTAL, INC|SWIM|TD Ameritrade, Inc.|8700
ESTR|ESTRE AMBIENTAL, INC|UBSA|UBS SECURITIES LLC|1854
ESTR|ESTRE AMBIENTAL, INC|UBSS|UBS Securities LLC|2912
ESTR|ESTRE AMBIENTAL, INC|VGRD|Vanguard Marketing Corporation|1410
ESTRW|ESTRE AMBIENTAL, INC|ETRS|E*Trade Securities LLC|10550
ESTRW|ESTRE AMBIENTAL, INC|IBKR|Interactive Brokers Llc|9103
ESTRW|ESTRE AMBIENTAL, INC|INCA|INSTINET, LLC|700
ESTRW|ESTRE AMBIENTAL, INC|LEHM|Barclays Capital Inc./Le|200
ESTRW|ESTRE AMBIENTAL, INC|LIME|Lime Brokerage LLC|500
ESTRW|ESTRE AMBIENTAL, INC|MSCO|MORGAN STANLEY & CO. LLC|9050
ESTRW|ESTRE AMBIENTAL, INC|NFSC|National Financial Services LLC|3740
ESTRW|ESTRE AMBIENTAL, INC|NITE|VIRTU Americas LLC|1940
ESV|ENSCO PLC|ABLE|NATIXIS Securities Americas LLC|5536
ESV|ENSCO PLC|ADAM|CANACCORD GENUITY INC.|221257
ESV|ENSCO PLC|AGIS|Aegis Capital Corp.|11600
ESV|ENSCO PLC|ALFA|ALPHA TRADING L.P.|98748
ESV|ENSCO PLC|ALTX|Alternet Securities Inc.|37535
ESV|ENSCO PLC|ANOS|ABEL/NOSER, L.L.C.|29382
ESV|ENSCO PLC|APCC|Apex Clearing Corporation|251530
ESV|ENSCO PLC|AQUA|AQUA SECURITIES L.P.|4300
ESV|ENSCO PLC|ARSC|ARCTIC SECURITIES LLC|7933
ESV|ENSCO PLC|BANK|Primevest Financial Services, Inc.|1155
ESV|ENSCO PLC|BARD|Robert W. Baird & Co. Incorporated|112
ESV|ENSCO PLC|BATM|CBOE TRADING, INC.|14785
ESV|ENSCO PLC|BAYC|BAY CREST PARTNERS, LLC|109888
ESV|ENSCO PLC|BAYT|BTIG, LLC|9600
ESV|ENSCO PLC|BBNT|BB&T SECURITIES, LLC|1755
ESV|ENSCO PLC|BERN|Sanford C. Bernstein & Co., LLC|146583
ESV|ENSCO PLC|BIDS|BIDS TRADING L.P.|1700
ESV|ENSCO PLC|BIMI|Banca IMI Securities Corp.|17961
ESV|ENSCO PLC|BKCM|BNY Mellon Capital Markets LLC|99750
ESV|ENSCO PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|116161
ESV|ENSCO PLC|BLKX|INSTINET, LLC|234749
ESV|ENSCO PLC|BMOC|BMO Capital Markets Corp.|895116
ESV|ENSCO PLC|BNPX|BNP PARIBAS SECURITIES CORP.|129129
ESV|ENSCO PLC|BRVL|BLAYLOCK VAN, LLC|6300
ESV|ENSCO PLC|BTIG|BTIG, LLC|333298
ESV|ENSCO PLC|BYXM|CBOE TRADING, INC.|1812
ESV|ENSCO PLC|BZYD|GOLDMAN SACHS & CO. LLC|3762
ESV|ENSCO PLC|CANT|Cantor Fitzgerald & Co.|230
ESV|ENSCO PLC|CHAS|Charles Schwab & Co., Inc.|38651
ESV|ENSCO PLC|CIST|Capital Institutional Services, Inc.|6510
ESV|ENSCO PLC|COKE|Coker & Palmer|11000
ESV|ENSCO PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|920880
ESV|ENSCO PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1217
ESV|ENSCO PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28102
ESV|ENSCO PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4540538
ESV|ENSCO PLC|CSMS|CORNERSTONE MACRO LLC|175265
ESV|ENSCO PLC|CTDL|Citadel Derivatives Group Llc|128737
ESV|ENSCO PLC|CTLR|CUTLER GROUP, LP|25100
ESV|ENSCO PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|989086
ESV|ENSCO PLC|DADA|D.A. Davidson & Co.|3518
ESV|ENSCO PLC|DBAB|Deutsche Bank Securities Inc.|1313080
ESV|ENSCO PLC|DBAX|Deutsche Bank Securities Inc.|4672200
ESV|ENSCO PLC|DBUL|Deutsche Bank Securities Inc.|13095
ESV|ENSCO PLC|DEAN|MORGAN STANLEY|112865
ESV|ENSCO PLC|DEGS|RONIN PROFESSIONAL LLC|12470
ESV|ENSCO PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36000
ESV|ENSCO PLC|DRWK|DRW SECURITIES, L.L.C.|59050
ESV|ENSCO PLC|EBXL|EBX LLC|2054200
ESV|ENSCO PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|142006
ESV|ENSCO PLC|EDJO|Edward D. Jones & Co., L.P.|358248
ESV|ENSCO PLC|EGAM|CBOE TRADING, INC.|73619
ESV|ENSCO PLC|EGAW|CBOE TRADING, INC.|100
ESV|ENSCO PLC|EGMT|EG MARKET TECHNOLOGIES LLC|200
ESV|ENSCO PLC|EGXM|CBOE TRADING, INC.|11385
ESV|ENSCO PLC|ETBE|Electronic Transaction Clearing, Inc.|92037
ESV|ENSCO PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
ESV|ENSCO PLC|ETCC|Electronic Transaction Clearing, Inc.|11500
ESV|ENSCO PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4920
ESV|ENSCO PLC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2400
ESV|ENSCO PLC|ETRS|E*Trade Securities LLC|22800801
ESV|ENSCO PLC|FFSI|Firstrade Securities Inc.|150
ESV|ENSCO PLC|FILL|Tradestation Securities, Inc.|318609
ESV|ENSCO PLC|FMAF|NBCN Inc./ CDS|60063
ESV|ENSCO PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|104244
ESV|ENSCO PLC|FQLS|Quantlab Securities LP|1299603
ESV|ENSCO PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|985747
ESV|ENSCO PLC|FTBR|Foliofn Investments, Inc.|2783
ESV|ENSCO PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|23594
ESV|ENSCO PLC|GLIS|TD Securities Inc|5461
ESV|ENSCO PLC|GLPX|ACS EXECUTION SERVICES, LLC|393101
ESV|ENSCO PLC|GSCO|GOLDMAN SACHS & CO. LLC|9805519
ESV|ENSCO PLC|GSCS|GOLDMAN SACHS & CO. LLC|88766
ESV|ENSCO PLC|GSLT|GOLDMAN SACHS & CO. LLC|56580
ESV|ENSCO PLC|GTSZ|GTS SECURITIES LLC|524482
ESV|ENSCO PLC|HRBF|American Enterprise Investment Services Inc.|20071
ESV|ENSCO PLC|HSBC|HSBC Securities, Inc.|381759
ESV|ENSCO PLC|IATS|INTERACTIVE BROKERS LLC|605390
ESV|ENSCO PLC|IBKR|Interactive Brokers Llc|705605
ESV|ENSCO PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|562
ESV|ENSCO PLC|ICBX|INSTINET, LLC|1608590
ESV|ENSCO PLC|IEQY|CITADEL SECURITIES LLC|939704
ESV|ENSCO PLC|INCA|INSTINET, LLC|1211813
ESV|ENSCO PLC|INJX|INSTINET, LLC|140907
ESV|ENSCO PLC|ITGI|ITG Inc.|280998
ESV|ENSCO PLC|ITGP|ITG INC.|2507200
ESV|ENSCO PLC|JANY|Janney Montgomery Scott Inc.|4244
ESV|ENSCO PLC|JEFF|JEFFERIES LLC|2266048
ESV|ENSCO PLC|JMPT|JUMP TRADING, LLC|345318
ESV|ENSCO PLC|JONE|JonesTrading|693891
ESV|ENSCO PLC|JPBX|J.P. MORGAN SECURITIES LLC|1253416
ESV|ENSCO PLC|JPMX|J.P. Morgan Securities LLC|6972981
ESV|ENSCO PLC|JRCO|Johnson Rice & Company L.L.C.|21699
ESV|ENSCO PLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|44954
ESV|ENSCO PLC|JSJX|JANE STREET CAPITAL LLC|33924
ESV|ENSCO PLC|KBWI|Keefe, Bruyette & Woods, Inc.|1753
ESV|ENSCO PLC|KCGM|VIRTU Americas LLC|947549
ESV|ENSCO PLC|KCRD|PHX FINANCIAL, INC.|4000
ESV|ENSCO PLC|KEYB|KEYBANC CAPITAL MARKETS INC.|58000
ESV|ENSCO PLC|KRSH|Kershner Securities, LLC|73105
ESV|ENSCO PLC|LEHM|Barclays Capital Inc./Le|9814402
ESV|ENSCO PLC|LIME|Lime Brokerage LLC|820772
ESV|ENSCO PLC|LOOP|Loop Capital Markets LLC|75741
ESV|ENSCO PLC|LQNA|LIQUIDNET, INC.|257200
ESV|ENSCO PLC|LSCI|Lek Securities Corporation|2867
ESV|ENSCO PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ESV|ENSCO PLC|MACC|Mid Atlantic Capital Corporation|3000
ESV|ENSCO PLC|MACQ|Macquarie Capital (USA) Inc.|59966
ESV|ENSCO PLC|MBTS|ALLY INVEST SECURITIES LLC|51038
ESV|ENSCO PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3327633
ESV|ENSCO PLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|21450
ESV|ENSCO PLC|MNDX|TJM Investments, LLC|127330
ESV|ENSCO PLC|MOTF|MOTIF INVESTING, INC.|1
ESV|ENSCO PLC|MPSG|E D & F Man Capital Markets Inc.|2480
ESV|ENSCO PLC|MSCO|MORGAN STANLEY & CO. LLC|10070367
ESV|ENSCO PLC|MSPL|MORGAN STANLEY & CO. LLC|4793000
ESV|ENSCO PLC|MSTX|MORGAN STANLEY & CO. LLC|1964200
ESV|ENSCO PLC|MZHO|Mizuho Securities USA LLC|587398
ESV|ENSCO PLC|NATL|National Securities Corporation|850
ESV|ENSCO PLC|NFSC|National Financial Services LLC|5619698
ESV|ENSCO PLC|NITE|VIRTU Americas LLC|14116980
ESV|ENSCO PLC|NITP|VIRTU Americas LLC|864679
ESV|ENSCO PLC|NQRB|Brut, LLC|36699
ESV|ENSCO PLC|NTBF|BMO Nesbitt Burns Inc./CDS|59030
ESV|ENSCO PLC|NTRC|Northern Trust Securities, Inc.|10385
ESV|ENSCO PLC|OHOS|TWO SIGMA SECURITIES, LLC|162188
ESV|ENSCO PLC|OPCO|Oppenheimer & Co. Inc.|45593
ESV|ENSCO PLC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
ESV|ENSCO PLC|PCPT|PHILLIP CAPITAL INC.|66525
ESV|ENSCO PLC|PDQM|CODA MARKETS, INC.|170683
ESV|ENSCO PLC|PHLY|NASDAQ Execution Services, LLC|47200
ESV|ENSCO PLC|PIPR|Piper Jaffray & Co.|38180
ESV|ENSCO PLC|PWJC|UBS Financial Services, Inc.|21240
ESV|ENSCO PLC|QMSR|QUATTRO M SECURITIES INC.|161259
ESV|ENSCO PLC|RBCM|RBC CAPITAL MARKETS, LLC|10398
ESV|ENSCO PLC|RGLD|Regal Securities, Inc|400
ESV|ENSCO PLC|ROTH|Roth Capital Partners, LLC|968
ESV|ENSCO PLC|SAGL|SAGETRADER, LLC|24900
ESV|ENSCO PLC|SALI|INTL FCSTONE FINANCIAL INC.|4847
ESV|ENSCO PLC|SBSH|Citigroup Global Markets Inc.|959442
ESV|ENSCO PLC|SEIC|SEI Investments Distribution Co.|960
ESV|ENSCO PLC|SGMT|GOLDMAN SACHS & CO. LLC|2628129
ESV|ENSCO PLC|SOCO|Capital One Southcoast, Inc|30183
ESV|ENSCO PLC|SPDR|SPEEDROUTE LLC|155905
ESV|ENSCO PLC|SPNT|SEVEN POINTS CAPITAL, LLC|2400
ESV|ENSCO PLC|SPTD|MINT GLOBAL MARKETS, INC.|100
ESV|ENSCO PLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
ESV|ENSCO PLC|STFL|Stifel, Nicolaus & Company, Incorporated|57332
ESV|ENSCO PLC|STKP|STOCKPILE INVESTMENTS, INC.|192
ESV|ENSCO PLC|STXG|Stockcross Financial Services, Inc.|35000
ESV|ENSCO PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18282
ESV|ENSCO PLC|SWIM|TD Ameritrade, Inc.|9443155
ESV|ENSCO PLC|SWST|Hilltop Securities Inc.|29085
ESV|ENSCO PLC|TKNG|ALLY INVEST SECURITIES LLC|171624
ESV|ENSCO PLC|TMBR|Timber Hill LLC|2900
ESV|ENSCO PLC|TRBT|Tradebot Systems, Inc.|967644
ESV|ENSCO PLC|TRCM|TRC MARKETS LLC|1419982
ESV|ENSCO PLC|TRIP|Trident Partners Ltd.|13220
ESV|ENSCO PLC|TWTT|TASTYWORKS, INC.|700
ESV|ENSCO PLC|UBSA|UBS SECURITIES LLC|8463103
ESV|ENSCO PLC|UBSS|UBS Securities LLC|7980050
ESV|ENSCO PLC|VALX|VIRTU AMERICAS LLC|548391
ESV|ENSCO PLC|VGRD|Vanguard Marketing Corporation|315629
ESV|ENSCO PLC|VIEW|VIEWTRADE SECURITIES LLC|142
ESV|ENSCO PLC|VSIN|Vision Financial Markets Llc|100
ESV|ENSCO PLC|WCHV|WELLS FARGO SECURITIES, LLC|772056
ESV|ENSCO PLC|WDNX|WEEDEN & CO.L.P.|7984
ESV|ENSCO PLC|WEDB|WEDBUSH SECURITIES INC.|27069
ESV|ENSCO PLC|WEED|Weeden & Co.L.P.|345951
ESV|ENSCO PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40201
ESV|ENSCO PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|86976
ESV|ENSCO PLC|WFPB|Wells Fargo Securities, LLC.|13900
ESV|ENSCO PLC|WGIF|CIBC World Markets Inc.|20537
ESV|ENSCO PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1946
ESV|ENSCO PLC|WOLF|Wolfe Trahan Securities|2475
ESV|ENSCO PLC|WORD|Worden Capital Management LLC|3000
ESV|ENSCO PLC|WSEA|WOLVERINE SECURITIES, LLC|134731
ESV|ENSCO PLC|XIST|INSTINET, LLC|98600
ESV|ENSCO PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|790568
ESV|ENSCO PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|22177
ESV|ENSCO PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|111815
ESXB|COMMUNITY BANKERS CM|BATM|CBOE TRADING, INC.|100
ESXB|COMMUNITY BANKERS CM|BBNT|BB&T SECURITIES, LLC|624
ESXB|COMMUNITY BANKERS CM|BERN|Sanford C. Bernstein & Co., LLC|326
ESXB|COMMUNITY BANKERS CM|BMOC|BMO Capital Markets Corp.|3428
ESXB|COMMUNITY BANKERS CM|BNPX|BNP PARIBAS SECURITIES CORP.|1983
ESXB|COMMUNITY BANKERS CM|BTIG|BTIG, LLC|54
ESXB|COMMUNITY BANKERS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3612
ESXB|COMMUNITY BANKERS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|984
ESXB|COMMUNITY BANKERS CM|CTDL|Citadel Derivatives Group Llc|450
ESXB|COMMUNITY BANKERS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1676
ESXB|COMMUNITY BANKERS CM|DAVA|Davenport & Company LLC|5780
ESXB|COMMUNITY BANKERS CM|DBAB|Deutsche Bank Securities Inc.|26009
ESXB|COMMUNITY BANKERS CM|DBAX|Deutsche Bank Securities Inc.|1200
ESXB|COMMUNITY BANKERS CM|DBUL|Deutsche Bank Securities Inc.|200
ESXB|COMMUNITY BANKERS CM|DEGS|RONIN PROFESSIONAL LLC|1454
ESXB|COMMUNITY BANKERS CM|EBXL|EBX LLC|1600
ESXB|COMMUNITY BANKERS CM|EDJO|Edward D. Jones & Co., L.P.|2290
ESXB|COMMUNITY BANKERS CM|ETRS|E*Trade Securities LLC|100
ESXB|COMMUNITY BANKERS CM|FBCO|Credit Suisse Securities (USA) LLC|26305
ESXB|COMMUNITY BANKERS CM|FILL|Tradestation Securities, Inc.|1000
ESXB|COMMUNITY BANKERS CM|FOMA|TD AMERITRADE CLEARING, INC.|2433
ESXB|COMMUNITY BANKERS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3238
ESXB|COMMUNITY BANKERS CM|FTBR|Foliofn Investments, Inc.|6
ESXB|COMMUNITY BANKERS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6575
ESXB|COMMUNITY BANKERS CM|GSCO|GOLDMAN SACHS & CO. LLC|43691
ESXB|COMMUNITY BANKERS CM|GSCS|GOLDMAN SACHS & CO. LLC|284
ESXB|COMMUNITY BANKERS CM|GSLT|GOLDMAN SACHS & CO. LLC|404
ESXB|COMMUNITY BANKERS CM|GTSZ|GTS SECURITIES LLC|7
ESXB|COMMUNITY BANKERS CM|HOVD|HOVDE GROUP, LLC|156282
ESXB|COMMUNITY BANKERS CM|IBKR|Interactive Brokers Llc|27613
ESXB|COMMUNITY BANKERS CM|ICBX|INSTINET, LLC|1200
ESXB|COMMUNITY BANKERS CM|INCA|INSTINET, LLC|16846
ESXB|COMMUNITY BANKERS CM|INJX|INSTINET, LLC|2018
ESXB|COMMUNITY BANKERS CM|ITGI|ITG Inc.|15579
ESXB|COMMUNITY BANKERS CM|ITGP|ITG INC.|15400
ESXB|COMMUNITY BANKERS CM|JEFF|JEFFERIES LLC|1907
ESXB|COMMUNITY BANKERS CM|JPMX|J.P. Morgan Securities LLC|1827
ESXB|COMMUNITY BANKERS CM|KBWI|Keefe, Bruyette & Woods, Inc.|45114
ESXB|COMMUNITY BANKERS CM|KCGM|VIRTU Americas LLC|1264
ESXB|COMMUNITY BANKERS CM|LEHM|Barclays Capital Inc./Le|16723
ESXB|COMMUNITY BANKERS CM|LIME|Lime Brokerage LLC|34609
ESXB|COMMUNITY BANKERS CM|LMGP|LIME BROKERAGE LLC|1611
ESXB|COMMUNITY BANKERS CM|MAXM|Maxim Group LLC|1311
ESXB|COMMUNITY BANKERS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7362
ESXB|COMMUNITY BANKERS CM|MSCO|MORGAN STANLEY & CO. LLC|90934
ESXB|COMMUNITY BANKERS CM|MSPL|MORGAN STANLEY & CO. LLC|1100
ESXB|COMMUNITY BANKERS CM|MSTX|MORGAN STANLEY & CO. LLC|600
ESXB|COMMUNITY BANKERS CM|NFSC|National Financial Services LLC|5831
ESXB|COMMUNITY BANKERS CM|NITE|VIRTU Americas LLC|13787
ESXB|COMMUNITY BANKERS CM|RAJA|Raymond James & Associates, Inc.|165
ESXB|COMMUNITY BANKERS CM|SBSH|Citigroup Global Markets Inc.|20224
ESXB|COMMUNITY BANKERS CM|SGMT|GOLDMAN SACHS & CO. LLC|778
ESXB|COMMUNITY BANKERS CM|SPDR|SPEEDROUTE LLC|97
ESXB|COMMUNITY BANKERS CM|SWIM|TD Ameritrade, Inc.|400
ESXB|COMMUNITY BANKERS CM|TRBT|Tradebot Systems, Inc.|1968
ESXB|COMMUNITY BANKERS CM|TRCM|TRC MARKETS LLC|10725
ESXB|COMMUNITY BANKERS CM|UBSA|UBS SECURITIES LLC|13739
ESXB|COMMUNITY BANKERS CM|UBSS|UBS Securities LLC|43052
ESXB|COMMUNITY BANKERS CM|VALX|VIRTU AMERICAS LLC|2391
ESXB|COMMUNITY BANKERS CM|WCHV|WELLS FARGO SECURITIES, LLC|3536
ESXB|COMMUNITY BANKERS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
ESXB|COMMUNITY BANKERS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2014
ETB|EATON VANCE TAX-MGD|AGIS|Aegis Capital Corp.|500
ETB|EATON VANCE TAX-MGD|ALTX|Alternet Securities Inc.|1671
ETB|EATON VANCE TAX-MGD|APCC|Apex Clearing Corporation|6859
ETB|EATON VANCE TAX-MGD|BANK|Primevest Financial Services, Inc.|32
ETB|EATON VANCE TAX-MGD|BARD|Robert W. Baird & Co. Incorporated|31
ETB|EATON VANCE TAX-MGD|BATM|CBOE TRADING, INC.|85
ETB|EATON VANCE TAX-MGD|BBNT|BB&T SECURITIES, LLC|5
ETB|EATON VANCE TAX-MGD|BERN|Sanford C. Bernstein & Co., LLC|3374
ETB|EATON VANCE TAX-MGD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|668
ETB|EATON VANCE TAX-MGD|BLKX|INSTINET, LLC|5000
ETB|EATON VANCE TAX-MGD|BTIG|BTIG, LLC|3700
ETB|EATON VANCE TAX-MGD|BYXM|CBOE TRADING, INC.|3608
ETB|EATON VANCE TAX-MGD|CANT|Cantor Fitzgerald & Co.|467
ETB|EATON VANCE TAX-MGD|CHAS|Charles Schwab & Co., Inc.|421
ETB|EATON VANCE TAX-MGD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
ETB|EATON VANCE TAX-MGD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
ETB|EATON VANCE TAX-MGD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|421
ETB|EATON VANCE TAX-MGD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6802
ETB|EATON VANCE TAX-MGD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1004
ETB|EATON VANCE TAX-MGD|DADA|D.A. Davidson & Co.|79
ETB|EATON VANCE TAX-MGD|DBAX|Deutsche Bank Securities Inc.|2700
ETB|EATON VANCE TAX-MGD|DEAN|MORGAN STANLEY|4826
ETB|EATON VANCE TAX-MGD|DEGS|RONIN PROFESSIONAL LLC|100
ETB|EATON VANCE TAX-MGD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
ETB|EATON VANCE TAX-MGD|EBXL|EBX LLC|4500
ETB|EATON VANCE TAX-MGD|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
ETB|EATON VANCE TAX-MGD|EDJO|Edward D. Jones & Co., L.P.|138
ETB|EATON VANCE TAX-MGD|EGAM|CBOE TRADING, INC.|300
ETB|EATON VANCE TAX-MGD|EGXM|CBOE TRADING, INC.|871
ETB|EATON VANCE TAX-MGD|ETBE|Electronic Transaction Clearing, Inc.|100
ETB|EATON VANCE TAX-MGD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
ETB|EATON VANCE TAX-MGD|ETRS|E*Trade Securities LLC|11988
ETB|EATON VANCE TAX-MGD|FINX|FINTECH SECURITIES|250
ETB|EATON VANCE TAX-MGD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139
ETB|EATON VANCE TAX-MGD|FTBR|Foliofn Investments, Inc.|634
ETB|EATON VANCE TAX-MGD|GLPX|ACS EXECUTION SERVICES, LLC|5870
ETB|EATON VANCE TAX-MGD|GSCO|GOLDMAN SACHS & CO. LLC|3569
ETB|EATON VANCE TAX-MGD|GTSZ|GTS SECURITIES LLC|250
ETB|EATON VANCE TAX-MGD|HRBF|American Enterprise Investment Services Inc.|15764
ETB|EATON VANCE TAX-MGD|IATS|INTERACTIVE BROKERS LLC|2155
ETB|EATON VANCE TAX-MGD|IBKR|Interactive Brokers Llc|5456
ETB|EATON VANCE TAX-MGD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|316
ETB|EATON VANCE TAX-MGD|ICBX|INSTINET, LLC|3900
ETB|EATON VANCE TAX-MGD|INCA|INSTINET, LLC|4498
ETB|EATON VANCE TAX-MGD|ITGI|ITG Inc.|7100
ETB|EATON VANCE TAX-MGD|ITGP|ITG INC.|13400
ETB|EATON VANCE TAX-MGD|JANY|Janney Montgomery Scott Inc.|2031
ETB|EATON VANCE TAX-MGD|JEFF|JEFFERIES LLC|1924
ETB|EATON VANCE TAX-MGD|JPMX|J.P. Morgan Securities LLC|3400
ETB|EATON VANCE TAX-MGD|KCGM|VIRTU Americas LLC|4903
ETB|EATON VANCE TAX-MGD|LEHM|Barclays Capital Inc./Le|1000
ETB|EATON VANCE TAX-MGD|LGNT|COR CLEARING LLC|22
ETB|EATON VANCE TAX-MGD|LIME|Lime Brokerage LLC|1089
ETB|EATON VANCE TAX-MGD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3146
ETB|EATON VANCE TAX-MGD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5802
ETB|EATON VANCE TAX-MGD|MSCO|MORGAN STANLEY & CO. LLC|44932
ETB|EATON VANCE TAX-MGD|MSPL|MORGAN STANLEY & CO. LLC|2500
ETB|EATON VANCE TAX-MGD|NFSC|National Financial Services LLC|66747
ETB|EATON VANCE TAX-MGD|NITE|VIRTU Americas LLC|172717
ETB|EATON VANCE TAX-MGD|NQRB|Brut, LLC|6035
ETB|EATON VANCE TAX-MGD|NTRC|Northern Trust Securities, Inc.|4565
ETB|EATON VANCE TAX-MGD|OPCO|Oppenheimer & Co. Inc.|4739
ETB|EATON VANCE TAX-MGD|OTAA|OTA LLC|600
ETB|EATON VANCE TAX-MGD|PDQM|CODA MARKETS, INC.|8977
ETB|EATON VANCE TAX-MGD|PWJC|UBS Financial Services, Inc.|3950
ETB|EATON VANCE TAX-MGD|RBCM|RBC CAPITAL MARKETS, LLC|9074
ETB|EATON VANCE TAX-MGD|SAGL|SAGETRADER, LLC|354
ETB|EATON VANCE TAX-MGD|SALI|INTL FCSTONE FINANCIAL INC.|1
ETB|EATON VANCE TAX-MGD|SGMT|GOLDMAN SACHS & CO. LLC|1990
ETB|EATON VANCE TAX-MGD|SPTD|MINT GLOBAL MARKETS, INC.|26098
ETB|EATON VANCE TAX-MGD|STFL|Stifel, Nicolaus & Company, Incorporated|119
ETB|EATON VANCE TAX-MGD|STXG|Stockcross Financial Services, Inc.|2826
ETB|EATON VANCE TAX-MGD|SWIM|TD Ameritrade, Inc.|3364
ETB|EATON VANCE TAX-MGD|SWST|Hilltop Securities Inc.|15077
ETB|EATON VANCE TAX-MGD|TKNG|ALLY INVEST SECURITIES LLC|300
ETB|EATON VANCE TAX-MGD|TRBT|Tradebot Systems, Inc.|1827
ETB|EATON VANCE TAX-MGD|TWTT|TASTYWORKS, INC.|1400
ETB|EATON VANCE TAX-MGD|UBSA|UBS SECURITIES LLC|14930
ETB|EATON VANCE TAX-MGD|UBSS|UBS Securities LLC|111815
ETB|EATON VANCE TAX-MGD|VALX|VIRTU AMERICAS LLC|1000
ETB|EATON VANCE TAX-MGD|VGRD|Vanguard Marketing Corporation|5751
ETB|EATON VANCE TAX-MGD|WCHV|WELLS FARGO SECURITIES, LLC|67912
ETB|EATON VANCE TAX-MGD|WEDB|WEDBUSH SECURITIES INC.|487
ETB|EATON VANCE TAX-MGD|WEED|Weeden & Co.L.P.|14730
ETB|EATON VANCE TAX-MGD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2022
ETB|EATON VANCE TAX-MGD|WSEA|WOLVERINE SECURITIES, LLC|6980
ETB|EATON VANCE TAX-MGD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2700
ETB|EATON VANCE TAX-MGD|YKNA|COMHAR CAPITAL MARKETS, LLC|900
ETB|EATON VANCE TAX-MGD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13637
ETE|ENRGY TRANSFER EQ LP|AGIS|Aegis Capital Corp.|22155
ETE|ENRGY TRANSFER EQ LP|ALTX|Alternet Securities Inc.|26119
ETE|ENRGY TRANSFER EQ LP|APCC|Apex Clearing Corporation|8868
ETE|ENRGY TRANSFER EQ LP|BALE|M&T SECURITIES, INC.|160
ETE|ENRGY TRANSFER EQ LP|BANK|Primevest Financial Services, Inc.|47
ETE|ENRGY TRANSFER EQ LP|BARD|Robert W. Baird & Co. Incorporated|11628
ETE|ENRGY TRANSFER EQ LP|BATM|CBOE TRADING, INC.|28103
ETE|ENRGY TRANSFER EQ LP|BAYC|BAY CREST PARTNERS, LLC|13700
ETE|ENRGY TRANSFER EQ LP|BAYT|BTIG, LLC|1500
ETE|ENRGY TRANSFER EQ LP|BBNT|BB&T SECURITIES, LLC|6466
ETE|ENRGY TRANSFER EQ LP|BERN|Sanford C. Bernstein & Co., LLC|14045
ETE|ENRGY TRANSFER EQ LP|BIDS|BIDS TRADING L.P.|1400
ETE|ENRGY TRANSFER EQ LP|BKCM|BNY Mellon Capital Markets LLC|980
ETE|ENRGY TRANSFER EQ LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31918
ETE|ENRGY TRANSFER EQ LP|BLKX|INSTINET, LLC|134800
ETE|ENRGY TRANSFER EQ LP|BMOC|BMO Capital Markets Corp.|102161
ETE|ENRGY TRANSFER EQ LP|BNPX|BNP PARIBAS SECURITIES CORP.|6812
ETE|ENRGY TRANSFER EQ LP|BTIG|BTIG, LLC|113004
ETE|ENRGY TRANSFER EQ LP|BYXM|CBOE TRADING, INC.|626
ETE|ENRGY TRANSFER EQ LP|BZYD|GOLDMAN SACHS & CO. LLC|3896
ETE|ENRGY TRANSFER EQ LP|CANT|Cantor Fitzgerald & Co.|1600
ETE|ENRGY TRANSFER EQ LP|CBLC|CITIGROUP GLOBAL MARKETS INC.|38200
ETE|ENRGY TRANSFER EQ LP|CHAS|Charles Schwab & Co., Inc.|19492
ETE|ENRGY TRANSFER EQ LP|CIOI|CITIGROUP GLOBAL MARKETS INC|15700
ETE|ENRGY TRANSFER EQ LP|CIST|Capital Institutional Services, Inc.|425
ETE|ENRGY TRANSFER EQ LP|COKE|Coker & Palmer|2868
ETE|ENRGY TRANSFER EQ LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167099
ETE|ENRGY TRANSFER EQ LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
ETE|ENRGY TRANSFER EQ LP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
ETE|ENRGY TRANSFER EQ LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1219004
ETE|ENRGY TRANSFER EQ LP|CTDL|Citadel Derivatives Group Llc|15389
ETE|ENRGY TRANSFER EQ LP|CTLR|CUTLER GROUP, LP|3666
ETE|ENRGY TRANSFER EQ LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|361692
ETE|ENRGY TRANSFER EQ LP|DBAB|Deutsche Bank Securities Inc.|299667
ETE|ENRGY TRANSFER EQ LP|DBAX|Deutsche Bank Securities Inc.|403300
ETE|ENRGY TRANSFER EQ LP|DCHF|Dart Executions, LLC|5623
ETE|ENRGY TRANSFER EQ LP|DEAN|MORGAN STANLEY|73116
ETE|ENRGY TRANSFER EQ LP|EBXL|EBX LLC|706100
ETE|ENRGY TRANSFER EQ LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|54526
ETE|ENRGY TRANSFER EQ LP|EDJC|Edward Jones / CDS|20
ETE|ENRGY TRANSFER EQ LP|EDJO|Edward D. Jones & Co., L.P.|23404
ETE|ENRGY TRANSFER EQ LP|EGAM|CBOE TRADING, INC.|23539
ETE|ENRGY TRANSFER EQ LP|EGAW|CBOE TRADING, INC.|73
ETE|ENRGY TRANSFER EQ LP|EGMT|EG MARKET TECHNOLOGIES LLC|100
ETE|ENRGY TRANSFER EQ LP|EGXM|CBOE TRADING, INC.|7641
ETE|ENRGY TRANSFER EQ LP|EGXW|CBOE TRADING, INC.|100
ETE|ENRGY TRANSFER EQ LP|ETBE|Electronic Transaction Clearing, Inc.|29855
ETE|ENRGY TRANSFER EQ LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|320
ETE|ENRGY TRANSFER EQ LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3500
ETE|ENRGY TRANSFER EQ LP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|700
ETE|ENRGY TRANSFER EQ LP|ETRS|E*Trade Securities LLC|735158
ETE|ENRGY TRANSFER EQ LP|FBSB|U.S. Bancorp Investments, Inc.|2920
ETE|ENRGY TRANSFER EQ LP|FILL|Tradestation Securities, Inc.|25151
ETE|ENRGY TRANSFER EQ LP|FINX|FINTECH SECURITIES|100
ETE|ENRGY TRANSFER EQ LP|FMAF|NBCN Inc./ CDS|290
ETE|ENRGY TRANSFER EQ LP|FQLS|Quantlab Securities LP|468713
ETE|ENRGY TRANSFER EQ LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83966
ETE|ENRGY TRANSFER EQ LP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3600
ETE|ENRGY TRANSFER EQ LP|FTBR|Foliofn Investments, Inc.|3976
ETE|ENRGY TRANSFER EQ LP|GEBB|GLOBAL EXECUTION BROKERS, LP|7840
ETE|ENRGY TRANSFER EQ LP|GLPX|ACS EXECUTION SERVICES, LLC|4675
ETE|ENRGY TRANSFER EQ LP|GSCO|GOLDMAN SACHS & CO. LLC|2831328
ETE|ENRGY TRANSFER EQ LP|GSCS|GOLDMAN SACHS & CO. LLC|81635
ETE|ENRGY TRANSFER EQ LP|GSLT|GOLDMAN SACHS & CO. LLC|20414
ETE|ENRGY TRANSFER EQ LP|GTSZ|GTS SECURITIES LLC|70611
ETE|ENRGY TRANSFER EQ LP|HRBF|American Enterprise Investment Services Inc.|42554
ETE|ENRGY TRANSFER EQ LP|IATS|INTERACTIVE BROKERS LLC|35675
ETE|ENRGY TRANSFER EQ LP|IBKR|Interactive Brokers Llc|191654
ETE|ENRGY TRANSFER EQ LP|ICBX|INSTINET, LLC|230925
ETE|ENRGY TRANSFER EQ LP|INCA|INSTINET, LLC|185059
ETE|ENRGY TRANSFER EQ LP|INJX|INSTINET, LLC|50100
ETE|ENRGY TRANSFER EQ LP|ITGI|ITG Inc.|16865
ETE|ENRGY TRANSFER EQ LP|ITGP|ITG INC.|329000
ETE|ENRGY TRANSFER EQ LP|JANY|Janney Montgomery Scott Inc.|5511
ETE|ENRGY TRANSFER EQ LP|JEFF|JEFFERIES LLC|228831
ETE|ENRGY TRANSFER EQ LP|JMPT|JUMP TRADING, LLC|186019
ETE|ENRGY TRANSFER EQ LP|JONE|JonesTrading|11
ETE|ENRGY TRANSFER EQ LP|JPBX|J.P. MORGAN SECURITIES LLC|37337
ETE|ENRGY TRANSFER EQ LP|JPMX|J.P. Morgan Securities LLC|1246223
ETE|ENRGY TRANSFER EQ LP|JSJX|JANE STREET CAPITAL LLC|133183
ETE|ENRGY TRANSFER EQ LP|KCGM|VIRTU Americas LLC|177107
ETE|ENRGY TRANSFER EQ LP|LEHM|Barclays Capital Inc./Le|2760379
ETE|ENRGY TRANSFER EQ LP|LIME|Lime Brokerage LLC|159053
ETE|ENRGY TRANSFER EQ LP|LQNA|LIQUIDNET, INC.|467100
ETE|ENRGY TRANSFER EQ LP|LQNB|LIQUIDNET, INC.|5400
ETE|ENRGY TRANSFER EQ LP|LSCI|Lek Securities Corporation|64
ETE|ENRGY TRANSFER EQ LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|509634
ETE|ENRGY TRANSFER EQ LP|MOTF|MOTIF INVESTING, INC.|8
ETE|ENRGY TRANSFER EQ LP|MSCO|MORGAN STANLEY & CO. LLC|1816519
ETE|ENRGY TRANSFER EQ LP|MSPL|MORGAN STANLEY & CO. LLC|171800
ETE|ENRGY TRANSFER EQ LP|MSTX|MORGAN STANLEY & CO. LLC|4600
ETE|ENRGY TRANSFER EQ LP|MULL|MARK J. MULLER EQUITIES, INC.|86255
ETE|ENRGY TRANSFER EQ LP|NBCS|NBC Securities, INC.|1650
ETE|ENRGY TRANSFER EQ LP|NEUB|NEUBERGER BERMAN BD LLC|12175
ETE|ENRGY TRANSFER EQ LP|NFSC|National Financial Services LLC|619449
ETE|ENRGY TRANSFER EQ LP|NITE|VIRTU Americas LLC|2048284
ETE|ENRGY TRANSFER EQ LP|NITP|VIRTU Americas LLC|720
ETE|ENRGY TRANSFER EQ LP|NMRA|Nomura Securities International, Inc.|1800
ETE|ENRGY TRANSFER EQ LP|NQRB|Brut, LLC|55759
ETE|ENRGY TRANSFER EQ LP|NTBF|BMO Nesbitt Burns Inc./CDS|205
ETE|ENRGY TRANSFER EQ LP|OPCO|Oppenheimer & Co. Inc.|3793
ETE|ENRGY TRANSFER EQ LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|863
ETE|ENRGY TRANSFER EQ LP|PDQM|CODA MARKETS, INC.|11998
ETE|ENRGY TRANSFER EQ LP|PHLY|NASDAQ Execution Services, LLC|70400
ETE|ENRGY TRANSFER EQ LP|PNSR|Penserra Securities, LLC|1740
ETE|ENRGY TRANSFER EQ LP|PWJC|UBS Financial Services, Inc.|49332
ETE|ENRGY TRANSFER EQ LP|RBCM|RBC CAPITAL MARKETS, LLC|43868
ETE|ENRGY TRANSFER EQ LP|RHCO|Suntrust Robinson Humphrey, Inc.|14100
ETE|ENRGY TRANSFER EQ LP|SAGL|SAGETRADER, LLC|44597
ETE|ENRGY TRANSFER EQ LP|SAGW|SAGETRADER, LLC|222
ETE|ENRGY TRANSFER EQ LP|SBRX|MURIEL SIEBERT & CO INC|200
ETE|ENRGY TRANSFER EQ LP|SBSH|Citigroup Global Markets Inc.|2372777
ETE|ENRGY TRANSFER EQ LP|SEIC|SEI Investments Distribution Co.|1300
ETE|ENRGY TRANSFER EQ LP|SGMT|GOLDMAN SACHS & CO. LLC|520353
ETE|ENRGY TRANSFER EQ LP|SIBO|Prime Executions, Inc.|12100
ETE|ENRGY TRANSFER EQ LP|SPDR|SPEEDROUTE LLC|26300
ETE|ENRGY TRANSFER EQ LP|SPHN|Stephens Inc.|8053
ETE|ENRGY TRANSFER EQ LP|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
ETE|ENRGY TRANSFER EQ LP|STFL|Stifel, Nicolaus & Company, Incorporated|44854
ETE|ENRGY TRANSFER EQ LP|STKP|STOCKPILE INVESTMENTS, INC.|360
ETE|ENRGY TRANSFER EQ LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10405
ETE|ENRGY TRANSFER EQ LP|SWIM|TD Ameritrade, Inc.|344619
ETE|ENRGY TRANSFER EQ LP|SWST|Hilltop Securities Inc.|3500
ETE|ENRGY TRANSFER EQ LP|TKNG|ALLY INVEST SECURITIES LLC|2566
ETE|ENRGY TRANSFER EQ LP|TRBT|Tradebot Systems, Inc.|357547
ETE|ENRGY TRANSFER EQ LP|TRCM|TRC MARKETS LLC|220440
ETE|ENRGY TRANSFER EQ LP|TWTT|TASTYWORKS, INC.|2404
ETE|ENRGY TRANSFER EQ LP|UBSA|UBS SECURITIES LLC|3026722
ETE|ENRGY TRANSFER EQ LP|UBSS|UBS Securities LLC|4298047
ETE|ENRGY TRANSFER EQ LP|USCA|USCA Securities LLC|31100
ETE|ENRGY TRANSFER EQ LP|VALX|VIRTU AMERICAS LLC|23808
ETE|ENRGY TRANSFER EQ LP|VGRD|Vanguard Marketing Corporation|78247
ETE|ENRGY TRANSFER EQ LP|VNDS|VANDHAM SECURITIES CORP|500
ETE|ENRGY TRANSFER EQ LP|WABR|Wall Street Access|11
ETE|ENRGY TRANSFER EQ LP|WBPX|SUMMIT SECURITIES GROUP, LLC|3889
ETE|ENRGY TRANSFER EQ LP|WCHV|WELLS FARGO SECURITIES, LLC|690662
ETE|ENRGY TRANSFER EQ LP|WEDB|WEDBUSH SECURITIES INC.|1756
ETE|ENRGY TRANSFER EQ LP|WEED|Weeden & Co.L.P.|40410
ETE|ENRGY TRANSFER EQ LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36091
ETE|ENRGY TRANSFER EQ LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117877
ETE|ENRGY TRANSFER EQ LP|WGIF|CIBC World Markets Inc.|85
ETE|ENRGY TRANSFER EQ LP|WOLF|Wolfe Trahan Securities|100
ETE|ENRGY TRANSFER EQ LP|WORD|Worden Capital Management LLC|1750
ETE|ENRGY TRANSFER EQ LP|WSEA|WOLVERINE SECURITIES, LLC|18783
ETE|ENRGY TRANSFER EQ LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|51492
ETE|ENRGY TRANSFER EQ LP|YKNA|COMHAR CAPITAL MARKETS, LLC|600
ETE|ENRGY TRANSFER EQ LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24037
ETFC|E*TRADE FINL CORP|ABLE|NATIXIS Securities Americas LLC|668063
ETFC|E*TRADE FINL CORP|AGIS|Aegis Capital Corp.|100
ETFC|E*TRADE FINL CORP|ALTX|Alternet Securities Inc.|6673
ETFC|E*TRADE FINL CORP|ANOS|ABEL/NOSER, L.L.C.|900
ETFC|E*TRADE FINL CORP|APCC|Apex Clearing Corporation|979
ETFC|E*TRADE FINL CORP|BANK|Primevest Financial Services, Inc.|234
ETFC|E*TRADE FINL CORP|BARD|Robert W. Baird & Co. Incorporated|393
ETFC|E*TRADE FINL CORP|BATM|CBOE TRADING, INC.|17544
ETFC|E*TRADE FINL CORP|BAYC|BAY CREST PARTNERS, LLC|45201
ETFC|E*TRADE FINL CORP|BBNT|BB&T SECURITIES, LLC|765
ETFC|E*TRADE FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|265487
ETFC|E*TRADE FINL CORP|BGCE|BGC Financial Inc.|400
ETFC|E*TRADE FINL CORP|BIDS|BIDS TRADING L.P.|55900
ETFC|E*TRADE FINL CORP|BIMI|Banca IMI Securities Corp.|90
ETFC|E*TRADE FINL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31683
ETFC|E*TRADE FINL CORP|BLKX|INSTINET, LLC|319986
ETFC|E*TRADE FINL CORP|BMOC|BMO Capital Markets Corp.|414193
ETFC|E*TRADE FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|271966
ETFC|E*TRADE FINL CORP|BRGE|Newbridge Securities Corp.|100
ETFC|E*TRADE FINL CORP|BTIG|BTIG, LLC|72103
ETFC|E*TRADE FINL CORP|BYXM|CBOE TRADING, INC.|17894
ETFC|E*TRADE FINL CORP|BZYD|GOLDMAN SACHS & CO. LLC|514
ETFC|E*TRADE FINL CORP|CABR|Cabrera Capital Markets, Inc.|50
ETFC|E*TRADE FINL CORP|CAMC|Cambria Capital, LLC|500
ETFC|E*TRADE FINL CORP|CANT|Cantor Fitzgerald & Co.|35882
ETFC|E*TRADE FINL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|14200
ETFC|E*TRADE FINL CORP|CHAS|Charles Schwab & Co., Inc.|1853
ETFC|E*TRADE FINL CORP|CIBP|CIBC World Markets Corp.|14701
ETFC|E*TRADE FINL CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|96576
ETFC|E*TRADE FINL CORP|CIST|Capital Institutional Services, Inc.|5273
ETFC|E*TRADE FINL CORP|CJSC|CJS Securities, Inc.|55800
ETFC|E*TRADE FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|221299
ETFC|E*TRADE FINL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24
ETFC|E*TRADE FINL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11765
ETFC|E*TRADE FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|550871
ETFC|E*TRADE FINL CORP|CTDL|Citadel Derivatives Group Llc|72877
ETFC|E*TRADE FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|60704
ETFC|E*TRADE FINL CORP|DADA|D.A. Davidson & Co.|100
ETFC|E*TRADE FINL CORP|DBAB|Deutsche Bank Securities Inc.|1065807
ETFC|E*TRADE FINL CORP|DBAX|Deutsche Bank Securities Inc.|336500
ETFC|E*TRADE FINL CORP|DBUL|Deutsche Bank Securities Inc.|3885
ETFC|E*TRADE FINL CORP|DCHF|Dart Executions, LLC|8950
ETFC|E*TRADE FINL CORP|DEAN|MORGAN STANLEY|2974
ETFC|E*TRADE FINL CORP|DEGS|RONIN PROFESSIONAL LLC|800
ETFC|E*TRADE FINL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29520
ETFC|E*TRADE FINL CORP|DRWK|DRW SECURITIES, L.L.C.|76770
ETFC|E*TRADE FINL CORP|EBXL|EBX LLC|388600
ETFC|E*TRADE FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|32440
ETFC|E*TRADE FINL CORP|EDJC|Edward Jones / CDS|47
ETFC|E*TRADE FINL CORP|EDJO|Edward D. Jones & Co., L.P.|6768
ETFC|E*TRADE FINL CORP|EGAM|CBOE TRADING, INC.|21930
ETFC|E*TRADE FINL CORP|EGAW|CBOE TRADING, INC.|100
ETFC|E*TRADE FINL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|2224
ETFC|E*TRADE FINL CORP|EGXM|CBOE TRADING, INC.|9989
ETFC|E*TRADE FINL CORP|EGXW|CBOE TRADING, INC.|11
ETFC|E*TRADE FINL CORP|ESPO|ESPOSITO SECURITIES, LLC|720
ETFC|E*TRADE FINL CORP|ETBE|Electronic Transaction Clearing, Inc.|129408
ETFC|E*TRADE FINL CORP|ETCC|Electronic Transaction Clearing, Inc.|700
ETFC|E*TRADE FINL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7929
ETFC|E*TRADE FINL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45013
ETFC|E*TRADE FINL CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|101088
ETFC|E*TRADE FINL CORP|ETRS|E*Trade Securities LLC|442654
ETFC|E*TRADE FINL CORP|FBCO|Credit Suisse Securities (USA) LLC|5689069
ETFC|E*TRADE FINL CORP|FBSB|U.S. Bancorp Investments, Inc.|933
ETFC|E*TRADE FINL CORP|FILL|Tradestation Securities, Inc.|7941
ETFC|E*TRADE FINL CORP|FMAF|NBCN Inc./ CDS|8636
ETFC|E*TRADE FINL CORP|FOMA|TD AMERITRADE CLEARING, INC.|288154
ETFC|E*TRADE FINL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|47348
ETFC|E*TRADE FINL CORP|FQLS|Quantlab Securities LP|872543
ETFC|E*TRADE FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|197861
ETFC|E*TRADE FINL CORP|FTBR|Foliofn Investments, Inc.|10826
ETFC|E*TRADE FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|82674
ETFC|E*TRADE FINL CORP|GELP|RBC CAPITAL MARKETS, LLC|1830
ETFC|E*TRADE FINL CORP|GLIS|TD Securities Inc|300
ETFC|E*TRADE FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|25930
ETFC|E*TRADE FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|4404417
ETFC|E*TRADE FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|28551
ETFC|E*TRADE FINL CORP|GSLT|GOLDMAN SACHS & CO. LLC|11852
ETFC|E*TRADE FINL CORP|GTSZ|GTS SECURITIES LLC|1373188
ETFC|E*TRADE FINL CORP|HRBF|American Enterprise Investment Services Inc.|4264
ETFC|E*TRADE FINL CORP|HSBC|HSBC Securities, Inc.|70352
ETFC|E*TRADE FINL CORP|IATS|INTERACTIVE BROKERS LLC|14219
ETFC|E*TRADE FINL CORP|IBKR|Interactive Brokers Llc|186891
ETFC|E*TRADE FINL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4916
ETFC|E*TRADE FINL CORP|ICBX|INSTINET, LLC|111868
ETFC|E*TRADE FINL CORP|IEQY|CITADEL SECURITIES LLC|372696
ETFC|E*TRADE FINL CORP|INCA|INSTINET, LLC|1928689
ETFC|E*TRADE FINL CORP|INJX|INSTINET, LLC|69082
ETFC|E*TRADE FINL CORP|ITGI|ITG Inc.|346401
ETFC|E*TRADE FINL CORP|ITGP|ITG INC.|646000
ETFC|E*TRADE FINL CORP|JANY|Janney Montgomery Scott Inc.|890
ETFC|E*TRADE FINL CORP|JEFF|JEFFERIES LLC|515115
ETFC|E*TRADE FINL CORP|JMPT|JUMP TRADING, LLC|282515
ETFC|E*TRADE FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|325005
ETFC|E*TRADE FINL CORP|JPMX|J.P. Morgan Securities LLC|786920
ETFC|E*TRADE FINL CORP|JSJX|JANE STREET CAPITAL LLC|9554
ETFC|E*TRADE FINL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|60104
ETFC|E*TRADE FINL CORP|KCGM|VIRTU Americas LLC|71355
ETFC|E*TRADE FINL CORP|LEER|LEERINK PARTNERS LLC|1340
ETFC|E*TRADE FINL CORP|LEHM|Barclays Capital Inc./Le|2295342
ETFC|E*TRADE FINL CORP|LIME|Lime Brokerage LLC|494854
ETFC|E*TRADE FINL CORP|LMGP|LIME BROKERAGE LLC|14257
ETFC|E*TRADE FINL CORP|LQNA|LIQUIDNET, INC.|344000
ETFC|E*TRADE FINL CORP|LSCI|Lek Securities Corporation|8519
ETFC|E*TRADE FINL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ETFC|E*TRADE FINL CORP|MACC|Mid Atlantic Capital Corporation|767
ETFC|E*TRADE FINL CORP|MACQ|Macquarie Capital (USA) Inc.|21945
ETFC|E*TRADE FINL CORP|MAXM|Maxim Group LLC|13
ETFC|E*TRADE FINL CORP|MBTS|ALLY INVEST SECURITIES LLC|1377
ETFC|E*TRADE FINL CORP|MCMF|Raymond James Ltd. Cds|1059
ETFC|E*TRADE FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|221138
ETFC|E*TRADE FINL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
ETFC|E*TRADE FINL CORP|MOTF|MOTIF INVESTING, INC.|51
ETFC|E*TRADE FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|7239798
ETFC|E*TRADE FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|425800
ETFC|E*TRADE FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|348200
ETFC|E*TRADE FINL CORP|MZHO|Mizuho Securities USA LLC|14000
ETFC|E*TRADE FINL CORP|NATL|National Securities Corporation|80
ETFC|E*TRADE FINL CORP|NFSC|National Financial Services LLC|394409
ETFC|E*TRADE FINL CORP|NITE|VIRTU Americas LLC|1122915
ETFC|E*TRADE FINL CORP|NITP|VIRTU Americas LLC|8531
ETFC|E*TRADE FINL CORP|NMRA|Nomura Securities International, Inc.|169670
ETFC|E*TRADE FINL CORP|NQRB|Brut, LLC|45800
ETFC|E*TRADE FINL CORP|NTRC|Northern Trust Securities, Inc.|118
ETFC|E*TRADE FINL CORP|OHOS|TWO SIGMA SECURITIES, LLC|242486
ETFC|E*TRADE FINL CORP|OPCO|Oppenheimer & Co. Inc.|5733
ETFC|E*TRADE FINL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6424
ETFC|E*TRADE FINL CORP|PAUL|Paulson Investment Company, Inc.|15
ETFC|E*TRADE FINL CORP|PCFF|Pacific International Securities Inc./CDS|34
ETFC|E*TRADE FINL CORP|PDQM|CODA MARKETS, INC.|40645
ETFC|E*TRADE FINL CORP|PHLY|NASDAQ Execution Services, LLC|13800
ETFC|E*TRADE FINL CORP|PIPR|Piper Jaffray & Co.|372
ETFC|E*TRADE FINL CORP|PWJC|UBS Financial Services, Inc.|3968
ETFC|E*TRADE FINL CORP|QMSR|QUATTRO M SECURITIES INC.|7690
ETFC|E*TRADE FINL CORP|RAJA|Raymond James & Associates, Inc.|29180
ETFC|E*TRADE FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|23747
ETFC|E*TRADE FINL CORP|RGLD|Regal Securities, Inc|50
ETFC|E*TRADE FINL CORP|RHCO|Suntrust Robinson Humphrey, Inc.|22000
ETFC|E*TRADE FINL CORP|SAGL|SAGETRADER, LLC|25797
ETFC|E*TRADE FINL CORP|SAGW|SAGETRADER, LLC|241
ETFC|E*TRADE FINL CORP|SALI|INTL FCSTONE FINANCIAL INC.|29
ETFC|E*TRADE FINL CORP|SBSH|Citigroup Global Markets Inc.|1531294
ETFC|E*TRADE FINL CORP|SDLR|Sandler, O'Neill & Partners, L.P.|107959
ETFC|E*TRADE FINL CORP|SEIC|SEI Investments Distribution Co.|685
ETFC|E*TRADE FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|327244
ETFC|E*TRADE FINL CORP|SOGO|Wang Investment Associates, Inc.|10
ETFC|E*TRADE FINL CORP|SPDR|SPEEDROUTE LLC|5975
ETFC|E*TRADE FINL CORP|SPHN|Stephens Inc.|11
ETFC|E*TRADE FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4612
ETFC|E*TRADE FINL CORP|STKP|STOCKPILE INVESTMENTS, INC.|158
ETFC|E*TRADE FINL CORP|SWIM|TD Ameritrade, Inc.|64546
ETFC|E*TRADE FINL CORP|SWST|Hilltop Securities Inc.|659
ETFC|E*TRADE FINL CORP|TAGC|TELSEY ADVISORY GROUP LLC|5000
ETFC|E*TRADE FINL CORP|TKNG|ALLY INVEST SECURITIES LLC|3424
ETFC|E*TRADE FINL CORP|TONC|CUTTONE & CO., LLC|1910
ETFC|E*TRADE FINL CORP|TRBT|Tradebot Systems, Inc.|624410
ETFC|E*TRADE FINL CORP|TRCM|TRC MARKETS LLC|1188012
ETFC|E*TRADE FINL CORP|TWTT|TASTYWORKS, INC.|400
ETFC|E*TRADE FINL CORP|UBSA|UBS SECURITIES LLC|986636
ETFC|E*TRADE FINL CORP|UBSS|UBS Securities LLC|2455781
ETFC|E*TRADE FINL CORP|VALX|VIRTU AMERICAS LLC|21616
ETFC|E*TRADE FINL CORP|VERT|The Vertical Trading Group, LLC|94
ETFC|E*TRADE FINL CORP|VGRD|Vanguard Marketing Corporation|16928
ETFC|E*TRADE FINL CORP|VSIN|Vision Financial Markets Llc|40
ETFC|E*TRADE FINL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|12053
ETFC|E*TRADE FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|549589
ETFC|E*TRADE FINL CORP|WDNX|WEEDEN & CO.L.P.|2472
ETFC|E*TRADE FINL CORP|WEDB|WEDBUSH SECURITIES INC.|220
ETFC|E*TRADE FINL CORP|WEED|Weeden & Co.L.P.|6301
ETFC|E*TRADE FINL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47306
ETFC|E*TRADE FINL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34441
ETFC|E*TRADE FINL CORP|WGIF|CIBC World Markets Inc.|5818
ETFC|E*TRADE FINL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1558
ETFC|E*TRADE FINL CORP|WSAG|WALL STREET ACCESS|221
ETFC|E*TRADE FINL CORP|WSEA|WOLVERINE SECURITIES, LLC|15962
ETFC|E*TRADE FINL CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1050
ETFC|E*TRADE FINL CORP|XIST|INSTINET, LLC|100962
ETFC|E*TRADE FINL CORP|XPQR|Jump Trading|1200
ETFC|E*TRADE FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|140228
ETFC|E*TRADE FINL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|641
ETFC|E*TRADE FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9913
ETG|EATON VANCE TAX ADV|ALTX|Alternet Securities Inc.|2400
ETG|EATON VANCE TAX ADV|APCC|Apex Clearing Corporation|67
ETG|EATON VANCE TAX ADV|BANK|Primevest Financial Services, Inc.|5231
ETG|EATON VANCE TAX ADV|BARD|Robert W. Baird & Co. Incorporated|2589
ETG|EATON VANCE TAX ADV|BATM|CBOE TRADING, INC.|232
ETG|EATON VANCE TAX ADV|BBNT|BB&T SECURITIES, LLC|11
ETG|EATON VANCE TAX ADV|BERN|Sanford C. Bernstein & Co., LLC|200
ETG|EATON VANCE TAX ADV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5198
ETG|EATON VANCE TAX ADV|BTIG|BTIG, LLC|1034
ETG|EATON VANCE TAX ADV|CANT|Cantor Fitzgerald & Co.|793
ETG|EATON VANCE TAX ADV|CHAS|Charles Schwab & Co., Inc.|30
ETG|EATON VANCE TAX ADV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ETG|EATON VANCE TAX ADV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
ETG|EATON VANCE TAX ADV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11086
ETG|EATON VANCE TAX ADV|CXCX|CITIGROUP GLOBAL MARKETS INC.|1570
ETG|EATON VANCE TAX ADV|DADA|D.A. Davidson & Co.|6
ETG|EATON VANCE TAX ADV|DAVA|Davenport & Company LLC|501
ETG|EATON VANCE TAX ADV|DBAX|Deutsche Bank Securities Inc.|7200
ETG|EATON VANCE TAX ADV|DEAN|MORGAN STANLEY|34460
ETG|EATON VANCE TAX ADV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13493
ETG|EATON VANCE TAX ADV|EBXL|EBX LLC|8300
ETG|EATON VANCE TAX ADV|ECUT|CONVERGEX EXECUTION SOLUTIONS|14180
ETG|EATON VANCE TAX ADV|EDJO|Edward D. Jones & Co., L.P.|1164
ETG|EATON VANCE TAX ADV|EGAM|CBOE TRADING, INC.|8771
ETG|EATON VANCE TAX ADV|EGXM|CBOE TRADING, INC.|100
ETG|EATON VANCE TAX ADV|ESPO|ESPOSITO SECURITIES, LLC|1700
ETG|EATON VANCE TAX ADV|ETRS|E*Trade Securities LLC|17064
ETG|EATON VANCE TAX ADV|FBSB|U.S. Bancorp Investments, Inc.|1
ETG|EATON VANCE TAX ADV|FILL|Tradestation Securities, Inc.|1500
ETG|EATON VANCE TAX ADV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7646
ETG|EATON VANCE TAX ADV|FTBR|Foliofn Investments, Inc.|578
ETG|EATON VANCE TAX ADV|GLPX|ACS EXECUTION SERVICES, LLC|3768
ETG|EATON VANCE TAX ADV|GSCO|GOLDMAN SACHS & CO. LLC|6945
ETG|EATON VANCE TAX ADV|GSLT|GOLDMAN SACHS & CO. LLC|100
ETG|EATON VANCE TAX ADV|HRBF|American Enterprise Investment Services Inc.|75054
ETG|EATON VANCE TAX ADV|IATS|INTERACTIVE BROKERS LLC|7908
ETG|EATON VANCE TAX ADV|IBKR|Interactive Brokers Llc|16587
ETG|EATON VANCE TAX ADV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|464
ETG|EATON VANCE TAX ADV|ICBX|INSTINET, LLC|6715
ETG|EATON VANCE TAX ADV|INCA|INSTINET, LLC|1230
ETG|EATON VANCE TAX ADV|ITGI|ITG Inc.|12234
ETG|EATON VANCE TAX ADV|ITGP|ITG INC.|4000
ETG|EATON VANCE TAX ADV|JANY|Janney Montgomery Scott Inc.|16044
ETG|EATON VANCE TAX ADV|JPBX|J.P. MORGAN SECURITIES LLC|200
ETG|EATON VANCE TAX ADV|JPMX|J.P. Morgan Securities LLC|9588
ETG|EATON VANCE TAX ADV|JSJX|JANE STREET CAPITAL LLC|438
ETG|EATON VANCE TAX ADV|KCGM|VIRTU Americas LLC|7920
ETG|EATON VANCE TAX ADV|LEHM|Barclays Capital Inc./Le|5800
ETG|EATON VANCE TAX ADV|LIME|Lime Brokerage LLC|996
ETG|EATON VANCE TAX ADV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
ETG|EATON VANCE TAX ADV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6698
ETG|EATON VANCE TAX ADV|MOTF|MOTIF INVESTING, INC.|3
ETG|EATON VANCE TAX ADV|MSCO|MORGAN STANLEY & CO. LLC|185432
ETG|EATON VANCE TAX ADV|MSPL|MORGAN STANLEY & CO. LLC|9800
ETG|EATON VANCE TAX ADV|NFSC|National Financial Services LLC|186714
ETG|EATON VANCE TAX ADV|NITE|VIRTU Americas LLC|403609
ETG|EATON VANCE TAX ADV|NTRC|Northern Trust Securities, Inc.|350
ETG|EATON VANCE TAX ADV|OPCO|Oppenheimer & Co. Inc.|5753
ETG|EATON VANCE TAX ADV|OTAA|OTA LLC|2200
ETG|EATON VANCE TAX ADV|PDQM|CODA MARKETS, INC.|8147
ETG|EATON VANCE TAX ADV|PWJC|UBS Financial Services, Inc.|71189
ETG|EATON VANCE TAX ADV|RBCM|RBC CAPITAL MARKETS, LLC|46213
ETG|EATON VANCE TAX ADV|SAGL|SAGETRADER, LLC|900
ETG|EATON VANCE TAX ADV|SBSH|Citigroup Global Markets Inc.|252
ETG|EATON VANCE TAX ADV|SGMT|GOLDMAN SACHS & CO. LLC|5890
ETG|EATON VANCE TAX ADV|STFL|Stifel, Nicolaus & Company, Incorporated|11291
ETG|EATON VANCE TAX ADV|STSE|SOUTHERN TRUST SECURITIES, INC.|500
ETG|EATON VANCE TAX ADV|STXG|Stockcross Financial Services, Inc.|1
ETG|EATON VANCE TAX ADV|SWIM|TD Ameritrade, Inc.|5795
ETG|EATON VANCE TAX ADV|SWST|Hilltop Securities Inc.|10034
ETG|EATON VANCE TAX ADV|TIAN|TRIAD SECURITIES CORP|1014
ETG|EATON VANCE TAX ADV|TKNG|ALLY INVEST SECURITIES LLC|557
ETG|EATON VANCE TAX ADV|TRBT|Tradebot Systems, Inc.|700
ETG|EATON VANCE TAX ADV|UBSA|UBS SECURITIES LLC|28094
ETG|EATON VANCE TAX ADV|UBSS|UBS Securities LLC|316282
ETG|EATON VANCE TAX ADV|VALX|VIRTU AMERICAS LLC|100
ETG|EATON VANCE TAX ADV|VFIN|National Securities Corporation|1600
ETG|EATON VANCE TAX ADV|VGRD|Vanguard Marketing Corporation|23144
ETG|EATON VANCE TAX ADV|WABR|Wall Street Access|2690
ETG|EATON VANCE TAX ADV|WBET|Wallachbeth Capital LLC|2767
ETG|EATON VANCE TAX ADV|WBLR|WILLIAM BLAIR|100
ETG|EATON VANCE TAX ADV|WCHV|WELLS FARGO SECURITIES, LLC|80847
ETG|EATON VANCE TAX ADV|WEDB|WEDBUSH SECURITIES INC.|1667
ETG|EATON VANCE TAX ADV|WSEA|WOLVERINE SECURITIES, LLC|3700
ETG|EATON VANCE TAX ADV|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
ETG|EATON VANCE TAX ADV|YKNA|COMHAR CAPITAL MARKETS, LLC|2102
ETG|EATON VANCE TAX ADV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26462
ETH|ETHAN ALLEN INTERIOR|ALTX|Alternet Securities Inc.|800
ETH|ETHAN ALLEN INTERIOR|ANOS|ABEL/NOSER, L.L.C.|634
ETH|ETHAN ALLEN INTERIOR|APCC|Apex Clearing Corporation|526
ETH|ETHAN ALLEN INTERIOR|BANK|Primevest Financial Services, Inc.|50
ETH|ETHAN ALLEN INTERIOR|BARD|Robert W. Baird & Co. Incorporated|28
ETH|ETHAN ALLEN INTERIOR|BATM|CBOE TRADING, INC.|666
ETH|ETHAN ALLEN INTERIOR|BBNT|BB&T SECURITIES, LLC|97
ETH|ETHAN ALLEN INTERIOR|BERN|Sanford C. Bernstein & Co., LLC|70961
ETH|ETHAN ALLEN INTERIOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|110
ETH|ETHAN ALLEN INTERIOR|BNPX|BNP PARIBAS SECURITIES CORP.|5267
ETH|ETHAN ALLEN INTERIOR|BRVL|BLAYLOCK VAN, LLC|400
ETH|ETHAN ALLEN INTERIOR|BTIG|BTIG, LLC|572
ETH|ETHAN ALLEN INTERIOR|BYXM|CBOE TRADING, INC.|1051
ETH|ETHAN ALLEN INTERIOR|BZYD|GOLDMAN SACHS & CO. LLC|1100
ETH|ETHAN ALLEN INTERIOR|CHAS|Charles Schwab & Co., Inc.|2951
ETH|ETHAN ALLEN INTERIOR|CIST|Capital Institutional Services, Inc.|7
ETH|ETHAN ALLEN INTERIOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11619
ETH|ETHAN ALLEN INTERIOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
ETH|ETHAN ALLEN INTERIOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88195
ETH|ETHAN ALLEN INTERIOR|CTDL|Citadel Derivatives Group Llc|90
ETH|ETHAN ALLEN INTERIOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|21408
ETH|ETHAN ALLEN INTERIOR|DBAB|Deutsche Bank Securities Inc.|12682
ETH|ETHAN ALLEN INTERIOR|DBAX|Deutsche Bank Securities Inc.|114900
ETH|ETHAN ALLEN INTERIOR|DBUL|Deutsche Bank Securities Inc.|100
ETH|ETHAN ALLEN INTERIOR|DEAN|MORGAN STANLEY|784
ETH|ETHAN ALLEN INTERIOR|DEGS|RONIN PROFESSIONAL LLC|463
ETH|ETHAN ALLEN INTERIOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
ETH|ETHAN ALLEN INTERIOR|EBXL|EBX LLC|38800
ETH|ETHAN ALLEN INTERIOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2371
ETH|ETHAN ALLEN INTERIOR|EGAM|CBOE TRADING, INC.|2212
ETH|ETHAN ALLEN INTERIOR|EGMT|EG MARKET TECHNOLOGIES LLC|1801
ETH|ETHAN ALLEN INTERIOR|EGXM|CBOE TRADING, INC.|200
ETH|ETHAN ALLEN INTERIOR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
ETH|ETHAN ALLEN INTERIOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1312
ETH|ETHAN ALLEN INTERIOR|ETRS|E*Trade Securities LLC|7372
ETH|ETHAN ALLEN INTERIOR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
ETH|ETHAN ALLEN INTERIOR|FQLS|Quantlab Securities LP|31289
ETH|ETHAN ALLEN INTERIOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35466
ETH|ETHAN ALLEN INTERIOR|FTBR|Foliofn Investments, Inc.|213
ETH|ETHAN ALLEN INTERIOR|GEBB|GLOBAL EXECUTION BROKERS, LP|200
ETH|ETHAN ALLEN INTERIOR|GLPX|ACS EXECUTION SERVICES, LLC|347
ETH|ETHAN ALLEN INTERIOR|GSCO|GOLDMAN SACHS & CO. LLC|59005
ETH|ETHAN ALLEN INTERIOR|GSLT|GOLDMAN SACHS & CO. LLC|1519
ETH|ETHAN ALLEN INTERIOR|GTSZ|GTS SECURITIES LLC|30423
ETH|ETHAN ALLEN INTERIOR|HRBF|American Enterprise Investment Services Inc.|485
ETH|ETHAN ALLEN INTERIOR|HSBC|HSBC Securities, Inc.|2210
ETH|ETHAN ALLEN INTERIOR|IATS|INTERACTIVE BROKERS LLC|575
ETH|ETHAN ALLEN INTERIOR|IBKR|Interactive Brokers Llc|1599
ETH|ETHAN ALLEN INTERIOR|ICBX|INSTINET, LLC|14010
ETH|ETHAN ALLEN INTERIOR|IEQY|CITADEL SECURITIES LLC|4453
ETH|ETHAN ALLEN INTERIOR|INCA|INSTINET, LLC|19901
ETH|ETHAN ALLEN INTERIOR|INJX|INSTINET, LLC|1100
ETH|ETHAN ALLEN INTERIOR|ITGI|ITG Inc.|41858
ETH|ETHAN ALLEN INTERIOR|ITGP|ITG INC.|80200
ETH|ETHAN ALLEN INTERIOR|JEFF|JEFFERIES LLC|12736
ETH|ETHAN ALLEN INTERIOR|JMPT|JUMP TRADING, LLC|3340
ETH|ETHAN ALLEN INTERIOR|JPBX|J.P. MORGAN SECURITIES LLC|1214
ETH|ETHAN ALLEN INTERIOR|JPMX|J.P. Morgan Securities LLC|194564
ETH|ETHAN ALLEN INTERIOR|JSJX|JANE STREET CAPITAL LLC|3747
ETH|ETHAN ALLEN INTERIOR|KCGM|VIRTU Americas LLC|13093
ETH|ETHAN ALLEN INTERIOR|LEHM|Barclays Capital Inc./Le|133595
ETH|ETHAN ALLEN INTERIOR|LIME|Lime Brokerage LLC|8945
ETH|ETHAN ALLEN INTERIOR|LOOP|Loop Capital Markets LLC|1100
ETH|ETHAN ALLEN INTERIOR|MACC|Mid Atlantic Capital Corporation|10800
ETH|ETHAN ALLEN INTERIOR|MAXM|Maxim Group LLC|1000
ETH|ETHAN ALLEN INTERIOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39000
ETH|ETHAN ALLEN INTERIOR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
ETH|ETHAN ALLEN INTERIOR|MSCO|MORGAN STANLEY & CO. LLC|702741
ETH|ETHAN ALLEN INTERIOR|MSPL|MORGAN STANLEY & CO. LLC|150100
ETH|ETHAN ALLEN INTERIOR|MSTX|MORGAN STANLEY & CO. LLC|17700
ETH|ETHAN ALLEN INTERIOR|NFSC|National Financial Services LLC|32024
ETH|ETHAN ALLEN INTERIOR|NITE|VIRTU Americas LLC|68542
ETH|ETHAN ALLEN INTERIOR|NQRB|Brut, LLC|290
ETH|ETHAN ALLEN INTERIOR|OPCO|Oppenheimer & Co. Inc.|3830
ETH|ETHAN ALLEN INTERIOR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1003
ETH|ETHAN ALLEN INTERIOR|PDQM|CODA MARKETS, INC.|3142
ETH|ETHAN ALLEN INTERIOR|PWJC|UBS Financial Services, Inc.|5
ETH|ETHAN ALLEN INTERIOR|RBCM|RBC CAPITAL MARKETS, LLC|800
ETH|ETHAN ALLEN INTERIOR|SAGW|SAGETRADER, LLC|147
ETH|ETHAN ALLEN INTERIOR|SBSH|Citigroup Global Markets Inc.|12049
ETH|ETHAN ALLEN INTERIOR|SEIC|SEI Investments Distribution Co.|200
ETH|ETHAN ALLEN INTERIOR|SGMT|GOLDMAN SACHS & CO. LLC|32766
ETH|ETHAN ALLEN INTERIOR|SPDR|SPEEDROUTE LLC|1200
ETH|ETHAN ALLEN INTERIOR|STKP|STOCKPILE INVESTMENTS, INC.|18
ETH|ETHAN ALLEN INTERIOR|SWIM|TD Ameritrade, Inc.|640
ETH|ETHAN ALLEN INTERIOR|TKNG|ALLY INVEST SECURITIES LLC|200
ETH|ETHAN ALLEN INTERIOR|TMBR|Timber Hill LLC|300
ETH|ETHAN ALLEN INTERIOR|TRBT|Tradebot Systems, Inc.|509
ETH|ETHAN ALLEN INTERIOR|TRCM|TRC MARKETS LLC|8018
ETH|ETHAN ALLEN INTERIOR|UBSA|UBS SECURITIES LLC|234486
ETH|ETHAN ALLEN INTERIOR|UBSS|UBS Securities LLC|210869
ETH|ETHAN ALLEN INTERIOR|VALX|VIRTU AMERICAS LLC|15837
ETH|ETHAN ALLEN INTERIOR|VGRD|Vanguard Marketing Corporation|319
ETH|ETHAN ALLEN INTERIOR|WABR|Wall Street Access|750
ETH|ETHAN ALLEN INTERIOR|WCHV|WELLS FARGO SECURITIES, LLC|4683
ETH|ETHAN ALLEN INTERIOR|WDNX|WEEDEN & CO.L.P.|1780
ETH|ETHAN ALLEN INTERIOR|WEED|Weeden & Co.L.P.|5944
ETH|ETHAN ALLEN INTERIOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|466
ETH|ETHAN ALLEN INTERIOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57
ETH|ETHAN ALLEN INTERIOR|WSEA|WOLVERINE SECURITIES, LLC|340
ETH|ETHAN ALLEN INTERIOR|XIST|INSTINET, LLC|18400
ETH|ETHAN ALLEN INTERIOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|3450
ETH|ETHAN ALLEN INTERIOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
ETHO|ETHO CLIMATE LEADERS|APCC|Apex Clearing Corporation|128
ETHO|ETHO CLIMATE LEADERS|BATM|CBOE TRADING, INC.|2000
ETHO|ETHO CLIMATE LEADERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|976
ETHO|ETHO CLIMATE LEADERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|797
ETHO|ETHO CLIMATE LEADERS|ETRS|E*Trade Securities LLC|1124
ETHO|ETHO CLIMATE LEADERS|FTBR|Foliofn Investments, Inc.|3
ETHO|ETHO CLIMATE LEADERS|GSLT|GOLDMAN SACHS & CO. LLC|800
ETHO|ETHO CLIMATE LEADERS|IATS|INTERACTIVE BROKERS LLC|100
ETHO|ETHO CLIMATE LEADERS|IBKR|Interactive Brokers Llc|7
ETHO|ETHO CLIMATE LEADERS|JSJX|JANE STREET CAPITAL LLC|1600
ETHO|ETHO CLIMATE LEADERS|LIME|Lime Brokerage LLC|832
ETHO|ETHO CLIMATE LEADERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ETHO|ETHO CLIMATE LEADERS|MSCO|MORGAN STANLEY & CO. LLC|645
ETHO|ETHO CLIMATE LEADERS|NFSC|National Financial Services LLC|2207
ETHO|ETHO CLIMATE LEADERS|NITE|VIRTU Americas LLC|6059
ETHO|ETHO CLIMATE LEADERS|NITP|VIRTU Americas LLC|604
ETHO|ETHO CLIMATE LEADERS|RBCM|RBC CAPITAL MARKETS, LLC|1500
ETHO|ETHO CLIMATE LEADERS|UBSS|UBS Securities LLC|1474
ETHO|ETHO CLIMATE LEADERS|VGRD|Vanguard Marketing Corporation|782
ETHO|ETHO CLIMATE LEADERS|WSEA|WOLVERINE SECURITIES, LLC|2
ETHO|ETHO CLIMATE LEADERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|373
ETJ|EATON VANCE RM DV EQ|ALTX|Alternet Securities Inc.|6798
ETJ|EATON VANCE RM DV EQ|APCC|Apex Clearing Corporation|3527
ETJ|EATON VANCE RM DV EQ|BARD|Robert W. Baird & Co. Incorporated|3576
ETJ|EATON VANCE RM DV EQ|BATM|CBOE TRADING, INC.|1067
ETJ|EATON VANCE RM DV EQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
ETJ|EATON VANCE RM DV EQ|BRGE|Newbridge Securities Corp.|9500
ETJ|EATON VANCE RM DV EQ|BTIG|BTIG, LLC|9676
ETJ|EATON VANCE RM DV EQ|BYXM|CBOE TRADING, INC.|100
ETJ|EATON VANCE RM DV EQ|CANT|Cantor Fitzgerald & Co.|3430
ETJ|EATON VANCE RM DV EQ|CHAS|Charles Schwab & Co., Inc.|3007
ETJ|EATON VANCE RM DV EQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4022
ETJ|EATON VANCE RM DV EQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
ETJ|EATON VANCE RM DV EQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15381
ETJ|EATON VANCE RM DV EQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|39980
ETJ|EATON VANCE RM DV EQ|DADA|D.A. Davidson & Co.|10016
ETJ|EATON VANCE RM DV EQ|DBAX|Deutsche Bank Securities Inc.|13900
ETJ|EATON VANCE RM DV EQ|DCHF|Dart Executions, LLC|9000
ETJ|EATON VANCE RM DV EQ|DEAN|MORGAN STANLEY|176187
ETJ|EATON VANCE RM DV EQ|DEGS|RONIN PROFESSIONAL LLC|800
ETJ|EATON VANCE RM DV EQ|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32586
ETJ|EATON VANCE RM DV EQ|EBXL|EBX LLC|47200
ETJ|EATON VANCE RM DV EQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|2800
ETJ|EATON VANCE RM DV EQ|EDJO|Edward D. Jones & Co., L.P.|4117
ETJ|EATON VANCE RM DV EQ|EGAM|CBOE TRADING, INC.|8359
ETJ|EATON VANCE RM DV EQ|EGXM|CBOE TRADING, INC.|800
ETJ|EATON VANCE RM DV EQ|ETBE|Electronic Transaction Clearing, Inc.|826
ETJ|EATON VANCE RM DV EQ|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|721
ETJ|EATON VANCE RM DV EQ|ETRS|E*Trade Securities LLC|111405
ETJ|EATON VANCE RM DV EQ|FBSB|U.S. Bancorp Investments, Inc.|995
ETJ|EATON VANCE RM DV EQ|FILL|Tradestation Securities, Inc.|7350
ETJ|EATON VANCE RM DV EQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28636
ETJ|EATON VANCE RM DV EQ|FTBR|Foliofn Investments, Inc.|1220
ETJ|EATON VANCE RM DV EQ|GEBB|GLOBAL EXECUTION BROKERS, LP|4900
ETJ|EATON VANCE RM DV EQ|GLPX|ACS EXECUTION SERVICES, LLC|9678
ETJ|EATON VANCE RM DV EQ|GSCO|GOLDMAN SACHS & CO. LLC|13220
ETJ|EATON VANCE RM DV EQ|GSCS|GOLDMAN SACHS & CO. LLC|7800
ETJ|EATON VANCE RM DV EQ|GSLT|GOLDMAN SACHS & CO. LLC|200
ETJ|EATON VANCE RM DV EQ|GTSZ|GTS SECURITIES LLC|700
ETJ|EATON VANCE RM DV EQ|HRBF|American Enterprise Investment Services Inc.|137398
ETJ|EATON VANCE RM DV EQ|IATS|INTERACTIVE BROKERS LLC|13538
ETJ|EATON VANCE RM DV EQ|IBKR|Interactive Brokers Llc|36506
ETJ|EATON VANCE RM DV EQ|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22971
ETJ|EATON VANCE RM DV EQ|ICBX|INSTINET, LLC|10400
ETJ|EATON VANCE RM DV EQ|INCA|INSTINET, LLC|6540
ETJ|EATON VANCE RM DV EQ|ITGI|ITG Inc.|19713
ETJ|EATON VANCE RM DV EQ|ITGP|ITG INC.|16400
ETJ|EATON VANCE RM DV EQ|JANY|Janney Montgomery Scott Inc.|17050
ETJ|EATON VANCE RM DV EQ|JMPT|JUMP TRADING, LLC|1049
ETJ|EATON VANCE RM DV EQ|JPMX|J.P. Morgan Securities LLC|35260
ETJ|EATON VANCE RM DV EQ|JSJX|JANE STREET CAPITAL LLC|1719
ETJ|EATON VANCE RM DV EQ|KCGM|VIRTU Americas LLC|10173
ETJ|EATON VANCE RM DV EQ|LEHM|Barclays Capital Inc./Le|34200
ETJ|EATON VANCE RM DV EQ|LGNT|COR CLEARING LLC|7
ETJ|EATON VANCE RM DV EQ|LIME|Lime Brokerage LLC|3305
ETJ|EATON VANCE RM DV EQ|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7806
ETJ|EATON VANCE RM DV EQ|MACC|Mid Atlantic Capital Corporation|3700
ETJ|EATON VANCE RM DV EQ|MBTS|ALLY INVEST SECURITIES LLC|300
ETJ|EATON VANCE RM DV EQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58826
ETJ|EATON VANCE RM DV EQ|MOTF|MOTIF INVESTING, INC.|5
ETJ|EATON VANCE RM DV EQ|MSCO|MORGAN STANLEY & CO. LLC|182853
ETJ|EATON VANCE RM DV EQ|MSPL|MORGAN STANLEY & CO. LLC|66200
ETJ|EATON VANCE RM DV EQ|NATL|National Securities Corporation|17174
ETJ|EATON VANCE RM DV EQ|NFSC|National Financial Services LLC|543656
ETJ|EATON VANCE RM DV EQ|NITE|VIRTU Americas LLC|1094316
ETJ|EATON VANCE RM DV EQ|NITP|VIRTU Americas LLC|500
ETJ|EATON VANCE RM DV EQ|NQRB|Brut, LLC|2369
ETJ|EATON VANCE RM DV EQ|NTBF|BMO Nesbitt Burns Inc./CDS|1000
ETJ|EATON VANCE RM DV EQ|NTRC|Northern Trust Securities, Inc.|1495
ETJ|EATON VANCE RM DV EQ|OPCO|Oppenheimer & Co. Inc.|17455
ETJ|EATON VANCE RM DV EQ|OTAA|OTA LLC|12700
ETJ|EATON VANCE RM DV EQ|PDQM|CODA MARKETS, INC.|21992
ETJ|EATON VANCE RM DV EQ|PWJC|UBS Financial Services, Inc.|18767
ETJ|EATON VANCE RM DV EQ|RBCM|RBC CAPITAL MARKETS, LLC|45044
ETJ|EATON VANCE RM DV EQ|SAGC|SAGETRADER, LLC|200
ETJ|EATON VANCE RM DV EQ|SAGL|SAGETRADER, LLC|600
ETJ|EATON VANCE RM DV EQ|SALI|INTL FCSTONE FINANCIAL INC.|2903
ETJ|EATON VANCE RM DV EQ|SBSH|Citigroup Global Markets Inc.|180283
ETJ|EATON VANCE RM DV EQ|SEIC|SEI Investments Distribution Co.|100
ETJ|EATON VANCE RM DV EQ|SGMT|GOLDMAN SACHS & CO. LLC|33135
ETJ|EATON VANCE RM DV EQ|SPDR|SPEEDROUTE LLC|3000
ETJ|EATON VANCE RM DV EQ|STFL|Stifel, Nicolaus & Company, Incorporated|15496
ETJ|EATON VANCE RM DV EQ|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
ETJ|EATON VANCE RM DV EQ|SWIM|TD Ameritrade, Inc.|47363
ETJ|EATON VANCE RM DV EQ|SWST|Hilltop Securities Inc.|30817
ETJ|EATON VANCE RM DV EQ|TKNG|ALLY INVEST SECURITIES LLC|7310
ETJ|EATON VANCE RM DV EQ|TRBT|Tradebot Systems, Inc.|2500
ETJ|EATON VANCE RM DV EQ|TWTT|TASTYWORKS, INC.|500
ETJ|EATON VANCE RM DV EQ|UBSA|UBS SECURITIES LLC|96886
ETJ|EATON VANCE RM DV EQ|UBSS|UBS Securities LLC|313907
ETJ|EATON VANCE RM DV EQ|VALX|VIRTU AMERICAS LLC|3815
ETJ|EATON VANCE RM DV EQ|VFIN|National Securities Corporation|7234
ETJ|EATON VANCE RM DV EQ|VGRD|Vanguard Marketing Corporation|43707
ETJ|EATON VANCE RM DV EQ|WCHV|WELLS FARGO SECURITIES, LLC|207054
ETJ|EATON VANCE RM DV EQ|WEDB|WEDBUSH SECURITIES INC.|4382
ETJ|EATON VANCE RM DV EQ|WEED|Weeden & Co.L.P.|102353
ETJ|EATON VANCE RM DV EQ|WEXM|WOLVERINE EXECUTION SERVICES, LLC|449
ETJ|EATON VANCE RM DV EQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9177
ETJ|EATON VANCE RM DV EQ|WSEA|WOLVERINE SECURITIES, LLC|1496
ETJ|EATON VANCE RM DV EQ|XSTM|NATIONAL FINANCIAL SERVICES LLC|20778
ETJ|EATON VANCE RM DV EQ|YKNA|COMHAR CAPITAL MARKETS, LLC|4010
ETJ|EATON VANCE RM DV EQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33676
ETM|ENTERCOM COMM CORP|AGIS|Aegis Capital Corp.|300
ETM|ENTERCOM COMM CORP|APCC|Apex Clearing Corporation|11944
ETM|ENTERCOM COMM CORP|BARD|Robert W. Baird & Co. Incorporated|362
ETM|ENTERCOM COMM CORP|BATM|CBOE TRADING, INC.|200
ETM|ENTERCOM COMM CORP|BAYT|BTIG, LLC|42107
ETM|ENTERCOM COMM CORP|BERN|Sanford C. Bernstein & Co., LLC|95815
ETM|ENTERCOM COMM CORP|BIDS|BIDS TRADING L.P.|2000
ETM|ENTERCOM COMM CORP|BIMI|Banca IMI Securities Corp.|4000
ETM|ENTERCOM COMM CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16708
ETM|ENTERCOM COMM CORP|BLKX|INSTINET, LLC|157105
ETM|ENTERCOM COMM CORP|BNPX|BNP PARIBAS SECURITIES CORP.|16519
ETM|ENTERCOM COMM CORP|BRGE|Newbridge Securities Corp.|639
ETM|ENTERCOM COMM CORP|BTIG|BTIG, LLC|11800
ETM|ENTERCOM COMM CORP|BYXM|CBOE TRADING, INC.|2100
ETM|ENTERCOM COMM CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
ETM|ENTERCOM COMM CORP|CANT|Cantor Fitzgerald & Co.|109100
ETM|ENTERCOM COMM CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|208258
ETM|ENTERCOM COMM CORP|CHAS|Charles Schwab & Co., Inc.|32343
ETM|ENTERCOM COMM CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145426
ETM|ENTERCOM COMM CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|148610
ETM|ENTERCOM COMM CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2405755
ETM|ENTERCOM COMM CORP|CTDL|Citadel Derivatives Group Llc|26677
ETM|ENTERCOM COMM CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1141724
ETM|ENTERCOM COMM CORP|DBAB|Deutsche Bank Securities Inc.|114608
ETM|ENTERCOM COMM CORP|DBAX|Deutsche Bank Securities Inc.|1659800
ETM|ENTERCOM COMM CORP|DCHF|Dart Executions, LLC|200
ETM|ENTERCOM COMM CORP|DEAN|MORGAN STANLEY|230036
ETM|ENTERCOM COMM CORP|DEGS|RONIN PROFESSIONAL LLC|2822
ETM|ENTERCOM COMM CORP|EBXL|EBX LLC|798200
ETM|ENTERCOM COMM CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|31989
ETM|ENTERCOM COMM CORP|EDJO|Edward D. Jones & Co., L.P.|1844
ETM|ENTERCOM COMM CORP|EGAM|CBOE TRADING, INC.|61567
ETM|ENTERCOM COMM CORP|EGXM|CBOE TRADING, INC.|400
ETM|ENTERCOM COMM CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4595
ETM|ENTERCOM COMM CORP|ETCC|Electronic Transaction Clearing, Inc.|600
ETM|ENTERCOM COMM CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11160
ETM|ENTERCOM COMM CORP|ETRS|E*Trade Securities LLC|175153
ETM|ENTERCOM COMM CORP|FBSB|U.S. Bancorp Investments, Inc.|2
ETM|ENTERCOM COMM CORP|FILL|Tradestation Securities, Inc.|570
ETM|ENTERCOM COMM CORP|FMAF|NBCN Inc./ CDS|1500
ETM|ENTERCOM COMM CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
ETM|ENTERCOM COMM CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|156184
ETM|ENTERCOM COMM CORP|FTBR|Foliofn Investments, Inc.|690
ETM|ENTERCOM COMM CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|6701
ETM|ENTERCOM COMM CORP|GLIS|TD Securities Inc|18555
ETM|ENTERCOM COMM CORP|GLPX|ACS EXECUTION SERVICES, LLC|8047
ETM|ENTERCOM COMM CORP|GSCO|GOLDMAN SACHS & CO. LLC|516525
ETM|ENTERCOM COMM CORP|GSCS|GOLDMAN SACHS & CO. LLC|18621
ETM|ENTERCOM COMM CORP|GSLT|GOLDMAN SACHS & CO. LLC|7247
ETM|ENTERCOM COMM CORP|GTSZ|GTS SECURITIES LLC|114319
ETM|ENTERCOM COMM CORP|HRBF|American Enterprise Investment Services Inc.|7378
ETM|ENTERCOM COMM CORP|HSBC|HSBC Securities, Inc.|681
ETM|ENTERCOM COMM CORP|IATS|INTERACTIVE BROKERS LLC|2820
ETM|ENTERCOM COMM CORP|IBKR|Interactive Brokers Llc|180387
ETM|ENTERCOM COMM CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|359
ETM|ENTERCOM COMM CORP|ICBX|INSTINET, LLC|587382
ETM|ENTERCOM COMM CORP|IEQY|CITADEL SECURITIES LLC|4944
ETM|ENTERCOM COMM CORP|INCA|INSTINET, LLC|324475
ETM|ENTERCOM COMM CORP|INJX|INSTINET, LLC|16768
ETM|ENTERCOM COMM CORP|INTL|INTL FCSTONE FINANCIAL INC.|34
ETM|ENTERCOM COMM CORP|ITGI|ITG Inc.|45040
ETM|ENTERCOM COMM CORP|ITGP|ITG INC.|682600
ETM|ENTERCOM COMM CORP|JANY|Janney Montgomery Scott Inc.|1500
ETM|ENTERCOM COMM CORP|JEFF|JEFFERIES LLC|238810
ETM|ENTERCOM COMM CORP|JMPT|JUMP TRADING, LLC|10412
ETM|ENTERCOM COMM CORP|JONE|JonesTrading|37150
ETM|ENTERCOM COMM CORP|JPBX|J.P. MORGAN SECURITIES LLC|20235
ETM|ENTERCOM COMM CORP|JPMX|J.P. Morgan Securities LLC|3103394
ETM|ENTERCOM COMM CORP|JSJX|JANE STREET CAPITAL LLC|28178
ETM|ENTERCOM COMM CORP|KCGM|VIRTU Americas LLC|245583
ETM|ENTERCOM COMM CORP|LAFC|R. F. Lafferty & Co., Inc.|2500
ETM|ENTERCOM COMM CORP|LEHM|Barclays Capital Inc./Le|1046624
ETM|ENTERCOM COMM CORP|LIME|Lime Brokerage LLC|7082
ETM|ENTERCOM COMM CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|249600
ETM|ENTERCOM COMM CORP|LOOP|Loop Capital Markets LLC|500
ETM|ENTERCOM COMM CORP|LQNA|LIQUIDNET, INC.|448200
ETM|ENTERCOM COMM CORP|LQNB|LIQUIDNET, INC.|3153
ETM|ENTERCOM COMM CORP|LSCI|Lek Securities Corporation|762
ETM|ENTERCOM COMM CORP|LVMR|LIVERMORE TRADING GROUP, INC.|16450
ETM|ENTERCOM COMM CORP|MACQ|Macquarie Capital (USA) Inc.|15656
ETM|ENTERCOM COMM CORP|MAXM|Maxim Group LLC|4553
ETM|ENTERCOM COMM CORP|MCBT|Moors & Cabot, Inc.|5000
ETM|ENTERCOM COMM CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1323476
ETM|ENTERCOM COMM CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|58115
ETM|ENTERCOM COMM CORP|MSCO|MORGAN STANLEY & CO. LLC|1114909
ETM|ENTERCOM COMM CORP|MSPL|MORGAN STANLEY & CO. LLC|3125000
ETM|ENTERCOM COMM CORP|MSTX|MORGAN STANLEY & CO. LLC|513500
ETM|ENTERCOM COMM CORP|MTON|MILLINGTON SECURITIES, INC.|24201
ETM|ENTERCOM COMM CORP|NFSC|National Financial Services LLC|713373
ETM|ENTERCOM COMM CORP|NITE|VIRTU Americas LLC|1415780
ETM|ENTERCOM COMM CORP|NITP|VIRTU Americas LLC|197557
ETM|ENTERCOM COMM CORP|NORT|Northland Securities, Inc.|450288
ETM|ENTERCOM COMM CORP|NQRB|Brut, LLC|2955
ETM|ENTERCOM COMM CORP|NTBF|BMO Nesbitt Burns Inc./CDS|7361
ETM|ENTERCOM COMM CORP|NTRC|Northern Trust Securities, Inc.|628
ETM|ENTERCOM COMM CORP|OPCO|Oppenheimer & Co. Inc.|2145043
ETM|ENTERCOM COMM CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2560
ETM|ENTERCOM COMM CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|12100
ETM|ENTERCOM COMM CORP|PDQM|CODA MARKETS, INC.|294153
ETM|ENTERCOM COMM CORP|PHLY|NASDAQ Execution Services, LLC|1000
ETM|ENTERCOM COMM CORP|PWJC|UBS Financial Services, Inc.|15772
ETM|ENTERCOM COMM CORP|QMSR|QUATTRO M SECURITIES INC.|853
ETM|ENTERCOM COMM CORP|RBCM|RBC CAPITAL MARKETS, LLC|192395
ETM|ENTERCOM COMM CORP|SAGL|SAGETRADER, LLC|3994
ETM|ENTERCOM COMM CORP|SALI|INTL FCSTONE FINANCIAL INC.|1000
ETM|ENTERCOM COMM CORP|SBSH|Citigroup Global Markets Inc.|1478924
ETM|ENTERCOM COMM CORP|SCMC|Scotia Capital Markets (USA) Inc.|1565
ETM|ENTERCOM COMM CORP|SGMT|GOLDMAN SACHS & CO. LLC|732213
ETM|ENTERCOM COMM CORP|SPDR|SPEEDROUTE LLC|42425
ETM|ENTERCOM COMM CORP|SPHN|Stephens Inc.|70734
ETM|ENTERCOM COMM CORP|SPNT|SEVEN POINTS CAPITAL, LLC|827538
ETM|ENTERCOM COMM CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ETM|ENTERCOM COMM CORP|STFL|Stifel, Nicolaus & Company, Incorporated|671
ETM|ENTERCOM COMM CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
ETM|ENTERCOM COMM CORP|SWIM|TD Ameritrade, Inc.|246287
ETM|ENTERCOM COMM CORP|SWST|Hilltop Securities Inc.|1000
ETM|ENTERCOM COMM CORP|TKNG|ALLY INVEST SECURITIES LLC|10747
ETM|ENTERCOM COMM CORP|TRBT|Tradebot Systems, Inc.|21892
ETM|ENTERCOM COMM CORP|TRCM|TRC MARKETS LLC|21158
ETM|ENTERCOM COMM CORP|TWTT|TASTYWORKS, INC.|100
ETM|ENTERCOM COMM CORP|UBSS|UBS Securities LLC|652544
ETM|ENTERCOM COMM CORP|VALX|VIRTU AMERICAS LLC|250987
ETM|ENTERCOM COMM CORP|VGRD|Vanguard Marketing Corporation|187669
ETM|ENTERCOM COMM CORP|WABR|Wall Street Access|39602
ETM|ENTERCOM COMM CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|143
ETM|ENTERCOM COMM CORP|WCHV|WELLS FARGO SECURITIES, LLC|212527
ETM|ENTERCOM COMM CORP|WDNX|WEEDEN & CO.L.P.|11322
ETM|ENTERCOM COMM CORP|WEDB|WEDBUSH SECURITIES INC.|5174
ETM|ENTERCOM COMM CORP|WEED|Weeden & Co.L.P.|25300
ETM|ENTERCOM COMM CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13703
ETM|ENTERCOM COMM CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39771
ETM|ENTERCOM COMM CORP|WFPB|Wells Fargo Securities, LLC.|7000
ETM|ENTERCOM COMM CORP|WSEA|WOLVERINE SECURITIES, LLC|3940
ETM|ENTERCOM COMM CORP|WTCO|Williams Trading LLC|270000
ETM|ENTERCOM COMM CORP|XIST|INSTINET, LLC|120812
ETM|ENTERCOM COMM CORP|XPQR|Jump Trading|6
ETM|ENTERCOM COMM CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|185450
ETM|ENTERCOM COMM CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2535
ETN|EATON CP PLC|ABLE|NATIXIS Securities Americas LLC|34818
ETN|EATON CP PLC|ALTX|Alternet Securities Inc.|15572
ETN|EATON CP PLC|ANOS|ABEL/NOSER, L.L.C.|21232
ETN|EATON CP PLC|APCC|Apex Clearing Corporation|770
ETN|EATON CP PLC|BALE|M&T SECURITIES, INC.|200
ETN|EATON CP PLC|BANK|Primevest Financial Services, Inc.|671
ETN|EATON CP PLC|BAQP|BURKE & QUICK PARTNERS LLC|8924
ETN|EATON CP PLC|BARD|Robert W. Baird & Co. Incorporated|15298
ETN|EATON CP PLC|BATM|CBOE TRADING, INC.|25000
ETN|EATON CP PLC|BAYC|BAY CREST PARTNERS, LLC|460
ETN|EATON CP PLC|BAYT|BTIG, LLC|9300
ETN|EATON CP PLC|BBNT|BB&T SECURITIES, LLC|2076
ETN|EATON CP PLC|BERN|Sanford C. Bernstein & Co., LLC|308477
ETN|EATON CP PLC|BIDS|BIDS TRADING L.P.|13145
ETN|EATON CP PLC|BKCM|BNY Mellon Capital Markets LLC|1331
ETN|EATON CP PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24357
ETN|EATON CP PLC|BLKX|INSTINET, LLC|237004
ETN|EATON CP PLC|BMAK|BMA SECURITIES|296600
ETN|EATON CP PLC|BMOC|BMO Capital Markets Corp.|69900
ETN|EATON CP PLC|BNCH|The Benchmark Company, LLC|3120
ETN|EATON CP PLC|BNPX|BNP PARIBAS SECURITIES CORP.|324246
ETN|EATON CP PLC|BTIG|BTIG, LLC|38303
ETN|EATON CP PLC|BYXM|CBOE TRADING, INC.|4957
ETN|EATON CP PLC|BZYD|GOLDMAN SACHS & CO. LLC|700
ETN|EATON CP PLC|CABR|Cabrera Capital Markets, Inc.|75
ETN|EATON CP PLC|CANT|Cantor Fitzgerald & Co.|1028
ETN|EATON CP PLC|CHAS|Charles Schwab & Co., Inc.|42420
ETN|EATON CP PLC|CIBP|CIBC World Markets Corp.|31499
ETN|EATON CP PLC|CICF|Canaccord Genuity Corp.|361
ETN|EATON CP PLC|CIOI|CITIGROUP GLOBAL MARKETS INC|89000
ETN|EATON CP PLC|CIST|Capital Institutional Services, Inc.|31664
ETN|EATON CP PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|170870
ETN|EATON CP PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|909
ETN|EATON CP PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12432
ETN|EATON CP PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1005944
ETN|EATON CP PLC|CTDL|Citadel Derivatives Group Llc|17896
ETN|EATON CP PLC|CTLR|CUTLER GROUP, LP|2642
ETN|EATON CP PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|109810
ETN|EATON CP PLC|DADA|D.A. Davidson & Co.|2337
ETN|EATON CP PLC|DAVA|Davenport & Company LLC|8361
ETN|EATON CP PLC|DBAB|Deutsche Bank Securities Inc.|941146
ETN|EATON CP PLC|DBAX|Deutsche Bank Securities Inc.|1298200
ETN|EATON CP PLC|DBUL|Deutsche Bank Securities Inc.|900
ETN|EATON CP PLC|DCHF|Dart Executions, LLC|13521
ETN|EATON CP PLC|DEAN|MORGAN STANLEY|38471
ETN|EATON CP PLC|DEGS|RONIN PROFESSIONAL LLC|500
ETN|EATON CP PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4145
ETN|EATON CP PLC|DREX|Drexel Hamilton, LLC|45
ETN|EATON CP PLC|DRWK|DRW SECURITIES, L.L.C.|3210
ETN|EATON CP PLC|EBXL|EBX LLC|653100
ETN|EATON CP PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|54840
ETN|EATON CP PLC|EDJO|Edward D. Jones & Co., L.P.|25837
ETN|EATON CP PLC|EGAM|CBOE TRADING, INC.|48989
ETN|EATON CP PLC|EGAW|CBOE TRADING, INC.|1271
ETN|EATON CP PLC|EGMT|EG MARKET TECHNOLOGIES LLC|3047
ETN|EATON CP PLC|EGXM|CBOE TRADING, INC.|3839
ETN|EATON CP PLC|EGXW|CBOE TRADING, INC.|446
ETN|EATON CP PLC|ETBE|Electronic Transaction Clearing, Inc.|56021
ETN|EATON CP PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
ETN|EATON CP PLC|ETCB|ETC BROKERAGE SERVICES, LLC|52
ETN|EATON CP PLC|ETCC|Electronic Transaction Clearing, Inc.|832
ETN|EATON CP PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|323
ETN|EATON CP PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35516
ETN|EATON CP PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1439
ETN|EATON CP PLC|ETRS|E*Trade Securities LLC|75727
ETN|EATON CP PLC|FBSB|U.S. Bancorp Investments, Inc.|24
ETN|EATON CP PLC|FILL|Tradestation Securities, Inc.|3454
ETN|EATON CP PLC|FINX|FINTECH SECURITIES|4088
ETN|EATON CP PLC|FMAF|NBCN Inc./ CDS|31048
ETN|EATON CP PLC|FMCO|First Manhattan Co|25
ETN|EATON CP PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32627
ETN|EATON CP PLC|FQLS|Quantlab Securities LP|608225
ETN|EATON CP PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|148299
ETN|EATON CP PLC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|4100
ETN|EATON CP PLC|FTBR|Foliofn Investments, Inc.|13167
ETN|EATON CP PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|7647
ETN|EATON CP PLC|GLIS|TD Securities Inc|87
ETN|EATON CP PLC|GLPX|ACS EXECUTION SERVICES, LLC|128854
ETN|EATON CP PLC|GSCO|GOLDMAN SACHS & CO. LLC|7212253
ETN|EATON CP PLC|GSCS|GOLDMAN SACHS & CO. LLC|6685
ETN|EATON CP PLC|GSLT|GOLDMAN SACHS & CO. LLC|62819
ETN|EATON CP PLC|GTSZ|GTS SECURITIES LLC|426145
ETN|EATON CP PLC|HAPX|HAP Trading, LLC|100
ETN|EATON CP PLC|HCTA|Hardcastle Trading USA LLC|29374
ETN|EATON CP PLC|HPPX|POTAMUS TRADING, LLC|40
ETN|EATON CP PLC|HRBF|American Enterprise Investment Services Inc.|25390
ETN|EATON CP PLC|HSBC|HSBC Securities, Inc.|12082
ETN|EATON CP PLC|IATS|INTERACTIVE BROKERS LLC|17305
ETN|EATON CP PLC|IBKR|Interactive Brokers Llc|26880
ETN|EATON CP PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12891
ETN|EATON CP PLC|ICBX|INSTINET, LLC|191419
ETN|EATON CP PLC|IEQY|CITADEL SECURITIES LLC|252137
ETN|EATON CP PLC|INCA|INSTINET, LLC|572800
ETN|EATON CP PLC|INJX|INSTINET, LLC|8560
ETN|EATON CP PLC|ITGI|ITG Inc.|338848
ETN|EATON CP PLC|ITGP|ITG INC.|669600
ETN|EATON CP PLC|JANY|Janney Montgomery Scott Inc.|13094
ETN|EATON CP PLC|JEFF|JEFFERIES LLC|482276
ETN|EATON CP PLC|JMPT|JUMP TRADING, LLC|143449
ETN|EATON CP PLC|JONE|JonesTrading|58465
ETN|EATON CP PLC|JPBX|J.P. MORGAN SECURITIES LLC|195956
ETN|EATON CP PLC|JPMX|J.P. Morgan Securities LLC|1422586
ETN|EATON CP PLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1228
ETN|EATON CP PLC|JSJX|JANE STREET CAPITAL LLC|15520
ETN|EATON CP PLC|KCGM|VIRTU Americas LLC|123376
ETN|EATON CP PLC|KEYB|KEYBANC CAPITAL MARKETS INC.|15000
ETN|EATON CP PLC|LEHM|Barclays Capital Inc./Le|1593736
ETN|EATON CP PLC|LIME|Lime Brokerage LLC|67980
ETN|EATON CP PLC|LIWD|LIME BROKERAGE LLC|218
ETN|EATON CP PLC|LMGP|LIME BROKERAGE LLC|645
ETN|EATON CP PLC|LOOP|Loop Capital Markets LLC|6575
ETN|EATON CP PLC|LQNA|LIQUIDNET, INC.|390300
ETN|EATON CP PLC|LSCI|Lek Securities Corporation|921
ETN|EATON CP PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ETN|EATON CP PLC|MACC|Mid Atlantic Capital Corporation|3306
ETN|EATON CP PLC|MACQ|Macquarie Capital (USA) Inc.|400
ETN|EATON CP PLC|MAXM|Maxim Group LLC|16773
ETN|EATON CP PLC|MBTS|ALLY INVEST SECURITIES LLC|950
ETN|EATON CP PLC|MCBT|Moors & Cabot, Inc.|100
ETN|EATON CP PLC|MCMF|Raymond James Ltd. Cds|2731
ETN|EATON CP PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|416313
ETN|EATON CP PLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1400
ETN|EATON CP PLC|MOTF|MOTIF INVESTING, INC.|12
ETN|EATON CP PLC|MSCO|MORGAN STANLEY & CO. LLC|2791968
ETN|EATON CP PLC|MSPL|MORGAN STANLEY & CO. LLC|705400
ETN|EATON CP PLC|MSTX|MORGAN STANLEY & CO. LLC|430300
ETN|EATON CP PLC|NBCS|NBC Securities, INC.|40
ETN|EATON CP PLC|NEED|Needham & Company, LLC|1160
ETN|EATON CP PLC|NEUB|NEUBERGER BERMAN BD LLC|2167
ETN|EATON CP PLC|NFSC|National Financial Services LLC|378545
ETN|EATON CP PLC|NITE|VIRTU Americas LLC|970138
ETN|EATON CP PLC|NQRB|Brut, LLC|44078
ETN|EATON CP PLC|NTBF|BMO Nesbitt Burns Inc./CDS|108
ETN|EATON CP PLC|NTRC|Northern Trust Securities, Inc.|2623
ETN|EATON CP PLC|OHOS|TWO SIGMA SECURITIES, LLC|190024
ETN|EATON CP PLC|OPCO|Oppenheimer & Co. Inc.|9576
ETN|EATON CP PLC|PASL|Pershing Advisor Solutions LLC|3260
ETN|EATON CP PLC|PDQM|CODA MARKETS, INC.|425072
ETN|EATON CP PLC|PHLY|NASDAQ Execution Services, LLC|4200
ETN|EATON CP PLC|PICT|Pictet Overseas Inc.|235
ETN|EATON CP PLC|PREC|PRECISION SECURITIES, LLC|150000
ETN|EATON CP PLC|PWJC|UBS Financial Services, Inc.|11576
ETN|EATON CP PLC|QMSR|QUATTRO M SECURITIES INC.|2152
ETN|EATON CP PLC|RBCM|RBC CAPITAL MARKETS, LLC|68192
ETN|EATON CP PLC|RGLD|Regal Securities, Inc|400
ETN|EATON CP PLC|SAGL|SAGETRADER, LLC|338224
ETN|EATON CP PLC|SAGW|SAGETRADER, LLC|600
ETN|EATON CP PLC|SALI|INTL FCSTONE FINANCIAL INC.|1697
ETN|EATON CP PLC|SBSH|Citigroup Global Markets Inc.|473940
ETN|EATON CP PLC|SEIC|SEI Investments Distribution Co.|4248
ETN|EATON CP PLC|SGMT|GOLDMAN SACHS & CO. LLC|491010
ETN|EATON CP PLC|SJLS|TRADE INFORMATICS LLC|100
ETN|EATON CP PLC|SPDR|SPEEDROUTE LLC|57469
ETN|EATON CP PLC|SPHN|Stephens Inc.|1726
ETN|EATON CP PLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
ETN|EATON CP PLC|STFL|Stifel, Nicolaus & Company, Incorporated|61901
ETN|EATON CP PLC|STKP|STOCKPILE INVESTMENTS, INC.|16
ETN|EATON CP PLC|STRS|STRATEGAS RESEARCH PARTNERS|2379
ETN|EATON CP PLC|STXG|Stockcross Financial Services, Inc.|8
ETN|EATON CP PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10589
ETN|EATON CP PLC|SWIM|TD Ameritrade, Inc.|157452
ETN|EATON CP PLC|SWST|Hilltop Securities Inc.|9413
ETN|EATON CP PLC|TAGC|TELSEY ADVISORY GROUP LLC|659
ETN|EATON CP PLC|TKNG|ALLY INVEST SECURITIES LLC|2965
ETN|EATON CP PLC|TMBR|Timber Hill LLC|1
ETN|EATON CP PLC|TRBT|Tradebot Systems, Inc.|443635
ETN|EATON CP PLC|TRCM|TRC MARKETS LLC|530976
ETN|EATON CP PLC|UBSA|UBS SECURITIES LLC|1664701
ETN|EATON CP PLC|UBSS|UBS Securities LLC|2617017
ETN|EATON CP PLC|VALX|VIRTU AMERICAS LLC|12855
ETN|EATON CP PLC|VGRD|Vanguard Marketing Corporation|9671
ETN|EATON CP PLC|WABR|Wall Street Access|53045
ETN|EATON CP PLC|WBET|Wallachbeth Capital LLC|55430
ETN|EATON CP PLC|WBLR|WILLIAM BLAIR|23
ETN|EATON CP PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|3664
ETN|EATON CP PLC|WCHV|WELLS FARGO SECURITIES, LLC|279699
ETN|EATON CP PLC|WDNX|WEEDEN & CO.L.P.|5024
ETN|EATON CP PLC|WEDB|WEDBUSH SECURITIES INC.|13329
ETN|EATON CP PLC|WEED|Weeden & Co.L.P.|1338
ETN|EATON CP PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|76825
ETN|EATON CP PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28625
ETN|EATON CP PLC|WGIF|CIBC World Markets Inc.|9025
ETN|EATON CP PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1100
ETN|EATON CP PLC|WSEA|WOLVERINE SECURITIES, LLC|20500
ETN|EATON CP PLC|XIST|INSTINET, LLC|53116
ETN|EATON CP PLC|XPQR|Jump Trading|7286
ETN|EATON CP PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|129486
ETN|EATON CP PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|11313
ETN|EATON CP PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26275
ETO|EATON VANCE TAX-ADVA|ALTX|Alternet Securities Inc.|100
ETO|EATON VANCE TAX-ADVA|APCC|Apex Clearing Corporation|165
ETO|EATON VANCE TAX-ADVA|BARD|Robert W. Baird & Co. Incorporated|3836
ETO|EATON VANCE TAX-ADVA|BATM|CBOE TRADING, INC.|273
ETO|EATON VANCE TAX-ADVA|BERN|Sanford C. Bernstein & Co., LLC|969
ETO|EATON VANCE TAX-ADVA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
ETO|EATON VANCE TAX-ADVA|BTIG|BTIG, LLC|2751
ETO|EATON VANCE TAX-ADVA|BYXM|CBOE TRADING, INC.|50
ETO|EATON VANCE TAX-ADVA|CANT|Cantor Fitzgerald & Co.|278
ETO|EATON VANCE TAX-ADVA|CHAS|Charles Schwab & Co., Inc.|2
ETO|EATON VANCE TAX-ADVA|CIST|Capital Institutional Services, Inc.|500
ETO|EATON VANCE TAX-ADVA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5958
ETO|EATON VANCE TAX-ADVA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
ETO|EATON VANCE TAX-ADVA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ETO|EATON VANCE TAX-ADVA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13488
ETO|EATON VANCE TAX-ADVA|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
ETO|EATON VANCE TAX-ADVA|DADA|D.A. Davidson & Co.|200
ETO|EATON VANCE TAX-ADVA|DBAX|Deutsche Bank Securities Inc.|6200
ETO|EATON VANCE TAX-ADVA|DEAN|MORGAN STANLEY|1673
ETO|EATON VANCE TAX-ADVA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3004
ETO|EATON VANCE TAX-ADVA|EBXL|EBX LLC|4800
ETO|EATON VANCE TAX-ADVA|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
ETO|EATON VANCE TAX-ADVA|EDJO|Edward D. Jones & Co., L.P.|1402
ETO|EATON VANCE TAX-ADVA|EGAM|CBOE TRADING, INC.|1300
ETO|EATON VANCE TAX-ADVA|EGAW|CBOE TRADING, INC.|100
ETO|EATON VANCE TAX-ADVA|ETBE|Electronic Transaction Clearing, Inc.|100
ETO|EATON VANCE TAX-ADVA|ETRS|E*Trade Securities LLC|14773
ETO|EATON VANCE TAX-ADVA|FBSB|U.S. Bancorp Investments, Inc.|33
ETO|EATON VANCE TAX-ADVA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4871
ETO|EATON VANCE TAX-ADVA|FTBR|Foliofn Investments, Inc.|471
ETO|EATON VANCE TAX-ADVA|GLPX|ACS EXECUTION SERVICES, LLC|2000
ETO|EATON VANCE TAX-ADVA|GSCO|GOLDMAN SACHS & CO. LLC|3300
ETO|EATON VANCE TAX-ADVA|GSCS|GOLDMAN SACHS & CO. LLC|500
ETO|EATON VANCE TAX-ADVA|GTSZ|GTS SECURITIES LLC|638
ETO|EATON VANCE TAX-ADVA|HRBF|American Enterprise Investment Services Inc.|15150
ETO|EATON VANCE TAX-ADVA|IATS|INTERACTIVE BROKERS LLC|5242
ETO|EATON VANCE TAX-ADVA|IBKR|Interactive Brokers Llc|26755
ETO|EATON VANCE TAX-ADVA|ICBX|INSTINET, LLC|900
ETO|EATON VANCE TAX-ADVA|INCA|INSTINET, LLC|9054
ETO|EATON VANCE TAX-ADVA|ITGI|ITG Inc.|1462
ETO|EATON VANCE TAX-ADVA|ITGP|ITG INC.|600
ETO|EATON VANCE TAX-ADVA|JANY|Janney Montgomery Scott Inc.|100
ETO|EATON VANCE TAX-ADVA|JPMX|J.P. Morgan Securities LLC|5800
ETO|EATON VANCE TAX-ADVA|KCGM|VIRTU Americas LLC|2100
ETO|EATON VANCE TAX-ADVA|LEHM|Barclays Capital Inc./Le|6400
ETO|EATON VANCE TAX-ADVA|LIME|Lime Brokerage LLC|452
ETO|EATON VANCE TAX-ADVA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|653
ETO|EATON VANCE TAX-ADVA|MBTS|ALLY INVEST SECURITIES LLC|283
ETO|EATON VANCE TAX-ADVA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8600
ETO|EATON VANCE TAX-ADVA|MOTF|MOTIF INVESTING, INC.|1
ETO|EATON VANCE TAX-ADVA|MSCO|MORGAN STANLEY & CO. LLC|5432
ETO|EATON VANCE TAX-ADVA|MSPL|MORGAN STANLEY & CO. LLC|100
ETO|EATON VANCE TAX-ADVA|NFSC|National Financial Services LLC|85829
ETO|EATON VANCE TAX-ADVA|NITE|VIRTU Americas LLC|111639
ETO|EATON VANCE TAX-ADVA|NQRB|Brut, LLC|1701
ETO|EATON VANCE TAX-ADVA|OPCO|Oppenheimer & Co. Inc.|202
ETO|EATON VANCE TAX-ADVA|PDQM|CODA MARKETS, INC.|2792
ETO|EATON VANCE TAX-ADVA|PWJC|UBS Financial Services, Inc.|2160
ETO|EATON VANCE TAX-ADVA|RBCM|RBC CAPITAL MARKETS, LLC|8135
ETO|EATON VANCE TAX-ADVA|SAGC|SAGETRADER, LLC|100
ETO|EATON VANCE TAX-ADVA|SALI|INTL FCSTONE FINANCIAL INC.|1
ETO|EATON VANCE TAX-ADVA|SBSH|Citigroup Global Markets Inc.|3058
ETO|EATON VANCE TAX-ADVA|SGMT|GOLDMAN SACHS & CO. LLC|6416
ETO|EATON VANCE TAX-ADVA|SPDR|SPEEDROUTE LLC|300
ETO|EATON VANCE TAX-ADVA|SPTD|MINT GLOBAL MARKETS, INC.|16800
ETO|EATON VANCE TAX-ADVA|STFL|Stifel, Nicolaus & Company, Incorporated|574
ETO|EATON VANCE TAX-ADVA|SWIM|TD Ameritrade, Inc.|398
ETO|EATON VANCE TAX-ADVA|SWST|Hilltop Securities Inc.|7778
ETO|EATON VANCE TAX-ADVA|TKNG|ALLY INVEST SECURITIES LLC|1763
ETO|EATON VANCE TAX-ADVA|TRBT|Tradebot Systems, Inc.|883
ETO|EATON VANCE TAX-ADVA|TRCM|TRC MARKETS LLC|100
ETO|EATON VANCE TAX-ADVA|UBSA|UBS SECURITIES LLC|16067
ETO|EATON VANCE TAX-ADVA|UBSS|UBS Securities LLC|65780
ETO|EATON VANCE TAX-ADVA|VALX|VIRTU AMERICAS LLC|2076
ETO|EATON VANCE TAX-ADVA|VGRD|Vanguard Marketing Corporation|4855
ETO|EATON VANCE TAX-ADVA|WCHV|WELLS FARGO SECURITIES, LLC|16156
ETO|EATON VANCE TAX-ADVA|WEDB|WEDBUSH SECURITIES INC.|10500
ETO|EATON VANCE TAX-ADVA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|216
ETO|EATON VANCE TAX-ADVA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2101
ETO|EATON VANCE TAX-ADVA|WSEA|WOLVERINE SECURITIES, LLC|81
ETO|EATON VANCE TAX-ADVA|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ETO|EATON VANCE TAX-ADVA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4082
ETP|ENERGY TRF PRTNS|ABLE|NATIXIS Securities Americas LLC|285100
ETP|ENERGY TRF PRTNS|AGIS|Aegis Capital Corp.|5275
ETP|ENERGY TRF PRTNS|ALTX|Alternet Securities Inc.|32673
ETP|ENERGY TRF PRTNS|ANOS|ABEL/NOSER, L.L.C.|1000
ETP|ENERGY TRF PRTNS|APCC|Apex Clearing Corporation|3583
ETP|ENERGY TRF PRTNS|BALE|M&T SECURITIES, INC.|100
ETP|ENERGY TRF PRTNS|BANK|Primevest Financial Services, Inc.|10739
ETP|ENERGY TRF PRTNS|BARD|Robert W. Baird & Co. Incorporated|42643
ETP|ENERGY TRF PRTNS|BATM|CBOE TRADING, INC.|35864
ETP|ENERGY TRF PRTNS|BAYC|BAY CREST PARTNERS, LLC|18600
ETP|ENERGY TRF PRTNS|BAYT|BTIG, LLC|3500
ETP|ENERGY TRF PRTNS|BBNT|BB&T SECURITIES, LLC|10778
ETP|ENERGY TRF PRTNS|BERN|Sanford C. Bernstein & Co., LLC|33834
ETP|ENERGY TRF PRTNS|BIAD|SAGETRADER, LLC|1529
ETP|ENERGY TRF PRTNS|BIDS|BIDS TRADING L.P.|5700
ETP|ENERGY TRF PRTNS|BIMI|Banca IMI Securities Corp.|1377
ETP|ENERGY TRF PRTNS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|106600
ETP|ENERGY TRF PRTNS|BLKX|INSTINET, LLC|91817
ETP|ENERGY TRF PRTNS|BNCH|The Benchmark Company, LLC|73695
ETP|ENERGY TRF PRTNS|BNPX|BNP PARIBAS SECURITIES CORP.|18
ETP|ENERGY TRF PRTNS|BRGE|Newbridge Securities Corp.|253
ETP|ENERGY TRF PRTNS|BTIG|BTIG, LLC|257297
ETP|ENERGY TRF PRTNS|BYXM|CBOE TRADING, INC.|11196
ETP|ENERGY TRF PRTNS|BZYD|GOLDMAN SACHS & CO. LLC|2100
ETP|ENERGY TRF PRTNS|CANT|Cantor Fitzgerald & Co.|63201
ETP|ENERGY TRF PRTNS|CHAS|Charles Schwab & Co., Inc.|85249
ETP|ENERGY TRF PRTNS|CIST|Capital Institutional Services, Inc.|1143
ETP|ENERGY TRF PRTNS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|119066
ETP|ENERGY TRF PRTNS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5
ETP|ENERGY TRF PRTNS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1099966
ETP|ENERGY TRF PRTNS|CTDL|Citadel Derivatives Group Llc|67565
ETP|ENERGY TRF PRTNS|CTLR|CUTLER GROUP, LP|7063
ETP|ENERGY TRF PRTNS|CXCX|CITIGROUP GLOBAL MARKETS INC.|157850
ETP|ENERGY TRF PRTNS|DADA|D.A. Davidson & Co.|2566
ETP|ENERGY TRF PRTNS|DAVA|Davenport & Company LLC|3093
ETP|ENERGY TRF PRTNS|DBAB|Deutsche Bank Securities Inc.|299282
ETP|ENERGY TRF PRTNS|DBAX|Deutsche Bank Securities Inc.|727800
ETP|ENERGY TRF PRTNS|DCHF|Dart Executions, LLC|36549
ETP|ENERGY TRF PRTNS|DEAN|MORGAN STANLEY|122888
ETP|ENERGY TRF PRTNS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|849
ETP|ENERGY TRF PRTNS|EBXL|EBX LLC|734100
ETP|ENERGY TRF PRTNS|ECUT|CONVERGEX EXECUTION SOLUTIONS|19500
ETP|ENERGY TRF PRTNS|EDJC|Edward Jones / CDS|500
ETP|ENERGY TRF PRTNS|EDJO|Edward D. Jones & Co., L.P.|151640
ETP|ENERGY TRF PRTNS|EGAM|CBOE TRADING, INC.|19547
ETP|ENERGY TRF PRTNS|EGAW|CBOE TRADING, INC.|177
ETP|ENERGY TRF PRTNS|EGMT|EG MARKET TECHNOLOGIES LLC|100
ETP|ENERGY TRF PRTNS|EGXM|CBOE TRADING, INC.|38514
ETP|ENERGY TRF PRTNS|EGXW|CBOE TRADING, INC.|1500
ETP|ENERGY TRF PRTNS|ESPO|ESPOSITO SECURITIES, LLC|1091
ETP|ENERGY TRF PRTNS|ETBE|Electronic Transaction Clearing, Inc.|47456
ETP|ENERGY TRF PRTNS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
ETP|ENERGY TRF PRTNS|ETCB|ETC BROKERAGE SERVICES, LLC|210
ETP|ENERGY TRF PRTNS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4509
ETP|ENERGY TRF PRTNS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1972
ETP|ENERGY TRF PRTNS|ETRS|E*Trade Securities LLC|2180726
ETP|ENERGY TRF PRTNS|FBRC|B. RILEY FBR, INC.|7425
ETP|ENERGY TRF PRTNS|FBSB|U.S. Bancorp Investments, Inc.|2382
ETP|ENERGY TRF PRTNS|FILL|Tradestation Securities, Inc.|40136
ETP|ENERGY TRF PRTNS|FINX|FINTECH SECURITIES|4109
ETP|ENERGY TRF PRTNS|FMAF|NBCN Inc./ CDS|4575
ETP|ENERGY TRF PRTNS|FORD|Fordham Financial Management, Inc.|1000
ETP|ENERGY TRF PRTNS|FQLS|Quantlab Securities LP|468369
ETP|ENERGY TRF PRTNS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|261006
ETP|ENERGY TRF PRTNS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5400
ETP|ENERGY TRF PRTNS|FTBR|Foliofn Investments, Inc.|10844
ETP|ENERGY TRF PRTNS|GEBB|GLOBAL EXECUTION BROKERS, LP|49842
ETP|ENERGY TRF PRTNS|GLIS|TD Securities Inc|7337
ETP|ENERGY TRF PRTNS|GLPX|ACS EXECUTION SERVICES, LLC|13068
ETP|ENERGY TRF PRTNS|GSCO|GOLDMAN SACHS & CO. LLC|2651527
ETP|ENERGY TRF PRTNS|GSCS|GOLDMAN SACHS & CO. LLC|25400
ETP|ENERGY TRF PRTNS|GSLT|GOLDMAN SACHS & CO. LLC|16300
ETP|ENERGY TRF PRTNS|GTSZ|GTS SECURITIES LLC|208213
ETP|ENERGY TRF PRTNS|HAPX|HAP Trading, LLC|2042
ETP|ENERGY TRF PRTNS|HRBF|American Enterprise Investment Services Inc.|212010
ETP|ENERGY TRF PRTNS|IATS|INTERACTIVE BROKERS LLC|102605
ETP|ENERGY TRF PRTNS|IBKR|Interactive Brokers Llc|270797
ETP|ENERGY TRF PRTNS|IBSJ|Integrity Brokerage Services, Inc.|530
ETP|ENERGY TRF PRTNS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1103
ETP|ENERGY TRF PRTNS|ICBX|INSTINET, LLC|263134
ETP|ENERGY TRF PRTNS|INCA|INSTINET, LLC|140252
ETP|ENERGY TRF PRTNS|INJX|INSTINET, LLC|23349
ETP|ENERGY TRF PRTNS|ITGI|ITG Inc.|76095
ETP|ENERGY TRF PRTNS|ITGP|ITG INC.|364600
ETP|ENERGY TRF PRTNS|JANY|Janney Montgomery Scott Inc.|33109
ETP|ENERGY TRF PRTNS|JEFF|JEFFERIES LLC|63984
ETP|ENERGY TRF PRTNS|JMPT|JUMP TRADING, LLC|152282
ETP|ENERGY TRF PRTNS|JONE|JonesTrading|400
ETP|ENERGY TRF PRTNS|JPBX|J.P. MORGAN SECURITIES LLC|9793
ETP|ENERGY TRF PRTNS|JPMX|J.P. Morgan Securities LLC|1370727
ETP|ENERGY TRF PRTNS|JSJX|JANE STREET CAPITAL LLC|27237
ETP|ENERGY TRF PRTNS|KCGM|VIRTU Americas LLC|233521
ETP|ENERGY TRF PRTNS|KCRD|PHX FINANCIAL, INC.|240
ETP|ENERGY TRF PRTNS|LEHM|Barclays Capital Inc./Le|2002314
ETP|ENERGY TRF PRTNS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4200
ETP|ENERGY TRF PRTNS|LIME|Lime Brokerage LLC|168641
ETP|ENERGY TRF PRTNS|LQNA|LIQUIDNET, INC.|226500
ETP|ENERGY TRF PRTNS|LQNB|LIQUIDNET, INC.|9300
ETP|ENERGY TRF PRTNS|LSCI|Lek Securities Corporation|467
ETP|ENERGY TRF PRTNS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ETP|ENERGY TRF PRTNS|MACC|Mid Atlantic Capital Corporation|1527
ETP|ENERGY TRF PRTNS|MBTS|ALLY INVEST SECURITIES LLC|383
ETP|ENERGY TRF PRTNS|MKMP|MKM Partners LLC|400
ETP|ENERGY TRF PRTNS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|892779
ETP|ENERGY TRF PRTNS|MOTF|MOTIF INVESTING, INC.|32
ETP|ENERGY TRF PRTNS|MSCO|MORGAN STANLEY & CO. LLC|3327768
ETP|ENERGY TRF PRTNS|MSPL|MORGAN STANLEY & CO. LLC|373700
ETP|ENERGY TRF PRTNS|MSTX|MORGAN STANLEY & CO. LLC|6800
ETP|ENERGY TRF PRTNS|NATL|National Securities Corporation|1334
ETP|ENERGY TRF PRTNS|NBCS|NBC Securities, INC.|1247
ETP|ENERGY TRF PRTNS|NEUB|NEUBERGER BERMAN BD LLC|3022
ETP|ENERGY TRF PRTNS|NFSC|National Financial Services LLC|2739288
ETP|ENERGY TRF PRTNS|NITE|VIRTU Americas LLC|5833642
ETP|ENERGY TRF PRTNS|NITP|VIRTU Americas LLC|3880
ETP|ENERGY TRF PRTNS|NQRB|Brut, LLC|28393
ETP|ENERGY TRF PRTNS|NTBF|BMO Nesbitt Burns Inc./CDS|2459
ETP|ENERGY TRF PRTNS|NTRC|Northern Trust Securities, Inc.|2818
ETP|ENERGY TRF PRTNS|OPCO|Oppenheimer & Co. Inc.|46060
ETP|ENERGY TRF PRTNS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6200
ETP|ENERGY TRF PRTNS|PCPT|PHILLIP CAPITAL INC.|2680
ETP|ENERGY TRF PRTNS|PDQM|CODA MARKETS, INC.|26551
ETP|ENERGY TRF PRTNS|PHLY|NASDAQ Execution Services, LLC|148800
ETP|ENERGY TRF PRTNS|PWJC|UBS Financial Services, Inc.|172161
ETP|ENERGY TRF PRTNS|RBCM|RBC CAPITAL MARKETS, LLC|176130
ETP|ENERGY TRF PRTNS|RGLD|Regal Securities, Inc|1644
ETP|ENERGY TRF PRTNS|SAGL|SAGETRADER, LLC|18665
ETP|ENERGY TRF PRTNS|SAGW|SAGETRADER, LLC|315
ETP|ENERGY TRF PRTNS|SALI|INTL FCSTONE FINANCIAL INC.|942
ETP|ENERGY TRF PRTNS|SBSH|Citigroup Global Markets Inc.|449343
ETP|ENERGY TRF PRTNS|SEIC|SEI Investments Distribution Co.|2264
ETP|ENERGY TRF PRTNS|SGMT|GOLDMAN SACHS & CO. LLC|426561
ETP|ENERGY TRF PRTNS|SOGO|Wang Investment Associates, Inc.|1000
ETP|ENERGY TRF PRTNS|SPDR|SPEEDROUTE LLC|50931
ETP|ENERGY TRF PRTNS|SPHN|Stephens Inc.|7725
ETP|ENERGY TRF PRTNS|STFL|Stifel, Nicolaus & Company, Incorporated|64358
ETP|ENERGY TRF PRTNS|STKP|STOCKPILE INVESTMENTS, INC.|1448
ETP|ENERGY TRF PRTNS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12562
ETP|ENERGY TRF PRTNS|SWIM|TD Ameritrade, Inc.|664671
ETP|ENERGY TRF PRTNS|SWST|Hilltop Securities Inc.|56736
ETP|ENERGY TRF PRTNS|TAGC|TELSEY ADVISORY GROUP LLC|1870
ETP|ENERGY TRF PRTNS|TKNG|ALLY INVEST SECURITIES LLC|41137
ETP|ENERGY TRF PRTNS|TRBT|Tradebot Systems, Inc.|618007
ETP|ENERGY TRF PRTNS|TRCM|TRC MARKETS LLC|136471
ETP|ENERGY TRF PRTNS|TWTT|TASTYWORKS, INC.|225
ETP|ENERGY TRF PRTNS|UBSA|UBS SECURITIES LLC|3226642
ETP|ENERGY TRF PRTNS|UBSS|UBS Securities LLC|4035373
ETP|ENERGY TRF PRTNS|USCA|USCA Securities LLC|15776
ETP|ENERGY TRF PRTNS|VALX|VIRTU AMERICAS LLC|90800
ETP|ENERGY TRF PRTNS|VERT|The Vertical Trading Group, LLC|220
ETP|ENERGY TRF PRTNS|VGRD|Vanguard Marketing Corporation|462324
ETP|ENERGY TRF PRTNS|VNDM|Wall Street Access|51000
ETP|ENERGY TRF PRTNS|VNDS|VANDHAM SECURITIES CORP|1200
ETP|ENERGY TRF PRTNS|VSIN|Vision Financial Markets Llc|22
ETP|ENERGY TRF PRTNS|WABR|Wall Street Access|47688
ETP|ENERGY TRF PRTNS|WBET|Wallachbeth Capital LLC|7600
ETP|ENERGY TRF PRTNS|WBLR|WILLIAM BLAIR|1953
ETP|ENERGY TRF PRTNS|WBPX|SUMMIT SECURITIES GROUP, LLC|5710
ETP|ENERGY TRF PRTNS|WCHV|WELLS FARGO SECURITIES, LLC|1676386
ETP|ENERGY TRF PRTNS|WEDB|WEDBUSH SECURITIES INC.|13643
ETP|ENERGY TRF PRTNS|WEED|Weeden & Co.L.P.|1055
ETP|ENERGY TRF PRTNS|WESC|Wellington Shields & Co., LLC|500
ETP|ENERGY TRF PRTNS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|129596
ETP|ENERGY TRF PRTNS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|648394
ETP|ENERGY TRF PRTNS|WFPB|Wells Fargo Securities, LLC.|413854
ETP|ENERGY TRF PRTNS|WGIF|CIBC World Markets Inc.|5830
ETP|ENERGY TRF PRTNS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
ETP|ENERGY TRF PRTNS|WSEA|WOLVERINE SECURITIES, LLC|97695
ETP|ENERGY TRF PRTNS|XIST|INSTINET, LLC|400
ETP|ENERGY TRF PRTNS|XSTM|NATIONAL FINANCIAL SERVICES LLC|124096
ETP|ENERGY TRF PRTNS|YKNA|COMHAR CAPITAL MARKETS, LLC|859
ETP|ENERGY TRF PRTNS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|114278
ETP$C|ENERGY TRANSFER C|ADAM|CANACCORD GENUITY INC.|1183
ETP$C|ENERGY TRANSFER C|ALTX|Alternet Securities Inc.|7000
ETP$C|ENERGY TRANSFER C|BAYT|BTIG, LLC|10000
ETP$C|ENERGY TRANSFER C|BBNT|BB&T SECURITIES, LLC|600
ETP$C|ENERGY TRANSFER C|BERN|Sanford C. Bernstein & Co., LLC|1700
ETP$C|ENERGY TRANSFER C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20651
ETP$C|ENERGY TRANSFER C|BYXM|CBOE TRADING, INC.|800
ETP$C|ENERGY TRANSFER C|CABR|Cabrera Capital Markets, Inc.|399563
ETP$C|ENERGY TRANSFER C|CANT|Cantor Fitzgerald & Co.|115000
ETP$C|ENERGY TRANSFER C|CHAS|Charles Schwab & Co., Inc.|1000
ETP$C|ENERGY TRANSFER C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ETP$C|ENERGY TRANSFER C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|210
ETP$C|ENERGY TRANSFER C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62913
ETP$C|ENERGY TRANSFER C|CXCX|CITIGROUP GLOBAL MARKETS INC.|4800
ETP$C|ENERGY TRANSFER C|DBAB|Deutsche Bank Securities Inc.|18940
ETP$C|ENERGY TRANSFER C|DBAX|Deutsche Bank Securities Inc.|20500
ETP$C|ENERGY TRANSFER C|DEAN|MORGAN STANLEY|54814
ETP$C|ENERGY TRANSFER C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5000
ETP$C|ENERGY TRANSFER C|EBXL|EBX LLC|27500
ETP$C|ENERGY TRANSFER C|EGAM|CBOE TRADING, INC.|15026
ETP$C|ENERGY TRANSFER C|EGXM|CBOE TRADING, INC.|2400
ETP$C|ENERGY TRANSFER C|ETRS|E*Trade Securities LLC|2135
ETP$C|ENERGY TRANSFER C|FILL|Tradestation Securities, Inc.|100
ETP$C|ENERGY TRANSFER C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|490
ETP$C|ENERGY TRANSFER C|GLPX|ACS EXECUTION SERVICES, LLC|19854
ETP$C|ENERGY TRANSFER C|GSCO|GOLDMAN SACHS & CO. LLC|1900
ETP$C|ENERGY TRANSFER C|GSCS|GOLDMAN SACHS & CO. LLC|200
ETP$C|ENERGY TRANSFER C|GSLT|GOLDMAN SACHS & CO. LLC|10366
ETP$C|ENERGY TRANSFER C|GTSZ|GTS SECURITIES LLC|261
ETP$C|ENERGY TRANSFER C|HRBF|American Enterprise Investment Services Inc.|700
ETP$C|ENERGY TRANSFER C|IATS|INTERACTIVE BROKERS LLC|3200
ETP$C|ENERGY TRANSFER C|IBKR|Interactive Brokers Llc|36231
ETP$C|ENERGY TRANSFER C|ICBX|INSTINET, LLC|11501
ETP$C|ENERGY TRANSFER C|INCA|INSTINET, LLC|37592
ETP$C|ENERGY TRANSFER C|ITGI|ITG Inc.|6950
ETP$C|ENERGY TRANSFER C|ITGP|ITG INC.|4200
ETP$C|ENERGY TRANSFER C|JANY|Janney Montgomery Scott Inc.|5053
ETP$C|ENERGY TRANSFER C|JEFF|JEFFERIES LLC|16216
ETP$C|ENERGY TRANSFER C|JPMX|J.P. Morgan Securities LLC|54550
ETP$C|ENERGY TRANSFER C|JSEB|JANE STREET EXECUTION SERVICES, LLC|141200
ETP$C|ENERGY TRANSFER C|KCGM|VIRTU Americas LLC|19592
ETP$C|ENERGY TRANSFER C|LEHM|Barclays Capital Inc./Le|19040
ETP$C|ENERGY TRANSFER C|LIME|Lime Brokerage LLC|291
ETP$C|ENERGY TRANSFER C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5800
ETP$C|ENERGY TRANSFER C|MAXM|Maxim Group LLC|3010
ETP$C|ENERGY TRANSFER C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
ETP$C|ENERGY TRANSFER C|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|16000
ETP$C|ENERGY TRANSFER C|MSCO|MORGAN STANLEY & CO. LLC|135467
ETP$C|ENERGY TRANSFER C|MSPL|MORGAN STANLEY & CO. LLC|5700
ETP$C|ENERGY TRANSFER C|NFSC|National Financial Services LLC|28531
ETP$C|ENERGY TRANSFER C|NITE|VIRTU Americas LLC|122467
ETP$C|ENERGY TRANSFER C|NQRB|Brut, LLC|3600
ETP$C|ENERGY TRANSFER C|OPCO|Oppenheimer & Co. Inc.|2850
ETP$C|ENERGY TRANSFER C|PDQM|CODA MARKETS, INC.|19056
ETP$C|ENERGY TRANSFER C|PWJC|UBS Financial Services, Inc.|9000
ETP$C|ENERGY TRANSFER C|RBCM|RBC CAPITAL MARKETS, LLC|30881
ETP$C|ENERGY TRANSFER C|SBSH|Citigroup Global Markets Inc.|447
ETP$C|ENERGY TRANSFER C|SGMT|GOLDMAN SACHS & CO. LLC|16243
ETP$C|ENERGY TRANSFER C|SMRD|SUMRIDGE PARTNERS, LLC|22362
ETP$C|ENERGY TRANSFER C|SPDR|SPEEDROUTE LLC|45736
ETP$C|ENERGY TRANSFER C|SPGS|Sea Port Group Securities, LLC|280000
ETP$C|ENERGY TRANSFER C|STFL|Stifel, Nicolaus & Company, Incorporated|4127
ETP$C|ENERGY TRANSFER C|SWIM|TD Ameritrade, Inc.|4550
ETP$C|ENERGY TRANSFER C|SWST|Hilltop Securities Inc.|2800
ETP$C|ENERGY TRANSFER C|TRBT|Tradebot Systems, Inc.|5343
ETP$C|ENERGY TRANSFER C|UBSA|UBS SECURITIES LLC|65923
ETP$C|ENERGY TRANSFER C|UBSS|UBS Securities LLC|117154
ETP$C|ENERGY TRANSFER C|VGRD|Vanguard Marketing Corporation|3955
ETP$C|ENERGY TRANSFER C|VNDM|Wall Street Access|1800
ETP$C|ENERGY TRANSFER C|WBLR|WILLIAM BLAIR|1000
ETP$C|ENERGY TRANSFER C|WCHV|WELLS FARGO SECURITIES, LLC|532473
ETP$C|ENERGY TRANSFER C|WEDB|WEDBUSH SECURITIES INC.|4300
ETP$C|ENERGY TRANSFER C|WEED|Weeden & Co.L.P.|7643
ETP$C|ENERGY TRANSFER C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|436
ETP$C|ENERGY TRANSFER C|XSTM|NATIONAL FINANCIAL SERVICES LLC|16200
ETP$C|ENERGY TRANSFER C|YKNA|COMHAR CAPITAL MARKETS, LLC|2480
ETP$C|ENERGY TRANSFER C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|325
ETR|ENTERGY CP|ABLE|NATIXIS Securities Americas LLC|1195535
ETR|ENTERGY CP|ACLP|ALEXANDER CAPITAL, L.P.|5300
ETR|ENTERGY CP|AGIS|Aegis Capital Corp.|2508
ETR|ENTERGY CP|ALTX|Alternet Securities Inc.|12575
ETR|ENTERGY CP|ANOS|ABEL/NOSER, L.L.C.|113
ETR|ENTERGY CP|APCC|Apex Clearing Corporation|493
ETR|ENTERGY CP|AQUA|AQUA SECURITIES L.P.|2800
ETR|ENTERGY CP|BANK|Primevest Financial Services, Inc.|157
ETR|ENTERGY CP|BARD|Robert W. Baird & Co. Incorporated|1558
ETR|ENTERGY CP|BATM|CBOE TRADING, INC.|14894
ETR|ENTERGY CP|BAYC|BAY CREST PARTNERS, LLC|95
ETR|ENTERGY CP|BAYT|BTIG, LLC|200
ETR|ENTERGY CP|BBNT|BB&T SECURITIES, LLC|92
ETR|ENTERGY CP|BERN|Sanford C. Bernstein & Co., LLC|147507
ETR|ENTERGY CP|BGCE|BGC Financial Inc.|1371
ETR|ENTERGY CP|BIDS|BIDS TRADING L.P.|33200
ETR|ENTERGY CP|BIMI|Banca IMI Securities Corp.|140
ETR|ENTERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13448
ETR|ENTERGY CP|BLKX|INSTINET, LLC|179800
ETR|ENTERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|544972
ETR|ENTERGY CP|BTIG|BTIG, LLC|24574
ETR|ENTERGY CP|BYXM|CBOE TRADING, INC.|2831
ETR|ENTERGY CP|BZYD|GOLDMAN SACHS & CO. LLC|2500
ETR|ENTERGY CP|CABR|Cabrera Capital Markets, Inc.|25
ETR|ENTERGY CP|CANT|Cantor Fitzgerald & Co.|984
ETR|ENTERGY CP|CHAS|Charles Schwab & Co., Inc.|2979
ETR|ENTERGY CP|CIBP|CIBC World Markets Corp.|64900
ETR|ENTERGY CP|CIST|Capital Institutional Services, Inc.|4001
ETR|ENTERGY CP|CLSA|CLSA AMERICAS, LLC|100
ETR|ENTERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|204685
ETR|ENTERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
ETR|ENTERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10534
ETR|ENTERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1041407
ETR|ENTERGY CP|CTDL|Citadel Derivatives Group Llc|20157
ETR|ENTERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|27854
ETR|ENTERGY CP|DADA|D.A. Davidson & Co.|87
ETR|ENTERGY CP|DAVA|Davenport & Company LLC|2
ETR|ENTERGY CP|DBAB|Deutsche Bank Securities Inc.|425093
ETR|ENTERGY CP|DBAX|Deutsche Bank Securities Inc.|470500
ETR|ENTERGY CP|DBUL|Deutsche Bank Securities Inc.|3500
ETR|ENTERGY CP|DCHF|Dart Executions, LLC|7302
ETR|ENTERGY CP|DEAN|MORGAN STANLEY|47265
ETR|ENTERGY CP|DEGS|RONIN PROFESSIONAL LLC|200
ETR|ENTERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34020
ETR|ENTERGY CP|EBXL|EBX LLC|401500
ETR|ENTERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|32646
ETR|ENTERGY CP|EDJO|Edward D. Jones & Co., L.P.|5925
ETR|ENTERGY CP|EGAM|CBOE TRADING, INC.|32837
ETR|ENTERGY CP|EGAW|CBOE TRADING, INC.|1001
ETR|ENTERGY CP|EGMT|EG MARKET TECHNOLOGIES LLC|2900
ETR|ENTERGY CP|EGXM|CBOE TRADING, INC.|7019
ETR|ENTERGY CP|EGXW|CBOE TRADING, INC.|700
ETR|ENTERGY CP|ESPO|ESPOSITO SECURITIES, LLC|1955
ETR|ENTERGY CP|ETBE|Electronic Transaction Clearing, Inc.|49440
ETR|ENTERGY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4305
ETR|ENTERGY CP|ETCC|Electronic Transaction Clearing, Inc.|239
ETR|ENTERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11875
ETR|ENTERGY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1686
ETR|ENTERGY CP|ETRS|E*Trade Securities LLC|16061
ETR|ENTERGY CP|FBSB|U.S. Bancorp Investments, Inc.|2243
ETR|ENTERGY CP|FFSI|Firstrade Securities Inc.|30
ETR|ENTERGY CP|FILL|Tradestation Securities, Inc.|540
ETR|ENTERGY CP|FINX|FINTECH SECURITIES|1061
ETR|ENTERGY CP|FMAF|NBCN Inc./ CDS|2154
ETR|ENTERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|60287
ETR|ENTERGY CP|FQLS|Quantlab Securities LP|778984
ETR|ENTERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|218569
ETR|ENTERGY CP|FTBR|Foliofn Investments, Inc.|3603
ETR|ENTERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|3566
ETR|ENTERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|23087
ETR|ENTERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|3647788
ETR|ENTERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|27255
ETR|ENTERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|16335
ETR|ENTERGY CP|GTSZ|GTS SECURITIES LLC|434500
ETR|ENTERGY CP|HRBF|American Enterprise Investment Services Inc.|23747
ETR|ENTERGY CP|HSBC|HSBC Securities, Inc.|6382
ETR|ENTERGY CP|IATS|INTERACTIVE BROKERS LLC|10111
ETR|ENTERGY CP|IBKR|Interactive Brokers Llc|29152
ETR|ENTERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3271
ETR|ENTERGY CP|ICBX|INSTINET, LLC|90118
ETR|ENTERGY CP|IEQY|CITADEL SECURITIES LLC|236477
ETR|ENTERGY CP|INCA|INSTINET, LLC|550680
ETR|ENTERGY CP|INJX|INSTINET, LLC|77814
ETR|ENTERGY CP|INTL|INTL FCSTONE FINANCIAL INC.|34
ETR|ENTERGY CP|ITGI|ITG Inc.|96016
ETR|ENTERGY CP|ITGP|ITG INC.|404000
ETR|ENTERGY CP|JANY|Janney Montgomery Scott Inc.|1660
ETR|ENTERGY CP|JEFF|JEFFERIES LLC|351585
ETR|ENTERGY CP|JMPT|JUMP TRADING, LLC|145316
ETR|ENTERGY CP|JONE|JonesTrading|1700
ETR|ENTERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|309997
ETR|ENTERGY CP|JPMX|J.P. Morgan Securities LLC|663549
ETR|ENTERGY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|2112
ETR|ENTERGY CP|JSJX|JANE STREET CAPITAL LLC|8007
ETR|ENTERGY CP|KCGM|VIRTU Americas LLC|61362
ETR|ENTERGY CP|LAFC|R. F. Lafferty & Co., Inc.|300
ETR|ENTERGY CP|LEHM|Barclays Capital Inc./Le|1473280
ETR|ENTERGY CP|LIME|Lime Brokerage LLC|156239
ETR|ENTERGY CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|201494
ETR|ENTERGY CP|LOOP|Loop Capital Markets LLC|1458
ETR|ENTERGY CP|LQNA|LIQUIDNET, INC.|48600
ETR|ENTERGY CP|LQNB|LIQUIDNET, INC.|32200
ETR|ENTERGY CP|LSCI|Lek Securities Corporation|1841
ETR|ENTERGY CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
ETR|ENTERGY CP|MACC|Mid Atlantic Capital Corporation|861
ETR|ENTERGY CP|MACQ|Macquarie Capital (USA) Inc.|200
ETR|ENTERGY CP|MAXM|Maxim Group LLC|1400
ETR|ENTERGY CP|MCMF|Raymond James Ltd. Cds|890
ETR|ENTERGY CP|MKMP|MKM Partners LLC|8400
ETR|ENTERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|224107
ETR|ENTERGY CP|MNDX|TJM Investments, LLC|4129
ETR|ENTERGY CP|MOTF|MOTIF INVESTING, INC.|6
ETR|ENTERGY CP|MSCO|MORGAN STANLEY & CO. LLC|6129684
ETR|ENTERGY CP|MSPL|MORGAN STANLEY & CO. LLC|535100
ETR|ENTERGY CP|MSTX|MORGAN STANLEY & CO. LLC|282600
ETR|ENTERGY CP|MZHO|Mizuho Securities USA LLC|10000
ETR|ENTERGY CP|NEUB|NEUBERGER BERMAN BD LLC|44
ETR|ENTERGY CP|NFSC|National Financial Services LLC|305872
ETR|ENTERGY CP|NITE|VIRTU Americas LLC|477396
ETR|ENTERGY CP|NQRB|Brut, LLC|46301
ETR|ENTERGY CP|NTBF|BMO Nesbitt Burns Inc./CDS|100
ETR|ENTERGY CP|NTRC|Northern Trust Securities, Inc.|300
ETR|ENTERGY CP|OHOS|TWO SIGMA SECURITIES, LLC|222139
ETR|ENTERGY CP|OPCO|Oppenheimer & Co. Inc.|157
ETR|ENTERGY CP|PDQM|CODA MARKETS, INC.|60143
ETR|ENTERGY CP|PHLY|NASDAQ Execution Services, LLC|2200
ETR|ENTERGY CP|PICT|Pictet Overseas Inc.|10126
ETR|ENTERGY CP|PIPR|Piper Jaffray & Co.|25000
ETR|ENTERGY CP|PREC|PRECISION SECURITIES, LLC|3509
ETR|ENTERGY CP|PUMA|Puma Capital, Llc|5300
ETR|ENTERGY CP|PWJC|UBS Financial Services, Inc.|5612
ETR|ENTERGY CP|QMSR|QUATTRO M SECURITIES INC.|2577
ETR|ENTERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|5104
ETR|ENTERGY CP|RJLC|RJL CAPITAL GROUP, LLC|5400
ETR|ENTERGY CP|SAGL|SAGETRADER, LLC|38388
ETR|ENTERGY CP|SALI|INTL FCSTONE FINANCIAL INC.|301
ETR|ENTERGY CP|SBSH|Citigroup Global Markets Inc.|262371
ETR|ENTERGY CP|SEIC|SEI Investments Distribution Co.|765
ETR|ENTERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|267457
ETR|ENTERGY CP|SPDR|SPEEDROUTE LLC|138324
ETR|ENTERGY CP|SPHN|Stephens Inc.|616
ETR|ENTERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|82096
ETR|ENTERGY CP|STKP|STOCKPILE INVESTMENTS, INC.|10
ETR|ENTERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4195
ETR|ENTERGY CP|SWIM|TD Ameritrade, Inc.|23857
ETR|ENTERGY CP|SWST|Hilltop Securities Inc.|4063
ETR|ENTERGY CP|TKNG|ALLY INVEST SECURITIES LLC|220
ETR|ENTERGY CP|TMBR|Timber Hill LLC|4499
ETR|ENTERGY CP|TRBT|Tradebot Systems, Inc.|340194
ETR|ENTERGY CP|TRCM|TRC MARKETS LLC|194469
ETR|ENTERGY CP|UBSA|UBS SECURITIES LLC|1042201
ETR|ENTERGY CP|UBSS|UBS Securities LLC|1228253
ETR|ENTERGY CP|VALX|VIRTU AMERICAS LLC|17992
ETR|ENTERGY CP|VGRD|Vanguard Marketing Corporation|8288
ETR|ENTERGY CP|VNDS|VANDHAM SECURITIES CORP|2876
ETR|ENTERGY CP|WABR|Wall Street Access|400
ETR|ENTERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|7176
ETR|ENTERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|402458
ETR|ENTERGY CP|WDNX|WEEDEN & CO.L.P.|5898
ETR|ENTERGY CP|WEDB|WEDBUSH SECURITIES INC.|7913
ETR|ENTERGY CP|WEED|Weeden & Co.L.P.|7520
ETR|ENTERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15919
ETR|ENTERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14951
ETR|ENTERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3961
ETR|ENTERGY CP|WOLF|Wolfe Trahan Securities|133574
ETR|ENTERGY CP|WSEA|WOLVERINE SECURITIES, LLC|6775
ETR|ENTERGY CP|XIST|INSTINET, LLC|209522
ETR|ENTERGY CP|XPQR|Jump Trading|2200
ETR|ENTERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|54376
ETR|ENTERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|810
ETR|ENTERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6766
ETSY|ETSY INC COMMON STK|ADAM|CANACCORD GENUITY INC.|2649
ETSY|ETSY INC COMMON STK|AGCP|AEGIS CAPITAL CORP.|92
ETSY|ETSY INC COMMON STK|AGIS|Aegis Capital Corp.|4847
ETSY|ETSY INC COMMON STK|ALTX|Alternet Securities Inc.|42566
ETSY|ETSY INC COMMON STK|ANOS|ABEL/NOSER, L.L.C.|1479
ETSY|ETSY INC COMMON STK|APCC|Apex Clearing Corporation|95798
ETSY|ETSY INC COMMON STK|BANK|Primevest Financial Services, Inc.|1726
ETSY|ETSY INC COMMON STK|BARD|Robert W. Baird & Co. Incorporated|28395
ETSY|ETSY INC COMMON STK|BATM|CBOE TRADING, INC.|32632
ETSY|ETSY INC COMMON STK|BAYT|BTIG, LLC|4000
ETSY|ETSY INC COMMON STK|BBNT|BB&T SECURITIES, LLC|4092
ETSY|ETSY INC COMMON STK|BERN|Sanford C. Bernstein & Co., LLC|173134
ETSY|ETSY INC COMMON STK|BIAD|SAGETRADER, LLC|96
ETSY|ETSY INC COMMON STK|BIDS|BIDS TRADING L.P.|15500
ETSY|ETSY INC COMMON STK|BIMI|Banca IMI Securities Corp.|5078
ETSY|ETSY INC COMMON STK|BKCM|BNY Mellon Capital Markets LLC|117
ETSY|ETSY INC COMMON STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56632
ETSY|ETSY INC COMMON STK|BLKX|INSTINET, LLC|74009
ETSY|ETSY INC COMMON STK|BMOC|BMO Capital Markets Corp.|44199
ETSY|ETSY INC COMMON STK|BNCH|The Benchmark Company, LLC|4369
ETSY|ETSY INC COMMON STK|BNPX|BNP PARIBAS SECURITIES CORP.|7421
ETSY|ETSY INC COMMON STK|BRGE|Newbridge Securities Corp.|1434
ETSY|ETSY INC COMMON STK|BTIG|BTIG, LLC|240331
ETSY|ETSY INC COMMON STK|BYXM|CBOE TRADING, INC.|12129
ETSY|ETSY INC COMMON STK|CANT|Cantor Fitzgerald & Co.|1428
ETSY|ETSY INC COMMON STK|CBRA|Cobra Trading, Inc.|1300
ETSY|ETSY INC COMMON STK|CHAS|Charles Schwab & Co., Inc.|43059
ETSY|ETSY INC COMMON STK|CIBP|CIBC World Markets Corp.|40400
ETSY|ETSY INC COMMON STK|CICF|Canaccord Genuity Corp.|4715
ETSY|ETSY INC COMMON STK|CIST|Capital Institutional Services, Inc.|14762
ETSY|ETSY INC COMMON STK|CLSA|CLSA AMERICAS, LLC|200
ETSY|ETSY INC COMMON STK|CNTR|PRECISION SECURITIES, LLC|3100
ETSY|ETSY INC COMMON STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|445962
ETSY|ETSY INC COMMON STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23846
ETSY|ETSY INC COMMON STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|201415
ETSY|ETSY INC COMMON STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1509047
ETSY|ETSY INC COMMON STK|CTDL|Citadel Derivatives Group Llc|67643
ETSY|ETSY INC COMMON STK|CTLR|CUTLER GROUP, LP|15388
ETSY|ETSY INC COMMON STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|110720
ETSY|ETSY INC COMMON STK|DADA|D.A. Davidson & Co.|11827
ETSY|ETSY INC COMMON STK|DAVA|Davenport & Company LLC|12614
ETSY|ETSY INC COMMON STK|DBAB|Deutsche Bank Securities Inc.|940457
ETSY|ETSY INC COMMON STK|DBAX|Deutsche Bank Securities Inc.|533600
ETSY|ETSY INC COMMON STK|DBUL|Deutsche Bank Securities Inc.|7200
ETSY|ETSY INC COMMON STK|DCHF|Dart Executions, LLC|126893
ETSY|ETSY INC COMMON STK|DEAN|MORGAN STANLEY|31412
ETSY|ETSY INC COMMON STK|DEGS|RONIN PROFESSIONAL LLC|25439
ETSY|ETSY INC COMMON STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4865
ETSY|ETSY INC COMMON STK|DRWK|DRW SECURITIES, L.L.C.|114375
ETSY|ETSY INC COMMON STK|EBXL|EBX LLC|532200
ETSY|ETSY INC COMMON STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|39349
ETSY|ETSY INC COMMON STK|EDJC|Edward Jones / CDS|1836
ETSY|ETSY INC COMMON STK|EDJO|Edward D. Jones & Co., L.P.|6534
ETSY|ETSY INC COMMON STK|EGAM|CBOE TRADING, INC.|80149
ETSY|ETSY INC COMMON STK|EGAW|CBOE TRADING, INC.|1241
ETSY|ETSY INC COMMON STK|EGMT|EG MARKET TECHNOLOGIES LLC|1500
ETSY|ETSY INC COMMON STK|EGXM|CBOE TRADING, INC.|40002
ETSY|ETSY INC COMMON STK|EGXW|CBOE TRADING, INC.|380
ETSY|ETSY INC COMMON STK|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|200
ETSY|ETSY INC COMMON STK|ETBE|Electronic Transaction Clearing, Inc.|187287
ETSY|ETSY INC COMMON STK|ETCC|Electronic Transaction Clearing, Inc.|100
ETSY|ETSY INC COMMON STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6778
ETSY|ETSY INC COMMON STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|134492
ETSY|ETSY INC COMMON STK|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3218
ETSY|ETSY INC COMMON STK|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
ETSY|ETSY INC COMMON STK|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|14620
ETSY|ETSY INC COMMON STK|ETRS|E*Trade Securities LLC|4143925
ETSY|ETSY INC COMMON STK|EVRS|E1 ASSET MANAGEMENT, INC.|3610
ETSY|ETSY INC COMMON STK|FBCO|Credit Suisse Securities (USA) LLC|1411207
ETSY|ETSY INC COMMON STK|FBSB|U.S. Bancorp Investments, Inc.|2695
ETSY|ETSY INC COMMON STK|FFSI|Firstrade Securities Inc.|400
ETSY|ETSY INC COMMON STK|FILL|Tradestation Securities, Inc.|329570
ETSY|ETSY INC COMMON STK|FMAF|NBCN Inc./ CDS|22037
ETSY|ETSY INC COMMON STK|FOMA|TD AMERITRADE CLEARING, INC.|4764332
ETSY|ETSY INC COMMON STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|96108
ETSY|ETSY INC COMMON STK|FQLS|Quantlab Securities LP|1074847
ETSY|ETSY INC COMMON STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|284927
ETSY|ETSY INC COMMON STK|FTBR|Foliofn Investments, Inc.|5943
ETSY|ETSY INC COMMON STK|GEBB|GLOBAL EXECUTION BROKERS, LP|117234
ETSY|ETSY INC COMMON STK|GILG|Gilder Gagnon Howe & Co. LLC|381678
ETSY|ETSY INC COMMON STK|GLIS|TD Securities Inc|937
ETSY|ETSY INC COMMON STK|GLPX|ACS EXECUTION SERVICES, LLC|497257
ETSY|ETSY INC COMMON STK|GSCO|GOLDMAN SACHS & CO. LLC|3339533
ETSY|ETSY INC COMMON STK|GSCS|GOLDMAN SACHS & CO. LLC|117461
ETSY|ETSY INC COMMON STK|GSLT|GOLDMAN SACHS & CO. LLC|93892
ETSY|ETSY INC COMMON STK|GTSZ|GTS SECURITIES LLC|213880
ETSY|ETSY INC COMMON STK|HAPX|HAP Trading, LLC|2699
ETSY|ETSY INC COMMON STK|HRBF|American Enterprise Investment Services Inc.|14958
ETSY|ETSY INC COMMON STK|HSBC|HSBC Securities, Inc.|32468
ETSY|ETSY INC COMMON STK|IATS|INTERACTIVE BROKERS LLC|473276
ETSY|ETSY INC COMMON STK|IBKR|Interactive Brokers Llc|1703237
ETSY|ETSY INC COMMON STK|ICBX|INSTINET, LLC|266643
ETSY|ETSY INC COMMON STK|IEQY|CITADEL SECURITIES LLC|179029
ETSY|ETSY INC COMMON STK|INCA|INSTINET, LLC|2750428
ETSY|ETSY INC COMMON STK|INJX|INSTINET, LLC|133567
ETSY|ETSY INC COMMON STK|ITGI|ITG Inc.|511790
ETSY|ETSY INC COMMON STK|ITGP|ITG INC.|217400
ETSY|ETSY INC COMMON STK|JANY|Janney Montgomery Scott Inc.|5965
ETSY|ETSY INC COMMON STK|JEFF|JEFFERIES LLC|373377
ETSY|ETSY INC COMMON STK|JHDR|J.H. Darbie & Co., Inc.|300
ETSY|ETSY INC COMMON STK|JMPT|JUMP TRADING, LLC|240694
ETSY|ETSY INC COMMON STK|JPBX|J.P. MORGAN SECURITIES LLC|259241
ETSY|ETSY INC COMMON STK|JPMX|J.P. Morgan Securities LLC|1105698
ETSY|ETSY INC COMMON STK|JSCL|JOSEPH STONE CAPITAL L.L.C.|2233
ETSY|ETSY INC COMMON STK|JSEB|JANE STREET EXECUTION SERVICES, LLC|4800
ETSY|ETSY INC COMMON STK|JSJX|JANE STREET CAPITAL LLC|16157
ETSY|ETSY INC COMMON STK|JUTA|JUMP TRADING, LLC|400
ETSY|ETSY INC COMMON STK|KCGM|VIRTU Americas LLC|217930
ETSY|ETSY INC COMMON STK|KCRD|PHX FINANCIAL, INC.|2000
ETSY|ETSY INC COMMON STK|KEYB|KEYBANC CAPITAL MARKETS INC.|1542
ETSY|ETSY INC COMMON STK|LEER|LEERINK PARTNERS LLC|700
ETSY|ETSY INC COMMON STK|LEHM|Barclays Capital Inc./Le|2522082
ETSY|ETSY INC COMMON STK|LIME|Lime Brokerage LLC|633776
ETSY|ETSY INC COMMON STK|LMGP|LIME BROKERAGE LLC|14335
ETSY|ETSY INC COMMON STK|LOOP|Loop Capital Markets LLC|598
ETSY|ETSY INC COMMON STK|LQNA|LIQUIDNET, INC.|20000
ETSY|ETSY INC COMMON STK|LSCI|Lek Securities Corporation|5317
ETSY|ETSY INC COMMON STK|LTCO|Ladenburg, Thalmann & Co., Inc.|26327
ETSY|ETSY INC COMMON STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10008
ETSY|ETSY INC COMMON STK|MACC|Mid Atlantic Capital Corporation|170
ETSY|ETSY INC COMMON STK|MACQ|Macquarie Capital (USA) Inc.|14038
ETSY|ETSY INC COMMON STK|MAXM|Maxim Group LLC|165649
ETSY|ETSY INC COMMON STK|MBTS|ALLY INVEST SECURITIES LLC|80786
ETSY|ETSY INC COMMON STK|MCMF|Raymond James Ltd. Cds|2030
ETSY|ETSY INC COMMON STK|MICA|Spartan Securities Group, Ltd.|1600
ETSY|ETSY INC COMMON STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|359492
ETSY|ETSY INC COMMON STK|MOTF|MOTIF INVESTING, INC.|88
ETSY|ETSY INC COMMON STK|MSCO|MORGAN STANLEY & CO. LLC|8521268
ETSY|ETSY INC COMMON STK|MSPL|MORGAN STANLEY & CO. LLC|1161300
ETSY|ETSY INC COMMON STK|MSTX|MORGAN STANLEY & CO. LLC|595000
ETSY|ETSY INC COMMON STK|NATL|National Securities Corporation|2915
ETSY|ETSY INC COMMON STK|NFSC|National Financial Services LLC|3686829
ETSY|ETSY INC COMMON STK|NITE|VIRTU Americas LLC|7280281
ETSY|ETSY INC COMMON STK|NITP|VIRTU Americas LLC|8968
ETSY|ETSY INC COMMON STK|NQRB|Brut, LLC|97373
ETSY|ETSY INC COMMON STK|NTRC|Northern Trust Securities, Inc.|2198
ETSY|ETSY INC COMMON STK|OHOS|TWO SIGMA SECURITIES, LLC|109035
ETSY|ETSY INC COMMON STK|OPCO|Oppenheimer & Co. Inc.|23985
ETSY|ETSY INC COMMON STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|23785
ETSY|ETSY INC COMMON STK|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5099
ETSY|ETSY INC COMMON STK|PCPT|PHILLIP CAPITAL INC.|1017
ETSY|ETSY INC COMMON STK|PDQM|CODA MARKETS, INC.|622506
ETSY|ETSY INC COMMON STK|PHLY|NASDAQ Execution Services, LLC|10400
ETSY|ETSY INC COMMON STK|PICT|Pictet Overseas Inc.|309
ETSY|ETSY INC COMMON STK|PINT|PRECISION SECURITIES, LLC|600
ETSY|ETSY INC COMMON STK|PNSR|Penserra Securities, LLC|3321
ETSY|ETSY INC COMMON STK|POIN|PRECISION SECURITIES, LLC (POIN)|5500
ETSY|ETSY INC COMMON STK|PWJC|UBS Financial Services, Inc.|15138
ETSY|ETSY INC COMMON STK|QMSR|QUATTRO M SECURITIES INC.|7191
ETSY|ETSY INC COMMON STK|RAJA|Raymond James & Associates, Inc.|71000
ETSY|ETSY INC COMMON STK|RBCM|RBC CAPITAL MARKETS, LLC|64095
ETSY|ETSY INC COMMON STK|RGLD|Regal Securities, Inc|1448
ETSY|ETSY INC COMMON STK|RHCO|Suntrust Robinson Humphrey, Inc.|3200
ETSY|ETSY INC COMMON STK|ROTH|Roth Capital Partners, LLC|7490
ETSY|ETSY INC COMMON STK|SAGL|SAGETRADER, LLC|67718
ETSY|ETSY INC COMMON STK|SALI|INTL FCSTONE FINANCIAL INC.|8596
ETSY|ETSY INC COMMON STK|SBSH|Citigroup Global Markets Inc.|541564
ETSY|ETSY INC COMMON STK|SGMT|GOLDMAN SACHS & CO. LLC|509140
ETSY|ETSY INC COMMON STK|SOGO|Wang Investment Associates, Inc.|124
ETSY|ETSY INC COMMON STK|SPDR|SPEEDROUTE LLC|45578
ETSY|ETSY INC COMMON STK|SPHN|Stephens Inc.|150
ETSY|ETSY INC COMMON STK|SPNT|SEVEN POINTS CAPITAL, LLC|6500
ETSY|ETSY INC COMMON STK|SPTD|MINT GLOBAL MARKETS, INC.|16124
ETSY|ETSY INC COMMON STK|STFL|Stifel, Nicolaus & Company, Incorporated|161757
ETSY|ETSY INC COMMON STK|STKP|STOCKPILE INVESTMENTS, INC.|1276
ETSY|ETSY INC COMMON STK|STRS|STRATEGAS RESEARCH PARTNERS|1500
ETSY|ETSY INC COMMON STK|STXG|Stockcross Financial Services, Inc.|200
ETSY|ETSY INC COMMON STK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|187
ETSY|ETSY INC COMMON STK|SWIM|TD Ameritrade, Inc.|3378520
ETSY|ETSY INC COMMON STK|SWST|Hilltop Securities Inc.|2141
ETSY|ETSY INC COMMON STK|TDCO|Thompson Davis & Co., Inc.|400
ETSY|ETSY INC COMMON STK|TKNG|ALLY INVEST SECURITIES LLC|73029
ETSY|ETSY INC COMMON STK|TMBR|Timber Hill LLC|4
ETSY|ETSY INC COMMON STK|TOUR|TOURMALINE PARTNERS, LLC|33100
ETSY|ETSY INC COMMON STK|TRBT|Tradebot Systems, Inc.|1141420
ETSY|ETSY INC COMMON STK|TRCM|TRC MARKETS LLC|475192
ETSY|ETSY INC COMMON STK|TWTT|TASTYWORKS, INC.|18524
ETSY|ETSY INC COMMON STK|UBSA|UBS SECURITIES LLC|1661511
ETSY|ETSY INC COMMON STK|UBSS|UBS Securities LLC|2937029
ETSY|ETSY INC COMMON STK|VALX|VIRTU AMERICAS LLC|86327
ETSY|ETSY INC COMMON STK|VGRD|Vanguard Marketing Corporation|173540
ETSY|ETSY INC COMMON STK|VIEW|VIEWTRADE SECURITIES LLC|120
ETSY|ETSY INC COMMON STK|VNDM|Wall Street Access|25966
ETSY|ETSY INC COMMON STK|WABR|Wall Street Access|1900
ETSY|ETSY INC COMMON STK|WBET|Wallachbeth Capital LLC|6843
ETSY|ETSY INC COMMON STK|WBPX|SUMMIT SECURITIES GROUP, LLC|5580
ETSY|ETSY INC COMMON STK|WCHV|WELLS FARGO SECURITIES, LLC|580971
ETSY|ETSY INC COMMON STK|WEDB|WEDBUSH SECURITIES INC.|665683
ETSY|ETSY INC COMMON STK|WEED|Weeden & Co.L.P.|5832
ETSY|ETSY INC COMMON STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81741
ETSY|ETSY INC COMMON STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|94692
ETSY|ETSY INC COMMON STK|WFPB|Wells Fargo Securities, LLC.|21745
ETSY|ETSY INC COMMON STK|WGIF|CIBC World Markets Inc.|15896
ETSY|ETSY INC COMMON STK|WHOT|JUST2TRADE, INC.|75
ETSY|ETSY INC COMMON STK|WORD|Worden Capital Management LLC|503
ETSY|ETSY INC COMMON STK|WSAG|WALL STREET ACCESS|2850
ETSY|ETSY INC COMMON STK|WSEA|WOLVERINE SECURITIES, LLC|139767
ETSY|ETSY INC COMMON STK|XIST|INSTINET, LLC|104940
ETSY|ETSY INC COMMON STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|595942
ETSY|ETSY INC COMMON STK|YKNA|COMHAR CAPITAL MARKETS, LLC|52332
ETSY|ETSY INC COMMON STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53651
ETV|EV TAX MGD BW OPP FD|AGIS|Aegis Capital Corp.|1310
ETV|EV TAX MGD BW OPP FD|ALTX|Alternet Securities Inc.|8900
ETV|EV TAX MGD BW OPP FD|APCC|Apex Clearing Corporation|72
ETV|EV TAX MGD BW OPP FD|BANK|Primevest Financial Services, Inc.|654
ETV|EV TAX MGD BW OPP FD|BARD|Robert W. Baird & Co. Incorporated|5934
ETV|EV TAX MGD BW OPP FD|BATM|CBOE TRADING, INC.|800
ETV|EV TAX MGD BW OPP FD|BBNT|BB&T SECURITIES, LLC|11
ETV|EV TAX MGD BW OPP FD|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|650
ETV|EV TAX MGD BW OPP FD|BERN|Sanford C. Bernstein & Co., LLC|21806
ETV|EV TAX MGD BW OPP FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1620
ETV|EV TAX MGD BW OPP FD|BTIG|BTIG, LLC|4200
ETV|EV TAX MGD BW OPP FD|BYXM|CBOE TRADING, INC.|100
ETV|EV TAX MGD BW OPP FD|CANT|Cantor Fitzgerald & Co.|585
ETV|EV TAX MGD BW OPP FD|CHAS|Charles Schwab & Co., Inc.|11
ETV|EV TAX MGD BW OPP FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
ETV|EV TAX MGD BW OPP FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ETV|EV TAX MGD BW OPP FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51133
ETV|EV TAX MGD BW OPP FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1882
ETV|EV TAX MGD BW OPP FD|DADA|D.A. Davidson & Co.|717
ETV|EV TAX MGD BW OPP FD|DAVA|Davenport & Company LLC|1275
ETV|EV TAX MGD BW OPP FD|DBAX|Deutsche Bank Securities Inc.|25100
ETV|EV TAX MGD BW OPP FD|DEAN|MORGAN STANLEY|16101
ETV|EV TAX MGD BW OPP FD|EBXL|EBX LLC|11700
ETV|EV TAX MGD BW OPP FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
ETV|EV TAX MGD BW OPP FD|EDJO|Edward D. Jones & Co., L.P.|226
ETV|EV TAX MGD BW OPP FD|EGAM|CBOE TRADING, INC.|8215
ETV|EV TAX MGD BW OPP FD|EGXM|CBOE TRADING, INC.|3282
ETV|EV TAX MGD BW OPP FD|ETBE|Electronic Transaction Clearing, Inc.|400
ETV|EV TAX MGD BW OPP FD|ETCB|ETC BROKERAGE SERVICES, LLC|100
ETV|EV TAX MGD BW OPP FD|ETRS|E*Trade Securities LLC|31961
ETV|EV TAX MGD BW OPP FD|FBSB|U.S. Bancorp Investments, Inc.|9
ETV|EV TAX MGD BW OPP FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7438
ETV|EV TAX MGD BW OPP FD|FTBR|Foliofn Investments, Inc.|1425
ETV|EV TAX MGD BW OPP FD|GLPX|ACS EXECUTION SERVICES, LLC|6029
ETV|EV TAX MGD BW OPP FD|GSCO|GOLDMAN SACHS & CO. LLC|1998
ETV|EV TAX MGD BW OPP FD|GSCS|GOLDMAN SACHS & CO. LLC|100
ETV|EV TAX MGD BW OPP FD|GSLT|GOLDMAN SACHS & CO. LLC|500
ETV|EV TAX MGD BW OPP FD|GTSZ|GTS SECURITIES LLC|144
ETV|EV TAX MGD BW OPP FD|HRBF|American Enterprise Investment Services Inc.|84905
ETV|EV TAX MGD BW OPP FD|IATS|INTERACTIVE BROKERS LLC|49483
ETV|EV TAX MGD BW OPP FD|IBKR|Interactive Brokers Llc|32111
ETV|EV TAX MGD BW OPP FD|ICBX|INSTINET, LLC|23425
ETV|EV TAX MGD BW OPP FD|INCA|INSTINET, LLC|12462
ETV|EV TAX MGD BW OPP FD|ITGI|ITG Inc.|18957
ETV|EV TAX MGD BW OPP FD|ITGP|ITG INC.|3400
ETV|EV TAX MGD BW OPP FD|JANY|Janney Montgomery Scott Inc.|9058
ETV|EV TAX MGD BW OPP FD|JEFF|JEFFERIES LLC|2800
ETV|EV TAX MGD BW OPP FD|JPMX|J.P. Morgan Securities LLC|27088
ETV|EV TAX MGD BW OPP FD|JSJX|JANE STREET CAPITAL LLC|1000
ETV|EV TAX MGD BW OPP FD|KCGM|VIRTU Americas LLC|18220
ETV|EV TAX MGD BW OPP FD|LEHM|Barclays Capital Inc./Le|41200
ETV|EV TAX MGD BW OPP FD|LGNT|COR CLEARING LLC|13
ETV|EV TAX MGD BW OPP FD|LIME|Lime Brokerage LLC|1218
ETV|EV TAX MGD BW OPP FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5685
ETV|EV TAX MGD BW OPP FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55992
ETV|EV TAX MGD BW OPP FD|MOTF|MOTIF INVESTING, INC.|1
ETV|EV TAX MGD BW OPP FD|MSCO|MORGAN STANLEY & CO. LLC|158504
ETV|EV TAX MGD BW OPP FD|MSPL|MORGAN STANLEY & CO. LLC|5900
ETV|EV TAX MGD BW OPP FD|NATL|National Securities Corporation|1620
ETV|EV TAX MGD BW OPP FD|NFSC|National Financial Services LLC|281099
ETV|EV TAX MGD BW OPP FD|NITE|VIRTU Americas LLC|428253
ETV|EV TAX MGD BW OPP FD|NQRB|Brut, LLC|1212
ETV|EV TAX MGD BW OPP FD|OPCO|Oppenheimer & Co. Inc.|1346
ETV|EV TAX MGD BW OPP FD|OTAA|OTA LLC|1400
ETV|EV TAX MGD BW OPP FD|PDQM|CODA MARKETS, INC.|18707
ETV|EV TAX MGD BW OPP FD|PWJC|UBS Financial Services, Inc.|12431
ETV|EV TAX MGD BW OPP FD|RBCM|RBC CAPITAL MARKETS, LLC|20931
ETV|EV TAX MGD BW OPP FD|SAGL|SAGETRADER, LLC|1996
ETV|EV TAX MGD BW OPP FD|SBSH|Citigroup Global Markets Inc.|5751
ETV|EV TAX MGD BW OPP FD|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|947
ETV|EV TAX MGD BW OPP FD|SGMT|GOLDMAN SACHS & CO. LLC|17530
ETV|EV TAX MGD BW OPP FD|SPDR|SPEEDROUTE LLC|1200
ETV|EV TAX MGD BW OPP FD|SPHN|Stephens Inc.|9
ETV|EV TAX MGD BW OPP FD|STFL|Stifel, Nicolaus & Company, Incorporated|20981
ETV|EV TAX MGD BW OPP FD|STXG|Stockcross Financial Services, Inc.|14
ETV|EV TAX MGD BW OPP FD|SWIM|TD Ameritrade, Inc.|5610
ETV|EV TAX MGD BW OPP FD|SWST|Hilltop Securities Inc.|11907
ETV|EV TAX MGD BW OPP FD|TKNG|ALLY INVEST SECURITIES LLC|708
ETV|EV TAX MGD BW OPP FD|TRBT|Tradebot Systems, Inc.|2394
ETV|EV TAX MGD BW OPP FD|UBSA|UBS SECURITIES LLC|44642
ETV|EV TAX MGD BW OPP FD|UBSS|UBS Securities LLC|284068
ETV|EV TAX MGD BW OPP FD|VALX|VIRTU AMERICAS LLC|1621
ETV|EV TAX MGD BW OPP FD|VGRD|Vanguard Marketing Corporation|31486
ETV|EV TAX MGD BW OPP FD|WBET|Wallachbeth Capital LLC|2400
ETV|EV TAX MGD BW OPP FD|WCHV|WELLS FARGO SECURITIES, LLC|94327
ETV|EV TAX MGD BW OPP FD|WEDB|WEDBUSH SECURITIES INC.|9056
ETV|EV TAX MGD BW OPP FD|WEED|Weeden & Co.L.P.|330
ETV|EV TAX MGD BW OPP FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|202
ETV|EV TAX MGD BW OPP FD|WGIF|CIBC World Markets Inc.|3525
ETV|EV TAX MGD BW OPP FD|WSEA|WOLVERINE SECURITIES, LLC|754
ETV|EV TAX MGD BW OPP FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|25912
ETV|EV TAX MGD BW OPP FD|YKNA|COMHAR CAPITAL MARKETS, LLC|4628
ETV|EV TAX MGD BW OPP FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25326
ETW|EV TX MGD GL BW FD|AGIS|Aegis Capital Corp.|865
ETW|EV TX MGD GL BW FD|ALTX|Alternet Securities Inc.|2937
ETW|EV TX MGD GL BW FD|APCC|Apex Clearing Corporation|1665
ETW|EV TX MGD GL BW FD|BANK|Primevest Financial Services, Inc.|19813
ETW|EV TX MGD GL BW FD|BARD|Robert W. Baird & Co. Incorporated|48719
ETW|EV TX MGD GL BW FD|BATM|CBOE TRADING, INC.|131
ETW|EV TX MGD GL BW FD|BBNT|BB&T SECURITIES, LLC|2
ETW|EV TX MGD GL BW FD|BERN|Sanford C. Bernstein & Co., LLC|2596
ETW|EV TX MGD GL BW FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3155
ETW|EV TX MGD GL BW FD|BRGE|Newbridge Securities Corp.|800
ETW|EV TX MGD GL BW FD|BTIG|BTIG, LLC|2966
ETW|EV TX MGD GL BW FD|BYXM|CBOE TRADING, INC.|100
ETW|EV TX MGD GL BW FD|CANT|Cantor Fitzgerald & Co.|1032
ETW|EV TX MGD GL BW FD|CHAS|Charles Schwab & Co., Inc.|516
ETW|EV TX MGD GL BW FD|CIST|Capital Institutional Services, Inc.|1800
ETW|EV TX MGD GL BW FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1901
ETW|EV TX MGD GL BW FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
ETW|EV TX MGD GL BW FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16394
ETW|EV TX MGD GL BW FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
ETW|EV TX MGD GL BW FD|DADA|D.A. Davidson & Co.|4489
ETW|EV TX MGD GL BW FD|DBAX|Deutsche Bank Securities Inc.|14600
ETW|EV TX MGD GL BW FD|DEAN|MORGAN STANLEY|39414
ETW|EV TX MGD GL BW FD|DEGS|RONIN PROFESSIONAL LLC|100
ETW|EV TX MGD GL BW FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
ETW|EV TX MGD GL BW FD|EBXL|EBX LLC|11700
ETW|EV TX MGD GL BW FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|908
ETW|EV TX MGD GL BW FD|EDJO|Edward D. Jones & Co., L.P.|703
ETW|EV TX MGD GL BW FD|EGAM|CBOE TRADING, INC.|13894
ETW|EV TX MGD GL BW FD|EGMT|EG MARKET TECHNOLOGIES LLC|100
ETW|EV TX MGD GL BW FD|EGXM|CBOE TRADING, INC.|406
ETW|EV TX MGD GL BW FD|ESPO|ESPOSITO SECURITIES, LLC|540
ETW|EV TX MGD GL BW FD|ETBE|Electronic Transaction Clearing, Inc.|100
ETW|EV TX MGD GL BW FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
ETW|EV TX MGD GL BW FD|ETRS|E*Trade Securities LLC|97816
ETW|EV TX MGD GL BW FD|FILL|Tradestation Securities, Inc.|1750
ETW|EV TX MGD GL BW FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10405
ETW|EV TX MGD GL BW FD|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|10657
ETW|EV TX MGD GL BW FD|FTBR|Foliofn Investments, Inc.|437
ETW|EV TX MGD GL BW FD|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ETW|EV TX MGD GL BW FD|GLPX|ACS EXECUTION SERVICES, LLC|6257
ETW|EV TX MGD GL BW FD|GSCO|GOLDMAN SACHS & CO. LLC|1400
ETW|EV TX MGD GL BW FD|GSCS|GOLDMAN SACHS & CO. LLC|200
ETW|EV TX MGD GL BW FD|GSLT|GOLDMAN SACHS & CO. LLC|400
ETW|EV TX MGD GL BW FD|GTSZ|GTS SECURITIES LLC|400
ETW|EV TX MGD GL BW FD|HRBF|American Enterprise Investment Services Inc.|129962
ETW|EV TX MGD GL BW FD|IATS|INTERACTIVE BROKERS LLC|14177
ETW|EV TX MGD GL BW FD|IBKR|Interactive Brokers Llc|31980
ETW|EV TX MGD GL BW FD|ICBX|INSTINET, LLC|6446
ETW|EV TX MGD GL BW FD|INCA|INSTINET, LLC|26959
ETW|EV TX MGD GL BW FD|ITGI|ITG Inc.|29948
ETW|EV TX MGD GL BW FD|ITGP|ITG INC.|21200
ETW|EV TX MGD GL BW FD|JANY|Janney Montgomery Scott Inc.|4575
ETW|EV TX MGD GL BW FD|JEFF|JEFFERIES LLC|3300
ETW|EV TX MGD GL BW FD|JMPT|JUMP TRADING, LLC|787
ETW|EV TX MGD GL BW FD|JPMX|J.P. Morgan Securities LLC|18152
ETW|EV TX MGD GL BW FD|JSJX|JANE STREET CAPITAL LLC|1500
ETW|EV TX MGD GL BW FD|KCGM|VIRTU Americas LLC|5200
ETW|EV TX MGD GL BW FD|LEHM|Barclays Capital Inc./Le|8600
ETW|EV TX MGD GL BW FD|LGNT|COR CLEARING LLC|7
ETW|EV TX MGD GL BW FD|LIME|Lime Brokerage LLC|556
ETW|EV TX MGD GL BW FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2173
ETW|EV TX MGD GL BW FD|MACC|Mid Atlantic Capital Corporation|500
ETW|EV TX MGD GL BW FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25040
ETW|EV TX MGD GL BW FD|MOTF|MOTIF INVESTING, INC.|1
ETW|EV TX MGD GL BW FD|MSCO|MORGAN STANLEY & CO. LLC|212608
ETW|EV TX MGD GL BW FD|MSPL|MORGAN STANLEY & CO. LLC|21100
ETW|EV TX MGD GL BW FD|NFSC|National Financial Services LLC|338271
ETW|EV TX MGD GL BW FD|NITE|VIRTU Americas LLC|585884
ETW|EV TX MGD GL BW FD|NQRB|Brut, LLC|300
ETW|EV TX MGD GL BW FD|OPCO|Oppenheimer & Co. Inc.|19334
ETW|EV TX MGD GL BW FD|OTAA|OTA LLC|10300
ETW|EV TX MGD GL BW FD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|648
ETW|EV TX MGD GL BW FD|PDQM|CODA MARKETS, INC.|10537
ETW|EV TX MGD GL BW FD|PWJC|UBS Financial Services, Inc.|10449
ETW|EV TX MGD GL BW FD|RBCM|RBC CAPITAL MARKETS, LLC|46977
ETW|EV TX MGD GL BW FD|SAGC|SAGETRADER, LLC|100
ETW|EV TX MGD GL BW FD|SAGL|SAGETRADER, LLC|200
ETW|EV TX MGD GL BW FD|SALI|INTL FCSTONE FINANCIAL INC.|20
ETW|EV TX MGD GL BW FD|SBSH|Citigroup Global Markets Inc.|10400
ETW|EV TX MGD GL BW FD|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1235
ETW|EV TX MGD GL BW FD|SEIC|SEI Investments Distribution Co.|337
ETW|EV TX MGD GL BW FD|SGMT|GOLDMAN SACHS & CO. LLC|7001
ETW|EV TX MGD GL BW FD|SPDR|SPEEDROUTE LLC|900
ETW|EV TX MGD GL BW FD|SPHN|Stephens Inc.|61
ETW|EV TX MGD GL BW FD|STFL|Stifel, Nicolaus & Company, Incorporated|24636
ETW|EV TX MGD GL BW FD|SWIM|TD Ameritrade, Inc.|13271
ETW|EV TX MGD GL BW FD|SWST|Hilltop Securities Inc.|29093
ETW|EV TX MGD GL BW FD|TRBT|Tradebot Systems, Inc.|1619
ETW|EV TX MGD GL BW FD|UBSA|UBS SECURITIES LLC|32769
ETW|EV TX MGD GL BW FD|UBSS|UBS Securities LLC|302271
ETW|EV TX MGD GL BW FD|VALX|VIRTU AMERICAS LLC|100
ETW|EV TX MGD GL BW FD|VGRD|Vanguard Marketing Corporation|62900
ETW|EV TX MGD GL BW FD|WCHV|WELLS FARGO SECURITIES, LLC|89706
ETW|EV TX MGD GL BW FD|WEDB|WEDBUSH SECURITIES INC.|8652
ETW|EV TX MGD GL BW FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|327
ETW|EV TX MGD GL BW FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17926
ETW|EV TX MGD GL BW FD|WSEA|WOLVERINE SECURITIES, LLC|2862
ETW|EV TX MGD GL BW FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|10940
ETW|EV TX MGD GL BW FD|YKNA|COMHAR CAPITAL MARKETS, LLC|1562
ETW|EV TX MGD GL BW FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53500
ETX|EATON VANCE MUNICIPA|APCC|Apex Clearing Corporation|4
ETX|EATON VANCE MUNICIPA|BARD|Robert W. Baird & Co. Incorporated|938
ETX|EATON VANCE MUNICIPA|BERN|Sanford C. Bernstein & Co., LLC|8
ETX|EATON VANCE MUNICIPA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3300
ETX|EATON VANCE MUNICIPA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ETX|EATON VANCE MUNICIPA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2357
ETX|EATON VANCE MUNICIPA|CTDL|Citadel Derivatives Group Llc|191
ETX|EATON VANCE MUNICIPA|DADA|D.A. Davidson & Co.|1300
ETX|EATON VANCE MUNICIPA|DBAX|Deutsche Bank Securities Inc.|900
ETX|EATON VANCE MUNICIPA|DEAN|MORGAN STANLEY|6737
ETX|EATON VANCE MUNICIPA|EBXL|EBX LLC|1100
ETX|EATON VANCE MUNICIPA|ECUT|CONVERGEX EXECUTION SOLUTIONS|457
ETX|EATON VANCE MUNICIPA|EDJO|Edward D. Jones & Co., L.P.|380
ETX|EATON VANCE MUNICIPA|EGAM|CBOE TRADING, INC.|100
ETX|EATON VANCE MUNICIPA|ETRS|E*Trade Securities LLC|233
ETX|EATON VANCE MUNICIPA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131
ETX|EATON VANCE MUNICIPA|GLPX|ACS EXECUTION SERVICES, LLC|200
ETX|EATON VANCE MUNICIPA|GSLT|GOLDMAN SACHS & CO. LLC|400
ETX|EATON VANCE MUNICIPA|GTSZ|GTS SECURITIES LLC|1067
ETX|EATON VANCE MUNICIPA|HRBF|American Enterprise Investment Services Inc.|2
ETX|EATON VANCE MUNICIPA|IATS|INTERACTIVE BROKERS LLC|700
ETX|EATON VANCE MUNICIPA|IBKR|Interactive Brokers Llc|5247
ETX|EATON VANCE MUNICIPA|ICBX|INSTINET, LLC|100
ETX|EATON VANCE MUNICIPA|INCA|INSTINET, LLC|875
ETX|EATON VANCE MUNICIPA|JPMX|J.P. Morgan Securities LLC|400
ETX|EATON VANCE MUNICIPA|KCGM|VIRTU Americas LLC|153
ETX|EATON VANCE MUNICIPA|LEHM|Barclays Capital Inc./Le|400
ETX|EATON VANCE MUNICIPA|LIME|Lime Brokerage LLC|96
ETX|EATON VANCE MUNICIPA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ETX|EATON VANCE MUNICIPA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
ETX|EATON VANCE MUNICIPA|MSCO|MORGAN STANLEY & CO. LLC|32751
ETX|EATON VANCE MUNICIPA|MSPL|MORGAN STANLEY & CO. LLC|1800
ETX|EATON VANCE MUNICIPA|NFSC|National Financial Services LLC|12963
ETX|EATON VANCE MUNICIPA|NITE|VIRTU Americas LLC|34240
ETX|EATON VANCE MUNICIPA|NQRB|Brut, LLC|871
ETX|EATON VANCE MUNICIPA|OPCO|Oppenheimer & Co. Inc.|250
ETX|EATON VANCE MUNICIPA|PDQM|CODA MARKETS, INC.|300
ETX|EATON VANCE MUNICIPA|PWJC|UBS Financial Services, Inc.|4996
ETX|EATON VANCE MUNICIPA|RBCM|RBC CAPITAL MARKETS, LLC|727
ETX|EATON VANCE MUNICIPA|SGMT|GOLDMAN SACHS & CO. LLC|800
ETX|EATON VANCE MUNICIPA|STFL|Stifel, Nicolaus & Company, Incorporated|15149
ETX|EATON VANCE MUNICIPA|SWIM|TD Ameritrade, Inc.|200
ETX|EATON VANCE MUNICIPA|TRBT|Tradebot Systems, Inc.|1356
ETX|EATON VANCE MUNICIPA|UBSA|UBS SECURITIES LLC|5390
ETX|EATON VANCE MUNICIPA|UBSS|UBS Securities LLC|22015
ETX|EATON VANCE MUNICIPA|VALX|VIRTU AMERICAS LLC|202
ETX|EATON VANCE MUNICIPA|VGRD|Vanguard Marketing Corporation|100
ETX|EATON VANCE MUNICIPA|WCHV|WELLS FARGO SECURITIES, LLC|13233
ETX|EATON VANCE MUNICIPA|WEED|Weeden & Co.L.P.|120
ETX|EATON VANCE MUNICIPA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|158
ETX|EATON VANCE MUNICIPA|WSEA|WOLVERINE SECURITIES, LLC|160
ETX|EATON VANCE MUNICIPA|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ETX|EATON VANCE MUNICIPA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8641
ETY|EATON VANCE TAX-MANA|AGIS|Aegis Capital Corp.|2080
ETY|EATON VANCE TAX-MANA|ALTX|Alternet Securities Inc.|4762
ETY|EATON VANCE TAX-MANA|APCC|Apex Clearing Corporation|607
ETY|EATON VANCE TAX-MANA|BARD|Robert W. Baird & Co. Incorporated|45629
ETY|EATON VANCE TAX-MANA|BATM|CBOE TRADING, INC.|1048
ETY|EATON VANCE TAX-MANA|BBNT|BB&T SECURITIES, LLC|1540
ETY|EATON VANCE TAX-MANA|BERN|Sanford C. Bernstein & Co., LLC|8758
ETY|EATON VANCE TAX-MANA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29192
ETY|EATON VANCE TAX-MANA|BLKX|INSTINET, LLC|8300
ETY|EATON VANCE TAX-MANA|BTIG|BTIG, LLC|2500
ETY|EATON VANCE TAX-MANA|BYXM|CBOE TRADING, INC.|100
ETY|EATON VANCE TAX-MANA|CANT|Cantor Fitzgerald & Co.|1159
ETY|EATON VANCE TAX-MANA|CHAS|Charles Schwab & Co., Inc.|817
ETY|EATON VANCE TAX-MANA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4594
ETY|EATON VANCE TAX-MANA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4826
ETY|EATON VANCE TAX-MANA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43869
ETY|EATON VANCE TAX-MANA|CTDL|Citadel Derivatives Group Llc|20
ETY|EATON VANCE TAX-MANA|CXCX|CITIGROUP GLOBAL MARKETS INC.|11602
ETY|EATON VANCE TAX-MANA|DADA|D.A. Davidson & Co.|611
ETY|EATON VANCE TAX-MANA|DAVA|Davenport & Company LLC|209
ETY|EATON VANCE TAX-MANA|DBAX|Deutsche Bank Securities Inc.|10200
ETY|EATON VANCE TAX-MANA|DEAN|MORGAN STANLEY|189175
ETY|EATON VANCE TAX-MANA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|889
ETY|EATON VANCE TAX-MANA|EBXL|EBX LLC|19400
ETY|EATON VANCE TAX-MANA|ECUT|CONVERGEX EXECUTION SOLUTIONS|391
ETY|EATON VANCE TAX-MANA|EDJO|Edward D. Jones & Co., L.P.|13119
ETY|EATON VANCE TAX-MANA|EGAM|CBOE TRADING, INC.|8377
ETY|EATON VANCE TAX-MANA|EGMT|EG MARKET TECHNOLOGIES LLC|100
ETY|EATON VANCE TAX-MANA|EGXM|CBOE TRADING, INC.|2540
ETY|EATON VANCE TAX-MANA|ESPO|ESPOSITO SECURITIES, LLC|1238
ETY|EATON VANCE TAX-MANA|ETBE|Electronic Transaction Clearing, Inc.|800
ETY|EATON VANCE TAX-MANA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
ETY|EATON VANCE TAX-MANA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|550
ETY|EATON VANCE TAX-MANA|ETRS|E*Trade Securities LLC|44166
ETY|EATON VANCE TAX-MANA|FINX|FINTECH SECURITIES|300
ETY|EATON VANCE TAX-MANA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11137
ETY|EATON VANCE TAX-MANA|FTBR|Foliofn Investments, Inc.|10720
ETY|EATON VANCE TAX-MANA|GEBB|GLOBAL EXECUTION BROKERS, LP|5
ETY|EATON VANCE TAX-MANA|GLPX|ACS EXECUTION SERVICES, LLC|4509
ETY|EATON VANCE TAX-MANA|GSCO|GOLDMAN SACHS & CO. LLC|2950
ETY|EATON VANCE TAX-MANA|GSLT|GOLDMAN SACHS & CO. LLC|330
ETY|EATON VANCE TAX-MANA|GTSZ|GTS SECURITIES LLC|1525
ETY|EATON VANCE TAX-MANA|HRBF|American Enterprise Investment Services Inc.|70077
ETY|EATON VANCE TAX-MANA|IATS|INTERACTIVE BROKERS LLC|11577
ETY|EATON VANCE TAX-MANA|IBKR|Interactive Brokers Llc|18049
ETY|EATON VANCE TAX-MANA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|736
ETY|EATON VANCE TAX-MANA|ICBX|INSTINET, LLC|45369
ETY|EATON VANCE TAX-MANA|INCA|INSTINET, LLC|4373
ETY|EATON VANCE TAX-MANA|ITGI|ITG Inc.|73843
ETY|EATON VANCE TAX-MANA|ITGP|ITG INC.|12800
ETY|EATON VANCE TAX-MANA|JANY|Janney Montgomery Scott Inc.|8982
ETY|EATON VANCE TAX-MANA|JEFF|JEFFERIES LLC|7700
ETY|EATON VANCE TAX-MANA|JMPT|JUMP TRADING, LLC|796
ETY|EATON VANCE TAX-MANA|JPMX|J.P. Morgan Securities LLC|66404
ETY|EATON VANCE TAX-MANA|JSJX|JANE STREET CAPITAL LLC|1000
ETY|EATON VANCE TAX-MANA|KCGM|VIRTU Americas LLC|13763
ETY|EATON VANCE TAX-MANA|LEHM|Barclays Capital Inc./Le|27600
ETY|EATON VANCE TAX-MANA|LGNT|COR CLEARING LLC|16
ETY|EATON VANCE TAX-MANA|LIME|Lime Brokerage LLC|5461
ETY|EATON VANCE TAX-MANA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2800
ETY|EATON VANCE TAX-MANA|MACC|Mid Atlantic Capital Corporation|1000
ETY|EATON VANCE TAX-MANA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19222
ETY|EATON VANCE TAX-MANA|MSCO|MORGAN STANLEY & CO. LLC|784234
ETY|EATON VANCE TAX-MANA|MSPL|MORGAN STANLEY & CO. LLC|43200
ETY|EATON VANCE TAX-MANA|MSTX|MORGAN STANLEY & CO. LLC|900
ETY|EATON VANCE TAX-MANA|NFSC|National Financial Services LLC|368411
ETY|EATON VANCE TAX-MANA|NITE|VIRTU Americas LLC|874291
ETY|EATON VANCE TAX-MANA|NQRB|Brut, LLC|500
ETY|EATON VANCE TAX-MANA|NTRC|Northern Trust Securities, Inc.|560
ETY|EATON VANCE TAX-MANA|OPCO|Oppenheimer & Co. Inc.|35915
ETY|EATON VANCE TAX-MANA|OTAA|OTA LLC|17700
ETY|EATON VANCE TAX-MANA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ETY|EATON VANCE TAX-MANA|PDQM|CODA MARKETS, INC.|18808
ETY|EATON VANCE TAX-MANA|PWJC|UBS Financial Services, Inc.|20066
ETY|EATON VANCE TAX-MANA|RBCM|RBC CAPITAL MARKETS, LLC|33096
ETY|EATON VANCE TAX-MANA|SAGC|SAGETRADER, LLC|600
ETY|EATON VANCE TAX-MANA|SAGL|SAGETRADER, LLC|200
ETY|EATON VANCE TAX-MANA|SALI|INTL FCSTONE FINANCIAL INC.|224
ETY|EATON VANCE TAX-MANA|SBSH|Citigroup Global Markets Inc.|10154
ETY|EATON VANCE TAX-MANA|SGMT|GOLDMAN SACHS & CO. LLC|12207
ETY|EATON VANCE TAX-MANA|SPDR|SPEEDROUTE LLC|314
ETY|EATON VANCE TAX-MANA|SPHN|Stephens Inc.|6807
ETY|EATON VANCE TAX-MANA|STFL|Stifel, Nicolaus & Company, Incorporated|185424
ETY|EATON VANCE TAX-MANA|STXG|Stockcross Financial Services, Inc.|23
ETY|EATON VANCE TAX-MANA|SWIM|TD Ameritrade, Inc.|19896
ETY|EATON VANCE TAX-MANA|SWST|Hilltop Securities Inc.|38676
ETY|EATON VANCE TAX-MANA|TKNG|ALLY INVEST SECURITIES LLC|800
ETY|EATON VANCE TAX-MANA|TRBT|Tradebot Systems, Inc.|4546
ETY|EATON VANCE TAX-MANA|UBSA|UBS SECURITIES LLC|60450
ETY|EATON VANCE TAX-MANA|UBSS|UBS Securities LLC|161103
ETY|EATON VANCE TAX-MANA|VALX|VIRTU AMERICAS LLC|8759
ETY|EATON VANCE TAX-MANA|VGRD|Vanguard Marketing Corporation|49828
ETY|EATON VANCE TAX-MANA|WBET|Wallachbeth Capital LLC|12090
ETY|EATON VANCE TAX-MANA|WCHV|WELLS FARGO SECURITIES, LLC|297610
ETY|EATON VANCE TAX-MANA|WEDB|WEDBUSH SECURITIES INC.|18628
ETY|EATON VANCE TAX-MANA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1036
ETY|EATON VANCE TAX-MANA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20599
ETY|EATON VANCE TAX-MANA|WSEA|WOLVERINE SECURITIES, LLC|2850
ETY|EATON VANCE TAX-MANA|XSTM|NATIONAL FINANCIAL SERVICES LLC|14532
ETY|EATON VANCE TAX-MANA|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
ETY|EATON VANCE TAX-MANA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46797
EUDG|WT EU DIV GROW|APCC|Apex Clearing Corporation|6
EUDG|WT EU DIV GROW|BATM|CBOE TRADING, INC.|1000
EUDG|WT EU DIV GROW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
EUDG|WT EU DIV GROW|CHAS|Charles Schwab & Co., Inc.|2
EUDG|WT EU DIV GROW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
EUDG|WT EU DIV GROW|CTDL|Citadel Derivatives Group Llc|1454
EUDG|WT EU DIV GROW|DEAN|MORGAN STANLEY|100
EUDG|WT EU DIV GROW|EBXL|EBX LLC|200
EUDG|WT EU DIV GROW|ETRS|E*Trade Securities LLC|289
EUDG|WT EU DIV GROW|FILL|Tradestation Securities, Inc.|129
EUDG|WT EU DIV GROW|IBKR|Interactive Brokers Llc|212
EUDG|WT EU DIV GROW|JSEB|JANE STREET EXECUTION SERVICES, LLC|13917
EUDG|WT EU DIV GROW|JSJX|JANE STREET CAPITAL LLC|14937
EUDG|WT EU DIV GROW|KCGM|VIRTU Americas LLC|300
EUDG|WT EU DIV GROW|LEHM|Barclays Capital Inc./Le|400
EUDG|WT EU DIV GROW|LIME|Lime Brokerage LLC|303
EUDG|WT EU DIV GROW|MSCO|MORGAN STANLEY & CO. LLC|19122
EUDG|WT EU DIV GROW|MSPL|MORGAN STANLEY & CO. LLC|400
EUDG|WT EU DIV GROW|NFSC|National Financial Services LLC|6922
EUDG|WT EU DIV GROW|NITE|VIRTU Americas LLC|9662
EUDG|WT EU DIV GROW|RBCM|RBC CAPITAL MARKETS, LLC|3617
EUDG|WT EU DIV GROW|SWIM|TD Ameritrade, Inc.|100
EUDG|WT EU DIV GROW|UBSS|UBS Securities LLC|1030
EUDG|WT EU DIV GROW|WSEA|WOLVERINE SECURITIES, LLC|11
EUDG|WT EU DIV GROW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1924
EUDV|PROSHARES MSCI EUROP|APCC|Apex Clearing Corporation|31
EUDV|PROSHARES MSCI EUROP|BATM|CBOE TRADING, INC.|3300
EUDV|PROSHARES MSCI EUROP|CHAS|Charles Schwab & Co., Inc.|1
EUDV|PROSHARES MSCI EUROP|CTDL|Citadel Derivatives Group Llc|321
EUDV|PROSHARES MSCI EUROP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EUDV|PROSHARES MSCI EUROP|DBAX|Deutsche Bank Securities Inc.|200
EUDV|PROSHARES MSCI EUROP|EBXL|EBX LLC|200
EUDV|PROSHARES MSCI EUROP|IBKR|Interactive Brokers Llc|112
EUDV|PROSHARES MSCI EUROP|ICBX|INSTINET, LLC|400
EUDV|PROSHARES MSCI EUROP|JSJX|JANE STREET CAPITAL LLC|2647
EUDV|PROSHARES MSCI EUROP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
EUDV|PROSHARES MSCI EUROP|NFSC|National Financial Services LLC|916
EUDV|PROSHARES MSCI EUROP|NITE|VIRTU Americas LLC|759
EUDV|PROSHARES MSCI EUROP|UBSA|UBS SECURITIES LLC|810
EUDV|PROSHARES MSCI EUROP|UBSS|UBS Securities LLC|311
EUDV|PROSHARES MSCI EUROP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|297
EUFL|DIREXION DAILY EUROP|BATM|CBOE TRADING, INC.|100
EUFL|DIREXION DAILY EUROP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94
EUFL|DIREXION DAILY EUROP|CHAS|Charles Schwab & Co., Inc.|1
EUFL|DIREXION DAILY EUROP|JSJX|JANE STREET CAPITAL LLC|740
EUFL|DIREXION DAILY EUROP|KCGM|VIRTU Americas LLC|100
EUFL|DIREXION DAILY EUROP|LEHM|Barclays Capital Inc./Le|200
EUFL|DIREXION DAILY EUROP|LIME|Lime Brokerage LLC|470
EUFL|DIREXION DAILY EUROP|MSCO|MORGAN STANLEY & CO. LLC|4
EUFL|DIREXION DAILY EUROP|NFSC|National Financial Services LLC|1746
EUFL|DIREXION DAILY EUROP|NITE|VIRTU Americas LLC|428
EUFL|DIREXION DAILY EUROP|UBSS|UBS Securities LLC|85
EUFL|DIREXION DAILY EUROP|WSEA|WOLVERINE SECURITIES, LLC|20
EUFN|ISHARES MSCI EUR FIN|AGIS|Aegis Capital Corp.|1300
EUFN|ISHARES MSCI EUR FIN|ALTX|Alternet Securities Inc.|6318
EUFN|ISHARES MSCI EUR FIN|APCC|Apex Clearing Corporation|269
EUFN|ISHARES MSCI EUR FIN|BARD|Robert W. Baird & Co. Incorporated|2723
EUFN|ISHARES MSCI EUR FIN|BATM|CBOE TRADING, INC.|14837
EUFN|ISHARES MSCI EUR FIN|BAYT|BTIG, LLC|631044
EUFN|ISHARES MSCI EUR FIN|BBNT|BB&T SECURITIES, LLC|2531
EUFN|ISHARES MSCI EUR FIN|BERN|Sanford C. Bernstein & Co., LLC|8867
EUFN|ISHARES MSCI EUR FIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56811
EUFN|ISHARES MSCI EUR FIN|BMOC|BMO Capital Markets Corp.|480
EUFN|ISHARES MSCI EUR FIN|BTIG|BTIG, LLC|13900
EUFN|ISHARES MSCI EUR FIN|BYXM|CBOE TRADING, INC.|500
EUFN|ISHARES MSCI EUR FIN|CANT|Cantor Fitzgerald & Co.|37298
EUFN|ISHARES MSCI EUR FIN|CHAS|Charles Schwab & Co., Inc.|57090
EUFN|ISHARES MSCI EUR FIN|CICF|Canaccord Genuity Corp.|3190
EUFN|ISHARES MSCI EUR FIN|CIST|Capital Institutional Services, Inc.|909
EUFN|ISHARES MSCI EUR FIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112521
EUFN|ISHARES MSCI EUR FIN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
EUFN|ISHARES MSCI EUR FIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
EUFN|ISHARES MSCI EUR FIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|556124
EUFN|ISHARES MSCI EUR FIN|CSIN|Citadel Securities Institutional LLC|33211
EUFN|ISHARES MSCI EUR FIN|CTDL|Citadel Derivatives Group Llc|576648
EUFN|ISHARES MSCI EUR FIN|CTLR|CUTLER GROUP, LP|900
EUFN|ISHARES MSCI EUR FIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|120322
EUFN|ISHARES MSCI EUR FIN|DADA|D.A. Davidson & Co.|2274
EUFN|ISHARES MSCI EUR FIN|DAVA|Davenport & Company LLC|35531
EUFN|ISHARES MSCI EUR FIN|DBAB|Deutsche Bank Securities Inc.|9407
EUFN|ISHARES MSCI EUR FIN|DBAX|Deutsche Bank Securities Inc.|197800
EUFN|ISHARES MSCI EUR FIN|DCHF|Dart Executions, LLC|250
EUFN|ISHARES MSCI EUR FIN|DEAN|MORGAN STANLEY|277365
EUFN|ISHARES MSCI EUR FIN|DEGS|RONIN PROFESSIONAL LLC|21300
EUFN|ISHARES MSCI EUR FIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|440
EUFN|ISHARES MSCI EUR FIN|EBXL|EBX LLC|347600
EUFN|ISHARES MSCI EUR FIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|67648
EUFN|ISHARES MSCI EUR FIN|EDJO|Edward D. Jones & Co., L.P.|1476
EUFN|ISHARES MSCI EUR FIN|EGAM|CBOE TRADING, INC.|19366
EUFN|ISHARES MSCI EUR FIN|EGXM|CBOE TRADING, INC.|10250
EUFN|ISHARES MSCI EUR FIN|EGXW|CBOE TRADING, INC.|300
EUFN|ISHARES MSCI EUR FIN|ETBE|Electronic Transaction Clearing, Inc.|17400
EUFN|ISHARES MSCI EUR FIN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|19246
EUFN|ISHARES MSCI EUR FIN|ETRS|E*Trade Securities LLC|42763
EUFN|ISHARES MSCI EUR FIN|FBCO|Credit Suisse Securities (USA) LLC|256999
EUFN|ISHARES MSCI EUR FIN|FIDT|Fidelity Clearing Canada ULC./ CDS|21954
EUFN|ISHARES MSCI EUR FIN|FILL|Tradestation Securities, Inc.|1095
EUFN|ISHARES MSCI EUR FIN|FLTU|FLOW TRADERS US LLC|18488
EUFN|ISHARES MSCI EUR FIN|FMAF|NBCN Inc./ CDS|1258407
EUFN|ISHARES MSCI EUR FIN|FOMA|TD AMERITRADE CLEARING, INC.|212611
EUFN|ISHARES MSCI EUR FIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118149
EUFN|ISHARES MSCI EUR FIN|FTBR|Foliofn Investments, Inc.|6384
EUFN|ISHARES MSCI EUR FIN|GBMT|GBM International, Inc.|32520
EUFN|ISHARES MSCI EUR FIN|GEBB|GLOBAL EXECUTION BROKERS, LP|27731
EUFN|ISHARES MSCI EUR FIN|GLPX|ACS EXECUTION SERVICES, LLC|8300
EUFN|ISHARES MSCI EUR FIN|GSCO|GOLDMAN SACHS & CO. LLC|855893
EUFN|ISHARES MSCI EUR FIN|GSCS|GOLDMAN SACHS & CO. LLC|57962
EUFN|ISHARES MSCI EUR FIN|GSLT|GOLDMAN SACHS & CO. LLC|65508
EUFN|ISHARES MSCI EUR FIN|GTSZ|GTS SECURITIES LLC|5485
EUFN|ISHARES MSCI EUR FIN|HAPX|HAP Trading, LLC|15197
EUFN|ISHARES MSCI EUR FIN|HASF|Haywood Securities Inc./CDS|75
EUFN|ISHARES MSCI EUR FIN|HRBF|American Enterprise Investment Services Inc.|7322
EUFN|ISHARES MSCI EUR FIN|HSBC|HSBC Securities, Inc.|950
EUFN|ISHARES MSCI EUR FIN|IATS|INTERACTIVE BROKERS LLC|64334
EUFN|ISHARES MSCI EUR FIN|IBKR|Interactive Brokers Llc|105764
EUFN|ISHARES MSCI EUR FIN|ICBX|INSTINET, LLC|336088
EUFN|ISHARES MSCI EUR FIN|INCA|INSTINET, LLC|210917
EUFN|ISHARES MSCI EUR FIN|INJX|INSTINET, LLC|16788
EUFN|ISHARES MSCI EUR FIN|ITGI|ITG Inc.|15656
EUFN|ISHARES MSCI EUR FIN|ITGP|ITG INC.|172000
EUFN|ISHARES MSCI EUR FIN|JANY|Janney Montgomery Scott Inc.|5756
EUFN|ISHARES MSCI EUR FIN|JEFF|JEFFERIES LLC|134497
EUFN|ISHARES MSCI EUR FIN|JMPT|JUMP TRADING, LLC|70228
EUFN|ISHARES MSCI EUR FIN|JPMX|J.P. Morgan Securities LLC|327034
EUFN|ISHARES MSCI EUR FIN|JSEB|JANE STREET EXECUTION SERVICES, LLC|330418
EUFN|ISHARES MSCI EUR FIN|JSJX|JANE STREET CAPITAL LLC|1916914
EUFN|ISHARES MSCI EUR FIN|KCGM|VIRTU Americas LLC|262204
EUFN|ISHARES MSCI EUR FIN|LEHM|Barclays Capital Inc./Le|1881948
EUFN|ISHARES MSCI EUR FIN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|17133
EUFN|ISHARES MSCI EUR FIN|LIME|Lime Brokerage LLC|31297
EUFN|ISHARES MSCI EUR FIN|LSCI|Lek Securities Corporation|400
EUFN|ISHARES MSCI EUR FIN|MACC|Mid Atlantic Capital Corporation|2963
EUFN|ISHARES MSCI EUR FIN|MAXM|Maxim Group LLC|1000
EUFN|ISHARES MSCI EUR FIN|MCMF|Raymond James Ltd. Cds|4211
EUFN|ISHARES MSCI EUR FIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1362226
EUFN|ISHARES MSCI EUR FIN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4460
EUFN|ISHARES MSCI EUR FIN|MSCO|MORGAN STANLEY & CO. LLC|3393158
EUFN|ISHARES MSCI EUR FIN|MSPL|MORGAN STANLEY & CO. LLC|607100
EUFN|ISHARES MSCI EUR FIN|MSTX|MORGAN STANLEY & CO. LLC|200
EUFN|ISHARES MSCI EUR FIN|NBCS|NBC Securities, INC.|400
EUFN|ISHARES MSCI EUR FIN|NFSC|National Financial Services LLC|279340
EUFN|ISHARES MSCI EUR FIN|NITE|VIRTU Americas LLC|1349925
EUFN|ISHARES MSCI EUR FIN|NITP|VIRTU Americas LLC|372172
EUFN|ISHARES MSCI EUR FIN|NQRB|Brut, LLC|103311
EUFN|ISHARES MSCI EUR FIN|OLDM|OLD MISSION CAPITAL, LLC|490782
EUFN|ISHARES MSCI EUR FIN|OPCO|Oppenheimer & Co. Inc.|47877
EUFN|ISHARES MSCI EUR FIN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EUFN|ISHARES MSCI EUR FIN|PCPT|PHILLIP CAPITAL INC.|1400
EUFN|ISHARES MSCI EUR FIN|PDQM|CODA MARKETS, INC.|10900
EUFN|ISHARES MSCI EUR FIN|PICT|Pictet Overseas Inc.|3340
EUFN|ISHARES MSCI EUR FIN|PWJC|UBS Financial Services, Inc.|1290
EUFN|ISHARES MSCI EUR FIN|QMSR|QUATTRO M SECURITIES INC.|16500
EUFN|ISHARES MSCI EUR FIN|RAJA|Raymond James & Associates, Inc.|43077
EUFN|ISHARES MSCI EUR FIN|RBCM|RBC CAPITAL MARKETS, LLC|2118
EUFN|ISHARES MSCI EUR FIN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|12400
EUFN|ISHARES MSCI EUR FIN|SAGL|SAGETRADER, LLC|5200
EUFN|ISHARES MSCI EUR FIN|SBSH|Citigroup Global Markets Inc.|372660
EUFN|ISHARES MSCI EUR FIN|SEIC|SEI Investments Distribution Co.|4318
EUFN|ISHARES MSCI EUR FIN|SGMT|GOLDMAN SACHS & CO. LLC|480211
EUFN|ISHARES MSCI EUR FIN|SPDR|SPEEDROUTE LLC|600
EUFN|ISHARES MSCI EUR FIN|SPHN|Stephens Inc.|231
EUFN|ISHARES MSCI EUR FIN|STFL|Stifel, Nicolaus & Company, Incorporated|33232
EUFN|ISHARES MSCI EUR FIN|SWIM|TD Ameritrade, Inc.|36333
EUFN|ISHARES MSCI EUR FIN|TKNG|ALLY INVEST SECURITIES LLC|128
EUFN|ISHARES MSCI EUR FIN|TRBT|Tradebot Systems, Inc.|555818
EUFN|ISHARES MSCI EUR FIN|TRCM|TRC MARKETS LLC|16342
EUFN|ISHARES MSCI EUR FIN|UBSA|UBS SECURITIES LLC|1131646
EUFN|ISHARES MSCI EUR FIN|UBSS|UBS Securities LLC|1312947
EUFN|ISHARES MSCI EUR FIN|VALX|VIRTU AMERICAS LLC|99604
EUFN|ISHARES MSCI EUR FIN|VGRD|Vanguard Marketing Corporation|27890
EUFN|ISHARES MSCI EUR FIN|WBET|Wallachbeth Capital LLC|1560
EUFN|ISHARES MSCI EUR FIN|WBPX|SUMMIT SECURITIES GROUP, LLC|2200
EUFN|ISHARES MSCI EUR FIN|WCHV|WELLS FARGO SECURITIES, LLC|275911
EUFN|ISHARES MSCI EUR FIN|WEDB|WEDBUSH SECURITIES INC.|200
EUFN|ISHARES MSCI EUR FIN|WEED|Weeden & Co.L.P.|100
EUFN|ISHARES MSCI EUR FIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14881
EUFN|ISHARES MSCI EUR FIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10372
EUFN|ISHARES MSCI EUR FIN|WGIF|CIBC World Markets Inc.|17388
EUFN|ISHARES MSCI EUR FIN|WSEA|WOLVERINE SECURITIES, LLC|14402
EUFN|ISHARES MSCI EUR FIN|XPUS|XP SECURITIES, LLC|28180
EUFN|ISHARES MSCI EUR FIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5470
EUFN|ISHARES MSCI EUR FIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46593
EUFX|PROSHARES SHORT EUR|APCC|Apex Clearing Corporation|5
EUFX|PROSHARES SHORT EUR|ETRS|E*Trade Securities LLC|400
EUFX|PROSHARES SHORT EUR|FILL|Tradestation Securities, Inc.|100
EUFX|PROSHARES SHORT EUR|FTBR|Foliofn Investments, Inc.|6
EUFX|PROSHARES SHORT EUR|IBKR|Interactive Brokers Llc|3000
EUFX|PROSHARES SHORT EUR|JSEB|JANE STREET EXECUTION SERVICES, LLC|1318
EUFX|PROSHARES SHORT EUR|JSJX|JANE STREET CAPITAL LLC|3100
EUFX|PROSHARES SHORT EUR|MSCO|MORGAN STANLEY & CO. LLC|12
EUFX|PROSHARES SHORT EUR|NFSC|National Financial Services LLC|1532
EUFX|PROSHARES SHORT EUR|NITE|VIRTU Americas LLC|991
EUFX|PROSHARES SHORT EUR|SWIM|TD Ameritrade, Inc.|100
EUFX|PROSHARES SHORT EUR|UBSS|UBS Securities LLC|1188
EUFX|PROSHARES SHORT EUR|WSEA|WOLVERINE SECURITIES, LLC|20
EUFX|PROSHARES SHORT EUR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|475
EUM|PROSHARES SHR MSCI E|APCC|Apex Clearing Corporation|9023
EUM|PROSHARES SHR MSCI E|BARD|Robert W. Baird & Co. Incorporated|182
EUM|PROSHARES SHR MSCI E|BERN|Sanford C. Bernstein & Co., LLC|2000
EUM|PROSHARES SHR MSCI E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3353
EUM|PROSHARES SHR MSCI E|CHAS|Charles Schwab & Co., Inc.|2001
EUM|PROSHARES SHR MSCI E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|233068
EUM|PROSHARES SHR MSCI E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|87530
EUM|PROSHARES SHR MSCI E|CXCX|CITIGROUP GLOBAL MARKETS INC.|17000
EUM|PROSHARES SHR MSCI E|DBAB|Deutsche Bank Securities Inc.|537
EUM|PROSHARES SHR MSCI E|DBAX|Deutsche Bank Securities Inc.|37200
EUM|PROSHARES SHR MSCI E|DEAN|MORGAN STANLEY|24936
EUM|PROSHARES SHR MSCI E|DEGS|RONIN PROFESSIONAL LLC|2300
EUM|PROSHARES SHR MSCI E|EBXL|EBX LLC|57000
EUM|PROSHARES SHR MSCI E|ECUT|CONVERGEX EXECUTION SOLUTIONS|43186
EUM|PROSHARES SHR MSCI E|EGXM|CBOE TRADING, INC.|2900
EUM|PROSHARES SHR MSCI E|ETBE|Electronic Transaction Clearing, Inc.|96344
EUM|PROSHARES SHR MSCI E|ETRS|E*Trade Securities LLC|45644
EUM|PROSHARES SHR MSCI E|FILL|Tradestation Securities, Inc.|482
EUM|PROSHARES SHR MSCI E|FLTU|FLOW TRADERS US LLC|75801
EUM|PROSHARES SHR MSCI E|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|35000
EUM|PROSHARES SHR MSCI E|FMAF|NBCN Inc./ CDS|400
EUM|PROSHARES SHR MSCI E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4400
EUM|PROSHARES SHR MSCI E|FTBR|Foliofn Investments, Inc.|5634
EUM|PROSHARES SHR MSCI E|GLIS|TD Securities Inc|22250
EUM|PROSHARES SHR MSCI E|GSCO|GOLDMAN SACHS & CO. LLC|1423
EUM|PROSHARES SHR MSCI E|GSCS|GOLDMAN SACHS & CO. LLC|3500
EUM|PROSHARES SHR MSCI E|GSLT|GOLDMAN SACHS & CO. LLC|100
EUM|PROSHARES SHR MSCI E|GTSZ|GTS SECURITIES LLC|100
EUM|PROSHARES SHR MSCI E|HRBF|American Enterprise Investment Services Inc.|400
EUM|PROSHARES SHR MSCI E|IATS|INTERACTIVE BROKERS LLC|36963
EUM|PROSHARES SHR MSCI E|IBKR|Interactive Brokers Llc|64752
EUM|PROSHARES SHR MSCI E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
EUM|PROSHARES SHR MSCI E|ICBX|INSTINET, LLC|159788
EUM|PROSHARES SHR MSCI E|INCA|INSTINET, LLC|44609
EUM|PROSHARES SHR MSCI E|ITGI|ITG Inc.|400
EUM|PROSHARES SHR MSCI E|ITGP|ITG INC.|11000
EUM|PROSHARES SHR MSCI E|JANY|Janney Montgomery Scott Inc.|120063
EUM|PROSHARES SHR MSCI E|JMPT|JUMP TRADING, LLC|100
EUM|PROSHARES SHR MSCI E|JPMX|J.P. Morgan Securities LLC|22002
EUM|PROSHARES SHR MSCI E|JSEB|JANE STREET EXECUTION SERVICES, LLC|199812
EUM|PROSHARES SHR MSCI E|JSJX|JANE STREET CAPITAL LLC|723913
EUM|PROSHARES SHR MSCI E|KCGM|VIRTU Americas LLC|34981
EUM|PROSHARES SHR MSCI E|LEHM|Barclays Capital Inc./Le|100935
EUM|PROSHARES SHR MSCI E|LIME|Lime Brokerage LLC|2700
EUM|PROSHARES SHR MSCI E|MACC|Mid Atlantic Capital Corporation|517
EUM|PROSHARES SHR MSCI E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54170
EUM|PROSHARES SHR MSCI E|MOTF|MOTIF INVESTING, INC.|3
EUM|PROSHARES SHR MSCI E|MSCO|MORGAN STANLEY & CO. LLC|180876
EUM|PROSHARES SHR MSCI E|MSPL|MORGAN STANLEY & CO. LLC|59000
EUM|PROSHARES SHR MSCI E|NFSC|National Financial Services LLC|198069
EUM|PROSHARES SHR MSCI E|NITE|VIRTU Americas LLC|562687
EUM|PROSHARES SHR MSCI E|NITP|VIRTU Americas LLC|1700
EUM|PROSHARES SHR MSCI E|NTBF|BMO Nesbitt Burns Inc./CDS|1700
EUM|PROSHARES SHR MSCI E|PWJC|UBS Financial Services, Inc.|18039
EUM|PROSHARES SHR MSCI E|RBCM|RBC CAPITAL MARKETS, LLC|682
EUM|PROSHARES SHR MSCI E|RGLD|Regal Securities, Inc|85
EUM|PROSHARES SHR MSCI E|SBSH|Citigroup Global Markets Inc.|11019
EUM|PROSHARES SHR MSCI E|SGMT|GOLDMAN SACHS & CO. LLC|149147
EUM|PROSHARES SHR MSCI E|SWIM|TD Ameritrade, Inc.|22357
EUM|PROSHARES SHR MSCI E|SWST|Hilltop Securities Inc.|9175
EUM|PROSHARES SHR MSCI E|TKNG|ALLY INVEST SECURITIES LLC|1085
EUM|PROSHARES SHR MSCI E|TRBT|Tradebot Systems, Inc.|3501
EUM|PROSHARES SHR MSCI E|TRCM|TRC MARKETS LLC|299612
EUM|PROSHARES SHR MSCI E|UBSA|UBS SECURITIES LLC|124107
EUM|PROSHARES SHR MSCI E|UBSS|UBS Securities LLC|340012
EUM|PROSHARES SHR MSCI E|VALX|VIRTU AMERICAS LLC|15108
EUM|PROSHARES SHR MSCI E|VGRD|Vanguard Marketing Corporation|57049
EUM|PROSHARES SHR MSCI E|VSIN|Vision Financial Markets Llc|100
EUM|PROSHARES SHR MSCI E|WCHV|WELLS FARGO SECURITIES, LLC|121800
EUM|PROSHARES SHR MSCI E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1671
EUM|PROSHARES SHR MSCI E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2507
EUM|PROSHARES SHR MSCI E|WSEA|WOLVERINE SECURITIES, LLC|3686
EUM|PROSHARES SHR MSCI E|XSTM|NATIONAL FINANCIAL SERVICES LLC|2700
EUM|PROSHARES SHR MSCI E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25378
EUMV|ISHARESEUROPEMINVOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44594
EUMV|ISHARESEUROPEMINVOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2320
EUMV|ISHARESEUROPEMINVOL|CTDL|Citadel Derivatives Group Llc|14929
EUMV|ISHARESEUROPEMINVOL|DBAX|Deutsche Bank Securities Inc.|2700
EUMV|ISHARESEUROPEMINVOL|DEAN|MORGAN STANLEY|5
EUMV|ISHARESEUROPEMINVOL|EBXL|EBX LLC|1200
EUMV|ISHARESEUROPEMINVOL|EDJO|Edward D. Jones & Co., L.P.|351
EUMV|ISHARESEUROPEMINVOL|ETRS|E*Trade Securities LLC|31
EUMV|ISHARESEUROPEMINVOL|FTBR|Foliofn Investments, Inc.|4
EUMV|ISHARESEUROPEMINVOL|GSLT|GOLDMAN SACHS & CO. LLC|1200
EUMV|ISHARESEUROPEMINVOL|HRBF|American Enterprise Investment Services Inc.|4
EUMV|ISHARESEUROPEMINVOL|IBKR|Interactive Brokers Llc|309
EUMV|ISHARESEUROPEMINVOL|ICBX|INSTINET, LLC|1011
EUMV|ISHARESEUROPEMINVOL|INCA|INSTINET, LLC|3500
EUMV|ISHARESEUROPEMINVOL|ITGP|ITG INC.|600
EUMV|ISHARESEUROPEMINVOL|JSJX|JANE STREET CAPITAL LLC|48464
EUMV|ISHARESEUROPEMINVOL|KCGM|VIRTU Americas LLC|626
EUMV|ISHARESEUROPEMINVOL|LEHM|Barclays Capital Inc./Le|2600
EUMV|ISHARESEUROPEMINVOL|LIME|Lime Brokerage LLC|1123
EUMV|ISHARESEUROPEMINVOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
EUMV|ISHARESEUROPEMINVOL|MSCO|MORGAN STANLEY & CO. LLC|1577
EUMV|ISHARESEUROPEMINVOL|MSPL|MORGAN STANLEY & CO. LLC|1500
EUMV|ISHARESEUROPEMINVOL|NFSC|National Financial Services LLC|2014
EUMV|ISHARESEUROPEMINVOL|NITE|VIRTU Americas LLC|5233
EUMV|ISHARESEUROPEMINVOL|OLDM|OLD MISSION CAPITAL, LLC|100
EUMV|ISHARESEUROPEMINVOL|PWJC|UBS Financial Services, Inc.|777
EUMV|ISHARESEUROPEMINVOL|SGMT|GOLDMAN SACHS & CO. LLC|200
EUMV|ISHARESEUROPEMINVOL|UBSA|UBS SECURITIES LLC|3400
EUMV|ISHARESEUROPEMINVOL|UBSS|UBS Securities LLC|145347
EUMV|ISHARESEUROPEMINVOL|VGRD|Vanguard Marketing Corporation|300
EUMV|ISHARESEUROPEMINVOL|WEED|Weeden & Co.L.P.|100
EUMV|ISHARESEUROPEMINVOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1931
EUO|PROSHS ULTRASHT EURO|ADAM|CANACCORD GENUITY INC.|400
EUO|PROSHS ULTRASHT EURO|AGIS|Aegis Capital Corp.|2000
EUO|PROSHS ULTRASHT EURO|APCC|Apex Clearing Corporation|5141
EUO|PROSHS ULTRASHT EURO|BARD|Robert W. Baird & Co. Incorporated|500
EUO|PROSHS ULTRASHT EURO|BATM|CBOE TRADING, INC.|5672
EUO|PROSHS ULTRASHT EURO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5257
EUO|PROSHS ULTRASHT EURO|CHAS|Charles Schwab & Co., Inc.|245
EUO|PROSHS ULTRASHT EURO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|930
EUO|PROSHS ULTRASHT EURO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47790
EUO|PROSHS ULTRASHT EURO|DBAB|Deutsche Bank Securities Inc.|25003
EUO|PROSHS ULTRASHT EURO|DBAX|Deutsche Bank Securities Inc.|18600
EUO|PROSHS ULTRASHT EURO|DEAN|MORGAN STANLEY|6225
EUO|PROSHS ULTRASHT EURO|DEGS|RONIN PROFESSIONAL LLC|3900
EUO|PROSHS ULTRASHT EURO|EBXL|EBX LLC|29500
EUO|PROSHS ULTRASHT EURO|ECUT|CONVERGEX EXECUTION SOLUTIONS|3822
EUO|PROSHS ULTRASHT EURO|EGAM|CBOE TRADING, INC.|300
EUO|PROSHS ULTRASHT EURO|EGXM|CBOE TRADING, INC.|3650
EUO|PROSHS ULTRASHT EURO|ETBE|Electronic Transaction Clearing, Inc.|600
EUO|PROSHS ULTRASHT EURO|ETCB|ETC BROKERAGE SERVICES, LLC|1030
EUO|PROSHS ULTRASHT EURO|ETRS|E*Trade Securities LLC|58974
EUO|PROSHS ULTRASHT EURO|FIDT|Fidelity Clearing Canada ULC./ CDS|500
EUO|PROSHS ULTRASHT EURO|FILL|Tradestation Securities, Inc.|13352
EUO|PROSHS ULTRASHT EURO|FLTU|FLOW TRADERS US LLC|71710
EUO|PROSHS ULTRASHT EURO|FMAF|NBCN Inc./ CDS|1514
EUO|PROSHS ULTRASHT EURO|FTBR|Foliofn Investments, Inc.|1399
EUO|PROSHS ULTRASHT EURO|GLIS|TD Securities Inc|550
EUO|PROSHS ULTRASHT EURO|GLPX|ACS EXECUTION SERVICES, LLC|2
EUO|PROSHS ULTRASHT EURO|GSCO|GOLDMAN SACHS & CO. LLC|14502
EUO|PROSHS ULTRASHT EURO|GSLT|GOLDMAN SACHS & CO. LLC|8278
EUO|PROSHS ULTRASHT EURO|GTSZ|GTS SECURITIES LLC|100
EUO|PROSHS ULTRASHT EURO|HRBF|American Enterprise Investment Services Inc.|200
EUO|PROSHS ULTRASHT EURO|HSBC|HSBC Securities, Inc.|7600
EUO|PROSHS ULTRASHT EURO|IATS|INTERACTIVE BROKERS LLC|5330
EUO|PROSHS ULTRASHT EURO|IBKR|Interactive Brokers Llc|115065
EUO|PROSHS ULTRASHT EURO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|400
EUO|PROSHS ULTRASHT EURO|ICBX|INSTINET, LLC|23592
EUO|PROSHS ULTRASHT EURO|INCA|INSTINET, LLC|6052
EUO|PROSHS ULTRASHT EURO|ITGI|ITG Inc.|100
EUO|PROSHS ULTRASHT EURO|ITGP|ITG INC.|7600
EUO|PROSHS ULTRASHT EURO|JMPT|JUMP TRADING, LLC|29
EUO|PROSHS ULTRASHT EURO|JSJX|JANE STREET CAPITAL LLC|278685
EUO|PROSHS ULTRASHT EURO|KCGM|VIRTU Americas LLC|9144
EUO|PROSHS ULTRASHT EURO|LEHM|Barclays Capital Inc./Le|44806
EUO|PROSHS ULTRASHT EURO|LIME|Lime Brokerage LLC|18854
EUO|PROSHS ULTRASHT EURO|LSCI|Lek Securities Corporation|72
EUO|PROSHS ULTRASHT EURO|MACC|Mid Atlantic Capital Corporation|53
EUO|PROSHS ULTRASHT EURO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17992
EUO|PROSHS ULTRASHT EURO|MOTF|MOTIF INVESTING, INC.|1
EUO|PROSHS ULTRASHT EURO|MSCO|MORGAN STANLEY & CO. LLC|138244
EUO|PROSHS ULTRASHT EURO|MSPL|MORGAN STANLEY & CO. LLC|12400
EUO|PROSHS ULTRASHT EURO|NFSC|National Financial Services LLC|290795
EUO|PROSHS ULTRASHT EURO|NITE|VIRTU Americas LLC|401461
EUO|PROSHS ULTRASHT EURO|NITP|VIRTU Americas LLC|7000
EUO|PROSHS ULTRASHT EURO|NTBF|BMO Nesbitt Burns Inc./CDS|100
EUO|PROSHS ULTRASHT EURO|OPCO|Oppenheimer & Co. Inc.|290
EUO|PROSHS ULTRASHT EURO|PDQM|CODA MARKETS, INC.|4
EUO|PROSHS ULTRASHT EURO|RBCM|RBC CAPITAL MARKETS, LLC|3075
EUO|PROSHS ULTRASHT EURO|SBSH|Citigroup Global Markets Inc.|1072
EUO|PROSHS ULTRASHT EURO|SGMT|GOLDMAN SACHS & CO. LLC|13340
EUO|PROSHS ULTRASHT EURO|SOGO|Wang Investment Associates, Inc.|400
EUO|PROSHS ULTRASHT EURO|SPDR|SPEEDROUTE LLC|3001
EUO|PROSHS ULTRASHT EURO|STFL|Stifel, Nicolaus & Company, Incorporated|1290
EUO|PROSHS ULTRASHT EURO|SWIM|TD Ameritrade, Inc.|57522
EUO|PROSHS ULTRASHT EURO|TKNG|ALLY INVEST SECURITIES LLC|373
EUO|PROSHS ULTRASHT EURO|TRCM|TRC MARKETS LLC|400
EUO|PROSHS ULTRASHT EURO|TWTT|TASTYWORKS, INC.|580
EUO|PROSHS ULTRASHT EURO|UBSA|UBS SECURITIES LLC|67196
EUO|PROSHS ULTRASHT EURO|UBSS|UBS Securities LLC|100683
EUO|PROSHS ULTRASHT EURO|VGRD|Vanguard Marketing Corporation|67440
EUO|PROSHS ULTRASHT EURO|VSIN|Vision Financial Markets Llc|60
EUO|PROSHS ULTRASHT EURO|WCHV|WELLS FARGO SECURITIES, LLC|5514
EUO|PROSHS ULTRASHT EURO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1889
EUO|PROSHS ULTRASHT EURO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7715
EUO|PROSHS ULTRASHT EURO|WGIF|CIBC World Markets Inc.|2855
EUO|PROSHS ULTRASHT EURO|WSEA|WOLVERINE SECURITIES, LLC|2322
EUO|PROSHS ULTRASHT EURO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|190
EURL|DX DLY EUR BULL 3X|APCC|Apex Clearing Corporation|45
EURL|DX DLY EUR BULL 3X|BATM|CBOE TRADING, INC.|46
EURL|DX DLY EUR BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|554
EURL|DX DLY EUR BULL 3X|CHAS|Charles Schwab & Co., Inc.|4389
EURL|DX DLY EUR BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13621
EURL|DX DLY EUR BULL 3X|DBAX|Deutsche Bank Securities Inc.|6400
EURL|DX DLY EUR BULL 3X|DEAN|MORGAN STANLEY|200
EURL|DX DLY EUR BULL 3X|EBXL|EBX LLC|11200
EURL|DX DLY EUR BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|60
EURL|DX DLY EUR BULL 3X|ETRS|E*Trade Securities LLC|5202
EURL|DX DLY EUR BULL 3X|FTBR|Foliofn Investments, Inc.|409
EURL|DX DLY EUR BULL 3X|GSCO|GOLDMAN SACHS & CO. LLC|23800
EURL|DX DLY EUR BULL 3X|GSLT|GOLDMAN SACHS & CO. LLC|900
EURL|DX DLY EUR BULL 3X|GTSZ|GTS SECURITIES LLC|3
EURL|DX DLY EUR BULL 3X|IATS|INTERACTIVE BROKERS LLC|1105
EURL|DX DLY EUR BULL 3X|IBKR|Interactive Brokers Llc|5009
EURL|DX DLY EUR BULL 3X|ICBX|INSTINET, LLC|4600
EURL|DX DLY EUR BULL 3X|INCA|INSTINET, LLC|49
EURL|DX DLY EUR BULL 3X|ITGP|ITG INC.|2200
EURL|DX DLY EUR BULL 3X|JPMX|J.P. Morgan Securities LLC|2200
EURL|DX DLY EUR BULL 3X|JSJX|JANE STREET CAPITAL LLC|239839
EURL|DX DLY EUR BULL 3X|KCGM|VIRTU Americas LLC|13960
EURL|DX DLY EUR BULL 3X|LEHM|Barclays Capital Inc./Le|13400
EURL|DX DLY EUR BULL 3X|LIME|Lime Brokerage LLC|6404
EURL|DX DLY EUR BULL 3X|LSCI|Lek Securities Corporation|13
EURL|DX DLY EUR BULL 3X|MACC|Mid Atlantic Capital Corporation|270
EURL|DX DLY EUR BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16900
EURL|DX DLY EUR BULL 3X|MOTF|MOTIF INVESTING, INC.|3
EURL|DX DLY EUR BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|2403
EURL|DX DLY EUR BULL 3X|MSPL|MORGAN STANLEY & CO. LLC|1200
EURL|DX DLY EUR BULL 3X|NFSC|National Financial Services LLC|56015
EURL|DX DLY EUR BULL 3X|NITE|VIRTU Americas LLC|46194
EURL|DX DLY EUR BULL 3X|NITP|VIRTU Americas LLC|200
EURL|DX DLY EUR BULL 3X|NTBF|BMO Nesbitt Burns Inc./CDS|100
EURL|DX DLY EUR BULL 3X|OPCO|Oppenheimer & Co. Inc.|130
EURL|DX DLY EUR BULL 3X|PWJC|UBS Financial Services, Inc.|6385
EURL|DX DLY EUR BULL 3X|RHOX|XR Securities LLC|15817
EURL|DX DLY EUR BULL 3X|SALI|INTL FCSTONE FINANCIAL INC.|351
EURL|DX DLY EUR BULL 3X|SBSH|Citigroup Global Markets Inc.|296
EURL|DX DLY EUR BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|24679
EURL|DX DLY EUR BULL 3X|STTT|STATETRUST INVESTMENTS INC.|19511
EURL|DX DLY EUR BULL 3X|SWIM|TD Ameritrade, Inc.|3491
EURL|DX DLY EUR BULL 3X|TRBT|Tradebot Systems, Inc.|100
EURL|DX DLY EUR BULL 3X|TRCM|TRC MARKETS LLC|567
EURL|DX DLY EUR BULL 3X|UBSA|UBS SECURITIES LLC|53711
EURL|DX DLY EUR BULL 3X|UBSS|UBS Securities LLC|20134
EURL|DX DLY EUR BULL 3X|VALX|VIRTU AMERICAS LLC|536
EURL|DX DLY EUR BULL 3X|VGRD|Vanguard Marketing Corporation|5589
EURL|DX DLY EUR BULL 3X|WCHV|WELLS FARGO SECURITIES, LLC|895
EURL|DX DLY EUR BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3667
EURL|DX DLY EUR BULL 3X|WGIF|CIBC World Markets Inc.|39
EURL|DX DLY EUR BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|462
EURL|DX DLY EUR BULL 3X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1900
EURN|EURONAV NV|ALTX|Alternet Securities Inc.|6083
EURN|EURONAV NV|APCC|Apex Clearing Corporation|957
EURN|EURONAV NV|BARD|Robert W. Baird & Co. Incorporated|1046
EURN|EURONAV NV|BATM|CBOE TRADING, INC.|775
EURN|EURONAV NV|BERN|Sanford C. Bernstein & Co., LLC|98602
EURN|EURONAV NV|BIDS|BIDS TRADING L.P.|200
EURN|EURONAV NV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|589
EURN|EURONAV NV|BLKX|INSTINET, LLC|15500
EURN|EURONAV NV|BTIG|BTIG, LLC|224364
EURN|EURONAV NV|BYXM|CBOE TRADING, INC.|900
EURN|EURONAV NV|BZYD|GOLDMAN SACHS & CO. LLC|3500
EURN|EURONAV NV|CHAS|Charles Schwab & Co., Inc.|300
EURN|EURONAV NV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10838
EURN|EURONAV NV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23632
EURN|EURONAV NV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|656479
EURN|EURONAV NV|CTDL|Citadel Derivatives Group Llc|6774
EURN|EURONAV NV|CXCX|CITIGROUP GLOBAL MARKETS INC.|26450
EURN|EURONAV NV|DBAB|Deutsche Bank Securities Inc.|82485
EURN|EURONAV NV|DBAX|Deutsche Bank Securities Inc.|857100
EURN|EURONAV NV|DEAN|MORGAN STANLEY|10472
EURN|EURONAV NV|DEGS|RONIN PROFESSIONAL LLC|6107
EURN|EURONAV NV|EBXL|EBX LLC|356400
EURN|EURONAV NV|ECUT|CONVERGEX EXECUTION SOLUTIONS|60038
EURN|EURONAV NV|EDJO|Edward D. Jones & Co., L.P.|2002
EURN|EURONAV NV|EGAM|CBOE TRADING, INC.|4898
EURN|EURONAV NV|EGXM|CBOE TRADING, INC.|4400
EURN|EURONAV NV|EGXW|CBOE TRADING, INC.|4696
EURN|EURONAV NV|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8844
EURN|EURONAV NV|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
EURN|EURONAV NV|ETCC|Electronic Transaction Clearing, Inc.|300
EURN|EURONAV NV|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|919
EURN|EURONAV NV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|660
EURN|EURONAV NV|ETRS|E*Trade Securities LLC|85864
EURN|EURONAV NV|FILL|Tradestation Securities, Inc.|210
EURN|EURONAV NV|FMAF|NBCN Inc./ CDS|3
EURN|EURONAV NV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15000
EURN|EURONAV NV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75004
EURN|EURONAV NV|FTBR|Foliofn Investments, Inc.|3820
EURN|EURONAV NV|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
EURN|EURONAV NV|GLIS|TD Securities Inc|2256
EURN|EURONAV NV|GLPX|ACS EXECUTION SERVICES, LLC|12721
EURN|EURONAV NV|GSCO|GOLDMAN SACHS & CO. LLC|401847
EURN|EURONAV NV|GSCS|GOLDMAN SACHS & CO. LLC|72819
EURN|EURONAV NV|GSLT|GOLDMAN SACHS & CO. LLC|6537
EURN|EURONAV NV|GTSZ|GTS SECURITIES LLC|71034
EURN|EURONAV NV|HRBF|American Enterprise Investment Services Inc.|2
EURN|EURONAV NV|HSBC|HSBC Securities, Inc.|1387
EURN|EURONAV NV|IATS|INTERACTIVE BROKERS LLC|18068
EURN|EURONAV NV|IBKR|Interactive Brokers Llc|17249
EURN|EURONAV NV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
EURN|EURONAV NV|ICBX|INSTINET, LLC|191726
EURN|EURONAV NV|INCA|INSTINET, LLC|144116
EURN|EURONAV NV|INJX|INSTINET, LLC|300
EURN|EURONAV NV|ITGI|ITG Inc.|35027
EURN|EURONAV NV|ITGP|ITG INC.|404200
EURN|EURONAV NV|JANY|Janney Montgomery Scott Inc.|1
EURN|EURONAV NV|JEFF|JEFFERIES LLC|6100
EURN|EURONAV NV|JMPT|JUMP TRADING, LLC|500
EURN|EURONAV NV|JPBX|J.P. MORGAN SECURITIES LLC|537
EURN|EURONAV NV|JPMX|J.P. Morgan Securities LLC|731790
EURN|EURONAV NV|JSJX|JANE STREET CAPITAL LLC|47119
EURN|EURONAV NV|KCGM|VIRTU Americas LLC|43477
EURN|EURONAV NV|LEHM|Barclays Capital Inc./Le|905456
EURN|EURONAV NV|LGNT|COR CLEARING LLC|3
EURN|EURONAV NV|LIME|Lime Brokerage LLC|64218
EURN|EURONAV NV|LOOP|Loop Capital Markets LLC|35704
EURN|EURONAV NV|LSCI|Lek Securities Corporation|6
EURN|EURONAV NV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|708977
EURN|EURONAV NV|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|13500
EURN|EURONAV NV|MSCO|MORGAN STANLEY & CO. LLC|697597
EURN|EURONAV NV|MSPL|MORGAN STANLEY & CO. LLC|661200
EURN|EURONAV NV|MSTX|MORGAN STANLEY & CO. LLC|50400
EURN|EURONAV NV|NFSC|National Financial Services LLC|84931
EURN|EURONAV NV|NITE|VIRTU Americas LLC|285143
EURN|EURONAV NV|NITP|VIRTU Americas LLC|37320
EURN|EURONAV NV|NMRA|Nomura Securities International, Inc.|900
EURN|EURONAV NV|OLDM|OLD MISSION CAPITAL, LLC|20788
EURN|EURONAV NV|OPCO|Oppenheimer & Co. Inc.|3642
EURN|EURONAV NV|PDQM|CODA MARKETS, INC.|87688
EURN|EURONAV NV|RBCM|RBC CAPITAL MARKETS, LLC|1951
EURN|EURONAV NV|SAGL|SAGETRADER, LLC|14555
EURN|EURONAV NV|SBSH|Citigroup Global Markets Inc.|16182
EURN|EURONAV NV|SEIC|SEI Investments Distribution Co.|400
EURN|EURONAV NV|SGMT|GOLDMAN SACHS & CO. LLC|252991
EURN|EURONAV NV|SPDR|SPEEDROUTE LLC|52697
EURN|EURONAV NV|STFL|Stifel, Nicolaus & Company, Incorporated|5902
EURN|EURONAV NV|SWIM|TD Ameritrade, Inc.|18754
EURN|EURONAV NV|SWST|Hilltop Securities Inc.|1
EURN|EURONAV NV|TKNG|ALLY INVEST SECURITIES LLC|72
EURN|EURONAV NV|TRBT|Tradebot Systems, Inc.|320
EURN|EURONAV NV|TRCM|TRC MARKETS LLC|14941
EURN|EURONAV NV|UBSA|UBS SECURITIES LLC|116293
EURN|EURONAV NV|UBSS|UBS Securities LLC|953822
EURN|EURONAV NV|VALX|VIRTU AMERICAS LLC|172192
EURN|EURONAV NV|VGRD|Vanguard Marketing Corporation|135
EURN|EURONAV NV|WABR|Wall Street Access|3200
EURN|EURONAV NV|WCHV|WELLS FARGO SECURITIES, LLC|35279
EURN|EURONAV NV|WEED|Weeden & Co.L.P.|800
EURN|EURONAV NV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4607
EURN|EURONAV NV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8134
EURN|EURONAV NV|WFPB|Wells Fargo Securities, LLC.|90
EURN|EURONAV NV|WSEA|WOLVERINE SECURITIES, LLC|877
EURN|EURONAV NV|XIST|INSTINET, LLC|29800
EURN|EURONAV NV|XSTM|NATIONAL FINANCIAL SERVICES LLC|34660
EURN|EURONAV NV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|605
EURZ|XTRACKERS EUROZONE E|LIME|Lime Brokerage LLC|100
EURZ|XTRACKERS EUROZONE E|NITE|VIRTU Americas LLC|215
EURZ|XTRACKERS EUROZONE E|WCHV|WELLS FARGO SECURITIES, LLC|75
EUSA|ISHARES MSCI USA|APCC|Apex Clearing Corporation|16
EUSA|ISHARES MSCI USA|BAYC|BAY CREST PARTNERS, LLC|567
EUSA|ISHARES MSCI USA|BERN|Sanford C. Bernstein & Co., LLC|750
EUSA|ISHARES MSCI USA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66
EUSA|ISHARES MSCI USA|BTIG|BTIG, LLC|10500
EUSA|ISHARES MSCI USA|CHAS|Charles Schwab & Co., Inc.|2
EUSA|ISHARES MSCI USA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|410
EUSA|ISHARES MSCI USA|CTDL|Citadel Derivatives Group Llc|2281
EUSA|ISHARES MSCI USA|DBAX|Deutsche Bank Securities Inc.|600
EUSA|ISHARES MSCI USA|DEAN|MORGAN STANLEY|159
EUSA|ISHARES MSCI USA|EBXL|EBX LLC|400
EUSA|ISHARES MSCI USA|EGXM|CBOE TRADING, INC.|8
EUSA|ISHARES MSCI USA|ETRS|E*Trade Securities LLC|161
EUSA|ISHARES MSCI USA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124
EUSA|ISHARES MSCI USA|GSCO|GOLDMAN SACHS & CO. LLC|10500
EUSA|ISHARES MSCI USA|GSLT|GOLDMAN SACHS & CO. LLC|1809
EUSA|ISHARES MSCI USA|GTSZ|GTS SECURITIES LLC|85
EUSA|ISHARES MSCI USA|HRBF|American Enterprise Investment Services Inc.|394
EUSA|ISHARES MSCI USA|IATS|INTERACTIVE BROKERS LLC|75
EUSA|ISHARES MSCI USA|IBKR|Interactive Brokers Llc|817
EUSA|ISHARES MSCI USA|JPMX|J.P. Morgan Securities LLC|1400
EUSA|ISHARES MSCI USA|JSEB|JANE STREET EXECUTION SERVICES, LLC|465
EUSA|ISHARES MSCI USA|JSJX|JANE STREET CAPITAL LLC|82731
EUSA|ISHARES MSCI USA|KCGM|VIRTU Americas LLC|9899
EUSA|ISHARES MSCI USA|LEHM|Barclays Capital Inc./Le|600
EUSA|ISHARES MSCI USA|LIME|Lime Brokerage LLC|1819
EUSA|ISHARES MSCI USA|MAXM|Maxim Group LLC|4205
EUSA|ISHARES MSCI USA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9448
EUSA|ISHARES MSCI USA|MSCO|MORGAN STANLEY & CO. LLC|6908
EUSA|ISHARES MSCI USA|NFSC|National Financial Services LLC|18785
EUSA|ISHARES MSCI USA|NITE|VIRTU Americas LLC|18327
EUSA|ISHARES MSCI USA|PDQM|CODA MARKETS, INC.|5800
EUSA|ISHARES MSCI USA|SGMT|GOLDMAN SACHS & CO. LLC|500
EUSA|ISHARES MSCI USA|SWIM|TD Ameritrade, Inc.|100
EUSA|ISHARES MSCI USA|UBSA|UBS SECURITIES LLC|11634
EUSA|ISHARES MSCI USA|UBSS|UBS Securities LLC|25485
EUSA|ISHARES MSCI USA|VGRD|Vanguard Marketing Corporation|100
EUSA|ISHARES MSCI USA|WBLR|WILLIAM BLAIR|14
EUSA|ISHARES MSCI USA|WCHV|WELLS FARGO SECURITIES, LLC|362
EUSA|ISHARES MSCI USA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1743
EUSC|WISDOMTREE EUROPE HG|APCC|Apex Clearing Corporation|50
EUSC|WISDOMTREE EUROPE HG|BARD|Robert W. Baird & Co. Incorporated|1
EUSC|WISDOMTREE EUROPE HG|BBNT|BB&T SECURITIES, LLC|72
EUSC|WISDOMTREE EUROPE HG|CANT|Cantor Fitzgerald & Co.|30576
EUSC|WISDOMTREE EUROPE HG|CHAS|Charles Schwab & Co., Inc.|96048
EUSC|WISDOMTREE EUROPE HG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12700
EUSC|WISDOMTREE EUROPE HG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4200
EUSC|WISDOMTREE EUROPE HG|CSIN|Citadel Securities Institutional LLC|82989
EUSC|WISDOMTREE EUROPE HG|CTDL|Citadel Derivatives Group Llc|113323
EUSC|WISDOMTREE EUROPE HG|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
EUSC|WISDOMTREE EUROPE HG|DBAX|Deutsche Bank Securities Inc.|4900
EUSC|WISDOMTREE EUROPE HG|DEAN|MORGAN STANLEY|2907
EUSC|WISDOMTREE EUROPE HG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|75
EUSC|WISDOMTREE EUROPE HG|EBXL|EBX LLC|5100
EUSC|WISDOMTREE EUROPE HG|ETRS|E*Trade Securities LLC|1641
EUSC|WISDOMTREE EUROPE HG|FLTU|FLOW TRADERS US LLC|6200
EUSC|WISDOMTREE EUROPE HG|FTBR|Foliofn Investments, Inc.|254
EUSC|WISDOMTREE EUROPE HG|GLIS|TD Securities Inc|140
EUSC|WISDOMTREE EUROPE HG|GSLT|GOLDMAN SACHS & CO. LLC|270
EUSC|WISDOMTREE EUROPE HG|HRBF|American Enterprise Investment Services Inc.|22
EUSC|WISDOMTREE EUROPE HG|IATS|INTERACTIVE BROKERS LLC|252
EUSC|WISDOMTREE EUROPE HG|IBKR|Interactive Brokers Llc|1847
EUSC|WISDOMTREE EUROPE HG|ICBX|INSTINET, LLC|5624
EUSC|WISDOMTREE EUROPE HG|INCA|INSTINET, LLC|1800
EUSC|WISDOMTREE EUROPE HG|ITGP|ITG INC.|2600
EUSC|WISDOMTREE EUROPE HG|JANY|Janney Montgomery Scott Inc.|13693
EUSC|WISDOMTREE EUROPE HG|JMPT|JUMP TRADING, LLC|208
EUSC|WISDOMTREE EUROPE HG|JSEB|JANE STREET EXECUTION SERVICES, LLC|160677
EUSC|WISDOMTREE EUROPE HG|JSJX|JANE STREET CAPITAL LLC|19665
EUSC|WISDOMTREE EUROPE HG|KCGM|VIRTU Americas LLC|3378
EUSC|WISDOMTREE EUROPE HG|LEHM|Barclays Capital Inc./Le|7600
EUSC|WISDOMTREE EUROPE HG|LIME|Lime Brokerage LLC|2389
EUSC|WISDOMTREE EUROPE HG|LSCI|Lek Securities Corporation|12
EUSC|WISDOMTREE EUROPE HG|MKMP|MKM Partners LLC|8000
EUSC|WISDOMTREE EUROPE HG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
EUSC|WISDOMTREE EUROPE HG|MSCO|MORGAN STANLEY & CO. LLC|50936
EUSC|WISDOMTREE EUROPE HG|MSPL|MORGAN STANLEY & CO. LLC|5800
EUSC|WISDOMTREE EUROPE HG|NFSC|National Financial Services LLC|11849
EUSC|WISDOMTREE EUROPE HG|NITE|VIRTU Americas LLC|24390
EUSC|WISDOMTREE EUROPE HG|PWJC|UBS Financial Services, Inc.|1970
EUSC|WISDOMTREE EUROPE HG|UBSA|UBS SECURITIES LLC|5048
EUSC|WISDOMTREE EUROPE HG|UBSS|UBS Securities LLC|11333
EUSC|WISDOMTREE EUROPE HG|VGRD|Vanguard Marketing Corporation|1103
EUSC|WISDOMTREE EUROPE HG|WCHV|WELLS FARGO SECURITIES, LLC|1000
EUSC|WISDOMTREE EUROPE HG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2550
EUXL|DIREXION DAILY EURO|BATM|CBOE TRADING, INC.|900
EUXL|DIREXION DAILY EURO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1560
EUXL|DIREXION DAILY EURO|DBAX|Deutsche Bank Securities Inc.|200
EUXL|DIREXION DAILY EURO|EBXL|EBX LLC|500
EUXL|DIREXION DAILY EURO|ETRS|E*Trade Securities LLC|2016
EUXL|DIREXION DAILY EURO|IATS|INTERACTIVE BROKERS LLC|100
EUXL|DIREXION DAILY EURO|IBKR|Interactive Brokers Llc|400
EUXL|DIREXION DAILY EURO|ICBX|INSTINET, LLC|500
EUXL|DIREXION DAILY EURO|INCA|INSTINET, LLC|2
EUXL|DIREXION DAILY EURO|JPMX|J.P. Morgan Securities LLC|200
EUXL|DIREXION DAILY EURO|JSJX|JANE STREET CAPITAL LLC|3073
EUXL|DIREXION DAILY EURO|LEHM|Barclays Capital Inc./Le|600
EUXL|DIREXION DAILY EURO|LIME|Lime Brokerage LLC|102
EUXL|DIREXION DAILY EURO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
EUXL|DIREXION DAILY EURO|NFSC|National Financial Services LLC|6494
EUXL|DIREXION DAILY EURO|NITE|VIRTU Americas LLC|2476
EUXL|DIREXION DAILY EURO|SGMT|GOLDMAN SACHS & CO. LLC|338
EUXL|DIREXION DAILY EURO|SWIM|TD Ameritrade, Inc.|180
EUXL|DIREXION DAILY EURO|UBSA|UBS SECURITIES LLC|1057
EUXL|DIREXION DAILY EURO|UBSS|UBS Securities LLC|855
EUXL|DIREXION DAILY EURO|VGRD|Vanguard Marketing Corporation|228
EV|EATON VANCE CP|ALTX|Alternet Securities Inc.|1700
EV|EATON VANCE CP|ANOS|ABEL/NOSER, L.L.C.|40
EV|EATON VANCE CP|APCC|Apex Clearing Corporation|43
EV|EATON VANCE CP|BAQP|BURKE & QUICK PARTNERS LLC|6497
EV|EATON VANCE CP|BARD|Robert W. Baird & Co. Incorporated|3156
EV|EATON VANCE CP|BATM|CBOE TRADING, INC.|6154
EV|EATON VANCE CP|BAYC|BAY CREST PARTNERS, LLC|1633
EV|EATON VANCE CP|BBNT|BB&T SECURITIES, LLC|487
EV|EATON VANCE CP|BERN|Sanford C. Bernstein & Co., LLC|40773
EV|EATON VANCE CP|BIDS|BIDS TRADING L.P.|200
EV|EATON VANCE CP|BKCM|BNY Mellon Capital Markets LLC|13307
EV|EATON VANCE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1245
EV|EATON VANCE CP|BNPX|BNP PARIBAS SECURITIES CORP.|4278
EV|EATON VANCE CP|BRVL|BLAYLOCK VAN, LLC|500
EV|EATON VANCE CP|BTIG|BTIG, LLC|15553
EV|EATON VANCE CP|BYXM|CBOE TRADING, INC.|108
EV|EATON VANCE CP|BZYD|GOLDMAN SACHS & CO. LLC|400
EV|EATON VANCE CP|CABR|Cabrera Capital Markets, Inc.|25
EV|EATON VANCE CP|CANT|Cantor Fitzgerald & Co.|29
EV|EATON VANCE CP|CHAS|Charles Schwab & Co., Inc.|303
EV|EATON VANCE CP|CIST|Capital Institutional Services, Inc.|3931
EV|EATON VANCE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25193
EV|EATON VANCE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1602
EV|EATON VANCE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|160462
EV|EATON VANCE CP|CTDL|Citadel Derivatives Group Llc|5903
EV|EATON VANCE CP|CTLR|CUTLER GROUP, LP|6543
EV|EATON VANCE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5846
EV|EATON VANCE CP|DAVA|Davenport & Company LLC|173
EV|EATON VANCE CP|DBAB|Deutsche Bank Securities Inc.|273608
EV|EATON VANCE CP|DBAX|Deutsche Bank Securities Inc.|73900
EV|EATON VANCE CP|DEAN|MORGAN STANLEY|5157
EV|EATON VANCE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
EV|EATON VANCE CP|EBXL|EBX LLC|65600
EV|EATON VANCE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|898
EV|EATON VANCE CP|EDJO|Edward D. Jones & Co., L.P.|746
EV|EATON VANCE CP|EGAM|CBOE TRADING, INC.|4772
EV|EATON VANCE CP|EGAW|CBOE TRADING, INC.|124
EV|EATON VANCE CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
EV|EATON VANCE CP|EGXM|CBOE TRADING, INC.|738
EV|EATON VANCE CP|ETBE|Electronic Transaction Clearing, Inc.|6329
EV|EATON VANCE CP|ETCC|Electronic Transaction Clearing, Inc.|390
EV|EATON VANCE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7942
EV|EATON VANCE CP|ETRS|E*Trade Securities LLC|740
EV|EATON VANCE CP|FBSB|U.S. Bancorp Investments, Inc.|66
EV|EATON VANCE CP|FILL|Tradestation Securities, Inc.|100
EV|EATON VANCE CP|FINX|FINTECH SECURITIES|200
EV|EATON VANCE CP|FMAF|NBCN Inc./ CDS|295
EV|EATON VANCE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11619
EV|EATON VANCE CP|FQLS|Quantlab Securities LP|241261
EV|EATON VANCE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92963
EV|EATON VANCE CP|FTBR|Foliofn Investments, Inc.|523
EV|EATON VANCE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|734
EV|EATON VANCE CP|GLPX|ACS EXECUTION SERVICES, LLC|10444
EV|EATON VANCE CP|GSCO|GOLDMAN SACHS & CO. LLC|1270727
EV|EATON VANCE CP|GSLT|GOLDMAN SACHS & CO. LLC|5102
EV|EATON VANCE CP|GTSZ|GTS SECURITIES LLC|140693
EV|EATON VANCE CP|HRBF|American Enterprise Investment Services Inc.|2021
EV|EATON VANCE CP|IATS|INTERACTIVE BROKERS LLC|1040
EV|EATON VANCE CP|IBKR|Interactive Brokers Llc|2398
EV|EATON VANCE CP|ICBX|INSTINET, LLC|26472
EV|EATON VANCE CP|IEQY|CITADEL SECURITIES LLC|56229
EV|EATON VANCE CP|INCA|INSTINET, LLC|223773
EV|EATON VANCE CP|INJX|INSTINET, LLC|4096
EV|EATON VANCE CP|ITGI|ITG Inc.|26977
EV|EATON VANCE CP|ITGP|ITG INC.|15600
EV|EATON VANCE CP|JANY|Janney Montgomery Scott Inc.|439
EV|EATON VANCE CP|JEFF|JEFFERIES LLC|62656
EV|EATON VANCE CP|JMPT|JUMP TRADING, LLC|35034
EV|EATON VANCE CP|JONE|JonesTrading|4115
EV|EATON VANCE CP|JPBX|J.P. MORGAN SECURITIES LLC|22797
EV|EATON VANCE CP|JPMX|J.P. Morgan Securities LLC|174072
EV|EATON VANCE CP|JSJX|JANE STREET CAPITAL LLC|3900
EV|EATON VANCE CP|KBWI|Keefe, Bruyette & Woods, Inc.|174585
EV|EATON VANCE CP|KCGM|VIRTU Americas LLC|14037
EV|EATON VANCE CP|LEHM|Barclays Capital Inc./Le|250258
EV|EATON VANCE CP|LIME|Lime Brokerage LLC|13141
EV|EATON VANCE CP|LQNB|LIQUIDNET, INC.|222
EV|EATON VANCE CP|LSCI|Lek Securities Corporation|3
EV|EATON VANCE CP|MACQ|Macquarie Capital (USA) Inc.|300
EV|EATON VANCE CP|MAXM|Maxim Group LLC|1334
EV|EATON VANCE CP|MCBT|Moors & Cabot, Inc.|135
EV|EATON VANCE CP|MCMF|Raymond James Ltd. Cds|102
EV|EATON VANCE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30740
EV|EATON VANCE CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
EV|EATON VANCE CP|MOTF|MOTIF INVESTING, INC.|2
EV|EATON VANCE CP|MSCO|MORGAN STANLEY & CO. LLC|681432
EV|EATON VANCE CP|MSPL|MORGAN STANLEY & CO. LLC|117300
EV|EATON VANCE CP|MSTX|MORGAN STANLEY & CO. LLC|42200
EV|EATON VANCE CP|NFSC|National Financial Services LLC|26826
EV|EATON VANCE CP|NITE|VIRTU Americas LLC|139067
EV|EATON VANCE CP|NITP|VIRTU Americas LLC|200
EV|EATON VANCE CP|NQRB|Brut, LLC|3323
EV|EATON VANCE CP|NTBF|BMO Nesbitt Burns Inc./CDS|139
EV|EATON VANCE CP|NTRC|Northern Trust Securities, Inc.|5703
EV|EATON VANCE CP|OPCO|Oppenheimer & Co. Inc.|595
EV|EATON VANCE CP|PDQM|CODA MARKETS, INC.|28490
EV|EATON VANCE CP|PIPR|Piper Jaffray & Co.|1296
EV|EATON VANCE CP|PWJC|UBS Financial Services, Inc.|452
EV|EATON VANCE CP|RBCM|RBC CAPITAL MARKETS, LLC|4657
EV|EATON VANCE CP|SAGL|SAGETRADER, LLC|3947
EV|EATON VANCE CP|SALI|INTL FCSTONE FINANCIAL INC.|3
EV|EATON VANCE CP|SBSH|Citigroup Global Markets Inc.|49218
EV|EATON VANCE CP|SEIC|SEI Investments Distribution Co.|100
EV|EATON VANCE CP|SGMT|GOLDMAN SACHS & CO. LLC|24506
EV|EATON VANCE CP|SPDR|SPEEDROUTE LLC|13000
EV|EATON VANCE CP|SPHN|Stephens Inc.|645
EV|EATON VANCE CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|16214
EV|EATON VANCE CP|STFL|Stifel, Nicolaus & Company, Incorporated|1710
EV|EATON VANCE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5127
EV|EATON VANCE CP|SWIM|TD Ameritrade, Inc.|951
EV|EATON VANCE CP|SWST|Hilltop Securities Inc.|20
EV|EATON VANCE CP|TKNG|ALLY INVEST SECURITIES LLC|1400
EV|EATON VANCE CP|TRBT|Tradebot Systems, Inc.|110773
EV|EATON VANCE CP|TRCM|TRC MARKETS LLC|57331
EV|EATON VANCE CP|UBSA|UBS SECURITIES LLC|171147
EV|EATON VANCE CP|UBSS|UBS Securities LLC|435659
EV|EATON VANCE CP|VALX|VIRTU AMERICAS LLC|12827
EV|EATON VANCE CP|VGRD|Vanguard Marketing Corporation|2094
EV|EATON VANCE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2150
EV|EATON VANCE CP|WCHV|WELLS FARGO SECURITIES, LLC|114814
EV|EATON VANCE CP|WEDB|WEDBUSH SECURITIES INC.|906
EV|EATON VANCE CP|WEED|Weeden & Co.L.P.|200
EV|EATON VANCE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
EV|EATON VANCE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2118
EV|EATON VANCE CP|WFPB|Wells Fargo Securities, LLC.|1300
EV|EATON VANCE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|267
EV|EATON VANCE CP|WSEA|WOLVERINE SECURITIES, LLC|3534
EV|EATON VANCE CP|XIST|INSTINET, LLC|89800
EV|EATON VANCE CP|XPQR|Jump Trading|1897
EV|EATON VANCE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2704
EV|EATON VANCE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
EV|EATON VANCE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1251
EVA|ENVIVA PARTNERS, LP|APCC|Apex Clearing Corporation|20
EVA|ENVIVA PARTNERS, LP|BARD|Robert W. Baird & Co. Incorporated|43
EVA|ENVIVA PARTNERS, LP|BERN|Sanford C. Bernstein & Co., LLC|50
EVA|ENVIVA PARTNERS, LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67
EVA|ENVIVA PARTNERS, LP|BZYD|GOLDMAN SACHS & CO. LLC|1605
EVA|ENVIVA PARTNERS, LP|CANT|Cantor Fitzgerald & Co.|200
EVA|ENVIVA PARTNERS, LP|CHAS|Charles Schwab & Co., Inc.|23
EVA|ENVIVA PARTNERS, LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1427
EVA|ENVIVA PARTNERS, LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
EVA|ENVIVA PARTNERS, LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|806
EVA|ENVIVA PARTNERS, LP|DBAB|Deutsche Bank Securities Inc.|2956
EVA|ENVIVA PARTNERS, LP|DBAX|Deutsche Bank Securities Inc.|8200
EVA|ENVIVA PARTNERS, LP|DEAN|MORGAN STANLEY|1450
EVA|ENVIVA PARTNERS, LP|DEGS|RONIN PROFESSIONAL LLC|1038
EVA|ENVIVA PARTNERS, LP|EBXL|EBX LLC|4100
EVA|ENVIVA PARTNERS, LP|EDJO|Edward D. Jones & Co., L.P.|111
EVA|ENVIVA PARTNERS, LP|EGAM|CBOE TRADING, INC.|260
EVA|ENVIVA PARTNERS, LP|EGXM|CBOE TRADING, INC.|100
EVA|ENVIVA PARTNERS, LP|ETRS|E*Trade Securities LLC|18799
EVA|ENVIVA PARTNERS, LP|FILL|Tradestation Securities, Inc.|99
EVA|ENVIVA PARTNERS, LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
EVA|ENVIVA PARTNERS, LP|FTBR|Foliofn Investments, Inc.|208
EVA|ENVIVA PARTNERS, LP|GLIS|TD Securities Inc|88
EVA|ENVIVA PARTNERS, LP|GSCO|GOLDMAN SACHS & CO. LLC|2300
EVA|ENVIVA PARTNERS, LP|GSLT|GOLDMAN SACHS & CO. LLC|290
EVA|ENVIVA PARTNERS, LP|GTSZ|GTS SECURITIES LLC|803
EVA|ENVIVA PARTNERS, LP|HRBF|American Enterprise Investment Services Inc.|1377
EVA|ENVIVA PARTNERS, LP|IBKR|Interactive Brokers Llc|768
EVA|ENVIVA PARTNERS, LP|ICBX|INSTINET, LLC|1400
EVA|ENVIVA PARTNERS, LP|INCA|INSTINET, LLC|2217
EVA|ENVIVA PARTNERS, LP|INJX|INSTINET, LLC|510
EVA|ENVIVA PARTNERS, LP|ITGI|ITG Inc.|100
EVA|ENVIVA PARTNERS, LP|JANY|Janney Montgomery Scott Inc.|26
EVA|ENVIVA PARTNERS, LP|JEFF|JEFFERIES LLC|3850
EVA|ENVIVA PARTNERS, LP|JPMX|J.P. Morgan Securities LLC|2604
EVA|ENVIVA PARTNERS, LP|KCGM|VIRTU Americas LLC|1725
EVA|ENVIVA PARTNERS, LP|LEHM|Barclays Capital Inc./Le|1600
EVA|ENVIVA PARTNERS, LP|LIME|Lime Brokerage LLC|15828
EVA|ENVIVA PARTNERS, LP|LQNA|LIQUIDNET, INC.|7800
EVA|ENVIVA PARTNERS, LP|LSCI|Lek Securities Corporation|329
EVA|ENVIVA PARTNERS, LP|MAXM|Maxim Group LLC|400
EVA|ENVIVA PARTNERS, LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
EVA|ENVIVA PARTNERS, LP|MSCO|MORGAN STANLEY & CO. LLC|26475
EVA|ENVIVA PARTNERS, LP|MSPL|MORGAN STANLEY & CO. LLC|300
EVA|ENVIVA PARTNERS, LP|NFSC|National Financial Services LLC|64902
EVA|ENVIVA PARTNERS, LP|NITE|VIRTU Americas LLC|78465
EVA|ENVIVA PARTNERS, LP|NORT|Northland Securities, Inc.|300
EVA|ENVIVA PARTNERS, LP|NTRC|Northern Trust Securities, Inc.|290
EVA|ENVIVA PARTNERS, LP|OPCO|Oppenheimer & Co. Inc.|1300
EVA|ENVIVA PARTNERS, LP|PDQM|CODA MARKETS, INC.|1640
EVA|ENVIVA PARTNERS, LP|PIPR|Piper Jaffray & Co.|4900
EVA|ENVIVA PARTNERS, LP|PWJC|UBS Financial Services, Inc.|1200
EVA|ENVIVA PARTNERS, LP|RBCM|RBC CAPITAL MARKETS, LLC|2931
EVA|ENVIVA PARTNERS, LP|RGLD|Regal Securities, Inc|100
EVA|ENVIVA PARTNERS, LP|SBSH|Citigroup Global Markets Inc.|500
EVA|ENVIVA PARTNERS, LP|SGMT|GOLDMAN SACHS & CO. LLC|550
EVA|ENVIVA PARTNERS, LP|SPDR|SPEEDROUTE LLC|5200
EVA|ENVIVA PARTNERS, LP|SWIM|TD Ameritrade, Inc.|15754
EVA|ENVIVA PARTNERS, LP|TKNG|ALLY INVEST SECURITIES LLC|294
EVA|ENVIVA PARTNERS, LP|TRBT|Tradebot Systems, Inc.|1288
EVA|ENVIVA PARTNERS, LP|TRCM|TRC MARKETS LLC|200
EVA|ENVIVA PARTNERS, LP|UBSA|UBS SECURITIES LLC|9898
EVA|ENVIVA PARTNERS, LP|UBSS|UBS Securities LLC|18370
EVA|ENVIVA PARTNERS, LP|VGRD|Vanguard Marketing Corporation|3001
EVA|ENVIVA PARTNERS, LP|WCHV|WELLS FARGO SECURITIES, LLC|22373
EVA|ENVIVA PARTNERS, LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2183
EVA|ENVIVA PARTNERS, LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|96
EVA|ENVIVA PARTNERS, LP|WSEA|WOLVERINE SECURITIES, LLC|779
EVA|ENVIVA PARTNERS, LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3004
EVA|ENVIVA PARTNERS, LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3740
EVBG|EVERBRIDGE INC CM|ALLN|Allen & Company LLC|2500
EVBG|EVERBRIDGE INC CM|ALTX|Alternet Securities Inc.|7964
EVBG|EVERBRIDGE INC CM|APCC|Apex Clearing Corporation|1404
EVBG|EVERBRIDGE INC CM|BARD|Robert W. Baird & Co. Incorporated|31
EVBG|EVERBRIDGE INC CM|BATM|CBOE TRADING, INC.|4171
EVBG|EVERBRIDGE INC CM|BBNT|BB&T SECURITIES, LLC|401
EVBG|EVERBRIDGE INC CM|BERN|Sanford C. Bernstein & Co., LLC|10619
EVBG|EVERBRIDGE INC CM|BIAD|SAGETRADER, LLC|1
EVBG|EVERBRIDGE INC CM|BIDS|BIDS TRADING L.P.|9000
EVBG|EVERBRIDGE INC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3054
EVBG|EVERBRIDGE INC CM|BLKX|INSTINET, LLC|226600
EVBG|EVERBRIDGE INC CM|BMOC|BMO Capital Markets Corp.|3425
EVBG|EVERBRIDGE INC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1778
EVBG|EVERBRIDGE INC CM|BTIG|BTIG, LLC|11856
EVBG|EVERBRIDGE INC CM|BYXM|CBOE TRADING, INC.|1363
EVBG|EVERBRIDGE INC CM|BZYD|GOLDMAN SACHS & CO. LLC|1401
EVBG|EVERBRIDGE INC CM|CANT|Cantor Fitzgerald & Co.|560
EVBG|EVERBRIDGE INC CM|CHAS|Charles Schwab & Co., Inc.|137
EVBG|EVERBRIDGE INC CM|CICF|Canaccord Genuity Corp.|130
EVBG|EVERBRIDGE INC CM|CIST|Capital Institutional Services, Inc.|2527
EVBG|EVERBRIDGE INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|469561
EVBG|EVERBRIDGE INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2422
EVBG|EVERBRIDGE INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|275842
EVBG|EVERBRIDGE INC CM|CTDL|Citadel Derivatives Group Llc|17542
EVBG|EVERBRIDGE INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|17486
EVBG|EVERBRIDGE INC CM|DADA|D.A. Davidson & Co.|24
EVBG|EVERBRIDGE INC CM|DBAB|Deutsche Bank Securities Inc.|402670
EVBG|EVERBRIDGE INC CM|DBAX|Deutsche Bank Securities Inc.|230300
EVBG|EVERBRIDGE INC CM|DBUL|Deutsche Bank Securities Inc.|900
EVBG|EVERBRIDGE INC CM|DEAN|MORGAN STANLEY|148
EVBG|EVERBRIDGE INC CM|DEGS|RONIN PROFESSIONAL LLC|4411
EVBG|EVERBRIDGE INC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5910
EVBG|EVERBRIDGE INC CM|EBXL|EBX LLC|125500
EVBG|EVERBRIDGE INC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8272
EVBG|EVERBRIDGE INC CM|EDJO|Edward D. Jones & Co., L.P.|1356
EVBG|EVERBRIDGE INC CM|EGAM|CBOE TRADING, INC.|5376
EVBG|EVERBRIDGE INC CM|EGAW|CBOE TRADING, INC.|228
EVBG|EVERBRIDGE INC CM|EGMT|EG MARKET TECHNOLOGIES LLC|800
EVBG|EVERBRIDGE INC CM|EGXM|CBOE TRADING, INC.|1979
EVBG|EVERBRIDGE INC CM|ESPO|ESPOSITO SECURITIES, LLC|27186
EVBG|EVERBRIDGE INC CM|ETBE|Electronic Transaction Clearing, Inc.|15092
EVBG|EVERBRIDGE INC CM|ETCB|ETC BROKERAGE SERVICES, LLC|5300
EVBG|EVERBRIDGE INC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51160
EVBG|EVERBRIDGE INC CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
EVBG|EVERBRIDGE INC CM|ETRS|E*Trade Securities LLC|42803
EVBG|EVERBRIDGE INC CM|FBCO|Credit Suisse Securities (USA) LLC|534718
EVBG|EVERBRIDGE INC CM|FBSB|U.S. Bancorp Investments, Inc.|54
EVBG|EVERBRIDGE INC CM|FILL|Tradestation Securities, Inc.|1733
EVBG|EVERBRIDGE INC CM|FMAF|NBCN Inc./ CDS|20
EVBG|EVERBRIDGE INC CM|FOMA|TD AMERITRADE CLEARING, INC.|52610
EVBG|EVERBRIDGE INC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|506
EVBG|EVERBRIDGE INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76154
EVBG|EVERBRIDGE INC CM|FTBR|Foliofn Investments, Inc.|981
EVBG|EVERBRIDGE INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|13474
EVBG|EVERBRIDGE INC CM|GLPX|ACS EXECUTION SERVICES, LLC|11175
EVBG|EVERBRIDGE INC CM|GSCO|GOLDMAN SACHS & CO. LLC|813803
EVBG|EVERBRIDGE INC CM|GSCS|GOLDMAN SACHS & CO. LLC|26292
EVBG|EVERBRIDGE INC CM|GSLT|GOLDMAN SACHS & CO. LLC|946
EVBG|EVERBRIDGE INC CM|GTSZ|GTS SECURITIES LLC|41154
EVBG|EVERBRIDGE INC CM|HRBF|American Enterprise Investment Services Inc.|122
EVBG|EVERBRIDGE INC CM|HSBC|HSBC Securities, Inc.|222
EVBG|EVERBRIDGE INC CM|IATS|INTERACTIVE BROKERS LLC|4182
EVBG|EVERBRIDGE INC CM|IBKR|Interactive Brokers Llc|63203
EVBG|EVERBRIDGE INC CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|208
EVBG|EVERBRIDGE INC CM|ICBX|INSTINET, LLC|22701
EVBG|EVERBRIDGE INC CM|IEQY|CITADEL SECURITIES LLC|48118
EVBG|EVERBRIDGE INC CM|INCA|INSTINET, LLC|201039
EVBG|EVERBRIDGE INC CM|INJX|INSTINET, LLC|22476
EVBG|EVERBRIDGE INC CM|ITGI|ITG Inc.|86679
EVBG|EVERBRIDGE INC CM|ITGP|ITG INC.|133600
EVBG|EVERBRIDGE INC CM|JEFF|JEFFERIES LLC|87054
EVBG|EVERBRIDGE INC CM|JMPT|JUMP TRADING, LLC|41081
EVBG|EVERBRIDGE INC CM|JPBX|J.P. MORGAN SECURITIES LLC|14418
EVBG|EVERBRIDGE INC CM|JPMX|J.P. Morgan Securities LLC|294914
EVBG|EVERBRIDGE INC CM|JSJX|JANE STREET CAPITAL LLC|22871
EVBG|EVERBRIDGE INC CM|KCGM|VIRTU Americas LLC|22956
EVBG|EVERBRIDGE INC CM|KEYB|KEYBANC CAPITAL MARKETS INC.|241199
EVBG|EVERBRIDGE INC CM|KING|C. L. King & Associates, Inc.|916
EVBG|EVERBRIDGE INC CM|LEHM|Barclays Capital Inc./Le|460810
EVBG|EVERBRIDGE INC CM|LIME|Lime Brokerage LLC|113782
EVBG|EVERBRIDGE INC CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|20174
EVBG|EVERBRIDGE INC CM|LQNA|LIQUIDNET, INC.|70200
EVBG|EVERBRIDGE INC CM|LSCI|Lek Securities Corporation|62
EVBG|EVERBRIDGE INC CM|MAXM|Maxim Group LLC|2487
EVBG|EVERBRIDGE INC CM|MBTS|ALLY INVEST SECURITIES LLC|355
EVBG|EVERBRIDGE INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98346
EVBG|EVERBRIDGE INC CM|MOTF|MOTIF INVESTING, INC.|22
EVBG|EVERBRIDGE INC CM|MSCO|MORGAN STANLEY & CO. LLC|1108504
EVBG|EVERBRIDGE INC CM|MSPL|MORGAN STANLEY & CO. LLC|173100
EVBG|EVERBRIDGE INC CM|MSTX|MORGAN STANLEY & CO. LLC|34500
EVBG|EVERBRIDGE INC CM|NEED|Needham & Company, LLC|46157
EVBG|EVERBRIDGE INC CM|NFSC|National Financial Services LLC|261452
EVBG|EVERBRIDGE INC CM|NITE|VIRTU Americas LLC|214283
EVBG|EVERBRIDGE INC CM|NITP|VIRTU Americas LLC|1600
EVBG|EVERBRIDGE INC CM|NQRB|Brut, LLC|8847
EVBG|EVERBRIDGE INC CM|OPCO|Oppenheimer & Co. Inc.|2248
EVBG|EVERBRIDGE INC CM|PDQM|CODA MARKETS, INC.|23515
EVBG|EVERBRIDGE INC CM|RAJA|Raymond James & Associates, Inc.|203865
EVBG|EVERBRIDGE INC CM|RBCM|RBC CAPITAL MARKETS, LLC|1106
EVBG|EVERBRIDGE INC CM|RHCO|Suntrust Robinson Humphrey, Inc.|28896
EVBG|EVERBRIDGE INC CM|SAGL|SAGETRADER, LLC|2251
EVBG|EVERBRIDGE INC CM|SAGW|SAGETRADER, LLC|1100
EVBG|EVERBRIDGE INC CM|SBSH|Citigroup Global Markets Inc.|112218
EVBG|EVERBRIDGE INC CM|SEIC|SEI Investments Distribution Co.|100
EVBG|EVERBRIDGE INC CM|SGMT|GOLDMAN SACHS & CO. LLC|131157
EVBG|EVERBRIDGE INC CM|SPDR|SPEEDROUTE LLC|1400
EVBG|EVERBRIDGE INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|158975
EVBG|EVERBRIDGE INC CM|SWIM|TD Ameritrade, Inc.|19593
EVBG|EVERBRIDGE INC CM|SWST|Hilltop Securities Inc.|3096
EVBG|EVERBRIDGE INC CM|TKNG|ALLY INVEST SECURITIES LLC|125
EVBG|EVERBRIDGE INC CM|TONC|CUTTONE & CO., LLC|1590
EVBG|EVERBRIDGE INC CM|TRBT|Tradebot Systems, Inc.|129965
EVBG|EVERBRIDGE INC CM|TRCM|TRC MARKETS LLC|146114
EVBG|EVERBRIDGE INC CM|UBSA|UBS SECURITIES LLC|420470
EVBG|EVERBRIDGE INC CM|UBSS|UBS Securities LLC|992805
EVBG|EVERBRIDGE INC CM|VALX|VIRTU AMERICAS LLC|11120
EVBG|EVERBRIDGE INC CM|VGRD|Vanguard Marketing Corporation|10684
EVBG|EVERBRIDGE INC CM|VSIN|Vision Financial Markets Llc|15
EVBG|EVERBRIDGE INC CM|WABR|Wall Street Access|7763
EVBG|EVERBRIDGE INC CM|WBLR|WILLIAM BLAIR|2235
EVBG|EVERBRIDGE INC CM|WCHV|WELLS FARGO SECURITIES, LLC|62181
EVBG|EVERBRIDGE INC CM|WEDB|WEDBUSH SECURITIES INC.|60
EVBG|EVERBRIDGE INC CM|WEED|Weeden & Co.L.P.|25800
EVBG|EVERBRIDGE INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5868
EVBG|EVERBRIDGE INC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13657
EVBG|EVERBRIDGE INC CM|WGIF|CIBC World Markets Inc.|30
EVBG|EVERBRIDGE INC CM|WSEA|WOLVERINE SECURITIES, LLC|3559
EVBG|EVERBRIDGE INC CM|XIST|INSTINET, LLC|29600
EVBG|EVERBRIDGE INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|17460
EVBG|EVERBRIDGE INC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|977
EVBG|EVERBRIDGE INC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|538
EVBN|EVANS BANCORP INC|ALTX|Alternet Securities Inc.|100
EVBN|EVANS BANCORP INC|APCC|Apex Clearing Corporation|3
EVBN|EVANS BANCORP INC|BATM|CBOE TRADING, INC.|298
EVBN|EVANS BANCORP INC|BNKS|Fig Partners, LLC|85
EVBN|EVANS BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|1286
EVBN|EVANS BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
EVBN|EVANS BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6069
EVBN|EVANS BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5375
EVBN|EVANS BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4120
EVBN|EVANS BANCORP INC|CTDL|Citadel Derivatives Group Llc|28
EVBN|EVANS BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3174
EVBN|EVANS BANCORP INC|DBAB|Deutsche Bank Securities Inc.|245
EVBN|EVANS BANCORP INC|DBAX|Deutsche Bank Securities Inc.|2300
EVBN|EVANS BANCORP INC|EBXL|EBX LLC|2200
EVBN|EVANS BANCORP INC|EDJO|Edward D. Jones & Co., L.P.|430
EVBN|EVANS BANCORP INC|EGXM|CBOE TRADING, INC.|1
EVBN|EVANS BANCORP INC|ETCC|Electronic Transaction Clearing, Inc.|6687
EVBN|EVANS BANCORP INC|ETRS|E*Trade Securities LLC|12063
EVBN|EVANS BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|318
EVBN|EVANS BANCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|887
EVBN|EVANS BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|3238
EVBN|EVANS BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|100
EVBN|EVANS BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|456
EVBN|EVANS BANCORP INC|GTSZ|GTS SECURITIES LLC|1290
EVBN|EVANS BANCORP INC|HOVD|HOVDE GROUP, LLC|97
EVBN|EVANS BANCORP INC|IATS|INTERACTIVE BROKERS LLC|7911
EVBN|EVANS BANCORP INC|IBKR|Interactive Brokers Llc|8944
EVBN|EVANS BANCORP INC|ICBX|INSTINET, LLC|2800
EVBN|EVANS BANCORP INC|IEQY|CITADEL SECURITIES LLC|187
EVBN|EVANS BANCORP INC|INCA|INSTINET, LLC|7257
EVBN|EVANS BANCORP INC|INJX|INSTINET, LLC|514
EVBN|EVANS BANCORP INC|ITGI|ITG Inc.|1186
EVBN|EVANS BANCORP INC|ITGP|ITG INC.|2400
EVBN|EVANS BANCORP INC|JEFF|JEFFERIES LLC|277
EVBN|EVANS BANCORP INC|JPMX|J.P. Morgan Securities LLC|3164
EVBN|EVANS BANCORP INC|KCGM|VIRTU Americas LLC|1202
EVBN|EVANS BANCORP INC|LEHM|Barclays Capital Inc./Le|1676
EVBN|EVANS BANCORP INC|LIME|Lime Brokerage LLC|2412
EVBN|EVANS BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
EVBN|EVANS BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|10645
EVBN|EVANS BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|3300
EVBN|EVANS BANCORP INC|NFSC|National Financial Services LLC|3212
EVBN|EVANS BANCORP INC|NITE|VIRTU Americas LLC|16644
EVBN|EVANS BANCORP INC|PDQM|CODA MARKETS, INC.|5533
EVBN|EVANS BANCORP INC|SBSH|Citigroup Global Markets Inc.|1939
EVBN|EVANS BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|510
EVBN|EVANS BANCORP INC|SPDR|SPEEDROUTE LLC|700
EVBN|EVANS BANCORP INC|SWIM|TD Ameritrade, Inc.|6084
EVBN|EVANS BANCORP INC|TRCM|TRC MARKETS LLC|306
EVBN|EVANS BANCORP INC|UBSA|UBS SECURITIES LLC|7646
EVBN|EVANS BANCORP INC|UBSS|UBS Securities LLC|1547
EVBN|EVANS BANCORP INC|VALX|VIRTU AMERICAS LLC|1185
EVBN|EVANS BANCORP INC|WEED|Weeden & Co.L.P.|100
EVBN|EVANS BANCORP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22
EVBN|EVANS BANCORP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|22
EVBN|EVANS BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|565
EVC|ENTRAVISION COMM CP|ANOS|ABEL/NOSER, L.L.C.|16000
EVC|ENTRAVISION COMM CP|APCC|Apex Clearing Corporation|14
EVC|ENTRAVISION COMM CP|BANK|Primevest Financial Services, Inc.|9
EVC|ENTRAVISION COMM CP|BBNT|BB&T SECURITIES, LLC|2600
EVC|ENTRAVISION COMM CP|BERN|Sanford C. Bernstein & Co., LLC|700
EVC|ENTRAVISION COMM CP|BIDS|BIDS TRADING L.P.|22000
EVC|ENTRAVISION COMM CP|BIMI|Banca IMI Securities Corp.|3000
EVC|ENTRAVISION COMM CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|357
EVC|ENTRAVISION COMM CP|BLKX|INSTINET, LLC|167234
EVC|ENTRAVISION COMM CP|BNPX|BNP PARIBAS SECURITIES CORP.|8093
EVC|ENTRAVISION COMM CP|BTIG|BTIG, LLC|100
EVC|ENTRAVISION COMM CP|BZYD|GOLDMAN SACHS & CO. LLC|4300
EVC|ENTRAVISION COMM CP|CANT|Cantor Fitzgerald & Co.|1216
EVC|ENTRAVISION COMM CP|CHAS|Charles Schwab & Co., Inc.|3101
EVC|ENTRAVISION COMM CP|CIST|Capital Institutional Services, Inc.|4409
EVC|ENTRAVISION COMM CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10942
EVC|ENTRAVISION COMM CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14547
EVC|ENTRAVISION COMM CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
EVC|ENTRAVISION COMM CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|135569
EVC|ENTRAVISION COMM CP|CTDL|Citadel Derivatives Group Llc|1723
EVC|ENTRAVISION COMM CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12330
EVC|ENTRAVISION COMM CP|DBAB|Deutsche Bank Securities Inc.|7810
EVC|ENTRAVISION COMM CP|DBAX|Deutsche Bank Securities Inc.|59700
EVC|ENTRAVISION COMM CP|DEAN|MORGAN STANLEY|225
EVC|ENTRAVISION COMM CP|DEGS|RONIN PROFESSIONAL LLC|3146
EVC|ENTRAVISION COMM CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4600
EVC|ENTRAVISION COMM CP|EBXL|EBX LLC|49800
EVC|ENTRAVISION COMM CP|EDJO|Edward D. Jones & Co., L.P.|2350
EVC|ENTRAVISION COMM CP|EGAM|CBOE TRADING, INC.|5006
EVC|ENTRAVISION COMM CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|35
EVC|ENTRAVISION COMM CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2300
EVC|ENTRAVISION COMM CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
EVC|ENTRAVISION COMM CP|ETRS|E*Trade Securities LLC|47739
EVC|ENTRAVISION COMM CP|FBSB|U.S. Bancorp Investments, Inc.|250
EVC|ENTRAVISION COMM CP|FILL|Tradestation Securities, Inc.|3018
EVC|ENTRAVISION COMM CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1379
EVC|ENTRAVISION COMM CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9561
EVC|ENTRAVISION COMM CP|FTBR|Foliofn Investments, Inc.|4230
EVC|ENTRAVISION COMM CP|GLIS|TD Securities Inc|70
EVC|ENTRAVISION COMM CP|GLPX|ACS EXECUTION SERVICES, LLC|3100
EVC|ENTRAVISION COMM CP|GSCO|GOLDMAN SACHS & CO. LLC|122634
EVC|ENTRAVISION COMM CP|GSCS|GOLDMAN SACHS & CO. LLC|7200
EVC|ENTRAVISION COMM CP|GSLT|GOLDMAN SACHS & CO. LLC|2201
EVC|ENTRAVISION COMM CP|GTSZ|GTS SECURITIES LLC|10586
EVC|ENTRAVISION COMM CP|IBKR|Interactive Brokers Llc|13307
EVC|ENTRAVISION COMM CP|ICBX|INSTINET, LLC|36230
EVC|ENTRAVISION COMM CP|IEQY|CITADEL SECURITIES LLC|1381
EVC|ENTRAVISION COMM CP|INCA|INSTINET, LLC|25899
EVC|ENTRAVISION COMM CP|INJX|INSTINET, LLC|2336
EVC|ENTRAVISION COMM CP|ITGI|ITG Inc.|44773
EVC|ENTRAVISION COMM CP|ITGP|ITG INC.|50000
EVC|ENTRAVISION COMM CP|JEFF|JEFFERIES LLC|5456
EVC|ENTRAVISION COMM CP|JMPT|JUMP TRADING, LLC|130
EVC|ENTRAVISION COMM CP|JONE|JonesTrading|2725
EVC|ENTRAVISION COMM CP|JPMX|J.P. Morgan Securities LLC|116147
EVC|ENTRAVISION COMM CP|KCGM|VIRTU Americas LLC|34790
EVC|ENTRAVISION COMM CP|LEHM|Barclays Capital Inc./Le|306933
EVC|ENTRAVISION COMM CP|LIME|Lime Brokerage LLC|11421
EVC|ENTRAVISION COMM CP|LOOP|Loop Capital Markets LLC|4997
EVC|ENTRAVISION COMM CP|LQNA|LIQUIDNET, INC.|17800
EVC|ENTRAVISION COMM CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|131
EVC|ENTRAVISION COMM CP|MACQ|Macquarie Capital (USA) Inc.|8353
EVC|ENTRAVISION COMM CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|251333
EVC|ENTRAVISION COMM CP|MSCO|MORGAN STANLEY & CO. LLC|249563
EVC|ENTRAVISION COMM CP|MSPL|MORGAN STANLEY & CO. LLC|33400
EVC|ENTRAVISION COMM CP|MSTX|MORGAN STANLEY & CO. LLC|75800
EVC|ENTRAVISION COMM CP|NFSC|National Financial Services LLC|103314
EVC|ENTRAVISION COMM CP|NITE|VIRTU Americas LLC|172007
EVC|ENTRAVISION COMM CP|NITP|VIRTU Americas LLC|472
EVC|ENTRAVISION COMM CP|NQRB|Brut, LLC|200
EVC|ENTRAVISION COMM CP|NTBF|BMO Nesbitt Burns Inc./CDS|2972
EVC|ENTRAVISION COMM CP|OPCO|Oppenheimer & Co. Inc.|500
EVC|ENTRAVISION COMM CP|PDQM|CODA MARKETS, INC.|88077
EVC|ENTRAVISION COMM CP|PHLY|NASDAQ Execution Services, LLC|800
EVC|ENTRAVISION COMM CP|PWJC|UBS Financial Services, Inc.|1850
EVC|ENTRAVISION COMM CP|RBCM|RBC CAPITAL MARKETS, LLC|4399
EVC|ENTRAVISION COMM CP|SAGL|SAGETRADER, LLC|100
EVC|ENTRAVISION COMM CP|SBSH|Citigroup Global Markets Inc.|29257
EVC|ENTRAVISION COMM CP|SGMT|GOLDMAN SACHS & CO. LLC|76620
EVC|ENTRAVISION COMM CP|SPDR|SPEEDROUTE LLC|8389
EVC|ENTRAVISION COMM CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
EVC|ENTRAVISION COMM CP|STFL|Stifel, Nicolaus & Company, Incorporated|152
EVC|ENTRAVISION COMM CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|900
EVC|ENTRAVISION COMM CP|SWIM|TD Ameritrade, Inc.|34475
EVC|ENTRAVISION COMM CP|TKNG|ALLY INVEST SECURITIES LLC|6120
EVC|ENTRAVISION COMM CP|TRBT|Tradebot Systems, Inc.|1486
EVC|ENTRAVISION COMM CP|TRCM|TRC MARKETS LLC|3600
EVC|ENTRAVISION COMM CP|UBSA|UBS SECURITIES LLC|118817
EVC|ENTRAVISION COMM CP|UBSS|UBS Securities LLC|178901
EVC|ENTRAVISION COMM CP|VALX|VIRTU AMERICAS LLC|65239
EVC|ENTRAVISION COMM CP|VGRD|Vanguard Marketing Corporation|9060
EVC|ENTRAVISION COMM CP|WCHV|WELLS FARGO SECURITIES, LLC|15982
EVC|ENTRAVISION COMM CP|WDNX|WEEDEN & CO.L.P.|2000
EVC|ENTRAVISION COMM CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|478
EVC|ENTRAVISION COMM CP|WSEA|WOLVERINE SECURITIES, LLC|1977
EVC|ENTRAVISION COMM CP|XIST|INSTINET, LLC|181208
EVC|ENTRAVISION COMM CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|19000
EVC|ENTRAVISION COMM CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
EVER|EVERQUOTE CL A CMN|ADAM|CANACCORD GENUITY INC.|1042
EVER|EVERQUOTE CL A CMN|AGIS|Aegis Capital Corp.|200
EVER|EVERQUOTE CL A CMN|ALTX|Alternet Securities Inc.|18497
EVER|EVERQUOTE CL A CMN|APCC|Apex Clearing Corporation|3340
EVER|EVERQUOTE CL A CMN|BARD|Robert W. Baird & Co. Incorporated|250
EVER|EVERQUOTE CL A CMN|BATM|CBOE TRADING, INC.|200
EVER|EVERQUOTE CL A CMN|BBNT|BB&T SECURITIES, LLC|2100
EVER|EVERQUOTE CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|15917
EVER|EVERQUOTE CL A CMN|BMOC|BMO Capital Markets Corp.|20000
EVER|EVERQUOTE CL A CMN|BTIG|BTIG, LLC|500
EVER|EVERQUOTE CL A CMN|BYXM|CBOE TRADING, INC.|800
EVER|EVERQUOTE CL A CMN|CANT|Cantor Fitzgerald & Co.|51885
EVER|EVERQUOTE CL A CMN|CMPT|Compass Point Research & Trading, LLC|17500
EVER|EVERQUOTE CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|149370
EVER|EVERQUOTE CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39845
EVER|EVERQUOTE CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20550
EVER|EVERQUOTE CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45631
EVER|EVERQUOTE CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|22000
EVER|EVERQUOTE CL A CMN|DBAB|Deutsche Bank Securities Inc.|6037
EVER|EVERQUOTE CL A CMN|DBAX|Deutsche Bank Securities Inc.|83200
EVER|EVERQUOTE CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
EVER|EVERQUOTE CL A CMN|DOWL|Dowling & Partners Securities LLC|5200
EVER|EVERQUOTE CL A CMN|EBXL|EBX LLC|196700
EVER|EVERQUOTE CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|14063
EVER|EVERQUOTE CL A CMN|EGAM|CBOE TRADING, INC.|2800
EVER|EVERQUOTE CL A CMN|EGAW|CBOE TRADING, INC.|400
EVER|EVERQUOTE CL A CMN|EGXM|CBOE TRADING, INC.|1730
EVER|EVERQUOTE CL A CMN|EGXW|CBOE TRADING, INC.|125
EVER|EVERQUOTE CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|2039
EVER|EVERQUOTE CL A CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5190
EVER|EVERQUOTE CL A CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|154199
EVER|EVERQUOTE CL A CMN|ETRS|E*Trade Securities LLC|33947
EVER|EVERQUOTE CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|67784
EVER|EVERQUOTE CL A CMN|FILL|Tradestation Securities, Inc.|1781
EVER|EVERQUOTE CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|44078
EVER|EVERQUOTE CL A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11880
EVER|EVERQUOTE CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15463
EVER|EVERQUOTE CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|95301
EVER|EVERQUOTE CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|181140
EVER|EVERQUOTE CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|55386
EVER|EVERQUOTE CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|10847
EVER|EVERQUOTE CL A CMN|GTSZ|GTS SECURITIES LLC|11636
EVER|EVERQUOTE CL A CMN|IATS|INTERACTIVE BROKERS LLC|1750
EVER|EVERQUOTE CL A CMN|IBKR|Interactive Brokers Llc|81049
EVER|EVERQUOTE CL A CMN|ICBX|INSTINET, LLC|34025
EVER|EVERQUOTE CL A CMN|INCA|INSTINET, LLC|329957
EVER|EVERQUOTE CL A CMN|INJX|INSTINET, LLC|12964
EVER|EVERQUOTE CL A CMN|ITGI|ITG Inc.|53589
EVER|EVERQUOTE CL A CMN|ITGP|ITG INC.|66400
EVER|EVERQUOTE CL A CMN|JEFF|JEFFERIES LLC|23065
EVER|EVERQUOTE CL A CMN|JMPT|JUMP TRADING, LLC|6922
EVER|EVERQUOTE CL A CMN|JONE|JonesTrading|930
EVER|EVERQUOTE CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|48751
EVER|EVERQUOTE CL A CMN|JPMX|J.P. Morgan Securities LLC|674535
EVER|EVERQUOTE CL A CMN|JSSF|JMP Securities LLC|600
EVER|EVERQUOTE CL A CMN|KCGM|VIRTU Americas LLC|90783
EVER|EVERQUOTE CL A CMN|LEHM|Barclays Capital Inc./Le|117350
EVER|EVERQUOTE CL A CMN|LIME|Lime Brokerage LLC|19687
EVER|EVERQUOTE CL A CMN|LMGP|LIME BROKERAGE LLC|700
EVER|EVERQUOTE CL A CMN|LSCI|Lek Securities Corporation|13988
EVER|EVERQUOTE CL A CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|1050
EVER|EVERQUOTE CL A CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10964
EVER|EVERQUOTE CL A CMN|MAVB|Great Point Capital LLC|100
EVER|EVERQUOTE CL A CMN|MAXM|Maxim Group LLC|660
EVER|EVERQUOTE CL A CMN|MBTS|ALLY INVEST SECURITIES LLC|50
EVER|EVERQUOTE CL A CMN|MKMP|MKM Partners LLC|38265
EVER|EVERQUOTE CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15764
EVER|EVERQUOTE CL A CMN|MNDX|TJM Investments, LLC|1340
EVER|EVERQUOTE CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|339462
EVER|EVERQUOTE CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|9300
EVER|EVERQUOTE CL A CMN|NEED|Needham & Company, LLC|9000
EVER|EVERQUOTE CL A CMN|NFSC|National Financial Services LLC|29554
EVER|EVERQUOTE CL A CMN|NITE|VIRTU Americas LLC|218769
EVER|EVERQUOTE CL A CMN|NOBL|NOBLE CAPITAL MARKETS, INC.|5000
EVER|EVERQUOTE CL A CMN|NQRB|Brut, LLC|1458
EVER|EVERQUOTE CL A CMN|PDQM|CODA MARKETS, INC.|186773
EVER|EVERQUOTE CL A CMN|PIPR|Piper Jaffray & Co.|1200
EVER|EVERQUOTE CL A CMN|RAJA|Raymond James & Associates, Inc.|8112
EVER|EVERQUOTE CL A CMN|RHCO|Suntrust Robinson Humphrey, Inc.|5000
EVER|EVERQUOTE CL A CMN|SAGL|SAGETRADER, LLC|10296
EVER|EVERQUOTE CL A CMN|SBSH|Citigroup Global Markets Inc.|3216
EVER|EVERQUOTE CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|20691
EVER|EVERQUOTE CL A CMN|SPDR|SPEEDROUTE LLC|24154
EVER|EVERQUOTE CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|50238
EVER|EVERQUOTE CL A CMN|SWIM|TD Ameritrade, Inc.|16100
EVER|EVERQUOTE CL A CMN|TRBT|Tradebot Systems, Inc.|30720
EVER|EVERQUOTE CL A CMN|UBSA|UBS SECURITIES LLC|217775
EVER|EVERQUOTE CL A CMN|UBSS|UBS Securities LLC|178566
EVER|EVERQUOTE CL A CMN|VGRD|Vanguard Marketing Corporation|16516
EVER|EVERQUOTE CL A CMN|VNDS|VANDHAM SECURITIES CORP|7300
EVER|EVERQUOTE CL A CMN|WABR|Wall Street Access|200
EVER|EVERQUOTE CL A CMN|WBLR|WILLIAM BLAIR|1000
EVER|EVERQUOTE CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|20972
EVER|EVERQUOTE CL A CMN|WEED|Weeden & Co.L.P.|200
EVER|EVERQUOTE CL A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5966
EVER|EVERQUOTE CL A CMN|WGIF|CIBC World Markets Inc.|35
EVER|EVERQUOTE CL A CMN|WMLL|Watermill Institutional Trading LLC|2500
EVER|EVERQUOTE CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|3381
EVER|EVERQUOTE CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|24600
EVER|EVERQUOTE CL A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|12637
EVF|EATON VANCE INCM SBI|ALTX|Alternet Securities Inc.|1100
EVF|EATON VANCE INCM SBI|APCC|Apex Clearing Corporation|31
EVF|EATON VANCE INCM SBI|BARD|Robert W. Baird & Co. Incorporated|55612
EVF|EATON VANCE INCM SBI|BATM|CBOE TRADING, INC.|34
EVF|EATON VANCE INCM SBI|BERN|Sanford C. Bernstein & Co., LLC|1500
EVF|EATON VANCE INCM SBI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|774
EVF|EATON VANCE INCM SBI|BTIG|BTIG, LLC|900
EVF|EATON VANCE INCM SBI|CHAS|Charles Schwab & Co., Inc.|5
EVF|EATON VANCE INCM SBI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9727
EVF|EATON VANCE INCM SBI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
EVF|EATON VANCE INCM SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55094
EVF|EATON VANCE INCM SBI|CTDL|Citadel Derivatives Group Llc|40
EVF|EATON VANCE INCM SBI|CXCX|CITIGROUP GLOBAL MARKETS INC.|4034
EVF|EATON VANCE INCM SBI|DBAX|Deutsche Bank Securities Inc.|5800
EVF|EATON VANCE INCM SBI|DEAN|MORGAN STANLEY|3267
EVF|EATON VANCE INCM SBI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6321
EVF|EATON VANCE INCM SBI|EBXL|EBX LLC|13900
EVF|EATON VANCE INCM SBI|ECUT|CONVERGEX EXECUTION SOLUTIONS|12442
EVF|EATON VANCE INCM SBI|EDJO|Edward D. Jones & Co., L.P.|2156
EVF|EATON VANCE INCM SBI|EGAM|CBOE TRADING, INC.|1667
EVF|EATON VANCE INCM SBI|EGXM|CBOE TRADING, INC.|100
EVF|EATON VANCE INCM SBI|ESPO|ESPOSITO SECURITIES, LLC|33145
EVF|EATON VANCE INCM SBI|ETBE|Electronic Transaction Clearing, Inc.|100
EVF|EATON VANCE INCM SBI|ETRS|E*Trade Securities LLC|16884
EVF|EATON VANCE INCM SBI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20715
EVF|EATON VANCE INCM SBI|FTBR|Foliofn Investments, Inc.|114
EVF|EATON VANCE INCM SBI|GLPX|ACS EXECUTION SERVICES, LLC|2246
EVF|EATON VANCE INCM SBI|GSCO|GOLDMAN SACHS & CO. LLC|24118
EVF|EATON VANCE INCM SBI|GSLT|GOLDMAN SACHS & CO. LLC|200
EVF|EATON VANCE INCM SBI|GTSZ|GTS SECURITIES LLC|38
EVF|EATON VANCE INCM SBI|HRBF|American Enterprise Investment Services Inc.|19212
EVF|EATON VANCE INCM SBI|IATS|INTERACTIVE BROKERS LLC|7752
EVF|EATON VANCE INCM SBI|IBKR|Interactive Brokers Llc|15215
EVF|EATON VANCE INCM SBI|ICBX|INSTINET, LLC|5995
EVF|EATON VANCE INCM SBI|INCA|INSTINET, LLC|1300
EVF|EATON VANCE INCM SBI|INJX|INSTINET, LLC|138
EVF|EATON VANCE INCM SBI|ITGI|ITG Inc.|3800
EVF|EATON VANCE INCM SBI|ITGP|ITG INC.|1000
EVF|EATON VANCE INCM SBI|JANY|Janney Montgomery Scott Inc.|3
EVF|EATON VANCE INCM SBI|JEFF|JEFFERIES LLC|81257
EVF|EATON VANCE INCM SBI|JMPT|JUMP TRADING, LLC|365
EVF|EATON VANCE INCM SBI|JPMX|J.P. Morgan Securities LLC|14856
EVF|EATON VANCE INCM SBI|JSJX|JANE STREET CAPITAL LLC|800
EVF|EATON VANCE INCM SBI|KCGM|VIRTU Americas LLC|4237
EVF|EATON VANCE INCM SBI|LEHM|Barclays Capital Inc./Le|19800
EVF|EATON VANCE INCM SBI|LGNT|COR CLEARING LLC|11
EVF|EATON VANCE INCM SBI|LIME|Lime Brokerage LLC|640
EVF|EATON VANCE INCM SBI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3400
EVF|EATON VANCE INCM SBI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14422
EVF|EATON VANCE INCM SBI|MSCO|MORGAN STANLEY & CO. LLC|98292
EVF|EATON VANCE INCM SBI|NFSC|National Financial Services LLC|229235
EVF|EATON VANCE INCM SBI|NITE|VIRTU Americas LLC|234416
EVF|EATON VANCE INCM SBI|NQRB|Brut, LLC|1843
EVF|EATON VANCE INCM SBI|OPCO|Oppenheimer & Co. Inc.|35880
EVF|EATON VANCE INCM SBI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
EVF|EATON VANCE INCM SBI|PDQM|CODA MARKETS, INC.|6399
EVF|EATON VANCE INCM SBI|RBCM|RBC CAPITAL MARKETS, LLC|10115
EVF|EATON VANCE INCM SBI|SAGL|SAGETRADER, LLC|990
EVF|EATON VANCE INCM SBI|SBSH|Citigroup Global Markets Inc.|38587
EVF|EATON VANCE INCM SBI|SGMT|GOLDMAN SACHS & CO. LLC|4884
EVF|EATON VANCE INCM SBI|SPDR|SPEEDROUTE LLC|400
EVF|EATON VANCE INCM SBI|STFL|Stifel, Nicolaus & Company, Incorporated|140
EVF|EATON VANCE INCM SBI|SWIM|TD Ameritrade, Inc.|4500
EVF|EATON VANCE INCM SBI|SWST|Hilltop Securities Inc.|23369
EVF|EATON VANCE INCM SBI|TRBT|Tradebot Systems, Inc.|1300
EVF|EATON VANCE INCM SBI|UBSA|UBS SECURITIES LLC|32997
EVF|EATON VANCE INCM SBI|UBSS|UBS Securities LLC|70576
EVF|EATON VANCE INCM SBI|VGRD|Vanguard Marketing Corporation|2496
EVF|EATON VANCE INCM SBI|WCHV|WELLS FARGO SECURITIES, LLC|32380
EVF|EATON VANCE INCM SBI|WEDB|WEDBUSH SECURITIES INC.|23701
EVF|EATON VANCE INCM SBI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26
EVF|EATON VANCE INCM SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5104
EVF|EATON VANCE INCM SBI|WSEA|WOLVERINE SECURITIES, LLC|648
EVF|EATON VANCE INCM SBI|XSTM|NATIONAL FINANCIAL SERVICES LLC|12200
EVF|EATON VANCE INCM SBI|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
EVF|EATON VANCE INCM SBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9977
EVFM|EVOFEM BIOSCNS CMN|APCC|Apex Clearing Corporation|833
EVFM|EVOFEM BIOSCNS CMN|BATM|CBOE TRADING, INC.|135
EVFM|EVOFEM BIOSCNS CMN|BAYC|BAY CREST PARTNERS, LLC|2429
EVFM|EVOFEM BIOSCNS CMN|BIMI|Banca IMI Securities Corp.|300
EVFM|EVOFEM BIOSCNS CMN|BTIG|BTIG, LLC|250
EVFM|EVOFEM BIOSCNS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|902
EVFM|EVOFEM BIOSCNS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|597
EVFM|EVOFEM BIOSCNS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|691
EVFM|EVOFEM BIOSCNS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8872
EVFM|EVOFEM BIOSCNS CMN|CTDL|Citadel Derivatives Group Llc|1558
EVFM|EVOFEM BIOSCNS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3838
EVFM|EVOFEM BIOSCNS CMN|DBAB|Deutsche Bank Securities Inc.|18380
EVFM|EVOFEM BIOSCNS CMN|DBAX|Deutsche Bank Securities Inc.|5000
EVFM|EVOFEM BIOSCNS CMN|DEGS|RONIN PROFESSIONAL LLC|20122
EVFM|EVOFEM BIOSCNS CMN|EBXL|EBX LLC|3700
EVFM|EVOFEM BIOSCNS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3450
EVFM|EVOFEM BIOSCNS CMN|EDJO|Edward D. Jones & Co., L.P.|250
EVFM|EVOFEM BIOSCNS CMN|EGAM|CBOE TRADING, INC.|170
EVFM|EVOFEM BIOSCNS CMN|EGXM|CBOE TRADING, INC.|100
EVFM|EVOFEM BIOSCNS CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
EVFM|EVOFEM BIOSCNS CMN|ETRS|E*Trade Securities LLC|10769
EVFM|EVOFEM BIOSCNS CMN|FBCO|Credit Suisse Securities (USA) LLC|21153
EVFM|EVOFEM BIOSCNS CMN|FMAF|NBCN Inc./ CDS|4735
EVFM|EVOFEM BIOSCNS CMN|FOMA|TD AMERITRADE CLEARING, INC.|93017
EVFM|EVOFEM BIOSCNS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2100
EVFM|EVOFEM BIOSCNS CMN|FTBR|Foliofn Investments, Inc.|36
EVFM|EVOFEM BIOSCNS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2283
EVFM|EVOFEM BIOSCNS CMN|GLPX|ACS EXECUTION SERVICES, LLC|1646
EVFM|EVOFEM BIOSCNS CMN|GSCO|GOLDMAN SACHS & CO. LLC|18795
EVFM|EVOFEM BIOSCNS CMN|GSLT|GOLDMAN SACHS & CO. LLC|1300
EVFM|EVOFEM BIOSCNS CMN|GTSZ|GTS SECURITIES LLC|5544
EVFM|EVOFEM BIOSCNS CMN|HRBF|American Enterprise Investment Services Inc.|166
EVFM|EVOFEM BIOSCNS CMN|IATS|INTERACTIVE BROKERS LLC|5708
EVFM|EVOFEM BIOSCNS CMN|IBKR|Interactive Brokers Llc|53197
EVFM|EVOFEM BIOSCNS CMN|ICBX|INSTINET, LLC|1300
EVFM|EVOFEM BIOSCNS CMN|INCA|INSTINET, LLC|14468
EVFM|EVOFEM BIOSCNS CMN|INJX|INSTINET, LLC|4770
EVFM|EVOFEM BIOSCNS CMN|ITGI|ITG Inc.|4200
EVFM|EVOFEM BIOSCNS CMN|ITGP|ITG INC.|6000
EVFM|EVOFEM BIOSCNS CMN|JEFF|JEFFERIES LLC|8838
EVFM|EVOFEM BIOSCNS CMN|JMPT|JUMP TRADING, LLC|345
EVFM|EVOFEM BIOSCNS CMN|JPMX|J.P. Morgan Securities LLC|5818
EVFM|EVOFEM BIOSCNS CMN|KCGM|VIRTU Americas LLC|1850
EVFM|EVOFEM BIOSCNS CMN|LEHM|Barclays Capital Inc./Le|12883
EVFM|EVOFEM BIOSCNS CMN|LIME|Lime Brokerage LLC|24126
EVFM|EVOFEM BIOSCNS CMN|LSCI|Lek Securities Corporation|2500
EVFM|EVOFEM BIOSCNS CMN|MAXM|Maxim Group LLC|46846
EVFM|EVOFEM BIOSCNS CMN|MBTS|ALLY INVEST SECURITIES LLC|42166
EVFM|EVOFEM BIOSCNS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1100
EVFM|EVOFEM BIOSCNS CMN|MOTF|MOTIF INVESTING, INC.|11
EVFM|EVOFEM BIOSCNS CMN|MSCO|MORGAN STANLEY & CO. LLC|61504
EVFM|EVOFEM BIOSCNS CMN|MSPL|MORGAN STANLEY & CO. LLC|17400
EVFM|EVOFEM BIOSCNS CMN|NFSC|National Financial Services LLC|70164
EVFM|EVOFEM BIOSCNS CMN|NITE|VIRTU Americas LLC|275504
EVFM|EVOFEM BIOSCNS CMN|NITP|VIRTU Americas LLC|200
EVFM|EVOFEM BIOSCNS CMN|NQRB|Brut, LLC|200
EVFM|EVOFEM BIOSCNS CMN|OPCO|Oppenheimer & Co. Inc.|4900
EVFM|EVOFEM BIOSCNS CMN|PCPT|PHILLIP CAPITAL INC.|600
EVFM|EVOFEM BIOSCNS CMN|PDQM|CODA MARKETS, INC.|2146
EVFM|EVOFEM BIOSCNS CMN|RBCM|RBC CAPITAL MARKETS, LLC|32612
EVFM|EVOFEM BIOSCNS CMN|SAGL|SAGETRADER, LLC|300
EVFM|EVOFEM BIOSCNS CMN|SALI|INTL FCSTONE FINANCIAL INC.|10459
EVFM|EVOFEM BIOSCNS CMN|SBSH|Citigroup Global Markets Inc.|12326
EVFM|EVOFEM BIOSCNS CMN|SGMT|GOLDMAN SACHS & CO. LLC|2350
EVFM|EVOFEM BIOSCNS CMN|SPDR|SPEEDROUTE LLC|213
EVFM|EVOFEM BIOSCNS CMN|SPTD|MINT GLOBAL MARKETS, INC.|500
EVFM|EVOFEM BIOSCNS CMN|SWIM|TD Ameritrade, Inc.|63655
EVFM|EVOFEM BIOSCNS CMN|TDCO|Thompson Davis & Co., Inc.|2100
EVFM|EVOFEM BIOSCNS CMN|TKNG|ALLY INVEST SECURITIES LLC|1617
EVFM|EVOFEM BIOSCNS CMN|TRCM|TRC MARKETS LLC|5065
EVFM|EVOFEM BIOSCNS CMN|UBSA|UBS SECURITIES LLC|10417
EVFM|EVOFEM BIOSCNS CMN|UBSS|UBS Securities LLC|47441
EVFM|EVOFEM BIOSCNS CMN|VGRD|Vanguard Marketing Corporation|8940
EVFM|EVOFEM BIOSCNS CMN|WCHV|WELLS FARGO SECURITIES, LLC|10657
EVFM|EVOFEM BIOSCNS CMN|WEDB|WEDBUSH SECURITIES INC.|2400
EVFM|EVOFEM BIOSCNS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1101
EVFM|EVOFEM BIOSCNS CMN|WHOT|JUST2TRADE, INC.|200
EVFM|EVOFEM BIOSCNS CMN|WSEA|WOLVERINE SECURITIES, LLC|20455
EVFM|EVOFEM BIOSCNS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
EVFM|EVOFEM BIOSCNS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
EVFTC|EV FLT RT NEXTSHARES|FTBR|Foliofn Investments, Inc.|15
EVFTC|EV FLT RT NEXTSHARES|NITE|VIRTU Americas LLC|15
EVG|EV SHRT DUR INC FD|APCC|Apex Clearing Corporation|6
EVG|EV SHRT DUR INC FD|BARD|Robert W. Baird & Co. Incorporated|4
EVG|EV SHRT DUR INC FD|BATM|CBOE TRADING, INC.|1005
EVG|EV SHRT DUR INC FD|BBNT|BB&T SECURITIES, LLC|1300
EVG|EV SHRT DUR INC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
EVG|EV SHRT DUR INC FD|BTIG|BTIG, LLC|2425
EVG|EV SHRT DUR INC FD|CANT|Cantor Fitzgerald & Co.|29272
EVG|EV SHRT DUR INC FD|CHAS|Charles Schwab & Co., Inc.|1
EVG|EV SHRT DUR INC FD|CIST|Capital Institutional Services, Inc.|5309
EVG|EV SHRT DUR INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
EVG|EV SHRT DUR INC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
EVG|EV SHRT DUR INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14679
EVG|EV SHRT DUR INC FD|CTDL|Citadel Derivatives Group Llc|100
EVG|EV SHRT DUR INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
EVG|EV SHRT DUR INC FD|DADA|D.A. Davidson & Co.|1
EVG|EV SHRT DUR INC FD|DBAX|Deutsche Bank Securities Inc.|4200
EVG|EV SHRT DUR INC FD|DEAN|MORGAN STANLEY|7101
EVG|EV SHRT DUR INC FD|EBXL|EBX LLC|3500
EVG|EV SHRT DUR INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1672
EVG|EV SHRT DUR INC FD|EDJO|Edward D. Jones & Co., L.P.|313
EVG|EV SHRT DUR INC FD|EGXM|CBOE TRADING, INC.|100
EVG|EV SHRT DUR INC FD|ESPO|ESPOSITO SECURITIES, LLC|4585
EVG|EV SHRT DUR INC FD|ETBE|Electronic Transaction Clearing, Inc.|500
EVG|EV SHRT DUR INC FD|ETRS|E*Trade Securities LLC|10401
EVG|EV SHRT DUR INC FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4103
EVG|EV SHRT DUR INC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9052
EVG|EV SHRT DUR INC FD|FTBR|Foliofn Investments, Inc.|491
EVG|EV SHRT DUR INC FD|GLPX|ACS EXECUTION SERVICES, LLC|100
EVG|EV SHRT DUR INC FD|GSCO|GOLDMAN SACHS & CO. LLC|4284
EVG|EV SHRT DUR INC FD|GSCS|GOLDMAN SACHS & CO. LLC|200
EVG|EV SHRT DUR INC FD|GSLT|GOLDMAN SACHS & CO. LLC|100
EVG|EV SHRT DUR INC FD|HRBF|American Enterprise Investment Services Inc.|9656
EVG|EV SHRT DUR INC FD|IATS|INTERACTIVE BROKERS LLC|182
EVG|EV SHRT DUR INC FD|IBKR|Interactive Brokers Llc|5012
EVG|EV SHRT DUR INC FD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|328
EVG|EV SHRT DUR INC FD|ICBX|INSTINET, LLC|700
EVG|EV SHRT DUR INC FD|INCA|INSTINET, LLC|462
EVG|EV SHRT DUR INC FD|ITGI|ITG Inc.|12166
EVG|EV SHRT DUR INC FD|ITGP|ITG INC.|3400
EVG|EV SHRT DUR INC FD|JANY|Janney Montgomery Scott Inc.|5727
EVG|EV SHRT DUR INC FD|JPMX|J.P. Morgan Securities LLC|8340
EVG|EV SHRT DUR INC FD|KCGM|VIRTU Americas LLC|3360
EVG|EV SHRT DUR INC FD|LEHM|Barclays Capital Inc./Le|4400
EVG|EV SHRT DUR INC FD|LGNT|COR CLEARING LLC|2
EVG|EV SHRT DUR INC FD|LIME|Lime Brokerage LLC|768
EVG|EV SHRT DUR INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
EVG|EV SHRT DUR INC FD|MACC|Mid Atlantic Capital Corporation|930
EVG|EV SHRT DUR INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
EVG|EV SHRT DUR INC FD|MSCO|MORGAN STANLEY & CO. LLC|17179
EVG|EV SHRT DUR INC FD|MSPL|MORGAN STANLEY & CO. LLC|3600
EVG|EV SHRT DUR INC FD|NATL|National Securities Corporation|230
EVG|EV SHRT DUR INC FD|NFSC|National Financial Services LLC|103962
EVG|EV SHRT DUR INC FD|NITE|VIRTU Americas LLC|126724
EVG|EV SHRT DUR INC FD|NQRB|Brut, LLC|199
EVG|EV SHRT DUR INC FD|OPCO|Oppenheimer & Co. Inc.|4052
EVG|EV SHRT DUR INC FD|PDQM|CODA MARKETS, INC.|200
EVG|EV SHRT DUR INC FD|PWJC|UBS Financial Services, Inc.|5450
EVG|EV SHRT DUR INC FD|RBCM|RBC CAPITAL MARKETS, LLC|3432
EVG|EV SHRT DUR INC FD|SALI|INTL FCSTONE FINANCIAL INC.|2102
EVG|EV SHRT DUR INC FD|SBSH|Citigroup Global Markets Inc.|1055
EVG|EV SHRT DUR INC FD|SGMT|GOLDMAN SACHS & CO. LLC|3140
EVG|EV SHRT DUR INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|67
EVG|EV SHRT DUR INC FD|STXG|Stockcross Financial Services, Inc.|11
EVG|EV SHRT DUR INC FD|SWIM|TD Ameritrade, Inc.|2500
EVG|EV SHRT DUR INC FD|SWST|Hilltop Securities Inc.|7660
EVG|EV SHRT DUR INC FD|TRBT|Tradebot Systems, Inc.|1597
EVG|EV SHRT DUR INC FD|UBSA|UBS SECURITIES LLC|16681
EVG|EV SHRT DUR INC FD|UBSS|UBS Securities LLC|42509
EVG|EV SHRT DUR INC FD|VGRD|Vanguard Marketing Corporation|1209
EVG|EV SHRT DUR INC FD|WCHV|WELLS FARGO SECURITIES, LLC|16238
EVG|EV SHRT DUR INC FD|WEDB|WEDBUSH SECURITIES INC.|15
EVG|EV SHRT DUR INC FD|WSEA|WOLVERINE SECURITIES, LLC|2
EVG|EV SHRT DUR INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
EVG|EV SHRT DUR INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8368
EVGBC|EATON VNCE GBL INC|FTBR|Foliofn Investments, Inc.|47
EVGBC|EATON VNCE GBL INC|IBKR|Interactive Brokers Llc|200
EVGBC|EATON VNCE GBL INC|NITE|VIRTU Americas LLC|47
EVGBC|EATON VNCE GBL INC|NITP|VIRTU Americas LLC|200
EVGN|EVOGENE LTD ORD|APCC|Apex Clearing Corporation|4
EVGN|EVOGENE LTD ORD|BATM|CBOE TRADING, INC.|2056
EVGN|EVOGENE LTD ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1549
EVGN|EVOGENE LTD ORD|CTDL|Citadel Derivatives Group Llc|150
EVGN|EVOGENE LTD ORD|DBAB|Deutsche Bank Securities Inc.|300
EVGN|EVOGENE LTD ORD|DEGS|RONIN PROFESSIONAL LLC|3598
EVGN|EVOGENE LTD ORD|EBXL|EBX LLC|100
EVGN|EVOGENE LTD ORD|ETRS|E*Trade Securities LLC|24365
EVGN|EVOGENE LTD ORD|FBCO|Credit Suisse Securities (USA) LLC|5029
EVGN|EVOGENE LTD ORD|FOMA|TD AMERITRADE CLEARING, INC.|1942
EVGN|EVOGENE LTD ORD|GTSZ|GTS SECURITIES LLC|2019
EVGN|EVOGENE LTD ORD|HASF|Haywood Securities Inc./CDS|3000
EVGN|EVOGENE LTD ORD|IATS|INTERACTIVE BROKERS LLC|600
EVGN|EVOGENE LTD ORD|IBKR|Interactive Brokers Llc|15216
EVGN|EVOGENE LTD ORD|ICBX|INSTINET, LLC|300
EVGN|EVOGENE LTD ORD|INCA|INSTINET, LLC|70
EVGN|EVOGENE LTD ORD|JHDR|J.H. Darbie & Co., Inc.|1396
EVGN|EVOGENE LTD ORD|JPMX|J.P. Morgan Securities LLC|600
EVGN|EVOGENE LTD ORD|KCGM|VIRTU Americas LLC|200
EVGN|EVOGENE LTD ORD|LEHM|Barclays Capital Inc./Le|1200
EVGN|EVOGENE LTD ORD|LIME|Lime Brokerage LLC|4529
EVGN|EVOGENE LTD ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
EVGN|EVOGENE LTD ORD|MSCO|MORGAN STANLEY & CO. LLC|57714
EVGN|EVOGENE LTD ORD|NFSC|National Financial Services LLC|9955
EVGN|EVOGENE LTD ORD|NITE|VIRTU Americas LLC|29626
EVGN|EVOGENE LTD ORD|OPCO|Oppenheimer & Co. Inc.|801
EVGN|EVOGENE LTD ORD|RBCM|RBC CAPITAL MARKETS, LLC|11486
EVGN|EVOGENE LTD ORD|SGMT|GOLDMAN SACHS & CO. LLC|102
EVGN|EVOGENE LTD ORD|STFL|Stifel, Nicolaus & Company, Incorporated|79
EVGN|EVOGENE LTD ORD|UBSA|UBS SECURITIES LLC|534
EVGN|EVOGENE LTD ORD|UBSS|UBS Securities LLC|630
EVGN|EVOGENE LTD ORD|WCHV|WELLS FARGO SECURITIES, LLC|810
EVH|EVOLENT HEALTH, INC.|ABLE|NATIXIS Securities Americas LLC|16933
EVH|EVOLENT HEALTH, INC.|ADAM|CANACCORD GENUITY INC.|1973
EVH|EVOLENT HEALTH, INC.|APCC|Apex Clearing Corporation|32184
EVH|EVOLENT HEALTH, INC.|BARD|Robert W. Baird & Co. Incorporated|1488
EVH|EVOLENT HEALTH, INC.|BATM|CBOE TRADING, INC.|1250
EVH|EVOLENT HEALTH, INC.|BAYC|BAY CREST PARTNERS, LLC|850
EVH|EVOLENT HEALTH, INC.|BAYT|BTIG, LLC|1000
EVH|EVOLENT HEALTH, INC.|BBNT|BB&T SECURITIES, LLC|9
EVH|EVOLENT HEALTH, INC.|BERN|Sanford C. Bernstein & Co., LLC|111357
EVH|EVOLENT HEALTH, INC.|BIDS|BIDS TRADING L.P.|900
EVH|EVOLENT HEALTH, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|612
EVH|EVOLENT HEALTH, INC.|BLKX|INSTINET, LLC|61600
EVH|EVOLENT HEALTH, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5403
EVH|EVOLENT HEALTH, INC.|BTIG|BTIG, LLC|413862
EVH|EVOLENT HEALTH, INC.|BYXM|CBOE TRADING, INC.|400
EVH|EVOLENT HEALTH, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1700
EVH|EVOLENT HEALTH, INC.|CANT|Cantor Fitzgerald & Co.|9081
EVH|EVOLENT HEALTH, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|12212
EVH|EVOLENT HEALTH, INC.|CHAS|Charles Schwab & Co., Inc.|17870
EVH|EVOLENT HEALTH, INC.|CIST|Capital Institutional Services, Inc.|1106
EVH|EVOLENT HEALTH, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|174729
EVH|EVOLENT HEALTH, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12
EVH|EVOLENT HEALTH, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|257241
EVH|EVOLENT HEALTH, INC.|CTDL|Citadel Derivatives Group Llc|2355
EVH|EVOLENT HEALTH, INC.|CTLR|CUTLER GROUP, LP|100
EVH|EVOLENT HEALTH, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|77818
EVH|EVOLENT HEALTH, INC.|DADA|D.A. Davidson & Co.|1200
EVH|EVOLENT HEALTH, INC.|DBAB|Deutsche Bank Securities Inc.|85943
EVH|EVOLENT HEALTH, INC.|DBAX|Deutsche Bank Securities Inc.|345600
EVH|EVOLENT HEALTH, INC.|DBUL|Deutsche Bank Securities Inc.|400
EVH|EVOLENT HEALTH, INC.|DCHF|Dart Executions, LLC|1600
EVH|EVOLENT HEALTH, INC.|DEAN|MORGAN STANLEY|3119
EVH|EVOLENT HEALTH, INC.|DEGS|RONIN PROFESSIONAL LLC|1729
EVH|EVOLENT HEALTH, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
EVH|EVOLENT HEALTH, INC.|EBXL|EBX LLC|238900
EVH|EVOLENT HEALTH, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|12
EVH|EVOLENT HEALTH, INC.|EDJO|Edward D. Jones & Co., L.P.|226
EVH|EVOLENT HEALTH, INC.|EGAM|CBOE TRADING, INC.|44755
EVH|EVOLENT HEALTH, INC.|EGXM|CBOE TRADING, INC.|500
EVH|EVOLENT HEALTH, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|471
EVH|EVOLENT HEALTH, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25371
EVH|EVOLENT HEALTH, INC.|ETRS|E*Trade Securities LLC|43827
EVH|EVOLENT HEALTH, INC.|FBSB|U.S. Bancorp Investments, Inc.|24
EVH|EVOLENT HEALTH, INC.|FFSI|Firstrade Securities Inc.|140
EVH|EVOLENT HEALTH, INC.|FILL|Tradestation Securities, Inc.|12049
EVH|EVOLENT HEALTH, INC.|FMAF|NBCN Inc./ CDS|121
EVH|EVOLENT HEALTH, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6831
EVH|EVOLENT HEALTH, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38860
EVH|EVOLENT HEALTH, INC.|FTBR|Foliofn Investments, Inc.|802
EVH|EVOLENT HEALTH, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2400
EVH|EVOLENT HEALTH, INC.|GLIS|TD Securities Inc|4088
EVH|EVOLENT HEALTH, INC.|GSCO|GOLDMAN SACHS & CO. LLC|682481
EVH|EVOLENT HEALTH, INC.|GSCS|GOLDMAN SACHS & CO. LLC|9447
EVH|EVOLENT HEALTH, INC.|GSLT|GOLDMAN SACHS & CO. LLC|5634
EVH|EVOLENT HEALTH, INC.|GTSZ|GTS SECURITIES LLC|17550
EVH|EVOLENT HEALTH, INC.|HRBF|American Enterprise Investment Services Inc.|9471
EVH|EVOLENT HEALTH, INC.|IBKR|Interactive Brokers Llc|27376
EVH|EVOLENT HEALTH, INC.|ICBX|INSTINET, LLC|87054
EVH|EVOLENT HEALTH, INC.|IEQY|CITADEL SECURITIES LLC|10225
EVH|EVOLENT HEALTH, INC.|INCA|INSTINET, LLC|164599
EVH|EVOLENT HEALTH, INC.|INJX|INSTINET, LLC|285989
EVH|EVOLENT HEALTH, INC.|ITGI|ITG Inc.|21610
EVH|EVOLENT HEALTH, INC.|ITGP|ITG INC.|124000
EVH|EVOLENT HEALTH, INC.|JANY|Janney Montgomery Scott Inc.|767
EVH|EVOLENT HEALTH, INC.|JEFF|JEFFERIES LLC|449976
EVH|EVOLENT HEALTH, INC.|JMPT|JUMP TRADING, LLC|16596
EVH|EVOLENT HEALTH, INC.|JONE|JonesTrading|12567
EVH|EVOLENT HEALTH, INC.|JPBX|J.P. MORGAN SECURITIES LLC|45713
EVH|EVOLENT HEALTH, INC.|JPMX|J.P. Morgan Securities LLC|455857
EVH|EVOLENT HEALTH, INC.|KCGM|VIRTU Americas LLC|129480
EVH|EVOLENT HEALTH, INC.|LEER|LEERINK PARTNERS LLC|103197
EVH|EVOLENT HEALTH, INC.|LEHM|Barclays Capital Inc./Le|410723
EVH|EVOLENT HEALTH, INC.|LIME|Lime Brokerage LLC|24441
EVH|EVOLENT HEALTH, INC.|LQNA|LIQUIDNET, INC.|61200
EVH|EVOLENT HEALTH, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|222401
EVH|EVOLENT HEALTH, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9302
EVH|EVOLENT HEALTH, INC.|MSCO|MORGAN STANLEY & CO. LLC|790852
EVH|EVOLENT HEALTH, INC.|MSPL|MORGAN STANLEY & CO. LLC|74300
EVH|EVOLENT HEALTH, INC.|MSTX|MORGAN STANLEY & CO. LLC|128000
EVH|EVOLENT HEALTH, INC.|NATL|National Securities Corporation|100
EVH|EVOLENT HEALTH, INC.|NFSC|National Financial Services LLC|147184
EVH|EVOLENT HEALTH, INC.|NITE|VIRTU Americas LLC|359027
EVH|EVOLENT HEALTH, INC.|NITP|VIRTU Americas LLC|3014
EVH|EVOLENT HEALTH, INC.|NORT|Northland Securities, Inc.|8300
EVH|EVOLENT HEALTH, INC.|NQRB|Brut, LLC|9982
EVH|EVOLENT HEALTH, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|17040
EVH|EVOLENT HEALTH, INC.|NTRC|Northern Trust Securities, Inc.|2589
EVH|EVOLENT HEALTH, INC.|OPCO|Oppenheimer & Co. Inc.|153108
EVH|EVOLENT HEALTH, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10800
EVH|EVOLENT HEALTH, INC.|PDQM|CODA MARKETS, INC.|111370
EVH|EVOLENT HEALTH, INC.|PIPR|Piper Jaffray & Co.|3560
EVH|EVOLENT HEALTH, INC.|PWJC|UBS Financial Services, Inc.|630
EVH|EVOLENT HEALTH, INC.|RBCM|RBC CAPITAL MARKETS, LLC|220
EVH|EVOLENT HEALTH, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|1700
EVH|EVOLENT HEALTH, INC.|SAGL|SAGETRADER, LLC|1000
EVH|EVOLENT HEALTH, INC.|SAGW|SAGETRADER, LLC|600
EVH|EVOLENT HEALTH, INC.|SBSH|Citigroup Global Markets Inc.|159347
EVH|EVOLENT HEALTH, INC.|SGMT|GOLDMAN SACHS & CO. LLC|323574
EVH|EVOLENT HEALTH, INC.|SPDR|SPEEDROUTE LLC|34061
EVH|EVOLENT HEALTH, INC.|SPHN|Stephens Inc.|20165
EVH|EVOLENT HEALTH, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|997
EVH|EVOLENT HEALTH, INC.|SWIM|TD Ameritrade, Inc.|19615
EVH|EVOLENT HEALTH, INC.|TKNG|ALLY INVEST SECURITIES LLC|485
EVH|EVOLENT HEALTH, INC.|TMBR|Timber Hill LLC|200
EVH|EVOLENT HEALTH, INC.|TRBT|Tradebot Systems, Inc.|19082
EVH|EVOLENT HEALTH, INC.|TRCM|TRC MARKETS LLC|76117
EVH|EVOLENT HEALTH, INC.|UBSA|UBS SECURITIES LLC|945411
EVH|EVOLENT HEALTH, INC.|UBSS|UBS Securities LLC|334072
EVH|EVOLENT HEALTH, INC.|VALX|VIRTU AMERICAS LLC|53243
EVH|EVOLENT HEALTH, INC.|VGRD|Vanguard Marketing Corporation|3078
EVH|EVOLENT HEALTH, INC.|WABR|Wall Street Access|32436
EVH|EVOLENT HEALTH, INC.|WBLR|WILLIAM BLAIR|28287
EVH|EVOLENT HEALTH, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
EVH|EVOLENT HEALTH, INC.|WCHV|WELLS FARGO SECURITIES, LLC|121970
EVH|EVOLENT HEALTH, INC.|WDNX|WEEDEN & CO.L.P.|400
EVH|EVOLENT HEALTH, INC.|WEDB|WEDBUSH SECURITIES INC.|3224
EVH|EVOLENT HEALTH, INC.|WEED|Weeden & Co.L.P.|95189
EVH|EVOLENT HEALTH, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11008
EVH|EVOLENT HEALTH, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9660
EVH|EVOLENT HEALTH, INC.|WSEA|WOLVERINE SECURITIES, LLC|2880
EVH|EVOLENT HEALTH, INC.|XIST|INSTINET, LLC|83600
EVH|EVOLENT HEALTH, INC.|XPQR|Jump Trading|200
EVH|EVOLENT HEALTH, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|46564
EVH|EVOLENT HEALTH, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3533
EVHC|ENVISION HLTCR CP|ABLE|NATIXIS Securities Americas LLC|459600
EVHC|ENVISION HLTCR CP|ADAM|CANACCORD GENUITY INC.|28339
EVHC|ENVISION HLTCR CP|AGIS|Aegis Capital Corp.|20426
EVHC|ENVISION HLTCR CP|ALTX|Alternet Securities Inc.|80575
EVHC|ENVISION HLTCR CP|APCC|Apex Clearing Corporation|9402
EVHC|ENVISION HLTCR CP|AQUA|AQUA SECURITIES L.P.|51100
EVHC|ENVISION HLTCR CP|BANK|Primevest Financial Services, Inc.|20
EVHC|ENVISION HLTCR CP|BARD|Robert W. Baird & Co. Incorporated|97613
EVHC|ENVISION HLTCR CP|BATM|CBOE TRADING, INC.|19014
EVHC|ENVISION HLTCR CP|BAYC|BAY CREST PARTNERS, LLC|2112
EVHC|ENVISION HLTCR CP|BAYT|BTIG, LLC|3300
EVHC|ENVISION HLTCR CP|BBNT|BB&T SECURITIES, LLC|68
EVHC|ENVISION HLTCR CP|BERN|Sanford C. Bernstein & Co., LLC|148847
EVHC|ENVISION HLTCR CP|BIDS|BIDS TRADING L.P.|129306
EVHC|ENVISION HLTCR CP|BIMI|Banca IMI Securities Corp.|100
EVHC|ENVISION HLTCR CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43151
EVHC|ENVISION HLTCR CP|BLKX|INSTINET, LLC|715086
EVHC|ENVISION HLTCR CP|BMOC|BMO Capital Markets Corp.|2275
EVHC|ENVISION HLTCR CP|BNPX|BNP PARIBAS SECURITIES CORP.|62788
EVHC|ENVISION HLTCR CP|BTIG|BTIG, LLC|2555089
EVHC|ENVISION HLTCR CP|BYXM|CBOE TRADING, INC.|8728
EVHC|ENVISION HLTCR CP|CANT|Cantor Fitzgerald & Co.|68677
EVHC|ENVISION HLTCR CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|121080
EVHC|ENVISION HLTCR CP|CHAS|Charles Schwab & Co., Inc.|5095
EVHC|ENVISION HLTCR CP|CHLC|CHURCHILL CAPITAL USA, INC.|13531
EVHC|ENVISION HLTCR CP|CIBP|CIBC World Markets Corp.|238994
EVHC|ENVISION HLTCR CP|CIST|Capital Institutional Services, Inc.|2400
EVHC|ENVISION HLTCR CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|967963
EVHC|ENVISION HLTCR CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11200
EVHC|ENVISION HLTCR CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|104462
EVHC|ENVISION HLTCR CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1873456
EVHC|ENVISION HLTCR CP|CTDL|Citadel Derivatives Group Llc|30670
EVHC|ENVISION HLTCR CP|CTLR|CUTLER GROUP, LP|500
EVHC|ENVISION HLTCR CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|668528
EVHC|ENVISION HLTCR CP|DADA|D.A. Davidson & Co.|126
EVHC|ENVISION HLTCR CP|DBAB|Deutsche Bank Securities Inc.|2011658
EVHC|ENVISION HLTCR CP|DBAX|Deutsche Bank Securities Inc.|1651500
EVHC|ENVISION HLTCR CP|DBUL|Deutsche Bank Securities Inc.|12789
EVHC|ENVISION HLTCR CP|DCHF|Dart Executions, LLC|6751
EVHC|ENVISION HLTCR CP|DEAN|MORGAN STANLEY|6464
EVHC|ENVISION HLTCR CP|DEGS|RONIN PROFESSIONAL LLC|30322
EVHC|ENVISION HLTCR CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|217738
EVHC|ENVISION HLTCR CP|EBXL|EBX LLC|2075300
EVHC|ENVISION HLTCR CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|97474
EVHC|ENVISION HLTCR CP|EDJO|Edward D. Jones & Co., L.P.|950
EVHC|ENVISION HLTCR CP|EGAM|CBOE TRADING, INC.|94949
EVHC|ENVISION HLTCR CP|EGAW|CBOE TRADING, INC.|3237
EVHC|ENVISION HLTCR CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
EVHC|ENVISION HLTCR CP|EGXM|CBOE TRADING, INC.|24306
EVHC|ENVISION HLTCR CP|EGXW|CBOE TRADING, INC.|796
EVHC|ENVISION HLTCR CP|ELEV|ELEVATION, LLC|308432
EVHC|ENVISION HLTCR CP|ETBE|Electronic Transaction Clearing, Inc.|34920
EVHC|ENVISION HLTCR CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
EVHC|ENVISION HLTCR CP|ETCC|Electronic Transaction Clearing, Inc.|200
EVHC|ENVISION HLTCR CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6587
EVHC|ENVISION HLTCR CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
EVHC|ENVISION HLTCR CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3195
EVHC|ENVISION HLTCR CP|ETRS|E*Trade Securities LLC|151500
EVHC|ENVISION HLTCR CP|FBRC|B. RILEY FBR, INC.|61200
EVHC|ENVISION HLTCR CP|FIDT|Fidelity Clearing Canada ULC./ CDS|5600
EVHC|ENVISION HLTCR CP|FILL|Tradestation Securities, Inc.|15751
EVHC|ENVISION HLTCR CP|FINX|FINTECH SECURITIES|1355
EVHC|ENVISION HLTCR CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36419
EVHC|ENVISION HLTCR CP|FQLS|Quantlab Securities LP|1721803
EVHC|ENVISION HLTCR CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|298348
EVHC|ENVISION HLTCR CP|FTBR|Foliofn Investments, Inc.|8041
EVHC|ENVISION HLTCR CP|GEBB|GLOBAL EXECUTION BROKERS, LP|39063
EVHC|ENVISION HLTCR CP|GLIS|TD Securities Inc|2225
EVHC|ENVISION HLTCR CP|GLPX|ACS EXECUTION SERVICES, LLC|155859
EVHC|ENVISION HLTCR CP|GSCO|GOLDMAN SACHS & CO. LLC|8203082
EVHC|ENVISION HLTCR CP|GSCS|GOLDMAN SACHS & CO. LLC|956439
EVHC|ENVISION HLTCR CP|GSLT|GOLDMAN SACHS & CO. LLC|79102
EVHC|ENVISION HLTCR CP|GTSZ|GTS SECURITIES LLC|340496
EVHC|ENVISION HLTCR CP|GUGS|Guggenheim Securities, LLC|200
EVHC|ENVISION HLTCR CP|HAPX|HAP Trading, LLC|66109
EVHC|ENVISION HLTCR CP|HRBF|American Enterprise Investment Services Inc.|7225
EVHC|ENVISION HLTCR CP|HSBC|HSBC Securities, Inc.|4008
EVHC|ENVISION HLTCR CP|IATS|INTERACTIVE BROKERS LLC|52687
EVHC|ENVISION HLTCR CP|IBKR|Interactive Brokers Llc|263610
EVHC|ENVISION HLTCR CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1242
EVHC|ENVISION HLTCR CP|ICBX|INSTINET, LLC|768757
EVHC|ENVISION HLTCR CP|IEQY|CITADEL SECURITIES LLC|1082077
EVHC|ENVISION HLTCR CP|INCA|INSTINET, LLC|1760155
EVHC|ENVISION HLTCR CP|INJX|INSTINET, LLC|507914
EVHC|ENVISION HLTCR CP|ITGI|ITG Inc.|385695
EVHC|ENVISION HLTCR CP|ITGP|ITG INC.|1339600
EVHC|ENVISION HLTCR CP|JANY|Janney Montgomery Scott Inc.|6254
EVHC|ENVISION HLTCR CP|JEFF|JEFFERIES LLC|343508
EVHC|ENVISION HLTCR CP|JMPT|JUMP TRADING, LLC|421465
EVHC|ENVISION HLTCR CP|JONE|JonesTrading|149700
EVHC|ENVISION HLTCR CP|JPBX|J.P. MORGAN SECURITIES LLC|145470
EVHC|ENVISION HLTCR CP|JPMX|J.P. Morgan Securities LLC|3167090
EVHC|ENVISION HLTCR CP|JSJX|JANE STREET CAPITAL LLC|81185
EVHC|ENVISION HLTCR CP|KBWI|Keefe, Bruyette & Woods, Inc.|300004
EVHC|ENVISION HLTCR CP|KCGM|VIRTU Americas LLC|586400
EVHC|ENVISION HLTCR CP|LEHM|Barclays Capital Inc./Le|3868083
EVHC|ENVISION HLTCR CP|LIME|Lime Brokerage LLC|2741518
EVHC|ENVISION HLTCR CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|933600
EVHC|ENVISION HLTCR CP|LOOP|Loop Capital Markets LLC|806
EVHC|ENVISION HLTCR CP|LQNA|LIQUIDNET, INC.|568700
EVHC|ENVISION HLTCR CP|LQNB|LIQUIDNET, INC.|13200
EVHC|ENVISION HLTCR CP|LSCI|Lek Securities Corporation|32902
EVHC|ENVISION HLTCR CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
EVHC|ENVISION HLTCR CP|MACQ|Macquarie Capital (USA) Inc.|8786
EVHC|ENVISION HLTCR CP|MAXM|Maxim Group LLC|226747
EVHC|ENVISION HLTCR CP|MCMF|Raymond James Ltd. Cds|200
EVHC|ENVISION HLTCR CP|MKMP|MKM Partners LLC|379900
EVHC|ENVISION HLTCR CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1591997
EVHC|ENVISION HLTCR CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|31408
EVHC|ENVISION HLTCR CP|MNDX|TJM Investments, LLC|3850
EVHC|ENVISION HLTCR CP|MOTF|MOTIF INVESTING, INC.|3
EVHC|ENVISION HLTCR CP|MPSG|E D & F Man Capital Markets Inc.|1400
EVHC|ENVISION HLTCR CP|MSCO|MORGAN STANLEY & CO. LLC|8201735
EVHC|ENVISION HLTCR CP|MSPL|MORGAN STANLEY & CO. LLC|1554700
EVHC|ENVISION HLTCR CP|MSTX|MORGAN STANLEY & CO. LLC|648000
EVHC|ENVISION HLTCR CP|MZHO|Mizuho Securities USA LLC|280106
EVHC|ENVISION HLTCR CP|NATL|National Securities Corporation|13
EVHC|ENVISION HLTCR CP|NEUB|NEUBERGER BERMAN BD LLC|5387
EVHC|ENVISION HLTCR CP|NFSC|National Financial Services LLC|386691
EVHC|ENVISION HLTCR CP|NITE|VIRTU Americas LLC|946750
EVHC|ENVISION HLTCR CP|NITP|VIRTU Americas LLC|236679
EVHC|ENVISION HLTCR CP|NMRA|Nomura Securities International, Inc.|3000
EVHC|ENVISION HLTCR CP|NQRB|Brut, LLC|71822
EVHC|ENVISION HLTCR CP|NTRC|Northern Trust Securities, Inc.|150
EVHC|ENVISION HLTCR CP|OGRU|Oscar Gruss & Son, Incorporated|2600
EVHC|ENVISION HLTCR CP|OPCO|Oppenheimer & Co. Inc.|238025
EVHC|ENVISION HLTCR CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
EVHC|ENVISION HLTCR CP|PCPT|PHILLIP CAPITAL INC.|98
EVHC|ENVISION HLTCR CP|PDQM|CODA MARKETS, INC.|490940
EVHC|ENVISION HLTCR CP|PHLY|NASDAQ Execution Services, LLC|8600
EVHC|ENVISION HLTCR CP|PIPR|Piper Jaffray & Co.|95082
EVHC|ENVISION HLTCR CP|PWJC|UBS Financial Services, Inc.|11687
EVHC|ENVISION HLTCR CP|QMSR|QUATTRO M SECURITIES INC.|6127
EVHC|ENVISION HLTCR CP|RBCM|RBC CAPITAL MARKETS, LLC|5646
EVHC|ENVISION HLTCR CP|RGLD|Regal Securities, Inc|800
EVHC|ENVISION HLTCR CP|RHCO|Suntrust Robinson Humphrey, Inc.|1050
EVHC|ENVISION HLTCR CP|ROTH|Roth Capital Partners, LLC|2300
EVHC|ENVISION HLTCR CP|SAGL|SAGETRADER, LLC|66217
EVHC|ENVISION HLTCR CP|SAGW|SAGETRADER, LLC|1040
EVHC|ENVISION HLTCR CP|SBSH|Citigroup Global Markets Inc.|808847
EVHC|ENVISION HLTCR CP|SCMC|Scotia Capital Markets (USA) Inc.|200
EVHC|ENVISION HLTCR CP|SEIC|SEI Investments Distribution Co.|400
EVHC|ENVISION HLTCR CP|SGMT|GOLDMAN SACHS & CO. LLC|954229
EVHC|ENVISION HLTCR CP|SIDC|Sidoti & Company, LLC|4500
EVHC|ENVISION HLTCR CP|SJLS|TRADE INFORMATICS LLC|100
EVHC|ENVISION HLTCR CP|SPDR|SPEEDROUTE LLC|228964
EVHC|ENVISION HLTCR CP|SPGS|Sea Port Group Securities, LLC|100
EVHC|ENVISION HLTCR CP|SPHN|Stephens Inc.|353652
EVHC|ENVISION HLTCR CP|SPNT|SEVEN POINTS CAPITAL, LLC|76900
EVHC|ENVISION HLTCR CP|STFL|Stifel, Nicolaus & Company, Incorporated|166444
EVHC|ENVISION HLTCR CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22510
EVHC|ENVISION HLTCR CP|SWIM|TD Ameritrade, Inc.|123381
EVHC|ENVISION HLTCR CP|SWST|Hilltop Securities Inc.|31638
EVHC|ENVISION HLTCR CP|TAGC|TELSEY ADVISORY GROUP LLC|1069
EVHC|ENVISION HLTCR CP|TFAS|TRADITION ASIEL SECURITIES INC.|102300
EVHC|ENVISION HLTCR CP|TKNG|ALLY INVEST SECURITIES LLC|558
EVHC|ENVISION HLTCR CP|TRBT|Tradebot Systems, Inc.|771830
EVHC|ENVISION HLTCR CP|TRCM|TRC MARKETS LLC|221348
EVHC|ENVISION HLTCR CP|UBSA|UBS SECURITIES LLC|3271160
EVHC|ENVISION HLTCR CP|UBSS|UBS Securities LLC|9586698
EVHC|ENVISION HLTCR CP|UFPA|UNITED FIRST PARTNERS LLC|70634
EVHC|ENVISION HLTCR CP|VALX|VIRTU AMERICAS LLC|102458
EVHC|ENVISION HLTCR CP|VGRD|Vanguard Marketing Corporation|11102
EVHC|ENVISION HLTCR CP|VSIN|Vision Financial Markets Llc|300
EVHC|ENVISION HLTCR CP|WABR|Wall Street Access|1882
EVHC|ENVISION HLTCR CP|WBLR|WILLIAM BLAIR|1619
EVHC|ENVISION HLTCR CP|WBPX|SUMMIT SECURITIES GROUP, LLC|13344
EVHC|ENVISION HLTCR CP|WCHV|WELLS FARGO SECURITIES, LLC|169972
EVHC|ENVISION HLTCR CP|WDNX|WEEDEN & CO.L.P.|448
EVHC|ENVISION HLTCR CP|WEDB|WEDBUSH SECURITIES INC.|16763
EVHC|ENVISION HLTCR CP|WEED|Weeden & Co.L.P.|2175
EVHC|ENVISION HLTCR CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|165064
EVHC|ENVISION HLTCR CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44769
EVHC|ENVISION HLTCR CP|WGIF|CIBC World Markets Inc.|676
EVHC|ENVISION HLTCR CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|157
EVHC|ENVISION HLTCR CP|WOLF|Wolfe Trahan Securities|28000
EVHC|ENVISION HLTCR CP|WSAG|WALL STREET ACCESS|200
EVHC|ENVISION HLTCR CP|WSEA|WOLVERINE SECURITIES, LLC|2002
EVHC|ENVISION HLTCR CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1800
EVHC|ENVISION HLTCR CP|XIST|INSTINET, LLC|188854
EVHC|ENVISION HLTCR CP|XPQR|Jump Trading|1400
EVHC|ENVISION HLTCR CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|164750
EVHC|ENVISION HLTCR CP|YKNA|COMHAR CAPITAL MARKETS, LLC|13699
EVHC|ENVISION HLTCR CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19233
EVI|DRY CLEAN USA INC|APCC|Apex Clearing Corporation|200
EVI|DRY CLEAN USA INC|BARD|Robert W. Baird & Co. Incorporated|330
EVI|DRY CLEAN USA INC|BATM|CBOE TRADING, INC.|201
EVI|DRY CLEAN USA INC|BZYD|GOLDMAN SACHS & CO. LLC|10
EVI|DRY CLEAN USA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|688
EVI|DRY CLEAN USA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2959
EVI|DRY CLEAN USA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1225
EVI|DRY CLEAN USA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|510
EVI|DRY CLEAN USA INC|CTDL|Citadel Derivatives Group Llc|42
EVI|DRY CLEAN USA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7412
EVI|DRY CLEAN USA INC|DBAB|Deutsche Bank Securities Inc.|960
EVI|DRY CLEAN USA INC|DBAX|Deutsche Bank Securities Inc.|3000
EVI|DRY CLEAN USA INC|EBXL|EBX LLC|2100
EVI|DRY CLEAN USA INC|EDJO|Edward D. Jones & Co., L.P.|1290
EVI|DRY CLEAN USA INC|EGXM|CBOE TRADING, INC.|6
EVI|DRY CLEAN USA INC|ETRS|E*Trade Securities LLC|2033
EVI|DRY CLEAN USA INC|FILL|Tradestation Securities, Inc.|300
EVI|DRY CLEAN USA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76
EVI|DRY CLEAN USA INC|FTBR|Foliofn Investments, Inc.|2
EVI|DRY CLEAN USA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
EVI|DRY CLEAN USA INC|GLPX|ACS EXECUTION SERVICES, LLC|1459
EVI|DRY CLEAN USA INC|GSCO|GOLDMAN SACHS & CO. LLC|3101
EVI|DRY CLEAN USA INC|GSCS|GOLDMAN SACHS & CO. LLC|200
EVI|DRY CLEAN USA INC|GSLT|GOLDMAN SACHS & CO. LLC|399
EVI|DRY CLEAN USA INC|GTSZ|GTS SECURITIES LLC|328
EVI|DRY CLEAN USA INC|HRBF|American Enterprise Investment Services Inc.|129
EVI|DRY CLEAN USA INC|IATS|INTERACTIVE BROKERS LLC|528
EVI|DRY CLEAN USA INC|IBKR|Interactive Brokers Llc|2955
EVI|DRY CLEAN USA INC|ICBX|INSTINET, LLC|1500
EVI|DRY CLEAN USA INC|IEQY|CITADEL SECURITIES LLC|147
EVI|DRY CLEAN USA INC|INCA|INSTINET, LLC|1722
EVI|DRY CLEAN USA INC|ITGI|ITG Inc.|66
EVI|DRY CLEAN USA INC|ITGP|ITG INC.|1400
EVI|DRY CLEAN USA INC|JPMX|J.P. Morgan Securities LLC|5199
EVI|DRY CLEAN USA INC|KCGM|VIRTU Americas LLC|740
EVI|DRY CLEAN USA INC|LEHM|Barclays Capital Inc./Le|2325
EVI|DRY CLEAN USA INC|LIME|Lime Brokerage LLC|1582
EVI|DRY CLEAN USA INC|LQNA|LIQUIDNET, INC.|1200
EVI|DRY CLEAN USA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1900
EVI|DRY CLEAN USA INC|MSCO|MORGAN STANLEY & CO. LLC|16078
EVI|DRY CLEAN USA INC|MSPL|MORGAN STANLEY & CO. LLC|3100
EVI|DRY CLEAN USA INC|NFSC|National Financial Services LLC|7431
EVI|DRY CLEAN USA INC|NITE|VIRTU Americas LLC|15460
EVI|DRY CLEAN USA INC|NQRB|Brut, LLC|35
EVI|DRY CLEAN USA INC|PDQM|CODA MARKETS, INC.|2509
EVI|DRY CLEAN USA INC|PWJC|UBS Financial Services, Inc.|900
EVI|DRY CLEAN USA INC|RBCM|RBC CAPITAL MARKETS, LLC|146
EVI|DRY CLEAN USA INC|SAGL|SAGETRADER, LLC|265
EVI|DRY CLEAN USA INC|SBSH|Citigroup Global Markets Inc.|1407
EVI|DRY CLEAN USA INC|SGMT|GOLDMAN SACHS & CO. LLC|1150
EVI|DRY CLEAN USA INC|SPDR|SPEEDROUTE LLC|565
EVI|DRY CLEAN USA INC|SWIM|TD Ameritrade, Inc.|7234
EVI|DRY CLEAN USA INC|TKNG|ALLY INVEST SECURITIES LLC|10
EVI|DRY CLEAN USA INC|TRCM|TRC MARKETS LLC|474
EVI|DRY CLEAN USA INC|UBSA|UBS SECURITIES LLC|14896
EVI|DRY CLEAN USA INC|UBSS|UBS Securities LLC|4453
EVI|DRY CLEAN USA INC|VALX|VIRTU AMERICAS LLC|125
EVI|DRY CLEAN USA INC|VGRD|Vanguard Marketing Corporation|769
EVI|DRY CLEAN USA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2
EVI|DRY CLEAN USA INC|WSEA|WOLVERINE SECURITIES, LLC|13
EVI|DRY CLEAN USA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2160
EVIX|VELOCITYSHARES 1X LO|BATM|CBOE TRADING, INC.|2306
EVIX|VELOCITYSHARES 1X LO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|173
EVIX|VELOCITYSHARES 1X LO|FLTU|FLOW TRADERS US LLC|600
EVIX|VELOCITYSHARES 1X LO|IATS|INTERACTIVE BROKERS LLC|50
EVIX|VELOCITYSHARES 1X LO|IBKR|Interactive Brokers Llc|1200
EVIX|VELOCITYSHARES 1X LO|INCA|INSTINET, LLC|176
EVIX|VELOCITYSHARES 1X LO|LIME|Lime Brokerage LLC|980
EVIX|VELOCITYSHARES 1X LO|MSCO|MORGAN STANLEY & CO. LLC|1100
EVIX|VELOCITYSHARES 1X LO|NFSC|National Financial Services LLC|3000
EVIX|VELOCITYSHARES 1X LO|NITE|VIRTU Americas LLC|564
EVIX|VELOCITYSHARES 1X LO|NITP|VIRTU Americas LLC|100
EVIX|VELOCITYSHARES 1X LO|SWIM|TD Ameritrade, Inc.|200
EVIX|VELOCITYSHARES 1X LO|UBSA|UBS SECURITIES LLC|1507
EVIX|VELOCITYSHARES 1X LO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|763
EVIX|VELOCITYSHARES 1X LO|WSEA|WOLVERINE SECURITIES, LLC|30
EVJ|EATON VANCE NJ SBI|ALTX|Alternet Securities Inc.|50
EVJ|EATON VANCE NJ SBI|APCC|Apex Clearing Corporation|10
EVJ|EATON VANCE NJ SBI|BARD|Robert W. Baird & Co. Incorporated|4354
EVJ|EATON VANCE NJ SBI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
EVJ|EATON VANCE NJ SBI|CANT|Cantor Fitzgerald & Co.|1341
EVJ|EATON VANCE NJ SBI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
EVJ|EATON VANCE NJ SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
EVJ|EATON VANCE NJ SBI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|896
EVJ|EATON VANCE NJ SBI|EBXL|EBX LLC|500
EVJ|EATON VANCE NJ SBI|ECUT|CONVERGEX EXECUTION SOLUTIONS|1302
EVJ|EATON VANCE NJ SBI|EGXM|CBOE TRADING, INC.|50
EVJ|EATON VANCE NJ SBI|ESPO|ESPOSITO SECURITIES, LLC|202
EVJ|EATON VANCE NJ SBI|ETRS|E*Trade Securities LLC|118
EVJ|EATON VANCE NJ SBI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|555
EVJ|EATON VANCE NJ SBI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
EVJ|EATON VANCE NJ SBI|FTBR|Foliofn Investments, Inc.|11
EVJ|EATON VANCE NJ SBI|GLPX|ACS EXECUTION SERVICES, LLC|700
EVJ|EATON VANCE NJ SBI|GSLT|GOLDMAN SACHS & CO. LLC|473
EVJ|EATON VANCE NJ SBI|HRBF|American Enterprise Investment Services Inc.|4702
EVJ|EATON VANCE NJ SBI|IATS|INTERACTIVE BROKERS LLC|612
EVJ|EATON VANCE NJ SBI|IBKR|Interactive Brokers Llc|4107
EVJ|EATON VANCE NJ SBI|INCA|INSTINET, LLC|100
EVJ|EATON VANCE NJ SBI|ITGI|ITG Inc.|250
EVJ|EATON VANCE NJ SBI|ITGP|ITG INC.|800
EVJ|EATON VANCE NJ SBI|JANY|Janney Montgomery Scott Inc.|2
EVJ|EATON VANCE NJ SBI|LEHM|Barclays Capital Inc./Le|200
EVJ|EATON VANCE NJ SBI|LIME|Lime Brokerage LLC|64
EVJ|EATON VANCE NJ SBI|MSCO|MORGAN STANLEY & CO. LLC|6530
EVJ|EATON VANCE NJ SBI|MSPL|MORGAN STANLEY & CO. LLC|1800
EVJ|EATON VANCE NJ SBI|MSTX|MORGAN STANLEY & CO. LLC|1000
EVJ|EATON VANCE NJ SBI|NFSC|National Financial Services LLC|8178
EVJ|EATON VANCE NJ SBI|NITE|VIRTU Americas LLC|13505
EVJ|EATON VANCE NJ SBI|OPCO|Oppenheimer & Co. Inc.|1918
EVJ|EATON VANCE NJ SBI|PDQM|CODA MARKETS, INC.|800
EVJ|EATON VANCE NJ SBI|RBCM|RBC CAPITAL MARKETS, LLC|375
EVJ|EATON VANCE NJ SBI|STFL|Stifel, Nicolaus & Company, Incorporated|3
EVJ|EATON VANCE NJ SBI|SWST|Hilltop Securities Inc.|1757
EVJ|EATON VANCE NJ SBI|UBSA|UBS SECURITIES LLC|1000
EVJ|EATON VANCE NJ SBI|UBSS|UBS Securities LLC|3620
EVJ|EATON VANCE NJ SBI|VALX|VIRTU AMERICAS LLC|42
EVJ|EATON VANCE NJ SBI|VGRD|Vanguard Marketing Corporation|182
EVJ|EATON VANCE NJ SBI|WCHV|WELLS FARGO SECURITIES, LLC|6444
EVJ|EATON VANCE NJ SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1048
EVK|EVER GLORY INTL GRP|APCC|Apex Clearing Corporation|800
EVK|EVER GLORY INTL GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330
EVK|EVER GLORY INTL GRP|DBAB|Deutsche Bank Securities Inc.|341
EVK|EVER GLORY INTL GRP|EBXL|EBX LLC|100
EVK|EVER GLORY INTL GRP|FBCO|Credit Suisse Securities (USA) LLC|29
EVK|EVER GLORY INTL GRP|FOMA|TD AMERITRADE CLEARING, INC.|5828
EVK|EVER GLORY INTL GRP|FTBR|Foliofn Investments, Inc.|11469
EVK|EVER GLORY INTL GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|150
EVK|EVER GLORY INTL GRP|GLPX|ACS EXECUTION SERVICES, LLC|237
EVK|EVER GLORY INTL GRP|IBKR|Interactive Brokers Llc|16772
EVK|EVER GLORY INTL GRP|ICBX|INSTINET, LLC|1400
EVK|EVER GLORY INTL GRP|INCA|INSTINET, LLC|28491
EVK|EVER GLORY INTL GRP|ITGI|ITG Inc.|541
EVK|EVER GLORY INTL GRP|ITGP|ITG INC.|2000
EVK|EVER GLORY INTL GRP|LIME|Lime Brokerage LLC|8945
EVK|EVER GLORY INTL GRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EVK|EVER GLORY INTL GRP|MBTS|ALLY INVEST SECURITIES LLC|200
EVK|EVER GLORY INTL GRP|MSCO|MORGAN STANLEY & CO. LLC|4194
EVK|EVER GLORY INTL GRP|NFSC|National Financial Services LLC|1770
EVK|EVER GLORY INTL GRP|NITE|VIRTU Americas LLC|29419
EVK|EVER GLORY INTL GRP|NQRB|Brut, LLC|663
EVK|EVER GLORY INTL GRP|OPCO|Oppenheimer & Co. Inc.|4000
EVK|EVER GLORY INTL GRP|PDQM|CODA MARKETS, INC.|274
EVK|EVER GLORY INTL GRP|RAJA|Raymond James & Associates, Inc.|6
EVK|EVER GLORY INTL GRP|RGLD|Regal Securities, Inc|1500
EVK|EVER GLORY INTL GRP|SPDR|SPEEDROUTE LLC|300
EVK|EVER GLORY INTL GRP|SWIM|TD Ameritrade, Inc.|2415
EVK|EVER GLORY INTL GRP|TRCM|TRC MARKETS LLC|600
EVK|EVER GLORY INTL GRP|UBSA|UBS SECURITIES LLC|14
EVK|EVER GLORY INTL GRP|UBSS|UBS Securities LLC|4030
EVK|EVER GLORY INTL GRP|VGRD|Vanguard Marketing Corporation|1285
EVK|EVER GLORY INTL GRP|WCHV|WELLS FARGO SECURITIES, LLC|800
EVK|EVER GLORY INTL GRP|WSEA|WOLVERINE SECURITIES, LLC|290
EVLMC|EATON VNCE TABS 5-15|FTBR|Foliofn Investments, Inc.|1690
EVLMC|EATON VNCE TABS 5-15|NITE|VIRTU Americas LLC|1690
EVLO|EVELO BIOSCIENCES CS|ALTX|Alternet Securities Inc.|9321
EVLO|EVELO BIOSCIENCES CS|APCC|Apex Clearing Corporation|100
EVLO|EVELO BIOSCIENCES CS|BATM|CBOE TRADING, INC.|1822
EVLO|EVELO BIOSCIENCES CS|BAYC|BAY CREST PARTNERS, LLC|214
EVLO|EVELO BIOSCIENCES CS|BERN|Sanford C. Bernstein & Co., LLC|56040
EVLO|EVELO BIOSCIENCES CS|BLKX|INSTINET, LLC|28035
EVLO|EVELO BIOSCIENCES CS|BMOC|BMO Capital Markets Corp.|51123
EVLO|EVELO BIOSCIENCES CS|BNPX|BNP PARIBAS SECURITIES CORP.|420
EVLO|EVELO BIOSCIENCES CS|BTIG|BTIG, LLC|2976
EVLO|EVELO BIOSCIENCES CS|BYXM|CBOE TRADING, INC.|2603
EVLO|EVELO BIOSCIENCES CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16682
EVLO|EVELO BIOSCIENCES CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15711
EVLO|EVELO BIOSCIENCES CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
EVLO|EVELO BIOSCIENCES CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29156
EVLO|EVELO BIOSCIENCES CS|CTDL|Citadel Derivatives Group Llc|845
EVLO|EVELO BIOSCIENCES CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7730
EVLO|EVELO BIOSCIENCES CS|DBAB|Deutsche Bank Securities Inc.|54943
EVLO|EVELO BIOSCIENCES CS|DBAX|Deutsche Bank Securities Inc.|30000
EVLO|EVELO BIOSCIENCES CS|DEAN|MORGAN STANLEY|5431
EVLO|EVELO BIOSCIENCES CS|DEGS|RONIN PROFESSIONAL LLC|35692
EVLO|EVELO BIOSCIENCES CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34918
EVLO|EVELO BIOSCIENCES CS|EBXL|EBX LLC|44900
EVLO|EVELO BIOSCIENCES CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
EVLO|EVELO BIOSCIENCES CS|EDJO|Edward D. Jones & Co., L.P.|274
EVLO|EVELO BIOSCIENCES CS|EGAM|CBOE TRADING, INC.|4833
EVLO|EVELO BIOSCIENCES CS|EGXM|CBOE TRADING, INC.|1233
EVLO|EVELO BIOSCIENCES CS|ETBE|Electronic Transaction Clearing, Inc.|6547
EVLO|EVELO BIOSCIENCES CS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
EVLO|EVELO BIOSCIENCES CS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|114
EVLO|EVELO BIOSCIENCES CS|ETRS|E*Trade Securities LLC|16028
EVLO|EVELO BIOSCIENCES CS|FBCO|Credit Suisse Securities (USA) LLC|188880
EVLO|EVELO BIOSCIENCES CS|FILL|Tradestation Securities, Inc.|12710
EVLO|EVELO BIOSCIENCES CS|FMAF|NBCN Inc./ CDS|74
EVLO|EVELO BIOSCIENCES CS|FOMA|TD AMERITRADE CLEARING, INC.|122948
EVLO|EVELO BIOSCIENCES CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2351
EVLO|EVELO BIOSCIENCES CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20473
EVLO|EVELO BIOSCIENCES CS|FTBR|Foliofn Investments, Inc.|8519
EVLO|EVELO BIOSCIENCES CS|GEBB|GLOBAL EXECUTION BROKERS, LP|600
EVLO|EVELO BIOSCIENCES CS|GLPX|ACS EXECUTION SERVICES, LLC|45979
EVLO|EVELO BIOSCIENCES CS|GSCO|GOLDMAN SACHS & CO. LLC|292596
EVLO|EVELO BIOSCIENCES CS|GSCS|GOLDMAN SACHS & CO. LLC|13468
EVLO|EVELO BIOSCIENCES CS|GSLT|GOLDMAN SACHS & CO. LLC|776
EVLO|EVELO BIOSCIENCES CS|GTSZ|GTS SECURITIES LLC|35401
EVLO|EVELO BIOSCIENCES CS|HRBF|American Enterprise Investment Services Inc.|600
EVLO|EVELO BIOSCIENCES CS|IATS|INTERACTIVE BROKERS LLC|3170
EVLO|EVELO BIOSCIENCES CS|IBKR|Interactive Brokers Llc|50863
EVLO|EVELO BIOSCIENCES CS|ICBX|INSTINET, LLC|7700
EVLO|EVELO BIOSCIENCES CS|IEQY|CITADEL SECURITIES LLC|4388
EVLO|EVELO BIOSCIENCES CS|INCA|INSTINET, LLC|199491
EVLO|EVELO BIOSCIENCES CS|INJX|INSTINET, LLC|2090
EVLO|EVELO BIOSCIENCES CS|ITGI|ITG Inc.|11119
EVLO|EVELO BIOSCIENCES CS|ITGP|ITG INC.|105800
EVLO|EVELO BIOSCIENCES CS|JEFF|JEFFERIES LLC|19512
EVLO|EVELO BIOSCIENCES CS|JMPT|JUMP TRADING, LLC|1375
EVLO|EVELO BIOSCIENCES CS|JPBX|J.P. MORGAN SECURITIES LLC|1128
EVLO|EVELO BIOSCIENCES CS|JPMX|J.P. Morgan Securities LLC|46434
EVLO|EVELO BIOSCIENCES CS|JSJX|JANE STREET CAPITAL LLC|2800
EVLO|EVELO BIOSCIENCES CS|KCGM|VIRTU Americas LLC|11920
EVLO|EVELO BIOSCIENCES CS|LEHM|Barclays Capital Inc./Le|146953
EVLO|EVELO BIOSCIENCES CS|LIME|Lime Brokerage LLC|38249
EVLO|EVELO BIOSCIENCES CS|LMGP|LIME BROKERAGE LLC|746
EVLO|EVELO BIOSCIENCES CS|LMNX|LUMINEX TRADING & ANALYTICS LLC|68000
EVLO|EVELO BIOSCIENCES CS|MAXM|Maxim Group LLC|221
EVLO|EVELO BIOSCIENCES CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15937
EVLO|EVELO BIOSCIENCES CS|MOTF|MOTIF INVESTING, INC.|21
EVLO|EVELO BIOSCIENCES CS|MSCO|MORGAN STANLEY & CO. LLC|472050
EVLO|EVELO BIOSCIENCES CS|MSPL|MORGAN STANLEY & CO. LLC|31900
EVLO|EVELO BIOSCIENCES CS|MSTX|MORGAN STANLEY & CO. LLC|13500
EVLO|EVELO BIOSCIENCES CS|NFSC|National Financial Services LLC|22609
EVLO|EVELO BIOSCIENCES CS|NITE|VIRTU Americas LLC|142399
EVLO|EVELO BIOSCIENCES CS|NITP|VIRTU Americas LLC|109
EVLO|EVELO BIOSCIENCES CS|NQRB|Brut, LLC|4800
EVLO|EVELO BIOSCIENCES CS|PDQM|CODA MARKETS, INC.|148807
EVLO|EVELO BIOSCIENCES CS|PWJC|UBS Financial Services, Inc.|555
EVLO|EVELO BIOSCIENCES CS|RAJA|Raymond James & Associates, Inc.|1065
EVLO|EVELO BIOSCIENCES CS|RBCM|RBC CAPITAL MARKETS, LLC|4944
EVLO|EVELO BIOSCIENCES CS|SAGL|SAGETRADER, LLC|1024
EVLO|EVELO BIOSCIENCES CS|SALI|INTL FCSTONE FINANCIAL INC.|1800
EVLO|EVELO BIOSCIENCES CS|SBSH|Citigroup Global Markets Inc.|26134
EVLO|EVELO BIOSCIENCES CS|SGMT|GOLDMAN SACHS & CO. LLC|29807
EVLO|EVELO BIOSCIENCES CS|SPDR|SPEEDROUTE LLC|13503
EVLO|EVELO BIOSCIENCES CS|SPTD|MINT GLOBAL MARKETS, INC.|17562
EVLO|EVELO BIOSCIENCES CS|SWIM|TD Ameritrade, Inc.|15507
EVLO|EVELO BIOSCIENCES CS|TKNG|ALLY INVEST SECURITIES LLC|550
EVLO|EVELO BIOSCIENCES CS|TRBT|Tradebot Systems, Inc.|19570
EVLO|EVELO BIOSCIENCES CS|TRCM|TRC MARKETS LLC|11565
EVLO|EVELO BIOSCIENCES CS|TWTT|TASTYWORKS, INC.|100
EVLO|EVELO BIOSCIENCES CS|UBSA|UBS SECURITIES LLC|83426
EVLO|EVELO BIOSCIENCES CS|UBSS|UBS Securities LLC|301939
EVLO|EVELO BIOSCIENCES CS|VALX|VIRTU AMERICAS LLC|3514
EVLO|EVELO BIOSCIENCES CS|VGRD|Vanguard Marketing Corporation|1972
EVLO|EVELO BIOSCIENCES CS|VSIN|Vision Financial Markets Llc|1100
EVLO|EVELO BIOSCIENCES CS|WCHV|WELLS FARGO SECURITIES, LLC|4027
EVLO|EVELO BIOSCIENCES CS|WEDB|WEDBUSH SECURITIES INC.|700
EVLO|EVELO BIOSCIENCES CS|WGIF|CIBC World Markets Inc.|100
EVLO|EVELO BIOSCIENCES CS|WSEA|WOLVERINE SECURITIES, LLC|1961
EVLO|EVELO BIOSCIENCES CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
EVLO|EVELO BIOSCIENCES CS|YKNA|COMHAR CAPITAL MARKETS, LLC|7187
EVLO|EVELO BIOSCIENCES CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
EVLV|EVINE LIVE CL A|ALTX|Alternet Securities Inc.|3954
EVLV|EVINE LIVE CL A|APCC|Apex Clearing Corporation|1796
EVLV|EVINE LIVE CL A|BATM|CBOE TRADING, INC.|10
EVLV|EVINE LIVE CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30182
EVLV|EVINE LIVE CL A|BLKX|INSTINET, LLC|16900
EVLV|EVINE LIVE CL A|BTIG|BTIG, LLC|31805
EVLV|EVINE LIVE CL A|CHAS|Charles Schwab & Co., Inc.|5520
EVLV|EVINE LIVE CL A|CHLM|Craig-Hallum Capital Group LLC|5000
EVLV|EVINE LIVE CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7700
EVLV|EVINE LIVE CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2470
EVLV|EVINE LIVE CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21361
EVLV|EVINE LIVE CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66295
EVLV|EVINE LIVE CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|14700
EVLV|EVINE LIVE CL A|DADA|D.A. Davidson & Co.|75700
EVLV|EVINE LIVE CL A|DBAB|Deutsche Bank Securities Inc.|31652
EVLV|EVINE LIVE CL A|DBAX|Deutsche Bank Securities Inc.|13200
EVLV|EVINE LIVE CL A|DEAN|MORGAN STANLEY|900
EVLV|EVINE LIVE CL A|DEGS|RONIN PROFESSIONAL LLC|50843
EVLV|EVINE LIVE CL A|EBXL|EBX LLC|31900
EVLV|EVINE LIVE CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|40000
EVLV|EVINE LIVE CL A|EGAM|CBOE TRADING, INC.|884
EVLV|EVINE LIVE CL A|EGXM|CBOE TRADING, INC.|4554
EVLV|EVINE LIVE CL A|ETBE|Electronic Transaction Clearing, Inc.|1720
EVLV|EVINE LIVE CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1340
EVLV|EVINE LIVE CL A|ETRS|E*Trade Securities LLC|348789
EVLV|EVINE LIVE CL A|FBCO|Credit Suisse Securities (USA) LLC|76471
EVLV|EVINE LIVE CL A|FILL|Tradestation Securities, Inc.|600
EVLV|EVINE LIVE CL A|FMAF|NBCN Inc./ CDS|2900
EVLV|EVINE LIVE CL A|FOMA|TD AMERITRADE CLEARING, INC.|484214
EVLV|EVINE LIVE CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11244
EVLV|EVINE LIVE CL A|FTBR|Foliofn Investments, Inc.|250
EVLV|EVINE LIVE CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|5071
EVLV|EVINE LIVE CL A|GLPX|ACS EXECUTION SERVICES, LLC|990
EVLV|EVINE LIVE CL A|GSCO|GOLDMAN SACHS & CO. LLC|7107
EVLV|EVINE LIVE CL A|GSCS|GOLDMAN SACHS & CO. LLC|80214
EVLV|EVINE LIVE CL A|GSLT|GOLDMAN SACHS & CO. LLC|7018
EVLV|EVINE LIVE CL A|HRBF|American Enterprise Investment Services Inc.|4005
EVLV|EVINE LIVE CL A|IATS|INTERACTIVE BROKERS LLC|9256
EVLV|EVINE LIVE CL A|IBKR|Interactive Brokers Llc|60872
EVLV|EVINE LIVE CL A|ICBX|INSTINET, LLC|48000
EVLV|EVINE LIVE CL A|INCA|INSTINET, LLC|69184
EVLV|EVINE LIVE CL A|INJX|INSTINET, LLC|8594
EVLV|EVINE LIVE CL A|ITGI|ITG Inc.|5433
EVLV|EVINE LIVE CL A|ITGP|ITG INC.|183600
EVLV|EVINE LIVE CL A|JEFF|JEFFERIES LLC|119287
EVLV|EVINE LIVE CL A|JMPT|JUMP TRADING, LLC|1741
EVLV|EVINE LIVE CL A|JPMX|J.P. Morgan Securities LLC|37970
EVLV|EVINE LIVE CL A|JSJX|JANE STREET CAPITAL LLC|5487
EVLV|EVINE LIVE CL A|KCGM|VIRTU Americas LLC|5306
EVLV|EVINE LIVE CL A|LEHM|Barclays Capital Inc./Le|35558
EVLV|EVINE LIVE CL A|LIME|Lime Brokerage LLC|16544
EVLV|EVINE LIVE CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18040
EVLV|EVINE LIVE CL A|MSCO|MORGAN STANLEY & CO. LLC|291082
EVLV|EVINE LIVE CL A|MSPL|MORGAN STANLEY & CO. LLC|14600
EVLV|EVINE LIVE CL A|MSTX|MORGAN STANLEY & CO. LLC|200
EVLV|EVINE LIVE CL A|NFSC|National Financial Services LLC|1236078
EVLV|EVINE LIVE CL A|NITE|VIRTU Americas LLC|1072524
EVLV|EVINE LIVE CL A|NITP|VIRTU Americas LLC|300
EVLV|EVINE LIVE CL A|NQRB|Brut, LLC|513
EVLV|EVINE LIVE CL A|NTFN|Network 1 Financial Securities Inc.|50000
EVLV|EVINE LIVE CL A|OPCO|Oppenheimer & Co. Inc.|9103
EVLV|EVINE LIVE CL A|PCPT|PHILLIP CAPITAL INC.|1200
EVLV|EVINE LIVE CL A|PDQM|CODA MARKETS, INC.|3133
EVLV|EVINE LIVE CL A|PWJC|UBS Financial Services, Inc.|7100
EVLV|EVINE LIVE CL A|RAJA|Raymond James & Associates, Inc.|6500
EVLV|EVINE LIVE CL A|RBCM|RBC CAPITAL MARKETS, LLC|3800
EVLV|EVINE LIVE CL A|SBSH|Citigroup Global Markets Inc.|405
EVLV|EVINE LIVE CL A|SGMT|GOLDMAN SACHS & CO. LLC|9044
EVLV|EVINE LIVE CL A|SPDR|SPEEDROUTE LLC|42700
EVLV|EVINE LIVE CL A|STFL|Stifel, Nicolaus & Company, Incorporated|21707
EVLV|EVINE LIVE CL A|SWIM|TD Ameritrade, Inc.|232884
EVLV|EVINE LIVE CL A|SWST|Hilltop Securities Inc.|4400
EVLV|EVINE LIVE CL A|TKNG|ALLY INVEST SECURITIES LLC|12035
EVLV|EVINE LIVE CL A|TRBT|Tradebot Systems, Inc.|4636
EVLV|EVINE LIVE CL A|TRCM|TRC MARKETS LLC|20042
EVLV|EVINE LIVE CL A|UBSA|UBS SECURITIES LLC|120853
EVLV|EVINE LIVE CL A|UBSS|UBS Securities LLC|233996
EVLV|EVINE LIVE CL A|VALX|VIRTU AMERICAS LLC|904
EVLV|EVINE LIVE CL A|VGRD|Vanguard Marketing Corporation|18285
EVLV|EVINE LIVE CL A|WCHV|WELLS FARGO SECURITIES, LLC|73616
EVLV|EVINE LIVE CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12201
EVLV|EVINE LIVE CL A|WGIF|CIBC World Markets Inc.|2400
EVLV|EVINE LIVE CL A|WSEA|WOLVERINE SECURITIES, LLC|27871
EVLV|EVINE LIVE CL A|XIST|INSTINET, LLC|13600
EVLV|EVINE LIVE CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|9600
EVLV|EVINE LIVE CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|200
EVLV|EVINE LIVE CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4700
EVM|EATON VANCE CA MUNI|AGIS|Aegis Capital Corp.|3755
EVM|EATON VANCE CA MUNI|ALTX|Alternet Securities Inc.|100
EVM|EATON VANCE CA MUNI|APCC|Apex Clearing Corporation|2
EVM|EATON VANCE CA MUNI|BTIG|BTIG, LLC|1699
EVM|EATON VANCE CA MUNI|CANT|Cantor Fitzgerald & Co.|1158
EVM|EATON VANCE CA MUNI|CHAS|Charles Schwab & Co., Inc.|96
EVM|EATON VANCE CA MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3500
EVM|EATON VANCE CA MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
EVM|EATON VANCE CA MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15154
EVM|EATON VANCE CA MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|840
EVM|EATON VANCE CA MUNI|DBAX|Deutsche Bank Securities Inc.|1500
EVM|EATON VANCE CA MUNI|DEAN|MORGAN STANLEY|2209
EVM|EATON VANCE CA MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18917
EVM|EATON VANCE CA MUNI|EBXL|EBX LLC|15900
EVM|EATON VANCE CA MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|607
EVM|EATON VANCE CA MUNI|EGAM|CBOE TRADING, INC.|300
EVM|EATON VANCE CA MUNI|EGXM|CBOE TRADING, INC.|201
EVM|EATON VANCE CA MUNI|ETRS|E*Trade Securities LLC|10828
EVM|EATON VANCE CA MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5434
EVM|EATON VANCE CA MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22526
EVM|EATON VANCE CA MUNI|FTBR|Foliofn Investments, Inc.|2
EVM|EATON VANCE CA MUNI|GSCO|GOLDMAN SACHS & CO. LLC|2900
EVM|EATON VANCE CA MUNI|GSLT|GOLDMAN SACHS & CO. LLC|1900
EVM|EATON VANCE CA MUNI|HRBF|American Enterprise Investment Services Inc.|14316
EVM|EATON VANCE CA MUNI|IATS|INTERACTIVE BROKERS LLC|546
EVM|EATON VANCE CA MUNI|IBKR|Interactive Brokers Llc|3573
EVM|EATON VANCE CA MUNI|ICBX|INSTINET, LLC|880
EVM|EATON VANCE CA MUNI|INCA|INSTINET, LLC|4479
EVM|EATON VANCE CA MUNI|ITGI|ITG Inc.|100
EVM|EATON VANCE CA MUNI|ITGP|ITG INC.|3400
EVM|EATON VANCE CA MUNI|JANY|Janney Montgomery Scott Inc.|1
EVM|EATON VANCE CA MUNI|JPMX|J.P. Morgan Securities LLC|3214
EVM|EATON VANCE CA MUNI|KCGM|VIRTU Americas LLC|9500
EVM|EATON VANCE CA MUNI|LEHM|Barclays Capital Inc./Le|4800
EVM|EATON VANCE CA MUNI|LIME|Lime Brokerage LLC|504
EVM|EATON VANCE CA MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
EVM|EATON VANCE CA MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3342
EVM|EATON VANCE CA MUNI|MOTF|MOTIF INVESTING, INC.|1
EVM|EATON VANCE CA MUNI|MSCO|MORGAN STANLEY & CO. LLC|73960
EVM|EATON VANCE CA MUNI|MSPL|MORGAN STANLEY & CO. LLC|36800
EVM|EATON VANCE CA MUNI|MSTX|MORGAN STANLEY & CO. LLC|1400
EVM|EATON VANCE CA MUNI|NFSC|National Financial Services LLC|44090
EVM|EATON VANCE CA MUNI|NITE|VIRTU Americas LLC|104205
EVM|EATON VANCE CA MUNI|NQRB|Brut, LLC|195
EVM|EATON VANCE CA MUNI|OPCO|Oppenheimer & Co. Inc.|130
EVM|EATON VANCE CA MUNI|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7200
EVM|EATON VANCE CA MUNI|PWJC|UBS Financial Services, Inc.|9293
EVM|EATON VANCE CA MUNI|RBCM|RBC CAPITAL MARKETS, LLC|4976
EVM|EATON VANCE CA MUNI|SGMT|GOLDMAN SACHS & CO. LLC|7311
EVM|EATON VANCE CA MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|12300
EVM|EATON VANCE CA MUNI|SWIM|TD Ameritrade, Inc.|475
EVM|EATON VANCE CA MUNI|SWST|Hilltop Securities Inc.|6883
EVM|EATON VANCE CA MUNI|TRBT|Tradebot Systems, Inc.|300
EVM|EATON VANCE CA MUNI|UBSA|UBS SECURITIES LLC|17241
EVM|EATON VANCE CA MUNI|UBSS|UBS Securities LLC|50798
EVM|EATON VANCE CA MUNI|VGRD|Vanguard Marketing Corporation|5112
EVM|EATON VANCE CA MUNI|WCHV|WELLS FARGO SECURITIES, LLC|14494
EVM|EATON VANCE CA MUNI|WEDB|WEDBUSH SECURITIES INC.|400
EVM|EATON VANCE CA MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9756
EVM|EATON VANCE CA MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
EVM|EATON VANCE CA MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2241
EVN|EATON VANCE MUNI INM|ALTX|Alternet Securities Inc.|1500
EVN|EATON VANCE MUNI INM|APCC|Apex Clearing Corporation|6
EVN|EATON VANCE MUNI INM|BATM|CBOE TRADING, INC.|46
EVN|EATON VANCE MUNI INM|BERN|Sanford C. Bernstein & Co., LLC|132
EVN|EATON VANCE MUNI INM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|902
EVN|EATON VANCE MUNI INM|BNCH|The Benchmark Company, LLC|684
EVN|EATON VANCE MUNI INM|BTIG|BTIG, LLC|600
EVN|EATON VANCE MUNI INM|BYXM|CBOE TRADING, INC.|100
EVN|EATON VANCE MUNI INM|CANT|Cantor Fitzgerald & Co.|53132
EVN|EATON VANCE MUNI INM|CHAS|Charles Schwab & Co., Inc.|52503
EVN|EATON VANCE MUNI INM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38367
EVN|EATON VANCE MUNI INM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10862
EVN|EATON VANCE MUNI INM|CTDL|Citadel Derivatives Group Llc|60
EVN|EATON VANCE MUNI INM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1612
EVN|EATON VANCE MUNI INM|DADA|D.A. Davidson & Co.|1686
EVN|EATON VANCE MUNI INM|DBAX|Deutsche Bank Securities Inc.|11000
EVN|EATON VANCE MUNI INM|DEGS|RONIN PROFESSIONAL LLC|100
EVN|EATON VANCE MUNI INM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6551
EVN|EATON VANCE MUNI INM|EBXL|EBX LLC|20500
EVN|EATON VANCE MUNI INM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3859
EVN|EATON VANCE MUNI INM|EDJO|Edward D. Jones & Co., L.P.|2267
EVN|EATON VANCE MUNI INM|ESPO|ESPOSITO SECURITIES, LLC|6666
EVN|EATON VANCE MUNI INM|ETRS|E*Trade Securities LLC|19472
EVN|EATON VANCE MUNI INM|FILL|Tradestation Securities, Inc.|44
EVN|EATON VANCE MUNI INM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40048
EVN|EATON VANCE MUNI INM|FTBR|Foliofn Investments, Inc.|33
EVN|EATON VANCE MUNI INM|GLPX|ACS EXECUTION SERVICES, LLC|4707
EVN|EATON VANCE MUNI INM|GSCO|GOLDMAN SACHS & CO. LLC|4609
EVN|EATON VANCE MUNI INM|GTSZ|GTS SECURITIES LLC|100
EVN|EATON VANCE MUNI INM|HRBF|American Enterprise Investment Services Inc.|366
EVN|EATON VANCE MUNI INM|IATS|INTERACTIVE BROKERS LLC|1100
EVN|EATON VANCE MUNI INM|IBKR|Interactive Brokers Llc|10358
EVN|EATON VANCE MUNI INM|ICBX|INSTINET, LLC|7272
EVN|EATON VANCE MUNI INM|INCA|INSTINET, LLC|3785
EVN|EATON VANCE MUNI INM|ITGI|ITG Inc.|5879
EVN|EATON VANCE MUNI INM|ITGP|ITG INC.|4600
EVN|EATON VANCE MUNI INM|JANY|Janney Montgomery Scott Inc.|4969
EVN|EATON VANCE MUNI INM|JEFF|JEFFERIES LLC|900
EVN|EATON VANCE MUNI INM|JONE|JonesTrading|500
EVN|EATON VANCE MUNI INM|JPMX|J.P. Morgan Securities LLC|11602
EVN|EATON VANCE MUNI INM|JSJX|JANE STREET CAPITAL LLC|864
EVN|EATON VANCE MUNI INM|KCGM|VIRTU Americas LLC|9548
EVN|EATON VANCE MUNI INM|LEHM|Barclays Capital Inc./Le|7973
EVN|EATON VANCE MUNI INM|LIME|Lime Brokerage LLC|194
EVN|EATON VANCE MUNI INM|LIWE|LIME BROKERAGE LLC|1400
EVN|EATON VANCE MUNI INM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3200
EVN|EATON VANCE MUNI INM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22974
EVN|EATON VANCE MUNI INM|MSCO|MORGAN STANLEY & CO. LLC|41886
EVN|EATON VANCE MUNI INM|MSPL|MORGAN STANLEY & CO. LLC|14500
EVN|EATON VANCE MUNI INM|MSTX|MORGAN STANLEY & CO. LLC|1000
EVN|EATON VANCE MUNI INM|NFSC|National Financial Services LLC|117059
EVN|EATON VANCE MUNI INM|NITE|VIRTU Americas LLC|196196
EVN|EATON VANCE MUNI INM|NQRB|Brut, LLC|4793
EVN|EATON VANCE MUNI INM|OPCO|Oppenheimer & Co. Inc.|29
EVN|EATON VANCE MUNI INM|PDQM|CODA MARKETS, INC.|11128
EVN|EATON VANCE MUNI INM|PWJC|UBS Financial Services, Inc.|17014
EVN|EATON VANCE MUNI INM|RBCM|RBC CAPITAL MARKETS, LLC|8462
EVN|EATON VANCE MUNI INM|SBSH|Citigroup Global Markets Inc.|600
EVN|EATON VANCE MUNI INM|SGMT|GOLDMAN SACHS & CO. LLC|12546
EVN|EATON VANCE MUNI INM|SPDR|SPEEDROUTE LLC|1000
EVN|EATON VANCE MUNI INM|STFL|Stifel, Nicolaus & Company, Incorporated|124
EVN|EATON VANCE MUNI INM|SWIM|TD Ameritrade, Inc.|8657
EVN|EATON VANCE MUNI INM|SWST|Hilltop Securities Inc.|4859
EVN|EATON VANCE MUNI INM|TKNG|ALLY INVEST SECURITIES LLC|38
EVN|EATON VANCE MUNI INM|TRBT|Tradebot Systems, Inc.|1251
EVN|EATON VANCE MUNI INM|UBSA|UBS SECURITIES LLC|29493
EVN|EATON VANCE MUNI INM|UBSS|UBS Securities LLC|66315
EVN|EATON VANCE MUNI INM|VGRD|Vanguard Marketing Corporation|29727
EVN|EATON VANCE MUNI INM|WCHV|WELLS FARGO SECURITIES, LLC|64479
EVN|EATON VANCE MUNI INM|WEDB|WEDBUSH SECURITIES INC.|23360
EVN|EATON VANCE MUNI INM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|581
EVN|EATON VANCE MUNI INM|WSEA|WOLVERINE SECURITIES, LLC|5275
EVN|EATON VANCE MUNI INM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7890
EVN|EATON VANCE MUNI INM|YKNA|COMHAR CAPITAL MARKETS, LLC|3121
EVN|EATON VANCE MUNI INM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2145
EVO|EATON VANCE OH SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
EVO|EATON VANCE OH SBI|DBAX|Deutsche Bank Securities Inc.|100
EVO|EATON VANCE OH SBI|DEAN|MORGAN STANLEY|1701
EVO|EATON VANCE OH SBI|EDJO|Edward D. Jones & Co., L.P.|460
EVO|EATON VANCE OH SBI|ETRS|E*Trade Securities LLC|34
EVO|EATON VANCE OH SBI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|433
EVO|EATON VANCE OH SBI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2880
EVO|EATON VANCE OH SBI|HRBF|American Enterprise Investment Services Inc.|404
EVO|EATON VANCE OH SBI|IATS|INTERACTIVE BROKERS LLC|400
EVO|EATON VANCE OH SBI|IBKR|Interactive Brokers Llc|528
EVO|EATON VANCE OH SBI|INCA|INSTINET, LLC|405
EVO|EATON VANCE OH SBI|LIME|Lime Brokerage LLC|201
EVO|EATON VANCE OH SBI|MSCO|MORGAN STANLEY & CO. LLC|5763
EVO|EATON VANCE OH SBI|MSPL|MORGAN STANLEY & CO. LLC|600
EVO|EATON VANCE OH SBI|NATL|National Securities Corporation|2000
EVO|EATON VANCE OH SBI|NFSC|National Financial Services LLC|6939
EVO|EATON VANCE OH SBI|NITE|VIRTU Americas LLC|13669
EVO|EATON VANCE OH SBI|OPCO|Oppenheimer & Co. Inc.|5244
EVO|EATON VANCE OH SBI|PWJC|UBS Financial Services, Inc.|300
EVO|EATON VANCE OH SBI|RBCM|RBC CAPITAL MARKETS, LLC|1000
EVO|EATON VANCE OH SBI|STFL|Stifel, Nicolaus & Company, Incorporated|1251
EVO|EATON VANCE OH SBI|UBSA|UBS SECURITIES LLC|103
EVO|EATON VANCE OH SBI|UBSS|UBS Securities LLC|4095
EVO|EATON VANCE OH SBI|VALX|VIRTU AMERICAS LLC|800
EVO|EATON VANCE OH SBI|WCHV|WELLS FARGO SECURITIES, LLC|1076
EVO|EATON VANCE OH SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|204
EVO|EATON VANCE OH SBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1008
EVOK|EVOKE PHARMA CMN|AGIS|Aegis Capital Corp.|500
EVOK|EVOKE PHARMA CMN|ALTX|Alternet Securities Inc.|500
EVOK|EVOKE PHARMA CMN|APCC|Apex Clearing Corporation|297
EVOK|EVOKE PHARMA CMN|BATM|CBOE TRADING, INC.|77
EVOK|EVOKE PHARMA CMN|BIMI|Banca IMI Securities Corp.|10952
EVOK|EVOKE PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6600
EVOK|EVOKE PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|770
EVOK|EVOKE PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
EVOK|EVOKE PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17697
EVOK|EVOKE PHARMA CMN|CTDL|Citadel Derivatives Group Llc|2071
EVOK|EVOKE PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
EVOK|EVOKE PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|85906
EVOK|EVOKE PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|11900
EVOK|EVOKE PHARMA CMN|DEAN|MORGAN STANLEY|5900
EVOK|EVOKE PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|20187
EVOK|EVOKE PHARMA CMN|EBXL|EBX LLC|11600
EVOK|EVOKE PHARMA CMN|EGAM|CBOE TRADING, INC.|600
EVOK|EVOKE PHARMA CMN|EGXW|CBOE TRADING, INC.|1
EVOK|EVOKE PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|500
EVOK|EVOKE PHARMA CMN|ETCB|ETC BROKERAGE SERVICES, LLC|1726
EVOK|EVOKE PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2434
EVOK|EVOKE PHARMA CMN|ETRS|E*Trade Securities LLC|44930
EVOK|EVOKE PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|9138
EVOK|EVOKE PHARMA CMN|FBSB|U.S. Bancorp Investments, Inc.|2100
EVOK|EVOKE PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|121789
EVOK|EVOKE PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|828
EVOK|EVOKE PHARMA CMN|FTBR|Foliofn Investments, Inc.|21
EVOK|EVOKE PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|871
EVOK|EVOKE PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|524
EVOK|EVOKE PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|16365
EVOK|EVOKE PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|5765
EVOK|EVOKE PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|29
EVOK|EVOKE PHARMA CMN|GTSZ|GTS SECURITIES LLC|3795
EVOK|EVOKE PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|3500
EVOK|EVOKE PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|6679
EVOK|EVOKE PHARMA CMN|IBKR|Interactive Brokers Llc|25575
EVOK|EVOKE PHARMA CMN|ICBX|INSTINET, LLC|26000
EVOK|EVOKE PHARMA CMN|INCA|INSTINET, LLC|24208
EVOK|EVOKE PHARMA CMN|INJX|INSTINET, LLC|200
EVOK|EVOKE PHARMA CMN|ITGI|ITG Inc.|9691
EVOK|EVOKE PHARMA CMN|ITGP|ITG INC.|7200
EVOK|EVOKE PHARMA CMN|JEFF|JEFFERIES LLC|200
EVOK|EVOKE PHARMA CMN|JMPT|JUMP TRADING, LLC|728
EVOK|EVOKE PHARMA CMN|JONE|JonesTrading|6811
EVOK|EVOKE PHARMA CMN|JPMX|J.P. Morgan Securities LLC|14800
EVOK|EVOKE PHARMA CMN|KCGM|VIRTU Americas LLC|6860
EVOK|EVOKE PHARMA CMN|LEHM|Barclays Capital Inc./Le|12489
EVOK|EVOKE PHARMA CMN|LIME|Lime Brokerage LLC|39198
EVOK|EVOKE PHARMA CMN|LMGP|LIME BROKERAGE LLC|1400
EVOK|EVOKE PHARMA CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
EVOK|EVOKE PHARMA CMN|MAXM|Maxim Group LLC|19430
EVOK|EVOKE PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
EVOK|EVOKE PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|78977
EVOK|EVOKE PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|12900
EVOK|EVOKE PHARMA CMN|NATL|National Securities Corporation|1200
EVOK|EVOKE PHARMA CMN|NFSC|National Financial Services LLC|117191
EVOK|EVOKE PHARMA CMN|NITE|VIRTU Americas LLC|264499
EVOK|EVOKE PHARMA CMN|NITP|VIRTU Americas LLC|300
EVOK|EVOKE PHARMA CMN|NQRB|Brut, LLC|100
EVOK|EVOKE PHARMA CMN|ONEL|O'NEIL SECURITIES, INCORPORATED|9341
EVOK|EVOKE PHARMA CMN|PDQM|CODA MARKETS, INC.|1824
EVOK|EVOKE PHARMA CMN|PWJC|UBS Financial Services, Inc.|800
EVOK|EVOKE PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|50002
EVOK|EVOKE PHARMA CMN|SBSH|Citigroup Global Markets Inc.|2700
EVOK|EVOKE PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|5173
EVOK|EVOKE PHARMA CMN|SPDR|SPEEDROUTE LLC|2000
EVOK|EVOKE PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3250
EVOK|EVOKE PHARMA CMN|SWIM|TD Ameritrade, Inc.|27854
EVOK|EVOKE PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|5829
EVOK|EVOKE PHARMA CMN|TRBT|Tradebot Systems, Inc.|940
EVOK|EVOKE PHARMA CMN|TRCM|TRC MARKETS LLC|300
EVOK|EVOKE PHARMA CMN|UBSA|UBS SECURITIES LLC|34882
EVOK|EVOKE PHARMA CMN|UBSS|UBS Securities LLC|57618
EVOK|EVOKE PHARMA CMN|VALX|VIRTU AMERICAS LLC|627
EVOK|EVOKE PHARMA CMN|VGRD|Vanguard Marketing Corporation|4250
EVOK|EVOKE PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|3800
EVOK|EVOKE PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|6030
EVOK|EVOKE PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|17000
EVOK|EVOKE PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
EVOL|EVOLVING SYSTEMS INC|AGIS|Aegis Capital Corp.|2390
EVOL|EVOLVING SYSTEMS INC|APCC|Apex Clearing Corporation|2
EVOL|EVOLVING SYSTEMS INC|BNCH|The Benchmark Company, LLC|500
EVOL|EVOLVING SYSTEMS INC|BTIG|BTIG, LLC|63918
EVOL|EVOLVING SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1300
EVOL|EVOLVING SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|370
EVOL|EVOLVING SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|120
EVOL|EVOLVING SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|335
EVOL|EVOLVING SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|1000
EVOL|EVOLVING SYSTEMS INC|DEGS|RONIN PROFESSIONAL LLC|4930
EVOL|EVOLVING SYSTEMS INC|EGXW|CBOE TRADING, INC.|5185
EVOL|EVOLVING SYSTEMS INC|ETRS|E*Trade Securities LLC|7950
EVOL|EVOLVING SYSTEMS INC|FBCO|Credit Suisse Securities (USA) LLC|1082
EVOL|EVOLVING SYSTEMS INC|FOMA|TD AMERITRADE CLEARING, INC.|19785
EVOL|EVOLVING SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|664
EVOL|EVOLVING SYSTEMS INC|FTBR|Foliofn Investments, Inc.|1221
EVOL|EVOLVING SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|360
EVOL|EVOLVING SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|2778
EVOL|EVOLVING SYSTEMS INC|GSCS|GOLDMAN SACHS & CO. LLC|1307
EVOL|EVOLVING SYSTEMS INC|GSLT|GOLDMAN SACHS & CO. LLC|5792
EVOL|EVOLVING SYSTEMS INC|HRBF|American Enterprise Investment Services Inc.|1355
EVOL|EVOLVING SYSTEMS INC|IBKR|Interactive Brokers Llc|16807
EVOL|EVOLVING SYSTEMS INC|INCA|INSTINET, LLC|2870
EVOL|EVOLVING SYSTEMS INC|ITGI|ITG Inc.|3680
EVOL|EVOLVING SYSTEMS INC|JHDR|J.H. Darbie & Co., Inc.|2600
EVOL|EVOLVING SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|200
EVOL|EVOLVING SYSTEMS INC|LEHM|Barclays Capital Inc./Le|379
EVOL|EVOLVING SYSTEMS INC|LIME|Lime Brokerage LLC|17342
EVOL|EVOLVING SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EVOL|EVOLVING SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|14371
EVOL|EVOLVING SYSTEMS INC|NFSC|National Financial Services LLC|46526
EVOL|EVOLVING SYSTEMS INC|NITE|VIRTU Americas LLC|40379
EVOL|EVOLVING SYSTEMS INC|NQRB|Brut, LLC|7
EVOL|EVOLVING SYSTEMS INC|PDQM|CODA MARKETS, INC.|200
EVOL|EVOLVING SYSTEMS INC|RAJA|Raymond James & Associates, Inc.|8882
EVOL|EVOLVING SYSTEMS INC|RBCM|RBC CAPITAL MARKETS, LLC|5631
EVOL|EVOLVING SYSTEMS INC|SBSH|Citigroup Global Markets Inc.|2400
EVOL|EVOLVING SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|293
EVOL|EVOLVING SYSTEMS INC|SPDR|SPEEDROUTE LLC|1343
EVOL|EVOLVING SYSTEMS INC|SWIM|TD Ameritrade, Inc.|2700
EVOL|EVOLVING SYSTEMS INC|TKNG|ALLY INVEST SECURITIES LLC|331
EVOL|EVOLVING SYSTEMS INC|TRBT|Tradebot Systems, Inc.|715
EVOL|EVOLVING SYSTEMS INC|TRCM|TRC MARKETS LLC|269
EVOL|EVOLVING SYSTEMS INC|UBSA|UBS SECURITIES LLC|520
EVOL|EVOLVING SYSTEMS INC|UBSS|UBS Securities LLC|11991
EVOL|EVOLVING SYSTEMS INC|VALX|VIRTU AMERICAS LLC|341
EVOL|EVOLVING SYSTEMS INC|VGRD|Vanguard Marketing Corporation|5800
EVOL|EVOLVING SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|2518
EVOL|EVOLVING SYSTEMS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|291
EVOL|EVOLVING SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|453
EVOP|EVO PAYMENTS CMN A|AGIS|Aegis Capital Corp.|1283
EVOP|EVO PAYMENTS CMN A|ALTX|Alternet Securities Inc.|34413
EVOP|EVO PAYMENTS CMN A|APCC|Apex Clearing Corporation|3888
EVOP|EVO PAYMENTS CMN A|BARD|Robert W. Baird & Co. Incorporated|708
EVOP|EVO PAYMENTS CMN A|BATM|CBOE TRADING, INC.|1775
EVOP|EVO PAYMENTS CMN A|BAYT|BTIG, LLC|1900
EVOP|EVO PAYMENTS CMN A|BERN|Sanford C. Bernstein & Co., LLC|84712
EVOP|EVO PAYMENTS CMN A|BIDS|BIDS TRADING L.P.|27000
EVOP|EVO PAYMENTS CMN A|BLKX|INSTINET, LLC|126000
EVOP|EVO PAYMENTS CMN A|BTIG|BTIG, LLC|83406
EVOP|EVO PAYMENTS CMN A|BYXM|CBOE TRADING, INC.|2893
EVOP|EVO PAYMENTS CMN A|CANT|Cantor Fitzgerald & Co.|12700
EVOP|EVO PAYMENTS CMN A|CBLC|CITIGROUP GLOBAL MARKETS INC.|49400
EVOP|EVO PAYMENTS CMN A|CHAS|Charles Schwab & Co., Inc.|743
EVOP|EVO PAYMENTS CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50469
EVOP|EVO PAYMENTS CMN A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15560
EVOP|EVO PAYMENTS CMN A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
EVOP|EVO PAYMENTS CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203628
EVOP|EVO PAYMENTS CMN A|CTDL|Citadel Derivatives Group Llc|9024
EVOP|EVO PAYMENTS CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|28446
EVOP|EVO PAYMENTS CMN A|DBAB|Deutsche Bank Securities Inc.|15744
EVOP|EVO PAYMENTS CMN A|DBAX|Deutsche Bank Securities Inc.|208800
EVOP|EVO PAYMENTS CMN A|DEAN|MORGAN STANLEY|5497
EVOP|EVO PAYMENTS CMN A|DEGS|RONIN PROFESSIONAL LLC|3010
EVOP|EVO PAYMENTS CMN A|EBXL|EBX LLC|174000
EVOP|EVO PAYMENTS CMN A|ECUT|CONVERGEX EXECUTION SOLUTIONS|252
EVOP|EVO PAYMENTS CMN A|EGAM|CBOE TRADING, INC.|10658
EVOP|EVO PAYMENTS CMN A|EGAW|CBOE TRADING, INC.|34
EVOP|EVO PAYMENTS CMN A|EGMT|EG MARKET TECHNOLOGIES LLC|410
EVOP|EVO PAYMENTS CMN A|EGXM|CBOE TRADING, INC.|2058
EVOP|EVO PAYMENTS CMN A|EGXW|CBOE TRADING, INC.|200
EVOP|EVO PAYMENTS CMN A|ETBE|Electronic Transaction Clearing, Inc.|11386
EVOP|EVO PAYMENTS CMN A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|460
EVOP|EVO PAYMENTS CMN A|ETRS|E*Trade Securities LLC|62765
EVOP|EVO PAYMENTS CMN A|FBCO|Credit Suisse Securities (USA) LLC|127780
EVOP|EVO PAYMENTS CMN A|FILL|Tradestation Securities, Inc.|5630
EVOP|EVO PAYMENTS CMN A|FMAF|NBCN Inc./ CDS|800
EVOP|EVO PAYMENTS CMN A|FOMA|TD AMERITRADE CLEARING, INC.|153674
EVOP|EVO PAYMENTS CMN A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5886
EVOP|EVO PAYMENTS CMN A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62118
EVOP|EVO PAYMENTS CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|250
EVOP|EVO PAYMENTS CMN A|GLPX|ACS EXECUTION SERVICES, LLC|82461
EVOP|EVO PAYMENTS CMN A|GSCO|GOLDMAN SACHS & CO. LLC|206673
EVOP|EVO PAYMENTS CMN A|GSCS|GOLDMAN SACHS & CO. LLC|26631
EVOP|EVO PAYMENTS CMN A|GSLT|GOLDMAN SACHS & CO. LLC|4307
EVOP|EVO PAYMENTS CMN A|GTSZ|GTS SECURITIES LLC|74575
EVOP|EVO PAYMENTS CMN A|HRBF|American Enterprise Investment Services Inc.|1100
EVOP|EVO PAYMENTS CMN A|IATS|INTERACTIVE BROKERS LLC|19652
EVOP|EVO PAYMENTS CMN A|IBKR|Interactive Brokers Llc|130982
EVOP|EVO PAYMENTS CMN A|ICBX|INSTINET, LLC|82454
EVOP|EVO PAYMENTS CMN A|INCA|INSTINET, LLC|259654
EVOP|EVO PAYMENTS CMN A|INJX|INSTINET, LLC|43484
EVOP|EVO PAYMENTS CMN A|ITGI|ITG Inc.|89557
EVOP|EVO PAYMENTS CMN A|ITGP|ITG INC.|769400
EVOP|EVO PAYMENTS CMN A|JEFF|JEFFERIES LLC|160981
EVOP|EVO PAYMENTS CMN A|JMPT|JUMP TRADING, LLC|19102
EVOP|EVO PAYMENTS CMN A|JPBX|J.P. MORGAN SECURITIES LLC|5241
EVOP|EVO PAYMENTS CMN A|JPMX|J.P. Morgan Securities LLC|794802
EVOP|EVO PAYMENTS CMN A|JSJX|JANE STREET CAPITAL LLC|7113
EVOP|EVO PAYMENTS CMN A|KCGM|VIRTU Americas LLC|69082
EVOP|EVO PAYMENTS CMN A|LEHM|Barclays Capital Inc./Le|262021
EVOP|EVO PAYMENTS CMN A|LIME|Lime Brokerage LLC|92598
EVOP|EVO PAYMENTS CMN A|LMGP|LIME BROKERAGE LLC|439
EVOP|EVO PAYMENTS CMN A|LMNX|LUMINEX TRADING & ANALYTICS LLC|186600
EVOP|EVO PAYMENTS CMN A|LQNA|LIQUIDNET, INC.|274500
EVOP|EVO PAYMENTS CMN A|LSCI|Lek Securities Corporation|1200
EVOP|EVO PAYMENTS CMN A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EVOP|EVO PAYMENTS CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|222534
EVOP|EVO PAYMENTS CMN A|MSCO|MORGAN STANLEY & CO. LLC|384438
EVOP|EVO PAYMENTS CMN A|MSPL|MORGAN STANLEY & CO. LLC|103300
EVOP|EVO PAYMENTS CMN A|MSTX|MORGAN STANLEY & CO. LLC|23000
EVOP|EVO PAYMENTS CMN A|MULL|MARK J. MULLER EQUITIES, INC.|10130
EVOP|EVO PAYMENTS CMN A|NATL|National Securities Corporation|695
EVOP|EVO PAYMENTS CMN A|NEED|Needham & Company, LLC|103762
EVOP|EVO PAYMENTS CMN A|NFSC|National Financial Services LLC|185903
EVOP|EVO PAYMENTS CMN A|NITE|VIRTU Americas LLC|355057
EVOP|EVO PAYMENTS CMN A|NITP|VIRTU Americas LLC|5722
EVOP|EVO PAYMENTS CMN A|NQRB|Brut, LLC|8683
EVOP|EVO PAYMENTS CMN A|OPCO|Oppenheimer & Co. Inc.|16281
EVOP|EVO PAYMENTS CMN A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5629
EVOP|EVO PAYMENTS CMN A|PDQM|CODA MARKETS, INC.|322480
EVOP|EVO PAYMENTS CMN A|PWJC|UBS Financial Services, Inc.|300
EVOP|EVO PAYMENTS CMN A|QMSR|QUATTRO M SECURITIES INC.|9270
EVOP|EVO PAYMENTS CMN A|RAJA|Raymond James & Associates, Inc.|2581
EVOP|EVO PAYMENTS CMN A|RBCM|RBC CAPITAL MARKETS, LLC|1200
EVOP|EVO PAYMENTS CMN A|RJLC|RJL CAPITAL GROUP, LLC|1400
EVOP|EVO PAYMENTS CMN A|SAGL|SAGETRADER, LLC|3313
EVOP|EVO PAYMENTS CMN A|SBSH|Citigroup Global Markets Inc.|67762
EVOP|EVO PAYMENTS CMN A|SGMT|GOLDMAN SACHS & CO. LLC|71316
EVOP|EVO PAYMENTS CMN A|SPDR|SPEEDROUTE LLC|52424
EVOP|EVO PAYMENTS CMN A|SPTD|MINT GLOBAL MARKETS, INC.|4700
EVOP|EVO PAYMENTS CMN A|STFL|Stifel, Nicolaus & Company, Incorporated|41332
EVOP|EVO PAYMENTS CMN A|SWIM|TD Ameritrade, Inc.|36235
EVOP|EVO PAYMENTS CMN A|SWST|Hilltop Securities Inc.|2200
EVOP|EVO PAYMENTS CMN A|TAGC|TELSEY ADVISORY GROUP LLC|12500
EVOP|EVO PAYMENTS CMN A|TDFS|TRADERFIELD SECURITIES INC.|1600
EVOP|EVO PAYMENTS CMN A|TKNG|ALLY INVEST SECURITIES LLC|2060
EVOP|EVO PAYMENTS CMN A|TOUR|TOURMALINE PARTNERS, LLC|80000
EVOP|EVO PAYMENTS CMN A|TRBT|Tradebot Systems, Inc.|154299
EVOP|EVO PAYMENTS CMN A|TRCM|TRC MARKETS LLC|58425
EVOP|EVO PAYMENTS CMN A|TWTT|TASTYWORKS, INC.|200
EVOP|EVO PAYMENTS CMN A|UBSA|UBS SECURITIES LLC|461746
EVOP|EVO PAYMENTS CMN A|UBSS|UBS Securities LLC|411544
EVOP|EVO PAYMENTS CMN A|VALX|VIRTU AMERICAS LLC|14338
EVOP|EVO PAYMENTS CMN A|VGRD|Vanguard Marketing Corporation|4434
EVOP|EVO PAYMENTS CMN A|VSIN|Vision Financial Markets Llc|712
EVOP|EVO PAYMENTS CMN A|WBLR|WILLIAM BLAIR|6400
EVOP|EVO PAYMENTS CMN A|WCHV|WELLS FARGO SECURITIES, LLC|388068
EVOP|EVO PAYMENTS CMN A|WEED|Weeden & Co.L.P.|47490
EVOP|EVO PAYMENTS CMN A|WGIF|CIBC World Markets Inc.|600
EVOP|EVO PAYMENTS CMN A|WSAG|WALL STREET ACCESS|2000
EVOP|EVO PAYMENTS CMN A|WSEA|WOLVERINE SECURITIES, LLC|4379
EVOP|EVO PAYMENTS CMN A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
EVOP|EVO PAYMENTS CMN A|XIST|INSTINET, LLC|1400
EVOP|EVO PAYMENTS CMN A|XSTM|NATIONAL FINANCIAL SERVICES LLC|39132
EVOP|EVO PAYMENTS CMN A|YKNA|COMHAR CAPITAL MARKETS, LLC|27375
EVOP|EVO PAYMENTS CMN A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
EVP|EATON VANCE PA SBI|ALTX|Alternet Securities Inc.|400
EVP|EATON VANCE PA SBI|APCC|Apex Clearing Corporation|111
EVP|EATON VANCE PA SBI|DBAX|Deutsche Bank Securities Inc.|500
EVP|EATON VANCE PA SBI|ECUT|CONVERGEX EXECUTION SOLUTIONS|1
EVP|EATON VANCE PA SBI|EGXM|CBOE TRADING, INC.|700
EVP|EATON VANCE PA SBI|ETRS|E*Trade Securities LLC|44
EVP|EATON VANCE PA SBI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
EVP|EATON VANCE PA SBI|FTBR|Foliofn Investments, Inc.|1
EVP|EATON VANCE PA SBI|IATS|INTERACTIVE BROKERS LLC|128
EVP|EATON VANCE PA SBI|IBKR|Interactive Brokers Llc|2600
EVP|EATON VANCE PA SBI|INCA|INSTINET, LLC|86
EVP|EATON VANCE PA SBI|ITGI|ITG Inc.|400
EVP|EATON VANCE PA SBI|JANY|Janney Montgomery Scott Inc.|2
EVP|EATON VANCE PA SBI|LIME|Lime Brokerage LLC|375
EVP|EATON VANCE PA SBI|MOTF|MOTIF INVESTING, INC.|1
EVP|EATON VANCE PA SBI|MSCO|MORGAN STANLEY & CO. LLC|413
EVP|EATON VANCE PA SBI|NFSC|National Financial Services LLC|4465
EVP|EATON VANCE PA SBI|NITE|VIRTU Americas LLC|5793
EVP|EATON VANCE PA SBI|OPCO|Oppenheimer & Co. Inc.|1998
EVP|EATON VANCE PA SBI|PWJC|UBS Financial Services, Inc.|3884
EVP|EATON VANCE PA SBI|SWIM|TD Ameritrade, Inc.|500
EVP|EATON VANCE PA SBI|UBSA|UBS SECURITIES LLC|1200
EVP|EATON VANCE PA SBI|UBSS|UBS Securities LLC|6204
EVP|EATON VANCE PA SBI|VGRD|Vanguard Marketing Corporation|200
EVP|EATON VANCE PA SBI|WCHV|WELLS FARGO SECURITIES, LLC|1448
EVP|EATON VANCE PA SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1294
EVP|EATON VANCE PA SBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
EVR|EVERCORE INC.|ABLE|NATIXIS Securities Americas LLC|64000
EVR|EVERCORE INC.|AGIS|Aegis Capital Corp.|71
EVR|EVERCORE INC.|ALTX|Alternet Securities Inc.|8120
EVR|EVERCORE INC.|ANOS|ABEL/NOSER, L.L.C.|605
EVR|EVERCORE INC.|APCC|Apex Clearing Corporation|353
EVR|EVERCORE INC.|BARD|Robert W. Baird & Co. Incorporated|496
EVR|EVERCORE INC.|BATM|CBOE TRADING, INC.|8699
EVR|EVERCORE INC.|BBNT|BB&T SECURITIES, LLC|744
EVR|EVERCORE INC.|BERN|Sanford C. Bernstein & Co., LLC|26818
EVR|EVERCORE INC.|BIDS|BIDS TRADING L.P.|2300
EVR|EVERCORE INC.|BKCM|BNY Mellon Capital Markets LLC|7157
EVR|EVERCORE INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3987
EVR|EVERCORE INC.|BMOC|BMO Capital Markets Corp.|1373
EVR|EVERCORE INC.|BNPX|BNP PARIBAS SECURITIES CORP.|18255
EVR|EVERCORE INC.|BRVL|BLAYLOCK VAN, LLC|1300
EVR|EVERCORE INC.|BTIG|BTIG, LLC|17253
EVR|EVERCORE INC.|BYXM|CBOE TRADING, INC.|727
EVR|EVERCORE INC.|BZYD|GOLDMAN SACHS & CO. LLC|500
EVR|EVERCORE INC.|CANT|Cantor Fitzgerald & Co.|12
EVR|EVERCORE INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|40000
EVR|EVERCORE INC.|CHAS|Charles Schwab & Co., Inc.|468
EVR|EVERCORE INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
EVR|EVERCORE INC.|CIST|Capital Institutional Services, Inc.|1410
EVR|EVERCORE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64281
EVR|EVERCORE INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7
EVR|EVERCORE INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|812
EVR|EVERCORE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233466
EVR|EVERCORE INC.|CTDL|Citadel Derivatives Group Llc|7476
EVR|EVERCORE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|19180
EVR|EVERCORE INC.|DBAB|Deutsche Bank Securities Inc.|62916
EVR|EVERCORE INC.|DBAX|Deutsche Bank Securities Inc.|138500
EVR|EVERCORE INC.|DBUL|Deutsche Bank Securities Inc.|1975
EVR|EVERCORE INC.|DEAN|MORGAN STANLEY|616
EVR|EVERCORE INC.|DEGS|RONIN PROFESSIONAL LLC|370
EVR|EVERCORE INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1506
EVR|EVERCORE INC.|EBXL|EBX LLC|122700
EVR|EVERCORE INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|8492
EVR|EVERCORE INC.|EDJO|Edward D. Jones & Co., L.P.|251
EVR|EVERCORE INC.|EGAM|CBOE TRADING, INC.|23147
EVR|EVERCORE INC.|EGAW|CBOE TRADING, INC.|133
EVR|EVERCORE INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
EVR|EVERCORE INC.|EGXM|CBOE TRADING, INC.|2227
EVR|EVERCORE INC.|ELEV|ELEVATION, LLC|5440
EVR|EVERCORE INC.|ESPO|ESPOSITO SECURITIES, LLC|106
EVR|EVERCORE INC.|ETBE|Electronic Transaction Clearing, Inc.|100
EVR|EVERCORE INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
EVR|EVERCORE INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
EVR|EVERCORE INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22779
EVR|EVERCORE INC.|ETRS|E*Trade Securities LLC|6952
EVR|EVERCORE INC.|FILL|Tradestation Securities, Inc.|1488
EVR|EVERCORE INC.|FMAF|NBCN Inc./ CDS|1
EVR|EVERCORE INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1283
EVR|EVERCORE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56971
EVR|EVERCORE INC.|FTBR|Foliofn Investments, Inc.|3658
EVR|EVERCORE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
EVR|EVERCORE INC.|GLIS|TD Securities Inc|106
EVR|EVERCORE INC.|GLPX|ACS EXECUTION SERVICES, LLC|11608
EVR|EVERCORE INC.|GSCO|GOLDMAN SACHS & CO. LLC|675990
EVR|EVERCORE INC.|GSCS|GOLDMAN SACHS & CO. LLC|866
EVR|EVERCORE INC.|GSLT|GOLDMAN SACHS & CO. LLC|3961
EVR|EVERCORE INC.|GTSZ|GTS SECURITIES LLC|16912
EVR|EVERCORE INC.|HRBF|American Enterprise Investment Services Inc.|1305
EVR|EVERCORE INC.|IATS|INTERACTIVE BROKERS LLC|5390
EVR|EVERCORE INC.|IBKR|Interactive Brokers Llc|3950
EVR|EVERCORE INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|960
EVR|EVERCORE INC.|ICBX|INSTINET, LLC|43100
EVR|EVERCORE INC.|IEQY|CITADEL SECURITIES LLC|64782
EVR|EVERCORE INC.|INCA|INSTINET, LLC|142649
EVR|EVERCORE INC.|INJX|INSTINET, LLC|9158
EVR|EVERCORE INC.|ITGI|ITG Inc.|17129
EVR|EVERCORE INC.|ITGP|ITG INC.|160200
EVR|EVERCORE INC.|JANY|Janney Montgomery Scott Inc.|696
EVR|EVERCORE INC.|JEFF|JEFFERIES LLC|116439
EVR|EVERCORE INC.|JMPT|JUMP TRADING, LLC|21381
EVR|EVERCORE INC.|JONE|JonesTrading|2682
EVR|EVERCORE INC.|JPBX|J.P. MORGAN SECURITIES LLC|82065
EVR|EVERCORE INC.|JPMX|J.P. Morgan Securities LLC|315890
EVR|EVERCORE INC.|JSJX|JANE STREET CAPITAL LLC|24909
EVR|EVERCORE INC.|KBWI|Keefe, Bruyette & Woods, Inc.|42237
EVR|EVERCORE INC.|KCGM|VIRTU Americas LLC|23884
EVR|EVERCORE INC.|LEHM|Barclays Capital Inc./Le|303183
EVR|EVERCORE INC.|LGNT|COR CLEARING LLC|1
EVR|EVERCORE INC.|LIME|Lime Brokerage LLC|14434
EVR|EVERCORE INC.|LMGP|LIME BROKERAGE LLC|1000
EVR|EVERCORE INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|27200
EVR|EVERCORE INC.|LOOP|Loop Capital Markets LLC|8703
EVR|EVERCORE INC.|LQNA|LIQUIDNET, INC.|35500
EVR|EVERCORE INC.|LQNB|LIQUIDNET, INC.|235
EVR|EVERCORE INC.|LSCI|Lek Securities Corporation|28
EVR|EVERCORE INC.|MACC|Mid Atlantic Capital Corporation|50
EVR|EVERCORE INC.|MACQ|Macquarie Capital (USA) Inc.|200
EVR|EVERCORE INC.|MAXM|Maxim Group LLC|255
EVR|EVERCORE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64368
EVR|EVERCORE INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|420
EVR|EVERCORE INC.|MNDX|TJM Investments, LLC|2879
EVR|EVERCORE INC.|MSCO|MORGAN STANLEY & CO. LLC|463645
EVR|EVERCORE INC.|MSPL|MORGAN STANLEY & CO. LLC|252800
EVR|EVERCORE INC.|MSTX|MORGAN STANLEY & CO. LLC|91200
EVR|EVERCORE INC.|NFSC|National Financial Services LLC|40715
EVR|EVERCORE INC.|NITE|VIRTU Americas LLC|126606
EVR|EVERCORE INC.|NQRB|Brut, LLC|6309
EVR|EVERCORE INC.|OPCO|Oppenheimer & Co. Inc.|242
EVR|EVERCORE INC.|PDQM|CODA MARKETS, INC.|75939
EVR|EVERCORE INC.|QMSR|QUATTRO M SECURITIES INC.|117
EVR|EVERCORE INC.|RBCM|RBC CAPITAL MARKETS, LLC|1485
EVR|EVERCORE INC.|SAGL|SAGETRADER, LLC|1747
EVR|EVERCORE INC.|SAGW|SAGETRADER, LLC|31
EVR|EVERCORE INC.|SALI|INTL FCSTONE FINANCIAL INC.|17
EVR|EVERCORE INC.|SBSH|Citigroup Global Markets Inc.|37606
EVR|EVERCORE INC.|SEIC|SEI Investments Distribution Co.|100
EVR|EVERCORE INC.|SGMT|GOLDMAN SACHS & CO. LLC|79816
EVR|EVERCORE INC.|SJLS|TRADE INFORMATICS LLC|100
EVR|EVERCORE INC.|SPDR|SPEEDROUTE LLC|20261
EVR|EVERCORE INC.|SPHN|Stephens Inc.|211591
EVR|EVERCORE INC.|SPTD|MINT GLOBAL MARKETS, INC.|2800
EVR|EVERCORE INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|2800
EVR|EVERCORE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|18515
EVR|EVERCORE INC.|SWIM|TD Ameritrade, Inc.|11914
EVR|EVERCORE INC.|SWST|Hilltop Securities Inc.|2069
EVR|EVERCORE INC.|TKNG|ALLY INVEST SECURITIES LLC|394
EVR|EVERCORE INC.|TMBR|Timber Hill LLC|247
EVR|EVERCORE INC.|TOUR|TOURMALINE PARTNERS, LLC|3300
EVR|EVERCORE INC.|TRBT|Tradebot Systems, Inc.|4130
EVR|EVERCORE INC.|TRCM|TRC MARKETS LLC|32976
EVR|EVERCORE INC.|UBSA|UBS SECURITIES LLC|323782
EVR|EVERCORE INC.|UBSS|UBS Securities LLC|466998
EVR|EVERCORE INC.|VALX|VIRTU AMERICAS LLC|7283
EVR|EVERCORE INC.|VGRD|Vanguard Marketing Corporation|1160
EVR|EVERCORE INC.|VNDM|Wall Street Access|17200
EVR|EVERCORE INC.|WABR|Wall Street Access|3944
EVR|EVERCORE INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|600
EVR|EVERCORE INC.|WCHV|WELLS FARGO SECURITIES, LLC|33492
EVR|EVERCORE INC.|WEDB|WEDBUSH SECURITIES INC.|172
EVR|EVERCORE INC.|WEED|Weeden & Co.L.P.|1950
EVR|EVERCORE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|913
EVR|EVERCORE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2002
EVR|EVERCORE INC.|WGIF|CIBC World Markets Inc.|121
EVR|EVERCORE INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|41
EVR|EVERCORE INC.|WSEA|WOLVERINE SECURITIES, LLC|888
EVR|EVERCORE INC.|XIST|INSTINET, LLC|67200
EVR|EVERCORE INC.|XPQR|Jump Trading|200
EVR|EVERCORE INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|12066
EVR|EVERCORE INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1733
EVR|EVERCORE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3086
EVRG|EVERGY, INC.|ABLE|NATIXIS Securities Americas LLC|261206
EVRG|EVERGY, INC.|ALTX|Alternet Securities Inc.|34162
EVRG|EVERGY, INC.|ANOS|ABEL/NOSER, L.L.C.|100
EVRG|EVERGY, INC.|APCC|Apex Clearing Corporation|22992
EVRG|EVERGY, INC.|AQUA|AQUA SECURITIES L.P.|5000
EVRG|EVERGY, INC.|BANK|Primevest Financial Services, Inc.|551
EVRG|EVERGY, INC.|BARD|Robert W. Baird & Co. Incorporated|5667
EVRG|EVERGY, INC.|BATM|CBOE TRADING, INC.|12539
EVRG|EVERGY, INC.|BAYC|BAY CREST PARTNERS, LLC|13428
EVRG|EVERGY, INC.|BAYT|BTIG, LLC|5098
EVRG|EVERGY, INC.|BBNT|BB&T SECURITIES, LLC|1181
EVRG|EVERGY, INC.|BERN|Sanford C. Bernstein & Co., LLC|58810
EVRG|EVERGY, INC.|BIAD|SAGETRADER, LLC|146
EVRG|EVERGY, INC.|BIDS|BIDS TRADING L.P.|130209
EVRG|EVERGY, INC.|BKCM|BNY Mellon Capital Markets LLC|5
EVRG|EVERGY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|830
EVRG|EVERGY, INC.|BLKX|INSTINET, LLC|395256
EVRG|EVERGY, INC.|BMOC|BMO Capital Markets Corp.|75712
EVRG|EVERGY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|138814
EVRG|EVERGY, INC.|BRVL|BLAYLOCK VAN, LLC|19130
EVRG|EVERGY, INC.|BTIG|BTIG, LLC|18146
EVRG|EVERGY, INC.|BYXM|CBOE TRADING, INC.|5013
EVRG|EVERGY, INC.|CABR|Cabrera Capital Markets, Inc.|50
EVRG|EVERGY, INC.|CANT|Cantor Fitzgerald & Co.|100
EVRG|EVERGY, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|36848
EVRG|EVERGY, INC.|CHAS|Charles Schwab & Co., Inc.|1613
EVRG|EVERGY, INC.|CHDN|CHARDAN CAPITAL MARKETS LLC|5502
EVRG|EVERGY, INC.|CIBP|CIBC World Markets Corp.|15003
EVRG|EVERGY, INC.|CIST|Capital Institutional Services, Inc.|2057
EVRG|EVERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69764
EVRG|EVERGY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25605
EVRG|EVERGY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|844
EVRG|EVERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|498549
EVRG|EVERGY, INC.|CTDL|Citadel Derivatives Group Llc|28237
EVRG|EVERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|70270
EVRG|EVERGY, INC.|DADA|D.A. Davidson & Co.|476
EVRG|EVERGY, INC.|DBAB|Deutsche Bank Securities Inc.|393944
EVRG|EVERGY, INC.|DBAX|Deutsche Bank Securities Inc.|544200
EVRG|EVERGY, INC.|DCHF|Dart Executions, LLC|467
EVRG|EVERGY, INC.|DEAN|MORGAN STANLEY|15898
EVRG|EVERGY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21886
EVRG|EVERGY, INC.|EBXL|EBX LLC|441600
EVRG|EVERGY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|30768
EVRG|EVERGY, INC.|EDJC|Edward Jones / CDS|250
EVRG|EVERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|90106
EVRG|EVERGY, INC.|EGAM|CBOE TRADING, INC.|22207
EVRG|EVERGY, INC.|EGAW|CBOE TRADING, INC.|386
EVRG|EVERGY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2460
EVRG|EVERGY, INC.|EGXM|CBOE TRADING, INC.|12392
EVRG|EVERGY, INC.|EGXW|CBOE TRADING, INC.|917
EVRG|EVERGY, INC.|ESPO|ESPOSITO SECURITIES, LLC|13
EVRG|EVERGY, INC.|ETBE|Electronic Transaction Clearing, Inc.|200
EVRG|EVERGY, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
EVRG|EVERGY, INC.|ETCC|Electronic Transaction Clearing, Inc.|368
EVRG|EVERGY, INC.|ETRS|E*Trade Securities LLC|11997
EVRG|EVERGY, INC.|FBSB|U.S. Bancorp Investments, Inc.|1000
EVRG|EVERGY, INC.|FILL|Tradestation Securities, Inc.|12592
EVRG|EVERGY, INC.|FINX|FINTECH SECURITIES|13
EVRG|EVERGY, INC.|FMAF|NBCN Inc./ CDS|1156
EVRG|EVERGY, INC.|FMCO|First Manhattan Co|99
EVRG|EVERGY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|41163
EVRG|EVERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91912
EVRG|EVERGY, INC.|FTBR|Foliofn Investments, Inc.|812
EVRG|EVERGY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1343
EVRG|EVERGY, INC.|GLIS|TD Securities Inc|100
EVRG|EVERGY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|80854
EVRG|EVERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2187587
EVRG|EVERGY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|21366
EVRG|EVERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|24377
EVRG|EVERGY, INC.|GTSZ|GTS SECURITIES LLC|124311
EVRG|EVERGY, INC.|HRBF|American Enterprise Investment Services Inc.|10110
EVRG|EVERGY, INC.|HSBC|HSBC Securities, Inc.|1070
EVRG|EVERGY, INC.|IATS|INTERACTIVE BROKERS LLC|10608
EVRG|EVERGY, INC.|IBKR|Interactive Brokers Llc|25163
EVRG|EVERGY, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|82
EVRG|EVERGY, INC.|ICBX|INSTINET, LLC|153374
EVRG|EVERGY, INC.|IEQY|CITADEL SECURITIES LLC|159426
EVRG|EVERGY, INC.|INCA|INSTINET, LLC|274207
EVRG|EVERGY, INC.|INJX|INSTINET, LLC|39236
EVRG|EVERGY, INC.|ITGI|ITG Inc.|111954
EVRG|EVERGY, INC.|ITGP|ITG INC.|772800
EVRG|EVERGY, INC.|JANY|Janney Montgomery Scott Inc.|1768
EVRG|EVERGY, INC.|JEFF|JEFFERIES LLC|867200
EVRG|EVERGY, INC.|JMPT|JUMP TRADING, LLC|109619
EVRG|EVERGY, INC.|JONE|JonesTrading|50201
EVRG|EVERGY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|675746
EVRG|EVERGY, INC.|JPMX|J.P. Morgan Securities LLC|1620964
EVRG|EVERGY, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|900
EVRG|EVERGY, INC.|JSJX|JANE STREET CAPITAL LLC|19912
EVRG|EVERGY, INC.|KCGM|VIRTU Americas LLC|126462
EVRG|EVERGY, INC.|LEHM|Barclays Capital Inc./Le|2198503
EVRG|EVERGY, INC.|LGNT|COR CLEARING LLC|5
EVRG|EVERGY, INC.|LIME|Lime Brokerage LLC|29825
EVRG|EVERGY, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|180874
EVRG|EVERGY, INC.|LOOP|Loop Capital Markets LLC|80849
EVRG|EVERGY, INC.|LQNA|LIQUIDNET, INC.|676900
EVRG|EVERGY, INC.|LQNB|LIQUIDNET, INC.|5000
EVRG|EVERGY, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|15067
EVRG|EVERGY, INC.|MACC|Mid Atlantic Capital Corporation|13
EVRG|EVERGY, INC.|MACQ|Macquarie Capital (USA) Inc.|25453
EVRG|EVERGY, INC.|MAXM|Maxim Group LLC|9100
EVRG|EVERGY, INC.|MCBT|Moors & Cabot, Inc.|324
EVRG|EVERGY, INC.|MCMF|Raymond James Ltd. Cds|304
EVRG|EVERGY, INC.|MKRT|MARKET SECURITIES, LLC|100
EVRG|EVERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|548627
EVRG|EVERGY, INC.|MNDX|TJM Investments, LLC|200
EVRG|EVERGY, INC.|MOTF|MOTIF INVESTING, INC.|2
EVRG|EVERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|3322045
EVRG|EVERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|740300
EVRG|EVERGY, INC.|MSTX|MORGAN STANLEY & CO. LLC|479800
EVRG|EVERGY, INC.|NBCS|NBC Securities, INC.|200
EVRG|EVERGY, INC.|NEUB|NEUBERGER BERMAN BD LLC|18568
EVRG|EVERGY, INC.|NFSC|National Financial Services LLC|241014
EVRG|EVERGY, INC.|NITE|VIRTU Americas LLC|376017
EVRG|EVERGY, INC.|NITP|VIRTU Americas LLC|502
EVRG|EVERGY, INC.|NMRA|Nomura Securities International, Inc.|100
EVRG|EVERGY, INC.|NQRB|Brut, LLC|12039
EVRG|EVERGY, INC.|NTRC|Northern Trust Securities, Inc.|2253
EVRG|EVERGY, INC.|OPCO|Oppenheimer & Co. Inc.|5239
EVRG|EVERGY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
EVRG|EVERGY, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3420
EVRG|EVERGY, INC.|PDQM|CODA MARKETS, INC.|127695
EVRG|EVERGY, INC.|PWJC|UBS Financial Services, Inc.|8306
EVRG|EVERGY, INC.|QMSR|QUATTRO M SECURITIES INC.|4086
EVRG|EVERGY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|6939
EVRG|EVERGY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|121562
EVRG|EVERGY, INC.|SAGC|SAGETRADER, LLC|400
EVRG|EVERGY, INC.|SAGL|SAGETRADER, LLC|250
EVRG|EVERGY, INC.|SALI|INTL FCSTONE FINANCIAL INC.|5660
EVRG|EVERGY, INC.|SBSH|Citigroup Global Markets Inc.|144753
EVRG|EVERGY, INC.|SCMC|Scotia Capital Markets (USA) Inc.|8290
EVRG|EVERGY, INC.|SEIC|SEI Investments Distribution Co.|200
EVRG|EVERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|558289
EVRG|EVERGY, INC.|SJLS|TRADE INFORMATICS LLC|200
EVRG|EVERGY, INC.|SPDR|SPEEDROUTE LLC|48631
EVRG|EVERGY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|50474
EVRG|EVERGY, INC.|STKP|STOCKPILE INVESTMENTS, INC.|4
EVRG|EVERGY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7507
EVRG|EVERGY, INC.|SWIM|TD Ameritrade, Inc.|67737
EVRG|EVERGY, INC.|SWST|Hilltop Securities Inc.|1267
EVRG|EVERGY, INC.|TKNG|ALLY INVEST SECURITIES LLC|34
EVRG|EVERGY, INC.|TRCM|TRC MARKETS LLC|31983
EVRG|EVERGY, INC.|TWTT|TASTYWORKS, INC.|50
EVRG|EVERGY, INC.|UBSA|UBS SECURITIES LLC|1181235
EVRG|EVERGY, INC.|UBSS|UBS Securities LLC|1953900
EVRG|EVERGY, INC.|VALX|VIRTU AMERICAS LLC|7781
EVRG|EVERGY, INC.|VERT|The Vertical Trading Group, LLC|1
EVRG|EVERGY, INC.|VGRD|Vanguard Marketing Corporation|4606
EVRG|EVERGY, INC.|WBLR|WILLIAM BLAIR|73
EVRG|EVERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|343156
EVRG|EVERGY, INC.|WDNX|WEEDEN & CO.L.P.|384
EVRG|EVERGY, INC.|WEDB|WEDBUSH SECURITIES INC.|900
EVRG|EVERGY, INC.|WEED|Weeden & Co.L.P.|135094
EVRG|EVERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20316
EVRG|EVERGY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18946
EVRG|EVERGY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|514
EVRG|EVERGY, INC.|WSAG|WALL STREET ACCESS|287
EVRG|EVERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|244
EVRG|EVERGY, INC.|XIST|INSTINET, LLC|8244
EVRG|EVERGY, INC.|XPQR|Jump Trading|313
EVRG|EVERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|55454
EVRG|EVERGY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|808
EVRG|EVERGY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15363
EVRI|EVERI HOLDINGS INC.|ALTX|Alternet Securities Inc.|3315
EVRI|EVERI HOLDINGS INC.|APCC|Apex Clearing Corporation|1836
EVRI|EVERI HOLDINGS INC.|BARD|Robert W. Baird & Co. Incorporated|1000
EVRI|EVERI HOLDINGS INC.|BATM|CBOE TRADING, INC.|3790
EVRI|EVERI HOLDINGS INC.|BAYT|BTIG, LLC|11797
EVRI|EVERI HOLDINGS INC.|BERN|Sanford C. Bernstein & Co., LLC|5790
EVRI|EVERI HOLDINGS INC.|BIDS|BIDS TRADING L.P.|300
EVRI|EVERI HOLDINGS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11924
EVRI|EVERI HOLDINGS INC.|BLKX|INSTINET, LLC|80000
EVRI|EVERI HOLDINGS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3735
EVRI|EVERI HOLDINGS INC.|BYXM|CBOE TRADING, INC.|122
EVRI|EVERI HOLDINGS INC.|BZYD|GOLDMAN SACHS & CO. LLC|6691
EVRI|EVERI HOLDINGS INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|18600
EVRI|EVERI HOLDINGS INC.|CHAS|Charles Schwab & Co., Inc.|6921
EVRI|EVERI HOLDINGS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45163
EVRI|EVERI HOLDINGS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|596
EVRI|EVERI HOLDINGS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|156779
EVRI|EVERI HOLDINGS INC.|CTDL|Citadel Derivatives Group Llc|24624
EVRI|EVERI HOLDINGS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|57682
EVRI|EVERI HOLDINGS INC.|DBAB|Deutsche Bank Securities Inc.|32133
EVRI|EVERI HOLDINGS INC.|DBAX|Deutsche Bank Securities Inc.|122500
EVRI|EVERI HOLDINGS INC.|DEAN|MORGAN STANLEY|1063
EVRI|EVERI HOLDINGS INC.|DEGS|RONIN PROFESSIONAL LLC|10166
EVRI|EVERI HOLDINGS INC.|EBXL|EBX LLC|85800
EVRI|EVERI HOLDINGS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
EVRI|EVERI HOLDINGS INC.|EGAM|CBOE TRADING, INC.|3629
EVRI|EVERI HOLDINGS INC.|EGAW|CBOE TRADING, INC.|20
EVRI|EVERI HOLDINGS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
EVRI|EVERI HOLDINGS INC.|EGXM|CBOE TRADING, INC.|6661
EVRI|EVERI HOLDINGS INC.|ETBE|Electronic Transaction Clearing, Inc.|1185
EVRI|EVERI HOLDINGS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
EVRI|EVERI HOLDINGS INC.|ETRS|E*Trade Securities LLC|154850
EVRI|EVERI HOLDINGS INC.|FILL|Tradestation Securities, Inc.|1000
EVRI|EVERI HOLDINGS INC.|FINX|FINTECH SECURITIES|1500
EVRI|EVERI HOLDINGS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
EVRI|EVERI HOLDINGS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79443
EVRI|EVERI HOLDINGS INC.|FTBR|Foliofn Investments, Inc.|34
EVRI|EVERI HOLDINGS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|7962
EVRI|EVERI HOLDINGS INC.|GLPX|ACS EXECUTION SERVICES, LLC|24731
EVRI|EVERI HOLDINGS INC.|GSCO|GOLDMAN SACHS & CO. LLC|230466
EVRI|EVERI HOLDINGS INC.|GSCS|GOLDMAN SACHS & CO. LLC|700
EVRI|EVERI HOLDINGS INC.|GSLT|GOLDMAN SACHS & CO. LLC|967
EVRI|EVERI HOLDINGS INC.|GTSZ|GTS SECURITIES LLC|16421
EVRI|EVERI HOLDINGS INC.|HRBF|American Enterprise Investment Services Inc.|6
EVRI|EVERI HOLDINGS INC.|HSBC|HSBC Securities, Inc.|1226
EVRI|EVERI HOLDINGS INC.|IATS|INTERACTIVE BROKERS LLC|3973
EVRI|EVERI HOLDINGS INC.|IBKR|Interactive Brokers Llc|32847
EVRI|EVERI HOLDINGS INC.|ICBX|INSTINET, LLC|47026
EVRI|EVERI HOLDINGS INC.|IEQY|CITADEL SECURITIES LLC|20249
EVRI|EVERI HOLDINGS INC.|INCA|INSTINET, LLC|40544
EVRI|EVERI HOLDINGS INC.|INJX|INSTINET, LLC|4804
EVRI|EVERI HOLDINGS INC.|ITGI|ITG Inc.|59927
EVRI|EVERI HOLDINGS INC.|ITGP|ITG INC.|152000
EVRI|EVERI HOLDINGS INC.|JEFF|JEFFERIES LLC|83539
EVRI|EVERI HOLDINGS INC.|JMPT|JUMP TRADING, LLC|4660
EVRI|EVERI HOLDINGS INC.|JPBX|J.P. MORGAN SECURITIES LLC|13760
EVRI|EVERI HOLDINGS INC.|JPMX|J.P. Morgan Securities LLC|362148
EVRI|EVERI HOLDINGS INC.|JSJX|JANE STREET CAPITAL LLC|3438
EVRI|EVERI HOLDINGS INC.|KCGM|VIRTU Americas LLC|30274
EVRI|EVERI HOLDINGS INC.|LEHM|Barclays Capital Inc./Le|566898
EVRI|EVERI HOLDINGS INC.|LIME|Lime Brokerage LLC|12149
EVRI|EVERI HOLDINGS INC.|LQNB|LIQUIDNET, INC.|300
EVRI|EVERI HOLDINGS INC.|LSCI|Lek Securities Corporation|541
EVRI|EVERI HOLDINGS INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|11874
EVRI|EVERI HOLDINGS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98926
EVRI|EVERI HOLDINGS INC.|MOTF|MOTIF INVESTING, INC.|17
EVRI|EVERI HOLDINGS INC.|MSCO|MORGAN STANLEY & CO. LLC|336326
EVRI|EVERI HOLDINGS INC.|MSPL|MORGAN STANLEY & CO. LLC|445000
EVRI|EVERI HOLDINGS INC.|MSTX|MORGAN STANLEY & CO. LLC|134800
EVRI|EVERI HOLDINGS INC.|NBCS|NBC Securities, INC.|5000
EVRI|EVERI HOLDINGS INC.|NFSC|National Financial Services LLC|83265
EVRI|EVERI HOLDINGS INC.|NITE|VIRTU Americas LLC|366664
EVRI|EVERI HOLDINGS INC.|NQRB|Brut, LLC|1150
EVRI|EVERI HOLDINGS INC.|OPCO|Oppenheimer & Co. Inc.|24690
EVRI|EVERI HOLDINGS INC.|PDQM|CODA MARKETS, INC.|5415
EVRI|EVERI HOLDINGS INC.|RBCM|RBC CAPITAL MARKETS, LLC|2700
EVRI|EVERI HOLDINGS INC.|SAGW|SAGETRADER, LLC|3888
EVRI|EVERI HOLDINGS INC.|SALI|INTL FCSTONE FINANCIAL INC.|101
EVRI|EVERI HOLDINGS INC.|SBSH|Citigroup Global Markets Inc.|64808
EVRI|EVERI HOLDINGS INC.|SGMT|GOLDMAN SACHS & CO. LLC|66618
EVRI|EVERI HOLDINGS INC.|SJLS|TRADE INFORMATICS LLC|2739
EVRI|EVERI HOLDINGS INC.|SPDR|SPEEDROUTE LLC|700
EVRI|EVERI HOLDINGS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|46402
EVRI|EVERI HOLDINGS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3605
EVRI|EVERI HOLDINGS INC.|SWIM|TD Ameritrade, Inc.|55413
EVRI|EVERI HOLDINGS INC.|TAGC|TELSEY ADVISORY GROUP LLC|21480
EVRI|EVERI HOLDINGS INC.|TKNG|ALLY INVEST SECURITIES LLC|2150
EVRI|EVERI HOLDINGS INC.|TMBR|Timber Hill LLC|691
EVRI|EVERI HOLDINGS INC.|TRBT|Tradebot Systems, Inc.|69777
EVRI|EVERI HOLDINGS INC.|TRCM|TRC MARKETS LLC|4660
EVRI|EVERI HOLDINGS INC.|UBSA|UBS SECURITIES LLC|379301
EVRI|EVERI HOLDINGS INC.|UBSS|UBS Securities LLC|247080
EVRI|EVERI HOLDINGS INC.|VALX|VIRTU AMERICAS LLC|21785
EVRI|EVERI HOLDINGS INC.|VGRD|Vanguard Marketing Corporation|10466
EVRI|EVERI HOLDINGS INC.|WCHV|WELLS FARGO SECURITIES, LLC|146897
EVRI|EVERI HOLDINGS INC.|WEED|Weeden & Co.L.P.|21100
EVRI|EVERI HOLDINGS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20202
EVRI|EVERI HOLDINGS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18067
EVRI|EVERI HOLDINGS INC.|WGIF|CIBC World Markets Inc.|340
EVRI|EVERI HOLDINGS INC.|WSEA|WOLVERINE SECURITIES, LLC|3294
EVRI|EVERI HOLDINGS INC.|XIST|INSTINET, LLC|19200
EVRI|EVERI HOLDINGS INC.|XPQR|Jump Trading|200
EVRI|EVERI HOLDINGS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|22684
EVRI|EVERI HOLDINGS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|826
EVSTC|ETON VNCE STCK NXTSH|FTBR|Foliofn Investments, Inc.|526
EVSTC|ETON VNCE STCK NXTSH|NITE|VIRTU Americas LLC|526
EVT|EATON VANCE TAX AD D|ALTX|Alternet Securities Inc.|200
EVT|EATON VANCE TAX AD D|APCC|Apex Clearing Corporation|9266
EVT|EATON VANCE TAX AD D|BARD|Robert W. Baird & Co. Incorporated|1488
EVT|EATON VANCE TAX AD D|BATM|CBOE TRADING, INC.|215
EVT|EATON VANCE TAX AD D|BBNT|BB&T SECURITIES, LLC|12
EVT|EATON VANCE TAX AD D|BERN|Sanford C. Bernstein & Co., LLC|2400
EVT|EATON VANCE TAX AD D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4280
EVT|EATON VANCE TAX AD D|BTIG|BTIG, LLC|2403
EVT|EATON VANCE TAX AD D|CANT|Cantor Fitzgerald & Co.|687
EVT|EATON VANCE TAX AD D|CHAS|Charles Schwab & Co., Inc.|823
EVT|EATON VANCE TAX AD D|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
EVT|EATON VANCE TAX AD D|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
EVT|EATON VANCE TAX AD D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7003
EVT|EATON VANCE TAX AD D|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
EVT|EATON VANCE TAX AD D|DADA|D.A. Davidson & Co.|14
EVT|EATON VANCE TAX AD D|DBAX|Deutsche Bank Securities Inc.|2900
EVT|EATON VANCE TAX AD D|DEAN|MORGAN STANLEY|9332
EVT|EATON VANCE TAX AD D|EBXL|EBX LLC|6000
EVT|EATON VANCE TAX AD D|ECUT|CONVERGEX EXECUTION SOLUTIONS|9858
EVT|EATON VANCE TAX AD D|EDJO|Edward D. Jones & Co., L.P.|5791
EVT|EATON VANCE TAX AD D|EGAM|CBOE TRADING, INC.|3928
EVT|EATON VANCE TAX AD D|EGMT|EG MARKET TECHNOLOGIES LLC|500
EVT|EATON VANCE TAX AD D|EGXM|CBOE TRADING, INC.|2711
EVT|EATON VANCE TAX AD D|ESPO|ESPOSITO SECURITIES, LLC|424
EVT|EATON VANCE TAX AD D|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
EVT|EATON VANCE TAX AD D|ETRS|E*Trade Securities LLC|26257
EVT|EATON VANCE TAX AD D|FBSB|U.S. Bancorp Investments, Inc.|301
EVT|EATON VANCE TAX AD D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9349
EVT|EATON VANCE TAX AD D|FTBR|Foliofn Investments, Inc.|379
EVT|EATON VANCE TAX AD D|GLPX|ACS EXECUTION SERVICES, LLC|1863
EVT|EATON VANCE TAX AD D|GSCO|GOLDMAN SACHS & CO. LLC|4360
EVT|EATON VANCE TAX AD D|GSCS|GOLDMAN SACHS & CO. LLC|800
EVT|EATON VANCE TAX AD D|GSLT|GOLDMAN SACHS & CO. LLC|100
EVT|EATON VANCE TAX AD D|GTSZ|GTS SECURITIES LLC|400
EVT|EATON VANCE TAX AD D|HRBF|American Enterprise Investment Services Inc.|17796
EVT|EATON VANCE TAX AD D|IATS|INTERACTIVE BROKERS LLC|3304
EVT|EATON VANCE TAX AD D|IBKR|Interactive Brokers Llc|7741
EVT|EATON VANCE TAX AD D|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|44
EVT|EATON VANCE TAX AD D|ICBX|INSTINET, LLC|3500
EVT|EATON VANCE TAX AD D|INCA|INSTINET, LLC|6160
EVT|EATON VANCE TAX AD D|ITGI|ITG Inc.|10393
EVT|EATON VANCE TAX AD D|ITGP|ITG INC.|9400
EVT|EATON VANCE TAX AD D|JANY|Janney Montgomery Scott Inc.|1726
EVT|EATON VANCE TAX AD D|JMPT|JUMP TRADING, LLC|764
EVT|EATON VANCE TAX AD D|JPMX|J.P. Morgan Securities LLC|720
EVT|EATON VANCE TAX AD D|JSJX|JANE STREET CAPITAL LLC|400
EVT|EATON VANCE TAX AD D|KCGM|VIRTU Americas LLC|4130
EVT|EATON VANCE TAX AD D|LEHM|Barclays Capital Inc./Le|6400
EVT|EATON VANCE TAX AD D|LIME|Lime Brokerage LLC|340
EVT|EATON VANCE TAX AD D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
EVT|EATON VANCE TAX AD D|MACC|Mid Atlantic Capital Corporation|580
EVT|EATON VANCE TAX AD D|MAXM|Maxim Group LLC|1150
EVT|EATON VANCE TAX AD D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
EVT|EATON VANCE TAX AD D|MOTF|MOTIF INVESTING, INC.|3
EVT|EATON VANCE TAX AD D|MSCO|MORGAN STANLEY & CO. LLC|50630
EVT|EATON VANCE TAX AD D|MSPL|MORGAN STANLEY & CO. LLC|3700
EVT|EATON VANCE TAX AD D|NFSC|National Financial Services LLC|147130
EVT|EATON VANCE TAX AD D|NITE|VIRTU Americas LLC|258891
EVT|EATON VANCE TAX AD D|NQRB|Brut, LLC|450
EVT|EATON VANCE TAX AD D|OPCO|Oppenheimer & Co. Inc.|10514
EVT|EATON VANCE TAX AD D|OTAA|OTA LLC|1200
EVT|EATON VANCE TAX AD D|PDQM|CODA MARKETS, INC.|4401
EVT|EATON VANCE TAX AD D|PWJC|UBS Financial Services, Inc.|41131
EVT|EATON VANCE TAX AD D|RBCM|RBC CAPITAL MARKETS, LLC|45930
EVT|EATON VANCE TAX AD D|SAGL|SAGETRADER, LLC|1800
EVT|EATON VANCE TAX AD D|SALI|INTL FCSTONE FINANCIAL INC.|2
EVT|EATON VANCE TAX AD D|SBSH|Citigroup Global Markets Inc.|3300
EVT|EATON VANCE TAX AD D|SGMT|GOLDMAN SACHS & CO. LLC|4102
EVT|EATON VANCE TAX AD D|SPDR|SPEEDROUTE LLC|220
EVT|EATON VANCE TAX AD D|SPHN|Stephens Inc.|14
EVT|EATON VANCE TAX AD D|STFL|Stifel, Nicolaus & Company, Incorporated|26979
EVT|EATON VANCE TAX AD D|STXG|Stockcross Financial Services, Inc.|23
EVT|EATON VANCE TAX AD D|SWIM|TD Ameritrade, Inc.|7851
EVT|EATON VANCE TAX AD D|SWST|Hilltop Securities Inc.|7725
EVT|EATON VANCE TAX AD D|TKNG|ALLY INVEST SECURITIES LLC|107
EVT|EATON VANCE TAX AD D|TRBT|Tradebot Systems, Inc.|1181
EVT|EATON VANCE TAX AD D|UBSA|UBS SECURITIES LLC|19628
EVT|EATON VANCE TAX AD D|UBSS|UBS Securities LLC|255479
EVT|EATON VANCE TAX AD D|VALX|VIRTU AMERICAS LLC|1335
EVT|EATON VANCE TAX AD D|VGRD|Vanguard Marketing Corporation|10432
EVT|EATON VANCE TAX AD D|WCHV|WELLS FARGO SECURITIES, LLC|156628
EVT|EATON VANCE TAX AD D|WEDB|WEDBUSH SECURITIES INC.|1485
EVT|EATON VANCE TAX AD D|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1287
EVT|EATON VANCE TAX AD D|WSEA|WOLVERINE SECURITIES, LLC|3921
EVT|EATON VANCE TAX AD D|XSTM|NATIONAL FINANCIAL SERVICES LLC|21200
EVT|EATON VANCE TAX AD D|YKNA|COMHAR CAPITAL MARKETS, LLC|300
EVT|EATON VANCE TAX AD D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67250
EVTC|EVERTEC, INC.|ALTX|Alternet Securities Inc.|3380
EVTC|EVERTEC, INC.|ANOS|ABEL/NOSER, L.L.C.|189
EVTC|EVERTEC, INC.|APCC|Apex Clearing Corporation|6086
EVTC|EVERTEC, INC.|BALE|M&T SECURITIES, INC.|494
EVTC|EVERTEC, INC.|BATM|CBOE TRADING, INC.|975
EVTC|EVERTEC, INC.|BBNT|BB&T SECURITIES, LLC|654
EVTC|EVERTEC, INC.|BERN|Sanford C. Bernstein & Co., LLC|127500
EVTC|EVERTEC, INC.|BIAD|SAGETRADER, LLC|173
EVTC|EVERTEC, INC.|BIDS|BIDS TRADING L.P.|27900
EVTC|EVERTEC, INC.|BIMI|Banca IMI Securities Corp.|1000
EVTC|EVERTEC, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8736
EVTC|EVERTEC, INC.|BLKX|INSTINET, LLC|98330
EVTC|EVERTEC, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|10264
EVTC|EVERTEC, INC.|BRVL|BLAYLOCK VAN, LLC|7010
EVTC|EVERTEC, INC.|BTIG|BTIG, LLC|540
EVTC|EVERTEC, INC.|BYXM|CBOE TRADING, INC.|1100
EVTC|EVERTEC, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
EVTC|EVERTEC, INC.|CANT|Cantor Fitzgerald & Co.|2239
EVTC|EVERTEC, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|147584
EVTC|EVERTEC, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|204244
EVTC|EVERTEC, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
EVTC|EVERTEC, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|171099
EVTC|EVERTEC, INC.|CTDL|Citadel Derivatives Group Llc|1379
EVTC|EVERTEC, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|45170
EVTC|EVERTEC, INC.|DBAB|Deutsche Bank Securities Inc.|148918
EVTC|EVERTEC, INC.|DBAX|Deutsche Bank Securities Inc.|282100
EVTC|EVERTEC, INC.|DEAN|MORGAN STANLEY|2523
EVTC|EVERTEC, INC.|DEGS|RONIN PROFESSIONAL LLC|723
EVTC|EVERTEC, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
EVTC|EVERTEC, INC.|EBXL|EBX LLC|90800
EVTC|EVERTEC, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|17397
EVTC|EVERTEC, INC.|EGAM|CBOE TRADING, INC.|7110
EVTC|EVERTEC, INC.|EGAW|CBOE TRADING, INC.|38
EVTC|EVERTEC, INC.|EGXM|CBOE TRADING, INC.|338
EVTC|EVERTEC, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|521
EVTC|EVERTEC, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
EVTC|EVERTEC, INC.|ETRS|E*Trade Securities LLC|17214
EVTC|EVERTEC, INC.|FILL|Tradestation Securities, Inc.|1042
EVTC|EVERTEC, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3010
EVTC|EVERTEC, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25999
EVTC|EVERTEC, INC.|FTBR|Foliofn Investments, Inc.|24359
EVTC|EVERTEC, INC.|GLIS|TD Securities Inc|100
EVTC|EVERTEC, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3054
EVTC|EVERTEC, INC.|GSCO|GOLDMAN SACHS & CO. LLC|355732
EVTC|EVERTEC, INC.|GSCS|GOLDMAN SACHS & CO. LLC|38379
EVTC|EVERTEC, INC.|GSLT|GOLDMAN SACHS & CO. LLC|617
EVTC|EVERTEC, INC.|GTSZ|GTS SECURITIES LLC|56473
EVTC|EVERTEC, INC.|HRBF|American Enterprise Investment Services Inc.|5706
EVTC|EVERTEC, INC.|HSBC|HSBC Securities, Inc.|1619
EVTC|EVERTEC, INC.|IATS|INTERACTIVE BROKERS LLC|3191
EVTC|EVERTEC, INC.|IBKR|Interactive Brokers Llc|3041
EVTC|EVERTEC, INC.|ICBX|INSTINET, LLC|36919
EVTC|EVERTEC, INC.|IEQY|CITADEL SECURITIES LLC|4411
EVTC|EVERTEC, INC.|INCA|INSTINET, LLC|36066
EVTC|EVERTEC, INC.|INJX|INSTINET, LLC|3850
EVTC|EVERTEC, INC.|ITGI|ITG Inc.|22996
EVTC|EVERTEC, INC.|ITGP|ITG INC.|152800
EVTC|EVERTEC, INC.|JANY|Janney Montgomery Scott Inc.|3875
EVTC|EVERTEC, INC.|JEFF|JEFFERIES LLC|41654
EVTC|EVERTEC, INC.|JMPT|JUMP TRADING, LLC|2455
EVTC|EVERTEC, INC.|JPBX|J.P. MORGAN SECURITIES LLC|12431
EVTC|EVERTEC, INC.|JPMX|J.P. Morgan Securities LLC|519180
EVTC|EVERTEC, INC.|JSJX|JANE STREET CAPITAL LLC|2684
EVTC|EVERTEC, INC.|KCGM|VIRTU Americas LLC|34294
EVTC|EVERTEC, INC.|LEHM|Barclays Capital Inc./Le|227805
EVTC|EVERTEC, INC.|LIME|Lime Brokerage LLC|10853
EVTC|EVERTEC, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|25076
EVTC|EVERTEC, INC.|LQNA|LIQUIDNET, INC.|34000
EVTC|EVERTEC, INC.|LSCI|Lek Securities Corporation|249
EVTC|EVERTEC, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|174888
EVTC|EVERTEC, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3911
EVTC|EVERTEC, INC.|MSCO|MORGAN STANLEY & CO. LLC|383007
EVTC|EVERTEC, INC.|MSPL|MORGAN STANLEY & CO. LLC|441000
EVTC|EVERTEC, INC.|MSTX|MORGAN STANLEY & CO. LLC|132800
EVTC|EVERTEC, INC.|NFSC|National Financial Services LLC|53268
EVTC|EVERTEC, INC.|NITE|VIRTU Americas LLC|172050
EVTC|EVERTEC, INC.|NITP|VIRTU Americas LLC|10853
EVTC|EVERTEC, INC.|NQRB|Brut, LLC|626
EVTC|EVERTEC, INC.|NTRC|Northern Trust Securities, Inc.|15
EVTC|EVERTEC, INC.|OPCO|Oppenheimer & Co. Inc.|125
EVTC|EVERTEC, INC.|PDQM|CODA MARKETS, INC.|18013
EVTC|EVERTEC, INC.|PWJC|UBS Financial Services, Inc.|2380
EVTC|EVERTEC, INC.|QMSR|QUATTRO M SECURITIES INC.|450
EVTC|EVERTEC, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3335
EVTC|EVERTEC, INC.|SAGL|SAGETRADER, LLC|400
EVTC|EVERTEC, INC.|SALI|INTL FCSTONE FINANCIAL INC.|55
EVTC|EVERTEC, INC.|SBSH|Citigroup Global Markets Inc.|64607
EVTC|EVERTEC, INC.|SGMT|GOLDMAN SACHS & CO. LLC|113394
EVTC|EVERTEC, INC.|SPDR|SPEEDROUTE LLC|9000
EVTC|EVERTEC, INC.|SPHN|Stephens Inc.|377
EVTC|EVERTEC, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|61902
EVTC|EVERTEC, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3778
EVTC|EVERTEC, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
EVTC|EVERTEC, INC.|SWIM|TD Ameritrade, Inc.|26156
EVTC|EVERTEC, INC.|SWST|Hilltop Securities Inc.|730
EVTC|EVERTEC, INC.|TKNG|ALLY INVEST SECURITIES LLC|1906
EVTC|EVERTEC, INC.|TRBT|Tradebot Systems, Inc.|1808
EVTC|EVERTEC, INC.|TRCM|TRC MARKETS LLC|16702
EVTC|EVERTEC, INC.|TWTT|TASTYWORKS, INC.|200
EVTC|EVERTEC, INC.|UBSA|UBS SECURITIES LLC|313694
EVTC|EVERTEC, INC.|UBSS|UBS Securities LLC|110172
EVTC|EVERTEC, INC.|VALX|VIRTU AMERICAS LLC|14200
EVTC|EVERTEC, INC.|VFIN|National Securities Corporation|6900
EVTC|EVERTEC, INC.|VGRD|Vanguard Marketing Corporation|5329
EVTC|EVERTEC, INC.|VNDM|Wall Street Access|1500
EVTC|EVERTEC, INC.|WABR|Wall Street Access|6321
EVTC|EVERTEC, INC.|WBLR|WILLIAM BLAIR|4100
EVTC|EVERTEC, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1094
EVTC|EVERTEC, INC.|WCHV|WELLS FARGO SECURITIES, LLC|21303
EVTC|EVERTEC, INC.|WEDB|WEDBUSH SECURITIES INC.|1226
EVTC|EVERTEC, INC.|WEED|Weeden & Co.L.P.|15740
EVTC|EVERTEC, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1450
EVTC|EVERTEC, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5153
EVTC|EVERTEC, INC.|WSEA|WOLVERINE SECURITIES, LLC|1772
EVTC|EVERTEC, INC.|XIST|INSTINET, LLC|25600
EVTC|EVERTEC, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|25016
EVTC|EVERTEC, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
EVTC|EVERTEC, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|783
EVV|EATON VANCE LTD DURA|AGIS|Aegis Capital Corp.|2480
EVV|EATON VANCE LTD DURA|ALTX|Alternet Securities Inc.|4517
EVV|EATON VANCE LTD DURA|APCC|Apex Clearing Corporation|2159
EVV|EATON VANCE LTD DURA|BALE|M&T SECURITIES, INC.|138
EVV|EATON VANCE LTD DURA|BANK|Primevest Financial Services, Inc.|910
EVV|EATON VANCE LTD DURA|BARD|Robert W. Baird & Co. Incorporated|2215
EVV|EATON VANCE LTD DURA|BATM|CBOE TRADING, INC.|3655
EVV|EATON VANCE LTD DURA|BAYT|BTIG, LLC|2560
EVV|EATON VANCE LTD DURA|BBNT|BB&T SECURITIES, LLC|1849
EVV|EATON VANCE LTD DURA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20502
EVV|EATON VANCE LTD DURA|BTIG|BTIG, LLC|63
EVV|EATON VANCE LTD DURA|BYXM|CBOE TRADING, INC.|100
EVV|EATON VANCE LTD DURA|CANT|Cantor Fitzgerald & Co.|6055
EVV|EATON VANCE LTD DURA|CHAS|Charles Schwab & Co., Inc.|12878
EVV|EATON VANCE LTD DURA|CIST|Capital Institutional Services, Inc.|3350
EVV|EATON VANCE LTD DURA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25540
EVV|EATON VANCE LTD DURA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|310
EVV|EATON VANCE LTD DURA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116304
EVV|EATON VANCE LTD DURA|CTDL|Citadel Derivatives Group Llc|160
EVV|EATON VANCE LTD DURA|CXCX|CITIGROUP GLOBAL MARKETS INC.|26442
EVV|EATON VANCE LTD DURA|DBAX|Deutsche Bank Securities Inc.|16800
EVV|EATON VANCE LTD DURA|DEAN|MORGAN STANLEY|129376
EVV|EATON VANCE LTD DURA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
EVV|EATON VANCE LTD DURA|EBXL|EBX LLC|56800
EVV|EATON VANCE LTD DURA|ECUT|CONVERGEX EXECUTION SOLUTIONS|2640
EVV|EATON VANCE LTD DURA|EDJO|Edward D. Jones & Co., L.P.|4537
EVV|EATON VANCE LTD DURA|EGAM|CBOE TRADING, INC.|4815
EVV|EATON VANCE LTD DURA|EGXM|CBOE TRADING, INC.|3173
EVV|EATON VANCE LTD DURA|ESPO|ESPOSITO SECURITIES, LLC|7800
EVV|EATON VANCE LTD DURA|ETBE|Electronic Transaction Clearing, Inc.|1500
EVV|EATON VANCE LTD DURA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
EVV|EATON VANCE LTD DURA|ETRS|E*Trade Securities LLC|49688
EVV|EATON VANCE LTD DURA|FBSB|U.S. Bancorp Investments, Inc.|75
EVV|EATON VANCE LTD DURA|FILL|Tradestation Securities, Inc.|300
EVV|EATON VANCE LTD DURA|FINX|FINTECH SECURITIES|3603
EVV|EATON VANCE LTD DURA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1071
EVV|EATON VANCE LTD DURA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26713
EVV|EATON VANCE LTD DURA|FTBR|Foliofn Investments, Inc.|22061
EVV|EATON VANCE LTD DURA|GEBB|GLOBAL EXECUTION BROKERS, LP|3400
EVV|EATON VANCE LTD DURA|GLPX|ACS EXECUTION SERVICES, LLC|1000
EVV|EATON VANCE LTD DURA|GSCO|GOLDMAN SACHS & CO. LLC|7150
EVV|EATON VANCE LTD DURA|GSCS|GOLDMAN SACHS & CO. LLC|1900
EVV|EATON VANCE LTD DURA|GSLT|GOLDMAN SACHS & CO. LLC|6370
EVV|EATON VANCE LTD DURA|GTSZ|GTS SECURITIES LLC|200
EVV|EATON VANCE LTD DURA|HRBF|American Enterprise Investment Services Inc.|119566
EVV|EATON VANCE LTD DURA|IATS|INTERACTIVE BROKERS LLC|11379
EVV|EATON VANCE LTD DURA|IBKR|Interactive Brokers Llc|24037
EVV|EATON VANCE LTD DURA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5316
EVV|EATON VANCE LTD DURA|ICBX|INSTINET, LLC|17791
EVV|EATON VANCE LTD DURA|INCA|INSTINET, LLC|10306
EVV|EATON VANCE LTD DURA|INJX|INSTINET, LLC|1040
EVV|EATON VANCE LTD DURA|ITGI|ITG Inc.|47585
EVV|EATON VANCE LTD DURA|ITGP|ITG INC.|36200
EVV|EATON VANCE LTD DURA|JANY|Janney Montgomery Scott Inc.|8899
EVV|EATON VANCE LTD DURA|JEFF|JEFFERIES LLC|47292
EVV|EATON VANCE LTD DURA|JMPT|JUMP TRADING, LLC|720
EVV|EATON VANCE LTD DURA|JONE|JonesTrading|2300
EVV|EATON VANCE LTD DURA|JPMX|J.P. Morgan Securities LLC|48314
EVV|EATON VANCE LTD DURA|JSJX|JANE STREET CAPITAL LLC|756
EVV|EATON VANCE LTD DURA|KCGM|VIRTU Americas LLC|37399
EVV|EATON VANCE LTD DURA|LEHM|Barclays Capital Inc./Le|96800
EVV|EATON VANCE LTD DURA|LIME|Lime Brokerage LLC|2510
EVV|EATON VANCE LTD DURA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2025
EVV|EATON VANCE LTD DURA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|111766
EVV|EATON VANCE LTD DURA|MOTF|MOTIF INVESTING, INC.|1
EVV|EATON VANCE LTD DURA|MSCO|MORGAN STANLEY & CO. LLC|751717
EVV|EATON VANCE LTD DURA|NATL|National Securities Corporation|500
EVV|EATON VANCE LTD DURA|NFSC|National Financial Services LLC|458894
EVV|EATON VANCE LTD DURA|NITE|VIRTU Americas LLC|741869
EVV|EATON VANCE LTD DURA|NQRB|Brut, LLC|100
EVV|EATON VANCE LTD DURA|NTRC|Northern Trust Securities, Inc.|830
EVV|EATON VANCE LTD DURA|OPCO|Oppenheimer & Co. Inc.|43392
EVV|EATON VANCE LTD DURA|PDQM|CODA MARKETS, INC.|12254
EVV|EATON VANCE LTD DURA|RBCM|RBC CAPITAL MARKETS, LLC|22678
EVV|EATON VANCE LTD DURA|SALI|INTL FCSTONE FINANCIAL INC.|506
EVV|EATON VANCE LTD DURA|SBSH|Citigroup Global Markets Inc.|64485
EVV|EATON VANCE LTD DURA|SGMT|GOLDMAN SACHS & CO. LLC|26786
EVV|EATON VANCE LTD DURA|SPDR|SPEEDROUTE LLC|555
EVV|EATON VANCE LTD DURA|SPHN|Stephens Inc.|4698
EVV|EATON VANCE LTD DURA|STFL|Stifel, Nicolaus & Company, Incorporated|4944
EVV|EATON VANCE LTD DURA|SWIM|TD Ameritrade, Inc.|9506
EVV|EATON VANCE LTD DURA|SWST|Hilltop Securities Inc.|3614
EVV|EATON VANCE LTD DURA|TKNG|ALLY INVEST SECURITIES LLC|3443
EVV|EATON VANCE LTD DURA|TRBT|Tradebot Systems, Inc.|29722
EVV|EATON VANCE LTD DURA|UBSA|UBS SECURITIES LLC|151373
EVV|EATON VANCE LTD DURA|UBSS|UBS Securities LLC|495691
EVV|EATON VANCE LTD DURA|VALX|VIRTU AMERICAS LLC|8348
EVV|EATON VANCE LTD DURA|VGRD|Vanguard Marketing Corporation|24382
EVV|EATON VANCE LTD DURA|WCHV|WELLS FARGO SECURITIES, LLC|94360
EVV|EATON VANCE LTD DURA|WEDB|WEDBUSH SECURITIES INC.|14061
EVV|EATON VANCE LTD DURA|WEED|Weeden & Co.L.P.|6040
EVV|EATON VANCE LTD DURA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2532
EVV|EATON VANCE LTD DURA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5610
EVV|EATON VANCE LTD DURA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|375
EVV|EATON VANCE LTD DURA|WSEA|WOLVERINE SECURITIES, LLC|6574
EVV|EATON VANCE LTD DURA|XSTM|NATIONAL FINANCIAL SERVICES LLC|89680
EVV|EATON VANCE LTD DURA|YKNA|COMHAR CAPITAL MARKETS, LLC|1375
EVV|EATON VANCE LTD DURA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|66834
EVX|VANECK VECTORS ENVIR|APCC|Apex Clearing Corporation|43
EVX|VANECK VECTORS ENVIR|CHAS|Charles Schwab & Co., Inc.|2
EVX|VANECK VECTORS ENVIR|DEAN|MORGAN STANLEY|291
EVX|VANECK VECTORS ENVIR|ETRS|E*Trade Securities LLC|32
EVX|VANECK VECTORS ENVIR|FTBR|Foliofn Investments, Inc.|3
EVX|VANECK VECTORS ENVIR|GLIS|TD Securities Inc|88
EVX|VANECK VECTORS ENVIR|HRBF|American Enterprise Investment Services Inc.|387
EVX|VANECK VECTORS ENVIR|IBKR|Interactive Brokers Llc|48
EVX|VANECK VECTORS ENVIR|JSJX|JANE STREET CAPITAL LLC|100
EVX|VANECK VECTORS ENVIR|KCGM|VIRTU Americas LLC|74
EVX|VANECK VECTORS ENVIR|MOTF|MOTIF INVESTING, INC.|1
EVX|VANECK VECTORS ENVIR|MSCO|MORGAN STANLEY & CO. LLC|1004
EVX|VANECK VECTORS ENVIR|NFSC|National Financial Services LLC|238
EVX|VANECK VECTORS ENVIR|NITE|VIRTU Americas LLC|634
EVX|VANECK VECTORS ENVIR|OPCO|Oppenheimer & Co. Inc.|2
EVX|VANECK VECTORS ENVIR|SBSH|Citigroup Global Markets Inc.|10
EVX|VANECK VECTORS ENVIR|SWIM|TD Ameritrade, Inc.|10
EVX|VANECK VECTORS ENVIR|UBSS|UBS Securities LLC|226
EVX|VANECK VECTORS ENVIR|VGRD|Vanguard Marketing Corporation|3
EVX|VANECK VECTORS ENVIR|WCHV|WELLS FARGO SECURITIES, LLC|80
EVX|VANECK VECTORS ENVIR|WSEA|WOLVERINE SECURITIES, LLC|1
EVY|EATON VANCE NY SBI|BARD|Robert W. Baird & Co. Incorporated|1142
EVY|EATON VANCE NY SBI|BTIG|BTIG, LLC|1105
EVY|EATON VANCE NY SBI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
EVY|EATON VANCE NY SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|546
EVY|EATON VANCE NY SBI|DBAX|Deutsche Bank Securities Inc.|1500
EVY|EATON VANCE NY SBI|DEAN|MORGAN STANLEY|100
EVY|EATON VANCE NY SBI|DEGS|RONIN PROFESSIONAL LLC|100
EVY|EATON VANCE NY SBI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2949
EVY|EATON VANCE NY SBI|EBXL|EBX LLC|1300
EVY|EATON VANCE NY SBI|ECUT|CONVERGEX EXECUTION SOLUTIONS|1
EVY|EATON VANCE NY SBI|EGXM|CBOE TRADING, INC.|340
EVY|EATON VANCE NY SBI|ETRS|E*Trade Securities LLC|100
EVY|EATON VANCE NY SBI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1454
EVY|EATON VANCE NY SBI|GSCO|GOLDMAN SACHS & CO. LLC|1927
EVY|EATON VANCE NY SBI|GSLT|GOLDMAN SACHS & CO. LLC|62
EVY|EATON VANCE NY SBI|HRBF|American Enterprise Investment Services Inc.|401
EVY|EATON VANCE NY SBI|IATS|INTERACTIVE BROKERS LLC|800
EVY|EATON VANCE NY SBI|IBKR|Interactive Brokers Llc|1530
EVY|EATON VANCE NY SBI|INCA|INSTINET, LLC|100
EVY|EATON VANCE NY SBI|KCGM|VIRTU Americas LLC|105
EVY|EATON VANCE NY SBI|LEHM|Barclays Capital Inc./Le|800
EVY|EATON VANCE NY SBI|LIME|Lime Brokerage LLC|227
EVY|EATON VANCE NY SBI|MOTF|MOTIF INVESTING, INC.|1
EVY|EATON VANCE NY SBI|MSCO|MORGAN STANLEY & CO. LLC|8436
EVY|EATON VANCE NY SBI|MSPL|MORGAN STANLEY & CO. LLC|1200
EVY|EATON VANCE NY SBI|NFSC|National Financial Services LLC|25302
EVY|EATON VANCE NY SBI|NITE|VIRTU Americas LLC|36132
EVY|EATON VANCE NY SBI|OPCO|Oppenheimer & Co. Inc.|180
EVY|EATON VANCE NY SBI|PWJC|UBS Financial Services, Inc.|2300
EVY|EATON VANCE NY SBI|RBCM|RBC CAPITAL MARKETS, LLC|776
EVY|EATON VANCE NY SBI|SALI|INTL FCSTONE FINANCIAL INC.|2
EVY|EATON VANCE NY SBI|SGMT|GOLDMAN SACHS & CO. LLC|500
EVY|EATON VANCE NY SBI|SWIM|TD Ameritrade, Inc.|526
EVY|EATON VANCE NY SBI|SWST|Hilltop Securities Inc.|834
EVY|EATON VANCE NY SBI|UBSA|UBS SECURITIES LLC|2464
EVY|EATON VANCE NY SBI|UBSS|UBS Securities LLC|8899
EVY|EATON VANCE NY SBI|VGRD|Vanguard Marketing Corporation|763
EVY|EATON VANCE NY SBI|WCHV|WELLS FARGO SECURITIES, LLC|17285
EVY|EATON VANCE NY SBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
EW|EDWARDS LIFESCIENCES|ABLE|NATIXIS Securities Americas LLC|286562
EW|EDWARDS LIFESCIENCES|ADAM|CANACCORD GENUITY INC.|7074
EW|EDWARDS LIFESCIENCES|ALLN|Allen & Company LLC|3101
EW|EDWARDS LIFESCIENCES|ALTX|Alternet Securities Inc.|7364
EW|EDWARDS LIFESCIENCES|ANOS|ABEL/NOSER, L.L.C.|243
EW|EDWARDS LIFESCIENCES|APCC|Apex Clearing Corporation|1496
EW|EDWARDS LIFESCIENCES|AQUA|AQUA SECURITIES L.P.|6400
EW|EDWARDS LIFESCIENCES|BALE|M&T SECURITIES, INC.|40
EW|EDWARDS LIFESCIENCES|BANK|Primevest Financial Services, Inc.|187
EW|EDWARDS LIFESCIENCES|BAQP|BURKE & QUICK PARTNERS LLC|879
EW|EDWARDS LIFESCIENCES|BARD|Robert W. Baird & Co. Incorporated|26579
EW|EDWARDS LIFESCIENCES|BATM|CBOE TRADING, INC.|18288
EW|EDWARDS LIFESCIENCES|BAYC|BAY CREST PARTNERS, LLC|63
EW|EDWARDS LIFESCIENCES|BAYT|BTIG, LLC|26500
EW|EDWARDS LIFESCIENCES|BBNT|BB&T SECURITIES, LLC|745
EW|EDWARDS LIFESCIENCES|BERN|Sanford C. Bernstein & Co., LLC|186382
EW|EDWARDS LIFESCIENCES|BIDS|BIDS TRADING L.P.|500
EW|EDWARDS LIFESCIENCES|BIMI|Banca IMI Securities Corp.|2717
EW|EDWARDS LIFESCIENCES|BKCM|BNY Mellon Capital Markets LLC|230
EW|EDWARDS LIFESCIENCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19338
EW|EDWARDS LIFESCIENCES|BLKX|INSTINET, LLC|78161
EW|EDWARDS LIFESCIENCES|BMOC|BMO Capital Markets Corp.|870
EW|EDWARDS LIFESCIENCES|BNCH|The Benchmark Company, LLC|22545
EW|EDWARDS LIFESCIENCES|BNPX|BNP PARIBAS SECURITIES CORP.|88108
EW|EDWARDS LIFESCIENCES|BRGE|Newbridge Securities Corp.|69
EW|EDWARDS LIFESCIENCES|BTIG|BTIG, LLC|53125
EW|EDWARDS LIFESCIENCES|BYXM|CBOE TRADING, INC.|2350
EW|EDWARDS LIFESCIENCES|CABR|Cabrera Capital Markets, Inc.|463
EW|EDWARDS LIFESCIENCES|CANT|Cantor Fitzgerald & Co.|3042
EW|EDWARDS LIFESCIENCES|CBLC|CITIGROUP GLOBAL MARKETS INC.|40800
EW|EDWARDS LIFESCIENCES|CHAS|Charles Schwab & Co., Inc.|4173
EW|EDWARDS LIFESCIENCES|CIBP|CIBC World Markets Corp.|11627
EW|EDWARDS LIFESCIENCES|CIST|Capital Institutional Services, Inc.|19796
EW|EDWARDS LIFESCIENCES|CLSA|CLSA AMERICAS, LLC|300
EW|EDWARDS LIFESCIENCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|185476
EW|EDWARDS LIFESCIENCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1184
EW|EDWARDS LIFESCIENCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|502459
EW|EDWARDS LIFESCIENCES|CTDL|Citadel Derivatives Group Llc|9173
EW|EDWARDS LIFESCIENCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|78384
EW|EDWARDS LIFESCIENCES|DADA|D.A. Davidson & Co.|168
EW|EDWARDS LIFESCIENCES|DBAB|Deutsche Bank Securities Inc.|695898
EW|EDWARDS LIFESCIENCES|DBAX|Deutsche Bank Securities Inc.|376700
EW|EDWARDS LIFESCIENCES|DBUL|Deutsche Bank Securities Inc.|600
EW|EDWARDS LIFESCIENCES|DCHF|Dart Executions, LLC|3171
EW|EDWARDS LIFESCIENCES|DEAN|MORGAN STANLEY|15038
EW|EDWARDS LIFESCIENCES|DEGS|RONIN PROFESSIONAL LLC|1100
EW|EDWARDS LIFESCIENCES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1057
EW|EDWARDS LIFESCIENCES|EBXL|EBX LLC|175100
EW|EDWARDS LIFESCIENCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|23861
EW|EDWARDS LIFESCIENCES|EDJO|Edward D. Jones & Co., L.P.|52278
EW|EDWARDS LIFESCIENCES|EGAM|CBOE TRADING, INC.|20948
EW|EDWARDS LIFESCIENCES|EGAW|CBOE TRADING, INC.|10
EW|EDWARDS LIFESCIENCES|EGMT|EG MARKET TECHNOLOGIES LLC|4653
EW|EDWARDS LIFESCIENCES|EGXM|CBOE TRADING, INC.|4456
EW|EDWARDS LIFESCIENCES|EROM|Eroom Securities L.L.C.|930
EW|EDWARDS LIFESCIENCES|ETBE|Electronic Transaction Clearing, Inc.|55520
EW|EDWARDS LIFESCIENCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|192
EW|EDWARDS LIFESCIENCES|ETCC|Electronic Transaction Clearing, Inc.|507
EW|EDWARDS LIFESCIENCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|58079
EW|EDWARDS LIFESCIENCES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|120
EW|EDWARDS LIFESCIENCES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|991
EW|EDWARDS LIFESCIENCES|ETRS|E*Trade Securities LLC|70693
EW|EDWARDS LIFESCIENCES|FBSB|U.S. Bancorp Investments, Inc.|1259
EW|EDWARDS LIFESCIENCES|FIDT|Fidelity Clearing Canada ULC./ CDS|66
EW|EDWARDS LIFESCIENCES|FILL|Tradestation Securities, Inc.|3961
EW|EDWARDS LIFESCIENCES|FINX|FINTECH SECURITIES|961
EW|EDWARDS LIFESCIENCES|FMAF|NBCN Inc./ CDS|902
EW|EDWARDS LIFESCIENCES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3921
EW|EDWARDS LIFESCIENCES|FQLS|Quantlab Securities LP|422759
EW|EDWARDS LIFESCIENCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124022
EW|EDWARDS LIFESCIENCES|FTBR|Foliofn Investments, Inc.|2818
EW|EDWARDS LIFESCIENCES|GEBB|GLOBAL EXECUTION BROKERS, LP|21597
EW|EDWARDS LIFESCIENCES|GHCC|Gordon, Haskett Capital Corporation|4385
EW|EDWARDS LIFESCIENCES|GLIS|TD Securities Inc|1135
EW|EDWARDS LIFESCIENCES|GLPX|ACS EXECUTION SERVICES, LLC|80015
EW|EDWARDS LIFESCIENCES|GSCO|GOLDMAN SACHS & CO. LLC|1469776
EW|EDWARDS LIFESCIENCES|GSCS|GOLDMAN SACHS & CO. LLC|12137
EW|EDWARDS LIFESCIENCES|GSLT|GOLDMAN SACHS & CO. LLC|9688
EW|EDWARDS LIFESCIENCES|GTSZ|GTS SECURITIES LLC|195016
EW|EDWARDS LIFESCIENCES|HAPX|HAP Trading, LLC|324
EW|EDWARDS LIFESCIENCES|HRBF|American Enterprise Investment Services Inc.|11161
EW|EDWARDS LIFESCIENCES|HSBC|HSBC Securities, Inc.|4325
EW|EDWARDS LIFESCIENCES|IATS|INTERACTIVE BROKERS LLC|11638
EW|EDWARDS LIFESCIENCES|IBKR|Interactive Brokers Llc|21611
EW|EDWARDS LIFESCIENCES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1920
EW|EDWARDS LIFESCIENCES|ICBX|INSTINET, LLC|83460
EW|EDWARDS LIFESCIENCES|IEQY|CITADEL SECURITIES LLC|168431
EW|EDWARDS LIFESCIENCES|INCA|INSTINET, LLC|594488
EW|EDWARDS LIFESCIENCES|INJX|INSTINET, LLC|14587
EW|EDWARDS LIFESCIENCES|ITGI|ITG Inc.|65224
EW|EDWARDS LIFESCIENCES|ITGP|ITG INC.|338600
EW|EDWARDS LIFESCIENCES|JANY|Janney Montgomery Scott Inc.|875
EW|EDWARDS LIFESCIENCES|JEFF|JEFFERIES LLC|162927
EW|EDWARDS LIFESCIENCES|JMPT|JUMP TRADING, LLC|65235
EW|EDWARDS LIFESCIENCES|JPBX|J.P. MORGAN SECURITIES LLC|152192
EW|EDWARDS LIFESCIENCES|JPMX|J.P. Morgan Securities LLC|723135
EW|EDWARDS LIFESCIENCES|JSJX|JANE STREET CAPITAL LLC|13161
EW|EDWARDS LIFESCIENCES|JUTA|JUMP TRADING, LLC|100
EW|EDWARDS LIFESCIENCES|KCGM|VIRTU Americas LLC|82719
EW|EDWARDS LIFESCIENCES|KING|C. L. King & Associates, Inc.|1200
EW|EDWARDS LIFESCIENCES|LEER|LEERINK PARTNERS LLC|4000
EW|EDWARDS LIFESCIENCES|LEHM|Barclays Capital Inc./Le|977257
EW|EDWARDS LIFESCIENCES|LIME|Lime Brokerage LLC|57407
EW|EDWARDS LIFESCIENCES|LMNX|LUMINEX TRADING & ANALYTICS LLC|275800
EW|EDWARDS LIFESCIENCES|LQNA|LIQUIDNET, INC.|60200
EW|EDWARDS LIFESCIENCES|LSCI|Lek Securities Corporation|231
EW|EDWARDS LIFESCIENCES|MACC|Mid Atlantic Capital Corporation|254
EW|EDWARDS LIFESCIENCES|MACQ|Macquarie Capital (USA) Inc.|7300
EW|EDWARDS LIFESCIENCES|MAXM|Maxim Group LLC|4050
EW|EDWARDS LIFESCIENCES|MCMF|Raymond James Ltd. Cds|121
EW|EDWARDS LIFESCIENCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|180744
EW|EDWARDS LIFESCIENCES|MOTF|MOTIF INVESTING, INC.|17
EW|EDWARDS LIFESCIENCES|MSCO|MORGAN STANLEY & CO. LLC|1948171
EW|EDWARDS LIFESCIENCES|MSPL|MORGAN STANLEY & CO. LLC|418500
EW|EDWARDS LIFESCIENCES|MSTX|MORGAN STANLEY & CO. LLC|208400
EW|EDWARDS LIFESCIENCES|NATL|National Securities Corporation|310
EW|EDWARDS LIFESCIENCES|NEUB|NEUBERGER BERMAN BD LLC|4226
EW|EDWARDS LIFESCIENCES|NFSC|National Financial Services LLC|241780
EW|EDWARDS LIFESCIENCES|NITE|VIRTU Americas LLC|481588
EW|EDWARDS LIFESCIENCES|NITP|VIRTU Americas LLC|200
EW|EDWARDS LIFESCIENCES|NQRB|Brut, LLC|10426
EW|EDWARDS LIFESCIENCES|NTBF|BMO Nesbitt Burns Inc./CDS|680
EW|EDWARDS LIFESCIENCES|NTRC|Northern Trust Securities, Inc.|14949
EW|EDWARDS LIFESCIENCES|OHOS|TWO SIGMA SECURITIES, LLC|76199
EW|EDWARDS LIFESCIENCES|OPCO|Oppenheimer & Co. Inc.|9489
EW|EDWARDS LIFESCIENCES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2538
EW|EDWARDS LIFESCIENCES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1669
EW|EDWARDS LIFESCIENCES|PDQM|CODA MARKETS, INC.|146367
EW|EDWARDS LIFESCIENCES|PHLY|NASDAQ Execution Services, LLC|4600
EW|EDWARDS LIFESCIENCES|PIPR|Piper Jaffray & Co.|30600
EW|EDWARDS LIFESCIENCES|PWJC|UBS Financial Services, Inc.|3873
EW|EDWARDS LIFESCIENCES|QMSR|QUATTRO M SECURITIES INC.|602
EW|EDWARDS LIFESCIENCES|RBCM|RBC CAPITAL MARKETS, LLC|39497
EW|EDWARDS LIFESCIENCES|RJLC|RJL CAPITAL GROUP, LLC|1362
EW|EDWARDS LIFESCIENCES|ROTH|Roth Capital Partners, LLC|5800
EW|EDWARDS LIFESCIENCES|SAGL|SAGETRADER, LLC|19991
EW|EDWARDS LIFESCIENCES|SAGW|SAGETRADER, LLC|15
EW|EDWARDS LIFESCIENCES|SALI|INTL FCSTONE FINANCIAL INC.|454
EW|EDWARDS LIFESCIENCES|SBSH|Citigroup Global Markets Inc.|105990
EW|EDWARDS LIFESCIENCES|SEIC|SEI Investments Distribution Co.|100
EW|EDWARDS LIFESCIENCES|SGMT|GOLDMAN SACHS & CO. LLC|224148
EW|EDWARDS LIFESCIENCES|SPDR|SPEEDROUTE LLC|11707
EW|EDWARDS LIFESCIENCES|SPHN|Stephens Inc.|546
EW|EDWARDS LIFESCIENCES|SSBS|STATE STREET GLOBAL MARKETS, LLC|23300
EW|EDWARDS LIFESCIENCES|STFL|Stifel, Nicolaus & Company, Incorporated|4888
EW|EDWARDS LIFESCIENCES|STKP|STOCKPILE INVESTMENTS, INC.|4
EW|EDWARDS LIFESCIENCES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2369
EW|EDWARDS LIFESCIENCES|SWIM|TD Ameritrade, Inc.|34931
EW|EDWARDS LIFESCIENCES|SWST|Hilltop Securities Inc.|710
EW|EDWARDS LIFESCIENCES|TKNG|ALLY INVEST SECURITIES LLC|317
EW|EDWARDS LIFESCIENCES|TRBT|Tradebot Systems, Inc.|257141
EW|EDWARDS LIFESCIENCES|TRCM|TRC MARKETS LLC|199530
EW|EDWARDS LIFESCIENCES|TWTT|TASTYWORKS, INC.|2191
EW|EDWARDS LIFESCIENCES|UBSA|UBS SECURITIES LLC|834169
EW|EDWARDS LIFESCIENCES|UBSS|UBS Securities LLC|1284471
EW|EDWARDS LIFESCIENCES|VALX|VIRTU AMERICAS LLC|14261
EW|EDWARDS LIFESCIENCES|VERT|The Vertical Trading Group, LLC|131
EW|EDWARDS LIFESCIENCES|VGRD|Vanguard Marketing Corporation|16682
EW|EDWARDS LIFESCIENCES|WABR|Wall Street Access|2600
EW|EDWARDS LIFESCIENCES|WBLR|WILLIAM BLAIR|1664
EW|EDWARDS LIFESCIENCES|WBPX|SUMMIT SECURITIES GROUP, LLC|2447
EW|EDWARDS LIFESCIENCES|WCHV|WELLS FARGO SECURITIES, LLC|102255
EW|EDWARDS LIFESCIENCES|WDNX|WEEDEN & CO.L.P.|1186
EW|EDWARDS LIFESCIENCES|WEDB|WEDBUSH SECURITIES INC.|4003
EW|EDWARDS LIFESCIENCES|WEED|Weeden & Co.L.P.|5620
EW|EDWARDS LIFESCIENCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21344
EW|EDWARDS LIFESCIENCES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22620
EW|EDWARDS LIFESCIENCES|WGIF|CIBC World Markets Inc.|19990
EW|EDWARDS LIFESCIENCES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|124
EW|EDWARDS LIFESCIENCES|WSAG|WALL STREET ACCESS|100
EW|EDWARDS LIFESCIENCES|WSEA|WOLVERINE SECURITIES, LLC|3378
EW|EDWARDS LIFESCIENCES|XIST|INSTINET, LLC|31364
EW|EDWARDS LIFESCIENCES|XPQR|Jump Trading|5149
EW|EDWARDS LIFESCIENCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|164408
EW|EDWARDS LIFESCIENCES|YKNA|COMHAR CAPITAL MARKETS, LLC|10323
EW|EDWARDS LIFESCIENCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5535
EWA|ISHARE MSCI AUSTRALI|ALTX|Alternet Securities Inc.|5611
EWA|ISHARE MSCI AUSTRALI|APCC|Apex Clearing Corporation|2583
EWA|ISHARE MSCI AUSTRALI|BANK|Primevest Financial Services, Inc.|9
EWA|ISHARE MSCI AUSTRALI|BARD|Robert W. Baird & Co. Incorporated|6356
EWA|ISHARE MSCI AUSTRALI|BATM|CBOE TRADING, INC.|41015
EWA|ISHARE MSCI AUSTRALI|BBNT|BB&T SECURITIES, LLC|471
EWA|ISHARE MSCI AUSTRALI|BERN|Sanford C. Bernstein & Co., LLC|9671
EWA|ISHARE MSCI AUSTRALI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6196
EWA|ISHARE MSCI AUSTRALI|BLTK|Bulltick, Llc|69093
EWA|ISHARE MSCI AUSTRALI|BNCH|The Benchmark Company, LLC|141090
EWA|ISHARE MSCI AUSTRALI|BTIG|BTIG, LLC|400
EWA|ISHARE MSCI AUSTRALI|BYXM|CBOE TRADING, INC.|9100
EWA|ISHARE MSCI AUSTRALI|CANT|Cantor Fitzgerald & Co.|13928
EWA|ISHARE MSCI AUSTRALI|CHAS|Charles Schwab & Co., Inc.|16836
EWA|ISHARE MSCI AUSTRALI|CIST|Capital Institutional Services, Inc.|230
EWA|ISHARE MSCI AUSTRALI|CLSA|CLSA AMERICAS, LLC|1700
EWA|ISHARE MSCI AUSTRALI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58517
EWA|ISHARE MSCI AUSTRALI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
EWA|ISHARE MSCI AUSTRALI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2230
EWA|ISHARE MSCI AUSTRALI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|559213
EWA|ISHARE MSCI AUSTRALI|CSIN|Citadel Securities Institutional LLC|468022
EWA|ISHARE MSCI AUSTRALI|CTDL|Citadel Derivatives Group Llc|793233
EWA|ISHARE MSCI AUSTRALI|CXCX|CITIGROUP GLOBAL MARKETS INC.|104946
EWA|ISHARE MSCI AUSTRALI|DADA|D.A. Davidson & Co.|155
EWA|ISHARE MSCI AUSTRALI|DBAB|Deutsche Bank Securities Inc.|147305
EWA|ISHARE MSCI AUSTRALI|DBAX|Deutsche Bank Securities Inc.|673500
EWA|ISHARE MSCI AUSTRALI|DBUL|Deutsche Bank Securities Inc.|500
EWA|ISHARE MSCI AUSTRALI|DEAN|MORGAN STANLEY|14163
EWA|ISHARE MSCI AUSTRALI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|80
EWA|ISHARE MSCI AUSTRALI|EBXL|EBX LLC|373100
EWA|ISHARE MSCI AUSTRALI|ECUT|CONVERGEX EXECUTION SOLUTIONS|19897
EWA|ISHARE MSCI AUSTRALI|EDJO|Edward D. Jones & Co., L.P.|213
EWA|ISHARE MSCI AUSTRALI|EGAM|CBOE TRADING, INC.|29044
EWA|ISHARE MSCI AUSTRALI|EGXM|CBOE TRADING, INC.|56638
EWA|ISHARE MSCI AUSTRALI|EGXW|CBOE TRADING, INC.|500
EWA|ISHARE MSCI AUSTRALI|ESPO|ESPOSITO SECURITIES, LLC|841
EWA|ISHARE MSCI AUSTRALI|ETBE|Electronic Transaction Clearing, Inc.|16812
EWA|ISHARE MSCI AUSTRALI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
EWA|ISHARE MSCI AUSTRALI|ETRS|E*Trade Securities LLC|71768
EWA|ISHARE MSCI AUSTRALI|FBSB|U.S. Bancorp Investments, Inc.|6
EWA|ISHARE MSCI AUSTRALI|FIDT|Fidelity Clearing Canada ULC./ CDS|4069
EWA|ISHARE MSCI AUSTRALI|FILL|Tradestation Securities, Inc.|8163
EWA|ISHARE MSCI AUSTRALI|FLTU|FLOW TRADERS US LLC|840303
EWA|ISHARE MSCI AUSTRALI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|176468
EWA|ISHARE MSCI AUSTRALI|FMAF|NBCN Inc./ CDS|35642
EWA|ISHARE MSCI AUSTRALI|FQLS|Quantlab Securities LP|48606
EWA|ISHARE MSCI AUSTRALI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21719
EWA|ISHARE MSCI AUSTRALI|FTBR|Foliofn Investments, Inc.|23197
EWA|ISHARE MSCI AUSTRALI|GBMT|GBM International, Inc.|8022
EWA|ISHARE MSCI AUSTRALI|GEBB|GLOBAL EXECUTION BROKERS, LP|106100
EWA|ISHARE MSCI AUSTRALI|GLIS|TD Securities Inc|1500
EWA|ISHARE MSCI AUSTRALI|GLPX|ACS EXECUTION SERVICES, LLC|10828
EWA|ISHARE MSCI AUSTRALI|GSCO|GOLDMAN SACHS & CO. LLC|591188
EWA|ISHARE MSCI AUSTRALI|GSCS|GOLDMAN SACHS & CO. LLC|1616
EWA|ISHARE MSCI AUSTRALI|GSLT|GOLDMAN SACHS & CO. LLC|30945
EWA|ISHARE MSCI AUSTRALI|GTSZ|GTS SECURITIES LLC|18532
EWA|ISHARE MSCI AUSTRALI|HRBF|American Enterprise Investment Services Inc.|190979
EWA|ISHARE MSCI AUSTRALI|HSBC|HSBC Securities, Inc.|2900
EWA|ISHARE MSCI AUSTRALI|IATS|INTERACTIVE BROKERS LLC|96005
EWA|ISHARE MSCI AUSTRALI|IBKR|Interactive Brokers Llc|80880
EWA|ISHARE MSCI AUSTRALI|ICBX|INSTINET, LLC|233481
EWA|ISHARE MSCI AUSTRALI|INCA|INSTINET, LLC|131476
EWA|ISHARE MSCI AUSTRALI|ITGI|ITG Inc.|9322
EWA|ISHARE MSCI AUSTRALI|ITGP|ITG INC.|238800
EWA|ISHARE MSCI AUSTRALI|JANY|Janney Montgomery Scott Inc.|755
EWA|ISHARE MSCI AUSTRALI|JEFF|JEFFERIES LLC|10723
EWA|ISHARE MSCI AUSTRALI|JMPT|JUMP TRADING, LLC|33920
EWA|ISHARE MSCI AUSTRALI|JPBX|J.P. MORGAN SECURITIES LLC|600
EWA|ISHARE MSCI AUSTRALI|JPMX|J.P. Morgan Securities LLC|98265
EWA|ISHARE MSCI AUSTRALI|JSEB|JANE STREET EXECUTION SERVICES, LLC|406020
EWA|ISHARE MSCI AUSTRALI|JSJX|JANE STREET CAPITAL LLC|553887
EWA|ISHARE MSCI AUSTRALI|KCGM|VIRTU Americas LLC|120372
EWA|ISHARE MSCI AUSTRALI|LEHM|Barclays Capital Inc./Le|601759
EWA|ISHARE MSCI AUSTRALI|LGNT|COR CLEARING LLC|4
EWA|ISHARE MSCI AUSTRALI|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|39428
EWA|ISHARE MSCI AUSTRALI|LIME|Lime Brokerage LLC|205484
EWA|ISHARE MSCI AUSTRALI|LSCI|Lek Securities Corporation|12375
EWA|ISHARE MSCI AUSTRALI|MACC|Mid Atlantic Capital Corporation|149
EWA|ISHARE MSCI AUSTRALI|MAXM|Maxim Group LLC|7934
EWA|ISHARE MSCI AUSTRALI|MCBT|Moors & Cabot, Inc.|200
EWA|ISHARE MSCI AUSTRALI|MCMF|Raymond James Ltd. Cds|1861
EWA|ISHARE MSCI AUSTRALI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|216216
EWA|ISHARE MSCI AUSTRALI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|34316
EWA|ISHARE MSCI AUSTRALI|MSCO|MORGAN STANLEY & CO. LLC|923554
EWA|ISHARE MSCI AUSTRALI|MSPL|MORGAN STANLEY & CO. LLC|699900
EWA|ISHARE MSCI AUSTRALI|MSTX|MORGAN STANLEY & CO. LLC|2600
EWA|ISHARE MSCI AUSTRALI|NFSC|National Financial Services LLC|151996
EWA|ISHARE MSCI AUSTRALI|NITE|VIRTU Americas LLC|737534
EWA|ISHARE MSCI AUSTRALI|NITP|VIRTU Americas LLC|508231
EWA|ISHARE MSCI AUSTRALI|NQRB|Brut, LLC|1800
EWA|ISHARE MSCI AUSTRALI|NTBF|BMO Nesbitt Burns Inc./CDS|2200
EWA|ISHARE MSCI AUSTRALI|OLDM|OLD MISSION CAPITAL, LLC|85402
EWA|ISHARE MSCI AUSTRALI|OPCO|Oppenheimer & Co. Inc.|48
EWA|ISHARE MSCI AUSTRALI|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|250000
EWA|ISHARE MSCI AUSTRALI|PDQM|CODA MARKETS, INC.|21028
EWA|ISHARE MSCI AUSTRALI|PHLY|NASDAQ Execution Services, LLC|2600
EWA|ISHARE MSCI AUSTRALI|PICT|Pictet Overseas Inc.|6591
EWA|ISHARE MSCI AUSTRALI|PWJC|UBS Financial Services, Inc.|250
EWA|ISHARE MSCI AUSTRALI|RBCM|RBC CAPITAL MARKETS, LLC|3259
EWA|ISHARE MSCI AUSTRALI|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|33292
EWA|ISHARE MSCI AUSTRALI|RGLD|Regal Securities, Inc|1
EWA|ISHARE MSCI AUSTRALI|SBSH|Citigroup Global Markets Inc.|64571
EWA|ISHARE MSCI AUSTRALI|SGMT|GOLDMAN SACHS & CO. LLC|122910
EWA|ISHARE MSCI AUSTRALI|SPDR|SPEEDROUTE LLC|300
EWA|ISHARE MSCI AUSTRALI|STFL|Stifel, Nicolaus & Company, Incorporated|2133
EWA|ISHARE MSCI AUSTRALI|STTT|STATETRUST INVESTMENTS INC.|1600
EWA|ISHARE MSCI AUSTRALI|SWIM|TD Ameritrade, Inc.|46163
EWA|ISHARE MSCI AUSTRALI|SWST|Hilltop Securities Inc.|1000
EWA|ISHARE MSCI AUSTRALI|TKNG|ALLY INVEST SECURITIES LLC|20
EWA|ISHARE MSCI AUSTRALI|TRBT|Tradebot Systems, Inc.|306332
EWA|ISHARE MSCI AUSTRALI|TRCM|TRC MARKETS LLC|1050899
EWA|ISHARE MSCI AUSTRALI|TWTT|TASTYWORKS, INC.|500
EWA|ISHARE MSCI AUSTRALI|UBSA|UBS SECURITIES LLC|487756
EWA|ISHARE MSCI AUSTRALI|UBSS|UBS Securities LLC|852743
EWA|ISHARE MSCI AUSTRALI|VALX|VIRTU AMERICAS LLC|112099
EWA|ISHARE MSCI AUSTRALI|VGRD|Vanguard Marketing Corporation|53817
EWA|ISHARE MSCI AUSTRALI|WBET|Wallachbeth Capital LLC|9300
EWA|ISHARE MSCI AUSTRALI|WCHV|WELLS FARGO SECURITIES, LLC|94989
EWA|ISHARE MSCI AUSTRALI|WEDB|WEDBUSH SECURITIES INC.|2
EWA|ISHARE MSCI AUSTRALI|WEED|Weeden & Co.L.P.|1700
EWA|ISHARE MSCI AUSTRALI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1396
EWA|ISHARE MSCI AUSTRALI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11776
EWA|ISHARE MSCI AUSTRALI|WGIF|CIBC World Markets Inc.|215
EWA|ISHARE MSCI AUSTRALI|WSAG|WALL STREET ACCESS|1900
EWA|ISHARE MSCI AUSTRALI|WSEA|WOLVERINE SECURITIES, LLC|4125
EWA|ISHARE MSCI AUSTRALI|XPUS|XP SECURITIES, LLC|2150
EWA|ISHARE MSCI AUSTRALI|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
EWA|ISHARE MSCI AUSTRALI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40291
EWBC|EAST WEST BANCORP|ABLE|NATIXIS Securities Americas LLC|1763
EWBC|EAST WEST BANCORP|AGIS|Aegis Capital Corp.|550
EWBC|EAST WEST BANCORP|ALTX|Alternet Securities Inc.|2490
EWBC|EAST WEST BANCORP|ANOS|ABEL/NOSER, L.L.C.|237
EWBC|EAST WEST BANCORP|APCC|Apex Clearing Corporation|91
EWBC|EAST WEST BANCORP|BANK|Primevest Financial Services, Inc.|648
EWBC|EAST WEST BANCORP|BARD|Robert W. Baird & Co. Incorporated|2826
EWBC|EAST WEST BANCORP|BATM|CBOE TRADING, INC.|3058
EWBC|EAST WEST BANCORP|BAYC|BAY CREST PARTNERS, LLC|2083
EWBC|EAST WEST BANCORP|BAYT|BTIG, LLC|700
EWBC|EAST WEST BANCORP|BBNT|BB&T SECURITIES, LLC|1028
EWBC|EAST WEST BANCORP|BERN|Sanford C. Bernstein & Co., LLC|28134
EWBC|EAST WEST BANCORP|BIDS|BIDS TRADING L.P.|4800
EWBC|EAST WEST BANCORP|BKCM|BNY Mellon Capital Markets LLC|31399
EWBC|EAST WEST BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7653
EWBC|EAST WEST BANCORP|BLKX|INSTINET, LLC|10000
EWBC|EAST WEST BANCORP|BMOC|BMO Capital Markets Corp.|251
EWBC|EAST WEST BANCORP|BNKS|Fig Partners, LLC|2324
EWBC|EAST WEST BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|49970
EWBC|EAST WEST BANCORP|BRVL|BLAYLOCK VAN, LLC|300
EWBC|EAST WEST BANCORP|BTIG|BTIG, LLC|69298
EWBC|EAST WEST BANCORP|BYXM|CBOE TRADING, INC.|602
EWBC|EAST WEST BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|701
EWBC|EAST WEST BANCORP|CANT|Cantor Fitzgerald & Co.|400
EWBC|EAST WEST BANCORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|86432
EWBC|EAST WEST BANCORP|CHAS|Charles Schwab & Co., Inc.|3140
EWBC|EAST WEST BANCORP|CIOI|CITIGROUP GLOBAL MARKETS INC|35000
EWBC|EAST WEST BANCORP|CIST|Capital Institutional Services, Inc.|7307
EWBC|EAST WEST BANCORP|CMPT|Compass Point Research & Trading, LLC|11400
EWBC|EAST WEST BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|172063
EWBC|EAST WEST BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|880
EWBC|EAST WEST BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|59
EWBC|EAST WEST BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|359189
EWBC|EAST WEST BANCORP|CTDL|Citadel Derivatives Group Llc|15632
EWBC|EAST WEST BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|30706
EWBC|EAST WEST BANCORP|DADA|D.A. Davidson & Co.|1201
EWBC|EAST WEST BANCORP|DBAB|Deutsche Bank Securities Inc.|782204
EWBC|EAST WEST BANCORP|DBAX|Deutsche Bank Securities Inc.|154900
EWBC|EAST WEST BANCORP|DBUL|Deutsche Bank Securities Inc.|4223
EWBC|EAST WEST BANCORP|DEAN|MORGAN STANLEY|12427
EWBC|EAST WEST BANCORP|DEGS|RONIN PROFESSIONAL LLC|300
EWBC|EAST WEST BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5861
EWBC|EAST WEST BANCORP|EBXL|EBX LLC|159700
EWBC|EAST WEST BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|29176
EWBC|EAST WEST BANCORP|EDJO|Edward D. Jones & Co., L.P.|3177
EWBC|EAST WEST BANCORP|EGAM|CBOE TRADING, INC.|3441
EWBC|EAST WEST BANCORP|EGAW|CBOE TRADING, INC.|45
EWBC|EAST WEST BANCORP|EGMT|EG MARKET TECHNOLOGIES LLC|2046
EWBC|EAST WEST BANCORP|EGXM|CBOE TRADING, INC.|643
EWBC|EAST WEST BANCORP|ELEV|ELEVATION, LLC|1245
EWBC|EAST WEST BANCORP|ETBE|Electronic Transaction Clearing, Inc.|23551
EWBC|EAST WEST BANCORP|ETCC|Electronic Transaction Clearing, Inc.|1028
EWBC|EAST WEST BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4099
EWBC|EAST WEST BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27457
EWBC|EAST WEST BANCORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|53557
EWBC|EAST WEST BANCORP|ETRS|E*Trade Securities LLC|35165
EWBC|EAST WEST BANCORP|FBCO|Credit Suisse Securities (USA) LLC|592503
EWBC|EAST WEST BANCORP|FILL|Tradestation Securities, Inc.|261
EWBC|EAST WEST BANCORP|FMAF|NBCN Inc./ CDS|2246
EWBC|EAST WEST BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|28632
EWBC|EAST WEST BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2235
EWBC|EAST WEST BANCORP|FQLS|Quantlab Securities LP|210723
EWBC|EAST WEST BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133781
EWBC|EAST WEST BANCORP|FTBR|Foliofn Investments, Inc.|999
EWBC|EAST WEST BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|18140
EWBC|EAST WEST BANCORP|GLIS|TD Securities Inc|65
EWBC|EAST WEST BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|5904
EWBC|EAST WEST BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|1575744
EWBC|EAST WEST BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|106290
EWBC|EAST WEST BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|3980
EWBC|EAST WEST BANCORP|GTSZ|GTS SECURITIES LLC|254843
EWBC|EAST WEST BANCORP|HAPX|HAP Trading, LLC|268
EWBC|EAST WEST BANCORP|HRBF|American Enterprise Investment Services Inc.|7380
EWBC|EAST WEST BANCORP|HSBC|HSBC Securities, Inc.|6453
EWBC|EAST WEST BANCORP|IATS|INTERACTIVE BROKERS LLC|1126
EWBC|EAST WEST BANCORP|IBKR|Interactive Brokers Llc|37367
EWBC|EAST WEST BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|232
EWBC|EAST WEST BANCORP|ICBX|INSTINET, LLC|14100
EWBC|EAST WEST BANCORP|IEQY|CITADEL SECURITIES LLC|226825
EWBC|EAST WEST BANCORP|INCA|INSTINET, LLC|444199
EWBC|EAST WEST BANCORP|INJX|INSTINET, LLC|32425
EWBC|EAST WEST BANCORP|ITGI|ITG Inc.|111114
EWBC|EAST WEST BANCORP|ITGP|ITG INC.|132200
EWBC|EAST WEST BANCORP|JANY|Janney Montgomery Scott Inc.|2820
EWBC|EAST WEST BANCORP|JEFF|JEFFERIES LLC|163269
EWBC|EAST WEST BANCORP|JMPT|JUMP TRADING, LLC|75564
EWBC|EAST WEST BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|58847
EWBC|EAST WEST BANCORP|JPMX|J.P. Morgan Securities LLC|384019
EWBC|EAST WEST BANCORP|JSJX|JANE STREET CAPITAL LLC|41366
EWBC|EAST WEST BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|73820
EWBC|EAST WEST BANCORP|KCGM|VIRTU Americas LLC|18634
EWBC|EAST WEST BANCORP|LEHM|Barclays Capital Inc./Le|636364
EWBC|EAST WEST BANCORP|LIME|Lime Brokerage LLC|265001
EWBC|EAST WEST BANCORP|LMGP|LIME BROKERAGE LLC|1200
EWBC|EAST WEST BANCORP|LQNA|LIQUIDNET, INC.|96400
EWBC|EAST WEST BANCORP|LSCI|Lek Securities Corporation|19
EWBC|EAST WEST BANCORP|MACQ|Macquarie Capital (USA) Inc.|1488
EWBC|EAST WEST BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105334
EWBC|EAST WEST BANCORP|MOTF|MOTIF INVESTING, INC.|28
EWBC|EAST WEST BANCORP|MSCO|MORGAN STANLEY & CO. LLC|2523583
EWBC|EAST WEST BANCORP|MSPL|MORGAN STANLEY & CO. LLC|239100
EWBC|EAST WEST BANCORP|MSTX|MORGAN STANLEY & CO. LLC|42400
EWBC|EAST WEST BANCORP|NFSC|National Financial Services LLC|92618
EWBC|EAST WEST BANCORP|NITE|VIRTU Americas LLC|193598
EWBC|EAST WEST BANCORP|NITP|VIRTU Americas LLC|2000
EWBC|EAST WEST BANCORP|NQRB|Brut, LLC|4332
EWBC|EAST WEST BANCORP|NTRC|Northern Trust Securities, Inc.|210
EWBC|EAST WEST BANCORP|OPCO|Oppenheimer & Co. Inc.|14202
EWBC|EAST WEST BANCORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1109
EWBC|EAST WEST BANCORP|PDQM|CODA MARKETS, INC.|25053
EWBC|EAST WEST BANCORP|PHLY|NASDAQ Execution Services, LLC|3200
EWBC|EAST WEST BANCORP|PIPR|Piper Jaffray & Co.|19944
EWBC|EAST WEST BANCORP|PWJC|UBS Financial Services, Inc.|85
EWBC|EAST WEST BANCORP|RAJA|Raymond James & Associates, Inc.|6402
EWBC|EAST WEST BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|12760
EWBC|EAST WEST BANCORP|SAGL|SAGETRADER, LLC|372
EWBC|EAST WEST BANCORP|SAGW|SAGETRADER, LLC|306
EWBC|EAST WEST BANCORP|SBSH|Citigroup Global Markets Inc.|519085
EWBC|EAST WEST BANCORP|SDLR|Sandler, O'Neill & Partners, L.P.|8600
EWBC|EAST WEST BANCORP|SEIC|SEI Investments Distribution Co.|1200
EWBC|EAST WEST BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|79837
EWBC|EAST WEST BANCORP|SPDR|SPEEDROUTE LLC|7400
EWBC|EAST WEST BANCORP|SPHN|Stephens Inc.|34942
EWBC|EAST WEST BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|1882
EWBC|EAST WEST BANCORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|61
EWBC|EAST WEST BANCORP|SWIM|TD Ameritrade, Inc.|2778
EWBC|EAST WEST BANCORP|SWST|Hilltop Securities Inc.|701
EWBC|EAST WEST BANCORP|TONC|CUTTONE & CO., LLC|1081
EWBC|EAST WEST BANCORP|TOUR|TOURMALINE PARTNERS, LLC|16042
EWBC|EAST WEST BANCORP|TRBT|Tradebot Systems, Inc.|104183
EWBC|EAST WEST BANCORP|TRCM|TRC MARKETS LLC|274005
EWBC|EAST WEST BANCORP|UBSA|UBS SECURITIES LLC|364871
EWBC|EAST WEST BANCORP|UBSS|UBS Securities LLC|1071879
EWBC|EAST WEST BANCORP|VALX|VIRTU AMERICAS LLC|7116
EWBC|EAST WEST BANCORP|VGRD|Vanguard Marketing Corporation|3153
EWBC|EAST WEST BANCORP|WBLR|WILLIAM BLAIR|670
EWBC|EAST WEST BANCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
EWBC|EAST WEST BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|146230
EWBC|EAST WEST BANCORP|WDNX|WEEDEN & CO.L.P.|758
EWBC|EAST WEST BANCORP|WEDB|WEDBUSH SECURITIES INC.|163
EWBC|EAST WEST BANCORP|WEED|Weeden & Co.L.P.|7638
EWBC|EAST WEST BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|985
EWBC|EAST WEST BANCORP|WGIF|CIBC World Markets Inc.|19761
EWBC|EAST WEST BANCORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|285
EWBC|EAST WEST BANCORP|WSEA|WOLVERINE SECURITIES, LLC|504
EWBC|EAST WEST BANCORP|XIST|INSTINET, LLC|61156
EWBC|EAST WEST BANCORP|XPQR|Jump Trading|2400
EWBC|EAST WEST BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7718
EWBC|EAST WEST BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|580
EWBC|EAST WEST BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1022
EWC|ISHARE MSCI CANADA|ALTX|Alternet Securities Inc.|11794
EWC|ISHARE MSCI CANADA|ANOS|ABEL/NOSER, L.L.C.|15072
EWC|ISHARE MSCI CANADA|APCC|Apex Clearing Corporation|2119
EWC|ISHARE MSCI CANADA|BANK|Primevest Financial Services, Inc.|261
EWC|ISHARE MSCI CANADA|BARD|Robert W. Baird & Co. Incorporated|5738
EWC|ISHARE MSCI CANADA|BATM|CBOE TRADING, INC.|2350
EWC|ISHARE MSCI CANADA|BAYC|BAY CREST PARTNERS, LLC|60644
EWC|ISHARE MSCI CANADA|BBNT|BB&T SECURITIES, LLC|1352
EWC|ISHARE MSCI CANADA|BERN|Sanford C. Bernstein & Co., LLC|60626
EWC|ISHARE MSCI CANADA|BIDS|BIDS TRADING L.P.|500
EWC|ISHARE MSCI CANADA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47037
EWC|ISHARE MSCI CANADA|BNCH|The Benchmark Company, LLC|255661
EWC|ISHARE MSCI CANADA|BNPX|BNP PARIBAS SECURITIES CORP.|1576
EWC|ISHARE MSCI CANADA|BTIG|BTIG, LLC|200
EWC|ISHARE MSCI CANADA|BYXM|CBOE TRADING, INC.|6600
EWC|ISHARE MSCI CANADA|CANT|Cantor Fitzgerald & Co.|9
EWC|ISHARE MSCI CANADA|CHAS|Charles Schwab & Co., Inc.|20664
EWC|ISHARE MSCI CANADA|CIST|Capital Institutional Services, Inc.|1610
EWC|ISHARE MSCI CANADA|CLSA|CLSA AMERICAS, LLC|4720
EWC|ISHARE MSCI CANADA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|551303
EWC|ISHARE MSCI CANADA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1801
EWC|ISHARE MSCI CANADA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|541827
EWC|ISHARE MSCI CANADA|CSIN|Citadel Securities Institutional LLC|1502
EWC|ISHARE MSCI CANADA|CTDL|Citadel Derivatives Group Llc|99905
EWC|ISHARE MSCI CANADA|CXCX|CITIGROUP GLOBAL MARKETS INC.|427372
EWC|ISHARE MSCI CANADA|DADA|D.A. Davidson & Co.|231
EWC|ISHARE MSCI CANADA|DBAB|Deutsche Bank Securities Inc.|136603
EWC|ISHARE MSCI CANADA|DBAX|Deutsche Bank Securities Inc.|1629400
EWC|ISHARE MSCI CANADA|DCHF|Dart Executions, LLC|74395
EWC|ISHARE MSCI CANADA|DEAN|MORGAN STANLEY|16773
EWC|ISHARE MSCI CANADA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11100
EWC|ISHARE MSCI CANADA|EBXL|EBX LLC|361400
EWC|ISHARE MSCI CANADA|ECUT|CONVERGEX EXECUTION SOLUTIONS|110019
EWC|ISHARE MSCI CANADA|EDJO|Edward D. Jones & Co., L.P.|1562
EWC|ISHARE MSCI CANADA|EGAM|CBOE TRADING, INC.|26586
EWC|ISHARE MSCI CANADA|EGAW|CBOE TRADING, INC.|6
EWC|ISHARE MSCI CANADA|EGXM|CBOE TRADING, INC.|499
EWC|ISHARE MSCI CANADA|ESPO|ESPOSITO SECURITIES, LLC|8427
EWC|ISHARE MSCI CANADA|ETBE|Electronic Transaction Clearing, Inc.|18154
EWC|ISHARE MSCI CANADA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|693
EWC|ISHARE MSCI CANADA|ETRS|E*Trade Securities LLC|13085
EWC|ISHARE MSCI CANADA|FIDT|Fidelity Clearing Canada ULC./ CDS|347
EWC|ISHARE MSCI CANADA|FILL|Tradestation Securities, Inc.|610
EWC|ISHARE MSCI CANADA|FINX|FINTECH SECURITIES|917
EWC|ISHARE MSCI CANADA|FMAF|NBCN Inc./ CDS|6312
EWC|ISHARE MSCI CANADA|FQLS|Quantlab Securities LP|100670
EWC|ISHARE MSCI CANADA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27960
EWC|ISHARE MSCI CANADA|FTBR|Foliofn Investments, Inc.|13435
EWC|ISHARE MSCI CANADA|GBMT|GBM International, Inc.|18788
EWC|ISHARE MSCI CANADA|GEBB|GLOBAL EXECUTION BROKERS, LP|85360
EWC|ISHARE MSCI CANADA|GFIS|GFI Securities LLC|50000
EWC|ISHARE MSCI CANADA|GLIS|TD Securities Inc|12
EWC|ISHARE MSCI CANADA|GLPX|ACS EXECUTION SERVICES, LLC|83537
EWC|ISHARE MSCI CANADA|GSCO|GOLDMAN SACHS & CO. LLC|338682
EWC|ISHARE MSCI CANADA|GSCS|GOLDMAN SACHS & CO. LLC|3477
EWC|ISHARE MSCI CANADA|GSLT|GOLDMAN SACHS & CO. LLC|15013
EWC|ISHARE MSCI CANADA|GTSZ|GTS SECURITIES LLC|21669
EWC|ISHARE MSCI CANADA|HAPX|HAP Trading, LLC|115
EWC|ISHARE MSCI CANADA|HRBF|American Enterprise Investment Services Inc.|493895
EWC|ISHARE MSCI CANADA|HSBC|HSBC Securities, Inc.|100
EWC|ISHARE MSCI CANADA|IATS|INTERACTIVE BROKERS LLC|109598
EWC|ISHARE MSCI CANADA|IBKR|Interactive Brokers Llc|192548
EWC|ISHARE MSCI CANADA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|111
EWC|ISHARE MSCI CANADA|ICBX|INSTINET, LLC|375213
EWC|ISHARE MSCI CANADA|INCA|INSTINET, LLC|687350
EWC|ISHARE MSCI CANADA|INJX|INSTINET, LLC|1898
EWC|ISHARE MSCI CANADA|ITGI|ITG Inc.|30989
EWC|ISHARE MSCI CANADA|ITGP|ITG INC.|423200
EWC|ISHARE MSCI CANADA|JANY|Janney Montgomery Scott Inc.|4617
EWC|ISHARE MSCI CANADA|JEFF|JEFFERIES LLC|34358
EWC|ISHARE MSCI CANADA|JMPT|JUMP TRADING, LLC|12781
EWC|ISHARE MSCI CANADA|JPBX|J.P. MORGAN SECURITIES LLC|88
EWC|ISHARE MSCI CANADA|JPMX|J.P. Morgan Securities LLC|197587
EWC|ISHARE MSCI CANADA|JSEB|JANE STREET EXECUTION SERVICES, LLC|1452985
EWC|ISHARE MSCI CANADA|JSJX|JANE STREET CAPITAL LLC|754154
EWC|ISHARE MSCI CANADA|KCGM|VIRTU Americas LLC|95425
EWC|ISHARE MSCI CANADA|LEHM|Barclays Capital Inc./Le|1527811
EWC|ISHARE MSCI CANADA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|5182
EWC|ISHARE MSCI CANADA|LIME|Lime Brokerage LLC|328016
EWC|ISHARE MSCI CANADA|LOOP|Loop Capital Markets LLC|96200
EWC|ISHARE MSCI CANADA|LSCI|Lek Securities Corporation|18280
EWC|ISHARE MSCI CANADA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|506
EWC|ISHARE MSCI CANADA|MACC|Mid Atlantic Capital Corporation|552
EWC|ISHARE MSCI CANADA|MAXM|Maxim Group LLC|5400
EWC|ISHARE MSCI CANADA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|662053
EWC|ISHARE MSCI CANADA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|26411
EWC|ISHARE MSCI CANADA|MSCO|MORGAN STANLEY & CO. LLC|620576
EWC|ISHARE MSCI CANADA|MSPL|MORGAN STANLEY & CO. LLC|654700
EWC|ISHARE MSCI CANADA|MSTX|MORGAN STANLEY & CO. LLC|13900
EWC|ISHARE MSCI CANADA|NFSC|National Financial Services LLC|174239
EWC|ISHARE MSCI CANADA|NITE|VIRTU Americas LLC|1192494
EWC|ISHARE MSCI CANADA|NITP|VIRTU Americas LLC|1011562
EWC|ISHARE MSCI CANADA|NQRB|Brut, LLC|13900
EWC|ISHARE MSCI CANADA|NTBF|BMO Nesbitt Burns Inc./CDS|5
EWC|ISHARE MSCI CANADA|NTRC|Northern Trust Securities, Inc.|29
EWC|ISHARE MSCI CANADA|OHOS|TWO SIGMA SECURITIES, LLC|1800
EWC|ISHARE MSCI CANADA|OLDM|OLD MISSION CAPITAL, LLC|100
EWC|ISHARE MSCI CANADA|OPCO|Oppenheimer & Co. Inc.|80
EWC|ISHARE MSCI CANADA|PDQM|CODA MARKETS, INC.|144061
EWC|ISHARE MSCI CANADA|PWJC|UBS Financial Services, Inc.|1878
EWC|ISHARE MSCI CANADA|QMSR|QUATTRO M SECURITIES INC.|2793
EWC|ISHARE MSCI CANADA|RBCM|RBC CAPITAL MARKETS, LLC|11792
EWC|ISHARE MSCI CANADA|SALI|INTL FCSTONE FINANCIAL INC.|4110
EWC|ISHARE MSCI CANADA|SBSH|Citigroup Global Markets Inc.|892389
EWC|ISHARE MSCI CANADA|SEIC|SEI Investments Distribution Co.|1583
EWC|ISHARE MSCI CANADA|SGMT|GOLDMAN SACHS & CO. LLC|149872
EWC|ISHARE MSCI CANADA|SPDR|SPEEDROUTE LLC|14700
EWC|ISHARE MSCI CANADA|STFL|Stifel, Nicolaus & Company, Incorporated|2565
EWC|ISHARE MSCI CANADA|SWIM|TD Ameritrade, Inc.|28582
EWC|ISHARE MSCI CANADA|SWST|Hilltop Securities Inc.|86
EWC|ISHARE MSCI CANADA|TKNG|ALLY INVEST SECURITIES LLC|117
EWC|ISHARE MSCI CANADA|TRBT|Tradebot Systems, Inc.|164396
EWC|ISHARE MSCI CANADA|TRCM|TRC MARKETS LLC|1331755
EWC|ISHARE MSCI CANADA|UBSA|UBS SECURITIES LLC|853130
EWC|ISHARE MSCI CANADA|UBSS|UBS Securities LLC|513323
EWC|ISHARE MSCI CANADA|VALX|VIRTU AMERICAS LLC|111339
EWC|ISHARE MSCI CANADA|VGRD|Vanguard Marketing Corporation|9863
EWC|ISHARE MSCI CANADA|VSIN|Vision Financial Markets Llc|24
EWC|ISHARE MSCI CANADA|WBET|Wallachbeth Capital LLC|166050
EWC|ISHARE MSCI CANADA|WBLR|WILLIAM BLAIR|1103
EWC|ISHARE MSCI CANADA|WCHV|WELLS FARGO SECURITIES, LLC|101546
EWC|ISHARE MSCI CANADA|WEDB|WEDBUSH SECURITIES INC.|31
EWC|ISHARE MSCI CANADA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2352
EWC|ISHARE MSCI CANADA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6694
EWC|ISHARE MSCI CANADA|WSEA|WOLVERINE SECURITIES, LLC|2716
EWC|ISHARE MSCI CANADA|XPUS|XP SECURITIES, LLC|7158
EWC|ISHARE MSCI CANADA|XSTM|NATIONAL FINANCIAL SERVICES LLC|5160
EWC|ISHARE MSCI CANADA|YKNA|COMHAR CAPITAL MARKETS, LLC|4112
EWC|ISHARE MSCI CANADA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32346
EWD|ISHS MSCI SWEDEN|ALTX|Alternet Securities Inc.|5186
EWD|ISHS MSCI SWEDEN|APCC|Apex Clearing Corporation|209
EWD|ISHS MSCI SWEDEN|BANK|Primevest Financial Services, Inc.|23
EWD|ISHS MSCI SWEDEN|BARD|Robert W. Baird & Co. Incorporated|55
EWD|ISHS MSCI SWEDEN|BATM|CBOE TRADING, INC.|10324
EWD|ISHS MSCI SWEDEN|BBNT|BB&T SECURITIES, LLC|176
EWD|ISHS MSCI SWEDEN|BERN|Sanford C. Bernstein & Co., LLC|207
EWD|ISHS MSCI SWEDEN|BIMI|Banca IMI Securities Corp.|120
EWD|ISHS MSCI SWEDEN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7476
EWD|ISHS MSCI SWEDEN|BYXM|CBOE TRADING, INC.|1200
EWD|ISHS MSCI SWEDEN|CHAS|Charles Schwab & Co., Inc.|8
EWD|ISHS MSCI SWEDEN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
EWD|ISHS MSCI SWEDEN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
EWD|ISHS MSCI SWEDEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89051
EWD|ISHS MSCI SWEDEN|CTDL|Citadel Derivatives Group Llc|87170
EWD|ISHS MSCI SWEDEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6200
EWD|ISHS MSCI SWEDEN|DADA|D.A. Davidson & Co.|143
EWD|ISHS MSCI SWEDEN|DBAB|Deutsche Bank Securities Inc.|5416
EWD|ISHS MSCI SWEDEN|DBAX|Deutsche Bank Securities Inc.|26500
EWD|ISHS MSCI SWEDEN|DEAN|MORGAN STANLEY|1381
EWD|ISHS MSCI SWEDEN|EBXL|EBX LLC|36700
EWD|ISHS MSCI SWEDEN|EDJO|Edward D. Jones & Co., L.P.|69
EWD|ISHS MSCI SWEDEN|EGAM|CBOE TRADING, INC.|27051
EWD|ISHS MSCI SWEDEN|EGXM|CBOE TRADING, INC.|4100
EWD|ISHS MSCI SWEDEN|ESPO|ESPOSITO SECURITIES, LLC|63
EWD|ISHS MSCI SWEDEN|ETBE|Electronic Transaction Clearing, Inc.|3000
EWD|ISHS MSCI SWEDEN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13800
EWD|ISHS MSCI SWEDEN|ETRS|E*Trade Securities LLC|4925
EWD|ISHS MSCI SWEDEN|FIDT|Fidelity Clearing Canada ULC./ CDS|15705
EWD|ISHS MSCI SWEDEN|FILL|Tradestation Securities, Inc.|250
EWD|ISHS MSCI SWEDEN|FLTU|FLOW TRADERS US LLC|29198
EWD|ISHS MSCI SWEDEN|FMAF|NBCN Inc./ CDS|7168
EWD|ISHS MSCI SWEDEN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|469
EWD|ISHS MSCI SWEDEN|FTBR|Foliofn Investments, Inc.|2442
EWD|ISHS MSCI SWEDEN|GEBB|GLOBAL EXECUTION BROKERS, LP|200
EWD|ISHS MSCI SWEDEN|GSCO|GOLDMAN SACHS & CO. LLC|129286
EWD|ISHS MSCI SWEDEN|GSCS|GOLDMAN SACHS & CO. LLC|1196
EWD|ISHS MSCI SWEDEN|GSLT|GOLDMAN SACHS & CO. LLC|19135
EWD|ISHS MSCI SWEDEN|GTSZ|GTS SECURITIES LLC|200
EWD|ISHS MSCI SWEDEN|HRBF|American Enterprise Investment Services Inc.|2132
EWD|ISHS MSCI SWEDEN|IATS|INTERACTIVE BROKERS LLC|1753
EWD|ISHS MSCI SWEDEN|IBKR|Interactive Brokers Llc|11782
EWD|ISHS MSCI SWEDEN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
EWD|ISHS MSCI SWEDEN|ICBX|INSTINET, LLC|69422
EWD|ISHS MSCI SWEDEN|INCA|INSTINET, LLC|13507
EWD|ISHS MSCI SWEDEN|ITGI|ITG Inc.|6759
EWD|ISHS MSCI SWEDEN|ITGP|ITG INC.|11400
EWD|ISHS MSCI SWEDEN|JANY|Janney Montgomery Scott Inc.|10
EWD|ISHS MSCI SWEDEN|JEFF|JEFFERIES LLC|13248
EWD|ISHS MSCI SWEDEN|JMPT|JUMP TRADING, LLC|2048
EWD|ISHS MSCI SWEDEN|JPMX|J.P. Morgan Securities LLC|13292
EWD|ISHS MSCI SWEDEN|JSEB|JANE STREET EXECUTION SERVICES, LLC|105
EWD|ISHS MSCI SWEDEN|JSJX|JANE STREET CAPITAL LLC|100780
EWD|ISHS MSCI SWEDEN|KCGM|VIRTU Americas LLC|12103
EWD|ISHS MSCI SWEDEN|LEHM|Barclays Capital Inc./Le|95700
EWD|ISHS MSCI SWEDEN|LGNT|COR CLEARING LLC|5
EWD|ISHS MSCI SWEDEN|LIME|Lime Brokerage LLC|20146
EWD|ISHS MSCI SWEDEN|LSCI|Lek Securities Corporation|349
EWD|ISHS MSCI SWEDEN|MACC|Mid Atlantic Capital Corporation|299
EWD|ISHS MSCI SWEDEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52400
EWD|ISHS MSCI SWEDEN|MSCO|MORGAN STANLEY & CO. LLC|37457
EWD|ISHS MSCI SWEDEN|MSPL|MORGAN STANLEY & CO. LLC|26100
EWD|ISHS MSCI SWEDEN|NFSC|National Financial Services LLC|26159
EWD|ISHS MSCI SWEDEN|NITE|VIRTU Americas LLC|117924
EWD|ISHS MSCI SWEDEN|NQRB|Brut, LLC|400
EWD|ISHS MSCI SWEDEN|NTRC|Northern Trust Securities, Inc.|6
EWD|ISHS MSCI SWEDEN|OLDM|OLD MISSION CAPITAL, LLC|1200
EWD|ISHS MSCI SWEDEN|RBCM|RBC CAPITAL MARKETS, LLC|514
EWD|ISHS MSCI SWEDEN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|6800
EWD|ISHS MSCI SWEDEN|SBSH|Citigroup Global Markets Inc.|6640
EWD|ISHS MSCI SWEDEN|SGMT|GOLDMAN SACHS & CO. LLC|24248
EWD|ISHS MSCI SWEDEN|STFL|Stifel, Nicolaus & Company, Incorporated|2587
EWD|ISHS MSCI SWEDEN|SWIM|TD Ameritrade, Inc.|486
EWD|ISHS MSCI SWEDEN|TRBT|Tradebot Systems, Inc.|42277
EWD|ISHS MSCI SWEDEN|TRCM|TRC MARKETS LLC|85326
EWD|ISHS MSCI SWEDEN|UBSA|UBS SECURITIES LLC|119318
EWD|ISHS MSCI SWEDEN|UBSS|UBS Securities LLC|63772
EWD|ISHS MSCI SWEDEN|VGRD|Vanguard Marketing Corporation|12373
EWD|ISHS MSCI SWEDEN|WBLR|WILLIAM BLAIR|87
EWD|ISHS MSCI SWEDEN|WCHV|WELLS FARGO SECURITIES, LLC|14024
EWD|ISHS MSCI SWEDEN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1569
EWD|ISHS MSCI SWEDEN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3061
EWD|ISHS MSCI SWEDEN|WSEA|WOLVERINE SECURITIES, LLC|813
EWD|ISHS MSCI SWEDEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8355
EWEM|INVESCO MSCI EMER|APCC|Apex Clearing Corporation|12
EWEM|INVESCO MSCI EMER|CHAS|Charles Schwab & Co., Inc.|1
EWEM|INVESCO MSCI EMER|CIST|Capital Institutional Services, Inc.|539
EWEM|INVESCO MSCI EMER|CTDL|Citadel Derivatives Group Llc|124
EWEM|INVESCO MSCI EMER|DEAN|MORGAN STANLEY|300
EWEM|INVESCO MSCI EMER|ETRS|E*Trade Securities LLC|2294
EWEM|INVESCO MSCI EMER|GSLT|GOLDMAN SACHS & CO. LLC|209
EWEM|INVESCO MSCI EMER|HRBF|American Enterprise Investment Services Inc.|786
EWEM|INVESCO MSCI EMER|IBKR|Interactive Brokers Llc|332
EWEM|INVESCO MSCI EMER|MSCO|MORGAN STANLEY & CO. LLC|578
EWEM|INVESCO MSCI EMER|NFSC|National Financial Services LLC|43
EWEM|INVESCO MSCI EMER|NITE|VIRTU Americas LLC|1786
EWEM|INVESCO MSCI EMER|UBSA|UBS SECURITIES LLC|100
EWEM|INVESCO MSCI EMER|UBSS|UBS Securities LLC|504
EWEM|INVESCO MSCI EMER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|80
EWG|ISHARE MSCI GERMANY|ALTX|Alternet Securities Inc.|3148
EWG|ISHARE MSCI GERMANY|APCC|Apex Clearing Corporation|4381
EWG|ISHARE MSCI GERMANY|BANK|Primevest Financial Services, Inc.|5
EWG|ISHARE MSCI GERMANY|BARD|Robert W. Baird & Co. Incorporated|9168
EWG|ISHARE MSCI GERMANY|BATM|CBOE TRADING, INC.|28690
EWG|ISHARE MSCI GERMANY|BAYC|BAY CREST PARTNERS, LLC|20335
EWG|ISHARE MSCI GERMANY|BAYT|BTIG, LLC|66730
EWG|ISHARE MSCI GERMANY|BBNT|BB&T SECURITIES, LLC|80
EWG|ISHARE MSCI GERMANY|BERN|Sanford C. Bernstein & Co., LLC|500
EWG|ISHARE MSCI GERMANY|BIDS|BIDS TRADING L.P.|1000
EWG|ISHARE MSCI GERMANY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32618
EWG|ISHARE MSCI GERMANY|BLTK|Bulltick, Llc|6555
EWG|ISHARE MSCI GERMANY|BNPX|BNP PARIBAS SECURITIES CORP.|18318
EWG|ISHARE MSCI GERMANY|BYXM|CBOE TRADING, INC.|4422
EWG|ISHARE MSCI GERMANY|CANT|Cantor Fitzgerald & Co.|207639
EWG|ISHARE MSCI GERMANY|CHAS|Charles Schwab & Co., Inc.|7693
EWG|ISHARE MSCI GERMANY|CIST|Capital Institutional Services, Inc.|2000
EWG|ISHARE MSCI GERMANY|CLSA|CLSA AMERICAS, LLC|600
EWG|ISHARE MSCI GERMANY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|334080
EWG|ISHARE MSCI GERMANY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5800
EWG|ISHARE MSCI GERMANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1240438
EWG|ISHARE MSCI GERMANY|CSIN|Citadel Securities Institutional LLC|88000
EWG|ISHARE MSCI GERMANY|CTDL|Citadel Derivatives Group Llc|425676
EWG|ISHARE MSCI GERMANY|CTLR|CUTLER GROUP, LP|3200
EWG|ISHARE MSCI GERMANY|CXCX|CITIGROUP GLOBAL MARKETS INC.|211730
EWG|ISHARE MSCI GERMANY|DBAB|Deutsche Bank Securities Inc.|191220
EWG|ISHARE MSCI GERMANY|DBAX|Deutsche Bank Securities Inc.|877800
EWG|ISHARE MSCI GERMANY|DBUL|Deutsche Bank Securities Inc.|5325
EWG|ISHARE MSCI GERMANY|DCHF|Dart Executions, LLC|261333
EWG|ISHARE MSCI GERMANY|DEAN|MORGAN STANLEY|16724
EWG|ISHARE MSCI GERMANY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|79464
EWG|ISHARE MSCI GERMANY|EBXL|EBX LLC|989700
EWG|ISHARE MSCI GERMANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|42380
EWG|ISHARE MSCI GERMANY|EDJO|Edward D. Jones & Co., L.P.|1397
EWG|ISHARE MSCI GERMANY|EGAM|CBOE TRADING, INC.|14031
EWG|ISHARE MSCI GERMANY|EGAW|CBOE TRADING, INC.|100
EWG|ISHARE MSCI GERMANY|EGXM|CBOE TRADING, INC.|161167
EWG|ISHARE MSCI GERMANY|ESPO|ESPOSITO SECURITIES, LLC|26
EWG|ISHARE MSCI GERMANY|ETBE|Electronic Transaction Clearing, Inc.|58597
EWG|ISHARE MSCI GERMANY|ETCB|ETC BROKERAGE SERVICES, LLC|150
EWG|ISHARE MSCI GERMANY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|569
EWG|ISHARE MSCI GERMANY|ETRS|E*Trade Securities LLC|27555
EWG|ISHARE MSCI GERMANY|FBSB|U.S. Bancorp Investments, Inc.|573
EWG|ISHARE MSCI GERMANY|FCST|INTL FCSTONE FINANCIAL INC.|48155
EWG|ISHARE MSCI GERMANY|FIDT|Fidelity Clearing Canada ULC./ CDS|12
EWG|ISHARE MSCI GERMANY|FILL|Tradestation Securities, Inc.|2456
EWG|ISHARE MSCI GERMANY|FINX|FINTECH SECURITIES|440
EWG|ISHARE MSCI GERMANY|FLTU|FLOW TRADERS US LLC|896107
EWG|ISHARE MSCI GERMANY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|12466
EWG|ISHARE MSCI GERMANY|FMAF|NBCN Inc./ CDS|10082
EWG|ISHARE MSCI GERMANY|FQLS|Quantlab Securities LP|425466
EWG|ISHARE MSCI GERMANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53951
EWG|ISHARE MSCI GERMANY|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|43125
EWG|ISHARE MSCI GERMANY|FTBR|Foliofn Investments, Inc.|7436
EWG|ISHARE MSCI GERMANY|GBMT|GBM International, Inc.|31329
EWG|ISHARE MSCI GERMANY|GEBB|GLOBAL EXECUTION BROKERS, LP|29400
EWG|ISHARE MSCI GERMANY|GLIS|TD Securities Inc|3050
EWG|ISHARE MSCI GERMANY|GLPX|ACS EXECUTION SERVICES, LLC|337
EWG|ISHARE MSCI GERMANY|GSCO|GOLDMAN SACHS & CO. LLC|712777
EWG|ISHARE MSCI GERMANY|GSCS|GOLDMAN SACHS & CO. LLC|95384
EWG|ISHARE MSCI GERMANY|GSLT|GOLDMAN SACHS & CO. LLC|29961
EWG|ISHARE MSCI GERMANY|GTSZ|GTS SECURITIES LLC|38537
EWG|ISHARE MSCI GERMANY|HRBF|American Enterprise Investment Services Inc.|210639
EWG|ISHARE MSCI GERMANY|HSBC|HSBC Securities, Inc.|9002
EWG|ISHARE MSCI GERMANY|IATS|INTERACTIVE BROKERS LLC|236713
EWG|ISHARE MSCI GERMANY|IBKR|Interactive Brokers Llc|297397
EWG|ISHARE MSCI GERMANY|ICBX|INSTINET, LLC|479391
EWG|ISHARE MSCI GERMANY|INCA|INSTINET, LLC|261446
EWG|ISHARE MSCI GERMANY|INJX|INSTINET, LLC|2100
EWG|ISHARE MSCI GERMANY|ITGI|ITG Inc.|20106
EWG|ISHARE MSCI GERMANY|ITGP|ITG INC.|522400
EWG|ISHARE MSCI GERMANY|JANY|Janney Montgomery Scott Inc.|20
EWG|ISHARE MSCI GERMANY|JEFF|JEFFERIES LLC|61025
EWG|ISHARE MSCI GERMANY|JMPT|JUMP TRADING, LLC|21725
EWG|ISHARE MSCI GERMANY|JPBX|J.P. MORGAN SECURITIES LLC|589
EWG|ISHARE MSCI GERMANY|JPMX|J.P. Morgan Securities LLC|395298
EWG|ISHARE MSCI GERMANY|JSEB|JANE STREET EXECUTION SERVICES, LLC|834315
EWG|ISHARE MSCI GERMANY|JSJX|JANE STREET CAPITAL LLC|713125
EWG|ISHARE MSCI GERMANY|KCGM|VIRTU Americas LLC|360892
EWG|ISHARE MSCI GERMANY|LEHM|Barclays Capital Inc./Le|3037314
EWG|ISHARE MSCI GERMANY|LGNT|COR CLEARING LLC|1
EWG|ISHARE MSCI GERMANY|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|40887
EWG|ISHARE MSCI GERMANY|LIME|Lime Brokerage LLC|712575
EWG|ISHARE MSCI GERMANY|MAXM|Maxim Group LLC|11728
EWG|ISHARE MSCI GERMANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|342434
EWG|ISHARE MSCI GERMANY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|31496
EWG|ISHARE MSCI GERMANY|MOTF|MOTIF INVESTING, INC.|1
EWG|ISHARE MSCI GERMANY|MSCO|MORGAN STANLEY & CO. LLC|1057991
EWG|ISHARE MSCI GERMANY|MSPL|MORGAN STANLEY & CO. LLC|645900
EWG|ISHARE MSCI GERMANY|MSTX|MORGAN STANLEY & CO. LLC|62000
EWG|ISHARE MSCI GERMANY|NATL|National Securities Corporation|5000
EWG|ISHARE MSCI GERMANY|NFSC|National Financial Services LLC|295350
EWG|ISHARE MSCI GERMANY|NITE|VIRTU Americas LLC|1620905
EWG|ISHARE MSCI GERMANY|NITP|VIRTU Americas LLC|534704
EWG|ISHARE MSCI GERMANY|NQRB|Brut, LLC|10800
EWG|ISHARE MSCI GERMANY|NTBF|BMO Nesbitt Burns Inc./CDS|4280
EWG|ISHARE MSCI GERMANY|OHOS|TWO SIGMA SECURITIES, LLC|111687
EWG|ISHARE MSCI GERMANY|OLDM|OLD MISSION CAPITAL, LLC|930218
EWG|ISHARE MSCI GERMANY|OPCO|Oppenheimer & Co. Inc.|9774
EWG|ISHARE MSCI GERMANY|PDQM|CODA MARKETS, INC.|1101
EWG|ISHARE MSCI GERMANY|PHLY|NASDAQ Execution Services, LLC|5400
EWG|ISHARE MSCI GERMANY|PICT|Pictet Overseas Inc.|528
EWG|ISHARE MSCI GERMANY|PWJC|UBS Financial Services, Inc.|96
EWG|ISHARE MSCI GERMANY|RBCM|RBC CAPITAL MARKETS, LLC|9327
EWG|ISHARE MSCI GERMANY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|72990
EWG|ISHARE MSCI GERMANY|RGLD|Regal Securities, Inc|200
EWG|ISHARE MSCI GERMANY|SAGL|SAGETRADER, LLC|500
EWG|ISHARE MSCI GERMANY|SBSH|Citigroup Global Markets Inc.|813118
EWG|ISHARE MSCI GERMANY|SEIC|SEI Investments Distribution Co.|800
EWG|ISHARE MSCI GERMANY|SGMT|GOLDMAN SACHS & CO. LLC|460629
EWG|ISHARE MSCI GERMANY|SPDR|SPEEDROUTE LLC|1400
EWG|ISHARE MSCI GERMANY|SPHN|Stephens Inc.|18
EWG|ISHARE MSCI GERMANY|STFL|Stifel, Nicolaus & Company, Incorporated|13635
EWG|ISHARE MSCI GERMANY|STTT|STATETRUST INVESTMENTS INC.|630
EWG|ISHARE MSCI GERMANY|STXG|Stockcross Financial Services, Inc.|75
EWG|ISHARE MSCI GERMANY|SWIM|TD Ameritrade, Inc.|31363
EWG|ISHARE MSCI GERMANY|SWST|Hilltop Securities Inc.|1348
EWG|ISHARE MSCI GERMANY|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|8700
EWG|ISHARE MSCI GERMANY|TKNG|ALLY INVEST SECURITIES LLC|9
EWG|ISHARE MSCI GERMANY|TRBT|Tradebot Systems, Inc.|251475
EWG|ISHARE MSCI GERMANY|TRCM|TRC MARKETS LLC|3006764
EWG|ISHARE MSCI GERMANY|TWTT|TASTYWORKS, INC.|200
EWG|ISHARE MSCI GERMANY|UBSA|UBS SECURITIES LLC|1388602
EWG|ISHARE MSCI GERMANY|UBSS|UBS Securities LLC|583335
EWG|ISHARE MSCI GERMANY|VALX|VIRTU AMERICAS LLC|1002712
EWG|ISHARE MSCI GERMANY|VGRD|Vanguard Marketing Corporation|30511
EWG|ISHARE MSCI GERMANY|VSIN|Vision Financial Markets Llc|25
EWG|ISHARE MSCI GERMANY|WBET|Wallachbeth Capital LLC|700
EWG|ISHARE MSCI GERMANY|WBLR|WILLIAM BLAIR|1198
EWG|ISHARE MSCI GERMANY|WCHV|WELLS FARGO SECURITIES, LLC|118176
EWG|ISHARE MSCI GERMANY|WEDB|WEDBUSH SECURITIES INC.|2
EWG|ISHARE MSCI GERMANY|WEED|Weeden & Co.L.P.|11600
EWG|ISHARE MSCI GERMANY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15392
EWG|ISHARE MSCI GERMANY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59331
EWG|ISHARE MSCI GERMANY|WGIF|CIBC World Markets Inc.|11397
EWG|ISHARE MSCI GERMANY|WSEA|WOLVERINE SECURITIES, LLC|30037
EWG|ISHARE MSCI GERMANY|XPUS|XP SECURITIES, LLC|15046
EWG|ISHARE MSCI GERMANY|XSTM|NATIONAL FINANCIAL SERVICES LLC|7584
EWG|ISHARE MSCI GERMANY|YKNA|COMHAR CAPITAL MARKETS, LLC|10
EWG|ISHARE MSCI GERMANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78687
EWGS|ISHARES MSCI GERMANY|APCC|Apex Clearing Corporation|1283
EWGS|ISHARES MSCI GERMANY|BYXM|CBOE TRADING, INC.|528
EWGS|ISHARES MSCI GERMANY|CHAS|Charles Schwab & Co., Inc.|663
EWGS|ISHARES MSCI GERMANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3313
EWGS|ISHARES MSCI GERMANY|CTDL|Citadel Derivatives Group Llc|10784
EWGS|ISHARES MSCI GERMANY|DBAX|Deutsche Bank Securities Inc.|900
EWGS|ISHARES MSCI GERMANY|EBXL|EBX LLC|2900
EWGS|ISHARES MSCI GERMANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|11
EWGS|ISHARES MSCI GERMANY|ETCB|ETC BROKERAGE SERVICES, LLC|250
EWGS|ISHARES MSCI GERMANY|ETRS|E*Trade Securities LLC|2520
EWGS|ISHARES MSCI GERMANY|FIDT|Fidelity Clearing Canada ULC./ CDS|500
EWGS|ISHARES MSCI GERMANY|FMAF|NBCN Inc./ CDS|54
EWGS|ISHARES MSCI GERMANY|FTBR|Foliofn Investments, Inc.|316
EWGS|ISHARES MSCI GERMANY|GTSZ|GTS SECURITIES LLC|680
EWGS|ISHARES MSCI GERMANY|IATS|INTERACTIVE BROKERS LLC|417
EWGS|ISHARES MSCI GERMANY|IBKR|Interactive Brokers Llc|615
EWGS|ISHARES MSCI GERMANY|ICBX|INSTINET, LLC|700
EWGS|ISHARES MSCI GERMANY|ITGP|ITG INC.|200
EWGS|ISHARES MSCI GERMANY|JANY|Janney Montgomery Scott Inc.|124
EWGS|ISHARES MSCI GERMANY|JPMX|J.P. Morgan Securities LLC|200
EWGS|ISHARES MSCI GERMANY|JSJX|JANE STREET CAPITAL LLC|11211
EWGS|ISHARES MSCI GERMANY|KCGM|VIRTU Americas LLC|4227
EWGS|ISHARES MSCI GERMANY|LEHM|Barclays Capital Inc./Le|2600
EWGS|ISHARES MSCI GERMANY|LIME|Lime Brokerage LLC|1286
EWGS|ISHARES MSCI GERMANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
EWGS|ISHARES MSCI GERMANY|MSCO|MORGAN STANLEY & CO. LLC|972
EWGS|ISHARES MSCI GERMANY|MSPL|MORGAN STANLEY & CO. LLC|200
EWGS|ISHARES MSCI GERMANY|NFSC|National Financial Services LLC|9816
EWGS|ISHARES MSCI GERMANY|NITE|VIRTU Americas LLC|9521
EWGS|ISHARES MSCI GERMANY|OLDM|OLD MISSION CAPITAL, LLC|470
EWGS|ISHARES MSCI GERMANY|PWJC|UBS Financial Services, Inc.|300
EWGS|ISHARES MSCI GERMANY|SBSH|Citigroup Global Markets Inc.|2386
EWGS|ISHARES MSCI GERMANY|SGMT|GOLDMAN SACHS & CO. LLC|1404
EWGS|ISHARES MSCI GERMANY|STFL|Stifel, Nicolaus & Company, Incorporated|83
EWGS|ISHARES MSCI GERMANY|SWIM|TD Ameritrade, Inc.|3308
EWGS|ISHARES MSCI GERMANY|UBSA|UBS SECURITIES LLC|11545
EWGS|ISHARES MSCI GERMANY|UBSS|UBS Securities LLC|13504
EWGS|ISHARES MSCI GERMANY|VALX|VIRTU AMERICAS LLC|21
EWGS|ISHARES MSCI GERMANY|VGRD|Vanguard Marketing Corporation|1391
EWGS|ISHARES MSCI GERMANY|WCHV|WELLS FARGO SECURITIES, LLC|729
EWGS|ISHARES MSCI GERMANY|WSEA|WOLVERINE SECURITIES, LLC|27
EWGS|ISHARES MSCI GERMANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6511
EWH|ISHARE MSCI HONGKONG|ALFA|ALPHA TRADING L.P.|35168
EWH|ISHARE MSCI HONGKONG|ALTX|Alternet Securities Inc.|3794
EWH|ISHARE MSCI HONGKONG|APCC|Apex Clearing Corporation|13027
EWH|ISHARE MSCI HONGKONG|BANK|Primevest Financial Services, Inc.|3
EWH|ISHARE MSCI HONGKONG|BARD|Robert W. Baird & Co. Incorporated|3386
EWH|ISHARE MSCI HONGKONG|BATM|CBOE TRADING, INC.|77226
EWH|ISHARE MSCI HONGKONG|BAYC|BAY CREST PARTNERS, LLC|1630000
EWH|ISHARE MSCI HONGKONG|BBNT|BB&T SECURITIES, LLC|3
EWH|ISHARE MSCI HONGKONG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5746
EWH|ISHARE MSCI HONGKONG|BLTK|Bulltick, Llc|5950
EWH|ISHARE MSCI HONGKONG|BYXM|CBOE TRADING, INC.|95235
EWH|ISHARE MSCI HONGKONG|CANT|Cantor Fitzgerald & Co.|1191193
EWH|ISHARE MSCI HONGKONG|CHAS|Charles Schwab & Co., Inc.|1479
EWH|ISHARE MSCI HONGKONG|CIST|Capital Institutional Services, Inc.|2500
EWH|ISHARE MSCI HONGKONG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|161614
EWH|ISHARE MSCI HONGKONG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8910
EWH|ISHARE MSCI HONGKONG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1607067
EWH|ISHARE MSCI HONGKONG|CSIN|Citadel Securities Institutional LLC|271530
EWH|ISHARE MSCI HONGKONG|CTDL|Citadel Derivatives Group Llc|882823
EWH|ISHARE MSCI HONGKONG|CXCX|CITIGROUP GLOBAL MARKETS INC.|143342
EWH|ISHARE MSCI HONGKONG|DADA|D.A. Davidson & Co.|10
EWH|ISHARE MSCI HONGKONG|DBAB|Deutsche Bank Securities Inc.|62492
EWH|ISHARE MSCI HONGKONG|DBAX|Deutsche Bank Securities Inc.|975800
EWH|ISHARE MSCI HONGKONG|DBUL|Deutsche Bank Securities Inc.|21124
EWH|ISHARE MSCI HONGKONG|DCHF|Dart Executions, LLC|39994
EWH|ISHARE MSCI HONGKONG|DEAN|MORGAN STANLEY|5704
EWH|ISHARE MSCI HONGKONG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|410
EWH|ISHARE MSCI HONGKONG|EBXL|EBX LLC|690700
EWH|ISHARE MSCI HONGKONG|ECUT|CONVERGEX EXECUTION SOLUTIONS|3942
EWH|ISHARE MSCI HONGKONG|EDJO|Edward D. Jones & Co., L.P.|1288
EWH|ISHARE MSCI HONGKONG|EGAM|CBOE TRADING, INC.|13585
EWH|ISHARE MSCI HONGKONG|EGXM|CBOE TRADING, INC.|600
EWH|ISHARE MSCI HONGKONG|ESPO|ESPOSITO SECURITIES, LLC|984
EWH|ISHARE MSCI HONGKONG|ETBE|Electronic Transaction Clearing, Inc.|67021
EWH|ISHARE MSCI HONGKONG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6000
EWH|ISHARE MSCI HONGKONG|ETRS|E*Trade Securities LLC|147764
EWH|ISHARE MSCI HONGKONG|FCST|INTL FCSTONE FINANCIAL INC.|126600
EWH|ISHARE MSCI HONGKONG|FILL|Tradestation Securities, Inc.|2636
EWH|ISHARE MSCI HONGKONG|FINX|FINTECH SECURITIES|248
EWH|ISHARE MSCI HONGKONG|FLTU|FLOW TRADERS US LLC|1933485
EWH|ISHARE MSCI HONGKONG|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1347992
EWH|ISHARE MSCI HONGKONG|FMAF|NBCN Inc./ CDS|4242
EWH|ISHARE MSCI HONGKONG|FQLS|Quantlab Securities LP|224379
EWH|ISHARE MSCI HONGKONG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64007
EWH|ISHARE MSCI HONGKONG|FTBR|Foliofn Investments, Inc.|7068
EWH|ISHARE MSCI HONGKONG|GARC|ICAP Corporates LLC|560000
EWH|ISHARE MSCI HONGKONG|GBMT|GBM International, Inc.|12100
EWH|ISHARE MSCI HONGKONG|GEBB|GLOBAL EXECUTION BROKERS, LP|695605
EWH|ISHARE MSCI HONGKONG|GLIS|TD Securities Inc|514
EWH|ISHARE MSCI HONGKONG|GLPX|ACS EXECUTION SERVICES, LLC|75447
EWH|ISHARE MSCI HONGKONG|GSCO|GOLDMAN SACHS & CO. LLC|953893
EWH|ISHARE MSCI HONGKONG|GSCS|GOLDMAN SACHS & CO. LLC|173663
EWH|ISHARE MSCI HONGKONG|GSLT|GOLDMAN SACHS & CO. LLC|395288
EWH|ISHARE MSCI HONGKONG|GTSZ|GTS SECURITIES LLC|1000
EWH|ISHARE MSCI HONGKONG|HRBF|American Enterprise Investment Services Inc.|320855
EWH|ISHARE MSCI HONGKONG|IATS|INTERACTIVE BROKERS LLC|161315
EWH|ISHARE MSCI HONGKONG|IBKR|Interactive Brokers Llc|176933
EWH|ISHARE MSCI HONGKONG|ICBX|INSTINET, LLC|340665
EWH|ISHARE MSCI HONGKONG|INCA|INSTINET, LLC|176649
EWH|ISHARE MSCI HONGKONG|INJX|INSTINET, LLC|200
EWH|ISHARE MSCI HONGKONG|ITGI|ITG Inc.|43646
EWH|ISHARE MSCI HONGKONG|ITGP|ITG INC.|487400
EWH|ISHARE MSCI HONGKONG|JANY|Janney Montgomery Scott Inc.|1359
EWH|ISHARE MSCI HONGKONG|JEFF|JEFFERIES LLC|32945
EWH|ISHARE MSCI HONGKONG|JMPT|JUMP TRADING, LLC|31156
EWH|ISHARE MSCI HONGKONG|JPBX|J.P. MORGAN SECURITIES LLC|3000
EWH|ISHARE MSCI HONGKONG|JPMX|J.P. Morgan Securities LLC|397367
EWH|ISHARE MSCI HONGKONG|JSEB|JANE STREET EXECUTION SERVICES, LLC|2084497
EWH|ISHARE MSCI HONGKONG|JSJX|JANE STREET CAPITAL LLC|997054
EWH|ISHARE MSCI HONGKONG|KCGM|VIRTU Americas LLC|299756
EWH|ISHARE MSCI HONGKONG|LEHM|Barclays Capital Inc./Le|6639241
EWH|ISHARE MSCI HONGKONG|LGNT|COR CLEARING LLC|2
EWH|ISHARE MSCI HONGKONG|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4081
EWH|ISHARE MSCI HONGKONG|LIME|Lime Brokerage LLC|511130
EWH|ISHARE MSCI HONGKONG|LSCI|Lek Securities Corporation|96
EWH|ISHARE MSCI HONGKONG|MACC|Mid Atlantic Capital Corporation|9472
EWH|ISHARE MSCI HONGKONG|MAXM|Maxim Group LLC|23650
EWH|ISHARE MSCI HONGKONG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1298394
EWH|ISHARE MSCI HONGKONG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|130235
EWH|ISHARE MSCI HONGKONG|MOTF|MOTIF INVESTING, INC.|1
EWH|ISHARE MSCI HONGKONG|MSCO|MORGAN STANLEY & CO. LLC|2678818
EWH|ISHARE MSCI HONGKONG|MSPL|MORGAN STANLEY & CO. LLC|1931300
EWH|ISHARE MSCI HONGKONG|MSTX|MORGAN STANLEY & CO. LLC|7200
EWH|ISHARE MSCI HONGKONG|NFSC|National Financial Services LLC|339569
EWH|ISHARE MSCI HONGKONG|NITE|VIRTU Americas LLC|582768
EWH|ISHARE MSCI HONGKONG|NITP|VIRTU Americas LLC|817111
EWH|ISHARE MSCI HONGKONG|NQRB|Brut, LLC|11805
EWH|ISHARE MSCI HONGKONG|NTBF|BMO Nesbitt Burns Inc./CDS|800
EWH|ISHARE MSCI HONGKONG|OHOS|TWO SIGMA SECURITIES, LLC|2400
EWH|ISHARE MSCI HONGKONG|OLDM|OLD MISSION CAPITAL, LLC|1284895
EWH|ISHARE MSCI HONGKONG|OPCO|Oppenheimer & Co. Inc.|404
EWH|ISHARE MSCI HONGKONG|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|633793
EWH|ISHARE MSCI HONGKONG|PCPT|PHILLIP CAPITAL INC.|558
EWH|ISHARE MSCI HONGKONG|PDQM|CODA MARKETS, INC.|25605
EWH|ISHARE MSCI HONGKONG|PWJC|UBS Financial Services, Inc.|1000
EWH|ISHARE MSCI HONGKONG|QMSR|QUATTRO M SECURITIES INC.|50833
EWH|ISHARE MSCI HONGKONG|RBCM|RBC CAPITAL MARKETS, LLC|1082
EWH|ISHARE MSCI HONGKONG|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|39194
EWH|ISHARE MSCI HONGKONG|SALI|INTL FCSTONE FINANCIAL INC.|2
EWH|ISHARE MSCI HONGKONG|SBSH|Citigroup Global Markets Inc.|220978
EWH|ISHARE MSCI HONGKONG|SGMT|GOLDMAN SACHS & CO. LLC|942451
EWH|ISHARE MSCI HONGKONG|SPDR|SPEEDROUTE LLC|500
EWH|ISHARE MSCI HONGKONG|SPHN|Stephens Inc.|2
EWH|ISHARE MSCI HONGKONG|STFL|Stifel, Nicolaus & Company, Incorporated|1283
EWH|ISHARE MSCI HONGKONG|STKP|STOCKPILE INVESTMENTS, INC.|22
EWH|ISHARE MSCI HONGKONG|SWIM|TD Ameritrade, Inc.|12368
EWH|ISHARE MSCI HONGKONG|SWST|Hilltop Securities Inc.|26204
EWH|ISHARE MSCI HONGKONG|TKNG|ALLY INVEST SECURITIES LLC|944
EWH|ISHARE MSCI HONGKONG|TRBT|Tradebot Systems, Inc.|639841
EWH|ISHARE MSCI HONGKONG|TRCM|TRC MARKETS LLC|843504
EWH|ISHARE MSCI HONGKONG|UBSA|UBS SECURITIES LLC|1911086
EWH|ISHARE MSCI HONGKONG|UBSS|UBS Securities LLC|1146301
EWH|ISHARE MSCI HONGKONG|VALX|VIRTU AMERICAS LLC|58899
EWH|ISHARE MSCI HONGKONG|VGRD|Vanguard Marketing Corporation|28625
EWH|ISHARE MSCI HONGKONG|WBET|Wallachbeth Capital LLC|3600
EWH|ISHARE MSCI HONGKONG|WCHV|WELLS FARGO SECURITIES, LLC|45534
EWH|ISHARE MSCI HONGKONG|WEDB|WEDBUSH SECURITIES INC.|411
EWH|ISHARE MSCI HONGKONG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11030
EWH|ISHARE MSCI HONGKONG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11094
EWH|ISHARE MSCI HONGKONG|WGIF|CIBC World Markets Inc.|2187
EWH|ISHARE MSCI HONGKONG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|156
EWH|ISHARE MSCI HONGKONG|WSEA|WOLVERINE SECURITIES, LLC|3817
EWH|ISHARE MSCI HONGKONG|XPUS|XP SECURITIES, LLC|3971905
EWH|ISHARE MSCI HONGKONG|XSTM|NATIONAL FINANCIAL SERVICES LLC|7016
EWH|ISHARE MSCI HONGKONG|YKNA|COMHAR CAPITAL MARKETS, LLC|2100
EWH|ISHARE MSCI HONGKONG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|507057
EWI|ISHARE MSCI ITALY|ALTX|Alternet Securities Inc.|10427
EWI|ISHARE MSCI ITALY|APCC|Apex Clearing Corporation|614
EWI|ISHARE MSCI ITALY|BANK|Primevest Financial Services, Inc.|2330
EWI|ISHARE MSCI ITALY|BARD|Robert W. Baird & Co. Incorporated|12788
EWI|ISHARE MSCI ITALY|BATM|CBOE TRADING, INC.|18601
EWI|ISHARE MSCI ITALY|BAYC|BAY CREST PARTNERS, LLC|7100
EWI|ISHARE MSCI ITALY|BAYT|BTIG, LLC|2200
EWI|ISHARE MSCI ITALY|BBNT|BB&T SECURITIES, LLC|8958
EWI|ISHARE MSCI ITALY|BERN|Sanford C. Bernstein & Co., LLC|4896
EWI|ISHARE MSCI ITALY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36882
EWI|ISHARE MSCI ITALY|BMOC|BMO Capital Markets Corp.|195
EWI|ISHARE MSCI ITALY|BNCH|The Benchmark Company, LLC|142253
EWI|ISHARE MSCI ITALY|BYXM|CBOE TRADING, INC.|900
EWI|ISHARE MSCI ITALY|CANT|Cantor Fitzgerald & Co.|160296
EWI|ISHARE MSCI ITALY|CHAS|Charles Schwab & Co., Inc.|10055
EWI|ISHARE MSCI ITALY|CICF|Canaccord Genuity Corp.|500
EWI|ISHARE MSCI ITALY|CIST|Capital Institutional Services, Inc.|750
EWI|ISHARE MSCI ITALY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30872
EWI|ISHARE MSCI ITALY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5392
EWI|ISHARE MSCI ITALY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|524158
EWI|ISHARE MSCI ITALY|CSIN|Citadel Securities Institutional LLC|247487
EWI|ISHARE MSCI ITALY|CTDL|Citadel Derivatives Group Llc|698161
EWI|ISHARE MSCI ITALY|CTLR|CUTLER GROUP, LP|500
EWI|ISHARE MSCI ITALY|CXCX|CITIGROUP GLOBAL MARKETS INC.|48706
EWI|ISHARE MSCI ITALY|DBAB|Deutsche Bank Securities Inc.|75988
EWI|ISHARE MSCI ITALY|DBAX|Deutsche Bank Securities Inc.|408100
EWI|ISHARE MSCI ITALY|DCHF|Dart Executions, LLC|150
EWI|ISHARE MSCI ITALY|DEAN|MORGAN STANLEY|928463
EWI|ISHARE MSCI ITALY|DEGS|RONIN PROFESSIONAL LLC|7400
EWI|ISHARE MSCI ITALY|EBXL|EBX LLC|257400
EWI|ISHARE MSCI ITALY|ECUT|CONVERGEX EXECUTION SOLUTIONS|20600
EWI|ISHARE MSCI ITALY|EDJO|Edward D. Jones & Co., L.P.|226
EWI|ISHARE MSCI ITALY|EGAM|CBOE TRADING, INC.|5901
EWI|ISHARE MSCI ITALY|EGXM|CBOE TRADING, INC.|14989
EWI|ISHARE MSCI ITALY|ESPO|ESPOSITO SECURITIES, LLC|300
EWI|ISHARE MSCI ITALY|ETBE|Electronic Transaction Clearing, Inc.|13825
EWI|ISHARE MSCI ITALY|ETCB|ETC BROKERAGE SERVICES, LLC|9746
EWI|ISHARE MSCI ITALY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2900
EWI|ISHARE MSCI ITALY|ETRS|E*Trade Securities LLC|22071
EWI|ISHARE MSCI ITALY|FILL|Tradestation Securities, Inc.|400
EWI|ISHARE MSCI ITALY|FLTU|FLOW TRADERS US LLC|162495
EWI|ISHARE MSCI ITALY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|25000
EWI|ISHARE MSCI ITALY|FMAF|NBCN Inc./ CDS|800
EWI|ISHARE MSCI ITALY|FQLS|Quantlab Securities LP|123898
EWI|ISHARE MSCI ITALY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21142
EWI|ISHARE MSCI ITALY|FTBR|Foliofn Investments, Inc.|7983
EWI|ISHARE MSCI ITALY|GBMT|GBM International, Inc.|7500
EWI|ISHARE MSCI ITALY|GEBB|GLOBAL EXECUTION BROKERS, LP|92850
EWI|ISHARE MSCI ITALY|GLIS|TD Securities Inc|398
EWI|ISHARE MSCI ITALY|GLPX|ACS EXECUTION SERVICES, LLC|7850
EWI|ISHARE MSCI ITALY|GSCO|GOLDMAN SACHS & CO. LLC|1165253
EWI|ISHARE MSCI ITALY|GSCS|GOLDMAN SACHS & CO. LLC|3506
EWI|ISHARE MSCI ITALY|GSLT|GOLDMAN SACHS & CO. LLC|42522
EWI|ISHARE MSCI ITALY|GTSZ|GTS SECURITIES LLC|3886
EWI|ISHARE MSCI ITALY|HRBF|American Enterprise Investment Services Inc.|336531
EWI|ISHARE MSCI ITALY|IATS|INTERACTIVE BROKERS LLC|51017
EWI|ISHARE MSCI ITALY|IBKR|Interactive Brokers Llc|76557
EWI|ISHARE MSCI ITALY|ICBX|INSTINET, LLC|173810
EWI|ISHARE MSCI ITALY|INCA|INSTINET, LLC|106380
EWI|ISHARE MSCI ITALY|INJX|INSTINET, LLC|945
EWI|ISHARE MSCI ITALY|INTL|INTL FCSTONE FINANCIAL INC.|3186
EWI|ISHARE MSCI ITALY|ITGI|ITG Inc.|28503
EWI|ISHARE MSCI ITALY|ITGP|ITG INC.|132400
EWI|ISHARE MSCI ITALY|JANY|Janney Montgomery Scott Inc.|49496
EWI|ISHARE MSCI ITALY|JEFF|JEFFERIES LLC|11450
EWI|ISHARE MSCI ITALY|JMPT|JUMP TRADING, LLC|31548
EWI|ISHARE MSCI ITALY|JPMX|J.P. Morgan Securities LLC|204672
EWI|ISHARE MSCI ITALY|JSEB|JANE STREET EXECUTION SERVICES, LLC|1908596
EWI|ISHARE MSCI ITALY|JSJX|JANE STREET CAPITAL LLC|277311
EWI|ISHARE MSCI ITALY|KCGM|VIRTU Americas LLC|90940
EWI|ISHARE MSCI ITALY|LAMP|Lampost Capital, L.C.|100
EWI|ISHARE MSCI ITALY|LEHM|Barclays Capital Inc./Le|1051403
EWI|ISHARE MSCI ITALY|LIME|Lime Brokerage LLC|250401
EWI|ISHARE MSCI ITALY|LSCI|Lek Securities Corporation|56
EWI|ISHARE MSCI ITALY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|325356
EWI|ISHARE MSCI ITALY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
EWI|ISHARE MSCI ITALY|MSCO|MORGAN STANLEY & CO. LLC|731387
EWI|ISHARE MSCI ITALY|MSPL|MORGAN STANLEY & CO. LLC|775200
EWI|ISHARE MSCI ITALY|NFSC|National Financial Services LLC|287513
EWI|ISHARE MSCI ITALY|NITE|VIRTU Americas LLC|704134
EWI|ISHARE MSCI ITALY|NITP|VIRTU Americas LLC|432595
EWI|ISHARE MSCI ITALY|NQRB|Brut, LLC|9300
EWI|ISHARE MSCI ITALY|NTRC|Northern Trust Securities, Inc.|4
EWI|ISHARE MSCI ITALY|OLDM|OLD MISSION CAPITAL, LLC|165271
EWI|ISHARE MSCI ITALY|OPCO|Oppenheimer & Co. Inc.|2896
EWI|ISHARE MSCI ITALY|PDQM|CODA MARKETS, INC.|48600
EWI|ISHARE MSCI ITALY|PWJC|UBS Financial Services, Inc.|3950
EWI|ISHARE MSCI ITALY|RBCM|RBC CAPITAL MARKETS, LLC|12263
EWI|ISHARE MSCI ITALY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|21329
EWI|ISHARE MSCI ITALY|SBSH|Citigroup Global Markets Inc.|16968
EWI|ISHARE MSCI ITALY|SGMT|GOLDMAN SACHS & CO. LLC|271574
EWI|ISHARE MSCI ITALY|SOGO|Wang Investment Associates, Inc.|349
EWI|ISHARE MSCI ITALY|SPHN|Stephens Inc.|7
EWI|ISHARE MSCI ITALY|STFL|Stifel, Nicolaus & Company, Incorporated|4618
EWI|ISHARE MSCI ITALY|STTT|STATETRUST INVESTMENTS INC.|150
EWI|ISHARE MSCI ITALY|SWIM|TD Ameritrade, Inc.|18880
EWI|ISHARE MSCI ITALY|SWST|Hilltop Securities Inc.|2206
EWI|ISHARE MSCI ITALY|TDSI|TD Securities (USA) LLC|8000
EWI|ISHARE MSCI ITALY|TKNG|ALLY INVEST SECURITIES LLC|175
EWI|ISHARE MSCI ITALY|TRBT|Tradebot Systems, Inc.|120764
EWI|ISHARE MSCI ITALY|TRCM|TRC MARKETS LLC|579371
EWI|ISHARE MSCI ITALY|TWTT|TASTYWORKS, INC.|1815
EWI|ISHARE MSCI ITALY|UBSA|UBS SECURITIES LLC|780492
EWI|ISHARE MSCI ITALY|UBSS|UBS Securities LLC|427866
EWI|ISHARE MSCI ITALY|VALX|VIRTU AMERICAS LLC|176617
EWI|ISHARE MSCI ITALY|VGRD|Vanguard Marketing Corporation|9381
EWI|ISHARE MSCI ITALY|WBET|Wallachbeth Capital LLC|500
EWI|ISHARE MSCI ITALY|WCHV|WELLS FARGO SECURITIES, LLC|28639
EWI|ISHARE MSCI ITALY|WEED|Weeden & Co.L.P.|400
EWI|ISHARE MSCI ITALY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24970
EWI|ISHARE MSCI ITALY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56161
EWI|ISHARE MSCI ITALY|WGIF|CIBC World Markets Inc.|3854
EWI|ISHARE MSCI ITALY|WSAG|WALL STREET ACCESS|9811
EWI|ISHARE MSCI ITALY|WSEA|WOLVERINE SECURITIES, LLC|11856
EWI|ISHARE MSCI ITALY|XSTM|NATIONAL FINANCIAL SERVICES LLC|9254
EWI|ISHARE MSCI ITALY|YKNA|COMHAR CAPITAL MARKETS, LLC|2917
EWI|ISHARE MSCI ITALY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|422365
EWJ|ISHARE MSCI JAPAN IN|ADAM|CANACCORD GENUITY INC.|300
EWJ|ISHARE MSCI JAPAN IN|AEXG|ALTERNATIVE EXECUTION GROUP|300000
EWJ|ISHARE MSCI JAPAN IN|ALTX|Alternet Securities Inc.|178266
EWJ|ISHARE MSCI JAPAN IN|APCC|Apex Clearing Corporation|9205
EWJ|ISHARE MSCI JAPAN IN|BANK|Primevest Financial Services, Inc.|2529
EWJ|ISHARE MSCI JAPAN IN|BARD|Robert W. Baird & Co. Incorporated|2165
EWJ|ISHARE MSCI JAPAN IN|BATM|CBOE TRADING, INC.|101576
EWJ|ISHARE MSCI JAPAN IN|BAYC|BAY CREST PARTNERS, LLC|535881
EWJ|ISHARE MSCI JAPAN IN|BBNT|BB&T SECURITIES, LLC|3642
EWJ|ISHARE MSCI JAPAN IN|BERN|Sanford C. Bernstein & Co., LLC|46948
EWJ|ISHARE MSCI JAPAN IN|BGCE|BGC Financial Inc.|2000
EWJ|ISHARE MSCI JAPAN IN|BIMI|Banca IMI Securities Corp.|195
EWJ|ISHARE MSCI JAPAN IN|BKCM|BNY Mellon Capital Markets LLC|4
EWJ|ISHARE MSCI JAPAN IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49476
EWJ|ISHARE MSCI JAPAN IN|BLTK|Bulltick, Llc|1634126
EWJ|ISHARE MSCI JAPAN IN|BMAK|BMA SECURITIES|37
EWJ|ISHARE MSCI JAPAN IN|BMOC|BMO Capital Markets Corp.|18400
EWJ|ISHARE MSCI JAPAN IN|BNCH|The Benchmark Company, LLC|118139
EWJ|ISHARE MSCI JAPAN IN|BNPX|BNP PARIBAS SECURITIES CORP.|1360
EWJ|ISHARE MSCI JAPAN IN|BYXM|CBOE TRADING, INC.|64533
EWJ|ISHARE MSCI JAPAN IN|CANT|Cantor Fitzgerald & Co.|1791847
EWJ|ISHARE MSCI JAPAN IN|CHAS|Charles Schwab & Co., Inc.|9366
EWJ|ISHARE MSCI JAPAN IN|CICF|Canaccord Genuity Corp.|1501
EWJ|ISHARE MSCI JAPAN IN|CIST|Capital Institutional Services, Inc.|33831
EWJ|ISHARE MSCI JAPAN IN|CLSA|CLSA AMERICAS, LLC|3240
EWJ|ISHARE MSCI JAPAN IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|949973
EWJ|ISHARE MSCI JAPAN IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2030
EWJ|ISHARE MSCI JAPAN IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1537081
EWJ|ISHARE MSCI JAPAN IN|CSIN|Citadel Securities Institutional LLC|1940809
EWJ|ISHARE MSCI JAPAN IN|CTDL|Citadel Derivatives Group Llc|2506068
EWJ|ISHARE MSCI JAPAN IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1774444
EWJ|ISHARE MSCI JAPAN IN|DADA|D.A. Davidson & Co.|966
EWJ|ISHARE MSCI JAPAN IN|DBAB|Deutsche Bank Securities Inc.|146916
EWJ|ISHARE MSCI JAPAN IN|DBAX|Deutsche Bank Securities Inc.|2841800
EWJ|ISHARE MSCI JAPAN IN|DBUL|Deutsche Bank Securities Inc.|31438
EWJ|ISHARE MSCI JAPAN IN|DCHF|Dart Executions, LLC|197967
EWJ|ISHARE MSCI JAPAN IN|DEAN|MORGAN STANLEY|197960
EWJ|ISHARE MSCI JAPAN IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|44030
EWJ|ISHARE MSCI JAPAN IN|EBXL|EBX LLC|971700
EWJ|ISHARE MSCI JAPAN IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|15714
EWJ|ISHARE MSCI JAPAN IN|EDJO|Edward D. Jones & Co., L.P.|5348
EWJ|ISHARE MSCI JAPAN IN|EGAM|CBOE TRADING, INC.|165350
EWJ|ISHARE MSCI JAPAN IN|EGAW|CBOE TRADING, INC.|349
EWJ|ISHARE MSCI JAPAN IN|EGXM|CBOE TRADING, INC.|113454
EWJ|ISHARE MSCI JAPAN IN|ESPO|ESPOSITO SECURITIES, LLC|1540
EWJ|ISHARE MSCI JAPAN IN|ETBE|Electronic Transaction Clearing, Inc.|141734
EWJ|ISHARE MSCI JAPAN IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10165
EWJ|ISHARE MSCI JAPAN IN|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|150
EWJ|ISHARE MSCI JAPAN IN|ETRS|E*Trade Securities LLC|79777
EWJ|ISHARE MSCI JAPAN IN|FBSB|U.S. Bancorp Investments, Inc.|1866
EWJ|ISHARE MSCI JAPAN IN|FCST|INTL FCSTONE FINANCIAL INC.|415300
EWJ|ISHARE MSCI JAPAN IN|FIDT|Fidelity Clearing Canada ULC./ CDS|12301
EWJ|ISHARE MSCI JAPAN IN|FILL|Tradestation Securities, Inc.|4599
EWJ|ISHARE MSCI JAPAN IN|FINX|FINTECH SECURITIES|352
EWJ|ISHARE MSCI JAPAN IN|FLTU|FLOW TRADERS US LLC|2761223
EWJ|ISHARE MSCI JAPAN IN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|598807
EWJ|ISHARE MSCI JAPAN IN|FMAF|NBCN Inc./ CDS|33242
EWJ|ISHARE MSCI JAPAN IN|FQLS|Quantlab Securities LP|347615
EWJ|ISHARE MSCI JAPAN IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27991
EWJ|ISHARE MSCI JAPAN IN|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|8000
EWJ|ISHARE MSCI JAPAN IN|FTBR|Foliofn Investments, Inc.|41558
EWJ|ISHARE MSCI JAPAN IN|GBMT|GBM International, Inc.|20393
EWJ|ISHARE MSCI JAPAN IN|GEBB|GLOBAL EXECUTION BROKERS, LP|860071
EWJ|ISHARE MSCI JAPAN IN|GFRY|JUMP TRADING, LLC|985046
EWJ|ISHARE MSCI JAPAN IN|GLIS|TD Securities Inc|771
EWJ|ISHARE MSCI JAPAN IN|GLPX|ACS EXECUTION SERVICES, LLC|162342
EWJ|ISHARE MSCI JAPAN IN|GSCO|GOLDMAN SACHS & CO. LLC|2488385
EWJ|ISHARE MSCI JAPAN IN|GSCS|GOLDMAN SACHS & CO. LLC|67190
EWJ|ISHARE MSCI JAPAN IN|GSLT|GOLDMAN SACHS & CO. LLC|234214
EWJ|ISHARE MSCI JAPAN IN|GTSZ|GTS SECURITIES LLC|31116
EWJ|ISHARE MSCI JAPAN IN|HAPX|HAP Trading, LLC|34347
EWJ|ISHARE MSCI JAPAN IN|HRBF|American Enterprise Investment Services Inc.|311104
EWJ|ISHARE MSCI JAPAN IN|HSBC|HSBC Securities, Inc.|800
EWJ|ISHARE MSCI JAPAN IN|IATS|INTERACTIVE BROKERS LLC|82195
EWJ|ISHARE MSCI JAPAN IN|IBKR|Interactive Brokers Llc|232866
EWJ|ISHARE MSCI JAPAN IN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|280
EWJ|ISHARE MSCI JAPAN IN|ICBX|INSTINET, LLC|872786
EWJ|ISHARE MSCI JAPAN IN|INCA|INSTINET, LLC|760898
EWJ|ISHARE MSCI JAPAN IN|INJX|INSTINET, LLC|2934
EWJ|ISHARE MSCI JAPAN IN|INTL|INTL FCSTONE FINANCIAL INC.|53900
EWJ|ISHARE MSCI JAPAN IN|ITGI|ITG Inc.|183384
EWJ|ISHARE MSCI JAPAN IN|ITGP|ITG INC.|3198800
EWJ|ISHARE MSCI JAPAN IN|JANY|Janney Montgomery Scott Inc.|4560
EWJ|ISHARE MSCI JAPAN IN|JEFF|JEFFERIES LLC|52342
EWJ|ISHARE MSCI JAPAN IN|JMPT|JUMP TRADING, LLC|79542
EWJ|ISHARE MSCI JAPAN IN|JPBX|J.P. MORGAN SECURITIES LLC|289
EWJ|ISHARE MSCI JAPAN IN|JPMX|J.P. Morgan Securities LLC|845137
EWJ|ISHARE MSCI JAPAN IN|JSEB|JANE STREET EXECUTION SERVICES, LLC|3290289
EWJ|ISHARE MSCI JAPAN IN|JSJX|JANE STREET CAPITAL LLC|2110958
EWJ|ISHARE MSCI JAPAN IN|KCGM|VIRTU Americas LLC|556053
EWJ|ISHARE MSCI JAPAN IN|LAMP|Lampost Capital, L.C.|109
EWJ|ISHARE MSCI JAPAN IN|LEHM|Barclays Capital Inc./Le|7995536
EWJ|ISHARE MSCI JAPAN IN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|23611
EWJ|ISHARE MSCI JAPAN IN|LIME|Lime Brokerage LLC|588426
EWJ|ISHARE MSCI JAPAN IN|LMGP|LIME BROKERAGE LLC|7400
EWJ|ISHARE MSCI JAPAN IN|LQNA|LIQUIDNET, INC.|49200
EWJ|ISHARE MSCI JAPAN IN|LSCI|Lek Securities Corporation|260204
EWJ|ISHARE MSCI JAPAN IN|MACC|Mid Atlantic Capital Corporation|3976
EWJ|ISHARE MSCI JAPAN IN|MAXM|Maxim Group LLC|10709
EWJ|ISHARE MSCI JAPAN IN|MBTS|ALLY INVEST SECURITIES LLC|8
EWJ|ISHARE MSCI JAPAN IN|MCMF|Raymond James Ltd. Cds|5116
EWJ|ISHARE MSCI JAPAN IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1344582
EWJ|ISHARE MSCI JAPAN IN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|193172
EWJ|ISHARE MSCI JAPAN IN|MOTF|MOTIF INVESTING, INC.|2
EWJ|ISHARE MSCI JAPAN IN|MSCO|MORGAN STANLEY & CO. LLC|5342018
EWJ|ISHARE MSCI JAPAN IN|MSPL|MORGAN STANLEY & CO. LLC|2482000
EWJ|ISHARE MSCI JAPAN IN|MSTX|MORGAN STANLEY & CO. LLC|33300
EWJ|ISHARE MSCI JAPAN IN|NFSC|National Financial Services LLC|362759
EWJ|ISHARE MSCI JAPAN IN|NITE|VIRTU Americas LLC|2776823
EWJ|ISHARE MSCI JAPAN IN|NITP|VIRTU Americas LLC|1356806
EWJ|ISHARE MSCI JAPAN IN|NQRB|Brut, LLC|9632
EWJ|ISHARE MSCI JAPAN IN|NTBF|BMO Nesbitt Burns Inc./CDS|60796
EWJ|ISHARE MSCI JAPAN IN|NTRC|Northern Trust Securities, Inc.|1637
EWJ|ISHARE MSCI JAPAN IN|OHOS|TWO SIGMA SECURITIES, LLC|8731
EWJ|ISHARE MSCI JAPAN IN|OLDM|OLD MISSION CAPITAL, LLC|852725
EWJ|ISHARE MSCI JAPAN IN|OPCO|Oppenheimer & Co. Inc.|3325
EWJ|ISHARE MSCI JAPAN IN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1913299
EWJ|ISHARE MSCI JAPAN IN|PDQM|CODA MARKETS, INC.|274736
EWJ|ISHARE MSCI JAPAN IN|PHLY|NASDAQ Execution Services, LLC|1200
EWJ|ISHARE MSCI JAPAN IN|PICT|Pictet Overseas Inc.|70062
EWJ|ISHARE MSCI JAPAN IN|PIPR|Piper Jaffray & Co.|1050
EWJ|ISHARE MSCI JAPAN IN|PWJC|UBS Financial Services, Inc.|1094
EWJ|ISHARE MSCI JAPAN IN|RBCM|RBC CAPITAL MARKETS, LLC|43860
EWJ|ISHARE MSCI JAPAN IN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|91785
EWJ|ISHARE MSCI JAPAN IN|SAGL|SAGETRADER, LLC|53792
EWJ|ISHARE MSCI JAPAN IN|SALI|INTL FCSTONE FINANCIAL INC.|6567
EWJ|ISHARE MSCI JAPAN IN|SBSH|Citigroup Global Markets Inc.|1540592
EWJ|ISHARE MSCI JAPAN IN|SEIC|SEI Investments Distribution Co.|62807
EWJ|ISHARE MSCI JAPAN IN|SGMT|GOLDMAN SACHS & CO. LLC|1132995
EWJ|ISHARE MSCI JAPAN IN|SPDR|SPEEDROUTE LLC|27430
EWJ|ISHARE MSCI JAPAN IN|SPHN|Stephens Inc.|3000
EWJ|ISHARE MSCI JAPAN IN|STFL|Stifel, Nicolaus & Company, Incorporated|4927
EWJ|ISHARE MSCI JAPAN IN|STKP|STOCKPILE INVESTMENTS, INC.|8
EWJ|ISHARE MSCI JAPAN IN|STRS|STRATEGAS RESEARCH PARTNERS|500
EWJ|ISHARE MSCI JAPAN IN|SWIM|TD Ameritrade, Inc.|25404
EWJ|ISHARE MSCI JAPAN IN|SWST|Hilltop Securities Inc.|7278
EWJ|ISHARE MSCI JAPAN IN|TKNG|ALLY INVEST SECURITIES LLC|1124
EWJ|ISHARE MSCI JAPAN IN|TRBT|Tradebot Systems, Inc.|957072
EWJ|ISHARE MSCI JAPAN IN|TRCM|TRC MARKETS LLC|2098354
EWJ|ISHARE MSCI JAPAN IN|TWTT|TASTYWORKS, INC.|267
EWJ|ISHARE MSCI JAPAN IN|UBSA|UBS SECURITIES LLC|3681600
EWJ|ISHARE MSCI JAPAN IN|UBSS|UBS Securities LLC|3224211
EWJ|ISHARE MSCI JAPAN IN|VALX|VIRTU AMERICAS LLC|243362
EWJ|ISHARE MSCI JAPAN IN|VGRD|Vanguard Marketing Corporation|42022
EWJ|ISHARE MSCI JAPAN IN|VSIN|Vision Financial Markets Llc|11
EWJ|ISHARE MSCI JAPAN IN|WABR|Wall Street Access|199
EWJ|ISHARE MSCI JAPAN IN|WBET|Wallachbeth Capital LLC|236272
EWJ|ISHARE MSCI JAPAN IN|WBLR|WILLIAM BLAIR|1974
EWJ|ISHARE MSCI JAPAN IN|WCHV|WELLS FARGO SECURITIES, LLC|221670
EWJ|ISHARE MSCI JAPAN IN|WEDB|WEDBUSH SECURITIES INC.|106
EWJ|ISHARE MSCI JAPAN IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7915
EWJ|ISHARE MSCI JAPAN IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|197689
EWJ|ISHARE MSCI JAPAN IN|WGIF|CIBC World Markets Inc.|16373
EWJ|ISHARE MSCI JAPAN IN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|68
EWJ|ISHARE MSCI JAPAN IN|WSAG|WALL STREET ACCESS|18592
EWJ|ISHARE MSCI JAPAN IN|WSEA|WOLVERINE SECURITIES, LLC|9941
EWJ|ISHARE MSCI JAPAN IN|XPUS|XP SECURITIES, LLC|783762
EWJ|ISHARE MSCI JAPAN IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|81806
EWJ|ISHARE MSCI JAPAN IN|YKNA|COMHAR CAPITAL MARKETS, LLC|1199
EWJ|ISHARE MSCI JAPAN IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|107141
EWK|ISHS MSCI BELGIUM|APCC|Apex Clearing Corporation|266
EWK|ISHS MSCI BELGIUM|BARD|Robert W. Baird & Co. Incorporated|16
EWK|ISHS MSCI BELGIUM|BBNT|BB&T SECURITIES, LLC|2
EWK|ISHS MSCI BELGIUM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24
EWK|ISHS MSCI BELGIUM|BTIG|BTIG, LLC|800
EWK|ISHS MSCI BELGIUM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3630
EWK|ISHS MSCI BELGIUM|CSIN|Citadel Securities Institutional LLC|1963
EWK|ISHS MSCI BELGIUM|CTDL|Citadel Derivatives Group Llc|30348
EWK|ISHS MSCI BELGIUM|DBAX|Deutsche Bank Securities Inc.|3600
EWK|ISHS MSCI BELGIUM|DEAN|MORGAN STANLEY|605
EWK|ISHS MSCI BELGIUM|EBXL|EBX LLC|4000
EWK|ISHS MSCI BELGIUM|ESPO|ESPOSITO SECURITIES, LLC|1061
EWK|ISHS MSCI BELGIUM|ETRS|E*Trade Securities LLC|271
EWK|ISHS MSCI BELGIUM|FBSB|U.S. Bancorp Investments, Inc.|271
EWK|ISHS MSCI BELGIUM|FILL|Tradestation Securities, Inc.|300
EWK|ISHS MSCI BELGIUM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22259
EWK|ISHS MSCI BELGIUM|FTBR|Foliofn Investments, Inc.|4308
EWK|ISHS MSCI BELGIUM|GSCS|GOLDMAN SACHS & CO. LLC|2258
EWK|ISHS MSCI BELGIUM|GSLT|GOLDMAN SACHS & CO. LLC|2200
EWK|ISHS MSCI BELGIUM|GTSZ|GTS SECURITIES LLC|200
EWK|ISHS MSCI BELGIUM|HRBF|American Enterprise Investment Services Inc.|4
EWK|ISHS MSCI BELGIUM|IATS|INTERACTIVE BROKERS LLC|2167
EWK|ISHS MSCI BELGIUM|IBKR|Interactive Brokers Llc|7263
EWK|ISHS MSCI BELGIUM|ICBX|INSTINET, LLC|23386
EWK|ISHS MSCI BELGIUM|ITGI|ITG Inc.|347
EWK|ISHS MSCI BELGIUM|ITGP|ITG INC.|4200
EWK|ISHS MSCI BELGIUM|JSJX|JANE STREET CAPITAL LLC|41101
EWK|ISHS MSCI BELGIUM|KCGM|VIRTU Americas LLC|638
EWK|ISHS MSCI BELGIUM|LEHM|Barclays Capital Inc./Le|39088
EWK|ISHS MSCI BELGIUM|LIME|Lime Brokerage LLC|7176
EWK|ISHS MSCI BELGIUM|LSCI|Lek Securities Corporation|240
EWK|ISHS MSCI BELGIUM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
EWK|ISHS MSCI BELGIUM|MSCO|MORGAN STANLEY & CO. LLC|10841
EWK|ISHS MSCI BELGIUM|MSPL|MORGAN STANLEY & CO. LLC|1500
EWK|ISHS MSCI BELGIUM|NFSC|National Financial Services LLC|10344
EWK|ISHS MSCI BELGIUM|NITE|VIRTU Americas LLC|28445
EWK|ISHS MSCI BELGIUM|NITP|VIRTU Americas LLC|191
EWK|ISHS MSCI BELGIUM|OLDM|OLD MISSION CAPITAL, LLC|100
EWK|ISHS MSCI BELGIUM|RBCM|RBC CAPITAL MARKETS, LLC|5
EWK|ISHS MSCI BELGIUM|SBSH|Citigroup Global Markets Inc.|100
EWK|ISHS MSCI BELGIUM|SGMT|GOLDMAN SACHS & CO. LLC|2623
EWK|ISHS MSCI BELGIUM|STFL|Stifel, Nicolaus & Company, Incorporated|18
EWK|ISHS MSCI BELGIUM|SWIM|TD Ameritrade, Inc.|186
EWK|ISHS MSCI BELGIUM|UBSS|UBS Securities LLC|4769
EWK|ISHS MSCI BELGIUM|VALX|VIRTU AMERICAS LLC|1186
EWK|ISHS MSCI BELGIUM|VGRD|Vanguard Marketing Corporation|159
EWK|ISHS MSCI BELGIUM|WBET|Wallachbeth Capital LLC|6200
EWK|ISHS MSCI BELGIUM|WCHV|WELLS FARGO SECURITIES, LLC|6149
EWK|ISHS MSCI BELGIUM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|512
EWK|ISHS MSCI BELGIUM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|96
EWK|ISHS MSCI BELGIUM|WSEA|WOLVERINE SECURITIES, LLC|412
EWK|ISHS MSCI BELGIUM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
EWK|ISHS MSCI BELGIUM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4360
EWL|ISHS MSCI SWITZ ETF|ALTX|Alternet Securities Inc.|236
EWL|ISHS MSCI SWITZ ETF|ANOS|ABEL/NOSER, L.L.C.|13019
EWL|ISHS MSCI SWITZ ETF|APCC|Apex Clearing Corporation|178
EWL|ISHS MSCI SWITZ ETF|BANK|Primevest Financial Services, Inc.|150
EWL|ISHS MSCI SWITZ ETF|BARD|Robert W. Baird & Co. Incorporated|133
EWL|ISHS MSCI SWITZ ETF|BATM|CBOE TRADING, INC.|36775
EWL|ISHS MSCI SWITZ ETF|BBNT|BB&T SECURITIES, LLC|257
EWL|ISHS MSCI SWITZ ETF|BERN|Sanford C. Bernstein & Co., LLC|1232
EWL|ISHS MSCI SWITZ ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10714
EWL|ISHS MSCI SWITZ ETF|BYXM|CBOE TRADING, INC.|18997
EWL|ISHS MSCI SWITZ ETF|CHAS|Charles Schwab & Co., Inc.|188
EWL|ISHS MSCI SWITZ ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130186
EWL|ISHS MSCI SWITZ ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|272066
EWL|ISHS MSCI SWITZ ETF|CSIN|Citadel Securities Institutional LLC|303222
EWL|ISHS MSCI SWITZ ETF|CTDL|Citadel Derivatives Group Llc|489415
EWL|ISHS MSCI SWITZ ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|13764
EWL|ISHS MSCI SWITZ ETF|DBAB|Deutsche Bank Securities Inc.|43022
EWL|ISHS MSCI SWITZ ETF|DBAX|Deutsche Bank Securities Inc.|292700
EWL|ISHS MSCI SWITZ ETF|DEAN|MORGAN STANLEY|7487
EWL|ISHS MSCI SWITZ ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|437
EWL|ISHS MSCI SWITZ ETF|EBXL|EBX LLC|66000
EWL|ISHS MSCI SWITZ ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|11297
EWL|ISHS MSCI SWITZ ETF|EDJO|Edward D. Jones & Co., L.P.|842
EWL|ISHS MSCI SWITZ ETF|EGAM|CBOE TRADING, INC.|1562
EWL|ISHS MSCI SWITZ ETF|EGXM|CBOE TRADING, INC.|205
EWL|ISHS MSCI SWITZ ETF|ESPO|ESPOSITO SECURITIES, LLC|38
EWL|ISHS MSCI SWITZ ETF|ETBE|Electronic Transaction Clearing, Inc.|2704
EWL|ISHS MSCI SWITZ ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
EWL|ISHS MSCI SWITZ ETF|ETRS|E*Trade Securities LLC|7536
EWL|ISHS MSCI SWITZ ETF|FBSB|U.S. Bancorp Investments, Inc.|160
EWL|ISHS MSCI SWITZ ETF|FCST|INTL FCSTONE FINANCIAL INC.|400
EWL|ISHS MSCI SWITZ ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|221
EWL|ISHS MSCI SWITZ ETF|FILL|Tradestation Securities, Inc.|100
EWL|ISHS MSCI SWITZ ETF|FINX|FINTECH SECURITIES|44
EWL|ISHS MSCI SWITZ ETF|FLTU|FLOW TRADERS US LLC|156637
EWL|ISHS MSCI SWITZ ETF|FMAF|NBCN Inc./ CDS|34100
EWL|ISHS MSCI SWITZ ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2329
EWL|ISHS MSCI SWITZ ETF|FTBR|Foliofn Investments, Inc.|4881
EWL|ISHS MSCI SWITZ ETF|GBMT|GBM International, Inc.|6819
EWL|ISHS MSCI SWITZ ETF|GLPX|ACS EXECUTION SERVICES, LLC|4667
EWL|ISHS MSCI SWITZ ETF|GSCO|GOLDMAN SACHS & CO. LLC|35715
EWL|ISHS MSCI SWITZ ETF|GSLT|GOLDMAN SACHS & CO. LLC|4465
EWL|ISHS MSCI SWITZ ETF|GTSZ|GTS SECURITIES LLC|518
EWL|ISHS MSCI SWITZ ETF|HRBF|American Enterprise Investment Services Inc.|111116
EWL|ISHS MSCI SWITZ ETF|IATS|INTERACTIVE BROKERS LLC|37802
EWL|ISHS MSCI SWITZ ETF|IBKR|Interactive Brokers Llc|91395
EWL|ISHS MSCI SWITZ ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|65
EWL|ISHS MSCI SWITZ ETF|ICBX|INSTINET, LLC|69192
EWL|ISHS MSCI SWITZ ETF|INCA|INSTINET, LLC|14556
EWL|ISHS MSCI SWITZ ETF|INJX|INSTINET, LLC|200
EWL|ISHS MSCI SWITZ ETF|ITGI|ITG Inc.|4034
EWL|ISHS MSCI SWITZ ETF|ITGP|ITG INC.|53200
EWL|ISHS MSCI SWITZ ETF|JANY|Janney Montgomery Scott Inc.|1500
EWL|ISHS MSCI SWITZ ETF|JEFF|JEFFERIES LLC|1300
EWL|ISHS MSCI SWITZ ETF|JMPT|JUMP TRADING, LLC|1792
EWL|ISHS MSCI SWITZ ETF|JPBX|J.P. MORGAN SECURITIES LLC|8800
EWL|ISHS MSCI SWITZ ETF|JPMX|J.P. Morgan Securities LLC|157094
EWL|ISHS MSCI SWITZ ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|976365
EWL|ISHS MSCI SWITZ ETF|JSJX|JANE STREET CAPITAL LLC|338306
EWL|ISHS MSCI SWITZ ETF|KCGM|VIRTU Americas LLC|34871
EWL|ISHS MSCI SWITZ ETF|LEHM|Barclays Capital Inc./Le|614467
EWL|ISHS MSCI SWITZ ETF|LGNT|COR CLEARING LLC|1
EWL|ISHS MSCI SWITZ ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|30
EWL|ISHS MSCI SWITZ ETF|LIME|Lime Brokerage LLC|23981
EWL|ISHS MSCI SWITZ ETF|LSCI|Lek Securities Corporation|89
EWL|ISHS MSCI SWITZ ETF|MACC|Mid Atlantic Capital Corporation|427
EWL|ISHS MSCI SWITZ ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82502
EWL|ISHS MSCI SWITZ ETF|MOTF|MOTIF INVESTING, INC.|1
EWL|ISHS MSCI SWITZ ETF|MSCO|MORGAN STANLEY & CO. LLC|130734
EWL|ISHS MSCI SWITZ ETF|MSPL|MORGAN STANLEY & CO. LLC|111000
EWL|ISHS MSCI SWITZ ETF|NFSC|National Financial Services LLC|107865
EWL|ISHS MSCI SWITZ ETF|NITE|VIRTU Americas LLC|295521
EWL|ISHS MSCI SWITZ ETF|NITP|VIRTU Americas LLC|141931
EWL|ISHS MSCI SWITZ ETF|NQRB|Brut, LLC|500
EWL|ISHS MSCI SWITZ ETF|NTRC|Northern Trust Securities, Inc.|19
EWL|ISHS MSCI SWITZ ETF|OLDM|OLD MISSION CAPITAL, LLC|70121
EWL|ISHS MSCI SWITZ ETF|OPCO|Oppenheimer & Co. Inc.|23
EWL|ISHS MSCI SWITZ ETF|PDQM|CODA MARKETS, INC.|7867
EWL|ISHS MSCI SWITZ ETF|RBCM|RBC CAPITAL MARKETS, LLC|943
EWL|ISHS MSCI SWITZ ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|25024
EWL|ISHS MSCI SWITZ ETF|SAGL|SAGETRADER, LLC|4075
EWL|ISHS MSCI SWITZ ETF|SBSH|Citigroup Global Markets Inc.|7854
EWL|ISHS MSCI SWITZ ETF|SGMT|GOLDMAN SACHS & CO. LLC|54663
EWL|ISHS MSCI SWITZ ETF|SPDR|SPEEDROUTE LLC|300
EWL|ISHS MSCI SWITZ ETF|STFL|Stifel, Nicolaus & Company, Incorporated|16
EWL|ISHS MSCI SWITZ ETF|SWIM|TD Ameritrade, Inc.|788
EWL|ISHS MSCI SWITZ ETF|SWST|Hilltop Securities Inc.|14
EWL|ISHS MSCI SWITZ ETF|TKNG|ALLY INVEST SECURITIES LLC|20
EWL|ISHS MSCI SWITZ ETF|TRBT|Tradebot Systems, Inc.|26657
EWL|ISHS MSCI SWITZ ETF|TRCM|TRC MARKETS LLC|4217
EWL|ISHS MSCI SWITZ ETF|UBSA|UBS SECURITIES LLC|364588
EWL|ISHS MSCI SWITZ ETF|UBSS|UBS Securities LLC|112839
EWL|ISHS MSCI SWITZ ETF|VALX|VIRTU AMERICAS LLC|7216
EWL|ISHS MSCI SWITZ ETF|VGRD|Vanguard Marketing Corporation|27061
EWL|ISHS MSCI SWITZ ETF|WBLR|WILLIAM BLAIR|726
EWL|ISHS MSCI SWITZ ETF|WCHV|WELLS FARGO SECURITIES, LLC|29291
EWL|ISHS MSCI SWITZ ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|307
EWL|ISHS MSCI SWITZ ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15919
EWL|ISHS MSCI SWITZ ETF|WGIF|CIBC World Markets Inc.|1507
EWL|ISHS MSCI SWITZ ETF|WSEA|WOLVERINE SECURITIES, LLC|1796
EWL|ISHS MSCI SWITZ ETF|XPUS|XP SECURITIES, LLC|1860
EWL|ISHS MSCI SWITZ ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|586
EWL|ISHS MSCI SWITZ ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|190399
EWM|ISHARE MSCI MALAYS F|AGIS|Aegis Capital Corp.|34436
EWM|ISHARE MSCI MALAYS F|ALTX|Alternet Securities Inc.|9521
EWM|ISHARE MSCI MALAYS F|APCC|Apex Clearing Corporation|575
EWM|ISHARE MSCI MALAYS F|BANK|Primevest Financial Services, Inc.|1
EWM|ISHARE MSCI MALAYS F|BATM|CBOE TRADING, INC.|165748
EWM|ISHARE MSCI MALAYS F|BBNT|BB&T SECURITIES, LLC|145
EWM|ISHARE MSCI MALAYS F|BERN|Sanford C. Bernstein & Co., LLC|66814
EWM|ISHARE MSCI MALAYS F|BIDS|BIDS TRADING L.P.|10900
EWM|ISHARE MSCI MALAYS F|BKCM|BNY Mellon Capital Markets LLC|158
EWM|ISHARE MSCI MALAYS F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35983
EWM|ISHARE MSCI MALAYS F|BLKX|INSTINET, LLC|15600
EWM|ISHARE MSCI MALAYS F|BNPX|BNP PARIBAS SECURITIES CORP.|9519
EWM|ISHARE MSCI MALAYS F|BYXM|CBOE TRADING, INC.|48611
EWM|ISHARE MSCI MALAYS F|CANT|Cantor Fitzgerald & Co.|67
EWM|ISHARE MSCI MALAYS F|CHAS|Charles Schwab & Co., Inc.|566
EWM|ISHARE MSCI MALAYS F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18911
EWM|ISHARE MSCI MALAYS F|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4034
EWM|ISHARE MSCI MALAYS F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|463746
EWM|ISHARE MSCI MALAYS F|CSIN|Citadel Securities Institutional LLC|24971
EWM|ISHARE MSCI MALAYS F|CTDL|Citadel Derivatives Group Llc|155802
EWM|ISHARE MSCI MALAYS F|CXCX|CITIGROUP GLOBAL MARKETS INC.|31832
EWM|ISHARE MSCI MALAYS F|DBAB|Deutsche Bank Securities Inc.|24409
EWM|ISHARE MSCI MALAYS F|DBAX|Deutsche Bank Securities Inc.|187600
EWM|ISHARE MSCI MALAYS F|DEAN|MORGAN STANLEY|5974
EWM|ISHARE MSCI MALAYS F|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3910
EWM|ISHARE MSCI MALAYS F|EBXL|EBX LLC|208600
EWM|ISHARE MSCI MALAYS F|ECUT|CONVERGEX EXECUTION SOLUTIONS|1504
EWM|ISHARE MSCI MALAYS F|EDJO|Edward D. Jones & Co., L.P.|20
EWM|ISHARE MSCI MALAYS F|EGAM|CBOE TRADING, INC.|5408
EWM|ISHARE MSCI MALAYS F|EGXM|CBOE TRADING, INC.|880
EWM|ISHARE MSCI MALAYS F|ESPO|ESPOSITO SECURITIES, LLC|587
EWM|ISHARE MSCI MALAYS F|ETBE|Electronic Transaction Clearing, Inc.|17693
EWM|ISHARE MSCI MALAYS F|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53583
EWM|ISHARE MSCI MALAYS F|ETRS|E*Trade Securities LLC|88035
EWM|ISHARE MSCI MALAYS F|FCST|INTL FCSTONE FINANCIAL INC.|300
EWM|ISHARE MSCI MALAYS F|FILL|Tradestation Securities, Inc.|2094
EWM|ISHARE MSCI MALAYS F|FLTU|FLOW TRADERS US LLC|230569
EWM|ISHARE MSCI MALAYS F|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|307969
EWM|ISHARE MSCI MALAYS F|FMAF|NBCN Inc./ CDS|1233
EWM|ISHARE MSCI MALAYS F|FQLS|Quantlab Securities LP|100864
EWM|ISHARE MSCI MALAYS F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17383
EWM|ISHARE MSCI MALAYS F|FTBR|Foliofn Investments, Inc.|1760
EWM|ISHARE MSCI MALAYS F|GBMT|GBM International, Inc.|2407
EWM|ISHARE MSCI MALAYS F|GEBB|GLOBAL EXECUTION BROKERS, LP|5500
EWM|ISHARE MSCI MALAYS F|GLPX|ACS EXECUTION SERVICES, LLC|19053
EWM|ISHARE MSCI MALAYS F|GSCO|GOLDMAN SACHS & CO. LLC|162821
EWM|ISHARE MSCI MALAYS F|GSCS|GOLDMAN SACHS & CO. LLC|987
EWM|ISHARE MSCI MALAYS F|GSLT|GOLDMAN SACHS & CO. LLC|96874
EWM|ISHARE MSCI MALAYS F|GTSZ|GTS SECURITIES LLC|19069
EWM|ISHARE MSCI MALAYS F|HRBF|American Enterprise Investment Services Inc.|573
EWM|ISHARE MSCI MALAYS F|HSBC|HSBC Securities, Inc.|9999
EWM|ISHARE MSCI MALAYS F|IATS|INTERACTIVE BROKERS LLC|10331
EWM|ISHARE MSCI MALAYS F|IBKR|Interactive Brokers Llc|29067
EWM|ISHARE MSCI MALAYS F|ICBX|INSTINET, LLC|146076
EWM|ISHARE MSCI MALAYS F|INCA|INSTINET, LLC|67910
EWM|ISHARE MSCI MALAYS F|INJX|INSTINET, LLC|509
EWM|ISHARE MSCI MALAYS F|ITGI|ITG Inc.|6560
EWM|ISHARE MSCI MALAYS F|ITGP|ITG INC.|86200
EWM|ISHARE MSCI MALAYS F|JANY|Janney Montgomery Scott Inc.|1705
EWM|ISHARE MSCI MALAYS F|JEFF|JEFFERIES LLC|2906
EWM|ISHARE MSCI MALAYS F|JMPT|JUMP TRADING, LLC|86183
EWM|ISHARE MSCI MALAYS F|JPMX|J.P. Morgan Securities LLC|101340
EWM|ISHARE MSCI MALAYS F|JSEB|JANE STREET EXECUTION SERVICES, LLC|993
EWM|ISHARE MSCI MALAYS F|JSJX|JANE STREET CAPITAL LLC|1447684
EWM|ISHARE MSCI MALAYS F|KCGM|VIRTU Americas LLC|61777
EWM|ISHARE MSCI MALAYS F|LEHM|Barclays Capital Inc./Le|702172
EWM|ISHARE MSCI MALAYS F|LIME|Lime Brokerage LLC|14202
EWM|ISHARE MSCI MALAYS F|LOOP|Loop Capital Markets LLC|7706
EWM|ISHARE MSCI MALAYS F|LSCI|Lek Securities Corporation|4320
EWM|ISHARE MSCI MALAYS F|MCMF|Raymond James Ltd. Cds|74
EWM|ISHARE MSCI MALAYS F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|431204
EWM|ISHARE MSCI MALAYS F|MOTF|MOTIF INVESTING, INC.|1
EWM|ISHARE MSCI MALAYS F|MSCO|MORGAN STANLEY & CO. LLC|442250
EWM|ISHARE MSCI MALAYS F|MSPL|MORGAN STANLEY & CO. LLC|220900
EWM|ISHARE MSCI MALAYS F|MSTX|MORGAN STANLEY & CO. LLC|2100
EWM|ISHARE MSCI MALAYS F|NFSC|National Financial Services LLC|60605
EWM|ISHARE MSCI MALAYS F|NITE|VIRTU Americas LLC|499957
EWM|ISHARE MSCI MALAYS F|NITP|VIRTU Americas LLC|2400
EWM|ISHARE MSCI MALAYS F|NQRB|Brut, LLC|800
EWM|ISHARE MSCI MALAYS F|NTBF|BMO Nesbitt Burns Inc./CDS|2440
EWM|ISHARE MSCI MALAYS F|OLDM|OLD MISSION CAPITAL, LLC|149129
EWM|ISHARE MSCI MALAYS F|OPCO|Oppenheimer & Co. Inc.|50
EWM|ISHARE MSCI MALAYS F|PDQM|CODA MARKETS, INC.|41192
EWM|ISHARE MSCI MALAYS F|PHLY|NASDAQ Execution Services, LLC|1200
EWM|ISHARE MSCI MALAYS F|RBCM|RBC CAPITAL MARKETS, LLC|1382
EWM|ISHARE MSCI MALAYS F|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|5500
EWM|ISHARE MSCI MALAYS F|SAGL|SAGETRADER, LLC|8000
EWM|ISHARE MSCI MALAYS F|SBSH|Citigroup Global Markets Inc.|70542
EWM|ISHARE MSCI MALAYS F|SGMT|GOLDMAN SACHS & CO. LLC|179820
EWM|ISHARE MSCI MALAYS F|SPDR|SPEEDROUTE LLC|800
EWM|ISHARE MSCI MALAYS F|SWIM|TD Ameritrade, Inc.|9672
EWM|ISHARE MSCI MALAYS F|SWST|Hilltop Securities Inc.|618
EWM|ISHARE MSCI MALAYS F|TKNG|ALLY INVEST SECURITIES LLC|53
EWM|ISHARE MSCI MALAYS F|TRBT|Tradebot Systems, Inc.|322973
EWM|ISHARE MSCI MALAYS F|TRCM|TRC MARKETS LLC|548
EWM|ISHARE MSCI MALAYS F|UBSA|UBS SECURITIES LLC|608282
EWM|ISHARE MSCI MALAYS F|UBSS|UBS Securities LLC|1188073
EWM|ISHARE MSCI MALAYS F|VALX|VIRTU AMERICAS LLC|4700
EWM|ISHARE MSCI MALAYS F|VGRD|Vanguard Marketing Corporation|10885
EWM|ISHARE MSCI MALAYS F|VSIN|Vision Financial Markets Llc|65
EWM|ISHARE MSCI MALAYS F|WBPX|SUMMIT SECURITIES GROUP, LLC|100
EWM|ISHARE MSCI MALAYS F|WCHV|WELLS FARGO SECURITIES, LLC|106568
EWM|ISHARE MSCI MALAYS F|WEED|Weeden & Co.L.P.|240
EWM|ISHARE MSCI MALAYS F|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5779
EWM|ISHARE MSCI MALAYS F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6674
EWM|ISHARE MSCI MALAYS F|WGIF|CIBC World Markets Inc.|1000
EWM|ISHARE MSCI MALAYS F|WSEA|WOLVERINE SECURITIES, LLC|2917
EWM|ISHARE MSCI MALAYS F|XSTM|NATIONAL FINANCIAL SERVICES LLC|5942
EWM|ISHARE MSCI MALAYS F|YKNA|COMHAR CAPITAL MARKETS, LLC|856
EWM|ISHARE MSCI MALAYS F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1995
EWMC|INVESCO S&P MIDCP|APCC|Apex Clearing Corporation|9
EWMC|INVESCO S&P MIDCP|BBNT|BB&T SECURITIES, LLC|85
EWMC|INVESCO S&P MIDCP|CANT|Cantor Fitzgerald & Co.|29269
EWMC|INVESCO S&P MIDCP|CHAS|Charles Schwab & Co., Inc.|1
EWMC|INVESCO S&P MIDCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|335
EWMC|INVESCO S&P MIDCP|CTDL|Citadel Derivatives Group Llc|1464
EWMC|INVESCO S&P MIDCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EWMC|INVESCO S&P MIDCP|DBAX|Deutsche Bank Securities Inc.|100
EWMC|INVESCO S&P MIDCP|DEAN|MORGAN STANLEY|2137
EWMC|INVESCO S&P MIDCP|EBXL|EBX LLC|100
EWMC|INVESCO S&P MIDCP|EDJO|Edward D. Jones & Co., L.P.|85
EWMC|INVESCO S&P MIDCP|ETRS|E*Trade Securities LLC|235
EWMC|INVESCO S&P MIDCP|GSCO|GOLDMAN SACHS & CO. LLC|100
EWMC|INVESCO S&P MIDCP|GSLT|GOLDMAN SACHS & CO. LLC|50
EWMC|INVESCO S&P MIDCP|HRBF|American Enterprise Investment Services Inc.|3929
EWMC|INVESCO S&P MIDCP|IBKR|Interactive Brokers Llc|417
EWMC|INVESCO S&P MIDCP|ICBX|INSTINET, LLC|100
EWMC|INVESCO S&P MIDCP|JSJX|JANE STREET CAPITAL LLC|2173
EWMC|INVESCO S&P MIDCP|KCGM|VIRTU Americas LLC|300
EWMC|INVESCO S&P MIDCP|LEHM|Barclays Capital Inc./Le|200
EWMC|INVESCO S&P MIDCP|LIME|Lime Brokerage LLC|1498
EWMC|INVESCO S&P MIDCP|MSCO|MORGAN STANLEY & CO. LLC|10814
EWMC|INVESCO S&P MIDCP|NFSC|National Financial Services LLC|1452
EWMC|INVESCO S&P MIDCP|NITE|VIRTU Americas LLC|6023
EWMC|INVESCO S&P MIDCP|OPCO|Oppenheimer & Co. Inc.|88
EWMC|INVESCO S&P MIDCP|RBCM|RBC CAPITAL MARKETS, LLC|324
EWMC|INVESCO S&P MIDCP|SGMT|GOLDMAN SACHS & CO. LLC|400
EWMC|INVESCO S&P MIDCP|SHMR|ABN Amro Clearing LLC|100
EWMC|INVESCO S&P MIDCP|STFL|Stifel, Nicolaus & Company, Incorporated|85
EWMC|INVESCO S&P MIDCP|UBSA|UBS SECURITIES LLC|220
EWMC|INVESCO S&P MIDCP|UBSS|UBS Securities LLC|2847
EWMC|INVESCO S&P MIDCP|WCHV|WELLS FARGO SECURITIES, LLC|2217
EWMC|INVESCO S&P MIDCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|644
EWN|ISHARE MSCI NETHRLD|APCC|Apex Clearing Corporation|42
EWN|ISHARE MSCI NETHRLD|BATM|CBOE TRADING, INC.|34700
EWN|ISHARE MSCI NETHRLD|BERN|Sanford C. Bernstein & Co., LLC|4
EWN|ISHARE MSCI NETHRLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|272
EWN|ISHARE MSCI NETHRLD|BLTK|Bulltick, Llc|2660
EWN|ISHARE MSCI NETHRLD|BYXM|CBOE TRADING, INC.|2100
EWN|ISHARE MSCI NETHRLD|CANT|Cantor Fitzgerald & Co.|235641
EWN|ISHARE MSCI NETHRLD|CHAS|Charles Schwab & Co., Inc.|87
EWN|ISHARE MSCI NETHRLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2400
EWN|ISHARE MSCI NETHRLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|206641
EWN|ISHARE MSCI NETHRLD|CTDL|Citadel Derivatives Group Llc|133931
EWN|ISHARE MSCI NETHRLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|19310
EWN|ISHARE MSCI NETHRLD|DBAB|Deutsche Bank Securities Inc.|2645
EWN|ISHARE MSCI NETHRLD|DBAX|Deutsche Bank Securities Inc.|70800
EWN|ISHARE MSCI NETHRLD|DEAN|MORGAN STANLEY|35483
EWN|ISHARE MSCI NETHRLD|EBXL|EBX LLC|38500
EWN|ISHARE MSCI NETHRLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3019
EWN|ISHARE MSCI NETHRLD|EGAM|CBOE TRADING, INC.|20457
EWN|ISHARE MSCI NETHRLD|EGXM|CBOE TRADING, INC.|911
EWN|ISHARE MSCI NETHRLD|ESPO|ESPOSITO SECURITIES, LLC|1554
EWN|ISHARE MSCI NETHRLD|ETBE|Electronic Transaction Clearing, Inc.|700
EWN|ISHARE MSCI NETHRLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
EWN|ISHARE MSCI NETHRLD|ETRS|E*Trade Securities LLC|512
EWN|ISHARE MSCI NETHRLD|FCST|INTL FCSTONE FINANCIAL INC.|3500
EWN|ISHARE MSCI NETHRLD|FILL|Tradestation Securities, Inc.|25657
EWN|ISHARE MSCI NETHRLD|FLTU|FLOW TRADERS US LLC|70164
EWN|ISHARE MSCI NETHRLD|FMAF|NBCN Inc./ CDS|1057
EWN|ISHARE MSCI NETHRLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144
EWN|ISHARE MSCI NETHRLD|FTBR|Foliofn Investments, Inc.|5046
EWN|ISHARE MSCI NETHRLD|GBMT|GBM International, Inc.|53
EWN|ISHARE MSCI NETHRLD|GEBB|GLOBAL EXECUTION BROKERS, LP|135
EWN|ISHARE MSCI NETHRLD|GLIS|TD Securities Inc|140
EWN|ISHARE MSCI NETHRLD|GLPX|ACS EXECUTION SERVICES, LLC|7
EWN|ISHARE MSCI NETHRLD|GSCO|GOLDMAN SACHS & CO. LLC|19058
EWN|ISHARE MSCI NETHRLD|GSCS|GOLDMAN SACHS & CO. LLC|1036
EWN|ISHARE MSCI NETHRLD|GTSZ|GTS SECURITIES LLC|300
EWN|ISHARE MSCI NETHRLD|HRBF|American Enterprise Investment Services Inc.|7619
EWN|ISHARE MSCI NETHRLD|IATS|INTERACTIVE BROKERS LLC|2007
EWN|ISHARE MSCI NETHRLD|IBKR|Interactive Brokers Llc|11225
EWN|ISHARE MSCI NETHRLD|ICBX|INSTINET, LLC|67021
EWN|ISHARE MSCI NETHRLD|INCA|INSTINET, LLC|18834
EWN|ISHARE MSCI NETHRLD|ITGI|ITG Inc.|4559
EWN|ISHARE MSCI NETHRLD|ITGP|ITG INC.|29400
EWN|ISHARE MSCI NETHRLD|JANY|Janney Montgomery Scott Inc.|56
EWN|ISHARE MSCI NETHRLD|JMPT|JUMP TRADING, LLC|1677
EWN|ISHARE MSCI NETHRLD|JPMX|J.P. Morgan Securities LLC|46502
EWN|ISHARE MSCI NETHRLD|JSEB|JANE STREET EXECUTION SERVICES, LLC|812749
EWN|ISHARE MSCI NETHRLD|JSJX|JANE STREET CAPITAL LLC|88646
EWN|ISHARE MSCI NETHRLD|KCGM|VIRTU Americas LLC|40955
EWN|ISHARE MSCI NETHRLD|LEHM|Barclays Capital Inc./Le|219217
EWN|ISHARE MSCI NETHRLD|LIME|Lime Brokerage LLC|5582
EWN|ISHARE MSCI NETHRLD|LSCI|Lek Securities Corporation|17
EWN|ISHARE MSCI NETHRLD|MACC|Mid Atlantic Capital Corporation|409
EWN|ISHARE MSCI NETHRLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16911
EWN|ISHARE MSCI NETHRLD|MSCO|MORGAN STANLEY & CO. LLC|26898
EWN|ISHARE MSCI NETHRLD|MSPL|MORGAN STANLEY & CO. LLC|18900
EWN|ISHARE MSCI NETHRLD|NFSC|National Financial Services LLC|21726
EWN|ISHARE MSCI NETHRLD|NITE|VIRTU Americas LLC|92062
EWN|ISHARE MSCI NETHRLD|NQRB|Brut, LLC|100
EWN|ISHARE MSCI NETHRLD|OLDM|OLD MISSION CAPITAL, LLC|2845
EWN|ISHARE MSCI NETHRLD|PDQM|CODA MARKETS, INC.|14
EWN|ISHARE MSCI NETHRLD|PWJC|UBS Financial Services, Inc.|21236
EWN|ISHARE MSCI NETHRLD|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|18000
EWN|ISHARE MSCI NETHRLD|SBSH|Citigroup Global Markets Inc.|495
EWN|ISHARE MSCI NETHRLD|SGMT|GOLDMAN SACHS & CO. LLC|41498
EWN|ISHARE MSCI NETHRLD|STFL|Stifel, Nicolaus & Company, Incorporated|2704
EWN|ISHARE MSCI NETHRLD|SWIM|TD Ameritrade, Inc.|353
EWN|ISHARE MSCI NETHRLD|TRBT|Tradebot Systems, Inc.|17849
EWN|ISHARE MSCI NETHRLD|TRCM|TRC MARKETS LLC|100
EWN|ISHARE MSCI NETHRLD|UBSA|UBS SECURITIES LLC|169446
EWN|ISHARE MSCI NETHRLD|UBSS|UBS Securities LLC|39341
EWN|ISHARE MSCI NETHRLD|VGRD|Vanguard Marketing Corporation|198
EWN|ISHARE MSCI NETHRLD|WBET|Wallachbeth Capital LLC|2300
EWN|ISHARE MSCI NETHRLD|WCHV|WELLS FARGO SECURITIES, LLC|251870
EWN|ISHARE MSCI NETHRLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|362
EWN|ISHARE MSCI NETHRLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|396
EWN|ISHARE MSCI NETHRLD|WGIF|CIBC World Markets Inc.|97
EWN|ISHARE MSCI NETHRLD|WSEA|WOLVERINE SECURITIES, LLC|70
EWN|ISHARE MSCI NETHRLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|239714
EWO|ISHARE MSCI AUSTRIA|APCC|Apex Clearing Corporation|220
EWO|ISHARE MSCI AUSTRIA|BANK|Primevest Financial Services, Inc.|1
EWO|ISHARE MSCI AUSTRIA|BARD|Robert W. Baird & Co. Incorporated|244
EWO|ISHARE MSCI AUSTRIA|BATM|CBOE TRADING, INC.|391
EWO|ISHARE MSCI AUSTRIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4501
EWO|ISHARE MSCI AUSTRIA|BYXM|CBOE TRADING, INC.|500
EWO|ISHARE MSCI AUSTRIA|CANT|Cantor Fitzgerald & Co.|16
EWO|ISHARE MSCI AUSTRIA|CHAS|Charles Schwab & Co., Inc.|865
EWO|ISHARE MSCI AUSTRIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
EWO|ISHARE MSCI AUSTRIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|143792
EWO|ISHARE MSCI AUSTRIA|CSIN|Citadel Securities Institutional LLC|838352
EWO|ISHARE MSCI AUSTRIA|CTDL|Citadel Derivatives Group Llc|1040532
EWO|ISHARE MSCI AUSTRIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|15124
EWO|ISHARE MSCI AUSTRIA|DAVA|Davenport & Company LLC|510
EWO|ISHARE MSCI AUSTRIA|DBAX|Deutsche Bank Securities Inc.|69500
EWO|ISHARE MSCI AUSTRIA|DEAN|MORGAN STANLEY|9767
EWO|ISHARE MSCI AUSTRIA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11493
EWO|ISHARE MSCI AUSTRIA|EBXL|EBX LLC|44100
EWO|ISHARE MSCI AUSTRIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|8515
EWO|ISHARE MSCI AUSTRIA|EGAM|CBOE TRADING, INC.|7600
EWO|ISHARE MSCI AUSTRIA|EGMT|EG MARKET TECHNOLOGIES LLC|300
EWO|ISHARE MSCI AUSTRIA|EGXM|CBOE TRADING, INC.|950
EWO|ISHARE MSCI AUSTRIA|ESPO|ESPOSITO SECURITIES, LLC|364
EWO|ISHARE MSCI AUSTRIA|ETBE|Electronic Transaction Clearing, Inc.|1751
EWO|ISHARE MSCI AUSTRIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4320
EWO|ISHARE MSCI AUSTRIA|ETRS|E*Trade Securities LLC|7964
EWO|ISHARE MSCI AUSTRIA|FBSB|U.S. Bancorp Investments, Inc.|252
EWO|ISHARE MSCI AUSTRIA|FILL|Tradestation Securities, Inc.|19802
EWO|ISHARE MSCI AUSTRIA|FMAF|NBCN Inc./ CDS|1483
EWO|ISHARE MSCI AUSTRIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
EWO|ISHARE MSCI AUSTRIA|FTBR|Foliofn Investments, Inc.|11692
EWO|ISHARE MSCI AUSTRIA|GEBB|GLOBAL EXECUTION BROKERS, LP|11120
EWO|ISHARE MSCI AUSTRIA|GLPX|ACS EXECUTION SERVICES, LLC|12023
EWO|ISHARE MSCI AUSTRIA|GSCO|GOLDMAN SACHS & CO. LLC|212616
EWO|ISHARE MSCI AUSTRIA|GSCS|GOLDMAN SACHS & CO. LLC|3918
EWO|ISHARE MSCI AUSTRIA|GSLT|GOLDMAN SACHS & CO. LLC|239
EWO|ISHARE MSCI AUSTRIA|HRBF|American Enterprise Investment Services Inc.|3
EWO|ISHARE MSCI AUSTRIA|IATS|INTERACTIVE BROKERS LLC|1321
EWO|ISHARE MSCI AUSTRIA|IBKR|Interactive Brokers Llc|28400
EWO|ISHARE MSCI AUSTRIA|ICBX|INSTINET, LLC|59159
EWO|ISHARE MSCI AUSTRIA|INCA|INSTINET, LLC|47466
EWO|ISHARE MSCI AUSTRIA|ITGI|ITG Inc.|1901
EWO|ISHARE MSCI AUSTRIA|ITGP|ITG INC.|14200
EWO|ISHARE MSCI AUSTRIA|JANY|Janney Montgomery Scott Inc.|389
EWO|ISHARE MSCI AUSTRIA|JMPT|JUMP TRADING, LLC|2062
EWO|ISHARE MSCI AUSTRIA|JPMX|J.P. Morgan Securities LLC|80600
EWO|ISHARE MSCI AUSTRIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|297952
EWO|ISHARE MSCI AUSTRIA|JSJX|JANE STREET CAPITAL LLC|207796
EWO|ISHARE MSCI AUSTRIA|KCGM|VIRTU Americas LLC|38274
EWO|ISHARE MSCI AUSTRIA|LEHM|Barclays Capital Inc./Le|139013
EWO|ISHARE MSCI AUSTRIA|LIME|Lime Brokerage LLC|9585
EWO|ISHARE MSCI AUSTRIA|MACC|Mid Atlantic Capital Corporation|164
EWO|ISHARE MSCI AUSTRIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43122
EWO|ISHARE MSCI AUSTRIA|MSCO|MORGAN STANLEY & CO. LLC|36275
EWO|ISHARE MSCI AUSTRIA|MSPL|MORGAN STANLEY & CO. LLC|22900
EWO|ISHARE MSCI AUSTRIA|NFSC|National Financial Services LLC|39400
EWO|ISHARE MSCI AUSTRIA|NITE|VIRTU Americas LLC|703267
EWO|ISHARE MSCI AUSTRIA|NITP|VIRTU Americas LLC|109
EWO|ISHARE MSCI AUSTRIA|NQRB|Brut, LLC|1200
EWO|ISHARE MSCI AUSTRIA|OLDM|OLD MISSION CAPITAL, LLC|3820
EWO|ISHARE MSCI AUSTRIA|PDQM|CODA MARKETS, INC.|37917
EWO|ISHARE MSCI AUSTRIA|PWJC|UBS Financial Services, Inc.|7807
EWO|ISHARE MSCI AUSTRIA|RBCM|RBC CAPITAL MARKETS, LLC|1463
EWO|ISHARE MSCI AUSTRIA|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2300
EWO|ISHARE MSCI AUSTRIA|SAGL|SAGETRADER, LLC|4000
EWO|ISHARE MSCI AUSTRIA|SBSH|Citigroup Global Markets Inc.|1
EWO|ISHARE MSCI AUSTRIA|SGMT|GOLDMAN SACHS & CO. LLC|52544
EWO|ISHARE MSCI AUSTRIA|SPDR|SPEEDROUTE LLC|3767
EWO|ISHARE MSCI AUSTRIA|STFL|Stifel, Nicolaus & Company, Incorporated|593
EWO|ISHARE MSCI AUSTRIA|SWIM|TD Ameritrade, Inc.|1403
EWO|ISHARE MSCI AUSTRIA|SWST|Hilltop Securities Inc.|385
EWO|ISHARE MSCI AUSTRIA|TRBT|Tradebot Systems, Inc.|100
EWO|ISHARE MSCI AUSTRIA|UBSA|UBS SECURITIES LLC|191840
EWO|ISHARE MSCI AUSTRIA|UBSS|UBS Securities LLC|82749
EWO|ISHARE MSCI AUSTRIA|VGRD|Vanguard Marketing Corporation|3936
EWO|ISHARE MSCI AUSTRIA|WCHV|WELLS FARGO SECURITIES, LLC|622984
EWO|ISHARE MSCI AUSTRIA|WEDB|WEDBUSH SECURITIES INC.|3
EWO|ISHARE MSCI AUSTRIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|412
EWO|ISHARE MSCI AUSTRIA|WGIF|CIBC World Markets Inc.|1153
EWO|ISHARE MSCI AUSTRIA|WSEA|WOLVERINE SECURITIES, LLC|938
EWO|ISHARE MSCI AUSTRIA|XPUS|XP SECURITIES, LLC|143633
EWO|ISHARE MSCI AUSTRIA|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
EWO|ISHARE MSCI AUSTRIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30986
EWP|ISHS MSCI SPAIN ETF|ALTX|Alternet Securities Inc.|6618
EWP|ISHS MSCI SPAIN ETF|APCC|Apex Clearing Corporation|166
EWP|ISHS MSCI SPAIN ETF|BANK|Primevest Financial Services, Inc.|300
EWP|ISHS MSCI SPAIN ETF|BATM|CBOE TRADING, INC.|27284
EWP|ISHS MSCI SPAIN ETF|BAYT|BTIG, LLC|900
EWP|ISHS MSCI SPAIN ETF|BBNT|BB&T SECURITIES, LLC|3
EWP|ISHS MSCI SPAIN ETF|BERN|Sanford C. Bernstein & Co., LLC|2087
EWP|ISHS MSCI SPAIN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15502
EWP|ISHS MSCI SPAIN ETF|BLTK|Bulltick, Llc|28320
EWP|ISHS MSCI SPAIN ETF|BMSI|BULL MARKET SECURITIES, INC.|326
EWP|ISHS MSCI SPAIN ETF|BYXM|CBOE TRADING, INC.|11411
EWP|ISHS MSCI SPAIN ETF|CANT|Cantor Fitzgerald & Co.|97
EWP|ISHS MSCI SPAIN ETF|CHAS|Charles Schwab & Co., Inc.|48730
EWP|ISHS MSCI SPAIN ETF|CICF|Canaccord Genuity Corp.|243
EWP|ISHS MSCI SPAIN ETF|CIST|Capital Institutional Services, Inc.|550
EWP|ISHS MSCI SPAIN ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17380
EWP|ISHS MSCI SPAIN ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9000
EWP|ISHS MSCI SPAIN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|411392
EWP|ISHS MSCI SPAIN ETF|CSIN|Citadel Securities Institutional LLC|34009
EWP|ISHS MSCI SPAIN ETF|CTDL|Citadel Derivatives Group Llc|352913
EWP|ISHS MSCI SPAIN ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|71452
EWP|ISHS MSCI SPAIN ETF|DBAB|Deutsche Bank Securities Inc.|49106
EWP|ISHS MSCI SPAIN ETF|DBAX|Deutsche Bank Securities Inc.|405500
EWP|ISHS MSCI SPAIN ETF|DBUL|Deutsche Bank Securities Inc.|19199
EWP|ISHS MSCI SPAIN ETF|DEAN|MORGAN STANLEY|27061
EWP|ISHS MSCI SPAIN ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8750
EWP|ISHS MSCI SPAIN ETF|EBXL|EBX LLC|360900
EWP|ISHS MSCI SPAIN ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|897
EWP|ISHS MSCI SPAIN ETF|EGAM|CBOE TRADING, INC.|3643
EWP|ISHS MSCI SPAIN ETF|EGXM|CBOE TRADING, INC.|8753
EWP|ISHS MSCI SPAIN ETF|ESPO|ESPOSITO SECURITIES, LLC|405
EWP|ISHS MSCI SPAIN ETF|ETBE|Electronic Transaction Clearing, Inc.|28816
EWP|ISHS MSCI SPAIN ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7900
EWP|ISHS MSCI SPAIN ETF|ETRS|E*Trade Securities LLC|4026
EWP|ISHS MSCI SPAIN ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|1743
EWP|ISHS MSCI SPAIN ETF|FILL|Tradestation Securities, Inc.|5818
EWP|ISHS MSCI SPAIN ETF|FLTU|FLOW TRADERS US LLC|195169
EWP|ISHS MSCI SPAIN ETF|FMAF|NBCN Inc./ CDS|300
EWP|ISHS MSCI SPAIN ETF|FQLS|Quantlab Securities LP|84946
EWP|ISHS MSCI SPAIN ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14618
EWP|ISHS MSCI SPAIN ETF|FTBR|Foliofn Investments, Inc.|7951
EWP|ISHS MSCI SPAIN ETF|GBMT|GBM International, Inc.|35326
EWP|ISHS MSCI SPAIN ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|9400
EWP|ISHS MSCI SPAIN ETF|GLPX|ACS EXECUTION SERVICES, LLC|4149
EWP|ISHS MSCI SPAIN ETF|GSCO|GOLDMAN SACHS & CO. LLC|1916390
EWP|ISHS MSCI SPAIN ETF|GSCS|GOLDMAN SACHS & CO. LLC|400
EWP|ISHS MSCI SPAIN ETF|GSLT|GOLDMAN SACHS & CO. LLC|85295
EWP|ISHS MSCI SPAIN ETF|GTSZ|GTS SECURITIES LLC|28057
EWP|ISHS MSCI SPAIN ETF|HRBF|American Enterprise Investment Services Inc.|4006
EWP|ISHS MSCI SPAIN ETF|HSBC|HSBC Securities, Inc.|1000
EWP|ISHS MSCI SPAIN ETF|IATS|INTERACTIVE BROKERS LLC|20731
EWP|ISHS MSCI SPAIN ETF|IBKR|Interactive Brokers Llc|22385
EWP|ISHS MSCI SPAIN ETF|ICBX|INSTINET, LLC|278643
EWP|ISHS MSCI SPAIN ETF|INCA|INSTINET, LLC|30053
EWP|ISHS MSCI SPAIN ETF|ITGI|ITG Inc.|4360
EWP|ISHS MSCI SPAIN ETF|ITGP|ITG INC.|165800
EWP|ISHS MSCI SPAIN ETF|JANY|Janney Montgomery Scott Inc.|150
EWP|ISHS MSCI SPAIN ETF|JEFF|JEFFERIES LLC|55376
EWP|ISHS MSCI SPAIN ETF|JMPT|JUMP TRADING, LLC|64169
EWP|ISHS MSCI SPAIN ETF|JPMX|J.P. Morgan Securities LLC|233920
EWP|ISHS MSCI SPAIN ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|221395
EWP|ISHS MSCI SPAIN ETF|JSJX|JANE STREET CAPITAL LLC|286118
EWP|ISHS MSCI SPAIN ETF|KCGM|VIRTU Americas LLC|103846
EWP|ISHS MSCI SPAIN ETF|LEHM|Barclays Capital Inc./Le|763996
EWP|ISHS MSCI SPAIN ETF|LIME|Lime Brokerage LLC|12251
EWP|ISHS MSCI SPAIN ETF|LSCI|Lek Securities Corporation|11045
EWP|ISHS MSCI SPAIN ETF|MAXM|Maxim Group LLC|1600
EWP|ISHS MSCI SPAIN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1071670
EWP|ISHS MSCI SPAIN ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4000
EWP|ISHS MSCI SPAIN ETF|MOTF|MOTIF INVESTING, INC.|1
EWP|ISHS MSCI SPAIN ETF|MSCO|MORGAN STANLEY & CO. LLC|329621
EWP|ISHS MSCI SPAIN ETF|MSPL|MORGAN STANLEY & CO. LLC|127500
EWP|ISHS MSCI SPAIN ETF|NFSC|National Financial Services LLC|56289
EWP|ISHS MSCI SPAIN ETF|NITE|VIRTU Americas LLC|1771172
EWP|ISHS MSCI SPAIN ETF|NITP|VIRTU Americas LLC|248922
EWP|ISHS MSCI SPAIN ETF|NQRB|Brut, LLC|4740
EWP|ISHS MSCI SPAIN ETF|NTBF|BMO Nesbitt Burns Inc./CDS|30
EWP|ISHS MSCI SPAIN ETF|NTRC|Northern Trust Securities, Inc.|4
EWP|ISHS MSCI SPAIN ETF|OLDM|OLD MISSION CAPITAL, LLC|107941
EWP|ISHS MSCI SPAIN ETF|OPCO|Oppenheimer & Co. Inc.|2733
EWP|ISHS MSCI SPAIN ETF|PDQM|CODA MARKETS, INC.|11567
EWP|ISHS MSCI SPAIN ETF|PIPR|Piper Jaffray & Co.|280
EWP|ISHS MSCI SPAIN ETF|PWJC|UBS Financial Services, Inc.|400
EWP|ISHS MSCI SPAIN ETF|RBCM|RBC CAPITAL MARKETS, LLC|108
EWP|ISHS MSCI SPAIN ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|40070
EWP|ISHS MSCI SPAIN ETF|SAGL|SAGETRADER, LLC|3000
EWP|ISHS MSCI SPAIN ETF|SBSH|Citigroup Global Markets Inc.|6995
EWP|ISHS MSCI SPAIN ETF|SGMT|GOLDMAN SACHS & CO. LLC|467997
EWP|ISHS MSCI SPAIN ETF|SPDR|SPEEDROUTE LLC|3300
EWP|ISHS MSCI SPAIN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|3674
EWP|ISHS MSCI SPAIN ETF|SWIM|TD Ameritrade, Inc.|3809
EWP|ISHS MSCI SPAIN ETF|TKNG|ALLY INVEST SECURITIES LLC|100
EWP|ISHS MSCI SPAIN ETF|TRBT|Tradebot Systems, Inc.|230980
EWP|ISHS MSCI SPAIN ETF|TRCM|TRC MARKETS LLC|535389
EWP|ISHS MSCI SPAIN ETF|UBSA|UBS SECURITIES LLC|745797
EWP|ISHS MSCI SPAIN ETF|UBSS|UBS Securities LLC|255658
EWP|ISHS MSCI SPAIN ETF|VALX|VIRTU AMERICAS LLC|18313
EWP|ISHS MSCI SPAIN ETF|VGRD|Vanguard Marketing Corporation|11630
EWP|ISHS MSCI SPAIN ETF|WBET|Wallachbeth Capital LLC|4400
EWP|ISHS MSCI SPAIN ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|666
EWP|ISHS MSCI SPAIN ETF|WCHV|WELLS FARGO SECURITIES, LLC|70026
EWP|ISHS MSCI SPAIN ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|924
EWP|ISHS MSCI SPAIN ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10621
EWP|ISHS MSCI SPAIN ETF|WGIF|CIBC World Markets Inc.|149
EWP|ISHS MSCI SPAIN ETF|WSEA|WOLVERINE SECURITIES, LLC|888
EWP|ISHS MSCI SPAIN ETF|XPUS|XP SECURITIES, LLC|542866
EWP|ISHS MSCI SPAIN ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|3052
EWP|ISHS MSCI SPAIN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|206306
EWQ|ISHARE MSCI FRANCE|ALTX|Alternet Securities Inc.|625
EWQ|ISHARE MSCI FRANCE|APCC|Apex Clearing Corporation|571
EWQ|ISHARE MSCI FRANCE|BANK|Primevest Financial Services, Inc.|1
EWQ|ISHARE MSCI FRANCE|BATM|CBOE TRADING, INC.|12764
EWQ|ISHARE MSCI FRANCE|BERN|Sanford C. Bernstein & Co., LLC|2294
EWQ|ISHARE MSCI FRANCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14316
EWQ|ISHARE MSCI FRANCE|BYXM|CBOE TRADING, INC.|32000
EWQ|ISHARE MSCI FRANCE|CANT|Cantor Fitzgerald & Co.|459136
EWQ|ISHARE MSCI FRANCE|CHAS|Charles Schwab & Co., Inc.|148
EWQ|ISHARE MSCI FRANCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30625
EWQ|ISHARE MSCI FRANCE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4077
EWQ|ISHARE MSCI FRANCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|207968
EWQ|ISHARE MSCI FRANCE|CTDL|Citadel Derivatives Group Llc|180197
EWQ|ISHARE MSCI FRANCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|4298
EWQ|ISHARE MSCI FRANCE|DBAB|Deutsche Bank Securities Inc.|5504
EWQ|ISHARE MSCI FRANCE|DBAX|Deutsche Bank Securities Inc.|157100
EWQ|ISHARE MSCI FRANCE|DEAN|MORGAN STANLEY|50365
EWQ|ISHARE MSCI FRANCE|DEGS|RONIN PROFESSIONAL LLC|2130
EWQ|ISHARE MSCI FRANCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
EWQ|ISHARE MSCI FRANCE|EBXL|EBX LLC|73000
EWQ|ISHARE MSCI FRANCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|8357
EWQ|ISHARE MSCI FRANCE|EDJO|Edward D. Jones & Co., L.P.|100
EWQ|ISHARE MSCI FRANCE|EGAM|CBOE TRADING, INC.|21840
EWQ|ISHARE MSCI FRANCE|EGAW|CBOE TRADING, INC.|199
EWQ|ISHARE MSCI FRANCE|EGXM|CBOE TRADING, INC.|8400
EWQ|ISHARE MSCI FRANCE|ESPO|ESPOSITO SECURITIES, LLC|452
EWQ|ISHARE MSCI FRANCE|ETBE|Electronic Transaction Clearing, Inc.|53430
EWQ|ISHARE MSCI FRANCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3400
EWQ|ISHARE MSCI FRANCE|ETRS|E*Trade Securities LLC|26975
EWQ|ISHARE MSCI FRANCE|FBSB|U.S. Bancorp Investments, Inc.|14
EWQ|ISHARE MSCI FRANCE|FCST|INTL FCSTONE FINANCIAL INC.|2200
EWQ|ISHARE MSCI FRANCE|FIDT|Fidelity Clearing Canada ULC./ CDS|10324
EWQ|ISHARE MSCI FRANCE|FILL|Tradestation Securities, Inc.|43717
EWQ|ISHARE MSCI FRANCE|FINX|FINTECH SECURITIES|500
EWQ|ISHARE MSCI FRANCE|FLTU|FLOW TRADERS US LLC|229559
EWQ|ISHARE MSCI FRANCE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|28514
EWQ|ISHARE MSCI FRANCE|FMAF|NBCN Inc./ CDS|109209
EWQ|ISHARE MSCI FRANCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|641
EWQ|ISHARE MSCI FRANCE|FTBR|Foliofn Investments, Inc.|9379
EWQ|ISHARE MSCI FRANCE|GBMT|GBM International, Inc.|4843
EWQ|ISHARE MSCI FRANCE|GEBB|GLOBAL EXECUTION BROKERS, LP|23742
EWQ|ISHARE MSCI FRANCE|GLPX|ACS EXECUTION SERVICES, LLC|8000
EWQ|ISHARE MSCI FRANCE|GSCO|GOLDMAN SACHS & CO. LLC|209274
EWQ|ISHARE MSCI FRANCE|GSCS|GOLDMAN SACHS & CO. LLC|2786
EWQ|ISHARE MSCI FRANCE|GSLT|GOLDMAN SACHS & CO. LLC|8100
EWQ|ISHARE MSCI FRANCE|GTSZ|GTS SECURITIES LLC|1584
EWQ|ISHARE MSCI FRANCE|HRBF|American Enterprise Investment Services Inc.|100229
EWQ|ISHARE MSCI FRANCE|HSBC|HSBC Securities, Inc.|400
EWQ|ISHARE MSCI FRANCE|IATS|INTERACTIVE BROKERS LLC|26798
EWQ|ISHARE MSCI FRANCE|IBKR|Interactive Brokers Llc|55731
EWQ|ISHARE MSCI FRANCE|ICBX|INSTINET, LLC|127916
EWQ|ISHARE MSCI FRANCE|INCA|INSTINET, LLC|74696
EWQ|ISHARE MSCI FRANCE|ITGI|ITG Inc.|3506
EWQ|ISHARE MSCI FRANCE|ITGP|ITG INC.|31800
EWQ|ISHARE MSCI FRANCE|JMPT|JUMP TRADING, LLC|17247
EWQ|ISHARE MSCI FRANCE|JPMX|J.P. Morgan Securities LLC|125536
EWQ|ISHARE MSCI FRANCE|JSEB|JANE STREET EXECUTION SERVICES, LLC|264362
EWQ|ISHARE MSCI FRANCE|JSJX|JANE STREET CAPITAL LLC|195748
EWQ|ISHARE MSCI FRANCE|KCGM|VIRTU Americas LLC|17795
EWQ|ISHARE MSCI FRANCE|LEHM|Barclays Capital Inc./Le|317989
EWQ|ISHARE MSCI FRANCE|LGNT|COR CLEARING LLC|1
EWQ|ISHARE MSCI FRANCE|LIME|Lime Brokerage LLC|6654
EWQ|ISHARE MSCI FRANCE|LSCI|Lek Securities Corporation|850
EWQ|ISHARE MSCI FRANCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|112884
EWQ|ISHARE MSCI FRANCE|MSCO|MORGAN STANLEY & CO. LLC|141976
EWQ|ISHARE MSCI FRANCE|MSPL|MORGAN STANLEY & CO. LLC|101900
EWQ|ISHARE MSCI FRANCE|MSTX|MORGAN STANLEY & CO. LLC|20600
EWQ|ISHARE MSCI FRANCE|NATL|National Securities Corporation|900
EWQ|ISHARE MSCI FRANCE|NFSC|National Financial Services LLC|201592
EWQ|ISHARE MSCI FRANCE|NITE|VIRTU Americas LLC|260205
EWQ|ISHARE MSCI FRANCE|NITP|VIRTU Americas LLC|319143
EWQ|ISHARE MSCI FRANCE|NQRB|Brut, LLC|2150
EWQ|ISHARE MSCI FRANCE|NTBF|BMO Nesbitt Burns Inc./CDS|75
EWQ|ISHARE MSCI FRANCE|NTRC|Northern Trust Securities, Inc.|770094
EWQ|ISHARE MSCI FRANCE|OLDM|OLD MISSION CAPITAL, LLC|36741
EWQ|ISHARE MSCI FRANCE|PDQM|CODA MARKETS, INC.|24900
EWQ|ISHARE MSCI FRANCE|PWJC|UBS Financial Services, Inc.|33087
EWQ|ISHARE MSCI FRANCE|RBCM|RBC CAPITAL MARKETS, LLC|480
EWQ|ISHARE MSCI FRANCE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|31600
EWQ|ISHARE MSCI FRANCE|SAGL|SAGETRADER, LLC|2000
EWQ|ISHARE MSCI FRANCE|SALI|INTL FCSTONE FINANCIAL INC.|400
EWQ|ISHARE MSCI FRANCE|SBSH|Citigroup Global Markets Inc.|4006
EWQ|ISHARE MSCI FRANCE|SEIC|SEI Investments Distribution Co.|125
EWQ|ISHARE MSCI FRANCE|SGMT|GOLDMAN SACHS & CO. LLC|72391
EWQ|ISHARE MSCI FRANCE|SPDR|SPEEDROUTE LLC|500
EWQ|ISHARE MSCI FRANCE|STFL|Stifel, Nicolaus & Company, Incorporated|4418
EWQ|ISHARE MSCI FRANCE|SWIM|TD Ameritrade, Inc.|4875
EWQ|ISHARE MSCI FRANCE|SWST|Hilltop Securities Inc.|85
EWQ|ISHARE MSCI FRANCE|TKNG|ALLY INVEST SECURITIES LLC|518
EWQ|ISHARE MSCI FRANCE|TRBT|Tradebot Systems, Inc.|49021
EWQ|ISHARE MSCI FRANCE|TRCM|TRC MARKETS LLC|742102
EWQ|ISHARE MSCI FRANCE|UBSA|UBS SECURITIES LLC|206391
EWQ|ISHARE MSCI FRANCE|UBSS|UBS Securities LLC|108448
EWQ|ISHARE MSCI FRANCE|VALX|VIRTU AMERICAS LLC|170640
EWQ|ISHARE MSCI FRANCE|VGRD|Vanguard Marketing Corporation|10724
EWQ|ISHARE MSCI FRANCE|WBET|Wallachbeth Capital LLC|27300
EWQ|ISHARE MSCI FRANCE|WCHV|WELLS FARGO SECURITIES, LLC|49103
EWQ|ISHARE MSCI FRANCE|WEED|Weeden & Co.L.P.|100
EWQ|ISHARE MSCI FRANCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|655
EWQ|ISHARE MSCI FRANCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1506
EWQ|ISHARE MSCI FRANCE|WSEA|WOLVERINE SECURITIES, LLC|1839
EWQ|ISHARE MSCI FRANCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|531053
EWRE|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|1
EWRE|INVESCO S&P 500 E|BARD|Robert W. Baird & Co. Incorporated|125
EWRE|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|10
EWRE|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
EWRE|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|4
EWRE|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|213
EWRE|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|1526
EWRE|INVESCO S&P 500 E|GSLT|GOLDMAN SACHS & CO. LLC|900
EWRE|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|2
EWRE|INVESCO S&P 500 E|IBKR|Interactive Brokers Llc|41
EWRE|INVESCO S&P 500 E|ITGI|ITG Inc.|3
EWRE|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|5843
EWRE|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|212
EWRE|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|1999
EWRE|INVESCO S&P 500 E|NFSC|National Financial Services LLC|2564
EWRE|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|1890
EWRE|INVESCO S&P 500 E|SBSH|Citigroup Global Markets Inc.|7
EWRE|INVESCO S&P 500 E|UBSS|UBS Securities LLC|2248
EWRE|INVESCO S&P 500 E|VGRD|Vanguard Marketing Corporation|7
EWRE|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|1358
EWRE|INVESCO S&P 500 E|WSEA|WOLVERINE SECURITIES, LLC|1
EWRE|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|272
EWS|ISHARE MSCI SINGAPOR|ALTX|Alternet Securities Inc.|1950
EWS|ISHARE MSCI SINGAPOR|APCC|Apex Clearing Corporation|1446
EWS|ISHARE MSCI SINGAPOR|BALE|M&T SECURITIES, INC.|1300
EWS|ISHARE MSCI SINGAPOR|BANK|Primevest Financial Services, Inc.|4
EWS|ISHARE MSCI SINGAPOR|BARD|Robert W. Baird & Co. Incorporated|1443
EWS|ISHARE MSCI SINGAPOR|BATM|CBOE TRADING, INC.|7344
EWS|ISHARE MSCI SINGAPOR|BERN|Sanford C. Bernstein & Co., LLC|3736
EWS|ISHARE MSCI SINGAPOR|BKCM|BNY Mellon Capital Markets LLC|9007
EWS|ISHARE MSCI SINGAPOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20766
EWS|ISHARE MSCI SINGAPOR|BLTK|Bulltick, Llc|20228
EWS|ISHARE MSCI SINGAPOR|BYXM|CBOE TRADING, INC.|300
EWS|ISHARE MSCI SINGAPOR|CANT|Cantor Fitzgerald & Co.|27731
EWS|ISHARE MSCI SINGAPOR|CHAS|Charles Schwab & Co., Inc.|1357
EWS|ISHARE MSCI SINGAPOR|CICF|Canaccord Genuity Corp.|1873
EWS|ISHARE MSCI SINGAPOR|CLSA|CLSA AMERICAS, LLC|10
EWS|ISHARE MSCI SINGAPOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10612
EWS|ISHARE MSCI SINGAPOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11592
EWS|ISHARE MSCI SINGAPOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|277560
EWS|ISHARE MSCI SINGAPOR|CSIN|Citadel Securities Institutional LLC|15595
EWS|ISHARE MSCI SINGAPOR|CTDL|Citadel Derivatives Group Llc|88992
EWS|ISHARE MSCI SINGAPOR|CTLR|CUTLER GROUP, LP|400
EWS|ISHARE MSCI SINGAPOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|19930
EWS|ISHARE MSCI SINGAPOR|DADA|D.A. Davidson & Co.|14
EWS|ISHARE MSCI SINGAPOR|DBAB|Deutsche Bank Securities Inc.|26565
EWS|ISHARE MSCI SINGAPOR|DBAX|Deutsche Bank Securities Inc.|173800
EWS|ISHARE MSCI SINGAPOR|DBUL|Deutsche Bank Securities Inc.|8610
EWS|ISHARE MSCI SINGAPOR|DEAN|MORGAN STANLEY|5169
EWS|ISHARE MSCI SINGAPOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21700
EWS|ISHARE MSCI SINGAPOR|EBXL|EBX LLC|135000
EWS|ISHARE MSCI SINGAPOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
EWS|ISHARE MSCI SINGAPOR|EDJO|Edward D. Jones & Co., L.P.|1226
EWS|ISHARE MSCI SINGAPOR|EGAM|CBOE TRADING, INC.|20148
EWS|ISHARE MSCI SINGAPOR|EGXM|CBOE TRADING, INC.|9169
EWS|ISHARE MSCI SINGAPOR|EGXW|CBOE TRADING, INC.|1200
EWS|ISHARE MSCI SINGAPOR|ESPO|ESPOSITO SECURITIES, LLC|2775
EWS|ISHARE MSCI SINGAPOR|ETBE|Electronic Transaction Clearing, Inc.|7187
EWS|ISHARE MSCI SINGAPOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14450
EWS|ISHARE MSCI SINGAPOR|ETRS|E*Trade Securities LLC|68252
EWS|ISHARE MSCI SINGAPOR|FBSB|U.S. Bancorp Investments, Inc.|350
EWS|ISHARE MSCI SINGAPOR|FCST|INTL FCSTONE FINANCIAL INC.|19500
EWS|ISHARE MSCI SINGAPOR|FIDT|Fidelity Clearing Canada ULC./ CDS|400
EWS|ISHARE MSCI SINGAPOR|FILL|Tradestation Securities, Inc.|1949
EWS|ISHARE MSCI SINGAPOR|FMAF|NBCN Inc./ CDS|4985
EWS|ISHARE MSCI SINGAPOR|FQLS|Quantlab Securities LP|59928
EWS|ISHARE MSCI SINGAPOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40344
EWS|ISHARE MSCI SINGAPOR|FTBR|Foliofn Investments, Inc.|31208
EWS|ISHARE MSCI SINGAPOR|GBMT|GBM International, Inc.|2341
EWS|ISHARE MSCI SINGAPOR|GEBB|GLOBAL EXECUTION BROKERS, LP|16174
EWS|ISHARE MSCI SINGAPOR|GLIS|TD Securities Inc|840
EWS|ISHARE MSCI SINGAPOR|GLPX|ACS EXECUTION SERVICES, LLC|3941
EWS|ISHARE MSCI SINGAPOR|GSCO|GOLDMAN SACHS & CO. LLC|166570
EWS|ISHARE MSCI SINGAPOR|GSCS|GOLDMAN SACHS & CO. LLC|974
EWS|ISHARE MSCI SINGAPOR|GSLT|GOLDMAN SACHS & CO. LLC|108220
EWS|ISHARE MSCI SINGAPOR|GTSZ|GTS SECURITIES LLC|800
EWS|ISHARE MSCI SINGAPOR|HRBF|American Enterprise Investment Services Inc.|42678
EWS|ISHARE MSCI SINGAPOR|HSBC|HSBC Securities, Inc.|22092
EWS|ISHARE MSCI SINGAPOR|IATS|INTERACTIVE BROKERS LLC|40208
EWS|ISHARE MSCI SINGAPOR|IBKR|Interactive Brokers Llc|132743
EWS|ISHARE MSCI SINGAPOR|ICBX|INSTINET, LLC|127997
EWS|ISHARE MSCI SINGAPOR|INCA|INSTINET, LLC|61106
EWS|ISHARE MSCI SINGAPOR|INJX|INSTINET, LLC|9600
EWS|ISHARE MSCI SINGAPOR|ITGI|ITG Inc.|27481
EWS|ISHARE MSCI SINGAPOR|ITGP|ITG INC.|94200
EWS|ISHARE MSCI SINGAPOR|JANY|Janney Montgomery Scott Inc.|521
EWS|ISHARE MSCI SINGAPOR|JEFF|JEFFERIES LLC|24623
EWS|ISHARE MSCI SINGAPOR|JMPT|JUMP TRADING, LLC|25281
EWS|ISHARE MSCI SINGAPOR|JONE|JonesTrading|55560
EWS|ISHARE MSCI SINGAPOR|JPBX|J.P. MORGAN SECURITIES LLC|87
EWS|ISHARE MSCI SINGAPOR|JPMX|J.P. Morgan Securities LLC|125592
EWS|ISHARE MSCI SINGAPOR|JSEB|JANE STREET EXECUTION SERVICES, LLC|30362
EWS|ISHARE MSCI SINGAPOR|JSJX|JANE STREET CAPITAL LLC|632430
EWS|ISHARE MSCI SINGAPOR|KCGM|VIRTU Americas LLC|64761
EWS|ISHARE MSCI SINGAPOR|LEHM|Barclays Capital Inc./Le|665034
EWS|ISHARE MSCI SINGAPOR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|12646
EWS|ISHARE MSCI SINGAPOR|LIME|Lime Brokerage LLC|55077
EWS|ISHARE MSCI SINGAPOR|LSCI|Lek Securities Corporation|70
EWS|ISHARE MSCI SINGAPOR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
EWS|ISHARE MSCI SINGAPOR|MACC|Mid Atlantic Capital Corporation|448
EWS|ISHARE MSCI SINGAPOR|MAXM|Maxim Group LLC|4051
EWS|ISHARE MSCI SINGAPOR|MBTS|ALLY INVEST SECURITIES LLC|80
EWS|ISHARE MSCI SINGAPOR|MCMF|Raymond James Ltd. Cds|781
EWS|ISHARE MSCI SINGAPOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77940
EWS|ISHARE MSCI SINGAPOR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
EWS|ISHARE MSCI SINGAPOR|MOTF|MOTIF INVESTING, INC.|5
EWS|ISHARE MSCI SINGAPOR|MSCO|MORGAN STANLEY & CO. LLC|1693094
EWS|ISHARE MSCI SINGAPOR|MSPL|MORGAN STANLEY & CO. LLC|272400
EWS|ISHARE MSCI SINGAPOR|MSTX|MORGAN STANLEY & CO. LLC|5200
EWS|ISHARE MSCI SINGAPOR|NFSC|National Financial Services LLC|318965
EWS|ISHARE MSCI SINGAPOR|NITE|VIRTU Americas LLC|743370
EWS|ISHARE MSCI SINGAPOR|NITP|VIRTU Americas LLC|123746
EWS|ISHARE MSCI SINGAPOR|NQRB|Brut, LLC|2300
EWS|ISHARE MSCI SINGAPOR|NTBF|BMO Nesbitt Burns Inc./CDS|1154
EWS|ISHARE MSCI SINGAPOR|OLDM|OLD MISSION CAPITAL, LLC|44041
EWS|ISHARE MSCI SINGAPOR|OPCO|Oppenheimer & Co. Inc.|1818
EWS|ISHARE MSCI SINGAPOR|PDQM|CODA MARKETS, INC.|7608
EWS|ISHARE MSCI SINGAPOR|PICT|Pictet Overseas Inc.|200
EWS|ISHARE MSCI SINGAPOR|RBCM|RBC CAPITAL MARKETS, LLC|13040
EWS|ISHARE MSCI SINGAPOR|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|23212
EWS|ISHARE MSCI SINGAPOR|SAGL|SAGETRADER, LLC|10850
EWS|ISHARE MSCI SINGAPOR|SBSH|Citigroup Global Markets Inc.|290
EWS|ISHARE MSCI SINGAPOR|SGMT|GOLDMAN SACHS & CO. LLC|123169
EWS|ISHARE MSCI SINGAPOR|SPHN|Stephens Inc.|1
EWS|ISHARE MSCI SINGAPOR|STFL|Stifel, Nicolaus & Company, Incorporated|6618
EWS|ISHARE MSCI SINGAPOR|SWIM|TD Ameritrade, Inc.|9012
EWS|ISHARE MSCI SINGAPOR|SWST|Hilltop Securities Inc.|3591
EWS|ISHARE MSCI SINGAPOR|TKNG|ALLY INVEST SECURITIES LLC|470
EWS|ISHARE MSCI SINGAPOR|TRBT|Tradebot Systems, Inc.|266563
EWS|ISHARE MSCI SINGAPOR|TRCM|TRC MARKETS LLC|1845
EWS|ISHARE MSCI SINGAPOR|UBSA|UBS SECURITIES LLC|377245
EWS|ISHARE MSCI SINGAPOR|UBSS|UBS Securities LLC|285184
EWS|ISHARE MSCI SINGAPOR|VALX|VIRTU AMERICAS LLC|24995
EWS|ISHARE MSCI SINGAPOR|VGRD|Vanguard Marketing Corporation|54271
EWS|ISHARE MSCI SINGAPOR|WBET|Wallachbeth Capital LLC|2600
EWS|ISHARE MSCI SINGAPOR|WCHV|WELLS FARGO SECURITIES, LLC|52368
EWS|ISHARE MSCI SINGAPOR|WEED|Weeden & Co.L.P.|9900
EWS|ISHARE MSCI SINGAPOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3469
EWS|ISHARE MSCI SINGAPOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9944
EWS|ISHARE MSCI SINGAPOR|WFPB|Wells Fargo Securities, LLC.|8400
EWS|ISHARE MSCI SINGAPOR|WGIF|CIBC World Markets Inc.|9106
EWS|ISHARE MSCI SINGAPOR|WSEA|WOLVERINE SECURITIES, LLC|5212
EWS|ISHARE MSCI SINGAPOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|22508
EWS|ISHARE MSCI SINGAPOR|YKNA|COMHAR CAPITAL MARKETS, LLC|2017
EWS|ISHARE MSCI SINGAPOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1377323
EWSC|INVESCO S&P SC|APCC|Apex Clearing Corporation|19
EWSC|INVESCO S&P SC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
EWSC|INVESCO S&P SC|CANT|Cantor Fitzgerald & Co.|100
EWSC|INVESCO S&P SC|CHAS|Charles Schwab & Co., Inc.|2
EWSC|INVESCO S&P SC|CIST|Capital Institutional Services, Inc.|138
EWSC|INVESCO S&P SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64
EWSC|INVESCO S&P SC|DEAN|MORGAN STANLEY|212
EWSC|INVESCO S&P SC|ETRS|E*Trade Securities LLC|201
EWSC|INVESCO S&P SC|HRBF|American Enterprise Investment Services Inc.|1
EWSC|INVESCO S&P SC|IBKR|Interactive Brokers Llc|500
EWSC|INVESCO S&P SC|JSJX|JANE STREET CAPITAL LLC|159
EWSC|INVESCO S&P SC|LIME|Lime Brokerage LLC|66
EWSC|INVESCO S&P SC|MSCO|MORGAN STANLEY & CO. LLC|810
EWSC|INVESCO S&P SC|NFSC|National Financial Services LLC|2042
EWSC|INVESCO S&P SC|NITE|VIRTU Americas LLC|429
EWSC|INVESCO S&P SC|UBSA|UBS SECURITIES LLC|100
EWSC|INVESCO S&P SC|UBSS|UBS Securities LLC|1336
EWSC|INVESCO S&P SC|WCHV|WELLS FARGO SECURITIES, LLC|2
EWSC|INVESCO S&P SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1514
EWT|ISHARE MSCI TAIWAN|AGIS|Aegis Capital Corp.|3526
EWT|ISHARE MSCI TAIWAN|ALTX|Alternet Securities Inc.|11100
EWT|ISHARE MSCI TAIWAN|APCC|Apex Clearing Corporation|1093
EWT|ISHARE MSCI TAIWAN|BATM|CBOE TRADING, INC.|14551
EWT|ISHARE MSCI TAIWAN|BAYC|BAY CREST PARTNERS, LLC|1724000
EWT|ISHARE MSCI TAIWAN|BERN|Sanford C. Bernstein & Co., LLC|222866
EWT|ISHARE MSCI TAIWAN|BIDS|BIDS TRADING L.P.|700
EWT|ISHARE MSCI TAIWAN|BKCM|BNY Mellon Capital Markets LLC|8002
EWT|ISHARE MSCI TAIWAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40258
EWT|ISHARE MSCI TAIWAN|BLKX|INSTINET, LLC|7400
EWT|ISHARE MSCI TAIWAN|BLTK|Bulltick, Llc|21063
EWT|ISHARE MSCI TAIWAN|BNPX|BNP PARIBAS SECURITIES CORP.|14714
EWT|ISHARE MSCI TAIWAN|BYXM|CBOE TRADING, INC.|6430
EWT|ISHARE MSCI TAIWAN|CANT|Cantor Fitzgerald & Co.|727563
EWT|ISHARE MSCI TAIWAN|CFGT|CF Global Trading, LLC|700
EWT|ISHARE MSCI TAIWAN|CHAS|Charles Schwab & Co., Inc.|284
EWT|ISHARE MSCI TAIWAN|CLSA|CLSA AMERICAS, LLC|1840
EWT|ISHARE MSCI TAIWAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|151531
EWT|ISHARE MSCI TAIWAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3392
EWT|ISHARE MSCI TAIWAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1981814
EWT|ISHARE MSCI TAIWAN|CSIN|Citadel Securities Institutional LLC|503065
EWT|ISHARE MSCI TAIWAN|CTDL|Citadel Derivatives Group Llc|682035
EWT|ISHARE MSCI TAIWAN|CTLR|CUTLER GROUP, LP|100
EWT|ISHARE MSCI TAIWAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|435054
EWT|ISHARE MSCI TAIWAN|DAVA|Davenport & Company LLC|300
EWT|ISHARE MSCI TAIWAN|DBAB|Deutsche Bank Securities Inc.|94110
EWT|ISHARE MSCI TAIWAN|DBAX|Deutsche Bank Securities Inc.|1427100
EWT|ISHARE MSCI TAIWAN|DBUL|Deutsche Bank Securities Inc.|6320
EWT|ISHARE MSCI TAIWAN|DCHF|Dart Executions, LLC|35461
EWT|ISHARE MSCI TAIWAN|DEAN|MORGAN STANLEY|18740
EWT|ISHARE MSCI TAIWAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5000
EWT|ISHARE MSCI TAIWAN|EBXL|EBX LLC|874200
EWT|ISHARE MSCI TAIWAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|8902
EWT|ISHARE MSCI TAIWAN|EDJO|Edward D. Jones & Co., L.P.|15
EWT|ISHARE MSCI TAIWAN|EGAM|CBOE TRADING, INC.|4612
EWT|ISHARE MSCI TAIWAN|EGXM|CBOE TRADING, INC.|3128
EWT|ISHARE MSCI TAIWAN|ESPO|ESPOSITO SECURITIES, LLC|25303
EWT|ISHARE MSCI TAIWAN|ETBE|Electronic Transaction Clearing, Inc.|142867
EWT|ISHARE MSCI TAIWAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6506
EWT|ISHARE MSCI TAIWAN|ETRS|E*Trade Securities LLC|42460
EWT|ISHARE MSCI TAIWAN|FBSB|U.S. Bancorp Investments, Inc.|158
EWT|ISHARE MSCI TAIWAN|FCST|INTL FCSTONE FINANCIAL INC.|40500
EWT|ISHARE MSCI TAIWAN|FFSI|Firstrade Securities Inc.|100
EWT|ISHARE MSCI TAIWAN|FILL|Tradestation Securities, Inc.|2208
EWT|ISHARE MSCI TAIWAN|FLTU|FLOW TRADERS US LLC|1165365
EWT|ISHARE MSCI TAIWAN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|600665
EWT|ISHARE MSCI TAIWAN|FMAF|NBCN Inc./ CDS|1341
EWT|ISHARE MSCI TAIWAN|FQLS|Quantlab Securities LP|353117
EWT|ISHARE MSCI TAIWAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|175722
EWT|ISHARE MSCI TAIWAN|FTBR|Foliofn Investments, Inc.|7969
EWT|ISHARE MSCI TAIWAN|GBMT|GBM International, Inc.|10617
EWT|ISHARE MSCI TAIWAN|GEBB|GLOBAL EXECUTION BROKERS, LP|166925
EWT|ISHARE MSCI TAIWAN|GLIS|TD Securities Inc|745
EWT|ISHARE MSCI TAIWAN|GLPX|ACS EXECUTION SERVICES, LLC|86792
EWT|ISHARE MSCI TAIWAN|GSCO|GOLDMAN SACHS & CO. LLC|494379
EWT|ISHARE MSCI TAIWAN|GSCS|GOLDMAN SACHS & CO. LLC|91937
EWT|ISHARE MSCI TAIWAN|GSLT|GOLDMAN SACHS & CO. LLC|243167
EWT|ISHARE MSCI TAIWAN|GTSZ|GTS SECURITIES LLC|102979
EWT|ISHARE MSCI TAIWAN|HRBF|American Enterprise Investment Services Inc.|130131
EWT|ISHARE MSCI TAIWAN|HSBC|HSBC Securities, Inc.|4100
EWT|ISHARE MSCI TAIWAN|IATS|INTERACTIVE BROKERS LLC|58570
EWT|ISHARE MSCI TAIWAN|IBKR|Interactive Brokers Llc|98736
EWT|ISHARE MSCI TAIWAN|ICBX|INSTINET, LLC|755373
EWT|ISHARE MSCI TAIWAN|INCA|INSTINET, LLC|1401944
EWT|ISHARE MSCI TAIWAN|INJX|INSTINET, LLC|1500
EWT|ISHARE MSCI TAIWAN|ITGI|ITG Inc.|112199
EWT|ISHARE MSCI TAIWAN|ITGP|ITG INC.|1328400
EWT|ISHARE MSCI TAIWAN|JEFF|JEFFERIES LLC|411019
EWT|ISHARE MSCI TAIWAN|JMPT|JUMP TRADING, LLC|75808
EWT|ISHARE MSCI TAIWAN|JPBX|J.P. MORGAN SECURITIES LLC|488
EWT|ISHARE MSCI TAIWAN|JPMX|J.P. Morgan Securities LLC|844960
EWT|ISHARE MSCI TAIWAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|2348540
EWT|ISHARE MSCI TAIWAN|JSJX|JANE STREET CAPITAL LLC|943104
EWT|ISHARE MSCI TAIWAN|KCGM|VIRTU Americas LLC|392775
EWT|ISHARE MSCI TAIWAN|LEHM|Barclays Capital Inc./Le|5772235
EWT|ISHARE MSCI TAIWAN|LIME|Lime Brokerage LLC|326595
EWT|ISHARE MSCI TAIWAN|LOOP|Loop Capital Markets LLC|23250
EWT|ISHARE MSCI TAIWAN|LQNA|LIQUIDNET, INC.|48300
EWT|ISHARE MSCI TAIWAN|LSCI|Lek Securities Corporation|82823
EWT|ISHARE MSCI TAIWAN|MAXM|Maxim Group LLC|180
EWT|ISHARE MSCI TAIWAN|MCMF|Raymond James Ltd. Cds|65
EWT|ISHARE MSCI TAIWAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2628464
EWT|ISHARE MSCI TAIWAN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|203659
EWT|ISHARE MSCI TAIWAN|MSCO|MORGAN STANLEY & CO. LLC|1708172
EWT|ISHARE MSCI TAIWAN|MSPL|MORGAN STANLEY & CO. LLC|2536800
EWT|ISHARE MSCI TAIWAN|MSTX|MORGAN STANLEY & CO. LLC|4300
EWT|ISHARE MSCI TAIWAN|NFSC|National Financial Services LLC|71267
EWT|ISHARE MSCI TAIWAN|NITE|VIRTU Americas LLC|1026858
EWT|ISHARE MSCI TAIWAN|NITP|VIRTU Americas LLC|832764
EWT|ISHARE MSCI TAIWAN|NQRB|Brut, LLC|8100
EWT|ISHARE MSCI TAIWAN|NTBF|BMO Nesbitt Burns Inc./CDS|79
EWT|ISHARE MSCI TAIWAN|NTRC|Northern Trust Securities, Inc.|137313
EWT|ISHARE MSCI TAIWAN|OHOS|TWO SIGMA SECURITIES, LLC|500
EWT|ISHARE MSCI TAIWAN|OLDM|OLD MISSION CAPITAL, LLC|624598
EWT|ISHARE MSCI TAIWAN|OPCO|Oppenheimer & Co. Inc.|120
EWT|ISHARE MSCI TAIWAN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|84000
EWT|ISHARE MSCI TAIWAN|PDQM|CODA MARKETS, INC.|130138
EWT|ISHARE MSCI TAIWAN|QMSR|QUATTRO M SECURITIES INC.|149999
EWT|ISHARE MSCI TAIWAN|RBCM|RBC CAPITAL MARKETS, LLC|1553
EWT|ISHARE MSCI TAIWAN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|33548
EWT|ISHARE MSCI TAIWAN|SAGL|SAGETRADER, LLC|500
EWT|ISHARE MSCI TAIWAN|SBSH|Citigroup Global Markets Inc.|79035
EWT|ISHARE MSCI TAIWAN|SGMT|GOLDMAN SACHS & CO. LLC|1206216
EWT|ISHARE MSCI TAIWAN|SOGO|Wang Investment Associates, Inc.|9200
EWT|ISHARE MSCI TAIWAN|SPDR|SPEEDROUTE LLC|22400
EWT|ISHARE MSCI TAIWAN|STFL|Stifel, Nicolaus & Company, Incorporated|1530
EWT|ISHARE MSCI TAIWAN|SWIM|TD Ameritrade, Inc.|1315
EWT|ISHARE MSCI TAIWAN|TRBT|Tradebot Systems, Inc.|852577
EWT|ISHARE MSCI TAIWAN|TRCM|TRC MARKETS LLC|2984221
EWT|ISHARE MSCI TAIWAN|UBSA|UBS SECURITIES LLC|2581764
EWT|ISHARE MSCI TAIWAN|UBSS|UBS Securities LLC|1968740
EWT|ISHARE MSCI TAIWAN|VALX|VIRTU AMERICAS LLC|170302
EWT|ISHARE MSCI TAIWAN|VGRD|Vanguard Marketing Corporation|3514
EWT|ISHARE MSCI TAIWAN|VSIN|Vision Financial Markets Llc|42
EWT|ISHARE MSCI TAIWAN|WBET|Wallachbeth Capital LLC|3760
EWT|ISHARE MSCI TAIWAN|WCHV|WELLS FARGO SECURITIES, LLC|48455
EWT|ISHARE MSCI TAIWAN|WEED|Weeden & Co.L.P.|679
EWT|ISHARE MSCI TAIWAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|647
EWT|ISHARE MSCI TAIWAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4307
EWT|ISHARE MSCI TAIWAN|WGIF|CIBC World Markets Inc.|306
EWT|ISHARE MSCI TAIWAN|WSEA|WOLVERINE SECURITIES, LLC|848
EWT|ISHARE MSCI TAIWAN|XIST|INSTINET, LLC|73200
EWT|ISHARE MSCI TAIWAN|XPUS|XP SECURITIES, LLC|1667298
EWT|ISHARE MSCI TAIWAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|27000
EWT|ISHARE MSCI TAIWAN|YKNA|COMHAR CAPITAL MARKETS, LLC|22645
EWT|ISHARE MSCI TAIWAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13178
EWU|ISHARE MSCI UK ETF|ALTX|Alternet Securities Inc.|1000
EWU|ISHARE MSCI UK ETF|APCC|Apex Clearing Corporation|313
EWU|ISHARE MSCI UK ETF|BANK|Primevest Financial Services, Inc.|897
EWU|ISHARE MSCI UK ETF|BARD|Robert W. Baird & Co. Incorporated|36603
EWU|ISHARE MSCI UK ETF|BATM|CBOE TRADING, INC.|16984
EWU|ISHARE MSCI UK ETF|BAYT|BTIG, LLC|9700
EWU|ISHARE MSCI UK ETF|BBNT|BB&T SECURITIES, LLC|1735
EWU|ISHARE MSCI UK ETF|BERN|Sanford C. Bernstein & Co., LLC|400
EWU|ISHARE MSCI UK ETF|BIMI|Banca IMI Securities Corp.|3000
EWU|ISHARE MSCI UK ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36973
EWU|ISHARE MSCI UK ETF|BLTK|Bulltick, Llc|2125
EWU|ISHARE MSCI UK ETF|BNCH|The Benchmark Company, LLC|280431
EWU|ISHARE MSCI UK ETF|BYXM|CBOE TRADING, INC.|28935
EWU|ISHARE MSCI UK ETF|CANT|Cantor Fitzgerald & Co.|221504
EWU|ISHARE MSCI UK ETF|CHAS|Charles Schwab & Co., Inc.|11195
EWU|ISHARE MSCI UK ETF|CIST|Capital Institutional Services, Inc.|2549
EWU|ISHARE MSCI UK ETF|CLSA|CLSA AMERICAS, LLC|1510
EWU|ISHARE MSCI UK ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71742
EWU|ISHARE MSCI UK ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
EWU|ISHARE MSCI UK ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|519562
EWU|ISHARE MSCI UK ETF|CSIN|Citadel Securities Institutional LLC|260818
EWU|ISHARE MSCI UK ETF|CTDL|Citadel Derivatives Group Llc|587477
EWU|ISHARE MSCI UK ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|298782
EWU|ISHARE MSCI UK ETF|DADA|D.A. Davidson & Co.|1077
EWU|ISHARE MSCI UK ETF|DBAB|Deutsche Bank Securities Inc.|65746
EWU|ISHARE MSCI UK ETF|DBAX|Deutsche Bank Securities Inc.|377400
EWU|ISHARE MSCI UK ETF|DCHF|Dart Executions, LLC|66137
EWU|ISHARE MSCI UK ETF|DEAN|MORGAN STANLEY|8074
EWU|ISHARE MSCI UK ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15500
EWU|ISHARE MSCI UK ETF|EBXL|EBX LLC|240500
EWU|ISHARE MSCI UK ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|8420
EWU|ISHARE MSCI UK ETF|EDJO|Edward D. Jones & Co., L.P.|1813
EWU|ISHARE MSCI UK ETF|EGAM|CBOE TRADING, INC.|69486
EWU|ISHARE MSCI UK ETF|EGXM|CBOE TRADING, INC.|15041
EWU|ISHARE MSCI UK ETF|ESPO|ESPOSITO SECURITIES, LLC|267
EWU|ISHARE MSCI UK ETF|ETBE|Electronic Transaction Clearing, Inc.|4450
EWU|ISHARE MSCI UK ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1062
EWU|ISHARE MSCI UK ETF|ETRS|E*Trade Securities LLC|33900
EWU|ISHARE MSCI UK ETF|FBSB|U.S. Bancorp Investments, Inc.|147
EWU|ISHARE MSCI UK ETF|FCST|INTL FCSTONE FINANCIAL INC.|1600
EWU|ISHARE MSCI UK ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|2
EWU|ISHARE MSCI UK ETF|FILL|Tradestation Securities, Inc.|1250
EWU|ISHARE MSCI UK ETF|FINX|FINTECH SECURITIES|116
EWU|ISHARE MSCI UK ETF|FLTU|FLOW TRADERS US LLC|866517
EWU|ISHARE MSCI UK ETF|FMAF|NBCN Inc./ CDS|75139
EWU|ISHARE MSCI UK ETF|FMCO|First Manhattan Co|334
EWU|ISHARE MSCI UK ETF|FQLS|Quantlab Securities LP|42699
EWU|ISHARE MSCI UK ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24188
EWU|ISHARE MSCI UK ETF|FTBR|Foliofn Investments, Inc.|32743
EWU|ISHARE MSCI UK ETF|GBMT|GBM International, Inc.|19419
EWU|ISHARE MSCI UK ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|53134
EWU|ISHARE MSCI UK ETF|GLIS|TD Securities Inc|2
EWU|ISHARE MSCI UK ETF|GLPX|ACS EXECUTION SERVICES, LLC|1306848
EWU|ISHARE MSCI UK ETF|GSCO|GOLDMAN SACHS & CO. LLC|1178550
EWU|ISHARE MSCI UK ETF|GSCS|GOLDMAN SACHS & CO. LLC|3700
EWU|ISHARE MSCI UK ETF|GSLT|GOLDMAN SACHS & CO. LLC|27138
EWU|ISHARE MSCI UK ETF|GTSZ|GTS SECURITIES LLC|12107
EWU|ISHARE MSCI UK ETF|HRBF|American Enterprise Investment Services Inc.|889122
EWU|ISHARE MSCI UK ETF|IATS|INTERACTIVE BROKERS LLC|80072
EWU|ISHARE MSCI UK ETF|IBKR|Interactive Brokers Llc|93254
EWU|ISHARE MSCI UK ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|353
EWU|ISHARE MSCI UK ETF|ICBX|INSTINET, LLC|244470
EWU|ISHARE MSCI UK ETF|INCA|INSTINET, LLC|126587
EWU|ISHARE MSCI UK ETF|INJX|INSTINET, LLC|3050
EWU|ISHARE MSCI UK ETF|ITGI|ITG Inc.|8324
EWU|ISHARE MSCI UK ETF|ITGP|ITG INC.|150400
EWU|ISHARE MSCI UK ETF|JANY|Janney Montgomery Scott Inc.|720
EWU|ISHARE MSCI UK ETF|JEFF|JEFFERIES LLC|23927
EWU|ISHARE MSCI UK ETF|JMPT|JUMP TRADING, LLC|11319
EWU|ISHARE MSCI UK ETF|JPMX|J.P. Morgan Securities LLC|147254
EWU|ISHARE MSCI UK ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|716911
EWU|ISHARE MSCI UK ETF|JSJX|JANE STREET CAPITAL LLC|764379
EWU|ISHARE MSCI UK ETF|KCGM|VIRTU Americas LLC|75353
EWU|ISHARE MSCI UK ETF|LEHM|Barclays Capital Inc./Le|1028554
EWU|ISHARE MSCI UK ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|14643
EWU|ISHARE MSCI UK ETF|LIME|Lime Brokerage LLC|283842
EWU|ISHARE MSCI UK ETF|LSCI|Lek Securities Corporation|18
EWU|ISHARE MSCI UK ETF|MACC|Mid Atlantic Capital Corporation|109
EWU|ISHARE MSCI UK ETF|MAXM|Maxim Group LLC|38323
EWU|ISHARE MSCI UK ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|361915
EWU|ISHARE MSCI UK ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|19500
EWU|ISHARE MSCI UK ETF|MSCO|MORGAN STANLEY & CO. LLC|529622
EWU|ISHARE MSCI UK ETF|MSPL|MORGAN STANLEY & CO. LLC|388900
EWU|ISHARE MSCI UK ETF|MSTX|MORGAN STANLEY & CO. LLC|5000
EWU|ISHARE MSCI UK ETF|NBCS|NBC Securities, INC.|69
EWU|ISHARE MSCI UK ETF|NFSC|National Financial Services LLC|569315
EWU|ISHARE MSCI UK ETF|NITE|VIRTU Americas LLC|811620
EWU|ISHARE MSCI UK ETF|NITP|VIRTU Americas LLC|795447
EWU|ISHARE MSCI UK ETF|NQRB|Brut, LLC|100
EWU|ISHARE MSCI UK ETF|NTRC|Northern Trust Securities, Inc.|70
EWU|ISHARE MSCI UK ETF|OLDM|OLD MISSION CAPITAL, LLC|163674
EWU|ISHARE MSCI UK ETF|OPCO|Oppenheimer & Co. Inc.|1600
EWU|ISHARE MSCI UK ETF|PDQM|CODA MARKETS, INC.|141707
EWU|ISHARE MSCI UK ETF|PICT|Pictet Overseas Inc.|200
EWU|ISHARE MSCI UK ETF|PWJC|UBS Financial Services, Inc.|2525
EWU|ISHARE MSCI UK ETF|QMSR|QUATTRO M SECURITIES INC.|1291633
EWU|ISHARE MSCI UK ETF|RBCM|RBC CAPITAL MARKETS, LLC|5417
EWU|ISHARE MSCI UK ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|64250
EWU|ISHARE MSCI UK ETF|SBSH|Citigroup Global Markets Inc.|310697
EWU|ISHARE MSCI UK ETF|SCMC|Scotia Capital Markets (USA) Inc.|29938
EWU|ISHARE MSCI UK ETF|SGMT|GOLDMAN SACHS & CO. LLC|132420
EWU|ISHARE MSCI UK ETF|SPDR|SPEEDROUTE LLC|600
EWU|ISHARE MSCI UK ETF|SPHN|Stephens Inc.|25
EWU|ISHARE MSCI UK ETF|STFL|Stifel, Nicolaus & Company, Incorporated|7390
EWU|ISHARE MSCI UK ETF|SWIM|TD Ameritrade, Inc.|9918
EWU|ISHARE MSCI UK ETF|SWST|Hilltop Securities Inc.|7
EWU|ISHARE MSCI UK ETF|TKNG|ALLY INVEST SECURITIES LLC|248
EWU|ISHARE MSCI UK ETF|TRBT|Tradebot Systems, Inc.|30874
EWU|ISHARE MSCI UK ETF|TRCM|TRC MARKETS LLC|953130
EWU|ISHARE MSCI UK ETF|TWTT|TASTYWORKS, INC.|54
EWU|ISHARE MSCI UK ETF|UBSA|UBS SECURITIES LLC|899402
EWU|ISHARE MSCI UK ETF|UBSS|UBS Securities LLC|451617
EWU|ISHARE MSCI UK ETF|VALX|VIRTU AMERICAS LLC|55151
EWU|ISHARE MSCI UK ETF|VGRD|Vanguard Marketing Corporation|7752
EWU|ISHARE MSCI UK ETF|WBET|Wallachbeth Capital LLC|5400
EWU|ISHARE MSCI UK ETF|WBLR|WILLIAM BLAIR|2009
EWU|ISHARE MSCI UK ETF|WCHV|WELLS FARGO SECURITIES, LLC|98006
EWU|ISHARE MSCI UK ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8086
EWU|ISHARE MSCI UK ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14739
EWU|ISHARE MSCI UK ETF|WSEA|WOLVERINE SECURITIES, LLC|1611
EWU|ISHARE MSCI UK ETF|XPUS|XP SECURITIES, LLC|2765
EWU|ISHARE MSCI UK ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|994
EWU|ISHARE MSCI UK ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|201002
EWUS|ISHARES MSCI U K SC|ADAM|CANACCORD GENUITY INC.|800
EWUS|ISHARES MSCI U K SC|APCC|Apex Clearing Corporation|3
EWUS|ISHARES MSCI U K SC|BATM|CBOE TRADING, INC.|3153
EWUS|ISHARES MSCI U K SC|CHAS|Charles Schwab & Co., Inc.|1
EWUS|ISHARES MSCI U K SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
EWUS|ISHARES MSCI U K SC|CTDL|Citadel Derivatives Group Llc|835
EWUS|ISHARES MSCI U K SC|DBAX|Deutsche Bank Securities Inc.|900
EWUS|ISHARES MSCI U K SC|EBXL|EBX LLC|500
EWUS|ISHARES MSCI U K SC|ETRS|E*Trade Securities LLC|201
EWUS|ISHARES MSCI U K SC|FIDT|Fidelity Clearing Canada ULC./ CDS|500
EWUS|ISHARES MSCI U K SC|FTBR|Foliofn Investments, Inc.|13
EWUS|ISHARES MSCI U K SC|IBKR|Interactive Brokers Llc|176
EWUS|ISHARES MSCI U K SC|ICBX|INSTINET, LLC|600
EWUS|ISHARES MSCI U K SC|JSJX|JANE STREET CAPITAL LLC|1466
EWUS|ISHARES MSCI U K SC|KCGM|VIRTU Americas LLC|2315
EWUS|ISHARES MSCI U K SC|LEHM|Barclays Capital Inc./Le|800
EWUS|ISHARES MSCI U K SC|LIME|Lime Brokerage LLC|400
EWUS|ISHARES MSCI U K SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
EWUS|ISHARES MSCI U K SC|MSCO|MORGAN STANLEY & CO. LLC|1120
EWUS|ISHARES MSCI U K SC|NFSC|National Financial Services LLC|1581
EWUS|ISHARES MSCI U K SC|NITE|VIRTU Americas LLC|2642
EWUS|ISHARES MSCI U K SC|STFL|Stifel, Nicolaus & Company, Incorporated|1000
EWUS|ISHARES MSCI U K SC|SWIM|TD Ameritrade, Inc.|65
EWUS|ISHARES MSCI U K SC|UBSA|UBS SECURITIES LLC|1500
EWUS|ISHARES MSCI U K SC|UBSS|UBS Securities LLC|652
EWUS|ISHARES MSCI U K SC|VGRD|Vanguard Marketing Corporation|550
EWUS|ISHARES MSCI U K SC|WSEA|WOLVERINE SECURITIES, LLC|37
EWUS|ISHARES MSCI U K SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9477
EWV|PROSHARES US MSCI JP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|840
EWV|PROSHARES US MSCI JP|DBAX|Deutsche Bank Securities Inc.|200
EWV|PROSHARES US MSCI JP|EBXL|EBX LLC|800
EWV|PROSHARES US MSCI JP|ETRS|E*Trade Securities LLC|300
EWV|PROSHARES US MSCI JP|IBKR|Interactive Brokers Llc|367
EWV|PROSHARES US MSCI JP|INCA|INSTINET, LLC|190
EWV|PROSHARES US MSCI JP|JSJX|JANE STREET CAPITAL LLC|200
EWV|PROSHARES US MSCI JP|LEHM|Barclays Capital Inc./Le|400
EWV|PROSHARES US MSCI JP|LIME|Lime Brokerage LLC|228
EWV|PROSHARES US MSCI JP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EWV|PROSHARES US MSCI JP|NFSC|National Financial Services LLC|1376
EWV|PROSHARES US MSCI JP|NITE|VIRTU Americas LLC|1537
EWV|PROSHARES US MSCI JP|PWJC|UBS Financial Services, Inc.|150
EWV|PROSHARES US MSCI JP|SGMT|GOLDMAN SACHS & CO. LLC|154
EWV|PROSHARES US MSCI JP|SWIM|TD Ameritrade, Inc.|250
EWV|PROSHARES US MSCI JP|UBSA|UBS SECURITIES LLC|435
EWV|PROSHARES US MSCI JP|UBSS|UBS Securities LLC|2026
EWV|PROSHARES US MSCI JP|VGRD|Vanguard Marketing Corporation|318
EWV|PROSHARES US MSCI JP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39
EWW|ISHS MSCI MEXICO|ALTX|Alternet Securities Inc.|20727
EWW|ISHS MSCI MEXICO|APCC|Apex Clearing Corporation|52272
EWW|ISHS MSCI MEXICO|BANK|Primevest Financial Services, Inc.|601
EWW|ISHS MSCI MEXICO|BARD|Robert W. Baird & Co. Incorporated|2006
EWW|ISHS MSCI MEXICO|BATM|CBOE TRADING, INC.|19113
EWW|ISHS MSCI MEXICO|BAYT|BTIG, LLC|234844
EWW|ISHS MSCI MEXICO|BBNT|BB&T SECURITIES, LLC|1000
EWW|ISHS MSCI MEXICO|BERN|Sanford C. Bernstein & Co., LLC|200989
EWW|ISHS MSCI MEXICO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16853
EWW|ISHS MSCI MEXICO|BLTK|Bulltick, Llc|4920
EWW|ISHS MSCI MEXICO|BNPX|BNP PARIBAS SECURITIES CORP.|100000
EWW|ISHS MSCI MEXICO|BTIG|BTIG, LLC|1510
EWW|ISHS MSCI MEXICO|BYXM|CBOE TRADING, INC.|19475
EWW|ISHS MSCI MEXICO|CHAS|Charles Schwab & Co., Inc.|2130
EWW|ISHS MSCI MEXICO|CICF|Canaccord Genuity Corp.|2150
EWW|ISHS MSCI MEXICO|CIST|Capital Institutional Services, Inc.|2100
EWW|ISHS MSCI MEXICO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91498
EWW|ISHS MSCI MEXICO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
EWW|ISHS MSCI MEXICO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|952665
EWW|ISHS MSCI MEXICO|CSIN|Citadel Securities Institutional LLC|133065
EWW|ISHS MSCI MEXICO|CTDL|Citadel Derivatives Group Llc|375731
EWW|ISHS MSCI MEXICO|CTLR|CUTLER GROUP, LP|4300
EWW|ISHS MSCI MEXICO|CXCX|CITIGROUP GLOBAL MARKETS INC.|187060
EWW|ISHS MSCI MEXICO|DBAB|Deutsche Bank Securities Inc.|669658
EWW|ISHS MSCI MEXICO|DBAX|Deutsche Bank Securities Inc.|1252800
EWW|ISHS MSCI MEXICO|DBUL|Deutsche Bank Securities Inc.|500
EWW|ISHS MSCI MEXICO|DCHF|Dart Executions, LLC|850
EWW|ISHS MSCI MEXICO|DEAN|MORGAN STANLEY|20363
EWW|ISHS MSCI MEXICO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|172744
EWW|ISHS MSCI MEXICO|EBXL|EBX LLC|855900
EWW|ISHS MSCI MEXICO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1094
EWW|ISHS MSCI MEXICO|EDJO|Edward D. Jones & Co., L.P.|152
EWW|ISHS MSCI MEXICO|EGAM|CBOE TRADING, INC.|15024
EWW|ISHS MSCI MEXICO|EGAW|CBOE TRADING, INC.|1380
EWW|ISHS MSCI MEXICO|EGMT|EG MARKET TECHNOLOGIES LLC|700
EWW|ISHS MSCI MEXICO|EGXM|CBOE TRADING, INC.|5449
EWW|ISHS MSCI MEXICO|EGXW|CBOE TRADING, INC.|54
EWW|ISHS MSCI MEXICO|ESPO|ESPOSITO SECURITIES, LLC|599
EWW|ISHS MSCI MEXICO|ETBE|Electronic Transaction Clearing, Inc.|64177
EWW|ISHS MSCI MEXICO|ETCB|ETC BROKERAGE SERVICES, LLC|50
EWW|ISHS MSCI MEXICO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34868
EWW|ISHS MSCI MEXICO|ETRS|E*Trade Securities LLC|74574
EWW|ISHS MSCI MEXICO|FCST|INTL FCSTONE FINANCIAL INC.|228400
EWW|ISHS MSCI MEXICO|FIDT|Fidelity Clearing Canada ULC./ CDS|4458
EWW|ISHS MSCI MEXICO|FILL|Tradestation Securities, Inc.|109350
EWW|ISHS MSCI MEXICO|FLTU|FLOW TRADERS US LLC|163935
EWW|ISHS MSCI MEXICO|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|113935
EWW|ISHS MSCI MEXICO|FMAF|NBCN Inc./ CDS|70443
EWW|ISHS MSCI MEXICO|FQLS|Quantlab Securities LP|1225905
EWW|ISHS MSCI MEXICO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98822
EWW|ISHS MSCI MEXICO|FTBR|Foliofn Investments, Inc.|13231
EWW|ISHS MSCI MEXICO|GARC|ICAP Corporates LLC|406801
EWW|ISHS MSCI MEXICO|GBMT|GBM International, Inc.|2691921
EWW|ISHS MSCI MEXICO|GEBB|GLOBAL EXECUTION BROKERS, LP|148014
EWW|ISHS MSCI MEXICO|GLIS|TD Securities Inc|513
EWW|ISHS MSCI MEXICO|GLPX|ACS EXECUTION SERVICES, LLC|43145
EWW|ISHS MSCI MEXICO|GSCO|GOLDMAN SACHS & CO. LLC|4228715
EWW|ISHS MSCI MEXICO|GSCS|GOLDMAN SACHS & CO. LLC|122833
EWW|ISHS MSCI MEXICO|GSLT|GOLDMAN SACHS & CO. LLC|412186
EWW|ISHS MSCI MEXICO|GTSZ|GTS SECURITIES LLC|130071
EWW|ISHS MSCI MEXICO|HAPX|HAP Trading, LLC|3152
EWW|ISHS MSCI MEXICO|HRBF|American Enterprise Investment Services Inc.|8731
EWW|ISHS MSCI MEXICO|HSBC|HSBC Securities, Inc.|9837
EWW|ISHS MSCI MEXICO|IATS|INTERACTIVE BROKERS LLC|118222
EWW|ISHS MSCI MEXICO|IBKR|Interactive Brokers Llc|367309
EWW|ISHS MSCI MEXICO|ICBX|INSTINET, LLC|369363
EWW|ISHS MSCI MEXICO|INCA|INSTINET, LLC|451286
EWW|ISHS MSCI MEXICO|INJX|INSTINET, LLC|6905
EWW|ISHS MSCI MEXICO|ITGI|ITG Inc.|28307
EWW|ISHS MSCI MEXICO|ITGP|ITG INC.|336400
EWW|ISHS MSCI MEXICO|JEFF|JEFFERIES LLC|31504
EWW|ISHS MSCI MEXICO|JMPT|JUMP TRADING, LLC|104265
EWW|ISHS MSCI MEXICO|JPBX|J.P. MORGAN SECURITIES LLC|16300
EWW|ISHS MSCI MEXICO|JPMX|J.P. Morgan Securities LLC|399229
EWW|ISHS MSCI MEXICO|JSEB|JANE STREET EXECUTION SERVICES, LLC|766462
EWW|ISHS MSCI MEXICO|JSJX|JANE STREET CAPITAL LLC|1395527
EWW|ISHS MSCI MEXICO|KCGM|VIRTU Americas LLC|239120
EWW|ISHS MSCI MEXICO|LEHM|Barclays Capital Inc./Le|5787551
EWW|ISHS MSCI MEXICO|LGNT|COR CLEARING LLC|1
EWW|ISHS MSCI MEXICO|LIME|Lime Brokerage LLC|41709
EWW|ISHS MSCI MEXICO|LSCI|Lek Securities Corporation|105
EWW|ISHS MSCI MEXICO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3775
EWW|ISHS MSCI MEXICO|MACC|Mid Atlantic Capital Corporation|67
EWW|ISHS MSCI MEXICO|MAXM|Maxim Group LLC|920
EWW|ISHS MSCI MEXICO|MBTS|ALLY INVEST SECURITIES LLC|40
EWW|ISHS MSCI MEXICO|MCMF|Raymond James Ltd. Cds|160
EWW|ISHS MSCI MEXICO|MKMP|MKM Partners LLC|2700
EWW|ISHS MSCI MEXICO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1515576
EWW|ISHS MSCI MEXICO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
EWW|ISHS MSCI MEXICO|MOTF|MOTIF INVESTING, INC.|2
EWW|ISHS MSCI MEXICO|MSCO|MORGAN STANLEY & CO. LLC|4217984
EWW|ISHS MSCI MEXICO|MSPL|MORGAN STANLEY & CO. LLC|732800
EWW|ISHS MSCI MEXICO|MSTX|MORGAN STANLEY & CO. LLC|281300
EWW|ISHS MSCI MEXICO|NFSC|National Financial Services LLC|195227
EWW|ISHS MSCI MEXICO|NITE|VIRTU Americas LLC|2066340
EWW|ISHS MSCI MEXICO|NITP|VIRTU Americas LLC|21514
EWW|ISHS MSCI MEXICO|NMRA|Nomura Securities International, Inc.|7300
EWW|ISHS MSCI MEXICO|NQRB|Brut, LLC|42105
EWW|ISHS MSCI MEXICO|NTBF|BMO Nesbitt Burns Inc./CDS|220
EWW|ISHS MSCI MEXICO|NTRC|Northern Trust Securities, Inc.|1011
EWW|ISHS MSCI MEXICO|OHOS|TWO SIGMA SECURITIES, LLC|276454
EWW|ISHS MSCI MEXICO|OLDM|OLD MISSION CAPITAL, LLC|394294
EWW|ISHS MSCI MEXICO|OPCO|Oppenheimer & Co. Inc.|151
EWW|ISHS MSCI MEXICO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|985654
EWW|ISHS MSCI MEXICO|PCPT|PHILLIP CAPITAL INC.|700
EWW|ISHS MSCI MEXICO|PDQM|CODA MARKETS, INC.|65147
EWW|ISHS MSCI MEXICO|PHLY|NASDAQ Execution Services, LLC|13400
EWW|ISHS MSCI MEXICO|PICT|Pictet Overseas Inc.|306
EWW|ISHS MSCI MEXICO|PWJC|UBS Financial Services, Inc.|14475
EWW|ISHS MSCI MEXICO|RBCM|RBC CAPITAL MARKETS, LLC|3403
EWW|ISHS MSCI MEXICO|SAGL|SAGETRADER, LLC|9700
EWW|ISHS MSCI MEXICO|SBSH|Citigroup Global Markets Inc.|1919394
EWW|ISHS MSCI MEXICO|SGMT|GOLDMAN SACHS & CO. LLC|909542
EWW|ISHS MSCI MEXICO|SPDR|SPEEDROUTE LLC|5400
EWW|ISHS MSCI MEXICO|STFL|Stifel, Nicolaus & Company, Incorporated|4204
EWW|ISHS MSCI MEXICO|STKP|STOCKPILE INVESTMENTS, INC.|2
EWW|ISHS MSCI MEXICO|SWIM|TD Ameritrade, Inc.|57202
EWW|ISHS MSCI MEXICO|SWST|Hilltop Securities Inc.|1036
EWW|ISHS MSCI MEXICO|TKNG|ALLY INVEST SECURITIES LLC|216
EWW|ISHS MSCI MEXICO|TMBR|Timber Hill LLC|5219
EWW|ISHS MSCI MEXICO|TRBT|Tradebot Systems, Inc.|649307
EWW|ISHS MSCI MEXICO|TRCM|TRC MARKETS LLC|1455586
EWW|ISHS MSCI MEXICO|TWTT|TASTYWORKS, INC.|1850
EWW|ISHS MSCI MEXICO|UBSA|UBS SECURITIES LLC|2959804
EWW|ISHS MSCI MEXICO|UBSS|UBS Securities LLC|1905441
EWW|ISHS MSCI MEXICO|VALX|VIRTU AMERICAS LLC|39038
EWW|ISHS MSCI MEXICO|VGRD|Vanguard Marketing Corporation|31694
EWW|ISHS MSCI MEXICO|WCHV|WELLS FARGO SECURITIES, LLC|117874
EWW|ISHS MSCI MEXICO|WEDB|WEDBUSH SECURITIES INC.|52004
EWW|ISHS MSCI MEXICO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|61473
EWW|ISHS MSCI MEXICO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|162575
EWW|ISHS MSCI MEXICO|WGIF|CIBC World Markets Inc.|401
EWW|ISHS MSCI MEXICO|WSAG|WALL STREET ACCESS|700
EWW|ISHS MSCI MEXICO|WSEA|WOLVERINE SECURITIES, LLC|41683
EWW|ISHS MSCI MEXICO|XPUS|XP SECURITIES, LLC|59289
EWW|ISHS MSCI MEXICO|XSTM|NATIONAL FINANCIAL SERVICES LLC|11600
EWW|ISHS MSCI MEXICO|YKNA|COMHAR CAPITAL MARKETS, LLC|3156
EWW|ISHS MSCI MEXICO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19931
EWX|SPDR INDEX SHARES FU|ALTX|Alternet Securities Inc.|500
EWX|SPDR INDEX SHARES FU|APCC|Apex Clearing Corporation|1940
EWX|SPDR INDEX SHARES FU|BANK|Primevest Financial Services, Inc.|2
EWX|SPDR INDEX SHARES FU|BARD|Robert W. Baird & Co. Incorporated|3128
EWX|SPDR INDEX SHARES FU|BERN|Sanford C. Bernstein & Co., LLC|200
EWX|SPDR INDEX SHARES FU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2714
EWX|SPDR INDEX SHARES FU|BYXM|CBOE TRADING, INC.|100
EWX|SPDR INDEX SHARES FU|CANT|Cantor Fitzgerald & Co.|10358
EWX|SPDR INDEX SHARES FU|CHAS|Charles Schwab & Co., Inc.|26
EWX|SPDR INDEX SHARES FU|CIST|Capital Institutional Services, Inc.|767
EWX|SPDR INDEX SHARES FU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9901
EWX|SPDR INDEX SHARES FU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12899
EWX|SPDR INDEX SHARES FU|CSIN|Citadel Securities Institutional LLC|30932
EWX|SPDR INDEX SHARES FU|CTDL|Citadel Derivatives Group Llc|59454
EWX|SPDR INDEX SHARES FU|DBAB|Deutsche Bank Securities Inc.|300
EWX|SPDR INDEX SHARES FU|DBAX|Deutsche Bank Securities Inc.|10300
EWX|SPDR INDEX SHARES FU|DEAN|MORGAN STANLEY|1864
EWX|SPDR INDEX SHARES FU|DEGS|RONIN PROFESSIONAL LLC|100
EWX|SPDR INDEX SHARES FU|EBXL|EBX LLC|8000
EWX|SPDR INDEX SHARES FU|ECUT|CONVERGEX EXECUTION SOLUTIONS|1674
EWX|SPDR INDEX SHARES FU|EDJO|Edward D. Jones & Co., L.P.|919
EWX|SPDR INDEX SHARES FU|EGAM|CBOE TRADING, INC.|900
EWX|SPDR INDEX SHARES FU|ETBE|Electronic Transaction Clearing, Inc.|600
EWX|SPDR INDEX SHARES FU|ETRS|E*Trade Securities LLC|5497
EWX|SPDR INDEX SHARES FU|FBSB|U.S. Bancorp Investments, Inc.|209
EWX|SPDR INDEX SHARES FU|FINX|FINTECH SECURITIES|779
EWX|SPDR INDEX SHARES FU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|958
EWX|SPDR INDEX SHARES FU|FTBR|Foliofn Investments, Inc.|3672
EWX|SPDR INDEX SHARES FU|GEBB|GLOBAL EXECUTION BROKERS, LP|1001
EWX|SPDR INDEX SHARES FU|GLPX|ACS EXECUTION SERVICES, LLC|3200
EWX|SPDR INDEX SHARES FU|GSCO|GOLDMAN SACHS & CO. LLC|41263
EWX|SPDR INDEX SHARES FU|GSLT|GOLDMAN SACHS & CO. LLC|1500
EWX|SPDR INDEX SHARES FU|GTSZ|GTS SECURITIES LLC|200
EWX|SPDR INDEX SHARES FU|HRBF|American Enterprise Investment Services Inc.|5410
EWX|SPDR INDEX SHARES FU|IATS|INTERACTIVE BROKERS LLC|1320
EWX|SPDR INDEX SHARES FU|IBKR|Interactive Brokers Llc|1747
EWX|SPDR INDEX SHARES FU|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|107
EWX|SPDR INDEX SHARES FU|ICBX|INSTINET, LLC|8576
EWX|SPDR INDEX SHARES FU|INCA|INSTINET, LLC|5300
EWX|SPDR INDEX SHARES FU|INJX|INSTINET, LLC|2
EWX|SPDR INDEX SHARES FU|ITGI|ITG Inc.|5398
EWX|SPDR INDEX SHARES FU|ITGP|ITG INC.|3000
EWX|SPDR INDEX SHARES FU|JANY|Janney Montgomery Scott Inc.|285
EWX|SPDR INDEX SHARES FU|JEFF|JEFFERIES LLC|13
EWX|SPDR INDEX SHARES FU|JPMX|J.P. Morgan Securities LLC|3412
EWX|SPDR INDEX SHARES FU|JSEB|JANE STREET EXECUTION SERVICES, LLC|187415
EWX|SPDR INDEX SHARES FU|JSJX|JANE STREET CAPITAL LLC|39593
EWX|SPDR INDEX SHARES FU|KCGM|VIRTU Americas LLC|3846
EWX|SPDR INDEX SHARES FU|LEHM|Barclays Capital Inc./Le|19800
EWX|SPDR INDEX SHARES FU|LGNT|COR CLEARING LLC|4
EWX|SPDR INDEX SHARES FU|LIME|Lime Brokerage LLC|7651
EWX|SPDR INDEX SHARES FU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10750
EWX|SPDR INDEX SHARES FU|MOTF|MOTIF INVESTING, INC.|13
EWX|SPDR INDEX SHARES FU|MSCO|MORGAN STANLEY & CO. LLC|22420
EWX|SPDR INDEX SHARES FU|MSPL|MORGAN STANLEY & CO. LLC|9100
EWX|SPDR INDEX SHARES FU|NATL|National Securities Corporation|200
EWX|SPDR INDEX SHARES FU|NBCS|NBC Securities, INC.|5
EWX|SPDR INDEX SHARES FU|NFSC|National Financial Services LLC|44583
EWX|SPDR INDEX SHARES FU|NITE|VIRTU Americas LLC|71646
EWX|SPDR INDEX SHARES FU|NITP|VIRTU Americas LLC|100
EWX|SPDR INDEX SHARES FU|NQRB|Brut, LLC|300
EWX|SPDR INDEX SHARES FU|NTBF|BMO Nesbitt Burns Inc./CDS|2000
EWX|SPDR INDEX SHARES FU|NTRC|Northern Trust Securities, Inc.|9022
EWX|SPDR INDEX SHARES FU|OLDM|OLD MISSION CAPITAL, LLC|500
EWX|SPDR INDEX SHARES FU|OPCO|Oppenheimer & Co. Inc.|100
EWX|SPDR INDEX SHARES FU|PDQM|CODA MARKETS, INC.|9300
EWX|SPDR INDEX SHARES FU|PWJC|UBS Financial Services, Inc.|1080
EWX|SPDR INDEX SHARES FU|RBCM|RBC CAPITAL MARKETS, LLC|3636
EWX|SPDR INDEX SHARES FU|SALI|INTL FCSTONE FINANCIAL INC.|298
EWX|SPDR INDEX SHARES FU|SBSH|Citigroup Global Markets Inc.|403
EWX|SPDR INDEX SHARES FU|SEIC|SEI Investments Distribution Co.|300
EWX|SPDR INDEX SHARES FU|SGMT|GOLDMAN SACHS & CO. LLC|5994
EWX|SPDR INDEX SHARES FU|SPDR|SPEEDROUTE LLC|2600
EWX|SPDR INDEX SHARES FU|STFL|Stifel, Nicolaus & Company, Incorporated|3706
EWX|SPDR INDEX SHARES FU|STXG|Stockcross Financial Services, Inc.|135
EWX|SPDR INDEX SHARES FU|SWIM|TD Ameritrade, Inc.|453
EWX|SPDR INDEX SHARES FU|SWST|Hilltop Securities Inc.|1000
EWX|SPDR INDEX SHARES FU|TKNG|ALLY INVEST SECURITIES LLC|31
EWX|SPDR INDEX SHARES FU|TRCM|TRC MARKETS LLC|180
EWX|SPDR INDEX SHARES FU|UBSA|UBS SECURITIES LLC|21866
EWX|SPDR INDEX SHARES FU|UBSS|UBS Securities LLC|23240
EWX|SPDR INDEX SHARES FU|VALX|VIRTU AMERICAS LLC|571
EWX|SPDR INDEX SHARES FU|VGRD|Vanguard Marketing Corporation|6045
EWX|SPDR INDEX SHARES FU|WCHV|WELLS FARGO SECURITIES, LLC|17756
EWX|SPDR INDEX SHARES FU|WEDB|WEDBUSH SECURITIES INC.|50
EWX|SPDR INDEX SHARES FU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|452
EWX|SPDR INDEX SHARES FU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1774
EWX|SPDR INDEX SHARES FU|WGIF|CIBC World Markets Inc.|1235
EWX|SPDR INDEX SHARES FU|WSEA|WOLVERINE SECURITIES, LLC|1911
EWX|SPDR INDEX SHARES FU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1578
EWY|ISHARE MSCI SO KOREA|AGIS|Aegis Capital Corp.|28492
EWY|ISHARE MSCI SO KOREA|ALTX|Alternet Securities Inc.|104334
EWY|ISHARE MSCI SO KOREA|APCC|Apex Clearing Corporation|2767
EWY|ISHARE MSCI SO KOREA|BARD|Robert W. Baird & Co. Incorporated|175
EWY|ISHARE MSCI SO KOREA|BATM|CBOE TRADING, INC.|76106
EWY|ISHARE MSCI SO KOREA|BAYC|BAY CREST PARTNERS, LLC|250000
EWY|ISHARE MSCI SO KOREA|BAYT|BTIG, LLC|5800
EWY|ISHARE MSCI SO KOREA|BBNT|BB&T SECURITIES, LLC|490
EWY|ISHARE MSCI SO KOREA|BERN|Sanford C. Bernstein & Co., LLC|456898
EWY|ISHARE MSCI SO KOREA|BKCM|BNY Mellon Capital Markets LLC|148
EWY|ISHARE MSCI SO KOREA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7687
EWY|ISHARE MSCI SO KOREA|BLTK|Bulltick, Llc|1710
EWY|ISHARE MSCI SO KOREA|BNPX|BNP PARIBAS SECURITIES CORP.|39895
EWY|ISHARE MSCI SO KOREA|BRGE|Newbridge Securities Corp.|90
EWY|ISHARE MSCI SO KOREA|BYXM|CBOE TRADING, INC.|53339
EWY|ISHARE MSCI SO KOREA|CANT|Cantor Fitzgerald & Co.|94182
EWY|ISHARE MSCI SO KOREA|CHAS|Charles Schwab & Co., Inc.|620
EWY|ISHARE MSCI SO KOREA|CICF|Canaccord Genuity Corp.|5773
EWY|ISHARE MSCI SO KOREA|CIST|Capital Institutional Services, Inc.|473
EWY|ISHARE MSCI SO KOREA|CLSA|CLSA AMERICAS, LLC|2700
EWY|ISHARE MSCI SO KOREA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|250533
EWY|ISHARE MSCI SO KOREA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15351
EWY|ISHARE MSCI SO KOREA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|701396
EWY|ISHARE MSCI SO KOREA|CSIN|Citadel Securities Institutional LLC|634328
EWY|ISHARE MSCI SO KOREA|CTDL|Citadel Derivatives Group Llc|814620
EWY|ISHARE MSCI SO KOREA|CTLR|CUTLER GROUP, LP|1700
EWY|ISHARE MSCI SO KOREA|CXCX|CITIGROUP GLOBAL MARKETS INC.|133418
EWY|ISHARE MSCI SO KOREA|DAVA|Davenport & Company LLC|874
EWY|ISHARE MSCI SO KOREA|DBAB|Deutsche Bank Securities Inc.|80302
EWY|ISHARE MSCI SO KOREA|DBAX|Deutsche Bank Securities Inc.|232700
EWY|ISHARE MSCI SO KOREA|DBUL|Deutsche Bank Securities Inc.|4459
EWY|ISHARE MSCI SO KOREA|DCHF|Dart Executions, LLC|40781
EWY|ISHARE MSCI SO KOREA|DEAN|MORGAN STANLEY|11803
EWY|ISHARE MSCI SO KOREA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4126
EWY|ISHARE MSCI SO KOREA|EBXL|EBX LLC|480800
EWY|ISHARE MSCI SO KOREA|ECUT|CONVERGEX EXECUTION SOLUTIONS|3012
EWY|ISHARE MSCI SO KOREA|EGAM|CBOE TRADING, INC.|6696
EWY|ISHARE MSCI SO KOREA|EGAW|CBOE TRADING, INC.|209
EWY|ISHARE MSCI SO KOREA|EGXM|CBOE TRADING, INC.|23671
EWY|ISHARE MSCI SO KOREA|EGXW|CBOE TRADING, INC.|41
EWY|ISHARE MSCI SO KOREA|ESPO|ESPOSITO SECURITIES, LLC|5434
EWY|ISHARE MSCI SO KOREA|ETBE|Electronic Transaction Clearing, Inc.|63019
EWY|ISHARE MSCI SO KOREA|ETCB|ETC BROKERAGE SERVICES, LLC|26
EWY|ISHARE MSCI SO KOREA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|58490
EWY|ISHARE MSCI SO KOREA|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|400
EWY|ISHARE MSCI SO KOREA|ETRS|E*Trade Securities LLC|74306
EWY|ISHARE MSCI SO KOREA|FBSB|U.S. Bancorp Investments, Inc.|111
EWY|ISHARE MSCI SO KOREA|FCST|INTL FCSTONE FINANCIAL INC.|6000
EWY|ISHARE MSCI SO KOREA|FIDT|Fidelity Clearing Canada ULC./ CDS|8567
EWY|ISHARE MSCI SO KOREA|FILL|Tradestation Securities, Inc.|3374
EWY|ISHARE MSCI SO KOREA|FLTU|FLOW TRADERS US LLC|220431
EWY|ISHARE MSCI SO KOREA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|7397
EWY|ISHARE MSCI SO KOREA|FMAF|NBCN Inc./ CDS|11244
EWY|ISHARE MSCI SO KOREA|FQLS|Quantlab Securities LP|382215
EWY|ISHARE MSCI SO KOREA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|202727
EWY|ISHARE MSCI SO KOREA|FTBR|Foliofn Investments, Inc.|5937
EWY|ISHARE MSCI SO KOREA|GARC|ICAP Corporates LLC|585000
EWY|ISHARE MSCI SO KOREA|GBMT|GBM International, Inc.|10093
EWY|ISHARE MSCI SO KOREA|GEBB|GLOBAL EXECUTION BROKERS, LP|86459
EWY|ISHARE MSCI SO KOREA|GLIS|TD Securities Inc|431
EWY|ISHARE MSCI SO KOREA|GLPX|ACS EXECUTION SERVICES, LLC|53423
EWY|ISHARE MSCI SO KOREA|GSCO|GOLDMAN SACHS & CO. LLC|810573
EWY|ISHARE MSCI SO KOREA|GSCS|GOLDMAN SACHS & CO. LLC|37731
EWY|ISHARE MSCI SO KOREA|GSLT|GOLDMAN SACHS & CO. LLC|198021
EWY|ISHARE MSCI SO KOREA|GTSZ|GTS SECURITIES LLC|79127
EWY|ISHARE MSCI SO KOREA|HRBF|American Enterprise Investment Services Inc.|8924
EWY|ISHARE MSCI SO KOREA|HSBC|HSBC Securities, Inc.|27691
EWY|ISHARE MSCI SO KOREA|IATS|INTERACTIVE BROKERS LLC|36093
EWY|ISHARE MSCI SO KOREA|IBKR|Interactive Brokers Llc|176125
EWY|ISHARE MSCI SO KOREA|ICBX|INSTINET, LLC|252825
EWY|ISHARE MSCI SO KOREA|INCA|INSTINET, LLC|714416
EWY|ISHARE MSCI SO KOREA|INJX|INSTINET, LLC|9889
EWY|ISHARE MSCI SO KOREA|ITGI|ITG Inc.|83542
EWY|ISHARE MSCI SO KOREA|ITGP|ITG INC.|295200
EWY|ISHARE MSCI SO KOREA|JANY|Janney Montgomery Scott Inc.|939
EWY|ISHARE MSCI SO KOREA|JEFF|JEFFERIES LLC|172486
EWY|ISHARE MSCI SO KOREA|JMPT|JUMP TRADING, LLC|55518
EWY|ISHARE MSCI SO KOREA|JPBX|J.P. MORGAN SECURITIES LLC|320
EWY|ISHARE MSCI SO KOREA|JPMX|J.P. Morgan Securities LLC|242396
EWY|ISHARE MSCI SO KOREA|JSEB|JANE STREET EXECUTION SERVICES, LLC|1348268
EWY|ISHARE MSCI SO KOREA|JSJX|JANE STREET CAPITAL LLC|1030933
EWY|ISHARE MSCI SO KOREA|KCGM|VIRTU Americas LLC|123521
EWY|ISHARE MSCI SO KOREA|LEHM|Barclays Capital Inc./Le|1905412
EWY|ISHARE MSCI SO KOREA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|12469
EWY|ISHARE MSCI SO KOREA|LIME|Lime Brokerage LLC|197205
EWY|ISHARE MSCI SO KOREA|LIWD|LIME BROKERAGE LLC|528
EWY|ISHARE MSCI SO KOREA|LQNA|LIQUIDNET, INC.|5200
EWY|ISHARE MSCI SO KOREA|LSCI|Lek Securities Corporation|1078
EWY|ISHARE MSCI SO KOREA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
EWY|ISHARE MSCI SO KOREA|MACC|Mid Atlantic Capital Corporation|680
EWY|ISHARE MSCI SO KOREA|MAXM|Maxim Group LLC|84464
EWY|ISHARE MSCI SO KOREA|MCMF|Raymond James Ltd. Cds|330
EWY|ISHARE MSCI SO KOREA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|669935
EWY|ISHARE MSCI SO KOREA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3960
EWY|ISHARE MSCI SO KOREA|MOTF|MOTIF INVESTING, INC.|5
EWY|ISHARE MSCI SO KOREA|MPSG|E D & F Man Capital Markets Inc.|19706
EWY|ISHARE MSCI SO KOREA|MSCO|MORGAN STANLEY & CO. LLC|1633967
EWY|ISHARE MSCI SO KOREA|MSPL|MORGAN STANLEY & CO. LLC|446200
EWY|ISHARE MSCI SO KOREA|MSTX|MORGAN STANLEY & CO. LLC|38300
EWY|ISHARE MSCI SO KOREA|NFSC|National Financial Services LLC|125756
EWY|ISHARE MSCI SO KOREA|NITE|VIRTU Americas LLC|896523
EWY|ISHARE MSCI SO KOREA|NITP|VIRTU Americas LLC|11413
EWY|ISHARE MSCI SO KOREA|NQRB|Brut, LLC|31024
EWY|ISHARE MSCI SO KOREA|NTBF|BMO Nesbitt Burns Inc./CDS|40
EWY|ISHARE MSCI SO KOREA|NTRC|Northern Trust Securities, Inc.|189839
EWY|ISHARE MSCI SO KOREA|OHOS|TWO SIGMA SECURITIES, LLC|19569
EWY|ISHARE MSCI SO KOREA|OLDM|OLD MISSION CAPITAL, LLC|393843
EWY|ISHARE MSCI SO KOREA|OPCO|Oppenheimer & Co. Inc.|1177
EWY|ISHARE MSCI SO KOREA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|420000
EWY|ISHARE MSCI SO KOREA|PCPT|PHILLIP CAPITAL INC.|105
EWY|ISHARE MSCI SO KOREA|PDQM|CODA MARKETS, INC.|13853
EWY|ISHARE MSCI SO KOREA|PHLY|NASDAQ Execution Services, LLC|3800
EWY|ISHARE MSCI SO KOREA|PWJC|UBS Financial Services, Inc.|2090
EWY|ISHARE MSCI SO KOREA|QMSR|QUATTRO M SECURITIES INC.|78376
EWY|ISHARE MSCI SO KOREA|RBCM|RBC CAPITAL MARKETS, LLC|11251
EWY|ISHARE MSCI SO KOREA|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|12700
EWY|ISHARE MSCI SO KOREA|SAGL|SAGETRADER, LLC|2800
EWY|ISHARE MSCI SO KOREA|SALI|INTL FCSTONE FINANCIAL INC.|350
EWY|ISHARE MSCI SO KOREA|SBSH|Citigroup Global Markets Inc.|239155
EWY|ISHARE MSCI SO KOREA|SEIC|SEI Investments Distribution Co.|300
EWY|ISHARE MSCI SO KOREA|SGMT|GOLDMAN SACHS & CO. LLC|390018
EWY|ISHARE MSCI SO KOREA|SPDR|SPEEDROUTE LLC|12518
EWY|ISHARE MSCI SO KOREA|STFL|Stifel, Nicolaus & Company, Incorporated|7398
EWY|ISHARE MSCI SO KOREA|STKP|STOCKPILE INVESTMENTS, INC.|68
EWY|ISHARE MSCI SO KOREA|SWIM|TD Ameritrade, Inc.|7638
EWY|ISHARE MSCI SO KOREA|SWST|Hilltop Securities Inc.|1601
EWY|ISHARE MSCI SO KOREA|TKNG|ALLY INVEST SECURITIES LLC|487
EWY|ISHARE MSCI SO KOREA|TRBT|Tradebot Systems, Inc.|753600
EWY|ISHARE MSCI SO KOREA|TRCM|TRC MARKETS LLC|1026234
EWY|ISHARE MSCI SO KOREA|TWTT|TASTYWORKS, INC.|1400
EWY|ISHARE MSCI SO KOREA|UBSA|UBS SECURITIES LLC|1225069
EWY|ISHARE MSCI SO KOREA|UBSS|UBS Securities LLC|1048112
EWY|ISHARE MSCI SO KOREA|VALX|VIRTU AMERICAS LLC|41263
EWY|ISHARE MSCI SO KOREA|VGRD|Vanguard Marketing Corporation|22224
EWY|ISHARE MSCI SO KOREA|VSIN|Vision Financial Markets Llc|10
EWY|ISHARE MSCI SO KOREA|WABR|Wall Street Access|5994
EWY|ISHARE MSCI SO KOREA|WBET|Wallachbeth Capital LLC|295094
EWY|ISHARE MSCI SO KOREA|WBLR|WILLIAM BLAIR|400
EWY|ISHARE MSCI SO KOREA|WCHV|WELLS FARGO SECURITIES, LLC|53903
EWY|ISHARE MSCI SO KOREA|WEED|Weeden & Co.L.P.|4485
EWY|ISHARE MSCI SO KOREA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15788
EWY|ISHARE MSCI SO KOREA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44858
EWY|ISHARE MSCI SO KOREA|WGIF|CIBC World Markets Inc.|529
EWY|ISHARE MSCI SO KOREA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
EWY|ISHARE MSCI SO KOREA|WSEA|WOLVERINE SECURITIES, LLC|9518
EWY|ISHARE MSCI SO KOREA|XPUS|XP SECURITIES, LLC|818000
EWY|ISHARE MSCI SO KOREA|XSTM|NATIONAL FINANCIAL SERVICES LLC|15714
EWY|ISHARE MSCI SO KOREA|YKNA|COMHAR CAPITAL MARKETS, LLC|1349
EWY|ISHARE MSCI SO KOREA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15516
EWZ|ISHS MSCI BRAZIL ETF|ABLE|NATIXIS Securities Americas LLC|2000000
EWZ|ISHS MSCI BRAZIL ETF|ADAM|CANACCORD GENUITY INC.|681362
EWZ|ISHS MSCI BRAZIL ETF|AGIS|Aegis Capital Corp.|29300
EWZ|ISHS MSCI BRAZIL ETF|ALTX|Alternet Securities Inc.|188674
EWZ|ISHS MSCI BRAZIL ETF|APCC|Apex Clearing Corporation|36174
EWZ|ISHS MSCI BRAZIL ETF|BANK|Primevest Financial Services, Inc.|595
EWZ|ISHS MSCI BRAZIL ETF|BARD|Robert W. Baird & Co. Incorporated|5852
EWZ|ISHS MSCI BRAZIL ETF|BATM|CBOE TRADING, INC.|241273
EWZ|ISHS MSCI BRAZIL ETF|BAYC|BAY CREST PARTNERS, LLC|1000000
EWZ|ISHS MSCI BRAZIL ETF|BAYT|BTIG, LLC|57833
EWZ|ISHS MSCI BRAZIL ETF|BBNT|BB&T SECURITIES, LLC|141
EWZ|ISHS MSCI BRAZIL ETF|BERN|Sanford C. Bernstein & Co., LLC|972863
EWZ|ISHS MSCI BRAZIL ETF|BIMI|Banca IMI Securities Corp.|2590
EWZ|ISHS MSCI BRAZIL ETF|BKCM|BNY Mellon Capital Markets LLC|12510
EWZ|ISHS MSCI BRAZIL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|278196
EWZ|ISHS MSCI BRAZIL ETF|BLKX|INSTINET, LLC|80700
EWZ|ISHS MSCI BRAZIL ETF|BLTK|Bulltick, Llc|70840
EWZ|ISHS MSCI BRAZIL ETF|BMAK|BMA SECURITIES|140000
EWZ|ISHS MSCI BRAZIL ETF|BMOC|BMO Capital Markets Corp.|2756
EWZ|ISHS MSCI BRAZIL ETF|BMSI|BULL MARKET SECURITIES, INC.|309
EWZ|ISHS MSCI BRAZIL ETF|BNCH|The Benchmark Company, LLC|96063
EWZ|ISHS MSCI BRAZIL ETF|BNPX|BNP PARIBAS SECURITIES CORP.|713792
EWZ|ISHS MSCI BRAZIL ETF|BYXM|CBOE TRADING, INC.|44105
EWZ|ISHS MSCI BRAZIL ETF|CANT|Cantor Fitzgerald & Co.|1230744
EWZ|ISHS MSCI BRAZIL ETF|CHAS|Charles Schwab & Co., Inc.|27210
EWZ|ISHS MSCI BRAZIL ETF|CHBC|PENSERRA SECURITIES, LLC|4070000
EWZ|ISHS MSCI BRAZIL ETF|CICF|Canaccord Genuity Corp.|3000
EWZ|ISHS MSCI BRAZIL ETF|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1500
EWZ|ISHS MSCI BRAZIL ETF|CIST|Capital Institutional Services, Inc.|9132
EWZ|ISHS MSCI BRAZIL ETF|CLSA|CLSA AMERICAS, LLC|40
EWZ|ISHS MSCI BRAZIL ETF|CNTR|PRECISION SECURITIES, LLC|4400
EWZ|ISHS MSCI BRAZIL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|668920
EWZ|ISHS MSCI BRAZIL ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10030
EWZ|ISHS MSCI BRAZIL ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|285007
EWZ|ISHS MSCI BRAZIL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4781249
EWZ|ISHS MSCI BRAZIL ETF|CSIN|Citadel Securities Institutional LLC|183905
EWZ|ISHS MSCI BRAZIL ETF|CSMS|CORNERSTONE MACRO LLC|15300
EWZ|ISHS MSCI BRAZIL ETF|CTDL|Citadel Derivatives Group Llc|1154649
EWZ|ISHS MSCI BRAZIL ETF|CTLR|CUTLER GROUP, LP|6200
EWZ|ISHS MSCI BRAZIL ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1806476
EWZ|ISHS MSCI BRAZIL ETF|DADA|D.A. Davidson & Co.|171
EWZ|ISHS MSCI BRAZIL ETF|DBAB|Deutsche Bank Securities Inc.|2454307
EWZ|ISHS MSCI BRAZIL ETF|DBAX|Deutsche Bank Securities Inc.|6016100
EWZ|ISHS MSCI BRAZIL ETF|DBUL|Deutsche Bank Securities Inc.|21053
EWZ|ISHS MSCI BRAZIL ETF|DCHF|Dart Executions, LLC|237527
EWZ|ISHS MSCI BRAZIL ETF|DEAN|MORGAN STANLEY|68606
EWZ|ISHS MSCI BRAZIL ETF|DEGS|RONIN PROFESSIONAL LLC|5100
EWZ|ISHS MSCI BRAZIL ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|886216
EWZ|ISHS MSCI BRAZIL ETF|EBXL|EBX LLC|4258900
EWZ|ISHS MSCI BRAZIL ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|82618
EWZ|ISHS MSCI BRAZIL ETF|EDJO|Edward D. Jones & Co., L.P.|334
EWZ|ISHS MSCI BRAZIL ETF|EGAM|CBOE TRADING, INC.|482514
EWZ|ISHS MSCI BRAZIL ETF|EGAW|CBOE TRADING, INC.|3071
EWZ|ISHS MSCI BRAZIL ETF|EGXM|CBOE TRADING, INC.|100847
EWZ|ISHS MSCI BRAZIL ETF|EGXW|CBOE TRADING, INC.|706
EWZ|ISHS MSCI BRAZIL ETF|EROP|Eroom Securities L.L.C.|7000
EWZ|ISHS MSCI BRAZIL ETF|ESPO|ESPOSITO SECURITIES, LLC|213
EWZ|ISHS MSCI BRAZIL ETF|ETBE|Electronic Transaction Clearing, Inc.|1051905
EWZ|ISHS MSCI BRAZIL ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|292691
EWZ|ISHS MSCI BRAZIL ETF|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
EWZ|ISHS MSCI BRAZIL ETF|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|110200
EWZ|ISHS MSCI BRAZIL ETF|ETRS|E*Trade Securities LLC|2829484
EWZ|ISHS MSCI BRAZIL ETF|FBSB|U.S. Bancorp Investments, Inc.|2
EWZ|ISHS MSCI BRAZIL ETF|FCST|INTL FCSTONE FINANCIAL INC.|772720
EWZ|ISHS MSCI BRAZIL ETF|FFSI|Firstrade Securities Inc.|100
EWZ|ISHS MSCI BRAZIL ETF|FILL|Tradestation Securities, Inc.|368070
EWZ|ISHS MSCI BRAZIL ETF|FINX|FINTECH SECURITIES|400
EWZ|ISHS MSCI BRAZIL ETF|FLTU|FLOW TRADERS US LLC|9290718
EWZ|ISHS MSCI BRAZIL ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|6024005
EWZ|ISHS MSCI BRAZIL ETF|FMAF|NBCN Inc./ CDS|7869
EWZ|ISHS MSCI BRAZIL ETF|FOGS|FOG EQUITIES LLC|300000
EWZ|ISHS MSCI BRAZIL ETF|FQLS|Quantlab Securities LP|10639106
EWZ|ISHS MSCI BRAZIL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|467267
EWZ|ISHS MSCI BRAZIL ETF|FTBR|Foliofn Investments, Inc.|20052
EWZ|ISHS MSCI BRAZIL ETF|GARC|ICAP Corporates LLC|4572116
EWZ|ISHS MSCI BRAZIL ETF|GBMT|GBM International, Inc.|82541
EWZ|ISHS MSCI BRAZIL ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|4956198
EWZ|ISHS MSCI BRAZIL ETF|GFRY|JUMP TRADING, LLC|473416
EWZ|ISHS MSCI BRAZIL ETF|GLIS|TD Securities Inc|1480
EWZ|ISHS MSCI BRAZIL ETF|GLPX|ACS EXECUTION SERVICES, LLC|936728
EWZ|ISHS MSCI BRAZIL ETF|GSCO|GOLDMAN SACHS & CO. LLC|15111080
EWZ|ISHS MSCI BRAZIL ETF|GSCS|GOLDMAN SACHS & CO. LLC|379885
EWZ|ISHS MSCI BRAZIL ETF|GSLT|GOLDMAN SACHS & CO. LLC|2542627
EWZ|ISHS MSCI BRAZIL ETF|GTSZ|GTS SECURITIES LLC|392375
EWZ|ISHS MSCI BRAZIL ETF|HRBF|American Enterprise Investment Services Inc.|118218
EWZ|ISHS MSCI BRAZIL ETF|HSBC|HSBC Securities, Inc.|270170
EWZ|ISHS MSCI BRAZIL ETF|IATS|INTERACTIVE BROKERS LLC|908812
EWZ|ISHS MSCI BRAZIL ETF|IBKR|Interactive Brokers Llc|1960476
EWZ|ISHS MSCI BRAZIL ETF|ICBX|INSTINET, LLC|3926134
EWZ|ISHS MSCI BRAZIL ETF|INCA|INSTINET, LLC|6297788
EWZ|ISHS MSCI BRAZIL ETF|INJX|INSTINET, LLC|7725
EWZ|ISHS MSCI BRAZIL ETF|ITGI|ITG Inc.|292375
EWZ|ISHS MSCI BRAZIL ETF|ITGP|ITG INC.|3301000
EWZ|ISHS MSCI BRAZIL ETF|JEFF|JEFFERIES LLC|1925819
EWZ|ISHS MSCI BRAZIL ETF|JMPT|JUMP TRADING, LLC|1210979
EWZ|ISHS MSCI BRAZIL ETF|JPBX|J.P. MORGAN SECURITIES LLC|493059
EWZ|ISHS MSCI BRAZIL ETF|JPMX|J.P. Morgan Securities LLC|5934182
EWZ|ISHS MSCI BRAZIL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|2075194
EWZ|ISHS MSCI BRAZIL ETF|JSJX|JANE STREET CAPITAL LLC|4789987
EWZ|ISHS MSCI BRAZIL ETF|JUTA|JUMP TRADING, LLC|134806
EWZ|ISHS MSCI BRAZIL ETF|KCGM|VIRTU Americas LLC|1931679
EWZ|ISHS MSCI BRAZIL ETF|LEHM|Barclays Capital Inc./Le|32588462
EWZ|ISHS MSCI BRAZIL ETF|LGNT|COR CLEARING LLC|2
EWZ|ISHS MSCI BRAZIL ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|17407
EWZ|ISHS MSCI BRAZIL ETF|LIME|Lime Brokerage LLC|19344516
EWZ|ISHS MSCI BRAZIL ETF|LIWM|LIME BROKERAGE LLC|744
EWZ|ISHS MSCI BRAZIL ETF|LMGP|LIME BROKERAGE LLC|15500
EWZ|ISHS MSCI BRAZIL ETF|LQNA|LIQUIDNET, INC.|56100
EWZ|ISHS MSCI BRAZIL ETF|LSCI|Lek Securities Corporation|1472437
EWZ|ISHS MSCI BRAZIL ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|52085
EWZ|ISHS MSCI BRAZIL ETF|MAXM|Maxim Group LLC|190356
EWZ|ISHS MSCI BRAZIL ETF|MBTS|ALLY INVEST SECURITIES LLC|2350
EWZ|ISHS MSCI BRAZIL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4545251
EWZ|ISHS MSCI BRAZIL ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|316203
EWZ|ISHS MSCI BRAZIL ETF|MOTF|MOTIF INVESTING, INC.|7
EWZ|ISHS MSCI BRAZIL ETF|MPSG|E D & F Man Capital Markets Inc.|120841
EWZ|ISHS MSCI BRAZIL ETF|MSCO|MORGAN STANLEY & CO. LLC|35979789
EWZ|ISHS MSCI BRAZIL ETF|MSPL|MORGAN STANLEY & CO. LLC|8639800
EWZ|ISHS MSCI BRAZIL ETF|MSTX|MORGAN STANLEY & CO. LLC|290400
EWZ|ISHS MSCI BRAZIL ETF|NEUB|NEUBERGER BERMAN BD LLC|1600
EWZ|ISHS MSCI BRAZIL ETF|NFSC|National Financial Services LLC|1318985
EWZ|ISHS MSCI BRAZIL ETF|NITE|VIRTU Americas LLC|9561326
EWZ|ISHS MSCI BRAZIL ETF|NITP|VIRTU Americas LLC|1369793
EWZ|ISHS MSCI BRAZIL ETF|NMRA|Nomura Securities International, Inc.|40376
EWZ|ISHS MSCI BRAZIL ETF|NQRB|Brut, LLC|414973
EWZ|ISHS MSCI BRAZIL ETF|NTBF|BMO Nesbitt Burns Inc./CDS|5577
EWZ|ISHS MSCI BRAZIL ETF|OHOS|TWO SIGMA SECURITIES, LLC|795907
EWZ|ISHS MSCI BRAZIL ETF|OLDM|OLD MISSION CAPITAL, LLC|1268272
EWZ|ISHS MSCI BRAZIL ETF|OPCO|Oppenheimer & Co. Inc.|6876
EWZ|ISHS MSCI BRAZIL ETF|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4372500
EWZ|ISHS MSCI BRAZIL ETF|PCPT|PHILLIP CAPITAL INC.|5249
EWZ|ISHS MSCI BRAZIL ETF|PDQM|CODA MARKETS, INC.|1367413
EWZ|ISHS MSCI BRAZIL ETF|PHLY|NASDAQ Execution Services, LLC|48200
EWZ|ISHS MSCI BRAZIL ETF|PIPR|Piper Jaffray & Co.|3983
EWZ|ISHS MSCI BRAZIL ETF|POIN|PRECISION SECURITIES, LLC (POIN)|400
EWZ|ISHS MSCI BRAZIL ETF|PREC|PRECISION SECURITIES, LLC|69844
EWZ|ISHS MSCI BRAZIL ETF|PWJC|UBS Financial Services, Inc.|90252
EWZ|ISHS MSCI BRAZIL ETF|QMSR|QUATTRO M SECURITIES INC.|50952
EWZ|ISHS MSCI BRAZIL ETF|RBCM|RBC CAPITAL MARKETS, LLC|65398
EWZ|ISHS MSCI BRAZIL ETF|RHCO|Suntrust Robinson Humphrey, Inc.|49000
EWZ|ISHS MSCI BRAZIL ETF|RHOX|XR Securities LLC|1638236
EWZ|ISHS MSCI BRAZIL ETF|RWPS|R.W. Pressprich & Co., Inc.|14100
EWZ|ISHS MSCI BRAZIL ETF|SAGL|SAGETRADER, LLC|64581
EWZ|ISHS MSCI BRAZIL ETF|SALI|INTL FCSTONE FINANCIAL INC.|101
EWZ|ISHS MSCI BRAZIL ETF|SBSH|Citigroup Global Markets Inc.|10115583
EWZ|ISHS MSCI BRAZIL ETF|SEIC|SEI Investments Distribution Co.|1000
EWZ|ISHS MSCI BRAZIL ETF|SGMT|GOLDMAN SACHS & CO. LLC|5032066
EWZ|ISHS MSCI BRAZIL ETF|SPDR|SPEEDROUTE LLC|136726
EWZ|ISHS MSCI BRAZIL ETF|SPHN|Stephens Inc.|403
EWZ|ISHS MSCI BRAZIL ETF|SPTD|MINT GLOBAL MARKETS, INC.|200
EWZ|ISHS MSCI BRAZIL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|20054
EWZ|ISHS MSCI BRAZIL ETF|STKP|STOCKPILE INVESTMENTS, INC.|32
EWZ|ISHS MSCI BRAZIL ETF|STTT|STATETRUST INVESTMENTS INC.|1341
EWZ|ISHS MSCI BRAZIL ETF|SWIM|TD Ameritrade, Inc.|1220499
EWZ|ISHS MSCI BRAZIL ETF|SWST|Hilltop Securities Inc.|8694
EWZ|ISHS MSCI BRAZIL ETF|TDFS|TRADERFIELD SECURITIES INC.|2000
EWZ|ISHS MSCI BRAZIL ETF|TITL|TITLEIST ASSET MANAGEMENT, LTD.|1120
EWZ|ISHS MSCI BRAZIL ETF|TKNG|ALLY INVEST SECURITIES LLC|13942
EWZ|ISHS MSCI BRAZIL ETF|TRBT|Tradebot Systems, Inc.|18567826
EWZ|ISHS MSCI BRAZIL ETF|TRCM|TRC MARKETS LLC|11311817
EWZ|ISHS MSCI BRAZIL ETF|TWTT|TASTYWORKS, INC.|8907
EWZ|ISHS MSCI BRAZIL ETF|UBSA|UBS SECURITIES LLC|13233480
EWZ|ISHS MSCI BRAZIL ETF|UBSS|UBS Securities LLC|15186900
EWZ|ISHS MSCI BRAZIL ETF|VALX|VIRTU AMERICAS LLC|783824
EWZ|ISHS MSCI BRAZIL ETF|VERT|The Vertical Trading Group, LLC|75
EWZ|ISHS MSCI BRAZIL ETF|VGRD|Vanguard Marketing Corporation|144922
EWZ|ISHS MSCI BRAZIL ETF|WABR|Wall Street Access|30000
EWZ|ISHS MSCI BRAZIL ETF|WBET|Wallachbeth Capital LLC|595680
EWZ|ISHS MSCI BRAZIL ETF|WCHV|WELLS FARGO SECURITIES, LLC|399925
EWZ|ISHS MSCI BRAZIL ETF|WEDB|WEDBUSH SECURITIES INC.|836217
EWZ|ISHS MSCI BRAZIL ETF|WEED|Weeden & Co.L.P.|1000
EWZ|ISHS MSCI BRAZIL ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|84898
EWZ|ISHS MSCI BRAZIL ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|525743
EWZ|ISHS MSCI BRAZIL ETF|WGIF|CIBC World Markets Inc.|2787
EWZ|ISHS MSCI BRAZIL ETF|WHOT|JUST2TRADE, INC.|100
EWZ|ISHS MSCI BRAZIL ETF|WSEA|WOLVERINE SECURITIES, LLC|67261
EWZ|ISHS MSCI BRAZIL ETF|XPUS|XP SECURITIES, LLC|1422429
EWZ|ISHS MSCI BRAZIL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|125662
EWZ|ISHS MSCI BRAZIL ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|76756
EWZ|ISHS MSCI BRAZIL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48831
EWZS|ISHARES MSCI BRAZIL|APCC|Apex Clearing Corporation|1850
EWZS|ISHARES MSCI BRAZIL|BARD|Robert W. Baird & Co. Incorporated|21
EWZS|ISHARES MSCI BRAZIL|BATM|CBOE TRADING, INC.|5
EWZS|ISHARES MSCI BRAZIL|BERN|Sanford C. Bernstein & Co., LLC|12409
EWZS|ISHARES MSCI BRAZIL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|840
EWZS|ISHARES MSCI BRAZIL|BMAK|BMA SECURITIES|12508
EWZS|ISHARES MSCI BRAZIL|BYXM|CBOE TRADING, INC.|100
EWZS|ISHARES MSCI BRAZIL|CHAS|Charles Schwab & Co., Inc.|5
EWZS|ISHARES MSCI BRAZIL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|968
EWZS|ISHARES MSCI BRAZIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10281
EWZS|ISHARES MSCI BRAZIL|CTDL|Citadel Derivatives Group Llc|70329
EWZS|ISHARES MSCI BRAZIL|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
EWZS|ISHARES MSCI BRAZIL|DBAX|Deutsche Bank Securities Inc.|10600
EWZS|ISHARES MSCI BRAZIL|DEAN|MORGAN STANLEY|150
EWZS|ISHARES MSCI BRAZIL|EBXL|EBX LLC|13400
EWZS|ISHARES MSCI BRAZIL|EDJO|Edward D. Jones & Co., L.P.|100
EWZS|ISHARES MSCI BRAZIL|EGAM|CBOE TRADING, INC.|200
EWZS|ISHARES MSCI BRAZIL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|488
EWZS|ISHARES MSCI BRAZIL|ETRS|E*Trade Securities LLC|10253
EWZS|ISHARES MSCI BRAZIL|FBCO|Credit Suisse Securities (USA) LLC|28513
EWZS|ISHARES MSCI BRAZIL|FOMA|TD AMERITRADE CLEARING, INC.|34312
EWZS|ISHARES MSCI BRAZIL|FTBR|Foliofn Investments, Inc.|100
EWZS|ISHARES MSCI BRAZIL|GBMT|GBM International, Inc.|687
EWZS|ISHARES MSCI BRAZIL|GEBB|GLOBAL EXECUTION BROKERS, LP|852
EWZS|ISHARES MSCI BRAZIL|GLPX|ACS EXECUTION SERVICES, LLC|3181
EWZS|ISHARES MSCI BRAZIL|GSLT|GOLDMAN SACHS & CO. LLC|100
EWZS|ISHARES MSCI BRAZIL|GTSZ|GTS SECURITIES LLC|301
EWZS|ISHARES MSCI BRAZIL|HRBF|American Enterprise Investment Services Inc.|44
EWZS|ISHARES MSCI BRAZIL|IATS|INTERACTIVE BROKERS LLC|500
EWZS|ISHARES MSCI BRAZIL|IBKR|Interactive Brokers Llc|31930
EWZS|ISHARES MSCI BRAZIL|ICBX|INSTINET, LLC|18818
EWZS|ISHARES MSCI BRAZIL|INCA|INSTINET, LLC|2300
EWZS|ISHARES MSCI BRAZIL|ITGI|ITG Inc.|1600
EWZS|ISHARES MSCI BRAZIL|ITGP|ITG INC.|600
EWZS|ISHARES MSCI BRAZIL|JPMX|J.P. Morgan Securities LLC|4600
EWZS|ISHARES MSCI BRAZIL|JSJX|JANE STREET CAPITAL LLC|41986
EWZS|ISHARES MSCI BRAZIL|KCGM|VIRTU Americas LLC|15539
EWZS|ISHARES MSCI BRAZIL|LEHM|Barclays Capital Inc./Le|14600
EWZS|ISHARES MSCI BRAZIL|LIME|Lime Brokerage LLC|30713
EWZS|ISHARES MSCI BRAZIL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15400
EWZS|ISHARES MSCI BRAZIL|MSCO|MORGAN STANLEY & CO. LLC|33308
EWZS|ISHARES MSCI BRAZIL|MSPL|MORGAN STANLEY & CO. LLC|1200
EWZS|ISHARES MSCI BRAZIL|NFSC|National Financial Services LLC|79446
EWZS|ISHARES MSCI BRAZIL|NITE|VIRTU Americas LLC|95988
EWZS|ISHARES MSCI BRAZIL|NITP|VIRTU Americas LLC|2101
EWZS|ISHARES MSCI BRAZIL|NQRB|Brut, LLC|1200
EWZS|ISHARES MSCI BRAZIL|PDQM|CODA MARKETS, INC.|6979
EWZS|ISHARES MSCI BRAZIL|PREC|PRECISION SECURITIES, LLC|1036454
EWZS|ISHARES MSCI BRAZIL|RAJA|Raymond James & Associates, Inc.|11816
EWZS|ISHARES MSCI BRAZIL|RBCM|RBC CAPITAL MARKETS, LLC|900
EWZS|ISHARES MSCI BRAZIL|SAGL|SAGETRADER, LLC|14800
EWZS|ISHARES MSCI BRAZIL|SBSH|Citigroup Global Markets Inc.|2604
EWZS|ISHARES MSCI BRAZIL|SGMT|GOLDMAN SACHS & CO. LLC|4900
EWZS|ISHARES MSCI BRAZIL|SPDR|SPEEDROUTE LLC|300
EWZS|ISHARES MSCI BRAZIL|SPHN|Stephens Inc.|11
EWZS|ISHARES MSCI BRAZIL|STFL|Stifel, Nicolaus & Company, Incorporated|3
EWZS|ISHARES MSCI BRAZIL|SWIM|TD Ameritrade, Inc.|3935
EWZS|ISHARES MSCI BRAZIL|SWST|Hilltop Securities Inc.|1091
EWZS|ISHARES MSCI BRAZIL|TRCM|TRC MARKETS LLC|4836
EWZS|ISHARES MSCI BRAZIL|UBSA|UBS SECURITIES LLC|16415
EWZS|ISHARES MSCI BRAZIL|UBSS|UBS Securities LLC|31038
EWZS|ISHARES MSCI BRAZIL|VGRD|Vanguard Marketing Corporation|27642
EWZS|ISHARES MSCI BRAZIL|WCHV|WELLS FARGO SECURITIES, LLC|18668
EWZS|ISHARES MSCI BRAZIL|WGIF|CIBC World Markets Inc.|2740
EWZS|ISHARES MSCI BRAZIL|WSEA|WOLVERINE SECURITIES, LLC|70
EWZS|ISHARES MSCI BRAZIL|YKNA|COMHAR CAPITAL MARKETS, LLC|1400
EWZS|ISHARES MSCI BRAZIL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1234
EXAS|EXACT SCIENCES COR##|ABLE|NATIXIS Securities Americas LLC|536581
EXAS|EXACT SCIENCES COR##|ADAM|CANACCORD GENUITY INC.|47960
EXAS|EXACT SCIENCES COR##|AGIS|Aegis Capital Corp.|3400
EXAS|EXACT SCIENCES COR##|ALLN|Allen & Company LLC|1348
EXAS|EXACT SCIENCES COR##|ALTX|Alternet Securities Inc.|13299
EXAS|EXACT SCIENCES COR##|APCC|Apex Clearing Corporation|11172
EXAS|EXACT SCIENCES COR##|BARD|Robert W. Baird & Co. Incorporated|50759
EXAS|EXACT SCIENCES COR##|BATM|CBOE TRADING, INC.|14488
EXAS|EXACT SCIENCES COR##|BAYC|BAY CREST PARTNERS, LLC|2385
EXAS|EXACT SCIENCES COR##|BBNT|BB&T SECURITIES, LLC|1300
EXAS|EXACT SCIENCES COR##|BERN|Sanford C. Bernstein & Co., LLC|107550
EXAS|EXACT SCIENCES COR##|BIDS|BIDS TRADING L.P.|11863
EXAS|EXACT SCIENCES COR##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|72079
EXAS|EXACT SCIENCES COR##|BLKX|INSTINET, LLC|87310
EXAS|EXACT SCIENCES COR##|BMOC|BMO Capital Markets Corp.|51488
EXAS|EXACT SCIENCES COR##|BMSI|BULL MARKET SECURITIES, INC.|900
EXAS|EXACT SCIENCES COR##|BNPX|BNP PARIBAS SECURITIES CORP.|95702
EXAS|EXACT SCIENCES COR##|BRGE|Newbridge Securities Corp.|770
EXAS|EXACT SCIENCES COR##|BTIG|BTIG, LLC|97207
EXAS|EXACT SCIENCES COR##|BYXM|CBOE TRADING, INC.|2111
EXAS|EXACT SCIENCES COR##|CABR|Cabrera Capital Markets, Inc.|25
EXAS|EXACT SCIENCES COR##|CANT|Cantor Fitzgerald & Co.|4493
EXAS|EXACT SCIENCES COR##|CBLC|CITIGROUP GLOBAL MARKETS INC.|21200
EXAS|EXACT SCIENCES COR##|CBRA|Cobra Trading, Inc.|200
EXAS|EXACT SCIENCES COR##|CHAS|Charles Schwab & Co., Inc.|18620
EXAS|EXACT SCIENCES COR##|CIST|Capital Institutional Services, Inc.|2923
EXAS|EXACT SCIENCES COR##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|646589
EXAS|EXACT SCIENCES COR##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|755
EXAS|EXACT SCIENCES COR##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38563
EXAS|EXACT SCIENCES COR##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|724340
EXAS|EXACT SCIENCES COR##|CTDL|Citadel Derivatives Group Llc|42720
EXAS|EXACT SCIENCES COR##|CXCX|CITIGROUP GLOBAL MARKETS INC.|107886
EXAS|EXACT SCIENCES COR##|DADA|D.A. Davidson & Co.|140
EXAS|EXACT SCIENCES COR##|DBAB|Deutsche Bank Securities Inc.|1297835
EXAS|EXACT SCIENCES COR##|DBAX|Deutsche Bank Securities Inc.|626200
EXAS|EXACT SCIENCES COR##|DBUL|Deutsche Bank Securities Inc.|1062
EXAS|EXACT SCIENCES COR##|DCHF|Dart Executions, LLC|92678
EXAS|EXACT SCIENCES COR##|DEAN|MORGAN STANLEY|18736
EXAS|EXACT SCIENCES COR##|DEGS|RONIN PROFESSIONAL LLC|40050
EXAS|EXACT SCIENCES COR##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16905
EXAS|EXACT SCIENCES COR##|DRWC|DRW SECURITIES, L.L.C.|1101
EXAS|EXACT SCIENCES COR##|DRWK|DRW SECURITIES, L.L.C.|37077
EXAS|EXACT SCIENCES COR##|EBXL|EBX LLC|358100
EXAS|EXACT SCIENCES COR##|ECUT|CONVERGEX EXECUTION SOLUTIONS|79896
EXAS|EXACT SCIENCES COR##|EDFC|E D & F MAN CAPITAL MARKETS INC.|9500
EXAS|EXACT SCIENCES COR##|EDJO|Edward D. Jones & Co., L.P.|18506
EXAS|EXACT SCIENCES COR##|EGAM|CBOE TRADING, INC.|27433
EXAS|EXACT SCIENCES COR##|EGAW|CBOE TRADING, INC.|22
EXAS|EXACT SCIENCES COR##|EGMT|EG MARKET TECHNOLOGIES LLC|3537
EXAS|EXACT SCIENCES COR##|EGXM|CBOE TRADING, INC.|17576
EXAS|EXACT SCIENCES COR##|EGXW|CBOE TRADING, INC.|100
EXAS|EXACT SCIENCES COR##|ETBE|Electronic Transaction Clearing, Inc.|164239
EXAS|EXACT SCIENCES COR##|ETCC|Electronic Transaction Clearing, Inc.|3092
EXAS|EXACT SCIENCES COR##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9587
EXAS|EXACT SCIENCES COR##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|173066
EXAS|EXACT SCIENCES COR##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|800
EXAS|EXACT SCIENCES COR##|ETRS|E*Trade Securities LLC|475257
EXAS|EXACT SCIENCES COR##|FBCO|Credit Suisse Securities (USA) LLC|5908239
EXAS|EXACT SCIENCES COR##|FBSB|U.S. Bancorp Investments, Inc.|150
EXAS|EXACT SCIENCES COR##|FILL|Tradestation Securities, Inc.|10403
EXAS|EXACT SCIENCES COR##|FMAF|NBCN Inc./ CDS|1141
EXAS|EXACT SCIENCES COR##|FOMA|TD AMERITRADE CLEARING, INC.|1378419
EXAS|EXACT SCIENCES COR##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24875
EXAS|EXACT SCIENCES COR##|FQLS|Quantlab Securities LP|1008923
EXAS|EXACT SCIENCES COR##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|240455
EXAS|EXACT SCIENCES COR##|FTBR|Foliofn Investments, Inc.|6686
EXAS|EXACT SCIENCES COR##|GEBB|GLOBAL EXECUTION BROKERS, LP|59405
EXAS|EXACT SCIENCES COR##|GLPX|ACS EXECUTION SERVICES, LLC|69548
EXAS|EXACT SCIENCES COR##|GSCO|GOLDMAN SACHS & CO. LLC|6143603
EXAS|EXACT SCIENCES COR##|GSCS|GOLDMAN SACHS & CO. LLC|93187
EXAS|EXACT SCIENCES COR##|GSLT|GOLDMAN SACHS & CO. LLC|22507
EXAS|EXACT SCIENCES COR##|GTSZ|GTS SECURITIES LLC|49574
EXAS|EXACT SCIENCES COR##|GUGS|Guggenheim Securities, LLC|63
EXAS|EXACT SCIENCES COR##|HAPX|HAP Trading, LLC|663
EXAS|EXACT SCIENCES COR##|HRBF|American Enterprise Investment Services Inc.|36101
EXAS|EXACT SCIENCES COR##|HSBC|HSBC Securities, Inc.|136177
EXAS|EXACT SCIENCES COR##|IATS|INTERACTIVE BROKERS LLC|39143
EXAS|EXACT SCIENCES COR##|IBKR|Interactive Brokers Llc|226130
EXAS|EXACT SCIENCES COR##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3861
EXAS|EXACT SCIENCES COR##|ICBX|INSTINET, LLC|102094
EXAS|EXACT SCIENCES COR##|IEQY|CITADEL SECURITIES LLC|336909
EXAS|EXACT SCIENCES COR##|INCA|INSTINET, LLC|772312
EXAS|EXACT SCIENCES COR##|INJX|INSTINET, LLC|611617
EXAS|EXACT SCIENCES COR##|ITGI|ITG Inc.|111277
EXAS|EXACT SCIENCES COR##|ITGP|ITG INC.|261600
EXAS|EXACT SCIENCES COR##|JANY|Janney Montgomery Scott Inc.|2007
EXAS|EXACT SCIENCES COR##|JEFF|JEFFERIES LLC|781146
EXAS|EXACT SCIENCES COR##|JMPT|JUMP TRADING, LLC|221788
EXAS|EXACT SCIENCES COR##|JONE|JonesTrading|550
EXAS|EXACT SCIENCES COR##|JPBX|J.P. MORGAN SECURITIES LLC|116912
EXAS|EXACT SCIENCES COR##|JPMX|J.P. Morgan Securities LLC|741768
EXAS|EXACT SCIENCES COR##|JSEB|JANE STREET EXECUTION SERVICES, LLC|25500
EXAS|EXACT SCIENCES COR##|JSJX|JANE STREET CAPITAL LLC|23701
EXAS|EXACT SCIENCES COR##|KCGM|VIRTU Americas LLC|94990
EXAS|EXACT SCIENCES COR##|KING|C. L. King & Associates, Inc.|1000
EXAS|EXACT SCIENCES COR##|LEHM|Barclays Capital Inc./Le|4235341
EXAS|EXACT SCIENCES COR##|LIME|Lime Brokerage LLC|508888
EXAS|EXACT SCIENCES COR##|LMGP|LIME BROKERAGE LLC|13519
EXAS|EXACT SCIENCES COR##|LOOP|Loop Capital Markets LLC|56605
EXAS|EXACT SCIENCES COR##|LQNA|LIQUIDNET, INC.|235700
EXAS|EXACT SCIENCES COR##|LSCI|Lek Securities Corporation|49352
EXAS|EXACT SCIENCES COR##|LTCO|Ladenburg, Thalmann & Co., Inc.|100
EXAS|EXACT SCIENCES COR##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
EXAS|EXACT SCIENCES COR##|MACC|Mid Atlantic Capital Corporation|100
EXAS|EXACT SCIENCES COR##|MAGM|TOR BROKERAGE LLC|2000
EXAS|EXACT SCIENCES COR##|MAXM|Maxim Group LLC|4423
EXAS|EXACT SCIENCES COR##|MBTS|ALLY INVEST SECURITIES LLC|5655
EXAS|EXACT SCIENCES COR##|MILE|I-Bankers Securities, Inc.|100
EXAS|EXACT SCIENCES COR##|MKMP|MKM Partners LLC|4200
EXAS|EXACT SCIENCES COR##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158590
EXAS|EXACT SCIENCES COR##|MNDX|TJM Investments, LLC|3400
EXAS|EXACT SCIENCES COR##|MOTF|MOTIF INVESTING, INC.|171
EXAS|EXACT SCIENCES COR##|MSCO|MORGAN STANLEY & CO. LLC|6930135
EXAS|EXACT SCIENCES COR##|MSPL|MORGAN STANLEY & CO. LLC|856500
EXAS|EXACT SCIENCES COR##|MSTX|MORGAN STANLEY & CO. LLC|392500
EXAS|EXACT SCIENCES COR##|MZHO|Mizuho Securities USA LLC|27000
EXAS|EXACT SCIENCES COR##|NATL|National Securities Corporation|1630
EXAS|EXACT SCIENCES COR##|NBCS|NBC Securities, INC.|1300
EXAS|EXACT SCIENCES COR##|NEUB|NEUBERGER BERMAN BD LLC|25
EXAS|EXACT SCIENCES COR##|NFSC|National Financial Services LLC|1739616
EXAS|EXACT SCIENCES COR##|NITE|VIRTU Americas LLC|2108270
EXAS|EXACT SCIENCES COR##|NITP|VIRTU Americas LLC|15263
EXAS|EXACT SCIENCES COR##|NMRA|Nomura Securities International, Inc.|1700
EXAS|EXACT SCIENCES COR##|NQRB|Brut, LLC|23164
EXAS|EXACT SCIENCES COR##|NTFN|Network 1 Financial Securities Inc.|261
EXAS|EXACT SCIENCES COR##|NTRC|Northern Trust Securities, Inc.|17921
EXAS|EXACT SCIENCES COR##|OHOS|TWO SIGMA SECURITIES, LLC|58217
EXAS|EXACT SCIENCES COR##|OPCO|Oppenheimer & Co. Inc.|27440
EXAS|EXACT SCIENCES COR##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1185
EXAS|EXACT SCIENCES COR##|PCPT|PHILLIP CAPITAL INC.|198
EXAS|EXACT SCIENCES COR##|PDQM|CODA MARKETS, INC.|95092
EXAS|EXACT SCIENCES COR##|PHLY|NASDAQ Execution Services, LLC|6800
EXAS|EXACT SCIENCES COR##|PINT|PRECISION SECURITIES, LLC|685
EXAS|EXACT SCIENCES COR##|PIPR|Piper Jaffray & Co.|22321
EXAS|EXACT SCIENCES COR##|PNSR|Penserra Securities, LLC|3005
EXAS|EXACT SCIENCES COR##|PWJC|UBS Financial Services, Inc.|12385
EXAS|EXACT SCIENCES COR##|QMSR|QUATTRO M SECURITIES INC.|14367
EXAS|EXACT SCIENCES COR##|RAJA|Raymond James & Associates, Inc.|16953
EXAS|EXACT SCIENCES COR##|RBCM|RBC CAPITAL MARKETS, LLC|25127
EXAS|EXACT SCIENCES COR##|RDBN|Redburn Partners (USA) LP|300
EXAS|EXACT SCIENCES COR##|RGLD|Regal Securities, Inc|490
EXAS|EXACT SCIENCES COR##|RJLB|RJL CAPITAL GROUP, LLC|1837
EXAS|EXACT SCIENCES COR##|RJLC|RJL CAPITAL GROUP, LLC|16718
EXAS|EXACT SCIENCES COR##|SAGL|SAGETRADER, LLC|131480
EXAS|EXACT SCIENCES COR##|SAGW|SAGETRADER, LLC|62
EXAS|EXACT SCIENCES COR##|SALI|INTL FCSTONE FINANCIAL INC.|2545
EXAS|EXACT SCIENCES COR##|SBSH|Citigroup Global Markets Inc.|2000057
EXAS|EXACT SCIENCES COR##|SEIC|SEI Investments Distribution Co.|100
EXAS|EXACT SCIENCES COR##|SGMT|GOLDMAN SACHS & CO. LLC|337883
EXAS|EXACT SCIENCES COR##|SJLS|TRADE INFORMATICS LLC|8776
EXAS|EXACT SCIENCES COR##|SPDR|SPEEDROUTE LLC|13422
EXAS|EXACT SCIENCES COR##|SPHN|Stephens Inc.|97853
EXAS|EXACT SCIENCES COR##|STFL|Stifel, Nicolaus & Company, Incorporated|40643
EXAS|EXACT SCIENCES COR##|STKP|STOCKPILE INVESTMENTS, INC.|250
EXAS|EXACT SCIENCES COR##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|295
EXAS|EXACT SCIENCES COR##|SWIM|TD Ameritrade, Inc.|333012
EXAS|EXACT SCIENCES COR##|SWST|Hilltop Securities Inc.|9031
EXAS|EXACT SCIENCES COR##|TKNG|ALLY INVEST SECURITIES LLC|11213
EXAS|EXACT SCIENCES COR##|TMBR|Timber Hill LLC|4864
EXAS|EXACT SCIENCES COR##|TOUR|TOURMALINE PARTNERS, LLC|9496
EXAS|EXACT SCIENCES COR##|TRBT|Tradebot Systems, Inc.|560219
EXAS|EXACT SCIENCES COR##|TRCM|TRC MARKETS LLC|92097
EXAS|EXACT SCIENCES COR##|TWTT|TASTYWORKS, INC.|1595
EXAS|EXACT SCIENCES COR##|UBSA|UBS SECURITIES LLC|1200006
EXAS|EXACT SCIENCES COR##|UBSS|UBS Securities LLC|5562230
EXAS|EXACT SCIENCES COR##|VALX|VIRTU AMERICAS LLC|48321
EXAS|EXACT SCIENCES COR##|VGRD|Vanguard Marketing Corporation|100498
EXAS|EXACT SCIENCES COR##|VIEW|VIEWTRADE SECURITIES LLC|150
EXAS|EXACT SCIENCES COR##|VNDM|Wall Street Access|1705
EXAS|EXACT SCIENCES COR##|WABR|Wall Street Access|1600
EXAS|EXACT SCIENCES COR##|WBLR|WILLIAM BLAIR|12612
EXAS|EXACT SCIENCES COR##|WBPX|SUMMIT SECURITIES GROUP, LLC|4412
EXAS|EXACT SCIENCES COR##|WCHV|WELLS FARGO SECURITIES, LLC|295012
EXAS|EXACT SCIENCES COR##|WDNX|WEEDEN & CO.L.P.|2406
EXAS|EXACT SCIENCES COR##|WEDB|WEDBUSH SECURITIES INC.|3770
EXAS|EXACT SCIENCES COR##|WEED|Weeden & Co.L.P.|219322
EXAS|EXACT SCIENCES COR##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38812
EXAS|EXACT SCIENCES COR##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53455
EXAS|EXACT SCIENCES COR##|WGIF|CIBC World Markets Inc.|18989
EXAS|EXACT SCIENCES COR##|WORD|Worden Capital Management LLC|1250
EXAS|EXACT SCIENCES COR##|WSEA|WOLVERINE SECURITIES, LLC|18679
EXAS|EXACT SCIENCES COR##|XIST|INSTINET, LLC|247820
EXAS|EXACT SCIENCES COR##|XSTM|NATIONAL FINANCIAL SERVICES LLC|273652
EXAS|EXACT SCIENCES COR##|YKNA|COMHAR CAPITAL MARKETS, LLC|6031
EXAS|EXACT SCIENCES COR##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31712
EXC|EXELON CORPORATION|ABLE|NATIXIS Securities Americas LLC|1246844
EXC|EXELON CORPORATION|ADAM|CANACCORD GENUITY INC.|1822
EXC|EXELON CORPORATION|AGIS|Aegis Capital Corp.|343
EXC|EXELON CORPORATION|ALTX|Alternet Securities Inc.|36827
EXC|EXELON CORPORATION|ANOS|ABEL/NOSER, L.L.C.|40270
EXC|EXELON CORPORATION|APCC|Apex Clearing Corporation|4641
EXC|EXELON CORPORATION|AQUA|AQUA SECURITIES L.P.|3400
EXC|EXELON CORPORATION|BANK|Primevest Financial Services, Inc.|2045
EXC|EXELON CORPORATION|BARD|Robert W. Baird & Co. Incorporated|11940
EXC|EXELON CORPORATION|BATM|CBOE TRADING, INC.|21653
EXC|EXELON CORPORATION|BAYC|BAY CREST PARTNERS, LLC|1100
EXC|EXELON CORPORATION|BAYT|BTIG, LLC|2400
EXC|EXELON CORPORATION|BBNT|BB&T SECURITIES, LLC|2035
EXC|EXELON CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|223600
EXC|EXELON CORPORATION|BIAD|SAGETRADER, LLC|29
EXC|EXELON CORPORATION|BIDS|BIDS TRADING L.P.|264500
EXC|EXELON CORPORATION|BIMI|Banca IMI Securities Corp.|233
EXC|EXELON CORPORATION|BKCM|BNY Mellon Capital Markets LLC|50
EXC|EXELON CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41518
EXC|EXELON CORPORATION|BLKX|INSTINET, LLC|164848
EXC|EXELON CORPORATION|BMOC|BMO Capital Markets Corp.|100
EXC|EXELON CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|581393
EXC|EXELON CORPORATION|BTIG|BTIG, LLC|9890
EXC|EXELON CORPORATION|BYXM|CBOE TRADING, INC.|4204
EXC|EXELON CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|4326
EXC|EXELON CORPORATION|CANT|Cantor Fitzgerald & Co.|10420
EXC|EXELON CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|48400
EXC|EXELON CORPORATION|CHAS|Charles Schwab & Co., Inc.|6894
EXC|EXELON CORPORATION|CIBP|CIBC World Markets Corp.|891339
EXC|EXELON CORPORATION|CICF|Canaccord Genuity Corp.|233
EXC|EXELON CORPORATION|CIST|Capital Institutional Services, Inc.|12153
EXC|EXELON CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|345194
EXC|EXELON CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20571
EXC|EXELON CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9692
EXC|EXELON CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1490330
EXC|EXELON CORPORATION|CTDL|Citadel Derivatives Group Llc|100867
EXC|EXELON CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|280232
EXC|EXELON CORPORATION|DADA|D.A. Davidson & Co.|4755
EXC|EXELON CORPORATION|DAVA|Davenport & Company LLC|1107
EXC|EXELON CORPORATION|DBAB|Deutsche Bank Securities Inc.|848306
EXC|EXELON CORPORATION|DBAX|Deutsche Bank Securities Inc.|1212200
EXC|EXELON CORPORATION|DCHF|Dart Executions, LLC|48011
EXC|EXELON CORPORATION|DEAN|MORGAN STANLEY|85659
EXC|EXELON CORPORATION|DEGS|RONIN PROFESSIONAL LLC|100
EXC|EXELON CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|85
EXC|EXELON CORPORATION|DIVA|Divine Capital Markets LLC|2000
EXC|EXELON CORPORATION|DRWK|DRW SECURITIES, L.L.C.|39062
EXC|EXELON CORPORATION|EBXL|EBX LLC|954800
EXC|EXELON CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|103651
EXC|EXELON CORPORATION|EDJO|Edward D. Jones & Co., L.P.|33943
EXC|EXELON CORPORATION|EGAM|CBOE TRADING, INC.|62827
EXC|EXELON CORPORATION|EGAW|CBOE TRADING, INC.|1634
EXC|EXELON CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|200
EXC|EXELON CORPORATION|EGXM|CBOE TRADING, INC.|8488
EXC|EXELON CORPORATION|EGXW|CBOE TRADING, INC.|259
EXC|EXELON CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|355
EXC|EXELON CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|55508
EXC|EXELON CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|1253
EXC|EXELON CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5700
EXC|EXELON CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8453
EXC|EXELON CORPORATION|ETRS|E*Trade Securities LLC|155377
EXC|EXELON CORPORATION|FILL|Tradestation Securities, Inc.|15001
EXC|EXELON CORPORATION|FINX|FINTECH SECURITIES|1647
EXC|EXELON CORPORATION|FMAF|NBCN Inc./ CDS|22583
EXC|EXELON CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|43384
EXC|EXELON CORPORATION|FQLS|Quantlab Securities LP|1003101
EXC|EXELON CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|571180
EXC|EXELON CORPORATION|FTBR|Foliofn Investments, Inc.|22203
EXC|EXELON CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
EXC|EXELON CORPORATION|GLIS|TD Securities Inc|1394
EXC|EXELON CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|43084
EXC|EXELON CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|10758682
EXC|EXELON CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|10741
EXC|EXELON CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|61642
EXC|EXELON CORPORATION|GTSZ|GTS SECURITIES LLC|670173
EXC|EXELON CORPORATION|GUGS|Guggenheim Securities, LLC|23800
EXC|EXELON CORPORATION|HRBF|American Enterprise Investment Services Inc.|48566
EXC|EXELON CORPORATION|HSBC|HSBC Securities, Inc.|12026
EXC|EXELON CORPORATION|IATS|INTERACTIVE BROKERS LLC|14875
EXC|EXELON CORPORATION|IBKR|Interactive Brokers Llc|35914
EXC|EXELON CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5774
EXC|EXELON CORPORATION|ICBX|INSTINET, LLC|345582
EXC|EXELON CORPORATION|IEQY|CITADEL SECURITIES LLC|645430
EXC|EXELON CORPORATION|INCA|INSTINET, LLC|1159457
EXC|EXELON CORPORATION|INJX|INSTINET, LLC|280421
EXC|EXELON CORPORATION|ITGI|ITG Inc.|193106
EXC|EXELON CORPORATION|ITGP|ITG INC.|639400
EXC|EXELON CORPORATION|JANY|Janney Montgomery Scott Inc.|25753
EXC|EXELON CORPORATION|JEFF|JEFFERIES LLC|932714
EXC|EXELON CORPORATION|JMPT|JUMP TRADING, LLC|313597
EXC|EXELON CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|815171
EXC|EXELON CORPORATION|JPMX|J.P. Morgan Securities LLC|1888832
EXC|EXELON CORPORATION|JSJX|JANE STREET CAPITAL LLC|37065
EXC|EXELON CORPORATION|KCGM|VIRTU Americas LLC|141114
EXC|EXELON CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|7000
EXC|EXELON CORPORATION|KRSH|Kershner Securities, LLC|10005
EXC|EXELON CORPORATION|LEHM|Barclays Capital Inc./Le|3828091
EXC|EXELON CORPORATION|LGNT|COR CLEARING LLC|17
EXC|EXELON CORPORATION|LIME|Lime Brokerage LLC|322352
EXC|EXELON CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|150808
EXC|EXELON CORPORATION|LOOP|Loop Capital Markets LLC|321128
EXC|EXELON CORPORATION|LQNA|LIQUIDNET, INC.|82400
EXC|EXELON CORPORATION|LSCI|Lek Securities Corporation|37644
EXC|EXELON CORPORATION|MACC|Mid Atlantic Capital Corporation|3163
EXC|EXELON CORPORATION|MACQ|Macquarie Capital (USA) Inc.|102400
EXC|EXELON CORPORATION|MAXM|Maxim Group LLC|56000
EXC|EXELON CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|568
EXC|EXELON CORPORATION|MCBT|Moors & Cabot, Inc.|493
EXC|EXELON CORPORATION|MCMF|Raymond James Ltd. Cds|5545
EXC|EXELON CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|720469
EXC|EXELON CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2284
EXC|EXELON CORPORATION|MNDX|TJM Investments, LLC|8400
EXC|EXELON CORPORATION|MOTF|MOTIF INVESTING, INC.|10
EXC|EXELON CORPORATION|MRBA|IBN FINANCIAL SERVICES, INC.|125
EXC|EXELON CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|10395114
EXC|EXELON CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|1436600
EXC|EXELON CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|1047900
EXC|EXELON CORPORATION|MZHO|Mizuho Securities USA LLC|6000
EXC|EXELON CORPORATION|NATL|National Securities Corporation|1200
EXC|EXELON CORPORATION|NBCS|NBC Securities, INC.|184
EXC|EXELON CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|3212
EXC|EXELON CORPORATION|NFSC|National Financial Services LLC|682207
EXC|EXELON CORPORATION|NITE|VIRTU Americas LLC|2030796
EXC|EXELON CORPORATION|NITP|VIRTU Americas LLC|2082
EXC|EXELON CORPORATION|NMRA|Nomura Securities International, Inc.|175000
EXC|EXELON CORPORATION|NQRB|Brut, LLC|84653
EXC|EXELON CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|1994
EXC|EXELON CORPORATION|NTRC|Northern Trust Securities, Inc.|50540
EXC|EXELON CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|192234
EXC|EXELON CORPORATION|OPCO|Oppenheimer & Co. Inc.|44948
EXC|EXELON CORPORATION|PDQM|CODA MARKETS, INC.|88705
EXC|EXELON CORPORATION|PHLY|NASDAQ Execution Services, LLC|2000
EXC|EXELON CORPORATION|PICT|Pictet Overseas Inc.|37623
EXC|EXELON CORPORATION|PREC|PRECISION SECURITIES, LLC|3900
EXC|EXELON CORPORATION|PWJC|UBS Financial Services, Inc.|20618
EXC|EXELON CORPORATION|QMSR|QUATTRO M SECURITIES INC.|7130
EXC|EXELON CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|51116
EXC|EXELON CORPORATION|RDBN|Redburn Partners (USA) LP|600
EXC|EXELON CORPORATION|SAGL|SAGETRADER, LLC|42595
EXC|EXELON CORPORATION|SAGW|SAGETRADER, LLC|900
EXC|EXELON CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|2012
EXC|EXELON CORPORATION|SBSH|Citigroup Global Markets Inc.|846709
EXC|EXELON CORPORATION|SEIC|SEI Investments Distribution Co.|5017
EXC|EXELON CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|653878
EXC|EXELON CORPORATION|SJLS|TRADE INFORMATICS LLC|1200
EXC|EXELON CORPORATION|SPDR|SPEEDROUTE LLC|176672
EXC|EXELON CORPORATION|SPHN|Stephens Inc.|1063
EXC|EXELON CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|24166
EXC|EXELON CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|36
EXC|EXELON CORPORATION|STXG|Stockcross Financial Services, Inc.|101
EXC|EXELON CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17496
EXC|EXELON CORPORATION|SWIM|TD Ameritrade, Inc.|46084
EXC|EXELON CORPORATION|SWST|Hilltop Securities Inc.|15313
EXC|EXELON CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|940
EXC|EXELON CORPORATION|TMBR|Timber Hill LLC|1400
EXC|EXELON CORPORATION|TRBT|Tradebot Systems, Inc.|774111
EXC|EXELON CORPORATION|TRCM|TRC MARKETS LLC|920377
EXC|EXELON CORPORATION|UBSA|UBS SECURITIES LLC|2928057
EXC|EXELON CORPORATION|UBSS|UBS Securities LLC|4302922
EXC|EXELON CORPORATION|VALX|VIRTU AMERICAS LLC|117027
EXC|EXELON CORPORATION|VERT|The Vertical Trading Group, LLC|32657
EXC|EXELON CORPORATION|VFIN|National Securities Corporation|808000
EXC|EXELON CORPORATION|VGRD|Vanguard Marketing Corporation|58276
EXC|EXELON CORPORATION|WABR|Wall Street Access|10588
EXC|EXELON CORPORATION|WBET|Wallachbeth Capital LLC|26421
EXC|EXELON CORPORATION|WBLR|WILLIAM BLAIR|2325
EXC|EXELON CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|33625
EXC|EXELON CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|1058624
EXC|EXELON CORPORATION|WDNX|WEEDEN & CO.L.P.|14494
EXC|EXELON CORPORATION|WEDB|WEDBUSH SECURITIES INC.|30792
EXC|EXELON CORPORATION|WEED|Weeden & Co.L.P.|3810
EXC|EXELON CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|189136
EXC|EXELON CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6575
EXC|EXELON CORPORATION|WGIF|CIBC World Markets Inc.|1629
EXC|EXELON CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4472
EXC|EXELON CORPORATION|WOLF|Wolfe Trahan Securities|8546
EXC|EXELON CORPORATION|WSAG|WALL STREET ACCESS|289
EXC|EXELON CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|27776
EXC|EXELON CORPORATION|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|725000
EXC|EXELON CORPORATION|XIST|INSTINET, LLC|522824
EXC|EXELON CORPORATION|XPQR|Jump Trading|9945
EXC|EXELON CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|140152
EXC|EXELON CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|2914
EXC|EXELON CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56520
EXD|EATON VANCE TAX-ADVN|ALTX|Alternet Securities Inc.|1700
EXD|EATON VANCE TAX-ADVN|APCC|Apex Clearing Corporation|703
EXD|EATON VANCE TAX-ADVN|BATM|CBOE TRADING, INC.|208
EXD|EATON VANCE TAX-ADVN|BRGE|Newbridge Securities Corp.|1080
EXD|EATON VANCE TAX-ADVN|BTIG|BTIG, LLC|6637
EXD|EATON VANCE TAX-ADVN|CANT|Cantor Fitzgerald & Co.|2325
EXD|EATON VANCE TAX-ADVN|CHAS|Charles Schwab & Co., Inc.|3303
EXD|EATON VANCE TAX-ADVN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
EXD|EATON VANCE TAX-ADVN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
EXD|EATON VANCE TAX-ADVN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8061
EXD|EATON VANCE TAX-ADVN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1604
EXD|EATON VANCE TAX-ADVN|DBAX|Deutsche Bank Securities Inc.|1000
EXD|EATON VANCE TAX-ADVN|DEAN|MORGAN STANLEY|34191
EXD|EATON VANCE TAX-ADVN|DEGS|RONIN PROFESSIONAL LLC|700
EXD|EATON VANCE TAX-ADVN|EBXL|EBX LLC|5400
EXD|EATON VANCE TAX-ADVN|EGAM|CBOE TRADING, INC.|1617
EXD|EATON VANCE TAX-ADVN|EGXM|CBOE TRADING, INC.|1500
EXD|EATON VANCE TAX-ADVN|ETRS|E*Trade Securities LLC|15060
EXD|EATON VANCE TAX-ADVN|FMAF|NBCN Inc./ CDS|200
EXD|EATON VANCE TAX-ADVN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3648
EXD|EATON VANCE TAX-ADVN|FTBR|Foliofn Investments, Inc.|94
EXD|EATON VANCE TAX-ADVN|GEBB|GLOBAL EXECUTION BROKERS, LP|300
EXD|EATON VANCE TAX-ADVN|GLPX|ACS EXECUTION SERVICES, LLC|318
EXD|EATON VANCE TAX-ADVN|GSCS|GOLDMAN SACHS & CO. LLC|100
EXD|EATON VANCE TAX-ADVN|GSLT|GOLDMAN SACHS & CO. LLC|592
EXD|EATON VANCE TAX-ADVN|GTSZ|GTS SECURITIES LLC|600
EXD|EATON VANCE TAX-ADVN|HRBF|American Enterprise Investment Services Inc.|7410
EXD|EATON VANCE TAX-ADVN|IATS|INTERACTIVE BROKERS LLC|9689
EXD|EATON VANCE TAX-ADVN|IBKR|Interactive Brokers Llc|28936
EXD|EATON VANCE TAX-ADVN|ICBX|INSTINET, LLC|6700
EXD|EATON VANCE TAX-ADVN|INCA|INSTINET, LLC|1600
EXD|EATON VANCE TAX-ADVN|ITGI|ITG Inc.|5755
EXD|EATON VANCE TAX-ADVN|ITGP|ITG INC.|20800
EXD|EATON VANCE TAX-ADVN|JANY|Janney Montgomery Scott Inc.|600
EXD|EATON VANCE TAX-ADVN|JONE|JonesTrading|10058
EXD|EATON VANCE TAX-ADVN|JPMX|J.P. Morgan Securities LLC|22600
EXD|EATON VANCE TAX-ADVN|KCGM|VIRTU Americas LLC|4848
EXD|EATON VANCE TAX-ADVN|LEHM|Barclays Capital Inc./Le|9800
EXD|EATON VANCE TAX-ADVN|LGNT|COR CLEARING LLC|2
EXD|EATON VANCE TAX-ADVN|LIME|Lime Brokerage LLC|1102
EXD|EATON VANCE TAX-ADVN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
EXD|EATON VANCE TAX-ADVN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
EXD|EATON VANCE TAX-ADVN|MSCO|MORGAN STANLEY & CO. LLC|62158
EXD|EATON VANCE TAX-ADVN|MSPL|MORGAN STANLEY & CO. LLC|800
EXD|EATON VANCE TAX-ADVN|NFSC|National Financial Services LLC|107699
EXD|EATON VANCE TAX-ADVN|NITE|VIRTU Americas LLC|184869
EXD|EATON VANCE TAX-ADVN|NQRB|Brut, LLC|1000
EXD|EATON VANCE TAX-ADVN|OPCO|Oppenheimer & Co. Inc.|2600
EXD|EATON VANCE TAX-ADVN|PDQM|CODA MARKETS, INC.|1518
EXD|EATON VANCE TAX-ADVN|RBCM|RBC CAPITAL MARKETS, LLC|15077
EXD|EATON VANCE TAX-ADVN|RGLD|Regal Securities, Inc|500
EXD|EATON VANCE TAX-ADVN|SAGC|SAGETRADER, LLC|200
EXD|EATON VANCE TAX-ADVN|SBSH|Citigroup Global Markets Inc.|3700
EXD|EATON VANCE TAX-ADVN|SGMT|GOLDMAN SACHS & CO. LLC|7225
EXD|EATON VANCE TAX-ADVN|SPDR|SPEEDROUTE LLC|800
EXD|EATON VANCE TAX-ADVN|STFL|Stifel, Nicolaus & Company, Incorporated|4844
EXD|EATON VANCE TAX-ADVN|SWIM|TD Ameritrade, Inc.|25306
EXD|EATON VANCE TAX-ADVN|SWST|Hilltop Securities Inc.|8506
EXD|EATON VANCE TAX-ADVN|TKNG|ALLY INVEST SECURITIES LLC|311
EXD|EATON VANCE TAX-ADVN|TRBT|Tradebot Systems, Inc.|1871
EXD|EATON VANCE TAX-ADVN|TRCM|TRC MARKETS LLC|100
EXD|EATON VANCE TAX-ADVN|UBSA|UBS SECURITIES LLC|26050
EXD|EATON VANCE TAX-ADVN|UBSS|UBS Securities LLC|22592
EXD|EATON VANCE TAX-ADVN|VGRD|Vanguard Marketing Corporation|30989
EXD|EATON VANCE TAX-ADVN|WCHV|WELLS FARGO SECURITIES, LLC|1440
EXD|EATON VANCE TAX-ADVN|WEDB|WEDBUSH SECURITIES INC.|660
EXD|EATON VANCE TAX-ADVN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45
EXD|EATON VANCE TAX-ADVN|WSEA|WOLVERINE SECURITIES, LLC|323
EXD|EATON VANCE TAX-ADVN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
EXD|EATON VANCE TAX-ADVN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
EXD|EATON VANCE TAX-ADVN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2890
EXEL|EXELIXIS, INC.|ABLE|NATIXIS Securities Americas LLC|108408
EXEL|EXELIXIS, INC.|ADAM|CANACCORD GENUITY INC.|98690
EXEL|EXELIXIS, INC.|AGIS|Aegis Capital Corp.|1100
EXEL|EXELIXIS, INC.|ALTX|Alternet Securities Inc.|37375
EXEL|EXELIXIS, INC.|APCC|Apex Clearing Corporation|36950
EXEL|EXELIXIS, INC.|BANK|Primevest Financial Services, Inc.|1200
EXEL|EXELIXIS, INC.|BARD|Robert W. Baird & Co. Incorporated|1552
EXEL|EXELIXIS, INC.|BATM|CBOE TRADING, INC.|36544
EXEL|EXELIXIS, INC.|BAYT|BTIG, LLC|5700
EXEL|EXELIXIS, INC.|BBNT|BB&T SECURITIES, LLC|200
EXEL|EXELIXIS, INC.|BERN|Sanford C. Bernstein & Co., LLC|132385
EXEL|EXELIXIS, INC.|BIMI|Banca IMI Securities Corp.|3262
EXEL|EXELIXIS, INC.|BKCM|BNY Mellon Capital Markets LLC|3285616
EXEL|EXELIXIS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63027
EXEL|EXELIXIS, INC.|BLKX|INSTINET, LLC|56200
EXEL|EXELIXIS, INC.|BMOC|BMO Capital Markets Corp.|412825
EXEL|EXELIXIS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|207206
EXEL|EXELIXIS, INC.|BRGE|Newbridge Securities Corp.|5777
EXEL|EXELIXIS, INC.|BTIG|BTIG, LLC|584015
EXEL|EXELIXIS, INC.|BYXM|CBOE TRADING, INC.|6650
EXEL|EXELIXIS, INC.|CANT|Cantor Fitzgerald & Co.|5851
EXEL|EXELIXIS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|158056
EXEL|EXELIXIS, INC.|CHAS|Charles Schwab & Co., Inc.|21526
EXEL|EXELIXIS, INC.|CIST|Capital Institutional Services, Inc.|26292
EXEL|EXELIXIS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|511646
EXEL|EXELIXIS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|135134
EXEL|EXELIXIS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9797
EXEL|EXELIXIS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1274674
EXEL|EXELIXIS, INC.|CTDL|Citadel Derivatives Group Llc|82806
EXEL|EXELIXIS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|169928
EXEL|EXELIXIS, INC.|DADA|D.A. Davidson & Co.|1300
EXEL|EXELIXIS, INC.|DAWA|Daiwa Capital Markets America Inc.|3000
EXEL|EXELIXIS, INC.|DBAB|Deutsche Bank Securities Inc.|2419252
EXEL|EXELIXIS, INC.|DBAX|Deutsche Bank Securities Inc.|687300
EXEL|EXELIXIS, INC.|DBUL|Deutsche Bank Securities Inc.|45767
EXEL|EXELIXIS, INC.|DCHF|Dart Executions, LLC|63045
EXEL|EXELIXIS, INC.|DEAN|MORGAN STANLEY|163404
EXEL|EXELIXIS, INC.|DEGS|RONIN PROFESSIONAL LLC|17873
EXEL|EXELIXIS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12939
EXEL|EXELIXIS, INC.|EBXL|EBX LLC|504500
EXEL|EXELIXIS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|18563
EXEL|EXELIXIS, INC.|EDJC|Edward Jones / CDS|380
EXEL|EXELIXIS, INC.|EDJO|Edward D. Jones & Co., L.P.|18570
EXEL|EXELIXIS, INC.|EGAM|CBOE TRADING, INC.|63490
EXEL|EXELIXIS, INC.|EGAW|CBOE TRADING, INC.|243
EXEL|EXELIXIS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|774
EXEL|EXELIXIS, INC.|EGXM|CBOE TRADING, INC.|11846
EXEL|EXELIXIS, INC.|EGXW|CBOE TRADING, INC.|782
EXEL|EXELIXIS, INC.|ESPO|ESPOSITO SECURITIES, LLC|137
EXEL|EXELIXIS, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1050
EXEL|EXELIXIS, INC.|ETBE|Electronic Transaction Clearing, Inc.|55570
EXEL|EXELIXIS, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|260
EXEL|EXELIXIS, INC.|ETCC|Electronic Transaction Clearing, Inc.|1887
EXEL|EXELIXIS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17192
EXEL|EXELIXIS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|103256
EXEL|EXELIXIS, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|112075
EXEL|EXELIXIS, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7400
EXEL|EXELIXIS, INC.|ETRS|E*Trade Securities LLC|1381324
EXEL|EXELIXIS, INC.|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|7000
EXEL|EXELIXIS, INC.|FBCO|Credit Suisse Securities (USA) LLC|4948184
EXEL|EXELIXIS, INC.|FFSI|Firstrade Securities Inc.|649
EXEL|EXELIXIS, INC.|FILL|Tradestation Securities, Inc.|49109
EXEL|EXELIXIS, INC.|FINX|FINTECH SECURITIES|10
EXEL|EXELIXIS, INC.|FMAF|NBCN Inc./ CDS|4707
EXEL|EXELIXIS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|2612131
EXEL|EXELIXIS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|85240
EXEL|EXELIXIS, INC.|FQLS|Quantlab Securities LP|1845054
EXEL|EXELIXIS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|439851
EXEL|EXELIXIS, INC.|FTBR|Foliofn Investments, Inc.|1069
EXEL|EXELIXIS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|81848
EXEL|EXELIXIS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|375435
EXEL|EXELIXIS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|21397250
EXEL|EXELIXIS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|206896
EXEL|EXELIXIS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|30247
EXEL|EXELIXIS, INC.|GTSZ|GTS SECURITIES LLC|61837
EXEL|EXELIXIS, INC.|HAPX|HAP Trading, LLC|5127
EXEL|EXELIXIS, INC.|HASF|Haywood Securities Inc./CDS|450
EXEL|EXELIXIS, INC.|HRBF|American Enterprise Investment Services Inc.|29648
EXEL|EXELIXIS, INC.|HSBC|HSBC Securities, Inc.|600
EXEL|EXELIXIS, INC.|IATS|INTERACTIVE BROKERS LLC|50468
EXEL|EXELIXIS, INC.|IBKR|Interactive Brokers Llc|400761
EXEL|EXELIXIS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1290
EXEL|EXELIXIS, INC.|ICBX|INSTINET, LLC|225879
EXEL|EXELIXIS, INC.|IEQY|CITADEL SECURITIES LLC|629985
EXEL|EXELIXIS, INC.|INCA|INSTINET, LLC|1476903
EXEL|EXELIXIS, INC.|INJX|INSTINET, LLC|94078
EXEL|EXELIXIS, INC.|ITGI|ITG Inc.|757002
EXEL|EXELIXIS, INC.|ITGP|ITG INC.|318200
EXEL|EXELIXIS, INC.|JANY|Janney Montgomery Scott Inc.|9755
EXEL|EXELIXIS, INC.|JEFF|JEFFERIES LLC|534703
EXEL|EXELIXIS, INC.|JMPT|JUMP TRADING, LLC|374098
EXEL|EXELIXIS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|365011
EXEL|EXELIXIS, INC.|JPMX|J.P. Morgan Securities LLC|1672517
EXEL|EXELIXIS, INC.|JSJX|JANE STREET CAPITAL LLC|13997
EXEL|EXELIXIS, INC.|KCGM|VIRTU Americas LLC|148060
EXEL|EXELIXIS, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|15008
EXEL|EXELIXIS, INC.|LEER|LEERINK PARTNERS LLC|145944
EXEL|EXELIXIS, INC.|LEHM|Barclays Capital Inc./Le|18270921
EXEL|EXELIXIS, INC.|LIME|Lime Brokerage LLC|690653
EXEL|EXELIXIS, INC.|LMGP|LIME BROKERAGE LLC|85429
EXEL|EXELIXIS, INC.|LQNA|LIQUIDNET, INC.|67400
EXEL|EXELIXIS, INC.|LSCI|Lek Securities Corporation|1321
EXEL|EXELIXIS, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|10904
EXEL|EXELIXIS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5700
EXEL|EXELIXIS, INC.|MACC|Mid Atlantic Capital Corporation|31
EXEL|EXELIXIS, INC.|MACQ|Macquarie Capital (USA) Inc.|3162
EXEL|EXELIXIS, INC.|MAXM|Maxim Group LLC|22370
EXEL|EXELIXIS, INC.|MBTS|ALLY INVEST SECURITIES LLC|7520
EXEL|EXELIXIS, INC.|MICA|Spartan Securities Group, Ltd.|120000
EXEL|EXELIXIS, INC.|MKMP|MKM Partners LLC|42960
EXEL|EXELIXIS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|839039
EXEL|EXELIXIS, INC.|MNDX|TJM Investments, LLC|107467
EXEL|EXELIXIS, INC.|MOTF|MOTIF INVESTING, INC.|12
EXEL|EXELIXIS, INC.|MSCO|MORGAN STANLEY & CO. LLC|16121740
EXEL|EXELIXIS, INC.|MSPL|MORGAN STANLEY & CO. LLC|915300
EXEL|EXELIXIS, INC.|MSTX|MORGAN STANLEY & CO. LLC|761500
EXEL|EXELIXIS, INC.|NATL|National Securities Corporation|200
EXEL|EXELIXIS, INC.|NBCS|NBC Securities, INC.|125
EXEL|EXELIXIS, INC.|NFSC|National Financial Services LLC|2277502
EXEL|EXELIXIS, INC.|NITE|VIRTU Americas LLC|4263618
EXEL|EXELIXIS, INC.|NITP|VIRTU Americas LLC|11130
EXEL|EXELIXIS, INC.|NQRB|Brut, LLC|45273
EXEL|EXELIXIS, INC.|OPCO|Oppenheimer & Co. Inc.|51940
EXEL|EXELIXIS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3266
EXEL|EXELIXIS, INC.|PCPT|PHILLIP CAPITAL INC.|1480
EXEL|EXELIXIS, INC.|PDQM|CODA MARKETS, INC.|307535
EXEL|EXELIXIS, INC.|PHLY|NASDAQ Execution Services, LLC|20200
EXEL|EXELIXIS, INC.|PICT|Pictet Overseas Inc.|22646
EXEL|EXELIXIS, INC.|PIPR|Piper Jaffray & Co.|8800
EXEL|EXELIXIS, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|100
EXEL|EXELIXIS, INC.|PWJC|UBS Financial Services, Inc.|5425
EXEL|EXELIXIS, INC.|QMSR|QUATTRO M SECURITIES INC.|214015
EXEL|EXELIXIS, INC.|RAJA|Raymond James & Associates, Inc.|30582
EXEL|EXELIXIS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|55451
EXEL|EXELIXIS, INC.|RGLD|Regal Securities, Inc|95
EXEL|EXELIXIS, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|69053
EXEL|EXELIXIS, INC.|SAGL|SAGETRADER, LLC|95058
EXEL|EXELIXIS, INC.|SAGW|SAGETRADER, LLC|839
EXEL|EXELIXIS, INC.|SBSH|Citigroup Global Markets Inc.|1628692
EXEL|EXELIXIS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|473821
EXEL|EXELIXIS, INC.|SPDR|SPEEDROUTE LLC|131880
EXEL|EXELIXIS, INC.|SPHN|Stephens Inc.|110
EXEL|EXELIXIS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1300
EXEL|EXELIXIS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|63081
EXEL|EXELIXIS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|2844
EXEL|EXELIXIS, INC.|SWIM|TD Ameritrade, Inc.|1652257
EXEL|EXELIXIS, INC.|SWST|Hilltop Securities Inc.|740
EXEL|EXELIXIS, INC.|TDFS|TRADERFIELD SECURITIES INC.|431
EXEL|EXELIXIS, INC.|TKNG|ALLY INVEST SECURITIES LLC|15889
EXEL|EXELIXIS, INC.|TOUR|TOURMALINE PARTNERS, LLC|10000
EXEL|EXELIXIS, INC.|TRBT|Tradebot Systems, Inc.|1204963
EXEL|EXELIXIS, INC.|TRCM|TRC MARKETS LLC|153792
EXEL|EXELIXIS, INC.|TWTT|TASTYWORKS, INC.|620
EXEL|EXELIXIS, INC.|UBSA|UBS SECURITIES LLC|3558938
EXEL|EXELIXIS, INC.|UBSS|UBS Securities LLC|18352496
EXEL|EXELIXIS, INC.|VALX|VIRTU AMERICAS LLC|19384
EXEL|EXELIXIS, INC.|VGRD|Vanguard Marketing Corporation|151482
EXEL|EXELIXIS, INC.|VNDM|Wall Street Access|5300
EXEL|EXELIXIS, INC.|VSIN|Vision Financial Markets Llc|1825
EXEL|EXELIXIS, INC.|WBLR|WILLIAM BLAIR|21096
EXEL|EXELIXIS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|4520
EXEL|EXELIXIS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|694726
EXEL|EXELIXIS, INC.|WEDB|WEDBUSH SECURITIES INC.|2461
EXEL|EXELIXIS, INC.|WEED|Weeden & Co.L.P.|13252
EXEL|EXELIXIS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15441
EXEL|EXELIXIS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100714
EXEL|EXELIXIS, INC.|WGIF|CIBC World Markets Inc.|24733
EXEL|EXELIXIS, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
EXEL|EXELIXIS, INC.|WSEA|WOLVERINE SECURITIES, LLC|30658
EXEL|EXELIXIS, INC.|WTFS|JUST2TRADE, INC.|25
EXEL|EXELIXIS, INC.|XIST|INSTINET, LLC|54952
EXEL|EXELIXIS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|473470
EXEL|EXELIXIS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|10299
EXEL|EXELIXIS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38667
EXFO|EXFO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|350
EXFO|EXFO INC|DAVA|Davenport & Company LLC|1000
EXFO|EXFO INC|DBAB|Deutsche Bank Securities Inc.|500
EXFO|EXFO INC|DBAX|Deutsche Bank Securities Inc.|2300
EXFO|EXFO INC|DEGS|RONIN PROFESSIONAL LLC|1896
EXFO|EXFO INC|EBXL|EBX LLC|16400
EXFO|EXFO INC|ETRS|E*Trade Securities LLC|537
EXFO|EXFO INC|FBCO|Credit Suisse Securities (USA) LLC|184
EXFO|EXFO INC|FILL|Tradestation Securities, Inc.|2475
EXFO|EXFO INC|FOMA|TD AMERITRADE CLEARING, INC.|12865
EXFO|EXFO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|600
EXFO|EXFO INC|GSCO|GOLDMAN SACHS & CO. LLC|1300
EXFO|EXFO INC|GSCS|GOLDMAN SACHS & CO. LLC|5847
EXFO|EXFO INC|GSLT|GOLDMAN SACHS & CO. LLC|3065
EXFO|EXFO INC|IBKR|Interactive Brokers Llc|8762
EXFO|EXFO INC|INCA|INSTINET, LLC|501
EXFO|EXFO INC|ITGI|ITG Inc.|1200
EXFO|EXFO INC|ITGP|ITG INC.|400
EXFO|EXFO INC|JONE|JonesTrading|1800
EXFO|EXFO INC|JPMX|J.P. Morgan Securities LLC|1600
EXFO|EXFO INC|KCGM|VIRTU Americas LLC|8300
EXFO|EXFO INC|LEHM|Barclays Capital Inc./Le|3000
EXFO|EXFO INC|LIME|Lime Brokerage LLC|3780
EXFO|EXFO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
EXFO|EXFO INC|MSCO|MORGAN STANLEY & CO. LLC|11771
EXFO|EXFO INC|MSPL|MORGAN STANLEY & CO. LLC|5900
EXFO|EXFO INC|NFSC|National Financial Services LLC|9017
EXFO|EXFO INC|NITE|VIRTU Americas LLC|11760
EXFO|EXFO INC|SGMT|GOLDMAN SACHS & CO. LLC|800
EXFO|EXFO INC|SPDR|SPEEDROUTE LLC|100
EXFO|EXFO INC|SWIM|TD Ameritrade, Inc.|1000
EXFO|EXFO INC|TKNG|ALLY INVEST SECURITIES LLC|800
EXFO|EXFO INC|TRCM|TRC MARKETS LLC|2916
EXFO|EXFO INC|UBSA|UBS SECURITIES LLC|5100
EXFO|EXFO INC|UBSS|UBS Securities LLC|3338
EXFO|EXFO INC|VALX|VIRTU AMERICAS LLC|100
EXFO|EXFO INC|VGRD|Vanguard Marketing Corporation|325
EXFO|EXFO INC|WCHV|WELLS FARGO SECURITIES, LLC|400
EXFO|EXFO INC|WSEA|WOLVERINE SECURITIES, LLC|3
EXFO|EXFO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
EXFO|EXFO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1650
EXG|EV TX MGD GBL EQ INC|AGIS|Aegis Capital Corp.|6260
EXG|EV TX MGD GBL EQ INC|ALTX|Alternet Securities Inc.|11660
EXG|EV TX MGD GBL EQ INC|APCC|Apex Clearing Corporation|1078
EXG|EV TX MGD GBL EQ INC|BANK|Primevest Financial Services, Inc.|2117
EXG|EV TX MGD GBL EQ INC|BARD|Robert W. Baird & Co. Incorporated|16045
EXG|EV TX MGD GBL EQ INC|BATM|CBOE TRADING, INC.|700
EXG|EV TX MGD GBL EQ INC|BBNT|BB&T SECURITIES, LLC|708
EXG|EV TX MGD GBL EQ INC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3000
EXG|EV TX MGD GBL EQ INC|BERN|Sanford C. Bernstein & Co., LLC|26643
EXG|EV TX MGD GBL EQ INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|122255
EXG|EV TX MGD GBL EQ INC|BRGE|Newbridge Securities Corp.|3400
EXG|EV TX MGD GBL EQ INC|BTIG|BTIG, LLC|2814
EXG|EV TX MGD GBL EQ INC|BYXM|CBOE TRADING, INC.|100
EXG|EV TX MGD GBL EQ INC|CANT|Cantor Fitzgerald & Co.|1429
EXG|EV TX MGD GBL EQ INC|CHAS|Charles Schwab & Co., Inc.|5520
EXG|EV TX MGD GBL EQ INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
EXG|EV TX MGD GBL EQ INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2600
EXG|EV TX MGD GBL EQ INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
EXG|EV TX MGD GBL EQ INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|120193
EXG|EV TX MGD GBL EQ INC|CTDL|Citadel Derivatives Group Llc|60
EXG|EV TX MGD GBL EQ INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|18370
EXG|EV TX MGD GBL EQ INC|DADA|D.A. Davidson & Co.|3621
EXG|EV TX MGD GBL EQ INC|DAVA|Davenport & Company LLC|407
EXG|EV TX MGD GBL EQ INC|DBAX|Deutsche Bank Securities Inc.|17900
EXG|EV TX MGD GBL EQ INC|DEAN|MORGAN STANLEY|288826
EXG|EV TX MGD GBL EQ INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
EXG|EV TX MGD GBL EQ INC|EBXL|EBX LLC|47700
EXG|EV TX MGD GBL EQ INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4631
EXG|EV TX MGD GBL EQ INC|EDJO|Edward D. Jones & Co., L.P.|15095
EXG|EV TX MGD GBL EQ INC|EGAM|CBOE TRADING, INC.|6769
EXG|EV TX MGD GBL EQ INC|EGXM|CBOE TRADING, INC.|800
EXG|EV TX MGD GBL EQ INC|ESPO|ESPOSITO SECURITIES, LLC|4706
EXG|EV TX MGD GBL EQ INC|ETBE|Electronic Transaction Clearing, Inc.|800
EXG|EV TX MGD GBL EQ INC|ETRS|E*Trade Securities LLC|181132
EXG|EV TX MGD GBL EQ INC|FBSB|U.S. Bancorp Investments, Inc.|406
EXG|EV TX MGD GBL EQ INC|FILL|Tradestation Securities, Inc.|557
EXG|EV TX MGD GBL EQ INC|FMAF|NBCN Inc./ CDS|3568
EXG|EV TX MGD GBL EQ INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23872
EXG|EV TX MGD GBL EQ INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|4460
EXG|EV TX MGD GBL EQ INC|FTBR|Foliofn Investments, Inc.|1498
EXG|EV TX MGD GBL EQ INC|GEBB|GLOBAL EXECUTION BROKERS, LP|600
EXG|EV TX MGD GBL EQ INC|GLPX|ACS EXECUTION SERVICES, LLC|20081
EXG|EV TX MGD GBL EQ INC|GSCO|GOLDMAN SACHS & CO. LLC|25129
EXG|EV TX MGD GBL EQ INC|GSCS|GOLDMAN SACHS & CO. LLC|17511
EXG|EV TX MGD GBL EQ INC|GSLT|GOLDMAN SACHS & CO. LLC|3442
EXG|EV TX MGD GBL EQ INC|GTSZ|GTS SECURITIES LLC|3611
EXG|EV TX MGD GBL EQ INC|HRBF|American Enterprise Investment Services Inc.|302643
EXG|EV TX MGD GBL EQ INC|IATS|INTERACTIVE BROKERS LLC|34811
EXG|EV TX MGD GBL EQ INC|IBKR|Interactive Brokers Llc|54079
EXG|EV TX MGD GBL EQ INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|847
EXG|EV TX MGD GBL EQ INC|ICBX|INSTINET, LLC|23077
EXG|EV TX MGD GBL EQ INC|INCA|INSTINET, LLC|83979
EXG|EV TX MGD GBL EQ INC|ISLL|INLET SECURITIES, LLC|2199
EXG|EV TX MGD GBL EQ INC|ITGI|ITG Inc.|68050
EXG|EV TX MGD GBL EQ INC|ITGP|ITG INC.|56400
EXG|EV TX MGD GBL EQ INC|JANY|Janney Montgomery Scott Inc.|30535
EXG|EV TX MGD GBL EQ INC|JEFF|JEFFERIES LLC|6400
EXG|EV TX MGD GBL EQ INC|JMPT|JUMP TRADING, LLC|11322
EXG|EV TX MGD GBL EQ INC|JPMX|J.P. Morgan Securities LLC|95506
EXG|EV TX MGD GBL EQ INC|JSJX|JANE STREET CAPITAL LLC|2799
EXG|EV TX MGD GBL EQ INC|KCGM|VIRTU Americas LLC|31319
EXG|EV TX MGD GBL EQ INC|LEHM|Barclays Capital Inc./Le|87800
EXG|EV TX MGD GBL EQ INC|LGNT|COR CLEARING LLC|43
EXG|EV TX MGD GBL EQ INC|LIME|Lime Brokerage LLC|4564
EXG|EV TX MGD GBL EQ INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8400
EXG|EV TX MGD GBL EQ INC|MACC|Mid Atlantic Capital Corporation|1500
EXG|EV TX MGD GBL EQ INC|MAXM|Maxim Group LLC|50
EXG|EV TX MGD GBL EQ INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102632
EXG|EV TX MGD GBL EQ INC|MOTF|MOTIF INVESTING, INC.|1
EXG|EV TX MGD GBL EQ INC|MSCO|MORGAN STANLEY & CO. LLC|1410079
EXG|EV TX MGD GBL EQ INC|MSPL|MORGAN STANLEY & CO. LLC|66700
EXG|EV TX MGD GBL EQ INC|NATL|National Securities Corporation|10499
EXG|EV TX MGD GBL EQ INC|NBCS|NBC Securities, INC.|4000
EXG|EV TX MGD GBL EQ INC|NEUB|NEUBERGER BERMAN BD LLC|1069
EXG|EV TX MGD GBL EQ INC|NFSC|National Financial Services LLC|1145126
EXG|EV TX MGD GBL EQ INC|NITE|VIRTU Americas LLC|1840897
EXG|EV TX MGD GBL EQ INC|NITP|VIRTU Americas LLC|48640
EXG|EV TX MGD GBL EQ INC|NQRB|Brut, LLC|300
EXG|EV TX MGD GBL EQ INC|OPCO|Oppenheimer & Co. Inc.|75246
EXG|EV TX MGD GBL EQ INC|OTAA|OTA LLC|12900
EXG|EV TX MGD GBL EQ INC|PDQM|CODA MARKETS, INC.|21732
EXG|EV TX MGD GBL EQ INC|PWJC|UBS Financial Services, Inc.|50951
EXG|EV TX MGD GBL EQ INC|RBCM|RBC CAPITAL MARKETS, LLC|90703
EXG|EV TX MGD GBL EQ INC|SAGL|SAGETRADER, LLC|1400
EXG|EV TX MGD GBL EQ INC|SALI|INTL FCSTONE FINANCIAL INC.|14272
EXG|EV TX MGD GBL EQ INC|SBSH|Citigroup Global Markets Inc.|27440
EXG|EV TX MGD GBL EQ INC|SEIC|SEI Investments Distribution Co.|3500
EXG|EV TX MGD GBL EQ INC|SGMT|GOLDMAN SACHS & CO. LLC|38579
EXG|EV TX MGD GBL EQ INC|SPDR|SPEEDROUTE LLC|1300
EXG|EV TX MGD GBL EQ INC|STFL|Stifel, Nicolaus & Company, Incorporated|115715
EXG|EV TX MGD GBL EQ INC|STXG|Stockcross Financial Services, Inc.|94
EXG|EV TX MGD GBL EQ INC|SWIM|TD Ameritrade, Inc.|46958
EXG|EV TX MGD GBL EQ INC|SWST|Hilltop Securities Inc.|73002
EXG|EV TX MGD GBL EQ INC|TKNG|ALLY INVEST SECURITIES LLC|5066
EXG|EV TX MGD GBL EQ INC|TRBT|Tradebot Systems, Inc.|9989
EXG|EV TX MGD GBL EQ INC|UBSA|UBS SECURITIES LLC|136649
EXG|EV TX MGD GBL EQ INC|UBSS|UBS Securities LLC|554239
EXG|EV TX MGD GBL EQ INC|VALX|VIRTU AMERICAS LLC|19296
EXG|EV TX MGD GBL EQ INC|VGRD|Vanguard Marketing Corporation|83357
EXG|EV TX MGD GBL EQ INC|VNDM|Wall Street Access|19500
EXG|EV TX MGD GBL EQ INC|WABR|Wall Street Access|1400
EXG|EV TX MGD GBL EQ INC|WBLR|WILLIAM BLAIR|330
EXG|EV TX MGD GBL EQ INC|WCHV|WELLS FARGO SECURITIES, LLC|332448
EXG|EV TX MGD GBL EQ INC|WEDB|WEDBUSH SECURITIES INC.|19176
EXG|EV TX MGD GBL EQ INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|681
EXG|EV TX MGD GBL EQ INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|129369
EXG|EV TX MGD GBL EQ INC|WGIF|CIBC World Markets Inc.|3
EXG|EV TX MGD GBL EQ INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
EXG|EV TX MGD GBL EQ INC|WSEA|WOLVERINE SECURITIES, LLC|8458
EXG|EV TX MGD GBL EQ INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|18836
EXG|EV TX MGD GBL EQ INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2305
EXG|EV TX MGD GBL EQ INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|129504
EXI|ISHARES GLOBAL INDUS|ALTX|Alternet Securities Inc.|100
EXI|ISHARES GLOBAL INDUS|APCC|Apex Clearing Corporation|10
EXI|ISHARES GLOBAL INDUS|BARD|Robert W. Baird & Co. Incorporated|81
EXI|ISHARES GLOBAL INDUS|BATM|CBOE TRADING, INC.|110
EXI|ISHARES GLOBAL INDUS|BERN|Sanford C. Bernstein & Co., LLC|80
EXI|ISHARES GLOBAL INDUS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55
EXI|ISHARES GLOBAL INDUS|CHAS|Charles Schwab & Co., Inc.|3
EXI|ISHARES GLOBAL INDUS|CLSA|CLSA AMERICAS, LLC|30
EXI|ISHARES GLOBAL INDUS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2779
EXI|ISHARES GLOBAL INDUS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2400
EXI|ISHARES GLOBAL INDUS|CTDL|Citadel Derivatives Group Llc|10997
EXI|ISHARES GLOBAL INDUS|DBAX|Deutsche Bank Securities Inc.|3100
EXI|ISHARES GLOBAL INDUS|DEAN|MORGAN STANLEY|148
EXI|ISHARES GLOBAL INDUS|EBXL|EBX LLC|1400
EXI|ISHARES GLOBAL INDUS|ECUT|CONVERGEX EXECUTION SOLUTIONS|971
EXI|ISHARES GLOBAL INDUS|EDJO|Edward D. Jones & Co., L.P.|783
EXI|ISHARES GLOBAL INDUS|ETRS|E*Trade Securities LLC|5470
EXI|ISHARES GLOBAL INDUS|FLTU|FLOW TRADERS US LLC|66299
EXI|ISHARES GLOBAL INDUS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|65700
EXI|ISHARES GLOBAL INDUS|FMAF|NBCN Inc./ CDS|1075
EXI|ISHARES GLOBAL INDUS|FTBR|Foliofn Investments, Inc.|117
EXI|ISHARES GLOBAL INDUS|GLPX|ACS EXECUTION SERVICES, LLC|100
EXI|ISHARES GLOBAL INDUS|GSCO|GOLDMAN SACHS & CO. LLC|12922
EXI|ISHARES GLOBAL INDUS|HRBF|American Enterprise Investment Services Inc.|988
EXI|ISHARES GLOBAL INDUS|IATS|INTERACTIVE BROKERS LLC|100
EXI|ISHARES GLOBAL INDUS|IBKR|Interactive Brokers Llc|2498
EXI|ISHARES GLOBAL INDUS|ICBX|INSTINET, LLC|14900
EXI|ISHARES GLOBAL INDUS|INCA|INSTINET, LLC|9712
EXI|ISHARES GLOBAL INDUS|ITGI|ITG Inc.|2823
EXI|ISHARES GLOBAL INDUS|ITGP|ITG INC.|4600
EXI|ISHARES GLOBAL INDUS|JEFF|JEFFERIES LLC|799
EXI|ISHARES GLOBAL INDUS|JPMX|J.P. Morgan Securities LLC|1960
EXI|ISHARES GLOBAL INDUS|JSEB|JANE STREET EXECUTION SERVICES, LLC|28063
EXI|ISHARES GLOBAL INDUS|JSJX|JANE STREET CAPITAL LLC|21990
EXI|ISHARES GLOBAL INDUS|KCGM|VIRTU Americas LLC|6847
EXI|ISHARES GLOBAL INDUS|LEHM|Barclays Capital Inc./Le|2885
EXI|ISHARES GLOBAL INDUS|LIME|Lime Brokerage LLC|475
EXI|ISHARES GLOBAL INDUS|MACC|Mid Atlantic Capital Corporation|355
EXI|ISHARES GLOBAL INDUS|MAXM|Maxim Group LLC|18813
EXI|ISHARES GLOBAL INDUS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
EXI|ISHARES GLOBAL INDUS|MOTF|MOTIF INVESTING, INC.|3
EXI|ISHARES GLOBAL INDUS|MSCO|MORGAN STANLEY & CO. LLC|2690
EXI|ISHARES GLOBAL INDUS|MSPL|MORGAN STANLEY & CO. LLC|100
EXI|ISHARES GLOBAL INDUS|NFSC|National Financial Services LLC|5447
EXI|ISHARES GLOBAL INDUS|NITE|VIRTU Americas LLC|31552
EXI|ISHARES GLOBAL INDUS|NTBF|BMO Nesbitt Burns Inc./CDS|24000
EXI|ISHARES GLOBAL INDUS|OPCO|Oppenheimer & Co. Inc.|530
EXI|ISHARES GLOBAL INDUS|PDQM|CODA MARKETS, INC.|200
EXI|ISHARES GLOBAL INDUS|PWJC|UBS Financial Services, Inc.|575
EXI|ISHARES GLOBAL INDUS|RBCM|RBC CAPITAL MARKETS, LLC|6257
EXI|ISHARES GLOBAL INDUS|SBSH|Citigroup Global Markets Inc.|1100
EXI|ISHARES GLOBAL INDUS|SGMT|GOLDMAN SACHS & CO. LLC|1522
EXI|ISHARES GLOBAL INDUS|SPDR|SPEEDROUTE LLC|100
EXI|ISHARES GLOBAL INDUS|STFL|Stifel, Nicolaus & Company, Incorporated|1
EXI|ISHARES GLOBAL INDUS|SWIM|TD Ameritrade, Inc.|1
EXI|ISHARES GLOBAL INDUS|SWST|Hilltop Securities Inc.|79
EXI|ISHARES GLOBAL INDUS|UBSA|UBS SECURITIES LLC|9149
EXI|ISHARES GLOBAL INDUS|UBSS|UBS Securities LLC|15290
EXI|ISHARES GLOBAL INDUS|VGRD|Vanguard Marketing Corporation|670
EXI|ISHARES GLOBAL INDUS|WBET|Wallachbeth Capital LLC|200
EXI|ISHARES GLOBAL INDUS|WCHV|WELLS FARGO SECURITIES, LLC|1895
EXI|ISHARES GLOBAL INDUS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1506
EXI|ISHARES GLOBAL INDUS|WGIF|CIBC World Markets Inc.|100
EXI|ISHARES GLOBAL INDUS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|486
EXIV|VELOCITYSHARES 1X DA|APCC|Apex Clearing Corporation|80
EXIV|VELOCITYSHARES 1X DA|BATM|CBOE TRADING, INC.|5146
EXIV|VELOCITYSHARES 1X DA|BIMI|Banca IMI Securities Corp.|125
EXIV|VELOCITYSHARES 1X DA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
EXIV|VELOCITYSHARES 1X DA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|450
EXIV|VELOCITYSHARES 1X DA|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EXIV|VELOCITYSHARES 1X DA|DBAX|Deutsche Bank Securities Inc.|400
EXIV|VELOCITYSHARES 1X DA|EBXL|EBX LLC|200
EXIV|VELOCITYSHARES 1X DA|ETRS|E*Trade Securities LLC|4058
EXIV|VELOCITYSHARES 1X DA|FLTU|FLOW TRADERS US LLC|2670
EXIV|VELOCITYSHARES 1X DA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|2200
EXIV|VELOCITYSHARES 1X DA|FTBR|Foliofn Investments, Inc.|240
EXIV|VELOCITYSHARES 1X DA|GSCO|GOLDMAN SACHS & CO. LLC|282
EXIV|VELOCITYSHARES 1X DA|GSLT|GOLDMAN SACHS & CO. LLC|100
EXIV|VELOCITYSHARES 1X DA|GTSZ|GTS SECURITIES LLC|750
EXIV|VELOCITYSHARES 1X DA|IATS|INTERACTIVE BROKERS LLC|624
EXIV|VELOCITYSHARES 1X DA|IBKR|Interactive Brokers Llc|2227
EXIV|VELOCITYSHARES 1X DA|ICBX|INSTINET, LLC|600
EXIV|VELOCITYSHARES 1X DA|INCA|INSTINET, LLC|250
EXIV|VELOCITYSHARES 1X DA|ITGP|ITG INC.|200
EXIV|VELOCITYSHARES 1X DA|JPMX|J.P. Morgan Securities LLC|200
EXIV|VELOCITYSHARES 1X DA|JSEB|JANE STREET EXECUTION SERVICES, LLC|2200
EXIV|VELOCITYSHARES 1X DA|JSJX|JANE STREET CAPITAL LLC|4900
EXIV|VELOCITYSHARES 1X DA|KCGM|VIRTU Americas LLC|2956
EXIV|VELOCITYSHARES 1X DA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
EXIV|VELOCITYSHARES 1X DA|MSCO|MORGAN STANLEY & CO. LLC|2941
EXIV|VELOCITYSHARES 1X DA|NFSC|National Financial Services LLC|15938
EXIV|VELOCITYSHARES 1X DA|NITE|VIRTU Americas LLC|22173
EXIV|VELOCITYSHARES 1X DA|NITP|VIRTU Americas LLC|200
EXIV|VELOCITYSHARES 1X DA|PWJC|UBS Financial Services, Inc.|1000
EXIV|VELOCITYSHARES 1X DA|SGMT|GOLDMAN SACHS & CO. LLC|200
EXIV|VELOCITYSHARES 1X DA|SWIM|TD Ameritrade, Inc.|4620
EXIV|VELOCITYSHARES 1X DA|TKNG|ALLY INVEST SECURITIES LLC|800
EXIV|VELOCITYSHARES 1X DA|UBSA|UBS SECURITIES LLC|13985
EXIV|VELOCITYSHARES 1X DA|UBSS|UBS Securities LLC|4750
EXIV|VELOCITYSHARES 1X DA|VGRD|Vanguard Marketing Corporation|1917
EXK|ENDEAVOUR SILVER COR|ADAM|CANACCORD GENUITY INC.|2400
EXK|ENDEAVOUR SILVER COR|ALTX|Alternet Securities Inc.|1900
EXK|ENDEAVOUR SILVER COR|APCC|Apex Clearing Corporation|18947
EXK|ENDEAVOUR SILVER COR|BATM|CBOE TRADING, INC.|900
EXK|ENDEAVOUR SILVER COR|BERN|Sanford C. Bernstein & Co., LLC|5360
EXK|ENDEAVOUR SILVER COR|BIMI|Banca IMI Securities Corp.|32441
EXK|ENDEAVOUR SILVER COR|BKCM|BNY Mellon Capital Markets LLC|3369
EXK|ENDEAVOUR SILVER COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28324
EXK|ENDEAVOUR SILVER COR|BMOC|BMO Capital Markets Corp.|388005
EXK|ENDEAVOUR SILVER COR|BTIG|BTIG, LLC|16764
EXK|ENDEAVOUR SILVER COR|BYXM|CBOE TRADING, INC.|100
EXK|ENDEAVOUR SILVER COR|BZYD|GOLDMAN SACHS & CO. LLC|12070
EXK|ENDEAVOUR SILVER COR|CHAS|Charles Schwab & Co., Inc.|23060
EXK|ENDEAVOUR SILVER COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93318
EXK|ENDEAVOUR SILVER COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1272
EXK|ENDEAVOUR SILVER COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|249252
EXK|ENDEAVOUR SILVER COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9378
EXK|ENDEAVOUR SILVER COR|DBAB|Deutsche Bank Securities Inc.|17926
EXK|ENDEAVOUR SILVER COR|DBAX|Deutsche Bank Securities Inc.|70900
EXK|ENDEAVOUR SILVER COR|DEAN|MORGAN STANLEY|10052
EXK|ENDEAVOUR SILVER COR|DEGS|RONIN PROFESSIONAL LLC|4837
EXK|ENDEAVOUR SILVER COR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14214
EXK|ENDEAVOUR SILVER COR|EBXL|EBX LLC|118500
EXK|ENDEAVOUR SILVER COR|EDJO|Edward D. Jones & Co., L.P.|3850
EXK|ENDEAVOUR SILVER COR|EGAM|CBOE TRADING, INC.|4200
EXK|ENDEAVOUR SILVER COR|EGXM|CBOE TRADING, INC.|1774
EXK|ENDEAVOUR SILVER COR|ELEV|ELEVATION, LLC|6002
EXK|ENDEAVOUR SILVER COR|ETBE|Electronic Transaction Clearing, Inc.|11274
EXK|ENDEAVOUR SILVER COR|ETRS|E*Trade Securities LLC|851915
EXK|ENDEAVOUR SILVER COR|FILL|Tradestation Securities, Inc.|40686
EXK|ENDEAVOUR SILVER COR|FMAF|NBCN Inc./ CDS|11225
EXK|ENDEAVOUR SILVER COR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
EXK|ENDEAVOUR SILVER COR|FQLS|Quantlab Securities LP|32825
EXK|ENDEAVOUR SILVER COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113292
EXK|ENDEAVOUR SILVER COR|FTBR|Foliofn Investments, Inc.|43
EXK|ENDEAVOUR SILVER COR|GEBB|GLOBAL EXECUTION BROKERS, LP|13900
EXK|ENDEAVOUR SILVER COR|GLIS|TD Securities Inc|33056
EXK|ENDEAVOUR SILVER COR|GLPX|ACS EXECUTION SERVICES, LLC|1200
EXK|ENDEAVOUR SILVER COR|GSCO|GOLDMAN SACHS & CO. LLC|398320
EXK|ENDEAVOUR SILVER COR|GSLT|GOLDMAN SACHS & CO. LLC|7390
EXK|ENDEAVOUR SILVER COR|GTSZ|GTS SECURITIES LLC|11360
EXK|ENDEAVOUR SILVER COR|HRBF|American Enterprise Investment Services Inc.|1200
EXK|ENDEAVOUR SILVER COR|HSBC|HSBC Securities, Inc.|165
EXK|ENDEAVOUR SILVER COR|IATS|INTERACTIVE BROKERS LLC|101122
EXK|ENDEAVOUR SILVER COR|IBKR|Interactive Brokers Llc|81619
EXK|ENDEAVOUR SILVER COR|ICBX|INSTINET, LLC|197977
EXK|ENDEAVOUR SILVER COR|INCA|INSTINET, LLC|111196
EXK|ENDEAVOUR SILVER COR|INJX|INSTINET, LLC|31
EXK|ENDEAVOUR SILVER COR|ITGI|ITG Inc.|14818
EXK|ENDEAVOUR SILVER COR|ITGP|ITG INC.|77000
EXK|ENDEAVOUR SILVER COR|JANY|Janney Montgomery Scott Inc.|1000
EXK|ENDEAVOUR SILVER COR|JEFF|JEFFERIES LLC|2808
EXK|ENDEAVOUR SILVER COR|JMPT|JUMP TRADING, LLC|79522
EXK|ENDEAVOUR SILVER COR|JPBX|J.P. MORGAN SECURITIES LLC|3200
EXK|ENDEAVOUR SILVER COR|JPMX|J.P. Morgan Securities LLC|159830
EXK|ENDEAVOUR SILVER COR|JSJX|JANE STREET CAPITAL LLC|2000
EXK|ENDEAVOUR SILVER COR|KCGM|VIRTU Americas LLC|41039
EXK|ENDEAVOUR SILVER COR|LEHM|Barclays Capital Inc./Le|652446
EXK|ENDEAVOUR SILVER COR|LIME|Lime Brokerage LLC|3772
EXK|ENDEAVOUR SILVER COR|LSCI|Lek Securities Corporation|2600
EXK|ENDEAVOUR SILVER COR|MBTS|ALLY INVEST SECURITIES LLC|100
EXK|ENDEAVOUR SILVER COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200234
EXK|ENDEAVOUR SILVER COR|MOTF|MOTIF INVESTING, INC.|16
EXK|ENDEAVOUR SILVER COR|MSCO|MORGAN STANLEY & CO. LLC|2336770
EXK|ENDEAVOUR SILVER COR|MSPL|MORGAN STANLEY & CO. LLC|388900
EXK|ENDEAVOUR SILVER COR|MSTX|MORGAN STANLEY & CO. LLC|57600
EXK|ENDEAVOUR SILVER COR|MULL|MARK J. MULLER EQUITIES, INC.|72450
EXK|ENDEAVOUR SILVER COR|NATL|National Securities Corporation|1400
EXK|ENDEAVOUR SILVER COR|NFSC|National Financial Services LLC|1487203
EXK|ENDEAVOUR SILVER COR|NITE|VIRTU Americas LLC|2138367
EXK|ENDEAVOUR SILVER COR|NITP|VIRTU Americas LLC|49983
EXK|ENDEAVOUR SILVER COR|NQRB|Brut, LLC|65249
EXK|ENDEAVOUR SILVER COR|NTBF|BMO Nesbitt Burns Inc./CDS|20344
EXK|ENDEAVOUR SILVER COR|OLDM|OLD MISSION CAPITAL, LLC|7724
EXK|ENDEAVOUR SILVER COR|OPCO|Oppenheimer & Co. Inc.|1690
EXK|ENDEAVOUR SILVER COR|PAUL|Paulson Investment Company, Inc.|2500
EXK|ENDEAVOUR SILVER COR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|9190
EXK|ENDEAVOUR SILVER COR|PDQM|CODA MARKETS, INC.|1860
EXK|ENDEAVOUR SILVER COR|PHLY|NASDAQ Execution Services, LLC|800
EXK|ENDEAVOUR SILVER COR|RBCM|RBC CAPITAL MARKETS, LLC|44300
EXK|ENDEAVOUR SILVER COR|RGLD|Regal Securities, Inc|100
EXK|ENDEAVOUR SILVER COR|SBRX|MURIEL SIEBERT & CO INC|2600
EXK|ENDEAVOUR SILVER COR|SBSH|Citigroup Global Markets Inc.|10960
EXK|ENDEAVOUR SILVER COR|SGMT|GOLDMAN SACHS & CO. LLC|101616
EXK|ENDEAVOUR SILVER COR|SPDR|SPEEDROUTE LLC|8125
EXK|ENDEAVOUR SILVER COR|STFL|Stifel, Nicolaus & Company, Incorporated|8200
EXK|ENDEAVOUR SILVER COR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3000
EXK|ENDEAVOUR SILVER COR|SWIM|TD Ameritrade, Inc.|314434
EXK|ENDEAVOUR SILVER COR|SWST|Hilltop Securities Inc.|5801
EXK|ENDEAVOUR SILVER COR|TKNG|ALLY INVEST SECURITIES LLC|15507
EXK|ENDEAVOUR SILVER COR|TRBT|Tradebot Systems, Inc.|75281
EXK|ENDEAVOUR SILVER COR|TRCM|TRC MARKETS LLC|31855
EXK|ENDEAVOUR SILVER COR|TWTT|TASTYWORKS, INC.|100
EXK|ENDEAVOUR SILVER COR|UBSA|UBS SECURITIES LLC|387397
EXK|ENDEAVOUR SILVER COR|UBSS|UBS Securities LLC|470783
EXK|ENDEAVOUR SILVER COR|VALX|VIRTU AMERICAS LLC|174001
EXK|ENDEAVOUR SILVER COR|VGRD|Vanguard Marketing Corporation|145937
EXK|ENDEAVOUR SILVER COR|WCHV|WELLS FARGO SECURITIES, LLC|134400
EXK|ENDEAVOUR SILVER COR|WEDB|WEDBUSH SECURITIES INC.|5100
EXK|ENDEAVOUR SILVER COR|WEED|Weeden & Co.L.P.|500
EXK|ENDEAVOUR SILVER COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3048
EXK|ENDEAVOUR SILVER COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20445
EXK|ENDEAVOUR SILVER COR|WSEA|WOLVERINE SECURITIES, LLC|12633
EXK|ENDEAVOUR SILVER COR|WTFS|JUST2TRADE, INC.|80
EXK|ENDEAVOUR SILVER COR|XIST|INSTINET, LLC|400
EXK|ENDEAVOUR SILVER COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
EXK|ENDEAVOUR SILVER COR|YKNA|COMHAR CAPITAL MARKETS, LLC|60
EXK|ENDEAVOUR SILVER COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8314
EXLS|EXLSERVICE HOLDINGS,|ALTX|Alternet Securities Inc.|3187
EXLS|EXLSERVICE HOLDINGS,|APCC|Apex Clearing Corporation|70
EXLS|EXLSERVICE HOLDINGS,|BANK|Primevest Financial Services, Inc.|5
EXLS|EXLSERVICE HOLDINGS,|BARD|Robert W. Baird & Co. Incorporated|177
EXLS|EXLSERVICE HOLDINGS,|BATM|CBOE TRADING, INC.|805
EXLS|EXLSERVICE HOLDINGS,|BERN|Sanford C. Bernstein & Co., LLC|37783
EXLS|EXLSERVICE HOLDINGS,|BGCE|BGC Financial Inc.|400
EXLS|EXLSERVICE HOLDINGS,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1097
EXLS|EXLSERVICE HOLDINGS,|BMOC|BMO Capital Markets Corp.|5275
EXLS|EXLSERVICE HOLDINGS,|BNPX|BNP PARIBAS SECURITIES CORP.|5703
EXLS|EXLSERVICE HOLDINGS,|BRVL|BLAYLOCK VAN, LLC|100
EXLS|EXLSERVICE HOLDINGS,|BTIG|BTIG, LLC|5994
EXLS|EXLSERVICE HOLDINGS,|BYXM|CBOE TRADING, INC.|526
EXLS|EXLSERVICE HOLDINGS,|BZYD|GOLDMAN SACHS & CO. LLC|1505
EXLS|EXLSERVICE HOLDINGS,|CANT|Cantor Fitzgerald & Co.|80
EXLS|EXLSERVICE HOLDINGS,|CHAS|Charles Schwab & Co., Inc.|243
EXLS|EXLSERVICE HOLDINGS,|CIST|Capital Institutional Services, Inc.|1010
EXLS|EXLSERVICE HOLDINGS,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12270
EXLS|EXLSERVICE HOLDINGS,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1809
EXLS|EXLSERVICE HOLDINGS,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43196
EXLS|EXLSERVICE HOLDINGS,|CTDL|Citadel Derivatives Group Llc|4065
EXLS|EXLSERVICE HOLDINGS,|CXCX|CITIGROUP GLOBAL MARKETS INC.|6834
EXLS|EXLSERVICE HOLDINGS,|DAVA|Davenport & Company LLC|28
EXLS|EXLSERVICE HOLDINGS,|DBAB|Deutsche Bank Securities Inc.|147642
EXLS|EXLSERVICE HOLDINGS,|DBAX|Deutsche Bank Securities Inc.|45900
EXLS|EXLSERVICE HOLDINGS,|DBUL|Deutsche Bank Securities Inc.|792
EXLS|EXLSERVICE HOLDINGS,|DEAN|MORGAN STANLEY|1452
EXLS|EXLSERVICE HOLDINGS,|DEGS|RONIN PROFESSIONAL LLC|1627
EXLS|EXLSERVICE HOLDINGS,|EBXL|EBX LLC|34000
EXLS|EXLSERVICE HOLDINGS,|ECUT|CONVERGEX EXECUTION SOLUTIONS|1523
EXLS|EXLSERVICE HOLDINGS,|EDJO|Edward D. Jones & Co., L.P.|44
EXLS|EXLSERVICE HOLDINGS,|EGAM|CBOE TRADING, INC.|3328
EXLS|EXLSERVICE HOLDINGS,|EGAW|CBOE TRADING, INC.|200
EXLS|EXLSERVICE HOLDINGS,|EGXM|CBOE TRADING, INC.|715
EXLS|EXLSERVICE HOLDINGS,|EGXW|CBOE TRADING, INC.|1
EXLS|EXLSERVICE HOLDINGS,|ETBE|Electronic Transaction Clearing, Inc.|106
EXLS|EXLSERVICE HOLDINGS,|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|232
EXLS|EXLSERVICE HOLDINGS,|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1940
EXLS|EXLSERVICE HOLDINGS,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12855
EXLS|EXLSERVICE HOLDINGS,|ETRS|E*Trade Securities LLC|1163
EXLS|EXLSERVICE HOLDINGS,|FBCO|Credit Suisse Securities (USA) LLC|99684
EXLS|EXLSERVICE HOLDINGS,|FBSB|U.S. Bancorp Investments, Inc.|43
EXLS|EXLSERVICE HOLDINGS,|FILL|Tradestation Securities, Inc.|32
EXLS|EXLSERVICE HOLDINGS,|FMAF|NBCN Inc./ CDS|56
EXLS|EXLSERVICE HOLDINGS,|FOMA|TD AMERITRADE CLEARING, INC.|16490
EXLS|EXLSERVICE HOLDINGS,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|443
EXLS|EXLSERVICE HOLDINGS,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52087
EXLS|EXLSERVICE HOLDINGS,|FTBR|Foliofn Investments, Inc.|176
EXLS|EXLSERVICE HOLDINGS,|GEBB|GLOBAL EXECUTION BROKERS, LP|9344
EXLS|EXLSERVICE HOLDINGS,|GLPX|ACS EXECUTION SERVICES, LLC|22263
EXLS|EXLSERVICE HOLDINGS,|GSCO|GOLDMAN SACHS & CO. LLC|240877
EXLS|EXLSERVICE HOLDINGS,|GSCS|GOLDMAN SACHS & CO. LLC|1701
EXLS|EXLSERVICE HOLDINGS,|GSLT|GOLDMAN SACHS & CO. LLC|433
EXLS|EXLSERVICE HOLDINGS,|GTSZ|GTS SECURITIES LLC|22777
EXLS|EXLSERVICE HOLDINGS,|HRBF|American Enterprise Investment Services Inc.|389
EXLS|EXLSERVICE HOLDINGS,|IATS|INTERACTIVE BROKERS LLC|1971
EXLS|EXLSERVICE HOLDINGS,|IBKR|Interactive Brokers Llc|16856
EXLS|EXLSERVICE HOLDINGS,|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|251
EXLS|EXLSERVICE HOLDINGS,|ICBX|INSTINET, LLC|3300
EXLS|EXLSERVICE HOLDINGS,|IEQY|CITADEL SECURITIES LLC|25713
EXLS|EXLSERVICE HOLDINGS,|INCA|INSTINET, LLC|115114
EXLS|EXLSERVICE HOLDINGS,|INJX|INSTINET, LLC|5915
EXLS|EXLSERVICE HOLDINGS,|ITGI|ITG Inc.|34089
EXLS|EXLSERVICE HOLDINGS,|ITGP|ITG INC.|15400
EXLS|EXLSERVICE HOLDINGS,|JEFF|JEFFERIES LLC|29083
EXLS|EXLSERVICE HOLDINGS,|JMPT|JUMP TRADING, LLC|13673
EXLS|EXLSERVICE HOLDINGS,|JONE|JonesTrading|300
EXLS|EXLSERVICE HOLDINGS,|JPBX|J.P. MORGAN SECURITIES LLC|1837
EXLS|EXLSERVICE HOLDINGS,|JPMX|J.P. Morgan Securities LLC|73835
EXLS|EXLSERVICE HOLDINGS,|JSJX|JANE STREET CAPITAL LLC|3125
EXLS|EXLSERVICE HOLDINGS,|KCGM|VIRTU Americas LLC|14715
EXLS|EXLSERVICE HOLDINGS,|KING|C. L. King & Associates, Inc.|300
EXLS|EXLSERVICE HOLDINGS,|LEHM|Barclays Capital Inc./Le|122667
EXLS|EXLSERVICE HOLDINGS,|LIME|Lime Brokerage LLC|71481
EXLS|EXLSERVICE HOLDINGS,|LOOP|Loop Capital Markets LLC|100
EXLS|EXLSERVICE HOLDINGS,|LQNA|LIQUIDNET, INC.|116300
EXLS|EXLSERVICE HOLDINGS,|LQNB|LIQUIDNET, INC.|306
EXLS|EXLSERVICE HOLDINGS,|MAXM|Maxim Group LLC|3471
EXLS|EXLSERVICE HOLDINGS,|MCBT|Moors & Cabot, Inc.|57
EXLS|EXLSERVICE HOLDINGS,|MCMF|Raymond James Ltd. Cds|3
EXLS|EXLSERVICE HOLDINGS,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19400
EXLS|EXLSERVICE HOLDINGS,|MOTF|MOTIF INVESTING, INC.|40
EXLS|EXLSERVICE HOLDINGS,|MSCO|MORGAN STANLEY & CO. LLC|431725
EXLS|EXLSERVICE HOLDINGS,|MSPL|MORGAN STANLEY & CO. LLC|54600
EXLS|EXLSERVICE HOLDINGS,|MSTX|MORGAN STANLEY & CO. LLC|3800
EXLS|EXLSERVICE HOLDINGS,|NFSC|National Financial Services LLC|248700
EXLS|EXLSERVICE HOLDINGS,|NITE|VIRTU Americas LLC|47899
EXLS|EXLSERVICE HOLDINGS,|NITP|VIRTU Americas LLC|1776
EXLS|EXLSERVICE HOLDINGS,|NQRB|Brut, LLC|1730
EXLS|EXLSERVICE HOLDINGS,|NTRC|Northern Trust Securities, Inc.|900
EXLS|EXLSERVICE HOLDINGS,|OPCO|Oppenheimer & Co. Inc.|780
EXLS|EXLSERVICE HOLDINGS,|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|215
EXLS|EXLSERVICE HOLDINGS,|PDQM|CODA MARKETS, INC.|61361
EXLS|EXLSERVICE HOLDINGS,|PIPR|Piper Jaffray & Co.|80
EXLS|EXLSERVICE HOLDINGS,|PWJC|UBS Financial Services, Inc.|800
EXLS|EXLSERVICE HOLDINGS,|RBCM|RBC CAPITAL MARKETS, LLC|2287
EXLS|EXLSERVICE HOLDINGS,|SAGL|SAGETRADER, LLC|100
EXLS|EXLSERVICE HOLDINGS,|SBSH|Citigroup Global Markets Inc.|74161
EXLS|EXLSERVICE HOLDINGS,|SGMT|GOLDMAN SACHS & CO. LLC|13399
EXLS|EXLSERVICE HOLDINGS,|SPDR|SPEEDROUTE LLC|3575
EXLS|EXLSERVICE HOLDINGS,|SPTD|MINT GLOBAL MARKETS, INC.|5341
EXLS|EXLSERVICE HOLDINGS,|STFL|Stifel, Nicolaus & Company, Incorporated|3667
EXLS|EXLSERVICE HOLDINGS,|SWIM|TD Ameritrade, Inc.|2350
EXLS|EXLSERVICE HOLDINGS,|TRBT|Tradebot Systems, Inc.|36670
EXLS|EXLSERVICE HOLDINGS,|TRCM|TRC MARKETS LLC|31968
EXLS|EXLSERVICE HOLDINGS,|UBSA|UBS SECURITIES LLC|72235
EXLS|EXLSERVICE HOLDINGS,|UBSS|UBS Securities LLC|310606
EXLS|EXLSERVICE HOLDINGS,|VALX|VIRTU AMERICAS LLC|3144
EXLS|EXLSERVICE HOLDINGS,|WBLR|WILLIAM BLAIR|60
EXLS|EXLSERVICE HOLDINGS,|WBPX|SUMMIT SECURITIES GROUP, LLC|400
EXLS|EXLSERVICE HOLDINGS,|WCHV|WELLS FARGO SECURITIES, LLC|36756
EXLS|EXLSERVICE HOLDINGS,|WEED|Weeden & Co.L.P.|80
EXLS|EXLSERVICE HOLDINGS,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|196
EXLS|EXLSERVICE HOLDINGS,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1130
EXLS|EXLSERVICE HOLDINGS,|WLTH|WEALTHFRONT BROKERAGE CORPORATION|45
EXLS|EXLSERVICE HOLDINGS,|WSEA|WOLVERINE SECURITIES, LLC|332
EXLS|EXLSERVICE HOLDINGS,|XIST|INSTINET, LLC|4802
EXLS|EXLSERVICE HOLDINGS,|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
EXLS|EXLSERVICE HOLDINGS,|YKNA|COMHAR CAPITAL MARKETS, LLC|2045
EXLS|EXLSERVICE HOLDINGS,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|152
EXP|EAGLE MATERIALS INC|ALTX|Alternet Securities Inc.|6631
EXP|EAGLE MATERIALS INC|APCC|Apex Clearing Corporation|102
EXP|EAGLE MATERIALS INC|BARD|Robert W. Baird & Co. Incorporated|2553
EXP|EAGLE MATERIALS INC|BATM|CBOE TRADING, INC.|8792
EXP|EAGLE MATERIALS INC|BAYT|BTIG, LLC|7300
EXP|EAGLE MATERIALS INC|BBNT|BB&T SECURITIES, LLC|981
EXP|EAGLE MATERIALS INC|BERN|Sanford C. Bernstein & Co., LLC|47996
EXP|EAGLE MATERIALS INC|BIDS|BIDS TRADING L.P.|500
EXP|EAGLE MATERIALS INC|BKCM|BNY Mellon Capital Markets LLC|8870
EXP|EAGLE MATERIALS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|547
EXP|EAGLE MATERIALS INC|BMOC|BMO Capital Markets Corp.|294
EXP|EAGLE MATERIALS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1548
EXP|EAGLE MATERIALS INC|BRVL|BLAYLOCK VAN, LLC|900
EXP|EAGLE MATERIALS INC|BTIG|BTIG, LLC|118
EXP|EAGLE MATERIALS INC|BYXM|CBOE TRADING, INC.|714
EXP|EAGLE MATERIALS INC|BZYD|GOLDMAN SACHS & CO. LLC|500
EXP|EAGLE MATERIALS INC|CHAS|Charles Schwab & Co., Inc.|1207
EXP|EAGLE MATERIALS INC|CIST|Capital Institutional Services, Inc.|1297
EXP|EAGLE MATERIALS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41748
EXP|EAGLE MATERIALS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2688
EXP|EAGLE MATERIALS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2823
EXP|EAGLE MATERIALS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|166425
EXP|EAGLE MATERIALS INC|CTDL|Citadel Derivatives Group Llc|815
EXP|EAGLE MATERIALS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25878
EXP|EAGLE MATERIALS INC|DADA|D.A. Davidson & Co.|100
EXP|EAGLE MATERIALS INC|DBAB|Deutsche Bank Securities Inc.|201126
EXP|EAGLE MATERIALS INC|DBAX|Deutsche Bank Securities Inc.|209300
EXP|EAGLE MATERIALS INC|DBUL|Deutsche Bank Securities Inc.|1300
EXP|EAGLE MATERIALS INC|DCHF|Dart Executions, LLC|858
EXP|EAGLE MATERIALS INC|DEAN|MORGAN STANLEY|1262
EXP|EAGLE MATERIALS INC|DEGS|RONIN PROFESSIONAL LLC|570
EXP|EAGLE MATERIALS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1656
EXP|EAGLE MATERIALS INC|EBXL|EBX LLC|88300
EXP|EAGLE MATERIALS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11493
EXP|EAGLE MATERIALS INC|EDJO|Edward D. Jones & Co., L.P.|378
EXP|EAGLE MATERIALS INC|EGAM|CBOE TRADING, INC.|5993
EXP|EAGLE MATERIALS INC|EGAW|CBOE TRADING, INC.|33
EXP|EAGLE MATERIALS INC|EGMT|EG MARKET TECHNOLOGIES LLC|865
EXP|EAGLE MATERIALS INC|EGXM|CBOE TRADING, INC.|1683
EXP|EAGLE MATERIALS INC|EGXW|CBOE TRADING, INC.|122
EXP|EAGLE MATERIALS INC|ETBE|Electronic Transaction Clearing, Inc.|13473
EXP|EAGLE MATERIALS INC|ETCC|Electronic Transaction Clearing, Inc.|300
EXP|EAGLE MATERIALS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23027
EXP|EAGLE MATERIALS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|120
EXP|EAGLE MATERIALS INC|ETRS|E*Trade Securities LLC|32336
EXP|EAGLE MATERIALS INC|FILL|Tradestation Securities, Inc.|46
EXP|EAGLE MATERIALS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1711
EXP|EAGLE MATERIALS INC|FQLS|Quantlab Securities LP|111854
EXP|EAGLE MATERIALS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57864
EXP|EAGLE MATERIALS INC|FTBR|Foliofn Investments, Inc.|699
EXP|EAGLE MATERIALS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|400
EXP|EAGLE MATERIALS INC|GLIS|TD Securities Inc|11
EXP|EAGLE MATERIALS INC|GLPX|ACS EXECUTION SERVICES, LLC|41530
EXP|EAGLE MATERIALS INC|GSCO|GOLDMAN SACHS & CO. LLC|639444
EXP|EAGLE MATERIALS INC|GSCS|GOLDMAN SACHS & CO. LLC|3698
EXP|EAGLE MATERIALS INC|GSLT|GOLDMAN SACHS & CO. LLC|4713
EXP|EAGLE MATERIALS INC|GTSZ|GTS SECURITIES LLC|55685
EXP|EAGLE MATERIALS INC|HAPX|HAP Trading, LLC|100
EXP|EAGLE MATERIALS INC|HRBF|American Enterprise Investment Services Inc.|1699
EXP|EAGLE MATERIALS INC|HSBC|HSBC Securities, Inc.|201
EXP|EAGLE MATERIALS INC|IATS|INTERACTIVE BROKERS LLC|4515
EXP|EAGLE MATERIALS INC|IBKR|Interactive Brokers Llc|1934
EXP|EAGLE MATERIALS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|143
EXP|EAGLE MATERIALS INC|ICBX|INSTINET, LLC|29000
EXP|EAGLE MATERIALS INC|IEQY|CITADEL SECURITIES LLC|39410
EXP|EAGLE MATERIALS INC|INCA|INSTINET, LLC|117414
EXP|EAGLE MATERIALS INC|INJX|INSTINET, LLC|3323
EXP|EAGLE MATERIALS INC|ITGI|ITG Inc.|7676
EXP|EAGLE MATERIALS INC|ITGP|ITG INC.|71600
EXP|EAGLE MATERIALS INC|JANY|Janney Montgomery Scott Inc.|632
EXP|EAGLE MATERIALS INC|JEFF|JEFFERIES LLC|112876
EXP|EAGLE MATERIALS INC|JMPT|JUMP TRADING, LLC|32080
EXP|EAGLE MATERIALS INC|JPBX|J.P. MORGAN SECURITIES LLC|20649
EXP|EAGLE MATERIALS INC|JPMX|J.P. Morgan Securities LLC|332802
EXP|EAGLE MATERIALS INC|JSJX|JANE STREET CAPITAL LLC|5121
EXP|EAGLE MATERIALS INC|KCGM|VIRTU Americas LLC|29552
EXP|EAGLE MATERIALS INC|LEHM|Barclays Capital Inc./Le|326304
EXP|EAGLE MATERIALS INC|LIME|Lime Brokerage LLC|6681
EXP|EAGLE MATERIALS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|10204
EXP|EAGLE MATERIALS INC|LQNA|LIQUIDNET, INC.|31900
EXP|EAGLE MATERIALS INC|LSCI|Lek Securities Corporation|514
EXP|EAGLE MATERIALS INC|LVMR|LIVERMORE TRADING GROUP, INC.|4679
EXP|EAGLE MATERIALS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1
EXP|EAGLE MATERIALS INC|MAXM|Maxim Group LLC|624
EXP|EAGLE MATERIALS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77076
EXP|EAGLE MATERIALS INC|MNDX|TJM Investments, LLC|1571
EXP|EAGLE MATERIALS INC|MOTF|MOTIF INVESTING, INC.|5
EXP|EAGLE MATERIALS INC|MSCO|MORGAN STANLEY & CO. LLC|550086
EXP|EAGLE MATERIALS INC|MSPL|MORGAN STANLEY & CO. LLC|191100
EXP|EAGLE MATERIALS INC|MSTX|MORGAN STANLEY & CO. LLC|43000
EXP|EAGLE MATERIALS INC|MULL|MARK J. MULLER EQUITIES, INC.|500
EXP|EAGLE MATERIALS INC|NFSC|National Financial Services LLC|36352
EXP|EAGLE MATERIALS INC|NITE|VIRTU Americas LLC|123041
EXP|EAGLE MATERIALS INC|NQRB|Brut, LLC|3504
EXP|EAGLE MATERIALS INC|NTBF|BMO Nesbitt Burns Inc./CDS|30
EXP|EAGLE MATERIALS INC|OHOS|TWO SIGMA SECURITIES, LLC|8437
EXP|EAGLE MATERIALS INC|OPCO|Oppenheimer & Co. Inc.|179
EXP|EAGLE MATERIALS INC|OTAA|OTA LLC|400
EXP|EAGLE MATERIALS INC|PDQM|CODA MARKETS, INC.|90185
EXP|EAGLE MATERIALS INC|PHLY|NASDAQ Execution Services, LLC|200
EXP|EAGLE MATERIALS INC|PWJC|UBS Financial Services, Inc.|24
EXP|EAGLE MATERIALS INC|RBCM|RBC CAPITAL MARKETS, LLC|1269
EXP|EAGLE MATERIALS INC|RHCO|Suntrust Robinson Humphrey, Inc.|2650
EXP|EAGLE MATERIALS INC|SAGL|SAGETRADER, LLC|9053
EXP|EAGLE MATERIALS INC|SBSH|Citigroup Global Markets Inc.|58782
EXP|EAGLE MATERIALS INC|SGMT|GOLDMAN SACHS & CO. LLC|56256
EXP|EAGLE MATERIALS INC|SPDR|SPEEDROUTE LLC|12790
EXP|EAGLE MATERIALS INC|SPHN|Stephens Inc.|823
EXP|EAGLE MATERIALS INC|STFL|Stifel, Nicolaus & Company, Incorporated|216517
EXP|EAGLE MATERIALS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3916
EXP|EAGLE MATERIALS INC|SWIM|TD Ameritrade, Inc.|6860
EXP|EAGLE MATERIALS INC|SWST|Hilltop Securities Inc.|65
EXP|EAGLE MATERIALS INC|TKNG|ALLY INVEST SECURITIES LLC|52
EXP|EAGLE MATERIALS INC|TRBT|Tradebot Systems, Inc.|112424
EXP|EAGLE MATERIALS INC|TRCM|TRC MARKETS LLC|35169
EXP|EAGLE MATERIALS INC|UBSA|UBS SECURITIES LLC|405050
EXP|EAGLE MATERIALS INC|UBSS|UBS Securities LLC|488517
EXP|EAGLE MATERIALS INC|VALX|VIRTU AMERICAS LLC|10237
EXP|EAGLE MATERIALS INC|VERT|The Vertical Trading Group, LLC|900
EXP|EAGLE MATERIALS INC|VGRD|Vanguard Marketing Corporation|2123
EXP|EAGLE MATERIALS INC|VNDS|VANDHAM SECURITIES CORP|300
EXP|EAGLE MATERIALS INC|WABR|Wall Street Access|62211
EXP|EAGLE MATERIALS INC|WBLR|WILLIAM BLAIR|100
EXP|EAGLE MATERIALS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1441
EXP|EAGLE MATERIALS INC|WCHV|WELLS FARGO SECURITIES, LLC|40044
EXP|EAGLE MATERIALS INC|WEDB|WEDBUSH SECURITIES INC.|41
EXP|EAGLE MATERIALS INC|WEED|Weeden & Co.L.P.|503
EXP|EAGLE MATERIALS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1856
EXP|EAGLE MATERIALS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6217
EXP|EAGLE MATERIALS INC|WGIF|CIBC World Markets Inc.|200
EXP|EAGLE MATERIALS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|45
EXP|EAGLE MATERIALS INC|WSEA|WOLVERINE SECURITIES, LLC|339
EXP|EAGLE MATERIALS INC|XIST|INSTINET, LLC|40000
EXP|EAGLE MATERIALS INC|XPQR|Jump Trading|4135
EXP|EAGLE MATERIALS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|52204
EXP|EAGLE MATERIALS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5555
EXP|EAGLE MATERIALS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1411
EXPD|EXPEDITORS INTL|ABLE|NATIXIS Securities Americas LLC|8265
EXPD|EXPEDITORS INTL|ALTX|Alternet Securities Inc.|6229
EXPD|EXPEDITORS INTL|ANOS|ABEL/NOSER, L.L.C.|9473
EXPD|EXPEDITORS INTL|APCC|Apex Clearing Corporation|1051
EXPD|EXPEDITORS INTL|AQUA|AQUA SECURITIES L.P.|3000
EXPD|EXPEDITORS INTL|BANK|Primevest Financial Services, Inc.|109
EXPD|EXPEDITORS INTL|BARD|Robert W. Baird & Co. Incorporated|862076
EXPD|EXPEDITORS INTL|BATM|CBOE TRADING, INC.|8820
EXPD|EXPEDITORS INTL|BAYC|BAY CREST PARTNERS, LLC|29331
EXPD|EXPEDITORS INTL|BAYT|BTIG, LLC|1200
EXPD|EXPEDITORS INTL|BBNT|BB&T SECURITIES, LLC|3007
EXPD|EXPEDITORS INTL|BERN|Sanford C. Bernstein & Co., LLC|96047
EXPD|EXPEDITORS INTL|BIDS|BIDS TRADING L.P.|500
EXPD|EXPEDITORS INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17329
EXPD|EXPEDITORS INTL|BLKX|INSTINET, LLC|31100
EXPD|EXPEDITORS INTL|BMOC|BMO Capital Markets Corp.|36761
EXPD|EXPEDITORS INTL|BNPX|BNP PARIBAS SECURITIES CORP.|174731
EXPD|EXPEDITORS INTL|BTIG|BTIG, LLC|82190
EXPD|EXPEDITORS INTL|BYXM|CBOE TRADING, INC.|4792
EXPD|EXPEDITORS INTL|BZYD|GOLDMAN SACHS & CO. LLC|2169
EXPD|EXPEDITORS INTL|CABR|Cabrera Capital Markets, Inc.|25
EXPD|EXPEDITORS INTL|CANT|Cantor Fitzgerald & Co.|1055
EXPD|EXPEDITORS INTL|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
EXPD|EXPEDITORS INTL|CHAS|Charles Schwab & Co., Inc.|26358
EXPD|EXPEDITORS INTL|CIBP|CIBC World Markets Corp.|12620
EXPD|EXPEDITORS INTL|CIST|Capital Institutional Services, Inc.|6359
EXPD|EXPEDITORS INTL|CLSA|CLSA AMERICAS, LLC|17000
EXPD|EXPEDITORS INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120875
EXPD|EXPEDITORS INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|281
EXPD|EXPEDITORS INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|850
EXPD|EXPEDITORS INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|504048
EXPD|EXPEDITORS INTL|CTDL|Citadel Derivatives Group Llc|22777
EXPD|EXPEDITORS INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|82418
EXPD|EXPEDITORS INTL|DADA|D.A. Davidson & Co.|2781
EXPD|EXPEDITORS INTL|DBAB|Deutsche Bank Securities Inc.|786845
EXPD|EXPEDITORS INTL|DBAX|Deutsche Bank Securities Inc.|319000
EXPD|EXPEDITORS INTL|DBUL|Deutsche Bank Securities Inc.|13149
EXPD|EXPEDITORS INTL|DCHF|Dart Executions, LLC|133
EXPD|EXPEDITORS INTL|DEAN|MORGAN STANLEY|9256
EXPD|EXPEDITORS INTL|DEGS|RONIN PROFESSIONAL LLC|800
EXPD|EXPEDITORS INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38912
EXPD|EXPEDITORS INTL|DRWK|DRW SECURITIES, L.L.C.|45771
EXPD|EXPEDITORS INTL|EBXL|EBX LLC|198900
EXPD|EXPEDITORS INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|47211
EXPD|EXPEDITORS INTL|EDJC|Edward Jones / CDS|14
EXPD|EXPEDITORS INTL|EDJO|Edward D. Jones & Co., L.P.|4366
EXPD|EXPEDITORS INTL|EGAM|CBOE TRADING, INC.|13365
EXPD|EXPEDITORS INTL|EGAW|CBOE TRADING, INC.|111
EXPD|EXPEDITORS INTL|EGMT|EG MARKET TECHNOLOGIES LLC|1580
EXPD|EXPEDITORS INTL|EGXM|CBOE TRADING, INC.|4673
EXPD|EXPEDITORS INTL|EGXW|CBOE TRADING, INC.|306
EXPD|EXPEDITORS INTL|ESPO|ESPOSITO SECURITIES, LLC|326
EXPD|EXPEDITORS INTL|ETBE|Electronic Transaction Clearing, Inc.|61001
EXPD|EXPEDITORS INTL|ETCC|Electronic Transaction Clearing, Inc.|5258
EXPD|EXPEDITORS INTL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1206
EXPD|EXPEDITORS INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32155
EXPD|EXPEDITORS INTL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
EXPD|EXPEDITORS INTL|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|196635
EXPD|EXPEDITORS INTL|ETRS|E*Trade Securities LLC|14018
EXPD|EXPEDITORS INTL|FBCO|Credit Suisse Securities (USA) LLC|1237391
EXPD|EXPEDITORS INTL|FIDT|Fidelity Clearing Canada ULC./ CDS|1
EXPD|EXPEDITORS INTL|FILL|Tradestation Securities, Inc.|3119
EXPD|EXPEDITORS INTL|FINX|FINTECH SECURITIES|230
EXPD|EXPEDITORS INTL|FMAF|NBCN Inc./ CDS|862
EXPD|EXPEDITORS INTL|FOMA|TD AMERITRADE CLEARING, INC.|106002
EXPD|EXPEDITORS INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31109
EXPD|EXPEDITORS INTL|FQLS|Quantlab Securities LP|671306
EXPD|EXPEDITORS INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|148058
EXPD|EXPEDITORS INTL|FTBR|Foliofn Investments, Inc.|5201
EXPD|EXPEDITORS INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|27615
EXPD|EXPEDITORS INTL|GELP|RBC CAPITAL MARKETS, LLC|1228
EXPD|EXPEDITORS INTL|GLPX|ACS EXECUTION SERVICES, LLC|49571
EXPD|EXPEDITORS INTL|GSCO|GOLDMAN SACHS & CO. LLC|2844282
EXPD|EXPEDITORS INTL|GSCS|GOLDMAN SACHS & CO. LLC|132239
EXPD|EXPEDITORS INTL|GSLT|GOLDMAN SACHS & CO. LLC|3786
EXPD|EXPEDITORS INTL|GTSZ|GTS SECURITIES LLC|341419
EXPD|EXPEDITORS INTL|HAPX|HAP Trading, LLC|7164
EXPD|EXPEDITORS INTL|HPPX|POTAMUS TRADING, LLC|49
EXPD|EXPEDITORS INTL|HRBF|American Enterprise Investment Services Inc.|2837
EXPD|EXPEDITORS INTL|HSBC|HSBC Securities, Inc.|8795
EXPD|EXPEDITORS INTL|IATS|INTERACTIVE BROKERS LLC|11319
EXPD|EXPEDITORS INTL|IBKR|Interactive Brokers Llc|197937
EXPD|EXPEDITORS INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3816
EXPD|EXPEDITORS INTL|ICBX|INSTINET, LLC|38904
EXPD|EXPEDITORS INTL|IEQY|CITADEL SECURITIES LLC|248673
EXPD|EXPEDITORS INTL|INCA|INSTINET, LLC|1038059
EXPD|EXPEDITORS INTL|INJX|INSTINET, LLC|78277
EXPD|EXPEDITORS INTL|ITGI|ITG Inc.|224864
EXPD|EXPEDITORS INTL|ITGP|ITG INC.|76200
EXPD|EXPEDITORS INTL|JANY|Janney Montgomery Scott Inc.|1952
EXPD|EXPEDITORS INTL|JEFF|JEFFERIES LLC|256729
EXPD|EXPEDITORS INTL|JMPT|JUMP TRADING, LLC|150893
EXPD|EXPEDITORS INTL|JPBX|J.P. MORGAN SECURITIES LLC|140534
EXPD|EXPEDITORS INTL|JPMX|J.P. Morgan Securities LLC|461465
EXPD|EXPEDITORS INTL|JSJX|JANE STREET CAPITAL LLC|14847
EXPD|EXPEDITORS INTL|KCGM|VIRTU Americas LLC|104834
EXPD|EXPEDITORS INTL|KEYB|KEYBANC CAPITAL MARKETS INC.|25000
EXPD|EXPEDITORS INTL|LEHM|Barclays Capital Inc./Le|1453842
EXPD|EXPEDITORS INTL|LIME|Lime Brokerage LLC|262089
EXPD|EXPEDITORS INTL|LMGP|LIME BROKERAGE LLC|2679
EXPD|EXPEDITORS INTL|LMNX|LUMINEX TRADING & ANALYTICS LLC|122062
EXPD|EXPEDITORS INTL|LOOP|Loop Capital Markets LLC|1478
EXPD|EXPEDITORS INTL|LQNA|LIQUIDNET, INC.|49800
EXPD|EXPEDITORS INTL|LSCI|Lek Securities Corporation|655
EXPD|EXPEDITORS INTL|MACQ|Macquarie Capital (USA) Inc.|300
EXPD|EXPEDITORS INTL|MAXM|Maxim Group LLC|603
EXPD|EXPEDITORS INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|111412
EXPD|EXPEDITORS INTL|MOTF|MOTIF INVESTING, INC.|63
EXPD|EXPEDITORS INTL|MSCO|MORGAN STANLEY & CO. LLC|5126499
EXPD|EXPEDITORS INTL|MSPL|MORGAN STANLEY & CO. LLC|282800
EXPD|EXPEDITORS INTL|MSTX|MORGAN STANLEY & CO. LLC|356800
EXPD|EXPEDITORS INTL|NFSC|National Financial Services LLC|477581
EXPD|EXPEDITORS INTL|NITE|VIRTU Americas LLC|665559
EXPD|EXPEDITORS INTL|NITP|VIRTU Americas LLC|6300
EXPD|EXPEDITORS INTL|NQRB|Brut, LLC|10186
EXPD|EXPEDITORS INTL|NTRC|Northern Trust Securities, Inc.|2575
EXPD|EXPEDITORS INTL|OHOS|TWO SIGMA SECURITIES, LLC|133357
EXPD|EXPEDITORS INTL|ONEL|O'NEIL SECURITIES, INCORPORATED|800
EXPD|EXPEDITORS INTL|OPCO|Oppenheimer & Co. Inc.|23860
EXPD|EXPEDITORS INTL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5238
EXPD|EXPEDITORS INTL|PDQM|CODA MARKETS, INC.|137273
EXPD|EXPEDITORS INTL|PHLY|NASDAQ Execution Services, LLC|1000
EXPD|EXPEDITORS INTL|PIPR|Piper Jaffray & Co.|531
EXPD|EXPEDITORS INTL|PWJC|UBS Financial Services, Inc.|48
EXPD|EXPEDITORS INTL|RAJA|Raymond James & Associates, Inc.|10017
EXPD|EXPEDITORS INTL|RBCM|RBC CAPITAL MARKETS, LLC|11919
EXPD|EXPEDITORS INTL|SAGL|SAGETRADER, LLC|14900
EXPD|EXPEDITORS INTL|SAGW|SAGETRADER, LLC|1191
EXPD|EXPEDITORS INTL|SALI|INTL FCSTONE FINANCIAL INC.|1
EXPD|EXPEDITORS INTL|SBSH|Citigroup Global Markets Inc.|1262469
EXPD|EXPEDITORS INTL|SEIC|SEI Investments Distribution Co.|1114
EXPD|EXPEDITORS INTL|SGMT|GOLDMAN SACHS & CO. LLC|132901
EXPD|EXPEDITORS INTL|SJLS|TRADE INFORMATICS LLC|200
EXPD|EXPEDITORS INTL|SPDR|SPEEDROUTE LLC|12220
EXPD|EXPEDITORS INTL|SPHN|Stephens Inc.|214
EXPD|EXPEDITORS INTL|STFL|Stifel, Nicolaus & Company, Incorporated|19732
EXPD|EXPEDITORS INTL|STKP|STOCKPILE INVESTMENTS, INC.|28
EXPD|EXPEDITORS INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
EXPD|EXPEDITORS INTL|SWIM|TD Ameritrade, Inc.|69003
EXPD|EXPEDITORS INTL|SWST|Hilltop Securities Inc.|1349
EXPD|EXPEDITORS INTL|TAGC|TELSEY ADVISORY GROUP LLC|200
EXPD|EXPEDITORS INTL|TKNG|ALLY INVEST SECURITIES LLC|703
EXPD|EXPEDITORS INTL|TONC|CUTTONE & CO., LLC|1600
EXPD|EXPEDITORS INTL|TRBT|Tradebot Systems, Inc.|429189
EXPD|EXPEDITORS INTL|TRCM|TRC MARKETS LLC|513110
EXPD|EXPEDITORS INTL|TTUC|CUTTONE & CO., INC.|383
EXPD|EXPEDITORS INTL|TWTT|TASTYWORKS, INC.|300
EXPD|EXPEDITORS INTL|UBSA|UBS SECURITIES LLC|674566
EXPD|EXPEDITORS INTL|UBSS|UBS Securities LLC|2188342
EXPD|EXPEDITORS INTL|VALX|VIRTU AMERICAS LLC|15047
EXPD|EXPEDITORS INTL|VGRD|Vanguard Marketing Corporation|4594
EXPD|EXPEDITORS INTL|VNDS|VANDHAM SECURITIES CORP|200
EXPD|EXPEDITORS INTL|WABR|Wall Street Access|25
EXPD|EXPEDITORS INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|400
EXPD|EXPEDITORS INTL|WCHV|WELLS FARGO SECURITIES, LLC|124320
EXPD|EXPEDITORS INTL|WEDB|WEDBUSH SECURITIES INC.|130
EXPD|EXPEDITORS INTL|WEED|Weeden & Co.L.P.|759
EXPD|EXPEDITORS INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14483
EXPD|EXPEDITORS INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12896
EXPD|EXPEDITORS INTL|WGIF|CIBC World Markets Inc.|4847
EXPD|EXPEDITORS INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|310
EXPD|EXPEDITORS INTL|WOLF|Wolfe Trahan Securities|949
EXPD|EXPEDITORS INTL|WORD|Worden Capital Management LLC|93
EXPD|EXPEDITORS INTL|WSEA|WOLVERINE SECURITIES, LLC|2590
EXPD|EXPEDITORS INTL|XIST|INSTINET, LLC|143146
EXPD|EXPEDITORS INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|92250
EXPD|EXPEDITORS INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|2498
EXPD|EXPEDITORS INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5690
EXPE|EXPEDIA GROUP, INC.|ABLE|NATIXIS Securities Americas LLC|5746
EXPE|EXPEDIA GROUP, INC.|ALLN|Allen & Company LLC|2464
EXPE|EXPEDIA GROUP, INC.|ALTX|Alternet Securities Inc.|23403
EXPE|EXPEDIA GROUP, INC.|ANOS|ABEL/NOSER, L.L.C.|500
EXPE|EXPEDIA GROUP, INC.|APCC|Apex Clearing Corporation|2523
EXPE|EXPEDIA GROUP, INC.|BANK|Primevest Financial Services, Inc.|11
EXPE|EXPEDIA GROUP, INC.|BARD|Robert W. Baird & Co. Incorporated|25650
EXPE|EXPEDIA GROUP, INC.|BATM|CBOE TRADING, INC.|12696
EXPE|EXPEDIA GROUP, INC.|BAYC|BAY CREST PARTNERS, LLC|11158
EXPE|EXPEDIA GROUP, INC.|BAYT|BTIG, LLC|14150
EXPE|EXPEDIA GROUP, INC.|BBNT|BB&T SECURITIES, LLC|269
EXPE|EXPEDIA GROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|881281
EXPE|EXPEDIA GROUP, INC.|BIAD|SAGETRADER, LLC|327
EXPE|EXPEDIA GROUP, INC.|BIDS|BIDS TRADING L.P.|217700
EXPE|EXPEDIA GROUP, INC.|BIMI|Banca IMI Securities Corp.|430
EXPE|EXPEDIA GROUP, INC.|BKCM|BNY Mellon Capital Markets LLC|41
EXPE|EXPEDIA GROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14076
EXPE|EXPEDIA GROUP, INC.|BLKX|INSTINET, LLC|67792
EXPE|EXPEDIA GROUP, INC.|BMOC|BMO Capital Markets Corp.|24936
EXPE|EXPEDIA GROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|425181
EXPE|EXPEDIA GROUP, INC.|BRGE|Newbridge Securities Corp.|67
EXPE|EXPEDIA GROUP, INC.|BTIG|BTIG, LLC|168024
EXPE|EXPEDIA GROUP, INC.|BYXM|CBOE TRADING, INC.|8825
EXPE|EXPEDIA GROUP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|232
EXPE|EXPEDIA GROUP, INC.|CABR|Cabrera Capital Markets, Inc.|27
EXPE|EXPEDIA GROUP, INC.|CANT|Cantor Fitzgerald & Co.|10793
EXPE|EXPEDIA GROUP, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|72344
EXPE|EXPEDIA GROUP, INC.|CHAS|Charles Schwab & Co., Inc.|1593
EXPE|EXPEDIA GROUP, INC.|CIBP|CIBC World Markets Corp.|6749
EXPE|EXPEDIA GROUP, INC.|CICF|Canaccord Genuity Corp.|200
EXPE|EXPEDIA GROUP, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|9800
EXPE|EXPEDIA GROUP, INC.|CIST|Capital Institutional Services, Inc.|1564
EXPE|EXPEDIA GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|117347
EXPE|EXPEDIA GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45
EXPE|EXPEDIA GROUP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5097
EXPE|EXPEDIA GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|652800
EXPE|EXPEDIA GROUP, INC.|CTDL|Citadel Derivatives Group Llc|19280
EXPE|EXPEDIA GROUP, INC.|CTLR|CUTLER GROUP, LP|2550
EXPE|EXPEDIA GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|94868
EXPE|EXPEDIA GROUP, INC.|DADA|D.A. Davidson & Co.|1755
EXPE|EXPEDIA GROUP, INC.|DAVA|Davenport & Company LLC|350
EXPE|EXPEDIA GROUP, INC.|DAWA|Daiwa Capital Markets America Inc.|1300
EXPE|EXPEDIA GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|993625
EXPE|EXPEDIA GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|662300
EXPE|EXPEDIA GROUP, INC.|DBUL|Deutsche Bank Securities Inc.|3503
EXPE|EXPEDIA GROUP, INC.|DCHF|Dart Executions, LLC|3581
EXPE|EXPEDIA GROUP, INC.|DEAN|MORGAN STANLEY|19029
EXPE|EXPEDIA GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|131
EXPE|EXPEDIA GROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16729
EXPE|EXPEDIA GROUP, INC.|DRWK|DRW SECURITIES, L.L.C.|32775
EXPE|EXPEDIA GROUP, INC.|EBXL|EBX LLC|293600
EXPE|EXPEDIA GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|76920
EXPE|EXPEDIA GROUP, INC.|EDJC|Edward Jones / CDS|651
EXPE|EXPEDIA GROUP, INC.|EDJO|Edward D. Jones & Co., L.P.|3321
EXPE|EXPEDIA GROUP, INC.|EGAM|CBOE TRADING, INC.|48225
EXPE|EXPEDIA GROUP, INC.|EGAW|CBOE TRADING, INC.|20
EXPE|EXPEDIA GROUP, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2787
EXPE|EXPEDIA GROUP, INC.|EGXM|CBOE TRADING, INC.|7973
EXPE|EXPEDIA GROUP, INC.|ESPO|ESPOSITO SECURITIES, LLC|89
EXPE|EXPEDIA GROUP, INC.|ETBE|Electronic Transaction Clearing, Inc.|57496
EXPE|EXPEDIA GROUP, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
EXPE|EXPEDIA GROUP, INC.|ETCC|Electronic Transaction Clearing, Inc.|4352
EXPE|EXPEDIA GROUP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4845
EXPE|EXPEDIA GROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|89940
EXPE|EXPEDIA GROUP, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|121416
EXPE|EXPEDIA GROUP, INC.|ETRS|E*Trade Securities LLC|81978
EXPE|EXPEDIA GROUP, INC.|FBCO|Credit Suisse Securities (USA) LLC|2231591
EXPE|EXPEDIA GROUP, INC.|FBSB|U.S. Bancorp Investments, Inc.|8
EXPE|EXPEDIA GROUP, INC.|FFSI|Firstrade Securities Inc.|200
EXPE|EXPEDIA GROUP, INC.|FILL|Tradestation Securities, Inc.|4330
EXPE|EXPEDIA GROUP, INC.|FINX|FINTECH SECURITIES|66
EXPE|EXPEDIA GROUP, INC.|FMAF|NBCN Inc./ CDS|3634
EXPE|EXPEDIA GROUP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|293159
EXPE|EXPEDIA GROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|45469
EXPE|EXPEDIA GROUP, INC.|FQLS|Quantlab Securities LP|467228
EXPE|EXPEDIA GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91216
EXPE|EXPEDIA GROUP, INC.|FTBR|Foliofn Investments, Inc.|1292
EXPE|EXPEDIA GROUP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|47570
EXPE|EXPEDIA GROUP, INC.|GELP|RBC CAPITAL MARKETS, LLC|4593
EXPE|EXPEDIA GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|157188
EXPE|EXPEDIA GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2312378
EXPE|EXPEDIA GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|118364
EXPE|EXPEDIA GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|41593
EXPE|EXPEDIA GROUP, INC.|GTSZ|GTS SECURITIES LLC|219162
EXPE|EXPEDIA GROUP, INC.|HAPX|HAP Trading, LLC|950
EXPE|EXPEDIA GROUP, INC.|HRBF|American Enterprise Investment Services Inc.|12713
EXPE|EXPEDIA GROUP, INC.|HSBC|HSBC Securities, Inc.|80844
EXPE|EXPEDIA GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|12838
EXPE|EXPEDIA GROUP, INC.|IBKR|Interactive Brokers Llc|132580
EXPE|EXPEDIA GROUP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|54
EXPE|EXPEDIA GROUP, INC.|ICBX|INSTINET, LLC|70346
EXPE|EXPEDIA GROUP, INC.|IEQY|CITADEL SECURITIES LLC|457637
EXPE|EXPEDIA GROUP, INC.|INCA|INSTINET, LLC|1186725
EXPE|EXPEDIA GROUP, INC.|INJX|INSTINET, LLC|122724
EXPE|EXPEDIA GROUP, INC.|ITGI|ITG Inc.|85374
EXPE|EXPEDIA GROUP, INC.|ITGP|ITG INC.|498000
EXPE|EXPEDIA GROUP, INC.|JANY|Janney Montgomery Scott Inc.|517
EXPE|EXPEDIA GROUP, INC.|JEFF|JEFFERIES LLC|348369
EXPE|EXPEDIA GROUP, INC.|JMPT|JUMP TRADING, LLC|90429
EXPE|EXPEDIA GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|144222
EXPE|EXPEDIA GROUP, INC.|JPMX|J.P. Morgan Securities LLC|641048
EXPE|EXPEDIA GROUP, INC.|JSJX|JANE STREET CAPITAL LLC|20751
EXPE|EXPEDIA GROUP, INC.|JUTA|JUMP TRADING, LLC|100
EXPE|EXPEDIA GROUP, INC.|KCGM|VIRTU Americas LLC|90709
EXPE|EXPEDIA GROUP, INC.|LBKI|Libucki & Co., LLC|14820
EXPE|EXPEDIA GROUP, INC.|LEER|LEERINK PARTNERS LLC|1235
EXPE|EXPEDIA GROUP, INC.|LEHM|Barclays Capital Inc./Le|1784634
EXPE|EXPEDIA GROUP, INC.|LGNT|COR CLEARING LLC|2
EXPE|EXPEDIA GROUP, INC.|LIME|Lime Brokerage LLC|315738
EXPE|EXPEDIA GROUP, INC.|LMGP|LIME BROKERAGE LLC|1197
EXPE|EXPEDIA GROUP, INC.|LQNA|LIQUIDNET, INC.|13000
EXPE|EXPEDIA GROUP, INC.|LQNB|LIQUIDNET, INC.|217700
EXPE|EXPEDIA GROUP, INC.|LSCI|Lek Securities Corporation|2319
EXPE|EXPEDIA GROUP, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
EXPE|EXPEDIA GROUP, INC.|MACC|Mid Atlantic Capital Corporation|951
EXPE|EXPEDIA GROUP, INC.|MACQ|Macquarie Capital (USA) Inc.|200
EXPE|EXPEDIA GROUP, INC.|MAXM|Maxim Group LLC|306
EXPE|EXPEDIA GROUP, INC.|MCMF|Raymond James Ltd. Cds|4426
EXPE|EXPEDIA GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|340752
EXPE|EXPEDIA GROUP, INC.|MOTF|MOTIF INVESTING, INC.|77
EXPE|EXPEDIA GROUP, INC.|MPSG|E D & F Man Capital Markets Inc.|1521
EXPE|EXPEDIA GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|4704994
EXPE|EXPEDIA GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|664900
EXPE|EXPEDIA GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|189100
EXPE|EXPEDIA GROUP, INC.|MZHO|Mizuho Securities USA LLC|5900
EXPE|EXPEDIA GROUP, INC.|NEUB|NEUBERGER BERMAN BD LLC|14117
EXPE|EXPEDIA GROUP, INC.|NFSC|National Financial Services LLC|234108
EXPE|EXPEDIA GROUP, INC.|NITE|VIRTU Americas LLC|666103
EXPE|EXPEDIA GROUP, INC.|NITP|VIRTU Americas LLC|5125
EXPE|EXPEDIA GROUP, INC.|NQRB|Brut, LLC|34230
EXPE|EXPEDIA GROUP, INC.|NTFN|Network 1 Financial Securities Inc.|200
EXPE|EXPEDIA GROUP, INC.|NTRC|Northern Trust Securities, Inc.|10349
EXPE|EXPEDIA GROUP, INC.|OHOS|TWO SIGMA SECURITIES, LLC|180189
EXPE|EXPEDIA GROUP, INC.|OLDM|OLD MISSION CAPITAL, LLC|2580
EXPE|EXPEDIA GROUP, INC.|OPCO|Oppenheimer & Co. Inc.|1706
EXPE|EXPEDIA GROUP, INC.|OTAA|OTA LLC|13435
EXPE|EXPEDIA GROUP, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|857
EXPE|EXPEDIA GROUP, INC.|PDQM|CODA MARKETS, INC.|333448
EXPE|EXPEDIA GROUP, INC.|PHLY|NASDAQ Execution Services, LLC|3400
EXPE|EXPEDIA GROUP, INC.|PICT|Pictet Overseas Inc.|165
EXPE|EXPEDIA GROUP, INC.|PIPR|Piper Jaffray & Co.|2620
EXPE|EXPEDIA GROUP, INC.|PWJC|UBS Financial Services, Inc.|15011
EXPE|EXPEDIA GROUP, INC.|RAJA|Raymond James & Associates, Inc.|13579
EXPE|EXPEDIA GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|21147
EXPE|EXPEDIA GROUP, INC.|RGLD|Regal Securities, Inc|907
EXPE|EXPEDIA GROUP, INC.|SAGL|SAGETRADER, LLC|184373
EXPE|EXPEDIA GROUP, INC.|SAGW|SAGETRADER, LLC|496
EXPE|EXPEDIA GROUP, INC.|SALI|INTL FCSTONE FINANCIAL INC.|139
EXPE|EXPEDIA GROUP, INC.|SBSH|Citigroup Global Markets Inc.|640769
EXPE|EXPEDIA GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|176726
EXPE|EXPEDIA GROUP, INC.|SPDR|SPEEDROUTE LLC|27257
EXPE|EXPEDIA GROUP, INC.|SPHN|Stephens Inc.|242
EXPE|EXPEDIA GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3222
EXPE|EXPEDIA GROUP, INC.|STKP|STOCKPILE INVESTMENTS, INC.|62
EXPE|EXPEDIA GROUP, INC.|STXG|Stockcross Financial Services, Inc.|25
EXPE|EXPEDIA GROUP, INC.|SWIM|TD Ameritrade, Inc.|168390
EXPE|EXPEDIA GROUP, INC.|SWST|Hilltop Securities Inc.|1135
EXPE|EXPEDIA GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|1693
EXPE|EXPEDIA GROUP, INC.|TMBR|Timber Hill LLC|1964
EXPE|EXPEDIA GROUP, INC.|TONC|CUTTONE & CO., LLC|1900
EXPE|EXPEDIA GROUP, INC.|TRBT|Tradebot Systems, Inc.|306004
EXPE|EXPEDIA GROUP, INC.|TRCM|TRC MARKETS LLC|308601
EXPE|EXPEDIA GROUP, INC.|TTUC|CUTTONE & CO., INC.|10545
EXPE|EXPEDIA GROUP, INC.|UBSA|UBS SECURITIES LLC|1063534
EXPE|EXPEDIA GROUP, INC.|UBSS|UBS Securities LLC|2291583
EXPE|EXPEDIA GROUP, INC.|VALX|VIRTU AMERICAS LLC|20872
EXPE|EXPEDIA GROUP, INC.|VGRD|Vanguard Marketing Corporation|8078
EXPE|EXPEDIA GROUP, INC.|WBLR|WILLIAM BLAIR|3122
EXPE|EXPEDIA GROUP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|18513
EXPE|EXPEDIA GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|149933
EXPE|EXPEDIA GROUP, INC.|WDNX|WEEDEN & CO.L.P.|560
EXPE|EXPEDIA GROUP, INC.|WEDB|WEDBUSH SECURITIES INC.|1854
EXPE|EXPEDIA GROUP, INC.|WEED|Weeden & Co.L.P.|4434
EXPE|EXPEDIA GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36096
EXPE|EXPEDIA GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69289
EXPE|EXPEDIA GROUP, INC.|WGIF|CIBC World Markets Inc.|1822
EXPE|EXPEDIA GROUP, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|506
EXPE|EXPEDIA GROUP, INC.|WORD|Worden Capital Management LLC|3599
EXPE|EXPEDIA GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|14048
EXPE|EXPEDIA GROUP, INC.|XIST|INSTINET, LLC|213056
EXPE|EXPEDIA GROUP, INC.|XPQR|Jump Trading|1648
EXPE|EXPEDIA GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|61354
EXPE|EXPEDIA GROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|23332
EXPE|EXPEDIA GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5672
EXPI|EXP WORLD HOLDING CS|ALTX|Alternet Securities Inc.|1000
EXPI|EXP WORLD HOLDING CS|APCC|Apex Clearing Corporation|52
EXPI|EXP WORLD HOLDING CS|BATM|CBOE TRADING, INC.|302
EXPI|EXP WORLD HOLDING CS|BYXM|CBOE TRADING, INC.|200
EXPI|EXP WORLD HOLDING CS|CANT|Cantor Fitzgerald & Co.|602
EXPI|EXP WORLD HOLDING CS|CHAS|Charles Schwab & Co., Inc.|960
EXPI|EXP WORLD HOLDING CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
EXPI|EXP WORLD HOLDING CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
EXPI|EXP WORLD HOLDING CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1342
EXPI|EXP WORLD HOLDING CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3055
EXPI|EXP WORLD HOLDING CS|DADA|D.A. Davidson & Co.|8415
EXPI|EXP WORLD HOLDING CS|DBAX|Deutsche Bank Securities Inc.|2400
EXPI|EXP WORLD HOLDING CS|DEAN|MORGAN STANLEY|400
EXPI|EXP WORLD HOLDING CS|DEGS|RONIN PROFESSIONAL LLC|1060
EXPI|EXP WORLD HOLDING CS|EBXL|EBX LLC|4500
EXPI|EXP WORLD HOLDING CS|EDJO|Edward D. Jones & Co., L.P.|3429
EXPI|EXP WORLD HOLDING CS|EGAM|CBOE TRADING, INC.|250
EXPI|EXP WORLD HOLDING CS|EGXM|CBOE TRADING, INC.|116
EXPI|EXP WORLD HOLDING CS|ETCB|ETC BROKERAGE SERVICES, LLC|232
EXPI|EXP WORLD HOLDING CS|ETRS|E*Trade Securities LLC|93391
EXPI|EXP WORLD HOLDING CS|FBCO|Credit Suisse Securities (USA) LLC|6240
EXPI|EXP WORLD HOLDING CS|FILL|Tradestation Securities, Inc.|6100
EXPI|EXP WORLD HOLDING CS|FOMA|TD AMERITRADE CLEARING, INC.|385815
EXPI|EXP WORLD HOLDING CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2174
EXPI|EXP WORLD HOLDING CS|FTBR|Foliofn Investments, Inc.|111
EXPI|EXP WORLD HOLDING CS|GEBB|GLOBAL EXECUTION BROKERS, LP|5563
EXPI|EXP WORLD HOLDING CS|GLPX|ACS EXECUTION SERVICES, LLC|2350
EXPI|EXP WORLD HOLDING CS|GSCO|GOLDMAN SACHS & CO. LLC|7473
EXPI|EXP WORLD HOLDING CS|GSLT|GOLDMAN SACHS & CO. LLC|1000
EXPI|EXP WORLD HOLDING CS|GTSZ|GTS SECURITIES LLC|13598
EXPI|EXP WORLD HOLDING CS|HRBF|American Enterprise Investment Services Inc.|2752
EXPI|EXP WORLD HOLDING CS|IATS|INTERACTIVE BROKERS LLC|815
EXPI|EXP WORLD HOLDING CS|IBKR|Interactive Brokers Llc|14780
EXPI|EXP WORLD HOLDING CS|ICBX|INSTINET, LLC|4100
EXPI|EXP WORLD HOLDING CS|INCA|INSTINET, LLC|31034
EXPI|EXP WORLD HOLDING CS|INJX|INSTINET, LLC|130
EXPI|EXP WORLD HOLDING CS|ITGI|ITG Inc.|3780
EXPI|EXP WORLD HOLDING CS|ITGP|ITG INC.|2800
EXPI|EXP WORLD HOLDING CS|JEFF|JEFFERIES LLC|4572
EXPI|EXP WORLD HOLDING CS|JPMX|J.P. Morgan Securities LLC|7604
EXPI|EXP WORLD HOLDING CS|KCGM|VIRTU Americas LLC|2150
EXPI|EXP WORLD HOLDING CS|LEHM|Barclays Capital Inc./Le|1200
EXPI|EXP WORLD HOLDING CS|LIME|Lime Brokerage LLC|9683
EXPI|EXP WORLD HOLDING CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
EXPI|EXP WORLD HOLDING CS|MSCO|MORGAN STANLEY & CO. LLC|99104
EXPI|EXP WORLD HOLDING CS|MSPL|MORGAN STANLEY & CO. LLC|500
EXPI|EXP WORLD HOLDING CS|NBCS|NBC Securities, INC.|125
EXPI|EXP WORLD HOLDING CS|NFSC|National Financial Services LLC|130095
EXPI|EXP WORLD HOLDING CS|NITE|VIRTU Americas LLC|237522
EXPI|EXP WORLD HOLDING CS|NTRC|Northern Trust Securities, Inc.|80
EXPI|EXP WORLD HOLDING CS|PDQM|CODA MARKETS, INC.|5224
EXPI|EXP WORLD HOLDING CS|PWJC|UBS Financial Services, Inc.|900
EXPI|EXP WORLD HOLDING CS|RBCM|RBC CAPITAL MARKETS, LLC|1200
EXPI|EXP WORLD HOLDING CS|SBSH|Citigroup Global Markets Inc.|5751
EXPI|EXP WORLD HOLDING CS|SGMT|GOLDMAN SACHS & CO. LLC|500
EXPI|EXP WORLD HOLDING CS|SPDR|SPEEDROUTE LLC|190
EXPI|EXP WORLD HOLDING CS|SWIM|TD Ameritrade, Inc.|37083
EXPI|EXP WORLD HOLDING CS|SWST|Hilltop Securities Inc.|475
EXPI|EXP WORLD HOLDING CS|TKNG|ALLY INVEST SECURITIES LLC|8209
EXPI|EXP WORLD HOLDING CS|TRCM|TRC MARKETS LLC|487
EXPI|EXP WORLD HOLDING CS|UBSA|UBS SECURITIES LLC|17069
EXPI|EXP WORLD HOLDING CS|UBSS|UBS Securities LLC|43162
EXPI|EXP WORLD HOLDING CS|VGRD|Vanguard Marketing Corporation|9279
EXPI|EXP WORLD HOLDING CS|VNDM|Wall Street Access|3500
EXPI|EXP WORLD HOLDING CS|WBLR|WILLIAM BLAIR|3805
EXPI|EXP WORLD HOLDING CS|WCHV|WELLS FARGO SECURITIES, LLC|13482
EXPI|EXP WORLD HOLDING CS|WDCO|Wilson-Davis & Co., Inc.|4489
EXPI|EXP WORLD HOLDING CS|WFPB|Wells Fargo Securities, LLC.|771
EXPI|EXP WORLD HOLDING CS|WSEA|WOLVERINE SECURITIES, LLC|1469
EXPI|EXP WORLD HOLDING CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|900
EXPI|EXP WORLD HOLDING CS|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
EXPI|EXP WORLD HOLDING CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3403
EXPO|EXPONENT INC      ##|ABLE|NATIXIS Securities Americas LLC|20030
EXPO|EXPONENT INC      ##|APCC|Apex Clearing Corporation|494
EXPO|EXPONENT INC      ##|BARD|Robert W. Baird & Co. Incorporated|3811
EXPO|EXPONENT INC      ##|BATM|CBOE TRADING, INC.|624
EXPO|EXPONENT INC      ##|BAYT|BTIG, LLC|60300
EXPO|EXPONENT INC      ##|BERN|Sanford C. Bernstein & Co., LLC|9726
EXPO|EXPONENT INC      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|59
EXPO|EXPONENT INC      ##|BMOC|BMO Capital Markets Corp.|10022
EXPO|EXPONENT INC      ##|BNPX|BNP PARIBAS SECURITIES CORP.|9088
EXPO|EXPONENT INC      ##|BRVL|BLAYLOCK VAN, LLC|1500
EXPO|EXPONENT INC      ##|BTIG|BTIG, LLC|3455
EXPO|EXPONENT INC      ##|BYXM|CBOE TRADING, INC.|350
EXPO|EXPONENT INC      ##|BZYD|GOLDMAN SACHS & CO. LLC|2815
EXPO|EXPONENT INC      ##|CHAS|Charles Schwab & Co., Inc.|519
EXPO|EXPONENT INC      ##|CHLM|Craig-Hallum Capital Group LLC|3292
EXPO|EXPONENT INC      ##|CIST|Capital Institutional Services, Inc.|6826
EXPO|EXPONENT INC      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13918
EXPO|EXPONENT INC      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4230
EXPO|EXPONENT INC      ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3215
EXPO|EXPONENT INC      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59062
EXPO|EXPONENT INC      ##|CTDL|Citadel Derivatives Group Llc|8403
EXPO|EXPONENT INC      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|49828
EXPO|EXPONENT INC      ##|DBAB|Deutsche Bank Securities Inc.|261574
EXPO|EXPONENT INC      ##|DBAX|Deutsche Bank Securities Inc.|92700
EXPO|EXPONENT INC      ##|DBUL|Deutsche Bank Securities Inc.|5335
EXPO|EXPONENT INC      ##|DCHF|Dart Executions, LLC|1185
EXPO|EXPONENT INC      ##|DEAN|MORGAN STANLEY|2295
EXPO|EXPONENT INC      ##|DEGS|RONIN PROFESSIONAL LLC|2614
EXPO|EXPONENT INC      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|649
EXPO|EXPONENT INC      ##|EBXL|EBX LLC|31100
EXPO|EXPONENT INC      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
EXPO|EXPONENT INC      ##|EDJO|Edward D. Jones & Co., L.P.|734
EXPO|EXPONENT INC      ##|EGAM|CBOE TRADING, INC.|14208
EXPO|EXPONENT INC      ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
EXPO|EXPONENT INC      ##|EGXM|CBOE TRADING, INC.|1161
EXPO|EXPONENT INC      ##|ETBE|Electronic Transaction Clearing, Inc.|2156
EXPO|EXPONENT INC      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|700
EXPO|EXPONENT INC      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7685
EXPO|EXPONENT INC      ##|ETRS|E*Trade Securities LLC|14691
EXPO|EXPONENT INC      ##|FBCO|Credit Suisse Securities (USA) LLC|140231
EXPO|EXPONENT INC      ##|FILL|Tradestation Securities, Inc.|252
EXPO|EXPONENT INC      ##|FMAF|NBCN Inc./ CDS|100
EXPO|EXPONENT INC      ##|FOMA|TD AMERITRADE CLEARING, INC.|59896
EXPO|EXPONENT INC      ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
EXPO|EXPONENT INC      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20591
EXPO|EXPONENT INC      ##|FTBR|Foliofn Investments, Inc.|1677
EXPO|EXPONENT INC      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|15743
EXPO|EXPONENT INC      ##|GLPX|ACS EXECUTION SERVICES, LLC|175
EXPO|EXPONENT INC      ##|GSCO|GOLDMAN SACHS & CO. LLC|1066337
EXPO|EXPONENT INC      ##|GSCS|GOLDMAN SACHS & CO. LLC|7705
EXPO|EXPONENT INC      ##|GSLT|GOLDMAN SACHS & CO. LLC|2687
EXPO|EXPONENT INC      ##|GTSZ|GTS SECURITIES LLC|3807
EXPO|EXPONENT INC      ##|HPPX|POTAMUS TRADING, LLC|923
EXPO|EXPONENT INC      ##|HRBF|American Enterprise Investment Services Inc.|1803
EXPO|EXPONENT INC      ##|HSBC|HSBC Securities, Inc.|1178
EXPO|EXPONENT INC      ##|IBKR|Interactive Brokers Llc|31976
EXPO|EXPONENT INC      ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|138
EXPO|EXPONENT INC      ##|ICBX|INSTINET, LLC|4700
EXPO|EXPONENT INC      ##|IEQY|CITADEL SECURITIES LLC|18357
EXPO|EXPONENT INC      ##|INCA|INSTINET, LLC|122631
EXPO|EXPONENT INC      ##|INJX|INSTINET, LLC|7769
EXPO|EXPONENT INC      ##|ITGI|ITG Inc.|11426
EXPO|EXPONENT INC      ##|ITGP|ITG INC.|36200
EXPO|EXPONENT INC      ##|JANY|Janney Montgomery Scott Inc.|20
EXPO|EXPONENT INC      ##|JEFF|JEFFERIES LLC|31460
EXPO|EXPONENT INC      ##|JMPT|JUMP TRADING, LLC|9796
EXPO|EXPONENT INC      ##|JPBX|J.P. MORGAN SECURITIES LLC|5640
EXPO|EXPONENT INC      ##|JPMX|J.P. Morgan Securities LLC|49602
EXPO|EXPONENT INC      ##|KCGM|VIRTU Americas LLC|29714
EXPO|EXPONENT INC      ##|LEHM|Barclays Capital Inc./Le|204141
EXPO|EXPONENT INC      ##|LIME|Lime Brokerage LLC|80498
EXPO|EXPONENT INC      ##|LMGP|LIME BROKERAGE LLC|840
EXPO|EXPONENT INC      ##|LOOP|Loop Capital Markets LLC|100
EXPO|EXPONENT INC      ##|LSCI|Lek Securities Corporation|65
EXPO|EXPONENT INC      ##|MAXM|Maxim Group LLC|2902
EXPO|EXPONENT INC      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8600
EXPO|EXPONENT INC      ##|MSCO|MORGAN STANLEY & CO. LLC|689821
EXPO|EXPONENT INC      ##|MSPL|MORGAN STANLEY & CO. LLC|35000
EXPO|EXPONENT INC      ##|MSTX|MORGAN STANLEY & CO. LLC|24600
EXPO|EXPONENT INC      ##|NATL|National Securities Corporation|600
EXPO|EXPONENT INC      ##|NFSC|National Financial Services LLC|29513
EXPO|EXPONENT INC      ##|NITE|VIRTU Americas LLC|69713
EXPO|EXPONENT INC      ##|NITP|VIRTU Americas LLC|1700
EXPO|EXPONENT INC      ##|NQRB|Brut, LLC|6535
EXPO|EXPONENT INC      ##|NTRC|Northern Trust Securities, Inc.|21
EXPO|EXPONENT INC      ##|OPCO|Oppenheimer & Co. Inc.|658
EXPO|EXPONENT INC      ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|460
EXPO|EXPONENT INC      ##|PDQM|CODA MARKETS, INC.|33848
EXPO|EXPONENT INC      ##|PWJC|UBS Financial Services, Inc.|294
EXPO|EXPONENT INC      ##|RAJA|Raymond James & Associates, Inc.|1349
EXPO|EXPONENT INC      ##|RBCM|RBC CAPITAL MARKETS, LLC|644
EXPO|EXPONENT INC      ##|SAGL|SAGETRADER, LLC|2096
EXPO|EXPONENT INC      ##|SALI|INTL FCSTONE FINANCIAL INC.|267
EXPO|EXPONENT INC      ##|SBSH|Citigroup Global Markets Inc.|120920
EXPO|EXPONENT INC      ##|SGMT|GOLDMAN SACHS & CO. LLC|88320
EXPO|EXPONENT INC      ##|SPDR|SPEEDROUTE LLC|4700
EXPO|EXPONENT INC      ##|SPTD|MINT GLOBAL MARKETS, INC.|455
EXPO|EXPONENT INC      ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|30200
EXPO|EXPONENT INC      ##|STFL|Stifel, Nicolaus & Company, Incorporated|2263
EXPO|EXPONENT INC      ##|STRS|STRATEGAS RESEARCH PARTNERS|100
EXPO|EXPONENT INC      ##|SWIM|TD Ameritrade, Inc.|5834
EXPO|EXPONENT INC      ##|SWST|Hilltop Securities Inc.|164
EXPO|EXPONENT INC      ##|TKNG|ALLY INVEST SECURITIES LLC|174
EXPO|EXPONENT INC      ##|TMBR|Timber Hill LLC|75
EXPO|EXPONENT INC      ##|TRBT|Tradebot Systems, Inc.|32928
EXPO|EXPONENT INC      ##|TRCM|TRC MARKETS LLC|60792
EXPO|EXPONENT INC      ##|UBSA|UBS SECURITIES LLC|166045
EXPO|EXPONENT INC      ##|UBSS|UBS Securities LLC|387427
EXPO|EXPONENT INC      ##|VALX|VIRTU AMERICAS LLC|4689
EXPO|EXPONENT INC      ##|VGRD|Vanguard Marketing Corporation|8716
EXPO|EXPONENT INC      ##|WBPX|SUMMIT SECURITIES GROUP, LLC|2
EXPO|EXPONENT INC      ##|WCHV|WELLS FARGO SECURITIES, LLC|12475
EXPO|EXPONENT INC      ##|WEDB|WEDBUSH SECURITIES INC.|1000
EXPO|EXPONENT INC      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1993
EXPO|EXPONENT INC      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3183
EXPO|EXPONENT INC      ##|WGIF|CIBC World Markets Inc.|100
EXPO|EXPONENT INC      ##|WHOT|JUST2TRADE, INC.|200
EXPO|EXPONENT INC      ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
EXPO|EXPONENT INC      ##|WSEA|WOLVERINE SECURITIES, LLC|506
EXPO|EXPONENT INC      ##|XIST|INSTINET, LLC|15540
EXPO|EXPONENT INC      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3508
EXPO|EXPONENT INC      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2342
EXPR|EXPRESS, INC.|ADAM|CANACCORD GENUITY INC.|20000
EXPR|EXPRESS, INC.|ALTX|Alternet Securities Inc.|5694
EXPR|EXPRESS, INC.|APCC|Apex Clearing Corporation|20074
EXPR|EXPRESS, INC.|BATM|CBOE TRADING, INC.|18928
EXPR|EXPRESS, INC.|BAYC|BAY CREST PARTNERS, LLC|13500
EXPR|EXPRESS, INC.|BAYT|BTIG, LLC|14000
EXPR|EXPRESS, INC.|BERN|Sanford C. Bernstein & Co., LLC|407862
EXPR|EXPRESS, INC.|BIDS|BIDS TRADING L.P.|200
EXPR|EXPRESS, INC.|BIMI|Banca IMI Securities Corp.|90
EXPR|EXPRESS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12384
EXPR|EXPRESS, INC.|BLKX|INSTINET, LLC|13600
EXPR|EXPRESS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|266959
EXPR|EXPRESS, INC.|BRVL|BLAYLOCK VAN, LLC|900
EXPR|EXPRESS, INC.|BTIG|BTIG, LLC|53456
EXPR|EXPRESS, INC.|BYXM|CBOE TRADING, INC.|4319
EXPR|EXPRESS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1668
EXPR|EXPRESS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|51000
EXPR|EXPRESS, INC.|CHAS|Charles Schwab & Co., Inc.|3250
EXPR|EXPRESS, INC.|CIST|Capital Institutional Services, Inc.|1432
EXPR|EXPRESS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101757
EXPR|EXPRESS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
EXPR|EXPRESS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14547
EXPR|EXPRESS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|933091
EXPR|EXPRESS, INC.|CTDL|Citadel Derivatives Group Llc|12837
EXPR|EXPRESS, INC.|CTLR|CUTLER GROUP, LP|28470
EXPR|EXPRESS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|95522
EXPR|EXPRESS, INC.|DBAB|Deutsche Bank Securities Inc.|185968
EXPR|EXPRESS, INC.|DBAX|Deutsche Bank Securities Inc.|1301500
EXPR|EXPRESS, INC.|DBUL|Deutsche Bank Securities Inc.|400
EXPR|EXPRESS, INC.|DEAN|MORGAN STANLEY|15754
EXPR|EXPRESS, INC.|DEGS|RONIN PROFESSIONAL LLC|2300
EXPR|EXPRESS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
EXPR|EXPRESS, INC.|EBXL|EBX LLC|412300
EXPR|EXPRESS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|28396
EXPR|EXPRESS, INC.|EDJO|Edward D. Jones & Co., L.P.|50
EXPR|EXPRESS, INC.|EGAM|CBOE TRADING, INC.|31203
EXPR|EXPRESS, INC.|EGAW|CBOE TRADING, INC.|788
EXPR|EXPRESS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
EXPR|EXPRESS, INC.|EGXM|CBOE TRADING, INC.|2967
EXPR|EXPRESS, INC.|EGXW|CBOE TRADING, INC.|146
EXPR|EXPRESS, INC.|ETBE|Electronic Transaction Clearing, Inc.|25575
EXPR|EXPRESS, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1042
EXPR|EXPRESS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|11676
EXPR|EXPRESS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3969
EXPR|EXPRESS, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2158
EXPR|EXPRESS, INC.|ETRS|E*Trade Securities LLC|135458
EXPR|EXPRESS, INC.|FILL|Tradestation Securities, Inc.|29110
EXPR|EXPRESS, INC.|FMAF|NBCN Inc./ CDS|21600
EXPR|EXPRESS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|116237
EXPR|EXPRESS, INC.|FQLS|Quantlab Securities LP|544602
EXPR|EXPRESS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|235300
EXPR|EXPRESS, INC.|FTBR|Foliofn Investments, Inc.|21254
EXPR|EXPRESS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|16683
EXPR|EXPRESS, INC.|GLIS|TD Securities Inc|200
EXPR|EXPRESS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|6130
EXPR|EXPRESS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1663236
EXPR|EXPRESS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|17402
EXPR|EXPRESS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|19024
EXPR|EXPRESS, INC.|GTSZ|GTS SECURITIES LLC|74869
EXPR|EXPRESS, INC.|HRBF|American Enterprise Investment Services Inc.|3800
EXPR|EXPRESS, INC.|IATS|INTERACTIVE BROKERS LLC|31351
EXPR|EXPRESS, INC.|IBKR|Interactive Brokers Llc|87230
EXPR|EXPRESS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|306
EXPR|EXPRESS, INC.|ICBX|INSTINET, LLC|180571
EXPR|EXPRESS, INC.|IEQY|CITADEL SECURITIES LLC|160055
EXPR|EXPRESS, INC.|INCA|INSTINET, LLC|357612
EXPR|EXPRESS, INC.|INJX|INSTINET, LLC|2628
EXPR|EXPRESS, INC.|ITGI|ITG Inc.|89948
EXPR|EXPRESS, INC.|ITGP|ITG INC.|345400
EXPR|EXPRESS, INC.|JEFF|JEFFERIES LLC|190152
EXPR|EXPRESS, INC.|JMPT|JUMP TRADING, LLC|123121
EXPR|EXPRESS, INC.|JONE|JonesTrading|1400
EXPR|EXPRESS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|116307
EXPR|EXPRESS, INC.|JPMX|J.P. Morgan Securities LLC|749047
EXPR|EXPRESS, INC.|JSJX|JANE STREET CAPITAL LLC|42752
EXPR|EXPRESS, INC.|KCGM|VIRTU Americas LLC|97204
EXPR|EXPRESS, INC.|LEHM|Barclays Capital Inc./Le|1017056
EXPR|EXPRESS, INC.|LIME|Lime Brokerage LLC|27034
EXPR|EXPRESS, INC.|LOOP|Loop Capital Markets LLC|100
EXPR|EXPRESS, INC.|LQNA|LIQUIDNET, INC.|89100
EXPR|EXPRESS, INC.|LSCI|Lek Securities Corporation|110
EXPR|EXPRESS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
EXPR|EXPRESS, INC.|MAGM|TOR BROKERAGE LLC|1800
EXPR|EXPRESS, INC.|MAXM|Maxim Group LLC|10112
EXPR|EXPRESS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|388612
EXPR|EXPRESS, INC.|MOTF|MOTIF INVESTING, INC.|2
EXPR|EXPRESS, INC.|MSCO|MORGAN STANLEY & CO. LLC|2380038
EXPR|EXPRESS, INC.|MSPL|MORGAN STANLEY & CO. LLC|1351500
EXPR|EXPRESS, INC.|MSTX|MORGAN STANLEY & CO. LLC|940300
EXPR|EXPRESS, INC.|NEUB|NEUBERGER BERMAN BD LLC|270
EXPR|EXPRESS, INC.|NFSC|National Financial Services LLC|241059
EXPR|EXPRESS, INC.|NITE|VIRTU Americas LLC|1098003
EXPR|EXPRESS, INC.|NITP|VIRTU Americas LLC|301
EXPR|EXPRESS, INC.|NQRB|Brut, LLC|19762
EXPR|EXPRESS, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|9000
EXPR|EXPRESS, INC.|NTRC|Northern Trust Securities, Inc.|1695
EXPR|EXPRESS, INC.|OHOS|TWO SIGMA SECURITIES, LLC|85742
EXPR|EXPRESS, INC.|PCPT|PHILLIP CAPITAL INC.|4900
EXPR|EXPRESS, INC.|PDQM|CODA MARKETS, INC.|34726
EXPR|EXPRESS, INC.|PHLY|NASDAQ Execution Services, LLC|13000
EXPR|EXPRESS, INC.|QMSR|QUATTRO M SECURITIES INC.|2647
EXPR|EXPRESS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|56184
EXPR|EXPRESS, INC.|RGLD|Regal Securities, Inc|6624
EXPR|EXPRESS, INC.|RILY|B. RILEY FBR, INC.|700
EXPR|EXPRESS, INC.|SAGL|SAGETRADER, LLC|3618
EXPR|EXPRESS, INC.|SAGW|SAGETRADER, LLC|1423
EXPR|EXPRESS, INC.|SBSH|Citigroup Global Markets Inc.|229099
EXPR|EXPRESS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|517054
EXPR|EXPRESS, INC.|SPDR|SPEEDROUTE LLC|1894
EXPR|EXPRESS, INC.|SPHN|Stephens Inc.|207125
EXPR|EXPRESS, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|1600
EXPR|EXPRESS, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
EXPR|EXPRESS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|43301
EXPR|EXPRESS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|218
EXPR|EXPRESS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12149
EXPR|EXPRESS, INC.|SWIM|TD Ameritrade, Inc.|187503
EXPR|EXPRESS, INC.|TKNG|ALLY INVEST SECURITIES LLC|13458
EXPR|EXPRESS, INC.|TMBR|Timber Hill LLC|1600
EXPR|EXPRESS, INC.|TRBT|Tradebot Systems, Inc.|296335
EXPR|EXPRESS, INC.|TRCM|TRC MARKETS LLC|86598
EXPR|EXPRESS, INC.|UBSA|UBS SECURITIES LLC|1235219
EXPR|EXPRESS, INC.|UBSS|UBS Securities LLC|837582
EXPR|EXPRESS, INC.|VALX|VIRTU AMERICAS LLC|52782
EXPR|EXPRESS, INC.|VGRD|Vanguard Marketing Corporation|4382
EXPR|EXPRESS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3452
EXPR|EXPRESS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|115162
EXPR|EXPRESS, INC.|WEDB|WEDBUSH SECURITIES INC.|2048
EXPR|EXPRESS, INC.|WEED|Weeden & Co.L.P.|13365
EXPR|EXPRESS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15554
EXPR|EXPRESS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38368
EXPR|EXPRESS, INC.|WFPB|Wells Fargo Securities, LLC.|2185
EXPR|EXPRESS, INC.|WSEA|WOLVERINE SECURITIES, LLC|7579
EXPR|EXPRESS, INC.|XIST|INSTINET, LLC|64000
EXPR|EXPRESS, INC.|XPQR|Jump Trading|100
EXPR|EXPRESS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|34040
EXPR|EXPRESS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|958
EXR|EXTRA SPACE STORAGE|ABLE|NATIXIS Securities Americas LLC|1537
EXR|EXTRA SPACE STORAGE|ALTX|Alternet Securities Inc.|8561
EXR|EXTRA SPACE STORAGE|ANOS|ABEL/NOSER, L.L.C.|650
EXR|EXTRA SPACE STORAGE|APCC|Apex Clearing Corporation|1394
EXR|EXTRA SPACE STORAGE|BARD|Robert W. Baird & Co. Incorporated|35958
EXR|EXTRA SPACE STORAGE|BATM|CBOE TRADING, INC.|8310
EXR|EXTRA SPACE STORAGE|BAYC|BAY CREST PARTNERS, LLC|331
EXR|EXTRA SPACE STORAGE|BAYT|BTIG, LLC|200
EXR|EXTRA SPACE STORAGE|BBNT|BB&T SECURITIES, LLC|5627
EXR|EXTRA SPACE STORAGE|BERN|Sanford C. Bernstein & Co., LLC|36522
EXR|EXTRA SPACE STORAGE|BIDS|BIDS TRADING L.P.|7200
EXR|EXTRA SPACE STORAGE|BIMI|Banca IMI Securities Corp.|232
EXR|EXTRA SPACE STORAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20452
EXR|EXTRA SPACE STORAGE|BLKX|INSTINET, LLC|158200
EXR|EXTRA SPACE STORAGE|BNPX|BNP PARIBAS SECURITIES CORP.|65264
EXR|EXTRA SPACE STORAGE|BTIG|BTIG, LLC|24687
EXR|EXTRA SPACE STORAGE|BYXM|CBOE TRADING, INC.|957
EXR|EXTRA SPACE STORAGE|BZYD|GOLDMAN SACHS & CO. LLC|500
EXR|EXTRA SPACE STORAGE|CANT|Cantor Fitzgerald & Co.|1214
EXR|EXTRA SPACE STORAGE|CBLC|CITIGROUP GLOBAL MARKETS INC.|33394
EXR|EXTRA SPACE STORAGE|CHAS|Charles Schwab & Co., Inc.|2377
EXR|EXTRA SPACE STORAGE|CIBP|CIBC World Markets Corp.|17273
EXR|EXTRA SPACE STORAGE|CIST|Capital Institutional Services, Inc.|499
EXR|EXTRA SPACE STORAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|161527
EXR|EXTRA SPACE STORAGE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5659
EXR|EXTRA SPACE STORAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|265524
EXR|EXTRA SPACE STORAGE|CTDL|Citadel Derivatives Group Llc|13291
EXR|EXTRA SPACE STORAGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|48926
EXR|EXTRA SPACE STORAGE|DADA|D.A. Davidson & Co.|188
EXR|EXTRA SPACE STORAGE|DBAB|Deutsche Bank Securities Inc.|262348
EXR|EXTRA SPACE STORAGE|DBAX|Deutsche Bank Securities Inc.|211400
EXR|EXTRA SPACE STORAGE|DBUL|Deutsche Bank Securities Inc.|6608
EXR|EXTRA SPACE STORAGE|DCHF|Dart Executions, LLC|5761
EXR|EXTRA SPACE STORAGE|DEAN|MORGAN STANLEY|1176
EXR|EXTRA SPACE STORAGE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7691
EXR|EXTRA SPACE STORAGE|EBXL|EBX LLC|225700
EXR|EXTRA SPACE STORAGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|9858
EXR|EXTRA SPACE STORAGE|EDJO|Edward D. Jones & Co., L.P.|560
EXR|EXTRA SPACE STORAGE|EGAM|CBOE TRADING, INC.|12890
EXR|EXTRA SPACE STORAGE|EGAW|CBOE TRADING, INC.|10
EXR|EXTRA SPACE STORAGE|EGMT|EG MARKET TECHNOLOGIES LLC|768
EXR|EXTRA SPACE STORAGE|EGXM|CBOE TRADING, INC.|1177
EXR|EXTRA SPACE STORAGE|ESPO|ESPOSITO SECURITIES, LLC|30
EXR|EXTRA SPACE STORAGE|ETBE|Electronic Transaction Clearing, Inc.|21426
EXR|EXTRA SPACE STORAGE|ETCB|ETC BROKERAGE SERVICES, LLC|14
EXR|EXTRA SPACE STORAGE|ETCC|Electronic Transaction Clearing, Inc.|560
EXR|EXTRA SPACE STORAGE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35374
EXR|EXTRA SPACE STORAGE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|51
EXR|EXTRA SPACE STORAGE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|707
EXR|EXTRA SPACE STORAGE|ETRS|E*Trade Securities LLC|28380
EXR|EXTRA SPACE STORAGE|FBSB|U.S. Bancorp Investments, Inc.|4
EXR|EXTRA SPACE STORAGE|FILL|Tradestation Securities, Inc.|1478
EXR|EXTRA SPACE STORAGE|FINX|FINTECH SECURITIES|750
EXR|EXTRA SPACE STORAGE|FMAF|NBCN Inc./ CDS|315
EXR|EXTRA SPACE STORAGE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23369
EXR|EXTRA SPACE STORAGE|FQLS|Quantlab Securities LP|269585
EXR|EXTRA SPACE STORAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81606
EXR|EXTRA SPACE STORAGE|FTBR|Foliofn Investments, Inc.|3052
EXR|EXTRA SPACE STORAGE|GEBB|GLOBAL EXECUTION BROKERS, LP|5461
EXR|EXTRA SPACE STORAGE|GLPX|ACS EXECUTION SERVICES, LLC|33485
EXR|EXTRA SPACE STORAGE|GNAV|GREEN STREET TRADING, LLC|12359
EXR|EXTRA SPACE STORAGE|GSCO|GOLDMAN SACHS & CO. LLC|1128583
EXR|EXTRA SPACE STORAGE|GSCS|GOLDMAN SACHS & CO. LLC|13263
EXR|EXTRA SPACE STORAGE|GSLT|GOLDMAN SACHS & CO. LLC|7063
EXR|EXTRA SPACE STORAGE|GTSZ|GTS SECURITIES LLC|113847
EXR|EXTRA SPACE STORAGE|HAPX|HAP Trading, LLC|1316
EXR|EXTRA SPACE STORAGE|HRBF|American Enterprise Investment Services Inc.|981
EXR|EXTRA SPACE STORAGE|HSBC|HSBC Securities, Inc.|5268
EXR|EXTRA SPACE STORAGE|IATS|INTERACTIVE BROKERS LLC|3209
EXR|EXTRA SPACE STORAGE|IBKR|Interactive Brokers Llc|10177
EXR|EXTRA SPACE STORAGE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|68
EXR|EXTRA SPACE STORAGE|ICBX|INSTINET, LLC|44384
EXR|EXTRA SPACE STORAGE|IEQY|CITADEL SECURITIES LLC|216456
EXR|EXTRA SPACE STORAGE|INCA|INSTINET, LLC|264498
EXR|EXTRA SPACE STORAGE|INJX|INSTINET, LLC|7967
EXR|EXTRA SPACE STORAGE|ITGI|ITG Inc.|17164
EXR|EXTRA SPACE STORAGE|ITGP|ITG INC.|65800
EXR|EXTRA SPACE STORAGE|JANY|Janney Montgomery Scott Inc.|178
EXR|EXTRA SPACE STORAGE|JEFF|JEFFERIES LLC|90810
EXR|EXTRA SPACE STORAGE|JMPT|JUMP TRADING, LLC|55854
EXR|EXTRA SPACE STORAGE|JPBX|J.P. MORGAN SECURITIES LLC|143860
EXR|EXTRA SPACE STORAGE|JPMX|J.P. Morgan Securities LLC|494539
EXR|EXTRA SPACE STORAGE|JSJX|JANE STREET CAPITAL LLC|10766
EXR|EXTRA SPACE STORAGE|KCGM|VIRTU Americas LLC|29038
EXR|EXTRA SPACE STORAGE|KEYB|KEYBANC CAPITAL MARKETS INC.|9000
EXR|EXTRA SPACE STORAGE|LEHM|Barclays Capital Inc./Le|760383
EXR|EXTRA SPACE STORAGE|LIME|Lime Brokerage LLC|10890
EXR|EXTRA SPACE STORAGE|LMNX|LUMINEX TRADING & ANALYTICS LLC|368790
EXR|EXTRA SPACE STORAGE|LOOP|Loop Capital Markets LLC|3499
EXR|EXTRA SPACE STORAGE|LQNA|LIQUIDNET, INC.|41600
EXR|EXTRA SPACE STORAGE|LSCI|Lek Securities Corporation|4
EXR|EXTRA SPACE STORAGE|MACC|Mid Atlantic Capital Corporation|5
EXR|EXTRA SPACE STORAGE|MACQ|Macquarie Capital (USA) Inc.|8355
EXR|EXTRA SPACE STORAGE|MKMP|MKM Partners LLC|500
EXR|EXTRA SPACE STORAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113612
EXR|EXTRA SPACE STORAGE|MOTF|MOTIF INVESTING, INC.|2
EXR|EXTRA SPACE STORAGE|MSCO|MORGAN STANLEY & CO. LLC|1079139
EXR|EXTRA SPACE STORAGE|MSPL|MORGAN STANLEY & CO. LLC|377600
EXR|EXTRA SPACE STORAGE|MSTX|MORGAN STANLEY & CO. LLC|105800
EXR|EXTRA SPACE STORAGE|NEUB|NEUBERGER BERMAN BD LLC|712
EXR|EXTRA SPACE STORAGE|NFSC|National Financial Services LLC|120753
EXR|EXTRA SPACE STORAGE|NITE|VIRTU Americas LLC|172012
EXR|EXTRA SPACE STORAGE|NITP|VIRTU Americas LLC|405
EXR|EXTRA SPACE STORAGE|NMRA|Nomura Securities International, Inc.|24000
EXR|EXTRA SPACE STORAGE|NQRB|Brut, LLC|5099
EXR|EXTRA SPACE STORAGE|NTBF|BMO Nesbitt Burns Inc./CDS|500
EXR|EXTRA SPACE STORAGE|NTRC|Northern Trust Securities, Inc.|170
EXR|EXTRA SPACE STORAGE|OPCO|Oppenheimer & Co. Inc.|10386
EXR|EXTRA SPACE STORAGE|PDQM|CODA MARKETS, INC.|127745
EXR|EXTRA SPACE STORAGE|PHLY|NASDAQ Execution Services, LLC|1600
EXR|EXTRA SPACE STORAGE|PWJC|UBS Financial Services, Inc.|576
EXR|EXTRA SPACE STORAGE|QMSR|QUATTRO M SECURITIES INC.|1308
EXR|EXTRA SPACE STORAGE|RBCM|RBC CAPITAL MARKETS, LLC|4750
EXR|EXTRA SPACE STORAGE|RHCO|Suntrust Robinson Humphrey, Inc.|9797
EXR|EXTRA SPACE STORAGE|SAGL|SAGETRADER, LLC|7728
EXR|EXTRA SPACE STORAGE|SALI|INTL FCSTONE FINANCIAL INC.|1
EXR|EXTRA SPACE STORAGE|SBSH|Citigroup Global Markets Inc.|217449
EXR|EXTRA SPACE STORAGE|SGMT|GOLDMAN SACHS & CO. LLC|161870
EXR|EXTRA SPACE STORAGE|SIBO|Prime Executions, Inc.|9078
EXR|EXTRA SPACE STORAGE|SPDR|SPEEDROUTE LLC|9700
EXR|EXTRA SPACE STORAGE|SPHN|Stephens Inc.|274
EXR|EXTRA SPACE STORAGE|STFL|Stifel, Nicolaus & Company, Incorporated|57150
EXR|EXTRA SPACE STORAGE|STKP|STOCKPILE INVESTMENTS, INC.|6
EXR|EXTRA SPACE STORAGE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2556
EXR|EXTRA SPACE STORAGE|SWIM|TD Ameritrade, Inc.|10984
EXR|EXTRA SPACE STORAGE|SWST|Hilltop Securities Inc.|2030
EXR|EXTRA SPACE STORAGE|TAGC|TELSEY ADVISORY GROUP LLC|200
EXR|EXTRA SPACE STORAGE|TKNG|ALLY INVEST SECURITIES LLC|370
EXR|EXTRA SPACE STORAGE|TMBR|Timber Hill LLC|1
EXR|EXTRA SPACE STORAGE|TRBT|Tradebot Systems, Inc.|166234
EXR|EXTRA SPACE STORAGE|TRCM|TRC MARKETS LLC|219817
EXR|EXTRA SPACE STORAGE|TWTT|TASTYWORKS, INC.|10
EXR|EXTRA SPACE STORAGE|UBSA|UBS SECURITIES LLC|483222
EXR|EXTRA SPACE STORAGE|UBSS|UBS Securities LLC|655855
EXR|EXTRA SPACE STORAGE|VALX|VIRTU AMERICAS LLC|28107
EXR|EXTRA SPACE STORAGE|VGRD|Vanguard Marketing Corporation|10300
EXR|EXTRA SPACE STORAGE|WABR|Wall Street Access|17392
EXR|EXTRA SPACE STORAGE|WBPX|SUMMIT SECURITIES GROUP, LLC|3728
EXR|EXTRA SPACE STORAGE|WCHV|WELLS FARGO SECURITIES, LLC|103810
EXR|EXTRA SPACE STORAGE|WEDB|WEDBUSH SECURITIES INC.|274
EXR|EXTRA SPACE STORAGE|WEED|Weeden & Co.L.P.|3721
EXR|EXTRA SPACE STORAGE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21544
EXR|EXTRA SPACE STORAGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24226
EXR|EXTRA SPACE STORAGE|WGIF|CIBC World Markets Inc.|655
EXR|EXTRA SPACE STORAGE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|934
EXR|EXTRA SPACE STORAGE|WSAG|WALL STREET ACCESS|1022
EXR|EXTRA SPACE STORAGE|WSEA|WOLVERINE SECURITIES, LLC|3613
EXR|EXTRA SPACE STORAGE|WTCO|Williams Trading LLC|13000
EXR|EXTRA SPACE STORAGE|XIST|INSTINET, LLC|19682
EXR|EXTRA SPACE STORAGE|XPQR|Jump Trading|4249
EXR|EXTRA SPACE STORAGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|12796
EXR|EXTRA SPACE STORAGE|YKNA|COMHAR CAPITAL MARKETS, LLC|2497
EXR|EXTRA SPACE STORAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5900
EXT|WISDOMTREE U.S. TOTA|APCC|Apex Clearing Corporation|5
EXT|WISDOMTREE U.S. TOTA|BATM|CBOE TRADING, INC.|200
EXT|WISDOMTREE U.S. TOTA|BTIG|BTIG, LLC|2000
EXT|WISDOMTREE U.S. TOTA|CANT|Cantor Fitzgerald & Co.|50357
EXT|WISDOMTREE U.S. TOTA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8300
EXT|WISDOMTREE U.S. TOTA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6748
EXT|WISDOMTREE U.S. TOTA|CTDL|Citadel Derivatives Group Llc|1409
EXT|WISDOMTREE U.S. TOTA|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
EXT|WISDOMTREE U.S. TOTA|DBAX|Deutsche Bank Securities Inc.|5300
EXT|WISDOMTREE U.S. TOTA|EBXL|EBX LLC|3800
EXT|WISDOMTREE U.S. TOTA|EGXM|CBOE TRADING, INC.|100
EXT|WISDOMTREE U.S. TOTA|ETRS|E*Trade Securities LLC|2007
EXT|WISDOMTREE U.S. TOTA|FTBR|Foliofn Investments, Inc.|3
EXT|WISDOMTREE U.S. TOTA|GSCO|GOLDMAN SACHS & CO. LLC|2400
EXT|WISDOMTREE U.S. TOTA|GSLT|GOLDMAN SACHS & CO. LLC|32
EXT|WISDOMTREE U.S. TOTA|HRBF|American Enterprise Investment Services Inc.|5201
EXT|WISDOMTREE U.S. TOTA|IBKR|Interactive Brokers Llc|100
EXT|WISDOMTREE U.S. TOTA|ICBX|INSTINET, LLC|5962
EXT|WISDOMTREE U.S. TOTA|INCA|INSTINET, LLC|2300
EXT|WISDOMTREE U.S. TOTA|ITGP|ITG INC.|200
EXT|WISDOMTREE U.S. TOTA|JPMX|J.P. Morgan Securities LLC|6874
EXT|WISDOMTREE U.S. TOTA|LEHM|Barclays Capital Inc./Le|13300
EXT|WISDOMTREE U.S. TOTA|LIME|Lime Brokerage LLC|2699
EXT|WISDOMTREE U.S. TOTA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7370
EXT|WISDOMTREE U.S. TOTA|MSCO|MORGAN STANLEY & CO. LLC|1534
EXT|WISDOMTREE U.S. TOTA|MSPL|MORGAN STANLEY & CO. LLC|2400
EXT|WISDOMTREE U.S. TOTA|NFSC|National Financial Services LLC|2566
EXT|WISDOMTREE U.S. TOTA|NITE|VIRTU Americas LLC|14511
EXT|WISDOMTREE U.S. TOTA|RBCM|RBC CAPITAL MARKETS, LLC|177
EXT|WISDOMTREE U.S. TOTA|SGMT|GOLDMAN SACHS & CO. LLC|3333
EXT|WISDOMTREE U.S. TOTA|STFL|Stifel, Nicolaus & Company, Incorporated|3
EXT|WISDOMTREE U.S. TOTA|SWIM|TD Ameritrade, Inc.|1
EXT|WISDOMTREE U.S. TOTA|UBSA|UBS SECURITIES LLC|7285
EXT|WISDOMTREE U.S. TOTA|UBSS|UBS Securities LLC|1142
EXT|WISDOMTREE U.S. TOTA|WCHV|WELLS FARGO SECURITIES, LLC|14699
EXT|WISDOMTREE U.S. TOTA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5463
EXTN|EXTERRAN CORP.|ALTX|Alternet Securities Inc.|3190
EXTN|EXTERRAN CORP.|APCC|Apex Clearing Corporation|6
EXTN|EXTERRAN CORP.|AQUA|AQUA SECURITIES L.P.|2500
EXTN|EXTERRAN CORP.|BARD|Robert W. Baird & Co. Incorporated|418
EXTN|EXTERRAN CORP.|BATM|CBOE TRADING, INC.|1715
EXTN|EXTERRAN CORP.|BERN|Sanford C. Bernstein & Co., LLC|2336
EXTN|EXTERRAN CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35
EXTN|EXTERRAN CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|6937
EXTN|EXTERRAN CORP.|BRVL|BLAYLOCK VAN, LLC|1400
EXTN|EXTERRAN CORP.|BTIG|BTIG, LLC|480
EXTN|EXTERRAN CORP.|BZYD|GOLDMAN SACHS & CO. LLC|800
EXTN|EXTERRAN CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1739
EXTN|EXTERRAN CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
EXTN|EXTERRAN CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41157
EXTN|EXTERRAN CORP.|CTDL|Citadel Derivatives Group Llc|5258
EXTN|EXTERRAN CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|14056
EXTN|EXTERRAN CORP.|DBAB|Deutsche Bank Securities Inc.|44422
EXTN|EXTERRAN CORP.|DBAX|Deutsche Bank Securities Inc.|23900
EXTN|EXTERRAN CORP.|DBUL|Deutsche Bank Securities Inc.|200
EXTN|EXTERRAN CORP.|DEAN|MORGAN STANLEY|307
EXTN|EXTERRAN CORP.|DEGS|RONIN PROFESSIONAL LLC|935
EXTN|EXTERRAN CORP.|EBXL|EBX LLC|17700
EXTN|EXTERRAN CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|506
EXTN|EXTERRAN CORP.|EDJO|Edward D. Jones & Co., L.P.|1231
EXTN|EXTERRAN CORP.|EGAM|CBOE TRADING, INC.|2118
EXTN|EXTERRAN CORP.|EGXM|CBOE TRADING, INC.|202
EXTN|EXTERRAN CORP.|ETBE|Electronic Transaction Clearing, Inc.|300
EXTN|EXTERRAN CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4430
EXTN|EXTERRAN CORP.|ETRS|E*Trade Securities LLC|2134
EXTN|EXTERRAN CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4890
EXTN|EXTERRAN CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18001
EXTN|EXTERRAN CORP.|FTBR|Foliofn Investments, Inc.|19
EXTN|EXTERRAN CORP.|GLPX|ACS EXECUTION SERVICES, LLC|6778
EXTN|EXTERRAN CORP.|GSCO|GOLDMAN SACHS & CO. LLC|155292
EXTN|EXTERRAN CORP.|GSCS|GOLDMAN SACHS & CO. LLC|100
EXTN|EXTERRAN CORP.|GSLT|GOLDMAN SACHS & CO. LLC|2014
EXTN|EXTERRAN CORP.|GTSZ|GTS SECURITIES LLC|9414
EXTN|EXTERRAN CORP.|HRBF|American Enterprise Investment Services Inc.|592
EXTN|EXTERRAN CORP.|IATS|INTERACTIVE BROKERS LLC|1
EXTN|EXTERRAN CORP.|IBKR|Interactive Brokers Llc|536
EXTN|EXTERRAN CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|152
EXTN|EXTERRAN CORP.|ICBX|INSTINET, LLC|15824
EXTN|EXTERRAN CORP.|IEQY|CITADEL SECURITIES LLC|4127
EXTN|EXTERRAN CORP.|INCA|INSTINET, LLC|34993
EXTN|EXTERRAN CORP.|INJX|INSTINET, LLC|2689
EXTN|EXTERRAN CORP.|ITGI|ITG Inc.|38239
EXTN|EXTERRAN CORP.|ITGP|ITG INC.|32600
EXTN|EXTERRAN CORP.|JANY|Janney Montgomery Scott Inc.|50
EXTN|EXTERRAN CORP.|JEFF|JEFFERIES LLC|18306
EXTN|EXTERRAN CORP.|JMPT|JUMP TRADING, LLC|2097
EXTN|EXTERRAN CORP.|JPBX|J.P. MORGAN SECURITIES LLC|2579
EXTN|EXTERRAN CORP.|JPMX|J.P. Morgan Securities LLC|47693
EXTN|EXTERRAN CORP.|JSJX|JANE STREET CAPITAL LLC|2570
EXTN|EXTERRAN CORP.|KCGM|VIRTU Americas LLC|7371
EXTN|EXTERRAN CORP.|LEHM|Barclays Capital Inc./Le|102365
EXTN|EXTERRAN CORP.|LIME|Lime Brokerage LLC|13898
EXTN|EXTERRAN CORP.|LQNA|LIQUIDNET, INC.|48600
EXTN|EXTERRAN CORP.|MACC|Mid Atlantic Capital Corporation|56
EXTN|EXTERRAN CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26792
EXTN|EXTERRAN CORP.|MOTF|MOTIF INVESTING, INC.|2
EXTN|EXTERRAN CORP.|MSCO|MORGAN STANLEY & CO. LLC|118474
EXTN|EXTERRAN CORP.|MSPL|MORGAN STANLEY & CO. LLC|35600
EXTN|EXTERRAN CORP.|MSTX|MORGAN STANLEY & CO. LLC|5800
EXTN|EXTERRAN CORP.|NATL|National Securities Corporation|200
EXTN|EXTERRAN CORP.|NFSC|National Financial Services LLC|3511
EXTN|EXTERRAN CORP.|NITE|VIRTU Americas LLC|18352
EXTN|EXTERRAN CORP.|NITP|VIRTU Americas LLC|100
EXTN|EXTERRAN CORP.|NQRB|Brut, LLC|100
EXTN|EXTERRAN CORP.|NTRC|Northern Trust Securities, Inc.|1502
EXTN|EXTERRAN CORP.|PDQM|CODA MARKETS, INC.|10802
EXTN|EXTERRAN CORP.|RBCM|RBC CAPITAL MARKETS, LLC|71
EXTN|EXTERRAN CORP.|SAGL|SAGETRADER, LLC|11665
EXTN|EXTERRAN CORP.|SAGW|SAGETRADER, LLC|111
EXTN|EXTERRAN CORP.|SBSH|Citigroup Global Markets Inc.|29422
EXTN|EXTERRAN CORP.|SGMT|GOLDMAN SACHS & CO. LLC|6957
EXTN|EXTERRAN CORP.|SPDR|SPEEDROUTE LLC|1090
EXTN|EXTERRAN CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|2
EXTN|EXTERRAN CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2350
EXTN|EXTERRAN CORP.|TMBR|Timber Hill LLC|100
EXTN|EXTERRAN CORP.|TRBT|Tradebot Systems, Inc.|16489
EXTN|EXTERRAN CORP.|TRCM|TRC MARKETS LLC|6454
EXTN|EXTERRAN CORP.|UBSA|UBS SECURITIES LLC|90757
EXTN|EXTERRAN CORP.|UBSS|UBS Securities LLC|109999
EXTN|EXTERRAN CORP.|VALX|VIRTU AMERICAS LLC|3111
EXTN|EXTERRAN CORP.|VGRD|Vanguard Marketing Corporation|540
EXTN|EXTERRAN CORP.|WABR|Wall Street Access|782
EXTN|EXTERRAN CORP.|WCHV|WELLS FARGO SECURITIES, LLC|847
EXTN|EXTERRAN CORP.|WEED|Weeden & Co.L.P.|5300
EXTN|EXTERRAN CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|178
EXTN|EXTERRAN CORP.|WSEA|WOLVERINE SECURITIES, LLC|9
EXTN|EXTERRAN CORP.|XIST|INSTINET, LLC|37200
EXTN|EXTERRAN CORP.|XPQR|Jump Trading|1182
EXTN|EXTERRAN CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|900
EXTN|EXTERRAN CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|711
EXTN|EXTERRAN CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|426
EXTR|EXTREME NETWORKS  ##|ACLN|ALEXANDER CAPITAL, L.P.|1000
EXTR|EXTREME NETWORKS  ##|AGIS|Aegis Capital Corp.|1500
EXTR|EXTREME NETWORKS  ##|ALTX|Alternet Securities Inc.|7400
EXTR|EXTREME NETWORKS  ##|APCC|Apex Clearing Corporation|5348
EXTR|EXTREME NETWORKS  ##|AQUA|AQUA SECURITIES L.P.|29900
EXTR|EXTREME NETWORKS  ##|AVON|Avondale Partners, LLC|9800
EXTR|EXTREME NETWORKS  ##|BARD|Robert W. Baird & Co. Incorporated|13155
EXTR|EXTREME NETWORKS  ##|BATM|CBOE TRADING, INC.|3958
EXTR|EXTREME NETWORKS  ##|BAYT|BTIG, LLC|57800
EXTR|EXTREME NETWORKS  ##|BBNT|BB&T SECURITIES, LLC|1610
EXTR|EXTREME NETWORKS  ##|BERN|Sanford C. Bernstein & Co., LLC|491911
EXTR|EXTREME NETWORKS  ##|BIMI|Banca IMI Securities Corp.|800
EXTR|EXTREME NETWORKS  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32154
EXTR|EXTREME NETWORKS  ##|BLKX|INSTINET, LLC|940134
EXTR|EXTREME NETWORKS  ##|BMOC|BMO Capital Markets Corp.|20281
EXTR|EXTREME NETWORKS  ##|BNPX|BNP PARIBAS SECURITIES CORP.|24311
EXTR|EXTREME NETWORKS  ##|BRVL|BLAYLOCK VAN, LLC|3500
EXTR|EXTREME NETWORKS  ##|BTIG|BTIG, LLC|262862
EXTR|EXTREME NETWORKS  ##|BYXM|CBOE TRADING, INC.|6866
EXTR|EXTREME NETWORKS  ##|BZYD|GOLDMAN SACHS & CO. LLC|3700
EXTR|EXTREME NETWORKS  ##|CANT|Cantor Fitzgerald & Co.|55547
EXTR|EXTREME NETWORKS  ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|16800
EXTR|EXTREME NETWORKS  ##|CHAS|Charles Schwab & Co., Inc.|18268
EXTR|EXTREME NETWORKS  ##|CHLM|Craig-Hallum Capital Group LLC|15900
EXTR|EXTREME NETWORKS  ##|CIST|Capital Institutional Services, Inc.|16865
EXTR|EXTREME NETWORKS  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|361425
EXTR|EXTREME NETWORKS  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|413
EXTR|EXTREME NETWORKS  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1075626
EXTR|EXTREME NETWORKS  ##|CTDL|Citadel Derivatives Group Llc|220373
EXTR|EXTREME NETWORKS  ##|CTLR|CUTLER GROUP, LP|11120
EXTR|EXTREME NETWORKS  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|141738
EXTR|EXTREME NETWORKS  ##|DADA|D.A. Davidson & Co.|62921
EXTR|EXTREME NETWORKS  ##|DBAB|Deutsche Bank Securities Inc.|1421651
EXTR|EXTREME NETWORKS  ##|DBAX|Deutsche Bank Securities Inc.|1155000
EXTR|EXTREME NETWORKS  ##|DBUL|Deutsche Bank Securities Inc.|1200
EXTR|EXTREME NETWORKS  ##|DCHF|Dart Executions, LLC|11178
EXTR|EXTREME NETWORKS  ##|DEAN|MORGAN STANLEY|28028
EXTR|EXTREME NETWORKS  ##|DEGS|RONIN PROFESSIONAL LLC|21810
EXTR|EXTREME NETWORKS  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38306
EXTR|EXTREME NETWORKS  ##|EBXL|EBX LLC|453200
EXTR|EXTREME NETWORKS  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|47761
EXTR|EXTREME NETWORKS  ##|EDJO|Edward D. Jones & Co., L.P.|10068
EXTR|EXTREME NETWORKS  ##|EGAM|CBOE TRADING, INC.|16874
EXTR|EXTREME NETWORKS  ##|EGAW|CBOE TRADING, INC.|300
EXTR|EXTREME NETWORKS  ##|EGMT|EG MARKET TECHNOLOGIES LLC|200
EXTR|EXTREME NETWORKS  ##|EGXM|CBOE TRADING, INC.|9751
EXTR|EXTREME NETWORKS  ##|EGXW|CBOE TRADING, INC.|1300
EXTR|EXTREME NETWORKS  ##|ETBE|Electronic Transaction Clearing, Inc.|56109
EXTR|EXTREME NETWORKS  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|26176
EXTR|EXTREME NETWORKS  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2518
EXTR|EXTREME NETWORKS  ##|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4000
EXTR|EXTREME NETWORKS  ##|ETRS|E*Trade Securities LLC|1390372
EXTR|EXTREME NETWORKS  ##|FBCO|Credit Suisse Securities (USA) LLC|1582070
EXTR|EXTREME NETWORKS  ##|FILL|Tradestation Securities, Inc.|70316
EXTR|EXTREME NETWORKS  ##|FMAF|NBCN Inc./ CDS|2270
EXTR|EXTREME NETWORKS  ##|FOMA|TD AMERITRADE CLEARING, INC.|1255894
EXTR|EXTREME NETWORKS  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24795
EXTR|EXTREME NETWORKS  ##|FQLS|Quantlab Securities LP|453982
EXTR|EXTREME NETWORKS  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|135602
EXTR|EXTREME NETWORKS  ##|FTBR|Foliofn Investments, Inc.|29616
EXTR|EXTREME NETWORKS  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|144384
EXTR|EXTREME NETWORKS  ##|GLPX|ACS EXECUTION SERVICES, LLC|16857
EXTR|EXTREME NETWORKS  ##|GSCO|GOLDMAN SACHS & CO. LLC|1448599
EXTR|EXTREME NETWORKS  ##|GSCS|GOLDMAN SACHS & CO. LLC|120614
EXTR|EXTREME NETWORKS  ##|GSLT|GOLDMAN SACHS & CO. LLC|27582
EXTR|EXTREME NETWORKS  ##|GTSZ|GTS SECURITIES LLC|34452
EXTR|EXTREME NETWORKS  ##|HRBF|American Enterprise Investment Services Inc.|4160
EXTR|EXTREME NETWORKS  ##|HSBC|HSBC Securities, Inc.|150
EXTR|EXTREME NETWORKS  ##|IATS|INTERACTIVE BROKERS LLC|24950
EXTR|EXTREME NETWORKS  ##|IBKR|Interactive Brokers Llc|160702
EXTR|EXTREME NETWORKS  ##|ICBX|INSTINET, LLC|150248
EXTR|EXTREME NETWORKS  ##|IEQY|CITADEL SECURITIES LLC|82834
EXTR|EXTREME NETWORKS  ##|INCA|INSTINET, LLC|2087453
EXTR|EXTREME NETWORKS  ##|INJX|INSTINET, LLC|122874
EXTR|EXTREME NETWORKS  ##|ITGI|ITG Inc.|108715
EXTR|EXTREME NETWORKS  ##|ITGP|ITG INC.|495600
EXTR|EXTREME NETWORKS  ##|JANY|Janney Montgomery Scott Inc.|680
EXTR|EXTREME NETWORKS  ##|JEFF|JEFFERIES LLC|436021
EXTR|EXTREME NETWORKS  ##|JMPT|JUMP TRADING, LLC|167771
EXTR|EXTREME NETWORKS  ##|JONE|JonesTrading|6525
EXTR|EXTREME NETWORKS  ##|JPBX|J.P. MORGAN SECURITIES LLC|11650
EXTR|EXTREME NETWORKS  ##|JPMX|J.P. Morgan Securities LLC|1144223
EXTR|EXTREME NETWORKS  ##|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
EXTR|EXTREME NETWORKS  ##|JSJX|JANE STREET CAPITAL LLC|20696
EXTR|EXTREME NETWORKS  ##|JSSF|JMP Securities LLC|50
EXTR|EXTREME NETWORKS  ##|KCGM|VIRTU Americas LLC|220140
EXTR|EXTREME NETWORKS  ##|KCRD|PHX FINANCIAL, INC.|950
EXTR|EXTREME NETWORKS  ##|LEER|LEERINK PARTNERS LLC|2400
EXTR|EXTREME NETWORKS  ##|LEHM|Barclays Capital Inc./Le|1611394
EXTR|EXTREME NETWORKS  ##|LIME|Lime Brokerage LLC|288901
EXTR|EXTREME NETWORKS  ##|LMGP|LIME BROKERAGE LLC|1600
EXTR|EXTREME NETWORKS  ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|13020
EXTR|EXTREME NETWORKS  ##|LOOP|Loop Capital Markets LLC|2450
EXTR|EXTREME NETWORKS  ##|LQNA|LIQUIDNET, INC.|128400
EXTR|EXTREME NETWORKS  ##|LQNB|LIQUIDNET, INC.|5395
EXTR|EXTREME NETWORKS  ##|LSCI|Lek Securities Corporation|1066
EXTR|EXTREME NETWORKS  ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
EXTR|EXTREME NETWORKS  ##|MAXM|Maxim Group LLC|13322
EXTR|EXTREME NETWORKS  ##|MBTS|ALLY INVEST SECURITIES LLC|1834
EXTR|EXTREME NETWORKS  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|490591
EXTR|EXTREME NETWORKS  ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
EXTR|EXTREME NETWORKS  ##|MOTF|MOTIF INVESTING, INC.|3
EXTR|EXTREME NETWORKS  ##|MRBA|IBN FINANCIAL SERVICES, INC.|500
EXTR|EXTREME NETWORKS  ##|MSCO|MORGAN STANLEY & CO. LLC|5432461
EXTR|EXTREME NETWORKS  ##|MSPL|MORGAN STANLEY & CO. LLC|1159900
EXTR|EXTREME NETWORKS  ##|MSTX|MORGAN STANLEY & CO. LLC|484700
EXTR|EXTREME NETWORKS  ##|NATL|National Securities Corporation|1800
EXTR|EXTREME NETWORKS  ##|NEED|Needham & Company, LLC|22844
EXTR|EXTREME NETWORKS  ##|NFSC|National Financial Services LLC|611836
EXTR|EXTREME NETWORKS  ##|NITE|VIRTU Americas LLC|1905743
EXTR|EXTREME NETWORKS  ##|NITP|VIRTU Americas LLC|4500
EXTR|EXTREME NETWORKS  ##|NQRB|Brut, LLC|36122
EXTR|EXTREME NETWORKS  ##|OPCO|Oppenheimer & Co. Inc.|23732
EXTR|EXTREME NETWORKS  ##|PDQM|CODA MARKETS, INC.|70613
EXTR|EXTREME NETWORKS  ##|PWJC|UBS Financial Services, Inc.|3300
EXTR|EXTREME NETWORKS  ##|RAJA|Raymond James & Associates, Inc.|34339
EXTR|EXTREME NETWORKS  ##|RBCM|RBC CAPITAL MARKETS, LLC|36889
EXTR|EXTREME NETWORKS  ##|RHCO|Suntrust Robinson Humphrey, Inc.|4400
EXTR|EXTREME NETWORKS  ##|RILY|B. RILEY FBR, INC.|16500
EXTR|EXTREME NETWORKS  ##|SAGL|SAGETRADER, LLC|6696
EXTR|EXTREME NETWORKS  ##|SAGW|SAGETRADER, LLC|4434
EXTR|EXTREME NETWORKS  ##|SALI|INTL FCSTONE FINANCIAL INC.|440
EXTR|EXTREME NETWORKS  ##|SBSH|Citigroup Global Markets Inc.|182212
EXTR|EXTREME NETWORKS  ##|SGMT|GOLDMAN SACHS & CO. LLC|384519
EXTR|EXTREME NETWORKS  ##|SJLS|TRADE INFORMATICS LLC|37001
EXTR|EXTREME NETWORKS  ##|SPDR|SPEEDROUTE LLC|8100
EXTR|EXTREME NETWORKS  ##|STFL|Stifel, Nicolaus & Company, Incorporated|76832
EXTR|EXTREME NETWORKS  ##|STKP|STOCKPILE INVESTMENTS, INC.|666
EXTR|EXTREME NETWORKS  ##|SWIM|TD Ameritrade, Inc.|244062
EXTR|EXTREME NETWORKS  ##|SWST|Hilltop Securities Inc.|7462
EXTR|EXTREME NETWORKS  ##|TAGC|TELSEY ADVISORY GROUP LLC|9656
EXTR|EXTREME NETWORKS  ##|TKNG|ALLY INVEST SECURITIES LLC|45466
EXTR|EXTREME NETWORKS  ##|TRBT|Tradebot Systems, Inc.|688304
EXTR|EXTREME NETWORKS  ##|TRCM|TRC MARKETS LLC|133702
EXTR|EXTREME NETWORKS  ##|TWTT|TASTYWORKS, INC.|200
EXTR|EXTREME NETWORKS  ##|UBSA|UBS SECURITIES LLC|1817989
EXTR|EXTREME NETWORKS  ##|UBSS|UBS Securities LLC|1464891
EXTR|EXTREME NETWORKS  ##|VALX|VIRTU AMERICAS LLC|53604
EXTR|EXTREME NETWORKS  ##|VGRD|Vanguard Marketing Corporation|68807
EXTR|EXTREME NETWORKS  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
EXTR|EXTREME NETWORKS  ##|WCHV|WELLS FARGO SECURITIES, LLC|454184
EXTR|EXTREME NETWORKS  ##|WDNX|WEEDEN & CO.L.P.|9704
EXTR|EXTREME NETWORKS  ##|WEED|Weeden & Co.L.P.|398824
EXTR|EXTREME NETWORKS  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56477
EXTR|EXTREME NETWORKS  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31008
EXTR|EXTREME NETWORKS  ##|WGIF|CIBC World Markets Inc.|3530
EXTR|EXTREME NETWORKS  ##|WSEA|WOLVERINE SECURITIES, LLC|38919
EXTR|EXTREME NETWORKS  ##|XIST|INSTINET, LLC|745200
EXTR|EXTREME NETWORKS  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|109768
EXTR|EXTREME NETWORKS  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|755
EXTR|EXTREME NETWORKS  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10348
EYE|NATIONAL VISION CMN|ALTX|Alternet Securities Inc.|14551
EYE|NATIONAL VISION CMN|BATM|CBOE TRADING, INC.|2073
EYE|NATIONAL VISION CMN|BAYC|BAY CREST PARTNERS, LLC|1289
EYE|NATIONAL VISION CMN|BERN|Sanford C. Bernstein & Co., LLC|241873
EYE|NATIONAL VISION CMN|BIDS|BIDS TRADING L.P.|2000
EYE|NATIONAL VISION CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|243
EYE|NATIONAL VISION CMN|BLKX|INSTINET, LLC|148813
EYE|NATIONAL VISION CMN|BMOC|BMO Capital Markets Corp.|5134
EYE|NATIONAL VISION CMN|BNPX|BNP PARIBAS SECURITIES CORP.|11865
EYE|NATIONAL VISION CMN|BTIG|BTIG, LLC|10308
EYE|NATIONAL VISION CMN|BYXM|CBOE TRADING, INC.|1855
EYE|NATIONAL VISION CMN|CANT|Cantor Fitzgerald & Co.|343
EYE|NATIONAL VISION CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|10320
EYE|NATIONAL VISION CMN|CIST|Capital Institutional Services, Inc.|98
EYE|NATIONAL VISION CMN|CLSA|CLSA AMERICAS, LLC|39610
EYE|NATIONAL VISION CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9459
EYE|NATIONAL VISION CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17458
EYE|NATIONAL VISION CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|225
EYE|NATIONAL VISION CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131485
EYE|NATIONAL VISION CMN|CTDL|Citadel Derivatives Group Llc|29091
EYE|NATIONAL VISION CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|26620
EYE|NATIONAL VISION CMN|DBAB|Deutsche Bank Securities Inc.|200917
EYE|NATIONAL VISION CMN|DBAX|Deutsche Bank Securities Inc.|79500
EYE|NATIONAL VISION CMN|DBUL|Deutsche Bank Securities Inc.|3539
EYE|NATIONAL VISION CMN|DEAN|MORGAN STANLEY|953
EYE|NATIONAL VISION CMN|DEGS|RONIN PROFESSIONAL LLC|1306
EYE|NATIONAL VISION CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|159
EYE|NATIONAL VISION CMN|EBXL|EBX LLC|66600
EYE|NATIONAL VISION CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|245
EYE|NATIONAL VISION CMN|EDJO|Edward D. Jones & Co., L.P.|2160
EYE|NATIONAL VISION CMN|EGAM|CBOE TRADING, INC.|15027
EYE|NATIONAL VISION CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1510
EYE|NATIONAL VISION CMN|EGXM|CBOE TRADING, INC.|1672
EYE|NATIONAL VISION CMN|EGXW|CBOE TRADING, INC.|4
EYE|NATIONAL VISION CMN|ETBE|Electronic Transaction Clearing, Inc.|19876
EYE|NATIONAL VISION CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32923
EYE|NATIONAL VISION CMN|ETRS|E*Trade Securities LLC|18938
EYE|NATIONAL VISION CMN|EVRS|E1 ASSET MANAGEMENT, INC.|1500
EYE|NATIONAL VISION CMN|FBCO|Credit Suisse Securities (USA) LLC|424519
EYE|NATIONAL VISION CMN|FILL|Tradestation Securities, Inc.|11715
EYE|NATIONAL VISION CMN|FOMA|TD AMERITRADE CLEARING, INC.|165354
EYE|NATIONAL VISION CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
EYE|NATIONAL VISION CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96671
EYE|NATIONAL VISION CMN|FTBR|Foliofn Investments, Inc.|45
EYE|NATIONAL VISION CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|10784
EYE|NATIONAL VISION CMN|GLPX|ACS EXECUTION SERVICES, LLC|30925
EYE|NATIONAL VISION CMN|GSCO|GOLDMAN SACHS & CO. LLC|465452
EYE|NATIONAL VISION CMN|GSCS|GOLDMAN SACHS & CO. LLC|8388
EYE|NATIONAL VISION CMN|GSLT|GOLDMAN SACHS & CO. LLC|468
EYE|NATIONAL VISION CMN|GTSZ|GTS SECURITIES LLC|18968
EYE|NATIONAL VISION CMN|HAPX|HAP Trading, LLC|361
EYE|NATIONAL VISION CMN|HSBC|HSBC Securities, Inc.|200
EYE|NATIONAL VISION CMN|IATS|INTERACTIVE BROKERS LLC|1722
EYE|NATIONAL VISION CMN|IBKR|Interactive Brokers Llc|28265
EYE|NATIONAL VISION CMN|ICBX|INSTINET, LLC|16500
EYE|NATIONAL VISION CMN|IEQY|CITADEL SECURITIES LLC|62303
EYE|NATIONAL VISION CMN|INCA|INSTINET, LLC|229284
EYE|NATIONAL VISION CMN|INJX|INSTINET, LLC|14796
EYE|NATIONAL VISION CMN|ITGI|ITG Inc.|495360
EYE|NATIONAL VISION CMN|ITGP|ITG INC.|97000
EYE|NATIONAL VISION CMN|JEFF|JEFFERIES LLC|48546
EYE|NATIONAL VISION CMN|JMPT|JUMP TRADING, LLC|35368
EYE|NATIONAL VISION CMN|JPBX|J.P. MORGAN SECURITIES LLC|10697
EYE|NATIONAL VISION CMN|JPMX|J.P. Morgan Securities LLC|322374
EYE|NATIONAL VISION CMN|JSJX|JANE STREET CAPITAL LLC|8130
EYE|NATIONAL VISION CMN|KCGM|VIRTU Americas LLC|29594
EYE|NATIONAL VISION CMN|LEHM|Barclays Capital Inc./Le|571399
EYE|NATIONAL VISION CMN|LIME|Lime Brokerage LLC|122822
EYE|NATIONAL VISION CMN|LMGP|LIME BROKERAGE LLC|900
EYE|NATIONAL VISION CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|27882
EYE|NATIONAL VISION CMN|LOOP|Loop Capital Markets LLC|1747
EYE|NATIONAL VISION CMN|LQNA|LIQUIDNET, INC.|94600
EYE|NATIONAL VISION CMN|LSCI|Lek Securities Corporation|3
EYE|NATIONAL VISION CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
EYE|NATIONAL VISION CMN|MACQ|Macquarie Capital (USA) Inc.|6667
EYE|NATIONAL VISION CMN|MAXM|Maxim Group LLC|3959
EYE|NATIONAL VISION CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44205
EYE|NATIONAL VISION CMN|MSCO|MORGAN STANLEY & CO. LLC|1044173
EYE|NATIONAL VISION CMN|MSPL|MORGAN STANLEY & CO. LLC|153100
EYE|NATIONAL VISION CMN|MSTX|MORGAN STANLEY & CO. LLC|29400
EYE|NATIONAL VISION CMN|NEUB|NEUBERGER BERMAN BD LLC|2610
EYE|NATIONAL VISION CMN|NFSC|National Financial Services LLC|26802
EYE|NATIONAL VISION CMN|NITE|VIRTU Americas LLC|119891
EYE|NATIONAL VISION CMN|NITP|VIRTU Americas LLC|1900
EYE|NATIONAL VISION CMN|NQRB|Brut, LLC|8126
EYE|NATIONAL VISION CMN|NTRC|Northern Trust Securities, Inc.|1082
EYE|NATIONAL VISION CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|749
EYE|NATIONAL VISION CMN|PDQM|CODA MARKETS, INC.|103251
EYE|NATIONAL VISION CMN|PHLY|NASDAQ Execution Services, LLC|400
EYE|NATIONAL VISION CMN|PIPR|Piper Jaffray & Co.|4700
EYE|NATIONAL VISION CMN|RAJA|Raymond James & Associates, Inc.|600
EYE|NATIONAL VISION CMN|RBCM|RBC CAPITAL MARKETS, LLC|54
EYE|NATIONAL VISION CMN|SAGL|SAGETRADER, LLC|16937
EYE|NATIONAL VISION CMN|SBSH|Citigroup Global Markets Inc.|187306
EYE|NATIONAL VISION CMN|SGMT|GOLDMAN SACHS & CO. LLC|52976
EYE|NATIONAL VISION CMN|SPDR|SPEEDROUTE LLC|7500
EYE|NATIONAL VISION CMN|SPTD|MINT GLOBAL MARKETS, INC.|29099
EYE|NATIONAL VISION CMN|STFL|Stifel, Nicolaus & Company, Incorporated|7207
EYE|NATIONAL VISION CMN|STKP|STOCKPILE INVESTMENTS, INC.|4
EYE|NATIONAL VISION CMN|SWIM|TD Ameritrade, Inc.|16564
EYE|NATIONAL VISION CMN|TRBT|Tradebot Systems, Inc.|104641
EYE|NATIONAL VISION CMN|TRCM|TRC MARKETS LLC|54976
EYE|NATIONAL VISION CMN|TWTT|TASTYWORKS, INC.|100
EYE|NATIONAL VISION CMN|UBSA|UBS SECURITIES LLC|262359
EYE|NATIONAL VISION CMN|UBSS|UBS Securities LLC|816850
EYE|NATIONAL VISION CMN|VALX|VIRTU AMERICAS LLC|5798
EYE|NATIONAL VISION CMN|VGRD|Vanguard Marketing Corporation|852
EYE|NATIONAL VISION CMN|WCHV|WELLS FARGO SECURITIES, LLC|55095
EYE|NATIONAL VISION CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3408
EYE|NATIONAL VISION CMN|WGIF|CIBC World Markets Inc.|200
EYE|NATIONAL VISION CMN|WSEA|WOLVERINE SECURITIES, LLC|222
EYE|NATIONAL VISION CMN|XIST|INSTINET, LLC|107150
EYE|NATIONAL VISION CMN|XPQR|Jump Trading|815
EYE|NATIONAL VISION CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4360
EYE|NATIONAL VISION CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2682
EYE|NATIONAL VISION CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11
EYEG|EYEGATE PHARMA CM|APCC|Apex Clearing Corporation|13652
EYEG|EYEGATE PHARMA CM|BATM|CBOE TRADING, INC.|2499
EYEG|EYEGATE PHARMA CM|BIMI|Banca IMI Securities Corp.|7599
EYEG|EYEGATE PHARMA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38020
EYEG|EYEGATE PHARMA CM|CHAS|Charles Schwab & Co., Inc.|500
EYEG|EYEGATE PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32506
EYEG|EYEGATE PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22754
EYEG|EYEGATE PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4750
EYEG|EYEGATE PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7990
EYEG|EYEGATE PHARMA CM|DBAB|Deutsche Bank Securities Inc.|78144
EYEG|EYEGATE PHARMA CM|DBAX|Deutsche Bank Securities Inc.|900
EYEG|EYEGATE PHARMA CM|EBXL|EBX LLC|11300
EYEG|EYEGATE PHARMA CM|EGAM|CBOE TRADING, INC.|6800
EYEG|EYEGATE PHARMA CM|EGXM|CBOE TRADING, INC.|27443
EYEG|EYEGATE PHARMA CM|EGXW|CBOE TRADING, INC.|1900
EYEG|EYEGATE PHARMA CM|ETRS|E*Trade Securities LLC|420064
EYEG|EYEGATE PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|126011
EYEG|EYEGATE PHARMA CM|FILL|Tradestation Securities, Inc.|38499
EYEG|EYEGATE PHARMA CM|FMAF|NBCN Inc./ CDS|3500
EYEG|EYEGATE PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|525620
EYEG|EYEGATE PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
EYEG|EYEGATE PHARMA CM|FTBR|Foliofn Investments, Inc.|4672
EYEG|EYEGATE PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3030
EYEG|EYEGATE PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|4
EYEG|EYEGATE PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|8721
EYEG|EYEGATE PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|2565
EYEG|EYEGATE PHARMA CM|IATS|INTERACTIVE BROKERS LLC|9345
EYEG|EYEGATE PHARMA CM|IBKR|Interactive Brokers Llc|427631
EYEG|EYEGATE PHARMA CM|ICBX|INSTINET, LLC|9400
EYEG|EYEGATE PHARMA CM|INCA|INSTINET, LLC|4600
EYEG|EYEGATE PHARMA CM|ITGI|ITG Inc.|100
EYEG|EYEGATE PHARMA CM|ITGP|ITG INC.|2200
EYEG|EYEGATE PHARMA CM|JMPT|JUMP TRADING, LLC|10777
EYEG|EYEGATE PHARMA CM|JPMX|J.P. Morgan Securities LLC|800
EYEG|EYEGATE PHARMA CM|JSJX|JANE STREET CAPITAL LLC|1708
EYEG|EYEGATE PHARMA CM|KCGM|VIRTU Americas LLC|1904
EYEG|EYEGATE PHARMA CM|LEHM|Barclays Capital Inc./Le|16324
EYEG|EYEGATE PHARMA CM|LIME|Lime Brokerage LLC|3273
EYEG|EYEGATE PHARMA CM|MAXM|Maxim Group LLC|334750
EYEG|EYEGATE PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
EYEG|EYEGATE PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|244196
EYEG|EYEGATE PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|1100
EYEG|EYEGATE PHARMA CM|NFSC|National Financial Services LLC|475682
EYEG|EYEGATE PHARMA CM|NITE|VIRTU Americas LLC|1047899
EYEG|EYEGATE PHARMA CM|NITP|VIRTU Americas LLC|648
EYEG|EYEGATE PHARMA CM|NORT|Northland Securities, Inc.|190888
EYEG|EYEGATE PHARMA CM|NQRB|Brut, LLC|1500
EYEG|EYEGATE PHARMA CM|OPCO|Oppenheimer & Co. Inc.|2901
EYEG|EYEGATE PHARMA CM|PDQM|CODA MARKETS, INC.|95163
EYEG|EYEGATE PHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|11400
EYEG|EYEGATE PHARMA CM|RGLD|Regal Securities, Inc|400
EYEG|EYEGATE PHARMA CM|SBSH|Citigroup Global Markets Inc.|3800
EYEG|EYEGATE PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|12175
EYEG|EYEGATE PHARMA CM|SPDR|SPEEDROUTE LLC|2850
EYEG|EYEGATE PHARMA CM|SWIM|TD Ameritrade, Inc.|72853
EYEG|EYEGATE PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|4889
EYEG|EYEGATE PHARMA CM|UBSA|UBS SECURITIES LLC|89875
EYEG|EYEGATE PHARMA CM|UBSS|UBS Securities LLC|45364
EYEG|EYEGATE PHARMA CM|VGRD|Vanguard Marketing Corporation|101795
EYEG|EYEGATE PHARMA CM|VSIN|Vision Financial Markets Llc|100
EYEG|EYEGATE PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|54275
EYEG|EYEGATE PHARMA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13027
EYEG|EYEGATE PHARMA CM|WGIF|CIBC World Markets Inc.|8011
EYEG|EYEGATE PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|41881
EYEG|EYEGATE PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
EYEGW|EYEGATE PHARM WTS|APCC|Apex Clearing Corporation|1000
EYEGW|EYEGATE PHARM WTS|CANT|Cantor Fitzgerald & Co.|100
EYEGW|EYEGATE PHARM WTS|CHAS|Charles Schwab & Co., Inc.|1100
EYEGW|EYEGATE PHARM WTS|CTDL|Citadel Derivatives Group Llc|100
EYEGW|EYEGATE PHARM WTS|ETRS|E*Trade Securities LLC|15093
EYEGW|EYEGATE PHARM WTS|FOMA|TD AMERITRADE CLEARING, INC.|13482
EYEGW|EYEGATE PHARM WTS|INCA|INSTINET, LLC|5851
EYEGW|EYEGATE PHARM WTS|LSCI|Lek Securities Corporation|2
EYEGW|EYEGATE PHARM WTS|MAXM|Maxim Group LLC|200
EYEGW|EYEGATE PHARM WTS|MSCO|MORGAN STANLEY & CO. LLC|1500
EYEGW|EYEGATE PHARM WTS|NITE|VIRTU Americas LLC|5200
EYEGW|EYEGATE PHARM WTS|UBSS|UBS Securities LLC|500
EYEGW|EYEGATE PHARM WTS|WSEA|WOLVERINE SECURITIES, LLC|1250
EYEN|EYENOVIA, INC. CM|BBNT|BB&T SECURITIES, LLC|24495
EYEN|EYENOVIA, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|20111
EYEN|EYENOVIA, INC. CM|BLKX|INSTINET, LLC|5000
EYEN|EYENOVIA, INC. CM|BTIG|BTIG, LLC|1953
EYEN|EYENOVIA, INC. CM|CANT|Cantor Fitzgerald & Co.|1579
EYEN|EYENOVIA, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1501
EYEN|EYENOVIA, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1194
EYEN|EYENOVIA, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4511
EYEN|EYENOVIA, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5800
EYEN|EYENOVIA, INC. CM|DBAX|Deutsche Bank Securities Inc.|2800
EYEN|EYENOVIA, INC. CM|EBXL|EBX LLC|2100
EYEN|EYENOVIA, INC. CM|ETRS|E*Trade Securities LLC|44
EYEN|EYENOVIA, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|2418
EYEN|EYENOVIA, INC. CM|FMAF|NBCN Inc./ CDS|60
EYEN|EYENOVIA, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|57182
EYEN|EYENOVIA, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
EYEN|EYENOVIA, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|346
EYEN|EYENOVIA, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|200
EYEN|EYENOVIA, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|12358
EYEN|EYENOVIA, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|1876
EYEN|EYENOVIA, INC. CM|GTSZ|GTS SECURITIES LLC|567
EYEN|EYENOVIA, INC. CM|HRBF|American Enterprise Investment Services Inc.|50
EYEN|EYENOVIA, INC. CM|IATS|INTERACTIVE BROKERS LLC|800
EYEN|EYENOVIA, INC. CM|IBKR|Interactive Brokers Llc|7382
EYEN|EYENOVIA, INC. CM|ICBX|INSTINET, LLC|1192
EYEN|EYENOVIA, INC. CM|INCA|INSTINET, LLC|3328
EYEN|EYENOVIA, INC. CM|INJX|INSTINET, LLC|100
EYEN|EYENOVIA, INC. CM|ITGI|ITG Inc.|300
EYEN|EYENOVIA, INC. CM|ITGP|ITG INC.|2600
EYEN|EYENOVIA, INC. CM|JEFF|JEFFERIES LLC|600
EYEN|EYENOVIA, INC. CM|JPMX|J.P. Morgan Securities LLC|1000
EYEN|EYENOVIA, INC. CM|KCGM|VIRTU Americas LLC|1784
EYEN|EYENOVIA, INC. CM|LEHM|Barclays Capital Inc./Le|1806
EYEN|EYENOVIA, INC. CM|LIME|Lime Brokerage LLC|7068
EYEN|EYENOVIA, INC. CM|LQNA|LIQUIDNET, INC.|3200
EYEN|EYENOVIA, INC. CM|LTCO|Ladenburg, Thalmann & Co., Inc.|14749
EYEN|EYENOVIA, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
EYEN|EYENOVIA, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|7530
EYEN|EYENOVIA, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|700
EYEN|EYENOVIA, INC. CM|NFSC|National Financial Services LLC|5366
EYEN|EYENOVIA, INC. CM|NITE|VIRTU Americas LLC|33531
EYEN|EYENOVIA, INC. CM|PDQM|CODA MARKETS, INC.|200
EYEN|EYENOVIA, INC. CM|PWJC|UBS Financial Services, Inc.|9700
EYEN|EYENOVIA, INC. CM|SBSH|Citigroup Global Markets Inc.|200
EYEN|EYENOVIA, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|1806
EYEN|EYENOVIA, INC. CM|SPDR|SPEEDROUTE LLC|100
EYEN|EYENOVIA, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|6152
EYEN|EYENOVIA, INC. CM|SWIM|TD Ameritrade, Inc.|8776
EYEN|EYENOVIA, INC. CM|TRCM|TRC MARKETS LLC|100
EYEN|EYENOVIA, INC. CM|UBSA|UBS SECURITIES LLC|7888
EYEN|EYENOVIA, INC. CM|UBSS|UBS Securities LLC|31133
EYEN|EYENOVIA, INC. CM|VGRD|Vanguard Marketing Corporation|590
EYEN|EYENOVIA, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|3287
EYES|SECOND SIGHT CMN|AGIS|Aegis Capital Corp.|4500
EYES|SECOND SIGHT CMN|ALTX|Alternet Securities Inc.|4020
EYES|SECOND SIGHT CMN|APCC|Apex Clearing Corporation|2964
EYES|SECOND SIGHT CMN|BATM|CBOE TRADING, INC.|690
EYES|SECOND SIGHT CMN|BAYT|BTIG, LLC|1900
EYES|SECOND SIGHT CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
EYES|SECOND SIGHT CMN|BLKX|INSTINET, LLC|6200
EYES|SECOND SIGHT CMN|BTIG|BTIG, LLC|10000
EYES|SECOND SIGHT CMN|BYXM|CBOE TRADING, INC.|352
EYES|SECOND SIGHT CMN|CANT|Cantor Fitzgerald & Co.|2540
EYES|SECOND SIGHT CMN|CHAS|Charles Schwab & Co., Inc.|1200
EYES|SECOND SIGHT CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|169682
EYES|SECOND SIGHT CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|720
EYES|SECOND SIGHT CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31891
EYES|SECOND SIGHT CMN|CTDL|Citadel Derivatives Group Llc|6144
EYES|SECOND SIGHT CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|11400
EYES|SECOND SIGHT CMN|DBAB|Deutsche Bank Securities Inc.|23087
EYES|SECOND SIGHT CMN|DBAX|Deutsche Bank Securities Inc.|27500
EYES|SECOND SIGHT CMN|DEGS|RONIN PROFESSIONAL LLC|34509
EYES|SECOND SIGHT CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8000
EYES|SECOND SIGHT CMN|EBXL|EBX LLC|31800
EYES|SECOND SIGHT CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2189
EYES|SECOND SIGHT CMN|EDJO|Edward D. Jones & Co., L.P.|16578
EYES|SECOND SIGHT CMN|EGAM|CBOE TRADING, INC.|600
EYES|SECOND SIGHT CMN|EGXM|CBOE TRADING, INC.|4805
EYES|SECOND SIGHT CMN|ETBE|Electronic Transaction Clearing, Inc.|2550
EYES|SECOND SIGHT CMN|ETCB|ETC BROKERAGE SERVICES, LLC|1013
EYES|SECOND SIGHT CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7744
EYES|SECOND SIGHT CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5600
EYES|SECOND SIGHT CMN|ETRS|E*Trade Securities LLC|332728
EYES|SECOND SIGHT CMN|FBCO|Credit Suisse Securities (USA) LLC|59065
EYES|SECOND SIGHT CMN|FILL|Tradestation Securities, Inc.|14259
EYES|SECOND SIGHT CMN|FMAF|NBCN Inc./ CDS|5350
EYES|SECOND SIGHT CMN|FOMA|TD AMERITRADE CLEARING, INC.|614815
EYES|SECOND SIGHT CMN|FQLS|Quantlab Securities LP|9048
EYES|SECOND SIGHT CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23402
EYES|SECOND SIGHT CMN|FTBR|Foliofn Investments, Inc.|1094
EYES|SECOND SIGHT CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|18768
EYES|SECOND SIGHT CMN|GLPX|ACS EXECUTION SERVICES, LLC|5905
EYES|SECOND SIGHT CMN|GSCO|GOLDMAN SACHS & CO. LLC|81286
EYES|SECOND SIGHT CMN|GSCS|GOLDMAN SACHS & CO. LLC|16335
EYES|SECOND SIGHT CMN|GSLT|GOLDMAN SACHS & CO. LLC|41
EYES|SECOND SIGHT CMN|GTSZ|GTS SECURITIES LLC|700
EYES|SECOND SIGHT CMN|HRBF|American Enterprise Investment Services Inc.|100
EYES|SECOND SIGHT CMN|HSBC|HSBC Securities, Inc.|200
EYES|SECOND SIGHT CMN|IATS|INTERACTIVE BROKERS LLC|12621
EYES|SECOND SIGHT CMN|IBKR|Interactive Brokers Llc|45787
EYES|SECOND SIGHT CMN|ICBX|INSTINET, LLC|15250
EYES|SECOND SIGHT CMN|INCA|INSTINET, LLC|37330
EYES|SECOND SIGHT CMN|INJX|INSTINET, LLC|2762
EYES|SECOND SIGHT CMN|ITGI|ITG Inc.|1955
EYES|SECOND SIGHT CMN|ITGP|ITG INC.|13000
EYES|SECOND SIGHT CMN|JMPT|JUMP TRADING, LLC|2023
EYES|SECOND SIGHT CMN|JPMX|J.P. Morgan Securities LLC|58302
EYES|SECOND SIGHT CMN|JSJX|JANE STREET CAPITAL LLC|3300
EYES|SECOND SIGHT CMN|KCGM|VIRTU Americas LLC|8019
EYES|SECOND SIGHT CMN|LEHM|Barclays Capital Inc./Le|49028
EYES|SECOND SIGHT CMN|LIME|Lime Brokerage LLC|51130
EYES|SECOND SIGHT CMN|LSCI|Lek Securities Corporation|100
EYES|SECOND SIGHT CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26800
EYES|SECOND SIGHT CMN|MOTF|MOTIF INVESTING, INC.|2
EYES|SECOND SIGHT CMN|MSCO|MORGAN STANLEY & CO. LLC|316171
EYES|SECOND SIGHT CMN|MSPL|MORGAN STANLEY & CO. LLC|22900
EYES|SECOND SIGHT CMN|NATL|National Securities Corporation|104000
EYES|SECOND SIGHT CMN|NFSC|National Financial Services LLC|660159
EYES|SECOND SIGHT CMN|NITE|VIRTU Americas LLC|821741
EYES|SECOND SIGHT CMN|NITP|VIRTU Americas LLC|5000
EYES|SECOND SIGHT CMN|NQRB|Brut, LLC|28200
EYES|SECOND SIGHT CMN|PDQM|CODA MARKETS, INC.|4155
EYES|SECOND SIGHT CMN|RAJA|Raymond James & Associates, Inc.|1207
EYES|SECOND SIGHT CMN|RBCM|RBC CAPITAL MARKETS, LLC|30370
EYES|SECOND SIGHT CMN|RGLD|Regal Securities, Inc|7455
EYES|SECOND SIGHT CMN|SALI|INTL FCSTONE FINANCIAL INC.|675
EYES|SECOND SIGHT CMN|SBSH|Citigroup Global Markets Inc.|4500
EYES|SECOND SIGHT CMN|SGMT|GOLDMAN SACHS & CO. LLC|11292
EYES|SECOND SIGHT CMN|SPDR|SPEEDROUTE LLC|200
EYES|SECOND SIGHT CMN|SWIM|TD Ameritrade, Inc.|145454
EYES|SECOND SIGHT CMN|TKNG|ALLY INVEST SECURITIES LLC|8568
EYES|SECOND SIGHT CMN|TRCM|TRC MARKETS LLC|500
EYES|SECOND SIGHT CMN|TWTT|TASTYWORKS, INC.|600
EYES|SECOND SIGHT CMN|UBSA|UBS SECURITIES LLC|72343
EYES|SECOND SIGHT CMN|UBSS|UBS Securities LLC|131658
EYES|SECOND SIGHT CMN|VALX|VIRTU AMERICAS LLC|1048
EYES|SECOND SIGHT CMN|VGRD|Vanguard Marketing Corporation|41826
EYES|SECOND SIGHT CMN|WCHV|WELLS FARGO SECURITIES, LLC|29565
EYES|SECOND SIGHT CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6405
EYES|SECOND SIGHT CMN|WGIF|CIBC World Markets Inc.|4200
EYES|SECOND SIGHT CMN|WSEA|WOLVERINE SECURITIES, LLC|10030
EYES|SECOND SIGHT CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|13350
EYES|SECOND SIGHT CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
EYESW|SECOND SGT MDL PD WT|ETRS|E*Trade Securities LLC|400
EYESW|SECOND SGT MDL PD WT|FOMA|TD AMERITRADE CLEARING, INC.|8079
EYESW|SECOND SGT MDL PD WT|IBKR|Interactive Brokers Llc|6629
EYESW|SECOND SGT MDL PD WT|INCA|INSTINET, LLC|400
EYESW|SECOND SGT MDL PD WT|LIME|Lime Brokerage LLC|700
EYESW|SECOND SGT MDL PD WT|MSCO|MORGAN STANLEY & CO. LLC|4005
EYESW|SECOND SGT MDL PD WT|NFSC|National Financial Services LLC|255
EYESW|SECOND SGT MDL PD WT|NITE|VIRTU Americas LLC|6000
EYESW|SECOND SGT MDL PD WT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3916
EYLD|CAMBRIA EMERGING SHA|APCC|Apex Clearing Corporation|2949
EYLD|CAMBRIA EMERGING SHA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16
EYLD|CAMBRIA EMERGING SHA|CHAS|Charles Schwab & Co., Inc.|3
EYLD|CAMBRIA EMERGING SHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
EYLD|CAMBRIA EMERGING SHA|CTDL|Citadel Derivatives Group Llc|1003
EYLD|CAMBRIA EMERGING SHA|DBAX|Deutsche Bank Securities Inc.|800
EYLD|CAMBRIA EMERGING SHA|EBXL|EBX LLC|100
EYLD|CAMBRIA EMERGING SHA|ETRS|E*Trade Securities LLC|523
EYLD|CAMBRIA EMERGING SHA|FTBR|Foliofn Investments, Inc.|53
EYLD|CAMBRIA EMERGING SHA|GSCO|GOLDMAN SACHS & CO. LLC|900
EYLD|CAMBRIA EMERGING SHA|GTSZ|GTS SECURITIES LLC|200
EYLD|CAMBRIA EMERGING SHA|IATS|INTERACTIVE BROKERS LLC|100
EYLD|CAMBRIA EMERGING SHA|ICBX|INSTINET, LLC|200
EYLD|CAMBRIA EMERGING SHA|ITGP|ITG INC.|400
EYLD|CAMBRIA EMERGING SHA|JSJX|JANE STREET CAPITAL LLC|216
EYLD|CAMBRIA EMERGING SHA|LEHM|Barclays Capital Inc./Le|1000
EYLD|CAMBRIA EMERGING SHA|LIME|Lime Brokerage LLC|20
EYLD|CAMBRIA EMERGING SHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EYLD|CAMBRIA EMERGING SHA|MSCO|MORGAN STANLEY & CO. LLC|2123
EYLD|CAMBRIA EMERGING SHA|MSPL|MORGAN STANLEY & CO. LLC|300
EYLD|CAMBRIA EMERGING SHA|NFSC|National Financial Services LLC|4014
EYLD|CAMBRIA EMERGING SHA|NITE|VIRTU Americas LLC|8965
EYLD|CAMBRIA EMERGING SHA|RBCM|RBC CAPITAL MARKETS, LLC|110
EYLD|CAMBRIA EMERGING SHA|SWIM|TD Ameritrade, Inc.|1313
EYLD|CAMBRIA EMERGING SHA|UBSA|UBS SECURITIES LLC|2437
EYLD|CAMBRIA EMERGING SHA|UBSS|UBS Securities LLC|740
EYLD|CAMBRIA EMERGING SHA|VGRD|Vanguard Marketing Corporation|1650
EYLD|CAMBRIA EMERGING SHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|983
EYPT|EYEPOINT PHARMA INC|AGIS|Aegis Capital Corp.|690451
EYPT|EYEPOINT PHARMA INC|ALTX|Alternet Securities Inc.|1000
EYPT|EYEPOINT PHARMA INC|APCC|Apex Clearing Corporation|2122
EYPT|EYEPOINT PHARMA INC|BALE|M&T SECURITIES, INC.|3700
EYPT|EYEPOINT PHARMA INC|BATM|CBOE TRADING, INC.|2331
EYPT|EYEPOINT PHARMA INC|BKCM|BNY Mellon Capital Markets LLC|1260
EYPT|EYEPOINT PHARMA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11446
EYPT|EYEPOINT PHARMA INC|CANT|Cantor Fitzgerald & Co.|2801
EYPT|EYEPOINT PHARMA INC|CHAS|Charles Schwab & Co., Inc.|3330
EYPT|EYEPOINT PHARMA INC|CLSA|CLSA AMERICAS, LLC|122073
EYPT|EYEPOINT PHARMA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106
EYPT|EYEPOINT PHARMA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
EYPT|EYEPOINT PHARMA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53666
EYPT|EYEPOINT PHARMA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
EYPT|EYEPOINT PHARMA INC|DBAB|Deutsche Bank Securities Inc.|38936
EYPT|EYEPOINT PHARMA INC|DBAX|Deutsche Bank Securities Inc.|23700
EYPT|EYEPOINT PHARMA INC|DEGS|RONIN PROFESSIONAL LLC|47925
EYPT|EYEPOINT PHARMA INC|EBXL|EBX LLC|26900
EYPT|EYEPOINT PHARMA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|176526
EYPT|EYEPOINT PHARMA INC|EDJO|Edward D. Jones & Co., L.P.|559
EYPT|EYEPOINT PHARMA INC|EGAM|CBOE TRADING, INC.|2312
EYPT|EYEPOINT PHARMA INC|EGXM|CBOE TRADING, INC.|6150
EYPT|EYEPOINT PHARMA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4474
EYPT|EYEPOINT PHARMA INC|ETRS|E*Trade Securities LLC|368525
EYPT|EYEPOINT PHARMA INC|FBCO|Credit Suisse Securities (USA) LLC|95118
EYPT|EYEPOINT PHARMA INC|FILL|Tradestation Securities, Inc.|5397
EYPT|EYEPOINT PHARMA INC|FMAF|NBCN Inc./ CDS|1000
EYPT|EYEPOINT PHARMA INC|FOMA|TD AMERITRADE CLEARING, INC.|566396
EYPT|EYEPOINT PHARMA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14649
EYPT|EYEPOINT PHARMA INC|FTBR|Foliofn Investments, Inc.|70
EYPT|EYEPOINT PHARMA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5677
EYPT|EYEPOINT PHARMA INC|GLPX|ACS EXECUTION SERVICES, LLC|648
EYPT|EYEPOINT PHARMA INC|GSCO|GOLDMAN SACHS & CO. LLC|30579
EYPT|EYEPOINT PHARMA INC|GSCS|GOLDMAN SACHS & CO. LLC|8832
EYPT|EYEPOINT PHARMA INC|GSLT|GOLDMAN SACHS & CO. LLC|520
EYPT|EYEPOINT PHARMA INC|GTSZ|GTS SECURITIES LLC|3300
EYPT|EYEPOINT PHARMA INC|HAPX|HAP Trading, LLC|100
EYPT|EYEPOINT PHARMA INC|HRBF|American Enterprise Investment Services Inc.|11705
EYPT|EYEPOINT PHARMA INC|IATS|INTERACTIVE BROKERS LLC|21105
EYPT|EYEPOINT PHARMA INC|IBKR|Interactive Brokers Llc|122284
EYPT|EYEPOINT PHARMA INC|ICBX|INSTINET, LLC|8700
EYPT|EYEPOINT PHARMA INC|INCA|INSTINET, LLC|21255
EYPT|EYEPOINT PHARMA INC|INJX|INSTINET, LLC|3182
EYPT|EYEPOINT PHARMA INC|ITGI|ITG Inc.|54514
EYPT|EYEPOINT PHARMA INC|ITGP|ITG INC.|20600
EYPT|EYEPOINT PHARMA INC|JEFF|JEFFERIES LLC|100
EYPT|EYEPOINT PHARMA INC|JMPT|JUMP TRADING, LLC|7333
EYPT|EYEPOINT PHARMA INC|JPMX|J.P. Morgan Securities LLC|34561
EYPT|EYEPOINT PHARMA INC|JSJX|JANE STREET CAPITAL LLC|106
EYPT|EYEPOINT PHARMA INC|KCGM|VIRTU Americas LLC|7902
EYPT|EYEPOINT PHARMA INC|LEHM|Barclays Capital Inc./Le|74904
EYPT|EYEPOINT PHARMA INC|LIME|Lime Brokerage LLC|34742
EYPT|EYEPOINT PHARMA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36977
EYPT|EYEPOINT PHARMA INC|MOTF|MOTIF INVESTING, INC.|1
EYPT|EYEPOINT PHARMA INC|MSCO|MORGAN STANLEY & CO. LLC|208540
EYPT|EYEPOINT PHARMA INC|MSPL|MORGAN STANLEY & CO. LLC|6800
EYPT|EYEPOINT PHARMA INC|MSTX|MORGAN STANLEY & CO. LLC|4200
EYPT|EYEPOINT PHARMA INC|NFSC|National Financial Services LLC|425891
EYPT|EYEPOINT PHARMA INC|NITE|VIRTU Americas LLC|801198
EYPT|EYEPOINT PHARMA INC|NITP|VIRTU Americas LLC|20700
EYPT|EYEPOINT PHARMA INC|NQRB|Brut, LLC|7350
EYPT|EYEPOINT PHARMA INC|NTFN|Network 1 Financial Securities Inc.|4849
EYPT|EYEPOINT PHARMA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7150
EYPT|EYEPOINT PHARMA INC|PDQM|CODA MARKETS, INC.|3012
EYPT|EYEPOINT PHARMA INC|RAJA|Raymond James & Associates, Inc.|2250
EYPT|EYEPOINT PHARMA INC|RBCM|RBC CAPITAL MARKETS, LLC|26085
EYPT|EYEPOINT PHARMA INC|SBSH|Citigroup Global Markets Inc.|1724
EYPT|EYEPOINT PHARMA INC|SGMT|GOLDMAN SACHS & CO. LLC|13800
EYPT|EYEPOINT PHARMA INC|SPDR|SPEEDROUTE LLC|1150
EYPT|EYEPOINT PHARMA INC|SWIM|TD Ameritrade, Inc.|108055
EYPT|EYEPOINT PHARMA INC|TKNG|ALLY INVEST SECURITIES LLC|3249
EYPT|EYEPOINT PHARMA INC|TRBT|Tradebot Systems, Inc.|37019
EYPT|EYEPOINT PHARMA INC|TRCM|TRC MARKETS LLC|16055
EYPT|EYEPOINT PHARMA INC|UBSA|UBS SECURITIES LLC|128018
EYPT|EYEPOINT PHARMA INC|UBSS|UBS Securities LLC|215502
EYPT|EYEPOINT PHARMA INC|VGRD|Vanguard Marketing Corporation|41142
EYPT|EYEPOINT PHARMA INC|WCHV|WELLS FARGO SECURITIES, LLC|29958
EYPT|EYEPOINT PHARMA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1330
EYPT|EYEPOINT PHARMA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17760
EYPT|EYEPOINT PHARMA INC|WGIF|CIBC World Markets Inc.|12155
EYPT|EYEPOINT PHARMA INC|WSEA|WOLVERINE SECURITIES, LLC|38693
EYPT|EYEPOINT PHARMA INC|XIST|INSTINET, LLC|2000
EYPT|EYEPOINT PHARMA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
EYPT|EYEPOINT PHARMA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|91
EYPT|EYEPOINT PHARMA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5563
EZA|ISHARES MSCI SAFRICA|ALTX|Alternet Securities Inc.|2900
EZA|ISHARES MSCI SAFRICA|APCC|Apex Clearing Corporation|302
EZA|ISHARES MSCI SAFRICA|BANK|Primevest Financial Services, Inc.|1
EZA|ISHARES MSCI SAFRICA|BARD|Robert W. Baird & Co. Incorporated|3
EZA|ISHARES MSCI SAFRICA|BATM|CBOE TRADING, INC.|3300
EZA|ISHARES MSCI SAFRICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3356
EZA|ISHARES MSCI SAFRICA|BLTK|Bulltick, Llc|760
EZA|ISHARES MSCI SAFRICA|BYXM|CBOE TRADING, INC.|31037
EZA|ISHARES MSCI SAFRICA|CHAS|Charles Schwab & Co., Inc.|12846
EZA|ISHARES MSCI SAFRICA|CLSA|CLSA AMERICAS, LLC|10000
EZA|ISHARES MSCI SAFRICA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1517
EZA|ISHARES MSCI SAFRICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|201
EZA|ISHARES MSCI SAFRICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6344
EZA|ISHARES MSCI SAFRICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184214
EZA|ISHARES MSCI SAFRICA|CTDL|Citadel Derivatives Group Llc|147363
EZA|ISHARES MSCI SAFRICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|17000
EZA|ISHARES MSCI SAFRICA|DBAB|Deutsche Bank Securities Inc.|5035
EZA|ISHARES MSCI SAFRICA|DBAX|Deutsche Bank Securities Inc.|41000
EZA|ISHARES MSCI SAFRICA|DCHF|Dart Executions, LLC|350
EZA|ISHARES MSCI SAFRICA|DEAN|MORGAN STANLEY|2826
EZA|ISHARES MSCI SAFRICA|DEGS|RONIN PROFESSIONAL LLC|4800
EZA|ISHARES MSCI SAFRICA|EBXL|EBX LLC|215100
EZA|ISHARES MSCI SAFRICA|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
EZA|ISHARES MSCI SAFRICA|EGAM|CBOE TRADING, INC.|7489
EZA|ISHARES MSCI SAFRICA|EGAW|CBOE TRADING, INC.|90
EZA|ISHARES MSCI SAFRICA|EGMT|EG MARKET TECHNOLOGIES LLC|1241
EZA|ISHARES MSCI SAFRICA|EGXM|CBOE TRADING, INC.|193
EZA|ISHARES MSCI SAFRICA|ESPO|ESPOSITO SECURITIES, LLC|50
EZA|ISHARES MSCI SAFRICA|ETBE|Electronic Transaction Clearing, Inc.|42318
EZA|ISHARES MSCI SAFRICA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26644
EZA|ISHARES MSCI SAFRICA|ETRS|E*Trade Securities LLC|3765
EZA|ISHARES MSCI SAFRICA|FBSB|U.S. Bancorp Investments, Inc.|53
EZA|ISHARES MSCI SAFRICA|FILL|Tradestation Securities, Inc.|7776
EZA|ISHARES MSCI SAFRICA|FLTU|FLOW TRADERS US LLC|5100
EZA|ISHARES MSCI SAFRICA|FMAF|NBCN Inc./ CDS|463
EZA|ISHARES MSCI SAFRICA|FQLS|Quantlab Securities LP|67195
EZA|ISHARES MSCI SAFRICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5041
EZA|ISHARES MSCI SAFRICA|FTBR|Foliofn Investments, Inc.|1619
EZA|ISHARES MSCI SAFRICA|GARC|ICAP Corporates LLC|115000
EZA|ISHARES MSCI SAFRICA|GEBB|GLOBAL EXECUTION BROKERS, LP|1460
EZA|ISHARES MSCI SAFRICA|GLPX|ACS EXECUTION SERVICES, LLC|88104
EZA|ISHARES MSCI SAFRICA|GSCO|GOLDMAN SACHS & CO. LLC|91564
EZA|ISHARES MSCI SAFRICA|GSCS|GOLDMAN SACHS & CO. LLC|2443
EZA|ISHARES MSCI SAFRICA|GSLT|GOLDMAN SACHS & CO. LLC|23715
EZA|ISHARES MSCI SAFRICA|GTSZ|GTS SECURITIES LLC|8600
EZA|ISHARES MSCI SAFRICA|HRBF|American Enterprise Investment Services Inc.|11260
EZA|ISHARES MSCI SAFRICA|HSBC|HSBC Securities, Inc.|1239
EZA|ISHARES MSCI SAFRICA|IATS|INTERACTIVE BROKERS LLC|40469
EZA|ISHARES MSCI SAFRICA|IBKR|Interactive Brokers Llc|59140
EZA|ISHARES MSCI SAFRICA|ICBX|INSTINET, LLC|95524
EZA|ISHARES MSCI SAFRICA|INCA|INSTINET, LLC|34515
EZA|ISHARES MSCI SAFRICA|INJX|INSTINET, LLC|6013
EZA|ISHARES MSCI SAFRICA|ITGI|ITG Inc.|2709
EZA|ISHARES MSCI SAFRICA|ITGP|ITG INC.|133800
EZA|ISHARES MSCI SAFRICA|JEFF|JEFFERIES LLC|15255
EZA|ISHARES MSCI SAFRICA|JMPT|JUMP TRADING, LLC|35072
EZA|ISHARES MSCI SAFRICA|JPMX|J.P. Morgan Securities LLC|222576
EZA|ISHARES MSCI SAFRICA|JSEB|JANE STREET EXECUTION SERVICES, LLC|64103
EZA|ISHARES MSCI SAFRICA|JSJX|JANE STREET CAPITAL LLC|531914
EZA|ISHARES MSCI SAFRICA|KCGM|VIRTU Americas LLC|34802
EZA|ISHARES MSCI SAFRICA|LEHM|Barclays Capital Inc./Le|598164
EZA|ISHARES MSCI SAFRICA|LIME|Lime Brokerage LLC|42459
EZA|ISHARES MSCI SAFRICA|LMGP|LIME BROKERAGE LLC|75
EZA|ISHARES MSCI SAFRICA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
EZA|ISHARES MSCI SAFRICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|253372
EZA|ISHARES MSCI SAFRICA|MSCO|MORGAN STANLEY & CO. LLC|314558
EZA|ISHARES MSCI SAFRICA|MSPL|MORGAN STANLEY & CO. LLC|105700
EZA|ISHARES MSCI SAFRICA|NFSC|National Financial Services LLC|33536
EZA|ISHARES MSCI SAFRICA|NITE|VIRTU Americas LLC|186117
EZA|ISHARES MSCI SAFRICA|NQRB|Brut, LLC|2556
EZA|ISHARES MSCI SAFRICA|OLDM|OLD MISSION CAPITAL, LLC|118268
EZA|ISHARES MSCI SAFRICA|OPCO|Oppenheimer & Co. Inc.|11315
EZA|ISHARES MSCI SAFRICA|PDQM|CODA MARKETS, INC.|27345
EZA|ISHARES MSCI SAFRICA|QMSR|QUATTRO M SECURITIES INC.|118104
EZA|ISHARES MSCI SAFRICA|RBCM|RBC CAPITAL MARKETS, LLC|1821
EZA|ISHARES MSCI SAFRICA|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|19200
EZA|ISHARES MSCI SAFRICA|SAGL|SAGETRADER, LLC|7106
EZA|ISHARES MSCI SAFRICA|SBSH|Citigroup Global Markets Inc.|8929
EZA|ISHARES MSCI SAFRICA|SGMT|GOLDMAN SACHS & CO. LLC|215204
EZA|ISHARES MSCI SAFRICA|SPDR|SPEEDROUTE LLC|1700
EZA|ISHARES MSCI SAFRICA|STFL|Stifel, Nicolaus & Company, Incorporated|1
EZA|ISHARES MSCI SAFRICA|SWIM|TD Ameritrade, Inc.|14138
EZA|ISHARES MSCI SAFRICA|SWST|Hilltop Securities Inc.|4212
EZA|ISHARES MSCI SAFRICA|TKNG|ALLY INVEST SECURITIES LLC|435
EZA|ISHARES MSCI SAFRICA|TRBT|Tradebot Systems, Inc.|129956
EZA|ISHARES MSCI SAFRICA|TRCM|TRC MARKETS LLC|70287
EZA|ISHARES MSCI SAFRICA|UBSA|UBS SECURITIES LLC|506908
EZA|ISHARES MSCI SAFRICA|UBSS|UBS Securities LLC|502549
EZA|ISHARES MSCI SAFRICA|VALX|VIRTU AMERICAS LLC|17488
EZA|ISHARES MSCI SAFRICA|VGRD|Vanguard Marketing Corporation|1722
EZA|ISHARES MSCI SAFRICA|WBET|Wallachbeth Capital LLC|556484
EZA|ISHARES MSCI SAFRICA|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
EZA|ISHARES MSCI SAFRICA|WCHV|WELLS FARGO SECURITIES, LLC|11320
EZA|ISHARES MSCI SAFRICA|WEDB|WEDBUSH SECURITIES INC.|500
EZA|ISHARES MSCI SAFRICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1453
EZA|ISHARES MSCI SAFRICA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9134
EZA|ISHARES MSCI SAFRICA|WGIF|CIBC World Markets Inc.|60
EZA|ISHARES MSCI SAFRICA|WHOT|JUST2TRADE, INC.|6
EZA|ISHARES MSCI SAFRICA|WSEA|WOLVERINE SECURITIES, LLC|806
EZA|ISHARES MSCI SAFRICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
EZA|ISHARES MSCI SAFRICA|YKNA|COMHAR CAPITAL MARKETS, LLC|591
EZA|ISHARES MSCI SAFRICA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1651
EZJ|PROSHARES JAPAN|APCC|Apex Clearing Corporation|4
EZJ|PROSHARES JAPAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
EZJ|PROSHARES JAPAN|DBAX|Deutsche Bank Securities Inc.|100
EZJ|PROSHARES JAPAN|EBXL|EBX LLC|200
EZJ|PROSHARES JAPAN|ETRS|E*Trade Securities LLC|60
EZJ|PROSHARES JAPAN|IBKR|Interactive Brokers Llc|20
EZJ|PROSHARES JAPAN|JPMX|J.P. Morgan Securities LLC|200
EZJ|PROSHARES JAPAN|LEHM|Barclays Capital Inc./Le|200
EZJ|PROSHARES JAPAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
EZJ|PROSHARES JAPAN|MOTF|MOTIF INVESTING, INC.|2
EZJ|PROSHARES JAPAN|NFSC|National Financial Services LLC|1254
EZJ|PROSHARES JAPAN|NITE|VIRTU Americas LLC|336
EZJ|PROSHARES JAPAN|SGMT|GOLDMAN SACHS & CO. LLC|200
EZJ|PROSHARES JAPAN|UBSA|UBS SECURITIES LLC|295
EZJ|PROSHARES JAPAN|UBSS|UBS Securities LLC|25
EZJ|PROSHARES JAPAN|VALX|VIRTU AMERICAS LLC|200
EZJ|PROSHARES JAPAN|VGRD|Vanguard Marketing Corporation|145
EZJ|PROSHARES JAPAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|428
EZM|WISDOMTREE U.S. MIDC|APCC|Apex Clearing Corporation|40
EZM|WISDOMTREE U.S. MIDC|BARD|Robert W. Baird & Co. Incorporated|3190
EZM|WISDOMTREE U.S. MIDC|BATM|CBOE TRADING, INC.|700
EZM|WISDOMTREE U.S. MIDC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2971
EZM|WISDOMTREE U.S. MIDC|CANT|Cantor Fitzgerald & Co.|3260
EZM|WISDOMTREE U.S. MIDC|CHAS|Charles Schwab & Co., Inc.|976
EZM|WISDOMTREE U.S. MIDC|CIST|Capital Institutional Services, Inc.|2124
EZM|WISDOMTREE U.S. MIDC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6320
EZM|WISDOMTREE U.S. MIDC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
EZM|WISDOMTREE U.S. MIDC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12765
EZM|WISDOMTREE U.S. MIDC|CSIN|Citadel Securities Institutional LLC|130780
EZM|WISDOMTREE U.S. MIDC|CTDL|Citadel Derivatives Group Llc|131437
EZM|WISDOMTREE U.S. MIDC|DAVA|Davenport & Company LLC|3724
EZM|WISDOMTREE U.S. MIDC|DBAX|Deutsche Bank Securities Inc.|6100
EZM|WISDOMTREE U.S. MIDC|DEAN|MORGAN STANLEY|5830
EZM|WISDOMTREE U.S. MIDC|EBXL|EBX LLC|5400
EZM|WISDOMTREE U.S. MIDC|EDJO|Edward D. Jones & Co., L.P.|335
EZM|WISDOMTREE U.S. MIDC|EGXM|CBOE TRADING, INC.|243
EZM|WISDOMTREE U.S. MIDC|ETBE|Electronic Transaction Clearing, Inc.|1000
EZM|WISDOMTREE U.S. MIDC|ETRS|E*Trade Securities LLC|4030
EZM|WISDOMTREE U.S. MIDC|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|100000
EZM|WISDOMTREE U.S. MIDC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1409
EZM|WISDOMTREE U.S. MIDC|FTBR|Foliofn Investments, Inc.|69
EZM|WISDOMTREE U.S. MIDC|GSCO|GOLDMAN SACHS & CO. LLC|1762
EZM|WISDOMTREE U.S. MIDC|GSLT|GOLDMAN SACHS & CO. LLC|25
EZM|WISDOMTREE U.S. MIDC|HRBF|American Enterprise Investment Services Inc.|19683
EZM|WISDOMTREE U.S. MIDC|IATS|INTERACTIVE BROKERS LLC|113
EZM|WISDOMTREE U.S. MIDC|IBKR|Interactive Brokers Llc|70
EZM|WISDOMTREE U.S. MIDC|ICBX|INSTINET, LLC|8022
EZM|WISDOMTREE U.S. MIDC|INCA|INSTINET, LLC|229670
EZM|WISDOMTREE U.S. MIDC|ITGI|ITG Inc.|4320
EZM|WISDOMTREE U.S. MIDC|ITGP|ITG INC.|1600
EZM|WISDOMTREE U.S. MIDC|JANY|Janney Montgomery Scott Inc.|745
EZM|WISDOMTREE U.S. MIDC|JPMX|J.P. Morgan Securities LLC|4802
EZM|WISDOMTREE U.S. MIDC|JSJX|JANE STREET CAPITAL LLC|101159
EZM|WISDOMTREE U.S. MIDC|KCGM|VIRTU Americas LLC|4457
EZM|WISDOMTREE U.S. MIDC|LEHM|Barclays Capital Inc./Le|12404
EZM|WISDOMTREE U.S. MIDC|LIME|Lime Brokerage LLC|7571
EZM|WISDOMTREE U.S. MIDC|MACC|Mid Atlantic Capital Corporation|3657
EZM|WISDOMTREE U.S. MIDC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2898
EZM|WISDOMTREE U.S. MIDC|MOTF|MOTIF INVESTING, INC.|1
EZM|WISDOMTREE U.S. MIDC|MSCO|MORGAN STANLEY & CO. LLC|45645
EZM|WISDOMTREE U.S. MIDC|MSPL|MORGAN STANLEY & CO. LLC|1100
EZM|WISDOMTREE U.S. MIDC|NFSC|National Financial Services LLC|55338
EZM|WISDOMTREE U.S. MIDC|NITE|VIRTU Americas LLC|85623
EZM|WISDOMTREE U.S. MIDC|NQRB|Brut, LLC|800
EZM|WISDOMTREE U.S. MIDC|OPCO|Oppenheimer & Co. Inc.|1751
EZM|WISDOMTREE U.S. MIDC|PDQM|CODA MARKETS, INC.|21500
EZM|WISDOMTREE U.S. MIDC|PWJC|UBS Financial Services, Inc.|1826
EZM|WISDOMTREE U.S. MIDC|RBCM|RBC CAPITAL MARKETS, LLC|1491
EZM|WISDOMTREE U.S. MIDC|SBSH|Citigroup Global Markets Inc.|1855
EZM|WISDOMTREE U.S. MIDC|SGMT|GOLDMAN SACHS & CO. LLC|4901
EZM|WISDOMTREE U.S. MIDC|SHMR|ABN Amro Clearing LLC|100000
EZM|WISDOMTREE U.S. MIDC|STFL|Stifel, Nicolaus & Company, Incorporated|11
EZM|WISDOMTREE U.S. MIDC|SWIM|TD Ameritrade, Inc.|300
EZM|WISDOMTREE U.S. MIDC|UBSA|UBS SECURITIES LLC|39074
EZM|WISDOMTREE U.S. MIDC|UBSS|UBS Securities LLC|104022
EZM|WISDOMTREE U.S. MIDC|VALX|VIRTU AMERICAS LLC|435
EZM|WISDOMTREE U.S. MIDC|VGRD|Vanguard Marketing Corporation|2963
EZM|WISDOMTREE U.S. MIDC|WCHV|WELLS FARGO SECURITIES, LLC|35504
EZM|WISDOMTREE U.S. MIDC|WSEA|WOLVERINE SECURITIES, LLC|264
EZM|WISDOMTREE U.S. MIDC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42342
EZPW|EZCORP, INC.|APCC|Apex Clearing Corporation|1
EZPW|EZCORP, INC.|AQUA|AQUA SECURITIES L.P.|3100
EZPW|EZCORP, INC.|BAYT|BTIG, LLC|200
EZPW|EZCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|20297
EZPW|EZCORP, INC.|BIDS|BIDS TRADING L.P.|400
EZPW|EZCORP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27
EZPW|EZCORP, INC.|BLKX|INSTINET, LLC|281790
EZPW|EZCORP, INC.|BMOC|BMO Capital Markets Corp.|7983
EZPW|EZCORP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|11502
EZPW|EZCORP, INC.|BTIG|BTIG, LLC|160675
EZPW|EZCORP, INC.|BYXM|CBOE TRADING, INC.|700
EZPW|EZCORP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|400
EZPW|EZCORP, INC.|CANT|Cantor Fitzgerald & Co.|4
EZPW|EZCORP, INC.|CHAS|Charles Schwab & Co., Inc.|370
EZPW|EZCORP, INC.|CLSA|CLSA AMERICAS, LLC|40
EZPW|EZCORP, INC.|CMPT|Compass Point Research & Trading, LLC|100
EZPW|EZCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70332
EZPW|EZCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
EZPW|EZCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133570
EZPW|EZCORP, INC.|CTDL|Citadel Derivatives Group Llc|3752
EZPW|EZCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|68792
EZPW|EZCORP, INC.|DBAB|Deutsche Bank Securities Inc.|178902
EZPW|EZCORP, INC.|DBAX|Deutsche Bank Securities Inc.|81000
EZPW|EZCORP, INC.|DBUL|Deutsche Bank Securities Inc.|541
EZPW|EZCORP, INC.|DEAN|MORGAN STANLEY|2211
EZPW|EZCORP, INC.|DEGS|RONIN PROFESSIONAL LLC|2345
EZPW|EZCORP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7829
EZPW|EZCORP, INC.|EBXL|EBX LLC|66500
EZPW|EZCORP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
EZPW|EZCORP, INC.|EDJO|Edward D. Jones & Co., L.P.|440
EZPW|EZCORP, INC.|EGAM|CBOE TRADING, INC.|5453
EZPW|EZCORP, INC.|ETBE|Electronic Transaction Clearing, Inc.|3703
EZPW|EZCORP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13230
EZPW|EZCORP, INC.|ETRS|E*Trade Securities LLC|28108
EZPW|EZCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|945602
EZPW|EZCORP, INC.|FILL|Tradestation Securities, Inc.|13231
EZPW|EZCORP, INC.|FMAF|NBCN Inc./ CDS|5730
EZPW|EZCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|88730
EZPW|EZCORP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13490
EZPW|EZCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14340
EZPW|EZCORP, INC.|FTBR|Foliofn Investments, Inc.|8382
EZPW|EZCORP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|16618
EZPW|EZCORP, INC.|GLIS|TD Securities Inc|200
EZPW|EZCORP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|655
EZPW|EZCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|276626
EZPW|EZCORP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|24418
EZPW|EZCORP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2872
EZPW|EZCORP, INC.|GTSZ|GTS SECURITIES LLC|16626
EZPW|EZCORP, INC.|HRBF|American Enterprise Investment Services Inc.|1896
EZPW|EZCORP, INC.|IBKR|Interactive Brokers Llc|79534
EZPW|EZCORP, INC.|IBSJ|Integrity Brokerage Services, Inc.|700
EZPW|EZCORP, INC.|ICBX|INSTINET, LLC|27803
EZPW|EZCORP, INC.|IEQY|CITADEL SECURITIES LLC|4955
EZPW|EZCORP, INC.|INCA|INSTINET, LLC|309006
EZPW|EZCORP, INC.|INJX|INSTINET, LLC|99051
EZPW|EZCORP, INC.|ITGI|ITG Inc.|30500
EZPW|EZCORP, INC.|ITGP|ITG INC.|42000
EZPW|EZCORP, INC.|JEFF|JEFFERIES LLC|233664
EZPW|EZCORP, INC.|JMPT|JUMP TRADING, LLC|5691
EZPW|EZCORP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|39724
EZPW|EZCORP, INC.|JPMX|J.P. Morgan Securities LLC|250863
EZPW|EZCORP, INC.|KCGM|VIRTU Americas LLC|16627
EZPW|EZCORP, INC.|LEHM|Barclays Capital Inc./Le|351377
EZPW|EZCORP, INC.|LIME|Lime Brokerage LLC|254537
EZPW|EZCORP, INC.|LQNA|LIQUIDNET, INC.|111400
EZPW|EZCORP, INC.|LSCI|Lek Securities Corporation|2
EZPW|EZCORP, INC.|MAXM|Maxim Group LLC|27198
EZPW|EZCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82512
EZPW|EZCORP, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1220
EZPW|EZCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|655004
EZPW|EZCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|62900
EZPW|EZCORP, INC.|MSTX|MORGAN STANLEY & CO. LLC|49000
EZPW|EZCORP, INC.|NFSC|National Financial Services LLC|47220
EZPW|EZCORP, INC.|NITE|VIRTU Americas LLC|103978
EZPW|EZCORP, INC.|NITP|VIRTU Americas LLC|10738
EZPW|EZCORP, INC.|NMRA|Nomura Securities International, Inc.|500
EZPW|EZCORP, INC.|NQRB|Brut, LLC|1950
EZPW|EZCORP, INC.|OPCO|Oppenheimer & Co. Inc.|2598
EZPW|EZCORP, INC.|OTAA|OTA LLC|4503
EZPW|EZCORP, INC.|PDQM|CODA MARKETS, INC.|51106
EZPW|EZCORP, INC.|RAJA|Raymond James & Associates, Inc.|1062
EZPW|EZCORP, INC.|ROTH|Roth Capital Partners, LLC|3000
EZPW|EZCORP, INC.|SAGL|SAGETRADER, LLC|1500
EZPW|EZCORP, INC.|SBSH|Citigroup Global Markets Inc.|313010
EZPW|EZCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|71541
EZPW|EZCORP, INC.|SPDR|SPEEDROUTE LLC|1063
EZPW|EZCORP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1000
EZPW|EZCORP, INC.|SWIM|TD Ameritrade, Inc.|47003
EZPW|EZCORP, INC.|SWST|Hilltop Securities Inc.|308
EZPW|EZCORP, INC.|TKNG|ALLY INVEST SECURITIES LLC|200
EZPW|EZCORP, INC.|TMBR|Timber Hill LLC|93
EZPW|EZCORP, INC.|TRBT|Tradebot Systems, Inc.|17785
EZPW|EZCORP, INC.|TRCM|TRC MARKETS LLC|80990
EZPW|EZCORP, INC.|UBSA|UBS SECURITIES LLC|488979
EZPW|EZCORP, INC.|UBSS|UBS Securities LLC|546950
EZPW|EZCORP, INC.|VALX|VIRTU AMERICAS LLC|38275
EZPW|EZCORP, INC.|VGRD|Vanguard Marketing Corporation|12580
EZPW|EZCORP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1422
EZPW|EZCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|115066
EZPW|EZCORP, INC.|WEDB|WEDBUSH SECURITIES INC.|300
EZPW|EZCORP, INC.|WEED|Weeden & Co.L.P.|2400
EZPW|EZCORP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2926
EZPW|EZCORP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11685
EZPW|EZCORP, INC.|WGIF|CIBC World Markets Inc.|100
EZPW|EZCORP, INC.|WSEA|WOLVERINE SECURITIES, LLC|1609
EZPW|EZCORP, INC.|XIST|INSTINET, LLC|11860
EZPW|EZCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|12800
EZPW|EZCORP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|325
EZT|ENTERGY TEXAS 5.625|APCC|Apex Clearing Corporation|8
EZT|ENTERGY TEXAS 5.625|BKMM|BNY MELLON CAPITAL MARKETS, LLC|630
EZT|ENTERGY TEXAS 5.625|CHAS|Charles Schwab & Co., Inc.|43
EZT|ENTERGY TEXAS 5.625|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
EZT|ENTERGY TEXAS 5.625|DBAX|Deutsche Bank Securities Inc.|400
EZT|ENTERGY TEXAS 5.625|DEAN|MORGAN STANLEY|23
EZT|ENTERGY TEXAS 5.625|EBXL|EBX LLC|100
EZT|ENTERGY TEXAS 5.625|EDJO|Edward D. Jones & Co., L.P.|734
EZT|ENTERGY TEXAS 5.625|ETRS|E*Trade Securities LLC|1000
EZT|ENTERGY TEXAS 5.625|GSCO|GOLDMAN SACHS & CO. LLC|100
EZT|ENTERGY TEXAS 5.625|GSCS|GOLDMAN SACHS & CO. LLC|100
EZT|ENTERGY TEXAS 5.625|HRBF|American Enterprise Investment Services Inc.|505
EZT|ENTERGY TEXAS 5.625|IBKR|Interactive Brokers Llc|100
EZT|ENTERGY TEXAS 5.625|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|239
EZT|ENTERGY TEXAS 5.625|ICBX|INSTINET, LLC|100
EZT|ENTERGY TEXAS 5.625|INCA|INSTINET, LLC|500
EZT|ENTERGY TEXAS 5.625|ITGI|ITG Inc.|128
EZT|ENTERGY TEXAS 5.625|JANY|Janney Montgomery Scott Inc.|105
EZT|ENTERGY TEXAS 5.625|JSEB|JANE STREET EXECUTION SERVICES, LLC|304
EZT|ENTERGY TEXAS 5.625|LEHM|Barclays Capital Inc./Le|200
EZT|ENTERGY TEXAS 5.625|LIME|Lime Brokerage LLC|200
EZT|ENTERGY TEXAS 5.625|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
EZT|ENTERGY TEXAS 5.625|MSCO|MORGAN STANLEY & CO. LLC|2221
EZT|ENTERGY TEXAS 5.625|NFSC|National Financial Services LLC|680
EZT|ENTERGY TEXAS 5.625|NITE|VIRTU Americas LLC|6820
EZT|ENTERGY TEXAS 5.625|NQRB|Brut, LLC|300
EZT|ENTERGY TEXAS 5.625|OPCO|Oppenheimer & Co. Inc.|53
EZT|ENTERGY TEXAS 5.625|PWJC|UBS Financial Services, Inc.|24
EZT|ENTERGY TEXAS 5.625|SGMT|GOLDMAN SACHS & CO. LLC|100
EZT|ENTERGY TEXAS 5.625|STFL|Stifel, Nicolaus & Company, Incorporated|23
EZT|ENTERGY TEXAS 5.625|UBSA|UBS SECURITIES LLC|689
EZT|ENTERGY TEXAS 5.625|UBSS|UBS Securities LLC|1021
EZT|ENTERGY TEXAS 5.625|VGRD|Vanguard Marketing Corporation|250
EZT|ENTERGY TEXAS 5.625|WCHV|WELLS FARGO SECURITIES, LLC|60524
EZT|ENTERGY TEXAS 5.625|WEDB|WEDBUSH SECURITIES INC.|86
EZT|ENTERGY TEXAS 5.625|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32
EZT|ENTERGY TEXAS 5.625|YLPL|Linsco/Private Ledger Financial Services, Incorporated|344
EZU|ISHARE MSCI EUROZONE|ADAM|CANACCORD GENUITY INC.|1695
EZU|ISHARE MSCI EUROZONE|ALFA|ALPHA TRADING L.P.|28394
EZU|ISHARE MSCI EUROZONE|ALTX|Alternet Securities Inc.|26392
EZU|ISHARE MSCI EUROZONE|APCC|Apex Clearing Corporation|1055
EZU|ISHARE MSCI EUROZONE|BACS|BETA CAPITAL SECURITIES LLC|2173
EZU|ISHARE MSCI EUROZONE|BANK|Primevest Financial Services, Inc.|660
EZU|ISHARE MSCI EUROZONE|BARD|Robert W. Baird & Co. Incorporated|4582
EZU|ISHARE MSCI EUROZONE|BATM|CBOE TRADING, INC.|85422
EZU|ISHARE MSCI EUROZONE|BAYC|BAY CREST PARTNERS, LLC|395376
EZU|ISHARE MSCI EUROZONE|BBNT|BB&T SECURITIES, LLC|1824
EZU|ISHARE MSCI EUROZONE|BERN|Sanford C. Bernstein & Co., LLC|184416
EZU|ISHARE MSCI EUROZONE|BIMI|Banca IMI Securities Corp.|5150
EZU|ISHARE MSCI EUROZONE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11931
EZU|ISHARE MSCI EUROZONE|BLTK|Bulltick, Llc|29595
EZU|ISHARE MSCI EUROZONE|BMOC|BMO Capital Markets Corp.|24
EZU|ISHARE MSCI EUROZONE|BNCH|The Benchmark Company, LLC|8845
EZU|ISHARE MSCI EUROZONE|BRGE|Newbridge Securities Corp.|11
EZU|ISHARE MSCI EUROZONE|BYXM|CBOE TRADING, INC.|88847
EZU|ISHARE MSCI EUROZONE|CANT|Cantor Fitzgerald & Co.|320071
EZU|ISHARE MSCI EUROZONE|CHAS|Charles Schwab & Co., Inc.|606033
EZU|ISHARE MSCI EUROZONE|CICF|Canaccord Genuity Corp.|414
EZU|ISHARE MSCI EUROZONE|CIST|Capital Institutional Services, Inc.|169
EZU|ISHARE MSCI EUROZONE|CLSA|CLSA AMERICAS, LLC|2930
EZU|ISHARE MSCI EUROZONE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|307300
EZU|ISHARE MSCI EUROZONE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1397678
EZU|ISHARE MSCI EUROZONE|CSIN|Citadel Securities Institutional LLC|8227151
EZU|ISHARE MSCI EUROZONE|CTDL|Citadel Derivatives Group Llc|8946103
EZU|ISHARE MSCI EUROZONE|CXCX|CITIGROUP GLOBAL MARKETS INC.|314582
EZU|ISHARE MSCI EUROZONE|DADA|D.A. Davidson & Co.|973
EZU|ISHARE MSCI EUROZONE|DBAB|Deutsche Bank Securities Inc.|65805
EZU|ISHARE MSCI EUROZONE|DBAX|Deutsche Bank Securities Inc.|1127300
EZU|ISHARE MSCI EUROZONE|DCHF|Dart Executions, LLC|223150
EZU|ISHARE MSCI EUROZONE|DEAN|MORGAN STANLEY|6550
EZU|ISHARE MSCI EUROZONE|DEGS|RONIN PROFESSIONAL LLC|14700
EZU|ISHARE MSCI EUROZONE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30960
EZU|ISHARE MSCI EUROZONE|EBXL|EBX LLC|877500
EZU|ISHARE MSCI EUROZONE|ECUT|CONVERGEX EXECUTION SOLUTIONS|20664
EZU|ISHARE MSCI EUROZONE|EDJO|Edward D. Jones & Co., L.P.|1123
EZU|ISHARE MSCI EUROZONE|EGAM|CBOE TRADING, INC.|60216
EZU|ISHARE MSCI EUROZONE|EGAW|CBOE TRADING, INC.|1300
EZU|ISHARE MSCI EUROZONE|EGXM|CBOE TRADING, INC.|203164
EZU|ISHARE MSCI EUROZONE|ESPO|ESPOSITO SECURITIES, LLC|500
EZU|ISHARE MSCI EUROZONE|ETBE|Electronic Transaction Clearing, Inc.|75725
EZU|ISHARE MSCI EUROZONE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9813
EZU|ISHARE MSCI EUROZONE|ETRS|E*Trade Securities LLC|22356
EZU|ISHARE MSCI EUROZONE|FBSB|U.S. Bancorp Investments, Inc.|302
EZU|ISHARE MSCI EUROZONE|FCST|INTL FCSTONE FINANCIAL INC.|700
EZU|ISHARE MSCI EUROZONE|FILL|Tradestation Securities, Inc.|3439
EZU|ISHARE MSCI EUROZONE|FINX|FINTECH SECURITIES|264
EZU|ISHARE MSCI EUROZONE|FLTU|FLOW TRADERS US LLC|1425105
EZU|ISHARE MSCI EUROZONE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|23406
EZU|ISHARE MSCI EUROZONE|FMAF|NBCN Inc./ CDS|99958
EZU|ISHARE MSCI EUROZONE|FQLS|Quantlab Securities LP|345682
EZU|ISHARE MSCI EUROZONE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64049
EZU|ISHARE MSCI EUROZONE|FTBR|Foliofn Investments, Inc.|3418
EZU|ISHARE MSCI EUROZONE|GBMT|GBM International, Inc.|68527
EZU|ISHARE MSCI EUROZONE|GEBB|GLOBAL EXECUTION BROKERS, LP|156752
EZU|ISHARE MSCI EUROZONE|GFRY|JUMP TRADING, LLC|2783931
EZU|ISHARE MSCI EUROZONE|GLPX|ACS EXECUTION SERVICES, LLC|1014998
EZU|ISHARE MSCI EUROZONE|GSCO|GOLDMAN SACHS & CO. LLC|1005689
EZU|ISHARE MSCI EUROZONE|GSCS|GOLDMAN SACHS & CO. LLC|3248
EZU|ISHARE MSCI EUROZONE|GSLT|GOLDMAN SACHS & CO. LLC|27418
EZU|ISHARE MSCI EUROZONE|GTSZ|GTS SECURITIES LLC|48913
EZU|ISHARE MSCI EUROZONE|HRBF|American Enterprise Investment Services Inc.|55664
EZU|ISHARE MSCI EUROZONE|HSBC|HSBC Securities, Inc.|20027
EZU|ISHARE MSCI EUROZONE|IATS|INTERACTIVE BROKERS LLC|79432
EZU|ISHARE MSCI EUROZONE|IBKR|Interactive Brokers Llc|89695
EZU|ISHARE MSCI EUROZONE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|222
EZU|ISHARE MSCI EUROZONE|ICBX|INSTINET, LLC|671870
EZU|ISHARE MSCI EUROZONE|INCA|INSTINET, LLC|279988
EZU|ISHARE MSCI EUROZONE|INJX|INSTINET, LLC|16202
EZU|ISHARE MSCI EUROZONE|ITGI|ITG Inc.|71685
EZU|ISHARE MSCI EUROZONE|ITGP|ITG INC.|1603400
EZU|ISHARE MSCI EUROZONE|JANY|Janney Montgomery Scott Inc.|15889
EZU|ISHARE MSCI EUROZONE|JEFF|JEFFERIES LLC|106039
EZU|ISHARE MSCI EUROZONE|JMPT|JUMP TRADING, LLC|60353
EZU|ISHARE MSCI EUROZONE|JPBX|J.P. MORGAN SECURITIES LLC|9614
EZU|ISHARE MSCI EUROZONE|JPMX|J.P. Morgan Securities LLC|1208200
EZU|ISHARE MSCI EUROZONE|JSEB|JANE STREET EXECUTION SERVICES, LLC|9708613
EZU|ISHARE MSCI EUROZONE|JSJX|JANE STREET CAPITAL LLC|2748819
EZU|ISHARE MSCI EUROZONE|KCGM|VIRTU Americas LLC|299977
EZU|ISHARE MSCI EUROZONE|LEHM|Barclays Capital Inc./Le|10658960
EZU|ISHARE MSCI EUROZONE|LGNT|COR CLEARING LLC|2
EZU|ISHARE MSCI EUROZONE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2223
EZU|ISHARE MSCI EUROZONE|LIME|Lime Brokerage LLC|744487
EZU|ISHARE MSCI EUROZONE|LSCI|Lek Securities Corporation|43706
EZU|ISHARE MSCI EUROZONE|MACC|Mid Atlantic Capital Corporation|3453
EZU|ISHARE MSCI EUROZONE|MAXM|Maxim Group LLC|85372
EZU|ISHARE MSCI EUROZONE|MCMF|Raymond James Ltd. Cds|2125
EZU|ISHARE MSCI EUROZONE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1671792
EZU|ISHARE MSCI EUROZONE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|94407
EZU|ISHARE MSCI EUROZONE|MOTF|MOTIF INVESTING, INC.|1
EZU|ISHARE MSCI EUROZONE|MSCO|MORGAN STANLEY & CO. LLC|2850611
EZU|ISHARE MSCI EUROZONE|MSPL|MORGAN STANLEY & CO. LLC|488900
EZU|ISHARE MSCI EUROZONE|MSTX|MORGAN STANLEY & CO. LLC|200
EZU|ISHARE MSCI EUROZONE|NBCS|NBC Securities, INC.|6
EZU|ISHARE MSCI EUROZONE|NFSC|National Financial Services LLC|447005
EZU|ISHARE MSCI EUROZONE|NITE|VIRTU Americas LLC|1281383
EZU|ISHARE MSCI EUROZONE|NITP|VIRTU Americas LLC|1330591
EZU|ISHARE MSCI EUROZONE|NTBF|BMO Nesbitt Burns Inc./CDS|2804
EZU|ISHARE MSCI EUROZONE|NTRC|Northern Trust Securities, Inc.|225
EZU|ISHARE MSCI EUROZONE|OLDM|OLD MISSION CAPITAL, LLC|895027
EZU|ISHARE MSCI EUROZONE|ONEL|O'NEIL SECURITIES, INCORPORATED|36255
EZU|ISHARE MSCI EUROZONE|OPCO|Oppenheimer & Co. Inc.|794
EZU|ISHARE MSCI EUROZONE|PASL|Pershing Advisor Solutions LLC|1260
EZU|ISHARE MSCI EUROZONE|PDQM|CODA MARKETS, INC.|69179
EZU|ISHARE MSCI EUROZONE|PICT|Pictet Overseas Inc.|2275
EZU|ISHARE MSCI EUROZONE|PWJC|UBS Financial Services, Inc.|4949
EZU|ISHARE MSCI EUROZONE|QMSR|QUATTRO M SECURITIES INC.|929710
EZU|ISHARE MSCI EUROZONE|RBCM|RBC CAPITAL MARKETS, LLC|8221
EZU|ISHARE MSCI EUROZONE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|40421
EZU|ISHARE MSCI EUROZONE|SAGL|SAGETRADER, LLC|527
EZU|ISHARE MSCI EUROZONE|SALI|INTL FCSTONE FINANCIAL INC.|2
EZU|ISHARE MSCI EUROZONE|SBSH|Citigroup Global Markets Inc.|230657
EZU|ISHARE MSCI EUROZONE|SEIC|SEI Investments Distribution Co.|11549
EZU|ISHARE MSCI EUROZONE|SGMT|GOLDMAN SACHS & CO. LLC|805366
EZU|ISHARE MSCI EUROZONE|SPDR|SPEEDROUTE LLC|700
EZU|ISHARE MSCI EUROZONE|SPHN|Stephens Inc.|154
EZU|ISHARE MSCI EUROZONE|STFL|Stifel, Nicolaus & Company, Incorporated|1417
EZU|ISHARE MSCI EUROZONE|SWIM|TD Ameritrade, Inc.|12136
EZU|ISHARE MSCI EUROZONE|SWST|Hilltop Securities Inc.|5532
EZU|ISHARE MSCI EUROZONE|TITL|TITLEIST ASSET MANAGEMENT, LTD.|183
EZU|ISHARE MSCI EUROZONE|TKNG|ALLY INVEST SECURITIES LLC|185
EZU|ISHARE MSCI EUROZONE|TRBT|Tradebot Systems, Inc.|707624
EZU|ISHARE MSCI EUROZONE|TRCM|TRC MARKETS LLC|3724641
EZU|ISHARE MSCI EUROZONE|UBSA|UBS SECURITIES LLC|3456997
EZU|ISHARE MSCI EUROZONE|UBSS|UBS Securities LLC|2974416
EZU|ISHARE MSCI EUROZONE|VALX|VIRTU AMERICAS LLC|105259
EZU|ISHARE MSCI EUROZONE|VERT|The Vertical Trading Group, LLC|1
EZU|ISHARE MSCI EUROZONE|VGRD|Vanguard Marketing Corporation|21798
EZU|ISHARE MSCI EUROZONE|VSIN|Vision Financial Markets Llc|10
EZU|ISHARE MSCI EUROZONE|WBLR|WILLIAM BLAIR|1000
EZU|ISHARE MSCI EUROZONE|WCHV|WELLS FARGO SECURITIES, LLC|227806
EZU|ISHARE MSCI EUROZONE|WEDB|WEDBUSH SECURITIES INC.|43
EZU|ISHARE MSCI EUROZONE|WEED|Weeden & Co.L.P.|14400
EZU|ISHARE MSCI EUROZONE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4540
EZU|ISHARE MSCI EUROZONE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24688
EZU|ISHARE MSCI EUROZONE|WGIF|CIBC World Markets Inc.|4016
EZU|ISHARE MSCI EUROZONE|WSEA|WOLVERINE SECURITIES, LLC|13358
EZU|ISHARE MSCI EUROZONE|XPUS|XP SECURITIES, LLC|1253970
EZU|ISHARE MSCI EUROZONE|XSTM|NATIONAL FINANCIAL SERVICES LLC|12486
EZU|ISHARE MSCI EUROZONE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|540846
F|FORD MOTOR CO|ABLE|NATIXIS Securities Americas LLC|167314
F|FORD MOTOR CO|ADAM|CANACCORD GENUITY INC.|100
F|FORD MOTOR CO|AGIS|Aegis Capital Corp.|436752
F|FORD MOTOR CO|ALFA|ALPHA TRADING L.P.|140660
F|FORD MOTOR CO|ALLN|Allen & Company LLC|570908
F|FORD MOTOR CO|ALTX|Alternet Securities Inc.|170283
F|FORD MOTOR CO|ANOS|ABEL/NOSER, L.L.C.|900
F|FORD MOTOR CO|APCC|Apex Clearing Corporation|164775
F|FORD MOTOR CO|AQUA|AQUA SECURITIES L.P.|2500
F|FORD MOTOR CO|BALE|M&T SECURITIES, INC.|1100
F|FORD MOTOR CO|BANK|Primevest Financial Services, Inc.|31363
F|FORD MOTOR CO|BARD|Robert W. Baird & Co. Incorporated|246336
F|FORD MOTOR CO|BATM|CBOE TRADING, INC.|10833
F|FORD MOTOR CO|BAYC|BAY CREST PARTNERS, LLC|40
F|FORD MOTOR CO|BAYT|BTIG, LLC|9600
F|FORD MOTOR CO|BBNT|BB&T SECURITIES, LLC|136377
F|FORD MOTOR CO|BERN|Sanford C. Bernstein & Co., LLC|545133
F|FORD MOTOR CO|BGCE|BGC Financial Inc.|12004
F|FORD MOTOR CO|BIDS|BIDS TRADING L.P.|7400
F|FORD MOTOR CO|BIMI|Banca IMI Securities Corp.|9340
F|FORD MOTOR CO|BKCM|BNY Mellon Capital Markets LLC|1290
F|FORD MOTOR CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1245022
F|FORD MOTOR CO|BLKX|INSTINET, LLC|511342
F|FORD MOTOR CO|BLTK|Bulltick, Llc|1000
F|FORD MOTOR CO|BNPX|BNP PARIBAS SECURITIES CORP.|6340660
F|FORD MOTOR CO|BRGE|Newbridge Securities Corp.|15085
F|FORD MOTOR CO|BTIG|BTIG, LLC|212143
F|FORD MOTOR CO|BYXM|CBOE TRADING, INC.|5426
F|FORD MOTOR CO|BZYD|GOLDMAN SACHS & CO. LLC|4347
F|FORD MOTOR CO|CABR|Cabrera Capital Markets, Inc.|500
F|FORD MOTOR CO|CANT|Cantor Fitzgerald & Co.|6198
F|FORD MOTOR CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|264196
F|FORD MOTOR CO|CHAS|Charles Schwab & Co., Inc.|276717
F|FORD MOTOR CO|CHBC|PENSERRA SECURITIES, LLC|549000
F|FORD MOTOR CO|CIBP|CIBC World Markets Corp.|1655992
F|FORD MOTOR CO|CICF|Canaccord Genuity Corp.|6564
F|FORD MOTOR CO|CIOI|CITIGROUP GLOBAL MARKETS INC|48000
F|FORD MOTOR CO|CIST|Capital Institutional Services, Inc.|69519
F|FORD MOTOR CO|CLSA|CLSA AMERICAS, LLC|1500
F|FORD MOTOR CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2573953
F|FORD MOTOR CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|535
F|FORD MOTOR CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|92956
F|FORD MOTOR CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11153214
F|FORD MOTOR CO|CSIN|Citadel Securities Institutional LLC|49500
F|FORD MOTOR CO|CTDL|Citadel Derivatives Group Llc|170625
F|FORD MOTOR CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1965536
F|FORD MOTOR CO|DADA|D.A. Davidson & Co.|63037
F|FORD MOTOR CO|DAVA|Davenport & Company LLC|43431
F|FORD MOTOR CO|DBAB|Deutsche Bank Securities Inc.|2825921
F|FORD MOTOR CO|DBAX|Deutsche Bank Securities Inc.|8854300
F|FORD MOTOR CO|DBUL|Deutsche Bank Securities Inc.|9744
F|FORD MOTOR CO|DCHF|Dart Executions, LLC|57117
F|FORD MOTOR CO|DEAN|MORGAN STANLEY|587143
F|FORD MOTOR CO|DEGS|RONIN PROFESSIONAL LLC|200
F|FORD MOTOR CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35531
F|FORD MOTOR CO|DRWK|DRW SECURITIES, L.L.C.|56432
F|FORD MOTOR CO|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|9300
F|FORD MOTOR CO|EBXL|EBX LLC|4547400
F|FORD MOTOR CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|400311
F|FORD MOTOR CO|EDJC|Edward Jones / CDS|11548
F|FORD MOTOR CO|EDJO|Edward D. Jones & Co., L.P.|173615
F|FORD MOTOR CO|EGAM|CBOE TRADING, INC.|112357
F|FORD MOTOR CO|EGAW|CBOE TRADING, INC.|2292
F|FORD MOTOR CO|EGXM|CBOE TRADING, INC.|44954
F|FORD MOTOR CO|EGXW|CBOE TRADING, INC.|1600
F|FORD MOTOR CO|ELEV|ELEVATION, LLC|11446
F|FORD MOTOR CO|ESPO|ESPOSITO SECURITIES, LLC|3272
F|FORD MOTOR CO|ETBE|Electronic Transaction Clearing, Inc.|241118
F|FORD MOTOR CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1505
F|FORD MOTOR CO|ETCB|ETC BROKERAGE SERVICES, LLC|1242
F|FORD MOTOR CO|ETCC|Electronic Transaction Clearing, Inc.|1265
F|FORD MOTOR CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|498
F|FORD MOTOR CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3700
F|FORD MOTOR CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3522
F|FORD MOTOR CO|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|162
F|FORD MOTOR CO|ETRS|E*Trade Securities LLC|9688669
F|FORD MOTOR CO|FBSB|U.S. Bancorp Investments, Inc.|7859
F|FORD MOTOR CO|FFSI|Firstrade Securities Inc.|800
F|FORD MOTOR CO|FIDT|Fidelity Clearing Canada ULC./ CDS|296
F|FORD MOTOR CO|FILL|Tradestation Securities, Inc.|233181
F|FORD MOTOR CO|FINX|FINTECH SECURITIES|9624
F|FORD MOTOR CO|FMAF|NBCN Inc./ CDS|97340
F|FORD MOTOR CO|FMCO|First Manhattan Co|125300
F|FORD MOTOR CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|45277
F|FORD MOTOR CO|FQLS|Quantlab Securities LP|3708901
F|FORD MOTOR CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2613449
F|FORD MOTOR CO|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|20500
F|FORD MOTOR CO|FTBR|Foliofn Investments, Inc.|123569
F|FORD MOTOR CO|GBMT|GBM International, Inc.|23634
F|FORD MOTOR CO|GEBB|GLOBAL EXECUTION BROKERS, LP|733371
F|FORD MOTOR CO|GLIS|TD Securities Inc|108616
F|FORD MOTOR CO|GLPX|ACS EXECUTION SERVICES, LLC|255470
F|FORD MOTOR CO|GSCO|GOLDMAN SACHS & CO. LLC|27946735
F|FORD MOTOR CO|GSCS|GOLDMAN SACHS & CO. LLC|42600
F|FORD MOTOR CO|GSLT|GOLDMAN SACHS & CO. LLC|224339
F|FORD MOTOR CO|GTSY|GTS SECURITIES LLC|58700
F|FORD MOTOR CO|GTSZ|GTS SECURITIES LLC|1339488
F|FORD MOTOR CO|HCTA|Hardcastle Trading USA LLC|503908
F|FORD MOTOR CO|HRBF|American Enterprise Investment Services Inc.|650686
F|FORD MOTOR CO|HSBC|HSBC Securities, Inc.|207669
F|FORD MOTOR CO|IATS|INTERACTIVE BROKERS LLC|710067
F|FORD MOTOR CO|IBKR|Interactive Brokers Llc|714447
F|FORD MOTOR CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10570
F|FORD MOTOR CO|ICBX|INSTINET, LLC|3907315
F|FORD MOTOR CO|IEQY|CITADEL SECURITIES LLC|3114220
F|FORD MOTOR CO|INCA|INSTINET, LLC|2677336
F|FORD MOTOR CO|INJX|INSTINET, LLC|168447
F|FORD MOTOR CO|ITGI|ITG Inc.|688042
F|FORD MOTOR CO|ITGP|ITG INC.|7760400
F|FORD MOTOR CO|JANY|Janney Montgomery Scott Inc.|69021
F|FORD MOTOR CO|JEFF|JEFFERIES LLC|3075503
F|FORD MOTOR CO|JMPT|JUMP TRADING, LLC|333916
F|FORD MOTOR CO|JPBX|J.P. MORGAN SECURITIES LLC|1676385
F|FORD MOTOR CO|JPMX|J.P. Morgan Securities LLC|10102515
F|FORD MOTOR CO|JSCL|JOSEPH STONE CAPITAL L.L.C.|10000
F|FORD MOTOR CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|498696
F|FORD MOTOR CO|JSJX|JANE STREET CAPITAL LLC|63405
F|FORD MOTOR CO|JSSF|JMP Securities LLC|6833
F|FORD MOTOR CO|JUTA|JUMP TRADING, LLC|74385
F|FORD MOTOR CO|KCGM|VIRTU Americas LLC|2286663
F|FORD MOTOR CO|KCRD|PHX FINANCIAL, INC.|978
F|FORD MOTOR CO|KRSH|Kershner Securities, LLC|62133
F|FORD MOTOR CO|LBKI|Libucki & Co., LLC|2730000
F|FORD MOTOR CO|LEHM|Barclays Capital Inc./Le|24075205
F|FORD MOTOR CO|LGNT|COR CLEARING LLC|81
F|FORD MOTOR CO|LIME|Lime Brokerage LLC|254319
F|FORD MOTOR CO|LOOP|Loop Capital Markets LLC|67964
F|FORD MOTOR CO|LPCM|Lampert Capital Markets Inc.|391299
F|FORD MOTOR CO|LQNA|LIQUIDNET, INC.|662900
F|FORD MOTOR CO|LSCI|Lek Securities Corporation|61154
F|FORD MOTOR CO|LTCO|Ladenburg, Thalmann & Co., Inc.|10000
F|FORD MOTOR CO|LVMR|LIVERMORE TRADING GROUP, INC.|22700
F|FORD MOTOR CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4500
F|FORD MOTOR CO|MACC|Mid Atlantic Capital Corporation|38594
F|FORD MOTOR CO|MACQ|Macquarie Capital (USA) Inc.|34049
F|FORD MOTOR CO|MAXM|Maxim Group LLC|312794
F|FORD MOTOR CO|MBTS|ALLY INVEST SECURITIES LLC|4200
F|FORD MOTOR CO|MCMF|Raymond James Ltd. Cds|13608
F|FORD MOTOR CO|MKMP|MKM Partners LLC|602605
F|FORD MOTOR CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11375111
F|FORD MOTOR CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|304920
F|FORD MOTOR CO|MNDX|TJM Investments, LLC|37400
F|FORD MOTOR CO|MOTF|MOTIF INVESTING, INC.|37
F|FORD MOTOR CO|MPSG|E D & F Man Capital Markets Inc.|165172
F|FORD MOTOR CO|MSCO|MORGAN STANLEY & CO. LLC|36077869
F|FORD MOTOR CO|MSPL|MORGAN STANLEY & CO. LLC|16055800
F|FORD MOTOR CO|MSTX|MORGAN STANLEY & CO. LLC|3733400
F|FORD MOTOR CO|MZHO|Mizuho Securities USA LLC|39000
F|FORD MOTOR CO|NATL|National Securities Corporation|67396
F|FORD MOTOR CO|NBCS|NBC Securities, INC.|2215
F|FORD MOTOR CO|NEUB|NEUBERGER BERMAN BD LLC|1000
F|FORD MOTOR CO|NFSC|National Financial Services LLC|15051975
F|FORD MOTOR CO|NITE|VIRTU Americas LLC|25418269
F|FORD MOTOR CO|NITP|VIRTU Americas LLC|2226498
F|FORD MOTOR CO|NMRA|Nomura Securities International, Inc.|3200
F|FORD MOTOR CO|NQRB|Brut, LLC|56275
F|FORD MOTOR CO|NTBF|BMO Nesbitt Burns Inc./CDS|50872
F|FORD MOTOR CO|NTRC|Northern Trust Securities, Inc.|23806
F|FORD MOTOR CO|OHOS|TWO SIGMA SECURITIES, LLC|34087
F|FORD MOTOR CO|OPCO|Oppenheimer & Co. Inc.|186038
F|FORD MOTOR CO|PCFF|Pacific International Securities Inc./CDS|24913
F|FORD MOTOR CO|PCPT|PHILLIP CAPITAL INC.|100
F|FORD MOTOR CO|PDQM|CODA MARKETS, INC.|383384
F|FORD MOTOR CO|PHLY|NASDAQ Execution Services, LLC|248000
F|FORD MOTOR CO|PIPR|Piper Jaffray & Co.|119763
F|FORD MOTOR CO|PNSR|Penserra Securities, LLC|11800
F|FORD MOTOR CO|PREC|PRECISION SECURITIES, LLC|101832
F|FORD MOTOR CO|PWJC|UBS Financial Services, Inc.|199055
F|FORD MOTOR CO|QMSR|QUATTRO M SECURITIES INC.|40570
F|FORD MOTOR CO|RBCM|RBC CAPITAL MARKETS, LLC|170557
F|FORD MOTOR CO|RDBN|Redburn Partners (USA) LP|600
F|FORD MOTOR CO|RGLD|Regal Securities, Inc|380509
F|FORD MOTOR CO|RJLC|RJL CAPITAL GROUP, LLC|7293
F|FORD MOTOR CO|ROTH|Roth Capital Partners, LLC|50000
F|FORD MOTOR CO|SAGL|SAGETRADER, LLC|133834
F|FORD MOTOR CO|SAGW|SAGETRADER, LLC|175
F|FORD MOTOR CO|SALI|INTL FCSTONE FINANCIAL INC.|21649
F|FORD MOTOR CO|SBRX|MURIEL SIEBERT & CO INC|3650
F|FORD MOTOR CO|SBSH|Citigroup Global Markets Inc.|6673603
F|FORD MOTOR CO|SEIC|SEI Investments Distribution Co.|58210
F|FORD MOTOR CO|SGMT|GOLDMAN SACHS & CO. LLC|5035928
F|FORD MOTOR CO|SIBO|Prime Executions, Inc.|222465
F|FORD MOTOR CO|SJLS|TRADE INFORMATICS LLC|13500
F|FORD MOTOR CO|SPDR|SPEEDROUTE LLC|199781
F|FORD MOTOR CO|SPHN|Stephens Inc.|2081568
F|FORD MOTOR CO|SPNT|SEVEN POINTS CAPITAL, LLC|3461219
F|FORD MOTOR CO|SPTD|MINT GLOBAL MARKETS, INC.|300
F|FORD MOTOR CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|260200
F|FORD MOTOR CO|STFL|Stifel, Nicolaus & Company, Incorporated|450145
F|FORD MOTOR CO|STKP|STOCKPILE INVESTMENTS, INC.|11962
F|FORD MOTOR CO|STXG|Stockcross Financial Services, Inc.|57794
F|FORD MOTOR CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17661
F|FORD MOTOR CO|SWIM|TD Ameritrade, Inc.|9845828
F|FORD MOTOR CO|SWST|Hilltop Securities Inc.|182598
F|FORD MOTOR CO|TAGC|TELSEY ADVISORY GROUP LLC|6654
F|FORD MOTOR CO|TKNG|ALLY INVEST SECURITIES LLC|171136
F|FORD MOTOR CO|TRBT|Tradebot Systems, Inc.|2035366
F|FORD MOTOR CO|TRCM|TRC MARKETS LLC|3151952
F|FORD MOTOR CO|TRIP|Trident Partners Ltd.|2100
F|FORD MOTOR CO|TWTT|TASTYWORKS, INC.|4832
F|FORD MOTOR CO|UBSA|UBS SECURITIES LLC|19114307
F|FORD MOTOR CO|UBSS|UBS Securities LLC|15587130
F|FORD MOTOR CO|VALX|VIRTU AMERICAS LLC|3363785
F|FORD MOTOR CO|VFIN|National Securities Corporation|500
F|FORD MOTOR CO|VGRD|Vanguard Marketing Corporation|1187950
F|FORD MOTOR CO|VSIN|Vision Financial Markets Llc|20906
F|FORD MOTOR CO|WABR|Wall Street Access|66044
F|FORD MOTOR CO|WBET|Wallachbeth Capital LLC|619045
F|FORD MOTOR CO|WBLR|WILLIAM BLAIR|57370
F|FORD MOTOR CO|WCHV|WELLS FARGO SECURITIES, LLC|16755226
F|FORD MOTOR CO|WDNX|WEEDEN & CO.L.P.|69586
F|FORD MOTOR CO|WEDB|WEDBUSH SECURITIES INC.|34892
F|FORD MOTOR CO|WEED|Weeden & Co.L.P.|193764
F|FORD MOTOR CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1397532
F|FORD MOTOR CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|120491
F|FORD MOTOR CO|WFPB|Wells Fargo Securities, LLC.|233
F|FORD MOTOR CO|WGIF|CIBC World Markets Inc.|34349
F|FORD MOTOR CO|WHOT|JUST2TRADE, INC.|2
F|FORD MOTOR CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18474
F|FORD MOTOR CO|WORD|Worden Capital Management LLC|350
F|FORD MOTOR CO|WSAG|WALL STREET ACCESS|56
F|FORD MOTOR CO|WSEA|WOLVERINE SECURITIES, LLC|201708
F|FORD MOTOR CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
F|FORD MOTOR CO|WTFS|JUST2TRADE, INC.|50
F|FORD MOTOR CO|XIST|INSTINET, LLC|686904
F|FORD MOTOR CO|XPQR|Jump Trading|4076
F|FORD MOTOR CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|3320926
F|FORD MOTOR CO|YKNA|COMHAR CAPITAL MARKETS, LLC|15219
F|FORD MOTOR CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|168718
FAAR|FT ALT AB RET ST ETF|BARD|Robert W. Baird & Co. Incorporated|502
FAAR|FT ALT AB RET ST ETF|EBXL|EBX LLC|500
FAAR|FT ALT AB RET ST ETF|FBCO|Credit Suisse Securities (USA) LLC|1653
FAAR|FT ALT AB RET ST ETF|FOMA|TD AMERITRADE CLEARING, INC.|7047
FAAR|FT ALT AB RET ST ETF|FTBR|Foliofn Investments, Inc.|20
FAAR|FT ALT AB RET ST ETF|IBKR|Interactive Brokers Llc|408
FAAR|FT ALT AB RET ST ETF|ICBX|INSTINET, LLC|100
FAAR|FT ALT AB RET ST ETF|JANY|Janney Montgomery Scott Inc.|644
FAAR|FT ALT AB RET ST ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|151962
FAAR|FT ALT AB RET ST ETF|JSJX|JANE STREET CAPITAL LLC|2953
FAAR|FT ALT AB RET ST ETF|KCGM|VIRTU Americas LLC|100
FAAR|FT ALT AB RET ST ETF|LEHM|Barclays Capital Inc./Le|200
FAAR|FT ALT AB RET ST ETF|LIME|Lime Brokerage LLC|106
FAAR|FT ALT AB RET ST ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FAAR|FT ALT AB RET ST ETF|MSCO|MORGAN STANLEY & CO. LLC|4416
FAAR|FT ALT AB RET ST ETF|NFSC|National Financial Services LLC|1478
FAAR|FT ALT AB RET ST ETF|NITE|VIRTU Americas LLC|52879
FAAR|FT ALT AB RET ST ETF|NITP|VIRTU Americas LLC|700
FAAR|FT ALT AB RET ST ETF|RAJA|Raymond James & Associates, Inc.|14
FAAR|FT ALT AB RET ST ETF|RBCM|RBC CAPITAL MARKETS, LLC|520
FAAR|FT ALT AB RET ST ETF|SALI|INTL FCSTONE FINANCIAL INC.|71
FAAR|FT ALT AB RET ST ETF|SPDR|SPEEDROUTE LLC|200
FAAR|FT ALT AB RET ST ETF|UBSS|UBS Securities LLC|3900
FAAR|FT ALT AB RET ST ETF|WCHV|WELLS FARGO SECURITIES, LLC|1869
FAAR|FT ALT AB RET ST ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6710
FAB|FIRST TR ML CA ALPHA|BATM|CBOE TRADING, INC.|5708
FAB|FIRST TR ML CA ALPHA|BTIG|BTIG, LLC|1233
FAB|FIRST TR ML CA ALPHA|CANT|Cantor Fitzgerald & Co.|5
FAB|FIRST TR ML CA ALPHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4008
FAB|FIRST TR ML CA ALPHA|DADA|D.A. Davidson & Co.|2890
FAB|FIRST TR ML CA ALPHA|DBAX|Deutsche Bank Securities Inc.|3500
FAB|FIRST TR ML CA ALPHA|EBXL|EBX LLC|3100
FAB|FIRST TR ML CA ALPHA|EDJO|Edward D. Jones & Co., L.P.|514
FAB|FIRST TR ML CA ALPHA|EGXW|CBOE TRADING, INC.|3300
FAB|FIRST TR ML CA ALPHA|ETRS|E*Trade Securities LLC|4
FAB|FIRST TR ML CA ALPHA|FBCO|Credit Suisse Securities (USA) LLC|851
FAB|FIRST TR ML CA ALPHA|FOMA|TD AMERITRADE CLEARING, INC.|3845
FAB|FIRST TR ML CA ALPHA|FTBR|Foliofn Investments, Inc.|61
FAB|FIRST TR ML CA ALPHA|GSCO|GOLDMAN SACHS & CO. LLC|1233
FAB|FIRST TR ML CA ALPHA|GSLT|GOLDMAN SACHS & CO. LLC|3722
FAB|FIRST TR ML CA ALPHA|HRBF|American Enterprise Investment Services Inc.|594
FAB|FIRST TR ML CA ALPHA|IBKR|Interactive Brokers Llc|104
FAB|FIRST TR ML CA ALPHA|ICBX|INSTINET, LLC|1600
FAB|FIRST TR ML CA ALPHA|JPMX|J.P. Morgan Securities LLC|2412
FAB|FIRST TR ML CA ALPHA|JSJX|JANE STREET CAPITAL LLC|1011
FAB|FIRST TR ML CA ALPHA|LEHM|Barclays Capital Inc./Le|3800
FAB|FIRST TR ML CA ALPHA|LIME|Lime Brokerage LLC|463
FAB|FIRST TR ML CA ALPHA|MACC|Mid Atlantic Capital Corporation|5
FAB|FIRST TR ML CA ALPHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2848
FAB|FIRST TR ML CA ALPHA|MOTF|MOTIF INVESTING, INC.|1
FAB|FIRST TR ML CA ALPHA|MSCO|MORGAN STANLEY & CO. LLC|1858
FAB|FIRST TR ML CA ALPHA|NFSC|National Financial Services LLC|758
FAB|FIRST TR ML CA ALPHA|NITE|VIRTU Americas LLC|8526
FAB|FIRST TR ML CA ALPHA|OPCO|Oppenheimer & Co. Inc.|3
FAB|FIRST TR ML CA ALPHA|RAJA|Raymond James & Associates, Inc.|10954
FAB|FIRST TR ML CA ALPHA|RBCM|RBC CAPITAL MARKETS, LLC|7089
FAB|FIRST TR ML CA ALPHA|SGMT|GOLDMAN SACHS & CO. LLC|2099
FAB|FIRST TR ML CA ALPHA|STFL|Stifel, Nicolaus & Company, Incorporated|150
FAB|FIRST TR ML CA ALPHA|SWST|Hilltop Securities Inc.|109
FAB|FIRST TR ML CA ALPHA|UBSA|UBS SECURITIES LLC|11974
FAB|FIRST TR ML CA ALPHA|UBSS|UBS Securities LLC|31587
FAB|FIRST TR ML CA ALPHA|WCHV|WELLS FARGO SECURITIES, LLC|2250
FAB|FIRST TR ML CA ALPHA|WSEA|WOLVERINE SECURITIES, LLC|2
FAB|FIRST TR ML CA ALPHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5364
FAD|FIRST TR ML CP GR AL|APCC|Apex Clearing Corporation|24
FAD|FIRST TR ML CP GR AL|BARD|Robert W. Baird & Co. Incorporated|25
FAD|FIRST TR ML CP GR AL|BATM|CBOE TRADING, INC.|2
FAD|FIRST TR ML CP GR AL|BBNT|BB&T SECURITIES, LLC|1887
FAD|FIRST TR ML CP GR AL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|278
FAD|FIRST TR ML CP GR AL|BYXM|CBOE TRADING, INC.|329
FAD|FIRST TR ML CP GR AL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17649
FAD|FIRST TR ML CP GR AL|DADA|D.A. Davidson & Co.|13
FAD|FIRST TR ML CP GR AL|DBAX|Deutsche Bank Securities Inc.|1900
FAD|FIRST TR ML CP GR AL|DEAN|MORGAN STANLEY|672
FAD|FIRST TR ML CP GR AL|EBXL|EBX LLC|2400
FAD|FIRST TR ML CP GR AL|EDJO|Edward D. Jones & Co., L.P.|2976
FAD|FIRST TR ML CP GR AL|EGXW|CBOE TRADING, INC.|1533
FAD|FIRST TR ML CP GR AL|ETRS|E*Trade Securities LLC|580
FAD|FIRST TR ML CP GR AL|FBCO|Credit Suisse Securities (USA) LLC|2829
FAD|FIRST TR ML CP GR AL|FOMA|TD AMERITRADE CLEARING, INC.|10496
FAD|FIRST TR ML CP GR AL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|561
FAD|FIRST TR ML CP GR AL|FTBR|Foliofn Investments, Inc.|91
FAD|FIRST TR ML CP GR AL|GEBB|GLOBAL EXECUTION BROKERS, LP|128
FAD|FIRST TR ML CP GR AL|GTSZ|GTS SECURITIES LLC|719
FAD|FIRST TR ML CP GR AL|HRBF|American Enterprise Investment Services Inc.|1
FAD|FIRST TR ML CP GR AL|IBKR|Interactive Brokers Llc|144
FAD|FIRST TR ML CP GR AL|ICBX|INSTINET, LLC|5800
FAD|FIRST TR ML CP GR AL|JPMX|J.P. Morgan Securities LLC|5014
FAD|FIRST TR ML CP GR AL|JSJX|JANE STREET CAPITAL LLC|46560
FAD|FIRST TR ML CP GR AL|KCGM|VIRTU Americas LLC|14247
FAD|FIRST TR ML CP GR AL|LEHM|Barclays Capital Inc./Le|2200
FAD|FIRST TR ML CP GR AL|LIME|Lime Brokerage LLC|920
FAD|FIRST TR ML CP GR AL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6784
FAD|FIRST TR ML CP GR AL|MSCO|MORGAN STANLEY & CO. LLC|11301
FAD|FIRST TR ML CP GR AL|NFSC|National Financial Services LLC|34099
FAD|FIRST TR ML CP GR AL|NITE|VIRTU Americas LLC|102392
FAD|FIRST TR ML CP GR AL|NITP|VIRTU Americas LLC|100
FAD|FIRST TR ML CP GR AL|OPCO|Oppenheimer & Co. Inc.|976
FAD|FIRST TR ML CP GR AL|RAJA|Raymond James & Associates, Inc.|103999
FAD|FIRST TR ML CP GR AL|RBCM|RBC CAPITAL MARKETS, LLC|3276
FAD|FIRST TR ML CP GR AL|SGMT|GOLDMAN SACHS & CO. LLC|2336
FAD|FIRST TR ML CP GR AL|STFL|Stifel, Nicolaus & Company, Incorporated|625
FAD|FIRST TR ML CP GR AL|TRCM|TRC MARKETS LLC|45
FAD|FIRST TR ML CP GR AL|UBSA|UBS SECURITIES LLC|12541
FAD|FIRST TR ML CP GR AL|UBSS|UBS Securities LLC|37839
FAD|FIRST TR ML CP GR AL|WCHV|WELLS FARGO SECURITIES, LLC|9614
FAD|FIRST TR ML CP GR AL|WSEA|WOLVERINE SECURITIES, LLC|1
FAD|FIRST TR ML CP GR AL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9008
FAF|FIRST AMER CORP NEW|ABLE|NATIXIS Securities Americas LLC|52100
FAF|FIRST AMER CORP NEW|ACAD|ACADEMY SECURITIES, INC.|400
FAF|FIRST AMER CORP NEW|ALTX|Alternet Securities Inc.|13247
FAF|FIRST AMER CORP NEW|APCC|Apex Clearing Corporation|57
FAF|FIRST AMER CORP NEW|BARD|Robert W. Baird & Co. Incorporated|15162
FAF|FIRST AMER CORP NEW|BATM|CBOE TRADING, INC.|5991
FAF|FIRST AMER CORP NEW|BAYC|BAY CREST PARTNERS, LLC|40
FAF|FIRST AMER CORP NEW|BBNT|BB&T SECURITIES, LLC|826
FAF|FIRST AMER CORP NEW|BERN|Sanford C. Bernstein & Co., LLC|215658
FAF|FIRST AMER CORP NEW|BIDS|BIDS TRADING L.P.|38100
FAF|FIRST AMER CORP NEW|BKCM|BNY Mellon Capital Markets LLC|30486
FAF|FIRST AMER CORP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4603
FAF|FIRST AMER CORP NEW|BLKX|INSTINET, LLC|128911
FAF|FIRST AMER CORP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|245755
FAF|FIRST AMER CORP NEW|BRGE|Newbridge Securities Corp.|500
FAF|FIRST AMER CORP NEW|BRVL|BLAYLOCK VAN, LLC|8480
FAF|FIRST AMER CORP NEW|BTIG|BTIG, LLC|9366
FAF|FIRST AMER CORP NEW|BYXM|CBOE TRADING, INC.|1616
FAF|FIRST AMER CORP NEW|BZYD|GOLDMAN SACHS & CO. LLC|799
FAF|FIRST AMER CORP NEW|CHAS|Charles Schwab & Co., Inc.|57
FAF|FIRST AMER CORP NEW|CIST|Capital Institutional Services, Inc.|9773
FAF|FIRST AMER CORP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52993
FAF|FIRST AMER CORP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|403
FAF|FIRST AMER CORP NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1871
FAF|FIRST AMER CORP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|363245
FAF|FIRST AMER CORP NEW|CSIN|Citadel Securities Institutional LLC|62
FAF|FIRST AMER CORP NEW|CTDL|Citadel Derivatives Group Llc|44199
FAF|FIRST AMER CORP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|51106
FAF|FIRST AMER CORP NEW|DADA|D.A. Davidson & Co.|320
FAF|FIRST AMER CORP NEW|DBAB|Deutsche Bank Securities Inc.|279786
FAF|FIRST AMER CORP NEW|DBAX|Deutsche Bank Securities Inc.|277000
FAF|FIRST AMER CORP NEW|DBUL|Deutsche Bank Securities Inc.|3230
FAF|FIRST AMER CORP NEW|DCHF|Dart Executions, LLC|305
FAF|FIRST AMER CORP NEW|DEAN|MORGAN STANLEY|5348
FAF|FIRST AMER CORP NEW|DEGS|RONIN PROFESSIONAL LLC|100
FAF|FIRST AMER CORP NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9299
FAF|FIRST AMER CORP NEW|EBXL|EBX LLC|157400
FAF|FIRST AMER CORP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|76085
FAF|FIRST AMER CORP NEW|EDJO|Edward D. Jones & Co., L.P.|511
FAF|FIRST AMER CORP NEW|EGAM|CBOE TRADING, INC.|11421
FAF|FIRST AMER CORP NEW|EGAW|CBOE TRADING, INC.|111
FAF|FIRST AMER CORP NEW|EGMT|EG MARKET TECHNOLOGIES LLC|400
FAF|FIRST AMER CORP NEW|EGXM|CBOE TRADING, INC.|3750
FAF|FIRST AMER CORP NEW|ETBE|Electronic Transaction Clearing, Inc.|9830
FAF|FIRST AMER CORP NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
FAF|FIRST AMER CORP NEW|ETCC|Electronic Transaction Clearing, Inc.|672
FAF|FIRST AMER CORP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7420
FAF|FIRST AMER CORP NEW|ETRS|E*Trade Securities LLC|5036
FAF|FIRST AMER CORP NEW|FBSB|U.S. Bancorp Investments, Inc.|1
FAF|FIRST AMER CORP NEW|FILL|Tradestation Securities, Inc.|2835
FAF|FIRST AMER CORP NEW|FMAF|NBCN Inc./ CDS|2435
FAF|FIRST AMER CORP NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2501
FAF|FIRST AMER CORP NEW|FQLS|Quantlab Securities LP|249047
FAF|FIRST AMER CORP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95501
FAF|FIRST AMER CORP NEW|FTBR|Foliofn Investments, Inc.|9541
FAF|FIRST AMER CORP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|553
FAF|FIRST AMER CORP NEW|GLIS|TD Securities Inc|260
FAF|FIRST AMER CORP NEW|GLPX|ACS EXECUTION SERVICES, LLC|33432
FAF|FIRST AMER CORP NEW|GSCO|GOLDMAN SACHS & CO. LLC|947592
FAF|FIRST AMER CORP NEW|GSCS|GOLDMAN SACHS & CO. LLC|1627
FAF|FIRST AMER CORP NEW|GSLT|GOLDMAN SACHS & CO. LLC|6741
FAF|FIRST AMER CORP NEW|GTSZ|GTS SECURITIES LLC|101276
FAF|FIRST AMER CORP NEW|HRBF|American Enterprise Investment Services Inc.|4493
FAF|FIRST AMER CORP NEW|HSBC|HSBC Securities, Inc.|400
FAF|FIRST AMER CORP NEW|IATS|INTERACTIVE BROKERS LLC|2231
FAF|FIRST AMER CORP NEW|IBKR|Interactive Brokers Llc|10061
FAF|FIRST AMER CORP NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6109
FAF|FIRST AMER CORP NEW|ICBX|INSTINET, LLC|28700
FAF|FIRST AMER CORP NEW|IEQY|CITADEL SECURITIES LLC|42266
FAF|FIRST AMER CORP NEW|INCA|INSTINET, LLC|309278
FAF|FIRST AMER CORP NEW|INJX|INSTINET, LLC|1680
FAF|FIRST AMER CORP NEW|ITGI|ITG Inc.|64954
FAF|FIRST AMER CORP NEW|ITGP|ITG INC.|200000
FAF|FIRST AMER CORP NEW|JANY|Janney Montgomery Scott Inc.|4295
FAF|FIRST AMER CORP NEW|JEFF|JEFFERIES LLC|22514
FAF|FIRST AMER CORP NEW|JMPT|JUMP TRADING, LLC|44719
FAF|FIRST AMER CORP NEW|JPBX|J.P. MORGAN SECURITIES LLC|122582
FAF|FIRST AMER CORP NEW|JPMX|J.P. Morgan Securities LLC|343054
FAF|FIRST AMER CORP NEW|JSJX|JANE STREET CAPITAL LLC|22449
FAF|FIRST AMER CORP NEW|KCGM|VIRTU Americas LLC|67671
FAF|FIRST AMER CORP NEW|LEHM|Barclays Capital Inc./Le|375155
FAF|FIRST AMER CORP NEW|LIME|Lime Brokerage LLC|40729
FAF|FIRST AMER CORP NEW|LMNX|LUMINEX TRADING & ANALYTICS LLC|27600
FAF|FIRST AMER CORP NEW|LQNA|LIQUIDNET, INC.|58100
FAF|FIRST AMER CORP NEW|LQNB|LIQUIDNET, INC.|26500
FAF|FIRST AMER CORP NEW|LSCI|Lek Securities Corporation|5
FAF|FIRST AMER CORP NEW|MACQ|Macquarie Capital (USA) Inc.|300
FAF|FIRST AMER CORP NEW|MAXM|Maxim Group LLC|91
FAF|FIRST AMER CORP NEW|MCMF|Raymond James Ltd. Cds|123
FAF|FIRST AMER CORP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139710
FAF|FIRST AMER CORP NEW|MOTF|MOTIF INVESTING, INC.|1
FAF|FIRST AMER CORP NEW|MSCO|MORGAN STANLEY & CO. LLC|1492764
FAF|FIRST AMER CORP NEW|MSPL|MORGAN STANLEY & CO. LLC|247900
FAF|FIRST AMER CORP NEW|MSTX|MORGAN STANLEY & CO. LLC|145100
FAF|FIRST AMER CORP NEW|MTON|MILLINGTON SECURITIES, INC.|26866
FAF|FIRST AMER CORP NEW|NFSC|National Financial Services LLC|161866
FAF|FIRST AMER CORP NEW|NITE|VIRTU Americas LLC|235336
FAF|FIRST AMER CORP NEW|NITP|VIRTU Americas LLC|430
FAF|FIRST AMER CORP NEW|NQRB|Brut, LLC|4821
FAF|FIRST AMER CORP NEW|PDQM|CODA MARKETS, INC.|126956
FAF|FIRST AMER CORP NEW|PHLY|NASDAQ Execution Services, LLC|200
FAF|FIRST AMER CORP NEW|PIPR|Piper Jaffray & Co.|10800
FAF|FIRST AMER CORP NEW|PWJC|UBS Financial Services, Inc.|7
FAF|FIRST AMER CORP NEW|RBCM|RBC CAPITAL MARKETS, LLC|2086
FAF|FIRST AMER CORP NEW|SAGL|SAGETRADER, LLC|65526
FAF|FIRST AMER CORP NEW|SAGW|SAGETRADER, LLC|56
FAF|FIRST AMER CORP NEW|SALI|INTL FCSTONE FINANCIAL INC.|9
FAF|FIRST AMER CORP NEW|SBSH|Citigroup Global Markets Inc.|183167
FAF|FIRST AMER CORP NEW|SEIC|SEI Investments Distribution Co.|300
FAF|FIRST AMER CORP NEW|SGMT|GOLDMAN SACHS & CO. LLC|128712
FAF|FIRST AMER CORP NEW|SPDR|SPEEDROUTE LLC|5000
FAF|FIRST AMER CORP NEW|SPHN|Stephens Inc.|2899
FAF|FIRST AMER CORP NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
FAF|FIRST AMER CORP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|1654
FAF|FIRST AMER CORP NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3230
FAF|FIRST AMER CORP NEW|SWIM|TD Ameritrade, Inc.|4668
FAF|FIRST AMER CORP NEW|SWST|Hilltop Securities Inc.|2067
FAF|FIRST AMER CORP NEW|TKNG|ALLY INVEST SECURITIES LLC|20
FAF|FIRST AMER CORP NEW|TMBR|Timber Hill LLC|289
FAF|FIRST AMER CORP NEW|TRBT|Tradebot Systems, Inc.|130244
FAF|FIRST AMER CORP NEW|TRCM|TRC MARKETS LLC|55540
FAF|FIRST AMER CORP NEW|UBSA|UBS SECURITIES LLC|484265
FAF|FIRST AMER CORP NEW|UBSS|UBS Securities LLC|527566
FAF|FIRST AMER CORP NEW|VALX|VIRTU AMERICAS LLC|3295
FAF|FIRST AMER CORP NEW|VGRD|Vanguard Marketing Corporation|2412
FAF|FIRST AMER CORP NEW|VNDS|VANDHAM SECURITIES CORP|6200
FAF|FIRST AMER CORP NEW|WABR|Wall Street Access|16477
FAF|FIRST AMER CORP NEW|WBLR|WILLIAM BLAIR|2800
FAF|FIRST AMER CORP NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|2928
FAF|FIRST AMER CORP NEW|WCHV|WELLS FARGO SECURITIES, LLC|27581
FAF|FIRST AMER CORP NEW|WEDB|WEDBUSH SECURITIES INC.|1260
FAF|FIRST AMER CORP NEW|WEED|Weeden & Co.L.P.|75210
FAF|FIRST AMER CORP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1078
FAF|FIRST AMER CORP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1242
FAF|FIRST AMER CORP NEW|WGIF|CIBC World Markets Inc.|283
FAF|FIRST AMER CORP NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|441
FAF|FIRST AMER CORP NEW|WSEA|WOLVERINE SECURITIES, LLC|2313
FAF|FIRST AMER CORP NEW|XIST|INSTINET, LLC|60200
FAF|FIRST AMER CORP NEW|XPQR|Jump Trading|2276
FAF|FIRST AMER CORP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|18434
FAF|FIRST AMER CORP NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|1596
FAF|FIRST AMER CORP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12620
FALN|ISHRS FLN ANG US BND|APCC|Apex Clearing Corporation|179
FALN|ISHRS FLN ANG US BND|BATM|CBOE TRADING, INC.|1
FALN|ISHRS FLN ANG US BND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
FALN|ISHRS FLN ANG US BND|CANT|Cantor Fitzgerald & Co.|7786
FALN|ISHRS FLN ANG US BND|CHAS|Charles Schwab & Co., Inc.|2
FALN|ISHRS FLN ANG US BND|CIST|Capital Institutional Services, Inc.|2851
FALN|ISHRS FLN ANG US BND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3754
FALN|ISHRS FLN ANG US BND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1052
FALN|ISHRS FLN ANG US BND|CSIN|Citadel Securities Institutional LLC|58573
FALN|ISHRS FLN ANG US BND|CTDL|Citadel Derivatives Group Llc|61514
FALN|ISHRS FLN ANG US BND|DBAX|Deutsche Bank Securities Inc.|1500
FALN|ISHRS FLN ANG US BND|DEAN|MORGAN STANLEY|17
FALN|ISHRS FLN ANG US BND|EBXL|EBX LLC|400
FALN|ISHRS FLN ANG US BND|EGXW|CBOE TRADING, INC.|4302
FALN|ISHRS FLN ANG US BND|ETRS|E*Trade Securities LLC|10323
FALN|ISHRS FLN ANG US BND|FBCO|Credit Suisse Securities (USA) LLC|7058
FALN|ISHRS FLN ANG US BND|FMAF|NBCN Inc./ CDS|400
FALN|ISHRS FLN ANG US BND|FOMA|TD AMERITRADE CLEARING, INC.|82644
FALN|ISHRS FLN ANG US BND|FTBR|Foliofn Investments, Inc.|5132
FALN|ISHRS FLN ANG US BND|GEBB|GLOBAL EXECUTION BROKERS, LP|1462
FALN|ISHRS FLN ANG US BND|GSCO|GOLDMAN SACHS & CO. LLC|500
FALN|ISHRS FLN ANG US BND|GSLT|GOLDMAN SACHS & CO. LLC|400
FALN|ISHRS FLN ANG US BND|IATS|INTERACTIVE BROKERS LLC|200
FALN|ISHRS FLN ANG US BND|IBKR|Interactive Brokers Llc|961
FALN|ISHRS FLN ANG US BND|INCA|INSTINET, LLC|2758
FALN|ISHRS FLN ANG US BND|INJX|INSTINET, LLC|36
FALN|ISHRS FLN ANG US BND|ITGI|ITG Inc.|3
FALN|ISHRS FLN ANG US BND|JEFF|JEFFERIES LLC|182
FALN|ISHRS FLN ANG US BND|JSEB|JANE STREET EXECUTION SERVICES, LLC|108983
FALN|ISHRS FLN ANG US BND|JSJX|JANE STREET CAPITAL LLC|42848
FALN|ISHRS FLN ANG US BND|KCGM|VIRTU Americas LLC|1042
FALN|ISHRS FLN ANG US BND|LEHM|Barclays Capital Inc./Le|5000
FALN|ISHRS FLN ANG US BND|LIME|Lime Brokerage LLC|1977
FALN|ISHRS FLN ANG US BND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
FALN|ISHRS FLN ANG US BND|MSCO|MORGAN STANLEY & CO. LLC|14213
FALN|ISHRS FLN ANG US BND|NATL|National Securities Corporation|423
FALN|ISHRS FLN ANG US BND|NFSC|National Financial Services LLC|13361
FALN|ISHRS FLN ANG US BND|NITE|VIRTU Americas LLC|36410
FALN|ISHRS FLN ANG US BND|PDQM|CODA MARKETS, INC.|2316
FALN|ISHRS FLN ANG US BND|RAJA|Raymond James & Associates, Inc.|700
FALN|ISHRS FLN ANG US BND|SGMT|GOLDMAN SACHS & CO. LLC|100
FALN|ISHRS FLN ANG US BND|SWIM|TD Ameritrade, Inc.|300
FALN|ISHRS FLN ANG US BND|TRCM|TRC MARKETS LLC|228
FALN|ISHRS FLN ANG US BND|UBSA|UBS SECURITIES LLC|5224
FALN|ISHRS FLN ANG US BND|UBSS|UBS Securities LLC|11855
FALN|ISHRS FLN ANG US BND|VALX|VIRTU AMERICAS LLC|200
FALN|ISHRS FLN ANG US BND|VGRD|Vanguard Marketing Corporation|181
FALN|ISHRS FLN ANG US BND|WCHV|WELLS FARGO SECURITIES, LLC|140
FALN|ISHRS FLN ANG US BND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23
FAM|1ST TRUST/ABERDEEN|AGIS|Aegis Capital Corp.|1000
FAM|1ST TRUST/ABERDEEN|APCC|Apex Clearing Corporation|248
FAM|1ST TRUST/ABERDEEN|BANK|Primevest Financial Services, Inc.|4990
FAM|1ST TRUST/ABERDEEN|BARD|Robert W. Baird & Co. Incorporated|1071
FAM|1ST TRUST/ABERDEEN|BATM|CBOE TRADING, INC.|6505
FAM|1ST TRUST/ABERDEEN|BBNT|BB&T SECURITIES, LLC|1769
FAM|1ST TRUST/ABERDEEN|BTIG|BTIG, LLC|1100
FAM|1ST TRUST/ABERDEEN|BYXM|CBOE TRADING, INC.|100
FAM|1ST TRUST/ABERDEEN|CANT|Cantor Fitzgerald & Co.|26004
FAM|1ST TRUST/ABERDEEN|CHAS|Charles Schwab & Co., Inc.|11
FAM|1ST TRUST/ABERDEEN|CIST|Capital Institutional Services, Inc.|236540
FAM|1ST TRUST/ABERDEEN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2200
FAM|1ST TRUST/ABERDEEN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FAM|1ST TRUST/ABERDEEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7124
FAM|1ST TRUST/ABERDEEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1484
FAM|1ST TRUST/ABERDEEN|DADA|D.A. Davidson & Co.|2448
FAM|1ST TRUST/ABERDEEN|DBAX|Deutsche Bank Securities Inc.|3400
FAM|1ST TRUST/ABERDEEN|DEAN|MORGAN STANLEY|2455
FAM|1ST TRUST/ABERDEEN|DEGS|RONIN PROFESSIONAL LLC|200
FAM|1ST TRUST/ABERDEEN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2262
FAM|1ST TRUST/ABERDEEN|EBXL|EBX LLC|7900
FAM|1ST TRUST/ABERDEEN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1304
FAM|1ST TRUST/ABERDEEN|EDJO|Edward D. Jones & Co., L.P.|3684
FAM|1ST TRUST/ABERDEEN|ESPO|ESPOSITO SECURITIES, LLC|8244
FAM|1ST TRUST/ABERDEEN|ETRS|E*Trade Securities LLC|4330
FAM|1ST TRUST/ABERDEEN|FBSB|U.S. Bancorp Investments, Inc.|122
FAM|1ST TRUST/ABERDEEN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1700
FAM|1ST TRUST/ABERDEEN|FTBR|Foliofn Investments, Inc.|13
FAM|1ST TRUST/ABERDEEN|GLPX|ACS EXECUTION SERVICES, LLC|684
FAM|1ST TRUST/ABERDEEN|GSCO|GOLDMAN SACHS & CO. LLC|3140
FAM|1ST TRUST/ABERDEEN|GSLT|GOLDMAN SACHS & CO. LLC|100
FAM|1ST TRUST/ABERDEEN|HRBF|American Enterprise Investment Services Inc.|16981
FAM|1ST TRUST/ABERDEEN|IATS|INTERACTIVE BROKERS LLC|808
FAM|1ST TRUST/ABERDEEN|IBKR|Interactive Brokers Llc|3501
FAM|1ST TRUST/ABERDEEN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|23
FAM|1ST TRUST/ABERDEEN|ICBX|INSTINET, LLC|7600
FAM|1ST TRUST/ABERDEEN|INCA|INSTINET, LLC|3687
FAM|1ST TRUST/ABERDEEN|ISLL|INLET SECURITIES, LLC|4559
FAM|1ST TRUST/ABERDEEN|ITGI|ITG Inc.|322
FAM|1ST TRUST/ABERDEEN|ITGP|ITG INC.|1200
FAM|1ST TRUST/ABERDEEN|JANY|Janney Montgomery Scott Inc.|1626
FAM|1ST TRUST/ABERDEEN|JPMX|J.P. Morgan Securities LLC|1400
FAM|1ST TRUST/ABERDEEN|KCGM|VIRTU Americas LLC|2101
FAM|1ST TRUST/ABERDEEN|LEHM|Barclays Capital Inc./Le|9782
FAM|1ST TRUST/ABERDEEN|LGNT|COR CLEARING LLC|10
FAM|1ST TRUST/ABERDEEN|LIME|Lime Brokerage LLC|240
FAM|1ST TRUST/ABERDEEN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
FAM|1ST TRUST/ABERDEEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
FAM|1ST TRUST/ABERDEEN|MOTF|MOTIF INVESTING, INC.|1
FAM|1ST TRUST/ABERDEEN|MSCO|MORGAN STANLEY & CO. LLC|29143
FAM|1ST TRUST/ABERDEEN|MSPL|MORGAN STANLEY & CO. LLC|13400
FAM|1ST TRUST/ABERDEEN|NFSC|National Financial Services LLC|76300
FAM|1ST TRUST/ABERDEEN|NITE|VIRTU Americas LLC|136899
FAM|1ST TRUST/ABERDEEN|NQRB|Brut, LLC|1700
FAM|1ST TRUST/ABERDEEN|OPCO|Oppenheimer & Co. Inc.|3235
FAM|1ST TRUST/ABERDEEN|PDQM|CODA MARKETS, INC.|1468
FAM|1ST TRUST/ABERDEEN|PWJC|UBS Financial Services, Inc.|21565
FAM|1ST TRUST/ABERDEEN|RBCM|RBC CAPITAL MARKETS, LLC|11953
FAM|1ST TRUST/ABERDEEN|SALI|INTL FCSTONE FINANCIAL INC.|4
FAM|1ST TRUST/ABERDEEN|SGMT|GOLDMAN SACHS & CO. LLC|1851
FAM|1ST TRUST/ABERDEEN|STFL|Stifel, Nicolaus & Company, Incorporated|23
FAM|1ST TRUST/ABERDEEN|STXG|Stockcross Financial Services, Inc.|801
FAM|1ST TRUST/ABERDEEN|SWIM|TD Ameritrade, Inc.|1799
FAM|1ST TRUST/ABERDEEN|SWST|Hilltop Securities Inc.|1703
FAM|1ST TRUST/ABERDEEN|TKNG|ALLY INVEST SECURITIES LLC|1225
FAM|1ST TRUST/ABERDEEN|TRBT|Tradebot Systems, Inc.|2937
FAM|1ST TRUST/ABERDEEN|UBSA|UBS SECURITIES LLC|11400
FAM|1ST TRUST/ABERDEEN|UBSS|UBS Securities LLC|68910
FAM|1ST TRUST/ABERDEEN|VGRD|Vanguard Marketing Corporation|2832
FAM|1ST TRUST/ABERDEEN|WCHV|WELLS FARGO SECURITIES, LLC|17630
FAM|1ST TRUST/ABERDEEN|WEDB|WEDBUSH SECURITIES INC.|643
FAM|1ST TRUST/ABERDEEN|WEED|Weeden & Co.L.P.|2800
FAM|1ST TRUST/ABERDEEN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11062
FAM|1ST TRUST/ABERDEEN|WSEA|WOLVERINE SECURITIES, LLC|1239
FAM|1ST TRUST/ABERDEEN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
FAM|1ST TRUST/ABERDEEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11567
FAMI|FARMMI INC ORD SHS|ALTX|Alternet Securities Inc.|1327
FAMI|FARMMI INC ORD SHS|APCC|Apex Clearing Corporation|3005
FAMI|FARMMI INC ORD SHS|BATM|CBOE TRADING, INC.|1850
FAMI|FARMMI INC ORD SHS|BERN|Sanford C. Bernstein & Co., LLC|2
FAMI|FARMMI INC ORD SHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|518
FAMI|FARMMI INC ORD SHS|BYXM|CBOE TRADING, INC.|300
FAMI|FARMMI INC ORD SHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14850
FAMI|FARMMI INC ORD SHS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3700
FAMI|FARMMI INC ORD SHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FAMI|FARMMI INC ORD SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14554
FAMI|FARMMI INC ORD SHS|CTDL|Citadel Derivatives Group Llc|716
FAMI|FARMMI INC ORD SHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
FAMI|FARMMI INC ORD SHS|DBAB|Deutsche Bank Securities Inc.|4100
FAMI|FARMMI INC ORD SHS|DBAX|Deutsche Bank Securities Inc.|5200
FAMI|FARMMI INC ORD SHS|DEGS|RONIN PROFESSIONAL LLC|50178
FAMI|FARMMI INC ORD SHS|EBXL|EBX LLC|7200
FAMI|FARMMI INC ORD SHS|EGAM|CBOE TRADING, INC.|30830
FAMI|FARMMI INC ORD SHS|EGXM|CBOE TRADING, INC.|5807
FAMI|FARMMI INC ORD SHS|ETBE|Electronic Transaction Clearing, Inc.|1059
FAMI|FARMMI INC ORD SHS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
FAMI|FARMMI INC ORD SHS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2108
FAMI|FARMMI INC ORD SHS|ETRS|E*Trade Securities LLC|10136
FAMI|FARMMI INC ORD SHS|FBCO|Credit Suisse Securities (USA) LLC|73581
FAMI|FARMMI INC ORD SHS|FILL|Tradestation Securities, Inc.|7000
FAMI|FARMMI INC ORD SHS|FMAF|NBCN Inc./ CDS|500
FAMI|FARMMI INC ORD SHS|FOMA|TD AMERITRADE CLEARING, INC.|557663
FAMI|FARMMI INC ORD SHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14505
FAMI|FARMMI INC ORD SHS|GEBB|GLOBAL EXECUTION BROKERS, LP|2101
FAMI|FARMMI INC ORD SHS|GLIS|TD Securities Inc|1120
FAMI|FARMMI INC ORD SHS|GLPX|ACS EXECUTION SERVICES, LLC|67939
FAMI|FARMMI INC ORD SHS|GSCO|GOLDMAN SACHS & CO. LLC|2614
FAMI|FARMMI INC ORD SHS|GSCS|GOLDMAN SACHS & CO. LLC|8770
FAMI|FARMMI INC ORD SHS|GSLT|GOLDMAN SACHS & CO. LLC|1596
FAMI|FARMMI INC ORD SHS|GTSZ|GTS SECURITIES LLC|22150
FAMI|FARMMI INC ORD SHS|HRBF|American Enterprise Investment Services Inc.|1100
FAMI|FARMMI INC ORD SHS|HSBC|HSBC Securities, Inc.|100
FAMI|FARMMI INC ORD SHS|IATS|INTERACTIVE BROKERS LLC|33299
FAMI|FARMMI INC ORD SHS|IBKR|Interactive Brokers Llc|943440
FAMI|FARMMI INC ORD SHS|ICBX|INSTINET, LLC|5912
FAMI|FARMMI INC ORD SHS|INCA|INSTINET, LLC|31986
FAMI|FARMMI INC ORD SHS|ITGI|ITG Inc.|24554
FAMI|FARMMI INC ORD SHS|ITGP|ITG INC.|27400
FAMI|FARMMI INC ORD SHS|JMPT|JUMP TRADING, LLC|2430
FAMI|FARMMI INC ORD SHS|JPMX|J.P. Morgan Securities LLC|10000
FAMI|FARMMI INC ORD SHS|JSJX|JANE STREET CAPITAL LLC|7149
FAMI|FARMMI INC ORD SHS|KCGM|VIRTU Americas LLC|1900
FAMI|FARMMI INC ORD SHS|LEHM|Barclays Capital Inc./Le|8000
FAMI|FARMMI INC ORD SHS|LIME|Lime Brokerage LLC|30342
FAMI|FARMMI INC ORD SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3430
FAMI|FARMMI INC ORD SHS|MOTF|MOTIF INVESTING, INC.|22
FAMI|FARMMI INC ORD SHS|MSCO|MORGAN STANLEY & CO. LLC|295584
FAMI|FARMMI INC ORD SHS|MSPL|MORGAN STANLEY & CO. LLC|2900
FAMI|FARMMI INC ORD SHS|NFSC|National Financial Services LLC|28689
FAMI|FARMMI INC ORD SHS|NITE|VIRTU Americas LLC|321374
FAMI|FARMMI INC ORD SHS|NQRB|Brut, LLC|900
FAMI|FARMMI INC ORD SHS|PCPT|PHILLIP CAPITAL INC.|729
FAMI|FARMMI INC ORD SHS|PDQM|CODA MARKETS, INC.|108530
FAMI|FARMMI INC ORD SHS|RBCM|RBC CAPITAL MARKETS, LLC|100
FAMI|FARMMI INC ORD SHS|RGLD|Regal Securities, Inc|700
FAMI|FARMMI INC ORD SHS|SAGL|SAGETRADER, LLC|80471
FAMI|FARMMI INC ORD SHS|SBSH|Citigroup Global Markets Inc.|1100
FAMI|FARMMI INC ORD SHS|SGMT|GOLDMAN SACHS & CO. LLC|4900
FAMI|FARMMI INC ORD SHS|SOGO|Wang Investment Associates, Inc.|2500
FAMI|FARMMI INC ORD SHS|SPDR|SPEEDROUTE LLC|3221
FAMI|FARMMI INC ORD SHS|SWIM|TD Ameritrade, Inc.|56355
FAMI|FARMMI INC ORD SHS|TKNG|ALLY INVEST SECURITIES LLC|761
FAMI|FARMMI INC ORD SHS|TRBT|Tradebot Systems, Inc.|700
FAMI|FARMMI INC ORD SHS|TRCM|TRC MARKETS LLC|1365
FAMI|FARMMI INC ORD SHS|TWTT|TASTYWORKS, INC.|561
FAMI|FARMMI INC ORD SHS|UBSA|UBS SECURITIES LLC|27445
FAMI|FARMMI INC ORD SHS|UBSS|UBS Securities LLC|78434
FAMI|FARMMI INC ORD SHS|VALX|VIRTU AMERICAS LLC|2200
FAMI|FARMMI INC ORD SHS|VGRD|Vanguard Marketing Corporation|400
FAMI|FARMMI INC ORD SHS|VIEW|VIEWTRADE SECURITIES LLC|200
FAMI|FARMMI INC ORD SHS|WCHV|WELLS FARGO SECURITIES, LLC|1041
FAMI|FARMMI INC ORD SHS|WEDB|WEDBUSH SECURITIES INC.|39769
FAMI|FARMMI INC ORD SHS|WGIF|CIBC World Markets Inc.|1000
FAMI|FARMMI INC ORD SHS|WSEA|WOLVERINE SECURITIES, LLC|1944
FAMI|FARMMI INC ORD SHS|YKNA|COMHAR CAPITAL MARKETS, LLC|7330
FAN|FIRST TRUST GLOBAL|APCC|Apex Clearing Corporation|109
FAN|FIRST TRUST GLOBAL|BANK|Primevest Financial Services, Inc.|1
FAN|FIRST TRUST GLOBAL|BATM|CBOE TRADING, INC.|10900
FAN|FIRST TRUST GLOBAL|BBNT|BB&T SECURITIES, LLC|6
FAN|FIRST TRUST GLOBAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|324
FAN|FIRST TRUST GLOBAL|CANT|Cantor Fitzgerald & Co.|289073
FAN|FIRST TRUST GLOBAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41229
FAN|FIRST TRUST GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24782
FAN|FIRST TRUST GLOBAL|CSIN|Citadel Securities Institutional LLC|18600
FAN|FIRST TRUST GLOBAL|CTDL|Citadel Derivatives Group Llc|109601
FAN|FIRST TRUST GLOBAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|22192
FAN|FIRST TRUST GLOBAL|DADA|D.A. Davidson & Co.|1
FAN|FIRST TRUST GLOBAL|DBAX|Deutsche Bank Securities Inc.|21200
FAN|FIRST TRUST GLOBAL|DEAN|MORGAN STANLEY|10646
FAN|FIRST TRUST GLOBAL|EBXL|EBX LLC|9000
FAN|FIRST TRUST GLOBAL|EDJO|Edward D. Jones & Co., L.P.|233
FAN|FIRST TRUST GLOBAL|EGAM|CBOE TRADING, INC.|214
FAN|FIRST TRUST GLOBAL|EGXM|CBOE TRADING, INC.|100
FAN|FIRST TRUST GLOBAL|ETCB|ETC BROKERAGE SERVICES, LLC|1153
FAN|FIRST TRUST GLOBAL|ETRS|E*Trade Securities LLC|5633
FAN|FIRST TRUST GLOBAL|FBSB|U.S. Bancorp Investments, Inc.|529
FAN|FIRST TRUST GLOBAL|FILL|Tradestation Securities, Inc.|200
FAN|FIRST TRUST GLOBAL|FTBR|Foliofn Investments, Inc.|289
FAN|FIRST TRUST GLOBAL|GEBB|GLOBAL EXECUTION BROKERS, LP|900
FAN|FIRST TRUST GLOBAL|GLIS|TD Securities Inc|75
FAN|FIRST TRUST GLOBAL|GLPX|ACS EXECUTION SERVICES, LLC|114
FAN|FIRST TRUST GLOBAL|GSCO|GOLDMAN SACHS & CO. LLC|5
FAN|FIRST TRUST GLOBAL|GSLT|GOLDMAN SACHS & CO. LLC|1150
FAN|FIRST TRUST GLOBAL|GTSZ|GTS SECURITIES LLC|200
FAN|FIRST TRUST GLOBAL|HRBF|American Enterprise Investment Services Inc.|11751
FAN|FIRST TRUST GLOBAL|IATS|INTERACTIVE BROKERS LLC|573
FAN|FIRST TRUST GLOBAL|IBKR|Interactive Brokers Llc|4241
FAN|FIRST TRUST GLOBAL|ICBX|INSTINET, LLC|17552
FAN|FIRST TRUST GLOBAL|INCA|INSTINET, LLC|500
FAN|FIRST TRUST GLOBAL|ITGI|ITG Inc.|1000
FAN|FIRST TRUST GLOBAL|ITGP|ITG INC.|1600
FAN|FIRST TRUST GLOBAL|JANY|Janney Montgomery Scott Inc.|753
FAN|FIRST TRUST GLOBAL|JPMX|J.P. Morgan Securities LLC|14200
FAN|FIRST TRUST GLOBAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|15000
FAN|FIRST TRUST GLOBAL|JSJX|JANE STREET CAPITAL LLC|137949
FAN|FIRST TRUST GLOBAL|KCGM|VIRTU Americas LLC|5620
FAN|FIRST TRUST GLOBAL|LEHM|Barclays Capital Inc./Le|57800
FAN|FIRST TRUST GLOBAL|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2726
FAN|FIRST TRUST GLOBAL|LIME|Lime Brokerage LLC|3774
FAN|FIRST TRUST GLOBAL|LSCI|Lek Securities Corporation|605
FAN|FIRST TRUST GLOBAL|MACC|Mid Atlantic Capital Corporation|4354
FAN|FIRST TRUST GLOBAL|MCMF|Raymond James Ltd. Cds|767
FAN|FIRST TRUST GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26576
FAN|FIRST TRUST GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|94046
FAN|FIRST TRUST GLOBAL|MSPL|MORGAN STANLEY & CO. LLC|13200
FAN|FIRST TRUST GLOBAL|NFSC|National Financial Services LLC|29420
FAN|FIRST TRUST GLOBAL|NITE|VIRTU Americas LLC|85852
FAN|FIRST TRUST GLOBAL|NQRB|Brut, LLC|100
FAN|FIRST TRUST GLOBAL|PDQM|CODA MARKETS, INC.|114
FAN|FIRST TRUST GLOBAL|RBCM|RBC CAPITAL MARKETS, LLC|1496
FAN|FIRST TRUST GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|6100
FAN|FIRST TRUST GLOBAL|STFL|Stifel, Nicolaus & Company, Incorporated|770
FAN|FIRST TRUST GLOBAL|SWIM|TD Ameritrade, Inc.|1783
FAN|FIRST TRUST GLOBAL|SWST|Hilltop Securities Inc.|2
FAN|FIRST TRUST GLOBAL|TKNG|ALLY INVEST SECURITIES LLC|677
FAN|FIRST TRUST GLOBAL|UBSA|UBS SECURITIES LLC|22256
FAN|FIRST TRUST GLOBAL|UBSS|UBS Securities LLC|35699
FAN|FIRST TRUST GLOBAL|VGRD|Vanguard Marketing Corporation|3911
FAN|FIRST TRUST GLOBAL|WCHV|WELLS FARGO SECURITIES, LLC|154761
FAN|FIRST TRUST GLOBAL|WSEA|WOLVERINE SECURITIES, LLC|246
FAN|FIRST TRUST GLOBAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
FAN|FIRST TRUST GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|414
FANG|DIAMONDBACK ENERGY|ABLE|NATIXIS Securities Americas LLC|4068
FANG|DIAMONDBACK ENERGY|ADAM|CANACCORD GENUITY INC.|978
FANG|DIAMONDBACK ENERGY|AGIS|Aegis Capital Corp.|609
FANG|DIAMONDBACK ENERGY|ALTX|Alternet Securities Inc.|40101
FANG|DIAMONDBACK ENERGY|ANOS|ABEL/NOSER, L.L.C.|300
FANG|DIAMONDBACK ENERGY|APCC|Apex Clearing Corporation|1215
FANG|DIAMONDBACK ENERGY|BANK|Primevest Financial Services, Inc.|61
FANG|DIAMONDBACK ENERGY|BARD|Robert W. Baird & Co. Incorporated|47429
FANG|DIAMONDBACK ENERGY|BATM|CBOE TRADING, INC.|13546
FANG|DIAMONDBACK ENERGY|BAYC|BAY CREST PARTNERS, LLC|31
FANG|DIAMONDBACK ENERGY|BAYT|BTIG, LLC|23538
FANG|DIAMONDBACK ENERGY|BBNT|BB&T SECURITIES, LLC|742
FANG|DIAMONDBACK ENERGY|BERN|Sanford C. Bernstein & Co., LLC|240357
FANG|DIAMONDBACK ENERGY|BIAD|SAGETRADER, LLC|1090
FANG|DIAMONDBACK ENERGY|BIDS|BIDS TRADING L.P.|51939
FANG|DIAMONDBACK ENERGY|BIMI|Banca IMI Securities Corp.|26
FANG|DIAMONDBACK ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21106
FANG|DIAMONDBACK ENERGY|BLKX|INSTINET, LLC|88800
FANG|DIAMONDBACK ENERGY|BMOC|BMO Capital Markets Corp.|45952
FANG|DIAMONDBACK ENERGY|BNPX|BNP PARIBAS SECURITIES CORP.|23306
FANG|DIAMONDBACK ENERGY|BRGE|Newbridge Securities Corp.|650
FANG|DIAMONDBACK ENERGY|BTIG|BTIG, LLC|13143
FANG|DIAMONDBACK ENERGY|BYXM|CBOE TRADING, INC.|5011
FANG|DIAMONDBACK ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|377
FANG|DIAMONDBACK ENERGY|CANT|Cantor Fitzgerald & Co.|3885
FANG|DIAMONDBACK ENERGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|10400
FANG|DIAMONDBACK ENERGY|CBRA|Cobra Trading, Inc.|2193
FANG|DIAMONDBACK ENERGY|CHAS|Charles Schwab & Co., Inc.|10193
FANG|DIAMONDBACK ENERGY|CIST|Capital Institutional Services, Inc.|131
FANG|DIAMONDBACK ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|264234
FANG|DIAMONDBACK ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3676
FANG|DIAMONDBACK ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|40388
FANG|DIAMONDBACK ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1128875
FANG|DIAMONDBACK ENERGY|CTDL|Citadel Derivatives Group Llc|7398
FANG|DIAMONDBACK ENERGY|CTLR|CUTLER GROUP, LP|400
FANG|DIAMONDBACK ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|89392
FANG|DIAMONDBACK ENERGY|DADA|D.A. Davidson & Co.|46
FANG|DIAMONDBACK ENERGY|DBAB|Deutsche Bank Securities Inc.|776808
FANG|DIAMONDBACK ENERGY|DBAX|Deutsche Bank Securities Inc.|718100
FANG|DIAMONDBACK ENERGY|DBUL|Deutsche Bank Securities Inc.|5575
FANG|DIAMONDBACK ENERGY|DCHF|Dart Executions, LLC|9756
FANG|DIAMONDBACK ENERGY|DEAN|MORGAN STANLEY|20814
FANG|DIAMONDBACK ENERGY|DEGS|RONIN PROFESSIONAL LLC|5000
FANG|DIAMONDBACK ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11020
FANG|DIAMONDBACK ENERGY|DRWK|DRW SECURITIES, L.L.C.|30727
FANG|DIAMONDBACK ENERGY|EBXL|EBX LLC|432400
FANG|DIAMONDBACK ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|40644
FANG|DIAMONDBACK ENERGY|EDJO|Edward D. Jones & Co., L.P.|6423
FANG|DIAMONDBACK ENERGY|EGAM|CBOE TRADING, INC.|37183
FANG|DIAMONDBACK ENERGY|EGAW|CBOE TRADING, INC.|1099
FANG|DIAMONDBACK ENERGY|EGMT|EG MARKET TECHNOLOGIES LLC|16434
FANG|DIAMONDBACK ENERGY|EGXM|CBOE TRADING, INC.|7803
FANG|DIAMONDBACK ENERGY|EGXW|CBOE TRADING, INC.|250
FANG|DIAMONDBACK ENERGY|ETBE|Electronic Transaction Clearing, Inc.|182337
FANG|DIAMONDBACK ENERGY|ETCB|ETC BROKERAGE SERVICES, LLC|30
FANG|DIAMONDBACK ENERGY|ETCC|Electronic Transaction Clearing, Inc.|1440
FANG|DIAMONDBACK ENERGY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5502
FANG|DIAMONDBACK ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|177867
FANG|DIAMONDBACK ENERGY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|757
FANG|DIAMONDBACK ENERGY|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|56197
FANG|DIAMONDBACK ENERGY|ETRS|E*Trade Securities LLC|292893
FANG|DIAMONDBACK ENERGY|FBCO|Credit Suisse Securities (USA) LLC|1537246
FANG|DIAMONDBACK ENERGY|FILL|Tradestation Securities, Inc.|23659
FANG|DIAMONDBACK ENERGY|FINX|FINTECH SECURITIES|5047
FANG|DIAMONDBACK ENERGY|FMAF|NBCN Inc./ CDS|3275
FANG|DIAMONDBACK ENERGY|FOMA|TD AMERITRADE CLEARING, INC.|757126
FANG|DIAMONDBACK ENERGY|FQLS|Quantlab Securities LP|801813
FANG|DIAMONDBACK ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|292075
FANG|DIAMONDBACK ENERGY|FTBR|Foliofn Investments, Inc.|611
FANG|DIAMONDBACK ENERGY|GARC|ICAP Corporates LLC|500
FANG|DIAMONDBACK ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|47616
FANG|DIAMONDBACK ENERGY|GELP|RBC CAPITAL MARKETS, LLC|24
FANG|DIAMONDBACK ENERGY|GLIS|TD Securities Inc|2733
FANG|DIAMONDBACK ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|152745
FANG|DIAMONDBACK ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|2018759
FANG|DIAMONDBACK ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|57201
FANG|DIAMONDBACK ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|14014
FANG|DIAMONDBACK ENERGY|GTSZ|GTS SECURITIES LLC|558255
FANG|DIAMONDBACK ENERGY|GUGS|Guggenheim Securities, LLC|13939
FANG|DIAMONDBACK ENERGY|HRBF|American Enterprise Investment Services Inc.|22591
FANG|DIAMONDBACK ENERGY|HSBC|HSBC Securities, Inc.|12701
FANG|DIAMONDBACK ENERGY|IATS|INTERACTIVE BROKERS LLC|50449
FANG|DIAMONDBACK ENERGY|IBKR|Interactive Brokers Llc|260922
FANG|DIAMONDBACK ENERGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2074
FANG|DIAMONDBACK ENERGY|ICBX|INSTINET, LLC|154503
FANG|DIAMONDBACK ENERGY|IEQY|CITADEL SECURITIES LLC|54932
FANG|DIAMONDBACK ENERGY|INCA|INSTINET, LLC|1196930
FANG|DIAMONDBACK ENERGY|INJX|INSTINET, LLC|143363
FANG|DIAMONDBACK ENERGY|INTL|INTL FCSTONE FINANCIAL INC.|59
FANG|DIAMONDBACK ENERGY|ITGI|ITG Inc.|1813997
FANG|DIAMONDBACK ENERGY|ITGP|ITG INC.|137600
FANG|DIAMONDBACK ENERGY|JANY|Janney Montgomery Scott Inc.|4107
FANG|DIAMONDBACK ENERGY|JEFF|JEFFERIES LLC|736496
FANG|DIAMONDBACK ENERGY|JMPT|JUMP TRADING, LLC|136276
FANG|DIAMONDBACK ENERGY|JONE|JonesTrading|2140
FANG|DIAMONDBACK ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|125461
FANG|DIAMONDBACK ENERGY|JPMX|J.P. Morgan Securities LLC|1369287
FANG|DIAMONDBACK ENERGY|JRCO|Johnson Rice & Company L.L.C.|800
FANG|DIAMONDBACK ENERGY|JSJX|JANE STREET CAPITAL LLC|19520
FANG|DIAMONDBACK ENERGY|KCGM|VIRTU Americas LLC|116960
FANG|DIAMONDBACK ENERGY|LEHM|Barclays Capital Inc./Le|1988067
FANG|DIAMONDBACK ENERGY|LIME|Lime Brokerage LLC|290863
FANG|DIAMONDBACK ENERGY|LMGP|LIME BROKERAGE LLC|160
FANG|DIAMONDBACK ENERGY|LMNX|LUMINEX TRADING & ANALYTICS LLC|103200
FANG|DIAMONDBACK ENERGY|LOOP|Loop Capital Markets LLC|4958
FANG|DIAMONDBACK ENERGY|LQNA|LIQUIDNET, INC.|247000
FANG|DIAMONDBACK ENERGY|LSCI|Lek Securities Corporation|3876
FANG|DIAMONDBACK ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FANG|DIAMONDBACK ENERGY|MACC|Mid Atlantic Capital Corporation|61
FANG|DIAMONDBACK ENERGY|MACQ|Macquarie Capital (USA) Inc.|7995
FANG|DIAMONDBACK ENERGY|MAXM|Maxim Group LLC|828
FANG|DIAMONDBACK ENERGY|MBTS|ALLY INVEST SECURITIES LLC|150
FANG|DIAMONDBACK ENERGY|MCMF|Raymond James Ltd. Cds|687
FANG|DIAMONDBACK ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|502824
FANG|DIAMONDBACK ENERGY|MOTF|MOTIF INVESTING, INC.|30
FANG|DIAMONDBACK ENERGY|MPSG|E D & F Man Capital Markets Inc.|1268
FANG|DIAMONDBACK ENERGY|MSCO|MORGAN STANLEY & CO. LLC|4887068
FANG|DIAMONDBACK ENERGY|MSPL|MORGAN STANLEY & CO. LLC|888900
FANG|DIAMONDBACK ENERGY|MSTX|MORGAN STANLEY & CO. LLC|350500
FANG|DIAMONDBACK ENERGY|NATL|National Securities Corporation|300
FANG|DIAMONDBACK ENERGY|NFSC|National Financial Services LLC|542281
FANG|DIAMONDBACK ENERGY|NITE|VIRTU Americas LLC|1420146
FANG|DIAMONDBACK ENERGY|NITP|VIRTU Americas LLC|7537
FANG|DIAMONDBACK ENERGY|NQRB|Brut, LLC|43900
FANG|DIAMONDBACK ENERGY|NTRC|Northern Trust Securities, Inc.|145
FANG|DIAMONDBACK ENERGY|OPCO|Oppenheimer & Co. Inc.|54942
FANG|DIAMONDBACK ENERGY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|540
FANG|DIAMONDBACK ENERGY|PCPT|PHILLIP CAPITAL INC.|42
FANG|DIAMONDBACK ENERGY|PDQM|CODA MARKETS, INC.|366209
FANG|DIAMONDBACK ENERGY|PHLY|NASDAQ Execution Services, LLC|8400
FANG|DIAMONDBACK ENERGY|PICT|Pictet Overseas Inc.|2291
FANG|DIAMONDBACK ENERGY|PIPR|Piper Jaffray & Co.|964
FANG|DIAMONDBACK ENERGY|POIN|PRECISION SECURITIES, LLC (POIN)|200
FANG|DIAMONDBACK ENERGY|PWJC|UBS Financial Services, Inc.|9236
FANG|DIAMONDBACK ENERGY|QMSR|QUATTRO M SECURITIES INC.|699
FANG|DIAMONDBACK ENERGY|RAJA|Raymond James & Associates, Inc.|30353
FANG|DIAMONDBACK ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|16913
FANG|DIAMONDBACK ENERGY|RGLD|Regal Securities, Inc|1430
FANG|DIAMONDBACK ENERGY|RHCO|Suntrust Robinson Humphrey, Inc.|3100
FANG|DIAMONDBACK ENERGY|RILY|B. RILEY FBR, INC.|100
FANG|DIAMONDBACK ENERGY|ROTH|Roth Capital Partners, LLC|63911
FANG|DIAMONDBACK ENERGY|SAGL|SAGETRADER, LLC|54910
FANG|DIAMONDBACK ENERGY|SAGW|SAGETRADER, LLC|382
FANG|DIAMONDBACK ENERGY|SALI|INTL FCSTONE FINANCIAL INC.|411
FANG|DIAMONDBACK ENERGY|SBSH|Citigroup Global Markets Inc.|848835
FANG|DIAMONDBACK ENERGY|SCMC|Scotia Capital Markets (USA) Inc.|100
FANG|DIAMONDBACK ENERGY|SEIC|SEI Investments Distribution Co.|400
FANG|DIAMONDBACK ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|450928
FANG|DIAMONDBACK ENERGY|SJLS|TRADE INFORMATICS LLC|4800
FANG|DIAMONDBACK ENERGY|SOCO|Capital One Southcoast, Inc|4300
FANG|DIAMONDBACK ENERGY|SOGO|Wang Investment Associates, Inc.|3500
FANG|DIAMONDBACK ENERGY|SPDR|SPEEDROUTE LLC|60477
FANG|DIAMONDBACK ENERGY|SPHN|Stephens Inc.|5909
FANG|DIAMONDBACK ENERGY|SPTD|MINT GLOBAL MARKETS, INC.|600
FANG|DIAMONDBACK ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|6968
FANG|DIAMONDBACK ENERGY|SWIM|TD Ameritrade, Inc.|357394
FANG|DIAMONDBACK ENERGY|SWST|Hilltop Securities Inc.|5751
FANG|DIAMONDBACK ENERGY|TDSI|TD Securities (USA) LLC|1545
FANG|DIAMONDBACK ENERGY|TITL|TITLEIST ASSET MANAGEMENT, LTD.|1704
FANG|DIAMONDBACK ENERGY|TKNG|ALLY INVEST SECURITIES LLC|5299
FANG|DIAMONDBACK ENERGY|TMBR|Timber Hill LLC|134
FANG|DIAMONDBACK ENERGY|TOUR|TOURMALINE PARTNERS, LLC|3000
FANG|DIAMONDBACK ENERGY|TRBT|Tradebot Systems, Inc.|332278
FANG|DIAMONDBACK ENERGY|TRCM|TRC MARKETS LLC|395251
FANG|DIAMONDBACK ENERGY|TWTT|TASTYWORKS, INC.|53
FANG|DIAMONDBACK ENERGY|UBSA|UBS SECURITIES LLC|1670615
FANG|DIAMONDBACK ENERGY|UBSS|UBS Securities LLC|3033398
FANG|DIAMONDBACK ENERGY|USCA|USCA Securities LLC|4600
FANG|DIAMONDBACK ENERGY|VALX|VIRTU AMERICAS LLC|12295
FANG|DIAMONDBACK ENERGY|VGRD|Vanguard Marketing Corporation|65700
FANG|DIAMONDBACK ENERGY|VNDS|VANDHAM SECURITIES CORP|18383
FANG|DIAMONDBACK ENERGY|VSIN|Vision Financial Markets Llc|10
FANG|DIAMONDBACK ENERGY|WABR|Wall Street Access|3600
FANG|DIAMONDBACK ENERGY|WBET|Wallachbeth Capital LLC|330
FANG|DIAMONDBACK ENERGY|WBLR|WILLIAM BLAIR|75
FANG|DIAMONDBACK ENERGY|WBPX|SUMMIT SECURITIES GROUP, LLC|7200
FANG|DIAMONDBACK ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|522422
FANG|DIAMONDBACK ENERGY|WDNX|WEEDEN & CO.L.P.|744
FANG|DIAMONDBACK ENERGY|WEDB|WEDBUSH SECURITIES INC.|9761
FANG|DIAMONDBACK ENERGY|WEED|Weeden & Co.L.P.|28436
FANG|DIAMONDBACK ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45442
FANG|DIAMONDBACK ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|82593
FANG|DIAMONDBACK ENERGY|WFPB|Wells Fargo Securities, LLC.|1600
FANG|DIAMONDBACK ENERGY|WGIF|CIBC World Markets Inc.|1077
FANG|DIAMONDBACK ENERGY|WOLF|Wolfe Trahan Securities|200
FANG|DIAMONDBACK ENERGY|WSAG|WALL STREET ACCESS|940
FANG|DIAMONDBACK ENERGY|WSEA|WOLVERINE SECURITIES, LLC|28254
FANG|DIAMONDBACK ENERGY|XIST|INSTINET, LLC|99618
FANG|DIAMONDBACK ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|102490
FANG|DIAMONDBACK ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|42866
FANG|DIAMONDBACK ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8369
FANH|FANHUA INC.|ALTX|Alternet Securities Inc.|5947
FANH|FANHUA INC.|APCC|Apex Clearing Corporation|1022
FANH|FANHUA INC.|BATM|CBOE TRADING, INC.|2672
FANH|FANHUA INC.|BERN|Sanford C. Bernstein & Co., LLC|32167
FANH|FANHUA INC.|BGCE|BGC Financial Inc.|700
FANH|FANHUA INC.|BIMI|Banca IMI Securities Corp.|1876
FANH|FANHUA INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25247
FANH|FANHUA INC.|BLKX|INSTINET, LLC|5900
FANH|FANHUA INC.|BTIG|BTIG, LLC|73665
FANH|FANHUA INC.|BYXM|CBOE TRADING, INC.|750
FANH|FANHUA INC.|BZYD|GOLDMAN SACHS & CO. LLC|2475
FANH|FANHUA INC.|CHAS|Charles Schwab & Co., Inc.|4593
FANH|FANHUA INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48599
FANH|FANHUA INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8935
FANH|FANHUA INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1677
FANH|FANHUA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|154281
FANH|FANHUA INC.|CTDL|Citadel Derivatives Group Llc|14746
FANH|FANHUA INC.|CTLR|CUTLER GROUP, LP|200
FANH|FANHUA INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|8690
FANH|FANHUA INC.|DBAB|Deutsche Bank Securities Inc.|79733
FANH|FANHUA INC.|DBAX|Deutsche Bank Securities Inc.|61700
FANH|FANHUA INC.|DBUL|Deutsche Bank Securities Inc.|803
FANH|FANHUA INC.|DEAN|MORGAN STANLEY|6669
FANH|FANHUA INC.|DEGS|RONIN PROFESSIONAL LLC|30451
FANH|FANHUA INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
FANH|FANHUA INC.|EBXL|EBX LLC|80300
FANH|FANHUA INC.|EDJO|Edward D. Jones & Co., L.P.|100
FANH|FANHUA INC.|EGAM|CBOE TRADING, INC.|9991
FANH|FANHUA INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
FANH|FANHUA INC.|EGXM|CBOE TRADING, INC.|1988
FANH|FANHUA INC.|EGXW|CBOE TRADING, INC.|159
FANH|FANHUA INC.|ETBE|Electronic Transaction Clearing, Inc.|12870
FANH|FANHUA INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4370
FANH|FANHUA INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45180
FANH|FANHUA INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|425
FANH|FANHUA INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5600
FANH|FANHUA INC.|ETRS|E*Trade Securities LLC|65926
FANH|FANHUA INC.|FBCO|Credit Suisse Securities (USA) LLC|190368
FANH|FANHUA INC.|FBSB|U.S. Bancorp Investments, Inc.|1000
FANH|FANHUA INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|200
FANH|FANHUA INC.|FILL|Tradestation Securities, Inc.|6301
FANH|FANHUA INC.|FMAF|NBCN Inc./ CDS|171
FANH|FANHUA INC.|FOMA|TD AMERITRADE CLEARING, INC.|231764
FANH|FANHUA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46025
FANH|FANHUA INC.|FTBR|Foliofn Investments, Inc.|493
FANH|FANHUA INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3527
FANH|FANHUA INC.|GLPX|ACS EXECUTION SERVICES, LLC|43785
FANH|FANHUA INC.|GSCO|GOLDMAN SACHS & CO. LLC|182447
FANH|FANHUA INC.|GSCS|GOLDMAN SACHS & CO. LLC|7931
FANH|FANHUA INC.|GSLT|GOLDMAN SACHS & CO. LLC|1140
FANH|FANHUA INC.|GTSZ|GTS SECURITIES LLC|33812
FANH|FANHUA INC.|HRBF|American Enterprise Investment Services Inc.|304
FANH|FANHUA INC.|HSBC|HSBC Securities, Inc.|1584
FANH|FANHUA INC.|IATS|INTERACTIVE BROKERS LLC|26461
FANH|FANHUA INC.|IBKR|Interactive Brokers Llc|202391
FANH|FANHUA INC.|ICBX|INSTINET, LLC|12600
FANH|FANHUA INC.|INCA|INSTINET, LLC|232839
FANH|FANHUA INC.|INJX|INSTINET, LLC|2512
FANH|FANHUA INC.|ITGI|ITG Inc.|54780
FANH|FANHUA INC.|ITGP|ITG INC.|73200
FANH|FANHUA INC.|JEFF|JEFFERIES LLC|12899
FANH|FANHUA INC.|JMPT|JUMP TRADING, LLC|28088
FANH|FANHUA INC.|JPBX|J.P. MORGAN SECURITIES LLC|14284
FANH|FANHUA INC.|JPMX|J.P. Morgan Securities LLC|137222
FANH|FANHUA INC.|JSJX|JANE STREET CAPITAL LLC|15275
FANH|FANHUA INC.|KCGM|VIRTU Americas LLC|20049
FANH|FANHUA INC.|LEHM|Barclays Capital Inc./Le|195297
FANH|FANHUA INC.|LIME|Lime Brokerage LLC|99223
FANH|FANHUA INC.|LQNA|LIQUIDNET, INC.|400
FANH|FANHUA INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
FANH|FANHUA INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80492
FANH|FANHUA INC.|MOTF|MOTIF INVESTING, INC.|4
FANH|FANHUA INC.|MSCO|MORGAN STANLEY & CO. LLC|425754
FANH|FANHUA INC.|MSPL|MORGAN STANLEY & CO. LLC|38000
FANH|FANHUA INC.|MSTX|MORGAN STANLEY & CO. LLC|1000
FANH|FANHUA INC.|NFSC|National Financial Services LLC|104142
FANH|FANHUA INC.|NITE|VIRTU Americas LLC|335913
FANH|FANHUA INC.|NITP|VIRTU Americas LLC|2400
FANH|FANHUA INC.|NQRB|Brut, LLC|3863
FANH|FANHUA INC.|OPCO|Oppenheimer & Co. Inc.|150
FANH|FANHUA INC.|PAUL|Paulson Investment Company, Inc.|70
FANH|FANHUA INC.|PDQM|CODA MARKETS, INC.|104237
FANH|FANHUA INC.|PICT|Pictet Overseas Inc.|1110
FANH|FANHUA INC.|RAJA|Raymond James & Associates, Inc.|2816
FANH|FANHUA INC.|RBCM|RBC CAPITAL MARKETS, LLC|3950
FANH|FANHUA INC.|SAGL|SAGETRADER, LLC|31499
FANH|FANHUA INC.|SBSH|Citigroup Global Markets Inc.|336694
FANH|FANHUA INC.|SGMT|GOLDMAN SACHS & CO. LLC|94453
FANH|FANHUA INC.|SOGO|Wang Investment Associates, Inc.|500
FANH|FANHUA INC.|SPDR|SPEEDROUTE LLC|8564
FANH|FANHUA INC.|SPTD|MINT GLOBAL MARKETS, INC.|6500
FANH|FANHUA INC.|STFL|Stifel, Nicolaus & Company, Incorporated|185
FANH|FANHUA INC.|SWIM|TD Ameritrade, Inc.|75684
FANH|FANHUA INC.|TKNG|ALLY INVEST SECURITIES LLC|408
FANH|FANHUA INC.|TRBT|Tradebot Systems, Inc.|93191
FANH|FANHUA INC.|TRCM|TRC MARKETS LLC|72971
FANH|FANHUA INC.|TWTT|TASTYWORKS, INC.|50
FANH|FANHUA INC.|UBSS|UBS Securities LLC|598104
FANH|FANHUA INC.|VALX|VIRTU AMERICAS LLC|16754
FANH|FANHUA INC.|VGRD|Vanguard Marketing Corporation|6048
FANH|FANHUA INC.|WCHV|WELLS FARGO SECURITIES, LLC|6742
FANH|FANHUA INC.|WEDB|WEDBUSH SECURITIES INC.|8328
FANH|FANHUA INC.|WEED|Weeden & Co.L.P.|10000
FANH|FANHUA INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5340
FANH|FANHUA INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2902
FANH|FANHUA INC.|WGIF|CIBC World Markets Inc.|1145
FANH|FANHUA INC.|WSEA|WOLVERINE SECURITIES, LLC|1657
FANH|FANHUA INC.|XIST|INSTINET, LLC|21600
FANH|FANHUA INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
FANH|FANHUA INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|12028
FANH|FANHUA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81
FANZ|PROSPORTS SPONSORS E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6387
FANZ|PROSPORTS SPONSORS E|DBAX|Deutsche Bank Securities Inc.|100
FANZ|PROSPORTS SPONSORS E|ICBX|INSTINET, LLC|100
FANZ|PROSPORTS SPONSORS E|JSJX|JANE STREET CAPITAL LLC|1800
FANZ|PROSPORTS SPONSORS E|KCGM|VIRTU Americas LLC|600
FANZ|PROSPORTS SPONSORS E|LIME|Lime Brokerage LLC|12
FANZ|PROSPORTS SPONSORS E|NFSC|National Financial Services LLC|110
FANZ|PROSPORTS SPONSORS E|NITE|VIRTU Americas LLC|1551
FANZ|PROSPORTS SPONSORS E|UBSA|UBS SECURITIES LLC|1600
FANZ|PROSPORTS SPONSORS E|UBSS|UBS Securities LLC|500
FANZ|PROSPORTS SPONSORS E|WCHV|WELLS FARGO SECURITIES, LLC|100
FANZ|PROSPORTS SPONSORS E|WSEA|WOLVERINE SECURITIES, LLC|35
FANZ|PROSPORTS SPONSORS E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
FARM|FARMER BROTHERS   ##|APCC|Apex Clearing Corporation|1600
FARM|FARMER BROTHERS   ##|BATM|CBOE TRADING, INC.|201
FARM|FARMER BROTHERS   ##|BERN|Sanford C. Bernstein & Co., LLC|100
FARM|FARMER BROTHERS   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|889
FARM|FARMER BROTHERS   ##|BMOC|BMO Capital Markets Corp.|1489
FARM|FARMER BROTHERS   ##|BNPX|BNP PARIBAS SECURITIES CORP.|1016
FARM|FARMER BROTHERS   ##|BTIG|BTIG, LLC|12
FARM|FARMER BROTHERS   ##|BZYD|GOLDMAN SACHS & CO. LLC|1057
FARM|FARMER BROTHERS   ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|41000
FARM|FARMER BROTHERS   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|927
FARM|FARMER BROTHERS   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
FARM|FARMER BROTHERS   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8683
FARM|FARMER BROTHERS   ##|CTDL|Citadel Derivatives Group Llc|1180
FARM|FARMER BROTHERS   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3040
FARM|FARMER BROTHERS   ##|DBAB|Deutsche Bank Securities Inc.|41253
FARM|FARMER BROTHERS   ##|DBAX|Deutsche Bank Securities Inc.|13300
FARM|FARMER BROTHERS   ##|DEAN|MORGAN STANLEY|216
FARM|FARMER BROTHERS   ##|DEGS|RONIN PROFESSIONAL LLC|1690
FARM|FARMER BROTHERS   ##|EBXL|EBX LLC|15500
FARM|FARMER BROTHERS   ##|EDJO|Edward D. Jones & Co., L.P.|1093
FARM|FARMER BROTHERS   ##|EGAM|CBOE TRADING, INC.|2175
FARM|FARMER BROTHERS   ##|EGXM|CBOE TRADING, INC.|682
FARM|FARMER BROTHERS   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
FARM|FARMER BROTHERS   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2256
FARM|FARMER BROTHERS   ##|ETRS|E*Trade Securities LLC|450
FARM|FARMER BROTHERS   ##|FBCO|Credit Suisse Securities (USA) LLC|45089
FARM|FARMER BROTHERS   ##|FILL|Tradestation Securities, Inc.|300
FARM|FARMER BROTHERS   ##|FOMA|TD AMERITRADE CLEARING, INC.|2375
FARM|FARMER BROTHERS   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27
FARM|FARMER BROTHERS   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8436
FARM|FARMER BROTHERS   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2560
FARM|FARMER BROTHERS   ##|GLPX|ACS EXECUTION SERVICES, LLC|700
FARM|FARMER BROTHERS   ##|GSCO|GOLDMAN SACHS & CO. LLC|118003
FARM|FARMER BROTHERS   ##|GSCS|GOLDMAN SACHS & CO. LLC|296
FARM|FARMER BROTHERS   ##|GSLT|GOLDMAN SACHS & CO. LLC|432
FARM|FARMER BROTHERS   ##|GTSZ|GTS SECURITIES LLC|448
FARM|FARMER BROTHERS   ##|IBKR|Interactive Brokers Llc|3127
FARM|FARMER BROTHERS   ##|ICBX|INSTINET, LLC|2788
FARM|FARMER BROTHERS   ##|IEQY|CITADEL SECURITIES LLC|4979
FARM|FARMER BROTHERS   ##|INCA|INSTINET, LLC|29422
FARM|FARMER BROTHERS   ##|INJX|INSTINET, LLC|2600
FARM|FARMER BROTHERS   ##|ITGI|ITG Inc.|6896
FARM|FARMER BROTHERS   ##|ITGP|ITG INC.|7600
FARM|FARMER BROTHERS   ##|JEFF|JEFFERIES LLC|8158
FARM|FARMER BROTHERS   ##|JMPT|JUMP TRADING, LLC|978
FARM|FARMER BROTHERS   ##|JPBX|J.P. MORGAN SECURITIES LLC|200
FARM|FARMER BROTHERS   ##|JPMX|J.P. Morgan Securities LLC|25084
FARM|FARMER BROTHERS   ##|KCGM|VIRTU Americas LLC|3878
FARM|FARMER BROTHERS   ##|LEHM|Barclays Capital Inc./Le|47305
FARM|FARMER BROTHERS   ##|LIME|Lime Brokerage LLC|43920
FARM|FARMER BROTHERS   ##|MAXM|Maxim Group LLC|542
FARM|FARMER BROTHERS   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
FARM|FARMER BROTHERS   ##|MSCO|MORGAN STANLEY & CO. LLC|114541
FARM|FARMER BROTHERS   ##|MSPL|MORGAN STANLEY & CO. LLC|9000
FARM|FARMER BROTHERS   ##|MSTX|MORGAN STANLEY & CO. LLC|1200
FARM|FARMER BROTHERS   ##|NATL|National Securities Corporation|3990
FARM|FARMER BROTHERS   ##|NFSC|National Financial Services LLC|20920
FARM|FARMER BROTHERS   ##|NITE|VIRTU Americas LLC|21397
FARM|FARMER BROTHERS   ##|NQRB|Brut, LLC|2686
FARM|FARMER BROTHERS   ##|PDQM|CODA MARKETS, INC.|4095
FARM|FARMER BROTHERS   ##|RAJA|Raymond James & Associates, Inc.|7400
FARM|FARMER BROTHERS   ##|RILY|B. RILEY FBR, INC.|3000
FARM|FARMER BROTHERS   ##|SAGW|SAGETRADER, LLC|395
FARM|FARMER BROTHERS   ##|SBSH|Citigroup Global Markets Inc.|52919
FARM|FARMER BROTHERS   ##|SGMT|GOLDMAN SACHS & CO. LLC|6194
FARM|FARMER BROTHERS   ##|SPDR|SPEEDROUTE LLC|4400
FARM|FARMER BROTHERS   ##|TRBT|Tradebot Systems, Inc.|1559
FARM|FARMER BROTHERS   ##|TRCM|TRC MARKETS LLC|17402
FARM|FARMER BROTHERS   ##|UBSA|UBS SECURITIES LLC|31728
FARM|FARMER BROTHERS   ##|UBSS|UBS Securities LLC|80422
FARM|FARMER BROTHERS   ##|VALX|VIRTU AMERICAS LLC|1038
FARM|FARMER BROTHERS   ##|VGRD|Vanguard Marketing Corporation|1239
FARM|FARMER BROTHERS   ##|VNDM|Wall Street Access|7400
FARM|FARMER BROTHERS   ##|WABR|Wall Street Access|1985
FARM|FARMER BROTHERS   ##|WCHV|WELLS FARGO SECURITIES, LLC|11653
FARM|FARMER BROTHERS   ##|WSEA|WOLVERINE SECURITIES, LLC|5
FARM|FARMER BROTHERS   ##|XIST|INSTINET, LLC|5600
FARM|FARMER BROTHERS   ##|XPQR|Jump Trading|77
FARM|FARMER BROTHERS   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|23226
FARM|FARMER BROTHERS   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11
FARO|FARO TECH INC     ##|ALTX|Alternet Securities Inc.|2570
FARO|FARO TECH INC     ##|APCC|Apex Clearing Corporation|40
FARO|FARO TECH INC     ##|BATM|CBOE TRADING, INC.|1800
FARO|FARO TECH INC     ##|BERN|Sanford C. Bernstein & Co., LLC|10
FARO|FARO TECH INC     ##|BIMI|Banca IMI Securities Corp.|71
FARO|FARO TECH INC     ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|140
FARO|FARO TECH INC     ##|BMOC|BMO Capital Markets Corp.|2664
FARO|FARO TECH INC     ##|BNPX|BNP PARIBAS SECURITIES CORP.|3379
FARO|FARO TECH INC     ##|BTIG|BTIG, LLC|3248
FARO|FARO TECH INC     ##|BYXM|CBOE TRADING, INC.|340
FARO|FARO TECH INC     ##|BZYD|GOLDMAN SACHS & CO. LLC|933
FARO|FARO TECH INC     ##|CIST|Capital Institutional Services, Inc.|203
FARO|FARO TECH INC     ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22283
FARO|FARO TECH INC     ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7807
FARO|FARO TECH INC     ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21811
FARO|FARO TECH INC     ##|CTDL|Citadel Derivatives Group Llc|6019
FARO|FARO TECH INC     ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|7572
FARO|FARO TECH INC     ##|DBAB|Deutsche Bank Securities Inc.|119910
FARO|FARO TECH INC     ##|DBAX|Deutsche Bank Securities Inc.|17900
FARO|FARO TECH INC     ##|DBUL|Deutsche Bank Securities Inc.|10
FARO|FARO TECH INC     ##|DEGS|RONIN PROFESSIONAL LLC|3351
FARO|FARO TECH INC     ##|EBXL|EBX LLC|17300
FARO|FARO TECH INC     ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|889
FARO|FARO TECH INC     ##|EGAM|CBOE TRADING, INC.|2249
FARO|FARO TECH INC     ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
FARO|FARO TECH INC     ##|EGXM|CBOE TRADING, INC.|1036
FARO|FARO TECH INC     ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|96
FARO|FARO TECH INC     ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
FARO|FARO TECH INC     ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16308
FARO|FARO TECH INC     ##|ETRS|E*Trade Securities LLC|4558
FARO|FARO TECH INC     ##|FBCO|Credit Suisse Securities (USA) LLC|169427
FARO|FARO TECH INC     ##|FMAF|NBCN Inc./ CDS|488
FARO|FARO TECH INC     ##|FOMA|TD AMERITRADE CLEARING, INC.|76769
FARO|FARO TECH INC     ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|416
FARO|FARO TECH INC     ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17177
FARO|FARO TECH INC     ##|FTBR|Foliofn Investments, Inc.|47
FARO|FARO TECH INC     ##|GEBB|GLOBAL EXECUTION BROKERS, LP|5210
FARO|FARO TECH INC     ##|GLPX|ACS EXECUTION SERVICES, LLC|2536
FARO|FARO TECH INC     ##|GSCO|GOLDMAN SACHS & CO. LLC|367952
FARO|FARO TECH INC     ##|GSCS|GOLDMAN SACHS & CO. LLC|4179
FARO|FARO TECH INC     ##|GSLT|GOLDMAN SACHS & CO. LLC|200
FARO|FARO TECH INC     ##|GTSZ|GTS SECURITIES LLC|527
FARO|FARO TECH INC     ##|HRBF|American Enterprise Investment Services Inc.|216
FARO|FARO TECH INC     ##|HSBC|HSBC Securities, Inc.|135
FARO|FARO TECH INC     ##|IATS|INTERACTIVE BROKERS LLC|7800
FARO|FARO TECH INC     ##|IBKR|Interactive Brokers Llc|11357
FARO|FARO TECH INC     ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
FARO|FARO TECH INC     ##|ICBX|INSTINET, LLC|4100
FARO|FARO TECH INC     ##|IEQY|CITADEL SECURITIES LLC|11799
FARO|FARO TECH INC     ##|INCA|INSTINET, LLC|108974
FARO|FARO TECH INC     ##|INJX|INSTINET, LLC|6832
FARO|FARO TECH INC     ##|ITGI|ITG Inc.|19461
FARO|FARO TECH INC     ##|ITGP|ITG INC.|18200
FARO|FARO TECH INC     ##|JEFF|JEFFERIES LLC|29563
FARO|FARO TECH INC     ##|JMPT|JUMP TRADING, LLC|826
FARO|FARO TECH INC     ##|JONE|JonesTrading|990
FARO|FARO TECH INC     ##|JPBX|J.P. MORGAN SECURITIES LLC|600
FARO|FARO TECH INC     ##|JPMX|J.P. Morgan Securities LLC|36343
FARO|FARO TECH INC     ##|JSJX|JANE STREET CAPITAL LLC|1419
FARO|FARO TECH INC     ##|KCGM|VIRTU Americas LLC|7230
FARO|FARO TECH INC     ##|LEHM|Barclays Capital Inc./Le|90840
FARO|FARO TECH INC     ##|LIME|Lime Brokerage LLC|58635
FARO|FARO TECH INC     ##|LMGP|LIME BROKERAGE LLC|800
FARO|FARO TECH INC     ##|LSCI|Lek Securities Corporation|300
FARO|FARO TECH INC     ##|MAXM|Maxim Group LLC|1874
FARO|FARO TECH INC     ##|MBTS|ALLY INVEST SECURITIES LLC|204
FARO|FARO TECH INC     ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11700
FARO|FARO TECH INC     ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|593
FARO|FARO TECH INC     ##|MSCO|MORGAN STANLEY & CO. LLC|255180
FARO|FARO TECH INC     ##|MSPL|MORGAN STANLEY & CO. LLC|42600
FARO|FARO TECH INC     ##|MSTX|MORGAN STANLEY & CO. LLC|400
FARO|FARO TECH INC     ##|NFSC|National Financial Services LLC|2940
FARO|FARO TECH INC     ##|NITE|VIRTU Americas LLC|30085
FARO|FARO TECH INC     ##|NITP|VIRTU Americas LLC|100
FARO|FARO TECH INC     ##|NQRB|Brut, LLC|1670
FARO|FARO TECH INC     ##|NTRC|Northern Trust Securities, Inc.|14
FARO|FARO TECH INC     ##|OPCO|Oppenheimer & Co. Inc.|7
FARO|FARO TECH INC     ##|PDQM|CODA MARKETS, INC.|5077
FARO|FARO TECH INC     ##|PIPR|Piper Jaffray & Co.|164
FARO|FARO TECH INC     ##|PWJC|UBS Financial Services, Inc.|200
FARO|FARO TECH INC     ##|RAJA|Raymond James & Associates, Inc.|150
FARO|FARO TECH INC     ##|SAGL|SAGETRADER, LLC|183
FARO|FARO TECH INC     ##|SAGW|SAGETRADER, LLC|65
FARO|FARO TECH INC     ##|SBSH|Citigroup Global Markets Inc.|135745
FARO|FARO TECH INC     ##|SGMT|GOLDMAN SACHS & CO. LLC|6363
FARO|FARO TECH INC     ##|SPDR|SPEEDROUTE LLC|4066
FARO|FARO TECH INC     ##|SPHN|Stephens Inc.|1500
FARO|FARO TECH INC     ##|SPTD|MINT GLOBAL MARKETS, INC.|12813
FARO|FARO TECH INC     ##|STFL|Stifel, Nicolaus & Company, Incorporated|250
FARO|FARO TECH INC     ##|SWIM|TD Ameritrade, Inc.|1026
FARO|FARO TECH INC     ##|TKNG|ALLY INVEST SECURITIES LLC|50
FARO|FARO TECH INC     ##|TRBT|Tradebot Systems, Inc.|8345
FARO|FARO TECH INC     ##|TRCM|TRC MARKETS LLC|30380
FARO|FARO TECH INC     ##|UBSA|UBS SECURITIES LLC|62184
FARO|FARO TECH INC     ##|UBSS|UBS Securities LLC|162760
FARO|FARO TECH INC     ##|VALX|VIRTU AMERICAS LLC|6354
FARO|FARO TECH INC     ##|VGRD|Vanguard Marketing Corporation|100
FARO|FARO TECH INC     ##|WBPX|SUMMIT SECURITIES GROUP, LLC|199
FARO|FARO TECH INC     ##|WCHV|WELLS FARGO SECURITIES, LLC|2589
FARO|FARO TECH INC     ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|290
FARO|FARO TECH INC     ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3268
FARO|FARO TECH INC     ##|WGIF|CIBC World Markets Inc.|300
FARO|FARO TECH INC     ##|WSEA|WOLVERINE SECURITIES, LLC|215
FARO|FARO TECH INC     ##|XIST|INSTINET, LLC|8510
FARO|FARO TECH INC     ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FARO|FARO TECH INC     ##|YKNA|COMHAR CAPITAL MARKETS, LLC|363
FARO|FARO TECH INC     ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43
FAS|FINANCIAL BULL 3XNEW|ALTX|Alternet Securities Inc.|3885
FAS|FINANCIAL BULL 3XNEW|APCC|Apex Clearing Corporation|16640
FAS|FINANCIAL BULL 3XNEW|BATM|CBOE TRADING, INC.|4526
FAS|FINANCIAL BULL 3XNEW|BAYT|BTIG, LLC|12641
FAS|FINANCIAL BULL 3XNEW|BIMI|Banca IMI Securities Corp.|50
FAS|FINANCIAL BULL 3XNEW|BKCM|BNY Mellon Capital Markets LLC|713
FAS|FINANCIAL BULL 3XNEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47078
FAS|FINANCIAL BULL 3XNEW|BLTK|Bulltick, Llc|200
FAS|FINANCIAL BULL 3XNEW|BYXM|CBOE TRADING, INC.|200
FAS|FINANCIAL BULL 3XNEW|CANT|Cantor Fitzgerald & Co.|63008
FAS|FINANCIAL BULL 3XNEW|CHAS|Charles Schwab & Co., Inc.|27266
FAS|FINANCIAL BULL 3XNEW|CICF|Canaccord Genuity Corp.|2475
FAS|FINANCIAL BULL 3XNEW|CIST|Capital Institutional Services, Inc.|153
FAS|FINANCIAL BULL 3XNEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11802
FAS|FINANCIAL BULL 3XNEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18189
FAS|FINANCIAL BULL 3XNEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116574
FAS|FINANCIAL BULL 3XNEW|CTLR|CUTLER GROUP, LP|100
FAS|FINANCIAL BULL 3XNEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
FAS|FINANCIAL BULL 3XNEW|DBAB|Deutsche Bank Securities Inc.|7486
FAS|FINANCIAL BULL 3XNEW|DBAX|Deutsche Bank Securities Inc.|29600
FAS|FINANCIAL BULL 3XNEW|DCHF|Dart Executions, LLC|325442
FAS|FINANCIAL BULL 3XNEW|DEAN|MORGAN STANLEY|5791
FAS|FINANCIAL BULL 3XNEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8800
FAS|FINANCIAL BULL 3XNEW|EBXL|EBX LLC|64400
FAS|FINANCIAL BULL 3XNEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|4644
FAS|FINANCIAL BULL 3XNEW|EGAM|CBOE TRADING, INC.|13113
FAS|FINANCIAL BULL 3XNEW|EGAW|CBOE TRADING, INC.|100
FAS|FINANCIAL BULL 3XNEW|EGMT|EG MARKET TECHNOLOGIES LLC|400
FAS|FINANCIAL BULL 3XNEW|EGXM|CBOE TRADING, INC.|8128
FAS|FINANCIAL BULL 3XNEW|ETBE|Electronic Transaction Clearing, Inc.|24769
FAS|FINANCIAL BULL 3XNEW|ETCB|ETC BROKERAGE SERVICES, LLC|100
FAS|FINANCIAL BULL 3XNEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|179959
FAS|FINANCIAL BULL 3XNEW|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FAS|FINANCIAL BULL 3XNEW|ETRS|E*Trade Securities LLC|765218
FAS|FINANCIAL BULL 3XNEW|FBSB|U.S. Bancorp Investments, Inc.|66
FAS|FINANCIAL BULL 3XNEW|FILL|Tradestation Securities, Inc.|52117
FAS|FINANCIAL BULL 3XNEW|FMAF|NBCN Inc./ CDS|70379
FAS|FINANCIAL BULL 3XNEW|FQLS|Quantlab Securities LP|136955
FAS|FINANCIAL BULL 3XNEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42017
FAS|FINANCIAL BULL 3XNEW|FTBR|Foliofn Investments, Inc.|2693
FAS|FINANCIAL BULL 3XNEW|GBMT|GBM International, Inc.|46139
FAS|FINANCIAL BULL 3XNEW|GLIS|TD Securities Inc|15459
FAS|FINANCIAL BULL 3XNEW|GLPX|ACS EXECUTION SERVICES, LLC|16379
FAS|FINANCIAL BULL 3XNEW|GSCO|GOLDMAN SACHS & CO. LLC|235776
FAS|FINANCIAL BULL 3XNEW|GSCS|GOLDMAN SACHS & CO. LLC|33365
FAS|FINANCIAL BULL 3XNEW|GSIC|GLOBAL STRATEGIC INVESTMENTS|160
FAS|FINANCIAL BULL 3XNEW|GSLT|GOLDMAN SACHS & CO. LLC|7693
FAS|FINANCIAL BULL 3XNEW|GTSZ|GTS SECURITIES LLC|178935
FAS|FINANCIAL BULL 3XNEW|HRBF|American Enterprise Investment Services Inc.|5612
FAS|FINANCIAL BULL 3XNEW|IATS|INTERACTIVE BROKERS LLC|75749
FAS|FINANCIAL BULL 3XNEW|IBKR|Interactive Brokers Llc|215502
FAS|FINANCIAL BULL 3XNEW|ICBX|INSTINET, LLC|255759
FAS|FINANCIAL BULL 3XNEW|INCA|INSTINET, LLC|232663
FAS|FINANCIAL BULL 3XNEW|INJX|INSTINET, LLC|7000
FAS|FINANCIAL BULL 3XNEW|ITGI|ITG Inc.|11155
FAS|FINANCIAL BULL 3XNEW|ITGP|ITG INC.|1400
FAS|FINANCIAL BULL 3XNEW|JANY|Janney Montgomery Scott Inc.|920
FAS|FINANCIAL BULL 3XNEW|JHDR|J.H. Darbie & Co., Inc.|1200
FAS|FINANCIAL BULL 3XNEW|JMPT|JUMP TRADING, LLC|94550
FAS|FINANCIAL BULL 3XNEW|JPMX|J.P. Morgan Securities LLC|43074
FAS|FINANCIAL BULL 3XNEW|JRCO|Johnson Rice & Company L.L.C.|90
FAS|FINANCIAL BULL 3XNEW|JSEB|JANE STREET EXECUTION SERVICES, LLC|136600
FAS|FINANCIAL BULL 3XNEW|JSJX|JANE STREET CAPITAL LLC|765039
FAS|FINANCIAL BULL 3XNEW|JUTA|JUMP TRADING, LLC|200
FAS|FINANCIAL BULL 3XNEW|KCGM|VIRTU Americas LLC|8655
FAS|FINANCIAL BULL 3XNEW|LEHM|Barclays Capital Inc./Le|210677
FAS|FINANCIAL BULL 3XNEW|LIME|Lime Brokerage LLC|95267
FAS|FINANCIAL BULL 3XNEW|LIWM|LIME BROKERAGE LLC|155
FAS|FINANCIAL BULL 3XNEW|LSCI|Lek Securities Corporation|119
FAS|FINANCIAL BULL 3XNEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|316
FAS|FINANCIAL BULL 3XNEW|MACC|Mid Atlantic Capital Corporation|352
FAS|FINANCIAL BULL 3XNEW|MBTS|ALLY INVEST SECURITIES LLC|958
FAS|FINANCIAL BULL 3XNEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30904
FAS|FINANCIAL BULL 3XNEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6800
FAS|FINANCIAL BULL 3XNEW|MOTF|MOTIF INVESTING, INC.|15
FAS|FINANCIAL BULL 3XNEW|MPSG|E D & F Man Capital Markets Inc.|1387
FAS|FINANCIAL BULL 3XNEW|MSCO|MORGAN STANLEY & CO. LLC|565760
FAS|FINANCIAL BULL 3XNEW|MSPL|MORGAN STANLEY & CO. LLC|24400
FAS|FINANCIAL BULL 3XNEW|NFSC|National Financial Services LLC|3391393
FAS|FINANCIAL BULL 3XNEW|NITE|VIRTU Americas LLC|2469205
FAS|FINANCIAL BULL 3XNEW|NITP|VIRTU Americas LLC|20869
FAS|FINANCIAL BULL 3XNEW|NQRB|Brut, LLC|28227
FAS|FINANCIAL BULL 3XNEW|NTBF|BMO Nesbitt Burns Inc./CDS|11628
FAS|FINANCIAL BULL 3XNEW|NTRC|Northern Trust Securities, Inc.|500
FAS|FINANCIAL BULL 3XNEW|OHOS|TWO SIGMA SECURITIES, LLC|70604
FAS|FINANCIAL BULL 3XNEW|OPCO|Oppenheimer & Co. Inc.|283
FAS|FINANCIAL BULL 3XNEW|PCPT|PHILLIP CAPITAL INC.|103
FAS|FINANCIAL BULL 3XNEW|PDQM|CODA MARKETS, INC.|15378
FAS|FINANCIAL BULL 3XNEW|PHLY|NASDAQ Execution Services, LLC|52600
FAS|FINANCIAL BULL 3XNEW|PICT|Pictet Overseas Inc.|300
FAS|FINANCIAL BULL 3XNEW|RBCM|RBC CAPITAL MARKETS, LLC|4373
FAS|FINANCIAL BULL 3XNEW|RHOX|XR Securities LLC|165600
FAS|FINANCIAL BULL 3XNEW|SALI|INTL FCSTONE FINANCIAL INC.|23
FAS|FINANCIAL BULL 3XNEW|SBSH|Citigroup Global Markets Inc.|77801
FAS|FINANCIAL BULL 3XNEW|SGMT|GOLDMAN SACHS & CO. LLC|104934
FAS|FINANCIAL BULL 3XNEW|SOGO|Wang Investment Associates, Inc.|112
FAS|FINANCIAL BULL 3XNEW|SPDR|SPEEDROUTE LLC|50946
FAS|FINANCIAL BULL 3XNEW|STFL|Stifel, Nicolaus & Company, Incorporated|80
FAS|FINANCIAL BULL 3XNEW|STKP|STOCKPILE INVESTMENTS, INC.|264
FAS|FINANCIAL BULL 3XNEW|STTT|STATETRUST INVESTMENTS INC.|2335
FAS|FINANCIAL BULL 3XNEW|SWIM|TD Ameritrade, Inc.|692882
FAS|FINANCIAL BULL 3XNEW|SWST|Hilltop Securities Inc.|5893
FAS|FINANCIAL BULL 3XNEW|TKNG|ALLY INVEST SECURITIES LLC|14435
FAS|FINANCIAL BULL 3XNEW|TRBT|Tradebot Systems, Inc.|604342
FAS|FINANCIAL BULL 3XNEW|TRCM|TRC MARKETS LLC|1489415
FAS|FINANCIAL BULL 3XNEW|TWTT|TASTYWORKS, INC.|2780
FAS|FINANCIAL BULL 3XNEW|UBSA|UBS SECURITIES LLC|60555
FAS|FINANCIAL BULL 3XNEW|UBSS|UBS Securities LLC|331175
FAS|FINANCIAL BULL 3XNEW|VALX|VIRTU AMERICAS LLC|16547
FAS|FINANCIAL BULL 3XNEW|VGRD|Vanguard Marketing Corporation|94333
FAS|FINANCIAL BULL 3XNEW|VSIN|Vision Financial Markets Llc|112
FAS|FINANCIAL BULL 3XNEW|WBET|Wallachbeth Capital LLC|400
FAS|FINANCIAL BULL 3XNEW|WCHV|WELLS FARGO SECURITIES, LLC|119194
FAS|FINANCIAL BULL 3XNEW|WEDB|WEDBUSH SECURITIES INC.|24189
FAS|FINANCIAL BULL 3XNEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|71201
FAS|FINANCIAL BULL 3XNEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|105711
FAS|FINANCIAL BULL 3XNEW|WGIF|CIBC World Markets Inc.|18360
FAS|FINANCIAL BULL 3XNEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
FAS|FINANCIAL BULL 3XNEW|WSEA|WOLVERINE SECURITIES, LLC|40099
FAS|FINANCIAL BULL 3XNEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
FAS|FINANCIAL BULL 3XNEW|YKNA|COMHAR CAPITAL MARKETS, LLC|1675
FAS|FINANCIAL BULL 3XNEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|360
FAST|FASTENAL CO|ABLE|NATIXIS Securities Americas LLC|531376
FAST|FASTENAL CO|ALTX|Alternet Securities Inc.|41211
FAST|FASTENAL CO|ANOS|ABEL/NOSER, L.L.C.|62
FAST|FASTENAL CO|APCC|Apex Clearing Corporation|6861
FAST|FASTENAL CO|BALE|M&T SECURITIES, INC.|206
FAST|FASTENAL CO|BANK|Primevest Financial Services, Inc.|68
FAST|FASTENAL CO|BARD|Robert W. Baird & Co. Incorporated|162679
FAST|FASTENAL CO|BATM|CBOE TRADING, INC.|11397
FAST|FASTENAL CO|BAYC|BAY CREST PARTNERS, LLC|16943
FAST|FASTENAL CO|BAYT|BTIG, LLC|14100
FAST|FASTENAL CO|BBNT|BB&T SECURITIES, LLC|245
FAST|FASTENAL CO|BERN|Sanford C. Bernstein & Co., LLC|245559
FAST|FASTENAL CO|BGCE|BGC Financial Inc.|6170
FAST|FASTENAL CO|BIDS|BIDS TRADING L.P.|200
FAST|FASTENAL CO|BKCM|BNY Mellon Capital Markets LLC|73
FAST|FASTENAL CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25533
FAST|FASTENAL CO|BLKX|INSTINET, LLC|198900
FAST|FASTENAL CO|BMOC|BMO Capital Markets Corp.|138421
FAST|FASTENAL CO|BNPX|BNP PARIBAS SECURITIES CORP.|698425
FAST|FASTENAL CO|BRGE|Newbridge Securities Corp.|900
FAST|FASTENAL CO|BTIG|BTIG, LLC|73454
FAST|FASTENAL CO|BYXM|CBOE TRADING, INC.|6912
FAST|FASTENAL CO|BZYD|GOLDMAN SACHS & CO. LLC|800
FAST|FASTENAL CO|CABR|Cabrera Capital Markets, Inc.|50
FAST|FASTENAL CO|CANT|Cantor Fitzgerald & Co.|4312
FAST|FASTENAL CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|29400
FAST|FASTENAL CO|CHAS|Charles Schwab & Co., Inc.|79356
FAST|FASTENAL CO|CIBP|CIBC World Markets Corp.|40612
FAST|FASTENAL CO|CIOI|CITIGROUP GLOBAL MARKETS INC|18993
FAST|FASTENAL CO|CIST|Capital Institutional Services, Inc.|12647
FAST|FASTENAL CO|CLSA|CLSA AMERICAS, LLC|30700
FAST|FASTENAL CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|342766
FAST|FASTENAL CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|321
FAST|FASTENAL CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3366
FAST|FASTENAL CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1036936
FAST|FASTENAL CO|CTDL|Citadel Derivatives Group Llc|38237
FAST|FASTENAL CO|CTLR|CUTLER GROUP, LP|1960
FAST|FASTENAL CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|90068
FAST|FASTENAL CO|DADA|D.A. Davidson & Co.|5023
FAST|FASTENAL CO|DBAB|Deutsche Bank Securities Inc.|985362
FAST|FASTENAL CO|DBAX|Deutsche Bank Securities Inc.|785800
FAST|FASTENAL CO|DBUL|Deutsche Bank Securities Inc.|19738
FAST|FASTENAL CO|DCHF|Dart Executions, LLC|6626
FAST|FASTENAL CO|DEAN|MORGAN STANLEY|18215
FAST|FASTENAL CO|DEGS|RONIN PROFESSIONAL LLC|3727
FAST|FASTENAL CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|49006
FAST|FASTENAL CO|DRWK|DRW SECURITIES, L.L.C.|81639
FAST|FASTENAL CO|EBXL|EBX LLC|512400
FAST|FASTENAL CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|9642
FAST|FASTENAL CO|EDJC|Edward Jones / CDS|1248
FAST|FASTENAL CO|EDJO|Edward D. Jones & Co., L.P.|86483
FAST|FASTENAL CO|EGAM|CBOE TRADING, INC.|34462
FAST|FASTENAL CO|EGAW|CBOE TRADING, INC.|216
FAST|FASTENAL CO|EGMT|EG MARKET TECHNOLOGIES LLC|800
FAST|FASTENAL CO|EGXM|CBOE TRADING, INC.|8955
FAST|FASTENAL CO|EGXW|CBOE TRADING, INC.|200
FAST|FASTENAL CO|ESPO|ESPOSITO SECURITIES, LLC|946
FAST|FASTENAL CO|ETBE|Electronic Transaction Clearing, Inc.|101615
FAST|FASTENAL CO|ETCC|Electronic Transaction Clearing, Inc.|7039
FAST|FASTENAL CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10536
FAST|FASTENAL CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|83133
FAST|FASTENAL CO|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|149022
FAST|FASTENAL CO|ETRS|E*Trade Securities LLC|119073
FAST|FASTENAL CO|FBCO|Credit Suisse Securities (USA) LLC|1285997
FAST|FASTENAL CO|FBRC|B. RILEY FBR, INC.|17100
FAST|FASTENAL CO|FBSB|U.S. Bancorp Investments, Inc.|68
FAST|FASTENAL CO|FIDT|Fidelity Clearing Canada ULC./ CDS|24
FAST|FASTENAL CO|FILL|Tradestation Securities, Inc.|11854
FAST|FASTENAL CO|FINX|FINTECH SECURITIES|7578
FAST|FASTENAL CO|FMAF|NBCN Inc./ CDS|12431
FAST|FASTENAL CO|FOMA|TD AMERITRADE CLEARING, INC.|250471
FAST|FASTENAL CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|85078
FAST|FASTENAL CO|FQLS|Quantlab Securities LP|834998
FAST|FASTENAL CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|173119
FAST|FASTENAL CO|FTBR|Foliofn Investments, Inc.|9259
FAST|FASTENAL CO|GEBB|GLOBAL EXECUTION BROKERS, LP|98645
FAST|FASTENAL CO|GELP|RBC CAPITAL MARKETS, LLC|1969
FAST|FASTENAL CO|GLPX|ACS EXECUTION SERVICES, LLC|56206
FAST|FASTENAL CO|GSCO|GOLDMAN SACHS & CO. LLC|4444754
FAST|FASTENAL CO|GSCS|GOLDMAN SACHS & CO. LLC|64589
FAST|FASTENAL CO|GSLT|GOLDMAN SACHS & CO. LLC|35742
FAST|FASTENAL CO|GTSZ|GTS SECURITIES LLC|355555
FAST|FASTENAL CO|HPPX|POTAMUS TRADING, LLC|1100
FAST|FASTENAL CO|HRBF|American Enterprise Investment Services Inc.|17415
FAST|FASTENAL CO|HSBC|HSBC Securities, Inc.|47949
FAST|FASTENAL CO|IATS|INTERACTIVE BROKERS LLC|26711
FAST|FASTENAL CO|IBKR|Interactive Brokers Llc|193170
FAST|FASTENAL CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6216
FAST|FASTENAL CO|ICBX|INSTINET, LLC|117602
FAST|FASTENAL CO|IEQY|CITADEL SECURITIES LLC|553423
FAST|FASTENAL CO|INCA|INSTINET, LLC|1739294
FAST|FASTENAL CO|INJX|INSTINET, LLC|145118
FAST|FASTENAL CO|ITGI|ITG Inc.|159816
FAST|FASTENAL CO|ITGP|ITG INC.|835000
FAST|FASTENAL CO|JANY|Janney Montgomery Scott Inc.|5054
FAST|FASTENAL CO|JEFF|JEFFERIES LLC|732033
FAST|FASTENAL CO|JMPT|JUMP TRADING, LLC|260392
FAST|FASTENAL CO|JONE|JonesTrading|3328
FAST|FASTENAL CO|JPBX|J.P. MORGAN SECURITIES LLC|551857
FAST|FASTENAL CO|JPMX|J.P. Morgan Securities LLC|1425150
FAST|FASTENAL CO|JSJX|JANE STREET CAPITAL LLC|15123
FAST|FASTENAL CO|KCGM|VIRTU Americas LLC|149314
FAST|FASTENAL CO|KEYB|KEYBANC CAPITAL MARKETS INC.|51500
FAST|FASTENAL CO|LEHM|Barclays Capital Inc./Le|3191757
FAST|FASTENAL CO|LIME|Lime Brokerage LLC|370031
FAST|FASTENAL CO|LIWE|LIME BROKERAGE LLC|100
FAST|FASTENAL CO|LMGP|LIME BROKERAGE LLC|1300
FAST|FASTENAL CO|LOOP|Loop Capital Markets LLC|6952
FAST|FASTENAL CO|LQNA|LIQUIDNET, INC.|294000
FAST|FASTENAL CO|LSCI|Lek Securities Corporation|538
FAST|FASTENAL CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2297
FAST|FASTENAL CO|MACC|Mid Atlantic Capital Corporation|274
FAST|FASTENAL CO|MACQ|Macquarie Capital (USA) Inc.|8487
FAST|FASTENAL CO|MAXM|Maxim Group LLC|14
FAST|FASTENAL CO|MCMF|Raymond James Ltd. Cds|3453
FAST|FASTENAL CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|350442
FAST|FASTENAL CO|MOTF|MOTIF INVESTING, INC.|25
FAST|FASTENAL CO|MSCO|MORGAN STANLEY & CO. LLC|7528131
FAST|FASTENAL CO|MSPL|MORGAN STANLEY & CO. LLC|847400
FAST|FASTENAL CO|MSTX|MORGAN STANLEY & CO. LLC|567800
FAST|FASTENAL CO|MWCC|Monness Crespi Hardt & Co., Inc.|3283
FAST|FASTENAL CO|MZHO|Mizuho Securities USA LLC|34000
FAST|FASTENAL CO|NEUB|NEUBERGER BERMAN BD LLC|49
FAST|FASTENAL CO|NFSC|National Financial Services LLC|321536
FAST|FASTENAL CO|NITE|VIRTU Americas LLC|1013799
FAST|FASTENAL CO|NITP|VIRTU Americas LLC|5724
FAST|FASTENAL CO|NQRB|Brut, LLC|28867
FAST|FASTENAL CO|NTRC|Northern Trust Securities, Inc.|623
FAST|FASTENAL CO|OHOS|TWO SIGMA SECURITIES, LLC|230926
FAST|FASTENAL CO|OLDM|OLD MISSION CAPITAL, LLC|13409
FAST|FASTENAL CO|ONEL|O'NEIL SECURITIES, INCORPORATED|13999
FAST|FASTENAL CO|OPCO|Oppenheimer & Co. Inc.|9020
FAST|FASTENAL CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1439
FAST|FASTENAL CO|PDQM|CODA MARKETS, INC.|121985
FAST|FASTENAL CO|PHLY|NASDAQ Execution Services, LLC|4000
FAST|FASTENAL CO|PICT|Pictet Overseas Inc.|1826
FAST|FASTENAL CO|PWJC|UBS Financial Services, Inc.|9480
FAST|FASTENAL CO|QMSR|QUATTRO M SECURITIES INC.|1680
FAST|FASTENAL CO|RAJA|Raymond James & Associates, Inc.|173137
FAST|FASTENAL CO|RBCM|RBC CAPITAL MARKETS, LLC|21796
FAST|FASTENAL CO|SAGL|SAGETRADER, LLC|65115
FAST|FASTENAL CO|SAGW|SAGETRADER, LLC|1467
FAST|FASTENAL CO|SALI|INTL FCSTONE FINANCIAL INC.|675
FAST|FASTENAL CO|SBSH|Citigroup Global Markets Inc.|1246856
FAST|FASTENAL CO|SEIC|SEI Investments Distribution Co.|7552
FAST|FASTENAL CO|SGMT|GOLDMAN SACHS & CO. LLC|247029
FAST|FASTENAL CO|SJLS|TRADE INFORMATICS LLC|200
FAST|FASTENAL CO|SPDR|SPEEDROUTE LLC|17032
FAST|FASTENAL CO|SPGS|Sea Port Group Securities, LLC|400
FAST|FASTENAL CO|SPHN|Stephens Inc.|40396
FAST|FASTENAL CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
FAST|FASTENAL CO|STFL|Stifel, Nicolaus & Company, Incorporated|35851
FAST|FASTENAL CO|STKP|STOCKPILE INVESTMENTS, INC.|28
FAST|FASTENAL CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|266
FAST|FASTENAL CO|SWIM|TD Ameritrade, Inc.|44341
FAST|FASTENAL CO|SWST|Hilltop Securities Inc.|3253
FAST|FASTENAL CO|TAGC|TELSEY ADVISORY GROUP LLC|200
FAST|FASTENAL CO|TKNG|ALLY INVEST SECURITIES LLC|1864
FAST|FASTENAL CO|TMBR|Timber Hill LLC|100
FAST|FASTENAL CO|TONC|CUTTONE & CO., LLC|4010
FAST|FASTENAL CO|TRBT|Tradebot Systems, Inc.|717440
FAST|FASTENAL CO|TRCM|TRC MARKETS LLC|806819
FAST|FASTENAL CO|TWTT|TASTYWORKS, INC.|100
FAST|FASTENAL CO|UBSA|UBS SECURITIES LLC|1351930
FAST|FASTENAL CO|UBSS|UBS Securities LLC|2954898
FAST|FASTENAL CO|VALX|VIRTU AMERICAS LLC|14871
FAST|FASTENAL CO|VGRD|Vanguard Marketing Corporation|71524
FAST|FASTENAL CO|VNDM|Wall Street Access|1400
FAST|FASTENAL CO|VNDS|VANDHAM SECURITIES CORP|17219
FAST|FASTENAL CO|VSIN|Vision Financial Markets Llc|300
FAST|FASTENAL CO|WABR|Wall Street Access|900
FAST|FASTENAL CO|WBLR|WILLIAM BLAIR|26263
FAST|FASTENAL CO|WBPX|SUMMIT SECURITIES GROUP, LLC|8746
FAST|FASTENAL CO|WCHV|WELLS FARGO SECURITIES, LLC|495104
FAST|FASTENAL CO|WDNX|WEEDEN & CO.L.P.|1916
FAST|FASTENAL CO|WEDB|WEDBUSH SECURITIES INC.|2550
FAST|FASTENAL CO|WEED|Weeden & Co.L.P.|3222
FAST|FASTENAL CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40541
FAST|FASTENAL CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|67568
FAST|FASTENAL CO|WGIF|CIBC World Markets Inc.|12695
FAST|FASTENAL CO|WHOT|JUST2TRADE, INC.|40
FAST|FASTENAL CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1231
FAST|FASTENAL CO|WSAG|WALL STREET ACCESS|176
FAST|FASTENAL CO|WSEA|WOLVERINE SECURITIES, LLC|17427
FAST|FASTENAL CO|XIST|INSTINET, LLC|122782
FAST|FASTENAL CO|XPQR|Jump Trading|1000
FAST|FASTENAL CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|94070
FAST|FASTENAL CO|YKNA|COMHAR CAPITAL MARKETS, LLC|1290
FAST|FASTENAL CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23377
FAT|FAT BRANDS INC. CMN|AGIS|Aegis Capital Corp.|1800
FAT|FAT BRANDS INC. CMN|ALTX|Alternet Securities Inc.|100
FAT|FAT BRANDS INC. CMN|APCC|Apex Clearing Corporation|528
FAT|FAT BRANDS INC. CMN|BATM|CBOE TRADING, INC.|4
FAT|FAT BRANDS INC. CMN|BYXM|CBOE TRADING, INC.|400
FAT|FAT BRANDS INC. CMN|CANT|Cantor Fitzgerald & Co.|200
FAT|FAT BRANDS INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
FAT|FAT BRANDS INC. CMN|DBAB|Deutsche Bank Securities Inc.|8
FAT|FAT BRANDS INC. CMN|DBAX|Deutsche Bank Securities Inc.|1400
FAT|FAT BRANDS INC. CMN|DEAN|MORGAN STANLEY|100
FAT|FAT BRANDS INC. CMN|DEGS|RONIN PROFESSIONAL LLC|3360
FAT|FAT BRANDS INC. CMN|EBXL|EBX LLC|100
FAT|FAT BRANDS INC. CMN|EGAM|CBOE TRADING, INC.|100
FAT|FAT BRANDS INC. CMN|EGXM|CBOE TRADING, INC.|1
FAT|FAT BRANDS INC. CMN|ETRS|E*Trade Securities LLC|15833
FAT|FAT BRANDS INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|2457
FAT|FAT BRANDS INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|10381
FAT|FAT BRANDS INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124
FAT|FAT BRANDS INC. CMN|FTBR|Foliofn Investments, Inc.|1895
FAT|FAT BRANDS INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|553
FAT|FAT BRANDS INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|10
FAT|FAT BRANDS INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|100
FAT|FAT BRANDS INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|200
FAT|FAT BRANDS INC. CMN|GTSZ|GTS SECURITIES LLC|2052
FAT|FAT BRANDS INC. CMN|IATS|INTERACTIVE BROKERS LLC|2003
FAT|FAT BRANDS INC. CMN|IBKR|Interactive Brokers Llc|8753
FAT|FAT BRANDS INC. CMN|INCA|INSTINET, LLC|987
FAT|FAT BRANDS INC. CMN|INJX|INSTINET, LLC|140
FAT|FAT BRANDS INC. CMN|ITGI|ITG Inc.|200
FAT|FAT BRANDS INC. CMN|JHDR|J.H. Darbie & Co., Inc.|4150
FAT|FAT BRANDS INC. CMN|JSCL|JOSEPH STONE CAPITAL L.L.C.|198
FAT|FAT BRANDS INC. CMN|KCRD|PHX FINANCIAL, INC.|400
FAT|FAT BRANDS INC. CMN|LEHM|Barclays Capital Inc./Le|60
FAT|FAT BRANDS INC. CMN|LIME|Lime Brokerage LLC|8330
FAT|FAT BRANDS INC. CMN|LMGP|LIME BROKERAGE LLC|2100
FAT|FAT BRANDS INC. CMN|MAXM|Maxim Group LLC|10
FAT|FAT BRANDS INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FAT|FAT BRANDS INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|10134
FAT|FAT BRANDS INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|400
FAT|FAT BRANDS INC. CMN|NFSC|National Financial Services LLC|7399
FAT|FAT BRANDS INC. CMN|NITE|VIRTU Americas LLC|48953
FAT|FAT BRANDS INC. CMN|NTFN|Network 1 Financial Securities Inc.|1200
FAT|FAT BRANDS INC. CMN|PDQM|CODA MARKETS, INC.|620
FAT|FAT BRANDS INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|11925
FAT|FAT BRANDS INC. CMN|SALI|INTL FCSTONE FINANCIAL INC.|7039
FAT|FAT BRANDS INC. CMN|SALW|SW FINANCIAL|900
FAT|FAT BRANDS INC. CMN|SBSH|Citigroup Global Markets Inc.|255
FAT|FAT BRANDS INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|208
FAT|FAT BRANDS INC. CMN|SPHN|Stephens Inc.|730
FAT|FAT BRANDS INC. CMN|STKP|STOCKPILE INVESTMENTS, INC.|288
FAT|FAT BRANDS INC. CMN|SWIM|TD Ameritrade, Inc.|12050
FAT|FAT BRANDS INC. CMN|SWST|Hilltop Securities Inc.|2542
FAT|FAT BRANDS INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|611
FAT|FAT BRANDS INC. CMN|TRCM|TRC MARKETS LLC|400
FAT|FAT BRANDS INC. CMN|TWTT|TASTYWORKS, INC.|500
FAT|FAT BRANDS INC. CMN|UBSA|UBS SECURITIES LLC|4600
FAT|FAT BRANDS INC. CMN|UBSS|UBS Securities LLC|19230
FAT|FAT BRANDS INC. CMN|VALX|VIRTU AMERICAS LLC|260
FAT|FAT BRANDS INC. CMN|VGRD|Vanguard Marketing Corporation|1210
FAT|FAT BRANDS INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|2630
FAT|FAT BRANDS INC. CMN|WGIF|CIBC World Markets Inc.|400
FAT|FAT BRANDS INC. CMN|WORD|Worden Capital Management LLC|1400
FAT|FAT BRANDS INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|354
FAT|FAT BRANDS INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|10
FAT|FAT BRANDS INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2665
FATE|FATE THERAPEUTICS CM|AGIS|Aegis Capital Corp.|1500
FATE|FATE THERAPEUTICS CM|ALTX|Alternet Securities Inc.|3989
FATE|FATE THERAPEUTICS CM|APCC|Apex Clearing Corporation|5465
FATE|FATE THERAPEUTICS CM|BARD|Robert W. Baird & Co. Incorporated|650
FATE|FATE THERAPEUTICS CM|BATM|CBOE TRADING, INC.|4139
FATE|FATE THERAPEUTICS CM|BAYC|BAY CREST PARTNERS, LLC|561
FATE|FATE THERAPEUTICS CM|BERN|Sanford C. Bernstein & Co., LLC|7456
FATE|FATE THERAPEUTICS CM|BIMI|Banca IMI Securities Corp.|4950
FATE|FATE THERAPEUTICS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9944
FATE|FATE THERAPEUTICS CM|BMOC|BMO Capital Markets Corp.|268015
FATE|FATE THERAPEUTICS CM|BNPX|BNP PARIBAS SECURITIES CORP.|91097
FATE|FATE THERAPEUTICS CM|BTIG|BTIG, LLC|1484675
FATE|FATE THERAPEUTICS CM|BYXM|CBOE TRADING, INC.|2386
FATE|FATE THERAPEUTICS CM|CANT|Cantor Fitzgerald & Co.|180
FATE|FATE THERAPEUTICS CM|CHAS|Charles Schwab & Co., Inc.|2900
FATE|FATE THERAPEUTICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38650
FATE|FATE THERAPEUTICS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7257
FATE|FATE THERAPEUTICS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FATE|FATE THERAPEUTICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176391
FATE|FATE THERAPEUTICS CM|CTDL|Citadel Derivatives Group Llc|25691
FATE|FATE THERAPEUTICS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|11892
FATE|FATE THERAPEUTICS CM|DAVA|Davenport & Company LLC|350
FATE|FATE THERAPEUTICS CM|DBAB|Deutsche Bank Securities Inc.|592413
FATE|FATE THERAPEUTICS CM|DBAX|Deutsche Bank Securities Inc.|96900
FATE|FATE THERAPEUTICS CM|DBUL|Deutsche Bank Securities Inc.|1100
FATE|FATE THERAPEUTICS CM|DEAN|MORGAN STANLEY|5345
FATE|FATE THERAPEUTICS CM|DEGS|RONIN PROFESSIONAL LLC|47419
FATE|FATE THERAPEUTICS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|290
FATE|FATE THERAPEUTICS CM|EBXL|EBX LLC|70500
FATE|FATE THERAPEUTICS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1003
FATE|FATE THERAPEUTICS CM|EDJO|Edward D. Jones & Co., L.P.|507
FATE|FATE THERAPEUTICS CM|EGAM|CBOE TRADING, INC.|12309
FATE|FATE THERAPEUTICS CM|EGAW|CBOE TRADING, INC.|169
FATE|FATE THERAPEUTICS CM|EGMT|EG MARKET TECHNOLOGIES LLC|1510
FATE|FATE THERAPEUTICS CM|EGXM|CBOE TRADING, INC.|8555
FATE|FATE THERAPEUTICS CM|EGXW|CBOE TRADING, INC.|200
FATE|FATE THERAPEUTICS CM|ETBE|Electronic Transaction Clearing, Inc.|12820
FATE|FATE THERAPEUTICS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6034
FATE|FATE THERAPEUTICS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26861
FATE|FATE THERAPEUTICS CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FATE|FATE THERAPEUTICS CM|ETRS|E*Trade Securities LLC|239253
FATE|FATE THERAPEUTICS CM|FBCO|Credit Suisse Securities (USA) LLC|1017681
FATE|FATE THERAPEUTICS CM|FBSB|U.S. Bancorp Investments, Inc.|275
FATE|FATE THERAPEUTICS CM|FILL|Tradestation Securities, Inc.|32860
FATE|FATE THERAPEUTICS CM|FMAF|NBCN Inc./ CDS|2998
FATE|FATE THERAPEUTICS CM|FOMA|TD AMERITRADE CLEARING, INC.|761306
FATE|FATE THERAPEUTICS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2549
FATE|FATE THERAPEUTICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|168186
FATE|FATE THERAPEUTICS CM|FTBR|Foliofn Investments, Inc.|165
FATE|FATE THERAPEUTICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|44835
FATE|FATE THERAPEUTICS CM|GLIS|TD Securities Inc|145
FATE|FATE THERAPEUTICS CM|GLPX|ACS EXECUTION SERVICES, LLC|14991
FATE|FATE THERAPEUTICS CM|GSCO|GOLDMAN SACHS & CO. LLC|1624384
FATE|FATE THERAPEUTICS CM|GSCS|GOLDMAN SACHS & CO. LLC|79603
FATE|FATE THERAPEUTICS CM|GSLT|GOLDMAN SACHS & CO. LLC|3178
FATE|FATE THERAPEUTICS CM|GTSZ|GTS SECURITIES LLC|18464
FATE|FATE THERAPEUTICS CM|HAPX|HAP Trading, LLC|741
FATE|FATE THERAPEUTICS CM|HASF|Haywood Securities Inc./CDS|435
FATE|FATE THERAPEUTICS CM|HRBF|American Enterprise Investment Services Inc.|1981
FATE|FATE THERAPEUTICS CM|HSBC|HSBC Securities, Inc.|117
FATE|FATE THERAPEUTICS CM|IATS|INTERACTIVE BROKERS LLC|39378
FATE|FATE THERAPEUTICS CM|IBKR|Interactive Brokers Llc|245384
FATE|FATE THERAPEUTICS CM|ICBX|INSTINET, LLC|27320
FATE|FATE THERAPEUTICS CM|IEQY|CITADEL SECURITIES LLC|130915
FATE|FATE THERAPEUTICS CM|INCA|INSTINET, LLC|453682
FATE|FATE THERAPEUTICS CM|INJX|INSTINET, LLC|11061
FATE|FATE THERAPEUTICS CM|ITGI|ITG Inc.|73628
FATE|FATE THERAPEUTICS CM|ITGP|ITG INC.|29400
FATE|FATE THERAPEUTICS CM|JANY|Janney Montgomery Scott Inc.|300
FATE|FATE THERAPEUTICS CM|JEFF|JEFFERIES LLC|37880
FATE|FATE THERAPEUTICS CM|JMPT|JUMP TRADING, LLC|53347
FATE|FATE THERAPEUTICS CM|JONE|JonesTrading|599600
FATE|FATE THERAPEUTICS CM|JPBX|J.P. MORGAN SECURITIES LLC|77748
FATE|FATE THERAPEUTICS CM|JPMX|J.P. Morgan Securities LLC|207390
FATE|FATE THERAPEUTICS CM|JSJX|JANE STREET CAPITAL LLC|3963
FATE|FATE THERAPEUTICS CM|KCGM|VIRTU Americas LLC|22036
FATE|FATE THERAPEUTICS CM|LEHM|Barclays Capital Inc./Le|583592
FATE|FATE THERAPEUTICS CM|LIME|Lime Brokerage LLC|223280
FATE|FATE THERAPEUTICS CM|LMGP|LIME BROKERAGE LLC|2900
FATE|FATE THERAPEUTICS CM|LQNA|LIQUIDNET, INC.|24600
FATE|FATE THERAPEUTICS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FATE|FATE THERAPEUTICS CM|MACQ|Macquarie Capital (USA) Inc.|6567
FATE|FATE THERAPEUTICS CM|MAXM|Maxim Group LLC|5361
FATE|FATE THERAPEUTICS CM|MBTS|ALLY INVEST SECURITIES LLC|1052
FATE|FATE THERAPEUTICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42118
FATE|FATE THERAPEUTICS CM|MSCO|MORGAN STANLEY & CO. LLC|3609268
FATE|FATE THERAPEUTICS CM|MSPL|MORGAN STANLEY & CO. LLC|212900
FATE|FATE THERAPEUTICS CM|MSTX|MORGAN STANLEY & CO. LLC|24300
FATE|FATE THERAPEUTICS CM|NATL|National Securities Corporation|18331
FATE|FATE THERAPEUTICS CM|NEUB|NEUBERGER BERMAN BD LLC|1000
FATE|FATE THERAPEUTICS CM|NFSC|National Financial Services LLC|497258
FATE|FATE THERAPEUTICS CM|NITE|VIRTU Americas LLC|1142345
FATE|FATE THERAPEUTICS CM|NITP|VIRTU Americas LLC|3700
FATE|FATE THERAPEUTICS CM|NQRB|Brut, LLC|29585
FATE|FATE THERAPEUTICS CM|OPCO|Oppenheimer & Co. Inc.|100
FATE|FATE THERAPEUTICS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2690
FATE|FATE THERAPEUTICS CM|PCPT|PHILLIP CAPITAL INC.|12000
FATE|FATE THERAPEUTICS CM|PDQM|CODA MARKETS, INC.|20072
FATE|FATE THERAPEUTICS CM|PHLY|NASDAQ Execution Services, LLC|200
FATE|FATE THERAPEUTICS CM|PIPR|Piper Jaffray & Co.|36407
FATE|FATE THERAPEUTICS CM|RAJA|Raymond James & Associates, Inc.|80193
FATE|FATE THERAPEUTICS CM|RBCM|RBC CAPITAL MARKETS, LLC|36780
FATE|FATE THERAPEUTICS CM|SAGL|SAGETRADER, LLC|5046
FATE|FATE THERAPEUTICS CM|SBSH|Citigroup Global Markets Inc.|494943
FATE|FATE THERAPEUTICS CM|SGMT|GOLDMAN SACHS & CO. LLC|88895
FATE|FATE THERAPEUTICS CM|SPDR|SPEEDROUTE LLC|2100
FATE|FATE THERAPEUTICS CM|STFL|Stifel, Nicolaus & Company, Incorporated|1400
FATE|FATE THERAPEUTICS CM|STXG|Stockcross Financial Services, Inc.|1000
FATE|FATE THERAPEUTICS CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
FATE|FATE THERAPEUTICS CM|SWIM|TD Ameritrade, Inc.|463539
FATE|FATE THERAPEUTICS CM|SWST|Hilltop Securities Inc.|700
FATE|FATE THERAPEUTICS CM|TKNG|ALLY INVEST SECURITIES LLC|19308
FATE|FATE THERAPEUTICS CM|TMBR|Timber Hill LLC|196
FATE|FATE THERAPEUTICS CM|TRBT|Tradebot Systems, Inc.|188185
FATE|FATE THERAPEUTICS CM|TRCM|TRC MARKETS LLC|93427
FATE|FATE THERAPEUTICS CM|TWTT|TASTYWORKS, INC.|601
FATE|FATE THERAPEUTICS CM|UBSA|UBS SECURITIES LLC|333528
FATE|FATE THERAPEUTICS CM|UBSS|UBS Securities LLC|1246542
FATE|FATE THERAPEUTICS CM|VALX|VIRTU AMERICAS LLC|71707
FATE|FATE THERAPEUTICS CM|VGRD|Vanguard Marketing Corporation|36567
FATE|FATE THERAPEUTICS CM|VSIN|Vision Financial Markets Llc|600
FATE|FATE THERAPEUTICS CM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
FATE|FATE THERAPEUTICS CM|WCHV|WELLS FARGO SECURITIES, LLC|85404
FATE|FATE THERAPEUTICS CM|WEDB|WEDBUSH SECURITIES INC.|500
FATE|FATE THERAPEUTICS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2660
FATE|FATE THERAPEUTICS CM|WGIF|CIBC World Markets Inc.|12666
FATE|FATE THERAPEUTICS CM|WSEA|WOLVERINE SECURITIES, LLC|7803
FATE|FATE THERAPEUTICS CM|XIST|INSTINET, LLC|46300
FATE|FATE THERAPEUTICS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|65646
FATE|FATE THERAPEUTICS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1963
FATE|FATE THERAPEUTICS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2936
FAUS|FT AUS ALPHADEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|157
FAUS|FT AUS ALPHADEX|ETRS|E*Trade Securities LLC|1
FAUS|FT AUS ALPHADEX|FTBR|Foliofn Investments, Inc.|165
FAUS|FT AUS ALPHADEX|ICBX|INSTINET, LLC|200
FAUS|FT AUS ALPHADEX|KCGM|VIRTU Americas LLC|300
FAUS|FT AUS ALPHADEX|NFSC|National Financial Services LLC|1223
FAUS|FT AUS ALPHADEX|NITE|VIRTU Americas LLC|1160
FAUS|FT AUS ALPHADEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
FAX|ABERDEEN ASIA-PAC FD|AGIS|Aegis Capital Corp.|10000
FAX|ABERDEEN ASIA-PAC FD|ALTX|Alternet Securities Inc.|3089
FAX|ABERDEEN ASIA-PAC FD|APCC|Apex Clearing Corporation|1238
FAX|ABERDEEN ASIA-PAC FD|BANK|Primevest Financial Services, Inc.|5185
FAX|ABERDEEN ASIA-PAC FD|BARD|Robert W. Baird & Co. Incorporated|97110
FAX|ABERDEEN ASIA-PAC FD|BATM|CBOE TRADING, INC.|2221
FAX|ABERDEEN ASIA-PAC FD|BBNT|BB&T SECURITIES, LLC|4
FAX|ABERDEEN ASIA-PAC FD|BERN|Sanford C. Bernstein & Co., LLC|100
FAX|ABERDEEN ASIA-PAC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|161630
FAX|ABERDEEN ASIA-PAC FD|BTIG|BTIG, LLC|4905
FAX|ABERDEEN ASIA-PAC FD|CHAS|Charles Schwab & Co., Inc.|24656
FAX|ABERDEEN ASIA-PAC FD|CICF|Canaccord Genuity Corp.|200
FAX|ABERDEEN ASIA-PAC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13366
FAX|ABERDEEN ASIA-PAC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101682
FAX|ABERDEEN ASIA-PAC FD|CTDL|Citadel Derivatives Group Llc|120
FAX|ABERDEEN ASIA-PAC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|42134
FAX|ABERDEEN ASIA-PAC FD|DADA|D.A. Davidson & Co.|5126
FAX|ABERDEEN ASIA-PAC FD|DAVA|Davenport & Company LLC|12
FAX|ABERDEEN ASIA-PAC FD|DBAX|Deutsche Bank Securities Inc.|38800
FAX|ABERDEEN ASIA-PAC FD|DEAN|MORGAN STANLEY|38340
FAX|ABERDEEN ASIA-PAC FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9300
FAX|ABERDEEN ASIA-PAC FD|EBXL|EBX LLC|97500
FAX|ABERDEEN ASIA-PAC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2500
FAX|ABERDEEN ASIA-PAC FD|EDJO|Edward D. Jones & Co., L.P.|8468
FAX|ABERDEEN ASIA-PAC FD|EGAM|CBOE TRADING, INC.|21800
FAX|ABERDEEN ASIA-PAC FD|EGXM|CBOE TRADING, INC.|2462
FAX|ABERDEEN ASIA-PAC FD|ETBE|Electronic Transaction Clearing, Inc.|2431
FAX|ABERDEEN ASIA-PAC FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
FAX|ABERDEEN ASIA-PAC FD|ETRS|E*Trade Securities LLC|488986
FAX|ABERDEEN ASIA-PAC FD|FBSB|U.S. Bancorp Investments, Inc.|5
FAX|ABERDEEN ASIA-PAC FD|FILL|Tradestation Securities, Inc.|2115
FAX|ABERDEEN ASIA-PAC FD|FMAF|NBCN Inc./ CDS|3088
FAX|ABERDEEN ASIA-PAC FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8962
FAX|ABERDEEN ASIA-PAC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46965
FAX|ABERDEEN ASIA-PAC FD|FTBR|Foliofn Investments, Inc.|1293
FAX|ABERDEEN ASIA-PAC FD|GEBB|GLOBAL EXECUTION BROKERS, LP|7100
FAX|ABERDEEN ASIA-PAC FD|GLIS|TD Securities Inc|19604
FAX|ABERDEEN ASIA-PAC FD|GLPX|ACS EXECUTION SERVICES, LLC|200
FAX|ABERDEEN ASIA-PAC FD|GSCO|GOLDMAN SACHS & CO. LLC|23160
FAX|ABERDEEN ASIA-PAC FD|GSCS|GOLDMAN SACHS & CO. LLC|200
FAX|ABERDEEN ASIA-PAC FD|GSLT|GOLDMAN SACHS & CO. LLC|100
FAX|ABERDEEN ASIA-PAC FD|GTSZ|GTS SECURITIES LLC|77
FAX|ABERDEEN ASIA-PAC FD|HRBF|American Enterprise Investment Services Inc.|58697
FAX|ABERDEEN ASIA-PAC FD|IATS|INTERACTIVE BROKERS LLC|58487
FAX|ABERDEEN ASIA-PAC FD|IBKR|Interactive Brokers Llc|68408
FAX|ABERDEEN ASIA-PAC FD|ICBX|INSTINET, LLC|60840
FAX|ABERDEEN ASIA-PAC FD|IMPC|Imperial Capital, LLC|500
FAX|ABERDEEN ASIA-PAC FD|INCA|INSTINET, LLC|8875
FAX|ABERDEEN ASIA-PAC FD|ITGI|ITG Inc.|30778
FAX|ABERDEEN ASIA-PAC FD|ITGP|ITG INC.|35600
FAX|ABERDEEN ASIA-PAC FD|JANY|Janney Montgomery Scott Inc.|22711
FAX|ABERDEEN ASIA-PAC FD|JMPT|JUMP TRADING, LLC|17490
FAX|ABERDEEN ASIA-PAC FD|JONE|JonesTrading|454334
FAX|ABERDEEN ASIA-PAC FD|JPMX|J.P. Morgan Securities LLC|77048
FAX|ABERDEEN ASIA-PAC FD|JSJX|JANE STREET CAPITAL LLC|200
FAX|ABERDEEN ASIA-PAC FD|KCGM|VIRTU Americas LLC|61501
FAX|ABERDEEN ASIA-PAC FD|KCRD|PHX FINANCIAL, INC.|200
FAX|ABERDEEN ASIA-PAC FD|LEHM|Barclays Capital Inc./Le|90600
FAX|ABERDEEN ASIA-PAC FD|LGNT|COR CLEARING LLC|3
FAX|ABERDEEN ASIA-PAC FD|LIME|Lime Brokerage LLC|6050
FAX|ABERDEEN ASIA-PAC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
FAX|ABERDEEN ASIA-PAC FD|MACC|Mid Atlantic Capital Corporation|1558
FAX|ABERDEEN ASIA-PAC FD|MCMF|Raymond James Ltd. Cds|142
FAX|ABERDEEN ASIA-PAC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|168774
FAX|ABERDEEN ASIA-PAC FD|MSCO|MORGAN STANLEY & CO. LLC|351685
FAX|ABERDEEN ASIA-PAC FD|MSPL|MORGAN STANLEY & CO. LLC|44300
FAX|ABERDEEN ASIA-PAC FD|NFSC|National Financial Services LLC|1796654
FAX|ABERDEEN ASIA-PAC FD|NITE|VIRTU Americas LLC|1653236
FAX|ABERDEEN ASIA-PAC FD|NITP|VIRTU Americas LLC|91741
FAX|ABERDEEN ASIA-PAC FD|NQRB|Brut, LLC|32099
FAX|ABERDEEN ASIA-PAC FD|NTBF|BMO Nesbitt Burns Inc./CDS|5000
FAX|ABERDEEN ASIA-PAC FD|OPCO|Oppenheimer & Co. Inc.|60281
FAX|ABERDEEN ASIA-PAC FD|OTAA|OTA LLC|12100
FAX|ABERDEEN ASIA-PAC FD|PCFF|Pacific International Securities Inc./CDS|4000
FAX|ABERDEEN ASIA-PAC FD|PDQM|CODA MARKETS, INC.|11220
FAX|ABERDEEN ASIA-PAC FD|PWJC|UBS Financial Services, Inc.|48638
FAX|ABERDEEN ASIA-PAC FD|RBCM|RBC CAPITAL MARKETS, LLC|98574
FAX|ABERDEEN ASIA-PAC FD|SAGL|SAGETRADER, LLC|16943
FAX|ABERDEEN ASIA-PAC FD|SALI|INTL FCSTONE FINANCIAL INC.|60
FAX|ABERDEEN ASIA-PAC FD|SBSH|Citigroup Global Markets Inc.|171377
FAX|ABERDEEN ASIA-PAC FD|SEDS|SPENCER EDWARDS, INC.|2508
FAX|ABERDEEN ASIA-PAC FD|SEIC|SEI Investments Distribution Co.|589
FAX|ABERDEEN ASIA-PAC FD|SGMT|GOLDMAN SACHS & CO. LLC|49907
FAX|ABERDEEN ASIA-PAC FD|SPDR|SPEEDROUTE LLC|4400
FAX|ABERDEEN ASIA-PAC FD|SPHN|Stephens Inc.|24262
FAX|ABERDEEN ASIA-PAC FD|STFL|Stifel, Nicolaus & Company, Incorporated|34516
FAX|ABERDEEN ASIA-PAC FD|STXG|Stockcross Financial Services, Inc.|11
FAX|ABERDEEN ASIA-PAC FD|SWIM|TD Ameritrade, Inc.|51363
FAX|ABERDEEN ASIA-PAC FD|SWST|Hilltop Securities Inc.|84996
FAX|ABERDEEN ASIA-PAC FD|TKNG|ALLY INVEST SECURITIES LLC|11545
FAX|ABERDEEN ASIA-PAC FD|TRBT|Tradebot Systems, Inc.|3920
FAX|ABERDEEN ASIA-PAC FD|TRCM|TRC MARKETS LLC|100
FAX|ABERDEEN ASIA-PAC FD|TWTT|TASTYWORKS, INC.|300
FAX|ABERDEEN ASIA-PAC FD|UBSA|UBS SECURITIES LLC|236085
FAX|ABERDEEN ASIA-PAC FD|UBSS|UBS Securities LLC|562597
FAX|ABERDEEN ASIA-PAC FD|VALX|VIRTU AMERICAS LLC|45277
FAX|ABERDEEN ASIA-PAC FD|VGRD|Vanguard Marketing Corporation|353841
FAX|ABERDEEN ASIA-PAC FD|WBET|Wallachbeth Capital LLC|17800
FAX|ABERDEEN ASIA-PAC FD|WBLR|WILLIAM BLAIR|1000
FAX|ABERDEEN ASIA-PAC FD|WCHV|WELLS FARGO SECURITIES, LLC|566127
FAX|ABERDEEN ASIA-PAC FD|WEDB|WEDBUSH SECURITIES INC.|1635
FAX|ABERDEEN ASIA-PAC FD|WEED|Weeden & Co.L.P.|2100
FAX|ABERDEEN ASIA-PAC FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|753
FAX|ABERDEEN ASIA-PAC FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|106112
FAX|ABERDEEN ASIA-PAC FD|WGIF|CIBC World Markets Inc.|1164
FAX|ABERDEEN ASIA-PAC FD|WSEA|WOLVERINE SECURITIES, LLC|19338
FAX|ABERDEEN ASIA-PAC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|98132
FAX|ABERDEEN ASIA-PAC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|2095
FAX|ABERDEEN ASIA-PAC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29877
FAZ|FINANCIAL BEAR 3XNEW|ACPL|American Capital Partners, LLC|1000
FAZ|FINANCIAL BEAR 3XNEW|ALFA|ALPHA TRADING L.P.|23610
FAZ|FINANCIAL BEAR 3XNEW|ALTX|Alternet Securities Inc.|3500
FAZ|FINANCIAL BEAR 3XNEW|APCC|Apex Clearing Corporation|100437
FAZ|FINANCIAL BEAR 3XNEW|BATM|CBOE TRADING, INC.|1900
FAZ|FINANCIAL BEAR 3XNEW|BAYT|BTIG, LLC|20200
FAZ|FINANCIAL BEAR 3XNEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24818
FAZ|FINANCIAL BEAR 3XNEW|BLTK|Bulltick, Llc|2800
FAZ|FINANCIAL BEAR 3XNEW|CHAS|Charles Schwab & Co., Inc.|12856
FAZ|FINANCIAL BEAR 3XNEW|CICF|Canaccord Genuity Corp.|2000
FAZ|FINANCIAL BEAR 3XNEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3063
FAZ|FINANCIAL BEAR 3XNEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71740
FAZ|FINANCIAL BEAR 3XNEW|CTDE|CHOICETRADE|50
FAZ|FINANCIAL BEAR 3XNEW|CTLR|CUTLER GROUP, LP|400
FAZ|FINANCIAL BEAR 3XNEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|76162
FAZ|FINANCIAL BEAR 3XNEW|DAVA|Davenport & Company LLC|200
FAZ|FINANCIAL BEAR 3XNEW|DBAB|Deutsche Bank Securities Inc.|5344
FAZ|FINANCIAL BEAR 3XNEW|DBAX|Deutsche Bank Securities Inc.|43900
FAZ|FINANCIAL BEAR 3XNEW|DCHF|Dart Executions, LLC|34620
FAZ|FINANCIAL BEAR 3XNEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4080
FAZ|FINANCIAL BEAR 3XNEW|EBXL|EBX LLC|45400
FAZ|FINANCIAL BEAR 3XNEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|3613
FAZ|FINANCIAL BEAR 3XNEW|EGAM|CBOE TRADING, INC.|3570
FAZ|FINANCIAL BEAR 3XNEW|EGXM|CBOE TRADING, INC.|1915
FAZ|FINANCIAL BEAR 3XNEW|ETBE|Electronic Transaction Clearing, Inc.|4326
FAZ|FINANCIAL BEAR 3XNEW|ETCB|ETC BROKERAGE SERVICES, LLC|16
FAZ|FINANCIAL BEAR 3XNEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
FAZ|FINANCIAL BEAR 3XNEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10000
FAZ|FINANCIAL BEAR 3XNEW|ETRS|E*Trade Securities LLC|645519
FAZ|FINANCIAL BEAR 3XNEW|FILL|Tradestation Securities, Inc.|180571
FAZ|FINANCIAL BEAR 3XNEW|FMAF|NBCN Inc./ CDS|56745
FAZ|FINANCIAL BEAR 3XNEW|FQLS|Quantlab Securities LP|129433
FAZ|FINANCIAL BEAR 3XNEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1738
FAZ|FINANCIAL BEAR 3XNEW|FTBR|Foliofn Investments, Inc.|82
FAZ|FINANCIAL BEAR 3XNEW|GBMT|GBM International, Inc.|148601
FAZ|FINANCIAL BEAR 3XNEW|GEBB|GLOBAL EXECUTION BROKERS, LP|8200
FAZ|FINANCIAL BEAR 3XNEW|GLIS|TD Securities Inc|127881
FAZ|FINANCIAL BEAR 3XNEW|GLPX|ACS EXECUTION SERVICES, LLC|8573
FAZ|FINANCIAL BEAR 3XNEW|GSCO|GOLDMAN SACHS & CO. LLC|6000
FAZ|FINANCIAL BEAR 3XNEW|GSCS|GOLDMAN SACHS & CO. LLC|3900
FAZ|FINANCIAL BEAR 3XNEW|GSLT|GOLDMAN SACHS & CO. LLC|1570
FAZ|FINANCIAL BEAR 3XNEW|GTSZ|GTS SECURITIES LLC|44003
FAZ|FINANCIAL BEAR 3XNEW|HRBF|American Enterprise Investment Services Inc.|595
FAZ|FINANCIAL BEAR 3XNEW|IATS|INTERACTIVE BROKERS LLC|100188
FAZ|FINANCIAL BEAR 3XNEW|IBKR|Interactive Brokers Llc|335157
FAZ|FINANCIAL BEAR 3XNEW|ICBX|INSTINET, LLC|44305
FAZ|FINANCIAL BEAR 3XNEW|INCA|INSTINET, LLC|71918
FAZ|FINANCIAL BEAR 3XNEW|ITGI|ITG Inc.|9505
FAZ|FINANCIAL BEAR 3XNEW|ITGP|ITG INC.|13000
FAZ|FINANCIAL BEAR 3XNEW|JEFF|JEFFERIES LLC|103950
FAZ|FINANCIAL BEAR 3XNEW|JMPT|JUMP TRADING, LLC|28369
FAZ|FINANCIAL BEAR 3XNEW|JPMX|J.P. Morgan Securities LLC|27162
FAZ|FINANCIAL BEAR 3XNEW|JSEB|JANE STREET EXECUTION SERVICES, LLC|67600
FAZ|FINANCIAL BEAR 3XNEW|JSJX|JANE STREET CAPITAL LLC|1161189
FAZ|FINANCIAL BEAR 3XNEW|KCGM|VIRTU Americas LLC|16823
FAZ|FINANCIAL BEAR 3XNEW|LEHM|Barclays Capital Inc./Le|302071
FAZ|FINANCIAL BEAR 3XNEW|LGNT|COR CLEARING LLC|1
FAZ|FINANCIAL BEAR 3XNEW|LIME|Lime Brokerage LLC|1495
FAZ|FINANCIAL BEAR 3XNEW|LIWM|LIME BROKERAGE LLC|28845
FAZ|FINANCIAL BEAR 3XNEW|LPCM|Lampert Capital Markets Inc.|850
FAZ|FINANCIAL BEAR 3XNEW|LSCI|Lek Securities Corporation|300
FAZ|FINANCIAL BEAR 3XNEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
FAZ|FINANCIAL BEAR 3XNEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125426
FAZ|FINANCIAL BEAR 3XNEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1800
FAZ|FINANCIAL BEAR 3XNEW|MOTF|MOTIF INVESTING, INC.|2
FAZ|FINANCIAL BEAR 3XNEW|MSCO|MORGAN STANLEY & CO. LLC|176358
FAZ|FINANCIAL BEAR 3XNEW|MSPL|MORGAN STANLEY & CO. LLC|7900
FAZ|FINANCIAL BEAR 3XNEW|NFSC|National Financial Services LLC|1632073
FAZ|FINANCIAL BEAR 3XNEW|NITE|VIRTU Americas LLC|1994097
FAZ|FINANCIAL BEAR 3XNEW|NITP|VIRTU Americas LLC|264940
FAZ|FINANCIAL BEAR 3XNEW|NQRB|Brut, LLC|6600
FAZ|FINANCIAL BEAR 3XNEW|NTBF|BMO Nesbitt Burns Inc./CDS|21905
FAZ|FINANCIAL BEAR 3XNEW|OHOS|TWO SIGMA SECURITIES, LLC|3080
FAZ|FINANCIAL BEAR 3XNEW|OPCO|Oppenheimer & Co. Inc.|1025
FAZ|FINANCIAL BEAR 3XNEW|PDQM|CODA MARKETS, INC.|10373
FAZ|FINANCIAL BEAR 3XNEW|PHLY|NASDAQ Execution Services, LLC|38400
FAZ|FINANCIAL BEAR 3XNEW|RBCM|RBC CAPITAL MARKETS, LLC|100
FAZ|FINANCIAL BEAR 3XNEW|RGLD|Regal Securities, Inc|125
FAZ|FINANCIAL BEAR 3XNEW|RHOX|XR Securities LLC|219189
FAZ|FINANCIAL BEAR 3XNEW|SAGL|SAGETRADER, LLC|2000
FAZ|FINANCIAL BEAR 3XNEW|SBSH|Citigroup Global Markets Inc.|76696
FAZ|FINANCIAL BEAR 3XNEW|SGMT|GOLDMAN SACHS & CO. LLC|66850
FAZ|FINANCIAL BEAR 3XNEW|SPDR|SPEEDROUTE LLC|12524
FAZ|FINANCIAL BEAR 3XNEW|STKP|STOCKPILE INVESTMENTS, INC.|368
FAZ|FINANCIAL BEAR 3XNEW|SWIM|TD Ameritrade, Inc.|268916
FAZ|FINANCIAL BEAR 3XNEW|TKNG|ALLY INVEST SECURITIES LLC|13553
FAZ|FINANCIAL BEAR 3XNEW|TRBT|Tradebot Systems, Inc.|2100
FAZ|FINANCIAL BEAR 3XNEW|TRCM|TRC MARKETS LLC|1973157
FAZ|FINANCIAL BEAR 3XNEW|TWTT|TASTYWORKS, INC.|20935
FAZ|FINANCIAL BEAR 3XNEW|UBSA|UBS SECURITIES LLC|155061
FAZ|FINANCIAL BEAR 3XNEW|UBSS|UBS Securities LLC|251601
FAZ|FINANCIAL BEAR 3XNEW|VALX|VIRTU AMERICAS LLC|7212
FAZ|FINANCIAL BEAR 3XNEW|VGRD|Vanguard Marketing Corporation|82758
FAZ|FINANCIAL BEAR 3XNEW|WCHV|WELLS FARGO SECURITIES, LLC|244562
FAZ|FINANCIAL BEAR 3XNEW|WEDB|WEDBUSH SECURITIES INC.|6000
FAZ|FINANCIAL BEAR 3XNEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13886
FAZ|FINANCIAL BEAR 3XNEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50771
FAZ|FINANCIAL BEAR 3XNEW|WGIF|CIBC World Markets Inc.|8700
FAZ|FINANCIAL BEAR 3XNEW|WSEA|WOLVERINE SECURITIES, LLC|30830
FAZ|FINANCIAL BEAR 3XNEW|XPUS|XP SECURITIES, LLC|9700
FAZ|FINANCIAL BEAR 3XNEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FB|FACEBOOK INC|ABLE|NATIXIS Securities Americas LLC|711275
FB|FACEBOOK INC|ACAD|ACADEMY SECURITIES, INC.|2164
FB|FACEBOOK INC|ADAM|CANACCORD GENUITY INC.|6680
FB|FACEBOOK INC|AGCP|AEGIS CAPITAL CORP.|663
FB|FACEBOOK INC|AGIS|Aegis Capital Corp.|13550
FB|FACEBOOK INC|ALLN|Allen & Company LLC|7729
FB|FACEBOOK INC|ALTX|Alternet Securities Inc.|192333
FB|FACEBOOK INC|ANOS|ABEL/NOSER, L.L.C.|21494
FB|FACEBOOK INC|APCC|Apex Clearing Corporation|184404
FB|FACEBOOK INC|AQUA|AQUA SECURITIES L.P.|3500
FB|FACEBOOK INC|ATPA|COWEN PRIME SERVICES LLC|2700
FB|FACEBOOK INC|AURC|Aurora Capital LLC|310
FB|FACEBOOK INC|AVON|Avondale Partners, LLC|2317
FB|FACEBOOK INC|BALE|M&T SECURITIES, INC.|600
FB|FACEBOOK INC|BANK|Primevest Financial Services, Inc.|16293
FB|FACEBOOK INC|BARD|Robert W. Baird & Co. Incorporated|26560
FB|FACEBOOK INC|BATM|CBOE TRADING, INC.|140154
FB|FACEBOOK INC|BAYC|BAY CREST PARTNERS, LLC|256299
FB|FACEBOOK INC|BAYT|BTIG, LLC|72166
FB|FACEBOOK INC|BBNT|BB&T SECURITIES, LLC|13589
FB|FACEBOOK INC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3025
FB|FACEBOOK INC|BERN|Sanford C. Bernstein & Co., LLC|1452848
FB|FACEBOOK INC|BGCE|BGC Financial Inc.|15858
FB|FACEBOOK INC|BIAD|SAGETRADER, LLC|1085
FB|FACEBOOK INC|BIDS|BIDS TRADING L.P.|30970
FB|FACEBOOK INC|BIMI|Banca IMI Securities Corp.|46898
FB|FACEBOOK INC|BKCM|BNY Mellon Capital Markets LLC|8946
FB|FACEBOOK INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|464110
FB|FACEBOOK INC|BLKX|INSTINET, LLC|147266
FB|FACEBOOK INC|BLTK|Bulltick, Llc|4700
FB|FACEBOOK INC|BMAK|BMA SECURITIES|50
FB|FACEBOOK INC|BMOC|BMO Capital Markets Corp.|845175
FB|FACEBOOK INC|BNPX|BNP PARIBAS SECURITIES CORP.|3174928
FB|FACEBOOK INC|BRGE|Newbridge Securities Corp.|1218
FB|FACEBOOK INC|BTIG|BTIG, LLC|2302401
FB|FACEBOOK INC|BYXM|CBOE TRADING, INC.|49448
FB|FACEBOOK INC|BZXL|VOLANT LIQUIDITY, LLC|129069
FB|FACEBOOK INC|BZYD|GOLDMAN SACHS & CO. LLC|200
FB|FACEBOOK INC|CABR|Cabrera Capital Markets, Inc.|679
FB|FACEBOOK INC|CANT|Cantor Fitzgerald & Co.|83894
FB|FACEBOOK INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|474678
FB|FACEBOOK INC|CHAS|Charles Schwab & Co., Inc.|431493
FB|FACEBOOK INC|CHBC|PENSERRA SECURITIES, LLC|131000
FB|FACEBOOK INC|CHLC|CHURCHILL CAPITAL USA, INC.|2614
FB|FACEBOOK INC|CIBP|CIBC World Markets Corp.|292394
FB|FACEBOOK INC|CICF|Canaccord Genuity Corp.|4382
FB|FACEBOOK INC|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1400
FB|FACEBOOK INC|CIOI|CITIGROUP GLOBAL MARKETS INC|37800
FB|FACEBOOK INC|CIST|Capital Institutional Services, Inc.|32920
FB|FACEBOOK INC|CLSA|CLSA AMERICAS, LLC|19277
FB|FACEBOOK INC|CNFR|Cowen Prime Services LLC|200
FB|FACEBOOK INC|CNTR|PRECISION SECURITIES, LLC|1591
FB|FACEBOOK INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2067100
FB|FACEBOOK INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|91938
FB|FACEBOOK INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|450710
FB|FACEBOOK INC|CRFN|ROBINHOOD FINANCIAL, LLC|61
FB|FACEBOOK INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5722647
FB|FACEBOOK INC|CTDL|Citadel Derivatives Group Llc|266283
FB|FACEBOOK INC|CTLR|CUTLER GROUP, LP|1613
FB|FACEBOOK INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|474154
FB|FACEBOOK INC|DADA|D.A. Davidson & Co.|2813
FB|FACEBOOK INC|DAVA|Davenport & Company LLC|2137
FB|FACEBOOK INC|DAWA|Daiwa Capital Markets America Inc.|206171
FB|FACEBOOK INC|DBAB|Deutsche Bank Securities Inc.|8393305
FB|FACEBOOK INC|DBAX|Deutsche Bank Securities Inc.|1782000
FB|FACEBOOK INC|DBUL|Deutsche Bank Securities Inc.|44655
FB|FACEBOOK INC|DCHF|Dart Executions, LLC|534602
FB|FACEBOOK INC|DEAN|MORGAN STANLEY|402033
FB|FACEBOOK INC|DEGS|RONIN PROFESSIONAL LLC|420544
FB|FACEBOOK INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|997331
FB|FACEBOOK INC|DRWK|DRW SECURITIES, L.L.C.|255029
FB|FACEBOOK INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2100
FB|FACEBOOK INC|EBXL|EBX LLC|1536400
FB|FACEBOOK INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|162645
FB|FACEBOOK INC|EDJC|Edward Jones / CDS|8265
FB|FACEBOOK INC|EDJO|Edward D. Jones & Co., L.P.|121443
FB|FACEBOOK INC|EGAM|CBOE TRADING, INC.|302953
FB|FACEBOOK INC|EGAW|CBOE TRADING, INC.|6651
FB|FACEBOOK INC|EGMT|EG MARKET TECHNOLOGIES LLC|7820
FB|FACEBOOK INC|EGXM|CBOE TRADING, INC.|188103
FB|FACEBOOK INC|EGXW|CBOE TRADING, INC.|8064
FB|FACEBOOK INC|ELEV|ELEVATION, LLC|6160
FB|FACEBOOK INC|EROM|Eroom Securities L.L.C.|886
FB|FACEBOOK INC|EROP|Eroom Securities L.L.C.|1300
FB|FACEBOOK INC|ESPO|ESPOSITO SECURITIES, LLC|3074
FB|FACEBOOK INC|ETBE|Electronic Transaction Clearing, Inc.|1010751
FB|FACEBOOK INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|97
FB|FACEBOOK INC|ETCB|ETC BROKERAGE SERVICES, LLC|586
FB|FACEBOOK INC|ETCC|Electronic Transaction Clearing, Inc.|13256
FB|FACEBOOK INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|30550
FB|FACEBOOK INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|116444
FB|FACEBOOK INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|4390
FB|FACEBOOK INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|72472
FB|FACEBOOK INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|398586
FB|FACEBOOK INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1100
FB|FACEBOOK INC|ETRS|E*Trade Securities LLC|11248323
FB|FACEBOOK INC|EVRS|E1 ASSET MANAGEMENT, INC.|20
FB|FACEBOOK INC|FBCO|Credit Suisse Securities (USA) LLC|11318383
FB|FACEBOOK INC|FBSB|U.S. Bancorp Investments, Inc.|8420
FB|FACEBOOK INC|FCST|INTL FCSTONE FINANCIAL INC.|400
FB|FACEBOOK INC|FFSI|Firstrade Securities Inc.|2350
FB|FACEBOOK INC|FIDT|Fidelity Clearing Canada ULC./ CDS|576
FB|FACEBOOK INC|FILL|Tradestation Securities, Inc.|1540051
FB|FACEBOOK INC|FINX|FINTECH SECURITIES|7214
FB|FACEBOOK INC|FMAF|NBCN Inc./ CDS|69664
FB|FACEBOOK INC|FMCO|First Manhattan Co|390
FB|FACEBOOK INC|FNXS|FENIX SECURITIES, LLC|1233
FB|FACEBOOK INC|FOMA|TD AMERITRADE CLEARING, INC.|18447612
FB|FACEBOOK INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19666
FB|FACEBOOK INC|FQLS|Quantlab Securities LP|2129052
FB|FACEBOOK INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|499395
FB|FACEBOOK INC|FTBR|Foliofn Investments, Inc.|17344
FB|FACEBOOK INC|GARC|ICAP Corporates LLC|39341
FB|FACEBOOK INC|GBMT|GBM International, Inc.|16588
FB|FACEBOOK INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2156101
FB|FACEBOOK INC|GELP|RBC CAPITAL MARKETS, LLC|26136
FB|FACEBOOK INC|GFRY|JUMP TRADING, LLC|997267
FB|FACEBOOK INC|GLIS|TD Securities Inc|13358
FB|FACEBOOK INC|GLPX|ACS EXECUTION SERVICES, LLC|732248
FB|FACEBOOK INC|GSCO|GOLDMAN SACHS & CO. LLC|19763883
FB|FACEBOOK INC|GSCS|GOLDMAN SACHS & CO. LLC|1308119
FB|FACEBOOK INC|GSLT|GOLDMAN SACHS & CO. LLC|134334
FB|FACEBOOK INC|GTSZ|GTS SECURITIES LLC|4724236
FB|FACEBOOK INC|GUGS|Guggenheim Securities, LLC|70
FB|FACEBOOK INC|HAPX|HAP Trading, LLC|39722
FB|FACEBOOK INC|HASF|Haywood Securities Inc./CDS|529
FB|FACEBOOK INC|HCTA|Hardcastle Trading USA LLC|300395
FB|FACEBOOK INC|HRBF|American Enterprise Investment Services Inc.|124464
FB|FACEBOOK INC|HSBC|HSBC Securities, Inc.|871498
FB|FACEBOOK INC|IATS|INTERACTIVE BROKERS LLC|1019072
FB|FACEBOOK INC|IBKR|Interactive Brokers Llc|6918411
FB|FACEBOOK INC|IBSJ|Integrity Brokerage Services, Inc.|180
FB|FACEBOOK INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4200
FB|FACEBOOK INC|ICBX|INSTINET, LLC|951070
FB|FACEBOOK INC|IEQY|CITADEL SECURITIES LLC|2706627
FB|FACEBOOK INC|INCA|INSTINET, LLC|11206816
FB|FACEBOOK INC|INJX|INSTINET, LLC|394858
FB|FACEBOOK INC|INTL|INTL FCSTONE FINANCIAL INC.|42
FB|FACEBOOK INC|ITGI|ITG Inc.|740404
FB|FACEBOOK INC|ITGP|ITG INC.|1026400
FB|FACEBOOK INC|JANY|Janney Montgomery Scott Inc.|13718
FB|FACEBOOK INC|JEFF|JEFFERIES LLC|1131231
FB|FACEBOOK INC|JHDR|J.H. Darbie & Co., Inc.|20
FB|FACEBOOK INC|JMPT|JUMP TRADING, LLC|1195611
FB|FACEBOOK INC|JONE|JonesTrading|7034
FB|FACEBOOK INC|JPBX|J.P. MORGAN SECURITIES LLC|972244
FB|FACEBOOK INC|JPMX|J.P. Morgan Securities LLC|4777717
FB|FACEBOOK INC|JRCO|Johnson Rice & Company L.L.C.|300
FB|FACEBOOK INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|3387
FB|FACEBOOK INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|42136
FB|FACEBOOK INC|JSJX|JANE STREET CAPITAL LLC|976308
FB|FACEBOOK INC|JUTA|JUMP TRADING, LLC|333240
FB|FACEBOOK INC|KCGM|VIRTU Americas LLC|922091
FB|FACEBOOK INC|KCRD|PHX FINANCIAL, INC.|105
FB|FACEBOOK INC|KEYB|KEYBANC CAPITAL MARKETS INC.|2778800
FB|FACEBOOK INC|KING|C. L. King & Associates, Inc.|2856
FB|FACEBOOK INC|KWIL|KEY WEST INVESTMENTS, LLC|200
FB|FACEBOOK INC|LBKI|Libucki & Co., LLC|56000
FB|FACEBOOK INC|LEER|LEERINK PARTNERS LLC|1790
FB|FACEBOOK INC|LEHM|Barclays Capital Inc./Le|16755124
FB|FACEBOOK INC|LGNT|COR CLEARING LLC|2
FB|FACEBOOK INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3670
FB|FACEBOOK INC|LIME|Lime Brokerage LLC|2266317
FB|FACEBOOK INC|LIWD|LIME BROKERAGE LLC|5342
FB|FACEBOOK INC|LIWE|LIME BROKERAGE LLC|3517
FB|FACEBOOK INC|LIWK|LIME BROKERAGE LLC|351
FB|FACEBOOK INC|LMGP|LIME BROKERAGE LLC|235666
FB|FACEBOOK INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|696694
FB|FACEBOOK INC|LOOP|Loop Capital Markets LLC|2142
FB|FACEBOOK INC|LQNA|LIQUIDNET, INC.|298700
FB|FACEBOOK INC|LQNB|LIQUIDNET, INC.|9300
FB|FACEBOOK INC|LSCI|Lek Securities Corporation|900192
FB|FACEBOOK INC|LTCO|Ladenburg, Thalmann & Co., Inc.|12700
FB|FACEBOOK INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9927
FB|FACEBOOK INC|MACC|Mid Atlantic Capital Corporation|3896
FB|FACEBOOK INC|MACQ|Macquarie Capital (USA) Inc.|22281
FB|FACEBOOK INC|MAVB|Great Point Capital LLC|500
FB|FACEBOOK INC|MAXM|Maxim Group LLC|73636
FB|FACEBOOK INC|MBTS|ALLY INVEST SECURITIES LLC|42555
FB|FACEBOOK INC|MCBT|Moors & Cabot, Inc.|438
FB|FACEBOOK INC|MCMF|Raymond James Ltd. Cds|7756
FB|FACEBOOK INC|MICA|Spartan Securities Group, Ltd.|15450
FB|FACEBOOK INC|MILE|I-Bankers Securities, Inc.|85
FB|FACEBOOK INC|MKMP|MKM Partners LLC|9353
FB|FACEBOOK INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1441549
FB|FACEBOOK INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|12126
FB|FACEBOOK INC|MOTF|MOTIF INVESTING, INC.|1461
FB|FACEBOOK INC|MPSG|E D & F Man Capital Markets Inc.|10257
FB|FACEBOOK INC|MRBA|IBN FINANCIAL SERVICES, INC.|297
FB|FACEBOOK INC|MSCO|MORGAN STANLEY & CO. LLC|31652265
FB|FACEBOOK INC|MSPL|MORGAN STANLEY & CO. LLC|2367200
FB|FACEBOOK INC|MSTX|MORGAN STANLEY & CO. LLC|2091300
FB|FACEBOOK INC|MZHO|Mizuho Securities USA LLC|26200
FB|FACEBOOK INC|NATL|National Securities Corporation|6398
FB|FACEBOOK INC|NBCS|NBC Securities, INC.|56
FB|FACEBOOK INC|NEED|Needham & Company, LLC|1965
FB|FACEBOOK INC|NEUB|NEUBERGER BERMAN BD LLC|3241
FB|FACEBOOK INC|NFSC|National Financial Services LLC|12583752
FB|FACEBOOK INC|NITE|VIRTU Americas LLC|26800639
FB|FACEBOOK INC|NITP|VIRTU Americas LLC|6144
FB|FACEBOOK INC|NMRA|Nomura Securities International, Inc.|19600
FB|FACEBOOK INC|NORT|Northland Securities, Inc.|135132
FB|FACEBOOK INC|NQRB|Brut, LLC|255943
FB|FACEBOOK INC|NTFN|Network 1 Financial Securities Inc.|4
FB|FACEBOOK INC|NTRC|Northern Trust Securities, Inc.|29345
FB|FACEBOOK INC|OHOS|TWO SIGMA SECURITIES, LLC|1054314
FB|FACEBOOK INC|OLDM|OLD MISSION CAPITAL, LLC|4329
FB|FACEBOOK INC|ONEL|O'NEIL SECURITIES, INCORPORATED|17482
FB|FACEBOOK INC|OPCO|Oppenheimer & Co. Inc.|98801
FB|FACEBOOK INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7067
FB|FACEBOOK INC|PAUL|Paulson Investment Company, Inc.|32
FB|FACEBOOK INC|PCFF|Pacific International Securities Inc./CDS|502
FB|FACEBOOK INC|PCPT|PHILLIP CAPITAL INC.|94502
FB|FACEBOOK INC|PDQM|CODA MARKETS, INC.|874904
FB|FACEBOOK INC|PHLY|NASDAQ Execution Services, LLC|271200
FB|FACEBOOK INC|PICT|Pictet Overseas Inc.|14777
FB|FACEBOOK INC|PIPR|Piper Jaffray & Co.|30875
FB|FACEBOOK INC|PNSR|Penserra Securities, LLC|211387
FB|FACEBOOK INC|POIN|PRECISION SECURITIES, LLC (POIN)|4700
FB|FACEBOOK INC|PREC|PRECISION SECURITIES, LLC|900
FB|FACEBOOK INC|PRJX|JUMP TRADING, LLC|1955326
FB|FACEBOOK INC|PWJC|UBS Financial Services, Inc.|109312
FB|FACEBOOK INC|QMSR|QUATTRO M SECURITIES INC.|27438
FB|FACEBOOK INC|RAJA|Raymond James & Associates, Inc.|278999
FB|FACEBOOK INC|RBCM|RBC CAPITAL MARKETS, LLC|96478
FB|FACEBOOK INC|RCSK|Ruane, Cunniff & Goldbarb LLC|1100
FB|FACEBOOK INC|RGLD|Regal Securities, Inc|3056
FB|FACEBOOK INC|RHCO|Suntrust Robinson Humphrey, Inc.|78089
FB|FACEBOOK INC|RJLC|RJL CAPITAL GROUP, LLC|1194
FB|FACEBOOK INC|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|300
FB|FACEBOOK INC|SAGL|SAGETRADER, LLC|556624
FB|FACEBOOK INC|SAGW|SAGETRADER, LLC|953
FB|FACEBOOK INC|SALI|INTL FCSTONE FINANCIAL INC.|10616
FB|FACEBOOK INC|SBSH|Citigroup Global Markets Inc.|9601629
FB|FACEBOOK INC|SCMC|Scotia Capital Markets (USA) Inc.|550
FB|FACEBOOK INC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|935
FB|FACEBOOK INC|SEIC|SEI Investments Distribution Co.|4629
FB|FACEBOOK INC|SGMT|GOLDMAN SACHS & CO. LLC|1439462
FB|FACEBOOK INC|SHMR|ABN Amro Clearing LLC|6621
FB|FACEBOOK INC|SJLS|TRADE INFORMATICS LLC|2600
FB|FACEBOOK INC|SOGO|Wang Investment Associates, Inc.|4738
FB|FACEBOOK INC|SPDR|SPEEDROUTE LLC|494710
FB|FACEBOOK INC|SPHN|Stephens Inc.|21893
FB|FACEBOOK INC|SPNT|SEVEN POINTS CAPITAL, LLC|700
FB|FACEBOOK INC|SPTD|MINT GLOBAL MARKETS, INC.|8700
FB|FACEBOOK INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2304
FB|FACEBOOK INC|STFL|Stifel, Nicolaus & Company, Incorporated|104134
FB|FACEBOOK INC|STKP|STOCKPILE INVESTMENTS, INC.|4818
FB|FACEBOOK INC|STRS|STRATEGAS RESEARCH PARTNERS|777
FB|FACEBOOK INC|STSE|SOUTHERN TRUST SECURITIES, INC.|202
FB|FACEBOOK INC|STTT|STATETRUST INVESTMENTS INC.|33
FB|FACEBOOK INC|STXG|Stockcross Financial Services, Inc.|5130
FB|FACEBOOK INC|SWIM|TD Ameritrade, Inc.|11487903
FB|FACEBOOK INC|SWST|Hilltop Securities Inc.|28758
FB|FACEBOOK INC|TAGC|TELSEY ADVISORY GROUP LLC|200
FB|FACEBOOK INC|TDSI|TD Securities (USA) LLC|400
FB|FACEBOOK INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|345
FB|FACEBOOK INC|TKNG|ALLY INVEST SECURITIES LLC|213962
FB|FACEBOOK INC|TMBR|Timber Hill LLC|34841
FB|FACEBOOK INC|TONC|CUTTONE & CO., LLC|330
FB|FACEBOOK INC|TOUR|TOURMALINE PARTNERS, LLC|300
FB|FACEBOOK INC|TRBT|Tradebot Systems, Inc.|2532038
FB|FACEBOOK INC|TRCM|TRC MARKETS LLC|2094806
FB|FACEBOOK INC|TTUC|CUTTONE & CO., INC.|79759
FB|FACEBOOK INC|TWTT|TASTYWORKS, INC.|13228
FB|FACEBOOK INC|UBSA|UBS SECURITIES LLC|10946704
FB|FACEBOOK INC|UBSS|UBS Securities LLC|19322300
FB|FACEBOOK INC|UFPA|UNITED FIRST PARTNERS LLC|6643
FB|FACEBOOK INC|VALX|VIRTU AMERICAS LLC|152383
FB|FACEBOOK INC|VGRD|Vanguard Marketing Corporation|457560
FB|FACEBOOK INC|VIEW|VIEWTRADE SECURITIES LLC|2009
FB|FACEBOOK INC|VNDM|Wall Street Access|7853
FB|FACEBOOK INC|VSIN|Vision Financial Markets Llc|2075
FB|FACEBOOK INC|WABR|Wall Street Access|21623
FB|FACEBOOK INC|WBET|Wallachbeth Capital LLC|1308
FB|FACEBOOK INC|WBLR|WILLIAM BLAIR|14436
FB|FACEBOOK INC|WBPX|SUMMIT SECURITIES GROUP, LLC|237838
FB|FACEBOOK INC|WCHV|WELLS FARGO SECURITIES, LLC|2476296
FB|FACEBOOK INC|WDNX|WEEDEN & CO.L.P.|32170
FB|FACEBOOK INC|WEDB|WEDBUSH SECURITIES INC.|1250190
FB|FACEBOOK INC|WEED|Weeden & Co.L.P.|145586
FB|FACEBOOK INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|687901
FB|FACEBOOK INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1632779
FB|FACEBOOK INC|WFPB|Wells Fargo Securities, LLC.|1716
FB|FACEBOOK INC|WGIF|CIBC World Markets Inc.|199308
FB|FACEBOOK INC|WHOT|JUST2TRADE, INC.|34
FB|FACEBOOK INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9489
FB|FACEBOOK INC|WMLL|Watermill Institutional Trading LLC|2000
FB|FACEBOOK INC|WORD|Worden Capital Management LLC|2528
FB|FACEBOOK INC|WSAG|WALL STREET ACCESS|165
FB|FACEBOOK INC|WSEA|WOLVERINE SECURITIES, LLC|267182
FB|FACEBOOK INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|550
FB|FACEBOOK INC|WTFS|JUST2TRADE, INC.|141
FB|FACEBOOK INC|XIST|INSTINET, LLC|192524
FB|FACEBOOK INC|XPQR|Jump Trading|4200
FB|FACEBOOK INC|XPUS|XP SECURITIES, LLC|97677
FB|FACEBOOK INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2147416
FB|FACEBOOK INC|YKNA|COMHAR CAPITAL MARKETS, LLC|41363
FB|FACEBOOK INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|72806
FBC|FLAGSTAR BANCORP INC|AGIS|Aegis Capital Corp.|300
FBC|FLAGSTAR BANCORP INC|ALTX|Alternet Securities Inc.|9643
FBC|FLAGSTAR BANCORP INC|APCC|Apex Clearing Corporation|5630
FBC|FLAGSTAR BANCORP INC|AQUA|AQUA SECURITIES L.P.|4300
FBC|FLAGSTAR BANCORP INC|BATM|CBOE TRADING, INC.|1624
FBC|FLAGSTAR BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|6081
FBC|FLAGSTAR BANCORP INC|BIDS|BIDS TRADING L.P.|1000
FBC|FLAGSTAR BANCORP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|318
FBC|FLAGSTAR BANCORP INC|BLKX|INSTINET, LLC|22678
FBC|FLAGSTAR BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|2850
FBC|FLAGSTAR BANCORP INC|BTIG|BTIG, LLC|100
FBC|FLAGSTAR BANCORP INC|BYXM|CBOE TRADING, INC.|354
FBC|FLAGSTAR BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|3751
FBC|FLAGSTAR BANCORP INC|CANT|Cantor Fitzgerald & Co.|2765
FBC|FLAGSTAR BANCORP INC|CHAS|Charles Schwab & Co., Inc.|827
FBC|FLAGSTAR BANCORP INC|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
FBC|FLAGSTAR BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|211797
FBC|FLAGSTAR BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4696
FBC|FLAGSTAR BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6652
FBC|FLAGSTAR BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|277304
FBC|FLAGSTAR BANCORP INC|CTDL|Citadel Derivatives Group Llc|2917
FBC|FLAGSTAR BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|66034
FBC|FLAGSTAR BANCORP INC|DADA|D.A. Davidson & Co.|1920
FBC|FLAGSTAR BANCORP INC|DBAB|Deutsche Bank Securities Inc.|198181
FBC|FLAGSTAR BANCORP INC|DBAX|Deutsche Bank Securities Inc.|219400
FBC|FLAGSTAR BANCORP INC|DBUL|Deutsche Bank Securities Inc.|889
FBC|FLAGSTAR BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|200
FBC|FLAGSTAR BANCORP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
FBC|FLAGSTAR BANCORP INC|EBXL|EBX LLC|116300
FBC|FLAGSTAR BANCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7650
FBC|FLAGSTAR BANCORP INC|EDJO|Edward D. Jones & Co., L.P.|10
FBC|FLAGSTAR BANCORP INC|EGAM|CBOE TRADING, INC.|10912
FBC|FLAGSTAR BANCORP INC|EGAW|CBOE TRADING, INC.|306
FBC|FLAGSTAR BANCORP INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
FBC|FLAGSTAR BANCORP INC|EGXM|CBOE TRADING, INC.|3968
FBC|FLAGSTAR BANCORP INC|EGXW|CBOE TRADING, INC.|265
FBC|FLAGSTAR BANCORP INC|ETBE|Electronic Transaction Clearing, Inc.|7987
FBC|FLAGSTAR BANCORP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2200
FBC|FLAGSTAR BANCORP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8343
FBC|FLAGSTAR BANCORP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FBC|FLAGSTAR BANCORP INC|ETRS|E*Trade Securities LLC|7098
FBC|FLAGSTAR BANCORP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12886
FBC|FLAGSTAR BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74058
FBC|FLAGSTAR BANCORP INC|FTBR|Foliofn Investments, Inc.|360
FBC|FLAGSTAR BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|200
FBC|FLAGSTAR BANCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|41083
FBC|FLAGSTAR BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|546987
FBC|FLAGSTAR BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|2146
FBC|FLAGSTAR BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|8808
FBC|FLAGSTAR BANCORP INC|GTSZ|GTS SECURITIES LLC|29196
FBC|FLAGSTAR BANCORP INC|HRBF|American Enterprise Investment Services Inc.|3
FBC|FLAGSTAR BANCORP INC|HSBC|HSBC Securities, Inc.|5340
FBC|FLAGSTAR BANCORP INC|IATS|INTERACTIVE BROKERS LLC|16145
FBC|FLAGSTAR BANCORP INC|IBKR|Interactive Brokers Llc|34646
FBC|FLAGSTAR BANCORP INC|ICBX|INSTINET, LLC|37712
FBC|FLAGSTAR BANCORP INC|IEQY|CITADEL SECURITIES LLC|21009
FBC|FLAGSTAR BANCORP INC|INCA|INSTINET, LLC|111451
FBC|FLAGSTAR BANCORP INC|INJX|INSTINET, LLC|18185
FBC|FLAGSTAR BANCORP INC|ITGI|ITG Inc.|95830
FBC|FLAGSTAR BANCORP INC|ITGP|ITG INC.|81400
FBC|FLAGSTAR BANCORP INC|JEFF|JEFFERIES LLC|302841
FBC|FLAGSTAR BANCORP INC|JMPT|JUMP TRADING, LLC|24372
FBC|FLAGSTAR BANCORP INC|JONE|JonesTrading|18399
FBC|FLAGSTAR BANCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|19993
FBC|FLAGSTAR BANCORP INC|JPMX|J.P. Morgan Securities LLC|387428
FBC|FLAGSTAR BANCORP INC|JSJX|JANE STREET CAPITAL LLC|10065
FBC|FLAGSTAR BANCORP INC|KBWI|Keefe, Bruyette & Woods, Inc.|2000
FBC|FLAGSTAR BANCORP INC|KCGM|VIRTU Americas LLC|45675
FBC|FLAGSTAR BANCORP INC|LAFC|R. F. Lafferty & Co., Inc.|4670
FBC|FLAGSTAR BANCORP INC|LEHM|Barclays Capital Inc./Le|417064
FBC|FLAGSTAR BANCORP INC|LIME|Lime Brokerage LLC|18299
FBC|FLAGSTAR BANCORP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|53364
FBC|FLAGSTAR BANCORP INC|LQNA|LIQUIDNET, INC.|77700
FBC|FLAGSTAR BANCORP INC|LSCI|Lek Securities Corporation|1314
FBC|FLAGSTAR BANCORP INC|LTCO|Ladenburg, Thalmann & Co., Inc.|1200
FBC|FLAGSTAR BANCORP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
FBC|FLAGSTAR BANCORP INC|MACQ|Macquarie Capital (USA) Inc.|100
FBC|FLAGSTAR BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121626
FBC|FLAGSTAR BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|1329003
FBC|FLAGSTAR BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|285100
FBC|FLAGSTAR BANCORP INC|MSTX|MORGAN STANLEY & CO. LLC|68800
FBC|FLAGSTAR BANCORP INC|NFSC|National Financial Services LLC|27113
FBC|FLAGSTAR BANCORP INC|NITE|VIRTU Americas LLC|142006
FBC|FLAGSTAR BANCORP INC|NQRB|Brut, LLC|9681
FBC|FLAGSTAR BANCORP INC|OPCO|Oppenheimer & Co. Inc.|79
FBC|FLAGSTAR BANCORP INC|PDQM|CODA MARKETS, INC.|32032
FBC|FLAGSTAR BANCORP INC|PIPR|Piper Jaffray & Co.|122770
FBC|FLAGSTAR BANCORP INC|PREC|PRECISION SECURITIES, LLC|2400
FBC|FLAGSTAR BANCORP INC|PWJC|UBS Financial Services, Inc.|492
FBC|FLAGSTAR BANCORP INC|QMSR|QUATTRO M SECURITIES INC.|147
FBC|FLAGSTAR BANCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|2600
FBC|FLAGSTAR BANCORP INC|RJLC|RJL CAPITAL GROUP, LLC|2975
FBC|FLAGSTAR BANCORP INC|SAGL|SAGETRADER, LLC|15810
FBC|FLAGSTAR BANCORP INC|SBSH|Citigroup Global Markets Inc.|39544
FBC|FLAGSTAR BANCORP INC|SDLR|Sandler, O'Neill & Partners, L.P.|30408
FBC|FLAGSTAR BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|66811
FBC|FLAGSTAR BANCORP INC|SPDR|SPEEDROUTE LLC|14123
FBC|FLAGSTAR BANCORP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
FBC|FLAGSTAR BANCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|125300
FBC|FLAGSTAR BANCORP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3367
FBC|FLAGSTAR BANCORP INC|SWIM|TD Ameritrade, Inc.|1828
FBC|FLAGSTAR BANCORP INC|TKNG|ALLY INVEST SECURITIES LLC|304
FBC|FLAGSTAR BANCORP INC|TMBR|Timber Hill LLC|259
FBC|FLAGSTAR BANCORP INC|TOUR|TOURMALINE PARTNERS, LLC|11800
FBC|FLAGSTAR BANCORP INC|TRBT|Tradebot Systems, Inc.|109195
FBC|FLAGSTAR BANCORP INC|TRCM|TRC MARKETS LLC|59874
FBC|FLAGSTAR BANCORP INC|UBSA|UBS SECURITIES LLC|672359
FBC|FLAGSTAR BANCORP INC|UBSS|UBS Securities LLC|519391
FBC|FLAGSTAR BANCORP INC|VALX|VIRTU AMERICAS LLC|8368
FBC|FLAGSTAR BANCORP INC|VGRD|Vanguard Marketing Corporation|150
FBC|FLAGSTAR BANCORP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|425
FBC|FLAGSTAR BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|35704
FBC|FLAGSTAR BANCORP INC|WEDB|WEDBUSH SECURITIES INC.|762
FBC|FLAGSTAR BANCORP INC|WEED|Weeden & Co.L.P.|7600
FBC|FLAGSTAR BANCORP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5242
FBC|FLAGSTAR BANCORP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1295
FBC|FLAGSTAR BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|369
FBC|FLAGSTAR BANCORP INC|XIST|INSTINET, LLC|40800
FBC|FLAGSTAR BANCORP INC|XPQR|Jump Trading|2100
FBC|FLAGSTAR BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26600
FBC|FLAGSTAR BANCORP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|306
FBC|FLAGSTAR BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|850
FBGX|FI ENHANCED LRG CAP|APCC|Apex Clearing Corporation|7
FBGX|FI ENHANCED LRG CAP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|53
FBGX|FI ENHANCED LRG CAP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|143
FBGX|FI ENHANCED LRG CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|528
FBGX|FI ENHANCED LRG CAP|ETRS|E*Trade Securities LLC|261
FBGX|FI ENHANCED LRG CAP|GSCO|GOLDMAN SACHS & CO. LLC|388
FBGX|FI ENHANCED LRG CAP|GSLT|GOLDMAN SACHS & CO. LLC|2505
FBGX|FI ENHANCED LRG CAP|HRBF|American Enterprise Investment Services Inc.|288
FBGX|FI ENHANCED LRG CAP|IBKR|Interactive Brokers Llc|414
FBGX|FI ENHANCED LRG CAP|INCA|INSTINET, LLC|182
FBGX|FI ENHANCED LRG CAP|ITGI|ITG Inc.|249
FBGX|FI ENHANCED LRG CAP|JSJX|JANE STREET CAPITAL LLC|1064
FBGX|FI ENHANCED LRG CAP|LIME|Lime Brokerage LLC|319
FBGX|FI ENHANCED LRG CAP|MOTF|MOTIF INVESTING, INC.|1
FBGX|FI ENHANCED LRG CAP|MSCO|MORGAN STANLEY & CO. LLC|6138
FBGX|FI ENHANCED LRG CAP|NFSC|National Financial Services LLC|905
FBGX|FI ENHANCED LRG CAP|NITE|VIRTU Americas LLC|911
FBGX|FI ENHANCED LRG CAP|PWJC|UBS Financial Services, Inc.|900
FBGX|FI ENHANCED LRG CAP|SBSH|Citigroup Global Markets Inc.|37
FBGX|FI ENHANCED LRG CAP|SGMT|GOLDMAN SACHS & CO. LLC|415
FBGX|FI ENHANCED LRG CAP|TRCM|TRC MARKETS LLC|516
FBGX|FI ENHANCED LRG CAP|UBSA|UBS SECURITIES LLC|301
FBGX|FI ENHANCED LRG CAP|UBSS|UBS Securities LLC|29385
FBGX|FI ENHANCED LRG CAP|VGRD|Vanguard Marketing Corporation|669
FBGX|FI ENHANCED LRG CAP|WCHV|WELLS FARGO SECURITIES, LLC|399
FBGX|FI ENHANCED LRG CAP|WSEA|WOLVERINE SECURITIES, LLC|52
FBHS|FORTUNE BRANDS HOME|ABLE|NATIXIS Securities Americas LLC|90998
FBHS|FORTUNE BRANDS HOME|ALTX|Alternet Securities Inc.|17917
FBHS|FORTUNE BRANDS HOME|APCC|Apex Clearing Corporation|89
FBHS|FORTUNE BRANDS HOME|AQUA|AQUA SECURITIES L.P.|2500
FBHS|FORTUNE BRANDS HOME|BALE|M&T SECURITIES, INC.|710
FBHS|FORTUNE BRANDS HOME|BANK|Primevest Financial Services, Inc.|116
FBHS|FORTUNE BRANDS HOME|BARD|Robert W. Baird & Co. Incorporated|49535
FBHS|FORTUNE BRANDS HOME|BATM|CBOE TRADING, INC.|28015
FBHS|FORTUNE BRANDS HOME|BAYC|BAY CREST PARTNERS, LLC|6792
FBHS|FORTUNE BRANDS HOME|BAYT|BTIG, LLC|6500
FBHS|FORTUNE BRANDS HOME|BBNT|BB&T SECURITIES, LLC|1258
FBHS|FORTUNE BRANDS HOME|BERN|Sanford C. Bernstein & Co., LLC|764048
FBHS|FORTUNE BRANDS HOME|BIAD|SAGETRADER, LLC|51
FBHS|FORTUNE BRANDS HOME|BIDS|BIDS TRADING L.P.|400
FBHS|FORTUNE BRANDS HOME|BKCM|BNY Mellon Capital Markets LLC|90
FBHS|FORTUNE BRANDS HOME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6324
FBHS|FORTUNE BRANDS HOME|BLKX|INSTINET, LLC|81200
FBHS|FORTUNE BRANDS HOME|BNPX|BNP PARIBAS SECURITIES CORP.|95340
FBHS|FORTUNE BRANDS HOME|BTIG|BTIG, LLC|83054
FBHS|FORTUNE BRANDS HOME|BYXM|CBOE TRADING, INC.|2352
FBHS|FORTUNE BRANDS HOME|BZYD|GOLDMAN SACHS & CO. LLC|100
FBHS|FORTUNE BRANDS HOME|CANT|Cantor Fitzgerald & Co.|41
FBHS|FORTUNE BRANDS HOME|CBLC|CITIGROUP GLOBAL MARKETS INC.|514570
FBHS|FORTUNE BRANDS HOME|CHAS|Charles Schwab & Co., Inc.|4485
FBHS|FORTUNE BRANDS HOME|CIBP|CIBC World Markets Corp.|689304
FBHS|FORTUNE BRANDS HOME|CIOI|CITIGROUP GLOBAL MARKETS INC|32300
FBHS|FORTUNE BRANDS HOME|CIST|Capital Institutional Services, Inc.|13889
FBHS|FORTUNE BRANDS HOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|611471
FBHS|FORTUNE BRANDS HOME|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1672
FBHS|FORTUNE BRANDS HOME|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
FBHS|FORTUNE BRANDS HOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|867859
FBHS|FORTUNE BRANDS HOME|CTDL|Citadel Derivatives Group Llc|29922
FBHS|FORTUNE BRANDS HOME|CTLR|CUTLER GROUP, LP|100
FBHS|FORTUNE BRANDS HOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|110792
FBHS|FORTUNE BRANDS HOME|DADA|D.A. Davidson & Co.|1000
FBHS|FORTUNE BRANDS HOME|DAVA|Davenport & Company LLC|843
FBHS|FORTUNE BRANDS HOME|DBAB|Deutsche Bank Securities Inc.|398477
FBHS|FORTUNE BRANDS HOME|DBAX|Deutsche Bank Securities Inc.|771000
FBHS|FORTUNE BRANDS HOME|DBUL|Deutsche Bank Securities Inc.|8433
FBHS|FORTUNE BRANDS HOME|DCHF|Dart Executions, LLC|1670
FBHS|FORTUNE BRANDS HOME|DEAN|MORGAN STANLEY|9580
FBHS|FORTUNE BRANDS HOME|DEGS|RONIN PROFESSIONAL LLC|300
FBHS|FORTUNE BRANDS HOME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10218
FBHS|FORTUNE BRANDS HOME|DRWK|DRW SECURITIES, L.L.C.|4383
FBHS|FORTUNE BRANDS HOME|EBXL|EBX LLC|788600
FBHS|FORTUNE BRANDS HOME|ECUT|CONVERGEX EXECUTION SOLUTIONS|5431
FBHS|FORTUNE BRANDS HOME|EDJO|Edward D. Jones & Co., L.P.|6867
FBHS|FORTUNE BRANDS HOME|EGAM|CBOE TRADING, INC.|32963
FBHS|FORTUNE BRANDS HOME|EGAW|CBOE TRADING, INC.|335
FBHS|FORTUNE BRANDS HOME|EGMT|EG MARKET TECHNOLOGIES LLC|700
FBHS|FORTUNE BRANDS HOME|EGXM|CBOE TRADING, INC.|3615
FBHS|FORTUNE BRANDS HOME|EGXW|CBOE TRADING, INC.|162
FBHS|FORTUNE BRANDS HOME|ETBE|Electronic Transaction Clearing, Inc.|31096
FBHS|FORTUNE BRANDS HOME|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
FBHS|FORTUNE BRANDS HOME|ETCB|ETC BROKERAGE SERVICES, LLC|5
FBHS|FORTUNE BRANDS HOME|ETCC|Electronic Transaction Clearing, Inc.|1021
FBHS|FORTUNE BRANDS HOME|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13377
FBHS|FORTUNE BRANDS HOME|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1483
FBHS|FORTUNE BRANDS HOME|ETRS|E*Trade Securities LLC|11206
FBHS|FORTUNE BRANDS HOME|FBRC|B. RILEY FBR, INC.|12953
FBHS|FORTUNE BRANDS HOME|FBSB|U.S. Bancorp Investments, Inc.|608
FBHS|FORTUNE BRANDS HOME|FIDT|Fidelity Clearing Canada ULC./ CDS|170
FBHS|FORTUNE BRANDS HOME|FILL|Tradestation Securities, Inc.|1266
FBHS|FORTUNE BRANDS HOME|FINX|FINTECH SECURITIES|467
FBHS|FORTUNE BRANDS HOME|FMAF|NBCN Inc./ CDS|1961
FBHS|FORTUNE BRANDS HOME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14973
FBHS|FORTUNE BRANDS HOME|FQLS|Quantlab Securities LP|703712
FBHS|FORTUNE BRANDS HOME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|149057
FBHS|FORTUNE BRANDS HOME|FTBR|Foliofn Investments, Inc.|919
FBHS|FORTUNE BRANDS HOME|GEBB|GLOBAL EXECUTION BROKERS, LP|4426
FBHS|FORTUNE BRANDS HOME|GLPX|ACS EXECUTION SERVICES, LLC|26943
FBHS|FORTUNE BRANDS HOME|GSCO|GOLDMAN SACHS & CO. LLC|2551963
FBHS|FORTUNE BRANDS HOME|GSCS|GOLDMAN SACHS & CO. LLC|4619
FBHS|FORTUNE BRANDS HOME|GSLT|GOLDMAN SACHS & CO. LLC|20961
FBHS|FORTUNE BRANDS HOME|GTSZ|GTS SECURITIES LLC|202179
FBHS|FORTUNE BRANDS HOME|HAPX|HAP Trading, LLC|12075
FBHS|FORTUNE BRANDS HOME|HPPX|POTAMUS TRADING, LLC|860
FBHS|FORTUNE BRANDS HOME|HRBF|American Enterprise Investment Services Inc.|1663
FBHS|FORTUNE BRANDS HOME|HSBC|HSBC Securities, Inc.|489
FBHS|FORTUNE BRANDS HOME|IATS|INTERACTIVE BROKERS LLC|5475
FBHS|FORTUNE BRANDS HOME|IBKR|Interactive Brokers Llc|14283
FBHS|FORTUNE BRANDS HOME|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1534
FBHS|FORTUNE BRANDS HOME|ICBX|INSTINET, LLC|82559
FBHS|FORTUNE BRANDS HOME|IEQY|CITADEL SECURITIES LLC|299442
FBHS|FORTUNE BRANDS HOME|INCA|INSTINET, LLC|517569
FBHS|FORTUNE BRANDS HOME|INJX|INSTINET, LLC|6333
FBHS|FORTUNE BRANDS HOME|ITGI|ITG Inc.|36086
FBHS|FORTUNE BRANDS HOME|ITGP|ITG INC.|387800
FBHS|FORTUNE BRANDS HOME|JANY|Janney Montgomery Scott Inc.|1107
FBHS|FORTUNE BRANDS HOME|JEFF|JEFFERIES LLC|358165
FBHS|FORTUNE BRANDS HOME|JMPT|JUMP TRADING, LLC|249243
FBHS|FORTUNE BRANDS HOME|JONE|JonesTrading|35
FBHS|FORTUNE BRANDS HOME|JPBX|J.P. MORGAN SECURITIES LLC|134934
FBHS|FORTUNE BRANDS HOME|JPMX|J.P. Morgan Securities LLC|972932
FBHS|FORTUNE BRANDS HOME|JSJX|JANE STREET CAPITAL LLC|11762
FBHS|FORTUNE BRANDS HOME|KCGM|VIRTU Americas LLC|81149
FBHS|FORTUNE BRANDS HOME|LEHM|Barclays Capital Inc./Le|1919247
FBHS|FORTUNE BRANDS HOME|LGNT|COR CLEARING LLC|1
FBHS|FORTUNE BRANDS HOME|LIME|Lime Brokerage LLC|65608
FBHS|FORTUNE BRANDS HOME|LMNX|LUMINEX TRADING & ANALYTICS LLC|1713434
FBHS|FORTUNE BRANDS HOME|LOOP|Loop Capital Markets LLC|175
FBHS|FORTUNE BRANDS HOME|LQNA|LIQUIDNET, INC.|255700
FBHS|FORTUNE BRANDS HOME|LSCI|Lek Securities Corporation|1126
FBHS|FORTUNE BRANDS HOME|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
FBHS|FORTUNE BRANDS HOME|MACC|Mid Atlantic Capital Corporation|1205
FBHS|FORTUNE BRANDS HOME|MACQ|Macquarie Capital (USA) Inc.|12048
FBHS|FORTUNE BRANDS HOME|MAXM|Maxim Group LLC|2
FBHS|FORTUNE BRANDS HOME|MCMF|Raymond James Ltd. Cds|120
FBHS|FORTUNE BRANDS HOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|212288
FBHS|FORTUNE BRANDS HOME|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
FBHS|FORTUNE BRANDS HOME|MOTF|MOTIF INVESTING, INC.|1
FBHS|FORTUNE BRANDS HOME|MSCO|MORGAN STANLEY & CO. LLC|2643110
FBHS|FORTUNE BRANDS HOME|MSPL|MORGAN STANLEY & CO. LLC|582600
FBHS|FORTUNE BRANDS HOME|MSTX|MORGAN STANLEY & CO. LLC|437800
FBHS|FORTUNE BRANDS HOME|NFSC|National Financial Services LLC|118951
FBHS|FORTUNE BRANDS HOME|NITE|VIRTU Americas LLC|277982
FBHS|FORTUNE BRANDS HOME|NITP|VIRTU Americas LLC|1142
FBHS|FORTUNE BRANDS HOME|NMRA|Nomura Securities International, Inc.|100
FBHS|FORTUNE BRANDS HOME|NQRB|Brut, LLC|12879
FBHS|FORTUNE BRANDS HOME|NTBF|BMO Nesbitt Burns Inc./CDS|100
FBHS|FORTUNE BRANDS HOME|NTRC|Northern Trust Securities, Inc.|620
FBHS|FORTUNE BRANDS HOME|OHOS|TWO SIGMA SECURITIES, LLC|67080
FBHS|FORTUNE BRANDS HOME|OPCO|Oppenheimer & Co. Inc.|1402
FBHS|FORTUNE BRANDS HOME|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
FBHS|FORTUNE BRANDS HOME|PDQM|CODA MARKETS, INC.|98086
FBHS|FORTUNE BRANDS HOME|PHLY|NASDAQ Execution Services, LLC|6200
FBHS|FORTUNE BRANDS HOME|PIPR|Piper Jaffray & Co.|200
FBHS|FORTUNE BRANDS HOME|PWJC|UBS Financial Services, Inc.|5919
FBHS|FORTUNE BRANDS HOME|QMSR|QUATTRO M SECURITIES INC.|1472
FBHS|FORTUNE BRANDS HOME|RBCM|RBC CAPITAL MARKETS, LLC|5367
FBHS|FORTUNE BRANDS HOME|RHCO|Suntrust Robinson Humphrey, Inc.|11950
FBHS|FORTUNE BRANDS HOME|RHOX|XR Securities LLC|32323
FBHS|FORTUNE BRANDS HOME|RILY|B. RILEY FBR, INC.|12953
FBHS|FORTUNE BRANDS HOME|SAGL|SAGETRADER, LLC|93417
FBHS|FORTUNE BRANDS HOME|SAGW|SAGETRADER, LLC|212
FBHS|FORTUNE BRANDS HOME|SBRX|MURIEL SIEBERT & CO INC|5
FBHS|FORTUNE BRANDS HOME|SBSH|Citigroup Global Markets Inc.|837859
FBHS|FORTUNE BRANDS HOME|SEIC|SEI Investments Distribution Co.|2136
FBHS|FORTUNE BRANDS HOME|SGMT|GOLDMAN SACHS & CO. LLC|342286
FBHS|FORTUNE BRANDS HOME|SPDR|SPEEDROUTE LLC|17768
FBHS|FORTUNE BRANDS HOME|SPGS|Sea Port Group Securities, LLC|8141
FBHS|FORTUNE BRANDS HOME|STFL|Stifel, Nicolaus & Company, Incorporated|195443
FBHS|FORTUNE BRANDS HOME|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4051
FBHS|FORTUNE BRANDS HOME|SWIM|TD Ameritrade, Inc.|49606
FBHS|FORTUNE BRANDS HOME|SWST|Hilltop Securities Inc.|3517
FBHS|FORTUNE BRANDS HOME|TKNG|ALLY INVEST SECURITIES LLC|1566
FBHS|FORTUNE BRANDS HOME|TMBR|Timber Hill LLC|4
FBHS|FORTUNE BRANDS HOME|TOUR|TOURMALINE PARTNERS, LLC|11565
FBHS|FORTUNE BRANDS HOME|TRBT|Tradebot Systems, Inc.|411137
FBHS|FORTUNE BRANDS HOME|TRCM|TRC MARKETS LLC|518870
FBHS|FORTUNE BRANDS HOME|UBSA|UBS SECURITIES LLC|1147040
FBHS|FORTUNE BRANDS HOME|UBSS|UBS Securities LLC|1022227
FBHS|FORTUNE BRANDS HOME|VALX|VIRTU AMERICAS LLC|11364
FBHS|FORTUNE BRANDS HOME|VGRD|Vanguard Marketing Corporation|3778
FBHS|FORTUNE BRANDS HOME|WBLR|WILLIAM BLAIR|18802
FBHS|FORTUNE BRANDS HOME|WBPX|SUMMIT SECURITIES GROUP, LLC|2911
FBHS|FORTUNE BRANDS HOME|WCHV|WELLS FARGO SECURITIES, LLC|102993
FBHS|FORTUNE BRANDS HOME|WDNX|WEEDEN & CO.L.P.|2644
FBHS|FORTUNE BRANDS HOME|WEDB|WEDBUSH SECURITIES INC.|8768
FBHS|FORTUNE BRANDS HOME|WEED|Weeden & Co.L.P.|1799
FBHS|FORTUNE BRANDS HOME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12308
FBHS|FORTUNE BRANDS HOME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12361
FBHS|FORTUNE BRANDS HOME|WLTH|WEALTHFRONT BROKERAGE CORPORATION|871
FBHS|FORTUNE BRANDS HOME|WSAG|WALL STREET ACCESS|100
FBHS|FORTUNE BRANDS HOME|WSEA|WOLVERINE SECURITIES, LLC|1805
FBHS|FORTUNE BRANDS HOME|XIST|INSTINET, LLC|61526
FBHS|FORTUNE BRANDS HOME|XPQR|Jump Trading|5276
FBHS|FORTUNE BRANDS HOME|XSTM|NATIONAL FINANCIAL SERVICES LLC|58030
FBHS|FORTUNE BRANDS HOME|YKNA|COMHAR CAPITAL MARKETS, LLC|1913
FBHS|FORTUNE BRANDS HOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4770
FBIO|FORTRESS BIOTECH INC|ALTX|Alternet Securities Inc.|1109
FBIO|FORTRESS BIOTECH INC|APCC|Apex Clearing Corporation|2353
FBIO|FORTRESS BIOTECH INC|BATM|CBOE TRADING, INC.|198
FBIO|FORTRESS BIOTECH INC|BERN|Sanford C. Bernstein & Co., LLC|1300
FBIO|FORTRESS BIOTECH INC|BMOC|BMO Capital Markets Corp.|5343
FBIO|FORTRESS BIOTECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|1749
FBIO|FORTRESS BIOTECH INC|BTIG|BTIG, LLC|708
FBIO|FORTRESS BIOTECH INC|CLSA|CLSA AMERICAS, LLC|300
FBIO|FORTRESS BIOTECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19777
FBIO|FORTRESS BIOTECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1620
FBIO|FORTRESS BIOTECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16876
FBIO|FORTRESS BIOTECH INC|CTDL|Citadel Derivatives Group Llc|484
FBIO|FORTRESS BIOTECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4166
FBIO|FORTRESS BIOTECH INC|DBAB|Deutsche Bank Securities Inc.|76981
FBIO|FORTRESS BIOTECH INC|DBAX|Deutsche Bank Securities Inc.|10100
FBIO|FORTRESS BIOTECH INC|DEGS|RONIN PROFESSIONAL LLC|24192
FBIO|FORTRESS BIOTECH INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|37254
FBIO|FORTRESS BIOTECH INC|EBXL|EBX LLC|3900
FBIO|FORTRESS BIOTECH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1900
FBIO|FORTRESS BIOTECH INC|EDJO|Edward D. Jones & Co., L.P.|2750
FBIO|FORTRESS BIOTECH INC|EGAM|CBOE TRADING, INC.|400
FBIO|FORTRESS BIOTECH INC|EGXM|CBOE TRADING, INC.|515
FBIO|FORTRESS BIOTECH INC|EGXW|CBOE TRADING, INC.|15011
FBIO|FORTRESS BIOTECH INC|ETBE|Electronic Transaction Clearing, Inc.|800
FBIO|FORTRESS BIOTECH INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
FBIO|FORTRESS BIOTECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|635
FBIO|FORTRESS BIOTECH INC|ETRS|E*Trade Securities LLC|36791
FBIO|FORTRESS BIOTECH INC|FBCO|Credit Suisse Securities (USA) LLC|71158
FBIO|FORTRESS BIOTECH INC|FBRC|B. RILEY FBR, INC.|100
FBIO|FORTRESS BIOTECH INC|FILL|Tradestation Securities, Inc.|1500
FBIO|FORTRESS BIOTECH INC|FOMA|TD AMERITRADE CLEARING, INC.|134059
FBIO|FORTRESS BIOTECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19134
FBIO|FORTRESS BIOTECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|14666
FBIO|FORTRESS BIOTECH INC|GLPX|ACS EXECUTION SERVICES, LLC|344
FBIO|FORTRESS BIOTECH INC|GSCO|GOLDMAN SACHS & CO. LLC|95189
FBIO|FORTRESS BIOTECH INC|GSLT|GOLDMAN SACHS & CO. LLC|70
FBIO|FORTRESS BIOTECH INC|GTSZ|GTS SECURITIES LLC|798
FBIO|FORTRESS BIOTECH INC|HSBC|HSBC Securities, Inc.|349
FBIO|FORTRESS BIOTECH INC|IATS|INTERACTIVE BROKERS LLC|200
FBIO|FORTRESS BIOTECH INC|IBKR|Interactive Brokers Llc|51203
FBIO|FORTRESS BIOTECH INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|626
FBIO|FORTRESS BIOTECH INC|ICBX|INSTINET, LLC|2800
FBIO|FORTRESS BIOTECH INC|IEQY|CITADEL SECURITIES LLC|1400
FBIO|FORTRESS BIOTECH INC|INCA|INSTINET, LLC|19453
FBIO|FORTRESS BIOTECH INC|INJX|INSTINET, LLC|200
FBIO|FORTRESS BIOTECH INC|ITGI|ITG Inc.|61587
FBIO|FORTRESS BIOTECH INC|ITGP|ITG INC.|29400
FBIO|FORTRESS BIOTECH INC|JEFF|JEFFERIES LLC|7822
FBIO|FORTRESS BIOTECH INC|JHDR|J.H. Darbie & Co., Inc.|500
FBIO|FORTRESS BIOTECH INC|JMPT|JUMP TRADING, LLC|1837
FBIO|FORTRESS BIOTECH INC|JONE|JonesTrading|7200
FBIO|FORTRESS BIOTECH INC|JPMX|J.P. Morgan Securities LLC|23038
FBIO|FORTRESS BIOTECH INC|JSJX|JANE STREET CAPITAL LLC|394
FBIO|FORTRESS BIOTECH INC|KCGM|VIRTU Americas LLC|4688
FBIO|FORTRESS BIOTECH INC|LEHM|Barclays Capital Inc./Le|48077
FBIO|FORTRESS BIOTECH INC|LIME|Lime Brokerage LLC|85869
FBIO|FORTRESS BIOTECH INC|LSCI|Lek Securities Corporation|10
FBIO|FORTRESS BIOTECH INC|MAXM|Maxim Group LLC|3495
FBIO|FORTRESS BIOTECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5716
FBIO|FORTRESS BIOTECH INC|MSCO|MORGAN STANLEY & CO. LLC|222147
FBIO|FORTRESS BIOTECH INC|MSPL|MORGAN STANLEY & CO. LLC|12400
FBIO|FORTRESS BIOTECH INC|MSTX|MORGAN STANLEY & CO. LLC|9600
FBIO|FORTRESS BIOTECH INC|NATL|National Securities Corporation|1000
FBIO|FORTRESS BIOTECH INC|NFSC|National Financial Services LLC|126595
FBIO|FORTRESS BIOTECH INC|NITE|VIRTU Americas LLC|328783
FBIO|FORTRESS BIOTECH INC|NQRB|Brut, LLC|202
FBIO|FORTRESS BIOTECH INC|NTFN|Network 1 Financial Securities Inc.|30109
FBIO|FORTRESS BIOTECH INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3629
FBIO|FORTRESS BIOTECH INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3667
FBIO|FORTRESS BIOTECH INC|PCFF|Pacific International Securities Inc./CDS|13590
FBIO|FORTRESS BIOTECH INC|PDQM|CODA MARKETS, INC.|644
FBIO|FORTRESS BIOTECH INC|RBCM|RBC CAPITAL MARKETS, LLC|70231
FBIO|FORTRESS BIOTECH INC|SBSH|Citigroup Global Markets Inc.|41123
FBIO|FORTRESS BIOTECH INC|SGMT|GOLDMAN SACHS & CO. LLC|4616
FBIO|FORTRESS BIOTECH INC|SPDR|SPEEDROUTE LLC|840
FBIO|FORTRESS BIOTECH INC|SWIM|TD Ameritrade, Inc.|4000
FBIO|FORTRESS BIOTECH INC|SWST|Hilltop Securities Inc.|3220
FBIO|FORTRESS BIOTECH INC|TKNG|ALLY INVEST SECURITIES LLC|3182
FBIO|FORTRESS BIOTECH INC|TRBT|Tradebot Systems, Inc.|9202
FBIO|FORTRESS BIOTECH INC|TRCM|TRC MARKETS LLC|8487
FBIO|FORTRESS BIOTECH INC|UBSA|UBS SECURITIES LLC|44021
FBIO|FORTRESS BIOTECH INC|UBSS|UBS Securities LLC|169201
FBIO|FORTRESS BIOTECH INC|VALX|VIRTU AMERICAS LLC|1527
FBIO|FORTRESS BIOTECH INC|VGRD|Vanguard Marketing Corporation|52223
FBIO|FORTRESS BIOTECH INC|WCHV|WELLS FARGO SECURITIES, LLC|54152
FBIO|FORTRESS BIOTECH INC|WEED|Weeden & Co.L.P.|718
FBIO|FORTRESS BIOTECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2076
FBIO|FORTRESS BIOTECH INC|WGIF|CIBC World Markets Inc.|1904
FBIO|FORTRESS BIOTECH INC|WSEA|WOLVERINE SECURITIES, LLC|301
FBIO|FORTRESS BIOTECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
FBIO|FORTRESS BIOTECH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FBIO|FORTRESS BIOTECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8620
FBIOP|FORTRESS BIO PREF A|BATM|CBOE TRADING, INC.|100
FBIOP|FORTRESS BIO PREF A|BRGE|Newbridge Securities Corp.|200
FBIOP|FORTRESS BIO PREF A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1416
FBIOP|FORTRESS BIO PREF A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3588
FBIOP|FORTRESS BIO PREF A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
FBIOP|FORTRESS BIO PREF A|DBAX|Deutsche Bank Securities Inc.|1400
FBIOP|FORTRESS BIO PREF A|EBXL|EBX LLC|400
FBIOP|FORTRESS BIO PREF A|EGAM|CBOE TRADING, INC.|100
FBIOP|FORTRESS BIO PREF A|EGXW|CBOE TRADING, INC.|500
FBIOP|FORTRESS BIO PREF A|ETRS|E*Trade Securities LLC|2522
FBIOP|FORTRESS BIO PREF A|FBCO|Credit Suisse Securities (USA) LLC|1150
FBIOP|FORTRESS BIO PREF A|FOMA|TD AMERITRADE CLEARING, INC.|3455
FBIOP|FORTRESS BIO PREF A|GLPX|ACS EXECUTION SERVICES, LLC|250
FBIOP|FORTRESS BIO PREF A|GSCO|GOLDMAN SACHS & CO. LLC|700
FBIOP|FORTRESS BIO PREF A|GSCS|GOLDMAN SACHS & CO. LLC|300
FBIOP|FORTRESS BIO PREF A|IBKR|Interactive Brokers Llc|1210
FBIOP|FORTRESS BIO PREF A|INCA|INSTINET, LLC|313
FBIOP|FORTRESS BIO PREF A|LEHM|Barclays Capital Inc./Le|200
FBIOP|FORTRESS BIO PREF A|LIME|Lime Brokerage LLC|400
FBIOP|FORTRESS BIO PREF A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FBIOP|FORTRESS BIO PREF A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FBIOP|FORTRESS BIO PREF A|MSCO|MORGAN STANLEY & CO. LLC|538
FBIOP|FORTRESS BIO PREF A|NATL|National Securities Corporation|12210
FBIOP|FORTRESS BIO PREF A|NFSC|National Financial Services LLC|3144
FBIOP|FORTRESS BIO PREF A|NITE|VIRTU Americas LLC|3969
FBIOP|FORTRESS BIO PREF A|NQRB|Brut, LLC|200
FBIOP|FORTRESS BIO PREF A|OPCO|Oppenheimer & Co. Inc.|300
FBIOP|FORTRESS BIO PREF A|PDQM|CODA MARKETS, INC.|350
FBIOP|FORTRESS BIO PREF A|SPDR|SPEEDROUTE LLC|300
FBIOP|FORTRESS BIO PREF A|SWIM|TD Ameritrade, Inc.|50
FBIOP|FORTRESS BIO PREF A|TKNG|ALLY INVEST SECURITIES LLC|200
FBIOP|FORTRESS BIO PREF A|UBSA|UBS SECURITIES LLC|1400
FBIOP|FORTRESS BIO PREF A|UBSS|UBS Securities LLC|26158
FBIOP|FORTRESS BIO PREF A|VGRD|Vanguard Marketing Corporation|50
FBIOP|FORTRESS BIO PREF A|WCHV|WELLS FARGO SECURITIES, LLC|256
FBIZ|FIRST BUSINESS FINAN|APCC|Apex Clearing Corporation|11
FBIZ|FIRST BUSINESS FINAN|BARD|Robert W. Baird & Co. Incorporated|1208
FBIZ|FIRST BUSINESS FINAN|BATM|CBOE TRADING, INC.|19
FBIZ|FIRST BUSINESS FINAN|BAYC|BAY CREST PARTNERS, LLC|639
FBIZ|FIRST BUSINESS FINAN|BERN|Sanford C. Bernstein & Co., LLC|186
FBIZ|FIRST BUSINESS FINAN|BMOC|BMO Capital Markets Corp.|1319
FBIZ|FIRST BUSINESS FINAN|BNPX|BNP PARIBAS SECURITIES CORP.|876
FBIZ|FIRST BUSINESS FINAN|BTIG|BTIG, LLC|3
FBIZ|FIRST BUSINESS FINAN|BYXM|CBOE TRADING, INC.|100
FBIZ|FIRST BUSINESS FINAN|BZYD|GOLDMAN SACHS & CO. LLC|1203
FBIZ|FIRST BUSINESS FINAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4850
FBIZ|FIRST BUSINESS FINAN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14863
FBIZ|FIRST BUSINESS FINAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8148
FBIZ|FIRST BUSINESS FINAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2839
FBIZ|FIRST BUSINESS FINAN|CTDL|Citadel Derivatives Group Llc|1903
FBIZ|FIRST BUSINESS FINAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|674
FBIZ|FIRST BUSINESS FINAN|DADA|D.A. Davidson & Co.|981
FBIZ|FIRST BUSINESS FINAN|DBAB|Deutsche Bank Securities Inc.|25973
FBIZ|FIRST BUSINESS FINAN|DBAX|Deutsche Bank Securities Inc.|1800
FBIZ|FIRST BUSINESS FINAN|DEAN|MORGAN STANLEY|46
FBIZ|FIRST BUSINESS FINAN|DEGS|RONIN PROFESSIONAL LLC|400
FBIZ|FIRST BUSINESS FINAN|EBXL|EBX LLC|4900
FBIZ|FIRST BUSINESS FINAN|EGXM|CBOE TRADING, INC.|201
FBIZ|FIRST BUSINESS FINAN|EGXW|CBOE TRADING, INC.|100
FBIZ|FIRST BUSINESS FINAN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1400
FBIZ|FIRST BUSINESS FINAN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FBIZ|FIRST BUSINESS FINAN|ETRS|E*Trade Securities LLC|150
FBIZ|FIRST BUSINESS FINAN|FBCO|Credit Suisse Securities (USA) LLC|38106
FBIZ|FIRST BUSINESS FINAN|FOMA|TD AMERITRADE CLEARING, INC.|810
FBIZ|FIRST BUSINESS FINAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2014
FBIZ|FIRST BUSINESS FINAN|FTBR|Foliofn Investments, Inc.|15
FBIZ|FIRST BUSINESS FINAN|GEBB|GLOBAL EXECUTION BROKERS, LP|2867
FBIZ|FIRST BUSINESS FINAN|GLPX|ACS EXECUTION SERVICES, LLC|2099
FBIZ|FIRST BUSINESS FINAN|GSCO|GOLDMAN SACHS & CO. LLC|28651
FBIZ|FIRST BUSINESS FINAN|GSCS|GOLDMAN SACHS & CO. LLC|2369
FBIZ|FIRST BUSINESS FINAN|GTSZ|GTS SECURITIES LLC|17399
FBIZ|FIRST BUSINESS FINAN|HOVD|HOVDE GROUP, LLC|420
FBIZ|FIRST BUSINESS FINAN|IATS|INTERACTIVE BROKERS LLC|396
FBIZ|FIRST BUSINESS FINAN|IBKR|Interactive Brokers Llc|4234
FBIZ|FIRST BUSINESS FINAN|ICBX|INSTINET, LLC|1700
FBIZ|FIRST BUSINESS FINAN|IEQY|CITADEL SECURITIES LLC|991
FBIZ|FIRST BUSINESS FINAN|INCA|INSTINET, LLC|23989
FBIZ|FIRST BUSINESS FINAN|INJX|INSTINET, LLC|1239
FBIZ|FIRST BUSINESS FINAN|ITGI|ITG Inc.|34041
FBIZ|FIRST BUSINESS FINAN|ITGP|ITG INC.|11800
FBIZ|FIRST BUSINESS FINAN|JEFF|JEFFERIES LLC|3220
FBIZ|FIRST BUSINESS FINAN|JPMX|J.P. Morgan Securities LLC|2171
FBIZ|FIRST BUSINESS FINAN|KCGM|VIRTU Americas LLC|944
FBIZ|FIRST BUSINESS FINAN|LEHM|Barclays Capital Inc./Le|9565
FBIZ|FIRST BUSINESS FINAN|LIME|Lime Brokerage LLC|25568
FBIZ|FIRST BUSINESS FINAN|LMGP|LIME BROKERAGE LLC|200
FBIZ|FIRST BUSINESS FINAN|LQNA|LIQUIDNET, INC.|68400
FBIZ|FIRST BUSINESS FINAN|MAXM|Maxim Group LLC|650
FBIZ|FIRST BUSINESS FINAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4700
FBIZ|FIRST BUSINESS FINAN|MSCO|MORGAN STANLEY & CO. LLC|67868
FBIZ|FIRST BUSINESS FINAN|MSPL|MORGAN STANLEY & CO. LLC|9700
FBIZ|FIRST BUSINESS FINAN|NFSC|National Financial Services LLC|11881
FBIZ|FIRST BUSINESS FINAN|NITE|VIRTU Americas LLC|24358
FBIZ|FIRST BUSINESS FINAN|NQRB|Brut, LLC|100
FBIZ|FIRST BUSINESS FINAN|PDQM|CODA MARKETS, INC.|3803
FBIZ|FIRST BUSINESS FINAN|RBCM|RBC CAPITAL MARKETS, LLC|400
FBIZ|FIRST BUSINESS FINAN|SBSH|Citigroup Global Markets Inc.|8432
FBIZ|FIRST BUSINESS FINAN|SGMT|GOLDMAN SACHS & CO. LLC|2692
FBIZ|FIRST BUSINESS FINAN|SPDR|SPEEDROUTE LLC|100
FBIZ|FIRST BUSINESS FINAN|STFL|Stifel, Nicolaus & Company, Incorporated|579
FBIZ|FIRST BUSINESS FINAN|SWIM|TD Ameritrade, Inc.|10875
FBIZ|FIRST BUSINESS FINAN|TMBR|Timber Hill LLC|95
FBIZ|FIRST BUSINESS FINAN|TRBT|Tradebot Systems, Inc.|403
FBIZ|FIRST BUSINESS FINAN|TRCM|TRC MARKETS LLC|13242
FBIZ|FIRST BUSINESS FINAN|UBSA|UBS SECURITIES LLC|17225
FBIZ|FIRST BUSINESS FINAN|UBSS|UBS Securities LLC|20880
FBIZ|FIRST BUSINESS FINAN|VALX|VIRTU AMERICAS LLC|275
FBIZ|FIRST BUSINESS FINAN|WCHV|WELLS FARGO SECURITIES, LLC|2715
FBIZ|FIRST BUSINESS FINAN|WEED|Weeden & Co.L.P.|6400
FBIZ|FIRST BUSINESS FINAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6
FBIZ|FIRST BUSINESS FINAN|WSEA|WOLVERINE SECURITIES, LLC|2
FBIZ|FIRST BUSINESS FINAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
FBIZ|FIRST BUSINESS FINAN|YKNA|COMHAR CAPITAL MARKETS, LLC|120
FBK|FB FINANCIAL CP|ALTX|Alternet Securities Inc.|2200
FBK|FB FINANCIAL CP|APCC|Apex Clearing Corporation|15
FBK|FB FINANCIAL CP|BATM|CBOE TRADING, INC.|587
FBK|FB FINANCIAL CP|BNKS|Fig Partners, LLC|1588
FBK|FB FINANCIAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|2661
FBK|FB FINANCIAL CP|BYXM|CBOE TRADING, INC.|100
FBK|FB FINANCIAL CP|BZYD|GOLDMAN SACHS & CO. LLC|1888
FBK|FB FINANCIAL CP|CHAS|Charles Schwab & Co., Inc.|129
FBK|FB FINANCIAL CP|CIST|Capital Institutional Services, Inc.|2784
FBK|FB FINANCIAL CP|CMPT|Compass Point Research & Trading, LLC|300
FBK|FB FINANCIAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46873
FBK|FB FINANCIAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|57
FBK|FB FINANCIAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43347
FBK|FB FINANCIAL CP|CTDL|Citadel Derivatives Group Llc|1079
FBK|FB FINANCIAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4304
FBK|FB FINANCIAL CP|DBAB|Deutsche Bank Securities Inc.|10425
FBK|FB FINANCIAL CP|DBAX|Deutsche Bank Securities Inc.|52400
FBK|FB FINANCIAL CP|DBUL|Deutsche Bank Securities Inc.|400
FBK|FB FINANCIAL CP|DEAN|MORGAN STANLEY|898
FBK|FB FINANCIAL CP|DEGS|RONIN PROFESSIONAL LLC|400
FBK|FB FINANCIAL CP|EBXL|EBX LLC|43800
FBK|FB FINANCIAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|743
FBK|FB FINANCIAL CP|EDJO|Edward D. Jones & Co., L.P.|25
FBK|FB FINANCIAL CP|EGAM|CBOE TRADING, INC.|1034
FBK|FB FINANCIAL CP|EGMT|EG MARKET TECHNOLOGIES LLC|300
FBK|FB FINANCIAL CP|EGXM|CBOE TRADING, INC.|512
FBK|FB FINANCIAL CP|EGXW|CBOE TRADING, INC.|100
FBK|FB FINANCIAL CP|ETBE|Electronic Transaction Clearing, Inc.|200
FBK|FB FINANCIAL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
FBK|FB FINANCIAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6572
FBK|FB FINANCIAL CP|ETRS|E*Trade Securities LLC|845
FBK|FB FINANCIAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2457
FBK|FB FINANCIAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28468
FBK|FB FINANCIAL CP|FTBR|Foliofn Investments, Inc.|143
FBK|FB FINANCIAL CP|GLPX|ACS EXECUTION SERVICES, LLC|4768
FBK|FB FINANCIAL CP|GSCO|GOLDMAN SACHS & CO. LLC|127423
FBK|FB FINANCIAL CP|GSCS|GOLDMAN SACHS & CO. LLC|4615
FBK|FB FINANCIAL CP|GSLT|GOLDMAN SACHS & CO. LLC|478
FBK|FB FINANCIAL CP|GTSZ|GTS SECURITIES LLC|29833
FBK|FB FINANCIAL CP|IATS|INTERACTIVE BROKERS LLC|1812
FBK|FB FINANCIAL CP|IBKR|Interactive Brokers Llc|22
FBK|FB FINANCIAL CP|ICBX|INSTINET, LLC|12010
FBK|FB FINANCIAL CP|IEQY|CITADEL SECURITIES LLC|8378
FBK|FB FINANCIAL CP|INCA|INSTINET, LLC|49024
FBK|FB FINANCIAL CP|INJX|INSTINET, LLC|1254
FBK|FB FINANCIAL CP|ITGI|ITG Inc.|20065
FBK|FB FINANCIAL CP|ITGP|ITG INC.|21200
FBK|FB FINANCIAL CP|JEFF|JEFFERIES LLC|47359
FBK|FB FINANCIAL CP|JMPT|JUMP TRADING, LLC|5606
FBK|FB FINANCIAL CP|JPBX|J.P. MORGAN SECURITIES LLC|6372
FBK|FB FINANCIAL CP|JPMX|J.P. Morgan Securities LLC|95211
FBK|FB FINANCIAL CP|JSJX|JANE STREET CAPITAL LLC|1905
FBK|FB FINANCIAL CP|KCGM|VIRTU Americas LLC|5823
FBK|FB FINANCIAL CP|LEHM|Barclays Capital Inc./Le|89348
FBK|FB FINANCIAL CP|LIME|Lime Brokerage LLC|17529
FBK|FB FINANCIAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38830
FBK|FB FINANCIAL CP|MOTF|MOTIF INVESTING, INC.|33
FBK|FB FINANCIAL CP|MSCO|MORGAN STANLEY & CO. LLC|311738
FBK|FB FINANCIAL CP|MSPL|MORGAN STANLEY & CO. LLC|69300
FBK|FB FINANCIAL CP|MSTX|MORGAN STANLEY & CO. LLC|1400
FBK|FB FINANCIAL CP|NFSC|National Financial Services LLC|6523
FBK|FB FINANCIAL CP|NITE|VIRTU Americas LLC|41376
FBK|FB FINANCIAL CP|NQRB|Brut, LLC|3851
FBK|FB FINANCIAL CP|NTRC|Northern Trust Securities, Inc.|14353
FBK|FB FINANCIAL CP|OPCO|Oppenheimer & Co. Inc.|37
FBK|FB FINANCIAL CP|PDQM|CODA MARKETS, INC.|39704
FBK|FB FINANCIAL CP|PWJC|UBS Financial Services, Inc.|19
FBK|FB FINANCIAL CP|RBCM|RBC CAPITAL MARKETS, LLC|730
FBK|FB FINANCIAL CP|SAGL|SAGETRADER, LLC|15103
FBK|FB FINANCIAL CP|SBSH|Citigroup Global Markets Inc.|7761
FBK|FB FINANCIAL CP|SGMT|GOLDMAN SACHS & CO. LLC|25921
FBK|FB FINANCIAL CP|SPDR|SPEEDROUTE LLC|4814
FBK|FB FINANCIAL CP|SPHN|Stephens Inc.|182772
FBK|FB FINANCIAL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1260
FBK|FB FINANCIAL CP|SWIM|TD Ameritrade, Inc.|756
FBK|FB FINANCIAL CP|TMBR|Timber Hill LLC|14
FBK|FB FINANCIAL CP|TRBT|Tradebot Systems, Inc.|18515
FBK|FB FINANCIAL CP|TRCM|TRC MARKETS LLC|10154
FBK|FB FINANCIAL CP|UBSA|UBS SECURITIES LLC|82083
FBK|FB FINANCIAL CP|UBSS|UBS Securities LLC|99283
FBK|FB FINANCIAL CP|VALX|VIRTU AMERICAS LLC|11984
FBK|FB FINANCIAL CP|VGRD|Vanguard Marketing Corporation|38
FBK|FB FINANCIAL CP|WCHV|WELLS FARGO SECURITIES, LLC|30823
FBK|FB FINANCIAL CP|WEED|Weeden & Co.L.P.|400
FBK|FB FINANCIAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|414
FBK|FB FINANCIAL CP|WSEA|WOLVERINE SECURITIES, LLC|3600
FBK|FB FINANCIAL CP|XIST|INSTINET, LLC|3200
FBK|FB FINANCIAL CP|XPQR|Jump Trading|500
FBK|FB FINANCIAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
FBK|FB FINANCIAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
FBK|FB FINANCIAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1550
FBM|FOUNDATION BUILDING|ALTX|Alternet Securities Inc.|3889
FBM|FOUNDATION BUILDING|APCC|Apex Clearing Corporation|11
FBM|FOUNDATION BUILDING|BATM|CBOE TRADING, INC.|574
FBM|FOUNDATION BUILDING|BERN|Sanford C. Bernstein & Co., LLC|2400
FBM|FOUNDATION BUILDING|BLKX|INSTINET, LLC|57073
FBM|FOUNDATION BUILDING|BNPX|BNP PARIBAS SECURITIES CORP.|1279
FBM|FOUNDATION BUILDING|BYXM|CBOE TRADING, INC.|91
FBM|FOUNDATION BUILDING|BZYD|GOLDMAN SACHS & CO. LLC|1601
FBM|FOUNDATION BUILDING|CHAS|Charles Schwab & Co., Inc.|1587
FBM|FOUNDATION BUILDING|CIST|Capital Institutional Services, Inc.|153
FBM|FOUNDATION BUILDING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1153
FBM|FOUNDATION BUILDING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15610
FBM|FOUNDATION BUILDING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45271
FBM|FOUNDATION BUILDING|CTDL|Citadel Derivatives Group Llc|2217
FBM|FOUNDATION BUILDING|CXCX|CITIGROUP GLOBAL MARKETS INC.|15222
FBM|FOUNDATION BUILDING|DBAB|Deutsche Bank Securities Inc.|24817
FBM|FOUNDATION BUILDING|DBAX|Deutsche Bank Securities Inc.|50900
FBM|FOUNDATION BUILDING|DEAN|MORGAN STANLEY|2797
FBM|FOUNDATION BUILDING|DEGS|RONIN PROFESSIONAL LLC|700
FBM|FOUNDATION BUILDING|EBXL|EBX LLC|67400
FBM|FOUNDATION BUILDING|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
FBM|FOUNDATION BUILDING|EGAM|CBOE TRADING, INC.|2315
FBM|FOUNDATION BUILDING|EGMT|EG MARKET TECHNOLOGIES LLC|100
FBM|FOUNDATION BUILDING|EGXM|CBOE TRADING, INC.|1413
FBM|FOUNDATION BUILDING|EGXW|CBOE TRADING, INC.|100
FBM|FOUNDATION BUILDING|ETBE|Electronic Transaction Clearing, Inc.|400
FBM|FOUNDATION BUILDING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5284
FBM|FOUNDATION BUILDING|ETRS|E*Trade Securities LLC|6373
FBM|FOUNDATION BUILDING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27296
FBM|FOUNDATION BUILDING|FTBR|Foliofn Investments, Inc.|168
FBM|FOUNDATION BUILDING|GLIS|TD Securities Inc|25
FBM|FOUNDATION BUILDING|GLPX|ACS EXECUTION SERVICES, LLC|16522
FBM|FOUNDATION BUILDING|GSCO|GOLDMAN SACHS & CO. LLC|116280
FBM|FOUNDATION BUILDING|GSCS|GOLDMAN SACHS & CO. LLC|6064
FBM|FOUNDATION BUILDING|GSLT|GOLDMAN SACHS & CO. LLC|1320
FBM|FOUNDATION BUILDING|GTSZ|GTS SECURITIES LLC|7351
FBM|FOUNDATION BUILDING|HPPX|POTAMUS TRADING, LLC|2493
FBM|FOUNDATION BUILDING|HRBF|American Enterprise Investment Services Inc.|1000
FBM|FOUNDATION BUILDING|HSBC|HSBC Securities, Inc.|3257
FBM|FOUNDATION BUILDING|IATS|INTERACTIVE BROKERS LLC|2216
FBM|FOUNDATION BUILDING|IBKR|Interactive Brokers Llc|1643
FBM|FOUNDATION BUILDING|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|91
FBM|FOUNDATION BUILDING|ICBX|INSTINET, LLC|14900
FBM|FOUNDATION BUILDING|IEQY|CITADEL SECURITIES LLC|2840
FBM|FOUNDATION BUILDING|INCA|INSTINET, LLC|37089
FBM|FOUNDATION BUILDING|INJX|INSTINET, LLC|335
FBM|FOUNDATION BUILDING|ITGI|ITG Inc.|16432
FBM|FOUNDATION BUILDING|ITGP|ITG INC.|30800
FBM|FOUNDATION BUILDING|JEFF|JEFFERIES LLC|157943
FBM|FOUNDATION BUILDING|JMPT|JUMP TRADING, LLC|3241
FBM|FOUNDATION BUILDING|JPBX|J.P. MORGAN SECURITIES LLC|4978
FBM|FOUNDATION BUILDING|JPMX|J.P. Morgan Securities LLC|243482
FBM|FOUNDATION BUILDING|JSJX|JANE STREET CAPITAL LLC|2164
FBM|FOUNDATION BUILDING|KCGM|VIRTU Americas LLC|29767
FBM|FOUNDATION BUILDING|LEHM|Barclays Capital Inc./Le|38247
FBM|FOUNDATION BUILDING|LIME|Lime Brokerage LLC|9435
FBM|FOUNDATION BUILDING|LOOP|Loop Capital Markets LLC|740
FBM|FOUNDATION BUILDING|LQNA|LIQUIDNET, INC.|55200
FBM|FOUNDATION BUILDING|LSCI|Lek Securities Corporation|20
FBM|FOUNDATION BUILDING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21200
FBM|FOUNDATION BUILDING|MSCO|MORGAN STANLEY & CO. LLC|92695
FBM|FOUNDATION BUILDING|MSPL|MORGAN STANLEY & CO. LLC|47000
FBM|FOUNDATION BUILDING|MSTX|MORGAN STANLEY & CO. LLC|1400
FBM|FOUNDATION BUILDING|NFSC|National Financial Services LLC|7159
FBM|FOUNDATION BUILDING|NITE|VIRTU Americas LLC|41413
FBM|FOUNDATION BUILDING|NQRB|Brut, LLC|1108
FBM|FOUNDATION BUILDING|NTRC|Northern Trust Securities, Inc.|209
FBM|FOUNDATION BUILDING|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1592
FBM|FOUNDATION BUILDING|PDQM|CODA MARKETS, INC.|27709
FBM|FOUNDATION BUILDING|RBCM|RBC CAPITAL MARKETS, LLC|382
FBM|FOUNDATION BUILDING|SAGL|SAGETRADER, LLC|800
FBM|FOUNDATION BUILDING|SAGW|SAGETRADER, LLC|35
FBM|FOUNDATION BUILDING|SBSH|Citigroup Global Markets Inc.|14229
FBM|FOUNDATION BUILDING|SGMT|GOLDMAN SACHS & CO. LLC|36155
FBM|FOUNDATION BUILDING|SIDC|Sidoti & Company, LLC|100
FBM|FOUNDATION BUILDING|SPDR|SPEEDROUTE LLC|5202
FBM|FOUNDATION BUILDING|STFL|Stifel, Nicolaus & Company, Incorporated|400
FBM|FOUNDATION BUILDING|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
FBM|FOUNDATION BUILDING|SWIM|TD Ameritrade, Inc.|2612
FBM|FOUNDATION BUILDING|TKNG|ALLY INVEST SECURITIES LLC|700
FBM|FOUNDATION BUILDING|TRBT|Tradebot Systems, Inc.|8631
FBM|FOUNDATION BUILDING|TRCM|TRC MARKETS LLC|12752
FBM|FOUNDATION BUILDING|UBSA|UBS SECURITIES LLC|91239
FBM|FOUNDATION BUILDING|UBSS|UBS Securities LLC|96385
FBM|FOUNDATION BUILDING|VALX|VIRTU AMERICAS LLC|4861
FBM|FOUNDATION BUILDING|VGRD|Vanguard Marketing Corporation|30
FBM|FOUNDATION BUILDING|WCHV|WELLS FARGO SECURITIES, LLC|3827
FBM|FOUNDATION BUILDING|WEED|Weeden & Co.L.P.|2800
FBM|FOUNDATION BUILDING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8770
FBM|FOUNDATION BUILDING|WFPB|Wells Fargo Securities, LLC.|123
FBM|FOUNDATION BUILDING|WSEA|WOLVERINE SECURITIES, LLC|2
FBM|FOUNDATION BUILDING|XIST|INSTINET, LLC|4000
FBM|FOUNDATION BUILDING|XSTM|NATIONAL FINANCIAL SERVICES LLC|23350
FBM|FOUNDATION BUILDING|YKNA|COMHAR CAPITAL MARKETS, LLC|265
FBM|FOUNDATION BUILDING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3509
FBMS|FIRST BANCSHS (MS)|APCC|Apex Clearing Corporation|8
FBMS|FIRST BANCSHS (MS)|BATM|CBOE TRADING, INC.|152
FBMS|FIRST BANCSHS (MS)|BAYC|BAY CREST PARTNERS, LLC|57
FBMS|FIRST BANCSHS (MS)|BERN|Sanford C. Bernstein & Co., LLC|1500
FBMS|FIRST BANCSHS (MS)|BMOC|BMO Capital Markets Corp.|1809
FBMS|FIRST BANCSHS (MS)|BNKS|Fig Partners, LLC|9928
FBMS|FIRST BANCSHS (MS)|BNPX|BNP PARIBAS SECURITIES CORP.|1324
FBMS|FIRST BANCSHS (MS)|BTIG|BTIG, LLC|6137
FBMS|FIRST BANCSHS (MS)|BZYD|GOLDMAN SACHS & CO. LLC|979
FBMS|FIRST BANCSHS (MS)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|142
FBMS|FIRST BANCSHS (MS)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2325
FBMS|FIRST BANCSHS (MS)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1713
FBMS|FIRST BANCSHS (MS)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13831
FBMS|FIRST BANCSHS (MS)|CTDL|Citadel Derivatives Group Llc|1917
FBMS|FIRST BANCSHS (MS)|CXCX|CITIGROUP GLOBAL MARKETS INC.|2290
FBMS|FIRST BANCSHS (MS)|DBAB|Deutsche Bank Securities Inc.|48369
FBMS|FIRST BANCSHS (MS)|DBAX|Deutsche Bank Securities Inc.|9400
FBMS|FIRST BANCSHS (MS)|DEAN|MORGAN STANLEY|200
FBMS|FIRST BANCSHS (MS)|DEGS|RONIN PROFESSIONAL LLC|2171
FBMS|FIRST BANCSHS (MS)|EBXL|EBX LLC|3400
FBMS|FIRST BANCSHS (MS)|ECUT|CONVERGEX EXECUTION SOLUTIONS|99
FBMS|FIRST BANCSHS (MS)|EDJO|Edward D. Jones & Co., L.P.|928
FBMS|FIRST BANCSHS (MS)|EGAM|CBOE TRADING, INC.|100
FBMS|FIRST BANCSHS (MS)|EGXM|CBOE TRADING, INC.|100
FBMS|FIRST BANCSHS (MS)|ETRS|E*Trade Securities LLC|1007
FBMS|FIRST BANCSHS (MS)|FBCO|Credit Suisse Securities (USA) LLC|20525
FBMS|FIRST BANCSHS (MS)|FOMA|TD AMERITRADE CLEARING, INC.|2168
FBMS|FIRST BANCSHS (MS)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7627
FBMS|FIRST BANCSHS (MS)|FTBR|Foliofn Investments, Inc.|435
FBMS|FIRST BANCSHS (MS)|GEBB|GLOBAL EXECUTION BROKERS, LP|3336
FBMS|FIRST BANCSHS (MS)|GLPX|ACS EXECUTION SERVICES, LLC|1185
FBMS|FIRST BANCSHS (MS)|GSCO|GOLDMAN SACHS & CO. LLC|131434
FBMS|FIRST BANCSHS (MS)|GSCS|GOLDMAN SACHS & CO. LLC|2289
FBMS|FIRST BANCSHS (MS)|GSLT|GOLDMAN SACHS & CO. LLC|185
FBMS|FIRST BANCSHS (MS)|GTSZ|GTS SECURITIES LLC|2726
FBMS|FIRST BANCSHS (MS)|HOVD|HOVDE GROUP, LLC|3486
FBMS|FIRST BANCSHS (MS)|IBKR|Interactive Brokers Llc|5526
FBMS|FIRST BANCSHS (MS)|ICBX|INSTINET, LLC|1500
FBMS|FIRST BANCSHS (MS)|IEQY|CITADEL SECURITIES LLC|1877
FBMS|FIRST BANCSHS (MS)|INCA|INSTINET, LLC|32069
FBMS|FIRST BANCSHS (MS)|INJX|INSTINET, LLC|5001
FBMS|FIRST BANCSHS (MS)|ITGI|ITG Inc.|4795
FBMS|FIRST BANCSHS (MS)|ITGP|ITG INC.|7200
FBMS|FIRST BANCSHS (MS)|JEFF|JEFFERIES LLC|4928
FBMS|FIRST BANCSHS (MS)|JPBX|J.P. MORGAN SECURITIES LLC|6674
FBMS|FIRST BANCSHS (MS)|JPMX|J.P. Morgan Securities LLC|19466
FBMS|FIRST BANCSHS (MS)|KBWI|Keefe, Bruyette & Woods, Inc.|18946
FBMS|FIRST BANCSHS (MS)|KCGM|VIRTU Americas LLC|3095
FBMS|FIRST BANCSHS (MS)|LEHM|Barclays Capital Inc./Le|61981
FBMS|FIRST BANCSHS (MS)|LIME|Lime Brokerage LLC|42836
FBMS|FIRST BANCSHS (MS)|LMGP|LIME BROKERAGE LLC|4800
FBMS|FIRST BANCSHS (MS)|LQNA|LIQUIDNET, INC.|14000
FBMS|FIRST BANCSHS (MS)|MAXM|Maxim Group LLC|1226
FBMS|FIRST BANCSHS (MS)|MBTS|ALLY INVEST SECURITIES LLC|392
FBMS|FIRST BANCSHS (MS)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14548
FBMS|FIRST BANCSHS (MS)|MSCO|MORGAN STANLEY & CO. LLC|186853
FBMS|FIRST BANCSHS (MS)|MSPL|MORGAN STANLEY & CO. LLC|10200
FBMS|FIRST BANCSHS (MS)|MSTX|MORGAN STANLEY & CO. LLC|1200
FBMS|FIRST BANCSHS (MS)|NFSC|National Financial Services LLC|598
FBMS|FIRST BANCSHS (MS)|NITE|VIRTU Americas LLC|16702
FBMS|FIRST BANCSHS (MS)|NQRB|Brut, LLC|200
FBMS|FIRST BANCSHS (MS)|OPCO|Oppenheimer & Co. Inc.|979
FBMS|FIRST BANCSHS (MS)|PDQM|CODA MARKETS, INC.|11690
FBMS|FIRST BANCSHS (MS)|PWJC|UBS Financial Services, Inc.|10
FBMS|FIRST BANCSHS (MS)|RAJA|Raymond James & Associates, Inc.|453
FBMS|FIRST BANCSHS (MS)|RBCM|RBC CAPITAL MARKETS, LLC|24
FBMS|FIRST BANCSHS (MS)|SBSH|Citigroup Global Markets Inc.|19521
FBMS|FIRST BANCSHS (MS)|SGMT|GOLDMAN SACHS & CO. LLC|3946
FBMS|FIRST BANCSHS (MS)|SPDR|SPEEDROUTE LLC|375
FBMS|FIRST BANCSHS (MS)|TRBT|Tradebot Systems, Inc.|2008
FBMS|FIRST BANCSHS (MS)|TRCM|TRC MARKETS LLC|9328
FBMS|FIRST BANCSHS (MS)|UBSS|UBS Securities LLC|142165
FBMS|FIRST BANCSHS (MS)|VALX|VIRTU AMERICAS LLC|4414
FBMS|FIRST BANCSHS (MS)|VGRD|Vanguard Marketing Corporation|164
FBMS|FIRST BANCSHS (MS)|WCHV|WELLS FARGO SECURITIES, LLC|2747
FBMS|FIRST BANCSHS (MS)|WEED|Weeden & Co.L.P.|80
FBMS|FIRST BANCSHS (MS)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|191
FBMS|FIRST BANCSHS (MS)|WSEA|WOLVERINE SECURITIES, LLC|193
FBMS|FIRST BANCSHS (MS)|XIST|INSTINET, LLC|1800
FBMS|FIRST BANCSHS (MS)|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
FBNC|FIRST BANCORP (NC)|ALTX|Alternet Securities Inc.|720
FBNC|FIRST BANCORP (NC)|APCC|Apex Clearing Corporation|11
FBNC|FIRST BANCORP (NC)|BALE|M&T SECURITIES, INC.|88
FBNC|FIRST BANCORP (NC)|BATM|CBOE TRADING, INC.|1639
FBNC|FIRST BANCORP (NC)|BBNT|BB&T SECURITIES, LLC|36
FBNC|FIRST BANCORP (NC)|BERN|Sanford C. Bernstein & Co., LLC|400
FBNC|FIRST BANCORP (NC)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6238
FBNC|FIRST BANCORP (NC)|BLKX|INSTINET, LLC|6100
FBNC|FIRST BANCORP (NC)|BMOC|BMO Capital Markets Corp.|4576
FBNC|FIRST BANCORP (NC)|BNKS|Fig Partners, LLC|6344
FBNC|FIRST BANCORP (NC)|BNPX|BNP PARIBAS SECURITIES CORP.|2929
FBNC|FIRST BANCORP (NC)|BTIG|BTIG, LLC|13
FBNC|FIRST BANCORP (NC)|BYXM|CBOE TRADING, INC.|120
FBNC|FIRST BANCORP (NC)|BZYD|GOLDMAN SACHS & CO. LLC|900
FBNC|FIRST BANCORP (NC)|CANT|Cantor Fitzgerald & Co.|337
FBNC|FIRST BANCORP (NC)|CHAS|Charles Schwab & Co., Inc.|2
FBNC|FIRST BANCORP (NC)|CIST|Capital Institutional Services, Inc.|636
FBNC|FIRST BANCORP (NC)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6210
FBNC|FIRST BANCORP (NC)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|243
FBNC|FIRST BANCORP (NC)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23691
FBNC|FIRST BANCORP (NC)|CTDL|Citadel Derivatives Group Llc|3883
FBNC|FIRST BANCORP (NC)|CTLR|CUTLER GROUP, LP|200
FBNC|FIRST BANCORP (NC)|CXCX|CITIGROUP GLOBAL MARKETS INC.|2038
FBNC|FIRST BANCORP (NC)|DBAB|Deutsche Bank Securities Inc.|102341
FBNC|FIRST BANCORP (NC)|DBAX|Deutsche Bank Securities Inc.|14000
FBNC|FIRST BANCORP (NC)|DBUL|Deutsche Bank Securities Inc.|300
FBNC|FIRST BANCORP (NC)|DEAN|MORGAN STANLEY|58
FBNC|FIRST BANCORP (NC)|DEGS|RONIN PROFESSIONAL LLC|1102
FBNC|FIRST BANCORP (NC)|EBXL|EBX LLC|11800
FBNC|FIRST BANCORP (NC)|EDJO|Edward D. Jones & Co., L.P.|8
FBNC|FIRST BANCORP (NC)|EGAM|CBOE TRADING, INC.|550
FBNC|FIRST BANCORP (NC)|EGMT|EG MARKET TECHNOLOGIES LLC|100
FBNC|FIRST BANCORP (NC)|EGXM|CBOE TRADING, INC.|297
FBNC|FIRST BANCORP (NC)|ETBE|Electronic Transaction Clearing, Inc.|100
FBNC|FIRST BANCORP (NC)|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|16
FBNC|FIRST BANCORP (NC)|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2912
FBNC|FIRST BANCORP (NC)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7991
FBNC|FIRST BANCORP (NC)|ETRS|E*Trade Securities LLC|2654
FBNC|FIRST BANCORP (NC)|FBCO|Credit Suisse Securities (USA) LLC|157199
FBNC|FIRST BANCORP (NC)|FBSB|U.S. Bancorp Investments, Inc.|886
FBNC|FIRST BANCORP (NC)|FOMA|TD AMERITRADE CLEARING, INC.|13888
FBNC|FIRST BANCORP (NC)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|425
FBNC|FIRST BANCORP (NC)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19734
FBNC|FIRST BANCORP (NC)|FTBR|Foliofn Investments, Inc.|2916
FBNC|FIRST BANCORP (NC)|GEBB|GLOBAL EXECUTION BROKERS, LP|9415
FBNC|FIRST BANCORP (NC)|GLPX|ACS EXECUTION SERVICES, LLC|3809
FBNC|FIRST BANCORP (NC)|GSCO|GOLDMAN SACHS & CO. LLC|183016
FBNC|FIRST BANCORP (NC)|GSCS|GOLDMAN SACHS & CO. LLC|1955
FBNC|FIRST BANCORP (NC)|GSLT|GOLDMAN SACHS & CO. LLC|213
FBNC|FIRST BANCORP (NC)|GTSZ|GTS SECURITIES LLC|10107
FBNC|FIRST BANCORP (NC)|HRBF|American Enterprise Investment Services Inc.|111
FBNC|FIRST BANCORP (NC)|IATS|INTERACTIVE BROKERS LLC|522
FBNC|FIRST BANCORP (NC)|IBKR|Interactive Brokers Llc|6977
FBNC|FIRST BANCORP (NC)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|229
FBNC|FIRST BANCORP (NC)|ICBX|INSTINET, LLC|4900
FBNC|FIRST BANCORP (NC)|IEQY|CITADEL SECURITIES LLC|13463
FBNC|FIRST BANCORP (NC)|INCA|INSTINET, LLC|86438
FBNC|FIRST BANCORP (NC)|INJX|INSTINET, LLC|12299
FBNC|FIRST BANCORP (NC)|ITGI|ITG Inc.|7635
FBNC|FIRST BANCORP (NC)|ITGP|ITG INC.|86600
FBNC|FIRST BANCORP (NC)|JEFF|JEFFERIES LLC|29338
FBNC|FIRST BANCORP (NC)|JMPT|JUMP TRADING, LLC|5807
FBNC|FIRST BANCORP (NC)|JONE|JonesTrading|865
FBNC|FIRST BANCORP (NC)|JPBX|J.P. MORGAN SECURITIES LLC|3250
FBNC|FIRST BANCORP (NC)|JPMX|J.P. Morgan Securities LLC|98564
FBNC|FIRST BANCORP (NC)|JSJX|JANE STREET CAPITAL LLC|1199
FBNC|FIRST BANCORP (NC)|KCGM|VIRTU Americas LLC|8564
FBNC|FIRST BANCORP (NC)|LEHM|Barclays Capital Inc./Le|116808
FBNC|FIRST BANCORP (NC)|LIME|Lime Brokerage LLC|66499
FBNC|FIRST BANCORP (NC)|LQNA|LIQUIDNET, INC.|18900
FBNC|FIRST BANCORP (NC)|MAXM|Maxim Group LLC|3207
FBNC|FIRST BANCORP (NC)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16780
FBNC|FIRST BANCORP (NC)|MOTF|MOTIF INVESTING, INC.|2
FBNC|FIRST BANCORP (NC)|MSCO|MORGAN STANLEY & CO. LLC|396540
FBNC|FIRST BANCORP (NC)|MSPL|MORGAN STANLEY & CO. LLC|49500
FBNC|FIRST BANCORP (NC)|MSTX|MORGAN STANLEY & CO. LLC|5600
FBNC|FIRST BANCORP (NC)|MULL|MARK J. MULLER EQUITIES, INC.|300
FBNC|FIRST BANCORP (NC)|NFSC|National Financial Services LLC|26625
FBNC|FIRST BANCORP (NC)|NITE|VIRTU Americas LLC|82071
FBNC|FIRST BANCORP (NC)|NITP|VIRTU Americas LLC|725
FBNC|FIRST BANCORP (NC)|NQRB|Brut, LLC|1618
FBNC|FIRST BANCORP (NC)|NTRC|Northern Trust Securities, Inc.|75775
FBNC|FIRST BANCORP (NC)|OPCO|Oppenheimer & Co. Inc.|639
FBNC|FIRST BANCORP (NC)|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FBNC|FIRST BANCORP (NC)|PDQM|CODA MARKETS, INC.|4849
FBNC|FIRST BANCORP (NC)|RAJA|Raymond James & Associates, Inc.|83341
FBNC|FIRST BANCORP (NC)|RBCM|RBC CAPITAL MARKETS, LLC|1662
FBNC|FIRST BANCORP (NC)|SAGW|SAGETRADER, LLC|33
FBNC|FIRST BANCORP (NC)|SBSH|Citigroup Global Markets Inc.|48674
FBNC|FIRST BANCORP (NC)|SDLR|Sandler, O'Neill & Partners, L.P.|3100
FBNC|FIRST BANCORP (NC)|SEIC|SEI Investments Distribution Co.|120
FBNC|FIRST BANCORP (NC)|SGMT|GOLDMAN SACHS & CO. LLC|13783
FBNC|FIRST BANCORP (NC)|SPDR|SPEEDROUTE LLC|988
FBNC|FIRST BANCORP (NC)|STFL|Stifel, Nicolaus & Company, Incorporated|5795
FBNC|FIRST BANCORP (NC)|SWIM|TD Ameritrade, Inc.|1113
FBNC|FIRST BANCORP (NC)|SWST|Hilltop Securities Inc.|46
FBNC|FIRST BANCORP (NC)|TKNG|ALLY INVEST SECURITIES LLC|215
FBNC|FIRST BANCORP (NC)|TRBT|Tradebot Systems, Inc.|21048
FBNC|FIRST BANCORP (NC)|TRCM|TRC MARKETS LLC|39411
FBNC|FIRST BANCORP (NC)|UBSA|UBS SECURITIES LLC|53031
FBNC|FIRST BANCORP (NC)|UBSS|UBS Securities LLC|134892
FBNC|FIRST BANCORP (NC)|VALX|VIRTU AMERICAS LLC|3916
FBNC|FIRST BANCORP (NC)|VGRD|Vanguard Marketing Corporation|1022
FBNC|FIRST BANCORP (NC)|WCHV|WELLS FARGO SECURITIES, LLC|16928
FBNC|FIRST BANCORP (NC)|WEED|Weeden & Co.L.P.|1800
FBNC|FIRST BANCORP (NC)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|461
FBNC|FIRST BANCORP (NC)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2251
FBNC|FIRST BANCORP (NC)|WGIF|CIBC World Markets Inc.|1355
FBNC|FIRST BANCORP (NC)|WSEA|WOLVERINE SECURITIES, LLC|1152
FBNC|FIRST BANCORP (NC)|XIST|INSTINET, LLC|1878
FBNC|FIRST BANCORP (NC)|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
FBNC|FIRST BANCORP (NC)|YKNA|COMHAR CAPITAL MARKETS, LLC|616
FBNC|FIRST BANCORP (NC)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4438
FBND|FIDELITY TOTAL BOND|APCC|Apex Clearing Corporation|30
FBND|FIDELITY TOTAL BOND|BARD|Robert W. Baird & Co. Incorporated|27
FBND|FIDELITY TOTAL BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6642
FBND|FIDELITY TOTAL BOND|BYXM|CBOE TRADING, INC.|668
FBND|FIDELITY TOTAL BOND|CANT|Cantor Fitzgerald & Co.|20
FBND|FIDELITY TOTAL BOND|CHAS|Charles Schwab & Co., Inc.|6
FBND|FIDELITY TOTAL BOND|CIST|Capital Institutional Services, Inc.|4270
FBND|FIDELITY TOTAL BOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201
FBND|FIDELITY TOTAL BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17611
FBND|FIDELITY TOTAL BOND|DBAX|Deutsche Bank Securities Inc.|10700
FBND|FIDELITY TOTAL BOND|DEAN|MORGAN STANLEY|7
FBND|FIDELITY TOTAL BOND|EBXL|EBX LLC|7000
FBND|FIDELITY TOTAL BOND|EDJO|Edward D. Jones & Co., L.P.|457
FBND|FIDELITY TOTAL BOND|EGXM|CBOE TRADING, INC.|151
FBND|FIDELITY TOTAL BOND|ETRS|E*Trade Securities LLC|271
FBND|FIDELITY TOTAL BOND|FTBR|Foliofn Investments, Inc.|7
FBND|FIDELITY TOTAL BOND|GEBB|GLOBAL EXECUTION BROKERS, LP|2322
FBND|FIDELITY TOTAL BOND|GLPX|ACS EXECUTION SERVICES, LLC|82
FBND|FIDELITY TOTAL BOND|GSCO|GOLDMAN SACHS & CO. LLC|800
FBND|FIDELITY TOTAL BOND|GSLT|GOLDMAN SACHS & CO. LLC|7
FBND|FIDELITY TOTAL BOND|GTSZ|GTS SECURITIES LLC|1284
FBND|FIDELITY TOTAL BOND|IBKR|Interactive Brokers Llc|1382
FBND|FIDELITY TOTAL BOND|ICBX|INSTINET, LLC|16500
FBND|FIDELITY TOTAL BOND|INCA|INSTINET, LLC|106
FBND|FIDELITY TOTAL BOND|JPMX|J.P. Morgan Securities LLC|4210
FBND|FIDELITY TOTAL BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|9474
FBND|FIDELITY TOTAL BOND|JSJX|JANE STREET CAPITAL LLC|81016
FBND|FIDELITY TOTAL BOND|KCGM|VIRTU Americas LLC|18517
FBND|FIDELITY TOTAL BOND|LEHM|Barclays Capital Inc./Le|35400
FBND|FIDELITY TOTAL BOND|LIME|Lime Brokerage LLC|7754
FBND|FIDELITY TOTAL BOND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
FBND|FIDELITY TOTAL BOND|MACC|Mid Atlantic Capital Corporation|123
FBND|FIDELITY TOTAL BOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21600
FBND|FIDELITY TOTAL BOND|MSCO|MORGAN STANLEY & CO. LLC|2672
FBND|FIDELITY TOTAL BOND|MSPL|MORGAN STANLEY & CO. LLC|2700
FBND|FIDELITY TOTAL BOND|NATL|National Securities Corporation|504
FBND|FIDELITY TOTAL BOND|NFSC|National Financial Services LLC|347260
FBND|FIDELITY TOTAL BOND|NITE|VIRTU Americas LLC|93879
FBND|FIDELITY TOTAL BOND|NITP|VIRTU Americas LLC|1955
FBND|FIDELITY TOTAL BOND|NQRB|Brut, LLC|719
FBND|FIDELITY TOTAL BOND|PDQM|CODA MARKETS, INC.|3793
FBND|FIDELITY TOTAL BOND|RBCM|RBC CAPITAL MARKETS, LLC|100
FBND|FIDELITY TOTAL BOND|SBSH|Citigroup Global Markets Inc.|497
FBND|FIDELITY TOTAL BOND|SGMT|GOLDMAN SACHS & CO. LLC|3619
FBND|FIDELITY TOTAL BOND|STFL|Stifel, Nicolaus & Company, Incorporated|103
FBND|FIDELITY TOTAL BOND|STKP|STOCKPILE INVESTMENTS, INC.|154
FBND|FIDELITY TOTAL BOND|TRCM|TRC MARKETS LLC|200
FBND|FIDELITY TOTAL BOND|UBSA|UBS SECURITIES LLC|40873
FBND|FIDELITY TOTAL BOND|UBSS|UBS Securities LLC|16931
FBND|FIDELITY TOTAL BOND|VGRD|Vanguard Marketing Corporation|348
FBND|FIDELITY TOTAL BOND|WCHV|WELLS FARGO SECURITIES, LLC|580
FBND|FIDELITY TOTAL BOND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|600
FBND|FIDELITY TOTAL BOND|WSEA|WOLVERINE SECURITIES, LLC|5
FBND|FIDELITY TOTAL BOND|XSTM|NATIONAL FINANCIAL SERVICES LLC|18800
FBND|FIDELITY TOTAL BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8640
FBNK|FIRST CONNECTICUT BA|AGIS|Aegis Capital Corp.|6193
FBNK|FIRST CONNECTICUT BA|APCC|Apex Clearing Corporation|53
FBNK|FIRST CONNECTICUT BA|BATM|CBOE TRADING, INC.|300
FBNK|FIRST CONNECTICUT BA|BAYT|BTIG, LLC|200
FBNK|FIRST CONNECTICUT BA|BERN|Sanford C. Bernstein & Co., LLC|2343
FBNK|FIRST CONNECTICUT BA|BMOC|BMO Capital Markets Corp.|12303
FBNK|FIRST CONNECTICUT BA|BNKS|Fig Partners, LLC|2
FBNK|FIRST CONNECTICUT BA|BNPX|BNP PARIBAS SECURITIES CORP.|1198
FBNK|FIRST CONNECTICUT BA|BYXM|CBOE TRADING, INC.|400
FBNK|FIRST CONNECTICUT BA|BZYD|GOLDMAN SACHS & CO. LLC|97
FBNK|FIRST CONNECTICUT BA|CANT|Cantor Fitzgerald & Co.|90
FBNK|FIRST CONNECTICUT BA|CHAS|Charles Schwab & Co., Inc.|4
FBNK|FIRST CONNECTICUT BA|CMPT|Compass Point Research & Trading, LLC|7101
FBNK|FIRST CONNECTICUT BA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199616
FBNK|FIRST CONNECTICUT BA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3302
FBNK|FIRST CONNECTICUT BA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|161721
FBNK|FIRST CONNECTICUT BA|CTDL|Citadel Derivatives Group Llc|2085
FBNK|FIRST CONNECTICUT BA|CXCX|CITIGROUP GLOBAL MARKETS INC.|14466
FBNK|FIRST CONNECTICUT BA|DBAB|Deutsche Bank Securities Inc.|37385
FBNK|FIRST CONNECTICUT BA|DBAX|Deutsche Bank Securities Inc.|91000
FBNK|FIRST CONNECTICUT BA|DEAN|MORGAN STANLEY|671
FBNK|FIRST CONNECTICUT BA|DEGS|RONIN PROFESSIONAL LLC|1523
FBNK|FIRST CONNECTICUT BA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7400
FBNK|FIRST CONNECTICUT BA|EBXL|EBX LLC|134600
FBNK|FIRST CONNECTICUT BA|ECUT|CONVERGEX EXECUTION SOLUTIONS|19203
FBNK|FIRST CONNECTICUT BA|EDJO|Edward D. Jones & Co., L.P.|150
FBNK|FIRST CONNECTICUT BA|EGAM|CBOE TRADING, INC.|2570
FBNK|FIRST CONNECTICUT BA|EGXM|CBOE TRADING, INC.|5
FBNK|FIRST CONNECTICUT BA|ETBE|Electronic Transaction Clearing, Inc.|600
FBNK|FIRST CONNECTICUT BA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1052
FBNK|FIRST CONNECTICUT BA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
FBNK|FIRST CONNECTICUT BA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|579
FBNK|FIRST CONNECTICUT BA|ETRS|E*Trade Securities LLC|4400
FBNK|FIRST CONNECTICUT BA|FBCO|Credit Suisse Securities (USA) LLC|200777
FBNK|FIRST CONNECTICUT BA|FBRC|B. RILEY FBR, INC.|100000
FBNK|FIRST CONNECTICUT BA|FOMA|TD AMERITRADE CLEARING, INC.|12602
FBNK|FIRST CONNECTICUT BA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24263
FBNK|FIRST CONNECTICUT BA|FTBR|Foliofn Investments, Inc.|112
FBNK|FIRST CONNECTICUT BA|GEBB|GLOBAL EXECUTION BROKERS, LP|4153
FBNK|FIRST CONNECTICUT BA|GLPX|ACS EXECUTION SERVICES, LLC|1939
FBNK|FIRST CONNECTICUT BA|GSCO|GOLDMAN SACHS & CO. LLC|160535
FBNK|FIRST CONNECTICUT BA|GSCS|GOLDMAN SACHS & CO. LLC|8521
FBNK|FIRST CONNECTICUT BA|GSLT|GOLDMAN SACHS & CO. LLC|5191
FBNK|FIRST CONNECTICUT BA|GTSZ|GTS SECURITIES LLC|6774
FBNK|FIRST CONNECTICUT BA|HOVD|HOVDE GROUP, LLC|19506
FBNK|FIRST CONNECTICUT BA|HRBF|American Enterprise Investment Services Inc.|288
FBNK|FIRST CONNECTICUT BA|IATS|INTERACTIVE BROKERS LLC|265
FBNK|FIRST CONNECTICUT BA|IBKR|Interactive Brokers Llc|31056
FBNK|FIRST CONNECTICUT BA|ICBX|INSTINET, LLC|20516
FBNK|FIRST CONNECTICUT BA|IEQY|CITADEL SECURITIES LLC|3200
FBNK|FIRST CONNECTICUT BA|INCA|INSTINET, LLC|56704
FBNK|FIRST CONNECTICUT BA|INJX|INSTINET, LLC|1568
FBNK|FIRST CONNECTICUT BA|ITGI|ITG Inc.|72319
FBNK|FIRST CONNECTICUT BA|JANY|Janney Montgomery Scott Inc.|100
FBNK|FIRST CONNECTICUT BA|JEFF|JEFFERIES LLC|10143
FBNK|FIRST CONNECTICUT BA|JMPT|JUMP TRADING, LLC|2469
FBNK|FIRST CONNECTICUT BA|JONE|JonesTrading|103012
FBNK|FIRST CONNECTICUT BA|JPMX|J.P. Morgan Securities LLC|431091
FBNK|FIRST CONNECTICUT BA|KBWI|Keefe, Bruyette & Woods, Inc.|370185
FBNK|FIRST CONNECTICUT BA|KCGM|VIRTU Americas LLC|46688
FBNK|FIRST CONNECTICUT BA|LEHM|Barclays Capital Inc./Le|533302
FBNK|FIRST CONNECTICUT BA|LIME|Lime Brokerage LLC|58060
FBNK|FIRST CONNECTICUT BA|LMGP|LIME BROKERAGE LLC|2247
FBNK|FIRST CONNECTICUT BA|LOOP|Loop Capital Markets LLC|500
FBNK|FIRST CONNECTICUT BA|LQNA|LIQUIDNET, INC.|32400
FBNK|FIRST CONNECTICUT BA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FBNK|FIRST CONNECTICUT BA|MAXM|Maxim Group LLC|1480
FBNK|FIRST CONNECTICUT BA|MKMP|MKM Partners LLC|280094
FBNK|FIRST CONNECTICUT BA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41838
FBNK|FIRST CONNECTICUT BA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3640
FBNK|FIRST CONNECTICUT BA|MSCO|MORGAN STANLEY & CO. LLC|264936
FBNK|FIRST CONNECTICUT BA|MSPL|MORGAN STANLEY & CO. LLC|94500
FBNK|FIRST CONNECTICUT BA|MSTX|MORGAN STANLEY & CO. LLC|2800
FBNK|FIRST CONNECTICUT BA|MZHO|Mizuho Securities USA LLC|265785
FBNK|FIRST CONNECTICUT BA|NFSC|National Financial Services LLC|14087
FBNK|FIRST CONNECTICUT BA|NITE|VIRTU Americas LLC|68581
FBNK|FIRST CONNECTICUT BA|NITP|VIRTU Americas LLC|352
FBNK|FIRST CONNECTICUT BA|NQRB|Brut, LLC|713
FBNK|FIRST CONNECTICUT BA|OPCO|Oppenheimer & Co. Inc.|243143
FBNK|FIRST CONNECTICUT BA|PDQM|CODA MARKETS, INC.|61642
FBNK|FIRST CONNECTICUT BA|RAJA|Raymond James & Associates, Inc.|255
FBNK|FIRST CONNECTICUT BA|RBCM|RBC CAPITAL MARKETS, LLC|1109
FBNK|FIRST CONNECTICUT BA|SAGL|SAGETRADER, LLC|7717
FBNK|FIRST CONNECTICUT BA|SAGW|SAGETRADER, LLC|65
FBNK|FIRST CONNECTICUT BA|SBSH|Citigroup Global Markets Inc.|22534
FBNK|FIRST CONNECTICUT BA|SDLR|Sandler, O'Neill & Partners, L.P.|11831
FBNK|FIRST CONNECTICUT BA|SGMT|GOLDMAN SACHS & CO. LLC|79610
FBNK|FIRST CONNECTICUT BA|SPDR|SPEEDROUTE LLC|22829
FBNK|FIRST CONNECTICUT BA|STFL|Stifel, Nicolaus & Company, Incorporated|1690
FBNK|FIRST CONNECTICUT BA|SWIM|TD Ameritrade, Inc.|3106
FBNK|FIRST CONNECTICUT BA|TKNG|ALLY INVEST SECURITIES LLC|758
FBNK|FIRST CONNECTICUT BA|TRBT|Tradebot Systems, Inc.|10065
FBNK|FIRST CONNECTICUT BA|TRCM|TRC MARKETS LLC|36276
FBNK|FIRST CONNECTICUT BA|UBSA|UBS SECURITIES LLC|213039
FBNK|FIRST CONNECTICUT BA|UBSS|UBS Securities LLC|115176
FBNK|FIRST CONNECTICUT BA|VALX|VIRTU AMERICAS LLC|18484
FBNK|FIRST CONNECTICUT BA|VGRD|Vanguard Marketing Corporation|1206
FBNK|FIRST CONNECTICUT BA|WCHV|WELLS FARGO SECURITIES, LLC|16724
FBNK|FIRST CONNECTICUT BA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|528
FBNK|FIRST CONNECTICUT BA|WSEA|WOLVERINE SECURITIES, LLC|540
FBNK|FIRST CONNECTICUT BA|XIST|INSTINET, LLC|12640
FBNK|FIRST CONNECTICUT BA|XSTM|NATIONAL FINANCIAL SERVICES LLC|4582
FBNK|FIRST CONNECTICUT BA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|836
FBP|FIRST BANCORP NEW|ALTX|Alternet Securities Inc.|6838
FBP|FIRST BANCORP NEW|ANOS|ABEL/NOSER, L.L.C.|2820
FBP|FIRST BANCORP NEW|APCC|Apex Clearing Corporation|4140
FBP|FIRST BANCORP NEW|AQUA|AQUA SECURITIES L.P.|4100
FBP|FIRST BANCORP NEW|BATM|CBOE TRADING, INC.|200
FBP|FIRST BANCORP NEW|BAYC|BAY CREST PARTNERS, LLC|2700
FBP|FIRST BANCORP NEW|BAYT|BTIG, LLC|300
FBP|FIRST BANCORP NEW|BBNT|BB&T SECURITIES, LLC|469
FBP|FIRST BANCORP NEW|BERN|Sanford C. Bernstein & Co., LLC|1600
FBP|FIRST BANCORP NEW|BIDS|BIDS TRADING L.P.|1100
FBP|FIRST BANCORP NEW|BIMI|Banca IMI Securities Corp.|266
FBP|FIRST BANCORP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|86047
FBP|FIRST BANCORP NEW|BLKX|INSTINET, LLC|33190
FBP|FIRST BANCORP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|79176
FBP|FIRST BANCORP NEW|BRVL|BLAYLOCK VAN, LLC|21290
FBP|FIRST BANCORP NEW|BTIG|BTIG, LLC|49703
FBP|FIRST BANCORP NEW|BYXM|CBOE TRADING, INC.|500
FBP|FIRST BANCORP NEW|BZYD|GOLDMAN SACHS & CO. LLC|2482
FBP|FIRST BANCORP NEW|CANT|Cantor Fitzgerald & Co.|23663
FBP|FIRST BANCORP NEW|CHAS|Charles Schwab & Co., Inc.|700
FBP|FIRST BANCORP NEW|CIST|Capital Institutional Services, Inc.|16
FBP|FIRST BANCORP NEW|CMPT|Compass Point Research & Trading, LLC|1641
FBP|FIRST BANCORP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|153431
FBP|FIRST BANCORP NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
FBP|FIRST BANCORP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|485930
FBP|FIRST BANCORP NEW|CTDL|Citadel Derivatives Group Llc|88262
FBP|FIRST BANCORP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|218366
FBP|FIRST BANCORP NEW|DBAB|Deutsche Bank Securities Inc.|288860
FBP|FIRST BANCORP NEW|DBAX|Deutsche Bank Securities Inc.|552700
FBP|FIRST BANCORP NEW|DEAN|MORGAN STANLEY|10481
FBP|FIRST BANCORP NEW|DEGS|RONIN PROFESSIONAL LLC|464
FBP|FIRST BANCORP NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3750
FBP|FIRST BANCORP NEW|EBXL|EBX LLC|238800
FBP|FIRST BANCORP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|26862
FBP|FIRST BANCORP NEW|EGAM|CBOE TRADING, INC.|5555
FBP|FIRST BANCORP NEW|EGAW|CBOE TRADING, INC.|100
FBP|FIRST BANCORP NEW|EGXM|CBOE TRADING, INC.|8600
FBP|FIRST BANCORP NEW|ETBE|Electronic Transaction Clearing, Inc.|5060
FBP|FIRST BANCORP NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
FBP|FIRST BANCORP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
FBP|FIRST BANCORP NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1528
FBP|FIRST BANCORP NEW|ETRS|E*Trade Securities LLC|24014
FBP|FIRST BANCORP NEW|FILL|Tradestation Securities, Inc.|1300
FBP|FIRST BANCORP NEW|FMAF|NBCN Inc./ CDS|2770
FBP|FIRST BANCORP NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16850
FBP|FIRST BANCORP NEW|FQLS|Quantlab Securities LP|118817
FBP|FIRST BANCORP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|149330
FBP|FIRST BANCORP NEW|FTBR|Foliofn Investments, Inc.|40177
FBP|FIRST BANCORP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|10600
FBP|FIRST BANCORP NEW|GLIS|TD Securities Inc|12000
FBP|FIRST BANCORP NEW|GLPX|ACS EXECUTION SERVICES, LLC|103299
FBP|FIRST BANCORP NEW|GSCO|GOLDMAN SACHS & CO. LLC|2032011
FBP|FIRST BANCORP NEW|GSCS|GOLDMAN SACHS & CO. LLC|200
FBP|FIRST BANCORP NEW|GSLT|GOLDMAN SACHS & CO. LLC|5283
FBP|FIRST BANCORP NEW|GTSZ|GTS SECURITIES LLC|94312
FBP|FIRST BANCORP NEW|HAPX|HAP Trading, LLC|199
FBP|FIRST BANCORP NEW|HRBF|American Enterprise Investment Services Inc.|300
FBP|FIRST BANCORP NEW|IATS|INTERACTIVE BROKERS LLC|23313
FBP|FIRST BANCORP NEW|IBKR|Interactive Brokers Llc|46390
FBP|FIRST BANCORP NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|121
FBP|FIRST BANCORP NEW|ICBX|INSTINET, LLC|126292
FBP|FIRST BANCORP NEW|IEQY|CITADEL SECURITIES LLC|107729
FBP|FIRST BANCORP NEW|INCA|INSTINET, LLC|214965
FBP|FIRST BANCORP NEW|INJX|INSTINET, LLC|22403
FBP|FIRST BANCORP NEW|ITGI|ITG Inc.|50233
FBP|FIRST BANCORP NEW|ITGP|ITG INC.|271200
FBP|FIRST BANCORP NEW|JEFF|JEFFERIES LLC|149336
FBP|FIRST BANCORP NEW|JMPT|JUMP TRADING, LLC|67248
FBP|FIRST BANCORP NEW|JPBX|J.P. MORGAN SECURITIES LLC|69203
FBP|FIRST BANCORP NEW|JPMX|J.P. Morgan Securities LLC|614320
FBP|FIRST BANCORP NEW|JSJX|JANE STREET CAPITAL LLC|7113
FBP|FIRST BANCORP NEW|KCGM|VIRTU Americas LLC|113106
FBP|FIRST BANCORP NEW|LEHM|Barclays Capital Inc./Le|1332275
FBP|FIRST BANCORP NEW|LIME|Lime Brokerage LLC|15999
FBP|FIRST BANCORP NEW|LOOP|Loop Capital Markets LLC|8240
FBP|FIRST BANCORP NEW|LSCI|Lek Securities Corporation|1191
FBP|FIRST BANCORP NEW|MBTS|ALLY INVEST SECURITIES LLC|1753
FBP|FIRST BANCORP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|460049
FBP|FIRST BANCORP NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
FBP|FIRST BANCORP NEW|MOTF|MOTIF INVESTING, INC.|1
FBP|FIRST BANCORP NEW|MSCO|MORGAN STANLEY & CO. LLC|1620990
FBP|FIRST BANCORP NEW|MSPL|MORGAN STANLEY & CO. LLC|1185200
FBP|FIRST BANCORP NEW|MSTX|MORGAN STANLEY & CO. LLC|303900
FBP|FIRST BANCORP NEW|NFSC|National Financial Services LLC|167133
FBP|FIRST BANCORP NEW|NITE|VIRTU Americas LLC|461652
FBP|FIRST BANCORP NEW|NITP|VIRTU Americas LLC|27991
FBP|FIRST BANCORP NEW|NQRB|Brut, LLC|2500
FBP|FIRST BANCORP NEW|NTBF|BMO Nesbitt Burns Inc./CDS|301
FBP|FIRST BANCORP NEW|NTRC|Northern Trust Securities, Inc.|1678
FBP|FIRST BANCORP NEW|PDQM|CODA MARKETS, INC.|108551
FBP|FIRST BANCORP NEW|PIPR|Piper Jaffray & Co.|36
FBP|FIRST BANCORP NEW|PWJC|UBS Financial Services, Inc.|2687
FBP|FIRST BANCORP NEW|QMSR|QUATTRO M SECURITIES INC.|7217
FBP|FIRST BANCORP NEW|RHCO|Suntrust Robinson Humphrey, Inc.|13565
FBP|FIRST BANCORP NEW|SAGL|SAGETRADER, LLC|400
FBP|FIRST BANCORP NEW|SBSH|Citigroup Global Markets Inc.|246075
FBP|FIRST BANCORP NEW|SDLR|Sandler, O'Neill & Partners, L.P.|600
FBP|FIRST BANCORP NEW|SGMT|GOLDMAN SACHS & CO. LLC|279751
FBP|FIRST BANCORP NEW|SPDR|SPEEDROUTE LLC|12500
FBP|FIRST BANCORP NEW|SPHN|Stephens Inc.|97261
FBP|FIRST BANCORP NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|2700
FBP|FIRST BANCORP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|2840
FBP|FIRST BANCORP NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4044
FBP|FIRST BANCORP NEW|SWIM|TD Ameritrade, Inc.|93832
FBP|FIRST BANCORP NEW|TDSI|TD Securities (USA) LLC|1847
FBP|FIRST BANCORP NEW|TKNG|ALLY INVEST SECURITIES LLC|2335
FBP|FIRST BANCORP NEW|TRBT|Tradebot Systems, Inc.|150185
FBP|FIRST BANCORP NEW|TRCM|TRC MARKETS LLC|34135
FBP|FIRST BANCORP NEW|UBSA|UBS SECURITIES LLC|924486
FBP|FIRST BANCORP NEW|UBSS|UBS Securities LLC|655038
FBP|FIRST BANCORP NEW|VALX|VIRTU AMERICAS LLC|75082
FBP|FIRST BANCORP NEW|VGRD|Vanguard Marketing Corporation|8312
FBP|FIRST BANCORP NEW|WCHV|WELLS FARGO SECURITIES, LLC|414670
FBP|FIRST BANCORP NEW|WEDB|WEDBUSH SECURITIES INC.|13520
FBP|FIRST BANCORP NEW|WEED|Weeden & Co.L.P.|1500
FBP|FIRST BANCORP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7078
FBP|FIRST BANCORP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1873
FBP|FIRST BANCORP NEW|WSEA|WOLVERINE SECURITIES, LLC|3655
FBP|FIRST BANCORP NEW|XIST|INSTINET, LLC|93000
FBP|FIRST BANCORP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|42600
FBP|FIRST BANCORP NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|980
FBP|FIRST BANCORP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18050
FBR|FIBRIA CELULOSE SA|ALTX|Alternet Securities Inc.|61963
FBR|FIBRIA CELULOSE SA|APCC|Apex Clearing Corporation|42
FBR|FIBRIA CELULOSE SA|BARD|Robert W. Baird & Co. Incorporated|21
FBR|FIBRIA CELULOSE SA|BATM|CBOE TRADING, INC.|2641
FBR|FIBRIA CELULOSE SA|BAYC|BAY CREST PARTNERS, LLC|500
FBR|FIBRIA CELULOSE SA|BAYT|BTIG, LLC|2800
FBR|FIBRIA CELULOSE SA|BERN|Sanford C. Bernstein & Co., LLC|22720
FBR|FIBRIA CELULOSE SA|BIAD|SAGETRADER, LLC|499
FBR|FIBRIA CELULOSE SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3570
FBR|FIBRIA CELULOSE SA|BYXM|CBOE TRADING, INC.|1465
FBR|FIBRIA CELULOSE SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45594
FBR|FIBRIA CELULOSE SA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30
FBR|FIBRIA CELULOSE SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|495713
FBR|FIBRIA CELULOSE SA|CTDL|Citadel Derivatives Group Llc|987
FBR|FIBRIA CELULOSE SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|52686
FBR|FIBRIA CELULOSE SA|DBAB|Deutsche Bank Securities Inc.|149137
FBR|FIBRIA CELULOSE SA|DBAX|Deutsche Bank Securities Inc.|155900
FBR|FIBRIA CELULOSE SA|DCHF|Dart Executions, LLC|5830
FBR|FIBRIA CELULOSE SA|DEAN|MORGAN STANLEY|1482
FBR|FIBRIA CELULOSE SA|DEGS|RONIN PROFESSIONAL LLC|317
FBR|FIBRIA CELULOSE SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|263897
FBR|FIBRIA CELULOSE SA|EBXL|EBX LLC|115000
FBR|FIBRIA CELULOSE SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|98600
FBR|FIBRIA CELULOSE SA|EDJO|Edward D. Jones & Co., L.P.|262
FBR|FIBRIA CELULOSE SA|EGAM|CBOE TRADING, INC.|33638
FBR|FIBRIA CELULOSE SA|EGAW|CBOE TRADING, INC.|1542
FBR|FIBRIA CELULOSE SA|ETBE|Electronic Transaction Clearing, Inc.|12297
FBR|FIBRIA CELULOSE SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
FBR|FIBRIA CELULOSE SA|ETRS|E*Trade Securities LLC|8377
FBR|FIBRIA CELULOSE SA|FCST|INTL FCSTONE FINANCIAL INC.|28500
FBR|FIBRIA CELULOSE SA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
FBR|FIBRIA CELULOSE SA|FQLS|Quantlab Securities LP|118636
FBR|FIBRIA CELULOSE SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53669
FBR|FIBRIA CELULOSE SA|FTBR|Foliofn Investments, Inc.|6133
FBR|FIBRIA CELULOSE SA|GARC|ICAP Corporates LLC|1500
FBR|FIBRIA CELULOSE SA|GBMT|GBM International, Inc.|7289
FBR|FIBRIA CELULOSE SA|GEBB|GLOBAL EXECUTION BROKERS, LP|400
FBR|FIBRIA CELULOSE SA|GLIS|TD Securities Inc|20
FBR|FIBRIA CELULOSE SA|GLPX|ACS EXECUTION SERVICES, LLC|42326
FBR|FIBRIA CELULOSE SA|GSCO|GOLDMAN SACHS & CO. LLC|729872
FBR|FIBRIA CELULOSE SA|GSLT|GOLDMAN SACHS & CO. LLC|5487
FBR|FIBRIA CELULOSE SA|GTSZ|GTS SECURITIES LLC|15539
FBR|FIBRIA CELULOSE SA|HRBF|American Enterprise Investment Services Inc.|5
FBR|FIBRIA CELULOSE SA|HSBC|HSBC Securities, Inc.|150
FBR|FIBRIA CELULOSE SA|IATS|INTERACTIVE BROKERS LLC|4358
FBR|FIBRIA CELULOSE SA|IBKR|Interactive Brokers Llc|7312
FBR|FIBRIA CELULOSE SA|ICBX|INSTINET, LLC|65000
FBR|FIBRIA CELULOSE SA|INCA|INSTINET, LLC|130689
FBR|FIBRIA CELULOSE SA|INJX|INSTINET, LLC|4717
FBR|FIBRIA CELULOSE SA|ITGI|ITG Inc.|133314
FBR|FIBRIA CELULOSE SA|ITGP|ITG INC.|204800
FBR|FIBRIA CELULOSE SA|JEFF|JEFFERIES LLC|30368
FBR|FIBRIA CELULOSE SA|JMPT|JUMP TRADING, LLC|52497
FBR|FIBRIA CELULOSE SA|JPBX|J.P. MORGAN SECURITIES LLC|2200
FBR|FIBRIA CELULOSE SA|JPMX|J.P. Morgan Securities LLC|130912
FBR|FIBRIA CELULOSE SA|JSJX|JANE STREET CAPITAL LLC|33072
FBR|FIBRIA CELULOSE SA|KCGM|VIRTU Americas LLC|20494
FBR|FIBRIA CELULOSE SA|LEHM|Barclays Capital Inc./Le|576159
FBR|FIBRIA CELULOSE SA|LIME|Lime Brokerage LLC|48026
FBR|FIBRIA CELULOSE SA|LOOP|Loop Capital Markets LLC|1300
FBR|FIBRIA CELULOSE SA|LQNA|LIQUIDNET, INC.|21100
FBR|FIBRIA CELULOSE SA|MACQ|Macquarie Capital (USA) Inc.|200
FBR|FIBRIA CELULOSE SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|118846
FBR|FIBRIA CELULOSE SA|MSCO|MORGAN STANLEY & CO. LLC|1730521
FBR|FIBRIA CELULOSE SA|MSPL|MORGAN STANLEY & CO. LLC|1192800
FBR|FIBRIA CELULOSE SA|MSTX|MORGAN STANLEY & CO. LLC|30700
FBR|FIBRIA CELULOSE SA|NFSC|National Financial Services LLC|21661
FBR|FIBRIA CELULOSE SA|NITE|VIRTU Americas LLC|363673
FBR|FIBRIA CELULOSE SA|NITP|VIRTU Americas LLC|400
FBR|FIBRIA CELULOSE SA|NQRB|Brut, LLC|2050
FBR|FIBRIA CELULOSE SA|ONEL|O'NEIL SECURITIES, INCORPORATED|5995
FBR|FIBRIA CELULOSE SA|OPCO|Oppenheimer & Co. Inc.|6
FBR|FIBRIA CELULOSE SA|PACT|BTG Pactual US Capital Corp.|100000
FBR|FIBRIA CELULOSE SA|PDQM|CODA MARKETS, INC.|133613
FBR|FIBRIA CELULOSE SA|RBCM|RBC CAPITAL MARKETS, LLC|500
FBR|FIBRIA CELULOSE SA|SAGL|SAGETRADER, LLC|700
FBR|FIBRIA CELULOSE SA|SBSH|Citigroup Global Markets Inc.|84694
FBR|FIBRIA CELULOSE SA|SGMT|GOLDMAN SACHS & CO. LLC|111089
FBR|FIBRIA CELULOSE SA|SPDR|SPEEDROUTE LLC|90121
FBR|FIBRIA CELULOSE SA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3520
FBR|FIBRIA CELULOSE SA|SWIM|TD Ameritrade, Inc.|35409
FBR|FIBRIA CELULOSE SA|TKNG|ALLY INVEST SECURITIES LLC|600
FBR|FIBRIA CELULOSE SA|TRBT|Tradebot Systems, Inc.|87364
FBR|FIBRIA CELULOSE SA|TRCM|TRC MARKETS LLC|120919
FBR|FIBRIA CELULOSE SA|TWTT|TASTYWORKS, INC.|300
FBR|FIBRIA CELULOSE SA|UBSA|UBS SECURITIES LLC|373913
FBR|FIBRIA CELULOSE SA|UBSS|UBS Securities LLC|276714
FBR|FIBRIA CELULOSE SA|VALX|VIRTU AMERICAS LLC|103484
FBR|FIBRIA CELULOSE SA|VGRD|Vanguard Marketing Corporation|7040
FBR|FIBRIA CELULOSE SA|WBPX|SUMMIT SECURITIES GROUP, LLC|300
FBR|FIBRIA CELULOSE SA|WCHV|WELLS FARGO SECURITIES, LLC|4043
FBR|FIBRIA CELULOSE SA|WEDB|WEDBUSH SECURITIES INC.|121
FBR|FIBRIA CELULOSE SA|WEED|Weeden & Co.L.P.|830
FBR|FIBRIA CELULOSE SA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|307
FBR|FIBRIA CELULOSE SA|WSEA|WOLVERINE SECURITIES, LLC|400
FBR|FIBRIA CELULOSE SA|XIST|INSTINET, LLC|18800
FBR|FIBRIA CELULOSE SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
FBR|FIBRIA CELULOSE SA|YKNA|COMHAR CAPITAL MARKETS, LLC|1250
FBR|FIBRIA CELULOSE SA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|887
FBSS|FAUQUIER BANKSHARES|BBNT|BB&T SECURITIES, LLC|162
FBSS|FAUQUIER BANKSHARES|BNKS|Fig Partners, LLC|212
FBSS|FAUQUIER BANKSHARES|CHAS|Charles Schwab & Co., Inc.|1
FBSS|FAUQUIER BANKSHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|398
FBSS|FAUQUIER BANKSHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|563
FBSS|FAUQUIER BANKSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|660
FBSS|FAUQUIER BANKSHARES|DBAB|Deutsche Bank Securities Inc.|4
FBSS|FAUQUIER BANKSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|49
FBSS|FAUQUIER BANKSHARES|FBCO|Credit Suisse Securities (USA) LLC|100
FBSS|FAUQUIER BANKSHARES|FOMA|TD AMERITRADE CLEARING, INC.|13147
FBSS|FAUQUIER BANKSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6
FBSS|FAUQUIER BANKSHARES|GSCO|GOLDMAN SACHS & CO. LLC|2
FBSS|FAUQUIER BANKSHARES|HOVD|HOVDE GROUP, LLC|681
FBSS|FAUQUIER BANKSHARES|IBKR|Interactive Brokers Llc|5938
FBSS|FAUQUIER BANKSHARES|INCA|INSTINET, LLC|1626
FBSS|FAUQUIER BANKSHARES|INJX|INSTINET, LLC|1
FBSS|FAUQUIER BANKSHARES|LEHM|Barclays Capital Inc./Le|12
FBSS|FAUQUIER BANKSHARES|LIME|Lime Brokerage LLC|1253
FBSS|FAUQUIER BANKSHARES|LSCI|Lek Securities Corporation|36
FBSS|FAUQUIER BANKSHARES|MSCO|MORGAN STANLEY & CO. LLC|4197
FBSS|FAUQUIER BANKSHARES|NFSC|National Financial Services LLC|39
FBSS|FAUQUIER BANKSHARES|NITE|VIRTU Americas LLC|5152
FBSS|FAUQUIER BANKSHARES|NQRB|Brut, LLC|100
FBSS|FAUQUIER BANKSHARES|OPCO|Oppenheimer & Co. Inc.|400
FBSS|FAUQUIER BANKSHARES|PDQM|CODA MARKETS, INC.|81
FBSS|FAUQUIER BANKSHARES|RAJA|Raymond James & Associates, Inc.|1001
FBSS|FAUQUIER BANKSHARES|SPTD|MINT GLOBAL MARKETS, INC.|4000
FBSS|FAUQUIER BANKSHARES|SWIM|TD Ameritrade, Inc.|3629
FBSS|FAUQUIER BANKSHARES|TRCM|TRC MARKETS LLC|455
FBSS|FAUQUIER BANKSHARES|TWTT|TASTYWORKS, INC.|1000
FBSS|FAUQUIER BANKSHARES|UBSA|UBS SECURITIES LLC|631
FBSS|FAUQUIER BANKSHARES|UBSS|UBS Securities LLC|4014
FBSS|FAUQUIER BANKSHARES|WCHV|WELLS FARGO SECURITIES, LLC|654
FBT|1ST TR NYSE BIO IDX|ALTX|Alternet Securities Inc.|200
FBT|1ST TR NYSE BIO IDX|APCC|Apex Clearing Corporation|41
FBT|1ST TR NYSE BIO IDX|BANK|Primevest Financial Services, Inc.|15
FBT|1ST TR NYSE BIO IDX|BARD|Robert W. Baird & Co. Incorporated|849
FBT|1ST TR NYSE BIO IDX|BBNT|BB&T SECURITIES, LLC|4765
FBT|1ST TR NYSE BIO IDX|BIMI|Banca IMI Securities Corp.|30
FBT|1ST TR NYSE BIO IDX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|831
FBT|1ST TR NYSE BIO IDX|CANT|Cantor Fitzgerald & Co.|103
FBT|1ST TR NYSE BIO IDX|CHAS|Charles Schwab & Co., Inc.|4
FBT|1ST TR NYSE BIO IDX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36182
FBT|1ST TR NYSE BIO IDX|CSIN|Citadel Securities Institutional LLC|7610
FBT|1ST TR NYSE BIO IDX|CTDL|Citadel Derivatives Group Llc|7610
FBT|1ST TR NYSE BIO IDX|CXCX|CITIGROUP GLOBAL MARKETS INC.|16
FBT|1ST TR NYSE BIO IDX|DADA|D.A. Davidson & Co.|338
FBT|1ST TR NYSE BIO IDX|DBAX|Deutsche Bank Securities Inc.|10500
FBT|1ST TR NYSE BIO IDX|DEAN|MORGAN STANLEY|15814
FBT|1ST TR NYSE BIO IDX|DEGS|RONIN PROFESSIONAL LLC|500
FBT|1ST TR NYSE BIO IDX|EBXL|EBX LLC|12900
FBT|1ST TR NYSE BIO IDX|EDJO|Edward D. Jones & Co., L.P.|6327
FBT|1ST TR NYSE BIO IDX|EGXM|CBOE TRADING, INC.|158
FBT|1ST TR NYSE BIO IDX|ETBE|Electronic Transaction Clearing, Inc.|2300
FBT|1ST TR NYSE BIO IDX|ETRS|E*Trade Securities LLC|3642
FBT|1ST TR NYSE BIO IDX|FBSB|U.S. Bancorp Investments, Inc.|1220
FBT|1ST TR NYSE BIO IDX|FMAF|NBCN Inc./ CDS|51
FBT|1ST TR NYSE BIO IDX|FTBR|Foliofn Investments, Inc.|163
FBT|1ST TR NYSE BIO IDX|GBMT|GBM International, Inc.|686
FBT|1ST TR NYSE BIO IDX|GLIS|TD Securities Inc|10
FBT|1ST TR NYSE BIO IDX|GSCO|GOLDMAN SACHS & CO. LLC|2118
FBT|1ST TR NYSE BIO IDX|HRBF|American Enterprise Investment Services Inc.|56621
FBT|1ST TR NYSE BIO IDX|IATS|INTERACTIVE BROKERS LLC|1017
FBT|1ST TR NYSE BIO IDX|IBKR|Interactive Brokers Llc|763
FBT|1ST TR NYSE BIO IDX|ICBX|INSTINET, LLC|12890
FBT|1ST TR NYSE BIO IDX|INCA|INSTINET, LLC|2352
FBT|1ST TR NYSE BIO IDX|ITGI|ITG Inc.|262
FBT|1ST TR NYSE BIO IDX|JANY|Janney Montgomery Scott Inc.|1958
FBT|1ST TR NYSE BIO IDX|JPMX|J.P. Morgan Securities LLC|14912
FBT|1ST TR NYSE BIO IDX|JSEB|JANE STREET EXECUTION SERVICES, LLC|16750
FBT|1ST TR NYSE BIO IDX|JSJX|JANE STREET CAPITAL LLC|67006
FBT|1ST TR NYSE BIO IDX|KCGM|VIRTU Americas LLC|19770
FBT|1ST TR NYSE BIO IDX|LEHM|Barclays Capital Inc./Le|33886
FBT|1ST TR NYSE BIO IDX|LIME|Lime Brokerage LLC|15206
FBT|1ST TR NYSE BIO IDX|LSCI|Lek Securities Corporation|2
FBT|1ST TR NYSE BIO IDX|MACC|Mid Atlantic Capital Corporation|1124
FBT|1ST TR NYSE BIO IDX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10738
FBT|1ST TR NYSE BIO IDX|MOTF|MOTIF INVESTING, INC.|2
FBT|1ST TR NYSE BIO IDX|MSCO|MORGAN STANLEY & CO. LLC|52260
FBT|1ST TR NYSE BIO IDX|MSPL|MORGAN STANLEY & CO. LLC|100
FBT|1ST TR NYSE BIO IDX|NBCS|NBC Securities, INC.|230
FBT|1ST TR NYSE BIO IDX|NFSC|National Financial Services LLC|94752
FBT|1ST TR NYSE BIO IDX|NITE|VIRTU Americas LLC|114333
FBT|1ST TR NYSE BIO IDX|NTRC|Northern Trust Securities, Inc.|185
FBT|1ST TR NYSE BIO IDX|OPCO|Oppenheimer & Co. Inc.|2081
FBT|1ST TR NYSE BIO IDX|PDQM|CODA MARKETS, INC.|400
FBT|1ST TR NYSE BIO IDX|PICT|Pictet Overseas Inc.|700
FBT|1ST TR NYSE BIO IDX|PWJC|UBS Financial Services, Inc.|130
FBT|1ST TR NYSE BIO IDX|RBCM|RBC CAPITAL MARKETS, LLC|11310
FBT|1ST TR NYSE BIO IDX|SALI|INTL FCSTONE FINANCIAL INC.|199
FBT|1ST TR NYSE BIO IDX|SBSH|Citigroup Global Markets Inc.|2063
FBT|1ST TR NYSE BIO IDX|SGMT|GOLDMAN SACHS & CO. LLC|14186
FBT|1ST TR NYSE BIO IDX|SPDR|SPEEDROUTE LLC|600
FBT|1ST TR NYSE BIO IDX|SPHN|Stephens Inc.|21
FBT|1ST TR NYSE BIO IDX|STFL|Stifel, Nicolaus & Company, Incorporated|5686
FBT|1ST TR NYSE BIO IDX|SWIM|TD Ameritrade, Inc.|850
FBT|1ST TR NYSE BIO IDX|SWST|Hilltop Securities Inc.|343
FBT|1ST TR NYSE BIO IDX|TKNG|ALLY INVEST SECURITIES LLC|55
FBT|1ST TR NYSE BIO IDX|TRCM|TRC MARKETS LLC|18325
FBT|1ST TR NYSE BIO IDX|UBSA|UBS SECURITIES LLC|31786
FBT|1ST TR NYSE BIO IDX|UBSS|UBS Securities LLC|79259
FBT|1ST TR NYSE BIO IDX|VALX|VIRTU AMERICAS LLC|1185
FBT|1ST TR NYSE BIO IDX|VGRD|Vanguard Marketing Corporation|1851
FBT|1ST TR NYSE BIO IDX|WCHV|WELLS FARGO SECURITIES, LLC|41636
FBT|1ST TR NYSE BIO IDX|WEDB|WEDBUSH SECURITIES INC.|16
FBT|1ST TR NYSE BIO IDX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1850
FBT|1ST TR NYSE BIO IDX|WGIF|CIBC World Markets Inc.|9
FBT|1ST TR NYSE BIO IDX|WSEA|WOLVERINE SECURITIES, LLC|1675
FBT|1ST TR NYSE BIO IDX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22186
FBZ|FT BRAZIL|AGIS|Aegis Capital Corp.|50
FBZ|FT BRAZIL|APCC|Apex Clearing Corporation|773
FBZ|FT BRAZIL|CANT|Cantor Fitzgerald & Co.|6523
FBZ|FT BRAZIL|CHAS|Charles Schwab & Co., Inc.|1
FBZ|FT BRAZIL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
FBZ|FT BRAZIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4219
FBZ|FT BRAZIL|CTDL|Citadel Derivatives Group Llc|17816
FBZ|FT BRAZIL|CXCX|CITIGROUP GLOBAL MARKETS INC.|332
FBZ|FT BRAZIL|DBAX|Deutsche Bank Securities Inc.|3200
FBZ|FT BRAZIL|DEAN|MORGAN STANLEY|90
FBZ|FT BRAZIL|EBXL|EBX LLC|2800
FBZ|FT BRAZIL|ECUT|CONVERGEX EXECUTION SOLUTIONS|331
FBZ|FT BRAZIL|ETRS|E*Trade Securities LLC|6161
FBZ|FT BRAZIL|FBCO|Credit Suisse Securities (USA) LLC|13
FBZ|FT BRAZIL|FILL|Tradestation Securities, Inc.|160
FBZ|FT BRAZIL|FOMA|TD AMERITRADE CLEARING, INC.|8850
FBZ|FT BRAZIL|FTBR|Foliofn Investments, Inc.|3
FBZ|FT BRAZIL|GBMT|GBM International, Inc.|1998
FBZ|FT BRAZIL|HRBF|American Enterprise Investment Services Inc.|39
FBZ|FT BRAZIL|IBKR|Interactive Brokers Llc|359
FBZ|FT BRAZIL|ICBX|INSTINET, LLC|2700
FBZ|FT BRAZIL|ITGP|ITG INC.|200
FBZ|FT BRAZIL|JANY|Janney Montgomery Scott Inc.|36
FBZ|FT BRAZIL|JPMX|J.P. Morgan Securities LLC|200
FBZ|FT BRAZIL|JSJX|JANE STREET CAPITAL LLC|5787
FBZ|FT BRAZIL|KCGM|VIRTU Americas LLC|4332
FBZ|FT BRAZIL|LEHM|Barclays Capital Inc./Le|6600
FBZ|FT BRAZIL|LIME|Lime Brokerage LLC|1464
FBZ|FT BRAZIL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
FBZ|FT BRAZIL|MSCO|MORGAN STANLEY & CO. LLC|4543
FBZ|FT BRAZIL|MSPL|MORGAN STANLEY & CO. LLC|3400
FBZ|FT BRAZIL|NFSC|National Financial Services LLC|6627
FBZ|FT BRAZIL|NITE|VIRTU Americas LLC|19555
FBZ|FT BRAZIL|NQRB|Brut, LLC|100
FBZ|FT BRAZIL|SBSH|Citigroup Global Markets Inc.|9303
FBZ|FT BRAZIL|SGMT|GOLDMAN SACHS & CO. LLC|1375
FBZ|FT BRAZIL|SWIM|TD Ameritrade, Inc.|1777
FBZ|FT BRAZIL|TKNG|ALLY INVEST SECURITIES LLC|28
FBZ|FT BRAZIL|UBSS|UBS Securities LLC|1160
FBZ|FT BRAZIL|WCHV|WELLS FARGO SECURITIES, LLC|100
FBZ|FT BRAZIL|WSEA|WOLVERINE SECURITIES, LLC|1
FBZ|FT BRAZIL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|437
FC|FRANKLIN COVEY CO|ANOS|ABEL/NOSER, L.L.C.|324
FC|FRANKLIN COVEY CO|APCC|Apex Clearing Corporation|12958
FC|FRANKLIN COVEY CO|BATM|CBOE TRADING, INC.|863
FC|FRANKLIN COVEY CO|BNPX|BNP PARIBAS SECURITIES CORP.|502
FC|FRANKLIN COVEY CO|BZYD|GOLDMAN SACHS & CO. LLC|178
FC|FRANKLIN COVEY CO|CANT|Cantor Fitzgerald & Co.|3900
FC|FRANKLIN COVEY CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5343
FC|FRANKLIN COVEY CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18
FC|FRANKLIN COVEY CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14635
FC|FRANKLIN COVEY CO|CTDL|Citadel Derivatives Group Llc|16
FC|FRANKLIN COVEY CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|3502
FC|FRANKLIN COVEY CO|DBAB|Deutsche Bank Securities Inc.|2473
FC|FRANKLIN COVEY CO|DBAX|Deutsche Bank Securities Inc.|6700
FC|FRANKLIN COVEY CO|DEAN|MORGAN STANLEY|300
FC|FRANKLIN COVEY CO|DEGS|RONIN PROFESSIONAL LLC|6403
FC|FRANKLIN COVEY CO|DOTC|Dougherty & Company LLC|259
FC|FRANKLIN COVEY CO|EBXL|EBX LLC|4900
FC|FRANKLIN COVEY CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|492
FC|FRANKLIN COVEY CO|EGAM|CBOE TRADING, INC.|430
FC|FRANKLIN COVEY CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|117
FC|FRANKLIN COVEY CO|ETRS|E*Trade Securities LLC|918
FC|FRANKLIN COVEY CO|FBRC|B. RILEY FBR, INC.|322
FC|FRANKLIN COVEY CO|FILL|Tradestation Securities, Inc.|342
FC|FRANKLIN COVEY CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|816
FC|FRANKLIN COVEY CO|GEBB|GLOBAL EXECUTION BROKERS, LP|2589
FC|FRANKLIN COVEY CO|GSCO|GOLDMAN SACHS & CO. LLC|10962
FC|FRANKLIN COVEY CO|GTSZ|GTS SECURITIES LLC|1252
FC|FRANKLIN COVEY CO|IBKR|Interactive Brokers Llc|3977
FC|FRANKLIN COVEY CO|ICBX|INSTINET, LLC|1000
FC|FRANKLIN COVEY CO|IEQY|CITADEL SECURITIES LLC|1817
FC|FRANKLIN COVEY CO|INCA|INSTINET, LLC|5708
FC|FRANKLIN COVEY CO|INJX|INSTINET, LLC|1859
FC|FRANKLIN COVEY CO|ITGI|ITG Inc.|3137
FC|FRANKLIN COVEY CO|ITGP|ITG INC.|1400
FC|FRANKLIN COVEY CO|JEFF|JEFFERIES LLC|200
FC|FRANKLIN COVEY CO|JPBX|J.P. MORGAN SECURITIES LLC|1174
FC|FRANKLIN COVEY CO|JPMX|J.P. Morgan Securities LLC|28121
FC|FRANKLIN COVEY CO|KCGM|VIRTU Americas LLC|3949
FC|FRANKLIN COVEY CO|LEHM|Barclays Capital Inc./Le|19428
FC|FRANKLIN COVEY CO|LIME|Lime Brokerage LLC|5554
FC|FRANKLIN COVEY CO|LSCI|Lek Securities Corporation|94
FC|FRANKLIN COVEY CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
FC|FRANKLIN COVEY CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|340
FC|FRANKLIN COVEY CO|MSCO|MORGAN STANLEY & CO. LLC|17196
FC|FRANKLIN COVEY CO|MSPL|MORGAN STANLEY & CO. LLC|8300
FC|FRANKLIN COVEY CO|NATL|National Securities Corporation|16869
FC|FRANKLIN COVEY CO|NFSC|National Financial Services LLC|5429
FC|FRANKLIN COVEY CO|NITE|VIRTU Americas LLC|42872
FC|FRANKLIN COVEY CO|NQRB|Brut, LLC|100
FC|FRANKLIN COVEY CO|SAGW|SAGETRADER, LLC|100
FC|FRANKLIN COVEY CO|SBSH|Citigroup Global Markets Inc.|3920
FC|FRANKLIN COVEY CO|SGMT|GOLDMAN SACHS & CO. LLC|3859
FC|FRANKLIN COVEY CO|SPDR|SPEEDROUTE LLC|1100
FC|FRANKLIN COVEY CO|SPHN|Stephens Inc.|76
FC|FRANKLIN COVEY CO|STFL|Stifel, Nicolaus & Company, Incorporated|85
FC|FRANKLIN COVEY CO|SWIM|TD Ameritrade, Inc.|538
FC|FRANKLIN COVEY CO|TMBR|Timber Hill LLC|2
FC|FRANKLIN COVEY CO|TRBT|Tradebot Systems, Inc.|2908
FC|FRANKLIN COVEY CO|TRCM|TRC MARKETS LLC|1206
FC|FRANKLIN COVEY CO|UBSS|UBS Securities LLC|24078
FC|FRANKLIN COVEY CO|VALX|VIRTU AMERICAS LLC|1710
FC|FRANKLIN COVEY CO|VGRD|Vanguard Marketing Corporation|992
FC|FRANKLIN COVEY CO|WCHV|WELLS FARGO SECURITIES, LLC|2000
FC|FRANKLIN COVEY CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2844
FC|FRANKLIN COVEY CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4944
FC|FRANKLIN COVEY CO|WFPB|Wells Fargo Securities, LLC.|600
FC|FRANKLIN COVEY CO|WGIF|CIBC World Markets Inc.|800
FC|FRANKLIN COVEY CO|WSEA|WOLVERINE SECURITIES, LLC|995
FC|FRANKLIN COVEY CO|XIST|INSTINET, LLC|2600
FCA|FT CHINA|APCC|Apex Clearing Corporation|10
FCA|FT CHINA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54
FCA|FT CHINA|CANT|Cantor Fitzgerald & Co.|11681
FCA|FT CHINA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FCA|FT CHINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1360
FCA|FT CHINA|CTDL|Citadel Derivatives Group Llc|1323
FCA|FT CHINA|DBAX|Deutsche Bank Securities Inc.|300
FCA|FT CHINA|EBXL|EBX LLC|1000
FCA|FT CHINA|ETRS|E*Trade Securities LLC|402
FCA|FT CHINA|FOMA|TD AMERITRADE CLEARING, INC.|1673
FCA|FT CHINA|FTBR|Foliofn Investments, Inc.|3
FCA|FT CHINA|HRBF|American Enterprise Investment Services Inc.|1
FCA|FT CHINA|IBKR|Interactive Brokers Llc|9
FCA|FT CHINA|ICBX|INSTINET, LLC|400
FCA|FT CHINA|ITGP|ITG INC.|1200
FCA|FT CHINA|JANY|Janney Montgomery Scott Inc.|144
FCA|FT CHINA|JSJX|JANE STREET CAPITAL LLC|11487
FCA|FT CHINA|LEHM|Barclays Capital Inc./Le|800
FCA|FT CHINA|LIME|Lime Brokerage LLC|959
FCA|FT CHINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FCA|FT CHINA|MSCO|MORGAN STANLEY & CO. LLC|22136
FCA|FT CHINA|NFSC|National Financial Services LLC|11629
FCA|FT CHINA|NITE|VIRTU Americas LLC|10897
FCA|FT CHINA|PDQM|CODA MARKETS, INC.|100
FCA|FT CHINA|RAJA|Raymond James & Associates, Inc.|5352
FCA|FT CHINA|RBCM|RBC CAPITAL MARKETS, LLC|3200
FCA|FT CHINA|SGMT|GOLDMAN SACHS & CO. LLC|942
FCA|FT CHINA|STFL|Stifel, Nicolaus & Company, Incorporated|243
FCA|FT CHINA|SWIM|TD Ameritrade, Inc.|256
FCA|FT CHINA|UBSA|UBS SECURITIES LLC|858
FCA|FT CHINA|UBSS|UBS Securities LLC|6268
FCA|FT CHINA|VGRD|Vanguard Marketing Corporation|60
FCA|FT CHINA|WCHV|WELLS FARGO SECURITIES, LLC|2581
FCA|FT CHINA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2044
FCAL|FT CAL MUN HI IN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
FCAL|FT CAL MUN HI IN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115
FCAL|FT CAL MUN HI IN ETF|DBAB|Deutsche Bank Securities Inc.|300
FCAL|FT CAL MUN HI IN ETF|DBAX|Deutsche Bank Securities Inc.|100
FCAL|FT CAL MUN HI IN ETF|EGXM|CBOE TRADING, INC.|98
FCAL|FT CAL MUN HI IN ETF|FOMA|TD AMERITRADE CLEARING, INC.|200
FCAL|FT CAL MUN HI IN ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|3800
FCAL|FT CAL MUN HI IN ETF|ICBX|INSTINET, LLC|400
FCAL|FT CAL MUN HI IN ETF|JSJX|JANE STREET CAPITAL LLC|1259
FCAL|FT CAL MUN HI IN ETF|KCGM|VIRTU Americas LLC|196
FCAL|FT CAL MUN HI IN ETF|LEHM|Barclays Capital Inc./Le|200
FCAL|FT CAL MUN HI IN ETF|MSCO|MORGAN STANLEY & CO. LLC|424
FCAL|FT CAL MUN HI IN ETF|NFSC|National Financial Services LLC|8
FCAL|FT CAL MUN HI IN ETF|NITE|VIRTU Americas LLC|1602
FCAL|FT CAL MUN HI IN ETF|PDQM|CODA MARKETS, INC.|484
FCAL|FT CAL MUN HI IN ETF|RBCM|RBC CAPITAL MARKETS, LLC|1402
FCAL|FT CAL MUN HI IN ETF|UBSA|UBS SECURITIES LLC|493
FCAL|FT CAL MUN HI IN ETF|UBSS|UBS Securities LLC|8
FCAL|FT CAL MUN HI IN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2762
FCAN|FT CAN ALPHADEX|APCC|Apex Clearing Corporation|3
FCAN|FT CAN ALPHADEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|654
FCAN|FT CAN ALPHADEX|CSIN|Citadel Securities Institutional LLC|129532
FCAN|FT CAN ALPHADEX|CTDL|Citadel Derivatives Group Llc|131401
FCAN|FT CAN ALPHADEX|DBAX|Deutsche Bank Securities Inc.|700
FCAN|FT CAN ALPHADEX|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
FCAN|FT CAN ALPHADEX|EBXL|EBX LLC|900
FCAN|FT CAN ALPHADEX|ECUT|CONVERGEX EXECUTION SOLUTIONS|1170
FCAN|FT CAN ALPHADEX|ETRS|E*Trade Securities LLC|1
FCAN|FT CAN ALPHADEX|FBCO|Credit Suisse Securities (USA) LLC|500
FCAN|FT CAN ALPHADEX|FOMA|TD AMERITRADE CLEARING, INC.|4587
FCAN|FT CAN ALPHADEX|GSCO|GOLDMAN SACHS & CO. LLC|700
FCAN|FT CAN ALPHADEX|ICBX|INSTINET, LLC|300
FCAN|FT CAN ALPHADEX|JANY|Janney Montgomery Scott Inc.|64
FCAN|FT CAN ALPHADEX|JPMX|J.P. Morgan Securities LLC|600
FCAN|FT CAN ALPHADEX|JSJX|JANE STREET CAPITAL LLC|8434
FCAN|FT CAN ALPHADEX|KCGM|VIRTU Americas LLC|317
FCAN|FT CAN ALPHADEX|LEHM|Barclays Capital Inc./Le|800
FCAN|FT CAN ALPHADEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FCAN|FT CAN ALPHADEX|MSCO|MORGAN STANLEY & CO. LLC|537
FCAN|FT CAN ALPHADEX|NFSC|National Financial Services LLC|3317
FCAN|FT CAN ALPHADEX|NITE|VIRTU Americas LLC|5482
FCAN|FT CAN ALPHADEX|SGMT|GOLDMAN SACHS & CO. LLC|713
FCAN|FT CAN ALPHADEX|STFL|Stifel, Nicolaus & Company, Incorporated|200
FCAN|FT CAN ALPHADEX|UBSS|UBS Securities LLC|700
FCAN|FT CAN ALPHADEX|WCHV|WELLS FARGO SECURITIES, LLC|1227
FCAN|FT CAN ALPHADEX|WSEA|WOLVERINE SECURITIES, LLC|5
FCAN|FT CAN ALPHADEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
FCAP|FIRST CAPITAL INC|ALTX|Alternet Securities Inc.|300
FCAP|FIRST CAPITAL INC|BATM|CBOE TRADING, INC.|200
FCAP|FIRST CAPITAL INC|BAYC|BAY CREST PARTNERS, LLC|299
FCAP|FIRST CAPITAL INC|CHAS|Charles Schwab & Co., Inc.|4
FCAP|FIRST CAPITAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
FCAP|FIRST CAPITAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|520
FCAP|FIRST CAPITAL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|675
FCAP|FIRST CAPITAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|159
FCAP|FIRST CAPITAL INC|DBAB|Deutsche Bank Securities Inc.|458
FCAP|FIRST CAPITAL INC|DBAX|Deutsche Bank Securities Inc.|200
FCAP|FIRST CAPITAL INC|EBXL|EBX LLC|200
FCAP|FIRST CAPITAL INC|ETRS|E*Trade Securities LLC|1
FCAP|FIRST CAPITAL INC|FBCO|Credit Suisse Securities (USA) LLC|830
FCAP|FIRST CAPITAL INC|FOMA|TD AMERITRADE CLEARING, INC.|17361
FCAP|FIRST CAPITAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8
FCAP|FIRST CAPITAL INC|FTBR|Foliofn Investments, Inc.|9
FCAP|FIRST CAPITAL INC|GLPX|ACS EXECUTION SERVICES, LLC|300
FCAP|FIRST CAPITAL INC|GSCO|GOLDMAN SACHS & CO. LLC|1096
FCAP|FIRST CAPITAL INC|GSLT|GOLDMAN SACHS & CO. LLC|94
FCAP|FIRST CAPITAL INC|GTSZ|GTS SECURITIES LLC|101
FCAP|FIRST CAPITAL INC|HOVD|HOVDE GROUP, LLC|305
FCAP|FIRST CAPITAL INC|IATS|INTERACTIVE BROKERS LLC|590
FCAP|FIRST CAPITAL INC|IBKR|Interactive Brokers Llc|2807
FCAP|FIRST CAPITAL INC|INCA|INSTINET, LLC|189
FCAP|FIRST CAPITAL INC|ITGI|ITG Inc.|160
FCAP|FIRST CAPITAL INC|ITGP|ITG INC.|200
FCAP|FIRST CAPITAL INC|JPMX|J.P. Morgan Securities LLC|260
FCAP|FIRST CAPITAL INC|JSJX|JANE STREET CAPITAL LLC|600
FCAP|FIRST CAPITAL INC|KCGM|VIRTU Americas LLC|100
FCAP|FIRST CAPITAL INC|LEHM|Barclays Capital Inc./Le|403
FCAP|FIRST CAPITAL INC|LIME|Lime Brokerage LLC|1228
FCAP|FIRST CAPITAL INC|MSCO|MORGAN STANLEY & CO. LLC|1481
FCAP|FIRST CAPITAL INC|NFSC|National Financial Services LLC|64
FCAP|FIRST CAPITAL INC|NITE|VIRTU Americas LLC|7597
FCAP|FIRST CAPITAL INC|PDQM|CODA MARKETS, INC.|500
FCAP|FIRST CAPITAL INC|RAJA|Raymond James & Associates, Inc.|21
FCAP|FIRST CAPITAL INC|SALI|INTL FCSTONE FINANCIAL INC.|44
FCAP|FIRST CAPITAL INC|SGMT|GOLDMAN SACHS & CO. LLC|102
FCAP|FIRST CAPITAL INC|SPDR|SPEEDROUTE LLC|183
FCAP|FIRST CAPITAL INC|SPTD|MINT GLOBAL MARKETS, INC.|744
FCAP|FIRST CAPITAL INC|SWEN|Sweney Cartwright & Company|276
FCAP|FIRST CAPITAL INC|TKNG|ALLY INVEST SECURITIES LLC|1
FCAP|FIRST CAPITAL INC|TRCM|TRC MARKETS LLC|228
FCAP|FIRST CAPITAL INC|UBSA|UBS SECURITIES LLC|1400
FCAP|FIRST CAPITAL INC|UBSS|UBS Securities LLC|3217
FCAP|FIRST CAPITAL INC|VGRD|Vanguard Marketing Corporation|30
FCAP|FIRST CAPITAL INC|WCHV|WELLS FARGO SECURITIES, LLC|40
FCAP|FIRST CAPITAL INC|WSEA|WOLVERINE SECURITIES, LLC|1
FCAP|FIRST CAPITAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
FCAP|FIRST CAPITAL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|265
FCAU|FIAT CHRYSLER AUTO N|AGIS|Aegis Capital Corp.|22374
FCAU|FIAT CHRYSLER AUTO N|ALTX|Alternet Securities Inc.|39300
FCAU|FIAT CHRYSLER AUTO N|APCC|Apex Clearing Corporation|18097
FCAU|FIAT CHRYSLER AUTO N|AQUA|AQUA SECURITIES L.P.|7700
FCAU|FIAT CHRYSLER AUTO N|BARD|Robert W. Baird & Co. Incorporated|59243
FCAU|FIAT CHRYSLER AUTO N|BATM|CBOE TRADING, INC.|26457
FCAU|FIAT CHRYSLER AUTO N|BAYT|BTIG, LLC|11679
FCAU|FIAT CHRYSLER AUTO N|BBNT|BB&T SECURITIES, LLC|769
FCAU|FIAT CHRYSLER AUTO N|BERN|Sanford C. Bernstein & Co., LLC|6062
FCAU|FIAT CHRYSLER AUTO N|BIAD|SAGETRADER, LLC|7201
FCAU|FIAT CHRYSLER AUTO N|BIDS|BIDS TRADING L.P.|1000
FCAU|FIAT CHRYSLER AUTO N|BIMI|Banca IMI Securities Corp.|38189
FCAU|FIAT CHRYSLER AUTO N|BKCM|BNY Mellon Capital Markets LLC|250
FCAU|FIAT CHRYSLER AUTO N|BKMM|BNY MELLON CAPITAL MARKETS, LLC|61448
FCAU|FIAT CHRYSLER AUTO N|BMOC|BMO Capital Markets Corp.|242402
FCAU|FIAT CHRYSLER AUTO N|BNPX|BNP PARIBAS SECURITIES CORP.|32477
FCAU|FIAT CHRYSLER AUTO N|BRGE|Newbridge Securities Corp.|3428
FCAU|FIAT CHRYSLER AUTO N|BTIG|BTIG, LLC|2205
FCAU|FIAT CHRYSLER AUTO N|BYXM|CBOE TRADING, INC.|9715
FCAU|FIAT CHRYSLER AUTO N|BZYD|GOLDMAN SACHS & CO. LLC|400
FCAU|FIAT CHRYSLER AUTO N|CHAS|Charles Schwab & Co., Inc.|10996
FCAU|FIAT CHRYSLER AUTO N|CHDN|CHARDAN CAPITAL MARKETS LLC|319423
FCAU|FIAT CHRYSLER AUTO N|CICF|Canaccord Genuity Corp.|6112
FCAU|FIAT CHRYSLER AUTO N|CIST|Capital Institutional Services, Inc.|30891
FCAU|FIAT CHRYSLER AUTO N|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145971
FCAU|FIAT CHRYSLER AUTO N|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30721
FCAU|FIAT CHRYSLER AUTO N|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1819
FCAU|FIAT CHRYSLER AUTO N|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1849865
FCAU|FIAT CHRYSLER AUTO N|CTDL|Citadel Derivatives Group Llc|9865
FCAU|FIAT CHRYSLER AUTO N|CTLR|CUTLER GROUP, LP|13400
FCAU|FIAT CHRYSLER AUTO N|CXCX|CITIGROUP GLOBAL MARKETS INC.|545288
FCAU|FIAT CHRYSLER AUTO N|DADA|D.A. Davidson & Co.|15127
FCAU|FIAT CHRYSLER AUTO N|DBAB|Deutsche Bank Securities Inc.|374597
FCAU|FIAT CHRYSLER AUTO N|DBAX|Deutsche Bank Securities Inc.|1078600
FCAU|FIAT CHRYSLER AUTO N|DBUL|Deutsche Bank Securities Inc.|9223
FCAU|FIAT CHRYSLER AUTO N|DCHF|Dart Executions, LLC|23710
FCAU|FIAT CHRYSLER AUTO N|DEAN|MORGAN STANLEY|104827
FCAU|FIAT CHRYSLER AUTO N|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29533
FCAU|FIAT CHRYSLER AUTO N|DRWC|DRW SECURITIES, L.L.C.|8000
FCAU|FIAT CHRYSLER AUTO N|EBXL|EBX LLC|810300
FCAU|FIAT CHRYSLER AUTO N|ECUT|CONVERGEX EXECUTION SOLUTIONS|80694
FCAU|FIAT CHRYSLER AUTO N|EDJC|Edward Jones / CDS|427
FCAU|FIAT CHRYSLER AUTO N|EDJO|Edward D. Jones & Co., L.P.|25107
FCAU|FIAT CHRYSLER AUTO N|EGAM|CBOE TRADING, INC.|24965
FCAU|FIAT CHRYSLER AUTO N|EGAW|CBOE TRADING, INC.|1553
FCAU|FIAT CHRYSLER AUTO N|EGXM|CBOE TRADING, INC.|26792
FCAU|FIAT CHRYSLER AUTO N|EGXW|CBOE TRADING, INC.|131
FCAU|FIAT CHRYSLER AUTO N|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|6000
FCAU|FIAT CHRYSLER AUTO N|ETBE|Electronic Transaction Clearing, Inc.|62570
FCAU|FIAT CHRYSLER AUTO N|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5621
FCAU|FIAT CHRYSLER AUTO N|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|965
FCAU|FIAT CHRYSLER AUTO N|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1568
FCAU|FIAT CHRYSLER AUTO N|ETRS|E*Trade Securities LLC|439648
FCAU|FIAT CHRYSLER AUTO N|FBSB|U.S. Bancorp Investments, Inc.|200
FCAU|FIAT CHRYSLER AUTO N|FILL|Tradestation Securities, Inc.|21766
FCAU|FIAT CHRYSLER AUTO N|FMAF|NBCN Inc./ CDS|8585
FCAU|FIAT CHRYSLER AUTO N|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7405
FCAU|FIAT CHRYSLER AUTO N|FQLS|Quantlab Securities LP|551339
FCAU|FIAT CHRYSLER AUTO N|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|210386
FCAU|FIAT CHRYSLER AUTO N|FTBR|Foliofn Investments, Inc.|16786
FCAU|FIAT CHRYSLER AUTO N|GEBB|GLOBAL EXECUTION BROKERS, LP|94970
FCAU|FIAT CHRYSLER AUTO N|GLIS|TD Securities Inc|58723
FCAU|FIAT CHRYSLER AUTO N|GLPX|ACS EXECUTION SERVICES, LLC|93666
FCAU|FIAT CHRYSLER AUTO N|GSCO|GOLDMAN SACHS & CO. LLC|3165940
FCAU|FIAT CHRYSLER AUTO N|GSCS|GOLDMAN SACHS & CO. LLC|109905
FCAU|FIAT CHRYSLER AUTO N|GSLT|GOLDMAN SACHS & CO. LLC|49680
FCAU|FIAT CHRYSLER AUTO N|GTSZ|GTS SECURITIES LLC|143696
FCAU|FIAT CHRYSLER AUTO N|HAPX|HAP Trading, LLC|100
FCAU|FIAT CHRYSLER AUTO N|HRBF|American Enterprise Investment Services Inc.|24830
FCAU|FIAT CHRYSLER AUTO N|HSBC|HSBC Securities, Inc.|62842
FCAU|FIAT CHRYSLER AUTO N|IATS|INTERACTIVE BROKERS LLC|58575
FCAU|FIAT CHRYSLER AUTO N|IBKR|Interactive Brokers Llc|215448
FCAU|FIAT CHRYSLER AUTO N|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|872
FCAU|FIAT CHRYSLER AUTO N|ICBX|INSTINET, LLC|875787
FCAU|FIAT CHRYSLER AUTO N|INCA|INSTINET, LLC|1312972
FCAU|FIAT CHRYSLER AUTO N|INJX|INSTINET, LLC|35247
FCAU|FIAT CHRYSLER AUTO N|INTL|INTL FCSTONE FINANCIAL INC.|4126
FCAU|FIAT CHRYSLER AUTO N|ITGI|ITG Inc.|138005
FCAU|FIAT CHRYSLER AUTO N|ITGP|ITG INC.|700600
FCAU|FIAT CHRYSLER AUTO N|JANY|Janney Montgomery Scott Inc.|14327
FCAU|FIAT CHRYSLER AUTO N|JEFF|JEFFERIES LLC|911598
FCAU|FIAT CHRYSLER AUTO N|JMPT|JUMP TRADING, LLC|212837
FCAU|FIAT CHRYSLER AUTO N|JONE|JonesTrading|50
FCAU|FIAT CHRYSLER AUTO N|JPBX|J.P. MORGAN SECURITIES LLC|102279
FCAU|FIAT CHRYSLER AUTO N|JPMX|J.P. Morgan Securities LLC|3037856
FCAU|FIAT CHRYSLER AUTO N|JSJX|JANE STREET CAPITAL LLC|190569
FCAU|FIAT CHRYSLER AUTO N|KCGM|VIRTU Americas LLC|265112
FCAU|FIAT CHRYSLER AUTO N|KEYB|KEYBANC CAPITAL MARKETS INC.|4527
FCAU|FIAT CHRYSLER AUTO N|KRSH|Kershner Securities, LLC|4891
FCAU|FIAT CHRYSLER AUTO N|LEHM|Barclays Capital Inc./Le|5391723
FCAU|FIAT CHRYSLER AUTO N|LIME|Lime Brokerage LLC|1271561
FCAU|FIAT CHRYSLER AUTO N|LQNA|LIQUIDNET, INC.|67800
FCAU|FIAT CHRYSLER AUTO N|LSCI|Lek Securities Corporation|151122
FCAU|FIAT CHRYSLER AUTO N|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FCAU|FIAT CHRYSLER AUTO N|MACQ|Macquarie Capital (USA) Inc.|27399
FCAU|FIAT CHRYSLER AUTO N|MAXM|Maxim Group LLC|128978
FCAU|FIAT CHRYSLER AUTO N|MBTS|ALLY INVEST SECURITIES LLC|14478
FCAU|FIAT CHRYSLER AUTO N|MCMF|Raymond James Ltd. Cds|16
FCAU|FIAT CHRYSLER AUTO N|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1458675
FCAU|FIAT CHRYSLER AUTO N|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
FCAU|FIAT CHRYSLER AUTO N|MOTF|MOTIF INVESTING, INC.|5
FCAU|FIAT CHRYSLER AUTO N|MSCO|MORGAN STANLEY & CO. LLC|4107351
FCAU|FIAT CHRYSLER AUTO N|MSPL|MORGAN STANLEY & CO. LLC|2303500
FCAU|FIAT CHRYSLER AUTO N|MSTX|MORGAN STANLEY & CO. LLC|527000
FCAU|FIAT CHRYSLER AUTO N|NATL|National Securities Corporation|4095
FCAU|FIAT CHRYSLER AUTO N|NBCS|NBC Securities, INC.|625
FCAU|FIAT CHRYSLER AUTO N|NFSC|National Financial Services LLC|1500225
FCAU|FIAT CHRYSLER AUTO N|NITE|VIRTU Americas LLC|3183866
FCAU|FIAT CHRYSLER AUTO N|NITP|VIRTU Americas LLC|35853
FCAU|FIAT CHRYSLER AUTO N|NQRB|Brut, LLC|39958
FCAU|FIAT CHRYSLER AUTO N|NTBF|BMO Nesbitt Burns Inc./CDS|13687
FCAU|FIAT CHRYSLER AUTO N|NTRC|Northern Trust Securities, Inc.|1130
FCAU|FIAT CHRYSLER AUTO N|OHOS|TWO SIGMA SECURITIES, LLC|97926
FCAU|FIAT CHRYSLER AUTO N|OLDM|OLD MISSION CAPITAL, LLC|136246
FCAU|FIAT CHRYSLER AUTO N|OPCO|Oppenheimer & Co. Inc.|2752
FCAU|FIAT CHRYSLER AUTO N|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|250
FCAU|FIAT CHRYSLER AUTO N|PDQM|CODA MARKETS, INC.|144903
FCAU|FIAT CHRYSLER AUTO N|PHLY|NASDAQ Execution Services, LLC|91600
FCAU|FIAT CHRYSLER AUTO N|PIPR|Piper Jaffray & Co.|2300
FCAU|FIAT CHRYSLER AUTO N|PWJC|UBS Financial Services, Inc.|2500
FCAU|FIAT CHRYSLER AUTO N|RBCM|RBC CAPITAL MARKETS, LLC|277
FCAU|FIAT CHRYSLER AUTO N|ROTH|Roth Capital Partners, LLC|6879
FCAU|FIAT CHRYSLER AUTO N|SAGL|SAGETRADER, LLC|10800
FCAU|FIAT CHRYSLER AUTO N|SBRX|MURIEL SIEBERT & CO INC|64
FCAU|FIAT CHRYSLER AUTO N|SBSH|Citigroup Global Markets Inc.|4915989
FCAU|FIAT CHRYSLER AUTO N|SCMC|Scotia Capital Markets (USA) Inc.|900
FCAU|FIAT CHRYSLER AUTO N|SGMT|GOLDMAN SACHS & CO. LLC|676823
FCAU|FIAT CHRYSLER AUTO N|SPDR|SPEEDROUTE LLC|18096
FCAU|FIAT CHRYSLER AUTO N|SPHN|Stephens Inc.|500
FCAU|FIAT CHRYSLER AUTO N|SPNT|SEVEN POINTS CAPITAL, LLC|200
FCAU|FIAT CHRYSLER AUTO N|STFL|Stifel, Nicolaus & Company, Incorporated|31633
FCAU|FIAT CHRYSLER AUTO N|STKP|STOCKPILE INVESTMENTS, INC.|1054
FCAU|FIAT CHRYSLER AUTO N|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14883
FCAU|FIAT CHRYSLER AUTO N|SWIM|TD Ameritrade, Inc.|435860
FCAU|FIAT CHRYSLER AUTO N|SWST|Hilltop Securities Inc.|8042
FCAU|FIAT CHRYSLER AUTO N|TKNG|ALLY INVEST SECURITIES LLC|14599
FCAU|FIAT CHRYSLER AUTO N|TRBT|Tradebot Systems, Inc.|627708
FCAU|FIAT CHRYSLER AUTO N|TRCM|TRC MARKETS LLC|139258
FCAU|FIAT CHRYSLER AUTO N|TWTT|TASTYWORKS, INC.|2
FCAU|FIAT CHRYSLER AUTO N|UBSA|UBS SECURITIES LLC|3338867
FCAU|FIAT CHRYSLER AUTO N|UBSS|UBS Securities LLC|2667134
FCAU|FIAT CHRYSLER AUTO N|VALX|VIRTU AMERICAS LLC|1244554
FCAU|FIAT CHRYSLER AUTO N|VERT|The Vertical Trading Group, LLC|1950
FCAU|FIAT CHRYSLER AUTO N|VGRD|Vanguard Marketing Corporation|76524
FCAU|FIAT CHRYSLER AUTO N|VSIN|Vision Financial Markets Llc|1
FCAU|FIAT CHRYSLER AUTO N|WABR|Wall Street Access|2000
FCAU|FIAT CHRYSLER AUTO N|WBLR|WILLIAM BLAIR|300
FCAU|FIAT CHRYSLER AUTO N|WBPX|SUMMIT SECURITIES GROUP, LLC|5860
FCAU|FIAT CHRYSLER AUTO N|WCHV|WELLS FARGO SECURITIES, LLC|212612
FCAU|FIAT CHRYSLER AUTO N|WEDB|WEDBUSH SECURITIES INC.|118701
FCAU|FIAT CHRYSLER AUTO N|WEED|Weeden & Co.L.P.|14411
FCAU|FIAT CHRYSLER AUTO N|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56645
FCAU|FIAT CHRYSLER AUTO N|WEXX|WOLVERINE EXECUTION SERVICES, LLC|177588
FCAU|FIAT CHRYSLER AUTO N|WGIF|CIBC World Markets Inc.|2857
FCAU|FIAT CHRYSLER AUTO N|WSEA|WOLVERINE SECURITIES, LLC|38169
FCAU|FIAT CHRYSLER AUTO N|XIST|INSTINET, LLC|32400
FCAU|FIAT CHRYSLER AUTO N|XSTM|NATIONAL FINANCIAL SERVICES LLC|564446
FCAU|FIAT CHRYSLER AUTO N|YKNA|COMHAR CAPITAL MARKETS, LLC|4334
FCAU|FIAT CHRYSLER AUTO N|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20024
FCB|FCB FINL HLDS CL A|ANOS|ABEL/NOSER, L.L.C.|5130
FCB|FCB FINL HLDS CL A|APCC|Apex Clearing Corporation|31
FCB|FCB FINL HLDS CL A|BATM|CBOE TRADING, INC.|2232
FCB|FCB FINL HLDS CL A|BERN|Sanford C. Bernstein & Co., LLC|36107
FCB|FCB FINL HLDS CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|759
FCB|FCB FINL HLDS CL A|BLKX|INSTINET, LLC|18900
FCB|FCB FINL HLDS CL A|BNKS|Fig Partners, LLC|3430
FCB|FCB FINL HLDS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|11022
FCB|FCB FINL HLDS CL A|BYXM|CBOE TRADING, INC.|1071
FCB|FCB FINL HLDS CL A|BZYD|GOLDMAN SACHS & CO. LLC|1484
FCB|FCB FINL HLDS CL A|CANT|Cantor Fitzgerald & Co.|3136
FCB|FCB FINL HLDS CL A|CHAS|Charles Schwab & Co., Inc.|275
FCB|FCB FINL HLDS CL A|CIST|Capital Institutional Services, Inc.|90
FCB|FCB FINL HLDS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63930
FCB|FCB FINL HLDS CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12398
FCB|FCB FINL HLDS CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2540
FCB|FCB FINL HLDS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|163941
FCB|FCB FINL HLDS CL A|CTDL|Citadel Derivatives Group Llc|8482
FCB|FCB FINL HLDS CL A|CTLR|CUTLER GROUP, LP|255
FCB|FCB FINL HLDS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|20938
FCB|FCB FINL HLDS CL A|DBAB|Deutsche Bank Securities Inc.|26969
FCB|FCB FINL HLDS CL A|DBAX|Deutsche Bank Securities Inc.|120800
FCB|FCB FINL HLDS CL A|DBUL|Deutsche Bank Securities Inc.|400
FCB|FCB FINL HLDS CL A|DEAN|MORGAN STANLEY|2058
FCB|FCB FINL HLDS CL A|DEGS|RONIN PROFESSIONAL LLC|773
FCB|FCB FINL HLDS CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|724
FCB|FCB FINL HLDS CL A|EBXL|EBX LLC|118400
FCB|FCB FINL HLDS CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|25258
FCB|FCB FINL HLDS CL A|EDJO|Edward D. Jones & Co., L.P.|23
FCB|FCB FINL HLDS CL A|EGAM|CBOE TRADING, INC.|22200
FCB|FCB FINL HLDS CL A|EGAW|CBOE TRADING, INC.|293
FCB|FCB FINL HLDS CL A|EGMT|EG MARKET TECHNOLOGIES LLC|500
FCB|FCB FINL HLDS CL A|EGXM|CBOE TRADING, INC.|1486
FCB|FCB FINL HLDS CL A|EGXW|CBOE TRADING, INC.|166
FCB|FCB FINL HLDS CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13490
FCB|FCB FINL HLDS CL A|ETRS|E*Trade Securities LLC|550
FCB|FCB FINL HLDS CL A|FIDT|Fidelity Clearing Canada ULC./ CDS|702
FCB|FCB FINL HLDS CL A|FILL|Tradestation Securities, Inc.|1813
FCB|FCB FINL HLDS CL A|FINX|FINTECH SECURITIES|3
FCB|FCB FINL HLDS CL A|FMAF|NBCN Inc./ CDS|3704
FCB|FCB FINL HLDS CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|649
FCB|FCB FINL HLDS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8966
FCB|FCB FINL HLDS CL A|FTBR|Foliofn Investments, Inc.|61
FCB|FCB FINL HLDS CL A|GLPX|ACS EXECUTION SERVICES, LLC|4238
FCB|FCB FINL HLDS CL A|GSCO|GOLDMAN SACHS & CO. LLC|717941
FCB|FCB FINL HLDS CL A|GSCS|GOLDMAN SACHS & CO. LLC|2360
FCB|FCB FINL HLDS CL A|GSLT|GOLDMAN SACHS & CO. LLC|1641
FCB|FCB FINL HLDS CL A|GTSZ|GTS SECURITIES LLC|22183
FCB|FCB FINL HLDS CL A|HASF|Haywood Securities Inc./CDS|166
FCB|FCB FINL HLDS CL A|HOVD|HOVDE GROUP, LLC|2200
FCB|FCB FINL HLDS CL A|HRBF|American Enterprise Investment Services Inc.|223
FCB|FCB FINL HLDS CL A|IATS|INTERACTIVE BROKERS LLC|362
FCB|FCB FINL HLDS CL A|IBKR|Interactive Brokers Llc|980
FCB|FCB FINL HLDS CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
FCB|FCB FINL HLDS CL A|ICBX|INSTINET, LLC|38933
FCB|FCB FINL HLDS CL A|IEQY|CITADEL SECURITIES LLC|48421
FCB|FCB FINL HLDS CL A|INCA|INSTINET, LLC|67220
FCB|FCB FINL HLDS CL A|INJX|INSTINET, LLC|4645
FCB|FCB FINL HLDS CL A|ITGI|ITG Inc.|27344
FCB|FCB FINL HLDS CL A|ITGP|ITG INC.|72000
FCB|FCB FINL HLDS CL A|JANY|Janney Montgomery Scott Inc.|1182
FCB|FCB FINL HLDS CL A|JEFF|JEFFERIES LLC|49733
FCB|FCB FINL HLDS CL A|JMPT|JUMP TRADING, LLC|11560
FCB|FCB FINL HLDS CL A|JPBX|J.P. MORGAN SECURITIES LLC|23058
FCB|FCB FINL HLDS CL A|JPMX|J.P. Morgan Securities LLC|264476
FCB|FCB FINL HLDS CL A|JSJX|JANE STREET CAPITAL LLC|10210
FCB|FCB FINL HLDS CL A|KCGM|VIRTU Americas LLC|31491
FCB|FCB FINL HLDS CL A|LEHM|Barclays Capital Inc./Le|189492
FCB|FCB FINL HLDS CL A|LIME|Lime Brokerage LLC|14741
FCB|FCB FINL HLDS CL A|LQNA|LIQUIDNET, INC.|8200
FCB|FCB FINL HLDS CL A|MACQ|Macquarie Capital (USA) Inc.|5970
FCB|FCB FINL HLDS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70383
FCB|FCB FINL HLDS CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|886
FCB|FCB FINL HLDS CL A|MSCO|MORGAN STANLEY & CO. LLC|270946
FCB|FCB FINL HLDS CL A|MSPL|MORGAN STANLEY & CO. LLC|211700
FCB|FCB FINL HLDS CL A|MSTX|MORGAN STANLEY & CO. LLC|25000
FCB|FCB FINL HLDS CL A|NFSC|National Financial Services LLC|15572
FCB|FCB FINL HLDS CL A|NITE|VIRTU Americas LLC|91575
FCB|FCB FINL HLDS CL A|NITP|VIRTU Americas LLC|2120
FCB|FCB FINL HLDS CL A|NQRB|Brut, LLC|11148
FCB|FCB FINL HLDS CL A|NTRC|Northern Trust Securities, Inc.|722
FCB|FCB FINL HLDS CL A|OPCO|Oppenheimer & Co. Inc.|1009
FCB|FCB FINL HLDS CL A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2187
FCB|FCB FINL HLDS CL A|PDQM|CODA MARKETS, INC.|25847
FCB|FCB FINL HLDS CL A|PIPR|Piper Jaffray & Co.|5000
FCB|FCB FINL HLDS CL A|RBCM|RBC CAPITAL MARKETS, LLC|3418
FCB|FCB FINL HLDS CL A|SAGW|SAGETRADER, LLC|100
FCB|FCB FINL HLDS CL A|SALI|INTL FCSTONE FINANCIAL INC.|458
FCB|FCB FINL HLDS CL A|SBSH|Citigroup Global Markets Inc.|55094
FCB|FCB FINL HLDS CL A|SGMT|GOLDMAN SACHS & CO. LLC|64809
FCB|FCB FINL HLDS CL A|SPDR|SPEEDROUTE LLC|34891
FCB|FCB FINL HLDS CL A|SPHN|Stephens Inc.|5427
FCB|FCB FINL HLDS CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
FCB|FCB FINL HLDS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|1652
FCB|FCB FINL HLDS CL A|SWIM|TD Ameritrade, Inc.|1624
FCB|FCB FINL HLDS CL A|TMBR|Timber Hill LLC|261
FCB|FCB FINL HLDS CL A|TRBT|Tradebot Systems, Inc.|3086
FCB|FCB FINL HLDS CL A|TRCM|TRC MARKETS LLC|38925
FCB|FCB FINL HLDS CL A|UBSA|UBS SECURITIES LLC|372507
FCB|FCB FINL HLDS CL A|UBSS|UBS Securities LLC|419868
FCB|FCB FINL HLDS CL A|VALX|VIRTU AMERICAS LLC|7660
FCB|FCB FINL HLDS CL A|VGRD|Vanguard Marketing Corporation|381
FCB|FCB FINL HLDS CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|834
FCB|FCB FINL HLDS CL A|WCHV|WELLS FARGO SECURITIES, LLC|8657
FCB|FCB FINL HLDS CL A|WEDB|WEDBUSH SECURITIES INC.|167
FCB|FCB FINL HLDS CL A|WEED|Weeden & Co.L.P.|1050
FCB|FCB FINL HLDS CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|432
FCB|FCB FINL HLDS CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2123
FCB|FCB FINL HLDS CL A|WSAG|WALL STREET ACCESS|100
FCB|FCB FINL HLDS CL A|WSEA|WOLVERINE SECURITIES, LLC|187
FCB|FCB FINL HLDS CL A|XIST|INSTINET, LLC|28290
FCB|FCB FINL HLDS CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|15950
FCB|FCB FINL HLDS CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|112
FCBC|FIRST COMMUNITY BKSH|ALTX|Alternet Securities Inc.|230
FCBC|FIRST COMMUNITY BKSH|APCC|Apex Clearing Corporation|1
FCBC|FIRST COMMUNITY BKSH|BATM|CBOE TRADING, INC.|100
FCBC|FIRST COMMUNITY BKSH|BAYT|BTIG, LLC|600
FCBC|FIRST COMMUNITY BKSH|BERN|Sanford C. Bernstein & Co., LLC|100
FCBC|FIRST COMMUNITY BKSH|BLKX|INSTINET, LLC|5000
FCBC|FIRST COMMUNITY BKSH|BMOC|BMO Capital Markets Corp.|2632
FCBC|FIRST COMMUNITY BKSH|BNKS|Fig Partners, LLC|5392
FCBC|FIRST COMMUNITY BKSH|BNPX|BNP PARIBAS SECURITIES CORP.|1570
FCBC|FIRST COMMUNITY BKSH|BTIG|BTIG, LLC|122
FCBC|FIRST COMMUNITY BKSH|BZYD|GOLDMAN SACHS & CO. LLC|296
FCBC|FIRST COMMUNITY BKSH|CANT|Cantor Fitzgerald & Co.|4414
FCBC|FIRST COMMUNITY BKSH|CHAS|Charles Schwab & Co., Inc.|1
FCBC|FIRST COMMUNITY BKSH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5669
FCBC|FIRST COMMUNITY BKSH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|906
FCBC|FIRST COMMUNITY BKSH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|724
FCBC|FIRST COMMUNITY BKSH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13821
FCBC|FIRST COMMUNITY BKSH|CTDL|Citadel Derivatives Group Llc|1559
FCBC|FIRST COMMUNITY BKSH|CXCX|CITIGROUP GLOBAL MARKETS INC.|2638
FCBC|FIRST COMMUNITY BKSH|DBAB|Deutsche Bank Securities Inc.|40626
FCBC|FIRST COMMUNITY BKSH|DBAX|Deutsche Bank Securities Inc.|6200
FCBC|FIRST COMMUNITY BKSH|DBUL|Deutsche Bank Securities Inc.|500
FCBC|FIRST COMMUNITY BKSH|DEAN|MORGAN STANLEY|462
FCBC|FIRST COMMUNITY BKSH|DEGS|RONIN PROFESSIONAL LLC|6234
FCBC|FIRST COMMUNITY BKSH|EBXL|EBX LLC|8100
FCBC|FIRST COMMUNITY BKSH|ECUT|CONVERGEX EXECUTION SOLUTIONS|93
FCBC|FIRST COMMUNITY BKSH|EDJO|Edward D. Jones & Co., L.P.|217
FCBC|FIRST COMMUNITY BKSH|EGAM|CBOE TRADING, INC.|600
FCBC|FIRST COMMUNITY BKSH|EGXM|CBOE TRADING, INC.|134
FCBC|FIRST COMMUNITY BKSH|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FCBC|FIRST COMMUNITY BKSH|ETRS|E*Trade Securities LLC|738
FCBC|FIRST COMMUNITY BKSH|FBCO|Credit Suisse Securities (USA) LLC|40150
FCBC|FIRST COMMUNITY BKSH|FILL|Tradestation Securities, Inc.|100
FCBC|FIRST COMMUNITY BKSH|FOMA|TD AMERITRADE CLEARING, INC.|2461
FCBC|FIRST COMMUNITY BKSH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11840
FCBC|FIRST COMMUNITY BKSH|GEBB|GLOBAL EXECUTION BROKERS, LP|4454
FCBC|FIRST COMMUNITY BKSH|GLPX|ACS EXECUTION SERVICES, LLC|555
FCBC|FIRST COMMUNITY BKSH|GSCO|GOLDMAN SACHS & CO. LLC|55707
FCBC|FIRST COMMUNITY BKSH|GSCS|GOLDMAN SACHS & CO. LLC|227
FCBC|FIRST COMMUNITY BKSH|GSLT|GOLDMAN SACHS & CO. LLC|100
FCBC|FIRST COMMUNITY BKSH|GTSZ|GTS SECURITIES LLC|22151
FCBC|FIRST COMMUNITY BKSH|IATS|INTERACTIVE BROKERS LLC|690
FCBC|FIRST COMMUNITY BKSH|IBKR|Interactive Brokers Llc|4754
FCBC|FIRST COMMUNITY BKSH|ICBX|INSTINET, LLC|6000
FCBC|FIRST COMMUNITY BKSH|IEQY|CITADEL SECURITIES LLC|4448
FCBC|FIRST COMMUNITY BKSH|INCA|INSTINET, LLC|45721
FCBC|FIRST COMMUNITY BKSH|INJX|INSTINET, LLC|4219
FCBC|FIRST COMMUNITY BKSH|ITGI|ITG Inc.|31234
FCBC|FIRST COMMUNITY BKSH|ITGP|ITG INC.|9400
FCBC|FIRST COMMUNITY BKSH|JEFF|JEFFERIES LLC|11347
FCBC|FIRST COMMUNITY BKSH|JPMX|J.P. Morgan Securities LLC|41183
FCBC|FIRST COMMUNITY BKSH|KBWI|Keefe, Bruyette & Woods, Inc.|386
FCBC|FIRST COMMUNITY BKSH|KCGM|VIRTU Americas LLC|2884
FCBC|FIRST COMMUNITY BKSH|LEHM|Barclays Capital Inc./Le|20652
FCBC|FIRST COMMUNITY BKSH|LIME|Lime Brokerage LLC|33589
FCBC|FIRST COMMUNITY BKSH|LMGP|LIME BROKERAGE LLC|776
FCBC|FIRST COMMUNITY BKSH|LQNA|LIQUIDNET, INC.|18000
FCBC|FIRST COMMUNITY BKSH|MAXM|Maxim Group LLC|1736
FCBC|FIRST COMMUNITY BKSH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13024
FCBC|FIRST COMMUNITY BKSH|MSCO|MORGAN STANLEY & CO. LLC|105162
FCBC|FIRST COMMUNITY BKSH|MSPL|MORGAN STANLEY & CO. LLC|11700
FCBC|FIRST COMMUNITY BKSH|MSTX|MORGAN STANLEY & CO. LLC|200
FCBC|FIRST COMMUNITY BKSH|NFSC|National Financial Services LLC|12469
FCBC|FIRST COMMUNITY BKSH|NITE|VIRTU Americas LLC|35777
FCBC|FIRST COMMUNITY BKSH|NITP|VIRTU Americas LLC|300
FCBC|FIRST COMMUNITY BKSH|NQRB|Brut, LLC|2200
FCBC|FIRST COMMUNITY BKSH|NTRC|Northern Trust Securities, Inc.|100
FCBC|FIRST COMMUNITY BKSH|PDQM|CODA MARKETS, INC.|429
FCBC|FIRST COMMUNITY BKSH|RAJA|Raymond James & Associates, Inc.|1918
FCBC|FIRST COMMUNITY BKSH|SAGW|SAGETRADER, LLC|33
FCBC|FIRST COMMUNITY BKSH|SBSH|Citigroup Global Markets Inc.|19459
FCBC|FIRST COMMUNITY BKSH|SDLR|Sandler, O'Neill & Partners, L.P.|36990
FCBC|FIRST COMMUNITY BKSH|SGMT|GOLDMAN SACHS & CO. LLC|1502
FCBC|FIRST COMMUNITY BKSH|STFL|Stifel, Nicolaus & Company, Incorporated|243
FCBC|FIRST COMMUNITY BKSH|SWIM|TD Ameritrade, Inc.|500
FCBC|FIRST COMMUNITY BKSH|TRBT|Tradebot Systems, Inc.|4318
FCBC|FIRST COMMUNITY BKSH|TRCM|TRC MARKETS LLC|25373
FCBC|FIRST COMMUNITY BKSH|UBSA|UBS SECURITIES LLC|23792
FCBC|FIRST COMMUNITY BKSH|UBSS|UBS Securities LLC|65650
FCBC|FIRST COMMUNITY BKSH|VALX|VIRTU AMERICAS LLC|2430
FCBC|FIRST COMMUNITY BKSH|WCHV|WELLS FARGO SECURITIES, LLC|1999
FCBC|FIRST COMMUNITY BKSH|WEED|Weeden & Co.L.P.|11100
FCBC|FIRST COMMUNITY BKSH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11
FCBC|FIRST COMMUNITY BKSH|WGIF|CIBC World Markets Inc.|50
FCBC|FIRST COMMUNITY BKSH|XIST|INSTINET, LLC|2120
FCBC|FIRST COMMUNITY BKSH|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
FCBC|FIRST COMMUNITY BKSH|YKNA|COMHAR CAPITAL MARKETS, LLC|59
FCBP|FIRST CHOICE BNCP CM|ALTX|Alternet Securities Inc.|1207
FCBP|FIRST CHOICE BNCP CM|APCC|Apex Clearing Corporation|100
FCBP|FIRST CHOICE BNCP CM|BATM|CBOE TRADING, INC.|299
FCBP|FIRST CHOICE BNCP CM|BAYC|BAY CREST PARTNERS, LLC|573
FCBP|FIRST CHOICE BNCP CM|BAYT|BTIG, LLC|6000
FCBP|FIRST CHOICE BNCP CM|BERN|Sanford C. Bernstein & Co., LLC|200
FCBP|FIRST CHOICE BNCP CM|BMOC|BMO Capital Markets Corp.|443
FCBP|FIRST CHOICE BNCP CM|BNKS|Fig Partners, LLC|25156
FCBP|FIRST CHOICE BNCP CM|BNPX|BNP PARIBAS SECURITIES CORP.|956
FCBP|FIRST CHOICE BNCP CM|BTIG|BTIG, LLC|169
FCBP|FIRST CHOICE BNCP CM|BYXM|CBOE TRADING, INC.|519
FCBP|FIRST CHOICE BNCP CM|CCMB|COWEN PRIME SERVICES LLC|200
FCBP|FIRST CHOICE BNCP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20444
FCBP|FIRST CHOICE BNCP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25207
FCBP|FIRST CHOICE BNCP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14189
FCBP|FIRST CHOICE BNCP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9858
FCBP|FIRST CHOICE BNCP CM|CTDL|Citadel Derivatives Group Llc|862
FCBP|FIRST CHOICE BNCP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|346
FCBP|FIRST CHOICE BNCP CM|DBAB|Deutsche Bank Securities Inc.|88754
FCBP|FIRST CHOICE BNCP CM|DBAX|Deutsche Bank Securities Inc.|7900
FCBP|FIRST CHOICE BNCP CM|EBXL|EBX LLC|10100
FCBP|FIRST CHOICE BNCP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|113
FCBP|FIRST CHOICE BNCP CM|EGAM|CBOE TRADING, INC.|200
FCBP|FIRST CHOICE BNCP CM|EGXW|CBOE TRADING, INC.|2163
FCBP|FIRST CHOICE BNCP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|764
FCBP|FIRST CHOICE BNCP CM|ETRS|E*Trade Securities LLC|2539
FCBP|FIRST CHOICE BNCP CM|FBCO|Credit Suisse Securities (USA) LLC|36528
FCBP|FIRST CHOICE BNCP CM|FILL|Tradestation Securities, Inc.|4000
FCBP|FIRST CHOICE BNCP CM|FOMA|TD AMERITRADE CLEARING, INC.|11595
FCBP|FIRST CHOICE BNCP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31921
FCBP|FIRST CHOICE BNCP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2167
FCBP|FIRST CHOICE BNCP CM|GLPX|ACS EXECUTION SERVICES, LLC|7031
FCBP|FIRST CHOICE BNCP CM|GSCO|GOLDMAN SACHS & CO. LLC|313139
FCBP|FIRST CHOICE BNCP CM|GSCS|GOLDMAN SACHS & CO. LLC|7606
FCBP|FIRST CHOICE BNCP CM|GSLT|GOLDMAN SACHS & CO. LLC|1228
FCBP|FIRST CHOICE BNCP CM|GTSZ|GTS SECURITIES LLC|26723
FCBP|FIRST CHOICE BNCP CM|HOVD|HOVDE GROUP, LLC|225
FCBP|FIRST CHOICE BNCP CM|HSBC|HSBC Securities, Inc.|796
FCBP|FIRST CHOICE BNCP CM|IBKR|Interactive Brokers Llc|11283
FCBP|FIRST CHOICE BNCP CM|ICBX|INSTINET, LLC|900
FCBP|FIRST CHOICE BNCP CM|IEQY|CITADEL SECURITIES LLC|542
FCBP|FIRST CHOICE BNCP CM|INCA|INSTINET, LLC|100636
FCBP|FIRST CHOICE BNCP CM|INJX|INSTINET, LLC|313
FCBP|FIRST CHOICE BNCP CM|ITGI|ITG Inc.|112729
FCBP|FIRST CHOICE BNCP CM|ITGP|ITG INC.|16800
FCBP|FIRST CHOICE BNCP CM|JEFF|JEFFERIES LLC|4436
FCBP|FIRST CHOICE BNCP CM|JONE|JonesTrading|92640
FCBP|FIRST CHOICE BNCP CM|JPBX|J.P. MORGAN SECURITIES LLC|200
FCBP|FIRST CHOICE BNCP CM|JPMX|J.P. Morgan Securities LLC|8736
FCBP|FIRST CHOICE BNCP CM|JSJX|JANE STREET CAPITAL LLC|700
FCBP|FIRST CHOICE BNCP CM|KBWI|Keefe, Bruyette & Woods, Inc.|4307
FCBP|FIRST CHOICE BNCP CM|KCGM|VIRTU Americas LLC|1700
FCBP|FIRST CHOICE BNCP CM|LEHM|Barclays Capital Inc./Le|79774
FCBP|FIRST CHOICE BNCP CM|LIME|Lime Brokerage LLC|16932
FCBP|FIRST CHOICE BNCP CM|LMGP|LIME BROKERAGE LLC|12729
FCBP|FIRST CHOICE BNCP CM|MAXM|Maxim Group LLC|5038
FCBP|FIRST CHOICE BNCP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18919
FCBP|FIRST CHOICE BNCP CM|MSCO|MORGAN STANLEY & CO. LLC|235610
FCBP|FIRST CHOICE BNCP CM|MSPL|MORGAN STANLEY & CO. LLC|5300
FCBP|FIRST CHOICE BNCP CM|MSTX|MORGAN STANLEY & CO. LLC|13800
FCBP|FIRST CHOICE BNCP CM|NFSC|National Financial Services LLC|11203
FCBP|FIRST CHOICE BNCP CM|NITE|VIRTU Americas LLC|33491
FCBP|FIRST CHOICE BNCP CM|NITP|VIRTU Americas LLC|1100
FCBP|FIRST CHOICE BNCP CM|NQRB|Brut, LLC|900
FCBP|FIRST CHOICE BNCP CM|OPCO|Oppenheimer & Co. Inc.|17618
FCBP|FIRST CHOICE BNCP CM|PDQM|CODA MARKETS, INC.|11370
FCBP|FIRST CHOICE BNCP CM|RAJA|Raymond James & Associates, Inc.|17818
FCBP|FIRST CHOICE BNCP CM|SBSH|Citigroup Global Markets Inc.|53720
FCBP|FIRST CHOICE BNCP CM|SDLR|Sandler, O'Neill & Partners, L.P.|3182
FCBP|FIRST CHOICE BNCP CM|SGMT|GOLDMAN SACHS & CO. LLC|5002
FCBP|FIRST CHOICE BNCP CM|SPDR|SPEEDROUTE LLC|12401
FCBP|FIRST CHOICE BNCP CM|SPTD|MINT GLOBAL MARKETS, INC.|10
FCBP|FIRST CHOICE BNCP CM|SWIM|TD Ameritrade, Inc.|6831
FCBP|FIRST CHOICE BNCP CM|TRCM|TRC MARKETS LLC|2333
FCBP|FIRST CHOICE BNCP CM|UBSA|UBS SECURITIES LLC|59479
FCBP|FIRST CHOICE BNCP CM|UBSS|UBS Securities LLC|291505
FCBP|FIRST CHOICE BNCP CM|VALX|VIRTU AMERICAS LLC|79
FCBP|FIRST CHOICE BNCP CM|VGRD|Vanguard Marketing Corporation|900
FCBP|FIRST CHOICE BNCP CM|WCHV|WELLS FARGO SECURITIES, LLC|6665
FCBP|FIRST CHOICE BNCP CM|WEDB|WEDBUSH SECURITIES INC.|2557
FCBP|FIRST CHOICE BNCP CM|WSEA|WOLVERINE SECURITIES, LLC|210
FCBP|FIRST CHOICE BNCP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FCBP|FIRST CHOICE BNCP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|300
FCBP|FIRST CHOICE BNCP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
FCCO|FIRST COMMUNITY CORP|BATM|CBOE TRADING, INC.|426
FCCO|FIRST COMMUNITY CORP|BAYC|BAY CREST PARTNERS, LLC|1100
FCCO|FIRST COMMUNITY CORP|BBNT|BB&T SECURITIES, LLC|100
FCCO|FIRST COMMUNITY CORP|BERN|Sanford C. Bernstein & Co., LLC|3413
FCCO|FIRST COMMUNITY CORP|BMOC|BMO Capital Markets Corp.|541
FCCO|FIRST COMMUNITY CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1169
FCCO|FIRST COMMUNITY CORP|BTIG|BTIG, LLC|217
FCCO|FIRST COMMUNITY CORP|CHAS|Charles Schwab & Co., Inc.|205
FCCO|FIRST COMMUNITY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
FCCO|FIRST COMMUNITY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2572
FCCO|FIRST COMMUNITY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2098
FCCO|FIRST COMMUNITY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11802
FCCO|FIRST COMMUNITY CORP|CTDL|Citadel Derivatives Group Llc|1196
FCCO|FIRST COMMUNITY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|908
FCCO|FIRST COMMUNITY CORP|DBAB|Deutsche Bank Securities Inc.|114724
FCCO|FIRST COMMUNITY CORP|DBAX|Deutsche Bank Securities Inc.|15500
FCCO|FIRST COMMUNITY CORP|EBXL|EBX LLC|5300
FCCO|FIRST COMMUNITY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|126
FCCO|FIRST COMMUNITY CORP|EDJO|Edward D. Jones & Co., L.P.|1100
FCCO|FIRST COMMUNITY CORP|EGAM|CBOE TRADING, INC.|100
FCCO|FIRST COMMUNITY CORP|ETBE|Electronic Transaction Clearing, Inc.|6844
FCCO|FIRST COMMUNITY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26
FCCO|FIRST COMMUNITY CORP|ETRS|E*Trade Securities LLC|2
FCCO|FIRST COMMUNITY CORP|FBCO|Credit Suisse Securities (USA) LLC|16980
FCCO|FIRST COMMUNITY CORP|FOMA|TD AMERITRADE CLEARING, INC.|1572
FCCO|FIRST COMMUNITY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8162
FCCO|FIRST COMMUNITY CORP|FTBR|Foliofn Investments, Inc.|392
FCCO|FIRST COMMUNITY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|800
FCCO|FIRST COMMUNITY CORP|GLPX|ACS EXECUTION SERVICES, LLC|120
FCCO|FIRST COMMUNITY CORP|GSCO|GOLDMAN SACHS & CO. LLC|293224
FCCO|FIRST COMMUNITY CORP|GSLT|GOLDMAN SACHS & CO. LLC|205
FCCO|FIRST COMMUNITY CORP|GTSZ|GTS SECURITIES LLC|4403
FCCO|FIRST COMMUNITY CORP|HOVD|HOVDE GROUP, LLC|13401
FCCO|FIRST COMMUNITY CORP|IATS|INTERACTIVE BROKERS LLC|405
FCCO|FIRST COMMUNITY CORP|IBKR|Interactive Brokers Llc|29954
FCCO|FIRST COMMUNITY CORP|ICBX|INSTINET, LLC|7700
FCCO|FIRST COMMUNITY CORP|IEQY|CITADEL SECURITIES LLC|577
FCCO|FIRST COMMUNITY CORP|INCA|INSTINET, LLC|41076
FCCO|FIRST COMMUNITY CORP|INJX|INSTINET, LLC|1702
FCCO|FIRST COMMUNITY CORP|ITGI|ITG Inc.|8499
FCCO|FIRST COMMUNITY CORP|ITGP|ITG INC.|27200
FCCO|FIRST COMMUNITY CORP|JANY|Janney Montgomery Scott Inc.|2000
FCCO|FIRST COMMUNITY CORP|JEFF|JEFFERIES LLC|10415
FCCO|FIRST COMMUNITY CORP|JONE|JonesTrading|110000
FCCO|FIRST COMMUNITY CORP|JPBX|J.P. MORGAN SECURITIES LLC|800
FCCO|FIRST COMMUNITY CORP|JPMX|J.P. Morgan Securities LLC|22921
FCCO|FIRST COMMUNITY CORP|JSJX|JANE STREET CAPITAL LLC|100
FCCO|FIRST COMMUNITY CORP|KBWI|Keefe, Bruyette & Woods, Inc.|47363
FCCO|FIRST COMMUNITY CORP|KCGM|VIRTU Americas LLC|1787
FCCO|FIRST COMMUNITY CORP|LEHM|Barclays Capital Inc./Le|69812
FCCO|FIRST COMMUNITY CORP|LIME|Lime Brokerage LLC|27307
FCCO|FIRST COMMUNITY CORP|LMGP|LIME BROKERAGE LLC|696
FCCO|FIRST COMMUNITY CORP|LQNA|LIQUIDNET, INC.|11000
FCCO|FIRST COMMUNITY CORP|MAXM|Maxim Group LLC|492
FCCO|FIRST COMMUNITY CORP|MBTS|ALLY INVEST SECURITIES LLC|760
FCCO|FIRST COMMUNITY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14100
FCCO|FIRST COMMUNITY CORP|MSCO|MORGAN STANLEY & CO. LLC|232631
FCCO|FIRST COMMUNITY CORP|MSPL|MORGAN STANLEY & CO. LLC|6900
FCCO|FIRST COMMUNITY CORP|MSTX|MORGAN STANLEY & CO. LLC|4400
FCCO|FIRST COMMUNITY CORP|NFSC|National Financial Services LLC|2142
FCCO|FIRST COMMUNITY CORP|NITE|VIRTU Americas LLC|28631
FCCO|FIRST COMMUNITY CORP|NITP|VIRTU Americas LLC|417
FCCO|FIRST COMMUNITY CORP|NQRB|Brut, LLC|113
FCCO|FIRST COMMUNITY CORP|PDQM|CODA MARKETS, INC.|320
FCCO|FIRST COMMUNITY CORP|RBCM|RBC CAPITAL MARKETS, LLC|300
FCCO|FIRST COMMUNITY CORP|SBSH|Citigroup Global Markets Inc.|28542
FCCO|FIRST COMMUNITY CORP|SDLR|Sandler, O'Neill & Partners, L.P.|1389
FCCO|FIRST COMMUNITY CORP|SPDR|SPEEDROUTE LLC|21348
FCCO|FIRST COMMUNITY CORP|SPTD|MINT GLOBAL MARKETS, INC.|600
FCCO|FIRST COMMUNITY CORP|SWIM|TD Ameritrade, Inc.|959
FCCO|FIRST COMMUNITY CORP|TRCM|TRC MARKETS LLC|5802
FCCO|FIRST COMMUNITY CORP|UBSA|UBS SECURITIES LLC|6630
FCCO|FIRST COMMUNITY CORP|UBSS|UBS Securities LLC|241392
FCCO|FIRST COMMUNITY CORP|VALX|VIRTU AMERICAS LLC|1507
FCCO|FIRST COMMUNITY CORP|WCHV|WELLS FARGO SECURITIES, LLC|4765
FCCO|FIRST COMMUNITY CORP|WSEA|WOLVERINE SECURITIES, LLC|726
FCCO|FIRST COMMUNITY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FCCY|1ST CONSTITUTION BCP|APCC|Apex Clearing Corporation|9
FCCY|1ST CONSTITUTION BCP|BATM|CBOE TRADING, INC.|100
FCCY|1ST CONSTITUTION BCP|BAYC|BAY CREST PARTNERS, LLC|1636
FCCY|1ST CONSTITUTION BCP|BERN|Sanford C. Bernstein & Co., LLC|72
FCCY|1ST CONSTITUTION BCP|BMOC|BMO Capital Markets Corp.|553
FCCY|1ST CONSTITUTION BCP|BNKS|Fig Partners, LLC|2313
FCCY|1ST CONSTITUTION BCP|BNPX|BNP PARIBAS SECURITIES CORP.|1195
FCCY|1ST CONSTITUTION BCP|BTIG|BTIG, LLC|242
FCCY|1ST CONSTITUTION BCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
FCCY|1ST CONSTITUTION BCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1249
FCCY|1ST CONSTITUTION BCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1298
FCCY|1ST CONSTITUTION BCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9283
FCCY|1ST CONSTITUTION BCP|CTDL|Citadel Derivatives Group Llc|1496
FCCY|1ST CONSTITUTION BCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|772
FCCY|1ST CONSTITUTION BCP|DBAB|Deutsche Bank Securities Inc.|121377
FCCY|1ST CONSTITUTION BCP|DBAX|Deutsche Bank Securities Inc.|6400
FCCY|1ST CONSTITUTION BCP|DEGS|RONIN PROFESSIONAL LLC|1168
FCCY|1ST CONSTITUTION BCP|EBXL|EBX LLC|4300
FCCY|1ST CONSTITUTION BCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1104
FCCY|1ST CONSTITUTION BCP|EGAM|CBOE TRADING, INC.|300
FCCY|1ST CONSTITUTION BCP|EGXW|CBOE TRADING, INC.|1
FCCY|1ST CONSTITUTION BCP|ETBE|Electronic Transaction Clearing, Inc.|5119
FCCY|1ST CONSTITUTION BCP|ETRS|E*Trade Securities LLC|145
FCCY|1ST CONSTITUTION BCP|FBCO|Credit Suisse Securities (USA) LLC|4638
FCCY|1ST CONSTITUTION BCP|FOMA|TD AMERITRADE CLEARING, INC.|16753
FCCY|1ST CONSTITUTION BCP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
FCCY|1ST CONSTITUTION BCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25192
FCCY|1ST CONSTITUTION BCP|FTBR|Foliofn Investments, Inc.|377
FCCY|1ST CONSTITUTION BCP|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
FCCY|1ST CONSTITUTION BCP|GLPX|ACS EXECUTION SERVICES, LLC|401
FCCY|1ST CONSTITUTION BCP|GSCO|GOLDMAN SACHS & CO. LLC|288767
FCCY|1ST CONSTITUTION BCP|GSLT|GOLDMAN SACHS & CO. LLC|227
FCCY|1ST CONSTITUTION BCP|GTSZ|GTS SECURITIES LLC|2202
FCCY|1ST CONSTITUTION BCP|HOVD|HOVDE GROUP, LLC|790
FCCY|1ST CONSTITUTION BCP|IATS|INTERACTIVE BROKERS LLC|72
FCCY|1ST CONSTITUTION BCP|IBKR|Interactive Brokers Llc|9399
FCCY|1ST CONSTITUTION BCP|ICBX|INSTINET, LLC|2010
FCCY|1ST CONSTITUTION BCP|IEQY|CITADEL SECURITIES LLC|588
FCCY|1ST CONSTITUTION BCP|INCA|INSTINET, LLC|33981
FCCY|1ST CONSTITUTION BCP|INJX|INSTINET, LLC|1798
FCCY|1ST CONSTITUTION BCP|ITGI|ITG Inc.|9095
FCCY|1ST CONSTITUTION BCP|ITGP|ITG INC.|6600
FCCY|1ST CONSTITUTION BCP|JANY|Janney Montgomery Scott Inc.|250
FCCY|1ST CONSTITUTION BCP|JEFF|JEFFERIES LLC|5626
FCCY|1ST CONSTITUTION BCP|JPBX|J.P. MORGAN SECURITIES LLC|767
FCCY|1ST CONSTITUTION BCP|JPMX|J.P. Morgan Securities LLC|21636
FCCY|1ST CONSTITUTION BCP|JSJX|JANE STREET CAPITAL LLC|399
FCCY|1ST CONSTITUTION BCP|KBWI|Keefe, Bruyette & Woods, Inc.|6077
FCCY|1ST CONSTITUTION BCP|KCGM|VIRTU Americas LLC|1945
FCCY|1ST CONSTITUTION BCP|LEHM|Barclays Capital Inc./Le|66561
FCCY|1ST CONSTITUTION BCP|LIME|Lime Brokerage LLC|15702
FCCY|1ST CONSTITUTION BCP|MAXM|Maxim Group LLC|504
FCCY|1ST CONSTITUTION BCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8200
FCCY|1ST CONSTITUTION BCP|MSCO|MORGAN STANLEY & CO. LLC|212224
FCCY|1ST CONSTITUTION BCP|MSPL|MORGAN STANLEY & CO. LLC|11300
FCCY|1ST CONSTITUTION BCP|MSTX|MORGAN STANLEY & CO. LLC|6200
FCCY|1ST CONSTITUTION BCP|NFSC|National Financial Services LLC|22586
FCCY|1ST CONSTITUTION BCP|NITE|VIRTU Americas LLC|51351
FCCY|1ST CONSTITUTION BCP|NQRB|Brut, LLC|300
FCCY|1ST CONSTITUTION BCP|OPCO|Oppenheimer & Co. Inc.|1759
FCCY|1ST CONSTITUTION BCP|PDQM|CODA MARKETS, INC.|2150
FCCY|1ST CONSTITUTION BCP|PNSR|Penserra Securities, LLC|1869
FCCY|1ST CONSTITUTION BCP|PWJC|UBS Financial Services, Inc.|3803
FCCY|1ST CONSTITUTION BCP|RAJA|Raymond James & Associates, Inc.|7343
FCCY|1ST CONSTITUTION BCP|SBSH|Citigroup Global Markets Inc.|30802
FCCY|1ST CONSTITUTION BCP|SGMT|GOLDMAN SACHS & CO. LLC|4443
FCCY|1ST CONSTITUTION BCP|SPDR|SPEEDROUTE LLC|7971
FCCY|1ST CONSTITUTION BCP|STFL|Stifel, Nicolaus & Company, Incorporated|10154
FCCY|1ST CONSTITUTION BCP|SWIM|TD Ameritrade, Inc.|684
FCCY|1ST CONSTITUTION BCP|TKNG|ALLY INVEST SECURITIES LLC|100
FCCY|1ST CONSTITUTION BCP|TMBR|Timber Hill LLC|11
FCCY|1ST CONSTITUTION BCP|TRBT|Tradebot Systems, Inc.|1836
FCCY|1ST CONSTITUTION BCP|TRCM|TRC MARKETS LLC|3370
FCCY|1ST CONSTITUTION BCP|UBSS|UBS Securities LLC|239996
FCCY|1ST CONSTITUTION BCP|VALX|VIRTU AMERICAS LLC|4354
FCCY|1ST CONSTITUTION BCP|VGRD|Vanguard Marketing Corporation|5
FCCY|1ST CONSTITUTION BCP|WCHV|WELLS FARGO SECURITIES, LLC|6391
FCCY|1ST CONSTITUTION BCP|WDNX|WEEDEN & CO.L.P.|566
FCCY|1ST CONSTITUTION BCP|WEDB|WEDBUSH SECURITIES INC.|39
FCCY|1ST CONSTITUTION BCP|WGIF|CIBC World Markets Inc.|245
FCCY|1ST CONSTITUTION BCP|WSEA|WOLVERINE SECURITIES, LLC|221
FCCY|1ST CONSTITUTION BCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
FCE.A|FOREST CITY REL CL A|ALTX|Alternet Securities Inc.|10609
FCE.A|FOREST CITY REL CL A|BARD|Robert W. Baird & Co. Incorporated|322
FCE.A|FOREST CITY REL CL A|BATM|CBOE TRADING, INC.|5750
FCE.A|FOREST CITY REL CL A|BAYC|BAY CREST PARTNERS, LLC|134
FCE.A|FOREST CITY REL CL A|BERN|Sanford C. Bernstein & Co., LLC|6401
FCE.A|FOREST CITY REL CL A|BIDS|BIDS TRADING L.P.|2700
FCE.A|FOREST CITY REL CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
FCE.A|FOREST CITY REL CL A|BLKX|INSTINET, LLC|67100
FCE.A|FOREST CITY REL CL A|BMOC|BMO Capital Markets Corp.|26331
FCE.A|FOREST CITY REL CL A|BNPX|BNP PARIBAS SECURITIES CORP.|45905
FCE.A|FOREST CITY REL CL A|BTIG|BTIG, LLC|689242
FCE.A|FOREST CITY REL CL A|BYXM|CBOE TRADING, INC.|8116
FCE.A|FOREST CITY REL CL A|CANT|Cantor Fitzgerald & Co.|1108
FCE.A|FOREST CITY REL CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|63400
FCE.A|FOREST CITY REL CL A|CCMB|COWEN PRIME SERVICES LLC|200
FCE.A|FOREST CITY REL CL A|CHAS|Charles Schwab & Co., Inc.|204
FCE.A|FOREST CITY REL CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114994
FCE.A|FOREST CITY REL CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11737
FCE.A|FOREST CITY REL CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|264173
FCE.A|FOREST CITY REL CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|603231
FCE.A|FOREST CITY REL CL A|CTDL|Citadel Derivatives Group Llc|12469
FCE.A|FOREST CITY REL CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|193874
FCE.A|FOREST CITY REL CL A|DBAB|Deutsche Bank Securities Inc.|311812
FCE.A|FOREST CITY REL CL A|DBAX|Deutsche Bank Securities Inc.|550900
FCE.A|FOREST CITY REL CL A|DBUL|Deutsche Bank Securities Inc.|1600
FCE.A|FOREST CITY REL CL A|DEAN|MORGAN STANLEY|7881
FCE.A|FOREST CITY REL CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6500
FCE.A|FOREST CITY REL CL A|EBXL|EBX LLC|316900
FCE.A|FOREST CITY REL CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|261456
FCE.A|FOREST CITY REL CL A|EDJO|Edward D. Jones & Co., L.P.|106
FCE.A|FOREST CITY REL CL A|EGAM|CBOE TRADING, INC.|8382
FCE.A|FOREST CITY REL CL A|EGXM|CBOE TRADING, INC.|100
FCE.A|FOREST CITY REL CL A|EGXW|CBOE TRADING, INC.|5
FCE.A|FOREST CITY REL CL A|ETBE|Electronic Transaction Clearing, Inc.|3352
FCE.A|FOREST CITY REL CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
FCE.A|FOREST CITY REL CL A|ETCC|Electronic Transaction Clearing, Inc.|260
FCE.A|FOREST CITY REL CL A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1104
FCE.A|FOREST CITY REL CL A|ETRS|E*Trade Securities LLC|13495
FCE.A|FOREST CITY REL CL A|FBRC|B. RILEY FBR, INC.|19938
FCE.A|FOREST CITY REL CL A|FILL|Tradestation Securities, Inc.|2500
FCE.A|FOREST CITY REL CL A|FMCO|First Manhattan Co|14938
FCE.A|FOREST CITY REL CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10585
FCE.A|FOREST CITY REL CL A|FQLS|Quantlab Securities LP|145780
FCE.A|FOREST CITY REL CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68455
FCE.A|FOREST CITY REL CL A|FTBR|Foliofn Investments, Inc.|462
FCE.A|FOREST CITY REL CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|2301
FCE.A|FOREST CITY REL CL A|GLPX|ACS EXECUTION SERVICES, LLC|74085
FCE.A|FOREST CITY REL CL A|GSCO|GOLDMAN SACHS & CO. LLC|1404608
FCE.A|FOREST CITY REL CL A|GSCS|GOLDMAN SACHS & CO. LLC|102375
FCE.A|FOREST CITY REL CL A|GSLT|GOLDMAN SACHS & CO. LLC|18441
FCE.A|FOREST CITY REL CL A|GTSZ|GTS SECURITIES LLC|103307
FCE.A|FOREST CITY REL CL A|HRBF|American Enterprise Investment Services Inc.|1665
FCE.A|FOREST CITY REL CL A|HSBC|HSBC Securities, Inc.|100
FCE.A|FOREST CITY REL CL A|IATS|INTERACTIVE BROKERS LLC|9812
FCE.A|FOREST CITY REL CL A|IBKR|Interactive Brokers Llc|25656
FCE.A|FOREST CITY REL CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|992
FCE.A|FOREST CITY REL CL A|ICBX|INSTINET, LLC|145295
FCE.A|FOREST CITY REL CL A|IEQY|CITADEL SECURITIES LLC|41902
FCE.A|FOREST CITY REL CL A|INCA|INSTINET, LLC|523681
FCE.A|FOREST CITY REL CL A|INJX|INSTINET, LLC|1401
FCE.A|FOREST CITY REL CL A|ITGI|ITG Inc.|38104
FCE.A|FOREST CITY REL CL A|ITGP|ITG INC.|354800
FCE.A|FOREST CITY REL CL A|JANY|Janney Montgomery Scott Inc.|700
FCE.A|FOREST CITY REL CL A|JEFF|JEFFERIES LLC|127029
FCE.A|FOREST CITY REL CL A|JMPT|JUMP TRADING, LLC|110892
FCE.A|FOREST CITY REL CL A|JONE|JonesTrading|3400
FCE.A|FOREST CITY REL CL A|JPBX|J.P. MORGAN SECURITIES LLC|161966
FCE.A|FOREST CITY REL CL A|JPMX|J.P. Morgan Securities LLC|1099433
FCE.A|FOREST CITY REL CL A|JSJX|JANE STREET CAPITAL LLC|12307
FCE.A|FOREST CITY REL CL A|KCGM|VIRTU Americas LLC|112376
FCE.A|FOREST CITY REL CL A|KEYB|KEYBANC CAPITAL MARKETS INC.|7200
FCE.A|FOREST CITY REL CL A|LEHM|Barclays Capital Inc./Le|768319
FCE.A|FOREST CITY REL CL A|LIME|Lime Brokerage LLC|35572
FCE.A|FOREST CITY REL CL A|LOOP|Loop Capital Markets LLC|3270
FCE.A|FOREST CITY REL CL A|LQNA|LIQUIDNET, INC.|62400
FCE.A|FOREST CITY REL CL A|MACQ|Macquarie Capital (USA) Inc.|6141
FCE.A|FOREST CITY REL CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|312962
FCE.A|FOREST CITY REL CL A|MOTF|MOTIF INVESTING, INC.|14
FCE.A|FOREST CITY REL CL A|MSCO|MORGAN STANLEY & CO. LLC|1887065
FCE.A|FOREST CITY REL CL A|MSPL|MORGAN STANLEY & CO. LLC|927900
FCE.A|FOREST CITY REL CL A|MSTX|MORGAN STANLEY & CO. LLC|275800
FCE.A|FOREST CITY REL CL A|NEUB|NEUBERGER BERMAN BD LLC|1000
FCE.A|FOREST CITY REL CL A|NFSC|National Financial Services LLC|325288
FCE.A|FOREST CITY REL CL A|NITE|VIRTU Americas LLC|178654
FCE.A|FOREST CITY REL CL A|NITP|VIRTU Americas LLC|859
FCE.A|FOREST CITY REL CL A|NQRB|Brut, LLC|7743
FCE.A|FOREST CITY REL CL A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|127780
FCE.A|FOREST CITY REL CL A|PDQM|CODA MARKETS, INC.|70939
FCE.A|FOREST CITY REL CL A|PWJC|UBS Financial Services, Inc.|799
FCE.A|FOREST CITY REL CL A|RBCM|RBC CAPITAL MARKETS, LLC|12769
FCE.A|FOREST CITY REL CL A|RHCO|Suntrust Robinson Humphrey, Inc.|14893
FCE.A|FOREST CITY REL CL A|SAGL|SAGETRADER, LLC|18256
FCE.A|FOREST CITY REL CL A|SAGW|SAGETRADER, LLC|6
FCE.A|FOREST CITY REL CL A|SBSH|Citigroup Global Markets Inc.|247842
FCE.A|FOREST CITY REL CL A|SGMT|GOLDMAN SACHS & CO. LLC|261869
FCE.A|FOREST CITY REL CL A|SIBO|Prime Executions, Inc.|3100
FCE.A|FOREST CITY REL CL A|SPDR|SPEEDROUTE LLC|7200
FCE.A|FOREST CITY REL CL A|SPHN|Stephens Inc.|17
FCE.A|FOREST CITY REL CL A|STFL|Stifel, Nicolaus & Company, Incorporated|6
FCE.A|FOREST CITY REL CL A|SWIM|TD Ameritrade, Inc.|16840
FCE.A|FOREST CITY REL CL A|SWST|Hilltop Securities Inc.|4080
FCE.A|FOREST CITY REL CL A|TKNG|ALLY INVEST SECURITIES LLC|254
FCE.A|FOREST CITY REL CL A|TOUR|TOURMALINE PARTNERS, LLC|9845
FCE.A|FOREST CITY REL CL A|TRBT|Tradebot Systems, Inc.|317247
FCE.A|FOREST CITY REL CL A|TRCM|TRC MARKETS LLC|61544
FCE.A|FOREST CITY REL CL A|UBSA|UBS SECURITIES LLC|980702
FCE.A|FOREST CITY REL CL A|UBSS|UBS Securities LLC|1122563
FCE.A|FOREST CITY REL CL A|VALX|VIRTU AMERICAS LLC|78219
FCE.A|FOREST CITY REL CL A|VGRD|Vanguard Marketing Corporation|1242
FCE.A|FOREST CITY REL CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|2210
FCE.A|FOREST CITY REL CL A|WCHV|WELLS FARGO SECURITIES, LLC|200175
FCE.A|FOREST CITY REL CL A|WDNX|WEEDEN & CO.L.P.|3272
FCE.A|FOREST CITY REL CL A|WEDB|WEDBUSH SECURITIES INC.|71889
FCE.A|FOREST CITY REL CL A|WEED|Weeden & Co.L.P.|26923
FCE.A|FOREST CITY REL CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6516
FCE.A|FOREST CITY REL CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11040
FCE.A|FOREST CITY REL CL A|WSAG|WALL STREET ACCESS|234
FCE.A|FOREST CITY REL CL A|WSEA|WOLVERINE SECURITIES, LLC|1208
FCE.A|FOREST CITY REL CL A|XIST|INSTINET, LLC|117790
FCE.A|FOREST CITY REL CL A|XPQR|Jump Trading|708
FCE.A|FOREST CITY REL CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|36690
FCE.A|FOREST CITY REL CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|5550
FCE.A|FOREST CITY REL CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|502
FCEF|FIRST TRUST ETF VIII|BBNT|BB&T SECURITIES, LLC|100
FCEF|FIRST TRUST ETF VIII|BKMM|BNY MELLON CAPITAL MARKETS, LLC|90
FCEF|FIRST TRUST ETF VIII|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2480
FCEF|FIRST TRUST ETF VIII|DBAX|Deutsche Bank Securities Inc.|1800
FCEF|FIRST TRUST ETF VIII|EBXL|EBX LLC|2200
FCEF|FIRST TRUST ETF VIII|EDJO|Edward D. Jones & Co., L.P.|313
FCEF|FIRST TRUST ETF VIII|ETRS|E*Trade Securities LLC|3
FCEF|FIRST TRUST ETF VIII|FBCO|Credit Suisse Securities (USA) LLC|53
FCEF|FIRST TRUST ETF VIII|FBSB|U.S. Bancorp Investments, Inc.|5
FCEF|FIRST TRUST ETF VIII|FOMA|TD AMERITRADE CLEARING, INC.|5195
FCEF|FIRST TRUST ETF VIII|FTBR|Foliofn Investments, Inc.|5
FCEF|FIRST TRUST ETF VIII|GEBB|GLOBAL EXECUTION BROKERS, LP|202
FCEF|FIRST TRUST ETF VIII|ICBX|INSTINET, LLC|1800
FCEF|FIRST TRUST ETF VIII|JPMX|J.P. Morgan Securities LLC|2200
FCEF|FIRST TRUST ETF VIII|JSEB|JANE STREET EXECUTION SERVICES, LLC|1130
FCEF|FIRST TRUST ETF VIII|JSJX|JANE STREET CAPITAL LLC|10864
FCEF|FIRST TRUST ETF VIII|KCGM|VIRTU Americas LLC|1004
FCEF|FIRST TRUST ETF VIII|LEHM|Barclays Capital Inc./Le|3800
FCEF|FIRST TRUST ETF VIII|LIME|Lime Brokerage LLC|777
FCEF|FIRST TRUST ETF VIII|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12000
FCEF|FIRST TRUST ETF VIII|MSCO|MORGAN STANLEY & CO. LLC|2006
FCEF|FIRST TRUST ETF VIII|MSPL|MORGAN STANLEY & CO. LLC|4600
FCEF|FIRST TRUST ETF VIII|NFSC|National Financial Services LLC|2948
FCEF|FIRST TRUST ETF VIII|NITE|VIRTU Americas LLC|193140
FCEF|FIRST TRUST ETF VIII|RAJA|Raymond James & Associates, Inc.|1798
FCEF|FIRST TRUST ETF VIII|RBCM|RBC CAPITAL MARKETS, LLC|6365
FCEF|FIRST TRUST ETF VIII|SGMT|GOLDMAN SACHS & CO. LLC|1664
FCEF|FIRST TRUST ETF VIII|STFL|Stifel, Nicolaus & Company, Incorporated|900
FCEF|FIRST TRUST ETF VIII|SWIM|TD Ameritrade, Inc.|110
FCEF|FIRST TRUST ETF VIII|UBSA|UBS SECURITIES LLC|3030
FCEF|FIRST TRUST ETF VIII|UBSS|UBS Securities LLC|9068
FCEF|FIRST TRUST ETF VIII|VGRD|Vanguard Marketing Corporation|27
FCEF|FIRST TRUST ETF VIII|WSEA|WOLVERINE SECURITIES, LLC|64
FCEF|FIRST TRUST ETF VIII|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2018
FCEL|FUELCELL ENERGY INC|ADAM|CANACCORD GENUITY INC.|433053
FCEL|FUELCELL ENERGY INC|ALTX|Alternet Securities Inc.|49478
FCEL|FUELCELL ENERGY INC|APCC|Apex Clearing Corporation|33021
FCEL|FUELCELL ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|36600
FCEL|FUELCELL ENERGY INC|BATM|CBOE TRADING, INC.|2602
FCEL|FUELCELL ENERGY INC|BAYC|BAY CREST PARTNERS, LLC|2447
FCEL|FUELCELL ENERGY INC|BAYT|BTIG, LLC|27321
FCEL|FUELCELL ENERGY INC|BBNT|BB&T SECURITIES, LLC|364
FCEL|FUELCELL ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|91430
FCEL|FUELCELL ENERGY INC|BIMI|Banca IMI Securities Corp.|10340
FCEL|FUELCELL ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|60426
FCEL|FUELCELL ENERGY INC|BLKX|INSTINET, LLC|14200
FCEL|FUELCELL ENERGY INC|BMOC|BMO Capital Markets Corp.|6147
FCEL|FUELCELL ENERGY INC|BNPX|BNP PARIBAS SECURITIES CORP.|9815
FCEL|FUELCELL ENERGY INC|BTIG|BTIG, LLC|14882
FCEL|FUELCELL ENERGY INC|CANT|Cantor Fitzgerald & Co.|303
FCEL|FUELCELL ENERGY INC|CHAS|Charles Schwab & Co., Inc.|8473
FCEL|FUELCELL ENERGY INC|CHLM|Craig-Hallum Capital Group LLC|10000
FCEL|FUELCELL ENERGY INC|CICF|Canaccord Genuity Corp.|1001
FCEL|FUELCELL ENERGY INC|CIST|Capital Institutional Services, Inc.|83
FCEL|FUELCELL ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|392171
FCEL|FUELCELL ENERGY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3400
FCEL|FUELCELL ENERGY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25559
FCEL|FUELCELL ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|429151
FCEL|FUELCELL ENERGY INC|CTDL|Citadel Derivatives Group Llc|27798
FCEL|FUELCELL ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|93850
FCEL|FUELCELL ENERGY INC|DAWA|Daiwa Capital Markets America Inc.|21000
FCEL|FUELCELL ENERGY INC|DBAB|Deutsche Bank Securities Inc.|695490
FCEL|FUELCELL ENERGY INC|DBAX|Deutsche Bank Securities Inc.|290500
FCEL|FUELCELL ENERGY INC|DEAN|MORGAN STANLEY|8907
FCEL|FUELCELL ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|23570
FCEL|FUELCELL ENERGY INC|EBXL|EBX LLC|186300
FCEL|FUELCELL ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|45438
FCEL|FUELCELL ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|25882
FCEL|FUELCELL ENERGY INC|EGAM|CBOE TRADING, INC.|46992
FCEL|FUELCELL ENERGY INC|EGAW|CBOE TRADING, INC.|600
FCEL|FUELCELL ENERGY INC|EGXM|CBOE TRADING, INC.|13762
FCEL|FUELCELL ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|24900
FCEL|FUELCELL ENERGY INC|ETCB|ETC BROKERAGE SERVICES, LLC|5000
FCEL|FUELCELL ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25894
FCEL|FUELCELL ENERGY INC|ETRS|E*Trade Securities LLC|1532452
FCEL|FUELCELL ENERGY INC|FBCO|Credit Suisse Securities (USA) LLC|946297
FCEL|FUELCELL ENERGY INC|FBRC|B. RILEY FBR, INC.|812827
FCEL|FUELCELL ENERGY INC|FILL|Tradestation Securities, Inc.|17020
FCEL|FUELCELL ENERGY INC|FMAF|NBCN Inc./ CDS|26698
FCEL|FUELCELL ENERGY INC|FOMA|TD AMERITRADE CLEARING, INC.|3633037
FCEL|FUELCELL ENERGY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2300
FCEL|FUELCELL ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|172963
FCEL|FUELCELL ENERGY INC|FTBR|Foliofn Investments, Inc.|6796
FCEL|FUELCELL ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|75940
FCEL|FUELCELL ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|51777
FCEL|FUELCELL ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|2479929
FCEL|FUELCELL ENERGY INC|GSCS|GOLDMAN SACHS & CO. LLC|137674
FCEL|FUELCELL ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|21721
FCEL|FUELCELL ENERGY INC|GTSZ|GTS SECURITIES LLC|19606
FCEL|FUELCELL ENERGY INC|HRBF|American Enterprise Investment Services Inc.|5111
FCEL|FUELCELL ENERGY INC|IATS|INTERACTIVE BROKERS LLC|127822
FCEL|FUELCELL ENERGY INC|IBKR|Interactive Brokers Llc|656318
FCEL|FUELCELL ENERGY INC|ICBX|INSTINET, LLC|189682
FCEL|FUELCELL ENERGY INC|INCA|INSTINET, LLC|960719
FCEL|FUELCELL ENERGY INC|INJX|INSTINET, LLC|10815
FCEL|FUELCELL ENERGY INC|ITGI|ITG Inc.|124119
FCEL|FUELCELL ENERGY INC|ITGP|ITG INC.|203600
FCEL|FUELCELL ENERGY INC|JANY|Janney Montgomery Scott Inc.|5765
FCEL|FUELCELL ENERGY INC|JEFF|JEFFERIES LLC|50487
FCEL|FUELCELL ENERGY INC|JMPT|JUMP TRADING, LLC|77010
FCEL|FUELCELL ENERGY INC|JONE|JonesTrading|51470
FCEL|FUELCELL ENERGY INC|JPMX|J.P. Morgan Securities LLC|376606
FCEL|FUELCELL ENERGY INC|JSJX|JANE STREET CAPITAL LLC|5040
FCEL|FUELCELL ENERGY INC|KCGM|VIRTU Americas LLC|93972
FCEL|FUELCELL ENERGY INC|LEHM|Barclays Capital Inc./Le|1946963
FCEL|FUELCELL ENERGY INC|LIME|Lime Brokerage LLC|105837
FCEL|FUELCELL ENERGY INC|LMGP|LIME BROKERAGE LLC|700622
FCEL|FUELCELL ENERGY INC|LOOP|Loop Capital Markets LLC|17316
FCEL|FUELCELL ENERGY INC|LSCI|Lek Securities Corporation|5710
FCEL|FUELCELL ENERGY INC|LVMR|LIVERMORE TRADING GROUP, INC.|8500
FCEL|FUELCELL ENERGY INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
FCEL|FUELCELL ENERGY INC|MAXM|Maxim Group LLC|27059
FCEL|FUELCELL ENERGY INC|MBTS|ALLY INVEST SECURITIES LLC|8600
FCEL|FUELCELL ENERGY INC|MCMF|Raymond James Ltd. Cds|23
FCEL|FUELCELL ENERGY INC|MICA|Spartan Securities Group, Ltd.|20000
FCEL|FUELCELL ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|611638
FCEL|FUELCELL ENERGY INC|MOTF|MOTIF INVESTING, INC.|51
FCEL|FUELCELL ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|5664690
FCEL|FUELCELL ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|284000
FCEL|FUELCELL ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|174600
FCEL|FUELCELL ENERGY INC|NFSC|National Financial Services LLC|2123739
FCEL|FUELCELL ENERGY INC|NITE|VIRTU Americas LLC|3680573
FCEL|FUELCELL ENERGY INC|NITP|VIRTU Americas LLC|301583
FCEL|FUELCELL ENERGY INC|NORT|Northland Securities, Inc.|50000
FCEL|FUELCELL ENERGY INC|NQRB|Brut, LLC|1200
FCEL|FUELCELL ENERGY INC|OPCO|Oppenheimer & Co. Inc.|75700
FCEL|FUELCELL ENERGY INC|PDQM|CODA MARKETS, INC.|92796
FCEL|FUELCELL ENERGY INC|PWJC|UBS Financial Services, Inc.|44391
FCEL|FUELCELL ENERGY INC|RAJA|Raymond James & Associates, Inc.|22557
FCEL|FUELCELL ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|18941
FCEL|FUELCELL ENERGY INC|RGLD|Regal Securities, Inc|2031
FCEL|FUELCELL ENERGY INC|ROTH|Roth Capital Partners, LLC|2600
FCEL|FUELCELL ENERGY INC|SAGL|SAGETRADER, LLC|10402
FCEL|FUELCELL ENERGY INC|SALI|INTL FCSTONE FINANCIAL INC.|900
FCEL|FUELCELL ENERGY INC|SBSH|Citigroup Global Markets Inc.|344637
FCEL|FUELCELL ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|135308
FCEL|FUELCELL ENERGY INC|SPDR|SPEEDROUTE LLC|36863
FCEL|FUELCELL ENERGY INC|SPNT|SEVEN POINTS CAPITAL, LLC|3000
FCEL|FUELCELL ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|16143
FCEL|FUELCELL ENERGY INC|SWIM|TD Ameritrade, Inc.|394113
FCEL|FUELCELL ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|21493
FCEL|FUELCELL ENERGY INC|TRCM|TRC MARKETS LLC|36970
FCEL|FUELCELL ENERGY INC|TTUC|CUTTONE & CO., INC.|1300
FCEL|FUELCELL ENERGY INC|UBSA|UBS SECURITIES LLC|919039
FCEL|FUELCELL ENERGY INC|UBSS|UBS Securities LLC|2844569
FCEL|FUELCELL ENERGY INC|VALX|VIRTU AMERICAS LLC|71816
FCEL|FUELCELL ENERGY INC|VGRD|Vanguard Marketing Corporation|268546
FCEL|FUELCELL ENERGY INC|VSIN|Vision Financial Markets Llc|25900
FCEL|FUELCELL ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|141963
FCEL|FUELCELL ENERGY INC|WEDB|WEDBUSH SECURITIES INC.|5000
FCEL|FUELCELL ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3026
FCEL|FUELCELL ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28666
FCEL|FUELCELL ENERGY INC|WGIF|CIBC World Markets Inc.|1365
FCEL|FUELCELL ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|37133
FCEL|FUELCELL ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|95888
FCEL|FUELCELL ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1551
FCEL|FUELCELL ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10399
FCF|FIRST COMMONWLTH FIN|ALTX|Alternet Securities Inc.|5300
FCF|FIRST COMMONWLTH FIN|APCC|Apex Clearing Corporation|58
FCF|FIRST COMMONWLTH FIN|BATM|CBOE TRADING, INC.|5348
FCF|FIRST COMMONWLTH FIN|BAYC|BAY CREST PARTNERS, LLC|401
FCF|FIRST COMMONWLTH FIN|BBNT|BB&T SECURITIES, LLC|36
FCF|FIRST COMMONWLTH FIN|BERN|Sanford C. Bernstein & Co., LLC|29084
FCF|FIRST COMMONWLTH FIN|BIDS|BIDS TRADING L.P.|300
FCF|FIRST COMMONWLTH FIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17263
FCF|FIRST COMMONWLTH FIN|BNPX|BNP PARIBAS SECURITIES CORP.|27591
FCF|FIRST COMMONWLTH FIN|BRVL|BLAYLOCK VAN, LLC|3800
FCF|FIRST COMMONWLTH FIN|BTIG|BTIG, LLC|440
FCF|FIRST COMMONWLTH FIN|BYXM|CBOE TRADING, INC.|300
FCF|FIRST COMMONWLTH FIN|BZYD|GOLDMAN SACHS & CO. LLC|900
FCF|FIRST COMMONWLTH FIN|CANT|Cantor Fitzgerald & Co.|2154
FCF|FIRST COMMONWLTH FIN|CIST|Capital Institutional Services, Inc.|17
FCF|FIRST COMMONWLTH FIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|784
FCF|FIRST COMMONWLTH FIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99673
FCF|FIRST COMMONWLTH FIN|CTDL|Citadel Derivatives Group Llc|9874
FCF|FIRST COMMONWLTH FIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|35962
FCF|FIRST COMMONWLTH FIN|DBAB|Deutsche Bank Securities Inc.|211925
FCF|FIRST COMMONWLTH FIN|DBAX|Deutsche Bank Securities Inc.|54400
FCF|FIRST COMMONWLTH FIN|DEAN|MORGAN STANLEY|917
FCF|FIRST COMMONWLTH FIN|EBXL|EBX LLC|26500
FCF|FIRST COMMONWLTH FIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|11110
FCF|FIRST COMMONWLTH FIN|EDJO|Edward D. Jones & Co., L.P.|405
FCF|FIRST COMMONWLTH FIN|EGAM|CBOE TRADING, INC.|13258
FCF|FIRST COMMONWLTH FIN|EGAW|CBOE TRADING, INC.|512
FCF|FIRST COMMONWLTH FIN|EGXM|CBOE TRADING, INC.|308
FCF|FIRST COMMONWLTH FIN|ETBE|Electronic Transaction Clearing, Inc.|1078
FCF|FIRST COMMONWLTH FIN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2600
FCF|FIRST COMMONWLTH FIN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|191
FCF|FIRST COMMONWLTH FIN|ETRS|E*Trade Securities LLC|2801
FCF|FIRST COMMONWLTH FIN|FILL|Tradestation Securities, Inc.|1412
FCF|FIRST COMMONWLTH FIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62780
FCF|FIRST COMMONWLTH FIN|FTBR|Foliofn Investments, Inc.|27
FCF|FIRST COMMONWLTH FIN|GEBB|GLOBAL EXECUTION BROKERS, LP|500
FCF|FIRST COMMONWLTH FIN|GLPX|ACS EXECUTION SERVICES, LLC|17234
FCF|FIRST COMMONWLTH FIN|GSCO|GOLDMAN SACHS & CO. LLC|649576
FCF|FIRST COMMONWLTH FIN|GSCS|GOLDMAN SACHS & CO. LLC|2537
FCF|FIRST COMMONWLTH FIN|GSLT|GOLDMAN SACHS & CO. LLC|9952
FCF|FIRST COMMONWLTH FIN|GTSY|GTS SECURITIES LLC|100
FCF|FIRST COMMONWLTH FIN|GTSZ|GTS SECURITIES LLC|28695
FCF|FIRST COMMONWLTH FIN|HRBF|American Enterprise Investment Services Inc.|104
FCF|FIRST COMMONWLTH FIN|IATS|INTERACTIVE BROKERS LLC|698
FCF|FIRST COMMONWLTH FIN|IBKR|Interactive Brokers Llc|328
FCF|FIRST COMMONWLTH FIN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|377
FCF|FIRST COMMONWLTH FIN|ICBX|INSTINET, LLC|26500
FCF|FIRST COMMONWLTH FIN|IEQY|CITADEL SECURITIES LLC|51988
FCF|FIRST COMMONWLTH FIN|INCA|INSTINET, LLC|64589
FCF|FIRST COMMONWLTH FIN|INJX|INSTINET, LLC|8827
FCF|FIRST COMMONWLTH FIN|ITGI|ITG Inc.|18717
FCF|FIRST COMMONWLTH FIN|ITGP|ITG INC.|46600
FCF|FIRST COMMONWLTH FIN|JANY|Janney Montgomery Scott Inc.|7793
FCF|FIRST COMMONWLTH FIN|JEFF|JEFFERIES LLC|36694
FCF|FIRST COMMONWLTH FIN|JMPT|JUMP TRADING, LLC|2121
FCF|FIRST COMMONWLTH FIN|JPBX|J.P. MORGAN SECURITIES LLC|15858
FCF|FIRST COMMONWLTH FIN|JPMX|J.P. Morgan Securities LLC|73438
FCF|FIRST COMMONWLTH FIN|JSJX|JANE STREET CAPITAL LLC|4785
FCF|FIRST COMMONWLTH FIN|KCGM|VIRTU Americas LLC|15394
FCF|FIRST COMMONWLTH FIN|LEHM|Barclays Capital Inc./Le|173877
FCF|FIRST COMMONWLTH FIN|LIME|Lime Brokerage LLC|6411
FCF|FIRST COMMONWLTH FIN|LOOP|Loop Capital Markets LLC|863
FCF|FIRST COMMONWLTH FIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60637
FCF|FIRST COMMONWLTH FIN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
FCF|FIRST COMMONWLTH FIN|MSCO|MORGAN STANLEY & CO. LLC|355408
FCF|FIRST COMMONWLTH FIN|MSPL|MORGAN STANLEY & CO. LLC|209100
FCF|FIRST COMMONWLTH FIN|MSTX|MORGAN STANLEY & CO. LLC|89300
FCF|FIRST COMMONWLTH FIN|MTON|MILLINGTON SECURITIES, INC.|269524
FCF|FIRST COMMONWLTH FIN|NFSC|National Financial Services LLC|13583
FCF|FIRST COMMONWLTH FIN|NITE|VIRTU Americas LLC|108130
FCF|FIRST COMMONWLTH FIN|NQRB|Brut, LLC|4000
FCF|FIRST COMMONWLTH FIN|NTRC|Northern Trust Securities, Inc.|3092
FCF|FIRST COMMONWLTH FIN|PDQM|CODA MARKETS, INC.|13600
FCF|FIRST COMMONWLTH FIN|RBCM|RBC CAPITAL MARKETS, LLC|3177
FCF|FIRST COMMONWLTH FIN|SAGL|SAGETRADER, LLC|266
FCF|FIRST COMMONWLTH FIN|SBSH|Citigroup Global Markets Inc.|42482
FCF|FIRST COMMONWLTH FIN|SGMT|GOLDMAN SACHS & CO. LLC|42379
FCF|FIRST COMMONWLTH FIN|SPDR|SPEEDROUTE LLC|200
FCF|FIRST COMMONWLTH FIN|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
FCF|FIRST COMMONWLTH FIN|STFL|Stifel, Nicolaus & Company, Incorporated|360
FCF|FIRST COMMONWLTH FIN|STXG|Stockcross Financial Services, Inc.|4
FCF|FIRST COMMONWLTH FIN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5410
FCF|FIRST COMMONWLTH FIN|SWIM|TD Ameritrade, Inc.|8237
FCF|FIRST COMMONWLTH FIN|SWST|Hilltop Securities Inc.|300
FCF|FIRST COMMONWLTH FIN|TRBT|Tradebot Systems, Inc.|41670
FCF|FIRST COMMONWLTH FIN|TRCM|TRC MARKETS LLC|17642
FCF|FIRST COMMONWLTH FIN|UBSA|UBS SECURITIES LLC|187608
FCF|FIRST COMMONWLTH FIN|UBSS|UBS Securities LLC|250328
FCF|FIRST COMMONWLTH FIN|VALX|VIRTU AMERICAS LLC|22942
FCF|FIRST COMMONWLTH FIN|VGRD|Vanguard Marketing Corporation|1000
FCF|FIRST COMMONWLTH FIN|WABR|Wall Street Access|278790
FCF|FIRST COMMONWLTH FIN|WBPX|SUMMIT SECURITIES GROUP, LLC|3390
FCF|FIRST COMMONWLTH FIN|WCHV|WELLS FARGO SECURITIES, LLC|12018
FCF|FIRST COMMONWLTH FIN|WEED|Weeden & Co.L.P.|14400
FCF|FIRST COMMONWLTH FIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|190
FCF|FIRST COMMONWLTH FIN|WSEA|WOLVERINE SECURITIES, LLC|319
FCF|FIRST COMMONWLTH FIN|XIST|INSTINET, LLC|2600
FCF|FIRST COMMONWLTH FIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4262
FCF|FIRST COMMONWLTH FIN|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
FCF|FIRST COMMONWLTH FIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|102
FCFS|FIRST CASH INC CMN|ANOS|ABEL/NOSER, L.L.C.|200
FCFS|FIRST CASH INC CMN|APCC|Apex Clearing Corporation|28
FCFS|FIRST CASH INC CMN|AQUA|AQUA SECURITIES L.P.|5000
FCFS|FIRST CASH INC CMN|BARD|Robert W. Baird & Co. Incorporated|605
FCFS|FIRST CASH INC CMN|BATM|CBOE TRADING, INC.|507
FCFS|FIRST CASH INC CMN|BAYC|BAY CREST PARTNERS, LLC|1
FCFS|FIRST CASH INC CMN|BERN|Sanford C. Bernstein & Co., LLC|5484
FCFS|FIRST CASH INC CMN|BIDS|BIDS TRADING L.P.|100
FCFS|FIRST CASH INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|92971
FCFS|FIRST CASH INC CMN|BRVL|BLAYLOCK VAN, LLC|293
FCFS|FIRST CASH INC CMN|BTIG|BTIG, LLC|307
FCFS|FIRST CASH INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|400
FCFS|FIRST CASH INC CMN|CHAS|Charles Schwab & Co., Inc.|1795
FCFS|FIRST CASH INC CMN|CIST|Capital Institutional Services, Inc.|898
FCFS|FIRST CASH INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21112
FCFS|FIRST CASH INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48577
FCFS|FIRST CASH INC CMN|CTDL|Citadel Derivatives Group Llc|443
FCFS|FIRST CASH INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|16830
FCFS|FIRST CASH INC CMN|DBAB|Deutsche Bank Securities Inc.|111861
FCFS|FIRST CASH INC CMN|DBAX|Deutsche Bank Securities Inc.|33300
FCFS|FIRST CASH INC CMN|DEAN|MORGAN STANLEY|2082
FCFS|FIRST CASH INC CMN|DEGS|RONIN PROFESSIONAL LLC|79
FCFS|FIRST CASH INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1578
FCFS|FIRST CASH INC CMN|EBXL|EBX LLC|48200
FCFS|FIRST CASH INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2116
FCFS|FIRST CASH INC CMN|EDJO|Edward D. Jones & Co., L.P.|290
FCFS|FIRST CASH INC CMN|EGAM|CBOE TRADING, INC.|13081
FCFS|FIRST CASH INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
FCFS|FIRST CASH INC CMN|EGXM|CBOE TRADING, INC.|195
FCFS|FIRST CASH INC CMN|ETBE|Electronic Transaction Clearing, Inc.|3
FCFS|FIRST CASH INC CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
FCFS|FIRST CASH INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9198
FCFS|FIRST CASH INC CMN|ETRS|E*Trade Securities LLC|3947
FCFS|FIRST CASH INC CMN|FILL|Tradestation Securities, Inc.|483
FCFS|FIRST CASH INC CMN|FMAF|NBCN Inc./ CDS|115
FCFS|FIRST CASH INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|107
FCFS|FIRST CASH INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6008
FCFS|FIRST CASH INC CMN|FTBR|Foliofn Investments, Inc.|1032
FCFS|FIRST CASH INC CMN|GLIS|TD Securities Inc|115
FCFS|FIRST CASH INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|188
FCFS|FIRST CASH INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|358297
FCFS|FIRST CASH INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|1076
FCFS|FIRST CASH INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|3793
FCFS|FIRST CASH INC CMN|GTSZ|GTS SECURITIES LLC|8842
FCFS|FIRST CASH INC CMN|HRBF|American Enterprise Investment Services Inc.|43
FCFS|FIRST CASH INC CMN|IBKR|Interactive Brokers Llc|1825
FCFS|FIRST CASH INC CMN|ICBX|INSTINET, LLC|16593
FCFS|FIRST CASH INC CMN|IEQY|CITADEL SECURITIES LLC|13740
FCFS|FIRST CASH INC CMN|INCA|INSTINET, LLC|49826
FCFS|FIRST CASH INC CMN|INJX|INSTINET, LLC|14035
FCFS|FIRST CASH INC CMN|ITGI|ITG Inc.|30391
FCFS|FIRST CASH INC CMN|ITGP|ITG INC.|55200
FCFS|FIRST CASH INC CMN|JANY|Janney Montgomery Scott Inc.|1003
FCFS|FIRST CASH INC CMN|JEFF|JEFFERIES LLC|12412
FCFS|FIRST CASH INC CMN|JMPT|JUMP TRADING, LLC|4869
FCFS|FIRST CASH INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|18294
FCFS|FIRST CASH INC CMN|JPMX|J.P. Morgan Securities LLC|75073
FCFS|FIRST CASH INC CMN|KBWI|Keefe, Bruyette & Woods, Inc.|41
FCFS|FIRST CASH INC CMN|KCGM|VIRTU Americas LLC|38982
FCFS|FIRST CASH INC CMN|LEHM|Barclays Capital Inc./Le|58690
FCFS|FIRST CASH INC CMN|LIME|Lime Brokerage LLC|5919
FCFS|FIRST CASH INC CMN|LOOP|Loop Capital Markets LLC|400
FCFS|FIRST CASH INC CMN|LQNA|LIQUIDNET, INC.|28400
FCFS|FIRST CASH INC CMN|LSCI|Lek Securities Corporation|13
FCFS|FIRST CASH INC CMN|MACQ|Macquarie Capital (USA) Inc.|6481
FCFS|FIRST CASH INC CMN|MBTS|ALLY INVEST SECURITIES LLC|20
FCFS|FIRST CASH INC CMN|MCBT|Moors & Cabot, Inc.|36
FCFS|FIRST CASH INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20784
FCFS|FIRST CASH INC CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|80
FCFS|FIRST CASH INC CMN|MSCO|MORGAN STANLEY & CO. LLC|713910
FCFS|FIRST CASH INC CMN|MSPL|MORGAN STANLEY & CO. LLC|23400
FCFS|FIRST CASH INC CMN|MSTX|MORGAN STANLEY & CO. LLC|11200
FCFS|FIRST CASH INC CMN|NFSC|National Financial Services LLC|23047
FCFS|FIRST CASH INC CMN|NITE|VIRTU Americas LLC|38945
FCFS|FIRST CASH INC CMN|NQRB|Brut, LLC|1459
FCFS|FIRST CASH INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1142
FCFS|FIRST CASH INC CMN|PDQM|CODA MARKETS, INC.|27116
FCFS|FIRST CASH INC CMN|QMSR|QUATTRO M SECURITIES INC.|49
FCFS|FIRST CASH INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|1140
FCFS|FIRST CASH INC CMN|SBSH|Citigroup Global Markets Inc.|29716
FCFS|FIRST CASH INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|24180
FCFS|FIRST CASH INC CMN|SIDC|Sidoti & Company, LLC|100
FCFS|FIRST CASH INC CMN|SPDR|SPEEDROUTE LLC|2874
FCFS|FIRST CASH INC CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|24586
FCFS|FIRST CASH INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|368
FCFS|FIRST CASH INC CMN|SWIM|TD Ameritrade, Inc.|2886
FCFS|FIRST CASH INC CMN|TKNG|ALLY INVEST SECURITIES LLC|76
FCFS|FIRST CASH INC CMN|TMBR|Timber Hill LLC|65
FCFS|FIRST CASH INC CMN|TRBT|Tradebot Systems, Inc.|1752
FCFS|FIRST CASH INC CMN|TRCM|TRC MARKETS LLC|11730
FCFS|FIRST CASH INC CMN|TWTT|TASTYWORKS, INC.|35
FCFS|FIRST CASH INC CMN|UBSA|UBS SECURITIES LLC|143090
FCFS|FIRST CASH INC CMN|UBSS|UBS Securities LLC|135809
FCFS|FIRST CASH INC CMN|VALX|VIRTU AMERICAS LLC|3484
FCFS|FIRST CASH INC CMN|VGRD|Vanguard Marketing Corporation|837
FCFS|FIRST CASH INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|444
FCFS|FIRST CASH INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|21966
FCFS|FIRST CASH INC CMN|WDNX|WEEDEN & CO.L.P.|8308
FCFS|FIRST CASH INC CMN|WEDB|WEDBUSH SECURITIES INC.|14
FCFS|FIRST CASH INC CMN|WEED|Weeden & Co.L.P.|300
FCFS|FIRST CASH INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|595
FCFS|FIRST CASH INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|907
FCFS|FIRST CASH INC CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|16
FCFS|FIRST CASH INC CMN|WSEA|WOLVERINE SECURITIES, LLC|134
FCFS|FIRST CASH INC CMN|XIST|INSTINET, LLC|44984
FCFS|FIRST CASH INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6112
FCFS|FIRST CASH INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|106
FCG|FIRST TRUST NAT GS|APCC|Apex Clearing Corporation|892
FCG|FIRST TRUST NAT GS|BARD|Robert W. Baird & Co. Incorporated|33
FCG|FIRST TRUST NAT GS|BATM|CBOE TRADING, INC.|100
FCG|FIRST TRUST NAT GS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|839
FCG|FIRST TRUST NAT GS|CANT|Cantor Fitzgerald & Co.|18240
FCG|FIRST TRUST NAT GS|CHAS|Charles Schwab & Co., Inc.|10
FCG|FIRST TRUST NAT GS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32104
FCG|FIRST TRUST NAT GS|CXCX|CITIGROUP GLOBAL MARKETS INC.|19400
FCG|FIRST TRUST NAT GS|DBAB|Deutsche Bank Securities Inc.|3335
FCG|FIRST TRUST NAT GS|DBAX|Deutsche Bank Securities Inc.|19700
FCG|FIRST TRUST NAT GS|DEAN|MORGAN STANLEY|10463
FCG|FIRST TRUST NAT GS|EBXL|EBX LLC|8600
FCG|FIRST TRUST NAT GS|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
FCG|FIRST TRUST NAT GS|EDJO|Edward D. Jones & Co., L.P.|1301
FCG|FIRST TRUST NAT GS|EGAM|CBOE TRADING, INC.|3100
FCG|FIRST TRUST NAT GS|EGXM|CBOE TRADING, INC.|200
FCG|FIRST TRUST NAT GS|ETBE|Electronic Transaction Clearing, Inc.|1500
FCG|FIRST TRUST NAT GS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
FCG|FIRST TRUST NAT GS|ETRS|E*Trade Securities LLC|5999
FCG|FIRST TRUST NAT GS|FBSB|U.S. Bancorp Investments, Inc.|1
FCG|FIRST TRUST NAT GS|FMAF|NBCN Inc./ CDS|305
FCG|FIRST TRUST NAT GS|FQLS|Quantlab Securities LP|6514
FCG|FIRST TRUST NAT GS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1695
FCG|FIRST TRUST NAT GS|FTBR|Foliofn Investments, Inc.|2424
FCG|FIRST TRUST NAT GS|GLIS|TD Securities Inc|238
FCG|FIRST TRUST NAT GS|GLPX|ACS EXECUTION SERVICES, LLC|4700
FCG|FIRST TRUST NAT GS|GSCO|GOLDMAN SACHS & CO. LLC|16676
FCG|FIRST TRUST NAT GS|GSCS|GOLDMAN SACHS & CO. LLC|1789
FCG|FIRST TRUST NAT GS|GSLT|GOLDMAN SACHS & CO. LLC|1430
FCG|FIRST TRUST NAT GS|GTSZ|GTS SECURITIES LLC|100
FCG|FIRST TRUST NAT GS|HRBF|American Enterprise Investment Services Inc.|3107
FCG|FIRST TRUST NAT GS|IATS|INTERACTIVE BROKERS LLC|2700
FCG|FIRST TRUST NAT GS|IBKR|Interactive Brokers Llc|24792
FCG|FIRST TRUST NAT GS|ICBX|INSTINET, LLC|2500
FCG|FIRST TRUST NAT GS|INCA|INSTINET, LLC|5073
FCG|FIRST TRUST NAT GS|ITGI|ITG Inc.|8020
FCG|FIRST TRUST NAT GS|ITGP|ITG INC.|1000
FCG|FIRST TRUST NAT GS|JANY|Janney Montgomery Scott Inc.|100
FCG|FIRST TRUST NAT GS|JMPT|JUMP TRADING, LLC|1048
FCG|FIRST TRUST NAT GS|JPMX|J.P. Morgan Securities LLC|1852
FCG|FIRST TRUST NAT GS|JSEB|JANE STREET EXECUTION SERVICES, LLC|76603
FCG|FIRST TRUST NAT GS|JSJX|JANE STREET CAPITAL LLC|129432
FCG|FIRST TRUST NAT GS|KCGM|VIRTU Americas LLC|4551
FCG|FIRST TRUST NAT GS|LEHM|Barclays Capital Inc./Le|11917
FCG|FIRST TRUST NAT GS|LIME|Lime Brokerage LLC|14567
FCG|FIRST TRUST NAT GS|MACC|Mid Atlantic Capital Corporation|2979
FCG|FIRST TRUST NAT GS|MAXM|Maxim Group LLC|2000
FCG|FIRST TRUST NAT GS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
FCG|FIRST TRUST NAT GS|MSCO|MORGAN STANLEY & CO. LLC|83798
FCG|FIRST TRUST NAT GS|MSPL|MORGAN STANLEY & CO. LLC|44800
FCG|FIRST TRUST NAT GS|MSTX|MORGAN STANLEY & CO. LLC|300
FCG|FIRST TRUST NAT GS|MTON|MILLINGTON SECURITIES, INC.|18240
FCG|FIRST TRUST NAT GS|NFSC|National Financial Services LLC|88816
FCG|FIRST TRUST NAT GS|NITE|VIRTU Americas LLC|64101
FCG|FIRST TRUST NAT GS|OHOS|TWO SIGMA SECURITIES, LLC|6660
FCG|FIRST TRUST NAT GS|PDQM|CODA MARKETS, INC.|6200
FCG|FIRST TRUST NAT GS|PHLY|NASDAQ Execution Services, LLC|2000
FCG|FIRST TRUST NAT GS|RBCM|RBC CAPITAL MARKETS, LLC|16729
FCG|FIRST TRUST NAT GS|SBSH|Citigroup Global Markets Inc.|122300
FCG|FIRST TRUST NAT GS|SGMT|GOLDMAN SACHS & CO. LLC|25322
FCG|FIRST TRUST NAT GS|SHMR|ABN Amro Clearing LLC|102
FCG|FIRST TRUST NAT GS|SPDR|SPEEDROUTE LLC|1300
FCG|FIRST TRUST NAT GS|STFL|Stifel, Nicolaus & Company, Incorporated|57
FCG|FIRST TRUST NAT GS|SWIM|TD Ameritrade, Inc.|10825
FCG|FIRST TRUST NAT GS|SWST|Hilltop Securities Inc.|251
FCG|FIRST TRUST NAT GS|TKNG|ALLY INVEST SECURITIES LLC|100
FCG|FIRST TRUST NAT GS|TRBT|Tradebot Systems, Inc.|12426
FCG|FIRST TRUST NAT GS|TRCM|TRC MARKETS LLC|312402
FCG|FIRST TRUST NAT GS|UBSA|UBS SECURITIES LLC|3887
FCG|FIRST TRUST NAT GS|UBSS|UBS Securities LLC|61776
FCG|FIRST TRUST NAT GS|VALX|VIRTU AMERICAS LLC|301
FCG|FIRST TRUST NAT GS|VGRD|Vanguard Marketing Corporation|22030
FCG|FIRST TRUST NAT GS|WCHV|WELLS FARGO SECURITIES, LLC|9197
FCG|FIRST TRUST NAT GS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1383
FCG|FIRST TRUST NAT GS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|70
FCG|FIRST TRUST NAT GS|WSEA|WOLVERINE SECURITIES, LLC|948
FCG|FIRST TRUST NAT GS|YKNA|COMHAR CAPITAL MARKETS, LLC|200
FCG|FIRST TRUST NAT GS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1430
FCN|FTI CONSULTING INC|ALTX|Alternet Securities Inc.|3055
FCN|FTI CONSULTING INC|APCC|Apex Clearing Corporation|329
FCN|FTI CONSULTING INC|BANK|Primevest Financial Services, Inc.|9
FCN|FTI CONSULTING INC|BAQP|BURKE & QUICK PARTNERS LLC|9025
FCN|FTI CONSULTING INC|BARD|Robert W. Baird & Co. Incorporated|31988
FCN|FTI CONSULTING INC|BATM|CBOE TRADING, INC.|970
FCN|FTI CONSULTING INC|BAYC|BAY CREST PARTNERS, LLC|90
FCN|FTI CONSULTING INC|BERN|Sanford C. Bernstein & Co., LLC|4345
FCN|FTI CONSULTING INC|BIDS|BIDS TRADING L.P.|200
FCN|FTI CONSULTING INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
FCN|FTI CONSULTING INC|BNPX|BNP PARIBAS SECURITIES CORP.|8358
FCN|FTI CONSULTING INC|BRVL|BLAYLOCK VAN, LLC|400
FCN|FTI CONSULTING INC|BTIG|BTIG, LLC|300
FCN|FTI CONSULTING INC|BYXM|CBOE TRADING, INC.|221
FCN|FTI CONSULTING INC|BZYD|GOLDMAN SACHS & CO. LLC|1292
FCN|FTI CONSULTING INC|CANT|Cantor Fitzgerald & Co.|28
FCN|FTI CONSULTING INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|33200
FCN|FTI CONSULTING INC|CHAS|Charles Schwab & Co., Inc.|447
FCN|FTI CONSULTING INC|CIST|Capital Institutional Services, Inc.|7
FCN|FTI CONSULTING INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3468
FCN|FTI CONSULTING INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|948
FCN|FTI CONSULTING INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79906
FCN|FTI CONSULTING INC|CTDL|Citadel Derivatives Group Llc|4837
FCN|FTI CONSULTING INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|18422
FCN|FTI CONSULTING INC|DBAB|Deutsche Bank Securities Inc.|71778
FCN|FTI CONSULTING INC|DBAX|Deutsche Bank Securities Inc.|75200
FCN|FTI CONSULTING INC|DEAN|MORGAN STANLEY|2739
FCN|FTI CONSULTING INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
FCN|FTI CONSULTING INC|EBXL|EBX LLC|56500
FCN|FTI CONSULTING INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2648
FCN|FTI CONSULTING INC|EGAM|CBOE TRADING, INC.|3669
FCN|FTI CONSULTING INC|EGAW|CBOE TRADING, INC.|106
FCN|FTI CONSULTING INC|EGXM|CBOE TRADING, INC.|100
FCN|FTI CONSULTING INC|ETBE|Electronic Transaction Clearing, Inc.|1452
FCN|FTI CONSULTING INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5361
FCN|FTI CONSULTING INC|ETRS|E*Trade Securities LLC|39727
FCN|FTI CONSULTING INC|FILL|Tradestation Securities, Inc.|1407
FCN|FTI CONSULTING INC|FMAF|NBCN Inc./ CDS|100
FCN|FTI CONSULTING INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1997
FCN|FTI CONSULTING INC|FQLS|Quantlab Securities LP|34395
FCN|FTI CONSULTING INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30410
FCN|FTI CONSULTING INC|FTBR|Foliofn Investments, Inc.|1339
FCN|FTI CONSULTING INC|GLPX|ACS EXECUTION SERVICES, LLC|19538
FCN|FTI CONSULTING INC|GSCO|GOLDMAN SACHS & CO. LLC|145165
FCN|FTI CONSULTING INC|GSCS|GOLDMAN SACHS & CO. LLC|2909
FCN|FTI CONSULTING INC|GSLT|GOLDMAN SACHS & CO. LLC|689
FCN|FTI CONSULTING INC|GTSZ|GTS SECURITIES LLC|20762
FCN|FTI CONSULTING INC|HPPX|POTAMUS TRADING, LLC|65
FCN|FTI CONSULTING INC|HRBF|American Enterprise Investment Services Inc.|593
FCN|FTI CONSULTING INC|HSBC|HSBC Securities, Inc.|400
FCN|FTI CONSULTING INC|IATS|INTERACTIVE BROKERS LLC|1444
FCN|FTI CONSULTING INC|IBKR|Interactive Brokers Llc|2137
FCN|FTI CONSULTING INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
FCN|FTI CONSULTING INC|ICBX|INSTINET, LLC|19500
FCN|FTI CONSULTING INC|IEQY|CITADEL SECURITIES LLC|12012
FCN|FTI CONSULTING INC|INCA|INSTINET, LLC|48020
FCN|FTI CONSULTING INC|INJX|INSTINET, LLC|350
FCN|FTI CONSULTING INC|ITGI|ITG Inc.|111484
FCN|FTI CONSULTING INC|ITGP|ITG INC.|46200
FCN|FTI CONSULTING INC|JANY|Janney Montgomery Scott Inc.|858
FCN|FTI CONSULTING INC|JEFF|JEFFERIES LLC|29235
FCN|FTI CONSULTING INC|JMPT|JUMP TRADING, LLC|8413
FCN|FTI CONSULTING INC|JONE|JonesTrading|3703
FCN|FTI CONSULTING INC|JPBX|J.P. MORGAN SECURITIES LLC|12023
FCN|FTI CONSULTING INC|JPMX|J.P. Morgan Securities LLC|153165
FCN|FTI CONSULTING INC|JSJX|JANE STREET CAPITAL LLC|2699
FCN|FTI CONSULTING INC|KCGM|VIRTU Americas LLC|27787
FCN|FTI CONSULTING INC|LEHM|Barclays Capital Inc./Le|122350
FCN|FTI CONSULTING INC|LIME|Lime Brokerage LLC|12333
FCN|FTI CONSULTING INC|LQNA|LIQUIDNET, INC.|12000
FCN|FTI CONSULTING INC|LSCI|Lek Securities Corporation|309
FCN|FTI CONSULTING INC|MACC|Mid Atlantic Capital Corporation|20511
FCN|FTI CONSULTING INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16201
FCN|FTI CONSULTING INC|MOTF|MOTIF INVESTING, INC.|1
FCN|FTI CONSULTING INC|MSCO|MORGAN STANLEY & CO. LLC|208419
FCN|FTI CONSULTING INC|MSPL|MORGAN STANLEY & CO. LLC|92700
FCN|FTI CONSULTING INC|MSTX|MORGAN STANLEY & CO. LLC|16200
FCN|FTI CONSULTING INC|NFSC|National Financial Services LLC|21088
FCN|FTI CONSULTING INC|NITE|VIRTU Americas LLC|54312
FCN|FTI CONSULTING INC|NITP|VIRTU Americas LLC|601
FCN|FTI CONSULTING INC|NQRB|Brut, LLC|201
FCN|FTI CONSULTING INC|NTBF|BMO Nesbitt Burns Inc./CDS|444
FCN|FTI CONSULTING INC|OHOS|TWO SIGMA SECURITIES, LLC|7876
FCN|FTI CONSULTING INC|OPCO|Oppenheimer & Co. Inc.|251
FCN|FTI CONSULTING INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1085
FCN|FTI CONSULTING INC|PDQM|CODA MARKETS, INC.|74761
FCN|FTI CONSULTING INC|QMSR|QUATTRO M SECURITIES INC.|404
FCN|FTI CONSULTING INC|SAGL|SAGETRADER, LLC|8751
FCN|FTI CONSULTING INC|SAGW|SAGETRADER, LLC|33
FCN|FTI CONSULTING INC|SBSH|Citigroup Global Markets Inc.|34016
FCN|FTI CONSULTING INC|SEIC|SEI Investments Distribution Co.|201
FCN|FTI CONSULTING INC|SGMT|GOLDMAN SACHS & CO. LLC|22199
FCN|FTI CONSULTING INC|SPDR|SPEEDROUTE LLC|800
FCN|FTI CONSULTING INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2555
FCN|FTI CONSULTING INC|SWIM|TD Ameritrade, Inc.|19509
FCN|FTI CONSULTING INC|TMBR|Timber Hill LLC|288
FCN|FTI CONSULTING INC|TRBT|Tradebot Systems, Inc.|6629
FCN|FTI CONSULTING INC|TRCM|TRC MARKETS LLC|17666
FCN|FTI CONSULTING INC|UBSA|UBS SECURITIES LLC|152318
FCN|FTI CONSULTING INC|UBSS|UBS Securities LLC|159872
FCN|FTI CONSULTING INC|VALX|VIRTU AMERICAS LLC|8030
FCN|FTI CONSULTING INC|VGRD|Vanguard Marketing Corporation|1298
FCN|FTI CONSULTING INC|WBPX|SUMMIT SECURITIES GROUP, LLC|228
FCN|FTI CONSULTING INC|WCHV|WELLS FARGO SECURITIES, LLC|4360
FCN|FTI CONSULTING INC|WDNX|WEEDEN & CO.L.P.|76
FCN|FTI CONSULTING INC|WEDB|WEDBUSH SECURITIES INC.|266
FCN|FTI CONSULTING INC|WEED|Weeden & Co.L.P.|3574
FCN|FTI CONSULTING INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|520
FCN|FTI CONSULTING INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1290
FCN|FTI CONSULTING INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|26
FCN|FTI CONSULTING INC|WSEA|WOLVERINE SECURITIES, LLC|159
FCN|FTI CONSULTING INC|XIST|INSTINET, LLC|11248
FCN|FTI CONSULTING INC|XPQR|Jump Trading|414
FCN|FTI CONSULTING INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10494
FCN|FTI CONSULTING INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2475
FCNCA|FIRST CITIZENS BANCS|ALTX|Alternet Securities Inc.|2362
FCNCA|FIRST CITIZENS BANCS|APCC|Apex Clearing Corporation|42
FCNCA|FIRST CITIZENS BANCS|BARD|Robert W. Baird & Co. Incorporated|322
FCNCA|FIRST CITIZENS BANCS|BATM|CBOE TRADING, INC.|679
FCNCA|FIRST CITIZENS BANCS|BAYC|BAY CREST PARTNERS, LLC|405
FCNCA|FIRST CITIZENS BANCS|BBNT|BB&T SECURITIES, LLC|5
FCNCA|FIRST CITIZENS BANCS|BERN|Sanford C. Bernstein & Co., LLC|185
FCNCA|FIRST CITIZENS BANCS|BKCM|BNY Mellon Capital Markets LLC|57
FCNCA|FIRST CITIZENS BANCS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|216
FCNCA|FIRST CITIZENS BANCS|BMOC|BMO Capital Markets Corp.|1122
FCNCA|FIRST CITIZENS BANCS|BNKS|Fig Partners, LLC|1000
FCNCA|FIRST CITIZENS BANCS|BNPX|BNP PARIBAS SECURITIES CORP.|1149
FCNCA|FIRST CITIZENS BANCS|BTIG|BTIG, LLC|3433
FCNCA|FIRST CITIZENS BANCS|BYXM|CBOE TRADING, INC.|815
FCNCA|FIRST CITIZENS BANCS|BZYD|GOLDMAN SACHS & CO. LLC|107
FCNCA|FIRST CITIZENS BANCS|CHAS|Charles Schwab & Co., Inc.|3
FCNCA|FIRST CITIZENS BANCS|CIST|Capital Institutional Services, Inc.|4904
FCNCA|FIRST CITIZENS BANCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1043
FCNCA|FIRST CITIZENS BANCS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|57796
FCNCA|FIRST CITIZENS BANCS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34913
FCNCA|FIRST CITIZENS BANCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19002
FCNCA|FIRST CITIZENS BANCS|CTDL|Citadel Derivatives Group Llc|1944
FCNCA|FIRST CITIZENS BANCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1646
FCNCA|FIRST CITIZENS BANCS|DBAB|Deutsche Bank Securities Inc.|84165
FCNCA|FIRST CITIZENS BANCS|DBAX|Deutsche Bank Securities Inc.|20700
FCNCA|FIRST CITIZENS BANCS|DBUL|Deutsche Bank Securities Inc.|1154
FCNCA|FIRST CITIZENS BANCS|DEAN|MORGAN STANLEY|26
FCNCA|FIRST CITIZENS BANCS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|70
FCNCA|FIRST CITIZENS BANCS|EBXL|EBX LLC|9200
FCNCA|FIRST CITIZENS BANCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|188
FCNCA|FIRST CITIZENS BANCS|EDJO|Edward D. Jones & Co., L.P.|385
FCNCA|FIRST CITIZENS BANCS|EGAM|CBOE TRADING, INC.|1088
FCNCA|FIRST CITIZENS BANCS|EGXW|CBOE TRADING, INC.|100
FCNCA|FIRST CITIZENS BANCS|ETBE|Electronic Transaction Clearing, Inc.|1800
FCNCA|FIRST CITIZENS BANCS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1112
FCNCA|FIRST CITIZENS BANCS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|106
FCNCA|FIRST CITIZENS BANCS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|211
FCNCA|FIRST CITIZENS BANCS|ETRS|E*Trade Securities LLC|117
FCNCA|FIRST CITIZENS BANCS|FBCO|Credit Suisse Securities (USA) LLC|300980
FCNCA|FIRST CITIZENS BANCS|FMAF|NBCN Inc./ CDS|8
FCNCA|FIRST CITIZENS BANCS|FOMA|TD AMERITRADE CLEARING, INC.|237
FCNCA|FIRST CITIZENS BANCS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|80
FCNCA|FIRST CITIZENS BANCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8898
FCNCA|FIRST CITIZENS BANCS|FTBR|Foliofn Investments, Inc.|45
FCNCA|FIRST CITIZENS BANCS|GEBB|GLOBAL EXECUTION BROKERS, LP|2328
FCNCA|FIRST CITIZENS BANCS|GLPX|ACS EXECUTION SERVICES, LLC|30065
FCNCA|FIRST CITIZENS BANCS|GSCO|GOLDMAN SACHS & CO. LLC|314633
FCNCA|FIRST CITIZENS BANCS|GSCS|GOLDMAN SACHS & CO. LLC|6143
FCNCA|FIRST CITIZENS BANCS|GSLT|GOLDMAN SACHS & CO. LLC|341
FCNCA|FIRST CITIZENS BANCS|GTSZ|GTS SECURITIES LLC|30574
FCNCA|FIRST CITIZENS BANCS|IATS|INTERACTIVE BROKERS LLC|527
FCNCA|FIRST CITIZENS BANCS|IBKR|Interactive Brokers Llc|2027
FCNCA|FIRST CITIZENS BANCS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
FCNCA|FIRST CITIZENS BANCS|ICBX|INSTINET, LLC|3429
FCNCA|FIRST CITIZENS BANCS|IEQY|CITADEL SECURITIES LLC|4008
FCNCA|FIRST CITIZENS BANCS|INCA|INSTINET, LLC|36449
FCNCA|FIRST CITIZENS BANCS|INJX|INSTINET, LLC|1285
FCNCA|FIRST CITIZENS BANCS|ITGI|ITG Inc.|3689
FCNCA|FIRST CITIZENS BANCS|ITGP|ITG INC.|10600
FCNCA|FIRST CITIZENS BANCS|JEFF|JEFFERIES LLC|10441
FCNCA|FIRST CITIZENS BANCS|JMPT|JUMP TRADING, LLC|24
FCNCA|FIRST CITIZENS BANCS|JPBX|J.P. MORGAN SECURITIES LLC|1022
FCNCA|FIRST CITIZENS BANCS|JPMX|J.P. Morgan Securities LLC|46024
FCNCA|FIRST CITIZENS BANCS|KBWI|Keefe, Bruyette & Woods, Inc.|1274
FCNCA|FIRST CITIZENS BANCS|KCGM|VIRTU Americas LLC|4212
FCNCA|FIRST CITIZENS BANCS|LEHM|Barclays Capital Inc./Le|111998
FCNCA|FIRST CITIZENS BANCS|LIME|Lime Brokerage LLC|10741
FCNCA|FIRST CITIZENS BANCS|LMGP|LIME BROKERAGE LLC|883
FCNCA|FIRST CITIZENS BANCS|MAXM|Maxim Group LLC|208
FCNCA|FIRST CITIZENS BANCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11800
FCNCA|FIRST CITIZENS BANCS|MSCO|MORGAN STANLEY & CO. LLC|282508
FCNCA|FIRST CITIZENS BANCS|MSPL|MORGAN STANLEY & CO. LLC|29000
FCNCA|FIRST CITIZENS BANCS|MSTX|MORGAN STANLEY & CO. LLC|1300
FCNCA|FIRST CITIZENS BANCS|MTON|MILLINGTON SECURITIES, INC.|12220
FCNCA|FIRST CITIZENS BANCS|NFSC|National Financial Services LLC|1699
FCNCA|FIRST CITIZENS BANCS|NITE|VIRTU Americas LLC|31154
FCNCA|FIRST CITIZENS BANCS|NITP|VIRTU Americas LLC|436
FCNCA|FIRST CITIZENS BANCS|NQRB|Brut, LLC|290
FCNCA|FIRST CITIZENS BANCS|NTRC|Northern Trust Securities, Inc.|149
FCNCA|FIRST CITIZENS BANCS|PDQM|CODA MARKETS, INC.|45257
FCNCA|FIRST CITIZENS BANCS|PUMA|Puma Capital, Llc|12220
FCNCA|FIRST CITIZENS BANCS|PWJC|UBS Financial Services, Inc.|20
FCNCA|FIRST CITIZENS BANCS|RAJA|Raymond James & Associates, Inc.|281
FCNCA|FIRST CITIZENS BANCS|SBSH|Citigroup Global Markets Inc.|50986
FCNCA|FIRST CITIZENS BANCS|SDLR|Sandler, O'Neill & Partners, L.P.|20
FCNCA|FIRST CITIZENS BANCS|SGMT|GOLDMAN SACHS & CO. LLC|6926
FCNCA|FIRST CITIZENS BANCS|SPDR|SPEEDROUTE LLC|8458
FCNCA|FIRST CITIZENS BANCS|STFL|Stifel, Nicolaus & Company, Incorporated|25
FCNCA|FIRST CITIZENS BANCS|SWIM|TD Ameritrade, Inc.|4740
FCNCA|FIRST CITIZENS BANCS|SWST|Hilltop Securities Inc.|2
FCNCA|FIRST CITIZENS BANCS|TRBT|Tradebot Systems, Inc.|8613
FCNCA|FIRST CITIZENS BANCS|TRCM|TRC MARKETS LLC|5277
FCNCA|FIRST CITIZENS BANCS|UBSA|UBS SECURITIES LLC|48157
FCNCA|FIRST CITIZENS BANCS|UBSS|UBS Securities LLC|172186
FCNCA|FIRST CITIZENS BANCS|VALX|VIRTU AMERICAS LLC|1168
FCNCA|FIRST CITIZENS BANCS|VGRD|Vanguard Marketing Corporation|125
FCNCA|FIRST CITIZENS BANCS|WCHV|WELLS FARGO SECURITIES, LLC|3672
FCNCA|FIRST CITIZENS BANCS|WDNX|WEEDEN & CO.L.P.|554
FCNCA|FIRST CITIZENS BANCS|WEED|Weeden & Co.L.P.|789
FCNCA|FIRST CITIZENS BANCS|WSEA|WOLVERINE SECURITIES, LLC|4
FCNCA|FIRST CITIZENS BANCS|XIST|INSTINET, LLC|11294
FCNCA|FIRST CITIZENS BANCS|YKNA|COMHAR CAPITAL MARKETS, LLC|3171
FCO|ABERDEEN GLBL INC FD|ALTX|Alternet Securities Inc.|100
FCO|ABERDEEN GLBL INC FD|APCC|Apex Clearing Corporation|1229
FCO|ABERDEEN GLBL INC FD|BARD|Robert W. Baird & Co. Incorporated|1127
FCO|ABERDEEN GLBL INC FD|CHAS|Charles Schwab & Co., Inc.|5
FCO|ABERDEEN GLBL INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2880
FCO|ABERDEEN GLBL INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
FCO|ABERDEEN GLBL INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|100
FCO|ABERDEEN GLBL INC FD|DADA|D.A. Davidson & Co.|813
FCO|ABERDEEN GLBL INC FD|DBAX|Deutsche Bank Securities Inc.|100
FCO|ABERDEEN GLBL INC FD|DEAN|MORGAN STANLEY|1716
FCO|ABERDEEN GLBL INC FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3026
FCO|ABERDEEN GLBL INC FD|EBXL|EBX LLC|200
FCO|ABERDEEN GLBL INC FD|EDJO|Edward D. Jones & Co., L.P.|1000
FCO|ABERDEEN GLBL INC FD|EGAM|CBOE TRADING, INC.|300
FCO|ABERDEEN GLBL INC FD|EGXM|CBOE TRADING, INC.|75
FCO|ABERDEEN GLBL INC FD|ETCB|ETC BROKERAGE SERVICES, LLC|1208
FCO|ABERDEEN GLBL INC FD|ETRS|E*Trade Securities LLC|6227
FCO|ABERDEEN GLBL INC FD|FILL|Tradestation Securities, Inc.|224
FCO|ABERDEEN GLBL INC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7694
FCO|ABERDEEN GLBL INC FD|FTBR|Foliofn Investments, Inc.|59
FCO|ABERDEEN GLBL INC FD|GLPX|ACS EXECUTION SERVICES, LLC|300
FCO|ABERDEEN GLBL INC FD|GSCO|GOLDMAN SACHS & CO. LLC|798
FCO|ABERDEEN GLBL INC FD|GSLT|GOLDMAN SACHS & CO. LLC|800
FCO|ABERDEEN GLBL INC FD|GTSZ|GTS SECURITIES LLC|100
FCO|ABERDEEN GLBL INC FD|HRBF|American Enterprise Investment Services Inc.|4
FCO|ABERDEEN GLBL INC FD|IATS|INTERACTIVE BROKERS LLC|2544
FCO|ABERDEEN GLBL INC FD|IBKR|Interactive Brokers Llc|7116
FCO|ABERDEEN GLBL INC FD|ICBX|INSTINET, LLC|901
FCO|ABERDEEN GLBL INC FD|INCA|INSTINET, LLC|605
FCO|ABERDEEN GLBL INC FD|ITGI|ITG Inc.|700
FCO|ABERDEEN GLBL INC FD|ITGP|ITG INC.|400
FCO|ABERDEEN GLBL INC FD|LEHM|Barclays Capital Inc./Le|200
FCO|ABERDEEN GLBL INC FD|LIME|Lime Brokerage LLC|551
FCO|ABERDEEN GLBL INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1176
FCO|ABERDEEN GLBL INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FCO|ABERDEEN GLBL INC FD|MSCO|MORGAN STANLEY & CO. LLC|10895
FCO|ABERDEEN GLBL INC FD|MSPL|MORGAN STANLEY & CO. LLC|1700
FCO|ABERDEEN GLBL INC FD|NFSC|National Financial Services LLC|42856
FCO|ABERDEEN GLBL INC FD|NITE|VIRTU Americas LLC|95602
FCO|ABERDEEN GLBL INC FD|OPCO|Oppenheimer & Co. Inc.|5884
FCO|ABERDEEN GLBL INC FD|PDQM|CODA MARKETS, INC.|800
FCO|ABERDEEN GLBL INC FD|PWJC|UBS Financial Services, Inc.|12700
FCO|ABERDEEN GLBL INC FD|RBCM|RBC CAPITAL MARKETS, LLC|6540
FCO|ABERDEEN GLBL INC FD|SALI|INTL FCSTONE FINANCIAL INC.|2
FCO|ABERDEEN GLBL INC FD|SBSH|Citigroup Global Markets Inc.|6488
FCO|ABERDEEN GLBL INC FD|SGMT|GOLDMAN SACHS & CO. LLC|900
FCO|ABERDEEN GLBL INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|729
FCO|ABERDEEN GLBL INC FD|STXG|Stockcross Financial Services, Inc.|9
FCO|ABERDEEN GLBL INC FD|SWIM|TD Ameritrade, Inc.|1803
FCO|ABERDEEN GLBL INC FD|SWST|Hilltop Securities Inc.|3762
FCO|ABERDEEN GLBL INC FD|TKNG|ALLY INVEST SECURITIES LLC|313
FCO|ABERDEEN GLBL INC FD|TRBT|Tradebot Systems, Inc.|200
FCO|ABERDEEN GLBL INC FD|UBSA|UBS SECURITIES LLC|5753
FCO|ABERDEEN GLBL INC FD|UBSS|UBS Securities LLC|28671
FCO|ABERDEEN GLBL INC FD|VALX|VIRTU AMERICAS LLC|35
FCO|ABERDEEN GLBL INC FD|VGRD|Vanguard Marketing Corporation|1240
FCO|ABERDEEN GLBL INC FD|WCHV|WELLS FARGO SECURITIES, LLC|18885
FCO|ABERDEEN GLBL INC FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2
FCO|ABERDEEN GLBL INC FD|WSEA|WOLVERINE SECURITIES, LLC|151
FCO|ABERDEEN GLBL INC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FCO|ABERDEEN GLBL INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1983
FCOM|FIDELITY TELECOM ETF|ALTX|Alternet Securities Inc.|284
FCOM|FIDELITY TELECOM ETF|APCC|Apex Clearing Corporation|44
FCOM|FIDELITY TELECOM ETF|BANK|Primevest Financial Services, Inc.|3
FCOM|FIDELITY TELECOM ETF|BARD|Robert W. Baird & Co. Incorporated|507
FCOM|FIDELITY TELECOM ETF|BATM|CBOE TRADING, INC.|370
FCOM|FIDELITY TELECOM ETF|BBNT|BB&T SECURITIES, LLC|1531
FCOM|FIDELITY TELECOM ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2290
FCOM|FIDELITY TELECOM ETF|CHAS|Charles Schwab & Co., Inc.|4
FCOM|FIDELITY TELECOM ETF|CIST|Capital Institutional Services, Inc.|58
FCOM|FIDELITY TELECOM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7580
FCOM|FIDELITY TELECOM ETF|CSIN|Citadel Securities Institutional LLC|10000
FCOM|FIDELITY TELECOM ETF|CTDL|Citadel Derivatives Group Llc|10000
FCOM|FIDELITY TELECOM ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
FCOM|FIDELITY TELECOM ETF|DBAX|Deutsche Bank Securities Inc.|400
FCOM|FIDELITY TELECOM ETF|DEAN|MORGAN STANLEY|30
FCOM|FIDELITY TELECOM ETF|EBXL|EBX LLC|1100
FCOM|FIDELITY TELECOM ETF|EDJO|Edward D. Jones & Co., L.P.|995
FCOM|FIDELITY TELECOM ETF|ETRS|E*Trade Securities LLC|599
FCOM|FIDELITY TELECOM ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
FCOM|FIDELITY TELECOM ETF|FTBR|Foliofn Investments, Inc.|67
FCOM|FIDELITY TELECOM ETF|GLPX|ACS EXECUTION SERVICES, LLC|400
FCOM|FIDELITY TELECOM ETF|GSLT|GOLDMAN SACHS & CO. LLC|107
FCOM|FIDELITY TELECOM ETF|HRBF|American Enterprise Investment Services Inc.|20
FCOM|FIDELITY TELECOM ETF|IATS|INTERACTIVE BROKERS LLC|140
FCOM|FIDELITY TELECOM ETF|IBKR|Interactive Brokers Llc|1430
FCOM|FIDELITY TELECOM ETF|ICBX|INSTINET, LLC|1000
FCOM|FIDELITY TELECOM ETF|JSJX|JANE STREET CAPITAL LLC|38973
FCOM|FIDELITY TELECOM ETF|KCGM|VIRTU Americas LLC|12685
FCOM|FIDELITY TELECOM ETF|LEHM|Barclays Capital Inc./Le|2539
FCOM|FIDELITY TELECOM ETF|LIME|Lime Brokerage LLC|2727
FCOM|FIDELITY TELECOM ETF|MAXM|Maxim Group LLC|4874
FCOM|FIDELITY TELECOM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FCOM|FIDELITY TELECOM ETF|MOTF|MOTIF INVESTING, INC.|2
FCOM|FIDELITY TELECOM ETF|MSCO|MORGAN STANLEY & CO. LLC|5109
FCOM|FIDELITY TELECOM ETF|NFSC|National Financial Services LLC|194911
FCOM|FIDELITY TELECOM ETF|NITE|VIRTU Americas LLC|80076
FCOM|FIDELITY TELECOM ETF|NITP|VIRTU Americas LLC|50
FCOM|FIDELITY TELECOM ETF|NQRB|Brut, LLC|151
FCOM|FIDELITY TELECOM ETF|RBCM|RBC CAPITAL MARKETS, LLC|2810
FCOM|FIDELITY TELECOM ETF|SHMR|ABN Amro Clearing LLC|111
FCOM|FIDELITY TELECOM ETF|STFL|Stifel, Nicolaus & Company, Incorporated|11
FCOM|FIDELITY TELECOM ETF|SWIM|TD Ameritrade, Inc.|10
FCOM|FIDELITY TELECOM ETF|SWST|Hilltop Securities Inc.|1
FCOM|FIDELITY TELECOM ETF|TKNG|ALLY INVEST SECURITIES LLC|60
FCOM|FIDELITY TELECOM ETF|UBSA|UBS SECURITIES LLC|5179
FCOM|FIDELITY TELECOM ETF|UBSS|UBS Securities LLC|8010
FCOM|FIDELITY TELECOM ETF|VGRD|Vanguard Marketing Corporation|38
FCOM|FIDELITY TELECOM ETF|WCHV|WELLS FARGO SECURITIES, LLC|869
FCOM|FIDELITY TELECOM ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2521
FCOM|FIDELITY TELECOM ETF|WSEA|WOLVERINE SECURITIES, LLC|5329
FCOM|FIDELITY TELECOM ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|2670
FCOM|FIDELITY TELECOM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4059
FCOR|FIDELITY CORPORTE BD|APCC|Apex Clearing Corporation|27
FCOR|FIDELITY CORPORTE BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2052
FCOR|FIDELITY CORPORTE BD|CICF|Canaccord Genuity Corp.|4
FCOR|FIDELITY CORPORTE BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4008
FCOR|FIDELITY CORPORTE BD|DBAX|Deutsche Bank Securities Inc.|900
FCOR|FIDELITY CORPORTE BD|EBXL|EBX LLC|900
FCOR|FIDELITY CORPORTE BD|EDJO|Edward D. Jones & Co., L.P.|1722
FCOR|FIDELITY CORPORTE BD|ETRS|E*Trade Securities LLC|8
FCOR|FIDELITY CORPORTE BD|FTBR|Foliofn Investments, Inc.|3
FCOR|FIDELITY CORPORTE BD|HRBF|American Enterprise Investment Services Inc.|1900
FCOR|FIDELITY CORPORTE BD|IBKR|Interactive Brokers Llc|200
FCOR|FIDELITY CORPORTE BD|ICBX|INSTINET, LLC|300
FCOR|FIDELITY CORPORTE BD|INCA|INSTINET, LLC|100
FCOR|FIDELITY CORPORTE BD|JPMX|J.P. Morgan Securities LLC|1000
FCOR|FIDELITY CORPORTE BD|JSJX|JANE STREET CAPITAL LLC|2264
FCOR|FIDELITY CORPORTE BD|KCGM|VIRTU Americas LLC|2365
FCOR|FIDELITY CORPORTE BD|LEHM|Barclays Capital Inc./Le|4600
FCOR|FIDELITY CORPORTE BD|LIME|Lime Brokerage LLC|701
FCOR|FIDELITY CORPORTE BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
FCOR|FIDELITY CORPORTE BD|MSCO|MORGAN STANLEY & CO. LLC|102
FCOR|FIDELITY CORPORTE BD|NFSC|National Financial Services LLC|67995
FCOR|FIDELITY CORPORTE BD|NITE|VIRTU Americas LLC|31459
FCOR|FIDELITY CORPORTE BD|NITP|VIRTU Americas LLC|487
FCOR|FIDELITY CORPORTE BD|SGMT|GOLDMAN SACHS & CO. LLC|1500
FCOR|FIDELITY CORPORTE BD|SWIM|TD Ameritrade, Inc.|10
FCOR|FIDELITY CORPORTE BD|TRCM|TRC MARKETS LLC|100
FCOR|FIDELITY CORPORTE BD|UBSA|UBS SECURITIES LLC|8751
FCOR|FIDELITY CORPORTE BD|UBSS|UBS Securities LLC|14023
FCOR|FIDELITY CORPORTE BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|519
FCPT|FOUR CORNERS PPTY|ALTX|Alternet Securities Inc.|3911
FCPT|FOUR CORNERS PPTY|APCC|Apex Clearing Corporation|2088
FCPT|FOUR CORNERS PPTY|BANK|Primevest Financial Services, Inc.|1
FCPT|FOUR CORNERS PPTY|BARD|Robert W. Baird & Co. Incorporated|35307
FCPT|FOUR CORNERS PPTY|BATM|CBOE TRADING, INC.|2543
FCPT|FOUR CORNERS PPTY|BAYT|BTIG, LLC|700
FCPT|FOUR CORNERS PPTY|BERN|Sanford C. Bernstein & Co., LLC|6622
FCPT|FOUR CORNERS PPTY|BIDS|BIDS TRADING L.P.|200
FCPT|FOUR CORNERS PPTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1642
FCPT|FOUR CORNERS PPTY|BLKX|INSTINET, LLC|50240
FCPT|FOUR CORNERS PPTY|BMOC|BMO Capital Markets Corp.|100
FCPT|FOUR CORNERS PPTY|BNPX|BNP PARIBAS SECURITIES CORP.|15668
FCPT|FOUR CORNERS PPTY|BRVL|BLAYLOCK VAN, LLC|7140
FCPT|FOUR CORNERS PPTY|BTIG|BTIG, LLC|400
FCPT|FOUR CORNERS PPTY|BYXM|CBOE TRADING, INC.|460
FCPT|FOUR CORNERS PPTY|BZYD|GOLDMAN SACHS & CO. LLC|2411
FCPT|FOUR CORNERS PPTY|CANT|Cantor Fitzgerald & Co.|157556
FCPT|FOUR CORNERS PPTY|CBLC|CITIGROUP GLOBAL MARKETS INC.|12000
FCPT|FOUR CORNERS PPTY|CHAS|Charles Schwab & Co., Inc.|5
FCPT|FOUR CORNERS PPTY|CIST|Capital Institutional Services, Inc.|4491
FCPT|FOUR CORNERS PPTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48212
FCPT|FOUR CORNERS PPTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
FCPT|FOUR CORNERS PPTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|111049
FCPT|FOUR CORNERS PPTY|CTDL|Citadel Derivatives Group Llc|3452
FCPT|FOUR CORNERS PPTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|14356
FCPT|FOUR CORNERS PPTY|DBAB|Deutsche Bank Securities Inc.|133639
FCPT|FOUR CORNERS PPTY|DBAX|Deutsche Bank Securities Inc.|108700
FCPT|FOUR CORNERS PPTY|DBUL|Deutsche Bank Securities Inc.|1400
FCPT|FOUR CORNERS PPTY|DEAN|MORGAN STANLEY|1203
FCPT|FOUR CORNERS PPTY|DEGS|RONIN PROFESSIONAL LLC|166
FCPT|FOUR CORNERS PPTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|316
FCPT|FOUR CORNERS PPTY|EBXL|EBX LLC|72000
FCPT|FOUR CORNERS PPTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|6186
FCPT|FOUR CORNERS PPTY|EDJO|Edward D. Jones & Co., L.P.|390
FCPT|FOUR CORNERS PPTY|EGAM|CBOE TRADING, INC.|4057
FCPT|FOUR CORNERS PPTY|EGMT|EG MARKET TECHNOLOGIES LLC|100
FCPT|FOUR CORNERS PPTY|EGXM|CBOE TRADING, INC.|1105
FCPT|FOUR CORNERS PPTY|ESPO|ESPOSITO SECURITIES, LLC|100
FCPT|FOUR CORNERS PPTY|ETBE|Electronic Transaction Clearing, Inc.|2267
FCPT|FOUR CORNERS PPTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1950
FCPT|FOUR CORNERS PPTY|ETRS|E*Trade Securities LLC|4878
FCPT|FOUR CORNERS PPTY|FILL|Tradestation Securities, Inc.|2
FCPT|FOUR CORNERS PPTY|FINX|FINTECH SECURITIES|3
FCPT|FOUR CORNERS PPTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3729
FCPT|FOUR CORNERS PPTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64151
FCPT|FOUR CORNERS PPTY|FTBR|Foliofn Investments, Inc.|864
FCPT|FOUR CORNERS PPTY|GEBB|GLOBAL EXECUTION BROKERS, LP|1456
FCPT|FOUR CORNERS PPTY|GLPX|ACS EXECUTION SERVICES, LLC|2274
FCPT|FOUR CORNERS PPTY|GSCO|GOLDMAN SACHS & CO. LLC|410993
FCPT|FOUR CORNERS PPTY|GSLT|GOLDMAN SACHS & CO. LLC|1810
FCPT|FOUR CORNERS PPTY|GTSZ|GTS SECURITIES LLC|20438
FCPT|FOUR CORNERS PPTY|HRBF|American Enterprise Investment Services Inc.|3645
FCPT|FOUR CORNERS PPTY|HSBC|HSBC Securities, Inc.|200
FCPT|FOUR CORNERS PPTY|IATS|INTERACTIVE BROKERS LLC|204
FCPT|FOUR CORNERS PPTY|IBKR|Interactive Brokers Llc|670
FCPT|FOUR CORNERS PPTY|ICBX|INSTINET, LLC|25227
FCPT|FOUR CORNERS PPTY|IEQY|CITADEL SECURITIES LLC|15134
FCPT|FOUR CORNERS PPTY|INCA|INSTINET, LLC|54116
FCPT|FOUR CORNERS PPTY|INJX|INSTINET, LLC|15497
FCPT|FOUR CORNERS PPTY|ITGI|ITG Inc.|5577
FCPT|FOUR CORNERS PPTY|ITGP|ITG INC.|26800
FCPT|FOUR CORNERS PPTY|JEFF|JEFFERIES LLC|164035
FCPT|FOUR CORNERS PPTY|JMPT|JUMP TRADING, LLC|7563
FCPT|FOUR CORNERS PPTY|JONE|JonesTrading|5400
FCPT|FOUR CORNERS PPTY|JPBX|J.P. MORGAN SECURITIES LLC|40416
FCPT|FOUR CORNERS PPTY|JPMX|J.P. Morgan Securities LLC|288233
FCPT|FOUR CORNERS PPTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
FCPT|FOUR CORNERS PPTY|JSJX|JANE STREET CAPITAL LLC|2853
FCPT|FOUR CORNERS PPTY|KCGM|VIRTU Americas LLC|12232
FCPT|FOUR CORNERS PPTY|LEHM|Barclays Capital Inc./Le|132326
FCPT|FOUR CORNERS PPTY|LIME|Lime Brokerage LLC|20175
FCPT|FOUR CORNERS PPTY|LOOP|Loop Capital Markets LLC|1213
FCPT|FOUR CORNERS PPTY|LQNA|LIQUIDNET, INC.|345300
FCPT|FOUR CORNERS PPTY|LSCI|Lek Securities Corporation|79
FCPT|FOUR CORNERS PPTY|MAXM|Maxim Group LLC|61
FCPT|FOUR CORNERS PPTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79604
FCPT|FOUR CORNERS PPTY|MOTF|MOTIF INVESTING, INC.|3
FCPT|FOUR CORNERS PPTY|MSCO|MORGAN STANLEY & CO. LLC|726344
FCPT|FOUR CORNERS PPTY|MSPL|MORGAN STANLEY & CO. LLC|101200
FCPT|FOUR CORNERS PPTY|MSTX|MORGAN STANLEY & CO. LLC|17900
FCPT|FOUR CORNERS PPTY|NEUB|NEUBERGER BERMAN BD LLC|271
FCPT|FOUR CORNERS PPTY|NFSC|National Financial Services LLC|222930
FCPT|FOUR CORNERS PPTY|NITE|VIRTU Americas LLC|48459
FCPT|FOUR CORNERS PPTY|NITP|VIRTU Americas LLC|600
FCPT|FOUR CORNERS PPTY|NQRB|Brut, LLC|4198
FCPT|FOUR CORNERS PPTY|NTRC|Northern Trust Securities, Inc.|1830
FCPT|FOUR CORNERS PPTY|OPCO|Oppenheimer & Co. Inc.|5907
FCPT|FOUR CORNERS PPTY|PDQM|CODA MARKETS, INC.|5708
FCPT|FOUR CORNERS PPTY|PIPR|Piper Jaffray & Co.|2459
FCPT|FOUR CORNERS PPTY|PWJC|UBS Financial Services, Inc.|1714
FCPT|FOUR CORNERS PPTY|RBCM|RBC CAPITAL MARKETS, LLC|6596
FCPT|FOUR CORNERS PPTY|SBSH|Citigroup Global Markets Inc.|46563
FCPT|FOUR CORNERS PPTY|SGMT|GOLDMAN SACHS & CO. LLC|53005
FCPT|FOUR CORNERS PPTY|SPDR|SPEEDROUTE LLC|600
FCPT|FOUR CORNERS PPTY|STFL|Stifel, Nicolaus & Company, Incorporated|659
FCPT|FOUR CORNERS PPTY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3606
FCPT|FOUR CORNERS PPTY|SWIM|TD Ameritrade, Inc.|476
FCPT|FOUR CORNERS PPTY|SWST|Hilltop Securities Inc.|115
FCPT|FOUR CORNERS PPTY|TDCO|Thompson Davis & Co., Inc.|26
FCPT|FOUR CORNERS PPTY|TKNG|ALLY INVEST SECURITIES LLC|16
FCPT|FOUR CORNERS PPTY|TRBT|Tradebot Systems, Inc.|70972
FCPT|FOUR CORNERS PPTY|TRCM|TRC MARKETS LLC|24800
FCPT|FOUR CORNERS PPTY|UBSA|UBS SECURITIES LLC|219910
FCPT|FOUR CORNERS PPTY|UBSS|UBS Securities LLC|199318
FCPT|FOUR CORNERS PPTY|VALX|VIRTU AMERICAS LLC|5334
FCPT|FOUR CORNERS PPTY|VERT|The Vertical Trading Group, LLC|21
FCPT|FOUR CORNERS PPTY|VGRD|Vanguard Marketing Corporation|4402
FCPT|FOUR CORNERS PPTY|WBPX|SUMMIT SECURITIES GROUP, LLC|1062
FCPT|FOUR CORNERS PPTY|WCHV|WELLS FARGO SECURITIES, LLC|30741
FCPT|FOUR CORNERS PPTY|WDNX|WEEDEN & CO.L.P.|6882
FCPT|FOUR CORNERS PPTY|WEED|Weeden & Co.L.P.|3180
FCPT|FOUR CORNERS PPTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1324
FCPT|FOUR CORNERS PPTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|548
FCPT|FOUR CORNERS PPTY|WSAG|WALL STREET ACCESS|250
FCPT|FOUR CORNERS PPTY|WSEA|WOLVERINE SECURITIES, LLC|1556
FCPT|FOUR CORNERS PPTY|XIST|INSTINET, LLC|2600
FCPT|FOUR CORNERS PPTY|XPQR|Jump Trading|873
FCPT|FOUR CORNERS PPTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|13124
FCPT|FOUR CORNERS PPTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1980
FCSC|FIBROCELL SCIENCE|ALTX|Alternet Securities Inc.|4470
FCSC|FIBROCELL SCIENCE|APCC|Apex Clearing Corporation|67314
FCSC|FIBROCELL SCIENCE|BANK|Primevest Financial Services, Inc.|200
FCSC|FIBROCELL SCIENCE|BATM|CBOE TRADING, INC.|2400
FCSC|FIBROCELL SCIENCE|BERN|Sanford C. Bernstein & Co., LLC|623
FCSC|FIBROCELL SCIENCE|BIMI|Banca IMI Securities Corp.|1870
FCSC|FIBROCELL SCIENCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
FCSC|FIBROCELL SCIENCE|BYXM|CBOE TRADING, INC.|100
FCSC|FIBROCELL SCIENCE|CHAS|Charles Schwab & Co., Inc.|5584
FCSC|FIBROCELL SCIENCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67637
FCSC|FIBROCELL SCIENCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24551
FCSC|FIBROCELL SCIENCE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|138992
FCSC|FIBROCELL SCIENCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138140
FCSC|FIBROCELL SCIENCE|CTDL|Citadel Derivatives Group Llc|1852
FCSC|FIBROCELL SCIENCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|7272
FCSC|FIBROCELL SCIENCE|DBAB|Deutsche Bank Securities Inc.|88634
FCSC|FIBROCELL SCIENCE|DBAX|Deutsche Bank Securities Inc.|36400
FCSC|FIBROCELL SCIENCE|DEAN|MORGAN STANLEY|2501
FCSC|FIBROCELL SCIENCE|DEGS|RONIN PROFESSIONAL LLC|43070
FCSC|FIBROCELL SCIENCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2600
FCSC|FIBROCELL SCIENCE|EBXL|EBX LLC|31600
FCSC|FIBROCELL SCIENCE|EDJO|Edward D. Jones & Co., L.P.|822
FCSC|FIBROCELL SCIENCE|EGAM|CBOE TRADING, INC.|5250
FCSC|FIBROCELL SCIENCE|EGXM|CBOE TRADING, INC.|17858
FCSC|FIBROCELL SCIENCE|ETBE|Electronic Transaction Clearing, Inc.|1883
FCSC|FIBROCELL SCIENCE|ETCC|Electronic Transaction Clearing, Inc.|1000
FCSC|FIBROCELL SCIENCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5007
FCSC|FIBROCELL SCIENCE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
FCSC|FIBROCELL SCIENCE|ETRS|E*Trade Securities LLC|962937
FCSC|FIBROCELL SCIENCE|FBCO|Credit Suisse Securities (USA) LLC|128974
FCSC|FIBROCELL SCIENCE|FILL|Tradestation Securities, Inc.|71702
FCSC|FIBROCELL SCIENCE|FMAF|NBCN Inc./ CDS|6200
FCSC|FIBROCELL SCIENCE|FOMA|TD AMERITRADE CLEARING, INC.|1919958
FCSC|FIBROCELL SCIENCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3003
FCSC|FIBROCELL SCIENCE|FTBR|Foliofn Investments, Inc.|300
FCSC|FIBROCELL SCIENCE|GEBB|GLOBAL EXECUTION BROKERS, LP|8782
FCSC|FIBROCELL SCIENCE|GLPX|ACS EXECUTION SERVICES, LLC|58114
FCSC|FIBROCELL SCIENCE|GSCO|GOLDMAN SACHS & CO. LLC|18093
FCSC|FIBROCELL SCIENCE|GSCS|GOLDMAN SACHS & CO. LLC|300
FCSC|FIBROCELL SCIENCE|GSLT|GOLDMAN SACHS & CO. LLC|15401
FCSC|FIBROCELL SCIENCE|GTSZ|GTS SECURITIES LLC|5159
FCSC|FIBROCELL SCIENCE|HRBF|American Enterprise Investment Services Inc.|3375
FCSC|FIBROCELL SCIENCE|HSBC|HSBC Securities, Inc.|300
FCSC|FIBROCELL SCIENCE|IATS|INTERACTIVE BROKERS LLC|139747
FCSC|FIBROCELL SCIENCE|IBKR|Interactive Brokers Llc|962546
FCSC|FIBROCELL SCIENCE|ICBX|INSTINET, LLC|12509
FCSC|FIBROCELL SCIENCE|INCA|INSTINET, LLC|84582
FCSC|FIBROCELL SCIENCE|INJX|INSTINET, LLC|5593
FCSC|FIBROCELL SCIENCE|ITGI|ITG Inc.|64449
FCSC|FIBROCELL SCIENCE|ITGP|ITG INC.|32000
FCSC|FIBROCELL SCIENCE|JANY|Janney Montgomery Scott Inc.|3000
FCSC|FIBROCELL SCIENCE|JEFF|JEFFERIES LLC|13713
FCSC|FIBROCELL SCIENCE|JMPT|JUMP TRADING, LLC|36380
FCSC|FIBROCELL SCIENCE|JONE|JonesTrading|13692
FCSC|FIBROCELL SCIENCE|JPMX|J.P. Morgan Securities LLC|43339
FCSC|FIBROCELL SCIENCE|JSJX|JANE STREET CAPITAL LLC|2501
FCSC|FIBROCELL SCIENCE|KCGM|VIRTU Americas LLC|21732
FCSC|FIBROCELL SCIENCE|LEHM|Barclays Capital Inc./Le|87701
FCSC|FIBROCELL SCIENCE|LGNT|COR CLEARING LLC|5
FCSC|FIBROCELL SCIENCE|LIME|Lime Brokerage LLC|44625
FCSC|FIBROCELL SCIENCE|LSCI|Lek Securities Corporation|40
FCSC|FIBROCELL SCIENCE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3489
FCSC|FIBROCELL SCIENCE|MAXM|Maxim Group LLC|119091
FCSC|FIBROCELL SCIENCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48740
FCSC|FIBROCELL SCIENCE|MOTF|MOTIF INVESTING, INC.|1
FCSC|FIBROCELL SCIENCE|MSCO|MORGAN STANLEY & CO. LLC|853674
FCSC|FIBROCELL SCIENCE|MSPL|MORGAN STANLEY & CO. LLC|20400
FCSC|FIBROCELL SCIENCE|MSTX|MORGAN STANLEY & CO. LLC|1600
FCSC|FIBROCELL SCIENCE|NFSC|National Financial Services LLC|1153704
FCSC|FIBROCELL SCIENCE|NITE|VIRTU Americas LLC|2455087
FCSC|FIBROCELL SCIENCE|NITP|VIRTU Americas LLC|183
FCSC|FIBROCELL SCIENCE|NORT|Northland Securities, Inc.|837498
FCSC|FIBROCELL SCIENCE|NQRB|Brut, LLC|22059
FCSC|FIBROCELL SCIENCE|OPCO|Oppenheimer & Co. Inc.|2901
FCSC|FIBROCELL SCIENCE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10
FCSC|FIBROCELL SCIENCE|PCPT|PHILLIP CAPITAL INC.|1741
FCSC|FIBROCELL SCIENCE|PDQM|CODA MARKETS, INC.|47601
FCSC|FIBROCELL SCIENCE|PUMA|Puma Capital, Llc|5000
FCSC|FIBROCELL SCIENCE|PWJC|UBS Financial Services, Inc.|4610
FCSC|FIBROCELL SCIENCE|RAJA|Raymond James & Associates, Inc.|3925
FCSC|FIBROCELL SCIENCE|RBCM|RBC CAPITAL MARKETS, LLC|9300
FCSC|FIBROCELL SCIENCE|RGLD|Regal Securities, Inc|1800
FCSC|FIBROCELL SCIENCE|SAGL|SAGETRADER, LLC|3905
FCSC|FIBROCELL SCIENCE|SALI|INTL FCSTONE FINANCIAL INC.|6587
FCSC|FIBROCELL SCIENCE|SBSH|Citigroup Global Markets Inc.|2504
FCSC|FIBROCELL SCIENCE|SGMT|GOLDMAN SACHS & CO. LLC|20362
FCSC|FIBROCELL SCIENCE|SOGO|Wang Investment Associates, Inc.|4099
FCSC|FIBROCELL SCIENCE|SPDR|SPEEDROUTE LLC|45168
FCSC|FIBROCELL SCIENCE|STFL|Stifel, Nicolaus & Company, Incorporated|15600
FCSC|FIBROCELL SCIENCE|SWIM|TD Ameritrade, Inc.|720593
FCSC|FIBROCELL SCIENCE|TKNG|ALLY INVEST SECURITIES LLC|27347
FCSC|FIBROCELL SCIENCE|TRBT|Tradebot Systems, Inc.|15332
FCSC|FIBROCELL SCIENCE|TRCM|TRC MARKETS LLC|3586
FCSC|FIBROCELL SCIENCE|TRWN|T.R. Winston & Company, LLC|4200
FCSC|FIBROCELL SCIENCE|TTUC|CUTTONE & CO., INC.|46303
FCSC|FIBROCELL SCIENCE|UBSA|UBS SECURITIES LLC|132180
FCSC|FIBROCELL SCIENCE|UBSS|UBS Securities LLC|187225
FCSC|FIBROCELL SCIENCE|VALX|VIRTU AMERICAS LLC|5652
FCSC|FIBROCELL SCIENCE|VGRD|Vanguard Marketing Corporation|109459
FCSC|FIBROCELL SCIENCE|VSIN|Vision Financial Markets Llc|38953
FCSC|FIBROCELL SCIENCE|WCHV|WELLS FARGO SECURITIES, LLC|28212
FCSC|FIBROCELL SCIENCE|WEDB|WEDBUSH SECURITIES INC.|7842
FCSC|FIBROCELL SCIENCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
FCSC|FIBROCELL SCIENCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|546
FCSC|FIBROCELL SCIENCE|WGIF|CIBC World Markets Inc.|27700
FCSC|FIBROCELL SCIENCE|WSEA|WOLVERINE SECURITIES, LLC|50182
FCSC|FIBROCELL SCIENCE|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|31940
FCSC|FIBROCELL SCIENCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|31738
FCSC|FIBROCELL SCIENCE|YKNA|COMHAR CAPITAL MARKETS, LLC|2711
FCSC|FIBROCELL SCIENCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29
FCT|FIRST TR SNR FRI FD|ALTX|Alternet Securities Inc.|100
FCT|FIRST TR SNR FRI FD|APCC|Apex Clearing Corporation|212
FCT|FIRST TR SNR FRI FD|BARD|Robert W. Baird & Co. Incorporated|14100
FCT|FIRST TR SNR FRI FD|BATM|CBOE TRADING, INC.|18
FCT|FIRST TR SNR FRI FD|BBNT|BB&T SECURITIES, LLC|2000
FCT|FIRST TR SNR FRI FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5365
FCT|FIRST TR SNR FRI FD|BTIG|BTIG, LLC|3549
FCT|FIRST TR SNR FRI FD|CANT|Cantor Fitzgerald & Co.|233
FCT|FIRST TR SNR FRI FD|CHAS|Charles Schwab & Co., Inc.|1
FCT|FIRST TR SNR FRI FD|CIST|Capital Institutional Services, Inc.|700
FCT|FIRST TR SNR FRI FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3537
FCT|FIRST TR SNR FRI FD|CTDL|Citadel Derivatives Group Llc|1478
FCT|FIRST TR SNR FRI FD|DADA|D.A. Davidson & Co.|2007
FCT|FIRST TR SNR FRI FD|DBAX|Deutsche Bank Securities Inc.|1900
FCT|FIRST TR SNR FRI FD|DEAN|MORGAN STANLEY|1348
FCT|FIRST TR SNR FRI FD|EBXL|EBX LLC|2600
FCT|FIRST TR SNR FRI FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4459
FCT|FIRST TR SNR FRI FD|EDJO|Edward D. Jones & Co., L.P.|129
FCT|FIRST TR SNR FRI FD|EGAM|CBOE TRADING, INC.|100
FCT|FIRST TR SNR FRI FD|EGXM|CBOE TRADING, INC.|77
FCT|FIRST TR SNR FRI FD|ETCB|ETC BROKERAGE SERVICES, LLC|1585
FCT|FIRST TR SNR FRI FD|ETRS|E*Trade Securities LLC|759
FCT|FIRST TR SNR FRI FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|432
FCT|FIRST TR SNR FRI FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|407
FCT|FIRST TR SNR FRI FD|FTBR|Foliofn Investments, Inc.|4
FCT|FIRST TR SNR FRI FD|GLPX|ACS EXECUTION SERVICES, LLC|106
FCT|FIRST TR SNR FRI FD|GSLT|GOLDMAN SACHS & CO. LLC|300
FCT|FIRST TR SNR FRI FD|HRBF|American Enterprise Investment Services Inc.|11047
FCT|FIRST TR SNR FRI FD|IATS|INTERACTIVE BROKERS LLC|5
FCT|FIRST TR SNR FRI FD|IBKR|Interactive Brokers Llc|1613
FCT|FIRST TR SNR FRI FD|ICBX|INSTINET, LLC|900
FCT|FIRST TR SNR FRI FD|INCA|INSTINET, LLC|1100
FCT|FIRST TR SNR FRI FD|INJX|INSTINET, LLC|264
FCT|FIRST TR SNR FRI FD|ITGP|ITG INC.|4000
FCT|FIRST TR SNR FRI FD|JANY|Janney Montgomery Scott Inc.|2509
FCT|FIRST TR SNR FRI FD|JEFF|JEFFERIES LLC|1953
FCT|FIRST TR SNR FRI FD|KCGM|VIRTU Americas LLC|206
FCT|FIRST TR SNR FRI FD|LEHM|Barclays Capital Inc./Le|3000
FCT|FIRST TR SNR FRI FD|LIME|Lime Brokerage LLC|716
FCT|FIRST TR SNR FRI FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
FCT|FIRST TR SNR FRI FD|MSCO|MORGAN STANLEY & CO. LLC|28321
FCT|FIRST TR SNR FRI FD|MSPL|MORGAN STANLEY & CO. LLC|1400
FCT|FIRST TR SNR FRI FD|MSTX|MORGAN STANLEY & CO. LLC|200
FCT|FIRST TR SNR FRI FD|NFSC|National Financial Services LLC|66218
FCT|FIRST TR SNR FRI FD|NITE|VIRTU Americas LLC|144277
FCT|FIRST TR SNR FRI FD|NQRB|Brut, LLC|2744
FCT|FIRST TR SNR FRI FD|OPCO|Oppenheimer & Co. Inc.|2902
FCT|FIRST TR SNR FRI FD|PDQM|CODA MARKETS, INC.|3430
FCT|FIRST TR SNR FRI FD|PWJC|UBS Financial Services, Inc.|7014
FCT|FIRST TR SNR FRI FD|RBCM|RBC CAPITAL MARKETS, LLC|9852
FCT|FIRST TR SNR FRI FD|SBSH|Citigroup Global Markets Inc.|100
FCT|FIRST TR SNR FRI FD|SGMT|GOLDMAN SACHS & CO. LLC|1300
FCT|FIRST TR SNR FRI FD|STFL|Stifel, Nicolaus & Company, Incorporated|11604
FCT|FIRST TR SNR FRI FD|SWIM|TD Ameritrade, Inc.|435
FCT|FIRST TR SNR FRI FD|SWST|Hilltop Securities Inc.|2290
FCT|FIRST TR SNR FRI FD|TRBT|Tradebot Systems, Inc.|1468
FCT|FIRST TR SNR FRI FD|UBSA|UBS SECURITIES LLC|10594
FCT|FIRST TR SNR FRI FD|UBSS|UBS Securities LLC|76699
FCT|FIRST TR SNR FRI FD|VGRD|Vanguard Marketing Corporation|1277
FCT|FIRST TR SNR FRI FD|WBLR|WILLIAM BLAIR|98
FCT|FIRST TR SNR FRI FD|WCHV|WELLS FARGO SECURITIES, LLC|9803
FCT|FIRST TR SNR FRI FD|WEED|Weeden & Co.L.P.|800
FCT|FIRST TR SNR FRI FD|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
FCT|FIRST TR SNR FRI FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8278
FCVT|FIRST TR STRATEGIC C|BARD|Robert W. Baird & Co. Incorporated|2115
FCVT|FIRST TR STRATEGIC C|BATM|CBOE TRADING, INC.|803
FCVT|FIRST TR STRATEGIC C|BBNT|BB&T SECURITIES, LLC|345
FCVT|FIRST TR STRATEGIC C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3114
FCVT|FIRST TR STRATEGIC C|BYXM|CBOE TRADING, INC.|133
FCVT|FIRST TR STRATEGIC C|CANT|Cantor Fitzgerald & Co.|249230
FCVT|FIRST TR STRATEGIC C|CHAS|Charles Schwab & Co., Inc.|3
FCVT|FIRST TR STRATEGIC C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7960
FCVT|FIRST TR STRATEGIC C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40574
FCVT|FIRST TR STRATEGIC C|CXCX|CITIGROUP GLOBAL MARKETS INC.|9532
FCVT|FIRST TR STRATEGIC C|DAVA|Davenport & Company LLC|1010
FCVT|FIRST TR STRATEGIC C|DBAX|Deutsche Bank Securities Inc.|17000
FCVT|FIRST TR STRATEGIC C|DEAN|MORGAN STANLEY|1154
FCVT|FIRST TR STRATEGIC C|EBXL|EBX LLC|20200
FCVT|FIRST TR STRATEGIC C|EGXM|CBOE TRADING, INC.|706
FCVT|FIRST TR STRATEGIC C|ETBE|Electronic Transaction Clearing, Inc.|100
FCVT|FIRST TR STRATEGIC C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|140
FCVT|FIRST TR STRATEGIC C|ETRS|E*Trade Securities LLC|16
FCVT|FIRST TR STRATEGIC C|FBCO|Credit Suisse Securities (USA) LLC|7657
FCVT|FIRST TR STRATEGIC C|FOMA|TD AMERITRADE CLEARING, INC.|93332
FCVT|FIRST TR STRATEGIC C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4477
FCVT|FIRST TR STRATEGIC C|FTBR|Foliofn Investments, Inc.|298659
FCVT|FIRST TR STRATEGIC C|GEBB|GLOBAL EXECUTION BROKERS, LP|2126
FCVT|FIRST TR STRATEGIC C|GSCO|GOLDMAN SACHS & CO. LLC|2120
FCVT|FIRST TR STRATEGIC C|GSLT|GOLDMAN SACHS & CO. LLC|2791
FCVT|FIRST TR STRATEGIC C|GTSZ|GTS SECURITIES LLC|4249
FCVT|FIRST TR STRATEGIC C|HRBF|American Enterprise Investment Services Inc.|61
FCVT|FIRST TR STRATEGIC C|IBKR|Interactive Brokers Llc|4286
FCVT|FIRST TR STRATEGIC C|ICBX|INSTINET, LLC|26254
FCVT|FIRST TR STRATEGIC C|INCA|INSTINET, LLC|127954
FCVT|FIRST TR STRATEGIC C|JANY|Janney Montgomery Scott Inc.|7243
FCVT|FIRST TR STRATEGIC C|JPMX|J.P. Morgan Securities LLC|10612
FCVT|FIRST TR STRATEGIC C|JSEB|JANE STREET EXECUTION SERVICES, LLC|61806
FCVT|FIRST TR STRATEGIC C|JSJX|JANE STREET CAPITAL LLC|27409
FCVT|FIRST TR STRATEGIC C|KCGM|VIRTU Americas LLC|18386
FCVT|FIRST TR STRATEGIC C|LEHM|Barclays Capital Inc./Le|34600
FCVT|FIRST TR STRATEGIC C|LIME|Lime Brokerage LLC|3046
FCVT|FIRST TR STRATEGIC C|MACC|Mid Atlantic Capital Corporation|88
FCVT|FIRST TR STRATEGIC C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48902
FCVT|FIRST TR STRATEGIC C|MOTF|MOTIF INVESTING, INC.|1
FCVT|FIRST TR STRATEGIC C|MSCO|MORGAN STANLEY & CO. LLC|234004
FCVT|FIRST TR STRATEGIC C|MSPL|MORGAN STANLEY & CO. LLC|3500
FCVT|FIRST TR STRATEGIC C|NFSC|National Financial Services LLC|52880
FCVT|FIRST TR STRATEGIC C|NITE|VIRTU Americas LLC|346520
FCVT|FIRST TR STRATEGIC C|NITP|VIRTU Americas LLC|1773
FCVT|FIRST TR STRATEGIC C|OPCO|Oppenheimer & Co. Inc.|4848
FCVT|FIRST TR STRATEGIC C|PDQM|CODA MARKETS, INC.|6000
FCVT|FIRST TR STRATEGIC C|RAJA|Raymond James & Associates, Inc.|33453
FCVT|FIRST TR STRATEGIC C|RBCM|RBC CAPITAL MARKETS, LLC|2989
FCVT|FIRST TR STRATEGIC C|SGMT|GOLDMAN SACHS & CO. LLC|12789
FCVT|FIRST TR STRATEGIC C|STFL|Stifel, Nicolaus & Company, Incorporated|1749
FCVT|FIRST TR STRATEGIC C|SWST|Hilltop Securities Inc.|471
FCVT|FIRST TR STRATEGIC C|TRCM|TRC MARKETS LLC|7
FCVT|FIRST TR STRATEGIC C|UBSA|UBS SECURITIES LLC|53429
FCVT|FIRST TR STRATEGIC C|UBSS|UBS Securities LLC|14230
FCVT|FIRST TR STRATEGIC C|VGRD|Vanguard Marketing Corporation|831
FCVT|FIRST TR STRATEGIC C|WCHV|WELLS FARGO SECURITIES, LLC|11738
FCVT|FIRST TR STRATEGIC C|WGIF|CIBC World Markets Inc.|1457
FCVT|FIRST TR STRATEGIC C|WSEA|WOLVERINE SECURITIES, LLC|64
FCVT|FIRST TR STRATEGIC C|XSTM|NATIONAL FINANCIAL SERVICES LLC|19380
FCVT|FIRST TR STRATEGIC C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25502
FCX|FREEPORT MCMORAN|ABLE|NATIXIS Securities Americas LLC|40395
FCX|FREEPORT MCMORAN|ADAM|CANACCORD GENUITY INC.|83975
FCX|FREEPORT MCMORAN|AGIS|Aegis Capital Corp.|3730
FCX|FREEPORT MCMORAN|ALFA|ALPHA TRADING L.P.|149264
FCX|FREEPORT MCMORAN|ALTX|Alternet Securities Inc.|95032
FCX|FREEPORT MCMORAN|ANOS|ABEL/NOSER, L.L.C.|5465
FCX|FREEPORT MCMORAN|APCC|Apex Clearing Corporation|61746
FCX|FREEPORT MCMORAN|AQUA|AQUA SECURITIES L.P.|2500
FCX|FREEPORT MCMORAN|BALE|M&T SECURITIES, INC.|1400
FCX|FREEPORT MCMORAN|BANK|Primevest Financial Services, Inc.|3662
FCX|FREEPORT MCMORAN|BARD|Robert W. Baird & Co. Incorporated|16544
FCX|FREEPORT MCMORAN|BATM|CBOE TRADING, INC.|54106
FCX|FREEPORT MCMORAN|BAYC|BAY CREST PARTNERS, LLC|640
FCX|FREEPORT MCMORAN|BAYT|BTIG, LLC|31900
FCX|FREEPORT MCMORAN|BBNT|BB&T SECURITIES, LLC|12273
FCX|FREEPORT MCMORAN|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
FCX|FREEPORT MCMORAN|BERN|Sanford C. Bernstein & Co., LLC|315823
FCX|FREEPORT MCMORAN|BGCE|BGC Financial Inc.|95024
FCX|FREEPORT MCMORAN|BIDS|BIDS TRADING L.P.|2300
FCX|FREEPORT MCMORAN|BIMI|Banca IMI Securities Corp.|7655
FCX|FREEPORT MCMORAN|BKCM|BNY Mellon Capital Markets LLC|5681
FCX|FREEPORT MCMORAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|231344
FCX|FREEPORT MCMORAN|BLKX|INSTINET, LLC|321350
FCX|FREEPORT MCMORAN|BLTK|Bulltick, Llc|2000
FCX|FREEPORT MCMORAN|BMOC|BMO Capital Markets Corp.|173781
FCX|FREEPORT MCMORAN|BNPX|BNP PARIBAS SECURITIES CORP.|384999
FCX|FREEPORT MCMORAN|BTIG|BTIG, LLC|54153
FCX|FREEPORT MCMORAN|BYXM|CBOE TRADING, INC.|10892
FCX|FREEPORT MCMORAN|BZYD|GOLDMAN SACHS & CO. LLC|2883
FCX|FREEPORT MCMORAN|CABR|Cabrera Capital Markets, Inc.|200
FCX|FREEPORT MCMORAN|CANT|Cantor Fitzgerald & Co.|598704
FCX|FREEPORT MCMORAN|CBLC|CITIGROUP GLOBAL MARKETS INC.|287302
FCX|FREEPORT MCMORAN|CHAS|Charles Schwab & Co., Inc.|110131
FCX|FREEPORT MCMORAN|CIBP|CIBC World Markets Corp.|620871
FCX|FREEPORT MCMORAN|CICF|Canaccord Genuity Corp.|9944
FCX|FREEPORT MCMORAN|CIOI|CITIGROUP GLOBAL MARKETS INC|248800
FCX|FREEPORT MCMORAN|CIST|Capital Institutional Services, Inc.|6997
FCX|FREEPORT MCMORAN|CLSA|CLSA AMERICAS, LLC|3000
FCX|FREEPORT MCMORAN|CMPT|Compass Point Research & Trading, LLC|2400
FCX|FREEPORT MCMORAN|CNFR|Cowen Prime Services LLC|1700
FCX|FREEPORT MCMORAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|567364
FCX|FREEPORT MCMORAN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|242
FCX|FREEPORT MCMORAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13537
FCX|FREEPORT MCMORAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4670247
FCX|FREEPORT MCMORAN|CTDE|CHOICETRADE|55
FCX|FREEPORT MCMORAN|CTDL|Citadel Derivatives Group Llc|98560
FCX|FREEPORT MCMORAN|CTLR|CUTLER GROUP, LP|87720
FCX|FREEPORT MCMORAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1592582
FCX|FREEPORT MCMORAN|DADA|D.A. Davidson & Co.|2875
FCX|FREEPORT MCMORAN|DAWA|Daiwa Capital Markets America Inc.|2678
FCX|FREEPORT MCMORAN|DBAB|Deutsche Bank Securities Inc.|3595652
FCX|FREEPORT MCMORAN|DBAX|Deutsche Bank Securities Inc.|4183700
FCX|FREEPORT MCMORAN|DBUL|Deutsche Bank Securities Inc.|17139
FCX|FREEPORT MCMORAN|DCHF|Dart Executions, LLC|29245
FCX|FREEPORT MCMORAN|DEAN|MORGAN STANLEY|145464
FCX|FREEPORT MCMORAN|DEGS|RONIN PROFESSIONAL LLC|3300
FCX|FREEPORT MCMORAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|128239
FCX|FREEPORT MCMORAN|DRWK|DRW SECURITIES, L.L.C.|32010
FCX|FREEPORT MCMORAN|EBXL|EBX LLC|3432000
FCX|FREEPORT MCMORAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|61695
FCX|FREEPORT MCMORAN|EDJC|Edward Jones / CDS|618
FCX|FREEPORT MCMORAN|EDJO|Edward D. Jones & Co., L.P.|63798
FCX|FREEPORT MCMORAN|EGAM|CBOE TRADING, INC.|139386
FCX|FREEPORT MCMORAN|EGAW|CBOE TRADING, INC.|1583
FCX|FREEPORT MCMORAN|EGXM|CBOE TRADING, INC.|81118
FCX|FREEPORT MCMORAN|EGXW|CBOE TRADING, INC.|381
FCX|FREEPORT MCMORAN|ETBE|Electronic Transaction Clearing, Inc.|129932
FCX|FREEPORT MCMORAN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
FCX|FREEPORT MCMORAN|ETCB|ETC BROKERAGE SERVICES, LLC|60
FCX|FREEPORT MCMORAN|ETCC|Electronic Transaction Clearing, Inc.|1479
FCX|FREEPORT MCMORAN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|607
FCX|FREEPORT MCMORAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13114
FCX|FREEPORT MCMORAN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2005
FCX|FREEPORT MCMORAN|ETRS|E*Trade Securities LLC|3181670
FCX|FREEPORT MCMORAN|EVRS|E1 ASSET MANAGEMENT, INC.|672
FCX|FREEPORT MCMORAN|FBSB|U.S. Bancorp Investments, Inc.|110
FCX|FREEPORT MCMORAN|FFSI|Firstrade Securities Inc.|986
FCX|FREEPORT MCMORAN|FILL|Tradestation Securities, Inc.|415644
FCX|FREEPORT MCMORAN|FINX|FINTECH SECURITIES|900
FCX|FREEPORT MCMORAN|FMAF|NBCN Inc./ CDS|174347
FCX|FREEPORT MCMORAN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|46028
FCX|FREEPORT MCMORAN|FQLS|Quantlab Securities LP|1831823
FCX|FREEPORT MCMORAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|357164
FCX|FREEPORT MCMORAN|FTBR|Foliofn Investments, Inc.|19308
FCX|FREEPORT MCMORAN|GARC|ICAP Corporates LLC|16776
FCX|FREEPORT MCMORAN|GBMT|GBM International, Inc.|120216
FCX|FREEPORT MCMORAN|GEBB|GLOBAL EXECUTION BROKERS, LP|239878
FCX|FREEPORT MCMORAN|GLIS|TD Securities Inc|158101
FCX|FREEPORT MCMORAN|GLPX|ACS EXECUTION SERVICES, LLC|639040
FCX|FREEPORT MCMORAN|GSCO|GOLDMAN SACHS & CO. LLC|9725621
FCX|FREEPORT MCMORAN|GSCS|GOLDMAN SACHS & CO. LLC|130824
FCX|FREEPORT MCMORAN|GSLT|GOLDMAN SACHS & CO. LLC|126428
FCX|FREEPORT MCMORAN|GTSZ|GTS SECURITIES LLC|632330
FCX|FREEPORT MCMORAN|HAPX|HAP Trading, LLC|700
FCX|FREEPORT MCMORAN|HASF|Haywood Securities Inc./CDS|700
FCX|FREEPORT MCMORAN|HRBF|American Enterprise Investment Services Inc.|161078
FCX|FREEPORT MCMORAN|HSBC|HSBC Securities, Inc.|98233
FCX|FREEPORT MCMORAN|IATS|INTERACTIVE BROKERS LLC|419825
FCX|FREEPORT MCMORAN|IBKR|Interactive Brokers Llc|572294
FCX|FREEPORT MCMORAN|IBSJ|Integrity Brokerage Services, Inc.|372
FCX|FREEPORT MCMORAN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8057
FCX|FREEPORT MCMORAN|ICBX|INSTINET, LLC|1125203
FCX|FREEPORT MCMORAN|IEQY|CITADEL SECURITIES LLC|1862077
FCX|FREEPORT MCMORAN|INCA|INSTINET, LLC|2366656
FCX|FREEPORT MCMORAN|INJX|INSTINET, LLC|12755
FCX|FREEPORT MCMORAN|INTL|INTL FCSTONE FINANCIAL INC.|101
FCX|FREEPORT MCMORAN|ITGI|ITG Inc.|465117
FCX|FREEPORT MCMORAN|ITGP|ITG INC.|2330200
FCX|FREEPORT MCMORAN|JANY|Janney Montgomery Scott Inc.|101553
FCX|FREEPORT MCMORAN|JEFF|JEFFERIES LLC|1937601
FCX|FREEPORT MCMORAN|JMPT|JUMP TRADING, LLC|506567
FCX|FREEPORT MCMORAN|JONE|JonesTrading|7491
FCX|FREEPORT MCMORAN|JPBX|J.P. MORGAN SECURITIES LLC|1276658
FCX|FREEPORT MCMORAN|JPMX|J.P. Morgan Securities LLC|5291560
FCX|FREEPORT MCMORAN|JSJX|JANE STREET CAPITAL LLC|821999
FCX|FREEPORT MCMORAN|JUTA|JUMP TRADING, LLC|105110
FCX|FREEPORT MCMORAN|KCGM|VIRTU Americas LLC|1174841
FCX|FREEPORT MCMORAN|LEHM|Barclays Capital Inc./Le|17569959
FCX|FREEPORT MCMORAN|LGNT|COR CLEARING LLC|1
FCX|FREEPORT MCMORAN|LIME|Lime Brokerage LLC|353281
FCX|FREEPORT MCMORAN|LOOP|Loop Capital Markets LLC|14993
FCX|FREEPORT MCMORAN|LPCM|Lampert Capital Markets Inc.|319
FCX|FREEPORT MCMORAN|LQNA|LIQUIDNET, INC.|1288200
FCX|FREEPORT MCMORAN|LSCI|Lek Securities Corporation|43403
FCX|FREEPORT MCMORAN|LVMR|LIVERMORE TRADING GROUP, INC.|46900
FCX|FREEPORT MCMORAN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
FCX|FREEPORT MCMORAN|MACQ|Macquarie Capital (USA) Inc.|82579
FCX|FREEPORT MCMORAN|MAXM|Maxim Group LLC|41462
FCX|FREEPORT MCMORAN|MBTS|ALLY INVEST SECURITIES LLC|711
FCX|FREEPORT MCMORAN|MCMF|Raymond James Ltd. Cds|99276
FCX|FREEPORT MCMORAN|MKMP|MKM Partners LLC|400
FCX|FREEPORT MCMORAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2227983
FCX|FREEPORT MCMORAN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|29870
FCX|FREEPORT MCMORAN|MNDX|TJM Investments, LLC|5823
FCX|FREEPORT MCMORAN|MOTF|MOTIF INVESTING, INC.|16
FCX|FREEPORT MCMORAN|MPSG|E D & F Man Capital Markets Inc.|262987
FCX|FREEPORT MCMORAN|MSCO|MORGAN STANLEY & CO. LLC|8814223
FCX|FREEPORT MCMORAN|MSPL|MORGAN STANLEY & CO. LLC|4076500
FCX|FREEPORT MCMORAN|MSTX|MORGAN STANLEY & CO. LLC|2084000
FCX|FREEPORT MCMORAN|MULL|MARK J. MULLER EQUITIES, INC.|61190
FCX|FREEPORT MCMORAN|MZHO|Mizuho Securities USA LLC|339181
FCX|FREEPORT MCMORAN|NATL|National Securities Corporation|3589
FCX|FREEPORT MCMORAN|NBCS|NBC Securities, INC.|3000
FCX|FREEPORT MCMORAN|NEED|Needham & Company, LLC|8001
FCX|FREEPORT MCMORAN|NEUB|NEUBERGER BERMAN BD LLC|136
FCX|FREEPORT MCMORAN|NFSC|National Financial Services LLC|5840294
FCX|FREEPORT MCMORAN|NITE|VIRTU Americas LLC|12305153
FCX|FREEPORT MCMORAN|NITP|VIRTU Americas LLC|81830
FCX|FREEPORT MCMORAN|NMRA|Nomura Securities International, Inc.|46900
FCX|FREEPORT MCMORAN|NQRB|Brut, LLC|25971
FCX|FREEPORT MCMORAN|NTBF|BMO Nesbitt Burns Inc./CDS|29110
FCX|FREEPORT MCMORAN|NTRC|Northern Trust Securities, Inc.|23682
FCX|FREEPORT MCMORAN|OHOS|TWO SIGMA SECURITIES, LLC|234775
FCX|FREEPORT MCMORAN|ONEL|O'NEIL SECURITIES, INCORPORATED|33600
FCX|FREEPORT MCMORAN|OPCO|Oppenheimer & Co. Inc.|59796
FCX|FREEPORT MCMORAN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4254
FCX|FREEPORT MCMORAN|PCFF|Pacific International Securities Inc./CDS|1000
FCX|FREEPORT MCMORAN|PCPT|PHILLIP CAPITAL INC.|2173
FCX|FREEPORT MCMORAN|PDQM|CODA MARKETS, INC.|254779
FCX|FREEPORT MCMORAN|PHLY|NASDAQ Execution Services, LLC|82000
FCX|FREEPORT MCMORAN|PNSR|Penserra Securities, LLC|34887
FCX|FREEPORT MCMORAN|PWJC|UBS Financial Services, Inc.|53756
FCX|FREEPORT MCMORAN|QMSR|QUATTRO M SECURITIES INC.|8421
FCX|FREEPORT MCMORAN|RBCM|RBC CAPITAL MARKETS, LLC|163687
FCX|FREEPORT MCMORAN|RGLD|Regal Securities, Inc|299
FCX|FREEPORT MCMORAN|RJLC|RJL CAPITAL GROUP, LLC|10350
FCX|FREEPORT MCMORAN|ROTH|Roth Capital Partners, LLC|12896
FCX|FREEPORT MCMORAN|SAGL|SAGETRADER, LLC|505180
FCX|FREEPORT MCMORAN|SAGW|SAGETRADER, LLC|1209
FCX|FREEPORT MCMORAN|SALI|INTL FCSTONE FINANCIAL INC.|9333
FCX|FREEPORT MCMORAN|SBSH|Citigroup Global Markets Inc.|1991848
FCX|FREEPORT MCMORAN|SEIC|SEI Investments Distribution Co.|28811
FCX|FREEPORT MCMORAN|SGMT|GOLDMAN SACHS & CO. LLC|1836308
FCX|FREEPORT MCMORAN|SIBO|Prime Executions, Inc.|1950
FCX|FREEPORT MCMORAN|SPDR|SPEEDROUTE LLC|193587
FCX|FREEPORT MCMORAN|SPHN|Stephens Inc.|19672
FCX|FREEPORT MCMORAN|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
FCX|FREEPORT MCMORAN|STFL|Stifel, Nicolaus & Company, Incorporated|290206
FCX|FREEPORT MCMORAN|STKP|STOCKPILE INVESTMENTS, INC.|212
FCX|FREEPORT MCMORAN|STTT|STATETRUST INVESTMENTS INC.|1120
FCX|FREEPORT MCMORAN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19971
FCX|FREEPORT MCMORAN|SWIM|TD Ameritrade, Inc.|3047004
FCX|FREEPORT MCMORAN|SWST|Hilltop Securities Inc.|32873
FCX|FREEPORT MCMORAN|TAGC|TELSEY ADVISORY GROUP LLC|577
FCX|FREEPORT MCMORAN|TDCO|Thompson Davis & Co., Inc.|11533
FCX|FREEPORT MCMORAN|TDSI|TD Securities (USA) LLC|4200
FCX|FREEPORT MCMORAN|TKNG|ALLY INVEST SECURITIES LLC|262437
FCX|FREEPORT MCMORAN|TMBR|Timber Hill LLC|15510
FCX|FREEPORT MCMORAN|TRBT|Tradebot Systems, Inc.|1802714
FCX|FREEPORT MCMORAN|TRCM|TRC MARKETS LLC|1501347
FCX|FREEPORT MCMORAN|TWTT|TASTYWORKS, INC.|12113
FCX|FREEPORT MCMORAN|UBSA|UBS SECURITIES LLC|9354753
FCX|FREEPORT MCMORAN|UBSS|UBS Securities LLC|6502218
FCX|FREEPORT MCMORAN|VALX|VIRTU AMERICAS LLC|428297
FCX|FREEPORT MCMORAN|VERT|The Vertical Trading Group, LLC|1599
FCX|FREEPORT MCMORAN|VGRD|Vanguard Marketing Corporation|270817
FCX|FREEPORT MCMORAN|VNDM|Wall Street Access|2000
FCX|FREEPORT MCMORAN|WABR|Wall Street Access|36362
FCX|FREEPORT MCMORAN|WBLR|WILLIAM BLAIR|3081
FCX|FREEPORT MCMORAN|WBPX|SUMMIT SECURITIES GROUP, LLC|4069
FCX|FREEPORT MCMORAN|WCHV|WELLS FARGO SECURITIES, LLC|2049843
FCX|FREEPORT MCMORAN|WDNX|WEEDEN & CO.L.P.|12388
FCX|FREEPORT MCMORAN|WEDB|WEDBUSH SECURITIES INC.|26159
FCX|FREEPORT MCMORAN|WEED|Weeden & Co.L.P.|37950
FCX|FREEPORT MCMORAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1670879
FCX|FREEPORT MCMORAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27654
FCX|FREEPORT MCMORAN|WGIF|CIBC World Markets Inc.|14468
FCX|FREEPORT MCMORAN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9805
FCX|FREEPORT MCMORAN|WMCL|White Mountain Capital, LLC|100
FCX|FREEPORT MCMORAN|WORD|Worden Capital Management LLC|21866
FCX|FREEPORT MCMORAN|WSEA|WOLVERINE SECURITIES, LLC|165935
FCX|FREEPORT MCMORAN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|7700
FCX|FREEPORT MCMORAN|WTFS|JUST2TRADE, INC.|51
FCX|FREEPORT MCMORAN|XIST|INSTINET, LLC|416488
FCX|FREEPORT MCMORAN|XPQR|Jump Trading|100
FCX|FREEPORT MCMORAN|XPUS|XP SECURITIES, LLC|200
FCX|FREEPORT MCMORAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1717992
FCX|FREEPORT MCMORAN|YKNA|COMHAR CAPITAL MARKETS, LLC|11093
FCX|FREEPORT MCMORAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|109753
FDBC|FIDELITY D & D COMM|ALTX|Alternet Securities Inc.|100
FDBC|FIDELITY D & D COMM|BATM|CBOE TRADING, INC.|500
FDBC|FIDELITY D & D COMM|BAYC|BAY CREST PARTNERS, LLC|358
FDBC|FIDELITY D & D COMM|BMOC|BMO Capital Markets Corp.|210
FDBC|FIDELITY D & D COMM|BNPX|BNP PARIBAS SECURITIES CORP.|442
FDBC|FIDELITY D & D COMM|BOSC|Boenning & Scattergood, Inc.|6427
FDBC|FIDELITY D & D COMM|BTIG|BTIG, LLC|91
FDBC|FIDELITY D & D COMM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19023
FDBC|FIDELITY D & D COMM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1439
FDBC|FIDELITY D & D COMM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1098
FDBC|FIDELITY D & D COMM|CTDL|Citadel Derivatives Group Llc|580
FDBC|FIDELITY D & D COMM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
FDBC|FIDELITY D & D COMM|DBAB|Deutsche Bank Securities Inc.|33227
FDBC|FIDELITY D & D COMM|DBAX|Deutsche Bank Securities Inc.|1100
FDBC|FIDELITY D & D COMM|DEGS|RONIN PROFESSIONAL LLC|2400
FDBC|FIDELITY D & D COMM|EBXL|EBX LLC|700
FDBC|FIDELITY D & D COMM|EDJO|Edward D. Jones & Co., L.P.|500
FDBC|FIDELITY D & D COMM|EGAM|CBOE TRADING, INC.|126
FDBC|FIDELITY D & D COMM|EGAW|CBOE TRADING, INC.|300
FDBC|FIDELITY D & D COMM|EGXM|CBOE TRADING, INC.|250
FDBC|FIDELITY D & D COMM|ETRS|E*Trade Securities LLC|1030
FDBC|FIDELITY D & D COMM|FBCO|Credit Suisse Securities (USA) LLC|1211
FDBC|FIDELITY D & D COMM|FOMA|TD AMERITRADE CLEARING, INC.|7019
FDBC|FIDELITY D & D COMM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
FDBC|FIDELITY D & D COMM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4075
FDBC|FIDELITY D & D COMM|FTBR|Foliofn Investments, Inc.|1
FDBC|FIDELITY D & D COMM|GEBB|GLOBAL EXECUTION BROKERS, LP|200
FDBC|FIDELITY D & D COMM|GLPX|ACS EXECUTION SERVICES, LLC|1500
FDBC|FIDELITY D & D COMM|GSCO|GOLDMAN SACHS & CO. LLC|72785
FDBC|FIDELITY D & D COMM|GTSZ|GTS SECURITIES LLC|4813
FDBC|FIDELITY D & D COMM|HRBF|American Enterprise Investment Services Inc.|260
FDBC|FIDELITY D & D COMM|IATS|INTERACTIVE BROKERS LLC|15
FDBC|FIDELITY D & D COMM|IBKR|Interactive Brokers Llc|4962
FDBC|FIDELITY D & D COMM|ICBX|INSTINET, LLC|100
FDBC|FIDELITY D & D COMM|IEQY|CITADEL SECURITIES LLC|186
FDBC|FIDELITY D & D COMM|INCA|INSTINET, LLC|13430
FDBC|FIDELITY D & D COMM|INJX|INSTINET, LLC|280
FDBC|FIDELITY D & D COMM|ITGI|ITG Inc.|700
FDBC|FIDELITY D & D COMM|ITGP|ITG INC.|3400
FDBC|FIDELITY D & D COMM|JANY|Janney Montgomery Scott Inc.|1
FDBC|FIDELITY D & D COMM|JEFF|JEFFERIES LLC|3707
FDBC|FIDELITY D & D COMM|JPMX|J.P. Morgan Securities LLC|642
FDBC|FIDELITY D & D COMM|KBWI|Keefe, Bruyette & Woods, Inc.|196
FDBC|FIDELITY D & D COMM|KCGM|VIRTU Americas LLC|210
FDBC|FIDELITY D & D COMM|LEHM|Barclays Capital Inc./Le|14475
FDBC|FIDELITY D & D COMM|LIME|Lime Brokerage LLC|7665
FDBC|FIDELITY D & D COMM|LMGP|LIME BROKERAGE LLC|977
FDBC|FIDELITY D & D COMM|MAXM|Maxim Group LLC|130
FDBC|FIDELITY D & D COMM|MSCO|MORGAN STANLEY & CO. LLC|51764
FDBC|FIDELITY D & D COMM|MSPL|MORGAN STANLEY & CO. LLC|400
FDBC|FIDELITY D & D COMM|NFSC|National Financial Services LLC|2613
FDBC|FIDELITY D & D COMM|NITE|VIRTU Americas LLC|24377
FDBC|FIDELITY D & D COMM|OPCO|Oppenheimer & Co. Inc.|200
FDBC|FIDELITY D & D COMM|PDQM|CODA MARKETS, INC.|3298
FDBC|FIDELITY D & D COMM|RAJA|Raymond James & Associates, Inc.|819
FDBC|FIDELITY D & D COMM|SAGL|SAGETRADER, LLC|82
FDBC|FIDELITY D & D COMM|SBSH|Citigroup Global Markets Inc.|13949
FDBC|FIDELITY D & D COMM|SGMT|GOLDMAN SACHS & CO. LLC|579
FDBC|FIDELITY D & D COMM|SPDR|SPEEDROUTE LLC|1412
FDBC|FIDELITY D & D COMM|SPTD|MINT GLOBAL MARKETS, INC.|242
FDBC|FIDELITY D & D COMM|STFL|Stifel, Nicolaus & Company, Incorporated|1619
FDBC|FIDELITY D & D COMM|SWIM|TD Ameritrade, Inc.|221
FDBC|FIDELITY D & D COMM|TRCM|TRC MARKETS LLC|741
FDBC|FIDELITY D & D COMM|UBSA|UBS SECURITIES LLC|11769
FDBC|FIDELITY D & D COMM|UBSS|UBS Securities LLC|78979
FDBC|FIDELITY D & D COMM|VALX|VIRTU AMERICAS LLC|36
FDBC|FIDELITY D & D COMM|VGRD|Vanguard Marketing Corporation|563
FDBC|FIDELITY D & D COMM|WCHV|WELLS FARGO SECURITIES, LLC|2420
FDBC|FIDELITY D & D COMM|WEDB|WEDBUSH SECURITIES INC.|2074
FDBC|FIDELITY D & D COMM|YKNA|COMHAR CAPITAL MARKETS, LLC|96
FDBC|FIDELITY D & D COMM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3562
FDC|FIRST DATA CORP|AGCP|AEGIS CAPITAL CORP.|2000
FDC|FIRST DATA CORP|AGIS|Aegis Capital Corp.|15744
FDC|FIRST DATA CORP|ALTX|Alternet Securities Inc.|73564
FDC|FIRST DATA CORP|ANOS|ABEL/NOSER, L.L.C.|32556
FDC|FIRST DATA CORP|APCC|Apex Clearing Corporation|114698
FDC|FIRST DATA CORP|AQUA|AQUA SECURITIES L.P.|152400
FDC|FIRST DATA CORP|BANK|Primevest Financial Services, Inc.|515
FDC|FIRST DATA CORP|BARD|Robert W. Baird & Co. Incorporated|15084
FDC|FIRST DATA CORP|BATM|CBOE TRADING, INC.|80881
FDC|FIRST DATA CORP|BAYT|BTIG, LLC|254200
FDC|FIRST DATA CORP|BBNT|BB&T SECURITIES, LLC|609
FDC|FIRST DATA CORP|BERN|Sanford C. Bernstein & Co., LLC|426769
FDC|FIRST DATA CORP|BIAD|SAGETRADER, LLC|1878
FDC|FIRST DATA CORP|BIDS|BIDS TRADING L.P.|2500
FDC|FIRST DATA CORP|BIMI|Banca IMI Securities Corp.|671
FDC|FIRST DATA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|96985
FDC|FIRST DATA CORP|BLKX|INSTINET, LLC|893400
FDC|FIRST DATA CORP|BMOC|BMO Capital Markets Corp.|3407864
FDC|FIRST DATA CORP|BRGE|Newbridge Securities Corp.|21497
FDC|FIRST DATA CORP|BTIG|BTIG, LLC|112561
FDC|FIRST DATA CORP|BYXM|CBOE TRADING, INC.|21370
FDC|FIRST DATA CORP|BZYD|GOLDMAN SACHS & CO. LLC|5100
FDC|FIRST DATA CORP|CABR|Cabrera Capital Markets, Inc.|75
FDC|FIRST DATA CORP|CANT|Cantor Fitzgerald & Co.|2667
FDC|FIRST DATA CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|491600
FDC|FIRST DATA CORP|CBRA|Cobra Trading, Inc.|900
FDC|FIRST DATA CORP|CHAS|Charles Schwab & Co., Inc.|178376
FDC|FIRST DATA CORP|CHLM|Craig-Hallum Capital Group LLC|3900
FDC|FIRST DATA CORP|CICF|Canaccord Genuity Corp.|6332
FDC|FIRST DATA CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|51800
FDC|FIRST DATA CORP|CIST|Capital Institutional Services, Inc.|5502
FDC|FIRST DATA CORP|CLSA|CLSA AMERICAS, LLC|500
FDC|FIRST DATA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2069677
FDC|FIRST DATA CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13602
FDC|FIRST DATA CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5600
FDC|FIRST DATA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3342421
FDC|FIRST DATA CORP|CSMS|CORNERSTONE MACRO LLC|10438
FDC|FIRST DATA CORP|CTDL|Citadel Derivatives Group Llc|18417
FDC|FIRST DATA CORP|CTLR|CUTLER GROUP, LP|48155
FDC|FIRST DATA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|569488
FDC|FIRST DATA CORP|DADA|D.A. Davidson & Co.|16968
FDC|FIRST DATA CORP|DAVA|Davenport & Company LLC|4125
FDC|FIRST DATA CORP|DBAB|Deutsche Bank Securities Inc.|971015
FDC|FIRST DATA CORP|DBAX|Deutsche Bank Securities Inc.|3075000
FDC|FIRST DATA CORP|DBUL|Deutsche Bank Securities Inc.|5300
FDC|FIRST DATA CORP|DCHF|Dart Executions, LLC|4350
FDC|FIRST DATA CORP|DEAN|MORGAN STANLEY|242012
FDC|FIRST DATA CORP|DEGS|RONIN PROFESSIONAL LLC|3659
FDC|FIRST DATA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|155000
FDC|FIRST DATA CORP|EBXL|EBX LLC|2426500
FDC|FIRST DATA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|104849
FDC|FIRST DATA CORP|EDJC|Edward Jones / CDS|850
FDC|FIRST DATA CORP|EDJO|Edward D. Jones & Co., L.P.|8591
FDC|FIRST DATA CORP|EGAM|CBOE TRADING, INC.|72231
FDC|FIRST DATA CORP|EGAW|CBOE TRADING, INC.|1140
FDC|FIRST DATA CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1100
FDC|FIRST DATA CORP|EGXM|CBOE TRADING, INC.|23763
FDC|FIRST DATA CORP|EGXW|CBOE TRADING, INC.|214
FDC|FIRST DATA CORP|ETBE|Electronic Transaction Clearing, Inc.|110659
FDC|FIRST DATA CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
FDC|FIRST DATA CORP|ETCC|Electronic Transaction Clearing, Inc.|520
FDC|FIRST DATA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23496
FDC|FIRST DATA CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3508
FDC|FIRST DATA CORP|ETRS|E*Trade Securities LLC|565933
FDC|FIRST DATA CORP|FBRC|B. RILEY FBR, INC.|384795
FDC|FIRST DATA CORP|FILL|Tradestation Securities, Inc.|23449
FDC|FIRST DATA CORP|FINX|FINTECH SECURITIES|1150
FDC|FIRST DATA CORP|FMAF|NBCN Inc./ CDS|5250
FDC|FIRST DATA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|39320
FDC|FIRST DATA CORP|FQLS|Quantlab Securities LP|1144525
FDC|FIRST DATA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|314106
FDC|FIRST DATA CORP|FTBR|Foliofn Investments, Inc.|4957
FDC|FIRST DATA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|98943
FDC|FIRST DATA CORP|GLIS|TD Securities Inc|4652
FDC|FIRST DATA CORP|GLPX|ACS EXECUTION SERVICES, LLC|70946
FDC|FIRST DATA CORP|GSCO|GOLDMAN SACHS & CO. LLC|5360499
FDC|FIRST DATA CORP|GSCS|GOLDMAN SACHS & CO. LLC|16716
FDC|FIRST DATA CORP|GSLT|GOLDMAN SACHS & CO. LLC|55796
FDC|FIRST DATA CORP|GTSY|GTS SECURITIES LLC|4800
FDC|FIRST DATA CORP|GTSZ|GTS SECURITIES LLC|411537
FDC|FIRST DATA CORP|HRBF|American Enterprise Investment Services Inc.|13915
FDC|FIRST DATA CORP|HSBC|HSBC Securities, Inc.|100
FDC|FIRST DATA CORP|IATS|INTERACTIVE BROKERS LLC|48717
FDC|FIRST DATA CORP|IBKR|Interactive Brokers Llc|109079
FDC|FIRST DATA CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|29392
FDC|FIRST DATA CORP|ICBX|INSTINET, LLC|793423
FDC|FIRST DATA CORP|INCA|INSTINET, LLC|1213588
FDC|FIRST DATA CORP|INJX|INSTINET, LLC|46274
FDC|FIRST DATA CORP|ITGI|ITG Inc.|431036
FDC|FIRST DATA CORP|ITGP|ITG INC.|2099000
FDC|FIRST DATA CORP|JANY|Janney Montgomery Scott Inc.|52876
FDC|FIRST DATA CORP|JEFF|JEFFERIES LLC|1134308
FDC|FIRST DATA CORP|JMPT|JUMP TRADING, LLC|402777
FDC|FIRST DATA CORP|JONE|JonesTrading|158050
FDC|FIRST DATA CORP|JPBX|J.P. MORGAN SECURITIES LLC|987219
FDC|FIRST DATA CORP|JPMX|J.P. Morgan Securities LLC|5782263
FDC|FIRST DATA CORP|JSJX|JANE STREET CAPITAL LLC|222866
FDC|FIRST DATA CORP|KBWI|Keefe, Bruyette & Woods, Inc.|125000
FDC|FIRST DATA CORP|KCGM|VIRTU Americas LLC|612547
FDC|FIRST DATA CORP|KING|C. L. King & Associates, Inc.|5200
FDC|FIRST DATA CORP|LBOW|Longbow Securities, LLC|100000
FDC|FIRST DATA CORP|LEHM|Barclays Capital Inc./Le|5953455
FDC|FIRST DATA CORP|LIME|Lime Brokerage LLC|96436
FDC|FIRST DATA CORP|LIWE|LIME BROKERAGE LLC|1162
FDC|FIRST DATA CORP|LOOP|Loop Capital Markets LLC|2411
FDC|FIRST DATA CORP|LQNA|LIQUIDNET, INC.|1201400
FDC|FIRST DATA CORP|LQNB|LIQUIDNET, INC.|3000
FDC|FIRST DATA CORP|LSCI|Lek Securities Corporation|3096
FDC|FIRST DATA CORP|MACQ|Macquarie Capital (USA) Inc.|300
FDC|FIRST DATA CORP|MAXM|Maxim Group LLC|10550
FDC|FIRST DATA CORP|MBTS|ALLY INVEST SECURITIES LLC|21590
FDC|FIRST DATA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1712991
FDC|FIRST DATA CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7007
FDC|FIRST DATA CORP|MNDX|TJM Investments, LLC|22400
FDC|FIRST DATA CORP|MOTF|MOTIF INVESTING, INC.|160
FDC|FIRST DATA CORP|MSCO|MORGAN STANLEY & CO. LLC|12739655
FDC|FIRST DATA CORP|MSPL|MORGAN STANLEY & CO. LLC|2994600
FDC|FIRST DATA CORP|MSTX|MORGAN STANLEY & CO. LLC|1590400
FDC|FIRST DATA CORP|MULL|MARK J. MULLER EQUITIES, INC.|81398
FDC|FIRST DATA CORP|MZHO|Mizuho Securities USA LLC|186000
FDC|FIRST DATA CORP|NFSC|National Financial Services LLC|774732
FDC|FIRST DATA CORP|NITE|VIRTU Americas LLC|3785162
FDC|FIRST DATA CORP|NITP|VIRTU Americas LLC|21468
FDC|FIRST DATA CORP|NQRB|Brut, LLC|245255
FDC|FIRST DATA CORP|NTBF|BMO Nesbitt Burns Inc./CDS|13204
FDC|FIRST DATA CORP|NTRC|Northern Trust Securities, Inc.|12750
FDC|FIRST DATA CORP|OPCO|Oppenheimer & Co. Inc.|310210
FDC|FIRST DATA CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3100
FDC|FIRST DATA CORP|PCPT|PHILLIP CAPITAL INC.|288
FDC|FIRST DATA CORP|PDQM|CODA MARKETS, INC.|134678
FDC|FIRST DATA CORP|PHLY|NASDAQ Execution Services, LLC|7600
FDC|FIRST DATA CORP|PIPR|Piper Jaffray & Co.|666
FDC|FIRST DATA CORP|PWJC|UBS Financial Services, Inc.|14161
FDC|FIRST DATA CORP|RBCM|RBC CAPITAL MARKETS, LLC|50265
FDC|FIRST DATA CORP|RGLD|Regal Securities, Inc|1850
FDC|FIRST DATA CORP|RHCO|Suntrust Robinson Humphrey, Inc.|2269712
FDC|FIRST DATA CORP|RJLC|RJL CAPITAL GROUP, LLC|1000
FDC|FIRST DATA CORP|SAGL|SAGETRADER, LLC|28036
FDC|FIRST DATA CORP|SAGW|SAGETRADER, LLC|491
FDC|FIRST DATA CORP|SALI|INTL FCSTONE FINANCIAL INC.|331
FDC|FIRST DATA CORP|SBSH|Citigroup Global Markets Inc.|504564
FDC|FIRST DATA CORP|SEIC|SEI Investments Distribution Co.|7233
FDC|FIRST DATA CORP|SGMT|GOLDMAN SACHS & CO. LLC|1519680
FDC|FIRST DATA CORP|SJLS|TRADE INFORMATICS LLC|200
FDC|FIRST DATA CORP|SPDR|SPEEDROUTE LLC|141914
FDC|FIRST DATA CORP|SPHN|Stephens Inc.|708802
FDC|FIRST DATA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|71594
FDC|FIRST DATA CORP|STKP|STOCKPILE INVESTMENTS, INC.|624
FDC|FIRST DATA CORP|SWIM|TD Ameritrade, Inc.|496164
FDC|FIRST DATA CORP|SWST|Hilltop Securities Inc.|1733
FDC|FIRST DATA CORP|TDCO|Thompson Davis & Co., Inc.|975
FDC|FIRST DATA CORP|TKNG|ALLY INVEST SECURITIES LLC|13075
FDC|FIRST DATA CORP|TOUR|TOURMALINE PARTNERS, LLC|200400
FDC|FIRST DATA CORP|TRBT|Tradebot Systems, Inc.|1306062
FDC|FIRST DATA CORP|TRCM|TRC MARKETS LLC|367846
FDC|FIRST DATA CORP|TWTT|TASTYWORKS, INC.|500
FDC|FIRST DATA CORP|UBSA|UBS SECURITIES LLC|5508138
FDC|FIRST DATA CORP|UBSS|UBS Securities LLC|2993955
FDC|FIRST DATA CORP|VALX|VIRTU AMERICAS LLC|95553
FDC|FIRST DATA CORP|VGRD|Vanguard Marketing Corporation|88232
FDC|FIRST DATA CORP|WBLR|WILLIAM BLAIR|71533
FDC|FIRST DATA CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|18441
FDC|FIRST DATA CORP|WCHV|WELLS FARGO SECURITIES, LLC|11967079
FDC|FIRST DATA CORP|WDNX|WEEDEN & CO.L.P.|37498
FDC|FIRST DATA CORP|WEDB|WEDBUSH SECURITIES INC.|45914
FDC|FIRST DATA CORP|WEED|Weeden & Co.L.P.|13249
FDC|FIRST DATA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81975
FDC|FIRST DATA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|203377
FDC|FIRST DATA CORP|WFPB|Wells Fargo Securities, LLC.|1321
FDC|FIRST DATA CORP|WGIF|CIBC World Markets Inc.|8613
FDC|FIRST DATA CORP|WOLF|Wolfe Trahan Securities|900
FDC|FIRST DATA CORP|WORD|Worden Capital Management LLC|21873
FDC|FIRST DATA CORP|WSEA|WOLVERINE SECURITIES, LLC|65766
FDC|FIRST DATA CORP|XIST|INSTINET, LLC|31204
FDC|FIRST DATA CORP|XPQR|Jump Trading|600
FDC|FIRST DATA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|252500
FDC|FIRST DATA CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2268
FDC|FIRST DATA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7078
FDD|FIRST TRUST DJ STOXX|APCC|Apex Clearing Corporation|36
FDD|FIRST TRUST DJ STOXX|BANK|Primevest Financial Services, Inc.|1612
FDD|FIRST TRUST DJ STOXX|BARD|Robert W. Baird & Co. Incorporated|22538
FDD|FIRST TRUST DJ STOXX|BATM|CBOE TRADING, INC.|1300
FDD|FIRST TRUST DJ STOXX|BBNT|BB&T SECURITIES, LLC|7842
FDD|FIRST TRUST DJ STOXX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18157
FDD|FIRST TRUST DJ STOXX|CANT|Cantor Fitzgerald & Co.|61824
FDD|FIRST TRUST DJ STOXX|CHAS|Charles Schwab & Co., Inc.|4
FDD|FIRST TRUST DJ STOXX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31000
FDD|FIRST TRUST DJ STOXX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17186
FDD|FIRST TRUST DJ STOXX|CSIN|Citadel Securities Institutional LLC|13002
FDD|FIRST TRUST DJ STOXX|CTDL|Citadel Derivatives Group Llc|223602
FDD|FIRST TRUST DJ STOXX|CXCX|CITIGROUP GLOBAL MARKETS INC.|9600
FDD|FIRST TRUST DJ STOXX|DADA|D.A. Davidson & Co.|908
FDD|FIRST TRUST DJ STOXX|DBAB|Deutsche Bank Securities Inc.|200
FDD|FIRST TRUST DJ STOXX|DBAX|Deutsche Bank Securities Inc.|11000
FDD|FIRST TRUST DJ STOXX|DEAN|MORGAN STANLEY|29219
FDD|FIRST TRUST DJ STOXX|EBXL|EBX LLC|17100
FDD|FIRST TRUST DJ STOXX|ECUT|CONVERGEX EXECUTION SOLUTIONS|5800
FDD|FIRST TRUST DJ STOXX|EDJO|Edward D. Jones & Co., L.P.|5225
FDD|FIRST TRUST DJ STOXX|EGXM|CBOE TRADING, INC.|300
FDD|FIRST TRUST DJ STOXX|ETBE|Electronic Transaction Clearing, Inc.|2501
FDD|FIRST TRUST DJ STOXX|ETRS|E*Trade Securities LLC|11390
FDD|FIRST TRUST DJ STOXX|FBSB|U.S. Bancorp Investments, Inc.|1042
FDD|FIRST TRUST DJ STOXX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|932
FDD|FIRST TRUST DJ STOXX|FTBR|Foliofn Investments, Inc.|23
FDD|FIRST TRUST DJ STOXX|GBMT|GBM International, Inc.|62015
FDD|FIRST TRUST DJ STOXX|GEBB|GLOBAL EXECUTION BROKERS, LP|3900
FDD|FIRST TRUST DJ STOXX|HRBF|American Enterprise Investment Services Inc.|60933
FDD|FIRST TRUST DJ STOXX|IBKR|Interactive Brokers Llc|609
FDD|FIRST TRUST DJ STOXX|ICBX|INSTINET, LLC|12785
FDD|FIRST TRUST DJ STOXX|ITGI|ITG Inc.|100
FDD|FIRST TRUST DJ STOXX|ITGP|ITG INC.|2200
FDD|FIRST TRUST DJ STOXX|JANY|Janney Montgomery Scott Inc.|18809
FDD|FIRST TRUST DJ STOXX|JPMX|J.P. Morgan Securities LLC|10730
FDD|FIRST TRUST DJ STOXX|JSEB|JANE STREET EXECUTION SERVICES, LLC|10041
FDD|FIRST TRUST DJ STOXX|JSJX|JANE STREET CAPITAL LLC|143164
FDD|FIRST TRUST DJ STOXX|KCGM|VIRTU Americas LLC|13844
FDD|FIRST TRUST DJ STOXX|LEHM|Barclays Capital Inc./Le|35600
FDD|FIRST TRUST DJ STOXX|LIME|Lime Brokerage LLC|1597
FDD|FIRST TRUST DJ STOXX|MAXM|Maxim Group LLC|3945
FDD|FIRST TRUST DJ STOXX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19104
FDD|FIRST TRUST DJ STOXX|MOTF|MOTIF INVESTING, INC.|1
FDD|FIRST TRUST DJ STOXX|MSCO|MORGAN STANLEY & CO. LLC|268682
FDD|FIRST TRUST DJ STOXX|MSPL|MORGAN STANLEY & CO. LLC|25500
FDD|FIRST TRUST DJ STOXX|NBCS|NBC Securities, INC.|700
FDD|FIRST TRUST DJ STOXX|NFSC|National Financial Services LLC|148035
FDD|FIRST TRUST DJ STOXX|NITE|VIRTU Americas LLC|1230369
FDD|FIRST TRUST DJ STOXX|NTRC|Northern Trust Securities, Inc.|5640
FDD|FIRST TRUST DJ STOXX|OPCO|Oppenheimer & Co. Inc.|8782
FDD|FIRST TRUST DJ STOXX|PDQM|CODA MARKETS, INC.|1000
FDD|FIRST TRUST DJ STOXX|PWJC|UBS Financial Services, Inc.|41358
FDD|FIRST TRUST DJ STOXX|RBCM|RBC CAPITAL MARKETS, LLC|20968
FDD|FIRST TRUST DJ STOXX|SBSH|Citigroup Global Markets Inc.|13500
FDD|FIRST TRUST DJ STOXX|SGMT|GOLDMAN SACHS & CO. LLC|877
FDD|FIRST TRUST DJ STOXX|SPHN|Stephens Inc.|1000
FDD|FIRST TRUST DJ STOXX|STFL|Stifel, Nicolaus & Company, Incorporated|10223
FDD|FIRST TRUST DJ STOXX|STKP|STOCKPILE INVESTMENTS, INC.|48
FDD|FIRST TRUST DJ STOXX|SWIM|TD Ameritrade, Inc.|2098
FDD|FIRST TRUST DJ STOXX|SWST|Hilltop Securities Inc.|799
FDD|FIRST TRUST DJ STOXX|TRCM|TRC MARKETS LLC|500
FDD|FIRST TRUST DJ STOXX|UBSA|UBS SECURITIES LLC|112133
FDD|FIRST TRUST DJ STOXX|UBSS|UBS Securities LLC|433305
FDD|FIRST TRUST DJ STOXX|VGRD|Vanguard Marketing Corporation|3500
FDD|FIRST TRUST DJ STOXX|WCHV|WELLS FARGO SECURITIES, LLC|155354
FDD|FIRST TRUST DJ STOXX|WEDB|WEDBUSH SECURITIES INC.|200
FDD|FIRST TRUST DJ STOXX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1113
FDD|FIRST TRUST DJ STOXX|WSEA|WOLVERINE SECURITIES, LLC|4237
FDD|FIRST TRUST DJ STOXX|XSTM|NATIONAL FINANCIAL SERVICES LLC|4696
FDD|FIRST TRUST DJ STOXX|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
FDD|FIRST TRUST DJ STOXX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56615
FDEF|FIRST DEFIANCE FINL|APCC|Apex Clearing Corporation|4278
FDEF|FIRST DEFIANCE FINL|BATM|CBOE TRADING, INC.|310
FDEF|FIRST DEFIANCE FINL|BERN|Sanford C. Bernstein & Co., LLC|4822
FDEF|FIRST DEFIANCE FINL|BMOC|BMO Capital Markets Corp.|1588
FDEF|FIRST DEFIANCE FINL|BNPX|BNP PARIBAS SECURITIES CORP.|927
FDEF|FIRST DEFIANCE FINL|BTIG|BTIG, LLC|216
FDEF|FIRST DEFIANCE FINL|BZYD|GOLDMAN SACHS & CO. LLC|335
FDEF|FIRST DEFIANCE FINL|CHAS|Charles Schwab & Co., Inc.|1
FDEF|FIRST DEFIANCE FINL|CIST|Capital Institutional Services, Inc.|12
FDEF|FIRST DEFIANCE FINL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|198
FDEF|FIRST DEFIANCE FINL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7545
FDEF|FIRST DEFIANCE FINL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5411
FDEF|FIRST DEFIANCE FINL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6098
FDEF|FIRST DEFIANCE FINL|CTDL|Citadel Derivatives Group Llc|252
FDEF|FIRST DEFIANCE FINL|CXCX|CITIGROUP GLOBAL MARKETS INC.|2366
FDEF|FIRST DEFIANCE FINL|DBAB|Deutsche Bank Securities Inc.|32235
FDEF|FIRST DEFIANCE FINL|DBAX|Deutsche Bank Securities Inc.|3900
FDEF|FIRST DEFIANCE FINL|DEAN|MORGAN STANLEY|25
FDEF|FIRST DEFIANCE FINL|DEGS|RONIN PROFESSIONAL LLC|2325
FDEF|FIRST DEFIANCE FINL|EBXL|EBX LLC|1900
FDEF|FIRST DEFIANCE FINL|EDJO|Edward D. Jones & Co., L.P.|1206
FDEF|FIRST DEFIANCE FINL|EGAW|CBOE TRADING, INC.|25
FDEF|FIRST DEFIANCE FINL|ETCC|Electronic Transaction Clearing, Inc.|2545
FDEF|FIRST DEFIANCE FINL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
FDEF|FIRST DEFIANCE FINL|ETRS|E*Trade Securities LLC|4518
FDEF|FIRST DEFIANCE FINL|FBCO|Credit Suisse Securities (USA) LLC|40765
FDEF|FIRST DEFIANCE FINL|FILL|Tradestation Securities, Inc.|19
FDEF|FIRST DEFIANCE FINL|FOMA|TD AMERITRADE CLEARING, INC.|10825
FDEF|FIRST DEFIANCE FINL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7408
FDEF|FIRST DEFIANCE FINL|FTBR|Foliofn Investments, Inc.|100
FDEF|FIRST DEFIANCE FINL|GEBB|GLOBAL EXECUTION BROKERS, LP|2889
FDEF|FIRST DEFIANCE FINL|GLPX|ACS EXECUTION SERVICES, LLC|3864
FDEF|FIRST DEFIANCE FINL|GSCO|GOLDMAN SACHS & CO. LLC|43613
FDEF|FIRST DEFIANCE FINL|GSCS|GOLDMAN SACHS & CO. LLC|85
FDEF|FIRST DEFIANCE FINL|GTSZ|GTS SECURITIES LLC|16425
FDEF|FIRST DEFIANCE FINL|HRBF|American Enterprise Investment Services Inc.|200
FDEF|FIRST DEFIANCE FINL|IATS|INTERACTIVE BROKERS LLC|1045
FDEF|FIRST DEFIANCE FINL|IBKR|Interactive Brokers Llc|7527
FDEF|FIRST DEFIANCE FINL|ICBX|INSTINET, LLC|600
FDEF|FIRST DEFIANCE FINL|IEQY|CITADEL SECURITIES LLC|3664
FDEF|FIRST DEFIANCE FINL|INCA|INSTINET, LLC|28580
FDEF|FIRST DEFIANCE FINL|INJX|INSTINET, LLC|2090
FDEF|FIRST DEFIANCE FINL|ITGI|ITG Inc.|2765
FDEF|FIRST DEFIANCE FINL|ITGP|ITG INC.|3800
FDEF|FIRST DEFIANCE FINL|JEFF|JEFFERIES LLC|4583
FDEF|FIRST DEFIANCE FINL|JPBX|J.P. MORGAN SECURITIES LLC|200
FDEF|FIRST DEFIANCE FINL|JPMX|J.P. Morgan Securities LLC|25708
FDEF|FIRST DEFIANCE FINL|KCGM|VIRTU Americas LLC|2776
FDEF|FIRST DEFIANCE FINL|LEHM|Barclays Capital Inc./Le|15618
FDEF|FIRST DEFIANCE FINL|LIME|Lime Brokerage LLC|8915
FDEF|FIRST DEFIANCE FINL|LMGP|LIME BROKERAGE LLC|800
FDEF|FIRST DEFIANCE FINL|MAXM|Maxim Group LLC|781
FDEF|FIRST DEFIANCE FINL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4674
FDEF|FIRST DEFIANCE FINL|MSCO|MORGAN STANLEY & CO. LLC|58451
FDEF|FIRST DEFIANCE FINL|MSPL|MORGAN STANLEY & CO. LLC|4400
FDEF|FIRST DEFIANCE FINL|MSTX|MORGAN STANLEY & CO. LLC|200
FDEF|FIRST DEFIANCE FINL|MTON|MILLINGTON SECURITIES, INC.|10492
FDEF|FIRST DEFIANCE FINL|NFSC|National Financial Services LLC|8280
FDEF|FIRST DEFIANCE FINL|NITE|VIRTU Americas LLC|23547
FDEF|FIRST DEFIANCE FINL|NQRB|Brut, LLC|100
FDEF|FIRST DEFIANCE FINL|PDQM|CODA MARKETS, INC.|6745
FDEF|FIRST DEFIANCE FINL|PUMA|Puma Capital, Llc|10492
FDEF|FIRST DEFIANCE FINL|PWJC|UBS Financial Services, Inc.|200
FDEF|FIRST DEFIANCE FINL|RAJA|Raymond James & Associates, Inc.|258
FDEF|FIRST DEFIANCE FINL|SAGW|SAGETRADER, LLC|430
FDEF|FIRST DEFIANCE FINL|SBSH|Citigroup Global Markets Inc.|12106
FDEF|FIRST DEFIANCE FINL|SGMT|GOLDMAN SACHS & CO. LLC|1398
FDEF|FIRST DEFIANCE FINL|SPDR|SPEEDROUTE LLC|300
FDEF|FIRST DEFIANCE FINL|SWEN|Sweney Cartwright & Company|3700
FDEF|FIRST DEFIANCE FINL|SWIM|TD Ameritrade, Inc.|630
FDEF|FIRST DEFIANCE FINL|TMBR|Timber Hill LLC|254
FDEF|FIRST DEFIANCE FINL|TRBT|Tradebot Systems, Inc.|1703
FDEF|FIRST DEFIANCE FINL|TRCM|TRC MARKETS LLC|10128
FDEF|FIRST DEFIANCE FINL|UBSA|UBS SECURITIES LLC|14424
FDEF|FIRST DEFIANCE FINL|UBSS|UBS Securities LLC|39492
FDEF|FIRST DEFIANCE FINL|VALX|VIRTU AMERICAS LLC|2142
FDEF|FIRST DEFIANCE FINL|VGRD|Vanguard Marketing Corporation|78
FDEF|FIRST DEFIANCE FINL|WCHV|WELLS FARGO SECURITIES, LLC|2174
FDEF|FIRST DEFIANCE FINL|WEED|Weeden & Co.L.P.|8490
FDEF|FIRST DEFIANCE FINL|WSEA|WOLVERINE SECURITIES, LLC|2
FDEF|FIRST DEFIANCE FINL|XIST|INSTINET, LLC|1360
FDEF|FIRST DEFIANCE FINL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FDEF|FIRST DEFIANCE FINL|YKNA|COMHAR CAPITAL MARKETS, LLC|1021
FDEF|FIRST DEFIANCE FINL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3578
FDEU|FIRST TRUST DYNAMIC|ALTX|Alternet Securities Inc.|4401
FDEU|FIRST TRUST DYNAMIC|APCC|Apex Clearing Corporation|22
FDEU|FIRST TRUST DYNAMIC|BARD|Robert W. Baird & Co. Incorporated|5996
FDEU|FIRST TRUST DYNAMIC|BATM|CBOE TRADING, INC.|100
FDEU|FIRST TRUST DYNAMIC|BBNT|BB&T SECURITIES, LLC|6978
FDEU|FIRST TRUST DYNAMIC|BERN|Sanford C. Bernstein & Co., LLC|72
FDEU|FIRST TRUST DYNAMIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4425
FDEU|FIRST TRUST DYNAMIC|BTIG|BTIG, LLC|10000
FDEU|FIRST TRUST DYNAMIC|CHAS|Charles Schwab & Co., Inc.|6
FDEU|FIRST TRUST DYNAMIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
FDEU|FIRST TRUST DYNAMIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FDEU|FIRST TRUST DYNAMIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16971
FDEU|FIRST TRUST DYNAMIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
FDEU|FIRST TRUST DYNAMIC|DADA|D.A. Davidson & Co.|2
FDEU|FIRST TRUST DYNAMIC|DBAX|Deutsche Bank Securities Inc.|12800
FDEU|FIRST TRUST DYNAMIC|DEAN|MORGAN STANLEY|27919
FDEU|FIRST TRUST DYNAMIC|DEGS|RONIN PROFESSIONAL LLC|1800
FDEU|FIRST TRUST DYNAMIC|EBXL|EBX LLC|6500
FDEU|FIRST TRUST DYNAMIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1003
FDEU|FIRST TRUST DYNAMIC|EGAM|CBOE TRADING, INC.|3867
FDEU|FIRST TRUST DYNAMIC|EGXM|CBOE TRADING, INC.|2249
FDEU|FIRST TRUST DYNAMIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
FDEU|FIRST TRUST DYNAMIC|ETRS|E*Trade Securities LLC|29652
FDEU|FIRST TRUST DYNAMIC|FMAF|NBCN Inc./ CDS|250
FDEU|FIRST TRUST DYNAMIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2201
FDEU|FIRST TRUST DYNAMIC|FTBR|Foliofn Investments, Inc.|24
FDEU|FIRST TRUST DYNAMIC|GLIS|TD Securities Inc|155
FDEU|FIRST TRUST DYNAMIC|GLPX|ACS EXECUTION SERVICES, LLC|3665
FDEU|FIRST TRUST DYNAMIC|GSCO|GOLDMAN SACHS & CO. LLC|830
FDEU|FIRST TRUST DYNAMIC|GSCS|GOLDMAN SACHS & CO. LLC|1100
FDEU|FIRST TRUST DYNAMIC|GSLT|GOLDMAN SACHS & CO. LLC|1400
FDEU|FIRST TRUST DYNAMIC|GTSZ|GTS SECURITIES LLC|838
FDEU|FIRST TRUST DYNAMIC|HRBF|American Enterprise Investment Services Inc.|14521
FDEU|FIRST TRUST DYNAMIC|IATS|INTERACTIVE BROKERS LLC|60
FDEU|FIRST TRUST DYNAMIC|IBKR|Interactive Brokers Llc|7360
FDEU|FIRST TRUST DYNAMIC|ICBX|INSTINET, LLC|2200
FDEU|FIRST TRUST DYNAMIC|INCA|INSTINET, LLC|737
FDEU|FIRST TRUST DYNAMIC|ITGI|ITG Inc.|7980
FDEU|FIRST TRUST DYNAMIC|ITGP|ITG INC.|4000
FDEU|FIRST TRUST DYNAMIC|JANY|Janney Montgomery Scott Inc.|10502
FDEU|FIRST TRUST DYNAMIC|JEFF|JEFFERIES LLC|685
FDEU|FIRST TRUST DYNAMIC|JPMX|J.P. Morgan Securities LLC|4000
FDEU|FIRST TRUST DYNAMIC|JSJX|JANE STREET CAPITAL LLC|270
FDEU|FIRST TRUST DYNAMIC|KCGM|VIRTU Americas LLC|4136
FDEU|FIRST TRUST DYNAMIC|LEHM|Barclays Capital Inc./Le|7200
FDEU|FIRST TRUST DYNAMIC|LIME|Lime Brokerage LLC|2161
FDEU|FIRST TRUST DYNAMIC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
FDEU|FIRST TRUST DYNAMIC|MACC|Mid Atlantic Capital Corporation|1
FDEU|FIRST TRUST DYNAMIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13000
FDEU|FIRST TRUST DYNAMIC|MSCO|MORGAN STANLEY & CO. LLC|114032
FDEU|FIRST TRUST DYNAMIC|MSPL|MORGAN STANLEY & CO. LLC|3900
FDEU|FIRST TRUST DYNAMIC|NBCS|NBC Securities, INC.|4710
FDEU|FIRST TRUST DYNAMIC|NFSC|National Financial Services LLC|52665
FDEU|FIRST TRUST DYNAMIC|NITE|VIRTU Americas LLC|185812
FDEU|FIRST TRUST DYNAMIC|NQRB|Brut, LLC|2400
FDEU|FIRST TRUST DYNAMIC|OPCO|Oppenheimer & Co. Inc.|4556
FDEU|FIRST TRUST DYNAMIC|PDQM|CODA MARKETS, INC.|10985
FDEU|FIRST TRUST DYNAMIC|PWJC|UBS Financial Services, Inc.|43267
FDEU|FIRST TRUST DYNAMIC|RBCM|RBC CAPITAL MARKETS, LLC|94348
FDEU|FIRST TRUST DYNAMIC|SALI|INTL FCSTONE FINANCIAL INC.|1705
FDEU|FIRST TRUST DYNAMIC|SGMT|GOLDMAN SACHS & CO. LLC|3626
FDEU|FIRST TRUST DYNAMIC|SPDR|SPEEDROUTE LLC|5352
FDEU|FIRST TRUST DYNAMIC|STFL|Stifel, Nicolaus & Company, Incorporated|13361
FDEU|FIRST TRUST DYNAMIC|SWIM|TD Ameritrade, Inc.|200
FDEU|FIRST TRUST DYNAMIC|SWST|Hilltop Securities Inc.|2327
FDEU|FIRST TRUST DYNAMIC|TRBT|Tradebot Systems, Inc.|1965
FDEU|FIRST TRUST DYNAMIC|TRCM|TRC MARKETS LLC|300
FDEU|FIRST TRUST DYNAMIC|UBSA|UBS SECURITIES LLC|22670
FDEU|FIRST TRUST DYNAMIC|UBSS|UBS Securities LLC|229891
FDEU|FIRST TRUST DYNAMIC|VALX|VIRTU AMERICAS LLC|100
FDEU|FIRST TRUST DYNAMIC|VGRD|Vanguard Marketing Corporation|779
FDEU|FIRST TRUST DYNAMIC|WCHV|WELLS FARGO SECURITIES, LLC|119797
FDEU|FIRST TRUST DYNAMIC|WEDB|WEDBUSH SECURITIES INC.|10
FDEU|FIRST TRUST DYNAMIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|915
FDEU|FIRST TRUST DYNAMIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28390
FDEU|FIRST TRUST DYNAMIC|WSEA|WOLVERINE SECURITIES, LLC|1565
FDEU|FIRST TRUST DYNAMIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
FDEU|FIRST TRUST DYNAMIC|YKNA|COMHAR CAPITAL MARKETS, LLC|915
FDEU|FIRST TRUST DYNAMIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24221
FDHY|FIDELITY HIGH YIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
FDHY|FIDELITY HIGH YIELD|ETRS|E*Trade Securities LLC|20
FDHY|FIDELITY HIGH YIELD|GSLT|GOLDMAN SACHS & CO. LLC|2
FDHY|FIDELITY HIGH YIELD|KCGM|VIRTU Americas LLC|6
FDHY|FIDELITY HIGH YIELD|LIME|Lime Brokerage LLC|175
FDHY|FIDELITY HIGH YIELD|NFSC|National Financial Services LLC|3899
FDHY|FIDELITY HIGH YIELD|NITE|VIRTU Americas LLC|292
FDHY|FIDELITY HIGH YIELD|NITP|VIRTU Americas LLC|2507
FDIS|FIDELITY CON DIS ETF|APCC|Apex Clearing Corporation|32
FDIS|FIDELITY CON DIS ETF|BATM|CBOE TRADING, INC.|408
FDIS|FIDELITY CON DIS ETF|BBNT|BB&T SECURITIES, LLC|87
FDIS|FIDELITY CON DIS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|252
FDIS|FIDELITY CON DIS ETF|CANT|Cantor Fitzgerald & Co.|10445
FDIS|FIDELITY CON DIS ETF|CHAS|Charles Schwab & Co., Inc.|299
FDIS|FIDELITY CON DIS ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4000
FDIS|FIDELITY CON DIS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15691
FDIS|FIDELITY CON DIS ETF|CSIN|Citadel Securities Institutional LLC|172767
FDIS|FIDELITY CON DIS ETF|CTDL|Citadel Derivatives Group Llc|184233
FDIS|FIDELITY CON DIS ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1998
FDIS|FIDELITY CON DIS ETF|DBAX|Deutsche Bank Securities Inc.|3700
FDIS|FIDELITY CON DIS ETF|DEAN|MORGAN STANLEY|175
FDIS|FIDELITY CON DIS ETF|EBXL|EBX LLC|4200
FDIS|FIDELITY CON DIS ETF|EDJO|Edward D. Jones & Co., L.P.|902
FDIS|FIDELITY CON DIS ETF|EGXM|CBOE TRADING, INC.|19
FDIS|FIDELITY CON DIS ETF|ETRS|E*Trade Securities LLC|26086
FDIS|FIDELITY CON DIS ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|377
FDIS|FIDELITY CON DIS ETF|FTBR|Foliofn Investments, Inc.|546
FDIS|FIDELITY CON DIS ETF|GSCO|GOLDMAN SACHS & CO. LLC|1306
FDIS|FIDELITY CON DIS ETF|GSLT|GOLDMAN SACHS & CO. LLC|938
FDIS|FIDELITY CON DIS ETF|GTSZ|GTS SECURITIES LLC|716
FDIS|FIDELITY CON DIS ETF|HRBF|American Enterprise Investment Services Inc.|76
FDIS|FIDELITY CON DIS ETF|IBKR|Interactive Brokers Llc|430
FDIS|FIDELITY CON DIS ETF|ICBX|INSTINET, LLC|8332
FDIS|FIDELITY CON DIS ETF|INCA|INSTINET, LLC|229
FDIS|FIDELITY CON DIS ETF|ITGI|ITG Inc.|400
FDIS|FIDELITY CON DIS ETF|JMPT|JUMP TRADING, LLC|166
FDIS|FIDELITY CON DIS ETF|JPMX|J.P. Morgan Securities LLC|5400
FDIS|FIDELITY CON DIS ETF|JSJX|JANE STREET CAPITAL LLC|209960
FDIS|FIDELITY CON DIS ETF|KCGM|VIRTU Americas LLC|9378
FDIS|FIDELITY CON DIS ETF|LEHM|Barclays Capital Inc./Le|11839
FDIS|FIDELITY CON DIS ETF|LIME|Lime Brokerage LLC|5841
FDIS|FIDELITY CON DIS ETF|LTCO|Ladenburg, Thalmann & Co., Inc.|47187
FDIS|FIDELITY CON DIS ETF|MACC|Mid Atlantic Capital Corporation|102
FDIS|FIDELITY CON DIS ETF|MAXM|Maxim Group LLC|20993
FDIS|FIDELITY CON DIS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
FDIS|FIDELITY CON DIS ETF|MOTF|MOTIF INVESTING, INC.|1
FDIS|FIDELITY CON DIS ETF|MSCO|MORGAN STANLEY & CO. LLC|241496
FDIS|FIDELITY CON DIS ETF|MSPL|MORGAN STANLEY & CO. LLC|2700
FDIS|FIDELITY CON DIS ETF|NEUB|NEUBERGER BERMAN BD LLC|65
FDIS|FIDELITY CON DIS ETF|NFSC|National Financial Services LLC|936650
FDIS|FIDELITY CON DIS ETF|NITE|VIRTU Americas LLC|363074
FDIS|FIDELITY CON DIS ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1200
FDIS|FIDELITY CON DIS ETF|OPCO|Oppenheimer & Co. Inc.|200
FDIS|FIDELITY CON DIS ETF|PDQM|CODA MARKETS, INC.|500
FDIS|FIDELITY CON DIS ETF|RBCM|RBC CAPITAL MARKETS, LLC|984
FDIS|FIDELITY CON DIS ETF|SBSH|Citigroup Global Markets Inc.|8541
FDIS|FIDELITY CON DIS ETF|SGMT|GOLDMAN SACHS & CO. LLC|1710
FDIS|FIDELITY CON DIS ETF|SPHN|Stephens Inc.|356
FDIS|FIDELITY CON DIS ETF|SWIM|TD Ameritrade, Inc.|341
FDIS|FIDELITY CON DIS ETF|TKNG|ALLY INVEST SECURITIES LLC|298
FDIS|FIDELITY CON DIS ETF|UBSA|UBS SECURITIES LLC|20185
FDIS|FIDELITY CON DIS ETF|UBSS|UBS Securities LLC|24604
FDIS|FIDELITY CON DIS ETF|VGRD|Vanguard Marketing Corporation|3576
FDIS|FIDELITY CON DIS ETF|WBET|Wallachbeth Capital LLC|28800
FDIS|FIDELITY CON DIS ETF|WCHV|WELLS FARGO SECURITIES, LLC|6993
FDIS|FIDELITY CON DIS ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|237
FDIS|FIDELITY CON DIS ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11
FDIS|FIDELITY CON DIS ETF|WSEA|WOLVERINE SECURITIES, LLC|622
FDIS|FIDELITY CON DIS ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|300
FDIS|FIDELITY CON DIS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3091
FDIV|FIRST TRUST ETF IV|APCC|Apex Clearing Corporation|8
FDIV|FIRST TRUST ETF IV|BATM|CBOE TRADING, INC.|2102
FDIV|FIRST TRUST ETF IV|BBNT|BB&T SECURITIES, LLC|80
FDIV|FIRST TRUST ETF IV|CANT|Cantor Fitzgerald & Co.|109
FDIV|FIRST TRUST ETF IV|CHAS|Charles Schwab & Co., Inc.|1
FDIV|FIRST TRUST ETF IV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1182
FDIV|FIRST TRUST ETF IV|CSIN|Citadel Securities Institutional LLC|4750
FDIV|FIRST TRUST ETF IV|DADA|D.A. Davidson & Co.|1475
FDIV|FIRST TRUST ETF IV|DBAX|Deutsche Bank Securities Inc.|300
FDIV|FIRST TRUST ETF IV|EBXL|EBX LLC|100
FDIV|FIRST TRUST ETF IV|ETRS|E*Trade Securities LLC|1
FDIV|FIRST TRUST ETF IV|FBCO|Credit Suisse Securities (USA) LLC|812
FDIV|FIRST TRUST ETF IV|FOMA|TD AMERITRADE CLEARING, INC.|7863
FDIV|FIRST TRUST ETF IV|GEBB|GLOBAL EXECUTION BROKERS, LP|337
FDIV|FIRST TRUST ETF IV|GSLT|GOLDMAN SACHS & CO. LLC|424
FDIV|FIRST TRUST ETF IV|IBKR|Interactive Brokers Llc|2084
FDIV|FIRST TRUST ETF IV|JANY|Janney Montgomery Scott Inc.|100
FDIV|FIRST TRUST ETF IV|JPMX|J.P. Morgan Securities LLC|200
FDIV|FIRST TRUST ETF IV|JSEB|JANE STREET EXECUTION SERVICES, LLC|1720
FDIV|FIRST TRUST ETF IV|JSJX|JANE STREET CAPITAL LLC|16900
FDIV|FIRST TRUST ETF IV|KCGM|VIRTU Americas LLC|6680
FDIV|FIRST TRUST ETF IV|LIME|Lime Brokerage LLC|633
FDIV|FIRST TRUST ETF IV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
FDIV|FIRST TRUST ETF IV|MSCO|MORGAN STANLEY & CO. LLC|5126
FDIV|FIRST TRUST ETF IV|NFSC|National Financial Services LLC|4303
FDIV|FIRST TRUST ETF IV|NITE|VIRTU Americas LLC|7944
FDIV|FIRST TRUST ETF IV|RAJA|Raymond James & Associates, Inc.|2
FDIV|FIRST TRUST ETF IV|RBCM|RBC CAPITAL MARKETS, LLC|7637
FDIV|FIRST TRUST ETF IV|SALI|INTL FCSTONE FINANCIAL INC.|225
FDIV|FIRST TRUST ETF IV|SBSH|Citigroup Global Markets Inc.|2
FDIV|FIRST TRUST ETF IV|SGMT|GOLDMAN SACHS & CO. LLC|600
FDIV|FIRST TRUST ETF IV|STFL|Stifel, Nicolaus & Company, Incorporated|627
FDIV|FIRST TRUST ETF IV|TRCM|TRC MARKETS LLC|3
FDIV|FIRST TRUST ETF IV|UBSA|UBS SECURITIES LLC|5182
FDIV|FIRST TRUST ETF IV|UBSS|UBS Securities LLC|20872
FDIV|FIRST TRUST ETF IV|VGRD|Vanguard Marketing Corporation|180
FDIV|FIRST TRUST ETF IV|WCHV|WELLS FARGO SECURITIES, LLC|115
FDIV|FIRST TRUST ETF IV|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FDIV|FIRST TRUST ETF IV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13687
FDL|FTETF MORNINGSTAR DV|AGIS|Aegis Capital Corp.|660
FDL|FTETF MORNINGSTAR DV|ALTX|Alternet Securities Inc.|291
FDL|FTETF MORNINGSTAR DV|APCC|Apex Clearing Corporation|821
FDL|FTETF MORNINGSTAR DV|BANK|Primevest Financial Services, Inc.|1645
FDL|FTETF MORNINGSTAR DV|BARD|Robert W. Baird & Co. Incorporated|25280
FDL|FTETF MORNINGSTAR DV|BATM|CBOE TRADING, INC.|916
FDL|FTETF MORNINGSTAR DV|BBNT|BB&T SECURITIES, LLC|33783
FDL|FTETF MORNINGSTAR DV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38079
FDL|FTETF MORNINGSTAR DV|CANT|Cantor Fitzgerald & Co.|82
FDL|FTETF MORNINGSTAR DV|CHAS|Charles Schwab & Co., Inc.|122
FDL|FTETF MORNINGSTAR DV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13849
FDL|FTETF MORNINGSTAR DV|CSIN|Citadel Securities Institutional LLC|43876
FDL|FTETF MORNINGSTAR DV|CTDL|Citadel Derivatives Group Llc|43876
FDL|FTETF MORNINGSTAR DV|DADA|D.A. Davidson & Co.|16
FDL|FTETF MORNINGSTAR DV|DBAB|Deutsche Bank Securities Inc.|480
FDL|FTETF MORNINGSTAR DV|DBAX|Deutsche Bank Securities Inc.|600
FDL|FTETF MORNINGSTAR DV|DEAN|MORGAN STANLEY|23889
FDL|FTETF MORNINGSTAR DV|EBXL|EBX LLC|5500
FDL|FTETF MORNINGSTAR DV|ECUT|CONVERGEX EXECUTION SOLUTIONS|3857
FDL|FTETF MORNINGSTAR DV|EDJO|Edward D. Jones & Co., L.P.|15183
FDL|FTETF MORNINGSTAR DV|EGAM|CBOE TRADING, INC.|291
FDL|FTETF MORNINGSTAR DV|ETRS|E*Trade Securities LLC|1545
FDL|FTETF MORNINGSTAR DV|FBSB|U.S. Bancorp Investments, Inc.|700
FDL|FTETF MORNINGSTAR DV|FINX|FINTECH SECURITIES|1475
FDL|FTETF MORNINGSTAR DV|FMAF|NBCN Inc./ CDS|425
FDL|FTETF MORNINGSTAR DV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|322
FDL|FTETF MORNINGSTAR DV|FTBR|Foliofn Investments, Inc.|2888
FDL|FTETF MORNINGSTAR DV|GBMT|GBM International, Inc.|2509
FDL|FTETF MORNINGSTAR DV|GSCO|GOLDMAN SACHS & CO. LLC|100
FDL|FTETF MORNINGSTAR DV|GSLT|GOLDMAN SACHS & CO. LLC|910
FDL|FTETF MORNINGSTAR DV|HRBF|American Enterprise Investment Services Inc.|56934
FDL|FTETF MORNINGSTAR DV|IBKR|Interactive Brokers Llc|1694
FDL|FTETF MORNINGSTAR DV|ICBX|INSTINET, LLC|5500
FDL|FTETF MORNINGSTAR DV|INCA|INSTINET, LLC|2
FDL|FTETF MORNINGSTAR DV|ITGI|ITG Inc.|1891
FDL|FTETF MORNINGSTAR DV|JANY|Janney Montgomery Scott Inc.|11503
FDL|FTETF MORNINGSTAR DV|JMPT|JUMP TRADING, LLC|150
FDL|FTETF MORNINGSTAR DV|JPMX|J.P. Morgan Securities LLC|11000
FDL|FTETF MORNINGSTAR DV|JSEB|JANE STREET EXECUTION SERVICES, LLC|6238
FDL|FTETF MORNINGSTAR DV|JSJX|JANE STREET CAPITAL LLC|288281
FDL|FTETF MORNINGSTAR DV|KCGM|VIRTU Americas LLC|4731
FDL|FTETF MORNINGSTAR DV|LEHM|Barclays Capital Inc./Le|32286
FDL|FTETF MORNINGSTAR DV|LGNT|COR CLEARING LLC|30
FDL|FTETF MORNINGSTAR DV|LIME|Lime Brokerage LLC|1130
FDL|FTETF MORNINGSTAR DV|LSCI|Lek Securities Corporation|9
FDL|FTETF MORNINGSTAR DV|MACC|Mid Atlantic Capital Corporation|573
FDL|FTETF MORNINGSTAR DV|MCMF|Raymond James Ltd. Cds|1855
FDL|FTETF MORNINGSTAR DV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
FDL|FTETF MORNINGSTAR DV|MSCO|MORGAN STANLEY & CO. LLC|161776
FDL|FTETF MORNINGSTAR DV|MSPL|MORGAN STANLEY & CO. LLC|2000
FDL|FTETF MORNINGSTAR DV|NBCS|NBC Securities, INC.|800
FDL|FTETF MORNINGSTAR DV|NFSC|National Financial Services LLC|141645
FDL|FTETF MORNINGSTAR DV|NITE|VIRTU Americas LLC|257245
FDL|FTETF MORNINGSTAR DV|NQRB|Brut, LLC|3799
FDL|FTETF MORNINGSTAR DV|OPCO|Oppenheimer & Co. Inc.|7991
FDL|FTETF MORNINGSTAR DV|PDQM|CODA MARKETS, INC.|4500
FDL|FTETF MORNINGSTAR DV|PWJC|UBS Financial Services, Inc.|51
FDL|FTETF MORNINGSTAR DV|RBCM|RBC CAPITAL MARKETS, LLC|33347
FDL|FTETF MORNINGSTAR DV|SALI|INTL FCSTONE FINANCIAL INC.|1
FDL|FTETF MORNINGSTAR DV|SBSH|Citigroup Global Markets Inc.|896
FDL|FTETF MORNINGSTAR DV|SGMT|GOLDMAN SACHS & CO. LLC|4690
FDL|FTETF MORNINGSTAR DV|SHMR|ABN Amro Clearing LLC|799
FDL|FTETF MORNINGSTAR DV|SPHN|Stephens Inc.|3749
FDL|FTETF MORNINGSTAR DV|STFL|Stifel, Nicolaus & Company, Incorporated|22186
FDL|FTETF MORNINGSTAR DV|SWST|Hilltop Securities Inc.|1191
FDL|FTETF MORNINGSTAR DV|TKNG|ALLY INVEST SECURITIES LLC|388
FDL|FTETF MORNINGSTAR DV|TRCM|TRC MARKETS LLC|400
FDL|FTETF MORNINGSTAR DV|UBSA|UBS SECURITIES LLC|13706
FDL|FTETF MORNINGSTAR DV|UBSS|UBS Securities LLC|385444
FDL|FTETF MORNINGSTAR DV|VGRD|Vanguard Marketing Corporation|3272
FDL|FTETF MORNINGSTAR DV|WCHV|WELLS FARGO SECURITIES, LLC|123894
FDL|FTETF MORNINGSTAR DV|WEDB|WEDBUSH SECURITIES INC.|177
FDL|FTETF MORNINGSTAR DV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1256
FDL|FTETF MORNINGSTAR DV|WSEA|WOLVERINE SECURITIES, LLC|3717
FDL|FTETF MORNINGSTAR DV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|95012
FDLO|FIDELITY LOW VOLATIL|APCC|Apex Clearing Corporation|12
FDLO|FIDELITY LOW VOLATIL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|365
FDLO|FIDELITY LOW VOLATIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1490
FDLO|FIDELITY LOW VOLATIL|DBAX|Deutsche Bank Securities Inc.|200
FDLO|FIDELITY LOW VOLATIL|EBXL|EBX LLC|200
FDLO|FIDELITY LOW VOLATIL|ETRS|E*Trade Securities LLC|32
FDLO|FIDELITY LOW VOLATIL|FTBR|Foliofn Investments, Inc.|4
FDLO|FIDELITY LOW VOLATIL|GSLT|GOLDMAN SACHS & CO. LLC|6092
FDLO|FIDELITY LOW VOLATIL|IBKR|Interactive Brokers Llc|1222
FDLO|FIDELITY LOW VOLATIL|ICBX|INSTINET, LLC|800
FDLO|FIDELITY LOW VOLATIL|JPMX|J.P. Morgan Securities LLC|200
FDLO|FIDELITY LOW VOLATIL|JSJX|JANE STREET CAPITAL LLC|64191
FDLO|FIDELITY LOW VOLATIL|KCGM|VIRTU Americas LLC|579
FDLO|FIDELITY LOW VOLATIL|LEHM|Barclays Capital Inc./Le|400
FDLO|FIDELITY LOW VOLATIL|LIME|Lime Brokerage LLC|1297
FDLO|FIDELITY LOW VOLATIL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FDLO|FIDELITY LOW VOLATIL|MSCO|MORGAN STANLEY & CO. LLC|7494
FDLO|FIDELITY LOW VOLATIL|MSPL|MORGAN STANLEY & CO. LLC|300
FDLO|FIDELITY LOW VOLATIL|NFSC|National Financial Services LLC|146306
FDLO|FIDELITY LOW VOLATIL|NITE|VIRTU Americas LLC|64226
FDLO|FIDELITY LOW VOLATIL|NITP|VIRTU Americas LLC|900
FDLO|FIDELITY LOW VOLATIL|UBSA|UBS SECURITIES LLC|214
FDLO|FIDELITY LOW VOLATIL|UBSS|UBS Securities LLC|1160
FDLO|FIDELITY LOW VOLATIL|VGRD|Vanguard Marketing Corporation|1517
FDLO|FIDELITY LOW VOLATIL|WSEA|WOLVERINE SECURITIES, LLC|4
FDLO|FIDELITY LOW VOLATIL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
FDLO|FIDELITY LOW VOLATIL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1234
FDM|1ST TR DJ SMI FD|APCC|Apex Clearing Corporation|26
FDM|1ST TR DJ SMI FD|BANK|Primevest Financial Services, Inc.|1024
FDM|1ST TR DJ SMI FD|BARD|Robert W. Baird & Co. Incorporated|2200
FDM|1ST TR DJ SMI FD|BBNT|BB&T SECURITIES, LLC|377
FDM|1ST TR DJ SMI FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
FDM|1ST TR DJ SMI FD|CHAS|Charles Schwab & Co., Inc.|9
FDM|1ST TR DJ SMI FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|407
FDM|1ST TR DJ SMI FD|DEAN|MORGAN STANLEY|4401
FDM|1ST TR DJ SMI FD|EDJO|Edward D. Jones & Co., L.P.|2859
FDM|1ST TR DJ SMI FD|EGAM|CBOE TRADING, INC.|1
FDM|1ST TR DJ SMI FD|ETRS|E*Trade Securities LLC|12665
FDM|1ST TR DJ SMI FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95
FDM|1ST TR DJ SMI FD|FTBR|Foliofn Investments, Inc.|390
FDM|1ST TR DJ SMI FD|IBKR|Interactive Brokers Llc|262
FDM|1ST TR DJ SMI FD|JSJX|JANE STREET CAPITAL LLC|22759
FDM|1ST TR DJ SMI FD|KCGM|VIRTU Americas LLC|100
FDM|1ST TR DJ SMI FD|LEHM|Barclays Capital Inc./Le|975
FDM|1ST TR DJ SMI FD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|727
FDM|1ST TR DJ SMI FD|LIME|Lime Brokerage LLC|1143
FDM|1ST TR DJ SMI FD|MACC|Mid Atlantic Capital Corporation|34
FDM|1ST TR DJ SMI FD|MCMF|Raymond James Ltd. Cds|37
FDM|1ST TR DJ SMI FD|MOTF|MOTIF INVESTING, INC.|2
FDM|1ST TR DJ SMI FD|MSCO|MORGAN STANLEY & CO. LLC|83809
FDM|1ST TR DJ SMI FD|NFSC|National Financial Services LLC|23621
FDM|1ST TR DJ SMI FD|NITE|VIRTU Americas LLC|21390
FDM|1ST TR DJ SMI FD|OPCO|Oppenheimer & Co. Inc.|285
FDM|1ST TR DJ SMI FD|RBCM|RBC CAPITAL MARKETS, LLC|1226
FDM|1ST TR DJ SMI FD|SALI|INTL FCSTONE FINANCIAL INC.|310
FDM|1ST TR DJ SMI FD|STFL|Stifel, Nicolaus & Company, Incorporated|3630
FDM|1ST TR DJ SMI FD|SWIM|TD Ameritrade, Inc.|300
FDM|1ST TR DJ SMI FD|UBSA|UBS SECURITIES LLC|1793
FDM|1ST TR DJ SMI FD|UBSS|UBS Securities LLC|25312
FDM|1ST TR DJ SMI FD|VGRD|Vanguard Marketing Corporation|813
FDM|1ST TR DJ SMI FD|WCHV|WELLS FARGO SECURITIES, LLC|6042
FDM|1ST TR DJ SMI FD|WGIF|CIBC World Markets Inc.|24
FDM|1ST TR DJ SMI FD|WSEA|WOLVERINE SECURITIES, LLC|75
FDM|1ST TR DJ SMI FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|684
FDMO|FIDELITY MOMENTUM FA|APCC|Apex Clearing Corporation|10
FDMO|FIDELITY MOMENTUM FA|BBNT|BB&T SECURITIES, LLC|15
FDMO|FIDELITY MOMENTUM FA|BYXM|CBOE TRADING, INC.|272
FDMO|FIDELITY MOMENTUM FA|CHAS|Charles Schwab & Co., Inc.|2
FDMO|FIDELITY MOMENTUM FA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11260
FDMO|FIDELITY MOMENTUM FA|CSIN|Citadel Securities Institutional LLC|17436
FDMO|FIDELITY MOMENTUM FA|CTDL|Citadel Derivatives Group Llc|17436
FDMO|FIDELITY MOMENTUM FA|DBAX|Deutsche Bank Securities Inc.|1400
FDMO|FIDELITY MOMENTUM FA|EBXL|EBX LLC|3900
FDMO|FIDELITY MOMENTUM FA|ETRS|E*Trade Securities LLC|2301
FDMO|FIDELITY MOMENTUM FA|FILL|Tradestation Securities, Inc.|899
FDMO|FIDELITY MOMENTUM FA|FTBR|Foliofn Investments, Inc.|4
FDMO|FIDELITY MOMENTUM FA|GTSZ|GTS SECURITIES LLC|1014
FDMO|FIDELITY MOMENTUM FA|IATS|INTERACTIVE BROKERS LLC|480
FDMO|FIDELITY MOMENTUM FA|IBKR|Interactive Brokers Llc|527
FDMO|FIDELITY MOMENTUM FA|ICBX|INSTINET, LLC|2570
FDMO|FIDELITY MOMENTUM FA|JPMX|J.P. Morgan Securities LLC|714
FDMO|FIDELITY MOMENTUM FA|JSJX|JANE STREET CAPITAL LLC|128756
FDMO|FIDELITY MOMENTUM FA|KCGM|VIRTU Americas LLC|5579
FDMO|FIDELITY MOMENTUM FA|LEHM|Barclays Capital Inc./Le|11200
FDMO|FIDELITY MOMENTUM FA|LIME|Lime Brokerage LLC|2362
FDMO|FIDELITY MOMENTUM FA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10826
FDMO|FIDELITY MOMENTUM FA|MSCO|MORGAN STANLEY & CO. LLC|585
FDMO|FIDELITY MOMENTUM FA|MSPL|MORGAN STANLEY & CO. LLC|400
FDMO|FIDELITY MOMENTUM FA|NFSC|National Financial Services LLC|233744
FDMO|FIDELITY MOMENTUM FA|NITE|VIRTU Americas LLC|70480
FDMO|FIDELITY MOMENTUM FA|NITP|VIRTU Americas LLC|100
FDMO|FIDELITY MOMENTUM FA|SGMT|GOLDMAN SACHS & CO. LLC|2610
FDMO|FIDELITY MOMENTUM FA|STFL|Stifel, Nicolaus & Company, Incorporated|100
FDMO|FIDELITY MOMENTUM FA|SWIM|TD Ameritrade, Inc.|96
FDMO|FIDELITY MOMENTUM FA|UBSA|UBS SECURITIES LLC|35885
FDMO|FIDELITY MOMENTUM FA|UBSS|UBS Securities LLC|3494
FDMO|FIDELITY MOMENTUM FA|VGRD|Vanguard Marketing Corporation|151
FDMO|FIDELITY MOMENTUM FA|WCHV|WELLS FARGO SECURITIES, LLC|50
FDMO|FIDELITY MOMENTUM FA|WSEA|WOLVERINE SECURITIES, LLC|1
FDMO|FIDELITY MOMENTUM FA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1280
FDN|1ST TR DOW J ITNT FD|ADAM|CANACCORD GENUITY INC.|100
FDN|1ST TR DOW J ITNT FD|AGIS|Aegis Capital Corp.|240
FDN|1ST TR DOW J ITNT FD|ALTX|Alternet Securities Inc.|13533
FDN|1ST TR DOW J ITNT FD|APCC|Apex Clearing Corporation|23473
FDN|1ST TR DOW J ITNT FD|BANK|Primevest Financial Services, Inc.|955
FDN|1ST TR DOW J ITNT FD|BARD|Robert W. Baird & Co. Incorporated|5542
FDN|1ST TR DOW J ITNT FD|BATM|CBOE TRADING, INC.|2742
FDN|1ST TR DOW J ITNT FD|BAYC|BAY CREST PARTNERS, LLC|400
FDN|1ST TR DOW J ITNT FD|BAYT|BTIG, LLC|402142
FDN|1ST TR DOW J ITNT FD|BBNT|BB&T SECURITIES, LLC|5984
FDN|1ST TR DOW J ITNT FD|BERN|Sanford C. Bernstein & Co., LLC|185
FDN|1ST TR DOW J ITNT FD|BKCM|BNY Mellon Capital Markets LLC|257
FDN|1ST TR DOW J ITNT FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63436
FDN|1ST TR DOW J ITNT FD|BLTK|Bulltick, Llc|2000
FDN|1ST TR DOW J ITNT FD|BTIG|BTIG, LLC|6737
FDN|1ST TR DOW J ITNT FD|BYXM|CBOE TRADING, INC.|200
FDN|1ST TR DOW J ITNT FD|CANT|Cantor Fitzgerald & Co.|91291
FDN|1ST TR DOW J ITNT FD|CHAS|Charles Schwab & Co., Inc.|31766
FDN|1ST TR DOW J ITNT FD|CICF|Canaccord Genuity Corp.|2842
FDN|1ST TR DOW J ITNT FD|CIST|Capital Institutional Services, Inc.|335
FDN|1ST TR DOW J ITNT FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26409
FDN|1ST TR DOW J ITNT FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|36
FDN|1ST TR DOW J ITNT FD|CRAG|KEPLER CAPITAL MARKETS, INC.|34000
FDN|1ST TR DOW J ITNT FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|134132
FDN|1ST TR DOW J ITNT FD|CSIN|Citadel Securities Institutional LLC|35736
FDN|1ST TR DOW J ITNT FD|CTDL|Citadel Derivatives Group Llc|53685
FDN|1ST TR DOW J ITNT FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|31882
FDN|1ST TR DOW J ITNT FD|DADA|D.A. Davidson & Co.|1566
FDN|1ST TR DOW J ITNT FD|DAVA|Davenport & Company LLC|623
FDN|1ST TR DOW J ITNT FD|DBAB|Deutsche Bank Securities Inc.|22832
FDN|1ST TR DOW J ITNT FD|DBAX|Deutsche Bank Securities Inc.|84000
FDN|1ST TR DOW J ITNT FD|DCHF|Dart Executions, LLC|5
FDN|1ST TR DOW J ITNT FD|DEAN|MORGAN STANLEY|47135
FDN|1ST TR DOW J ITNT FD|DEGS|RONIN PROFESSIONAL LLC|6871
FDN|1ST TR DOW J ITNT FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4420
FDN|1ST TR DOW J ITNT FD|EBXL|EBX LLC|94100
FDN|1ST TR DOW J ITNT FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|15928
FDN|1ST TR DOW J ITNT FD|EDJC|Edward Jones / CDS|312
FDN|1ST TR DOW J ITNT FD|EDJO|Edward D. Jones & Co., L.P.|33594
FDN|1ST TR DOW J ITNT FD|EGAM|CBOE TRADING, INC.|2284
FDN|1ST TR DOW J ITNT FD|EGMT|EG MARKET TECHNOLOGIES LLC|200
FDN|1ST TR DOW J ITNT FD|EGXM|CBOE TRADING, INC.|8617
FDN|1ST TR DOW J ITNT FD|EGXW|CBOE TRADING, INC.|1100
FDN|1ST TR DOW J ITNT FD|ETBE|Electronic Transaction Clearing, Inc.|4091
FDN|1ST TR DOW J ITNT FD|ETCB|ETC BROKERAGE SERVICES, LLC|142
FDN|1ST TR DOW J ITNT FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26727
FDN|1ST TR DOW J ITNT FD|ETRS|E*Trade Securities LLC|118261
FDN|1ST TR DOW J ITNT FD|FBSB|U.S. Bancorp Investments, Inc.|2883
FDN|1ST TR DOW J ITNT FD|FIDT|Fidelity Clearing Canada ULC./ CDS|1059
FDN|1ST TR DOW J ITNT FD|FILL|Tradestation Securities, Inc.|12699
FDN|1ST TR DOW J ITNT FD|FINX|FINTECH SECURITIES|165
FDN|1ST TR DOW J ITNT FD|FMAF|NBCN Inc./ CDS|2351
FDN|1ST TR DOW J ITNT FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12290
FDN|1ST TR DOW J ITNT FD|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|14500
FDN|1ST TR DOW J ITNT FD|FTBR|Foliofn Investments, Inc.|20080
FDN|1ST TR DOW J ITNT FD|GBMT|GBM International, Inc.|19112
FDN|1ST TR DOW J ITNT FD|GLIS|TD Securities Inc|1179
FDN|1ST TR DOW J ITNT FD|GLPX|ACS EXECUTION SERVICES, LLC|1733
FDN|1ST TR DOW J ITNT FD|GSCO|GOLDMAN SACHS & CO. LLC|278669
FDN|1ST TR DOW J ITNT FD|GSCS|GOLDMAN SACHS & CO. LLC|490
FDN|1ST TR DOW J ITNT FD|GSLT|GOLDMAN SACHS & CO. LLC|1952
FDN|1ST TR DOW J ITNT FD|GTSZ|GTS SECURITIES LLC|30296
FDN|1ST TR DOW J ITNT FD|HRBF|American Enterprise Investment Services Inc.|53701
FDN|1ST TR DOW J ITNT FD|HSBC|HSBC Securities, Inc.|505
FDN|1ST TR DOW J ITNT FD|IATS|INTERACTIVE BROKERS LLC|37599
FDN|1ST TR DOW J ITNT FD|IBKR|Interactive Brokers Llc|151697
FDN|1ST TR DOW J ITNT FD|ICBX|INSTINET, LLC|88364
FDN|1ST TR DOW J ITNT FD|INCA|INSTINET, LLC|12335
FDN|1ST TR DOW J ITNT FD|INJX|INSTINET, LLC|14522
FDN|1ST TR DOW J ITNT FD|ITGI|ITG Inc.|17889
FDN|1ST TR DOW J ITNT FD|ITGP|ITG INC.|4600
FDN|1ST TR DOW J ITNT FD|JANY|Janney Montgomery Scott Inc.|7016
FDN|1ST TR DOW J ITNT FD|JEFF|JEFFERIES LLC|217262
FDN|1ST TR DOW J ITNT FD|JMPT|JUMP TRADING, LLC|16251
FDN|1ST TR DOW J ITNT FD|JPBX|J.P. MORGAN SECURITIES LLC|2000
FDN|1ST TR DOW J ITNT FD|JPMX|J.P. Morgan Securities LLC|164350
FDN|1ST TR DOW J ITNT FD|JSEB|JANE STREET EXECUTION SERVICES, LLC|73480
FDN|1ST TR DOW J ITNT FD|JSJX|JANE STREET CAPITAL LLC|623083
FDN|1ST TR DOW J ITNT FD|KCGM|VIRTU Americas LLC|30119
FDN|1ST TR DOW J ITNT FD|LEHM|Barclays Capital Inc./Le|435860
FDN|1ST TR DOW J ITNT FD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|30300
FDN|1ST TR DOW J ITNT FD|LIME|Lime Brokerage LLC|45523
FDN|1ST TR DOW J ITNT FD|LSCI|Lek Securities Corporation|195
FDN|1ST TR DOW J ITNT FD|MACC|Mid Atlantic Capital Corporation|412
FDN|1ST TR DOW J ITNT FD|MAXM|Maxim Group LLC|51375
FDN|1ST TR DOW J ITNT FD|MBTS|ALLY INVEST SECURITIES LLC|6
FDN|1ST TR DOW J ITNT FD|MCMF|Raymond James Ltd. Cds|550
FDN|1ST TR DOW J ITNT FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58756
FDN|1ST TR DOW J ITNT FD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3706
FDN|1ST TR DOW J ITNT FD|MOTF|MOTIF INVESTING, INC.|198
FDN|1ST TR DOW J ITNT FD|MSCO|MORGAN STANLEY & CO. LLC|434850
FDN|1ST TR DOW J ITNT FD|MSPL|MORGAN STANLEY & CO. LLC|42900
FDN|1ST TR DOW J ITNT FD|MSTX|MORGAN STANLEY & CO. LLC|400
FDN|1ST TR DOW J ITNT FD|NATL|National Securities Corporation|48
FDN|1ST TR DOW J ITNT FD|NBCS|NBC Securities, INC.|660
FDN|1ST TR DOW J ITNT FD|NFSC|National Financial Services LLC|947598
FDN|1ST TR DOW J ITNT FD|NITE|VIRTU Americas LLC|1699419
FDN|1ST TR DOW J ITNT FD|NITP|VIRTU Americas LLC|1110
FDN|1ST TR DOW J ITNT FD|NORT|Northland Securities, Inc.|2900
FDN|1ST TR DOW J ITNT FD|NQRB|Brut, LLC|31996
FDN|1ST TR DOW J ITNT FD|NTBF|BMO Nesbitt Burns Inc./CDS|3726
FDN|1ST TR DOW J ITNT FD|NTRC|Northern Trust Securities, Inc.|1084
FDN|1ST TR DOW J ITNT FD|OPCO|Oppenheimer & Co. Inc.|48109
FDN|1ST TR DOW J ITNT FD|PCPT|PHILLIP CAPITAL INC.|22
FDN|1ST TR DOW J ITNT FD|PDQM|CODA MARKETS, INC.|4288
FDN|1ST TR DOW J ITNT FD|PHLY|NASDAQ Execution Services, LLC|3600
FDN|1ST TR DOW J ITNT FD|PWJC|UBS Financial Services, Inc.|6563
FDN|1ST TR DOW J ITNT FD|RBCM|RBC CAPITAL MARKETS, LLC|44694
FDN|1ST TR DOW J ITNT FD|RGLD|Regal Securities, Inc|18
FDN|1ST TR DOW J ITNT FD|SAGL|SAGETRADER, LLC|500
FDN|1ST TR DOW J ITNT FD|SALI|INTL FCSTONE FINANCIAL INC.|545
FDN|1ST TR DOW J ITNT FD|SBSH|Citigroup Global Markets Inc.|16792
FDN|1ST TR DOW J ITNT FD|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|140
FDN|1ST TR DOW J ITNT FD|SEIC|SEI Investments Distribution Co.|6833
FDN|1ST TR DOW J ITNT FD|SGMT|GOLDMAN SACHS & CO. LLC|57480
FDN|1ST TR DOW J ITNT FD|SHMR|ABN Amro Clearing LLC|10414
FDN|1ST TR DOW J ITNT FD|SPDR|SPEEDROUTE LLC|10700
FDN|1ST TR DOW J ITNT FD|SPHN|Stephens Inc.|1419
FDN|1ST TR DOW J ITNT FD|STFL|Stifel, Nicolaus & Company, Incorporated|18165
FDN|1ST TR DOW J ITNT FD|STKP|STOCKPILE INVESTMENTS, INC.|914
FDN|1ST TR DOW J ITNT FD|SWIM|TD Ameritrade, Inc.|48577
FDN|1ST TR DOW J ITNT FD|SWST|Hilltop Securities Inc.|3194
FDN|1ST TR DOW J ITNT FD|TKNG|ALLY INVEST SECURITIES LLC|3323
FDN|1ST TR DOW J ITNT FD|TRBT|Tradebot Systems, Inc.|167637
FDN|1ST TR DOW J ITNT FD|TRCM|TRC MARKETS LLC|271137
FDN|1ST TR DOW J ITNT FD|TWTT|TASTYWORKS, INC.|175
FDN|1ST TR DOW J ITNT FD|UBSA|UBS SECURITIES LLC|241535
FDN|1ST TR DOW J ITNT FD|UBSS|UBS Securities LLC|673156
FDN|1ST TR DOW J ITNT FD|VALX|VIRTU AMERICAS LLC|3
FDN|1ST TR DOW J ITNT FD|VGRD|Vanguard Marketing Corporation|84320
FDN|1ST TR DOW J ITNT FD|VSIN|Vision Financial Markets Llc|23
FDN|1ST TR DOW J ITNT FD|WBET|Wallachbeth Capital LLC|1513
FDN|1ST TR DOW J ITNT FD|WBLR|WILLIAM BLAIR|352
FDN|1ST TR DOW J ITNT FD|WBPX|SUMMIT SECURITIES GROUP, LLC|100
FDN|1ST TR DOW J ITNT FD|WCHV|WELLS FARGO SECURITIES, LLC|537814
FDN|1ST TR DOW J ITNT FD|WCSO|World Choice Securities, Inc.|40
FDN|1ST TR DOW J ITNT FD|WEDB|WEDBUSH SECURITIES INC.|432
FDN|1ST TR DOW J ITNT FD|WEED|Weeden & Co.L.P.|170
FDN|1ST TR DOW J ITNT FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11216
FDN|1ST TR DOW J ITNT FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15999
FDN|1ST TR DOW J ITNT FD|WFPB|Wells Fargo Securities, LLC.|734
FDN|1ST TR DOW J ITNT FD|WGIF|CIBC World Markets Inc.|801
FDN|1ST TR DOW J ITNT FD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|66
FDN|1ST TR DOW J ITNT FD|WSEA|WOLVERINE SECURITIES, LLC|17670
FDN|1ST TR DOW J ITNT FD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|36
FDN|1ST TR DOW J ITNT FD|XPUS|XP SECURITIES, LLC|2777
FDN|1ST TR DOW J ITNT FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|13712
FDN|1ST TR DOW J ITNT FD|YKNA|COMHAR CAPITAL MARKETS, LLC|150
FDN|1ST TR DOW J ITNT FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|161122
FDP|FRESH DEL MONTE PROD|ALTX|Alternet Securities Inc.|1600
FDP|FRESH DEL MONTE PROD|ANOS|ABEL/NOSER, L.L.C.|175
FDP|FRESH DEL MONTE PROD|APCC|Apex Clearing Corporation|27
FDP|FRESH DEL MONTE PROD|BARD|Robert W. Baird & Co. Incorporated|231
FDP|FRESH DEL MONTE PROD|BATM|CBOE TRADING, INC.|1180
FDP|FRESH DEL MONTE PROD|BBNT|BB&T SECURITIES, LLC|4
FDP|FRESH DEL MONTE PROD|BERN|Sanford C. Bernstein & Co., LLC|68754
FDP|FRESH DEL MONTE PROD|BIMI|Banca IMI Securities Corp.|76
FDP|FRESH DEL MONTE PROD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|713
FDP|FRESH DEL MONTE PROD|BLKX|INSTINET, LLC|28177
FDP|FRESH DEL MONTE PROD|BNPX|BNP PARIBAS SECURITIES CORP.|3312
FDP|FRESH DEL MONTE PROD|BTIG|BTIG, LLC|1002
FDP|FRESH DEL MONTE PROD|BYXM|CBOE TRADING, INC.|200
FDP|FRESH DEL MONTE PROD|BZYD|GOLDMAN SACHS & CO. LLC|591
FDP|FRESH DEL MONTE PROD|CHAS|Charles Schwab & Co., Inc.|161
FDP|FRESH DEL MONTE PROD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19559
FDP|FRESH DEL MONTE PROD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1301
FDP|FRESH DEL MONTE PROD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51726
FDP|FRESH DEL MONTE PROD|CSIN|Citadel Securities Institutional LLC|8831
FDP|FRESH DEL MONTE PROD|CTDL|Citadel Derivatives Group Llc|719
FDP|FRESH DEL MONTE PROD|CXCX|CITIGROUP GLOBAL MARKETS INC.|6544
FDP|FRESH DEL MONTE PROD|DBAB|Deutsche Bank Securities Inc.|14775
FDP|FRESH DEL MONTE PROD|DBAX|Deutsche Bank Securities Inc.|112600
FDP|FRESH DEL MONTE PROD|DBUL|Deutsche Bank Securities Inc.|700
FDP|FRESH DEL MONTE PROD|DEAN|MORGAN STANLEY|41022
FDP|FRESH DEL MONTE PROD|DEGS|RONIN PROFESSIONAL LLC|400
FDP|FRESH DEL MONTE PROD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|425
FDP|FRESH DEL MONTE PROD|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3500
FDP|FRESH DEL MONTE PROD|EBXL|EBX LLC|23800
FDP|FRESH DEL MONTE PROD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1805
FDP|FRESH DEL MONTE PROD|EDJO|Edward D. Jones & Co., L.P.|8
FDP|FRESH DEL MONTE PROD|EGAM|CBOE TRADING, INC.|2836
FDP|FRESH DEL MONTE PROD|EGXM|CBOE TRADING, INC.|459
FDP|FRESH DEL MONTE PROD|ETBE|Electronic Transaction Clearing, Inc.|645
FDP|FRESH DEL MONTE PROD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|27
FDP|FRESH DEL MONTE PROD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5609
FDP|FRESH DEL MONTE PROD|ETRS|E*Trade Securities LLC|21581
FDP|FRESH DEL MONTE PROD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|306
FDP|FRESH DEL MONTE PROD|FQLS|Quantlab Securities LP|35936
FDP|FRESH DEL MONTE PROD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30520
FDP|FRESH DEL MONTE PROD|FTBR|Foliofn Investments, Inc.|961
FDP|FRESH DEL MONTE PROD|GLIS|TD Securities Inc|100
FDP|FRESH DEL MONTE PROD|GLPX|ACS EXECUTION SERVICES, LLC|15816
FDP|FRESH DEL MONTE PROD|GSCO|GOLDMAN SACHS & CO. LLC|137677
FDP|FRESH DEL MONTE PROD|GSCS|GOLDMAN SACHS & CO. LLC|6699
FDP|FRESH DEL MONTE PROD|GSLT|GOLDMAN SACHS & CO. LLC|300
FDP|FRESH DEL MONTE PROD|GTSZ|GTS SECURITIES LLC|13687
FDP|FRESH DEL MONTE PROD|HRBF|American Enterprise Investment Services Inc.|129
FDP|FRESH DEL MONTE PROD|IATS|INTERACTIVE BROKERS LLC|300
FDP|FRESH DEL MONTE PROD|IBKR|Interactive Brokers Llc|524
FDP|FRESH DEL MONTE PROD|ICBX|INSTINET, LLC|6711
FDP|FRESH DEL MONTE PROD|IEQY|CITADEL SECURITIES LLC|10685
FDP|FRESH DEL MONTE PROD|INCA|INSTINET, LLC|36691
FDP|FRESH DEL MONTE PROD|INJX|INSTINET, LLC|35
FDP|FRESH DEL MONTE PROD|ITGI|ITG Inc.|25116
FDP|FRESH DEL MONTE PROD|ITGP|ITG INC.|15200
FDP|FRESH DEL MONTE PROD|JEFF|JEFFERIES LLC|13051
FDP|FRESH DEL MONTE PROD|JMPT|JUMP TRADING, LLC|3838
FDP|FRESH DEL MONTE PROD|JPBX|J.P. MORGAN SECURITIES LLC|7328
FDP|FRESH DEL MONTE PROD|JPMX|J.P. Morgan Securities LLC|53216
FDP|FRESH DEL MONTE PROD|JSEB|JANE STREET EXECUTION SERVICES, LLC|6339
FDP|FRESH DEL MONTE PROD|JSJX|JANE STREET CAPITAL LLC|2539
FDP|FRESH DEL MONTE PROD|KCGM|VIRTU Americas LLC|14058
FDP|FRESH DEL MONTE PROD|LEHM|Barclays Capital Inc./Le|87070
FDP|FRESH DEL MONTE PROD|LIME|Lime Brokerage LLC|17168
FDP|FRESH DEL MONTE PROD|LOOP|Loop Capital Markets LLC|2482
FDP|FRESH DEL MONTE PROD|LQNA|LIQUIDNET, INC.|37200
FDP|FRESH DEL MONTE PROD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19464
FDP|FRESH DEL MONTE PROD|MOTF|MOTIF INVESTING, INC.|6
FDP|FRESH DEL MONTE PROD|MSCO|MORGAN STANLEY & CO. LLC|201275
FDP|FRESH DEL MONTE PROD|MSPL|MORGAN STANLEY & CO. LLC|54200
FDP|FRESH DEL MONTE PROD|MSTX|MORGAN STANLEY & CO. LLC|34800
FDP|FRESH DEL MONTE PROD|NFSC|National Financial Services LLC|12283
FDP|FRESH DEL MONTE PROD|NITE|VIRTU Americas LLC|34554
FDP|FRESH DEL MONTE PROD|NQRB|Brut, LLC|1100
FDP|FRESH DEL MONTE PROD|PDQM|CODA MARKETS, INC.|45720
FDP|FRESH DEL MONTE PROD|PWJC|UBS Financial Services, Inc.|400
FDP|FRESH DEL MONTE PROD|RBCM|RBC CAPITAL MARKETS, LLC|2512
FDP|FRESH DEL MONTE PROD|SAGL|SAGETRADER, LLC|902
FDP|FRESH DEL MONTE PROD|SAGW|SAGETRADER, LLC|39
FDP|FRESH DEL MONTE PROD|SALI|INTL FCSTONE FINANCIAL INC.|48
FDP|FRESH DEL MONTE PROD|SBSH|Citigroup Global Markets Inc.|15913
FDP|FRESH DEL MONTE PROD|SGMT|GOLDMAN SACHS & CO. LLC|30636
FDP|FRESH DEL MONTE PROD|SPDR|SPEEDROUTE LLC|2000
FDP|FRESH DEL MONTE PROD|SSBS|STATE STREET GLOBAL MARKETS, LLC|2400
FDP|FRESH DEL MONTE PROD|STFL|Stifel, Nicolaus & Company, Incorporated|4
FDP|FRESH DEL MONTE PROD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3158
FDP|FRESH DEL MONTE PROD|SWIM|TD Ameritrade, Inc.|16812
FDP|FRESH DEL MONTE PROD|TRBT|Tradebot Systems, Inc.|25169
FDP|FRESH DEL MONTE PROD|TRCM|TRC MARKETS LLC|7850
FDP|FRESH DEL MONTE PROD|UBSA|UBS SECURITIES LLC|108226
FDP|FRESH DEL MONTE PROD|UBSS|UBS Securities LLC|134142
FDP|FRESH DEL MONTE PROD|VALX|VIRTU AMERICAS LLC|2283
FDP|FRESH DEL MONTE PROD|VGRD|Vanguard Marketing Corporation|365
FDP|FRESH DEL MONTE PROD|WBPX|SUMMIT SECURITIES GROUP, LLC|24
FDP|FRESH DEL MONTE PROD|WCHV|WELLS FARGO SECURITIES, LLC|5809
FDP|FRESH DEL MONTE PROD|WEED|Weeden & Co.L.P.|905
FDP|FRESH DEL MONTE PROD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|391
FDP|FRESH DEL MONTE PROD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1002
FDP|FRESH DEL MONTE PROD|WSEA|WOLVERINE SECURITIES, LLC|302
FDP|FRESH DEL MONTE PROD|XIST|INSTINET, LLC|20400
FDP|FRESH DEL MONTE PROD|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
FDP|FRESH DEL MONTE PROD|YKNA|COMHAR CAPITAL MARKETS, LLC|1107
FDP|FRESH DEL MONTE PROD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81
FDRR|FIDELITY DIVD R R|APCC|Apex Clearing Corporation|29
FDRR|FIDELITY DIVD R R|BBNT|BB&T SECURITIES, LLC|30219
FDRR|FIDELITY DIVD R R|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30152
FDRR|FIDELITY DIVD R R|CHAS|Charles Schwab & Co., Inc.|404
FDRR|FIDELITY DIVD R R|CIST|Capital Institutional Services, Inc.|323
FDRR|FIDELITY DIVD R R|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2681
FDRR|FIDELITY DIVD R R|CSIN|Citadel Securities Institutional LLC|181614
FDRR|FIDELITY DIVD R R|CTDL|Citadel Derivatives Group Llc|200713
FDRR|FIDELITY DIVD R R|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FDRR|FIDELITY DIVD R R|DBAX|Deutsche Bank Securities Inc.|500
FDRR|FIDELITY DIVD R R|EBXL|EBX LLC|1300
FDRR|FIDELITY DIVD R R|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
FDRR|FIDELITY DIVD R R|EGXM|CBOE TRADING, INC.|11
FDRR|FIDELITY DIVD R R|ETBE|Electronic Transaction Clearing, Inc.|200
FDRR|FIDELITY DIVD R R|ETRS|E*Trade Securities LLC|8203
FDRR|FIDELITY DIVD R R|FTBR|Foliofn Investments, Inc.|44
FDRR|FIDELITY DIVD R R|GTSZ|GTS SECURITIES LLC|850
FDRR|FIDELITY DIVD R R|HRBF|American Enterprise Investment Services Inc.|643
FDRR|FIDELITY DIVD R R|IATS|INTERACTIVE BROKERS LLC|460
FDRR|FIDELITY DIVD R R|IBKR|Interactive Brokers Llc|430
FDRR|FIDELITY DIVD R R|ICBX|INSTINET, LLC|37409
FDRR|FIDELITY DIVD R R|ITGI|ITG Inc.|1508
FDRR|FIDELITY DIVD R R|ITGP|ITG INC.|200
FDRR|FIDELITY DIVD R R|JPMX|J.P. Morgan Securities LLC|800
FDRR|FIDELITY DIVD R R|JSEB|JANE STREET EXECUTION SERVICES, LLC|36935
FDRR|FIDELITY DIVD R R|JSJX|JANE STREET CAPITAL LLC|28540
FDRR|FIDELITY DIVD R R|KCGM|VIRTU Americas LLC|16801
FDRR|FIDELITY DIVD R R|LEHM|Barclays Capital Inc./Le|7200
FDRR|FIDELITY DIVD R R|LIME|Lime Brokerage LLC|2717
FDRR|FIDELITY DIVD R R|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5500
FDRR|FIDELITY DIVD R R|MOTF|MOTIF INVESTING, INC.|1
FDRR|FIDELITY DIVD R R|MSCO|MORGAN STANLEY & CO. LLC|10440
FDRR|FIDELITY DIVD R R|MSPL|MORGAN STANLEY & CO. LLC|2600
FDRR|FIDELITY DIVD R R|NFSC|National Financial Services LLC|432529
FDRR|FIDELITY DIVD R R|NITE|VIRTU Americas LLC|197666
FDRR|FIDELITY DIVD R R|PWJC|UBS Financial Services, Inc.|1760
FDRR|FIDELITY DIVD R R|RBCM|RBC CAPITAL MARKETS, LLC|300
FDRR|FIDELITY DIVD R R|SGMT|GOLDMAN SACHS & CO. LLC|2579
FDRR|FIDELITY DIVD R R|STFL|Stifel, Nicolaus & Company, Incorporated|890
FDRR|FIDELITY DIVD R R|SWIM|TD Ameritrade, Inc.|920
FDRR|FIDELITY DIVD R R|SWST|Hilltop Securities Inc.|19
FDRR|FIDELITY DIVD R R|TKNG|ALLY INVEST SECURITIES LLC|160
FDRR|FIDELITY DIVD R R|TRCM|TRC MARKETS LLC|100
FDRR|FIDELITY DIVD R R|UBSA|UBS SECURITIES LLC|10328
FDRR|FIDELITY DIVD R R|UBSS|UBS Securities LLC|44569
FDRR|FIDELITY DIVD R R|VALX|VIRTU AMERICAS LLC|202
FDRR|FIDELITY DIVD R R|VGRD|Vanguard Marketing Corporation|2564
FDRR|FIDELITY DIVD R R|WCHV|WELLS FARGO SECURITIES, LLC|211
FDRR|FIDELITY DIVD R R|WSEA|WOLVERINE SECURITIES, LLC|6
FDRR|FIDELITY DIVD R R|XSTM|NATIONAL FINANCIAL SERVICES LLC|20088
FDRR|FIDELITY DIVD R R|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2855
FDS|FACTSET RESEARCH SYS|AGIS|Aegis Capital Corp.|400
FDS|FACTSET RESEARCH SYS|ALTX|Alternet Securities Inc.|1300
FDS|FACTSET RESEARCH SYS|ANOS|ABEL/NOSER, L.L.C.|87
FDS|FACTSET RESEARCH SYS|APCC|Apex Clearing Corporation|53
FDS|FACTSET RESEARCH SYS|BANK|Primevest Financial Services, Inc.|3
FDS|FACTSET RESEARCH SYS|BARD|Robert W. Baird & Co. Incorporated|810
FDS|FACTSET RESEARCH SYS|BATM|CBOE TRADING, INC.|6287
FDS|FACTSET RESEARCH SYS|BAYT|BTIG, LLC|3900
FDS|FACTSET RESEARCH SYS|BBNT|BB&T SECURITIES, LLC|816
FDS|FACTSET RESEARCH SYS|BERN|Sanford C. Bernstein & Co., LLC|12354
FDS|FACTSET RESEARCH SYS|BGCE|BGC Financial Inc.|1248
FDS|FACTSET RESEARCH SYS|BIAD|SAGETRADER, LLC|200
FDS|FACTSET RESEARCH SYS|BIDS|BIDS TRADING L.P.|1000
FDS|FACTSET RESEARCH SYS|BKCM|BNY Mellon Capital Markets LLC|5606
FDS|FACTSET RESEARCH SYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2093
FDS|FACTSET RESEARCH SYS|BLKX|INSTINET, LLC|39200
FDS|FACTSET RESEARCH SYS|BMOC|BMO Capital Markets Corp.|95
FDS|FACTSET RESEARCH SYS|BNPX|BNP PARIBAS SECURITIES CORP.|9095
FDS|FACTSET RESEARCH SYS|BRVL|BLAYLOCK VAN, LLC|600
FDS|FACTSET RESEARCH SYS|BTIG|BTIG, LLC|3500
FDS|FACTSET RESEARCH SYS|BYXM|CBOE TRADING, INC.|332
FDS|FACTSET RESEARCH SYS|CABR|Cabrera Capital Markets, Inc.|10
FDS|FACTSET RESEARCH SYS|CANT|Cantor Fitzgerald & Co.|18
FDS|FACTSET RESEARCH SYS|CHAS|Charles Schwab & Co., Inc.|15
FDS|FACTSET RESEARCH SYS|CIST|Capital Institutional Services, Inc.|1156
FDS|FACTSET RESEARCH SYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34725
FDS|FACTSET RESEARCH SYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7379
FDS|FACTSET RESEARCH SYS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FDS|FACTSET RESEARCH SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196392
FDS|FACTSET RESEARCH SYS|CTDL|Citadel Derivatives Group Llc|553
FDS|FACTSET RESEARCH SYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|31480
FDS|FACTSET RESEARCH SYS|DADA|D.A. Davidson & Co.|84
FDS|FACTSET RESEARCH SYS|DAVA|Davenport & Company LLC|38
FDS|FACTSET RESEARCH SYS|DBAB|Deutsche Bank Securities Inc.|55534
FDS|FACTSET RESEARCH SYS|DBAX|Deutsche Bank Securities Inc.|101800
FDS|FACTSET RESEARCH SYS|DBUL|Deutsche Bank Securities Inc.|900
FDS|FACTSET RESEARCH SYS|DCHF|Dart Executions, LLC|1529
FDS|FACTSET RESEARCH SYS|DEAN|MORGAN STANLEY|5601
FDS|FACTSET RESEARCH SYS|DEGS|RONIN PROFESSIONAL LLC|100
FDS|FACTSET RESEARCH SYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
FDS|FACTSET RESEARCH SYS|EBXL|EBX LLC|49600
FDS|FACTSET RESEARCH SYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|11132
FDS|FACTSET RESEARCH SYS|EDJO|Edward D. Jones & Co., L.P.|289
FDS|FACTSET RESEARCH SYS|EGAM|CBOE TRADING, INC.|3372
FDS|FACTSET RESEARCH SYS|EGAW|CBOE TRADING, INC.|14
FDS|FACTSET RESEARCH SYS|EGMT|EG MARKET TECHNOLOGIES LLC|408
FDS|FACTSET RESEARCH SYS|EGXM|CBOE TRADING, INC.|787
FDS|FACTSET RESEARCH SYS|EGXW|CBOE TRADING, INC.|200
FDS|FACTSET RESEARCH SYS|ETBE|Electronic Transaction Clearing, Inc.|220
FDS|FACTSET RESEARCH SYS|ETCC|Electronic Transaction Clearing, Inc.|160
FDS|FACTSET RESEARCH SYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29436
FDS|FACTSET RESEARCH SYS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
FDS|FACTSET RESEARCH SYS|ETRS|E*Trade Securities LLC|4202
FDS|FACTSET RESEARCH SYS|FBSB|U.S. Bancorp Investments, Inc.|61
FDS|FACTSET RESEARCH SYS|FILL|Tradestation Securities, Inc.|468
FDS|FACTSET RESEARCH SYS|FMAF|NBCN Inc./ CDS|305
FDS|FACTSET RESEARCH SYS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3737
FDS|FACTSET RESEARCH SYS|FQLS|Quantlab Securities LP|62927
FDS|FACTSET RESEARCH SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44416
FDS|FACTSET RESEARCH SYS|FTBR|Foliofn Investments, Inc.|1079
FDS|FACTSET RESEARCH SYS|GEBB|GLOBAL EXECUTION BROKERS, LP|1753
FDS|FACTSET RESEARCH SYS|GLIS|TD Securities Inc|50
FDS|FACTSET RESEARCH SYS|GLPX|ACS EXECUTION SERVICES, LLC|31186
FDS|FACTSET RESEARCH SYS|GSCO|GOLDMAN SACHS & CO. LLC|171473
FDS|FACTSET RESEARCH SYS|GSCS|GOLDMAN SACHS & CO. LLC|4236
FDS|FACTSET RESEARCH SYS|GSLT|GOLDMAN SACHS & CO. LLC|1487
FDS|FACTSET RESEARCH SYS|GTSZ|GTS SECURITIES LLC|55581
FDS|FACTSET RESEARCH SYS|HAPX|HAP Trading, LLC|200
FDS|FACTSET RESEARCH SYS|HRBF|American Enterprise Investment Services Inc.|1812
FDS|FACTSET RESEARCH SYS|IATS|INTERACTIVE BROKERS LLC|3783
FDS|FACTSET RESEARCH SYS|IBKR|Interactive Brokers Llc|3637
FDS|FACTSET RESEARCH SYS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|277
FDS|FACTSET RESEARCH SYS|ICBX|INSTINET, LLC|21700
FDS|FACTSET RESEARCH SYS|IEQY|CITADEL SECURITIES LLC|22710
FDS|FACTSET RESEARCH SYS|INCA|INSTINET, LLC|74310
FDS|FACTSET RESEARCH SYS|INJX|INSTINET, LLC|462
FDS|FACTSET RESEARCH SYS|ITGI|ITG Inc.|4959
FDS|FACTSET RESEARCH SYS|ITGP|ITG INC.|33400
FDS|FACTSET RESEARCH SYS|JANY|Janney Montgomery Scott Inc.|120
FDS|FACTSET RESEARCH SYS|JEFF|JEFFERIES LLC|32269
FDS|FACTSET RESEARCH SYS|JMPT|JUMP TRADING, LLC|17267
FDS|FACTSET RESEARCH SYS|JONE|JonesTrading|7068
FDS|FACTSET RESEARCH SYS|JPBX|J.P. MORGAN SECURITIES LLC|22624
FDS|FACTSET RESEARCH SYS|JPMX|J.P. Morgan Securities LLC|308755
FDS|FACTSET RESEARCH SYS|JSJX|JANE STREET CAPITAL LLC|14396
FDS|FACTSET RESEARCH SYS|KCGM|VIRTU Americas LLC|26789
FDS|FACTSET RESEARCH SYS|LEHM|Barclays Capital Inc./Le|198124
FDS|FACTSET RESEARCH SYS|LIME|Lime Brokerage LLC|5385
FDS|FACTSET RESEARCH SYS|LQNA|LIQUIDNET, INC.|40400
FDS|FACTSET RESEARCH SYS|LSCI|Lek Securities Corporation|100
FDS|FACTSET RESEARCH SYS|MACC|Mid Atlantic Capital Corporation|173
FDS|FACTSET RESEARCH SYS|MACQ|Macquarie Capital (USA) Inc.|200
FDS|FACTSET RESEARCH SYS|MAXM|Maxim Group LLC|11
FDS|FACTSET RESEARCH SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96612
FDS|FACTSET RESEARCH SYS|MOTF|MOTIF INVESTING, INC.|9
FDS|FACTSET RESEARCH SYS|MSCO|MORGAN STANLEY & CO. LLC|305797
FDS|FACTSET RESEARCH SYS|MSPL|MORGAN STANLEY & CO. LLC|151000
FDS|FACTSET RESEARCH SYS|MSTX|MORGAN STANLEY & CO. LLC|44500
FDS|FACTSET RESEARCH SYS|NFSC|National Financial Services LLC|29163
FDS|FACTSET RESEARCH SYS|NITE|VIRTU Americas LLC|118272
FDS|FACTSET RESEARCH SYS|NMRA|Nomura Securities International, Inc.|410000
FDS|FACTSET RESEARCH SYS|NQRB|Brut, LLC|350
FDS|FACTSET RESEARCH SYS|OHOS|TWO SIGMA SECURITIES, LLC|11824
FDS|FACTSET RESEARCH SYS|OPCO|Oppenheimer & Co. Inc.|86
FDS|FACTSET RESEARCH SYS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2438
FDS|FACTSET RESEARCH SYS|PCPT|PHILLIP CAPITAL INC.|20
FDS|FACTSET RESEARCH SYS|PDQM|CODA MARKETS, INC.|56850
FDS|FACTSET RESEARCH SYS|PWJC|UBS Financial Services, Inc.|88
FDS|FACTSET RESEARCH SYS|RBCM|RBC CAPITAL MARKETS, LLC|377
FDS|FACTSET RESEARCH SYS|SAGW|SAGETRADER, LLC|14
FDS|FACTSET RESEARCH SYS|SBSH|Citigroup Global Markets Inc.|33144
FDS|FACTSET RESEARCH SYS|SEIC|SEI Investments Distribution Co.|100
FDS|FACTSET RESEARCH SYS|SGMT|GOLDMAN SACHS & CO. LLC|45299
FDS|FACTSET RESEARCH SYS|SPDR|SPEEDROUTE LLC|2407
FDS|FACTSET RESEARCH SYS|SPHN|Stephens Inc.|121
FDS|FACTSET RESEARCH SYS|SPTD|MINT GLOBAL MARKETS, INC.|2378
FDS|FACTSET RESEARCH SYS|STFL|Stifel, Nicolaus & Company, Incorporated|9376
FDS|FACTSET RESEARCH SYS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|941
FDS|FACTSET RESEARCH SYS|SWIM|TD Ameritrade, Inc.|8676
FDS|FACTSET RESEARCH SYS|SWST|Hilltop Securities Inc.|68
FDS|FACTSET RESEARCH SYS|TKNG|ALLY INVEST SECURITIES LLC|209
FDS|FACTSET RESEARCH SYS|TRBT|Tradebot Systems, Inc.|51321
FDS|FACTSET RESEARCH SYS|TRCM|TRC MARKETS LLC|3259
FDS|FACTSET RESEARCH SYS|TWTT|TASTYWORKS, INC.|400
FDS|FACTSET RESEARCH SYS|UBSA|UBS SECURITIES LLC|198650
FDS|FACTSET RESEARCH SYS|UBSS|UBS Securities LLC|332177
FDS|FACTSET RESEARCH SYS|VALX|VIRTU AMERICAS LLC|7133
FDS|FACTSET RESEARCH SYS|VGRD|Vanguard Marketing Corporation|5218
FDS|FACTSET RESEARCH SYS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
FDS|FACTSET RESEARCH SYS|WCHV|WELLS FARGO SECURITIES, LLC|66821
FDS|FACTSET RESEARCH SYS|WDNX|WEEDEN & CO.L.P.|1304
FDS|FACTSET RESEARCH SYS|WEDB|WEDBUSH SECURITIES INC.|2
FDS|FACTSET RESEARCH SYS|WEED|Weeden & Co.L.P.|610
FDS|FACTSET RESEARCH SYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|845
FDS|FACTSET RESEARCH SYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12802
FDS|FACTSET RESEARCH SYS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|35
FDS|FACTSET RESEARCH SYS|WORD|Worden Capital Management LLC|15
FDS|FACTSET RESEARCH SYS|WSEA|WOLVERINE SECURITIES, LLC|1738
FDS|FACTSET RESEARCH SYS|XIST|INSTINET, LLC|6486
FDS|FACTSET RESEARCH SYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10608
FDS|FACTSET RESEARCH SYS|YKNA|COMHAR CAPITAL MARKETS, LLC|8752
FDS|FACTSET RESEARCH SYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1740
FDT|FT DEV MKTS EXUS A D|AGIS|Aegis Capital Corp.|400
FDT|FT DEV MKTS EXUS A D|ALTX|Alternet Securities Inc.|600
FDT|FT DEV MKTS EXUS A D|APCC|Apex Clearing Corporation|18
FDT|FT DEV MKTS EXUS A D|BANK|Primevest Financial Services, Inc.|1470
FDT|FT DEV MKTS EXUS A D|BARD|Robert W. Baird & Co. Incorporated|16660
FDT|FT DEV MKTS EXUS A D|BBNT|BB&T SECURITIES, LLC|4383
FDT|FT DEV MKTS EXUS A D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4577
FDT|FT DEV MKTS EXUS A D|BLTK|Bulltick, Llc|9676
FDT|FT DEV MKTS EXUS A D|BTIG|BTIG, LLC|8055
FDT|FT DEV MKTS EXUS A D|BYXM|CBOE TRADING, INC.|700
FDT|FT DEV MKTS EXUS A D|CANT|Cantor Fitzgerald & Co.|1150
FDT|FT DEV MKTS EXUS A D|CHAS|Charles Schwab & Co., Inc.|5
FDT|FT DEV MKTS EXUS A D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13071
FDT|FT DEV MKTS EXUS A D|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
FDT|FT DEV MKTS EXUS A D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25679
FDT|FT DEV MKTS EXUS A D|CSIN|Citadel Securities Institutional LLC|309439
FDT|FT DEV MKTS EXUS A D|CTDL|Citadel Derivatives Group Llc|390421
FDT|FT DEV MKTS EXUS A D|CXCX|CITIGROUP GLOBAL MARKETS INC.|5562
FDT|FT DEV MKTS EXUS A D|DADA|D.A. Davidson & Co.|2493
FDT|FT DEV MKTS EXUS A D|DBAB|Deutsche Bank Securities Inc.|1800
FDT|FT DEV MKTS EXUS A D|DBAX|Deutsche Bank Securities Inc.|20800
FDT|FT DEV MKTS EXUS A D|DEAN|MORGAN STANLEY|23039
FDT|FT DEV MKTS EXUS A D|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2284
FDT|FT DEV MKTS EXUS A D|EBXL|EBX LLC|31400
FDT|FT DEV MKTS EXUS A D|ECUT|CONVERGEX EXECUTION SOLUTIONS|1503
FDT|FT DEV MKTS EXUS A D|EDJO|Edward D. Jones & Co., L.P.|16130
FDT|FT DEV MKTS EXUS A D|EGAM|CBOE TRADING, INC.|1469
FDT|FT DEV MKTS EXUS A D|EGAW|CBOE TRADING, INC.|28
FDT|FT DEV MKTS EXUS A D|EGXM|CBOE TRADING, INC.|500
FDT|FT DEV MKTS EXUS A D|ETBE|Electronic Transaction Clearing, Inc.|100
FDT|FT DEV MKTS EXUS A D|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|740
FDT|FT DEV MKTS EXUS A D|ETRS|E*Trade Securities LLC|340
FDT|FT DEV MKTS EXUS A D|FBCO|Credit Suisse Securities (USA) LLC|24891
FDT|FT DEV MKTS EXUS A D|FBSB|U.S. Bancorp Investments, Inc.|1256
FDT|FT DEV MKTS EXUS A D|FILL|Tradestation Securities, Inc.|224
FDT|FT DEV MKTS EXUS A D|FINX|FINTECH SECURITIES|1936
FDT|FT DEV MKTS EXUS A D|FLTU|FLOW TRADERS US LLC|19348
FDT|FT DEV MKTS EXUS A D|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|19348
FDT|FT DEV MKTS EXUS A D|FOMA|TD AMERITRADE CLEARING, INC.|76201
FDT|FT DEV MKTS EXUS A D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70885
FDT|FT DEV MKTS EXUS A D|FTBR|Foliofn Investments, Inc.|17416
FDT|FT DEV MKTS EXUS A D|GEBB|GLOBAL EXECUTION BROKERS, LP|6599
FDT|FT DEV MKTS EXUS A D|GLPX|ACS EXECUTION SERVICES, LLC|3175
FDT|FT DEV MKTS EXUS A D|GSCO|GOLDMAN SACHS & CO. LLC|30585
FDT|FT DEV MKTS EXUS A D|GSLT|GOLDMAN SACHS & CO. LLC|600
FDT|FT DEV MKTS EXUS A D|GTSZ|GTS SECURITIES LLC|2521
FDT|FT DEV MKTS EXUS A D|HRBF|American Enterprise Investment Services Inc.|582
FDT|FT DEV MKTS EXUS A D|IATS|INTERACTIVE BROKERS LLC|11
FDT|FT DEV MKTS EXUS A D|IBKR|Interactive Brokers Llc|373
FDT|FT DEV MKTS EXUS A D|ICBX|INSTINET, LLC|16811
FDT|FT DEV MKTS EXUS A D|INCA|INSTINET, LLC|10974
FDT|FT DEV MKTS EXUS A D|ITGI|ITG Inc.|2321
FDT|FT DEV MKTS EXUS A D|ITGP|ITG INC.|5600
FDT|FT DEV MKTS EXUS A D|JANY|Janney Montgomery Scott Inc.|9868
FDT|FT DEV MKTS EXUS A D|JMPT|JUMP TRADING, LLC|790
FDT|FT DEV MKTS EXUS A D|JPMX|J.P. Morgan Securities LLC|15754
FDT|FT DEV MKTS EXUS A D|JSEB|JANE STREET EXECUTION SERVICES, LLC|143153
FDT|FT DEV MKTS EXUS A D|JSJX|JANE STREET CAPITAL LLC|140790
FDT|FT DEV MKTS EXUS A D|KCGM|VIRTU Americas LLC|12400
FDT|FT DEV MKTS EXUS A D|LEHM|Barclays Capital Inc./Le|23500
FDT|FT DEV MKTS EXUS A D|LIME|Lime Brokerage LLC|13075
FDT|FT DEV MKTS EXUS A D|MACC|Mid Atlantic Capital Corporation|1262
FDT|FT DEV MKTS EXUS A D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14848
FDT|FT DEV MKTS EXUS A D|MSCO|MORGAN STANLEY & CO. LLC|182014
FDT|FT DEV MKTS EXUS A D|MSPL|MORGAN STANLEY & CO. LLC|1800
FDT|FT DEV MKTS EXUS A D|NBCS|NBC Securities, INC.|2618
FDT|FT DEV MKTS EXUS A D|NFSC|National Financial Services LLC|126369
FDT|FT DEV MKTS EXUS A D|NITE|VIRTU Americas LLC|365142
FDT|FT DEV MKTS EXUS A D|NITP|VIRTU Americas LLC|55
FDT|FT DEV MKTS EXUS A D|NQRB|Brut, LLC|500
FDT|FT DEV MKTS EXUS A D|NTRC|Northern Trust Securities, Inc.|816
FDT|FT DEV MKTS EXUS A D|OLDM|OLD MISSION CAPITAL, LLC|900
FDT|FT DEV MKTS EXUS A D|OPCO|Oppenheimer & Co. Inc.|90055
FDT|FT DEV MKTS EXUS A D|PDQM|CODA MARKETS, INC.|8938
FDT|FT DEV MKTS EXUS A D|PWJC|UBS Financial Services, Inc.|2445
FDT|FT DEV MKTS EXUS A D|RAJA|Raymond James & Associates, Inc.|184025
FDT|FT DEV MKTS EXUS A D|RBCM|RBC CAPITAL MARKETS, LLC|31161
FDT|FT DEV MKTS EXUS A D|SAGL|SAGETRADER, LLC|4150
FDT|FT DEV MKTS EXUS A D|SALI|INTL FCSTONE FINANCIAL INC.|435
FDT|FT DEV MKTS EXUS A D|SBSH|Citigroup Global Markets Inc.|2321
FDT|FT DEV MKTS EXUS A D|SGMT|GOLDMAN SACHS & CO. LLC|24194
FDT|FT DEV MKTS EXUS A D|SPDR|SPEEDROUTE LLC|100
FDT|FT DEV MKTS EXUS A D|SPHN|Stephens Inc.|1570
FDT|FT DEV MKTS EXUS A D|STFL|Stifel, Nicolaus & Company, Incorporated|4847
FDT|FT DEV MKTS EXUS A D|SWIM|TD Ameritrade, Inc.|78
FDT|FT DEV MKTS EXUS A D|SWST|Hilltop Securities Inc.|1117
FDT|FT DEV MKTS EXUS A D|TRCM|TRC MARKETS LLC|233
FDT|FT DEV MKTS EXUS A D|UBSA|UBS SECURITIES LLC|95352
FDT|FT DEV MKTS EXUS A D|UBSS|UBS Securities LLC|252511
FDT|FT DEV MKTS EXUS A D|VALX|VIRTU AMERICAS LLC|1252
FDT|FT DEV MKTS EXUS A D|VGRD|Vanguard Marketing Corporation|378
FDT|FT DEV MKTS EXUS A D|WBET|Wallachbeth Capital LLC|380
FDT|FT DEV MKTS EXUS A D|WCHV|WELLS FARGO SECURITIES, LLC|176531
FDT|FT DEV MKTS EXUS A D|WEDB|WEDBUSH SECURITIES INC.|55
FDT|FT DEV MKTS EXUS A D|WSEA|WOLVERINE SECURITIES, LLC|3
FDT|FT DEV MKTS EXUS A D|XSTM|NATIONAL FINANCIAL SERVICES LLC|2198
FDT|FT DEV MKTS EXUS A D|YKNA|COMHAR CAPITAL MARKETS, LLC|900
FDT|FT DEV MKTS EXUS A D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|133759
FDTS|FT DV MKTS EXUS SMCP|BAYC|BAY CREST PARTNERS, LLC|20
FDTS|FT DV MKTS EXUS SMCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|860
FDTS|FT DV MKTS EXUS SMCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
FDTS|FT DV MKTS EXUS SMCP|CTDL|Citadel Derivatives Group Llc|3170
FDTS|FT DV MKTS EXUS SMCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
FDTS|FT DV MKTS EXUS SMCP|DADA|D.A. Davidson & Co.|2082
FDTS|FT DV MKTS EXUS SMCP|DBAX|Deutsche Bank Securities Inc.|1000
FDTS|FT DV MKTS EXUS SMCP|DEAN|MORGAN STANLEY|11
FDTS|FT DV MKTS EXUS SMCP|EBXL|EBX LLC|400
FDTS|FT DV MKTS EXUS SMCP|ETRS|E*Trade Securities LLC|2725
FDTS|FT DV MKTS EXUS SMCP|FBCO|Credit Suisse Securities (USA) LLC|13598
FDTS|FT DV MKTS EXUS SMCP|FOMA|TD AMERITRADE CLEARING, INC.|2064
FDTS|FT DV MKTS EXUS SMCP|GLPX|ACS EXECUTION SERVICES, LLC|260
FDTS|FT DV MKTS EXUS SMCP|GSCO|GOLDMAN SACHS & CO. LLC|3444
FDTS|FT DV MKTS EXUS SMCP|IBKR|Interactive Brokers Llc|2520
FDTS|FT DV MKTS EXUS SMCP|ICBX|INSTINET, LLC|200
FDTS|FT DV MKTS EXUS SMCP|ITGP|ITG INC.|200
FDTS|FT DV MKTS EXUS SMCP|JSJX|JANE STREET CAPITAL LLC|5270
FDTS|FT DV MKTS EXUS SMCP|LEHM|Barclays Capital Inc./Le|4800
FDTS|FT DV MKTS EXUS SMCP|LIME|Lime Brokerage LLC|879
FDTS|FT DV MKTS EXUS SMCP|MAXM|Maxim Group LLC|780
FDTS|FT DV MKTS EXUS SMCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
FDTS|FT DV MKTS EXUS SMCP|MSCO|MORGAN STANLEY & CO. LLC|1290
FDTS|FT DV MKTS EXUS SMCP|NFSC|National Financial Services LLC|1299
FDTS|FT DV MKTS EXUS SMCP|NITE|VIRTU Americas LLC|3022
FDTS|FT DV MKTS EXUS SMCP|STFL|Stifel, Nicolaus & Company, Incorporated|95
FDTS|FT DV MKTS EXUS SMCP|UBSA|UBS SECURITIES LLC|3590
FDTS|FT DV MKTS EXUS SMCP|UBSS|UBS Securities LLC|936
FDTS|FT DV MKTS EXUS SMCP|WSEA|WOLVERINE SECURITIES, LLC|6
FDTS|FT DV MKTS EXUS SMCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
FDUS|FIDUS INVESTMENT COR|APCC|Apex Clearing Corporation|605
FDUS|FIDUS INVESTMENT COR|BARD|Robert W. Baird & Co. Incorporated|18825
FDUS|FIDUS INVESTMENT COR|BATM|CBOE TRADING, INC.|627
FDUS|FIDUS INVESTMENT COR|BBNT|BB&T SECURITIES, LLC|37341
FDUS|FIDUS INVESTMENT COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1777
FDUS|FIDUS INVESTMENT COR|BTIG|BTIG, LLC|100
FDUS|FIDUS INVESTMENT COR|BZYD|GOLDMAN SACHS & CO. LLC|1457
FDUS|FIDUS INVESTMENT COR|CANT|Cantor Fitzgerald & Co.|12996
FDUS|FIDUS INVESTMENT COR|CHAS|Charles Schwab & Co., Inc.|20633
FDUS|FIDUS INVESTMENT COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6011
FDUS|FIDUS INVESTMENT COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|655
FDUS|FIDUS INVESTMENT COR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
FDUS|FIDUS INVESTMENT COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35324
FDUS|FIDUS INVESTMENT COR|CTDL|Citadel Derivatives Group Llc|1281
FDUS|FIDUS INVESTMENT COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|498
FDUS|FIDUS INVESTMENT COR|DADA|D.A. Davidson & Co.|11113
FDUS|FIDUS INVESTMENT COR|DBAB|Deutsche Bank Securities Inc.|8560
FDUS|FIDUS INVESTMENT COR|DBAX|Deutsche Bank Securities Inc.|12400
FDUS|FIDUS INVESTMENT COR|DEAN|MORGAN STANLEY|3837
FDUS|FIDUS INVESTMENT COR|DEGS|RONIN PROFESSIONAL LLC|1958
FDUS|FIDUS INVESTMENT COR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|943
FDUS|FIDUS INVESTMENT COR|EBXL|EBX LLC|7800
FDUS|FIDUS INVESTMENT COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|5043
FDUS|FIDUS INVESTMENT COR|EDJO|Edward D. Jones & Co., L.P.|3880
FDUS|FIDUS INVESTMENT COR|EGAM|CBOE TRADING, INC.|430
FDUS|FIDUS INVESTMENT COR|EGXM|CBOE TRADING, INC.|100
FDUS|FIDUS INVESTMENT COR|ESPO|ESPOSITO SECURITIES, LLC|279
FDUS|FIDUS INVESTMENT COR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|934
FDUS|FIDUS INVESTMENT COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1442
FDUS|FIDUS INVESTMENT COR|ETRS|E*Trade Securities LLC|71960
FDUS|FIDUS INVESTMENT COR|FBCO|Credit Suisse Securities (USA) LLC|17742
FDUS|FIDUS INVESTMENT COR|FILL|Tradestation Securities, Inc.|603
FDUS|FIDUS INVESTMENT COR|FMAF|NBCN Inc./ CDS|500
FDUS|FIDUS INVESTMENT COR|FOMA|TD AMERITRADE CLEARING, INC.|126231
FDUS|FIDUS INVESTMENT COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37110
FDUS|FIDUS INVESTMENT COR|FTBR|Foliofn Investments, Inc.|1682
FDUS|FIDUS INVESTMENT COR|GEBB|GLOBAL EXECUTION BROKERS, LP|2104
FDUS|FIDUS INVESTMENT COR|GLIS|TD Securities Inc|722
FDUS|FIDUS INVESTMENT COR|GLPX|ACS EXECUTION SERVICES, LLC|500
FDUS|FIDUS INVESTMENT COR|GSCO|GOLDMAN SACHS & CO. LLC|123562
FDUS|FIDUS INVESTMENT COR|GSCS|GOLDMAN SACHS & CO. LLC|5820
FDUS|FIDUS INVESTMENT COR|GSLT|GOLDMAN SACHS & CO. LLC|100
FDUS|FIDUS INVESTMENT COR|GTSZ|GTS SECURITIES LLC|1899
FDUS|FIDUS INVESTMENT COR|HRBF|American Enterprise Investment Services Inc.|8512
FDUS|FIDUS INVESTMENT COR|HSBC|HSBC Securities, Inc.|1600
FDUS|FIDUS INVESTMENT COR|IATS|INTERACTIVE BROKERS LLC|6612
FDUS|FIDUS INVESTMENT COR|IBKR|Interactive Brokers Llc|69040
FDUS|FIDUS INVESTMENT COR|ICBX|INSTINET, LLC|2200
FDUS|FIDUS INVESTMENT COR|INCA|INSTINET, LLC|24697
FDUS|FIDUS INVESTMENT COR|INJX|INSTINET, LLC|573
FDUS|FIDUS INVESTMENT COR|ITGI|ITG Inc.|7225
FDUS|FIDUS INVESTMENT COR|ITGP|ITG INC.|7800
FDUS|FIDUS INVESTMENT COR|JEFF|JEFFERIES LLC|7937
FDUS|FIDUS INVESTMENT COR|JMPT|JUMP TRADING, LLC|1891
FDUS|FIDUS INVESTMENT COR|JPBX|J.P. MORGAN SECURITIES LLC|368
FDUS|FIDUS INVESTMENT COR|JPMX|J.P. Morgan Securities LLC|10003
FDUS|FIDUS INVESTMENT COR|JSJX|JANE STREET CAPITAL LLC|4479
FDUS|FIDUS INVESTMENT COR|KCGM|VIRTU Americas LLC|1778
FDUS|FIDUS INVESTMENT COR|LEHM|Barclays Capital Inc./Le|40448
FDUS|FIDUS INVESTMENT COR|LIME|Lime Brokerage LLC|48782
FDUS|FIDUS INVESTMENT COR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
FDUS|FIDUS INVESTMENT COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10800
FDUS|FIDUS INVESTMENT COR|MOTF|MOTIF INVESTING, INC.|9
FDUS|FIDUS INVESTMENT COR|MSCO|MORGAN STANLEY & CO. LLC|161408
FDUS|FIDUS INVESTMENT COR|MSPL|MORGAN STANLEY & CO. LLC|21000
FDUS|FIDUS INVESTMENT COR|MSTX|MORGAN STANLEY & CO. LLC|4800
FDUS|FIDUS INVESTMENT COR|NFSC|National Financial Services LLC|156803
FDUS|FIDUS INVESTMENT COR|NITE|VIRTU Americas LLC|387284
FDUS|FIDUS INVESTMENT COR|NITP|VIRTU Americas LLC|1103
FDUS|FIDUS INVESTMENT COR|NQRB|Brut, LLC|315
FDUS|FIDUS INVESTMENT COR|OPCO|Oppenheimer & Co. Inc.|15134
FDUS|FIDUS INVESTMENT COR|PDQM|CODA MARKETS, INC.|1384
FDUS|FIDUS INVESTMENT COR|PHLY|NASDAQ Execution Services, LLC|1200
FDUS|FIDUS INVESTMENT COR|PICT|Pictet Overseas Inc.|600
FDUS|FIDUS INVESTMENT COR|PWJC|UBS Financial Services, Inc.|800
FDUS|FIDUS INVESTMENT COR|RAJA|Raymond James & Associates, Inc.|226161
FDUS|FIDUS INVESTMENT COR|RBCM|RBC CAPITAL MARKETS, LLC|13925
FDUS|FIDUS INVESTMENT COR|SAGL|SAGETRADER, LLC|226
FDUS|FIDUS INVESTMENT COR|SALI|INTL FCSTONE FINANCIAL INC.|6
FDUS|FIDUS INVESTMENT COR|SBSH|Citigroup Global Markets Inc.|11020
FDUS|FIDUS INVESTMENT COR|SGMT|GOLDMAN SACHS & CO. LLC|10553
FDUS|FIDUS INVESTMENT COR|SPDR|SPEEDROUTE LLC|3650
FDUS|FIDUS INVESTMENT COR|SPHN|Stephens Inc.|505
FDUS|FIDUS INVESTMENT COR|STFL|Stifel, Nicolaus & Company, Incorporated|10501
FDUS|FIDUS INVESTMENT COR|STKP|STOCKPILE INVESTMENTS, INC.|146
FDUS|FIDUS INVESTMENT COR|STXG|Stockcross Financial Services, Inc.|100
FDUS|FIDUS INVESTMENT COR|SWIM|TD Ameritrade, Inc.|37914
FDUS|FIDUS INVESTMENT COR|SWST|Hilltop Securities Inc.|14
FDUS|FIDUS INVESTMENT COR|TKNG|ALLY INVEST SECURITIES LLC|1760
FDUS|FIDUS INVESTMENT COR|TRBT|Tradebot Systems, Inc.|7865
FDUS|FIDUS INVESTMENT COR|TRCM|TRC MARKETS LLC|18840
FDUS|FIDUS INVESTMENT COR|UBSA|UBS SECURITIES LLC|37041
FDUS|FIDUS INVESTMENT COR|UBSS|UBS Securities LLC|357366
FDUS|FIDUS INVESTMENT COR|VALX|VIRTU AMERICAS LLC|323
FDUS|FIDUS INVESTMENT COR|VGRD|Vanguard Marketing Corporation|27226
FDUS|FIDUS INVESTMENT COR|WCHV|WELLS FARGO SECURITIES, LLC|61777
FDUS|FIDUS INVESTMENT COR|WEDB|WEDBUSH SECURITIES INC.|1600
FDUS|FIDUS INVESTMENT COR|WEED|Weeden & Co.L.P.|1240
FDUS|FIDUS INVESTMENT COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4500
FDUS|FIDUS INVESTMENT COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2422
FDUS|FIDUS INVESTMENT COR|WGIF|CIBC World Markets Inc.|157
FDUS|FIDUS INVESTMENT COR|WSEA|WOLVERINE SECURITIES, LLC|4265
FDUS|FIDUS INVESTMENT COR|XIST|INSTINET, LLC|400
FDUS|FIDUS INVESTMENT COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
FDUS|FIDUS INVESTMENT COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4495
FDUSL|FIDUS INVST 5.875 NT|APCC|Apex Clearing Corporation|100
FDUSL|FIDUS INVST 5.875 NT|BANK|Primevest Financial Services, Inc.|481
FDUSL|FIDUS INVST 5.875 NT|BBNT|BB&T SECURITIES, LLC|2410
FDUSL|FIDUS INVST 5.875 NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5554
FDUSL|FIDUS INVST 5.875 NT|CIST|Capital Institutional Services, Inc.|133
FDUSL|FIDUS INVST 5.875 NT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
FDUSL|FIDUS INVST 5.875 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2000
FDUSL|FIDUS INVST 5.875 NT|DBAX|Deutsche Bank Securities Inc.|1100
FDUSL|FIDUS INVST 5.875 NT|EBXL|EBX LLC|500
FDUSL|FIDUS INVST 5.875 NT|EGXM|CBOE TRADING, INC.|72
FDUSL|FIDUS INVST 5.875 NT|ETRS|E*Trade Securities LLC|9094
FDUSL|FIDUS INVST 5.875 NT|FBCO|Credit Suisse Securities (USA) LLC|1530
FDUSL|FIDUS INVST 5.875 NT|FOMA|TD AMERITRADE CLEARING, INC.|3848
FDUSL|FIDUS INVST 5.875 NT|GSCO|GOLDMAN SACHS & CO. LLC|800
FDUSL|FIDUS INVST 5.875 NT|GTSZ|GTS SECURITIES LLC|624
FDUSL|FIDUS INVST 5.875 NT|HRBF|American Enterprise Investment Services Inc.|112
FDUSL|FIDUS INVST 5.875 NT|IBKR|Interactive Brokers Llc|16378
FDUSL|FIDUS INVST 5.875 NT|ICBX|INSTINET, LLC|100
FDUSL|FIDUS INVST 5.875 NT|INCA|INSTINET, LLC|3500
FDUSL|FIDUS INVST 5.875 NT|JANY|Janney Montgomery Scott Inc.|3135
FDUSL|FIDUS INVST 5.875 NT|JPMX|J.P. Morgan Securities LLC|600
FDUSL|FIDUS INVST 5.875 NT|KCGM|VIRTU Americas LLC|800
FDUSL|FIDUS INVST 5.875 NT|LEHM|Barclays Capital Inc./Le|200
FDUSL|FIDUS INVST 5.875 NT|LIME|Lime Brokerage LLC|2000
FDUSL|FIDUS INVST 5.875 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
FDUSL|FIDUS INVST 5.875 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FDUSL|FIDUS INVST 5.875 NT|MSCO|MORGAN STANLEY & CO. LLC|4542
FDUSL|FIDUS INVST 5.875 NT|MSPL|MORGAN STANLEY & CO. LLC|100
FDUSL|FIDUS INVST 5.875 NT|NFSC|National Financial Services LLC|4483
FDUSL|FIDUS INVST 5.875 NT|NITE|VIRTU Americas LLC|14233
FDUSL|FIDUS INVST 5.875 NT|NQRB|Brut, LLC|100
FDUSL|FIDUS INVST 5.875 NT|RBCM|RBC CAPITAL MARKETS, LLC|280
FDUSL|FIDUS INVST 5.875 NT|SGMT|GOLDMAN SACHS & CO. LLC|400
FDUSL|FIDUS INVST 5.875 NT|SPDR|SPEEDROUTE LLC|400
FDUSL|FIDUS INVST 5.875 NT|STFL|Stifel, Nicolaus & Company, Incorporated|3701
FDUSL|FIDUS INVST 5.875 NT|UBSA|UBS SECURITIES LLC|2148
FDUSL|FIDUS INVST 5.875 NT|UBSS|UBS Securities LLC|15599
FDUSL|FIDUS INVST 5.875 NT|VGRD|Vanguard Marketing Corporation|215
FDUSL|FIDUS INVST 5.875 NT|WCHV|WELLS FARGO SECURITIES, LLC|9542
FDVV|FIDELITY HIGH DIVIDE|APCC|Apex Clearing Corporation|4
FDVV|FIDELITY HIGH DIVIDE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
FDVV|FIDELITY HIGH DIVIDE|CHAS|Charles Schwab & Co., Inc.|3002
FDVV|FIDELITY HIGH DIVIDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1285
FDVV|FIDELITY HIGH DIVIDE|CTDL|Citadel Derivatives Group Llc|52989
FDVV|FIDELITY HIGH DIVIDE|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FDVV|FIDELITY HIGH DIVIDE|DBAX|Deutsche Bank Securities Inc.|400
FDVV|FIDELITY HIGH DIVIDE|EBXL|EBX LLC|800
FDVV|FIDELITY HIGH DIVIDE|ETRS|E*Trade Securities LLC|41
FDVV|FIDELITY HIGH DIVIDE|FTBR|Foliofn Investments, Inc.|202
FDVV|FIDELITY HIGH DIVIDE|HRBF|American Enterprise Investment Services Inc.|1230
FDVV|FIDELITY HIGH DIVIDE|IATS|INTERACTIVE BROKERS LLC|300
FDVV|FIDELITY HIGH DIVIDE|IBKR|Interactive Brokers Llc|2619
FDVV|FIDELITY HIGH DIVIDE|ICBX|INSTINET, LLC|18056
FDVV|FIDELITY HIGH DIVIDE|INCA|INSTINET, LLC|500
FDVV|FIDELITY HIGH DIVIDE|ITGP|ITG INC.|1200
FDVV|FIDELITY HIGH DIVIDE|JSJX|JANE STREET CAPITAL LLC|32123
FDVV|FIDELITY HIGH DIVIDE|KCGM|VIRTU Americas LLC|25737
FDVV|FIDELITY HIGH DIVIDE|LEHM|Barclays Capital Inc./Le|2200
FDVV|FIDELITY HIGH DIVIDE|LIME|Lime Brokerage LLC|1078
FDVV|FIDELITY HIGH DIVIDE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
FDVV|FIDELITY HIGH DIVIDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7846
FDVV|FIDELITY HIGH DIVIDE|MOTF|MOTIF INVESTING, INC.|1
FDVV|FIDELITY HIGH DIVIDE|MSCO|MORGAN STANLEY & CO. LLC|70326
FDVV|FIDELITY HIGH DIVIDE|MSPL|MORGAN STANLEY & CO. LLC|6400
FDVV|FIDELITY HIGH DIVIDE|NFSC|National Financial Services LLC|327979
FDVV|FIDELITY HIGH DIVIDE|NITE|VIRTU Americas LLC|134010
FDVV|FIDELITY HIGH DIVIDE|NITP|VIRTU Americas LLC|300
FDVV|FIDELITY HIGH DIVIDE|PDQM|CODA MARKETS, INC.|900
FDVV|FIDELITY HIGH DIVIDE|SGMT|GOLDMAN SACHS & CO. LLC|111
FDVV|FIDELITY HIGH DIVIDE|STFL|Stifel, Nicolaus & Company, Incorporated|200
FDVV|FIDELITY HIGH DIVIDE|SWIM|TD Ameritrade, Inc.|115
FDVV|FIDELITY HIGH DIVIDE|TKNG|ALLY INVEST SECURITIES LLC|105
FDVV|FIDELITY HIGH DIVIDE|TRCM|TRC MARKETS LLC|192
FDVV|FIDELITY HIGH DIVIDE|UBSA|UBS SECURITIES LLC|8912
FDVV|FIDELITY HIGH DIVIDE|UBSS|UBS Securities LLC|5599
FDVV|FIDELITY HIGH DIVIDE|VALX|VIRTU AMERICAS LLC|100
FDVV|FIDELITY HIGH DIVIDE|VGRD|Vanguard Marketing Corporation|1679
FDVV|FIDELITY HIGH DIVIDE|WCHV|WELLS FARGO SECURITIES, LLC|6517
FDVV|FIDELITY HIGH DIVIDE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
FDVV|FIDELITY HIGH DIVIDE|WSEA|WOLVERINE SECURITIES, LLC|115
FDVV|FIDELITY HIGH DIVIDE|XSTM|NATIONAL FINANCIAL SERVICES LLC|5756
FDVV|FIDELITY HIGH DIVIDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|71616
FDX|FEDEX CORP|ABLE|NATIXIS Securities Americas LLC|128659
FDX|FEDEX CORP|ADAM|CANACCORD GENUITY INC.|730
FDX|FEDEX CORP|AGIS|Aegis Capital Corp.|2410
FDX|FEDEX CORP|ALTX|Alternet Securities Inc.|26067
FDX|FEDEX CORP|ANOS|ABEL/NOSER, L.L.C.|6434
FDX|FEDEX CORP|APCC|Apex Clearing Corporation|14052
FDX|FEDEX CORP|AURC|Aurora Capital LLC|340
FDX|FEDEX CORP|BALE|M&T SECURITIES, INC.|925
FDX|FEDEX CORP|BANK|Primevest Financial Services, Inc.|404
FDX|FEDEX CORP|BARD|Robert W. Baird & Co. Incorporated|14406
FDX|FEDEX CORP|BATM|CBOE TRADING, INC.|33603
FDX|FEDEX CORP|BAYC|BAY CREST PARTNERS, LLC|2757
FDX|FEDEX CORP|BAYT|BTIG, LLC|6600
FDX|FEDEX CORP|BBNT|BB&T SECURITIES, LLC|957
FDX|FEDEX CORP|BERN|Sanford C. Bernstein & Co., LLC|62570
FDX|FEDEX CORP|BIAD|SAGETRADER, LLC|234
FDX|FEDEX CORP|BIDS|BIDS TRADING L.P.|400
FDX|FEDEX CORP|BIMI|Banca IMI Securities Corp.|2216
FDX|FEDEX CORP|BKCM|BNY Mellon Capital Markets LLC|112
FDX|FEDEX CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67956
FDX|FEDEX CORP|BMOC|BMO Capital Markets Corp.|68380
FDX|FEDEX CORP|BNPX|BNP PARIBAS SECURITIES CORP.|331537
FDX|FEDEX CORP|BRGE|Newbridge Securities Corp.|1731
FDX|FEDEX CORP|BTIG|BTIG, LLC|2258
FDX|FEDEX CORP|BYXM|CBOE TRADING, INC.|4120
FDX|FEDEX CORP|BZYD|GOLDMAN SACHS & CO. LLC|100
FDX|FEDEX CORP|CANT|Cantor Fitzgerald & Co.|2671
FDX|FEDEX CORP|CBRA|Cobra Trading, Inc.|1000
FDX|FEDEX CORP|CHAS|Charles Schwab & Co., Inc.|10344
FDX|FEDEX CORP|CHBC|PENSERRA SECURITIES, LLC|2880
FDX|FEDEX CORP|CIBP|CIBC World Markets Corp.|242751
FDX|FEDEX CORP|CICF|Canaccord Genuity Corp.|2616
FDX|FEDEX CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|28000
FDX|FEDEX CORP|CIST|Capital Institutional Services, Inc.|7452
FDX|FEDEX CORP|CLSA|CLSA AMERICAS, LLC|100
FDX|FEDEX CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|178092
FDX|FEDEX CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10566
FDX|FEDEX CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32285
FDX|FEDEX CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|853393
FDX|FEDEX CORP|CTDL|Citadel Derivatives Group Llc|5062
FDX|FEDEX CORP|CTLR|CUTLER GROUP, LP|189
FDX|FEDEX CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|50542
FDX|FEDEX CORP|DADA|D.A. Davidson & Co.|2008
FDX|FEDEX CORP|DAVA|Davenport & Company LLC|4309
FDX|FEDEX CORP|DBAB|Deutsche Bank Securities Inc.|239449
FDX|FEDEX CORP|DBAX|Deutsche Bank Securities Inc.|583500
FDX|FEDEX CORP|DBUL|Deutsche Bank Securities Inc.|563
FDX|FEDEX CORP|DCHF|Dart Executions, LLC|11171
FDX|FEDEX CORP|DEAN|MORGAN STANLEY|20453
FDX|FEDEX CORP|DEGS|RONIN PROFESSIONAL LLC|886
FDX|FEDEX CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5828
FDX|FEDEX CORP|DRWC|DRW SECURITIES, L.L.C.|1800
FDX|FEDEX CORP|DRWK|DRW SECURITIES, L.L.C.|11193
FDX|FEDEX CORP|EBXL|EBX LLC|319100
FDX|FEDEX CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|25332
FDX|FEDEX CORP|EDJC|Edward Jones / CDS|2937
FDX|FEDEX CORP|EDJO|Edward D. Jones & Co., L.P.|21247
FDX|FEDEX CORP|EGAM|CBOE TRADING, INC.|21498
FDX|FEDEX CORP|EGAW|CBOE TRADING, INC.|288
FDX|FEDEX CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1346
FDX|FEDEX CORP|EGXM|CBOE TRADING, INC.|21481
FDX|FEDEX CORP|EGXW|CBOE TRADING, INC.|351
FDX|FEDEX CORP|ELEV|ELEVATION, LLC|1500
FDX|FEDEX CORP|ESPO|ESPOSITO SECURITIES, LLC|2010
FDX|FEDEX CORP|ETBE|Electronic Transaction Clearing, Inc.|62717
FDX|FEDEX CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
FDX|FEDEX CORP|ETCB|ETC BROKERAGE SERVICES, LLC|129
FDX|FEDEX CORP|ETCC|Electronic Transaction Clearing, Inc.|332
FDX|FEDEX CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|126133
FDX|FEDEX CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1204
FDX|FEDEX CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|660
FDX|FEDEX CORP|ETRS|E*Trade Securities LLC|583512
FDX|FEDEX CORP|FBSB|U.S. Bancorp Investments, Inc.|213
FDX|FEDEX CORP|FFSI|Firstrade Securities Inc.|28
FDX|FEDEX CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|113
FDX|FEDEX CORP|FILL|Tradestation Securities, Inc.|29178
FDX|FEDEX CORP|FINX|FINTECH SECURITIES|860
FDX|FEDEX CORP|FMAF|NBCN Inc./ CDS|13909
FDX|FEDEX CORP|FMCO|First Manhattan Co|5658
FDX|FEDEX CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15487
FDX|FEDEX CORP|FQLS|Quantlab Securities LP|310998
FDX|FEDEX CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97617
FDX|FEDEX CORP|FTBR|Foliofn Investments, Inc.|2447
FDX|FEDEX CORP|GBMT|GBM International, Inc.|2060
FDX|FEDEX CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|41437
FDX|FEDEX CORP|GLIS|TD Securities Inc|6059
FDX|FEDEX CORP|GLPX|ACS EXECUTION SERVICES, LLC|92504
FDX|FEDEX CORP|GSCO|GOLDMAN SACHS & CO. LLC|1923037
FDX|FEDEX CORP|GSCS|GOLDMAN SACHS & CO. LLC|26651
FDX|FEDEX CORP|GSLT|GOLDMAN SACHS & CO. LLC|13007
FDX|FEDEX CORP|GTSZ|GTS SECURITIES LLC|131509
FDX|FEDEX CORP|HAPX|HAP Trading, LLC|3622
FDX|FEDEX CORP|HASF|Haywood Securities Inc./CDS|163
FDX|FEDEX CORP|HCTA|Hardcastle Trading USA LLC|102220
FDX|FEDEX CORP|HPPX|POTAMUS TRADING, LLC|282
FDX|FEDEX CORP|HRBF|American Enterprise Investment Services Inc.|20261
FDX|FEDEX CORP|HSBC|HSBC Securities, Inc.|32487
FDX|FEDEX CORP|IATS|INTERACTIVE BROKERS LLC|47236
FDX|FEDEX CORP|IBKR|Interactive Brokers Llc|72068
FDX|FEDEX CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1932
FDX|FEDEX CORP|ICBX|INSTINET, LLC|97082
FDX|FEDEX CORP|IEQY|CITADEL SECURITIES LLC|169574
FDX|FEDEX CORP|INCA|INSTINET, LLC|627332
FDX|FEDEX CORP|INJX|INSTINET, LLC|9802
FDX|FEDEX CORP|ITGI|ITG Inc.|74064
FDX|FEDEX CORP|ITGP|ITG INC.|152000
FDX|FEDEX CORP|JANY|Janney Montgomery Scott Inc.|8879
FDX|FEDEX CORP|JEFF|JEFFERIES LLC|155888
FDX|FEDEX CORP|JGUN|Joseph Gunnar & Co.  LLC|150
FDX|FEDEX CORP|JMPT|JUMP TRADING, LLC|222148
FDX|FEDEX CORP|JONE|JonesTrading|3447
FDX|FEDEX CORP|JPBX|J.P. MORGAN SECURITIES LLC|168591
FDX|FEDEX CORP|JPMX|J.P. Morgan Securities LLC|541941
FDX|FEDEX CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|23397
FDX|FEDEX CORP|JSJX|JANE STREET CAPITAL LLC|13400
FDX|FEDEX CORP|KCGM|VIRTU Americas LLC|64579
FDX|FEDEX CORP|KCRD|PHX FINANCIAL, INC.|120
FDX|FEDEX CORP|LEHM|Barclays Capital Inc./Le|1037078
FDX|FEDEX CORP|LIME|Lime Brokerage LLC|53189
FDX|FEDEX CORP|LIWD|LIME BROKERAGE LLC|2265
FDX|FEDEX CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|80000
FDX|FEDEX CORP|LQNA|LIQUIDNET, INC.|11900
FDX|FEDEX CORP|LSCI|Lek Securities Corporation|6428
FDX|FEDEX CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1250
FDX|FEDEX CORP|MACC|Mid Atlantic Capital Corporation|2137
FDX|FEDEX CORP|MACQ|Macquarie Capital (USA) Inc.|400
FDX|FEDEX CORP|MAXM|Maxim Group LLC|1976
FDX|FEDEX CORP|MBTS|ALLY INVEST SECURITIES LLC|78
FDX|FEDEX CORP|MCMF|Raymond James Ltd. Cds|1846
FDX|FEDEX CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|209931
FDX|FEDEX CORP|MOTF|MOTIF INVESTING, INC.|40
FDX|FEDEX CORP|MPSG|E D & F Man Capital Markets Inc.|781
FDX|FEDEX CORP|MSCO|MORGAN STANLEY & CO. LLC|2887234
FDX|FEDEX CORP|MSPL|MORGAN STANLEY & CO. LLC|405300
FDX|FEDEX CORP|MSTX|MORGAN STANLEY & CO. LLC|142400
FDX|FEDEX CORP|NATL|National Securities Corporation|1426
FDX|FEDEX CORP|NBCS|NBC Securities, INC.|3523
FDX|FEDEX CORP|NEUB|NEUBERGER BERMAN BD LLC|13345
FDX|FEDEX CORP|NFSC|National Financial Services LLC|775134
FDX|FEDEX CORP|NITE|VIRTU Americas LLC|1398023
FDX|FEDEX CORP|NITP|VIRTU Americas LLC|392
FDX|FEDEX CORP|NQRB|Brut, LLC|3609
FDX|FEDEX CORP|NTBF|BMO Nesbitt Burns Inc./CDS|9436
FDX|FEDEX CORP|NTFN|Network 1 Financial Securities Inc.|382
FDX|FEDEX CORP|NTRC|Northern Trust Securities, Inc.|447
FDX|FEDEX CORP|OHOS|TWO SIGMA SECURITIES, LLC|84801
FDX|FEDEX CORP|OPCO|Oppenheimer & Co. Inc.|7480
FDX|FEDEX CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FDX|FEDEX CORP|PCFF|Pacific International Securities Inc./CDS|201
FDX|FEDEX CORP|PCPT|PHILLIP CAPITAL INC.|33
FDX|FEDEX CORP|PDQM|CODA MARKETS, INC.|190133
FDX|FEDEX CORP|PHLY|NASDAQ Execution Services, LLC|30400
FDX|FEDEX CORP|PICT|Pictet Overseas Inc.|700
FDX|FEDEX CORP|PIPR|Piper Jaffray & Co.|1270
FDX|FEDEX CORP|PNSR|Penserra Securities, LLC|2800
FDX|FEDEX CORP|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|2200
FDX|FEDEX CORP|PWJC|UBS Financial Services, Inc.|24816
FDX|FEDEX CORP|QMSR|QUATTRO M SECURITIES INC.|1021
FDX|FEDEX CORP|RBCM|RBC CAPITAL MARKETS, LLC|26738
FDX|FEDEX CORP|RGLD|Regal Securities, Inc|180
FDX|FEDEX CORP|RHCO|Suntrust Robinson Humphrey, Inc.|41252
FDX|FEDEX CORP|RJLC|RJL CAPITAL GROUP, LLC|450
FDX|FEDEX CORP|ROTH|Roth Capital Partners, LLC|800
FDX|FEDEX CORP|SAGL|SAGETRADER, LLC|39246
FDX|FEDEX CORP|SAGW|SAGETRADER, LLC|26
FDX|FEDEX CORP|SALI|INTL FCSTONE FINANCIAL INC.|1988
FDX|FEDEX CORP|SBRX|MURIEL SIEBERT & CO INC|215
FDX|FEDEX CORP|SBSH|Citigroup Global Markets Inc.|339132
FDX|FEDEX CORP|SCMC|Scotia Capital Markets (USA) Inc.|100
FDX|FEDEX CORP|SEIC|SEI Investments Distribution Co.|14065
FDX|FEDEX CORP|SGMT|GOLDMAN SACHS & CO. LLC|208306
FDX|FEDEX CORP|SJLS|TRADE INFORMATICS LLC|100
FDX|FEDEX CORP|SOGO|Wang Investment Associates, Inc.|50
FDX|FEDEX CORP|SPDR|SPEEDROUTE LLC|42510
FDX|FEDEX CORP|SPGS|Sea Port Group Securities, LLC|100
FDX|FEDEX CORP|SPHN|Stephens Inc.|4258
FDX|FEDEX CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|207
FDX|FEDEX CORP|STFL|Stifel, Nicolaus & Company, Incorporated|24273
FDX|FEDEX CORP|STKP|STOCKPILE INVESTMENTS, INC.|298
FDX|FEDEX CORP|STRS|STRATEGAS RESEARCH PARTNERS|1500
FDX|FEDEX CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3558
FDX|FEDEX CORP|SWIM|TD Ameritrade, Inc.|398694
FDX|FEDEX CORP|SWST|Hilltop Securities Inc.|4987
FDX|FEDEX CORP|TAGC|TELSEY ADVISORY GROUP LLC|2909
FDX|FEDEX CORP|TDSI|TD Securities (USA) LLC|600
FDX|FEDEX CORP|TKNG|ALLY INVEST SECURITIES LLC|7145
FDX|FEDEX CORP|TMBR|Timber Hill LLC|18965
FDX|FEDEX CORP|TRBT|Tradebot Systems, Inc.|286404
FDX|FEDEX CORP|TRCM|TRC MARKETS LLC|180990
FDX|FEDEX CORP|TWTT|TASTYWORKS, INC.|1940
FDX|FEDEX CORP|UBSA|UBS SECURITIES LLC|1154477
FDX|FEDEX CORP|UBSS|UBS Securities LLC|2455235
FDX|FEDEX CORP|VALX|VIRTU AMERICAS LLC|20441
FDX|FEDEX CORP|VGRD|Vanguard Marketing Corporation|56241
FDX|FEDEX CORP|VNDM|Wall Street Access|3000
FDX|FEDEX CORP|VSIN|Vision Financial Markets Llc|11
FDX|FEDEX CORP|WABR|Wall Street Access|4141
FDX|FEDEX CORP|WBLR|WILLIAM BLAIR|1579
FDX|FEDEX CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|7892
FDX|FEDEX CORP|WCHV|WELLS FARGO SECURITIES, LLC|243428
FDX|FEDEX CORP|WDNX|WEEDEN & CO.L.P.|4690
FDX|FEDEX CORP|WEDB|WEDBUSH SECURITIES INC.|22201
FDX|FEDEX CORP|WEED|Weeden & Co.L.P.|1287
FDX|FEDEX CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47930
FDX|FEDEX CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78136
FDX|FEDEX CORP|WGIF|CIBC World Markets Inc.|5061
FDX|FEDEX CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2842
FDX|FEDEX CORP|WOLF|Wolfe Trahan Securities|100
FDX|FEDEX CORP|WSAG|WALL STREET ACCESS|410
FDX|FEDEX CORP|WSEA|WOLVERINE SECURITIES, LLC|17807
FDX|FEDEX CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|550
FDX|FEDEX CORP|XIST|INSTINET, LLC|40104
FDX|FEDEX CORP|XPQR|Jump Trading|2199
FDX|FEDEX CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|189242
FDX|FEDEX CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|10417
FDX|FEDEX CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38176
FE|FIRSTENERGY CP|ABLE|NATIXIS Securities Americas LLC|1575832
FE|FIRSTENERGY CP|ADAM|CANACCORD GENUITY INC.|45252
FE|FIRSTENERGY CP|ALLN|Allen & Company LLC|27700
FE|FIRSTENERGY CP|ALTX|Alternet Securities Inc.|41903
FE|FIRSTENERGY CP|ANOS|ABEL/NOSER, L.L.C.|700
FE|FIRSTENERGY CP|APCC|Apex Clearing Corporation|11443
FE|FIRSTENERGY CP|AQUA|AQUA SECURITIES L.P.|11800
FE|FIRSTENERGY CP|BALE|M&T SECURITIES, INC.|1538
FE|FIRSTENERGY CP|BANK|Primevest Financial Services, Inc.|6013
FE|FIRSTENERGY CP|BARD|Robert W. Baird & Co. Incorporated|10619
FE|FIRSTENERGY CP|BATM|CBOE TRADING, INC.|15697
FE|FIRSTENERGY CP|BAYC|BAY CREST PARTNERS, LLC|355
FE|FIRSTENERGY CP|BAYT|BTIG, LLC|100
FE|FIRSTENERGY CP|BBNT|BB&T SECURITIES, LLC|46783
FE|FIRSTENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|35318
FE|FIRSTENERGY CP|BIDS|BIDS TRADING L.P.|7800
FE|FIRSTENERGY CP|BIMI|Banca IMI Securities Corp.|326
FE|FIRSTENERGY CP|BKCM|BNY Mellon Capital Markets LLC|927
FE|FIRSTENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74542
FE|FIRSTENERGY CP|BLKX|INSTINET, LLC|47200
FE|FIRSTENERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|704512
FE|FIRSTENERGY CP|BTIG|BTIG, LLC|29112
FE|FIRSTENERGY CP|BYXM|CBOE TRADING, INC.|3909
FE|FIRSTENERGY CP|BZYD|GOLDMAN SACHS & CO. LLC|1200
FE|FIRSTENERGY CP|CANT|Cantor Fitzgerald & Co.|7477
FE|FIRSTENERGY CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|13600
FE|FIRSTENERGY CP|CHAS|Charles Schwab & Co., Inc.|11698
FE|FIRSTENERGY CP|CIBP|CIBC World Markets Corp.|559920
FE|FIRSTENERGY CP|CIST|Capital Institutional Services, Inc.|965
FE|FIRSTENERGY CP|CNFR|Cowen Prime Services LLC|200
FE|FIRSTENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|168743
FE|FIRSTENERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
FE|FIRSTENERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2452
FE|FIRSTENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|618023
FE|FIRSTENERGY CP|CTDL|Citadel Derivatives Group Llc|17547
FE|FIRSTENERGY CP|CTLR|CUTLER GROUP, LP|1900
FE|FIRSTENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|96094
FE|FIRSTENERGY CP|DADA|D.A. Davidson & Co.|522
FE|FIRSTENERGY CP|DBAB|Deutsche Bank Securities Inc.|470823
FE|FIRSTENERGY CP|DBAX|Deutsche Bank Securities Inc.|745400
FE|FIRSTENERGY CP|DBUL|Deutsche Bank Securities Inc.|100
FE|FIRSTENERGY CP|DCHF|Dart Executions, LLC|11602
FE|FIRSTENERGY CP|DEAN|MORGAN STANLEY|53053
FE|FIRSTENERGY CP|DEGS|RONIN PROFESSIONAL LLC|100
FE|FIRSTENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23773
FE|FIRSTENERGY CP|EBXL|EBX LLC|562600
FE|FIRSTENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|45395
FE|FIRSTENERGY CP|EDJC|Edward Jones / CDS|125
FE|FIRSTENERGY CP|EDJO|Edward D. Jones & Co., L.P.|27355
FE|FIRSTENERGY CP|EGAM|CBOE TRADING, INC.|54704
FE|FIRSTENERGY CP|EGAW|CBOE TRADING, INC.|370
FE|FIRSTENERGY CP|EGXM|CBOE TRADING, INC.|7298
FE|FIRSTENERGY CP|EGXW|CBOE TRADING, INC.|20
FE|FIRSTENERGY CP|ESPO|ESPOSITO SECURITIES, LLC|1588
FE|FIRSTENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|39273
FE|FIRSTENERGY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
FE|FIRSTENERGY CP|ETCC|Electronic Transaction Clearing, Inc.|1905
FE|FIRSTENERGY CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
FE|FIRSTENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10309
FE|FIRSTENERGY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4629
FE|FIRSTENERGY CP|ETRS|E*Trade Securities LLC|133324
FE|FIRSTENERGY CP|FILL|Tradestation Securities, Inc.|2275
FE|FIRSTENERGY CP|FINX|FINTECH SECURITIES|15
FE|FIRSTENERGY CP|FMAF|NBCN Inc./ CDS|3399
FE|FIRSTENERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13370
FE|FIRSTENERGY CP|FQLS|Quantlab Securities LP|718035
FE|FIRSTENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|219673
FE|FIRSTENERGY CP|FTBR|Foliofn Investments, Inc.|19226
FE|FIRSTENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
FE|FIRSTENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|226748
FE|FIRSTENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|6179549
FE|FIRSTENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|22535
FE|FIRSTENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|19782
FE|FIRSTENERGY CP|GTSZ|GTS SECURITIES LLC|368897
FE|FIRSTENERGY CP|HAPX|HAP Trading, LLC|100
FE|FIRSTENERGY CP|HRBF|American Enterprise Investment Services Inc.|40430
FE|FIRSTENERGY CP|HSBC|HSBC Securities, Inc.|16998
FE|FIRSTENERGY CP|IATS|INTERACTIVE BROKERS LLC|10480
FE|FIRSTENERGY CP|IBKR|Interactive Brokers Llc|25425
FE|FIRSTENERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5128
FE|FIRSTENERGY CP|ICBX|INSTINET, LLC|181064
FE|FIRSTENERGY CP|IEQY|CITADEL SECURITIES LLC|364323
FE|FIRSTENERGY CP|INCA|INSTINET, LLC|722566
FE|FIRSTENERGY CP|INJX|INSTINET, LLC|22432
FE|FIRSTENERGY CP|ITGI|ITG Inc.|321222
FE|FIRSTENERGY CP|ITGP|ITG INC.|436800
FE|FIRSTENERGY CP|JANY|Janney Montgomery Scott Inc.|10053
FE|FIRSTENERGY CP|JEFF|JEFFERIES LLC|319172
FE|FIRSTENERGY CP|JMPT|JUMP TRADING, LLC|167438
FE|FIRSTENERGY CP|JONE|JonesTrading|346
FE|FIRSTENERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|530043
FE|FIRSTENERGY CP|JPMX|J.P. Morgan Securities LLC|1590690
FE|FIRSTENERGY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|5156
FE|FIRSTENERGY CP|JSJX|JANE STREET CAPITAL LLC|24965
FE|FIRSTENERGY CP|KCGM|VIRTU Americas LLC|154875
FE|FIRSTENERGY CP|LEHM|Barclays Capital Inc./Le|1920135
FE|FIRSTENERGY CP|LGNT|COR CLEARING LLC|7
FE|FIRSTENERGY CP|LIME|Lime Brokerage LLC|152679
FE|FIRSTENERGY CP|LOOP|Loop Capital Markets LLC|6929
FE|FIRSTENERGY CP|LQNA|LIQUIDNET, INC.|49000
FE|FIRSTENERGY CP|LQNB|LIQUIDNET, INC.|6100
FE|FIRSTENERGY CP|LSCI|Lek Securities Corporation|3741
FE|FIRSTENERGY CP|LVMR|LIVERMORE TRADING GROUP, INC.|180084
FE|FIRSTENERGY CP|MACQ|Macquarie Capital (USA) Inc.|50628
FE|FIRSTENERGY CP|MBTS|ALLY INVEST SECURITIES LLC|1110
FE|FIRSTENERGY CP|MKMP|MKM Partners LLC|71100
FE|FIRSTENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|433003
FE|FIRSTENERGY CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1568
FE|FIRSTENERGY CP|MOTF|MOTIF INVESTING, INC.|2
FE|FIRSTENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|4492536
FE|FIRSTENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|809700
FE|FIRSTENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|660700
FE|FIRSTENERGY CP|MZHO|Mizuho Securities USA LLC|624
FE|FIRSTENERGY CP|NATL|National Securities Corporation|1822
FE|FIRSTENERGY CP|NEUB|NEUBERGER BERMAN BD LLC|456
FE|FIRSTENERGY CP|NFSC|National Financial Services LLC|472864
FE|FIRSTENERGY CP|NITE|VIRTU Americas LLC|1144827
FE|FIRSTENERGY CP|NITP|VIRTU Americas LLC|2232
FE|FIRSTENERGY CP|NQRB|Brut, LLC|23204
FE|FIRSTENERGY CP|NTRC|Northern Trust Securities, Inc.|12607
FE|FIRSTENERGY CP|OHOS|TWO SIGMA SECURITIES, LLC|136178
FE|FIRSTENERGY CP|OPCO|Oppenheimer & Co. Inc.|4309
FE|FIRSTENERGY CP|PDQM|CODA MARKETS, INC.|94344
FE|FIRSTENERGY CP|PHLY|NASDAQ Execution Services, LLC|16800
FE|FIRSTENERGY CP|PNSR|Penserra Securities, LLC|3100
FE|FIRSTENERGY CP|PWJC|UBS Financial Services, Inc.|15130
FE|FIRSTENERGY CP|QMSR|QUATTRO M SECURITIES INC.|21351
FE|FIRSTENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|34582
FE|FIRSTENERGY CP|RHCO|Suntrust Robinson Humphrey, Inc.|70149
FE|FIRSTENERGY CP|SAGL|SAGETRADER, LLC|78287
FE|FIRSTENERGY CP|SALI|INTL FCSTONE FINANCIAL INC.|132
FE|FIRSTENERGY CP|SBSH|Citigroup Global Markets Inc.|399719
FE|FIRSTENERGY CP|SEIC|SEI Investments Distribution Co.|2300
FE|FIRSTENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|408674
FE|FIRSTENERGY CP|SIBO|Prime Executions, Inc.|76566
FE|FIRSTENERGY CP|SJLS|TRADE INFORMATICS LLC|300
FE|FIRSTENERGY CP|SPDR|SPEEDROUTE LLC|68450
FE|FIRSTENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|92256
FE|FIRSTENERGY CP|STKP|STOCKPILE INVESTMENTS, INC.|72
FE|FIRSTENERGY CP|STXG|Stockcross Financial Services, Inc.|11
FE|FIRSTENERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15663
FE|FIRSTENERGY CP|SWIM|TD Ameritrade, Inc.|112681
FE|FIRSTENERGY CP|SWST|Hilltop Securities Inc.|9242
FE|FIRSTENERGY CP|TAGC|TELSEY ADVISORY GROUP LLC|1535
FE|FIRSTENERGY CP|TKNG|ALLY INVEST SECURITIES LLC|979
FE|FIRSTENERGY CP|TMBR|Timber Hill LLC|1459
FE|FIRSTENERGY CP|TRBT|Tradebot Systems, Inc.|451613
FE|FIRSTENERGY CP|TRCM|TRC MARKETS LLC|566976
FE|FIRSTENERGY CP|TWTT|TASTYWORKS, INC.|110
FE|FIRSTENERGY CP|UBSA|UBS SECURITIES LLC|1551934
FE|FIRSTENERGY CP|UBSS|UBS Securities LLC|1625324
FE|FIRSTENERGY CP|UFPA|UNITED FIRST PARTNERS LLC|5500
FE|FIRSTENERGY CP|VALX|VIRTU AMERICAS LLC|72836
FE|FIRSTENERGY CP|VERT|The Vertical Trading Group, LLC|2949
FE|FIRSTENERGY CP|VGRD|Vanguard Marketing Corporation|35192
FE|FIRSTENERGY CP|WABR|Wall Street Access|2752
FE|FIRSTENERGY CP|WBET|Wallachbeth Capital LLC|114856
FE|FIRSTENERGY CP|WBLR|WILLIAM BLAIR|1000
FE|FIRSTENERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|23025
FE|FIRSTENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|421581
FE|FIRSTENERGY CP|WDNX|WEEDEN & CO.L.P.|1002
FE|FIRSTENERGY CP|WEDB|WEDBUSH SECURITIES INC.|14101
FE|FIRSTENERGY CP|WEED|Weeden & Co.L.P.|4864
FE|FIRSTENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|51000
FE|FIRSTENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49025
FE|FIRSTENERGY CP|WGIF|CIBC World Markets Inc.|2406
FE|FIRSTENERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|7217
FE|FIRSTENERGY CP|WOLF|Wolfe Trahan Securities|21727
FE|FIRSTENERGY CP|WSAG|WALL STREET ACCESS|42
FE|FIRSTENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|14352
FE|FIRSTENERGY CP|XIST|INSTINET, LLC|38802
FE|FIRSTENERGY CP|XPQR|Jump Trading|1497
FE|FIRSTENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|79886
FE|FIRSTENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|700
FE|FIRSTENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|44410
FEDU|FOUR SEASONS EDUCATI|ALTX|Alternet Securities Inc.|200
FEDU|FOUR SEASONS EDUCATI|BERN|Sanford C. Bernstein & Co., LLC|12730
FEDU|FOUR SEASONS EDUCATI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|565
FEDU|FOUR SEASONS EDUCATI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|250
FEDU|FOUR SEASONS EDUCATI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22783
FEDU|FOUR SEASONS EDUCATI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
FEDU|FOUR SEASONS EDUCATI|DBAX|Deutsche Bank Securities Inc.|6700
FEDU|FOUR SEASONS EDUCATI|EBXL|EBX LLC|3600
FEDU|FOUR SEASONS EDUCATI|EGAM|CBOE TRADING, INC.|500
FEDU|FOUR SEASONS EDUCATI|EGXM|CBOE TRADING, INC.|912
FEDU|FOUR SEASONS EDUCATI|ETRS|E*Trade Securities LLC|16816
FEDU|FOUR SEASONS EDUCATI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|363
FEDU|FOUR SEASONS EDUCATI|GLPX|ACS EXECUTION SERVICES, LLC|700
FEDU|FOUR SEASONS EDUCATI|GSCO|GOLDMAN SACHS & CO. LLC|6300
FEDU|FOUR SEASONS EDUCATI|GSLT|GOLDMAN SACHS & CO. LLC|600
FEDU|FOUR SEASONS EDUCATI|GTSZ|GTS SECURITIES LLC|3316
FEDU|FOUR SEASONS EDUCATI|HSBC|HSBC Securities, Inc.|200
FEDU|FOUR SEASONS EDUCATI|IATS|INTERACTIVE BROKERS LLC|15601
FEDU|FOUR SEASONS EDUCATI|IBKR|Interactive Brokers Llc|14550
FEDU|FOUR SEASONS EDUCATI|ICBX|INSTINET, LLC|800
FEDU|FOUR SEASONS EDUCATI|INCA|INSTINET, LLC|7197
FEDU|FOUR SEASONS EDUCATI|INJX|INSTINET, LLC|1600
FEDU|FOUR SEASONS EDUCATI|ITGI|ITG Inc.|328
FEDU|FOUR SEASONS EDUCATI|ITGP|ITG INC.|133000
FEDU|FOUR SEASONS EDUCATI|JEFF|JEFFERIES LLC|18760
FEDU|FOUR SEASONS EDUCATI|JPMX|J.P. Morgan Securities LLC|22644
FEDU|FOUR SEASONS EDUCATI|KCGM|VIRTU Americas LLC|2000
FEDU|FOUR SEASONS EDUCATI|LEHM|Barclays Capital Inc./Le|4650
FEDU|FOUR SEASONS EDUCATI|LIME|Lime Brokerage LLC|1290
FEDU|FOUR SEASONS EDUCATI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
FEDU|FOUR SEASONS EDUCATI|MSCO|MORGAN STANLEY & CO. LLC|194431
FEDU|FOUR SEASONS EDUCATI|MSPL|MORGAN STANLEY & CO. LLC|25600
FEDU|FOUR SEASONS EDUCATI|MSTX|MORGAN STANLEY & CO. LLC|200
FEDU|FOUR SEASONS EDUCATI|NFSC|National Financial Services LLC|12017
FEDU|FOUR SEASONS EDUCATI|NITE|VIRTU Americas LLC|51531
FEDU|FOUR SEASONS EDUCATI|NQRB|Brut, LLC|2900
FEDU|FOUR SEASONS EDUCATI|PCPT|PHILLIP CAPITAL INC.|300
FEDU|FOUR SEASONS EDUCATI|PDQM|CODA MARKETS, INC.|900
FEDU|FOUR SEASONS EDUCATI|RBCM|RBC CAPITAL MARKETS, LLC|200
FEDU|FOUR SEASONS EDUCATI|SBSH|Citigroup Global Markets Inc.|7060
FEDU|FOUR SEASONS EDUCATI|SGMT|GOLDMAN SACHS & CO. LLC|1611
FEDU|FOUR SEASONS EDUCATI|SWIM|TD Ameritrade, Inc.|14250
FEDU|FOUR SEASONS EDUCATI|TRBT|Tradebot Systems, Inc.|1300
FEDU|FOUR SEASONS EDUCATI|TRCM|TRC MARKETS LLC|100
FEDU|FOUR SEASONS EDUCATI|UBSS|UBS Securities LLC|9918
FEDU|FOUR SEASONS EDUCATI|VALX|VIRTU AMERICAS LLC|3407
FEDU|FOUR SEASONS EDUCATI|VGRD|Vanguard Marketing Corporation|165
FEDU|FOUR SEASONS EDUCATI|WGIF|CIBC World Markets Inc.|4900
FEDU|FOUR SEASONS EDUCATI|WSEA|WOLVERINE SECURITIES, LLC|150
FEDU|FOUR SEASONS EDUCATI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1900
FEI|FIRST TRUST MLP & EN|APCC|Apex Clearing Corporation|78
FEI|FIRST TRUST MLP & EN|BARD|Robert W. Baird & Co. Incorporated|17357
FEI|FIRST TRUST MLP & EN|BBNT|BB&T SECURITIES, LLC|7162
FEI|FIRST TRUST MLP & EN|BERN|Sanford C. Bernstein & Co., LLC|800
FEI|FIRST TRUST MLP & EN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14369
FEI|FIRST TRUST MLP & EN|BTIG|BTIG, LLC|213
FEI|FIRST TRUST MLP & EN|BYXM|CBOE TRADING, INC.|600
FEI|FIRST TRUST MLP & EN|CANT|Cantor Fitzgerald & Co.|24781
FEI|FIRST TRUST MLP & EN|CHAS|Charles Schwab & Co., Inc.|20011
FEI|FIRST TRUST MLP & EN|CIST|Capital Institutional Services, Inc.|12217
FEI|FIRST TRUST MLP & EN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
FEI|FIRST TRUST MLP & EN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19453
FEI|FIRST TRUST MLP & EN|CSIN|Citadel Securities Institutional LLC|4866
FEI|FIRST TRUST MLP & EN|CXCX|CITIGROUP GLOBAL MARKETS INC.|21124
FEI|FIRST TRUST MLP & EN|DADA|D.A. Davidson & Co.|15051
FEI|FIRST TRUST MLP & EN|DAVA|Davenport & Company LLC|822
FEI|FIRST TRUST MLP & EN|DBAX|Deutsche Bank Securities Inc.|7200
FEI|FIRST TRUST MLP & EN|DEAN|MORGAN STANLEY|95554
FEI|FIRST TRUST MLP & EN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|578
FEI|FIRST TRUST MLP & EN|EBXL|EBX LLC|3900
FEI|FIRST TRUST MLP & EN|ECUT|CONVERGEX EXECUTION SOLUTIONS|9550
FEI|FIRST TRUST MLP & EN|EDJO|Edward D. Jones & Co., L.P.|4078
FEI|FIRST TRUST MLP & EN|EGAM|CBOE TRADING, INC.|6733
FEI|FIRST TRUST MLP & EN|ETBE|Electronic Transaction Clearing, Inc.|100
FEI|FIRST TRUST MLP & EN|ETCB|ETC BROKERAGE SERVICES, LLC|500
FEI|FIRST TRUST MLP & EN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
FEI|FIRST TRUST MLP & EN|ETRS|E*Trade Securities LLC|40330
FEI|FIRST TRUST MLP & EN|FBSB|U.S. Bancorp Investments, Inc.|2793
FEI|FIRST TRUST MLP & EN|FINX|FINTECH SECURITIES|138
FEI|FIRST TRUST MLP & EN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6351
FEI|FIRST TRUST MLP & EN|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|25640
FEI|FIRST TRUST MLP & EN|FTBR|Foliofn Investments, Inc.|66
FEI|FIRST TRUST MLP & EN|GLPX|ACS EXECUTION SERVICES, LLC|3952
FEI|FIRST TRUST MLP & EN|GSCO|GOLDMAN SACHS & CO. LLC|1700
FEI|FIRST TRUST MLP & EN|GSLT|GOLDMAN SACHS & CO. LLC|300
FEI|FIRST TRUST MLP & EN|HRBF|American Enterprise Investment Services Inc.|35385
FEI|FIRST TRUST MLP & EN|IATS|INTERACTIVE BROKERS LLC|9817
FEI|FIRST TRUST MLP & EN|IBKR|Interactive Brokers Llc|6620
FEI|FIRST TRUST MLP & EN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|391
FEI|FIRST TRUST MLP & EN|ICBX|INSTINET, LLC|32114
FEI|FIRST TRUST MLP & EN|INCA|INSTINET, LLC|4400
FEI|FIRST TRUST MLP & EN|ITGI|ITG Inc.|60041
FEI|FIRST TRUST MLP & EN|ITGP|ITG INC.|1600
FEI|FIRST TRUST MLP & EN|JANY|Janney Montgomery Scott Inc.|1941
FEI|FIRST TRUST MLP & EN|JPMX|J.P. Morgan Securities LLC|33140
FEI|FIRST TRUST MLP & EN|JSJX|JANE STREET CAPITAL LLC|660
FEI|FIRST TRUST MLP & EN|KCGM|VIRTU Americas LLC|2236
FEI|FIRST TRUST MLP & EN|LEHM|Barclays Capital Inc./Le|13200
FEI|FIRST TRUST MLP & EN|LGNT|COR CLEARING LLC|7
FEI|FIRST TRUST MLP & EN|LIME|Lime Brokerage LLC|569
FEI|FIRST TRUST MLP & EN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
FEI|FIRST TRUST MLP & EN|MACC|Mid Atlantic Capital Corporation|1
FEI|FIRST TRUST MLP & EN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
FEI|FIRST TRUST MLP & EN|MSCO|MORGAN STANLEY & CO. LLC|387068
FEI|FIRST TRUST MLP & EN|MSPL|MORGAN STANLEY & CO. LLC|20500
FEI|FIRST TRUST MLP & EN|NFSC|National Financial Services LLC|208921
FEI|FIRST TRUST MLP & EN|NITE|VIRTU Americas LLC|368776
FEI|FIRST TRUST MLP & EN|NQRB|Brut, LLC|200
FEI|FIRST TRUST MLP & EN|OPCO|Oppenheimer & Co. Inc.|14768
FEI|FIRST TRUST MLP & EN|OTAA|OTA LLC|900
FEI|FIRST TRUST MLP & EN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
FEI|FIRST TRUST MLP & EN|PDQM|CODA MARKETS, INC.|17095
FEI|FIRST TRUST MLP & EN|PWJC|UBS Financial Services, Inc.|10435
FEI|FIRST TRUST MLP & EN|RBCM|RBC CAPITAL MARKETS, LLC|52553
FEI|FIRST TRUST MLP & EN|SALI|INTL FCSTONE FINANCIAL INC.|1113
FEI|FIRST TRUST MLP & EN|SBSH|Citigroup Global Markets Inc.|4638
FEI|FIRST TRUST MLP & EN|SGMT|GOLDMAN SACHS & CO. LLC|8121
FEI|FIRST TRUST MLP & EN|SPDR|SPEEDROUTE LLC|600
FEI|FIRST TRUST MLP & EN|SPHN|Stephens Inc.|2424
FEI|FIRST TRUST MLP & EN|STFL|Stifel, Nicolaus & Company, Incorporated|19905
FEI|FIRST TRUST MLP & EN|STXG|Stockcross Financial Services, Inc.|11
FEI|FIRST TRUST MLP & EN|SWIM|TD Ameritrade, Inc.|4249
FEI|FIRST TRUST MLP & EN|SWST|Hilltop Securities Inc.|3192
FEI|FIRST TRUST MLP & EN|TKNG|ALLY INVEST SECURITIES LLC|199
FEI|FIRST TRUST MLP & EN|TRBT|Tradebot Systems, Inc.|939
FEI|FIRST TRUST MLP & EN|TWTT|TASTYWORKS, INC.|10
FEI|FIRST TRUST MLP & EN|UBSA|UBS SECURITIES LLC|31754
FEI|FIRST TRUST MLP & EN|UBSS|UBS Securities LLC|130747
FEI|FIRST TRUST MLP & EN|VALX|VIRTU AMERICAS LLC|700
FEI|FIRST TRUST MLP & EN|VGRD|Vanguard Marketing Corporation|16784
FEI|FIRST TRUST MLP & EN|WBET|Wallachbeth Capital LLC|4239
FEI|FIRST TRUST MLP & EN|WCHV|WELLS FARGO SECURITIES, LLC|43095
FEI|FIRST TRUST MLP & EN|WEDB|WEDBUSH SECURITIES INC.|2748
FEI|FIRST TRUST MLP & EN|WEED|Weeden & Co.L.P.|960
FEI|FIRST TRUST MLP & EN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17285
FEI|FIRST TRUST MLP & EN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FEI|FIRST TRUST MLP & EN|YKNA|COMHAR CAPITAL MARKETS, LLC|500
FEI|FIRST TRUST MLP & EN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27431
FEIM|FREQUENCY ELCTS INC|ALTX|Alternet Securities Inc.|1110
FEIM|FREQUENCY ELCTS INC|APCC|Apex Clearing Corporation|3
FEIM|FREQUENCY ELCTS INC|BATM|CBOE TRADING, INC.|108
FEIM|FREQUENCY ELCTS INC|BYXM|CBOE TRADING, INC.|111
FEIM|FREQUENCY ELCTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6439
FEIM|FREQUENCY ELCTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7802
FEIM|FREQUENCY ELCTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20304
FEIM|FREQUENCY ELCTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2562
FEIM|FREQUENCY ELCTS INC|DBAB|Deutsche Bank Securities Inc.|733
FEIM|FREQUENCY ELCTS INC|DBAX|Deutsche Bank Securities Inc.|14700
FEIM|FREQUENCY ELCTS INC|DEAN|MORGAN STANLEY|2000
FEIM|FREQUENCY ELCTS INC|DEGS|RONIN PROFESSIONAL LLC|1304
FEIM|FREQUENCY ELCTS INC|EBXL|EBX LLC|11200
FEIM|FREQUENCY ELCTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|50
FEIM|FREQUENCY ELCTS INC|EGAM|CBOE TRADING, INC.|2110
FEIM|FREQUENCY ELCTS INC|FBCO|Credit Suisse Securities (USA) LLC|532
FEIM|FREQUENCY ELCTS INC|FOMA|TD AMERITRADE CLEARING, INC.|18400
FEIM|FREQUENCY ELCTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1232
FEIM|FREQUENCY ELCTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
FEIM|FREQUENCY ELCTS INC|GLPX|ACS EXECUTION SERVICES, LLC|4421
FEIM|FREQUENCY ELCTS INC|GSCO|GOLDMAN SACHS & CO. LLC|807
FEIM|FREQUENCY ELCTS INC|GSLT|GOLDMAN SACHS & CO. LLC|100
FEIM|FREQUENCY ELCTS INC|GTSZ|GTS SECURITIES LLC|1834
FEIM|FREQUENCY ELCTS INC|IBKR|Interactive Brokers Llc|12116
FEIM|FREQUENCY ELCTS INC|ICBX|INSTINET, LLC|5800
FEIM|FREQUENCY ELCTS INC|INCA|INSTINET, LLC|2563
FEIM|FREQUENCY ELCTS INC|INJX|INSTINET, LLC|15200
FEIM|FREQUENCY ELCTS INC|ITGI|ITG Inc.|1296
FEIM|FREQUENCY ELCTS INC|ITGP|ITG INC.|2800
FEIM|FREQUENCY ELCTS INC|JEFF|JEFFERIES LLC|112384
FEIM|FREQUENCY ELCTS INC|JPMX|J.P. Morgan Securities LLC|9600
FEIM|FREQUENCY ELCTS INC|KCGM|VIRTU Americas LLC|1
FEIM|FREQUENCY ELCTS INC|LEHM|Barclays Capital Inc./Le|6033
FEIM|FREQUENCY ELCTS INC|LIME|Lime Brokerage LLC|7788
FEIM|FREQUENCY ELCTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FEIM|FREQUENCY ELCTS INC|MSCO|MORGAN STANLEY & CO. LLC|15045
FEIM|FREQUENCY ELCTS INC|MSPL|MORGAN STANLEY & CO. LLC|900
FEIM|FREQUENCY ELCTS INC|NFSC|National Financial Services LLC|3706
FEIM|FREQUENCY ELCTS INC|NITE|VIRTU Americas LLC|15032
FEIM|FREQUENCY ELCTS INC|PDQM|CODA MARKETS, INC.|8429
FEIM|FREQUENCY ELCTS INC|SGMT|GOLDMAN SACHS & CO. LLC|4936
FEIM|FREQUENCY ELCTS INC|SPDR|SPEEDROUTE LLC|513
FEIM|FREQUENCY ELCTS INC|SWIM|TD Ameritrade, Inc.|2100
FEIM|FREQUENCY ELCTS INC|TMBR|Timber Hill LLC|38
FEIM|FREQUENCY ELCTS INC|TRCM|TRC MARKETS LLC|4547
FEIM|FREQUENCY ELCTS INC|UBSA|UBS SECURITIES LLC|61702
FEIM|FREQUENCY ELCTS INC|UBSS|UBS Securities LLC|5671
FEIM|FREQUENCY ELCTS INC|VALX|VIRTU AMERICAS LLC|16
FEIM|FREQUENCY ELCTS INC|WCHV|WELLS FARGO SECURITIES, LLC|7880
FEIM|FREQUENCY ELCTS INC|WSEA|WOLVERINE SECURITIES, LLC|11
FEIM|FREQUENCY ELCTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FEIM|FREQUENCY ELCTS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1933
FELE|FRANKLIN ELECTRIC CO|APCC|Apex Clearing Corporation|1456
FELE|FRANKLIN ELECTRIC CO|BARD|Robert W. Baird & Co. Incorporated|890
FELE|FRANKLIN ELECTRIC CO|BATM|CBOE TRADING, INC.|207
FELE|FRANKLIN ELECTRIC CO|BBNT|BB&T SECURITIES, LLC|12
FELE|FRANKLIN ELECTRIC CO|BERN|Sanford C. Bernstein & Co., LLC|3500
FELE|FRANKLIN ELECTRIC CO|BMOC|BMO Capital Markets Corp.|7402
FELE|FRANKLIN ELECTRIC CO|BNPX|BNP PARIBAS SECURITIES CORP.|6991
FELE|FRANKLIN ELECTRIC CO|BRVL|BLAYLOCK VAN, LLC|100
FELE|FRANKLIN ELECTRIC CO|BTIG|BTIG, LLC|364
FELE|FRANKLIN ELECTRIC CO|BYXM|CBOE TRADING, INC.|28
FELE|FRANKLIN ELECTRIC CO|BZYD|GOLDMAN SACHS & CO. LLC|1535
FELE|FRANKLIN ELECTRIC CO|CANT|Cantor Fitzgerald & Co.|200
FELE|FRANKLIN ELECTRIC CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6012
FELE|FRANKLIN ELECTRIC CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2006
FELE|FRANKLIN ELECTRIC CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11
FELE|FRANKLIN ELECTRIC CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19703
FELE|FRANKLIN ELECTRIC CO|CTDL|Citadel Derivatives Group Llc|2825
FELE|FRANKLIN ELECTRIC CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|6474
FELE|FRANKLIN ELECTRIC CO|DBAB|Deutsche Bank Securities Inc.|176815
FELE|FRANKLIN ELECTRIC CO|DBAX|Deutsche Bank Securities Inc.|25500
FELE|FRANKLIN ELECTRIC CO|DBUL|Deutsche Bank Securities Inc.|1300
FELE|FRANKLIN ELECTRIC CO|DEAN|MORGAN STANLEY|413
FELE|FRANKLIN ELECTRIC CO|DEGS|RONIN PROFESSIONAL LLC|1500
FELE|FRANKLIN ELECTRIC CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|144
FELE|FRANKLIN ELECTRIC CO|EBXL|EBX LLC|9200
FELE|FRANKLIN ELECTRIC CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|997
FELE|FRANKLIN ELECTRIC CO|EDJO|Edward D. Jones & Co., L.P.|1459
FELE|FRANKLIN ELECTRIC CO|EGAM|CBOE TRADING, INC.|2744
FELE|FRANKLIN ELECTRIC CO|EGXM|CBOE TRADING, INC.|692
FELE|FRANKLIN ELECTRIC CO|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|162
FELE|FRANKLIN ELECTRIC CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3800
FELE|FRANKLIN ELECTRIC CO|ETRS|E*Trade Securities LLC|300
FELE|FRANKLIN ELECTRIC CO|FBCO|Credit Suisse Securities (USA) LLC|91337
FELE|FRANKLIN ELECTRIC CO|FBSB|U.S. Bancorp Investments, Inc.|18
FELE|FRANKLIN ELECTRIC CO|FOMA|TD AMERITRADE CLEARING, INC.|51103
FELE|FRANKLIN ELECTRIC CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
FELE|FRANKLIN ELECTRIC CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29460
FELE|FRANKLIN ELECTRIC CO|FTBR|Foliofn Investments, Inc.|323
FELE|FRANKLIN ELECTRIC CO|GEBB|GLOBAL EXECUTION BROKERS, LP|57791
FELE|FRANKLIN ELECTRIC CO|GLPX|ACS EXECUTION SERVICES, LLC|1305
FELE|FRANKLIN ELECTRIC CO|GSCO|GOLDMAN SACHS & CO. LLC|303220
FELE|FRANKLIN ELECTRIC CO|GSCS|GOLDMAN SACHS & CO. LLC|11497
FELE|FRANKLIN ELECTRIC CO|GSLT|GOLDMAN SACHS & CO. LLC|271
FELE|FRANKLIN ELECTRIC CO|GTSZ|GTS SECURITIES LLC|5991
FELE|FRANKLIN ELECTRIC CO|HPPX|POTAMUS TRADING, LLC|543
FELE|FRANKLIN ELECTRIC CO|HRBF|American Enterprise Investment Services Inc.|258
FELE|FRANKLIN ELECTRIC CO|HSBC|HSBC Securities, Inc.|200
FELE|FRANKLIN ELECTRIC CO|IATS|INTERACTIVE BROKERS LLC|423
FELE|FRANKLIN ELECTRIC CO|IBKR|Interactive Brokers Llc|10965
FELE|FRANKLIN ELECTRIC CO|ICBX|INSTINET, LLC|6100
FELE|FRANKLIN ELECTRIC CO|IEQY|CITADEL SECURITIES LLC|19720
FELE|FRANKLIN ELECTRIC CO|INCA|INSTINET, LLC|81948
FELE|FRANKLIN ELECTRIC CO|INJX|INSTINET, LLC|1807
FELE|FRANKLIN ELECTRIC CO|ITGI|ITG Inc.|55416
FELE|FRANKLIN ELECTRIC CO|ITGP|ITG INC.|13800
FELE|FRANKLIN ELECTRIC CO|JANY|Janney Montgomery Scott Inc.|25
FELE|FRANKLIN ELECTRIC CO|JEFF|JEFFERIES LLC|19529
FELE|FRANKLIN ELECTRIC CO|JMPT|JUMP TRADING, LLC|3956
FELE|FRANKLIN ELECTRIC CO|JPBX|J.P. MORGAN SECURITIES LLC|1960
FELE|FRANKLIN ELECTRIC CO|JPMX|J.P. Morgan Securities LLC|44012
FELE|FRANKLIN ELECTRIC CO|JSJX|JANE STREET CAPITAL LLC|2289
FELE|FRANKLIN ELECTRIC CO|KCGM|VIRTU Americas LLC|2917
FELE|FRANKLIN ELECTRIC CO|LEHM|Barclays Capital Inc./Le|141652
FELE|FRANKLIN ELECTRIC CO|LIME|Lime Brokerage LLC|68750
FELE|FRANKLIN ELECTRIC CO|LOOP|Loop Capital Markets LLC|624
FELE|FRANKLIN ELECTRIC CO|LQNA|LIQUIDNET, INC.|30300
FELE|FRANKLIN ELECTRIC CO|LSCI|Lek Securities Corporation|3
FELE|FRANKLIN ELECTRIC CO|MAXM|Maxim Group LLC|4934
FELE|FRANKLIN ELECTRIC CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36916
FELE|FRANKLIN ELECTRIC CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|290
FELE|FRANKLIN ELECTRIC CO|MSCO|MORGAN STANLEY & CO. LLC|386588
FELE|FRANKLIN ELECTRIC CO|MSPL|MORGAN STANLEY & CO. LLC|42500
FELE|FRANKLIN ELECTRIC CO|MSTX|MORGAN STANLEY & CO. LLC|10900
FELE|FRANKLIN ELECTRIC CO|NFSC|National Financial Services LLC|3352
FELE|FRANKLIN ELECTRIC CO|NITE|VIRTU Americas LLC|38058
FELE|FRANKLIN ELECTRIC CO|NITP|VIRTU Americas LLC|1916
FELE|FRANKLIN ELECTRIC CO|NQRB|Brut, LLC|3000
FELE|FRANKLIN ELECTRIC CO|OPCO|Oppenheimer & Co. Inc.|1755
FELE|FRANKLIN ELECTRIC CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3662
FELE|FRANKLIN ELECTRIC CO|PDQM|CODA MARKETS, INC.|1749
FELE|FRANKLIN ELECTRIC CO|PWJC|UBS Financial Services, Inc.|7
FELE|FRANKLIN ELECTRIC CO|RAJA|Raymond James & Associates, Inc.|8455
FELE|FRANKLIN ELECTRIC CO|RBCM|RBC CAPITAL MARKETS, LLC|1064
FELE|FRANKLIN ELECTRIC CO|SAGL|SAGETRADER, LLC|200
FELE|FRANKLIN ELECTRIC CO|SBSH|Citigroup Global Markets Inc.|69842
FELE|FRANKLIN ELECTRIC CO|SGMT|GOLDMAN SACHS & CO. LLC|7758
FELE|FRANKLIN ELECTRIC CO|SPDR|SPEEDROUTE LLC|606
FELE|FRANKLIN ELECTRIC CO|SPTD|MINT GLOBAL MARKETS, INC.|500
FELE|FRANKLIN ELECTRIC CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|31538
FELE|FRANKLIN ELECTRIC CO|STFL|Stifel, Nicolaus & Company, Incorporated|656
FELE|FRANKLIN ELECTRIC CO|SWIM|TD Ameritrade, Inc.|162
FELE|FRANKLIN ELECTRIC CO|SWST|Hilltop Securities Inc.|500
FELE|FRANKLIN ELECTRIC CO|TMBR|Timber Hill LLC|174
FELE|FRANKLIN ELECTRIC CO|TRBT|Tradebot Systems, Inc.|11069
FELE|FRANKLIN ELECTRIC CO|TRCM|TRC MARKETS LLC|18537
FELE|FRANKLIN ELECTRIC CO|UBSA|UBS SECURITIES LLC|56350
FELE|FRANKLIN ELECTRIC CO|UBSS|UBS Securities LLC|225137
FELE|FRANKLIN ELECTRIC CO|VALX|VIRTU AMERICAS LLC|7370
FELE|FRANKLIN ELECTRIC CO|VGRD|Vanguard Marketing Corporation|167
FELE|FRANKLIN ELECTRIC CO|WCHV|WELLS FARGO SECURITIES, LLC|34185
FELE|FRANKLIN ELECTRIC CO|WEDB|WEDBUSH SECURITIES INC.|42
FELE|FRANKLIN ELECTRIC CO|WSEA|WOLVERINE SECURITIES, LLC|67
FELE|FRANKLIN ELECTRIC CO|XIST|INSTINET, LLC|7596
FELE|FRANKLIN ELECTRIC CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FELP|FORESIGHT ENERGY LP|APCC|Apex Clearing Corporation|39
FELP|FORESIGHT ENERGY LP|BATM|CBOE TRADING, INC.|2500
FELP|FORESIGHT ENERGY LP|BIAD|SAGETRADER, LLC|600
FELP|FORESIGHT ENERGY LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2542
FELP|FORESIGHT ENERGY LP|DEGS|RONIN PROFESSIONAL LLC|100
FELP|FORESIGHT ENERGY LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2639
FELP|FORESIGHT ENERGY LP|EBXL|EBX LLC|200
FELP|FORESIGHT ENERGY LP|EDJO|Edward D. Jones & Co., L.P.|150
FELP|FORESIGHT ENERGY LP|EGXM|CBOE TRADING, INC.|1
FELP|FORESIGHT ENERGY LP|ETRS|E*Trade Securities LLC|2630
FELP|FORESIGHT ENERGY LP|FTBR|Foliofn Investments, Inc.|17
FELP|FORESIGHT ENERGY LP|GLPX|ACS EXECUTION SERVICES, LLC|500
FELP|FORESIGHT ENERGY LP|GSCO|GOLDMAN SACHS & CO. LLC|500
FELP|FORESIGHT ENERGY LP|GTSZ|GTS SECURITIES LLC|600
FELP|FORESIGHT ENERGY LP|HRBF|American Enterprise Investment Services Inc.|1000
FELP|FORESIGHT ENERGY LP|IBKR|Interactive Brokers Llc|96
FELP|FORESIGHT ENERGY LP|IMPC|Imperial Capital, LLC|100
FELP|FORESIGHT ENERGY LP|KCGM|VIRTU Americas LLC|330
FELP|FORESIGHT ENERGY LP|LEHM|Barclays Capital Inc./Le|1000
FELP|FORESIGHT ENERGY LP|LIME|Lime Brokerage LLC|1193
FELP|FORESIGHT ENERGY LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FELP|FORESIGHT ENERGY LP|MSCO|MORGAN STANLEY & CO. LLC|1370
FELP|FORESIGHT ENERGY LP|MSPL|MORGAN STANLEY & CO. LLC|600
FELP|FORESIGHT ENERGY LP|NFSC|National Financial Services LLC|7863
FELP|FORESIGHT ENERGY LP|NITE|VIRTU Americas LLC|6763
FELP|FORESIGHT ENERGY LP|PDQM|CODA MARKETS, INC.|900
FELP|FORESIGHT ENERGY LP|SGMT|GOLDMAN SACHS & CO. LLC|820
FELP|FORESIGHT ENERGY LP|STFL|Stifel, Nicolaus & Company, Incorporated|331
FELP|FORESIGHT ENERGY LP|UBSA|UBS SECURITIES LLC|797
FELP|FORESIGHT ENERGY LP|UBSS|UBS Securities LLC|1454
FELP|FORESIGHT ENERGY LP|WCHV|WELLS FARGO SECURITIES, LLC|486
FELP|FORESIGHT ENERGY LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|790
FELP|FORESIGHT ENERGY LP|WSEA|WOLVERINE SECURITIES, LLC|365
FELP|FORESIGHT ENERGY LP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
FELP|FORESIGHT ENERGY LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21
FEM|FT EM MKTS ALPHADEX|ALTX|Alternet Securities Inc.|381
FEM|FT EM MKTS ALPHADEX|APCC|Apex Clearing Corporation|8774
FEM|FT EM MKTS ALPHADEX|BANK|Primevest Financial Services, Inc.|473
FEM|FT EM MKTS ALPHADEX|BARD|Robert W. Baird & Co. Incorporated|35176
FEM|FT EM MKTS ALPHADEX|BATM|CBOE TRADING, INC.|5004
FEM|FT EM MKTS ALPHADEX|BBNT|BB&T SECURITIES, LLC|9562
FEM|FT EM MKTS ALPHADEX|BERN|Sanford C. Bernstein & Co., LLC|2
FEM|FT EM MKTS ALPHADEX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14092
FEM|FT EM MKTS ALPHADEX|BYXM|CBOE TRADING, INC.|596
FEM|FT EM MKTS ALPHADEX|CANT|Cantor Fitzgerald & Co.|219236
FEM|FT EM MKTS ALPHADEX|CHAS|Charles Schwab & Co., Inc.|6
FEM|FT EM MKTS ALPHADEX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45101
FEM|FT EM MKTS ALPHADEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19969
FEM|FT EM MKTS ALPHADEX|CSIN|Citadel Securities Institutional LLC|183411
FEM|FT EM MKTS ALPHADEX|CTDL|Citadel Derivatives Group Llc|449376
FEM|FT EM MKTS ALPHADEX|CXCX|CITIGROUP GLOBAL MARKETS INC.|9378
FEM|FT EM MKTS ALPHADEX|DADA|D.A. Davidson & Co.|21
FEM|FT EM MKTS ALPHADEX|DAVA|Davenport & Company LLC|293
FEM|FT EM MKTS ALPHADEX|DBAB|Deutsche Bank Securities Inc.|2200
FEM|FT EM MKTS ALPHADEX|DBAX|Deutsche Bank Securities Inc.|22000
FEM|FT EM MKTS ALPHADEX|DEAN|MORGAN STANLEY|39120
FEM|FT EM MKTS ALPHADEX|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|489
FEM|FT EM MKTS ALPHADEX|EBXL|EBX LLC|42900
FEM|FT EM MKTS ALPHADEX|EDJO|Edward D. Jones & Co., L.P.|8231
FEM|FT EM MKTS ALPHADEX|EGAM|CBOE TRADING, INC.|7881
FEM|FT EM MKTS ALPHADEX|EGXM|CBOE TRADING, INC.|6945
FEM|FT EM MKTS ALPHADEX|ETBE|Electronic Transaction Clearing, Inc.|209
FEM|FT EM MKTS ALPHADEX|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1008
FEM|FT EM MKTS ALPHADEX|ETRS|E*Trade Securities LLC|2838
FEM|FT EM MKTS ALPHADEX|FBCO|Credit Suisse Securities (USA) LLC|71520
FEM|FT EM MKTS ALPHADEX|FCST|INTL FCSTONE FINANCIAL INC.|10400
FEM|FT EM MKTS ALPHADEX|FILL|Tradestation Securities, Inc.|5351
FEM|FT EM MKTS ALPHADEX|FLTU|FLOW TRADERS US LLC|101611
FEM|FT EM MKTS ALPHADEX|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|60917
FEM|FT EM MKTS ALPHADEX|FMAF|NBCN Inc./ CDS|2072
FEM|FT EM MKTS ALPHADEX|FOMA|TD AMERITRADE CLEARING, INC.|64421
FEM|FT EM MKTS ALPHADEX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14
FEM|FT EM MKTS ALPHADEX|FTBR|Foliofn Investments, Inc.|62391
FEM|FT EM MKTS ALPHADEX|GEBB|GLOBAL EXECUTION BROKERS, LP|5814
FEM|FT EM MKTS ALPHADEX|GLPX|ACS EXECUTION SERVICES, LLC|5300
FEM|FT EM MKTS ALPHADEX|GSCO|GOLDMAN SACHS & CO. LLC|904
FEM|FT EM MKTS ALPHADEX|GSCS|GOLDMAN SACHS & CO. LLC|6
FEM|FT EM MKTS ALPHADEX|GSLT|GOLDMAN SACHS & CO. LLC|1000
FEM|FT EM MKTS ALPHADEX|GTSZ|GTS SECURITIES LLC|1614
FEM|FT EM MKTS ALPHADEX|HRBF|American Enterprise Investment Services Inc.|1125
FEM|FT EM MKTS ALPHADEX|IATS|INTERACTIVE BROKERS LLC|47
FEM|FT EM MKTS ALPHADEX|IBKR|Interactive Brokers Llc|1731
FEM|FT EM MKTS ALPHADEX|ICBX|INSTINET, LLC|22136
FEM|FT EM MKTS ALPHADEX|INCA|INSTINET, LLC|6933
FEM|FT EM MKTS ALPHADEX|ITGI|ITG Inc.|9381
FEM|FT EM MKTS ALPHADEX|ITGP|ITG INC.|18200
FEM|FT EM MKTS ALPHADEX|JANY|Janney Montgomery Scott Inc.|51785
FEM|FT EM MKTS ALPHADEX|JMPT|JUMP TRADING, LLC|2820
FEM|FT EM MKTS ALPHADEX|JPMX|J.P. Morgan Securities LLC|21318
FEM|FT EM MKTS ALPHADEX|JSEB|JANE STREET EXECUTION SERVICES, LLC|198413
FEM|FT EM MKTS ALPHADEX|JSJX|JANE STREET CAPITAL LLC|156469
FEM|FT EM MKTS ALPHADEX|KCGM|VIRTU Americas LLC|18083
FEM|FT EM MKTS ALPHADEX|LEHM|Barclays Capital Inc./Le|66000
FEM|FT EM MKTS ALPHADEX|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|10228
FEM|FT EM MKTS ALPHADEX|LIME|Lime Brokerage LLC|20727
FEM|FT EM MKTS ALPHADEX|MACC|Mid Atlantic Capital Corporation|4396
FEM|FT EM MKTS ALPHADEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26262
FEM|FT EM MKTS ALPHADEX|MSCO|MORGAN STANLEY & CO. LLC|435527
FEM|FT EM MKTS ALPHADEX|MSPL|MORGAN STANLEY & CO. LLC|36000
FEM|FT EM MKTS ALPHADEX|NFSC|National Financial Services LLC|138484
FEM|FT EM MKTS ALPHADEX|NITE|VIRTU Americas LLC|650366
FEM|FT EM MKTS ALPHADEX|NQRB|Brut, LLC|900
FEM|FT EM MKTS ALPHADEX|OLDM|OLD MISSION CAPITAL, LLC|930
FEM|FT EM MKTS ALPHADEX|OPCO|Oppenheimer & Co. Inc.|25157
FEM|FT EM MKTS ALPHADEX|PDQM|CODA MARKETS, INC.|32885
FEM|FT EM MKTS ALPHADEX|PWJC|UBS Financial Services, Inc.|18
FEM|FT EM MKTS ALPHADEX|RAJA|Raymond James & Associates, Inc.|30641
FEM|FT EM MKTS ALPHADEX|RBCM|RBC CAPITAL MARKETS, LLC|33699
FEM|FT EM MKTS ALPHADEX|SAGL|SAGETRADER, LLC|2376
FEM|FT EM MKTS ALPHADEX|SALI|INTL FCSTONE FINANCIAL INC.|377
FEM|FT EM MKTS ALPHADEX|SBSH|Citigroup Global Markets Inc.|4668
FEM|FT EM MKTS ALPHADEX|SGMT|GOLDMAN SACHS & CO. LLC|9317
FEM|FT EM MKTS ALPHADEX|SPDR|SPEEDROUTE LLC|96
FEM|FT EM MKTS ALPHADEX|SPHN|Stephens Inc.|1225
FEM|FT EM MKTS ALPHADEX|STFL|Stifel, Nicolaus & Company, Incorporated|10046
FEM|FT EM MKTS ALPHADEX|SWST|Hilltop Securities Inc.|1220
FEM|FT EM MKTS ALPHADEX|TRCM|TRC MARKETS LLC|1200
FEM|FT EM MKTS ALPHADEX|UBSA|UBS SECURITIES LLC|113260
FEM|FT EM MKTS ALPHADEX|UBSS|UBS Securities LLC|187692
FEM|FT EM MKTS ALPHADEX|VALX|VIRTU AMERICAS LLC|1000
FEM|FT EM MKTS ALPHADEX|VGRD|Vanguard Marketing Corporation|4707
FEM|FT EM MKTS ALPHADEX|WBET|Wallachbeth Capital LLC|4025
FEM|FT EM MKTS ALPHADEX|WCHV|WELLS FARGO SECURITIES, LLC|436969
FEM|FT EM MKTS ALPHADEX|WEDB|WEDBUSH SECURITIES INC.|103
FEM|FT EM MKTS ALPHADEX|WEED|Weeden & Co.L.P.|600
FEM|FT EM MKTS ALPHADEX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1814
FEM|FT EM MKTS ALPHADEX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|980
FEM|FT EM MKTS ALPHADEX|WSEA|WOLVERINE SECURITIES, LLC|7278
FEM|FT EM MKTS ALPHADEX|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
FEM|FT EM MKTS ALPHADEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|94683
FEMB|FIRST TR EMRG BD ETF|APCC|Apex Clearing Corporation|170
FEMB|FIRST TR EMRG BD ETF|BANK|Primevest Financial Services, Inc.|701
FEMB|FIRST TR EMRG BD ETF|BARD|Robert W. Baird & Co. Incorporated|2074
FEMB|FIRST TR EMRG BD ETF|BBNT|BB&T SECURITIES, LLC|1248
FEMB|FIRST TR EMRG BD ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3587
FEMB|FIRST TR EMRG BD ETF|BYXM|CBOE TRADING, INC.|200
FEMB|FIRST TR EMRG BD ETF|CANT|Cantor Fitzgerald & Co.|26551
FEMB|FIRST TR EMRG BD ETF|CHAS|Charles Schwab & Co., Inc.|3
FEMB|FIRST TR EMRG BD ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4316
FEMB|FIRST TR EMRG BD ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2405
FEMB|FIRST TR EMRG BD ETF|DADA|D.A. Davidson & Co.|700
FEMB|FIRST TR EMRG BD ETF|DBAB|Deutsche Bank Securities Inc.|652
FEMB|FIRST TR EMRG BD ETF|DBAX|Deutsche Bank Securities Inc.|2300
FEMB|FIRST TR EMRG BD ETF|DEAN|MORGAN STANLEY|185
FEMB|FIRST TR EMRG BD ETF|EBXL|EBX LLC|400
FEMB|FIRST TR EMRG BD ETF|EGXW|CBOE TRADING, INC.|200
FEMB|FIRST TR EMRG BD ETF|ETRS|E*Trade Securities LLC|400
FEMB|FIRST TR EMRG BD ETF|FBCO|Credit Suisse Securities (USA) LLC|3764
FEMB|FIRST TR EMRG BD ETF|FLTU|FLOW TRADERS US LLC|17669
FEMB|FIRST TR EMRG BD ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|17669
FEMB|FIRST TR EMRG BD ETF|FOMA|TD AMERITRADE CLEARING, INC.|12115
FEMB|FIRST TR EMRG BD ETF|FTBR|Foliofn Investments, Inc.|5
FEMB|FIRST TR EMRG BD ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|10614
FEMB|FIRST TR EMRG BD ETF|GSCO|GOLDMAN SACHS & CO. LLC|3097
FEMB|FIRST TR EMRG BD ETF|GTSZ|GTS SECURITIES LLC|1936
FEMB|FIRST TR EMRG BD ETF|HRBF|American Enterprise Investment Services Inc.|1200
FEMB|FIRST TR EMRG BD ETF|IBKR|Interactive Brokers Llc|4274
FEMB|FIRST TR EMRG BD ETF|ICBX|INSTINET, LLC|100
FEMB|FIRST TR EMRG BD ETF|INCA|INSTINET, LLC|1943
FEMB|FIRST TR EMRG BD ETF|JANY|Janney Montgomery Scott Inc.|1525
FEMB|FIRST TR EMRG BD ETF|JPMX|J.P. Morgan Securities LLC|200
FEMB|FIRST TR EMRG BD ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|61183
FEMB|FIRST TR EMRG BD ETF|JSJX|JANE STREET CAPITAL LLC|8742
FEMB|FIRST TR EMRG BD ETF|KCGM|VIRTU Americas LLC|1310
FEMB|FIRST TR EMRG BD ETF|LEHM|Barclays Capital Inc./Le|2000
FEMB|FIRST TR EMRG BD ETF|LIME|Lime Brokerage LLC|2942
FEMB|FIRST TR EMRG BD ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
FEMB|FIRST TR EMRG BD ETF|MSCO|MORGAN STANLEY & CO. LLC|4462
FEMB|FIRST TR EMRG BD ETF|MSPL|MORGAN STANLEY & CO. LLC|500
FEMB|FIRST TR EMRG BD ETF|NFSC|National Financial Services LLC|12503
FEMB|FIRST TR EMRG BD ETF|NITE|VIRTU Americas LLC|43004
FEMB|FIRST TR EMRG BD ETF|RAJA|Raymond James & Associates, Inc.|3845
FEMB|FIRST TR EMRG BD ETF|RBCM|RBC CAPITAL MARKETS, LLC|6291
FEMB|FIRST TR EMRG BD ETF|SALI|INTL FCSTONE FINANCIAL INC.|472
FEMB|FIRST TR EMRG BD ETF|SGMT|GOLDMAN SACHS & CO. LLC|300
FEMB|FIRST TR EMRG BD ETF|STFL|Stifel, Nicolaus & Company, Incorporated|550
FEMB|FIRST TR EMRG BD ETF|UBSA|UBS SECURITIES LLC|4359
FEMB|FIRST TR EMRG BD ETF|UBSS|UBS Securities LLC|11283
FEMB|FIRST TR EMRG BD ETF|WCHV|WELLS FARGO SECURITIES, LLC|7904
FEMB|FIRST TR EMRG BD ETF|WSEA|WOLVERINE SECURITIES, LLC|3
FEMB|FIRST TR EMRG BD ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FEMB|FIRST TR EMRG BD ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11685
FEMS|FT DV MKT SM CAP A D|ALTX|Alternet Securities Inc.|600
FEMS|FT DV MKT SM CAP A D|APCC|Apex Clearing Corporation|230
FEMS|FT DV MKT SM CAP A D|BANK|Primevest Financial Services, Inc.|272
FEMS|FT DV MKT SM CAP A D|BARD|Robert W. Baird & Co. Incorporated|16
FEMS|FT DV MKT SM CAP A D|BATM|CBOE TRADING, INC.|400
FEMS|FT DV MKT SM CAP A D|BBNT|BB&T SECURITIES, LLC|624
FEMS|FT DV MKT SM CAP A D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2587
FEMS|FT DV MKT SM CAP A D|BTIG|BTIG, LLC|228
FEMS|FT DV MKT SM CAP A D|BYXM|CBOE TRADING, INC.|1372
FEMS|FT DV MKT SM CAP A D|CANT|Cantor Fitzgerald & Co.|105344
FEMS|FT DV MKT SM CAP A D|CHAS|Charles Schwab & Co., Inc.|624
FEMS|FT DV MKT SM CAP A D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58360
FEMS|FT DV MKT SM CAP A D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22165
FEMS|FT DV MKT SM CAP A D|CSIN|Citadel Securities Institutional LLC|414074
FEMS|FT DV MKT SM CAP A D|CTDL|Citadel Derivatives Group Llc|485716
FEMS|FT DV MKT SM CAP A D|CXCX|CITIGROUP GLOBAL MARKETS INC.|17600
FEMS|FT DV MKT SM CAP A D|DAVA|Davenport & Company LLC|183
FEMS|FT DV MKT SM CAP A D|DBAX|Deutsche Bank Securities Inc.|18800
FEMS|FT DV MKT SM CAP A D|DEAN|MORGAN STANLEY|6671
FEMS|FT DV MKT SM CAP A D|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|172
FEMS|FT DV MKT SM CAP A D|EBXL|EBX LLC|14700
FEMS|FT DV MKT SM CAP A D|EDJO|Edward D. Jones & Co., L.P.|7245
FEMS|FT DV MKT SM CAP A D|EGAM|CBOE TRADING, INC.|100
FEMS|FT DV MKT SM CAP A D|EGAW|CBOE TRADING, INC.|100
FEMS|FT DV MKT SM CAP A D|EGMT|EG MARKET TECHNOLOGIES LLC|100
FEMS|FT DV MKT SM CAP A D|EGXM|CBOE TRADING, INC.|88
FEMS|FT DV MKT SM CAP A D|ETRS|E*Trade Securities LLC|8109
FEMS|FT DV MKT SM CAP A D|FBCO|Credit Suisse Securities (USA) LLC|14935
FEMS|FT DV MKT SM CAP A D|FCST|INTL FCSTONE FINANCIAL INC.|3200
FEMS|FT DV MKT SM CAP A D|FILL|Tradestation Securities, Inc.|5429
FEMS|FT DV MKT SM CAP A D|FMAF|NBCN Inc./ CDS|100
FEMS|FT DV MKT SM CAP A D|FOMA|TD AMERITRADE CLEARING, INC.|84283
FEMS|FT DV MKT SM CAP A D|FTBR|Foliofn Investments, Inc.|19202
FEMS|FT DV MKT SM CAP A D|GBMT|GBM International, Inc.|4471
FEMS|FT DV MKT SM CAP A D|GEBB|GLOBAL EXECUTION BROKERS, LP|5152
FEMS|FT DV MKT SM CAP A D|GSCO|GOLDMAN SACHS & CO. LLC|32572
FEMS|FT DV MKT SM CAP A D|GSLT|GOLDMAN SACHS & CO. LLC|999
FEMS|FT DV MKT SM CAP A D|GTSZ|GTS SECURITIES LLC|8529
FEMS|FT DV MKT SM CAP A D|HRBF|American Enterprise Investment Services Inc.|3437
FEMS|FT DV MKT SM CAP A D|IATS|INTERACTIVE BROKERS LLC|103
FEMS|FT DV MKT SM CAP A D|IBKR|Interactive Brokers Llc|9258
FEMS|FT DV MKT SM CAP A D|ICBX|INSTINET, LLC|20450
FEMS|FT DV MKT SM CAP A D|INCA|INSTINET, LLC|13000
FEMS|FT DV MKT SM CAP A D|ITGI|ITG Inc.|2240
FEMS|FT DV MKT SM CAP A D|ITGP|ITG INC.|2400
FEMS|FT DV MKT SM CAP A D|JANY|Janney Montgomery Scott Inc.|961
FEMS|FT DV MKT SM CAP A D|JPMX|J.P. Morgan Securities LLC|7028
FEMS|FT DV MKT SM CAP A D|JSEB|JANE STREET EXECUTION SERVICES, LLC|15285
FEMS|FT DV MKT SM CAP A D|JSJX|JANE STREET CAPITAL LLC|104089
FEMS|FT DV MKT SM CAP A D|KCGM|VIRTU Americas LLC|23865
FEMS|FT DV MKT SM CAP A D|LEHM|Barclays Capital Inc./Le|35200
FEMS|FT DV MKT SM CAP A D|LIME|Lime Brokerage LLC|38943
FEMS|FT DV MKT SM CAP A D|LMGP|LIME BROKERAGE LLC|300
FEMS|FT DV MKT SM CAP A D|LSCI|Lek Securities Corporation|38
FEMS|FT DV MKT SM CAP A D|MACC|Mid Atlantic Capital Corporation|324
FEMS|FT DV MKT SM CAP A D|MCMF|Raymond James Ltd. Cds|22
FEMS|FT DV MKT SM CAP A D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41884
FEMS|FT DV MKT SM CAP A D|MOTF|MOTIF INVESTING, INC.|1
FEMS|FT DV MKT SM CAP A D|MSCO|MORGAN STANLEY & CO. LLC|212831
FEMS|FT DV MKT SM CAP A D|MSPL|MORGAN STANLEY & CO. LLC|11800
FEMS|FT DV MKT SM CAP A D|NFSC|National Financial Services LLC|207649
FEMS|FT DV MKT SM CAP A D|NITE|VIRTU Americas LLC|283168
FEMS|FT DV MKT SM CAP A D|NQRB|Brut, LLC|3100
FEMS|FT DV MKT SM CAP A D|OPCO|Oppenheimer & Co. Inc.|950
FEMS|FT DV MKT SM CAP A D|PDQM|CODA MARKETS, INC.|2100
FEMS|FT DV MKT SM CAP A D|PWJC|UBS Financial Services, Inc.|26
FEMS|FT DV MKT SM CAP A D|RAJA|Raymond James & Associates, Inc.|39905
FEMS|FT DV MKT SM CAP A D|RBCM|RBC CAPITAL MARKETS, LLC|3759
FEMS|FT DV MKT SM CAP A D|SAGL|SAGETRADER, LLC|400
FEMS|FT DV MKT SM CAP A D|SEIC|SEI Investments Distribution Co.|600
FEMS|FT DV MKT SM CAP A D|SGMT|GOLDMAN SACHS & CO. LLC|11580
FEMS|FT DV MKT SM CAP A D|SPDR|SPEEDROUTE LLC|1700
FEMS|FT DV MKT SM CAP A D|SPHN|Stephens Inc.|25
FEMS|FT DV MKT SM CAP A D|STFL|Stifel, Nicolaus & Company, Incorporated|13096
FEMS|FT DV MKT SM CAP A D|SWIM|TD Ameritrade, Inc.|30031
FEMS|FT DV MKT SM CAP A D|TKNG|ALLY INVEST SECURITIES LLC|295
FEMS|FT DV MKT SM CAP A D|TRBT|Tradebot Systems, Inc.|100
FEMS|FT DV MKT SM CAP A D|TRCM|TRC MARKETS LLC|1332
FEMS|FT DV MKT SM CAP A D|UBSA|UBS SECURITIES LLC|68279
FEMS|FT DV MKT SM CAP A D|UBSS|UBS Securities LLC|98292
FEMS|FT DV MKT SM CAP A D|VGRD|Vanguard Marketing Corporation|9731
FEMS|FT DV MKT SM CAP A D|WCHV|WELLS FARGO SECURITIES, LLC|3683
FEMS|FT DV MKT SM CAP A D|WGIF|CIBC World Markets Inc.|9642
FEMS|FT DV MKT SM CAP A D|WSEA|WOLVERINE SECURITIES, LLC|182
FEMS|FT DV MKT SM CAP A D|XPUS|XP SECURITIES, LLC|1200
FEMS|FT DV MKT SM CAP A D|XSTM|NATIONAL FINANCIAL SERVICES LLC|7112
FEMS|FT DV MKT SM CAP A D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43915
FEN|FIRST TR NRG INC GRW|APCC|Apex Clearing Corporation|24
FEN|FIRST TR NRG INC GRW|BANK|Primevest Financial Services, Inc.|676
FEN|FIRST TR NRG INC GRW|BARD|Robert W. Baird & Co. Incorporated|15685
FEN|FIRST TR NRG INC GRW|BATM|CBOE TRADING, INC.|200
FEN|FIRST TR NRG INC GRW|BTIG|BTIG, LLC|1447
FEN|FIRST TR NRG INC GRW|BYXM|CBOE TRADING, INC.|76
FEN|FIRST TR NRG INC GRW|CHAS|Charles Schwab & Co., Inc.|1
FEN|FIRST TR NRG INC GRW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3700
FEN|FIRST TR NRG INC GRW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8228
FEN|FIRST TR NRG INC GRW|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
FEN|FIRST TR NRG INC GRW|DADA|D.A. Davidson & Co.|860
FEN|FIRST TR NRG INC GRW|DBAX|Deutsche Bank Securities Inc.|2600
FEN|FIRST TR NRG INC GRW|DEAN|MORGAN STANLEY|7575
FEN|FIRST TR NRG INC GRW|DEGS|RONIN PROFESSIONAL LLC|200
FEN|FIRST TR NRG INC GRW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|928
FEN|FIRST TR NRG INC GRW|EBXL|EBX LLC|3400
FEN|FIRST TR NRG INC GRW|ECUT|CONVERGEX EXECUTION SOLUTIONS|31177
FEN|FIRST TR NRG INC GRW|EDJO|Edward D. Jones & Co., L.P.|10642
FEN|FIRST TR NRG INC GRW|EGAM|CBOE TRADING, INC.|400
FEN|FIRST TR NRG INC GRW|EGMT|EG MARKET TECHNOLOGIES LLC|100
FEN|FIRST TR NRG INC GRW|EGXM|CBOE TRADING, INC.|100
FEN|FIRST TR NRG INC GRW|ESPO|ESPOSITO SECURITIES, LLC|900
FEN|FIRST TR NRG INC GRW|ETCB|ETC BROKERAGE SERVICES, LLC|1500
FEN|FIRST TR NRG INC GRW|ETRS|E*Trade Securities LLC|17422
FEN|FIRST TR NRG INC GRW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1748
FEN|FIRST TR NRG INC GRW|FTBR|Foliofn Investments, Inc.|38
FEN|FIRST TR NRG INC GRW|GLIS|TD Securities Inc|500
FEN|FIRST TR NRG INC GRW|GLPX|ACS EXECUTION SERVICES, LLC|2633
FEN|FIRST TR NRG INC GRW|GSCO|GOLDMAN SACHS & CO. LLC|100
FEN|FIRST TR NRG INC GRW|GSCS|GOLDMAN SACHS & CO. LLC|1000
FEN|FIRST TR NRG INC GRW|GTSZ|GTS SECURITIES LLC|2305
FEN|FIRST TR NRG INC GRW|HRBF|American Enterprise Investment Services Inc.|15297
FEN|FIRST TR NRG INC GRW|IATS|INTERACTIVE BROKERS LLC|3060
FEN|FIRST TR NRG INC GRW|IBKR|Interactive Brokers Llc|12736
FEN|FIRST TR NRG INC GRW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|214
FEN|FIRST TR NRG INC GRW|ICBX|INSTINET, LLC|3433
FEN|FIRST TR NRG INC GRW|INCA|INSTINET, LLC|1616
FEN|FIRST TR NRG INC GRW|INJX|INSTINET, LLC|76
FEN|FIRST TR NRG INC GRW|ITGI|ITG Inc.|418
FEN|FIRST TR NRG INC GRW|ITGP|ITG INC.|1800
FEN|FIRST TR NRG INC GRW|JEFF|JEFFERIES LLC|184
FEN|FIRST TR NRG INC GRW|JPMX|J.P. Morgan Securities LLC|4648
FEN|FIRST TR NRG INC GRW|KCGM|VIRTU Americas LLC|3347
FEN|FIRST TR NRG INC GRW|LEHM|Barclays Capital Inc./Le|3200
FEN|FIRST TR NRG INC GRW|LIME|Lime Brokerage LLC|1454
FEN|FIRST TR NRG INC GRW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|161
FEN|FIRST TR NRG INC GRW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14574
FEN|FIRST TR NRG INC GRW|MSCO|MORGAN STANLEY & CO. LLC|45830
FEN|FIRST TR NRG INC GRW|MSPL|MORGAN STANLEY & CO. LLC|13700
FEN|FIRST TR NRG INC GRW|NATL|National Securities Corporation|37
FEN|FIRST TR NRG INC GRW|NFSC|National Financial Services LLC|111471
FEN|FIRST TR NRG INC GRW|NITE|VIRTU Americas LLC|117755
FEN|FIRST TR NRG INC GRW|NQRB|Brut, LLC|900
FEN|FIRST TR NRG INC GRW|OPCO|Oppenheimer & Co. Inc.|1305
FEN|FIRST TR NRG INC GRW|OTAA|OTA LLC|300
FEN|FIRST TR NRG INC GRW|PDQM|CODA MARKETS, INC.|3354
FEN|FIRST TR NRG INC GRW|PWJC|UBS Financial Services, Inc.|3632
FEN|FIRST TR NRG INC GRW|RBCM|RBC CAPITAL MARKETS, LLC|9225
FEN|FIRST TR NRG INC GRW|SBSH|Citigroup Global Markets Inc.|370
FEN|FIRST TR NRG INC GRW|SGMT|GOLDMAN SACHS & CO. LLC|2777
FEN|FIRST TR NRG INC GRW|SPDR|SPEEDROUTE LLC|400
FEN|FIRST TR NRG INC GRW|STFL|Stifel, Nicolaus & Company, Incorporated|975
FEN|FIRST TR NRG INC GRW|SWST|Hilltop Securities Inc.|1394
FEN|FIRST TR NRG INC GRW|TRBT|Tradebot Systems, Inc.|618
FEN|FIRST TR NRG INC GRW|UBSA|UBS SECURITIES LLC|13365
FEN|FIRST TR NRG INC GRW|UBSS|UBS Securities LLC|22003
FEN|FIRST TR NRG INC GRW|VALX|VIRTU AMERICAS LLC|1497
FEN|FIRST TR NRG INC GRW|VGRD|Vanguard Marketing Corporation|4609
FEN|FIRST TR NRG INC GRW|WBET|Wallachbeth Capital LLC|242
FEN|FIRST TR NRG INC GRW|WCHV|WELLS FARGO SECURITIES, LLC|55079
FEN|FIRST TR NRG INC GRW|WEED|Weeden & Co.L.P.|150
FEN|FIRST TR NRG INC GRW|WSEA|WOLVERINE SECURITIES, LLC|5
FEN|FIRST TR NRG INC GRW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9132
FENC|FENNEC PHARMA CMN|ALTX|Alternet Securities Inc.|1842
FENC|FENNEC PHARMA CMN|BANK|Primevest Financial Services, Inc.|250
FENC|FENNEC PHARMA CMN|BATM|CBOE TRADING, INC.|702
FENC|FENNEC PHARMA CMN|BAYC|BAY CREST PARTNERS, LLC|627
FENC|FENNEC PHARMA CMN|BAYT|BTIG, LLC|1900
FENC|FENNEC PHARMA CMN|BMOC|BMO Capital Markets Corp.|855
FENC|FENNEC PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|887
FENC|FENNEC PHARMA CMN|BTIG|BTIG, LLC|741
FENC|FENNEC PHARMA CMN|BYXM|CBOE TRADING, INC.|1390
FENC|FENNEC PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2990
FENC|FENNEC PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7217
FENC|FENNEC PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
FENC|FENNEC PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18475
FENC|FENNEC PHARMA CMN|CTDL|Citadel Derivatives Group Llc|3571
FENC|FENNEC PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2004
FENC|FENNEC PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|126604
FENC|FENNEC PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|11500
FENC|FENNEC PHARMA CMN|DEAN|MORGAN STANLEY|11902
FENC|FENNEC PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|37563
FENC|FENNEC PHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3800
FENC|FENNEC PHARMA CMN|EBXL|EBX LLC|16000
FENC|FENNEC PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|767
FENC|FENNEC PHARMA CMN|EGAM|CBOE TRADING, INC.|3439
FENC|FENNEC PHARMA CMN|EGXM|CBOE TRADING, INC.|712
FENC|FENNEC PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|23740
FENC|FENNEC PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3312
FENC|FENNEC PHARMA CMN|ETRS|E*Trade Securities LLC|37749
FENC|FENNEC PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|48017
FENC|FENNEC PHARMA CMN|FILL|Tradestation Securities, Inc.|10
FENC|FENNEC PHARMA CMN|FMAF|NBCN Inc./ CDS|495
FENC|FENNEC PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|159218
FENC|FENNEC PHARMA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1319
FENC|FENNEC PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25052
FENC|FENNEC PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1634
FENC|FENNEC PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|24141
FENC|FENNEC PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|472259
FENC|FENNEC PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|100
FENC|FENNEC PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|505
FENC|FENNEC PHARMA CMN|GTSZ|GTS SECURITIES LLC|27249
FENC|FENNEC PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|4500
FENC|FENNEC PHARMA CMN|IBKR|Interactive Brokers Llc|72295
FENC|FENNEC PHARMA CMN|ICBX|INSTINET, LLC|7349
FENC|FENNEC PHARMA CMN|IEQY|CITADEL SECURITIES LLC|2881
FENC|FENNEC PHARMA CMN|INCA|INSTINET, LLC|94651
FENC|FENNEC PHARMA CMN|INJX|INSTINET, LLC|19906
FENC|FENNEC PHARMA CMN|ITGI|ITG Inc.|12154
FENC|FENNEC PHARMA CMN|ITGP|ITG INC.|33000
FENC|FENNEC PHARMA CMN|JEFF|JEFFERIES LLC|10563
FENC|FENNEC PHARMA CMN|JMPT|JUMP TRADING, LLC|2187
FENC|FENNEC PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|1100
FENC|FENNEC PHARMA CMN|JPMX|J.P. Morgan Securities LLC|18664
FENC|FENNEC PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|2440
FENC|FENNEC PHARMA CMN|KCGM|VIRTU Americas LLC|2384
FENC|FENNEC PHARMA CMN|LEHM|Barclays Capital Inc./Le|212429
FENC|FENNEC PHARMA CMN|LIME|Lime Brokerage LLC|31168
FENC|FENNEC PHARMA CMN|LMGP|LIME BROKERAGE LLC|3300
FENC|FENNEC PHARMA CMN|LOOP|Loop Capital Markets LLC|1681
FENC|FENNEC PHARMA CMN|MAXM|Maxim Group LLC|54727
FENC|FENNEC PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8763
FENC|FENNEC PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|531432
FENC|FENNEC PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|10500
FENC|FENNEC PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|6800
FENC|FENNEC PHARMA CMN|NFSC|National Financial Services LLC|157389
FENC|FENNEC PHARMA CMN|NITE|VIRTU Americas LLC|245276
FENC|FENNEC PHARMA CMN|NITP|VIRTU Americas LLC|1400
FENC|FENNEC PHARMA CMN|NQRB|Brut, LLC|1193
FENC|FENNEC PHARMA CMN|PDQM|CODA MARKETS, INC.|10518
FENC|FENNEC PHARMA CMN|SAGL|SAGETRADER, LLC|4102
FENC|FENNEC PHARMA CMN|SBSH|Citigroup Global Markets Inc.|64807
FENC|FENNEC PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|9888
FENC|FENNEC PHARMA CMN|SPDR|SPEEDROUTE LLC|3201
FENC|FENNEC PHARMA CMN|SPTD|MINT GLOBAL MARKETS, INC.|15866
FENC|FENNEC PHARMA CMN|SWIM|TD Ameritrade, Inc.|61134
FENC|FENNEC PHARMA CMN|SWST|Hilltop Securities Inc.|40
FENC|FENNEC PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|775
FENC|FENNEC PHARMA CMN|TRBT|Tradebot Systems, Inc.|11113
FENC|FENNEC PHARMA CMN|TRCM|TRC MARKETS LLC|20005
FENC|FENNEC PHARMA CMN|UBSA|UBS SECURITIES LLC|81077
FENC|FENNEC PHARMA CMN|UBSS|UBS Securities LLC|606250
FENC|FENNEC PHARMA CMN|VALX|VIRTU AMERICAS LLC|1851
FENC|FENNEC PHARMA CMN|VGRD|Vanguard Marketing Corporation|2327
FENC|FENNEC PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|9998
FENC|FENNEC PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|244
FENC|FENNEC PHARMA CMN|WEED|Weeden & Co.L.P.|4000
FENC|FENNEC PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|241
FENC|FENNEC PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|781
FENC|FENNEC PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FENC|FENNEC PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1283
FENC|FENNEC PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2611
FENG|PHOENIX NEW MEDIA|ALTX|Alternet Securities Inc.|5000
FENG|PHOENIX NEW MEDIA|APCC|Apex Clearing Corporation|26747
FENG|PHOENIX NEW MEDIA|BATM|CBOE TRADING, INC.|4902
FENG|PHOENIX NEW MEDIA|BERN|Sanford C. Bernstein & Co., LLC|5764
FENG|PHOENIX NEW MEDIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7573
FENG|PHOENIX NEW MEDIA|BZYD|GOLDMAN SACHS & CO. LLC|2780
FENG|PHOENIX NEW MEDIA|CHAS|Charles Schwab & Co., Inc.|2000
FENG|PHOENIX NEW MEDIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109
FENG|PHOENIX NEW MEDIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
FENG|PHOENIX NEW MEDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31392
FENG|PHOENIX NEW MEDIA|CTDL|Citadel Derivatives Group Llc|441
FENG|PHOENIX NEW MEDIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|5800
FENG|PHOENIX NEW MEDIA|DBAB|Deutsche Bank Securities Inc.|46453
FENG|PHOENIX NEW MEDIA|DBAX|Deutsche Bank Securities Inc.|87400
FENG|PHOENIX NEW MEDIA|DCHF|Dart Executions, LLC|53
FENG|PHOENIX NEW MEDIA|DEGS|RONIN PROFESSIONAL LLC|2057
FENG|PHOENIX NEW MEDIA|EBXL|EBX LLC|17600
FENG|PHOENIX NEW MEDIA|EGAM|CBOE TRADING, INC.|2294
FENG|PHOENIX NEW MEDIA|EGXM|CBOE TRADING, INC.|447
FENG|PHOENIX NEW MEDIA|ETBE|Electronic Transaction Clearing, Inc.|700
FENG|PHOENIX NEW MEDIA|ETCC|Electronic Transaction Clearing, Inc.|1300
FENG|PHOENIX NEW MEDIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|835
FENG|PHOENIX NEW MEDIA|ETRS|E*Trade Securities LLC|323473
FENG|PHOENIX NEW MEDIA|FILL|Tradestation Securities, Inc.|7200
FENG|PHOENIX NEW MEDIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2832
FENG|PHOENIX NEW MEDIA|FTBR|Foliofn Investments, Inc.|2
FENG|PHOENIX NEW MEDIA|GEBB|GLOBAL EXECUTION BROKERS, LP|1510
FENG|PHOENIX NEW MEDIA|GLIS|TD Securities Inc|21701
FENG|PHOENIX NEW MEDIA|GLPX|ACS EXECUTION SERVICES, LLC|2163
FENG|PHOENIX NEW MEDIA|GSCO|GOLDMAN SACHS & CO. LLC|16961
FENG|PHOENIX NEW MEDIA|GSCS|GOLDMAN SACHS & CO. LLC|1300
FENG|PHOENIX NEW MEDIA|GSLT|GOLDMAN SACHS & CO. LLC|1571
FENG|PHOENIX NEW MEDIA|GTSZ|GTS SECURITIES LLC|1145
FENG|PHOENIX NEW MEDIA|HAPX|HAP Trading, LLC|100
FENG|PHOENIX NEW MEDIA|HSBC|HSBC Securities, Inc.|7316
FENG|PHOENIX NEW MEDIA|IATS|INTERACTIVE BROKERS LLC|37200
FENG|PHOENIX NEW MEDIA|IBKR|Interactive Brokers Llc|46079
FENG|PHOENIX NEW MEDIA|ICBX|INSTINET, LLC|13400
FENG|PHOENIX NEW MEDIA|INCA|INSTINET, LLC|11045
FENG|PHOENIX NEW MEDIA|INJX|INSTINET, LLC|100
FENG|PHOENIX NEW MEDIA|ITGI|ITG Inc.|13423
FENG|PHOENIX NEW MEDIA|ITGP|ITG INC.|53600
FENG|PHOENIX NEW MEDIA|JEFF|JEFFERIES LLC|23333
FENG|PHOENIX NEW MEDIA|JMPT|JUMP TRADING, LLC|1727
FENG|PHOENIX NEW MEDIA|JPMX|J.P. Morgan Securities LLC|24032
FENG|PHOENIX NEW MEDIA|JSJX|JANE STREET CAPITAL LLC|99
FENG|PHOENIX NEW MEDIA|KCGM|VIRTU Americas LLC|3619
FENG|PHOENIX NEW MEDIA|LEHM|Barclays Capital Inc./Le|85907
FENG|PHOENIX NEW MEDIA|LIME|Lime Brokerage LLC|6786
FENG|PHOENIX NEW MEDIA|LSCI|Lek Securities Corporation|821
FENG|PHOENIX NEW MEDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12400
FENG|PHOENIX NEW MEDIA|MOTF|MOTIF INVESTING, INC.|62
FENG|PHOENIX NEW MEDIA|MSCO|MORGAN STANLEY & CO. LLC|37367
FENG|PHOENIX NEW MEDIA|MSPL|MORGAN STANLEY & CO. LLC|14300
FENG|PHOENIX NEW MEDIA|MSTX|MORGAN STANLEY & CO. LLC|4000
FENG|PHOENIX NEW MEDIA|NFSC|National Financial Services LLC|161040
FENG|PHOENIX NEW MEDIA|NITE|VIRTU Americas LLC|514405
FENG|PHOENIX NEW MEDIA|NQRB|Brut, LLC|400
FENG|PHOENIX NEW MEDIA|NTBF|BMO Nesbitt Burns Inc./CDS|22700
FENG|PHOENIX NEW MEDIA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
FENG|PHOENIX NEW MEDIA|PCPT|PHILLIP CAPITAL INC.|7821
FENG|PHOENIX NEW MEDIA|PDQM|CODA MARKETS, INC.|4113
FENG|PHOENIX NEW MEDIA|RGLD|Regal Securities, Inc|65
FENG|PHOENIX NEW MEDIA|SBSH|Citigroup Global Markets Inc.|15658
FENG|PHOENIX NEW MEDIA|SGMT|GOLDMAN SACHS & CO. LLC|16287
FENG|PHOENIX NEW MEDIA|SOGO|Wang Investment Associates, Inc.|3000
FENG|PHOENIX NEW MEDIA|SPDR|SPEEDROUTE LLC|1408
FENG|PHOENIX NEW MEDIA|SWIM|TD Ameritrade, Inc.|211595
FENG|PHOENIX NEW MEDIA|TKNG|ALLY INVEST SECURITIES LLC|2248
FENG|PHOENIX NEW MEDIA|TRBT|Tradebot Systems, Inc.|25972
FENG|PHOENIX NEW MEDIA|TRCM|TRC MARKETS LLC|9614
FENG|PHOENIX NEW MEDIA|TWTT|TASTYWORKS, INC.|600
FENG|PHOENIX NEW MEDIA|UBSA|UBS SECURITIES LLC|96090
FENG|PHOENIX NEW MEDIA|UBSS|UBS Securities LLC|96558
FENG|PHOENIX NEW MEDIA|VALX|VIRTU AMERICAS LLC|700
FENG|PHOENIX NEW MEDIA|VGRD|Vanguard Marketing Corporation|8634
FENG|PHOENIX NEW MEDIA|WCHV|WELLS FARGO SECURITIES, LLC|4200
FENG|PHOENIX NEW MEDIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|133
FENG|PHOENIX NEW MEDIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5232
FENG|PHOENIX NEW MEDIA|WGIF|CIBC World Markets Inc.|7248
FENG|PHOENIX NEW MEDIA|WSEA|WOLVERINE SECURITIES, LLC|2862
FENG|PHOENIX NEW MEDIA|XIST|INSTINET, LLC|6400
FENG|PHOENIX NEW MEDIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
FENG|PHOENIX NEW MEDIA|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FENY|FIDELITY ENERGY ETF|APCC|Apex Clearing Corporation|138
FENY|FIDELITY ENERGY ETF|BARD|Robert W. Baird & Co. Incorporated|601
FENY|FIDELITY ENERGY ETF|BBNT|BB&T SECURITIES, LLC|44486
FENY|FIDELITY ENERGY ETF|BERN|Sanford C. Bernstein & Co., LLC|1
FENY|FIDELITY ENERGY ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3818
FENY|FIDELITY ENERGY ETF|BTIG|BTIG, LLC|201573
FENY|FIDELITY ENERGY ETF|CHAS|Charles Schwab & Co., Inc.|47
FENY|FIDELITY ENERGY ETF|CIST|Capital Institutional Services, Inc.|200
FENY|FIDELITY ENERGY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9366
FENY|FIDELITY ENERGY ETF|CSIN|Citadel Securities Institutional LLC|136098
FENY|FIDELITY ENERGY ETF|CTDL|Citadel Derivatives Group Llc|148781
FENY|FIDELITY ENERGY ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
FENY|FIDELITY ENERGY ETF|DBAB|Deutsche Bank Securities Inc.|174
FENY|FIDELITY ENERGY ETF|DBAX|Deutsche Bank Securities Inc.|5900
FENY|FIDELITY ENERGY ETF|DEAN|MORGAN STANLEY|2416
FENY|FIDELITY ENERGY ETF|DEGS|RONIN PROFESSIONAL LLC|2600
FENY|FIDELITY ENERGY ETF|EBXL|EBX LLC|14700
FENY|FIDELITY ENERGY ETF|EDJO|Edward D. Jones & Co., L.P.|2124
FENY|FIDELITY ENERGY ETF|EGAM|CBOE TRADING, INC.|904
FENY|FIDELITY ENERGY ETF|EGXM|CBOE TRADING, INC.|800
FENY|FIDELITY ENERGY ETF|ETBE|Electronic Transaction Clearing, Inc.|2400
FENY|FIDELITY ENERGY ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|920
FENY|FIDELITY ENERGY ETF|ETRS|E*Trade Securities LLC|30440
FENY|FIDELITY ENERGY ETF|FBSB|U.S. Bancorp Investments, Inc.|2
FENY|FIDELITY ENERGY ETF|FILL|Tradestation Securities, Inc.|200
FENY|FIDELITY ENERGY ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|69150
FENY|FIDELITY ENERGY ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|501
FENY|FIDELITY ENERGY ETF|FTBR|Foliofn Investments, Inc.|1008
FENY|FIDELITY ENERGY ETF|GSCO|GOLDMAN SACHS & CO. LLC|7441
FENY|FIDELITY ENERGY ETF|GSLT|GOLDMAN SACHS & CO. LLC|4345
FENY|FIDELITY ENERGY ETF|HRBF|American Enterprise Investment Services Inc.|988
FENY|FIDELITY ENERGY ETF|IATS|INTERACTIVE BROKERS LLC|20
FENY|FIDELITY ENERGY ETF|IBKR|Interactive Brokers Llc|4450
FENY|FIDELITY ENERGY ETF|ICBX|INSTINET, LLC|21318
FENY|FIDELITY ENERGY ETF|INCA|INSTINET, LLC|200
FENY|FIDELITY ENERGY ETF|ITGP|ITG INC.|10800
FENY|FIDELITY ENERGY ETF|JMPT|JUMP TRADING, LLC|470
FENY|FIDELITY ENERGY ETF|JPMX|J.P. Morgan Securities LLC|2600
FENY|FIDELITY ENERGY ETF|JSJX|JANE STREET CAPITAL LLC|232147
FENY|FIDELITY ENERGY ETF|KCGM|VIRTU Americas LLC|4265
FENY|FIDELITY ENERGY ETF|LEHM|Barclays Capital Inc./Le|12961
FENY|FIDELITY ENERGY ETF|LIME|Lime Brokerage LLC|4001
FENY|FIDELITY ENERGY ETF|MACC|Mid Atlantic Capital Corporation|145
FENY|FIDELITY ENERGY ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7552
FENY|FIDELITY ENERGY ETF|MOTF|MOTIF INVESTING, INC.|1
FENY|FIDELITY ENERGY ETF|MSCO|MORGAN STANLEY & CO. LLC|47203
FENY|FIDELITY ENERGY ETF|MSPL|MORGAN STANLEY & CO. LLC|900
FENY|FIDELITY ENERGY ETF|NFSC|National Financial Services LLC|1934007
FENY|FIDELITY ENERGY ETF|NITE|VIRTU Americas LLC|859771
FENY|FIDELITY ENERGY ETF|NITP|VIRTU Americas LLC|150
FENY|FIDELITY ENERGY ETF|NQRB|Brut, LLC|100
FENY|FIDELITY ENERGY ETF|OPCO|Oppenheimer & Co. Inc.|16
FENY|FIDELITY ENERGY ETF|PDQM|CODA MARKETS, INC.|600
FENY|FIDELITY ENERGY ETF|RBCM|RBC CAPITAL MARKETS, LLC|2506
FENY|FIDELITY ENERGY ETF|SGMT|GOLDMAN SACHS & CO. LLC|6825
FENY|FIDELITY ENERGY ETF|SHMR|ABN Amro Clearing LLC|81290
FENY|FIDELITY ENERGY ETF|SPHN|Stephens Inc.|533
FENY|FIDELITY ENERGY ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1259
FENY|FIDELITY ENERGY ETF|STKP|STOCKPILE INVESTMENTS, INC.|46
FENY|FIDELITY ENERGY ETF|SWIM|TD Ameritrade, Inc.|1727
FENY|FIDELITY ENERGY ETF|SWST|Hilltop Securities Inc.|3
FENY|FIDELITY ENERGY ETF|TKNG|ALLY INVEST SECURITIES LLC|204
FENY|FIDELITY ENERGY ETF|TRBT|Tradebot Systems, Inc.|5051
FENY|FIDELITY ENERGY ETF|TRCM|TRC MARKETS LLC|1570
FENY|FIDELITY ENERGY ETF|UBSA|UBS SECURITIES LLC|26355
FENY|FIDELITY ENERGY ETF|UBSS|UBS Securities LLC|49693
FENY|FIDELITY ENERGY ETF|VALX|VIRTU AMERICAS LLC|498
FENY|FIDELITY ENERGY ETF|VGRD|Vanguard Marketing Corporation|3226
FENY|FIDELITY ENERGY ETF|WCHV|WELLS FARGO SECURITIES, LLC|14334
FENY|FIDELITY ENERGY ETF|WEDB|WEDBUSH SECURITIES INC.|70
FENY|FIDELITY ENERGY ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2807
FENY|FIDELITY ENERGY ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8520
FENY|FIDELITY ENERGY ETF|WSEA|WOLVERINE SECURITIES, LLC|304
FENY|FIDELITY ENERGY ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
FENY|FIDELITY ENERGY ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10406
FEO|FIRST TRUST/ABERDEEN|ALTX|Alternet Securities Inc.|702
FEO|FIRST TRUST/ABERDEEN|APCC|Apex Clearing Corporation|436
FEO|FIRST TRUST/ABERDEEN|BANK|Primevest Financial Services, Inc.|5
FEO|FIRST TRUST/ABERDEEN|BARD|Robert W. Baird & Co. Incorporated|14340
FEO|FIRST TRUST/ABERDEEN|BATM|CBOE TRADING, INC.|100
FEO|FIRST TRUST/ABERDEEN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
FEO|FIRST TRUST/ABERDEEN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
FEO|FIRST TRUST/ABERDEEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3445
FEO|FIRST TRUST/ABERDEEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
FEO|FIRST TRUST/ABERDEEN|DADA|D.A. Davidson & Co.|718
FEO|FIRST TRUST/ABERDEEN|DBAX|Deutsche Bank Securities Inc.|600
FEO|FIRST TRUST/ABERDEEN|DEAN|MORGAN STANLEY|2855
FEO|FIRST TRUST/ABERDEEN|DEGS|RONIN PROFESSIONAL LLC|200
FEO|FIRST TRUST/ABERDEEN|EBXL|EBX LLC|1900
FEO|FIRST TRUST/ABERDEEN|EDJO|Edward D. Jones & Co., L.P.|193
FEO|FIRST TRUST/ABERDEEN|EGAM|CBOE TRADING, INC.|400
FEO|FIRST TRUST/ABERDEEN|EGXM|CBOE TRADING, INC.|3630
FEO|FIRST TRUST/ABERDEEN|ETRS|E*Trade Securities LLC|7763
FEO|FIRST TRUST/ABERDEEN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|881
FEO|FIRST TRUST/ABERDEEN|FTBR|Foliofn Investments, Inc.|11
FEO|FIRST TRUST/ABERDEEN|GEBB|GLOBAL EXECUTION BROKERS, LP|200
FEO|FIRST TRUST/ABERDEEN|GSLT|GOLDMAN SACHS & CO. LLC|200
FEO|FIRST TRUST/ABERDEEN|GTSZ|GTS SECURITIES LLC|2011
FEO|FIRST TRUST/ABERDEEN|HRBF|American Enterprise Investment Services Inc.|713
FEO|FIRST TRUST/ABERDEEN|IATS|INTERACTIVE BROKERS LLC|2090
FEO|FIRST TRUST/ABERDEEN|IBKR|Interactive Brokers Llc|4344
FEO|FIRST TRUST/ABERDEEN|ICBX|INSTINET, LLC|2400
FEO|FIRST TRUST/ABERDEEN|INCA|INSTINET, LLC|6125
FEO|FIRST TRUST/ABERDEEN|ITGI|ITG Inc.|328
FEO|FIRST TRUST/ABERDEEN|ITGP|ITG INC.|1400
FEO|FIRST TRUST/ABERDEEN|JANY|Janney Montgomery Scott Inc.|16
FEO|FIRST TRUST/ABERDEEN|JPMX|J.P. Morgan Securities LLC|600
FEO|FIRST TRUST/ABERDEEN|KCGM|VIRTU Americas LLC|300
FEO|FIRST TRUST/ABERDEEN|LEHM|Barclays Capital Inc./Le|400
FEO|FIRST TRUST/ABERDEEN|LIME|Lime Brokerage LLC|492
FEO|FIRST TRUST/ABERDEEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
FEO|FIRST TRUST/ABERDEEN|MSCO|MORGAN STANLEY & CO. LLC|12337
FEO|FIRST TRUST/ABERDEEN|NFSC|National Financial Services LLC|39959
FEO|FIRST TRUST/ABERDEEN|NITE|VIRTU Americas LLC|123250
FEO|FIRST TRUST/ABERDEEN|RBCM|RBC CAPITAL MARKETS, LLC|4987
FEO|FIRST TRUST/ABERDEEN|SGMT|GOLDMAN SACHS & CO. LLC|600
FEO|FIRST TRUST/ABERDEEN|STFL|Stifel, Nicolaus & Company, Incorporated|8925
FEO|FIRST TRUST/ABERDEEN|SWIM|TD Ameritrade, Inc.|450
FEO|FIRST TRUST/ABERDEEN|SWST|Hilltop Securities Inc.|3615
FEO|FIRST TRUST/ABERDEEN|TRBT|Tradebot Systems, Inc.|2400
FEO|FIRST TRUST/ABERDEEN|UBSA|UBS SECURITIES LLC|3595
FEO|FIRST TRUST/ABERDEEN|UBSS|UBS Securities LLC|72060
FEO|FIRST TRUST/ABERDEEN|VALX|VIRTU AMERICAS LLC|501
FEO|FIRST TRUST/ABERDEEN|VGRD|Vanguard Marketing Corporation|7109
FEO|FIRST TRUST/ABERDEEN|WCHV|WELLS FARGO SECURITIES, LLC|79227
FEO|FIRST TRUST/ABERDEEN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4058
FEO|FIRST TRUST/ABERDEEN|WSEA|WOLVERINE SECURITIES, LLC|705
FEO|FIRST TRUST/ABERDEEN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FEO|FIRST TRUST/ABERDEEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1416
FEP|FT EUROPE ALPHADEX|ALTX|Alternet Securities Inc.|300
FEP|FT EUROPE ALPHADEX|APCC|Apex Clearing Corporation|106
FEP|FT EUROPE ALPHADEX|BANK|Primevest Financial Services, Inc.|3540
FEP|FT EUROPE ALPHADEX|BARD|Robert W. Baird & Co. Incorporated|6225
FEP|FT EUROPE ALPHADEX|BATM|CBOE TRADING, INC.|700
FEP|FT EUROPE ALPHADEX|BBNT|BB&T SECURITIES, LLC|3021
FEP|FT EUROPE ALPHADEX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|943
FEP|FT EUROPE ALPHADEX|BTIG|BTIG, LLC|852
FEP|FT EUROPE ALPHADEX|BYXM|CBOE TRADING, INC.|300
FEP|FT EUROPE ALPHADEX|CANT|Cantor Fitzgerald & Co.|1119686
FEP|FT EUROPE ALPHADEX|CHAS|Charles Schwab & Co., Inc.|6
FEP|FT EUROPE ALPHADEX|CIST|Capital Institutional Services, Inc.|13
FEP|FT EUROPE ALPHADEX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98909
FEP|FT EUROPE ALPHADEX|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FEP|FT EUROPE ALPHADEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31714
FEP|FT EUROPE ALPHADEX|CSIN|Citadel Securities Institutional LLC|451246
FEP|FT EUROPE ALPHADEX|CTDL|Citadel Derivatives Group Llc|716072
FEP|FT EUROPE ALPHADEX|CXCX|CITIGROUP GLOBAL MARKETS INC.|9482
FEP|FT EUROPE ALPHADEX|DADA|D.A. Davidson & Co.|937
FEP|FT EUROPE ALPHADEX|DBAB|Deutsche Bank Securities Inc.|1816
FEP|FT EUROPE ALPHADEX|DBAX|Deutsche Bank Securities Inc.|23600
FEP|FT EUROPE ALPHADEX|DEAN|MORGAN STANLEY|79376
FEP|FT EUROPE ALPHADEX|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3282
FEP|FT EUROPE ALPHADEX|EBXL|EBX LLC|48500
FEP|FT EUROPE ALPHADEX|ECUT|CONVERGEX EXECUTION SOLUTIONS|3436
FEP|FT EUROPE ALPHADEX|EDJO|Edward D. Jones & Co., L.P.|11127
FEP|FT EUROPE ALPHADEX|EGAM|CBOE TRADING, INC.|3151
FEP|FT EUROPE ALPHADEX|EGMT|EG MARKET TECHNOLOGIES LLC|200
FEP|FT EUROPE ALPHADEX|EGXM|CBOE TRADING, INC.|2200
FEP|FT EUROPE ALPHADEX|ETBE|Electronic Transaction Clearing, Inc.|1040
FEP|FT EUROPE ALPHADEX|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1406
FEP|FT EUROPE ALPHADEX|ETRS|E*Trade Securities LLC|1713
FEP|FT EUROPE ALPHADEX|FBCO|Credit Suisse Securities (USA) LLC|55335
FEP|FT EUROPE ALPHADEX|FCST|INTL FCSTONE FINANCIAL INC.|80677
FEP|FT EUROPE ALPHADEX|FLTU|FLOW TRADERS US LLC|6940
FEP|FT EUROPE ALPHADEX|FOMA|TD AMERITRADE CLEARING, INC.|49390
FEP|FT EUROPE ALPHADEX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3510
FEP|FT EUROPE ALPHADEX|FTBR|Foliofn Investments, Inc.|897
FEP|FT EUROPE ALPHADEX|GBMT|GBM International, Inc.|14226
FEP|FT EUROPE ALPHADEX|GEBB|GLOBAL EXECUTION BROKERS, LP|8479
FEP|FT EUROPE ALPHADEX|GFIS|GFI Securities LLC|900000
FEP|FT EUROPE ALPHADEX|GLPX|ACS EXECUTION SERVICES, LLC|8944
FEP|FT EUROPE ALPHADEX|GSCO|GOLDMAN SACHS & CO. LLC|228708
FEP|FT EUROPE ALPHADEX|GSCS|GOLDMAN SACHS & CO. LLC|671
FEP|FT EUROPE ALPHADEX|GTSZ|GTS SECURITIES LLC|7057
FEP|FT EUROPE ALPHADEX|HRBF|American Enterprise Investment Services Inc.|724
FEP|FT EUROPE ALPHADEX|IATS|INTERACTIVE BROKERS LLC|100
FEP|FT EUROPE ALPHADEX|IBKR|Interactive Brokers Llc|15039
FEP|FT EUROPE ALPHADEX|ICBX|INSTINET, LLC|46919
FEP|FT EUROPE ALPHADEX|INCA|INSTINET, LLC|19440
FEP|FT EUROPE ALPHADEX|ITGI|ITG Inc.|5432
FEP|FT EUROPE ALPHADEX|ITGP|ITG INC.|7600
FEP|FT EUROPE ALPHADEX|JANY|Janney Montgomery Scott Inc.|20534
FEP|FT EUROPE ALPHADEX|JMPT|JUMP TRADING, LLC|1640
FEP|FT EUROPE ALPHADEX|JPMX|J.P. Morgan Securities LLC|40800
FEP|FT EUROPE ALPHADEX|JSEB|JANE STREET EXECUTION SERVICES, LLC|88725
FEP|FT EUROPE ALPHADEX|JSJX|JANE STREET CAPITAL LLC|231189
FEP|FT EUROPE ALPHADEX|KCGM|VIRTU Americas LLC|13038
FEP|FT EUROPE ALPHADEX|LEHM|Barclays Capital Inc./Le|44800
FEP|FT EUROPE ALPHADEX|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|20462
FEP|FT EUROPE ALPHADEX|LIME|Lime Brokerage LLC|26696
FEP|FT EUROPE ALPHADEX|MACC|Mid Atlantic Capital Corporation|9586
FEP|FT EUROPE ALPHADEX|MCMF|Raymond James Ltd. Cds|100
FEP|FT EUROPE ALPHADEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43200
FEP|FT EUROPE ALPHADEX|MSCO|MORGAN STANLEY & CO. LLC|685299
FEP|FT EUROPE ALPHADEX|MSPL|MORGAN STANLEY & CO. LLC|51200
FEP|FT EUROPE ALPHADEX|MTON|MILLINGTON SECURITIES, INC.|54149
FEP|FT EUROPE ALPHADEX|NFSC|National Financial Services LLC|623306
FEP|FT EUROPE ALPHADEX|NITE|VIRTU Americas LLC|426462
FEP|FT EUROPE ALPHADEX|NQRB|Brut, LLC|4037
FEP|FT EUROPE ALPHADEX|OLDM|OLD MISSION CAPITAL, LLC|6723
FEP|FT EUROPE ALPHADEX|OPCO|Oppenheimer & Co. Inc.|1572
FEP|FT EUROPE ALPHADEX|PDQM|CODA MARKETS, INC.|27894
FEP|FT EUROPE ALPHADEX|PWJC|UBS Financial Services, Inc.|1040
FEP|FT EUROPE ALPHADEX|RAJA|Raymond James & Associates, Inc.|97650
FEP|FT EUROPE ALPHADEX|RBCM|RBC CAPITAL MARKETS, LLC|5809
FEP|FT EUROPE ALPHADEX|SAGL|SAGETRADER, LLC|6138
FEP|FT EUROPE ALPHADEX|SALI|INTL FCSTONE FINANCIAL INC.|4559
FEP|FT EUROPE ALPHADEX|SBSH|Citigroup Global Markets Inc.|5409
FEP|FT EUROPE ALPHADEX|SGMT|GOLDMAN SACHS & CO. LLC|46360
FEP|FT EUROPE ALPHADEX|SPDR|SPEEDROUTE LLC|100
FEP|FT EUROPE ALPHADEX|SPHN|Stephens Inc.|2667
FEP|FT EUROPE ALPHADEX|STFL|Stifel, Nicolaus & Company, Incorporated|25089
FEP|FT EUROPE ALPHADEX|SWST|Hilltop Securities Inc.|2653
FEP|FT EUROPE ALPHADEX|TKNG|ALLY INVEST SECURITIES LLC|28
FEP|FT EUROPE ALPHADEX|TRBT|Tradebot Systems, Inc.|50
FEP|FT EUROPE ALPHADEX|TRCM|TRC MARKETS LLC|1038
FEP|FT EUROPE ALPHADEX|UBSA|UBS SECURITIES LLC|210530
FEP|FT EUROPE ALPHADEX|UBSS|UBS Securities LLC|423467
FEP|FT EUROPE ALPHADEX|VALX|VIRTU AMERICAS LLC|1328
FEP|FT EUROPE ALPHADEX|VGRD|Vanguard Marketing Corporation|1431
FEP|FT EUROPE ALPHADEX|WBPX|SUMMIT SECURITIES GROUP, LLC|200
FEP|FT EUROPE ALPHADEX|WCHV|WELLS FARGO SECURITIES, LLC|248860
FEP|FT EUROPE ALPHADEX|WEDB|WEDBUSH SECURITIES INC.|310
FEP|FT EUROPE ALPHADEX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|339
FEP|FT EUROPE ALPHADEX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7214
FEP|FT EUROPE ALPHADEX|WSEA|WOLVERINE SECURITIES, LLC|6097
FEP|FT EUROPE ALPHADEX|XPUS|XP SECURITIES, LLC|56090
FEP|FT EUROPE ALPHADEX|XSTM|NATIONAL FINANCIAL SERVICES LLC|11846
FEP|FT EUROPE ALPHADEX|YKNA|COMHAR CAPITAL MARKETS, LLC|306
FEP|FT EUROPE ALPHADEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|103455
FET|FORUM ENERGY TECH|ALTX|Alternet Securities Inc.|2120
FET|FORUM ENERGY TECH|ANOS|ABEL/NOSER, L.L.C.|445
FET|FORUM ENERGY TECH|APCC|Apex Clearing Corporation|1280
FET|FORUM ENERGY TECH|AQUA|AQUA SECURITIES L.P.|3300
FET|FORUM ENERGY TECH|BANK|Primevest Financial Services, Inc.|300
FET|FORUM ENERGY TECH|BATM|CBOE TRADING, INC.|1293
FET|FORUM ENERGY TECH|BAYC|BAY CREST PARTNERS, LLC|6804
FET|FORUM ENERGY TECH|BERN|Sanford C. Bernstein & Co., LLC|27450
FET|FORUM ENERGY TECH|BIDS|BIDS TRADING L.P.|203000
FET|FORUM ENERGY TECH|BIMI|Banca IMI Securities Corp.|50
FET|FORUM ENERGY TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5821
FET|FORUM ENERGY TECH|BLKX|INSTINET, LLC|210000
FET|FORUM ENERGY TECH|BNPX|BNP PARIBAS SECURITIES CORP.|93092
FET|FORUM ENERGY TECH|BTIG|BTIG, LLC|32604
FET|FORUM ENERGY TECH|BYXM|CBOE TRADING, INC.|600
FET|FORUM ENERGY TECH|BZYD|GOLDMAN SACHS & CO. LLC|900
FET|FORUM ENERGY TECH|CANT|Cantor Fitzgerald & Co.|207389
FET|FORUM ENERGY TECH|CHAS|Charles Schwab & Co., Inc.|7348
FET|FORUM ENERGY TECH|CIST|Capital Institutional Services, Inc.|6927
FET|FORUM ENERGY TECH|CLSA|CLSA AMERICAS, LLC|800
FET|FORUM ENERGY TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|335876
FET|FORUM ENERGY TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
FET|FORUM ENERGY TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|488776
FET|FORUM ENERGY TECH|CTDL|Citadel Derivatives Group Llc|1812
FET|FORUM ENERGY TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|254986
FET|FORUM ENERGY TECH|DAVA|Davenport & Company LLC|42
FET|FORUM ENERGY TECH|DBAB|Deutsche Bank Securities Inc.|48232
FET|FORUM ENERGY TECH|DBAX|Deutsche Bank Securities Inc.|336600
FET|FORUM ENERGY TECH|DBUL|Deutsche Bank Securities Inc.|1900
FET|FORUM ENERGY TECH|DEAN|MORGAN STANLEY|10707
FET|FORUM ENERGY TECH|DEGS|RONIN PROFESSIONAL LLC|2810
FET|FORUM ENERGY TECH|EBXL|EBX LLC|365200
FET|FORUM ENERGY TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|18377
FET|FORUM ENERGY TECH|EDJO|Edward D. Jones & Co., L.P.|319
FET|FORUM ENERGY TECH|EGAM|CBOE TRADING, INC.|6942
FET|FORUM ENERGY TECH|EGXM|CBOE TRADING, INC.|824
FET|FORUM ENERGY TECH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3042
FET|FORUM ENERGY TECH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1164
FET|FORUM ENERGY TECH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|284
FET|FORUM ENERGY TECH|ETRS|E*Trade Securities LLC|37669
FET|FORUM ENERGY TECH|FILL|Tradestation Securities, Inc.|446
FET|FORUM ENERGY TECH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
FET|FORUM ENERGY TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97117
FET|FORUM ENERGY TECH|FTBR|Foliofn Investments, Inc.|20
FET|FORUM ENERGY TECH|GLPX|ACS EXECUTION SERVICES, LLC|1800
FET|FORUM ENERGY TECH|GSCO|GOLDMAN SACHS & CO. LLC|729659
FET|FORUM ENERGY TECH|GSCS|GOLDMAN SACHS & CO. LLC|55799
FET|FORUM ENERGY TECH|GSLT|GOLDMAN SACHS & CO. LLC|6374
FET|FORUM ENERGY TECH|GTSZ|GTS SECURITIES LLC|74140
FET|FORUM ENERGY TECH|HRBF|American Enterprise Investment Services Inc.|186
FET|FORUM ENERGY TECH|IATS|INTERACTIVE BROKERS LLC|3680
FET|FORUM ENERGY TECH|IBKR|Interactive Brokers Llc|2795
FET|FORUM ENERGY TECH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|287
FET|FORUM ENERGY TECH|ICBX|INSTINET, LLC|223073
FET|FORUM ENERGY TECH|IEQY|CITADEL SECURITIES LLC|7425
FET|FORUM ENERGY TECH|INCA|INSTINET, LLC|166627
FET|FORUM ENERGY TECH|INJX|INSTINET, LLC|10800
FET|FORUM ENERGY TECH|ITGI|ITG Inc.|47298
FET|FORUM ENERGY TECH|ITGP|ITG INC.|326600
FET|FORUM ENERGY TECH|JEFF|JEFFERIES LLC|54317
FET|FORUM ENERGY TECH|JMPT|JUMP TRADING, LLC|11906
FET|FORUM ENERGY TECH|JONE|JonesTrading|26037
FET|FORUM ENERGY TECH|JPBX|J.P. MORGAN SECURITIES LLC|109268
FET|FORUM ENERGY TECH|JPMX|J.P. Morgan Securities LLC|1072021
FET|FORUM ENERGY TECH|JRCO|Johnson Rice & Company L.L.C.|100
FET|FORUM ENERGY TECH|JSJX|JANE STREET CAPITAL LLC|14757
FET|FORUM ENERGY TECH|KCGM|VIRTU Americas LLC|82826
FET|FORUM ENERGY TECH|KEYB|KEYBANC CAPITAL MARKETS INC.|416591
FET|FORUM ENERGY TECH|KRSH|Kershner Securities, LLC|3149
FET|FORUM ENERGY TECH|LEHM|Barclays Capital Inc./Le|724066
FET|FORUM ENERGY TECH|LIME|Lime Brokerage LLC|18083
FET|FORUM ENERGY TECH|LOOP|Loop Capital Markets LLC|8500
FET|FORUM ENERGY TECH|LQNA|LIQUIDNET, INC.|133100
FET|FORUM ENERGY TECH|LQNB|LIQUIDNET, INC.|66800
FET|FORUM ENERGY TECH|LSCI|Lek Securities Corporation|4200
FET|FORUM ENERGY TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|631651
FET|FORUM ENERGY TECH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|15507
FET|FORUM ENERGY TECH|MNDX|TJM Investments, LLC|24959
FET|FORUM ENERGY TECH|MSCO|MORGAN STANLEY & CO. LLC|598536
FET|FORUM ENERGY TECH|MSPL|MORGAN STANLEY & CO. LLC|893600
FET|FORUM ENERGY TECH|MSTX|MORGAN STANLEY & CO. LLC|104100
FET|FORUM ENERGY TECH|NEUB|NEUBERGER BERMAN BD LLC|395
FET|FORUM ENERGY TECH|NFSC|National Financial Services LLC|78079
FET|FORUM ENERGY TECH|NITE|VIRTU Americas LLC|407950
FET|FORUM ENERGY TECH|NITP|VIRTU Americas LLC|48851
FET|FORUM ENERGY TECH|NQRB|Brut, LLC|2500
FET|FORUM ENERGY TECH|NTRC|Northern Trust Securities, Inc.|19
FET|FORUM ENERGY TECH|OPCO|Oppenheimer & Co. Inc.|481
FET|FORUM ENERGY TECH|PDQM|CODA MARKETS, INC.|37451
FET|FORUM ENERGY TECH|PWJC|UBS Financial Services, Inc.|4288
FET|FORUM ENERGY TECH|RBCM|RBC CAPITAL MARKETS, LLC|528
FET|FORUM ENERGY TECH|RGLD|Regal Securities, Inc|50
FET|FORUM ENERGY TECH|RILY|B. RILEY FBR, INC.|88
FET|FORUM ENERGY TECH|SAGL|SAGETRADER, LLC|3900
FET|FORUM ENERGY TECH|SAGW|SAGETRADER, LLC|813
FET|FORUM ENERGY TECH|SBSH|Citigroup Global Markets Inc.|103431
FET|FORUM ENERGY TECH|SGMT|GOLDMAN SACHS & CO. LLC|434497
FET|FORUM ENERGY TECH|SOCO|Capital One Southcoast, Inc|900
FET|FORUM ENERGY TECH|SPDR|SPEEDROUTE LLC|6300
FET|FORUM ENERGY TECH|SPHN|Stephens Inc.|697
FET|FORUM ENERGY TECH|SSBS|STATE STREET GLOBAL MARKETS, LLC|597
FET|FORUM ENERGY TECH|STFL|Stifel, Nicolaus & Company, Incorporated|446
FET|FORUM ENERGY TECH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
FET|FORUM ENERGY TECH|SWIM|TD Ameritrade, Inc.|18313
FET|FORUM ENERGY TECH|SWST|Hilltop Securities Inc.|38392
FET|FORUM ENERGY TECH|TKNG|ALLY INVEST SECURITIES LLC|800
FET|FORUM ENERGY TECH|TRBT|Tradebot Systems, Inc.|5235
FET|FORUM ENERGY TECH|TRCM|TRC MARKETS LLC|190369
FET|FORUM ENERGY TECH|UBSA|UBS SECURITIES LLC|238155
FET|FORUM ENERGY TECH|UBSS|UBS Securities LLC|356930
FET|FORUM ENERGY TECH|VALX|VIRTU AMERICAS LLC|51195
FET|FORUM ENERGY TECH|VGRD|Vanguard Marketing Corporation|10888
FET|FORUM ENERGY TECH|VSIN|Vision Financial Markets Llc|620
FET|FORUM ENERGY TECH|WBPX|SUMMIT SECURITIES GROUP, LLC|200
FET|FORUM ENERGY TECH|WCHV|WELLS FARGO SECURITIES, LLC|42757
FET|FORUM ENERGY TECH|WEDB|WEDBUSH SECURITIES INC.|101
FET|FORUM ENERGY TECH|WEED|Weeden & Co.L.P.|36092
FET|FORUM ENERGY TECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4597
FET|FORUM ENERGY TECH|WSEA|WOLVERINE SECURITIES, LLC|792
FET|FORUM ENERGY TECH|XIST|INSTINET, LLC|17400
FET|FORUM ENERGY TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|12950
FET|FORUM ENERGY TECH|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FET|FORUM ENERGY TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1132
FEU|SPDR STOXX EURO 50|APCC|Apex Clearing Corporation|50
FEU|SPDR STOXX EURO 50|BERN|Sanford C. Bernstein & Co., LLC|100
FEU|SPDR STOXX EURO 50|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94
FEU|SPDR STOXX EURO 50|CHAS|Charles Schwab & Co., Inc.|2372
FEU|SPDR STOXX EURO 50|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FEU|SPDR STOXX EURO 50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5668
FEU|SPDR STOXX EURO 50|CTDL|Citadel Derivatives Group Llc|10350
FEU|SPDR STOXX EURO 50|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
FEU|SPDR STOXX EURO 50|DBAX|Deutsche Bank Securities Inc.|2300
FEU|SPDR STOXX EURO 50|DEAN|MORGAN STANLEY|1761
FEU|SPDR STOXX EURO 50|EBXL|EBX LLC|2900
FEU|SPDR STOXX EURO 50|EDJO|Edward D. Jones & Co., L.P.|875
FEU|SPDR STOXX EURO 50|EGXM|CBOE TRADING, INC.|4720
FEU|SPDR STOXX EURO 50|ETRS|E*Trade Securities LLC|487
FEU|SPDR STOXX EURO 50|FBSB|U.S. Bancorp Investments, Inc.|1300
FEU|SPDR STOXX EURO 50|FIDT|Fidelity Clearing Canada ULC./ CDS|635
FEU|SPDR STOXX EURO 50|FLTU|FLOW TRADERS US LLC|820
FEU|SPDR STOXX EURO 50|FTBR|Foliofn Investments, Inc.|428
FEU|SPDR STOXX EURO 50|HRBF|American Enterprise Investment Services Inc.|444
FEU|SPDR STOXX EURO 50|IATS|INTERACTIVE BROKERS LLC|100
FEU|SPDR STOXX EURO 50|IBKR|Interactive Brokers Llc|1205
FEU|SPDR STOXX EURO 50|ICBX|INSTINET, LLC|2700
FEU|SPDR STOXX EURO 50|ITGI|ITG Inc.|4
FEU|SPDR STOXX EURO 50|JANY|Janney Montgomery Scott Inc.|560
FEU|SPDR STOXX EURO 50|JPMX|J.P. Morgan Securities LLC|1000
FEU|SPDR STOXX EURO 50|JSEB|JANE STREET EXECUTION SERVICES, LLC|56477
FEU|SPDR STOXX EURO 50|JSJX|JANE STREET CAPITAL LLC|120954
FEU|SPDR STOXX EURO 50|KCGM|VIRTU Americas LLC|5800
FEU|SPDR STOXX EURO 50|LEHM|Barclays Capital Inc./Le|5800
FEU|SPDR STOXX EURO 50|LIME|Lime Brokerage LLC|2102
FEU|SPDR STOXX EURO 50|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3480
FEU|SPDR STOXX EURO 50|MSCO|MORGAN STANLEY & CO. LLC|11460
FEU|SPDR STOXX EURO 50|MSPL|MORGAN STANLEY & CO. LLC|1300
FEU|SPDR STOXX EURO 50|NFSC|National Financial Services LLC|69155
FEU|SPDR STOXX EURO 50|NITE|VIRTU Americas LLC|14295
FEU|SPDR STOXX EURO 50|OPCO|Oppenheimer & Co. Inc.|426
FEU|SPDR STOXX EURO 50|PDQM|CODA MARKETS, INC.|1600
FEU|SPDR STOXX EURO 50|SBSH|Citigroup Global Markets Inc.|152
FEU|SPDR STOXX EURO 50|SGMT|GOLDMAN SACHS & CO. LLC|1900
FEU|SPDR STOXX EURO 50|STFL|Stifel, Nicolaus & Company, Incorporated|5
FEU|SPDR STOXX EURO 50|SWIM|TD Ameritrade, Inc.|209
FEU|SPDR STOXX EURO 50|SWST|Hilltop Securities Inc.|3
FEU|SPDR STOXX EURO 50|TRCM|TRC MARKETS LLC|800
FEU|SPDR STOXX EURO 50|UBSA|UBS SECURITIES LLC|8200
FEU|SPDR STOXX EURO 50|UBSS|UBS Securities LLC|35093
FEU|SPDR STOXX EURO 50|VALX|VIRTU AMERICAS LLC|179
FEU|SPDR STOXX EURO 50|VGRD|Vanguard Marketing Corporation|608
FEU|SPDR STOXX EURO 50|WCHV|WELLS FARGO SECURITIES, LLC|6687
FEU|SPDR STOXX EURO 50|WSEA|WOLVERINE SECURITIES, LLC|485
FEU|SPDR STOXX EURO 50|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3390
FEUL|CREDIT SUISSE FI ENH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
FEUL|CREDIT SUISSE FI ENH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
FEUL|CREDIT SUISSE FI ENH|DBAX|Deutsche Bank Securities Inc.|600
FEUL|CREDIT SUISSE FI ENH|EBXL|EBX LLC|2100
FEUL|CREDIT SUISSE FI ENH|ECUT|CONVERGEX EXECUTION SOLUTIONS|252
FEUL|CREDIT SUISSE FI ENH|ETRS|E*Trade Securities LLC|266
FEUL|CREDIT SUISSE FI ENH|GSLT|GOLDMAN SACHS & CO. LLC|100
FEUL|CREDIT SUISSE FI ENH|GTSZ|GTS SECURITIES LLC|520
FEUL|CREDIT SUISSE FI ENH|ICBX|INSTINET, LLC|300
FEUL|CREDIT SUISSE FI ENH|JSJX|JANE STREET CAPITAL LLC|12487
FEUL|CREDIT SUISSE FI ENH|KCGM|VIRTU Americas LLC|1650
FEUL|CREDIT SUISSE FI ENH|LEHM|Barclays Capital Inc./Le|1000
FEUL|CREDIT SUISSE FI ENH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
FEUL|CREDIT SUISSE FI ENH|MSCO|MORGAN STANLEY & CO. LLC|1500
FEUL|CREDIT SUISSE FI ENH|MSPL|MORGAN STANLEY & CO. LLC|800
FEUL|CREDIT SUISSE FI ENH|NFSC|National Financial Services LLC|2873
FEUL|CREDIT SUISSE FI ENH|NITE|VIRTU Americas LLC|24523
FEUL|CREDIT SUISSE FI ENH|PDQM|CODA MARKETS, INC.|1636
FEUL|CREDIT SUISSE FI ENH|SGMT|GOLDMAN SACHS & CO. LLC|1020
FEUL|CREDIT SUISSE FI ENH|UBSA|UBS SECURITIES LLC|6269
FEUL|CREDIT SUISSE FI ENH|UBSS|UBS Securities LLC|5500
FEUZ|FRST TR ERZNE ALPHDX|BIMI|Banca IMI Securities Corp.|604
FEUZ|FRST TR ERZNE ALPHDX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|163
FEUZ|FRST TR ERZNE ALPHDX|BYXM|CBOE TRADING, INC.|669
FEUZ|FRST TR ERZNE ALPHDX|CANT|Cantor Fitzgerald & Co.|6157
FEUZ|FRST TR ERZNE ALPHDX|CHAS|Charles Schwab & Co., Inc.|11
FEUZ|FRST TR ERZNE ALPHDX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|557
FEUZ|FRST TR ERZNE ALPHDX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5483
FEUZ|FRST TR ERZNE ALPHDX|CTDL|Citadel Derivatives Group Llc|19788
FEUZ|FRST TR ERZNE ALPHDX|DADA|D.A. Davidson & Co.|450
FEUZ|FRST TR ERZNE ALPHDX|DBAX|Deutsche Bank Securities Inc.|3000
FEUZ|FRST TR ERZNE ALPHDX|DEAN|MORGAN STANLEY|4244
FEUZ|FRST TR ERZNE ALPHDX|EBXL|EBX LLC|9700
FEUZ|FRST TR ERZNE ALPHDX|EGXW|CBOE TRADING, INC.|3791
FEUZ|FRST TR ERZNE ALPHDX|ETRS|E*Trade Securities LLC|4303
FEUZ|FRST TR ERZNE ALPHDX|FBCO|Credit Suisse Securities (USA) LLC|1263
FEUZ|FRST TR ERZNE ALPHDX|FBSB|U.S. Bancorp Investments, Inc.|1400
FEUZ|FRST TR ERZNE ALPHDX|FOMA|TD AMERITRADE CLEARING, INC.|6851
FEUZ|FRST TR ERZNE ALPHDX|GEBB|GLOBAL EXECUTION BROKERS, LP|2150
FEUZ|FRST TR ERZNE ALPHDX|GTSZ|GTS SECURITIES LLC|3577
FEUZ|FRST TR ERZNE ALPHDX|HRBF|American Enterprise Investment Services Inc.|930
FEUZ|FRST TR ERZNE ALPHDX|IATS|INTERACTIVE BROKERS LLC|200
FEUZ|FRST TR ERZNE ALPHDX|IBKR|Interactive Brokers Llc|6391
FEUZ|FRST TR ERZNE ALPHDX|ICBX|INSTINET, LLC|8100
FEUZ|FRST TR ERZNE ALPHDX|INCA|INSTINET, LLC|100
FEUZ|FRST TR ERZNE ALPHDX|ITGP|ITG INC.|4600
FEUZ|FRST TR ERZNE ALPHDX|JANY|Janney Montgomery Scott Inc.|4236
FEUZ|FRST TR ERZNE ALPHDX|JPMX|J.P. Morgan Securities LLC|10098
FEUZ|FRST TR ERZNE ALPHDX|JSEB|JANE STREET EXECUTION SERVICES, LLC|194581
FEUZ|FRST TR ERZNE ALPHDX|JSJX|JANE STREET CAPITAL LLC|19727
FEUZ|FRST TR ERZNE ALPHDX|KCGM|VIRTU Americas LLC|1987
FEUZ|FRST TR ERZNE ALPHDX|LEHM|Barclays Capital Inc./Le|5600
FEUZ|FRST TR ERZNE ALPHDX|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3484
FEUZ|FRST TR ERZNE ALPHDX|LIME|Lime Brokerage LLC|3877
FEUZ|FRST TR ERZNE ALPHDX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27800
FEUZ|FRST TR ERZNE ALPHDX|MSCO|MORGAN STANLEY & CO. LLC|222784
FEUZ|FRST TR ERZNE ALPHDX|MSPL|MORGAN STANLEY & CO. LLC|200
FEUZ|FRST TR ERZNE ALPHDX|NFSC|National Financial Services LLC|41085
FEUZ|FRST TR ERZNE ALPHDX|NITE|VIRTU Americas LLC|52546
FEUZ|FRST TR ERZNE ALPHDX|RBCM|RBC CAPITAL MARKETS, LLC|834
FEUZ|FRST TR ERZNE ALPHDX|SBSH|Citigroup Global Markets Inc.|1523
FEUZ|FRST TR ERZNE ALPHDX|SGMT|GOLDMAN SACHS & CO. LLC|9221
FEUZ|FRST TR ERZNE ALPHDX|STFL|Stifel, Nicolaus & Company, Incorporated|3661
FEUZ|FRST TR ERZNE ALPHDX|TRCM|TRC MARKETS LLC|1258
FEUZ|FRST TR ERZNE ALPHDX|UBSS|UBS Securities LLC|24791
FEUZ|FRST TR ERZNE ALPHDX|VGRD|Vanguard Marketing Corporation|216
FEUZ|FRST TR ERZNE ALPHDX|WCHV|WELLS FARGO SECURITIES, LLC|9015
FEUZ|FRST TR ERZNE ALPHDX|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FEUZ|FRST TR ERZNE ALPHDX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9534
FEX|FIRST TR LG CP ALPHA|ALTX|Alternet Securities Inc.|100
FEX|FIRST TR LG CP ALPHA|APCC|Apex Clearing Corporation|2
FEX|FIRST TR LG CP ALPHA|BANK|Primevest Financial Services, Inc.|996
FEX|FIRST TR LG CP ALPHA|BARD|Robert W. Baird & Co. Incorporated|9681
FEX|FIRST TR LG CP ALPHA|BATM|CBOE TRADING, INC.|102
FEX|FIRST TR LG CP ALPHA|BBNT|BB&T SECURITIES, LLC|3824
FEX|FIRST TR LG CP ALPHA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14190
FEX|FIRST TR LG CP ALPHA|BTIG|BTIG, LLC|5057
FEX|FIRST TR LG CP ALPHA|BYXM|CBOE TRADING, INC.|44
FEX|FIRST TR LG CP ALPHA|CANT|Cantor Fitzgerald & Co.|35481
FEX|FIRST TR LG CP ALPHA|CHAS|Charles Schwab & Co., Inc.|5
FEX|FIRST TR LG CP ALPHA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|220
FEX|FIRST TR LG CP ALPHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7684
FEX|FIRST TR LG CP ALPHA|CSIN|Citadel Securities Institutional LLC|99399
FEX|FIRST TR LG CP ALPHA|CTDL|Citadel Derivatives Group Llc|111151
FEX|FIRST TR LG CP ALPHA|CXCX|CITIGROUP GLOBAL MARKETS INC.|210
FEX|FIRST TR LG CP ALPHA|DBAB|Deutsche Bank Securities Inc.|200
FEX|FIRST TR LG CP ALPHA|DBAX|Deutsche Bank Securities Inc.|3000
FEX|FIRST TR LG CP ALPHA|DEAN|MORGAN STANLEY|11317
FEX|FIRST TR LG CP ALPHA|DEGS|RONIN PROFESSIONAL LLC|300
FEX|FIRST TR LG CP ALPHA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|829
FEX|FIRST TR LG CP ALPHA|EBXL|EBX LLC|3500
FEX|FIRST TR LG CP ALPHA|EDJO|Edward D. Jones & Co., L.P.|4886
FEX|FIRST TR LG CP ALPHA|EGXM|CBOE TRADING, INC.|329
FEX|FIRST TR LG CP ALPHA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|582
FEX|FIRST TR LG CP ALPHA|ETRS|E*Trade Securities LLC|264
FEX|FIRST TR LG CP ALPHA|FBCO|Credit Suisse Securities (USA) LLC|201530
FEX|FIRST TR LG CP ALPHA|FOMA|TD AMERITRADE CLEARING, INC.|49198
FEX|FIRST TR LG CP ALPHA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7706
FEX|FIRST TR LG CP ALPHA|FTBR|Foliofn Investments, Inc.|4437
FEX|FIRST TR LG CP ALPHA|GBMT|GBM International, Inc.|6572
FEX|FIRST TR LG CP ALPHA|GEBB|GLOBAL EXECUTION BROKERS, LP|3258
FEX|FIRST TR LG CP ALPHA|GSCO|GOLDMAN SACHS & CO. LLC|5157
FEX|FIRST TR LG CP ALPHA|GSCS|GOLDMAN SACHS & CO. LLC|342
FEX|FIRST TR LG CP ALPHA|GSLT|GOLDMAN SACHS & CO. LLC|2728
FEX|FIRST TR LG CP ALPHA|GTSZ|GTS SECURITIES LLC|151
FEX|FIRST TR LG CP ALPHA|HRBF|American Enterprise Investment Services Inc.|2943
FEX|FIRST TR LG CP ALPHA|IBKR|Interactive Brokers Llc|1556
FEX|FIRST TR LG CP ALPHA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|746
FEX|FIRST TR LG CP ALPHA|ICBX|INSTINET, LLC|3439
FEX|FIRST TR LG CP ALPHA|INCA|INSTINET, LLC|300
FEX|FIRST TR LG CP ALPHA|ITGI|ITG Inc.|4110
FEX|FIRST TR LG CP ALPHA|ITGP|ITG INC.|200
FEX|FIRST TR LG CP ALPHA|JANY|Janney Montgomery Scott Inc.|9381
FEX|FIRST TR LG CP ALPHA|JPMX|J.P. Morgan Securities LLC|6200
FEX|FIRST TR LG CP ALPHA|JSEB|JANE STREET EXECUTION SERVICES, LLC|397961
FEX|FIRST TR LG CP ALPHA|JSJX|JANE STREET CAPITAL LLC|80934
FEX|FIRST TR LG CP ALPHA|KCGM|VIRTU Americas LLC|2795
FEX|FIRST TR LG CP ALPHA|LEHM|Barclays Capital Inc./Le|7000
FEX|FIRST TR LG CP ALPHA|LIME|Lime Brokerage LLC|15716
FEX|FIRST TR LG CP ALPHA|MACC|Mid Atlantic Capital Corporation|410
FEX|FIRST TR LG CP ALPHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
FEX|FIRST TR LG CP ALPHA|MSCO|MORGAN STANLEY & CO. LLC|98883
FEX|FIRST TR LG CP ALPHA|NBCS|NBC Securities, INC.|145
FEX|FIRST TR LG CP ALPHA|NFSC|National Financial Services LLC|60589
FEX|FIRST TR LG CP ALPHA|NITE|VIRTU Americas LLC|153212
FEX|FIRST TR LG CP ALPHA|NQRB|Brut, LLC|400
FEX|FIRST TR LG CP ALPHA|OPCO|Oppenheimer & Co. Inc.|2067
FEX|FIRST TR LG CP ALPHA|PWJC|UBS Financial Services, Inc.|344
FEX|FIRST TR LG CP ALPHA|RAJA|Raymond James & Associates, Inc.|719
FEX|FIRST TR LG CP ALPHA|RBCM|RBC CAPITAL MARKETS, LLC|3356
FEX|FIRST TR LG CP ALPHA|SALI|INTL FCSTONE FINANCIAL INC.|639
FEX|FIRST TR LG CP ALPHA|SBSH|Citigroup Global Markets Inc.|871
FEX|FIRST TR LG CP ALPHA|SEIC|SEI Investments Distribution Co.|100
FEX|FIRST TR LG CP ALPHA|SGMT|GOLDMAN SACHS & CO. LLC|731
FEX|FIRST TR LG CP ALPHA|SHMR|ABN Amro Clearing LLC|400
FEX|FIRST TR LG CP ALPHA|SPHN|Stephens Inc.|430
FEX|FIRST TR LG CP ALPHA|STFL|Stifel, Nicolaus & Company, Incorporated|6468
FEX|FIRST TR LG CP ALPHA|SWST|Hilltop Securities Inc.|816
FEX|FIRST TR LG CP ALPHA|UBSA|UBS SECURITIES LLC|6362
FEX|FIRST TR LG CP ALPHA|UBSS|UBS Securities LLC|89439
FEX|FIRST TR LG CP ALPHA|VALX|VIRTU AMERICAS LLC|247
FEX|FIRST TR LG CP ALPHA|VGRD|Vanguard Marketing Corporation|2662
FEX|FIRST TR LG CP ALPHA|WBET|Wallachbeth Capital LLC|635
FEX|FIRST TR LG CP ALPHA|WBLR|WILLIAM BLAIR|15
FEX|FIRST TR LG CP ALPHA|WCHV|WELLS FARGO SECURITIES, LLC|41270
FEX|FIRST TR LG CP ALPHA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|165
FEX|FIRST TR LG CP ALPHA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|487
FEX|FIRST TR LG CP ALPHA|WSEA|WOLVERINE SECURITIES, LLC|1618
FEX|FIRST TR LG CP ALPHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73246
FEYE|FIREEYE, INC.|ADAM|CANACCORD GENUITY INC.|100
FEYE|FIREEYE, INC.|AGIS|Aegis Capital Corp.|10965
FEYE|FIREEYE, INC.|ALTX|Alternet Securities Inc.|23043
FEYE|FIREEYE, INC.|ANOS|ABEL/NOSER, L.L.C.|223483
FEYE|FIREEYE, INC.|APCC|Apex Clearing Corporation|27172
FEYE|FIREEYE, INC.|BANK|Primevest Financial Services, Inc.|480
FEYE|FIREEYE, INC.|BARD|Robert W. Baird & Co. Incorporated|5373
FEYE|FIREEYE, INC.|BATM|CBOE TRADING, INC.|11608
FEYE|FIREEYE, INC.|BAYC|BAY CREST PARTNERS, LLC|6900
FEYE|FIREEYE, INC.|BAYT|BTIG, LLC|2599
FEYE|FIREEYE, INC.|BBNT|BB&T SECURITIES, LLC|14977
FEYE|FIREEYE, INC.|BERN|Sanford C. Bernstein & Co., LLC|91082
FEYE|FIREEYE, INC.|BIMI|Banca IMI Securities Corp.|2374
FEYE|FIREEYE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74878
FEYE|FIREEYE, INC.|BLKX|INSTINET, LLC|849037
FEYE|FIREEYE, INC.|BMOC|BMO Capital Markets Corp.|12316
FEYE|FIREEYE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|445298
FEYE|FIREEYE, INC.|BRGE|Newbridge Securities Corp.|21253
FEYE|FIREEYE, INC.|BTIG|BTIG, LLC|134664
FEYE|FIREEYE, INC.|BYXM|CBOE TRADING, INC.|6143
FEYE|FIREEYE, INC.|CANT|Cantor Fitzgerald & Co.|200
FEYE|FIREEYE, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|114960
FEYE|FIREEYE, INC.|CHAS|Charles Schwab & Co., Inc.|19052
FEYE|FIREEYE, INC.|CICF|Canaccord Genuity Corp.|150
FEYE|FIREEYE, INC.|CIST|Capital Institutional Services, Inc.|21925
FEYE|FIREEYE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|193630
FEYE|FIREEYE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|56
FEYE|FIREEYE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|39122
FEYE|FIREEYE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1152938
FEYE|FIREEYE, INC.|CTDL|Citadel Derivatives Group Llc|82716
FEYE|FIREEYE, INC.|CTLR|CUTLER GROUP, LP|2873
FEYE|FIREEYE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|110392
FEYE|FIREEYE, INC.|DADA|D.A. Davidson & Co.|1961
FEYE|FIREEYE, INC.|DAVA|Davenport & Company LLC|8087
FEYE|FIREEYE, INC.|DAWA|Daiwa Capital Markets America Inc.|5898
FEYE|FIREEYE, INC.|DBAB|Deutsche Bank Securities Inc.|633978
FEYE|FIREEYE, INC.|DBAX|Deutsche Bank Securities Inc.|1155800
FEYE|FIREEYE, INC.|DBUL|Deutsche Bank Securities Inc.|1149
FEYE|FIREEYE, INC.|DCHF|Dart Executions, LLC|9134
FEYE|FIREEYE, INC.|DEAN|MORGAN STANLEY|45087
FEYE|FIREEYE, INC.|DEGS|RONIN PROFESSIONAL LLC|500
FEYE|FIREEYE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9427
FEYE|FIREEYE, INC.|EBXL|EBX LLC|382900
FEYE|FIREEYE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14316
FEYE|FIREEYE, INC.|EDJC|Edward Jones / CDS|200
FEYE|FIREEYE, INC.|EDJO|Edward D. Jones & Co., L.P.|12240
FEYE|FIREEYE, INC.|EGAM|CBOE TRADING, INC.|55107
FEYE|FIREEYE, INC.|EGAW|CBOE TRADING, INC.|579
FEYE|FIREEYE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|45
FEYE|FIREEYE, INC.|EGXM|CBOE TRADING, INC.|6613
FEYE|FIREEYE, INC.|EGXW|CBOE TRADING, INC.|100
FEYE|FIREEYE, INC.|ESPO|ESPOSITO SECURITIES, LLC|249209
FEYE|FIREEYE, INC.|ETBE|Electronic Transaction Clearing, Inc.|98803
FEYE|FIREEYE, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
FEYE|FIREEYE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19726
FEYE|FIREEYE, INC.|ETRS|E*Trade Securities LLC|1505936
FEYE|FIREEYE, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|3944
FEYE|FIREEYE, INC.|FBCO|Credit Suisse Securities (USA) LLC|1596518
FEYE|FIREEYE, INC.|FBSB|U.S. Bancorp Investments, Inc.|1010
FEYE|FIREEYE, INC.|FILL|Tradestation Securities, Inc.|94613
FEYE|FIREEYE, INC.|FINX|FINTECH SECURITIES|225
FEYE|FIREEYE, INC.|FMAF|NBCN Inc./ CDS|3486
FEYE|FIREEYE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1994668
FEYE|FIREEYE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|93665
FEYE|FIREEYE, INC.|FQLS|Quantlab Securities LP|1002593
FEYE|FIREEYE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|849877
FEYE|FIREEYE, INC.|FTBR|Foliofn Investments, Inc.|6350
FEYE|FIREEYE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|138127
FEYE|FIREEYE, INC.|GLIS|TD Securities Inc|2695
FEYE|FIREEYE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|253699
FEYE|FIREEYE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|6897864
FEYE|FIREEYE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|54673
FEYE|FIREEYE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|22397
FEYE|FIREEYE, INC.|GTSZ|GTS SECURITIES LLC|29900
FEYE|FIREEYE, INC.|HAPX|HAP Trading, LLC|176
FEYE|FIREEYE, INC.|HRBF|American Enterprise Investment Services Inc.|21281
FEYE|FIREEYE, INC.|HSBC|HSBC Securities, Inc.|97064
FEYE|FIREEYE, INC.|IATS|INTERACTIVE BROKERS LLC|71041
FEYE|FIREEYE, INC.|IBKR|Interactive Brokers Llc|510149
FEYE|FIREEYE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1632
FEYE|FIREEYE, INC.|ICBX|INSTINET, LLC|244395
FEYE|FIREEYE, INC.|IMPC|Imperial Capital, LLC|10000
FEYE|FIREEYE, INC.|INCA|INSTINET, LLC|1361431
FEYE|FIREEYE, INC.|INJX|INSTINET, LLC|114690
FEYE|FIREEYE, INC.|ITGI|ITG Inc.|359297
FEYE|FIREEYE, INC.|ITGP|ITG INC.|576000
FEYE|FIREEYE, INC.|JANY|Janney Montgomery Scott Inc.|9934
FEYE|FIREEYE, INC.|JEFF|JEFFERIES LLC|710468
FEYE|FIREEYE, INC.|JMPT|JUMP TRADING, LLC|150614
FEYE|FIREEYE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|72073
FEYE|FIREEYE, INC.|JPMX|J.P. Morgan Securities LLC|822948
FEYE|FIREEYE, INC.|JRCO|Johnson Rice & Company L.L.C.|2916
FEYE|FIREEYE, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|140300
FEYE|FIREEYE, INC.|JSJX|JANE STREET CAPITAL LLC|23143
FEYE|FIREEYE, INC.|JUTA|JUMP TRADING, LLC|9602
FEYE|FIREEYE, INC.|KCGM|VIRTU Americas LLC|185712
FEYE|FIREEYE, INC.|KCRD|PHX FINANCIAL, INC.|2125
FEYE|FIREEYE, INC.|LEHM|Barclays Capital Inc./Le|3474333
FEYE|FIREEYE, INC.|LIME|Lime Brokerage LLC|401780
FEYE|FIREEYE, INC.|LMGP|LIME BROKERAGE LLC|8205
FEYE|FIREEYE, INC.|LOOP|Loop Capital Markets LLC|2382
FEYE|FIREEYE, INC.|LSCI|Lek Securities Corporation|1036
FEYE|FIREEYE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
FEYE|FIREEYE, INC.|MACC|Mid Atlantic Capital Corporation|690
FEYE|FIREEYE, INC.|MACQ|Macquarie Capital (USA) Inc.|21515
FEYE|FIREEYE, INC.|MAXM|Maxim Group LLC|24789
FEYE|FIREEYE, INC.|MBTS|ALLY INVEST SECURITIES LLC|9
FEYE|FIREEYE, INC.|MCMF|Raymond James Ltd. Cds|3400
FEYE|FIREEYE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|443039
FEYE|FIREEYE, INC.|MOTF|MOTIF INVESTING, INC.|128
FEYE|FIREEYE, INC.|MPSG|E D & F Man Capital Markets Inc.|985
FEYE|FIREEYE, INC.|MSCO|MORGAN STANLEY & CO. LLC|11979635
FEYE|FIREEYE, INC.|MSPL|MORGAN STANLEY & CO. LLC|1051700
FEYE|FIREEYE, INC.|MSTX|MORGAN STANLEY & CO. LLC|1049300
FEYE|FIREEYE, INC.|NATL|National Securities Corporation|29005
FEYE|FIREEYE, INC.|NBCS|NBC Securities, INC.|100
FEYE|FIREEYE, INC.|NEUB|NEUBERGER BERMAN BD LLC|325
FEYE|FIREEYE, INC.|NFSC|National Financial Services LLC|1398481
FEYE|FIREEYE, INC.|NITE|VIRTU Americas LLC|3691805
FEYE|FIREEYE, INC.|NITP|VIRTU Americas LLC|3700
FEYE|FIREEYE, INC.|NMRA|Nomura Securities International, Inc.|324800
FEYE|FIREEYE, INC.|NQRB|Brut, LLC|38630
FEYE|FIREEYE, INC.|NTFN|Network 1 Financial Securities Inc.|400
FEYE|FIREEYE, INC.|NTRC|Northern Trust Securities, Inc.|112509
FEYE|FIREEYE, INC.|OHOS|TWO SIGMA SECURITIES, LLC|1300
FEYE|FIREEYE, INC.|OPCO|Oppenheimer & Co. Inc.|81202
FEYE|FIREEYE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11299
FEYE|FIREEYE, INC.|PDQM|CODA MARKETS, INC.|108885
FEYE|FIREEYE, INC.|PHLY|NASDAQ Execution Services, LLC|141000
FEYE|FIREEYE, INC.|PWJC|UBS Financial Services, Inc.|29158
FEYE|FIREEYE, INC.|QMSR|QUATTRO M SECURITIES INC.|198931
FEYE|FIREEYE, INC.|RAJA|Raymond James & Associates, Inc.|97051
FEYE|FIREEYE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|146609
FEYE|FIREEYE, INC.|RGLD|Regal Securities, Inc|442
FEYE|FIREEYE, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|36374
FEYE|FIREEYE, INC.|SAGL|SAGETRADER, LLC|45212
FEYE|FIREEYE, INC.|SAGW|SAGETRADER, LLC|218
FEYE|FIREEYE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|5060
FEYE|FIREEYE, INC.|SBSH|Citigroup Global Markets Inc.|1620684
FEYE|FIREEYE, INC.|SEIC|SEI Investments Distribution Co.|1100
FEYE|FIREEYE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|346098
FEYE|FIREEYE, INC.|SPDR|SPEEDROUTE LLC|15358
FEYE|FIREEYE, INC.|SPHN|Stephens Inc.|13143
FEYE|FIREEYE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|48758
FEYE|FIREEYE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|540
FEYE|FIREEYE, INC.|STXG|Stockcross Financial Services, Inc.|600
FEYE|FIREEYE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
FEYE|FIREEYE, INC.|SWIM|TD Ameritrade, Inc.|603520
FEYE|FIREEYE, INC.|SWST|Hilltop Securities Inc.|13862
FEYE|FIREEYE, INC.|TDCO|Thompson Davis & Co., Inc.|3363
FEYE|FIREEYE, INC.|TKNG|ALLY INVEST SECURITIES LLC|68752
FEYE|FIREEYE, INC.|TRBT|Tradebot Systems, Inc.|753045
FEYE|FIREEYE, INC.|TRCM|TRC MARKETS LLC|889688
FEYE|FIREEYE, INC.|TWTT|TASTYWORKS, INC.|657
FEYE|FIREEYE, INC.|UBSA|UBS SECURITIES LLC|1901978
FEYE|FIREEYE, INC.|UBSS|UBS Securities LLC|2720793
FEYE|FIREEYE, INC.|VALX|VIRTU AMERICAS LLC|88818
FEYE|FIREEYE, INC.|VERT|The Vertical Trading Group, LLC|100
FEYE|FIREEYE, INC.|VGRD|Vanguard Marketing Corporation|78948
FEYE|FIREEYE, INC.|VNDM|Wall Street Access|439
FEYE|FIREEYE, INC.|VSIN|Vision Financial Markets Llc|1
FEYE|FIREEYE, INC.|WBLR|WILLIAM BLAIR|300
FEYE|FIREEYE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2200
FEYE|FIREEYE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1023986
FEYE|FIREEYE, INC.|WDNX|WEEDEN & CO.L.P.|7020
FEYE|FIREEYE, INC.|WEDB|WEDBUSH SECURITIES INC.|34588
FEYE|FIREEYE, INC.|WEED|Weeden & Co.L.P.|3111
FEYE|FIREEYE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|83642
FEYE|FIREEYE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|139761
FEYE|FIREEYE, INC.|WFPB|Wells Fargo Securities, LLC.|2668
FEYE|FIREEYE, INC.|WGIF|CIBC World Markets Inc.|28953
FEYE|FIREEYE, INC.|WORD|Worden Capital Management LLC|26505
FEYE|FIREEYE, INC.|WSEA|WOLVERINE SECURITIES, LLC|64435
FEYE|FIREEYE, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|5780
FEYE|FIREEYE, INC.|XIST|INSTINET, LLC|109050
FEYE|FIREEYE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|125508
FEYE|FIREEYE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|13810
FEYE|FIREEYE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29150
FEZ|SPDR EURO STOXX 50|AGIS|Aegis Capital Corp.|355
FEZ|SPDR EURO STOXX 50|ALTX|Alternet Securities Inc.|5958
FEZ|SPDR EURO STOXX 50|AMRI|AMERICAS EXECUTIONS, LLC|26453
FEZ|SPDR EURO STOXX 50|APCC|Apex Clearing Corporation|11373
FEZ|SPDR EURO STOXX 50|BANK|Primevest Financial Services, Inc.|824
FEZ|SPDR EURO STOXX 50|BARD|Robert W. Baird & Co. Incorporated|28494
FEZ|SPDR EURO STOXX 50|BATM|CBOE TRADING, INC.|71926
FEZ|SPDR EURO STOXX 50|BAYT|BTIG, LLC|8500
FEZ|SPDR EURO STOXX 50|BBNT|BB&T SECURITIES, LLC|1050
FEZ|SPDR EURO STOXX 50|BERN|Sanford C. Bernstein & Co., LLC|311766
FEZ|SPDR EURO STOXX 50|BIDS|BIDS TRADING L.P.|800
FEZ|SPDR EURO STOXX 50|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49177
FEZ|SPDR EURO STOXX 50|BLTK|Bulltick, Llc|249
FEZ|SPDR EURO STOXX 50|BMOC|BMO Capital Markets Corp.|357
FEZ|SPDR EURO STOXX 50|BNPX|BNP PARIBAS SECURITIES CORP.|61441
FEZ|SPDR EURO STOXX 50|BYXM|CBOE TRADING, INC.|35264
FEZ|SPDR EURO STOXX 50|CANT|Cantor Fitzgerald & Co.|1125
FEZ|SPDR EURO STOXX 50|CHAS|Charles Schwab & Co., Inc.|121709
FEZ|SPDR EURO STOXX 50|CHBC|PENSERRA SECURITIES, LLC|235000
FEZ|SPDR EURO STOXX 50|CICF|Canaccord Genuity Corp.|1535
FEZ|SPDR EURO STOXX 50|CLSA|CLSA AMERICAS, LLC|1600
FEZ|SPDR EURO STOXX 50|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54672
FEZ|SPDR EURO STOXX 50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1427325
FEZ|SPDR EURO STOXX 50|CSIN|Citadel Securities Institutional LLC|66206
FEZ|SPDR EURO STOXX 50|CTDL|Citadel Derivatives Group Llc|413006
FEZ|SPDR EURO STOXX 50|CXCX|CITIGROUP GLOBAL MARKETS INC.|219234
FEZ|SPDR EURO STOXX 50|DADA|D.A. Davidson & Co.|2
FEZ|SPDR EURO STOXX 50|DBAB|Deutsche Bank Securities Inc.|95426
FEZ|SPDR EURO STOXX 50|DBAX|Deutsche Bank Securities Inc.|863400
FEZ|SPDR EURO STOXX 50|DCHF|Dart Executions, LLC|66459
FEZ|SPDR EURO STOXX 50|DEAN|MORGAN STANLEY|37395
FEZ|SPDR EURO STOXX 50|DEGS|RONIN PROFESSIONAL LLC|25600
FEZ|SPDR EURO STOXX 50|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23700
FEZ|SPDR EURO STOXX 50|EBXL|EBX LLC|515500
FEZ|SPDR EURO STOXX 50|ECUT|CONVERGEX EXECUTION SOLUTIONS|9664
FEZ|SPDR EURO STOXX 50|EDJO|Edward D. Jones & Co., L.P.|2530
FEZ|SPDR EURO STOXX 50|EGAM|CBOE TRADING, INC.|108849
FEZ|SPDR EURO STOXX 50|EGAW|CBOE TRADING, INC.|2300
FEZ|SPDR EURO STOXX 50|EGXM|CBOE TRADING, INC.|408898
FEZ|SPDR EURO STOXX 50|EROP|Eroom Securities L.L.C.|2125
FEZ|SPDR EURO STOXX 50|ETBE|Electronic Transaction Clearing, Inc.|40982
FEZ|SPDR EURO STOXX 50|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3169
FEZ|SPDR EURO STOXX 50|ETRS|E*Trade Securities LLC|43949
FEZ|SPDR EURO STOXX 50|FBSB|U.S. Bancorp Investments, Inc.|5324
FEZ|SPDR EURO STOXX 50|FILL|Tradestation Securities, Inc.|1901
FEZ|SPDR EURO STOXX 50|FLTU|FLOW TRADERS US LLC|2108770
FEZ|SPDR EURO STOXX 50|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|153700
FEZ|SPDR EURO STOXX 50|FMAF|NBCN Inc./ CDS|7185
FEZ|SPDR EURO STOXX 50|FQLS|Quantlab Securities LP|240274
FEZ|SPDR EURO STOXX 50|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30910
FEZ|SPDR EURO STOXX 50|FTBR|Foliofn Investments, Inc.|165
FEZ|SPDR EURO STOXX 50|GBMT|GBM International, Inc.|73128
FEZ|SPDR EURO STOXX 50|GEBB|GLOBAL EXECUTION BROKERS, LP|664167
FEZ|SPDR EURO STOXX 50|GLIS|TD Securities Inc|700
FEZ|SPDR EURO STOXX 50|GLPX|ACS EXECUTION SERVICES, LLC|420962
FEZ|SPDR EURO STOXX 50|GSCO|GOLDMAN SACHS & CO. LLC|517742
FEZ|SPDR EURO STOXX 50|GSCS|GOLDMAN SACHS & CO. LLC|198420
FEZ|SPDR EURO STOXX 50|GSLT|GOLDMAN SACHS & CO. LLC|62163
FEZ|SPDR EURO STOXX 50|GTSZ|GTS SECURITIES LLC|67885
FEZ|SPDR EURO STOXX 50|HAPX|HAP Trading, LLC|4105
FEZ|SPDR EURO STOXX 50|HRBF|American Enterprise Investment Services Inc.|39205
FEZ|SPDR EURO STOXX 50|HSBC|HSBC Securities, Inc.|251852
FEZ|SPDR EURO STOXX 50|IATS|INTERACTIVE BROKERS LLC|41568
FEZ|SPDR EURO STOXX 50|IBKR|Interactive Brokers Llc|74396
FEZ|SPDR EURO STOXX 50|ICBX|INSTINET, LLC|448647
FEZ|SPDR EURO STOXX 50|INCA|INSTINET, LLC|101420
FEZ|SPDR EURO STOXX 50|INJX|INSTINET, LLC|12300
FEZ|SPDR EURO STOXX 50|ITGI|ITG Inc.|72978
FEZ|SPDR EURO STOXX 50|ITGP|ITG INC.|1193800
FEZ|SPDR EURO STOXX 50|JANY|Janney Montgomery Scott Inc.|2050
FEZ|SPDR EURO STOXX 50|JEFF|JEFFERIES LLC|178372
FEZ|SPDR EURO STOXX 50|JMPT|JUMP TRADING, LLC|73409
FEZ|SPDR EURO STOXX 50|JPMX|J.P. Morgan Securities LLC|276251
FEZ|SPDR EURO STOXX 50|JSEB|JANE STREET EXECUTION SERVICES, LLC|3192017
FEZ|SPDR EURO STOXX 50|JSJX|JANE STREET CAPITAL LLC|802081
FEZ|SPDR EURO STOXX 50|KCGM|VIRTU Americas LLC|206414
FEZ|SPDR EURO STOXX 50|LEHM|Barclays Capital Inc./Le|3213295
FEZ|SPDR EURO STOXX 50|LGNT|COR CLEARING LLC|1
FEZ|SPDR EURO STOXX 50|LIME|Lime Brokerage LLC|584546
FEZ|SPDR EURO STOXX 50|LQNA|LIQUIDNET, INC.|6900
FEZ|SPDR EURO STOXX 50|LSCI|Lek Securities Corporation|462711
FEZ|SPDR EURO STOXX 50|MACC|Mid Atlantic Capital Corporation|20846
FEZ|SPDR EURO STOXX 50|MAXM|Maxim Group LLC|9311
FEZ|SPDR EURO STOXX 50|MCMF|Raymond James Ltd. Cds|7355
FEZ|SPDR EURO STOXX 50|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|503556
FEZ|SPDR EURO STOXX 50|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|86143
FEZ|SPDR EURO STOXX 50|MOTF|MOTIF INVESTING, INC.|2
FEZ|SPDR EURO STOXX 50|MPSG|E D & F Man Capital Markets Inc.|8182
FEZ|SPDR EURO STOXX 50|MSCO|MORGAN STANLEY & CO. LLC|2805643
FEZ|SPDR EURO STOXX 50|MSPL|MORGAN STANLEY & CO. LLC|330000
FEZ|SPDR EURO STOXX 50|MSTX|MORGAN STANLEY & CO. LLC|5400
FEZ|SPDR EURO STOXX 50|NATL|National Securities Corporation|75
FEZ|SPDR EURO STOXX 50|NFSC|National Financial Services LLC|178780
FEZ|SPDR EURO STOXX 50|NITE|VIRTU Americas LLC|1041523
FEZ|SPDR EURO STOXX 50|NITP|VIRTU Americas LLC|2143522
FEZ|SPDR EURO STOXX 50|NQRB|Brut, LLC|26586
FEZ|SPDR EURO STOXX 50|NTBF|BMO Nesbitt Burns Inc./CDS|6947
FEZ|SPDR EURO STOXX 50|OHOS|TWO SIGMA SECURITIES, LLC|21810
FEZ|SPDR EURO STOXX 50|OLDM|OLD MISSION CAPITAL, LLC|211927
FEZ|SPDR EURO STOXX 50|OPCO|Oppenheimer & Co. Inc.|4697
FEZ|SPDR EURO STOXX 50|PDQM|CODA MARKETS, INC.|57153
FEZ|SPDR EURO STOXX 50|PHLY|NASDAQ Execution Services, LLC|3800
FEZ|SPDR EURO STOXX 50|PWJC|UBS Financial Services, Inc.|9301
FEZ|SPDR EURO STOXX 50|RBCM|RBC CAPITAL MARKETS, LLC|22044
FEZ|SPDR EURO STOXX 50|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|28550
FEZ|SPDR EURO STOXX 50|SAGL|SAGETRADER, LLC|35133
FEZ|SPDR EURO STOXX 50|SALI|INTL FCSTONE FINANCIAL INC.|163
FEZ|SPDR EURO STOXX 50|SBSH|Citigroup Global Markets Inc.|118996
FEZ|SPDR EURO STOXX 50|SEIC|SEI Investments Distribution Co.|1006
FEZ|SPDR EURO STOXX 50|SGMT|GOLDMAN SACHS & CO. LLC|635639
FEZ|SPDR EURO STOXX 50|SPDR|SPEEDROUTE LLC|6700
FEZ|SPDR EURO STOXX 50|STFL|Stifel, Nicolaus & Company, Incorporated|5516
FEZ|SPDR EURO STOXX 50|SWIM|TD Ameritrade, Inc.|3097
FEZ|SPDR EURO STOXX 50|SWST|Hilltop Securities Inc.|352
FEZ|SPDR EURO STOXX 50|TKNG|ALLY INVEST SECURITIES LLC|306
FEZ|SPDR EURO STOXX 50|TRBT|Tradebot Systems, Inc.|595288
FEZ|SPDR EURO STOXX 50|TRCM|TRC MARKETS LLC|2226806
FEZ|SPDR EURO STOXX 50|TWTT|TASTYWORKS, INC.|1450
FEZ|SPDR EURO STOXX 50|UBSA|UBS SECURITIES LLC|1743970
FEZ|SPDR EURO STOXX 50|UBSS|UBS Securities LLC|955305
FEZ|SPDR EURO STOXX 50|VALX|VIRTU AMERICAS LLC|766079
FEZ|SPDR EURO STOXX 50|VERT|The Vertical Trading Group, LLC|2541
FEZ|SPDR EURO STOXX 50|VGRD|Vanguard Marketing Corporation|43142
FEZ|SPDR EURO STOXX 50|WBET|Wallachbeth Capital LLC|64
FEZ|SPDR EURO STOXX 50|WCHV|WELLS FARGO SECURITIES, LLC|126977
FEZ|SPDR EURO STOXX 50|WEDB|WEDBUSH SECURITIES INC.|52
FEZ|SPDR EURO STOXX 50|WEXM|WOLVERINE EXECUTION SERVICES, LLC|155034
FEZ|SPDR EURO STOXX 50|WEXX|WOLVERINE EXECUTION SERVICES, LLC|185627
FEZ|SPDR EURO STOXX 50|WFPB|Wells Fargo Securities, LLC.|2000
FEZ|SPDR EURO STOXX 50|WGIF|CIBC World Markets Inc.|1186
FEZ|SPDR EURO STOXX 50|WSEA|WOLVERINE SECURITIES, LLC|16476
FEZ|SPDR EURO STOXX 50|XPUS|XP SECURITIES, LLC|13935
FEZ|SPDR EURO STOXX 50|XSTM|NATIONAL FINANCIAL SERVICES LLC|1350
FEZ|SPDR EURO STOXX 50|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
FEZ|SPDR EURO STOXX 50|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21965
FF|FUTUREFUEL CORP.|ALTX|Alternet Securities Inc.|200
FF|FUTUREFUEL CORP.|ANOS|ABEL/NOSER, L.L.C.|3549
FF|FUTUREFUEL CORP.|APCC|Apex Clearing Corporation|11
FF|FUTUREFUEL CORP.|BARD|Robert W. Baird & Co. Incorporated|35
FF|FUTUREFUEL CORP.|BATM|CBOE TRADING, INC.|1618
FF|FUTUREFUEL CORP.|BERN|Sanford C. Bernstein & Co., LLC|407
FF|FUTUREFUEL CORP.|BIMI|Banca IMI Securities Corp.|50
FF|FUTUREFUEL CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|5377
FF|FUTUREFUEL CORP.|BRVL|BLAYLOCK VAN, LLC|1000
FF|FUTUREFUEL CORP.|BTIG|BTIG, LLC|307
FF|FUTUREFUEL CORP.|BYXM|CBOE TRADING, INC.|300
FF|FUTUREFUEL CORP.|BZYD|GOLDMAN SACHS & CO. LLC|1619
FF|FUTUREFUEL CORP.|CHAS|Charles Schwab & Co., Inc.|3
FF|FUTUREFUEL CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|304
FF|FUTUREFUEL CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
FF|FUTUREFUEL CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FF|FUTUREFUEL CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12246
FF|FUTUREFUEL CORP.|CTDL|Citadel Derivatives Group Llc|4432
FF|FUTUREFUEL CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2576
FF|FUTUREFUEL CORP.|DBAB|Deutsche Bank Securities Inc.|12296
FF|FUTUREFUEL CORP.|DBAX|Deutsche Bank Securities Inc.|2900
FF|FUTUREFUEL CORP.|DEAN|MORGAN STANLEY|6662
FF|FUTUREFUEL CORP.|DEGS|RONIN PROFESSIONAL LLC|200
FF|FUTUREFUEL CORP.|EBXL|EBX LLC|7000
FF|FUTUREFUEL CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|490
FF|FUTUREFUEL CORP.|EDJO|Edward D. Jones & Co., L.P.|34
FF|FUTUREFUEL CORP.|EGAM|CBOE TRADING, INC.|799
FF|FUTUREFUEL CORP.|EGAW|CBOE TRADING, INC.|2
FF|FUTUREFUEL CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|100
FF|FUTUREFUEL CORP.|EGXM|CBOE TRADING, INC.|102
FF|FUTUREFUEL CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|773
FF|FUTUREFUEL CORP.|ETRS|E*Trade Securities LLC|7165
FF|FUTUREFUEL CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|247
FF|FUTUREFUEL CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22700
FF|FUTUREFUEL CORP.|FTBR|Foliofn Investments, Inc.|651
FF|FUTUREFUEL CORP.|GLPX|ACS EXECUTION SERVICES, LLC|110
FF|FUTUREFUEL CORP.|GSCO|GOLDMAN SACHS & CO. LLC|264737
FF|FUTUREFUEL CORP.|GSLT|GOLDMAN SACHS & CO. LLC|100
FF|FUTUREFUEL CORP.|GTSZ|GTS SECURITIES LLC|4033
FF|FUTUREFUEL CORP.|HRBF|American Enterprise Investment Services Inc.|1779
FF|FUTUREFUEL CORP.|IATS|INTERACTIVE BROKERS LLC|1958
FF|FUTUREFUEL CORP.|IBKR|Interactive Brokers Llc|3113
FF|FUTUREFUEL CORP.|ICBX|INSTINET, LLC|1800
FF|FUTUREFUEL CORP.|IEQY|CITADEL SECURITIES LLC|3284
FF|FUTUREFUEL CORP.|INCA|INSTINET, LLC|11790
FF|FUTUREFUEL CORP.|INJX|INSTINET, LLC|1305
FF|FUTUREFUEL CORP.|ITGI|ITG Inc.|12599
FF|FUTUREFUEL CORP.|ITGP|ITG INC.|80800
FF|FUTUREFUEL CORP.|JEFF|JEFFERIES LLC|13231
FF|FUTUREFUEL CORP.|JPBX|J.P. MORGAN SECURITIES LLC|6380
FF|FUTUREFUEL CORP.|JPMX|J.P. Morgan Securities LLC|15768
FF|FUTUREFUEL CORP.|JSJX|JANE STREET CAPITAL LLC|147
FF|FUTUREFUEL CORP.|KCGM|VIRTU Americas LLC|1578
FF|FUTUREFUEL CORP.|LEHM|Barclays Capital Inc./Le|16384
FF|FUTUREFUEL CORP.|LIME|Lime Brokerage LLC|11983
FF|FUTUREFUEL CORP.|LSCI|Lek Securities Corporation|7
FF|FUTUREFUEL CORP.|MAXM|Maxim Group LLC|27369
FF|FUTUREFUEL CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8700
FF|FUTUREFUEL CORP.|MSCO|MORGAN STANLEY & CO. LLC|47112
FF|FUTUREFUEL CORP.|MSPL|MORGAN STANLEY & CO. LLC|17300
FF|FUTUREFUEL CORP.|MSTX|MORGAN STANLEY & CO. LLC|3000
FF|FUTUREFUEL CORP.|NFSC|National Financial Services LLC|10360
FF|FUTUREFUEL CORP.|NITE|VIRTU Americas LLC|29712
FF|FUTUREFUEL CORP.|NQRB|Brut, LLC|1404
FF|FUTUREFUEL CORP.|PDQM|CODA MARKETS, INC.|120
FF|FUTUREFUEL CORP.|RBCM|RBC CAPITAL MARKETS, LLC|23
FF|FUTUREFUEL CORP.|SBSH|Citigroup Global Markets Inc.|12005
FF|FUTUREFUEL CORP.|SGMT|GOLDMAN SACHS & CO. LLC|4802
FF|FUTUREFUEL CORP.|SPDR|SPEEDROUTE LLC|200
FF|FUTUREFUEL CORP.|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
FF|FUTUREFUEL CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|19064
FF|FUTUREFUEL CORP.|SWIM|TD Ameritrade, Inc.|773
FF|FUTUREFUEL CORP.|TMBR|Timber Hill LLC|85
FF|FUTUREFUEL CORP.|TRBT|Tradebot Systems, Inc.|3162
FF|FUTUREFUEL CORP.|TRCM|TRC MARKETS LLC|1668
FF|FUTUREFUEL CORP.|UBSA|UBS SECURITIES LLC|42841
FF|FUTUREFUEL CORP.|UBSS|UBS Securities LLC|43033
FF|FUTUREFUEL CORP.|VALX|VIRTU AMERICAS LLC|1728
FF|FUTUREFUEL CORP.|VGRD|Vanguard Marketing Corporation|111
FF|FUTUREFUEL CORP.|WCHV|WELLS FARGO SECURITIES, LLC|1539
FF|FUTUREFUEL CORP.|WEED|Weeden & Co.L.P.|958
FF|FUTUREFUEL CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|221
FF|FUTUREFUEL CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1491
FF|FUTUREFUEL CORP.|WSEA|WOLVERINE SECURITIES, LLC|1512
FF|FUTUREFUEL CORP.|XIST|INSTINET, LLC|1600
FF|FUTUREFUEL CORP.|XPQR|Jump Trading|63
FF|FUTUREFUEL CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3238
FF|FUTUREFUEL CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|10
FF|FUTUREFUEL CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1534
FFA|FIRST TRUST ENHANCED|ALTX|Alternet Securities Inc.|300
FFA|FIRST TRUST ENHANCED|BANK|Primevest Financial Services, Inc.|8058
FFA|FIRST TRUST ENHANCED|BARD|Robert W. Baird & Co. Incorporated|387
FFA|FIRST TRUST ENHANCED|BATM|CBOE TRADING, INC.|55
FFA|FIRST TRUST ENHANCED|BBNT|BB&T SECURITIES, LLC|300
FFA|FIRST TRUST ENHANCED|BTIG|BTIG, LLC|5659
FFA|FIRST TRUST ENHANCED|BYXM|CBOE TRADING, INC.|100
FFA|FIRST TRUST ENHANCED|CANT|Cantor Fitzgerald & Co.|21446
FFA|FIRST TRUST ENHANCED|CHAS|Charles Schwab & Co., Inc.|100
FFA|FIRST TRUST ENHANCED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1303
FFA|FIRST TRUST ENHANCED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
FFA|FIRST TRUST ENHANCED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4763
FFA|FIRST TRUST ENHANCED|CXCX|CITIGROUP GLOBAL MARKETS INC.|6802
FFA|FIRST TRUST ENHANCED|DADA|D.A. Davidson & Co.|18
FFA|FIRST TRUST ENHANCED|DBAX|Deutsche Bank Securities Inc.|6000
FFA|FIRST TRUST ENHANCED|DEAN|MORGAN STANLEY|32057
FFA|FIRST TRUST ENHANCED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
FFA|FIRST TRUST ENHANCED|EBXL|EBX LLC|3400
FFA|FIRST TRUST ENHANCED|EDJO|Edward D. Jones & Co., L.P.|6547
FFA|FIRST TRUST ENHANCED|EGMT|EG MARKET TECHNOLOGIES LLC|100
FFA|FIRST TRUST ENHANCED|EGXM|CBOE TRADING, INC.|200
FFA|FIRST TRUST ENHANCED|ESPO|ESPOSITO SECURITIES, LLC|1823
FFA|FIRST TRUST ENHANCED|ETBE|Electronic Transaction Clearing, Inc.|600
FFA|FIRST TRUST ENHANCED|ETRS|E*Trade Securities LLC|770
FFA|FIRST TRUST ENHANCED|FTBR|Foliofn Investments, Inc.|4
FFA|FIRST TRUST ENHANCED|GLPX|ACS EXECUTION SERVICES, LLC|4435
FFA|FIRST TRUST ENHANCED|GSCS|GOLDMAN SACHS & CO. LLC|650
FFA|FIRST TRUST ENHANCED|GSLT|GOLDMAN SACHS & CO. LLC|500
FFA|FIRST TRUST ENHANCED|GTSZ|GTS SECURITIES LLC|3143
FFA|FIRST TRUST ENHANCED|HRBF|American Enterprise Investment Services Inc.|16745
FFA|FIRST TRUST ENHANCED|IATS|INTERACTIVE BROKERS LLC|5015
FFA|FIRST TRUST ENHANCED|IBKR|Interactive Brokers Llc|7375
FFA|FIRST TRUST ENHANCED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|533
FFA|FIRST TRUST ENHANCED|ICBX|INSTINET, LLC|1300
FFA|FIRST TRUST ENHANCED|INCA|INSTINET, LLC|13150
FFA|FIRST TRUST ENHANCED|ITGI|ITG Inc.|200
FFA|FIRST TRUST ENHANCED|ITGP|ITG INC.|200
FFA|FIRST TRUST ENHANCED|JANY|Janney Montgomery Scott Inc.|7050
FFA|FIRST TRUST ENHANCED|JPMX|J.P. Morgan Securities LLC|2000
FFA|FIRST TRUST ENHANCED|KCGM|VIRTU Americas LLC|2900
FFA|FIRST TRUST ENHANCED|LEHM|Barclays Capital Inc./Le|9600
FFA|FIRST TRUST ENHANCED|LIME|Lime Brokerage LLC|916
FFA|FIRST TRUST ENHANCED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1170
FFA|FIRST TRUST ENHANCED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
FFA|FIRST TRUST ENHANCED|MSCO|MORGAN STANLEY & CO. LLC|57413
FFA|FIRST TRUST ENHANCED|MSPL|MORGAN STANLEY & CO. LLC|4200
FFA|FIRST TRUST ENHANCED|MSTX|MORGAN STANLEY & CO. LLC|400
FFA|FIRST TRUST ENHANCED|NFSC|National Financial Services LLC|30706
FFA|FIRST TRUST ENHANCED|NITE|VIRTU Americas LLC|154428
FFA|FIRST TRUST ENHANCED|NQRB|Brut, LLC|1900
FFA|FIRST TRUST ENHANCED|OPCO|Oppenheimer & Co. Inc.|9978
FFA|FIRST TRUST ENHANCED|PDQM|CODA MARKETS, INC.|6455
FFA|FIRST TRUST ENHANCED|PWJC|UBS Financial Services, Inc.|13850
FFA|FIRST TRUST ENHANCED|RBCM|RBC CAPITAL MARKETS, LLC|49281
FFA|FIRST TRUST ENHANCED|SALI|INTL FCSTONE FINANCIAL INC.|554
FFA|FIRST TRUST ENHANCED|SBSH|Citigroup Global Markets Inc.|25853
FFA|FIRST TRUST ENHANCED|SGMT|GOLDMAN SACHS & CO. LLC|1764
FFA|FIRST TRUST ENHANCED|SPDR|SPEEDROUTE LLC|300
FFA|FIRST TRUST ENHANCED|STFL|Stifel, Nicolaus & Company, Incorporated|6535
FFA|FIRST TRUST ENHANCED|SWST|Hilltop Securities Inc.|12315
FFA|FIRST TRUST ENHANCED|TRBT|Tradebot Systems, Inc.|272
FFA|FIRST TRUST ENHANCED|UBSA|UBS SECURITIES LLC|11822
FFA|FIRST TRUST ENHANCED|UBSS|UBS Securities LLC|57455
FFA|FIRST TRUST ENHANCED|VALX|VIRTU AMERICAS LLC|1860
FFA|FIRST TRUST ENHANCED|VGRD|Vanguard Marketing Corporation|5824
FFA|FIRST TRUST ENHANCED|WCHV|WELLS FARGO SECURITIES, LLC|130070
FFA|FIRST TRUST ENHANCED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4864
FFA|FIRST TRUST ENHANCED|WGIF|CIBC World Markets Inc.|3900
FFA|FIRST TRUST ENHANCED|WSEA|WOLVERINE SECURITIES, LLC|5811
FFA|FIRST TRUST ENHANCED|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
FFA|FIRST TRUST ENHANCED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11407
FFBC|FIRST FINL BNCP (OH)|APCC|Apex Clearing Corporation|40
FFBC|FIRST FINL BNCP (OH)|BANK|Primevest Financial Services, Inc.|819
FFBC|FIRST FINL BNCP (OH)|BARD|Robert W. Baird & Co. Incorporated|1171
FFBC|FIRST FINL BNCP (OH)|BATM|CBOE TRADING, INC.|103
FFBC|FIRST FINL BNCP (OH)|BERN|Sanford C. Bernstein & Co., LLC|27940
FFBC|FIRST FINL BNCP (OH)|BIAD|SAGETRADER, LLC|137
FFBC|FIRST FINL BNCP (OH)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1054
FFBC|FIRST FINL BNCP (OH)|BMOC|BMO Capital Markets Corp.|15284
FFBC|FIRST FINL BNCP (OH)|BNPX|BNP PARIBAS SECURITIES CORP.|27282
FFBC|FIRST FINL BNCP (OH)|BRVL|BLAYLOCK VAN, LLC|2200
FFBC|FIRST FINL BNCP (OH)|BTIG|BTIG, LLC|12903
FFBC|FIRST FINL BNCP (OH)|BYXM|CBOE TRADING, INC.|200
FFBC|FIRST FINL BNCP (OH)|BZYD|GOLDMAN SACHS & CO. LLC|3700
FFBC|FIRST FINL BNCP (OH)|CANT|Cantor Fitzgerald & Co.|54
FFBC|FIRST FINL BNCP (OH)|CHAS|Charles Schwab & Co., Inc.|2504
FFBC|FIRST FINL BNCP (OH)|CIST|Capital Institutional Services, Inc.|422
FFBC|FIRST FINL BNCP (OH)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58701
FFBC|FIRST FINL BNCP (OH)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FFBC|FIRST FINL BNCP (OH)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85344
FFBC|FIRST FINL BNCP (OH)|CTDL|Citadel Derivatives Group Llc|10378
FFBC|FIRST FINL BNCP (OH)|CXCX|CITIGROUP GLOBAL MARKETS INC.|31862
FFBC|FIRST FINL BNCP (OH)|DADA|D.A. Davidson & Co.|3476
FFBC|FIRST FINL BNCP (OH)|DBAB|Deutsche Bank Securities Inc.|448083
FFBC|FIRST FINL BNCP (OH)|DBAX|Deutsche Bank Securities Inc.|89500
FFBC|FIRST FINL BNCP (OH)|DBUL|Deutsche Bank Securities Inc.|900
FFBC|FIRST FINL BNCP (OH)|DEAN|MORGAN STANLEY|1490
FFBC|FIRST FINL BNCP (OH)|DEGS|RONIN PROFESSIONAL LLC|1454
FFBC|FIRST FINL BNCP (OH)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|701
FFBC|FIRST FINL BNCP (OH)|EBXL|EBX LLC|34300
FFBC|FIRST FINL BNCP (OH)|ECUT|CONVERGEX EXECUTION SOLUTIONS|2112
FFBC|FIRST FINL BNCP (OH)|EDJO|Edward D. Jones & Co., L.P.|19381
FFBC|FIRST FINL BNCP (OH)|EGAM|CBOE TRADING, INC.|4091
FFBC|FIRST FINL BNCP (OH)|EGAW|CBOE TRADING, INC.|100
FFBC|FIRST FINL BNCP (OH)|EGMT|EG MARKET TECHNOLOGIES LLC|10
FFBC|FIRST FINL BNCP (OH)|EGXM|CBOE TRADING, INC.|200
FFBC|FIRST FINL BNCP (OH)|ETBE|Electronic Transaction Clearing, Inc.|17802
FFBC|FIRST FINL BNCP (OH)|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|112
FFBC|FIRST FINL BNCP (OH)|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
FFBC|FIRST FINL BNCP (OH)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11725
FFBC|FIRST FINL BNCP (OH)|ETRS|E*Trade Securities LLC|7155
FFBC|FIRST FINL BNCP (OH)|FBCO|Credit Suisse Securities (USA) LLC|333500
FFBC|FIRST FINL BNCP (OH)|FBSB|U.S. Bancorp Investments, Inc.|18
FFBC|FIRST FINL BNCP (OH)|FILL|Tradestation Securities, Inc.|10
FFBC|FIRST FINL BNCP (OH)|FOMA|TD AMERITRADE CLEARING, INC.|70350
FFBC|FIRST FINL BNCP (OH)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1192
FFBC|FIRST FINL BNCP (OH)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50608
FFBC|FIRST FINL BNCP (OH)|FTBR|Foliofn Investments, Inc.|91
FFBC|FIRST FINL BNCP (OH)|GEBB|GLOBAL EXECUTION BROKERS, LP|31370
FFBC|FIRST FINL BNCP (OH)|GLPX|ACS EXECUTION SERVICES, LLC|2428
FFBC|FIRST FINL BNCP (OH)|GSCO|GOLDMAN SACHS & CO. LLC|671640
FFBC|FIRST FINL BNCP (OH)|GSCS|GOLDMAN SACHS & CO. LLC|13093
FFBC|FIRST FINL BNCP (OH)|GSLT|GOLDMAN SACHS & CO. LLC|1136
FFBC|FIRST FINL BNCP (OH)|GTSZ|GTS SECURITIES LLC|29309
FFBC|FIRST FINL BNCP (OH)|HAPX|HAP Trading, LLC|2041
FFBC|FIRST FINL BNCP (OH)|HRBF|American Enterprise Investment Services Inc.|5898
FFBC|FIRST FINL BNCP (OH)|HSBC|HSBC Securities, Inc.|10000
FFBC|FIRST FINL BNCP (OH)|IBKR|Interactive Brokers Llc|11382
FFBC|FIRST FINL BNCP (OH)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16
FFBC|FIRST FINL BNCP (OH)|ICBX|INSTINET, LLC|31652
FFBC|FIRST FINL BNCP (OH)|IEQY|CITADEL SECURITIES LLC|52786
FFBC|FIRST FINL BNCP (OH)|INCA|INSTINET, LLC|181231
FFBC|FIRST FINL BNCP (OH)|INJX|INSTINET, LLC|19487
FFBC|FIRST FINL BNCP (OH)|ITGI|ITG Inc.|40005
FFBC|FIRST FINL BNCP (OH)|ITGP|ITG INC.|65200
FFBC|FIRST FINL BNCP (OH)|JANY|Janney Montgomery Scott Inc.|1241
FFBC|FIRST FINL BNCP (OH)|JEFF|JEFFERIES LLC|105296
FFBC|FIRST FINL BNCP (OH)|JMPT|JUMP TRADING, LLC|6039
FFBC|FIRST FINL BNCP (OH)|JPBX|J.P. MORGAN SECURITIES LLC|6578
FFBC|FIRST FINL BNCP (OH)|JPMX|J.P. Morgan Securities LLC|117290
FFBC|FIRST FINL BNCP (OH)|JSJX|JANE STREET CAPITAL LLC|5910
FFBC|FIRST FINL BNCP (OH)|KCGM|VIRTU Americas LLC|29005
FFBC|FIRST FINL BNCP (OH)|LEHM|Barclays Capital Inc./Le|585111
FFBC|FIRST FINL BNCP (OH)|LIME|Lime Brokerage LLC|216034
FFBC|FIRST FINL BNCP (OH)|LMGP|LIME BROKERAGE LLC|28169
FFBC|FIRST FINL BNCP (OH)|LQNA|LIQUIDNET, INC.|8100
FFBC|FIRST FINL BNCP (OH)|MAXM|Maxim Group LLC|9820
FFBC|FIRST FINL BNCP (OH)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|197823
FFBC|FIRST FINL BNCP (OH)|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4581
FFBC|FIRST FINL BNCP (OH)|MSCO|MORGAN STANLEY & CO. LLC|855111
FFBC|FIRST FINL BNCP (OH)|MSPL|MORGAN STANLEY & CO. LLC|156000
FFBC|FIRST FINL BNCP (OH)|MSTX|MORGAN STANLEY & CO. LLC|24300
FFBC|FIRST FINL BNCP (OH)|MTON|MILLINGTON SECURITIES, INC.|84691
FFBC|FIRST FINL BNCP (OH)|NBCS|NBC Securities, INC.|300
FFBC|FIRST FINL BNCP (OH)|NFSC|National Financial Services LLC|72579
FFBC|FIRST FINL BNCP (OH)|NITE|VIRTU Americas LLC|162846
FFBC|FIRST FINL BNCP (OH)|NITP|VIRTU Americas LLC|6839
FFBC|FIRST FINL BNCP (OH)|NQRB|Brut, LLC|900
FFBC|FIRST FINL BNCP (OH)|OPCO|Oppenheimer & Co. Inc.|54
FFBC|FIRST FINL BNCP (OH)|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1775
FFBC|FIRST FINL BNCP (OH)|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20
FFBC|FIRST FINL BNCP (OH)|PDQM|CODA MARKETS, INC.|4525
FFBC|FIRST FINL BNCP (OH)|PWJC|UBS Financial Services, Inc.|2665
FFBC|FIRST FINL BNCP (OH)|RAJA|Raymond James & Associates, Inc.|7729
FFBC|FIRST FINL BNCP (OH)|RBCM|RBC CAPITAL MARKETS, LLC|1275
FFBC|FIRST FINL BNCP (OH)|SAGL|SAGETRADER, LLC|690
FFBC|FIRST FINL BNCP (OH)|SAGW|SAGETRADER, LLC|2355
FFBC|FIRST FINL BNCP (OH)|SALI|INTL FCSTONE FINANCIAL INC.|400
FFBC|FIRST FINL BNCP (OH)|SBSH|Citigroup Global Markets Inc.|128939
FFBC|FIRST FINL BNCP (OH)|SGMT|GOLDMAN SACHS & CO. LLC|50188
FFBC|FIRST FINL BNCP (OH)|SPDR|SPEEDROUTE LLC|1427
FFBC|FIRST FINL BNCP (OH)|SPHN|Stephens Inc.|311
FFBC|FIRST FINL BNCP (OH)|STFL|Stifel, Nicolaus & Company, Incorporated|2509
FFBC|FIRST FINL BNCP (OH)|SWIM|TD Ameritrade, Inc.|606
FFBC|FIRST FINL BNCP (OH)|SWST|Hilltop Securities Inc.|595
FFBC|FIRST FINL BNCP (OH)|TKNG|ALLY INVEST SECURITIES LLC|284
FFBC|FIRST FINL BNCP (OH)|TMBR|Timber Hill LLC|300
FFBC|FIRST FINL BNCP (OH)|TRBT|Tradebot Systems, Inc.|23137
FFBC|FIRST FINL BNCP (OH)|TRCM|TRC MARKETS LLC|99029
FFBC|FIRST FINL BNCP (OH)|UBSA|UBS SECURITIES LLC|296324
FFBC|FIRST FINL BNCP (OH)|UBSS|UBS Securities LLC|523097
FFBC|FIRST FINL BNCP (OH)|VALX|VIRTU AMERICAS LLC|35024
FFBC|FIRST FINL BNCP (OH)|VGRD|Vanguard Marketing Corporation|596
FFBC|FIRST FINL BNCP (OH)|WABR|Wall Street Access|24578
FFBC|FIRST FINL BNCP (OH)|WCHV|WELLS FARGO SECURITIES, LLC|57057
FFBC|FIRST FINL BNCP (OH)|WEDB|WEDBUSH SECURITIES INC.|131
FFBC|FIRST FINL BNCP (OH)|WEED|Weeden & Co.L.P.|3310
FFBC|FIRST FINL BNCP (OH)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|404
FFBC|FIRST FINL BNCP (OH)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8076
FFBC|FIRST FINL BNCP (OH)|WLTH|WEALTHFRONT BROKERAGE CORPORATION|673
FFBC|FIRST FINL BNCP (OH)|WSEA|WOLVERINE SECURITIES, LLC|1534
FFBC|FIRST FINL BNCP (OH)|XIST|INSTINET, LLC|32380
FFBC|FIRST FINL BNCP (OH)|XPQR|Jump Trading|82
FFBC|FIRST FINL BNCP (OH)|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
FFBC|FIRST FINL BNCP (OH)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|519
FFBCW|FIRST FIN BCORP WRNT|LIME|Lime Brokerage LLC|85
FFBCW|FIRST FIN BCORP WRNT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85
FFBW|FFBW, INC. CM|BARD|Robert W. Baird & Co. Incorporated|2000
FFBW|FFBW, INC. CM|BATM|CBOE TRADING, INC.|100
FFBW|FFBW, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|200
FFBW|FFBW, INC. CM|BNKS|Fig Partners, LLC|27949
FFBW|FFBW, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
FFBW|FFBW, INC. CM|EBXL|EBX LLC|100
FFBW|FFBW, INC. CM|EDJO|Edward D. Jones & Co., L.P.|1500
FFBW|FFBW, INC. CM|ETRS|E*Trade Securities LLC|2000
FFBW|FFBW, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|140
FFBW|FFBW, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|16040
FFBW|FFBW, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|237
FFBW|FFBW, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|300
FFBW|FFBW, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|1300
FFBW|FFBW, INC. CM|IBKR|Interactive Brokers Llc|557
FFBW|FFBW, INC. CM|INCA|INSTINET, LLC|8451
FFBW|FFBW, INC. CM|LEHM|Barclays Capital Inc./Le|218
FFBW|FFBW, INC. CM|LIME|Lime Brokerage LLC|3769
FFBW|FFBW, INC. CM|LMGP|LIME BROKERAGE LLC|700
FFBW|FFBW, INC. CM|MOTF|MOTIF INVESTING, INC.|1
FFBW|FFBW, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|10684
FFBW|FFBW, INC. CM|NFSC|National Financial Services LLC|405
FFBW|FFBW, INC. CM|NITE|VIRTU Americas LLC|4284
FFBW|FFBW, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|9
FFBW|FFBW, INC. CM|SWST|Hilltop Securities Inc.|700
FFBW|FFBW, INC. CM|TRCM|TRC MARKETS LLC|200
FFBW|FFBW, INC. CM|UBSA|UBS SECURITIES LLC|600
FFBW|FFBW, INC. CM|UBSS|UBS Securities LLC|9872
FFBW|FFBW, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|515
FFC|FLAHERTY & CRUMRINE|ALTX|Alternet Securities Inc.|2778
FFC|FLAHERTY & CRUMRINE|APCC|Apex Clearing Corporation|40
FFC|FLAHERTY & CRUMRINE|BANK|Primevest Financial Services, Inc.|12734
FFC|FLAHERTY & CRUMRINE|BARD|Robert W. Baird & Co. Incorporated|39
FFC|FLAHERTY & CRUMRINE|BATM|CBOE TRADING, INC.|1
FFC|FLAHERTY & CRUMRINE|BBNT|BB&T SECURITIES, LLC|4895
FFC|FLAHERTY & CRUMRINE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1100
FFC|FLAHERTY & CRUMRINE|CANT|Cantor Fitzgerald & Co.|6438
FFC|FLAHERTY & CRUMRINE|CHAS|Charles Schwab & Co., Inc.|263
FFC|FLAHERTY & CRUMRINE|CIST|Capital Institutional Services, Inc.|900
FFC|FLAHERTY & CRUMRINE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
FFC|FLAHERTY & CRUMRINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11212
FFC|FLAHERTY & CRUMRINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1320
FFC|FLAHERTY & CRUMRINE|DADA|D.A. Davidson & Co.|2238
FFC|FLAHERTY & CRUMRINE|DBAX|Deutsche Bank Securities Inc.|1200
FFC|FLAHERTY & CRUMRINE|DEAN|MORGAN STANLEY|8177
FFC|FLAHERTY & CRUMRINE|EBXL|EBX LLC|2500
FFC|FLAHERTY & CRUMRINE|ECUT|CONVERGEX EXECUTION SOLUTIONS|7900
FFC|FLAHERTY & CRUMRINE|EDJO|Edward D. Jones & Co., L.P.|5012
FFC|FLAHERTY & CRUMRINE|EGAM|CBOE TRADING, INC.|100
FFC|FLAHERTY & CRUMRINE|EGXM|CBOE TRADING, INC.|2088
FFC|FLAHERTY & CRUMRINE|ETCB|ETC BROKERAGE SERVICES, LLC|570
FFC|FLAHERTY & CRUMRINE|ETRS|E*Trade Securities LLC|46217
FFC|FLAHERTY & CRUMRINE|FBSB|U.S. Bancorp Investments, Inc.|2
FFC|FLAHERTY & CRUMRINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5516
FFC|FLAHERTY & CRUMRINE|FTBR|Foliofn Investments, Inc.|80
FFC|FLAHERTY & CRUMRINE|GLPX|ACS EXECUTION SERVICES, LLC|721
FFC|FLAHERTY & CRUMRINE|GSCS|GOLDMAN SACHS & CO. LLC|300
FFC|FLAHERTY & CRUMRINE|GSLT|GOLDMAN SACHS & CO. LLC|100
FFC|FLAHERTY & CRUMRINE|GTSZ|GTS SECURITIES LLC|300
FFC|FLAHERTY & CRUMRINE|HRBF|American Enterprise Investment Services Inc.|50086
FFC|FLAHERTY & CRUMRINE|IATS|INTERACTIVE BROKERS LLC|6761
FFC|FLAHERTY & CRUMRINE|IBKR|Interactive Brokers Llc|12519
FFC|FLAHERTY & CRUMRINE|ICBX|INSTINET, LLC|817
FFC|FLAHERTY & CRUMRINE|INCA|INSTINET, LLC|4700
FFC|FLAHERTY & CRUMRINE|ITGI|ITG Inc.|474
FFC|FLAHERTY & CRUMRINE|ITGP|ITG INC.|400
FFC|FLAHERTY & CRUMRINE|JANY|Janney Montgomery Scott Inc.|345
FFC|FLAHERTY & CRUMRINE|JPMX|J.P. Morgan Securities LLC|1800
FFC|FLAHERTY & CRUMRINE|JSJX|JANE STREET CAPITAL LLC|539
FFC|FLAHERTY & CRUMRINE|KCGM|VIRTU Americas LLC|1448
FFC|FLAHERTY & CRUMRINE|LEHM|Barclays Capital Inc./Le|2700
FFC|FLAHERTY & CRUMRINE|LGNT|COR CLEARING LLC|1
FFC|FLAHERTY & CRUMRINE|LIME|Lime Brokerage LLC|245
FFC|FLAHERTY & CRUMRINE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
FFC|FLAHERTY & CRUMRINE|MCMF|Raymond James Ltd. Cds|1100
FFC|FLAHERTY & CRUMRINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
FFC|FLAHERTY & CRUMRINE|MOTF|MOTIF INVESTING, INC.|1
FFC|FLAHERTY & CRUMRINE|MSCO|MORGAN STANLEY & CO. LLC|16678
FFC|FLAHERTY & CRUMRINE|MSPL|MORGAN STANLEY & CO. LLC|2300
FFC|FLAHERTY & CRUMRINE|NFSC|National Financial Services LLC|210786
FFC|FLAHERTY & CRUMRINE|NITE|VIRTU Americas LLC|316241
FFC|FLAHERTY & CRUMRINE|NQRB|Brut, LLC|4286
FFC|FLAHERTY & CRUMRINE|OPCO|Oppenheimer & Co. Inc.|2600
FFC|FLAHERTY & CRUMRINE|PDQM|CODA MARKETS, INC.|4825
FFC|FLAHERTY & CRUMRINE|PWJC|UBS Financial Services, Inc.|600
FFC|FLAHERTY & CRUMRINE|RBCM|RBC CAPITAL MARKETS, LLC|10119
FFC|FLAHERTY & CRUMRINE|SALI|INTL FCSTONE FINANCIAL INC.|17
FFC|FLAHERTY & CRUMRINE|SBRX|MURIEL SIEBERT & CO INC|900
FFC|FLAHERTY & CRUMRINE|SBSH|Citigroup Global Markets Inc.|7956
FFC|FLAHERTY & CRUMRINE|SGMT|GOLDMAN SACHS & CO. LLC|1138
FFC|FLAHERTY & CRUMRINE|SPHN|Stephens Inc.|12
FFC|FLAHERTY & CRUMRINE|STFL|Stifel, Nicolaus & Company, Incorporated|1583
FFC|FLAHERTY & CRUMRINE|SWIM|TD Ameritrade, Inc.|13941
FFC|FLAHERTY & CRUMRINE|SWST|Hilltop Securities Inc.|12725
FFC|FLAHERTY & CRUMRINE|TKNG|ALLY INVEST SECURITIES LLC|263
FFC|FLAHERTY & CRUMRINE|TRBT|Tradebot Systems, Inc.|1261
FFC|FLAHERTY & CRUMRINE|UBSA|UBS SECURITIES LLC|8666
FFC|FLAHERTY & CRUMRINE|UBSS|UBS Securities LLC|75806
FFC|FLAHERTY & CRUMRINE|VALX|VIRTU AMERICAS LLC|600
FFC|FLAHERTY & CRUMRINE|VFIN|National Securities Corporation|1100
FFC|FLAHERTY & CRUMRINE|VGRD|Vanguard Marketing Corporation|51794
FFC|FLAHERTY & CRUMRINE|WCHV|WELLS FARGO SECURITIES, LLC|69301
FFC|FLAHERTY & CRUMRINE|WEDB|WEDBUSH SECURITIES INC.|29
FFC|FLAHERTY & CRUMRINE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54940
FFC|FLAHERTY & CRUMRINE|WSEA|WOLVERINE SECURITIES, LLC|490
FFC|FLAHERTY & CRUMRINE|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1020
FFC|FLAHERTY & CRUMRINE|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
FFC|FLAHERTY & CRUMRINE|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
FFC|FLAHERTY & CRUMRINE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|44223
FFEU|BARCLAYS ETN  FI ENH|BBNT|BB&T SECURITIES, LLC|510
FFEU|BARCLAYS ETN  FI ENH|BYXM|CBOE TRADING, INC.|492
FFEU|BARCLAYS ETN  FI ENH|CHAS|Charles Schwab & Co., Inc.|100
FFEU|BARCLAYS ETN  FI ENH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4337
FFEU|BARCLAYS ETN  FI ENH|DBAX|Deutsche Bank Securities Inc.|3700
FFEU|BARCLAYS ETN  FI ENH|EBXL|EBX LLC|2600
FFEU|BARCLAYS ETN  FI ENH|ETRS|E*Trade Securities LLC|100
FFEU|BARCLAYS ETN  FI ENH|GLPX|ACS EXECUTION SERVICES, LLC|100
FFEU|BARCLAYS ETN  FI ENH|GTSZ|GTS SECURITIES LLC|1834
FFEU|BARCLAYS ETN  FI ENH|ICBX|INSTINET, LLC|1100
FFEU|BARCLAYS ETN  FI ENH|ITGP|ITG INC.|1000
FFEU|BARCLAYS ETN  FI ENH|JPMX|J.P. Morgan Securities LLC|1434
FFEU|BARCLAYS ETN  FI ENH|JSJX|JANE STREET CAPITAL LLC|9698
FFEU|BARCLAYS ETN  FI ENH|KCGM|VIRTU Americas LLC|13040
FFEU|BARCLAYS ETN  FI ENH|LEHM|Barclays Capital Inc./Le|9000
FFEU|BARCLAYS ETN  FI ENH|LIME|Lime Brokerage LLC|285
FFEU|BARCLAYS ETN  FI ENH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
FFEU|BARCLAYS ETN  FI ENH|MSCO|MORGAN STANLEY & CO. LLC|3346
FFEU|BARCLAYS ETN  FI ENH|MSPL|MORGAN STANLEY & CO. LLC|5600
FFEU|BARCLAYS ETN  FI ENH|NBCS|NBC Securities, INC.|211
FFEU|BARCLAYS ETN  FI ENH|NFSC|National Financial Services LLC|25747
FFEU|BARCLAYS ETN  FI ENH|NITE|VIRTU Americas LLC|66708
FFEU|BARCLAYS ETN  FI ENH|NITP|VIRTU Americas LLC|3480
FFEU|BARCLAYS ETN  FI ENH|PDQM|CODA MARKETS, INC.|200
FFEU|BARCLAYS ETN  FI ENH|SBSH|Citigroup Global Markets Inc.|177
FFEU|BARCLAYS ETN  FI ENH|SGMT|GOLDMAN SACHS & CO. LLC|3582
FFEU|BARCLAYS ETN  FI ENH|SWIM|TD Ameritrade, Inc.|150
FFEU|BARCLAYS ETN  FI ENH|UBSA|UBS SECURITIES LLC|17510
FFEU|BARCLAYS ETN  FI ENH|UBSS|UBS Securities LLC|15765
FFEU|BARCLAYS ETN  FI ENH|VGRD|Vanguard Marketing Corporation|260
FFEU|BARCLAYS ETN  FI ENH|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
FFG|FBL FINANCIAL GROUP|APCC|Apex Clearing Corporation|10
FFG|FBL FINANCIAL GROUP|BATM|CBOE TRADING, INC.|12
FFG|FBL FINANCIAL GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|969
FFG|FBL FINANCIAL GROUP|BZYD|GOLDMAN SACHS & CO. LLC|116
FFG|FBL FINANCIAL GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|599
FFG|FBL FINANCIAL GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2389
FFG|FBL FINANCIAL GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1714
FFG|FBL FINANCIAL GROUP|CTDL|Citadel Derivatives Group Llc|16
FFG|FBL FINANCIAL GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1262
FFG|FBL FINANCIAL GROUP|DBAB|Deutsche Bank Securities Inc.|15368
FFG|FBL FINANCIAL GROUP|DBAX|Deutsche Bank Securities Inc.|1200
FFG|FBL FINANCIAL GROUP|DEAN|MORGAN STANLEY|212
FFG|FBL FINANCIAL GROUP|DEGS|RONIN PROFESSIONAL LLC|100
FFG|FBL FINANCIAL GROUP|EBXL|EBX LLC|100
FFG|FBL FINANCIAL GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2864
FFG|FBL FINANCIAL GROUP|EDJO|Edward D. Jones & Co., L.P.|102
FFG|FBL FINANCIAL GROUP|EGAM|CBOE TRADING, INC.|100
FFG|FBL FINANCIAL GROUP|EGXM|CBOE TRADING, INC.|42
FFG|FBL FINANCIAL GROUP|ETRS|E*Trade Securities LLC|646
FFG|FBL FINANCIAL GROUP|FBSB|U.S. Bancorp Investments, Inc.|1
FFG|FBL FINANCIAL GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
FFG|FBL FINANCIAL GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|256
FFG|FBL FINANCIAL GROUP|FTBR|Foliofn Investments, Inc.|1413
FFG|FBL FINANCIAL GROUP|GSCO|GOLDMAN SACHS & CO. LLC|4954
FFG|FBL FINANCIAL GROUP|GSCS|GOLDMAN SACHS & CO. LLC|200
FFG|FBL FINANCIAL GROUP|GSLT|GOLDMAN SACHS & CO. LLC|171
FFG|FBL FINANCIAL GROUP|GTSZ|GTS SECURITIES LLC|395
FFG|FBL FINANCIAL GROUP|HRBF|American Enterprise Investment Services Inc.|211
FFG|FBL FINANCIAL GROUP|IBKR|Interactive Brokers Llc|159
FFG|FBL FINANCIAL GROUP|IEQY|CITADEL SECURITIES LLC|274
FFG|FBL FINANCIAL GROUP|INCA|INSTINET, LLC|2429
FFG|FBL FINANCIAL GROUP|ITGI|ITG Inc.|793
FFG|FBL FINANCIAL GROUP|ITGP|ITG INC.|9800
FFG|FBL FINANCIAL GROUP|JANY|Janney Montgomery Scott Inc.|109
FFG|FBL FINANCIAL GROUP|JEFF|JEFFERIES LLC|434
FFG|FBL FINANCIAL GROUP|JPMX|J.P. Morgan Securities LLC|7898
FFG|FBL FINANCIAL GROUP|KCGM|VIRTU Americas LLC|700
FFG|FBL FINANCIAL GROUP|LEHM|Barclays Capital Inc./Le|620
FFG|FBL FINANCIAL GROUP|LIME|Lime Brokerage LLC|3340
FFG|FBL FINANCIAL GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
FFG|FBL FINANCIAL GROUP|MSCO|MORGAN STANLEY & CO. LLC|10266
FFG|FBL FINANCIAL GROUP|MSPL|MORGAN STANLEY & CO. LLC|5700
FFG|FBL FINANCIAL GROUP|NFSC|National Financial Services LLC|1167
FFG|FBL FINANCIAL GROUP|NITE|VIRTU Americas LLC|4311
FFG|FBL FINANCIAL GROUP|SAGW|SAGETRADER, LLC|100
FFG|FBL FINANCIAL GROUP|SBSH|Citigroup Global Markets Inc.|4317
FFG|FBL FINANCIAL GROUP|SGMT|GOLDMAN SACHS & CO. LLC|1124
FFG|FBL FINANCIAL GROUP|SPDR|SPEEDROUTE LLC|229
FFG|FBL FINANCIAL GROUP|SWST|Hilltop Securities Inc.|41
FFG|FBL FINANCIAL GROUP|TRBT|Tradebot Systems, Inc.|1132
FFG|FBL FINANCIAL GROUP|TRCM|TRC MARKETS LLC|1
FFG|FBL FINANCIAL GROUP|UBSA|UBS SECURITIES LLC|3136
FFG|FBL FINANCIAL GROUP|UBSS|UBS Securities LLC|13169
FFG|FBL FINANCIAL GROUP|VALX|VIRTU AMERICAS LLC|313
FFG|FBL FINANCIAL GROUP|VGRD|Vanguard Marketing Corporation|2
FFG|FBL FINANCIAL GROUP|WCHV|WELLS FARGO SECURITIES, LLC|1872
FFG|FBL FINANCIAL GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
FFG|FBL FINANCIAL GROUP|XIST|INSTINET, LLC|400
FFG|FBL FINANCIAL GROUP|XPQR|Jump Trading|299
FFG|FBL FINANCIAL GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FFG|FBL FINANCIAL GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|181
FFHG|FORMULA FOLIOS HEDGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2833
FFHG|FORMULA FOLIOS HEDGE|DBAX|Deutsche Bank Securities Inc.|200
FFHG|FORMULA FOLIOS HEDGE|JPMX|J.P. Morgan Securities LLC|1600
FFHG|FORMULA FOLIOS HEDGE|JSEB|JANE STREET EXECUTION SERVICES, LLC|11124
FFHG|FORMULA FOLIOS HEDGE|JSJX|JANE STREET CAPITAL LLC|23390
FFHG|FORMULA FOLIOS HEDGE|KCGM|VIRTU Americas LLC|4607
FFHG|FORMULA FOLIOS HEDGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
FFHG|FORMULA FOLIOS HEDGE|MSCO|MORGAN STANLEY & CO. LLC|500
FFHG|FORMULA FOLIOS HEDGE|NFSC|National Financial Services LLC|66516
FFHG|FORMULA FOLIOS HEDGE|NITE|VIRTU Americas LLC|51332
FFHG|FORMULA FOLIOS HEDGE|NITP|VIRTU Americas LLC|1710
FFHG|FORMULA FOLIOS HEDGE|PDQM|CODA MARKETS, INC.|57
FFHG|FORMULA FOLIOS HEDGE|SGMT|GOLDMAN SACHS & CO. LLC|500
FFHG|FORMULA FOLIOS HEDGE|UBSA|UBS SECURITIES LLC|4808
FFHG|FORMULA FOLIOS HEDGE|UBSS|UBS Securities LLC|2300
FFHG|FORMULA FOLIOS HEDGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|224
FFHL|FUWEI FILMS (HOLDING|BATM|CBOE TRADING, INC.|100
FFHL|FUWEI FILMS (HOLDING|CHAS|Charles Schwab & Co., Inc.|500
FFHL|FUWEI FILMS (HOLDING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
FFHL|FUWEI FILMS (HOLDING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
FFHL|FUWEI FILMS (HOLDING|DBAB|Deutsche Bank Securities Inc.|3400
FFHL|FUWEI FILMS (HOLDING|DEGS|RONIN PROFESSIONAL LLC|1000
FFHL|FUWEI FILMS (HOLDING|EBXL|EBX LLC|200
FFHL|FUWEI FILMS (HOLDING|EGAM|CBOE TRADING, INC.|700
FFHL|FUWEI FILMS (HOLDING|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
FFHL|FUWEI FILMS (HOLDING|ETRS|E*Trade Securities LLC|1060
FFHL|FUWEI FILMS (HOLDING|FBCO|Credit Suisse Securities (USA) LLC|442
FFHL|FUWEI FILMS (HOLDING|FOMA|TD AMERITRADE CLEARING, INC.|96252
FFHL|FUWEI FILMS (HOLDING|FTBR|Foliofn Investments, Inc.|1
FFHL|FUWEI FILMS (HOLDING|GEBB|GLOBAL EXECUTION BROKERS, LP|450
FFHL|FUWEI FILMS (HOLDING|GLPX|ACS EXECUTION SERVICES, LLC|2450
FFHL|FUWEI FILMS (HOLDING|GTSZ|GTS SECURITIES LLC|219
FFHL|FUWEI FILMS (HOLDING|HRBF|American Enterprise Investment Services Inc.|7400
FFHL|FUWEI FILMS (HOLDING|IATS|INTERACTIVE BROKERS LLC|500
FFHL|FUWEI FILMS (HOLDING|IBKR|Interactive Brokers Llc|15501
FFHL|FUWEI FILMS (HOLDING|INCA|INSTINET, LLC|1618
FFHL|FUWEI FILMS (HOLDING|ITGI|ITG Inc.|705
FFHL|FUWEI FILMS (HOLDING|JPMX|J.P. Morgan Securities LLC|284
FFHL|FUWEI FILMS (HOLDING|LIME|Lime Brokerage LLC|3953
FFHL|FUWEI FILMS (HOLDING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
FFHL|FUWEI FILMS (HOLDING|MSCO|MORGAN STANLEY & CO. LLC|9041
FFHL|FUWEI FILMS (HOLDING|NFSC|National Financial Services LLC|20448
FFHL|FUWEI FILMS (HOLDING|NITE|VIRTU Americas LLC|14544
FFHL|FUWEI FILMS (HOLDING|PDQM|CODA MARKETS, INC.|1850
FFHL|FUWEI FILMS (HOLDING|SGMT|GOLDMAN SACHS & CO. LLC|100
FFHL|FUWEI FILMS (HOLDING|SPDR|SPEEDROUTE LLC|202
FFHL|FUWEI FILMS (HOLDING|SWIM|TD Ameritrade, Inc.|9079
FFHL|FUWEI FILMS (HOLDING|TKNG|ALLY INVEST SECURITIES LLC|14
FFHL|FUWEI FILMS (HOLDING|TRCM|TRC MARKETS LLC|947
FFHL|FUWEI FILMS (HOLDING|UBSA|UBS SECURITIES LLC|300
FFHL|FUWEI FILMS (HOLDING|UBSS|UBS Securities LLC|7615
FFHL|FUWEI FILMS (HOLDING|VALX|VIRTU AMERICAS LLC|200
FFHL|FUWEI FILMS (HOLDING|WCHV|WELLS FARGO SECURITIES, LLC|299
FFHL|FUWEI FILMS (HOLDING|WEDB|WEDBUSH SECURITIES INC.|500
FFHL|FUWEI FILMS (HOLDING|WSEA|WOLVERINE SECURITIES, LLC|765
FFHL|FUWEI FILMS (HOLDING|YKNA|COMHAR CAPITAL MARKETS, LLC|50
FFIC|FLUSHING FINL CORP|ALTX|Alternet Securities Inc.|559
FFIC|FLUSHING FINL CORP|ANOS|ABEL/NOSER, L.L.C.|5008
FFIC|FLUSHING FINL CORP|APCC|Apex Clearing Corporation|7
FFIC|FLUSHING FINL CORP|BATM|CBOE TRADING, INC.|180
FFIC|FLUSHING FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|1156
FFIC|FLUSHING FINL CORP|BMOC|BMO Capital Markets Corp.|4408
FFIC|FLUSHING FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2694
FFIC|FLUSHING FINL CORP|BTIG|BTIG, LLC|1517
FFIC|FLUSHING FINL CORP|BZYD|GOLDMAN SACHS & CO. LLC|2096
FFIC|FLUSHING FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|903
FFIC|FLUSHING FINL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
FFIC|FLUSHING FINL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
FFIC|FLUSHING FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22405
FFIC|FLUSHING FINL CORP|CTDL|Citadel Derivatives Group Llc|1962
FFIC|FLUSHING FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2150
FFIC|FLUSHING FINL CORP|DBAB|Deutsche Bank Securities Inc.|61127
FFIC|FLUSHING FINL CORP|DBAX|Deutsche Bank Securities Inc.|7500
FFIC|FLUSHING FINL CORP|DBUL|Deutsche Bank Securities Inc.|164
FFIC|FLUSHING FINL CORP|DEAN|MORGAN STANLEY|100
FFIC|FLUSHING FINL CORP|DEGS|RONIN PROFESSIONAL LLC|2911
FFIC|FLUSHING FINL CORP|EBXL|EBX LLC|3700
FFIC|FLUSHING FINL CORP|EDJO|Edward D. Jones & Co., L.P.|100
FFIC|FLUSHING FINL CORP|EGAM|CBOE TRADING, INC.|1351
FFIC|FLUSHING FINL CORP|EGAW|CBOE TRADING, INC.|100
FFIC|FLUSHING FINL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
FFIC|FLUSHING FINL CORP|EGXM|CBOE TRADING, INC.|116
FFIC|FLUSHING FINL CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|12
FFIC|FLUSHING FINL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
FFIC|FLUSHING FINL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1896
FFIC|FLUSHING FINL CORP|ETRS|E*Trade Securities LLC|442
FFIC|FLUSHING FINL CORP|FBCO|Credit Suisse Securities (USA) LLC|69524
FFIC|FLUSHING FINL CORP|FOMA|TD AMERITRADE CLEARING, INC.|11857
FFIC|FLUSHING FINL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
FFIC|FLUSHING FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12892
FFIC|FLUSHING FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|8850
FFIC|FLUSHING FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|650
FFIC|FLUSHING FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|97126
FFIC|FLUSHING FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|3033
FFIC|FLUSHING FINL CORP|GSLT|GOLDMAN SACHS & CO. LLC|300
FFIC|FLUSHING FINL CORP|GTSZ|GTS SECURITIES LLC|7020
FFIC|FLUSHING FINL CORP|HRBF|American Enterprise Investment Services Inc.|2
FFIC|FLUSHING FINL CORP|HSBC|HSBC Securities, Inc.|1930
FFIC|FLUSHING FINL CORP|IATS|INTERACTIVE BROKERS LLC|240
FFIC|FLUSHING FINL CORP|IBKR|Interactive Brokers Llc|5146
FFIC|FLUSHING FINL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
FFIC|FLUSHING FINL CORP|ICBX|INSTINET, LLC|1600
FFIC|FLUSHING FINL CORP|IEQY|CITADEL SECURITIES LLC|8263
FFIC|FLUSHING FINL CORP|INCA|INSTINET, LLC|50632
FFIC|FLUSHING FINL CORP|INJX|INSTINET, LLC|1166
FFIC|FLUSHING FINL CORP|ITGI|ITG Inc.|58673
FFIC|FLUSHING FINL CORP|ITGP|ITG INC.|16800
FFIC|FLUSHING FINL CORP|JEFF|JEFFERIES LLC|7118
FFIC|FLUSHING FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|196
FFIC|FLUSHING FINL CORP|JPMX|J.P. Morgan Securities LLC|9236
FFIC|FLUSHING FINL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|8761
FFIC|FLUSHING FINL CORP|KCGM|VIRTU Americas LLC|662
FFIC|FLUSHING FINL CORP|LEHM|Barclays Capital Inc./Le|41075
FFIC|FLUSHING FINL CORP|LIME|Lime Brokerage LLC|60183
FFIC|FLUSHING FINL CORP|LMGP|LIME BROKERAGE LLC|10109
FFIC|FLUSHING FINL CORP|MAXM|Maxim Group LLC|2606
FFIC|FLUSHING FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
FFIC|FLUSHING FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|139063
FFIC|FLUSHING FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|8100
FFIC|FLUSHING FINL CORP|NFSC|National Financial Services LLC|16813
FFIC|FLUSHING FINL CORP|NITE|VIRTU Americas LLC|41827
FFIC|FLUSHING FINL CORP|NQRB|Brut, LLC|300
FFIC|FLUSHING FINL CORP|NTRC|Northern Trust Securities, Inc.|63
FFIC|FLUSHING FINL CORP|PDQM|CODA MARKETS, INC.|955
FFIC|FLUSHING FINL CORP|RAJA|Raymond James & Associates, Inc.|18
FFIC|FLUSHING FINL CORP|SAGW|SAGETRADER, LLC|33
FFIC|FLUSHING FINL CORP|SBSH|Citigroup Global Markets Inc.|38328
FFIC|FLUSHING FINL CORP|SDLR|Sandler, O'Neill & Partners, L.P.|1500
FFIC|FLUSHING FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|2787
FFIC|FLUSHING FINL CORP|SPDR|SPEEDROUTE LLC|600
FFIC|FLUSHING FINL CORP|SPTD|MINT GLOBAL MARKETS, INC.|700
FFIC|FLUSHING FINL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1000
FFIC|FLUSHING FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|54
FFIC|FLUSHING FINL CORP|TRBT|Tradebot Systems, Inc.|10105
FFIC|FLUSHING FINL CORP|TRCM|TRC MARKETS LLC|31132
FFIC|FLUSHING FINL CORP|UBSA|UBS SECURITIES LLC|23776
FFIC|FLUSHING FINL CORP|UBSS|UBS Securities LLC|89025
FFIC|FLUSHING FINL CORP|VALX|VIRTU AMERICAS LLC|3125
FFIC|FLUSHING FINL CORP|VGRD|Vanguard Marketing Corporation|7
FFIC|FLUSHING FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|6390
FFIC|FLUSHING FINL CORP|WDNX|WEEDEN & CO.L.P.|5814
FFIC|FLUSHING FINL CORP|WEED|Weeden & Co.L.P.|10400
FFIC|FLUSHING FINL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33
FFIC|FLUSHING FINL CORP|XIST|INSTINET, LLC|8930
FFIC|FLUSHING FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FFIC|FLUSHING FINL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|56
FFIC|FLUSHING FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30
FFIN|FIRST FINL BKSHS INC|APCC|Apex Clearing Corporation|8
FFIN|FIRST FINL BKSHS INC|BANK|Primevest Financial Services, Inc.|1853
FFIN|FIRST FINL BKSHS INC|BARD|Robert W. Baird & Co. Incorporated|400
FFIN|FIRST FINL BKSHS INC|BATM|CBOE TRADING, INC.|900
FFIN|FIRST FINL BKSHS INC|BBNT|BB&T SECURITIES, LLC|112
FFIN|FIRST FINL BKSHS INC|BERN|Sanford C. Bernstein & Co., LLC|3339
FFIN|FIRST FINL BKSHS INC|BIDS|BIDS TRADING L.P.|36600
FFIN|FIRST FINL BKSHS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|173
FFIN|FIRST FINL BKSHS INC|BMOC|BMO Capital Markets Corp.|11683
FFIN|FIRST FINL BKSHS INC|BNKS|Fig Partners, LLC|300
FFIN|FIRST FINL BKSHS INC|BNPX|BNP PARIBAS SECURITIES CORP.|17135
FFIN|FIRST FINL BKSHS INC|BRVL|BLAYLOCK VAN, LLC|1800
FFIN|FIRST FINL BKSHS INC|BTIG|BTIG, LLC|448
FFIN|FIRST FINL BKSHS INC|BYXM|CBOE TRADING, INC.|298
FFIN|FIRST FINL BKSHS INC|BZYD|GOLDMAN SACHS & CO. LLC|500
FFIN|FIRST FINL BKSHS INC|CANT|Cantor Fitzgerald & Co.|800
FFIN|FIRST FINL BKSHS INC|CHAS|Charles Schwab & Co., Inc.|1
FFIN|FIRST FINL BKSHS INC|CIST|Capital Institutional Services, Inc.|5933
FFIN|FIRST FINL BKSHS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9204
FFIN|FIRST FINL BKSHS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
FFIN|FIRST FINL BKSHS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39591
FFIN|FIRST FINL BKSHS INC|CTDL|Citadel Derivatives Group Llc|15383
FFIN|FIRST FINL BKSHS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6220
FFIN|FIRST FINL BKSHS INC|DAVA|Davenport & Company LLC|2407
FFIN|FIRST FINL BKSHS INC|DBAB|Deutsche Bank Securities Inc.|333809
FFIN|FIRST FINL BKSHS INC|DBAX|Deutsche Bank Securities Inc.|20800
FFIN|FIRST FINL BKSHS INC|DBUL|Deutsche Bank Securities Inc.|1945
FFIN|FIRST FINL BKSHS INC|DEAN|MORGAN STANLEY|5429
FFIN|FIRST FINL BKSHS INC|DEGS|RONIN PROFESSIONAL LLC|1264
FFIN|FIRST FINL BKSHS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5084
FFIN|FIRST FINL BKSHS INC|EBXL|EBX LLC|11200
FFIN|FIRST FINL BKSHS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|51
FFIN|FIRST FINL BKSHS INC|EDJO|Edward D. Jones & Co., L.P.|7921
FFIN|FIRST FINL BKSHS INC|EGAM|CBOE TRADING, INC.|3599
FFIN|FIRST FINL BKSHS INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
FFIN|FIRST FINL BKSHS INC|EGXM|CBOE TRADING, INC.|1730
FFIN|FIRST FINL BKSHS INC|ETBE|Electronic Transaction Clearing, Inc.|15202
FFIN|FIRST FINL BKSHS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4
FFIN|FIRST FINL BKSHS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
FFIN|FIRST FINL BKSHS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15687
FFIN|FIRST FINL BKSHS INC|ETRS|E*Trade Securities LLC|1743
FFIN|FIRST FINL BKSHS INC|FBCO|Credit Suisse Securities (USA) LLC|439357
FFIN|FIRST FINL BKSHS INC|FILL|Tradestation Securities, Inc.|2523
FFIN|FIRST FINL BKSHS INC|FMAF|NBCN Inc./ CDS|331
FFIN|FIRST FINL BKSHS INC|FOMA|TD AMERITRADE CLEARING, INC.|29459
FFIN|FIRST FINL BKSHS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|810
FFIN|FIRST FINL BKSHS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11378
FFIN|FIRST FINL BKSHS INC|FTBR|Foliofn Investments, Inc.|156
FFIN|FIRST FINL BKSHS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|21040
FFIN|FIRST FINL BKSHS INC|GLPX|ACS EXECUTION SERVICES, LLC|82
FFIN|FIRST FINL BKSHS INC|GSCO|GOLDMAN SACHS & CO. LLC|976823
FFIN|FIRST FINL BKSHS INC|GSCS|GOLDMAN SACHS & CO. LLC|5521
FFIN|FIRST FINL BKSHS INC|GSLT|GOLDMAN SACHS & CO. LLC|955
FFIN|FIRST FINL BKSHS INC|GTSZ|GTS SECURITIES LLC|7862
FFIN|FIRST FINL BKSHS INC|HAPX|HAP Trading, LLC|58
FFIN|FIRST FINL BKSHS INC|HOVD|HOVDE GROUP, LLC|103
FFIN|FIRST FINL BKSHS INC|HRBF|American Enterprise Investment Services Inc.|736
FFIN|FIRST FINL BKSHS INC|HSBC|HSBC Securities, Inc.|100
FFIN|FIRST FINL BKSHS INC|IBKR|Interactive Brokers Llc|4740
FFIN|FIRST FINL BKSHS INC|ICBX|INSTINET, LLC|7300
FFIN|FIRST FINL BKSHS INC|IEQY|CITADEL SECURITIES LLC|36535
FFIN|FIRST FINL BKSHS INC|INCA|INSTINET, LLC|174754
FFIN|FIRST FINL BKSHS INC|INJX|INSTINET, LLC|18503
FFIN|FIRST FINL BKSHS INC|ITGI|ITG Inc.|8860
FFIN|FIRST FINL BKSHS INC|ITGP|ITG INC.|28800
FFIN|FIRST FINL BKSHS INC|JANY|Janney Montgomery Scott Inc.|1
FFIN|FIRST FINL BKSHS INC|JEFF|JEFFERIES LLC|80855
FFIN|FIRST FINL BKSHS INC|JMPT|JUMP TRADING, LLC|3052
FFIN|FIRST FINL BKSHS INC|JPBX|J.P. MORGAN SECURITIES LLC|14107
FFIN|FIRST FINL BKSHS INC|JPMX|J.P. Morgan Securities LLC|52653
FFIN|FIRST FINL BKSHS INC|KBWI|Keefe, Bruyette & Woods, Inc.|23900
FFIN|FIRST FINL BKSHS INC|KCGM|VIRTU Americas LLC|5018
FFIN|FIRST FINL BKSHS INC|LEHM|Barclays Capital Inc./Le|293188
FFIN|FIRST FINL BKSHS INC|LIME|Lime Brokerage LLC|133616
FFIN|FIRST FINL BKSHS INC|LMGP|LIME BROKERAGE LLC|9900
FFIN|FIRST FINL BKSHS INC|LOOP|Loop Capital Markets LLC|149
FFIN|FIRST FINL BKSHS INC|MACQ|Macquarie Capital (USA) Inc.|4431
FFIN|FIRST FINL BKSHS INC|MAXM|Maxim Group LLC|3612
FFIN|FIRST FINL BKSHS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20042
FFIN|FIRST FINL BKSHS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|180
FFIN|FIRST FINL BKSHS INC|MSCO|MORGAN STANLEY & CO. LLC|771744
FFIN|FIRST FINL BKSHS INC|MSPL|MORGAN STANLEY & CO. LLC|15700
FFIN|FIRST FINL BKSHS INC|MSTX|MORGAN STANLEY & CO. LLC|11400
FFIN|FIRST FINL BKSHS INC|NFSC|National Financial Services LLC|19850
FFIN|FIRST FINL BKSHS INC|NITE|VIRTU Americas LLC|60988
FFIN|FIRST FINL BKSHS INC|NITP|VIRTU Americas LLC|3000
FFIN|FIRST FINL BKSHS INC|NQRB|Brut, LLC|11392
FFIN|FIRST FINL BKSHS INC|NTRC|Northern Trust Securities, Inc.|769
FFIN|FIRST FINL BKSHS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3728
FFIN|FIRST FINL BKSHS INC|PDQM|CODA MARKETS, INC.|8019
FFIN|FIRST FINL BKSHS INC|PWJC|UBS Financial Services, Inc.|2277
FFIN|FIRST FINL BKSHS INC|RAJA|Raymond James & Associates, Inc.|6125
FFIN|FIRST FINL BKSHS INC|RBCM|RBC CAPITAL MARKETS, LLC|2466
FFIN|FIRST FINL BKSHS INC|RHCO|Suntrust Robinson Humphrey, Inc.|2696
FFIN|FIRST FINL BKSHS INC|SAGW|SAGETRADER, LLC|1793
FFIN|FIRST FINL BKSHS INC|SBSH|Citigroup Global Markets Inc.|157279
FFIN|FIRST FINL BKSHS INC|SGMT|GOLDMAN SACHS & CO. LLC|18101
FFIN|FIRST FINL BKSHS INC|SPDR|SPEEDROUTE LLC|580
FFIN|FIRST FINL BKSHS INC|STFL|Stifel, Nicolaus & Company, Incorporated|361
FFIN|FIRST FINL BKSHS INC|SWIM|TD Ameritrade, Inc.|609
FFIN|FIRST FINL BKSHS INC|TKNG|ALLY INVEST SECURITIES LLC|1500
FFIN|FIRST FINL BKSHS INC|TRBT|Tradebot Systems, Inc.|21201
FFIN|FIRST FINL BKSHS INC|TRCM|TRC MARKETS LLC|61407
FFIN|FIRST FINL BKSHS INC|UBSA|UBS SECURITIES LLC|162945
FFIN|FIRST FINL BKSHS INC|UBSS|UBS Securities LLC|406871
FFIN|FIRST FINL BKSHS INC|VALX|VIRTU AMERICAS LLC|7284
FFIN|FIRST FINL BKSHS INC|VERT|The Vertical Trading Group, LLC|2407
FFIN|FIRST FINL BKSHS INC|VGRD|Vanguard Marketing Corporation|550
FFIN|FIRST FINL BKSHS INC|WCHV|WELLS FARGO SECURITIES, LLC|22288
FFIN|FIRST FINL BKSHS INC|WDNX|WEEDEN & CO.L.P.|2858
FFIN|FIRST FINL BKSHS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1748
FFIN|FIRST FINL BKSHS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|452
FFIN|FIRST FINL BKSHS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|54
FFIN|FIRST FINL BKSHS INC|WSEA|WOLVERINE SECURITIES, LLC|170
FFIN|FIRST FINL BKSHS INC|XIST|INSTINET, LLC|37270
FFIN|FIRST FINL BKSHS INC|XPQR|Jump Trading|150
FFIN|FIRST FINL BKSHS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
FFIN|FIRST FINL BKSHS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2885
FFIU|FIELDSTONE UVA UNCON|CHAS|Charles Schwab & Co., Inc.|1278
FFIU|FIELDSTONE UVA UNCON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
FFIU|FIELDSTONE UVA UNCON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|395
FFIU|FIELDSTONE UVA UNCON|DBAX|Deutsche Bank Securities Inc.|200
FFIU|FIELDSTONE UVA UNCON|EBXL|EBX LLC|400
FFIU|FIELDSTONE UVA UNCON|ICBX|INSTINET, LLC|100
FFIU|FIELDSTONE UVA UNCON|INCA|INSTINET, LLC|100
FFIU|FIELDSTONE UVA UNCON|JPMX|J.P. Morgan Securities LLC|400
FFIU|FIELDSTONE UVA UNCON|JSJX|JANE STREET CAPITAL LLC|1710
FFIU|FIELDSTONE UVA UNCON|KCGM|VIRTU Americas LLC|300
FFIU|FIELDSTONE UVA UNCON|LEHM|Barclays Capital Inc./Le|200
FFIU|FIELDSTONE UVA UNCON|LIME|Lime Brokerage LLC|163
FFIU|FIELDSTONE UVA UNCON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FFIU|FIELDSTONE UVA UNCON|NFSC|National Financial Services LLC|1045
FFIU|FIELDSTONE UVA UNCON|NITE|VIRTU Americas LLC|1013
FFIU|FIELDSTONE UVA UNCON|SGMT|GOLDMAN SACHS & CO. LLC|300
FFIU|FIELDSTONE UVA UNCON|UBSA|UBS SECURITIES LLC|300
FFIU|FIELDSTONE UVA UNCON|UBSS|UBS Securities LLC|100
FFIU|FIELDSTONE UVA UNCON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|599
FFIV|F5 NETWORKS, INC.|ABLE|NATIXIS Securities Americas LLC|24500
FFIV|F5 NETWORKS, INC.|ADAM|CANACCORD GENUITY INC.|178
FFIV|F5 NETWORKS, INC.|ALTX|Alternet Securities Inc.|9423
FFIV|F5 NETWORKS, INC.|ANOS|ABEL/NOSER, L.L.C.|30
FFIV|F5 NETWORKS, INC.|APCC|Apex Clearing Corporation|273
FFIV|F5 NETWORKS, INC.|BANK|Primevest Financial Services, Inc.|8
FFIV|F5 NETWORKS, INC.|BARD|Robert W. Baird & Co. Incorporated|2763
FFIV|F5 NETWORKS, INC.|BATM|CBOE TRADING, INC.|7072
FFIV|F5 NETWORKS, INC.|BAYC|BAY CREST PARTNERS, LLC|3704
FFIV|F5 NETWORKS, INC.|BAYT|BTIG, LLC|1450
FFIV|F5 NETWORKS, INC.|BBNT|BB&T SECURITIES, LLC|17
FFIV|F5 NETWORKS, INC.|BERN|Sanford C. Bernstein & Co., LLC|28445
FFIV|F5 NETWORKS, INC.|BIDS|BIDS TRADING L.P.|100
FFIV|F5 NETWORKS, INC.|BIMI|Banca IMI Securities Corp.|710
FFIV|F5 NETWORKS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|669
FFIV|F5 NETWORKS, INC.|BLKX|INSTINET, LLC|76828
FFIV|F5 NETWORKS, INC.|BMOC|BMO Capital Markets Corp.|26125
FFIV|F5 NETWORKS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|45118
FFIV|F5 NETWORKS, INC.|BTIG|BTIG, LLC|63661
FFIV|F5 NETWORKS, INC.|BYXM|CBOE TRADING, INC.|4593
FFIV|F5 NETWORKS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
FFIV|F5 NETWORKS, INC.|CABR|Cabrera Capital Markets, Inc.|8
FFIV|F5 NETWORKS, INC.|CANT|Cantor Fitzgerald & Co.|595
FFIV|F5 NETWORKS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|23000
FFIV|F5 NETWORKS, INC.|CHAS|Charles Schwab & Co., Inc.|2558
FFIV|F5 NETWORKS, INC.|CIBP|CIBC World Markets Corp.|10144
FFIV|F5 NETWORKS, INC.|CIST|Capital Institutional Services, Inc.|842
FFIV|F5 NETWORKS, INC.|CLSA|CLSA AMERICAS, LLC|400
FFIV|F5 NETWORKS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36881
FFIV|F5 NETWORKS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4157
FFIV|F5 NETWORKS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|710
FFIV|F5 NETWORKS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|334558
FFIV|F5 NETWORKS, INC.|CTDL|Citadel Derivatives Group Llc|51132
FFIV|F5 NETWORKS, INC.|CTLR|CUTLER GROUP, LP|300
FFIV|F5 NETWORKS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|30382
FFIV|F5 NETWORKS, INC.|DADA|D.A. Davidson & Co.|3940
FFIV|F5 NETWORKS, INC.|DAWA|Daiwa Capital Markets America Inc.|48987
FFIV|F5 NETWORKS, INC.|DBAB|Deutsche Bank Securities Inc.|683279
FFIV|F5 NETWORKS, INC.|DBAX|Deutsche Bank Securities Inc.|162400
FFIV|F5 NETWORKS, INC.|DBUL|Deutsche Bank Securities Inc.|2835
FFIV|F5 NETWORKS, INC.|DCHF|Dart Executions, LLC|250
FFIV|F5 NETWORKS, INC.|DEAN|MORGAN STANLEY|843
FFIV|F5 NETWORKS, INC.|DEGS|RONIN PROFESSIONAL LLC|100
FFIV|F5 NETWORKS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24583
FFIV|F5 NETWORKS, INC.|DRWK|DRW SECURITIES, L.L.C.|42471
FFIV|F5 NETWORKS, INC.|EBXL|EBX LLC|69300
FFIV|F5 NETWORKS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|13647
FFIV|F5 NETWORKS, INC.|EDJO|Edward D. Jones & Co., L.P.|1308
FFIV|F5 NETWORKS, INC.|EGAM|CBOE TRADING, INC.|7193
FFIV|F5 NETWORKS, INC.|EGAW|CBOE TRADING, INC.|14
FFIV|F5 NETWORKS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|600
FFIV|F5 NETWORKS, INC.|EGXM|CBOE TRADING, INC.|1474
FFIV|F5 NETWORKS, INC.|EGXW|CBOE TRADING, INC.|32
FFIV|F5 NETWORKS, INC.|ESPO|ESPOSITO SECURITIES, LLC|12540
FFIV|F5 NETWORKS, INC.|ETBE|Electronic Transaction Clearing, Inc.|53564
FFIV|F5 NETWORKS, INC.|ETCC|Electronic Transaction Clearing, Inc.|310
FFIV|F5 NETWORKS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5146
FFIV|F5 NETWORKS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|43196
FFIV|F5 NETWORKS, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|270
FFIV|F5 NETWORKS, INC.|ETRS|E*Trade Securities LLC|40407
FFIV|F5 NETWORKS, INC.|FBCO|Credit Suisse Securities (USA) LLC|751719
FFIV|F5 NETWORKS, INC.|FILL|Tradestation Securities, Inc.|6545
FFIV|F5 NETWORKS, INC.|FMAF|NBCN Inc./ CDS|1280
FFIV|F5 NETWORKS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|42824
FFIV|F5 NETWORKS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12087
FFIV|F5 NETWORKS, INC.|FQLS|Quantlab Securities LP|280555
FFIV|F5 NETWORKS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73310
FFIV|F5 NETWORKS, INC.|FTBR|Foliofn Investments, Inc.|3845
FFIV|F5 NETWORKS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|18142
FFIV|F5 NETWORKS, INC.|GELP|RBC CAPITAL MARKETS, LLC|432
FFIV|F5 NETWORKS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|20589
FFIV|F5 NETWORKS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1148505
FFIV|F5 NETWORKS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|52152
FFIV|F5 NETWORKS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|791
FFIV|F5 NETWORKS, INC.|GTSZ|GTS SECURITIES LLC|172095
FFIV|F5 NETWORKS, INC.|HAPX|HAP Trading, LLC|324
FFIV|F5 NETWORKS, INC.|HRBF|American Enterprise Investment Services Inc.|986
FFIV|F5 NETWORKS, INC.|HSBC|HSBC Securities, Inc.|20053
FFIV|F5 NETWORKS, INC.|IATS|INTERACTIVE BROKERS LLC|7412
FFIV|F5 NETWORKS, INC.|IBKR|Interactive Brokers Llc|70469
FFIV|F5 NETWORKS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|84
FFIV|F5 NETWORKS, INC.|ICBX|INSTINET, LLC|14785
FFIV|F5 NETWORKS, INC.|IEQY|CITADEL SECURITIES LLC|133383
FFIV|F5 NETWORKS, INC.|INCA|INSTINET, LLC|476186
FFIV|F5 NETWORKS, INC.|INJX|INSTINET, LLC|28376
FFIV|F5 NETWORKS, INC.|ITGI|ITG Inc.|143534
FFIV|F5 NETWORKS, INC.|ITGP|ITG INC.|134600
FFIV|F5 NETWORKS, INC.|JANY|Janney Montgomery Scott Inc.|116
FFIV|F5 NETWORKS, INC.|JEFF|JEFFERIES LLC|102897
FFIV|F5 NETWORKS, INC.|JMPT|JUMP TRADING, LLC|33815
FFIV|F5 NETWORKS, INC.|JNKK|JNK Securities Corp.|1500
FFIV|F5 NETWORKS, INC.|JONE|JonesTrading|2996
FFIV|F5 NETWORKS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|92897
FFIV|F5 NETWORKS, INC.|JPMX|J.P. Morgan Securities LLC|252377
FFIV|F5 NETWORKS, INC.|JSJX|JANE STREET CAPITAL LLC|4821
FFIV|F5 NETWORKS, INC.|KCGM|VIRTU Americas LLC|24420
FFIV|F5 NETWORKS, INC.|LEER|LEERINK PARTNERS LLC|280
FFIV|F5 NETWORKS, INC.|LEHM|Barclays Capital Inc./Le|731173
FFIV|F5 NETWORKS, INC.|LIME|Lime Brokerage LLC|182316
FFIV|F5 NETWORKS, INC.|LIWD|LIME BROKERAGE LLC|84
FFIV|F5 NETWORKS, INC.|LMGP|LIME BROKERAGE LLC|650
FFIV|F5 NETWORKS, INC.|LQNA|LIQUIDNET, INC.|42400
FFIV|F5 NETWORKS, INC.|LQNB|LIQUIDNET, INC.|147
FFIV|F5 NETWORKS, INC.|LSCI|Lek Securities Corporation|15
FFIV|F5 NETWORKS, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|1772
FFIV|F5 NETWORKS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
FFIV|F5 NETWORKS, INC.|MACC|Mid Atlantic Capital Corporation|121
FFIV|F5 NETWORKS, INC.|MAXM|Maxim Group LLC|7634
FFIV|F5 NETWORKS, INC.|MBTS|ALLY INVEST SECURITIES LLC|361
FFIV|F5 NETWORKS, INC.|MCBT|Moors & Cabot, Inc.|124
FFIV|F5 NETWORKS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70734
FFIV|F5 NETWORKS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
FFIV|F5 NETWORKS, INC.|MOTF|MOTIF INVESTING, INC.|37
FFIV|F5 NETWORKS, INC.|MSCO|MORGAN STANLEY & CO. LLC|2244328
FFIV|F5 NETWORKS, INC.|MSPL|MORGAN STANLEY & CO. LLC|228300
FFIV|F5 NETWORKS, INC.|MSTX|MORGAN STANLEY & CO. LLC|90600
FFIV|F5 NETWORKS, INC.|NEED|Needham & Company, LLC|354
FFIV|F5 NETWORKS, INC.|NFSC|National Financial Services LLC|219080
FFIV|F5 NETWORKS, INC.|NITE|VIRTU Americas LLC|176515
FFIV|F5 NETWORKS, INC.|NITP|VIRTU Americas LLC|6238
FFIV|F5 NETWORKS, INC.|NQRB|Brut, LLC|8205
FFIV|F5 NETWORKS, INC.|OHOS|TWO SIGMA SECURITIES, LLC|63409
FFIV|F5 NETWORKS, INC.|OPCO|Oppenheimer & Co. Inc.|5363
FFIV|F5 NETWORKS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2459
FFIV|F5 NETWORKS, INC.|PDQM|CODA MARKETS, INC.|94098
FFIV|F5 NETWORKS, INC.|PHLY|NASDAQ Execution Services, LLC|400
FFIV|F5 NETWORKS, INC.|PICT|Pictet Overseas Inc.|500
FFIV|F5 NETWORKS, INC.|PWJC|UBS Financial Services, Inc.|975
FFIV|F5 NETWORKS, INC.|RAJA|Raymond James & Associates, Inc.|753
FFIV|F5 NETWORKS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1400
FFIV|F5 NETWORKS, INC.|SAGL|SAGETRADER, LLC|8206
FFIV|F5 NETWORKS, INC.|SAGW|SAGETRADER, LLC|472
FFIV|F5 NETWORKS, INC.|SBSH|Citigroup Global Markets Inc.|492270
FFIV|F5 NETWORKS, INC.|SEIC|SEI Investments Distribution Co.|100
FFIV|F5 NETWORKS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|72856
FFIV|F5 NETWORKS, INC.|SJLS|TRADE INFORMATICS LLC|100
FFIV|F5 NETWORKS, INC.|SPDR|SPEEDROUTE LLC|4644
FFIV|F5 NETWORKS, INC.|SPHN|Stephens Inc.|5184
FFIV|F5 NETWORKS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1206
FFIV|F5 NETWORKS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|20
FFIV|F5 NETWORKS, INC.|STXG|Stockcross Financial Services, Inc.|35
FFIV|F5 NETWORKS, INC.|SWIM|TD Ameritrade, Inc.|12099
FFIV|F5 NETWORKS, INC.|SWST|Hilltop Securities Inc.|111
FFIV|F5 NETWORKS, INC.|TAGC|TELSEY ADVISORY GROUP LLC|200
FFIV|F5 NETWORKS, INC.|TKNG|ALLY INVEST SECURITIES LLC|1456
FFIV|F5 NETWORKS, INC.|TONC|CUTTONE & CO., LLC|1300
FFIV|F5 NETWORKS, INC.|TRBT|Tradebot Systems, Inc.|263219
FFIV|F5 NETWORKS, INC.|TRCM|TRC MARKETS LLC|211179
FFIV|F5 NETWORKS, INC.|UBSA|UBS SECURITIES LLC|330371
FFIV|F5 NETWORKS, INC.|UBSS|UBS Securities LLC|1113222
FFIV|F5 NETWORKS, INC.|VALX|VIRTU AMERICAS LLC|10461
FFIV|F5 NETWORKS, INC.|VGRD|Vanguard Marketing Corporation|2669
FFIV|F5 NETWORKS, INC.|VSIN|Vision Financial Markets Llc|2
FFIV|F5 NETWORKS, INC.|WABR|Wall Street Access|2767
FFIV|F5 NETWORKS, INC.|WBET|Wallachbeth Capital LLC|6913
FFIV|F5 NETWORKS, INC.|WBLR|WILLIAM BLAIR|200
FFIV|F5 NETWORKS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3356
FFIV|F5 NETWORKS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|31768
FFIV|F5 NETWORKS, INC.|WEED|Weeden & Co.L.P.|1766
FFIV|F5 NETWORKS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6838
FFIV|F5 NETWORKS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21235
FFIV|F5 NETWORKS, INC.|WGIF|CIBC World Markets Inc.|347
FFIV|F5 NETWORKS, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|126
FFIV|F5 NETWORKS, INC.|WSAG|WALL STREET ACCESS|3
FFIV|F5 NETWORKS, INC.|WSEA|WOLVERINE SECURITIES, LLC|2636
FFIV|F5 NETWORKS, INC.|WTFS|JUST2TRADE, INC.|25
FFIV|F5 NETWORKS, INC.|XIST|INSTINET, LLC|55020
FFIV|F5 NETWORKS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|25128
FFIV|F5 NETWORKS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|6568
FFIV|F5 NETWORKS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1066
FFKT|FARMERS CAPITAL BA|APCC|Apex Clearing Corporation|18
FFKT|FARMERS CAPITAL BA|BERN|Sanford C. Bernstein & Co., LLC|1900
FFKT|FARMERS CAPITAL BA|BMOC|BMO Capital Markets Corp.|1173
FFKT|FARMERS CAPITAL BA|BNPX|BNP PARIBAS SECURITIES CORP.|723
FFKT|FARMERS CAPITAL BA|BTIG|BTIG, LLC|1183
FFKT|FARMERS CAPITAL BA|CHAS|Charles Schwab & Co., Inc.|1
FFKT|FARMERS CAPITAL BA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2089
FFKT|FARMERS CAPITAL BA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4673
FFKT|FARMERS CAPITAL BA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2182
FFKT|FARMERS CAPITAL BA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3091
FFKT|FARMERS CAPITAL BA|CTDL|Citadel Derivatives Group Llc|539
FFKT|FARMERS CAPITAL BA|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FFKT|FARMERS CAPITAL BA|DBAB|Deutsche Bank Securities Inc.|15339
FFKT|FARMERS CAPITAL BA|DBAX|Deutsche Bank Securities Inc.|3000
FFKT|FARMERS CAPITAL BA|DEAN|MORGAN STANLEY|42
FFKT|FARMERS CAPITAL BA|DEGS|RONIN PROFESSIONAL LLC|88
FFKT|FARMERS CAPITAL BA|EBXL|EBX LLC|6100
FFKT|FARMERS CAPITAL BA|ECUT|CONVERGEX EXECUTION SOLUTIONS|753
FFKT|FARMERS CAPITAL BA|EDJO|Edward D. Jones & Co., L.P.|701
FFKT|FARMERS CAPITAL BA|EGAM|CBOE TRADING, INC.|8
FFKT|FARMERS CAPITAL BA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1695
FFKT|FARMERS CAPITAL BA|FBCO|Credit Suisse Securities (USA) LLC|28370
FFKT|FARMERS CAPITAL BA|FOMA|TD AMERITRADE CLEARING, INC.|1771
FFKT|FARMERS CAPITAL BA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|130
FFKT|FARMERS CAPITAL BA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56
FFKT|FARMERS CAPITAL BA|FTBR|Foliofn Investments, Inc.|2
FFKT|FARMERS CAPITAL BA|GARC|ICAP Corporates LLC|700
FFKT|FARMERS CAPITAL BA|GEBB|GLOBAL EXECUTION BROKERS, LP|1797
FFKT|FARMERS CAPITAL BA|GLPX|ACS EXECUTION SERVICES, LLC|320
FFKT|FARMERS CAPITAL BA|GSCO|GOLDMAN SACHS & CO. LLC|22607
FFKT|FARMERS CAPITAL BA|GSCS|GOLDMAN SACHS & CO. LLC|2209
FFKT|FARMERS CAPITAL BA|GSLT|GOLDMAN SACHS & CO. LLC|535
FFKT|FARMERS CAPITAL BA|HRBF|American Enterprise Investment Services Inc.|160
FFKT|FARMERS CAPITAL BA|IATS|INTERACTIVE BROKERS LLC|100
FFKT|FARMERS CAPITAL BA|IBKR|Interactive Brokers Llc|6735
FFKT|FARMERS CAPITAL BA|ICBX|INSTINET, LLC|300
FFKT|FARMERS CAPITAL BA|IEQY|CITADEL SECURITIES LLC|1969
FFKT|FARMERS CAPITAL BA|INCA|INSTINET, LLC|3788
FFKT|FARMERS CAPITAL BA|INJX|INSTINET, LLC|94
FFKT|FARMERS CAPITAL BA|ITGI|ITG Inc.|3148
FFKT|FARMERS CAPITAL BA|ITGP|ITG INC.|600
FFKT|FARMERS CAPITAL BA|JEFF|JEFFERIES LLC|1450
FFKT|FARMERS CAPITAL BA|JPMX|J.P. Morgan Securities LLC|637
FFKT|FARMERS CAPITAL BA|KBWI|Keefe, Bruyette & Woods, Inc.|10120
FFKT|FARMERS CAPITAL BA|KCGM|VIRTU Americas LLC|1970
FFKT|FARMERS CAPITAL BA|LEHM|Barclays Capital Inc./Le|16504
FFKT|FARMERS CAPITAL BA|LIME|Lime Brokerage LLC|20974
FFKT|FARMERS CAPITAL BA|LMGP|LIME BROKERAGE LLC|4500
FFKT|FARMERS CAPITAL BA|MAXM|Maxim Group LLC|575
FFKT|FARMERS CAPITAL BA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
FFKT|FARMERS CAPITAL BA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1230
FFKT|FARMERS CAPITAL BA|MSCO|MORGAN STANLEY & CO. LLC|48985
FFKT|FARMERS CAPITAL BA|MSPL|MORGAN STANLEY & CO. LLC|1400
FFKT|FARMERS CAPITAL BA|MSTX|MORGAN STANLEY & CO. LLC|200
FFKT|FARMERS CAPITAL BA|NFSC|National Financial Services LLC|3762
FFKT|FARMERS CAPITAL BA|NITE|VIRTU Americas LLC|15642
FFKT|FARMERS CAPITAL BA|NITP|VIRTU Americas LLC|100
FFKT|FARMERS CAPITAL BA|PDQM|CODA MARKETS, INC.|920
FFKT|FARMERS CAPITAL BA|PWJC|UBS Financial Services, Inc.|1600
FFKT|FARMERS CAPITAL BA|RAJA|Raymond James & Associates, Inc.|4250
FFKT|FARMERS CAPITAL BA|SAGW|SAGETRADER, LLC|32
FFKT|FARMERS CAPITAL BA|SBSH|Citigroup Global Markets Inc.|7293
FFKT|FARMERS CAPITAL BA|SGMT|GOLDMAN SACHS & CO. LLC|280
FFKT|FARMERS CAPITAL BA|TMBR|Timber Hill LLC|14
FFKT|FARMERS CAPITAL BA|TRBT|Tradebot Systems, Inc.|452
FFKT|FARMERS CAPITAL BA|TRCM|TRC MARKETS LLC|10571
FFKT|FARMERS CAPITAL BA|UBSA|UBS SECURITIES LLC|5614
FFKT|FARMERS CAPITAL BA|UBSS|UBS Securities LLC|21838
FFKT|FARMERS CAPITAL BA|VALX|VIRTU AMERICAS LLC|999
FFKT|FARMERS CAPITAL BA|VGRD|Vanguard Marketing Corporation|43
FFKT|FARMERS CAPITAL BA|WCHV|WELLS FARGO SECURITIES, LLC|732
FFKT|FARMERS CAPITAL BA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1135
FFKT|FARMERS CAPITAL BA|WSEA|WOLVERINE SECURITIES, LLC|12
FFKT|FARMERS CAPITAL BA|XIST|INSTINET, LLC|170
FFKT|FARMERS CAPITAL BA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43
FFNW|FIRST FINANCIAL NORT|ALTX|Alternet Securities Inc.|1724
FFNW|FIRST FINANCIAL NORT|APCC|Apex Clearing Corporation|259
FFNW|FIRST FINANCIAL NORT|BARD|Robert W. Baird & Co. Incorporated|6566
FFNW|FIRST FINANCIAL NORT|BATM|CBOE TRADING, INC.|1261
FFNW|FIRST FINANCIAL NORT|BAYT|BTIG, LLC|100
FFNW|FIRST FINANCIAL NORT|BERN|Sanford C. Bernstein & Co., LLC|14012
FFNW|FIRST FINANCIAL NORT|BMOC|BMO Capital Markets Corp.|1302
FFNW|FIRST FINANCIAL NORT|BNPX|BNP PARIBAS SECURITIES CORP.|803
FFNW|FIRST FINANCIAL NORT|BTIG|BTIG, LLC|26
FFNW|FIRST FINANCIAL NORT|BYXM|CBOE TRADING, INC.|1850
FFNW|FIRST FINANCIAL NORT|BZYD|GOLDMAN SACHS & CO. LLC|1748
FFNW|FIRST FINANCIAL NORT|CANT|Cantor Fitzgerald & Co.|426
FFNW|FIRST FINANCIAL NORT|CHAS|Charles Schwab & Co., Inc.|1400
FFNW|FIRST FINANCIAL NORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12744
FFNW|FIRST FINANCIAL NORT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2645
FFNW|FIRST FINANCIAL NORT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1824
FFNW|FIRST FINANCIAL NORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15660
FFNW|FIRST FINANCIAL NORT|CTDL|Citadel Derivatives Group Llc|2413
FFNW|FIRST FINANCIAL NORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|864
FFNW|FIRST FINANCIAL NORT|DBAB|Deutsche Bank Securities Inc.|21255
FFNW|FIRST FINANCIAL NORT|DBAX|Deutsche Bank Securities Inc.|15900
FFNW|FIRST FINANCIAL NORT|DEGS|RONIN PROFESSIONAL LLC|12404
FFNW|FIRST FINANCIAL NORT|EBXL|EBX LLC|7100
FFNW|FIRST FINANCIAL NORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
FFNW|FIRST FINANCIAL NORT|EDJO|Edward D. Jones & Co., L.P.|35
FFNW|FIRST FINANCIAL NORT|EGAM|CBOE TRADING, INC.|1064
FFNW|FIRST FINANCIAL NORT|EGXM|CBOE TRADING, INC.|5
FFNW|FIRST FINANCIAL NORT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
FFNW|FIRST FINANCIAL NORT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
FFNW|FIRST FINANCIAL NORT|ETRS|E*Trade Securities LLC|16892
FFNW|FIRST FINANCIAL NORT|FBCO|Credit Suisse Securities (USA) LLC|37330
FFNW|FIRST FINANCIAL NORT|FBSB|U.S. Bancorp Investments, Inc.|1
FFNW|FIRST FINANCIAL NORT|FILL|Tradestation Securities, Inc.|1850
FFNW|FIRST FINANCIAL NORT|FOMA|TD AMERITRADE CLEARING, INC.|51551
FFNW|FIRST FINANCIAL NORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5840
FFNW|FIRST FINANCIAL NORT|FTBR|Foliofn Investments, Inc.|7967
FFNW|FIRST FINANCIAL NORT|GEBB|GLOBAL EXECUTION BROKERS, LP|5274
FFNW|FIRST FINANCIAL NORT|GLPX|ACS EXECUTION SERVICES, LLC|2105
FFNW|FIRST FINANCIAL NORT|GSCO|GOLDMAN SACHS & CO. LLC|57851
FFNW|FIRST FINANCIAL NORT|GSLT|GOLDMAN SACHS & CO. LLC|890
FFNW|FIRST FINANCIAL NORT|GTSZ|GTS SECURITIES LLC|24629
FFNW|FIRST FINANCIAL NORT|HRBF|American Enterprise Investment Services Inc.|900
FFNW|FIRST FINANCIAL NORT|IATS|INTERACTIVE BROKERS LLC|5513
FFNW|FIRST FINANCIAL NORT|IBKR|Interactive Brokers Llc|63015
FFNW|FIRST FINANCIAL NORT|ICBX|INSTINET, LLC|1800
FFNW|FIRST FINANCIAL NORT|IEQY|CITADEL SECURITIES LLC|2644
FFNW|FIRST FINANCIAL NORT|INCA|INSTINET, LLC|21016
FFNW|FIRST FINANCIAL NORT|INJX|INSTINET, LLC|1810
FFNW|FIRST FINANCIAL NORT|ITGI|ITG Inc.|5189
FFNW|FIRST FINANCIAL NORT|JEFF|JEFFERIES LLC|7488
FFNW|FIRST FINANCIAL NORT|JPMX|J.P. Morgan Securities LLC|18666
FFNW|FIRST FINANCIAL NORT|KBWI|Keefe, Bruyette & Woods, Inc.|5819
FFNW|FIRST FINANCIAL NORT|KCGM|VIRTU Americas LLC|1311
FFNW|FIRST FINANCIAL NORT|LEHM|Barclays Capital Inc./Le|25754
FFNW|FIRST FINANCIAL NORT|LIME|Lime Brokerage LLC|41543
FFNW|FIRST FINANCIAL NORT|LMGP|LIME BROKERAGE LLC|18900
FFNW|FIRST FINANCIAL NORT|LQNA|LIQUIDNET, INC.|26500
FFNW|FIRST FINANCIAL NORT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|583
FFNW|FIRST FINANCIAL NORT|MAXM|Maxim Group LLC|816
FFNW|FIRST FINANCIAL NORT|MBTS|ALLY INVEST SECURITIES LLC|304
FFNW|FIRST FINANCIAL NORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
FFNW|FIRST FINANCIAL NORT|MOTF|MOTIF INVESTING, INC.|1
FFNW|FIRST FINANCIAL NORT|MSCO|MORGAN STANLEY & CO. LLC|134308
FFNW|FIRST FINANCIAL NORT|MSPL|MORGAN STANLEY & CO. LLC|10400
FFNW|FIRST FINANCIAL NORT|MSTX|MORGAN STANLEY & CO. LLC|1400
FFNW|FIRST FINANCIAL NORT|NFSC|National Financial Services LLC|47053
FFNW|FIRST FINANCIAL NORT|NITE|VIRTU Americas LLC|125065
FFNW|FIRST FINANCIAL NORT|NITP|VIRTU Americas LLC|400
FFNW|FIRST FINANCIAL NORT|NQRB|Brut, LLC|244
FFNW|FIRST FINANCIAL NORT|PDQM|CODA MARKETS, INC.|3850
FFNW|FIRST FINANCIAL NORT|RAJA|Raymond James & Associates, Inc.|1501
FFNW|FIRST FINANCIAL NORT|RBCM|RBC CAPITAL MARKETS, LLC|48
FFNW|FIRST FINANCIAL NORT|SAGL|SAGETRADER, LLC|400
FFNW|FIRST FINANCIAL NORT|SBSH|Citigroup Global Markets Inc.|76566
FFNW|FIRST FINANCIAL NORT|SDLR|Sandler, O'Neill & Partners, L.P.|4168
FFNW|FIRST FINANCIAL NORT|SGMT|GOLDMAN SACHS & CO. LLC|6299
FFNW|FIRST FINANCIAL NORT|SPDR|SPEEDROUTE LLC|6378
FFNW|FIRST FINANCIAL NORT|SPTD|MINT GLOBAL MARKETS, INC.|4010
FFNW|FIRST FINANCIAL NORT|SWIM|TD Ameritrade, Inc.|5161
FFNW|FIRST FINANCIAL NORT|SWST|Hilltop Securities Inc.|1948
FFNW|FIRST FINANCIAL NORT|TKNG|ALLY INVEST SECURITIES LLC|1231
FFNW|FIRST FINANCIAL NORT|TMBR|Timber Hill LLC|100
FFNW|FIRST FINANCIAL NORT|TRBT|Tradebot Systems, Inc.|4382
FFNW|FIRST FINANCIAL NORT|TRCM|TRC MARKETS LLC|30472
FFNW|FIRST FINANCIAL NORT|UBSA|UBS SECURITIES LLC|39080
FFNW|FIRST FINANCIAL NORT|UBSS|UBS Securities LLC|47245
FFNW|FIRST FINANCIAL NORT|VALX|VIRTU AMERICAS LLC|2544
FFNW|FIRST FINANCIAL NORT|VGRD|Vanguard Marketing Corporation|5123
FFNW|FIRST FINANCIAL NORT|WCHV|WELLS FARGO SECURITIES, LLC|2910
FFNW|FIRST FINANCIAL NORT|WEED|Weeden & Co.L.P.|10
FFNW|FIRST FINANCIAL NORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|759
FFNW|FIRST FINANCIAL NORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|781
FFNW|FIRST FINANCIAL NORT|WSEA|WOLVERINE SECURITIES, LLC|1633
FFNW|FIRST FINANCIAL NORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
FFNW|FIRST FINANCIAL NORT|YKNA|COMHAR CAPITAL MARKETS, LLC|50
FFNW|FIRST FINANCIAL NORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5131
FFR|FIRST TR  FTSE EPRA|APCC|Apex Clearing Corporation|30
FFR|FIRST TR  FTSE EPRA|BBNT|BB&T SECURITIES, LLC|22
FFR|FIRST TR  FTSE EPRA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20
FFR|FIRST TR  FTSE EPRA|CANT|Cantor Fitzgerald & Co.|27
FFR|FIRST TR  FTSE EPRA|CHAS|Charles Schwab & Co., Inc.|250
FFR|FIRST TR  FTSE EPRA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|104
FFR|FIRST TR  FTSE EPRA|CTDL|Citadel Derivatives Group Llc|1483
FFR|FIRST TR  FTSE EPRA|DBAX|Deutsche Bank Securities Inc.|600
FFR|FIRST TR  FTSE EPRA|DEAN|MORGAN STANLEY|548
FFR|FIRST TR  FTSE EPRA|EBXL|EBX LLC|1900
FFR|FIRST TR  FTSE EPRA|EDJO|Edward D. Jones & Co., L.P.|110
FFR|FIRST TR  FTSE EPRA|ETRS|E*Trade Securities LLC|71
FFR|FIRST TR  FTSE EPRA|FMAF|NBCN Inc./ CDS|1352
FFR|FIRST TR  FTSE EPRA|FTBR|Foliofn Investments, Inc.|3
FFR|FIRST TR  FTSE EPRA|HRBF|American Enterprise Investment Services Inc.|48553
FFR|FIRST TR  FTSE EPRA|IBKR|Interactive Brokers Llc|10
FFR|FIRST TR  FTSE EPRA|ICBX|INSTINET, LLC|100
FFR|FIRST TR  FTSE EPRA|JANY|Janney Montgomery Scott Inc.|20
FFR|FIRST TR  FTSE EPRA|JPMX|J.P. Morgan Securities LLC|202
FFR|FIRST TR  FTSE EPRA|JSEB|JANE STREET EXECUTION SERVICES, LLC|148
FFR|FIRST TR  FTSE EPRA|JSJX|JANE STREET CAPITAL LLC|2161
FFR|FIRST TR  FTSE EPRA|KCGM|VIRTU Americas LLC|50
FFR|FIRST TR  FTSE EPRA|LEHM|Barclays Capital Inc./Le|2800
FFR|FIRST TR  FTSE EPRA|LIME|Lime Brokerage LLC|100
FFR|FIRST TR  FTSE EPRA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
FFR|FIRST TR  FTSE EPRA|MSCO|MORGAN STANLEY & CO. LLC|5229
FFR|FIRST TR  FTSE EPRA|NFSC|National Financial Services LLC|891
FFR|FIRST TR  FTSE EPRA|NITE|VIRTU Americas LLC|5022
FFR|FIRST TR  FTSE EPRA|RBCM|RBC CAPITAL MARKETS, LLC|2850
FFR|FIRST TR  FTSE EPRA|SGMT|GOLDMAN SACHS & CO. LLC|419
FFR|FIRST TR  FTSE EPRA|STFL|Stifel, Nicolaus & Company, Incorporated|898
FFR|FIRST TR  FTSE EPRA|SWST|Hilltop Securities Inc.|1
FFR|FIRST TR  FTSE EPRA|UBSA|UBS SECURITIES LLC|261
FFR|FIRST TR  FTSE EPRA|UBSS|UBS Securities LLC|7074
FFR|FIRST TR  FTSE EPRA|WCHV|WELLS FARGO SECURITIES, LLC|5745
FFR|FIRST TR  FTSE EPRA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|873
FFSG|FORMULAFOLIOS SMART|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2900
FFSG|FORMULAFOLIOS SMART|DBAX|Deutsche Bank Securities Inc.|100
FFSG|FORMULAFOLIOS SMART|JPMX|J.P. Morgan Securities LLC|600
FFSG|FORMULAFOLIOS SMART|JSEB|JANE STREET EXECUTION SERVICES, LLC|68984
FFSG|FORMULAFOLIOS SMART|JSJX|JANE STREET CAPITAL LLC|17956
FFSG|FORMULAFOLIOS SMART|KCGM|VIRTU Americas LLC|4115
FFSG|FORMULAFOLIOS SMART|LEHM|Barclays Capital Inc./Le|4000
FFSG|FORMULAFOLIOS SMART|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FFSG|FORMULAFOLIOS SMART|NFSC|National Financial Services LLC|51930
FFSG|FORMULAFOLIOS SMART|NITE|VIRTU Americas LLC|43631
FFSG|FORMULAFOLIOS SMART|NITP|VIRTU Americas LLC|1557
FFSG|FORMULAFOLIOS SMART|PDQM|CODA MARKETS, INC.|5826
FFSG|FORMULAFOLIOS SMART|UBSA|UBS SECURITIES LLC|1917
FFSG|FORMULAFOLIOS SMART|UBSS|UBS Securities LLC|1275
FFTG|FORMULAFOLIOS TACTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2952
FFTG|FORMULAFOLIOS TACTIC|DBAX|Deutsche Bank Securities Inc.|100
FFTG|FORMULAFOLIOS TACTIC|ETRS|E*Trade Securities LLC|476
FFTG|FORMULAFOLIOS TACTIC|JPMX|J.P. Morgan Securities LLC|2028
FFTG|FORMULAFOLIOS TACTIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|49295
FFTG|FORMULAFOLIOS TACTIC|JSJX|JANE STREET CAPITAL LLC|2420
FFTG|FORMULAFOLIOS TACTIC|KCGM|VIRTU Americas LLC|1330
FFTG|FORMULAFOLIOS TACTIC|LEHM|Barclays Capital Inc./Le|5000
FFTG|FORMULAFOLIOS TACTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2526
FFTG|FORMULAFOLIOS TACTIC|MSCO|MORGAN STANLEY & CO. LLC|306
FFTG|FORMULAFOLIOS TACTIC|NFSC|National Financial Services LLC|60546
FFTG|FORMULAFOLIOS TACTIC|NITE|VIRTU Americas LLC|38597
FFTG|FORMULAFOLIOS TACTIC|NITP|VIRTU Americas LLC|2038
FFTG|FORMULAFOLIOS TACTIC|UBSA|UBS SECURITIES LLC|1600
FFTG|FORMULAFOLIOS TACTIC|UBSS|UBS Securities LLC|1435
FFTI|FORMULAFOLIOS TACTIC|CANT|Cantor Fitzgerald & Co.|149432
FFTI|FORMULAFOLIOS TACTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4672
FFTI|FORMULAFOLIOS TACTIC|DBAX|Deutsche Bank Securities Inc.|900
FFTI|FORMULAFOLIOS TACTIC|EBXL|EBX LLC|300
FFTI|FORMULAFOLIOS TACTIC|ETRS|E*Trade Securities LLC|313
FFTI|FORMULAFOLIOS TACTIC|JPMX|J.P. Morgan Securities LLC|3000
FFTI|FORMULAFOLIOS TACTIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|61832
FFTI|FORMULAFOLIOS TACTIC|JSJX|JANE STREET CAPITAL LLC|37935
FFTI|FORMULAFOLIOS TACTIC|KCGM|VIRTU Americas LLC|300
FFTI|FORMULAFOLIOS TACTIC|LEHM|Barclays Capital Inc./Le|2200
FFTI|FORMULAFOLIOS TACTIC|MSCO|MORGAN STANLEY & CO. LLC|2200
FFTI|FORMULAFOLIOS TACTIC|MSPL|MORGAN STANLEY & CO. LLC|500
FFTI|FORMULAFOLIOS TACTIC|NFSC|National Financial Services LLC|352414
FFTI|FORMULAFOLIOS TACTIC|NITE|VIRTU Americas LLC|224550
FFTI|FORMULAFOLIOS TACTIC|NITP|VIRTU Americas LLC|15834
FFTI|FORMULAFOLIOS TACTIC|SGMT|GOLDMAN SACHS & CO. LLC|200
FFTI|FORMULAFOLIOS TACTIC|UBSA|UBS SECURITIES LLC|3727
FFTI|FORMULAFOLIOS TACTIC|UBSS|UBS Securities LLC|3047
FFTI|FORMULAFOLIOS TACTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
FFTI|FORMULAFOLIOS TACTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|927
FFTY|INNOVATOR IBD 50 ETF|ALTX|Alternet Securities Inc.|3237
FFTY|INNOVATOR IBD 50 ETF|APCC|Apex Clearing Corporation|5646
FFTY|INNOVATOR IBD 50 ETF|BANK|Primevest Financial Services, Inc.|115
FFTY|INNOVATOR IBD 50 ETF|BATM|CBOE TRADING, INC.|150
FFTY|INNOVATOR IBD 50 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14019
FFTY|INNOVATOR IBD 50 ETF|BYXM|CBOE TRADING, INC.|100
FFTY|INNOVATOR IBD 50 ETF|CANT|Cantor Fitzgerald & Co.|14000
FFTY|INNOVATOR IBD 50 ETF|CHAS|Charles Schwab & Co., Inc.|6183
FFTY|INNOVATOR IBD 50 ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10300
FFTY|INNOVATOR IBD 50 ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9448
FFTY|INNOVATOR IBD 50 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32442
FFTY|INNOVATOR IBD 50 ETF|CSIN|Citadel Securities Institutional LLC|40900
FFTY|INNOVATOR IBD 50 ETF|CTDL|Citadel Derivatives Group Llc|42840
FFTY|INNOVATOR IBD 50 ETF|DAVA|Davenport & Company LLC|1679
FFTY|INNOVATOR IBD 50 ETF|DBAX|Deutsche Bank Securities Inc.|6100
FFTY|INNOVATOR IBD 50 ETF|DEAN|MORGAN STANLEY|1000
FFTY|INNOVATOR IBD 50 ETF|EBXL|EBX LLC|11500
FFTY|INNOVATOR IBD 50 ETF|EDJO|Edward D. Jones & Co., L.P.|173
FFTY|INNOVATOR IBD 50 ETF|EGAM|CBOE TRADING, INC.|68370
FFTY|INNOVATOR IBD 50 ETF|EGXM|CBOE TRADING, INC.|596
FFTY|INNOVATOR IBD 50 ETF|EROP|Eroom Securities L.L.C.|3800
FFTY|INNOVATOR IBD 50 ETF|ETBE|Electronic Transaction Clearing, Inc.|460
FFTY|INNOVATOR IBD 50 ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
FFTY|INNOVATOR IBD 50 ETF|ETRS|E*Trade Securities LLC|122466
FFTY|INNOVATOR IBD 50 ETF|FILL|Tradestation Securities, Inc.|15337
FFTY|INNOVATOR IBD 50 ETF|FMAF|NBCN Inc./ CDS|2105
FFTY|INNOVATOR IBD 50 ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1605
FFTY|INNOVATOR IBD 50 ETF|FTBR|Foliofn Investments, Inc.|6576
FFTY|INNOVATOR IBD 50 ETF|GLIS|TD Securities Inc|3050
FFTY|INNOVATOR IBD 50 ETF|GLPX|ACS EXECUTION SERVICES, LLC|15506
FFTY|INNOVATOR IBD 50 ETF|GSCO|GOLDMAN SACHS & CO. LLC|600
FFTY|INNOVATOR IBD 50 ETF|GSCS|GOLDMAN SACHS & CO. LLC|33
FFTY|INNOVATOR IBD 50 ETF|GSLT|GOLDMAN SACHS & CO. LLC|7526
FFTY|INNOVATOR IBD 50 ETF|GTSZ|GTS SECURITIES LLC|300
FFTY|INNOVATOR IBD 50 ETF|HRBF|American Enterprise Investment Services Inc.|2250
FFTY|INNOVATOR IBD 50 ETF|HSBC|HSBC Securities, Inc.|290
FFTY|INNOVATOR IBD 50 ETF|IATS|INTERACTIVE BROKERS LLC|12666
FFTY|INNOVATOR IBD 50 ETF|IBKR|Interactive Brokers Llc|60883
FFTY|INNOVATOR IBD 50 ETF|ICBX|INSTINET, LLC|11060
FFTY|INNOVATOR IBD 50 ETF|INCA|INSTINET, LLC|8172
FFTY|INNOVATOR IBD 50 ETF|ITGI|ITG Inc.|58093
FFTY|INNOVATOR IBD 50 ETF|ITGP|ITG INC.|2800
FFTY|INNOVATOR IBD 50 ETF|JANY|Janney Montgomery Scott Inc.|5150
FFTY|INNOVATOR IBD 50 ETF|JMPT|JUMP TRADING, LLC|1402
FFTY|INNOVATOR IBD 50 ETF|JPMX|J.P. Morgan Securities LLC|9764
FFTY|INNOVATOR IBD 50 ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|98159
FFTY|INNOVATOR IBD 50 ETF|JSJX|JANE STREET CAPITAL LLC|879752
FFTY|INNOVATOR IBD 50 ETF|KCGM|VIRTU Americas LLC|27791
FFTY|INNOVATOR IBD 50 ETF|LEHM|Barclays Capital Inc./Le|12800
FFTY|INNOVATOR IBD 50 ETF|LIME|Lime Brokerage LLC|19140
FFTY|INNOVATOR IBD 50 ETF|MBTS|ALLY INVEST SECURITIES LLC|600
FFTY|INNOVATOR IBD 50 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37426
FFTY|INNOVATOR IBD 50 ETF|MOTF|MOTIF INVESTING, INC.|5
FFTY|INNOVATOR IBD 50 ETF|MSCO|MORGAN STANLEY & CO. LLC|70565
FFTY|INNOVATOR IBD 50 ETF|MSPL|MORGAN STANLEY & CO. LLC|7500
FFTY|INNOVATOR IBD 50 ETF|NBCS|NBC Securities, INC.|2
FFTY|INNOVATOR IBD 50 ETF|NFSC|National Financial Services LLC|819296
FFTY|INNOVATOR IBD 50 ETF|NITE|VIRTU Americas LLC|648818
FFTY|INNOVATOR IBD 50 ETF|NITP|VIRTU Americas LLC|66
FFTY|INNOVATOR IBD 50 ETF|NQRB|Brut, LLC|400
FFTY|INNOVATOR IBD 50 ETF|NTBF|BMO Nesbitt Burns Inc./CDS|954
FFTY|INNOVATOR IBD 50 ETF|NTRC|Northern Trust Securities, Inc.|137
FFTY|INNOVATOR IBD 50 ETF|OPCO|Oppenheimer & Co. Inc.|11152
FFTY|INNOVATOR IBD 50 ETF|PDQM|CODA MARKETS, INC.|253015
FFTY|INNOVATOR IBD 50 ETF|PWJC|UBS Financial Services, Inc.|546
FFTY|INNOVATOR IBD 50 ETF|RBCM|RBC CAPITAL MARKETS, LLC|34112
FFTY|INNOVATOR IBD 50 ETF|RGLD|Regal Securities, Inc|100
FFTY|INNOVATOR IBD 50 ETF|SAGL|SAGETRADER, LLC|3930
FFTY|INNOVATOR IBD 50 ETF|SALI|INTL FCSTONE FINANCIAL INC.|400
FFTY|INNOVATOR IBD 50 ETF|SBSH|Citigroup Global Markets Inc.|2320
FFTY|INNOVATOR IBD 50 ETF|SGMT|GOLDMAN SACHS & CO. LLC|3563
FFTY|INNOVATOR IBD 50 ETF|SPDR|SPEEDROUTE LLC|2500
FFTY|INNOVATOR IBD 50 ETF|STFL|Stifel, Nicolaus & Company, Incorporated|16201
FFTY|INNOVATOR IBD 50 ETF|STKP|STOCKPILE INVESTMENTS, INC.|26
FFTY|INNOVATOR IBD 50 ETF|STXG|Stockcross Financial Services, Inc.|50
FFTY|INNOVATOR IBD 50 ETF|SWIM|TD Ameritrade, Inc.|76590
FFTY|INNOVATOR IBD 50 ETF|SWST|Hilltop Securities Inc.|955
FFTY|INNOVATOR IBD 50 ETF|TKNG|ALLY INVEST SECURITIES LLC|1803
FFTY|INNOVATOR IBD 50 ETF|TRBT|Tradebot Systems, Inc.|3054
FFTY|INNOVATOR IBD 50 ETF|TRCM|TRC MARKETS LLC|1774
FFTY|INNOVATOR IBD 50 ETF|TWTT|TASTYWORKS, INC.|185
FFTY|INNOVATOR IBD 50 ETF|UBSA|UBS SECURITIES LLC|87773
FFTY|INNOVATOR IBD 50 ETF|UBSS|UBS Securities LLC|496542
FFTY|INNOVATOR IBD 50 ETF|VALX|VIRTU AMERICAS LLC|600
FFTY|INNOVATOR IBD 50 ETF|VGRD|Vanguard Marketing Corporation|59234
FFTY|INNOVATOR IBD 50 ETF|VSIN|Vision Financial Markets Llc|111
FFTY|INNOVATOR IBD 50 ETF|WCHV|WELLS FARGO SECURITIES, LLC|263766
FFTY|INNOVATOR IBD 50 ETF|WEDB|WEDBUSH SECURITIES INC.|103
FFTY|INNOVATOR IBD 50 ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|861
FFTY|INNOVATOR IBD 50 ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4141
FFTY|INNOVATOR IBD 50 ETF|WGIF|CIBC World Markets Inc.|240
FFTY|INNOVATOR IBD 50 ETF|WSEA|WOLVERINE SECURITIES, LLC|5852
FFTY|INNOVATOR IBD 50 ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|16468
FFTY|INNOVATOR IBD 50 ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|2200
FFTY|INNOVATOR IBD 50 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64908
FFWM|FIRST FOUNDATION CMN|ALTX|Alternet Securities Inc.|4700
FFWM|FIRST FOUNDATION CMN|APCC|Apex Clearing Corporation|4735
FFWM|FIRST FOUNDATION CMN|BATM|CBOE TRADING, INC.|949
FFWM|FIRST FOUNDATION CMN|BAYT|BTIG, LLC|600
FFWM|FIRST FOUNDATION CMN|BERN|Sanford C. Bernstein & Co., LLC|19814
FFWM|FIRST FOUNDATION CMN|BLKX|INSTINET, LLC|98900
FFWM|FIRST FOUNDATION CMN|BMOC|BMO Capital Markets Corp.|5039
FFWM|FIRST FOUNDATION CMN|BNKS|Fig Partners, LLC|8450
FFWM|FIRST FOUNDATION CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2829
FFWM|FIRST FOUNDATION CMN|BTIG|BTIG, LLC|12
FFWM|FIRST FOUNDATION CMN|BYXM|CBOE TRADING, INC.|419
FFWM|FIRST FOUNDATION CMN|BZYD|GOLDMAN SACHS & CO. LLC|4079
FFWM|FIRST FOUNDATION CMN|CANT|Cantor Fitzgerald & Co.|411100
FFWM|FIRST FOUNDATION CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|457910
FFWM|FIRST FOUNDATION CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4704
FFWM|FIRST FOUNDATION CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98233
FFWM|FIRST FOUNDATION CMN|CTDL|Citadel Derivatives Group Llc|9993
FFWM|FIRST FOUNDATION CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7708
FFWM|FIRST FOUNDATION CMN|DADA|D.A. Davidson & Co.|7553
FFWM|FIRST FOUNDATION CMN|DBAB|Deutsche Bank Securities Inc.|196607
FFWM|FIRST FOUNDATION CMN|DBAX|Deutsche Bank Securities Inc.|89200
FFWM|FIRST FOUNDATION CMN|DBUL|Deutsche Bank Securities Inc.|300
FFWM|FIRST FOUNDATION CMN|DEAN|MORGAN STANLEY|1785
FFWM|FIRST FOUNDATION CMN|DEGS|RONIN PROFESSIONAL LLC|1500
FFWM|FIRST FOUNDATION CMN|EBXL|EBX LLC|86700
FFWM|FIRST FOUNDATION CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|730
FFWM|FIRST FOUNDATION CMN|EDJO|Edward D. Jones & Co., L.P.|1
FFWM|FIRST FOUNDATION CMN|EGAM|CBOE TRADING, INC.|6537
FFWM|FIRST FOUNDATION CMN|EGMT|EG MARKET TECHNOLOGIES LLC|380
FFWM|FIRST FOUNDATION CMN|EGXM|CBOE TRADING, INC.|4076
FFWM|FIRST FOUNDATION CMN|ETBE|Electronic Transaction Clearing, Inc.|15384
FFWM|FIRST FOUNDATION CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|240
FFWM|FIRST FOUNDATION CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3192
FFWM|FIRST FOUNDATION CMN|ETRS|E*Trade Securities LLC|7968
FFWM|FIRST FOUNDATION CMN|FBCO|Credit Suisse Securities (USA) LLC|145148
FFWM|FIRST FOUNDATION CMN|FILL|Tradestation Securities, Inc.|500
FFWM|FIRST FOUNDATION CMN|FOMA|TD AMERITRADE CLEARING, INC.|6074
FFWM|FIRST FOUNDATION CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3886
FFWM|FIRST FOUNDATION CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90159
FFWM|FIRST FOUNDATION CMN|FTBR|Foliofn Investments, Inc.|237
FFWM|FIRST FOUNDATION CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|12930
FFWM|FIRST FOUNDATION CMN|GLPX|ACS EXECUTION SERVICES, LLC|3395
FFWM|FIRST FOUNDATION CMN|GSCO|GOLDMAN SACHS & CO. LLC|346163
FFWM|FIRST FOUNDATION CMN|GSCS|GOLDMAN SACHS & CO. LLC|2957
FFWM|FIRST FOUNDATION CMN|GSLT|GOLDMAN SACHS & CO. LLC|3377
FFWM|FIRST FOUNDATION CMN|GTSZ|GTS SECURITIES LLC|8797
FFWM|FIRST FOUNDATION CMN|HOVD|HOVDE GROUP, LLC|506
FFWM|FIRST FOUNDATION CMN|HRBF|American Enterprise Investment Services Inc.|16494
FFWM|FIRST FOUNDATION CMN|IATS|INTERACTIVE BROKERS LLC|1180
FFWM|FIRST FOUNDATION CMN|IBKR|Interactive Brokers Llc|63003
FFWM|FIRST FOUNDATION CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|59
FFWM|FIRST FOUNDATION CMN|ICBX|INSTINET, LLC|8500
FFWM|FIRST FOUNDATION CMN|IEQY|CITADEL SECURITIES LLC|22746
FFWM|FIRST FOUNDATION CMN|INCA|INSTINET, LLC|184437
FFWM|FIRST FOUNDATION CMN|INJX|INSTINET, LLC|29305
FFWM|FIRST FOUNDATION CMN|ITGI|ITG Inc.|81913
FFWM|FIRST FOUNDATION CMN|ITGP|ITG INC.|24000
FFWM|FIRST FOUNDATION CMN|JEFF|JEFFERIES LLC|38411
FFWM|FIRST FOUNDATION CMN|JMPT|JUMP TRADING, LLC|21070
FFWM|FIRST FOUNDATION CMN|JONE|JonesTrading|718
FFWM|FIRST FOUNDATION CMN|JPBX|J.P. MORGAN SECURITIES LLC|14821
FFWM|FIRST FOUNDATION CMN|JPMX|J.P. Morgan Securities LLC|88129
FFWM|FIRST FOUNDATION CMN|JSJX|JANE STREET CAPITAL LLC|11392
FFWM|FIRST FOUNDATION CMN|JSSF|JMP Securities LLC|396816
FFWM|FIRST FOUNDATION CMN|KCGM|VIRTU Americas LLC|16190
FFWM|FIRST FOUNDATION CMN|LEHM|Barclays Capital Inc./Le|214200
FFWM|FIRST FOUNDATION CMN|LIME|Lime Brokerage LLC|96980
FFWM|FIRST FOUNDATION CMN|LMGP|LIME BROKERAGE LLC|11455
FFWM|FIRST FOUNDATION CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|49280
FFWM|FIRST FOUNDATION CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FFWM|FIRST FOUNDATION CMN|MAXM|Maxim Group LLC|3601
FFWM|FIRST FOUNDATION CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30036
FFWM|FIRST FOUNDATION CMN|MSCO|MORGAN STANLEY & CO. LLC|895182
FFWM|FIRST FOUNDATION CMN|MSPL|MORGAN STANLEY & CO. LLC|101600
FFWM|FIRST FOUNDATION CMN|MSTX|MORGAN STANLEY & CO. LLC|12300
FFWM|FIRST FOUNDATION CMN|NFSC|National Financial Services LLC|22743
FFWM|FIRST FOUNDATION CMN|NITE|VIRTU Americas LLC|85196
FFWM|FIRST FOUNDATION CMN|NITP|VIRTU Americas LLC|1100
FFWM|FIRST FOUNDATION CMN|NQRB|Brut, LLC|18932
FFWM|FIRST FOUNDATION CMN|NTRC|Northern Trust Securities, Inc.|150116
FFWM|FIRST FOUNDATION CMN|PDQM|CODA MARKETS, INC.|6559
FFWM|FIRST FOUNDATION CMN|PIPR|Piper Jaffray & Co.|557354
FFWM|FIRST FOUNDATION CMN|RAJA|Raymond James & Associates, Inc.|162951
FFWM|FIRST FOUNDATION CMN|RBCM|RBC CAPITAL MARKETS, LLC|2691
FFWM|FIRST FOUNDATION CMN|SAGL|SAGETRADER, LLC|200
FFWM|FIRST FOUNDATION CMN|SBSH|Citigroup Global Markets Inc.|51810
FFWM|FIRST FOUNDATION CMN|SDLR|Sandler, O'Neill & Partners, L.P.|200
FFWM|FIRST FOUNDATION CMN|SEIC|SEI Investments Distribution Co.|100
FFWM|FIRST FOUNDATION CMN|SGMT|GOLDMAN SACHS & CO. LLC|27129
FFWM|FIRST FOUNDATION CMN|SPDR|SPEEDROUTE LLC|2200
FFWM|FIRST FOUNDATION CMN|STFL|Stifel, Nicolaus & Company, Incorporated|7424
FFWM|FIRST FOUNDATION CMN|SWIM|TD Ameritrade, Inc.|4794
FFWM|FIRST FOUNDATION CMN|TKNG|ALLY INVEST SECURITIES LLC|50
FFWM|FIRST FOUNDATION CMN|TRBT|Tradebot Systems, Inc.|92861
FFWM|FIRST FOUNDATION CMN|TRCM|TRC MARKETS LLC|149581
FFWM|FIRST FOUNDATION CMN|UBSA|UBS SECURITIES LLC|192128
FFWM|FIRST FOUNDATION CMN|UBSS|UBS Securities LLC|322461
FFWM|FIRST FOUNDATION CMN|VALX|VIRTU AMERICAS LLC|2797
FFWM|FIRST FOUNDATION CMN|VGRD|Vanguard Marketing Corporation|251
FFWM|FIRST FOUNDATION CMN|WABR|Wall Street Access|400
FFWM|FIRST FOUNDATION CMN|WCHV|WELLS FARGO SECURITIES, LLC|10599
FFWM|FIRST FOUNDATION CMN|WEDB|WEDBUSH SECURITIES INC.|2
FFWM|FIRST FOUNDATION CMN|WSEA|WOLVERINE SECURITIES, LLC|1
FFWM|FIRST FOUNDATION CMN|XIST|INSTINET, LLC|34800
FFWM|FIRST FOUNDATION CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|22400
FFWM|FIRST FOUNDATION CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|263
FFWM|FIRST FOUNDATION CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|101
FG|FGL HOLDINGS ORD|ALLN|Allen & Company LLC|900
FG|FGL HOLDINGS ORD|ALTX|Alternet Securities Inc.|14897
FG|FGL HOLDINGS ORD|ANOS|ABEL/NOSER, L.L.C.|2500
FG|FGL HOLDINGS ORD|APCC|Apex Clearing Corporation|2
FG|FGL HOLDINGS ORD|BATM|CBOE TRADING, INC.|1907
FG|FGL HOLDINGS ORD|BAYC|BAY CREST PARTNERS, LLC|9381
FG|FGL HOLDINGS ORD|BAYT|BTIG, LLC|5200
FG|FGL HOLDINGS ORD|BERN|Sanford C. Bernstein & Co., LLC|10463
FG|FGL HOLDINGS ORD|BIDS|BIDS TRADING L.P.|4200
FG|FGL HOLDINGS ORD|BLKX|INSTINET, LLC|104000
FG|FGL HOLDINGS ORD|BNPX|BNP PARIBAS SECURITIES CORP.|20277
FG|FGL HOLDINGS ORD|BTIG|BTIG, LLC|464132
FG|FGL HOLDINGS ORD|BYXM|CBOE TRADING, INC.|100
FG|FGL HOLDINGS ORD|CANT|Cantor Fitzgerald & Co.|664768
FG|FGL HOLDINGS ORD|CLSA|CLSA AMERICAS, LLC|100
FG|FGL HOLDINGS ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|206133
FG|FGL HOLDINGS ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
FG|FGL HOLDINGS ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|525506
FG|FGL HOLDINGS ORD|CTDL|Citadel Derivatives Group Llc|28065
FG|FGL HOLDINGS ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|90520
FG|FGL HOLDINGS ORD|DBAB|Deutsche Bank Securities Inc.|86159
FG|FGL HOLDINGS ORD|DBAX|Deutsche Bank Securities Inc.|363700
FG|FGL HOLDINGS ORD|DEAN|MORGAN STANLEY|9059
FG|FGL HOLDINGS ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24600
FG|FGL HOLDINGS ORD|DOWL|Dowling & Partners Securities LLC|53140
FG|FGL HOLDINGS ORD|DRWK|DRW SECURITIES, L.L.C.|1800
FG|FGL HOLDINGS ORD|EBXL|EBX LLC|260500
FG|FGL HOLDINGS ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|23084
FG|FGL HOLDINGS ORD|EGAM|CBOE TRADING, INC.|17375
FG|FGL HOLDINGS ORD|EGXM|CBOE TRADING, INC.|5380
FG|FGL HOLDINGS ORD|EGXW|CBOE TRADING, INC.|100
FG|FGL HOLDINGS ORD|ETBE|Electronic Transaction Clearing, Inc.|21325
FG|FGL HOLDINGS ORD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
FG|FGL HOLDINGS ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1290
FG|FGL HOLDINGS ORD|ETRS|E*Trade Securities LLC|17650
FG|FGL HOLDINGS ORD|FILL|Tradestation Securities, Inc.|4356
FG|FGL HOLDINGS ORD|FMAF|NBCN Inc./ CDS|40
FG|FGL HOLDINGS ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9850
FG|FGL HOLDINGS ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146255
FG|FGL HOLDINGS ORD|FTBR|Foliofn Investments, Inc.|131
FG|FGL HOLDINGS ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|14975
FG|FGL HOLDINGS ORD|GLIS|TD Securities Inc|200
FG|FGL HOLDINGS ORD|GLPX|ACS EXECUTION SERVICES, LLC|49452
FG|FGL HOLDINGS ORD|GSCO|GOLDMAN SACHS & CO. LLC|2249974
FG|FGL HOLDINGS ORD|GSCS|GOLDMAN SACHS & CO. LLC|88015
FG|FGL HOLDINGS ORD|GSLT|GOLDMAN SACHS & CO. LLC|13964
FG|FGL HOLDINGS ORD|GTSZ|GTS SECURITIES LLC|190547
FG|FGL HOLDINGS ORD|IATS|INTERACTIVE BROKERS LLC|6133
FG|FGL HOLDINGS ORD|IBKR|Interactive Brokers Llc|20440
FG|FGL HOLDINGS ORD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
FG|FGL HOLDINGS ORD|ICBX|INSTINET, LLC|113720
FG|FGL HOLDINGS ORD|IEQY|CITADEL SECURITIES LLC|12746
FG|FGL HOLDINGS ORD|INCA|INSTINET, LLC|221525
FG|FGL HOLDINGS ORD|INJX|INSTINET, LLC|100
FG|FGL HOLDINGS ORD|ITGI|ITG Inc.|32236
FG|FGL HOLDINGS ORD|ITGP|ITG INC.|633600
FG|FGL HOLDINGS ORD|JEFF|JEFFERIES LLC|294707
FG|FGL HOLDINGS ORD|JMPT|JUMP TRADING, LLC|73416
FG|FGL HOLDINGS ORD|JONE|JonesTrading|6504
FG|FGL HOLDINGS ORD|JPBX|J.P. MORGAN SECURITIES LLC|178219
FG|FGL HOLDINGS ORD|JPMX|J.P. Morgan Securities LLC|1444969
FG|FGL HOLDINGS ORD|JSJX|JANE STREET CAPITAL LLC|21560
FG|FGL HOLDINGS ORD|KCGM|VIRTU Americas LLC|90287
FG|FGL HOLDINGS ORD|LEHM|Barclays Capital Inc./Le|963045
FG|FGL HOLDINGS ORD|LIME|Lime Brokerage LLC|10331
FG|FGL HOLDINGS ORD|LOOP|Loop Capital Markets LLC|23613
FG|FGL HOLDINGS ORD|LQNA|LIQUIDNET, INC.|426600
FG|FGL HOLDINGS ORD|LQNB|LIQUIDNET, INC.|3000
FG|FGL HOLDINGS ORD|MACQ|Macquarie Capital (USA) Inc.|10834
FG|FGL HOLDINGS ORD|MAXM|Maxim Group LLC|8520
FG|FGL HOLDINGS ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|598856
FG|FGL HOLDINGS ORD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
FG|FGL HOLDINGS ORD|MSCO|MORGAN STANLEY & CO. LLC|1408938
FG|FGL HOLDINGS ORD|MSPL|MORGAN STANLEY & CO. LLC|581200
FG|FGL HOLDINGS ORD|MSTX|MORGAN STANLEY & CO. LLC|611200
FG|FGL HOLDINGS ORD|NEUB|NEUBERGER BERMAN BD LLC|16710
FG|FGL HOLDINGS ORD|NFSC|National Financial Services LLC|167086
FG|FGL HOLDINGS ORD|NITE|VIRTU Americas LLC|240784
FG|FGL HOLDINGS ORD|NITP|VIRTU Americas LLC|21300
FG|FGL HOLDINGS ORD|NQRB|Brut, LLC|4371
FG|FGL HOLDINGS ORD|OTAA|OTA LLC|1000
FG|FGL HOLDINGS ORD|PDQM|CODA MARKETS, INC.|23510
FG|FGL HOLDINGS ORD|PREC|PRECISION SECURITIES, LLC|300
FG|FGL HOLDINGS ORD|PWJC|UBS Financial Services, Inc.|3000
FG|FGL HOLDINGS ORD|QMSR|QUATTRO M SECURITIES INC.|9800
FG|FGL HOLDINGS ORD|RBCM|RBC CAPITAL MARKETS, LLC|20200
FG|FGL HOLDINGS ORD|SAGL|SAGETRADER, LLC|10
FG|FGL HOLDINGS ORD|SBSH|Citigroup Global Markets Inc.|59818
FG|FGL HOLDINGS ORD|SGMT|GOLDMAN SACHS & CO. LLC|179200
FG|FGL HOLDINGS ORD|SPDR|SPEEDROUTE LLC|7200
FG|FGL HOLDINGS ORD|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
FG|FGL HOLDINGS ORD|STFL|Stifel, Nicolaus & Company, Incorporated|187
FG|FGL HOLDINGS ORD|SWIM|TD Ameritrade, Inc.|63890
FG|FGL HOLDINGS ORD|TKNG|ALLY INVEST SECURITIES LLC|140
FG|FGL HOLDINGS ORD|TRBT|Tradebot Systems, Inc.|163828
FG|FGL HOLDINGS ORD|TRCM|TRC MARKETS LLC|29835
FG|FGL HOLDINGS ORD|UBSS|UBS Securities LLC|487461
FG|FGL HOLDINGS ORD|VALX|VIRTU AMERICAS LLC|33221
FG|FGL HOLDINGS ORD|VGRD|Vanguard Marketing Corporation|1668
FG|FGL HOLDINGS ORD|WBPX|SUMMIT SECURITIES GROUP, LLC|998
FG|FGL HOLDINGS ORD|WCHV|WELLS FARGO SECURITIES, LLC|181302
FG|FGL HOLDINGS ORD|WDNX|WEEDEN & CO.L.P.|3150
FG|FGL HOLDINGS ORD|WEDB|WEDBUSH SECURITIES INC.|16652
FG|FGL HOLDINGS ORD|WEED|Weeden & Co.L.P.|459275
FG|FGL HOLDINGS ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|701
FG|FGL HOLDINGS ORD|WSEA|WOLVERINE SECURITIES, LLC|392
FG|FGL HOLDINGS ORD|WTCO|Williams Trading LLC|23400
FG|FGL HOLDINGS ORD|XIST|INSTINET, LLC|5400
FG|FGL HOLDINGS ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|130470
FG|FGL HOLDINGS ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|500
FG|FGL HOLDINGS ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|750
FG.W|FGL HLDGS WTS|CANT|Cantor Fitzgerald & Co.|2966900
FG.W|FGL HLDGS WTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57600
FG.W|FGL HLDGS WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7600
FG.W|FGL HLDGS WTS|DBAB|Deutsche Bank Securities Inc.|400
FG.W|FGL HLDGS WTS|DBAX|Deutsche Bank Securities Inc.|101200
FG.W|FGL HLDGS WTS|EBXL|EBX LLC|12800
FG.W|FGL HLDGS WTS|ETRS|E*Trade Securities LLC|8300
FG.W|FGL HLDGS WTS|GLPX|ACS EXECUTION SERVICES, LLC|800
FG.W|FGL HLDGS WTS|GSCO|GOLDMAN SACHS & CO. LLC|263500
FG.W|FGL HLDGS WTS|IBKR|Interactive Brokers Llc|100
FG.W|FGL HLDGS WTS|ICBX|INSTINET, LLC|600
FG.W|FGL HLDGS WTS|INCA|INSTINET, LLC|7600
FG.W|FGL HLDGS WTS|ITGP|ITG INC.|400
FG.W|FGL HLDGS WTS|JEFF|JEFFERIES LLC|1500
FG.W|FGL HLDGS WTS|JONE|JonesTrading|1399024
FG.W|FGL HLDGS WTS|LEHM|Barclays Capital Inc./Le|3400
FG.W|FGL HLDGS WTS|MITR|GMP SECURITIES, LLC|100000
FG.W|FGL HLDGS WTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
FG.W|FGL HLDGS WTS|MSCO|MORGAN STANLEY & CO. LLC|4500
FG.W|FGL HLDGS WTS|NFSC|National Financial Services LLC|200
FG.W|FGL HLDGS WTS|NITE|VIRTU Americas LLC|10215
FG.W|FGL HLDGS WTS|PDQM|CODA MARKETS, INC.|800
FG.W|FGL HLDGS WTS|SGMT|GOLDMAN SACHS & CO. LLC|602400
FG.W|FGL HLDGS WTS|UBSA|UBS SECURITIES LLC|516500
FGB|FIRST TR SPLTY FIN|ALTX|Alternet Securities Inc.|560
FGB|FIRST TR SPLTY FIN|APCC|Apex Clearing Corporation|83
FGB|FIRST TR SPLTY FIN|BARD|Robert W. Baird & Co. Incorporated|3346
FGB|FIRST TR SPLTY FIN|BATM|CBOE TRADING, INC.|108
FGB|FIRST TR SPLTY FIN|BBNT|BB&T SECURITIES, LLC|60
FGB|FIRST TR SPLTY FIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
FGB|FIRST TR SPLTY FIN|CHAS|Charles Schwab & Co., Inc.|1
FGB|FIRST TR SPLTY FIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
FGB|FIRST TR SPLTY FIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1006
FGB|FIRST TR SPLTY FIN|DADA|D.A. Davidson & Co.|500
FGB|FIRST TR SPLTY FIN|DBAX|Deutsche Bank Securities Inc.|700
FGB|FIRST TR SPLTY FIN|DEAN|MORGAN STANLEY|7837
FGB|FIRST TR SPLTY FIN|EBXL|EBX LLC|300
FGB|FIRST TR SPLTY FIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|4
FGB|FIRST TR SPLTY FIN|EDJO|Edward D. Jones & Co., L.P.|501
FGB|FIRST TR SPLTY FIN|EGXM|CBOE TRADING, INC.|560
FGB|FIRST TR SPLTY FIN|ETRS|E*Trade Securities LLC|8459
FGB|FIRST TR SPLTY FIN|FTBR|Foliofn Investments, Inc.|210
FGB|FIRST TR SPLTY FIN|GTSZ|GTS SECURITIES LLC|100
FGB|FIRST TR SPLTY FIN|HRBF|American Enterprise Investment Services Inc.|4000
FGB|FIRST TR SPLTY FIN|IATS|INTERACTIVE BROKERS LLC|500
FGB|FIRST TR SPLTY FIN|IBKR|Interactive Brokers Llc|4423
FGB|FIRST TR SPLTY FIN|INCA|INSTINET, LLC|800
FGB|FIRST TR SPLTY FIN|ITGI|ITG Inc.|259
FGB|FIRST TR SPLTY FIN|ITGP|ITG INC.|1400
FGB|FIRST TR SPLTY FIN|JANY|Janney Montgomery Scott Inc.|1053
FGB|FIRST TR SPLTY FIN|LEHM|Barclays Capital Inc./Le|600
FGB|FIRST TR SPLTY FIN|LIME|Lime Brokerage LLC|678
FGB|FIRST TR SPLTY FIN|MSCO|MORGAN STANLEY & CO. LLC|21428
FGB|FIRST TR SPLTY FIN|NFSC|National Financial Services LLC|121899
FGB|FIRST TR SPLTY FIN|NITE|VIRTU Americas LLC|158500
FGB|FIRST TR SPLTY FIN|NQRB|Brut, LLC|500
FGB|FIRST TR SPLTY FIN|OPCO|Oppenheimer & Co. Inc.|350
FGB|FIRST TR SPLTY FIN|PWJC|UBS Financial Services, Inc.|1767
FGB|FIRST TR SPLTY FIN|RBCM|RBC CAPITAL MARKETS, LLC|8228
FGB|FIRST TR SPLTY FIN|SGMT|GOLDMAN SACHS & CO. LLC|100
FGB|FIRST TR SPLTY FIN|SPDR|SPEEDROUTE LLC|413
FGB|FIRST TR SPLTY FIN|STFL|Stifel, Nicolaus & Company, Incorporated|22954
FGB|FIRST TR SPLTY FIN|SWIM|TD Ameritrade, Inc.|1889
FGB|FIRST TR SPLTY FIN|SWST|Hilltop Securities Inc.|792
FGB|FIRST TR SPLTY FIN|TRBT|Tradebot Systems, Inc.|411
FGB|FIRST TR SPLTY FIN|UBSA|UBS SECURITIES LLC|4102
FGB|FIRST TR SPLTY FIN|UBSS|UBS Securities LLC|46931
FGB|FIRST TR SPLTY FIN|VGRD|Vanguard Marketing Corporation|7136
FGB|FIRST TR SPLTY FIN|WCHV|WELLS FARGO SECURITIES, LLC|41203
FGB|FIRST TR SPLTY FIN|WSEA|WOLVERINE SECURITIES, LLC|1112
FGB|FIRST TR SPLTY FIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13233
FGBI|FIRST GURTY BANC CM|ALTX|Alternet Securities Inc.|1
FGBI|FIRST GURTY BANC CM|BATM|CBOE TRADING, INC.|266
FGBI|FIRST GURTY BANC CM|BERN|Sanford C. Bernstein & Co., LLC|300
FGBI|FIRST GURTY BANC CM|BMOC|BMO Capital Markets Corp.|742
FGBI|FIRST GURTY BANC CM|BNKS|Fig Partners, LLC|79
FGBI|FIRST GURTY BANC CM|BNPX|BNP PARIBAS SECURITIES CORP.|478
FGBI|FIRST GURTY BANC CM|BTIG|BTIG, LLC|5
FGBI|FIRST GURTY BANC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58
FGBI|FIRST GURTY BANC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6471
FGBI|FIRST GURTY BANC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4587
FGBI|FIRST GURTY BANC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|890
FGBI|FIRST GURTY BANC CM|CTDL|Citadel Derivatives Group Llc|354
FGBI|FIRST GURTY BANC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|182
FGBI|FIRST GURTY BANC CM|DBAB|Deutsche Bank Securities Inc.|7446
FGBI|FIRST GURTY BANC CM|DBAX|Deutsche Bank Securities Inc.|300
FGBI|FIRST GURTY BANC CM|DEGS|RONIN PROFESSIONAL LLC|110
FGBI|FIRST GURTY BANC CM|EBXL|EBX LLC|100
FGBI|FIRST GURTY BANC CM|EDJO|Edward D. Jones & Co., L.P.|420
FGBI|FIRST GURTY BANC CM|EGAM|CBOE TRADING, INC.|50
FGBI|FIRST GURTY BANC CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
FGBI|FIRST GURTY BANC CM|ETRS|E*Trade Securities LLC|320
FGBI|FIRST GURTY BANC CM|FBCO|Credit Suisse Securities (USA) LLC|20742
FGBI|FIRST GURTY BANC CM|FOMA|TD AMERITRADE CLEARING, INC.|9980
FGBI|FIRST GURTY BANC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2292
FGBI|FIRST GURTY BANC CM|FTBR|Foliofn Investments, Inc.|36
FGBI|FIRST GURTY BANC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|900
FGBI|FIRST GURTY BANC CM|GLPX|ACS EXECUTION SERVICES, LLC|821
FGBI|FIRST GURTY BANC CM|GSCO|GOLDMAN SACHS & CO. LLC|18767
FGBI|FIRST GURTY BANC CM|GSCS|GOLDMAN SACHS & CO. LLC|4
FGBI|FIRST GURTY BANC CM|GTSZ|GTS SECURITIES LLC|1195
FGBI|FIRST GURTY BANC CM|IATS|INTERACTIVE BROKERS LLC|1
FGBI|FIRST GURTY BANC CM|IBKR|Interactive Brokers Llc|4418
FGBI|FIRST GURTY BANC CM|INCA|INSTINET, LLC|8916
FGBI|FIRST GURTY BANC CM|ITGI|ITG Inc.|9283
FGBI|FIRST GURTY BANC CM|JEFF|JEFFERIES LLC|2548
FGBI|FIRST GURTY BANC CM|JPMX|J.P. Morgan Securities LLC|40
FGBI|FIRST GURTY BANC CM|LEHM|Barclays Capital Inc./Le|3399
FGBI|FIRST GURTY BANC CM|LIME|Lime Brokerage LLC|7666
FGBI|FIRST GURTY BANC CM|LMGP|LIME BROKERAGE LLC|524
FGBI|FIRST GURTY BANC CM|MAXM|Maxim Group LLC|408
FGBI|FIRST GURTY BANC CM|MSCO|MORGAN STANLEY & CO. LLC|24632
FGBI|FIRST GURTY BANC CM|MSPL|MORGAN STANLEY & CO. LLC|800
FGBI|FIRST GURTY BANC CM|NFSC|National Financial Services LLC|3260
FGBI|FIRST GURTY BANC CM|NITE|VIRTU Americas LLC|8167
FGBI|FIRST GURTY BANC CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|220
FGBI|FIRST GURTY BANC CM|PDQM|CODA MARKETS, INC.|1376
FGBI|FIRST GURTY BANC CM|RAJA|Raymond James & Associates, Inc.|16
FGBI|FIRST GURTY BANC CM|RBCM|RBC CAPITAL MARKETS, LLC|243
FGBI|FIRST GURTY BANC CM|SBSH|Citigroup Global Markets Inc.|5762
FGBI|FIRST GURTY BANC CM|SGMT|GOLDMAN SACHS & CO. LLC|69
FGBI|FIRST GURTY BANC CM|SPDR|SPEEDROUTE LLC|549
FGBI|FIRST GURTY BANC CM|SPHN|Stephens Inc.|600
FGBI|FIRST GURTY BANC CM|SWIM|TD Ameritrade, Inc.|7413
FGBI|FIRST GURTY BANC CM|TRCM|TRC MARKETS LLC|1328
FGBI|FIRST GURTY BANC CM|UBSA|UBS SECURITIES LLC|2754
FGBI|FIRST GURTY BANC CM|UBSS|UBS Securities LLC|18698
FGBI|FIRST GURTY BANC CM|VALX|VIRTU AMERICAS LLC|140
FGBI|FIRST GURTY BANC CM|WCHV|WELLS FARGO SECURITIES, LLC|1161
FGBI|FIRST GURTY BANC CM|WDNX|WEEDEN & CO.L.P.|828
FGBI|FIRST GURTY BANC CM|WEDB|WEDBUSH SECURITIES INC.|1416
FGBI|FIRST GURTY BANC CM|WEED|Weeden & Co.L.P.|30
FGBI|FIRST GURTY BANC CM|WSEA|WOLVERINE SECURITIES, LLC|8
FGBI|FIRST GURTY BANC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|48
FGBI|FIRST GURTY BANC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|731
FGD|FIRST TRUST DJ SGIF|APCC|Apex Clearing Corporation|48
FGD|FIRST TRUST DJ SGIF|BANK|Primevest Financial Services, Inc.|181
FGD|FIRST TRUST DJ SGIF|BARD|Robert W. Baird & Co. Incorporated|16951
FGD|FIRST TRUST DJ SGIF|BBNT|BB&T SECURITIES, LLC|438
FGD|FIRST TRUST DJ SGIF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8589
FGD|FIRST TRUST DJ SGIF|CANT|Cantor Fitzgerald & Co.|151
FGD|FIRST TRUST DJ SGIF|CHAS|Charles Schwab & Co., Inc.|33
FGD|FIRST TRUST DJ SGIF|CIST|Capital Institutional Services, Inc.|150
FGD|FIRST TRUST DJ SGIF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
FGD|FIRST TRUST DJ SGIF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10185
FGD|FIRST TRUST DJ SGIF|CTDL|Citadel Derivatives Group Llc|6641
FGD|FIRST TRUST DJ SGIF|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
FGD|FIRST TRUST DJ SGIF|DBAX|Deutsche Bank Securities Inc.|2300
FGD|FIRST TRUST DJ SGIF|DEAN|MORGAN STANLEY|22623
FGD|FIRST TRUST DJ SGIF|EBXL|EBX LLC|1100
FGD|FIRST TRUST DJ SGIF|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
FGD|FIRST TRUST DJ SGIF|EDJO|Edward D. Jones & Co., L.P.|5330
FGD|FIRST TRUST DJ SGIF|ETBE|Electronic Transaction Clearing, Inc.|100
FGD|FIRST TRUST DJ SGIF|ETRS|E*Trade Securities LLC|1905
FGD|FIRST TRUST DJ SGIF|FBSB|U.S. Bancorp Investments, Inc.|52
FGD|FIRST TRUST DJ SGIF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3526
FGD|FIRST TRUST DJ SGIF|FTBR|Foliofn Investments, Inc.|62
FGD|FIRST TRUST DJ SGIF|GSCO|GOLDMAN SACHS & CO. LLC|77690
FGD|FIRST TRUST DJ SGIF|GSLT|GOLDMAN SACHS & CO. LLC|2390
FGD|FIRST TRUST DJ SGIF|HRBF|American Enterprise Investment Services Inc.|37102
FGD|FIRST TRUST DJ SGIF|IATS|INTERACTIVE BROKERS LLC|21
FGD|FIRST TRUST DJ SGIF|IBKR|Interactive Brokers Llc|223
FGD|FIRST TRUST DJ SGIF|ICBX|INSTINET, LLC|1404
FGD|FIRST TRUST DJ SGIF|ITGP|ITG INC.|1200
FGD|FIRST TRUST DJ SGIF|JANY|Janney Montgomery Scott Inc.|1671
FGD|FIRST TRUST DJ SGIF|JPMX|J.P. Morgan Securities LLC|5426
FGD|FIRST TRUST DJ SGIF|JSJX|JANE STREET CAPITAL LLC|142537
FGD|FIRST TRUST DJ SGIF|KCGM|VIRTU Americas LLC|5337
FGD|FIRST TRUST DJ SGIF|LEHM|Barclays Capital Inc./Le|23800
FGD|FIRST TRUST DJ SGIF|LIME|Lime Brokerage LLC|7941
FGD|FIRST TRUST DJ SGIF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11206
FGD|FIRST TRUST DJ SGIF|MSCO|MORGAN STANLEY & CO. LLC|77632
FGD|FIRST TRUST DJ SGIF|MSPL|MORGAN STANLEY & CO. LLC|3900
FGD|FIRST TRUST DJ SGIF|NFSC|National Financial Services LLC|94797
FGD|FIRST TRUST DJ SGIF|NITE|VIRTU Americas LLC|146753
FGD|FIRST TRUST DJ SGIF|NTBF|BMO Nesbitt Burns Inc./CDS|200
FGD|FIRST TRUST DJ SGIF|NTRC|Northern Trust Securities, Inc.|6985
FGD|FIRST TRUST DJ SGIF|OLDM|OLD MISSION CAPITAL, LLC|700
FGD|FIRST TRUST DJ SGIF|OPCO|Oppenheimer & Co. Inc.|5472
FGD|FIRST TRUST DJ SGIF|PDQM|CODA MARKETS, INC.|1809
FGD|FIRST TRUST DJ SGIF|PWJC|UBS Financial Services, Inc.|41
FGD|FIRST TRUST DJ SGIF|RBCM|RBC CAPITAL MARKETS, LLC|13935
FGD|FIRST TRUST DJ SGIF|SALI|INTL FCSTONE FINANCIAL INC.|215
FGD|FIRST TRUST DJ SGIF|SGMT|GOLDMAN SACHS & CO. LLC|7282
FGD|FIRST TRUST DJ SGIF|STFL|Stifel, Nicolaus & Company, Incorporated|10406
FGD|FIRST TRUST DJ SGIF|SWIM|TD Ameritrade, Inc.|411
FGD|FIRST TRUST DJ SGIF|SWST|Hilltop Securities Inc.|3091
FGD|FIRST TRUST DJ SGIF|TRCM|TRC MARKETS LLC|400
FGD|FIRST TRUST DJ SGIF|UBSA|UBS SECURITIES LLC|31792
FGD|FIRST TRUST DJ SGIF|UBSS|UBS Securities LLC|144412
FGD|FIRST TRUST DJ SGIF|VGRD|Vanguard Marketing Corporation|4491
FGD|FIRST TRUST DJ SGIF|WCHV|WELLS FARGO SECURITIES, LLC|80591
FGD|FIRST TRUST DJ SGIF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|420
FGD|FIRST TRUST DJ SGIF|WSEA|WOLVERINE SECURITIES, LLC|3181
FGD|FIRST TRUST DJ SGIF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FGD|FIRST TRUST DJ SGIF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24031
FGEN|FIBROGEN INC CS|ACLP|ALEXANDER CAPITAL, L.P.|2168
FGEN|FIBROGEN INC CS|ALTX|Alternet Securities Inc.|3315
FGEN|FIBROGEN INC CS|APCC|Apex Clearing Corporation|407
FGEN|FIBROGEN INC CS|AQUA|AQUA SECURITIES L.P.|4100
FGEN|FIBROGEN INC CS|BARD|Robert W. Baird & Co. Incorporated|320
FGEN|FIBROGEN INC CS|BATM|CBOE TRADING, INC.|4806
FGEN|FIBROGEN INC CS|BERN|Sanford C. Bernstein & Co., LLC|316
FGEN|FIBROGEN INC CS|BIDS|BIDS TRADING L.P.|18600
FGEN|FIBROGEN INC CS|BIMI|Banca IMI Securities Corp.|3151
FGEN|FIBROGEN INC CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|779
FGEN|FIBROGEN INC CS|BLKX|INSTINET, LLC|340200
FGEN|FIBROGEN INC CS|BMOC|BMO Capital Markets Corp.|11510
FGEN|FIBROGEN INC CS|BNPX|BNP PARIBAS SECURITIES CORP.|45454
FGEN|FIBROGEN INC CS|BRGE|Newbridge Securities Corp.|3345
FGEN|FIBROGEN INC CS|BTIG|BTIG, LLC|5202
FGEN|FIBROGEN INC CS|BYXM|CBOE TRADING, INC.|1016
FGEN|FIBROGEN INC CS|CBLC|CITIGROUP GLOBAL MARKETS INC.|75832
FGEN|FIBROGEN INC CS|CBRA|Cobra Trading, Inc.|200
FGEN|FIBROGEN INC CS|CHAS|Charles Schwab & Co., Inc.|4025
FGEN|FIBROGEN INC CS|CIST|Capital Institutional Services, Inc.|7
FGEN|FIBROGEN INC CS|COWR|Cowen and Company, LLC|120
FGEN|FIBROGEN INC CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199053
FGEN|FIBROGEN INC CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|741
FGEN|FIBROGEN INC CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FGEN|FIBROGEN INC CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|177560
FGEN|FIBROGEN INC CS|CTDL|Citadel Derivatives Group Llc|16691
FGEN|FIBROGEN INC CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|71690
FGEN|FIBROGEN INC CS|DADA|D.A. Davidson & Co.|400
FGEN|FIBROGEN INC CS|DBAB|Deutsche Bank Securities Inc.|529949
FGEN|FIBROGEN INC CS|DBAX|Deutsche Bank Securities Inc.|210500
FGEN|FIBROGEN INC CS|DCHF|Dart Executions, LLC|2413
FGEN|FIBROGEN INC CS|DEAN|MORGAN STANLEY|11199
FGEN|FIBROGEN INC CS|DEGS|RONIN PROFESSIONAL LLC|23276
FGEN|FIBROGEN INC CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5335
FGEN|FIBROGEN INC CS|EBXL|EBX LLC|102500
FGEN|FIBROGEN INC CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4119
FGEN|FIBROGEN INC CS|EDJO|Edward D. Jones & Co., L.P.|667
FGEN|FIBROGEN INC CS|EGAM|CBOE TRADING, INC.|11839
FGEN|FIBROGEN INC CS|EGAW|CBOE TRADING, INC.|68
FGEN|FIBROGEN INC CS|EGMT|EG MARKET TECHNOLOGIES LLC|1639
FGEN|FIBROGEN INC CS|EGXM|CBOE TRADING, INC.|4694
FGEN|FIBROGEN INC CS|EGXW|CBOE TRADING, INC.|84
FGEN|FIBROGEN INC CS|ETBE|Electronic Transaction Clearing, Inc.|1035
FGEN|FIBROGEN INC CS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|112
FGEN|FIBROGEN INC CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1064
FGEN|FIBROGEN INC CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30834
FGEN|FIBROGEN INC CS|ETRS|E*Trade Securities LLC|179328
FGEN|FIBROGEN INC CS|FBCO|Credit Suisse Securities (USA) LLC|422316
FGEN|FIBROGEN INC CS|FBSB|U.S. Bancorp Investments, Inc.|520
FGEN|FIBROGEN INC CS|FILL|Tradestation Securities, Inc.|7241
FGEN|FIBROGEN INC CS|FMAF|NBCN Inc./ CDS|680
FGEN|FIBROGEN INC CS|FOMA|TD AMERITRADE CLEARING, INC.|144868
FGEN|FIBROGEN INC CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3913
FGEN|FIBROGEN INC CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44821
FGEN|FIBROGEN INC CS|FTBR|Foliofn Investments, Inc.|713
FGEN|FIBROGEN INC CS|GBMT|GBM International, Inc.|500
FGEN|FIBROGEN INC CS|GEBB|GLOBAL EXECUTION BROKERS, LP|38896
FGEN|FIBROGEN INC CS|GLPX|ACS EXECUTION SERVICES, LLC|4945
FGEN|FIBROGEN INC CS|GSCO|GOLDMAN SACHS & CO. LLC|998671
FGEN|FIBROGEN INC CS|GSCS|GOLDMAN SACHS & CO. LLC|7516
FGEN|FIBROGEN INC CS|GSLT|GOLDMAN SACHS & CO. LLC|1099
FGEN|FIBROGEN INC CS|GTSZ|GTS SECURITIES LLC|10085
FGEN|FIBROGEN INC CS|HAPX|HAP Trading, LLC|6329
FGEN|FIBROGEN INC CS|HRBF|American Enterprise Investment Services Inc.|12508
FGEN|FIBROGEN INC CS|HSBC|HSBC Securities, Inc.|2828
FGEN|FIBROGEN INC CS|IATS|INTERACTIVE BROKERS LLC|12539
FGEN|FIBROGEN INC CS|IBKR|Interactive Brokers Llc|49838
FGEN|FIBROGEN INC CS|ICBX|INSTINET, LLC|18665
FGEN|FIBROGEN INC CS|IEQY|CITADEL SECURITIES LLC|130355
FGEN|FIBROGEN INC CS|INCA|INSTINET, LLC|206491
FGEN|FIBROGEN INC CS|INJX|INSTINET, LLC|176235
FGEN|FIBROGEN INC CS|ITGI|ITG Inc.|37524
FGEN|FIBROGEN INC CS|ITGP|ITG INC.|79800
FGEN|FIBROGEN INC CS|JANY|Janney Montgomery Scott Inc.|1000
FGEN|FIBROGEN INC CS|JEFF|JEFFERIES LLC|671140
FGEN|FIBROGEN INC CS|JMPT|JUMP TRADING, LLC|53859
FGEN|FIBROGEN INC CS|JONE|JonesTrading|4830
FGEN|FIBROGEN INC CS|JPBX|J.P. MORGAN SECURITIES LLC|34149
FGEN|FIBROGEN INC CS|JPMX|J.P. Morgan Securities LLC|177135
FGEN|FIBROGEN INC CS|JSJX|JANE STREET CAPITAL LLC|3312
FGEN|FIBROGEN INC CS|KCGM|VIRTU Americas LLC|22420
FGEN|FIBROGEN INC CS|LEER|LEERINK PARTNERS LLC|2500
FGEN|FIBROGEN INC CS|LEHM|Barclays Capital Inc./Le|552646
FGEN|FIBROGEN INC CS|LIME|Lime Brokerage LLC|152588
FGEN|FIBROGEN INC CS|LMNX|LUMINEX TRADING & ANALYTICS LLC|230000
FGEN|FIBROGEN INC CS|LOOP|Loop Capital Markets LLC|1000
FGEN|FIBROGEN INC CS|LQNA|LIQUIDNET, INC.|172300
FGEN|FIBROGEN INC CS|LQNB|LIQUIDNET, INC.|18600
FGEN|FIBROGEN INC CS|LSCI|Lek Securities Corporation|200
FGEN|FIBROGEN INC CS|MACQ|Macquarie Capital (USA) Inc.|100
FGEN|FIBROGEN INC CS|MAXM|Maxim Group LLC|7663
FGEN|FIBROGEN INC CS|MBTS|ALLY INVEST SECURITIES LLC|2522
FGEN|FIBROGEN INC CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104352
FGEN|FIBROGEN INC CS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1033
FGEN|FIBROGEN INC CS|MSCO|MORGAN STANLEY & CO. LLC|1782298
FGEN|FIBROGEN INC CS|MSPL|MORGAN STANLEY & CO. LLC|210500
FGEN|FIBROGEN INC CS|MSTX|MORGAN STANLEY & CO. LLC|32800
FGEN|FIBROGEN INC CS|NFSC|National Financial Services LLC|340796
FGEN|FIBROGEN INC CS|NITE|VIRTU Americas LLC|368844
FGEN|FIBROGEN INC CS|NITP|VIRTU Americas LLC|2478
FGEN|FIBROGEN INC CS|NQRB|Brut, LLC|12896
FGEN|FIBROGEN INC CS|NTRC|Northern Trust Securities, Inc.|2216
FGEN|FIBROGEN INC CS|OPCO|Oppenheimer & Co. Inc.|1015
FGEN|FIBROGEN INC CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
FGEN|FIBROGEN INC CS|PDQM|CODA MARKETS, INC.|38094
FGEN|FIBROGEN INC CS|PHLY|NASDAQ Execution Services, LLC|16000
FGEN|FIBROGEN INC CS|PICT|Pictet Overseas Inc.|8347
FGEN|FIBROGEN INC CS|PIPR|Piper Jaffray & Co.|990
FGEN|FIBROGEN INC CS|PWJC|UBS Financial Services, Inc.|5562
FGEN|FIBROGEN INC CS|RAJA|Raymond James & Associates, Inc.|3383
FGEN|FIBROGEN INC CS|RBCM|RBC CAPITAL MARKETS, LLC|15816
FGEN|FIBROGEN INC CS|SAGL|SAGETRADER, LLC|9661
FGEN|FIBROGEN INC CS|SAGW|SAGETRADER, LLC|331
FGEN|FIBROGEN INC CS|SBSH|Citigroup Global Markets Inc.|260611
FGEN|FIBROGEN INC CS|SGMT|GOLDMAN SACHS & CO. LLC|79425
FGEN|FIBROGEN INC CS|SPDR|SPEEDROUTE LLC|5617
FGEN|FIBROGEN INC CS|SPTD|MINT GLOBAL MARKETS, INC.|1
FGEN|FIBROGEN INC CS|SSBS|STATE STREET GLOBAL MARKETS, LLC|40
FGEN|FIBROGEN INC CS|STFL|Stifel, Nicolaus & Company, Incorporated|103843
FGEN|FIBROGEN INC CS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
FGEN|FIBROGEN INC CS|SWIM|TD Ameritrade, Inc.|28943
FGEN|FIBROGEN INC CS|SWST|Hilltop Securities Inc.|5925
FGEN|FIBROGEN INC CS|TKNG|ALLY INVEST SECURITIES LLC|174
FGEN|FIBROGEN INC CS|TRBT|Tradebot Systems, Inc.|37784
FGEN|FIBROGEN INC CS|TRCM|TRC MARKETS LLC|24779
FGEN|FIBROGEN INC CS|UBSA|UBS SECURITIES LLC|424087
FGEN|FIBROGEN INC CS|UBSS|UBS Securities LLC|1107124
FGEN|FIBROGEN INC CS|VALX|VIRTU AMERICAS LLC|64619
FGEN|FIBROGEN INC CS|VGRD|Vanguard Marketing Corporation|2981
FGEN|FIBROGEN INC CS|WBPX|SUMMIT SECURITIES GROUP, LLC|2472
FGEN|FIBROGEN INC CS|WCHV|WELLS FARGO SECURITIES, LLC|21331
FGEN|FIBROGEN INC CS|WDNX|WEEDEN & CO.L.P.|604
FGEN|FIBROGEN INC CS|WEED|Weeden & Co.L.P.|1169
FGEN|FIBROGEN INC CS|WGIF|CIBC World Markets Inc.|270
FGEN|FIBROGEN INC CS|WSEA|WOLVERINE SECURITIES, LLC|1255
FGEN|FIBROGEN INC CS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|700
FGEN|FIBROGEN INC CS|XIST|INSTINET, LLC|13260
FGEN|FIBROGEN INC CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|101798
FGEN|FIBROGEN INC CS|YKNA|COMHAR CAPITAL MARKETS, LLC|690
FGEN|FIBROGEN INC CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1210
FGM|FT GM ALPHADEX|APCC|Apex Clearing Corporation|12
FGM|FT GM ALPHADEX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|452
FGM|FT GM ALPHADEX|CANT|Cantor Fitzgerald & Co.|11284
FGM|FT GM ALPHADEX|CHAS|Charles Schwab & Co., Inc.|1
FGM|FT GM ALPHADEX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15
FGM|FT GM ALPHADEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2924
FGM|FT GM ALPHADEX|CTDL|Citadel Derivatives Group Llc|10069
FGM|FT GM ALPHADEX|DBAX|Deutsche Bank Securities Inc.|1500
FGM|FT GM ALPHADEX|DEAN|MORGAN STANLEY|1394
FGM|FT GM ALPHADEX|EBXL|EBX LLC|3600
FGM|FT GM ALPHADEX|EDJO|Edward D. Jones & Co., L.P.|45
FGM|FT GM ALPHADEX|ETRS|E*Trade Securities LLC|2
FGM|FT GM ALPHADEX|FBCO|Credit Suisse Securities (USA) LLC|2744
FGM|FT GM ALPHADEX|FBSB|U.S. Bancorp Investments, Inc.|300
FGM|FT GM ALPHADEX|FILL|Tradestation Securities, Inc.|4049
FGM|FT GM ALPHADEX|FOMA|TD AMERITRADE CLEARING, INC.|3607
FGM|FT GM ALPHADEX|FTBR|Foliofn Investments, Inc.|994
FGM|FT GM ALPHADEX|GSCO|GOLDMAN SACHS & CO. LLC|176
FGM|FT GM ALPHADEX|GTSZ|GTS SECURITIES LLC|1516
FGM|FT GM ALPHADEX|HRBF|American Enterprise Investment Services Inc.|605
FGM|FT GM ALPHADEX|IATS|INTERACTIVE BROKERS LLC|40
FGM|FT GM ALPHADEX|IBKR|Interactive Brokers Llc|2111
FGM|FT GM ALPHADEX|ICBX|INSTINET, LLC|2438
FGM|FT GM ALPHADEX|ITGP|ITG INC.|200
FGM|FT GM ALPHADEX|JANY|Janney Montgomery Scott Inc.|2
FGM|FT GM ALPHADEX|JPMX|J.P. Morgan Securities LLC|2668
FGM|FT GM ALPHADEX|JSEB|JANE STREET EXECUTION SERVICES, LLC|51280
FGM|FT GM ALPHADEX|JSJX|JANE STREET CAPITAL LLC|7452
FGM|FT GM ALPHADEX|LEHM|Barclays Capital Inc./Le|1400
FGM|FT GM ALPHADEX|LIME|Lime Brokerage LLC|2562
FGM|FT GM ALPHADEX|LSCI|Lek Securities Corporation|100
FGM|FT GM ALPHADEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3404
FGM|FT GM ALPHADEX|MSCO|MORGAN STANLEY & CO. LLC|37096
FGM|FT GM ALPHADEX|MSPL|MORGAN STANLEY & CO. LLC|600
FGM|FT GM ALPHADEX|NFSC|National Financial Services LLC|7809
FGM|FT GM ALPHADEX|NITE|VIRTU Americas LLC|30787
FGM|FT GM ALPHADEX|NITP|VIRTU Americas LLC|200
FGM|FT GM ALPHADEX|OLDM|OLD MISSION CAPITAL, LLC|5000
FGM|FT GM ALPHADEX|RAJA|Raymond James & Associates, Inc.|2765
FGM|FT GM ALPHADEX|RBCM|RBC CAPITAL MARKETS, LLC|3686
FGM|FT GM ALPHADEX|SALI|INTL FCSTONE FINANCIAL INC.|554
FGM|FT GM ALPHADEX|SBSH|Citigroup Global Markets Inc.|188
FGM|FT GM ALPHADEX|SGMT|GOLDMAN SACHS & CO. LLC|4371
FGM|FT GM ALPHADEX|UBSS|UBS Securities LLC|1804
FGM|FT GM ALPHADEX|VGRD|Vanguard Marketing Corporation|127
FGM|FT GM ALPHADEX|WCHV|WELLS FARGO SECURITIES, LLC|62517
FGM|FT GM ALPHADEX|WSEA|WOLVERINE SECURITIES, LLC|3
FGM|FT GM ALPHADEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12745
FGP|FERRELLGAS PARTNERS|ALTX|Alternet Securities Inc.|100
FGP|FERRELLGAS PARTNERS|APCC|Apex Clearing Corporation|1603
FGP|FERRELLGAS PARTNERS|BANK|Primevest Financial Services, Inc.|797
FGP|FERRELLGAS PARTNERS|BARD|Robert W. Baird & Co. Incorporated|1566
FGP|FERRELLGAS PARTNERS|BATM|CBOE TRADING, INC.|3684
FGP|FERRELLGAS PARTNERS|BBNT|BB&T SECURITIES, LLC|2701
FGP|FERRELLGAS PARTNERS|BIAD|SAGETRADER, LLC|2
FGP|FERRELLGAS PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12487
FGP|FERRELLGAS PARTNERS|BYXM|CBOE TRADING, INC.|200
FGP|FERRELLGAS PARTNERS|BZYD|GOLDMAN SACHS & CO. LLC|1220
FGP|FERRELLGAS PARTNERS|CHAS|Charles Schwab & Co., Inc.|6865
FGP|FERRELLGAS PARTNERS|CIST|Capital Institutional Services, Inc.|400
FGP|FERRELLGAS PARTNERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
FGP|FERRELLGAS PARTNERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
FGP|FERRELLGAS PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31152
FGP|FERRELLGAS PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3778
FGP|FERRELLGAS PARTNERS|DADA|D.A. Davidson & Co.|2923
FGP|FERRELLGAS PARTNERS|DBAB|Deutsche Bank Securities Inc.|5200
FGP|FERRELLGAS PARTNERS|DBAX|Deutsche Bank Securities Inc.|10800
FGP|FERRELLGAS PARTNERS|DEAN|MORGAN STANLEY|16238
FGP|FERRELLGAS PARTNERS|DEGS|RONIN PROFESSIONAL LLC|2084
FGP|FERRELLGAS PARTNERS|EBXL|EBX LLC|8600
FGP|FERRELLGAS PARTNERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
FGP|FERRELLGAS PARTNERS|EDJO|Edward D. Jones & Co., L.P.|75690
FGP|FERRELLGAS PARTNERS|EGAM|CBOE TRADING, INC.|800
FGP|FERRELLGAS PARTNERS|EGAW|CBOE TRADING, INC.|192
FGP|FERRELLGAS PARTNERS|EGMT|EG MARKET TECHNOLOGIES LLC|300
FGP|FERRELLGAS PARTNERS|EGXM|CBOE TRADING, INC.|1123
FGP|FERRELLGAS PARTNERS|EROP|Eroom Securities L.L.C.|200
FGP|FERRELLGAS PARTNERS|ETBE|Electronic Transaction Clearing, Inc.|300
FGP|FERRELLGAS PARTNERS|ETCB|ETC BROKERAGE SERVICES, LLC|2000
FGP|FERRELLGAS PARTNERS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1500
FGP|FERRELLGAS PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
FGP|FERRELLGAS PARTNERS|ETRS|E*Trade Securities LLC|413435
FGP|FERRELLGAS PARTNERS|FBSB|U.S. Bancorp Investments, Inc.|3162
FGP|FERRELLGAS PARTNERS|FILL|Tradestation Securities, Inc.|7700
FGP|FERRELLGAS PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|275
FGP|FERRELLGAS PARTNERS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|10047
FGP|FERRELLGAS PARTNERS|FTBR|Foliofn Investments, Inc.|478
FGP|FERRELLGAS PARTNERS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
FGP|FERRELLGAS PARTNERS|GLPX|ACS EXECUTION SERVICES, LLC|6203
FGP|FERRELLGAS PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|2684
FGP|FERRELLGAS PARTNERS|GSCS|GOLDMAN SACHS & CO. LLC|540
FGP|FERRELLGAS PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|100
FGP|FERRELLGAS PARTNERS|GTSZ|GTS SECURITIES LLC|1241
FGP|FERRELLGAS PARTNERS|HRBF|American Enterprise Investment Services Inc.|21101
FGP|FERRELLGAS PARTNERS|IATS|INTERACTIVE BROKERS LLC|2069
FGP|FERRELLGAS PARTNERS|IBKR|Interactive Brokers Llc|10481
FGP|FERRELLGAS PARTNERS|ICBX|INSTINET, LLC|6200
FGP|FERRELLGAS PARTNERS|INCA|INSTINET, LLC|2631
FGP|FERRELLGAS PARTNERS|ITGI|ITG Inc.|11687
FGP|FERRELLGAS PARTNERS|ITGP|ITG INC.|3600
FGP|FERRELLGAS PARTNERS|JANY|Janney Montgomery Scott Inc.|4790
FGP|FERRELLGAS PARTNERS|JMPT|JUMP TRADING, LLC|252
FGP|FERRELLGAS PARTNERS|JPMX|J.P. Morgan Securities LLC|9900
FGP|FERRELLGAS PARTNERS|JSJX|JANE STREET CAPITAL LLC|2502
FGP|FERRELLGAS PARTNERS|KCGM|VIRTU Americas LLC|7328
FGP|FERRELLGAS PARTNERS|LEHM|Barclays Capital Inc./Le|18200
FGP|FERRELLGAS PARTNERS|LGNT|COR CLEARING LLC|110
FGP|FERRELLGAS PARTNERS|LIME|Lime Brokerage LLC|7160
FGP|FERRELLGAS PARTNERS|MAXM|Maxim Group LLC|13200
FGP|FERRELLGAS PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
FGP|FERRELLGAS PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|92533
FGP|FERRELLGAS PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|700
FGP|FERRELLGAS PARTNERS|NBCS|NBC Securities, INC.|6985
FGP|FERRELLGAS PARTNERS|NFSC|National Financial Services LLC|320671
FGP|FERRELLGAS PARTNERS|NITE|VIRTU Americas LLC|585295
FGP|FERRELLGAS PARTNERS|OPCO|Oppenheimer & Co. Inc.|12737
FGP|FERRELLGAS PARTNERS|PDQM|CODA MARKETS, INC.|3742
FGP|FERRELLGAS PARTNERS|PWJC|UBS Financial Services, Inc.|3400
FGP|FERRELLGAS PARTNERS|QMSR|QUATTRO M SECURITIES INC.|250
FGP|FERRELLGAS PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|32275
FGP|FERRELLGAS PARTNERS|SAGL|SAGETRADER, LLC|70
FGP|FERRELLGAS PARTNERS|SALI|INTL FCSTONE FINANCIAL INC.|1500
FGP|FERRELLGAS PARTNERS|SBRX|MURIEL SIEBERT & CO INC|2000
FGP|FERRELLGAS PARTNERS|SBSH|Citigroup Global Markets Inc.|23075
FGP|FERRELLGAS PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|8196
FGP|FERRELLGAS PARTNERS|SPDR|SPEEDROUTE LLC|358
FGP|FERRELLGAS PARTNERS|SPHN|Stephens Inc.|429
FGP|FERRELLGAS PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|6017
FGP|FERRELLGAS PARTNERS|STXG|Stockcross Financial Services, Inc.|1
FGP|FERRELLGAS PARTNERS|SWIM|TD Ameritrade, Inc.|65297
FGP|FERRELLGAS PARTNERS|SWST|Hilltop Securities Inc.|1714
FGP|FERRELLGAS PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|3239
FGP|FERRELLGAS PARTNERS|TRBT|Tradebot Systems, Inc.|1868
FGP|FERRELLGAS PARTNERS|TRCM|TRC MARKETS LLC|300
FGP|FERRELLGAS PARTNERS|UBSA|UBS SECURITIES LLC|36600
FGP|FERRELLGAS PARTNERS|UBSS|UBS Securities LLC|128184
FGP|FERRELLGAS PARTNERS|VALX|VIRTU AMERICAS LLC|660
FGP|FERRELLGAS PARTNERS|VGRD|Vanguard Marketing Corporation|55508
FGP|FERRELLGAS PARTNERS|VSIN|Vision Financial Markets Llc|7
FGP|FERRELLGAS PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|82554
FGP|FERRELLGAS PARTNERS|WEDB|WEDBUSH SECURITIES INC.|1403
FGP|FERRELLGAS PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9183
FGP|FERRELLGAS PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6979
FGP|FERRELLGAS PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|5572
FGP|FERRELLGAS PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4732
FGP|FERRELLGAS PARTNERS|YKNA|COMHAR CAPITAL MARKETS, LLC|443
FGP|FERRELLGAS PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28053
FHB|FIRST HAWAIIAN COMM|ALTX|Alternet Securities Inc.|8578
FHB|FIRST HAWAIIAN COMM|ANOS|ABEL/NOSER, L.L.C.|1616
FHB|FIRST HAWAIIAN COMM|APCC|Apex Clearing Corporation|106
FHB|FIRST HAWAIIAN COMM|AQUA|AQUA SECURITIES L.P.|3300
FHB|FIRST HAWAIIAN COMM|BALE|M&T SECURITIES, INC.|1442
FHB|FIRST HAWAIIAN COMM|BARD|Robert W. Baird & Co. Incorporated|143
FHB|FIRST HAWAIIAN COMM|BATM|CBOE TRADING, INC.|5847
FHB|FIRST HAWAIIAN COMM|BERN|Sanford C. Bernstein & Co., LLC|123779
FHB|FIRST HAWAIIAN COMM|BIDS|BIDS TRADING L.P.|2300
FHB|FIRST HAWAIIAN COMM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2468
FHB|FIRST HAWAIIAN COMM|BLKX|INSTINET, LLC|175000
FHB|FIRST HAWAIIAN COMM|BMOC|BMO Capital Markets Corp.|548
FHB|FIRST HAWAIIAN COMM|BNPX|BNP PARIBAS SECURITIES CORP.|80949
FHB|FIRST HAWAIIAN COMM|BTIG|BTIG, LLC|147427
FHB|FIRST HAWAIIAN COMM|BYXM|CBOE TRADING, INC.|7531
FHB|FIRST HAWAIIAN COMM|BZYD|GOLDMAN SACHS & CO. LLC|6917
FHB|FIRST HAWAIIAN COMM|CANT|Cantor Fitzgerald & Co.|10
FHB|FIRST HAWAIIAN COMM|CBLC|CITIGROUP GLOBAL MARKETS INC.|37200
FHB|FIRST HAWAIIAN COMM|CHAS|Charles Schwab & Co., Inc.|435
FHB|FIRST HAWAIIAN COMM|CIST|Capital Institutional Services, Inc.|200
FHB|FIRST HAWAIIAN COMM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|284628
FHB|FIRST HAWAIIAN COMM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22731
FHB|FIRST HAWAIIAN COMM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|415762
FHB|FIRST HAWAIIAN COMM|CTDL|Citadel Derivatives Group Llc|59139
FHB|FIRST HAWAIIAN COMM|CXCX|CITIGROUP GLOBAL MARKETS INC.|45722
FHB|FIRST HAWAIIAN COMM|DBAB|Deutsche Bank Securities Inc.|537322
FHB|FIRST HAWAIIAN COMM|DBAX|Deutsche Bank Securities Inc.|244000
FHB|FIRST HAWAIIAN COMM|DBUL|Deutsche Bank Securities Inc.|4064
FHB|FIRST HAWAIIAN COMM|DEAN|MORGAN STANLEY|2102
FHB|FIRST HAWAIIAN COMM|DEGS|RONIN PROFESSIONAL LLC|4134
FHB|FIRST HAWAIIAN COMM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2614
FHB|FIRST HAWAIIAN COMM|EBXL|EBX LLC|265500
FHB|FIRST HAWAIIAN COMM|ECUT|CONVERGEX EXECUTION SOLUTIONS|402
FHB|FIRST HAWAIIAN COMM|EDJO|Edward D. Jones & Co., L.P.|1201
FHB|FIRST HAWAIIAN COMM|EGAM|CBOE TRADING, INC.|14898
FHB|FIRST HAWAIIAN COMM|EGAW|CBOE TRADING, INC.|148
FHB|FIRST HAWAIIAN COMM|EGXM|CBOE TRADING, INC.|5416
FHB|FIRST HAWAIIAN COMM|ETBE|Electronic Transaction Clearing, Inc.|88612
FHB|FIRST HAWAIIAN COMM|ETCC|Electronic Transaction Clearing, Inc.|460
FHB|FIRST HAWAIIAN COMM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20241
FHB|FIRST HAWAIIAN COMM|ETRS|E*Trade Securities LLC|15574
FHB|FIRST HAWAIIAN COMM|FBCO|Credit Suisse Securities (USA) LLC|733160
FHB|FIRST HAWAIIAN COMM|FILL|Tradestation Securities, Inc.|345
FHB|FIRST HAWAIIAN COMM|FMAF|NBCN Inc./ CDS|100
FHB|FIRST HAWAIIAN COMM|FOMA|TD AMERITRADE CLEARING, INC.|22462
FHB|FIRST HAWAIIAN COMM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7677
FHB|FIRST HAWAIIAN COMM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|132230
FHB|FIRST HAWAIIAN COMM|FTBR|Foliofn Investments, Inc.|93
FHB|FIRST HAWAIIAN COMM|GEBB|GLOBAL EXECUTION BROKERS, LP|3206
FHB|FIRST HAWAIIAN COMM|GLPX|ACS EXECUTION SERVICES, LLC|5488
FHB|FIRST HAWAIIAN COMM|GSCO|GOLDMAN SACHS & CO. LLC|3091972
FHB|FIRST HAWAIIAN COMM|GSCS|GOLDMAN SACHS & CO. LLC|34832
FHB|FIRST HAWAIIAN COMM|GSLT|GOLDMAN SACHS & CO. LLC|6666
FHB|FIRST HAWAIIAN COMM|GTSZ|GTS SECURITIES LLC|68229
FHB|FIRST HAWAIIAN COMM|HAPX|HAP Trading, LLC|76
FHB|FIRST HAWAIIAN COMM|HRBF|American Enterprise Investment Services Inc.|1042
FHB|FIRST HAWAIIAN COMM|HSBC|HSBC Securities, Inc.|45800
FHB|FIRST HAWAIIAN COMM|IATS|INTERACTIVE BROKERS LLC|1710
FHB|FIRST HAWAIIAN COMM|IBKR|Interactive Brokers Llc|57256
FHB|FIRST HAWAIIAN COMM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
FHB|FIRST HAWAIIAN COMM|ICBX|INSTINET, LLC|76524
FHB|FIRST HAWAIIAN COMM|IEQY|CITADEL SECURITIES LLC|113450
FHB|FIRST HAWAIIAN COMM|INCA|INSTINET, LLC|445905
FHB|FIRST HAWAIIAN COMM|INJX|INSTINET, LLC|72183
FHB|FIRST HAWAIIAN COMM|ITGI|ITG Inc.|120344
FHB|FIRST HAWAIIAN COMM|ITGP|ITG INC.|309800
FHB|FIRST HAWAIIAN COMM|JANY|Janney Montgomery Scott Inc.|88
FHB|FIRST HAWAIIAN COMM|JEFF|JEFFERIES LLC|304046
FHB|FIRST HAWAIIAN COMM|JMPT|JUMP TRADING, LLC|144609
FHB|FIRST HAWAIIAN COMM|JONE|JonesTrading|40
FHB|FIRST HAWAIIAN COMM|JPBX|J.P. MORGAN SECURITIES LLC|18308
FHB|FIRST HAWAIIAN COMM|JPMX|J.P. Morgan Securities LLC|576201
FHB|FIRST HAWAIIAN COMM|JSJX|JANE STREET CAPITAL LLC|18952
FHB|FIRST HAWAIIAN COMM|KBWI|Keefe, Bruyette & Woods, Inc.|122607
FHB|FIRST HAWAIIAN COMM|KCGM|VIRTU Americas LLC|44507
FHB|FIRST HAWAIIAN COMM|LEHM|Barclays Capital Inc./Le|1050803
FHB|FIRST HAWAIIAN COMM|LIME|Lime Brokerage LLC|377375
FHB|FIRST HAWAIIAN COMM|LMGP|LIME BROKERAGE LLC|37238
FHB|FIRST HAWAIIAN COMM|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
FHB|FIRST HAWAIIAN COMM|LOOP|Loop Capital Markets LLC|100
FHB|FIRST HAWAIIAN COMM|LQNA|LIQUIDNET, INC.|183300
FHB|FIRST HAWAIIAN COMM|LSCI|Lek Securities Corporation|200
FHB|FIRST HAWAIIAN COMM|MACQ|Macquarie Capital (USA) Inc.|1700
FHB|FIRST HAWAIIAN COMM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128960
FHB|FIRST HAWAIIAN COMM|MSCO|MORGAN STANLEY & CO. LLC|3027065
FHB|FIRST HAWAIIAN COMM|MSPL|MORGAN STANLEY & CO. LLC|366300
FHB|FIRST HAWAIIAN COMM|MSTX|MORGAN STANLEY & CO. LLC|175900
FHB|FIRST HAWAIIAN COMM|NEUB|NEUBERGER BERMAN BD LLC|600
FHB|FIRST HAWAIIAN COMM|NFSC|National Financial Services LLC|142573
FHB|FIRST HAWAIIAN COMM|NITE|VIRTU Americas LLC|149506
FHB|FIRST HAWAIIAN COMM|NITP|VIRTU Americas LLC|28613
FHB|FIRST HAWAIIAN COMM|NQRB|Brut, LLC|16235
FHB|FIRST HAWAIIAN COMM|OPCO|Oppenheimer & Co. Inc.|183
FHB|FIRST HAWAIIAN COMM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5228
FHB|FIRST HAWAIIAN COMM|PDQM|CODA MARKETS, INC.|14576
FHB|FIRST HAWAIIAN COMM|PICT|Pictet Overseas Inc.|100
FHB|FIRST HAWAIIAN COMM|PWJC|UBS Financial Services, Inc.|200
FHB|FIRST HAWAIIAN COMM|RAJA|Raymond James & Associates, Inc.|3287
FHB|FIRST HAWAIIAN COMM|RBCM|RBC CAPITAL MARKETS, LLC|2421
FHB|FIRST HAWAIIAN COMM|SAGL|SAGETRADER, LLC|9988
FHB|FIRST HAWAIIAN COMM|SAGW|SAGETRADER, LLC|1492
FHB|FIRST HAWAIIAN COMM|SBSH|Citigroup Global Markets Inc.|586282
FHB|FIRST HAWAIIAN COMM|SGMT|GOLDMAN SACHS & CO. LLC|241083
FHB|FIRST HAWAIIAN COMM|SPDR|SPEEDROUTE LLC|9300
FHB|FIRST HAWAIIAN COMM|STFL|Stifel, Nicolaus & Company, Incorporated|1795
FHB|FIRST HAWAIIAN COMM|SWIM|TD Ameritrade, Inc.|997
FHB|FIRST HAWAIIAN COMM|SWST|Hilltop Securities Inc.|3139
FHB|FIRST HAWAIIAN COMM|TKNG|ALLY INVEST SECURITIES LLC|918
FHB|FIRST HAWAIIAN COMM|TMBR|Timber Hill LLC|654
FHB|FIRST HAWAIIAN COMM|TRBT|Tradebot Systems, Inc.|313188
FHB|FIRST HAWAIIAN COMM|TRCM|TRC MARKETS LLC|342476
FHB|FIRST HAWAIIAN COMM|TWTT|TASTYWORKS, INC.|100
FHB|FIRST HAWAIIAN COMM|UBSA|UBS SECURITIES LLC|486008
FHB|FIRST HAWAIIAN COMM|UBSS|UBS Securities LLC|692232
FHB|FIRST HAWAIIAN COMM|VALX|VIRTU AMERICAS LLC|2914
FHB|FIRST HAWAIIAN COMM|VGRD|Vanguard Marketing Corporation|2389
FHB|FIRST HAWAIIAN COMM|WCHV|WELLS FARGO SECURITIES, LLC|158273
FHB|FIRST HAWAIIAN COMM|WEDB|WEDBUSH SECURITIES INC.|2601
FHB|FIRST HAWAIIAN COMM|WEED|Weeden & Co.L.P.|100
FHB|FIRST HAWAIIAN COMM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3004
FHB|FIRST HAWAIIAN COMM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14092
FHB|FIRST HAWAIIAN COMM|WSEA|WOLVERINE SECURITIES, LLC|3514
FHB|FIRST HAWAIIAN COMM|XIST|INSTINET, LLC|32706
FHB|FIRST HAWAIIAN COMM|XSTM|NATIONAL FINANCIAL SERVICES LLC|45000
FHB|FIRST HAWAIIAN COMM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12219
FHK|FT HK ALPHADEX|APCC|Apex Clearing Corporation|34
FHK|FT HK ALPHADEX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
FHK|FT HK ALPHADEX|CHAS|Charles Schwab & Co., Inc.|2
FHK|FT HK ALPHADEX|DEAN|MORGAN STANLEY|12
FHK|FT HK ALPHADEX|EBXL|EBX LLC|400
FHK|FT HK ALPHADEX|ETRS|E*Trade Securities LLC|6
FHK|FT HK ALPHADEX|FOMA|TD AMERITRADE CLEARING, INC.|290
FHK|FT HK ALPHADEX|FTBR|Foliofn Investments, Inc.|3
FHK|FT HK ALPHADEX|GSLT|GOLDMAN SACHS & CO. LLC|300
FHK|FT HK ALPHADEX|IBKR|Interactive Brokers Llc|205
FHK|FT HK ALPHADEX|ICBX|INSTINET, LLC|500
FHK|FT HK ALPHADEX|ITGP|ITG INC.|200
FHK|FT HK ALPHADEX|JANY|Janney Montgomery Scott Inc.|189
FHK|FT HK ALPHADEX|JSJX|JANE STREET CAPITAL LLC|10052
FHK|FT HK ALPHADEX|KCGM|VIRTU Americas LLC|108
FHK|FT HK ALPHADEX|LIME|Lime Brokerage LLC|1319
FHK|FT HK ALPHADEX|MSCO|MORGAN STANLEY & CO. LLC|987
FHK|FT HK ALPHADEX|NFSC|National Financial Services LLC|181
FHK|FT HK ALPHADEX|NITE|VIRTU Americas LLC|787
FHK|FT HK ALPHADEX|UBSA|UBS SECURITIES LLC|435
FHK|FT HK ALPHADEX|UBSS|UBS Securities LLC|1017
FHK|FT HK ALPHADEX|WSEA|WOLVERINE SECURITIES, LLC|2
FHLC|FIDELITY H CARE ETF|APCC|Apex Clearing Corporation|101
FHLC|FIDELITY H CARE ETF|BARD|Robert W. Baird & Co. Incorporated|266
FHLC|FIDELITY H CARE ETF|BBNT|BB&T SECURITIES, LLC|7461
FHLC|FIDELITY H CARE ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15140
FHLC|FIDELITY H CARE ETF|CANT|Cantor Fitzgerald & Co.|16322
FHLC|FIDELITY H CARE ETF|CHAS|Charles Schwab & Co., Inc.|193
FHLC|FIDELITY H CARE ETF|CIST|Capital Institutional Services, Inc.|32
FHLC|FIDELITY H CARE ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6900
FHLC|FIDELITY H CARE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7948
FHLC|FIDELITY H CARE ETF|CSIN|Citadel Securities Institutional LLC|16322
FHLC|FIDELITY H CARE ETF|CTDL|Citadel Derivatives Group Llc|30474
FHLC|FIDELITY H CARE ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|6182
FHLC|FIDELITY H CARE ETF|DADA|D.A. Davidson & Co.|12
FHLC|FIDELITY H CARE ETF|DBAB|Deutsche Bank Securities Inc.|207
FHLC|FIDELITY H CARE ETF|DBAX|Deutsche Bank Securities Inc.|5900
FHLC|FIDELITY H CARE ETF|DEAN|MORGAN STANLEY|755
FHLC|FIDELITY H CARE ETF|EBXL|EBX LLC|7200
FHLC|FIDELITY H CARE ETF|EDJO|Edward D. Jones & Co., L.P.|5693
FHLC|FIDELITY H CARE ETF|EGAM|CBOE TRADING, INC.|1394
FHLC|FIDELITY H CARE ETF|ETBE|Electronic Transaction Clearing, Inc.|92
FHLC|FIDELITY H CARE ETF|ETRS|E*Trade Securities LLC|3540
FHLC|FIDELITY H CARE ETF|FBSB|U.S. Bancorp Investments, Inc.|1
FHLC|FIDELITY H CARE ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128
FHLC|FIDELITY H CARE ETF|FTBR|Foliofn Investments, Inc.|1699
FHLC|FIDELITY H CARE ETF|GSCO|GOLDMAN SACHS & CO. LLC|34511
FHLC|FIDELITY H CARE ETF|GSLT|GOLDMAN SACHS & CO. LLC|150
FHLC|FIDELITY H CARE ETF|GTSZ|GTS SECURITIES LLC|100
FHLC|FIDELITY H CARE ETF|HRBF|American Enterprise Investment Services Inc.|5231
FHLC|FIDELITY H CARE ETF|IATS|INTERACTIVE BROKERS LLC|120
FHLC|FIDELITY H CARE ETF|IBKR|Interactive Brokers Llc|636
FHLC|FIDELITY H CARE ETF|ICBX|INSTINET, LLC|11842
FHLC|FIDELITY H CARE ETF|INCA|INSTINET, LLC|1700
FHLC|FIDELITY H CARE ETF|ITGI|ITG Inc.|2
FHLC|FIDELITY H CARE ETF|ITGP|ITG INC.|2000
FHLC|FIDELITY H CARE ETF|JANY|Janney Montgomery Scott Inc.|905
FHLC|FIDELITY H CARE ETF|JMPT|JUMP TRADING, LLC|29
FHLC|FIDELITY H CARE ETF|JPMX|J.P. Morgan Securities LLC|1400
FHLC|FIDELITY H CARE ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|5076
FHLC|FIDELITY H CARE ETF|JSJX|JANE STREET CAPITAL LLC|64358
FHLC|FIDELITY H CARE ETF|KCGM|VIRTU Americas LLC|2285
FHLC|FIDELITY H CARE ETF|LEHM|Barclays Capital Inc./Le|10756
FHLC|FIDELITY H CARE ETF|LIME|Lime Brokerage LLC|14078
FHLC|FIDELITY H CARE ETF|MACC|Mid Atlantic Capital Corporation|1025
FHLC|FIDELITY H CARE ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4300
FHLC|FIDELITY H CARE ETF|MOTF|MOTIF INVESTING, INC.|2
FHLC|FIDELITY H CARE ETF|MSCO|MORGAN STANLEY & CO. LLC|93215
FHLC|FIDELITY H CARE ETF|MSPL|MORGAN STANLEY & CO. LLC|1700
FHLC|FIDELITY H CARE ETF|NATL|National Securities Corporation|309
FHLC|FIDELITY H CARE ETF|NBCS|NBC Securities, INC.|311
FHLC|FIDELITY H CARE ETF|NEUB|NEUBERGER BERMAN BD LLC|127
FHLC|FIDELITY H CARE ETF|NFSC|National Financial Services LLC|858797
FHLC|FIDELITY H CARE ETF|NITE|VIRTU Americas LLC|483849
FHLC|FIDELITY H CARE ETF|OPCO|Oppenheimer & Co. Inc.|2200
FHLC|FIDELITY H CARE ETF|PCPT|PHILLIP CAPITAL INC.|200
FHLC|FIDELITY H CARE ETF|PWJC|UBS Financial Services, Inc.|3828
FHLC|FIDELITY H CARE ETF|RBCM|RBC CAPITAL MARKETS, LLC|2200
FHLC|FIDELITY H CARE ETF|SBSH|Citigroup Global Markets Inc.|2225
FHLC|FIDELITY H CARE ETF|SGMT|GOLDMAN SACHS & CO. LLC|2290
FHLC|FIDELITY H CARE ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1555
FHLC|FIDELITY H CARE ETF|STKP|STOCKPILE INVESTMENTS, INC.|16
FHLC|FIDELITY H CARE ETF|SWIM|TD Ameritrade, Inc.|2730
FHLC|FIDELITY H CARE ETF|SWST|Hilltop Securities Inc.|42
FHLC|FIDELITY H CARE ETF|TKNG|ALLY INVEST SECURITIES LLC|393
FHLC|FIDELITY H CARE ETF|TRCM|TRC MARKETS LLC|522
FHLC|FIDELITY H CARE ETF|UBSA|UBS SECURITIES LLC|26699
FHLC|FIDELITY H CARE ETF|UBSS|UBS Securities LLC|23603
FHLC|FIDELITY H CARE ETF|VALX|VIRTU AMERICAS LLC|300
FHLC|FIDELITY H CARE ETF|VGRD|Vanguard Marketing Corporation|2763
FHLC|FIDELITY H CARE ETF|VSIN|Vision Financial Markets Llc|3
FHLC|FIDELITY H CARE ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|849
FHLC|FIDELITY H CARE ETF|WCHV|WELLS FARGO SECURITIES, LLC|19710
FHLC|FIDELITY H CARE ETF|WEDB|WEDBUSH SECURITIES INC.|380
FHLC|FIDELITY H CARE ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|504
FHLC|FIDELITY H CARE ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|906
FHLC|FIDELITY H CARE ETF|WSEA|WOLVERINE SECURITIES, LLC|238
FHLC|FIDELITY H CARE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|498
FHLC|FIDELITY H CARE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4682
FHN|FIRST HORIZON NTL CP|ADAM|CANACCORD GENUITY INC.|34736
FHN|FIRST HORIZON NTL CP|ALTX|Alternet Securities Inc.|13200
FHN|FIRST HORIZON NTL CP|ANOS|ABEL/NOSER, L.L.C.|45721
FHN|FIRST HORIZON NTL CP|APCC|Apex Clearing Corporation|24
FHN|FIRST HORIZON NTL CP|BANK|Primevest Financial Services, Inc.|533
FHN|FIRST HORIZON NTL CP|BARD|Robert W. Baird & Co. Incorporated|172
FHN|FIRST HORIZON NTL CP|BATM|CBOE TRADING, INC.|23038
FHN|FIRST HORIZON NTL CP|BAYC|BAY CREST PARTNERS, LLC|510
FHN|FIRST HORIZON NTL CP|BAYT|BTIG, LLC|200
FHN|FIRST HORIZON NTL CP|BBNT|BB&T SECURITIES, LLC|13314
FHN|FIRST HORIZON NTL CP|BERN|Sanford C. Bernstein & Co., LLC|7732
FHN|FIRST HORIZON NTL CP|BIDS|BIDS TRADING L.P.|26800
FHN|FIRST HORIZON NTL CP|BKCM|BNY Mellon Capital Markets LLC|65859
FHN|FIRST HORIZON NTL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11355
FHN|FIRST HORIZON NTL CP|BLKX|INSTINET, LLC|293700
FHN|FIRST HORIZON NTL CP|BMOC|BMO Capital Markets Corp.|80314
FHN|FIRST HORIZON NTL CP|BNPX|BNP PARIBAS SECURITIES CORP.|21063
FHN|FIRST HORIZON NTL CP|BRVL|BLAYLOCK VAN, LLC|4700
FHN|FIRST HORIZON NTL CP|BTIG|BTIG, LLC|55670
FHN|FIRST HORIZON NTL CP|BYXM|CBOE TRADING, INC.|692
FHN|FIRST HORIZON NTL CP|BZYD|GOLDMAN SACHS & CO. LLC|3000
FHN|FIRST HORIZON NTL CP|CANT|Cantor Fitzgerald & Co.|38511
FHN|FIRST HORIZON NTL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|673400
FHN|FIRST HORIZON NTL CP|CHAS|Charles Schwab & Co., Inc.|1392
FHN|FIRST HORIZON NTL CP|CIOI|CITIGROUP GLOBAL MARKETS INC|101546
FHN|FIRST HORIZON NTL CP|CIST|Capital Institutional Services, Inc.|1663
FHN|FIRST HORIZON NTL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|635103
FHN|FIRST HORIZON NTL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
FHN|FIRST HORIZON NTL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1365970
FHN|FIRST HORIZON NTL CP|CTDL|Citadel Derivatives Group Llc|27285
FHN|FIRST HORIZON NTL CP|CTLR|CUTLER GROUP, LP|1299
FHN|FIRST HORIZON NTL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|277478
FHN|FIRST HORIZON NTL CP|DAVA|Davenport & Company LLC|2800
FHN|FIRST HORIZON NTL CP|DBAB|Deutsche Bank Securities Inc.|586277
FHN|FIRST HORIZON NTL CP|DBAX|Deutsche Bank Securities Inc.|1065800
FHN|FIRST HORIZON NTL CP|DCHF|Dart Executions, LLC|10146
FHN|FIRST HORIZON NTL CP|DEAN|MORGAN STANLEY|8432
FHN|FIRST HORIZON NTL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
FHN|FIRST HORIZON NTL CP|EBXL|EBX LLC|548600
FHN|FIRST HORIZON NTL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|62489
FHN|FIRST HORIZON NTL CP|EDJO|Edward D. Jones & Co., L.P.|3444
FHN|FIRST HORIZON NTL CP|EGAM|CBOE TRADING, INC.|15217
FHN|FIRST HORIZON NTL CP|EGAW|CBOE TRADING, INC.|21
FHN|FIRST HORIZON NTL CP|EGXM|CBOE TRADING, INC.|200
FHN|FIRST HORIZON NTL CP|ETBE|Electronic Transaction Clearing, Inc.|18050
FHN|FIRST HORIZON NTL CP|ETCC|Electronic Transaction Clearing, Inc.|270
FHN|FIRST HORIZON NTL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3263
FHN|FIRST HORIZON NTL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|214
FHN|FIRST HORIZON NTL CP|ETRS|E*Trade Securities LLC|53219
FHN|FIRST HORIZON NTL CP|FBRC|B. RILEY FBR, INC.|96200
FHN|FIRST HORIZON NTL CP|FILL|Tradestation Securities, Inc.|700
FHN|FIRST HORIZON NTL CP|FINX|FINTECH SECURITIES|5760
FHN|FIRST HORIZON NTL CP|FMAF|NBCN Inc./ CDS|15125
FHN|FIRST HORIZON NTL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4041
FHN|FIRST HORIZON NTL CP|FQLS|Quantlab Securities LP|553076
FHN|FIRST HORIZON NTL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|167109
FHN|FIRST HORIZON NTL CP|FTBR|Foliofn Investments, Inc.|904
FHN|FIRST HORIZON NTL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2300
FHN|FIRST HORIZON NTL CP|GLPX|ACS EXECUTION SERVICES, LLC|4825
FHN|FIRST HORIZON NTL CP|GSCO|GOLDMAN SACHS & CO. LLC|2210535
FHN|FIRST HORIZON NTL CP|GSLT|GOLDMAN SACHS & CO. LLC|37548
FHN|FIRST HORIZON NTL CP|GTSZ|GTS SECURITIES LLC|162208
FHN|FIRST HORIZON NTL CP|HOVD|HOVDE GROUP, LLC|11230
FHN|FIRST HORIZON NTL CP|HRBF|American Enterprise Investment Services Inc.|7536
FHN|FIRST HORIZON NTL CP|HSBC|HSBC Securities, Inc.|43708
FHN|FIRST HORIZON NTL CP|IATS|INTERACTIVE BROKERS LLC|7150
FHN|FIRST HORIZON NTL CP|IBKR|Interactive Brokers Llc|18231
FHN|FIRST HORIZON NTL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1552
FHN|FIRST HORIZON NTL CP|ICBX|INSTINET, LLC|230894
FHN|FIRST HORIZON NTL CP|IEQY|CITADEL SECURITIES LLC|593243
FHN|FIRST HORIZON NTL CP|INCA|INSTINET, LLC|562476
FHN|FIRST HORIZON NTL CP|INJX|INSTINET, LLC|1914
FHN|FIRST HORIZON NTL CP|INTL|INTL FCSTONE FINANCIAL INC.|48
FHN|FIRST HORIZON NTL CP|ITGI|ITG Inc.|248063
FHN|FIRST HORIZON NTL CP|ITGP|ITG INC.|517800
FHN|FIRST HORIZON NTL CP|JANY|Janney Montgomery Scott Inc.|3871
FHN|FIRST HORIZON NTL CP|JEFF|JEFFERIES LLC|426796
FHN|FIRST HORIZON NTL CP|JMPT|JUMP TRADING, LLC|136275
FHN|FIRST HORIZON NTL CP|JONE|JonesTrading|82
FHN|FIRST HORIZON NTL CP|JPBX|J.P. MORGAN SECURITIES LLC|330271
FHN|FIRST HORIZON NTL CP|JPMX|J.P. Morgan Securities LLC|1424088
FHN|FIRST HORIZON NTL CP|JSJX|JANE STREET CAPITAL LLC|16849
FHN|FIRST HORIZON NTL CP|KBWI|Keefe, Bruyette & Woods, Inc.|406200
FHN|FIRST HORIZON NTL CP|KCGM|VIRTU Americas LLC|136209
FHN|FIRST HORIZON NTL CP|KCRD|PHX FINANCIAL, INC.|36
FHN|FIRST HORIZON NTL CP|KRSH|Kershner Securities, LLC|2314
FHN|FIRST HORIZON NTL CP|LEHM|Barclays Capital Inc./Le|3763593
FHN|FIRST HORIZON NTL CP|LIME|Lime Brokerage LLC|551290
FHN|FIRST HORIZON NTL CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|185800
FHN|FIRST HORIZON NTL CP|LOOP|Loop Capital Markets LLC|400
FHN|FIRST HORIZON NTL CP|LQNA|LIQUIDNET, INC.|371300
FHN|FIRST HORIZON NTL CP|LQNB|LIQUIDNET, INC.|5200
FHN|FIRST HORIZON NTL CP|LSCI|Lek Securities Corporation|7
FHN|FIRST HORIZON NTL CP|MACQ|Macquarie Capital (USA) Inc.|26338
FHN|FIRST HORIZON NTL CP|MCMF|Raymond James Ltd. Cds|4133
FHN|FIRST HORIZON NTL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|887343
FHN|FIRST HORIZON NTL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
FHN|FIRST HORIZON NTL CP|MOTF|MOTIF INVESTING, INC.|1
FHN|FIRST HORIZON NTL CP|MSCO|MORGAN STANLEY & CO. LLC|1931373
FHN|FIRST HORIZON NTL CP|MSPL|MORGAN STANLEY & CO. LLC|1261300
FHN|FIRST HORIZON NTL CP|MSTX|MORGAN STANLEY & CO. LLC|634900
FHN|FIRST HORIZON NTL CP|NFSC|National Financial Services LLC|1669225
FHN|FIRST HORIZON NTL CP|NITE|VIRTU Americas LLC|561011
FHN|FIRST HORIZON NTL CP|NITP|VIRTU Americas LLC|47885
FHN|FIRST HORIZON NTL CP|NORT|Northland Securities, Inc.|16372
FHN|FIRST HORIZON NTL CP|NQRB|Brut, LLC|29747
FHN|FIRST HORIZON NTL CP|NTBF|BMO Nesbitt Burns Inc./CDS|1500
FHN|FIRST HORIZON NTL CP|NTRC|Northern Trust Securities, Inc.|3749
FHN|FIRST HORIZON NTL CP|OHOS|TWO SIGMA SECURITIES, LLC|19046
FHN|FIRST HORIZON NTL CP|OPCO|Oppenheimer & Co. Inc.|1133
FHN|FIRST HORIZON NTL CP|OTAA|OTA LLC|300
FHN|FIRST HORIZON NTL CP|PDQM|CODA MARKETS, INC.|37638
FHN|FIRST HORIZON NTL CP|PHLY|NASDAQ Execution Services, LLC|400
FHN|FIRST HORIZON NTL CP|PICT|Pictet Overseas Inc.|441
FHN|FIRST HORIZON NTL CP|PWJC|UBS Financial Services, Inc.|7389
FHN|FIRST HORIZON NTL CP|RBCM|RBC CAPITAL MARKETS, LLC|7709
FHN|FIRST HORIZON NTL CP|RHCO|Suntrust Robinson Humphrey, Inc.|24846
FHN|FIRST HORIZON NTL CP|SAGL|SAGETRADER, LLC|49122
FHN|FIRST HORIZON NTL CP|SAGW|SAGETRADER, LLC|2200
FHN|FIRST HORIZON NTL CP|SALI|INTL FCSTONE FINANCIAL INC.|71
FHN|FIRST HORIZON NTL CP|SBSH|Citigroup Global Markets Inc.|469775
FHN|FIRST HORIZON NTL CP|SEIC|SEI Investments Distribution Co.|100
FHN|FIRST HORIZON NTL CP|SGMT|GOLDMAN SACHS & CO. LLC|574798
FHN|FIRST HORIZON NTL CP|SPDR|SPEEDROUTE LLC|32500
FHN|FIRST HORIZON NTL CP|SPHN|Stephens Inc.|1019434
FHN|FIRST HORIZON NTL CP|STFL|Stifel, Nicolaus & Company, Incorporated|49230
FHN|FIRST HORIZON NTL CP|STKP|STOCKPILE INVESTMENTS, INC.|16
FHN|FIRST HORIZON NTL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21853
FHN|FIRST HORIZON NTL CP|SWIM|TD Ameritrade, Inc.|9960
FHN|FIRST HORIZON NTL CP|SWST|Hilltop Securities Inc.|560
FHN|FIRST HORIZON NTL CP|TKNG|ALLY INVEST SECURITIES LLC|517
FHN|FIRST HORIZON NTL CP|TRBT|Tradebot Systems, Inc.|325273
FHN|FIRST HORIZON NTL CP|TRCM|TRC MARKETS LLC|96994
FHN|FIRST HORIZON NTL CP|UBSA|UBS SECURITIES LLC|2324057
FHN|FIRST HORIZON NTL CP|UBSS|UBS Securities LLC|2023029
FHN|FIRST HORIZON NTL CP|VALX|VIRTU AMERICAS LLC|139434
FHN|FIRST HORIZON NTL CP|VGRD|Vanguard Marketing Corporation|4100
FHN|FIRST HORIZON NTL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|3515
FHN|FIRST HORIZON NTL CP|WCHV|WELLS FARGO SECURITIES, LLC|1979481
FHN|FIRST HORIZON NTL CP|WDNX|WEEDEN & CO.L.P.|612
FHN|FIRST HORIZON NTL CP|WEDB|WEDBUSH SECURITIES INC.|4772
FHN|FIRST HORIZON NTL CP|WEED|Weeden & Co.L.P.|2410
FHN|FIRST HORIZON NTL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4730
FHN|FIRST HORIZON NTL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3347
FHN|FIRST HORIZON NTL CP|WGIF|CIBC World Markets Inc.|5401
FHN|FIRST HORIZON NTL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1635
FHN|FIRST HORIZON NTL CP|WSEA|WOLVERINE SECURITIES, LLC|12389
FHN|FIRST HORIZON NTL CP|XIST|INSTINET, LLC|142600
FHN|FIRST HORIZON NTL CP|XPQR|Jump Trading|100
FHN|FIRST HORIZON NTL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|85274
FHN|FIRST HORIZON NTL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
FHN|FIRST HORIZON NTL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12375
FHN$A|FIRST HORIZON|BATM|CBOE TRADING, INC.|10
FHN$A|FIRST HORIZON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|812
FHN$A|FIRST HORIZON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|341
FHN$A|FIRST HORIZON|DADA|D.A. Davidson & Co.|500
FHN$A|FIRST HORIZON|DBAX|Deutsche Bank Securities Inc.|100
FHN$A|FIRST HORIZON|DEAN|MORGAN STANLEY|2360
FHN$A|FIRST HORIZON|EDJO|Edward D. Jones & Co., L.P.|400
FHN$A|FIRST HORIZON|EGXM|CBOE TRADING, INC.|67
FHN$A|FIRST HORIZON|ETRS|E*Trade Securities LLC|400
FHN$A|FIRST HORIZON|GSCS|GOLDMAN SACHS & CO. LLC|500
FHN$A|FIRST HORIZON|HRBF|American Enterprise Investment Services Inc.|100
FHN$A|FIRST HORIZON|IBKR|Interactive Brokers Llc|100
FHN$A|FIRST HORIZON|ITGI|ITG Inc.|4624
FHN$A|FIRST HORIZON|JSEB|JANE STREET EXECUTION SERVICES, LLC|224
FHN$A|FIRST HORIZON|LEHM|Barclays Capital Inc./Le|600
FHN$A|FIRST HORIZON|LIME|Lime Brokerage LLC|438
FHN$A|FIRST HORIZON|MSCO|MORGAN STANLEY & CO. LLC|2200
FHN$A|FIRST HORIZON|NFSC|National Financial Services LLC|3600
FHN$A|FIRST HORIZON|NITE|VIRTU Americas LLC|22394
FHN$A|FIRST HORIZON|NQRB|Brut, LLC|100
FHN$A|FIRST HORIZON|OLDM|OLD MISSION CAPITAL, LLC|300
FHN$A|FIRST HORIZON|SALI|INTL FCSTONE FINANCIAL INC.|860
FHN$A|FIRST HORIZON|SPHN|Stephens Inc.|1300
FHN$A|FIRST HORIZON|STFL|Stifel, Nicolaus & Company, Incorporated|1382
FHN$A|FIRST HORIZON|SWIM|TD Ameritrade, Inc.|3
FHN$A|FIRST HORIZON|UBSA|UBS SECURITIES LLC|400
FHN$A|FIRST HORIZON|UBSS|UBS Securities LLC|1928
FHN$A|FIRST HORIZON|VGRD|Vanguard Marketing Corporation|1559
FHN$A|FIRST HORIZON|WCHV|WELLS FARGO SECURITIES, LLC|1740
FHN$A|FIRST HORIZON|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43
FI|FRANK'S INTL N.V.|ALTX|Alternet Securities Inc.|5091
FI|FRANK'S INTL N.V.|ANOS|ABEL/NOSER, L.L.C.|1400
FI|FRANK'S INTL N.V.|APCC|Apex Clearing Corporation|37
FI|FRANK'S INTL N.V.|BARD|Robert W. Baird & Co. Incorporated|36
FI|FRANK'S INTL N.V.|BATM|CBOE TRADING, INC.|3100
FI|FRANK'S INTL N.V.|BAYC|BAY CREST PARTNERS, LLC|7346
FI|FRANK'S INTL N.V.|BERN|Sanford C. Bernstein & Co., LLC|189977
FI|FRANK'S INTL N.V.|BIDS|BIDS TRADING L.P.|1100
FI|FRANK'S INTL N.V.|BLKX|INSTINET, LLC|198600
FI|FRANK'S INTL N.V.|BNPX|BNP PARIBAS SECURITIES CORP.|7600
FI|FRANK'S INTL N.V.|BTIG|BTIG, LLC|371
FI|FRANK'S INTL N.V.|BYXM|CBOE TRADING, INC.|815
FI|FRANK'S INTL N.V.|BZYD|GOLDMAN SACHS & CO. LLC|1894
FI|FRANK'S INTL N.V.|CANT|Cantor Fitzgerald & Co.|28243
FI|FRANK'S INTL N.V.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46195
FI|FRANK'S INTL N.V.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6226
FI|FRANK'S INTL N.V.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|457270
FI|FRANK'S INTL N.V.|CTDL|Citadel Derivatives Group Llc|22134
FI|FRANK'S INTL N.V.|CXCX|CITIGROUP GLOBAL MARKETS INC.|106394
FI|FRANK'S INTL N.V.|DBAB|Deutsche Bank Securities Inc.|496360
FI|FRANK'S INTL N.V.|DBAX|Deutsche Bank Securities Inc.|405900
FI|FRANK'S INTL N.V.|DBUL|Deutsche Bank Securities Inc.|2115
FI|FRANK'S INTL N.V.|DEAN|MORGAN STANLEY|4725
FI|FRANK'S INTL N.V.|DEGS|RONIN PROFESSIONAL LLC|1817
FI|FRANK'S INTL N.V.|EBXL|EBX LLC|186600
FI|FRANK'S INTL N.V.|ECUT|CONVERGEX EXECUTION SOLUTIONS|13149
FI|FRANK'S INTL N.V.|EDJO|Edward D. Jones & Co., L.P.|9137
FI|FRANK'S INTL N.V.|EGAM|CBOE TRADING, INC.|11823
FI|FRANK'S INTL N.V.|EGAW|CBOE TRADING, INC.|523
FI|FRANK'S INTL N.V.|EGXM|CBOE TRADING, INC.|5041
FI|FRANK'S INTL N.V.|EGXW|CBOE TRADING, INC.|553
FI|FRANK'S INTL N.V.|ETBE|Electronic Transaction Clearing, Inc.|4245
FI|FRANK'S INTL N.V.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
FI|FRANK'S INTL N.V.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
FI|FRANK'S INTL N.V.|ETRS|E*Trade Securities LLC|28789
FI|FRANK'S INTL N.V.|FILL|Tradestation Securities, Inc.|460
FI|FRANK'S INTL N.V.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11878
FI|FRANK'S INTL N.V.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|147515
FI|FRANK'S INTL N.V.|FTBR|Foliofn Investments, Inc.|32
FI|FRANK'S INTL N.V.|GEBB|GLOBAL EXECUTION BROKERS, LP|3000
FI|FRANK'S INTL N.V.|GLPX|ACS EXECUTION SERVICES, LLC|1308
FI|FRANK'S INTL N.V.|GSCO|GOLDMAN SACHS & CO. LLC|774367
FI|FRANK'S INTL N.V.|GSCS|GOLDMAN SACHS & CO. LLC|7200
FI|FRANK'S INTL N.V.|GSLT|GOLDMAN SACHS & CO. LLC|14350
FI|FRANK'S INTL N.V.|GTSZ|GTS SECURITIES LLC|54719
FI|FRANK'S INTL N.V.|HRBF|American Enterprise Investment Services Inc.|17
FI|FRANK'S INTL N.V.|IATS|INTERACTIVE BROKERS LLC|3015
FI|FRANK'S INTL N.V.|IBKR|Interactive Brokers Llc|42401
FI|FRANK'S INTL N.V.|ICBX|INSTINET, LLC|118125
FI|FRANK'S INTL N.V.|IEQY|CITADEL SECURITIES LLC|48633
FI|FRANK'S INTL N.V.|INCA|INSTINET, LLC|193582
FI|FRANK'S INTL N.V.|INJX|INSTINET, LLC|17801
FI|FRANK'S INTL N.V.|ITGI|ITG Inc.|76664
FI|FRANK'S INTL N.V.|ITGP|ITG INC.|242400
FI|FRANK'S INTL N.V.|JANY|Janney Montgomery Scott Inc.|100
FI|FRANK'S INTL N.V.|JEFF|JEFFERIES LLC|307093
FI|FRANK'S INTL N.V.|JMPT|JUMP TRADING, LLC|54431
FI|FRANK'S INTL N.V.|JPBX|J.P. MORGAN SECURITIES LLC|16385
FI|FRANK'S INTL N.V.|JPMX|J.P. Morgan Securities LLC|385873
FI|FRANK'S INTL N.V.|JSJX|JANE STREET CAPITAL LLC|8084
FI|FRANK'S INTL N.V.|KCGM|VIRTU Americas LLC|84793
FI|FRANK'S INTL N.V.|LEHM|Barclays Capital Inc./Le|644243
FI|FRANK'S INTL N.V.|LIME|Lime Brokerage LLC|26443
FI|FRANK'S INTL N.V.|LOOP|Loop Capital Markets LLC|7589
FI|FRANK'S INTL N.V.|LQNA|LIQUIDNET, INC.|60500
FI|FRANK'S INTL N.V.|MACQ|Macquarie Capital (USA) Inc.|1543
FI|FRANK'S INTL N.V.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|186263
FI|FRANK'S INTL N.V.|MSCO|MORGAN STANLEY & CO. LLC|703231
FI|FRANK'S INTL N.V.|MSPL|MORGAN STANLEY & CO. LLC|463300
FI|FRANK'S INTL N.V.|MSTX|MORGAN STANLEY & CO. LLC|222600
FI|FRANK'S INTL N.V.|MZHO|Mizuho Securities USA LLC|30700
FI|FRANK'S INTL N.V.|NBCS|NBC Securities, INC.|1050
FI|FRANK'S INTL N.V.|NFSC|National Financial Services LLC|98257
FI|FRANK'S INTL N.V.|NITE|VIRTU Americas LLC|374492
FI|FRANK'S INTL N.V.|NQRB|Brut, LLC|1044
FI|FRANK'S INTL N.V.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
FI|FRANK'S INTL N.V.|PDQM|CODA MARKETS, INC.|1700
FI|FRANK'S INTL N.V.|PWJC|UBS Financial Services, Inc.|5000
FI|FRANK'S INTL N.V.|QMSR|QUATTRO M SECURITIES INC.|196
FI|FRANK'S INTL N.V.|RBCM|RBC CAPITAL MARKETS, LLC|1500
FI|FRANK'S INTL N.V.|SAGL|SAGETRADER, LLC|504
FI|FRANK'S INTL N.V.|SAGW|SAGETRADER, LLC|460
FI|FRANK'S INTL N.V.|SBSH|Citigroup Global Markets Inc.|63459
FI|FRANK'S INTL N.V.|SGMT|GOLDMAN SACHS & CO. LLC|143781
FI|FRANK'S INTL N.V.|SPDR|SPEEDROUTE LLC|407
FI|FRANK'S INTL N.V.|SPGS|Sea Port Group Securities, LLC|10000
FI|FRANK'S INTL N.V.|SSBS|STATE STREET GLOBAL MARKETS, LLC|111004
FI|FRANK'S INTL N.V.|STFL|Stifel, Nicolaus & Company, Incorporated|8218
FI|FRANK'S INTL N.V.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6694
FI|FRANK'S INTL N.V.|SWIM|TD Ameritrade, Inc.|30563
FI|FRANK'S INTL N.V.|TAGC|TELSEY ADVISORY GROUP LLC|55100
FI|FRANK'S INTL N.V.|TKNG|ALLY INVEST SECURITIES LLC|997
FI|FRANK'S INTL N.V.|TRBT|Tradebot Systems, Inc.|138848
FI|FRANK'S INTL N.V.|TRCM|TRC MARKETS LLC|123257
FI|FRANK'S INTL N.V.|UBSA|UBS SECURITIES LLC|708884
FI|FRANK'S INTL N.V.|UBSS|UBS Securities LLC|817744
FI|FRANK'S INTL N.V.|VALX|VIRTU AMERICAS LLC|38716
FI|FRANK'S INTL N.V.|VGRD|Vanguard Marketing Corporation|300
FI|FRANK'S INTL N.V.|WBPX|SUMMIT SECURITIES GROUP, LLC|3017
FI|FRANK'S INTL N.V.|WCHV|WELLS FARGO SECURITIES, LLC|210463
FI|FRANK'S INTL N.V.|WEDB|WEDBUSH SECURITIES INC.|6304
FI|FRANK'S INTL N.V.|WEED|Weeden & Co.L.P.|700
FI|FRANK'S INTL N.V.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|864
FI|FRANK'S INTL N.V.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1320
FI|FRANK'S INTL N.V.|WSEA|WOLVERINE SECURITIES, LLC|1835
FI|FRANK'S INTL N.V.|XIST|INSTINET, LLC|107600
FI|FRANK'S INTL N.V.|XSTM|NATIONAL FINANCIAL SERVICES LLC|92904
FI|FRANK'S INTL N.V.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1474
FIBK|FIRST INTERSTATE BAN|AGIS|Aegis Capital Corp.|62506
FIBK|FIRST INTERSTATE BAN|ALTX|Alternet Securities Inc.|700
FIBK|FIRST INTERSTATE BAN|ANOS|ABEL/NOSER, L.L.C.|600
FIBK|FIRST INTERSTATE BAN|APCC|Apex Clearing Corporation|23
FIBK|FIRST INTERSTATE BAN|BARD|Robert W. Baird & Co. Incorporated|148
FIBK|FIRST INTERSTATE BAN|BATM|CBOE TRADING, INC.|475
FIBK|FIRST INTERSTATE BAN|BBNT|BB&T SECURITIES, LLC|10
FIBK|FIRST INTERSTATE BAN|BERN|Sanford C. Bernstein & Co., LLC|5680
FIBK|FIRST INTERSTATE BAN|BIDS|BIDS TRADING L.P.|300
FIBK|FIRST INTERSTATE BAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|447
FIBK|FIRST INTERSTATE BAN|BLKX|INSTINET, LLC|5000
FIBK|FIRST INTERSTATE BAN|BMOC|BMO Capital Markets Corp.|4653
FIBK|FIRST INTERSTATE BAN|BNPX|BNP PARIBAS SECURITIES CORP.|6607
FIBK|FIRST INTERSTATE BAN|BTIG|BTIG, LLC|13549
FIBK|FIRST INTERSTATE BAN|BYXM|CBOE TRADING, INC.|301
FIBK|FIRST INTERSTATE BAN|BZYD|GOLDMAN SACHS & CO. LLC|1701
FIBK|FIRST INTERSTATE BAN|CHAS|Charles Schwab & Co., Inc.|203
FIBK|FIRST INTERSTATE BAN|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
FIBK|FIRST INTERSTATE BAN|CIST|Capital Institutional Services, Inc.|958
FIBK|FIRST INTERSTATE BAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16470
FIBK|FIRST INTERSTATE BAN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
FIBK|FIRST INTERSTATE BAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95887
FIBK|FIRST INTERSTATE BAN|CTDL|Citadel Derivatives Group Llc|8680
FIBK|FIRST INTERSTATE BAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|17648
FIBK|FIRST INTERSTATE BAN|DADA|D.A. Davidson & Co.|1649
FIBK|FIRST INTERSTATE BAN|DBAB|Deutsche Bank Securities Inc.|168958
FIBK|FIRST INTERSTATE BAN|DBAX|Deutsche Bank Securities Inc.|55100
FIBK|FIRST INTERSTATE BAN|DBUL|Deutsche Bank Securities Inc.|7
FIBK|FIRST INTERSTATE BAN|DEAN|MORGAN STANLEY|232
FIBK|FIRST INTERSTATE BAN|DEGS|RONIN PROFESSIONAL LLC|1082
FIBK|FIRST INTERSTATE BAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3142
FIBK|FIRST INTERSTATE BAN|EBXL|EBX LLC|24300
FIBK|FIRST INTERSTATE BAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|21322
FIBK|FIRST INTERSTATE BAN|EDJO|Edward D. Jones & Co., L.P.|3358
FIBK|FIRST INTERSTATE BAN|EGAM|CBOE TRADING, INC.|9805
FIBK|FIRST INTERSTATE BAN|EGAW|CBOE TRADING, INC.|639
FIBK|FIRST INTERSTATE BAN|EGXM|CBOE TRADING, INC.|3857
FIBK|FIRST INTERSTATE BAN|EGXW|CBOE TRADING, INC.|5
FIBK|FIRST INTERSTATE BAN|ELEV|ELEVATION, LLC|499
FIBK|FIRST INTERSTATE BAN|ETBE|Electronic Transaction Clearing, Inc.|13197
FIBK|FIRST INTERSTATE BAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10019
FIBK|FIRST INTERSTATE BAN|ETRS|E*Trade Securities LLC|8054
FIBK|FIRST INTERSTATE BAN|FBCO|Credit Suisse Securities (USA) LLC|82575
FIBK|FIRST INTERSTATE BAN|FILL|Tradestation Securities, Inc.|233
FIBK|FIRST INTERSTATE BAN|FOMA|TD AMERITRADE CLEARING, INC.|16302
FIBK|FIRST INTERSTATE BAN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2415
FIBK|FIRST INTERSTATE BAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57212
FIBK|FIRST INTERSTATE BAN|GEBB|GLOBAL EXECUTION BROKERS, LP|10244
FIBK|FIRST INTERSTATE BAN|GLPX|ACS EXECUTION SERVICES, LLC|209
FIBK|FIRST INTERSTATE BAN|GSCO|GOLDMAN SACHS & CO. LLC|488986
FIBK|FIRST INTERSTATE BAN|GSCS|GOLDMAN SACHS & CO. LLC|11743
FIBK|FIRST INTERSTATE BAN|GSLT|GOLDMAN SACHS & CO. LLC|535
FIBK|FIRST INTERSTATE BAN|GTSZ|GTS SECURITIES LLC|13125
FIBK|FIRST INTERSTATE BAN|HRBF|American Enterprise Investment Services Inc.|250
FIBK|FIRST INTERSTATE BAN|IATS|INTERACTIVE BROKERS LLC|273
FIBK|FIRST INTERSTATE BAN|IBKR|Interactive Brokers Llc|10560
FIBK|FIRST INTERSTATE BAN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1581
FIBK|FIRST INTERSTATE BAN|ICBX|INSTINET, LLC|9100
FIBK|FIRST INTERSTATE BAN|IEQY|CITADEL SECURITIES LLC|28460
FIBK|FIRST INTERSTATE BAN|IMPC|Imperial Capital, LLC|3138
FIBK|FIRST INTERSTATE BAN|INCA|INSTINET, LLC|109560
FIBK|FIRST INTERSTATE BAN|INJX|INSTINET, LLC|5902
FIBK|FIRST INTERSTATE BAN|ITGI|ITG Inc.|18002
FIBK|FIRST INTERSTATE BAN|ITGP|ITG INC.|37200
FIBK|FIRST INTERSTATE BAN|JEFF|JEFFERIES LLC|29335
FIBK|FIRST INTERSTATE BAN|JMPT|JUMP TRADING, LLC|3621
FIBK|FIRST INTERSTATE BAN|JPBX|J.P. MORGAN SECURITIES LLC|10154
FIBK|FIRST INTERSTATE BAN|JPMX|J.P. Morgan Securities LLC|98381
FIBK|FIRST INTERSTATE BAN|JSJX|JANE STREET CAPITAL LLC|5638
FIBK|FIRST INTERSTATE BAN|KBWI|Keefe, Bruyette & Woods, Inc.|500
FIBK|FIRST INTERSTATE BAN|KCGM|VIRTU Americas LLC|14033
FIBK|FIRST INTERSTATE BAN|LEHM|Barclays Capital Inc./Le|335011
FIBK|FIRST INTERSTATE BAN|LIME|Lime Brokerage LLC|62696
FIBK|FIRST INTERSTATE BAN|LMGP|LIME BROKERAGE LLC|9470
FIBK|FIRST INTERSTATE BAN|MACC|Mid Atlantic Capital Corporation|209
FIBK|FIRST INTERSTATE BAN|MAXM|Maxim Group LLC|3334
FIBK|FIRST INTERSTATE BAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64121
FIBK|FIRST INTERSTATE BAN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2031
FIBK|FIRST INTERSTATE BAN|MSCO|MORGAN STANLEY & CO. LLC|602134
FIBK|FIRST INTERSTATE BAN|MSPL|MORGAN STANLEY & CO. LLC|140600
FIBK|FIRST INTERSTATE BAN|MSTX|MORGAN STANLEY & CO. LLC|21700
FIBK|FIRST INTERSTATE BAN|MTON|MILLINGTON SECURITIES, INC.|53397
FIBK|FIRST INTERSTATE BAN|NFSC|National Financial Services LLC|3620
FIBK|FIRST INTERSTATE BAN|NITE|VIRTU Americas LLC|73915
FIBK|FIRST INTERSTATE BAN|NITP|VIRTU Americas LLC|3518
FIBK|FIRST INTERSTATE BAN|NQRB|Brut, LLC|2862
FIBK|FIRST INTERSTATE BAN|OPCO|Oppenheimer & Co. Inc.|2676
FIBK|FIRST INTERSTATE BAN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3529
FIBK|FIRST INTERSTATE BAN|PDQM|CODA MARKETS, INC.|4990
FIBK|FIRST INTERSTATE BAN|PIPR|Piper Jaffray & Co.|3000
FIBK|FIRST INTERSTATE BAN|PNSR|Penserra Securities, LLC|6692
FIBK|FIRST INTERSTATE BAN|PWJC|UBS Financial Services, Inc.|16
FIBK|FIRST INTERSTATE BAN|RAJA|Raymond James & Associates, Inc.|224
FIBK|FIRST INTERSTATE BAN|RBCM|RBC CAPITAL MARKETS, LLC|7731
FIBK|FIRST INTERSTATE BAN|SAGW|SAGETRADER, LLC|2405
FIBK|FIRST INTERSTATE BAN|SALI|INTL FCSTONE FINANCIAL INC.|333
FIBK|FIRST INTERSTATE BAN|SBSH|Citigroup Global Markets Inc.|99867
FIBK|FIRST INTERSTATE BAN|SDLR|Sandler, O'Neill & Partners, L.P.|728
FIBK|FIRST INTERSTATE BAN|SGMT|GOLDMAN SACHS & CO. LLC|52205
FIBK|FIRST INTERSTATE BAN|SPDR|SPEEDROUTE LLC|9149
FIBK|FIRST INTERSTATE BAN|SPHN|Stephens Inc.|269
FIBK|FIRST INTERSTATE BAN|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
FIBK|FIRST INTERSTATE BAN|STFL|Stifel, Nicolaus & Company, Incorporated|5287
FIBK|FIRST INTERSTATE BAN|SWIM|TD Ameritrade, Inc.|3859
FIBK|FIRST INTERSTATE BAN|SWST|Hilltop Securities Inc.|10627
FIBK|FIRST INTERSTATE BAN|TKNG|ALLY INVEST SECURITIES LLC|10
FIBK|FIRST INTERSTATE BAN|TMBR|Timber Hill LLC|108
FIBK|FIRST INTERSTATE BAN|TRBT|Tradebot Systems, Inc.|10497
FIBK|FIRST INTERSTATE BAN|TRCM|TRC MARKETS LLC|51627
FIBK|FIRST INTERSTATE BAN|UBSA|UBS SECURITIES LLC|32072
FIBK|FIRST INTERSTATE BAN|UBSS|UBS Securities LLC|378606
FIBK|FIRST INTERSTATE BAN|VALX|VIRTU AMERICAS LLC|26502
FIBK|FIRST INTERSTATE BAN|VGRD|Vanguard Marketing Corporation|44
FIBK|FIRST INTERSTATE BAN|WABR|Wall Street Access|56149
FIBK|FIRST INTERSTATE BAN|WCHV|WELLS FARGO SECURITIES, LLC|12207
FIBK|FIRST INTERSTATE BAN|WEDB|WEDBUSH SECURITIES INC.|39
FIBK|FIRST INTERSTATE BAN|WEED|Weeden & Co.L.P.|1500
FIBK|FIRST INTERSTATE BAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14201
FIBK|FIRST INTERSTATE BAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|123
FIBK|FIRST INTERSTATE BAN|WSEA|WOLVERINE SECURITIES, LLC|77
FIBK|FIRST INTERSTATE BAN|XIST|INSTINET, LLC|19200
FIBK|FIRST INTERSTATE BAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FIBK|FIRST INTERSTATE BAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10972
FIBR|ISHARES EDGE U.S. FI|ALTX|Alternet Securities Inc.|100
FIBR|ISHARES EDGE U.S. FI|APCC|Apex Clearing Corporation|2
FIBR|ISHARES EDGE U.S. FI|BANK|Primevest Financial Services, Inc.|6
FIBR|ISHARES EDGE U.S. FI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3501
FIBR|ISHARES EDGE U.S. FI|BYXM|CBOE TRADING, INC.|1194
FIBR|ISHARES EDGE U.S. FI|CHAS|Charles Schwab & Co., Inc.|4
FIBR|ISHARES EDGE U.S. FI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2097
FIBR|ISHARES EDGE U.S. FI|CSIN|Citadel Securities Institutional LLC|7789
FIBR|ISHARES EDGE U.S. FI|DBAX|Deutsche Bank Securities Inc.|1400
FIBR|ISHARES EDGE U.S. FI|EBXL|EBX LLC|1800
FIBR|ISHARES EDGE U.S. FI|ECUT|CONVERGEX EXECUTION SOLUTIONS|882
FIBR|ISHARES EDGE U.S. FI|EDJO|Edward D. Jones & Co., L.P.|220
FIBR|ISHARES EDGE U.S. FI|ETRS|E*Trade Securities LLC|1286
FIBR|ISHARES EDGE U.S. FI|FBSB|U.S. Bancorp Investments, Inc.|203
FIBR|ISHARES EDGE U.S. FI|FTBR|Foliofn Investments, Inc.|1380
FIBR|ISHARES EDGE U.S. FI|GEBB|GLOBAL EXECUTION BROKERS, LP|1196
FIBR|ISHARES EDGE U.S. FI|GSCO|GOLDMAN SACHS & CO. LLC|400
FIBR|ISHARES EDGE U.S. FI|GTSZ|GTS SECURITIES LLC|1000
FIBR|ISHARES EDGE U.S. FI|HRBF|American Enterprise Investment Services Inc.|306
FIBR|ISHARES EDGE U.S. FI|IBKR|Interactive Brokers Llc|632
FIBR|ISHARES EDGE U.S. FI|ICBX|INSTINET, LLC|500
FIBR|ISHARES EDGE U.S. FI|INCA|INSTINET, LLC|247
FIBR|ISHARES EDGE U.S. FI|ITGP|ITG INC.|600
FIBR|ISHARES EDGE U.S. FI|JPMX|J.P. Morgan Securities LLC|800
FIBR|ISHARES EDGE U.S. FI|JSEB|JANE STREET EXECUTION SERVICES, LLC|2708
FIBR|ISHARES EDGE U.S. FI|JSJX|JANE STREET CAPITAL LLC|13483
FIBR|ISHARES EDGE U.S. FI|KCGM|VIRTU Americas LLC|2978
FIBR|ISHARES EDGE U.S. FI|LEHM|Barclays Capital Inc./Le|5200
FIBR|ISHARES EDGE U.S. FI|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2050
FIBR|ISHARES EDGE U.S. FI|LIME|Lime Brokerage LLC|220
FIBR|ISHARES EDGE U.S. FI|MACC|Mid Atlantic Capital Corporation|714
FIBR|ISHARES EDGE U.S. FI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19200
FIBR|ISHARES EDGE U.S. FI|MSCO|MORGAN STANLEY & CO. LLC|259
FIBR|ISHARES EDGE U.S. FI|NFSC|National Financial Services LLC|21681
FIBR|ISHARES EDGE U.S. FI|NITE|VIRTU Americas LLC|24356
FIBR|ISHARES EDGE U.S. FI|SGMT|GOLDMAN SACHS & CO. LLC|710
FIBR|ISHARES EDGE U.S. FI|UBSA|UBS SECURITIES LLC|7011
FIBR|ISHARES EDGE U.S. FI|UBSS|UBS Securities LLC|3535
FIBR|ISHARES EDGE U.S. FI|WCHV|WELLS FARGO SECURITIES, LLC|2917
FIBR|ISHARES EDGE U.S. FI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15313
FICO|FAIR ISAAC CP|ALTX|Alternet Securities Inc.|1444
FICO|FAIR ISAAC CP|ANOS|ABEL/NOSER, L.L.C.|20
FICO|FAIR ISAAC CP|APCC|Apex Clearing Corporation|146
FICO|FAIR ISAAC CP|BARD|Robert W. Baird & Co. Incorporated|252
FICO|FAIR ISAAC CP|BATM|CBOE TRADING, INC.|4672
FICO|FAIR ISAAC CP|BAYC|BAY CREST PARTNERS, LLC|1374
FICO|FAIR ISAAC CP|BERN|Sanford C. Bernstein & Co., LLC|14939
FICO|FAIR ISAAC CP|BIDS|BIDS TRADING L.P.|100
FICO|FAIR ISAAC CP|BIMI|Banca IMI Securities Corp.|99
FICO|FAIR ISAAC CP|BKCM|BNY Mellon Capital Markets LLC|3507
FICO|FAIR ISAAC CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|509
FICO|FAIR ISAAC CP|BLKX|INSTINET, LLC|5000
FICO|FAIR ISAAC CP|BMOC|BMO Capital Markets Corp.|288
FICO|FAIR ISAAC CP|BNPX|BNP PARIBAS SECURITIES CORP.|12411
FICO|FAIR ISAAC CP|BRVL|BLAYLOCK VAN, LLC|100
FICO|FAIR ISAAC CP|BTIG|BTIG, LLC|12068
FICO|FAIR ISAAC CP|BYXM|CBOE TRADING, INC.|141
FICO|FAIR ISAAC CP|BZYD|GOLDMAN SACHS & CO. LLC|459
FICO|FAIR ISAAC CP|CANT|Cantor Fitzgerald & Co.|7
FICO|FAIR ISAAC CP|CHAS|Charles Schwab & Co., Inc.|135
FICO|FAIR ISAAC CP|CIST|Capital Institutional Services, Inc.|1114
FICO|FAIR ISAAC CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20129
FICO|FAIR ISAAC CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4760
FICO|FAIR ISAAC CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5033
FICO|FAIR ISAAC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98960
FICO|FAIR ISAAC CP|CTDL|Citadel Derivatives Group Llc|5291
FICO|FAIR ISAAC CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12918
FICO|FAIR ISAAC CP|DBAB|Deutsche Bank Securities Inc.|63680
FICO|FAIR ISAAC CP|DBAX|Deutsche Bank Securities Inc.|41800
FICO|FAIR ISAAC CP|DBUL|Deutsche Bank Securities Inc.|1900
FICO|FAIR ISAAC CP|DEAN|MORGAN STANLEY|1041
FICO|FAIR ISAAC CP|DEGS|RONIN PROFESSIONAL LLC|339
FICO|FAIR ISAAC CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
FICO|FAIR ISAAC CP|DRWK|DRW SECURITIES, L.L.C.|963
FICO|FAIR ISAAC CP|EBXL|EBX LLC|37000
FICO|FAIR ISAAC CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1371
FICO|FAIR ISAAC CP|EDJO|Edward D. Jones & Co., L.P.|105
FICO|FAIR ISAAC CP|EGAM|CBOE TRADING, INC.|1466
FICO|FAIR ISAAC CP|EGAW|CBOE TRADING, INC.|130
FICO|FAIR ISAAC CP|EGXM|CBOE TRADING, INC.|401
FICO|FAIR ISAAC CP|EGXW|CBOE TRADING, INC.|301
FICO|FAIR ISAAC CP|ETBE|Electronic Transaction Clearing, Inc.|400
FICO|FAIR ISAAC CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
FICO|FAIR ISAAC CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15691
FICO|FAIR ISAAC CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
FICO|FAIR ISAAC CP|ETRS|E*Trade Securities LLC|20633
FICO|FAIR ISAAC CP|FILL|Tradestation Securities, Inc.|426
FICO|FAIR ISAAC CP|FMAF|NBCN Inc./ CDS|854
FICO|FAIR ISAAC CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1357
FICO|FAIR ISAAC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50528
FICO|FAIR ISAAC CP|FTBR|Foliofn Investments, Inc.|822
FICO|FAIR ISAAC CP|GLPX|ACS EXECUTION SERVICES, LLC|14138
FICO|FAIR ISAAC CP|GSCO|GOLDMAN SACHS & CO. LLC|614247
FICO|FAIR ISAAC CP|GSCS|GOLDMAN SACHS & CO. LLC|695
FICO|FAIR ISAAC CP|GSLT|GOLDMAN SACHS & CO. LLC|696
FICO|FAIR ISAAC CP|GTSZ|GTS SECURITIES LLC|45115
FICO|FAIR ISAAC CP|HRBF|American Enterprise Investment Services Inc.|106
FICO|FAIR ISAAC CP|HSBC|HSBC Securities, Inc.|1300
FICO|FAIR ISAAC CP|IATS|INTERACTIVE BROKERS LLC|4797
FICO|FAIR ISAAC CP|IBKR|Interactive Brokers Llc|7441
FICO|FAIR ISAAC CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|142
FICO|FAIR ISAAC CP|ICBX|INSTINET, LLC|15200
FICO|FAIR ISAAC CP|IEQY|CITADEL SECURITIES LLC|28111
FICO|FAIR ISAAC CP|INCA|INSTINET, LLC|39178
FICO|FAIR ISAAC CP|INJX|INSTINET, LLC|355
FICO|FAIR ISAAC CP|ITGI|ITG Inc.|17403
FICO|FAIR ISAAC CP|ITGP|ITG INC.|114600
FICO|FAIR ISAAC CP|JANY|Janney Montgomery Scott Inc.|326
FICO|FAIR ISAAC CP|JEFF|JEFFERIES LLC|31250
FICO|FAIR ISAAC CP|JMPT|JUMP TRADING, LLC|13300
FICO|FAIR ISAAC CP|JPBX|J.P. MORGAN SECURITIES LLC|12013
FICO|FAIR ISAAC CP|JPMX|J.P. Morgan Securities LLC|118311
FICO|FAIR ISAAC CP|JSJX|JANE STREET CAPITAL LLC|4837
FICO|FAIR ISAAC CP|KCGM|VIRTU Americas LLC|18160
FICO|FAIR ISAAC CP|LEHM|Barclays Capital Inc./Le|122145
FICO|FAIR ISAAC CP|LIME|Lime Brokerage LLC|7852
FICO|FAIR ISAAC CP|LOOP|Loop Capital Markets LLC|6298
FICO|FAIR ISAAC CP|LSCI|Lek Securities Corporation|8
FICO|FAIR ISAAC CP|MAXM|Maxim Group LLC|787
FICO|FAIR ISAAC CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18938
FICO|FAIR ISAAC CP|MOTF|MOTIF INVESTING, INC.|11
FICO|FAIR ISAAC CP|MSCO|MORGAN STANLEY & CO. LLC|254999
FICO|FAIR ISAAC CP|MSPL|MORGAN STANLEY & CO. LLC|122100
FICO|FAIR ISAAC CP|MSTX|MORGAN STANLEY & CO. LLC|27200
FICO|FAIR ISAAC CP|NFSC|National Financial Services LLC|22049
FICO|FAIR ISAAC CP|NITE|VIRTU Americas LLC|69026
FICO|FAIR ISAAC CP|NITP|VIRTU Americas LLC|200
FICO|FAIR ISAAC CP|NQRB|Brut, LLC|580
FICO|FAIR ISAAC CP|NTBF|BMO Nesbitt Burns Inc./CDS|10
FICO|FAIR ISAAC CP|NTRC|Northern Trust Securities, Inc.|540
FICO|FAIR ISAAC CP|OPCO|Oppenheimer & Co. Inc.|490
FICO|FAIR ISAAC CP|PDQM|CODA MARKETS, INC.|22439
FICO|FAIR ISAAC CP|PIPR|Piper Jaffray & Co.|235
FICO|FAIR ISAAC CP|PWJC|UBS Financial Services, Inc.|93
FICO|FAIR ISAAC CP|RBCM|RBC CAPITAL MARKETS, LLC|2911
FICO|FAIR ISAAC CP|RHCO|Suntrust Robinson Humphrey, Inc.|15880
FICO|FAIR ISAAC CP|SAGL|SAGETRADER, LLC|200
FICO|FAIR ISAAC CP|SALI|INTL FCSTONE FINANCIAL INC.|82
FICO|FAIR ISAAC CP|SBSH|Citigroup Global Markets Inc.|28378
FICO|FAIR ISAAC CP|SEIC|SEI Investments Distribution Co.|230
FICO|FAIR ISAAC CP|SGMT|GOLDMAN SACHS & CO. LLC|25151
FICO|FAIR ISAAC CP|SPDR|SPEEDROUTE LLC|800
FICO|FAIR ISAAC CP|SPTD|MINT GLOBAL MARKETS, INC.|6284
FICO|FAIR ISAAC CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|17600
FICO|FAIR ISAAC CP|STFL|Stifel, Nicolaus & Company, Incorporated|7675
FICO|FAIR ISAAC CP|STKP|STOCKPILE INVESTMENTS, INC.|16
FICO|FAIR ISAAC CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2230
FICO|FAIR ISAAC CP|SWIM|TD Ameritrade, Inc.|2050
FICO|FAIR ISAAC CP|TKNG|ALLY INVEST SECURITIES LLC|213
FICO|FAIR ISAAC CP|TOUR|TOURMALINE PARTNERS, LLC|3632
FICO|FAIR ISAAC CP|TRBT|Tradebot Systems, Inc.|60102
FICO|FAIR ISAAC CP|TRCM|TRC MARKETS LLC|19148
FICO|FAIR ISAAC CP|TWTT|TASTYWORKS, INC.|10
FICO|FAIR ISAAC CP|UBSA|UBS SECURITIES LLC|135536
FICO|FAIR ISAAC CP|UBSS|UBS Securities LLC|291761
FICO|FAIR ISAAC CP|VALX|VIRTU AMERICAS LLC|11517
FICO|FAIR ISAAC CP|VGRD|Vanguard Marketing Corporation|1358
FICO|FAIR ISAAC CP|WABR|Wall Street Access|200
FICO|FAIR ISAAC CP|WBLR|WILLIAM BLAIR|189
FICO|FAIR ISAAC CP|WCHV|WELLS FARGO SECURITIES, LLC|14048
FICO|FAIR ISAAC CP|WDNX|WEEDEN & CO.L.P.|1372
FICO|FAIR ISAAC CP|WEDB|WEDBUSH SECURITIES INC.|1002
FICO|FAIR ISAAC CP|WEED|Weeden & Co.L.P.|1558
FICO|FAIR ISAAC CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|125
FICO|FAIR ISAAC CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7478
FICO|FAIR ISAAC CP|WFPB|Wells Fargo Securities, LLC.|104
FICO|FAIR ISAAC CP|WGIF|CIBC World Markets Inc.|16
FICO|FAIR ISAAC CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|16
FICO|FAIR ISAAC CP|WSEA|WOLVERINE SECURITIES, LLC|644
FICO|FAIR ISAAC CP|XIST|INSTINET, LLC|35212
FICO|FAIR ISAAC CP|XPQR|Jump Trading|1100
FICO|FAIR ISAAC CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|10668
FICO|FAIR ISAAC CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3764
FICO|FAIR ISAAC CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|787
FIDI|FIDELITY INTL HIGH D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3125
FIDI|FIDELITY INTL HIGH D|DBAX|Deutsche Bank Securities Inc.|1100
FIDI|FIDELITY INTL HIGH D|EBXL|EBX LLC|2000
FIDI|FIDELITY INTL HIGH D|ETRS|E*Trade Securities LLC|250
FIDI|FIDELITY INTL HIGH D|IATS|INTERACTIVE BROKERS LLC|100
FIDI|FIDELITY INTL HIGH D|IBKR|Interactive Brokers Llc|1216
FIDI|FIDELITY INTL HIGH D|ICBX|INSTINET, LLC|4354
FIDI|FIDELITY INTL HIGH D|ITGP|ITG INC.|400
FIDI|FIDELITY INTL HIGH D|JPMX|J.P. Morgan Securities LLC|400
FIDI|FIDELITY INTL HIGH D|JSJX|JANE STREET CAPITAL LLC|7108
FIDI|FIDELITY INTL HIGH D|KCGM|VIRTU Americas LLC|3075
FIDI|FIDELITY INTL HIGH D|LEHM|Barclays Capital Inc./Le|4000
FIDI|FIDELITY INTL HIGH D|LIME|Lime Brokerage LLC|595
FIDI|FIDELITY INTL HIGH D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
FIDI|FIDELITY INTL HIGH D|NFSC|National Financial Services LLC|43392
FIDI|FIDELITY INTL HIGH D|NITE|VIRTU Americas LLC|21042
FIDI|FIDELITY INTL HIGH D|PDQM|CODA MARKETS, INC.|993
FIDI|FIDELITY INTL HIGH D|SBSH|Citigroup Global Markets Inc.|10000
FIDI|FIDELITY INTL HIGH D|SGMT|GOLDMAN SACHS & CO. LLC|1554
FIDI|FIDELITY INTL HIGH D|TKNG|ALLY INVEST SECURITIES LLC|10
FIDI|FIDELITY INTL HIGH D|UBSA|UBS SECURITIES LLC|2917
FIDI|FIDELITY INTL HIGH D|UBSS|UBS Securities LLC|2805
FIDI|FIDELITY INTL HIGH D|VGRD|Vanguard Marketing Corporation|100
FIDI|FIDELITY INTL HIGH D|XSTM|NATIONAL FINANCIAL SERVICES LLC|21710
FIDI|FIDELITY INTL HIGH D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3710
FIDU|FIDELITY INDUSTL ETF|APCC|Apex Clearing Corporation|36
FIDU|FIDELITY INDUSTL ETF|BANK|Primevest Financial Services, Inc.|4
FIDU|FIDELITY INDUSTL ETF|BARD|Robert W. Baird & Co. Incorporated|380
FIDU|FIDELITY INDUSTL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|433
FIDU|FIDELITY INDUSTL ETF|CANT|Cantor Fitzgerald & Co.|29678
FIDU|FIDELITY INDUSTL ETF|CHAS|Charles Schwab & Co., Inc.|188
FIDU|FIDELITY INDUSTL ETF|CIST|Capital Institutional Services, Inc.|184
FIDU|FIDELITY INDUSTL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
FIDU|FIDELITY INDUSTL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1613
FIDU|FIDELITY INDUSTL ETF|CSIN|Citadel Securities Institutional LLC|8974
FIDU|FIDELITY INDUSTL ETF|CTDL|Citadel Derivatives Group Llc|8974
FIDU|FIDELITY INDUSTL ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|628
FIDU|FIDELITY INDUSTL ETF|DBAX|Deutsche Bank Securities Inc.|300
FIDU|FIDELITY INDUSTL ETF|DEAN|MORGAN STANLEY|167
FIDU|FIDELITY INDUSTL ETF|EBXL|EBX LLC|600
FIDU|FIDELITY INDUSTL ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
FIDU|FIDELITY INDUSTL ETF|EDJO|Edward D. Jones & Co., L.P.|3147
FIDU|FIDELITY INDUSTL ETF|EGAM|CBOE TRADING, INC.|928
FIDU|FIDELITY INDUSTL ETF|EGXM|CBOE TRADING, INC.|400
FIDU|FIDELITY INDUSTL ETF|ETBE|Electronic Transaction Clearing, Inc.|200
FIDU|FIDELITY INDUSTL ETF|ETRS|E*Trade Securities LLC|2301
FIDU|FIDELITY INDUSTL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
FIDU|FIDELITY INDUSTL ETF|FTBR|Foliofn Investments, Inc.|450
FIDU|FIDELITY INDUSTL ETF|GSCO|GOLDMAN SACHS & CO. LLC|100
FIDU|FIDELITY INDUSTL ETF|GSLT|GOLDMAN SACHS & CO. LLC|589
FIDU|FIDELITY INDUSTL ETF|GTSZ|GTS SECURITIES LLC|17
FIDU|FIDELITY INDUSTL ETF|HRBF|American Enterprise Investment Services Inc.|3948
FIDU|FIDELITY INDUSTL ETF|IBKR|Interactive Brokers Llc|1769
FIDU|FIDELITY INDUSTL ETF|ICBX|INSTINET, LLC|200
FIDU|FIDELITY INDUSTL ETF|INCA|INSTINET, LLC|600
FIDU|FIDELITY INDUSTL ETF|ITGI|ITG Inc.|756
FIDU|FIDELITY INDUSTL ETF|JANY|Janney Montgomery Scott Inc.|513
FIDU|FIDELITY INDUSTL ETF|JEFF|JEFFERIES LLC|132
FIDU|FIDELITY INDUSTL ETF|JMPT|JUMP TRADING, LLC|40
FIDU|FIDELITY INDUSTL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|86330
FIDU|FIDELITY INDUSTL ETF|JSJX|JANE STREET CAPITAL LLC|99855
FIDU|FIDELITY INDUSTL ETF|KCGM|VIRTU Americas LLC|1100
FIDU|FIDELITY INDUSTL ETF|LEHM|Barclays Capital Inc./Le|2837
FIDU|FIDELITY INDUSTL ETF|LIME|Lime Brokerage LLC|14728
FIDU|FIDELITY INDUSTL ETF|MACC|Mid Atlantic Capital Corporation|258
FIDU|FIDELITY INDUSTL ETF|MOTF|MOTIF INVESTING, INC.|1
FIDU|FIDELITY INDUSTL ETF|MSCO|MORGAN STANLEY & CO. LLC|37615
FIDU|FIDELITY INDUSTL ETF|MSPL|MORGAN STANLEY & CO. LLC|4600
FIDU|FIDELITY INDUSTL ETF|NFSC|National Financial Services LLC|952150
FIDU|FIDELITY INDUSTL ETF|NITE|VIRTU Americas LLC|1325747
FIDU|FIDELITY INDUSTL ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1250
FIDU|FIDELITY INDUSTL ETF|PDQM|CODA MARKETS, INC.|300
FIDU|FIDELITY INDUSTL ETF|PWJC|UBS Financial Services, Inc.|1500
FIDU|FIDELITY INDUSTL ETF|RBCM|RBC CAPITAL MARKETS, LLC|8123
FIDU|FIDELITY INDUSTL ETF|SBSH|Citigroup Global Markets Inc.|995
FIDU|FIDELITY INDUSTL ETF|SGMT|GOLDMAN SACHS & CO. LLC|303
FIDU|FIDELITY INDUSTL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|218
FIDU|FIDELITY INDUSTL ETF|SWIM|TD Ameritrade, Inc.|882
FIDU|FIDELITY INDUSTL ETF|SWST|Hilltop Securities Inc.|401
FIDU|FIDELITY INDUSTL ETF|TKNG|ALLY INVEST SECURITIES LLC|10
FIDU|FIDELITY INDUSTL ETF|TRCM|TRC MARKETS LLC|175
FIDU|FIDELITY INDUSTL ETF|UBSA|UBS SECURITIES LLC|1600
FIDU|FIDELITY INDUSTL ETF|UBSS|UBS Securities LLC|30367
FIDU|FIDELITY INDUSTL ETF|VGRD|Vanguard Marketing Corporation|10212
FIDU|FIDELITY INDUSTL ETF|WCHV|WELLS FARGO SECURITIES, LLC|4920
FIDU|FIDELITY INDUSTL ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|377
FIDU|FIDELITY INDUSTL ETF|WSEA|WOLVERINE SECURITIES, LLC|83
FIDU|FIDELITY INDUSTL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FIDU|FIDELITY INDUSTL ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FIDU|FIDELITY INDUSTL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4883
FIEE|UBS AG FI ENHANCED E|EDJO|Edward D. Jones & Co., L.P.|93
FIEE|UBS AG FI ENHANCED E|ITGI|ITG Inc.|105
FIEE|UBS AG FI ENHANCED E|JSJX|JANE STREET CAPITAL LLC|334
FIEE|UBS AG FI ENHANCED E|KCGM|VIRTU Americas LLC|809
FIEE|UBS AG FI ENHANCED E|LIME|Lime Brokerage LLC|447
FIEE|UBS AG FI ENHANCED E|MSCO|MORGAN STANLEY & CO. LLC|802
FIEE|UBS AG FI ENHANCED E|NFSC|National Financial Services LLC|1598
FIEE|UBS AG FI ENHANCED E|NITE|VIRTU Americas LLC|2687
FIEE|UBS AG FI ENHANCED E|SGMT|GOLDMAN SACHS & CO. LLC|44
FIEE|UBS AG FI ENHANCED E|SWIM|TD Ameritrade, Inc.|46
FIEE|UBS AG FI ENHANCED E|TKNG|ALLY INVEST SECURITIES LLC|20
FIEE|UBS AG FI ENHANCED E|UBSA|UBS SECURITIES LLC|282
FIEE|UBS AG FI ENHANCED E|UBSS|UBS Securities LLC|36061
FIEE|UBS AG FI ENHANCED E|VGRD|Vanguard Marketing Corporation|43
FIEE|UBS AG FI ENHANCED E|WCHV|WELLS FARGO SECURITIES, LLC|89
FIEG|FI GLOBAL HY ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1
FIEG|FI GLOBAL HY ETN|ETRS|E*Trade Securities LLC|21
FIEG|FI GLOBAL HY ETN|IBKR|Interactive Brokers Llc|69
FIEG|FI GLOBAL HY ETN|KCGM|VIRTU Americas LLC|100
FIEG|FI GLOBAL HY ETN|MSCO|MORGAN STANLEY & CO. LLC|49
FIEG|FI GLOBAL HY ETN|NFSC|National Financial Services LLC|72
FIEG|FI GLOBAL HY ETN|NITE|VIRTU Americas LLC|114
FIEG|FI GLOBAL HY ETN|WEDB|WEDBUSH SECURITIES INC.|1
FIEU|CS FI ENH EUROPE 50|APCC|Apex Clearing Corporation|10
FIEU|CS FI ENH EUROPE 50|EBXL|EBX LLC|500
FIEU|CS FI ENH EUROPE 50|IBKR|Interactive Brokers Llc|140
FIEU|CS FI ENH EUROPE 50|JSJX|JANE STREET CAPITAL LLC|415
FIEU|CS FI ENH EUROPE 50|KCGM|VIRTU Americas LLC|3464
FIEU|CS FI ENH EUROPE 50|MSCO|MORGAN STANLEY & CO. LLC|98
FIEU|CS FI ENH EUROPE 50|MSPL|MORGAN STANLEY & CO. LLC|200
FIEU|CS FI ENH EUROPE 50|NFSC|National Financial Services LLC|1568
FIEU|CS FI ENH EUROPE 50|NITE|VIRTU Americas LLC|174
FIEU|CS FI ENH EUROPE 50|UBSA|UBS SECURITIES LLC|647
FIEU|CS FI ENH EUROPE 50|UBSS|UBS Securities LLC|347
FIEU|CS FI ENH EUROPE 50|VGRD|Vanguard Marketing Corporation|230
FIEU|CS FI ENH EUROPE 50|WCHV|WELLS FARGO SECURITIES, LLC|110
FIEU|CS FI ENH EUROPE 50|WSEA|WOLVERINE SECURITIES, LLC|3
FIEU|CS FI ENH EUROPE 50|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
FIF|FIRST TRUST ENERGY|ALTX|Alternet Securities Inc.|700
FIF|FIRST TRUST ENERGY|APCC|Apex Clearing Corporation|17
FIF|FIRST TRUST ENERGY|BANK|Primevest Financial Services, Inc.|888
FIF|FIRST TRUST ENERGY|BARD|Robert W. Baird & Co. Incorporated|12870
FIF|FIRST TRUST ENERGY|BATM|CBOE TRADING, INC.|194
FIF|FIRST TRUST ENERGY|BBNT|BB&T SECURITIES, LLC|180
FIF|FIRST TRUST ENERGY|BTIG|BTIG, LLC|3939
FIF|FIRST TRUST ENERGY|BYXM|CBOE TRADING, INC.|800
FIF|FIRST TRUST ENERGY|CHAS|Charles Schwab & Co., Inc.|20
FIF|FIRST TRUST ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5395
FIF|FIRST TRUST ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|190
FIF|FIRST TRUST ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9836
FIF|FIRST TRUST ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|46
FIF|FIRST TRUST ENERGY|DADA|D.A. Davidson & Co.|3140
FIF|FIRST TRUST ENERGY|DBAX|Deutsche Bank Securities Inc.|4100
FIF|FIRST TRUST ENERGY|DEAN|MORGAN STANLEY|25436
FIF|FIRST TRUST ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4519
FIF|FIRST TRUST ENERGY|EBXL|EBX LLC|3000
FIF|FIRST TRUST ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|6003
FIF|FIRST TRUST ENERGY|EDJO|Edward D. Jones & Co., L.P.|515
FIF|FIRST TRUST ENERGY|EGAW|CBOE TRADING, INC.|100
FIF|FIRST TRUST ENERGY|EGXM|CBOE TRADING, INC.|3055
FIF|FIRST TRUST ENERGY|ESPO|ESPOSITO SECURITIES, LLC|1134
FIF|FIRST TRUST ENERGY|ETRS|E*Trade Securities LLC|8037
FIF|FIRST TRUST ENERGY|FBSB|U.S. Bancorp Investments, Inc.|1350
FIF|FIRST TRUST ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|407
FIF|FIRST TRUST ENERGY|FTBR|Foliofn Investments, Inc.|56
FIF|FIRST TRUST ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|5590
FIF|FIRST TRUST ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|468
FIF|FIRST TRUST ENERGY|GTSZ|GTS SECURITIES LLC|1664
FIF|FIRST TRUST ENERGY|HRBF|American Enterprise Investment Services Inc.|10914
FIF|FIRST TRUST ENERGY|IATS|INTERACTIVE BROKERS LLC|5960
FIF|FIRST TRUST ENERGY|IBKR|Interactive Brokers Llc|3776
FIF|FIRST TRUST ENERGY|ICBX|INSTINET, LLC|800
FIF|FIRST TRUST ENERGY|INCA|INSTINET, LLC|9603
FIF|FIRST TRUST ENERGY|INJX|INSTINET, LLC|1019
FIF|FIRST TRUST ENERGY|ITGP|ITG INC.|600
FIF|FIRST TRUST ENERGY|JANY|Janney Montgomery Scott Inc.|865
FIF|FIRST TRUST ENERGY|JEFF|JEFFERIES LLC|285
FIF|FIRST TRUST ENERGY|JPMX|J.P. Morgan Securities LLC|2000
FIF|FIRST TRUST ENERGY|KCGM|VIRTU Americas LLC|1350
FIF|FIRST TRUST ENERGY|LEHM|Barclays Capital Inc./Le|1000
FIF|FIRST TRUST ENERGY|LGNT|COR CLEARING LLC|1
FIF|FIRST TRUST ENERGY|LIME|Lime Brokerage LLC|534
FIF|FIRST TRUST ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|950
FIF|FIRST TRUST ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
FIF|FIRST TRUST ENERGY|MSCO|MORGAN STANLEY & CO. LLC|68895
FIF|FIRST TRUST ENERGY|MSPL|MORGAN STANLEY & CO. LLC|10600
FIF|FIRST TRUST ENERGY|NFSC|National Financial Services LLC|43907
FIF|FIRST TRUST ENERGY|NITE|VIRTU Americas LLC|81619
FIF|FIRST TRUST ENERGY|NQRB|Brut, LLC|400
FIF|FIRST TRUST ENERGY|OPCO|Oppenheimer & Co. Inc.|3810
FIF|FIRST TRUST ENERGY|PDQM|CODA MARKETS, INC.|7931
FIF|FIRST TRUST ENERGY|PWJC|UBS Financial Services, Inc.|500
FIF|FIRST TRUST ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|17072
FIF|FIRST TRUST ENERGY|SALI|INTL FCSTONE FINANCIAL INC.|500
FIF|FIRST TRUST ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|2031
FIF|FIRST TRUST ENERGY|SPDR|SPEEDROUTE LLC|1300
FIF|FIRST TRUST ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|1214
FIF|FIRST TRUST ENERGY|SWIM|TD Ameritrade, Inc.|12669
FIF|FIRST TRUST ENERGY|SWST|Hilltop Securities Inc.|4006
FIF|FIRST TRUST ENERGY|TKNG|ALLY INVEST SECURITIES LLC|50
FIF|FIRST TRUST ENERGY|TRBT|Tradebot Systems, Inc.|1415
FIF|FIRST TRUST ENERGY|TRCM|TRC MARKETS LLC|100
FIF|FIRST TRUST ENERGY|UBSA|UBS SECURITIES LLC|14372
FIF|FIRST TRUST ENERGY|UBSS|UBS Securities LLC|51969
FIF|FIRST TRUST ENERGY|VALX|VIRTU AMERICAS LLC|1800
FIF|FIRST TRUST ENERGY|VGRD|Vanguard Marketing Corporation|11970
FIF|FIRST TRUST ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|42864
FIF|FIRST TRUST ENERGY|WEDB|WEDBUSH SECURITIES INC.|297
FIF|FIRST TRUST ENERGY|WEED|Weeden & Co.L.P.|120
FIF|FIRST TRUST ENERGY|WSEA|WOLVERINE SECURITIES, LLC|1523
FIF|FIRST TRUST ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|650
FIF|FIRST TRUST ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5084
FIHD|UBS AG FI ENHANCED G|APCC|Apex Clearing Corporation|2
FIHD|UBS AG FI ENHANCED G|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1076
FIHD|UBS AG FI ENHANCED G|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5561
FIHD|UBS AG FI ENHANCED G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|697
FIHD|UBS AG FI ENHANCED G|DBAX|Deutsche Bank Securities Inc.|3300
FIHD|UBS AG FI ENHANCED G|DEAN|MORGAN STANLEY|105
FIHD|UBS AG FI ENHANCED G|EBXL|EBX LLC|7400
FIHD|UBS AG FI ENHANCED G|ECUT|CONVERGEX EXECUTION SOLUTIONS|39
FIHD|UBS AG FI ENHANCED G|ETRS|E*Trade Securities LLC|85
FIHD|UBS AG FI ENHANCED G|FMAF|NBCN Inc./ CDS|135
FIHD|UBS AG FI ENHANCED G|GLPX|ACS EXECUTION SERVICES, LLC|3411
FIHD|UBS AG FI ENHANCED G|ICBX|INSTINET, LLC|5997
FIHD|UBS AG FI ENHANCED G|INCA|INSTINET, LLC|200
FIHD|UBS AG FI ENHANCED G|ITGP|ITG INC.|800
FIHD|UBS AG FI ENHANCED G|JPMX|J.P. Morgan Securities LLC|4766
FIHD|UBS AG FI ENHANCED G|JSJX|JANE STREET CAPITAL LLC|3140
FIHD|UBS AG FI ENHANCED G|KCGM|VIRTU Americas LLC|12395
FIHD|UBS AG FI ENHANCED G|LEHM|Barclays Capital Inc./Le|2000
FIHD|UBS AG FI ENHANCED G|LIME|Lime Brokerage LLC|477
FIHD|UBS AG FI ENHANCED G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11018
FIHD|UBS AG FI ENHANCED G|MOTF|MOTIF INVESTING, INC.|1
FIHD|UBS AG FI ENHANCED G|MSCO|MORGAN STANLEY & CO. LLC|14286
FIHD|UBS AG FI ENHANCED G|MSPL|MORGAN STANLEY & CO. LLC|5000
FIHD|UBS AG FI ENHANCED G|NFSC|National Financial Services LLC|12974
FIHD|UBS AG FI ENHANCED G|NITE|VIRTU Americas LLC|29381
FIHD|UBS AG FI ENHANCED G|PDQM|CODA MARKETS, INC.|5180
FIHD|UBS AG FI ENHANCED G|SBSH|Citigroup Global Markets Inc.|341
FIHD|UBS AG FI ENHANCED G|SGMT|GOLDMAN SACHS & CO. LLC|4701
FIHD|UBS AG FI ENHANCED G|SWIM|TD Ameritrade, Inc.|1121
FIHD|UBS AG FI ENHANCED G|UBSA|UBS SECURITIES LLC|4782
FIHD|UBS AG FI ENHANCED G|UBSS|UBS Securities LLC|50828
FIHD|UBS AG FI ENHANCED G|VGRD|Vanguard Marketing Corporation|295
FIHD|UBS AG FI ENHANCED G|WCHV|WELLS FARGO SECURITIES, LLC|77
FIHD|UBS AG FI ENHANCED G|WSEA|WOLVERINE SECURITIES, LLC|77
FIHD|UBS AG FI ENHANCED G|XSTM|NATIONAL FINANCIAL SERVICES LLC|22962
FIHD|UBS AG FI ENHANCED G|YKNA|COMHAR CAPITAL MARKETS, LLC|1769
FII|FEDERATED INV INC|ABLE|NATIXIS Securities Americas LLC|11950
FII|FEDERATED INV INC|ADAM|CANACCORD GENUITY INC.|10177
FII|FEDERATED INV INC|ALTX|Alternet Securities Inc.|10232
FII|FEDERATED INV INC|APCC|Apex Clearing Corporation|207
FII|FEDERATED INV INC|BANK|Primevest Financial Services, Inc.|831
FII|FEDERATED INV INC|BARD|Robert W. Baird & Co. Incorporated|7027
FII|FEDERATED INV INC|BATM|CBOE TRADING, INC.|3633
FII|FEDERATED INV INC|BAYC|BAY CREST PARTNERS, LLC|100
FII|FEDERATED INV INC|BAYT|BTIG, LLC|1600
FII|FEDERATED INV INC|BBNT|BB&T SECURITIES, LLC|2723
FII|FEDERATED INV INC|BERN|Sanford C. Bernstein & Co., LLC|28099
FII|FEDERATED INV INC|BIDS|BIDS TRADING L.P.|600
FII|FEDERATED INV INC|BKCM|BNY Mellon Capital Markets LLC|24728
FII|FEDERATED INV INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9720
FII|FEDERATED INV INC|BLKX|INSTINET, LLC|39200
FII|FEDERATED INV INC|BNPX|BNP PARIBAS SECURITIES CORP.|22527
FII|FEDERATED INV INC|BRVL|BLAYLOCK VAN, LLC|4500
FII|FEDERATED INV INC|BTIG|BTIG, LLC|158723
FII|FEDERATED INV INC|BYXM|CBOE TRADING, INC.|2196
FII|FEDERATED INV INC|CANT|Cantor Fitzgerald & Co.|79422
FII|FEDERATED INV INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|12438
FII|FEDERATED INV INC|CHAS|Charles Schwab & Co., Inc.|1061
FII|FEDERATED INV INC|CICF|Canaccord Genuity Corp.|100
FII|FEDERATED INV INC|CIST|Capital Institutional Services, Inc.|5238
FII|FEDERATED INV INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110955
FII|FEDERATED INV INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4800
FII|FEDERATED INV INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4351
FII|FEDERATED INV INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|618613
FII|FEDERATED INV INC|CTDL|Citadel Derivatives Group Llc|24758
FII|FEDERATED INV INC|CTLR|CUTLER GROUP, LP|22701
FII|FEDERATED INV INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|88994
FII|FEDERATED INV INC|DADA|D.A. Davidson & Co.|3513
FII|FEDERATED INV INC|DAVA|Davenport & Company LLC|1152
FII|FEDERATED INV INC|DBAB|Deutsche Bank Securities Inc.|463348
FII|FEDERATED INV INC|DBAX|Deutsche Bank Securities Inc.|308900
FII|FEDERATED INV INC|DBUL|Deutsche Bank Securities Inc.|300
FII|FEDERATED INV INC|DEAN|MORGAN STANLEY|34693
FII|FEDERATED INV INC|DEGS|RONIN PROFESSIONAL LLC|2359
FII|FEDERATED INV INC|DRWK|DRW SECURITIES, L.L.C.|395
FII|FEDERATED INV INC|EBXL|EBX LLC|221700
FII|FEDERATED INV INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5226
FII|FEDERATED INV INC|EDJO|Edward D. Jones & Co., L.P.|11844
FII|FEDERATED INV INC|EGAM|CBOE TRADING, INC.|12879
FII|FEDERATED INV INC|EGAW|CBOE TRADING, INC.|200
FII|FEDERATED INV INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
FII|FEDERATED INV INC|EGXM|CBOE TRADING, INC.|2565
FII|FEDERATED INV INC|ELEV|ELEVATION, LLC|30109
FII|FEDERATED INV INC|ETBE|Electronic Transaction Clearing, Inc.|7305
FII|FEDERATED INV INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
FII|FEDERATED INV INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3903
FII|FEDERATED INV INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2533
FII|FEDERATED INV INC|ETRS|E*Trade Securities LLC|26575
FII|FEDERATED INV INC|FILL|Tradestation Securities, Inc.|1017
FII|FEDERATED INV INC|FMAF|NBCN Inc./ CDS|490
FII|FEDERATED INV INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9080
FII|FEDERATED INV INC|FQLS|Quantlab Securities LP|473828
FII|FEDERATED INV INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97541
FII|FEDERATED INV INC|FTBR|Foliofn Investments, Inc.|4399
FII|FEDERATED INV INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3500
FII|FEDERATED INV INC|GLIS|TD Securities Inc|60
FII|FEDERATED INV INC|GLPX|ACS EXECUTION SERVICES, LLC|13426
FII|FEDERATED INV INC|GSCO|GOLDMAN SACHS & CO. LLC|2031884
FII|FEDERATED INV INC|GSCS|GOLDMAN SACHS & CO. LLC|2000
FII|FEDERATED INV INC|GSLT|GOLDMAN SACHS & CO. LLC|6351
FII|FEDERATED INV INC|GTSZ|GTS SECURITIES LLC|116767
FII|FEDERATED INV INC|HRBF|American Enterprise Investment Services Inc.|27945
FII|FEDERATED INV INC|HSBC|HSBC Securities, Inc.|100
FII|FEDERATED INV INC|IATS|INTERACTIVE BROKERS LLC|11889
FII|FEDERATED INV INC|IBKR|Interactive Brokers Llc|44739
FII|FEDERATED INV INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1353
FII|FEDERATED INV INC|ICBX|INSTINET, LLC|85752
FII|FEDERATED INV INC|IEQY|CITADEL SECURITIES LLC|84926
FII|FEDERATED INV INC|INCA|INSTINET, LLC|295517
FII|FEDERATED INV INC|INJX|INSTINET, LLC|835
FII|FEDERATED INV INC|ITGI|ITG Inc.|113274
FII|FEDERATED INV INC|ITGP|ITG INC.|157600
FII|FEDERATED INV INC|JANY|Janney Montgomery Scott Inc.|35081
FII|FEDERATED INV INC|JEFF|JEFFERIES LLC|270724
FII|FEDERATED INV INC|JMPT|JUMP TRADING, LLC|101687
FII|FEDERATED INV INC|JPBX|J.P. MORGAN SECURITIES LLC|136698
FII|FEDERATED INV INC|JPMX|J.P. Morgan Securities LLC|653789
FII|FEDERATED INV INC|JSJX|JANE STREET CAPITAL LLC|7859
FII|FEDERATED INV INC|KCGM|VIRTU Americas LLC|60882
FII|FEDERATED INV INC|LEHM|Barclays Capital Inc./Le|813428
FII|FEDERATED INV INC|LIME|Lime Brokerage LLC|38685
FII|FEDERATED INV INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|81200
FII|FEDERATED INV INC|LOOP|Loop Capital Markets LLC|16481
FII|FEDERATED INV INC|LQNA|LIQUIDNET, INC.|218100
FII|FEDERATED INV INC|LQNB|LIQUIDNET, INC.|831
FII|FEDERATED INV INC|LSCI|Lek Securities Corporation|46
FII|FEDERATED INV INC|MACC|Mid Atlantic Capital Corporation|8928
FII|FEDERATED INV INC|MACQ|Macquarie Capital (USA) Inc.|8042
FII|FEDERATED INV INC|MAVB|Great Point Capital LLC|1000
FII|FEDERATED INV INC|MAXM|Maxim Group LLC|1022
FII|FEDERATED INV INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|230187
FII|FEDERATED INV INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3400
FII|FEDERATED INV INC|MOTF|MOTIF INVESTING, INC.|3
FII|FEDERATED INV INC|MSCO|MORGAN STANLEY & CO. LLC|1203373
FII|FEDERATED INV INC|MSPL|MORGAN STANLEY & CO. LLC|502200
FII|FEDERATED INV INC|MSTX|MORGAN STANLEY & CO. LLC|426800
FII|FEDERATED INV INC|NFSC|National Financial Services LLC|181786
FII|FEDERATED INV INC|NITE|VIRTU Americas LLC|333071
FII|FEDERATED INV INC|NITP|VIRTU Americas LLC|3117
FII|FEDERATED INV INC|NQRB|Brut, LLC|4230
FII|FEDERATED INV INC|NTRC|Northern Trust Securities, Inc.|733
FII|FEDERATED INV INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
FII|FEDERATED INV INC|PDQM|CODA MARKETS, INC.|42796
FII|FEDERATED INV INC|PWJC|UBS Financial Services, Inc.|4376
FII|FEDERATED INV INC|RBCM|RBC CAPITAL MARKETS, LLC|11615
FII|FEDERATED INV INC|ROBT|Robotti & Company, LLC|4400
FII|FEDERATED INV INC|SAGL|SAGETRADER, LLC|38822
FII|FEDERATED INV INC|SAGW|SAGETRADER, LLC|200
FII|FEDERATED INV INC|SALI|INTL FCSTONE FINANCIAL INC.|147
FII|FEDERATED INV INC|SBSH|Citigroup Global Markets Inc.|174116
FII|FEDERATED INV INC|SGMT|GOLDMAN SACHS & CO. LLC|223700
FII|FEDERATED INV INC|SPDR|SPEEDROUTE LLC|23890
FII|FEDERATED INV INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|170
FII|FEDERATED INV INC|STFL|Stifel, Nicolaus & Company, Incorporated|75308
FII|FEDERATED INV INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3112
FII|FEDERATED INV INC|SWIM|TD Ameritrade, Inc.|2587
FII|FEDERATED INV INC|SWST|Hilltop Securities Inc.|17909
FII|FEDERATED INV INC|TKNG|ALLY INVEST SECURITIES LLC|1170
FII|FEDERATED INV INC|TOUR|TOURMALINE PARTNERS, LLC|300
FII|FEDERATED INV INC|TRBT|Tradebot Systems, Inc.|254513
FII|FEDERATED INV INC|TRCM|TRC MARKETS LLC|102402
FII|FEDERATED INV INC|TWTT|TASTYWORKS, INC.|75
FII|FEDERATED INV INC|UBSA|UBS SECURITIES LLC|785773
FII|FEDERATED INV INC|UBSS|UBS Securities LLC|841473
FII|FEDERATED INV INC|VALX|VIRTU AMERICAS LLC|6106
FII|FEDERATED INV INC|VGRD|Vanguard Marketing Corporation|20482
FII|FEDERATED INV INC|VNDM|Wall Street Access|39600
FII|FEDERATED INV INC|WBLR|WILLIAM BLAIR|13800
FII|FEDERATED INV INC|WBPX|SUMMIT SECURITIES GROUP, LLC|4142
FII|FEDERATED INV INC|WCHV|WELLS FARGO SECURITIES, LLC|141890
FII|FEDERATED INV INC|WDNX|WEEDEN & CO.L.P.|17894
FII|FEDERATED INV INC|WEDB|WEDBUSH SECURITIES INC.|15098
FII|FEDERATED INV INC|WEED|Weeden & Co.L.P.|26943
FII|FEDERATED INV INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19945
FII|FEDERATED INV INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3756
FII|FEDERATED INV INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|671
FII|FEDERATED INV INC|WSEA|WOLVERINE SECURITIES, LLC|3944
FII|FEDERATED INV INC|XIST|INSTINET, LLC|73258
FII|FEDERATED INV INC|XPQR|Jump Trading|800
FII|FEDERATED INV INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|54070
FII|FEDERATED INV INC|YKNA|COMHAR CAPITAL MARKETS, LLC|300
FII|FEDERATED INV INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5050
FILL|ISHARES MSCI ENERGY|APCC|Apex Clearing Corporation|134
FILL|ISHARES MSCI ENERGY|BIMI|Banca IMI Securities Corp.|185
FILL|ISHARES MSCI ENERGY|CANT|Cantor Fitzgerald & Co.|1711
FILL|ISHARES MSCI ENERGY|CHAS|Charles Schwab & Co., Inc.|2
FILL|ISHARES MSCI ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|690
FILL|ISHARES MSCI ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
FILL|ISHARES MSCI ENERGY|CTDL|Citadel Derivatives Group Llc|2225
FILL|ISHARES MSCI ENERGY|DBAX|Deutsche Bank Securities Inc.|1300
FILL|ISHARES MSCI ENERGY|DEAN|MORGAN STANLEY|50
FILL|ISHARES MSCI ENERGY|EBXL|EBX LLC|800
FILL|ISHARES MSCI ENERGY|EDJO|Edward D. Jones & Co., L.P.|1053
FILL|ISHARES MSCI ENERGY|EGAM|CBOE TRADING, INC.|2544
FILL|ISHARES MSCI ENERGY|ETRS|E*Trade Securities LLC|1596
FILL|ISHARES MSCI ENERGY|FTBR|Foliofn Investments, Inc.|3
FILL|ISHARES MSCI ENERGY|HRBF|American Enterprise Investment Services Inc.|11718
FILL|ISHARES MSCI ENERGY|IATS|INTERACTIVE BROKERS LLC|100
FILL|ISHARES MSCI ENERGY|IBKR|Interactive Brokers Llc|1368
FILL|ISHARES MSCI ENERGY|ICBX|INSTINET, LLC|2520
FILL|ISHARES MSCI ENERGY|INCA|INSTINET, LLC|300
FILL|ISHARES MSCI ENERGY|ITGP|ITG INC.|1200
FILL|ISHARES MSCI ENERGY|JANY|Janney Montgomery Scott Inc.|200
FILL|ISHARES MSCI ENERGY|JPMX|J.P. Morgan Securities LLC|400
FILL|ISHARES MSCI ENERGY|JSJX|JANE STREET CAPITAL LLC|10406
FILL|ISHARES MSCI ENERGY|KCGM|VIRTU Americas LLC|1323
FILL|ISHARES MSCI ENERGY|LEHM|Barclays Capital Inc./Le|2200
FILL|ISHARES MSCI ENERGY|LIME|Lime Brokerage LLC|500
FILL|ISHARES MSCI ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
FILL|ISHARES MSCI ENERGY|MACC|Mid Atlantic Capital Corporation|191
FILL|ISHARES MSCI ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
FILL|ISHARES MSCI ENERGY|MSCO|MORGAN STANLEY & CO. LLC|4336
FILL|ISHARES MSCI ENERGY|NFSC|National Financial Services LLC|24036
FILL|ISHARES MSCI ENERGY|NITE|VIRTU Americas LLC|17144
FILL|ISHARES MSCI ENERGY|NTBF|BMO Nesbitt Burns Inc./CDS|100
FILL|ISHARES MSCI ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|18
FILL|ISHARES MSCI ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|1500
FILL|ISHARES MSCI ENERGY|SWIM|TD Ameritrade, Inc.|766
FILL|ISHARES MSCI ENERGY|SWST|Hilltop Securities Inc.|875
FILL|ISHARES MSCI ENERGY|TRCM|TRC MARKETS LLC|1
FILL|ISHARES MSCI ENERGY|UBSS|UBS Securities LLC|9645
FILL|ISHARES MSCI ENERGY|VGRD|Vanguard Marketing Corporation|50
FILL|ISHARES MSCI ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|200
FILL|ISHARES MSCI ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|2538
FILL|ISHARES MSCI ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2503
FINU|PROSHARES ULTRAPRO F|APCC|Apex Clearing Corporation|206
FINU|PROSHARES ULTRAPRO F|BATM|CBOE TRADING, INC.|100
FINU|PROSHARES ULTRAPRO F|BBNT|BB&T SECURITIES, LLC|160
FINU|PROSHARES ULTRAPRO F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51
FINU|PROSHARES ULTRAPRO F|CHAS|Charles Schwab & Co., Inc.|507
FINU|PROSHARES ULTRAPRO F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
FINU|PROSHARES ULTRAPRO F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1276
FINU|PROSHARES ULTRAPRO F|DEAN|MORGAN STANLEY|35
FINU|PROSHARES ULTRAPRO F|EBXL|EBX LLC|100
FINU|PROSHARES ULTRAPRO F|EGAM|CBOE TRADING, INC.|20
FINU|PROSHARES ULTRAPRO F|EGXM|CBOE TRADING, INC.|517
FINU|PROSHARES ULTRAPRO F|ETRS|E*Trade Securities LLC|15552
FINU|PROSHARES ULTRAPRO F|FILL|Tradestation Securities, Inc.|150
FINU|PROSHARES ULTRAPRO F|FTBR|Foliofn Investments, Inc.|8
FINU|PROSHARES ULTRAPRO F|GLPX|ACS EXECUTION SERVICES, LLC|1535
FINU|PROSHARES ULTRAPRO F|GSLT|GOLDMAN SACHS & CO. LLC|284
FINU|PROSHARES ULTRAPRO F|GTSZ|GTS SECURITIES LLC|40
FINU|PROSHARES ULTRAPRO F|IATS|INTERACTIVE BROKERS LLC|830
FINU|PROSHARES ULTRAPRO F|IBKR|Interactive Brokers Llc|1250
FINU|PROSHARES ULTRAPRO F|INCA|INSTINET, LLC|3
FINU|PROSHARES ULTRAPRO F|ITGI|ITG Inc.|60
FINU|PROSHARES ULTRAPRO F|JPMX|J.P. Morgan Securities LLC|800
FINU|PROSHARES ULTRAPRO F|JSJX|JANE STREET CAPITAL LLC|7012
FINU|PROSHARES ULTRAPRO F|KCGM|VIRTU Americas LLC|515
FINU|PROSHARES ULTRAPRO F|LEHM|Barclays Capital Inc./Le|400
FINU|PROSHARES ULTRAPRO F|LIME|Lime Brokerage LLC|9166
FINU|PROSHARES ULTRAPRO F|LIWM|LIME BROKERAGE LLC|6376
FINU|PROSHARES ULTRAPRO F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
FINU|PROSHARES ULTRAPRO F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FINU|PROSHARES ULTRAPRO F|MOTF|MOTIF INVESTING, INC.|1
FINU|PROSHARES ULTRAPRO F|MSCO|MORGAN STANLEY & CO. LLC|3172
FINU|PROSHARES ULTRAPRO F|NFSC|National Financial Services LLC|94071
FINU|PROSHARES ULTRAPRO F|NITE|VIRTU Americas LLC|75156
FINU|PROSHARES ULTRAPRO F|PAUL|Paulson Investment Company, Inc.|40
FINU|PROSHARES ULTRAPRO F|PCPT|PHILLIP CAPITAL INC.|110
FINU|PROSHARES ULTRAPRO F|PDQM|CODA MARKETS, INC.|800
FINU|PROSHARES ULTRAPRO F|SGMT|GOLDMAN SACHS & CO. LLC|500
FINU|PROSHARES ULTRAPRO F|SWIM|TD Ameritrade, Inc.|3890
FINU|PROSHARES ULTRAPRO F|TKNG|ALLY INVEST SECURITIES LLC|192
FINU|PROSHARES ULTRAPRO F|TRCM|TRC MARKETS LLC|183
FINU|PROSHARES ULTRAPRO F|TWTT|TASTYWORKS, INC.|400
FINU|PROSHARES ULTRAPRO F|UBSA|UBS SECURITIES LLC|1705
FINU|PROSHARES ULTRAPRO F|UBSS|UBS Securities LLC|3401
FINU|PROSHARES ULTRAPRO F|VALX|VIRTU AMERICAS LLC|808
FINU|PROSHARES ULTRAPRO F|VGRD|Vanguard Marketing Corporation|8218
FINU|PROSHARES ULTRAPRO F|WGIF|CIBC World Markets Inc.|100
FINU|PROSHARES ULTRAPRO F|WSEA|WOLVERINE SECURITIES, LLC|474
FINU|PROSHARES ULTRAPRO F|YKNA|COMHAR CAPITAL MARKETS, LLC|15
FINX|GLBL X FNTCH ETF|ADAM|CANACCORD GENUITY INC.|105
FINX|GLBL X FNTCH ETF|ALTX|Alternet Securities Inc.|3921
FINX|GLBL X FNTCH ETF|APCC|Apex Clearing Corporation|1868
FINX|GLBL X FNTCH ETF|BANK|Primevest Financial Services, Inc.|50
FINX|GLBL X FNTCH ETF|BERN|Sanford C. Bernstein & Co., LLC|45980
FINX|GLBL X FNTCH ETF|BIMI|Banca IMI Securities Corp.|4260
FINX|GLBL X FNTCH ETF|BKCM|BNY Mellon Capital Markets LLC|930
FINX|GLBL X FNTCH ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24918
FINX|GLBL X FNTCH ETF|BYXM|CBOE TRADING, INC.|1800
FINX|GLBL X FNTCH ETF|CANT|Cantor Fitzgerald & Co.|54607
FINX|GLBL X FNTCH ETF|CHAS|Charles Schwab & Co., Inc.|387
FINX|GLBL X FNTCH ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4236
FINX|GLBL X FNTCH ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35
FINX|GLBL X FNTCH ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71746
FINX|GLBL X FNTCH ETF|CSIN|Citadel Securities Institutional LLC|3344
FINX|GLBL X FNTCH ETF|CTDL|Citadel Derivatives Group Llc|242724
FINX|GLBL X FNTCH ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|3196
FINX|GLBL X FNTCH ETF|DBAX|Deutsche Bank Securities Inc.|29300
FINX|GLBL X FNTCH ETF|DEAN|MORGAN STANLEY|14164
FINX|GLBL X FNTCH ETF|EBXL|EBX LLC|50300
FINX|GLBL X FNTCH ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|4770
FINX|GLBL X FNTCH ETF|EGAM|CBOE TRADING, INC.|38295
FINX|GLBL X FNTCH ETF|EGXM|CBOE TRADING, INC.|121
FINX|GLBL X FNTCH ETF|ETBE|Electronic Transaction Clearing, Inc.|100
FINX|GLBL X FNTCH ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|168
FINX|GLBL X FNTCH ETF|ETRS|E*Trade Securities LLC|36997
FINX|GLBL X FNTCH ETF|FBCO|Credit Suisse Securities (USA) LLC|42307
FINX|GLBL X FNTCH ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|24923
FINX|GLBL X FNTCH ETF|FILL|Tradestation Securities, Inc.|2750
FINX|GLBL X FNTCH ETF|FMAF|NBCN Inc./ CDS|4325
FINX|GLBL X FNTCH ETF|FOMA|TD AMERITRADE CLEARING, INC.|105964
FINX|GLBL X FNTCH ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
FINX|GLBL X FNTCH ETF|FTBR|Foliofn Investments, Inc.|1445
FINX|GLBL X FNTCH ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|5567
FINX|GLBL X FNTCH ETF|GLIS|TD Securities Inc|234
FINX|GLBL X FNTCH ETF|GLPX|ACS EXECUTION SERVICES, LLC|9371
FINX|GLBL X FNTCH ETF|GSCO|GOLDMAN SACHS & CO. LLC|2198
FINX|GLBL X FNTCH ETF|GSLT|GOLDMAN SACHS & CO. LLC|1590
FINX|GLBL X FNTCH ETF|GTSZ|GTS SECURITIES LLC|8887
FINX|GLBL X FNTCH ETF|HRBF|American Enterprise Investment Services Inc.|1216
FINX|GLBL X FNTCH ETF|HSBC|HSBC Securities, Inc.|2087
FINX|GLBL X FNTCH ETF|IATS|INTERACTIVE BROKERS LLC|8300
FINX|GLBL X FNTCH ETF|IBKR|Interactive Brokers Llc|93799
FINX|GLBL X FNTCH ETF|ICBX|INSTINET, LLC|123932
FINX|GLBL X FNTCH ETF|INCA|INSTINET, LLC|40817
FINX|GLBL X FNTCH ETF|INJX|INSTINET, LLC|1727
FINX|GLBL X FNTCH ETF|ITGI|ITG Inc.|38154
FINX|GLBL X FNTCH ETF|ITGP|ITG INC.|45200
FINX|GLBL X FNTCH ETF|JANY|Janney Montgomery Scott Inc.|535
FINX|GLBL X FNTCH ETF|JEFF|JEFFERIES LLC|1655
FINX|GLBL X FNTCH ETF|JMPT|JUMP TRADING, LLC|853
FINX|GLBL X FNTCH ETF|JPMX|J.P. Morgan Securities LLC|22784
FINX|GLBL X FNTCH ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|48723
FINX|GLBL X FNTCH ETF|JSJX|JANE STREET CAPITAL LLC|100702
FINX|GLBL X FNTCH ETF|KCGM|VIRTU Americas LLC|79721
FINX|GLBL X FNTCH ETF|LEHM|Barclays Capital Inc./Le|35410
FINX|GLBL X FNTCH ETF|LIME|Lime Brokerage LLC|46859
FINX|GLBL X FNTCH ETF|LSCI|Lek Securities Corporation|37
FINX|GLBL X FNTCH ETF|MIRA|MIRAE ASSET SECURITIES (USA) INC.|210400
FINX|GLBL X FNTCH ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59710
FINX|GLBL X FNTCH ETF|MOTF|MOTIF INVESTING, INC.|5
FINX|GLBL X FNTCH ETF|MSCO|MORGAN STANLEY & CO. LLC|211017
FINX|GLBL X FNTCH ETF|MSPL|MORGAN STANLEY & CO. LLC|9600
FINX|GLBL X FNTCH ETF|NATL|National Securities Corporation|800
FINX|GLBL X FNTCH ETF|NBCS|NBC Securities, INC.|1150
FINX|GLBL X FNTCH ETF|NFSC|National Financial Services LLC|315417
FINX|GLBL X FNTCH ETF|NITE|VIRTU Americas LLC|692790
FINX|GLBL X FNTCH ETF|NITP|VIRTU Americas LLC|720
FINX|GLBL X FNTCH ETF|NQRB|Brut, LLC|1000
FINX|GLBL X FNTCH ETF|OPCO|Oppenheimer & Co. Inc.|48189
FINX|GLBL X FNTCH ETF|PDQM|CODA MARKETS, INC.|32077
FINX|GLBL X FNTCH ETF|PICT|Pictet Overseas Inc.|1209
FINX|GLBL X FNTCH ETF|PWJC|UBS Financial Services, Inc.|16977
FINX|GLBL X FNTCH ETF|RAJA|Raymond James & Associates, Inc.|42775
FINX|GLBL X FNTCH ETF|RBCM|RBC CAPITAL MARKETS, LLC|10558
FINX|GLBL X FNTCH ETF|SAGL|SAGETRADER, LLC|21654
FINX|GLBL X FNTCH ETF|SBSH|Citigroup Global Markets Inc.|22027
FINX|GLBL X FNTCH ETF|SGMT|GOLDMAN SACHS & CO. LLC|20836
FINX|GLBL X FNTCH ETF|SPDR|SPEEDROUTE LLC|900
FINX|GLBL X FNTCH ETF|STFL|Stifel, Nicolaus & Company, Incorporated|7382
FINX|GLBL X FNTCH ETF|SWIM|TD Ameritrade, Inc.|11400
FINX|GLBL X FNTCH ETF|TKNG|ALLY INVEST SECURITIES LLC|599
FINX|GLBL X FNTCH ETF|TRBT|Tradebot Systems, Inc.|1900
FINX|GLBL X FNTCH ETF|TRCM|TRC MARKETS LLC|8700
FINX|GLBL X FNTCH ETF|TWTT|TASTYWORKS, INC.|10
FINX|GLBL X FNTCH ETF|UBSA|UBS SECURITIES LLC|152068
FINX|GLBL X FNTCH ETF|UBSS|UBS Securities LLC|289746
FINX|GLBL X FNTCH ETF|VALX|VIRTU AMERICAS LLC|3208
FINX|GLBL X FNTCH ETF|VGRD|Vanguard Marketing Corporation|26812
FINX|GLBL X FNTCH ETF|VSIN|Vision Financial Markets Llc|26
FINX|GLBL X FNTCH ETF|WBET|Wallachbeth Capital LLC|1082800
FINX|GLBL X FNTCH ETF|WCHV|WELLS FARGO SECURITIES, LLC|5524
FINX|GLBL X FNTCH ETF|WCSO|World Choice Securities, Inc.|220
FINX|GLBL X FNTCH ETF|WEDB|WEDBUSH SECURITIES INC.|656
FINX|GLBL X FNTCH ETF|WGIF|CIBC World Markets Inc.|640
FINX|GLBL X FNTCH ETF|WSEA|WOLVERINE SECURITIES, LLC|4857
FINX|GLBL X FNTCH ETF|XPUS|XP SECURITIES, LLC|10704
FINX|GLBL X FNTCH ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
FINX|GLBL X FNTCH ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|899
FINX|GLBL X FNTCH ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32697
FINZ|PROSHARES ULTRAPRO S|APCC|Apex Clearing Corporation|9
FINZ|PROSHARES ULTRAPRO S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2366
FINZ|PROSHARES ULTRAPRO S|DBAX|Deutsche Bank Securities Inc.|500
FINZ|PROSHARES ULTRAPRO S|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
FINZ|PROSHARES ULTRAPRO S|EBXL|EBX LLC|600
FINZ|PROSHARES ULTRAPRO S|ETRS|E*Trade Securities LLC|1924
FINZ|PROSHARES ULTRAPRO S|FTBR|Foliofn Investments, Inc.|51
FINZ|PROSHARES ULTRAPRO S|IATS|INTERACTIVE BROKERS LLC|100
FINZ|PROSHARES ULTRAPRO S|IBKR|Interactive Brokers Llc|756
FINZ|PROSHARES ULTRAPRO S|JPMX|J.P. Morgan Securities LLC|200
FINZ|PROSHARES ULTRAPRO S|LEHM|Barclays Capital Inc./Le|800
FINZ|PROSHARES ULTRAPRO S|LIME|Lime Brokerage LLC|56
FINZ|PROSHARES ULTRAPRO S|LIWM|LIME BROKERAGE LLC|3282
FINZ|PROSHARES ULTRAPRO S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FINZ|PROSHARES ULTRAPRO S|MOTF|MOTIF INVESTING, INC.|2
FINZ|PROSHARES ULTRAPRO S|MSCO|MORGAN STANLEY & CO. LLC|200
FINZ|PROSHARES ULTRAPRO S|MSPL|MORGAN STANLEY & CO. LLC|100
FINZ|PROSHARES ULTRAPRO S|NFSC|National Financial Services LLC|7315
FINZ|PROSHARES ULTRAPRO S|NITE|VIRTU Americas LLC|7601
FINZ|PROSHARES ULTRAPRO S|SGMT|GOLDMAN SACHS & CO. LLC|200
FINZ|PROSHARES ULTRAPRO S|SOGO|Wang Investment Associates, Inc.|136
FINZ|PROSHARES ULTRAPRO S|SWIM|TD Ameritrade, Inc.|46
FINZ|PROSHARES ULTRAPRO S|TKNG|ALLY INVEST SECURITIES LLC|2
FINZ|PROSHARES ULTRAPRO S|UBSA|UBS SECURITIES LLC|3976
FINZ|PROSHARES ULTRAPRO S|UBSS|UBS Securities LLC|301
FINZ|PROSHARES ULTRAPRO S|VGRD|Vanguard Marketing Corporation|1359
FINZ|PROSHARES ULTRAPRO S|WSEA|WOLVERINE SECURITIES, LLC|1020
FIS|FIDELITY NAT INF SVC|ABLE|NATIXIS Securities Americas LLC|523496
FIS|FIDELITY NAT INF SVC|ADAM|CANACCORD GENUITY INC.|682
FIS|FIDELITY NAT INF SVC|ALLN|Allen & Company LLC|5259
FIS|FIDELITY NAT INF SVC|ALTX|Alternet Securities Inc.|12515
FIS|FIDELITY NAT INF SVC|APCC|Apex Clearing Corporation|62
FIS|FIDELITY NAT INF SVC|AQUA|AQUA SECURITIES L.P.|53100
FIS|FIDELITY NAT INF SVC|BALE|M&T SECURITIES, INC.|300
FIS|FIDELITY NAT INF SVC|BANK|Primevest Financial Services, Inc.|113
FIS|FIDELITY NAT INF SVC|BARD|Robert W. Baird & Co. Incorporated|10214
FIS|FIDELITY NAT INF SVC|BATM|CBOE TRADING, INC.|15653
FIS|FIDELITY NAT INF SVC|BAYC|BAY CREST PARTNERS, LLC|7
FIS|FIDELITY NAT INF SVC|BBNT|BB&T SECURITIES, LLC|905
FIS|FIDELITY NAT INF SVC|BERN|Sanford C. Bernstein & Co., LLC|285315
FIS|FIDELITY NAT INF SVC|BIAD|SAGETRADER, LLC|66
FIS|FIDELITY NAT INF SVC|BIDS|BIDS TRADING L.P.|99918
FIS|FIDELITY NAT INF SVC|BIMI|Banca IMI Securities Corp.|12
FIS|FIDELITY NAT INF SVC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8617
FIS|FIDELITY NAT INF SVC|BLKX|INSTINET, LLC|146233
FIS|FIDELITY NAT INF SVC|BMOC|BMO Capital Markets Corp.|1603
FIS|FIDELITY NAT INF SVC|BNPX|BNP PARIBAS SECURITIES CORP.|187473
FIS|FIDELITY NAT INF SVC|BTIG|BTIG, LLC|58083
FIS|FIDELITY NAT INF SVC|BYXM|CBOE TRADING, INC.|740
FIS|FIDELITY NAT INF SVC|BZYD|GOLDMAN SACHS & CO. LLC|900
FIS|FIDELITY NAT INF SVC|CANT|Cantor Fitzgerald & Co.|40
FIS|FIDELITY NAT INF SVC|CBLC|CITIGROUP GLOBAL MARKETS INC.|206642
FIS|FIDELITY NAT INF SVC|CHAS|Charles Schwab & Co., Inc.|3045
FIS|FIDELITY NAT INF SVC|CIBP|CIBC World Markets Corp.|122118
FIS|FIDELITY NAT INF SVC|CIOI|CITIGROUP GLOBAL MARKETS INC|20950
FIS|FIDELITY NAT INF SVC|CIST|Capital Institutional Services, Inc.|3824
FIS|FIDELITY NAT INF SVC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|189893
FIS|FIDELITY NAT INF SVC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
FIS|FIDELITY NAT INF SVC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
FIS|FIDELITY NAT INF SVC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|550615
FIS|FIDELITY NAT INF SVC|CTDL|Citadel Derivatives Group Llc|12896
FIS|FIDELITY NAT INF SVC|CXCX|CITIGROUP GLOBAL MARKETS INC.|56642
FIS|FIDELITY NAT INF SVC|DADA|D.A. Davidson & Co.|689
FIS|FIDELITY NAT INF SVC|DBAB|Deutsche Bank Securities Inc.|421511
FIS|FIDELITY NAT INF SVC|DBAX|Deutsche Bank Securities Inc.|328700
FIS|FIDELITY NAT INF SVC|DBUL|Deutsche Bank Securities Inc.|595
FIS|FIDELITY NAT INF SVC|DCHF|Dart Executions, LLC|11330
FIS|FIDELITY NAT INF SVC|DEAN|MORGAN STANLEY|3934
FIS|FIDELITY NAT INF SVC|DEGS|RONIN PROFESSIONAL LLC|200
FIS|FIDELITY NAT INF SVC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6110
FIS|FIDELITY NAT INF SVC|DREX|Drexel Hamilton, LLC|96518
FIS|FIDELITY NAT INF SVC|DRWK|DRW SECURITIES, L.L.C.|5532
FIS|FIDELITY NAT INF SVC|EBXL|EBX LLC|322600
FIS|FIDELITY NAT INF SVC|ECUT|CONVERGEX EXECUTION SOLUTIONS|46287
FIS|FIDELITY NAT INF SVC|EDJO|Edward D. Jones & Co., L.P.|10442
FIS|FIDELITY NAT INF SVC|EGAM|CBOE TRADING, INC.|20961
FIS|FIDELITY NAT INF SVC|EGAW|CBOE TRADING, INC.|27
FIS|FIDELITY NAT INF SVC|EGMT|EG MARKET TECHNOLOGIES LLC|4047
FIS|FIDELITY NAT INF SVC|EGXM|CBOE TRADING, INC.|4592
FIS|FIDELITY NAT INF SVC|EGXW|CBOE TRADING, INC.|100
FIS|FIDELITY NAT INF SVC|ESPO|ESPOSITO SECURITIES, LLC|4
FIS|FIDELITY NAT INF SVC|ETBE|Electronic Transaction Clearing, Inc.|31552
FIS|FIDELITY NAT INF SVC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
FIS|FIDELITY NAT INF SVC|ETCC|Electronic Transaction Clearing, Inc.|1255
FIS|FIDELITY NAT INF SVC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23306
FIS|FIDELITY NAT INF SVC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FIS|FIDELITY NAT INF SVC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|918
FIS|FIDELITY NAT INF SVC|ETRS|E*Trade Securities LLC|5141
FIS|FIDELITY NAT INF SVC|FILL|Tradestation Securities, Inc.|588
FIS|FIDELITY NAT INF SVC|FINX|FINTECH SECURITIES|70
FIS|FIDELITY NAT INF SVC|FMAF|NBCN Inc./ CDS|4885
FIS|FIDELITY NAT INF SVC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19200
FIS|FIDELITY NAT INF SVC|FQLS|Quantlab Securities LP|242829
FIS|FIDELITY NAT INF SVC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104800
FIS|FIDELITY NAT INF SVC|FTBR|Foliofn Investments, Inc.|1905
FIS|FIDELITY NAT INF SVC|GLPX|ACS EXECUTION SERVICES, LLC|40873
FIS|FIDELITY NAT INF SVC|GSCO|GOLDMAN SACHS & CO. LLC|3026538
FIS|FIDELITY NAT INF SVC|GSCS|GOLDMAN SACHS & CO. LLC|10475
FIS|FIDELITY NAT INF SVC|GSLT|GOLDMAN SACHS & CO. LLC|13715
FIS|FIDELITY NAT INF SVC|GTSZ|GTS SECURITIES LLC|285575
FIS|FIDELITY NAT INF SVC|HRBF|American Enterprise Investment Services Inc.|6629
FIS|FIDELITY NAT INF SVC|HSBC|HSBC Securities, Inc.|18583
FIS|FIDELITY NAT INF SVC|IATS|INTERACTIVE BROKERS LLC|9199
FIS|FIDELITY NAT INF SVC|IBKR|Interactive Brokers Llc|45789
FIS|FIDELITY NAT INF SVC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|216
FIS|FIDELITY NAT INF SVC|ICBX|INSTINET, LLC|101642
FIS|FIDELITY NAT INF SVC|IEQY|CITADEL SECURITIES LLC|75536
FIS|FIDELITY NAT INF SVC|INCA|INSTINET, LLC|418463
FIS|FIDELITY NAT INF SVC|INJX|INSTINET, LLC|16672
FIS|FIDELITY NAT INF SVC|ITGI|ITG Inc.|186126
FIS|FIDELITY NAT INF SVC|ITGP|ITG INC.|621800
FIS|FIDELITY NAT INF SVC|JANY|Janney Montgomery Scott Inc.|187
FIS|FIDELITY NAT INF SVC|JEFF|JEFFERIES LLC|120056
FIS|FIDELITY NAT INF SVC|JMPT|JUMP TRADING, LLC|107615
FIS|FIDELITY NAT INF SVC|JPBX|J.P. MORGAN SECURITIES LLC|183442
FIS|FIDELITY NAT INF SVC|JPMX|J.P. Morgan Securities LLC|743354
FIS|FIDELITY NAT INF SVC|JSJX|JANE STREET CAPITAL LLC|6196
FIS|FIDELITY NAT INF SVC|KCGM|VIRTU Americas LLC|78761
FIS|FIDELITY NAT INF SVC|LEHM|Barclays Capital Inc./Le|1003904
FIS|FIDELITY NAT INF SVC|LIME|Lime Brokerage LLC|32634
FIS|FIDELITY NAT INF SVC|LMNX|LUMINEX TRADING & ANALYTICS LLC|80000
FIS|FIDELITY NAT INF SVC|LOOP|Loop Capital Markets LLC|3000
FIS|FIDELITY NAT INF SVC|LQNA|LIQUIDNET, INC.|128600
FIS|FIDELITY NAT INF SVC|LSCI|Lek Securities Corporation|173
FIS|FIDELITY NAT INF SVC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
FIS|FIDELITY NAT INF SVC|MACQ|Macquarie Capital (USA) Inc.|1500
FIS|FIDELITY NAT INF SVC|MBTS|ALLY INVEST SECURITIES LLC|47
FIS|FIDELITY NAT INF SVC|MCBT|Moors & Cabot, Inc.|32
FIS|FIDELITY NAT INF SVC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116599
FIS|FIDELITY NAT INF SVC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
FIS|FIDELITY NAT INF SVC|MOTF|MOTIF INVESTING, INC.|16
FIS|FIDELITY NAT INF SVC|MSCO|MORGAN STANLEY & CO. LLC|6519807
FIS|FIDELITY NAT INF SVC|MSPL|MORGAN STANLEY & CO. LLC|277900
FIS|FIDELITY NAT INF SVC|MSTX|MORGAN STANLEY & CO. LLC|107300
FIS|FIDELITY NAT INF SVC|MULL|MARK J. MULLER EQUITIES, INC.|7245
FIS|FIDELITY NAT INF SVC|NATL|National Securities Corporation|500
FIS|FIDELITY NAT INF SVC|NEUB|NEUBERGER BERMAN BD LLC|2635
FIS|FIDELITY NAT INF SVC|NFSC|National Financial Services LLC|452760
FIS|FIDELITY NAT INF SVC|NITE|VIRTU Americas LLC|352892
FIS|FIDELITY NAT INF SVC|NQRB|Brut, LLC|12034
FIS|FIDELITY NAT INF SVC|NTRC|Northern Trust Securities, Inc.|7006
FIS|FIDELITY NAT INF SVC|OHOS|TWO SIGMA SECURITIES, LLC|73293
FIS|FIDELITY NAT INF SVC|OPCO|Oppenheimer & Co. Inc.|409
FIS|FIDELITY NAT INF SVC|OTAA|OTA LLC|1000
FIS|FIDELITY NAT INF SVC|PASL|Pershing Advisor Solutions LLC|530
FIS|FIDELITY NAT INF SVC|PDQM|CODA MARKETS, INC.|171663
FIS|FIDELITY NAT INF SVC|PICT|Pictet Overseas Inc.|220
FIS|FIDELITY NAT INF SVC|PIPR|Piper Jaffray & Co.|900
FIS|FIDELITY NAT INF SVC|PWJC|UBS Financial Services, Inc.|861
FIS|FIDELITY NAT INF SVC|QMSR|QUATTRO M SECURITIES INC.|1867
FIS|FIDELITY NAT INF SVC|RBCM|RBC CAPITAL MARKETS, LLC|2609
FIS|FIDELITY NAT INF SVC|RHCO|Suntrust Robinson Humphrey, Inc.|7994
FIS|FIDELITY NAT INF SVC|SAGL|SAGETRADER, LLC|40168
FIS|FIDELITY NAT INF SVC|SALI|INTL FCSTONE FINANCIAL INC.|43
FIS|FIDELITY NAT INF SVC|SBSH|Citigroup Global Markets Inc.|191040
FIS|FIDELITY NAT INF SVC|SEIC|SEI Investments Distribution Co.|740
FIS|FIDELITY NAT INF SVC|SGMT|GOLDMAN SACHS & CO. LLC|261658
FIS|FIDELITY NAT INF SVC|SJLS|TRADE INFORMATICS LLC|21811
FIS|FIDELITY NAT INF SVC|SPDR|SPEEDROUTE LLC|16200
FIS|FIDELITY NAT INF SVC|SPHN|Stephens Inc.|16000
FIS|FIDELITY NAT INF SVC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
FIS|FIDELITY NAT INF SVC|STFL|Stifel, Nicolaus & Company, Incorporated|28124
FIS|FIDELITY NAT INF SVC|STKP|STOCKPILE INVESTMENTS, INC.|10
FIS|FIDELITY NAT INF SVC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4069
FIS|FIDELITY NAT INF SVC|SWIM|TD Ameritrade, Inc.|4023
FIS|FIDELITY NAT INF SVC|SWST|Hilltop Securities Inc.|553
FIS|FIDELITY NAT INF SVC|TAGC|TELSEY ADVISORY GROUP LLC|405
FIS|FIDELITY NAT INF SVC|TKNG|ALLY INVEST SECURITIES LLC|5
FIS|FIDELITY NAT INF SVC|TRBT|Tradebot Systems, Inc.|267993
FIS|FIDELITY NAT INF SVC|TRCM|TRC MARKETS LLC|63553
FIS|FIDELITY NAT INF SVC|UBSA|UBS SECURITIES LLC|761761
FIS|FIDELITY NAT INF SVC|UBSS|UBS Securities LLC|1093531
FIS|FIDELITY NAT INF SVC|VALX|VIRTU AMERICAS LLC|11995
FIS|FIDELITY NAT INF SVC|VGRD|Vanguard Marketing Corporation|2881
FIS|FIDELITY NAT INF SVC|WBLR|WILLIAM BLAIR|317
FIS|FIDELITY NAT INF SVC|WBPX|SUMMIT SECURITIES GROUP, LLC|5710
FIS|FIDELITY NAT INF SVC|WCHV|WELLS FARGO SECURITIES, LLC|123615
FIS|FIDELITY NAT INF SVC|WDNX|WEEDEN & CO.L.P.|2382
FIS|FIDELITY NAT INF SVC|WEDB|WEDBUSH SECURITIES INC.|6878
FIS|FIDELITY NAT INF SVC|WEED|Weeden & Co.L.P.|11611
FIS|FIDELITY NAT INF SVC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|32797
FIS|FIDELITY NAT INF SVC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4651
FIS|FIDELITY NAT INF SVC|WGIF|CIBC World Markets Inc.|36
FIS|FIDELITY NAT INF SVC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|586
FIS|FIDELITY NAT INF SVC|WSAG|WALL STREET ACCESS|90
FIS|FIDELITY NAT INF SVC|WSEA|WOLVERINE SECURITIES, LLC|15600
FIS|FIDELITY NAT INF SVC|XIST|INSTINET, LLC|127712
FIS|FIDELITY NAT INF SVC|XPQR|Jump Trading|4844
FIS|FIDELITY NAT INF SVC|XSTM|NATIONAL FINANCIAL SERVICES LLC|81246
FIS|FIDELITY NAT INF SVC|YKNA|COMHAR CAPITAL MARKETS, LLC|1752
FIS|FIDELITY NAT INF SVC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4698
FISI|FINANCIAL INSTITUT|APCC|Apex Clearing Corporation|5
FISI|FINANCIAL INSTITUT|BATM|CBOE TRADING, INC.|329
FISI|FINANCIAL INSTITUT|BERN|Sanford C. Bernstein & Co., LLC|1301
FISI|FINANCIAL INSTITUT|BLKX|INSTINET, LLC|26478
FISI|FINANCIAL INSTITUT|BMOC|BMO Capital Markets Corp.|2417
FISI|FINANCIAL INSTITUT|BNPX|BNP PARIBAS SECURITIES CORP.|1482
FISI|FINANCIAL INSTITUT|BZYD|GOLDMAN SACHS & CO. LLC|741
FISI|FINANCIAL INSTITUT|CHAS|Charles Schwab & Co., Inc.|3
FISI|FINANCIAL INSTITUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1082
FISI|FINANCIAL INSTITUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FISI|FINANCIAL INSTITUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5290
FISI|FINANCIAL INSTITUT|CTDL|Citadel Derivatives Group Llc|3062
FISI|FINANCIAL INSTITUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1664
FISI|FINANCIAL INSTITUT|DBAB|Deutsche Bank Securities Inc.|25694
FISI|FINANCIAL INSTITUT|DBAX|Deutsche Bank Securities Inc.|2700
FISI|FINANCIAL INSTITUT|DEAN|MORGAN STANLEY|293
FISI|FINANCIAL INSTITUT|DEGS|RONIN PROFESSIONAL LLC|1880
FISI|FINANCIAL INSTITUT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13
FISI|FINANCIAL INSTITUT|EBXL|EBX LLC|3600
FISI|FINANCIAL INSTITUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
FISI|FINANCIAL INSTITUT|EGAM|CBOE TRADING, INC.|300
FISI|FINANCIAL INSTITUT|EGXM|CBOE TRADING, INC.|300
FISI|FINANCIAL INSTITUT|FBCO|Credit Suisse Securities (USA) LLC|88239
FISI|FINANCIAL INSTITUT|FOMA|TD AMERITRADE CLEARING, INC.|3018
FISI|FINANCIAL INSTITUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2413
FISI|FINANCIAL INSTITUT|FTBR|Foliofn Investments, Inc.|20
FISI|FINANCIAL INSTITUT|GEBB|GLOBAL EXECUTION BROKERS, LP|4770
FISI|FINANCIAL INSTITUT|GSCO|GOLDMAN SACHS & CO. LLC|71151
FISI|FINANCIAL INSTITUT|GSCS|GOLDMAN SACHS & CO. LLC|126
FISI|FINANCIAL INSTITUT|GTSZ|GTS SECURITIES LLC|146
FISI|FINANCIAL INSTITUT|HOVD|HOVDE GROUP, LLC|210405
FISI|FINANCIAL INSTITUT|IBKR|Interactive Brokers Llc|3749
FISI|FINANCIAL INSTITUT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|33
FISI|FINANCIAL INSTITUT|ICBX|INSTINET, LLC|2147
FISI|FINANCIAL INSTITUT|IEQY|CITADEL SECURITIES LLC|3937
FISI|FINANCIAL INSTITUT|INCA|INSTINET, LLC|32375
FISI|FINANCIAL INSTITUT|INJX|INSTINET, LLC|2247
FISI|FINANCIAL INSTITUT|ITGI|ITG Inc.|6174
FISI|FINANCIAL INSTITUT|ITGP|ITG INC.|1000
FISI|FINANCIAL INSTITUT|JEFF|JEFFERIES LLC|7081
FISI|FINANCIAL INSTITUT|JPBX|J.P. MORGAN SECURITIES LLC|400
FISI|FINANCIAL INSTITUT|JPMX|J.P. Morgan Securities LLC|2836
FISI|FINANCIAL INSTITUT|KBWI|Keefe, Bruyette & Woods, Inc.|4082
FISI|FINANCIAL INSTITUT|KCGM|VIRTU Americas LLC|3371
FISI|FINANCIAL INSTITUT|LEHM|Barclays Capital Inc./Le|46554
FISI|FINANCIAL INSTITUT|LIME|Lime Brokerage LLC|49923
FISI|FINANCIAL INSTITUT|LMGP|LIME BROKERAGE LLC|813
FISI|FINANCIAL INSTITUT|LQNA|LIQUIDNET, INC.|11000
FISI|FINANCIAL INSTITUT|MAXM|Maxim Group LLC|853
FISI|FINANCIAL INSTITUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
FISI|FINANCIAL INSTITUT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|220
FISI|FINANCIAL INSTITUT|MSCO|MORGAN STANLEY & CO. LLC|77517
FISI|FINANCIAL INSTITUT|MSPL|MORGAN STANLEY & CO. LLC|3000
FISI|FINANCIAL INSTITUT|NFSC|National Financial Services LLC|1383
FISI|FINANCIAL INSTITUT|NITE|VIRTU Americas LLC|16894
FISI|FINANCIAL INSTITUT|NITP|VIRTU Americas LLC|300
FISI|FINANCIAL INSTITUT|NQRB|Brut, LLC|400
FISI|FINANCIAL INSTITUT|OPCO|Oppenheimer & Co. Inc.|970
FISI|FINANCIAL INSTITUT|PDQM|CODA MARKETS, INC.|100
FISI|FINANCIAL INSTITUT|PWJC|UBS Financial Services, Inc.|300
FISI|FINANCIAL INSTITUT|RAJA|Raymond James & Associates, Inc.|76
FISI|FINANCIAL INSTITUT|RBCM|RBC CAPITAL MARKETS, LLC|2500
FISI|FINANCIAL INSTITUT|SAGW|SAGETRADER, LLC|132
FISI|FINANCIAL INSTITUT|SBSH|Citigroup Global Markets Inc.|25015
FISI|FINANCIAL INSTITUT|SGMT|GOLDMAN SACHS & CO. LLC|3130
FISI|FINANCIAL INSTITUT|SPDR|SPEEDROUTE LLC|820
FISI|FINANCIAL INSTITUT|SPTD|MINT GLOBAL MARKETS, INC.|1000
FISI|FINANCIAL INSTITUT|STFL|Stifel, Nicolaus & Company, Incorporated|4042
FISI|FINANCIAL INSTITUT|SWIM|TD Ameritrade, Inc.|530
FISI|FINANCIAL INSTITUT|TRBT|Tradebot Systems, Inc.|908
FISI|FINANCIAL INSTITUT|TRCM|TRC MARKETS LLC|17541
FISI|FINANCIAL INSTITUT|UBSA|UBS SECURITIES LLC|18551
FISI|FINANCIAL INSTITUT|UBSS|UBS Securities LLC|59778
FISI|FINANCIAL INSTITUT|VALX|VIRTU AMERICAS LLC|1230
FISI|FINANCIAL INSTITUT|VGRD|Vanguard Marketing Corporation|950
FISI|FINANCIAL INSTITUT|WCHV|WELLS FARGO SECURITIES, LLC|6922
FISI|FINANCIAL INSTITUT|WEED|Weeden & Co.L.P.|8242
FISI|FINANCIAL INSTITUT|XIST|INSTINET, LLC|7200
FISI|FINANCIAL INSTITUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|651
FISK|EMPIRE STATE REALTY|DEAN|MORGAN STANLEY|1000
FISK|EMPIRE STATE REALTY|HRBF|American Enterprise Investment Services Inc.|500
FISK|EMPIRE STATE REALTY|IBKR|Interactive Brokers Llc|1
FISK|EMPIRE STATE REALTY|ITGI|ITG Inc.|861
FISK|EMPIRE STATE REALTY|LIME|Lime Brokerage LLC|4739
FISK|EMPIRE STATE REALTY|MSCO|MORGAN STANLEY & CO. LLC|1000
FISK|EMPIRE STATE REALTY|NFSC|National Financial Services LLC|110
FISK|EMPIRE STATE REALTY|NITE|VIRTU Americas LLC|10
FISK|EMPIRE STATE REALTY|UBSS|UBS Securities LLC|100
FISK|EMPIRE STATE REALTY|WSEA|WOLVERINE SECURITIES, LLC|1
FISV|FISERV, INC.|ABLE|NATIXIS Securities Americas LLC|17644
FISV|FISERV, INC.|ALLN|Allen & Company LLC|799
FISV|FISERV, INC.|ALTX|Alternet Securities Inc.|31257
FISV|FISERV, INC.|ANOS|ABEL/NOSER, L.L.C.|985
FISV|FISERV, INC.|APCC|Apex Clearing Corporation|135
FISV|FISERV, INC.|BALE|M&T SECURITIES, INC.|144
FISV|FISERV, INC.|BANK|Primevest Financial Services, Inc.|120
FISV|FISERV, INC.|BARD|Robert W. Baird & Co. Incorporated|51003
FISV|FISERV, INC.|BATM|CBOE TRADING, INC.|10453
FISV|FISERV, INC.|BAYC|BAY CREST PARTNERS, LLC|121183
FISV|FISERV, INC.|BAYT|BTIG, LLC|3054
FISV|FISERV, INC.|BBNT|BB&T SECURITIES, LLC|46
FISV|FISERV, INC.|BERN|Sanford C. Bernstein & Co., LLC|395660
FISV|FISERV, INC.|BGCE|BGC Financial Inc.|1200
FISV|FISERV, INC.|BIDS|BIDS TRADING L.P.|8600
FISV|FISERV, INC.|BIMI|Banca IMI Securities Corp.|1266
FISV|FISERV, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17301
FISV|FISERV, INC.|BLKX|INSTINET, LLC|269800
FISV|FISERV, INC.|BMOC|BMO Capital Markets Corp.|99239
FISV|FISERV, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|569489
FISV|FISERV, INC.|BTIG|BTIG, LLC|213648
FISV|FISERV, INC.|BYXM|CBOE TRADING, INC.|13892
FISV|FISERV, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1710
FISV|FISERV, INC.|CABR|Cabrera Capital Markets, Inc.|75
FISV|FISERV, INC.|CANT|Cantor Fitzgerald & Co.|4416
FISV|FISERV, INC.|CHAS|Charles Schwab & Co., Inc.|5188
FISV|FISERV, INC.|CIBP|CIBC World Markets Corp.|22809
FISV|FISERV, INC.|CICF|Canaccord Genuity Corp.|1786
FISV|FISERV, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|43000
FISV|FISERV, INC.|CIST|Capital Institutional Services, Inc.|10508
FISV|FISERV, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|147659
FISV|FISERV, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
FISV|FISERV, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|337165
FISV|FISERV, INC.|CTDL|Citadel Derivatives Group Llc|81195
FISV|FISERV, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|85880
FISV|FISERV, INC.|DADA|D.A. Davidson & Co.|810
FISV|FISERV, INC.|DBAB|Deutsche Bank Securities Inc.|1204789
FISV|FISERV, INC.|DBAX|Deutsche Bank Securities Inc.|542600
FISV|FISERV, INC.|DBUL|Deutsche Bank Securities Inc.|12767
FISV|FISERV, INC.|DCHF|Dart Executions, LLC|3345
FISV|FISERV, INC.|DEAN|MORGAN STANLEY|14550
FISV|FISERV, INC.|DEGS|RONIN PROFESSIONAL LLC|1403
FISV|FISERV, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10341
FISV|FISERV, INC.|DRWK|DRW SECURITIES, L.L.C.|57209
FISV|FISERV, INC.|EBXL|EBX LLC|223200
FISV|FISERV, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5365
FISV|FISERV, INC.|EDJC|Edward Jones / CDS|204
FISV|FISERV, INC.|EDJO|Edward D. Jones & Co., L.P.|8884
FISV|FISERV, INC.|EGAM|CBOE TRADING, INC.|35806
FISV|FISERV, INC.|EGAW|CBOE TRADING, INC.|469
FISV|FISERV, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2429
FISV|FISERV, INC.|EGXM|CBOE TRADING, INC.|7509
FISV|FISERV, INC.|EGXW|CBOE TRADING, INC.|100
FISV|FISERV, INC.|ETBE|Electronic Transaction Clearing, Inc.|135622
FISV|FISERV, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|176
FISV|FISERV, INC.|ETCC|Electronic Transaction Clearing, Inc.|4098
FISV|FISERV, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5672
FISV|FISERV, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24623
FISV|FISERV, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|457338
FISV|FISERV, INC.|ETRS|E*Trade Securities LLC|12022
FISV|FISERV, INC.|FBCO|Credit Suisse Securities (USA) LLC|998536
FISV|FISERV, INC.|FILL|Tradestation Securities, Inc.|2487
FISV|FISERV, INC.|FINX|FINTECH SECURITIES|3050
FISV|FISERV, INC.|FMAF|NBCN Inc./ CDS|10996
FISV|FISERV, INC.|FOMA|TD AMERITRADE CLEARING, INC.|65008
FISV|FISERV, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|26748
FISV|FISERV, INC.|FQLS|Quantlab Securities LP|526845
FISV|FISERV, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|251809
FISV|FISERV, INC.|FTBR|Foliofn Investments, Inc.|9068
FISV|FISERV, INC.|GBMT|GBM International, Inc.|2055
FISV|FISERV, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|155427
FISV|FISERV, INC.|GELP|RBC CAPITAL MARKETS, LLC|2839
FISV|FISERV, INC.|GLIS|TD Securities Inc|588
FISV|FISERV, INC.|GLPX|ACS EXECUTION SERVICES, LLC|68346
FISV|FISERV, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3838009
FISV|FISERV, INC.|GSCS|GOLDMAN SACHS & CO. LLC|72270
FISV|FISERV, INC.|GSLT|GOLDMAN SACHS & CO. LLC|14124
FISV|FISERV, INC.|GTSZ|GTS SECURITIES LLC|565188
FISV|FISERV, INC.|HAPX|HAP Trading, LLC|298
FISV|FISERV, INC.|HRBF|American Enterprise Investment Services Inc.|3020
FISV|FISERV, INC.|HSBC|HSBC Securities, Inc.|32291
FISV|FISERV, INC.|IATS|INTERACTIVE BROKERS LLC|3892
FISV|FISERV, INC.|IBKR|Interactive Brokers Llc|114183
FISV|FISERV, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1184
FISV|FISERV, INC.|ICBX|INSTINET, LLC|124451
FISV|FISERV, INC.|IEQY|CITADEL SECURITIES LLC|279908
FISV|FISERV, INC.|INCA|INSTINET, LLC|1359907
FISV|FISERV, INC.|INJX|INSTINET, LLC|120478
FISV|FISERV, INC.|INTL|INTL FCSTONE FINANCIAL INC.|2
FISV|FISERV, INC.|ITGI|ITG Inc.|849320
FISV|FISERV, INC.|ITGP|ITG INC.|2058000
FISV|FISERV, INC.|JANY|Janney Montgomery Scott Inc.|3529
FISV|FISERV, INC.|JEFF|JEFFERIES LLC|359251
FISV|FISERV, INC.|JMPT|JUMP TRADING, LLC|197789
FISV|FISERV, INC.|JONE|JonesTrading|5905
FISV|FISERV, INC.|JPBX|J.P. MORGAN SECURITIES LLC|165642
FISV|FISERV, INC.|JPMX|J.P. Morgan Securities LLC|636263
FISV|FISERV, INC.|JSJX|JANE STREET CAPITAL LLC|13424
FISV|FISERV, INC.|KCGM|VIRTU Americas LLC|69785
FISV|FISERV, INC.|LEHM|Barclays Capital Inc./Le|1954930
FISV|FISERV, INC.|LIME|Lime Brokerage LLC|326064
FISV|FISERV, INC.|LMGP|LIME BROKERAGE LLC|27664
FISV|FISERV, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|1990726
FISV|FISERV, INC.|LOOP|Loop Capital Markets LLC|1931
FISV|FISERV, INC.|LQNA|LIQUIDNET, INC.|158700
FISV|FISERV, INC.|LSCI|Lek Securities Corporation|24
FISV|FISERV, INC.|MACC|Mid Atlantic Capital Corporation|4953
FISV|FISERV, INC.|MACQ|Macquarie Capital (USA) Inc.|100
FISV|FISERV, INC.|MAXM|Maxim Group LLC|9337
FISV|FISERV, INC.|MCBT|Moors & Cabot, Inc.|367
FISV|FISERV, INC.|MCMF|Raymond James Ltd. Cds|2093
FISV|FISERV, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|246120
FISV|FISERV, INC.|MOTF|MOTIF INVESTING, INC.|103
FISV|FISERV, INC.|MSCO|MORGAN STANLEY & CO. LLC|4692403
FISV|FISERV, INC.|MSPL|MORGAN STANLEY & CO. LLC|160100
FISV|FISERV, INC.|MSTX|MORGAN STANLEY & CO. LLC|200600
FISV|FISERV, INC.|NEUB|NEUBERGER BERMAN BD LLC|166
FISV|FISERV, INC.|NFSC|National Financial Services LLC|411670
FISV|FISERV, INC.|NITE|VIRTU Americas LLC|489665
FISV|FISERV, INC.|NITP|VIRTU Americas LLC|26582
FISV|FISERV, INC.|NQRB|Brut, LLC|11690
FISV|FISERV, INC.|NTRC|Northern Trust Securities, Inc.|1003
FISV|FISERV, INC.|OHOS|TWO SIGMA SECURITIES, LLC|53037
FISV|FISERV, INC.|OLDM|OLD MISSION CAPITAL, LLC|9632
FISV|FISERV, INC.|OPCO|Oppenheimer & Co. Inc.|16806
FISV|FISERV, INC.|OTAA|OTA LLC|300
FISV|FISERV, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13665
FISV|FISERV, INC.|PCFF|Pacific International Securities Inc./CDS|40
FISV|FISERV, INC.|PDQM|CODA MARKETS, INC.|191011
FISV|FISERV, INC.|PHLY|NASDAQ Execution Services, LLC|4800
FISV|FISERV, INC.|PICT|Pictet Overseas Inc.|11574
FISV|FISERV, INC.|PIPR|Piper Jaffray & Co.|5496
FISV|FISERV, INC.|PWJC|UBS Financial Services, Inc.|1930
FISV|FISERV, INC.|RAJA|Raymond James & Associates, Inc.|21280
FISV|FISERV, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4326
FISV|FISERV, INC.|SAGL|SAGETRADER, LLC|111991
FISV|FISERV, INC.|SAGW|SAGETRADER, LLC|816
FISV|FISERV, INC.|SALI|INTL FCSTONE FINANCIAL INC.|79
FISV|FISERV, INC.|SBSH|Citigroup Global Markets Inc.|1175887
FISV|FISERV, INC.|SEIC|SEI Investments Distribution Co.|5855
FISV|FISERV, INC.|SGMT|GOLDMAN SACHS & CO. LLC|208716
FISV|FISERV, INC.|SJLS|TRADE INFORMATICS LLC|500
FISV|FISERV, INC.|SPDR|SPEEDROUTE LLC|55533
FISV|FISERV, INC.|SPHN|Stephens Inc.|5
FISV|FISERV, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|1200
FISV|FISERV, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|17439
FISV|FISERV, INC.|STKP|STOCKPILE INVESTMENTS, INC.|14
FISV|FISERV, INC.|STXG|Stockcross Financial Services, Inc.|171
FISV|FISERV, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|233
FISV|FISERV, INC.|SWIM|TD Ameritrade, Inc.|8336
FISV|FISERV, INC.|SWST|Hilltop Securities Inc.|2877
FISV|FISERV, INC.|TAGC|TELSEY ADVISORY GROUP LLC|700
FISV|FISERV, INC.|TKNG|ALLY INVEST SECURITIES LLC|390
FISV|FISERV, INC.|TONC|CUTTONE & CO., LLC|1960
FISV|FISERV, INC.|TRBT|Tradebot Systems, Inc.|458988
FISV|FISERV, INC.|TRCM|TRC MARKETS LLC|677853
FISV|FISERV, INC.|TTUC|CUTTONE & CO., INC.|9
FISV|FISERV, INC.|UBSA|UBS SECURITIES LLC|653324
FISV|FISERV, INC.|UBSS|UBS Securities LLC|2217628
FISV|FISERV, INC.|VALX|VIRTU AMERICAS LLC|30219
FISV|FISERV, INC.|VERT|The Vertical Trading Group, LLC|60
FISV|FISERV, INC.|VGRD|Vanguard Marketing Corporation|17937
FISV|FISERV, INC.|VSIN|Vision Financial Markets Llc|13
FISV|FISERV, INC.|WBET|Wallachbeth Capital LLC|1696
FISV|FISERV, INC.|WBLR|WILLIAM BLAIR|1415
FISV|FISERV, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3550
FISV|FISERV, INC.|WCHV|WELLS FARGO SECURITIES, LLC|316114
FISV|FISERV, INC.|WDNX|WEEDEN & CO.L.P.|9170
FISV|FISERV, INC.|WEDB|WEDBUSH SECURITIES INC.|301
FISV|FISERV, INC.|WEED|Weeden & Co.L.P.|7061
FISV|FISERV, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34016
FISV|FISERV, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42176
FISV|FISERV, INC.|WGIF|CIBC World Markets Inc.|4802
FISV|FISERV, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|287
FISV|FISERV, INC.|WSAG|WALL STREET ACCESS|82
FISV|FISERV, INC.|WSEA|WOLVERINE SECURITIES, LLC|3972
FISV|FISERV, INC.|XIST|INSTINET, LLC|126466
FISV|FISERV, INC.|XPQR|Jump Trading|1600
FISV|FISERV, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|95234
FISV|FISERV, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|25082
FISV|FISERV, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12261
FIT|FITBIT, INC.|ADAM|CANACCORD GENUITY INC.|4161
FIT|FITBIT, INC.|AGIS|Aegis Capital Corp.|32191
FIT|FITBIT, INC.|ALTX|Alternet Securities Inc.|214023
FIT|FITBIT, INC.|APCC|Apex Clearing Corporation|428689
FIT|FITBIT, INC.|AVON|Avondale Partners, LLC|1700
FIT|FITBIT, INC.|BANK|Primevest Financial Services, Inc.|750
FIT|FITBIT, INC.|BARD|Robert W. Baird & Co. Incorporated|8898
FIT|FITBIT, INC.|BATM|CBOE TRADING, INC.|24491
FIT|FITBIT, INC.|BAYT|BTIG, LLC|41225
FIT|FITBIT, INC.|BBNT|BB&T SECURITIES, LLC|21545
FIT|FITBIT, INC.|BERN|Sanford C. Bernstein & Co., LLC|422510
FIT|FITBIT, INC.|BIAD|SAGETRADER, LLC|3372
FIT|FITBIT, INC.|BIDS|BIDS TRADING L.P.|2400
FIT|FITBIT, INC.|BIMI|Banca IMI Securities Corp.|13300
FIT|FITBIT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|667290
FIT|FITBIT, INC.|BLKX|INSTINET, LLC|535565
FIT|FITBIT, INC.|BMOC|BMO Capital Markets Corp.|16433
FIT|FITBIT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|18110
FIT|FITBIT, INC.|BRGE|Newbridge Securities Corp.|55744
FIT|FITBIT, INC.|BTIG|BTIG, LLC|84825
FIT|FITBIT, INC.|BYXM|CBOE TRADING, INC.|4948
FIT|FITBIT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|11900
FIT|FITBIT, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|95154
FIT|FITBIT, INC.|CHAS|Charles Schwab & Co., Inc.|142142
FIT|FITBIT, INC.|CICF|Canaccord Genuity Corp.|1500
FIT|FITBIT, INC.|CIST|Capital Institutional Services, Inc.|2263
FIT|FITBIT, INC.|CLSA|CLSA AMERICAS, LLC|8700
FIT|FITBIT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|447536
FIT|FITBIT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|38026
FIT|FITBIT, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|208564
FIT|FITBIT, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|30
FIT|FITBIT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4432654
FIT|FITBIT, INC.|CTDL|Citadel Derivatives Group Llc|12243
FIT|FITBIT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1386912
FIT|FITBIT, INC.|DADA|D.A. Davidson & Co.|50
FIT|FITBIT, INC.|DAVA|Davenport & Company LLC|1300
FIT|FITBIT, INC.|DAWA|Daiwa Capital Markets America Inc.|200000
FIT|FITBIT, INC.|DBAB|Deutsche Bank Securities Inc.|723253
FIT|FITBIT, INC.|DBAX|Deutsche Bank Securities Inc.|2584900
FIT|FITBIT, INC.|DCHF|Dart Executions, LLC|38276
FIT|FITBIT, INC.|DEAN|MORGAN STANLEY|82443
FIT|FITBIT, INC.|DEGS|RONIN PROFESSIONAL LLC|6811
FIT|FITBIT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|221171
FIT|FITBIT, INC.|DOTC|Dougherty & Company LLC|5000
FIT|FITBIT, INC.|DRWC|DRW SECURITIES, L.L.C.|42200
FIT|FITBIT, INC.|EBXL|EBX LLC|1458000
FIT|FITBIT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|71198
FIT|FITBIT, INC.|EDJC|Edward Jones / CDS|700
FIT|FITBIT, INC.|EDJO|Edward D. Jones & Co., L.P.|28686
FIT|FITBIT, INC.|EGAM|CBOE TRADING, INC.|115262
FIT|FITBIT, INC.|EGAW|CBOE TRADING, INC.|1253
FIT|FITBIT, INC.|EGXM|CBOE TRADING, INC.|107509
FIT|FITBIT, INC.|EGXW|CBOE TRADING, INC.|1243
FIT|FITBIT, INC.|EROP|Eroom Securities L.L.C.|1000
FIT|FITBIT, INC.|ETBE|Electronic Transaction Clearing, Inc.|142298
FIT|FITBIT, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1786
FIT|FITBIT, INC.|ETCC|Electronic Transaction Clearing, Inc.|25391
FIT|FITBIT, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2600
FIT|FITBIT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48438
FIT|FITBIT, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|11400
FIT|FITBIT, INC.|ETRS|E*Trade Securities LLC|15289011
FIT|FITBIT, INC.|FBSB|U.S. Bancorp Investments, Inc.|2096
FIT|FITBIT, INC.|FFSI|Firstrade Securities Inc.|235
FIT|FITBIT, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|6000
FIT|FITBIT, INC.|FILL|Tradestation Securities, Inc.|605195
FIT|FITBIT, INC.|FINX|FINTECH SECURITIES|462
FIT|FITBIT, INC.|FMAF|NBCN Inc./ CDS|203366
FIT|FITBIT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|64062
FIT|FITBIT, INC.|FQLS|Quantlab Securities LP|1130484
FIT|FITBIT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|361051
FIT|FITBIT, INC.|FTBR|Foliofn Investments, Inc.|2590
FIT|FITBIT, INC.|GARC|ICAP Corporates LLC|43992
FIT|FITBIT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|107573
FIT|FITBIT, INC.|GLIS|TD Securities Inc|403962
FIT|FITBIT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|475773
FIT|FITBIT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|4598578
FIT|FITBIT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|441076
FIT|FITBIT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|114813
FIT|FITBIT, INC.|GTSY|GTS SECURITIES LLC|1400
FIT|FITBIT, INC.|GTSZ|GTS SECURITIES LLC|194581
FIT|FITBIT, INC.|HASF|Haywood Securities Inc./CDS|2050
FIT|FITBIT, INC.|HRBF|American Enterprise Investment Services Inc.|137272
FIT|FITBIT, INC.|HSBC|HSBC Securities, Inc.|9473
FIT|FITBIT, INC.|IATS|INTERACTIVE BROKERS LLC|820159
FIT|FITBIT, INC.|IBKR|Interactive Brokers Llc|2034177
FIT|FITBIT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|125
FIT|FITBIT, INC.|ICBX|INSTINET, LLC|1139573
FIT|FITBIT, INC.|IEQY|CITADEL SECURITIES LLC|297171
FIT|FITBIT, INC.|INCA|INSTINET, LLC|1663505
FIT|FITBIT, INC.|INJX|INSTINET, LLC|43144
FIT|FITBIT, INC.|ITGI|ITG Inc.|724451
FIT|FITBIT, INC.|ITGP|ITG INC.|1237600
FIT|FITBIT, INC.|JANY|Janney Montgomery Scott Inc.|5316
FIT|FITBIT, INC.|JEFF|JEFFERIES LLC|792381
FIT|FITBIT, INC.|JHDR|J.H. Darbie & Co., Inc.|7742
FIT|FITBIT, INC.|JLEO|Primary Capital, LLC|4175
FIT|FITBIT, INC.|JMPT|JUMP TRADING, LLC|546244
FIT|FITBIT, INC.|JONE|JonesTrading|9503
FIT|FITBIT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|497558
FIT|FITBIT, INC.|JPMX|J.P. Morgan Securities LLC|3554431
FIT|FITBIT, INC.|JSJX|JANE STREET CAPITAL LLC|1047285
FIT|FITBIT, INC.|KCGM|VIRTU Americas LLC|1081513
FIT|FITBIT, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|49492
FIT|FITBIT, INC.|KING|C. L. King & Associates, Inc.|1000
FIT|FITBIT, INC.|KRSH|Kershner Securities, LLC|3077
FIT|FITBIT, INC.|LEHM|Barclays Capital Inc./Le|4863516
FIT|FITBIT, INC.|LIME|Lime Brokerage LLC|148687
FIT|FITBIT, INC.|LIWE|LIME BROKERAGE LLC|200
FIT|FITBIT, INC.|LOOP|Loop Capital Markets LLC|21219
FIT|FITBIT, INC.|LPCM|Lampert Capital Markets Inc.|39329
FIT|FITBIT, INC.|LQNA|LIQUIDNET, INC.|418100
FIT|FITBIT, INC.|LSCI|Lek Securities Corporation|4011
FIT|FITBIT, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|18621
FIT|FITBIT, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3580
FIT|FITBIT, INC.|MACC|Mid Atlantic Capital Corporation|2885
FIT|FITBIT, INC.|MACQ|Macquarie Capital (USA) Inc.|7614
FIT|FITBIT, INC.|MAGM|TOR BROKERAGE LLC|2000
FIT|FITBIT, INC.|MAXM|Maxim Group LLC|114424
FIT|FITBIT, INC.|MBTS|ALLY INVEST SECURITIES LLC|9295
FIT|FITBIT, INC.|MCMF|Raymond James Ltd. Cds|6000
FIT|FITBIT, INC.|MICA|Spartan Securities Group, Ltd.|2500
FIT|FITBIT, INC.|MKMP|MKM Partners LLC|16084
FIT|FITBIT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2694495
FIT|FITBIT, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5200
FIT|FITBIT, INC.|MOTF|MOTIF INVESTING, INC.|57
FIT|FITBIT, INC.|MPSG|E D & F Man Capital Markets Inc.|3700
FIT|FITBIT, INC.|MSCO|MORGAN STANLEY & CO. LLC|7668711
FIT|FITBIT, INC.|MSPL|MORGAN STANLEY & CO. LLC|3300700
FIT|FITBIT, INC.|MSTX|MORGAN STANLEY & CO. LLC|1452000
FIT|FITBIT, INC.|NATL|National Securities Corporation|36107
FIT|FITBIT, INC.|NFSC|National Financial Services LLC|11275208
FIT|FITBIT, INC.|NITE|VIRTU Americas LLC|19321774
FIT|FITBIT, INC.|NITP|VIRTU Americas LLC|149820
FIT|FITBIT, INC.|NQRB|Brut, LLC|59757
FIT|FITBIT, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|137521
FIT|FITBIT, INC.|NTRC|Northern Trust Securities, Inc.|12198
FIT|FITBIT, INC.|OHOS|TWO SIGMA SECURITIES, LLC|115692
FIT|FITBIT, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|98807
FIT|FITBIT, INC.|OPCO|Oppenheimer & Co. Inc.|34495
FIT|FITBIT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6700
FIT|FITBIT, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10744
FIT|FITBIT, INC.|PCFF|Pacific International Securities Inc./CDS|36233
FIT|FITBIT, INC.|PCPT|PHILLIP CAPITAL INC.|2700
FIT|FITBIT, INC.|PDQM|CODA MARKETS, INC.|801141
FIT|FITBIT, INC.|PHLY|NASDAQ Execution Services, LLC|113600
FIT|FITBIT, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|3900
FIT|FITBIT, INC.|PREC|PRECISION SECURITIES, LLC|16040
FIT|FITBIT, INC.|PWJC|UBS Financial Services, Inc.|64894
FIT|FITBIT, INC.|QMSR|QUATTRO M SECURITIES INC.|6619
FIT|FITBIT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|70259
FIT|FITBIT, INC.|RGLD|Regal Securities, Inc|450
FIT|FITBIT, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|99972
FIT|FITBIT, INC.|RJLC|RJL CAPITAL GROUP, LLC|96328
FIT|FITBIT, INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|43570
FIT|FITBIT, INC.|ROTH|Roth Capital Partners, LLC|1568
FIT|FITBIT, INC.|SAGL|SAGETRADER, LLC|334601
FIT|FITBIT, INC.|SALI|INTL FCSTONE FINANCIAL INC.|65527
FIT|FITBIT, INC.|SBSH|Citigroup Global Markets Inc.|798417
FIT|FITBIT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1692680
FIT|FITBIT, INC.|SIBO|Prime Executions, Inc.|7000
FIT|FITBIT, INC.|SPDR|SPEEDROUTE LLC|32321
FIT|FITBIT, INC.|SPHN|Stephens Inc.|450
FIT|FITBIT, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|10200
FIT|FITBIT, INC.|SPTD|MINT GLOBAL MARKETS, INC.|20032
FIT|FITBIT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|175106
FIT|FITBIT, INC.|STKP|STOCKPILE INVESTMENTS, INC.|3838
FIT|FITBIT, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18102
FIT|FITBIT, INC.|SWIM|TD Ameritrade, Inc.|9043229
FIT|FITBIT, INC.|SWST|Hilltop Securities Inc.|85393
FIT|FITBIT, INC.|TKNG|ALLY INVEST SECURITIES LLC|425921
FIT|FITBIT, INC.|TMBR|Timber Hill LLC|1800
FIT|FITBIT, INC.|TRBT|Tradebot Systems, Inc.|1287385
FIT|FITBIT, INC.|TRCM|TRC MARKETS LLC|1179898
FIT|FITBIT, INC.|TWTT|TASTYWORKS, INC.|5153
FIT|FITBIT, INC.|UBSA|UBS SECURITIES LLC|5154480
FIT|FITBIT, INC.|UBSS|UBS Securities LLC|4868194
FIT|FITBIT, INC.|VALX|VIRTU AMERICAS LLC|225742
FIT|FITBIT, INC.|VGRD|Vanguard Marketing Corporation|471879
FIT|FITBIT, INC.|VIEW|VIEWTRADE SECURITIES LLC|150
FIT|FITBIT, INC.|VSIN|Vision Financial Markets Llc|189506
FIT|FITBIT, INC.|WABR|Wall Street Access|13400
FIT|FITBIT, INC.|WBLR|WILLIAM BLAIR|42700
FIT|FITBIT, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|35
FIT|FITBIT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1504271
FIT|FITBIT, INC.|WEDB|WEDBUSH SECURITIES INC.|219082
FIT|FITBIT, INC.|WEED|Weeden & Co.L.P.|4307
FIT|FITBIT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|138966
FIT|FITBIT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|291459
FIT|FITBIT, INC.|WFPB|Wells Fargo Securities, LLC.|1000
FIT|FITBIT, INC.|WGIF|CIBC World Markets Inc.|37047
FIT|FITBIT, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|206
FIT|FITBIT, INC.|WSEA|WOLVERINE SECURITIES, LLC|297481
FIT|FITBIT, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
FIT|FITBIT, INC.|XIST|INSTINET, LLC|185300
FIT|FITBIT, INC.|XPQR|Jump Trading|1311
FIT|FITBIT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2328918
FIT|FITBIT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|70139
FIT|FITBIT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|91590
FITB|FIFTH THIRD BNCP|ABLE|NATIXIS Securities Americas LLC|143346
FITB|FIFTH THIRD BNCP|AGIS|Aegis Capital Corp.|236
FITB|FIFTH THIRD BNCP|ALTX|Alternet Securities Inc.|31467
FITB|FIFTH THIRD BNCP|ANOS|ABEL/NOSER, L.L.C.|1600
FITB|FIFTH THIRD BNCP|APCC|Apex Clearing Corporation|1650
FITB|FIFTH THIRD BNCP|AQUA|AQUA SECURITIES L.P.|83200
FITB|FIFTH THIRD BNCP|BANK|Primevest Financial Services, Inc.|892
FITB|FIFTH THIRD BNCP|BARD|Robert W. Baird & Co. Incorporated|238933
FITB|FIFTH THIRD BNCP|BATM|CBOE TRADING, INC.|18211
FITB|FIFTH THIRD BNCP|BAYC|BAY CREST PARTNERS, LLC|40597
FITB|FIFTH THIRD BNCP|BBNT|BB&T SECURITIES, LLC|2812
FITB|FIFTH THIRD BNCP|BERN|Sanford C. Bernstein & Co., LLC|219174
FITB|FIFTH THIRD BNCP|BIDS|BIDS TRADING L.P.|200
FITB|FIFTH THIRD BNCP|BKCM|BNY Mellon Capital Markets LLC|2008
FITB|FIFTH THIRD BNCP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11077
FITB|FIFTH THIRD BNCP|BLKX|INSTINET, LLC|608734
FITB|FIFTH THIRD BNCP|BMOC|BMO Capital Markets Corp.|1337041
FITB|FIFTH THIRD BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|1044279
FITB|FIFTH THIRD BNCP|BTIG|BTIG, LLC|546021
FITB|FIFTH THIRD BNCP|BYXM|CBOE TRADING, INC.|11538
FITB|FIFTH THIRD BNCP|BZYD|GOLDMAN SACHS & CO. LLC|500
FITB|FIFTH THIRD BNCP|CANT|Cantor Fitzgerald & Co.|3840
FITB|FIFTH THIRD BNCP|CBLC|CITIGROUP GLOBAL MARKETS INC.|152612
FITB|FIFTH THIRD BNCP|CHAS|Charles Schwab & Co., Inc.|26728
FITB|FIFTH THIRD BNCP|CIBP|CIBC World Markets Corp.|45644
FITB|FIFTH THIRD BNCP|CIST|Capital Institutional Services, Inc.|12230
FITB|FIFTH THIRD BNCP|CLSA|CLSA AMERICAS, LLC|100
FITB|FIFTH THIRD BNCP|CMPT|Compass Point Research & Trading, LLC|24700
FITB|FIFTH THIRD BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|970996
FITB|FIFTH THIRD BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FITB|FIFTH THIRD BNCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8714
FITB|FIFTH THIRD BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2463277
FITB|FIFTH THIRD BNCP|CTDL|Citadel Derivatives Group Llc|106668
FITB|FIFTH THIRD BNCP|CTLR|CUTLER GROUP, LP|17333
FITB|FIFTH THIRD BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|386250
FITB|FIFTH THIRD BNCP|DADA|D.A. Davidson & Co.|656
FITB|FIFTH THIRD BNCP|DAWA|Daiwa Capital Markets America Inc.|2080
FITB|FIFTH THIRD BNCP|DBAB|Deutsche Bank Securities Inc.|3024666
FITB|FIFTH THIRD BNCP|DBAX|Deutsche Bank Securities Inc.|1913500
FITB|FIFTH THIRD BNCP|DBUL|Deutsche Bank Securities Inc.|34036
FITB|FIFTH THIRD BNCP|DCHF|Dart Executions, LLC|13254
FITB|FIFTH THIRD BNCP|DEAN|MORGAN STANLEY|17786
FITB|FIFTH THIRD BNCP|DEGS|RONIN PROFESSIONAL LLC|1200
FITB|FIFTH THIRD BNCP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47948
FITB|FIFTH THIRD BNCP|DRWK|DRW SECURITIES, L.L.C.|75
FITB|FIFTH THIRD BNCP|EBXL|EBX LLC|1344300
FITB|FIFTH THIRD BNCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|89827
FITB|FIFTH THIRD BNCP|EDJC|Edward Jones / CDS|2534
FITB|FIFTH THIRD BNCP|EDJO|Edward D. Jones & Co., L.P.|53894
FITB|FIFTH THIRD BNCP|EGAM|CBOE TRADING, INC.|44746
FITB|FIFTH THIRD BNCP|EGAW|CBOE TRADING, INC.|688
FITB|FIFTH THIRD BNCP|EGMT|EG MARKET TECHNOLOGIES LLC|100
FITB|FIFTH THIRD BNCP|EGXM|CBOE TRADING, INC.|13235
FITB|FIFTH THIRD BNCP|EGXW|CBOE TRADING, INC.|2593
FITB|FIFTH THIRD BNCP|ETBE|Electronic Transaction Clearing, Inc.|242411
FITB|FIFTH THIRD BNCP|ETCC|Electronic Transaction Clearing, Inc.|13903
FITB|FIFTH THIRD BNCP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9792
FITB|FIFTH THIRD BNCP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36759
FITB|FIFTH THIRD BNCP|ETRS|E*Trade Securities LLC|331864
FITB|FIFTH THIRD BNCP|FBCO|Credit Suisse Securities (USA) LLC|3708523
FITB|FIFTH THIRD BNCP|FILL|Tradestation Securities, Inc.|5334
FITB|FIFTH THIRD BNCP|FINX|FINTECH SECURITIES|726
FITB|FIFTH THIRD BNCP|FMAF|NBCN Inc./ CDS|33589
FITB|FIFTH THIRD BNCP|FOMA|TD AMERITRADE CLEARING, INC.|722185
FITB|FIFTH THIRD BNCP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22668
FITB|FIFTH THIRD BNCP|FQLS|Quantlab Securities LP|1601849
FITB|FIFTH THIRD BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|388260
FITB|FIFTH THIRD BNCP|FTBR|Foliofn Investments, Inc.|9622
FITB|FIFTH THIRD BNCP|GEBB|GLOBAL EXECUTION BROKERS, LP|213926
FITB|FIFTH THIRD BNCP|GELP|RBC CAPITAL MARKETS, LLC|4865
FITB|FIFTH THIRD BNCP|GLPX|ACS EXECUTION SERVICES, LLC|36236
FITB|FIFTH THIRD BNCP|GSCO|GOLDMAN SACHS & CO. LLC|11014346
FITB|FIFTH THIRD BNCP|GSCS|GOLDMAN SACHS & CO. LLC|476683
FITB|FIFTH THIRD BNCP|GSLT|GOLDMAN SACHS & CO. LLC|45263
FITB|FIFTH THIRD BNCP|GTSZ|GTS SECURITIES LLC|895645
FITB|FIFTH THIRD BNCP|HAPX|HAP Trading, LLC|900
FITB|FIFTH THIRD BNCP|HRBF|American Enterprise Investment Services Inc.|11238
FITB|FIFTH THIRD BNCP|HSBC|HSBC Securities, Inc.|115015
FITB|FIFTH THIRD BNCP|IATS|INTERACTIVE BROKERS LLC|16297
FITB|FIFTH THIRD BNCP|IBKR|Interactive Brokers Llc|234080
FITB|FIFTH THIRD BNCP|IBSJ|Integrity Brokerage Services, Inc.|77
FITB|FIFTH THIRD BNCP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4494
FITB|FIFTH THIRD BNCP|ICBX|INSTINET, LLC|581204
FITB|FIFTH THIRD BNCP|IEQY|CITADEL SECURITIES LLC|2564614
FITB|FIFTH THIRD BNCP|INCA|INSTINET, LLC|3073386
FITB|FIFTH THIRD BNCP|INJX|INSTINET, LLC|574402
FITB|FIFTH THIRD BNCP|ITGI|ITG Inc.|376720
FITB|FIFTH THIRD BNCP|ITGP|ITG INC.|1698000
FITB|FIFTH THIRD BNCP|JANY|Janney Montgomery Scott Inc.|2479
FITB|FIFTH THIRD BNCP|JEFF|JEFFERIES LLC|4731919
FITB|FIFTH THIRD BNCP|JMPT|JUMP TRADING, LLC|748769
FITB|FIFTH THIRD BNCP|JONE|JonesTrading|104465
FITB|FIFTH THIRD BNCP|JPBX|J.P. MORGAN SECURITIES LLC|592890
FITB|FIFTH THIRD BNCP|JPMX|J.P. Morgan Securities LLC|2398108
FITB|FIFTH THIRD BNCP|JSJX|JANE STREET CAPITAL LLC|21927
FITB|FIFTH THIRD BNCP|JSSF|JMP Securities LLC|1426
FITB|FIFTH THIRD BNCP|KBWI|Keefe, Bruyette & Woods, Inc.|623778
FITB|FIFTH THIRD BNCP|KCGM|VIRTU Americas LLC|305443
FITB|FIFTH THIRD BNCP|KEYB|KEYBANC CAPITAL MARKETS INC.|29200
FITB|FIFTH THIRD BNCP|KING|C. L. King & Associates, Inc.|10000
FITB|FIFTH THIRD BNCP|LEHM|Barclays Capital Inc./Le|8201675
FITB|FIFTH THIRD BNCP|LIME|Lime Brokerage LLC|1424225
FITB|FIFTH THIRD BNCP|LMGP|LIME BROKERAGE LLC|45800
FITB|FIFTH THIRD BNCP|LMNX|LUMINEX TRADING & ANALYTICS LLC|900552
FITB|FIFTH THIRD BNCP|LOOP|Loop Capital Markets LLC|5196
FITB|FIFTH THIRD BNCP|LQNA|LIQUIDNET, INC.|605300
FITB|FIFTH THIRD BNCP|LSCI|Lek Securities Corporation|2823
FITB|FIFTH THIRD BNCP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FITB|FIFTH THIRD BNCP|MACC|Mid Atlantic Capital Corporation|5073
FITB|FIFTH THIRD BNCP|MAXM|Maxim Group LLC|57067
FITB|FIFTH THIRD BNCP|MBTS|ALLY INVEST SECURITIES LLC|160
FITB|FIFTH THIRD BNCP|MCMF|Raymond James Ltd. Cds|1
FITB|FIFTH THIRD BNCP|MKMP|MKM Partners LLC|96400
FITB|FIFTH THIRD BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1645189
FITB|FIFTH THIRD BNCP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|21962
FITB|FIFTH THIRD BNCP|MOTF|MOTIF INVESTING, INC.|35
FITB|FIFTH THIRD BNCP|MSCO|MORGAN STANLEY & CO. LLC|13660909
FITB|FIFTH THIRD BNCP|MSPL|MORGAN STANLEY & CO. LLC|1963700
FITB|FIFTH THIRD BNCP|MSTX|MORGAN STANLEY & CO. LLC|751200
FITB|FIFTH THIRD BNCP|MZHO|Mizuho Securities USA LLC|78400
FITB|FIFTH THIRD BNCP|NATL|National Securities Corporation|400
FITB|FIFTH THIRD BNCP|NBCS|NBC Securities, INC.|400
FITB|FIFTH THIRD BNCP|NEUB|NEUBERGER BERMAN BD LLC|138
FITB|FIFTH THIRD BNCP|NFSC|National Financial Services LLC|844595
FITB|FIFTH THIRD BNCP|NITE|VIRTU Americas LLC|1927880
FITB|FIFTH THIRD BNCP|NITP|VIRTU Americas LLC|8741
FITB|FIFTH THIRD BNCP|NOBL|NOBLE CAPITAL MARKETS, INC.|33517
FITB|FIFTH THIRD BNCP|NQRB|Brut, LLC|101338
FITB|FIFTH THIRD BNCP|NTRC|Northern Trust Securities, Inc.|9881
FITB|FIFTH THIRD BNCP|OHOS|TWO SIGMA SECURITIES, LLC|306968
FITB|FIFTH THIRD BNCP|OPCO|Oppenheimer & Co. Inc.|14298
FITB|FIFTH THIRD BNCP|OTAA|OTA LLC|135800
FITB|FIFTH THIRD BNCP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2655
FITB|FIFTH THIRD BNCP|PCPT|PHILLIP CAPITAL INC.|295
FITB|FIFTH THIRD BNCP|PDQM|CODA MARKETS, INC.|74187
FITB|FIFTH THIRD BNCP|PHLY|NASDAQ Execution Services, LLC|9200
FITB|FIFTH THIRD BNCP|PIPR|Piper Jaffray & Co.|235860
FITB|FIFTH THIRD BNCP|PNSR|Penserra Securities, LLC|3288
FITB|FIFTH THIRD BNCP|PREC|PRECISION SECURITIES, LLC|9700
FITB|FIFTH THIRD BNCP|PWJC|UBS Financial Services, Inc.|16882
FITB|FIFTH THIRD BNCP|RAJA|Raymond James & Associates, Inc.|25760
FITB|FIFTH THIRD BNCP|RBCM|RBC CAPITAL MARKETS, LLC|25960
FITB|FIFTH THIRD BNCP|SAGL|SAGETRADER, LLC|48550
FITB|FIFTH THIRD BNCP|SAGW|SAGETRADER, LLC|3985
FITB|FIFTH THIRD BNCP|SALI|INTL FCSTONE FINANCIAL INC.|55
FITB|FIFTH THIRD BNCP|SBSH|Citigroup Global Markets Inc.|2930585
FITB|FIFTH THIRD BNCP|SDLR|Sandler, O'Neill & Partners, L.P.|129708
FITB|FIFTH THIRD BNCP|SEIC|SEI Investments Distribution Co.|3954
FITB|FIFTH THIRD BNCP|SGMT|GOLDMAN SACHS & CO. LLC|1235649
FITB|FIFTH THIRD BNCP|SJLS|TRADE INFORMATICS LLC|100
FITB|FIFTH THIRD BNCP|SPDR|SPEEDROUTE LLC|42676
FITB|FIFTH THIRD BNCP|SPHN|Stephens Inc.|184436
FITB|FIFTH THIRD BNCP|SSBS|STATE STREET GLOBAL MARKETS, LLC|25876
FITB|FIFTH THIRD BNCP|STFL|Stifel, Nicolaus & Company, Incorporated|25151
FITB|FIFTH THIRD BNCP|STKP|STOCKPILE INVESTMENTS, INC.|78
FITB|FIFTH THIRD BNCP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|116
FITB|FIFTH THIRD BNCP|SWIM|TD Ameritrade, Inc.|87835
FITB|FIFTH THIRD BNCP|SWST|Hilltop Securities Inc.|38191
FITB|FIFTH THIRD BNCP|TAGC|TELSEY ADVISORY GROUP LLC|1522
FITB|FIFTH THIRD BNCP|TKNG|ALLY INVEST SECURITIES LLC|7054
FITB|FIFTH THIRD BNCP|TRBT|Tradebot Systems, Inc.|1513753
FITB|FIFTH THIRD BNCP|TRCM|TRC MARKETS LLC|1945797
FITB|FIFTH THIRD BNCP|TTUC|CUTTONE & CO., INC.|5667
FITB|FIFTH THIRD BNCP|TWTT|TASTYWORKS, INC.|200
FITB|FIFTH THIRD BNCP|UBSA|UBS SECURITIES LLC|3860390
FITB|FIFTH THIRD BNCP|UBSS|UBS Securities LLC|4969214
FITB|FIFTH THIRD BNCP|VALX|VIRTU AMERICAS LLC|135630
FITB|FIFTH THIRD BNCP|VGRD|Vanguard Marketing Corporation|62287
FITB|FIFTH THIRD BNCP|WABR|Wall Street Access|454
FITB|FIFTH THIRD BNCP|WBET|Wallachbeth Capital LLC|2456
FITB|FIFTH THIRD BNCP|WBLR|WILLIAM BLAIR|175149
FITB|FIFTH THIRD BNCP|WBNF|WILLIAM BLAIR|93
FITB|FIFTH THIRD BNCP|WBPX|SUMMIT SECURITIES GROUP, LLC|31094
FITB|FIFTH THIRD BNCP|WCHV|WELLS FARGO SECURITIES, LLC|1477008
FITB|FIFTH THIRD BNCP|WDNX|WEEDEN & CO.L.P.|5462
FITB|FIFTH THIRD BNCP|WEDB|WEDBUSH SECURITIES INC.|800
FITB|FIFTH THIRD BNCP|WEED|Weeden & Co.L.P.|10239
FITB|FIFTH THIRD BNCP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|104626
FITB|FIFTH THIRD BNCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85823
FITB|FIFTH THIRD BNCP|WGIF|CIBC World Markets Inc.|833
FITB|FIFTH THIRD BNCP|WHOT|JUST2TRADE, INC.|200
FITB|FIFTH THIRD BNCP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|19451
FITB|FIFTH THIRD BNCP|WSAG|WALL STREET ACCESS|265
FITB|FIFTH THIRD BNCP|WSEA|WOLVERINE SECURITIES, LLC|18306
FITB|FIFTH THIRD BNCP|XIST|INSTINET, LLC|267136
FITB|FIFTH THIRD BNCP|XPQR|Jump Trading|36
FITB|FIFTH THIRD BNCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|190782
FITB|FIFTH THIRD BNCP|YKNA|COMHAR CAPITAL MARKETS, LLC|3691
FITB|FIFTH THIRD BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38725
FITBI|FIFTH THIRD BANCORP|ALTX|Alternet Securities Inc.|805
FITBI|FIFTH THIRD BANCORP|APCC|Apex Clearing Corporation|30
FITBI|FIFTH THIRD BANCORP|BARD|Robert W. Baird & Co. Incorporated|34034
FITBI|FIFTH THIRD BANCORP|BATM|CBOE TRADING, INC.|3
FITBI|FIFTH THIRD BANCORP|BBNT|BB&T SECURITIES, LLC|561
FITBI|FIFTH THIRD BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7259
FITBI|FIFTH THIRD BANCORP|BTIG|BTIG, LLC|9971
FITBI|FIFTH THIRD BANCORP|BYXM|CBOE TRADING, INC.|100
FITBI|FIFTH THIRD BANCORP|CANT|Cantor Fitzgerald & Co.|23
FITBI|FIFTH THIRD BANCORP|CHAS|Charles Schwab & Co., Inc.|29
FITBI|FIFTH THIRD BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4730
FITBI|FIFTH THIRD BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16628
FITBI|FIFTH THIRD BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3034
FITBI|FIFTH THIRD BANCORP|DBAB|Deutsche Bank Securities Inc.|258
FITBI|FIFTH THIRD BANCORP|DBAX|Deutsche Bank Securities Inc.|10800
FITBI|FIFTH THIRD BANCORP|DEAN|MORGAN STANLEY|11764
FITBI|FIFTH THIRD BANCORP|DEGS|RONIN PROFESSIONAL LLC|3679
FITBI|FIFTH THIRD BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|571
FITBI|FIFTH THIRD BANCORP|EBXL|EBX LLC|12500
FITBI|FIFTH THIRD BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|95200
FITBI|FIFTH THIRD BANCORP|EDJO|Edward D. Jones & Co., L.P.|41
FITBI|FIFTH THIRD BANCORP|EGXM|CBOE TRADING, INC.|100
FITBI|FIFTH THIRD BANCORP|ESPO|ESPOSITO SECURITIES, LLC|169
FITBI|FIFTH THIRD BANCORP|ETRS|E*Trade Securities LLC|1182
FITBI|FIFTH THIRD BANCORP|FBCO|Credit Suisse Securities (USA) LLC|6247
FITBI|FIFTH THIRD BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|7550
FITBI|FIFTH THIRD BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1067
FITBI|FIFTH THIRD BANCORP|FTBR|Foliofn Investments, Inc.|40
FITBI|FIFTH THIRD BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|315
FITBI|FIFTH THIRD BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|6258
FITBI|FIFTH THIRD BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|20081
FITBI|FIFTH THIRD BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|6191
FITBI|FIFTH THIRD BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|300
FITBI|FIFTH THIRD BANCORP|GTSZ|GTS SECURITIES LLC|3216
FITBI|FIFTH THIRD BANCORP|HRBF|American Enterprise Investment Services Inc.|3413
FITBI|FIFTH THIRD BANCORP|IATS|INTERACTIVE BROKERS LLC|140
FITBI|FIFTH THIRD BANCORP|IBKR|Interactive Brokers Llc|17059
FITBI|FIFTH THIRD BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|282
FITBI|FIFTH THIRD BANCORP|ICBX|INSTINET, LLC|13494
FITBI|FIFTH THIRD BANCORP|INCA|INSTINET, LLC|52540
FITBI|FIFTH THIRD BANCORP|INJX|INSTINET, LLC|75
FITBI|FIFTH THIRD BANCORP|ITGI|ITG Inc.|934
FITBI|FIFTH THIRD BANCORP|ITGP|ITG INC.|3800
FITBI|FIFTH THIRD BANCORP|JANY|Janney Montgomery Scott Inc.|676
FITBI|FIFTH THIRD BANCORP|JEFF|JEFFERIES LLC|1677
FITBI|FIFTH THIRD BANCORP|JPMX|J.P. Morgan Securities LLC|3600
FITBI|FIFTH THIRD BANCORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1120
FITBI|FIFTH THIRD BANCORP|JSJX|JANE STREET CAPITAL LLC|100
FITBI|FIFTH THIRD BANCORP|KCGM|VIRTU Americas LLC|6242
FITBI|FIFTH THIRD BANCORP|LEHM|Barclays Capital Inc./Le|7000
FITBI|FIFTH THIRD BANCORP|LIME|Lime Brokerage LLC|18969
FITBI|FIFTH THIRD BANCORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|24394
FITBI|FIFTH THIRD BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
FITBI|FIFTH THIRD BANCORP|MSCO|MORGAN STANLEY & CO. LLC|77834
FITBI|FIFTH THIRD BANCORP|MSPL|MORGAN STANLEY & CO. LLC|12600
FITBI|FIFTH THIRD BANCORP|NFSC|National Financial Services LLC|66609
FITBI|FIFTH THIRD BANCORP|NITE|VIRTU Americas LLC|82802
FITBI|FIFTH THIRD BANCORP|NQRB|Brut, LLC|16795
FITBI|FIFTH THIRD BANCORP|NTRC|Northern Trust Securities, Inc.|100
FITBI|FIFTH THIRD BANCORP|OPCO|Oppenheimer & Co. Inc.|1070
FITBI|FIFTH THIRD BANCORP|PDQM|CODA MARKETS, INC.|9525
FITBI|FIFTH THIRD BANCORP|PWJC|UBS Financial Services, Inc.|1866
FITBI|FIFTH THIRD BANCORP|RAJA|Raymond James & Associates, Inc.|11798
FITBI|FIFTH THIRD BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|961
FITBI|FIFTH THIRD BANCORP|SAGL|SAGETRADER, LLC|100
FITBI|FIFTH THIRD BANCORP|SALI|INTL FCSTONE FINANCIAL INC.|192
FITBI|FIFTH THIRD BANCORP|SBSH|Citigroup Global Markets Inc.|7278
FITBI|FIFTH THIRD BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|5635
FITBI|FIFTH THIRD BANCORP|SMRD|SUMRIDGE PARTNERS, LLC|12305
FITBI|FIFTH THIRD BANCORP|SPDR|SPEEDROUTE LLC|1972
FITBI|FIFTH THIRD BANCORP|SPHN|Stephens Inc.|300
FITBI|FIFTH THIRD BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|30406
FITBI|FIFTH THIRD BANCORP|SWST|Hilltop Securities Inc.|6782
FITBI|FIFTH THIRD BANCORP|TKNG|ALLY INVEST SECURITIES LLC|100
FITBI|FIFTH THIRD BANCORP|TRBT|Tradebot Systems, Inc.|3983
FITBI|FIFTH THIRD BANCORP|TRCM|TRC MARKETS LLC|1200
FITBI|FIFTH THIRD BANCORP|UBSA|UBS SECURITIES LLC|40999
FITBI|FIFTH THIRD BANCORP|UBSS|UBS Securities LLC|46808
FITBI|FIFTH THIRD BANCORP|VGRD|Vanguard Marketing Corporation|103
FITBI|FIFTH THIRD BANCORP|WBLR|WILLIAM BLAIR|430
FITBI|FIFTH THIRD BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|36239
FITBI|FIFTH THIRD BANCORP|WEDB|WEDBUSH SECURITIES INC.|74
FITBI|FIFTH THIRD BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|549
FITBI|FIFTH THIRD BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|21248
FITBI|FIFTH THIRD BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
FITBI|FIFTH THIRD BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1446
FIV|FIRST TRUST SENIOR F|AGIS|Aegis Capital Corp.|10830
FIV|FIRST TRUST SENIOR F|ALTX|Alternet Securities Inc.|3300
FIV|FIRST TRUST SENIOR F|BARD|Robert W. Baird & Co. Incorporated|7688
FIV|FIRST TRUST SENIOR F|BATM|CBOE TRADING, INC.|124
FIV|FIRST TRUST SENIOR F|BBNT|BB&T SECURITIES, LLC|6114
FIV|FIRST TRUST SENIOR F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9600
FIV|FIRST TRUST SENIOR F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103873
FIV|FIRST TRUST SENIOR F|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2500
FIV|FIRST TRUST SENIOR F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29355
FIV|FIRST TRUST SENIOR F|CTDL|Citadel Derivatives Group Llc|80
FIV|FIRST TRUST SENIOR F|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
FIV|FIRST TRUST SENIOR F|DBAX|Deutsche Bank Securities Inc.|12700
FIV|FIRST TRUST SENIOR F|DEAN|MORGAN STANLEY|68826
FIV|FIRST TRUST SENIOR F|EBXL|EBX LLC|11300
FIV|FIRST TRUST SENIOR F|ECUT|CONVERGEX EXECUTION SOLUTIONS|1901
FIV|FIRST TRUST SENIOR F|EGAM|CBOE TRADING, INC.|8371
FIV|FIRST TRUST SENIOR F|EGXM|CBOE TRADING, INC.|5255
FIV|FIRST TRUST SENIOR F|ETRS|E*Trade Securities LLC|10476
FIV|FIRST TRUST SENIOR F|FBSB|U.S. Bancorp Investments, Inc.|1134
FIV|FIRST TRUST SENIOR F|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|26524
FIV|FIRST TRUST SENIOR F|FTBR|Foliofn Investments, Inc.|10
FIV|FIRST TRUST SENIOR F|GLPX|ACS EXECUTION SERVICES, LLC|1300
FIV|FIRST TRUST SENIOR F|GSCO|GOLDMAN SACHS & CO. LLC|6223
FIV|FIRST TRUST SENIOR F|GTSZ|GTS SECURITIES LLC|100
FIV|FIRST TRUST SENIOR F|HRBF|American Enterprise Investment Services Inc.|45440
FIV|FIRST TRUST SENIOR F|IATS|INTERACTIVE BROKERS LLC|3520
FIV|FIRST TRUST SENIOR F|IBKR|Interactive Brokers Llc|20581
FIV|FIRST TRUST SENIOR F|ICBX|INSTINET, LLC|300
FIV|FIRST TRUST SENIOR F|INCA|INSTINET, LLC|144
FIV|FIRST TRUST SENIOR F|ITGI|ITG Inc.|2400
FIV|FIRST TRUST SENIOR F|ITGP|ITG INC.|12000
FIV|FIRST TRUST SENIOR F|JANY|Janney Montgomery Scott Inc.|1500
FIV|FIRST TRUST SENIOR F|JPMX|J.P. Morgan Securities LLC|18746
FIV|FIRST TRUST SENIOR F|JSJX|JANE STREET CAPITAL LLC|900
FIV|FIRST TRUST SENIOR F|KCGM|VIRTU Americas LLC|5546
FIV|FIRST TRUST SENIOR F|LEHM|Barclays Capital Inc./Le|10400
FIV|FIRST TRUST SENIOR F|LIME|Lime Brokerage LLC|318
FIV|FIRST TRUST SENIOR F|LSCI|Lek Securities Corporation|1100
FIV|FIRST TRUST SENIOR F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
FIV|FIRST TRUST SENIOR F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15820
FIV|FIRST TRUST SENIOR F|MOTF|MOTIF INVESTING, INC.|1
FIV|FIRST TRUST SENIOR F|MSCO|MORGAN STANLEY & CO. LLC|194527
FIV|FIRST TRUST SENIOR F|MSPL|MORGAN STANLEY & CO. LLC|9600
FIV|FIRST TRUST SENIOR F|NATL|National Securities Corporation|11745
FIV|FIRST TRUST SENIOR F|NFSC|National Financial Services LLC|73532
FIV|FIRST TRUST SENIOR F|NITE|VIRTU Americas LLC|232991
FIV|FIRST TRUST SENIOR F|OPCO|Oppenheimer & Co. Inc.|25871
FIV|FIRST TRUST SENIOR F|PDQM|CODA MARKETS, INC.|4800
FIV|FIRST TRUST SENIOR F|PWJC|UBS Financial Services, Inc.|31600
FIV|FIRST TRUST SENIOR F|RBCM|RBC CAPITAL MARKETS, LLC|76671
FIV|FIRST TRUST SENIOR F|RGLD|Regal Securities, Inc|522
FIV|FIRST TRUST SENIOR F|SALI|INTL FCSTONE FINANCIAL INC.|1100
FIV|FIRST TRUST SENIOR F|SBSH|Citigroup Global Markets Inc.|24106
FIV|FIRST TRUST SENIOR F|SGMT|GOLDMAN SACHS & CO. LLC|5532
FIV|FIRST TRUST SENIOR F|SPDR|SPEEDROUTE LLC|2600
FIV|FIRST TRUST SENIOR F|STFL|Stifel, Nicolaus & Company, Incorporated|9438
FIV|FIRST TRUST SENIOR F|SWIM|TD Ameritrade, Inc.|758
FIV|FIRST TRUST SENIOR F|SWST|Hilltop Securities Inc.|500
FIV|FIRST TRUST SENIOR F|TRBT|Tradebot Systems, Inc.|883
FIV|FIRST TRUST SENIOR F|UBSA|UBS SECURITIES LLC|6674
FIV|FIRST TRUST SENIOR F|UBSS|UBS Securities LLC|97117
FIV|FIRST TRUST SENIOR F|WCHV|WELLS FARGO SECURITIES, LLC|83864
FIV|FIRST TRUST SENIOR F|WEDB|WEDBUSH SECURITIES INC.|21
FIV|FIRST TRUST SENIOR F|WLTH|WEALTHFRONT BROKERAGE CORPORATION|110
FIV|FIRST TRUST SENIOR F|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FIV|FIRST TRUST SENIOR F|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FIV|FIRST TRUST SENIOR F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|493
FIVA|FIDELITY INTL VALUE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|237
FIVA|FIDELITY INTL VALUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2210
FIVA|FIDELITY INTL VALUE|DBAX|Deutsche Bank Securities Inc.|1300
FIVA|FIDELITY INTL VALUE|EBXL|EBX LLC|1200
FIVA|FIDELITY INTL VALUE|ETRS|E*Trade Securities LLC|44
FIVA|FIDELITY INTL VALUE|GSLT|GOLDMAN SACHS & CO. LLC|4
FIVA|FIDELITY INTL VALUE|IATS|INTERACTIVE BROKERS LLC|196
FIVA|FIDELITY INTL VALUE|IBKR|Interactive Brokers Llc|98
FIVA|FIDELITY INTL VALUE|ICBX|INSTINET, LLC|200
FIVA|FIDELITY INTL VALUE|INCA|INSTINET, LLC|900
FIVA|FIDELITY INTL VALUE|JPMX|J.P. Morgan Securities LLC|400
FIVA|FIDELITY INTL VALUE|JSJX|JANE STREET CAPITAL LLC|3287
FIVA|FIDELITY INTL VALUE|KCGM|VIRTU Americas LLC|1100
FIVA|FIDELITY INTL VALUE|LEHM|Barclays Capital Inc./Le|2200
FIVA|FIDELITY INTL VALUE|LIME|Lime Brokerage LLC|730
FIVA|FIDELITY INTL VALUE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1098
FIVA|FIDELITY INTL VALUE|MSCO|MORGAN STANLEY & CO. LLC|1052
FIVA|FIDELITY INTL VALUE|MSPL|MORGAN STANLEY & CO. LLC|200
FIVA|FIDELITY INTL VALUE|NFSC|National Financial Services LLC|33655
FIVA|FIDELITY INTL VALUE|NITE|VIRTU Americas LLC|11901
FIVA|FIDELITY INTL VALUE|PDQM|CODA MARKETS, INC.|41
FIVA|FIDELITY INTL VALUE|SGMT|GOLDMAN SACHS & CO. LLC|329
FIVA|FIDELITY INTL VALUE|UBSA|UBS SECURITIES LLC|3434
FIVA|FIDELITY INTL VALUE|UBSS|UBS Securities LLC|1017
FIVA|FIDELITY INTL VALUE|VGRD|Vanguard Marketing Corporation|722
FIVA|FIDELITY INTL VALUE|XSTM|NATIONAL FINANCIAL SERVICES LLC|1060
FIVA|FIDELITY INTL VALUE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
FIVE|FIVE BELOW, INC.|AGIS|Aegis Capital Corp.|6375
FIVE|FIVE BELOW, INC.|ALTX|Alternet Securities Inc.|34192
FIVE|FIVE BELOW, INC.|ANOS|ABEL/NOSER, L.L.C.|5720
FIVE|FIVE BELOW, INC.|APCC|Apex Clearing Corporation|16098
FIVE|FIVE BELOW, INC.|AQUA|AQUA SECURITIES L.P.|3500
FIVE|FIVE BELOW, INC.|BARD|Robert W. Baird & Co. Incorporated|2103
FIVE|FIVE BELOW, INC.|BATM|CBOE TRADING, INC.|13678
FIVE|FIVE BELOW, INC.|BAYC|BAY CREST PARTNERS, LLC|2596
FIVE|FIVE BELOW, INC.|BAYT|BTIG, LLC|5300
FIVE|FIVE BELOW, INC.|BBNT|BB&T SECURITIES, LLC|162
FIVE|FIVE BELOW, INC.|BERN|Sanford C. Bernstein & Co., LLC|226421
FIVE|FIVE BELOW, INC.|BIDS|BIDS TRADING L.P.|200
FIVE|FIVE BELOW, INC.|BIMI|Banca IMI Securities Corp.|442
FIVE|FIVE BELOW, INC.|BKCM|BNY Mellon Capital Markets LLC|15023
FIVE|FIVE BELOW, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37476
FIVE|FIVE BELOW, INC.|BLKX|INSTINET, LLC|13802
FIVE|FIVE BELOW, INC.|BMOC|BMO Capital Markets Corp.|11849
FIVE|FIVE BELOW, INC.|BNCH|The Benchmark Company, LLC|12871
FIVE|FIVE BELOW, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|40273
FIVE|FIVE BELOW, INC.|BRGE|Newbridge Securities Corp.|220
FIVE|FIVE BELOW, INC.|BRVL|BLAYLOCK VAN, LLC|500
FIVE|FIVE BELOW, INC.|BTIG|BTIG, LLC|5843
FIVE|FIVE BELOW, INC.|BYXM|CBOE TRADING, INC.|5698
FIVE|FIVE BELOW, INC.|BZYD|GOLDMAN SACHS & CO. LLC|400
FIVE|FIVE BELOW, INC.|CANT|Cantor Fitzgerald & Co.|1904
FIVE|FIVE BELOW, INC.|CBRA|Cobra Trading, Inc.|1610
FIVE|FIVE BELOW, INC.|CHAS|Charles Schwab & Co., Inc.|36809
FIVE|FIVE BELOW, INC.|CICF|Canaccord Genuity Corp.|3161
FIVE|FIVE BELOW, INC.|CIST|Capital Institutional Services, Inc.|325
FIVE|FIVE BELOW, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|285361
FIVE|FIVE BELOW, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8806
FIVE|FIVE BELOW, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|126414
FIVE|FIVE BELOW, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|872316
FIVE|FIVE BELOW, INC.|CTDL|Citadel Derivatives Group Llc|26923
FIVE|FIVE BELOW, INC.|CTLR|CUTLER GROUP, LP|17825
FIVE|FIVE BELOW, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|77874
FIVE|FIVE BELOW, INC.|DADA|D.A. Davidson & Co.|825
FIVE|FIVE BELOW, INC.|DAVA|Davenport & Company LLC|10871
FIVE|FIVE BELOW, INC.|DBAB|Deutsche Bank Securities Inc.|976395
FIVE|FIVE BELOW, INC.|DBAX|Deutsche Bank Securities Inc.|514200
FIVE|FIVE BELOW, INC.|DBUL|Deutsche Bank Securities Inc.|32574
FIVE|FIVE BELOW, INC.|DCHF|Dart Executions, LLC|2367
FIVE|FIVE BELOW, INC.|DEAN|MORGAN STANLEY|16499
FIVE|FIVE BELOW, INC.|DEGS|RONIN PROFESSIONAL LLC|1200
FIVE|FIVE BELOW, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|82356
FIVE|FIVE BELOW, INC.|DOTC|Dougherty & Company LLC|29320
FIVE|FIVE BELOW, INC.|DRWK|DRW SECURITIES, L.L.C.|52121
FIVE|FIVE BELOW, INC.|EBXL|EBX LLC|260200
FIVE|FIVE BELOW, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|71525
FIVE|FIVE BELOW, INC.|EDJC|Edward Jones / CDS|64
FIVE|FIVE BELOW, INC.|EDJO|Edward D. Jones & Co., L.P.|3412
FIVE|FIVE BELOW, INC.|EGAM|CBOE TRADING, INC.|25019
FIVE|FIVE BELOW, INC.|EGAW|CBOE TRADING, INC.|116
FIVE|FIVE BELOW, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3944
FIVE|FIVE BELOW, INC.|EGXM|CBOE TRADING, INC.|44312
FIVE|FIVE BELOW, INC.|EGXW|CBOE TRADING, INC.|559
FIVE|FIVE BELOW, INC.|ESPO|ESPOSITO SECURITIES, LLC|644
FIVE|FIVE BELOW, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|26894
FIVE|FIVE BELOW, INC.|ETBE|Electronic Transaction Clearing, Inc.|154093
FIVE|FIVE BELOW, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6268
FIVE|FIVE BELOW, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|170576
FIVE|FIVE BELOW, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|6457
FIVE|FIVE BELOW, INC.|ETRS|E*Trade Securities LLC|674405
FIVE|FIVE BELOW, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|608
FIVE|FIVE BELOW, INC.|FBCO|Credit Suisse Securities (USA) LLC|903973
FIVE|FIVE BELOW, INC.|FBSB|U.S. Bancorp Investments, Inc.|2610
FIVE|FIVE BELOW, INC.|FILL|Tradestation Securities, Inc.|111888
FIVE|FIVE BELOW, INC.|FINX|FINTECH SECURITIES|200
FIVE|FIVE BELOW, INC.|FMAF|NBCN Inc./ CDS|4428
FIVE|FIVE BELOW, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1495617
FIVE|FIVE BELOW, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|167768
FIVE|FIVE BELOW, INC.|FQLS|Quantlab Securities LP|678106
FIVE|FIVE BELOW, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|165328
FIVE|FIVE BELOW, INC.|FTBR|Foliofn Investments, Inc.|72610
FIVE|FIVE BELOW, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|80709
FIVE|FIVE BELOW, INC.|GELP|RBC CAPITAL MARKETS, LLC|1244
FIVE|FIVE BELOW, INC.|GLIS|TD Securities Inc|580
FIVE|FIVE BELOW, INC.|GLPX|ACS EXECUTION SERVICES, LLC|90864
FIVE|FIVE BELOW, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1681194
FIVE|FIVE BELOW, INC.|GSCS|GOLDMAN SACHS & CO. LLC|63987
FIVE|FIVE BELOW, INC.|GSLT|GOLDMAN SACHS & CO. LLC|25207
FIVE|FIVE BELOW, INC.|GTSZ|GTS SECURITIES LLC|102926
FIVE|FIVE BELOW, INC.|HRBF|American Enterprise Investment Services Inc.|14628
FIVE|FIVE BELOW, INC.|IATS|INTERACTIVE BROKERS LLC|115086
FIVE|FIVE BELOW, INC.|IBKR|Interactive Brokers Llc|1005785
FIVE|FIVE BELOW, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|816
FIVE|FIVE BELOW, INC.|ICBX|INSTINET, LLC|64069
FIVE|FIVE BELOW, INC.|IEQY|CITADEL SECURITIES LLC|224079
FIVE|FIVE BELOW, INC.|INCA|INSTINET, LLC|1180579
FIVE|FIVE BELOW, INC.|INJX|INSTINET, LLC|156944
FIVE|FIVE BELOW, INC.|ITGI|ITG Inc.|300706
FIVE|FIVE BELOW, INC.|ITGP|ITG INC.|243200
FIVE|FIVE BELOW, INC.|JANY|Janney Montgomery Scott Inc.|2778
FIVE|FIVE BELOW, INC.|JEFF|JEFFERIES LLC|321003
FIVE|FIVE BELOW, INC.|JMPT|JUMP TRADING, LLC|132958
FIVE|FIVE BELOW, INC.|JPBX|J.P. MORGAN SECURITIES LLC|385022
FIVE|FIVE BELOW, INC.|JPMX|J.P. Morgan Securities LLC|1015969
FIVE|FIVE BELOW, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|167
FIVE|FIVE BELOW, INC.|JSJX|JANE STREET CAPITAL LLC|227606
FIVE|FIVE BELOW, INC.|JUTA|JUMP TRADING, LLC|10
FIVE|FIVE BELOW, INC.|KCGM|VIRTU Americas LLC|120993
FIVE|FIVE BELOW, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|9774
FIVE|FIVE BELOW, INC.|LEER|LEERINK PARTNERS LLC|470
FIVE|FIVE BELOW, INC.|LEHM|Barclays Capital Inc./Le|2046980
FIVE|FIVE BELOW, INC.|LIME|Lime Brokerage LLC|335596
FIVE|FIVE BELOW, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|22426
FIVE|FIVE BELOW, INC.|LQNA|LIQUIDNET, INC.|193900
FIVE|FIVE BELOW, INC.|LSCI|Lek Securities Corporation|2386
FIVE|FIVE BELOW, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|4112
FIVE|FIVE BELOW, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
FIVE|FIVE BELOW, INC.|MACC|Mid Atlantic Capital Corporation|325
FIVE|FIVE BELOW, INC.|MACQ|Macquarie Capital (USA) Inc.|2700
FIVE|FIVE BELOW, INC.|MAVB|Great Point Capital LLC|700
FIVE|FIVE BELOW, INC.|MAXM|Maxim Group LLC|5023
FIVE|FIVE BELOW, INC.|MBTS|ALLY INVEST SECURITIES LLC|12392
FIVE|FIVE BELOW, INC.|MCMF|Raymond James Ltd. Cds|1454
FIVE|FIVE BELOW, INC.|MILE|I-Bankers Securities, Inc.|70
FIVE|FIVE BELOW, INC.|MKMP|MKM Partners LLC|32226
FIVE|FIVE BELOW, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|248677
FIVE|FIVE BELOW, INC.|MOTF|MOTIF INVESTING, INC.|44
FIVE|FIVE BELOW, INC.|MSCO|MORGAN STANLEY & CO. LLC|5185039
FIVE|FIVE BELOW, INC.|MSPL|MORGAN STANLEY & CO. LLC|838400
FIVE|FIVE BELOW, INC.|MSTX|MORGAN STANLEY & CO. LLC|603000
FIVE|FIVE BELOW, INC.|NATL|National Securities Corporation|80
FIVE|FIVE BELOW, INC.|NFSC|National Financial Services LLC|829420
FIVE|FIVE BELOW, INC.|NITE|VIRTU Americas LLC|2206188
FIVE|FIVE BELOW, INC.|NITP|VIRTU Americas LLC|5367
FIVE|FIVE BELOW, INC.|NQRB|Brut, LLC|9630
FIVE|FIVE BELOW, INC.|NTFN|Network 1 Financial Securities Inc.|200
FIVE|FIVE BELOW, INC.|NTRC|Northern Trust Securities, Inc.|286
FIVE|FIVE BELOW, INC.|OHOS|TWO SIGMA SECURITIES, LLC|115617
FIVE|FIVE BELOW, INC.|OPCO|Oppenheimer & Co. Inc.|15511
FIVE|FIVE BELOW, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
FIVE|FIVE BELOW, INC.|PDQM|CODA MARKETS, INC.|167147
FIVE|FIVE BELOW, INC.|PHLY|NASDAQ Execution Services, LLC|11800
FIVE|FIVE BELOW, INC.|PIPR|Piper Jaffray & Co.|25734
FIVE|FIVE BELOW, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|200
FIVE|FIVE BELOW, INC.|PWJC|UBS Financial Services, Inc.|4026
FIVE|FIVE BELOW, INC.|QMSR|QUATTRO M SECURITIES INC.|1152
FIVE|FIVE BELOW, INC.|RAJA|Raymond James & Associates, Inc.|35500
FIVE|FIVE BELOW, INC.|RBCM|RBC CAPITAL MARKETS, LLC|12685
FIVE|FIVE BELOW, INC.|RGLD|Regal Securities, Inc|2143
FIVE|FIVE BELOW, INC.|SAGL|SAGETRADER, LLC|47062
FIVE|FIVE BELOW, INC.|SAGW|SAGETRADER, LLC|760
FIVE|FIVE BELOW, INC.|SALI|INTL FCSTONE FINANCIAL INC.|307
FIVE|FIVE BELOW, INC.|SBSH|Citigroup Global Markets Inc.|315586
FIVE|FIVE BELOW, INC.|SEIC|SEI Investments Distribution Co.|200
FIVE|FIVE BELOW, INC.|SGMT|GOLDMAN SACHS & CO. LLC|348290
FIVE|FIVE BELOW, INC.|SIBO|Prime Executions, Inc.|570
FIVE|FIVE BELOW, INC.|SOGO|Wang Investment Associates, Inc.|250
FIVE|FIVE BELOW, INC.|SPDR|SPEEDROUTE LLC|91955
FIVE|FIVE BELOW, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1350
FIVE|FIVE BELOW, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|12190
FIVE|FIVE BELOW, INC.|STKP|STOCKPILE INVESTMENTS, INC.|516
FIVE|FIVE BELOW, INC.|STXG|Stockcross Financial Services, Inc.|445
FIVE|FIVE BELOW, INC.|SWIM|TD Ameritrade, Inc.|1094546
FIVE|FIVE BELOW, INC.|SWST|Hilltop Securities Inc.|2983
FIVE|FIVE BELOW, INC.|TKNG|ALLY INVEST SECURITIES LLC|20570
FIVE|FIVE BELOW, INC.|TMBR|Timber Hill LLC|435
FIVE|FIVE BELOW, INC.|TONC|CUTTONE & CO., LLC|775
FIVE|FIVE BELOW, INC.|TRBT|Tradebot Systems, Inc.|502305
FIVE|FIVE BELOW, INC.|TRCM|TRC MARKETS LLC|150721
FIVE|FIVE BELOW, INC.|TWTT|TASTYWORKS, INC.|1700
FIVE|FIVE BELOW, INC.|UBSA|UBS SECURITIES LLC|1162698
FIVE|FIVE BELOW, INC.|UBSS|UBS Securities LLC|2504480
FIVE|FIVE BELOW, INC.|VALX|VIRTU AMERICAS LLC|25535
FIVE|FIVE BELOW, INC.|VERT|The Vertical Trading Group, LLC|1396
FIVE|FIVE BELOW, INC.|VGRD|Vanguard Marketing Corporation|29369
FIVE|FIVE BELOW, INC.|VIEW|VIEWTRADE SECURITIES LLC|150
FIVE|FIVE BELOW, INC.|VSIN|Vision Financial Markets Llc|214
FIVE|FIVE BELOW, INC.|WABR|Wall Street Access|1414
FIVE|FIVE BELOW, INC.|WBLR|WILLIAM BLAIR|300
FIVE|FIVE BELOW, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3398
FIVE|FIVE BELOW, INC.|WCHV|WELLS FARGO SECURITIES, LLC|351569
FIVE|FIVE BELOW, INC.|WDNX|WEEDEN & CO.L.P.|5920
FIVE|FIVE BELOW, INC.|WEDB|WEDBUSH SECURITIES INC.|161829
FIVE|FIVE BELOW, INC.|WEED|Weeden & Co.L.P.|3370
FIVE|FIVE BELOW, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58766
FIVE|FIVE BELOW, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|112106
FIVE|FIVE BELOW, INC.|WGIF|CIBC World Markets Inc.|13695
FIVE|FIVE BELOW, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|39
FIVE|FIVE BELOW, INC.|WSAG|WALL STREET ACCESS|338
FIVE|FIVE BELOW, INC.|WSEA|WOLVERINE SECURITIES, LLC|40343
FIVE|FIVE BELOW, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|50
FIVE|FIVE BELOW, INC.|WTFS|JUST2TRADE, INC.|203
FIVE|FIVE BELOW, INC.|XIST|INSTINET, LLC|109358
FIVE|FIVE BELOW, INC.|XPQR|Jump Trading|1200
FIVE|FIVE BELOW, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|241166
FIVE|FIVE BELOW, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|14139
FIVE|FIVE BELOW, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14720
FIVN|FIVE9, INC CMN|ADAM|CANACCORD GENUITY INC.|1482
FIVN|FIVE9, INC CMN|ALTX|Alternet Securities Inc.|13247
FIVN|FIVE9, INC CMN|ANOS|ABEL/NOSER, L.L.C.|245
FIVN|FIVE9, INC CMN|APCC|Apex Clearing Corporation|2689
FIVN|FIVE9, INC CMN|BALE|M&T SECURITIES, INC.|296
FIVN|FIVE9, INC CMN|BATM|CBOE TRADING, INC.|10155
FIVN|FIVE9, INC CMN|BAYC|BAY CREST PARTNERS, LLC|6084
FIVN|FIVE9, INC CMN|BAYT|BTIG, LLC|18709
FIVN|FIVE9, INC CMN|BERN|Sanford C. Bernstein & Co., LLC|67415
FIVN|FIVE9, INC CMN|BIDS|BIDS TRADING L.P.|65925
FIVN|FIVE9, INC CMN|BIMI|Banca IMI Securities Corp.|19
FIVN|FIVE9, INC CMN|BKCM|BNY Mellon Capital Markets LLC|258
FIVN|FIVE9, INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1199
FIVN|FIVE9, INC CMN|BLKX|INSTINET, LLC|185131
FIVN|FIVE9, INC CMN|BMOC|BMO Capital Markets Corp.|8769
FIVN|FIVE9, INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|163594
FIVN|FIVE9, INC CMN|BTIG|BTIG, LLC|16840
FIVN|FIVE9, INC CMN|BYXM|CBOE TRADING, INC.|3948
FIVN|FIVE9, INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|2661
FIVN|FIVE9, INC CMN|CANT|Cantor Fitzgerald & Co.|369
FIVN|FIVE9, INC CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|223400
FIVN|FIVE9, INC CMN|CHAS|Charles Schwab & Co., Inc.|764
FIVN|FIVE9, INC CMN|CICF|Canaccord Genuity Corp.|100
FIVN|FIVE9, INC CMN|CIST|Capital Institutional Services, Inc.|3194
FIVN|FIVE9, INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|158577
FIVN|FIVE9, INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32869
FIVN|FIVE9, INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|371164
FIVN|FIVE9, INC CMN|CTDL|Citadel Derivatives Group Llc|36987
FIVN|FIVE9, INC CMN|CTLR|CUTLER GROUP, LP|2447
FIVN|FIVE9, INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|34044
FIVN|FIVE9, INC CMN|DADA|D.A. Davidson & Co.|1473
FIVN|FIVE9, INC CMN|DBAB|Deutsche Bank Securities Inc.|449092
FIVN|FIVE9, INC CMN|DBAX|Deutsche Bank Securities Inc.|297700
FIVN|FIVE9, INC CMN|DBUL|Deutsche Bank Securities Inc.|2200
FIVN|FIVE9, INC CMN|DCHF|Dart Executions, LLC|996
FIVN|FIVE9, INC CMN|DEAN|MORGAN STANLEY|27763
FIVN|FIVE9, INC CMN|DEGS|RONIN PROFESSIONAL LLC|8096
FIVN|FIVE9, INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4660
FIVN|FIVE9, INC CMN|DOTC|Dougherty & Company LLC|3400
FIVN|FIVE9, INC CMN|EBXL|EBX LLC|192400
FIVN|FIVE9, INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|23213
FIVN|FIVE9, INC CMN|EDFC|E D & F MAN CAPITAL MARKETS INC.|2152
FIVN|FIVE9, INC CMN|EDJO|Edward D. Jones & Co., L.P.|382
FIVN|FIVE9, INC CMN|EGAM|CBOE TRADING, INC.|35472
FIVN|FIVE9, INC CMN|EGAW|CBOE TRADING, INC.|2
FIVN|FIVE9, INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1900
FIVN|FIVE9, INC CMN|EGXM|CBOE TRADING, INC.|7328
FIVN|FIVE9, INC CMN|EGXW|CBOE TRADING, INC.|200
FIVN|FIVE9, INC CMN|ETBE|Electronic Transaction Clearing, Inc.|50507
FIVN|FIVE9, INC CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
FIVN|FIVE9, INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35234
FIVN|FIVE9, INC CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FIVN|FIVE9, INC CMN|ETRS|E*Trade Securities LLC|59971
FIVN|FIVE9, INC CMN|FBCO|Credit Suisse Securities (USA) LLC|646057
FIVN|FIVE9, INC CMN|FILL|Tradestation Securities, Inc.|5297
FIVN|FIVE9, INC CMN|FMAF|NBCN Inc./ CDS|30
FIVN|FIVE9, INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|110257
FIVN|FIVE9, INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8096
FIVN|FIVE9, INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|149070
FIVN|FIVE9, INC CMN|FTBR|Foliofn Investments, Inc.|2156
FIVN|FIVE9, INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|29072
FIVN|FIVE9, INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|52782
FIVN|FIVE9, INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|1704765
FIVN|FIVE9, INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|28270
FIVN|FIVE9, INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|7734
FIVN|FIVE9, INC CMN|GTSZ|GTS SECURITIES LLC|77464
FIVN|FIVE9, INC CMN|HRBF|American Enterprise Investment Services Inc.|1051
FIVN|FIVE9, INC CMN|HSBC|HSBC Securities, Inc.|283
FIVN|FIVE9, INC CMN|IATS|INTERACTIVE BROKERS LLC|18754
FIVN|FIVE9, INC CMN|IBKR|Interactive Brokers Llc|121394
FIVN|FIVE9, INC CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|603
FIVN|FIVE9, INC CMN|ICBX|INSTINET, LLC|55965
FIVN|FIVE9, INC CMN|IEQY|CITADEL SECURITIES LLC|89225
FIVN|FIVE9, INC CMN|INCA|INSTINET, LLC|469881
FIVN|FIVE9, INC CMN|INJX|INSTINET, LLC|25402
FIVN|FIVE9, INC CMN|ITGI|ITG Inc.|1144478
FIVN|FIVE9, INC CMN|ITGP|ITG INC.|368000
FIVN|FIVE9, INC CMN|JANY|Janney Montgomery Scott Inc.|50
FIVN|FIVE9, INC CMN|JEFF|JEFFERIES LLC|282367
FIVN|FIVE9, INC CMN|JMPT|JUMP TRADING, LLC|93232
FIVN|FIVE9, INC CMN|JONE|JonesTrading|4656
FIVN|FIVE9, INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|151123
FIVN|FIVE9, INC CMN|JPMX|J.P. Morgan Securities LLC|555057
FIVN|FIVE9, INC CMN|JSJX|JANE STREET CAPITAL LLC|33312
FIVN|FIVE9, INC CMN|KCGM|VIRTU Americas LLC|47121
FIVN|FIVE9, INC CMN|LEHM|Barclays Capital Inc./Le|720727
FIVN|FIVE9, INC CMN|LIME|Lime Brokerage LLC|195584
FIVN|FIVE9, INC CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|102700
FIVN|FIVE9, INC CMN|LOOP|Loop Capital Markets LLC|24478
FIVN|FIVE9, INC CMN|LQNA|LIQUIDNET, INC.|303900
FIVN|FIVE9, INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
FIVN|FIVE9, INC CMN|MAXM|Maxim Group LLC|5112
FIVN|FIVE9, INC CMN|MBTS|ALLY INVEST SECURITIES LLC|75
FIVN|FIVE9, INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115932
FIVN|FIVE9, INC CMN|MOTF|MOTIF INVESTING, INC.|8
FIVN|FIVE9, INC CMN|MSCO|MORGAN STANLEY & CO. LLC|3762994
FIVN|FIVE9, INC CMN|MSPL|MORGAN STANLEY & CO. LLC|457400
FIVN|FIVE9, INC CMN|MSTX|MORGAN STANLEY & CO. LLC|179900
FIVN|FIVE9, INC CMN|NFSC|National Financial Services LLC|301816
FIVN|FIVE9, INC CMN|NITE|VIRTU Americas LLC|321189
FIVN|FIVE9, INC CMN|NITP|VIRTU Americas LLC|4900
FIVN|FIVE9, INC CMN|NMRA|Nomura Securities International, Inc.|841
FIVN|FIVE9, INC CMN|NORT|Northland Securities, Inc.|5000
FIVN|FIVE9, INC CMN|NQRB|Brut, LLC|34999
FIVN|FIVE9, INC CMN|NTRC|Northern Trust Securities, Inc.|149
FIVN|FIVE9, INC CMN|OPCO|Oppenheimer & Co. Inc.|15467
FIVN|FIVE9, INC CMN|PCPT|PHILLIP CAPITAL INC.|100
FIVN|FIVE9, INC CMN|PDQM|CODA MARKETS, INC.|126968
FIVN|FIVE9, INC CMN|PIPR|Piper Jaffray & Co.|2030
FIVN|FIVE9, INC CMN|QMSR|QUATTRO M SECURITIES INC.|8691
FIVN|FIVE9, INC CMN|RAJA|Raymond James & Associates, Inc.|3163
FIVN|FIVE9, INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|4667
FIVN|FIVE9, INC CMN|RGLD|Regal Securities, Inc|10
FIVN|FIVE9, INC CMN|ROTH|Roth Capital Partners, LLC|4000
FIVN|FIVE9, INC CMN|SAGL|SAGETRADER, LLC|6115
FIVN|FIVE9, INC CMN|SAGW|SAGETRADER, LLC|3807
FIVN|FIVE9, INC CMN|SBSH|Citigroup Global Markets Inc.|223432
FIVN|FIVE9, INC CMN|SCMC|Scotia Capital Markets (USA) Inc.|100
FIVN|FIVE9, INC CMN|SEIC|SEI Investments Distribution Co.|200
FIVN|FIVE9, INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|187093
FIVN|FIVE9, INC CMN|SPDR|SPEEDROUTE LLC|27700
FIVN|FIVE9, INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|15440
FIVN|FIVE9, INC CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|45
FIVN|FIVE9, INC CMN|SWIM|TD Ameritrade, Inc.|36169
FIVN|FIVE9, INC CMN|SWST|Hilltop Securities Inc.|1156
FIVN|FIVE9, INC CMN|TKNG|ALLY INVEST SECURITIES LLC|1076
FIVN|FIVE9, INC CMN|TRBT|Tradebot Systems, Inc.|501028
FIVN|FIVE9, INC CMN|TRCM|TRC MARKETS LLC|268093
FIVN|FIVE9, INC CMN|TWTT|TASTYWORKS, INC.|100
FIVN|FIVE9, INC CMN|UBSA|UBS SECURITIES LLC|706827
FIVN|FIVE9, INC CMN|UBSS|UBS Securities LLC|1556823
FIVN|FIVE9, INC CMN|VALX|VIRTU AMERICAS LLC|9583
FIVN|FIVE9, INC CMN|VERT|The Vertical Trading Group, LLC|8871
FIVN|FIVE9, INC CMN|VGRD|Vanguard Marketing Corporation|17753
FIVN|FIVE9, INC CMN|WABR|Wall Street Access|4200
FIVN|FIVE9, INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|200
FIVN|FIVE9, INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|143253
FIVN|FIVE9, INC CMN|WEDB|WEDBUSH SECURITIES INC.|300
FIVN|FIVE9, INC CMN|WEED|Weeden & Co.L.P.|1100
FIVN|FIVE9, INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5933
FIVN|FIVE9, INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30721
FIVN|FIVE9, INC CMN|WGIF|CIBC World Markets Inc.|250
FIVN|FIVE9, INC CMN|WSEA|WOLVERINE SECURITIES, LLC|2278
FIVN|FIVE9, INC CMN|XIST|INSTINET, LLC|16600
FIVN|FIVE9, INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|87264
FIVN|FIVE9, INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2774
FIVN|FIVE9, INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|548
FIW|FIRST TRUST WATER ET|APCC|Apex Clearing Corporation|319
FIW|FIRST TRUST WATER ET|BARD|Robert W. Baird & Co. Incorporated|35
FIW|FIRST TRUST WATER ET|BATM|CBOE TRADING, INC.|545
FIW|FIRST TRUST WATER ET|BBNT|BB&T SECURITIES, LLC|113
FIW|FIRST TRUST WATER ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|390
FIW|FIRST TRUST WATER ET|CANT|Cantor Fitzgerald & Co.|13486
FIW|FIRST TRUST WATER ET|CHAS|Charles Schwab & Co., Inc.|5
FIW|FIRST TRUST WATER ET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1378
FIW|FIRST TRUST WATER ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3060
FIW|FIRST TRUST WATER ET|CSIN|Citadel Securities Institutional LLC|2500
FIW|FIRST TRUST WATER ET|CTDL|Citadel Derivatives Group Llc|4913
FIW|FIRST TRUST WATER ET|DADA|D.A. Davidson & Co.|1898
FIW|FIRST TRUST WATER ET|DBAX|Deutsche Bank Securities Inc.|400
FIW|FIRST TRUST WATER ET|DEAN|MORGAN STANLEY|3589
FIW|FIRST TRUST WATER ET|EBXL|EBX LLC|200
FIW|FIRST TRUST WATER ET|EDJO|Edward D. Jones & Co., L.P.|1021
FIW|FIRST TRUST WATER ET|ETRS|E*Trade Securities LLC|2031
FIW|FIRST TRUST WATER ET|FBSB|U.S. Bancorp Investments, Inc.|723
FIW|FIRST TRUST WATER ET|FIDT|Fidelity Clearing Canada ULC./ CDS|173
FIW|FIRST TRUST WATER ET|FTBR|Foliofn Investments, Inc.|313
FIW|FIRST TRUST WATER ET|HRBF|American Enterprise Investment Services Inc.|22266
FIW|FIRST TRUST WATER ET|IATS|INTERACTIVE BROKERS LLC|250
FIW|FIRST TRUST WATER ET|IBKR|Interactive Brokers Llc|3295
FIW|FIRST TRUST WATER ET|INCA|INSTINET, LLC|475
FIW|FIRST TRUST WATER ET|JSJX|JANE STREET CAPITAL LLC|34562
FIW|FIRST TRUST WATER ET|KCGM|VIRTU Americas LLC|271
FIW|FIRST TRUST WATER ET|LEHM|Barclays Capital Inc./Le|506
FIW|FIRST TRUST WATER ET|LIME|Lime Brokerage LLC|2202
FIW|FIRST TRUST WATER ET|MACC|Mid Atlantic Capital Corporation|5
FIW|FIRST TRUST WATER ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FIW|FIRST TRUST WATER ET|MOTF|MOTIF INVESTING, INC.|1
FIW|FIRST TRUST WATER ET|MSCO|MORGAN STANLEY & CO. LLC|17308
FIW|FIRST TRUST WATER ET|MSPL|MORGAN STANLEY & CO. LLC|800
FIW|FIRST TRUST WATER ET|NFSC|National Financial Services LLC|19509
FIW|FIRST TRUST WATER ET|NITE|VIRTU Americas LLC|28915
FIW|FIRST TRUST WATER ET|OHOS|TWO SIGMA SECURITIES, LLC|200
FIW|FIRST TRUST WATER ET|OPCO|Oppenheimer & Co. Inc.|2302
FIW|FIRST TRUST WATER ET|PWJC|UBS Financial Services, Inc.|5365
FIW|FIRST TRUST WATER ET|RBCM|RBC CAPITAL MARKETS, LLC|778
FIW|FIRST TRUST WATER ET|SALI|INTL FCSTONE FINANCIAL INC.|1
FIW|FIRST TRUST WATER ET|SGMT|GOLDMAN SACHS & CO. LLC|300
FIW|FIRST TRUST WATER ET|STFL|Stifel, Nicolaus & Company, Incorporated|629
FIW|FIRST TRUST WATER ET|SWIM|TD Ameritrade, Inc.|732
FIW|FIRST TRUST WATER ET|SWST|Hilltop Securities Inc.|200
FIW|FIRST TRUST WATER ET|TKNG|ALLY INVEST SECURITIES LLC|21
FIW|FIRST TRUST WATER ET|UBSA|UBS SECURITIES LLC|2515
FIW|FIRST TRUST WATER ET|UBSS|UBS Securities LLC|37979
FIW|FIRST TRUST WATER ET|VGRD|Vanguard Marketing Corporation|2894
FIW|FIRST TRUST WATER ET|WCHV|WELLS FARGO SECURITIES, LLC|9388
FIW|FIRST TRUST WATER ET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
FIW|FIRST TRUST WATER ET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|553
FIW|FIRST TRUST WATER ET|WGIF|CIBC World Markets Inc.|1824
FIW|FIRST TRUST WATER ET|WSEA|WOLVERINE SECURITIES, LLC|260
FIW|FIRST TRUST WATER ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3494
FIX|COMFORT SYS USA INC|ANOS|ABEL/NOSER, L.L.C.|100
FIX|COMFORT SYS USA INC|APCC|Apex Clearing Corporation|12
FIX|COMFORT SYS USA INC|AQUA|AQUA SECURITIES L.P.|2500
FIX|COMFORT SYS USA INC|BARD|Robert W. Baird & Co. Incorporated|1593
FIX|COMFORT SYS USA INC|BATM|CBOE TRADING, INC.|843
FIX|COMFORT SYS USA INC|BERN|Sanford C. Bernstein & Co., LLC|126852
FIX|COMFORT SYS USA INC|BIDS|BIDS TRADING L.P.|200
FIX|COMFORT SYS USA INC|BLKX|INSTINET, LLC|315284
FIX|COMFORT SYS USA INC|BNPX|BNP PARIBAS SECURITIES CORP.|6186
FIX|COMFORT SYS USA INC|BRVL|BLAYLOCK VAN, LLC|100
FIX|COMFORT SYS USA INC|BTIG|BTIG, LLC|200
FIX|COMFORT SYS USA INC|BZYD|GOLDMAN SACHS & CO. LLC|1296
FIX|COMFORT SYS USA INC|CHAS|Charles Schwab & Co., Inc.|2
FIX|COMFORT SYS USA INC|CIST|Capital Institutional Services, Inc.|309
FIX|COMFORT SYS USA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14374
FIX|COMFORT SYS USA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33226
FIX|COMFORT SYS USA INC|CTDL|Citadel Derivatives Group Llc|225
FIX|COMFORT SYS USA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6000
FIX|COMFORT SYS USA INC|DBAB|Deutsche Bank Securities Inc.|59467
FIX|COMFORT SYS USA INC|DBAX|Deutsche Bank Securities Inc.|50700
FIX|COMFORT SYS USA INC|DEAN|MORGAN STANLEY|1971
FIX|COMFORT SYS USA INC|DEGS|RONIN PROFESSIONAL LLC|200
FIX|COMFORT SYS USA INC|EBXL|EBX LLC|27900
FIX|COMFORT SYS USA INC|EDJO|Edward D. Jones & Co., L.P.|32
FIX|COMFORT SYS USA INC|EGAM|CBOE TRADING, INC.|5818
FIX|COMFORT SYS USA INC|EGXM|CBOE TRADING, INC.|1404
FIX|COMFORT SYS USA INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
FIX|COMFORT SYS USA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22441
FIX|COMFORT SYS USA INC|ETRS|E*Trade Securities LLC|1406
FIX|COMFORT SYS USA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
FIX|COMFORT SYS USA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5770
FIX|COMFORT SYS USA INC|FTBR|Foliofn Investments, Inc.|4213
FIX|COMFORT SYS USA INC|GLPX|ACS EXECUTION SERVICES, LLC|61
FIX|COMFORT SYS USA INC|GSCO|GOLDMAN SACHS & CO. LLC|143279
FIX|COMFORT SYS USA INC|GSCS|GOLDMAN SACHS & CO. LLC|4007
FIX|COMFORT SYS USA INC|GSLT|GOLDMAN SACHS & CO. LLC|5220
FIX|COMFORT SYS USA INC|GTSZ|GTS SECURITIES LLC|8906
FIX|COMFORT SYS USA INC|HPPX|POTAMUS TRADING, LLC|557
FIX|COMFORT SYS USA INC|HRBF|American Enterprise Investment Services Inc.|1233
FIX|COMFORT SYS USA INC|IBKR|Interactive Brokers Llc|6805
FIX|COMFORT SYS USA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|33
FIX|COMFORT SYS USA INC|ICBX|INSTINET, LLC|30800
FIX|COMFORT SYS USA INC|IEQY|CITADEL SECURITIES LLC|5593
FIX|COMFORT SYS USA INC|INCA|INSTINET, LLC|23012
FIX|COMFORT SYS USA INC|INJX|INSTINET, LLC|338
FIX|COMFORT SYS USA INC|ITGI|ITG Inc.|20165
FIX|COMFORT SYS USA INC|ITGP|ITG INC.|7400
FIX|COMFORT SYS USA INC|JEFF|JEFFERIES LLC|9207
FIX|COMFORT SYS USA INC|JMPT|JUMP TRADING, LLC|6292
FIX|COMFORT SYS USA INC|JONE|JonesTrading|15
FIX|COMFORT SYS USA INC|JPBX|J.P. MORGAN SECURITIES LLC|22851
FIX|COMFORT SYS USA INC|JPMX|J.P. Morgan Securities LLC|94650
FIX|COMFORT SYS USA INC|KCGM|VIRTU Americas LLC|9466
FIX|COMFORT SYS USA INC|LEHM|Barclays Capital Inc./Le|110241
FIX|COMFORT SYS USA INC|LIME|Lime Brokerage LLC|9081
FIX|COMFORT SYS USA INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|20188
FIX|COMFORT SYS USA INC|LSCI|Lek Securities Corporation|7
FIX|COMFORT SYS USA INC|MACQ|Macquarie Capital (USA) Inc.|100
FIX|COMFORT SYS USA INC|MBTS|ALLY INVEST SECURITIES LLC|1048
FIX|COMFORT SYS USA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22906
FIX|COMFORT SYS USA INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|380
FIX|COMFORT SYS USA INC|MSCO|MORGAN STANLEY & CO. LLC|827824
FIX|COMFORT SYS USA INC|MSPL|MORGAN STANLEY & CO. LLC|22200
FIX|COMFORT SYS USA INC|MSTX|MORGAN STANLEY & CO. LLC|4200
FIX|COMFORT SYS USA INC|NATL|National Securities Corporation|4684
FIX|COMFORT SYS USA INC|NFSC|National Financial Services LLC|20404
FIX|COMFORT SYS USA INC|NITE|VIRTU Americas LLC|39695
FIX|COMFORT SYS USA INC|NQRB|Brut, LLC|1802
FIX|COMFORT SYS USA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1399
FIX|COMFORT SYS USA INC|PDQM|CODA MARKETS, INC.|8258
FIX|COMFORT SYS USA INC|PWJC|UBS Financial Services, Inc.|880
FIX|COMFORT SYS USA INC|SBSH|Citigroup Global Markets Inc.|27443
FIX|COMFORT SYS USA INC|SGMT|GOLDMAN SACHS & CO. LLC|21254
FIX|COMFORT SYS USA INC|SPDR|SPEEDROUTE LLC|400
FIX|COMFORT SYS USA INC|STFL|Stifel, Nicolaus & Company, Incorporated|1428
FIX|COMFORT SYS USA INC|SWIM|TD Ameritrade, Inc.|1590
FIX|COMFORT SYS USA INC|SWST|Hilltop Securities Inc.|15
FIX|COMFORT SYS USA INC|TMBR|Timber Hill LLC|169
FIX|COMFORT SYS USA INC|TRBT|Tradebot Systems, Inc.|1749
FIX|COMFORT SYS USA INC|TRCM|TRC MARKETS LLC|19052
FIX|COMFORT SYS USA INC|UBSA|UBS SECURITIES LLC|149293
FIX|COMFORT SYS USA INC|UBSS|UBS Securities LLC|134027
FIX|COMFORT SYS USA INC|VALX|VIRTU AMERICAS LLC|5000
FIX|COMFORT SYS USA INC|VGRD|Vanguard Marketing Corporation|818
FIX|COMFORT SYS USA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|766
FIX|COMFORT SYS USA INC|WCHV|WELLS FARGO SECURITIES, LLC|2005
FIX|COMFORT SYS USA INC|WEED|Weeden & Co.L.P.|500
FIX|COMFORT SYS USA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|516
FIX|COMFORT SYS USA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73
FIX|COMFORT SYS USA INC|WORD|Worden Capital Management LLC|1225
FIX|COMFORT SYS USA INC|WSEA|WOLVERINE SECURITIES, LLC|1118
FIX|COMFORT SYS USA INC|XIST|INSTINET, LLC|6200
FIX|COMFORT SYS USA INC|XPQR|Jump Trading|200
FIX|COMFORT SYS USA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
FIX|COMFORT SYS USA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29
FIXD|FST TR TCW OP FI ETF|BANK|Primevest Financial Services, Inc.|180
FIXD|FST TR TCW OP FI ETF|BARD|Robert W. Baird & Co. Incorporated|2156
FIXD|FST TR TCW OP FI ETF|BATM|CBOE TRADING, INC.|2500
FIXD|FST TR TCW OP FI ETF|BBNT|BB&T SECURITIES, LLC|74
FIXD|FST TR TCW OP FI ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1594
FIXD|FST TR TCW OP FI ETF|CANT|Cantor Fitzgerald & Co.|63043
FIXD|FST TR TCW OP FI ETF|CHAS|Charles Schwab & Co., Inc.|1
FIXD|FST TR TCW OP FI ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47417
FIXD|FST TR TCW OP FI ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7777
FIXD|FST TR TCW OP FI ETF|CSIN|Citadel Securities Institutional LLC|4000
FIXD|FST TR TCW OP FI ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|232
FIXD|FST TR TCW OP FI ETF|DADA|D.A. Davidson & Co.|18
FIXD|FST TR TCW OP FI ETF|DBAB|Deutsche Bank Securities Inc.|200
FIXD|FST TR TCW OP FI ETF|DBAX|Deutsche Bank Securities Inc.|26600
FIXD|FST TR TCW OP FI ETF|DEAN|MORGAN STANLEY|21158
FIXD|FST TR TCW OP FI ETF|EBXL|EBX LLC|7800
FIXD|FST TR TCW OP FI ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2576
FIXD|FST TR TCW OP FI ETF|EGAM|CBOE TRADING, INC.|17
FIXD|FST TR TCW OP FI ETF|EGXM|CBOE TRADING, INC.|1724
FIXD|FST TR TCW OP FI ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|560
FIXD|FST TR TCW OP FI ETF|FBCO|Credit Suisse Securities (USA) LLC|4406
FIXD|FST TR TCW OP FI ETF|FBSB|U.S. Bancorp Investments, Inc.|159
FIXD|FST TR TCW OP FI ETF|FOMA|TD AMERITRADE CLEARING, INC.|73027
FIXD|FST TR TCW OP FI ETF|FTBR|Foliofn Investments, Inc.|697
FIXD|FST TR TCW OP FI ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1991
FIXD|FST TR TCW OP FI ETF|GSCO|GOLDMAN SACHS & CO. LLC|3300
FIXD|FST TR TCW OP FI ETF|GSCS|GOLDMAN SACHS & CO. LLC|2800
FIXD|FST TR TCW OP FI ETF|GTSZ|GTS SECURITIES LLC|2894
FIXD|FST TR TCW OP FI ETF|HRBF|American Enterprise Investment Services Inc.|317
FIXD|FST TR TCW OP FI ETF|ICBX|INSTINET, LLC|1194
FIXD|FST TR TCW OP FI ETF|INCA|INSTINET, LLC|3338
FIXD|FST TR TCW OP FI ETF|JANY|Janney Montgomery Scott Inc.|6422
FIXD|FST TR TCW OP FI ETF|JPMX|J.P. Morgan Securities LLC|5200
FIXD|FST TR TCW OP FI ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|5778
FIXD|FST TR TCW OP FI ETF|JSJX|JANE STREET CAPITAL LLC|40521
FIXD|FST TR TCW OP FI ETF|KCGM|VIRTU Americas LLC|7420
FIXD|FST TR TCW OP FI ETF|LEHM|Barclays Capital Inc./Le|12000
FIXD|FST TR TCW OP FI ETF|LIME|Lime Brokerage LLC|11945
FIXD|FST TR TCW OP FI ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
FIXD|FST TR TCW OP FI ETF|MSCO|MORGAN STANLEY & CO. LLC|72236
FIXD|FST TR TCW OP FI ETF|MSPL|MORGAN STANLEY & CO. LLC|300
FIXD|FST TR TCW OP FI ETF|NBCS|NBC Securities, INC.|100
FIXD|FST TR TCW OP FI ETF|NFSC|National Financial Services LLC|105857
FIXD|FST TR TCW OP FI ETF|NITE|VIRTU Americas LLC|62289
FIXD|FST TR TCW OP FI ETF|RAJA|Raymond James & Associates, Inc.|41280
FIXD|FST TR TCW OP FI ETF|RBCM|RBC CAPITAL MARKETS, LLC|6838
FIXD|FST TR TCW OP FI ETF|SGMT|GOLDMAN SACHS & CO. LLC|2513
FIXD|FST TR TCW OP FI ETF|STFL|Stifel, Nicolaus & Company, Incorporated|844
FIXD|FST TR TCW OP FI ETF|UBSA|UBS SECURITIES LLC|14231
FIXD|FST TR TCW OP FI ETF|UBSS|UBS Securities LLC|9305
FIXD|FST TR TCW OP FI ETF|WCHV|WELLS FARGO SECURITIES, LLC|18816
FIXD|FST TR TCW OP FI ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|4068
FIXD|FST TR TCW OP FI ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|47158
FIXX|HOMOLOGY MEDICINES,|ALTX|Alternet Securities Inc.|31166
FIXX|HOMOLOGY MEDICINES,|APCC|Apex Clearing Corporation|338
FIXX|HOMOLOGY MEDICINES,|AQUA|AQUA SECURITIES L.P.|14500
FIXX|HOMOLOGY MEDICINES,|BATM|CBOE TRADING, INC.|1101
FIXX|HOMOLOGY MEDICINES,|BAYC|BAY CREST PARTNERS, LLC|1203
FIXX|HOMOLOGY MEDICINES,|BERN|Sanford C. Bernstein & Co., LLC|17500
FIXX|HOMOLOGY MEDICINES,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|180
FIXX|HOMOLOGY MEDICINES,|BLKX|INSTINET, LLC|13000
FIXX|HOMOLOGY MEDICINES,|BMOC|BMO Capital Markets Corp.|788
FIXX|HOMOLOGY MEDICINES,|BNPX|BNP PARIBAS SECURITIES CORP.|819
FIXX|HOMOLOGY MEDICINES,|BTIG|BTIG, LLC|23088
FIXX|HOMOLOGY MEDICINES,|BYXM|CBOE TRADING, INC.|1247
FIXX|HOMOLOGY MEDICINES,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14400
FIXX|HOMOLOGY MEDICINES,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6612
FIXX|HOMOLOGY MEDICINES,|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|910
FIXX|HOMOLOGY MEDICINES,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71386
FIXX|HOMOLOGY MEDICINES,|CTDL|Citadel Derivatives Group Llc|8510
FIXX|HOMOLOGY MEDICINES,|CXCX|CITIGROUP GLOBAL MARKETS INC.|16130
FIXX|HOMOLOGY MEDICINES,|DBAB|Deutsche Bank Securities Inc.|126060
FIXX|HOMOLOGY MEDICINES,|DBAX|Deutsche Bank Securities Inc.|74400
FIXX|HOMOLOGY MEDICINES,|DEAN|MORGAN STANLEY|28
FIXX|HOMOLOGY MEDICINES,|DEGS|RONIN PROFESSIONAL LLC|24638
FIXX|HOMOLOGY MEDICINES,|DRWK|DRW SECURITIES, L.L.C.|2300
FIXX|HOMOLOGY MEDICINES,|EBXL|EBX LLC|79100
FIXX|HOMOLOGY MEDICINES,|ECUT|CONVERGEX EXECUTION SOLUTIONS|1197
FIXX|HOMOLOGY MEDICINES,|EDJO|Edward D. Jones & Co., L.P.|200
FIXX|HOMOLOGY MEDICINES,|EGAM|CBOE TRADING, INC.|10071
FIXX|HOMOLOGY MEDICINES,|EGAW|CBOE TRADING, INC.|184
FIXX|HOMOLOGY MEDICINES,|EGXM|CBOE TRADING, INC.|406
FIXX|HOMOLOGY MEDICINES,|EGXW|CBOE TRADING, INC.|85
FIXX|HOMOLOGY MEDICINES,|ETBE|Electronic Transaction Clearing, Inc.|6650
FIXX|HOMOLOGY MEDICINES,|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|24
FIXX|HOMOLOGY MEDICINES,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14383
FIXX|HOMOLOGY MEDICINES,|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|220
FIXX|HOMOLOGY MEDICINES,|ETRS|E*Trade Securities LLC|22208
FIXX|HOMOLOGY MEDICINES,|FBCO|Credit Suisse Securities (USA) LLC|88929
FIXX|HOMOLOGY MEDICINES,|FILL|Tradestation Securities, Inc.|3554
FIXX|HOMOLOGY MEDICINES,|FOMA|TD AMERITRADE CLEARING, INC.|88159
FIXX|HOMOLOGY MEDICINES,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1739
FIXX|HOMOLOGY MEDICINES,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50052
FIXX|HOMOLOGY MEDICINES,|FTBR|Foliofn Investments, Inc.|3
FIXX|HOMOLOGY MEDICINES,|GEBB|GLOBAL EXECUTION BROKERS, LP|3839
FIXX|HOMOLOGY MEDICINES,|GLPX|ACS EXECUTION SERVICES, LLC|45134
FIXX|HOMOLOGY MEDICINES,|GSCO|GOLDMAN SACHS & CO. LLC|573395
FIXX|HOMOLOGY MEDICINES,|GSCS|GOLDMAN SACHS & CO. LLC|10900
FIXX|HOMOLOGY MEDICINES,|GSLT|GOLDMAN SACHS & CO. LLC|500
FIXX|HOMOLOGY MEDICINES,|GTSZ|GTS SECURITIES LLC|34449
FIXX|HOMOLOGY MEDICINES,|IATS|INTERACTIVE BROKERS LLC|2610
FIXX|HOMOLOGY MEDICINES,|IBKR|Interactive Brokers Llc|18871
FIXX|HOMOLOGY MEDICINES,|ICBX|INSTINET, LLC|34575
FIXX|HOMOLOGY MEDICINES,|IEQY|CITADEL SECURITIES LLC|5572
FIXX|HOMOLOGY MEDICINES,|INCA|INSTINET, LLC|267840
FIXX|HOMOLOGY MEDICINES,|INJX|INSTINET, LLC|6038
FIXX|HOMOLOGY MEDICINES,|ITGI|ITG Inc.|116110
FIXX|HOMOLOGY MEDICINES,|ITGP|ITG INC.|92200
FIXX|HOMOLOGY MEDICINES,|JEFF|JEFFERIES LLC|61359
FIXX|HOMOLOGY MEDICINES,|JMPT|JUMP TRADING, LLC|4265
FIXX|HOMOLOGY MEDICINES,|JONE|JonesTrading|115838
FIXX|HOMOLOGY MEDICINES,|JPBX|J.P. MORGAN SECURITIES LLC|4144
FIXX|HOMOLOGY MEDICINES,|JPMX|J.P. Morgan Securities LLC|87950
FIXX|HOMOLOGY MEDICINES,|JSJX|JANE STREET CAPITAL LLC|3197
FIXX|HOMOLOGY MEDICINES,|KCGM|VIRTU Americas LLC|24905
FIXX|HOMOLOGY MEDICINES,|LEHM|Barclays Capital Inc./Le|315440
FIXX|HOMOLOGY MEDICINES,|LIME|Lime Brokerage LLC|63067
FIXX|HOMOLOGY MEDICINES,|LMGP|LIME BROKERAGE LLC|7156
FIXX|HOMOLOGY MEDICINES,|LOOP|Loop Capital Markets LLC|1552
FIXX|HOMOLOGY MEDICINES,|LQNA|LIQUIDNET, INC.|62000
FIXX|HOMOLOGY MEDICINES,|LSCI|Lek Securities Corporation|40
FIXX|HOMOLOGY MEDICINES,|MAXM|Maxim Group LLC|760
FIXX|HOMOLOGY MEDICINES,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38184
FIXX|HOMOLOGY MEDICINES,|MOTF|MOTIF INVESTING, INC.|19
FIXX|HOMOLOGY MEDICINES,|MSCO|MORGAN STANLEY & CO. LLC|668363
FIXX|HOMOLOGY MEDICINES,|MSPL|MORGAN STANLEY & CO. LLC|38000
FIXX|HOMOLOGY MEDICINES,|MSTX|MORGAN STANLEY & CO. LLC|25500
FIXX|HOMOLOGY MEDICINES,|NFSC|National Financial Services LLC|36935
FIXX|HOMOLOGY MEDICINES,|NITE|VIRTU Americas LLC|115487
FIXX|HOMOLOGY MEDICINES,|NITP|VIRTU Americas LLC|2506
FIXX|HOMOLOGY MEDICINES,|NQRB|Brut, LLC|9700
FIXX|HOMOLOGY MEDICINES,|OPCO|Oppenheimer & Co. Inc.|21045
FIXX|HOMOLOGY MEDICINES,|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2420
FIXX|HOMOLOGY MEDICINES,|PDQM|CODA MARKETS, INC.|138927
FIXX|HOMOLOGY MEDICINES,|PWJC|UBS Financial Services, Inc.|1000
FIXX|HOMOLOGY MEDICINES,|RAJA|Raymond James & Associates, Inc.|2300
FIXX|HOMOLOGY MEDICINES,|RBCM|RBC CAPITAL MARKETS, LLC|1000
FIXX|HOMOLOGY MEDICINES,|SAGL|SAGETRADER, LLC|1200
FIXX|HOMOLOGY MEDICINES,|SBSH|Citigroup Global Markets Inc.|77039
FIXX|HOMOLOGY MEDICINES,|SGMT|GOLDMAN SACHS & CO. LLC|27517
FIXX|HOMOLOGY MEDICINES,|SPDR|SPEEDROUTE LLC|54195
FIXX|HOMOLOGY MEDICINES,|SPTD|MINT GLOBAL MARKETS, INC.|10626
FIXX|HOMOLOGY MEDICINES,|STFL|Stifel, Nicolaus & Company, Incorporated|100
FIXX|HOMOLOGY MEDICINES,|SWIM|TD Ameritrade, Inc.|4355
FIXX|HOMOLOGY MEDICINES,|TKNG|ALLY INVEST SECURITIES LLC|102
FIXX|HOMOLOGY MEDICINES,|TRBT|Tradebot Systems, Inc.|27849
FIXX|HOMOLOGY MEDICINES,|TRCM|TRC MARKETS LLC|30538
FIXX|HOMOLOGY MEDICINES,|UBSA|UBS SECURITIES LLC|26245
FIXX|HOMOLOGY MEDICINES,|UBSS|UBS Securities LLC|759886
FIXX|HOMOLOGY MEDICINES,|VALX|VIRTU AMERICAS LLC|4484
FIXX|HOMOLOGY MEDICINES,|VGRD|Vanguard Marketing Corporation|5980
FIXX|HOMOLOGY MEDICINES,|WCHV|WELLS FARGO SECURITIES, LLC|5008
FIXX|HOMOLOGY MEDICINES,|WDNX|WEEDEN & CO.L.P.|1308
FIXX|HOMOLOGY MEDICINES,|WEED|Weeden & Co.L.P.|30
FIXX|HOMOLOGY MEDICINES,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36897
FIXX|HOMOLOGY MEDICINES,|WSEA|WOLVERINE SECURITIES, LLC|741
FIXX|HOMOLOGY MEDICINES,|XIST|INSTINET, LLC|200
FIXX|HOMOLOGY MEDICINES,|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
FIXX|HOMOLOGY MEDICINES,|YKNA|COMHAR CAPITAL MARKETS, LLC|11006
FIYY|BARCLAYS ETN  FI ENH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
FIYY|BARCLAYS ETN  FI ENH|DBAX|Deutsche Bank Securities Inc.|100
FIYY|BARCLAYS ETN  FI ENH|ETRS|E*Trade Securities LLC|749
FIYY|BARCLAYS ETN  FI ENH|GTSZ|GTS SECURITIES LLC|50
FIYY|BARCLAYS ETN  FI ENH|JPMX|J.P. Morgan Securities LLC|200
FIYY|BARCLAYS ETN  FI ENH|JSJX|JANE STREET CAPITAL LLC|2624
FIYY|BARCLAYS ETN  FI ENH|KCGM|VIRTU Americas LLC|1220
FIYY|BARCLAYS ETN  FI ENH|LEHM|Barclays Capital Inc./Le|200
FIYY|BARCLAYS ETN  FI ENH|LIME|Lime Brokerage LLC|38
FIYY|BARCLAYS ETN  FI ENH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FIYY|BARCLAYS ETN  FI ENH|MSCO|MORGAN STANLEY & CO. LLC|329
FIYY|BARCLAYS ETN  FI ENH|MSPL|MORGAN STANLEY & CO. LLC|4100
FIYY|BARCLAYS ETN  FI ENH|NBCS|NBC Securities, INC.|361
FIYY|BARCLAYS ETN  FI ENH|NFSC|National Financial Services LLC|5520
FIYY|BARCLAYS ETN  FI ENH|NITE|VIRTU Americas LLC|5870
FIYY|BARCLAYS ETN  FI ENH|NITP|VIRTU Americas LLC|1234
FIYY|BARCLAYS ETN  FI ENH|UBSA|UBS SECURITIES LLC|543
FIYY|BARCLAYS ETN  FI ENH|UBSS|UBS Securities LLC|106
FIYY|BARCLAYS ETN  FI ENH|WCHV|WELLS FARGO SECURITIES, LLC|490
FIZZ|NATL BEVERAGE CP|ALTX|Alternet Securities Inc.|6643
FIZZ|NATL BEVERAGE CP|APCC|Apex Clearing Corporation|929
FIZZ|NATL BEVERAGE CP|BARD|Robert W. Baird & Co. Incorporated|788
FIZZ|NATL BEVERAGE CP|BATM|CBOE TRADING, INC.|4364
FIZZ|NATL BEVERAGE CP|BAYT|BTIG, LLC|1900
FIZZ|NATL BEVERAGE CP|BBNT|BB&T SECURITIES, LLC|124
FIZZ|NATL BEVERAGE CP|BERN|Sanford C. Bernstein & Co., LLC|11923
FIZZ|NATL BEVERAGE CP|BIAD|SAGETRADER, LLC|156
FIZZ|NATL BEVERAGE CP|BIMI|Banca IMI Securities Corp.|29
FIZZ|NATL BEVERAGE CP|BKCM|BNY Mellon Capital Markets LLC|152
FIZZ|NATL BEVERAGE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1070
FIZZ|NATL BEVERAGE CP|BLKX|INSTINET, LLC|12000
FIZZ|NATL BEVERAGE CP|BMOC|BMO Capital Markets Corp.|1877
FIZZ|NATL BEVERAGE CP|BNPX|BNP PARIBAS SECURITIES CORP.|597
FIZZ|NATL BEVERAGE CP|BRGE|Newbridge Securities Corp.|2200
FIZZ|NATL BEVERAGE CP|BTIG|BTIG, LLC|3820
FIZZ|NATL BEVERAGE CP|BYXM|CBOE TRADING, INC.|1294
FIZZ|NATL BEVERAGE CP|BZYD|GOLDMAN SACHS & CO. LLC|306
FIZZ|NATL BEVERAGE CP|CANT|Cantor Fitzgerald & Co.|25406
FIZZ|NATL BEVERAGE CP|CHAS|Charles Schwab & Co., Inc.|369
FIZZ|NATL BEVERAGE CP|CIST|Capital Institutional Services, Inc.|800
FIZZ|NATL BEVERAGE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54433
FIZZ|NATL BEVERAGE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22638
FIZZ|NATL BEVERAGE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5814
FIZZ|NATL BEVERAGE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|215649
FIZZ|NATL BEVERAGE CP|CTDL|Citadel Derivatives Group Llc|3585
FIZZ|NATL BEVERAGE CP|CTLR|CUTLER GROUP, LP|1121
FIZZ|NATL BEVERAGE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10850
FIZZ|NATL BEVERAGE CP|DBAB|Deutsche Bank Securities Inc.|318840
FIZZ|NATL BEVERAGE CP|DBAX|Deutsche Bank Securities Inc.|120200
FIZZ|NATL BEVERAGE CP|DBUL|Deutsche Bank Securities Inc.|9043
FIZZ|NATL BEVERAGE CP|DEAN|MORGAN STANLEY|4142
FIZZ|NATL BEVERAGE CP|DEGS|RONIN PROFESSIONAL LLC|1800
FIZZ|NATL BEVERAGE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1311
FIZZ|NATL BEVERAGE CP|EBXL|EBX LLC|103100
FIZZ|NATL BEVERAGE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|21477
FIZZ|NATL BEVERAGE CP|EDJC|Edward Jones / CDS|138
FIZZ|NATL BEVERAGE CP|EDJO|Edward D. Jones & Co., L.P.|3824
FIZZ|NATL BEVERAGE CP|EGAM|CBOE TRADING, INC.|11383
FIZZ|NATL BEVERAGE CP|EGAW|CBOE TRADING, INC.|185
FIZZ|NATL BEVERAGE CP|EGMT|EG MARKET TECHNOLOGIES LLC|2271
FIZZ|NATL BEVERAGE CP|EGXM|CBOE TRADING, INC.|1503
FIZZ|NATL BEVERAGE CP|EGXW|CBOE TRADING, INC.|100
FIZZ|NATL BEVERAGE CP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3
FIZZ|NATL BEVERAGE CP|ETBE|Electronic Transaction Clearing, Inc.|1456
FIZZ|NATL BEVERAGE CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3311
FIZZ|NATL BEVERAGE CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1668
FIZZ|NATL BEVERAGE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41620
FIZZ|NATL BEVERAGE CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|274
FIZZ|NATL BEVERAGE CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|13968
FIZZ|NATL BEVERAGE CP|ETRS|E*Trade Securities LLC|50179
FIZZ|NATL BEVERAGE CP|FBCO|Credit Suisse Securities (USA) LLC|357501
FIZZ|NATL BEVERAGE CP|FILL|Tradestation Securities, Inc.|6204
FIZZ|NATL BEVERAGE CP|FMAF|NBCN Inc./ CDS|921
FIZZ|NATL BEVERAGE CP|FOMA|TD AMERITRADE CLEARING, INC.|151764
FIZZ|NATL BEVERAGE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|120
FIZZ|NATL BEVERAGE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90800
FIZZ|NATL BEVERAGE CP|FTBR|Foliofn Investments, Inc.|437
FIZZ|NATL BEVERAGE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|32016
FIZZ|NATL BEVERAGE CP|GLPX|ACS EXECUTION SERVICES, LLC|46432
FIZZ|NATL BEVERAGE CP|GSCO|GOLDMAN SACHS & CO. LLC|394930
FIZZ|NATL BEVERAGE CP|GSCS|GOLDMAN SACHS & CO. LLC|16253
FIZZ|NATL BEVERAGE CP|GSLT|GOLDMAN SACHS & CO. LLC|2816
FIZZ|NATL BEVERAGE CP|GTSZ|GTS SECURITIES LLC|47068
FIZZ|NATL BEVERAGE CP|HAPX|HAP Trading, LLC|200
FIZZ|NATL BEVERAGE CP|HRBF|American Enterprise Investment Services Inc.|964
FIZZ|NATL BEVERAGE CP|IATS|INTERACTIVE BROKERS LLC|21744
FIZZ|NATL BEVERAGE CP|IBKR|Interactive Brokers Llc|121051
FIZZ|NATL BEVERAGE CP|ICBX|INSTINET, LLC|16300
FIZZ|NATL BEVERAGE CP|IEQY|CITADEL SECURITIES LLC|57290
FIZZ|NATL BEVERAGE CP|IMPC|Imperial Capital, LLC|6213
FIZZ|NATL BEVERAGE CP|INCA|INSTINET, LLC|259026
FIZZ|NATL BEVERAGE CP|INJX|INSTINET, LLC|29991
FIZZ|NATL BEVERAGE CP|ITGI|ITG Inc.|38793
FIZZ|NATL BEVERAGE CP|ITGP|ITG INC.|54600
FIZZ|NATL BEVERAGE CP|JEFF|JEFFERIES LLC|34505
FIZZ|NATL BEVERAGE CP|JMPT|JUMP TRADING, LLC|47315
FIZZ|NATL BEVERAGE CP|JPBX|J.P. MORGAN SECURITIES LLC|11032
FIZZ|NATL BEVERAGE CP|JPMX|J.P. Morgan Securities LLC|327088
FIZZ|NATL BEVERAGE CP|JSJX|JANE STREET CAPITAL LLC|8997
FIZZ|NATL BEVERAGE CP|KCGM|VIRTU Americas LLC|32338
FIZZ|NATL BEVERAGE CP|KCRD|PHX FINANCIAL, INC.|100
FIZZ|NATL BEVERAGE CP|LEHM|Barclays Capital Inc./Le|251387
FIZZ|NATL BEVERAGE CP|LIME|Lime Brokerage LLC|96105
FIZZ|NATL BEVERAGE CP|LSCI|Lek Securities Corporation|266
FIZZ|NATL BEVERAGE CP|MACQ|Macquarie Capital (USA) Inc.|52800
FIZZ|NATL BEVERAGE CP|MAXM|Maxim Group LLC|1577
FIZZ|NATL BEVERAGE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45124
FIZZ|NATL BEVERAGE CP|MOTF|MOTIF INVESTING, INC.|21
FIZZ|NATL BEVERAGE CP|MSCO|MORGAN STANLEY & CO. LLC|1257570
FIZZ|NATL BEVERAGE CP|MSPL|MORGAN STANLEY & CO. LLC|203300
FIZZ|NATL BEVERAGE CP|MSTX|MORGAN STANLEY & CO. LLC|27400
FIZZ|NATL BEVERAGE CP|NFSC|National Financial Services LLC|152349
FIZZ|NATL BEVERAGE CP|NITE|VIRTU Americas LLC|298668
FIZZ|NATL BEVERAGE CP|NITP|VIRTU Americas LLC|1115
FIZZ|NATL BEVERAGE CP|NQRB|Brut, LLC|6392
FIZZ|NATL BEVERAGE CP|OPCO|Oppenheimer & Co. Inc.|3038
FIZZ|NATL BEVERAGE CP|PDQM|CODA MARKETS, INC.|104437
FIZZ|NATL BEVERAGE CP|PHLY|NASDAQ Execution Services, LLC|400
FIZZ|NATL BEVERAGE CP|PICT|Pictet Overseas Inc.|1000
FIZZ|NATL BEVERAGE CP|PREC|PRECISION SECURITIES, LLC|300
FIZZ|NATL BEVERAGE CP|PWJC|UBS Financial Services, Inc.|1071
FIZZ|NATL BEVERAGE CP|QMSR|QUATTRO M SECURITIES INC.|5783
FIZZ|NATL BEVERAGE CP|RAJA|Raymond James & Associates, Inc.|10029
FIZZ|NATL BEVERAGE CP|RBCM|RBC CAPITAL MARKETS, LLC|7659
FIZZ|NATL BEVERAGE CP|RGLD|Regal Securities, Inc|9
FIZZ|NATL BEVERAGE CP|RHCO|Suntrust Robinson Humphrey, Inc.|4560
FIZZ|NATL BEVERAGE CP|SAGL|SAGETRADER, LLC|4419
FIZZ|NATL BEVERAGE CP|SAGW|SAGETRADER, LLC|7
FIZZ|NATL BEVERAGE CP|SALI|INTL FCSTONE FINANCIAL INC.|50
FIZZ|NATL BEVERAGE CP|SBSH|Citigroup Global Markets Inc.|205563
FIZZ|NATL BEVERAGE CP|SEIC|SEI Investments Distribution Co.|200
FIZZ|NATL BEVERAGE CP|SGMT|GOLDMAN SACHS & CO. LLC|53123
FIZZ|NATL BEVERAGE CP|SOGO|Wang Investment Associates, Inc.|14
FIZZ|NATL BEVERAGE CP|SPDR|SPEEDROUTE LLC|17836
FIZZ|NATL BEVERAGE CP|SPHN|Stephens Inc.|10
FIZZ|NATL BEVERAGE CP|STFL|Stifel, Nicolaus & Company, Incorporated|1761
FIZZ|NATL BEVERAGE CP|STKP|STOCKPILE INVESTMENTS, INC.|142
FIZZ|NATL BEVERAGE CP|STTT|STATETRUST INVESTMENTS INC.|230
FIZZ|NATL BEVERAGE CP|SWIM|TD Ameritrade, Inc.|106131
FIZZ|NATL BEVERAGE CP|SWST|Hilltop Securities Inc.|583
FIZZ|NATL BEVERAGE CP|TKNG|ALLY INVEST SECURITIES LLC|1806
FIZZ|NATL BEVERAGE CP|TRBT|Tradebot Systems, Inc.|137499
FIZZ|NATL BEVERAGE CP|TRCM|TRC MARKETS LLC|71211
FIZZ|NATL BEVERAGE CP|TWTT|TASTYWORKS, INC.|222
FIZZ|NATL BEVERAGE CP|UBSA|UBS SECURITIES LLC|222831
FIZZ|NATL BEVERAGE CP|UBSS|UBS Securities LLC|576726
FIZZ|NATL BEVERAGE CP|VALX|VIRTU AMERICAS LLC|19908
FIZZ|NATL BEVERAGE CP|VERT|The Vertical Trading Group, LLC|189
FIZZ|NATL BEVERAGE CP|VGRD|Vanguard Marketing Corporation|5853
FIZZ|NATL BEVERAGE CP|VNDM|Wall Street Access|442
FIZZ|NATL BEVERAGE CP|WBLR|WILLIAM BLAIR|130
FIZZ|NATL BEVERAGE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|500
FIZZ|NATL BEVERAGE CP|WCHV|WELLS FARGO SECURITIES, LLC|115746
FIZZ|NATL BEVERAGE CP|WEDB|WEDBUSH SECURITIES INC.|65
FIZZ|NATL BEVERAGE CP|WEED|Weeden & Co.L.P.|29876
FIZZ|NATL BEVERAGE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13819
FIZZ|NATL BEVERAGE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26924
FIZZ|NATL BEVERAGE CP|WGIF|CIBC World Markets Inc.|1180
FIZZ|NATL BEVERAGE CP|WSEA|WOLVERINE SECURITIES, LLC|6195
FIZZ|NATL BEVERAGE CP|XIST|INSTINET, LLC|22440
FIZZ|NATL BEVERAGE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|29968
FIZZ|NATL BEVERAGE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|14523
FIZZ|NATL BEVERAGE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3547
FJP|FIRST TR JAPAN ALPDX|APCC|Apex Clearing Corporation|9
FJP|FIRST TR JAPAN ALPDX|BANK|Primevest Financial Services, Inc.|717
FJP|FIRST TR JAPAN ALPDX|BARD|Robert W. Baird & Co. Incorporated|197
FJP|FIRST TR JAPAN ALPDX|BATM|CBOE TRADING, INC.|4478
FJP|FIRST TR JAPAN ALPDX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|297
FJP|FIRST TR JAPAN ALPDX|BYXM|CBOE TRADING, INC.|457
FJP|FIRST TR JAPAN ALPDX|CANT|Cantor Fitzgerald & Co.|20598
FJP|FIRST TR JAPAN ALPDX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19030
FJP|FIRST TR JAPAN ALPDX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9145
FJP|FIRST TR JAPAN ALPDX|CSIN|Citadel Securities Institutional LLC|102790
FJP|FIRST TR JAPAN ALPDX|CTDL|Citadel Derivatives Group Llc|119363
FJP|FIRST TR JAPAN ALPDX|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
FJP|FIRST TR JAPAN ALPDX|DADA|D.A. Davidson & Co.|29
FJP|FIRST TR JAPAN ALPDX|DBAX|Deutsche Bank Securities Inc.|11400
FJP|FIRST TR JAPAN ALPDX|DEAN|MORGAN STANLEY|16486
FJP|FIRST TR JAPAN ALPDX|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20
FJP|FIRST TR JAPAN ALPDX|EBXL|EBX LLC|8400
FJP|FIRST TR JAPAN ALPDX|EDJO|Edward D. Jones & Co., L.P.|154
FJP|FIRST TR JAPAN ALPDX|EGAM|CBOE TRADING, INC.|300
FJP|FIRST TR JAPAN ALPDX|EGXW|CBOE TRADING, INC.|1455
FJP|FIRST TR JAPAN ALPDX|ETRS|E*Trade Securities LLC|1
FJP|FIRST TR JAPAN ALPDX|FBCO|Credit Suisse Securities (USA) LLC|4757
FJP|FIRST TR JAPAN ALPDX|FLTU|FLOW TRADERS US LLC|64
FJP|FIRST TR JAPAN ALPDX|FOMA|TD AMERITRADE CLEARING, INC.|5381
FJP|FIRST TR JAPAN ALPDX|FTBR|Foliofn Investments, Inc.|13
FJP|FIRST TR JAPAN ALPDX|GEBB|GLOBAL EXECUTION BROKERS, LP|459
FJP|FIRST TR JAPAN ALPDX|GSLT|GOLDMAN SACHS & CO. LLC|300
FJP|FIRST TR JAPAN ALPDX|GTSZ|GTS SECURITIES LLC|7875
FJP|FIRST TR JAPAN ALPDX|IBKR|Interactive Brokers Llc|7257
FJP|FIRST TR JAPAN ALPDX|ICBX|INSTINET, LLC|6984
FJP|FIRST TR JAPAN ALPDX|INCA|INSTINET, LLC|449
FJP|FIRST TR JAPAN ALPDX|ITGP|ITG INC.|800
FJP|FIRST TR JAPAN ALPDX|JANY|Janney Montgomery Scott Inc.|2152
FJP|FIRST TR JAPAN ALPDX|JPMX|J.P. Morgan Securities LLC|2400
FJP|FIRST TR JAPAN ALPDX|JSEB|JANE STREET EXECUTION SERVICES, LLC|68130
FJP|FIRST TR JAPAN ALPDX|JSJX|JANE STREET CAPITAL LLC|50497
FJP|FIRST TR JAPAN ALPDX|KCGM|VIRTU Americas LLC|10388
FJP|FIRST TR JAPAN ALPDX|LEHM|Barclays Capital Inc./Le|10210
FJP|FIRST TR JAPAN ALPDX|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3540
FJP|FIRST TR JAPAN ALPDX|LIME|Lime Brokerage LLC|3690
FJP|FIRST TR JAPAN ALPDX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9600
FJP|FIRST TR JAPAN ALPDX|MSCO|MORGAN STANLEY & CO. LLC|99512
FJP|FIRST TR JAPAN ALPDX|MSPL|MORGAN STANLEY & CO. LLC|48600
FJP|FIRST TR JAPAN ALPDX|NFSC|National Financial Services LLC|5961
FJP|FIRST TR JAPAN ALPDX|NITE|VIRTU Americas LLC|24683
FJP|FIRST TR JAPAN ALPDX|PASL|Pershing Advisor Solutions LLC|405
FJP|FIRST TR JAPAN ALPDX|PWJC|UBS Financial Services, Inc.|225
FJP|FIRST TR JAPAN ALPDX|RAJA|Raymond James & Associates, Inc.|10340
FJP|FIRST TR JAPAN ALPDX|RBCM|RBC CAPITAL MARKETS, LLC|505
FJP|FIRST TR JAPAN ALPDX|SALI|INTL FCSTONE FINANCIAL INC.|681
FJP|FIRST TR JAPAN ALPDX|SBSH|Citigroup Global Markets Inc.|2879
FJP|FIRST TR JAPAN ALPDX|SGMT|GOLDMAN SACHS & CO. LLC|6700
FJP|FIRST TR JAPAN ALPDX|STFL|Stifel, Nicolaus & Company, Incorporated|280
FJP|FIRST TR JAPAN ALPDX|SWST|Hilltop Securities Inc.|66
FJP|FIRST TR JAPAN ALPDX|UBSS|UBS Securities LLC|34899
FJP|FIRST TR JAPAN ALPDX|VGRD|Vanguard Marketing Corporation|15
FJP|FIRST TR JAPAN ALPDX|WCHV|WELLS FARGO SECURITIES, LLC|324
FJP|FIRST TR JAPAN ALPDX|WEDB|WEDBUSH SECURITIES INC.|101
FJP|FIRST TR JAPAN ALPDX|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FJP|FIRST TR JAPAN ALPDX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7072
FKO|FT SOUTH KOREA|APCC|Apex Clearing Corporation|19
FKO|FT SOUTH KOREA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88
FKO|FT SOUTH KOREA|DEAN|MORGAN STANLEY|400
FKO|FT SOUTH KOREA|ETRS|E*Trade Securities LLC|2
FKO|FT SOUTH KOREA|FBCO|Credit Suisse Securities (USA) LLC|6710
FKO|FT SOUTH KOREA|FOMA|TD AMERITRADE CLEARING, INC.|2972
FKO|FT SOUTH KOREA|IBKR|Interactive Brokers Llc|597
FKO|FT SOUTH KOREA|JSJX|JANE STREET CAPITAL LLC|648
FKO|FT SOUTH KOREA|LIME|Lime Brokerage LLC|1536
FKO|FT SOUTH KOREA|MSCO|MORGAN STANLEY & CO. LLC|514
FKO|FT SOUTH KOREA|NFSC|National Financial Services LLC|980
FKO|FT SOUTH KOREA|NITE|VIRTU Americas LLC|1000
FKO|FT SOUTH KOREA|SWIM|TD Ameritrade, Inc.|120
FKO|FT SOUTH KOREA|TKNG|ALLY INVEST SECURITIES LLC|3
FKO|FT SOUTH KOREA|UBSA|UBS SECURITIES LLC|200
FKO|FT SOUTH KOREA|UBSS|UBS Securities LLC|752
FKU|FT UK ALPHADEX|APCC|Apex Clearing Corporation|28
FKU|FT UK ALPHADEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
FKU|FT UK ALPHADEX|CTDL|Citadel Derivatives Group Llc|16532
FKU|FT UK ALPHADEX|DBAX|Deutsche Bank Securities Inc.|3100
FKU|FT UK ALPHADEX|DEAN|MORGAN STANLEY|562
FKU|FT UK ALPHADEX|EBXL|EBX LLC|1900
FKU|FT UK ALPHADEX|ETRS|E*Trade Securities LLC|7
FKU|FT UK ALPHADEX|FBCO|Credit Suisse Securities (USA) LLC|17417
FKU|FT UK ALPHADEX|FOMA|TD AMERITRADE CLEARING, INC.|284
FKU|FT UK ALPHADEX|HRBF|American Enterprise Investment Services Inc.|39
FKU|FT UK ALPHADEX|IBKR|Interactive Brokers Llc|3150
FKU|FT UK ALPHADEX|ICBX|INSTINET, LLC|9500
FKU|FT UK ALPHADEX|ITGP|ITG INC.|1400
FKU|FT UK ALPHADEX|JPMX|J.P. Morgan Securities LLC|4000
FKU|FT UK ALPHADEX|JSEB|JANE STREET EXECUTION SERVICES, LLC|633
FKU|FT UK ALPHADEX|JSJX|JANE STREET CAPITAL LLC|894
FKU|FT UK ALPHADEX|KCGM|VIRTU Americas LLC|2027
FKU|FT UK ALPHADEX|LEHM|Barclays Capital Inc./Le|400
FKU|FT UK ALPHADEX|LIME|Lime Brokerage LLC|2150
FKU|FT UK ALPHADEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
FKU|FT UK ALPHADEX|MSCO|MORGAN STANLEY & CO. LLC|870
FKU|FT UK ALPHADEX|MSPL|MORGAN STANLEY & CO. LLC|200
FKU|FT UK ALPHADEX|NFSC|National Financial Services LLC|622
FKU|FT UK ALPHADEX|NITE|VIRTU Americas LLC|2192
FKU|FT UK ALPHADEX|OLDM|OLD MISSION CAPITAL, LLC|2500
FKU|FT UK ALPHADEX|PWJC|UBS Financial Services, Inc.|700
FKU|FT UK ALPHADEX|RAJA|Raymond James & Associates, Inc.|234
FKU|FT UK ALPHADEX|RBCM|RBC CAPITAL MARKETS, LLC|5
FKU|FT UK ALPHADEX|STFL|Stifel, Nicolaus & Company, Incorporated|600
FKU|FT UK ALPHADEX|SWIM|TD Ameritrade, Inc.|78
FKU|FT UK ALPHADEX|SWST|Hilltop Securities Inc.|200
FKU|FT UK ALPHADEX|UBSA|UBS SECURITIES LLC|22525
FKU|FT UK ALPHADEX|UBSS|UBS Securities LLC|23892
FKU|FT UK ALPHADEX|WCHV|WELLS FARGO SECURITIES, LLC|328
FKU|FT UK ALPHADEX|WSEA|WOLVERINE SECURITIES, LLC|2
FL|FOOT LOCKER, INC.|ABLE|NATIXIS Securities Americas LLC|100000
FL|FOOT LOCKER, INC.|AGIS|Aegis Capital Corp.|60
FL|FOOT LOCKER, INC.|ALLN|Allen & Company LLC|2358
FL|FOOT LOCKER, INC.|ALTX|Alternet Securities Inc.|23100
FL|FOOT LOCKER, INC.|ANOS|ABEL/NOSER, L.L.C.|11237
FL|FOOT LOCKER, INC.|APCC|Apex Clearing Corporation|29040
FL|FOOT LOCKER, INC.|BANK|Primevest Financial Services, Inc.|50
FL|FOOT LOCKER, INC.|BARD|Robert W. Baird & Co. Incorporated|873
FL|FOOT LOCKER, INC.|BATM|CBOE TRADING, INC.|22733
FL|FOOT LOCKER, INC.|BAYT|BTIG, LLC|1200
FL|FOOT LOCKER, INC.|BBNT|BB&T SECURITIES, LLC|64
FL|FOOT LOCKER, INC.|BERN|Sanford C. Bernstein & Co., LLC|108196
FL|FOOT LOCKER, INC.|BIAD|SAGETRADER, LLC|77
FL|FOOT LOCKER, INC.|BIDS|BIDS TRADING L.P.|151300
FL|FOOT LOCKER, INC.|BIMI|Banca IMI Securities Corp.|7056
FL|FOOT LOCKER, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16240
FL|FOOT LOCKER, INC.|BLKX|INSTINET, LLC|83400
FL|FOOT LOCKER, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|93258
FL|FOOT LOCKER, INC.|BTIG|BTIG, LLC|39417
FL|FOOT LOCKER, INC.|BYXM|CBOE TRADING, INC.|4794
FL|FOOT LOCKER, INC.|BZYD|GOLDMAN SACHS & CO. LLC|626
FL|FOOT LOCKER, INC.|CANT|Cantor Fitzgerald & Co.|4488
FL|FOOT LOCKER, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
FL|FOOT LOCKER, INC.|CHAS|Charles Schwab & Co., Inc.|6847
FL|FOOT LOCKER, INC.|CIBP|CIBC World Markets Corp.|191665
FL|FOOT LOCKER, INC.|CIST|Capital Institutional Services, Inc.|755
FL|FOOT LOCKER, INC.|CLSA|CLSA AMERICAS, LLC|500
FL|FOOT LOCKER, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|433093
FL|FOOT LOCKER, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6638
FL|FOOT LOCKER, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15168
FL|FOOT LOCKER, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|990215
FL|FOOT LOCKER, INC.|CSMS|CORNERSTONE MACRO LLC|800
FL|FOOT LOCKER, INC.|CTDL|Citadel Derivatives Group Llc|17724
FL|FOOT LOCKER, INC.|CTLR|CUTLER GROUP, LP|2980
FL|FOOT LOCKER, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|77690
FL|FOOT LOCKER, INC.|DADA|D.A. Davidson & Co.|12
FL|FOOT LOCKER, INC.|DBAB|Deutsche Bank Securities Inc.|642068
FL|FOOT LOCKER, INC.|DBAX|Deutsche Bank Securities Inc.|702100
FL|FOOT LOCKER, INC.|DBUL|Deutsche Bank Securities Inc.|13115
FL|FOOT LOCKER, INC.|DCHF|Dart Executions, LLC|15234
FL|FOOT LOCKER, INC.|DEAN|MORGAN STANLEY|18865
FL|FOOT LOCKER, INC.|DEGS|RONIN PROFESSIONAL LLC|1200
FL|FOOT LOCKER, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19200
FL|FOOT LOCKER, INC.|EBXL|EBX LLC|449000
FL|FOOT LOCKER, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|85572
FL|FOOT LOCKER, INC.|EDJO|Edward D. Jones & Co., L.P.|7515
FL|FOOT LOCKER, INC.|EGAM|CBOE TRADING, INC.|31541
FL|FOOT LOCKER, INC.|EGAW|CBOE TRADING, INC.|624
FL|FOOT LOCKER, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|900
FL|FOOT LOCKER, INC.|EGXM|CBOE TRADING, INC.|18514
FL|FOOT LOCKER, INC.|EGXW|CBOE TRADING, INC.|882
FL|FOOT LOCKER, INC.|ETBE|Electronic Transaction Clearing, Inc.|55168
FL|FOOT LOCKER, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
FL|FOOT LOCKER, INC.|ETCC|Electronic Transaction Clearing, Inc.|671
FL|FOOT LOCKER, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|128946
FL|FOOT LOCKER, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6098
FL|FOOT LOCKER, INC.|ETRS|E*Trade Securities LLC|393622
FL|FOOT LOCKER, INC.|FBSB|U.S. Bancorp Investments, Inc.|14
FL|FOOT LOCKER, INC.|FILL|Tradestation Securities, Inc.|201285
FL|FOOT LOCKER, INC.|FINX|FINTECH SECURITIES|261
FL|FOOT LOCKER, INC.|FMAF|NBCN Inc./ CDS|6738
FL|FOOT LOCKER, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|93227
FL|FOOT LOCKER, INC.|FQLS|Quantlab Securities LP|758703
FL|FOOT LOCKER, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|239297
FL|FOOT LOCKER, INC.|FTBR|Foliofn Investments, Inc.|6691
FL|FOOT LOCKER, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|9240
FL|FOOT LOCKER, INC.|GLIS|TD Securities Inc|3319
FL|FOOT LOCKER, INC.|GLPX|ACS EXECUTION SERVICES, LLC|70304
FL|FOOT LOCKER, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2034941
FL|FOOT LOCKER, INC.|GSCS|GOLDMAN SACHS & CO. LLC|8889
FL|FOOT LOCKER, INC.|GSLT|GOLDMAN SACHS & CO. LLC|30085
FL|FOOT LOCKER, INC.|GTSZ|GTS SECURITIES LLC|256614
FL|FOOT LOCKER, INC.|HAPX|HAP Trading, LLC|3098
FL|FOOT LOCKER, INC.|HRBF|American Enterprise Investment Services Inc.|6858
FL|FOOT LOCKER, INC.|HSBC|HSBC Securities, Inc.|7967
FL|FOOT LOCKER, INC.|IATS|INTERACTIVE BROKERS LLC|47013
FL|FOOT LOCKER, INC.|IBKR|Interactive Brokers Llc|61502
FL|FOOT LOCKER, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2820
FL|FOOT LOCKER, INC.|ICBX|INSTINET, LLC|219663
FL|FOOT LOCKER, INC.|IEQY|CITADEL SECURITIES LLC|398162
FL|FOOT LOCKER, INC.|INCA|INSTINET, LLC|1189365
FL|FOOT LOCKER, INC.|INJX|INSTINET, LLC|36258
FL|FOOT LOCKER, INC.|ITGI|ITG Inc.|188026
FL|FOOT LOCKER, INC.|ITGP|ITG INC.|278200
FL|FOOT LOCKER, INC.|JANY|Janney Montgomery Scott Inc.|814
FL|FOOT LOCKER, INC.|JEFF|JEFFERIES LLC|183764
FL|FOOT LOCKER, INC.|JMPT|JUMP TRADING, LLC|190322
FL|FOOT LOCKER, INC.|JPBX|J.P. MORGAN SECURITIES LLC|694956
FL|FOOT LOCKER, INC.|JPMX|J.P. Morgan Securities LLC|1248401
FL|FOOT LOCKER, INC.|JSJX|JANE STREET CAPITAL LLC|94643
FL|FOOT LOCKER, INC.|KCGM|VIRTU Americas LLC|130464
FL|FOOT LOCKER, INC.|LEHM|Barclays Capital Inc./Le|1989181
FL|FOOT LOCKER, INC.|LIME|Lime Brokerage LLC|52979
FL|FOOT LOCKER, INC.|LIWE|LIME BROKERAGE LLC|100
FL|FOOT LOCKER, INC.|LQNA|LIQUIDNET, INC.|92800
FL|FOOT LOCKER, INC.|LQNB|LIQUIDNET, INC.|150000
FL|FOOT LOCKER, INC.|LSCI|Lek Securities Corporation|141
FL|FOOT LOCKER, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3376
FL|FOOT LOCKER, INC.|MACC|Mid Atlantic Capital Corporation|495
FL|FOOT LOCKER, INC.|MACQ|Macquarie Capital (USA) Inc.|1900
FL|FOOT LOCKER, INC.|MAXM|Maxim Group LLC|16724
FL|FOOT LOCKER, INC.|MBTS|ALLY INVEST SECURITIES LLC|4810
FL|FOOT LOCKER, INC.|MKMP|MKM Partners LLC|34100
FL|FOOT LOCKER, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|238256
FL|FOOT LOCKER, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
FL|FOOT LOCKER, INC.|MOTF|MOTIF INVESTING, INC.|25
FL|FOOT LOCKER, INC.|MPSG|E D & F Man Capital Markets Inc.|205
FL|FOOT LOCKER, INC.|MSCO|MORGAN STANLEY & CO. LLC|5320790
FL|FOOT LOCKER, INC.|MSPL|MORGAN STANLEY & CO. LLC|1141000
FL|FOOT LOCKER, INC.|MSTX|MORGAN STANLEY & CO. LLC|905300
FL|FOOT LOCKER, INC.|MZHO|Mizuho Securities USA LLC|11300
FL|FOOT LOCKER, INC.|NFSC|National Financial Services LLC|559863
FL|FOOT LOCKER, INC.|NITE|VIRTU Americas LLC|1345776
FL|FOOT LOCKER, INC.|NITP|VIRTU Americas LLC|1849
FL|FOOT LOCKER, INC.|NQRB|Brut, LLC|25868
FL|FOOT LOCKER, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1300
FL|FOOT LOCKER, INC.|NTRC|Northern Trust Securities, Inc.|6082
FL|FOOT LOCKER, INC.|OHOS|TWO SIGMA SECURITIES, LLC|206643
FL|FOOT LOCKER, INC.|OPCO|Oppenheimer & Co. Inc.|1365
FL|FOOT LOCKER, INC.|PCPT|PHILLIP CAPITAL INC.|120
FL|FOOT LOCKER, INC.|PDQM|CODA MARKETS, INC.|110081
FL|FOOT LOCKER, INC.|PHLY|NASDAQ Execution Services, LLC|9000
FL|FOOT LOCKER, INC.|PWJC|UBS Financial Services, Inc.|9301
FL|FOOT LOCKER, INC.|QMSR|QUATTRO M SECURITIES INC.|4136
FL|FOOT LOCKER, INC.|RBCM|RBC CAPITAL MARKETS, LLC|12040
FL|FOOT LOCKER, INC.|RGLD|Regal Securities, Inc|400
FL|FOOT LOCKER, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|124101
FL|FOOT LOCKER, INC.|RJLC|RJL CAPITAL GROUP, LLC|1600
FL|FOOT LOCKER, INC.|SAGL|SAGETRADER, LLC|35838
FL|FOOT LOCKER, INC.|SAGW|SAGETRADER, LLC|100
FL|FOOT LOCKER, INC.|SALI|INTL FCSTONE FINANCIAL INC.|24
FL|FOOT LOCKER, INC.|SALW|SW FINANCIAL|350
FL|FOOT LOCKER, INC.|SBRX|MURIEL SIEBERT & CO INC|27
FL|FOOT LOCKER, INC.|SBSH|Citigroup Global Markets Inc.|361265
FL|FOOT LOCKER, INC.|SCMC|Scotia Capital Markets (USA) Inc.|600
FL|FOOT LOCKER, INC.|SEIC|SEI Investments Distribution Co.|4675
FL|FOOT LOCKER, INC.|SGMT|GOLDMAN SACHS & CO. LLC|222971
FL|FOOT LOCKER, INC.|SIBO|Prime Executions, Inc.|20420
FL|FOOT LOCKER, INC.|SJLS|TRADE INFORMATICS LLC|200
FL|FOOT LOCKER, INC.|SPDR|SPEEDROUTE LLC|47621
FL|FOOT LOCKER, INC.|SPHN|Stephens Inc.|1116
FL|FOOT LOCKER, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|14514
FL|FOOT LOCKER, INC.|STKP|STOCKPILE INVESTMENTS, INC.|126
FL|FOOT LOCKER, INC.|STXG|Stockcross Financial Services, Inc.|72417
FL|FOOT LOCKER, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16267
FL|FOOT LOCKER, INC.|SWIM|TD Ameritrade, Inc.|275926
FL|FOOT LOCKER, INC.|SWST|Hilltop Securities Inc.|2792
FL|FOOT LOCKER, INC.|TKNG|ALLY INVEST SECURITIES LLC|3628
FL|FOOT LOCKER, INC.|TMBR|Timber Hill LLC|18822
FL|FOOT LOCKER, INC.|TRBT|Tradebot Systems, Inc.|611121
FL|FOOT LOCKER, INC.|TRCM|TRC MARKETS LLC|619234
FL|FOOT LOCKER, INC.|TWTT|TASTYWORKS, INC.|902
FL|FOOT LOCKER, INC.|UBSA|UBS SECURITIES LLC|1145727
FL|FOOT LOCKER, INC.|UBSS|UBS Securities LLC|1404276
FL|FOOT LOCKER, INC.|VALX|VIRTU AMERICAS LLC|17272
FL|FOOT LOCKER, INC.|VERT|The Vertical Trading Group, LLC|250
FL|FOOT LOCKER, INC.|VGRD|Vanguard Marketing Corporation|13503
FL|FOOT LOCKER, INC.|VSIN|Vision Financial Markets Llc|10
FL|FOOT LOCKER, INC.|WBLR|WILLIAM BLAIR|31572
FL|FOOT LOCKER, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2202
FL|FOOT LOCKER, INC.|WCHV|WELLS FARGO SECURITIES, LLC|375518
FL|FOOT LOCKER, INC.|WDNX|WEEDEN & CO.L.P.|818
FL|FOOT LOCKER, INC.|WEDB|WEDBUSH SECURITIES INC.|44376
FL|FOOT LOCKER, INC.|WEED|Weeden & Co.L.P.|2679
FL|FOOT LOCKER, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|114665
FL|FOOT LOCKER, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1317
FL|FOOT LOCKER, INC.|WGIF|CIBC World Markets Inc.|805
FL|FOOT LOCKER, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1260
FL|FOOT LOCKER, INC.|WSEA|WOLVERINE SECURITIES, LLC|24038
FL|FOOT LOCKER, INC.|XIST|INSTINET, LLC|269842
FL|FOOT LOCKER, INC.|XPQR|Jump Trading|3000
FL|FOOT LOCKER, INC.|XPUS|XP SECURITIES, LLC|1705
FL|FOOT LOCKER, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|85928
FL|FOOT LOCKER, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4022
FL|FOOT LOCKER, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6021
FLAG|FLAG-FORENSIC ACCT|CHAS|Charles Schwab & Co., Inc.|1
FLAG|FLAG-FORENSIC ACCT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64
FLAG|FLAG-FORENSIC ACCT|ETRS|E*Trade Securities LLC|3983
FLAG|FLAG-FORENSIC ACCT|FTBR|Foliofn Investments, Inc.|281
FLAG|FLAG-FORENSIC ACCT|GSLT|GOLDMAN SACHS & CO. LLC|1100
FLAG|FLAG-FORENSIC ACCT|IATS|INTERACTIVE BROKERS LLC|10
FLAG|FLAG-FORENSIC ACCT|KCGM|VIRTU Americas LLC|300
FLAG|FLAG-FORENSIC ACCT|LIME|Lime Brokerage LLC|26
FLAG|FLAG-FORENSIC ACCT|MSCO|MORGAN STANLEY & CO. LLC|2810
FLAG|FLAG-FORENSIC ACCT|NFSC|National Financial Services LLC|3205
FLAG|FLAG-FORENSIC ACCT|NITE|VIRTU Americas LLC|1728
FLAG|FLAG-FORENSIC ACCT|NITP|VIRTU Americas LLC|2184
FLAG|FLAG-FORENSIC ACCT|UBSA|UBS SECURITIES LLC|200
FLAG|FLAG-FORENSIC ACCT|VGRD|Vanguard Marketing Corporation|1272
FLAG|FLAG-FORENSIC ACCT|WCHV|WELLS FARGO SECURITIES, LLC|53
FLAG|FLAG-FORENSIC ACCT|WSEA|WOLVERINE SECURITIES, LLC|12
FLAT|IPATH FLATTENER|FOMA|TD AMERITRADE CLEARING, INC.|4
FLAT|IPATH FLATTENER|IBKR|Interactive Brokers Llc|10
FLAT|IPATH FLATTENER|LIME|Lime Brokerage LLC|10
FLAT|IPATH FLATTENER|MSCO|MORGAN STANLEY & CO. LLC|1
FLAT|IPATH FLATTENER|NITE|VIRTU Americas LLC|1
FLAU|FRANKLIN FTSE AUSTRA|APCC|Apex Clearing Corporation|28
FLAU|FRANKLIN FTSE AUSTRA|NFSC|National Financial Services LLC|1344
FLAU|FRANKLIN FTSE AUSTRA|NITE|VIRTU Americas LLC|1446
FLAU|FRANKLIN FTSE AUSTRA|NQRB|Brut, LLC|2048
FLAU|FRANKLIN FTSE AUSTRA|UBSS|UBS Securities LLC|200
FLAX|FRANKLIN FTSE ASIA E|CTDL|Citadel Derivatives Group Llc|172
FLAX|FRANKLIN FTSE ASIA E|ETRS|E*Trade Securities LLC|1000
FLAX|FRANKLIN FTSE ASIA E|IBKR|Interactive Brokers Llc|13
FLAX|FRANKLIN FTSE ASIA E|JSJX|JANE STREET CAPITAL LLC|13
FLAX|FRANKLIN FTSE ASIA E|KCGM|VIRTU Americas LLC|100
FLAX|FRANKLIN FTSE ASIA E|LEHM|Barclays Capital Inc./Le|200
FLAX|FRANKLIN FTSE ASIA E|MSCO|MORGAN STANLEY & CO. LLC|158
FLAX|FRANKLIN FTSE ASIA E|NFSC|National Financial Services LLC|29
FLAX|FRANKLIN FTSE ASIA E|NITE|VIRTU Americas LLC|2
FLAX|FRANKLIN FTSE ASIA E|UBSA|UBS SECURITIES LLC|72
FLAX|FRANKLIN FTSE ASIA E|WCHV|WELLS FARGO SECURITIES, LLC|100
FLBL|FRANKLIN LIBERTY SEN|JSEB|JANE STREET EXECUTION SERVICES, LLC|497900
FLBR|FRANKLIN FTSE BRAZIL|APCC|Apex Clearing Corporation|2212
FLBR|FRANKLIN FTSE BRAZIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|350
FLBR|FRANKLIN FTSE BRAZIL|CTDL|Citadel Derivatives Group Llc|5957
FLBR|FRANKLIN FTSE BRAZIL|DEAN|MORGAN STANLEY|696
FLBR|FRANKLIN FTSE BRAZIL|EBXL|EBX LLC|200
FLBR|FRANKLIN FTSE BRAZIL|ETRS|E*Trade Securities LLC|100
FLBR|FRANKLIN FTSE BRAZIL|FLTU|FLOW TRADERS US LLC|6561
FLBR|FRANKLIN FTSE BRAZIL|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|6561
FLBR|FRANKLIN FTSE BRAZIL|FTBR|Foliofn Investments, Inc.|4
FLBR|FRANKLIN FTSE BRAZIL|GSLT|GOLDMAN SACHS & CO. LLC|500
FLBR|FRANKLIN FTSE BRAZIL|IBKR|Interactive Brokers Llc|21
FLBR|FRANKLIN FTSE BRAZIL|INCA|INSTINET, LLC|1341
FLBR|FRANKLIN FTSE BRAZIL|JSEB|JANE STREET EXECUTION SERVICES, LLC|4283
FLBR|FRANKLIN FTSE BRAZIL|JSJX|JANE STREET CAPITAL LLC|3798
FLBR|FRANKLIN FTSE BRAZIL|KCGM|VIRTU Americas LLC|308
FLBR|FRANKLIN FTSE BRAZIL|LEHM|Barclays Capital Inc./Le|200
FLBR|FRANKLIN FTSE BRAZIL|LIME|Lime Brokerage LLC|2291
FLBR|FRANKLIN FTSE BRAZIL|MSCO|MORGAN STANLEY & CO. LLC|7438
FLBR|FRANKLIN FTSE BRAZIL|MSPL|MORGAN STANLEY & CO. LLC|100
FLBR|FRANKLIN FTSE BRAZIL|NFSC|National Financial Services LLC|3734
FLBR|FRANKLIN FTSE BRAZIL|NITE|VIRTU Americas LLC|4991
FLBR|FRANKLIN FTSE BRAZIL|RBCM|RBC CAPITAL MARKETS, LLC|1004
FLBR|FRANKLIN FTSE BRAZIL|UBSA|UBS SECURITIES LLC|800
FLBR|FRANKLIN FTSE BRAZIL|UBSS|UBS Securities LLC|2438
FLBR|FRANKLIN FTSE BRAZIL|VGRD|Vanguard Marketing Corporation|258
FLBR|FRANKLIN FTSE BRAZIL|WCHV|WELLS FARGO SECURITIES, LLC|1025
FLBR|FRANKLIN FTSE BRAZIL|WSEA|WOLVERINE SECURITIES, LLC|10
FLBR|FRANKLIN FTSE BRAZIL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6371
FLC|FLAHERTY & CRUMRINE|ALTX|Alternet Securities Inc.|482
FLC|FLAHERTY & CRUMRINE|APCC|Apex Clearing Corporation|7
FLC|FLAHERTY & CRUMRINE|BANK|Primevest Financial Services, Inc.|9
FLC|FLAHERTY & CRUMRINE|BARD|Robert W. Baird & Co. Incorporated|161
FLC|FLAHERTY & CRUMRINE|BATM|CBOE TRADING, INC.|9
FLC|FLAHERTY & CRUMRINE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|303
FLC|FLAHERTY & CRUMRINE|BTIG|BTIG, LLC|8035
FLC|FLAHERTY & CRUMRINE|CANT|Cantor Fitzgerald & Co.|231
FLC|FLAHERTY & CRUMRINE|CHAS|Charles Schwab & Co., Inc.|4
FLC|FLAHERTY & CRUMRINE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
FLC|FLAHERTY & CRUMRINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|460
FLC|FLAHERTY & CRUMRINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
FLC|FLAHERTY & CRUMRINE|DBAX|Deutsche Bank Securities Inc.|300
FLC|FLAHERTY & CRUMRINE|DEAN|MORGAN STANLEY|350
FLC|FLAHERTY & CRUMRINE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
FLC|FLAHERTY & CRUMRINE|EBXL|EBX LLC|2000
FLC|FLAHERTY & CRUMRINE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1901
FLC|FLAHERTY & CRUMRINE|EGAM|CBOE TRADING, INC.|100
FLC|FLAHERTY & CRUMRINE|ETRS|E*Trade Securities LLC|6231
FLC|FLAHERTY & CRUMRINE|FBSB|U.S. Bancorp Investments, Inc.|74
FLC|FLAHERTY & CRUMRINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6100
FLC|FLAHERTY & CRUMRINE|FTBR|Foliofn Investments, Inc.|633
FLC|FLAHERTY & CRUMRINE|GLPX|ACS EXECUTION SERVICES, LLC|301
FLC|FLAHERTY & CRUMRINE|GSCO|GOLDMAN SACHS & CO. LLC|100
FLC|FLAHERTY & CRUMRINE|GTSZ|GTS SECURITIES LLC|100
FLC|FLAHERTY & CRUMRINE|HRBF|American Enterprise Investment Services Inc.|2311
FLC|FLAHERTY & CRUMRINE|IATS|INTERACTIVE BROKERS LLC|600
FLC|FLAHERTY & CRUMRINE|IBKR|Interactive Brokers Llc|1031
FLC|FLAHERTY & CRUMRINE|ICBX|INSTINET, LLC|994
FLC|FLAHERTY & CRUMRINE|INCA|INSTINET, LLC|1364
FLC|FLAHERTY & CRUMRINE|ITGI|ITG Inc.|168
FLC|FLAHERTY & CRUMRINE|ITGP|ITG INC.|4800
FLC|FLAHERTY & CRUMRINE|JPMX|J.P. Morgan Securities LLC|200
FLC|FLAHERTY & CRUMRINE|LEHM|Barclays Capital Inc./Le|400
FLC|FLAHERTY & CRUMRINE|LIME|Lime Brokerage LLC|286
FLC|FLAHERTY & CRUMRINE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1198
FLC|FLAHERTY & CRUMRINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2122
FLC|FLAHERTY & CRUMRINE|MSCO|MORGAN STANLEY & CO. LLC|10979
FLC|FLAHERTY & CRUMRINE|NFSC|National Financial Services LLC|35249
FLC|FLAHERTY & CRUMRINE|NITE|VIRTU Americas LLC|88061
FLC|FLAHERTY & CRUMRINE|NQRB|Brut, LLC|1000
FLC|FLAHERTY & CRUMRINE|OPCO|Oppenheimer & Co. Inc.|5
FLC|FLAHERTY & CRUMRINE|PDQM|CODA MARKETS, INC.|1025
FLC|FLAHERTY & CRUMRINE|RBCM|RBC CAPITAL MARKETS, LLC|1441
FLC|FLAHERTY & CRUMRINE|SBRX|MURIEL SIEBERT & CO INC|897
FLC|FLAHERTY & CRUMRINE|SBSH|Citigroup Global Markets Inc.|1124
FLC|FLAHERTY & CRUMRINE|SGMT|GOLDMAN SACHS & CO. LLC|182
FLC|FLAHERTY & CRUMRINE|SPDR|SPEEDROUTE LLC|100
FLC|FLAHERTY & CRUMRINE|STFL|Stifel, Nicolaus & Company, Incorporated|745
FLC|FLAHERTY & CRUMRINE|STXG|Stockcross Financial Services, Inc.|7
FLC|FLAHERTY & CRUMRINE|SWIM|TD Ameritrade, Inc.|1275
FLC|FLAHERTY & CRUMRINE|SWST|Hilltop Securities Inc.|1644
FLC|FLAHERTY & CRUMRINE|TRBT|Tradebot Systems, Inc.|863
FLC|FLAHERTY & CRUMRINE|UBSA|UBS SECURITIES LLC|9109
FLC|FLAHERTY & CRUMRINE|UBSS|UBS Securities LLC|21652
FLC|FLAHERTY & CRUMRINE|VALX|VIRTU AMERICAS LLC|336
FLC|FLAHERTY & CRUMRINE|VGRD|Vanguard Marketing Corporation|10599
FLC|FLAHERTY & CRUMRINE|WCHV|WELLS FARGO SECURITIES, LLC|9462
FLC|FLAHERTY & CRUMRINE|WEDB|WEDBUSH SECURITIES INC.|230
FLC|FLAHERTY & CRUMRINE|WEED|Weeden & Co.L.P.|40
FLC|FLAHERTY & CRUMRINE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22572
FLC|FLAHERTY & CRUMRINE|WSEA|WOLVERINE SECURITIES, LLC|1440
FLC|FLAHERTY & CRUMRINE|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FLC|FLAHERTY & CRUMRINE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6168
FLCA|FRANKLIN FTSE CANADA|BATM|CBOE TRADING, INC.|200
FLCA|FRANKLIN FTSE CANADA|ETRS|E*Trade Securities LLC|100
FLCA|FRANKLIN FTSE CANADA|LIME|Lime Brokerage LLC|55
FLCA|FRANKLIN FTSE CANADA|MAXM|Maxim Group LLC|243
FLCA|FRANKLIN FTSE CANADA|NFSC|National Financial Services LLC|232
FLCA|FRANKLIN FTSE CANADA|NITE|VIRTU Americas LLC|343
FLCA|FRANKLIN FTSE CANADA|UBSS|UBS Securities LLC|393
FLCA|FRANKLIN FTSE CANADA|VGRD|Vanguard Marketing Corporation|125
FLCH|FRANKLIN FTSE CHINA|APCC|Apex Clearing Corporation|3
FLCH|FRANKLIN FTSE CHINA|CHAS|Charles Schwab & Co., Inc.|25
FLCH|FRANKLIN FTSE CHINA|CSIN|Citadel Securities Institutional LLC|2375
FLCH|FRANKLIN FTSE CHINA|CTDL|Citadel Derivatives Group Llc|304
FLCH|FRANKLIN FTSE CHINA|DEAN|MORGAN STANLEY|400
FLCH|FRANKLIN FTSE CHINA|EBXL|EBX LLC|600
FLCH|FRANKLIN FTSE CHINA|ETRS|E*Trade Securities LLC|1908
FLCH|FRANKLIN FTSE CHINA|FLTU|FLOW TRADERS US LLC|9311
FLCH|FRANKLIN FTSE CHINA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|9311
FLCH|FRANKLIN FTSE CHINA|GLIS|TD Securities Inc|300
FLCH|FRANKLIN FTSE CHINA|GSLT|GOLDMAN SACHS & CO. LLC|4150
FLCH|FRANKLIN FTSE CHINA|IBKR|Interactive Brokers Llc|156
FLCH|FRANKLIN FTSE CHINA|JSJX|JANE STREET CAPITAL LLC|9359
FLCH|FRANKLIN FTSE CHINA|KCGM|VIRTU Americas LLC|4
FLCH|FRANKLIN FTSE CHINA|LIME|Lime Brokerage LLC|1421
FLCH|FRANKLIN FTSE CHINA|MSCO|MORGAN STANLEY & CO. LLC|24935
FLCH|FRANKLIN FTSE CHINA|MSPL|MORGAN STANLEY & CO. LLC|100
FLCH|FRANKLIN FTSE CHINA|NFSC|National Financial Services LLC|11556
FLCH|FRANKLIN FTSE CHINA|NITE|VIRTU Americas LLC|6701
FLCH|FRANKLIN FTSE CHINA|RBCM|RBC CAPITAL MARKETS, LLC|7
FLCH|FRANKLIN FTSE CHINA|SGMT|GOLDMAN SACHS & CO. LLC|500
FLCH|FRANKLIN FTSE CHINA|UBSA|UBS SECURITIES LLC|1223
FLCH|FRANKLIN FTSE CHINA|UBSS|UBS Securities LLC|4806
FLCH|FRANKLIN FTSE CHINA|VGRD|Vanguard Marketing Corporation|1409
FLCH|FRANKLIN FTSE CHINA|WSEA|WOLVERINE SECURITIES, LLC|20
FLCO|FRANKLIN LIBERTY INV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95
FLCO|FRANKLIN LIBERTY INV|DEAN|MORGAN STANLEY|500
FLCO|FRANKLIN LIBERTY INV|ICBX|INSTINET, LLC|100
FLCO|FRANKLIN LIBERTY INV|JSEB|JANE STREET EXECUTION SERVICES, LLC|100000
FLCO|FRANKLIN LIBERTY INV|JSJX|JANE STREET CAPITAL LLC|3532
FLCO|FRANKLIN LIBERTY INV|LEHM|Barclays Capital Inc./Le|200
FLCO|FRANKLIN LIBERTY INV|LIME|Lime Brokerage LLC|249
FLCO|FRANKLIN LIBERTY INV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
FLCO|FRANKLIN LIBERTY INV|MSCO|MORGAN STANLEY & CO. LLC|101
FLCO|FRANKLIN LIBERTY INV|NFSC|National Financial Services LLC|6105
FLCO|FRANKLIN LIBERTY INV|NITE|VIRTU Americas LLC|3816
FLCO|FRANKLIN LIBERTY INV|UBSS|UBS Securities LLC|190
FLCO|FRANKLIN LIBERTY INV|WCHV|WELLS FARGO SECURITIES, LLC|2325
FLCO|FRANKLIN LIBERTY INV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|688
FLDM|FLUIDIGM CORPORATION|ABLE|NATIXIS Securities Americas LLC|2642
FLDM|FLUIDIGM CORPORATION|ALTX|Alternet Securities Inc.|7520
FLDM|FLUIDIGM CORPORATION|APCC|Apex Clearing Corporation|4
FLDM|FLUIDIGM CORPORATION|BARD|Robert W. Baird & Co. Incorporated|15300
FLDM|FLUIDIGM CORPORATION|BATM|CBOE TRADING, INC.|1118
FLDM|FLUIDIGM CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|712
FLDM|FLUIDIGM CORPORATION|BIMI|Banca IMI Securities Corp.|1400
FLDM|FLUIDIGM CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|90
FLDM|FLUIDIGM CORPORATION|BLKX|INSTINET, LLC|5600
FLDM|FLUIDIGM CORPORATION|BMOC|BMO Capital Markets Corp.|6053
FLDM|FLUIDIGM CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1769
FLDM|FLUIDIGM CORPORATION|BTIG|BTIG, LLC|4504
FLDM|FLUIDIGM CORPORATION|BYXM|CBOE TRADING, INC.|800
FLDM|FLUIDIGM CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|2453
FLDM|FLUIDIGM CORPORATION|CANT|Cantor Fitzgerald & Co.|165
FLDM|FLUIDIGM CORPORATION|CHAS|Charles Schwab & Co., Inc.|1550
FLDM|FLUIDIGM CORPORATION|CIST|Capital Institutional Services, Inc.|174
FLDM|FLUIDIGM CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25293
FLDM|FLUIDIGM CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7392
FLDM|FLUIDIGM CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
FLDM|FLUIDIGM CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|60969
FLDM|FLUIDIGM CORPORATION|CTDL|Citadel Derivatives Group Llc|3878
FLDM|FLUIDIGM CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|6838
FLDM|FLUIDIGM CORPORATION|DBAB|Deutsche Bank Securities Inc.|195995
FLDM|FLUIDIGM CORPORATION|DBAX|Deutsche Bank Securities Inc.|27700
FLDM|FLUIDIGM CORPORATION|DBUL|Deutsche Bank Securities Inc.|2900
FLDM|FLUIDIGM CORPORATION|DEAN|MORGAN STANLEY|248
FLDM|FLUIDIGM CORPORATION|DEGS|RONIN PROFESSIONAL LLC|20412
FLDM|FLUIDIGM CORPORATION|EBXL|EBX LLC|39800
FLDM|FLUIDIGM CORPORATION|EGAM|CBOE TRADING, INC.|5177
FLDM|FLUIDIGM CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|1290
FLDM|FLUIDIGM CORPORATION|EGXM|CBOE TRADING, INC.|5550
FLDM|FLUIDIGM CORPORATION|EGXW|CBOE TRADING, INC.|1300
FLDM|FLUIDIGM CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|4424
FLDM|FLUIDIGM CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2244
FLDM|FLUIDIGM CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3900
FLDM|FLUIDIGM CORPORATION|ETRS|E*Trade Securities LLC|98000
FLDM|FLUIDIGM CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|114645
FLDM|FLUIDIGM CORPORATION|FILL|Tradestation Securities, Inc.|1100
FLDM|FLUIDIGM CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|89917
FLDM|FLUIDIGM CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1390
FLDM|FLUIDIGM CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29022
FLDM|FLUIDIGM CORPORATION|FTBR|Foliofn Investments, Inc.|872
FLDM|FLUIDIGM CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|14337
FLDM|FLUIDIGM CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|1674
FLDM|FLUIDIGM CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|563625
FLDM|FLUIDIGM CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|24092
FLDM|FLUIDIGM CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|2173
FLDM|FLUIDIGM CORPORATION|GTSZ|GTS SECURITIES LLC|4639
FLDM|FLUIDIGM CORPORATION|IATS|INTERACTIVE BROKERS LLC|2849
FLDM|FLUIDIGM CORPORATION|IBKR|Interactive Brokers Llc|47443
FLDM|FLUIDIGM CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|937
FLDM|FLUIDIGM CORPORATION|ICBX|INSTINET, LLC|10900
FLDM|FLUIDIGM CORPORATION|IEQY|CITADEL SECURITIES LLC|19731
FLDM|FLUIDIGM CORPORATION|INCA|INSTINET, LLC|235738
FLDM|FLUIDIGM CORPORATION|INJX|INSTINET, LLC|55113
FLDM|FLUIDIGM CORPORATION|ITGI|ITG Inc.|13059
FLDM|FLUIDIGM CORPORATION|ITGP|ITG INC.|60800
FLDM|FLUIDIGM CORPORATION|JEFF|JEFFERIES LLC|73436
FLDM|FLUIDIGM CORPORATION|JMPT|JUMP TRADING, LLC|8880
FLDM|FLUIDIGM CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|2750
FLDM|FLUIDIGM CORPORATION|JPMX|J.P. Morgan Securities LLC|140453
FLDM|FLUIDIGM CORPORATION|JSJX|JANE STREET CAPITAL LLC|4326
FLDM|FLUIDIGM CORPORATION|KCGM|VIRTU Americas LLC|10600
FLDM|FLUIDIGM CORPORATION|LEHM|Barclays Capital Inc./Le|386192
FLDM|FLUIDIGM CORPORATION|LIME|Lime Brokerage LLC|97587
FLDM|FLUIDIGM CORPORATION|LOOP|Loop Capital Markets LLC|1779
FLDM|FLUIDIGM CORPORATION|LQNA|LIQUIDNET, INC.|39200
FLDM|FLUIDIGM CORPORATION|MAXM|Maxim Group LLC|3195
FLDM|FLUIDIGM CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39048
FLDM|FLUIDIGM CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|579558
FLDM|FLUIDIGM CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|66400
FLDM|FLUIDIGM CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|72900
FLDM|FLUIDIGM CORPORATION|NATL|National Securities Corporation|900
FLDM|FLUIDIGM CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|280
FLDM|FLUIDIGM CORPORATION|NFSC|National Financial Services LLC|195173
FLDM|FLUIDIGM CORPORATION|NITE|VIRTU Americas LLC|315815
FLDM|FLUIDIGM CORPORATION|NITP|VIRTU Americas LLC|400
FLDM|FLUIDIGM CORPORATION|NQRB|Brut, LLC|6308
FLDM|FLUIDIGM CORPORATION|PCPT|PHILLIP CAPITAL INC.|720
FLDM|FLUIDIGM CORPORATION|PDQM|CODA MARKETS, INC.|15550
FLDM|FLUIDIGM CORPORATION|PIPR|Piper Jaffray & Co.|22600
FLDM|FLUIDIGM CORPORATION|PWJC|UBS Financial Services, Inc.|700
FLDM|FLUIDIGM CORPORATION|RAJA|Raymond James & Associates, Inc.|1300
FLDM|FLUIDIGM CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|8050
FLDM|FLUIDIGM CORPORATION|ROTH|Roth Capital Partners, LLC|59
FLDM|FLUIDIGM CORPORATION|SAGL|SAGETRADER, LLC|2200
FLDM|FLUIDIGM CORPORATION|SBSH|Citigroup Global Markets Inc.|81218
FLDM|FLUIDIGM CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|62217
FLDM|FLUIDIGM CORPORATION|SPDR|SPEEDROUTE LLC|4280
FLDM|FLUIDIGM CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|200
FLDM|FLUIDIGM CORPORATION|SWIM|TD Ameritrade, Inc.|17076
FLDM|FLUIDIGM CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|34884
FLDM|FLUIDIGM CORPORATION|TRBT|Tradebot Systems, Inc.|40725
FLDM|FLUIDIGM CORPORATION|TRCM|TRC MARKETS LLC|49427
FLDM|FLUIDIGM CORPORATION|UBSA|UBS SECURITIES LLC|204392
FLDM|FLUIDIGM CORPORATION|UBSS|UBS Securities LLC|461785
FLDM|FLUIDIGM CORPORATION|VALX|VIRTU AMERICAS LLC|2455
FLDM|FLUIDIGM CORPORATION|VGRD|Vanguard Marketing Corporation|10410
FLDM|FLUIDIGM CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|23666
FLDM|FLUIDIGM CORPORATION|WEED|Weeden & Co.L.P.|13310
FLDM|FLUIDIGM CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4292
FLDM|FLUIDIGM CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1387
FLDM|FLUIDIGM CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|25533
FLDM|FLUIDIGM CORPORATION|XIST|INSTINET, LLC|200
FLDM|FLUIDIGM CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|8400
FLDM|FLUIDIGM CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|1824
FLDR|FIDELITY LOW DURATIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
FLDR|FIDELITY LOW DURATIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|757
FLDR|FIDELITY LOW DURATIO|DBAX|Deutsche Bank Securities Inc.|900
FLDR|FIDELITY LOW DURATIO|EBXL|EBX LLC|300
FLDR|FIDELITY LOW DURATIO|ICBX|INSTINET, LLC|200
FLDR|FIDELITY LOW DURATIO|JSJX|JANE STREET CAPITAL LLC|578
FLDR|FIDELITY LOW DURATIO|KCGM|VIRTU Americas LLC|1341
FLDR|FIDELITY LOW DURATIO|LEHM|Barclays Capital Inc./Le|4200
FLDR|FIDELITY LOW DURATIO|MAXM|Maxim Group LLC|7100
FLDR|FIDELITY LOW DURATIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
FLDR|FIDELITY LOW DURATIO|MSCO|MORGAN STANLEY & CO. LLC|22
FLDR|FIDELITY LOW DURATIO|NFSC|National Financial Services LLC|10153
FLDR|FIDELITY LOW DURATIO|NITE|VIRTU Americas LLC|886
FLDR|FIDELITY LOW DURATIO|NITP|VIRTU Americas LLC|2142
FLDR|FIDELITY LOW DURATIO|SBSH|Citigroup Global Markets Inc.|45000
FLDR|FIDELITY LOW DURATIO|SGMT|GOLDMAN SACHS & CO. LLC|100
FLDR|FIDELITY LOW DURATIO|UBSA|UBS SECURITIES LLC|1700
FLDR|FIDELITY LOW DURATIO|UBSS|UBS Securities LLC|800
FLDR|FIDELITY LOW DURATIO|WCHV|WELLS FARGO SECURITIES, LLC|4500
FLEE|FRANKLIN FTSE EUROPE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
FLEE|FRANKLIN FTSE EUROPE|DBAX|Deutsche Bank Securities Inc.|100
FLEE|FRANKLIN FTSE EUROPE|GEBB|GLOBAL EXECUTION BROKERS, LP|2782
FLEE|FRANKLIN FTSE EUROPE|IBKR|Interactive Brokers Llc|4
FLEE|FRANKLIN FTSE EUROPE|ICBX|INSTINET, LLC|100
FLEE|FRANKLIN FTSE EUROPE|JPMX|J.P. Morgan Securities LLC|600
FLEE|FRANKLIN FTSE EUROPE|JSEB|JANE STREET EXECUTION SERVICES, LLC|54900
FLEE|FRANKLIN FTSE EUROPE|JSJX|JANE STREET CAPITAL LLC|100
FLEE|FRANKLIN FTSE EUROPE|LEHM|Barclays Capital Inc./Le|400
FLEE|FRANKLIN FTSE EUROPE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FLEE|FRANKLIN FTSE EUROPE|MSCO|MORGAN STANLEY & CO. LLC|1300
FLEE|FRANKLIN FTSE EUROPE|NFSC|National Financial Services LLC|342
FLEE|FRANKLIN FTSE EUROPE|NITE|VIRTU Americas LLC|3147
FLEE|FRANKLIN FTSE EUROPE|NQRB|Brut, LLC|100
FLEE|FRANKLIN FTSE EUROPE|SGMT|GOLDMAN SACHS & CO. LLC|197
FLEE|FRANKLIN FTSE EUROPE|UBSA|UBS SECURITIES LLC|600
FLEE|FRANKLIN FTSE EUROPE|VGRD|Vanguard Marketing Corporation|600
FLEH|FRANKLIN FTSE EUROPE|NFSC|National Financial Services LLC|24
FLEH|FRANKLIN FTSE EUROPE|NITE|VIRTU Americas LLC|5
FLEU|BARCLAYS ETN  FI ENH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
FLEU|BARCLAYS ETN  FI ENH|DBAX|Deutsche Bank Securities Inc.|900
FLEU|BARCLAYS ETN  FI ENH|DEAN|MORGAN STANLEY|99
FLEU|BARCLAYS ETN  FI ENH|EBXL|EBX LLC|300
FLEU|BARCLAYS ETN  FI ENH|ETRS|E*Trade Securities LLC|334
FLEU|BARCLAYS ETN  FI ENH|FMAF|NBCN Inc./ CDS|82
FLEU|BARCLAYS ETN  FI ENH|GTSZ|GTS SECURITIES LLC|300
FLEU|BARCLAYS ETN  FI ENH|IBKR|Interactive Brokers Llc|50
FLEU|BARCLAYS ETN  FI ENH|ICBX|INSTINET, LLC|200
FLEU|BARCLAYS ETN  FI ENH|JPMX|J.P. Morgan Securities LLC|400
FLEU|BARCLAYS ETN  FI ENH|JSJX|JANE STREET CAPITAL LLC|37928
FLEU|BARCLAYS ETN  FI ENH|KCGM|VIRTU Americas LLC|2475
FLEU|BARCLAYS ETN  FI ENH|LEHM|Barclays Capital Inc./Le|800
FLEU|BARCLAYS ETN  FI ENH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FLEU|BARCLAYS ETN  FI ENH|MSCO|MORGAN STANLEY & CO. LLC|1074
FLEU|BARCLAYS ETN  FI ENH|MSPL|MORGAN STANLEY & CO. LLC|700
FLEU|BARCLAYS ETN  FI ENH|NFSC|National Financial Services LLC|12110
FLEU|BARCLAYS ETN  FI ENH|NITE|VIRTU Americas LLC|7973
FLEU|BARCLAYS ETN  FI ENH|NITP|VIRTU Americas LLC|1356
FLEU|BARCLAYS ETN  FI ENH|SGMT|GOLDMAN SACHS & CO. LLC|700
FLEU|BARCLAYS ETN  FI ENH|UBSA|UBS SECURITIES LLC|9770
FLEU|BARCLAYS ETN  FI ENH|UBSS|UBS Securities LLC|4800
FLEX|FLEX LTD.|ABLE|NATIXIS Securities Americas LLC|6436
FLEX|FLEX LTD.|ALTX|Alternet Securities Inc.|18183
FLEX|FLEX LTD.|ANOS|ABEL/NOSER, L.L.C.|100
FLEX|FLEX LTD.|APCC|Apex Clearing Corporation|24688
FLEX|FLEX LTD.|AQUA|AQUA SECURITIES L.P.|6200
FLEX|FLEX LTD.|BARD|Robert W. Baird & Co. Incorporated|3224153
FLEX|FLEX LTD.|BATM|CBOE TRADING, INC.|4830
FLEX|FLEX LTD.|BAYC|BAY CREST PARTNERS, LLC|81780
FLEX|FLEX LTD.|BBNT|BB&T SECURITIES, LLC|437
FLEX|FLEX LTD.|BERN|Sanford C. Bernstein & Co., LLC|701853
FLEX|FLEX LTD.|BGIS|BLACKROCK EXECUTION SERVICES|500
FLEX|FLEX LTD.|BIDS|BIDS TRADING L.P.|20600
FLEX|FLEX LTD.|BKCM|BNY Mellon Capital Markets LLC|1931
FLEX|FLEX LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25187
FLEX|FLEX LTD.|BLKX|INSTINET, LLC|168292
FLEX|FLEX LTD.|BMOC|BMO Capital Markets Corp.|8566
FLEX|FLEX LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|2475
FLEX|FLEX LTD.|BPFI|MANORHAVEN CAPITAL LLC|2300
FLEX|FLEX LTD.|BTIG|BTIG, LLC|135434
FLEX|FLEX LTD.|BYXM|CBOE TRADING, INC.|6985
FLEX|FLEX LTD.|BZYD|GOLDMAN SACHS & CO. LLC|2787
FLEX|FLEX LTD.|CANT|Cantor Fitzgerald & Co.|191016
FLEX|FLEX LTD.|CBLC|CITIGROUP GLOBAL MARKETS INC.|73600
FLEX|FLEX LTD.|CHAS|Charles Schwab & Co., Inc.|2670
FLEX|FLEX LTD.|CIST|Capital Institutional Services, Inc.|38947
FLEX|FLEX LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|927603
FLEX|FLEX LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2600
FLEX|FLEX LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1561745
FLEX|FLEX LTD.|CTDL|Citadel Derivatives Group Llc|102028
FLEX|FLEX LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|361976
FLEX|FLEX LTD.|DBAB|Deutsche Bank Securities Inc.|1835059
FLEX|FLEX LTD.|DBAX|Deutsche Bank Securities Inc.|1576000
FLEX|FLEX LTD.|DBUL|Deutsche Bank Securities Inc.|23429
FLEX|FLEX LTD.|DEAN|MORGAN STANLEY|37275
FLEX|FLEX LTD.|DEGS|RONIN PROFESSIONAL LLC|24596
FLEX|FLEX LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|60516
FLEX|FLEX LTD.|DRWK|DRW SECURITIES, L.L.C.|272395
FLEX|FLEX LTD.|EBXL|EBX LLC|1514500
FLEX|FLEX LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|145604
FLEX|FLEX LTD.|EDJO|Edward D. Jones & Co., L.P.|3431
FLEX|FLEX LTD.|EGAM|CBOE TRADING, INC.|36383
FLEX|FLEX LTD.|EGAW|CBOE TRADING, INC.|362
FLEX|FLEX LTD.|EGXM|CBOE TRADING, INC.|10006
FLEX|FLEX LTD.|EGXW|CBOE TRADING, INC.|200
FLEX|FLEX LTD.|ELEV|ELEVATION, LLC|56980
FLEX|FLEX LTD.|ESPO|ESPOSITO SECURITIES, LLC|19
FLEX|FLEX LTD.|ETBE|Electronic Transaction Clearing, Inc.|184419
FLEX|FLEX LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|59810
FLEX|FLEX LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10837
FLEX|FLEX LTD.|ETRS|E*Trade Securities LLC|214594
FLEX|FLEX LTD.|FBCO|Credit Suisse Securities (USA) LLC|1718046
FLEX|FLEX LTD.|FILL|Tradestation Securities, Inc.|4005
FLEX|FLEX LTD.|FINX|FINTECH SECURITIES|1425
FLEX|FLEX LTD.|FMAF|NBCN Inc./ CDS|4327
FLEX|FLEX LTD.|FOMA|TD AMERITRADE CLEARING, INC.|281450
FLEX|FLEX LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2696
FLEX|FLEX LTD.|FQLS|Quantlab Securities LP|757237
FLEX|FLEX LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1339091
FLEX|FLEX LTD.|FTBR|Foliofn Investments, Inc.|6605
FLEX|FLEX LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|59675
FLEX|FLEX LTD.|GLPX|ACS EXECUTION SERVICES, LLC|47471
FLEX|FLEX LTD.|GSCO|GOLDMAN SACHS & CO. LLC|8557533
FLEX|FLEX LTD.|GSCS|GOLDMAN SACHS & CO. LLC|51680
FLEX|FLEX LTD.|GSLT|GOLDMAN SACHS & CO. LLC|83821
FLEX|FLEX LTD.|GTSZ|GTS SECURITIES LLC|252040
FLEX|FLEX LTD.|HRBF|American Enterprise Investment Services Inc.|19401
FLEX|FLEX LTD.|HSBC|HSBC Securities, Inc.|16378
FLEX|FLEX LTD.|IATS|INTERACTIVE BROKERS LLC|15504
FLEX|FLEX LTD.|IBKR|Interactive Brokers Llc|193914
FLEX|FLEX LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|725
FLEX|FLEX LTD.|ICBX|INSTINET, LLC|497911
FLEX|FLEX LTD.|INCA|INSTINET, LLC|3516144
FLEX|FLEX LTD.|INJX|INSTINET, LLC|134313
FLEX|FLEX LTD.|ITGI|ITG Inc.|331596
FLEX|FLEX LTD.|ITGP|ITG INC.|1661200
FLEX|FLEX LTD.|JANY|Janney Montgomery Scott Inc.|5973
FLEX|FLEX LTD.|JEFF|JEFFERIES LLC|737760
FLEX|FLEX LTD.|JMPT|JUMP TRADING, LLC|441180
FLEX|FLEX LTD.|JPBX|J.P. MORGAN SECURITIES LLC|459860
FLEX|FLEX LTD.|JPMX|J.P. Morgan Securities LLC|3271603
FLEX|FLEX LTD.|JSJX|JANE STREET CAPITAL LLC|16301
FLEX|FLEX LTD.|KCGM|VIRTU Americas LLC|316512
FLEX|FLEX LTD.|LEHM|Barclays Capital Inc./Le|4883122
FLEX|FLEX LTD.|LIME|Lime Brokerage LLC|619934
FLEX|FLEX LTD.|LMGP|LIME BROKERAGE LLC|3000
FLEX|FLEX LTD.|LMNX|LUMINEX TRADING & ANALYTICS LLC|3086200
FLEX|FLEX LTD.|LOOP|Loop Capital Markets LLC|15993
FLEX|FLEX LTD.|LQNA|LIQUIDNET, INC.|862600
FLEX|FLEX LTD.|LSCI|Lek Securities Corporation|200
FLEX|FLEX LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FLEX|FLEX LTD.|MACC|Mid Atlantic Capital Corporation|1250
FLEX|FLEX LTD.|MACQ|Macquarie Capital (USA) Inc.|60396
FLEX|FLEX LTD.|MAXM|Maxim Group LLC|64447
FLEX|FLEX LTD.|MBTS|ALLY INVEST SECURITIES LLC|2556
FLEX|FLEX LTD.|MCMF|Raymond James Ltd. Cds|1000
FLEX|FLEX LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1109203
FLEX|FLEX LTD.|MOTF|MOTIF INVESTING, INC.|9
FLEX|FLEX LTD.|MSCO|MORGAN STANLEY & CO. LLC|6237627
FLEX|FLEX LTD.|MSPL|MORGAN STANLEY & CO. LLC|2345000
FLEX|FLEX LTD.|MSTX|MORGAN STANLEY & CO. LLC|721100
FLEX|FLEX LTD.|MULL|MARK J. MULLER EQUITIES, INC.|47105
FLEX|FLEX LTD.|MZHO|Mizuho Securities USA LLC|90000
FLEX|FLEX LTD.|NBCS|NBC Securities, INC.|1200
FLEX|FLEX LTD.|NEED|Needham & Company, LLC|130670
FLEX|FLEX LTD.|NFSC|National Financial Services LLC|1325729
FLEX|FLEX LTD.|NITE|VIRTU Americas LLC|1970535
FLEX|FLEX LTD.|NITP|VIRTU Americas LLC|54388
FLEX|FLEX LTD.|NMRA|Nomura Securities International, Inc.|67200
FLEX|FLEX LTD.|NQRB|Brut, LLC|38072
FLEX|FLEX LTD.|OHOS|TWO SIGMA SECURITIES, LLC|70508
FLEX|FLEX LTD.|OPCO|Oppenheimer & Co. Inc.|9120
FLEX|FLEX LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|573
FLEX|FLEX LTD.|PDQM|CODA MARKETS, INC.|238546
FLEX|FLEX LTD.|PHLY|NASDAQ Execution Services, LLC|46000
FLEX|FLEX LTD.|PIPR|Piper Jaffray & Co.|1575
FLEX|FLEX LTD.|PWJC|UBS Financial Services, Inc.|8319
FLEX|FLEX LTD.|RAJA|Raymond James & Associates, Inc.|456191
FLEX|FLEX LTD.|RBCM|RBC CAPITAL MARKETS, LLC|70360
FLEX|FLEX LTD.|RHCO|Suntrust Robinson Humphrey, Inc.|329298
FLEX|FLEX LTD.|SAGL|SAGETRADER, LLC|74791
FLEX|FLEX LTD.|SAGW|SAGETRADER, LLC|2702
FLEX|FLEX LTD.|SALI|INTL FCSTONE FINANCIAL INC.|907
FLEX|FLEX LTD.|SBSH|Citigroup Global Markets Inc.|2255325
FLEX|FLEX LTD.|SEIC|SEI Investments Distribution Co.|4284
FLEX|FLEX LTD.|SGMT|GOLDMAN SACHS & CO. LLC|781512
FLEX|FLEX LTD.|SOGO|Wang Investment Associates, Inc.|4856
FLEX|FLEX LTD.|SPDR|SPEEDROUTE LLC|8709
FLEX|FLEX LTD.|SPHN|Stephens Inc.|9671
FLEX|FLEX LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|35409
FLEX|FLEX LTD.|SWIM|TD Ameritrade, Inc.|129604
FLEX|FLEX LTD.|SWST|Hilltop Securities Inc.|43824
FLEX|FLEX LTD.|TAGC|TELSEY ADVISORY GROUP LLC|2726
FLEX|FLEX LTD.|TKNG|ALLY INVEST SECURITIES LLC|1447
FLEX|FLEX LTD.|TMBR|Timber Hill LLC|28
FLEX|FLEX LTD.|TRBT|Tradebot Systems, Inc.|1367883
FLEX|FLEX LTD.|TRCM|TRC MARKETS LLC|295707
FLEX|FLEX LTD.|TWTT|TASTYWORKS, INC.|100
FLEX|FLEX LTD.|UBSA|UBS SECURITIES LLC|2693314
FLEX|FLEX LTD.|UBSS|UBS Securities LLC|2603369
FLEX|FLEX LTD.|VALX|VIRTU AMERICAS LLC|254257
FLEX|FLEX LTD.|VGRD|Vanguard Marketing Corporation|7461
FLEX|FLEX LTD.|WBLR|WILLIAM BLAIR|143011
FLEX|FLEX LTD.|WCHV|WELLS FARGO SECURITIES, LLC|358484
FLEX|FLEX LTD.|WEED|Weeden & Co.L.P.|100
FLEX|FLEX LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24018
FLEX|FLEX LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61518
FLEX|FLEX LTD.|WGIF|CIBC World Markets Inc.|3697
FLEX|FLEX LTD.|WSAG|WALL STREET ACCESS|33949
FLEX|FLEX LTD.|WSEA|WOLVERINE SECURITIES, LLC|10948
FLEX|FLEX LTD.|XIST|INSTINET, LLC|163800
FLEX|FLEX LTD.|XPQR|Jump Trading|400
FLEX|FLEX LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|401326
FLEX|FLEX LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|2216
FLEX|FLEX LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40108
FLFR|FRANKLIN FTSE FRANCE|IBKR|Interactive Brokers Llc|40
FLFR|FRANKLIN FTSE FRANCE|ICBX|INSTINET, LLC|400
FLFR|FRANKLIN FTSE FRANCE|NFSC|National Financial Services LLC|105
FLFR|FRANKLIN FTSE FRANCE|NITE|VIRTU Americas LLC|5
FLGB|FRANKLIN FTSE UNITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1200
FLGB|FRANKLIN FTSE UNITED|FTBR|Foliofn Investments, Inc.|1
FLGB|FRANKLIN FTSE UNITED|GTSZ|GTS SECURITIES LLC|8
FLGB|FRANKLIN FTSE UNITED|IBKR|Interactive Brokers Llc|80
FLGB|FRANKLIN FTSE UNITED|ICBX|INSTINET, LLC|2800
FLGB|FRANKLIN FTSE UNITED|INCA|INSTINET, LLC|900
FLGB|FRANKLIN FTSE UNITED|JSJX|JANE STREET CAPITAL LLC|200
FLGB|FRANKLIN FTSE UNITED|KCGM|VIRTU Americas LLC|660
FLGB|FRANKLIN FTSE UNITED|MACQ|Macquarie Capital (USA) Inc.|281100
FLGB|FRANKLIN FTSE UNITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FLGB|FRANKLIN FTSE UNITED|NFSC|National Financial Services LLC|4000
FLGB|FRANKLIN FTSE UNITED|NITE|VIRTU Americas LLC|2953
FLGB|FRANKLIN FTSE UNITED|UBSA|UBS SECURITIES LLC|1900
FLGB|FRANKLIN FTSE UNITED|WSEA|WOLVERINE SECURITIES, LLC|2
FLGE|CS FI LG CAP GROW|APCC|Apex Clearing Corporation|38
FLGE|CS FI LG CAP GROW|BBNT|BB&T SECURITIES, LLC|190
FLGE|CS FI LG CAP GROW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43
FLGE|CS FI LG CAP GROW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27
FLGE|CS FI LG CAP GROW|DEAN|MORGAN STANLEY|328
FLGE|CS FI LG CAP GROW|ECUT|CONVERGEX EXECUTION SOLUTIONS|62
FLGE|CS FI LG CAP GROW|EGXM|CBOE TRADING, INC.|39
FLGE|CS FI LG CAP GROW|ETRS|E*Trade Securities LLC|1260
FLGE|CS FI LG CAP GROW|FMAF|NBCN Inc./ CDS|10
FLGE|CS FI LG CAP GROW|FTBR|Foliofn Investments, Inc.|368
FLGE|CS FI LG CAP GROW|GSCO|GOLDMAN SACHS & CO. LLC|40
FLGE|CS FI LG CAP GROW|GSLT|GOLDMAN SACHS & CO. LLC|100
FLGE|CS FI LG CAP GROW|IATS|INTERACTIVE BROKERS LLC|5
FLGE|CS FI LG CAP GROW|IBKR|Interactive Brokers Llc|560
FLGE|CS FI LG CAP GROW|JSJX|JANE STREET CAPITAL LLC|6841
FLGE|CS FI LG CAP GROW|LIME|Lime Brokerage LLC|319
FLGE|CS FI LG CAP GROW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FLGE|CS FI LG CAP GROW|MSCO|MORGAN STANLEY & CO. LLC|1987
FLGE|CS FI LG CAP GROW|MSPL|MORGAN STANLEY & CO. LLC|200
FLGE|CS FI LG CAP GROW|NFSC|National Financial Services LLC|3627
FLGE|CS FI LG CAP GROW|NITE|VIRTU Americas LLC|7403
FLGE|CS FI LG CAP GROW|SGMT|GOLDMAN SACHS & CO. LLC|179
FLGE|CS FI LG CAP GROW|STFL|Stifel, Nicolaus & Company, Incorporated|24
FLGE|CS FI LG CAP GROW|SWIM|TD Ameritrade, Inc.|1992
FLGE|CS FI LG CAP GROW|UBSA|UBS SECURITIES LLC|400
FLGE|CS FI LG CAP GROW|UBSS|UBS Securities LLC|1190
FLGE|CS FI LG CAP GROW|VGRD|Vanguard Marketing Corporation|459
FLGE|CS FI LG CAP GROW|WCHV|WELLS FARGO SECURITIES, LLC|61
FLGE|CS FI LG CAP GROW|WSEA|WOLVERINE SECURITIES, LLC|67
FLGE|CS FI LG CAP GROW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|123
FLGR|FRANKLIN FTSE GERMAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
FLGR|FRANKLIN FTSE GERMAN|IBKR|Interactive Brokers Llc|14
FLGR|FRANKLIN FTSE GERMAN|NFSC|National Financial Services LLC|194
FLGR|FRANKLIN FTSE GERMAN|NITE|VIRTU Americas LLC|168
FLGR|FRANKLIN FTSE GERMAN|TKNG|ALLY INVEST SECURITIES LLC|5
FLGR|FRANKLIN FTSE GERMAN|UBSA|UBS SECURITIES LLC|400
FLGR|FRANKLIN FTSE GERMAN|WSEA|WOLVERINE SECURITIES, LLC|10
FLGT|FULGENT GENETICS CM|APCC|Apex Clearing Corporation|3
FLGT|FULGENT GENETICS CM|BATM|CBOE TRADING, INC.|138
FLGT|FULGENT GENETICS CM|CHAS|Charles Schwab & Co., Inc.|508
FLGT|FULGENT GENETICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2400
FLGT|FULGENT GENETICS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1198
FLGT|FULGENT GENETICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2401
FLGT|FULGENT GENETICS CM|CTDL|Citadel Derivatives Group Llc|10
FLGT|FULGENT GENETICS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FLGT|FULGENT GENETICS CM|DBAB|Deutsche Bank Securities Inc.|2927
FLGT|FULGENT GENETICS CM|DBAX|Deutsche Bank Securities Inc.|1500
FLGT|FULGENT GENETICS CM|DEGS|RONIN PROFESSIONAL LLC|7146
FLGT|FULGENT GENETICS CM|EBXL|EBX LLC|4100
FLGT|FULGENT GENETICS CM|EGXW|CBOE TRADING, INC.|42
FLGT|FULGENT GENETICS CM|ETRS|E*Trade Securities LLC|17398
FLGT|FULGENT GENETICS CM|FBCO|Credit Suisse Securities (USA) LLC|630
FLGT|FULGENT GENETICS CM|FILL|Tradestation Securities, Inc.|480
FLGT|FULGENT GENETICS CM|FOMA|TD AMERITRADE CLEARING, INC.|70799
FLGT|FULGENT GENETICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|328
FLGT|FULGENT GENETICS CM|FTBR|Foliofn Investments, Inc.|454
FLGT|FULGENT GENETICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|120
FLGT|FULGENT GENETICS CM|GLPX|ACS EXECUTION SERVICES, LLC|128
FLGT|FULGENT GENETICS CM|GSCO|GOLDMAN SACHS & CO. LLC|10776
FLGT|FULGENT GENETICS CM|GTSZ|GTS SECURITIES LLC|2304
FLGT|FULGENT GENETICS CM|HRBF|American Enterprise Investment Services Inc.|3105
FLGT|FULGENT GENETICS CM|HSBC|HSBC Securities, Inc.|700
FLGT|FULGENT GENETICS CM|IBKR|Interactive Brokers Llc|12501
FLGT|FULGENT GENETICS CM|ICBX|INSTINET, LLC|4200
FLGT|FULGENT GENETICS CM|INCA|INSTINET, LLC|7885
FLGT|FULGENT GENETICS CM|INJX|INSTINET, LLC|586
FLGT|FULGENT GENETICS CM|ITGI|ITG Inc.|2043
FLGT|FULGENT GENETICS CM|ITGP|ITG INC.|3200
FLGT|FULGENT GENETICS CM|JEFF|JEFFERIES LLC|7
FLGT|FULGENT GENETICS CM|JPMX|J.P. Morgan Securities LLC|2600
FLGT|FULGENT GENETICS CM|KCGM|VIRTU Americas LLC|655
FLGT|FULGENT GENETICS CM|LEHM|Barclays Capital Inc./Le|762
FLGT|FULGENT GENETICS CM|LIME|Lime Brokerage LLC|17167
FLGT|FULGENT GENETICS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FLGT|FULGENT GENETICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
FLGT|FULGENT GENETICS CM|MSCO|MORGAN STANLEY & CO. LLC|13404
FLGT|FULGENT GENETICS CM|MSPL|MORGAN STANLEY & CO. LLC|3800
FLGT|FULGENT GENETICS CM|NFSC|National Financial Services LLC|9979
FLGT|FULGENT GENETICS CM|NITE|VIRTU Americas LLC|28688
FLGT|FULGENT GENETICS CM|NQRB|Brut, LLC|100
FLGT|FULGENT GENETICS CM|PDQM|CODA MARKETS, INC.|128
FLGT|FULGENT GENETICS CM|PIPR|Piper Jaffray & Co.|1000
FLGT|FULGENT GENETICS CM|RAJA|Raymond James & Associates, Inc.|100
FLGT|FULGENT GENETICS CM|RBCM|RBC CAPITAL MARKETS, LLC|300
FLGT|FULGENT GENETICS CM|SGMT|GOLDMAN SACHS & CO. LLC|1821
FLGT|FULGENT GENETICS CM|SWIM|TD Ameritrade, Inc.|2000
FLGT|FULGENT GENETICS CM|TKNG|ALLY INVEST SECURITIES LLC|151
FLGT|FULGENT GENETICS CM|TMBR|Timber Hill LLC|2
FLGT|FULGENT GENETICS CM|TRCM|TRC MARKETS LLC|800
FLGT|FULGENT GENETICS CM|UBSA|UBS SECURITIES LLC|4645
FLGT|FULGENT GENETICS CM|UBSS|UBS Securities LLC|4608
FLGT|FULGENT GENETICS CM|VALX|VIRTU AMERICAS LLC|11
FLGT|FULGENT GENETICS CM|VGRD|Vanguard Marketing Corporation|1790
FLGT|FULGENT GENETICS CM|WCHV|WELLS FARGO SECURITIES, LLC|150
FLGT|FULGENT GENETICS CM|WEDB|WEDBUSH SECURITIES INC.|400
FLGT|FULGENT GENETICS CM|WGIF|CIBC World Markets Inc.|30
FLGT|FULGENT GENETICS CM|WSEA|WOLVERINE SECURITIES, LLC|147
FLGT|FULGENT GENETICS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
FLHK|FRANKLIN FTSE HONG K|APCC|Apex Clearing Corporation|28
FLHK|FRANKLIN FTSE HONG K|IBKR|Interactive Brokers Llc|12
FLHK|FRANKLIN FTSE HONG K|JSJX|JANE STREET CAPITAL LLC|33
FLHK|FRANKLIN FTSE HONG K|NFSC|National Financial Services LLC|1
FLHK|FRANKLIN FTSE HONG K|NITE|VIRTU Americas LLC|33
FLIA|FRANKLIN LIBERTY INT|JSEB|JANE STREET EXECUTION SERVICES, LLC|110000
FLIC|FIRST OF LONG ISLA|ALTX|Alternet Securities Inc.|100
FLIC|FIRST OF LONG ISLA|APCC|Apex Clearing Corporation|16
FLIC|FIRST OF LONG ISLA|BATM|CBOE TRADING, INC.|362
FLIC|FIRST OF LONG ISLA|BERN|Sanford C. Bernstein & Co., LLC|3062
FLIC|FIRST OF LONG ISLA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|550
FLIC|FIRST OF LONG ISLA|BMOC|BMO Capital Markets Corp.|3864
FLIC|FIRST OF LONG ISLA|BNPX|BNP PARIBAS SECURITIES CORP.|2538
FLIC|FIRST OF LONG ISLA|BTIG|BTIG, LLC|12
FLIC|FIRST OF LONG ISLA|BYXM|CBOE TRADING, INC.|195
FLIC|FIRST OF LONG ISLA|CANT|Cantor Fitzgerald & Co.|1137
FLIC|FIRST OF LONG ISLA|CHAS|Charles Schwab & Co., Inc.|2
FLIC|FIRST OF LONG ISLA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5441
FLIC|FIRST OF LONG ISLA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
FLIC|FIRST OF LONG ISLA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34320
FLIC|FIRST OF LONG ISLA|CTDL|Citadel Derivatives Group Llc|1109
FLIC|FIRST OF LONG ISLA|CXCX|CITIGROUP GLOBAL MARKETS INC.|7536
FLIC|FIRST OF LONG ISLA|DBAB|Deutsche Bank Securities Inc.|53948
FLIC|FIRST OF LONG ISLA|DBAX|Deutsche Bank Securities Inc.|29400
FLIC|FIRST OF LONG ISLA|DEGS|RONIN PROFESSIONAL LLC|3461
FLIC|FIRST OF LONG ISLA|EBXL|EBX LLC|7800
FLIC|FIRST OF LONG ISLA|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
FLIC|FIRST OF LONG ISLA|EGAM|CBOE TRADING, INC.|906
FLIC|FIRST OF LONG ISLA|EGXM|CBOE TRADING, INC.|401
FLIC|FIRST OF LONG ISLA|ETBE|Electronic Transaction Clearing, Inc.|13447
FLIC|FIRST OF LONG ISLA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
FLIC|FIRST OF LONG ISLA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1415
FLIC|FIRST OF LONG ISLA|ETRS|E*Trade Securities LLC|1703
FLIC|FIRST OF LONG ISLA|FBCO|Credit Suisse Securities (USA) LLC|194764
FLIC|FIRST OF LONG ISLA|FINX|FINTECH SECURITIES|600
FLIC|FIRST OF LONG ISLA|FMAF|NBCN Inc./ CDS|218
FLIC|FIRST OF LONG ISLA|FOMA|TD AMERITRADE CLEARING, INC.|6353
FLIC|FIRST OF LONG ISLA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16507
FLIC|FIRST OF LONG ISLA|FTBR|Foliofn Investments, Inc.|3
FLIC|FIRST OF LONG ISLA|GEBB|GLOBAL EXECUTION BROKERS, LP|7715
FLIC|FIRST OF LONG ISLA|GSCO|GOLDMAN SACHS & CO. LLC|173615
FLIC|FIRST OF LONG ISLA|GSCS|GOLDMAN SACHS & CO. LLC|8152
FLIC|FIRST OF LONG ISLA|GSLT|GOLDMAN SACHS & CO. LLC|200
FLIC|FIRST OF LONG ISLA|GTSZ|GTS SECURITIES LLC|4866
FLIC|FIRST OF LONG ISLA|HOVD|HOVDE GROUP, LLC|13052
FLIC|FIRST OF LONG ISLA|HRBF|American Enterprise Investment Services Inc.|1259
FLIC|FIRST OF LONG ISLA|IATS|INTERACTIVE BROKERS LLC|20
FLIC|FIRST OF LONG ISLA|IBKR|Interactive Brokers Llc|4653
FLIC|FIRST OF LONG ISLA|ICBX|INSTINET, LLC|4963
FLIC|FIRST OF LONG ISLA|IEQY|CITADEL SECURITIES LLC|3585
FLIC|FIRST OF LONG ISLA|INCA|INSTINET, LLC|22516
FLIC|FIRST OF LONG ISLA|INJX|INSTINET, LLC|6600
FLIC|FIRST OF LONG ISLA|ITGI|ITG Inc.|17962
FLIC|FIRST OF LONG ISLA|ITGP|ITG INC.|21200
FLIC|FIRST OF LONG ISLA|JEFF|JEFFERIES LLC|23727
FLIC|FIRST OF LONG ISLA|JMPT|JUMP TRADING, LLC|380
FLIC|FIRST OF LONG ISLA|JPBX|J.P. MORGAN SECURITIES LLC|44
FLIC|FIRST OF LONG ISLA|JPMX|J.P. Morgan Securities LLC|45652
FLIC|FIRST OF LONG ISLA|JSJX|JANE STREET CAPITAL LLC|3916
FLIC|FIRST OF LONG ISLA|KBWI|Keefe, Bruyette & Woods, Inc.|10043
FLIC|FIRST OF LONG ISLA|KCGM|VIRTU Americas LLC|5005
FLIC|FIRST OF LONG ISLA|KCRD|PHX FINANCIAL, INC.|788
FLIC|FIRST OF LONG ISLA|KING|C. L. King & Associates, Inc.|2400
FLIC|FIRST OF LONG ISLA|LEHM|Barclays Capital Inc./Le|95932
FLIC|FIRST OF LONG ISLA|LIME|Lime Brokerage LLC|86613
FLIC|FIRST OF LONG ISLA|LMGP|LIME BROKERAGE LLC|23534
FLIC|FIRST OF LONG ISLA|LQNA|LIQUIDNET, INC.|36800
FLIC|FIRST OF LONG ISLA|MAXM|Maxim Group LLC|2594
FLIC|FIRST OF LONG ISLA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46204
FLIC|FIRST OF LONG ISLA|MSCO|MORGAN STANLEY & CO. LLC|410533
FLIC|FIRST OF LONG ISLA|MSPL|MORGAN STANLEY & CO. LLC|16400
FLIC|FIRST OF LONG ISLA|MSTX|MORGAN STANLEY & CO. LLC|600
FLIC|FIRST OF LONG ISLA|NFSC|National Financial Services LLC|8856
FLIC|FIRST OF LONG ISLA|NITE|VIRTU Americas LLC|41052
FLIC|FIRST OF LONG ISLA|NITP|VIRTU Americas LLC|1300
FLIC|FIRST OF LONG ISLA|NQRB|Brut, LLC|616
FLIC|FIRST OF LONG ISLA|PDQM|CODA MARKETS, INC.|1384
FLIC|FIRST OF LONG ISLA|PWJC|UBS Financial Services, Inc.|200
FLIC|FIRST OF LONG ISLA|RAJA|Raymond James & Associates, Inc.|162295
FLIC|FIRST OF LONG ISLA|SAGW|SAGETRADER, LLC|395
FLIC|FIRST OF LONG ISLA|SBSH|Citigroup Global Markets Inc.|73817
FLIC|FIRST OF LONG ISLA|SGMT|GOLDMAN SACHS & CO. LLC|12418
FLIC|FIRST OF LONG ISLA|SPDR|SPEEDROUTE LLC|3510
FLIC|FIRST OF LONG ISLA|SPTD|MINT GLOBAL MARKETS, INC.|3071
FLIC|FIRST OF LONG ISLA|STFL|Stifel, Nicolaus & Company, Incorporated|871
FLIC|FIRST OF LONG ISLA|SWIM|TD Ameritrade, Inc.|390
FLIC|FIRST OF LONG ISLA|TRBT|Tradebot Systems, Inc.|2191
FLIC|FIRST OF LONG ISLA|TRCM|TRC MARKETS LLC|43186
FLIC|FIRST OF LONG ISLA|UBSA|UBS SECURITIES LLC|20195
FLIC|FIRST OF LONG ISLA|UBSS|UBS Securities LLC|209284
FLIC|FIRST OF LONG ISLA|VALX|VIRTU AMERICAS LLC|6688
FLIC|FIRST OF LONG ISLA|WCHV|WELLS FARGO SECURITIES, LLC|16595
FLIC|FIRST OF LONG ISLA|WEED|Weeden & Co.L.P.|538
FLIC|FIRST OF LONG ISLA|XIST|INSTINET, LLC|2800
FLIC|FIRST OF LONG ISLA|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
FLIC|FIRST OF LONG ISLA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|813
FLIN|FRANKLIN FTSE INDIA|BATM|CBOE TRADING, INC.|1500
FLIN|FRANKLIN FTSE INDIA|ETRS|E*Trade Securities LLC|333
FLIN|FRANKLIN FTSE INDIA|GSLT|GOLDMAN SACHS & CO. LLC|642
FLIN|FRANKLIN FTSE INDIA|IBKR|Interactive Brokers Llc|401
FLIN|FRANKLIN FTSE INDIA|JSJX|JANE STREET CAPITAL LLC|4454
FLIN|FRANKLIN FTSE INDIA|KCGM|VIRTU Americas LLC|100
FLIN|FRANKLIN FTSE INDIA|LIME|Lime Brokerage LLC|93
FLIN|FRANKLIN FTSE INDIA|MSCO|MORGAN STANLEY & CO. LLC|1100
FLIN|FRANKLIN FTSE INDIA|NFSC|National Financial Services LLC|3882
FLIN|FRANKLIN FTSE INDIA|NITE|VIRTU Americas LLC|2780
FLIN|FRANKLIN FTSE INDIA|UBSA|UBS SECURITIES LLC|207
FLIN|FRANKLIN FTSE INDIA|UBSS|UBS Securities LLC|649
FLIN|FRANKLIN FTSE INDIA|VGRD|Vanguard Marketing Corporation|165
FLIO|FRANKLIN LIBERTY INT|CHAS|Charles Schwab & Co., Inc.|1
FLIO|FRANKLIN LIBERTY INT|HRBF|American Enterprise Investment Services Inc.|1200
FLIO|FRANKLIN LIBERTY INT|JSJX|JANE STREET CAPITAL LLC|1501
FLIO|FRANKLIN LIBERTY INT|LIME|Lime Brokerage LLC|1
FLIO|FRANKLIN LIBERTY INT|NFSC|National Financial Services LLC|545
FLIO|FRANKLIN LIBERTY INT|NITE|VIRTU Americas LLC|248
FLIO|FRANKLIN LIBERTY INT|UBSS|UBS Securities LLC|200
FLIR|FLIR SYSTEMS, INC.|ABLE|NATIXIS Securities Americas LLC|1694
FLIR|FLIR SYSTEMS, INC.|ADAM|CANACCORD GENUITY INC.|4345
FLIR|FLIR SYSTEMS, INC.|AGIS|Aegis Capital Corp.|3976
FLIR|FLIR SYSTEMS, INC.|ALTX|Alternet Securities Inc.|21854
FLIR|FLIR SYSTEMS, INC.|ANOS|ABEL/NOSER, L.L.C.|650
FLIR|FLIR SYSTEMS, INC.|APCC|Apex Clearing Corporation|654
FLIR|FLIR SYSTEMS, INC.|BANK|Primevest Financial Services, Inc.|57
FLIR|FLIR SYSTEMS, INC.|BARD|Robert W. Baird & Co. Incorporated|3842
FLIR|FLIR SYSTEMS, INC.|BATM|CBOE TRADING, INC.|7363
FLIR|FLIR SYSTEMS, INC.|BAYC|BAY CREST PARTNERS, LLC|15671
FLIR|FLIR SYSTEMS, INC.|BBNT|BB&T SECURITIES, LLC|516
FLIR|FLIR SYSTEMS, INC.|BERN|Sanford C. Bernstein & Co., LLC|32510
FLIR|FLIR SYSTEMS, INC.|BIAD|SAGETRADER, LLC|294
FLIR|FLIR SYSTEMS, INC.|BIDS|BIDS TRADING L.P.|8000
FLIR|FLIR SYSTEMS, INC.|BIMI|Banca IMI Securities Corp.|213
FLIR|FLIR SYSTEMS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13559
FLIR|FLIR SYSTEMS, INC.|BLKX|INSTINET, LLC|30000
FLIR|FLIR SYSTEMS, INC.|BMOC|BMO Capital Markets Corp.|28704
FLIR|FLIR SYSTEMS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|98996
FLIR|FLIR SYSTEMS, INC.|BTIG|BTIG, LLC|43959
FLIR|FLIR SYSTEMS, INC.|BYXM|CBOE TRADING, INC.|4438
FLIR|FLIR SYSTEMS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|550
FLIR|FLIR SYSTEMS, INC.|CANT|Cantor Fitzgerald & Co.|915
FLIR|FLIR SYSTEMS, INC.|CHAS|Charles Schwab & Co., Inc.|867
FLIR|FLIR SYSTEMS, INC.|CIBP|CIBC World Markets Corp.|7663
FLIR|FLIR SYSTEMS, INC.|CIST|Capital Institutional Services, Inc.|478
FLIR|FLIR SYSTEMS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53412
FLIR|FLIR SYSTEMS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|53307
FLIR|FLIR SYSTEMS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7935
FLIR|FLIR SYSTEMS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|484789
FLIR|FLIR SYSTEMS, INC.|CTDL|Citadel Derivatives Group Llc|47097
FLIR|FLIR SYSTEMS, INC.|CTLR|CUTLER GROUP, LP|99
FLIR|FLIR SYSTEMS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|49188
FLIR|FLIR SYSTEMS, INC.|DADA|D.A. Davidson & Co.|805
FLIR|FLIR SYSTEMS, INC.|DBAB|Deutsche Bank Securities Inc.|497152
FLIR|FLIR SYSTEMS, INC.|DBAX|Deutsche Bank Securities Inc.|252900
FLIR|FLIR SYSTEMS, INC.|DBUL|Deutsche Bank Securities Inc.|10255
FLIR|FLIR SYSTEMS, INC.|DEAN|MORGAN STANLEY|4899
FLIR|FLIR SYSTEMS, INC.|DEGS|RONIN PROFESSIONAL LLC|200
FLIR|FLIR SYSTEMS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11523
FLIR|FLIR SYSTEMS, INC.|DRWK|DRW SECURITIES, L.L.C.|52550
FLIR|FLIR SYSTEMS, INC.|EBXL|EBX LLC|148000
FLIR|FLIR SYSTEMS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2084
FLIR|FLIR SYSTEMS, INC.|EDJO|Edward D. Jones & Co., L.P.|437
FLIR|FLIR SYSTEMS, INC.|EGAM|CBOE TRADING, INC.|17321
FLIR|FLIR SYSTEMS, INC.|EGAW|CBOE TRADING, INC.|1040
FLIR|FLIR SYSTEMS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
FLIR|FLIR SYSTEMS, INC.|EGXM|CBOE TRADING, INC.|3914
FLIR|FLIR SYSTEMS, INC.|EGXW|CBOE TRADING, INC.|600
FLIR|FLIR SYSTEMS, INC.|ETBE|Electronic Transaction Clearing, Inc.|67442
FLIR|FLIR SYSTEMS, INC.|ETCC|Electronic Transaction Clearing, Inc.|5541
FLIR|FLIR SYSTEMS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7104
FLIR|FLIR SYSTEMS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24602
FLIR|FLIR SYSTEMS, INC.|ETRS|E*Trade Securities LLC|64915
FLIR|FLIR SYSTEMS, INC.|FBCO|Credit Suisse Securities (USA) LLC|887018
FLIR|FLIR SYSTEMS, INC.|FBSB|U.S. Bancorp Investments, Inc.|125
FLIR|FLIR SYSTEMS, INC.|FILL|Tradestation Securities, Inc.|587
FLIR|FLIR SYSTEMS, INC.|FINX|FINTECH SECURITIES|2700
FLIR|FLIR SYSTEMS, INC.|FMAF|NBCN Inc./ CDS|832
FLIR|FLIR SYSTEMS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|82325
FLIR|FLIR SYSTEMS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22081
FLIR|FLIR SYSTEMS, INC.|FQLS|Quantlab Securities LP|291614
FLIR|FLIR SYSTEMS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|166815
FLIR|FLIR SYSTEMS, INC.|FTBR|Foliofn Investments, Inc.|2567
FLIR|FLIR SYSTEMS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|26934
FLIR|FLIR SYSTEMS, INC.|GELP|RBC CAPITAL MARKETS, LLC|976
FLIR|FLIR SYSTEMS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|71036
FLIR|FLIR SYSTEMS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1838600
FLIR|FLIR SYSTEMS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|114028
FLIR|FLIR SYSTEMS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3802
FLIR|FLIR SYSTEMS, INC.|GTSZ|GTS SECURITIES LLC|178921
FLIR|FLIR SYSTEMS, INC.|HRBF|American Enterprise Investment Services Inc.|7782
FLIR|FLIR SYSTEMS, INC.|HSBC|HSBC Securities, Inc.|8245
FLIR|FLIR SYSTEMS, INC.|IATS|INTERACTIVE BROKERS LLC|13906
FLIR|FLIR SYSTEMS, INC.|IBKR|Interactive Brokers Llc|122356
FLIR|FLIR SYSTEMS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|280
FLIR|FLIR SYSTEMS, INC.|ICBX|INSTINET, LLC|33400
FLIR|FLIR SYSTEMS, INC.|IEQY|CITADEL SECURITIES LLC|169127
FLIR|FLIR SYSTEMS, INC.|INCA|INSTINET, LLC|786418
FLIR|FLIR SYSTEMS, INC.|INJX|INSTINET, LLC|43912
FLIR|FLIR SYSTEMS, INC.|ITGI|ITG Inc.|134071
FLIR|FLIR SYSTEMS, INC.|ITGP|ITG INC.|277200
FLIR|FLIR SYSTEMS, INC.|JANY|Janney Montgomery Scott Inc.|3676
FLIR|FLIR SYSTEMS, INC.|JEFF|JEFFERIES LLC|438852
FLIR|FLIR SYSTEMS, INC.|JMPT|JUMP TRADING, LLC|93899
FLIR|FLIR SYSTEMS, INC.|JONE|JonesTrading|4310
FLIR|FLIR SYSTEMS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|83199
FLIR|FLIR SYSTEMS, INC.|JPMX|J.P. Morgan Securities LLC|473660
FLIR|FLIR SYSTEMS, INC.|JSJX|JANE STREET CAPITAL LLC|8179
FLIR|FLIR SYSTEMS, INC.|KCGM|VIRTU Americas LLC|34503
FLIR|FLIR SYSTEMS, INC.|LEHM|Barclays Capital Inc./Le|986156
FLIR|FLIR SYSTEMS, INC.|LIME|Lime Brokerage LLC|246412
FLIR|FLIR SYSTEMS, INC.|LMGP|LIME BROKERAGE LLC|10163
FLIR|FLIR SYSTEMS, INC.|LOOP|Loop Capital Markets LLC|8000
FLIR|FLIR SYSTEMS, INC.|LQNA|LIQUIDNET, INC.|23100
FLIR|FLIR SYSTEMS, INC.|LSCI|Lek Securities Corporation|3808
FLIR|FLIR SYSTEMS, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|1394
FLIR|FLIR SYSTEMS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FLIR|FLIR SYSTEMS, INC.|MACC|Mid Atlantic Capital Corporation|200
FLIR|FLIR SYSTEMS, INC.|MACQ|Macquarie Capital (USA) Inc.|9136
FLIR|FLIR SYSTEMS, INC.|MAXM|Maxim Group LLC|612
FLIR|FLIR SYSTEMS, INC.|MCMF|Raymond James Ltd. Cds|1125
FLIR|FLIR SYSTEMS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|131586
FLIR|FLIR SYSTEMS, INC.|MOTF|MOTIF INVESTING, INC.|89
FLIR|FLIR SYSTEMS, INC.|MSCO|MORGAN STANLEY & CO. LLC|2544905
FLIR|FLIR SYSTEMS, INC.|MSPL|MORGAN STANLEY & CO. LLC|253300
FLIR|FLIR SYSTEMS, INC.|MSTX|MORGAN STANLEY & CO. LLC|133000
FLIR|FLIR SYSTEMS, INC.|NFSC|National Financial Services LLC|143607
FLIR|FLIR SYSTEMS, INC.|NITE|VIRTU Americas LLC|422730
FLIR|FLIR SYSTEMS, INC.|NITP|VIRTU Americas LLC|8000
FLIR|FLIR SYSTEMS, INC.|NQRB|Brut, LLC|18144
FLIR|FLIR SYSTEMS, INC.|NTRC|Northern Trust Securities, Inc.|2216
FLIR|FLIR SYSTEMS, INC.|OPCO|Oppenheimer & Co. Inc.|7157
FLIR|FLIR SYSTEMS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5854
FLIR|FLIR SYSTEMS, INC.|PDQM|CODA MARKETS, INC.|133396
FLIR|FLIR SYSTEMS, INC.|PHLY|NASDAQ Execution Services, LLC|1000
FLIR|FLIR SYSTEMS, INC.|PICT|Pictet Overseas Inc.|4859
FLIR|FLIR SYSTEMS, INC.|PIPR|Piper Jaffray & Co.|2415
FLIR|FLIR SYSTEMS, INC.|PWJC|UBS Financial Services, Inc.|602
FLIR|FLIR SYSTEMS, INC.|RAJA|Raymond James & Associates, Inc.|61372
FLIR|FLIR SYSTEMS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4664
FLIR|FLIR SYSTEMS, INC.|RGLD|Regal Securities, Inc|190
FLIR|FLIR SYSTEMS, INC.|SAGL|SAGETRADER, LLC|14155
FLIR|FLIR SYSTEMS, INC.|SAGW|SAGETRADER, LLC|2529
FLIR|FLIR SYSTEMS, INC.|SBSH|Citigroup Global Markets Inc.|701754
FLIR|FLIR SYSTEMS, INC.|SEIC|SEI Investments Distribution Co.|1080
FLIR|FLIR SYSTEMS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|73994
FLIR|FLIR SYSTEMS, INC.|SPDR|SPEEDROUTE LLC|18177
FLIR|FLIR SYSTEMS, INC.|SPHN|Stephens Inc.|17110
FLIR|FLIR SYSTEMS, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|26092
FLIR|FLIR SYSTEMS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11313
FLIR|FLIR SYSTEMS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|74
FLIR|FLIR SYSTEMS, INC.|SWIM|TD Ameritrade, Inc.|21188
FLIR|FLIR SYSTEMS, INC.|SWST|Hilltop Securities Inc.|2025
FLIR|FLIR SYSTEMS, INC.|TKNG|ALLY INVEST SECURITIES LLC|759
FLIR|FLIR SYSTEMS, INC.|TONC|CUTTONE & CO., LLC|2973
FLIR|FLIR SYSTEMS, INC.|TRBT|Tradebot Systems, Inc.|295739
FLIR|FLIR SYSTEMS, INC.|TRCM|TRC MARKETS LLC|242453
FLIR|FLIR SYSTEMS, INC.|UBSA|UBS SECURITIES LLC|341362
FLIR|FLIR SYSTEMS, INC.|UBSS|UBS Securities LLC|1326012
FLIR|FLIR SYSTEMS, INC.|VALX|VIRTU AMERICAS LLC|7232
FLIR|FLIR SYSTEMS, INC.|VGRD|Vanguard Marketing Corporation|7608
FLIR|FLIR SYSTEMS, INC.|WBET|Wallachbeth Capital LLC|758
FLIR|FLIR SYSTEMS, INC.|WBLR|WILLIAM BLAIR|37
FLIR|FLIR SYSTEMS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|206
FLIR|FLIR SYSTEMS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|133464
FLIR|FLIR SYSTEMS, INC.|WEDB|WEDBUSH SECURITIES INC.|246
FLIR|FLIR SYSTEMS, INC.|WEED|Weeden & Co.L.P.|74201
FLIR|FLIR SYSTEMS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19836
FLIR|FLIR SYSTEMS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14129
FLIR|FLIR SYSTEMS, INC.|WGIF|CIBC World Markets Inc.|1666
FLIR|FLIR SYSTEMS, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4867
FLIR|FLIR SYSTEMS, INC.|WOLF|Wolfe Trahan Securities|700
FLIR|FLIR SYSTEMS, INC.|WSEA|WOLVERINE SECURITIES, LLC|3395
FLIR|FLIR SYSTEMS, INC.|XIST|INSTINET, LLC|69410
FLIR|FLIR SYSTEMS, INC.|XPQR|Jump Trading|800
FLIR|FLIR SYSTEMS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|32760
FLIR|FLIR SYSTEMS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1708
FLIR|FLIR SYSTEMS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20228
FLIY|FRANKLIN FTSE ITALY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
FLIY|FRANKLIN FTSE ITALY|DBAX|Deutsche Bank Securities Inc.|100
FLIY|FRANKLIN FTSE ITALY|EBXL|EBX LLC|1000
FLIY|FRANKLIN FTSE ITALY|IBKR|Interactive Brokers Llc|179
FLIY|FRANKLIN FTSE ITALY|ICBX|INSTINET, LLC|1540
FLIY|FRANKLIN FTSE ITALY|JPMX|J.P. Morgan Securities LLC|200
FLIY|FRANKLIN FTSE ITALY|JSJX|JANE STREET CAPITAL LLC|151
FLIY|FRANKLIN FTSE ITALY|MACQ|Macquarie Capital (USA) Inc.|291300
FLIY|FRANKLIN FTSE ITALY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
FLIY|FRANKLIN FTSE ITALY|NFSC|National Financial Services LLC|100
FLIY|FRANKLIN FTSE ITALY|NITE|VIRTU Americas LLC|3665
FLIY|FRANKLIN FTSE ITALY|SGMT|GOLDMAN SACHS & CO. LLC|600
FLIY|FRANKLIN FTSE ITALY|UBSA|UBS SECURITIES LLC|2392
FLIY|FRANKLIN FTSE ITALY|UBSS|UBS Securities LLC|800
FLIY|FRANKLIN FTSE ITALY|VGRD|Vanguard Marketing Corporation|100
FLIY|FRANKLIN FTSE ITALY|WSEA|WOLVERINE SECURITIES, LLC|5
FLJH|FRANKLIN FTSE JAPAN|BATM|CBOE TRADING, INC.|1069
FLJH|FRANKLIN FTSE JAPAN|ETRS|E*Trade Securities LLC|1
FLJH|FRANKLIN FTSE JAPAN|ICBX|INSTINET, LLC|100
FLJH|FRANKLIN FTSE JAPAN|JSJX|JANE STREET CAPITAL LLC|660
FLJH|FRANKLIN FTSE JAPAN|NITE|VIRTU Americas LLC|152
FLJH|FRANKLIN FTSE JAPAN|UBSS|UBS Securities LLC|100
FLJP|FRANKLIN FTSE JAPAN|BYXM|CBOE TRADING, INC.|898
FLJP|FRANKLIN FTSE JAPAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101100
FLJP|FRANKLIN FTSE JAPAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4500
FLJP|FRANKLIN FTSE JAPAN|DBAX|Deutsche Bank Securities Inc.|2700
FLJP|FRANKLIN FTSE JAPAN|EBXL|EBX LLC|2000
FLJP|FRANKLIN FTSE JAPAN|ETRS|E*Trade Securities LLC|2
FLJP|FRANKLIN FTSE JAPAN|FLTU|FLOW TRADERS US LLC|6714
FLJP|FRANKLIN FTSE JAPAN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|6714
FLJP|FRANKLIN FTSE JAPAN|GSCO|GOLDMAN SACHS & CO. LLC|14400
FLJP|FRANKLIN FTSE JAPAN|GTSZ|GTS SECURITIES LLC|427
FLJP|FRANKLIN FTSE JAPAN|IBKR|Interactive Brokers Llc|111
FLJP|FRANKLIN FTSE JAPAN|ICBX|INSTINET, LLC|2000
FLJP|FRANKLIN FTSE JAPAN|INCA|INSTINET, LLC|200
FLJP|FRANKLIN FTSE JAPAN|JPMX|J.P. Morgan Securities LLC|800
FLJP|FRANKLIN FTSE JAPAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|55945
FLJP|FRANKLIN FTSE JAPAN|JSJX|JANE STREET CAPITAL LLC|124493
FLJP|FRANKLIN FTSE JAPAN|KCGM|VIRTU Americas LLC|2554
FLJP|FRANKLIN FTSE JAPAN|LEHM|Barclays Capital Inc./Le|33600
FLJP|FRANKLIN FTSE JAPAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10800
FLJP|FRANKLIN FTSE JAPAN|MSCO|MORGAN STANLEY & CO. LLC|100
FLJP|FRANKLIN FTSE JAPAN|MSPL|MORGAN STANLEY & CO. LLC|25200
FLJP|FRANKLIN FTSE JAPAN|NFSC|National Financial Services LLC|2854
FLJP|FRANKLIN FTSE JAPAN|NITE|VIRTU Americas LLC|927
FLJP|FRANKLIN FTSE JAPAN|SGMT|GOLDMAN SACHS & CO. LLC|2600
FLJP|FRANKLIN FTSE JAPAN|SPDR|SPEEDROUTE LLC|1600
FLJP|FRANKLIN FTSE JAPAN|UBSA|UBS SECURITIES LLC|20526
FLJP|FRANKLIN FTSE JAPAN|UBSS|UBS Securities LLC|3027
FLJP|FRANKLIN FTSE JAPAN|WBET|Wallachbeth Capital LLC|56600
FLJP|FRANKLIN FTSE JAPAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1986
FLKR|FRANKLIN FTSE SOUTH|APCC|Apex Clearing Corporation|78
FLKR|FRANKLIN FTSE SOUTH|CHAS|Charles Schwab & Co., Inc.|100
FLKR|FRANKLIN FTSE SOUTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
FLKR|FRANKLIN FTSE SOUTH|CSIN|Citadel Securities Institutional LLC|9244
FLKR|FRANKLIN FTSE SOUTH|CTDL|Citadel Derivatives Group Llc|9244
FLKR|FRANKLIN FTSE SOUTH|DBAX|Deutsche Bank Securities Inc.|100
FLKR|FRANKLIN FTSE SOUTH|DEAN|MORGAN STANLEY|600
FLKR|FRANKLIN FTSE SOUTH|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
FLKR|FRANKLIN FTSE SOUTH|ETRS|E*Trade Securities LLC|282
FLKR|FRANKLIN FTSE SOUTH|GSCO|GOLDMAN SACHS & CO. LLC|300
FLKR|FRANKLIN FTSE SOUTH|GSLT|GOLDMAN SACHS & CO. LLC|100
FLKR|FRANKLIN FTSE SOUTH|IBKR|Interactive Brokers Llc|1900
FLKR|FRANKLIN FTSE SOUTH|ITGP|ITG INC.|800
FLKR|FRANKLIN FTSE SOUTH|JPMX|J.P. Morgan Securities LLC|200
FLKR|FRANKLIN FTSE SOUTH|JSJX|JANE STREET CAPITAL LLC|3808
FLKR|FRANKLIN FTSE SOUTH|KCGM|VIRTU Americas LLC|50
FLKR|FRANKLIN FTSE SOUTH|LEHM|Barclays Capital Inc./Le|400
FLKR|FRANKLIN FTSE SOUTH|MSCO|MORGAN STANLEY & CO. LLC|5650
FLKR|FRANKLIN FTSE SOUTH|NFSC|National Financial Services LLC|4237
FLKR|FRANKLIN FTSE SOUTH|NITE|VIRTU Americas LLC|6839
FLKR|FRANKLIN FTSE SOUTH|RBCM|RBC CAPITAL MARKETS, LLC|2411
FLKR|FRANKLIN FTSE SOUTH|TKNG|ALLY INVEST SECURITIES LLC|7
FLKR|FRANKLIN FTSE SOUTH|UBSS|UBS Securities LLC|913
FLKR|FRANKLIN FTSE SOUTH|VGRD|Vanguard Marketing Corporation|1649
FLKR|FRANKLIN FTSE SOUTH|WBET|Wallachbeth Capital LLC|19924
FLKR|FRANKLIN FTSE SOUTH|WSEA|WOLVERINE SECURITIES, LLC|19
FLKS|FLEX PHARMA, INC. CM|ALTX|Alternet Securities Inc.|28042
FLKS|FLEX PHARMA, INC. CM|APCC|Apex Clearing Corporation|160357
FLKS|FLEX PHARMA, INC. CM|BARD|Robert W. Baird & Co. Incorporated|1000
FLKS|FLEX PHARMA, INC. CM|BATM|CBOE TRADING, INC.|1858
FLKS|FLEX PHARMA, INC. CM|BAYC|BAY CREST PARTNERS, LLC|187
FLKS|FLEX PHARMA, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|214933
FLKS|FLEX PHARMA, INC. CM|BIMI|Banca IMI Securities Corp.|66498
FLKS|FLEX PHARMA, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|88849
FLKS|FLEX PHARMA, INC. CM|BLKX|INSTINET, LLC|90000
FLKS|FLEX PHARMA, INC. CM|BTIG|BTIG, LLC|189599
FLKS|FLEX PHARMA, INC. CM|CANT|Cantor Fitzgerald & Co.|219
FLKS|FLEX PHARMA, INC. CM|CHAS|Charles Schwab & Co., Inc.|19012
FLKS|FLEX PHARMA, INC. CM|CICF|Canaccord Genuity Corp.|63
FLKS|FLEX PHARMA, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114935
FLKS|FLEX PHARMA, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6283
FLKS|FLEX PHARMA, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15565
FLKS|FLEX PHARMA, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200541
FLKS|FLEX PHARMA, INC. CM|CTDL|Citadel Derivatives Group Llc|6597
FLKS|FLEX PHARMA, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7352
FLKS|FLEX PHARMA, INC. CM|DBAB|Deutsche Bank Securities Inc.|23600
FLKS|FLEX PHARMA, INC. CM|DBAX|Deutsche Bank Securities Inc.|45000
FLKS|FLEX PHARMA, INC. CM|DEAN|MORGAN STANLEY|6500
FLKS|FLEX PHARMA, INC. CM|DEGS|RONIN PROFESSIONAL LLC|57714
FLKS|FLEX PHARMA, INC. CM|EBXL|EBX LLC|77500
FLKS|FLEX PHARMA, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|21369
FLKS|FLEX PHARMA, INC. CM|EDJO|Edward D. Jones & Co., L.P.|4752
FLKS|FLEX PHARMA, INC. CM|EGAM|CBOE TRADING, INC.|24211
FLKS|FLEX PHARMA, INC. CM|EGAW|CBOE TRADING, INC.|12801
FLKS|FLEX PHARMA, INC. CM|EGXM|CBOE TRADING, INC.|3613
FLKS|FLEX PHARMA, INC. CM|EGXW|CBOE TRADING, INC.|705
FLKS|FLEX PHARMA, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|300
FLKS|FLEX PHARMA, INC. CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|700
FLKS|FLEX PHARMA, INC. CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7010
FLKS|FLEX PHARMA, INC. CM|ETRS|E*Trade Securities LLC|1338948
FLKS|FLEX PHARMA, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|315645
FLKS|FLEX PHARMA, INC. CM|FILL|Tradestation Securities, Inc.|87055
FLKS|FLEX PHARMA, INC. CM|FMAF|NBCN Inc./ CDS|9812
FLKS|FLEX PHARMA, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|2643838
FLKS|FLEX PHARMA, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2871
FLKS|FLEX PHARMA, INC. CM|FTBR|Foliofn Investments, Inc.|1387
FLKS|FLEX PHARMA, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2030
FLKS|FLEX PHARMA, INC. CM|GLIS|TD Securities Inc|1
FLKS|FLEX PHARMA, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|29435
FLKS|FLEX PHARMA, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|44487
FLKS|FLEX PHARMA, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|29390
FLKS|FLEX PHARMA, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|11626
FLKS|FLEX PHARMA, INC. CM|GTSZ|GTS SECURITIES LLC|1656
FLKS|FLEX PHARMA, INC. CM|HAPX|HAP Trading, LLC|2519
FLKS|FLEX PHARMA, INC. CM|HSBC|HSBC Securities, Inc.|207
FLKS|FLEX PHARMA, INC. CM|IATS|INTERACTIVE BROKERS LLC|56880
FLKS|FLEX PHARMA, INC. CM|IBKR|Interactive Brokers Llc|619050
FLKS|FLEX PHARMA, INC. CM|ICBX|INSTINET, LLC|18310
FLKS|FLEX PHARMA, INC. CM|INCA|INSTINET, LLC|95090
FLKS|FLEX PHARMA, INC. CM|INJX|INSTINET, LLC|177269
FLKS|FLEX PHARMA, INC. CM|ITGI|ITG Inc.|32787
FLKS|FLEX PHARMA, INC. CM|ITGP|ITG INC.|49800
FLKS|FLEX PHARMA, INC. CM|JEFF|JEFFERIES LLC|28920
FLKS|FLEX PHARMA, INC. CM|JMPT|JUMP TRADING, LLC|12699
FLKS|FLEX PHARMA, INC. CM|JPMX|J.P. Morgan Securities LLC|41190
FLKS|FLEX PHARMA, INC. CM|KCGM|VIRTU Americas LLC|60441
FLKS|FLEX PHARMA, INC. CM|LEHM|Barclays Capital Inc./Le|130938
FLKS|FLEX PHARMA, INC. CM|LIME|Lime Brokerage LLC|38809
FLKS|FLEX PHARMA, INC. CM|LSCI|Lek Securities Corporation|462
FLKS|FLEX PHARMA, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|20625
FLKS|FLEX PHARMA, INC. CM|MBTS|ALLY INVEST SECURITIES LLC|3130
FLKS|FLEX PHARMA, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60654
FLKS|FLEX PHARMA, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|756396
FLKS|FLEX PHARMA, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|31800
FLKS|FLEX PHARMA, INC. CM|NFSC|National Financial Services LLC|1309496
FLKS|FLEX PHARMA, INC. CM|NITE|VIRTU Americas LLC|2587746
FLKS|FLEX PHARMA, INC. CM|NQRB|Brut, LLC|9694
FLKS|FLEX PHARMA, INC. CM|OPCO|Oppenheimer & Co. Inc.|1020
FLKS|FLEX PHARMA, INC. CM|PCPT|PHILLIP CAPITAL INC.|8983
FLKS|FLEX PHARMA, INC. CM|PDQM|CODA MARKETS, INC.|69420
FLKS|FLEX PHARMA, INC. CM|RAJA|Raymond James & Associates, Inc.|5800
FLKS|FLEX PHARMA, INC. CM|SAGL|SAGETRADER, LLC|11990
FLKS|FLEX PHARMA, INC. CM|SBSH|Citigroup Global Markets Inc.|133511
FLKS|FLEX PHARMA, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|68903
FLKS|FLEX PHARMA, INC. CM|SPDR|SPEEDROUTE LLC|186741
FLKS|FLEX PHARMA, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|1000
FLKS|FLEX PHARMA, INC. CM|SWIM|TD Ameritrade, Inc.|729034
FLKS|FLEX PHARMA, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|51813
FLKS|FLEX PHARMA, INC. CM|TRCM|TRC MARKETS LLC|13363
FLKS|FLEX PHARMA, INC. CM|TWTT|TASTYWORKS, INC.|500
FLKS|FLEX PHARMA, INC. CM|UBSA|UBS SECURITIES LLC|219184
FLKS|FLEX PHARMA, INC. CM|UBSS|UBS Securities LLC|458431
FLKS|FLEX PHARMA, INC. CM|VALX|VIRTU AMERICAS LLC|1433
FLKS|FLEX PHARMA, INC. CM|VGRD|Vanguard Marketing Corporation|44024
FLKS|FLEX PHARMA, INC. CM|VIEW|VIEWTRADE SECURITIES LLC|5
FLKS|FLEX PHARMA, INC. CM|VSIN|Vision Financial Markets Llc|276548
FLKS|FLEX PHARMA, INC. CM|WABR|Wall Street Access|9905
FLKS|FLEX PHARMA, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|68120
FLKS|FLEX PHARMA, INC. CM|WEDB|WEDBUSH SECURITIES INC.|33694
FLKS|FLEX PHARMA, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1042
FLKS|FLEX PHARMA, INC. CM|WFPB|Wells Fargo Securities, LLC.|1600
FLKS|FLEX PHARMA, INC. CM|WGIF|CIBC World Markets Inc.|28119
FLKS|FLEX PHARMA, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|55274
FLKS|FLEX PHARMA, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|88120
FLKS|FLEX PHARMA, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5639
FLKS|FLEX PHARMA, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
FLL|FULL HOUSE RSTS CMN|ALTX|Alternet Securities Inc.|100
FLL|FULL HOUSE RSTS CMN|APCC|Apex Clearing Corporation|8
FLL|FULL HOUSE RSTS CMN|BANK|Primevest Financial Services, Inc.|5500
FLL|FULL HOUSE RSTS CMN|BATM|CBOE TRADING, INC.|515
FLL|FULL HOUSE RSTS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13217
FLL|FULL HOUSE RSTS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5170
FLL|FULL HOUSE RSTS CMN|CTDL|Citadel Derivatives Group Llc|2013
FLL|FULL HOUSE RSTS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|760
FLL|FULL HOUSE RSTS CMN|DBAB|Deutsche Bank Securities Inc.|6460
FLL|FULL HOUSE RSTS CMN|DBAX|Deutsche Bank Securities Inc.|1800
FLL|FULL HOUSE RSTS CMN|DEGS|RONIN PROFESSIONAL LLC|4120
FLL|FULL HOUSE RSTS CMN|EBXL|EBX LLC|3200
FLL|FULL HOUSE RSTS CMN|EDJO|Edward D. Jones & Co., L.P.|250
FLL|FULL HOUSE RSTS CMN|EGAM|CBOE TRADING, INC.|500
FLL|FULL HOUSE RSTS CMN|EGXW|CBOE TRADING, INC.|288
FLL|FULL HOUSE RSTS CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|56
FLL|FULL HOUSE RSTS CMN|ETRS|E*Trade Securities LLC|13960
FLL|FULL HOUSE RSTS CMN|FBCO|Credit Suisse Securities (USA) LLC|1561
FLL|FULL HOUSE RSTS CMN|FOMA|TD AMERITRADE CLEARING, INC.|15499
FLL|FULL HOUSE RSTS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15947
FLL|FULL HOUSE RSTS CMN|FTBR|Foliofn Investments, Inc.|18
FLL|FULL HOUSE RSTS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1086
FLL|FULL HOUSE RSTS CMN|GSCO|GOLDMAN SACHS & CO. LLC|12332
FLL|FULL HOUSE RSTS CMN|GSCS|GOLDMAN SACHS & CO. LLC|400
FLL|FULL HOUSE RSTS CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
FLL|FULL HOUSE RSTS CMN|GTSZ|GTS SECURITIES LLC|3804
FLL|FULL HOUSE RSTS CMN|IBKR|Interactive Brokers Llc|12530
FLL|FULL HOUSE RSTS CMN|ICBX|INSTINET, LLC|800
FLL|FULL HOUSE RSTS CMN|INCA|INSTINET, LLC|5259
FLL|FULL HOUSE RSTS CMN|INJX|INSTINET, LLC|759
FLL|FULL HOUSE RSTS CMN|ITGI|ITG Inc.|5805
FLL|FULL HOUSE RSTS CMN|ITGP|ITG INC.|2200
FLL|FULL HOUSE RSTS CMN|JEFF|JEFFERIES LLC|2035
FLL|FULL HOUSE RSTS CMN|JPMX|J.P. Morgan Securities LLC|4998
FLL|FULL HOUSE RSTS CMN|KCGM|VIRTU Americas LLC|820
FLL|FULL HOUSE RSTS CMN|LEHM|Barclays Capital Inc./Le|8616
FLL|FULL HOUSE RSTS CMN|LIME|Lime Brokerage LLC|43299
FLL|FULL HOUSE RSTS CMN|LMGP|LIME BROKERAGE LLC|1217
FLL|FULL HOUSE RSTS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
FLL|FULL HOUSE RSTS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2904
FLL|FULL HOUSE RSTS CMN|MSCO|MORGAN STANLEY & CO. LLC|48904
FLL|FULL HOUSE RSTS CMN|MSPL|MORGAN STANLEY & CO. LLC|3600
FLL|FULL HOUSE RSTS CMN|NFSC|National Financial Services LLC|105517
FLL|FULL HOUSE RSTS CMN|NITE|VIRTU Americas LLC|125565
FLL|FULL HOUSE RSTS CMN|PWJC|UBS Financial Services, Inc.|1500
FLL|FULL HOUSE RSTS CMN|RBCM|RBC CAPITAL MARKETS, LLC|9934
FLL|FULL HOUSE RSTS CMN|SGMT|GOLDMAN SACHS & CO. LLC|4593
FLL|FULL HOUSE RSTS CMN|SWIM|TD Ameritrade, Inc.|2200
FLL|FULL HOUSE RSTS CMN|TRCM|TRC MARKETS LLC|17513
FLL|FULL HOUSE RSTS CMN|UBSA|UBS SECURITIES LLC|21555
FLL|FULL HOUSE RSTS CMN|UBSS|UBS Securities LLC|51063
FLL|FULL HOUSE RSTS CMN|VALX|VIRTU AMERICAS LLC|492
FLL|FULL HOUSE RSTS CMN|WBLR|WILLIAM BLAIR|100
FLL|FULL HOUSE RSTS CMN|WCHV|WELLS FARGO SECURITIES, LLC|21621
FLL|FULL HOUSE RSTS CMN|WEED|Weeden & Co.L.P.|110
FLL|FULL HOUSE RSTS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15
FLL|FULL HOUSE RSTS CMN|WSEA|WOLVERINE SECURITIES, LLC|675
FLL|FULL HOUSE RSTS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
FLL|FULL HOUSE RSTS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2405
FLLV|FRANKLIN LIBERTY U.S|CTDL|Citadel Derivatives Group Llc|560
FLLV|FRANKLIN LIBERTY U.S|FTBR|Foliofn Investments, Inc.|4
FLLV|FRANKLIN LIBERTY U.S|JSJX|JANE STREET CAPITAL LLC|158
FLLV|FRANKLIN LIBERTY U.S|NFSC|National Financial Services LLC|2100
FLLV|FRANKLIN LIBERTY U.S|NITE|VIRTU Americas LLC|890
FLLV|FRANKLIN LIBERTY U.S|UBSA|UBS SECURITIES LLC|60
FLLV|FRANKLIN LIBERTY U.S|WSEA|WOLVERINE SECURITIES, LLC|9
FLM|FIRST TRUST GLOBAL|BANK|Primevest Financial Services, Inc.|2
FLM|FIRST TRUST GLOBAL|CHAS|Charles Schwab & Co., Inc.|3
FLM|FIRST TRUST GLOBAL|CTDL|Citadel Derivatives Group Llc|943
FLM|FIRST TRUST GLOBAL|DBAX|Deutsche Bank Securities Inc.|100
FLM|FIRST TRUST GLOBAL|EBXL|EBX LLC|400
FLM|FIRST TRUST GLOBAL|ETRS|E*Trade Securities LLC|620
FLM|FIRST TRUST GLOBAL|FTBR|Foliofn Investments, Inc.|21
FLM|FIRST TRUST GLOBAL|HRBF|American Enterprise Investment Services Inc.|335
FLM|FIRST TRUST GLOBAL|ICBX|INSTINET, LLC|100
FLM|FIRST TRUST GLOBAL|ITGP|ITG INC.|600
FLM|FIRST TRUST GLOBAL|JSJX|JANE STREET CAPITAL LLC|236
FLM|FIRST TRUST GLOBAL|LEHM|Barclays Capital Inc./Le|400
FLM|FIRST TRUST GLOBAL|MAXM|Maxim Group LLC|758
FLM|FIRST TRUST GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FLM|FIRST TRUST GLOBAL|MOTF|MOTIF INVESTING, INC.|1
FLM|FIRST TRUST GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|1700
FLM|FIRST TRUST GLOBAL|NFSC|National Financial Services LLC|118
FLM|FIRST TRUST GLOBAL|NITE|VIRTU Americas LLC|1745
FLM|FIRST TRUST GLOBAL|OPCO|Oppenheimer & Co. Inc.|100
FLM|FIRST TRUST GLOBAL|RBCM|RBC CAPITAL MARKETS, LLC|50
FLM|FIRST TRUST GLOBAL|SWIM|TD Ameritrade, Inc.|2
FLM|FIRST TRUST GLOBAL|UBSA|UBS SECURITIES LLC|2218
FLM|FIRST TRUST GLOBAL|UBSS|UBS Securities LLC|3518
FLM|FIRST TRUST GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|141
FLMB|FRANKLIN LIB MUNI|KCGM|VIRTU Americas LLC|400
FLMB|FRANKLIN LIB MUNI|NITE|VIRTU Americas LLC|600
FLMI|FRANKLIN LIB INT MUN|NFSC|National Financial Services LLC|3
FLMI|FRANKLIN LIB INT MUN|NITE|VIRTU Americas LLC|3
FLMX|FRANKLIN FTSE MEXICO|APCC|Apex Clearing Corporation|100
FLMX|FRANKLIN FTSE MEXICO|CTDL|Citadel Derivatives Group Llc|5
FLMX|FRANKLIN FTSE MEXICO|ETRS|E*Trade Securities LLC|1
FLMX|FRANKLIN FTSE MEXICO|IBKR|Interactive Brokers Llc|70
FLMX|FRANKLIN FTSE MEXICO|NFSC|National Financial Services LLC|42
FLMX|FRANKLIN FTSE MEXICO|NITE|VIRTU Americas LLC|286
FLMX|FRANKLIN FTSE MEXICO|RBCM|RBC CAPITAL MARKETS, LLC|175
FLMX|FRANKLIN FTSE MEXICO|WCHV|WELLS FARGO SECURITIES, LLC|1
FLMX|FRANKLIN FTSE MEXICO|WSEA|WOLVERINE SECURITIES, LLC|6
FLN|FT LATIN AM ALPHADEX|APCC|Apex Clearing Corporation|793
FLN|FT LATIN AM ALPHADEX|BATM|CBOE TRADING, INC.|400
FLN|FT LATIN AM ALPHADEX|CANT|Cantor Fitzgerald & Co.|39336
FLN|FT LATIN AM ALPHADEX|CHAS|Charles Schwab & Co., Inc.|39232
FLN|FT LATIN AM ALPHADEX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17800
FLN|FT LATIN AM ALPHADEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11648
FLN|FT LATIN AM ALPHADEX|CSIN|Citadel Securities Institutional LLC|27987
FLN|FT LATIN AM ALPHADEX|CTDL|Citadel Derivatives Group Llc|31206
FLN|FT LATIN AM ALPHADEX|CXCX|CITIGROUP GLOBAL MARKETS INC.|5000
FLN|FT LATIN AM ALPHADEX|DBAX|Deutsche Bank Securities Inc.|4600
FLN|FT LATIN AM ALPHADEX|EBXL|EBX LLC|5500
FLN|FT LATIN AM ALPHADEX|ETCB|ETC BROKERAGE SERVICES, LLC|954
FLN|FT LATIN AM ALPHADEX|ETRS|E*Trade Securities LLC|1507
FLN|FT LATIN AM ALPHADEX|FBCO|Credit Suisse Securities (USA) LLC|8941
FLN|FT LATIN AM ALPHADEX|FCST|INTL FCSTONE FINANCIAL INC.|23900
FLN|FT LATIN AM ALPHADEX|FLTU|FLOW TRADERS US LLC|19797
FLN|FT LATIN AM ALPHADEX|FOMA|TD AMERITRADE CLEARING, INC.|21170
FLN|FT LATIN AM ALPHADEX|FTBR|Foliofn Investments, Inc.|85
FLN|FT LATIN AM ALPHADEX|GEBB|GLOBAL EXECUTION BROKERS, LP|11253
FLN|FT LATIN AM ALPHADEX|GSCO|GOLDMAN SACHS & CO. LLC|5373
FLN|FT LATIN AM ALPHADEX|GTSZ|GTS SECURITIES LLC|2100
FLN|FT LATIN AM ALPHADEX|HRBF|American Enterprise Investment Services Inc.|15
FLN|FT LATIN AM ALPHADEX|IBKR|Interactive Brokers Llc|200
FLN|FT LATIN AM ALPHADEX|ICBX|INSTINET, LLC|4582
FLN|FT LATIN AM ALPHADEX|INCA|INSTINET, LLC|3769
FLN|FT LATIN AM ALPHADEX|ITGP|ITG INC.|800
FLN|FT LATIN AM ALPHADEX|JPMX|J.P. Morgan Securities LLC|10200
FLN|FT LATIN AM ALPHADEX|JSJX|JANE STREET CAPITAL LLC|11317
FLN|FT LATIN AM ALPHADEX|KCGM|VIRTU Americas LLC|9844
FLN|FT LATIN AM ALPHADEX|LEHM|Barclays Capital Inc./Le|13200
FLN|FT LATIN AM ALPHADEX|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2963
FLN|FT LATIN AM ALPHADEX|LIME|Lime Brokerage LLC|1562
FLN|FT LATIN AM ALPHADEX|MBTS|ALLY INVEST SECURITIES LLC|35
FLN|FT LATIN AM ALPHADEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
FLN|FT LATIN AM ALPHADEX|MSCO|MORGAN STANLEY & CO. LLC|21313
FLN|FT LATIN AM ALPHADEX|MSPL|MORGAN STANLEY & CO. LLC|26600
FLN|FT LATIN AM ALPHADEX|NFSC|National Financial Services LLC|13306
FLN|FT LATIN AM ALPHADEX|NITE|VIRTU Americas LLC|25482
FLN|FT LATIN AM ALPHADEX|PDQM|CODA MARKETS, INC.|1
FLN|FT LATIN AM ALPHADEX|PWJC|UBS Financial Services, Inc.|705
FLN|FT LATIN AM ALPHADEX|RAJA|Raymond James & Associates, Inc.|1301
FLN|FT LATIN AM ALPHADEX|SGMT|GOLDMAN SACHS & CO. LLC|4500
FLN|FT LATIN AM ALPHADEX|STFL|Stifel, Nicolaus & Company, Incorporated|170
FLN|FT LATIN AM ALPHADEX|SWIM|TD Ameritrade, Inc.|31
FLN|FT LATIN AM ALPHADEX|TRCM|TRC MARKETS LLC|687
FLN|FT LATIN AM ALPHADEX|UBSS|UBS Securities LLC|7761
FLN|FT LATIN AM ALPHADEX|VGRD|Vanguard Marketing Corporation|4700
FLN|FT LATIN AM ALPHADEX|WCHV|WELLS FARGO SECURITIES, LLC|100
FLN|FT LATIN AM ALPHADEX|WSEA|WOLVERINE SECURITIES, LLC|1
FLN|FT LATIN AM ALPHADEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12283
FLNT|FLUENT, INC.|AGIS|Aegis Capital Corp.|24999
FLNT|FLUENT, INC.|ALTX|Alternet Securities Inc.|10096
FLNT|FLUENT, INC.|APCC|Apex Clearing Corporation|5114
FLNT|FLUENT, INC.|BARD|Robert W. Baird & Co. Incorporated|3000
FLNT|FLUENT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6945
FLNT|FLUENT, INC.|BMOC|BMO Capital Markets Corp.|4331
FLNT|FLUENT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5799
FLNT|FLUENT, INC.|BTIG|BTIG, LLC|1776652
FLNT|FLUENT, INC.|CHAS|Charles Schwab & Co., Inc.|181
FLNT|FLUENT, INC.|CIST|Capital Institutional Services, Inc.|2819
FLNT|FLUENT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12377
FLNT|FLUENT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8651
FLNT|FLUENT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|205291
FLNT|FLUENT, INC.|CTDL|Citadel Derivatives Group Llc|2994
FLNT|FLUENT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13686
FLNT|FLUENT, INC.|DBAB|Deutsche Bank Securities Inc.|76185
FLNT|FLUENT, INC.|DBAX|Deutsche Bank Securities Inc.|85400
FLNT|FLUENT, INC.|DEAN|MORGAN STANLEY|1269
FLNT|FLUENT, INC.|DEGS|RONIN PROFESSIONAL LLC|19996
FLNT|FLUENT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
FLNT|FLUENT, INC.|EBXL|EBX LLC|67100
FLNT|FLUENT, INC.|EDJO|Edward D. Jones & Co., L.P.|1825
FLNT|FLUENT, INC.|EGAM|CBOE TRADING, INC.|200
FLNT|FLUENT, INC.|EGXM|CBOE TRADING, INC.|10200
FLNT|FLUENT, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1426
FLNT|FLUENT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14816
FLNT|FLUENT, INC.|ETRS|E*Trade Securities LLC|237066
FLNT|FLUENT, INC.|FBCO|Credit Suisse Securities (USA) LLC|232838
FLNT|FLUENT, INC.|FOMA|TD AMERITRADE CLEARING, INC.|347111
FLNT|FLUENT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58583
FLNT|FLUENT, INC.|FTBR|Foliofn Investments, Inc.|433
FLNT|FLUENT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|13249
FLNT|FLUENT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|732
FLNT|FLUENT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|636304
FLNT|FLUENT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|126980
FLNT|FLUENT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|18524
FLNT|FLUENT, INC.|GTSZ|GTS SECURITIES LLC|13282
FLNT|FLUENT, INC.|HRBF|American Enterprise Investment Services Inc.|3063
FLNT|FLUENT, INC.|IATS|INTERACTIVE BROKERS LLC|39943
FLNT|FLUENT, INC.|IBKR|Interactive Brokers Llc|124743
FLNT|FLUENT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|52
FLNT|FLUENT, INC.|ICBX|INSTINET, LLC|40170
FLNT|FLUENT, INC.|INCA|INSTINET, LLC|48148
FLNT|FLUENT, INC.|INJX|INSTINET, LLC|785
FLNT|FLUENT, INC.|ITGI|ITG Inc.|2650
FLNT|FLUENT, INC.|ITGP|ITG INC.|42000
FLNT|FLUENT, INC.|JANY|Janney Montgomery Scott Inc.|2000
FLNT|FLUENT, INC.|JEFF|JEFFERIES LLC|6481
FLNT|FLUENT, INC.|JMPT|JUMP TRADING, LLC|100
FLNT|FLUENT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|5850
FLNT|FLUENT, INC.|JPMX|J.P. Morgan Securities LLC|181160
FLNT|FLUENT, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|2700
FLNT|FLUENT, INC.|JSJX|JANE STREET CAPITAL LLC|1295
FLNT|FLUENT, INC.|KCGM|VIRTU Americas LLC|13352
FLNT|FLUENT, INC.|LEHM|Barclays Capital Inc./Le|448681
FLNT|FLUENT, INC.|LIME|Lime Brokerage LLC|41790
FLNT|FLUENT, INC.|LMGP|LIME BROKERAGE LLC|7063
FLNT|FLUENT, INC.|LQNA|LIQUIDNET, INC.|138900
FLNT|FLUENT, INC.|MAXM|Maxim Group LLC|101683
FLNT|FLUENT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|240899
FLNT|FLUENT, INC.|MSCO|MORGAN STANLEY & CO. LLC|597210
FLNT|FLUENT, INC.|MSPL|MORGAN STANLEY & CO. LLC|94500
FLNT|FLUENT, INC.|MSTX|MORGAN STANLEY & CO. LLC|14000
FLNT|FLUENT, INC.|MULL|MARK J. MULLER EQUITIES, INC.|20000
FLNT|FLUENT, INC.|NFSC|National Financial Services LLC|300742
FLNT|FLUENT, INC.|NITE|VIRTU Americas LLC|563752
FLNT|FLUENT, INC.|NITP|VIRTU Americas LLC|4900
FLNT|FLUENT, INC.|NQRB|Brut, LLC|100
FLNT|FLUENT, INC.|OPCO|Oppenheimer & Co. Inc.|45258
FLNT|FLUENT, INC.|PDQM|CODA MARKETS, INC.|10901
FLNT|FLUENT, INC.|PWJC|UBS Financial Services, Inc.|800
FLNT|FLUENT, INC.|RAJA|Raymond James & Associates, Inc.|1604
FLNT|FLUENT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3000
FLNT|FLUENT, INC.|RGLD|Regal Securities, Inc|500
FLNT|FLUENT, INC.|SAGL|SAGETRADER, LLC|600
FLNT|FLUENT, INC.|SBSH|Citigroup Global Markets Inc.|345523
FLNT|FLUENT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|92413
FLNT|FLUENT, INC.|SPDR|SPEEDROUTE LLC|9400
FLNT|FLUENT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2500
FLNT|FLUENT, INC.|SWIM|TD Ameritrade, Inc.|170842
FLNT|FLUENT, INC.|SWST|Hilltop Securities Inc.|3700
FLNT|FLUENT, INC.|TKNG|ALLY INVEST SECURITIES LLC|10804
FLNT|FLUENT, INC.|TRBT|Tradebot Systems, Inc.|1600
FLNT|FLUENT, INC.|TRCM|TRC MARKETS LLC|1899
FLNT|FLUENT, INC.|TWTT|TASTYWORKS, INC.|100
FLNT|FLUENT, INC.|UBSA|UBS SECURITIES LLC|123697
FLNT|FLUENT, INC.|UBSS|UBS Securities LLC|517743
FLNT|FLUENT, INC.|VALX|VIRTU AMERICAS LLC|50062
FLNT|FLUENT, INC.|VFIN|National Securities Corporation|3
FLNT|FLUENT, INC.|VGRD|Vanguard Marketing Corporation|24232
FLNT|FLUENT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|26883
FLNT|FLUENT, INC.|WDCO|Wilson-Davis & Co., Inc.|13
FLNT|FLUENT, INC.|WEDB|WEDBUSH SECURITIES INC.|26971
FLNT|FLUENT, INC.|WEED|Weeden & Co.L.P.|141837
FLNT|FLUENT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6278
FLNT|FLUENT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10832
FLNT|FLUENT, INC.|WGIF|CIBC World Markets Inc.|1100
FLNT|FLUENT, INC.|WSEA|WOLVERINE SECURITIES, LLC|14460
FLNT|FLUENT, INC.|XIST|INSTINET, LLC|200
FLNT|FLUENT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|25662
FLNT|FLUENT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
FLO|FLOWERS FOODS INC|ADAM|CANACCORD GENUITY INC.|3010
FLO|FLOWERS FOODS INC|ALTX|Alternet Securities Inc.|8801
FLO|FLOWERS FOODS INC|APCC|Apex Clearing Corporation|3654
FLO|FLOWERS FOODS INC|AQUA|AQUA SECURITIES L.P.|15800
FLO|FLOWERS FOODS INC|BANK|Primevest Financial Services, Inc.|4
FLO|FLOWERS FOODS INC|BARD|Robert W. Baird & Co. Incorporated|1996
FLO|FLOWERS FOODS INC|BATM|CBOE TRADING, INC.|4494
FLO|FLOWERS FOODS INC|BBNT|BB&T SECURITIES, LLC|415
FLO|FLOWERS FOODS INC|BERN|Sanford C. Bernstein & Co., LLC|5402
FLO|FLOWERS FOODS INC|BIDS|BIDS TRADING L.P.|300
FLO|FLOWERS FOODS INC|BKCM|BNY Mellon Capital Markets LLC|37057
FLO|FLOWERS FOODS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42241
FLO|FLOWERS FOODS INC|BLKX|INSTINET, LLC|106200
FLO|FLOWERS FOODS INC|BNPX|BNP PARIBAS SECURITIES CORP.|98996
FLO|FLOWERS FOODS INC|BRVL|BLAYLOCK VAN, LLC|170
FLO|FLOWERS FOODS INC|BTIG|BTIG, LLC|56367
FLO|FLOWERS FOODS INC|BYXM|CBOE TRADING, INC.|801
FLO|FLOWERS FOODS INC|BZYD|GOLDMAN SACHS & CO. LLC|3617
FLO|FLOWERS FOODS INC|CANT|Cantor Fitzgerald & Co.|4951
FLO|FLOWERS FOODS INC|CHAS|Charles Schwab & Co., Inc.|5982
FLO|FLOWERS FOODS INC|CIST|Capital Institutional Services, Inc.|103
FLO|FLOWERS FOODS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111041
FLO|FLOWERS FOODS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19
FLO|FLOWERS FOODS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3495
FLO|FLOWERS FOODS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|628013
FLO|FLOWERS FOODS INC|CTDL|Citadel Derivatives Group Llc|3165
FLO|FLOWERS FOODS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|68050
FLO|FLOWERS FOODS INC|DADA|D.A. Davidson & Co.|2833
FLO|FLOWERS FOODS INC|DAVA|Davenport & Company LLC|4950
FLO|FLOWERS FOODS INC|DBAB|Deutsche Bank Securities Inc.|392095
FLO|FLOWERS FOODS INC|DBAX|Deutsche Bank Securities Inc.|726900
FLO|FLOWERS FOODS INC|DBUL|Deutsche Bank Securities Inc.|1360
FLO|FLOWERS FOODS INC|DEAN|MORGAN STANLEY|18084
FLO|FLOWERS FOODS INC|DEGS|RONIN PROFESSIONAL LLC|962
FLO|FLOWERS FOODS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|210
FLO|FLOWERS FOODS INC|EBXL|EBX LLC|278900
FLO|FLOWERS FOODS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|23020
FLO|FLOWERS FOODS INC|EDJC|Edward Jones / CDS|150
FLO|FLOWERS FOODS INC|EDJO|Edward D. Jones & Co., L.P.|25898
FLO|FLOWERS FOODS INC|EGAM|CBOE TRADING, INC.|29830
FLO|FLOWERS FOODS INC|EGAW|CBOE TRADING, INC.|330
FLO|FLOWERS FOODS INC|EGXM|CBOE TRADING, INC.|1099
FLO|FLOWERS FOODS INC|ESPO|ESPOSITO SECURITIES, LLC|208
FLO|FLOWERS FOODS INC|ETBE|Electronic Transaction Clearing, Inc.|13158
FLO|FLOWERS FOODS INC|ETCB|ETC BROKERAGE SERVICES, LLC|331
FLO|FLOWERS FOODS INC|ETCC|Electronic Transaction Clearing, Inc.|60
FLO|FLOWERS FOODS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2386
FLO|FLOWERS FOODS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|952
FLO|FLOWERS FOODS INC|ETRS|E*Trade Securities LLC|18442
FLO|FLOWERS FOODS INC|FBSB|U.S. Bancorp Investments, Inc.|1
FLO|FLOWERS FOODS INC|FILL|Tradestation Securities, Inc.|16860
FLO|FLOWERS FOODS INC|FINX|FINTECH SECURITIES|395
FLO|FLOWERS FOODS INC|FMAF|NBCN Inc./ CDS|1905
FLO|FLOWERS FOODS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9328
FLO|FLOWERS FOODS INC|FQLS|Quantlab Securities LP|391983
FLO|FLOWERS FOODS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|185741
FLO|FLOWERS FOODS INC|FTBR|Foliofn Investments, Inc.|5675
FLO|FLOWERS FOODS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6850
FLO|FLOWERS FOODS INC|GLIS|TD Securities Inc|161
FLO|FLOWERS FOODS INC|GLPX|ACS EXECUTION SERVICES, LLC|25622
FLO|FLOWERS FOODS INC|GSCO|GOLDMAN SACHS & CO. LLC|1406671
FLO|FLOWERS FOODS INC|GSCS|GOLDMAN SACHS & CO. LLC|2947
FLO|FLOWERS FOODS INC|GSLT|GOLDMAN SACHS & CO. LLC|9348
FLO|FLOWERS FOODS INC|GTSZ|GTS SECURITIES LLC|96324
FLO|FLOWERS FOODS INC|HRBF|American Enterprise Investment Services Inc.|4616
FLO|FLOWERS FOODS INC|HSBC|HSBC Securities, Inc.|6653
FLO|FLOWERS FOODS INC|IATS|INTERACTIVE BROKERS LLC|7460
FLO|FLOWERS FOODS INC|IBKR|Interactive Brokers Llc|12720
FLO|FLOWERS FOODS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|549
FLO|FLOWERS FOODS INC|ICBX|INSTINET, LLC|66352
FLO|FLOWERS FOODS INC|IEQY|CITADEL SECURITIES LLC|104356
FLO|FLOWERS FOODS INC|INCA|INSTINET, LLC|208235
FLO|FLOWERS FOODS INC|INJX|INSTINET, LLC|4732
FLO|FLOWERS FOODS INC|ITGI|ITG Inc.|31732
FLO|FLOWERS FOODS INC|ITGP|ITG INC.|149400
FLO|FLOWERS FOODS INC|JANY|Janney Montgomery Scott Inc.|62
FLO|FLOWERS FOODS INC|JEFF|JEFFERIES LLC|272608
FLO|FLOWERS FOODS INC|JMPT|JUMP TRADING, LLC|67125
FLO|FLOWERS FOODS INC|JONE|JonesTrading|67
FLO|FLOWERS FOODS INC|JPBX|J.P. MORGAN SECURITIES LLC|330198
FLO|FLOWERS FOODS INC|JPMX|J.P. Morgan Securities LLC|560223
FLO|FLOWERS FOODS INC|JSJX|JANE STREET CAPITAL LLC|8199
FLO|FLOWERS FOODS INC|KCGM|VIRTU Americas LLC|51518
FLO|FLOWERS FOODS INC|KRSH|Kershner Securities, LLC|1548
FLO|FLOWERS FOODS INC|LEHM|Barclays Capital Inc./Le|1193508
FLO|FLOWERS FOODS INC|LGNT|COR CLEARING LLC|1
FLO|FLOWERS FOODS INC|LIME|Lime Brokerage LLC|19963
FLO|FLOWERS FOODS INC|LOOP|Loop Capital Markets LLC|4137
FLO|FLOWERS FOODS INC|LQNA|LIQUIDNET, INC.|43200
FLO|FLOWERS FOODS INC|LSCI|Lek Securities Corporation|192
FLO|FLOWERS FOODS INC|MACC|Mid Atlantic Capital Corporation|9293
FLO|FLOWERS FOODS INC|MACQ|Macquarie Capital (USA) Inc.|1500
FLO|FLOWERS FOODS INC|MAXM|Maxim Group LLC|68842
FLO|FLOWERS FOODS INC|MKMP|MKM Partners LLC|43000
FLO|FLOWERS FOODS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|221018
FLO|FLOWERS FOODS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
FLO|FLOWERS FOODS INC|MNDX|TJM Investments, LLC|26292
FLO|FLOWERS FOODS INC|MOTF|MOTIF INVESTING, INC.|34
FLO|FLOWERS FOODS INC|MSCO|MORGAN STANLEY & CO. LLC|1181273
FLO|FLOWERS FOODS INC|MSPL|MORGAN STANLEY & CO. LLC|614800
FLO|FLOWERS FOODS INC|MSTX|MORGAN STANLEY & CO. LLC|335200
FLO|FLOWERS FOODS INC|MULL|MARK J. MULLER EQUITIES, INC.|16740
FLO|FLOWERS FOODS INC|NBCS|NBC Securities, INC.|300
FLO|FLOWERS FOODS INC|NEUB|NEUBERGER BERMAN BD LLC|100
FLO|FLOWERS FOODS INC|NFSC|National Financial Services LLC|111717
FLO|FLOWERS FOODS INC|NITE|VIRTU Americas LLC|590580
FLO|FLOWERS FOODS INC|NITP|VIRTU Americas LLC|1100
FLO|FLOWERS FOODS INC|NQRB|Brut, LLC|18588
FLO|FLOWERS FOODS INC|NTRC|Northern Trust Securities, Inc.|2899
FLO|FLOWERS FOODS INC|OHOS|TWO SIGMA SECURITIES, LLC|36220
FLO|FLOWERS FOODS INC|OPCO|Oppenheimer & Co. Inc.|268
FLO|FLOWERS FOODS INC|PDQM|CODA MARKETS, INC.|183404
FLO|FLOWERS FOODS INC|PHLY|NASDAQ Execution Services, LLC|6000
FLO|FLOWERS FOODS INC|PWJC|UBS Financial Services, Inc.|4270
FLO|FLOWERS FOODS INC|RBCM|RBC CAPITAL MARKETS, LLC|5410
FLO|FLOWERS FOODS INC|SAGL|SAGETRADER, LLC|25345
FLO|FLOWERS FOODS INC|SALI|INTL FCSTONE FINANCIAL INC.|325
FLO|FLOWERS FOODS INC|SBSH|Citigroup Global Markets Inc.|125887
FLO|FLOWERS FOODS INC|SEIC|SEI Investments Distribution Co.|600
FLO|FLOWERS FOODS INC|SGMT|GOLDMAN SACHS & CO. LLC|176109
FLO|FLOWERS FOODS INC|SIDC|Sidoti & Company, LLC|68484
FLO|FLOWERS FOODS INC|SPDR|SPEEDROUTE LLC|17500
FLO|FLOWERS FOODS INC|SPHN|Stephens Inc.|532
FLO|FLOWERS FOODS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2262
FLO|FLOWERS FOODS INC|STKP|STOCKPILE INVESTMENTS, INC.|44
FLO|FLOWERS FOODS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6341
FLO|FLOWERS FOODS INC|SWIM|TD Ameritrade, Inc.|10208
FLO|FLOWERS FOODS INC|SWST|Hilltop Securities Inc.|3464
FLO|FLOWERS FOODS INC|TKNG|ALLY INVEST SECURITIES LLC|4560
FLO|FLOWERS FOODS INC|TMBR|Timber Hill LLC|460
FLO|FLOWERS FOODS INC|TRBT|Tradebot Systems, Inc.|240495
FLO|FLOWERS FOODS INC|TRCM|TRC MARKETS LLC|76887
FLO|FLOWERS FOODS INC|UBSA|UBS SECURITIES LLC|772279
FLO|FLOWERS FOODS INC|UBSS|UBS Securities LLC|652353
FLO|FLOWERS FOODS INC|VALX|VIRTU AMERICAS LLC|48660
FLO|FLOWERS FOODS INC|VERT|The Vertical Trading Group, LLC|2140
FLO|FLOWERS FOODS INC|VGRD|Vanguard Marketing Corporation|12026
FLO|FLOWERS FOODS INC|WABR|Wall Street Access|2389
FLO|FLOWERS FOODS INC|WBET|Wallachbeth Capital LLC|10094
FLO|FLOWERS FOODS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|7187
FLO|FLOWERS FOODS INC|WCHV|WELLS FARGO SECURITIES, LLC|793604
FLO|FLOWERS FOODS INC|WDNX|WEEDEN & CO.L.P.|1314
FLO|FLOWERS FOODS INC|WEDB|WEDBUSH SECURITIES INC.|5979
FLO|FLOWERS FOODS INC|WEED|Weeden & Co.L.P.|7007
FLO|FLOWERS FOODS INC|WESC|Wellington Shields & Co., LLC|1500
FLO|FLOWERS FOODS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9843
FLO|FLOWERS FOODS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11638
FLO|FLOWERS FOODS INC|WFPB|Wells Fargo Securities, LLC.|1021
FLO|FLOWERS FOODS INC|WGIF|CIBC World Markets Inc.|530
FLO|FLOWERS FOODS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|271
FLO|FLOWERS FOODS INC|WSEA|WOLVERINE SECURITIES, LLC|19516
FLO|FLOWERS FOODS INC|XIST|INSTINET, LLC|123486
FLO|FLOWERS FOODS INC|XPQR|Jump Trading|151
FLO|FLOWERS FOODS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|33280
FLO|FLOWERS FOODS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2006
FLO|FLOWERS FOODS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5489
FLOT|ISHARES FLOAT BOND|ADAM|CANACCORD GENUITY INC.|400
FLOT|ISHARES FLOAT BOND|ALTX|Alternet Securities Inc.|70659
FLOT|ISHARES FLOAT BOND|AMRI|AMERICAS EXECUTIONS, LLC|97300
FLOT|ISHARES FLOAT BOND|ANOS|ABEL/NOSER, L.L.C.|344
FLOT|ISHARES FLOAT BOND|APCC|Apex Clearing Corporation|57523
FLOT|ISHARES FLOAT BOND|BANK|Primevest Financial Services, Inc.|3987
FLOT|ISHARES FLOAT BOND|BARD|Robert W. Baird & Co. Incorporated|14147
FLOT|ISHARES FLOAT BOND|BATM|CBOE TRADING, INC.|1700
FLOT|ISHARES FLOAT BOND|BAYT|BTIG, LLC|37818
FLOT|ISHARES FLOAT BOND|BBNT|BB&T SECURITIES, LLC|35316
FLOT|ISHARES FLOAT BOND|BERN|Sanford C. Bernstein & Co., LLC|7422
FLOT|ISHARES FLOAT BOND|BKCM|BNY Mellon Capital Markets LLC|219979
FLOT|ISHARES FLOAT BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|109274
FLOT|ISHARES FLOAT BOND|BLTK|Bulltick, Llc|655
FLOT|ISHARES FLOAT BOND|BTIG|BTIG, LLC|20395
FLOT|ISHARES FLOAT BOND|BYXM|CBOE TRADING, INC.|14010
FLOT|ISHARES FLOAT BOND|CANT|Cantor Fitzgerald & Co.|1994852
FLOT|ISHARES FLOAT BOND|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
FLOT|ISHARES FLOAT BOND|CHAS|Charles Schwab & Co., Inc.|503982
FLOT|ISHARES FLOAT BOND|CICF|Canaccord Genuity Corp.|392
FLOT|ISHARES FLOAT BOND|CIST|Capital Institutional Services, Inc.|50387
FLOT|ISHARES FLOAT BOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|217652
FLOT|ISHARES FLOAT BOND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20884
FLOT|ISHARES FLOAT BOND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FLOT|ISHARES FLOAT BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|587186
FLOT|ISHARES FLOAT BOND|CSIN|Citadel Securities Institutional LLC|280228
FLOT|ISHARES FLOAT BOND|CTDL|Citadel Derivatives Group Llc|279468
FLOT|ISHARES FLOAT BOND|CXCX|CITIGROUP GLOBAL MARKETS INC.|167360
FLOT|ISHARES FLOAT BOND|DADA|D.A. Davidson & Co.|192
FLOT|ISHARES FLOAT BOND|DAVA|Davenport & Company LLC|82131
FLOT|ISHARES FLOAT BOND|DBAX|Deutsche Bank Securities Inc.|304400
FLOT|ISHARES FLOAT BOND|DEAN|MORGAN STANLEY|10600
FLOT|ISHARES FLOAT BOND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29274
FLOT|ISHARES FLOAT BOND|EBXL|EBX LLC|320100
FLOT|ISHARES FLOAT BOND|ECUT|CONVERGEX EXECUTION SOLUTIONS|50302
FLOT|ISHARES FLOAT BOND|EDJC|Edward Jones / CDS|608
FLOT|ISHARES FLOAT BOND|EDJO|Edward D. Jones & Co., L.P.|25354
FLOT|ISHARES FLOAT BOND|EGAM|CBOE TRADING, INC.|54516
FLOT|ISHARES FLOAT BOND|ETCB|ETC BROKERAGE SERVICES, LLC|168
FLOT|ISHARES FLOAT BOND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2100
FLOT|ISHARES FLOAT BOND|ETRS|E*Trade Securities LLC|104981
FLOT|ISHARES FLOAT BOND|FBSB|U.S. Bancorp Investments, Inc.|6182
FLOT|ISHARES FLOAT BOND|FILL|Tradestation Securities, Inc.|2434
FLOT|ISHARES FLOAT BOND|FINX|FINTECH SECURITIES|123398
FLOT|ISHARES FLOAT BOND|FLTU|FLOW TRADERS US LLC|167679
FLOT|ISHARES FLOAT BOND|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|17109
FLOT|ISHARES FLOAT BOND|FMAF|NBCN Inc./ CDS|30500
FLOT|ISHARES FLOAT BOND|FMCO|First Manhattan Co|71
FLOT|ISHARES FLOAT BOND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48231
FLOT|ISHARES FLOAT BOND|FTBR|Foliofn Investments, Inc.|398806
FLOT|ISHARES FLOAT BOND|GBMT|GBM International, Inc.|216811
FLOT|ISHARES FLOAT BOND|GEBB|GLOBAL EXECUTION BROKERS, LP|31550
FLOT|ISHARES FLOAT BOND|GLPX|ACS EXECUTION SERVICES, LLC|21160
FLOT|ISHARES FLOAT BOND|GSCO|GOLDMAN SACHS & CO. LLC|693994
FLOT|ISHARES FLOAT BOND|GSCS|GOLDMAN SACHS & CO. LLC|18012
FLOT|ISHARES FLOAT BOND|GSLT|GOLDMAN SACHS & CO. LLC|10983
FLOT|ISHARES FLOAT BOND|HRBF|American Enterprise Investment Services Inc.|431924
FLOT|ISHARES FLOAT BOND|HSBC|HSBC Securities, Inc.|7468
FLOT|ISHARES FLOAT BOND|IATS|INTERACTIVE BROKERS LLC|11508
FLOT|ISHARES FLOAT BOND|IBKR|Interactive Brokers Llc|30806
FLOT|ISHARES FLOAT BOND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|54
FLOT|ISHARES FLOAT BOND|ICBX|INSTINET, LLC|522199
FLOT|ISHARES FLOAT BOND|INCA|INSTINET, LLC|1225797
FLOT|ISHARES FLOAT BOND|INJX|INSTINET, LLC|106
FLOT|ISHARES FLOAT BOND|ITGI|ITG Inc.|40961
FLOT|ISHARES FLOAT BOND|ITGP|ITG INC.|366200
FLOT|ISHARES FLOAT BOND|JANY|Janney Montgomery Scott Inc.|40504
FLOT|ISHARES FLOAT BOND|JEFF|JEFFERIES LLC|21663
FLOT|ISHARES FLOAT BOND|JMPT|JUMP TRADING, LLC|13304
FLOT|ISHARES FLOAT BOND|JPMX|J.P. Morgan Securities LLC|348160
FLOT|ISHARES FLOAT BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|3506284
FLOT|ISHARES FLOAT BOND|JSJX|JANE STREET CAPITAL LLC|1086706
FLOT|ISHARES FLOAT BOND|KCGM|VIRTU Americas LLC|167295
FLOT|ISHARES FLOAT BOND|LEHM|Barclays Capital Inc./Le|717546
FLOT|ISHARES FLOAT BOND|LGNT|COR CLEARING LLC|2
FLOT|ISHARES FLOAT BOND|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2900
FLOT|ISHARES FLOAT BOND|LIME|Lime Brokerage LLC|25843
FLOT|ISHARES FLOAT BOND|LSCI|Lek Securities Corporation|284
FLOT|ISHARES FLOAT BOND|MACC|Mid Atlantic Capital Corporation|78271
FLOT|ISHARES FLOAT BOND|MAXM|Maxim Group LLC|3078
FLOT|ISHARES FLOAT BOND|MCMF|Raymond James Ltd. Cds|270
FLOT|ISHARES FLOAT BOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|383254
FLOT|ISHARES FLOAT BOND|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|12953
FLOT|ISHARES FLOAT BOND|MOTF|MOTIF INVESTING, INC.|3
FLOT|ISHARES FLOAT BOND|MSCO|MORGAN STANLEY & CO. LLC|467085
FLOT|ISHARES FLOAT BOND|MSPL|MORGAN STANLEY & CO. LLC|554000
FLOT|ISHARES FLOAT BOND|MSTX|MORGAN STANLEY & CO. LLC|16100
FLOT|ISHARES FLOAT BOND|NFSC|National Financial Services LLC|1685016
FLOT|ISHARES FLOAT BOND|NITE|VIRTU Americas LLC|4998570
FLOT|ISHARES FLOAT BOND|NITP|VIRTU Americas LLC|42263
FLOT|ISHARES FLOAT BOND|NQRB|Brut, LLC|10
FLOT|ISHARES FLOAT BOND|NTBF|BMO Nesbitt Burns Inc./CDS|100
FLOT|ISHARES FLOAT BOND|NTRC|Northern Trust Securities, Inc.|20932
FLOT|ISHARES FLOAT BOND|OLDM|OLD MISSION CAPITAL, LLC|38974
FLOT|ISHARES FLOAT BOND|ONEL|O'NEIL SECURITIES, INCORPORATED|8702
FLOT|ISHARES FLOAT BOND|OPCO|Oppenheimer & Co. Inc.|9697
FLOT|ISHARES FLOAT BOND|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|185000
FLOT|ISHARES FLOAT BOND|PCFF|Pacific International Securities Inc./CDS|490
FLOT|ISHARES FLOAT BOND|PDQM|CODA MARKETS, INC.|58498
FLOT|ISHARES FLOAT BOND|PWJC|UBS Financial Services, Inc.|11277
FLOT|ISHARES FLOAT BOND|RBCM|RBC CAPITAL MARKETS, LLC|14180
FLOT|ISHARES FLOAT BOND|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|39000
FLOT|ISHARES FLOAT BOND|SAGL|SAGETRADER, LLC|7760
FLOT|ISHARES FLOAT BOND|SALI|INTL FCSTONE FINANCIAL INC.|1423
FLOT|ISHARES FLOAT BOND|SBSH|Citigroup Global Markets Inc.|55978
FLOT|ISHARES FLOAT BOND|SEIC|SEI Investments Distribution Co.|47086
FLOT|ISHARES FLOAT BOND|SGMT|GOLDMAN SACHS & CO. LLC|300683
FLOT|ISHARES FLOAT BOND|SOGO|Wang Investment Associates, Inc.|23
FLOT|ISHARES FLOAT BOND|SPDR|SPEEDROUTE LLC|3900
FLOT|ISHARES FLOAT BOND|SPHN|Stephens Inc.|1071
FLOT|ISHARES FLOAT BOND|STFL|Stifel, Nicolaus & Company, Incorporated|41220
FLOT|ISHARES FLOAT BOND|SWIM|TD Ameritrade, Inc.|23989
FLOT|ISHARES FLOAT BOND|SWST|Hilltop Securities Inc.|11718
FLOT|ISHARES FLOAT BOND|TKNG|ALLY INVEST SECURITIES LLC|2150
FLOT|ISHARES FLOAT BOND|TRBT|Tradebot Systems, Inc.|6430
FLOT|ISHARES FLOAT BOND|TWTT|TASTYWORKS, INC.|100
FLOT|ISHARES FLOAT BOND|UBSA|UBS SECURITIES LLC|875565
FLOT|ISHARES FLOAT BOND|UBSS|UBS Securities LLC|1103697
FLOT|ISHARES FLOAT BOND|VALX|VIRTU AMERICAS LLC|22085
FLOT|ISHARES FLOAT BOND|VGRD|Vanguard Marketing Corporation|25964
FLOT|ISHARES FLOAT BOND|VSIN|Vision Financial Markets Llc|124
FLOT|ISHARES FLOAT BOND|WBET|Wallachbeth Capital LLC|875292
FLOT|ISHARES FLOAT BOND|WCHV|WELLS FARGO SECURITIES, LLC|536559
FLOT|ISHARES FLOAT BOND|WEDB|WEDBUSH SECURITIES INC.|6518
FLOT|ISHARES FLOAT BOND|WEED|Weeden & Co.L.P.|530
FLOT|ISHARES FLOAT BOND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25493
FLOT|ISHARES FLOAT BOND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3526
FLOT|ISHARES FLOAT BOND|WGIF|CIBC World Markets Inc.|10050
FLOT|ISHARES FLOAT BOND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|12
FLOT|ISHARES FLOAT BOND|WSEA|WOLVERINE SECURITIES, LLC|172227
FLOT|ISHARES FLOAT BOND|XPUS|XP SECURITIES, LLC|155810
FLOT|ISHARES FLOAT BOND|XSTM|NATIONAL FINANCIAL SERVICES LLC|1682400
FLOT|ISHARES FLOAT BOND|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
FLOT|ISHARES FLOAT BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|557193
FLOW|SPX FLOW, INC.|ALTX|Alternet Securities Inc.|3530
FLOW|SPX FLOW, INC.|ANOS|ABEL/NOSER, L.L.C.|200
FLOW|SPX FLOW, INC.|APCC|Apex Clearing Corporation|1217
FLOW|SPX FLOW, INC.|BATM|CBOE TRADING, INC.|1440
FLOW|SPX FLOW, INC.|BBNT|BB&T SECURITIES, LLC|94
FLOW|SPX FLOW, INC.|BERN|Sanford C. Bernstein & Co., LLC|3912
FLOW|SPX FLOW, INC.|BIDS|BIDS TRADING L.P.|75100
FLOW|SPX FLOW, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|96
FLOW|SPX FLOW, INC.|BLKX|INSTINET, LLC|27200
FLOW|SPX FLOW, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|9350
FLOW|SPX FLOW, INC.|BRVL|BLAYLOCK VAN, LLC|200
FLOW|SPX FLOW, INC.|BTIG|BTIG, LLC|364
FLOW|SPX FLOW, INC.|BYXM|CBOE TRADING, INC.|300
FLOW|SPX FLOW, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1901
FLOW|SPX FLOW, INC.|CANT|Cantor Fitzgerald & Co.|100
FLOW|SPX FLOW, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13452
FLOW|SPX FLOW, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3233
FLOW|SPX FLOW, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FLOW|SPX FLOW, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97906
FLOW|SPX FLOW, INC.|CTDL|Citadel Derivatives Group Llc|5982
FLOW|SPX FLOW, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7908
FLOW|SPX FLOW, INC.|DADA|D.A. Davidson & Co.|15
FLOW|SPX FLOW, INC.|DBAB|Deutsche Bank Securities Inc.|25470
FLOW|SPX FLOW, INC.|DBAX|Deutsche Bank Securities Inc.|165000
FLOW|SPX FLOW, INC.|DBUL|Deutsche Bank Securities Inc.|300
FLOW|SPX FLOW, INC.|DEAN|MORGAN STANLEY|524
FLOW|SPX FLOW, INC.|DEGS|RONIN PROFESSIONAL LLC|772
FLOW|SPX FLOW, INC.|EBXL|EBX LLC|29600
FLOW|SPX FLOW, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1817
FLOW|SPX FLOW, INC.|EDJO|Edward D. Jones & Co., L.P.|318
FLOW|SPX FLOW, INC.|EGAM|CBOE TRADING, INC.|4663
FLOW|SPX FLOW, INC.|EGAW|CBOE TRADING, INC.|100
FLOW|SPX FLOW, INC.|EGXM|CBOE TRADING, INC.|3360
FLOW|SPX FLOW, INC.|EGXW|CBOE TRADING, INC.|803
FLOW|SPX FLOW, INC.|ETBE|Electronic Transaction Clearing, Inc.|1421
FLOW|SPX FLOW, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11545
FLOW|SPX FLOW, INC.|ETRS|E*Trade Securities LLC|40
FLOW|SPX FLOW, INC.|FILL|Tradestation Securities, Inc.|250
FLOW|SPX FLOW, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3074
FLOW|SPX FLOW, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48704
FLOW|SPX FLOW, INC.|FTBR|Foliofn Investments, Inc.|128
FLOW|SPX FLOW, INC.|GLPX|ACS EXECUTION SERVICES, LLC|28382
FLOW|SPX FLOW, INC.|GSCO|GOLDMAN SACHS & CO. LLC|253002
FLOW|SPX FLOW, INC.|GSCS|GOLDMAN SACHS & CO. LLC|592
FLOW|SPX FLOW, INC.|GSLT|GOLDMAN SACHS & CO. LLC|469
FLOW|SPX FLOW, INC.|GTSZ|GTS SECURITIES LLC|23432
FLOW|SPX FLOW, INC.|HPPX|POTAMUS TRADING, LLC|1413
FLOW|SPX FLOW, INC.|HRBF|American Enterprise Investment Services Inc.|102
FLOW|SPX FLOW, INC.|IATS|INTERACTIVE BROKERS LLC|548
FLOW|SPX FLOW, INC.|IBKR|Interactive Brokers Llc|1345
FLOW|SPX FLOW, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2273
FLOW|SPX FLOW, INC.|ICBX|INSTINET, LLC|13174
FLOW|SPX FLOW, INC.|IEQY|CITADEL SECURITIES LLC|7701
FLOW|SPX FLOW, INC.|INCA|INSTINET, LLC|46287
FLOW|SPX FLOW, INC.|INJX|INSTINET, LLC|6858
FLOW|SPX FLOW, INC.|INTL|INTL FCSTONE FINANCIAL INC.|231
FLOW|SPX FLOW, INC.|ITGI|ITG Inc.|15756
FLOW|SPX FLOW, INC.|ITGP|ITG INC.|186000
FLOW|SPX FLOW, INC.|JANY|Janney Montgomery Scott Inc.|309
FLOW|SPX FLOW, INC.|JEFF|JEFFERIES LLC|20540
FLOW|SPX FLOW, INC.|JMPT|JUMP TRADING, LLC|3962
FLOW|SPX FLOW, INC.|JPBX|J.P. MORGAN SECURITIES LLC|12231
FLOW|SPX FLOW, INC.|JPMX|J.P. Morgan Securities LLC|144637
FLOW|SPX FLOW, INC.|JSJX|JANE STREET CAPITAL LLC|3116
FLOW|SPX FLOW, INC.|KCGM|VIRTU Americas LLC|12390
FLOW|SPX FLOW, INC.|LEHM|Barclays Capital Inc./Le|123620
FLOW|SPX FLOW, INC.|LIME|Lime Brokerage LLC|13922
FLOW|SPX FLOW, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|271400
FLOW|SPX FLOW, INC.|LOOP|Loop Capital Markets LLC|75100
FLOW|SPX FLOW, INC.|LQNA|LIQUIDNET, INC.|81300
FLOW|SPX FLOW, INC.|LSCI|Lek Securities Corporation|10
FLOW|SPX FLOW, INC.|MKMP|MKM Partners LLC|700
FLOW|SPX FLOW, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107628
FLOW|SPX FLOW, INC.|MSCO|MORGAN STANLEY & CO. LLC|247176
FLOW|SPX FLOW, INC.|MSPL|MORGAN STANLEY & CO. LLC|60600
FLOW|SPX FLOW, INC.|MSTX|MORGAN STANLEY & CO. LLC|10600
FLOW|SPX FLOW, INC.|NEUB|NEUBERGER BERMAN BD LLC|85
FLOW|SPX FLOW, INC.|NFSC|National Financial Services LLC|135474
FLOW|SPX FLOW, INC.|NITE|VIRTU Americas LLC|35434
FLOW|SPX FLOW, INC.|NQRB|Brut, LLC|903
FLOW|SPX FLOW, INC.|OPCO|Oppenheimer & Co. Inc.|2802
FLOW|SPX FLOW, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|682
FLOW|SPX FLOW, INC.|PDQM|CODA MARKETS, INC.|180471
FLOW|SPX FLOW, INC.|QMSR|QUATTRO M SECURITIES INC.|1400
FLOW|SPX FLOW, INC.|RBCM|RBC CAPITAL MARKETS, LLC|808
FLOW|SPX FLOW, INC.|SAGL|SAGETRADER, LLC|10498
FLOW|SPX FLOW, INC.|SBSH|Citigroup Global Markets Inc.|27829
FLOW|SPX FLOW, INC.|SEIC|SEI Investments Distribution Co.|300
FLOW|SPX FLOW, INC.|SGMT|GOLDMAN SACHS & CO. LLC|34936
FLOW|SPX FLOW, INC.|SPDR|SPEEDROUTE LLC|19980
FLOW|SPX FLOW, INC.|SPTD|MINT GLOBAL MARKETS, INC.|600
FLOW|SPX FLOW, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4742
FLOW|SPX FLOW, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1000
FLOW|SPX FLOW, INC.|SWIM|TD Ameritrade, Inc.|1408
FLOW|SPX FLOW, INC.|SWST|Hilltop Securities Inc.|115
FLOW|SPX FLOW, INC.|TMBR|Timber Hill LLC|111
FLOW|SPX FLOW, INC.|TRBT|Tradebot Systems, Inc.|33880
FLOW|SPX FLOW, INC.|TRCM|TRC MARKETS LLC|11347
FLOW|SPX FLOW, INC.|UBSA|UBS SECURITIES LLC|161863
FLOW|SPX FLOW, INC.|UBSS|UBS Securities LLC|174031
FLOW|SPX FLOW, INC.|VALX|VIRTU AMERICAS LLC|4458
FLOW|SPX FLOW, INC.|VGRD|Vanguard Marketing Corporation|189
FLOW|SPX FLOW, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|499
FLOW|SPX FLOW, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2413
FLOW|SPX FLOW, INC.|WEDB|WEDBUSH SECURITIES INC.|300
FLOW|SPX FLOW, INC.|WEED|Weeden & Co.L.P.|942
FLOW|SPX FLOW, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3676
FLOW|SPX FLOW, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|21
FLOW|SPX FLOW, INC.|WSEA|WOLVERINE SECURITIES, LLC|496
FLOW|SPX FLOW, INC.|XIST|INSTINET, LLC|5828
FLOW|SPX FLOW, INC.|XPQR|Jump Trading|100
FLOW|SPX FLOW, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
FLOW|SPX FLOW, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|8032
FLOW|SPX FLOW, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|144
FLQD|FRANKLIN LIBERTYQ GL|APCC|Apex Clearing Corporation|400
FLQD|FRANKLIN LIBERTYQ GL|CHAS|Charles Schwab & Co., Inc.|1
FLQD|FRANKLIN LIBERTYQ GL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
FLQD|FRANKLIN LIBERTYQ GL|CTDL|Citadel Derivatives Group Llc|300
FLQD|FRANKLIN LIBERTYQ GL|DBAX|Deutsche Bank Securities Inc.|300
FLQD|FRANKLIN LIBERTYQ GL|EBXL|EBX LLC|400
FLQD|FRANKLIN LIBERTYQ GL|ETRS|E*Trade Securities LLC|23
FLQD|FRANKLIN LIBERTYQ GL|ICBX|INSTINET, LLC|200
FLQD|FRANKLIN LIBERTYQ GL|JSJX|JANE STREET CAPITAL LLC|1267
FLQD|FRANKLIN LIBERTYQ GL|LEHM|Barclays Capital Inc./Le|600
FLQD|FRANKLIN LIBERTYQ GL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FLQD|FRANKLIN LIBERTYQ GL|NFSC|National Financial Services LLC|1251
FLQD|FRANKLIN LIBERTYQ GL|NITE|VIRTU Americas LLC|5970
FLQD|FRANKLIN LIBERTYQ GL|RBCM|RBC CAPITAL MARKETS, LLC|356
FLQD|FRANKLIN LIBERTYQ GL|SGMT|GOLDMAN SACHS & CO. LLC|5
FLQD|FRANKLIN LIBERTYQ GL|STFL|Stifel, Nicolaus & Company, Incorporated|425
FLQD|FRANKLIN LIBERTYQ GL|UBSS|UBS Securities LLC|4745
FLQD|FRANKLIN LIBERTYQ GL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|95
FLQE|FRANKLIN LIBERTYQ EM|APCC|Apex Clearing Corporation|1
FLQE|FRANKLIN LIBERTYQ EM|CANT|Cantor Fitzgerald & Co.|2603
FLQE|FRANKLIN LIBERTYQ EM|CTDL|Citadel Derivatives Group Llc|5923
FLQE|FRANKLIN LIBERTYQ EM|DBAX|Deutsche Bank Securities Inc.|100
FLQE|FRANKLIN LIBERTYQ EM|EBXL|EBX LLC|200
FLQE|FRANKLIN LIBERTYQ EM|ETRS|E*Trade Securities LLC|172
FLQE|FRANKLIN LIBERTYQ EM|FTBR|Foliofn Investments, Inc.|3
FLQE|FRANKLIN LIBERTYQ EM|GSCO|GOLDMAN SACHS & CO. LLC|9299
FLQE|FRANKLIN LIBERTYQ EM|HRBF|American Enterprise Investment Services Inc.|350
FLQE|FRANKLIN LIBERTYQ EM|IBKR|Interactive Brokers Llc|90
FLQE|FRANKLIN LIBERTYQ EM|ICBX|INSTINET, LLC|504
FLQE|FRANKLIN LIBERTYQ EM|JANY|Janney Montgomery Scott Inc.|118
FLQE|FRANKLIN LIBERTYQ EM|JSEB|JANE STREET EXECUTION SERVICES, LLC|392100
FLQE|FRANKLIN LIBERTYQ EM|JSJX|JANE STREET CAPITAL LLC|9602
FLQE|FRANKLIN LIBERTYQ EM|KCGM|VIRTU Americas LLC|133
FLQE|FRANKLIN LIBERTYQ EM|LEHM|Barclays Capital Inc./Le|1400
FLQE|FRANKLIN LIBERTYQ EM|LIME|Lime Brokerage LLC|453
FLQE|FRANKLIN LIBERTYQ EM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
FLQE|FRANKLIN LIBERTYQ EM|MSCO|MORGAN STANLEY & CO. LLC|193
FLQE|FRANKLIN LIBERTYQ EM|MSPL|MORGAN STANLEY & CO. LLC|300
FLQE|FRANKLIN LIBERTYQ EM|NFSC|National Financial Services LLC|11901
FLQE|FRANKLIN LIBERTYQ EM|NITE|VIRTU Americas LLC|6243
FLQE|FRANKLIN LIBERTYQ EM|RBCM|RBC CAPITAL MARKETS, LLC|500
FLQE|FRANKLIN LIBERTYQ EM|SGMT|GOLDMAN SACHS & CO. LLC|156
FLQE|FRANKLIN LIBERTYQ EM|UBSA|UBS SECURITIES LLC|5000
FLQE|FRANKLIN LIBERTYQ EM|UBSS|UBS Securities LLC|3491
FLQE|FRANKLIN LIBERTYQ EM|WCHV|WELLS FARGO SECURITIES, LLC|549
FLQE|FRANKLIN LIBERTYQ EM|WGIF|CIBC World Markets Inc.|700
FLQE|FRANKLIN LIBERTYQ EM|WSEA|WOLVERINE SECURITIES, LLC|2
FLQE|FRANKLIN LIBERTYQ EM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1694
FLQG|FRANKLIN LIBERTYQ GL|BANK|Primevest Financial Services, Inc.|3
FLQG|FRANKLIN LIBERTYQ GL|CANT|Cantor Fitzgerald & Co.|5900
FLQG|FRANKLIN LIBERTYQ GL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
FLQG|FRANKLIN LIBERTYQ GL|CTDL|Citadel Derivatives Group Llc|1200
FLQG|FRANKLIN LIBERTYQ GL|ETRS|E*Trade Securities LLC|5
FLQG|FRANKLIN LIBERTYQ GL|IBKR|Interactive Brokers Llc|25
FLQG|FRANKLIN LIBERTYQ GL|ICBX|INSTINET, LLC|400
FLQG|FRANKLIN LIBERTYQ GL|JSJX|JANE STREET CAPITAL LLC|940
FLQG|FRANKLIN LIBERTYQ GL|KCGM|VIRTU Americas LLC|200
FLQG|FRANKLIN LIBERTYQ GL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FLQG|FRANKLIN LIBERTYQ GL|NFSC|National Financial Services LLC|7
FLQG|FRANKLIN LIBERTYQ GL|NITE|VIRTU Americas LLC|16
FLQG|FRANKLIN LIBERTYQ GL|SWIM|TD Ameritrade, Inc.|80
FLQG|FRANKLIN LIBERTYQ GL|UBSA|UBS SECURITIES LLC|300
FLQG|FRANKLIN LIBERTYQ GL|UBSS|UBS Securities LLC|1025
FLQG|FRANKLIN LIBERTYQ GL|VGRD|Vanguard Marketing Corporation|180
FLQG|FRANKLIN LIBERTYQ GL|WGIF|CIBC World Markets Inc.|225
FLQG|FRANKLIN LIBERTYQ GL|WSEA|WOLVERINE SECURITIES, LLC|1
FLQH|FRANKLIN LIBERTYQ IN|BANK|Primevest Financial Services, Inc.|400
FLQH|FRANKLIN LIBERTYQ IN|ETRS|E*Trade Securities LLC|12
FLQH|FRANKLIN LIBERTYQ IN|IBKR|Interactive Brokers Llc|374
FLQH|FRANKLIN LIBERTYQ IN|JSJX|JANE STREET CAPITAL LLC|1981
FLQH|FRANKLIN LIBERTYQ IN|NFSC|National Financial Services LLC|294
FLQH|FRANKLIN LIBERTYQ IN|NITE|VIRTU Americas LLC|965
FLQH|FRANKLIN LIBERTYQ IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|183
FLQL|FRANKLIN LIBERTYQ U.|IBKR|Interactive Brokers Llc|20
FLQL|FRANKLIN LIBERTYQ U.|JSEB|JANE STREET EXECUTION SERVICES, LLC|78900
FLQL|FRANKLIN LIBERTYQ U.|KCGM|VIRTU Americas LLC|450
FLQL|FRANKLIN LIBERTYQ U.|MSCO|MORGAN STANLEY & CO. LLC|200
FLQL|FRANKLIN LIBERTYQ U.|NFSC|National Financial Services LLC|13
FLQL|FRANKLIN LIBERTYQ U.|NITE|VIRTU Americas LLC|13
FLQM|FRANKLIN LIBERTYQ U.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
FLQM|FRANKLIN LIBERTYQ U.|KCGM|VIRTU Americas LLC|300
FLQM|FRANKLIN LIBERTYQ U.|MSCO|MORGAN STANLEY & CO. LLC|1
FLQM|FRANKLIN LIBERTYQ U.|NFSC|National Financial Services LLC|360
FLQM|FRANKLIN LIBERTYQ U.|NITE|VIRTU Americas LLC|204
FLQM|FRANKLIN LIBERTYQ U.|SGMT|GOLDMAN SACHS & CO. LLC|200
FLQM|FRANKLIN LIBERTYQ U.|UBSA|UBS SECURITIES LLC|325
FLQS|FRANKLIN LIBERTYQ U.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|531
FLQS|FRANKLIN LIBERTYQ U.|ETRS|E*Trade Securities LLC|1000
FLQS|FRANKLIN LIBERTYQ U.|LEHM|Barclays Capital Inc./Le|600
FLQS|FRANKLIN LIBERTYQ U.|MSCO|MORGAN STANLEY & CO. LLC|13
FLQS|FRANKLIN LIBERTYQ U.|NFSC|National Financial Services LLC|447
FLQS|FRANKLIN LIBERTYQ U.|NITE|VIRTU Americas LLC|117
FLQS|FRANKLIN LIBERTYQ U.|SGMT|GOLDMAN SACHS & CO. LLC|14
FLR|FLUOR CP (NEW)|ABLE|NATIXIS Securities Americas LLC|6551
FLR|FLUOR CP (NEW)|AGIS|Aegis Capital Corp.|3350
FLR|FLUOR CP (NEW)|ALTX|Alternet Securities Inc.|7278
FLR|FLUOR CP (NEW)|APCC|Apex Clearing Corporation|362
FLR|FLUOR CP (NEW)|BANK|Primevest Financial Services, Inc.|200
FLR|FLUOR CP (NEW)|BARD|Robert W. Baird & Co. Incorporated|2820
FLR|FLUOR CP (NEW)|BATM|CBOE TRADING, INC.|8924
FLR|FLUOR CP (NEW)|BAYC|BAY CREST PARTNERS, LLC|177
FLR|FLUOR CP (NEW)|BAYT|BTIG, LLC|800
FLR|FLUOR CP (NEW)|BBNT|BB&T SECURITIES, LLC|2533
FLR|FLUOR CP (NEW)|BERN|Sanford C. Bernstein & Co., LLC|343394
FLR|FLUOR CP (NEW)|BIDS|BIDS TRADING L.P.|3900
FLR|FLUOR CP (NEW)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24572
FLR|FLUOR CP (NEW)|BNPX|BNP PARIBAS SECURITIES CORP.|177362
FLR|FLUOR CP (NEW)|BTIG|BTIG, LLC|199817
FLR|FLUOR CP (NEW)|BYXM|CBOE TRADING, INC.|395
FLR|FLUOR CP (NEW)|BZYD|GOLDMAN SACHS & CO. LLC|300
FLR|FLUOR CP (NEW)|CANT|Cantor Fitzgerald & Co.|200
FLR|FLUOR CP (NEW)|CHAS|Charles Schwab & Co., Inc.|2662
FLR|FLUOR CP (NEW)|CIBP|CIBC World Markets Corp.|10033
FLR|FLUOR CP (NEW)|CICF|Canaccord Genuity Corp.|100
FLR|FLUOR CP (NEW)|CIST|Capital Institutional Services, Inc.|2393
FLR|FLUOR CP (NEW)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21345
FLR|FLUOR CP (NEW)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10120
FLR|FLUOR CP (NEW)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6639
FLR|FLUOR CP (NEW)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|261091
FLR|FLUOR CP (NEW)|CTDL|Citadel Derivatives Group Llc|55559
FLR|FLUOR CP (NEW)|CXCX|CITIGROUP GLOBAL MARKETS INC.|12710
FLR|FLUOR CP (NEW)|DADA|D.A. Davidson & Co.|1366
FLR|FLUOR CP (NEW)|DAVA|Davenport & Company LLC|370
FLR|FLUOR CP (NEW)|DBAB|Deutsche Bank Securities Inc.|229289
FLR|FLUOR CP (NEW)|DBAX|Deutsche Bank Securities Inc.|260600
FLR|FLUOR CP (NEW)|DBUL|Deutsche Bank Securities Inc.|10032
FLR|FLUOR CP (NEW)|DCHF|Dart Executions, LLC|39
FLR|FLUOR CP (NEW)|DEAN|MORGAN STANLEY|23262
FLR|FLUOR CP (NEW)|DEGS|RONIN PROFESSIONAL LLC|500
FLR|FLUOR CP (NEW)|EBXL|EBX LLC|150600
FLR|FLUOR CP (NEW)|ECUT|CONVERGEX EXECUTION SOLUTIONS|28638
FLR|FLUOR CP (NEW)|EDJO|Edward D. Jones & Co., L.P.|36539
FLR|FLUOR CP (NEW)|EGAM|CBOE TRADING, INC.|20853
FLR|FLUOR CP (NEW)|EGAW|CBOE TRADING, INC.|34
FLR|FLUOR CP (NEW)|EGMT|EG MARKET TECHNOLOGIES LLC|1211
FLR|FLUOR CP (NEW)|EGXM|CBOE TRADING, INC.|1426
FLR|FLUOR CP (NEW)|ETBE|Electronic Transaction Clearing, Inc.|14039
FLR|FLUOR CP (NEW)|ETCC|Electronic Transaction Clearing, Inc.|270
FLR|FLUOR CP (NEW)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39777
FLR|FLUOR CP (NEW)|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|416
FLR|FLUOR CP (NEW)|ETRS|E*Trade Securities LLC|18542
FLR|FLUOR CP (NEW)|FILL|Tradestation Securities, Inc.|2144
FLR|FLUOR CP (NEW)|FINX|FINTECH SECURITIES|300
FLR|FLUOR CP (NEW)|FMAF|NBCN Inc./ CDS|2278
FLR|FLUOR CP (NEW)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|75530
FLR|FLUOR CP (NEW)|FQLS|Quantlab Securities LP|324692
FLR|FLUOR CP (NEW)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117189
FLR|FLUOR CP (NEW)|FTBR|Foliofn Investments, Inc.|2990
FLR|FLUOR CP (NEW)|GEBB|GLOBAL EXECUTION BROKERS, LP|1281
FLR|FLUOR CP (NEW)|GLIS|TD Securities Inc|2604
FLR|FLUOR CP (NEW)|GLPX|ACS EXECUTION SERVICES, LLC|53333
FLR|FLUOR CP (NEW)|GSCO|GOLDMAN SACHS & CO. LLC|1909775
FLR|FLUOR CP (NEW)|GSCS|GOLDMAN SACHS & CO. LLC|653
FLR|FLUOR CP (NEW)|GSLT|GOLDMAN SACHS & CO. LLC|7199
FLR|FLUOR CP (NEW)|GTSZ|GTS SECURITIES LLC|98027
FLR|FLUOR CP (NEW)|HASF|Haywood Securities Inc./CDS|395
FLR|FLUOR CP (NEW)|HPPX|POTAMUS TRADING, LLC|107
FLR|FLUOR CP (NEW)|HRBF|American Enterprise Investment Services Inc.|3702
FLR|FLUOR CP (NEW)|HSBC|HSBC Securities, Inc.|11856
FLR|FLUOR CP (NEW)|IATS|INTERACTIVE BROKERS LLC|6088
FLR|FLUOR CP (NEW)|IBKR|Interactive Brokers Llc|5152
FLR|FLUOR CP (NEW)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|336
FLR|FLUOR CP (NEW)|ICBX|INSTINET, LLC|35305
FLR|FLUOR CP (NEW)|IEQY|CITADEL SECURITIES LLC|144933
FLR|FLUOR CP (NEW)|INCA|INSTINET, LLC|368966
FLR|FLUOR CP (NEW)|INJX|INSTINET, LLC|31056
FLR|FLUOR CP (NEW)|ITGI|ITG Inc.|75135
FLR|FLUOR CP (NEW)|ITGP|ITG INC.|133400
FLR|FLUOR CP (NEW)|JANY|Janney Montgomery Scott Inc.|7714
FLR|FLUOR CP (NEW)|JEFF|JEFFERIES LLC|232166
FLR|FLUOR CP (NEW)|JMPT|JUMP TRADING, LLC|63622
FLR|FLUOR CP (NEW)|JPBX|J.P. MORGAN SECURITIES LLC|78698
FLR|FLUOR CP (NEW)|JPMX|J.P. Morgan Securities LLC|341643
FLR|FLUOR CP (NEW)|JRCO|Johnson Rice & Company L.L.C.|100
FLR|FLUOR CP (NEW)|JSJX|JANE STREET CAPITAL LLC|38600
FLR|FLUOR CP (NEW)|KCGM|VIRTU Americas LLC|19016
FLR|FLUOR CP (NEW)|LEHM|Barclays Capital Inc./Le|600014
FLR|FLUOR CP (NEW)|LIME|Lime Brokerage LLC|80206
FLR|FLUOR CP (NEW)|LQNA|LIQUIDNET, INC.|19000
FLR|FLUOR CP (NEW)|LQNB|LIQUIDNET, INC.|3200
FLR|FLUOR CP (NEW)|LSCI|Lek Securities Corporation|52
FLR|FLUOR CP (NEW)|MACC|Mid Atlantic Capital Corporation|847
FLR|FLUOR CP (NEW)|MACQ|Macquarie Capital (USA) Inc.|900
FLR|FLUOR CP (NEW)|MAXM|Maxim Group LLC|2139
FLR|FLUOR CP (NEW)|MCMF|Raymond James Ltd. Cds|100
FLR|FLUOR CP (NEW)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109914
FLR|FLUOR CP (NEW)|MOTF|MOTIF INVESTING, INC.|12
FLR|FLUOR CP (NEW)|MSCO|MORGAN STANLEY & CO. LLC|1880973
FLR|FLUOR CP (NEW)|MSPL|MORGAN STANLEY & CO. LLC|281400
FLR|FLUOR CP (NEW)|MSTX|MORGAN STANLEY & CO. LLC|176700
FLR|FLUOR CP (NEW)|NFSC|National Financial Services LLC|191735
FLR|FLUOR CP (NEW)|NITE|VIRTU Americas LLC|354019
FLR|FLUOR CP (NEW)|NITP|VIRTU Americas LLC|1000
FLR|FLUOR CP (NEW)|NQRB|Brut, LLC|13155
FLR|FLUOR CP (NEW)|NTBF|BMO Nesbitt Burns Inc./CDS|110
FLR|FLUOR CP (NEW)|NTRC|Northern Trust Securities, Inc.|1903
FLR|FLUOR CP (NEW)|OHOS|TWO SIGMA SECURITIES, LLC|117987
FLR|FLUOR CP (NEW)|OPCO|Oppenheimer & Co. Inc.|1059
FLR|FLUOR CP (NEW)|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
FLR|FLUOR CP (NEW)|PDQM|CODA MARKETS, INC.|67480
FLR|FLUOR CP (NEW)|PHLY|NASDAQ Execution Services, LLC|2200
FLR|FLUOR CP (NEW)|PWJC|UBS Financial Services, Inc.|22
FLR|FLUOR CP (NEW)|QMSR|QUATTRO M SECURITIES INC.|2499
FLR|FLUOR CP (NEW)|RBCM|RBC CAPITAL MARKETS, LLC|8738
FLR|FLUOR CP (NEW)|SAGL|SAGETRADER, LLC|39627
FLR|FLUOR CP (NEW)|SALI|INTL FCSTONE FINANCIAL INC.|185
FLR|FLUOR CP (NEW)|SBRX|MURIEL SIEBERT & CO INC|100
FLR|FLUOR CP (NEW)|SBSH|Citigroup Global Markets Inc.|142634
FLR|FLUOR CP (NEW)|SEIC|SEI Investments Distribution Co.|100
FLR|FLUOR CP (NEW)|SGMT|GOLDMAN SACHS & CO. LLC|100148
FLR|FLUOR CP (NEW)|SJLS|TRADE INFORMATICS LLC|300
FLR|FLUOR CP (NEW)|SPDR|SPEEDROUTE LLC|13600
FLR|FLUOR CP (NEW)|SPHN|Stephens Inc.|117
FLR|FLUOR CP (NEW)|STFL|Stifel, Nicolaus & Company, Incorporated|9226
FLR|FLUOR CP (NEW)|STKP|STOCKPILE INVESTMENTS, INC.|158
FLR|FLUOR CP (NEW)|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9865
FLR|FLUOR CP (NEW)|SWIM|TD Ameritrade, Inc.|21648
FLR|FLUOR CP (NEW)|SWST|Hilltop Securities Inc.|602
FLR|FLUOR CP (NEW)|TAGC|TELSEY ADVISORY GROUP LLC|18173
FLR|FLUOR CP (NEW)|TKNG|ALLY INVEST SECURITIES LLC|1387
FLR|FLUOR CP (NEW)|TRBT|Tradebot Systems, Inc.|298719
FLR|FLUOR CP (NEW)|TRCM|TRC MARKETS LLC|290204
FLR|FLUOR CP (NEW)|TWTT|TASTYWORKS, INC.|100
FLR|FLUOR CP (NEW)|UBSA|UBS SECURITIES LLC|386703
FLR|FLUOR CP (NEW)|UBSS|UBS Securities LLC|552749
FLR|FLUOR CP (NEW)|VALX|VIRTU AMERICAS LLC|8115
FLR|FLUOR CP (NEW)|VERT|The Vertical Trading Group, LLC|700
FLR|FLUOR CP (NEW)|VGRD|Vanguard Marketing Corporation|5339
FLR|FLUOR CP (NEW)|WABR|Wall Street Access|9277
FLR|FLUOR CP (NEW)|WBLR|WILLIAM BLAIR|11
FLR|FLUOR CP (NEW)|WBPX|SUMMIT SECURITIES GROUP, LLC|3524
FLR|FLUOR CP (NEW)|WCHV|WELLS FARGO SECURITIES, LLC|106481
FLR|FLUOR CP (NEW)|WEDB|WEDBUSH SECURITIES INC.|8294
FLR|FLUOR CP (NEW)|WEED|Weeden & Co.L.P.|3800
FLR|FLUOR CP (NEW)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13865
FLR|FLUOR CP (NEW)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23393
FLR|FLUOR CP (NEW)|WGIF|CIBC World Markets Inc.|697
FLR|FLUOR CP (NEW)|WLTH|WEALTHFRONT BROKERAGE CORPORATION|728
FLR|FLUOR CP (NEW)|WSEA|WOLVERINE SECURITIES, LLC|5262
FLR|FLUOR CP (NEW)|XIST|INSTINET, LLC|37056
FLR|FLUOR CP (NEW)|XPQR|Jump Trading|1800
FLR|FLUOR CP (NEW)|XSTM|NATIONAL FINANCIAL SERVICES LLC|31222
FLR|FLUOR CP (NEW)|YKNA|COMHAR CAPITAL MARKETS, LLC|1440
FLRN|SPDR BB INV GRD FLT|ALTX|Alternet Securities Inc.|7389
FLRN|SPDR BB INV GRD FLT|ANOS|ABEL/NOSER, L.L.C.|439
FLRN|SPDR BB INV GRD FLT|APCC|Apex Clearing Corporation|3687
FLRN|SPDR BB INV GRD FLT|BANK|Primevest Financial Services, Inc.|7611
FLRN|SPDR BB INV GRD FLT|BARD|Robert W. Baird & Co. Incorporated|48917
FLRN|SPDR BB INV GRD FLT|BBNT|BB&T SECURITIES, LLC|28495
FLRN|SPDR BB INV GRD FLT|BERN|Sanford C. Bernstein & Co., LLC|5132
FLRN|SPDR BB INV GRD FLT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79220
FLRN|SPDR BB INV GRD FLT|CANT|Cantor Fitzgerald & Co.|1727007
FLRN|SPDR BB INV GRD FLT|CHAS|Charles Schwab & Co., Inc.|946281
FLRN|SPDR BB INV GRD FLT|CIST|Capital Institutional Services, Inc.|2212
FLRN|SPDR BB INV GRD FLT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33998
FLRN|SPDR BB INV GRD FLT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FLRN|SPDR BB INV GRD FLT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000139
FLRN|SPDR BB INV GRD FLT|CSIN|Citadel Securities Institutional LLC|1027272
FLRN|SPDR BB INV GRD FLT|CTDL|Citadel Derivatives Group Llc|1022232
FLRN|SPDR BB INV GRD FLT|CXCX|CITIGROUP GLOBAL MARKETS INC.|129780
FLRN|SPDR BB INV GRD FLT|DADA|D.A. Davidson & Co.|964
FLRN|SPDR BB INV GRD FLT|DBAX|Deutsche Bank Securities Inc.|204500
FLRN|SPDR BB INV GRD FLT|DEAN|MORGAN STANLEY|17894
FLRN|SPDR BB INV GRD FLT|EBXL|EBX LLC|200300
FLRN|SPDR BB INV GRD FLT|ECUT|CONVERGEX EXECUTION SOLUTIONS|280
FLRN|SPDR BB INV GRD FLT|EDJC|Edward Jones / CDS|323
FLRN|SPDR BB INV GRD FLT|EDJO|Edward D. Jones & Co., L.P.|12982
FLRN|SPDR BB INV GRD FLT|EGAM|CBOE TRADING, INC.|8401
FLRN|SPDR BB INV GRD FLT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
FLRN|SPDR BB INV GRD FLT|ETRS|E*Trade Securities LLC|29389
FLRN|SPDR BB INV GRD FLT|FIDT|Fidelity Clearing Canada ULC./ CDS|512
FLRN|SPDR BB INV GRD FLT|FILL|Tradestation Securities, Inc.|12919
FLRN|SPDR BB INV GRD FLT|FINX|FINTECH SECURITIES|5490
FLRN|SPDR BB INV GRD FLT|FLTU|FLOW TRADERS US LLC|371740
FLRN|SPDR BB INV GRD FLT|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|82000
FLRN|SPDR BB INV GRD FLT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19895
FLRN|SPDR BB INV GRD FLT|FTBR|Foliofn Investments, Inc.|85783
FLRN|SPDR BB INV GRD FLT|GEBB|GLOBAL EXECUTION BROKERS, LP|47750
FLRN|SPDR BB INV GRD FLT|GSCO|GOLDMAN SACHS & CO. LLC|122608
FLRN|SPDR BB INV GRD FLT|GSLT|GOLDMAN SACHS & CO. LLC|2068
FLRN|SPDR BB INV GRD FLT|GTSZ|GTS SECURITIES LLC|800
FLRN|SPDR BB INV GRD FLT|HRBF|American Enterprise Investment Services Inc.|149739
FLRN|SPDR BB INV GRD FLT|IATS|INTERACTIVE BROKERS LLC|22405
FLRN|SPDR BB INV GRD FLT|IBKR|Interactive Brokers Llc|17766
FLRN|SPDR BB INV GRD FLT|ICBX|INSTINET, LLC|443093
FLRN|SPDR BB INV GRD FLT|INCA|INSTINET, LLC|2222484
FLRN|SPDR BB INV GRD FLT|ITGI|ITG Inc.|9460
FLRN|SPDR BB INV GRD FLT|ITGP|ITG INC.|121600
FLRN|SPDR BB INV GRD FLT|JANY|Janney Montgomery Scott Inc.|2835
FLRN|SPDR BB INV GRD FLT|JMPT|JUMP TRADING, LLC|10916
FLRN|SPDR BB INV GRD FLT|JPMX|J.P. Morgan Securities LLC|375522
FLRN|SPDR BB INV GRD FLT|JSEB|JANE STREET EXECUTION SERVICES, LLC|2439650
FLRN|SPDR BB INV GRD FLT|JSJX|JANE STREET CAPITAL LLC|808813
FLRN|SPDR BB INV GRD FLT|KCGM|VIRTU Americas LLC|235557
FLRN|SPDR BB INV GRD FLT|LEHM|Barclays Capital Inc./Le|560582
FLRN|SPDR BB INV GRD FLT|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|9300
FLRN|SPDR BB INV GRD FLT|LIME|Lime Brokerage LLC|1000
FLRN|SPDR BB INV GRD FLT|MACC|Mid Atlantic Capital Corporation|16683
FLRN|SPDR BB INV GRD FLT|MACQ|Macquarie Capital (USA) Inc.|100
FLRN|SPDR BB INV GRD FLT|MCMF|Raymond James Ltd. Cds|220
FLRN|SPDR BB INV GRD FLT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|344734
FLRN|SPDR BB INV GRD FLT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|13973
FLRN|SPDR BB INV GRD FLT|MSCO|MORGAN STANLEY & CO. LLC|144575
FLRN|SPDR BB INV GRD FLT|MSPL|MORGAN STANLEY & CO. LLC|397900
FLRN|SPDR BB INV GRD FLT|NBCS|NBC Securities, INC.|11891
FLRN|SPDR BB INV GRD FLT|NFSC|National Financial Services LLC|721922
FLRN|SPDR BB INV GRD FLT|NITE|VIRTU Americas LLC|2504832
FLRN|SPDR BB INV GRD FLT|NITP|VIRTU Americas LLC|14980
FLRN|SPDR BB INV GRD FLT|NTBF|BMO Nesbitt Burns Inc./CDS|4489
FLRN|SPDR BB INV GRD FLT|NTRC|Northern Trust Securities, Inc.|1000
FLRN|SPDR BB INV GRD FLT|OLDM|OLD MISSION CAPITAL, LLC|2900
FLRN|SPDR BB INV GRD FLT|OPCO|Oppenheimer & Co. Inc.|5189
FLRN|SPDR BB INV GRD FLT|PDQM|CODA MARKETS, INC.|57364
FLRN|SPDR BB INV GRD FLT|RBCM|RBC CAPITAL MARKETS, LLC|20077
FLRN|SPDR BB INV GRD FLT|SAGL|SAGETRADER, LLC|2700
FLRN|SPDR BB INV GRD FLT|SBSH|Citigroup Global Markets Inc.|5480
FLRN|SPDR BB INV GRD FLT|SEIC|SEI Investments Distribution Co.|5180
FLRN|SPDR BB INV GRD FLT|SGMT|GOLDMAN SACHS & CO. LLC|134924
FLRN|SPDR BB INV GRD FLT|STFL|Stifel, Nicolaus & Company, Incorporated|11494
FLRN|SPDR BB INV GRD FLT|SWIM|TD Ameritrade, Inc.|10572
FLRN|SPDR BB INV GRD FLT|SWST|Hilltop Securities Inc.|4271
FLRN|SPDR BB INV GRD FLT|TKNG|ALLY INVEST SECURITIES LLC|78
FLRN|SPDR BB INV GRD FLT|TRCM|TRC MARKETS LLC|400
FLRN|SPDR BB INV GRD FLT|UBSA|UBS SECURITIES LLC|982972
FLRN|SPDR BB INV GRD FLT|UBSS|UBS Securities LLC|721760
FLRN|SPDR BB INV GRD FLT|VALX|VIRTU AMERICAS LLC|5462
FLRN|SPDR BB INV GRD FLT|VGRD|Vanguard Marketing Corporation|25929
FLRN|SPDR BB INV GRD FLT|WCHV|WELLS FARGO SECURITIES, LLC|353270
FLRN|SPDR BB INV GRD FLT|WEDB|WEDBUSH SECURITIES INC.|5991
FLRN|SPDR BB INV GRD FLT|WEED|Weeden & Co.L.P.|2490
FLRN|SPDR BB INV GRD FLT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3796
FLRN|SPDR BB INV GRD FLT|WGIF|CIBC World Markets Inc.|104
FLRN|SPDR BB INV GRD FLT|WSEA|WOLVERINE SECURITIES, LLC|11653
FLRN|SPDR BB INV GRD FLT|XPUS|XP SECURITIES, LLC|700
FLRN|SPDR BB INV GRD FLT|XSTM|NATIONAL FINANCIAL SERVICES LLC|647182
FLRN|SPDR BB INV GRD FLT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|193857
FLRT|ADVISORSHARES PACIFI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2729
FLRT|ADVISORSHARES PACIFI|ETRS|E*Trade Securities LLC|2
FLRT|ADVISORSHARES PACIFI|FTBR|Foliofn Investments, Inc.|10
FLRT|ADVISORSHARES PACIFI|IBKR|Interactive Brokers Llc|100
FLRT|ADVISORSHARES PACIFI|JSJX|JANE STREET CAPITAL LLC|2400
FLRT|ADVISORSHARES PACIFI|LIME|Lime Brokerage LLC|29
FLRT|ADVISORSHARES PACIFI|NATL|National Securities Corporation|1400
FLRT|ADVISORSHARES PACIFI|NBCS|NBC Securities, INC.|100
FLRT|ADVISORSHARES PACIFI|NFSC|National Financial Services LLC|190
FLRT|ADVISORSHARES PACIFI|NITE|VIRTU Americas LLC|550
FLRT|ADVISORSHARES PACIFI|SBSH|Citigroup Global Markets Inc.|122
FLRT|ADVISORSHARES PACIFI|SWIM|TD Ameritrade, Inc.|700
FLRT|ADVISORSHARES PACIFI|UBSA|UBS SECURITIES LLC|100
FLRT|ADVISORSHARES PACIFI|UBSS|UBS Securities LLC|1620
FLRT|ADVISORSHARES PACIFI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|350
FLRU|FRANKLIN FTSE RUSSIA|APCC|Apex Clearing Corporation|1
FLRU|FRANKLIN FTSE RUSSIA|DEAN|MORGAN STANLEY|165
FLRU|FRANKLIN FTSE RUSSIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|198253
FLRU|FRANKLIN FTSE RUSSIA|JSJX|JANE STREET CAPITAL LLC|209
FLRU|FRANKLIN FTSE RUSSIA|KCGM|VIRTU Americas LLC|93
FLRU|FRANKLIN FTSE RUSSIA|MSCO|MORGAN STANLEY & CO. LLC|8
FLRU|FRANKLIN FTSE RUSSIA|NFSC|National Financial Services LLC|1180
FLRU|FRANKLIN FTSE RUSSIA|NITE|VIRTU Americas LLC|1338
FLRU|FRANKLIN FTSE RUSSIA|RBCM|RBC CAPITAL MARKETS, LLC|35
FLRU|FRANKLIN FTSE RUSSIA|UBSS|UBS Securities LLC|314
FLRU|FRANKLIN FTSE RUSSIA|VGRD|Vanguard Marketing Corporation|52
FLRU|FRANKLIN FTSE RUSSIA|WCHV|WELLS FARGO SECURITIES, LLC|4
FLRU|FRANKLIN FTSE RUSSIA|WSEA|WOLVERINE SECURITIES, LLC|26
FLS|FLOWSERVE CP|ABLE|NATIXIS Securities Americas LLC|277718
FLS|FLOWSERVE CP|ALTX|Alternet Securities Inc.|10847
FLS|FLOWSERVE CP|ANOS|ABEL/NOSER, L.L.C.|500
FLS|FLOWSERVE CP|APCC|Apex Clearing Corporation|100
FLS|FLOWSERVE CP|BARD|Robert W. Baird & Co. Incorporated|2401
FLS|FLOWSERVE CP|BATM|CBOE TRADING, INC.|6255
FLS|FLOWSERVE CP|BAYC|BAY CREST PARTNERS, LLC|1052
FLS|FLOWSERVE CP|BAYT|BTIG, LLC|800
FLS|FLOWSERVE CP|BBNT|BB&T SECURITIES, LLC|1974
FLS|FLOWSERVE CP|BERN|Sanford C. Bernstein & Co., LLC|145206
FLS|FLOWSERVE CP|BIDS|BIDS TRADING L.P.|400
FLS|FLOWSERVE CP|BIMI|Banca IMI Securities Corp.|1250
FLS|FLOWSERVE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8715
FLS|FLOWSERVE CP|BLKX|INSTINET, LLC|35000
FLS|FLOWSERVE CP|BMOC|BMO Capital Markets Corp.|380
FLS|FLOWSERVE CP|BNPX|BNP PARIBAS SECURITIES CORP.|221782
FLS|FLOWSERVE CP|BTIG|BTIG, LLC|1491
FLS|FLOWSERVE CP|BYXM|CBOE TRADING, INC.|2100
FLS|FLOWSERVE CP|CHAS|Charles Schwab & Co., Inc.|156
FLS|FLOWSERVE CP|CIBP|CIBC World Markets Corp.|9369
FLS|FLOWSERVE CP|CICF|Canaccord Genuity Corp.|43
FLS|FLOWSERVE CP|CIST|Capital Institutional Services, Inc.|50
FLS|FLOWSERVE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37857
FLS|FLOWSERVE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14984
FLS|FLOWSERVE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4887
FLS|FLOWSERVE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|525302
FLS|FLOWSERVE CP|CTDL|Citadel Derivatives Group Llc|5532
FLS|FLOWSERVE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|52812
FLS|FLOWSERVE CP|DADA|D.A. Davidson & Co.|9103
FLS|FLOWSERVE CP|DBAB|Deutsche Bank Securities Inc.|284768
FLS|FLOWSERVE CP|DBAX|Deutsche Bank Securities Inc.|256400
FLS|FLOWSERVE CP|DBUL|Deutsche Bank Securities Inc.|10631
FLS|FLOWSERVE CP|DCHF|Dart Executions, LLC|1370
FLS|FLOWSERVE CP|DEAN|MORGAN STANLEY|3885
FLS|FLOWSERVE CP|DEGS|RONIN PROFESSIONAL LLC|100
FLS|FLOWSERVE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
FLS|FLOWSERVE CP|DRWK|DRW SECURITIES, L.L.C.|2316
FLS|FLOWSERVE CP|EBXL|EBX LLC|191400
FLS|FLOWSERVE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|27202
FLS|FLOWSERVE CP|EDJO|Edward D. Jones & Co., L.P.|382
FLS|FLOWSERVE CP|EGAM|CBOE TRADING, INC.|24931
FLS|FLOWSERVE CP|EGAW|CBOE TRADING, INC.|380
FLS|FLOWSERVE CP|EGMT|EG MARKET TECHNOLOGIES LLC|800
FLS|FLOWSERVE CP|EGXM|CBOE TRADING, INC.|6454
FLS|FLOWSERVE CP|EGXW|CBOE TRADING, INC.|92
FLS|FLOWSERVE CP|ETBE|Electronic Transaction Clearing, Inc.|15434
FLS|FLOWSERVE CP|ETCC|Electronic Transaction Clearing, Inc.|723
FLS|FLOWSERVE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19154
FLS|FLOWSERVE CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1965
FLS|FLOWSERVE CP|ETRS|E*Trade Securities LLC|15618
FLS|FLOWSERVE CP|FBSB|U.S. Bancorp Investments, Inc.|32
FLS|FLOWSERVE CP|FIDT|Fidelity Clearing Canada ULC./ CDS|1
FLS|FLOWSERVE CP|FILL|Tradestation Securities, Inc.|339
FLS|FLOWSERVE CP|FINX|FINTECH SECURITIES|100
FLS|FLOWSERVE CP|FINZ|FINTECH SECURITIES|300
FLS|FLOWSERVE CP|FMAF|NBCN Inc./ CDS|3286
FLS|FLOWSERVE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9600
FLS|FLOWSERVE CP|FQLS|Quantlab Securities LP|440825
FLS|FLOWSERVE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133586
FLS|FLOWSERVE CP|FTBR|Foliofn Investments, Inc.|2298
FLS|FLOWSERVE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|837
FLS|FLOWSERVE CP|GLIS|TD Securities Inc|1433
FLS|FLOWSERVE CP|GLPX|ACS EXECUTION SERVICES, LLC|52327
FLS|FLOWSERVE CP|GSCO|GOLDMAN SACHS & CO. LLC|1117462
FLS|FLOWSERVE CP|GSCS|GOLDMAN SACHS & CO. LLC|3552
FLS|FLOWSERVE CP|GSLT|GOLDMAN SACHS & CO. LLC|19510
FLS|FLOWSERVE CP|GTSZ|GTS SECURITIES LLC|130838
FLS|FLOWSERVE CP|HAPX|HAP Trading, LLC|2108
FLS|FLOWSERVE CP|HPPX|POTAMUS TRADING, LLC|1061
FLS|FLOWSERVE CP|HRBF|American Enterprise Investment Services Inc.|288
FLS|FLOWSERVE CP|HSBC|HSBC Securities, Inc.|4318
FLS|FLOWSERVE CP|IATS|INTERACTIVE BROKERS LLC|6009
FLS|FLOWSERVE CP|IBKR|Interactive Brokers Llc|10003
FLS|FLOWSERVE CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|474
FLS|FLOWSERVE CP|ICBX|INSTINET, LLC|47640
FLS|FLOWSERVE CP|IEQY|CITADEL SECURITIES LLC|237102
FLS|FLOWSERVE CP|IMPC|Imperial Capital, LLC|100
FLS|FLOWSERVE CP|INCA|INSTINET, LLC|615850
FLS|FLOWSERVE CP|INJX|INSTINET, LLC|5868
FLS|FLOWSERVE CP|ITGI|ITG Inc.|37148
FLS|FLOWSERVE CP|ITGP|ITG INC.|172800
FLS|FLOWSERVE CP|JANY|Janney Montgomery Scott Inc.|435
FLS|FLOWSERVE CP|JEFF|JEFFERIES LLC|143724
FLS|FLOWSERVE CP|JMPT|JUMP TRADING, LLC|91771
FLS|FLOWSERVE CP|JONE|JonesTrading|40000
FLS|FLOWSERVE CP|JPBX|J.P. MORGAN SECURITIES LLC|121340
FLS|FLOWSERVE CP|JPMX|J.P. Morgan Securities LLC|365427
FLS|FLOWSERVE CP|JRCO|Johnson Rice & Company L.L.C.|3981
FLS|FLOWSERVE CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|42668
FLS|FLOWSERVE CP|JSJX|JANE STREET CAPITAL LLC|50556
FLS|FLOWSERVE CP|KCGM|VIRTU Americas LLC|32758
FLS|FLOWSERVE CP|KEYB|KEYBANC CAPITAL MARKETS INC.|24973
FLS|FLOWSERVE CP|LEHM|Barclays Capital Inc./Le|553371
FLS|FLOWSERVE CP|LIME|Lime Brokerage LLC|107125
FLS|FLOWSERVE CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|880998
FLS|FLOWSERVE CP|LOOP|Loop Capital Markets LLC|399
FLS|FLOWSERVE CP|LQNA|LIQUIDNET, INC.|46500
FLS|FLOWSERVE CP|LQNB|LIQUIDNET, INC.|332
FLS|FLOWSERVE CP|LSCI|Lek Securities Corporation|2596
FLS|FLOWSERVE CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FLS|FLOWSERVE CP|MACQ|Macquarie Capital (USA) Inc.|500
FLS|FLOWSERVE CP|MAXM|Maxim Group LLC|332
FLS|FLOWSERVE CP|MBTS|ALLY INVEST SECURITIES LLC|400
FLS|FLOWSERVE CP|MKMP|MKM Partners LLC|16700
FLS|FLOWSERVE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102522
FLS|FLOWSERVE CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
FLS|FLOWSERVE CP|MNDX|TJM Investments, LLC|1980
FLS|FLOWSERVE CP|MSCO|MORGAN STANLEY & CO. LLC|1554545
FLS|FLOWSERVE CP|MSPL|MORGAN STANLEY & CO. LLC|304700
FLS|FLOWSERVE CP|MSTX|MORGAN STANLEY & CO. LLC|169400
FLS|FLOWSERVE CP|MULL|MARK J. MULLER EQUITIES, INC.|1110
FLS|FLOWSERVE CP|NFSC|National Financial Services LLC|236427
FLS|FLOWSERVE CP|NITE|VIRTU Americas LLC|245350
FLS|FLOWSERVE CP|NITP|VIRTU Americas LLC|1890
FLS|FLOWSERVE CP|NQRB|Brut, LLC|17804
FLS|FLOWSERVE CP|NTBF|BMO Nesbitt Burns Inc./CDS|272
FLS|FLOWSERVE CP|NTRC|Northern Trust Securities, Inc.|350
FLS|FLOWSERVE CP|OHOS|TWO SIGMA SECURITIES, LLC|71252
FLS|FLOWSERVE CP|OPCO|Oppenheimer & Co. Inc.|69245
FLS|FLOWSERVE CP|PCPT|PHILLIP CAPITAL INC.|170
FLS|FLOWSERVE CP|PDQM|CODA MARKETS, INC.|96106
FLS|FLOWSERVE CP|PHLY|NASDAQ Execution Services, LLC|2400
FLS|FLOWSERVE CP|PWJC|UBS Financial Services, Inc.|800
FLS|FLOWSERVE CP|QMSR|QUATTRO M SECURITIES INC.|4322
FLS|FLOWSERVE CP|RBCM|RBC CAPITAL MARKETS, LLC|924
FLS|FLOWSERVE CP|SAGL|SAGETRADER, LLC|23935
FLS|FLOWSERVE CP|SAGW|SAGETRADER, LLC|704
FLS|FLOWSERVE CP|SBSH|Citigroup Global Markets Inc.|97250
FLS|FLOWSERVE CP|SEIC|SEI Investments Distribution Co.|300
FLS|FLOWSERVE CP|SGMT|GOLDMAN SACHS & CO. LLC|113208
FLS|FLOWSERVE CP|SIBO|Prime Executions, Inc.|9891
FLS|FLOWSERVE CP|SPDR|SPEEDROUTE LLC|13350
FLS|FLOWSERVE CP|SPGS|Sea Port Group Securities, LLC|1200
FLS|FLOWSERVE CP|SPHN|Stephens Inc.|52324
FLS|FLOWSERVE CP|STFL|Stifel, Nicolaus & Company, Incorporated|2154
FLS|FLOWSERVE CP|STKP|STOCKPILE INVESTMENTS, INC.|2
FLS|FLOWSERVE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4982
FLS|FLOWSERVE CP|SWIM|TD Ameritrade, Inc.|1284
FLS|FLOWSERVE CP|SWST|Hilltop Securities Inc.|698
FLS|FLOWSERVE CP|TAGC|TELSEY ADVISORY GROUP LLC|11447
FLS|FLOWSERVE CP|TKNG|ALLY INVEST SECURITIES LLC|100
FLS|FLOWSERVE CP|TRBT|Tradebot Systems, Inc.|195745
FLS|FLOWSERVE CP|TRCM|TRC MARKETS LLC|303116
FLS|FLOWSERVE CP|TWTT|TASTYWORKS, INC.|800
FLS|FLOWSERVE CP|UBSA|UBS SECURITIES LLC|521522
FLS|FLOWSERVE CP|UBSS|UBS Securities LLC|786894
FLS|FLOWSERVE CP|VALX|VIRTU AMERICAS LLC|10619
FLS|FLOWSERVE CP|VGRD|Vanguard Marketing Corporation|1230
FLS|FLOWSERVE CP|WABR|Wall Street Access|5300
FLS|FLOWSERVE CP|WBLR|WILLIAM BLAIR|35
FLS|FLOWSERVE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2845
FLS|FLOWSERVE CP|WCHV|WELLS FARGO SECURITIES, LLC|80090
FLS|FLOWSERVE CP|WDNX|WEEDEN & CO.L.P.|13824
FLS|FLOWSERVE CP|WEDB|WEDBUSH SECURITIES INC.|7307
FLS|FLOWSERVE CP|WEED|Weeden & Co.L.P.|100
FLS|FLOWSERVE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10626
FLS|FLOWSERVE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5514
FLS|FLOWSERVE CP|WGIF|CIBC World Markets Inc.|1342
FLS|FLOWSERVE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1073
FLS|FLOWSERVE CP|WSEA|WOLVERINE SECURITIES, LLC|2254
FLS|FLOWSERVE CP|XIST|INSTINET, LLC|49044
FLS|FLOWSERVE CP|XPQR|Jump Trading|1649
FLS|FLOWSERVE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|13648
FLS|FLOWSERVE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
FLS|FLOWSERVE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1460
FLSW|FRANKLIN FTSE SWITZE|JSJX|JANE STREET CAPITAL LLC|1071
FLSW|FRANKLIN FTSE SWITZE|NFSC|National Financial Services LLC|65
FLSW|FRANKLIN FTSE SWITZE|NITE|VIRTU Americas LLC|1143
FLSW|FRANKLIN FTSE SWITZE|UBSS|UBS Securities LLC|1062
FLSW|FRANKLIN FTSE SWITZE|VGRD|Vanguard Marketing Corporation|1000
FLT|FLEETCOR TECH|ABLE|NATIXIS Securities Americas LLC|6990
FLT|FLEETCOR TECH|ALTX|Alternet Securities Inc.|28620
FLT|FLEETCOR TECH|ANOS|ABEL/NOSER, L.L.C.|16
FLT|FLEETCOR TECH|APCC|Apex Clearing Corporation|1099
FLT|FLEETCOR TECH|BANK|Primevest Financial Services, Inc.|8
FLT|FLEETCOR TECH|BARD|Robert W. Baird & Co. Incorporated|695
FLT|FLEETCOR TECH|BATM|CBOE TRADING, INC.|17862
FLT|FLEETCOR TECH|BAYC|BAY CREST PARTNERS, LLC|7775
FLT|FLEETCOR TECH|BAYT|BTIG, LLC|800
FLT|FLEETCOR TECH|BBNT|BB&T SECURITIES, LLC|188
FLT|FLEETCOR TECH|BERN|Sanford C. Bernstein & Co., LLC|89489
FLT|FLEETCOR TECH|BGCE|BGC Financial Inc.|460
FLT|FLEETCOR TECH|BIDS|BIDS TRADING L.P.|16700
FLT|FLEETCOR TECH|BKCM|BNY Mellon Capital Markets LLC|46
FLT|FLEETCOR TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5014
FLT|FLEETCOR TECH|BLKX|INSTINET, LLC|5720
FLT|FLEETCOR TECH|BNPX|BNP PARIBAS SECURITIES CORP.|45770
FLT|FLEETCOR TECH|BTIG|BTIG, LLC|41546
FLT|FLEETCOR TECH|BYXM|CBOE TRADING, INC.|1710
FLT|FLEETCOR TECH|BZYD|GOLDMAN SACHS & CO. LLC|300
FLT|FLEETCOR TECH|CABR|Cabrera Capital Markets, Inc.|121
FLT|FLEETCOR TECH|CANT|Cantor Fitzgerald & Co.|7931
FLT|FLEETCOR TECH|CBLC|CITIGROUP GLOBAL MARKETS INC.|41288
FLT|FLEETCOR TECH|CHAS|Charles Schwab & Co., Inc.|1790
FLT|FLEETCOR TECH|CHDN|CHARDAN CAPITAL MARKETS LLC|525
FLT|FLEETCOR TECH|CIBP|CIBC World Markets Corp.|20839
FLT|FLEETCOR TECH|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
FLT|FLEETCOR TECH|CIST|Capital Institutional Services, Inc.|2171
FLT|FLEETCOR TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177645
FLT|FLEETCOR TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|115904
FLT|FLEETCOR TECH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11071
FLT|FLEETCOR TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|681312
FLT|FLEETCOR TECH|CTDL|Citadel Derivatives Group Llc|20890
FLT|FLEETCOR TECH|CTLR|CUTLER GROUP, LP|7504
FLT|FLEETCOR TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|50526
FLT|FLEETCOR TECH|DADA|D.A. Davidson & Co.|45
FLT|FLEETCOR TECH|DBAB|Deutsche Bank Securities Inc.|269411
FLT|FLEETCOR TECH|DBAX|Deutsche Bank Securities Inc.|480600
FLT|FLEETCOR TECH|DBUL|Deutsche Bank Securities Inc.|5305
FLT|FLEETCOR TECH|DCHF|Dart Executions, LLC|11411
FLT|FLEETCOR TECH|DEAN|MORGAN STANLEY|12568
FLT|FLEETCOR TECH|DEGS|RONIN PROFESSIONAL LLC|200
FLT|FLEETCOR TECH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14015
FLT|FLEETCOR TECH|EBXL|EBX LLC|309500
FLT|FLEETCOR TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|18464
FLT|FLEETCOR TECH|EDJO|Edward D. Jones & Co., L.P.|106
FLT|FLEETCOR TECH|EGAM|CBOE TRADING, INC.|66994
FLT|FLEETCOR TECH|EGAW|CBOE TRADING, INC.|36
FLT|FLEETCOR TECH|EGMT|EG MARKET TECHNOLOGIES LLC|1521
FLT|FLEETCOR TECH|EGXM|CBOE TRADING, INC.|3531
FLT|FLEETCOR TECH|ESPO|ESPOSITO SECURITIES, LLC|11
FLT|FLEETCOR TECH|ETBE|Electronic Transaction Clearing, Inc.|43718
FLT|FLEETCOR TECH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
FLT|FLEETCOR TECH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
FLT|FLEETCOR TECH|ETCB|ETC BROKERAGE SERVICES, LLC|15
FLT|FLEETCOR TECH|ETCC|Electronic Transaction Clearing, Inc.|246
FLT|FLEETCOR TECH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|63789
FLT|FLEETCOR TECH|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
FLT|FLEETCOR TECH|ETRS|E*Trade Securities LLC|34438
FLT|FLEETCOR TECH|FBSB|U.S. Bancorp Investments, Inc.|28
FLT|FLEETCOR TECH|FILL|Tradestation Securities, Inc.|8546
FLT|FLEETCOR TECH|FINX|FINTECH SECURITIES|111
FLT|FLEETCOR TECH|FMAF|NBCN Inc./ CDS|3442
FLT|FLEETCOR TECH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|58714
FLT|FLEETCOR TECH|FQLS|Quantlab Securities LP|444983
FLT|FLEETCOR TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117633
FLT|FLEETCOR TECH|FTBR|Foliofn Investments, Inc.|275
FLT|FLEETCOR TECH|GARC|ICAP Corporates LLC|100
FLT|FLEETCOR TECH|GEBB|GLOBAL EXECUTION BROKERS, LP|26683
FLT|FLEETCOR TECH|GLPX|ACS EXECUTION SERVICES, LLC|271249
FLT|FLEETCOR TECH|GSCO|GOLDMAN SACHS & CO. LLC|2520983
FLT|FLEETCOR TECH|GSCS|GOLDMAN SACHS & CO. LLC|8865
FLT|FLEETCOR TECH|GSLT|GOLDMAN SACHS & CO. LLC|10361
FLT|FLEETCOR TECH|GTSZ|GTS SECURITIES LLC|89574
FLT|FLEETCOR TECH|HRBF|American Enterprise Investment Services Inc.|1890
FLT|FLEETCOR TECH|HSBC|HSBC Securities, Inc.|238
FLT|FLEETCOR TECH|IATS|INTERACTIVE BROKERS LLC|17806
FLT|FLEETCOR TECH|IBKR|Interactive Brokers Llc|41919
FLT|FLEETCOR TECH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|733
FLT|FLEETCOR TECH|ICBX|INSTINET, LLC|197812
FLT|FLEETCOR TECH|IEQY|CITADEL SECURITIES LLC|52634
FLT|FLEETCOR TECH|INCA|INSTINET, LLC|677976
FLT|FLEETCOR TECH|INJX|INSTINET, LLC|7991
FLT|FLEETCOR TECH|ITGI|ITG Inc.|60025
FLT|FLEETCOR TECH|ITGP|ITG INC.|141800
FLT|FLEETCOR TECH|JANY|Janney Montgomery Scott Inc.|554
FLT|FLEETCOR TECH|JEFF|JEFFERIES LLC|105272
FLT|FLEETCOR TECH|JMPT|JUMP TRADING, LLC|117753
FLT|FLEETCOR TECH|JPBX|J.P. MORGAN SECURITIES LLC|105893
FLT|FLEETCOR TECH|JPMX|J.P. Morgan Securities LLC|635842
FLT|FLEETCOR TECH|JSJX|JANE STREET CAPITAL LLC|40352
FLT|FLEETCOR TECH|KCGM|VIRTU Americas LLC|60872
FLT|FLEETCOR TECH|LEHM|Barclays Capital Inc./Le|1412975
FLT|FLEETCOR TECH|LIME|Lime Brokerage LLC|27061
FLT|FLEETCOR TECH|LMNX|LUMINEX TRADING & ANALYTICS LLC|34800
FLT|FLEETCOR TECH|LOOP|Loop Capital Markets LLC|2188
FLT|FLEETCOR TECH|LQNA|LIQUIDNET, INC.|100400
FLT|FLEETCOR TECH|LQNB|LIQUIDNET, INC.|12200
FLT|FLEETCOR TECH|LSCI|Lek Securities Corporation|3527
FLT|FLEETCOR TECH|MACQ|Macquarie Capital (USA) Inc.|800
FLT|FLEETCOR TECH|MAXM|Maxim Group LLC|400
FLT|FLEETCOR TECH|MBTS|ALLY INVEST SECURITIES LLC|649
FLT|FLEETCOR TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128114
FLT|FLEETCOR TECH|MOTF|MOTIF INVESTING, INC.|113
FLT|FLEETCOR TECH|MSCO|MORGAN STANLEY & CO. LLC|2216465
FLT|FLEETCOR TECH|MSPL|MORGAN STANLEY & CO. LLC|517300
FLT|FLEETCOR TECH|MSTX|MORGAN STANLEY & CO. LLC|212000
FLT|FLEETCOR TECH|MULL|MARK J. MULLER EQUITIES, INC.|1500
FLT|FLEETCOR TECH|NEED|Needham & Company, LLC|100
FLT|FLEETCOR TECH|NFSC|National Financial Services LLC|140061
FLT|FLEETCOR TECH|NITE|VIRTU Americas LLC|368780
FLT|FLEETCOR TECH|NITP|VIRTU Americas LLC|200
FLT|FLEETCOR TECH|NQRB|Brut, LLC|10639
FLT|FLEETCOR TECH|NTBF|BMO Nesbitt Burns Inc./CDS|229
FLT|FLEETCOR TECH|NTRC|Northern Trust Securities, Inc.|3497
FLT|FLEETCOR TECH|OPCO|Oppenheimer & Co. Inc.|188
FLT|FLEETCOR TECH|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
FLT|FLEETCOR TECH|PDQM|CODA MARKETS, INC.|353817
FLT|FLEETCOR TECH|PWJC|UBS Financial Services, Inc.|1246
FLT|FLEETCOR TECH|QMSR|QUATTRO M SECURITIES INC.|25424
FLT|FLEETCOR TECH|RBCM|RBC CAPITAL MARKETS, LLC|2531
FLT|FLEETCOR TECH|RGLD|Regal Securities, Inc|114
FLT|FLEETCOR TECH|RHCO|Suntrust Robinson Humphrey, Inc.|156961
FLT|FLEETCOR TECH|SAGL|SAGETRADER, LLC|33117
FLT|FLEETCOR TECH|SALI|INTL FCSTONE FINANCIAL INC.|15
FLT|FLEETCOR TECH|SBRX|MURIEL SIEBERT & CO INC|10
FLT|FLEETCOR TECH|SBSH|Citigroup Global Markets Inc.|116212
FLT|FLEETCOR TECH|SCMC|Scotia Capital Markets (USA) Inc.|200
FLT|FLEETCOR TECH|SEIC|SEI Investments Distribution Co.|100
FLT|FLEETCOR TECH|SGMT|GOLDMAN SACHS & CO. LLC|207503
FLT|FLEETCOR TECH|SIBO|Prime Executions, Inc.|21745
FLT|FLEETCOR TECH|SJLS|TRADE INFORMATICS LLC|400
FLT|FLEETCOR TECH|SPDR|SPEEDROUTE LLC|41164
FLT|FLEETCOR TECH|SPHN|Stephens Inc.|17
FLT|FLEETCOR TECH|STFL|Stifel, Nicolaus & Company, Incorporated|5725
FLT|FLEETCOR TECH|STKP|STOCKPILE INVESTMENTS, INC.|10
FLT|FLEETCOR TECH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5272
FLT|FLEETCOR TECH|SWIM|TD Ameritrade, Inc.|116781
FLT|FLEETCOR TECH|SWST|Hilltop Securities Inc.|8
FLT|FLEETCOR TECH|TAGC|TELSEY ADVISORY GROUP LLC|34
FLT|FLEETCOR TECH|TKNG|ALLY INVEST SECURITIES LLC|1292
FLT|FLEETCOR TECH|TMBR|Timber Hill LLC|16
FLT|FLEETCOR TECH|TRBT|Tradebot Systems, Inc.|287147
FLT|FLEETCOR TECH|TRCM|TRC MARKETS LLC|15600
FLT|FLEETCOR TECH|TWTT|TASTYWORKS, INC.|4113
FLT|FLEETCOR TECH|UBSA|UBS SECURITIES LLC|1190225
FLT|FLEETCOR TECH|UBSS|UBS Securities LLC|3914909
FLT|FLEETCOR TECH|VALX|VIRTU AMERICAS LLC|12742
FLT|FLEETCOR TECH|VGRD|Vanguard Marketing Corporation|6797
FLT|FLEETCOR TECH|WBLR|WILLIAM BLAIR|1486
FLT|FLEETCOR TECH|WBPX|SUMMIT SECURITIES GROUP, LLC|4700
FLT|FLEETCOR TECH|WCHV|WELLS FARGO SECURITIES, LLC|57237
FLT|FLEETCOR TECH|WDNX|WEEDEN & CO.L.P.|1200
FLT|FLEETCOR TECH|WEDB|WEDBUSH SECURITIES INC.|13853
FLT|FLEETCOR TECH|WEED|Weeden & Co.L.P.|6922
FLT|FLEETCOR TECH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14309
FLT|FLEETCOR TECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29804
FLT|FLEETCOR TECH|WGIF|CIBC World Markets Inc.|324
FLT|FLEETCOR TECH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|83
FLT|FLEETCOR TECH|WSAG|WALL STREET ACCESS|2841
FLT|FLEETCOR TECH|WSEA|WOLVERINE SECURITIES, LLC|3241
FLT|FLEETCOR TECH|WTCO|Williams Trading LLC|1300
FLT|FLEETCOR TECH|XIST|INSTINET, LLC|10074
FLT|FLEETCOR TECH|XPQR|Jump Trading|100
FLT|FLEETCOR TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|67024
FLT|FLEETCOR TECH|YKNA|COMHAR CAPITAL MARKETS, LLC|39268
FLT|FLEETCOR TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1022
FLTB|FIDELITY LTD TERM BD|APCC|Apex Clearing Corporation|14
FLTB|FIDELITY LTD TERM BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|422
FLTB|FIDELITY LTD TERM BD|BYXM|CBOE TRADING, INC.|187
FLTB|FIDELITY LTD TERM BD|CHAS|Charles Schwab & Co., Inc.|1
FLTB|FIDELITY LTD TERM BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110
FLTB|FIDELITY LTD TERM BD|DBAX|Deutsche Bank Securities Inc.|700
FLTB|FIDELITY LTD TERM BD|DEAN|MORGAN STANLEY|217
FLTB|FIDELITY LTD TERM BD|EBXL|EBX LLC|100
FLTB|FIDELITY LTD TERM BD|EDJO|Edward D. Jones & Co., L.P.|272
FLTB|FIDELITY LTD TERM BD|ETRS|E*Trade Securities LLC|41
FLTB|FIDELITY LTD TERM BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15
FLTB|FIDELITY LTD TERM BD|FTBR|Foliofn Investments, Inc.|65
FLTB|FIDELITY LTD TERM BD|GSCO|GOLDMAN SACHS & CO. LLC|100
FLTB|FIDELITY LTD TERM BD|GTSZ|GTS SECURITIES LLC|314
FLTB|FIDELITY LTD TERM BD|HRBF|American Enterprise Investment Services Inc.|3200
FLTB|FIDELITY LTD TERM BD|IBKR|Interactive Brokers Llc|355
FLTB|FIDELITY LTD TERM BD|ICBX|INSTINET, LLC|200
FLTB|FIDELITY LTD TERM BD|JPMX|J.P. Morgan Securities LLC|200
FLTB|FIDELITY LTD TERM BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|6310
FLTB|FIDELITY LTD TERM BD|JSJX|JANE STREET CAPITAL LLC|10977
FLTB|FIDELITY LTD TERM BD|KCGM|VIRTU Americas LLC|3260
FLTB|FIDELITY LTD TERM BD|LEHM|Barclays Capital Inc./Le|2200
FLTB|FIDELITY LTD TERM BD|LIME|Lime Brokerage LLC|1839
FLTB|FIDELITY LTD TERM BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
FLTB|FIDELITY LTD TERM BD|MSCO|MORGAN STANLEY & CO. LLC|1759
FLTB|FIDELITY LTD TERM BD|NATL|National Securities Corporation|475
FLTB|FIDELITY LTD TERM BD|NFSC|National Financial Services LLC|128042
FLTB|FIDELITY LTD TERM BD|NITE|VIRTU Americas LLC|1601790
FLTB|FIDELITY LTD TERM BD|RBCM|RBC CAPITAL MARKETS, LLC|171
FLTB|FIDELITY LTD TERM BD|SGMT|GOLDMAN SACHS & CO. LLC|242
FLTB|FIDELITY LTD TERM BD|STFL|Stifel, Nicolaus & Company, Incorporated|128
FLTB|FIDELITY LTD TERM BD|STKP|STOCKPILE INVESTMENTS, INC.|98
FLTB|FIDELITY LTD TERM BD|UBSA|UBS SECURITIES LLC|9366
FLTB|FIDELITY LTD TERM BD|UBSS|UBS Securities LLC|9100
FLTB|FIDELITY LTD TERM BD|VGRD|Vanguard Marketing Corporation|109
FLTB|FIDELITY LTD TERM BD|WCHV|WELLS FARGO SECURITIES, LLC|215
FLTB|FIDELITY LTD TERM BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
FLTB|FIDELITY LTD TERM BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|76
FLTR|VE INV GD FLT RT ETF|ALTX|Alternet Securities Inc.|900
FLTR|VE INV GD FLT RT ETF|APCC|Apex Clearing Corporation|1216
FLTR|VE INV GD FLT RT ETF|BANK|Primevest Financial Services, Inc.|1
FLTR|VE INV GD FLT RT ETF|BARD|Robert W. Baird & Co. Incorporated|114
FLTR|VE INV GD FLT RT ETF|BATM|CBOE TRADING, INC.|200
FLTR|VE INV GD FLT RT ETF|BAYC|BAY CREST PARTNERS, LLC|6100
FLTR|VE INV GD FLT RT ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1731
FLTR|VE INV GD FLT RT ETF|BTIG|BTIG, LLC|284
FLTR|VE INV GD FLT RT ETF|CANT|Cantor Fitzgerald & Co.|913
FLTR|VE INV GD FLT RT ETF|CHAS|Charles Schwab & Co., Inc.|10
FLTR|VE INV GD FLT RT ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201848
FLTR|VE INV GD FLT RT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116478
FLTR|VE INV GD FLT RT ETF|CSIN|Citadel Securities Institutional LLC|4057
FLTR|VE INV GD FLT RT ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|16862
FLTR|VE INV GD FLT RT ETF|DBAX|Deutsche Bank Securities Inc.|44700
FLTR|VE INV GD FLT RT ETF|DEAN|MORGAN STANLEY|12136
FLTR|VE INV GD FLT RT ETF|EBXL|EBX LLC|52600
FLTR|VE INV GD FLT RT ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2780
FLTR|VE INV GD FLT RT ETF|EDJO|Edward D. Jones & Co., L.P.|19996
FLTR|VE INV GD FLT RT ETF|EGAM|CBOE TRADING, INC.|3223
FLTR|VE INV GD FLT RT ETF|EGAW|CBOE TRADING, INC.|28
FLTR|VE INV GD FLT RT ETF|EGXM|CBOE TRADING, INC.|200
FLTR|VE INV GD FLT RT ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
FLTR|VE INV GD FLT RT ETF|ETRS|E*Trade Securities LLC|10066
FLTR|VE INV GD FLT RT ETF|FBSB|U.S. Bancorp Investments, Inc.|1
FLTR|VE INV GD FLT RT ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
FLTR|VE INV GD FLT RT ETF|FTBR|Foliofn Investments, Inc.|3329
FLTR|VE INV GD FLT RT ETF|GBMT|GBM International, Inc.|67826
FLTR|VE INV GD FLT RT ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|5006
FLTR|VE INV GD FLT RT ETF|GLPX|ACS EXECUTION SERVICES, LLC|100
FLTR|VE INV GD FLT RT ETF|GSCO|GOLDMAN SACHS & CO. LLC|13204
FLTR|VE INV GD FLT RT ETF|GSCS|GOLDMAN SACHS & CO. LLC|2389
FLTR|VE INV GD FLT RT ETF|HRBF|American Enterprise Investment Services Inc.|89762
FLTR|VE INV GD FLT RT ETF|IATS|INTERACTIVE BROKERS LLC|10495
FLTR|VE INV GD FLT RT ETF|IBKR|Interactive Brokers Llc|42464
FLTR|VE INV GD FLT RT ETF|ICBX|INSTINET, LLC|34565
FLTR|VE INV GD FLT RT ETF|INCA|INSTINET, LLC|64314
FLTR|VE INV GD FLT RT ETF|ITGI|ITG Inc.|1300
FLTR|VE INV GD FLT RT ETF|ITGP|ITG INC.|10800
FLTR|VE INV GD FLT RT ETF|JANY|Janney Montgomery Scott Inc.|2719
FLTR|VE INV GD FLT RT ETF|JMPT|JUMP TRADING, LLC|90
FLTR|VE INV GD FLT RT ETF|JPMX|J.P. Morgan Securities LLC|57232
FLTR|VE INV GD FLT RT ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|291283
FLTR|VE INV GD FLT RT ETF|JSJX|JANE STREET CAPITAL LLC|270757
FLTR|VE INV GD FLT RT ETF|KCGM|VIRTU Americas LLC|41101
FLTR|VE INV GD FLT RT ETF|LEHM|Barclays Capital Inc./Le|118000
FLTR|VE INV GD FLT RT ETF|LIME|Lime Brokerage LLC|2000
FLTR|VE INV GD FLT RT ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
FLTR|VE INV GD FLT RT ETF|MACC|Mid Atlantic Capital Corporation|1814
FLTR|VE INV GD FLT RT ETF|MAXM|Maxim Group LLC|1000
FLTR|VE INV GD FLT RT ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84710
FLTR|VE INV GD FLT RT ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
FLTR|VE INV GD FLT RT ETF|MOTF|MOTIF INVESTING, INC.|1
FLTR|VE INV GD FLT RT ETF|MSCO|MORGAN STANLEY & CO. LLC|32730
FLTR|VE INV GD FLT RT ETF|MSPL|MORGAN STANLEY & CO. LLC|8000
FLTR|VE INV GD FLT RT ETF|NBCS|NBC Securities, INC.|200
FLTR|VE INV GD FLT RT ETF|NFSC|National Financial Services LLC|107802
FLTR|VE INV GD FLT RT ETF|NITE|VIRTU Americas LLC|741996
FLTR|VE INV GD FLT RT ETF|NITP|VIRTU Americas LLC|26508
FLTR|VE INV GD FLT RT ETF|ONEL|O'NEIL SECURITIES, INCORPORATED|13678
FLTR|VE INV GD FLT RT ETF|OPCO|Oppenheimer & Co. Inc.|2104
FLTR|VE INV GD FLT RT ETF|PDQM|CODA MARKETS, INC.|1700
FLTR|VE INV GD FLT RT ETF|PWJC|UBS Financial Services, Inc.|2000
FLTR|VE INV GD FLT RT ETF|RBCM|RBC CAPITAL MARKETS, LLC|25450
FLTR|VE INV GD FLT RT ETF|SALI|INTL FCSTONE FINANCIAL INC.|221
FLTR|VE INV GD FLT RT ETF|SBSH|Citigroup Global Markets Inc.|714
FLTR|VE INV GD FLT RT ETF|SGMT|GOLDMAN SACHS & CO. LLC|50341
FLTR|VE INV GD FLT RT ETF|SPDR|SPEEDROUTE LLC|200
FLTR|VE INV GD FLT RT ETF|STFL|Stifel, Nicolaus & Company, Incorporated|6229
FLTR|VE INV GD FLT RT ETF|SWIM|TD Ameritrade, Inc.|7209
FLTR|VE INV GD FLT RT ETF|SWST|Hilltop Securities Inc.|392
FLTR|VE INV GD FLT RT ETF|TRBT|Tradebot Systems, Inc.|100
FLTR|VE INV GD FLT RT ETF|UBSS|UBS Securities LLC|186943
FLTR|VE INV GD FLT RT ETF|VGRD|Vanguard Marketing Corporation|14872
FLTR|VE INV GD FLT RT ETF|WABR|Wall Street Access|39600
FLTR|VE INV GD FLT RT ETF|WCHV|WELLS FARGO SECURITIES, LLC|30299
FLTR|VE INV GD FLT RT ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|127
FLTR|VE INV GD FLT RT ETF|WSEA|WOLVERINE SECURITIES, LLC|204
FLTR|VE INV GD FLT RT ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|49180
FLTR|VE INV GD FLT RT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14879
FLTW|FRANKLIN FTSE TAIWAN|APCC|Apex Clearing Corporation|28
FLTW|FRANKLIN FTSE TAIWAN|JSJX|JANE STREET CAPITAL LLC|5736
FLTW|FRANKLIN FTSE TAIWAN|MSCO|MORGAN STANLEY & CO. LLC|100
FLTW|FRANKLIN FTSE TAIWAN|NITE|VIRTU Americas LLC|5836
FLTW|FRANKLIN FTSE TAIWAN|UBSS|UBS Securities LLC|100
FLTW|FRANKLIN FTSE TAIWAN|VGRD|Vanguard Marketing Corporation|100
FLTW|FRANKLIN FTSE TAIWAN|WCHV|WELLS FARGO SECURITIES, LLC|82
FLWS|1-800-FLOWERS.COM ##|APCC|Apex Clearing Corporation|207
FLWS|1-800-FLOWERS.COM ##|BATM|CBOE TRADING, INC.|2
FLWS|1-800-FLOWERS.COM ##|BERN|Sanford C. Bernstein & Co., LLC|800
FLWS|1-800-FLOWERS.COM ##|BMOC|BMO Capital Markets Corp.|4267
FLWS|1-800-FLOWERS.COM ##|BNPX|BNP PARIBAS SECURITIES CORP.|2146
FLWS|1-800-FLOWERS.COM ##|BTIG|BTIG, LLC|183
FLWS|1-800-FLOWERS.COM ##|BZYD|GOLDMAN SACHS & CO. LLC|100
FLWS|1-800-FLOWERS.COM ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7656
FLWS|1-800-FLOWERS.COM ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|240
FLWS|1-800-FLOWERS.COM ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FLWS|1-800-FLOWERS.COM ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18472
FLWS|1-800-FLOWERS.COM ##|CTDL|Citadel Derivatives Group Llc|5609
FLWS|1-800-FLOWERS.COM ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3868
FLWS|1-800-FLOWERS.COM ##|DBAB|Deutsche Bank Securities Inc.|40974
FLWS|1-800-FLOWERS.COM ##|DBAX|Deutsche Bank Securities Inc.|6900
FLWS|1-800-FLOWERS.COM ##|DEAN|MORGAN STANLEY|398
FLWS|1-800-FLOWERS.COM ##|DEGS|RONIN PROFESSIONAL LLC|816
FLWS|1-800-FLOWERS.COM ##|EBXL|EBX LLC|8700
FLWS|1-800-FLOWERS.COM ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4146
FLWS|1-800-FLOWERS.COM ##|EDJO|Edward D. Jones & Co., L.P.|50
FLWS|1-800-FLOWERS.COM ##|EGAM|CBOE TRADING, INC.|1190
FLWS|1-800-FLOWERS.COM ##|EGXM|CBOE TRADING, INC.|100
FLWS|1-800-FLOWERS.COM ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4025
FLWS|1-800-FLOWERS.COM ##|ETRS|E*Trade Securities LLC|10859
FLWS|1-800-FLOWERS.COM ##|FBCO|Credit Suisse Securities (USA) LLC|141153
FLWS|1-800-FLOWERS.COM ##|FOMA|TD AMERITRADE CLEARING, INC.|13833
FLWS|1-800-FLOWERS.COM ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|955
FLWS|1-800-FLOWERS.COM ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9014
FLWS|1-800-FLOWERS.COM ##|FTBR|Foliofn Investments, Inc.|439
FLWS|1-800-FLOWERS.COM ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7924
FLWS|1-800-FLOWERS.COM ##|GLPX|ACS EXECUTION SERVICES, LLC|1000
FLWS|1-800-FLOWERS.COM ##|GSCO|GOLDMAN SACHS & CO. LLC|87554
FLWS|1-800-FLOWERS.COM ##|GSCS|GOLDMAN SACHS & CO. LLC|2300
FLWS|1-800-FLOWERS.COM ##|GSLT|GOLDMAN SACHS & CO. LLC|1117
FLWS|1-800-FLOWERS.COM ##|GTSZ|GTS SECURITIES LLC|400
FLWS|1-800-FLOWERS.COM ##|HRBF|American Enterprise Investment Services Inc.|2295
FLWS|1-800-FLOWERS.COM ##|IBKR|Interactive Brokers Llc|9246
FLWS|1-800-FLOWERS.COM ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1433
FLWS|1-800-FLOWERS.COM ##|ICBX|INSTINET, LLC|4500
FLWS|1-800-FLOWERS.COM ##|IEQY|CITADEL SECURITIES LLC|984
FLWS|1-800-FLOWERS.COM ##|INCA|INSTINET, LLC|32323
FLWS|1-800-FLOWERS.COM ##|INJX|INSTINET, LLC|5198
FLWS|1-800-FLOWERS.COM ##|ITGI|ITG Inc.|11106
FLWS|1-800-FLOWERS.COM ##|ITGP|ITG INC.|7800
FLWS|1-800-FLOWERS.COM ##|JANY|Janney Montgomery Scott Inc.|12
FLWS|1-800-FLOWERS.COM ##|JEFF|JEFFERIES LLC|16410
FLWS|1-800-FLOWERS.COM ##|JMPT|JUMP TRADING, LLC|1129
FLWS|1-800-FLOWERS.COM ##|JPMX|J.P. Morgan Securities LLC|50958
FLWS|1-800-FLOWERS.COM ##|KCGM|VIRTU Americas LLC|16515
FLWS|1-800-FLOWERS.COM ##|LEHM|Barclays Capital Inc./Le|75723
FLWS|1-800-FLOWERS.COM ##|LIME|Lime Brokerage LLC|94274
FLWS|1-800-FLOWERS.COM ##|MAXM|Maxim Group LLC|1848
FLWS|1-800-FLOWERS.COM ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42076
FLWS|1-800-FLOWERS.COM ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|650
FLWS|1-800-FLOWERS.COM ##|MSCO|MORGAN STANLEY & CO. LLC|189199
FLWS|1-800-FLOWERS.COM ##|MSPL|MORGAN STANLEY & CO. LLC|8400
FLWS|1-800-FLOWERS.COM ##|MSTX|MORGAN STANLEY & CO. LLC|24800
FLWS|1-800-FLOWERS.COM ##|NFSC|National Financial Services LLC|20834
FLWS|1-800-FLOWERS.COM ##|NITE|VIRTU Americas LLC|38416
FLWS|1-800-FLOWERS.COM ##|NITP|VIRTU Americas LLC|700
FLWS|1-800-FLOWERS.COM ##|NOBL|NOBLE CAPITAL MARKETS, INC.|5000
FLWS|1-800-FLOWERS.COM ##|NQRB|Brut, LLC|419
FLWS|1-800-FLOWERS.COM ##|OPCO|Oppenheimer & Co. Inc.|65
FLWS|1-800-FLOWERS.COM ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
FLWS|1-800-FLOWERS.COM ##|PDQM|CODA MARKETS, INC.|5255
FLWS|1-800-FLOWERS.COM ##|RAJA|Raymond James & Associates, Inc.|200
FLWS|1-800-FLOWERS.COM ##|RILY|B. RILEY FBR, INC.|100
FLWS|1-800-FLOWERS.COM ##|SBSH|Citigroup Global Markets Inc.|31992
FLWS|1-800-FLOWERS.COM ##|SGMT|GOLDMAN SACHS & CO. LLC|9953
FLWS|1-800-FLOWERS.COM ##|STKP|STOCKPILE INVESTMENTS, INC.|178
FLWS|1-800-FLOWERS.COM ##|SWIM|TD Ameritrade, Inc.|2831
FLWS|1-800-FLOWERS.COM ##|TKNG|ALLY INVEST SECURITIES LLC|220
FLWS|1-800-FLOWERS.COM ##|TRBT|Tradebot Systems, Inc.|1593
FLWS|1-800-FLOWERS.COM ##|TRCM|TRC MARKETS LLC|15902
FLWS|1-800-FLOWERS.COM ##|UBSA|UBS SECURITIES LLC|69568
FLWS|1-800-FLOWERS.COM ##|UBSS|UBS Securities LLC|76832
FLWS|1-800-FLOWERS.COM ##|VALX|VIRTU AMERICAS LLC|17457
FLWS|1-800-FLOWERS.COM ##|VGRD|Vanguard Marketing Corporation|3306
FLWS|1-800-FLOWERS.COM ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
FLWS|1-800-FLOWERS.COM ##|WCHV|WELLS FARGO SECURITIES, LLC|17386
FLWS|1-800-FLOWERS.COM ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|151
FLWS|1-800-FLOWERS.COM ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|380
FLWS|1-800-FLOWERS.COM ##|WSEA|WOLVERINE SECURITIES, LLC|102
FLWS|1-800-FLOWERS.COM ##|XIST|INSTINET, LLC|1450
FLWS|1-800-FLOWERS.COM ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
FLWS|1-800-FLOWERS.COM ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
FLXN|FLEXION THERAPEUTICS|ADAM|CANACCORD GENUITY INC.|300
FLXN|FLEXION THERAPEUTICS|ALTX|Alternet Securities Inc.|3739
FLXN|FLEXION THERAPEUTICS|ANDG|Andrew Garrett Inc.|9776
FLXN|FLEXION THERAPEUTICS|APCC|Apex Clearing Corporation|537
FLXN|FLEXION THERAPEUTICS|BATM|CBOE TRADING, INC.|9770
FLXN|FLEXION THERAPEUTICS|BAYT|BTIG, LLC|3000
FLXN|FLEXION THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|26144
FLXN|FLEXION THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1142
FLXN|FLEXION THERAPEUTICS|BMOC|BMO Capital Markets Corp.|31393
FLXN|FLEXION THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|25648
FLXN|FLEXION THERAPEUTICS|BTIG|BTIG, LLC|19815
FLXN|FLEXION THERAPEUTICS|BYXM|CBOE TRADING, INC.|548
FLXN|FLEXION THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|1600
FLXN|FLEXION THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17425
FLXN|FLEXION THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|134239
FLXN|FLEXION THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|15438
FLXN|FLEXION THERAPEUTICS|CTLR|CUTLER GROUP, LP|600
FLXN|FLEXION THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|8074
FLXN|FLEXION THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|354358
FLXN|FLEXION THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|65100
FLXN|FLEXION THERAPEUTICS|DEAN|MORGAN STANLEY|7237
FLXN|FLEXION THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|5978
FLXN|FLEXION THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
FLXN|FLEXION THERAPEUTICS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1473
FLXN|FLEXION THERAPEUTICS|EBXL|EBX LLC|67100
FLXN|FLEXION THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3157
FLXN|FLEXION THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|1500
FLXN|FLEXION THERAPEUTICS|EGAM|CBOE TRADING, INC.|3838
FLXN|FLEXION THERAPEUTICS|EGAW|CBOE TRADING, INC.|100
FLXN|FLEXION THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|1400
FLXN|FLEXION THERAPEUTICS|EGXM|CBOE TRADING, INC.|2331
FLXN|FLEXION THERAPEUTICS|EGXW|CBOE TRADING, INC.|100
FLXN|FLEXION THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|9300
FLXN|FLEXION THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2704
FLXN|FLEXION THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23496
FLXN|FLEXION THERAPEUTICS|ETRS|E*Trade Securities LLC|92865
FLXN|FLEXION THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|288954
FLXN|FLEXION THERAPEUTICS|FILL|Tradestation Securities, Inc.|964
FLXN|FLEXION THERAPEUTICS|FMAF|NBCN Inc./ CDS|1400
FLXN|FLEXION THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|93468
FLXN|FLEXION THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1658
FLXN|FLEXION THERAPEUTICS|FQLS|Quantlab Securities LP|114577
FLXN|FLEXION THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55259
FLXN|FLEXION THERAPEUTICS|FTBR|Foliofn Investments, Inc.|386
FLXN|FLEXION THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|29346
FLXN|FLEXION THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|17673
FLXN|FLEXION THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|670317
FLXN|FLEXION THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|48937
FLXN|FLEXION THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|854
FLXN|FLEXION THERAPEUTICS|GTSZ|GTS SECURITIES LLC|20988
FLXN|FLEXION THERAPEUTICS|HAPX|HAP Trading, LLC|993
FLXN|FLEXION THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|1242
FLXN|FLEXION THERAPEUTICS|HSBC|HSBC Securities, Inc.|1407
FLXN|FLEXION THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|6217
FLXN|FLEXION THERAPEUTICS|IBKR|Interactive Brokers Llc|35746
FLXN|FLEXION THERAPEUTICS|ICBX|INSTINET, LLC|14000
FLXN|FLEXION THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|138252
FLXN|FLEXION THERAPEUTICS|INCA|INSTINET, LLC|364319
FLXN|FLEXION THERAPEUTICS|INJX|INSTINET, LLC|20085
FLXN|FLEXION THERAPEUTICS|ITGI|ITG Inc.|41883
FLXN|FLEXION THERAPEUTICS|ITGP|ITG INC.|53800
FLXN|FLEXION THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|34625
FLXN|FLEXION THERAPEUTICS|JEFF|JEFFERIES LLC|94311
FLXN|FLEXION THERAPEUTICS|JMPT|JUMP TRADING, LLC|30404
FLXN|FLEXION THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|59127
FLXN|FLEXION THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|167524
FLXN|FLEXION THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|28326
FLXN|FLEXION THERAPEUTICS|KCGM|VIRTU Americas LLC|18345
FLXN|FLEXION THERAPEUTICS|LEER|LEERINK PARTNERS LLC|10043
FLXN|FLEXION THERAPEUTICS|LEHM|Barclays Capital Inc./Le|307591
FLXN|FLEXION THERAPEUTICS|LIME|Lime Brokerage LLC|165769
FLXN|FLEXION THERAPEUTICS|LQNA|LIQUIDNET, INC.|6000
FLXN|FLEXION THERAPEUTICS|MAXM|Maxim Group LLC|3393
FLXN|FLEXION THERAPEUTICS|MCMF|Raymond James Ltd. Cds|400
FLXN|FLEXION THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33762
FLXN|FLEXION THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|1610297
FLXN|FLEXION THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|176100
FLXN|FLEXION THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|26600
FLXN|FLEXION THERAPEUTICS|NFSC|National Financial Services LLC|136799
FLXN|FLEXION THERAPEUTICS|NITE|VIRTU Americas LLC|344869
FLXN|FLEXION THERAPEUTICS|NITP|VIRTU Americas LLC|4500
FLXN|FLEXION THERAPEUTICS|NQRB|Brut, LLC|7654
FLXN|FLEXION THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|64841
FLXN|FLEXION THERAPEUTICS|PDQM|CODA MARKETS, INC.|25567
FLXN|FLEXION THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|200
FLXN|FLEXION THERAPEUTICS|PWJC|UBS Financial Services, Inc.|1900
FLXN|FLEXION THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|31699
FLXN|FLEXION THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|48074
FLXN|FLEXION THERAPEUTICS|RGLD|Regal Securities, Inc|562
FLXN|FLEXION THERAPEUTICS|SAGL|SAGETRADER, LLC|13115
FLXN|FLEXION THERAPEUTICS|SAGW|SAGETRADER, LLC|168
FLXN|FLEXION THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|160
FLXN|FLEXION THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|156144
FLXN|FLEXION THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|44072
FLXN|FLEXION THERAPEUTICS|SPDR|SPEEDROUTE LLC|400
FLXN|FLEXION THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|1438
FLXN|FLEXION THERAPEUTICS|STXG|Stockcross Financial Services, Inc.|158
FLXN|FLEXION THERAPEUTICS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|233
FLXN|FLEXION THERAPEUTICS|SWIM|TD Ameritrade, Inc.|28007
FLXN|FLEXION THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|53
FLXN|FLEXION THERAPEUTICS|TRBT|Tradebot Systems, Inc.|118965
FLXN|FLEXION THERAPEUTICS|TRCM|TRC MARKETS LLC|70762
FLXN|FLEXION THERAPEUTICS|UBSA|UBS SECURITIES LLC|195287
FLXN|FLEXION THERAPEUTICS|UBSS|UBS Securities LLC|664537
FLXN|FLEXION THERAPEUTICS|VALX|VIRTU AMERICAS LLC|81460
FLXN|FLEXION THERAPEUTICS|VGRD|Vanguard Marketing Corporation|7807
FLXN|FLEXION THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|242
FLXN|FLEXION THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|167893
FLXN|FLEXION THERAPEUTICS|WDNX|WEEDEN & CO.L.P.|1930
FLXN|FLEXION THERAPEUTICS|WEED|Weeden & Co.L.P.|1530
FLXN|FLEXION THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1740
FLXN|FLEXION THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7639
FLXN|FLEXION THERAPEUTICS|WFPB|Wells Fargo Securities, LLC.|4634
FLXN|FLEXION THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|4251
FLXN|FLEXION THERAPEUTICS|XIST|INSTINET, LLC|17680
FLXN|FLEXION THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7720
FLXN|FLEXION THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|1750
FLXN|FLEXION THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|988
FLXS|FLEXSTEEL INDS    ##|ADAM|CANACCORD GENUITY INC.|4504
FLXS|FLEXSTEEL INDS    ##|ALTX|Alternet Securities Inc.|300
FLXS|FLEXSTEEL INDS    ##|ANOS|ABEL/NOSER, L.L.C.|1700
FLXS|FLEXSTEEL INDS    ##|APCC|Apex Clearing Corporation|12
FLXS|FLEXSTEEL INDS    ##|BATM|CBOE TRADING, INC.|815
FLXS|FLEXSTEEL INDS    ##|BERN|Sanford C. Bernstein & Co., LLC|427
FLXS|FLEXSTEEL INDS    ##|BMOC|BMO Capital Markets Corp.|1204
FLXS|FLEXSTEEL INDS    ##|BNPX|BNP PARIBAS SECURITIES CORP.|704
FLXS|FLEXSTEEL INDS    ##|BTIG|BTIG, LLC|60
FLXS|FLEXSTEEL INDS    ##|BYXM|CBOE TRADING, INC.|300
FLXS|FLEXSTEEL INDS    ##|BZYD|GOLDMAN SACHS & CO. LLC|605
FLXS|FLEXSTEEL INDS    ##|CHAS|Charles Schwab & Co., Inc.|2
FLXS|FLEXSTEEL INDS    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|424
FLXS|FLEXSTEEL INDS    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7384
FLXS|FLEXSTEEL INDS    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18405
FLXS|FLEXSTEEL INDS    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5174
FLXS|FLEXSTEEL INDS    ##|CTDL|Citadel Derivatives Group Llc|117
FLXS|FLEXSTEEL INDS    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2124
FLXS|FLEXSTEEL INDS    ##|DBAB|Deutsche Bank Securities Inc.|26023
FLXS|FLEXSTEEL INDS    ##|DBAX|Deutsche Bank Securities Inc.|4100
FLXS|FLEXSTEEL INDS    ##|DBUL|Deutsche Bank Securities Inc.|217
FLXS|FLEXSTEEL INDS    ##|DEAN|MORGAN STANLEY|212
FLXS|FLEXSTEEL INDS    ##|DEGS|RONIN PROFESSIONAL LLC|4805
FLXS|FLEXSTEEL INDS    ##|EBXL|EBX LLC|2400
FLXS|FLEXSTEEL INDS    ##|EGAM|CBOE TRADING, INC.|100
FLXS|FLEXSTEEL INDS    ##|EGXM|CBOE TRADING, INC.|100
FLXS|FLEXSTEEL INDS    ##|ETCC|Electronic Transaction Clearing, Inc.|2825
FLXS|FLEXSTEEL INDS    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
FLXS|FLEXSTEEL INDS    ##|ETRS|E*Trade Securities LLC|4037
FLXS|FLEXSTEEL INDS    ##|FBCO|Credit Suisse Securities (USA) LLC|24052
FLXS|FLEXSTEEL INDS    ##|FINX|FINTECH SECURITIES|340
FLXS|FLEXSTEEL INDS    ##|FOMA|TD AMERITRADE CLEARING, INC.|21705
FLXS|FLEXSTEEL INDS    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2668
FLXS|FLEXSTEEL INDS    ##|FTBR|Foliofn Investments, Inc.|152
FLXS|FLEXSTEEL INDS    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
FLXS|FLEXSTEEL INDS    ##|GLPX|ACS EXECUTION SERVICES, LLC|4609
FLXS|FLEXSTEEL INDS    ##|GSCO|GOLDMAN SACHS & CO. LLC|28139
FLXS|FLEXSTEEL INDS    ##|GSCS|GOLDMAN SACHS & CO. LLC|61
FLXS|FLEXSTEEL INDS    ##|GSLT|GOLDMAN SACHS & CO. LLC|565
FLXS|FLEXSTEEL INDS    ##|GTSZ|GTS SECURITIES LLC|13985
FLXS|FLEXSTEEL INDS    ##|HRBF|American Enterprise Investment Services Inc.|726
FLXS|FLEXSTEEL INDS    ##|IATS|INTERACTIVE BROKERS LLC|1700
FLXS|FLEXSTEEL INDS    ##|IBKR|Interactive Brokers Llc|17273
FLXS|FLEXSTEEL INDS    ##|ICBX|INSTINET, LLC|498
FLXS|FLEXSTEEL INDS    ##|IEQY|CITADEL SECURITIES LLC|1207
FLXS|FLEXSTEEL INDS    ##|INCA|INSTINET, LLC|19335
FLXS|FLEXSTEEL INDS    ##|INJX|INSTINET, LLC|1400
FLXS|FLEXSTEEL INDS    ##|ITGI|ITG Inc.|3313
FLXS|FLEXSTEEL INDS    ##|ITGP|ITG INC.|3000
FLXS|FLEXSTEEL INDS    ##|JEFF|JEFFERIES LLC|656
FLXS|FLEXSTEEL INDS    ##|JPMX|J.P. Morgan Securities LLC|6531
FLXS|FLEXSTEEL INDS    ##|KCGM|VIRTU Americas LLC|670
FLXS|FLEXSTEEL INDS    ##|LEHM|Barclays Capital Inc./Le|13450
FLXS|FLEXSTEEL INDS    ##|LIME|Lime Brokerage LLC|13327
FLXS|FLEXSTEEL INDS    ##|LMGP|LIME BROKERAGE LLC|2975
FLXS|FLEXSTEEL INDS    ##|MAXM|Maxim Group LLC|555
FLXS|FLEXSTEEL INDS    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
FLXS|FLEXSTEEL INDS    ##|MSCO|MORGAN STANLEY & CO. LLC|47004
FLXS|FLEXSTEEL INDS    ##|MSPL|MORGAN STANLEY & CO. LLC|5400
FLXS|FLEXSTEEL INDS    ##|NEED|Needham & Company, LLC|2
FLXS|FLEXSTEEL INDS    ##|NFSC|National Financial Services LLC|4833
FLXS|FLEXSTEEL INDS    ##|NITE|VIRTU Americas LLC|35047
FLXS|FLEXSTEEL INDS    ##|NITP|VIRTU Americas LLC|507
FLXS|FLEXSTEEL INDS    ##|NQRB|Brut, LLC|100
FLXS|FLEXSTEEL INDS    ##|PDQM|CODA MARKETS, INC.|9542
FLXS|FLEXSTEEL INDS    ##|PWJC|UBS Financial Services, Inc.|100
FLXS|FLEXSTEEL INDS    ##|RAJA|Raymond James & Associates, Inc.|3
FLXS|FLEXSTEEL INDS    ##|RBCM|RBC CAPITAL MARKETS, LLC|63
FLXS|FLEXSTEEL INDS    ##|SAGW|SAGETRADER, LLC|165
FLXS|FLEXSTEEL INDS    ##|SBSH|Citigroup Global Markets Inc.|8850
FLXS|FLEXSTEEL INDS    ##|SGMT|GOLDMAN SACHS & CO. LLC|928
FLXS|FLEXSTEEL INDS    ##|SPDR|SPEEDROUTE LLC|723
FLXS|FLEXSTEEL INDS    ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|13698
FLXS|FLEXSTEEL INDS    ##|STFL|Stifel, Nicolaus & Company, Incorporated|500
FLXS|FLEXSTEEL INDS    ##|SWIM|TD Ameritrade, Inc.|6203
FLXS|FLEXSTEEL INDS    ##|TKNG|ALLY INVEST SECURITIES LLC|200
FLXS|FLEXSTEEL INDS    ##|TMBR|Timber Hill LLC|42
FLXS|FLEXSTEEL INDS    ##|TRBT|Tradebot Systems, Inc.|1245
FLXS|FLEXSTEEL INDS    ##|TRCM|TRC MARKETS LLC|11122
FLXS|FLEXSTEEL INDS    ##|UBSA|UBS SECURITIES LLC|18642
FLXS|FLEXSTEEL INDS    ##|UBSS|UBS Securities LLC|51205
FLXS|FLEXSTEEL INDS    ##|VALX|VIRTU AMERICAS LLC|1272
FLXS|FLEXSTEEL INDS    ##|VGRD|Vanguard Marketing Corporation|224
FLXS|FLEXSTEEL INDS    ##|WCHV|WELLS FARGO SECURITIES, LLC|1316
FLXS|FLEXSTEEL INDS    ##|WEED|Weeden & Co.L.P.|876
FLXS|FLEXSTEEL INDS    ##|XIST|INSTINET, LLC|2200
FLXS|FLEXSTEEL INDS    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
FLXS|FLEXSTEEL INDS    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1263
FLXS|FLEXSTEEL INDS    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24
FLY|FLY LEASING LTD|ALTX|Alternet Securities Inc.|300
FLY|FLY LEASING LTD|APCC|Apex Clearing Corporation|27
FLY|FLY LEASING LTD|BATM|CBOE TRADING, INC.|786
FLY|FLY LEASING LTD|BERN|Sanford C. Bernstein & Co., LLC|60
FLY|FLY LEASING LTD|BIDS|BIDS TRADING L.P.|8300
FLY|FLY LEASING LTD|BMOC|BMO Capital Markets Corp.|3945
FLY|FLY LEASING LTD|BTIG|BTIG, LLC|71942
FLY|FLY LEASING LTD|BYXM|CBOE TRADING, INC.|100
FLY|FLY LEASING LTD|BZYD|GOLDMAN SACHS & CO. LLC|1348
FLY|FLY LEASING LTD|CANT|Cantor Fitzgerald & Co.|5588
FLY|FLY LEASING LTD|CHAS|Charles Schwab & Co., Inc.|201150
FLY|FLY LEASING LTD|CMPT|Compass Point Research & Trading, LLC|85162
FLY|FLY LEASING LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23887
FLY|FLY LEASING LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
FLY|FLY LEASING LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45866
FLY|FLY LEASING LTD|CTLR|CUTLER GROUP, LP|100
FLY|FLY LEASING LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|6410
FLY|FLY LEASING LTD|DAVA|Davenport & Company LLC|350
FLY|FLY LEASING LTD|DBAB|Deutsche Bank Securities Inc.|8410
FLY|FLY LEASING LTD|DBAX|Deutsche Bank Securities Inc.|24800
FLY|FLY LEASING LTD|DEAN|MORGAN STANLEY|203
FLY|FLY LEASING LTD|DEGS|RONIN PROFESSIONAL LLC|208
FLY|FLY LEASING LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|49472
FLY|FLY LEASING LTD|EBXL|EBX LLC|18700
FLY|FLY LEASING LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2194
FLY|FLY LEASING LTD|EDJO|Edward D. Jones & Co., L.P.|164
FLY|FLY LEASING LTD|EGAM|CBOE TRADING, INC.|257
FLY|FLY LEASING LTD|EGMT|EG MARKET TECHNOLOGIES LLC|100
FLY|FLY LEASING LTD|EGXM|CBOE TRADING, INC.|300
FLY|FLY LEASING LTD|ELEV|ELEVATION, LLC|9376
FLY|FLY LEASING LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1176
FLY|FLY LEASING LTD|ETRS|E*Trade Securities LLC|7498
FLY|FLY LEASING LTD|FMAF|NBCN Inc./ CDS|300
FLY|FLY LEASING LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17999
FLY|FLY LEASING LTD|FTBR|Foliofn Investments, Inc.|667
FLY|FLY LEASING LTD|GLPX|ACS EXECUTION SERVICES, LLC|257
FLY|FLY LEASING LTD|GSCO|GOLDMAN SACHS & CO. LLC|12014
FLY|FLY LEASING LTD|GSCS|GOLDMAN SACHS & CO. LLC|4148
FLY|FLY LEASING LTD|GSLT|GOLDMAN SACHS & CO. LLC|515
FLY|FLY LEASING LTD|GTSZ|GTS SECURITIES LLC|4449
FLY|FLY LEASING LTD|HSBC|HSBC Securities, Inc.|100
FLY|FLY LEASING LTD|IATS|INTERACTIVE BROKERS LLC|972
FLY|FLY LEASING LTD|IBKR|Interactive Brokers Llc|638
FLY|FLY LEASING LTD|ICBX|INSTINET, LLC|8631
FLY|FLY LEASING LTD|INCA|INSTINET, LLC|9625
FLY|FLY LEASING LTD|INJX|INSTINET, LLC|200
FLY|FLY LEASING LTD|ITGI|ITG Inc.|5193
FLY|FLY LEASING LTD|ITGP|ITG INC.|18400
FLY|FLY LEASING LTD|JANY|Janney Montgomery Scott Inc.|3126
FLY|FLY LEASING LTD|JEFF|JEFFERIES LLC|232139
FLY|FLY LEASING LTD|JMPT|JUMP TRADING, LLC|392
FLY|FLY LEASING LTD|JPMX|J.P. Morgan Securities LLC|30282
FLY|FLY LEASING LTD|JSJX|JANE STREET CAPITAL LLC|298
FLY|FLY LEASING LTD|KCGM|VIRTU Americas LLC|4646
FLY|FLY LEASING LTD|LEHM|Barclays Capital Inc./Le|84548
FLY|FLY LEASING LTD|LIME|Lime Brokerage LLC|4649
FLY|FLY LEASING LTD|MCBT|Moors & Cabot, Inc.|200
FLY|FLY LEASING LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24200
FLY|FLY LEASING LTD|MOTF|MOTIF INVESTING, INC.|5
FLY|FLY LEASING LTD|MSCO|MORGAN STANLEY & CO. LLC|48878
FLY|FLY LEASING LTD|MSPL|MORGAN STANLEY & CO. LLC|24900
FLY|FLY LEASING LTD|MSTX|MORGAN STANLEY & CO. LLC|6400
FLY|FLY LEASING LTD|NFSC|National Financial Services LLC|31598
FLY|FLY LEASING LTD|NITE|VIRTU Americas LLC|119685
FLY|FLY LEASING LTD|NQRB|Brut, LLC|1610
FLY|FLY LEASING LTD|OPCO|Oppenheimer & Co. Inc.|140
FLY|FLY LEASING LTD|PCFF|Pacific International Securities Inc./CDS|720
FLY|FLY LEASING LTD|PDQM|CODA MARKETS, INC.|557
FLY|FLY LEASING LTD|RBCM|RBC CAPITAL MARKETS, LLC|2876
FLY|FLY LEASING LTD|SBSH|Citigroup Global Markets Inc.|2774
FLY|FLY LEASING LTD|SGMT|GOLDMAN SACHS & CO. LLC|11191
FLY|FLY LEASING LTD|SPDR|SPEEDROUTE LLC|340
FLY|FLY LEASING LTD|STFL|Stifel, Nicolaus & Company, Incorporated|252
FLY|FLY LEASING LTD|SWIM|TD Ameritrade, Inc.|1222
FLY|FLY LEASING LTD|TRBT|Tradebot Systems, Inc.|3002
FLY|FLY LEASING LTD|TRCM|TRC MARKETS LLC|7530
FLY|FLY LEASING LTD|UBSA|UBS SECURITIES LLC|45405
FLY|FLY LEASING LTD|UBSS|UBS Securities LLC|86188
FLY|FLY LEASING LTD|VALX|VIRTU AMERICAS LLC|200
FLY|FLY LEASING LTD|VGRD|Vanguard Marketing Corporation|1831
FLY|FLY LEASING LTD|WCHV|WELLS FARGO SECURITIES, LLC|12811
FLY|FLY LEASING LTD|WEED|Weeden & Co.L.P.|20
FLY|FLY LEASING LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
FLY|FLY LEASING LTD|WSEA|WOLVERINE SECURITIES, LLC|13
FLY|FLY LEASING LTD|XIST|INSTINET, LLC|3200
FLY|FLY LEASING LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|12600
FM|ISHARES MSCI FM 100|ALTX|Alternet Securities Inc.|14047
FM|ISHARES MSCI FM 100|APCC|Apex Clearing Corporation|1250
FM|ISHARES MSCI FM 100|BARD|Robert W. Baird & Co. Incorporated|4277
FM|ISHARES MSCI FM 100|BATM|CBOE TRADING, INC.|2089
FM|ISHARES MSCI FM 100|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2554
FM|ISHARES MSCI FM 100|BYXM|CBOE TRADING, INC.|392
FM|ISHARES MSCI FM 100|CANT|Cantor Fitzgerald & Co.|63776
FM|ISHARES MSCI FM 100|CHAS|Charles Schwab & Co., Inc.|3694
FM|ISHARES MSCI FM 100|CIST|Capital Institutional Services, Inc.|7858
FM|ISHARES MSCI FM 100|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|180372
FM|ISHARES MSCI FM 100|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100248
FM|ISHARES MSCI FM 100|CSIN|Citadel Securities Institutional LLC|67438
FM|ISHARES MSCI FM 100|CTDL|Citadel Derivatives Group Llc|41936
FM|ISHARES MSCI FM 100|CXCX|CITIGROUP GLOBAL MARKETS INC.|10158
FM|ISHARES MSCI FM 100|DBAB|Deutsche Bank Securities Inc.|3085
FM|ISHARES MSCI FM 100|DBAX|Deutsche Bank Securities Inc.|60600
FM|ISHARES MSCI FM 100|DEAN|MORGAN STANLEY|12945
FM|ISHARES MSCI FM 100|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40
FM|ISHARES MSCI FM 100|EBXL|EBX LLC|84400
FM|ISHARES MSCI FM 100|ECUT|CONVERGEX EXECUTION SOLUTIONS|6199
FM|ISHARES MSCI FM 100|EDJO|Edward D. Jones & Co., L.P.|29
FM|ISHARES MSCI FM 100|EGAM|CBOE TRADING, INC.|19534
FM|ISHARES MSCI FM 100|EGAW|CBOE TRADING, INC.|200
FM|ISHARES MSCI FM 100|EGXM|CBOE TRADING, INC.|16288
FM|ISHARES MSCI FM 100|EGXW|CBOE TRADING, INC.|900
FM|ISHARES MSCI FM 100|ETBE|Electronic Transaction Clearing, Inc.|1301
FM|ISHARES MSCI FM 100|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4300
FM|ISHARES MSCI FM 100|ETRS|E*Trade Securities LLC|8455
FM|ISHARES MSCI FM 100|FBSB|U.S. Bancorp Investments, Inc.|332
FM|ISHARES MSCI FM 100|FCST|INTL FCSTONE FINANCIAL INC.|22600
FM|ISHARES MSCI FM 100|FIDT|Fidelity Clearing Canada ULC./ CDS|5229
FM|ISHARES MSCI FM 100|FILL|Tradestation Securities, Inc.|1765
FM|ISHARES MSCI FM 100|FMAF|NBCN Inc./ CDS|30095
FM|ISHARES MSCI FM 100|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|255
FM|ISHARES MSCI FM 100|FTBR|Foliofn Investments, Inc.|4342
FM|ISHARES MSCI FM 100|GBMT|GBM International, Inc.|600
FM|ISHARES MSCI FM 100|GEBB|GLOBAL EXECUTION BROKERS, LP|500
FM|ISHARES MSCI FM 100|GLIS|TD Securities Inc|200
FM|ISHARES MSCI FM 100|GLPX|ACS EXECUTION SERVICES, LLC|26009
FM|ISHARES MSCI FM 100|GSCO|GOLDMAN SACHS & CO. LLC|349240
FM|ISHARES MSCI FM 100|GSLT|GOLDMAN SACHS & CO. LLC|1355
FM|ISHARES MSCI FM 100|GTSZ|GTS SECURITIES LLC|716
FM|ISHARES MSCI FM 100|HRBF|American Enterprise Investment Services Inc.|801
FM|ISHARES MSCI FM 100|HSBC|HSBC Securities, Inc.|100
FM|ISHARES MSCI FM 100|IATS|INTERACTIVE BROKERS LLC|11999
FM|ISHARES MSCI FM 100|IBKR|Interactive Brokers Llc|51567
FM|ISHARES MSCI FM 100|ICBX|INSTINET, LLC|37752
FM|ISHARES MSCI FM 100|INCA|INSTINET, LLC|29286
FM|ISHARES MSCI FM 100|INJX|INSTINET, LLC|1371
FM|ISHARES MSCI FM 100|ITGI|ITG Inc.|73251
FM|ISHARES MSCI FM 100|ITGP|ITG INC.|100800
FM|ISHARES MSCI FM 100|JANY|Janney Montgomery Scott Inc.|68
FM|ISHARES MSCI FM 100|JEFF|JEFFERIES LLC|8575
FM|ISHARES MSCI FM 100|JMPT|JUMP TRADING, LLC|1207
FM|ISHARES MSCI FM 100|JPMX|J.P. Morgan Securities LLC|67814
FM|ISHARES MSCI FM 100|JSJX|JANE STREET CAPITAL LLC|167844
FM|ISHARES MSCI FM 100|KCGM|VIRTU Americas LLC|17838
FM|ISHARES MSCI FM 100|LEHM|Barclays Capital Inc./Le|87212
FM|ISHARES MSCI FM 100|LIME|Lime Brokerage LLC|39138
FM|ISHARES MSCI FM 100|LQNA|LIQUIDNET, INC.|5500
FM|ISHARES MSCI FM 100|LSCI|Lek Securities Corporation|21
FM|ISHARES MSCI FM 100|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
FM|ISHARES MSCI FM 100|MACC|Mid Atlantic Capital Corporation|9
FM|ISHARES MSCI FM 100|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64652
FM|ISHARES MSCI FM 100|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|13
FM|ISHARES MSCI FM 100|MSCO|MORGAN STANLEY & CO. LLC|174784
FM|ISHARES MSCI FM 100|MSPL|MORGAN STANLEY & CO. LLC|72900
FM|ISHARES MSCI FM 100|NFSC|National Financial Services LLC|473295
FM|ISHARES MSCI FM 100|NITE|VIRTU Americas LLC|360421
FM|ISHARES MSCI FM 100|NQRB|Brut, LLC|9528
FM|ISHARES MSCI FM 100|NTBF|BMO Nesbitt Burns Inc./CDS|243
FM|ISHARES MSCI FM 100|NTRC|Northern Trust Securities, Inc.|990
FM|ISHARES MSCI FM 100|OPCO|Oppenheimer & Co. Inc.|16145
FM|ISHARES MSCI FM 100|PDQM|CODA MARKETS, INC.|82223
FM|ISHARES MSCI FM 100|PICT|Pictet Overseas Inc.|200
FM|ISHARES MSCI FM 100|PWJC|UBS Financial Services, Inc.|625
FM|ISHARES MSCI FM 100|RBCM|RBC CAPITAL MARKETS, LLC|3946
FM|ISHARES MSCI FM 100|SAGL|SAGETRADER, LLC|32898
FM|ISHARES MSCI FM 100|SALI|INTL FCSTONE FINANCIAL INC.|559
FM|ISHARES MSCI FM 100|SBSH|Citigroup Global Markets Inc.|29685
FM|ISHARES MSCI FM 100|SGMT|GOLDMAN SACHS & CO. LLC|86449
FM|ISHARES MSCI FM 100|SPDR|SPEEDROUTE LLC|17853
FM|ISHARES MSCI FM 100|STFL|Stifel, Nicolaus & Company, Incorporated|369
FM|ISHARES MSCI FM 100|SWIM|TD Ameritrade, Inc.|5351
FM|ISHARES MSCI FM 100|SWST|Hilltop Securities Inc.|1793
FM|ISHARES MSCI FM 100|TITL|TITLEIST ASSET MANAGEMENT, LTD.|160
FM|ISHARES MSCI FM 100|TKNG|ALLY INVEST SECURITIES LLC|1536
FM|ISHARES MSCI FM 100|TRBT|Tradebot Systems, Inc.|3535
FM|ISHARES MSCI FM 100|TRCM|TRC MARKETS LLC|596
FM|ISHARES MSCI FM 100|UBSS|UBS Securities LLC|106686
FM|ISHARES MSCI FM 100|VALX|VIRTU AMERICAS LLC|291
FM|ISHARES MSCI FM 100|VGRD|Vanguard Marketing Corporation|21972
FM|ISHARES MSCI FM 100|WBET|Wallachbeth Capital LLC|49200
FM|ISHARES MSCI FM 100|WBLR|WILLIAM BLAIR|640
FM|ISHARES MSCI FM 100|WCHV|WELLS FARGO SECURITIES, LLC|42987
FM|ISHARES MSCI FM 100|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1981
FM|ISHARES MSCI FM 100|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12077
FM|ISHARES MSCI FM 100|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
FM|ISHARES MSCI FM 100|WSEA|WOLVERINE SECURITIES, LLC|5486
FM|ISHARES MSCI FM 100|XSTM|NATIONAL FINANCIAL SERVICES LLC|36190
FM|ISHARES MSCI FM 100|YKNA|COMHAR CAPITAL MARKETS, LLC|3505
FM|ISHARES MSCI FM 100|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10636
FMAO|FARMERS & MERCH CM|BATM|CBOE TRADING, INC.|641
FMAO|FARMERS & MERCH CM|BERN|Sanford C. Bernstein & Co., LLC|4662
FMAO|FARMERS & MERCH CM|BMOC|BMO Capital Markets Corp.|1420
FMAO|FARMERS & MERCH CM|BNPX|BNP PARIBAS SECURITIES CORP.|796
FMAO|FARMERS & MERCH CM|BOSC|Boenning & Scattergood, Inc.|41
FMAO|FARMERS & MERCH CM|BTIG|BTIG, LLC|8
FMAO|FARMERS & MERCH CM|BYXM|CBOE TRADING, INC.|100
FMAO|FARMERS & MERCH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|374
FMAO|FARMERS & MERCH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17311
FMAO|FARMERS & MERCH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11445
FMAO|FARMERS & MERCH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1226
FMAO|FARMERS & MERCH CM|CTDL|Citadel Derivatives Group Llc|554
FMAO|FARMERS & MERCH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|992
FMAO|FARMERS & MERCH CM|DBAB|Deutsche Bank Securities Inc.|15620
FMAO|FARMERS & MERCH CM|DBAX|Deutsche Bank Securities Inc.|2100
FMAO|FARMERS & MERCH CM|DBUL|Deutsche Bank Securities Inc.|300
FMAO|FARMERS & MERCH CM|DEGS|RONIN PROFESSIONAL LLC|1400
FMAO|FARMERS & MERCH CM|EBXL|EBX LLC|800
FMAO|FARMERS & MERCH CM|EDJO|Edward D. Jones & Co., L.P.|1041
FMAO|FARMERS & MERCH CM|EGAM|CBOE TRADING, INC.|50
FMAO|FARMERS & MERCH CM|ETRS|E*Trade Securities LLC|2107
FMAO|FARMERS & MERCH CM|FBCO|Credit Suisse Securities (USA) LLC|110715
FMAO|FARMERS & MERCH CM|FILL|Tradestation Securities, Inc.|2
FMAO|FARMERS & MERCH CM|FOMA|TD AMERITRADE CLEARING, INC.|11249
FMAO|FARMERS & MERCH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5454
FMAO|FARMERS & MERCH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
FMAO|FARMERS & MERCH CM|GLPX|ACS EXECUTION SERVICES, LLC|1847
FMAO|FARMERS & MERCH CM|GSCO|GOLDMAN SACHS & CO. LLC|2355337
FMAO|FARMERS & MERCH CM|GSCS|GOLDMAN SACHS & CO. LLC|90
FMAO|FARMERS & MERCH CM|GSLT|GOLDMAN SACHS & CO. LLC|384
FMAO|FARMERS & MERCH CM|GTSZ|GTS SECURITIES LLC|5156
FMAO|FARMERS & MERCH CM|HRBF|American Enterprise Investment Services Inc.|112
FMAO|FARMERS & MERCH CM|IBKR|Interactive Brokers Llc|2839
FMAO|FARMERS & MERCH CM|ICBX|INSTINET, LLC|200
FMAO|FARMERS & MERCH CM|IEQY|CITADEL SECURITIES LLC|1811
FMAO|FARMERS & MERCH CM|INCA|INSTINET, LLC|16284
FMAO|FARMERS & MERCH CM|ITGI|ITG Inc.|2768
FMAO|FARMERS & MERCH CM|ITGP|ITG INC.|1000
FMAO|FARMERS & MERCH CM|JEFF|JEFFERIES LLC|829
FMAO|FARMERS & MERCH CM|JONE|JonesTrading|149
FMAO|FARMERS & MERCH CM|JPMX|J.P. Morgan Securities LLC|724
FMAO|FARMERS & MERCH CM|KCGM|VIRTU Americas LLC|50
FMAO|FARMERS & MERCH CM|LEHM|Barclays Capital Inc./Le|26879
FMAO|FARMERS & MERCH CM|LIME|Lime Brokerage LLC|10834
FMAO|FARMERS & MERCH CM|LMGP|LIME BROKERAGE LLC|5347
FMAO|FARMERS & MERCH CM|LQNA|LIQUIDNET, INC.|5100
FMAO|FARMERS & MERCH CM|MAXM|Maxim Group LLC|738
FMAO|FARMERS & MERCH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FMAO|FARMERS & MERCH CM|MOTF|MOTIF INVESTING, INC.|1
FMAO|FARMERS & MERCH CM|MSCO|MORGAN STANLEY & CO. LLC|53931
FMAO|FARMERS & MERCH CM|MSPL|MORGAN STANLEY & CO. LLC|2100
FMAO|FARMERS & MERCH CM|NFSC|National Financial Services LLC|1442
FMAO|FARMERS & MERCH CM|NITE|VIRTU Americas LLC|13744
FMAO|FARMERS & MERCH CM|NQRB|Brut, LLC|116
FMAO|FARMERS & MERCH CM|PDQM|CODA MARKETS, INC.|4405
FMAO|FARMERS & MERCH CM|RAJA|Raymond James & Associates, Inc.|591
FMAO|FARMERS & MERCH CM|SBSH|Citigroup Global Markets Inc.|10639
FMAO|FARMERS & MERCH CM|SGMT|GOLDMAN SACHS & CO. LLC|1160
FMAO|FARMERS & MERCH CM|SPDR|SPEEDROUTE LLC|2876
FMAO|FARMERS & MERCH CM|SPTD|MINT GLOBAL MARKETS, INC.|510
FMAO|FARMERS & MERCH CM|SWEN|Sweney Cartwright & Company|281
FMAO|FARMERS & MERCH CM|SWIM|TD Ameritrade, Inc.|13628
FMAO|FARMERS & MERCH CM|TRBT|Tradebot Systems, Inc.|21
FMAO|FARMERS & MERCH CM|TRCM|TRC MARKETS LLC|112
FMAO|FARMERS & MERCH CM|UBSA|UBS SECURITIES LLC|6670
FMAO|FARMERS & MERCH CM|UBSS|UBS Securities LLC|33110
FMAO|FARMERS & MERCH CM|VALX|VIRTU AMERICAS LLC|282
FMAO|FARMERS & MERCH CM|VGRD|Vanguard Marketing Corporation|100
FMAO|FARMERS & MERCH CM|WCHV|WELLS FARGO SECURITIES, LLC|7055
FMAO|FARMERS & MERCH CM|WSEA|WOLVERINE SECURITIES, LLC|24
FMAO|FARMERS & MERCH CM|YKNA|COMHAR CAPITAL MARKETS, LLC|10
FMAT|FIDELITY MATRLS ETF|APCC|Apex Clearing Corporation|5
FMAT|FIDELITY MATRLS ETF|BARD|Robert W. Baird & Co. Incorporated|416
FMAT|FIDELITY MATRLS ETF|BATM|CBOE TRADING, INC.|700
FMAT|FIDELITY MATRLS ETF|BBNT|BB&T SECURITIES, LLC|13734
FMAT|FIDELITY MATRLS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|781
FMAT|FIDELITY MATRLS ETF|CANT|Cantor Fitzgerald & Co.|84729
FMAT|FIDELITY MATRLS ETF|CHAS|Charles Schwab & Co., Inc.|8
FMAT|FIDELITY MATRLS ETF|CIST|Capital Institutional Services, Inc.|50
FMAT|FIDELITY MATRLS ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
FMAT|FIDELITY MATRLS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|267
FMAT|FIDELITY MATRLS ETF|CSIN|Citadel Securities Institutional LLC|19013
FMAT|FIDELITY MATRLS ETF|CTDL|Citadel Derivatives Group Llc|19013
FMAT|FIDELITY MATRLS ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FMAT|FIDELITY MATRLS ETF|DBAX|Deutsche Bank Securities Inc.|100
FMAT|FIDELITY MATRLS ETF|DEAN|MORGAN STANLEY|59
FMAT|FIDELITY MATRLS ETF|EBXL|EBX LLC|300
FMAT|FIDELITY MATRLS ETF|EDJO|Edward D. Jones & Co., L.P.|1116
FMAT|FIDELITY MATRLS ETF|EGXM|CBOE TRADING, INC.|1300
FMAT|FIDELITY MATRLS ETF|ETRS|E*Trade Securities LLC|5031
FMAT|FIDELITY MATRLS ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|683
FMAT|FIDELITY MATRLS ETF|FTBR|Foliofn Investments, Inc.|18
FMAT|FIDELITY MATRLS ETF|GSCO|GOLDMAN SACHS & CO. LLC|20623
FMAT|FIDELITY MATRLS ETF|GSLT|GOLDMAN SACHS & CO. LLC|232
FMAT|FIDELITY MATRLS ETF|GTSZ|GTS SECURITIES LLC|89
FMAT|FIDELITY MATRLS ETF|HRBF|American Enterprise Investment Services Inc.|300
FMAT|FIDELITY MATRLS ETF|IATS|INTERACTIVE BROKERS LLC|100
FMAT|FIDELITY MATRLS ETF|IBKR|Interactive Brokers Llc|754
FMAT|FIDELITY MATRLS ETF|ICBX|INSTINET, LLC|109
FMAT|FIDELITY MATRLS ETF|ITGI|ITG Inc.|480
FMAT|FIDELITY MATRLS ETF|JSJX|JANE STREET CAPITAL LLC|121002
FMAT|FIDELITY MATRLS ETF|KCGM|VIRTU Americas LLC|309
FMAT|FIDELITY MATRLS ETF|LEHM|Barclays Capital Inc./Le|1233
FMAT|FIDELITY MATRLS ETF|LIME|Lime Brokerage LLC|4892
FMAT|FIDELITY MATRLS ETF|MACC|Mid Atlantic Capital Corporation|2961
FMAT|FIDELITY MATRLS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FMAT|FIDELITY MATRLS ETF|MSCO|MORGAN STANLEY & CO. LLC|4224
FMAT|FIDELITY MATRLS ETF|MSPL|MORGAN STANLEY & CO. LLC|2600
FMAT|FIDELITY MATRLS ETF|NFSC|National Financial Services LLC|387931
FMAT|FIDELITY MATRLS ETF|NITE|VIRTU Americas LLC|1307506
FMAT|FIDELITY MATRLS ETF|RBCM|RBC CAPITAL MARKETS, LLC|415
FMAT|FIDELITY MATRLS ETF|SGMT|GOLDMAN SACHS & CO. LLC|71
FMAT|FIDELITY MATRLS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|19
FMAT|FIDELITY MATRLS ETF|SWIM|TD Ameritrade, Inc.|452
FMAT|FIDELITY MATRLS ETF|SWST|Hilltop Securities Inc.|2
FMAT|FIDELITY MATRLS ETF|TKNG|ALLY INVEST SECURITIES LLC|4
FMAT|FIDELITY MATRLS ETF|TRCM|TRC MARKETS LLC|437
FMAT|FIDELITY MATRLS ETF|UBSA|UBS SECURITIES LLC|2050
FMAT|FIDELITY MATRLS ETF|UBSS|UBS Securities LLC|9092
FMAT|FIDELITY MATRLS ETF|VGRD|Vanguard Marketing Corporation|22
FMAT|FIDELITY MATRLS ETF|WCHV|WELLS FARGO SECURITIES, LLC|6459
FMAT|FIDELITY MATRLS ETF|WGIF|CIBC World Markets Inc.|134
FMAT|FIDELITY MATRLS ETF|WSEA|WOLVERINE SECURITIES, LLC|2
FMAT|FIDELITY MATRLS ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|4370
FMAT|FIDELITY MATRLS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2704
FMB|FIRST TRUST ETF III|ALTX|Alternet Securities Inc.|1000
FMB|FIRST TRUST ETF III|BANK|Primevest Financial Services, Inc.|1152
FMB|FIRST TRUST ETF III|BARD|Robert W. Baird & Co. Incorporated|3383
FMB|FIRST TRUST ETF III|BATM|CBOE TRADING, INC.|103
FMB|FIRST TRUST ETF III|BBNT|BB&T SECURITIES, LLC|340
FMB|FIRST TRUST ETF III|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5698
FMB|FIRST TRUST ETF III|BYXM|CBOE TRADING, INC.|1033
FMB|FIRST TRUST ETF III|CANT|Cantor Fitzgerald & Co.|7659
FMB|FIRST TRUST ETF III|CHAS|Charles Schwab & Co., Inc.|1
FMB|FIRST TRUST ETF III|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73936
FMB|FIRST TRUST ETF III|CPET|CLEARPOOL EXECUTION SERVICES, LLC|226
FMB|FIRST TRUST ETF III|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14375
FMB|FIRST TRUST ETF III|CXCX|CITIGROUP GLOBAL MARKETS INC.|5512
FMB|FIRST TRUST ETF III|DADA|D.A. Davidson & Co.|1720
FMB|FIRST TRUST ETF III|DAVA|Davenport & Company LLC|424
FMB|FIRST TRUST ETF III|DBAX|Deutsche Bank Securities Inc.|8200
FMB|FIRST TRUST ETF III|DEAN|MORGAN STANLEY|6428
FMB|FIRST TRUST ETF III|EBXL|EBX LLC|10600
FMB|FIRST TRUST ETF III|ECUT|CONVERGEX EXECUTION SOLUTIONS|2202
FMB|FIRST TRUST ETF III|EDJO|Edward D. Jones & Co., L.P.|21292
FMB|FIRST TRUST ETF III|EGAM|CBOE TRADING, INC.|100
FMB|FIRST TRUST ETF III|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|220
FMB|FIRST TRUST ETF III|ETRS|E*Trade Securities LLC|756
FMB|FIRST TRUST ETF III|FBCO|Credit Suisse Securities (USA) LLC|9005
FMB|FIRST TRUST ETF III|FINX|FINTECH SECURITIES|1854
FMB|FIRST TRUST ETF III|FOMA|TD AMERITRADE CLEARING, INC.|35292
FMB|FIRST TRUST ETF III|FTBR|Foliofn Investments, Inc.|16
FMB|FIRST TRUST ETF III|GEBB|GLOBAL EXECUTION BROKERS, LP|1542
FMB|FIRST TRUST ETF III|GLPX|ACS EXECUTION SERVICES, LLC|68
FMB|FIRST TRUST ETF III|GSCO|GOLDMAN SACHS & CO. LLC|2585
FMB|FIRST TRUST ETF III|GTSZ|GTS SECURITIES LLC|2810
FMB|FIRST TRUST ETF III|IBKR|Interactive Brokers Llc|3096
FMB|FIRST TRUST ETF III|ICBX|INSTINET, LLC|4100
FMB|FIRST TRUST ETF III|INCA|INSTINET, LLC|9199
FMB|FIRST TRUST ETF III|ITGI|ITG Inc.|690
FMB|FIRST TRUST ETF III|JPMX|J.P. Morgan Securities LLC|4154
FMB|FIRST TRUST ETF III|JSJX|JANE STREET CAPITAL LLC|61765
FMB|FIRST TRUST ETF III|KCGM|VIRTU Americas LLC|9003
FMB|FIRST TRUST ETF III|LEHM|Barclays Capital Inc./Le|19600
FMB|FIRST TRUST ETF III|LIME|Lime Brokerage LLC|13974
FMB|FIRST TRUST ETF III|MACC|Mid Atlantic Capital Corporation|325
FMB|FIRST TRUST ETF III|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11932
FMB|FIRST TRUST ETF III|MSCO|MORGAN STANLEY & CO. LLC|55040
FMB|FIRST TRUST ETF III|MSPL|MORGAN STANLEY & CO. LLC|3800
FMB|FIRST TRUST ETF III|NBCS|NBC Securities, INC.|122
FMB|FIRST TRUST ETF III|NFSC|National Financial Services LLC|80875
FMB|FIRST TRUST ETF III|NITE|VIRTU Americas LLC|140485
FMB|FIRST TRUST ETF III|NITP|VIRTU Americas LLC|2508
FMB|FIRST TRUST ETF III|NQRB|Brut, LLC|100
FMB|FIRST TRUST ETF III|OPCO|Oppenheimer & Co. Inc.|1649
FMB|FIRST TRUST ETF III|PDQM|CODA MARKETS, INC.|468
FMB|FIRST TRUST ETF III|PWJC|UBS Financial Services, Inc.|3700
FMB|FIRST TRUST ETF III|RBCM|RBC CAPITAL MARKETS, LLC|1349
FMB|FIRST TRUST ETF III|SBSH|Citigroup Global Markets Inc.|856
FMB|FIRST TRUST ETF III|SEIC|SEI Investments Distribution Co.|900
FMB|FIRST TRUST ETF III|SGMT|GOLDMAN SACHS & CO. LLC|7386
FMB|FIRST TRUST ETF III|SPDR|SPEEDROUTE LLC|550
FMB|FIRST TRUST ETF III|STFL|Stifel, Nicolaus & Company, Incorporated|556
FMB|FIRST TRUST ETF III|SWST|Hilltop Securities Inc.|1
FMB|FIRST TRUST ETF III|UBSA|UBS SECURITIES LLC|28118
FMB|FIRST TRUST ETF III|UBSS|UBS Securities LLC|30509
FMB|FIRST TRUST ETF III|WCHV|WELLS FARGO SECURITIES, LLC|3267
FMB|FIRST TRUST ETF III|WSEA|WOLVERINE SECURITIES, LLC|450
FMB|FIRST TRUST ETF III|XSTM|NATIONAL FINANCIAL SERVICES LLC|4786
FMB|FIRST TRUST ETF III|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40820
FMBH|FIRST MID ILL BNCSHR|ALTX|Alternet Securities Inc.|1200
FMBH|FIRST MID ILL BNCSHR|ANOS|ABEL/NOSER, L.L.C.|98
FMBH|FIRST MID ILL BNCSHR|APCC|Apex Clearing Corporation|9
FMBH|FIRST MID ILL BNCSHR|BATM|CBOE TRADING, INC.|198
FMBH|FIRST MID ILL BNCSHR|BAYC|BAY CREST PARTNERS, LLC|57
FMBH|FIRST MID ILL BNCSHR|BAYT|BTIG, LLC|800
FMBH|FIRST MID ILL BNCSHR|BERN|Sanford C. Bernstein & Co., LLC|49428
FMBH|FIRST MID ILL BNCSHR|BIDS|BIDS TRADING L.P.|15300
FMBH|FIRST MID ILL BNCSHR|BMOC|BMO Capital Markets Corp.|1756
FMBH|FIRST MID ILL BNCSHR|BNKS|Fig Partners, LLC|26949
FMBH|FIRST MID ILL BNCSHR|BNPX|BNP PARIBAS SECURITIES CORP.|1171
FMBH|FIRST MID ILL BNCSHR|BTIG|BTIG, LLC|5295
FMBH|FIRST MID ILL BNCSHR|BYXM|CBOE TRADING, INC.|102
FMBH|FIRST MID ILL BNCSHR|BZYD|GOLDMAN SACHS & CO. LLC|1416
FMBH|FIRST MID ILL BNCSHR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|455
FMBH|FIRST MID ILL BNCSHR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13307
FMBH|FIRST MID ILL BNCSHR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25838
FMBH|FIRST MID ILL BNCSHR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12223
FMBH|FIRST MID ILL BNCSHR|CTDL|Citadel Derivatives Group Llc|2916
FMBH|FIRST MID ILL BNCSHR|CXCX|CITIGROUP GLOBAL MARKETS INC.|4218
FMBH|FIRST MID ILL BNCSHR|DADA|D.A. Davidson & Co.|2655
FMBH|FIRST MID ILL BNCSHR|DBAB|Deutsche Bank Securities Inc.|55240
FMBH|FIRST MID ILL BNCSHR|DBAX|Deutsche Bank Securities Inc.|18200
FMBH|FIRST MID ILL BNCSHR|DBUL|Deutsche Bank Securities Inc.|600
FMBH|FIRST MID ILL BNCSHR|DEGS|RONIN PROFESSIONAL LLC|5777
FMBH|FIRST MID ILL BNCSHR|EBXL|EBX LLC|7100
FMBH|FIRST MID ILL BNCSHR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1037
FMBH|FIRST MID ILL BNCSHR|EDJO|Edward D. Jones & Co., L.P.|1481
FMBH|FIRST MID ILL BNCSHR|EGAM|CBOE TRADING, INC.|1611
FMBH|FIRST MID ILL BNCSHR|EGXM|CBOE TRADING, INC.|100
FMBH|FIRST MID ILL BNCSHR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1324
FMBH|FIRST MID ILL BNCSHR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|840
FMBH|FIRST MID ILL BNCSHR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
FMBH|FIRST MID ILL BNCSHR|ETRS|E*Trade Securities LLC|5153
FMBH|FIRST MID ILL BNCSHR|FBCO|Credit Suisse Securities (USA) LLC|26875
FMBH|FIRST MID ILL BNCSHR|FBSB|U.S. Bancorp Investments, Inc.|5000
FMBH|FIRST MID ILL BNCSHR|FOMA|TD AMERITRADE CLEARING, INC.|10306
FMBH|FIRST MID ILL BNCSHR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7236
FMBH|FIRST MID ILL BNCSHR|FTBR|Foliofn Investments, Inc.|9
FMBH|FIRST MID ILL BNCSHR|GEBB|GLOBAL EXECUTION BROKERS, LP|3470
FMBH|FIRST MID ILL BNCSHR|GLPX|ACS EXECUTION SERVICES, LLC|14930
FMBH|FIRST MID ILL BNCSHR|GSCO|GOLDMAN SACHS & CO. LLC|159352
FMBH|FIRST MID ILL BNCSHR|GSCS|GOLDMAN SACHS & CO. LLC|1470
FMBH|FIRST MID ILL BNCSHR|GSLT|GOLDMAN SACHS & CO. LLC|32
FMBH|FIRST MID ILL BNCSHR|GTSZ|GTS SECURITIES LLC|23932
FMBH|FIRST MID ILL BNCSHR|GUGS|Guggenheim Securities, LLC|15300
FMBH|FIRST MID ILL BNCSHR|HOVD|HOVDE GROUP, LLC|1900
FMBH|FIRST MID ILL BNCSHR|HRBF|American Enterprise Investment Services Inc.|64
FMBH|FIRST MID ILL BNCSHR|IATS|INTERACTIVE BROKERS LLC|1310
FMBH|FIRST MID ILL BNCSHR|IBKR|Interactive Brokers Llc|7322
FMBH|FIRST MID ILL BNCSHR|ICBX|INSTINET, LLC|1383
FMBH|FIRST MID ILL BNCSHR|IEQY|CITADEL SECURITIES LLC|6027
FMBH|FIRST MID ILL BNCSHR|INCA|INSTINET, LLC|38865
FMBH|FIRST MID ILL BNCSHR|INJX|INSTINET, LLC|4758
FMBH|FIRST MID ILL BNCSHR|ITGI|ITG Inc.|43679
FMBH|FIRST MID ILL BNCSHR|ITGP|ITG INC.|8600
FMBH|FIRST MID ILL BNCSHR|JEFF|JEFFERIES LLC|13985
FMBH|FIRST MID ILL BNCSHR|JPMX|J.P. Morgan Securities LLC|11093
FMBH|FIRST MID ILL BNCSHR|JSJX|JANE STREET CAPITAL LLC|167
FMBH|FIRST MID ILL BNCSHR|KCGM|VIRTU Americas LLC|1083
FMBH|FIRST MID ILL BNCSHR|LEHM|Barclays Capital Inc./Le|35671
FMBH|FIRST MID ILL BNCSHR|LIME|Lime Brokerage LLC|33068
FMBH|FIRST MID ILL BNCSHR|MACC|Mid Atlantic Capital Corporation|1875
FMBH|FIRST MID ILL BNCSHR|MAXM|Maxim Group LLC|1080
FMBH|FIRST MID ILL BNCSHR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7582
FMBH|FIRST MID ILL BNCSHR|MSCO|MORGAN STANLEY & CO. LLC|165937
FMBH|FIRST MID ILL BNCSHR|MSPL|MORGAN STANLEY & CO. LLC|19800
FMBH|FIRST MID ILL BNCSHR|MSTX|MORGAN STANLEY & CO. LLC|800
FMBH|FIRST MID ILL BNCSHR|NFSC|National Financial Services LLC|3331
FMBH|FIRST MID ILL BNCSHR|NITE|VIRTU Americas LLC|47823
FMBH|FIRST MID ILL BNCSHR|NITP|VIRTU Americas LLC|100
FMBH|FIRST MID ILL BNCSHR|NQRB|Brut, LLC|900
FMBH|FIRST MID ILL BNCSHR|OPCO|Oppenheimer & Co. Inc.|2020
FMBH|FIRST MID ILL BNCSHR|PDQM|CODA MARKETS, INC.|28181
FMBH|FIRST MID ILL BNCSHR|RAJA|Raymond James & Associates, Inc.|1481
FMBH|FIRST MID ILL BNCSHR|RBCM|RBC CAPITAL MARKETS, LLC|266
FMBH|FIRST MID ILL BNCSHR|SBSH|Citigroup Global Markets Inc.|17568
FMBH|FIRST MID ILL BNCSHR|SGMT|GOLDMAN SACHS & CO. LLC|3869
FMBH|FIRST MID ILL BNCSHR|SPDR|SPEEDROUTE LLC|2703
FMBH|FIRST MID ILL BNCSHR|SWIM|TD Ameritrade, Inc.|43534
FMBH|FIRST MID ILL BNCSHR|TKNG|ALLY INVEST SECURITIES LLC|100
FMBH|FIRST MID ILL BNCSHR|TMBR|Timber Hill LLC|842
FMBH|FIRST MID ILL BNCSHR|TRBT|Tradebot Systems, Inc.|4403
FMBH|FIRST MID ILL BNCSHR|TRCM|TRC MARKETS LLC|26826
FMBH|FIRST MID ILL BNCSHR|UBSA|UBS SECURITIES LLC|75869
FMBH|FIRST MID ILL BNCSHR|UBSS|UBS Securities LLC|156815
FMBH|FIRST MID ILL BNCSHR|VALX|VIRTU AMERICAS LLC|4053
FMBH|FIRST MID ILL BNCSHR|VGRD|Vanguard Marketing Corporation|205
FMBH|FIRST MID ILL BNCSHR|WCHV|WELLS FARGO SECURITIES, LLC|13924
FMBH|FIRST MID ILL BNCSHR|WEDB|WEDBUSH SECURITIES INC.|200
FMBH|FIRST MID ILL BNCSHR|WEED|Weeden & Co.L.P.|200
FMBH|FIRST MID ILL BNCSHR|XIST|INSTINET, LLC|1000
FMBH|FIRST MID ILL BNCSHR|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
FMBH|FIRST MID ILL BNCSHR|YKNA|COMHAR CAPITAL MARKETS, LLC|919
FMBH|FIRST MID ILL BNCSHR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3305
FMBI|FIRST MIDWEST BNCP|ALTX|Alternet Securities Inc.|3479
FMBI|FIRST MIDWEST BNCP|APCC|Apex Clearing Corporation|37
FMBI|FIRST MIDWEST BNCP|BATM|CBOE TRADING, INC.|4614
FMBI|FIRST MIDWEST BNCP|BBNT|BB&T SECURITIES, LLC|22
FMBI|FIRST MIDWEST BNCP|BERN|Sanford C. Bernstein & Co., LLC|173436
FMBI|FIRST MIDWEST BNCP|BKCM|BNY Mellon Capital Markets LLC|50
FMBI|FIRST MIDWEST BNCP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|250
FMBI|FIRST MIDWEST BNCP|BLKX|INSTINET, LLC|5000
FMBI|FIRST MIDWEST BNCP|BMOC|BMO Capital Markets Corp.|16332
FMBI|FIRST MIDWEST BNCP|BNKS|Fig Partners, LLC|18026
FMBI|FIRST MIDWEST BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|113
FMBI|FIRST MIDWEST BNCP|BRVL|BLAYLOCK VAN, LLC|300
FMBI|FIRST MIDWEST BNCP|BTIG|BTIG, LLC|31927
FMBI|FIRST MIDWEST BNCP|BYXM|CBOE TRADING, INC.|3572
FMBI|FIRST MIDWEST BNCP|BZYD|GOLDMAN SACHS & CO. LLC|4356
FMBI|FIRST MIDWEST BNCP|CANT|Cantor Fitzgerald & Co.|16528
FMBI|FIRST MIDWEST BNCP|CIST|Capital Institutional Services, Inc.|47
FMBI|FIRST MIDWEST BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116197
FMBI|FIRST MIDWEST BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|280904
FMBI|FIRST MIDWEST BNCP|CTDL|Citadel Derivatives Group Llc|34186
FMBI|FIRST MIDWEST BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|41876
FMBI|FIRST MIDWEST BNCP|DADA|D.A. Davidson & Co.|12700
FMBI|FIRST MIDWEST BNCP|DBAB|Deutsche Bank Securities Inc.|368199
FMBI|FIRST MIDWEST BNCP|DBAX|Deutsche Bank Securities Inc.|121200
FMBI|FIRST MIDWEST BNCP|DEAN|MORGAN STANLEY|4316
FMBI|FIRST MIDWEST BNCP|DEGS|RONIN PROFESSIONAL LLC|64
FMBI|FIRST MIDWEST BNCP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28641
FMBI|FIRST MIDWEST BNCP|EBXL|EBX LLC|145500
FMBI|FIRST MIDWEST BNCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|33425
FMBI|FIRST MIDWEST BNCP|EDJO|Edward D. Jones & Co., L.P.|2990
FMBI|FIRST MIDWEST BNCP|EGAM|CBOE TRADING, INC.|6565
FMBI|FIRST MIDWEST BNCP|EGAW|CBOE TRADING, INC.|100
FMBI|FIRST MIDWEST BNCP|EGMT|EG MARKET TECHNOLOGIES LLC|800
FMBI|FIRST MIDWEST BNCP|EGXM|CBOE TRADING, INC.|3582
FMBI|FIRST MIDWEST BNCP|EGXW|CBOE TRADING, INC.|10
FMBI|FIRST MIDWEST BNCP|ETBE|Electronic Transaction Clearing, Inc.|19185
FMBI|FIRST MIDWEST BNCP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|610
FMBI|FIRST MIDWEST BNCP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12675
FMBI|FIRST MIDWEST BNCP|ETRS|E*Trade Securities LLC|7949
FMBI|FIRST MIDWEST BNCP|FBCO|Credit Suisse Securities (USA) LLC|689898
FMBI|FIRST MIDWEST BNCP|FILL|Tradestation Securities, Inc.|4359
FMBI|FIRST MIDWEST BNCP|FMAF|NBCN Inc./ CDS|2635
FMBI|FIRST MIDWEST BNCP|FMCO|First Manhattan Co|8215
FMBI|FIRST MIDWEST BNCP|FOMA|TD AMERITRADE CLEARING, INC.|7301
FMBI|FIRST MIDWEST BNCP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4464
FMBI|FIRST MIDWEST BNCP|FQLS|Quantlab Securities LP|136620
FMBI|FIRST MIDWEST BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|141430
FMBI|FIRST MIDWEST BNCP|FTBR|Foliofn Investments, Inc.|229
FMBI|FIRST MIDWEST BNCP|GEBB|GLOBAL EXECUTION BROKERS, LP|37154
FMBI|FIRST MIDWEST BNCP|GLPX|ACS EXECUTION SERVICES, LLC|44288
FMBI|FIRST MIDWEST BNCP|GSCO|GOLDMAN SACHS & CO. LLC|1053099
FMBI|FIRST MIDWEST BNCP|GSCS|GOLDMAN SACHS & CO. LLC|28318
FMBI|FIRST MIDWEST BNCP|GSLT|GOLDMAN SACHS & CO. LLC|12518
FMBI|FIRST MIDWEST BNCP|GTSZ|GTS SECURITIES LLC|166916
FMBI|FIRST MIDWEST BNCP|HAPX|HAP Trading, LLC|696
FMBI|FIRST MIDWEST BNCP|HRBF|American Enterprise Investment Services Inc.|4605
FMBI|FIRST MIDWEST BNCP|HSBC|HSBC Securities, Inc.|1400
FMBI|FIRST MIDWEST BNCP|IATS|INTERACTIVE BROKERS LLC|5653
FMBI|FIRST MIDWEST BNCP|IBKR|Interactive Brokers Llc|71457
FMBI|FIRST MIDWEST BNCP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|198
FMBI|FIRST MIDWEST BNCP|ICBX|INSTINET, LLC|49298
FMBI|FIRST MIDWEST BNCP|IEQY|CITADEL SECURITIES LLC|220907
FMBI|FIRST MIDWEST BNCP|INCA|INSTINET, LLC|344103
FMBI|FIRST MIDWEST BNCP|INJX|INSTINET, LLC|58034
FMBI|FIRST MIDWEST BNCP|ITGI|ITG Inc.|51070
FMBI|FIRST MIDWEST BNCP|ITGP|ITG INC.|121000
FMBI|FIRST MIDWEST BNCP|JEFF|JEFFERIES LLC|173879
FMBI|FIRST MIDWEST BNCP|JMPT|JUMP TRADING, LLC|75864
FMBI|FIRST MIDWEST BNCP|JPBX|J.P. MORGAN SECURITIES LLC|74662
FMBI|FIRST MIDWEST BNCP|JPMX|J.P. Morgan Securities LLC|195154
FMBI|FIRST MIDWEST BNCP|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
FMBI|FIRST MIDWEST BNCP|JSJX|JANE STREET CAPITAL LLC|3862
FMBI|FIRST MIDWEST BNCP|KBWI|Keefe, Bruyette & Woods, Inc.|16100
FMBI|FIRST MIDWEST BNCP|KCGM|VIRTU Americas LLC|22474
FMBI|FIRST MIDWEST BNCP|LEHM|Barclays Capital Inc./Le|394995
FMBI|FIRST MIDWEST BNCP|LIME|Lime Brokerage LLC|167306
FMBI|FIRST MIDWEST BNCP|LMGP|LIME BROKERAGE LLC|1700
FMBI|FIRST MIDWEST BNCP|LOOP|Loop Capital Markets LLC|500
FMBI|FIRST MIDWEST BNCP|LQNA|LIQUIDNET, INC.|60000
FMBI|FIRST MIDWEST BNCP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
FMBI|FIRST MIDWEST BNCP|MAXM|Maxim Group LLC|11027
FMBI|FIRST MIDWEST BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|148348
FMBI|FIRST MIDWEST BNCP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
FMBI|FIRST MIDWEST BNCP|MOTF|MOTIF INVESTING, INC.|1
FMBI|FIRST MIDWEST BNCP|MPSG|E D & F Man Capital Markets Inc.|5379
FMBI|FIRST MIDWEST BNCP|MSCO|MORGAN STANLEY & CO. LLC|1790283
FMBI|FIRST MIDWEST BNCP|MSPL|MORGAN STANLEY & CO. LLC|220300
FMBI|FIRST MIDWEST BNCP|MSTX|MORGAN STANLEY & CO. LLC|54000
FMBI|FIRST MIDWEST BNCP|NFSC|National Financial Services LLC|44572
FMBI|FIRST MIDWEST BNCP|NITE|VIRTU Americas LLC|174710
FMBI|FIRST MIDWEST BNCP|NITP|VIRTU Americas LLC|2823
FMBI|FIRST MIDWEST BNCP|NQRB|Brut, LLC|27135
FMBI|FIRST MIDWEST BNCP|NTRC|Northern Trust Securities, Inc.|2435
FMBI|FIRST MIDWEST BNCP|OPCO|Oppenheimer & Co. Inc.|815
FMBI|FIRST MIDWEST BNCP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1175
FMBI|FIRST MIDWEST BNCP|PDQM|CODA MARKETS, INC.|42056
FMBI|FIRST MIDWEST BNCP|PIPR|Piper Jaffray & Co.|22777
FMBI|FIRST MIDWEST BNCP|PWJC|UBS Financial Services, Inc.|1800
FMBI|FIRST MIDWEST BNCP|RAJA|Raymond James & Associates, Inc.|26198
FMBI|FIRST MIDWEST BNCP|RBCM|RBC CAPITAL MARKETS, LLC|1019
FMBI|FIRST MIDWEST BNCP|SAGW|SAGETRADER, LLC|5908
FMBI|FIRST MIDWEST BNCP|SBSH|Citigroup Global Markets Inc.|265246
FMBI|FIRST MIDWEST BNCP|SDLR|Sandler, O'Neill & Partners, L.P.|2494
FMBI|FIRST MIDWEST BNCP|SEIC|SEI Investments Distribution Co.|400
FMBI|FIRST MIDWEST BNCP|SGMT|GOLDMAN SACHS & CO. LLC|95103
FMBI|FIRST MIDWEST BNCP|SPDR|SPEEDROUTE LLC|6820
FMBI|FIRST MIDWEST BNCP|SSBS|STATE STREET GLOBAL MARKETS, LLC|65230
FMBI|FIRST MIDWEST BNCP|STFL|Stifel, Nicolaus & Company, Incorporated|3515
FMBI|FIRST MIDWEST BNCP|SWIM|TD Ameritrade, Inc.|4600
FMBI|FIRST MIDWEST BNCP|SWST|Hilltop Securities Inc.|284
FMBI|FIRST MIDWEST BNCP|TRBT|Tradebot Systems, Inc.|179673
FMBI|FIRST MIDWEST BNCP|TRCM|TRC MARKETS LLC|208037
FMBI|FIRST MIDWEST BNCP|UBSA|UBS SECURITIES LLC|320583
FMBI|FIRST MIDWEST BNCP|UBSS|UBS Securities LLC|770587
FMBI|FIRST MIDWEST BNCP|VALX|VIRTU AMERICAS LLC|5157
FMBI|FIRST MIDWEST BNCP|VGRD|Vanguard Marketing Corporation|2300
FMBI|FIRST MIDWEST BNCP|WABR|Wall Street Access|155
FMBI|FIRST MIDWEST BNCP|WBPX|SUMMIT SECURITIES GROUP, LLC|606
FMBI|FIRST MIDWEST BNCP|WCHV|WELLS FARGO SECURITIES, LLC|159863
FMBI|FIRST MIDWEST BNCP|WEED|Weeden & Co.L.P.|7267
FMBI|FIRST MIDWEST BNCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
FMBI|FIRST MIDWEST BNCP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|598
FMBI|FIRST MIDWEST BNCP|WSAG|WALL STREET ACCESS|120
FMBI|FIRST MIDWEST BNCP|WSEA|WOLVERINE SECURITIES, LLC|7
FMBI|FIRST MIDWEST BNCP|XIST|INSTINET, LLC|27680
FMBI|FIRST MIDWEST BNCP|XPQR|Jump Trading|800
FMBI|FIRST MIDWEST BNCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|20160
FMBI|FIRST MIDWEST BNCP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FMBI|FIRST MIDWEST BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3959
FMC|F M C CP|ABLE|NATIXIS Securities Americas LLC|415803
FMC|F M C CP|AGIS|Aegis Capital Corp.|2150
FMC|F M C CP|ALTX|Alternet Securities Inc.|13464
FMC|F M C CP|ANOS|ABEL/NOSER, L.L.C.|1600
FMC|F M C CP|APCC|Apex Clearing Corporation|252
FMC|F M C CP|BALE|M&T SECURITIES, INC.|266
FMC|F M C CP|BANK|Primevest Financial Services, Inc.|29
FMC|F M C CP|BARD|Robert W. Baird & Co. Incorporated|1817
FMC|F M C CP|BATM|CBOE TRADING, INC.|9931
FMC|F M C CP|BAYC|BAY CREST PARTNERS, LLC|1806
FMC|F M C CP|BAYT|BTIG, LLC|300
FMC|F M C CP|BBNT|BB&T SECURITIES, LLC|335
FMC|F M C CP|BERN|Sanford C. Bernstein & Co., LLC|149425
FMC|F M C CP|BIDS|BIDS TRADING L.P.|7500
FMC|F M C CP|BIMI|Banca IMI Securities Corp.|4406
FMC|F M C CP|BKCM|BNY Mellon Capital Markets LLC|235
FMC|F M C CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6717
FMC|F M C CP|BLKX|INSTINET, LLC|75700
FMC|F M C CP|BNPX|BNP PARIBAS SECURITIES CORP.|90220
FMC|F M C CP|BRGE|Newbridge Securities Corp.|295
FMC|F M C CP|BTIG|BTIG, LLC|8817
FMC|F M C CP|BYXM|CBOE TRADING, INC.|3028
FMC|F M C CP|BZYD|GOLDMAN SACHS & CO. LLC|720
FMC|F M C CP|CANT|Cantor Fitzgerald & Co.|17659
FMC|F M C CP|CHAS|Charles Schwab & Co., Inc.|1864
FMC|F M C CP|CIBP|CIBC World Markets Corp.|9785
FMC|F M C CP|CIST|Capital Institutional Services, Inc.|2363
FMC|F M C CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58355
FMC|F M C CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2858
FMC|F M C CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2145
FMC|F M C CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|426961
FMC|F M C CP|CTDL|Citadel Derivatives Group Llc|12528
FMC|F M C CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|93150
FMC|F M C CP|DADA|D.A. Davidson & Co.|188
FMC|F M C CP|DAVA|Davenport & Company LLC|1000
FMC|F M C CP|DBAB|Deutsche Bank Securities Inc.|315574
FMC|F M C CP|DBAX|Deutsche Bank Securities Inc.|308800
FMC|F M C CP|DCHF|Dart Executions, LLC|1460
FMC|F M C CP|DEAN|MORGAN STANLEY|5746
FMC|F M C CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16637
FMC|F M C CP|DRWK|DRW SECURITIES, L.L.C.|4747
FMC|F M C CP|EBXL|EBX LLC|246600
FMC|F M C CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10546
FMC|F M C CP|EDJC|Edward Jones / CDS|9236
FMC|F M C CP|EDJO|Edward D. Jones & Co., L.P.|11731
FMC|F M C CP|EGAM|CBOE TRADING, INC.|31593
FMC|F M C CP|EGAW|CBOE TRADING, INC.|335
FMC|F M C CP|EGMT|EG MARKET TECHNOLOGIES LLC|2604
FMC|F M C CP|EGXM|CBOE TRADING, INC.|3957
FMC|F M C CP|ETBE|Electronic Transaction Clearing, Inc.|33806
FMC|F M C CP|ETCC|Electronic Transaction Clearing, Inc.|501
FMC|F M C CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27098
FMC|F M C CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3171
FMC|F M C CP|ETRS|E*Trade Securities LLC|43142
FMC|F M C CP|FIDT|Fidelity Clearing Canada ULC./ CDS|3129
FMC|F M C CP|FILL|Tradestation Securities, Inc.|5456
FMC|F M C CP|FINX|FINTECH SECURITIES|432
FMC|F M C CP|FMAF|NBCN Inc./ CDS|2582
FMC|F M C CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13010
FMC|F M C CP|FQLS|Quantlab Securities LP|409918
FMC|F M C CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|155315
FMC|F M C CP|FTBR|Foliofn Investments, Inc.|4002
FMC|F M C CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1616
FMC|F M C CP|GLIS|TD Securities Inc|720
FMC|F M C CP|GLPX|ACS EXECUTION SERVICES, LLC|71249
FMC|F M C CP|GSCO|GOLDMAN SACHS & CO. LLC|1593005
FMC|F M C CP|GSCS|GOLDMAN SACHS & CO. LLC|2655
FMC|F M C CP|GSLT|GOLDMAN SACHS & CO. LLC|7303
FMC|F M C CP|GTSZ|GTS SECURITIES LLC|202597
FMC|F M C CP|HAPX|HAP Trading, LLC|644
FMC|F M C CP|HRBF|American Enterprise Investment Services Inc.|7796
FMC|F M C CP|HSBC|HSBC Securities, Inc.|1853
FMC|F M C CP|IATS|INTERACTIVE BROKERS LLC|49560
FMC|F M C CP|IBKR|Interactive Brokers Llc|47829
FMC|F M C CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|805
FMC|F M C CP|ICBX|INSTINET, LLC|54453
FMC|F M C CP|IEQY|CITADEL SECURITIES LLC|149740
FMC|F M C CP|INCA|INSTINET, LLC|573539
FMC|F M C CP|INJX|INSTINET, LLC|9866
FMC|F M C CP|ITGI|ITG Inc.|80070
FMC|F M C CP|ITGP|ITG INC.|316800
FMC|F M C CP|JANY|Janney Montgomery Scott Inc.|3954
FMC|F M C CP|JEFF|JEFFERIES LLC|222886
FMC|F M C CP|JMPT|JUMP TRADING, LLC|66097
FMC|F M C CP|JONE|JonesTrading|501
FMC|F M C CP|JPBX|J.P. MORGAN SECURITIES LLC|129113
FMC|F M C CP|JPMX|J.P. Morgan Securities LLC|584898
FMC|F M C CP|JSJX|JANE STREET CAPITAL LLC|64723
FMC|F M C CP|KCGM|VIRTU Americas LLC|66557
FMC|F M C CP|LEHM|Barclays Capital Inc./Le|1265954
FMC|F M C CP|LIME|Lime Brokerage LLC|62037
FMC|F M C CP|LOOP|Loop Capital Markets LLC|9408
FMC|F M C CP|LQNA|LIQUIDNET, INC.|12700
FMC|F M C CP|LQNB|LIQUIDNET, INC.|7500
FMC|F M C CP|LSCI|Lek Securities Corporation|450
FMC|F M C CP|LVMR|LIVERMORE TRADING GROUP, INC.|7436
FMC|F M C CP|MACC|Mid Atlantic Capital Corporation|605
FMC|F M C CP|MAXM|Maxim Group LLC|1
FMC|F M C CP|MCMF|Raymond James Ltd. Cds|1956
FMC|F M C CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122042
FMC|F M C CP|MOTF|MOTIF INVESTING, INC.|12
FMC|F M C CP|MSCO|MORGAN STANLEY & CO. LLC|1627391
FMC|F M C CP|MSPL|MORGAN STANLEY & CO. LLC|405100
FMC|F M C CP|MSTX|MORGAN STANLEY & CO. LLC|183900
FMC|F M C CP|NFSC|National Financial Services LLC|191895
FMC|F M C CP|NITE|VIRTU Americas LLC|549243
FMC|F M C CP|NITP|VIRTU Americas LLC|637
FMC|F M C CP|NMRA|Nomura Securities International, Inc.|100
FMC|F M C CP|NQRB|Brut, LLC|11634
FMC|F M C CP|NTBF|BMO Nesbitt Burns Inc./CDS|400
FMC|F M C CP|NTRC|Northern Trust Securities, Inc.|6802
FMC|F M C CP|OHOS|TWO SIGMA SECURITIES, LLC|75235
FMC|F M C CP|OPCO|Oppenheimer & Co. Inc.|2818
FMC|F M C CP|PDQM|CODA MARKETS, INC.|178277
FMC|F M C CP|PHLY|NASDAQ Execution Services, LLC|1200
FMC|F M C CP|PIPR|Piper Jaffray & Co.|195
FMC|F M C CP|PWJC|UBS Financial Services, Inc.|16288
FMC|F M C CP|QMSR|QUATTRO M SECURITIES INC.|1556
FMC|F M C CP|RBCM|RBC CAPITAL MARKETS, LLC|13487
FMC|F M C CP|SAGL|SAGETRADER, LLC|106451
FMC|F M C CP|SAGW|SAGETRADER, LLC|200
FMC|F M C CP|SALI|INTL FCSTONE FINANCIAL INC.|125
FMC|F M C CP|SBSH|Citigroup Global Markets Inc.|134655
FMC|F M C CP|SEIC|SEI Investments Distribution Co.|100
FMC|F M C CP|SGMT|GOLDMAN SACHS & CO. LLC|153590
FMC|F M C CP|SJLS|TRADE INFORMATICS LLC|3233
FMC|F M C CP|SPDR|SPEEDROUTE LLC|27500
FMC|F M C CP|SPHN|Stephens Inc.|223
FMC|F M C CP|STFL|Stifel, Nicolaus & Company, Incorporated|6882
FMC|F M C CP|STKP|STOCKPILE INVESTMENTS, INC.|54
FMC|F M C CP|STRS|STRATEGAS RESEARCH PARTNERS|3200
FMC|F M C CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4367
FMC|F M C CP|SWIM|TD Ameritrade, Inc.|246952
FMC|F M C CP|SWST|Hilltop Securities Inc.|753
FMC|F M C CP|TAGC|TELSEY ADVISORY GROUP LLC|665
FMC|F M C CP|TKNG|ALLY INVEST SECURITIES LLC|987
FMC|F M C CP|TRBT|Tradebot Systems, Inc.|194601
FMC|F M C CP|TRCM|TRC MARKETS LLC|249697
FMC|F M C CP|UBSA|UBS SECURITIES LLC|861922
FMC|F M C CP|UBSS|UBS Securities LLC|1116248
FMC|F M C CP|VALX|VIRTU AMERICAS LLC|28464
FMC|F M C CP|VGRD|Vanguard Marketing Corporation|9148
FMC|F M C CP|VSIN|Vision Financial Markets Llc|12
FMC|F M C CP|WBET|Wallachbeth Capital LLC|2330
FMC|F M C CP|WBLR|WILLIAM BLAIR|16
FMC|F M C CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2751
FMC|F M C CP|WCHV|WELLS FARGO SECURITIES, LLC|198825
FMC|F M C CP|WEDB|WEDBUSH SECURITIES INC.|6082
FMC|F M C CP|WEED|Weeden & Co.L.P.|4606
FMC|F M C CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18554
FMC|F M C CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35544
FMC|F M C CP|WGIF|CIBC World Markets Inc.|2759
FMC|F M C CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|547
FMC|F M C CP|WSAG|WALL STREET ACCESS|475
FMC|F M C CP|WSEA|WOLVERINE SECURITIES, LLC|16837
FMC|F M C CP|XIST|INSTINET, LLC|48610
FMC|F M C CP|XPQR|Jump Trading|5422
FMC|F M C CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|55048
FMC|F M C CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4575
FMC|F M C CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|801
FMDG|FIELDSTONE MERLIN DY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
FMDG|FIELDSTONE MERLIN DY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85
FMDG|FIELDSTONE MERLIN DY|CTDL|Citadel Derivatives Group Llc|100
FMDG|FIELDSTONE MERLIN DY|ICBX|INSTINET, LLC|100
FMDG|FIELDSTONE MERLIN DY|JSJX|JANE STREET CAPITAL LLC|561
FMDG|FIELDSTONE MERLIN DY|LIME|Lime Brokerage LLC|103
FMDG|FIELDSTONE MERLIN DY|NFSC|National Financial Services LLC|689
FMDG|FIELDSTONE MERLIN DY|NITE|VIRTU Americas LLC|1060
FMDG|FIELDSTONE MERLIN DY|UBSA|UBS SECURITIES LLC|100
FMDG|FIELDSTONE MERLIN DY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|115
FMF|FT MANAGED FUTURES|APCC|Apex Clearing Corporation|11
FMF|FT MANAGED FUTURES|CANT|Cantor Fitzgerald & Co.|3
FMF|FT MANAGED FUTURES|ETRS|E*Trade Securities LLC|11
FMF|FT MANAGED FUTURES|FMAF|NBCN Inc./ CDS|1183
FMF|FT MANAGED FUTURES|JANY|Janney Montgomery Scott Inc.|121
FMF|FT MANAGED FUTURES|MSCO|MORGAN STANLEY & CO. LLC|142
FMF|FT MANAGED FUTURES|NFSC|National Financial Services LLC|2966
FMF|FT MANAGED FUTURES|NITE|VIRTU Americas LLC|3176
FMF|FT MANAGED FUTURES|PWJC|UBS Financial Services, Inc.|200
FMF|FT MANAGED FUTURES|RBCM|RBC CAPITAL MARKETS, LLC|321
FMF|FT MANAGED FUTURES|SWST|Hilltop Securities Inc.|15
FMF|FT MANAGED FUTURES|UBSS|UBS Securities LLC|1360
FMF|FT MANAGED FUTURES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|708
FMHI|FT MUNI HI INCM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3153
FMHI|FT MUNI HI INCM ETF|DADA|D.A. Davidson & Co.|2685
FMHI|FT MUNI HI INCM ETF|DBAX|Deutsche Bank Securities Inc.|400
FMHI|FT MUNI HI INCM ETF|EBXL|EBX LLC|600
FMHI|FT MUNI HI INCM ETF|EGAM|CBOE TRADING, INC.|200
FMHI|FT MUNI HI INCM ETF|EGXM|CBOE TRADING, INC.|100
FMHI|FT MUNI HI INCM ETF|ETRS|E*Trade Securities LLC|2
FMHI|FT MUNI HI INCM ETF|FBCO|Credit Suisse Securities (USA) LLC|1439
FMHI|FT MUNI HI INCM ETF|FOMA|TD AMERITRADE CLEARING, INC.|848
FMHI|FT MUNI HI INCM ETF|IBKR|Interactive Brokers Llc|86
FMHI|FT MUNI HI INCM ETF|ICBX|INSTINET, LLC|1000
FMHI|FT MUNI HI INCM ETF|JPMX|J.P. Morgan Securities LLC|1600
FMHI|FT MUNI HI INCM ETF|LEHM|Barclays Capital Inc./Le|2400
FMHI|FT MUNI HI INCM ETF|LIME|Lime Brokerage LLC|794
FMHI|FT MUNI HI INCM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FMHI|FT MUNI HI INCM ETF|MSCO|MORGAN STANLEY & CO. LLC|1906
FMHI|FT MUNI HI INCM ETF|NITE|VIRTU Americas LLC|4548
FMHI|FT MUNI HI INCM ETF|RBCM|RBC CAPITAL MARKETS, LLC|1799
FMHI|FT MUNI HI INCM ETF|SGMT|GOLDMAN SACHS & CO. LLC|1233
FMHI|FT MUNI HI INCM ETF|STFL|Stifel, Nicolaus & Company, Incorporated|121
FMHI|FT MUNI HI INCM ETF|UBSS|UBS Securities LLC|4600
FMHI|FT MUNI HI INCM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1976
FMI|FOUNDATION MEDICINE|AGCP|AEGIS CAPITAL CORP.|430
FMI|FOUNDATION MEDICINE|APCC|Apex Clearing Corporation|4348
FMI|FOUNDATION MEDICINE|BARD|Robert W. Baird & Co. Incorporated|50
FMI|FOUNDATION MEDICINE|BATM|CBOE TRADING, INC.|3261
FMI|FOUNDATION MEDICINE|BAYC|BAY CREST PARTNERS, LLC|618
FMI|FOUNDATION MEDICINE|BAYT|BTIG, LLC|200
FMI|FOUNDATION MEDICINE|BBNT|BB&T SECURITIES, LLC|300
FMI|FOUNDATION MEDICINE|BERN|Sanford C. Bernstein & Co., LLC|26703
FMI|FOUNDATION MEDICINE|BIMI|Banca IMI Securities Corp.|110
FMI|FOUNDATION MEDICINE|BKCM|BNY Mellon Capital Markets LLC|146
FMI|FOUNDATION MEDICINE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2673
FMI|FOUNDATION MEDICINE|BLKX|INSTINET, LLC|13200
FMI|FOUNDATION MEDICINE|BMOC|BMO Capital Markets Corp.|2372
FMI|FOUNDATION MEDICINE|BNPX|BNP PARIBAS SECURITIES CORP.|3002
FMI|FOUNDATION MEDICINE|BRGE|Newbridge Securities Corp.|5140
FMI|FOUNDATION MEDICINE|BTIG|BTIG, LLC|19714
FMI|FOUNDATION MEDICINE|BYXM|CBOE TRADING, INC.|9223
FMI|FOUNDATION MEDICINE|BZYD|GOLDMAN SACHS & CO. LLC|300
FMI|FOUNDATION MEDICINE|CANT|Cantor Fitzgerald & Co.|344
FMI|FOUNDATION MEDICINE|CHAS|Charles Schwab & Co., Inc.|2341
FMI|FOUNDATION MEDICINE|CHLC|CHURCHILL CAPITAL USA, INC.|11521
FMI|FOUNDATION MEDICINE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63339
FMI|FOUNDATION MEDICINE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6431
FMI|FOUNDATION MEDICINE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7471
FMI|FOUNDATION MEDICINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|288159
FMI|FOUNDATION MEDICINE|CTDL|Citadel Derivatives Group Llc|8603
FMI|FOUNDATION MEDICINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|103660
FMI|FOUNDATION MEDICINE|DADA|D.A. Davidson & Co.|1178
FMI|FOUNDATION MEDICINE|DBAB|Deutsche Bank Securities Inc.|298754
FMI|FOUNDATION MEDICINE|DBAX|Deutsche Bank Securities Inc.|286800
FMI|FOUNDATION MEDICINE|DBUL|Deutsche Bank Securities Inc.|700
FMI|FOUNDATION MEDICINE|DCHF|Dart Executions, LLC|260
FMI|FOUNDATION MEDICINE|DEAN|MORGAN STANLEY|5782
FMI|FOUNDATION MEDICINE|DEGS|RONIN PROFESSIONAL LLC|3000
FMI|FOUNDATION MEDICINE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9347
FMI|FOUNDATION MEDICINE|EBXL|EBX LLC|279300
FMI|FOUNDATION MEDICINE|ECUT|CONVERGEX EXECUTION SOLUTIONS|19918
FMI|FOUNDATION MEDICINE|EDJO|Edward D. Jones & Co., L.P.|5009
FMI|FOUNDATION MEDICINE|EGAM|CBOE TRADING, INC.|21984
FMI|FOUNDATION MEDICINE|EGAW|CBOE TRADING, INC.|313
FMI|FOUNDATION MEDICINE|EGMT|EG MARKET TECHNOLOGIES LLC|45
FMI|FOUNDATION MEDICINE|EGXM|CBOE TRADING, INC.|5921
FMI|FOUNDATION MEDICINE|EGXW|CBOE TRADING, INC.|125
FMI|FOUNDATION MEDICINE|ETBE|Electronic Transaction Clearing, Inc.|1149
FMI|FOUNDATION MEDICINE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|36284
FMI|FOUNDATION MEDICINE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1666
FMI|FOUNDATION MEDICINE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30887
FMI|FOUNDATION MEDICINE|ETRS|E*Trade Securities LLC|202799
FMI|FOUNDATION MEDICINE|FBCO|Credit Suisse Securities (USA) LLC|327454
FMI|FOUNDATION MEDICINE|FBSB|U.S. Bancorp Investments, Inc.|100
FMI|FOUNDATION MEDICINE|FILL|Tradestation Securities, Inc.|5888
FMI|FOUNDATION MEDICINE|FMAF|NBCN Inc./ CDS|230
FMI|FOUNDATION MEDICINE|FOMA|TD AMERITRADE CLEARING, INC.|442891
FMI|FOUNDATION MEDICINE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9069
FMI|FOUNDATION MEDICINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43100
FMI|FOUNDATION MEDICINE|FTBR|Foliofn Investments, Inc.|562
FMI|FOUNDATION MEDICINE|GEBB|GLOBAL EXECUTION BROKERS, LP|43253
FMI|FOUNDATION MEDICINE|GLIS|TD Securities Inc|45
FMI|FOUNDATION MEDICINE|GLPX|ACS EXECUTION SERVICES, LLC|10331
FMI|FOUNDATION MEDICINE|GSCO|GOLDMAN SACHS & CO. LLC|496318
FMI|FOUNDATION MEDICINE|GSCS|GOLDMAN SACHS & CO. LLC|31489
FMI|FOUNDATION MEDICINE|GSLT|GOLDMAN SACHS & CO. LLC|3123
FMI|FOUNDATION MEDICINE|GTSZ|GTS SECURITIES LLC|3112
FMI|FOUNDATION MEDICINE|HAPX|HAP Trading, LLC|766
FMI|FOUNDATION MEDICINE|HRBF|American Enterprise Investment Services Inc.|8301
FMI|FOUNDATION MEDICINE|HSBC|HSBC Securities, Inc.|25
FMI|FOUNDATION MEDICINE|IATS|INTERACTIVE BROKERS LLC|4159
FMI|FOUNDATION MEDICINE|IBKR|Interactive Brokers Llc|311891
FMI|FOUNDATION MEDICINE|ICBX|INSTINET, LLC|86810
FMI|FOUNDATION MEDICINE|IEQY|CITADEL SECURITIES LLC|115852
FMI|FOUNDATION MEDICINE|INCA|INSTINET, LLC|252162
FMI|FOUNDATION MEDICINE|INJX|INSTINET, LLC|54206
FMI|FOUNDATION MEDICINE|ITGI|ITG Inc.|343974
FMI|FOUNDATION MEDICINE|ITGP|ITG INC.|311800
FMI|FOUNDATION MEDICINE|JANY|Janney Montgomery Scott Inc.|2815
FMI|FOUNDATION MEDICINE|JEFF|JEFFERIES LLC|71084
FMI|FOUNDATION MEDICINE|JMPT|JUMP TRADING, LLC|24297
FMI|FOUNDATION MEDICINE|JONE|JonesTrading|55766
FMI|FOUNDATION MEDICINE|JPBX|J.P. MORGAN SECURITIES LLC|8859
FMI|FOUNDATION MEDICINE|JPMX|J.P. Morgan Securities LLC|576278
FMI|FOUNDATION MEDICINE|JRCO|Johnson Rice & Company L.L.C.|2400
FMI|FOUNDATION MEDICINE|JSJX|JANE STREET CAPITAL LLC|5076
FMI|FOUNDATION MEDICINE|KCGM|VIRTU Americas LLC|168681
FMI|FOUNDATION MEDICINE|LEHM|Barclays Capital Inc./Le|665870
FMI|FOUNDATION MEDICINE|LIME|Lime Brokerage LLC|295990
FMI|FOUNDATION MEDICINE|LMNX|LUMINEX TRADING & ANALYTICS LLC|14200
FMI|FOUNDATION MEDICINE|LQNA|LIQUIDNET, INC.|31500
FMI|FOUNDATION MEDICINE|MAXM|Maxim Group LLC|54302
FMI|FOUNDATION MEDICINE|MBTS|ALLY INVEST SECURITIES LLC|385
FMI|FOUNDATION MEDICINE|MKMP|MKM Partners LLC|5500
FMI|FOUNDATION MEDICINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|249219
FMI|FOUNDATION MEDICINE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1341
FMI|FOUNDATION MEDICINE|MNDX|TJM Investments, LLC|4920
FMI|FOUNDATION MEDICINE|MSCO|MORGAN STANLEY & CO. LLC|1335188
FMI|FOUNDATION MEDICINE|MSPL|MORGAN STANLEY & CO. LLC|929000
FMI|FOUNDATION MEDICINE|MSTX|MORGAN STANLEY & CO. LLC|34700
FMI|FOUNDATION MEDICINE|NFSC|National Financial Services LLC|214746
FMI|FOUNDATION MEDICINE|NITE|VIRTU Americas LLC|583841
FMI|FOUNDATION MEDICINE|NITP|VIRTU Americas LLC|3838
FMI|FOUNDATION MEDICINE|NQRB|Brut, LLC|2167
FMI|FOUNDATION MEDICINE|NTRC|Northern Trust Securities, Inc.|2647
FMI|FOUNDATION MEDICINE|OPCO|Oppenheimer & Co. Inc.|236333
FMI|FOUNDATION MEDICINE|PCPT|PHILLIP CAPITAL INC.|2300
FMI|FOUNDATION MEDICINE|PDQM|CODA MARKETS, INC.|352059
FMI|FOUNDATION MEDICINE|PHLY|NASDAQ Execution Services, LLC|1000
FMI|FOUNDATION MEDICINE|PIPR|Piper Jaffray & Co.|1300
FMI|FOUNDATION MEDICINE|PNSR|Penserra Securities, LLC|2785
FMI|FOUNDATION MEDICINE|PWJC|UBS Financial Services, Inc.|969
FMI|FOUNDATION MEDICINE|RAJA|Raymond James & Associates, Inc.|16860
FMI|FOUNDATION MEDICINE|RBCM|RBC CAPITAL MARKETS, LLC|1575
FMI|FOUNDATION MEDICINE|RGLD|Regal Securities, Inc|1100
FMI|FOUNDATION MEDICINE|SAGL|SAGETRADER, LLC|4454
FMI|FOUNDATION MEDICINE|SAGW|SAGETRADER, LLC|528
FMI|FOUNDATION MEDICINE|SALI|INTL FCSTONE FINANCIAL INC.|125
FMI|FOUNDATION MEDICINE|SBSH|Citigroup Global Markets Inc.|181868
FMI|FOUNDATION MEDICINE|SGMT|GOLDMAN SACHS & CO. LLC|194319
FMI|FOUNDATION MEDICINE|SOGO|Wang Investment Associates, Inc.|100
FMI|FOUNDATION MEDICINE|SPDR|SPEEDROUTE LLC|23819
FMI|FOUNDATION MEDICINE|SPNT|SEVEN POINTS CAPITAL, LLC|2700
FMI|FOUNDATION MEDICINE|SPTD|MINT GLOBAL MARKETS, INC.|2193
FMI|FOUNDATION MEDICINE|STFL|Stifel, Nicolaus & Company, Incorporated|3424
FMI|FOUNDATION MEDICINE|STKP|STOCKPILE INVESTMENTS, INC.|274
FMI|FOUNDATION MEDICINE|STXG|Stockcross Financial Services, Inc.|20
FMI|FOUNDATION MEDICINE|SWIM|TD Ameritrade, Inc.|28378
FMI|FOUNDATION MEDICINE|SWST|Hilltop Securities Inc.|175
FMI|FOUNDATION MEDICINE|TKNG|ALLY INVEST SECURITIES LLC|3071
FMI|FOUNDATION MEDICINE|TRBT|Tradebot Systems, Inc.|34568
FMI|FOUNDATION MEDICINE|TRCM|TRC MARKETS LLC|29073
FMI|FOUNDATION MEDICINE|TWTT|TASTYWORKS, INC.|20
FMI|FOUNDATION MEDICINE|UBSA|UBS SECURITIES LLC|773941
FMI|FOUNDATION MEDICINE|UBSS|UBS Securities LLC|1000252
FMI|FOUNDATION MEDICINE|VALX|VIRTU AMERICAS LLC|65863
FMI|FOUNDATION MEDICINE|VERT|The Vertical Trading Group, LLC|10000
FMI|FOUNDATION MEDICINE|VGRD|Vanguard Marketing Corporation|26388
FMI|FOUNDATION MEDICINE|VSIN|Vision Financial Markets Llc|8
FMI|FOUNDATION MEDICINE|WABR|Wall Street Access|1800
FMI|FOUNDATION MEDICINE|WBLR|WILLIAM BLAIR|327012
FMI|FOUNDATION MEDICINE|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
FMI|FOUNDATION MEDICINE|WCHV|WELLS FARGO SECURITIES, LLC|102372
FMI|FOUNDATION MEDICINE|WEDB|WEDBUSH SECURITIES INC.|1000
FMI|FOUNDATION MEDICINE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6987
FMI|FOUNDATION MEDICINE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19608
FMI|FOUNDATION MEDICINE|WGIF|CIBC World Markets Inc.|453
FMI|FOUNDATION MEDICINE|WSEA|WOLVERINE SECURITIES, LLC|4441
FMI|FOUNDATION MEDICINE|XIST|INSTINET, LLC|3600
FMI|FOUNDATION MEDICINE|XSTM|NATIONAL FINANCIAL SERVICES LLC|66514
FMI|FOUNDATION MEDICINE|YKNA|COMHAR CAPITAL MARKETS, LLC|623
FMI|FOUNDATION MEDICINE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2196
FMK|FIRST TR MEGA CP ALP|BANK|Primevest Financial Services, Inc.|2
FMK|FIRST TR MEGA CP ALP|BATM|CBOE TRADING, INC.|111
FMK|FIRST TR MEGA CP ALP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|542
FMK|FIRST TR MEGA CP ALP|CANT|Cantor Fitzgerald & Co.|3582
FMK|FIRST TR MEGA CP ALP|CHAS|Charles Schwab & Co., Inc.|1
FMK|FIRST TR MEGA CP ALP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1179
FMK|FIRST TR MEGA CP ALP|DBAB|Deutsche Bank Securities Inc.|1289
FMK|FIRST TR MEGA CP ALP|DBAX|Deutsche Bank Securities Inc.|100
FMK|FIRST TR MEGA CP ALP|DEAN|MORGAN STANLEY|105
FMK|FIRST TR MEGA CP ALP|EBXL|EBX LLC|600
FMK|FIRST TR MEGA CP ALP|EDJO|Edward D. Jones & Co., L.P.|133
FMK|FIRST TR MEGA CP ALP|ETRS|E*Trade Securities LLC|2
FMK|FIRST TR MEGA CP ALP|FBCO|Credit Suisse Securities (USA) LLC|142
FMK|FIRST TR MEGA CP ALP|FOMA|TD AMERITRADE CLEARING, INC.|1329
FMK|FIRST TR MEGA CP ALP|HRBF|American Enterprise Investment Services Inc.|7
FMK|FIRST TR MEGA CP ALP|IBKR|Interactive Brokers Llc|8
FMK|FIRST TR MEGA CP ALP|ICBX|INSTINET, LLC|100
FMK|FIRST TR MEGA CP ALP|KCGM|VIRTU Americas LLC|794
FMK|FIRST TR MEGA CP ALP|LEHM|Barclays Capital Inc./Le|600
FMK|FIRST TR MEGA CP ALP|LIME|Lime Brokerage LLC|1
FMK|FIRST TR MEGA CP ALP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FMK|FIRST TR MEGA CP ALP|MSCO|MORGAN STANLEY & CO. LLC|70
FMK|FIRST TR MEGA CP ALP|NFSC|National Financial Services LLC|1052
FMK|FIRST TR MEGA CP ALP|NITE|VIRTU Americas LLC|5088
FMK|FIRST TR MEGA CP ALP|RBCM|RBC CAPITAL MARKETS, LLC|747
FMK|FIRST TR MEGA CP ALP|SGMT|GOLDMAN SACHS & CO. LLC|900
FMK|FIRST TR MEGA CP ALP|SWIM|TD Ameritrade, Inc.|37
FMK|FIRST TR MEGA CP ALP|UBSS|UBS Securities LLC|111
FMK|FIRST TR MEGA CP ALP|WCHV|WELLS FARGO SECURITIES, LLC|605
FMK|FIRST TR MEGA CP ALP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|754
FMN|FEDERATED PMR MN INC|ALTX|Alternet Securities Inc.|147
FMN|FEDERATED PMR MN INC|APCC|Apex Clearing Corporation|2
FMN|FEDERATED PMR MN INC|BARD|Robert W. Baird & Co. Incorporated|881
FMN|FEDERATED PMR MN INC|BBNT|BB&T SECURITIES, LLC|656
FMN|FEDERATED PMR MN INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52
FMN|FEDERATED PMR MN INC|BTIG|BTIG, LLC|10681
FMN|FEDERATED PMR MN INC|CANT|Cantor Fitzgerald & Co.|100
FMN|FEDERATED PMR MN INC|CHAS|Charles Schwab & Co., Inc.|1
FMN|FEDERATED PMR MN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6000
FMN|FEDERATED PMR MN INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FMN|FEDERATED PMR MN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
FMN|FEDERATED PMR MN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|60
FMN|FEDERATED PMR MN INC|DBAX|Deutsche Bank Securities Inc.|3000
FMN|FEDERATED PMR MN INC|DEAN|MORGAN STANLEY|360
FMN|FEDERATED PMR MN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3599
FMN|FEDERATED PMR MN INC|EBXL|EBX LLC|2400
FMN|FEDERATED PMR MN INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2130
FMN|FEDERATED PMR MN INC|EGAM|CBOE TRADING, INC.|147
FMN|FEDERATED PMR MN INC|EGXM|CBOE TRADING, INC.|220
FMN|FEDERATED PMR MN INC|ETRS|E*Trade Securities LLC|362
FMN|FEDERATED PMR MN INC|FBSB|U.S. Bancorp Investments, Inc.|2
FMN|FEDERATED PMR MN INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4482
FMN|FEDERATED PMR MN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3655
FMN|FEDERATED PMR MN INC|FTBR|Foliofn Investments, Inc.|13
FMN|FEDERATED PMR MN INC|GLPX|ACS EXECUTION SERVICES, LLC|1099
FMN|FEDERATED PMR MN INC|GSLT|GOLDMAN SACHS & CO. LLC|100
FMN|FEDERATED PMR MN INC|GTSZ|GTS SECURITIES LLC|400
FMN|FEDERATED PMR MN INC|HRBF|American Enterprise Investment Services Inc.|1342
FMN|FEDERATED PMR MN INC|IATS|INTERACTIVE BROKERS LLC|1979
FMN|FEDERATED PMR MN INC|IBKR|Interactive Brokers Llc|6365
FMN|FEDERATED PMR MN INC|ICBX|INSTINET, LLC|300
FMN|FEDERATED PMR MN INC|INCA|INSTINET, LLC|65
FMN|FEDERATED PMR MN INC|ITGI|ITG Inc.|47
FMN|FEDERATED PMR MN INC|ITGP|ITG INC.|1000
FMN|FEDERATED PMR MN INC|JANY|Janney Montgomery Scott Inc.|1664
FMN|FEDERATED PMR MN INC|JPMX|J.P. Morgan Securities LLC|200
FMN|FEDERATED PMR MN INC|KCGM|VIRTU Americas LLC|100
FMN|FEDERATED PMR MN INC|LEHM|Barclays Capital Inc./Le|400
FMN|FEDERATED PMR MN INC|LIME|Lime Brokerage LLC|31
FMN|FEDERATED PMR MN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1598
FMN|FEDERATED PMR MN INC|MOTF|MOTIF INVESTING, INC.|1
FMN|FEDERATED PMR MN INC|MSCO|MORGAN STANLEY & CO. LLC|23383
FMN|FEDERATED PMR MN INC|MSPL|MORGAN STANLEY & CO. LLC|2000
FMN|FEDERATED PMR MN INC|NATL|National Securities Corporation|18300
FMN|FEDERATED PMR MN INC|NFSC|National Financial Services LLC|25138
FMN|FEDERATED PMR MN INC|NITE|VIRTU Americas LLC|45095
FMN|FEDERATED PMR MN INC|NQRB|Brut, LLC|100
FMN|FEDERATED PMR MN INC|OPCO|Oppenheimer & Co. Inc.|3539
FMN|FEDERATED PMR MN INC|PDQM|CODA MARKETS, INC.|10
FMN|FEDERATED PMR MN INC|PWJC|UBS Financial Services, Inc.|1333
FMN|FEDERATED PMR MN INC|RBCM|RBC CAPITAL MARKETS, LLC|9386
FMN|FEDERATED PMR MN INC|SALI|INTL FCSTONE FINANCIAL INC.|700
FMN|FEDERATED PMR MN INC|SBSH|Citigroup Global Markets Inc.|4811
FMN|FEDERATED PMR MN INC|SGMT|GOLDMAN SACHS & CO. LLC|3279
FMN|FEDERATED PMR MN INC|SPDR|SPEEDROUTE LLC|100
FMN|FEDERATED PMR MN INC|SPHN|Stephens Inc.|380
FMN|FEDERATED PMR MN INC|STFL|Stifel, Nicolaus & Company, Incorporated|735
FMN|FEDERATED PMR MN INC|SWIM|TD Ameritrade, Inc.|450
FMN|FEDERATED PMR MN INC|SWST|Hilltop Securities Inc.|1053
FMN|FEDERATED PMR MN INC|TKNG|ALLY INVEST SECURITIES LLC|6
FMN|FEDERATED PMR MN INC|TRBT|Tradebot Systems, Inc.|1398
FMN|FEDERATED PMR MN INC|UBSA|UBS SECURITIES LLC|8237
FMN|FEDERATED PMR MN INC|UBSS|UBS Securities LLC|31432
FMN|FEDERATED PMR MN INC|VALX|VIRTU AMERICAS LLC|17
FMN|FEDERATED PMR MN INC|VGRD|Vanguard Marketing Corporation|5321
FMN|FEDERATED PMR MN INC|WCHV|WELLS FARGO SECURITIES, LLC|18794
FMN|FEDERATED PMR MN INC|WSEA|WOLVERINE SECURITIES, LLC|3
FMN|FEDERATED PMR MN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3425
FMNB|FARMERS NATL BANC CP|APCC|Apex Clearing Corporation|2
FMNB|FARMERS NATL BANC CP|BANK|Primevest Financial Services, Inc.|3506
FMNB|FARMERS NATL BANC CP|BARD|Robert W. Baird & Co. Incorporated|50
FMNB|FARMERS NATL BANC CP|BERN|Sanford C. Bernstein & Co., LLC|300
FMNB|FARMERS NATL BANC CP|BMOC|BMO Capital Markets Corp.|4070
FMNB|FARMERS NATL BANC CP|BNPX|BNP PARIBAS SECURITIES CORP.|2401
FMNB|FARMERS NATL BANC CP|BTIG|BTIG, LLC|30
FMNB|FARMERS NATL BANC CP|CHAS|Charles Schwab & Co., Inc.|1
FMNB|FARMERS NATL BANC CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1251
FMNB|FARMERS NATL BANC CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1189
FMNB|FARMERS NATL BANC CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
FMNB|FARMERS NATL BANC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3151
FMNB|FARMERS NATL BANC CP|CTDL|Citadel Derivatives Group Llc|2852
FMNB|FARMERS NATL BANC CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1402
FMNB|FARMERS NATL BANC CP|DBAB|Deutsche Bank Securities Inc.|38118
FMNB|FARMERS NATL BANC CP|DBAX|Deutsche Bank Securities Inc.|1200
FMNB|FARMERS NATL BANC CP|DEGS|RONIN PROFESSIONAL LLC|2008
FMNB|FARMERS NATL BANC CP|EBXL|EBX LLC|800
FMNB|FARMERS NATL BANC CP|EGXM|CBOE TRADING, INC.|2
FMNB|FARMERS NATL BANC CP|ETRS|E*Trade Securities LLC|522
FMNB|FARMERS NATL BANC CP|FBCO|Credit Suisse Securities (USA) LLC|58074
FMNB|FARMERS NATL BANC CP|FINX|FINTECH SECURITIES|1000
FMNB|FARMERS NATL BANC CP|FOMA|TD AMERITRADE CLEARING, INC.|22274
FMNB|FARMERS NATL BANC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1145
FMNB|FARMERS NATL BANC CP|GEBB|GLOBAL EXECUTION BROKERS, LP|43259
FMNB|FARMERS NATL BANC CP|GSCO|GOLDMAN SACHS & CO. LLC|76004
FMNB|FARMERS NATL BANC CP|GSCS|GOLDMAN SACHS & CO. LLC|212
FMNB|FARMERS NATL BANC CP|GSLT|GOLDMAN SACHS & CO. LLC|1285
FMNB|FARMERS NATL BANC CP|HRBF|American Enterprise Investment Services Inc.|1019
FMNB|FARMERS NATL BANC CP|IBKR|Interactive Brokers Llc|5347
FMNB|FARMERS NATL BANC CP|ICBX|INSTINET, LLC|100
FMNB|FARMERS NATL BANC CP|IEQY|CITADEL SECURITIES LLC|3276
FMNB|FARMERS NATL BANC CP|INCA|INSTINET, LLC|19662
FMNB|FARMERS NATL BANC CP|INJX|INSTINET, LLC|3928
FMNB|FARMERS NATL BANC CP|ITGI|ITG Inc.|8133
FMNB|FARMERS NATL BANC CP|ITGP|ITG INC.|200
FMNB|FARMERS NATL BANC CP|JEFF|JEFFERIES LLC|2099
FMNB|FARMERS NATL BANC CP|JPMX|J.P. Morgan Securities LLC|4046
FMNB|FARMERS NATL BANC CP|KCGM|VIRTU Americas LLC|10
FMNB|FARMERS NATL BANC CP|LEHM|Barclays Capital Inc./Le|30396
FMNB|FARMERS NATL BANC CP|LIME|Lime Brokerage LLC|66040
FMNB|FARMERS NATL BANC CP|LMGP|LIME BROKERAGE LLC|100
FMNB|FARMERS NATL BANC CP|MAXM|Maxim Group LLC|1588
FMNB|FARMERS NATL BANC CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
FMNB|FARMERS NATL BANC CP|MSCO|MORGAN STANLEY & CO. LLC|110969
FMNB|FARMERS NATL BANC CP|MSPL|MORGAN STANLEY & CO. LLC|1000
FMNB|FARMERS NATL BANC CP|MSTX|MORGAN STANLEY & CO. LLC|600
FMNB|FARMERS NATL BANC CP|NFSC|National Financial Services LLC|3682
FMNB|FARMERS NATL BANC CP|NITE|VIRTU Americas LLC|12902
FMNB|FARMERS NATL BANC CP|NQRB|Brut, LLC|400
FMNB|FARMERS NATL BANC CP|OPCO|Oppenheimer & Co. Inc.|550
FMNB|FARMERS NATL BANC CP|PDQM|CODA MARKETS, INC.|300
FMNB|FARMERS NATL BANC CP|PWJC|UBS Financial Services, Inc.|900
FMNB|FARMERS NATL BANC CP|RAJA|Raymond James & Associates, Inc.|58029
FMNB|FARMERS NATL BANC CP|RBCM|RBC CAPITAL MARKETS, LLC|60
FMNB|FARMERS NATL BANC CP|SAGW|SAGETRADER, LLC|130
FMNB|FARMERS NATL BANC CP|SBSH|Citigroup Global Markets Inc.|26165
FMNB|FARMERS NATL BANC CP|SDLR|Sandler, O'Neill & Partners, L.P.|195428
FMNB|FARMERS NATL BANC CP|SGMT|GOLDMAN SACHS & CO. LLC|913
FMNB|FARMERS NATL BANC CP|STFL|Stifel, Nicolaus & Company, Incorporated|3163
FMNB|FARMERS NATL BANC CP|SWIM|TD Ameritrade, Inc.|201
FMNB|FARMERS NATL BANC CP|SWST|Hilltop Securities Inc.|150
FMNB|FARMERS NATL BANC CP|TRBT|Tradebot Systems, Inc.|1037
FMNB|FARMERS NATL BANC CP|TRCM|TRC MARKETS LLC|7739
FMNB|FARMERS NATL BANC CP|UBSA|UBS SECURITIES LLC|13602
FMNB|FARMERS NATL BANC CP|UBSS|UBS Securities LLC|74467
FMNB|FARMERS NATL BANC CP|VALX|VIRTU AMERICAS LLC|1074
FMNB|FARMERS NATL BANC CP|VGRD|Vanguard Marketing Corporation|10
FMNB|FARMERS NATL BANC CP|WCHV|WELLS FARGO SECURITIES, LLC|1647
FMNB|FARMERS NATL BANC CP|WEED|Weeden & Co.L.P.|9644
FMNB|FARMERS NATL BANC CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
FMNB|FARMERS NATL BANC CP|WSEA|WOLVERINE SECURITIES, LLC|6
FMNB|FARMERS NATL BANC CP|XIST|INSTINET, LLC|600
FMO|FID/CLYMR MLP OPP FD|ALTX|Alternet Securities Inc.|290
FMO|FID/CLYMR MLP OPP FD|APCC|Apex Clearing Corporation|92
FMO|FID/CLYMR MLP OPP FD|BANK|Primevest Financial Services, Inc.|1
FMO|FID/CLYMR MLP OPP FD|BARD|Robert W. Baird & Co. Incorporated|110456
FMO|FID/CLYMR MLP OPP FD|BATM|CBOE TRADING, INC.|1178
FMO|FID/CLYMR MLP OPP FD|BBNT|BB&T SECURITIES, LLC|12683
FMO|FID/CLYMR MLP OPP FD|BERN|Sanford C. Bernstein & Co., LLC|498
FMO|FID/CLYMR MLP OPP FD|BTIG|BTIG, LLC|32037
FMO|FID/CLYMR MLP OPP FD|BYXM|CBOE TRADING, INC.|100
FMO|FID/CLYMR MLP OPP FD|CANT|Cantor Fitzgerald & Co.|368
FMO|FID/CLYMR MLP OPP FD|CHAS|Charles Schwab & Co., Inc.|11
FMO|FID/CLYMR MLP OPP FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10061
FMO|FID/CLYMR MLP OPP FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|767
FMO|FID/CLYMR MLP OPP FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15906
FMO|FID/CLYMR MLP OPP FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1624
FMO|FID/CLYMR MLP OPP FD|DADA|D.A. Davidson & Co.|300
FMO|FID/CLYMR MLP OPP FD|DBAX|Deutsche Bank Securities Inc.|7100
FMO|FID/CLYMR MLP OPP FD|DEAN|MORGAN STANLEY|8162
FMO|FID/CLYMR MLP OPP FD|DEGS|RONIN PROFESSIONAL LLC|1200
FMO|FID/CLYMR MLP OPP FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1252
FMO|FID/CLYMR MLP OPP FD|EBXL|EBX LLC|11900
FMO|FID/CLYMR MLP OPP FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|17278
FMO|FID/CLYMR MLP OPP FD|EDJO|Edward D. Jones & Co., L.P.|2595
FMO|FID/CLYMR MLP OPP FD|EGAM|CBOE TRADING, INC.|1853
FMO|FID/CLYMR MLP OPP FD|EGXM|CBOE TRADING, INC.|776
FMO|FID/CLYMR MLP OPP FD|ESPO|ESPOSITO SECURITIES, LLC|200
FMO|FID/CLYMR MLP OPP FD|ETBE|Electronic Transaction Clearing, Inc.|700
FMO|FID/CLYMR MLP OPP FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
FMO|FID/CLYMR MLP OPP FD|ETRS|E*Trade Securities LLC|46755
FMO|FID/CLYMR MLP OPP FD|FBSB|U.S. Bancorp Investments, Inc.|636
FMO|FID/CLYMR MLP OPP FD|FILL|Tradestation Securities, Inc.|200
FMO|FID/CLYMR MLP OPP FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124890
FMO|FID/CLYMR MLP OPP FD|FTBR|Foliofn Investments, Inc.|20727
FMO|FID/CLYMR MLP OPP FD|GLPX|ACS EXECUTION SERVICES, LLC|3011
FMO|FID/CLYMR MLP OPP FD|GSCO|GOLDMAN SACHS & CO. LLC|529
FMO|FID/CLYMR MLP OPP FD|GSCS|GOLDMAN SACHS & CO. LLC|1000
FMO|FID/CLYMR MLP OPP FD|GSLT|GOLDMAN SACHS & CO. LLC|650
FMO|FID/CLYMR MLP OPP FD|GTSZ|GTS SECURITIES LLC|2525
FMO|FID/CLYMR MLP OPP FD|HRBF|American Enterprise Investment Services Inc.|39199
FMO|FID/CLYMR MLP OPP FD|IATS|INTERACTIVE BROKERS LLC|23547
FMO|FID/CLYMR MLP OPP FD|IBKR|Interactive Brokers Llc|34986
FMO|FID/CLYMR MLP OPP FD|ICBX|INSTINET, LLC|12007
FMO|FID/CLYMR MLP OPP FD|INCA|INSTINET, LLC|9392
FMO|FID/CLYMR MLP OPP FD|ITGI|ITG Inc.|3861
FMO|FID/CLYMR MLP OPP FD|ITGP|ITG INC.|4400
FMO|FID/CLYMR MLP OPP FD|JANY|Janney Montgomery Scott Inc.|2750
FMO|FID/CLYMR MLP OPP FD|JMPT|JUMP TRADING, LLC|617
FMO|FID/CLYMR MLP OPP FD|JPMX|J.P. Morgan Securities LLC|9682
FMO|FID/CLYMR MLP OPP FD|JSJX|JANE STREET CAPITAL LLC|932
FMO|FID/CLYMR MLP OPP FD|KCGM|VIRTU Americas LLC|8461
FMO|FID/CLYMR MLP OPP FD|LEHM|Barclays Capital Inc./Le|9200
FMO|FID/CLYMR MLP OPP FD|LIME|Lime Brokerage LLC|1244
FMO|FID/CLYMR MLP OPP FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2700
FMO|FID/CLYMR MLP OPP FD|MACC|Mid Atlantic Capital Corporation|1150
FMO|FID/CLYMR MLP OPP FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13320
FMO|FID/CLYMR MLP OPP FD|MOTF|MOTIF INVESTING, INC.|2
FMO|FID/CLYMR MLP OPP FD|MSCO|MORGAN STANLEY & CO. LLC|56892
FMO|FID/CLYMR MLP OPP FD|MSPL|MORGAN STANLEY & CO. LLC|12700
FMO|FID/CLYMR MLP OPP FD|NATL|National Securities Corporation|1350
FMO|FID/CLYMR MLP OPP FD|NFSC|National Financial Services LLC|95870
FMO|FID/CLYMR MLP OPP FD|NITE|VIRTU Americas LLC|243085
FMO|FID/CLYMR MLP OPP FD|OPCO|Oppenheimer & Co. Inc.|4442
FMO|FID/CLYMR MLP OPP FD|PDQM|CODA MARKETS, INC.|3901
FMO|FID/CLYMR MLP OPP FD|PWJC|UBS Financial Services, Inc.|981
FMO|FID/CLYMR MLP OPP FD|RBCM|RBC CAPITAL MARKETS, LLC|9489
FMO|FID/CLYMR MLP OPP FD|SAGL|SAGETRADER, LLC|798
FMO|FID/CLYMR MLP OPP FD|SBSH|Citigroup Global Markets Inc.|41054
FMO|FID/CLYMR MLP OPP FD|SGMT|GOLDMAN SACHS & CO. LLC|7464
FMO|FID/CLYMR MLP OPP FD|SPDR|SPEEDROUTE LLC|1200
FMO|FID/CLYMR MLP OPP FD|STFL|Stifel, Nicolaus & Company, Incorporated|2047
FMO|FID/CLYMR MLP OPP FD|SWIM|TD Ameritrade, Inc.|7944
FMO|FID/CLYMR MLP OPP FD|SWST|Hilltop Securities Inc.|1619
FMO|FID/CLYMR MLP OPP FD|TKNG|ALLY INVEST SECURITIES LLC|190
FMO|FID/CLYMR MLP OPP FD|TRBT|Tradebot Systems, Inc.|2029
FMO|FID/CLYMR MLP OPP FD|UBSA|UBS SECURITIES LLC|41507
FMO|FID/CLYMR MLP OPP FD|UBSS|UBS Securities LLC|134684
FMO|FID/CLYMR MLP OPP FD|VALX|VIRTU AMERICAS LLC|600
FMO|FID/CLYMR MLP OPP FD|VGRD|Vanguard Marketing Corporation|28357
FMO|FID/CLYMR MLP OPP FD|WBET|Wallachbeth Capital LLC|4600
FMO|FID/CLYMR MLP OPP FD|WCHV|WELLS FARGO SECURITIES, LLC|44982
FMO|FID/CLYMR MLP OPP FD|WEDB|WEDBUSH SECURITIES INC.|320
FMO|FID/CLYMR MLP OPP FD|WEED|Weeden & Co.L.P.|770
FMO|FID/CLYMR MLP OPP FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42534
FMO|FID/CLYMR MLP OPP FD|WSEA|WOLVERINE SECURITIES, LLC|15
FMO|FID/CLYMR MLP OPP FD|XPQR|Jump Trading|933
FMO|FID/CLYMR MLP OPP FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1770
FMO|FID/CLYMR MLP OPP FD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FMO|FID/CLYMR MLP OPP FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8271
FMS|FRESENIUS MED ADS|ALTX|Alternet Securities Inc.|300
FMS|FRESENIUS MED ADS|ANOS|ABEL/NOSER, L.L.C.|400
FMS|FRESENIUS MED ADS|APCC|Apex Clearing Corporation|55
FMS|FRESENIUS MED ADS|BARD|Robert W. Baird & Co. Incorporated|524
FMS|FRESENIUS MED ADS|BATM|CBOE TRADING, INC.|784
FMS|FRESENIUS MED ADS|BBNT|BB&T SECURITIES, LLC|122
FMS|FRESENIUS MED ADS|BERN|Sanford C. Bernstein & Co., LLC|4615
FMS|FRESENIUS MED ADS|BIMI|Banca IMI Securities Corp.|200
FMS|FRESENIUS MED ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8483
FMS|FRESENIUS MED ADS|BZYD|GOLDMAN SACHS & CO. LLC|300
FMS|FRESENIUS MED ADS|CHAS|Charles Schwab & Co., Inc.|419
FMS|FRESENIUS MED ADS|CICF|Canaccord Genuity Corp.|16
FMS|FRESENIUS MED ADS|CIST|Capital Institutional Services, Inc.|287
FMS|FRESENIUS MED ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3295
FMS|FRESENIUS MED ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26044
FMS|FRESENIUS MED ADS|CTDL|Citadel Derivatives Group Llc|2313
FMS|FRESENIUS MED ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1558
FMS|FRESENIUS MED ADS|DADA|D.A. Davidson & Co.|31
FMS|FRESENIUS MED ADS|DBAB|Deutsche Bank Securities Inc.|28789
FMS|FRESENIUS MED ADS|DBAX|Deutsche Bank Securities Inc.|20300
FMS|FRESENIUS MED ADS|DCHF|Dart Executions, LLC|1276
FMS|FRESENIUS MED ADS|DEAN|MORGAN STANLEY|8447
FMS|FRESENIUS MED ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1508
FMS|FRESENIUS MED ADS|EBXL|EBX LLC|6600
FMS|FRESENIUS MED ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|12595
FMS|FRESENIUS MED ADS|EDJO|Edward D. Jones & Co., L.P.|1224
FMS|FRESENIUS MED ADS|EGAM|CBOE TRADING, INC.|736
FMS|FRESENIUS MED ADS|EGMT|EG MARKET TECHNOLOGIES LLC|200
FMS|FRESENIUS MED ADS|EGXM|CBOE TRADING, INC.|41
FMS|FRESENIUS MED ADS|ELEV|ELEVATION, LLC|43379
FMS|FRESENIUS MED ADS|ETBE|Electronic Transaction Clearing, Inc.|2300
FMS|FRESENIUS MED ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
FMS|FRESENIUS MED ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1289
FMS|FRESENIUS MED ADS|ETRS|E*Trade Securities LLC|2596
FMS|FRESENIUS MED ADS|FBSB|U.S. Bancorp Investments, Inc.|246
FMS|FRESENIUS MED ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|36
FMS|FRESENIUS MED ADS|FILL|Tradestation Securities, Inc.|10
FMS|FRESENIUS MED ADS|FINX|FINTECH SECURITIES|1189
FMS|FRESENIUS MED ADS|FMAF|NBCN Inc./ CDS|4402
FMS|FRESENIUS MED ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17106
FMS|FRESENIUS MED ADS|FTBR|Foliofn Investments, Inc.|2712
FMS|FRESENIUS MED ADS|GFIS|GFI Securities LLC|25000
FMS|FRESENIUS MED ADS|GLIS|TD Securities Inc|200
FMS|FRESENIUS MED ADS|GLPX|ACS EXECUTION SERVICES, LLC|632
FMS|FRESENIUS MED ADS|GSCO|GOLDMAN SACHS & CO. LLC|51342
FMS|FRESENIUS MED ADS|GSLT|GOLDMAN SACHS & CO. LLC|2195
FMS|FRESENIUS MED ADS|GTSZ|GTS SECURITIES LLC|4240
FMS|FRESENIUS MED ADS|HRBF|American Enterprise Investment Services Inc.|424
FMS|FRESENIUS MED ADS|HSBC|HSBC Securities, Inc.|1696
FMS|FRESENIUS MED ADS|IATS|INTERACTIVE BROKERS LLC|5287
FMS|FRESENIUS MED ADS|IBKR|Interactive Brokers Llc|4678
FMS|FRESENIUS MED ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|474
FMS|FRESENIUS MED ADS|ICBX|INSTINET, LLC|3696
FMS|FRESENIUS MED ADS|INCA|INSTINET, LLC|36532
FMS|FRESENIUS MED ADS|INTL|INTL FCSTONE FINANCIAL INC.|1776
FMS|FRESENIUS MED ADS|ITGI|ITG Inc.|6866
FMS|FRESENIUS MED ADS|ITGP|ITG INC.|6600
FMS|FRESENIUS MED ADS|JANY|Janney Montgomery Scott Inc.|374
FMS|FRESENIUS MED ADS|JEFF|JEFFERIES LLC|320
FMS|FRESENIUS MED ADS|JMPT|JUMP TRADING, LLC|2476
FMS|FRESENIUS MED ADS|JONE|JonesTrading|100
FMS|FRESENIUS MED ADS|JPBX|J.P. MORGAN SECURITIES LLC|278
FMS|FRESENIUS MED ADS|JPMX|J.P. Morgan Securities LLC|18218
FMS|FRESENIUS MED ADS|JSJX|JANE STREET CAPITAL LLC|155
FMS|FRESENIUS MED ADS|KCGM|VIRTU Americas LLC|4480
FMS|FRESENIUS MED ADS|LEHM|Barclays Capital Inc./Le|100404
FMS|FRESENIUS MED ADS|LIME|Lime Brokerage LLC|42543
FMS|FRESENIUS MED ADS|LSCI|Lek Securities Corporation|2
FMS|FRESENIUS MED ADS|MBTS|ALLY INVEST SECURITIES LLC|839
FMS|FRESENIUS MED ADS|MCMF|Raymond James Ltd. Cds|437
FMS|FRESENIUS MED ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13822
FMS|FRESENIUS MED ADS|MOTF|MOTIF INVESTING, INC.|15
FMS|FRESENIUS MED ADS|MSCO|MORGAN STANLEY & CO. LLC|174444
FMS|FRESENIUS MED ADS|MSPL|MORGAN STANLEY & CO. LLC|11900
FMS|FRESENIUS MED ADS|MSTX|MORGAN STANLEY & CO. LLC|6200
FMS|FRESENIUS MED ADS|NFSC|National Financial Services LLC|18390
FMS|FRESENIUS MED ADS|NITE|VIRTU Americas LLC|117443
FMS|FRESENIUS MED ADS|NQRB|Brut, LLC|6127
FMS|FRESENIUS MED ADS|NTBF|BMO Nesbitt Burns Inc./CDS|469
FMS|FRESENIUS MED ADS|NTRC|Northern Trust Securities, Inc.|201
FMS|FRESENIUS MED ADS|OLDM|OLD MISSION CAPITAL, LLC|14998
FMS|FRESENIUS MED ADS|OPCO|Oppenheimer & Co. Inc.|685
FMS|FRESENIUS MED ADS|PDQM|CODA MARKETS, INC.|1057
FMS|FRESENIUS MED ADS|PWJC|UBS Financial Services, Inc.|479
FMS|FRESENIUS MED ADS|RBCM|RBC CAPITAL MARKETS, LLC|14029
FMS|FRESENIUS MED ADS|SALI|INTL FCSTONE FINANCIAL INC.|773
FMS|FRESENIUS MED ADS|SBSH|Citigroup Global Markets Inc.|3368
FMS|FRESENIUS MED ADS|SEIC|SEI Investments Distribution Co.|100
FMS|FRESENIUS MED ADS|SGMT|GOLDMAN SACHS & CO. LLC|7319
FMS|FRESENIUS MED ADS|STFL|Stifel, Nicolaus & Company, Incorporated|2154
FMS|FRESENIUS MED ADS|STKP|STOCKPILE INVESTMENTS, INC.|8
FMS|FRESENIUS MED ADS|SWIM|TD Ameritrade, Inc.|1002
FMS|FRESENIUS MED ADS|TKNG|ALLY INVEST SECURITIES LLC|20
FMS|FRESENIUS MED ADS|TRBT|Tradebot Systems, Inc.|12420
FMS|FRESENIUS MED ADS|TRCM|TRC MARKETS LLC|10468
FMS|FRESENIUS MED ADS|UBSA|UBS SECURITIES LLC|48576
FMS|FRESENIUS MED ADS|UBSS|UBS Securities LLC|119286
FMS|FRESENIUS MED ADS|VALX|VIRTU AMERICAS LLC|113029
FMS|FRESENIUS MED ADS|VERT|The Vertical Trading Group, LLC|187
FMS|FRESENIUS MED ADS|VGRD|Vanguard Marketing Corporation|2832
FMS|FRESENIUS MED ADS|WBLR|WILLIAM BLAIR|1200
FMS|FRESENIUS MED ADS|WCHV|WELLS FARGO SECURITIES, LLC|30942
FMS|FRESENIUS MED ADS|WEDB|WEDBUSH SECURITIES INC.|2
FMS|FRESENIUS MED ADS|WEED|Weeden & Co.L.P.|2340
FMS|FRESENIUS MED ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|377
FMS|FRESENIUS MED ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|435
FMS|FRESENIUS MED ADS|WGIF|CIBC World Markets Inc.|295
FMS|FRESENIUS MED ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28
FMS|FRESENIUS MED ADS|WSEA|WOLVERINE SECURITIES, LLC|1217
FMS|FRESENIUS MED ADS|XIST|INSTINET, LLC|17016
FMS|FRESENIUS MED ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2698
FMS|FRESENIUS MED ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3729
FMX|FOMENTO ECONOMICO ME|ALTX|Alternet Securities Inc.|2500
FMX|FOMENTO ECONOMICO ME|AMRI|AMERICAS EXECUTIONS, LLC|2200
FMX|FOMENTO ECONOMICO ME|ANOS|ABEL/NOSER, L.L.C.|324
FMX|FOMENTO ECONOMICO ME|APCC|Apex Clearing Corporation|583
FMX|FOMENTO ECONOMICO ME|BARD|Robert W. Baird & Co. Incorporated|420
FMX|FOMENTO ECONOMICO ME|BATM|CBOE TRADING, INC.|6659
FMX|FOMENTO ECONOMICO ME|BAYC|BAY CREST PARTNERS, LLC|137475
FMX|FOMENTO ECONOMICO ME|BAYT|BTIG, LLC|1577
FMX|FOMENTO ECONOMICO ME|BERN|Sanford C. Bernstein & Co., LLC|3700
FMX|FOMENTO ECONOMICO ME|BIDS|BIDS TRADING L.P.|6200
FMX|FOMENTO ECONOMICO ME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3041
FMX|FOMENTO ECONOMICO ME|BLKX|INSTINET, LLC|30900
FMX|FOMENTO ECONOMICO ME|BNPX|BNP PARIBAS SECURITIES CORP.|22
FMX|FOMENTO ECONOMICO ME|BTIG|BTIG, LLC|81978
FMX|FOMENTO ECONOMICO ME|BYXM|CBOE TRADING, INC.|600
FMX|FOMENTO ECONOMICO ME|BZYD|GOLDMAN SACHS & CO. LLC|900
FMX|FOMENTO ECONOMICO ME|CHAS|Charles Schwab & Co., Inc.|275
FMX|FOMENTO ECONOMICO ME|CLSA|CLSA AMERICAS, LLC|11970
FMX|FOMENTO ECONOMICO ME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11209
FMX|FOMENTO ECONOMICO ME|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1708
FMX|FOMENTO ECONOMICO ME|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|45
FMX|FOMENTO ECONOMICO ME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|141141
FMX|FOMENTO ECONOMICO ME|CTDL|Citadel Derivatives Group Llc|330
FMX|FOMENTO ECONOMICO ME|CXCX|CITIGROUP GLOBAL MARKETS INC.|8982
FMX|FOMENTO ECONOMICO ME|DBAB|Deutsche Bank Securities Inc.|22852
FMX|FOMENTO ECONOMICO ME|DBAX|Deutsche Bank Securities Inc.|50500
FMX|FOMENTO ECONOMICO ME|DCHF|Dart Executions, LLC|200
FMX|FOMENTO ECONOMICO ME|DEAN|MORGAN STANLEY|10284
FMX|FOMENTO ECONOMICO ME|DEGS|RONIN PROFESSIONAL LLC|200
FMX|FOMENTO ECONOMICO ME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|116
FMX|FOMENTO ECONOMICO ME|EBXL|EBX LLC|134500
FMX|FOMENTO ECONOMICO ME|ECUT|CONVERGEX EXECUTION SOLUTIONS|5649
FMX|FOMENTO ECONOMICO ME|EDJO|Edward D. Jones & Co., L.P.|275
FMX|FOMENTO ECONOMICO ME|EGAM|CBOE TRADING, INC.|3821
FMX|FOMENTO ECONOMICO ME|EGMT|EG MARKET TECHNOLOGIES LLC|1805
FMX|FOMENTO ECONOMICO ME|EGXM|CBOE TRADING, INC.|917
FMX|FOMENTO ECONOMICO ME|EGXW|CBOE TRADING, INC.|302
FMX|FOMENTO ECONOMICO ME|ELEV|ELEVATION, LLC|17676
FMX|FOMENTO ECONOMICO ME|ETBE|Electronic Transaction Clearing, Inc.|14631
FMX|FOMENTO ECONOMICO ME|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
FMX|FOMENTO ECONOMICO ME|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17936
FMX|FOMENTO ECONOMICO ME|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|174
FMX|FOMENTO ECONOMICO ME|ETRS|E*Trade Securities LLC|4225
FMX|FOMENTO ECONOMICO ME|FCST|INTL FCSTONE FINANCIAL INC.|100
FMX|FOMENTO ECONOMICO ME|FILL|Tradestation Securities, Inc.|18
FMX|FOMENTO ECONOMICO ME|FMAF|NBCN Inc./ CDS|2339
FMX|FOMENTO ECONOMICO ME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8287
FMX|FOMENTO ECONOMICO ME|FQLS|Quantlab Securities LP|73868
FMX|FOMENTO ECONOMICO ME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31209
FMX|FOMENTO ECONOMICO ME|FTBR|Foliofn Investments, Inc.|590
FMX|FOMENTO ECONOMICO ME|GARC|ICAP Corporates LLC|4100
FMX|FOMENTO ECONOMICO ME|GBMT|GBM International, Inc.|690020
FMX|FOMENTO ECONOMICO ME|GEBB|GLOBAL EXECUTION BROKERS, LP|2640
FMX|FOMENTO ECONOMICO ME|GLPX|ACS EXECUTION SERVICES, LLC|14892
FMX|FOMENTO ECONOMICO ME|GSCO|GOLDMAN SACHS & CO. LLC|145198
FMX|FOMENTO ECONOMICO ME|GSLT|GOLDMAN SACHS & CO. LLC|1967
FMX|FOMENTO ECONOMICO ME|GTSZ|GTS SECURITIES LLC|63513
FMX|FOMENTO ECONOMICO ME|HAPX|HAP Trading, LLC|200
FMX|FOMENTO ECONOMICO ME|HRBF|American Enterprise Investment Services Inc.|555
FMX|FOMENTO ECONOMICO ME|HSBC|HSBC Securities, Inc.|46364
FMX|FOMENTO ECONOMICO ME|IATS|INTERACTIVE BROKERS LLC|28045
FMX|FOMENTO ECONOMICO ME|IBKR|Interactive Brokers Llc|2875
FMX|FOMENTO ECONOMICO ME|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|425
FMX|FOMENTO ECONOMICO ME|ICBX|INSTINET, LLC|128876
FMX|FOMENTO ECONOMICO ME|INCA|INSTINET, LLC|57251
FMX|FOMENTO ECONOMICO ME|INJX|INSTINET, LLC|1000
FMX|FOMENTO ECONOMICO ME|INTL|INTL FCSTONE FINANCIAL INC.|39
FMX|FOMENTO ECONOMICO ME|ITGI|ITG Inc.|14817
FMX|FOMENTO ECONOMICO ME|ITGP|ITG INC.|28000
FMX|FOMENTO ECONOMICO ME|JEFF|JEFFERIES LLC|19823
FMX|FOMENTO ECONOMICO ME|JMPT|JUMP TRADING, LLC|24993
FMX|FOMENTO ECONOMICO ME|JPBX|J.P. MORGAN SECURITIES LLC|23207
FMX|FOMENTO ECONOMICO ME|JPMX|J.P. Morgan Securities LLC|241590
FMX|FOMENTO ECONOMICO ME|JSJX|JANE STREET CAPITAL LLC|12969
FMX|FOMENTO ECONOMICO ME|KCGM|VIRTU Americas LLC|26374
FMX|FOMENTO ECONOMICO ME|LEHM|Barclays Capital Inc./Le|265430
FMX|FOMENTO ECONOMICO ME|LIME|Lime Brokerage LLC|18632
FMX|FOMENTO ECONOMICO ME|LOOP|Loop Capital Markets LLC|1225
FMX|FOMENTO ECONOMICO ME|LQNA|LIQUIDNET, INC.|290300
FMX|FOMENTO ECONOMICO ME|LSCI|Lek Securities Corporation|83
FMX|FOMENTO ECONOMICO ME|MACQ|Macquarie Capital (USA) Inc.|231
FMX|FOMENTO ECONOMICO ME|MBTS|ALLY INVEST SECURITIES LLC|10
FMX|FOMENTO ECONOMICO ME|MCMF|Raymond James Ltd. Cds|72
FMX|FOMENTO ECONOMICO ME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96152
FMX|FOMENTO ECONOMICO ME|MOTF|MOTIF INVESTING, INC.|4
FMX|FOMENTO ECONOMICO ME|MSCO|MORGAN STANLEY & CO. LLC|353639
FMX|FOMENTO ECONOMICO ME|MSPL|MORGAN STANLEY & CO. LLC|88300
FMX|FOMENTO ECONOMICO ME|MSTX|MORGAN STANLEY & CO. LLC|11100
FMX|FOMENTO ECONOMICO ME|NFSC|National Financial Services LLC|124409
FMX|FOMENTO ECONOMICO ME|NITE|VIRTU Americas LLC|118222
FMX|FOMENTO ECONOMICO ME|NQRB|Brut, LLC|6870
FMX|FOMENTO ECONOMICO ME|OPCO|Oppenheimer & Co. Inc.|935
FMX|FOMENTO ECONOMICO ME|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1290
FMX|FOMENTO ECONOMICO ME|PDQM|CODA MARKETS, INC.|60981
FMX|FOMENTO ECONOMICO ME|PWJC|UBS Financial Services, Inc.|1001
FMX|FOMENTO ECONOMICO ME|RBCM|RBC CAPITAL MARKETS, LLC|354
FMX|FOMENTO ECONOMICO ME|SAGL|SAGETRADER, LLC|4741
FMX|FOMENTO ECONOMICO ME|SANT|Santander Investment Securities Inc.|142935
FMX|FOMENTO ECONOMICO ME|SBSH|Citigroup Global Markets Inc.|79366
FMX|FOMENTO ECONOMICO ME|SGMT|GOLDMAN SACHS & CO. LLC|64912
FMX|FOMENTO ECONOMICO ME|SIBO|Prime Executions, Inc.|12169
FMX|FOMENTO ECONOMICO ME|SPDR|SPEEDROUTE LLC|17478
FMX|FOMENTO ECONOMICO ME|SPTD|MINT GLOBAL MARKETS, INC.|5000
FMX|FOMENTO ECONOMICO ME|STFL|Stifel, Nicolaus & Company, Incorporated|243
FMX|FOMENTO ECONOMICO ME|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2138
FMX|FOMENTO ECONOMICO ME|SWIM|TD Ameritrade, Inc.|3883
FMX|FOMENTO ECONOMICO ME|TMBR|Timber Hill LLC|3
FMX|FOMENTO ECONOMICO ME|TRBT|Tradebot Systems, Inc.|49974
FMX|FOMENTO ECONOMICO ME|TRCM|TRC MARKETS LLC|63235
FMX|FOMENTO ECONOMICO ME|TWTT|TASTYWORKS, INC.|7
FMX|FOMENTO ECONOMICO ME|UBSA|UBS SECURITIES LLC|406087
FMX|FOMENTO ECONOMICO ME|UBSS|UBS Securities LLC|442743
FMX|FOMENTO ECONOMICO ME|VALX|VIRTU AMERICAS LLC|21393
FMX|FOMENTO ECONOMICO ME|VGRD|Vanguard Marketing Corporation|1202
FMX|FOMENTO ECONOMICO ME|WBPX|SUMMIT SECURITIES GROUP, LLC|1644
FMX|FOMENTO ECONOMICO ME|WCHV|WELLS FARGO SECURITIES, LLC|8719
FMX|FOMENTO ECONOMICO ME|WEED|Weeden & Co.L.P.|3378
FMX|FOMENTO ECONOMICO ME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|724
FMX|FOMENTO ECONOMICO ME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1618
FMX|FOMENTO ECONOMICO ME|WGIF|CIBC World Markets Inc.|236
FMX|FOMENTO ECONOMICO ME|WSEA|WOLVERINE SECURITIES, LLC|615
FMX|FOMENTO ECONOMICO ME|XIST|INSTINET, LLC|6066
FMX|FOMENTO ECONOMICO ME|XPUS|XP SECURITIES, LLC|660
FMX|FOMENTO ECONOMICO ME|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
FMX|FOMENTO ECONOMICO ME|YKNA|COMHAR CAPITAL MARKETS, LLC|2955
FMX|FOMENTO ECONOMICO ME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|420
FMY|FIRST TRUST MORTGAGE|APCC|Apex Clearing Corporation|4
FMY|FIRST TRUST MORTGAGE|BARD|Robert W. Baird & Co. Incorporated|2
FMY|FIRST TRUST MORTGAGE|BATM|CBOE TRADING, INC.|52
FMY|FIRST TRUST MORTGAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
FMY|FIRST TRUST MORTGAGE|DEAN|MORGAN STANLEY|644
FMY|FIRST TRUST MORTGAGE|EBXL|EBX LLC|100
FMY|FIRST TRUST MORTGAGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|505
FMY|FIRST TRUST MORTGAGE|EDJO|Edward D. Jones & Co., L.P.|3523
FMY|FIRST TRUST MORTGAGE|ETRS|E*Trade Securities LLC|2434
FMY|FIRST TRUST MORTGAGE|FILL|Tradestation Securities, Inc.|35
FMY|FIRST TRUST MORTGAGE|FTBR|Foliofn Investments, Inc.|8
FMY|FIRST TRUST MORTGAGE|HRBF|American Enterprise Investment Services Inc.|4
FMY|FIRST TRUST MORTGAGE|IATS|INTERACTIVE BROKERS LLC|550
FMY|FIRST TRUST MORTGAGE|IBKR|Interactive Brokers Llc|165
FMY|FIRST TRUST MORTGAGE|INCA|INSTINET, LLC|80
FMY|FIRST TRUST MORTGAGE|JANY|Janney Montgomery Scott Inc.|1
FMY|FIRST TRUST MORTGAGE|LEHM|Barclays Capital Inc./Le|200
FMY|FIRST TRUST MORTGAGE|LIME|Lime Brokerage LLC|100
FMY|FIRST TRUST MORTGAGE|MSCO|MORGAN STANLEY & CO. LLC|3461
FMY|FIRST TRUST MORTGAGE|NATL|National Securities Corporation|3780
FMY|FIRST TRUST MORTGAGE|NFSC|National Financial Services LLC|11494
FMY|FIRST TRUST MORTGAGE|NITE|VIRTU Americas LLC|9108
FMY|FIRST TRUST MORTGAGE|OPCO|Oppenheimer & Co. Inc.|1
FMY|FIRST TRUST MORTGAGE|PDQM|CODA MARKETS, INC.|256
FMY|FIRST TRUST MORTGAGE|RBCM|RBC CAPITAL MARKETS, LLC|219
FMY|FIRST TRUST MORTGAGE|STFL|Stifel, Nicolaus & Company, Incorporated|301
FMY|FIRST TRUST MORTGAGE|UBSA|UBS SECURITIES LLC|576
FMY|FIRST TRUST MORTGAGE|UBSS|UBS Securities LLC|5421
FMY|FIRST TRUST MORTGAGE|VGRD|Vanguard Marketing Corporation|252
FMY|FIRST TRUST MORTGAGE|WCHV|WELLS FARGO SECURITIES, LLC|1559
FMY|FIRST TRUST MORTGAGE|WEDB|WEDBUSH SECURITIES INC.|10
FMY|FIRST TRUST MORTGAGE|WSEA|WOLVERINE SECURITIES, LLC|2
FMY|FIRST TRUST MORTGAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2731
FN|FABRINET|ALTX|Alternet Securities Inc.|2310
FN|FABRINET|APCC|Apex Clearing Corporation|100
FN|FABRINET|AQUA|AQUA SECURITIES L.P.|2700
FN|FABRINET|BANK|Primevest Financial Services, Inc.|735
FN|FABRINET|BATM|CBOE TRADING, INC.|1668
FN|FABRINET|BERN|Sanford C. Bernstein & Co., LLC|3150
FN|FABRINET|BIDS|BIDS TRADING L.P.|24673
FN|FABRINET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|269
FN|FABRINET|BLKX|INSTINET, LLC|83409
FN|FABRINET|BNPX|BNP PARIBAS SECURITIES CORP.|9018
FN|FABRINET|BRVL|BLAYLOCK VAN, LLC|1700
FN|FABRINET|BTIG|BTIG, LLC|300
FN|FABRINET|BYXM|CBOE TRADING, INC.|700
FN|FABRINET|BZYD|GOLDMAN SACHS & CO. LLC|200
FN|FABRINET|CANT|Cantor Fitzgerald & Co.|5977
FN|FABRINET|CBLC|CITIGROUP GLOBAL MARKETS INC.|12800
FN|FABRINET|CHAS|Charles Schwab & Co., Inc.|148
FN|FABRINET|CIST|Capital Institutional Services, Inc.|110
FN|FABRINET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89065
FN|FABRINET|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3438
FN|FABRINET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132865
FN|FABRINET|CTDL|Citadel Derivatives Group Llc|2119
FN|FABRINET|CTLR|CUTLER GROUP, LP|2475
FN|FABRINET|CXCX|CITIGROUP GLOBAL MARKETS INC.|13142
FN|FABRINET|DADA|D.A. Davidson & Co.|490
FN|FABRINET|DBAB|Deutsche Bank Securities Inc.|51515
FN|FABRINET|DBAX|Deutsche Bank Securities Inc.|97500
FN|FABRINET|DEAN|MORGAN STANLEY|7647
FN|FABRINET|DEGS|RONIN PROFESSIONAL LLC|1527
FN|FABRINET|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
FN|FABRINET|DREX|Drexel Hamilton, LLC|73
FN|FABRINET|EBXL|EBX LLC|96800
FN|FABRINET|ECUT|CONVERGEX EXECUTION SOLUTIONS|781
FN|FABRINET|EGAM|CBOE TRADING, INC.|4823
FN|FABRINET|EGAW|CBOE TRADING, INC.|180
FN|FABRINET|EGMT|EG MARKET TECHNOLOGIES LLC|100
FN|FABRINET|EGXM|CBOE TRADING, INC.|1801
FN|FABRINET|ETBE|Electronic Transaction Clearing, Inc.|2912
FN|FABRINET|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7603
FN|FABRINET|ETRS|E*Trade Securities LLC|8326
FN|FABRINET|FILL|Tradestation Securities, Inc.|238
FN|FABRINET|FMAF|NBCN Inc./ CDS|219
FN|FABRINET|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2326
FN|FABRINET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74948
FN|FABRINET|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|21742
FN|FABRINET|FTBR|Foliofn Investments, Inc.|2685
FN|FABRINET|GEBB|GLOBAL EXECUTION BROKERS, LP|200
FN|FABRINET|GLPX|ACS EXECUTION SERVICES, LLC|15399
FN|FABRINET|GSCO|GOLDMAN SACHS & CO. LLC|209260
FN|FABRINET|GSCS|GOLDMAN SACHS & CO. LLC|1945
FN|FABRINET|GSLT|GOLDMAN SACHS & CO. LLC|845
FN|FABRINET|GTSZ|GTS SECURITIES LLC|20416
FN|FABRINET|HAPX|HAP Trading, LLC|87
FN|FABRINET|HRBF|American Enterprise Investment Services Inc.|1189
FN|FABRINET|HSBC|HSBC Securities, Inc.|2600
FN|FABRINET|IATS|INTERACTIVE BROKERS LLC|3180
FN|FABRINET|IBKR|Interactive Brokers Llc|6265
FN|FABRINET|ICBX|INSTINET, LLC|16600
FN|FABRINET|IEQY|CITADEL SECURITIES LLC|20740
FN|FABRINET|INCA|INSTINET, LLC|124934
FN|FABRINET|INJX|INSTINET, LLC|10526
FN|FABRINET|ITGI|ITG Inc.|12399
FN|FABRINET|ITGP|ITG INC.|126600
FN|FABRINET|JANY|Janney Montgomery Scott Inc.|16
FN|FABRINET|JEFF|JEFFERIES LLC|22338
FN|FABRINET|JMPT|JUMP TRADING, LLC|11492
FN|FABRINET|JPBX|J.P. MORGAN SECURITIES LLC|3630
FN|FABRINET|JPMX|J.P. Morgan Securities LLC|130207
FN|FABRINET|JSJX|JANE STREET CAPITAL LLC|6493
FN|FABRINET|KCGM|VIRTU Americas LLC|18136
FN|FABRINET|KING|C. L. King & Associates, Inc.|500
FN|FABRINET|LEHM|Barclays Capital Inc./Le|116376
FN|FABRINET|LIME|Lime Brokerage LLC|6938
FN|FABRINET|LOOP|Loop Capital Markets LLC|200
FN|FABRINET|LQNA|LIQUIDNET, INC.|69000
FN|FABRINET|LSCI|Lek Securities Corporation|7
FN|FABRINET|MACQ|Macquarie Capital (USA) Inc.|5733
FN|FABRINET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52572
FN|FABRINET|MOTF|MOTIF INVESTING, INC.|2
FN|FABRINET|MSCO|MORGAN STANLEY & CO. LLC|320270
FN|FABRINET|MSPL|MORGAN STANLEY & CO. LLC|212800
FN|FABRINET|MSTX|MORGAN STANLEY & CO. LLC|17800
FN|FABRINET|NATL|National Securities Corporation|245
FN|FABRINET|NEED|Needham & Company, LLC|782
FN|FABRINET|NFSC|National Financial Services LLC|64714
FN|FABRINET|NITE|VIRTU Americas LLC|104929
FN|FABRINET|NITP|VIRTU Americas LLC|300
FN|FABRINET|NQRB|Brut, LLC|2674
FN|FABRINET|OPCO|Oppenheimer & Co. Inc.|4581
FN|FABRINET|PDQM|CODA MARKETS, INC.|34674
FN|FABRINET|PIPR|Piper Jaffray & Co.|56710
FN|FABRINET|RBCM|RBC CAPITAL MARKETS, LLC|700
FN|FABRINET|RHCO|Suntrust Robinson Humphrey, Inc.|24908
FN|FABRINET|SAGL|SAGETRADER, LLC|10940
FN|FABRINET|SAGW|SAGETRADER, LLC|100
FN|FABRINET|SBSH|Citigroup Global Markets Inc.|19661
FN|FABRINET|SGMT|GOLDMAN SACHS & CO. LLC|47508
FN|FABRINET|SPDR|SPEEDROUTE LLC|3000
FN|FABRINET|SPHN|Stephens Inc.|300
FN|FABRINET|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
FN|FABRINET|STFL|Stifel, Nicolaus & Company, Incorporated|17186
FN|FABRINET|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2358
FN|FABRINET|SWIM|TD Ameritrade, Inc.|6624
FN|FABRINET|SWST|Hilltop Securities Inc.|14
FN|FABRINET|TKNG|ALLY INVEST SECURITIES LLC|2441
FN|FABRINET|TMBR|Timber Hill LLC|34
FN|FABRINET|TRBT|Tradebot Systems, Inc.|62914
FN|FABRINET|TRCM|TRC MARKETS LLC|31854
FN|FABRINET|UBSA|UBS SECURITIES LLC|193828
FN|FABRINET|UBSS|UBS Securities LLC|232866
FN|FABRINET|VALX|VIRTU AMERICAS LLC|8362
FN|FABRINET|VGRD|Vanguard Marketing Corporation|794
FN|FABRINET|WBLR|WILLIAM BLAIR|263
FN|FABRINET|WBPX|SUMMIT SECURITIES GROUP, LLC|1208
FN|FABRINET|WCHV|WELLS FARGO SECURITIES, LLC|6742
FN|FABRINET|WEDB|WEDBUSH SECURITIES INC.|54
FN|FABRINET|WEED|Weeden & Co.L.P.|8700
FN|FABRINET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1075
FN|FABRINET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1056
FN|FABRINET|WFPB|Wells Fargo Securities, LLC.|23535
FN|FABRINET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
FN|FABRINET|WSEA|WOLVERINE SECURITIES, LLC|2086
FN|FABRINET|XIST|INSTINET, LLC|19600
FN|FABRINET|XSTM|NATIONAL FINANCIAL SERVICES LLC|24626
FN|FABRINET|YKNA|COMHAR CAPITAL MARKETS, LLC|1637
FN|FABRINET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|221
FNB|F N B CP|ABLE|NATIXIS Securities Americas LLC|452700
FNB|F N B CP|ALTX|Alternet Securities Inc.|7111
FNB|F N B CP|ANOS|ABEL/NOSER, L.L.C.|500
FNB|F N B CP|APCC|Apex Clearing Corporation|108688
FNB|F N B CP|BANK|Primevest Financial Services, Inc.|3517
FNB|F N B CP|BARD|Robert W. Baird & Co. Incorporated|2341
FNB|F N B CP|BATM|CBOE TRADING, INC.|2884
FNB|F N B CP|BAYC|BAY CREST PARTNERS, LLC|2500
FNB|F N B CP|BAYT|BTIG, LLC|500
FNB|F N B CP|BBNT|BB&T SECURITIES, LLC|25891
FNB|F N B CP|BERN|Sanford C. Bernstein & Co., LLC|32089
FNB|F N B CP|BIDS|BIDS TRADING L.P.|400
FNB|F N B CP|BKCM|BNY Mellon Capital Markets LLC|65516
FNB|F N B CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19019
FNB|F N B CP|BLKX|INSTINET, LLC|121840
FNB|F N B CP|BMOC|BMO Capital Markets Corp.|600
FNB|F N B CP|BNPX|BNP PARIBAS SECURITIES CORP.|523396
FNB|F N B CP|BRVL|BLAYLOCK VAN, LLC|25240
FNB|F N B CP|BTIG|BTIG, LLC|174437
FNB|F N B CP|BYXM|CBOE TRADING, INC.|1020
FNB|F N B CP|BZYD|GOLDMAN SACHS & CO. LLC|1910
FNB|F N B CP|CANT|Cantor Fitzgerald & Co.|50591
FNB|F N B CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|26600
FNB|F N B CP|CHAS|Charles Schwab & Co., Inc.|7086
FNB|F N B CP|CIST|Capital Institutional Services, Inc.|25021
FNB|F N B CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115666
FNB|F N B CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
FNB|F N B CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|550725
FNB|F N B CP|CTDL|Citadel Derivatives Group Llc|30538
FNB|F N B CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|125554
FNB|F N B CP|DBAB|Deutsche Bank Securities Inc.|1020769
FNB|F N B CP|DBAX|Deutsche Bank Securities Inc.|669600
FNB|F N B CP|DBUL|Deutsche Bank Securities Inc.|1200
FNB|F N B CP|DCHF|Dart Executions, LLC|83
FNB|F N B CP|DEAN|MORGAN STANLEY|12998
FNB|F N B CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23355
FNB|F N B CP|EBXL|EBX LLC|335100
FNB|F N B CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8449
FNB|F N B CP|EDJO|Edward D. Jones & Co., L.P.|21031
FNB|F N B CP|EGAM|CBOE TRADING, INC.|10278
FNB|F N B CP|EGAW|CBOE TRADING, INC.|400
FNB|F N B CP|EGXM|CBOE TRADING, INC.|1000
FNB|F N B CP|EGXW|CBOE TRADING, INC.|41
FNB|F N B CP|ETBE|Electronic Transaction Clearing, Inc.|32283
FNB|F N B CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
FNB|F N B CP|ETCC|Electronic Transaction Clearing, Inc.|100
FNB|F N B CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
FNB|F N B CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1078
FNB|F N B CP|ETRS|E*Trade Securities LLC|105292
FNB|F N B CP|FILL|Tradestation Securities, Inc.|200
FNB|F N B CP|FINX|FINTECH SECURITIES|1575
FNB|F N B CP|FMAF|NBCN Inc./ CDS|24985
FNB|F N B CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6510
FNB|F N B CP|FQLS|Quantlab Securities LP|191261
FNB|F N B CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144863
FNB|F N B CP|FTBR|Foliofn Investments, Inc.|6254
FNB|F N B CP|GEBB|GLOBAL EXECUTION BROKERS, LP|5000
FNB|F N B CP|GLPX|ACS EXECUTION SERVICES, LLC|21971
FNB|F N B CP|GSCO|GOLDMAN SACHS & CO. LLC|3179975
FNB|F N B CP|GSCS|GOLDMAN SACHS & CO. LLC|700
FNB|F N B CP|GSLT|GOLDMAN SACHS & CO. LLC|7276
FNB|F N B CP|GTSZ|GTS SECURITIES LLC|169440
FNB|F N B CP|HRBF|American Enterprise Investment Services Inc.|34402
FNB|F N B CP|IATS|INTERACTIVE BROKERS LLC|4005
FNB|F N B CP|IBKR|Interactive Brokers Llc|17721
FNB|F N B CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4198
FNB|F N B CP|ICBX|INSTINET, LLC|219006
FNB|F N B CP|IEQY|CITADEL SECURITIES LLC|235884
FNB|F N B CP|INCA|INSTINET, LLC|302007
FNB|F N B CP|INJX|INSTINET, LLC|11200
FNB|F N B CP|ITGI|ITG Inc.|132529
FNB|F N B CP|ITGP|ITG INC.|264400
FNB|F N B CP|JANY|Janney Montgomery Scott Inc.|14286
FNB|F N B CP|JEFF|JEFFERIES LLC|516882
FNB|F N B CP|JMPT|JUMP TRADING, LLC|75413
FNB|F N B CP|JONE|JonesTrading|148358
FNB|F N B CP|JPBX|J.P. MORGAN SECURITIES LLC|269351
FNB|F N B CP|JPMX|J.P. Morgan Securities LLC|706272
FNB|F N B CP|JSJX|JANE STREET CAPITAL LLC|12844
FNB|F N B CP|KCGM|VIRTU Americas LLC|75136
FNB|F N B CP|KCRD|PHX FINANCIAL, INC.|71
FNB|F N B CP|KRSH|Kershner Securities, LLC|4065
FNB|F N B CP|LEHM|Barclays Capital Inc./Le|1928608
FNB|F N B CP|LGNT|COR CLEARING LLC|2
FNB|F N B CP|LIME|Lime Brokerage LLC|315197
FNB|F N B CP|LQNA|LIQUIDNET, INC.|260700
FNB|F N B CP|LSCI|Lek Securities Corporation|27
FNB|F N B CP|MACC|Mid Atlantic Capital Corporation|590
FNB|F N B CP|MACQ|Macquarie Capital (USA) Inc.|3600
FNB|F N B CP|MCMF|Raymond James Ltd. Cds|1773
FNB|F N B CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|581362
FNB|F N B CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
FNB|F N B CP|MSCO|MORGAN STANLEY & CO. LLC|1142997
FNB|F N B CP|MSPL|MORGAN STANLEY & CO. LLC|717900
FNB|F N B CP|MSTX|MORGAN STANLEY & CO. LLC|408300
FNB|F N B CP|NFSC|National Financial Services LLC|173993
FNB|F N B CP|NITE|VIRTU Americas LLC|541724
FNB|F N B CP|NITP|VIRTU Americas LLC|31248
FNB|F N B CP|NQRB|Brut, LLC|5817
FNB|F N B CP|NTRC|Northern Trust Securities, Inc.|889
FNB|F N B CP|OPCO|Oppenheimer & Co. Inc.|1406
FNB|F N B CP|PDQM|CODA MARKETS, INC.|9000
FNB|F N B CP|PIPR|Piper Jaffray & Co.|21466
FNB|F N B CP|PWJC|UBS Financial Services, Inc.|16882
FNB|F N B CP|RBCM|RBC CAPITAL MARKETS, LLC|33110
FNB|F N B CP|SAGL|SAGETRADER, LLC|800
FNB|F N B CP|SAGW|SAGETRADER, LLC|100
FNB|F N B CP|SALI|INTL FCSTONE FINANCIAL INC.|106
FNB|F N B CP|SBSH|Citigroup Global Markets Inc.|165216
FNB|F N B CP|SEIC|SEI Investments Distribution Co.|2155
FNB|F N B CP|SGMT|GOLDMAN SACHS & CO. LLC|316014
FNB|F N B CP|SPDR|SPEEDROUTE LLC|37839
FNB|F N B CP|SPHN|Stephens Inc.|1600
FNB|F N B CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|6600
FNB|F N B CP|STFL|Stifel, Nicolaus & Company, Incorporated|9950
FNB|F N B CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13871
FNB|F N B CP|SWIM|TD Ameritrade, Inc.|8405
FNB|F N B CP|SWST|Hilltop Securities Inc.|25
FNB|F N B CP|TKNG|ALLY INVEST SECURITIES LLC|992
FNB|F N B CP|TRBT|Tradebot Systems, Inc.|227574
FNB|F N B CP|TRCM|TRC MARKETS LLC|75710
FNB|F N B CP|TWTT|TASTYWORKS, INC.|62
FNB|F N B CP|UBSA|UBS SECURITIES LLC|1311330
FNB|F N B CP|UBSS|UBS Securities LLC|1313260
FNB|F N B CP|VALX|VIRTU AMERICAS LLC|73427
FNB|F N B CP|VGRD|Vanguard Marketing Corporation|14180
FNB|F N B CP|WABR|Wall Street Access|94
FNB|F N B CP|WBET|Wallachbeth Capital LLC|15920
FNB|F N B CP|WBPX|SUMMIT SECURITIES GROUP, LLC|6106
FNB|F N B CP|WCHV|WELLS FARGO SECURITIES, LLC|425581
FNB|F N B CP|WDNX|WEEDEN & CO.L.P.|2296
FNB|F N B CP|WEDB|WEDBUSH SECURITIES INC.|2837
FNB|F N B CP|WEED|Weeden & Co.L.P.|25900
FNB|F N B CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2575
FNB|F N B CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2579
FNB|F N B CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1418
FNB|F N B CP|WSEA|WOLVERINE SECURITIES, LLC|15638
FNB|F N B CP|XIST|INSTINET, LLC|166800
FNB|F N B CP|XPQR|Jump Trading|106
FNB|F N B CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|29668
FNB|F N B CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12123
FNB$E|F.N.B CORP PFD E|BARD|Robert W. Baird & Co. Incorporated|35
FNB$E|F.N.B CORP PFD E|BATM|CBOE TRADING, INC.|290
FNB$E|F.N.B CORP PFD E|BBNT|BB&T SECURITIES, LLC|451
FNB$E|F.N.B CORP PFD E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|116
FNB$E|F.N.B CORP PFD E|BTIG|BTIG, LLC|158
FNB$E|F.N.B CORP PFD E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184
FNB$E|F.N.B CORP PFD E|DBAX|Deutsche Bank Securities Inc.|200
FNB$E|F.N.B CORP PFD E|DEAN|MORGAN STANLEY|3813
FNB$E|F.N.B CORP PFD E|EBXL|EBX LLC|100
FNB$E|F.N.B CORP PFD E|EDJO|Edward D. Jones & Co., L.P.|800
FNB$E|F.N.B CORP PFD E|EGAM|CBOE TRADING, INC.|100
FNB$E|F.N.B CORP PFD E|GTSZ|GTS SECURITIES LLC|375
FNB$E|F.N.B CORP PFD E|HRBF|American Enterprise Investment Services Inc.|34
FNB$E|F.N.B CORP PFD E|IBKR|Interactive Brokers Llc|220
FNB$E|F.N.B CORP PFD E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|115
FNB$E|F.N.B CORP PFD E|INCA|INSTINET, LLC|100
FNB$E|F.N.B CORP PFD E|JPMX|J.P. Morgan Securities LLC|800
FNB$E|F.N.B CORP PFD E|JSEB|JANE STREET EXECUTION SERVICES, LLC|240
FNB$E|F.N.B CORP PFD E|LEHM|Barclays Capital Inc./Le|200
FNB$E|F.N.B CORP PFD E|MSCO|MORGAN STANLEY & CO. LLC|11529
FNB$E|F.N.B CORP PFD E|MSPL|MORGAN STANLEY & CO. LLC|200
FNB$E|F.N.B CORP PFD E|NFSC|National Financial Services LLC|3781
FNB$E|F.N.B CORP PFD E|NITE|VIRTU Americas LLC|6242
FNB$E|F.N.B CORP PFD E|PWJC|UBS Financial Services, Inc.|139
FNB$E|F.N.B CORP PFD E|RBCM|RBC CAPITAL MARKETS, LLC|307
FNB$E|F.N.B CORP PFD E|SALI|INTL FCSTONE FINANCIAL INC.|328
FNB$E|F.N.B CORP PFD E|SGMT|GOLDMAN SACHS & CO. LLC|150
FNB$E|F.N.B CORP PFD E|SPDR|SPEEDROUTE LLC|200
FNB$E|F.N.B CORP PFD E|STFL|Stifel, Nicolaus & Company, Incorporated|648
FNB$E|F.N.B CORP PFD E|SWST|Hilltop Securities Inc.|50
FNB$E|F.N.B CORP PFD E|UBSA|UBS SECURITIES LLC|781
FNB$E|F.N.B CORP PFD E|UBSS|UBS Securities LLC|7798
FNB$E|F.N.B CORP PFD E|VGRD|Vanguard Marketing Corporation|425
FNB$E|F.N.B CORP PFD E|WCHV|WELLS FARGO SECURITIES, LLC|1932
FNB$E|F.N.B CORP PFD E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|179
FNBG|FNB BANCORP CMN|BATM|CBOE TRADING, INC.|105
FNBG|FNB BANCORP CMN|BMOC|BMO Capital Markets Corp.|852
FNBG|FNB BANCORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1433
FNBG|FNB BANCORP CMN|BVIS|BESTVEST INVESTMENTS, LTD.|1000
FNBG|FNB BANCORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|136
FNBG|FNB BANCORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|132
FNBG|FNB BANCORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|729
FNBG|FNB BANCORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2510
FNBG|FNB BANCORP CMN|CTDL|Citadel Derivatives Group Llc|365
FNBG|FNB BANCORP CMN|DADA|D.A. Davidson & Co.|300
FNBG|FNB BANCORP CMN|DBAB|Deutsche Bank Securities Inc.|10355
FNBG|FNB BANCORP CMN|DBAX|Deutsche Bank Securities Inc.|100
FNBG|FNB BANCORP CMN|DEGS|RONIN PROFESSIONAL LLC|174
FNBG|FNB BANCORP CMN|EBXL|EBX LLC|600
FNBG|FNB BANCORP CMN|EGAM|CBOE TRADING, INC.|5
FNBG|FNB BANCORP CMN|ETRS|E*Trade Securities LLC|100
FNBG|FNB BANCORP CMN|FBCO|Credit Suisse Securities (USA) LLC|39859
FNBG|FNB BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|5502
FNBG|FNB BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|153
FNBG|FNB BANCORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
FNBG|FNB BANCORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|50
FNBG|FNB BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|40885
FNBG|FNB BANCORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|7042
FNBG|FNB BANCORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|196
FNBG|FNB BANCORP CMN|GTSZ|GTS SECURITIES LLC|3134
FNBG|FNB BANCORP CMN|IATS|INTERACTIVE BROKERS LLC|415
FNBG|FNB BANCORP CMN|IBKR|Interactive Brokers Llc|8147
FNBG|FNB BANCORP CMN|ICBX|INSTINET, LLC|200
FNBG|FNB BANCORP CMN|IEQY|CITADEL SECURITIES LLC|1282
FNBG|FNB BANCORP CMN|INCA|INSTINET, LLC|4266
FNBG|FNB BANCORP CMN|INJX|INSTINET, LLC|100
FNBG|FNB BANCORP CMN|ITGI|ITG Inc.|3338
FNBG|FNB BANCORP CMN|ITGP|ITG INC.|200
FNBG|FNB BANCORP CMN|JEFF|JEFFERIES LLC|466
FNBG|FNB BANCORP CMN|JONE|JonesTrading|14266
FNBG|FNB BANCORP CMN|JPMX|J.P. Morgan Securities LLC|824
FNBG|FNB BANCORP CMN|KCGM|VIRTU Americas LLC|200
FNBG|FNB BANCORP CMN|LEHM|Barclays Capital Inc./Le|7788
FNBG|FNB BANCORP CMN|LIME|Lime Brokerage LLC|13289
FNBG|FNB BANCORP CMN|LMGP|LIME BROKERAGE LLC|5155
FNBG|FNB BANCORP CMN|MAXM|Maxim Group LLC|403
FNBG|FNB BANCORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FNBG|FNB BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|101175
FNBG|FNB BANCORP CMN|MSPL|MORGAN STANLEY & CO. LLC|700
FNBG|FNB BANCORP CMN|NFSC|National Financial Services LLC|1102
FNBG|FNB BANCORP CMN|NITE|VIRTU Americas LLC|16481
FNBG|FNB BANCORP CMN|NQRB|Brut, LLC|102
FNBG|FNB BANCORP CMN|PDQM|CODA MARKETS, INC.|50
FNBG|FNB BANCORP CMN|RAJA|Raymond James & Associates, Inc.|1564
FNBG|FNB BANCORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|103
FNBG|FNB BANCORP CMN|SBSH|Citigroup Global Markets Inc.|5915
FNBG|FNB BANCORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|218
FNBG|FNB BANCORP CMN|SPDR|SPEEDROUTE LLC|1000
FNBG|FNB BANCORP CMN|SWIM|TD Ameritrade, Inc.|312
FNBG|FNB BANCORP CMN|TRBT|Tradebot Systems, Inc.|3549
FNBG|FNB BANCORP CMN|TRCM|TRC MARKETS LLC|13298
FNBG|FNB BANCORP CMN|UBSA|UBS SECURITIES LLC|6058
FNBG|FNB BANCORP CMN|UBSS|UBS Securities LLC|18646
FNBG|FNB BANCORP CMN|VALX|VIRTU AMERICAS LLC|164
FNBG|FNB BANCORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|739
FNBG|FNB BANCORP CMN|WEDB|WEDBUSH SECURITIES INC.|89
FNBG|FNB BANCORP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81816
FNCB|FNCB BANCORP INC. CM|BATM|CBOE TRADING, INC.|400
FNCB|FNCB BANCORP INC. CM|BAYC|BAY CREST PARTNERS, LLC|22
FNCB|FNCB BANCORP INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|202
FNCB|FNCB BANCORP INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1290
FNCB|FNCB BANCORP INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
FNCB|FNCB BANCORP INC. CM|CTDL|Citadel Derivatives Group Llc|3629
FNCB|FNCB BANCORP INC. CM|DBAB|Deutsche Bank Securities Inc.|1293
FNCB|FNCB BANCORP INC. CM|DBAX|Deutsche Bank Securities Inc.|1100
FNCB|FNCB BANCORP INC. CM|DEAN|MORGAN STANLEY|82
FNCB|FNCB BANCORP INC. CM|DEGS|RONIN PROFESSIONAL LLC|886
FNCB|FNCB BANCORP INC. CM|EBXL|EBX LLC|200
FNCB|FNCB BANCORP INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5164
FNCB|FNCB BANCORP INC. CM|ETRS|E*Trade Securities LLC|3157
FNCB|FNCB BANCORP INC. CM|FBCO|Credit Suisse Securities (USA) LLC|490
FNCB|FNCB BANCORP INC. CM|FINX|FINTECH SECURITIES|1000
FNCB|FNCB BANCORP INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|16918
FNCB|FNCB BANCORP INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2115
FNCB|FNCB BANCORP INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|2542
FNCB|FNCB BANCORP INC. CM|GTSZ|GTS SECURITIES LLC|400
FNCB|FNCB BANCORP INC. CM|HRBF|American Enterprise Investment Services Inc.|34
FNCB|FNCB BANCORP INC. CM|IBKR|Interactive Brokers Llc|2611
FNCB|FNCB BANCORP INC. CM|ICBX|INSTINET, LLC|100
FNCB|FNCB BANCORP INC. CM|INCA|INSTINET, LLC|5634
FNCB|FNCB BANCORP INC. CM|ITGI|ITG Inc.|100
FNCB|FNCB BANCORP INC. CM|JANY|Janney Montgomery Scott Inc.|329
FNCB|FNCB BANCORP INC. CM|JPMX|J.P. Morgan Securities LLC|200
FNCB|FNCB BANCORP INC. CM|LEHM|Barclays Capital Inc./Le|1222
FNCB|FNCB BANCORP INC. CM|LIME|Lime Brokerage LLC|6464
FNCB|FNCB BANCORP INC. CM|MSCO|MORGAN STANLEY & CO. LLC|21433
FNCB|FNCB BANCORP INC. CM|NFSC|National Financial Services LLC|1502
FNCB|FNCB BANCORP INC. CM|NITE|VIRTU Americas LLC|26411
FNCB|FNCB BANCORP INC. CM|PDQM|CODA MARKETS, INC.|200
FNCB|FNCB BANCORP INC. CM|RAJA|Raymond James & Associates, Inc.|4383
FNCB|FNCB BANCORP INC. CM|SBSH|Citigroup Global Markets Inc.|1200
FNCB|FNCB BANCORP INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|8
FNCB|FNCB BANCORP INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|1520
FNCB|FNCB BANCORP INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|16152
FNCB|FNCB BANCORP INC. CM|TRCM|TRC MARKETS LLC|260
FNCB|FNCB BANCORP INC. CM|UBSA|UBS SECURITIES LLC|905
FNCB|FNCB BANCORP INC. CM|UBSS|UBS Securities LLC|5417
FNCB|FNCB BANCORP INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|965
FNCB|FNCB BANCORP INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2479
FNCF|ISHARES EDGE FINACLS|CHAS|Charles Schwab & Co., Inc.|1
FNCF|ISHARES EDGE FINACLS|CICF|Canaccord Genuity Corp.|300
FNCF|ISHARES EDGE FINACLS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1079
FNCF|ISHARES EDGE FINACLS|ETRS|E*Trade Securities LLC|42
FNCF|ISHARES EDGE FINACLS|IBKR|Interactive Brokers Llc|300
FNCF|ISHARES EDGE FINACLS|JANY|Janney Montgomery Scott Inc.|320
FNCF|ISHARES EDGE FINACLS|JPMX|J.P. Morgan Securities LLC|200
FNCF|ISHARES EDGE FINACLS|JSJX|JANE STREET CAPITAL LLC|3825
FNCF|ISHARES EDGE FINACLS|KCGM|VIRTU Americas LLC|1088
FNCF|ISHARES EDGE FINACLS|MSCO|MORGAN STANLEY & CO. LLC|84
FNCF|ISHARES EDGE FINACLS|NFSC|National Financial Services LLC|1287
FNCF|ISHARES EDGE FINACLS|NITE|VIRTU Americas LLC|1583
FNCF|ISHARES EDGE FINACLS|UBSA|UBS SECURITIES LLC|2483
FNCF|ISHARES EDGE FINACLS|WSEA|WOLVERINE SECURITIES, LLC|2
FNCF|ISHARES EDGE FINACLS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10035
FNCL|FIDELITY FINANCE ETF|APCC|Apex Clearing Corporation|98
FNCL|FIDELITY FINANCE ETF|BARD|Robert W. Baird & Co. Incorporated|281
FNCL|FIDELITY FINANCE ETF|BATM|CBOE TRADING, INC.|2679
FNCL|FIDELITY FINANCE ETF|BBNT|BB&T SECURITIES, LLC|637
FNCL|FIDELITY FINANCE ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30747
FNCL|FIDELITY FINANCE ETF|CANT|Cantor Fitzgerald & Co.|22617
FNCL|FIDELITY FINANCE ETF|CHAS|Charles Schwab & Co., Inc.|685
FNCL|FIDELITY FINANCE ETF|CIST|Capital Institutional Services, Inc.|187
FNCL|FIDELITY FINANCE ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5400
FNCL|FIDELITY FINANCE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7009
FNCL|FIDELITY FINANCE ETF|CSIN|Citadel Securities Institutional LLC|3200
FNCL|FIDELITY FINANCE ETF|CTDL|Citadel Derivatives Group Llc|3500
FNCL|FIDELITY FINANCE ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|3306
FNCL|FIDELITY FINANCE ETF|DADA|D.A. Davidson & Co.|84
FNCL|FIDELITY FINANCE ETF|DBAB|Deutsche Bank Securities Inc.|315
FNCL|FIDELITY FINANCE ETF|DBAX|Deutsche Bank Securities Inc.|2200
FNCL|FIDELITY FINANCE ETF|DEAN|MORGAN STANLEY|2045
FNCL|FIDELITY FINANCE ETF|EBXL|EBX LLC|3200
FNCL|FIDELITY FINANCE ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|3500
FNCL|FIDELITY FINANCE ETF|EDJO|Edward D. Jones & Co., L.P.|12780
FNCL|FIDELITY FINANCE ETF|EGAM|CBOE TRADING, INC.|402
FNCL|FIDELITY FINANCE ETF|EGXM|CBOE TRADING, INC.|102
FNCL|FIDELITY FINANCE ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|301
FNCL|FIDELITY FINANCE ETF|ETRS|E*Trade Securities LLC|18830
FNCL|FIDELITY FINANCE ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2270
FNCL|FIDELITY FINANCE ETF|FTBR|Foliofn Investments, Inc.|7136
FNCL|FIDELITY FINANCE ETF|GLPX|ACS EXECUTION SERVICES, LLC|5
FNCL|FIDELITY FINANCE ETF|GSCO|GOLDMAN SACHS & CO. LLC|58009
FNCL|FIDELITY FINANCE ETF|GSLT|GOLDMAN SACHS & CO. LLC|1419
FNCL|FIDELITY FINANCE ETF|GTSZ|GTS SECURITIES LLC|108
FNCL|FIDELITY FINANCE ETF|HRBF|American Enterprise Investment Services Inc.|20927
FNCL|FIDELITY FINANCE ETF|IATS|INTERACTIVE BROKERS LLC|989
FNCL|FIDELITY FINANCE ETF|IBKR|Interactive Brokers Llc|4353
FNCL|FIDELITY FINANCE ETF|ICBX|INSTINET, LLC|3154
FNCL|FIDELITY FINANCE ETF|INCA|INSTINET, LLC|101
FNCL|FIDELITY FINANCE ETF|ITGI|ITG Inc.|471
FNCL|FIDELITY FINANCE ETF|JANY|Janney Montgomery Scott Inc.|725
FNCL|FIDELITY FINANCE ETF|JEFF|JEFFERIES LLC|190
FNCL|FIDELITY FINANCE ETF|JMPT|JUMP TRADING, LLC|210
FNCL|FIDELITY FINANCE ETF|JPMX|J.P. Morgan Securities LLC|1200
FNCL|FIDELITY FINANCE ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|6136
FNCL|FIDELITY FINANCE ETF|JSJX|JANE STREET CAPITAL LLC|335771
FNCL|FIDELITY FINANCE ETF|KCGM|VIRTU Americas LLC|1300
FNCL|FIDELITY FINANCE ETF|LEHM|Barclays Capital Inc./Le|7845
FNCL|FIDELITY FINANCE ETF|LIME|Lime Brokerage LLC|8296
FNCL|FIDELITY FINANCE ETF|LTCO|Ladenburg, Thalmann & Co., Inc.|46759
FNCL|FIDELITY FINANCE ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|108
FNCL|FIDELITY FINANCE ETF|MACC|Mid Atlantic Capital Corporation|6088
FNCL|FIDELITY FINANCE ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
FNCL|FIDELITY FINANCE ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
FNCL|FIDELITY FINANCE ETF|MSCO|MORGAN STANLEY & CO. LLC|54595
FNCL|FIDELITY FINANCE ETF|MSPL|MORGAN STANLEY & CO. LLC|800
FNCL|FIDELITY FINANCE ETF|NFSC|National Financial Services LLC|1763187
FNCL|FIDELITY FINANCE ETF|NITE|VIRTU Americas LLC|785552
FNCL|FIDELITY FINANCE ETF|OPCO|Oppenheimer & Co. Inc.|95
FNCL|FIDELITY FINANCE ETF|PDQM|CODA MARKETS, INC.|2441
FNCL|FIDELITY FINANCE ETF|RBCM|RBC CAPITAL MARKETS, LLC|20439
FNCL|FIDELITY FINANCE ETF|SBSH|Citigroup Global Markets Inc.|8652
FNCL|FIDELITY FINANCE ETF|SGMT|GOLDMAN SACHS & CO. LLC|1866
FNCL|FIDELITY FINANCE ETF|STFL|Stifel, Nicolaus & Company, Incorporated|66
FNCL|FIDELITY FINANCE ETF|SWIM|TD Ameritrade, Inc.|7156
FNCL|FIDELITY FINANCE ETF|SWST|Hilltop Securities Inc.|247
FNCL|FIDELITY FINANCE ETF|TKNG|ALLY INVEST SECURITIES LLC|40
FNCL|FIDELITY FINANCE ETF|TRBT|Tradebot Systems, Inc.|2021
FNCL|FIDELITY FINANCE ETF|TRCM|TRC MARKETS LLC|7516
FNCL|FIDELITY FINANCE ETF|UBSA|UBS SECURITIES LLC|10429
FNCL|FIDELITY FINANCE ETF|UBSS|UBS Securities LLC|90093
FNCL|FIDELITY FINANCE ETF|VGRD|Vanguard Marketing Corporation|11139
FNCL|FIDELITY FINANCE ETF|WCHV|WELLS FARGO SECURITIES, LLC|18236
FNCL|FIDELITY FINANCE ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13342
FNCL|FIDELITY FINANCE ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
FNCL|FIDELITY FINANCE ETF|WSEA|WOLVERINE SECURITIES, LLC|773
FNCL|FIDELITY FINANCE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|2382
FNCL|FIDELITY FINANCE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13710
FND|FLOOR & DECOR HLDGS|ALTX|Alternet Securities Inc.|16521
FND|FLOOR & DECOR HLDGS|ANOS|ABEL/NOSER, L.L.C.|100
FND|FLOOR & DECOR HLDGS|APCC|Apex Clearing Corporation|942
FND|FLOOR & DECOR HLDGS|AQUA|AQUA SECURITIES L.P.|9400
FND|FLOOR & DECOR HLDGS|BANK|Primevest Financial Services, Inc.|36
FND|FLOOR & DECOR HLDGS|BARD|Robert W. Baird & Co. Incorporated|359
FND|FLOOR & DECOR HLDGS|BATM|CBOE TRADING, INC.|4307
FND|FLOOR & DECOR HLDGS|BAYT|BTIG, LLC|1000
FND|FLOOR & DECOR HLDGS|BERN|Sanford C. Bernstein & Co., LLC|107192
FND|FLOOR & DECOR HLDGS|BIDS|BIDS TRADING L.P.|15220
FND|FLOOR & DECOR HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12316
FND|FLOOR & DECOR HLDGS|BLKX|INSTINET, LLC|125673
FND|FLOOR & DECOR HLDGS|BMOC|BMO Capital Markets Corp.|26
FND|FLOOR & DECOR HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|572
FND|FLOOR & DECOR HLDGS|BRGE|Newbridge Securities Corp.|450
FND|FLOOR & DECOR HLDGS|BTIG|BTIG, LLC|88497
FND|FLOOR & DECOR HLDGS|BYXM|CBOE TRADING, INC.|1311
FND|FLOOR & DECOR HLDGS|CANT|Cantor Fitzgerald & Co.|10
FND|FLOOR & DECOR HLDGS|CBLC|CITIGROUP GLOBAL MARKETS INC.|26066
FND|FLOOR & DECOR HLDGS|CHAS|Charles Schwab & Co., Inc.|1360
FND|FLOOR & DECOR HLDGS|CIST|Capital Institutional Services, Inc.|1057
FND|FLOOR & DECOR HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59104
FND|FLOOR & DECOR HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6929
FND|FLOOR & DECOR HLDGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1010
FND|FLOOR & DECOR HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|297427
FND|FLOOR & DECOR HLDGS|CTDL|Citadel Derivatives Group Llc|5076
FND|FLOOR & DECOR HLDGS|CTLR|CUTLER GROUP, LP|100
FND|FLOOR & DECOR HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|20936
FND|FLOOR & DECOR HLDGS|DBAB|Deutsche Bank Securities Inc.|150329
FND|FLOOR & DECOR HLDGS|DBAX|Deutsche Bank Securities Inc.|250500
FND|FLOOR & DECOR HLDGS|DEAN|MORGAN STANLEY|3283
FND|FLOOR & DECOR HLDGS|DEGS|RONIN PROFESSIONAL LLC|3184
FND|FLOOR & DECOR HLDGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
FND|FLOOR & DECOR HLDGS|EBXL|EBX LLC|206200
FND|FLOOR & DECOR HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|736
FND|FLOOR & DECOR HLDGS|EDJO|Edward D. Jones & Co., L.P.|2178
FND|FLOOR & DECOR HLDGS|EGAM|CBOE TRADING, INC.|22973
FND|FLOOR & DECOR HLDGS|EGAW|CBOE TRADING, INC.|200
FND|FLOOR & DECOR HLDGS|EGMT|EG MARKET TECHNOLOGIES LLC|2457
FND|FLOOR & DECOR HLDGS|EGXM|CBOE TRADING, INC.|6186
FND|FLOOR & DECOR HLDGS|ETBE|Electronic Transaction Clearing, Inc.|24378
FND|FLOOR & DECOR HLDGS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|97
FND|FLOOR & DECOR HLDGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
FND|FLOOR & DECOR HLDGS|ETCC|Electronic Transaction Clearing, Inc.|1197
FND|FLOOR & DECOR HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27040
FND|FLOOR & DECOR HLDGS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FND|FLOOR & DECOR HLDGS|ETRS|E*Trade Securities LLC|77592
FND|FLOOR & DECOR HLDGS|FBSB|U.S. Bancorp Investments, Inc.|2
FND|FLOOR & DECOR HLDGS|FILL|Tradestation Securities, Inc.|13069
FND|FLOOR & DECOR HLDGS|FMAF|NBCN Inc./ CDS|1069
FND|FLOOR & DECOR HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|56369
FND|FLOOR & DECOR HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93801
FND|FLOOR & DECOR HLDGS|FTBR|Foliofn Investments, Inc.|3076
FND|FLOOR & DECOR HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|6711
FND|FLOOR & DECOR HLDGS|GLIS|TD Securities Inc|1900
FND|FLOOR & DECOR HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|37771
FND|FLOOR & DECOR HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|728084
FND|FLOOR & DECOR HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|72920
FND|FLOOR & DECOR HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|8079
FND|FLOOR & DECOR HLDGS|GTSZ|GTS SECURITIES LLC|102855
FND|FLOOR & DECOR HLDGS|GUGS|Guggenheim Securities, LLC|14920
FND|FLOOR & DECOR HLDGS|HAPX|HAP Trading, LLC|4615
FND|FLOOR & DECOR HLDGS|HRBF|American Enterprise Investment Services Inc.|2766
FND|FLOOR & DECOR HLDGS|HSBC|HSBC Securities, Inc.|400
FND|FLOOR & DECOR HLDGS|IATS|INTERACTIVE BROKERS LLC|9893
FND|FLOOR & DECOR HLDGS|IBKR|Interactive Brokers Llc|19529
FND|FLOOR & DECOR HLDGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|334
FND|FLOOR & DECOR HLDGS|ICBX|INSTINET, LLC|55640
FND|FLOOR & DECOR HLDGS|INCA|INSTINET, LLC|232518
FND|FLOOR & DECOR HLDGS|INJX|INSTINET, LLC|11653
FND|FLOOR & DECOR HLDGS|ITGI|ITG Inc.|48599
FND|FLOOR & DECOR HLDGS|ITGP|ITG INC.|169600
FND|FLOOR & DECOR HLDGS|JANY|Janney Montgomery Scott Inc.|384
FND|FLOOR & DECOR HLDGS|JEFF|JEFFERIES LLC|142166
FND|FLOOR & DECOR HLDGS|JMPT|JUMP TRADING, LLC|64381
FND|FLOOR & DECOR HLDGS|JONE|JonesTrading|44830
FND|FLOOR & DECOR HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|272372
FND|FLOOR & DECOR HLDGS|JPMX|J.P. Morgan Securities LLC|324787
FND|FLOOR & DECOR HLDGS|JRCO|Johnson Rice & Company L.L.C.|350
FND|FLOOR & DECOR HLDGS|JSJX|JANE STREET CAPITAL LLC|17628
FND|FLOOR & DECOR HLDGS|KCGM|VIRTU Americas LLC|57765
FND|FLOOR & DECOR HLDGS|LEHM|Barclays Capital Inc./Le|1042729
FND|FLOOR & DECOR HLDGS|LIME|Lime Brokerage LLC|13476
FND|FLOOR & DECOR HLDGS|LQNA|LIQUIDNET, INC.|218000
FND|FLOOR & DECOR HLDGS|LSCI|Lek Securities Corporation|101
FND|FLOOR & DECOR HLDGS|MACQ|Macquarie Capital (USA) Inc.|5000
FND|FLOOR & DECOR HLDGS|MBTS|ALLY INVEST SECURITIES LLC|255
FND|FLOOR & DECOR HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|144408
FND|FLOOR & DECOR HLDGS|MOTF|MOTIF INVESTING, INC.|5
FND|FLOOR & DECOR HLDGS|MSCO|MORGAN STANLEY & CO. LLC|932542
FND|FLOOR & DECOR HLDGS|MSPL|MORGAN STANLEY & CO. LLC|529500
FND|FLOOR & DECOR HLDGS|MSTX|MORGAN STANLEY & CO. LLC|128300
FND|FLOOR & DECOR HLDGS|NATL|National Securities Corporation|1025
FND|FLOOR & DECOR HLDGS|NFSC|National Financial Services LLC|202387
FND|FLOOR & DECOR HLDGS|NITE|VIRTU Americas LLC|257205
FND|FLOOR & DECOR HLDGS|NITP|VIRTU Americas LLC|500
FND|FLOOR & DECOR HLDGS|NMRA|Nomura Securities International, Inc.|100
FND|FLOOR & DECOR HLDGS|NQRB|Brut, LLC|12346
FND|FLOOR & DECOR HLDGS|NTBF|BMO Nesbitt Burns Inc./CDS|742
FND|FLOOR & DECOR HLDGS|OPCO|Oppenheimer & Co. Inc.|17241
FND|FLOOR & DECOR HLDGS|PDQM|CODA MARKETS, INC.|111245
FND|FLOOR & DECOR HLDGS|PHLY|NASDAQ Execution Services, LLC|6400
FND|FLOOR & DECOR HLDGS|PIPR|Piper Jaffray & Co.|4147
FND|FLOOR & DECOR HLDGS|PWJC|UBS Financial Services, Inc.|15025
FND|FLOOR & DECOR HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|6417
FND|FLOOR & DECOR HLDGS|RGLD|Regal Securities, Inc|104
FND|FLOOR & DECOR HLDGS|SAGL|SAGETRADER, LLC|4412
FND|FLOOR & DECOR HLDGS|SAGW|SAGETRADER, LLC|24
FND|FLOOR & DECOR HLDGS|SALI|INTL FCSTONE FINANCIAL INC.|3270
FND|FLOOR & DECOR HLDGS|SBSH|Citigroup Global Markets Inc.|33937
FND|FLOOR & DECOR HLDGS|SEIC|SEI Investments Distribution Co.|200
FND|FLOOR & DECOR HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|122781
FND|FLOOR & DECOR HLDGS|SPDR|SPEEDROUTE LLC|20216
FND|FLOOR & DECOR HLDGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1040
FND|FLOOR & DECOR HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|12411
FND|FLOOR & DECOR HLDGS|STRS|STRATEGAS RESEARCH PARTNERS|1895
FND|FLOOR & DECOR HLDGS|STXG|Stockcross Financial Services, Inc.|8300
FND|FLOOR & DECOR HLDGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4863
FND|FLOOR & DECOR HLDGS|SWIM|TD Ameritrade, Inc.|37921
FND|FLOOR & DECOR HLDGS|SWST|Hilltop Securities Inc.|5827
FND|FLOOR & DECOR HLDGS|TDCO|Thompson Davis & Co., Inc.|856
FND|FLOOR & DECOR HLDGS|TKNG|ALLY INVEST SECURITIES LLC|2044
FND|FLOOR & DECOR HLDGS|TRBT|Tradebot Systems, Inc.|298207
FND|FLOOR & DECOR HLDGS|TRCM|TRC MARKETS LLC|68669
FND|FLOOR & DECOR HLDGS|TWTT|TASTYWORKS, INC.|452
FND|FLOOR & DECOR HLDGS|UBSA|UBS SECURITIES LLC|702903
FND|FLOOR & DECOR HLDGS|UBSS|UBS Securities LLC|851106
FND|FLOOR & DECOR HLDGS|VALX|VIRTU AMERICAS LLC|13098
FND|FLOOR & DECOR HLDGS|VGRD|Vanguard Marketing Corporation|9839
FND|FLOOR & DECOR HLDGS|VNDM|Wall Street Access|20385
FND|FLOOR & DECOR HLDGS|WBLR|WILLIAM BLAIR|1017
FND|FLOOR & DECOR HLDGS|WBPX|SUMMIT SECURITIES GROUP, LLC|100
FND|FLOOR & DECOR HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|129323
FND|FLOOR & DECOR HLDGS|WEED|Weeden & Co.L.P.|3090
FND|FLOOR & DECOR HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16899
FND|FLOOR & DECOR HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14036
FND|FLOOR & DECOR HLDGS|WGIF|CIBC World Markets Inc.|700
FND|FLOOR & DECOR HLDGS|WSEA|WOLVERINE SECURITIES, LLC|4488
FND|FLOOR & DECOR HLDGS|XIST|INSTINET, LLC|233000
FND|FLOOR & DECOR HLDGS|XPQR|Jump Trading|2246
FND|FLOOR & DECOR HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|175558
FND|FLOOR & DECOR HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|4099
FND|FLOOR & DECOR HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2942
FNDA|SCH FND US SM ETF|APCC|Apex Clearing Corporation|18072
FNDA|SCH FND US SM ETF|BANK|Primevest Financial Services, Inc.|456
FNDA|SCH FND US SM ETF|BARD|Robert W. Baird & Co. Incorporated|1135
FNDA|SCH FND US SM ETF|BATM|CBOE TRADING, INC.|3702
FNDA|SCH FND US SM ETF|BERN|Sanford C. Bernstein & Co., LLC|6
FNDA|SCH FND US SM ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|937
FNDA|SCH FND US SM ETF|CANT|Cantor Fitzgerald & Co.|779233
FNDA|SCH FND US SM ETF|CHAS|Charles Schwab & Co., Inc.|2671049
FNDA|SCH FND US SM ETF|CIST|Capital Institutional Services, Inc.|694
FNDA|SCH FND US SM ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21982
FNDA|SCH FND US SM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21267
FNDA|SCH FND US SM ETF|CSIN|Citadel Securities Institutional LLC|112538
FNDA|SCH FND US SM ETF|CTDL|Citadel Derivatives Group Llc|114552
FNDA|SCH FND US SM ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|5464
FNDA|SCH FND US SM ETF|DBAX|Deutsche Bank Securities Inc.|5700
FNDA|SCH FND US SM ETF|DEAN|MORGAN STANLEY|114
FNDA|SCH FND US SM ETF|EBXL|EBX LLC|5000
FNDA|SCH FND US SM ETF|EDJO|Edward D. Jones & Co., L.P.|245
FNDA|SCH FND US SM ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52
FNDA|SCH FND US SM ETF|ETRS|E*Trade Securities LLC|312
FNDA|SCH FND US SM ETF|FBSB|U.S. Bancorp Investments, Inc.|875
FNDA|SCH FND US SM ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3770
FNDA|SCH FND US SM ETF|FTBR|Foliofn Investments, Inc.|2
FNDA|SCH FND US SM ETF|GSLT|GOLDMAN SACHS & CO. LLC|750
FNDA|SCH FND US SM ETF|HRBF|American Enterprise Investment Services Inc.|533
FNDA|SCH FND US SM ETF|IBKR|Interactive Brokers Llc|1191
FNDA|SCH FND US SM ETF|ICBX|INSTINET, LLC|8036
FNDA|SCH FND US SM ETF|INCA|INSTINET, LLC|2900
FNDA|SCH FND US SM ETF|ITGI|ITG Inc.|2101
FNDA|SCH FND US SM ETF|JEFF|JEFFERIES LLC|2074
FNDA|SCH FND US SM ETF|JMPT|JUMP TRADING, LLC|414
FNDA|SCH FND US SM ETF|JPMX|J.P. Morgan Securities LLC|56372
FNDA|SCH FND US SM ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1682
FNDA|SCH FND US SM ETF|JSJX|JANE STREET CAPITAL LLC|173465
FNDA|SCH FND US SM ETF|KCGM|VIRTU Americas LLC|6539
FNDA|SCH FND US SM ETF|LEHM|Barclays Capital Inc./Le|12886
FNDA|SCH FND US SM ETF|LIME|Lime Brokerage LLC|11044
FNDA|SCH FND US SM ETF|MACC|Mid Atlantic Capital Corporation|6
FNDA|SCH FND US SM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9544
FNDA|SCH FND US SM ETF|MSCO|MORGAN STANLEY & CO. LLC|56305
FNDA|SCH FND US SM ETF|MSPL|MORGAN STANLEY & CO. LLC|3300
FNDA|SCH FND US SM ETF|NFSC|National Financial Services LLC|22370
FNDA|SCH FND US SM ETF|NITE|VIRTU Americas LLC|39898
FNDA|SCH FND US SM ETF|NITP|VIRTU Americas LLC|100
FNDA|SCH FND US SM ETF|PWJC|UBS Financial Services, Inc.|10
FNDA|SCH FND US SM ETF|SBSH|Citigroup Global Markets Inc.|88
FNDA|SCH FND US SM ETF|SGMT|GOLDMAN SACHS & CO. LLC|4000
FNDA|SCH FND US SM ETF|STFL|Stifel, Nicolaus & Company, Incorporated|138
FNDA|SCH FND US SM ETF|SWIM|TD Ameritrade, Inc.|593
FNDA|SCH FND US SM ETF|SWST|Hilltop Securities Inc.|300
FNDA|SCH FND US SM ETF|TRCM|TRC MARKETS LLC|1278
FNDA|SCH FND US SM ETF|UBSA|UBS SECURITIES LLC|17928
FNDA|SCH FND US SM ETF|UBSS|UBS Securities LLC|113805
FNDA|SCH FND US SM ETF|VALX|VIRTU AMERICAS LLC|500
FNDA|SCH FND US SM ETF|VGRD|Vanguard Marketing Corporation|6933
FNDA|SCH FND US SM ETF|WCHV|WELLS FARGO SECURITIES, LLC|3533
FNDA|SCH FND US SM ETF|WGIF|CIBC World Markets Inc.|25
FNDA|SCH FND US SM ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|567
FNDA|SCH FND US SM ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FNDA|SCH FND US SM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8738
FNDB|SCH FND US MKT ETF|ALTX|Alternet Securities Inc.|656
FNDB|SCH FND US MKT ETF|APCC|Apex Clearing Corporation|4
FNDB|SCH FND US MKT ETF|BANK|Primevest Financial Services, Inc.|8
FNDB|SCH FND US MKT ETF|CHAS|Charles Schwab & Co., Inc.|1024
FNDB|SCH FND US MKT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15068
FNDB|SCH FND US MKT ETF|CSIN|Citadel Securities Institutional LLC|490048
FNDB|SCH FND US MKT ETF|CTDL|Citadel Derivatives Group Llc|512383
FNDB|SCH FND US MKT ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|508
FNDB|SCH FND US MKT ETF|DBAX|Deutsche Bank Securities Inc.|3100
FNDB|SCH FND US MKT ETF|EBXL|EBX LLC|3800
FNDB|SCH FND US MKT ETF|ETRS|E*Trade Securities LLC|393
FNDB|SCH FND US MKT ETF|GSLT|GOLDMAN SACHS & CO. LLC|735
FNDB|SCH FND US MKT ETF|HRBF|American Enterprise Investment Services Inc.|390
FNDB|SCH FND US MKT ETF|IBKR|Interactive Brokers Llc|290
FNDB|SCH FND US MKT ETF|ICBX|INSTINET, LLC|2203
FNDB|SCH FND US MKT ETF|ITGI|ITG Inc.|479
FNDB|SCH FND US MKT ETF|JPMX|J.P. Morgan Securities LLC|1500
FNDB|SCH FND US MKT ETF|JSJX|JANE STREET CAPITAL LLC|52903
FNDB|SCH FND US MKT ETF|KCGM|VIRTU Americas LLC|4705
FNDB|SCH FND US MKT ETF|LEHM|Barclays Capital Inc./Le|9503
FNDB|SCH FND US MKT ETF|LIME|Lime Brokerage LLC|2220
FNDB|SCH FND US MKT ETF|MACC|Mid Atlantic Capital Corporation|10
FNDB|SCH FND US MKT ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7452
FNDB|SCH FND US MKT ETF|MSCO|MORGAN STANLEY & CO. LLC|6500
FNDB|SCH FND US MKT ETF|MSPL|MORGAN STANLEY & CO. LLC|100
FNDB|SCH FND US MKT ETF|NFSC|National Financial Services LLC|7906
FNDB|SCH FND US MKT ETF|NITE|VIRTU Americas LLC|6504
FNDB|SCH FND US MKT ETF|SBSH|Citigroup Global Markets Inc.|911
FNDB|SCH FND US MKT ETF|SEIC|SEI Investments Distribution Co.|656
FNDB|SCH FND US MKT ETF|SGMT|GOLDMAN SACHS & CO. LLC|2612
FNDB|SCH FND US MKT ETF|STFL|Stifel, Nicolaus & Company, Incorporated|17
FNDB|SCH FND US MKT ETF|UBSA|UBS SECURITIES LLC|20334
FNDB|SCH FND US MKT ETF|UBSS|UBS Securities LLC|28458
FNDB|SCH FND US MKT ETF|WCHV|WELLS FARGO SECURITIES, LLC|907
FNDB|SCH FND US MKT ETF|WSEA|WOLVERINE SECURITIES, LLC|8
FNDB|SCH FND US MKT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|660
FNDC|SCH FND INTL SM ETF|APCC|Apex Clearing Corporation|40771
FNDC|SCH FND INTL SM ETF|BANK|Primevest Financial Services, Inc.|241
FNDC|SCH FND INTL SM ETF|BARD|Robert W. Baird & Co. Incorporated|832
FNDC|SCH FND INTL SM ETF|BERN|Sanford C. Bernstein & Co., LLC|447
FNDC|SCH FND INTL SM ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|103
FNDC|SCH FND INTL SM ETF|CANT|Cantor Fitzgerald & Co.|74970
FNDC|SCH FND INTL SM ETF|CHAS|Charles Schwab & Co., Inc.|462513
FNDC|SCH FND INTL SM ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5300
FNDC|SCH FND INTL SM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8418
FNDC|SCH FND INTL SM ETF|CSIN|Citadel Securities Institutional LLC|805241
FNDC|SCH FND INTL SM ETF|CTDL|Citadel Derivatives Group Llc|874896
FNDC|SCH FND INTL SM ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|10130
FNDC|SCH FND INTL SM ETF|DBAX|Deutsche Bank Securities Inc.|10600
FNDC|SCH FND INTL SM ETF|DEAN|MORGAN STANLEY|141
FNDC|SCH FND INTL SM ETF|EBXL|EBX LLC|6700
FNDC|SCH FND INTL SM ETF|EDJO|Edward D. Jones & Co., L.P.|1680
FNDC|SCH FND INTL SM ETF|EGAM|CBOE TRADING, INC.|100
FNDC|SCH FND INTL SM ETF|EGAW|CBOE TRADING, INC.|67
FNDC|SCH FND INTL SM ETF|ETBE|Electronic Transaction Clearing, Inc.|109
FNDC|SCH FND INTL SM ETF|ETRS|E*Trade Securities LLC|1768
FNDC|SCH FND INTL SM ETF|FBSB|U.S. Bancorp Investments, Inc.|353
FNDC|SCH FND INTL SM ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
FNDC|SCH FND INTL SM ETF|FTBR|Foliofn Investments, Inc.|1115
FNDC|SCH FND INTL SM ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|2505
FNDC|SCH FND INTL SM ETF|GLPX|ACS EXECUTION SERVICES, LLC|300
FNDC|SCH FND INTL SM ETF|GSLT|GOLDMAN SACHS & CO. LLC|1493
FNDC|SCH FND INTL SM ETF|HRBF|American Enterprise Investment Services Inc.|3128
FNDC|SCH FND INTL SM ETF|IATS|INTERACTIVE BROKERS LLC|12
FNDC|SCH FND INTL SM ETF|IBKR|Interactive Brokers Llc|153
FNDC|SCH FND INTL SM ETF|ICBX|INSTINET, LLC|6477
FNDC|SCH FND INTL SM ETF|INCA|INSTINET, LLC|301
FNDC|SCH FND INTL SM ETF|ITGI|ITG Inc.|1292
FNDC|SCH FND INTL SM ETF|ITGP|ITG INC.|400
FNDC|SCH FND INTL SM ETF|JPMX|J.P. Morgan Securities LLC|1600
FNDC|SCH FND INTL SM ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|771727
FNDC|SCH FND INTL SM ETF|JSJX|JANE STREET CAPITAL LLC|118476
FNDC|SCH FND INTL SM ETF|KCGM|VIRTU Americas LLC|11617
FNDC|SCH FND INTL SM ETF|LEHM|Barclays Capital Inc./Le|19000
FNDC|SCH FND INTL SM ETF|LIME|Lime Brokerage LLC|3769
FNDC|SCH FND INTL SM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12328
FNDC|SCH FND INTL SM ETF|MSCO|MORGAN STANLEY & CO. LLC|34170
FNDC|SCH FND INTL SM ETF|MSPL|MORGAN STANLEY & CO. LLC|4100
FNDC|SCH FND INTL SM ETF|NFSC|National Financial Services LLC|27148
FNDC|SCH FND INTL SM ETF|NITE|VIRTU Americas LLC|41750
FNDC|SCH FND INTL SM ETF|OLDM|OLD MISSION CAPITAL, LLC|636
FNDC|SCH FND INTL SM ETF|OPCO|Oppenheimer & Co. Inc.|142
FNDC|SCH FND INTL SM ETF|PDQM|CODA MARKETS, INC.|800
FNDC|SCH FND INTL SM ETF|RBCM|RBC CAPITAL MARKETS, LLC|4665
FNDC|SCH FND INTL SM ETF|SBSH|Citigroup Global Markets Inc.|881
FNDC|SCH FND INTL SM ETF|SGMT|GOLDMAN SACHS & CO. LLC|4800
FNDC|SCH FND INTL SM ETF|SWST|Hilltop Securities Inc.|300
FNDC|SCH FND INTL SM ETF|TRBT|Tradebot Systems, Inc.|200
FNDC|SCH FND INTL SM ETF|TRCM|TRC MARKETS LLC|103
FNDC|SCH FND INTL SM ETF|UBSA|UBS SECURITIES LLC|25576
FNDC|SCH FND INTL SM ETF|UBSS|UBS Securities LLC|102634
FNDC|SCH FND INTL SM ETF|VALX|VIRTU AMERICAS LLC|574
FNDC|SCH FND INTL SM ETF|VGRD|Vanguard Marketing Corporation|3929
FNDC|SCH FND INTL SM ETF|WCHV|WELLS FARGO SECURITIES, LLC|4645
FNDC|SCH FND INTL SM ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|275
FNDC|SCH FND INTL SM ETF|WSEA|WOLVERINE SECURITIES, LLC|4
FNDC|SCH FND INTL SM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2792
FNDE|SCH FND EM LG ETF|ALTX|Alternet Securities Inc.|1095
FNDE|SCH FND EM LG ETF|APCC|Apex Clearing Corporation|1161
FNDE|SCH FND EM LG ETF|BANK|Primevest Financial Services, Inc.|993
FNDE|SCH FND EM LG ETF|BARD|Robert W. Baird & Co. Incorporated|1263
FNDE|SCH FND EM LG ETF|BATM|CBOE TRADING, INC.|3100
FNDE|SCH FND EM LG ETF|BBNT|BB&T SECURITIES, LLC|642
FNDE|SCH FND EM LG ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4079
FNDE|SCH FND EM LG ETF|BYXM|CBOE TRADING, INC.|100
FNDE|SCH FND EM LG ETF|CANT|Cantor Fitzgerald & Co.|1174892
FNDE|SCH FND EM LG ETF|CHAS|Charles Schwab & Co., Inc.|2968092
FNDE|SCH FND EM LG ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|312949
FNDE|SCH FND EM LG ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48768
FNDE|SCH FND EM LG ETF|CSIN|Citadel Securities Institutional LLC|567935
FNDE|SCH FND EM LG ETF|CTDL|Citadel Derivatives Group Llc|651005
FNDE|SCH FND EM LG ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|16010
FNDE|SCH FND EM LG ETF|DBAB|Deutsche Bank Securities Inc.|1
FNDE|SCH FND EM LG ETF|DBAX|Deutsche Bank Securities Inc.|36800
FNDE|SCH FND EM LG ETF|DEAN|MORGAN STANLEY|4509
FNDE|SCH FND EM LG ETF|EBXL|EBX LLC|33700
FNDE|SCH FND EM LG ETF|EDJO|Edward D. Jones & Co., L.P.|1648
FNDE|SCH FND EM LG ETF|EGAM|CBOE TRADING, INC.|700
FNDE|SCH FND EM LG ETF|EGXM|CBOE TRADING, INC.|3705
FNDE|SCH FND EM LG ETF|ETBE|Electronic Transaction Clearing, Inc.|600
FNDE|SCH FND EM LG ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2400
FNDE|SCH FND EM LG ETF|ETRS|E*Trade Securities LLC|7413
FNDE|SCH FND EM LG ETF|FBSB|U.S. Bancorp Investments, Inc.|623
FNDE|SCH FND EM LG ETF|FLTU|FLOW TRADERS US LLC|16232
FNDE|SCH FND EM LG ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62
FNDE|SCH FND EM LG ETF|FTBR|Foliofn Investments, Inc.|42
FNDE|SCH FND EM LG ETF|GLPX|ACS EXECUTION SERVICES, LLC|200
FNDE|SCH FND EM LG ETF|GSCO|GOLDMAN SACHS & CO. LLC|13089
FNDE|SCH FND EM LG ETF|GSCS|GOLDMAN SACHS & CO. LLC|200
FNDE|SCH FND EM LG ETF|GSLT|GOLDMAN SACHS & CO. LLC|6045
FNDE|SCH FND EM LG ETF|GTSZ|GTS SECURITIES LLC|847
FNDE|SCH FND EM LG ETF|HRBF|American Enterprise Investment Services Inc.|73
FNDE|SCH FND EM LG ETF|IATS|INTERACTIVE BROKERS LLC|1095
FNDE|SCH FND EM LG ETF|IBKR|Interactive Brokers Llc|2776
FNDE|SCH FND EM LG ETF|ICBX|INSTINET, LLC|33753
FNDE|SCH FND EM LG ETF|INCA|INSTINET, LLC|65966
FNDE|SCH FND EM LG ETF|ITGI|ITG Inc.|2099
FNDE|SCH FND EM LG ETF|ITGP|ITG INC.|2000
FNDE|SCH FND EM LG ETF|JMPT|JUMP TRADING, LLC|1554
FNDE|SCH FND EM LG ETF|JPMX|J.P. Morgan Securities LLC|50040
FNDE|SCH FND EM LG ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1585085
FNDE|SCH FND EM LG ETF|JSJX|JANE STREET CAPITAL LLC|564976
FNDE|SCH FND EM LG ETF|KCGM|VIRTU Americas LLC|14360
FNDE|SCH FND EM LG ETF|LEHM|Barclays Capital Inc./Le|43200
FNDE|SCH FND EM LG ETF|LIME|Lime Brokerage LLC|30304
FNDE|SCH FND EM LG ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57020
FNDE|SCH FND EM LG ETF|MSCO|MORGAN STANLEY & CO. LLC|113770
FNDE|SCH FND EM LG ETF|MSPL|MORGAN STANLEY & CO. LLC|47700
FNDE|SCH FND EM LG ETF|NFSC|National Financial Services LLC|410427
FNDE|SCH FND EM LG ETF|NITE|VIRTU Americas LLC|180166
FNDE|SCH FND EM LG ETF|NITP|VIRTU Americas LLC|611
FNDE|SCH FND EM LG ETF|NQRB|Brut, LLC|1100
FNDE|SCH FND EM LG ETF|NTBF|BMO Nesbitt Burns Inc./CDS|35
FNDE|SCH FND EM LG ETF|PDQM|CODA MARKETS, INC.|9100
FNDE|SCH FND EM LG ETF|RBCM|RBC CAPITAL MARKETS, LLC|627
FNDE|SCH FND EM LG ETF|SALI|INTL FCSTONE FINANCIAL INC.|70
FNDE|SCH FND EM LG ETF|SBSH|Citigroup Global Markets Inc.|7460
FNDE|SCH FND EM LG ETF|SEIC|SEI Investments Distribution Co.|510
FNDE|SCH FND EM LG ETF|SGMT|GOLDMAN SACHS & CO. LLC|20087
FNDE|SCH FND EM LG ETF|SPDR|SPEEDROUTE LLC|500
FNDE|SCH FND EM LG ETF|STFL|Stifel, Nicolaus & Company, Incorporated|230
FNDE|SCH FND EM LG ETF|SWIM|TD Ameritrade, Inc.|858
FNDE|SCH FND EM LG ETF|SWST|Hilltop Securities Inc.|42
FNDE|SCH FND EM LG ETF|TRBT|Tradebot Systems, Inc.|600
FNDE|SCH FND EM LG ETF|TRCM|TRC MARKETS LLC|6131
FNDE|SCH FND EM LG ETF|UBSA|UBS SECURITIES LLC|130526
FNDE|SCH FND EM LG ETF|UBSS|UBS Securities LLC|276746
FNDE|SCH FND EM LG ETF|VALX|VIRTU AMERICAS LLC|1
FNDE|SCH FND EM LG ETF|VERT|The Vertical Trading Group, LLC|239
FNDE|SCH FND EM LG ETF|VGRD|Vanguard Marketing Corporation|22580
FNDE|SCH FND EM LG ETF|WCHV|WELLS FARGO SECURITIES, LLC|6796
FNDE|SCH FND EM LG ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1112
FNDE|SCH FND EM LG ETF|WGIF|CIBC World Markets Inc.|98
FNDE|SCH FND EM LG ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|303
FNDE|SCH FND EM LG ETF|WSEA|WOLVERINE SECURITIES, LLC|438
FNDE|SCH FND EM LG ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
FNDE|SCH FND EM LG ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16099
FNDF|SCH FND INTL LG ETF|ALTX|Alternet Securities Inc.|3123
FNDF|SCH FND INTL LG ETF|APCC|Apex Clearing Corporation|598
FNDF|SCH FND INTL LG ETF|BANK|Primevest Financial Services, Inc.|1208
FNDF|SCH FND INTL LG ETF|BARD|Robert W. Baird & Co. Incorporated|1334
FNDF|SCH FND INTL LG ETF|BATM|CBOE TRADING, INC.|1312
FNDF|SCH FND INTL LG ETF|BBNT|BB&T SECURITIES, LLC|1013
FNDF|SCH FND INTL LG ETF|BERN|Sanford C. Bernstein & Co., LLC|100
FNDF|SCH FND INTL LG ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1221
FNDF|SCH FND INTL LG ETF|CANT|Cantor Fitzgerald & Co.|325182
FNDF|SCH FND INTL LG ETF|CHAS|Charles Schwab & Co., Inc.|1183809
FNDF|SCH FND INTL LG ETF|CIST|Capital Institutional Services, Inc.|2177
FNDF|SCH FND INTL LG ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72006
FNDF|SCH FND INTL LG ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66672
FNDF|SCH FND INTL LG ETF|CSIN|Citadel Securities Institutional LLC|2341140
FNDF|SCH FND INTL LG ETF|CTDL|Citadel Derivatives Group Llc|2424339
FNDF|SCH FND INTL LG ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|10806
FNDF|SCH FND INTL LG ETF|DBAX|Deutsche Bank Securities Inc.|29000
FNDF|SCH FND INTL LG ETF|DEAN|MORGAN STANLEY|214
FNDF|SCH FND INTL LG ETF|EBXL|EBX LLC|22000
FNDF|SCH FND INTL LG ETF|EDJO|Edward D. Jones & Co., L.P.|9979
FNDF|SCH FND INTL LG ETF|EGAM|CBOE TRADING, INC.|27
FNDF|SCH FND INTL LG ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
FNDF|SCH FND INTL LG ETF|ETRS|E*Trade Securities LLC|7351
FNDF|SCH FND INTL LG ETF|FBSB|U.S. Bancorp Investments, Inc.|1334
FNDF|SCH FND INTL LG ETF|FILL|Tradestation Securities, Inc.|560
FNDF|SCH FND INTL LG ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
FNDF|SCH FND INTL LG ETF|FTBR|Foliofn Investments, Inc.|71
FNDF|SCH FND INTL LG ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
FNDF|SCH FND INTL LG ETF|GSCO|GOLDMAN SACHS & CO. LLC|636
FNDF|SCH FND INTL LG ETF|HRBF|American Enterprise Investment Services Inc.|7227
FNDF|SCH FND INTL LG ETF|IATS|INTERACTIVE BROKERS LLC|209
FNDF|SCH FND INTL LG ETF|IBKR|Interactive Brokers Llc|832
FNDF|SCH FND INTL LG ETF|ICBX|INSTINET, LLC|19681
FNDF|SCH FND INTL LG ETF|INCA|INSTINET, LLC|2335
FNDF|SCH FND INTL LG ETF|ITGI|ITG Inc.|2571
FNDF|SCH FND INTL LG ETF|ITGP|ITG INC.|3800
FNDF|SCH FND INTL LG ETF|JMPT|JUMP TRADING, LLC|140
FNDF|SCH FND INTL LG ETF|JPMX|J.P. Morgan Securities LLC|9800
FNDF|SCH FND INTL LG ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1669991
FNDF|SCH FND INTL LG ETF|JSJX|JANE STREET CAPITAL LLC|324268
FNDF|SCH FND INTL LG ETF|KCGM|VIRTU Americas LLC|29201
FNDF|SCH FND INTL LG ETF|LEHM|Barclays Capital Inc./Le|195000
FNDF|SCH FND INTL LG ETF|LIME|Lime Brokerage LLC|5173
FNDF|SCH FND INTL LG ETF|LSCI|Lek Securities Corporation|5
FNDF|SCH FND INTL LG ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61542
FNDF|SCH FND INTL LG ETF|MSCO|MORGAN STANLEY & CO. LLC|78520
FNDF|SCH FND INTL LG ETF|MSPL|MORGAN STANLEY & CO. LLC|7700
FNDF|SCH FND INTL LG ETF|NFSC|National Financial Services LLC|288578
FNDF|SCH FND INTL LG ETF|NITE|VIRTU Americas LLC|211043
FNDF|SCH FND INTL LG ETF|OLDM|OLD MISSION CAPITAL, LLC|400
FNDF|SCH FND INTL LG ETF|PDQM|CODA MARKETS, INC.|1100
FNDF|SCH FND INTL LG ETF|RBCM|RBC CAPITAL MARKETS, LLC|164
FNDF|SCH FND INTL LG ETF|SALI|INTL FCSTONE FINANCIAL INC.|68
FNDF|SCH FND INTL LG ETF|SBSH|Citigroup Global Markets Inc.|3120
FNDF|SCH FND INTL LG ETF|SEIC|SEI Investments Distribution Co.|3123
FNDF|SCH FND INTL LG ETF|SGMT|GOLDMAN SACHS & CO. LLC|28602
FNDF|SCH FND INTL LG ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2543
FNDF|SCH FND INTL LG ETF|SWIM|TD Ameritrade, Inc.|108
FNDF|SCH FND INTL LG ETF|SWST|Hilltop Securities Inc.|1561
FNDF|SCH FND INTL LG ETF|TRBT|Tradebot Systems, Inc.|100
FNDF|SCH FND INTL LG ETF|TRCM|TRC MARKETS LLC|4844
FNDF|SCH FND INTL LG ETF|UBSA|UBS SECURITIES LLC|79621
FNDF|SCH FND INTL LG ETF|UBSS|UBS Securities LLC|243406
FNDF|SCH FND INTL LG ETF|VGRD|Vanguard Marketing Corporation|16801
FNDF|SCH FND INTL LG ETF|WCHV|WELLS FARGO SECURITIES, LLC|5119
FNDF|SCH FND INTL LG ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|394
FNDF|SCH FND INTL LG ETF|WGIF|CIBC World Markets Inc.|7281
FNDF|SCH FND INTL LG ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1697
FNDF|SCH FND INTL LG ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|5292
FNDF|SCH FND INTL LG ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9093
FNDX|SCH FDN US LG ETF|AGCP|AEGIS CAPITAL CORP.|28
FNDX|SCH FDN US LG ETF|ALTX|Alternet Securities Inc.|100
FNDX|SCH FDN US LG ETF|APCC|Apex Clearing Corporation|284
FNDX|SCH FDN US LG ETF|AURC|Aurora Capital LLC|500
FNDX|SCH FDN US LG ETF|BALE|M&T SECURITIES, INC.|2870
FNDX|SCH FDN US LG ETF|BANK|Primevest Financial Services, Inc.|641
FNDX|SCH FDN US LG ETF|BARD|Robert W. Baird & Co. Incorporated|2758
FNDX|SCH FDN US LG ETF|BATM|CBOE TRADING, INC.|2100
FNDX|SCH FDN US LG ETF|BBNT|BB&T SECURITIES, LLC|1258
FNDX|SCH FDN US LG ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7231
FNDX|SCH FDN US LG ETF|CANT|Cantor Fitzgerald & Co.|487213
FNDX|SCH FDN US LG ETF|CHAS|Charles Schwab & Co., Inc.|919463
FNDX|SCH FDN US LG ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17473
FNDX|SCH FDN US LG ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18582
FNDX|SCH FDN US LG ETF|CSIN|Citadel Securities Institutional LLC|1660339
FNDX|SCH FDN US LG ETF|CTDL|Citadel Derivatives Group Llc|1702348
FNDX|SCH FDN US LG ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|8900
FNDX|SCH FDN US LG ETF|DBAB|Deutsche Bank Securities Inc.|11
FNDX|SCH FDN US LG ETF|DBAX|Deutsche Bank Securities Inc.|24200
FNDX|SCH FDN US LG ETF|DEAN|MORGAN STANLEY|2451
FNDX|SCH FDN US LG ETF|EBXL|EBX LLC|10100
FNDX|SCH FDN US LG ETF|EDJO|Edward D. Jones & Co., L.P.|2321
FNDX|SCH FDN US LG ETF|EGXM|CBOE TRADING, INC.|100
FNDX|SCH FDN US LG ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|177
FNDX|SCH FDN US LG ETF|ETRS|E*Trade Securities LLC|146
FNDX|SCH FDN US LG ETF|FBSB|U.S. Bancorp Investments, Inc.|1554
FNDX|SCH FDN US LG ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2730
FNDX|SCH FDN US LG ETF|FTBR|Foliofn Investments, Inc.|360
FNDX|SCH FDN US LG ETF|GSLT|GOLDMAN SACHS & CO. LLC|622
FNDX|SCH FDN US LG ETF|HRBF|American Enterprise Investment Services Inc.|2712
FNDX|SCH FDN US LG ETF|IATS|INTERACTIVE BROKERS LLC|750
FNDX|SCH FDN US LG ETF|IBKR|Interactive Brokers Llc|14064
FNDX|SCH FDN US LG ETF|ICBX|INSTINET, LLC|16013
FNDX|SCH FDN US LG ETF|INCA|INSTINET, LLC|2900
FNDX|SCH FDN US LG ETF|ITGI|ITG Inc.|2796
FNDX|SCH FDN US LG ETF|JMPT|JUMP TRADING, LLC|178
FNDX|SCH FDN US LG ETF|JPMX|J.P. Morgan Securities LLC|17488
FNDX|SCH FDN US LG ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|189412
FNDX|SCH FDN US LG ETF|JSJX|JANE STREET CAPITAL LLC|160399
FNDX|SCH FDN US LG ETF|KCGM|VIRTU Americas LLC|6086
FNDX|SCH FDN US LG ETF|LEHM|Barclays Capital Inc./Le|18213
FNDX|SCH FDN US LG ETF|LIME|Lime Brokerage LLC|11795
FNDX|SCH FDN US LG ETF|LSCI|Lek Securities Corporation|7
FNDX|SCH FDN US LG ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20594
FNDX|SCH FDN US LG ETF|MOTF|MOTIF INVESTING, INC.|1
FNDX|SCH FDN US LG ETF|MSCO|MORGAN STANLEY & CO. LLC|3471
FNDX|SCH FDN US LG ETF|MSPL|MORGAN STANLEY & CO. LLC|10600
FNDX|SCH FDN US LG ETF|NFSC|National Financial Services LLC|98765
FNDX|SCH FDN US LG ETF|NITE|VIRTU Americas LLC|115421
FNDX|SCH FDN US LG ETF|NITP|VIRTU Americas LLC|900
FNDX|SCH FDN US LG ETF|NQRB|Brut, LLC|1100
FNDX|SCH FDN US LG ETF|PDQM|CODA MARKETS, INC.|8600
FNDX|SCH FDN US LG ETF|PWJC|UBS Financial Services, Inc.|41
FNDX|SCH FDN US LG ETF|RBCM|RBC CAPITAL MARKETS, LLC|60
FNDX|SCH FDN US LG ETF|SBSH|Citigroup Global Markets Inc.|21176
FNDX|SCH FDN US LG ETF|SGMT|GOLDMAN SACHS & CO. LLC|7025
FNDX|SCH FDN US LG ETF|SHMR|ABN Amro Clearing LLC|2752
FNDX|SCH FDN US LG ETF|STFL|Stifel, Nicolaus & Company, Incorporated|310
FNDX|SCH FDN US LG ETF|SWIM|TD Ameritrade, Inc.|1100
FNDX|SCH FDN US LG ETF|SWST|Hilltop Securities Inc.|404
FNDX|SCH FDN US LG ETF|TRBT|Tradebot Systems, Inc.|40
FNDX|SCH FDN US LG ETF|TRCM|TRC MARKETS LLC|1849
FNDX|SCH FDN US LG ETF|UBSA|UBS SECURITIES LLC|25924
FNDX|SCH FDN US LG ETF|UBSS|UBS Securities LLC|75390
FNDX|SCH FDN US LG ETF|VGRD|Vanguard Marketing Corporation|4893
FNDX|SCH FDN US LG ETF|WCHV|WELLS FARGO SECURITIES, LLC|4999
FNDX|SCH FDN US LG ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|128
FNDX|SCH FDN US LG ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1704
FNDX|SCH FDN US LG ETF|WSEA|WOLVERINE SECURITIES, LLC|91
FNDX|SCH FDN US LG ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
FNDX|SCH FDN US LG ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6181
FNF|FNF GROUP|ABLE|NATIXIS Securities Americas LLC|84147
FNF|FNF GROUP|ALTX|Alternet Securities Inc.|7436
FNF|FNF GROUP|ANOS|ABEL/NOSER, L.L.C.|8142
FNF|FNF GROUP|APCC|Apex Clearing Corporation|566
FNF|FNF GROUP|AQUA|AQUA SECURITIES L.P.|13900
FNF|FNF GROUP|BARD|Robert W. Baird & Co. Incorporated|9993
FNF|FNF GROUP|BATM|CBOE TRADING, INC.|2518
FNF|FNF GROUP|BAYC|BAY CREST PARTNERS, LLC|64858
FNF|FNF GROUP|BAYT|BTIG, LLC|100
FNF|FNF GROUP|BBNT|BB&T SECURITIES, LLC|219
FNF|FNF GROUP|BERN|Sanford C. Bernstein & Co., LLC|157812
FNF|FNF GROUP|BGCE|BGC Financial Inc.|870
FNF|FNF GROUP|BIDS|BIDS TRADING L.P.|86731
FNF|FNF GROUP|BIMI|Banca IMI Securities Corp.|135
FNF|FNF GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23642
FNF|FNF GROUP|BLKX|INSTINET, LLC|72144
FNF|FNF GROUP|BMOC|BMO Capital Markets Corp.|24700
FNF|FNF GROUP|BNCH|The Benchmark Company, LLC|10325
FNF|FNF GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|688586
FNF|FNF GROUP|BTIG|BTIG, LLC|227514
FNF|FNF GROUP|BYXM|CBOE TRADING, INC.|3088
FNF|FNF GROUP|CANT|Cantor Fitzgerald & Co.|1000
FNF|FNF GROUP|CHAS|Charles Schwab & Co., Inc.|947
FNF|FNF GROUP|CIST|Capital Institutional Services, Inc.|20
FNF|FNF GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57212
FNF|FNF GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|740
FNF|FNF GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|391965
FNF|FNF GROUP|CTDL|Citadel Derivatives Group Llc|8618
FNF|FNF GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|52032
FNF|FNF GROUP|DADA|D.A. Davidson & Co.|4648
FNF|FNF GROUP|DAVA|Davenport & Company LLC|323172
FNF|FNF GROUP|DBAB|Deutsche Bank Securities Inc.|283577
FNF|FNF GROUP|DBAX|Deutsche Bank Securities Inc.|301500
FNF|FNF GROUP|DBUL|Deutsche Bank Securities Inc.|3191
FNF|FNF GROUP|DEAN|MORGAN STANLEY|12519
FNF|FNF GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
FNF|FNF GROUP|DOWL|Dowling & Partners Securities LLC|2728
FNF|FNF GROUP|DREX|Drexel Hamilton, LLC|61131
FNF|FNF GROUP|EBXL|EBX LLC|257600
FNF|FNF GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|45980
FNF|FNF GROUP|EDJO|Edward D. Jones & Co., L.P.|13636
FNF|FNF GROUP|EGAM|CBOE TRADING, INC.|20122
FNF|FNF GROUP|EGAW|CBOE TRADING, INC.|41
FNF|FNF GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|590
FNF|FNF GROUP|EGXM|CBOE TRADING, INC.|2686
FNF|FNF GROUP|ETBE|Electronic Transaction Clearing, Inc.|13423
FNF|FNF GROUP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
FNF|FNF GROUP|ETCC|Electronic Transaction Clearing, Inc.|450
FNF|FNF GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5143
FNF|FNF GROUP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2908
FNF|FNF GROUP|ETRS|E*Trade Securities LLC|10941
FNF|FNF GROUP|FBSB|U.S. Bancorp Investments, Inc.|27
FNF|FNF GROUP|FILL|Tradestation Securities, Inc.|4555
FNF|FNF GROUP|FMAF|NBCN Inc./ CDS|19215
FNF|FNF GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16581
FNF|FNF GROUP|FQLS|Quantlab Securities LP|245799
FNF|FNF GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120991
FNF|FNF GROUP|FTBR|Foliofn Investments, Inc.|2532
FNF|FNF GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|14840
FNF|FNF GROUP|GLPX|ACS EXECUTION SERVICES, LLC|42798
FNF|FNF GROUP|GSCO|GOLDMAN SACHS & CO. LLC|1728302
FNF|FNF GROUP|GSCS|GOLDMAN SACHS & CO. LLC|22928
FNF|FNF GROUP|GSLT|GOLDMAN SACHS & CO. LLC|6804
FNF|FNF GROUP|GTSZ|GTS SECURITIES LLC|120036
FNF|FNF GROUP|HRBF|American Enterprise Investment Services Inc.|5698
FNF|FNF GROUP|HSBC|HSBC Securities, Inc.|5114
FNF|FNF GROUP|IATS|INTERACTIVE BROKERS LLC|6247
FNF|FNF GROUP|IBKR|Interactive Brokers Llc|10787
FNF|FNF GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|275
FNF|FNF GROUP|ICBX|INSTINET, LLC|41819
FNF|FNF GROUP|INCA|INSTINET, LLC|238480
FNF|FNF GROUP|INJX|INSTINET, LLC|2701
FNF|FNF GROUP|ITGI|ITG Inc.|51384
FNF|FNF GROUP|ITGP|ITG INC.|200600
FNF|FNF GROUP|JANY|Janney Montgomery Scott Inc.|1979
FNF|FNF GROUP|JEFF|JEFFERIES LLC|144813
FNF|FNF GROUP|JMPT|JUMP TRADING, LLC|53252
FNF|FNF GROUP|JONE|JonesTrading|9904
FNF|FNF GROUP|JPBX|J.P. MORGAN SECURITIES LLC|201759
FNF|FNF GROUP|JPMX|J.P. Morgan Securities LLC|615832
FNF|FNF GROUP|JSJX|JANE STREET CAPITAL LLC|25787
FNF|FNF GROUP|JSSF|JMP Securities LLC|2241
FNF|FNF GROUP|KBWI|Keefe, Bruyette & Woods, Inc.|26368
FNF|FNF GROUP|KCGM|VIRTU Americas LLC|39643
FNF|FNF GROUP|LEHM|Barclays Capital Inc./Le|766552
FNF|FNF GROUP|LIME|Lime Brokerage LLC|20106
FNF|FNF GROUP|LMNX|LUMINEX TRADING & ANALYTICS LLC|264642
FNF|FNF GROUP|LOOP|Loop Capital Markets LLC|1801
FNF|FNF GROUP|LQNA|LIQUIDNET, INC.|48600
FNF|FNF GROUP|LSCI|Lek Securities Corporation|44
FNF|FNF GROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
FNF|FNF GROUP|MACQ|Macquarie Capital (USA) Inc.|1500
FNF|FNF GROUP|MAXM|Maxim Group LLC|35737
FNF|FNF GROUP|MCBT|Moors & Cabot, Inc.|100
FNF|FNF GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|203464
FNF|FNF GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
FNF|FNF GROUP|MOTF|MOTIF INVESTING, INC.|3
FNF|FNF GROUP|MSCO|MORGAN STANLEY & CO. LLC|2267447
FNF|FNF GROUP|MSPL|MORGAN STANLEY & CO. LLC|222300
FNF|FNF GROUP|MSTX|MORGAN STANLEY & CO. LLC|118700
FNF|FNF GROUP|MUFG|MUFG SECURITIES AMERICAS INC.|770504
FNF|FNF GROUP|NFSC|National Financial Services LLC|239558
FNF|FNF GROUP|NITE|VIRTU Americas LLC|339274
FNF|FNF GROUP|NITP|VIRTU Americas LLC|900
FNF|FNF GROUP|NQRB|Brut, LLC|6824
FNF|FNF GROUP|NTBF|BMO Nesbitt Burns Inc./CDS|34
FNF|FNF GROUP|NTRC|Northern Trust Securities, Inc.|1714
FNF|FNF GROUP|OPCO|Oppenheimer & Co. Inc.|2583
FNF|FNF GROUP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|434552
FNF|FNF GROUP|PDQM|CODA MARKETS, INC.|99378
FNF|FNF GROUP|PHLY|NASDAQ Execution Services, LLC|2200
FNF|FNF GROUP|PIPR|Piper Jaffray & Co.|14700
FNF|FNF GROUP|PWJC|UBS Financial Services, Inc.|389
FNF|FNF GROUP|RBCM|RBC CAPITAL MARKETS, LLC|7789
FNF|FNF GROUP|SAGL|SAGETRADER, LLC|9151
FNF|FNF GROUP|SAGW|SAGETRADER, LLC|300
FNF|FNF GROUP|SBSH|Citigroup Global Markets Inc.|144425
FNF|FNF GROUP|SEIC|SEI Investments Distribution Co.|1500
FNF|FNF GROUP|SGMT|GOLDMAN SACHS & CO. LLC|85391
FNF|FNF GROUP|SJLS|TRADE INFORMATICS LLC|2300
FNF|FNF GROUP|SPDR|SPEEDROUTE LLC|15908
FNF|FNF GROUP|SPHN|Stephens Inc.|513
FNF|FNF GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|9736
FNF|FNF GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5417
FNF|FNF GROUP|SWIM|TD Ameritrade, Inc.|1031
FNF|FNF GROUP|SWST|Hilltop Securities Inc.|620
FNF|FNF GROUP|TAGC|TELSEY ADVISORY GROUP LLC|1761
FNF|FNF GROUP|TKNG|ALLY INVEST SECURITIES LLC|103
FNF|FNF GROUP|TRBT|Tradebot Systems, Inc.|164507
FNF|FNF GROUP|TRCM|TRC MARKETS LLC|64025
FNF|FNF GROUP|UBSA|UBS SECURITIES LLC|598663
FNF|FNF GROUP|UBSS|UBS Securities LLC|788089
FNF|FNF GROUP|VALX|VIRTU AMERICAS LLC|6554
FNF|FNF GROUP|VGRD|Vanguard Marketing Corporation|1705
FNF|FNF GROUP|WABR|Wall Street Access|2725
FNF|FNF GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|2546
FNF|FNF GROUP|WCHV|WELLS FARGO SECURITIES, LLC|264633
FNF|FNF GROUP|WEDB|WEDBUSH SECURITIES INC.|6159
FNF|FNF GROUP|WEED|Weeden & Co.L.P.|4000
FNF|FNF GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2378
FNF|FNF GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14564
FNF|FNF GROUP|WGIF|CIBC World Markets Inc.|266
FNF|FNF GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|188
FNF|FNF GROUP|WSEA|WOLVERINE SECURITIES, LLC|941
FNF|FNF GROUP|XIST|INSTINET, LLC|2206
FNF|FNF GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|65958
FNF|FNF GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|800
FNF|FNF GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8557
FNG|ADVISORSHARES NEW TE|AGIS|Aegis Capital Corp.|440
FNG|ADVISORSHARES NEW TE|APCC|Apex Clearing Corporation|53
FNG|ADVISORSHARES NEW TE|BATM|CBOE TRADING, INC.|3701
FNG|ADVISORSHARES NEW TE|BBNT|BB&T SECURITIES, LLC|1100
FNG|ADVISORSHARES NEW TE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2392
FNG|ADVISORSHARES NEW TE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2852
FNG|ADVISORSHARES NEW TE|DBAX|Deutsche Bank Securities Inc.|800
FNG|ADVISORSHARES NEW TE|DEAN|MORGAN STANLEY|1000
FNG|ADVISORSHARES NEW TE|DEGS|RONIN PROFESSIONAL LLC|2900
FNG|ADVISORSHARES NEW TE|EBXL|EBX LLC|4300
FNG|ADVISORSHARES NEW TE|EDJC|Edward Jones / CDS|150
FNG|ADVISORSHARES NEW TE|EGXM|CBOE TRADING, INC.|15
FNG|ADVISORSHARES NEW TE|ETRS|E*Trade Securities LLC|27575
FNG|ADVISORSHARES NEW TE|FBSB|U.S. Bancorp Investments, Inc.|117
FNG|ADVISORSHARES NEW TE|FILL|Tradestation Securities, Inc.|300
FNG|ADVISORSHARES NEW TE|FMAF|NBCN Inc./ CDS|1432
FNG|ADVISORSHARES NEW TE|FTBR|Foliofn Investments, Inc.|27
FNG|ADVISORSHARES NEW TE|GLIS|TD Securities Inc|300
FNG|ADVISORSHARES NEW TE|GSCS|GOLDMAN SACHS & CO. LLC|6600
FNG|ADVISORSHARES NEW TE|GSLT|GOLDMAN SACHS & CO. LLC|2912
FNG|ADVISORSHARES NEW TE|GTSZ|GTS SECURITIES LLC|3910
FNG|ADVISORSHARES NEW TE|HRBF|American Enterprise Investment Services Inc.|390
FNG|ADVISORSHARES NEW TE|IATS|INTERACTIVE BROKERS LLC|400
FNG|ADVISORSHARES NEW TE|IBKR|Interactive Brokers Llc|3707
FNG|ADVISORSHARES NEW TE|ICBX|INSTINET, LLC|3272
FNG|ADVISORSHARES NEW TE|INCA|INSTINET, LLC|1306
FNG|ADVISORSHARES NEW TE|ITGP|ITG INC.|400
FNG|ADVISORSHARES NEW TE|JANY|Janney Montgomery Scott Inc.|1690
FNG|ADVISORSHARES NEW TE|JPMX|J.P. Morgan Securities LLC|1600
FNG|ADVISORSHARES NEW TE|JSEB|JANE STREET EXECUTION SERVICES, LLC|178988
FNG|ADVISORSHARES NEW TE|JSJX|JANE STREET CAPITAL LLC|33163
FNG|ADVISORSHARES NEW TE|KCGM|VIRTU Americas LLC|8432
FNG|ADVISORSHARES NEW TE|LEHM|Barclays Capital Inc./Le|5400
FNG|ADVISORSHARES NEW TE|LIME|Lime Brokerage LLC|4180
FNG|ADVISORSHARES NEW TE|LSCI|Lek Securities Corporation|418
FNG|ADVISORSHARES NEW TE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4850
FNG|ADVISORSHARES NEW TE|MOTF|MOTIF INVESTING, INC.|1
FNG|ADVISORSHARES NEW TE|MSCO|MORGAN STANLEY & CO. LLC|8044
FNG|ADVISORSHARES NEW TE|MSPL|MORGAN STANLEY & CO. LLC|1100
FNG|ADVISORSHARES NEW TE|NFSC|National Financial Services LLC|71971
FNG|ADVISORSHARES NEW TE|NITE|VIRTU Americas LLC|61238
FNG|ADVISORSHARES NEW TE|NITP|VIRTU Americas LLC|44
FNG|ADVISORSHARES NEW TE|NTBF|BMO Nesbitt Burns Inc./CDS|319
FNG|ADVISORSHARES NEW TE|OPCO|Oppenheimer & Co. Inc.|167
FNG|ADVISORSHARES NEW TE|RBCM|RBC CAPITAL MARKETS, LLC|3628
FNG|ADVISORSHARES NEW TE|SBSH|Citigroup Global Markets Inc.|1300
FNG|ADVISORSHARES NEW TE|SGMT|GOLDMAN SACHS & CO. LLC|6900
FNG|ADVISORSHARES NEW TE|SPHN|Stephens Inc.|1000
FNG|ADVISORSHARES NEW TE|STFL|Stifel, Nicolaus & Company, Incorporated|4198
FNG|ADVISORSHARES NEW TE|SWIM|TD Ameritrade, Inc.|8445
FNG|ADVISORSHARES NEW TE|SWST|Hilltop Securities Inc.|20
FNG|ADVISORSHARES NEW TE|TKNG|ALLY INVEST SECURITIES LLC|5
FNG|ADVISORSHARES NEW TE|TRCM|TRC MARKETS LLC|200
FNG|ADVISORSHARES NEW TE|UBSA|UBS SECURITIES LLC|10984
FNG|ADVISORSHARES NEW TE|UBSS|UBS Securities LLC|21721
FNG|ADVISORSHARES NEW TE|VGRD|Vanguard Marketing Corporation|5836
FNG|ADVISORSHARES NEW TE|WCHV|WELLS FARGO SECURITIES, LLC|4334
FNG|ADVISORSHARES NEW TE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1566
FNG|ADVISORSHARES NEW TE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6031
FNG|ADVISORSHARES NEW TE|WGIF|CIBC World Markets Inc.|520
FNG|ADVISORSHARES NEW TE|WORD|Worden Capital Management LLC|375
FNG|ADVISORSHARES NEW TE|WSEA|WOLVERINE SECURITIES, LLC|864
FNG|ADVISORSHARES NEW TE|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
FNG|ADVISORSHARES NEW TE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11031
FNGD|BMO REX MICROSECTORS|APCC|Apex Clearing Corporation|1183
FNGD|BMO REX MICROSECTORS|BYXM|CBOE TRADING, INC.|640
FNGD|BMO REX MICROSECTORS|CHAS|Charles Schwab & Co., Inc.|25
FNGD|BMO REX MICROSECTORS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21262
FNGD|BMO REX MICROSECTORS|DBAX|Deutsche Bank Securities Inc.|11500
FNGD|BMO REX MICROSECTORS|EBXL|EBX LLC|14100
FNGD|BMO REX MICROSECTORS|EGXM|CBOE TRADING, INC.|1100
FNGD|BMO REX MICROSECTORS|ETRS|E*Trade Securities LLC|97576
FNGD|BMO REX MICROSECTORS|FILL|Tradestation Securities, Inc.|900
FNGD|BMO REX MICROSECTORS|FMAF|NBCN Inc./ CDS|2800
FNGD|BMO REX MICROSECTORS|FTBR|Foliofn Investments, Inc.|2205
FNGD|BMO REX MICROSECTORS|GLIS|TD Securities Inc|226
FNGD|BMO REX MICROSECTORS|GLPX|ACS EXECUTION SERVICES, LLC|4395
FNGD|BMO REX MICROSECTORS|GSCS|GOLDMAN SACHS & CO. LLC|2150
FNGD|BMO REX MICROSECTORS|GSLT|GOLDMAN SACHS & CO. LLC|5461
FNGD|BMO REX MICROSECTORS|GTSZ|GTS SECURITIES LLC|5677
FNGD|BMO REX MICROSECTORS|HRBF|American Enterprise Investment Services Inc.|150
FNGD|BMO REX MICROSECTORS|IATS|INTERACTIVE BROKERS LLC|3950
FNGD|BMO REX MICROSECTORS|IBKR|Interactive Brokers Llc|15358
FNGD|BMO REX MICROSECTORS|ICBX|INSTINET, LLC|19015
FNGD|BMO REX MICROSECTORS|INCA|INSTINET, LLC|5280
FNGD|BMO REX MICROSECTORS|JPMX|J.P. Morgan Securities LLC|10622
FNGD|BMO REX MICROSECTORS|JSEB|JANE STREET EXECUTION SERVICES, LLC|13820
FNGD|BMO REX MICROSECTORS|JSJX|JANE STREET CAPITAL LLC|51771
FNGD|BMO REX MICROSECTORS|KCGM|VIRTU Americas LLC|14153
FNGD|BMO REX MICROSECTORS|LEHM|Barclays Capital Inc./Le|31200
FNGD|BMO REX MICROSECTORS|LIME|Lime Brokerage LLC|4704
FNGD|BMO REX MICROSECTORS|LSCI|Lek Securities Corporation|1000
FNGD|BMO REX MICROSECTORS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18600
FNGD|BMO REX MICROSECTORS|MSCO|MORGAN STANLEY & CO. LLC|9609
FNGD|BMO REX MICROSECTORS|NFSC|National Financial Services LLC|236799
FNGD|BMO REX MICROSECTORS|NITE|VIRTU Americas LLC|174135
FNGD|BMO REX MICROSECTORS|NQRB|Brut, LLC|100
FNGD|BMO REX MICROSECTORS|NTBF|BMO Nesbitt Burns Inc./CDS|2445
FNGD|BMO REX MICROSECTORS|PDQM|CODA MARKETS, INC.|6755
FNGD|BMO REX MICROSECTORS|SBSH|Citigroup Global Markets Inc.|500
FNGD|BMO REX MICROSECTORS|SGMT|GOLDMAN SACHS & CO. LLC|9545
FNGD|BMO REX MICROSECTORS|SPDR|SPEEDROUTE LLC|400
FNGD|BMO REX MICROSECTORS|SWIM|TD Ameritrade, Inc.|36769
FNGD|BMO REX MICROSECTORS|TKNG|ALLY INVEST SECURITIES LLC|970
FNGD|BMO REX MICROSECTORS|TRCM|TRC MARKETS LLC|200
FNGD|BMO REX MICROSECTORS|TWTT|TASTYWORKS, INC.|100
FNGD|BMO REX MICROSECTORS|UBSA|UBS SECURITIES LLC|29890
FNGD|BMO REX MICROSECTORS|UBSS|UBS Securities LLC|12690
FNGD|BMO REX MICROSECTORS|VGRD|Vanguard Marketing Corporation|34714
FNGD|BMO REX MICROSECTORS|VSIN|Vision Financial Markets Llc|100
FNGD|BMO REX MICROSECTORS|WCHV|WELLS FARGO SECURITIES, LLC|8450
FNGD|BMO REX MICROSECTORS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1213
FNGD|BMO REX MICROSECTORS|WGIF|CIBC World Markets Inc.|1780
FNGD|BMO REX MICROSECTORS|WSEA|WOLVERINE SECURITIES, LLC|755
FNGD|BMO REX MICROSECTORS|YKNA|COMHAR CAPITAL MARKETS, LLC|980
FNGN|FINANCIAL ENGINES CM|AGIS|Aegis Capital Corp.|1100
FNGN|FINANCIAL ENGINES CM|ALLN|Allen & Company LLC|3303
FNGN|FINANCIAL ENGINES CM|APCC|Apex Clearing Corporation|4
FNGN|FINANCIAL ENGINES CM|BALE|M&T SECURITIES, INC.|1100
FNGN|FINANCIAL ENGINES CM|BANK|Primevest Financial Services, Inc.|185
FNGN|FINANCIAL ENGINES CM|BATM|CBOE TRADING, INC.|2600
FNGN|FINANCIAL ENGINES CM|BAYT|BTIG, LLC|100
FNGN|FINANCIAL ENGINES CM|BBNT|BB&T SECURITIES, LLC|83
FNGN|FINANCIAL ENGINES CM|BERN|Sanford C. Bernstein & Co., LLC|166315
FNGN|FINANCIAL ENGINES CM|BIAD|SAGETRADER, LLC|163
FNGN|FINANCIAL ENGINES CM|BIMI|Banca IMI Securities Corp.|150
FNGN|FINANCIAL ENGINES CM|BLKX|INSTINET, LLC|57280
FNGN|FINANCIAL ENGINES CM|BMOC|BMO Capital Markets Corp.|9731
FNGN|FINANCIAL ENGINES CM|BNPX|BNP PARIBAS SECURITIES CORP.|146133
FNGN|FINANCIAL ENGINES CM|BRVL|BLAYLOCK VAN, LLC|7280
FNGN|FINANCIAL ENGINES CM|BTIG|BTIG, LLC|635
FNGN|FINANCIAL ENGINES CM|BYXM|CBOE TRADING, INC.|800
FNGN|FINANCIAL ENGINES CM|CHAS|Charles Schwab & Co., Inc.|10
FNGN|FINANCIAL ENGINES CM|CIST|Capital Institutional Services, Inc.|118644
FNGN|FINANCIAL ENGINES CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77717
FNGN|FINANCIAL ENGINES CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21840
FNGN|FINANCIAL ENGINES CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|227662
FNGN|FINANCIAL ENGINES CM|CTDL|Citadel Derivatives Group Llc|1392
FNGN|FINANCIAL ENGINES CM|CTLR|CUTLER GROUP, LP|200
FNGN|FINANCIAL ENGINES CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|16534
FNGN|FINANCIAL ENGINES CM|DBAB|Deutsche Bank Securities Inc.|274584
FNGN|FINANCIAL ENGINES CM|DBAX|Deutsche Bank Securities Inc.|97700
FNGN|FINANCIAL ENGINES CM|DEAN|MORGAN STANLEY|12937
FNGN|FINANCIAL ENGINES CM|DEGS|RONIN PROFESSIONAL LLC|298
FNGN|FINANCIAL ENGINES CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32861
FNGN|FINANCIAL ENGINES CM|EBXL|EBX LLC|125400
FNGN|FINANCIAL ENGINES CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2508
FNGN|FINANCIAL ENGINES CM|EGAM|CBOE TRADING, INC.|62345
FNGN|FINANCIAL ENGINES CM|ETBE|Electronic Transaction Clearing, Inc.|1094
FNGN|FINANCIAL ENGINES CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4902
FNGN|FINANCIAL ENGINES CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11540
FNGN|FINANCIAL ENGINES CM|ETRS|E*Trade Securities LLC|7008
FNGN|FINANCIAL ENGINES CM|FBCO|Credit Suisse Securities (USA) LLC|151289
FNGN|FINANCIAL ENGINES CM|FOMA|TD AMERITRADE CLEARING, INC.|6189
FNGN|FINANCIAL ENGINES CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4620
FNGN|FINANCIAL ENGINES CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4679
FNGN|FINANCIAL ENGINES CM|FTBR|Foliofn Investments, Inc.|5117
FNGN|FINANCIAL ENGINES CM|GARC|ICAP Corporates LLC|110000
FNGN|FINANCIAL ENGINES CM|GEBB|GLOBAL EXECUTION BROKERS, LP|21800
FNGN|FINANCIAL ENGINES CM|GSCO|GOLDMAN SACHS & CO. LLC|713236
FNGN|FINANCIAL ENGINES CM|GSCS|GOLDMAN SACHS & CO. LLC|70265
FNGN|FINANCIAL ENGINES CM|GSLT|GOLDMAN SACHS & CO. LLC|1100
FNGN|FINANCIAL ENGINES CM|GTSZ|GTS SECURITIES LLC|8121
FNGN|FINANCIAL ENGINES CM|HRBF|American Enterprise Investment Services Inc.|6130
FNGN|FINANCIAL ENGINES CM|IBKR|Interactive Brokers Llc|82317
FNGN|FINANCIAL ENGINES CM|ICBX|INSTINET, LLC|41898
FNGN|FINANCIAL ENGINES CM|IEQY|CITADEL SECURITIES LLC|5278
FNGN|FINANCIAL ENGINES CM|INCA|INSTINET, LLC|208206
FNGN|FINANCIAL ENGINES CM|INJX|INSTINET, LLC|6100
FNGN|FINANCIAL ENGINES CM|ITGI|ITG Inc.|33369
FNGN|FINANCIAL ENGINES CM|ITGP|ITG INC.|39600
FNGN|FINANCIAL ENGINES CM|JANY|Janney Montgomery Scott Inc.|52
FNGN|FINANCIAL ENGINES CM|JEFF|JEFFERIES LLC|82610
FNGN|FINANCIAL ENGINES CM|JMPT|JUMP TRADING, LLC|1300
FNGN|FINANCIAL ENGINES CM|JPBX|J.P. MORGAN SECURITIES LLC|4434
FNGN|FINANCIAL ENGINES CM|JPMX|J.P. Morgan Securities LLC|261116
FNGN|FINANCIAL ENGINES CM|KBWI|Keefe, Bruyette & Woods, Inc.|9000
FNGN|FINANCIAL ENGINES CM|KCGM|VIRTU Americas LLC|59621
FNGN|FINANCIAL ENGINES CM|LEHM|Barclays Capital Inc./Le|407449
FNGN|FINANCIAL ENGINES CM|LIME|Lime Brokerage LLC|85297
FNGN|FINANCIAL ENGINES CM|LQNA|LIQUIDNET, INC.|15000
FNGN|FINANCIAL ENGINES CM|LSCI|Lek Securities Corporation|128343
FNGN|FINANCIAL ENGINES CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
FNGN|FINANCIAL ENGINES CM|MAXM|Maxim Group LLC|3483
FNGN|FINANCIAL ENGINES CM|MKMP|MKM Partners LLC|39600
FNGN|FINANCIAL ENGINES CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45919
FNGN|FINANCIAL ENGINES CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2530
FNGN|FINANCIAL ENGINES CM|MSCO|MORGAN STANLEY & CO. LLC|1386464
FNGN|FINANCIAL ENGINES CM|MSPL|MORGAN STANLEY & CO. LLC|76100
FNGN|FINANCIAL ENGINES CM|MSTX|MORGAN STANLEY & CO. LLC|24700
FNGN|FINANCIAL ENGINES CM|NFSC|National Financial Services LLC|11418
FNGN|FINANCIAL ENGINES CM|NITE|VIRTU Americas LLC|64603
FNGN|FINANCIAL ENGINES CM|NITP|VIRTU Americas LLC|17127
FNGN|FINANCIAL ENGINES CM|NTRC|Northern Trust Securities, Inc.|610
FNGN|FINANCIAL ENGINES CM|OPCO|Oppenheimer & Co. Inc.|166
FNGN|FINANCIAL ENGINES CM|PDQM|CODA MARKETS, INC.|400061
FNGN|FINANCIAL ENGINES CM|RAJA|Raymond James & Associates, Inc.|450
FNGN|FINANCIAL ENGINES CM|SAGL|SAGETRADER, LLC|4522
FNGN|FINANCIAL ENGINES CM|SAGW|SAGETRADER, LLC|1766
FNGN|FINANCIAL ENGINES CM|SBSH|Citigroup Global Markets Inc.|485141
FNGN|FINANCIAL ENGINES CM|SGMT|GOLDMAN SACHS & CO. LLC|150249
FNGN|FINANCIAL ENGINES CM|SIDC|Sidoti & Company, LLC|3100
FNGN|FINANCIAL ENGINES CM|SPDR|SPEEDROUTE LLC|21454
FNGN|FINANCIAL ENGINES CM|SWIM|TD Ameritrade, Inc.|67
FNGN|FINANCIAL ENGINES CM|TRBT|Tradebot Systems, Inc.|4180
FNGN|FINANCIAL ENGINES CM|TRCM|TRC MARKETS LLC|20557
FNGN|FINANCIAL ENGINES CM|UBSA|UBS SECURITIES LLC|489170
FNGN|FINANCIAL ENGINES CM|UBSS|UBS Securities LLC|1166726
FNGN|FINANCIAL ENGINES CM|VALX|VIRTU AMERICAS LLC|36803
FNGN|FINANCIAL ENGINES CM|VGRD|Vanguard Marketing Corporation|2238
FNGN|FINANCIAL ENGINES CM|WCHV|WELLS FARGO SECURITIES, LLC|24323
FNGN|FINANCIAL ENGINES CM|WEDB|WEDBUSH SECURITIES INC.|47
FNGN|FINANCIAL ENGINES CM|WEED|Weeden & Co.L.P.|1600
FNGN|FINANCIAL ENGINES CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
FNGN|FINANCIAL ENGINES CM|WSEA|WOLVERINE SECURITIES, LLC|99
FNGN|FINANCIAL ENGINES CM|XIST|INSTINET, LLC|2582
FNGN|FINANCIAL ENGINES CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|19950
FNGN|FINANCIAL ENGINES CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|163
FNGU|BMO REX MICROSECTORS|ALTX|Alternet Securities Inc.|200
FNGU|BMO REX MICROSECTORS|APCC|Apex Clearing Corporation|2642
FNGU|BMO REX MICROSECTORS|BATM|CBOE TRADING, INC.|37
FNGU|BMO REX MICROSECTORS|BERN|Sanford C. Bernstein & Co., LLC|1140
FNGU|BMO REX MICROSECTORS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
FNGU|BMO REX MICROSECTORS|CHAS|Charles Schwab & Co., Inc.|2297
FNGU|BMO REX MICROSECTORS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
FNGU|BMO REX MICROSECTORS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|351
FNGU|BMO REX MICROSECTORS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14116
FNGU|BMO REX MICROSECTORS|DBAX|Deutsche Bank Securities Inc.|6200
FNGU|BMO REX MICROSECTORS|DEAN|MORGAN STANLEY|500
FNGU|BMO REX MICROSECTORS|EBXL|EBX LLC|9500
FNGU|BMO REX MICROSECTORS|ECUT|CONVERGEX EXECUTION SOLUTIONS|315
FNGU|BMO REX MICROSECTORS|EGAM|CBOE TRADING, INC.|50
FNGU|BMO REX MICROSECTORS|EGXM|CBOE TRADING, INC.|3422
FNGU|BMO REX MICROSECTORS|ETRS|E*Trade Securities LLC|107082
FNGU|BMO REX MICROSECTORS|FILL|Tradestation Securities, Inc.|3111
FNGU|BMO REX MICROSECTORS|FMAF|NBCN Inc./ CDS|1989
FNGU|BMO REX MICROSECTORS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1200
FNGU|BMO REX MICROSECTORS|FTBR|Foliofn Investments, Inc.|146
FNGU|BMO REX MICROSECTORS|GLIS|TD Securities Inc|1236
FNGU|BMO REX MICROSECTORS|GLPX|ACS EXECUTION SERVICES, LLC|875
FNGU|BMO REX MICROSECTORS|GSCO|GOLDMAN SACHS & CO. LLC|100
FNGU|BMO REX MICROSECTORS|GSCS|GOLDMAN SACHS & CO. LLC|510
FNGU|BMO REX MICROSECTORS|GSLT|GOLDMAN SACHS & CO. LLC|20180
FNGU|BMO REX MICROSECTORS|HRBF|American Enterprise Investment Services Inc.|714
FNGU|BMO REX MICROSECTORS|IATS|INTERACTIVE BROKERS LLC|16446
FNGU|BMO REX MICROSECTORS|IBKR|Interactive Brokers Llc|30012
FNGU|BMO REX MICROSECTORS|ICBX|INSTINET, LLC|4930
FNGU|BMO REX MICROSECTORS|INCA|INSTINET, LLC|13132
FNGU|BMO REX MICROSECTORS|JPMX|J.P. Morgan Securities LLC|5336
FNGU|BMO REX MICROSECTORS|JSEB|JANE STREET EXECUTION SERVICES, LLC|33127
FNGU|BMO REX MICROSECTORS|JSJX|JANE STREET CAPITAL LLC|92842
FNGU|BMO REX MICROSECTORS|KCGM|VIRTU Americas LLC|21837
FNGU|BMO REX MICROSECTORS|LEHM|Barclays Capital Inc./Le|21800
FNGU|BMO REX MICROSECTORS|LIME|Lime Brokerage LLC|1606
FNGU|BMO REX MICROSECTORS|LSCI|Lek Securities Corporation|3779
FNGU|BMO REX MICROSECTORS|MAXM|Maxim Group LLC|300
FNGU|BMO REX MICROSECTORS|MBTS|ALLY INVEST SECURITIES LLC|5
FNGU|BMO REX MICROSECTORS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15560
FNGU|BMO REX MICROSECTORS|MOTF|MOTIF INVESTING, INC.|1
FNGU|BMO REX MICROSECTORS|MSCO|MORGAN STANLEY & CO. LLC|22789
FNGU|BMO REX MICROSECTORS|MSPL|MORGAN STANLEY & CO. LLC|900
FNGU|BMO REX MICROSECTORS|NFSC|National Financial Services LLC|510834
FNGU|BMO REX MICROSECTORS|NITE|VIRTU Americas LLC|278400
FNGU|BMO REX MICROSECTORS|NQRB|Brut, LLC|510
FNGU|BMO REX MICROSECTORS|NTBF|BMO Nesbitt Burns Inc./CDS|4029
FNGU|BMO REX MICROSECTORS|PDQM|CODA MARKETS, INC.|1535
FNGU|BMO REX MICROSECTORS|RBCM|RBC CAPITAL MARKETS, LLC|1030
FNGU|BMO REX MICROSECTORS|SBSH|Citigroup Global Markets Inc.|1452
FNGU|BMO REX MICROSECTORS|SGMT|GOLDMAN SACHS & CO. LLC|8331
FNGU|BMO REX MICROSECTORS|SPDR|SPEEDROUTE LLC|200
FNGU|BMO REX MICROSECTORS|SWIM|TD Ameritrade, Inc.|44040
FNGU|BMO REX MICROSECTORS|TKNG|ALLY INVEST SECURITIES LLC|5377
FNGU|BMO REX MICROSECTORS|TRBT|Tradebot Systems, Inc.|200
FNGU|BMO REX MICROSECTORS|TRCM|TRC MARKETS LLC|20
FNGU|BMO REX MICROSECTORS|TWTT|TASTYWORKS, INC.|20
FNGU|BMO REX MICROSECTORS|UBSA|UBS SECURITIES LLC|39109
FNGU|BMO REX MICROSECTORS|UBSS|UBS Securities LLC|32646
FNGU|BMO REX MICROSECTORS|VALX|VIRTU AMERICAS LLC|4858
FNGU|BMO REX MICROSECTORS|VGRD|Vanguard Marketing Corporation|25111
FNGU|BMO REX MICROSECTORS|VSIN|Vision Financial Markets Llc|411
FNGU|BMO REX MICROSECTORS|WCHV|WELLS FARGO SECURITIES, LLC|750
FNGU|BMO REX MICROSECTORS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|671
FNGU|BMO REX MICROSECTORS|WGIF|CIBC World Markets Inc.|1455
FNGU|BMO REX MICROSECTORS|WSEA|WOLVERINE SECURITIES, LLC|3564
FNGU|BMO REX MICROSECTORS|YKNA|COMHAR CAPITAL MARKETS, LLC|30
FNHC|FEDNAT HOLDING CO.|ALTX|Alternet Securities Inc.|11700
FNHC|FEDNAT HOLDING CO.|APCC|Apex Clearing Corporation|3360
FNHC|FEDNAT HOLDING CO.|BARD|Robert W. Baird & Co. Incorporated|214
FNHC|FEDNAT HOLDING CO.|BATM|CBOE TRADING, INC.|925
FNHC|FEDNAT HOLDING CO.|BAYT|BTIG, LLC|8700
FNHC|FEDNAT HOLDING CO.|BERN|Sanford C. Bernstein & Co., LLC|8878
FNHC|FEDNAT HOLDING CO.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1033
FNHC|FEDNAT HOLDING CO.|BMOC|BMO Capital Markets Corp.|1875
FNHC|FEDNAT HOLDING CO.|BNPX|BNP PARIBAS SECURITIES CORP.|945
FNHC|FEDNAT HOLDING CO.|BTIG|BTIG, LLC|29
FNHC|FEDNAT HOLDING CO.|BYXM|CBOE TRADING, INC.|2004
FNHC|FEDNAT HOLDING CO.|BZYD|GOLDMAN SACHS & CO. LLC|1721
FNHC|FEDNAT HOLDING CO.|CANT|Cantor Fitzgerald & Co.|489
FNHC|FEDNAT HOLDING CO.|CHAS|Charles Schwab & Co., Inc.|1
FNHC|FEDNAT HOLDING CO.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30642
FNHC|FEDNAT HOLDING CO.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5800
FNHC|FEDNAT HOLDING CO.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
FNHC|FEDNAT HOLDING CO.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47062
FNHC|FEDNAT HOLDING CO.|CTDL|Citadel Derivatives Group Llc|4375
FNHC|FEDNAT HOLDING CO.|CTLR|CUTLER GROUP, LP|1900
FNHC|FEDNAT HOLDING CO.|CXCX|CITIGROUP GLOBAL MARKETS INC.|4310
FNHC|FEDNAT HOLDING CO.|DBAB|Deutsche Bank Securities Inc.|53397
FNHC|FEDNAT HOLDING CO.|DBAX|Deutsche Bank Securities Inc.|16300
FNHC|FEDNAT HOLDING CO.|DBUL|Deutsche Bank Securities Inc.|622
FNHC|FEDNAT HOLDING CO.|DEAN|MORGAN STANLEY|1483
FNHC|FEDNAT HOLDING CO.|DEGS|RONIN PROFESSIONAL LLC|9128
FNHC|FEDNAT HOLDING CO.|EBXL|EBX LLC|20200
FNHC|FEDNAT HOLDING CO.|EGAM|CBOE TRADING, INC.|1050
FNHC|FEDNAT HOLDING CO.|EGAW|CBOE TRADING, INC.|100
FNHC|FEDNAT HOLDING CO.|EGMT|EG MARKET TECHNOLOGIES LLC|100
FNHC|FEDNAT HOLDING CO.|EGXM|CBOE TRADING, INC.|696
FNHC|FEDNAT HOLDING CO.|ETBE|Electronic Transaction Clearing, Inc.|750
FNHC|FEDNAT HOLDING CO.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3028
FNHC|FEDNAT HOLDING CO.|ETRS|E*Trade Securities LLC|10847
FNHC|FEDNAT HOLDING CO.|FBCO|Credit Suisse Securities (USA) LLC|195539
FNHC|FEDNAT HOLDING CO.|FILL|Tradestation Securities, Inc.|4123
FNHC|FEDNAT HOLDING CO.|FMAF|NBCN Inc./ CDS|130
FNHC|FEDNAT HOLDING CO.|FOMA|TD AMERITRADE CLEARING, INC.|92408
FNHC|FEDNAT HOLDING CO.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23483
FNHC|FEDNAT HOLDING CO.|FTBR|Foliofn Investments, Inc.|8646
FNHC|FEDNAT HOLDING CO.|GEBB|GLOBAL EXECUTION BROKERS, LP|4444
FNHC|FEDNAT HOLDING CO.|GLPX|ACS EXECUTION SERVICES, LLC|8085
FNHC|FEDNAT HOLDING CO.|GSCO|GOLDMAN SACHS & CO. LLC|176359
FNHC|FEDNAT HOLDING CO.|GSCS|GOLDMAN SACHS & CO. LLC|9239
FNHC|FEDNAT HOLDING CO.|GSLT|GOLDMAN SACHS & CO. LLC|323
FNHC|FEDNAT HOLDING CO.|GTSZ|GTS SECURITIES LLC|11178
FNHC|FEDNAT HOLDING CO.|HRBF|American Enterprise Investment Services Inc.|6142
FNHC|FEDNAT HOLDING CO.|IATS|INTERACTIVE BROKERS LLC|10048
FNHC|FEDNAT HOLDING CO.|IBKR|Interactive Brokers Llc|63082
FNHC|FEDNAT HOLDING CO.|ICBX|INSTINET, LLC|7900
FNHC|FEDNAT HOLDING CO.|IEQY|CITADEL SECURITIES LLC|5550
FNHC|FEDNAT HOLDING CO.|INCA|INSTINET, LLC|62350
FNHC|FEDNAT HOLDING CO.|INJX|INSTINET, LLC|2250
FNHC|FEDNAT HOLDING CO.|ITGI|ITG Inc.|101518
FNHC|FEDNAT HOLDING CO.|ITGP|ITG INC.|72000
FNHC|FEDNAT HOLDING CO.|JEFF|JEFFERIES LLC|2188
FNHC|FEDNAT HOLDING CO.|JMPT|JUMP TRADING, LLC|7781
FNHC|FEDNAT HOLDING CO.|JPBX|J.P. MORGAN SECURITIES LLC|4290
FNHC|FEDNAT HOLDING CO.|JPMX|J.P. Morgan Securities LLC|43462
FNHC|FEDNAT HOLDING CO.|JSJX|JANE STREET CAPITAL LLC|1060
FNHC|FEDNAT HOLDING CO.|KCGM|VIRTU Americas LLC|4807
FNHC|FEDNAT HOLDING CO.|LEHM|Barclays Capital Inc./Le|98179
FNHC|FEDNAT HOLDING CO.|LIME|Lime Brokerage LLC|74843
FNHC|FEDNAT HOLDING CO.|LMGP|LIME BROKERAGE LLC|6621
FNHC|FEDNAT HOLDING CO.|LQNA|LIQUIDNET, INC.|6800
FNHC|FEDNAT HOLDING CO.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
FNHC|FEDNAT HOLDING CO.|MAXM|Maxim Group LLC|898
FNHC|FEDNAT HOLDING CO.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20658
FNHC|FEDNAT HOLDING CO.|MOTF|MOTIF INVESTING, INC.|12
FNHC|FEDNAT HOLDING CO.|MSCO|MORGAN STANLEY & CO. LLC|237052
FNHC|FEDNAT HOLDING CO.|MSPL|MORGAN STANLEY & CO. LLC|37100
FNHC|FEDNAT HOLDING CO.|MSTX|MORGAN STANLEY & CO. LLC|4200
FNHC|FEDNAT HOLDING CO.|NFSC|National Financial Services LLC|73753
FNHC|FEDNAT HOLDING CO.|NITE|VIRTU Americas LLC|170634
FNHC|FEDNAT HOLDING CO.|NITP|VIRTU Americas LLC|6459
FNHC|FEDNAT HOLDING CO.|NQRB|Brut, LLC|200
FNHC|FEDNAT HOLDING CO.|NTRC|Northern Trust Securities, Inc.|428
FNHC|FEDNAT HOLDING CO.|PDQM|CODA MARKETS, INC.|13133
FNHC|FEDNAT HOLDING CO.|RAJA|Raymond James & Associates, Inc.|147720
FNHC|FEDNAT HOLDING CO.|SAGL|SAGETRADER, LLC|500
FNHC|FEDNAT HOLDING CO.|SAGW|SAGETRADER, LLC|100
FNHC|FEDNAT HOLDING CO.|SBSH|Citigroup Global Markets Inc.|19632
FNHC|FEDNAT HOLDING CO.|SGMT|GOLDMAN SACHS & CO. LLC|9214
FNHC|FEDNAT HOLDING CO.|SPDR|SPEEDROUTE LLC|1000
FNHC|FEDNAT HOLDING CO.|SPTD|MINT GLOBAL MARKETS, INC.|13629
FNHC|FEDNAT HOLDING CO.|STFL|Stifel, Nicolaus & Company, Incorporated|401
FNHC|FEDNAT HOLDING CO.|SWIM|TD Ameritrade, Inc.|9009
FNHC|FEDNAT HOLDING CO.|SWST|Hilltop Securities Inc.|5829
FNHC|FEDNAT HOLDING CO.|TKNG|ALLY INVEST SECURITIES LLC|20
FNHC|FEDNAT HOLDING CO.|TRBT|Tradebot Systems, Inc.|20851
FNHC|FEDNAT HOLDING CO.|TRCM|TRC MARKETS LLC|51526
FNHC|FEDNAT HOLDING CO.|UBSA|UBS SECURITIES LLC|80902
FNHC|FEDNAT HOLDING CO.|UBSS|UBS Securities LLC|175450
FNHC|FEDNAT HOLDING CO.|VALX|VIRTU AMERICAS LLC|5735
FNHC|FEDNAT HOLDING CO.|VGRD|Vanguard Marketing Corporation|5449
FNHC|FEDNAT HOLDING CO.|VNDM|Wall Street Access|6138
FNHC|FEDNAT HOLDING CO.|WCHV|WELLS FARGO SECURITIES, LLC|4925
FNHC|FEDNAT HOLDING CO.|WDNX|WEEDEN & CO.L.P.|434
FNHC|FEDNAT HOLDING CO.|WEED|Weeden & Co.L.P.|885
FNHC|FEDNAT HOLDING CO.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|909
FNHC|FEDNAT HOLDING CO.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5625
FNHC|FEDNAT HOLDING CO.|WGIF|CIBC World Markets Inc.|331
FNHC|FEDNAT HOLDING CO.|WSEA|WOLVERINE SECURITIES, LLC|2156
FNHC|FEDNAT HOLDING CO.|XIST|INSTINET, LLC|28530
FNHC|FEDNAT HOLDING CO.|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
FNHC|FEDNAT HOLDING CO.|YKNA|COMHAR CAPITAL MARKETS, LLC|1795
FNHC|FEDNAT HOLDING CO.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32
FNI|FIRST TRUST CHINDIA|APCC|Apex Clearing Corporation|45
FNI|FIRST TRUST CHINDIA|BATM|CBOE TRADING, INC.|800
FNI|FIRST TRUST CHINDIA|CANT|Cantor Fitzgerald & Co.|39250
FNI|FIRST TRUST CHINDIA|CHAS|Charles Schwab & Co., Inc.|4
FNI|FIRST TRUST CHINDIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29150
FNI|FIRST TRUST CHINDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1663
FNI|FIRST TRUST CHINDIA|CTDL|Citadel Derivatives Group Llc|4805
FNI|FIRST TRUST CHINDIA|DBAX|Deutsche Bank Securities Inc.|500
FNI|FIRST TRUST CHINDIA|DEAN|MORGAN STANLEY|5696
FNI|FIRST TRUST CHINDIA|EBXL|EBX LLC|1700
FNI|FIRST TRUST CHINDIA|EDJO|Edward D. Jones & Co., L.P.|879
FNI|FIRST TRUST CHINDIA|EGXM|CBOE TRADING, INC.|50
FNI|FIRST TRUST CHINDIA|ETRS|E*Trade Securities LLC|462
FNI|FIRST TRUST CHINDIA|FBSB|U.S. Bancorp Investments, Inc.|21
FNI|FIRST TRUST CHINDIA|FMAF|NBCN Inc./ CDS|1598
FNI|FIRST TRUST CHINDIA|FTBR|Foliofn Investments, Inc.|1070
FNI|FIRST TRUST CHINDIA|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
FNI|FIRST TRUST CHINDIA|HRBF|American Enterprise Investment Services Inc.|2933
FNI|FIRST TRUST CHINDIA|IATS|INTERACTIVE BROKERS LLC|140
FNI|FIRST TRUST CHINDIA|IBKR|Interactive Brokers Llc|33432
FNI|FIRST TRUST CHINDIA|ICBX|INSTINET, LLC|100
FNI|FIRST TRUST CHINDIA|ITGP|ITG INC.|200
FNI|FIRST TRUST CHINDIA|JANY|Janney Montgomery Scott Inc.|1231
FNI|FIRST TRUST CHINDIA|JPMX|J.P. Morgan Securities LLC|400
FNI|FIRST TRUST CHINDIA|JSJX|JANE STREET CAPITAL LLC|132097
FNI|FIRST TRUST CHINDIA|KCGM|VIRTU Americas LLC|201
FNI|FIRST TRUST CHINDIA|LEHM|Barclays Capital Inc./Le|1018
FNI|FIRST TRUST CHINDIA|LIME|Lime Brokerage LLC|2144
FNI|FIRST TRUST CHINDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FNI|FIRST TRUST CHINDIA|MSCO|MORGAN STANLEY & CO. LLC|82009
FNI|FIRST TRUST CHINDIA|MSPL|MORGAN STANLEY & CO. LLC|100
FNI|FIRST TRUST CHINDIA|NFSC|National Financial Services LLC|17861
FNI|FIRST TRUST CHINDIA|NITE|VIRTU Americas LLC|52194
FNI|FIRST TRUST CHINDIA|NITP|VIRTU Americas LLC|3400
FNI|FIRST TRUST CHINDIA|OPCO|Oppenheimer & Co. Inc.|31
FNI|FIRST TRUST CHINDIA|RBCM|RBC CAPITAL MARKETS, LLC|5111
FNI|FIRST TRUST CHINDIA|SALI|INTL FCSTONE FINANCIAL INC.|674
FNI|FIRST TRUST CHINDIA|SBSH|Citigroup Global Markets Inc.|41
FNI|FIRST TRUST CHINDIA|SGMT|GOLDMAN SACHS & CO. LLC|600
FNI|FIRST TRUST CHINDIA|STFL|Stifel, Nicolaus & Company, Incorporated|287
FNI|FIRST TRUST CHINDIA|SWIM|TD Ameritrade, Inc.|427
FNI|FIRST TRUST CHINDIA|SWST|Hilltop Securities Inc.|62
FNI|FIRST TRUST CHINDIA|UBSA|UBS SECURITIES LLC|6555
FNI|FIRST TRUST CHINDIA|UBSS|UBS Securities LLC|45040
FNI|FIRST TRUST CHINDIA|VGRD|Vanguard Marketing Corporation|2548
FNI|FIRST TRUST CHINDIA|WCHV|WELLS FARGO SECURITIES, LLC|97099
FNI|FIRST TRUST CHINDIA|WGIF|CIBC World Markets Inc.|16147
FNI|FIRST TRUST CHINDIA|WSEA|WOLVERINE SECURITIES, LLC|3
FNI|FIRST TRUST CHINDIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22206
FNJN|FINJAN HOLDINGS CMN|AGIS|Aegis Capital Corp.|4700
FNJN|FINJAN HOLDINGS CMN|ALTX|Alternet Securities Inc.|2751
FNJN|FINJAN HOLDINGS CMN|APCC|Apex Clearing Corporation|5683
FNJN|FINJAN HOLDINGS CMN|BARD|Robert W. Baird & Co. Incorporated|31
FNJN|FINJAN HOLDINGS CMN|BATM|CBOE TRADING, INC.|900
FNJN|FINJAN HOLDINGS CMN|CANT|Cantor Fitzgerald & Co.|26652
FNJN|FINJAN HOLDINGS CMN|CHAS|Charles Schwab & Co., Inc.|3120
FNJN|FINJAN HOLDINGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|572831
FNJN|FINJAN HOLDINGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
FNJN|FINJAN HOLDINGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|166661
FNJN|FINJAN HOLDINGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|39964
FNJN|FINJAN HOLDINGS CMN|DBAB|Deutsche Bank Securities Inc.|49605
FNJN|FINJAN HOLDINGS CMN|DBAX|Deutsche Bank Securities Inc.|49000
FNJN|FINJAN HOLDINGS CMN|DEAN|MORGAN STANLEY|8650
FNJN|FINJAN HOLDINGS CMN|DEGS|RONIN PROFESSIONAL LLC|32941
FNJN|FINJAN HOLDINGS CMN|EBXL|EBX LLC|73700
FNJN|FINJAN HOLDINGS CMN|EDJO|Edward D. Jones & Co., L.P.|163
FNJN|FINJAN HOLDINGS CMN|EGAM|CBOE TRADING, INC.|13345
FNJN|FINJAN HOLDINGS CMN|EGAW|CBOE TRADING, INC.|100
FNJN|FINJAN HOLDINGS CMN|EGXM|CBOE TRADING, INC.|3848
FNJN|FINJAN HOLDINGS CMN|EGXW|CBOE TRADING, INC.|424
FNJN|FINJAN HOLDINGS CMN|ETBE|Electronic Transaction Clearing, Inc.|1593
FNJN|FINJAN HOLDINGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2890
FNJN|FINJAN HOLDINGS CMN|ETRS|E*Trade Securities LLC|532898
FNJN|FINJAN HOLDINGS CMN|FBCO|Credit Suisse Securities (USA) LLC|174284
FNJN|FINJAN HOLDINGS CMN|FBRC|B. RILEY FBR, INC.|10000
FNJN|FINJAN HOLDINGS CMN|FILL|Tradestation Securities, Inc.|7674
FNJN|FINJAN HOLDINGS CMN|FMAF|NBCN Inc./ CDS|1784
FNJN|FINJAN HOLDINGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|749793
FNJN|FINJAN HOLDINGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36202
FNJN|FINJAN HOLDINGS CMN|FTBR|Foliofn Investments, Inc.|13299
FNJN|FINJAN HOLDINGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|9322
FNJN|FINJAN HOLDINGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|5945
FNJN|FINJAN HOLDINGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|51097
FNJN|FINJAN HOLDINGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|6770
FNJN|FINJAN HOLDINGS CMN|GTSZ|GTS SECURITIES LLC|1142
FNJN|FINJAN HOLDINGS CMN|HRBF|American Enterprise Investment Services Inc.|9281
FNJN|FINJAN HOLDINGS CMN|HSBC|HSBC Securities, Inc.|4095
FNJN|FINJAN HOLDINGS CMN|IATS|INTERACTIVE BROKERS LLC|46479
FNJN|FINJAN HOLDINGS CMN|IBKR|Interactive Brokers Llc|347390
FNJN|FINJAN HOLDINGS CMN|ICBX|INSTINET, LLC|36823
FNJN|FINJAN HOLDINGS CMN|INCA|INSTINET, LLC|240083
FNJN|FINJAN HOLDINGS CMN|INJX|INSTINET, LLC|7059
FNJN|FINJAN HOLDINGS CMN|ITGI|ITG Inc.|13506
FNJN|FINJAN HOLDINGS CMN|ITGP|ITG INC.|48400
FNJN|FINJAN HOLDINGS CMN|JEFF|JEFFERIES LLC|2426
FNJN|FINJAN HOLDINGS CMN|JMPT|JUMP TRADING, LLC|3077
FNJN|FINJAN HOLDINGS CMN|JPBX|J.P. MORGAN SECURITIES LLC|1132
FNJN|FINJAN HOLDINGS CMN|JPMX|J.P. Morgan Securities LLC|76868
FNJN|FINJAN HOLDINGS CMN|JSJX|JANE STREET CAPITAL LLC|8173
FNJN|FINJAN HOLDINGS CMN|KCGM|VIRTU Americas LLC|50512
FNJN|FINJAN HOLDINGS CMN|LEHM|Barclays Capital Inc./Le|70739
FNJN|FINJAN HOLDINGS CMN|LIME|Lime Brokerage LLC|26711
FNJN|FINJAN HOLDINGS CMN|LMGP|LIME BROKERAGE LLC|2800
FNJN|FINJAN HOLDINGS CMN|LSCI|Lek Securities Corporation|4500
FNJN|FINJAN HOLDINGS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
FNJN|FINJAN HOLDINGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101476
FNJN|FINJAN HOLDINGS CMN|MOTF|MOTIF INVESTING, INC.|4
FNJN|FINJAN HOLDINGS CMN|MSCO|MORGAN STANLEY & CO. LLC|230021
FNJN|FINJAN HOLDINGS CMN|MSPL|MORGAN STANLEY & CO. LLC|24000
FNJN|FINJAN HOLDINGS CMN|MSTX|MORGAN STANLEY & CO. LLC|7400
FNJN|FINJAN HOLDINGS CMN|NFSC|National Financial Services LLC|297949
FNJN|FINJAN HOLDINGS CMN|NITE|VIRTU Americas LLC|1021905
FNJN|FINJAN HOLDINGS CMN|NQRB|Brut, LLC|11570
FNJN|FINJAN HOLDINGS CMN|OPCO|Oppenheimer & Co. Inc.|34978
FNJN|FINJAN HOLDINGS CMN|PDQM|CODA MARKETS, INC.|13315
FNJN|FINJAN HOLDINGS CMN|RAJA|Raymond James & Associates, Inc.|6000
FNJN|FINJAN HOLDINGS CMN|RBCM|RBC CAPITAL MARKETS, LLC|16680
FNJN|FINJAN HOLDINGS CMN|RILY|B. RILEY FBR, INC.|1166067
FNJN|FINJAN HOLDINGS CMN|SBSH|Citigroup Global Markets Inc.|40652
FNJN|FINJAN HOLDINGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|31314
FNJN|FINJAN HOLDINGS CMN|SPDR|SPEEDROUTE LLC|1325
FNJN|FINJAN HOLDINGS CMN|SPTD|MINT GLOBAL MARKETS, INC.|1000
FNJN|FINJAN HOLDINGS CMN|STXG|Stockcross Financial Services, Inc.|25000
FNJN|FINJAN HOLDINGS CMN|SWIM|TD Ameritrade, Inc.|195817
FNJN|FINJAN HOLDINGS CMN|SWST|Hilltop Securities Inc.|6766
FNJN|FINJAN HOLDINGS CMN|TKNG|ALLY INVEST SECURITIES LLC|11149
FNJN|FINJAN HOLDINGS CMN|TRBT|Tradebot Systems, Inc.|50221
FNJN|FINJAN HOLDINGS CMN|TRCM|TRC MARKETS LLC|54858
FNJN|FINJAN HOLDINGS CMN|UBSA|UBS SECURITIES LLC|203379
FNJN|FINJAN HOLDINGS CMN|UBSS|UBS Securities LLC|147973
FNJN|FINJAN HOLDINGS CMN|VALX|VIRTU AMERICAS LLC|2609
FNJN|FINJAN HOLDINGS CMN|VGRD|Vanguard Marketing Corporation|28164
FNJN|FINJAN HOLDINGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|25149
FNJN|FINJAN HOLDINGS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5323
FNJN|FINJAN HOLDINGS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|876
FNJN|FINJAN HOLDINGS CMN|WGIF|CIBC World Markets Inc.|7433
FNJN|FINJAN HOLDINGS CMN|WSEA|WOLVERINE SECURITIES, LLC|14530
FNJN|FINJAN HOLDINGS CMN|XIST|INSTINET, LLC|13000
FNJN|FINJAN HOLDINGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|66904
FNJN|FINJAN HOLDINGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2250
FNK|FIRST TR MD CP VL AL|APCC|Apex Clearing Corporation|2
FNK|FIRST TR MD CP VL AL|CANT|Cantor Fitzgerald & Co.|990
FNK|FIRST TR MD CP VL AL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|190
FNK|FIRST TR MD CP VL AL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1665
FNK|FIRST TR MD CP VL AL|DADA|D.A. Davidson & Co.|59
FNK|FIRST TR MD CP VL AL|DBAX|Deutsche Bank Securities Inc.|600
FNK|FIRST TR MD CP VL AL|DEAN|MORGAN STANLEY|531
FNK|FIRST TR MD CP VL AL|EBXL|EBX LLC|300
FNK|FIRST TR MD CP VL AL|EDJO|Edward D. Jones & Co., L.P.|466
FNK|FIRST TR MD CP VL AL|FBCO|Credit Suisse Securities (USA) LLC|7449
FNK|FIRST TR MD CP VL AL|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|18248
FNK|FIRST TR MD CP VL AL|FOMA|TD AMERITRADE CLEARING, INC.|730
FNK|FIRST TR MD CP VL AL|GLPX|ACS EXECUTION SERVICES, LLC|500
FNK|FIRST TR MD CP VL AL|GSLT|GOLDMAN SACHS & CO. LLC|2700
FNK|FIRST TR MD CP VL AL|HRBF|American Enterprise Investment Services Inc.|51
FNK|FIRST TR MD CP VL AL|IBKR|Interactive Brokers Llc|200
FNK|FIRST TR MD CP VL AL|ICBX|INSTINET, LLC|2000
FNK|FIRST TR MD CP VL AL|INCA|INSTINET, LLC|200
FNK|FIRST TR MD CP VL AL|JSJX|JANE STREET CAPITAL LLC|4302
FNK|FIRST TR MD CP VL AL|KCGM|VIRTU Americas LLC|95
FNK|FIRST TR MD CP VL AL|LEHM|Barclays Capital Inc./Le|600
FNK|FIRST TR MD CP VL AL|LIME|Lime Brokerage LLC|801
FNK|FIRST TR MD CP VL AL|MAXM|Maxim Group LLC|1422
FNK|FIRST TR MD CP VL AL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FNK|FIRST TR MD CP VL AL|MSCO|MORGAN STANLEY & CO. LLC|4799
FNK|FIRST TR MD CP VL AL|NFSC|National Financial Services LLC|3178
FNK|FIRST TR MD CP VL AL|NITE|VIRTU Americas LLC|6019
FNK|FIRST TR MD CP VL AL|OPCO|Oppenheimer & Co. Inc.|669
FNK|FIRST TR MD CP VL AL|PDQM|CODA MARKETS, INC.|1362
FNK|FIRST TR MD CP VL AL|RAJA|Raymond James & Associates, Inc.|573
FNK|FIRST TR MD CP VL AL|RBCM|RBC CAPITAL MARKETS, LLC|500
FNK|FIRST TR MD CP VL AL|SGMT|GOLDMAN SACHS & CO. LLC|1000
FNK|FIRST TR MD CP VL AL|SHMR|ABN Amro Clearing LLC|18648
FNK|FIRST TR MD CP VL AL|STFL|Stifel, Nicolaus & Company, Incorporated|228
FNK|FIRST TR MD CP VL AL|UBSA|UBS SECURITIES LLC|1854
FNK|FIRST TR MD CP VL AL|UBSS|UBS Securities LLC|1861
FNK|FIRST TR MD CP VL AL|WCHV|WELLS FARGO SECURITIES, LLC|9106
FNK|FIRST TR MD CP VL AL|WSEA|WOLVERINE SECURITIES, LLC|2
FNK|FIRST TR MD CP VL AL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2234
FNKO|FUNKO INC CM A|ALTX|Alternet Securities Inc.|5000
FNKO|FUNKO INC CM A|APCC|Apex Clearing Corporation|1303
FNKO|FUNKO INC CM A|BARD|Robert W. Baird & Co. Incorporated|340
FNKO|FUNKO INC CM A|BATM|CBOE TRADING, INC.|957
FNKO|FUNKO INC CM A|BERN|Sanford C. Bernstein & Co., LLC|1700
FNKO|FUNKO INC CM A|BIMI|Banca IMI Securities Corp.|1800
FNKO|FUNKO INC CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1948
FNKO|FUNKO INC CM A|BMOC|BMO Capital Markets Corp.|1680
FNKO|FUNKO INC CM A|BNPX|BNP PARIBAS SECURITIES CORP.|621
FNKO|FUNKO INC CM A|BTIG|BTIG, LLC|31023
FNKO|FUNKO INC CM A|BYXM|CBOE TRADING, INC.|721
FNKO|FUNKO INC CM A|CHAS|Charles Schwab & Co., Inc.|1500
FNKO|FUNKO INC CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39326
FNKO|FUNKO INC CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19300
FNKO|FUNKO INC CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14
FNKO|FUNKO INC CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93919
FNKO|FUNKO INC CM A|CTDL|Citadel Derivatives Group Llc|6051
FNKO|FUNKO INC CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|122444
FNKO|FUNKO INC CM A|DADA|D.A. Davidson & Co.|1200
FNKO|FUNKO INC CM A|DBAB|Deutsche Bank Securities Inc.|47449
FNKO|FUNKO INC CM A|DBAX|Deutsche Bank Securities Inc.|47800
FNKO|FUNKO INC CM A|DEAN|MORGAN STANLEY|2600
FNKO|FUNKO INC CM A|DEGS|RONIN PROFESSIONAL LLC|24731
FNKO|FUNKO INC CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7100
FNKO|FUNKO INC CM A|EBXL|EBX LLC|111100
FNKO|FUNKO INC CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|964
FNKO|FUNKO INC CM A|EDJC|Edward Jones / CDS|430
FNKO|FUNKO INC CM A|EDJO|Edward D. Jones & Co., L.P.|1775
FNKO|FUNKO INC CM A|EGAM|CBOE TRADING, INC.|8073
FNKO|FUNKO INC CM A|EGAW|CBOE TRADING, INC.|200
FNKO|FUNKO INC CM A|EGMT|EG MARKET TECHNOLOGIES LLC|400
FNKO|FUNKO INC CM A|EGXM|CBOE TRADING, INC.|721
FNKO|FUNKO INC CM A|ETBE|Electronic Transaction Clearing, Inc.|4985
FNKO|FUNKO INC CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12475
FNKO|FUNKO INC CM A|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
FNKO|FUNKO INC CM A|ETRS|E*Trade Securities LLC|287893
FNKO|FUNKO INC CM A|FBCO|Credit Suisse Securities (USA) LLC|141576
FNKO|FUNKO INC CM A|FBSB|U.S. Bancorp Investments, Inc.|70
FNKO|FUNKO INC CM A|FILL|Tradestation Securities, Inc.|15015
FNKO|FUNKO INC CM A|FMAF|NBCN Inc./ CDS|24728
FNKO|FUNKO INC CM A|FOMA|TD AMERITRADE CLEARING, INC.|300565
FNKO|FUNKO INC CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|508
FNKO|FUNKO INC CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43766
FNKO|FUNKO INC CM A|FTBR|Foliofn Investments, Inc.|666
FNKO|FUNKO INC CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|7922
FNKO|FUNKO INC CM A|GLIS|TD Securities Inc|65
FNKO|FUNKO INC CM A|GLPX|ACS EXECUTION SERVICES, LLC|25695
FNKO|FUNKO INC CM A|GSCO|GOLDMAN SACHS & CO. LLC|265127
FNKO|FUNKO INC CM A|GSCS|GOLDMAN SACHS & CO. LLC|678
FNKO|FUNKO INC CM A|GSLT|GOLDMAN SACHS & CO. LLC|3442
FNKO|FUNKO INC CM A|GTSZ|GTS SECURITIES LLC|11759
FNKO|FUNKO INC CM A|HRBF|American Enterprise Investment Services Inc.|2376
FNKO|FUNKO INC CM A|IATS|INTERACTIVE BROKERS LLC|23212
FNKO|FUNKO INC CM A|IBKR|Interactive Brokers Llc|162334
FNKO|FUNKO INC CM A|ICBX|INSTINET, LLC|16500
FNKO|FUNKO INC CM A|IEQY|CITADEL SECURITIES LLC|22894
FNKO|FUNKO INC CM A|INCA|INSTINET, LLC|104397
FNKO|FUNKO INC CM A|INJX|INSTINET, LLC|5240
FNKO|FUNKO INC CM A|ITGI|ITG Inc.|23983
FNKO|FUNKO INC CM A|ITGP|ITG INC.|37200
FNKO|FUNKO INC CM A|JEFF|JEFFERIES LLC|5690
FNKO|FUNKO INC CM A|JMPT|JUMP TRADING, LLC|10830
FNKO|FUNKO INC CM A|JPBX|J.P. MORGAN SECURITIES LLC|4020
FNKO|FUNKO INC CM A|JPMX|J.P. Morgan Securities LLC|92648
FNKO|FUNKO INC CM A|JSJX|JANE STREET CAPITAL LLC|3734
FNKO|FUNKO INC CM A|KCGM|VIRTU Americas LLC|15899
FNKO|FUNKO INC CM A|LEHM|Barclays Capital Inc./Le|131399
FNKO|FUNKO INC CM A|LIME|Lime Brokerage LLC|108228
FNKO|FUNKO INC CM A|LSCI|Lek Securities Corporation|47731
FNKO|FUNKO INC CM A|MAXM|Maxim Group LLC|783
FNKO|FUNKO INC CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29440
FNKO|FUNKO INC CM A|MOTF|MOTIF INVESTING, INC.|77
FNKO|FUNKO INC CM A|MSCO|MORGAN STANLEY & CO. LLC|522246
FNKO|FUNKO INC CM A|MSPL|MORGAN STANLEY & CO. LLC|63600
FNKO|FUNKO INC CM A|MSTX|MORGAN STANLEY & CO. LLC|5400
FNKO|FUNKO INC CM A|NFSC|National Financial Services LLC|269123
FNKO|FUNKO INC CM A|NITE|VIRTU Americas LLC|515749
FNKO|FUNKO INC CM A|NITP|VIRTU Americas LLC|1500
FNKO|FUNKO INC CM A|NQRB|Brut, LLC|1873
FNKO|FUNKO INC CM A|PCPT|PHILLIP CAPITAL INC.|1000
FNKO|FUNKO INC CM A|PDQM|CODA MARKETS, INC.|46859
FNKO|FUNKO INC CM A|PHLY|NASDAQ Execution Services, LLC|2000
FNKO|FUNKO INC CM A|PIPR|Piper Jaffray & Co.|100
FNKO|FUNKO INC CM A|PWJC|UBS Financial Services, Inc.|2759
FNKO|FUNKO INC CM A|RAJA|Raymond James & Associates, Inc.|3618
FNKO|FUNKO INC CM A|RBCM|RBC CAPITAL MARKETS, LLC|2950
FNKO|FUNKO INC CM A|RGLD|Regal Securities, Inc|1100
FNKO|FUNKO INC CM A|RJLC|RJL CAPITAL GROUP, LLC|697
FNKO|FUNKO INC CM A|SAGL|SAGETRADER, LLC|74
FNKO|FUNKO INC CM A|SBSH|Citigroup Global Markets Inc.|306227
FNKO|FUNKO INC CM A|SGMT|GOLDMAN SACHS & CO. LLC|32894
FNKO|FUNKO INC CM A|SPDR|SPEEDROUTE LLC|5568
FNKO|FUNKO INC CM A|STFL|Stifel, Nicolaus & Company, Incorporated|238276
FNKO|FUNKO INC CM A|STKP|STOCKPILE INVESTMENTS, INC.|364
FNKO|FUNKO INC CM A|SWIM|TD Ameritrade, Inc.|156961
FNKO|FUNKO INC CM A|TAGC|TELSEY ADVISORY GROUP LLC|2706
FNKO|FUNKO INC CM A|TKNG|ALLY INVEST SECURITIES LLC|6198
FNKO|FUNKO INC CM A|TRBT|Tradebot Systems, Inc.|51901
FNKO|FUNKO INC CM A|TRCM|TRC MARKETS LLC|12771
FNKO|FUNKO INC CM A|TWTT|TASTYWORKS, INC.|3
FNKO|FUNKO INC CM A|UBSA|UBS SECURITIES LLC|135912
FNKO|FUNKO INC CM A|UBSS|UBS Securities LLC|202866
FNKO|FUNKO INC CM A|VALX|VIRTU AMERICAS LLC|4559
FNKO|FUNKO INC CM A|VGRD|Vanguard Marketing Corporation|12621
FNKO|FUNKO INC CM A|WCHV|WELLS FARGO SECURITIES, LLC|14671
FNKO|FUNKO INC CM A|WEDB|WEDBUSH SECURITIES INC.|350
FNKO|FUNKO INC CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7534
FNKO|FUNKO INC CM A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17981
FNKO|FUNKO INC CM A|WGIF|CIBC World Markets Inc.|1811
FNKO|FUNKO INC CM A|WOLF|Wolfe Trahan Securities|300
FNKO|FUNKO INC CM A|WSEA|WOLVERINE SECURITIES, LLC|16693
FNKO|FUNKO INC CM A|XIST|INSTINET, LLC|5250
FNKO|FUNKO INC CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|16800
FNKO|FUNKO INC CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|3182
FNKO|FUNKO INC CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|816
FNLC|FIRST BANCORP, INC|ALTX|Alternet Securities Inc.|100
FNLC|FIRST BANCORP, INC|APCC|Apex Clearing Corporation|87
FNLC|FIRST BANCORP, INC|BATM|CBOE TRADING, INC.|90
FNLC|FIRST BANCORP, INC|BAYC|BAY CREST PARTNERS, LLC|515
FNLC|FIRST BANCORP, INC|BMOC|BMO Capital Markets Corp.|1626
FNLC|FIRST BANCORP, INC|BNPX|BNP PARIBAS SECURITIES CORP.|938
FNLC|FIRST BANCORP, INC|BZYD|GOLDMAN SACHS & CO. LLC|2
FNLC|FIRST BANCORP, INC|CIST|Capital Institutional Services, Inc.|14
FNLC|FIRST BANCORP, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4725
FNLC|FIRST BANCORP, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5220
FNLC|FIRST BANCORP, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2610
FNLC|FIRST BANCORP, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1343
FNLC|FIRST BANCORP, INC|CTDL|Citadel Derivatives Group Llc|723
FNLC|FIRST BANCORP, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1398
FNLC|FIRST BANCORP, INC|DBAB|Deutsche Bank Securities Inc.|13529
FNLC|FIRST BANCORP, INC|DBAX|Deutsche Bank Securities Inc.|700
FNLC|FIRST BANCORP, INC|EBXL|EBX LLC|600
FNLC|FIRST BANCORP, INC|EGAM|CBOE TRADING, INC.|100
FNLC|FIRST BANCORP, INC|EGXM|CBOE TRADING, INC.|100
FNLC|FIRST BANCORP, INC|EGXW|CBOE TRADING, INC.|102
FNLC|FIRST BANCORP, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|606
FNLC|FIRST BANCORP, INC|ETRS|E*Trade Securities LLC|600
FNLC|FIRST BANCORP, INC|FBCO|Credit Suisse Securities (USA) LLC|56206
FNLC|FIRST BANCORP, INC|FOMA|TD AMERITRADE CLEARING, INC.|1530
FNLC|FIRST BANCORP, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2771
FNLC|FIRST BANCORP, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2931
FNLC|FIRST BANCORP, INC|GLPX|ACS EXECUTION SERVICES, LLC|78
FNLC|FIRST BANCORP, INC|GSCO|GOLDMAN SACHS & CO. LLC|23574
FNLC|FIRST BANCORP, INC|GSLT|GOLDMAN SACHS & CO. LLC|500
FNLC|FIRST BANCORP, INC|GTSZ|GTS SECURITIES LLC|1864
FNLC|FIRST BANCORP, INC|HRBF|American Enterprise Investment Services Inc.|148
FNLC|FIRST BANCORP, INC|IATS|INTERACTIVE BROKERS LLC|600
FNLC|FIRST BANCORP, INC|IBKR|Interactive Brokers Llc|2671
FNLC|FIRST BANCORP, INC|ICBX|INSTINET, LLC|300
FNLC|FIRST BANCORP, INC|IEQY|CITADEL SECURITIES LLC|300
FNLC|FIRST BANCORP, INC|INCA|INSTINET, LLC|7342
FNLC|FIRST BANCORP, INC|INJX|INSTINET, LLC|811
FNLC|FIRST BANCORP, INC|ITGI|ITG Inc.|2692
FNLC|FIRST BANCORP, INC|ITGP|ITG INC.|400
FNLC|FIRST BANCORP, INC|JANY|Janney Montgomery Scott Inc.|1250
FNLC|FIRST BANCORP, INC|JEFF|JEFFERIES LLC|885
FNLC|FIRST BANCORP, INC|JPMX|J.P. Morgan Securities LLC|460
FNLC|FIRST BANCORP, INC|KCGM|VIRTU Americas LLC|935
FNLC|FIRST BANCORP, INC|LEHM|Barclays Capital Inc./Le|6340
FNLC|FIRST BANCORP, INC|LIME|Lime Brokerage LLC|12921
FNLC|FIRST BANCORP, INC|LMGP|LIME BROKERAGE LLC|4200
FNLC|FIRST BANCORP, INC|LSCI|Lek Securities Corporation|137
FNLC|FIRST BANCORP, INC|MAXM|Maxim Group LLC|796
FNLC|FIRST BANCORP, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
FNLC|FIRST BANCORP, INC|MSCO|MORGAN STANLEY & CO. LLC|33850
FNLC|FIRST BANCORP, INC|MSPL|MORGAN STANLEY & CO. LLC|2100
FNLC|FIRST BANCORP, INC|MTON|MILLINGTON SECURITIES, INC.|1955
FNLC|FIRST BANCORP, INC|NFSC|National Financial Services LLC|7148
FNLC|FIRST BANCORP, INC|NITE|VIRTU Americas LLC|13594
FNLC|FIRST BANCORP, INC|PDQM|CODA MARKETS, INC.|313
FNLC|FIRST BANCORP, INC|PUMA|Puma Capital, Llc|2255
FNLC|FIRST BANCORP, INC|RAJA|Raymond James & Associates, Inc.|1000
FNLC|FIRST BANCORP, INC|RBCM|RBC CAPITAL MARKETS, LLC|1301
FNLC|FIRST BANCORP, INC|SAGW|SAGETRADER, LLC|100
FNLC|FIRST BANCORP, INC|SBSH|Citigroup Global Markets Inc.|10327
FNLC|FIRST BANCORP, INC|SGMT|GOLDMAN SACHS & CO. LLC|247
FNLC|FIRST BANCORP, INC|SPDR|SPEEDROUTE LLC|836
FNLC|FIRST BANCORP, INC|SWIM|TD Ameritrade, Inc.|2118
FNLC|FIRST BANCORP, INC|SWST|Hilltop Securities Inc.|40
FNLC|FIRST BANCORP, INC|TRBT|Tradebot Systems, Inc.|475
FNLC|FIRST BANCORP, INC|TRCM|TRC MARKETS LLC|9068
FNLC|FIRST BANCORP, INC|UBSA|UBS SECURITIES LLC|6499
FNLC|FIRST BANCORP, INC|UBSS|UBS Securities LLC|19010
FNLC|FIRST BANCORP, INC|VALX|VIRTU AMERICAS LLC|1603
FNLC|FIRST BANCORP, INC|WCHV|WELLS FARGO SECURITIES, LLC|1205
FNLC|FIRST BANCORP, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|167
FNLC|FIRST BANCORP, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53
FNLC|FIRST BANCORP, INC|WSEA|WOLVERINE SECURITIES, LLC|87
FNLC|FIRST BANCORP, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|469
FNSR|FINISAR CORP|AGCP|AEGIS CAPITAL CORP.|4300
FNSR|FINISAR CORP|AGIS|Aegis Capital Corp.|7700
FNSR|FINISAR CORP|ALTX|Alternet Securities Inc.|19949
FNSR|FINISAR CORP|APCC|Apex Clearing Corporation|20735
FNSR|FINISAR CORP|BARD|Robert W. Baird & Co. Incorporated|35142
FNSR|FINISAR CORP|BATM|CBOE TRADING, INC.|13510
FNSR|FINISAR CORP|BAYT|BTIG, LLC|3100
FNSR|FINISAR CORP|BBNT|BB&T SECURITIES, LLC|212
FNSR|FINISAR CORP|BCSA|BCS Americas, Inc.|8000
FNSR|FINISAR CORP|BERN|Sanford C. Bernstein & Co., LLC|124314
FNSR|FINISAR CORP|BIMI|Banca IMI Securities Corp.|1600
FNSR|FINISAR CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24523
FNSR|FINISAR CORP|BLKX|INSTINET, LLC|145700
FNSR|FINISAR CORP|BMOC|BMO Capital Markets Corp.|18273
FNSR|FINISAR CORP|BNPX|BNP PARIBAS SECURITIES CORP.|242544
FNSR|FINISAR CORP|BRGE|Newbridge Securities Corp.|9853
FNSR|FINISAR CORP|BRVL|BLAYLOCK VAN, LLC|300
FNSR|FINISAR CORP|BTIG|BTIG, LLC|114113
FNSR|FINISAR CORP|BYXM|CBOE TRADING, INC.|5205
FNSR|FINISAR CORP|BZYD|GOLDMAN SACHS & CO. LLC|201
FNSR|FINISAR CORP|CANT|Cantor Fitzgerald & Co.|13014
FNSR|FINISAR CORP|CHAS|Charles Schwab & Co., Inc.|12230
FNSR|FINISAR CORP|CHBC|PENSERRA SECURITIES, LLC|57528
FNSR|FINISAR CORP|CHLM|Craig-Hallum Capital Group LLC|100
FNSR|FINISAR CORP|CICF|Canaccord Genuity Corp.|8000
FNSR|FINISAR CORP|CIST|Capital Institutional Services, Inc.|915
FNSR|FINISAR CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|504957
FNSR|FINISAR CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FNSR|FINISAR CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|23405
FNSR|FINISAR CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1240849
FNSR|FINISAR CORP|CTDL|Citadel Derivatives Group Llc|53696
FNSR|FINISAR CORP|CTLR|CUTLER GROUP, LP|4500
FNSR|FINISAR CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|135032
FNSR|FINISAR CORP|DBAB|Deutsche Bank Securities Inc.|725012
FNSR|FINISAR CORP|DBAX|Deutsche Bank Securities Inc.|1059300
FNSR|FINISAR CORP|DBUL|Deutsche Bank Securities Inc.|28503
FNSR|FINISAR CORP|DCHF|Dart Executions, LLC|12823
FNSR|FINISAR CORP|DEAN|MORGAN STANLEY|8854
FNSR|FINISAR CORP|DEGS|RONIN PROFESSIONAL LLC|26147
FNSR|FINISAR CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6722
FNSR|FINISAR CORP|EBXL|EBX LLC|401400
FNSR|FINISAR CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|20797
FNSR|FINISAR CORP|EDJO|Edward D. Jones & Co., L.P.|23434
FNSR|FINISAR CORP|EGAM|CBOE TRADING, INC.|38908
FNSR|FINISAR CORP|EGAW|CBOE TRADING, INC.|300
FNSR|FINISAR CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
FNSR|FINISAR CORP|EGXM|CBOE TRADING, INC.|12121
FNSR|FINISAR CORP|EGXW|CBOE TRADING, INC.|100
FNSR|FINISAR CORP|ELEV|ELEVATION, LLC|15112
FNSR|FINISAR CORP|ETBE|Electronic Transaction Clearing, Inc.|76123
FNSR|FINISAR CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|21273
FNSR|FINISAR CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56364
FNSR|FINISAR CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|383
FNSR|FINISAR CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6000
FNSR|FINISAR CORP|ETRS|E*Trade Securities LLC|2087834
FNSR|FINISAR CORP|EVRS|E1 ASSET MANAGEMENT, INC.|209
FNSR|FINISAR CORP|FBCO|Credit Suisse Securities (USA) LLC|2572635
FNSR|FINISAR CORP|FBSB|U.S. Bancorp Investments, Inc.|6398
FNSR|FINISAR CORP|FFSI|Firstrade Securities Inc.|290
FNSR|FINISAR CORP|FILL|Tradestation Securities, Inc.|10925
FNSR|FINISAR CORP|FINX|FINTECH SECURITIES|245
FNSR|FINISAR CORP|FMAF|NBCN Inc./ CDS|8744
FNSR|FINISAR CORP|FMCO|First Manhattan Co|1200
FNSR|FINISAR CORP|FOMA|TD AMERITRADE CLEARING, INC.|2011461
FNSR|FINISAR CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2611
FNSR|FINISAR CORP|FQLS|Quantlab Securities LP|1195028
FNSR|FINISAR CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|189733
FNSR|FINISAR CORP|FTBR|Foliofn Investments, Inc.|3199
FNSR|FINISAR CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|78867
FNSR|FINISAR CORP|GELP|RBC CAPITAL MARKETS, LLC|8190
FNSR|FINISAR CORP|GLPX|ACS EXECUTION SERVICES, LLC|91893
FNSR|FINISAR CORP|GSCO|GOLDMAN SACHS & CO. LLC|2763584
FNSR|FINISAR CORP|GSCS|GOLDMAN SACHS & CO. LLC|111571
FNSR|FINISAR CORP|GSLT|GOLDMAN SACHS & CO. LLC|22839
FNSR|FINISAR CORP|GTSZ|GTS SECURITIES LLC|31853
FNSR|FINISAR CORP|HAPX|HAP Trading, LLC|2628
FNSR|FINISAR CORP|HRBF|American Enterprise Investment Services Inc.|4193
FNSR|FINISAR CORP|HSBC|HSBC Securities, Inc.|200
FNSR|FINISAR CORP|IATS|INTERACTIVE BROKERS LLC|92159
FNSR|FINISAR CORP|IBKR|Interactive Brokers Llc|546515
FNSR|FINISAR CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|194
FNSR|FINISAR CORP|ICBX|INSTINET, LLC|132899
FNSR|FINISAR CORP|IEQY|CITADEL SECURITIES LLC|131209
FNSR|FINISAR CORP|INCA|INSTINET, LLC|1617215
FNSR|FINISAR CORP|INJX|INSTINET, LLC|92575
FNSR|FINISAR CORP|ITGI|ITG Inc.|151003
FNSR|FINISAR CORP|ITGP|ITG INC.|352800
FNSR|FINISAR CORP|JANY|Janney Montgomery Scott Inc.|2007
FNSR|FINISAR CORP|JEFF|JEFFERIES LLC|269651
FNSR|FINISAR CORP|JHDR|J.H. Darbie & Co., Inc.|1500
FNSR|FINISAR CORP|JMPT|JUMP TRADING, LLC|167616
FNSR|FINISAR CORP|JPBX|J.P. MORGAN SECURITIES LLC|218901
FNSR|FINISAR CORP|JPMX|J.P. Morgan Securities LLC|952423
FNSR|FINISAR CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1900
FNSR|FINISAR CORP|JSJX|JANE STREET CAPITAL LLC|16624
FNSR|FINISAR CORP|KCGM|VIRTU Americas LLC|171723
FNSR|FINISAR CORP|LEER|LEERINK PARTNERS LLC|1220
FNSR|FINISAR CORP|LEHM|Barclays Capital Inc./Le|3770429
FNSR|FINISAR CORP|LIME|Lime Brokerage LLC|258700
FNSR|FINISAR CORP|LMGP|LIME BROKERAGE LLC|1600
FNSR|FINISAR CORP|LOOP|Loop Capital Markets LLC|4978
FNSR|FINISAR CORP|LPCM|Lampert Capital Markets Inc.|6790
FNSR|FINISAR CORP|LQNA|LIQUIDNET, INC.|193700
FNSR|FINISAR CORP|LQNB|LIQUIDNET, INC.|511
FNSR|FINISAR CORP|LSCI|Lek Securities Corporation|1427
FNSR|FINISAR CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
FNSR|FINISAR CORP|MACC|Mid Atlantic Capital Corporation|2000
FNSR|FINISAR CORP|MACQ|Macquarie Capital (USA) Inc.|8150
FNSR|FINISAR CORP|MAXM|Maxim Group LLC|19816
FNSR|FINISAR CORP|MBTS|ALLY INVEST SECURITIES LLC|2810
FNSR|FINISAR CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|453316
FNSR|FINISAR CORP|MOTF|MOTIF INVESTING, INC.|2
FNSR|FINISAR CORP|MSCO|MORGAN STANLEY & CO. LLC|5775832
FNSR|FINISAR CORP|MSPL|MORGAN STANLEY & CO. LLC|1173500
FNSR|FINISAR CORP|MSTX|MORGAN STANLEY & CO. LLC|808700
FNSR|FINISAR CORP|MZHO|Mizuho Securities USA LLC|210700
FNSR|FINISAR CORP|NATL|National Securities Corporation|26646
FNSR|FINISAR CORP|NEED|Needham & Company, LLC|7062
FNSR|FINISAR CORP|NFSC|National Financial Services LLC|928493
FNSR|FINISAR CORP|NITE|VIRTU Americas LLC|3057841
FNSR|FINISAR CORP|NITP|VIRTU Americas LLC|5228
FNSR|FINISAR CORP|NMRA|Nomura Securities International, Inc.|9300
FNSR|FINISAR CORP|NORT|Northland Securities, Inc.|92595
FNSR|FINISAR CORP|NQRB|Brut, LLC|47932
FNSR|FINISAR CORP|NTFN|Network 1 Financial Securities Inc.|135
FNSR|FINISAR CORP|NTRC|Northern Trust Securities, Inc.|43495
FNSR|FINISAR CORP|OHOS|TWO SIGMA SECURITIES, LLC|129859
FNSR|FINISAR CORP|OPCO|Oppenheimer & Co. Inc.|7203
FNSR|FINISAR CORP|PCPT|PHILLIP CAPITAL INC.|435
FNSR|FINISAR CORP|PDQM|CODA MARKETS, INC.|86099
FNSR|FINISAR CORP|PHLY|NASDAQ Execution Services, LLC|38000
FNSR|FINISAR CORP|PWJC|UBS Financial Services, Inc.|7301
FNSR|FINISAR CORP|RAJA|Raymond James & Associates, Inc.|73070
FNSR|FINISAR CORP|RBCM|RBC CAPITAL MARKETS, LLC|36849
FNSR|FINISAR CORP|RGLD|Regal Securities, Inc|2500
FNSR|FINISAR CORP|SAGL|SAGETRADER, LLC|59218
FNSR|FINISAR CORP|SAGW|SAGETRADER, LLC|455
FNSR|FINISAR CORP|SALI|INTL FCSTONE FINANCIAL INC.|20437
FNSR|FINISAR CORP|SBSH|Citigroup Global Markets Inc.|448530
FNSR|FINISAR CORP|SEIC|SEI Investments Distribution Co.|1100
FNSR|FINISAR CORP|SGMT|GOLDMAN SACHS & CO. LLC|354637
FNSR|FINISAR CORP|SPDR|SPEEDROUTE LLC|26160
FNSR|FINISAR CORP|SPNT|SEVEN POINTS CAPITAL, LLC|200
FNSR|FINISAR CORP|STFL|Stifel, Nicolaus & Company, Incorporated|50023
FNSR|FINISAR CORP|STKP|STOCKPILE INVESTMENTS, INC.|52
FNSR|FINISAR CORP|STXG|Stockcross Financial Services, Inc.|100
FNSR|FINISAR CORP|SWIM|TD Ameritrade, Inc.|715985
FNSR|FINISAR CORP|SWST|Hilltop Securities Inc.|1356
FNSR|FINISAR CORP|TKNG|ALLY INVEST SECURITIES LLC|43621
FNSR|FINISAR CORP|TONC|CUTTONE & CO., LLC|3487
FNSR|FINISAR CORP|TRBT|Tradebot Systems, Inc.|777576
FNSR|FINISAR CORP|TRCM|TRC MARKETS LLC|198022
FNSR|FINISAR CORP|TWTT|TASTYWORKS, INC.|3100
FNSR|FINISAR CORP|UBSA|UBS SECURITIES LLC|1649121
FNSR|FINISAR CORP|UBSS|UBS Securities LLC|2434258
FNSR|FINISAR CORP|VALX|VIRTU AMERICAS LLC|59306
FNSR|FINISAR CORP|VERT|The Vertical Trading Group, LLC|14200
FNSR|FINISAR CORP|VGRD|Vanguard Marketing Corporation|45335
FNSR|FINISAR CORP|WBET|Wallachbeth Capital LLC|2352
FNSR|FINISAR CORP|WBLR|WILLIAM BLAIR|111725
FNSR|FINISAR CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
FNSR|FINISAR CORP|WCHV|WELLS FARGO SECURITIES, LLC|1562884
FNSR|FINISAR CORP|WEDB|WEDBUSH SECURITIES INC.|26358
FNSR|FINISAR CORP|WEED|Weeden & Co.L.P.|12316
FNSR|FINISAR CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|113621
FNSR|FINISAR CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|114080
FNSR|FINISAR CORP|WGIF|CIBC World Markets Inc.|63196
FNSR|FINISAR CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|383
FNSR|FINISAR CORP|WORD|Worden Capital Management LLC|77643
FNSR|FINISAR CORP|WSEA|WOLVERINE SECURITIES, LLC|62239
FNSR|FINISAR CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1250
FNSR|FINISAR CORP|XIST|INSTINET, LLC|331646
FNSR|FINISAR CORP|XPQR|Jump Trading|2600
FNSR|FINISAR CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|239954
FNSR|FINISAR CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|7378
FNSR|FINISAR CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18792
FNTE|FINTECH ACQUIS. CM|APCC|Apex Clearing Corporation|462
FNTE|FINTECH ACQUIS. CM|BATM|CBOE TRADING, INC.|900
FNTE|FINTECH ACQUIS. CM|CANT|Cantor Fitzgerald & Co.|9270927
FNTE|FINTECH ACQUIS. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55960
FNTE|FINTECH ACQUIS. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
FNTE|FINTECH ACQUIS. CM|DBAX|Deutsche Bank Securities Inc.|18100
FNTE|FINTECH ACQUIS. CM|DEAN|MORGAN STANLEY|1000000
FNTE|FINTECH ACQUIS. CM|EBXL|EBX LLC|71500
FNTE|FINTECH ACQUIS. CM|EGXW|CBOE TRADING, INC.|100
FNTE|FINTECH ACQUIS. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
FNTE|FINTECH ACQUIS. CM|ETRS|E*Trade Securities LLC|13269
FNTE|FINTECH ACQUIS. CM|FBCO|Credit Suisse Securities (USA) LLC|125427
FNTE|FINTECH ACQUIS. CM|FOMA|TD AMERITRADE CLEARING, INC.|600
FNTE|FINTECH ACQUIS. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25000
FNTE|FINTECH ACQUIS. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|200
FNTE|FINTECH ACQUIS. CM|GLPX|ACS EXECUTION SERVICES, LLC|112
FNTE|FINTECH ACQUIS. CM|GSCO|GOLDMAN SACHS & CO. LLC|19065
FNTE|FINTECH ACQUIS. CM|GSLT|GOLDMAN SACHS & CO. LLC|15200
FNTE|FINTECH ACQUIS. CM|GTSZ|GTS SECURITIES LLC|600
FNTE|FINTECH ACQUIS. CM|IATS|INTERACTIVE BROKERS LLC|250
FNTE|FINTECH ACQUIS. CM|IBKR|Interactive Brokers Llc|819
FNTE|FINTECH ACQUIS. CM|ICBX|INSTINET, LLC|1862
FNTE|FINTECH ACQUIS. CM|INCA|INSTINET, LLC|8701
FNTE|FINTECH ACQUIS. CM|ITGI|ITG Inc.|12100
FNTE|FINTECH ACQUIS. CM|ITGP|ITG INC.|13200
FNTE|FINTECH ACQUIS. CM|JONE|JonesTrading|1145527
FNTE|FINTECH ACQUIS. CM|JSSF|JMP Securities LLC|150000
FNTE|FINTECH ACQUIS. CM|KCGM|VIRTU Americas LLC|168
FNTE|FINTECH ACQUIS. CM|LEHM|Barclays Capital Inc./Le|3720
FNTE|FINTECH ACQUIS. CM|LIME|Lime Brokerage LLC|3949
FNTE|FINTECH ACQUIS. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FNTE|FINTECH ACQUIS. CM|MITR|GMP SECURITIES, LLC|62700
FNTE|FINTECH ACQUIS. CM|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500000
FNTE|FINTECH ACQUIS. CM|MSCO|MORGAN STANLEY & CO. LLC|64154
FNTE|FINTECH ACQUIS. CM|MSPL|MORGAN STANLEY & CO. LLC|900
FNTE|FINTECH ACQUIS. CM|MZHO|Mizuho Securities USA LLC|200
FNTE|FINTECH ACQUIS. CM|NFSC|National Financial Services LLC|2100
FNTE|FINTECH ACQUIS. CM|NITE|VIRTU Americas LLC|19831
FNTE|FINTECH ACQUIS. CM|NORT|Northland Securities, Inc.|400000
FNTE|FINTECH ACQUIS. CM|PDQM|CODA MARKETS, INC.|224
FNTE|FINTECH ACQUIS. CM|SBSH|Citigroup Global Markets Inc.|175000
FNTE|FINTECH ACQUIS. CM|SWIM|TD Ameritrade, Inc.|700
FNTE|FINTECH ACQUIS. CM|TRBT|Tradebot Systems, Inc.|520
FNTE|FINTECH ACQUIS. CM|TRCM|TRC MARKETS LLC|23
FNTE|FINTECH ACQUIS. CM|UBSA|UBS SECURITIES LLC|22562
FNTE|FINTECH ACQUIS. CM|UBSS|UBS Securities LLC|320846
FNTEU|FINTECH ACQUIS. UNIT|NFSC|National Financial Services LLC|50
FNTEU|FINTECH ACQUIS. UNIT|SPDR|SPEEDROUTE LLC|400
FNTEW|FINTECH ACQ II WT|BATM|CBOE TRADING, INC.|200
FNTEW|FINTECH ACQ II WT|CANT|Cantor Fitzgerald & Co.|3450
FNTEW|FINTECH ACQ II WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
FNTEW|FINTECH ACQ II WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
FNTEW|FINTECH ACQ II WT|DBAB|Deutsche Bank Securities Inc.|5440
FNTEW|FINTECH ACQ II WT|DBAX|Deutsche Bank Securities Inc.|1800
FNTEW|FINTECH ACQ II WT|EBXL|EBX LLC|2500
FNTEW|FINTECH ACQ II WT|ETRS|E*Trade Securities LLC|4700
FNTEW|FINTECH ACQ II WT|FOMA|TD AMERITRADE CLEARING, INC.|4600
FNTEW|FINTECH ACQ II WT|GSCO|GOLDMAN SACHS & CO. LLC|7120
FNTEW|FINTECH ACQ II WT|GSLT|GOLDMAN SACHS & CO. LLC|300
FNTEW|FINTECH ACQ II WT|ICBX|INSTINET, LLC|900
FNTEW|FINTECH ACQ II WT|ITGI|ITG Inc.|30300
FNTEW|FINTECH ACQ II WT|LEHM|Barclays Capital Inc./Le|4800
FNTEW|FINTECH ACQ II WT|LIME|Lime Brokerage LLC|100
FNTEW|FINTECH ACQ II WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FNTEW|FINTECH ACQ II WT|MSCO|MORGAN STANLEY & CO. LLC|77697
FNTEW|FINTECH ACQ II WT|NFSC|National Financial Services LLC|13965
FNTEW|FINTECH ACQ II WT|NITE|VIRTU Americas LLC|46450
FNTEW|FINTECH ACQ II WT|PDQM|CODA MARKETS, INC.|200
FNTEW|FINTECH ACQ II WT|SGMT|GOLDMAN SACHS & CO. LLC|10711
FNTEW|FINTECH ACQ II WT|UBSA|UBS SECURITIES LLC|13503
FNTEW|FINTECH ACQ II WT|UBSS|UBS Securities LLC|140
FNV|FRANCO-NEV CORP|ALTX|Alternet Securities Inc.|1177
FNV|FRANCO-NEV CORP|ANOS|ABEL/NOSER, L.L.C.|100
FNV|FRANCO-NEV CORP|APCC|Apex Clearing Corporation|1440
FNV|FRANCO-NEV CORP|BARD|Robert W. Baird & Co. Incorporated|1663
FNV|FRANCO-NEV CORP|BATM|CBOE TRADING, INC.|17851
FNV|FRANCO-NEV CORP|BAYT|BTIG, LLC|500
FNV|FRANCO-NEV CORP|BERN|Sanford C. Bernstein & Co., LLC|4242
FNV|FRANCO-NEV CORP|BIDS|BIDS TRADING L.P.|1200
FNV|FRANCO-NEV CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4370
FNV|FRANCO-NEV CORP|BLKX|INSTINET, LLC|20000
FNV|FRANCO-NEV CORP|BNPX|BNP PARIBAS SECURITIES CORP.|101000
FNV|FRANCO-NEV CORP|BTIG|BTIG, LLC|4
FNV|FRANCO-NEV CORP|BYXM|CBOE TRADING, INC.|100
FNV|FRANCO-NEV CORP|BZYD|GOLDMAN SACHS & CO. LLC|389
FNV|FRANCO-NEV CORP|CABR|Cabrera Capital Markets, Inc.|2000
FNV|FRANCO-NEV CORP|CHAS|Charles Schwab & Co., Inc.|661
FNV|FRANCO-NEV CORP|CIST|Capital Institutional Services, Inc.|10
FNV|FRANCO-NEV CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5189
FNV|FRANCO-NEV CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FNV|FRANCO-NEV CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62418
FNV|FRANCO-NEV CORP|CTDL|Citadel Derivatives Group Llc|528
FNV|FRANCO-NEV CORP|CTLR|CUTLER GROUP, LP|14
FNV|FRANCO-NEV CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3278
FNV|FRANCO-NEV CORP|DADA|D.A. Davidson & Co.|30
FNV|FRANCO-NEV CORP|DBAB|Deutsche Bank Securities Inc.|51741
FNV|FRANCO-NEV CORP|DBAX|Deutsche Bank Securities Inc.|35900
FNV|FRANCO-NEV CORP|DBUL|Deutsche Bank Securities Inc.|10694
FNV|FRANCO-NEV CORP|DCHF|Dart Executions, LLC|100
FNV|FRANCO-NEV CORP|DEAN|MORGAN STANLEY|1182
FNV|FRANCO-NEV CORP|DEGS|RONIN PROFESSIONAL LLC|2300
FNV|FRANCO-NEV CORP|EBXL|EBX LLC|76300
FNV|FRANCO-NEV CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1825
FNV|FRANCO-NEV CORP|EDJO|Edward D. Jones & Co., L.P.|1899
FNV|FRANCO-NEV CORP|EGAM|CBOE TRADING, INC.|3830
FNV|FRANCO-NEV CORP|EGAW|CBOE TRADING, INC.|16
FNV|FRANCO-NEV CORP|EGMT|EG MARKET TECHNOLOGIES LLC|278
FNV|FRANCO-NEV CORP|EGXM|CBOE TRADING, INC.|1186
FNV|FRANCO-NEV CORP|EGXW|CBOE TRADING, INC.|600
FNV|FRANCO-NEV CORP|ELEV|ELEVATION, LLC|4965
FNV|FRANCO-NEV CORP|ETBE|Electronic Transaction Clearing, Inc.|8103
FNV|FRANCO-NEV CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2200
FNV|FRANCO-NEV CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9991
FNV|FRANCO-NEV CORP|ETRS|E*Trade Securities LLC|27628
FNV|FRANCO-NEV CORP|FBSB|U.S. Bancorp Investments, Inc.|1
FNV|FRANCO-NEV CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|1
FNV|FRANCO-NEV CORP|FILL|Tradestation Securities, Inc.|519
FNV|FRANCO-NEV CORP|FMAF|NBCN Inc./ CDS|324
FNV|FRANCO-NEV CORP|FQLS|Quantlab Securities LP|104396
FNV|FRANCO-NEV CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57763
FNV|FRANCO-NEV CORP|FTBR|Foliofn Investments, Inc.|141
FNV|FRANCO-NEV CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
FNV|FRANCO-NEV CORP|GLIS|TD Securities Inc|1471
FNV|FRANCO-NEV CORP|GLPX|ACS EXECUTION SERVICES, LLC|4093
FNV|FRANCO-NEV CORP|GSCO|GOLDMAN SACHS & CO. LLC|353701
FNV|FRANCO-NEV CORP|GSCS|GOLDMAN SACHS & CO. LLC|580
FNV|FRANCO-NEV CORP|GSLT|GOLDMAN SACHS & CO. LLC|2683
FNV|FRANCO-NEV CORP|GTSZ|GTS SECURITIES LLC|35313
FNV|FRANCO-NEV CORP|HRBF|American Enterprise Investment Services Inc.|1801
FNV|FRANCO-NEV CORP|HSBC|HSBC Securities, Inc.|664
FNV|FRANCO-NEV CORP|IATS|INTERACTIVE BROKERS LLC|7713
FNV|FRANCO-NEV CORP|IBKR|Interactive Brokers Llc|6117
FNV|FRANCO-NEV CORP|ICBX|INSTINET, LLC|6800
FNV|FRANCO-NEV CORP|INCA|INSTINET, LLC|179172
FNV|FRANCO-NEV CORP|INJX|INSTINET, LLC|1100
FNV|FRANCO-NEV CORP|ITGI|ITG Inc.|71114
FNV|FRANCO-NEV CORP|ITGP|ITG INC.|35200
FNV|FRANCO-NEV CORP|JANY|Janney Montgomery Scott Inc.|618
FNV|FRANCO-NEV CORP|JEFF|JEFFERIES LLC|9695
FNV|FRANCO-NEV CORP|JMPT|JUMP TRADING, LLC|21134
FNV|FRANCO-NEV CORP|JPBX|J.P. MORGAN SECURITIES LLC|15510
FNV|FRANCO-NEV CORP|JPMX|J.P. Morgan Securities LLC|72974
FNV|FRANCO-NEV CORP|JSJX|JANE STREET CAPITAL LLC|5009
FNV|FRANCO-NEV CORP|KCGM|VIRTU Americas LLC|11975
FNV|FRANCO-NEV CORP|LEHM|Barclays Capital Inc./Le|169943
FNV|FRANCO-NEV CORP|LGNT|COR CLEARING LLC|4
FNV|FRANCO-NEV CORP|LIME|Lime Brokerage LLC|6363
FNV|FRANCO-NEV CORP|LSCI|Lek Securities Corporation|14
FNV|FRANCO-NEV CORP|MACC|Mid Atlantic Capital Corporation|375
FNV|FRANCO-NEV CORP|MBTS|ALLY INVEST SECURITIES LLC|468
FNV|FRANCO-NEV CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14936
FNV|FRANCO-NEV CORP|MOTF|MOTIF INVESTING, INC.|4
FNV|FRANCO-NEV CORP|MPSG|E D & F Man Capital Markets Inc.|140
FNV|FRANCO-NEV CORP|MSCO|MORGAN STANLEY & CO. LLC|363473
FNV|FRANCO-NEV CORP|MSPL|MORGAN STANLEY & CO. LLC|93600
FNV|FRANCO-NEV CORP|MSTX|MORGAN STANLEY & CO. LLC|27800
FNV|FRANCO-NEV CORP|NFSC|National Financial Services LLC|123109
FNV|FRANCO-NEV CORP|NITE|VIRTU Americas LLC|257370
FNV|FRANCO-NEV CORP|NITP|VIRTU Americas LLC|200
FNV|FRANCO-NEV CORP|NQRB|Brut, LLC|1491
FNV|FRANCO-NEV CORP|NTBF|BMO Nesbitt Burns Inc./CDS|1302
FNV|FRANCO-NEV CORP|NTRC|Northern Trust Securities, Inc.|336
FNV|FRANCO-NEV CORP|OHOS|TWO SIGMA SECURITIES, LLC|24077
FNV|FRANCO-NEV CORP|OLDM|OLD MISSION CAPITAL, LLC|39591
FNV|FRANCO-NEV CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5
FNV|FRANCO-NEV CORP|PDQM|CODA MARKETS, INC.|3247
FNV|FRANCO-NEV CORP|PHLY|NASDAQ Execution Services, LLC|6200
FNV|FRANCO-NEV CORP|PWJC|UBS Financial Services, Inc.|925
FNV|FRANCO-NEV CORP|RBCM|RBC CAPITAL MARKETS, LLC|3844
FNV|FRANCO-NEV CORP|RHOX|XR Securities LLC|2322
FNV|FRANCO-NEV CORP|SAGL|SAGETRADER, LLC|300
FNV|FRANCO-NEV CORP|SALI|INTL FCSTONE FINANCIAL INC.|115
FNV|FRANCO-NEV CORP|SBSH|Citigroup Global Markets Inc.|17649
FNV|FRANCO-NEV CORP|SGMT|GOLDMAN SACHS & CO. LLC|34393
FNV|FRANCO-NEV CORP|SPDR|SPEEDROUTE LLC|5755
FNV|FRANCO-NEV CORP|SPHN|Stephens Inc.|1
FNV|FRANCO-NEV CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1353
FNV|FRANCO-NEV CORP|STKP|STOCKPILE INVESTMENTS, INC.|6
FNV|FRANCO-NEV CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2139
FNV|FRANCO-NEV CORP|SWIM|TD Ameritrade, Inc.|59696
FNV|FRANCO-NEV CORP|SWST|Hilltop Securities Inc.|1
FNV|FRANCO-NEV CORP|TKNG|ALLY INVEST SECURITIES LLC|204
FNV|FRANCO-NEV CORP|TMBR|Timber Hill LLC|7732
FNV|FRANCO-NEV CORP|TRBT|Tradebot Systems, Inc.|49168
FNV|FRANCO-NEV CORP|TRCM|TRC MARKETS LLC|148948
FNV|FRANCO-NEV CORP|UBSA|UBS SECURITIES LLC|114660
FNV|FRANCO-NEV CORP|UBSS|UBS Securities LLC|228088
FNV|FRANCO-NEV CORP|VALX|VIRTU AMERICAS LLC|12791
FNV|FRANCO-NEV CORP|VGRD|Vanguard Marketing Corporation|11060
FNV|FRANCO-NEV CORP|WBLR|WILLIAM BLAIR|1000
FNV|FRANCO-NEV CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|406
FNV|FRANCO-NEV CORP|WCHV|WELLS FARGO SECURITIES, LLC|18966
FNV|FRANCO-NEV CORP|WEDB|WEDBUSH SECURITIES INC.|2545
FNV|FRANCO-NEV CORP|WEED|Weeden & Co.L.P.|203
FNV|FRANCO-NEV CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9680
FNV|FRANCO-NEV CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30437
FNV|FRANCO-NEV CORP|WFPB|Wells Fargo Securities, LLC.|500
FNV|FRANCO-NEV CORP|WSEA|WOLVERINE SECURITIES, LLC|5744
FNV|FRANCO-NEV CORP|XIST|INSTINET, LLC|36200
FNV|FRANCO-NEV CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|10432
FNV|FRANCO-NEV CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|837
FNWB|FIRST NW BANC CMN|ALTX|Alternet Securities Inc.|100
FNWB|FIRST NW BANC CMN|APCC|Apex Clearing Corporation|3
FNWB|FIRST NW BANC CMN|BATM|CBOE TRADING, INC.|5
FNWB|FIRST NW BANC CMN|BAYT|BTIG, LLC|1000
FNWB|FIRST NW BANC CMN|BERN|Sanford C. Bernstein & Co., LLC|8395
FNWB|FIRST NW BANC CMN|BMOC|BMO Capital Markets Corp.|1560
FNWB|FIRST NW BANC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|881
FNWB|FIRST NW BANC CMN|BZYD|GOLDMAN SACHS & CO. LLC|700
FNWB|FIRST NW BANC CMN|CHAS|Charles Schwab & Co., Inc.|1120
FNWB|FIRST NW BANC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1176
FNWB|FIRST NW BANC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|785
FNWB|FIRST NW BANC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|272
FNWB|FIRST NW BANC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3852
FNWB|FIRST NW BANC CMN|CTDL|Citadel Derivatives Group Llc|2637
FNWB|FIRST NW BANC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|758
FNWB|FIRST NW BANC CMN|DBAB|Deutsche Bank Securities Inc.|28094
FNWB|FIRST NW BANC CMN|DBAX|Deutsche Bank Securities Inc.|700
FNWB|FIRST NW BANC CMN|DEGS|RONIN PROFESSIONAL LLC|800
FNWB|FIRST NW BANC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
FNWB|FIRST NW BANC CMN|EBXL|EBX LLC|300
FNWB|FIRST NW BANC CMN|EGAM|CBOE TRADING, INC.|300
FNWB|FIRST NW BANC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1980
FNWB|FIRST NW BANC CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|54
FNWB|FIRST NW BANC CMN|ETRS|E*Trade Securities LLC|2000
FNWB|FIRST NW BANC CMN|FBCO|Credit Suisse Securities (USA) LLC|13796
FNWB|FIRST NW BANC CMN|FOMA|TD AMERITRADE CLEARING, INC.|6982
FNWB|FIRST NW BANC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7066
FNWB|FIRST NW BANC CMN|FTBR|Foliofn Investments, Inc.|1
FNWB|FIRST NW BANC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2807
FNWB|FIRST NW BANC CMN|GLPX|ACS EXECUTION SERVICES, LLC|39
FNWB|FIRST NW BANC CMN|GSCO|GOLDMAN SACHS & CO. LLC|42650
FNWB|FIRST NW BANC CMN|GSLT|GOLDMAN SACHS & CO. LLC|150
FNWB|FIRST NW BANC CMN|GTSZ|GTS SECURITIES LLC|7823
FNWB|FIRST NW BANC CMN|IBKR|Interactive Brokers Llc|4658
FNWB|FIRST NW BANC CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|554
FNWB|FIRST NW BANC CMN|ICBX|INSTINET, LLC|900
FNWB|FIRST NW BANC CMN|IEQY|CITADEL SECURITIES LLC|770
FNWB|FIRST NW BANC CMN|INCA|INSTINET, LLC|27785
FNWB|FIRST NW BANC CMN|INJX|INSTINET, LLC|3122
FNWB|FIRST NW BANC CMN|ITGI|ITG Inc.|4648
FNWB|FIRST NW BANC CMN|ITGP|ITG INC.|16200
FNWB|FIRST NW BANC CMN|JEFF|JEFFERIES LLC|2589
FNWB|FIRST NW BANC CMN|JPMX|J.P. Morgan Securities LLC|2844
FNWB|FIRST NW BANC CMN|KCGM|VIRTU Americas LLC|1519
FNWB|FIRST NW BANC CMN|LEHM|Barclays Capital Inc./Le|15294
FNWB|FIRST NW BANC CMN|LIME|Lime Brokerage LLC|25430
FNWB|FIRST NW BANC CMN|LMGP|LIME BROKERAGE LLC|587
FNWB|FIRST NW BANC CMN|MAXM|Maxim Group LLC|745
FNWB|FIRST NW BANC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
FNWB|FIRST NW BANC CMN|MOTF|MOTIF INVESTING, INC.|1
FNWB|FIRST NW BANC CMN|MSCO|MORGAN STANLEY & CO. LLC|67231
FNWB|FIRST NW BANC CMN|MSPL|MORGAN STANLEY & CO. LLC|5300
FNWB|FIRST NW BANC CMN|MSTX|MORGAN STANLEY & CO. LLC|1800
FNWB|FIRST NW BANC CMN|NFSC|National Financial Services LLC|1826
FNWB|FIRST NW BANC CMN|NITE|VIRTU Americas LLC|18409
FNWB|FIRST NW BANC CMN|NQRB|Brut, LLC|700
FNWB|FIRST NW BANC CMN|PDQM|CODA MARKETS, INC.|729
FNWB|FIRST NW BANC CMN|RAJA|Raymond James & Associates, Inc.|30986
FNWB|FIRST NW BANC CMN|RBCM|RBC CAPITAL MARKETS, LLC|200
FNWB|FIRST NW BANC CMN|SBSH|Citigroup Global Markets Inc.|12069
FNWB|FIRST NW BANC CMN|SDLR|Sandler, O'Neill & Partners, L.P.|26951
FNWB|FIRST NW BANC CMN|SGMT|GOLDMAN SACHS & CO. LLC|1590
FNWB|FIRST NW BANC CMN|SPDR|SPEEDROUTE LLC|200
FNWB|FIRST NW BANC CMN|SWIM|TD Ameritrade, Inc.|960
FNWB|FIRST NW BANC CMN|SWST|Hilltop Securities Inc.|1650
FNWB|FIRST NW BANC CMN|TKNG|ALLY INVEST SECURITIES LLC|30
FNWB|FIRST NW BANC CMN|TMBR|Timber Hill LLC|232
FNWB|FIRST NW BANC CMN|TRBT|Tradebot Systems, Inc.|300
FNWB|FIRST NW BANC CMN|TRCM|TRC MARKETS LLC|5497
FNWB|FIRST NW BANC CMN|UBSA|UBS SECURITIES LLC|17075
FNWB|FIRST NW BANC CMN|UBSS|UBS Securities LLC|50835
FNWB|FIRST NW BANC CMN|VALX|VIRTU AMERICAS LLC|1848
FNWB|FIRST NW BANC CMN|VNDM|Wall Street Access|217
FNWB|FIRST NW BANC CMN|WCHV|WELLS FARGO SECURITIES, LLC|5061
FNWB|FIRST NW BANC CMN|WFPB|Wells Fargo Securities, LLC.|202
FNWB|FIRST NW BANC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FNX|FIRST TRUST MID CAP|APCC|Apex Clearing Corporation|10
FNX|FIRST TRUST MID CAP|BANK|Primevest Financial Services, Inc.|447
FNX|FIRST TRUST MID CAP|BARD|Robert W. Baird & Co. Incorporated|13859
FNX|FIRST TRUST MID CAP|BBNT|BB&T SECURITIES, LLC|2547
FNX|FIRST TRUST MID CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|427
FNX|FIRST TRUST MID CAP|BYXM|CBOE TRADING, INC.|271
FNX|FIRST TRUST MID CAP|CANT|Cantor Fitzgerald & Co.|6521
FNX|FIRST TRUST MID CAP|CHAS|Charles Schwab & Co., Inc.|1
FNX|FIRST TRUST MID CAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12
FNX|FIRST TRUST MID CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40834
FNX|FIRST TRUST MID CAP|CSIN|Citadel Securities Institutional LLC|17802
FNX|FIRST TRUST MID CAP|CTDL|Citadel Derivatives Group Llc|28157
FNX|FIRST TRUST MID CAP|DADA|D.A. Davidson & Co.|99
FNX|FIRST TRUST MID CAP|DBAB|Deutsche Bank Securities Inc.|100
FNX|FIRST TRUST MID CAP|DBAX|Deutsche Bank Securities Inc.|5900
FNX|FIRST TRUST MID CAP|DEAN|MORGAN STANLEY|18712
FNX|FIRST TRUST MID CAP|EBXL|EBX LLC|4400
FNX|FIRST TRUST MID CAP|EDJO|Edward D. Jones & Co., L.P.|3762
FNX|FIRST TRUST MID CAP|ETRS|E*Trade Securities LLC|30
FNX|FIRST TRUST MID CAP|FBCO|Credit Suisse Securities (USA) LLC|12215
FNX|FIRST TRUST MID CAP|FOMA|TD AMERITRADE CLEARING, INC.|41877
FNX|FIRST TRUST MID CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4370
FNX|FIRST TRUST MID CAP|FTBR|Foliofn Investments, Inc.|2670
FNX|FIRST TRUST MID CAP|GEBB|GLOBAL EXECUTION BROKERS, LP|635
FNX|FIRST TRUST MID CAP|GLPX|ACS EXECUTION SERVICES, LLC|100
FNX|FIRST TRUST MID CAP|GSCO|GOLDMAN SACHS & CO. LLC|833
FNX|FIRST TRUST MID CAP|GSCS|GOLDMAN SACHS & CO. LLC|486
FNX|FIRST TRUST MID CAP|GSLT|GOLDMAN SACHS & CO. LLC|1313
FNX|FIRST TRUST MID CAP|GTSZ|GTS SECURITIES LLC|7568
FNX|FIRST TRUST MID CAP|HRBF|American Enterprise Investment Services Inc.|7739
FNX|FIRST TRUST MID CAP|IBKR|Interactive Brokers Llc|100
FNX|FIRST TRUST MID CAP|ICBX|INSTINET, LLC|5218
FNX|FIRST TRUST MID CAP|INCA|INSTINET, LLC|660
FNX|FIRST TRUST MID CAP|ITGI|ITG Inc.|503
FNX|FIRST TRUST MID CAP|ITGP|ITG INC.|3200
FNX|FIRST TRUST MID CAP|JANY|Janney Montgomery Scott Inc.|2138
FNX|FIRST TRUST MID CAP|JPMX|J.P. Morgan Securities LLC|2154
FNX|FIRST TRUST MID CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|258516
FNX|FIRST TRUST MID CAP|JSJX|JANE STREET CAPITAL LLC|43953
FNX|FIRST TRUST MID CAP|KCGM|VIRTU Americas LLC|23844
FNX|FIRST TRUST MID CAP|LEHM|Barclays Capital Inc./Le|242554
FNX|FIRST TRUST MID CAP|LIME|Lime Brokerage LLC|2296
FNX|FIRST TRUST MID CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7868
FNX|FIRST TRUST MID CAP|MSCO|MORGAN STANLEY & CO. LLC|78124
FNX|FIRST TRUST MID CAP|MSPL|MORGAN STANLEY & CO. LLC|700
FNX|FIRST TRUST MID CAP|NFSC|National Financial Services LLC|28012
FNX|FIRST TRUST MID CAP|NITE|VIRTU Americas LLC|65648
FNX|FIRST TRUST MID CAP|NTRC|Northern Trust Securities, Inc.|498
FNX|FIRST TRUST MID CAP|OPCO|Oppenheimer & Co. Inc.|2338
FNX|FIRST TRUST MID CAP|PDQM|CODA MARKETS, INC.|200
FNX|FIRST TRUST MID CAP|PWJC|UBS Financial Services, Inc.|1908
FNX|FIRST TRUST MID CAP|RAJA|Raymond James & Associates, Inc.|19052
FNX|FIRST TRUST MID CAP|RBCM|RBC CAPITAL MARKETS, LLC|8422
FNX|FIRST TRUST MID CAP|SAGL|SAGETRADER, LLC|501
FNX|FIRST TRUST MID CAP|SALI|INTL FCSTONE FINANCIAL INC.|803
FNX|FIRST TRUST MID CAP|SGMT|GOLDMAN SACHS & CO. LLC|2873
FNX|FIRST TRUST MID CAP|SHMR|ABN Amro Clearing LLC|625
FNX|FIRST TRUST MID CAP|SPHN|Stephens Inc.|3
FNX|FIRST TRUST MID CAP|STFL|Stifel, Nicolaus & Company, Incorporated|4817
FNX|FIRST TRUST MID CAP|SWST|Hilltop Securities Inc.|1070
FNX|FIRST TRUST MID CAP|TRCM|TRC MARKETS LLC|380
FNX|FIRST TRUST MID CAP|UBSA|UBS SECURITIES LLC|45659
FNX|FIRST TRUST MID CAP|UBSS|UBS Securities LLC|62133
FNX|FIRST TRUST MID CAP|VALX|VIRTU AMERICAS LLC|1300
FNX|FIRST TRUST MID CAP|VGRD|Vanguard Marketing Corporation|889
FNX|FIRST TRUST MID CAP|WCHV|WELLS FARGO SECURITIES, LLC|76964
FNX|FIRST TRUST MID CAP|WEDB|WEDBUSH SECURITIES INC.|164
FNX|FIRST TRUST MID CAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|392
FNX|FIRST TRUST MID CAP|WSEA|WOLVERINE SECURITIES, LLC|1562
FNX|FIRST TRUST MID CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32181
FNY|FIRST TR MID CP ALPH|APCC|Apex Clearing Corporation|32
FNY|FIRST TR MID CP ALPH|BARD|Robert W. Baird & Co. Incorporated|101
FNY|FIRST TR MID CP ALPH|BAYC|BAY CREST PARTNERS, LLC|210
FNY|FIRST TR MID CP ALPH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1300
FNY|FIRST TR MID CP ALPH|BYXM|CBOE TRADING, INC.|301
FNY|FIRST TR MID CP ALPH|CANT|Cantor Fitzgerald & Co.|17
FNY|FIRST TR MID CP ALPH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17
FNY|FIRST TR MID CP ALPH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18817
FNY|FIRST TR MID CP ALPH|DBAX|Deutsche Bank Securities Inc.|4200
FNY|FIRST TR MID CP ALPH|DEAN|MORGAN STANLEY|6057
FNY|FIRST TR MID CP ALPH|EBXL|EBX LLC|6300
FNY|FIRST TR MID CP ALPH|EDJO|Edward D. Jones & Co., L.P.|3334
FNY|FIRST TR MID CP ALPH|ETRS|E*Trade Securities LLC|4606
FNY|FIRST TR MID CP ALPH|FBCO|Credit Suisse Securities (USA) LLC|19905
FNY|FIRST TR MID CP ALPH|FOMA|TD AMERITRADE CLEARING, INC.|7213
FNY|FIRST TR MID CP ALPH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|472
FNY|FIRST TR MID CP ALPH|FTBR|Foliofn Investments, Inc.|5690
FNY|FIRST TR MID CP ALPH|GEBB|GLOBAL EXECUTION BROKERS, LP|366
FNY|FIRST TR MID CP ALPH|GSLT|GOLDMAN SACHS & CO. LLC|1442
FNY|FIRST TR MID CP ALPH|GTSZ|GTS SECURITIES LLC|1745
FNY|FIRST TR MID CP ALPH|HRBF|American Enterprise Investment Services Inc.|8228
FNY|FIRST TR MID CP ALPH|IBKR|Interactive Brokers Llc|1800
FNY|FIRST TR MID CP ALPH|ICBX|INSTINET, LLC|14600
FNY|FIRST TR MID CP ALPH|JANY|Janney Montgomery Scott Inc.|433
FNY|FIRST TR MID CP ALPH|JPMX|J.P. Morgan Securities LLC|2800
FNY|FIRST TR MID CP ALPH|JSJX|JANE STREET CAPITAL LLC|85605
FNY|FIRST TR MID CP ALPH|KCGM|VIRTU Americas LLC|8429
FNY|FIRST TR MID CP ALPH|LEHM|Barclays Capital Inc./Le|11600
FNY|FIRST TR MID CP ALPH|LIME|Lime Brokerage LLC|1705
FNY|FIRST TR MID CP ALPH|MAXM|Maxim Group LLC|688
FNY|FIRST TR MID CP ALPH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6640
FNY|FIRST TR MID CP ALPH|MSCO|MORGAN STANLEY & CO. LLC|37923
FNY|FIRST TR MID CP ALPH|NATL|National Securities Corporation|97
FNY|FIRST TR MID CP ALPH|NFSC|National Financial Services LLC|18108
FNY|FIRST TR MID CP ALPH|NITE|VIRTU Americas LLC|70972
FNY|FIRST TR MID CP ALPH|NITP|VIRTU Americas LLC|507
FNY|FIRST TR MID CP ALPH|OPCO|Oppenheimer & Co. Inc.|3092
FNY|FIRST TR MID CP ALPH|PDQM|CODA MARKETS, INC.|29027
FNY|FIRST TR MID CP ALPH|RAJA|Raymond James & Associates, Inc.|14196
FNY|FIRST TR MID CP ALPH|RBCM|RBC CAPITAL MARKETS, LLC|32983
FNY|FIRST TR MID CP ALPH|SGMT|GOLDMAN SACHS & CO. LLC|6259
FNY|FIRST TR MID CP ALPH|STFL|Stifel, Nicolaus & Company, Incorporated|6396
FNY|FIRST TR MID CP ALPH|SWIM|TD Ameritrade, Inc.|54
FNY|FIRST TR MID CP ALPH|SWST|Hilltop Securities Inc.|15
FNY|FIRST TR MID CP ALPH|TRCM|TRC MARKETS LLC|340
FNY|FIRST TR MID CP ALPH|UBSA|UBS SECURITIES LLC|23073
FNY|FIRST TR MID CP ALPH|UBSS|UBS Securities LLC|28639
FNY|FIRST TR MID CP ALPH|VGRD|Vanguard Marketing Corporation|60
FNY|FIRST TR MID CP ALPH|WCHV|WELLS FARGO SECURITIES, LLC|29627
FNY|FIRST TR MID CP ALPH|WEDB|WEDBUSH SECURITIES INC.|205
FNY|FIRST TR MID CP ALPH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32567
FOANC|GBLLI FD ALL NT NXSH|FTBR|Foliofn Investments, Inc.|2
FOANC|GBLLI FD ALL NT NXSH|NITE|VIRTU Americas LLC|2
FOE|FERRO CP|ALTX|Alternet Securities Inc.|4600
FOE|FERRO CP|APCC|Apex Clearing Corporation|16
FOE|FERRO CP|AQUA|AQUA SECURITIES L.P.|6400
FOE|FERRO CP|BALE|M&T SECURITIES, INC.|517
FOE|FERRO CP|BARD|Robert W. Baird & Co. Incorporated|213
FOE|FERRO CP|BATM|CBOE TRADING, INC.|1724
FOE|FERRO CP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|250
FOE|FERRO CP|BERN|Sanford C. Bernstein & Co., LLC|149709
FOE|FERRO CP|BIDS|BIDS TRADING L.P.|10397
FOE|FERRO CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1165
FOE|FERRO CP|BLKX|INSTINET, LLC|233411
FOE|FERRO CP|BNPX|BNP PARIBAS SECURITIES CORP.|4412
FOE|FERRO CP|BTIG|BTIG, LLC|172880
FOE|FERRO CP|BYXM|CBOE TRADING, INC.|433
FOE|FERRO CP|BZYD|GOLDMAN SACHS & CO. LLC|2100
FOE|FERRO CP|CANT|Cantor Fitzgerald & Co.|1167
FOE|FERRO CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|69002
FOE|FERRO CP|CHAS|Charles Schwab & Co., Inc.|75
FOE|FERRO CP|CIST|Capital Institutional Services, Inc.|2588
FOE|FERRO CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54110
FOE|FERRO CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2632
FOE|FERRO CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|243498
FOE|FERRO CP|CTDL|Citadel Derivatives Group Llc|3862
FOE|FERRO CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|37290
FOE|FERRO CP|DBAB|Deutsche Bank Securities Inc.|49183
FOE|FERRO CP|DBAX|Deutsche Bank Securities Inc.|116200
FOE|FERRO CP|DBUL|Deutsche Bank Securities Inc.|800
FOE|FERRO CP|DEAN|MORGAN STANLEY|2020
FOE|FERRO CP|DEGS|RONIN PROFESSIONAL LLC|542
FOE|FERRO CP|EBXL|EBX LLC|139000
FOE|FERRO CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2446
FOE|FERRO CP|EGAM|CBOE TRADING, INC.|6197
FOE|FERRO CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
FOE|FERRO CP|EGXM|CBOE TRADING, INC.|969
FOE|FERRO CP|EGXW|CBOE TRADING, INC.|1
FOE|FERRO CP|ETBE|Electronic Transaction Clearing, Inc.|3553
FOE|FERRO CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
FOE|FERRO CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3837
FOE|FERRO CP|ETRS|E*Trade Securities LLC|2741
FOE|FERRO CP|FILL|Tradestation Securities, Inc.|1700
FOE|FERRO CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1272
FOE|FERRO CP|FQLS|Quantlab Securities LP|89182
FOE|FERRO CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137304
FOE|FERRO CP|FTBR|Foliofn Investments, Inc.|292
FOE|FERRO CP|GEBB|GLOBAL EXECUTION BROKERS, LP|3255
FOE|FERRO CP|GLPX|ACS EXECUTION SERVICES, LLC|3964
FOE|FERRO CP|GSCO|GOLDMAN SACHS & CO. LLC|498530
FOE|FERRO CP|GSCS|GOLDMAN SACHS & CO. LLC|14264
FOE|FERRO CP|GSLT|GOLDMAN SACHS & CO. LLC|2518
FOE|FERRO CP|GTSZ|GTS SECURITIES LLC|26295
FOE|FERRO CP|GUGS|Guggenheim Securities, LLC|97
FOE|FERRO CP|HRBF|American Enterprise Investment Services Inc.|530
FOE|FERRO CP|IATS|INTERACTIVE BROKERS LLC|9542
FOE|FERRO CP|IBKR|Interactive Brokers Llc|24847
FOE|FERRO CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|573
FOE|FERRO CP|ICBX|INSTINET, LLC|39697
FOE|FERRO CP|IEQY|CITADEL SECURITIES LLC|21265
FOE|FERRO CP|INCA|INSTINET, LLC|56750
FOE|FERRO CP|INJX|INSTINET, LLC|137
FOE|FERRO CP|ITGI|ITG Inc.|133035
FOE|FERRO CP|ITGP|ITG INC.|231800
FOE|FERRO CP|JANY|Janney Montgomery Scott Inc.|464
FOE|FERRO CP|JEFF|JEFFERIES LLC|47510
FOE|FERRO CP|JMPT|JUMP TRADING, LLC|19428
FOE|FERRO CP|JPBX|J.P. MORGAN SECURITIES LLC|10114
FOE|FERRO CP|JPMX|J.P. Morgan Securities LLC|281465
FOE|FERRO CP|JSJX|JANE STREET CAPITAL LLC|1438
FOE|FERRO CP|KCGM|VIRTU Americas LLC|33425
FOE|FERRO CP|KEYB|KEYBANC CAPITAL MARKETS INC.|6399
FOE|FERRO CP|LEHM|Barclays Capital Inc./Le|202066
FOE|FERRO CP|LIME|Lime Brokerage LLC|11249
FOE|FERRO CP|LQNA|LIQUIDNET, INC.|53600
FOE|FERRO CP|LSCI|Lek Securities Corporation|846
FOE|FERRO CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|119580
FOE|FERRO CP|MSCO|MORGAN STANLEY & CO. LLC|587506
FOE|FERRO CP|MSPL|MORGAN STANLEY & CO. LLC|216900
FOE|FERRO CP|MSTX|MORGAN STANLEY & CO. LLC|71000
FOE|FERRO CP|NFSC|National Financial Services LLC|54220
FOE|FERRO CP|NITE|VIRTU Americas LLC|141179
FOE|FERRO CP|NITP|VIRTU Americas LLC|100
FOE|FERRO CP|NQRB|Brut, LLC|6849
FOE|FERRO CP|NTBF|BMO Nesbitt Burns Inc./CDS|2324
FOE|FERRO CP|NTRC|Northern Trust Securities, Inc.|2420
FOE|FERRO CP|OPCO|Oppenheimer & Co. Inc.|510
FOE|FERRO CP|PDQM|CODA MARKETS, INC.|14657
FOE|FERRO CP|QMSR|QUATTRO M SECURITIES INC.|602
FOE|FERRO CP|RBCM|RBC CAPITAL MARKETS, LLC|7316
FOE|FERRO CP|SAGL|SAGETRADER, LLC|500
FOE|FERRO CP|SBSH|Citigroup Global Markets Inc.|49372
FOE|FERRO CP|SEIC|SEI Investments Distribution Co.|100
FOE|FERRO CP|SGMT|GOLDMAN SACHS & CO. LLC|96952
FOE|FERRO CP|SPDR|SPEEDROUTE LLC|9900
FOE|FERRO CP|SPGS|Sea Port Group Securities, LLC|48697
FOE|FERRO CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1967
FOE|FERRO CP|STFL|Stifel, Nicolaus & Company, Incorporated|8015
FOE|FERRO CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3432
FOE|FERRO CP|SWIM|TD Ameritrade, Inc.|55727
FOE|FERRO CP|SWST|Hilltop Securities Inc.|500
FOE|FERRO CP|TRBT|Tradebot Systems, Inc.|87494
FOE|FERRO CP|TRCM|TRC MARKETS LLC|22659
FOE|FERRO CP|UBSA|UBS SECURITIES LLC|336747
FOE|FERRO CP|UBSS|UBS Securities LLC|381154
FOE|FERRO CP|VALX|VIRTU AMERICAS LLC|6274
FOE|FERRO CP|VGRD|Vanguard Marketing Corporation|6734
FOE|FERRO CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2174
FOE|FERRO CP|WCHV|WELLS FARGO SECURITIES, LLC|10171
FOE|FERRO CP|WEDB|WEDBUSH SECURITIES INC.|262
FOE|FERRO CP|WEED|Weeden & Co.L.P.|1757
FOE|FERRO CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2009
FOE|FERRO CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1239
FOE|FERRO CP|WSEA|WOLVERINE SECURITIES, LLC|426
FOE|FERRO CP|XIST|INSTINET, LLC|29600
FOE|FERRO CP|XPQR|Jump Trading|800
FOE|FERRO CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|47866
FOE|FERRO CP|YKNA|COMHAR CAPITAL MARKETS, LLC|500
FOE|FERRO CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48
FOF|COHEN & STEERS CLOSE|ALTX|Alternet Securities Inc.|580
FOF|COHEN & STEERS CLOSE|APCC|Apex Clearing Corporation|39
FOF|COHEN & STEERS CLOSE|BARD|Robert W. Baird & Co. Incorporated|2083
FOF|COHEN & STEERS CLOSE|BATM|CBOE TRADING, INC.|425
FOF|COHEN & STEERS CLOSE|BBNT|BB&T SECURITIES, LLC|20
FOF|COHEN & STEERS CLOSE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|526
FOF|COHEN & STEERS CLOSE|BTIG|BTIG, LLC|5326
FOF|COHEN & STEERS CLOSE|CHAS|Charles Schwab & Co., Inc.|1705
FOF|COHEN & STEERS CLOSE|CIST|Capital Institutional Services, Inc.|500
FOF|COHEN & STEERS CLOSE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8856
FOF|COHEN & STEERS CLOSE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
FOF|COHEN & STEERS CLOSE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6306
FOF|COHEN & STEERS CLOSE|DBAX|Deutsche Bank Securities Inc.|1500
FOF|COHEN & STEERS CLOSE|DEAN|MORGAN STANLEY|21856
FOF|COHEN & STEERS CLOSE|DEGS|RONIN PROFESSIONAL LLC|356
FOF|COHEN & STEERS CLOSE|EBXL|EBX LLC|2200
FOF|COHEN & STEERS CLOSE|ECUT|CONVERGEX EXECUTION SOLUTIONS|4806
FOF|COHEN & STEERS CLOSE|EDJO|Edward D. Jones & Co., L.P.|2244
FOF|COHEN & STEERS CLOSE|EGAM|CBOE TRADING, INC.|200
FOF|COHEN & STEERS CLOSE|EGXM|CBOE TRADING, INC.|100
FOF|COHEN & STEERS CLOSE|EGXW|CBOE TRADING, INC.|100
FOF|COHEN & STEERS CLOSE|ETBE|Electronic Transaction Clearing, Inc.|100
FOF|COHEN & STEERS CLOSE|ETRS|E*Trade Securities LLC|19805
FOF|COHEN & STEERS CLOSE|FMAF|NBCN Inc./ CDS|80
FOF|COHEN & STEERS CLOSE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8251
FOF|COHEN & STEERS CLOSE|FTBR|Foliofn Investments, Inc.|55
FOF|COHEN & STEERS CLOSE|GLPX|ACS EXECUTION SERVICES, LLC|599
FOF|COHEN & STEERS CLOSE|GSCO|GOLDMAN SACHS & CO. LLC|2875
FOF|COHEN & STEERS CLOSE|GSCS|GOLDMAN SACHS & CO. LLC|700
FOF|COHEN & STEERS CLOSE|GSLT|GOLDMAN SACHS & CO. LLC|600
FOF|COHEN & STEERS CLOSE|GTSZ|GTS SECURITIES LLC|3676
FOF|COHEN & STEERS CLOSE|HRBF|American Enterprise Investment Services Inc.|5131
FOF|COHEN & STEERS CLOSE|IATS|INTERACTIVE BROKERS LLC|2026
FOF|COHEN & STEERS CLOSE|IBKR|Interactive Brokers Llc|3748
FOF|COHEN & STEERS CLOSE|ICBX|INSTINET, LLC|2150
FOF|COHEN & STEERS CLOSE|INCA|INSTINET, LLC|2200
FOF|COHEN & STEERS CLOSE|ITGI|ITG Inc.|1324
FOF|COHEN & STEERS CLOSE|ITGP|ITG INC.|600
FOF|COHEN & STEERS CLOSE|JANY|Janney Montgomery Scott Inc.|3
FOF|COHEN & STEERS CLOSE|JPMX|J.P. Morgan Securities LLC|800
FOF|COHEN & STEERS CLOSE|KCGM|VIRTU Americas LLC|843
FOF|COHEN & STEERS CLOSE|LEHM|Barclays Capital Inc./Le|2000
FOF|COHEN & STEERS CLOSE|LIME|Lime Brokerage LLC|1004
FOF|COHEN & STEERS CLOSE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FOF|COHEN & STEERS CLOSE|MAXM|Maxim Group LLC|659
FOF|COHEN & STEERS CLOSE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FOF|COHEN & STEERS CLOSE|MSCO|MORGAN STANLEY & CO. LLC|60212
FOF|COHEN & STEERS CLOSE|MSPL|MORGAN STANLEY & CO. LLC|3600
FOF|COHEN & STEERS CLOSE|NFSC|National Financial Services LLC|142041
FOF|COHEN & STEERS CLOSE|NITE|VIRTU Americas LLC|221057
FOF|COHEN & STEERS CLOSE|NQRB|Brut, LLC|1404
FOF|COHEN & STEERS CLOSE|OPCO|Oppenheimer & Co. Inc.|1587
FOF|COHEN & STEERS CLOSE|PDQM|CODA MARKETS, INC.|1822
FOF|COHEN & STEERS CLOSE|PWJC|UBS Financial Services, Inc.|3062
FOF|COHEN & STEERS CLOSE|RBCM|RBC CAPITAL MARKETS, LLC|56693
FOF|COHEN & STEERS CLOSE|SAGL|SAGETRADER, LLC|100
FOF|COHEN & STEERS CLOSE|SGMT|GOLDMAN SACHS & CO. LLC|1769
FOF|COHEN & STEERS CLOSE|SPDR|SPEEDROUTE LLC|400
FOF|COHEN & STEERS CLOSE|STFL|Stifel, Nicolaus & Company, Incorporated|13336
FOF|COHEN & STEERS CLOSE|SWIM|TD Ameritrade, Inc.|10282
FOF|COHEN & STEERS CLOSE|SWST|Hilltop Securities Inc.|2500
FOF|COHEN & STEERS CLOSE|TKNG|ALLY INVEST SECURITIES LLC|3695
FOF|COHEN & STEERS CLOSE|TRBT|Tradebot Systems, Inc.|978
FOF|COHEN & STEERS CLOSE|UBSA|UBS SECURITIES LLC|6943
FOF|COHEN & STEERS CLOSE|UBSS|UBS Securities LLC|33056
FOF|COHEN & STEERS CLOSE|VALX|VIRTU AMERICAS LLC|1136
FOF|COHEN & STEERS CLOSE|VFIN|National Securities Corporation|2200
FOF|COHEN & STEERS CLOSE|VGRD|Vanguard Marketing Corporation|21875
FOF|COHEN & STEERS CLOSE|WABR|Wall Street Access|6668
FOF|COHEN & STEERS CLOSE|WCHV|WELLS FARGO SECURITIES, LLC|37591
FOF|COHEN & STEERS CLOSE|WDCO|Wilson-Davis & Co., Inc.|2300
FOF|COHEN & STEERS CLOSE|WEDB|WEDBUSH SECURITIES INC.|1141
FOF|COHEN & STEERS CLOSE|WEED|Weeden & Co.L.P.|110
FOF|COHEN & STEERS CLOSE|WSEA|WOLVERINE SECURITIES, LLC|2045
FOF|COHEN & STEERS CLOSE|YKNA|COMHAR CAPITAL MARKETS, LLC|300
FOF|COHEN & STEERS CLOSE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19220
FOLD|AMICUS THERAPEUTICS|ADAM|CANACCORD GENUITY INC.|120
FOLD|AMICUS THERAPEUTICS|ALTX|Alternet Securities Inc.|20611
FOLD|AMICUS THERAPEUTICS|APCC|Apex Clearing Corporation|8742
FOLD|AMICUS THERAPEUTICS|BATM|CBOE TRADING, INC.|10667
FOLD|AMICUS THERAPEUTICS|BAYC|BAY CREST PARTNERS, LLC|240
FOLD|AMICUS THERAPEUTICS|BAYT|BTIG, LLC|6700
FOLD|AMICUS THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|294440
FOLD|AMICUS THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32272
FOLD|AMICUS THERAPEUTICS|BLKX|INSTINET, LLC|103900
FOLD|AMICUS THERAPEUTICS|BMOC|BMO Capital Markets Corp.|29980
FOLD|AMICUS THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|63946
FOLD|AMICUS THERAPEUTICS|BTIG|BTIG, LLC|41970
FOLD|AMICUS THERAPEUTICS|BYXM|CBOE TRADING, INC.|5207
FOLD|AMICUS THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|4392
FOLD|AMICUS THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|6300
FOLD|AMICUS THERAPEUTICS|CIST|Capital Institutional Services, Inc.|26
FOLD|AMICUS THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132630
FOLD|AMICUS THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
FOLD|AMICUS THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16991
FOLD|AMICUS THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|486934
FOLD|AMICUS THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|55040
FOLD|AMICUS THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|142882
FOLD|AMICUS THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|1292745
FOLD|AMICUS THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|449900
FOLD|AMICUS THERAPEUTICS|DBUL|Deutsche Bank Securities Inc.|4871
FOLD|AMICUS THERAPEUTICS|DCHF|Dart Executions, LLC|90472
FOLD|AMICUS THERAPEUTICS|DEAN|MORGAN STANLEY|29057
FOLD|AMICUS THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|23830
FOLD|AMICUS THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|50817
FOLD|AMICUS THERAPEUTICS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|4900
FOLD|AMICUS THERAPEUTICS|EBXL|EBX LLC|193900
FOLD|AMICUS THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|846
FOLD|AMICUS THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|3087
FOLD|AMICUS THERAPEUTICS|EGAM|CBOE TRADING, INC.|54919
FOLD|AMICUS THERAPEUTICS|EGAW|CBOE TRADING, INC.|130
FOLD|AMICUS THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|300
FOLD|AMICUS THERAPEUTICS|EGXM|CBOE TRADING, INC.|22975
FOLD|AMICUS THERAPEUTICS|EGXW|CBOE TRADING, INC.|167
FOLD|AMICUS THERAPEUTICS|EROP|Eroom Securities L.L.C.|500
FOLD|AMICUS THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|22783
FOLD|AMICUS THERAPEUTICS|ETCB|ETC BROKERAGE SERVICES, LLC|750
FOLD|AMICUS THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9384
FOLD|AMICUS THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24761
FOLD|AMICUS THERAPEUTICS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
FOLD|AMICUS THERAPEUTICS|ETRS|E*Trade Securities LLC|166816
FOLD|AMICUS THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|1396656
FOLD|AMICUS THERAPEUTICS|FILL|Tradestation Securities, Inc.|6464
FOLD|AMICUS THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|1044098
FOLD|AMICUS THERAPEUTICS|FQLS|Quantlab Securities LP|627525
FOLD|AMICUS THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|154619
FOLD|AMICUS THERAPEUTICS|FTBR|Foliofn Investments, Inc.|1747
FOLD|AMICUS THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|130400
FOLD|AMICUS THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|55192
FOLD|AMICUS THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|3554565
FOLD|AMICUS THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|66092
FOLD|AMICUS THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|11731
FOLD|AMICUS THERAPEUTICS|GTSZ|GTS SECURITIES LLC|216668
FOLD|AMICUS THERAPEUTICS|HAPX|HAP Trading, LLC|10572
FOLD|AMICUS THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|2420
FOLD|AMICUS THERAPEUTICS|HSBC|HSBC Securities, Inc.|19189
FOLD|AMICUS THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|41909
FOLD|AMICUS THERAPEUTICS|IBKR|Interactive Brokers Llc|680258
FOLD|AMICUS THERAPEUTICS|ICBX|INSTINET, LLC|49550
FOLD|AMICUS THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|691333
FOLD|AMICUS THERAPEUTICS|INCA|INSTINET, LLC|826947
FOLD|AMICUS THERAPEUTICS|INJX|INSTINET, LLC|68375
FOLD|AMICUS THERAPEUTICS|ITGI|ITG Inc.|17673
FOLD|AMICUS THERAPEUTICS|ITGP|ITG INC.|419800
FOLD|AMICUS THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|1945
FOLD|AMICUS THERAPEUTICS|JEFF|JEFFERIES LLC|198980
FOLD|AMICUS THERAPEUTICS|JMPT|JUMP TRADING, LLC|224027
FOLD|AMICUS THERAPEUTICS|JONE|JonesTrading|204503
FOLD|AMICUS THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|212549
FOLD|AMICUS THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|933881
FOLD|AMICUS THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|93700
FOLD|AMICUS THERAPEUTICS|KCGM|VIRTU Americas LLC|108935
FOLD|AMICUS THERAPEUTICS|LEER|LEERINK PARTNERS LLC|25000
FOLD|AMICUS THERAPEUTICS|LEHM|Barclays Capital Inc./Le|1592541
FOLD|AMICUS THERAPEUTICS|LIME|Lime Brokerage LLC|474575
FOLD|AMICUS THERAPEUTICS|LMGP|LIME BROKERAGE LLC|4133
FOLD|AMICUS THERAPEUTICS|LMNX|LUMINEX TRADING & ANALYTICS LLC|170600
FOLD|AMICUS THERAPEUTICS|LOOP|Loop Capital Markets LLC|5149
FOLD|AMICUS THERAPEUTICS|LQNA|LIQUIDNET, INC.|73000
FOLD|AMICUS THERAPEUTICS|LSCI|Lek Securities Corporation|94263
FOLD|AMICUS THERAPEUTICS|MACQ|Macquarie Capital (USA) Inc.|2212
FOLD|AMICUS THERAPEUTICS|MAXM|Maxim Group LLC|54447
FOLD|AMICUS THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|342179
FOLD|AMICUS THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|9
FOLD|AMICUS THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|6269693
FOLD|AMICUS THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|811900
FOLD|AMICUS THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|305400
FOLD|AMICUS THERAPEUTICS|MZHO|Mizuho Securities USA LLC|24280
FOLD|AMICUS THERAPEUTICS|NFSC|National Financial Services LLC|456268
FOLD|AMICUS THERAPEUTICS|NITE|VIRTU Americas LLC|1081826
FOLD|AMICUS THERAPEUTICS|NITP|VIRTU Americas LLC|10116
FOLD|AMICUS THERAPEUTICS|NQRB|Brut, LLC|117547
FOLD|AMICUS THERAPEUTICS|NTRC|Northern Trust Securities, Inc.|2915
FOLD|AMICUS THERAPEUTICS|ONEL|O'NEIL SECURITIES, INCORPORATED|1035
FOLD|AMICUS THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|582
FOLD|AMICUS THERAPEUTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3310
FOLD|AMICUS THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|5000
FOLD|AMICUS THERAPEUTICS|PDQM|CODA MARKETS, INC.|48854
FOLD|AMICUS THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|26800
FOLD|AMICUS THERAPEUTICS|PWJC|UBS Financial Services, Inc.|3300
FOLD|AMICUS THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|4005
FOLD|AMICUS THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|17118
FOLD|AMICUS THERAPEUTICS|RGLD|Regal Securities, Inc|323
FOLD|AMICUS THERAPEUTICS|RJLC|RJL CAPITAL GROUP, LLC|2000
FOLD|AMICUS THERAPEUTICS|SAGL|SAGETRADER, LLC|18808
FOLD|AMICUS THERAPEUTICS|SAGW|SAGETRADER, LLC|798
FOLD|AMICUS THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|2108470
FOLD|AMICUS THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|246612
FOLD|AMICUS THERAPEUTICS|SPDR|SPEEDROUTE LLC|10687
FOLD|AMICUS THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|6
FOLD|AMICUS THERAPEUTICS|STXG|Stockcross Financial Services, Inc.|200
FOLD|AMICUS THERAPEUTICS|SWIM|TD Ameritrade, Inc.|319575
FOLD|AMICUS THERAPEUTICS|SWST|Hilltop Securities Inc.|812
FOLD|AMICUS THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|27317
FOLD|AMICUS THERAPEUTICS|TRBT|Tradebot Systems, Inc.|675702
FOLD|AMICUS THERAPEUTICS|TRCM|TRC MARKETS LLC|627799
FOLD|AMICUS THERAPEUTICS|TWTT|TASTYWORKS, INC.|300
FOLD|AMICUS THERAPEUTICS|UBSA|UBS SECURITIES LLC|801777
FOLD|AMICUS THERAPEUTICS|UBSS|UBS Securities LLC|1761379
FOLD|AMICUS THERAPEUTICS|VALX|VIRTU AMERICAS LLC|232602
FOLD|AMICUS THERAPEUTICS|VERT|The Vertical Trading Group, LLC|5000
FOLD|AMICUS THERAPEUTICS|VGRD|Vanguard Marketing Corporation|10292
FOLD|AMICUS THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|700
FOLD|AMICUS THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|418390
FOLD|AMICUS THERAPEUTICS|WDNX|WEEDEN & CO.L.P.|38000
FOLD|AMICUS THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|8100
FOLD|AMICUS THERAPEUTICS|WEED|Weeden & Co.L.P.|2248
FOLD|AMICUS THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27971
FOLD|AMICUS THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71342
FOLD|AMICUS THERAPEUTICS|WGIF|CIBC World Markets Inc.|3000
FOLD|AMICUS THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|28044
FOLD|AMICUS THERAPEUTICS|XIST|INSTINET, LLC|35600
FOLD|AMICUS THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|58800
FOLD|AMICUS THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|900
FOLD|AMICUS THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3487
FOMX|FOAMIX PHARMA ORD|ALTX|Alternet Securities Inc.|100
FOMX|FOAMIX PHARMA ORD|APCC|Apex Clearing Corporation|2
FOMX|FOAMIX PHARMA ORD|BATM|CBOE TRADING, INC.|11
FOMX|FOAMIX PHARMA ORD|BAYT|BTIG, LLC|500
FOMX|FOAMIX PHARMA ORD|BERN|Sanford C. Bernstein & Co., LLC|61181
FOMX|FOAMIX PHARMA ORD|BLKX|INSTINET, LLC|12200
FOMX|FOAMIX PHARMA ORD|BNPX|BNP PARIBAS SECURITIES CORP.|1174
FOMX|FOAMIX PHARMA ORD|BTIG|BTIG, LLC|1802
FOMX|FOAMIX PHARMA ORD|BYXM|CBOE TRADING, INC.|100
FOMX|FOAMIX PHARMA ORD|CHAS|Charles Schwab & Co., Inc.|429
FOMX|FOAMIX PHARMA ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2804
FOMX|FOAMIX PHARMA ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FOMX|FOAMIX PHARMA ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29133
FOMX|FOAMIX PHARMA ORD|CTDL|Citadel Derivatives Group Llc|501
FOMX|FOAMIX PHARMA ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
FOMX|FOAMIX PHARMA ORD|DBAB|Deutsche Bank Securities Inc.|36663
FOMX|FOAMIX PHARMA ORD|DBAX|Deutsche Bank Securities Inc.|14100
FOMX|FOAMIX PHARMA ORD|DEGS|RONIN PROFESSIONAL LLC|15731
FOMX|FOAMIX PHARMA ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
FOMX|FOAMIX PHARMA ORD|EBXL|EBX LLC|14800
FOMX|FOAMIX PHARMA ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|90
FOMX|FOAMIX PHARMA ORD|EGAM|CBOE TRADING, INC.|100
FOMX|FOAMIX PHARMA ORD|EGMT|EG MARKET TECHNOLOGIES LLC|100
FOMX|FOAMIX PHARMA ORD|EGXM|CBOE TRADING, INC.|100
FOMX|FOAMIX PHARMA ORD|ETBE|Electronic Transaction Clearing, Inc.|700
FOMX|FOAMIX PHARMA ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
FOMX|FOAMIX PHARMA ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1144
FOMX|FOAMIX PHARMA ORD|ETRS|E*Trade Securities LLC|9829
FOMX|FOAMIX PHARMA ORD|FBCO|Credit Suisse Securities (USA) LLC|27051
FOMX|FOAMIX PHARMA ORD|FMAF|NBCN Inc./ CDS|100
FOMX|FOAMIX PHARMA ORD|FMCO|First Manhattan Co|2500
FOMX|FOAMIX PHARMA ORD|FOMA|TD AMERITRADE CLEARING, INC.|99470
FOMX|FOAMIX PHARMA ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9485
FOMX|FOAMIX PHARMA ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|467
FOMX|FOAMIX PHARMA ORD|GLPX|ACS EXECUTION SERVICES, LLC|2420
FOMX|FOAMIX PHARMA ORD|GSCO|GOLDMAN SACHS & CO. LLC|46276
FOMX|FOAMIX PHARMA ORD|GSLT|GOLDMAN SACHS & CO. LLC|994
FOMX|FOAMIX PHARMA ORD|GTSZ|GTS SECURITIES LLC|5350
FOMX|FOAMIX PHARMA ORD|HAPX|HAP Trading, LLC|174
FOMX|FOAMIX PHARMA ORD|HSBC|HSBC Securities, Inc.|540
FOMX|FOAMIX PHARMA ORD|IATS|INTERACTIVE BROKERS LLC|9413
FOMX|FOAMIX PHARMA ORD|IBKR|Interactive Brokers Llc|94546
FOMX|FOAMIX PHARMA ORD|ICBX|INSTINET, LLC|4100
FOMX|FOAMIX PHARMA ORD|IEQY|CITADEL SECURITIES LLC|1400
FOMX|FOAMIX PHARMA ORD|INCA|INSTINET, LLC|13016
FOMX|FOAMIX PHARMA ORD|INJX|INSTINET, LLC|1304
FOMX|FOAMIX PHARMA ORD|ITGI|ITG Inc.|7454
FOMX|FOAMIX PHARMA ORD|ITGP|ITG INC.|22400
FOMX|FOAMIX PHARMA ORD|JEFF|JEFFERIES LLC|11161
FOMX|FOAMIX PHARMA ORD|JPBX|J.P. MORGAN SECURITIES LLC|15000
FOMX|FOAMIX PHARMA ORD|JPMX|J.P. Morgan Securities LLC|61830
FOMX|FOAMIX PHARMA ORD|JSJX|JANE STREET CAPITAL LLC|1609
FOMX|FOAMIX PHARMA ORD|KCGM|VIRTU Americas LLC|8120
FOMX|FOAMIX PHARMA ORD|LEHM|Barclays Capital Inc./Le|65703
FOMX|FOAMIX PHARMA ORD|LIME|Lime Brokerage LLC|43227
FOMX|FOAMIX PHARMA ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
FOMX|FOAMIX PHARMA ORD|MSCO|MORGAN STANLEY & CO. LLC|175774
FOMX|FOAMIX PHARMA ORD|MSPL|MORGAN STANLEY & CO. LLC|23200
FOMX|FOAMIX PHARMA ORD|NFSC|National Financial Services LLC|19479
FOMX|FOAMIX PHARMA ORD|NITE|VIRTU Americas LLC|153908
FOMX|FOAMIX PHARMA ORD|NQRB|Brut, LLC|600
FOMX|FOAMIX PHARMA ORD|PDQM|CODA MARKETS, INC.|4157
FOMX|FOAMIX PHARMA ORD|PWJC|UBS Financial Services, Inc.|1500
FOMX|FOAMIX PHARMA ORD|RAJA|Raymond James & Associates, Inc.|7500
FOMX|FOAMIX PHARMA ORD|SBSH|Citigroup Global Markets Inc.|3113
FOMX|FOAMIX PHARMA ORD|SGMT|GOLDMAN SACHS & CO. LLC|8255
FOMX|FOAMIX PHARMA ORD|SPDR|SPEEDROUTE LLC|3500
FOMX|FOAMIX PHARMA ORD|STFL|Stifel, Nicolaus & Company, Incorporated|1000
FOMX|FOAMIX PHARMA ORD|SWIM|TD Ameritrade, Inc.|36279
FOMX|FOAMIX PHARMA ORD|TMBR|Timber Hill LLC|3
FOMX|FOAMIX PHARMA ORD|TRBT|Tradebot Systems, Inc.|4424
FOMX|FOAMIX PHARMA ORD|TRCM|TRC MARKETS LLC|14057
FOMX|FOAMIX PHARMA ORD|UBSA|UBS SECURITIES LLC|55534
FOMX|FOAMIX PHARMA ORD|UBSS|UBS Securities LLC|83483
FOMX|FOAMIX PHARMA ORD|VALX|VIRTU AMERICAS LLC|753
FOMX|FOAMIX PHARMA ORD|VGRD|Vanguard Marketing Corporation|2750
FOMX|FOAMIX PHARMA ORD|WCHV|WELLS FARGO SECURITIES, LLC|16269
FOMX|FOAMIX PHARMA ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1918
FOMX|FOAMIX PHARMA ORD|WGIF|CIBC World Markets Inc.|24027
FOMX|FOAMIX PHARMA ORD|WSEA|WOLVERINE SECURITIES, LLC|266
FOMX|FOAMIX PHARMA ORD|XIST|INSTINET, LLC|1600
FOMX|FOAMIX PHARMA ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1322
FONE|FRSTTRST NDQ SMTPH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79
FONE|FRSTTRST NDQ SMTPH|CANT|Cantor Fitzgerald & Co.|201
FONE|FRSTTRST NDQ SMTPH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70
FONE|FRSTTRST NDQ SMTPH|CTDL|Citadel Derivatives Group Llc|8851
FONE|FRSTTRST NDQ SMTPH|DEAN|MORGAN STANLEY|337
FONE|FRSTTRST NDQ SMTPH|EBXL|EBX LLC|3800
FONE|FRSTTRST NDQ SMTPH|ETRS|E*Trade Securities LLC|5
FONE|FRSTTRST NDQ SMTPH|FBCO|Credit Suisse Securities (USA) LLC|56718
FONE|FRSTTRST NDQ SMTPH|FOMA|TD AMERITRADE CLEARING, INC.|413
FONE|FRSTTRST NDQ SMTPH|HRBF|American Enterprise Investment Services Inc.|2
FONE|FRSTTRST NDQ SMTPH|HSBC|HSBC Securities, Inc.|50
FONE|FRSTTRST NDQ SMTPH|IBKR|Interactive Brokers Llc|4074
FONE|FRSTTRST NDQ SMTPH|ICBX|INSTINET, LLC|2900
FONE|FRSTTRST NDQ SMTPH|ITGP|ITG INC.|400
FONE|FRSTTRST NDQ SMTPH|KCGM|VIRTU Americas LLC|200
FONE|FRSTTRST NDQ SMTPH|LIME|Lime Brokerage LLC|1090
FONE|FRSTTRST NDQ SMTPH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
FONE|FRSTTRST NDQ SMTPH|MOTF|MOTIF INVESTING, INC.|1
FONE|FRSTTRST NDQ SMTPH|MSCO|MORGAN STANLEY & CO. LLC|1377
FONE|FRSTTRST NDQ SMTPH|NFSC|National Financial Services LLC|1166
FONE|FRSTTRST NDQ SMTPH|NITE|VIRTU Americas LLC|2245
FONE|FRSTTRST NDQ SMTPH|RBCM|RBC CAPITAL MARKETS, LLC|40
FONE|FRSTTRST NDQ SMTPH|UBSA|UBS SECURITIES LLC|4101
FONE|FRSTTRST NDQ SMTPH|UBSS|UBS Securities LLC|6416
FONE|FRSTTRST NDQ SMTPH|VGRD|Vanguard Marketing Corporation|25
FONE|FRSTTRST NDQ SMTPH|WCHV|WELLS FARGO SECURITIES, LLC|125
FONE|FRSTTRST NDQ SMTPH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|964
FONR|FONAR CORP|APCC|Apex Clearing Corporation|396
FONR|FONAR CORP|BATM|CBOE TRADING, INC.|4
FONR|FONAR CORP|BERN|Sanford C. Bernstein & Co., LLC|312
FONR|FONAR CORP|BMOC|BMO Capital Markets Corp.|985
FONR|FONAR CORP|BNPX|BNP PARIBAS SECURITIES CORP.|708
FONR|FONAR CORP|BTIG|BTIG, LLC|9
FONR|FONAR CORP|CHAS|Charles Schwab & Co., Inc.|57
FONR|FONAR CORP|CIST|Capital Institutional Services, Inc.|3631
FONR|FONAR CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|226
FONR|FONAR CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
FONR|FONAR CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1765
FONR|FONAR CORP|CTDL|Citadel Derivatives Group Llc|752
FONR|FONAR CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|60
FONR|FONAR CORP|DBAB|Deutsche Bank Securities Inc.|26033
FONR|FONAR CORP|DBAX|Deutsche Bank Securities Inc.|1800
FONR|FONAR CORP|DBUL|Deutsche Bank Securities Inc.|100
FONR|FONAR CORP|DEAN|MORGAN STANLEY|770
FONR|FONAR CORP|DEGS|RONIN PROFESSIONAL LLC|2856
FONR|FONAR CORP|EBXL|EBX LLC|2300
FONR|FONAR CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|472
FONR|FONAR CORP|EDJO|Edward D. Jones & Co., L.P.|116
FONR|FONAR CORP|EGAM|CBOE TRADING, INC.|100
FONR|FONAR CORP|EGXM|CBOE TRADING, INC.|93
FONR|FONAR CORP|ETRS|E*Trade Securities LLC|7481
FONR|FONAR CORP|FBCO|Credit Suisse Securities (USA) LLC|134656
FONR|FONAR CORP|FILL|Tradestation Securities, Inc.|20
FONR|FONAR CORP|FOMA|TD AMERITRADE CLEARING, INC.|18269
FONR|FONAR CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|331
FONR|FONAR CORP|FTBR|Foliofn Investments, Inc.|74
FONR|FONAR CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
FONR|FONAR CORP|GSCO|GOLDMAN SACHS & CO. LLC|95351
FONR|FONAR CORP|GSCS|GOLDMAN SACHS & CO. LLC|53
FONR|FONAR CORP|GSLT|GOLDMAN SACHS & CO. LLC|100
FONR|FONAR CORP|GTSZ|GTS SECURITIES LLC|400
FONR|FONAR CORP|HRBF|American Enterprise Investment Services Inc.|760
FONR|FONAR CORP|IBKR|Interactive Brokers Llc|20231
FONR|FONAR CORP|ICBX|INSTINET, LLC|1200
FONR|FONAR CORP|IEQY|CITADEL SECURITIES LLC|1288
FONR|FONAR CORP|INCA|INSTINET, LLC|29564
FONR|FONAR CORP|INJX|INSTINET, LLC|4931
FONR|FONAR CORP|ITGI|ITG Inc.|5216
FONR|FONAR CORP|ITGP|ITG INC.|2400
FONR|FONAR CORP|JANY|Janney Montgomery Scott Inc.|69
FONR|FONAR CORP|JEFF|JEFFERIES LLC|8179
FONR|FONAR CORP|JPMX|J.P. Morgan Securities LLC|1798
FONR|FONAR CORP|KCGM|VIRTU Americas LLC|2752
FONR|FONAR CORP|LEHM|Barclays Capital Inc./Le|20900
FONR|FONAR CORP|LIME|Lime Brokerage LLC|43255
FONR|FONAR CORP|LMGP|LIME BROKERAGE LLC|300
FONR|FONAR CORP|LQNA|LIQUIDNET, INC.|6000
FONR|FONAR CORP|MAXM|Maxim Group LLC|416
FONR|FONAR CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FONR|FONAR CORP|MSCO|MORGAN STANLEY & CO. LLC|48806
FONR|FONAR CORP|MSPL|MORGAN STANLEY & CO. LLC|1400
FONR|FONAR CORP|NBCS|NBC Securities, INC.|530
FONR|FONAR CORP|NFSC|National Financial Services LLC|6148
FONR|FONAR CORP|NITE|VIRTU Americas LLC|36930
FONR|FONAR CORP|PDQM|CODA MARKETS, INC.|953
FONR|FONAR CORP|RAJA|Raymond James & Associates, Inc.|414
FONR|FONAR CORP|RBCM|RBC CAPITAL MARKETS, LLC|75
FONR|FONAR CORP|SBSH|Citigroup Global Markets Inc.|7118
FONR|FONAR CORP|SGMT|GOLDMAN SACHS & CO. LLC|421
FONR|FONAR CORP|SPDR|SPEEDROUTE LLC|104
FONR|FONAR CORP|SPTD|MINT GLOBAL MARKETS, INC.|1596
FONR|FONAR CORP|SWIM|TD Ameritrade, Inc.|4804
FONR|FONAR CORP|SWST|Hilltop Securities Inc.|1000
FONR|FONAR CORP|TRBT|Tradebot Systems, Inc.|1164
FONR|FONAR CORP|TRCM|TRC MARKETS LLC|10950
FONR|FONAR CORP|UBSA|UBS SECURITIES LLC|7843
FONR|FONAR CORP|UBSS|UBS Securities LLC|33558
FONR|FONAR CORP|VALX|VIRTU AMERICAS LLC|199
FONR|FONAR CORP|VGRD|Vanguard Marketing Corporation|7500
FONR|FONAR CORP|WCHV|WELLS FARGO SECURITIES, LLC|12086
FONR|FONAR CORP|WEED|Weeden & Co.L.P.|9456
FONR|FONAR CORP|WSEA|WOLVERINE SECURITIES, LLC|173
FONR|FONAR CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1232
FOR|FORESTAR GROUP INC.|APCC|Apex Clearing Corporation|2
FOR|FORESTAR GROUP INC.|BATM|CBOE TRADING, INC.|214
FOR|FORESTAR GROUP INC.|BERN|Sanford C. Bernstein & Co., LLC|749
FOR|FORESTAR GROUP INC.|BIDS|BIDS TRADING L.P.|4800
FOR|FORESTAR GROUP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2705
FOR|FORESTAR GROUP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26090
FOR|FORESTAR GROUP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|190
FOR|FORESTAR GROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10948
FOR|FORESTAR GROUP INC.|CTDL|Citadel Derivatives Group Llc|1126
FOR|FORESTAR GROUP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2502
FOR|FORESTAR GROUP INC.|DBAB|Deutsche Bank Securities Inc.|6373
FOR|FORESTAR GROUP INC.|DBAX|Deutsche Bank Securities Inc.|16600
FOR|FORESTAR GROUP INC.|DEAN|MORGAN STANLEY|258
FOR|FORESTAR GROUP INC.|DEGS|RONIN PROFESSIONAL LLC|500
FOR|FORESTAR GROUP INC.|EBXL|EBX LLC|8900
FOR|FORESTAR GROUP INC.|EDJO|Edward D. Jones & Co., L.P.|7
FOR|FORESTAR GROUP INC.|EGAM|CBOE TRADING, INC.|1392
FOR|FORESTAR GROUP INC.|EGXM|CBOE TRADING, INC.|205
FOR|FORESTAR GROUP INC.|ELEV|ELEVATION, LLC|212
FOR|FORESTAR GROUP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
FOR|FORESTAR GROUP INC.|ETRS|E*Trade Securities LLC|100
FOR|FORESTAR GROUP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|718
FOR|FORESTAR GROUP INC.|FTBR|Foliofn Investments, Inc.|152
FOR|FORESTAR GROUP INC.|GLPX|ACS EXECUTION SERVICES, LLC|540
FOR|FORESTAR GROUP INC.|GSCO|GOLDMAN SACHS & CO. LLC|35377
FOR|FORESTAR GROUP INC.|GSCS|GOLDMAN SACHS & CO. LLC|6982
FOR|FORESTAR GROUP INC.|GTSZ|GTS SECURITIES LLC|2794
FOR|FORESTAR GROUP INC.|HRBF|American Enterprise Investment Services Inc.|60
FOR|FORESTAR GROUP INC.|IBKR|Interactive Brokers Llc|1962
FOR|FORESTAR GROUP INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
FOR|FORESTAR GROUP INC.|ICBX|INSTINET, LLC|500
FOR|FORESTAR GROUP INC.|IEQY|CITADEL SECURITIES LLC|908
FOR|FORESTAR GROUP INC.|INCA|INSTINET, LLC|11970
FOR|FORESTAR GROUP INC.|INJX|INSTINET, LLC|510
FOR|FORESTAR GROUP INC.|ITGI|ITG Inc.|2000
FOR|FORESTAR GROUP INC.|ITGP|ITG INC.|6400
FOR|FORESTAR GROUP INC.|JANY|Janney Montgomery Scott Inc.|1165
FOR|FORESTAR GROUP INC.|JEFF|JEFFERIES LLC|42104
FOR|FORESTAR GROUP INC.|JPBX|J.P. MORGAN SECURITIES LLC|4644
FOR|FORESTAR GROUP INC.|JPMX|J.P. Morgan Securities LLC|21182
FOR|FORESTAR GROUP INC.|JSSF|JMP Securities LLC|19
FOR|FORESTAR GROUP INC.|KCGM|VIRTU Americas LLC|1980
FOR|FORESTAR GROUP INC.|LEHM|Barclays Capital Inc./Le|13450
FOR|FORESTAR GROUP INC.|LIME|Lime Brokerage LLC|5050
FOR|FORESTAR GROUP INC.|LQNA|LIQUIDNET, INC.|40300
FOR|FORESTAR GROUP INC.|MAXM|Maxim Group LLC|4
FOR|FORESTAR GROUP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3614
FOR|FORESTAR GROUP INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|410
FOR|FORESTAR GROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|47451
FOR|FORESTAR GROUP INC.|MSPL|MORGAN STANLEY & CO. LLC|4200
FOR|FORESTAR GROUP INC.|MSTX|MORGAN STANLEY & CO. LLC|3400
FOR|FORESTAR GROUP INC.|NFSC|National Financial Services LLC|5929
FOR|FORESTAR GROUP INC.|NITE|VIRTU Americas LLC|10415
FOR|FORESTAR GROUP INC.|NQRB|Brut, LLC|1100
FOR|FORESTAR GROUP INC.|PDQM|CODA MARKETS, INC.|2698
FOR|FORESTAR GROUP INC.|PWJC|UBS Financial Services, Inc.|133
FOR|FORESTAR GROUP INC.|SBSH|Citigroup Global Markets Inc.|14126
FOR|FORESTAR GROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|2559
FOR|FORESTAR GROUP INC.|SPDR|SPEEDROUTE LLC|300
FOR|FORESTAR GROUP INC.|SPTD|MINT GLOBAL MARKETS, INC.|3797
FOR|FORESTAR GROUP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2
FOR|FORESTAR GROUP INC.|SWIM|TD Ameritrade, Inc.|366
FOR|FORESTAR GROUP INC.|SWST|Hilltop Securities Inc.|2538
FOR|FORESTAR GROUP INC.|TMBR|Timber Hill LLC|44
FOR|FORESTAR GROUP INC.|TRBT|Tradebot Systems, Inc.|407
FOR|FORESTAR GROUP INC.|TRCM|TRC MARKETS LLC|3137
FOR|FORESTAR GROUP INC.|UBSA|UBS SECURITIES LLC|38745
FOR|FORESTAR GROUP INC.|UBSS|UBS Securities LLC|24398
FOR|FORESTAR GROUP INC.|VALX|VIRTU AMERICAS LLC|557
FOR|FORESTAR GROUP INC.|WCHV|WELLS FARGO SECURITIES, LLC|510
FOR|FORESTAR GROUP INC.|WEDB|WEDBUSH SECURITIES INC.|18
FOR|FORESTAR GROUP INC.|WSEA|WOLVERINE SECURITIES, LLC|519
FOR|FORESTAR GROUP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
FORD|FORWARD INDS INC|ALTX|Alternet Securities Inc.|16481
FORD|FORWARD INDS INC|APCC|Apex Clearing Corporation|84069
FORD|FORWARD INDS INC|BATM|CBOE TRADING, INC.|2496
FORD|FORWARD INDS INC|BAYT|BTIG, LLC|1600
FORD|FORWARD INDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1400
FORD|FORWARD INDS INC|BYXM|CBOE TRADING, INC.|1999
FORD|FORWARD INDS INC|CHAS|Charles Schwab & Co., Inc.|45732
FORD|FORWARD INDS INC|CIIV|CORPORATE INVESTMENTS GROUP, INC.|2000
FORD|FORWARD INDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28545
FORD|FORWARD INDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|41438
FORD|FORWARD INDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|224283
FORD|FORWARD INDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61881
FORD|FORWARD INDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2312
FORD|FORWARD INDS INC|DBAB|Deutsche Bank Securities Inc.|59907
FORD|FORWARD INDS INC|DBAX|Deutsche Bank Securities Inc.|34600
FORD|FORWARD INDS INC|DBUL|Deutsche Bank Securities Inc.|571
FORD|FORWARD INDS INC|DEGS|RONIN PROFESSIONAL LLC|18490
FORD|FORWARD INDS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|49412
FORD|FORWARD INDS INC|EBXL|EBX LLC|61900
FORD|FORWARD INDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6000
FORD|FORWARD INDS INC|EDJO|Edward D. Jones & Co., L.P.|1086
FORD|FORWARD INDS INC|EGAM|CBOE TRADING, INC.|26251
FORD|FORWARD INDS INC|EGAW|CBOE TRADING, INC.|1250
FORD|FORWARD INDS INC|EGXM|CBOE TRADING, INC.|12654
FORD|FORWARD INDS INC|EGXW|CBOE TRADING, INC.|39375
FORD|FORWARD INDS INC|ETBE|Electronic Transaction Clearing, Inc.|6865
FORD|FORWARD INDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1460
FORD|FORWARD INDS INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5718
FORD|FORWARD INDS INC|ETRS|E*Trade Securities LLC|1281585
FORD|FORWARD INDS INC|FBCO|Credit Suisse Securities (USA) LLC|83693
FORD|FORWARD INDS INC|FBSB|U.S. Bancorp Investments, Inc.|90
FORD|FORWARD INDS INC|FILL|Tradestation Securities, Inc.|65226
FORD|FORWARD INDS INC|FMAF|NBCN Inc./ CDS|2000
FORD|FORWARD INDS INC|FOMA|TD AMERITRADE CLEARING, INC.|1285112
FORD|FORWARD INDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|366
FORD|FORWARD INDS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12615
FORD|FORWARD INDS INC|GLPX|ACS EXECUTION SERVICES, LLC|139806
FORD|FORWARD INDS INC|GSCO|GOLDMAN SACHS & CO. LLC|26333
FORD|FORWARD INDS INC|GSCS|GOLDMAN SACHS & CO. LLC|500
FORD|FORWARD INDS INC|GSLT|GOLDMAN SACHS & CO. LLC|19304
FORD|FORWARD INDS INC|GTSZ|GTS SECURITIES LLC|10240
FORD|FORWARD INDS INC|HRBF|American Enterprise Investment Services Inc.|9300
FORD|FORWARD INDS INC|IATS|INTERACTIVE BROKERS LLC|55684
FORD|FORWARD INDS INC|IBKR|Interactive Brokers Llc|600845
FORD|FORWARD INDS INC|ICBX|INSTINET, LLC|18328
FORD|FORWARD INDS INC|INCA|INSTINET, LLC|142430
FORD|FORWARD INDS INC|INJX|INSTINET, LLC|219
FORD|FORWARD INDS INC|ITGI|ITG Inc.|44580
FORD|FORWARD INDS INC|ITGP|ITG INC.|31800
FORD|FORWARD INDS INC|JEFF|JEFFERIES LLC|2740
FORD|FORWARD INDS INC|JMPT|JUMP TRADING, LLC|7610
FORD|FORWARD INDS INC|JPMX|J.P. Morgan Securities LLC|41444
FORD|FORWARD INDS INC|JSJX|JANE STREET CAPITAL LLC|4515
FORD|FORWARD INDS INC|KCGM|VIRTU Americas LLC|14552
FORD|FORWARD INDS INC|LAFC|R. F. Lafferty & Co., Inc.|2500
FORD|FORWARD INDS INC|LEHM|Barclays Capital Inc./Le|85339
FORD|FORWARD INDS INC|LIME|Lime Brokerage LLC|32451
FORD|FORWARD INDS INC|LSCI|Lek Securities Corporation|3827
FORD|FORWARD INDS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3699
FORD|FORWARD INDS INC|MAVB|Great Point Capital LLC|100
FORD|FORWARD INDS INC|MICA|Spartan Securities Group, Ltd.|5894
FORD|FORWARD INDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
FORD|FORWARD INDS INC|MSCO|MORGAN STANLEY & CO. LLC|629644
FORD|FORWARD INDS INC|MSPL|MORGAN STANLEY & CO. LLC|4000
FORD|FORWARD INDS INC|NEED|Needham & Company, LLC|15000
FORD|FORWARD INDS INC|NFSC|National Financial Services LLC|674460
FORD|FORWARD INDS INC|NITE|VIRTU Americas LLC|1449055
FORD|FORWARD INDS INC|NITP|VIRTU Americas LLC|46
FORD|FORWARD INDS INC|NQRB|Brut, LLC|21500
FORD|FORWARD INDS INC|PCPT|PHILLIP CAPITAL INC.|3000
FORD|FORWARD INDS INC|PDQM|CODA MARKETS, INC.|190918
FORD|FORWARD INDS INC|PUMA|Puma Capital, Llc|4000
FORD|FORWARD INDS INC|PWJC|UBS Financial Services, Inc.|100
FORD|FORWARD INDS INC|RAJA|Raymond James & Associates, Inc.|3137
FORD|FORWARD INDS INC|RBCM|RBC CAPITAL MARKETS, LLC|5000
FORD|FORWARD INDS INC|ROBT|Robotti & Company, LLC|158
FORD|FORWARD INDS INC|SAGL|SAGETRADER, LLC|1503
FORD|FORWARD INDS INC|SBSH|Citigroup Global Markets Inc.|13794
FORD|FORWARD INDS INC|SGMT|GOLDMAN SACHS & CO. LLC|27091
FORD|FORWARD INDS INC|SPDR|SPEEDROUTE LLC|96276
FORD|FORWARD INDS INC|SWIM|TD Ameritrade, Inc.|824524
FORD|FORWARD INDS INC|SWST|Hilltop Securities Inc.|13850
FORD|FORWARD INDS INC|TKNG|ALLY INVEST SECURITIES LLC|4458
FORD|FORWARD INDS INC|TRCM|TRC MARKETS LLC|1525
FORD|FORWARD INDS INC|TWTT|TASTYWORKS, INC.|1757
FORD|FORWARD INDS INC|UBSA|UBS SECURITIES LLC|114031
FORD|FORWARD INDS INC|UBSS|UBS Securities LLC|162557
FORD|FORWARD INDS INC|VALX|VIRTU AMERICAS LLC|5436
FORD|FORWARD INDS INC|VGRD|Vanguard Marketing Corporation|5060
FORD|FORWARD INDS INC|VSIN|Vision Financial Markets Llc|19388
FORD|FORWARD INDS INC|WCHV|WELLS FARGO SECURITIES, LLC|4819
FORD|FORWARD INDS INC|WEDB|WEDBUSH SECURITIES INC.|24000
FORD|FORWARD INDS INC|WGIF|CIBC World Markets Inc.|10260
FORD|FORWARD INDS INC|WSEA|WOLVERINE SECURITIES, LLC|29691
FORD|FORWARD INDS INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
FORD|FORWARD INDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
FORD|FORWARD INDS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6924
FORK|FULING GLOBAL ORD SH|APCC|Apex Clearing Corporation|11000
FORK|FULING GLOBAL ORD SH|BATM|CBOE TRADING, INC.|200
FORK|FULING GLOBAL ORD SH|CANT|Cantor Fitzgerald & Co.|92
FORK|FULING GLOBAL ORD SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
FORK|FULING GLOBAL ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
FORK|FULING GLOBAL ORD SH|DBAB|Deutsche Bank Securities Inc.|700
FORK|FULING GLOBAL ORD SH|DBAX|Deutsche Bank Securities Inc.|700
FORK|FULING GLOBAL ORD SH|DEGS|RONIN PROFESSIONAL LLC|200
FORK|FULING GLOBAL ORD SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|1500
FORK|FULING GLOBAL ORD SH|ETRS|E*Trade Securities LLC|13510
FORK|FULING GLOBAL ORD SH|FBCO|Credit Suisse Securities (USA) LLC|1629
FORK|FULING GLOBAL ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|36931
FORK|FULING GLOBAL ORD SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57
FORK|FULING GLOBAL ORD SH|FTBR|Foliofn Investments, Inc.|552
FORK|FULING GLOBAL ORD SH|GLPX|ACS EXECUTION SERVICES, LLC|100
FORK|FULING GLOBAL ORD SH|GSCO|GOLDMAN SACHS & CO. LLC|100
FORK|FULING GLOBAL ORD SH|IBKR|Interactive Brokers Llc|71032
FORK|FULING GLOBAL ORD SH|ICBX|INSTINET, LLC|200
FORK|FULING GLOBAL ORD SH|INCA|INSTINET, LLC|19177
FORK|FULING GLOBAL ORD SH|ITGI|ITG Inc.|3900
FORK|FULING GLOBAL ORD SH|ITGP|ITG INC.|600
FORK|FULING GLOBAL ORD SH|JPMX|J.P. Morgan Securities LLC|6900
FORK|FULING GLOBAL ORD SH|KCGM|VIRTU Americas LLC|99
FORK|FULING GLOBAL ORD SH|LEHM|Barclays Capital Inc./Le|18360
FORK|FULING GLOBAL ORD SH|LIME|Lime Brokerage LLC|10905
FORK|FULING GLOBAL ORD SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FORK|FULING GLOBAL ORD SH|MSCO|MORGAN STANLEY & CO. LLC|24315
FORK|FULING GLOBAL ORD SH|MSPL|MORGAN STANLEY & CO. LLC|9000
FORK|FULING GLOBAL ORD SH|MSTX|MORGAN STANLEY & CO. LLC|200
FORK|FULING GLOBAL ORD SH|NFSC|National Financial Services LLC|6600
FORK|FULING GLOBAL ORD SH|NITE|VIRTU Americas LLC|44662
FORK|FULING GLOBAL ORD SH|SAGL|SAGETRADER, LLC|300
FORK|FULING GLOBAL ORD SH|SBSH|Citigroup Global Markets Inc.|3264
FORK|FULING GLOBAL ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|200
FORK|FULING GLOBAL ORD SH|SWIM|TD Ameritrade, Inc.|1450
FORK|FULING GLOBAL ORD SH|TKNG|ALLY INVEST SECURITIES LLC|2649
FORK|FULING GLOBAL ORD SH|TRCM|TRC MARKETS LLC|493
FORK|FULING GLOBAL ORD SH|UBSA|UBS SECURITIES LLC|2946
FORK|FULING GLOBAL ORD SH|UBSS|UBS Securities LLC|66735
FORK|FULING GLOBAL ORD SH|VALX|VIRTU AMERICAS LLC|199
FORK|FULING GLOBAL ORD SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|317
FORK|FULING GLOBAL ORD SH|WSEA|WOLVERINE SECURITIES, LLC|650
FORM|FORMFACTOR INC    ##|APCC|Apex Clearing Corporation|6
FORM|FORMFACTOR INC    ##|BARD|Robert W. Baird & Co. Incorporated|6300
FORM|FORMFACTOR INC    ##|BATM|CBOE TRADING, INC.|605
FORM|FORMFACTOR INC    ##|BBNT|BB&T SECURITIES, LLC|506
FORM|FORMFACTOR INC    ##|BERN|Sanford C. Bernstein & Co., LLC|14500
FORM|FORMFACTOR INC    ##|BIDS|BIDS TRADING L.P.|69300
FORM|FORMFACTOR INC    ##|BLKX|INSTINET, LLC|59780
FORM|FORMFACTOR INC    ##|BMOC|BMO Capital Markets Corp.|11581
FORM|FORMFACTOR INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|17871
FORM|FORMFACTOR INC    ##|BRVL|BLAYLOCK VAN, LLC|8380
FORM|FORMFACTOR INC    ##|BTIG|BTIG, LLC|11382
FORM|FORMFACTOR INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|4432
FORM|FORMFACTOR INC    ##|CHAS|Charles Schwab & Co., Inc.|6
FORM|FORMFACTOR INC    ##|CIST|Capital Institutional Services, Inc.|107
FORM|FORMFACTOR INC    ##|COWR|Cowen and Company, LLC|2209
FORM|FORMFACTOR INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45836
FORM|FORMFACTOR INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82017
FORM|FORMFACTOR INC    ##|CTDL|Citadel Derivatives Group Llc|1538
FORM|FORMFACTOR INC    ##|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|1630
FORM|FORMFACTOR INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|23226
FORM|FORMFACTOR INC    ##|DBAB|Deutsche Bank Securities Inc.|356321
FORM|FORMFACTOR INC    ##|DBAX|Deutsche Bank Securities Inc.|73000
FORM|FORMFACTOR INC    ##|DBUL|Deutsche Bank Securities Inc.|700
FORM|FORMFACTOR INC    ##|DEAN|MORGAN STANLEY|3563
FORM|FORMFACTOR INC    ##|DEGS|RONIN PROFESSIONAL LLC|3788
FORM|FORMFACTOR INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|166
FORM|FORMFACTOR INC    ##|EBXL|EBX LLC|48500
FORM|FORMFACTOR INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|51365
FORM|FORMFACTOR INC    ##|EGAM|CBOE TRADING, INC.|3701
FORM|FORMFACTOR INC    ##|EGXM|CBOE TRADING, INC.|150
FORM|FORMFACTOR INC    ##|ETBE|Electronic Transaction Clearing, Inc.|100
FORM|FORMFACTOR INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21061
FORM|FORMFACTOR INC    ##|ETRS|E*Trade Securities LLC|110916
FORM|FORMFACTOR INC    ##|FBCO|Credit Suisse Securities (USA) LLC|1803613
FORM|FORMFACTOR INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|65371
FORM|FORMFACTOR INC    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1399
FORM|FORMFACTOR INC    ##|FQLS|Quantlab Securities LP|73236
FORM|FORMFACTOR INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36065
FORM|FORMFACTOR INC    ##|FTBR|Foliofn Investments, Inc.|356
FORM|FORMFACTOR INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|22828
FORM|FORMFACTOR INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|335
FORM|FORMFACTOR INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|1527236
FORM|FORMFACTOR INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|43027
FORM|FORMFACTOR INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|635
FORM|FORMFACTOR INC    ##|GTSZ|GTS SECURITIES LLC|6274
FORM|FORMFACTOR INC    ##|HRBF|American Enterprise Investment Services Inc.|1202
FORM|FORMFACTOR INC    ##|IBKR|Interactive Brokers Llc|62958
FORM|FORMFACTOR INC    ##|ICBX|INSTINET, LLC|14900
FORM|FORMFACTOR INC    ##|IEQY|CITADEL SECURITIES LLC|13127
FORM|FORMFACTOR INC    ##|INCA|INSTINET, LLC|199233
FORM|FORMFACTOR INC    ##|INJX|INSTINET, LLC|2400
FORM|FORMFACTOR INC    ##|ITGI|ITG Inc.|110991
FORM|FORMFACTOR INC    ##|ITGP|ITG INC.|30200
FORM|FORMFACTOR INC    ##|JEFF|JEFFERIES LLC|32140
FORM|FORMFACTOR INC    ##|JMPT|JUMP TRADING, LLC|4207
FORM|FORMFACTOR INC    ##|JONE|JonesTrading|3830594
FORM|FORMFACTOR INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|6808
FORM|FORMFACTOR INC    ##|JPMX|J.P. Morgan Securities LLC|182284
FORM|FORMFACTOR INC    ##|KCGM|VIRTU Americas LLC|48937
FORM|FORMFACTOR INC    ##|LEHM|Barclays Capital Inc./Le|480782
FORM|FORMFACTOR INC    ##|LIME|Lime Brokerage LLC|184070
FORM|FORMFACTOR INC    ##|LOOP|Loop Capital Markets LLC|33000
FORM|FORMFACTOR INC    ##|LQNA|LIQUIDNET, INC.|74000
FORM|FORMFACTOR INC    ##|MACQ|Macquarie Capital (USA) Inc.|10496
FORM|FORMFACTOR INC    ##|MAXM|Maxim Group LLC|4653
FORM|FORMFACTOR INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|56032
FORM|FORMFACTOR INC    ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1340
FORM|FORMFACTOR INC    ##|MSCO|MORGAN STANLEY & CO. LLC|848623
FORM|FORMFACTOR INC    ##|MSPL|MORGAN STANLEY & CO. LLC|44200
FORM|FORMFACTOR INC    ##|MSTX|MORGAN STANLEY & CO. LLC|106900
FORM|FORMFACTOR INC    ##|NFSC|National Financial Services LLC|73557
FORM|FORMFACTOR INC    ##|NITE|VIRTU Americas LLC|87410
FORM|FORMFACTOR INC    ##|NITP|VIRTU Americas LLC|5803
FORM|FORMFACTOR INC    ##|NQRB|Brut, LLC|672
FORM|FORMFACTOR INC    ##|OPCO|Oppenheimer & Co. Inc.|24898
FORM|FORMFACTOR INC    ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
FORM|FORMFACTOR INC    ##|PDQM|CODA MARKETS, INC.|40323
FORM|FORMFACTOR INC    ##|PIPR|Piper Jaffray & Co.|721
FORM|FORMFACTOR INC    ##|PWJC|UBS Financial Services, Inc.|2850
FORM|FORMFACTOR INC    ##|RAJA|Raymond James & Associates, Inc.|240
FORM|FORMFACTOR INC    ##|SAGW|SAGETRADER, LLC|607
FORM|FORMFACTOR INC    ##|SBSH|Citigroup Global Markets Inc.|156203
FORM|FORMFACTOR INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|74382
FORM|FORMFACTOR INC    ##|SPDR|SPEEDROUTE LLC|2982
FORM|FORMFACTOR INC    ##|SPHN|Stephens Inc.|21260
FORM|FORMFACTOR INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|36305
FORM|FORMFACTOR INC    ##|STKP|STOCKPILE INVESTMENTS, INC.|48
FORM|FORMFACTOR INC    ##|SWIM|TD Ameritrade, Inc.|6196
FORM|FORMFACTOR INC    ##|SWST|Hilltop Securities Inc.|987
FORM|FORMFACTOR INC    ##|TKNG|ALLY INVEST SECURITIES LLC|953
FORM|FORMFACTOR INC    ##|TRBT|Tradebot Systems, Inc.|3962
FORM|FORMFACTOR INC    ##|TRCM|TRC MARKETS LLC|74581
FORM|FORMFACTOR INC    ##|UBSA|UBS SECURITIES LLC|377649
FORM|FORMFACTOR INC    ##|UBSS|UBS Securities LLC|478080
FORM|FORMFACTOR INC    ##|VALX|VIRTU AMERICAS LLC|21788
FORM|FORMFACTOR INC    ##|VGRD|Vanguard Marketing Corporation|3419
FORM|FORMFACTOR INC    ##|WABR|Wall Street Access|1000
FORM|FORMFACTOR INC    ##|WBPX|SUMMIT SECURITIES GROUP, LLC|700
FORM|FORMFACTOR INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|16780
FORM|FORMFACTOR INC    ##|WEED|Weeden & Co.L.P.|3800
FORM|FORMFACTOR INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1207
FORM|FORMFACTOR INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|404
FORM|FORMFACTOR INC    ##|WSEA|WOLVERINE SECURITIES, LLC|131
FORM|FORMFACTOR INC    ##|XIST|INSTINET, LLC|38000
FORM|FORMFACTOR INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|10500
FORM|FORMFACTOR INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|367
FORR|FORRESTER RESRCH  ##|ALTX|Alternet Securities Inc.|162
FORR|FORRESTER RESRCH  ##|ANOS|ABEL/NOSER, L.L.C.|229
FORR|FORRESTER RESRCH  ##|APCC|Apex Clearing Corporation|5
FORR|FORRESTER RESRCH  ##|BARD|Robert W. Baird & Co. Incorporated|471
FORR|FORRESTER RESRCH  ##|BATM|CBOE TRADING, INC.|551
FORR|FORRESTER RESRCH  ##|BERN|Sanford C. Bernstein & Co., LLC|1828
FORR|FORRESTER RESRCH  ##|BMOC|BMO Capital Markets Corp.|1634
FORR|FORRESTER RESRCH  ##|BNPX|BNP PARIBAS SECURITIES CORP.|1613
FORR|FORRESTER RESRCH  ##|BRVL|BLAYLOCK VAN, LLC|100
FORR|FORRESTER RESRCH  ##|BTIG|BTIG, LLC|61742
FORR|FORRESTER RESRCH  ##|BZYD|GOLDMAN SACHS & CO. LLC|275
FORR|FORRESTER RESRCH  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2676
FORR|FORRESTER RESRCH  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|242
FORR|FORRESTER RESRCH  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1140
FORR|FORRESTER RESRCH  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7295
FORR|FORRESTER RESRCH  ##|CTDL|Citadel Derivatives Group Llc|795
FORR|FORRESTER RESRCH  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3020
FORR|FORRESTER RESRCH  ##|DBAB|Deutsche Bank Securities Inc.|77915
FORR|FORRESTER RESRCH  ##|DBAX|Deutsche Bank Securities Inc.|7200
FORR|FORRESTER RESRCH  ##|DEAN|MORGAN STANLEY|3
FORR|FORRESTER RESRCH  ##|DEGS|RONIN PROFESSIONAL LLC|1900
FORR|FORRESTER RESRCH  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|385
FORR|FORRESTER RESRCH  ##|EBXL|EBX LLC|5400
FORR|FORRESTER RESRCH  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|91
FORR|FORRESTER RESRCH  ##|EGAM|CBOE TRADING, INC.|201
FORR|FORRESTER RESRCH  ##|EGAW|CBOE TRADING, INC.|100
FORR|FORRESTER RESRCH  ##|EGXM|CBOE TRADING, INC.|221
FORR|FORRESTER RESRCH  ##|ETRS|E*Trade Securities LLC|8109
FORR|FORRESTER RESRCH  ##|FBCO|Credit Suisse Securities (USA) LLC|81180
FORR|FORRESTER RESRCH  ##|FOMA|TD AMERITRADE CLEARING, INC.|1810
FORR|FORRESTER RESRCH  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|279
FORR|FORRESTER RESRCH  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6384
FORR|FORRESTER RESRCH  ##|FTBR|Foliofn Investments, Inc.|18
FORR|FORRESTER RESRCH  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2994
FORR|FORRESTER RESRCH  ##|GSCO|GOLDMAN SACHS & CO. LLC|50414
FORR|FORRESTER RESRCH  ##|GSCS|GOLDMAN SACHS & CO. LLC|3892
FORR|FORRESTER RESRCH  ##|GSLT|GOLDMAN SACHS & CO. LLC|100
FORR|FORRESTER RESRCH  ##|GTSZ|GTS SECURITIES LLC|4213
FORR|FORRESTER RESRCH  ##|HPPX|POTAMUS TRADING, LLC|162
FORR|FORRESTER RESRCH  ##|IATS|INTERACTIVE BROKERS LLC|500
FORR|FORRESTER RESRCH  ##|IBKR|Interactive Brokers Llc|3471
FORR|FORRESTER RESRCH  ##|ICBX|INSTINET, LLC|3900
FORR|FORRESTER RESRCH  ##|IEQY|CITADEL SECURITIES LLC|4697
FORR|FORRESTER RESRCH  ##|INCA|INSTINET, LLC|30313
FORR|FORRESTER RESRCH  ##|INJX|INSTINET, LLC|4529
FORR|FORRESTER RESRCH  ##|ITGI|ITG Inc.|34650
FORR|FORRESTER RESRCH  ##|ITGP|ITG INC.|9200
FORR|FORRESTER RESRCH  ##|JEFF|JEFFERIES LLC|13994
FORR|FORRESTER RESRCH  ##|JPBX|J.P. MORGAN SECURITIES LLC|723
FORR|FORRESTER RESRCH  ##|JPMX|J.P. Morgan Securities LLC|23307
FORR|FORRESTER RESRCH  ##|KCGM|VIRTU Americas LLC|1261
FORR|FORRESTER RESRCH  ##|LEHM|Barclays Capital Inc./Le|30181
FORR|FORRESTER RESRCH  ##|LIME|Lime Brokerage LLC|53322
FORR|FORRESTER RESRCH  ##|LMGP|LIME BROKERAGE LLC|3426
FORR|FORRESTER RESRCH  ##|LSCI|Lek Securities Corporation|106
FORR|FORRESTER RESRCH  ##|MAXM|Maxim Group LLC|805
FORR|FORRESTER RESRCH  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8237
FORR|FORRESTER RESRCH  ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1619
FORR|FORRESTER RESRCH  ##|MSCO|MORGAN STANLEY & CO. LLC|112392
FORR|FORRESTER RESRCH  ##|MSPL|MORGAN STANLEY & CO. LLC|13700
FORR|FORRESTER RESRCH  ##|MSTX|MORGAN STANLEY & CO. LLC|1000
FORR|FORRESTER RESRCH  ##|NFSC|National Financial Services LLC|3398
FORR|FORRESTER RESRCH  ##|NITE|VIRTU Americas LLC|11800
FORR|FORRESTER RESRCH  ##|NQRB|Brut, LLC|300
FORR|FORRESTER RESRCH  ##|PDQM|CODA MARKETS, INC.|100
FORR|FORRESTER RESRCH  ##|PWJC|UBS Financial Services, Inc.|120
FORR|FORRESTER RESRCH  ##|RBCM|RBC CAPITAL MARKETS, LLC|38
FORR|FORRESTER RESRCH  ##|SAGW|SAGETRADER, LLC|100
FORR|FORRESTER RESRCH  ##|SBSH|Citigroup Global Markets Inc.|32937
FORR|FORRESTER RESRCH  ##|SGMT|GOLDMAN SACHS & CO. LLC|3226
FORR|FORRESTER RESRCH  ##|SIDC|Sidoti & Company, LLC|1100
FORR|FORRESTER RESRCH  ##|SPDR|SPEEDROUTE LLC|100
FORR|FORRESTER RESRCH  ##|SWIM|TD Ameritrade, Inc.|51
FORR|FORRESTER RESRCH  ##|TRBT|Tradebot Systems, Inc.|3558
FORR|FORRESTER RESRCH  ##|TRCM|TRC MARKETS LLC|14660
FORR|FORRESTER RESRCH  ##|UBSA|UBS SECURITIES LLC|23541
FORR|FORRESTER RESRCH  ##|UBSS|UBS Securities LLC|79026
FORR|FORRESTER RESRCH  ##|VALX|VIRTU AMERICAS LLC|1226
FORR|FORRESTER RESRCH  ##|WCHV|WELLS FARGO SECURITIES, LLC|1737
FORR|FORRESTER RESRCH  ##|WEED|Weeden & Co.L.P.|210
FORR|FORRESTER RESRCH  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|669
FORR|FORRESTER RESRCH  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|720
FORR|FORRESTER RESRCH  ##|WSEA|WOLVERINE SECURITIES, LLC|154
FORR|FORRESTER RESRCH  ##|XIST|INSTINET, LLC|5724
FORR|FORRESTER RESRCH  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FORTY|FORMULA SYS (1985)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
FORTY|FORMULA SYS (1985)|ETRS|E*Trade Securities LLC|9
FORTY|FORMULA SYS (1985)|FOMA|TD AMERITRADE CLEARING, INC.|309
FORTY|FORMULA SYS (1985)|FTBR|Foliofn Investments, Inc.|31
FORTY|FORMULA SYS (1985)|HSBC|HSBC Securities, Inc.|88
FORTY|FORMULA SYS (1985)|INCA|INSTINET, LLC|100
FORTY|FORMULA SYS (1985)|JEFF|JEFFERIES LLC|3
FORTY|FORMULA SYS (1985)|LIME|Lime Brokerage LLC|69
FORTY|FORMULA SYS (1985)|MSCO|MORGAN STANLEY & CO. LLC|61
FORTY|FORMULA SYS (1985)|NFSC|National Financial Services LLC|1753
FORTY|FORMULA SYS (1985)|NITE|VIRTU Americas LLC|4264
FORTY|FORMULA SYS (1985)|UBSA|UBS SECURITIES LLC|100
FOSL|FOSSIL GROUP CMN STK|ALTX|Alternet Securities Inc.|75001
FOSL|FOSSIL GROUP CMN STK|ANOS|ABEL/NOSER, L.L.C.|17518
FOSL|FOSSIL GROUP CMN STK|APCC|Apex Clearing Corporation|34721
FOSL|FOSSIL GROUP CMN STK|BANK|Primevest Financial Services, Inc.|3960
FOSL|FOSSIL GROUP CMN STK|BARD|Robert W. Baird & Co. Incorporated|23
FOSL|FOSSIL GROUP CMN STK|BATM|CBOE TRADING, INC.|13827
FOSL|FOSSIL GROUP CMN STK|BAYC|BAY CREST PARTNERS, LLC|270
FOSL|FOSSIL GROUP CMN STK|BAYT|BTIG, LLC|11100
FOSL|FOSSIL GROUP CMN STK|BBNT|BB&T SECURITIES, LLC|20
FOSL|FOSSIL GROUP CMN STK|BERN|Sanford C. Bernstein & Co., LLC|18606
FOSL|FOSSIL GROUP CMN STK|BIDS|BIDS TRADING L.P.|13800
FOSL|FOSSIL GROUP CMN STK|BIMI|Banca IMI Securities Corp.|5555
FOSL|FOSSIL GROUP CMN STK|BKCM|BNY Mellon Capital Markets LLC|500
FOSL|FOSSIL GROUP CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62327
FOSL|FOSSIL GROUP CMN STK|BLKX|INSTINET, LLC|61400
FOSL|FOSSIL GROUP CMN STK|BMOC|BMO Capital Markets Corp.|7172
FOSL|FOSSIL GROUP CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|8813
FOSL|FOSSIL GROUP CMN STK|BRGE|Newbridge Securities Corp.|200
FOSL|FOSSIL GROUP CMN STK|BRVL|BLAYLOCK VAN, LLC|600
FOSL|FOSSIL GROUP CMN STK|BTIG|BTIG, LLC|36554
FOSL|FOSSIL GROUP CMN STK|BYXM|CBOE TRADING, INC.|5332
FOSL|FOSSIL GROUP CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|2700
FOSL|FOSSIL GROUP CMN STK|CANT|Cantor Fitzgerald & Co.|1191
FOSL|FOSSIL GROUP CMN STK|CHAS|Charles Schwab & Co., Inc.|11414
FOSL|FOSSIL GROUP CMN STK|CICF|Canaccord Genuity Corp.|75
FOSL|FOSSIL GROUP CMN STK|COKE|Coker & Palmer|650
FOSL|FOSSIL GROUP CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109188
FOSL|FOSSIL GROUP CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6132
FOSL|FOSSIL GROUP CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5845
FOSL|FOSSIL GROUP CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|665222
FOSL|FOSSIL GROUP CMN STK|CTDL|Citadel Derivatives Group Llc|25617
FOSL|FOSSIL GROUP CMN STK|CTLR|CUTLER GROUP, LP|4973
FOSL|FOSSIL GROUP CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|63696
FOSL|FOSSIL GROUP CMN STK|DADA|D.A. Davidson & Co.|3383
FOSL|FOSSIL GROUP CMN STK|DBAB|Deutsche Bank Securities Inc.|674840
FOSL|FOSSIL GROUP CMN STK|DBAX|Deutsche Bank Securities Inc.|526000
FOSL|FOSSIL GROUP CMN STK|DBUL|Deutsche Bank Securities Inc.|39318
FOSL|FOSSIL GROUP CMN STK|DEAN|MORGAN STANLEY|17616
FOSL|FOSSIL GROUP CMN STK|DEGS|RONIN PROFESSIONAL LLC|19784
FOSL|FOSSIL GROUP CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|203
FOSL|FOSSIL GROUP CMN STK|EBXL|EBX LLC|230300
FOSL|FOSSIL GROUP CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|126222
FOSL|FOSSIL GROUP CMN STK|EDJC|Edward Jones / CDS|200
FOSL|FOSSIL GROUP CMN STK|EDJO|Edward D. Jones & Co., L.P.|1738
FOSL|FOSSIL GROUP CMN STK|EGAM|CBOE TRADING, INC.|54521
FOSL|FOSSIL GROUP CMN STK|EGAW|CBOE TRADING, INC.|953
FOSL|FOSSIL GROUP CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|1948
FOSL|FOSSIL GROUP CMN STK|EGXM|CBOE TRADING, INC.|14291
FOSL|FOSSIL GROUP CMN STK|EGXW|CBOE TRADING, INC.|7
FOSL|FOSSIL GROUP CMN STK|ETBE|Electronic Transaction Clearing, Inc.|69980
FOSL|FOSSIL GROUP CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10752
FOSL|FOSSIL GROUP CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60487
FOSL|FOSSIL GROUP CMN STK|ETRS|E*Trade Securities LLC|1416059
FOSL|FOSSIL GROUP CMN STK|FBCO|Credit Suisse Securities (USA) LLC|1231340
FOSL|FOSSIL GROUP CMN STK|FBRC|B. RILEY FBR, INC.|3344
FOSL|FOSSIL GROUP CMN STK|FILL|Tradestation Securities, Inc.|142895
FOSL|FOSSIL GROUP CMN STK|FMAF|NBCN Inc./ CDS|17023
FOSL|FOSSIL GROUP CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|1075289
FOSL|FOSSIL GROUP CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|88462
FOSL|FOSSIL GROUP CMN STK|FQLS|Quantlab Securities LP|562255
FOSL|FOSSIL GROUP CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|228787
FOSL|FOSSIL GROUP CMN STK|FTBR|Foliofn Investments, Inc.|17130
FOSL|FOSSIL GROUP CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|42477
FOSL|FOSSIL GROUP CMN STK|GLIS|TD Securities Inc|1958
FOSL|FOSSIL GROUP CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|156568
FOSL|FOSSIL GROUP CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|1354375
FOSL|FOSSIL GROUP CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|88677
FOSL|FOSSIL GROUP CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|25487
FOSL|FOSSIL GROUP CMN STK|GTSZ|GTS SECURITIES LLC|121847
FOSL|FOSSIL GROUP CMN STK|HAPX|HAP Trading, LLC|200
FOSL|FOSSIL GROUP CMN STK|HRBF|American Enterprise Investment Services Inc.|1438
FOSL|FOSSIL GROUP CMN STK|HSBC|HSBC Securities, Inc.|1715
FOSL|FOSSIL GROUP CMN STK|IATS|INTERACTIVE BROKERS LLC|152836
FOSL|FOSSIL GROUP CMN STK|IBKR|Interactive Brokers Llc|1306338
FOSL|FOSSIL GROUP CMN STK|ICBX|INSTINET, LLC|120433
FOSL|FOSSIL GROUP CMN STK|IEQY|CITADEL SECURITIES LLC|133827
FOSL|FOSSIL GROUP CMN STK|INCA|INSTINET, LLC|855575
FOSL|FOSSIL GROUP CMN STK|INJX|INSTINET, LLC|54769
FOSL|FOSSIL GROUP CMN STK|ITGI|ITG Inc.|122713
FOSL|FOSSIL GROUP CMN STK|ITGP|ITG INC.|192800
FOSL|FOSSIL GROUP CMN STK|JEFF|JEFFERIES LLC|102968
FOSL|FOSSIL GROUP CMN STK|JMPT|JUMP TRADING, LLC|186684
FOSL|FOSSIL GROUP CMN STK|JONE|JonesTrading|374
FOSL|FOSSIL GROUP CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|120114
FOSL|FOSSIL GROUP CMN STK|JPMX|J.P. Morgan Securities LLC|774996
FOSL|FOSSIL GROUP CMN STK|JSJX|JANE STREET CAPITAL LLC|10544
FOSL|FOSSIL GROUP CMN STK|JUTA|JUMP TRADING, LLC|300
FOSL|FOSSIL GROUP CMN STK|KCGM|VIRTU Americas LLC|83993
FOSL|FOSSIL GROUP CMN STK|KING|C. L. King & Associates, Inc.|6300
FOSL|FOSSIL GROUP CMN STK|LEHM|Barclays Capital Inc./Le|1985989
FOSL|FOSSIL GROUP CMN STK|LIME|Lime Brokerage LLC|238602
FOSL|FOSSIL GROUP CMN STK|LIWE|LIME BROKERAGE LLC|3
FOSL|FOSSIL GROUP CMN STK|LOOP|Loop Capital Markets LLC|3616
FOSL|FOSSIL GROUP CMN STK|LQNA|LIQUIDNET, INC.|36600
FOSL|FOSSIL GROUP CMN STK|LSCI|Lek Securities Corporation|3002
FOSL|FOSSIL GROUP CMN STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2430
FOSL|FOSSIL GROUP CMN STK|MACQ|Macquarie Capital (USA) Inc.|16600
FOSL|FOSSIL GROUP CMN STK|MAXM|Maxim Group LLC|7122
FOSL|FOSSIL GROUP CMN STK|MBTS|ALLY INVEST SECURITIES LLC|135886
FOSL|FOSSIL GROUP CMN STK|MCMF|Raymond James Ltd. Cds|35
FOSL|FOSSIL GROUP CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|164482
FOSL|FOSSIL GROUP CMN STK|MOTF|MOTIF INVESTING, INC.|22
FOSL|FOSSIL GROUP CMN STK|MSCO|MORGAN STANLEY & CO. LLC|3975992
FOSL|FOSSIL GROUP CMN STK|MSPL|MORGAN STANLEY & CO. LLC|818200
FOSL|FOSSIL GROUP CMN STK|MSTX|MORGAN STANLEY & CO. LLC|700400
FOSL|FOSSIL GROUP CMN STK|NEUB|NEUBERGER BERMAN BD LLC|500
FOSL|FOSSIL GROUP CMN STK|NFSC|National Financial Services LLC|1228761
FOSL|FOSSIL GROUP CMN STK|NITE|VIRTU Americas LLC|2253162
FOSL|FOSSIL GROUP CMN STK|NITP|VIRTU Americas LLC|7100
FOSL|FOSSIL GROUP CMN STK|NQRB|Brut, LLC|48899
FOSL|FOSSIL GROUP CMN STK|OHOS|TWO SIGMA SECURITIES, LLC|166738
FOSL|FOSSIL GROUP CMN STK|OPCO|Oppenheimer & Co. Inc.|1496
FOSL|FOSSIL GROUP CMN STK|PDQM|CODA MARKETS, INC.|113648
FOSL|FOSSIL GROUP CMN STK|PHLY|NASDAQ Execution Services, LLC|50400
FOSL|FOSSIL GROUP CMN STK|PIPR|Piper Jaffray & Co.|8000
FOSL|FOSSIL GROUP CMN STK|PNSR|Penserra Securities, LLC|2629
FOSL|FOSSIL GROUP CMN STK|POIN|PRECISION SECURITIES, LLC (POIN)|300
FOSL|FOSSIL GROUP CMN STK|PWJC|UBS Financial Services, Inc.|1500
FOSL|FOSSIL GROUP CMN STK|RAJA|Raymond James & Associates, Inc.|588
FOSL|FOSSIL GROUP CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|13776
FOSL|FOSSIL GROUP CMN STK|RHCO|Suntrust Robinson Humphrey, Inc.|13130
FOSL|FOSSIL GROUP CMN STK|SAGL|SAGETRADER, LLC|3603
FOSL|FOSSIL GROUP CMN STK|SBSH|Citigroup Global Markets Inc.|460977
FOSL|FOSSIL GROUP CMN STK|SEIC|SEI Investments Distribution Co.|400
FOSL|FOSSIL GROUP CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|192265
FOSL|FOSSIL GROUP CMN STK|SIBO|Prime Executions, Inc.|31937
FOSL|FOSSIL GROUP CMN STK|SOGO|Wang Investment Associates, Inc.|325
FOSL|FOSSIL GROUP CMN STK|SPDR|SPEEDROUTE LLC|11904
FOSL|FOSSIL GROUP CMN STK|SPHN|Stephens Inc.|20000
FOSL|FOSSIL GROUP CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|200
FOSL|FOSSIL GROUP CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|11658
FOSL|FOSSIL GROUP CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|3012
FOSL|FOSSIL GROUP CMN STK|SWIM|TD Ameritrade, Inc.|605758
FOSL|FOSSIL GROUP CMN STK|SWST|Hilltop Securities Inc.|14418
FOSL|FOSSIL GROUP CMN STK|TKNG|ALLY INVEST SECURITIES LLC|14227
FOSL|FOSSIL GROUP CMN STK|TMBR|Timber Hill LLC|4448
FOSL|FOSSIL GROUP CMN STK|TRBT|Tradebot Systems, Inc.|677881
FOSL|FOSSIL GROUP CMN STK|TRCM|TRC MARKETS LLC|515307
FOSL|FOSSIL GROUP CMN STK|TWTT|TASTYWORKS, INC.|160
FOSL|FOSSIL GROUP CMN STK|UBSA|UBS SECURITIES LLC|726391
FOSL|FOSSIL GROUP CMN STK|UBSS|UBS Securities LLC|1107354
FOSL|FOSSIL GROUP CMN STK|VALX|VIRTU AMERICAS LLC|15548
FOSL|FOSSIL GROUP CMN STK|VGRD|Vanguard Marketing Corporation|42028
FOSL|FOSSIL GROUP CMN STK|VNDS|VANDHAM SECURITIES CORP|51854
FOSL|FOSSIL GROUP CMN STK|WABR|Wall Street Access|30621
FOSL|FOSSIL GROUP CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|7716
FOSL|FOSSIL GROUP CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|215159
FOSL|FOSSIL GROUP CMN STK|WEDB|WEDBUSH SECURITIES INC.|7372
FOSL|FOSSIL GROUP CMN STK|WEED|Weeden & Co.L.P.|5333
FOSL|FOSSIL GROUP CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|32531
FOSL|FOSSIL GROUP CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|93708
FOSL|FOSSIL GROUP CMN STK|WGIF|CIBC World Markets Inc.|20509
FOSL|FOSSIL GROUP CMN STK|WSEA|WOLVERINE SECURITIES, LLC|103805
FOSL|FOSSIL GROUP CMN STK|XIST|INSTINET, LLC|594244
FOSL|FOSSIL GROUP CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|100042
FOSL|FOSSIL GROUP CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|7764
FOSL|FOSSIL GROUP CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1605
FOX|21ST CENTRY FOX B CM|ABLE|NATIXIS Securities Americas LLC|60604
FOX|21ST CENTRY FOX B CM|AGIS|Aegis Capital Corp.|39530
FOX|21ST CENTRY FOX B CM|ALTX|Alternet Securities Inc.|30618
FOX|21ST CENTRY FOX B CM|ANOS|ABEL/NOSER, L.L.C.|8818
FOX|21ST CENTRY FOX B CM|APCC|Apex Clearing Corporation|11964
FOX|21ST CENTRY FOX B CM|BANK|Primevest Financial Services, Inc.|241
FOX|21ST CENTRY FOX B CM|BARD|Robert W. Baird & Co. Incorporated|19883
FOX|21ST CENTRY FOX B CM|BATM|CBOE TRADING, INC.|21359
FOX|21ST CENTRY FOX B CM|BAYC|BAY CREST PARTNERS, LLC|27384
FOX|21ST CENTRY FOX B CM|BAYT|BTIG, LLC|18000
FOX|21ST CENTRY FOX B CM|BBNT|BB&T SECURITIES, LLC|238
FOX|21ST CENTRY FOX B CM|BERN|Sanford C. Bernstein & Co., LLC|469899
FOX|21ST CENTRY FOX B CM|BIAD|SAGETRADER, LLC|1394
FOX|21ST CENTRY FOX B CM|BIMI|Banca IMI Securities Corp.|496
FOX|21ST CENTRY FOX B CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14539
FOX|21ST CENTRY FOX B CM|BLKX|INSTINET, LLC|317627
FOX|21ST CENTRY FOX B CM|BMOC|BMO Capital Markets Corp.|314431
FOX|21ST CENTRY FOX B CM|BNCH|The Benchmark Company, LLC|2000
FOX|21ST CENTRY FOX B CM|BNPX|BNP PARIBAS SECURITIES CORP.|819809
FOX|21ST CENTRY FOX B CM|BTIG|BTIG, LLC|1706042
FOX|21ST CENTRY FOX B CM|BYXM|CBOE TRADING, INC.|6264
FOX|21ST CENTRY FOX B CM|CANT|Cantor Fitzgerald & Co.|124364
FOX|21ST CENTRY FOX B CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|77862
FOX|21ST CENTRY FOX B CM|CHAS|Charles Schwab & Co., Inc.|4936
FOX|21ST CENTRY FOX B CM|CHLC|CHURCHILL CAPITAL USA, INC.|9438
FOX|21ST CENTRY FOX B CM|CIBP|CIBC World Markets Corp.|24294
FOX|21ST CENTRY FOX B CM|CIST|Capital Institutional Services, Inc.|11379
FOX|21ST CENTRY FOX B CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1531089
FOX|21ST CENTRY FOX B CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3559
FOX|21ST CENTRY FOX B CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|72268
FOX|21ST CENTRY FOX B CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1630653
FOX|21ST CENTRY FOX B CM|CTDL|Citadel Derivatives Group Llc|448256
FOX|21ST CENTRY FOX B CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|280510
FOX|21ST CENTRY FOX B CM|DAWA|Daiwa Capital Markets America Inc.|29
FOX|21ST CENTRY FOX B CM|DBAB|Deutsche Bank Securities Inc.|2556433
FOX|21ST CENTRY FOX B CM|DBAX|Deutsche Bank Securities Inc.|807200
FOX|21ST CENTRY FOX B CM|DCHF|Dart Executions, LLC|7000
FOX|21ST CENTRY FOX B CM|DEAN|MORGAN STANLEY|26886
FOX|21ST CENTRY FOX B CM|DEGS|RONIN PROFESSIONAL LLC|11579
FOX|21ST CENTRY FOX B CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10545
FOX|21ST CENTRY FOX B CM|DIVA|Divine Capital Markets LLC|1500
FOX|21ST CENTRY FOX B CM|DRWK|DRW SECURITIES, L.L.C.|382871
FOX|21ST CENTRY FOX B CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|29750
FOX|21ST CENTRY FOX B CM|EBXL|EBX LLC|2382200
FOX|21ST CENTRY FOX B CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|76730
FOX|21ST CENTRY FOX B CM|EDJC|Edward Jones / CDS|40
FOX|21ST CENTRY FOX B CM|EDJO|Edward D. Jones & Co., L.P.|13722
FOX|21ST CENTRY FOX B CM|EGAM|CBOE TRADING, INC.|75176
FOX|21ST CENTRY FOX B CM|EGAW|CBOE TRADING, INC.|1834
FOX|21ST CENTRY FOX B CM|EGMT|EG MARKET TECHNOLOGIES LLC|900
FOX|21ST CENTRY FOX B CM|EGXM|CBOE TRADING, INC.|14991
FOX|21ST CENTRY FOX B CM|EGXW|CBOE TRADING, INC.|22
FOX|21ST CENTRY FOX B CM|ELEV|ELEVATION, LLC|164
FOX|21ST CENTRY FOX B CM|ESPO|ESPOSITO SECURITIES, LLC|23119
FOX|21ST CENTRY FOX B CM|ETBE|Electronic Transaction Clearing, Inc.|362111
FOX|21ST CENTRY FOX B CM|ETCB|ETC BROKERAGE SERVICES, LLC|28
FOX|21ST CENTRY FOX B CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3500
FOX|21ST CENTRY FOX B CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44860
FOX|21ST CENTRY FOX B CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|4765
FOX|21ST CENTRY FOX B CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6000
FOX|21ST CENTRY FOX B CM|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|336138
FOX|21ST CENTRY FOX B CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1920
FOX|21ST CENTRY FOX B CM|ETRS|E*Trade Securities LLC|348851
FOX|21ST CENTRY FOX B CM|EVRS|E1 ASSET MANAGEMENT, INC.|1740
FOX|21ST CENTRY FOX B CM|FBCO|Credit Suisse Securities (USA) LLC|3144326
FOX|21ST CENTRY FOX B CM|FBRC|B. RILEY FBR, INC.|2000
FOX|21ST CENTRY FOX B CM|FILL|Tradestation Securities, Inc.|25875
FOX|21ST CENTRY FOX B CM|FINX|FINTECH SECURITIES|1600
FOX|21ST CENTRY FOX B CM|FMAF|NBCN Inc./ CDS|1975
FOX|21ST CENTRY FOX B CM|FOMA|TD AMERITRADE CLEARING, INC.|812965
FOX|21ST CENTRY FOX B CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1502
FOX|21ST CENTRY FOX B CM|FQLS|Quantlab Securities LP|1279750
FOX|21ST CENTRY FOX B CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|249997
FOX|21ST CENTRY FOX B CM|FTBR|Foliofn Investments, Inc.|3039
FOX|21ST CENTRY FOX B CM|GBMT|GBM International, Inc.|10035
FOX|21ST CENTRY FOX B CM|GEBB|GLOBAL EXECUTION BROKERS, LP|729487
FOX|21ST CENTRY FOX B CM|GELP|RBC CAPITAL MARKETS, LLC|13902
FOX|21ST CENTRY FOX B CM|GLIS|TD Securities Inc|40
FOX|21ST CENTRY FOX B CM|GLPX|ACS EXECUTION SERVICES, LLC|115166
FOX|21ST CENTRY FOX B CM|GSCO|GOLDMAN SACHS & CO. LLC|7318159
FOX|21ST CENTRY FOX B CM|GSCS|GOLDMAN SACHS & CO. LLC|1431491
FOX|21ST CENTRY FOX B CM|GSLT|GOLDMAN SACHS & CO. LLC|123054
FOX|21ST CENTRY FOX B CM|GTSZ|GTS SECURITIES LLC|1810848
FOX|21ST CENTRY FOX B CM|HAPX|HAP Trading, LLC|1306
FOX|21ST CENTRY FOX B CM|HRBF|American Enterprise Investment Services Inc.|12082
FOX|21ST CENTRY FOX B CM|HSBC|HSBC Securities, Inc.|77533
FOX|21ST CENTRY FOX B CM|IATS|INTERACTIVE BROKERS LLC|48929
FOX|21ST CENTRY FOX B CM|IBKR|Interactive Brokers Llc|605066
FOX|21ST CENTRY FOX B CM|IBSJ|Integrity Brokerage Services, Inc.|200
FOX|21ST CENTRY FOX B CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|33
FOX|21ST CENTRY FOX B CM|ICBX|INSTINET, LLC|2111779
FOX|21ST CENTRY FOX B CM|IEQY|CITADEL SECURITIES LLC|2156902
FOX|21ST CENTRY FOX B CM|INCA|INSTINET, LLC|4654497
FOX|21ST CENTRY FOX B CM|INJX|INSTINET, LLC|464947
FOX|21ST CENTRY FOX B CM|ITGI|ITG Inc.|1835046
FOX|21ST CENTRY FOX B CM|ITGP|ITG INC.|1062800
FOX|21ST CENTRY FOX B CM|JANY|Janney Montgomery Scott Inc.|10467
FOX|21ST CENTRY FOX B CM|JEFF|JEFFERIES LLC|4451028
FOX|21ST CENTRY FOX B CM|JMPT|JUMP TRADING, LLC|736772
FOX|21ST CENTRY FOX B CM|JONE|JonesTrading|1001375
FOX|21ST CENTRY FOX B CM|JPBX|J.P. MORGAN SECURITIES LLC|45669
FOX|21ST CENTRY FOX B CM|JPMX|J.P. Morgan Securities LLC|5789924
FOX|21ST CENTRY FOX B CM|JSJX|JANE STREET CAPITAL LLC|144442
FOX|21ST CENTRY FOX B CM|KCGM|VIRTU Americas LLC|660941
FOX|21ST CENTRY FOX B CM|KRSH|Kershner Securities, LLC|25100
FOX|21ST CENTRY FOX B CM|LEHM|Barclays Capital Inc./Le|3427470
FOX|21ST CENTRY FOX B CM|LIME|Lime Brokerage LLC|1807348
FOX|21ST CENTRY FOX B CM|LMGP|LIME BROKERAGE LLC|49204
FOX|21ST CENTRY FOX B CM|LOOP|Loop Capital Markets LLC|11944
FOX|21ST CENTRY FOX B CM|LQNA|LIQUIDNET, INC.|204800
FOX|21ST CENTRY FOX B CM|LSCI|Lek Securities Corporation|2777
FOX|21ST CENTRY FOX B CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
FOX|21ST CENTRY FOX B CM|MACC|Mid Atlantic Capital Corporation|2100
FOX|21ST CENTRY FOX B CM|MACQ|Macquarie Capital (USA) Inc.|2432
FOX|21ST CENTRY FOX B CM|MAXM|Maxim Group LLC|64622
FOX|21ST CENTRY FOX B CM|MCMF|Raymond James Ltd. Cds|11243
FOX|21ST CENTRY FOX B CM|MKMP|MKM Partners LLC|200
FOX|21ST CENTRY FOX B CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1474208
FOX|21ST CENTRY FOX B CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
FOX|21ST CENTRY FOX B CM|MNDX|TJM Investments, LLC|2500
FOX|21ST CENTRY FOX B CM|MOTF|MOTIF INVESTING, INC.|15
FOX|21ST CENTRY FOX B CM|MSCO|MORGAN STANLEY & CO. LLC|9676390
FOX|21ST CENTRY FOX B CM|MSPL|MORGAN STANLEY & CO. LLC|972500
FOX|21ST CENTRY FOX B CM|MSTX|MORGAN STANLEY & CO. LLC|556500
FOX|21ST CENTRY FOX B CM|NATL|National Securities Corporation|1710
FOX|21ST CENTRY FOX B CM|NFSC|National Financial Services LLC|1095087
FOX|21ST CENTRY FOX B CM|NITE|VIRTU Americas LLC|2023517
FOX|21ST CENTRY FOX B CM|NITP|VIRTU Americas LLC|30195
FOX|21ST CENTRY FOX B CM|NMRA|Nomura Securities International, Inc.|15274
FOX|21ST CENTRY FOX B CM|NQRB|Brut, LLC|247117
FOX|21ST CENTRY FOX B CM|NTRC|Northern Trust Securities, Inc.|57
FOX|21ST CENTRY FOX B CM|OHOS|TWO SIGMA SECURITIES, LLC|39358
FOX|21ST CENTRY FOX B CM|OLDM|OLD MISSION CAPITAL, LLC|21948
FOX|21ST CENTRY FOX B CM|OPCO|Oppenheimer & Co. Inc.|903064
FOX|21ST CENTRY FOX B CM|OTAA|OTA LLC|42800
FOX|21ST CENTRY FOX B CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7359
FOX|21ST CENTRY FOX B CM|PCFF|Pacific International Securities Inc./CDS|180
FOX|21ST CENTRY FOX B CM|PCPT|PHILLIP CAPITAL INC.|1425
FOX|21ST CENTRY FOX B CM|PDQM|CODA MARKETS, INC.|128038
FOX|21ST CENTRY FOX B CM|PHLY|NASDAQ Execution Services, LLC|11400
FOX|21ST CENTRY FOX B CM|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|100
FOX|21ST CENTRY FOX B CM|PIPR|Piper Jaffray & Co.|52600
FOX|21ST CENTRY FOX B CM|PNSR|Penserra Securities, LLC|129364
FOX|21ST CENTRY FOX B CM|PWJC|UBS Financial Services, Inc.|1152
FOX|21ST CENTRY FOX B CM|QMSR|QUATTRO M SECURITIES INC.|12290
FOX|21ST CENTRY FOX B CM|RAJA|Raymond James & Associates, Inc.|12701
FOX|21ST CENTRY FOX B CM|RBCM|RBC CAPITAL MARKETS, LLC|14191
FOX|21ST CENTRY FOX B CM|RHCO|Suntrust Robinson Humphrey, Inc.|265
FOX|21ST CENTRY FOX B CM|SAGL|SAGETRADER, LLC|58986
FOX|21ST CENTRY FOX B CM|SAGW|SAGETRADER, LLC|884
FOX|21ST CENTRY FOX B CM|SALI|INTL FCSTONE FINANCIAL INC.|28072
FOX|21ST CENTRY FOX B CM|SBSH|Citigroup Global Markets Inc.|1520363
FOX|21ST CENTRY FOX B CM|SEIC|SEI Investments Distribution Co.|300
FOX|21ST CENTRY FOX B CM|SGMT|GOLDMAN SACHS & CO. LLC|1576911
FOX|21ST CENTRY FOX B CM|SOGO|Wang Investment Associates, Inc.|234
FOX|21ST CENTRY FOX B CM|SPDR|SPEEDROUTE LLC|115486
FOX|21ST CENTRY FOX B CM|SPHN|Stephens Inc.|100
FOX|21ST CENTRY FOX B CM|SPTD|MINT GLOBAL MARKETS, INC.|200
FOX|21ST CENTRY FOX B CM|STFL|Stifel, Nicolaus & Company, Incorporated|26463
FOX|21ST CENTRY FOX B CM|STKP|STOCKPILE INVESTMENTS, INC.|258
FOX|21ST CENTRY FOX B CM|SWIM|TD Ameritrade, Inc.|429008
FOX|21ST CENTRY FOX B CM|SWST|Hilltop Securities Inc.|320752
FOX|21ST CENTRY FOX B CM|TKNG|ALLY INVEST SECURITIES LLC|8854
FOX|21ST CENTRY FOX B CM|TOUR|TOURMALINE PARTNERS, LLC|200
FOX|21ST CENTRY FOX B CM|TRBT|Tradebot Systems, Inc.|1714208
FOX|21ST CENTRY FOX B CM|TRCM|TRC MARKETS LLC|2365984
FOX|21ST CENTRY FOX B CM|TTUC|CUTTONE & CO., INC.|511
FOX|21ST CENTRY FOX B CM|TWTT|TASTYWORKS, INC.|100
FOX|21ST CENTRY FOX B CM|UBSA|UBS SECURITIES LLC|4152926
FOX|21ST CENTRY FOX B CM|UBSS|UBS Securities LLC|8906075
FOX|21ST CENTRY FOX B CM|UFPA|UNITED FIRST PARTNERS LLC|41681
FOX|21ST CENTRY FOX B CM|VALX|VIRTU AMERICAS LLC|76383
FOX|21ST CENTRY FOX B CM|VGRD|Vanguard Marketing Corporation|43925
FOX|21ST CENTRY FOX B CM|VIEW|VIEWTRADE SECURITIES LLC|2
FOX|21ST CENTRY FOX B CM|VSIN|Vision Financial Markets Llc|17
FOX|21ST CENTRY FOX B CM|WABR|Wall Street Access|6000
FOX|21ST CENTRY FOX B CM|WBLR|WILLIAM BLAIR|1600
FOX|21ST CENTRY FOX B CM|WBPX|SUMMIT SECURITIES GROUP, LLC|49961
FOX|21ST CENTRY FOX B CM|WCHV|WELLS FARGO SECURITIES, LLC|449507
FOX|21ST CENTRY FOX B CM|WDNX|WEEDEN & CO.L.P.|8194
FOX|21ST CENTRY FOX B CM|WEDB|WEDBUSH SECURITIES INC.|128630
FOX|21ST CENTRY FOX B CM|WEED|Weeden & Co.L.P.|1655213
FOX|21ST CENTRY FOX B CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56771
FOX|21ST CENTRY FOX B CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|110634
FOX|21ST CENTRY FOX B CM|WGIF|CIBC World Markets Inc.|9708
FOX|21ST CENTRY FOX B CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|777
FOX|21ST CENTRY FOX B CM|WOLF|Wolfe Trahan Securities|100
FOX|21ST CENTRY FOX B CM|WORD|Worden Capital Management LLC|1582
FOX|21ST CENTRY FOX B CM|WSEA|WOLVERINE SECURITIES, LLC|7939
FOX|21ST CENTRY FOX B CM|XIST|INSTINET, LLC|31378
FOX|21ST CENTRY FOX B CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|217354
FOX|21ST CENTRY FOX B CM|YKNA|COMHAR CAPITAL MARKETS, LLC|10001
FOX|21ST CENTRY FOX B CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5369
FOXA|21ST CENTRY FOX A CM|ABLE|NATIXIS Securities Americas LLC|6769926
FOXA|21ST CENTRY FOX A CM|ADAM|CANACCORD GENUITY INC.|34927
FOXA|21ST CENTRY FOX A CM|AGIS|Aegis Capital Corp.|4284
FOXA|21ST CENTRY FOX A CM|ALTX|Alternet Securities Inc.|164905
FOXA|21ST CENTRY FOX A CM|ANOS|ABEL/NOSER, L.L.C.|18144
FOXA|21ST CENTRY FOX A CM|APCC|Apex Clearing Corporation|48940
FOXA|21ST CENTRY FOX A CM|AQUA|AQUA SECURITIES L.P.|11300
FOXA|21ST CENTRY FOX A CM|BARD|Robert W. Baird & Co. Incorporated|1506878
FOXA|21ST CENTRY FOX A CM|BATM|CBOE TRADING, INC.|55358
FOXA|21ST CENTRY FOX A CM|BAYC|BAY CREST PARTNERS, LLC|342137
FOXA|21ST CENTRY FOX A CM|BAYT|BTIG, LLC|59221
FOXA|21ST CENTRY FOX A CM|BBNT|BB&T SECURITIES, LLC|2115
FOXA|21ST CENTRY FOX A CM|BERN|Sanford C. Bernstein & Co., LLC|3755192
FOXA|21ST CENTRY FOX A CM|BIDS|BIDS TRADING L.P.|239800
FOXA|21ST CENTRY FOX A CM|BIMI|Banca IMI Securities Corp.|10055
FOXA|21ST CENTRY FOX A CM|BKCM|BNY Mellon Capital Markets LLC|969
FOXA|21ST CENTRY FOX A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29077
FOXA|21ST CENTRY FOX A CM|BLKX|INSTINET, LLC|2908588
FOXA|21ST CENTRY FOX A CM|BMOC|BMO Capital Markets Corp.|466867
FOXA|21ST CENTRY FOX A CM|BNCH|The Benchmark Company, LLC|9896
FOXA|21ST CENTRY FOX A CM|BNPX|BNP PARIBAS SECURITIES CORP.|2486521
FOXA|21ST CENTRY FOX A CM|BRGE|Newbridge Securities Corp.|120
FOXA|21ST CENTRY FOX A CM|BTIG|BTIG, LLC|1728723
FOXA|21ST CENTRY FOX A CM|BYXM|CBOE TRADING, INC.|21319
FOXA|21ST CENTRY FOX A CM|CANT|Cantor Fitzgerald & Co.|838923
FOXA|21ST CENTRY FOX A CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|827288
FOXA|21ST CENTRY FOX A CM|CHAS|Charles Schwab & Co., Inc.|23378
FOXA|21ST CENTRY FOX A CM|CHBC|PENSERRA SECURITIES, LLC|1147800
FOXA|21ST CENTRY FOX A CM|CHLC|CHURCHILL CAPITAL USA, INC.|39795
FOXA|21ST CENTRY FOX A CM|CIBP|CIBC World Markets Corp.|811255
FOXA|21ST CENTRY FOX A CM|CICF|Canaccord Genuity Corp.|650
FOXA|21ST CENTRY FOX A CM|CIST|Capital Institutional Services, Inc.|33425
FOXA|21ST CENTRY FOX A CM|CLSA|CLSA AMERICAS, LLC|82065
FOXA|21ST CENTRY FOX A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4252025
FOXA|21ST CENTRY FOX A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13612
FOXA|21ST CENTRY FOX A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|313186
FOXA|21ST CENTRY FOX A CM|CRFN|ROBINHOOD FINANCIAL, LLC|5
FOXA|21ST CENTRY FOX A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5832951
FOXA|21ST CENTRY FOX A CM|CTDL|Citadel Derivatives Group Llc|122364
FOXA|21ST CENTRY FOX A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1147982
FOXA|21ST CENTRY FOX A CM|DADA|D.A. Davidson & Co.|2917
FOXA|21ST CENTRY FOX A CM|DAVA|Davenport & Company LLC|427
FOXA|21ST CENTRY FOX A CM|DAWA|Daiwa Capital Markets America Inc.|310
FOXA|21ST CENTRY FOX A CM|DBAB|Deutsche Bank Securities Inc.|3983403
FOXA|21ST CENTRY FOX A CM|DBAX|Deutsche Bank Securities Inc.|4289600
FOXA|21ST CENTRY FOX A CM|DBUL|Deutsche Bank Securities Inc.|236
FOXA|21ST CENTRY FOX A CM|DCHF|Dart Executions, LLC|100972
FOXA|21ST CENTRY FOX A CM|DEAN|MORGAN STANLEY|36386
FOXA|21ST CENTRY FOX A CM|DEGS|RONIN PROFESSIONAL LLC|17878
FOXA|21ST CENTRY FOX A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|778642
FOXA|21ST CENTRY FOX A CM|DRWC|DRW SECURITIES, L.L.C.|20688
FOXA|21ST CENTRY FOX A CM|DRWK|DRW SECURITIES, L.L.C.|316284
FOXA|21ST CENTRY FOX A CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|34879
FOXA|21ST CENTRY FOX A CM|EBXL|EBX LLC|6222600
FOXA|21ST CENTRY FOX A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|351171
FOXA|21ST CENTRY FOX A CM|EDJC|Edward Jones / CDS|318
FOXA|21ST CENTRY FOX A CM|EDJO|Edward D. Jones & Co., L.P.|9576
FOXA|21ST CENTRY FOX A CM|EGAM|CBOE TRADING, INC.|102180
FOXA|21ST CENTRY FOX A CM|EGAW|CBOE TRADING, INC.|1667
FOXA|21ST CENTRY FOX A CM|EGMT|EG MARKET TECHNOLOGIES LLC|1800
FOXA|21ST CENTRY FOX A CM|EGXM|CBOE TRADING, INC.|71655
FOXA|21ST CENTRY FOX A CM|EGXW|CBOE TRADING, INC.|778
FOXA|21ST CENTRY FOX A CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|6000
FOXA|21ST CENTRY FOX A CM|ETBE|Electronic Transaction Clearing, Inc.|737893
FOXA|21ST CENTRY FOX A CM|ETCC|Electronic Transaction Clearing, Inc.|7164
FOXA|21ST CENTRY FOX A CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2200
FOXA|21ST CENTRY FOX A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47969
FOXA|21ST CENTRY FOX A CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|4844
FOXA|21ST CENTRY FOX A CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6002
FOXA|21ST CENTRY FOX A CM|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|580720
FOXA|21ST CENTRY FOX A CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4450
FOXA|21ST CENTRY FOX A CM|ETRS|E*Trade Securities LLC|1089253
FOXA|21ST CENTRY FOX A CM|FBCO|Credit Suisse Securities (USA) LLC|11960303
FOXA|21ST CENTRY FOX A CM|FBRC|B. RILEY FBR, INC.|430374
FOXA|21ST CENTRY FOX A CM|FBSB|U.S. Bancorp Investments, Inc.|51
FOXA|21ST CENTRY FOX A CM|FILL|Tradestation Securities, Inc.|89629
FOXA|21ST CENTRY FOX A CM|FINX|FINTECH SECURITIES|106
FOXA|21ST CENTRY FOX A CM|FMAF|NBCN Inc./ CDS|13960
FOXA|21ST CENTRY FOX A CM|FOMA|TD AMERITRADE CLEARING, INC.|1386066
FOXA|21ST CENTRY FOX A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|170596
FOXA|21ST CENTRY FOX A CM|FQLS|Quantlab Securities LP|3568170
FOXA|21ST CENTRY FOX A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1680610
FOXA|21ST CENTRY FOX A CM|FTBR|Foliofn Investments, Inc.|2344
FOXA|21ST CENTRY FOX A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|952400
FOXA|21ST CENTRY FOX A CM|GELP|RBC CAPITAL MARKETS, LLC|33366
FOXA|21ST CENTRY FOX A CM|GHCC|Gordon, Haskett Capital Corporation|100
FOXA|21ST CENTRY FOX A CM|GLIS|TD Securities Inc|200
FOXA|21ST CENTRY FOX A CM|GLPX|ACS EXECUTION SERVICES, LLC|700505
FOXA|21ST CENTRY FOX A CM|GSCO|GOLDMAN SACHS & CO. LLC|35895511
FOXA|21ST CENTRY FOX A CM|GSCS|GOLDMAN SACHS & CO. LLC|3465585
FOXA|21ST CENTRY FOX A CM|GSLT|GOLDMAN SACHS & CO. LLC|296246
FOXA|21ST CENTRY FOX A CM|GTSZ|GTS SECURITIES LLC|1068361
FOXA|21ST CENTRY FOX A CM|HAPX|HAP Trading, LLC|25805
FOXA|21ST CENTRY FOX A CM|HITS|Height Securities, LLC|12300
FOXA|21ST CENTRY FOX A CM|HRBF|American Enterprise Investment Services Inc.|41554
FOXA|21ST CENTRY FOX A CM|HSBC|HSBC Securities, Inc.|309964
FOXA|21ST CENTRY FOX A CM|IATS|INTERACTIVE BROKERS LLC|128083
FOXA|21ST CENTRY FOX A CM|IBKR|Interactive Brokers Llc|1991721
FOXA|21ST CENTRY FOX A CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2013
FOXA|21ST CENTRY FOX A CM|ICBX|INSTINET, LLC|3089837
FOXA|21ST CENTRY FOX A CM|IEQY|CITADEL SECURITIES LLC|2906203
FOXA|21ST CENTRY FOX A CM|IMPC|Imperial Capital, LLC|9030
FOXA|21ST CENTRY FOX A CM|INCA|INSTINET, LLC|12978641
FOXA|21ST CENTRY FOX A CM|INJX|INSTINET, LLC|1334884
FOXA|21ST CENTRY FOX A CM|ITGI|ITG Inc.|830914
FOXA|21ST CENTRY FOX A CM|ITGP|ITG INC.|5382200
FOXA|21ST CENTRY FOX A CM|JANY|Janney Montgomery Scott Inc.|13428
FOXA|21ST CENTRY FOX A CM|JEFF|JEFFERIES LLC|3468672
FOXA|21ST CENTRY FOX A CM|JMPT|JUMP TRADING, LLC|1705472
FOXA|21ST CENTRY FOX A CM|JONE|JonesTrading|3257321
FOXA|21ST CENTRY FOX A CM|JPBX|J.P. MORGAN SECURITIES LLC|1706755
FOXA|21ST CENTRY FOX A CM|JPMX|J.P. Morgan Securities LLC|11338533
FOXA|21ST CENTRY FOX A CM|JRCO|Johnson Rice & Company L.L.C.|5400
FOXA|21ST CENTRY FOX A CM|JSJX|JANE STREET CAPITAL LLC|41249
FOXA|21ST CENTRY FOX A CM|JUTA|JUMP TRADING, LLC|500
FOXA|21ST CENTRY FOX A CM|KBWI|Keefe, Bruyette & Woods, Inc.|86600
FOXA|21ST CENTRY FOX A CM|KCGM|VIRTU Americas LLC|1647183
FOXA|21ST CENTRY FOX A CM|KEYB|KEYBANC CAPITAL MARKETS INC.|549006
FOXA|21ST CENTRY FOX A CM|KRSH|Kershner Securities, LLC|25100
FOXA|21ST CENTRY FOX A CM|LEER|LEERINK PARTNERS LLC|1000
FOXA|21ST CENTRY FOX A CM|LEHM|Barclays Capital Inc./Le|20260742
FOXA|21ST CENTRY FOX A CM|LIME|Lime Brokerage LLC|2232933
FOXA|21ST CENTRY FOX A CM|LIWE|LIME BROKERAGE LLC|5109
FOXA|21ST CENTRY FOX A CM|LIWM|LIME BROKERAGE LLC|11588
FOXA|21ST CENTRY FOX A CM|LMGP|LIME BROKERAGE LLC|60178
FOXA|21ST CENTRY FOX A CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|1625658
FOXA|21ST CENTRY FOX A CM|LOOP|Loop Capital Markets LLC|15580
FOXA|21ST CENTRY FOX A CM|LQNA|LIQUIDNET, INC.|3228400
FOXA|21ST CENTRY FOX A CM|LQNB|LIQUIDNET, INC.|208500
FOXA|21ST CENTRY FOX A CM|LSCI|Lek Securities Corporation|13821
FOXA|21ST CENTRY FOX A CM|LTCO|Ladenburg, Thalmann & Co., Inc.|207535
FOXA|21ST CENTRY FOX A CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7087
FOXA|21ST CENTRY FOX A CM|MACC|Mid Atlantic Capital Corporation|115
FOXA|21ST CENTRY FOX A CM|MACQ|Macquarie Capital (USA) Inc.|523862
FOXA|21ST CENTRY FOX A CM|MAXM|Maxim Group LLC|265104
FOXA|21ST CENTRY FOX A CM|MBTS|ALLY INVEST SECURITIES LLC|20303
FOXA|21ST CENTRY FOX A CM|MCBT|Moors & Cabot, Inc.|18
FOXA|21ST CENTRY FOX A CM|MCMF|Raymond James Ltd. Cds|1423
FOXA|21ST CENTRY FOX A CM|MKMP|MKM Partners LLC|20995
FOXA|21ST CENTRY FOX A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4729374
FOXA|21ST CENTRY FOX A CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|18606
FOXA|21ST CENTRY FOX A CM|MNDX|TJM Investments, LLC|3988
FOXA|21ST CENTRY FOX A CM|MOTF|MOTIF INVESTING, INC.|14
FOXA|21ST CENTRY FOX A CM|MPSG|E D & F Man Capital Markets Inc.|795
FOXA|21ST CENTRY FOX A CM|MSCO|MORGAN STANLEY & CO. LLC|41076244
FOXA|21ST CENTRY FOX A CM|MSPL|MORGAN STANLEY & CO. LLC|3998800
FOXA|21ST CENTRY FOX A CM|MSTX|MORGAN STANLEY & CO. LLC|1534000
FOXA|21ST CENTRY FOX A CM|MULL|MARK J. MULLER EQUITIES, INC.|24835
FOXA|21ST CENTRY FOX A CM|MZHO|Mizuho Securities USA LLC|423885
FOXA|21ST CENTRY FOX A CM|NBCS|NBC Securities, INC.|231
FOXA|21ST CENTRY FOX A CM|NEED|Needham & Company, LLC|45906
FOXA|21ST CENTRY FOX A CM|NEUB|NEUBERGER BERMAN BD LLC|1076
FOXA|21ST CENTRY FOX A CM|NFSC|National Financial Services LLC|2041927
FOXA|21ST CENTRY FOX A CM|NITE|VIRTU Americas LLC|5578394
FOXA|21ST CENTRY FOX A CM|NITP|VIRTU Americas LLC|28815
FOXA|21ST CENTRY FOX A CM|NMRA|Nomura Securities International, Inc.|3380000
FOXA|21ST CENTRY FOX A CM|NQRB|Brut, LLC|360295
FOXA|21ST CENTRY FOX A CM|NTRC|Northern Trust Securities, Inc.|39713
FOXA|21ST CENTRY FOX A CM|OHOS|TWO SIGMA SECURITIES, LLC|46706
FOXA|21ST CENTRY FOX A CM|OLDM|OLD MISSION CAPITAL, LLC|23471
FOXA|21ST CENTRY FOX A CM|OPCO|Oppenheimer & Co. Inc.|4184294
FOXA|21ST CENTRY FOX A CM|OTAA|OTA LLC|250100
FOXA|21ST CENTRY FOX A CM|OTUS|OLIVETREE FINANCIAL, LLC|60000
FOXA|21ST CENTRY FOX A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|16227
FOXA|21ST CENTRY FOX A CM|PCPT|PHILLIP CAPITAL INC.|300
FOXA|21ST CENTRY FOX A CM|PDQM|CODA MARKETS, INC.|612095
FOXA|21ST CENTRY FOX A CM|PHLY|NASDAQ Execution Services, LLC|62200
FOXA|21ST CENTRY FOX A CM|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|2907
FOXA|21ST CENTRY FOX A CM|PICT|Pictet Overseas Inc.|1836
FOXA|21ST CENTRY FOX A CM|PIPR|Piper Jaffray & Co.|378020
FOXA|21ST CENTRY FOX A CM|PWJC|UBS Financial Services, Inc.|64259
FOXA|21ST CENTRY FOX A CM|RAAA|RICHARD JAMES & ASSOCIATES, INC.|400
FOXA|21ST CENTRY FOX A CM|RAJA|Raymond James & Associates, Inc.|218513
FOXA|21ST CENTRY FOX A CM|RBCM|RBC CAPITAL MARKETS, LLC|30082
FOXA|21ST CENTRY FOX A CM|RGLD|Regal Securities, Inc|1522
FOXA|21ST CENTRY FOX A CM|RHCO|Suntrust Robinson Humphrey, Inc.|356023
FOXA|21ST CENTRY FOX A CM|RILY|B. RILEY FBR, INC.|400435
FOXA|21ST CENTRY FOX A CM|SAGL|SAGETRADER, LLC|57905
FOXA|21ST CENTRY FOX A CM|SAGW|SAGETRADER, LLC|1086
FOXA|21ST CENTRY FOX A CM|SALI|INTL FCSTONE FINANCIAL INC.|319
FOXA|21ST CENTRY FOX A CM|SBSH|Citigroup Global Markets Inc.|5820822
FOXA|21ST CENTRY FOX A CM|SDLR|Sandler, O'Neill & Partners, L.P.|186193
FOXA|21ST CENTRY FOX A CM|SEIC|SEI Investments Distribution Co.|8109
FOXA|21ST CENTRY FOX A CM|SGMT|GOLDMAN SACHS & CO. LLC|5816327
FOXA|21ST CENTRY FOX A CM|SJLS|TRADE INFORMATICS LLC|2700
FOXA|21ST CENTRY FOX A CM|SOGO|Wang Investment Associates, Inc.|154
FOXA|21ST CENTRY FOX A CM|SPDR|SPEEDROUTE LLC|173121
FOXA|21ST CENTRY FOX A CM|SPHN|Stephens Inc.|4138
FOXA|21ST CENTRY FOX A CM|SPNT|SEVEN POINTS CAPITAL, LLC|600
FOXA|21ST CENTRY FOX A CM|SPTD|MINT GLOBAL MARKETS, INC.|15000
FOXA|21ST CENTRY FOX A CM|STFL|Stifel, Nicolaus & Company, Incorporated|197469
FOXA|21ST CENTRY FOX A CM|STKP|STOCKPILE INVESTMENTS, INC.|1314
FOXA|21ST CENTRY FOX A CM|STRS|STRATEGAS RESEARCH PARTNERS|31400
FOXA|21ST CENTRY FOX A CM|STTT|STATETRUST INVESTMENTS INC.|10338
FOXA|21ST CENTRY FOX A CM|STXG|Stockcross Financial Services, Inc.|132000
FOXA|21ST CENTRY FOX A CM|SWIM|TD Ameritrade, Inc.|1453076
FOXA|21ST CENTRY FOX A CM|SWST|Hilltop Securities Inc.|113760
FOXA|21ST CENTRY FOX A CM|TKNG|ALLY INVEST SECURITIES LLC|39123
FOXA|21ST CENTRY FOX A CM|TMBR|Timber Hill LLC|446
FOXA|21ST CENTRY FOX A CM|TOUR|TOURMALINE PARTNERS, LLC|227841
FOXA|21ST CENTRY FOX A CM|TRBT|Tradebot Systems, Inc.|3380676
FOXA|21ST CENTRY FOX A CM|TRCM|TRC MARKETS LLC|2316422
FOXA|21ST CENTRY FOX A CM|TWTT|TASTYWORKS, INC.|324
FOXA|21ST CENTRY FOX A CM|UBSA|UBS SECURITIES LLC|16112370
FOXA|21ST CENTRY FOX A CM|UBSS|UBS Securities LLC|19782040
FOXA|21ST CENTRY FOX A CM|UFPA|UNITED FIRST PARTNERS LLC|237197
FOXA|21ST CENTRY FOX A CM|VALX|VIRTU AMERICAS LLC|192625
FOXA|21ST CENTRY FOX A CM|VGRD|Vanguard Marketing Corporation|126081
FOXA|21ST CENTRY FOX A CM|VNDM|Wall Street Access|5800
FOXA|21ST CENTRY FOX A CM|VNDS|VANDHAM SECURITIES CORP|9900
FOXA|21ST CENTRY FOX A CM|VSIN|Vision Financial Markets Llc|2
FOXA|21ST CENTRY FOX A CM|WABR|Wall Street Access|42900
FOXA|21ST CENTRY FOX A CM|WBLR|WILLIAM BLAIR|33
FOXA|21ST CENTRY FOX A CM|WBPX|SUMMIT SECURITIES GROUP, LLC|22187
FOXA|21ST CENTRY FOX A CM|WCHV|WELLS FARGO SECURITIES, LLC|3853796
FOXA|21ST CENTRY FOX A CM|WDNX|WEEDEN & CO.L.P.|16882
FOXA|21ST CENTRY FOX A CM|WEDB|WEDBUSH SECURITIES INC.|232946
FOXA|21ST CENTRY FOX A CM|WEED|Weeden & Co.L.P.|3303913
FOXA|21ST CENTRY FOX A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|305142
FOXA|21ST CENTRY FOX A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|236180
FOXA|21ST CENTRY FOX A CM|WGIF|CIBC World Markets Inc.|61984
FOXA|21ST CENTRY FOX A CM|WHOT|JUST2TRADE, INC.|50
FOXA|21ST CENTRY FOX A CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2622
FOXA|21ST CENTRY FOX A CM|WORD|Worden Capital Management LLC|9642
FOXA|21ST CENTRY FOX A CM|WSAG|WALL STREET ACCESS|372
FOXA|21ST CENTRY FOX A CM|WSEA|WOLVERINE SECURITIES, LLC|35246
FOXA|21ST CENTRY FOX A CM|XIST|INSTINET, LLC|106126
FOXA|21ST CENTRY FOX A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1016702
FOXA|21ST CENTRY FOX A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|15437
FOXA|21ST CENTRY FOX A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20363
FOXF|FOX FACTORY CP CMN|APCC|Apex Clearing Corporation|77
FOXF|FOX FACTORY CP CMN|BALE|M&T SECURITIES, INC.|581
FOXF|FOX FACTORY CP CMN|BARD|Robert W. Baird & Co. Incorporated|2401
FOXF|FOX FACTORY CP CMN|BATM|CBOE TRADING, INC.|1802
FOXF|FOX FACTORY CP CMN|BBNT|BB&T SECURITIES, LLC|63
FOXF|FOX FACTORY CP CMN|BERN|Sanford C. Bernstein & Co., LLC|57087
FOXF|FOX FACTORY CP CMN|BIDS|BIDS TRADING L.P.|15900
FOXF|FOX FACTORY CP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1243
FOXF|FOX FACTORY CP CMN|BMOC|BMO Capital Markets Corp.|6916
FOXF|FOX FACTORY CP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|6219
FOXF|FOX FACTORY CP CMN|BRVL|BLAYLOCK VAN, LLC|1500
FOXF|FOX FACTORY CP CMN|BTIG|BTIG, LLC|619
FOXF|FOX FACTORY CP CMN|BYXM|CBOE TRADING, INC.|899
FOXF|FOX FACTORY CP CMN|BZYD|GOLDMAN SACHS & CO. LLC|600
FOXF|FOX FACTORY CP CMN|CANT|Cantor Fitzgerald & Co.|598
FOXF|FOX FACTORY CP CMN|CHAS|Charles Schwab & Co., Inc.|200
FOXF|FOX FACTORY CP CMN|CHLM|Craig-Hallum Capital Group LLC|300
FOXF|FOX FACTORY CP CMN|CIST|Capital Institutional Services, Inc.|4485
FOXF|FOX FACTORY CP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44685
FOXF|FOX FACTORY CP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|990
FOXF|FOX FACTORY CP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83671
FOXF|FOX FACTORY CP CMN|CTDL|Citadel Derivatives Group Llc|7549
FOXF|FOX FACTORY CP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|48562
FOXF|FOX FACTORY CP CMN|DBAB|Deutsche Bank Securities Inc.|214428
FOXF|FOX FACTORY CP CMN|DBAX|Deutsche Bank Securities Inc.|78200
FOXF|FOX FACTORY CP CMN|DBUL|Deutsche Bank Securities Inc.|2400
FOXF|FOX FACTORY CP CMN|DEAN|MORGAN STANLEY|6795
FOXF|FOX FACTORY CP CMN|DEGS|RONIN PROFESSIONAL LLC|1602
FOXF|FOX FACTORY CP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|138
FOXF|FOX FACTORY CP CMN|EBXL|EBX LLC|33900
FOXF|FOX FACTORY CP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|28145
FOXF|FOX FACTORY CP CMN|EDJO|Edward D. Jones & Co., L.P.|473
FOXF|FOX FACTORY CP CMN|EGAM|CBOE TRADING, INC.|3888
FOXF|FOX FACTORY CP CMN|EGAW|CBOE TRADING, INC.|210
FOXF|FOX FACTORY CP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
FOXF|FOX FACTORY CP CMN|EGXM|CBOE TRADING, INC.|1036
FOXF|FOX FACTORY CP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8976
FOXF|FOX FACTORY CP CMN|ETRS|E*Trade Securities LLC|3751
FOXF|FOX FACTORY CP CMN|FBCO|Credit Suisse Securities (USA) LLC|122246
FOXF|FOX FACTORY CP CMN|FILL|Tradestation Securities, Inc.|68
FOXF|FOX FACTORY CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|51683
FOXF|FOX FACTORY CP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1170
FOXF|FOX FACTORY CP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11249
FOXF|FOX FACTORY CP CMN|FTBR|Foliofn Investments, Inc.|7793
FOXF|FOX FACTORY CP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|10499
FOXF|FOX FACTORY CP CMN|GLPX|ACS EXECUTION SERVICES, LLC|1603
FOXF|FOX FACTORY CP CMN|GSCO|GOLDMAN SACHS & CO. LLC|255776
FOXF|FOX FACTORY CP CMN|GSCS|GOLDMAN SACHS & CO. LLC|5212
FOXF|FOX FACTORY CP CMN|GSLT|GOLDMAN SACHS & CO. LLC|1000
FOXF|FOX FACTORY CP CMN|GTSZ|GTS SECURITIES LLC|17556
FOXF|FOX FACTORY CP CMN|HRBF|American Enterprise Investment Services Inc.|14612
FOXF|FOX FACTORY CP CMN|IATS|INTERACTIVE BROKERS LLC|200
FOXF|FOX FACTORY CP CMN|IBKR|Interactive Brokers Llc|25771
FOXF|FOX FACTORY CP CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1202
FOXF|FOX FACTORY CP CMN|ICBX|INSTINET, LLC|11100
FOXF|FOX FACTORY CP CMN|IEQY|CITADEL SECURITIES LLC|21185
FOXF|FOX FACTORY CP CMN|INCA|INSTINET, LLC|87364
FOXF|FOX FACTORY CP CMN|INJX|INSTINET, LLC|3259
FOXF|FOX FACTORY CP CMN|ITGI|ITG Inc.|12217
FOXF|FOX FACTORY CP CMN|ITGP|ITG INC.|86800
FOXF|FOX FACTORY CP CMN|JANY|Janney Montgomery Scott Inc.|870
FOXF|FOX FACTORY CP CMN|JEFF|JEFFERIES LLC|19598
FOXF|FOX FACTORY CP CMN|JMPT|JUMP TRADING, LLC|9008
FOXF|FOX FACTORY CP CMN|JPBX|J.P. MORGAN SECURITIES LLC|1563
FOXF|FOX FACTORY CP CMN|JPMX|J.P. Morgan Securities LLC|68436
FOXF|FOX FACTORY CP CMN|JSJX|JANE STREET CAPITAL LLC|3225
FOXF|FOX FACTORY CP CMN|KCGM|VIRTU Americas LLC|7439
FOXF|FOX FACTORY CP CMN|KING|C. L. King & Associates, Inc.|600
FOXF|FOX FACTORY CP CMN|LEHM|Barclays Capital Inc./Le|247549
FOXF|FOX FACTORY CP CMN|LIME|Lime Brokerage LLC|91435
FOXF|FOX FACTORY CP CMN|LMGP|LIME BROKERAGE LLC|4200
FOXF|FOX FACTORY CP CMN|LQNA|LIQUIDNET, INC.|68400
FOXF|FOX FACTORY CP CMN|LQNB|LIQUIDNET, INC.|15900
FOXF|FOX FACTORY CP CMN|MAXM|Maxim Group LLC|3745
FOXF|FOX FACTORY CP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27636
FOXF|FOX FACTORY CP CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1729
FOXF|FOX FACTORY CP CMN|MSCO|MORGAN STANLEY & CO. LLC|614158
FOXF|FOX FACTORY CP CMN|MSPL|MORGAN STANLEY & CO. LLC|143000
FOXF|FOX FACTORY CP CMN|MSTX|MORGAN STANLEY & CO. LLC|10000
FOXF|FOX FACTORY CP CMN|NBCS|NBC Securities, INC.|254
FOXF|FOX FACTORY CP CMN|NFSC|National Financial Services LLC|74913
FOXF|FOX FACTORY CP CMN|NITE|VIRTU Americas LLC|109442
FOXF|FOX FACTORY CP CMN|NITP|VIRTU Americas LLC|1126
FOXF|FOX FACTORY CP CMN|NQRB|Brut, LLC|2527
FOXF|FOX FACTORY CP CMN|NTRC|Northern Trust Securities, Inc.|12
FOXF|FOX FACTORY CP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1920
FOXF|FOX FACTORY CP CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|800
FOXF|FOX FACTORY CP CMN|PDQM|CODA MARKETS, INC.|5235
FOXF|FOX FACTORY CP CMN|RAJA|Raymond James & Associates, Inc.|1155
FOXF|FOX FACTORY CP CMN|RBCM|RBC CAPITAL MARKETS, LLC|3084
FOXF|FOX FACTORY CP CMN|RHCO|Suntrust Robinson Humphrey, Inc.|3749
FOXF|FOX FACTORY CP CMN|SAGL|SAGETRADER, LLC|600
FOXF|FOX FACTORY CP CMN|SAGW|SAGETRADER, LLC|450
FOXF|FOX FACTORY CP CMN|SBSH|Citigroup Global Markets Inc.|108057
FOXF|FOX FACTORY CP CMN|SGMT|GOLDMAN SACHS & CO. LLC|22457
FOXF|FOX FACTORY CP CMN|SPDR|SPEEDROUTE LLC|1159
FOXF|FOX FACTORY CP CMN|SPTD|MINT GLOBAL MARKETS, INC.|108
FOXF|FOX FACTORY CP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|4041
FOXF|FOX FACTORY CP CMN|SWIM|TD Ameritrade, Inc.|4626
FOXF|FOX FACTORY CP CMN|SWST|Hilltop Securities Inc.|241
FOXF|FOX FACTORY CP CMN|TKNG|ALLY INVEST SECURITIES LLC|355
FOXF|FOX FACTORY CP CMN|TRBT|Tradebot Systems, Inc.|7699
FOXF|FOX FACTORY CP CMN|TRCM|TRC MARKETS LLC|35744
FOXF|FOX FACTORY CP CMN|UBSA|UBS SECURITIES LLC|124929
FOXF|FOX FACTORY CP CMN|UBSS|UBS Securities LLC|283780
FOXF|FOX FACTORY CP CMN|VALX|VIRTU AMERICAS LLC|5111
FOXF|FOX FACTORY CP CMN|VGRD|Vanguard Marketing Corporation|1586
FOXF|FOX FACTORY CP CMN|WBLR|WILLIAM BLAIR|20000
FOXF|FOX FACTORY CP CMN|WCHV|WELLS FARGO SECURITIES, LLC|44906
FOXF|FOX FACTORY CP CMN|WEED|Weeden & Co.L.P.|290
FOXF|FOX FACTORY CP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|923
FOXF|FOX FACTORY CP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1679
FOXF|FOX FACTORY CP CMN|WSEA|WOLVERINE SECURITIES, LLC|975
FOXF|FOX FACTORY CP CMN|XIST|INSTINET, LLC|8604
FOXF|FOX FACTORY CP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|12354
FOXF|FOX FACTORY CP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|37
FOXF|FOX FACTORY CP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2922
FPA|FT ASIA PAC EX JAPAN|APCC|Apex Clearing Corporation|13
FPA|FT ASIA PAC EX JAPAN|BATM|CBOE TRADING, INC.|1
FPA|FT ASIA PAC EX JAPAN|BYXM|CBOE TRADING, INC.|400
FPA|FT ASIA PAC EX JAPAN|CANT|Cantor Fitzgerald & Co.|137389
FPA|FT ASIA PAC EX JAPAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5700
FPA|FT ASIA PAC EX JAPAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7906
FPA|FT ASIA PAC EX JAPAN|CTDL|Citadel Derivatives Group Llc|10579
FPA|FT ASIA PAC EX JAPAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
FPA|FT ASIA PAC EX JAPAN|DBAX|Deutsche Bank Securities Inc.|1000
FPA|FT ASIA PAC EX JAPAN|DEAN|MORGAN STANLEY|2020
FPA|FT ASIA PAC EX JAPAN|EBXL|EBX LLC|3800
FPA|FT ASIA PAC EX JAPAN|ETRS|E*Trade Securities LLC|19
FPA|FT ASIA PAC EX JAPAN|FBCO|Credit Suisse Securities (USA) LLC|2539
FPA|FT ASIA PAC EX JAPAN|FOMA|TD AMERITRADE CLEARING, INC.|8200
FPA|FT ASIA PAC EX JAPAN|FTBR|Foliofn Investments, Inc.|27
FPA|FT ASIA PAC EX JAPAN|GEBB|GLOBAL EXECUTION BROKERS, LP|10202
FPA|FT ASIA PAC EX JAPAN|GTSZ|GTS SECURITIES LLC|300
FPA|FT ASIA PAC EX JAPAN|HRBF|American Enterprise Investment Services Inc.|900
FPA|FT ASIA PAC EX JAPAN|IATS|INTERACTIVE BROKERS LLC|462
FPA|FT ASIA PAC EX JAPAN|IBKR|Interactive Brokers Llc|22844
FPA|FT ASIA PAC EX JAPAN|ICBX|INSTINET, LLC|3000
FPA|FT ASIA PAC EX JAPAN|INCA|INSTINET, LLC|750
FPA|FT ASIA PAC EX JAPAN|ITGP|ITG INC.|400
FPA|FT ASIA PAC EX JAPAN|JANY|Janney Montgomery Scott Inc.|90
FPA|FT ASIA PAC EX JAPAN|JPMX|J.P. Morgan Securities LLC|3400
FPA|FT ASIA PAC EX JAPAN|JSJX|JANE STREET CAPITAL LLC|13612
FPA|FT ASIA PAC EX JAPAN|KCGM|VIRTU Americas LLC|1451
FPA|FT ASIA PAC EX JAPAN|LEHM|Barclays Capital Inc./Le|2800
FPA|FT ASIA PAC EX JAPAN|LIME|Lime Brokerage LLC|2989
FPA|FT ASIA PAC EX JAPAN|MACC|Mid Atlantic Capital Corporation|2168
FPA|FT ASIA PAC EX JAPAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
FPA|FT ASIA PAC EX JAPAN|MSCO|MORGAN STANLEY & CO. LLC|7599
FPA|FT ASIA PAC EX JAPAN|MSPL|MORGAN STANLEY & CO. LLC|300
FPA|FT ASIA PAC EX JAPAN|NFSC|National Financial Services LLC|1818
FPA|FT ASIA PAC EX JAPAN|NITE|VIRTU Americas LLC|9432
FPA|FT ASIA PAC EX JAPAN|RAJA|Raymond James & Associates, Inc.|175
FPA|FT ASIA PAC EX JAPAN|RBCM|RBC CAPITAL MARKETS, LLC|181
FPA|FT ASIA PAC EX JAPAN|SBSH|Citigroup Global Markets Inc.|1198
FPA|FT ASIA PAC EX JAPAN|SGMT|GOLDMAN SACHS & CO. LLC|3178
FPA|FT ASIA PAC EX JAPAN|STFL|Stifel, Nicolaus & Company, Incorporated|446
FPA|FT ASIA PAC EX JAPAN|SWIM|TD Ameritrade, Inc.|207
FPA|FT ASIA PAC EX JAPAN|UBSS|UBS Securities LLC|13691
FPA|FT ASIA PAC EX JAPAN|WSEA|WOLVERINE SECURITIES, LLC|2
FPA|FT ASIA PAC EX JAPAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1853
FPAC|FAR POINT ACQ CP|CANT|Cantor Fitzgerald & Co.|100
FPAC|FAR POINT ACQ CP|DBAX|Deutsche Bank Securities Inc.|600
FPAC|FAR POINT ACQ CP|IBKR|Interactive Brokers Llc|82
FPAC|FAR POINT ACQ CP|MITR|GMP SECURITIES, LLC|5700
FPAC|FAR POINT ACQ CP|MSCO|MORGAN STANLEY & CO. LLC|1200
FPAC|FAR POINT ACQ CP|NFSC|National Financial Services LLC|2000
FPAC|FAR POINT ACQ CP|NITE|VIRTU Americas LLC|100
FPAC.U|FAR POINT ACQ UTS|BATM|CBOE TRADING, INC.|200
FPAC.U|FAR POINT ACQ UTS|BAYT|BTIG, LLC|12200
FPAC.U|FAR POINT ACQ UTS|BKCM|BNY Mellon Capital Markets LLC|983
FPAC.U|FAR POINT ACQ UTS|BTIG|BTIG, LLC|100000
FPAC.U|FAR POINT ACQ UTS|BYXM|CBOE TRADING, INC.|1100
FPAC.U|FAR POINT ACQ UTS|CANT|Cantor Fitzgerald & Co.|54838
FPAC.U|FAR POINT ACQ UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91219
FPAC.U|FAR POINT ACQ UTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2051
FPAC.U|FAR POINT ACQ UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52342
FPAC.U|FAR POINT ACQ UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|14164
FPAC.U|FAR POINT ACQ UTS|DBAX|Deutsche Bank Securities Inc.|45100
FPAC.U|FAR POINT ACQ UTS|EBXL|EBX LLC|57200
FPAC.U|FAR POINT ACQ UTS|EGAM|CBOE TRADING, INC.|430
FPAC.U|FAR POINT ACQ UTS|EGXM|CBOE TRADING, INC.|2100
FPAC.U|FAR POINT ACQ UTS|ETRS|E*Trade Securities LLC|31592
FPAC.U|FAR POINT ACQ UTS|FILL|Tradestation Securities, Inc.|800
FPAC.U|FAR POINT ACQ UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2800
FPAC.U|FAR POINT ACQ UTS|GEBB|GLOBAL EXECUTION BROKERS, LP|200
FPAC.U|FAR POINT ACQ UTS|GLPX|ACS EXECUTION SERVICES, LLC|1800
FPAC.U|FAR POINT ACQ UTS|GSCO|GOLDMAN SACHS & CO. LLC|71100
FPAC.U|FAR POINT ACQ UTS|GSCS|GOLDMAN SACHS & CO. LLC|4100
FPAC.U|FAR POINT ACQ UTS|GSLT|GOLDMAN SACHS & CO. LLC|13400
FPAC.U|FAR POINT ACQ UTS|HRBF|American Enterprise Investment Services Inc.|2345
FPAC.U|FAR POINT ACQ UTS|ICBX|INSTINET, LLC|45904
FPAC.U|FAR POINT ACQ UTS|INCA|INSTINET, LLC|20640
FPAC.U|FAR POINT ACQ UTS|INJX|INSTINET, LLC|100
FPAC.U|FAR POINT ACQ UTS|ITGI|ITG Inc.|52873
FPAC.U|FAR POINT ACQ UTS|ITGP|ITG INC.|32400
FPAC.U|FAR POINT ACQ UTS|JEFF|JEFFERIES LLC|58600
FPAC.U|FAR POINT ACQ UTS|JMPT|JUMP TRADING, LLC|10780
FPAC.U|FAR POINT ACQ UTS|JPMX|J.P. Morgan Securities LLC|181834
FPAC.U|FAR POINT ACQ UTS|KCGM|VIRTU Americas LLC|35850
FPAC.U|FAR POINT ACQ UTS|LEHM|Barclays Capital Inc./Le|41600
FPAC.U|FAR POINT ACQ UTS|LIME|Lime Brokerage LLC|3000
FPAC.U|FAR POINT ACQ UTS|LSCI|Lek Securities Corporation|8000
FPAC.U|FAR POINT ACQ UTS|MILE|I-Bankers Securities, Inc.|52971
FPAC.U|FAR POINT ACQ UTS|MITR|GMP SECURITIES, LLC|77000
FPAC.U|FAR POINT ACQ UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19400
FPAC.U|FAR POINT ACQ UTS|MSCO|MORGAN STANLEY & CO. LLC|413883
FPAC.U|FAR POINT ACQ UTS|MSPL|MORGAN STANLEY & CO. LLC|9900
FPAC.U|FAR POINT ACQ UTS|MZHO|Mizuho Securities USA LLC|824387
FPAC.U|FAR POINT ACQ UTS|NATL|National Securities Corporation|3200
FPAC.U|FAR POINT ACQ UTS|NEUB|NEUBERGER BERMAN BD LLC|500
FPAC.U|FAR POINT ACQ UTS|NFSC|National Financial Services LLC|30530
FPAC.U|FAR POINT ACQ UTS|NITE|VIRTU Americas LLC|62987
FPAC.U|FAR POINT ACQ UTS|PDQM|CODA MARKETS, INC.|24750
FPAC.U|FAR POINT ACQ UTS|PREC|PRECISION SECURITIES, LLC|1125
FPAC.U|FAR POINT ACQ UTS|RJLC|RJL CAPITAL GROUP, LLC|2450
FPAC.U|FAR POINT ACQ UTS|SBSH|Citigroup Global Markets Inc.|115
FPAC.U|FAR POINT ACQ UTS|SGMT|GOLDMAN SACHS & CO. LLC|61988
FPAC.U|FAR POINT ACQ UTS|SPDR|SPEEDROUTE LLC|500
FPAC.U|FAR POINT ACQ UTS|SWIM|TD Ameritrade, Inc.|350
FPAC.U|FAR POINT ACQ UTS|TKNG|ALLY INVEST SECURITIES LLC|75
FPAC.U|FAR POINT ACQ UTS|UBSA|UBS SECURITIES LLC|111784
FPAC.U|FAR POINT ACQ UTS|UBSS|UBS Securities LLC|142237
FPAC.U|FAR POINT ACQ UTS|WCHV|WELLS FARGO SECURITIES, LLC|2600
FPAC.U|FAR POINT ACQ UTS|WEDB|WEDBUSH SECURITIES INC.|150
FPAC.U|FAR POINT ACQ UTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2450
FPAC.U|FAR POINT ACQ UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2500
FPAC.U|FAR POINT ACQ UTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
FPAC.U|FAR POINT ACQ UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|8450
FPAC.W|FAR POINT ACQ WTS|BTIG|BTIG, LLC|50000
FPAC.W|FAR POINT ACQ WTS|CANT|Cantor Fitzgerald & Co.|100
FPAC.W|FAR POINT ACQ WTS|MITR|GMP SECURITIES, LLC|2500
FPAC.W|FAR POINT ACQ WTS|MSCO|MORGAN STANLEY & CO. LLC|2500
FPAC.W|FAR POINT ACQ WTS|NFSC|National Financial Services LLC|240
FPAC.W|FAR POINT ACQ WTS|NITE|VIRTU Americas LLC|240
FPAY|FLEXSHOPPER, INC. CM|BATM|CBOE TRADING, INC.|90
FPAY|FLEXSHOPPER, INC. CM|CANT|Cantor Fitzgerald & Co.|77945
FPAY|FLEXSHOPPER, INC. CM|CHAS|Charles Schwab & Co., Inc.|68239
FPAY|FLEXSHOPPER, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6245
FPAY|FLEXSHOPPER, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|672
FPAY|FLEXSHOPPER, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|18
FPAY|FLEXSHOPPER, INC. CM|DBAX|Deutsche Bank Securities Inc.|2000
FPAY|FLEXSHOPPER, INC. CM|DEGS|RONIN PROFESSIONAL LLC|684
FPAY|FLEXSHOPPER, INC. CM|EBXL|EBX LLC|300
FPAY|FLEXSHOPPER, INC. CM|EGAM|CBOE TRADING, INC.|2083
FPAY|FLEXSHOPPER, INC. CM|EGXW|CBOE TRADING, INC.|200
FPAY|FLEXSHOPPER, INC. CM|ETRS|E*Trade Securities LLC|11668
FPAY|FLEXSHOPPER, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|11
FPAY|FLEXSHOPPER, INC. CM|FILL|Tradestation Securities, Inc.|1500
FPAY|FLEXSHOPPER, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|27771
FPAY|FLEXSHOPPER, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|639
FPAY|FLEXSHOPPER, INC. CM|FTBR|Foliofn Investments, Inc.|18
FPAY|FLEXSHOPPER, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|100
FPAY|FLEXSHOPPER, INC. CM|GTSZ|GTS SECURITIES LLC|910
FPAY|FLEXSHOPPER, INC. CM|IATS|INTERACTIVE BROKERS LLC|103
FPAY|FLEXSHOPPER, INC. CM|IBKR|Interactive Brokers Llc|224
FPAY|FLEXSHOPPER, INC. CM|INCA|INSTINET, LLC|593
FPAY|FLEXSHOPPER, INC. CM|KCGM|VIRTU Americas LLC|200
FPAY|FLEXSHOPPER, INC. CM|LEHM|Barclays Capital Inc./Le|6826
FPAY|FLEXSHOPPER, INC. CM|LIME|Lime Brokerage LLC|5782
FPAY|FLEXSHOPPER, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FPAY|FLEXSHOPPER, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|3988
FPAY|FLEXSHOPPER, INC. CM|NFSC|National Financial Services LLC|5192
FPAY|FLEXSHOPPER, INC. CM|NITE|VIRTU Americas LLC|22215
FPAY|FLEXSHOPPER, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|4
FPAY|FLEXSHOPPER, INC. CM|SWIM|TD Ameritrade, Inc.|3588
FPAY|FLEXSHOPPER, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|250
FPAY|FLEXSHOPPER, INC. CM|UBSA|UBS SECURITIES LLC|1082
FPAY|FLEXSHOPPER, INC. CM|UBSS|UBS Securities LLC|4058
FPAY|FLEXSHOPPER, INC. CM|VGRD|Vanguard Marketing Corporation|26375
FPAY|FLEXSHOPPER, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|150
FPAY|FLEXSHOPPER, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|663
FPE|FIRST TR SECS & INCM|AGIS|Aegis Capital Corp.|570
FPE|FIRST TR SECS & INCM|ALTX|Alternet Securities Inc.|6000
FPE|FIRST TR SECS & INCM|APCC|Apex Clearing Corporation|25404
FPE|FIRST TR SECS & INCM|BANK|Primevest Financial Services, Inc.|6007
FPE|FIRST TR SECS & INCM|BARD|Robert W. Baird & Co. Incorporated|59825
FPE|FIRST TR SECS & INCM|BATM|CBOE TRADING, INC.|2000
FPE|FIRST TR SECS & INCM|BBNT|BB&T SECURITIES, LLC|162080
FPE|FIRST TR SECS & INCM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76917
FPE|FIRST TR SECS & INCM|BRGE|Newbridge Securities Corp.|7941
FPE|FIRST TR SECS & INCM|BYXM|CBOE TRADING, INC.|200
FPE|FIRST TR SECS & INCM|CANT|Cantor Fitzgerald & Co.|86676
FPE|FIRST TR SECS & INCM|CHAS|Charles Schwab & Co., Inc.|5088
FPE|FIRST TR SECS & INCM|CIST|Capital Institutional Services, Inc.|1750
FPE|FIRST TR SECS & INCM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|546542
FPE|FIRST TR SECS & INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|368832
FPE|FIRST TR SECS & INCM|CSIN|Citadel Securities Institutional LLC|325312
FPE|FIRST TR SECS & INCM|CTDL|Citadel Derivatives Group Llc|146738
FPE|FIRST TR SECS & INCM|CXCX|CITIGROUP GLOBAL MARKETS INC.|103734
FPE|FIRST TR SECS & INCM|DADA|D.A. Davidson & Co.|693
FPE|FIRST TR SECS & INCM|DAVA|Davenport & Company LLC|1677
FPE|FIRST TR SECS & INCM|DBAB|Deutsche Bank Securities Inc.|2000
FPE|FIRST TR SECS & INCM|DBAX|Deutsche Bank Securities Inc.|111800
FPE|FIRST TR SECS & INCM|DEAN|MORGAN STANLEY|308270
FPE|FIRST TR SECS & INCM|EBXL|EBX LLC|118400
FPE|FIRST TR SECS & INCM|ECUT|CONVERGEX EXECUTION SOLUTIONS|106542
FPE|FIRST TR SECS & INCM|EDJO|Edward D. Jones & Co., L.P.|60231
FPE|FIRST TR SECS & INCM|EGAM|CBOE TRADING, INC.|6724
FPE|FIRST TR SECS & INCM|EGXM|CBOE TRADING, INC.|714
FPE|FIRST TR SECS & INCM|ETBE|Electronic Transaction Clearing, Inc.|2300
FPE|FIRST TR SECS & INCM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1900
FPE|FIRST TR SECS & INCM|ETRS|E*Trade Securities LLC|16891
FPE|FIRST TR SECS & INCM|FBSB|U.S. Bancorp Investments, Inc.|2720
FPE|FIRST TR SECS & INCM|FMAF|NBCN Inc./ CDS|3080
FPE|FIRST TR SECS & INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23606
FPE|FIRST TR SECS & INCM|FTBR|Foliofn Investments, Inc.|5584
FPE|FIRST TR SECS & INCM|GEBB|GLOBAL EXECUTION BROKERS, LP|29025
FPE|FIRST TR SECS & INCM|GLIS|TD Securities Inc|1000
FPE|FIRST TR SECS & INCM|GLPX|ACS EXECUTION SERVICES, LLC|6400
FPE|FIRST TR SECS & INCM|GSCO|GOLDMAN SACHS & CO. LLC|377500
FPE|FIRST TR SECS & INCM|GSCS|GOLDMAN SACHS & CO. LLC|15310
FPE|FIRST TR SECS & INCM|GSLT|GOLDMAN SACHS & CO. LLC|3716
FPE|FIRST TR SECS & INCM|GTSZ|GTS SECURITIES LLC|400
FPE|FIRST TR SECS & INCM|HRBF|American Enterprise Investment Services Inc.|2907
FPE|FIRST TR SECS & INCM|IATS|INTERACTIVE BROKERS LLC|2257
FPE|FIRST TR SECS & INCM|IBKR|Interactive Brokers Llc|6226
FPE|FIRST TR SECS & INCM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|669
FPE|FIRST TR SECS & INCM|ICBX|INSTINET, LLC|295729
FPE|FIRST TR SECS & INCM|INCA|INSTINET, LLC|518075
FPE|FIRST TR SECS & INCM|INJX|INSTINET, LLC|400
FPE|FIRST TR SECS & INCM|ITGI|ITG Inc.|6322
FPE|FIRST TR SECS & INCM|ITGP|ITG INC.|32800
FPE|FIRST TR SECS & INCM|JANY|Janney Montgomery Scott Inc.|52343
FPE|FIRST TR SECS & INCM|JEFF|JEFFERIES LLC|134283
FPE|FIRST TR SECS & INCM|JMPT|JUMP TRADING, LLC|14112
FPE|FIRST TR SECS & INCM|JPMX|J.P. Morgan Securities LLC|113620
FPE|FIRST TR SECS & INCM|JSEB|JANE STREET EXECUTION SERVICES, LLC|432636
FPE|FIRST TR SECS & INCM|JSJX|JANE STREET CAPITAL LLC|181702
FPE|FIRST TR SECS & INCM|KCGM|VIRTU Americas LLC|79931
FPE|FIRST TR SECS & INCM|LEHM|Barclays Capital Inc./Le|262400
FPE|FIRST TR SECS & INCM|LGNT|COR CLEARING LLC|5
FPE|FIRST TR SECS & INCM|LIME|Lime Brokerage LLC|9999
FPE|FIRST TR SECS & INCM|LQNA|LIQUIDNET, INC.|8100
FPE|FIRST TR SECS & INCM|MACC|Mid Atlantic Capital Corporation|13275
FPE|FIRST TR SECS & INCM|MAXM|Maxim Group LLC|6743
FPE|FIRST TR SECS & INCM|MCMF|Raymond James Ltd. Cds|546
FPE|FIRST TR SECS & INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|290356
FPE|FIRST TR SECS & INCM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|18368
FPE|FIRST TR SECS & INCM|MSCO|MORGAN STANLEY & CO. LLC|1655486
FPE|FIRST TR SECS & INCM|MSPL|MORGAN STANLEY & CO. LLC|817800
FPE|FIRST TR SECS & INCM|NATL|National Securities Corporation|1000
FPE|FIRST TR SECS & INCM|NBCS|NBC Securities, INC.|4790
FPE|FIRST TR SECS & INCM|NFSC|National Financial Services LLC|572079
FPE|FIRST TR SECS & INCM|NITE|VIRTU Americas LLC|1616607
FPE|FIRST TR SECS & INCM|NITP|VIRTU Americas LLC|31345
FPE|FIRST TR SECS & INCM|NQRB|Brut, LLC|2156
FPE|FIRST TR SECS & INCM|NTBF|BMO Nesbitt Burns Inc./CDS|580
FPE|FIRST TR SECS & INCM|NTRC|Northern Trust Securities, Inc.|2436
FPE|FIRST TR SECS & INCM|OPCO|Oppenheimer & Co. Inc.|15695
FPE|FIRST TR SECS & INCM|PDQM|CODA MARKETS, INC.|7336
FPE|FIRST TR SECS & INCM|PWJC|UBS Financial Services, Inc.|29382
FPE|FIRST TR SECS & INCM|RBCM|RBC CAPITAL MARKETS, LLC|397864
FPE|FIRST TR SECS & INCM|SALI|INTL FCSTONE FINANCIAL INC.|18038
FPE|FIRST TR SECS & INCM|SBRX|MURIEL SIEBERT & CO INC|105
FPE|FIRST TR SECS & INCM|SBSH|Citigroup Global Markets Inc.|8977
FPE|FIRST TR SECS & INCM|SGMT|GOLDMAN SACHS & CO. LLC|88571
FPE|FIRST TR SECS & INCM|SPDR|SPEEDROUTE LLC|200
FPE|FIRST TR SECS & INCM|STFL|Stifel, Nicolaus & Company, Incorporated|95935
FPE|FIRST TR SECS & INCM|SWIM|TD Ameritrade, Inc.|6577
FPE|FIRST TR SECS & INCM|SWST|Hilltop Securities Inc.|148028
FPE|FIRST TR SECS & INCM|TRBT|Tradebot Systems, Inc.|30120
FPE|FIRST TR SECS & INCM|UBSA|UBS SECURITIES LLC|622496
FPE|FIRST TR SECS & INCM|UBSS|UBS Securities LLC|1649306
FPE|FIRST TR SECS & INCM|VALX|VIRTU AMERICAS LLC|9612
FPE|FIRST TR SECS & INCM|VGRD|Vanguard Marketing Corporation|20908
FPE|FIRST TR SECS & INCM|WABR|Wall Street Access|24598
FPE|FIRST TR SECS & INCM|WBLR|WILLIAM BLAIR|679
FPE|FIRST TR SECS & INCM|WCHV|WELLS FARGO SECURITIES, LLC|164105
FPE|FIRST TR SECS & INCM|WEDB|WEDBUSH SECURITIES INC.|3605
FPE|FIRST TR SECS & INCM|WEED|Weeden & Co.L.P.|1130
FPE|FIRST TR SECS & INCM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|936
FPE|FIRST TR SECS & INCM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|229
FPE|FIRST TR SECS & INCM|WSEA|WOLVERINE SECURITIES, LLC|6254
FPE|FIRST TR SECS & INCM|XSTM|NATIONAL FINANCIAL SERVICES LLC|145428
FPE|FIRST TR SECS & INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|200
FPE|FIRST TR SECS & INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|433280
FPEI|FIRST TRUST INSTITUT|BBNT|BB&T SECURITIES, LLC|234
FPEI|FIRST TRUST INSTITUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5939
FPEI|FIRST TRUST INSTITUT|BYXM|CBOE TRADING, INC.|1000
FPEI|FIRST TRUST INSTITUT|CHAS|Charles Schwab & Co., Inc.|54113
FPEI|FIRST TRUST INSTITUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5200
FPEI|FIRST TRUST INSTITUT|CSIN|Citadel Securities Institutional LLC|138913
FPEI|FIRST TRUST INSTITUT|CTDL|Citadel Derivatives Group Llc|157513
FPEI|FIRST TRUST INSTITUT|DBAX|Deutsche Bank Securities Inc.|2500
FPEI|FIRST TRUST INSTITUT|DEAN|MORGAN STANLEY|2344
FPEI|FIRST TRUST INSTITUT|EBXL|EBX LLC|1200
FPEI|FIRST TRUST INSTITUT|EGXM|CBOE TRADING, INC.|285
FPEI|FIRST TRUST INSTITUT|ETRS|E*Trade Securities LLC|11
FPEI|FIRST TRUST INSTITUT|GLPX|ACS EXECUTION SERVICES, LLC|100
FPEI|FIRST TRUST INSTITUT|GTSZ|GTS SECURITIES LLC|836
FPEI|FIRST TRUST INSTITUT|HRBF|American Enterprise Investment Services Inc.|74
FPEI|FIRST TRUST INSTITUT|IATS|INTERACTIVE BROKERS LLC|100
FPEI|FIRST TRUST INSTITUT|IBKR|Interactive Brokers Llc|1227
FPEI|FIRST TRUST INSTITUT|ICBX|INSTINET, LLC|100
FPEI|FIRST TRUST INSTITUT|JSEB|JANE STREET EXECUTION SERVICES, LLC|94612
FPEI|FIRST TRUST INSTITUT|JSJX|JANE STREET CAPITAL LLC|73372
FPEI|FIRST TRUST INSTITUT|KCGM|VIRTU Americas LLC|650
FPEI|FIRST TRUST INSTITUT|LEHM|Barclays Capital Inc./Le|10200
FPEI|FIRST TRUST INSTITUT|LIME|Lime Brokerage LLC|2400
FPEI|FIRST TRUST INSTITUT|MAXM|Maxim Group LLC|1400
FPEI|FIRST TRUST INSTITUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
FPEI|FIRST TRUST INSTITUT|MOTF|MOTIF INVESTING, INC.|3
FPEI|FIRST TRUST INSTITUT|MSCO|MORGAN STANLEY & CO. LLC|72743
FPEI|FIRST TRUST INSTITUT|NBCS|NBC Securities, INC.|2369
FPEI|FIRST TRUST INSTITUT|NFSC|National Financial Services LLC|45458
FPEI|FIRST TRUST INSTITUT|NITE|VIRTU Americas LLC|58895
FPEI|FIRST TRUST INSTITUT|NITP|VIRTU Americas LLC|1320
FPEI|FIRST TRUST INSTITUT|PDQM|CODA MARKETS, INC.|100
FPEI|FIRST TRUST INSTITUT|RBCM|RBC CAPITAL MARKETS, LLC|6241
FPEI|FIRST TRUST INSTITUT|SBSH|Citigroup Global Markets Inc.|1
FPEI|FIRST TRUST INSTITUT|SGMT|GOLDMAN SACHS & CO. LLC|1300
FPEI|FIRST TRUST INSTITUT|STFL|Stifel, Nicolaus & Company, Incorporated|5721
FPEI|FIRST TRUST INSTITUT|SWIM|TD Ameritrade, Inc.|9
FPEI|FIRST TRUST INSTITUT|TRCM|TRC MARKETS LLC|100
FPEI|FIRST TRUST INSTITUT|UBSA|UBS SECURITIES LLC|10475
FPEI|FIRST TRUST INSTITUT|UBSS|UBS Securities LLC|26547
FPEI|FIRST TRUST INSTITUT|WCHV|WELLS FARGO SECURITIES, LLC|8438
FPEI|FIRST TRUST INSTITUT|WEDB|WEDBUSH SECURITIES INC.|1
FPEI|FIRST TRUST INSTITUT|WSEA|WOLVERINE SECURITIES, LLC|1
FPEI|FIRST TRUST INSTITUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FPEI|FIRST TRUST INSTITUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50473
FPF|FIRST TRUST INTERMED|ADAM|CANACCORD GENUITY INC.|700
FPF|FIRST TRUST INTERMED|ALTX|Alternet Securities Inc.|4999
FPF|FIRST TRUST INTERMED|APCC|Apex Clearing Corporation|1123
FPF|FIRST TRUST INTERMED|BANK|Primevest Financial Services, Inc.|3888
FPF|FIRST TRUST INTERMED|BARD|Robert W. Baird & Co. Incorporated|6034
FPF|FIRST TRUST INTERMED|BATM|CBOE TRADING, INC.|237
FPF|FIRST TRUST INTERMED|BBNT|BB&T SECURITIES, LLC|16355
FPF|FIRST TRUST INTERMED|BERN|Sanford C. Bernstein & Co., LLC|708
FPF|FIRST TRUST INTERMED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3316
FPF|FIRST TRUST INTERMED|BRGE|Newbridge Securities Corp.|50
FPF|FIRST TRUST INTERMED|BTIG|BTIG, LLC|1952
FPF|FIRST TRUST INTERMED|CANT|Cantor Fitzgerald & Co.|206
FPF|FIRST TRUST INTERMED|CHAS|Charles Schwab & Co., Inc.|856
FPF|FIRST TRUST INTERMED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3934
FPF|FIRST TRUST INTERMED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FPF|FIRST TRUST INTERMED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23174
FPF|FIRST TRUST INTERMED|CTDL|Citadel Derivatives Group Llc|50
FPF|FIRST TRUST INTERMED|CXCX|CITIGROUP GLOBAL MARKETS INC.|5826
FPF|FIRST TRUST INTERMED|DADA|D.A. Davidson & Co.|17430
FPF|FIRST TRUST INTERMED|DAVA|Davenport & Company LLC|431
FPF|FIRST TRUST INTERMED|DBAX|Deutsche Bank Securities Inc.|11000
FPF|FIRST TRUST INTERMED|DEAN|MORGAN STANLEY|226885
FPF|FIRST TRUST INTERMED|EBXL|EBX LLC|20200
FPF|FIRST TRUST INTERMED|ECUT|CONVERGEX EXECUTION SOLUTIONS|11524
FPF|FIRST TRUST INTERMED|EDJO|Edward D. Jones & Co., L.P.|3834
FPF|FIRST TRUST INTERMED|EGAM|CBOE TRADING, INC.|8644
FPF|FIRST TRUST INTERMED|EGXM|CBOE TRADING, INC.|2127
FPF|FIRST TRUST INTERMED|ESPO|ESPOSITO SECURITIES, LLC|1000
FPF|FIRST TRUST INTERMED|ETBE|Electronic Transaction Clearing, Inc.|600
FPF|FIRST TRUST INTERMED|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1319
FPF|FIRST TRUST INTERMED|ETRS|E*Trade Securities LLC|90787
FPF|FIRST TRUST INTERMED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11237
FPF|FIRST TRUST INTERMED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8242
FPF|FIRST TRUST INTERMED|FTBR|Foliofn Investments, Inc.|62
FPF|FIRST TRUST INTERMED|GEBB|GLOBAL EXECUTION BROKERS, LP|100
FPF|FIRST TRUST INTERMED|GLPX|ACS EXECUTION SERVICES, LLC|8817
FPF|FIRST TRUST INTERMED|GSCO|GOLDMAN SACHS & CO. LLC|16135
FPF|FIRST TRUST INTERMED|GSCS|GOLDMAN SACHS & CO. LLC|500
FPF|FIRST TRUST INTERMED|GSLT|GOLDMAN SACHS & CO. LLC|600
FPF|FIRST TRUST INTERMED|GTSZ|GTS SECURITIES LLC|429
FPF|FIRST TRUST INTERMED|HRBF|American Enterprise Investment Services Inc.|42555
FPF|FIRST TRUST INTERMED|IATS|INTERACTIVE BROKERS LLC|15103
FPF|FIRST TRUST INTERMED|IBKR|Interactive Brokers Llc|19455
FPF|FIRST TRUST INTERMED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11547
FPF|FIRST TRUST INTERMED|ICBX|INSTINET, LLC|6737
FPF|FIRST TRUST INTERMED|INCA|INSTINET, LLC|13422
FPF|FIRST TRUST INTERMED|INJX|INSTINET, LLC|443
FPF|FIRST TRUST INTERMED|ITGI|ITG Inc.|20493
FPF|FIRST TRUST INTERMED|ITGP|ITG INC.|16400
FPF|FIRST TRUST INTERMED|JANY|Janney Montgomery Scott Inc.|9103
FPF|FIRST TRUST INTERMED|JEFF|JEFFERIES LLC|5250
FPF|FIRST TRUST INTERMED|JMPT|JUMP TRADING, LLC|489
FPF|FIRST TRUST INTERMED|JPMX|J.P. Morgan Securities LLC|14924
FPF|FIRST TRUST INTERMED|JSJX|JANE STREET CAPITAL LLC|101
FPF|FIRST TRUST INTERMED|KCGM|VIRTU Americas LLC|5843
FPF|FIRST TRUST INTERMED|LEHM|Barclays Capital Inc./Le|30400
FPF|FIRST TRUST INTERMED|LGNT|COR CLEARING LLC|7
FPF|FIRST TRUST INTERMED|LIME|Lime Brokerage LLC|699
FPF|FIRST TRUST INTERMED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5689
FPF|FIRST TRUST INTERMED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20892
FPF|FIRST TRUST INTERMED|MOTF|MOTIF INVESTING, INC.|2
FPF|FIRST TRUST INTERMED|MSCO|MORGAN STANLEY & CO. LLC|563197
FPF|FIRST TRUST INTERMED|MSPL|MORGAN STANLEY & CO. LLC|21700
FPF|FIRST TRUST INTERMED|NFSC|National Financial Services LLC|285836
FPF|FIRST TRUST INTERMED|NITE|VIRTU Americas LLC|515250
FPF|FIRST TRUST INTERMED|NQRB|Brut, LLC|100
FPF|FIRST TRUST INTERMED|OPCO|Oppenheimer & Co. Inc.|16390
FPF|FIRST TRUST INTERMED|OTAA|OTA LLC|2500
FPF|FIRST TRUST INTERMED|PDQM|CODA MARKETS, INC.|16271
FPF|FIRST TRUST INTERMED|PWJC|UBS Financial Services, Inc.|10264
FPF|FIRST TRUST INTERMED|RBCM|RBC CAPITAL MARKETS, LLC|78169
FPF|FIRST TRUST INTERMED|SAGC|SAGETRADER, LLC|1100
FPF|FIRST TRUST INTERMED|SAGL|SAGETRADER, LLC|500
FPF|FIRST TRUST INTERMED|SALI|INTL FCSTONE FINANCIAL INC.|11399
FPF|FIRST TRUST INTERMED|SBSH|Citigroup Global Markets Inc.|128349
FPF|FIRST TRUST INTERMED|SEIC|SEI Investments Distribution Co.|200
FPF|FIRST TRUST INTERMED|SGMT|GOLDMAN SACHS & CO. LLC|11374
FPF|FIRST TRUST INTERMED|SPDR|SPEEDROUTE LLC|5710
FPF|FIRST TRUST INTERMED|SPHN|Stephens Inc.|1507
FPF|FIRST TRUST INTERMED|STFL|Stifel, Nicolaus & Company, Incorporated|18021
FPF|FIRST TRUST INTERMED|STXG|Stockcross Financial Services, Inc.|1510
FPF|FIRST TRUST INTERMED|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
FPF|FIRST TRUST INTERMED|SWIM|TD Ameritrade, Inc.|19535
FPF|FIRST TRUST INTERMED|SWST|Hilltop Securities Inc.|1307
FPF|FIRST TRUST INTERMED|TKNG|ALLY INVEST SECURITIES LLC|525
FPF|FIRST TRUST INTERMED|TRBT|Tradebot Systems, Inc.|4021
FPF|FIRST TRUST INTERMED|TRCM|TRC MARKETS LLC|200
FPF|FIRST TRUST INTERMED|TWTT|TASTYWORKS, INC.|350
FPF|FIRST TRUST INTERMED|UBSA|UBS SECURITIES LLC|52019
FPF|FIRST TRUST INTERMED|UBSS|UBS Securities LLC|159753
FPF|FIRST TRUST INTERMED|VALX|VIRTU AMERICAS LLC|1289
FPF|FIRST TRUST INTERMED|VGRD|Vanguard Marketing Corporation|50469
FPF|FIRST TRUST INTERMED|WBPX|SUMMIT SECURITIES GROUP, LLC|10
FPF|FIRST TRUST INTERMED|WCHV|WELLS FARGO SECURITIES, LLC|189092
FPF|FIRST TRUST INTERMED|WEDB|WEDBUSH SECURITIES INC.|4721
FPF|FIRST TRUST INTERMED|WSEA|WOLVERINE SECURITIES, LLC|1255
FPF|FIRST TRUST INTERMED|XPQR|Jump Trading|100
FPF|FIRST TRUST INTERMED|XSTM|NATIONAL FINANCIAL SERVICES LLC|35996
FPF|FIRST TRUST INTERMED|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
FPF|FIRST TRUST INTERMED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78685
FPH|FIVE POINT HLDGS A|ALTX|Alternet Securities Inc.|2700
FPH|FIVE POINT HLDGS A|APCC|Apex Clearing Corporation|205
FPH|FIVE POINT HLDGS A|BATM|CBOE TRADING, INC.|709
FPH|FIVE POINT HLDGS A|BAYC|BAY CREST PARTNERS, LLC|96
FPH|FIVE POINT HLDGS A|BERN|Sanford C. Bernstein & Co., LLC|11700
FPH|FIVE POINT HLDGS A|BIDS|BIDS TRADING L.P.|100
FPH|FIVE POINT HLDGS A|BLKX|INSTINET, LLC|82100
FPH|FIVE POINT HLDGS A|BTIG|BTIG, LLC|964370
FPH|FIVE POINT HLDGS A|BYXM|CBOE TRADING, INC.|950
FPH|FIVE POINT HLDGS A|CHAS|Charles Schwab & Co., Inc.|1050
FPH|FIVE POINT HLDGS A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71953
FPH|FIVE POINT HLDGS A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2621
FPH|FIVE POINT HLDGS A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5300
FPH|FIVE POINT HLDGS A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|193188
FPH|FIVE POINT HLDGS A|CTDL|Citadel Derivatives Group Llc|2883
FPH|FIVE POINT HLDGS A|CXCX|CITIGROUP GLOBAL MARKETS INC.|26622
FPH|FIVE POINT HLDGS A|DBAB|Deutsche Bank Securities Inc.|41837
FPH|FIVE POINT HLDGS A|DBAX|Deutsche Bank Securities Inc.|85700
FPH|FIVE POINT HLDGS A|DEAN|MORGAN STANLEY|875
FPH|FIVE POINT HLDGS A|DEGS|RONIN PROFESSIONAL LLC|400
FPH|FIVE POINT HLDGS A|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|73743
FPH|FIVE POINT HLDGS A|EBXL|EBX LLC|108700
FPH|FIVE POINT HLDGS A|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
FPH|FIVE POINT HLDGS A|EGAM|CBOE TRADING, INC.|2550
FPH|FIVE POINT HLDGS A|EGAW|CBOE TRADING, INC.|900
FPH|FIVE POINT HLDGS A|EGMT|EG MARKET TECHNOLOGIES LLC|600
FPH|FIVE POINT HLDGS A|EGXM|CBOE TRADING, INC.|657
FPH|FIVE POINT HLDGS A|ETBE|Electronic Transaction Clearing, Inc.|3561
FPH|FIVE POINT HLDGS A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2000
FPH|FIVE POINT HLDGS A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6392
FPH|FIVE POINT HLDGS A|ETRS|E*Trade Securities LLC|32700
FPH|FIVE POINT HLDGS A|FILL|Tradestation Securities, Inc.|149
FPH|FIVE POINT HLDGS A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|292
FPH|FIVE POINT HLDGS A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35124
FPH|FIVE POINT HLDGS A|GLPX|ACS EXECUTION SERVICES, LLC|92945
FPH|FIVE POINT HLDGS A|GSCO|GOLDMAN SACHS & CO. LLC|74940
FPH|FIVE POINT HLDGS A|GSCS|GOLDMAN SACHS & CO. LLC|2000
FPH|FIVE POINT HLDGS A|GSLT|GOLDMAN SACHS & CO. LLC|1505
FPH|FIVE POINT HLDGS A|GTSZ|GTS SECURITIES LLC|8321
FPH|FIVE POINT HLDGS A|HRBF|American Enterprise Investment Services Inc.|8397
FPH|FIVE POINT HLDGS A|HSBC|HSBC Securities, Inc.|665
FPH|FIVE POINT HLDGS A|IATS|INTERACTIVE BROKERS LLC|3760
FPH|FIVE POINT HLDGS A|IBKR|Interactive Brokers Llc|10630
FPH|FIVE POINT HLDGS A|ICBX|INSTINET, LLC|20274
FPH|FIVE POINT HLDGS A|IEQY|CITADEL SECURITIES LLC|1163
FPH|FIVE POINT HLDGS A|INCA|INSTINET, LLC|48994
FPH|FIVE POINT HLDGS A|INJX|INSTINET, LLC|633
FPH|FIVE POINT HLDGS A|ITGI|ITG Inc.|51558
FPH|FIVE POINT HLDGS A|ITGP|ITG INC.|97600
FPH|FIVE POINT HLDGS A|JANY|Janney Montgomery Scott Inc.|950
FPH|FIVE POINT HLDGS A|JEFF|JEFFERIES LLC|20500
FPH|FIVE POINT HLDGS A|JMPT|JUMP TRADING, LLC|6212
FPH|FIVE POINT HLDGS A|JPMX|J.P. Morgan Securities LLC|198830
FPH|FIVE POINT HLDGS A|JSJX|JANE STREET CAPITAL LLC|9844
FPH|FIVE POINT HLDGS A|KCGM|VIRTU Americas LLC|33733
FPH|FIVE POINT HLDGS A|LEHM|Barclays Capital Inc./Le|129559
FPH|FIVE POINT HLDGS A|LIME|Lime Brokerage LLC|10726
FPH|FIVE POINT HLDGS A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
FPH|FIVE POINT HLDGS A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34000
FPH|FIVE POINT HLDGS A|MSCO|MORGAN STANLEY & CO. LLC|130132
FPH|FIVE POINT HLDGS A|MSPL|MORGAN STANLEY & CO. LLC|68100
FPH|FIVE POINT HLDGS A|MSTX|MORGAN STANLEY & CO. LLC|21500
FPH|FIVE POINT HLDGS A|NFSC|National Financial Services LLC|7215
FPH|FIVE POINT HLDGS A|NITE|VIRTU Americas LLC|102580
FPH|FIVE POINT HLDGS A|NQRB|Brut, LLC|1147
FPH|FIVE POINT HLDGS A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
FPH|FIVE POINT HLDGS A|PDQM|CODA MARKETS, INC.|8989
FPH|FIVE POINT HLDGS A|SAGL|SAGETRADER, LLC|3700
FPH|FIVE POINT HLDGS A|SBSH|Citigroup Global Markets Inc.|71753
FPH|FIVE POINT HLDGS A|SGMT|GOLDMAN SACHS & CO. LLC|20451
FPH|FIVE POINT HLDGS A|SPDR|SPEEDROUTE LLC|2700
FPH|FIVE POINT HLDGS A|STKP|STOCKPILE INVESTMENTS, INC.|4
FPH|FIVE POINT HLDGS A|SWIM|TD Ameritrade, Inc.|2036
FPH|FIVE POINT HLDGS A|TRBT|Tradebot Systems, Inc.|46055
FPH|FIVE POINT HLDGS A|TRCM|TRC MARKETS LLC|17623
FPH|FIVE POINT HLDGS A|UBSA|UBS SECURITIES LLC|191956
FPH|FIVE POINT HLDGS A|UBSS|UBS Securities LLC|170850
FPH|FIVE POINT HLDGS A|VALX|VIRTU AMERICAS LLC|3901
FPH|FIVE POINT HLDGS A|VGRD|Vanguard Marketing Corporation|2150
FPH|FIVE POINT HLDGS A|VIEW|VIEWTRADE SECURITIES LLC|200
FPH|FIVE POINT HLDGS A|WCHV|WELLS FARGO SECURITIES, LLC|22930
FPH|FIVE POINT HLDGS A|WEDB|WEDBUSH SECURITIES INC.|1020
FPH|FIVE POINT HLDGS A|WEED|Weeden & Co.L.P.|718223
FPH|FIVE POINT HLDGS A|WSEA|WOLVERINE SECURITIES, LLC|39
FPH|FIVE POINT HLDGS A|XIST|INSTINET, LLC|11600
FPH|FIVE POINT HLDGS A|XPQR|Jump Trading|1717
FPH|FIVE POINT HLDGS A|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
FPH|FIVE POINT HLDGS A|YKNA|COMHAR CAPITAL MARKETS, LLC|400
FPH|FIVE POINT HLDGS A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
FPI|FARMLAND PARTNERS|ALTX|Alternet Securities Inc.|1000
FPI|FARMLAND PARTNERS|APCC|Apex Clearing Corporation|1313
FPI|FARMLAND PARTNERS|AQUA|AQUA SECURITIES L.P.|3700
FPI|FARMLAND PARTNERS|BARD|Robert W. Baird & Co. Incorporated|17533
FPI|FARMLAND PARTNERS|BATM|CBOE TRADING, INC.|3065
FPI|FARMLAND PARTNERS|BERN|Sanford C. Bernstein & Co., LLC|710
FPI|FARMLAND PARTNERS|BIDS|BIDS TRADING L.P.|200
FPI|FARMLAND PARTNERS|BIMI|Banca IMI Securities Corp.|132
FPI|FARMLAND PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1400
FPI|FARMLAND PARTNERS|BNPX|BNP PARIBAS SECURITIES CORP.|2967
FPI|FARMLAND PARTNERS|BTIG|BTIG, LLC|235
FPI|FARMLAND PARTNERS|BZYD|GOLDMAN SACHS & CO. LLC|1100
FPI|FARMLAND PARTNERS|CHAS|Charles Schwab & Co., Inc.|1933
FPI|FARMLAND PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5463
FPI|FARMLAND PARTNERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|322
FPI|FARMLAND PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32535
FPI|FARMLAND PARTNERS|CTDL|Citadel Derivatives Group Llc|1420
FPI|FARMLAND PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3970
FPI|FARMLAND PARTNERS|DADA|D.A. Davidson & Co.|417
FPI|FARMLAND PARTNERS|DBAB|Deutsche Bank Securities Inc.|15681
FPI|FARMLAND PARTNERS|DBAX|Deutsche Bank Securities Inc.|28900
FPI|FARMLAND PARTNERS|DEAN|MORGAN STANLEY|1082
FPI|FARMLAND PARTNERS|DEGS|RONIN PROFESSIONAL LLC|4363
FPI|FARMLAND PARTNERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14278
FPI|FARMLAND PARTNERS|EBXL|EBX LLC|8600
FPI|FARMLAND PARTNERS|EDJO|Edward D. Jones & Co., L.P.|6296
FPI|FARMLAND PARTNERS|EGAM|CBOE TRADING, INC.|2200
FPI|FARMLAND PARTNERS|EGAW|CBOE TRADING, INC.|100
FPI|FARMLAND PARTNERS|EGXM|CBOE TRADING, INC.|149
FPI|FARMLAND PARTNERS|ETBE|Electronic Transaction Clearing, Inc.|576
FPI|FARMLAND PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|789
FPI|FARMLAND PARTNERS|ETRS|E*Trade Securities LLC|129694
FPI|FARMLAND PARTNERS|FILL|Tradestation Securities, Inc.|705
FPI|FARMLAND PARTNERS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|475
FPI|FARMLAND PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33377
FPI|FARMLAND PARTNERS|FTBR|Foliofn Investments, Inc.|886
FPI|FARMLAND PARTNERS|GEBB|GLOBAL EXECUTION BROKERS, LP|2135
FPI|FARMLAND PARTNERS|GLIS|TD Securities Inc|4630
FPI|FARMLAND PARTNERS|GLPX|ACS EXECUTION SERVICES, LLC|3297
FPI|FARMLAND PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|128699
FPI|FARMLAND PARTNERS|GSCS|GOLDMAN SACHS & CO. LLC|800
FPI|FARMLAND PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|457
FPI|FARMLAND PARTNERS|GTSZ|GTS SECURITIES LLC|4729
FPI|FARMLAND PARTNERS|HRBF|American Enterprise Investment Services Inc.|6300
FPI|FARMLAND PARTNERS|HSBC|HSBC Securities, Inc.|300
FPI|FARMLAND PARTNERS|IATS|INTERACTIVE BROKERS LLC|1485
FPI|FARMLAND PARTNERS|IBKR|Interactive Brokers Llc|21156
FPI|FARMLAND PARTNERS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|91
FPI|FARMLAND PARTNERS|ICBX|INSTINET, LLC|7830
FPI|FARMLAND PARTNERS|IEQY|CITADEL SECURITIES LLC|2975
FPI|FARMLAND PARTNERS|INCA|INSTINET, LLC|24415
FPI|FARMLAND PARTNERS|ITGI|ITG Inc.|35314
FPI|FARMLAND PARTNERS|ITGP|ITG INC.|87600
FPI|FARMLAND PARTNERS|JANY|Janney Montgomery Scott Inc.|9210
FPI|FARMLAND PARTNERS|JEFF|JEFFERIES LLC|3639
FPI|FARMLAND PARTNERS|JMPT|JUMP TRADING, LLC|1718
FPI|FARMLAND PARTNERS|JPBX|J.P. MORGAN SECURITIES LLC|828
FPI|FARMLAND PARTNERS|JPMX|J.P. Morgan Securities LLC|57583
FPI|FARMLAND PARTNERS|JSJX|JANE STREET CAPITAL LLC|861
FPI|FARMLAND PARTNERS|KCGM|VIRTU Americas LLC|6280
FPI|FARMLAND PARTNERS|LEHM|Barclays Capital Inc./Le|56639
FPI|FARMLAND PARTNERS|LIME|Lime Brokerage LLC|6691
FPI|FARMLAND PARTNERS|LQNA|LIQUIDNET, INC.|56900
FPI|FARMLAND PARTNERS|LSCI|Lek Securities Corporation|94
FPI|FARMLAND PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33200
FPI|FARMLAND PARTNERS|MOTF|MOTIF INVESTING, INC.|1
FPI|FARMLAND PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|92642
FPI|FARMLAND PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|26000
FPI|FARMLAND PARTNERS|MSTX|MORGAN STANLEY & CO. LLC|4200
FPI|FARMLAND PARTNERS|NFSC|National Financial Services LLC|194230
FPI|FARMLAND PARTNERS|NITE|VIRTU Americas LLC|287440
FPI|FARMLAND PARTNERS|NITP|VIRTU Americas LLC|700
FPI|FARMLAND PARTNERS|NTBF|BMO Nesbitt Burns Inc./CDS|1900
FPI|FARMLAND PARTNERS|OPCO|Oppenheimer & Co. Inc.|3346
FPI|FARMLAND PARTNERS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|940
FPI|FARMLAND PARTNERS|PDQM|CODA MARKETS, INC.|13012
FPI|FARMLAND PARTNERS|PWJC|UBS Financial Services, Inc.|12227
FPI|FARMLAND PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|1329
FPI|FARMLAND PARTNERS|SBRX|MURIEL SIEBERT & CO INC|250
FPI|FARMLAND PARTNERS|SBSH|Citigroup Global Markets Inc.|13697
FPI|FARMLAND PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|15494
FPI|FARMLAND PARTNERS|SIBO|Prime Executions, Inc.|3000
FPI|FARMLAND PARTNERS|SPDR|SPEEDROUTE LLC|1206
FPI|FARMLAND PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|10825
FPI|FARMLAND PARTNERS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1000
FPI|FARMLAND PARTNERS|SWIM|TD Ameritrade, Inc.|40851
FPI|FARMLAND PARTNERS|SWST|Hilltop Securities Inc.|235
FPI|FARMLAND PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|936
FPI|FARMLAND PARTNERS|TRCM|TRC MARKETS LLC|525
FPI|FARMLAND PARTNERS|UBSA|UBS SECURITIES LLC|188506
FPI|FARMLAND PARTNERS|UBSS|UBS Securities LLC|184449
FPI|FARMLAND PARTNERS|VALX|VIRTU AMERICAS LLC|1871
FPI|FARMLAND PARTNERS|VGRD|Vanguard Marketing Corporation|18902
FPI|FARMLAND PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|78692
FPI|FARMLAND PARTNERS|WEDB|WEDBUSH SECURITIES INC.|2100
FPI|FARMLAND PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3492
FPI|FARMLAND PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15691
FPI|FARMLAND PARTNERS|WGIF|CIBC World Markets Inc.|2000
FPI|FARMLAND PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|8624
FPI|FARMLAND PARTNERS|XIST|INSTINET, LLC|524608
FPI|FARMLAND PARTNERS|XPQR|Jump Trading|200
FPI|FARMLAND PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10100
FPI|FARMLAND PARTNERS|YKNA|COMHAR CAPITAL MARKETS, LLC|600
FPI|FARMLAND PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11583
FPI$B|FARMLAND PTRNRS SER|ALTX|Alternet Securities Inc.|700
FPI$B|FARMLAND PTRNRS SER|APCC|Apex Clearing Corporation|16
FPI$B|FARMLAND PTRNRS SER|BARD|Robert W. Baird & Co. Incorporated|420
FPI$B|FARMLAND PTRNRS SER|BBNT|BB&T SECURITIES, LLC|120
FPI$B|FARMLAND PTRNRS SER|CABR|Cabrera Capital Markets, Inc.|150
FPI$B|FARMLAND PTRNRS SER|CIST|Capital Institutional Services, Inc.|755
FPI$B|FARMLAND PTRNRS SER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4490
FPI$B|FARMLAND PTRNRS SER|CXCX|CITIGROUP GLOBAL MARKETS INC.|2266
FPI$B|FARMLAND PTRNRS SER|DBAX|Deutsche Bank Securities Inc.|5900
FPI$B|FARMLAND PTRNRS SER|DEAN|MORGAN STANLEY|982
FPI$B|FARMLAND PTRNRS SER|EBXL|EBX LLC|3000
FPI$B|FARMLAND PTRNRS SER|EDJO|Edward D. Jones & Co., L.P.|666
FPI$B|FARMLAND PTRNRS SER|EGXM|CBOE TRADING, INC.|3
FPI$B|FARMLAND PTRNRS SER|ETRS|E*Trade Securities LLC|650
FPI$B|FARMLAND PTRNRS SER|FTBR|Foliofn Investments, Inc.|3
FPI$B|FARMLAND PTRNRS SER|GLPX|ACS EXECUTION SERVICES, LLC|1168
FPI$B|FARMLAND PTRNRS SER|GTSZ|GTS SECURITIES LLC|76
FPI$B|FARMLAND PTRNRS SER|HRBF|American Enterprise Investment Services Inc.|57
FPI$B|FARMLAND PTRNRS SER|IATS|INTERACTIVE BROKERS LLC|1378
FPI$B|FARMLAND PTRNRS SER|IBKR|Interactive Brokers Llc|5384
FPI$B|FARMLAND PTRNRS SER|ICBX|INSTINET, LLC|450
FPI$B|FARMLAND PTRNRS SER|INCA|INSTINET, LLC|1151
FPI$B|FARMLAND PTRNRS SER|INJX|INSTINET, LLC|1156
FPI$B|FARMLAND PTRNRS SER|ITGI|ITG Inc.|14255
FPI$B|FARMLAND PTRNRS SER|ITGP|ITG INC.|1400
FPI$B|FARMLAND PTRNRS SER|JEFF|JEFFERIES LLC|200
FPI$B|FARMLAND PTRNRS SER|JPMX|J.P. Morgan Securities LLC|3800
FPI$B|FARMLAND PTRNRS SER|KCGM|VIRTU Americas LLC|200
FPI$B|FARMLAND PTRNRS SER|LEHM|Barclays Capital Inc./Le|5000
FPI$B|FARMLAND PTRNRS SER|LIME|Lime Brokerage LLC|99
FPI$B|FARMLAND PTRNRS SER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|418
FPI$B|FARMLAND PTRNRS SER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FPI$B|FARMLAND PTRNRS SER|MSCO|MORGAN STANLEY & CO. LLC|7154
FPI$B|FARMLAND PTRNRS SER|MSPL|MORGAN STANLEY & CO. LLC|100
FPI$B|FARMLAND PTRNRS SER|NFSC|National Financial Services LLC|7063
FPI$B|FARMLAND PTRNRS SER|NITE|VIRTU Americas LLC|29170
FPI$B|FARMLAND PTRNRS SER|NQRB|Brut, LLC|121
FPI$B|FARMLAND PTRNRS SER|PDQM|CODA MARKETS, INC.|3634
FPI$B|FARMLAND PTRNRS SER|PWJC|UBS Financial Services, Inc.|1099
FPI$B|FARMLAND PTRNRS SER|RBCM|RBC CAPITAL MARKETS, LLC|10
FPI$B|FARMLAND PTRNRS SER|SALI|INTL FCSTONE FINANCIAL INC.|45
FPI$B|FARMLAND PTRNRS SER|SBSH|Citigroup Global Markets Inc.|35
FPI$B|FARMLAND PTRNRS SER|SPDR|SPEEDROUTE LLC|435
FPI$B|FARMLAND PTRNRS SER|STFL|Stifel, Nicolaus & Company, Incorporated|1069
FPI$B|FARMLAND PTRNRS SER|SWIM|TD Ameritrade, Inc.|100
FPI$B|FARMLAND PTRNRS SER|UBSA|UBS SECURITIES LLC|14535
FPI$B|FARMLAND PTRNRS SER|UBSS|UBS Securities LLC|6787
FPI$B|FARMLAND PTRNRS SER|VGRD|Vanguard Marketing Corporation|2003
FPI$B|FARMLAND PTRNRS SER|VNDM|Wall Street Access|21967
FPI$B|FARMLAND PTRNRS SER|WCHV|WELLS FARGO SECURITIES, LLC|1379
FPI$B|FARMLAND PTRNRS SER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
FPI$B|FARMLAND PTRNRS SER|YKNA|COMHAR CAPITAL MARKETS, LLC|200
FPI$B|FARMLAND PTRNRS SER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
FPL|FIRST TRUST NEW OPPT|ALTX|Alternet Securities Inc.|200
FPL|FIRST TRUST NEW OPPT|APCC|Apex Clearing Corporation|31
FPL|FIRST TRUST NEW OPPT|BANK|Primevest Financial Services, Inc.|1
FPL|FIRST TRUST NEW OPPT|BARD|Robert W. Baird & Co. Incorporated|1301
FPL|FIRST TRUST NEW OPPT|BBNT|BB&T SECURITIES, LLC|4067
FPL|FIRST TRUST NEW OPPT|BRGE|Newbridge Securities Corp.|485
FPL|FIRST TRUST NEW OPPT|BYXM|CBOE TRADING, INC.|400
FPL|FIRST TRUST NEW OPPT|CHAS|Charles Schwab & Co., Inc.|5
FPL|FIRST TRUST NEW OPPT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6905
FPL|FIRST TRUST NEW OPPT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1203
FPL|FIRST TRUST NEW OPPT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FPL|FIRST TRUST NEW OPPT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12680
FPL|FIRST TRUST NEW OPPT|CTDE|CHOICETRADE|100
FPL|FIRST TRUST NEW OPPT|CTDL|Citadel Derivatives Group Llc|5718
FPL|FIRST TRUST NEW OPPT|CXCX|CITIGROUP GLOBAL MARKETS INC.|5510
FPL|FIRST TRUST NEW OPPT|DADA|D.A. Davidson & Co.|28
FPL|FIRST TRUST NEW OPPT|DBAB|Deutsche Bank Securities Inc.|5
FPL|FIRST TRUST NEW OPPT|DBAX|Deutsche Bank Securities Inc.|5800
FPL|FIRST TRUST NEW OPPT|DEAN|MORGAN STANLEY|36618
FPL|FIRST TRUST NEW OPPT|DEGS|RONIN PROFESSIONAL LLC|200
FPL|FIRST TRUST NEW OPPT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|134
FPL|FIRST TRUST NEW OPPT|EBXL|EBX LLC|6600
FPL|FIRST TRUST NEW OPPT|ECUT|CONVERGEX EXECUTION SOLUTIONS|49346
FPL|FIRST TRUST NEW OPPT|EDJO|Edward D. Jones & Co., L.P.|2568
FPL|FIRST TRUST NEW OPPT|EGAM|CBOE TRADING, INC.|6566
FPL|FIRST TRUST NEW OPPT|EGXM|CBOE TRADING, INC.|422
FPL|FIRST TRUST NEW OPPT|ETBE|Electronic Transaction Clearing, Inc.|200
FPL|FIRST TRUST NEW OPPT|ETCB|ETC BROKERAGE SERVICES, LLC|800
FPL|FIRST TRUST NEW OPPT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
FPL|FIRST TRUST NEW OPPT|ETRS|E*Trade Securities LLC|64999
FPL|FIRST TRUST NEW OPPT|FILL|Tradestation Securities, Inc.|100
FPL|FIRST TRUST NEW OPPT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21469
FPL|FIRST TRUST NEW OPPT|FTBR|Foliofn Investments, Inc.|1208
FPL|FIRST TRUST NEW OPPT|GLPX|ACS EXECUTION SERVICES, LLC|2570
FPL|FIRST TRUST NEW OPPT|GSCO|GOLDMAN SACHS & CO. LLC|731
FPL|FIRST TRUST NEW OPPT|GSCS|GOLDMAN SACHS & CO. LLC|140
FPL|FIRST TRUST NEW OPPT|GSLT|GOLDMAN SACHS & CO. LLC|800
FPL|FIRST TRUST NEW OPPT|GTSZ|GTS SECURITIES LLC|100
FPL|FIRST TRUST NEW OPPT|HRBF|American Enterprise Investment Services Inc.|33241
FPL|FIRST TRUST NEW OPPT|IATS|INTERACTIVE BROKERS LLC|23162
FPL|FIRST TRUST NEW OPPT|IBKR|Interactive Brokers Llc|41686
FPL|FIRST TRUST NEW OPPT|ICBX|INSTINET, LLC|6696
FPL|FIRST TRUST NEW OPPT|INCA|INSTINET, LLC|1110
FPL|FIRST TRUST NEW OPPT|ITGI|ITG Inc.|13485
FPL|FIRST TRUST NEW OPPT|ITGP|ITG INC.|6600
FPL|FIRST TRUST NEW OPPT|JANY|Janney Montgomery Scott Inc.|16
FPL|FIRST TRUST NEW OPPT|JMPT|JUMP TRADING, LLC|297
FPL|FIRST TRUST NEW OPPT|JPMX|J.P. Morgan Securities LLC|7344
FPL|FIRST TRUST NEW OPPT|JSJX|JANE STREET CAPITAL LLC|200
FPL|FIRST TRUST NEW OPPT|KCGM|VIRTU Americas LLC|2600
FPL|FIRST TRUST NEW OPPT|LEHM|Barclays Capital Inc./Le|7600
FPL|FIRST TRUST NEW OPPT|LGNT|COR CLEARING LLC|17
FPL|FIRST TRUST NEW OPPT|LIME|Lime Brokerage LLC|410
FPL|FIRST TRUST NEW OPPT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
FPL|FIRST TRUST NEW OPPT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
FPL|FIRST TRUST NEW OPPT|MSCO|MORGAN STANLEY & CO. LLC|139163
FPL|FIRST TRUST NEW OPPT|MSPL|MORGAN STANLEY & CO. LLC|6300
FPL|FIRST TRUST NEW OPPT|MSTX|MORGAN STANLEY & CO. LLC|900
FPL|FIRST TRUST NEW OPPT|NFSC|National Financial Services LLC|212137
FPL|FIRST TRUST NEW OPPT|NITE|VIRTU Americas LLC|268663
FPL|FIRST TRUST NEW OPPT|NTRC|Northern Trust Securities, Inc.|4200
FPL|FIRST TRUST NEW OPPT|OPCO|Oppenheimer & Co. Inc.|8571
FPL|FIRST TRUST NEW OPPT|PDQM|CODA MARKETS, INC.|4370
FPL|FIRST TRUST NEW OPPT|PWJC|UBS Financial Services, Inc.|2000
FPL|FIRST TRUST NEW OPPT|RBCM|RBC CAPITAL MARKETS, LLC|15211
FPL|FIRST TRUST NEW OPPT|SBSH|Citigroup Global Markets Inc.|2160
FPL|FIRST TRUST NEW OPPT|SGMT|GOLDMAN SACHS & CO. LLC|4991
FPL|FIRST TRUST NEW OPPT|SPDR|SPEEDROUTE LLC|400
FPL|FIRST TRUST NEW OPPT|SPHN|Stephens Inc.|440
FPL|FIRST TRUST NEW OPPT|STFL|Stifel, Nicolaus & Company, Incorporated|5409
FPL|FIRST TRUST NEW OPPT|SWIM|TD Ameritrade, Inc.|4579
FPL|FIRST TRUST NEW OPPT|SWST|Hilltop Securities Inc.|4264
FPL|FIRST TRUST NEW OPPT|TKNG|ALLY INVEST SECURITIES LLC|1381
FPL|FIRST TRUST NEW OPPT|TRBT|Tradebot Systems, Inc.|904
FPL|FIRST TRUST NEW OPPT|TRCM|TRC MARKETS LLC|100
FPL|FIRST TRUST NEW OPPT|UBSA|UBS SECURITIES LLC|44965
FPL|FIRST TRUST NEW OPPT|UBSS|UBS Securities LLC|78896
FPL|FIRST TRUST NEW OPPT|VALX|VIRTU AMERICAS LLC|800
FPL|FIRST TRUST NEW OPPT|VGRD|Vanguard Marketing Corporation|7054
FPL|FIRST TRUST NEW OPPT|WBET|Wallachbeth Capital LLC|500
FPL|FIRST TRUST NEW OPPT|WCHV|WELLS FARGO SECURITIES, LLC|60154
FPL|FIRST TRUST NEW OPPT|WEDB|WEDBUSH SECURITIES INC.|1861
FPL|FIRST TRUST NEW OPPT|WEED|Weeden & Co.L.P.|210
FPL|FIRST TRUST NEW OPPT|WSEA|WOLVERINE SECURITIES, LLC|2154
FPL|FIRST TRUST NEW OPPT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17760
FPRX|FIVE PRIME THERA CMN|AGIS|Aegis Capital Corp.|500
FPRX|FIVE PRIME THERA CMN|ALTX|Alternet Securities Inc.|9440
FPRX|FIVE PRIME THERA CMN|APCC|Apex Clearing Corporation|251
FPRX|FIVE PRIME THERA CMN|BATM|CBOE TRADING, INC.|1700
FPRX|FIVE PRIME THERA CMN|BAYC|BAY CREST PARTNERS, LLC|550
FPRX|FIVE PRIME THERA CMN|BBNT|BB&T SECURITIES, LLC|360
FPRX|FIVE PRIME THERA CMN|BERN|Sanford C. Bernstein & Co., LLC|15917
FPRX|FIVE PRIME THERA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4533
FPRX|FIVE PRIME THERA CMN|BLKX|INSTINET, LLC|12400
FPRX|FIVE PRIME THERA CMN|BMOC|BMO Capital Markets Corp.|5274
FPRX|FIVE PRIME THERA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|14264
FPRX|FIVE PRIME THERA CMN|BTIG|BTIG, LLC|48405
FPRX|FIVE PRIME THERA CMN|BYXM|CBOE TRADING, INC.|1318
FPRX|FIVE PRIME THERA CMN|CHAS|Charles Schwab & Co., Inc.|697
FPRX|FIVE PRIME THERA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17067
FPRX|FIVE PRIME THERA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2685
FPRX|FIVE PRIME THERA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1377
FPRX|FIVE PRIME THERA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97919
FPRX|FIVE PRIME THERA CMN|CTDL|Citadel Derivatives Group Llc|20424
FPRX|FIVE PRIME THERA CMN|CTLR|CUTLER GROUP, LP|351
FPRX|FIVE PRIME THERA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|11168
FPRX|FIVE PRIME THERA CMN|DADA|D.A. Davidson & Co.|867
FPRX|FIVE PRIME THERA CMN|DBAB|Deutsche Bank Securities Inc.|283532
FPRX|FIVE PRIME THERA CMN|DBAX|Deutsche Bank Securities Inc.|89800
FPRX|FIVE PRIME THERA CMN|DEAN|MORGAN STANLEY|2713
FPRX|FIVE PRIME THERA CMN|DEGS|RONIN PROFESSIONAL LLC|5928
FPRX|FIVE PRIME THERA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
FPRX|FIVE PRIME THERA CMN|EBXL|EBX LLC|45000
FPRX|FIVE PRIME THERA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1374
FPRX|FIVE PRIME THERA CMN|EDJO|Edward D. Jones & Co., L.P.|119
FPRX|FIVE PRIME THERA CMN|EGAM|CBOE TRADING, INC.|12458
FPRX|FIVE PRIME THERA CMN|EGAW|CBOE TRADING, INC.|285
FPRX|FIVE PRIME THERA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|510
FPRX|FIVE PRIME THERA CMN|EGXM|CBOE TRADING, INC.|3489
FPRX|FIVE PRIME THERA CMN|ETBE|Electronic Transaction Clearing, Inc.|7764
FPRX|FIVE PRIME THERA CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
FPRX|FIVE PRIME THERA CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|13498
FPRX|FIVE PRIME THERA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5792
FPRX|FIVE PRIME THERA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19956
FPRX|FIVE PRIME THERA CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FPRX|FIVE PRIME THERA CMN|ETRS|E*Trade Securities LLC|27612
FPRX|FIVE PRIME THERA CMN|FBCO|Credit Suisse Securities (USA) LLC|339573
FPRX|FIVE PRIME THERA CMN|FILL|Tradestation Securities, Inc.|1786
FPRX|FIVE PRIME THERA CMN|FOMA|TD AMERITRADE CLEARING, INC.|151473
FPRX|FIVE PRIME THERA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75163
FPRX|FIVE PRIME THERA CMN|FTBR|Foliofn Investments, Inc.|162
FPRX|FIVE PRIME THERA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|25024
FPRX|FIVE PRIME THERA CMN|GLPX|ACS EXECUTION SERVICES, LLC|27244
FPRX|FIVE PRIME THERA CMN|GSCO|GOLDMAN SACHS & CO. LLC|516723
FPRX|FIVE PRIME THERA CMN|GSCS|GOLDMAN SACHS & CO. LLC|96476
FPRX|FIVE PRIME THERA CMN|GSLT|GOLDMAN SACHS & CO. LLC|3275
FPRX|FIVE PRIME THERA CMN|GTSZ|GTS SECURITIES LLC|19354
FPRX|FIVE PRIME THERA CMN|HAPX|HAP Trading, LLC|1299
FPRX|FIVE PRIME THERA CMN|HRBF|American Enterprise Investment Services Inc.|125
FPRX|FIVE PRIME THERA CMN|IATS|INTERACTIVE BROKERS LLC|24314
FPRX|FIVE PRIME THERA CMN|IBKR|Interactive Brokers Llc|90553
FPRX|FIVE PRIME THERA CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|34
FPRX|FIVE PRIME THERA CMN|ICBX|INSTINET, LLC|16597
FPRX|FIVE PRIME THERA CMN|IEQY|CITADEL SECURITIES LLC|132695
FPRX|FIVE PRIME THERA CMN|INCA|INSTINET, LLC|302499
FPRX|FIVE PRIME THERA CMN|INJX|INSTINET, LLC|174235
FPRX|FIVE PRIME THERA CMN|ITGI|ITG Inc.|23036
FPRX|FIVE PRIME THERA CMN|ITGP|ITG INC.|25000
FPRX|FIVE PRIME THERA CMN|JANY|Janney Montgomery Scott Inc.|3850
FPRX|FIVE PRIME THERA CMN|JEFF|JEFFERIES LLC|102613
FPRX|FIVE PRIME THERA CMN|JMPT|JUMP TRADING, LLC|31407
FPRX|FIVE PRIME THERA CMN|JPBX|J.P. MORGAN SECURITIES LLC|21146
FPRX|FIVE PRIME THERA CMN|JPMX|J.P. Morgan Securities LLC|145139
FPRX|FIVE PRIME THERA CMN|JSJX|JANE STREET CAPITAL LLC|4756
FPRX|FIVE PRIME THERA CMN|KCGM|VIRTU Americas LLC|23308
FPRX|FIVE PRIME THERA CMN|LEHM|Barclays Capital Inc./Le|346232
FPRX|FIVE PRIME THERA CMN|LIME|Lime Brokerage LLC|150116
FPRX|FIVE PRIME THERA CMN|LMGP|LIME BROKERAGE LLC|10780
FPRX|FIVE PRIME THERA CMN|LVMR|LIVERMORE TRADING GROUP, INC.|3910
FPRX|FIVE PRIME THERA CMN|MAXM|Maxim Group LLC|3507
FPRX|FIVE PRIME THERA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19640
FPRX|FIVE PRIME THERA CMN|MOTF|MOTIF INVESTING, INC.|4
FPRX|FIVE PRIME THERA CMN|MSCO|MORGAN STANLEY & CO. LLC|1701464
FPRX|FIVE PRIME THERA CMN|MSPL|MORGAN STANLEY & CO. LLC|161500
FPRX|FIVE PRIME THERA CMN|MSTX|MORGAN STANLEY & CO. LLC|69900
FPRX|FIVE PRIME THERA CMN|NEED|Needham & Company, LLC|200
FPRX|FIVE PRIME THERA CMN|NFSC|National Financial Services LLC|84471
FPRX|FIVE PRIME THERA CMN|NITE|VIRTU Americas LLC|196662
FPRX|FIVE PRIME THERA CMN|NITP|VIRTU Americas LLC|4600
FPRX|FIVE PRIME THERA CMN|NQRB|Brut, LLC|10984
FPRX|FIVE PRIME THERA CMN|OPCO|Oppenheimer & Co. Inc.|1356
FPRX|FIVE PRIME THERA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2010
FPRX|FIVE PRIME THERA CMN|PDQM|CODA MARKETS, INC.|59698
FPRX|FIVE PRIME THERA CMN|PHLY|NASDAQ Execution Services, LLC|1200
FPRX|FIVE PRIME THERA CMN|RAJA|Raymond James & Associates, Inc.|1064
FPRX|FIVE PRIME THERA CMN|RBCM|RBC CAPITAL MARKETS, LLC|1678
FPRX|FIVE PRIME THERA CMN|RJLC|RJL CAPITAL GROUP, LLC|2094
FPRX|FIVE PRIME THERA CMN|SAGL|SAGETRADER, LLC|12898
FPRX|FIVE PRIME THERA CMN|SAGW|SAGETRADER, LLC|436
FPRX|FIVE PRIME THERA CMN|SBSH|Citigroup Global Markets Inc.|96281
FPRX|FIVE PRIME THERA CMN|SGMT|GOLDMAN SACHS & CO. LLC|43313
FPRX|FIVE PRIME THERA CMN|SPDR|SPEEDROUTE LLC|1790
FPRX|FIVE PRIME THERA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|153
FPRX|FIVE PRIME THERA CMN|STKP|STOCKPILE INVESTMENTS, INC.|488
FPRX|FIVE PRIME THERA CMN|STXG|Stockcross Financial Services, Inc.|400
FPRX|FIVE PRIME THERA CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
FPRX|FIVE PRIME THERA CMN|SWIM|TD Ameritrade, Inc.|13736
FPRX|FIVE PRIME THERA CMN|SWST|Hilltop Securities Inc.|7846
FPRX|FIVE PRIME THERA CMN|TKNG|ALLY INVEST SECURITIES LLC|910
FPRX|FIVE PRIME THERA CMN|TRBT|Tradebot Systems, Inc.|113797
FPRX|FIVE PRIME THERA CMN|TRCM|TRC MARKETS LLC|66304
FPRX|FIVE PRIME THERA CMN|TWTT|TASTYWORKS, INC.|125
FPRX|FIVE PRIME THERA CMN|UBSA|UBS SECURITIES LLC|222326
FPRX|FIVE PRIME THERA CMN|UBSS|UBS Securities LLC|621556
FPRX|FIVE PRIME THERA CMN|VALX|VIRTU AMERICAS LLC|78327
FPRX|FIVE PRIME THERA CMN|VGRD|Vanguard Marketing Corporation|8354
FPRX|FIVE PRIME THERA CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|100
FPRX|FIVE PRIME THERA CMN|WCHV|WELLS FARGO SECURITIES, LLC|42042
FPRX|FIVE PRIME THERA CMN|WEDB|WEDBUSH SECURITIES INC.|200
FPRX|FIVE PRIME THERA CMN|WEED|Weeden & Co.L.P.|10
FPRX|FIVE PRIME THERA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1290
FPRX|FIVE PRIME THERA CMN|WGIF|CIBC World Markets Inc.|260
FPRX|FIVE PRIME THERA CMN|WSAG|WALL STREET ACCESS|6692
FPRX|FIVE PRIME THERA CMN|WSEA|WOLVERINE SECURITIES, LLC|4573
FPRX|FIVE PRIME THERA CMN|XIST|INSTINET, LLC|31100
FPRX|FIVE PRIME THERA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|19740
FPRX|FIVE PRIME THERA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4653
FPRX|FIVE PRIME THERA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1889
FPX|FIRST TRUST  US EQT|APCC|Apex Clearing Corporation|33
FPX|FIRST TRUST  US EQT|BANK|Primevest Financial Services, Inc.|1549
FPX|FIRST TRUST  US EQT|BARD|Robert W. Baird & Co. Incorporated|3381
FPX|FIRST TRUST  US EQT|BATM|CBOE TRADING, INC.|761
FPX|FIRST TRUST  US EQT|BBNT|BB&T SECURITIES, LLC|816
FPX|FIRST TRUST  US EQT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2935
FPX|FIRST TRUST  US EQT|CANT|Cantor Fitzgerald & Co.|92148
FPX|FIRST TRUST  US EQT|CHAS|Charles Schwab & Co., Inc.|14
FPX|FIRST TRUST  US EQT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34759
FPX|FIRST TRUST  US EQT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9339
FPX|FIRST TRUST  US EQT|CSIN|Citadel Securities Institutional LLC|28485
FPX|FIRST TRUST  US EQT|CTDL|Citadel Derivatives Group Llc|30285
FPX|FIRST TRUST  US EQT|DADA|D.A. Davidson & Co.|1816
FPX|FIRST TRUST  US EQT|DAVA|Davenport & Company LLC|67
FPX|FIRST TRUST  US EQT|DBAB|Deutsche Bank Securities Inc.|100
FPX|FIRST TRUST  US EQT|DBAX|Deutsche Bank Securities Inc.|17100
FPX|FIRST TRUST  US EQT|DEAN|MORGAN STANLEY|10971
FPX|FIRST TRUST  US EQT|EBXL|EBX LLC|5600
FPX|FIRST TRUST  US EQT|ECUT|CONVERGEX EXECUTION SOLUTIONS|86
FPX|FIRST TRUST  US EQT|EDJO|Edward D. Jones & Co., L.P.|351
FPX|FIRST TRUST  US EQT|ETBE|Electronic Transaction Clearing, Inc.|33
FPX|FIRST TRUST  US EQT|ETRS|E*Trade Securities LLC|2281
FPX|FIRST TRUST  US EQT|FBSB|U.S. Bancorp Investments, Inc.|1645
FPX|FIRST TRUST  US EQT|FTBR|Foliofn Investments, Inc.|384
FPX|FIRST TRUST  US EQT|GBMT|GBM International, Inc.|939
FPX|FIRST TRUST  US EQT|GLIS|TD Securities Inc|14
FPX|FIRST TRUST  US EQT|GSCO|GOLDMAN SACHS & CO. LLC|1966
FPX|FIRST TRUST  US EQT|GSLT|GOLDMAN SACHS & CO. LLC|164
FPX|FIRST TRUST  US EQT|GTSZ|GTS SECURITIES LLC|1882
FPX|FIRST TRUST  US EQT|HRBF|American Enterprise Investment Services Inc.|18213
FPX|FIRST TRUST  US EQT|IATS|INTERACTIVE BROKERS LLC|42
FPX|FIRST TRUST  US EQT|IBKR|Interactive Brokers Llc|1192
FPX|FIRST TRUST  US EQT|ICBX|INSTINET, LLC|3900
FPX|FIRST TRUST  US EQT|INCA|INSTINET, LLC|3900
FPX|FIRST TRUST  US EQT|JANY|Janney Montgomery Scott Inc.|1238
FPX|FIRST TRUST  US EQT|JPMX|J.P. Morgan Securities LLC|23800
FPX|FIRST TRUST  US EQT|JSEB|JANE STREET EXECUTION SERVICES, LLC|399090
FPX|FIRST TRUST  US EQT|JSJX|JANE STREET CAPITAL LLC|94114
FPX|FIRST TRUST  US EQT|KCGM|VIRTU Americas LLC|1662
FPX|FIRST TRUST  US EQT|LEHM|Barclays Capital Inc./Le|11689
FPX|FIRST TRUST  US EQT|LIME|Lime Brokerage LLC|14067
FPX|FIRST TRUST  US EQT|MACC|Mid Atlantic Capital Corporation|25
FPX|FIRST TRUST  US EQT|MCMF|Raymond James Ltd. Cds|70
FPX|FIRST TRUST  US EQT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
FPX|FIRST TRUST  US EQT|MSCO|MORGAN STANLEY & CO. LLC|47951
FPX|FIRST TRUST  US EQT|MSPL|MORGAN STANLEY & CO. LLC|4400
FPX|FIRST TRUST  US EQT|NFSC|National Financial Services LLC|50579
FPX|FIRST TRUST  US EQT|NITE|VIRTU Americas LLC|96391
FPX|FIRST TRUST  US EQT|NTBF|BMO Nesbitt Burns Inc./CDS|80
FPX|FIRST TRUST  US EQT|OPCO|Oppenheimer & Co. Inc.|1433
FPX|FIRST TRUST  US EQT|PWJC|UBS Financial Services, Inc.|2088
FPX|FIRST TRUST  US EQT|RBCM|RBC CAPITAL MARKETS, LLC|7200
FPX|FIRST TRUST  US EQT|SALI|INTL FCSTONE FINANCIAL INC.|826
FPX|FIRST TRUST  US EQT|SBSH|Citigroup Global Markets Inc.|509
FPX|FIRST TRUST  US EQT|SGMT|GOLDMAN SACHS & CO. LLC|2905
FPX|FIRST TRUST  US EQT|SPHN|Stephens Inc.|15
FPX|FIRST TRUST  US EQT|STFL|Stifel, Nicolaus & Company, Incorporated|2764
FPX|FIRST TRUST  US EQT|SWIM|TD Ameritrade, Inc.|1812
FPX|FIRST TRUST  US EQT|SWST|Hilltop Securities Inc.|39
FPX|FIRST TRUST  US EQT|TKNG|ALLY INVEST SECURITIES LLC|43
FPX|FIRST TRUST  US EQT|TRBT|Tradebot Systems, Inc.|100
FPX|FIRST TRUST  US EQT|TRCM|TRC MARKETS LLC|233
FPX|FIRST TRUST  US EQT|UBSA|UBS SECURITIES LLC|25416
FPX|FIRST TRUST  US EQT|UBSS|UBS Securities LLC|119926
FPX|FIRST TRUST  US EQT|VGRD|Vanguard Marketing Corporation|670
FPX|FIRST TRUST  US EQT|WCHV|WELLS FARGO SECURITIES, LLC|63358
FPX|FIRST TRUST  US EQT|WEDB|WEDBUSH SECURITIES INC.|79
FPX|FIRST TRUST  US EQT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|313
FPX|FIRST TRUST  US EQT|WGIF|CIBC World Markets Inc.|50
FPX|FIRST TRUST  US EQT|WSEA|WOLVERINE SECURITIES, LLC|1597
FPX|FIRST TRUST  US EQT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FPX|FIRST TRUST  US EQT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52127
FPXI|FIRST TR ITL IPO ETF|APCC|Apex Clearing Corporation|10
FPXI|FIRST TR ITL IPO ETF|BATM|CBOE TRADING, INC.|20
FPXI|FIRST TR ITL IPO ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42
FPXI|FIRST TR ITL IPO ETF|CANT|Cantor Fitzgerald & Co.|1
FPXI|FIRST TR ITL IPO ETF|CHAS|Charles Schwab & Co., Inc.|2
FPXI|FIRST TR ITL IPO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
FPXI|FIRST TR ITL IPO ETF|CTDL|Citadel Derivatives Group Llc|474
FPXI|FIRST TR ITL IPO ETF|EBXL|EBX LLC|2500
FPXI|FIRST TR ITL IPO ETF|EGXW|CBOE TRADING, INC.|1350
FPXI|FIRST TR ITL IPO ETF|ETCB|ETC BROKERAGE SERVICES, LLC|2056
FPXI|FIRST TR ITL IPO ETF|ETRS|E*Trade Securities LLC|61
FPXI|FIRST TR ITL IPO ETF|FBCO|Credit Suisse Securities (USA) LLC|11383
FPXI|FIRST TR ITL IPO ETF|FOMA|TD AMERITRADE CLEARING, INC.|7926
FPXI|FIRST TR ITL IPO ETF|FTBR|Foliofn Investments, Inc.|1
FPXI|FIRST TR ITL IPO ETF|IATS|INTERACTIVE BROKERS LLC|100
FPXI|FIRST TR ITL IPO ETF|IBKR|Interactive Brokers Llc|4525
FPXI|FIRST TR ITL IPO ETF|ICBX|INSTINET, LLC|100
FPXI|FIRST TR ITL IPO ETF|ITGP|ITG INC.|2000
FPXI|FIRST TR ITL IPO ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1980
FPXI|FIRST TR ITL IPO ETF|JSJX|JANE STREET CAPITAL LLC|2095
FPXI|FIRST TR ITL IPO ETF|KCGM|VIRTU Americas LLC|397
FPXI|FIRST TR ITL IPO ETF|LEHM|Barclays Capital Inc./Le|600
FPXI|FIRST TR ITL IPO ETF|LIME|Lime Brokerage LLC|2539
FPXI|FIRST TR ITL IPO ETF|MAXM|Maxim Group LLC|75
FPXI|FIRST TR ITL IPO ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FPXI|FIRST TR ITL IPO ETF|MOTF|MOTIF INVESTING, INC.|1
FPXI|FIRST TR ITL IPO ETF|MSCO|MORGAN STANLEY & CO. LLC|616
FPXI|FIRST TR ITL IPO ETF|NFSC|National Financial Services LLC|1413
FPXI|FIRST TR ITL IPO ETF|NITE|VIRTU Americas LLC|4444
FPXI|FIRST TR ITL IPO ETF|RBCM|RBC CAPITAL MARKETS, LLC|50
FPXI|FIRST TR ITL IPO ETF|SBSH|Citigroup Global Markets Inc.|60
FPXI|FIRST TR ITL IPO ETF|SGMT|GOLDMAN SACHS & CO. LLC|93
FPXI|FIRST TR ITL IPO ETF|STFL|Stifel, Nicolaus & Company, Incorporated|820
FPXI|FIRST TR ITL IPO ETF|SWIM|TD Ameritrade, Inc.|43
FPXI|FIRST TR ITL IPO ETF|UBSS|UBS Securities LLC|5608
FPXI|FIRST TR ITL IPO ETF|WSEA|WOLVERINE SECURITIES, LLC|10
FPXI|FIRST TR ITL IPO ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|204
FPXI|FIRST TR ITL IPO ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6837
FQAL|FIDELITY QUALITY FAC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2725
FQAL|FIDELITY QUALITY FAC|DBAX|Deutsche Bank Securities Inc.|400
FQAL|FIDELITY QUALITY FAC|EBXL|EBX LLC|500
FQAL|FIDELITY QUALITY FAC|ETRS|E*Trade Securities LLC|1868
FQAL|FIDELITY QUALITY FAC|FTBR|Foliofn Investments, Inc.|5
FQAL|FIDELITY QUALITY FAC|GSCO|GOLDMAN SACHS & CO. LLC|100
FQAL|FIDELITY QUALITY FAC|GSLT|GOLDMAN SACHS & CO. LLC|200
FQAL|FIDELITY QUALITY FAC|IATS|INTERACTIVE BROKERS LLC|500
FQAL|FIDELITY QUALITY FAC|IBKR|Interactive Brokers Llc|2238
FQAL|FIDELITY QUALITY FAC|ICBX|INSTINET, LLC|100
FQAL|FIDELITY QUALITY FAC|JPMX|J.P. Morgan Securities LLC|1000
FQAL|FIDELITY QUALITY FAC|JSJX|JANE STREET CAPITAL LLC|67354
FQAL|FIDELITY QUALITY FAC|KCGM|VIRTU Americas LLC|1807
FQAL|FIDELITY QUALITY FAC|LEHM|Barclays Capital Inc./Le|1800
FQAL|FIDELITY QUALITY FAC|LIME|Lime Brokerage LLC|2184
FQAL|FIDELITY QUALITY FAC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FQAL|FIDELITY QUALITY FAC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FQAL|FIDELITY QUALITY FAC|MSCO|MORGAN STANLEY & CO. LLC|641
FQAL|FIDELITY QUALITY FAC|NFSC|National Financial Services LLC|100767
FQAL|FIDELITY QUALITY FAC|NITE|VIRTU Americas LLC|65634
FQAL|FIDELITY QUALITY FAC|NQRB|Brut, LLC|400
FQAL|FIDELITY QUALITY FAC|SBSH|Citigroup Global Markets Inc.|310
FQAL|FIDELITY QUALITY FAC|SGMT|GOLDMAN SACHS & CO. LLC|372
FQAL|FIDELITY QUALITY FAC|SWIM|TD Ameritrade, Inc.|250
FQAL|FIDELITY QUALITY FAC|TRCM|TRC MARKETS LLC|200
FQAL|FIDELITY QUALITY FAC|UBSA|UBS SECURITIES LLC|2744
FQAL|FIDELITY QUALITY FAC|UBSS|UBS Securities LLC|4813
FQAL|FIDELITY QUALITY FAC|VGRD|Vanguard Marketing Corporation|150
FQAL|FIDELITY QUALITY FAC|WCHV|WELLS FARGO SECURITIES, LLC|17
FQAL|FIDELITY QUALITY FAC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6445
FR|FIRST IND RLTY INC|ADAM|CANACCORD GENUITY INC.|39590
FR|FIRST IND RLTY INC|ALTX|Alternet Securities Inc.|5062
FR|FIRST IND RLTY INC|APCC|Apex Clearing Corporation|32
FR|FIRST IND RLTY INC|BARD|Robert W. Baird & Co. Incorporated|16208
FR|FIRST IND RLTY INC|BATM|CBOE TRADING, INC.|4066
FR|FIRST IND RLTY INC|BAYC|BAY CREST PARTNERS, LLC|15495
FR|FIRST IND RLTY INC|BAYT|BTIG, LLC|1959
FR|FIRST IND RLTY INC|BBNT|BB&T SECURITIES, LLC|796
FR|FIRST IND RLTY INC|BERN|Sanford C. Bernstein & Co., LLC|15002
FR|FIRST IND RLTY INC|BIDS|BIDS TRADING L.P.|1400
FR|FIRST IND RLTY INC|BKCM|BNY Mellon Capital Markets LLC|83134
FR|FIRST IND RLTY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1135
FR|FIRST IND RLTY INC|BLKX|INSTINET, LLC|6200
FR|FIRST IND RLTY INC|BNPX|BNP PARIBAS SECURITIES CORP.|32741
FR|FIRST IND RLTY INC|BTIG|BTIG, LLC|18
FR|FIRST IND RLTY INC|BYXM|CBOE TRADING, INC.|1410
FR|FIRST IND RLTY INC|BZYD|GOLDMAN SACHS & CO. LLC|2500
FR|FIRST IND RLTY INC|CANT|Cantor Fitzgerald & Co.|16863
FR|FIRST IND RLTY INC|CHAS|Charles Schwab & Co., Inc.|4
FR|FIRST IND RLTY INC|CIST|Capital Institutional Services, Inc.|4988
FR|FIRST IND RLTY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|95074
FR|FIRST IND RLTY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32526
FR|FIRST IND RLTY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|160223
FR|FIRST IND RLTY INC|CTDL|Citadel Derivatives Group Llc|17079
FR|FIRST IND RLTY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|34164
FR|FIRST IND RLTY INC|DAVA|Davenport & Company LLC|916
FR|FIRST IND RLTY INC|DBAB|Deutsche Bank Securities Inc.|253136
FR|FIRST IND RLTY INC|DBAX|Deutsche Bank Securities Inc.|167800
FR|FIRST IND RLTY INC|DEAN|MORGAN STANLEY|5547
FR|FIRST IND RLTY INC|DEGS|RONIN PROFESSIONAL LLC|393
FR|FIRST IND RLTY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9134
FR|FIRST IND RLTY INC|EBXL|EBX LLC|159100
FR|FIRST IND RLTY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2120
FR|FIRST IND RLTY INC|EGAM|CBOE TRADING, INC.|10966
FR|FIRST IND RLTY INC|EGAW|CBOE TRADING, INC.|126
FR|FIRST IND RLTY INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
FR|FIRST IND RLTY INC|EGXM|CBOE TRADING, INC.|1232
FR|FIRST IND RLTY INC|ETBE|Electronic Transaction Clearing, Inc.|7575
FR|FIRST IND RLTY INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
FR|FIRST IND RLTY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1628
FR|FIRST IND RLTY INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4694
FR|FIRST IND RLTY INC|ETRS|E*Trade Securities LLC|5629
FR|FIRST IND RLTY INC|FBSB|U.S. Bancorp Investments, Inc.|88
FR|FIRST IND RLTY INC|FILL|Tradestation Securities, Inc.|450
FR|FIRST IND RLTY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12339
FR|FIRST IND RLTY INC|FQLS|Quantlab Securities LP|272915
FR|FIRST IND RLTY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120002
FR|FIRST IND RLTY INC|FTBR|Foliofn Investments, Inc.|179
FR|FIRST IND RLTY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|301
FR|FIRST IND RLTY INC|GLPX|ACS EXECUTION SERVICES, LLC|5738
FR|FIRST IND RLTY INC|GNAV|GREEN STREET TRADING, LLC|2303
FR|FIRST IND RLTY INC|GSCO|GOLDMAN SACHS & CO. LLC|909201
FR|FIRST IND RLTY INC|GSCS|GOLDMAN SACHS & CO. LLC|2664
FR|FIRST IND RLTY INC|GSLT|GOLDMAN SACHS & CO. LLC|3716
FR|FIRST IND RLTY INC|GTSY|GTS SECURITIES LLC|200
FR|FIRST IND RLTY INC|GTSZ|GTS SECURITIES LLC|112594
FR|FIRST IND RLTY INC|HRBF|American Enterprise Investment Services Inc.|262
FR|FIRST IND RLTY INC|IATS|INTERACTIVE BROKERS LLC|1185
FR|FIRST IND RLTY INC|IBKR|Interactive Brokers Llc|6409
FR|FIRST IND RLTY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|170
FR|FIRST IND RLTY INC|ICBX|INSTINET, LLC|49897
FR|FIRST IND RLTY INC|IEQY|CITADEL SECURITIES LLC|104568
FR|FIRST IND RLTY INC|INCA|INSTINET, LLC|157787
FR|FIRST IND RLTY INC|INJX|INSTINET, LLC|600
FR|FIRST IND RLTY INC|ITGI|ITG Inc.|65200
FR|FIRST IND RLTY INC|ITGP|ITG INC.|50200
FR|FIRST IND RLTY INC|JEFF|JEFFERIES LLC|32755
FR|FIRST IND RLTY INC|JMPT|JUMP TRADING, LLC|62128
FR|FIRST IND RLTY INC|JONE|JonesTrading|19968
FR|FIRST IND RLTY INC|JPBX|J.P. MORGAN SECURITIES LLC|179418
FR|FIRST IND RLTY INC|JPMX|J.P. Morgan Securities LLC|262418
FR|FIRST IND RLTY INC|JSJX|JANE STREET CAPITAL LLC|21045
FR|FIRST IND RLTY INC|KCGM|VIRTU Americas LLC|45084
FR|FIRST IND RLTY INC|KEYB|KEYBANC CAPITAL MARKETS INC.|15488
FR|FIRST IND RLTY INC|LEHM|Barclays Capital Inc./Le|209742
FR|FIRST IND RLTY INC|LIME|Lime Brokerage LLC|14161
FR|FIRST IND RLTY INC|LQNA|LIQUIDNET, INC.|26800
FR|FIRST IND RLTY INC|LSCI|Lek Securities Corporation|9
FR|FIRST IND RLTY INC|MBTS|ALLY INVEST SECURITIES LLC|800
FR|FIRST IND RLTY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63991
FR|FIRST IND RLTY INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
FR|FIRST IND RLTY INC|MOTF|MOTIF INVESTING, INC.|3
FR|FIRST IND RLTY INC|MSCO|MORGAN STANLEY & CO. LLC|875149
FR|FIRST IND RLTY INC|MSPL|MORGAN STANLEY & CO. LLC|187800
FR|FIRST IND RLTY INC|MSTX|MORGAN STANLEY & CO. LLC|222500
FR|FIRST IND RLTY INC|NFSC|National Financial Services LLC|12936
FR|FIRST IND RLTY INC|NITE|VIRTU Americas LLC|137537
FR|FIRST IND RLTY INC|NITP|VIRTU Americas LLC|521
FR|FIRST IND RLTY INC|NQRB|Brut, LLC|7096
FR|FIRST IND RLTY INC|NTRC|Northern Trust Securities, Inc.|1180
FR|FIRST IND RLTY INC|OPCO|Oppenheimer & Co. Inc.|10
FR|FIRST IND RLTY INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|14299
FR|FIRST IND RLTY INC|PDQM|CODA MARKETS, INC.|7345
FR|FIRST IND RLTY INC|QMSR|QUATTRO M SECURITIES INC.|1159
FR|FIRST IND RLTY INC|RBCM|RBC CAPITAL MARKETS, LLC|315
FR|FIRST IND RLTY INC|RHCO|Suntrust Robinson Humphrey, Inc.|350
FR|FIRST IND RLTY INC|SAGL|SAGETRADER, LLC|200
FR|FIRST IND RLTY INC|SAGW|SAGETRADER, LLC|21
FR|FIRST IND RLTY INC|SALI|INTL FCSTONE FINANCIAL INC.|15
FR|FIRST IND RLTY INC|SBSH|Citigroup Global Markets Inc.|217166
FR|FIRST IND RLTY INC|SEIC|SEI Investments Distribution Co.|369
FR|FIRST IND RLTY INC|SGMT|GOLDMAN SACHS & CO. LLC|77090
FR|FIRST IND RLTY INC|SPDR|SPEEDROUTE LLC|9600
FR|FIRST IND RLTY INC|SPHN|Stephens Inc.|1138
FR|FIRST IND RLTY INC|STFL|Stifel, Nicolaus & Company, Incorporated|2881
FR|FIRST IND RLTY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3368
FR|FIRST IND RLTY INC|SWIM|TD Ameritrade, Inc.|644
FR|FIRST IND RLTY INC|SWST|Hilltop Securities Inc.|4136
FR|FIRST IND RLTY INC|TOUR|TOURMALINE PARTNERS, LLC|1100
FR|FIRST IND RLTY INC|TRBT|Tradebot Systems, Inc.|143026
FR|FIRST IND RLTY INC|TRCM|TRC MARKETS LLC|74909
FR|FIRST IND RLTY INC|UBSA|UBS SECURITIES LLC|286325
FR|FIRST IND RLTY INC|UBSS|UBS Securities LLC|524135
FR|FIRST IND RLTY INC|VALX|VIRTU AMERICAS LLC|15046
FR|FIRST IND RLTY INC|VGRD|Vanguard Marketing Corporation|1438
FR|FIRST IND RLTY INC|VNDS|VANDHAM SECURITIES CORP|12010
FR|FIRST IND RLTY INC|WBET|Wallachbeth Capital LLC|2178
FR|FIRST IND RLTY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3854
FR|FIRST IND RLTY INC|WCHV|WELLS FARGO SECURITIES, LLC|59554
FR|FIRST IND RLTY INC|WDNX|WEEDEN & CO.L.P.|3242
FR|FIRST IND RLTY INC|WEDB|WEDBUSH SECURITIES INC.|622
FR|FIRST IND RLTY INC|WEED|Weeden & Co.L.P.|4920
FR|FIRST IND RLTY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1310
FR|FIRST IND RLTY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5934
FR|FIRST IND RLTY INC|WGIF|CIBC World Markets Inc.|700
FR|FIRST IND RLTY INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|90
FR|FIRST IND RLTY INC|WSEA|WOLVERINE SECURITIES, LLC|1499
FR|FIRST IND RLTY INC|XIST|INSTINET, LLC|5066
FR|FIRST IND RLTY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8800
FR|FIRST IND RLTY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FR|FIRST IND RLTY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|265
FRA|BLACKROCK FLOATING R|ALTX|Alternet Securities Inc.|800
FRA|BLACKROCK FLOATING R|APCC|Apex Clearing Corporation|914
FRA|BLACKROCK FLOATING R|BARD|Robert W. Baird & Co. Incorporated|4086
FRA|BLACKROCK FLOATING R|BATM|CBOE TRADING, INC.|1800
FRA|BLACKROCK FLOATING R|BBNT|BB&T SECURITIES, LLC|935
FRA|BLACKROCK FLOATING R|BERN|Sanford C. Bernstein & Co., LLC|500
FRA|BLACKROCK FLOATING R|BTIG|BTIG, LLC|1357
FRA|BLACKROCK FLOATING R|CHAS|Charles Schwab & Co., Inc.|1017
FRA|BLACKROCK FLOATING R|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2400
FRA|BLACKROCK FLOATING R|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10120
FRA|BLACKROCK FLOATING R|CTDL|Citadel Derivatives Group Llc|120
FRA|BLACKROCK FLOATING R|DADA|D.A. Davidson & Co.|6252
FRA|BLACKROCK FLOATING R|DAVA|Davenport & Company LLC|250
FRA|BLACKROCK FLOATING R|DBAX|Deutsche Bank Securities Inc.|2600
FRA|BLACKROCK FLOATING R|DEAN|MORGAN STANLEY|10640
FRA|BLACKROCK FLOATING R|DEGS|RONIN PROFESSIONAL LLC|100
FRA|BLACKROCK FLOATING R|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2699
FRA|BLACKROCK FLOATING R|EBXL|EBX LLC|2800
FRA|BLACKROCK FLOATING R|EDJO|Edward D. Jones & Co., L.P.|82
FRA|BLACKROCK FLOATING R|EGAM|CBOE TRADING, INC.|6061
FRA|BLACKROCK FLOATING R|EGXM|CBOE TRADING, INC.|500
FRA|BLACKROCK FLOATING R|ESPO|ESPOSITO SECURITIES, LLC|340
FRA|BLACKROCK FLOATING R|ETBE|Electronic Transaction Clearing, Inc.|100
FRA|BLACKROCK FLOATING R|ETRS|E*Trade Securities LLC|48217
FRA|BLACKROCK FLOATING R|FILL|Tradestation Securities, Inc.|265
FRA|BLACKROCK FLOATING R|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
FRA|BLACKROCK FLOATING R|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3890
FRA|BLACKROCK FLOATING R|FTBR|Foliofn Investments, Inc.|1696
FRA|BLACKROCK FLOATING R|GLPX|ACS EXECUTION SERVICES, LLC|773
FRA|BLACKROCK FLOATING R|GSCO|GOLDMAN SACHS & CO. LLC|13167
FRA|BLACKROCK FLOATING R|GSLT|GOLDMAN SACHS & CO. LLC|276
FRA|BLACKROCK FLOATING R|GTSZ|GTS SECURITIES LLC|1683
FRA|BLACKROCK FLOATING R|HRBF|American Enterprise Investment Services Inc.|27221
FRA|BLACKROCK FLOATING R|IATS|INTERACTIVE BROKERS LLC|7763
FRA|BLACKROCK FLOATING R|IBKR|Interactive Brokers Llc|13488
FRA|BLACKROCK FLOATING R|ICBX|INSTINET, LLC|400
FRA|BLACKROCK FLOATING R|INCA|INSTINET, LLC|2200
FRA|BLACKROCK FLOATING R|INJX|INSTINET, LLC|407
FRA|BLACKROCK FLOATING R|ITGI|ITG Inc.|10197
FRA|BLACKROCK FLOATING R|ITGP|ITG INC.|2000
FRA|BLACKROCK FLOATING R|JANY|Janney Montgomery Scott Inc.|3191
FRA|BLACKROCK FLOATING R|JEFF|JEFFERIES LLC|1600
FRA|BLACKROCK FLOATING R|JMPT|JUMP TRADING, LLC|575
FRA|BLACKROCK FLOATING R|JPMX|J.P. Morgan Securities LLC|1400
FRA|BLACKROCK FLOATING R|JSJX|JANE STREET CAPITAL LLC|700
FRA|BLACKROCK FLOATING R|KCGM|VIRTU Americas LLC|1000
FRA|BLACKROCK FLOATING R|LEHM|Barclays Capital Inc./Le|6200
FRA|BLACKROCK FLOATING R|LIME|Lime Brokerage LLC|167
FRA|BLACKROCK FLOATING R|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
FRA|BLACKROCK FLOATING R|MACC|Mid Atlantic Capital Corporation|1
FRA|BLACKROCK FLOATING R|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22200
FRA|BLACKROCK FLOATING R|MOTF|MOTIF INVESTING, INC.|1
FRA|BLACKROCK FLOATING R|MSCO|MORGAN STANLEY & CO. LLC|89026
FRA|BLACKROCK FLOATING R|MSPL|MORGAN STANLEY & CO. LLC|47900
FRA|BLACKROCK FLOATING R|MSTX|MORGAN STANLEY & CO. LLC|300
FRA|BLACKROCK FLOATING R|NFSC|National Financial Services LLC|299944
FRA|BLACKROCK FLOATING R|NITE|VIRTU Americas LLC|416474
FRA|BLACKROCK FLOATING R|NQRB|Brut, LLC|1253
FRA|BLACKROCK FLOATING R|NTBF|BMO Nesbitt Burns Inc./CDS|4700
FRA|BLACKROCK FLOATING R|NTRC|Northern Trust Securities, Inc.|1
FRA|BLACKROCK FLOATING R|OPCO|Oppenheimer & Co. Inc.|333
FRA|BLACKROCK FLOATING R|OTAA|OTA LLC|6900
FRA|BLACKROCK FLOATING R|PDQM|CODA MARKETS, INC.|2865
FRA|BLACKROCK FLOATING R|PWJC|UBS Financial Services, Inc.|4217
FRA|BLACKROCK FLOATING R|RBCM|RBC CAPITAL MARKETS, LLC|14440
FRA|BLACKROCK FLOATING R|RGLD|Regal Securities, Inc|635
FRA|BLACKROCK FLOATING R|SAGL|SAGETRADER, LLC|100
FRA|BLACKROCK FLOATING R|SBSH|Citigroup Global Markets Inc.|2810
FRA|BLACKROCK FLOATING R|SGMT|GOLDMAN SACHS & CO. LLC|1729
FRA|BLACKROCK FLOATING R|SPDR|SPEEDROUTE LLC|38
FRA|BLACKROCK FLOATING R|STFL|Stifel, Nicolaus & Company, Incorporated|7105
FRA|BLACKROCK FLOATING R|SWIM|TD Ameritrade, Inc.|11083
FRA|BLACKROCK FLOATING R|SWST|Hilltop Securities Inc.|17009
FRA|BLACKROCK FLOATING R|TKNG|ALLY INVEST SECURITIES LLC|2402
FRA|BLACKROCK FLOATING R|TRBT|Tradebot Systems, Inc.|1764
FRA|BLACKROCK FLOATING R|UBSA|UBS SECURITIES LLC|19287
FRA|BLACKROCK FLOATING R|UBSS|UBS Securities LLC|90233
FRA|BLACKROCK FLOATING R|VALX|VIRTU AMERICAS LLC|1388
FRA|BLACKROCK FLOATING R|VGRD|Vanguard Marketing Corporation|37946
FRA|BLACKROCK FLOATING R|VNDM|Wall Street Access|100
FRA|BLACKROCK FLOATING R|WCHV|WELLS FARGO SECURITIES, LLC|155604
FRA|BLACKROCK FLOATING R|WEDB|WEDBUSH SECURITIES INC.|5
FRA|BLACKROCK FLOATING R|WEED|Weeden & Co.L.P.|4200
FRA|BLACKROCK FLOATING R|WEXM|WOLVERINE EXECUTION SERVICES, LLC|755
FRA|BLACKROCK FLOATING R|WSEA|WOLVERINE SECURITIES, LLC|4899
FRA|BLACKROCK FLOATING R|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FRA|BLACKROCK FLOATING R|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
FRA|BLACKROCK FLOATING R|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10178
FRAC|KEANE GROUP, INC.|AGIS|Aegis Capital Corp.|4000
FRAC|KEANE GROUP, INC.|ALTX|Alternet Securities Inc.|19085
FRAC|KEANE GROUP, INC.|APCC|Apex Clearing Corporation|7367
FRAC|KEANE GROUP, INC.|BATM|CBOE TRADING, INC.|7600
FRAC|KEANE GROUP, INC.|BAYT|BTIG, LLC|4900
FRAC|KEANE GROUP, INC.|BBNT|BB&T SECURITIES, LLC|4523
FRAC|KEANE GROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|10401
FRAC|KEANE GROUP, INC.|BIDS|BIDS TRADING L.P.|400
FRAC|KEANE GROUP, INC.|BIMI|Banca IMI Securities Corp.|100
FRAC|KEANE GROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9439
FRAC|KEANE GROUP, INC.|BLKX|INSTINET, LLC|76000
FRAC|KEANE GROUP, INC.|BMOC|BMO Capital Markets Corp.|52441
FRAC|KEANE GROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4588
FRAC|KEANE GROUP, INC.|BTIG|BTIG, LLC|424
FRAC|KEANE GROUP, INC.|BYXM|CBOE TRADING, INC.|701
FRAC|KEANE GROUP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
FRAC|KEANE GROUP, INC.|CANT|Cantor Fitzgerald & Co.|1400
FRAC|KEANE GROUP, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|84934
FRAC|KEANE GROUP, INC.|CHAS|Charles Schwab & Co., Inc.|10078
FRAC|KEANE GROUP, INC.|CLSA|CLSA AMERICAS, LLC|200
FRAC|KEANE GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|150794
FRAC|KEANE GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9565
FRAC|KEANE GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|322994
FRAC|KEANE GROUP, INC.|CTDL|Citadel Derivatives Group Llc|23389
FRAC|KEANE GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|78964
FRAC|KEANE GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|280614
FRAC|KEANE GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|311900
FRAC|KEANE GROUP, INC.|DCHF|Dart Executions, LLC|7763
FRAC|KEANE GROUP, INC.|DEAN|MORGAN STANLEY|8085
FRAC|KEANE GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|5909
FRAC|KEANE GROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25947
FRAC|KEANE GROUP, INC.|EBXL|EBX LLC|253100
FRAC|KEANE GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4200
FRAC|KEANE GROUP, INC.|EGAM|CBOE TRADING, INC.|22876
FRAC|KEANE GROUP, INC.|EGAW|CBOE TRADING, INC.|100
FRAC|KEANE GROUP, INC.|EGXM|CBOE TRADING, INC.|9440
FRAC|KEANE GROUP, INC.|ETBE|Electronic Transaction Clearing, Inc.|14420
FRAC|KEANE GROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6063
FRAC|KEANE GROUP, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7832
FRAC|KEANE GROUP, INC.|ETRS|E*Trade Securities LLC|491399
FRAC|KEANE GROUP, INC.|FILL|Tradestation Securities, Inc.|6551
FRAC|KEANE GROUP, INC.|FMAF|NBCN Inc./ CDS|28550
FRAC|KEANE GROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|45717
FRAC|KEANE GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|157378
FRAC|KEANE GROUP, INC.|FTBR|Foliofn Investments, Inc.|3190
FRAC|KEANE GROUP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2300
FRAC|KEANE GROUP, INC.|GLIS|TD Securities Inc|19014
FRAC|KEANE GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|46228
FRAC|KEANE GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|669496
FRAC|KEANE GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|47882
FRAC|KEANE GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|10104
FRAC|KEANE GROUP, INC.|GTSZ|GTS SECURITIES LLC|80282
FRAC|KEANE GROUP, INC.|HRBF|American Enterprise Investment Services Inc.|7500
FRAC|KEANE GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|11305
FRAC|KEANE GROUP, INC.|IBKR|Interactive Brokers Llc|55707
FRAC|KEANE GROUP, INC.|ICBX|INSTINET, LLC|57728
FRAC|KEANE GROUP, INC.|IEQY|CITADEL SECURITIES LLC|20158
FRAC|KEANE GROUP, INC.|INCA|INSTINET, LLC|215802
FRAC|KEANE GROUP, INC.|INJX|INSTINET, LLC|28171
FRAC|KEANE GROUP, INC.|ITGI|ITG Inc.|66308
FRAC|KEANE GROUP, INC.|ITGP|ITG INC.|123000
FRAC|KEANE GROUP, INC.|JANY|Janney Montgomery Scott Inc.|3063
FRAC|KEANE GROUP, INC.|JEFF|JEFFERIES LLC|162360
FRAC|KEANE GROUP, INC.|JMPT|JUMP TRADING, LLC|61185
FRAC|KEANE GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|194430
FRAC|KEANE GROUP, INC.|JPMX|J.P. Morgan Securities LLC|1068961
FRAC|KEANE GROUP, INC.|KCGM|VIRTU Americas LLC|80694
FRAC|KEANE GROUP, INC.|LEHM|Barclays Capital Inc./Le|625879
FRAC|KEANE GROUP, INC.|LIME|Lime Brokerage LLC|17094
FRAC|KEANE GROUP, INC.|LOOP|Loop Capital Markets LLC|2000
FRAC|KEANE GROUP, INC.|LQNA|LIQUIDNET, INC.|30100
FRAC|KEANE GROUP, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
FRAC|KEANE GROUP, INC.|MBTS|ALLY INVEST SECURITIES LLC|6458
FRAC|KEANE GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|112074
FRAC|KEANE GROUP, INC.|MOTF|MOTIF INVESTING, INC.|5
FRAC|KEANE GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|1596432
FRAC|KEANE GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|347900
FRAC|KEANE GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|243800
FRAC|KEANE GROUP, INC.|NFSC|National Financial Services LLC|1694781
FRAC|KEANE GROUP, INC.|NITE|VIRTU Americas LLC|1884707
FRAC|KEANE GROUP, INC.|NITP|VIRTU Americas LLC|1700
FRAC|KEANE GROUP, INC.|NQRB|Brut, LLC|9998
FRAC|KEANE GROUP, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|10620
FRAC|KEANE GROUP, INC.|OPCO|Oppenheimer & Co. Inc.|2080
FRAC|KEANE GROUP, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
FRAC|KEANE GROUP, INC.|PDQM|CODA MARKETS, INC.|79956
FRAC|KEANE GROUP, INC.|PHLY|NASDAQ Execution Services, LLC|1200
FRAC|KEANE GROUP, INC.|QMSR|QUATTRO M SECURITIES INC.|10033
FRAC|KEANE GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|5598
FRAC|KEANE GROUP, INC.|SAGL|SAGETRADER, LLC|6584
FRAC|KEANE GROUP, INC.|SAGW|SAGETRADER, LLC|111
FRAC|KEANE GROUP, INC.|SALI|INTL FCSTONE FINANCIAL INC.|3200
FRAC|KEANE GROUP, INC.|SBSH|Citigroup Global Markets Inc.|189223
FRAC|KEANE GROUP, INC.|SEIC|SEI Investments Distribution Co.|200
FRAC|KEANE GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|110051
FRAC|KEANE GROUP, INC.|SIDC|Sidoti & Company, LLC|100
FRAC|KEANE GROUP, INC.|SOGO|Wang Investment Associates, Inc.|1000
FRAC|KEANE GROUP, INC.|SPDR|SPEEDROUTE LLC|14302
FRAC|KEANE GROUP, INC.|SPHN|Stephens Inc.|36359
FRAC|KEANE GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|6800
FRAC|KEANE GROUP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4473
FRAC|KEANE GROUP, INC.|SWIM|TD Ameritrade, Inc.|733089
FRAC|KEANE GROUP, INC.|SWST|Hilltop Securities Inc.|500
FRAC|KEANE GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|10598
FRAC|KEANE GROUP, INC.|TRBT|Tradebot Systems, Inc.|258481
FRAC|KEANE GROUP, INC.|TRCM|TRC MARKETS LLC|91931
FRAC|KEANE GROUP, INC.|TWTT|TASTYWORKS, INC.|7327
FRAC|KEANE GROUP, INC.|UBSA|UBS SECURITIES LLC|579249
FRAC|KEANE GROUP, INC.|UBSS|UBS Securities LLC|409034
FRAC|KEANE GROUP, INC.|VALX|VIRTU AMERICAS LLC|9608
FRAC|KEANE GROUP, INC.|VERT|The Vertical Trading Group, LLC|10936
FRAC|KEANE GROUP, INC.|VGRD|Vanguard Marketing Corporation|14736
FRAC|KEANE GROUP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|6961
FRAC|KEANE GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|126268
FRAC|KEANE GROUP, INC.|WEED|Weeden & Co.L.P.|300
FRAC|KEANE GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22571
FRAC|KEANE GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17438
FRAC|KEANE GROUP, INC.|WGIF|CIBC World Markets Inc.|395
FRAC|KEANE GROUP, INC.|WORD|Worden Capital Management LLC|4000
FRAC|KEANE GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|35650
FRAC|KEANE GROUP, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|7847
FRAC|KEANE GROUP, INC.|XIST|INSTINET, LLC|28360
FRAC|KEANE GROUP, INC.|XPQR|Jump Trading|200
FRAC|KEANE GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|216400
FRAC|KEANE GROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7175
FRAC|KEANE GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3848
FRAK|VE UNCON OIL&GAS ETF|APCC|Apex Clearing Corporation|40
FRAK|VE UNCON OIL&GAS ETF|BANK|Primevest Financial Services, Inc.|350
FRAK|VE UNCON OIL&GAS ETF|BATM|CBOE TRADING, INC.|423
FRAK|VE UNCON OIL&GAS ETF|CANT|Cantor Fitzgerald & Co.|100999
FRAK|VE UNCON OIL&GAS ETF|CHAS|Charles Schwab & Co., Inc.|15839
FRAK|VE UNCON OIL&GAS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1764
FRAK|VE UNCON OIL&GAS ETF|CTDL|Citadel Derivatives Group Llc|6071
FRAK|VE UNCON OIL&GAS ETF|DBAX|Deutsche Bank Securities Inc.|1200
FRAK|VE UNCON OIL&GAS ETF|DEAN|MORGAN STANLEY|592
FRAK|VE UNCON OIL&GAS ETF|EBXL|EBX LLC|2700
FRAK|VE UNCON OIL&GAS ETF|ETRS|E*Trade Securities LLC|2811
FRAK|VE UNCON OIL&GAS ETF|FILL|Tradestation Securities, Inc.|300
FRAK|VE UNCON OIL&GAS ETF|FTBR|Foliofn Investments, Inc.|44
FRAK|VE UNCON OIL&GAS ETF|HRBF|American Enterprise Investment Services Inc.|1556
FRAK|VE UNCON OIL&GAS ETF|IATS|INTERACTIVE BROKERS LLC|244
FRAK|VE UNCON OIL&GAS ETF|IBKR|Interactive Brokers Llc|6696
FRAK|VE UNCON OIL&GAS ETF|ICBX|INSTINET, LLC|468
FRAK|VE UNCON OIL&GAS ETF|JANY|Janney Montgomery Scott Inc.|15559
FRAK|VE UNCON OIL&GAS ETF|JPMX|J.P. Morgan Securities LLC|418
FRAK|VE UNCON OIL&GAS ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|33723
FRAK|VE UNCON OIL&GAS ETF|JSJX|JANE STREET CAPITAL LLC|21590
FRAK|VE UNCON OIL&GAS ETF|KCGM|VIRTU Americas LLC|10005
FRAK|VE UNCON OIL&GAS ETF|LEHM|Barclays Capital Inc./Le|3000
FRAK|VE UNCON OIL&GAS ETF|LIME|Lime Brokerage LLC|3735
FRAK|VE UNCON OIL&GAS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FRAK|VE UNCON OIL&GAS ETF|MOTF|MOTIF INVESTING, INC.|1
FRAK|VE UNCON OIL&GAS ETF|MSCO|MORGAN STANLEY & CO. LLC|8771
FRAK|VE UNCON OIL&GAS ETF|NFSC|National Financial Services LLC|24562
FRAK|VE UNCON OIL&GAS ETF|NITE|VIRTU Americas LLC|46572
FRAK|VE UNCON OIL&GAS ETF|RBCM|RBC CAPITAL MARKETS, LLC|472
FRAK|VE UNCON OIL&GAS ETF|SGMT|GOLDMAN SACHS & CO. LLC|477
FRAK|VE UNCON OIL&GAS ETF|SWIM|TD Ameritrade, Inc.|590
FRAK|VE UNCON OIL&GAS ETF|TRCM|TRC MARKETS LLC|600
FRAK|VE UNCON OIL&GAS ETF|UBSA|UBS SECURITIES LLC|4956
FRAK|VE UNCON OIL&GAS ETF|UBSS|UBS Securities LLC|2634
FRAK|VE UNCON OIL&GAS ETF|VGRD|Vanguard Marketing Corporation|2972
FRAK|VE UNCON OIL&GAS ETF|WCHV|WELLS FARGO SECURITIES, LLC|15539
FRAK|VE UNCON OIL&GAS ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2578
FRAK|VE UNCON OIL&GAS ETF|WGIF|CIBC World Markets Inc.|100
FRAK|VE UNCON OIL&GAS ETF|WSEA|WOLVERINE SECURITIES, LLC|5
FRAK|VE UNCON OIL&GAS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1616
FRAN|FRANCESCA'S HOLDINGS|ALTX|Alternet Securities Inc.|22625
FRAN|FRANCESCA'S HOLDINGS|ANOS|ABEL/NOSER, L.L.C.|709
FRAN|FRANCESCA'S HOLDINGS|APCC|Apex Clearing Corporation|18768
FRAN|FRANCESCA'S HOLDINGS|AQUA|AQUA SECURITIES L.P.|125600
FRAN|FRANCESCA'S HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|150900
FRAN|FRANCESCA'S HOLDINGS|BATM|CBOE TRADING, INC.|1400
FRAN|FRANCESCA'S HOLDINGS|BAYC|BAY CREST PARTNERS, LLC|434
FRAN|FRANCESCA'S HOLDINGS|BAYT|BTIG, LLC|4700
FRAN|FRANCESCA'S HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|46121
FRAN|FRANCESCA'S HOLDINGS|BIDS|BIDS TRADING L.P.|200
FRAN|FRANCESCA'S HOLDINGS|BIMI|Banca IMI Securities Corp.|200
FRAN|FRANCESCA'S HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35545
FRAN|FRANCESCA'S HOLDINGS|BLKX|INSTINET, LLC|26500
FRAN|FRANCESCA'S HOLDINGS|BMOC|BMO Capital Markets Corp.|5753
FRAN|FRANCESCA'S HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|9247
FRAN|FRANCESCA'S HOLDINGS|BRVL|BLAYLOCK VAN, LLC|100
FRAN|FRANCESCA'S HOLDINGS|BTIG|BTIG, LLC|788217
FRAN|FRANCESCA'S HOLDINGS|BYXM|CBOE TRADING, INC.|3999
FRAN|FRANCESCA'S HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|700
FRAN|FRANCESCA'S HOLDINGS|CANT|Cantor Fitzgerald & Co.|78593
FRAN|FRANCESCA'S HOLDINGS|CHAS|Charles Schwab & Co., Inc.|53230
FRAN|FRANCESCA'S HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|261822
FRAN|FRANCESCA'S HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|350
FRAN|FRANCESCA'S HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8091
FRAN|FRANCESCA'S HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|738709
FRAN|FRANCESCA'S HOLDINGS|CTDL|Citadel Derivatives Group Llc|65255
FRAN|FRANCESCA'S HOLDINGS|CTLR|CUTLER GROUP, LP|900
FRAN|FRANCESCA'S HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|239160
FRAN|FRANCESCA'S HOLDINGS|DBAB|Deutsche Bank Securities Inc.|363071
FRAN|FRANCESCA'S HOLDINGS|DBAX|Deutsche Bank Securities Inc.|494100
FRAN|FRANCESCA'S HOLDINGS|DBUL|Deutsche Bank Securities Inc.|1000
FRAN|FRANCESCA'S HOLDINGS|DCHF|Dart Executions, LLC|2400
FRAN|FRANCESCA'S HOLDINGS|DEAN|MORGAN STANLEY|7617
FRAN|FRANCESCA'S HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|54066
FRAN|FRANCESCA'S HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17982
FRAN|FRANCESCA'S HOLDINGS|EBXL|EBX LLC|314700
FRAN|FRANCESCA'S HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|217942
FRAN|FRANCESCA'S HOLDINGS|EGAM|CBOE TRADING, INC.|37737
FRAN|FRANCESCA'S HOLDINGS|EGAW|CBOE TRADING, INC.|325
FRAN|FRANCESCA'S HOLDINGS|EGXM|CBOE TRADING, INC.|5282
FRAN|FRANCESCA'S HOLDINGS|EGXW|CBOE TRADING, INC.|3000
FRAN|FRANCESCA'S HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|26895
FRAN|FRANCESCA'S HOLDINGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|11894
FRAN|FRANCESCA'S HOLDINGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|30874
FRAN|FRANCESCA'S HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17816
FRAN|FRANCESCA'S HOLDINGS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2793
FRAN|FRANCESCA'S HOLDINGS|ETRS|E*Trade Securities LLC|316609
FRAN|FRANCESCA'S HOLDINGS|FBCO|Credit Suisse Securities (USA) LLC|1460568
FRAN|FRANCESCA'S HOLDINGS|FBRC|B. RILEY FBR, INC.|156259
FRAN|FRANCESCA'S HOLDINGS|FILL|Tradestation Securities, Inc.|50329
FRAN|FRANCESCA'S HOLDINGS|FMAF|NBCN Inc./ CDS|3300
FRAN|FRANCESCA'S HOLDINGS|FOMA|TD AMERITRADE CLEARING, INC.|554471
FRAN|FRANCESCA'S HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15513
FRAN|FRANCESCA'S HOLDINGS|FQLS|Quantlab Securities LP|319249
FRAN|FRANCESCA'S HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|253800
FRAN|FRANCESCA'S HOLDINGS|FTBR|Foliofn Investments, Inc.|17548
FRAN|FRANCESCA'S HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|25272
FRAN|FRANCESCA'S HOLDINGS|GLIS|TD Securities Inc|810
FRAN|FRANCESCA'S HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|47608
FRAN|FRANCESCA'S HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|1843243
FRAN|FRANCESCA'S HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|1100
FRAN|FRANCESCA'S HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|24733
FRAN|FRANCESCA'S HOLDINGS|GTSZ|GTS SECURITIES LLC|33543
FRAN|FRANCESCA'S HOLDINGS|HRBF|American Enterprise Investment Services Inc.|165
FRAN|FRANCESCA'S HOLDINGS|HSBC|HSBC Securities, Inc.|265
FRAN|FRANCESCA'S HOLDINGS|IATS|INTERACTIVE BROKERS LLC|69988
FRAN|FRANCESCA'S HOLDINGS|IBKR|Interactive Brokers Llc|546715
FRAN|FRANCESCA'S HOLDINGS|ICBX|INSTINET, LLC|83741
FRAN|FRANCESCA'S HOLDINGS|IEQY|CITADEL SECURITIES LLC|66469
FRAN|FRANCESCA'S HOLDINGS|INCA|INSTINET, LLC|712958
FRAN|FRANCESCA'S HOLDINGS|INJX|INSTINET, LLC|22963
FRAN|FRANCESCA'S HOLDINGS|ITGI|ITG Inc.|100772
FRAN|FRANCESCA'S HOLDINGS|ITGP|ITG INC.|219000
FRAN|FRANCESCA'S HOLDINGS|JEFF|JEFFERIES LLC|105296
FRAN|FRANCESCA'S HOLDINGS|JMPT|JUMP TRADING, LLC|153386
FRAN|FRANCESCA'S HOLDINGS|JONE|JonesTrading|33110
FRAN|FRANCESCA'S HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|123468
FRAN|FRANCESCA'S HOLDINGS|JPMX|J.P. Morgan Securities LLC|671173
FRAN|FRANCESCA'S HOLDINGS|JSJX|JANE STREET CAPITAL LLC|13639
FRAN|FRANCESCA'S HOLDINGS|KCGM|VIRTU Americas LLC|190364
FRAN|FRANCESCA'S HOLDINGS|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
FRAN|FRANCESCA'S HOLDINGS|KING|C. L. King & Associates, Inc.|2500
FRAN|FRANCESCA'S HOLDINGS|LEHM|Barclays Capital Inc./Le|1328351
FRAN|FRANCESCA'S HOLDINGS|LIME|Lime Brokerage LLC|328981
FRAN|FRANCESCA'S HOLDINGS|LIWE|LIME BROKERAGE LLC|2047
FRAN|FRANCESCA'S HOLDINGS|LOOP|Loop Capital Markets LLC|3243
FRAN|FRANCESCA'S HOLDINGS|LQNA|LIQUIDNET, INC.|193100
FRAN|FRANCESCA'S HOLDINGS|LSCI|Lek Securities Corporation|307
FRAN|FRANCESCA'S HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3100
FRAN|FRANCESCA'S HOLDINGS|MACQ|Macquarie Capital (USA) Inc.|6883
FRAN|FRANCESCA'S HOLDINGS|MAXM|Maxim Group LLC|11022
FRAN|FRANCESCA'S HOLDINGS|MBTS|ALLY INVEST SECURITIES LLC|17492
FRAN|FRANCESCA'S HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|302829
FRAN|FRANCESCA'S HOLDINGS|MOTF|MOTIF INVESTING, INC.|1
FRAN|FRANCESCA'S HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|3532779
FRAN|FRANCESCA'S HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|724800
FRAN|FRANCESCA'S HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|428900
FRAN|FRANCESCA'S HOLDINGS|NFSC|National Financial Services LLC|585747
FRAN|FRANCESCA'S HOLDINGS|NITE|VIRTU Americas LLC|2015651
FRAN|FRANCESCA'S HOLDINGS|NITP|VIRTU Americas LLC|4900
FRAN|FRANCESCA'S HOLDINGS|NQRB|Brut, LLC|13494
FRAN|FRANCESCA'S HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5614
FRAN|FRANCESCA'S HOLDINGS|PDQM|CODA MARKETS, INC.|123401
FRAN|FRANCESCA'S HOLDINGS|PIPR|Piper Jaffray & Co.|21990
FRAN|FRANCESCA'S HOLDINGS|POIN|PRECISION SECURITIES, LLC (POIN)|100
FRAN|FRANCESCA'S HOLDINGS|RAJA|Raymond James & Associates, Inc.|5700
FRAN|FRANCESCA'S HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|18260
FRAN|FRANCESCA'S HOLDINGS|RILY|B. RILEY FBR, INC.|20500
FRAN|FRANCESCA'S HOLDINGS|ROBT|Robotti & Company, LLC|550
FRAN|FRANCESCA'S HOLDINGS|SAGL|SAGETRADER, LLC|7100
FRAN|FRANCESCA'S HOLDINGS|SBSH|Citigroup Global Markets Inc.|218777
FRAN|FRANCESCA'S HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|340568
FRAN|FRANCESCA'S HOLDINGS|SPDR|SPEEDROUTE LLC|21796
FRAN|FRANCESCA'S HOLDINGS|SPNT|SEVEN POINTS CAPITAL, LLC|200
FRAN|FRANCESCA'S HOLDINGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1100
FRAN|FRANCESCA'S HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|309885
FRAN|FRANCESCA'S HOLDINGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|50
FRAN|FRANCESCA'S HOLDINGS|SWIM|TD Ameritrade, Inc.|580623
FRAN|FRANCESCA'S HOLDINGS|SWST|Hilltop Securities Inc.|2000
FRAN|FRANCESCA'S HOLDINGS|TAGC|TELSEY ADVISORY GROUP LLC|45421
FRAN|FRANCESCA'S HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|6294
FRAN|FRANCESCA'S HOLDINGS|TRBT|Tradebot Systems, Inc.|400032
FRAN|FRANCESCA'S HOLDINGS|TRCM|TRC MARKETS LLC|120663
FRAN|FRANCESCA'S HOLDINGS|TWTT|TASTYWORKS, INC.|780
FRAN|FRANCESCA'S HOLDINGS|UBSA|UBS SECURITIES LLC|1122080
FRAN|FRANCESCA'S HOLDINGS|UBSS|UBS Securities LLC|1013146
FRAN|FRANCESCA'S HOLDINGS|VALX|VIRTU AMERICAS LLC|55143
FRAN|FRANCESCA'S HOLDINGS|VGRD|Vanguard Marketing Corporation|149557
FRAN|FRANCESCA'S HOLDINGS|WABR|Wall Street Access|2440
FRAN|FRANCESCA'S HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|120187
FRAN|FRANCESCA'S HOLDINGS|WDNX|WEEDEN & CO.L.P.|1316
FRAN|FRANCESCA'S HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|56196
FRAN|FRANCESCA'S HOLDINGS|WEED|Weeden & Co.L.P.|35746
FRAN|FRANCESCA'S HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20264
FRAN|FRANCESCA'S HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59479
FRAN|FRANCESCA'S HOLDINGS|WGIF|CIBC World Markets Inc.|32587
FRAN|FRANCESCA'S HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|30899
FRAN|FRANCESCA'S HOLDINGS|XIST|INSTINET, LLC|143400
FRAN|FRANCESCA'S HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|61456
FRAN|FRANCESCA'S HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|6304
FRAN|FRANCESCA'S HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
FRBA|FIRST BANK CMN|APCC|Apex Clearing Corporation|429
FRBA|FIRST BANK CMN|BARD|Robert W. Baird & Co. Incorporated|1781
FRBA|FIRST BANK CMN|BATM|CBOE TRADING, INC.|300
FRBA|FIRST BANK CMN|BAYC|BAY CREST PARTNERS, LLC|2953
FRBA|FIRST BANK CMN|BMOC|BMO Capital Markets Corp.|1232
FRBA|FIRST BANK CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2656
FRBA|FIRST BANK CMN|BTIG|BTIG, LLC|20528
FRBA|FIRST BANK CMN|BZYD|GOLDMAN SACHS & CO. LLC|380
FRBA|FIRST BANK CMN|CHAS|Charles Schwab & Co., Inc.|1080
FRBA|FIRST BANK CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2201
FRBA|FIRST BANK CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1251
FRBA|FIRST BANK CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24366
FRBA|FIRST BANK CMN|CTDL|Citadel Derivatives Group Llc|3707
FRBA|FIRST BANK CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1590
FRBA|FIRST BANK CMN|DBAB|Deutsche Bank Securities Inc.|213904
FRBA|FIRST BANK CMN|DBAX|Deutsche Bank Securities Inc.|16800
FRBA|FIRST BANK CMN|DBUL|Deutsche Bank Securities Inc.|400
FRBA|FIRST BANK CMN|DEAN|MORGAN STANLEY|18650
FRBA|FIRST BANK CMN|DEGS|RONIN PROFESSIONAL LLC|2052
FRBA|FIRST BANK CMN|EBXL|EBX LLC|5700
FRBA|FIRST BANK CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5767
FRBA|FIRST BANK CMN|EGXM|CBOE TRADING, INC.|100
FRBA|FIRST BANK CMN|EGXW|CBOE TRADING, INC.|100
FRBA|FIRST BANK CMN|ETBE|Electronic Transaction Clearing, Inc.|26752
FRBA|FIRST BANK CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
FRBA|FIRST BANK CMN|ETRS|E*Trade Securities LLC|3322
FRBA|FIRST BANK CMN|FBCO|Credit Suisse Securities (USA) LLC|6696
FRBA|FIRST BANK CMN|FMAF|NBCN Inc./ CDS|540
FRBA|FIRST BANK CMN|FOMA|TD AMERITRADE CLEARING, INC.|14531
FRBA|FIRST BANK CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6637
FRBA|FIRST BANK CMN|FTBR|Foliofn Investments, Inc.|961
FRBA|FIRST BANK CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
FRBA|FIRST BANK CMN|GSCO|GOLDMAN SACHS & CO. LLC|686792
FRBA|FIRST BANK CMN|GSCS|GOLDMAN SACHS & CO. LLC|1515
FRBA|FIRST BANK CMN|GTSZ|GTS SECURITIES LLC|9376
FRBA|FIRST BANK CMN|IATS|INTERACTIVE BROKERS LLC|100
FRBA|FIRST BANK CMN|IBKR|Interactive Brokers Llc|9002
FRBA|FIRST BANK CMN|ICBX|INSTINET, LLC|8521
FRBA|FIRST BANK CMN|IEQY|CITADEL SECURITIES LLC|1085
FRBA|FIRST BANK CMN|INCA|INSTINET, LLC|69402
FRBA|FIRST BANK CMN|INJX|INSTINET, LLC|2518
FRBA|FIRST BANK CMN|ITGI|ITG Inc.|6423
FRBA|FIRST BANK CMN|ITGP|ITG INC.|25400
FRBA|FIRST BANK CMN|JANY|Janney Montgomery Scott Inc.|78
FRBA|FIRST BANK CMN|JEFF|JEFFERIES LLC|7216
FRBA|FIRST BANK CMN|JMPT|JUMP TRADING, LLC|300
FRBA|FIRST BANK CMN|JPBX|J.P. MORGAN SECURITIES LLC|1000
FRBA|FIRST BANK CMN|JPMX|J.P. Morgan Securities LLC|73031
FRBA|FIRST BANK CMN|KBWI|Keefe, Bruyette & Woods, Inc.|15050
FRBA|FIRST BANK CMN|KCGM|VIRTU Americas LLC|6699
FRBA|FIRST BANK CMN|LEHM|Barclays Capital Inc./Le|150362
FRBA|FIRST BANK CMN|LIME|Lime Brokerage LLC|41070
FRBA|FIRST BANK CMN|LMGP|LIME BROKERAGE LLC|17480
FRBA|FIRST BANK CMN|LOOP|Loop Capital Markets LLC|2467
FRBA|FIRST BANK CMN|MAXM|Maxim Group LLC|1246
FRBA|FIRST BANK CMN|MBTS|ALLY INVEST SECURITIES LLC|500
FRBA|FIRST BANK CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26206
FRBA|FIRST BANK CMN|MSCO|MORGAN STANLEY & CO. LLC|498335
FRBA|FIRST BANK CMN|MSPL|MORGAN STANLEY & CO. LLC|55600
FRBA|FIRST BANK CMN|MSTX|MORGAN STANLEY & CO. LLC|31400
FRBA|FIRST BANK CMN|NFSC|National Financial Services LLC|13689
FRBA|FIRST BANK CMN|NITE|VIRTU Americas LLC|76244
FRBA|FIRST BANK CMN|NITP|VIRTU Americas LLC|500
FRBA|FIRST BANK CMN|NQRB|Brut, LLC|100
FRBA|FIRST BANK CMN|PDQM|CODA MARKETS, INC.|1801
FRBA|FIRST BANK CMN|PWJC|UBS Financial Services, Inc.|69
FRBA|FIRST BANK CMN|RAJA|Raymond James & Associates, Inc.|3600
FRBA|FIRST BANK CMN|SBSH|Citigroup Global Markets Inc.|71539
FRBA|FIRST BANK CMN|SDLR|Sandler, O'Neill & Partners, L.P.|103072
FRBA|FIRST BANK CMN|SGMT|GOLDMAN SACHS & CO. LLC|10974
FRBA|FIRST BANK CMN|SPDR|SPEEDROUTE LLC|1500
FRBA|FIRST BANK CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5786
FRBA|FIRST BANK CMN|SWIM|TD Ameritrade, Inc.|1622
FRBA|FIRST BANK CMN|TKNG|ALLY INVEST SECURITIES LLC|255
FRBA|FIRST BANK CMN|TRBT|Tradebot Systems, Inc.|2699
FRBA|FIRST BANK CMN|TRCM|TRC MARKETS LLC|16610
FRBA|FIRST BANK CMN|UBSS|UBS Securities LLC|463281
FRBA|FIRST BANK CMN|VALX|VIRTU AMERICAS LLC|10933
FRBA|FIRST BANK CMN|VGRD|Vanguard Marketing Corporation|311
FRBA|FIRST BANK CMN|WCHV|WELLS FARGO SECURITIES, LLC|29312
FRBA|FIRST BANK CMN|WEED|Weeden & Co.L.P.|557
FRBA|FIRST BANK CMN|WSEA|WOLVERINE SECURITIES, LLC|250
FRBA|FIRST BANK CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2644
FRBK|REPUBLIC FIRST BCP|AGIS|Aegis Capital Corp.|3000
FRBK|REPUBLIC FIRST BCP|ALTX|Alternet Securities Inc.|100
FRBK|REPUBLIC FIRST BCP|APCC|Apex Clearing Corporation|43
FRBK|REPUBLIC FIRST BCP|BATM|CBOE TRADING, INC.|9000
FRBK|REPUBLIC FIRST BCP|BAYC|BAY CREST PARTNERS, LLC|73
FRBK|REPUBLIC FIRST BCP|BERN|Sanford C. Bernstein & Co., LLC|11402
FRBK|REPUBLIC FIRST BCP|BIAD|SAGETRADER, LLC|138
FRBK|REPUBLIC FIRST BCP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2651
FRBK|REPUBLIC FIRST BCP|BMOC|BMO Capital Markets Corp.|7686
FRBK|REPUBLIC FIRST BCP|BNPX|BNP PARIBAS SECURITIES CORP.|3908
FRBK|REPUBLIC FIRST BCP|BTIG|BTIG, LLC|12
FRBK|REPUBLIC FIRST BCP|BYXM|CBOE TRADING, INC.|300
FRBK|REPUBLIC FIRST BCP|BZYD|GOLDMAN SACHS & CO. LLC|740
FRBK|REPUBLIC FIRST BCP|CANT|Cantor Fitzgerald & Co.|3626
FRBK|REPUBLIC FIRST BCP|CHAS|Charles Schwab & Co., Inc.|229
FRBK|REPUBLIC FIRST BCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10812
FRBK|REPUBLIC FIRST BCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
FRBK|REPUBLIC FIRST BCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102892
FRBK|REPUBLIC FIRST BCP|CTDL|Citadel Derivatives Group Llc|4752
FRBK|REPUBLIC FIRST BCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|17108
FRBK|REPUBLIC FIRST BCP|DADA|D.A. Davidson & Co.|4252
FRBK|REPUBLIC FIRST BCP|DBAB|Deutsche Bank Securities Inc.|155038
FRBK|REPUBLIC FIRST BCP|DBAX|Deutsche Bank Securities Inc.|74800
FRBK|REPUBLIC FIRST BCP|DBUL|Deutsche Bank Securities Inc.|300
FRBK|REPUBLIC FIRST BCP|DEAN|MORGAN STANLEY|2400
FRBK|REPUBLIC FIRST BCP|DEGS|RONIN PROFESSIONAL LLC|2500
FRBK|REPUBLIC FIRST BCP|EBXL|EBX LLC|33700
FRBK|REPUBLIC FIRST BCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|662
FRBK|REPUBLIC FIRST BCP|EDJO|Edward D. Jones & Co., L.P.|327
FRBK|REPUBLIC FIRST BCP|EGAM|CBOE TRADING, INC.|600
FRBK|REPUBLIC FIRST BCP|EGXM|CBOE TRADING, INC.|5857
FRBK|REPUBLIC FIRST BCP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1890
FRBK|REPUBLIC FIRST BCP|ETRS|E*Trade Securities LLC|20042
FRBK|REPUBLIC FIRST BCP|FBCO|Credit Suisse Securities (USA) LLC|59535
FRBK|REPUBLIC FIRST BCP|FILL|Tradestation Securities, Inc.|211
FRBK|REPUBLIC FIRST BCP|FOMA|TD AMERITRADE CLEARING, INC.|93060
FRBK|REPUBLIC FIRST BCP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|596
FRBK|REPUBLIC FIRST BCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50158
FRBK|REPUBLIC FIRST BCP|FTBR|Foliofn Investments, Inc.|24
FRBK|REPUBLIC FIRST BCP|GEBB|GLOBAL EXECUTION BROKERS, LP|19512
FRBK|REPUBLIC FIRST BCP|GLPX|ACS EXECUTION SERVICES, LLC|671
FRBK|REPUBLIC FIRST BCP|GSCO|GOLDMAN SACHS & CO. LLC|282047
FRBK|REPUBLIC FIRST BCP|GSLT|GOLDMAN SACHS & CO. LLC|2400
FRBK|REPUBLIC FIRST BCP|GTSZ|GTS SECURITIES LLC|12879
FRBK|REPUBLIC FIRST BCP|HRBF|American Enterprise Investment Services Inc.|1000
FRBK|REPUBLIC FIRST BCP|IATS|INTERACTIVE BROKERS LLC|1681
FRBK|REPUBLIC FIRST BCP|IBKR|Interactive Brokers Llc|18857
FRBK|REPUBLIC FIRST BCP|ICBX|INSTINET, LLC|14277
FRBK|REPUBLIC FIRST BCP|IEQY|CITADEL SECURITIES LLC|3106
FRBK|REPUBLIC FIRST BCP|INCA|INSTINET, LLC|38167
FRBK|REPUBLIC FIRST BCP|INJX|INSTINET, LLC|2657
FRBK|REPUBLIC FIRST BCP|ITGI|ITG Inc.|29974
FRBK|REPUBLIC FIRST BCP|ITGP|ITG INC.|82600
FRBK|REPUBLIC FIRST BCP|JANY|Janney Montgomery Scott Inc.|9400
FRBK|REPUBLIC FIRST BCP|JEFF|JEFFERIES LLC|665985
FRBK|REPUBLIC FIRST BCP|JMPT|JUMP TRADING, LLC|899
FRBK|REPUBLIC FIRST BCP|JPBX|J.P. MORGAN SECURITIES LLC|2567
FRBK|REPUBLIC FIRST BCP|JPMX|J.P. Morgan Securities LLC|125642
FRBK|REPUBLIC FIRST BCP|JSJX|JANE STREET CAPITAL LLC|6567
FRBK|REPUBLIC FIRST BCP|KCGM|VIRTU Americas LLC|21343
FRBK|REPUBLIC FIRST BCP|LEHM|Barclays Capital Inc./Le|224977
FRBK|REPUBLIC FIRST BCP|LIME|Lime Brokerage LLC|105778
FRBK|REPUBLIC FIRST BCP|MAXM|Maxim Group LLC|3426
FRBK|REPUBLIC FIRST BCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69807
FRBK|REPUBLIC FIRST BCP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1608
FRBK|REPUBLIC FIRST BCP|MSCO|MORGAN STANLEY & CO. LLC|343350
FRBK|REPUBLIC FIRST BCP|MSPL|MORGAN STANLEY & CO. LLC|73000
FRBK|REPUBLIC FIRST BCP|MSTX|MORGAN STANLEY & CO. LLC|14800
FRBK|REPUBLIC FIRST BCP|NFSC|National Financial Services LLC|38757
FRBK|REPUBLIC FIRST BCP|NITE|VIRTU Americas LLC|154829
FRBK|REPUBLIC FIRST BCP|NITP|VIRTU Americas LLC|2000
FRBK|REPUBLIC FIRST BCP|NQRB|Brut, LLC|3004
FRBK|REPUBLIC FIRST BCP|NTRC|Northern Trust Securities, Inc.|217993
FRBK|REPUBLIC FIRST BCP|OPCO|Oppenheimer & Co. Inc.|22887
FRBK|REPUBLIC FIRST BCP|PDQM|CODA MARKETS, INC.|31913
FRBK|REPUBLIC FIRST BCP|PNSR|Penserra Securities, LLC|3582
FRBK|REPUBLIC FIRST BCP|PWJC|UBS Financial Services, Inc.|2800
FRBK|REPUBLIC FIRST BCP|RAJA|Raymond James & Associates, Inc.|230567
FRBK|REPUBLIC FIRST BCP|RBCM|RBC CAPITAL MARKETS, LLC|553
FRBK|REPUBLIC FIRST BCP|SAGW|SAGETRADER, LLC|2341
FRBK|REPUBLIC FIRST BCP|SBSH|Citigroup Global Markets Inc.|62230
FRBK|REPUBLIC FIRST BCP|SGMT|GOLDMAN SACHS & CO. LLC|30933
FRBK|REPUBLIC FIRST BCP|SPDR|SPEEDROUTE LLC|1100
FRBK|REPUBLIC FIRST BCP|STFL|Stifel, Nicolaus & Company, Incorporated|1039
FRBK|REPUBLIC FIRST BCP|STKP|STOCKPILE INVESTMENTS, INC.|232
FRBK|REPUBLIC FIRST BCP|SWIM|TD Ameritrade, Inc.|23794
FRBK|REPUBLIC FIRST BCP|SWST|Hilltop Securities Inc.|700
FRBK|REPUBLIC FIRST BCP|TKNG|ALLY INVEST SECURITIES LLC|888
FRBK|REPUBLIC FIRST BCP|TRBT|Tradebot Systems, Inc.|4455
FRBK|REPUBLIC FIRST BCP|TRCM|TRC MARKETS LLC|22461
FRBK|REPUBLIC FIRST BCP|UBSA|UBS SECURITIES LLC|63353
FRBK|REPUBLIC FIRST BCP|UBSS|UBS Securities LLC|276768
FRBK|REPUBLIC FIRST BCP|VALX|VIRTU AMERICAS LLC|48655
FRBK|REPUBLIC FIRST BCP|VGRD|Vanguard Marketing Corporation|13208
FRBK|REPUBLIC FIRST BCP|WCHV|WELLS FARGO SECURITIES, LLC|17090
FRBK|REPUBLIC FIRST BCP|WEED|Weeden & Co.L.P.|900
FRBK|REPUBLIC FIRST BCP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|328
FRBK|REPUBLIC FIRST BCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2181
FRBK|REPUBLIC FIRST BCP|WFPB|Wells Fargo Securities, LLC.|23136
FRBK|REPUBLIC FIRST BCP|WSEA|WOLVERINE SECURITIES, LLC|1310
FRBK|REPUBLIC FIRST BCP|XIST|INSTINET, LLC|4200
FRBK|REPUBLIC FIRST BCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
FRBK|REPUBLIC FIRST BCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|650
FRC|FIRST REPUBLIC BANK|ABLE|NATIXIS Securities Americas LLC|312773
FRC|FIRST REPUBLIC BANK|ALTX|Alternet Securities Inc.|15748
FRC|FIRST REPUBLIC BANK|ANOS|ABEL/NOSER, L.L.C.|97
FRC|FIRST REPUBLIC BANK|APCC|Apex Clearing Corporation|983
FRC|FIRST REPUBLIC BANK|AQUA|AQUA SECURITIES L.P.|18900
FRC|FIRST REPUBLIC BANK|BANK|Primevest Financial Services, Inc.|11
FRC|FIRST REPUBLIC BANK|BARD|Robert W. Baird & Co. Incorporated|3493
FRC|FIRST REPUBLIC BANK|BATM|CBOE TRADING, INC.|9416
FRC|FIRST REPUBLIC BANK|BAYT|BTIG, LLC|2196
FRC|FIRST REPUBLIC BANK|BBNT|BB&T SECURITIES, LLC|445
FRC|FIRST REPUBLIC BANK|BERN|Sanford C. Bernstein & Co., LLC|130522
FRC|FIRST REPUBLIC BANK|BGCE|BGC Financial Inc.|2448
FRC|FIRST REPUBLIC BANK|BIDS|BIDS TRADING L.P.|25923
FRC|FIRST REPUBLIC BANK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|77380
FRC|FIRST REPUBLIC BANK|BLKX|INSTINET, LLC|72000
FRC|FIRST REPUBLIC BANK|BNPX|BNP PARIBAS SECURITIES CORP.|295507
FRC|FIRST REPUBLIC BANK|BTIG|BTIG, LLC|14741
FRC|FIRST REPUBLIC BANK|BYXM|CBOE TRADING, INC.|2413
FRC|FIRST REPUBLIC BANK|BZYD|GOLDMAN SACHS & CO. LLC|200
FRC|FIRST REPUBLIC BANK|CABR|Cabrera Capital Markets, Inc.|25
FRC|FIRST REPUBLIC BANK|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
FRC|FIRST REPUBLIC BANK|CHAS|Charles Schwab & Co., Inc.|5181
FRC|FIRST REPUBLIC BANK|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
FRC|FIRST REPUBLIC BANK|CIST|Capital Institutional Services, Inc.|1111
FRC|FIRST REPUBLIC BANK|CLSA|CLSA AMERICAS, LLC|400
FRC|FIRST REPUBLIC BANK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85637
FRC|FIRST REPUBLIC BANK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|520
FRC|FIRST REPUBLIC BANK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|607
FRC|FIRST REPUBLIC BANK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|438859
FRC|FIRST REPUBLIC BANK|CTDL|Citadel Derivatives Group Llc|10313
FRC|FIRST REPUBLIC BANK|CXCX|CITIGROUP GLOBAL MARKETS INC.|46034
FRC|FIRST REPUBLIC BANK|DADA|D.A. Davidson & Co.|298
FRC|FIRST REPUBLIC BANK|DBAB|Deutsche Bank Securities Inc.|428498
FRC|FIRST REPUBLIC BANK|DBAX|Deutsche Bank Securities Inc.|309300
FRC|FIRST REPUBLIC BANK|DBUL|Deutsche Bank Securities Inc.|3922
FRC|FIRST REPUBLIC BANK|DCHF|Dart Executions, LLC|5249
FRC|FIRST REPUBLIC BANK|DEAN|MORGAN STANLEY|5232
FRC|FIRST REPUBLIC BANK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|953
FRC|FIRST REPUBLIC BANK|DREX|Drexel Hamilton, LLC|5123
FRC|FIRST REPUBLIC BANK|DRWK|DRW SECURITIES, L.L.C.|6036
FRC|FIRST REPUBLIC BANK|EBXL|EBX LLC|266900
FRC|FIRST REPUBLIC BANK|ECUT|CONVERGEX EXECUTION SOLUTIONS|12163
FRC|FIRST REPUBLIC BANK|EDJO|Edward D. Jones & Co., L.P.|2330
FRC|FIRST REPUBLIC BANK|EGAM|CBOE TRADING, INC.|13497
FRC|FIRST REPUBLIC BANK|EGAW|CBOE TRADING, INC.|16
FRC|FIRST REPUBLIC BANK|EGMT|EG MARKET TECHNOLOGIES LLC|3727
FRC|FIRST REPUBLIC BANK|EGXM|CBOE TRADING, INC.|4122
FRC|FIRST REPUBLIC BANK|EGXW|CBOE TRADING, INC.|100
FRC|FIRST REPUBLIC BANK|ELEV|ELEVATION, LLC|950
FRC|FIRST REPUBLIC BANK|ETBE|Electronic Transaction Clearing, Inc.|29719
FRC|FIRST REPUBLIC BANK|ETCC|Electronic Transaction Clearing, Inc.|354
FRC|FIRST REPUBLIC BANK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28752
FRC|FIRST REPUBLIC BANK|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|458
FRC|FIRST REPUBLIC BANK|ETRS|E*Trade Securities LLC|24339
FRC|FIRST REPUBLIC BANK|FBSB|U.S. Bancorp Investments, Inc.|85
FRC|FIRST REPUBLIC BANK|FILL|Tradestation Securities, Inc.|22
FRC|FIRST REPUBLIC BANK|FMAF|NBCN Inc./ CDS|16770
FRC|FIRST REPUBLIC BANK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3092
FRC|FIRST REPUBLIC BANK|FQLS|Quantlab Securities LP|289049
FRC|FIRST REPUBLIC BANK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95636
FRC|FIRST REPUBLIC BANK|FTBR|Foliofn Investments, Inc.|394
FRC|FIRST REPUBLIC BANK|GBMT|GBM International, Inc.|505
FRC|FIRST REPUBLIC BANK|GEBB|GLOBAL EXECUTION BROKERS, LP|291
FRC|FIRST REPUBLIC BANK|GLPX|ACS EXECUTION SERVICES, LLC|64627
FRC|FIRST REPUBLIC BANK|GSCO|GOLDMAN SACHS & CO. LLC|2031451
FRC|FIRST REPUBLIC BANK|GSCS|GOLDMAN SACHS & CO. LLC|957
FRC|FIRST REPUBLIC BANK|GSLT|GOLDMAN SACHS & CO. LLC|5841
FRC|FIRST REPUBLIC BANK|GTSZ|GTS SECURITIES LLC|143166
FRC|FIRST REPUBLIC BANK|HAPX|HAP Trading, LLC|280
FRC|FIRST REPUBLIC BANK|HRBF|American Enterprise Investment Services Inc.|2114
FRC|FIRST REPUBLIC BANK|HSBC|HSBC Securities, Inc.|86446
FRC|FIRST REPUBLIC BANK|IATS|INTERACTIVE BROKERS LLC|1436
FRC|FIRST REPUBLIC BANK|IBKR|Interactive Brokers Llc|5795
FRC|FIRST REPUBLIC BANK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2430
FRC|FIRST REPUBLIC BANK|ICBX|INSTINET, LLC|56571
FRC|FIRST REPUBLIC BANK|IEQY|CITADEL SECURITIES LLC|131527
FRC|FIRST REPUBLIC BANK|INCA|INSTINET, LLC|337965
FRC|FIRST REPUBLIC BANK|INJX|INSTINET, LLC|6261
FRC|FIRST REPUBLIC BANK|INTL|INTL FCSTONE FINANCIAL INC.|200
FRC|FIRST REPUBLIC BANK|ITGI|ITG Inc.|55664
FRC|FIRST REPUBLIC BANK|ITGP|ITG INC.|164800
FRC|FIRST REPUBLIC BANK|JANY|Janney Montgomery Scott Inc.|457
FRC|FIRST REPUBLIC BANK|JEFF|JEFFERIES LLC|121089
FRC|FIRST REPUBLIC BANK|JMPT|JUMP TRADING, LLC|59265
FRC|FIRST REPUBLIC BANK|JONE|JonesTrading|477
FRC|FIRST REPUBLIC BANK|JPBX|J.P. MORGAN SECURITIES LLC|87729
FRC|FIRST REPUBLIC BANK|JPMX|J.P. Morgan Securities LLC|326900
FRC|FIRST REPUBLIC BANK|JSJX|JANE STREET CAPITAL LLC|7963
FRC|FIRST REPUBLIC BANK|KBWI|Keefe, Bruyette & Woods, Inc.|19090
FRC|FIRST REPUBLIC BANK|KCGM|VIRTU Americas LLC|33859
FRC|FIRST REPUBLIC BANK|LEHM|Barclays Capital Inc./Le|713160
FRC|FIRST REPUBLIC BANK|LIME|Lime Brokerage LLC|95713
FRC|FIRST REPUBLIC BANK|LOOP|Loop Capital Markets LLC|200
FRC|FIRST REPUBLIC BANK|LQNA|LIQUIDNET, INC.|32500
FRC|FIRST REPUBLIC BANK|LSCI|Lek Securities Corporation|727
FRC|FIRST REPUBLIC BANK|MACQ|Macquarie Capital (USA) Inc.|800
FRC|FIRST REPUBLIC BANK|MCMF|Raymond James Ltd. Cds|299
FRC|FIRST REPUBLIC BANK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79452
FRC|FIRST REPUBLIC BANK|MOTF|MOTIF INVESTING, INC.|1
FRC|FIRST REPUBLIC BANK|MPSG|E D & F Man Capital Markets Inc.|580
FRC|FIRST REPUBLIC BANK|MSCO|MORGAN STANLEY & CO. LLC|1691309
FRC|FIRST REPUBLIC BANK|MSPL|MORGAN STANLEY & CO. LLC|431200
FRC|FIRST REPUBLIC BANK|MSTX|MORGAN STANLEY & CO. LLC|155300
FRC|FIRST REPUBLIC BANK|MULL|MARK J. MULLER EQUITIES, INC.|1163
FRC|FIRST REPUBLIC BANK|NBCS|NBC Securities, INC.|250
FRC|FIRST REPUBLIC BANK|NEED|Needham & Company, LLC|900
FRC|FIRST REPUBLIC BANK|NFSC|National Financial Services LLC|160854
FRC|FIRST REPUBLIC BANK|NITE|VIRTU Americas LLC|294736
FRC|FIRST REPUBLIC BANK|NITP|VIRTU Americas LLC|201
FRC|FIRST REPUBLIC BANK|NQRB|Brut, LLC|4691
FRC|FIRST REPUBLIC BANK|NTRC|Northern Trust Securities, Inc.|4311
FRC|FIRST REPUBLIC BANK|OPCO|Oppenheimer & Co. Inc.|188
FRC|FIRST REPUBLIC BANK|PDQM|CODA MARKETS, INC.|143846
FRC|FIRST REPUBLIC BANK|PWJC|UBS Financial Services, Inc.|904
FRC|FIRST REPUBLIC BANK|RBCM|RBC CAPITAL MARKETS, LLC|8673
FRC|FIRST REPUBLIC BANK|SAGL|SAGETRADER, LLC|18229
FRC|FIRST REPUBLIC BANK|SAGW|SAGETRADER, LLC|100
FRC|FIRST REPUBLIC BANK|SALI|INTL FCSTONE FINANCIAL INC.|61
FRC|FIRST REPUBLIC BANK|SBSH|Citigroup Global Markets Inc.|299498
FRC|FIRST REPUBLIC BANK|SEIC|SEI Investments Distribution Co.|420
FRC|FIRST REPUBLIC BANK|SGMT|GOLDMAN SACHS & CO. LLC|155720
FRC|FIRST REPUBLIC BANK|SIDC|Sidoti & Company, LLC|100
FRC|FIRST REPUBLIC BANK|SJLS|TRADE INFORMATICS LLC|100
FRC|FIRST REPUBLIC BANK|SPDR|SPEEDROUTE LLC|28606
FRC|FIRST REPUBLIC BANK|STFL|Stifel, Nicolaus & Company, Incorporated|8237
FRC|FIRST REPUBLIC BANK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4575
FRC|FIRST REPUBLIC BANK|SWIM|TD Ameritrade, Inc.|12264
FRC|FIRST REPUBLIC BANK|SWST|Hilltop Securities Inc.|739
FRC|FIRST REPUBLIC BANK|TAGC|TELSEY ADVISORY GROUP LLC|387
FRC|FIRST REPUBLIC BANK|TKNG|ALLY INVEST SECURITIES LLC|24
FRC|FIRST REPUBLIC BANK|TMBR|Timber Hill LLC|643
FRC|FIRST REPUBLIC BANK|TRBT|Tradebot Systems, Inc.|241809
FRC|FIRST REPUBLIC BANK|TRCM|TRC MARKETS LLC|83922
FRC|FIRST REPUBLIC BANK|UBSA|UBS SECURITIES LLC|700626
FRC|FIRST REPUBLIC BANK|UBSS|UBS Securities LLC|753891
FRC|FIRST REPUBLIC BANK|VALX|VIRTU AMERICAS LLC|15921
FRC|FIRST REPUBLIC BANK|VGRD|Vanguard Marketing Corporation|2765
FRC|FIRST REPUBLIC BANK|WABR|Wall Street Access|1438
FRC|FIRST REPUBLIC BANK|WBPX|SUMMIT SECURITIES GROUP, LLC|2200
FRC|FIRST REPUBLIC BANK|WCHV|WELLS FARGO SECURITIES, LLC|110110
FRC|FIRST REPUBLIC BANK|WEDB|WEDBUSH SECURITIES INC.|1283
FRC|FIRST REPUBLIC BANK|WEED|Weeden & Co.L.P.|16930
FRC|FIRST REPUBLIC BANK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13375
FRC|FIRST REPUBLIC BANK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10331
FRC|FIRST REPUBLIC BANK|WGIF|CIBC World Markets Inc.|322
FRC|FIRST REPUBLIC BANK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|22
FRC|FIRST REPUBLIC BANK|WORD|Worden Capital Management LLC|30
FRC|FIRST REPUBLIC BANK|WSAG|WALL STREET ACCESS|100
FRC|FIRST REPUBLIC BANK|WSEA|WOLVERINE SECURITIES, LLC|6124
FRC|FIRST REPUBLIC BANK|XIST|INSTINET, LLC|132224
FRC|FIRST REPUBLIC BANK|XPQR|Jump Trading|5138
FRC|FIRST REPUBLIC BANK|XPUS|XP SECURITIES, LLC|1095
FRC|FIRST REPUBLIC BANK|XSTM|NATIONAL FINANCIAL SERVICES LLC|16564
FRC|FIRST REPUBLIC BANK|YKNA|COMHAR CAPITAL MARKETS, LLC|1918
FRC|FIRST REPUBLIC BANK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4023
FRC$D|FIRST REPUBLIC BANK|BATM|CBOE TRADING, INC.|100
FRC$D|FIRST REPUBLIC BANK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|380
FRC$D|FIRST REPUBLIC BANK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
FRC$D|FIRST REPUBLIC BANK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FRC$D|FIRST REPUBLIC BANK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|309
FRC$D|FIRST REPUBLIC BANK|DBAX|Deutsche Bank Securities Inc.|600
FRC$D|FIRST REPUBLIC BANK|DEAN|MORGAN STANLEY|8343
FRC$D|FIRST REPUBLIC BANK|EBXL|EBX LLC|3300
FRC$D|FIRST REPUBLIC BANK|EDJO|Edward D. Jones & Co., L.P.|1000
FRC$D|FIRST REPUBLIC BANK|EGXM|CBOE TRADING, INC.|50
FRC$D|FIRST REPUBLIC BANK|ETRS|E*Trade Securities LLC|6776
FRC$D|FIRST REPUBLIC BANK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
FRC$D|FIRST REPUBLIC BANK|GLPX|ACS EXECUTION SERVICES, LLC|207
FRC$D|FIRST REPUBLIC BANK|GTSZ|GTS SECURITIES LLC|100
FRC$D|FIRST REPUBLIC BANK|HRBF|American Enterprise Investment Services Inc.|711
FRC$D|FIRST REPUBLIC BANK|IBKR|Interactive Brokers Llc|80
FRC$D|FIRST REPUBLIC BANK|INCA|INSTINET, LLC|1100
FRC$D|FIRST REPUBLIC BANK|INTL|INTL FCSTONE FINANCIAL INC.|4000
FRC$D|FIRST REPUBLIC BANK|JANY|Janney Montgomery Scott Inc.|7225
FRC$D|FIRST REPUBLIC BANK|JSEB|JANE STREET EXECUTION SERVICES, LLC|416
FRC$D|FIRST REPUBLIC BANK|LEHM|Barclays Capital Inc./Le|600
FRC$D|FIRST REPUBLIC BANK|LIME|Lime Brokerage LLC|200
FRC$D|FIRST REPUBLIC BANK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
FRC$D|FIRST REPUBLIC BANK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FRC$D|FIRST REPUBLIC BANK|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5000
FRC$D|FIRST REPUBLIC BANK|MSCO|MORGAN STANLEY & CO. LLC|1341
FRC$D|FIRST REPUBLIC BANK|MSPL|MORGAN STANLEY & CO. LLC|100
FRC$D|FIRST REPUBLIC BANK|NFSC|National Financial Services LLC|11340
FRC$D|FIRST REPUBLIC BANK|NITE|VIRTU Americas LLC|20313
FRC$D|FIRST REPUBLIC BANK|NQRB|Brut, LLC|300
FRC$D|FIRST REPUBLIC BANK|OLDM|OLD MISSION CAPITAL, LLC|550
FRC$D|FIRST REPUBLIC BANK|PDQM|CODA MARKETS, INC.|307
FRC$D|FIRST REPUBLIC BANK|RBCM|RBC CAPITAL MARKETS, LLC|159
FRC$D|FIRST REPUBLIC BANK|STFL|Stifel, Nicolaus & Company, Incorporated|1822
FRC$D|FIRST REPUBLIC BANK|SWIM|TD Ameritrade, Inc.|3318
FRC$D|FIRST REPUBLIC BANK|TRBT|Tradebot Systems, Inc.|495
FRC$D|FIRST REPUBLIC BANK|UBSA|UBS SECURITIES LLC|700
FRC$D|FIRST REPUBLIC BANK|UBSS|UBS Securities LLC|1214
FRC$D|FIRST REPUBLIC BANK|WCHV|WELLS FARGO SECURITIES, LLC|13665
FRC$D|FIRST REPUBLIC BANK|WEDB|WEDBUSH SECURITIES INC.|4
FRC$D|FIRST REPUBLIC BANK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|89
FRC$D|FIRST REPUBLIC BANK|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FRC$D|FIRST REPUBLIC BANK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6
FRC$E|FIRST REPUBLIC|BATM|CBOE TRADING, INC.|979
FRC$E|FIRST REPUBLIC|BBNT|BB&T SECURITIES, LLC|17
FRC$E|FIRST REPUBLIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8252
FRC$E|FIRST REPUBLIC|BYXM|CBOE TRADING, INC.|600
FRC$E|FIRST REPUBLIC|CHAS|Charles Schwab & Co., Inc.|100
FRC$E|FIRST REPUBLIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
FRC$E|FIRST REPUBLIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|699
FRC$E|FIRST REPUBLIC|DADA|D.A. Davidson & Co.|500
FRC$E|FIRST REPUBLIC|DBAX|Deutsche Bank Securities Inc.|700
FRC$E|FIRST REPUBLIC|DEAN|MORGAN STANLEY|24320
FRC$E|FIRST REPUBLIC|EBXL|EBX LLC|800
FRC$E|FIRST REPUBLIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|49
FRC$E|FIRST REPUBLIC|EDJO|Edward D. Jones & Co., L.P.|400
FRC$E|FIRST REPUBLIC|EGXM|CBOE TRADING, INC.|300
FRC$E|FIRST REPUBLIC|ETRS|E*Trade Securities LLC|1516
FRC$E|FIRST REPUBLIC|GLPX|ACS EXECUTION SERVICES, LLC|1112
FRC$E|FIRST REPUBLIC|GSCO|GOLDMAN SACHS & CO. LLC|800
FRC$E|FIRST REPUBLIC|GSLT|GOLDMAN SACHS & CO. LLC|18
FRC$E|FIRST REPUBLIC|HRBF|American Enterprise Investment Services Inc.|500
FRC$E|FIRST REPUBLIC|IBKR|Interactive Brokers Llc|3599
FRC$E|FIRST REPUBLIC|INCA|INSTINET, LLC|1947
FRC$E|FIRST REPUBLIC|ITGI|ITG Inc.|2660
FRC$E|FIRST REPUBLIC|JANY|Janney Montgomery Scott Inc.|25
FRC$E|FIRST REPUBLIC|JPMX|J.P. Morgan Securities LLC|400
FRC$E|FIRST REPUBLIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
FRC$E|FIRST REPUBLIC|KCGM|VIRTU Americas LLC|100
FRC$E|FIRST REPUBLIC|LIME|Lime Brokerage LLC|103
FRC$E|FIRST REPUBLIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FRC$E|FIRST REPUBLIC|MSCO|MORGAN STANLEY & CO. LLC|9165
FRC$E|FIRST REPUBLIC|NATL|National Securities Corporation|800
FRC$E|FIRST REPUBLIC|NFSC|National Financial Services LLC|7847
FRC$E|FIRST REPUBLIC|NITE|VIRTU Americas LLC|12684
FRC$E|FIRST REPUBLIC|NQRB|Brut, LLC|200
FRC$E|FIRST REPUBLIC|OLDM|OLD MISSION CAPITAL, LLC|813
FRC$E|FIRST REPUBLIC|OPCO|Oppenheimer & Co. Inc.|200
FRC$E|FIRST REPUBLIC|PDQM|CODA MARKETS, INC.|1712
FRC$E|FIRST REPUBLIC|PWJC|UBS Financial Services, Inc.|1512
FRC$E|FIRST REPUBLIC|RBCM|RBC CAPITAL MARKETS, LLC|817
FRC$E|FIRST REPUBLIC|SGMT|GOLDMAN SACHS & CO. LLC|200
FRC$E|FIRST REPUBLIC|SPDR|SPEEDROUTE LLC|100
FRC$E|FIRST REPUBLIC|STFL|Stifel, Nicolaus & Company, Incorporated|5
FRC$E|FIRST REPUBLIC|TRBT|Tradebot Systems, Inc.|521
FRC$E|FIRST REPUBLIC|UBSA|UBS SECURITIES LLC|1700
FRC$E|FIRST REPUBLIC|UBSS|UBS Securities LLC|8606
FRC$E|FIRST REPUBLIC|VGRD|Vanguard Marketing Corporation|2176
FRC$E|FIRST REPUBLIC|WCHV|WELLS FARGO SECURITIES, LLC|11121
FRC$E|FIRST REPUBLIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30
FRC$E|FIRST REPUBLIC|WSGD|WEDBUSH SECURITIES INC.|21
FRC$E|FIRST REPUBLIC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FRC$E|FIRST REPUBLIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1816
FRC$F|FIRST REPUBLIC DEPS|BATM|CBOE TRADING, INC.|100
FRC$F|FIRST REPUBLIC DEPS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
FRC$F|FIRST REPUBLIC DEPS|BTIG|BTIG, LLC|150
FRC$F|FIRST REPUBLIC DEPS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1487
FRC$F|FIRST REPUBLIC DEPS|DADA|D.A. Davidson & Co.|7
FRC$F|FIRST REPUBLIC DEPS|DBAX|Deutsche Bank Securities Inc.|6800
FRC$F|FIRST REPUBLIC DEPS|DEAN|MORGAN STANLEY|18919
FRC$F|FIRST REPUBLIC DEPS|EBXL|EBX LLC|2500
FRC$F|FIRST REPUBLIC DEPS|ETRS|E*Trade Securities LLC|2667
FRC$F|FIRST REPUBLIC DEPS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|276
FRC$F|FIRST REPUBLIC DEPS|GLPX|ACS EXECUTION SERVICES, LLC|1457
FRC$F|FIRST REPUBLIC DEPS|GSCO|GOLDMAN SACHS & CO. LLC|100
FRC$F|FIRST REPUBLIC DEPS|GSCS|GOLDMAN SACHS & CO. LLC|100
FRC$F|FIRST REPUBLIC DEPS|HRBF|American Enterprise Investment Services Inc.|3805
FRC$F|FIRST REPUBLIC DEPS|IBKR|Interactive Brokers Llc|196
FRC$F|FIRST REPUBLIC DEPS|ICBX|INSTINET, LLC|5926
FRC$F|FIRST REPUBLIC DEPS|INCA|INSTINET, LLC|1611
FRC$F|FIRST REPUBLIC DEPS|JANY|Janney Montgomery Scott Inc.|400
FRC$F|FIRST REPUBLIC DEPS|JSEB|JANE STREET EXECUTION SERVICES, LLC|224
FRC$F|FIRST REPUBLIC DEPS|KCGM|VIRTU Americas LLC|817
FRC$F|FIRST REPUBLIC DEPS|LEHM|Barclays Capital Inc./Le|1600
FRC$F|FIRST REPUBLIC DEPS|LIME|Lime Brokerage LLC|540
FRC$F|FIRST REPUBLIC DEPS|MSCO|MORGAN STANLEY & CO. LLC|7706
FRC$F|FIRST REPUBLIC DEPS|NFSC|National Financial Services LLC|2977
FRC$F|FIRST REPUBLIC DEPS|NITE|VIRTU Americas LLC|8383
FRC$F|FIRST REPUBLIC DEPS|NTRC|Northern Trust Securities, Inc.|380
FRC$F|FIRST REPUBLIC DEPS|OLDM|OLD MISSION CAPITAL, LLC|751
FRC$F|FIRST REPUBLIC DEPS|PDQM|CODA MARKETS, INC.|4974
FRC$F|FIRST REPUBLIC DEPS|RBCM|RBC CAPITAL MARKETS, LLC|680
FRC$F|FIRST REPUBLIC DEPS|SPDR|SPEEDROUTE LLC|6200
FRC$F|FIRST REPUBLIC DEPS|STFL|Stifel, Nicolaus & Company, Incorporated|403
FRC$F|FIRST REPUBLIC DEPS|SWIM|TD Ameritrade, Inc.|5877
FRC$F|FIRST REPUBLIC DEPS|SWST|Hilltop Securities Inc.|64
FRC$F|FIRST REPUBLIC DEPS|UBSA|UBS SECURITIES LLC|2800
FRC$F|FIRST REPUBLIC DEPS|UBSS|UBS Securities LLC|315
FRC$F|FIRST REPUBLIC DEPS|WCHV|WELLS FARGO SECURITIES, LLC|4257
FRC$F|FIRST REPUBLIC DEPS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FRC$F|FIRST REPUBLIC DEPS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1397
FRC$G|FIRST REPUBLIC 5.50|BARD|Robert W. Baird & Co. Incorporated|21
FRC$G|FIRST REPUBLIC 5.50|BTIG|BTIG, LLC|800
FRC$G|FIRST REPUBLIC 5.50|CABR|Cabrera Capital Markets, Inc.|800
FRC$G|FIRST REPUBLIC 5.50|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
FRC$G|FIRST REPUBLIC 5.50|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FRC$G|FIRST REPUBLIC 5.50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2076
FRC$G|FIRST REPUBLIC 5.50|DBAX|Deutsche Bank Securities Inc.|9700
FRC$G|FIRST REPUBLIC 5.50|DEAN|MORGAN STANLEY|14839
FRC$G|FIRST REPUBLIC 5.50|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7435
FRC$G|FIRST REPUBLIC 5.50|EBXL|EBX LLC|2500
FRC$G|FIRST REPUBLIC 5.50|ETRS|E*Trade Securities LLC|1302
FRC$G|FIRST REPUBLIC 5.50|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1484
FRC$G|FIRST REPUBLIC 5.50|GLPX|ACS EXECUTION SERVICES, LLC|1337
FRC$G|FIRST REPUBLIC 5.50|GSCO|GOLDMAN SACHS & CO. LLC|3687
FRC$G|FIRST REPUBLIC 5.50|GSCS|GOLDMAN SACHS & CO. LLC|321
FRC$G|FIRST REPUBLIC 5.50|GSLT|GOLDMAN SACHS & CO. LLC|25
FRC$G|FIRST REPUBLIC 5.50|GTSZ|GTS SECURITIES LLC|218
FRC$G|FIRST REPUBLIC 5.50|HRBF|American Enterprise Investment Services Inc.|1535
FRC$G|FIRST REPUBLIC 5.50|ICBX|INSTINET, LLC|2000
FRC$G|FIRST REPUBLIC 5.50|INCA|INSTINET, LLC|1694
FRC$G|FIRST REPUBLIC 5.50|ITGI|ITG Inc.|167
FRC$G|FIRST REPUBLIC 5.50|ITGP|ITG INC.|200
FRC$G|FIRST REPUBLIC 5.50|JPMX|J.P. Morgan Securities LLC|400
FRC$G|FIRST REPUBLIC 5.50|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
FRC$G|FIRST REPUBLIC 5.50|KCGM|VIRTU Americas LLC|1612
FRC$G|FIRST REPUBLIC 5.50|LEHM|Barclays Capital Inc./Le|2200
FRC$G|FIRST REPUBLIC 5.50|LIME|Lime Brokerage LLC|500
FRC$G|FIRST REPUBLIC 5.50|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|343
FRC$G|FIRST REPUBLIC 5.50|MAXM|Maxim Group LLC|35
FRC$G|FIRST REPUBLIC 5.50|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FRC$G|FIRST REPUBLIC 5.50|MSCO|MORGAN STANLEY & CO. LLC|5697
FRC$G|FIRST REPUBLIC 5.50|MSPL|MORGAN STANLEY & CO. LLC|2900
FRC$G|FIRST REPUBLIC 5.50|NFSC|National Financial Services LLC|13287
FRC$G|FIRST REPUBLIC 5.50|NITE|VIRTU Americas LLC|32189
FRC$G|FIRST REPUBLIC 5.50|NQRB|Brut, LLC|100
FRC$G|FIRST REPUBLIC 5.50|OLDM|OLD MISSION CAPITAL, LLC|700
FRC$G|FIRST REPUBLIC 5.50|PDQM|CODA MARKETS, INC.|4849
FRC$G|FIRST REPUBLIC 5.50|PWJC|UBS Financial Services, Inc.|6300
FRC$G|FIRST REPUBLIC 5.50|RBCM|RBC CAPITAL MARKETS, LLC|44
FRC$G|FIRST REPUBLIC 5.50|SBSH|Citigroup Global Markets Inc.|10
FRC$G|FIRST REPUBLIC 5.50|SGMT|GOLDMAN SACHS & CO. LLC|1500
FRC$G|FIRST REPUBLIC 5.50|SPDR|SPEEDROUTE LLC|7600
FRC$G|FIRST REPUBLIC 5.50|STFL|Stifel, Nicolaus & Company, Incorporated|3676
FRC$G|FIRST REPUBLIC 5.50|SWIM|TD Ameritrade, Inc.|10755
FRC$G|FIRST REPUBLIC 5.50|SWST|Hilltop Securities Inc.|1394
FRC$G|FIRST REPUBLIC 5.50|TRBT|Tradebot Systems, Inc.|983
FRC$G|FIRST REPUBLIC 5.50|UBSA|UBS SECURITIES LLC|14679
FRC$G|FIRST REPUBLIC 5.50|UBSS|UBS Securities LLC|23429
FRC$G|FIRST REPUBLIC 5.50|VGRD|Vanguard Marketing Corporation|1004
FRC$G|FIRST REPUBLIC 5.50|WBLR|WILLIAM BLAIR|306
FRC$G|FIRST REPUBLIC 5.50|WCHV|WELLS FARGO SECURITIES, LLC|2898
FRC$G|FIRST REPUBLIC 5.50|WEDB|WEDBUSH SECURITIES INC.|1
FRC$G|FIRST REPUBLIC 5.50|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51
FRC$G|FIRST REPUBLIC 5.50|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FRC$G|FIRST REPUBLIC 5.50|YLPL|Linsco/Private Ledger Financial Services, Incorporated|869
FRC$H|FIRST REPUBLIC 5.125|BARD|Robert W. Baird & Co. Incorporated|115
FRC$H|FIRST REPUBLIC 5.125|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25322
FRC$H|FIRST REPUBLIC 5.125|CANT|Cantor Fitzgerald & Co.|73000
FRC$H|FIRST REPUBLIC 5.125|CHAS|Charles Schwab & Co., Inc.|33
FRC$H|FIRST REPUBLIC 5.125|CIST|Capital Institutional Services, Inc.|1800
FRC$H|FIRST REPUBLIC 5.125|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
FRC$H|FIRST REPUBLIC 5.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2150
FRC$H|FIRST REPUBLIC 5.125|DADA|D.A. Davidson & Co.|200
FRC$H|FIRST REPUBLIC 5.125|DBAX|Deutsche Bank Securities Inc.|1700
FRC$H|FIRST REPUBLIC 5.125|DEAN|MORGAN STANLEY|22882
FRC$H|FIRST REPUBLIC 5.125|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|875
FRC$H|FIRST REPUBLIC 5.125|EBXL|EBX LLC|800
FRC$H|FIRST REPUBLIC 5.125|ECUT|CONVERGEX EXECUTION SOLUTIONS|3107
FRC$H|FIRST REPUBLIC 5.125|EGAM|CBOE TRADING, INC.|200
FRC$H|FIRST REPUBLIC 5.125|EGXM|CBOE TRADING, INC.|237
FRC$H|FIRST REPUBLIC 5.125|ETRS|E*Trade Securities LLC|1534
FRC$H|FIRST REPUBLIC 5.125|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|285
FRC$H|FIRST REPUBLIC 5.125|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|300
FRC$H|FIRST REPUBLIC 5.125|GLPX|ACS EXECUTION SERVICES, LLC|202
FRC$H|FIRST REPUBLIC 5.125|GSCO|GOLDMAN SACHS & CO. LLC|6283
FRC$H|FIRST REPUBLIC 5.125|HRBF|American Enterprise Investment Services Inc.|597
FRC$H|FIRST REPUBLIC 5.125|IATS|INTERACTIVE BROKERS LLC|364
FRC$H|FIRST REPUBLIC 5.125|IBKR|Interactive Brokers Llc|1200
FRC$H|FIRST REPUBLIC 5.125|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|234
FRC$H|FIRST REPUBLIC 5.125|ICBX|INSTINET, LLC|300
FRC$H|FIRST REPUBLIC 5.125|INCA|INSTINET, LLC|300
FRC$H|FIRST REPUBLIC 5.125|INTL|INTL FCSTONE FINANCIAL INC.|12000
FRC$H|FIRST REPUBLIC 5.125|ITGI|ITG Inc.|136
FRC$H|FIRST REPUBLIC 5.125|ITGP|ITG INC.|3000
FRC$H|FIRST REPUBLIC 5.125|JANY|Janney Montgomery Scott Inc.|900
FRC$H|FIRST REPUBLIC 5.125|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
FRC$H|FIRST REPUBLIC 5.125|KCGM|VIRTU Americas LLC|1417
FRC$H|FIRST REPUBLIC 5.125|LEHM|Barclays Capital Inc./Le|1600
FRC$H|FIRST REPUBLIC 5.125|LIME|Lime Brokerage LLC|23
FRC$H|FIRST REPUBLIC 5.125|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1553
FRC$H|FIRST REPUBLIC 5.125|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
FRC$H|FIRST REPUBLIC 5.125|MSCO|MORGAN STANLEY & CO. LLC|15365
FRC$H|FIRST REPUBLIC 5.125|MSPL|MORGAN STANLEY & CO. LLC|600
FRC$H|FIRST REPUBLIC 5.125|NFSC|National Financial Services LLC|7140
FRC$H|FIRST REPUBLIC 5.125|NITE|VIRTU Americas LLC|39356
FRC$H|FIRST REPUBLIC 5.125|NQRB|Brut, LLC|2400
FRC$H|FIRST REPUBLIC 5.125|OLDM|OLD MISSION CAPITAL, LLC|750
FRC$H|FIRST REPUBLIC 5.125|OPCO|Oppenheimer & Co. Inc.|1700
FRC$H|FIRST REPUBLIC 5.125|PDQM|CODA MARKETS, INC.|519
FRC$H|FIRST REPUBLIC 5.125|PWJC|UBS Financial Services, Inc.|616
FRC$H|FIRST REPUBLIC 5.125|RBCM|RBC CAPITAL MARKETS, LLC|10774
FRC$H|FIRST REPUBLIC 5.125|SALI|INTL FCSTONE FINANCIAL INC.|1
FRC$H|FIRST REPUBLIC 5.125|SBSH|Citigroup Global Markets Inc.|10
FRC$H|FIRST REPUBLIC 5.125|SGMT|GOLDMAN SACHS & CO. LLC|2500
FRC$H|FIRST REPUBLIC 5.125|SPDR|SPEEDROUTE LLC|600
FRC$H|FIRST REPUBLIC 5.125|STFL|Stifel, Nicolaus & Company, Incorporated|1022
FRC$H|FIRST REPUBLIC 5.125|SWST|Hilltop Securities Inc.|57
FRC$H|FIRST REPUBLIC 5.125|TRBT|Tradebot Systems, Inc.|359
FRC$H|FIRST REPUBLIC 5.125|UBSA|UBS SECURITIES LLC|3020
FRC$H|FIRST REPUBLIC 5.125|UBSS|UBS Securities LLC|16155
FRC$H|FIRST REPUBLIC 5.125|VGRD|Vanguard Marketing Corporation|852
FRC$H|FIRST REPUBLIC 5.125|WCHV|WELLS FARGO SECURITIES, LLC|29536
FRC$H|FIRST REPUBLIC 5.125|WEDB|WEDBUSH SECURITIES INC.|43
FRC$H|FIRST REPUBLIC 5.125|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17
FRC$H|FIRST REPUBLIC 5.125|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2915
FRC$I|FIRST REPUBLIC SER I|AGIS|Aegis Capital Corp.|36327
FRC$I|FIRST REPUBLIC SER I|ALTX|Alternet Securities Inc.|2995
FRC$I|FIRST REPUBLIC SER I|BARD|Robert W. Baird & Co. Incorporated|500
FRC$I|FIRST REPUBLIC SER I|BATM|CBOE TRADING, INC.|300
FRC$I|FIRST REPUBLIC SER I|BBNT|BB&T SECURITIES, LLC|171
FRC$I|FIRST REPUBLIC SER I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7908
FRC$I|FIRST REPUBLIC SER I|BMUR|BREAN CAPITAL, LLC|6600
FRC$I|FIRST REPUBLIC SER I|BNCH|The Benchmark Company, LLC|120
FRC$I|FIRST REPUBLIC SER I|BYXM|CBOE TRADING, INC.|200
FRC$I|FIRST REPUBLIC SER I|CABR|Cabrera Capital Markets, Inc.|12100
FRC$I|FIRST REPUBLIC SER I|CANT|Cantor Fitzgerald & Co.|290200
FRC$I|FIRST REPUBLIC SER I|CHAS|Charles Schwab & Co., Inc.|220
FRC$I|FIRST REPUBLIC SER I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25030
FRC$I|FIRST REPUBLIC SER I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8299
FRC$I|FIRST REPUBLIC SER I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11576
FRC$I|FIRST REPUBLIC SER I|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
FRC$I|FIRST REPUBLIC SER I|DADA|D.A. Davidson & Co.|6995
FRC$I|FIRST REPUBLIC SER I|DBAX|Deutsche Bank Securities Inc.|15500
FRC$I|FIRST REPUBLIC SER I|DEAN|MORGAN STANLEY|77534
FRC$I|FIRST REPUBLIC SER I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4500
FRC$I|FIRST REPUBLIC SER I|EBXL|EBX LLC|8700
FRC$I|FIRST REPUBLIC SER I|ECUT|CONVERGEX EXECUTION SOLUTIONS|11349
FRC$I|FIRST REPUBLIC SER I|EDJO|Edward D. Jones & Co., L.P.|600
FRC$I|FIRST REPUBLIC SER I|EGAM|CBOE TRADING, INC.|7031
FRC$I|FIRST REPUBLIC SER I|EGXM|CBOE TRADING, INC.|1151
FRC$I|FIRST REPUBLIC SER I|ETRS|E*Trade Securities LLC|1600
FRC$I|FIRST REPUBLIC SER I|FILL|Tradestation Securities, Inc.|100
FRC$I|FIRST REPUBLIC SER I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1001
FRC$I|FIRST REPUBLIC SER I|GEBB|GLOBAL EXECUTION BROKERS, LP|2414
FRC$I|FIRST REPUBLIC SER I|GLPX|ACS EXECUTION SERVICES, LLC|11941
FRC$I|FIRST REPUBLIC SER I|GSCO|GOLDMAN SACHS & CO. LLC|4283
FRC$I|FIRST REPUBLIC SER I|GSLT|GOLDMAN SACHS & CO. LLC|5289
FRC$I|FIRST REPUBLIC SER I|HRBF|American Enterprise Investment Services Inc.|2108
FRC$I|FIRST REPUBLIC SER I|IATS|INTERACTIVE BROKERS LLC|5400
FRC$I|FIRST REPUBLIC SER I|IBKR|Interactive Brokers Llc|20370
FRC$I|FIRST REPUBLIC SER I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|182
FRC$I|FIRST REPUBLIC SER I|ICBX|INSTINET, LLC|2200
FRC$I|FIRST REPUBLIC SER I|INCA|INSTINET, LLC|10114
FRC$I|FIRST REPUBLIC SER I|INTL|INTL FCSTONE FINANCIAL INC.|52498
FRC$I|FIRST REPUBLIC SER I|ITGI|ITG Inc.|28939
FRC$I|FIRST REPUBLIC SER I|ITGP|ITG INC.|17600
FRC$I|FIRST REPUBLIC SER I|JANY|Janney Montgomery Scott Inc.|6300
FRC$I|FIRST REPUBLIC SER I|JPMX|J.P. Morgan Securities LLC|11900
FRC$I|FIRST REPUBLIC SER I|KCGM|VIRTU Americas LLC|20445
FRC$I|FIRST REPUBLIC SER I|LAFC|R. F. Lafferty & Co., Inc.|4603
FRC$I|FIRST REPUBLIC SER I|LEHM|Barclays Capital Inc./Le|13400
FRC$I|FIRST REPUBLIC SER I|LIME|Lime Brokerage LLC|1429
FRC$I|FIRST REPUBLIC SER I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
FRC$I|FIRST REPUBLIC SER I|MACC|Mid Atlantic Capital Corporation|1000
FRC$I|FIRST REPUBLIC SER I|MAXM|Maxim Group LLC|8000
FRC$I|FIRST REPUBLIC SER I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
FRC$I|FIRST REPUBLIC SER I|MSCO|MORGAN STANLEY & CO. LLC|47951
FRC$I|FIRST REPUBLIC SER I|MSPL|MORGAN STANLEY & CO. LLC|300
FRC$I|FIRST REPUBLIC SER I|NFSC|National Financial Services LLC|35726
FRC$I|FIRST REPUBLIC SER I|NITE|VIRTU Americas LLC|256367
FRC$I|FIRST REPUBLIC SER I|NQRB|Brut, LLC|100
FRC$I|FIRST REPUBLIC SER I|PDQM|CODA MARKETS, INC.|65302
FRC$I|FIRST REPUBLIC SER I|PREC|PRECISION SECURITIES, LLC|2100
FRC$I|FIRST REPUBLIC SER I|PWJC|UBS Financial Services, Inc.|4515
FRC$I|FIRST REPUBLIC SER I|PWJX|UBS Financial Services Inc.|1100
FRC$I|FIRST REPUBLIC SER I|RBCM|RBC CAPITAL MARKETS, LLC|7687
FRC$I|FIRST REPUBLIC SER I|SALI|INTL FCSTONE FINANCIAL INC.|98
FRC$I|FIRST REPUBLIC SER I|SBSH|Citigroup Global Markets Inc.|376
FRC$I|FIRST REPUBLIC SER I|SGMT|GOLDMAN SACHS & CO. LLC|4700
FRC$I|FIRST REPUBLIC SER I|SPDR|SPEEDROUTE LLC|5800
FRC$I|FIRST REPUBLIC SER I|SPGS|Sea Port Group Securities, LLC|25000
FRC$I|FIRST REPUBLIC SER I|STFL|Stifel, Nicolaus & Company, Incorporated|93407
FRC$I|FIRST REPUBLIC SER I|SWIM|TD Ameritrade, Inc.|3400
FRC$I|FIRST REPUBLIC SER I|UBSA|UBS SECURITIES LLC|44487
FRC$I|FIRST REPUBLIC SER I|UBSS|UBS Securities LLC|35389
FRC$I|FIRST REPUBLIC SER I|VGRD|Vanguard Marketing Corporation|7451
FRC$I|FIRST REPUBLIC SER I|VNDM|Wall Street Access|25429
FRC$I|FIRST REPUBLIC SER I|WCHV|WELLS FARGO SECURITIES, LLC|37278
FRC$I|FIRST REPUBLIC SER I|WEDB|WEDBUSH SECURITIES INC.|100
FRC$I|FIRST REPUBLIC SER I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|119
FRC$I|FIRST REPUBLIC SER I|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FRC$I|FIRST REPUBLIC SER I|YKNA|COMHAR CAPITAL MARKETS, LLC|46366
FRC$I|FIRST REPUBLIC SER I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4308
FRD|FRIEDMAN INDS INC|ALTX|Alternet Securities Inc.|1487
FRD|FRIEDMAN INDS INC|APCC|Apex Clearing Corporation|5254
FRD|FRIEDMAN INDS INC|BATM|CBOE TRADING, INC.|5
FRD|FRIEDMAN INDS INC|CHAS|Charles Schwab & Co., Inc.|202
FRD|FRIEDMAN INDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
FRD|FRIEDMAN INDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
FRD|FRIEDMAN INDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2068
FRD|FRIEDMAN INDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20184
FRD|FRIEDMAN INDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4
FRD|FRIEDMAN INDS INC|DBAB|Deutsche Bank Securities Inc.|300
FRD|FRIEDMAN INDS INC|DBAX|Deutsche Bank Securities Inc.|1300
FRD|FRIEDMAN INDS INC|DEAN|MORGAN STANLEY|3000
FRD|FRIEDMAN INDS INC|EBXL|EBX LLC|6700
FRD|FRIEDMAN INDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|250
FRD|FRIEDMAN INDS INC|EGAM|CBOE TRADING, INC.|134
FRD|FRIEDMAN INDS INC|EGAW|CBOE TRADING, INC.|200
FRD|FRIEDMAN INDS INC|EGXM|CBOE TRADING, INC.|1897
FRD|FRIEDMAN INDS INC|EGXW|CBOE TRADING, INC.|467
FRD|FRIEDMAN INDS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FRD|FRIEDMAN INDS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|7261
FRD|FRIEDMAN INDS INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5440
FRD|FRIEDMAN INDS INC|ETRS|E*Trade Securities LLC|31478
FRD|FRIEDMAN INDS INC|FILL|Tradestation Securities, Inc.|9514
FRD|FRIEDMAN INDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14
FRD|FRIEDMAN INDS INC|FTBR|Foliofn Investments, Inc.|25
FRD|FRIEDMAN INDS INC|GLPX|ACS EXECUTION SERVICES, LLC|21486
FRD|FRIEDMAN INDS INC|GSCO|GOLDMAN SACHS & CO. LLC|1457
FRD|FRIEDMAN INDS INC|GSCS|GOLDMAN SACHS & CO. LLC|5150
FRD|FRIEDMAN INDS INC|GSLT|GOLDMAN SACHS & CO. LLC|3098
FRD|FRIEDMAN INDS INC|GTSZ|GTS SECURITIES LLC|1000
FRD|FRIEDMAN INDS INC|HRBF|American Enterprise Investment Services Inc.|30
FRD|FRIEDMAN INDS INC|IATS|INTERACTIVE BROKERS LLC|9289
FRD|FRIEDMAN INDS INC|IBKR|Interactive Brokers Llc|12619
FRD|FRIEDMAN INDS INC|ICBX|INSTINET, LLC|1600
FRD|FRIEDMAN INDS INC|INCA|INSTINET, LLC|15147
FRD|FRIEDMAN INDS INC|ITGI|ITG Inc.|32150
FRD|FRIEDMAN INDS INC|ITGP|ITG INC.|6000
FRD|FRIEDMAN INDS INC|JANY|Janney Montgomery Scott Inc.|1000
FRD|FRIEDMAN INDS INC|JPMX|J.P. Morgan Securities LLC|1200
FRD|FRIEDMAN INDS INC|KCGM|VIRTU Americas LLC|5678
FRD|FRIEDMAN INDS INC|LEHM|Barclays Capital Inc./Le|5200
FRD|FRIEDMAN INDS INC|LIME|Lime Brokerage LLC|3280
FRD|FRIEDMAN INDS INC|MAVB|Great Point Capital LLC|1000
FRD|FRIEDMAN INDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
FRD|FRIEDMAN INDS INC|MSCO|MORGAN STANLEY & CO. LLC|51633
FRD|FRIEDMAN INDS INC|MSPL|MORGAN STANLEY & CO. LLC|1600
FRD|FRIEDMAN INDS INC|NFSC|National Financial Services LLC|68900
FRD|FRIEDMAN INDS INC|NITE|VIRTU Americas LLC|86050
FRD|FRIEDMAN INDS INC|PDQM|CODA MARKETS, INC.|24658
FRD|FRIEDMAN INDS INC|RBCM|RBC CAPITAL MARKETS, LLC|4950
FRD|FRIEDMAN INDS INC|SBSH|Citigroup Global Markets Inc.|1000
FRD|FRIEDMAN INDS INC|SGMT|GOLDMAN SACHS & CO. LLC|1908
FRD|FRIEDMAN INDS INC|SOGO|Wang Investment Associates, Inc.|144
FRD|FRIEDMAN INDS INC|SPDR|SPEEDROUTE LLC|800
FRD|FRIEDMAN INDS INC|SWIM|TD Ameritrade, Inc.|20618
FRD|FRIEDMAN INDS INC|SWST|Hilltop Securities Inc.|1150
FRD|FRIEDMAN INDS INC|TKNG|ALLY INVEST SECURITIES LLC|720
FRD|FRIEDMAN INDS INC|UBSA|UBS SECURITIES LLC|19529
FRD|FRIEDMAN INDS INC|UBSS|UBS Securities LLC|9838
FRD|FRIEDMAN INDS INC|VALX|VIRTU AMERICAS LLC|1385
FRD|FRIEDMAN INDS INC|VGRD|Vanguard Marketing Corporation|1751
FRD|FRIEDMAN INDS INC|WCHV|WELLS FARGO SECURITIES, LLC|10445
FRD|FRIEDMAN INDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12
FRD|FRIEDMAN INDS INC|WSEA|WOLVERINE SECURITIES, LLC|15
FRD|FRIEDMAN INDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
FRD|FRIEDMAN INDS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2515
FRD|FRIEDMAN INDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|148
FRED|FRED'S INC        ##|ADAM|CANACCORD GENUITY INC.|3361
FRED|FRED'S INC        ##|AGIS|Aegis Capital Corp.|21199
FRED|FRED'S INC        ##|ALTX|Alternet Securities Inc.|11500
FRED|FRED'S INC        ##|APCC|Apex Clearing Corporation|119081
FRED|FRED'S INC        ##|BARD|Robert W. Baird & Co. Incorporated|7900
FRED|FRED'S INC        ##|BATM|CBOE TRADING, INC.|3144
FRED|FRED'S INC        ##|BAYC|BAY CREST PARTNERS, LLC|3370
FRED|FRED'S INC        ##|BAYT|BTIG, LLC|136790
FRED|FRED'S INC        ##|BBNT|BB&T SECURITIES, LLC|800
FRED|FRED'S INC        ##|BERN|Sanford C. Bernstein & Co., LLC|89960
FRED|FRED'S INC        ##|BIMI|Banca IMI Securities Corp.|159711
FRED|FRED'S INC        ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62619
FRED|FRED'S INC        ##|BLKX|INSTINET, LLC|13700
FRED|FRED'S INC        ##|BMOC|BMO Capital Markets Corp.|5273
FRED|FRED'S INC        ##|BNPX|BNP PARIBAS SECURITIES CORP.|11152
FRED|FRED'S INC        ##|BRGE|Newbridge Securities Corp.|3000
FRED|FRED'S INC        ##|BRVL|BLAYLOCK VAN, LLC|4100
FRED|FRED'S INC        ##|BTIG|BTIG, LLC|4077
FRED|FRED'S INC        ##|BYXM|CBOE TRADING, INC.|1520
FRED|FRED'S INC        ##|CANT|Cantor Fitzgerald & Co.|6850
FRED|FRED'S INC        ##|CHAS|Charles Schwab & Co., Inc.|84215
FRED|FRED'S INC        ##|CLSA|CLSA AMERICAS, LLC|8300
FRED|FRED'S INC        ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26268
FRED|FRED'S INC        ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5097
FRED|FRED'S INC        ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|464865
FRED|FRED'S INC        ##|CTDE|CHOICETRADE|100
FRED|FRED'S INC        ##|CTDL|Citadel Derivatives Group Llc|96983
FRED|FRED'S INC        ##|CTLR|CUTLER GROUP, LP|200
FRED|FRED'S INC        ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|59762
FRED|FRED'S INC        ##|DADA|D.A. Davidson & Co.|1700
FRED|FRED'S INC        ##|DBAB|Deutsche Bank Securities Inc.|2663957
FRED|FRED'S INC        ##|DBAX|Deutsche Bank Securities Inc.|275400
FRED|FRED'S INC        ##|DBUL|Deutsche Bank Securities Inc.|500
FRED|FRED'S INC        ##|DCHF|Dart Executions, LLC|25000
FRED|FRED'S INC        ##|DEAN|MORGAN STANLEY|2523
FRED|FRED'S INC        ##|DEGS|RONIN PROFESSIONAL LLC|151060
FRED|FRED'S INC        ##|EBXL|EBX LLC|163400
FRED|FRED'S INC        ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|41268
FRED|FRED'S INC        ##|EDJO|Edward D. Jones & Co., L.P.|25183
FRED|FRED'S INC        ##|EGAM|CBOE TRADING, INC.|25634
FRED|FRED'S INC        ##|EGAW|CBOE TRADING, INC.|355
FRED|FRED'S INC        ##|EGXM|CBOE TRADING, INC.|10313
FRED|FRED'S INC        ##|EROP|Eroom Securities L.L.C.|5400
FRED|FRED'S INC        ##|ETBE|Electronic Transaction Clearing, Inc.|155639
FRED|FRED'S INC        ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11194
FRED|FRED'S INC        ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13838
FRED|FRED'S INC        ##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3400
FRED|FRED'S INC        ##|ETRS|E*Trade Securities LLC|2997960
FRED|FRED'S INC        ##|FBCO|Credit Suisse Securities (USA) LLC|322031
FRED|FRED'S INC        ##|FILL|Tradestation Securities, Inc.|51787
FRED|FRED'S INC        ##|FMAF|NBCN Inc./ CDS|6000
FRED|FRED'S INC        ##|FOMA|TD AMERITRADE CLEARING, INC.|3733335
FRED|FRED'S INC        ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59952
FRED|FRED'S INC        ##|FTBR|Foliofn Investments, Inc.|1375
FRED|FRED'S INC        ##|GEBB|GLOBAL EXECUTION BROKERS, LP|68650
FRED|FRED'S INC        ##|GLIS|TD Securities Inc|3446
FRED|FRED'S INC        ##|GLPX|ACS EXECUTION SERVICES, LLC|49860
FRED|FRED'S INC        ##|GSCO|GOLDMAN SACHS & CO. LLC|2379511
FRED|FRED'S INC        ##|GSCS|GOLDMAN SACHS & CO. LLC|251134
FRED|FRED'S INC        ##|GSLT|GOLDMAN SACHS & CO. LLC|14117
FRED|FRED'S INC        ##|GTSZ|GTS SECURITIES LLC|10392
FRED|FRED'S INC        ##|HASF|Haywood Securities Inc./CDS|6300
FRED|FRED'S INC        ##|HRBF|American Enterprise Investment Services Inc.|5682
FRED|FRED'S INC        ##|HSBC|HSBC Securities, Inc.|3043
FRED|FRED'S INC        ##|IATS|INTERACTIVE BROKERS LLC|164860
FRED|FRED'S INC        ##|IBKR|Interactive Brokers Llc|1064778
FRED|FRED'S INC        ##|ICBX|INSTINET, LLC|130270
FRED|FRED'S INC        ##|IEQY|CITADEL SECURITIES LLC|9983
FRED|FRED'S INC        ##|INCA|INSTINET, LLC|584694
FRED|FRED'S INC        ##|INJX|INSTINET, LLC|13822
FRED|FRED'S INC        ##|ITGI|ITG Inc.|183966
FRED|FRED'S INC        ##|ITGP|ITG INC.|112200
FRED|FRED'S INC        ##|JANY|Janney Montgomery Scott Inc.|3200
FRED|FRED'S INC        ##|JEFF|JEFFERIES LLC|79919
FRED|FRED'S INC        ##|JMPT|JUMP TRADING, LLC|133788
FRED|FRED'S INC        ##|JPBX|J.P. MORGAN SECURITIES LLC|7200
FRED|FRED'S INC        ##|JPMX|J.P. Morgan Securities LLC|372180
FRED|FRED'S INC        ##|JSJX|JANE STREET CAPITAL LLC|5251
FRED|FRED'S INC        ##|KCGM|VIRTU Americas LLC|94245
FRED|FRED'S INC        ##|LEHM|Barclays Capital Inc./Le|2812537
FRED|FRED'S INC        ##|LIME|Lime Brokerage LLC|260053
FRED|FRED'S INC        ##|LOOP|Loop Capital Markets LLC|5487
FRED|FRED'S INC        ##|LSCI|Lek Securities Corporation|100
FRED|FRED'S INC        ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|607
FRED|FRED'S INC        ##|MACQ|Macquarie Capital (USA) Inc.|4653
FRED|FRED'S INC        ##|MAXM|Maxim Group LLC|12502
FRED|FRED'S INC        ##|MICA|Spartan Securities Group, Ltd.|50000
FRED|FRED'S INC        ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|753572
FRED|FRED'S INC        ##|MOTF|MOTIF INVESTING, INC.|3
FRED|FRED'S INC        ##|MSCO|MORGAN STANLEY & CO. LLC|3650008
FRED|FRED'S INC        ##|MSPL|MORGAN STANLEY & CO. LLC|337700
FRED|FRED'S INC        ##|MSTX|MORGAN STANLEY & CO. LLC|197000
FRED|FRED'S INC        ##|NFSC|National Financial Services LLC|2722358
FRED|FRED'S INC        ##|NITE|VIRTU Americas LLC|4454395
FRED|FRED'S INC        ##|NITP|VIRTU Americas LLC|79968
FRED|FRED'S INC        ##|NQRB|Brut, LLC|24035
FRED|FRED'S INC        ##|OPCO|Oppenheimer & Co. Inc.|12551
FRED|FRED'S INC        ##|PDQM|CODA MARKETS, INC.|82061
FRED|FRED'S INC        ##|RAJA|Raymond James & Associates, Inc.|13390
FRED|FRED'S INC        ##|RBCM|RBC CAPITAL MARKETS, LLC|56200
FRED|FRED'S INC        ##|RGLD|Regal Securities, Inc|2000
FRED|FRED'S INC        ##|ROBT|Robotti & Company, LLC|14700
FRED|FRED'S INC        ##|SAGL|SAGETRADER, LLC|8514
FRED|FRED'S INC        ##|SALI|INTL FCSTONE FINANCIAL INC.|2560
FRED|FRED'S INC        ##|SBSH|Citigroup Global Markets Inc.|999161
FRED|FRED'S INC        ##|SGMT|GOLDMAN SACHS & CO. LLC|225854
FRED|FRED'S INC        ##|SPDR|SPEEDROUTE LLC|34680
FRED|FRED'S INC        ##|SPHN|Stephens Inc.|1000
FRED|FRED'S INC        ##|SPNT|SEVEN POINTS CAPITAL, LLC|2800
FRED|FRED'S INC        ##|SPTD|MINT GLOBAL MARKETS, INC.|200
FRED|FRED'S INC        ##|STFL|Stifel, Nicolaus & Company, Incorporated|5674
FRED|FRED'S INC        ##|SWIM|TD Ameritrade, Inc.|2310947
FRED|FRED'S INC        ##|TKNG|ALLY INVEST SECURITIES LLC|142605
FRED|FRED'S INC        ##|TRBT|Tradebot Systems, Inc.|32146
FRED|FRED'S INC        ##|TRCM|TRC MARKETS LLC|40949
FRED|FRED'S INC        ##|TWTT|TASTYWORKS, INC.|17909
FRED|FRED'S INC        ##|UBSA|UBS SECURITIES LLC|861471
FRED|FRED'S INC        ##|UBSS|UBS Securities LLC|3911099
FRED|FRED'S INC        ##|VALX|VIRTU AMERICAS LLC|14526
FRED|FRED'S INC        ##|VGRD|Vanguard Marketing Corporation|344485
FRED|FRED'S INC        ##|WABR|Wall Street Access|10939
FRED|FRED'S INC        ##|WCHV|WELLS FARGO SECURITIES, LLC|404656
FRED|FRED'S INC        ##|WEED|Weeden & Co.L.P.|11300
FRED|FRED'S INC        ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13421
FRED|FRED'S INC        ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57297
FRED|FRED'S INC        ##|WGIF|CIBC World Markets Inc.|41096
FRED|FRED'S INC        ##|WSEA|WOLVERINE SECURITIES, LLC|90985
FRED|FRED'S INC        ##|WTFS|JUST2TRADE, INC.|1050
FRED|FRED'S INC        ##|XPQR|Jump Trading|5600
FRED|FRED'S INC        ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|78938
FRED|FRED'S INC        ##|YKNA|COMHAR CAPITAL MARKETS, LLC|3300
FRED|FRED'S INC        ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|82581
FREL|FIDELITY MSCI RE NDX|APCC|Apex Clearing Corporation|628
FREL|FIDELITY MSCI RE NDX|BATM|CBOE TRADING, INC.|2200
FREL|FIDELITY MSCI RE NDX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|689
FREL|FIDELITY MSCI RE NDX|CANT|Cantor Fitzgerald & Co.|482
FREL|FIDELITY MSCI RE NDX|CHAS|Charles Schwab & Co., Inc.|5
FREL|FIDELITY MSCI RE NDX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10458
FREL|FIDELITY MSCI RE NDX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39497
FREL|FIDELITY MSCI RE NDX|CSIN|Citadel Securities Institutional LLC|629149
FREL|FIDELITY MSCI RE NDX|CTDL|Citadel Derivatives Group Llc|629574
FREL|FIDELITY MSCI RE NDX|CXCX|CITIGROUP GLOBAL MARKETS INC.|9914
FREL|FIDELITY MSCI RE NDX|DBAX|Deutsche Bank Securities Inc.|16400
FREL|FIDELITY MSCI RE NDX|DEAN|MORGAN STANLEY|86
FREL|FIDELITY MSCI RE NDX|EBXL|EBX LLC|25600
FREL|FIDELITY MSCI RE NDX|ECUT|CONVERGEX EXECUTION SOLUTIONS|386
FREL|FIDELITY MSCI RE NDX|EDJO|Edward D. Jones & Co., L.P.|8035
FREL|FIDELITY MSCI RE NDX|EGAW|CBOE TRADING, INC.|105
FREL|FIDELITY MSCI RE NDX|ETRS|E*Trade Securities LLC|2716
FREL|FIDELITY MSCI RE NDX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|302
FREL|FIDELITY MSCI RE NDX|FTBR|Foliofn Investments, Inc.|1432
FREL|FIDELITY MSCI RE NDX|GEBB|GLOBAL EXECUTION BROKERS, LP|700
FREL|FIDELITY MSCI RE NDX|GLPX|ACS EXECUTION SERVICES, LLC|1142
FREL|FIDELITY MSCI RE NDX|GSCO|GOLDMAN SACHS & CO. LLC|29332
FREL|FIDELITY MSCI RE NDX|GSLT|GOLDMAN SACHS & CO. LLC|988
FREL|FIDELITY MSCI RE NDX|GTSZ|GTS SECURITIES LLC|200
FREL|FIDELITY MSCI RE NDX|IATS|INTERACTIVE BROKERS LLC|205
FREL|FIDELITY MSCI RE NDX|IBKR|Interactive Brokers Llc|2008
FREL|FIDELITY MSCI RE NDX|ICBX|INSTINET, LLC|47880
FREL|FIDELITY MSCI RE NDX|INCA|INSTINET, LLC|3700
FREL|FIDELITY MSCI RE NDX|ITGI|ITG Inc.|504
FREL|FIDELITY MSCI RE NDX|ITGP|ITG INC.|4000
FREL|FIDELITY MSCI RE NDX|JEFF|JEFFERIES LLC|74
FREL|FIDELITY MSCI RE NDX|JMPT|JUMP TRADING, LLC|69
FREL|FIDELITY MSCI RE NDX|JPMX|J.P. Morgan Securities LLC|16266
FREL|FIDELITY MSCI RE NDX|JSJX|JANE STREET CAPITAL LLC|126340
FREL|FIDELITY MSCI RE NDX|KCGM|VIRTU Americas LLC|16401
FREL|FIDELITY MSCI RE NDX|LEHM|Barclays Capital Inc./Le|34200
FREL|FIDELITY MSCI RE NDX|LIME|Lime Brokerage LLC|9770
FREL|FIDELITY MSCI RE NDX|MACC|Mid Atlantic Capital Corporation|413
FREL|FIDELITY MSCI RE NDX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39500
FREL|FIDELITY MSCI RE NDX|MSCO|MORGAN STANLEY & CO. LLC|33607
FREL|FIDELITY MSCI RE NDX|MSPL|MORGAN STANLEY & CO. LLC|27000
FREL|FIDELITY MSCI RE NDX|NFSC|National Financial Services LLC|1336648
FREL|FIDELITY MSCI RE NDX|NITE|VIRTU Americas LLC|2466401
FREL|FIDELITY MSCI RE NDX|NITP|VIRTU Americas LLC|1200
FREL|FIDELITY MSCI RE NDX|OPCO|Oppenheimer & Co. Inc.|236
FREL|FIDELITY MSCI RE NDX|PDQM|CODA MARKETS, INC.|2842
FREL|FIDELITY MSCI RE NDX|PWJC|UBS Financial Services, Inc.|5086
FREL|FIDELITY MSCI RE NDX|SAGL|SAGETRADER, LLC|105
FREL|FIDELITY MSCI RE NDX|SGMT|GOLDMAN SACHS & CO. LLC|15056
FREL|FIDELITY MSCI RE NDX|SHMR|ABN Amro Clearing LLC|18
FREL|FIDELITY MSCI RE NDX|SPDR|SPEEDROUTE LLC|100
FREL|FIDELITY MSCI RE NDX|SWIM|TD Ameritrade, Inc.|30
FREL|FIDELITY MSCI RE NDX|TKNG|ALLY INVEST SECURITIES LLC|457
FREL|FIDELITY MSCI RE NDX|UBSA|UBS SECURITIES LLC|75091
FREL|FIDELITY MSCI RE NDX|UBSS|UBS Securities LLC|21013
FREL|FIDELITY MSCI RE NDX|VALX|VIRTU AMERICAS LLC|4957
FREL|FIDELITY MSCI RE NDX|VGRD|Vanguard Marketing Corporation|1690
FREL|FIDELITY MSCI RE NDX|WCHV|WELLS FARGO SECURITIES, LLC|23763
FREL|FIDELITY MSCI RE NDX|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
FREL|FIDELITY MSCI RE NDX|WSEA|WOLVERINE SECURITIES, LLC|2
FREL|FIDELITY MSCI RE NDX|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
FREL|FIDELITY MSCI RE NDX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3736
FRGI|FIESTA RESTAURANT GP|APCC|Apex Clearing Corporation|64
FRGI|FIESTA RESTAURANT GP|AQUA|AQUA SECURITIES L.P.|4300
FRGI|FIESTA RESTAURANT GP|BARD|Robert W. Baird & Co. Incorporated|5965
FRGI|FIESTA RESTAURANT GP|BATM|CBOE TRADING, INC.|682
FRGI|FIESTA RESTAURANT GP|BAYT|BTIG, LLC|300
FRGI|FIESTA RESTAURANT GP|BERN|Sanford C. Bernstein & Co., LLC|155553
FRGI|FIESTA RESTAURANT GP|BIDS|BIDS TRADING L.P.|95600
FRGI|FIESTA RESTAURANT GP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
FRGI|FIESTA RESTAURANT GP|BLKX|INSTINET, LLC|55000
FRGI|FIESTA RESTAURANT GP|BMOC|BMO Capital Markets Corp.|4074
FRGI|FIESTA RESTAURANT GP|BNPX|BNP PARIBAS SECURITIES CORP.|5301
FRGI|FIESTA RESTAURANT GP|BRVL|BLAYLOCK VAN, LLC|200
FRGI|FIESTA RESTAURANT GP|BTIG|BTIG, LLC|299741
FRGI|FIESTA RESTAURANT GP|BYXM|CBOE TRADING, INC.|440
FRGI|FIESTA RESTAURANT GP|BZYD|GOLDMAN SACHS & CO. LLC|700
FRGI|FIESTA RESTAURANT GP|CANT|Cantor Fitzgerald & Co.|100
FRGI|FIESTA RESTAURANT GP|CHAS|Charles Schwab & Co., Inc.|20329
FRGI|FIESTA RESTAURANT GP|CICF|Canaccord Genuity Corp.|20
FRGI|FIESTA RESTAURANT GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34224
FRGI|FIESTA RESTAURANT GP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
FRGI|FIESTA RESTAURANT GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|144788
FRGI|FIESTA RESTAURANT GP|CTDL|Citadel Derivatives Group Llc|5526
FRGI|FIESTA RESTAURANT GP|CTLR|CUTLER GROUP, LP|300
FRGI|FIESTA RESTAURANT GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|29638
FRGI|FIESTA RESTAURANT GP|DBAB|Deutsche Bank Securities Inc.|275656
FRGI|FIESTA RESTAURANT GP|DBAX|Deutsche Bank Securities Inc.|174200
FRGI|FIESTA RESTAURANT GP|DBUL|Deutsche Bank Securities Inc.|166
FRGI|FIESTA RESTAURANT GP|DEAN|MORGAN STANLEY|3250
FRGI|FIESTA RESTAURANT GP|DEGS|RONIN PROFESSIONAL LLC|800
FRGI|FIESTA RESTAURANT GP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|238596
FRGI|FIESTA RESTAURANT GP|EBXL|EBX LLC|126700
FRGI|FIESTA RESTAURANT GP|ECUT|CONVERGEX EXECUTION SOLUTIONS|17638
FRGI|FIESTA RESTAURANT GP|EDJO|Edward D. Jones & Co., L.P.|170
FRGI|FIESTA RESTAURANT GP|EGAM|CBOE TRADING, INC.|7742
FRGI|FIESTA RESTAURANT GP|EGMT|EG MARKET TECHNOLOGIES LLC|300
FRGI|FIESTA RESTAURANT GP|EGXM|CBOE TRADING, INC.|291
FRGI|FIESTA RESTAURANT GP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|346
FRGI|FIESTA RESTAURANT GP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7239
FRGI|FIESTA RESTAURANT GP|ETRS|E*Trade Securities LLC|21330
FRGI|FIESTA RESTAURANT GP|FBCO|Credit Suisse Securities (USA) LLC|321828
FRGI|FIESTA RESTAURANT GP|FILL|Tradestation Securities, Inc.|175
FRGI|FIESTA RESTAURANT GP|FOMA|TD AMERITRADE CLEARING, INC.|31126
FRGI|FIESTA RESTAURANT GP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1793
FRGI|FIESTA RESTAURANT GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66600
FRGI|FIESTA RESTAURANT GP|FTBR|Foliofn Investments, Inc.|13
FRGI|FIESTA RESTAURANT GP|GEBB|GLOBAL EXECUTION BROKERS, LP|7495
FRGI|FIESTA RESTAURANT GP|GLPX|ACS EXECUTION SERVICES, LLC|1272
FRGI|FIESTA RESTAURANT GP|GSCO|GOLDMAN SACHS & CO. LLC|529495
FRGI|FIESTA RESTAURANT GP|GSCS|GOLDMAN SACHS & CO. LLC|50803
FRGI|FIESTA RESTAURANT GP|GSLT|GOLDMAN SACHS & CO. LLC|2273
FRGI|FIESTA RESTAURANT GP|GTSZ|GTS SECURITIES LLC|23831
FRGI|FIESTA RESTAURANT GP|HRBF|American Enterprise Investment Services Inc.|3150
FRGI|FIESTA RESTAURANT GP|HSBC|HSBC Securities, Inc.|10796
FRGI|FIESTA RESTAURANT GP|IATS|INTERACTIVE BROKERS LLC|700
FRGI|FIESTA RESTAURANT GP|IBKR|Interactive Brokers Llc|36601
FRGI|FIESTA RESTAURANT GP|ICBX|INSTINET, LLC|33108
FRGI|FIESTA RESTAURANT GP|IEQY|CITADEL SECURITIES LLC|16684
FRGI|FIESTA RESTAURANT GP|INCA|INSTINET, LLC|75002
FRGI|FIESTA RESTAURANT GP|INJX|INSTINET, LLC|6820
FRGI|FIESTA RESTAURANT GP|ITGI|ITG Inc.|26268
FRGI|FIESTA RESTAURANT GP|ITGP|ITG INC.|71200
FRGI|FIESTA RESTAURANT GP|JEFF|JEFFERIES LLC|48740
FRGI|FIESTA RESTAURANT GP|JMPT|JUMP TRADING, LLC|8992
FRGI|FIESTA RESTAURANT GP|JPBX|J.P. MORGAN SECURITIES LLC|17304
FRGI|FIESTA RESTAURANT GP|JPMX|J.P. Morgan Securities LLC|142382
FRGI|FIESTA RESTAURANT GP|JSJX|JANE STREET CAPITAL LLC|2335
FRGI|FIESTA RESTAURANT GP|KCGM|VIRTU Americas LLC|19555
FRGI|FIESTA RESTAURANT GP|LEHM|Barclays Capital Inc./Le|364339
FRGI|FIESTA RESTAURANT GP|LIME|Lime Brokerage LLC|136922
FRGI|FIESTA RESTAURANT GP|LIWE|LIME BROKERAGE LLC|3490
FRGI|FIESTA RESTAURANT GP|LQNA|LIQUIDNET, INC.|120600
FRGI|FIESTA RESTAURANT GP|LQNB|LIQUIDNET, INC.|106200
FRGI|FIESTA RESTAURANT GP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
FRGI|FIESTA RESTAURANT GP|MACQ|Macquarie Capital (USA) Inc.|3247
FRGI|FIESTA RESTAURANT GP|MAXM|Maxim Group LLC|7368
FRGI|FIESTA RESTAURANT GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|150016
FRGI|FIESTA RESTAURANT GP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2415
FRGI|FIESTA RESTAURANT GP|MSCO|MORGAN STANLEY & CO. LLC|464148
FRGI|FIESTA RESTAURANT GP|MSPL|MORGAN STANLEY & CO. LLC|173100
FRGI|FIESTA RESTAURANT GP|MSTX|MORGAN STANLEY & CO. LLC|76500
FRGI|FIESTA RESTAURANT GP|NFSC|National Financial Services LLC|35617
FRGI|FIESTA RESTAURANT GP|NITE|VIRTU Americas LLC|145237
FRGI|FIESTA RESTAURANT GP|NITP|VIRTU Americas LLC|1800
FRGI|FIESTA RESTAURANT GP|NQRB|Brut, LLC|1830
FRGI|FIESTA RESTAURANT GP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3826
FRGI|FIESTA RESTAURANT GP|PDQM|CODA MARKETS, INC.|16763
FRGI|FIESTA RESTAURANT GP|PIPR|Piper Jaffray & Co.|19541
FRGI|FIESTA RESTAURANT GP|RAJA|Raymond James & Associates, Inc.|8108
FRGI|FIESTA RESTAURANT GP|RBCM|RBC CAPITAL MARKETS, LLC|464
FRGI|FIESTA RESTAURANT GP|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|6000
FRGI|FIESTA RESTAURANT GP|SAGL|SAGETRADER, LLC|200
FRGI|FIESTA RESTAURANT GP|SAGW|SAGETRADER, LLC|230
FRGI|FIESTA RESTAURANT GP|SBSH|Citigroup Global Markets Inc.|52300
FRGI|FIESTA RESTAURANT GP|SGMT|GOLDMAN SACHS & CO. LLC|92960
FRGI|FIESTA RESTAURANT GP|SPDR|SPEEDROUTE LLC|4772
FRGI|FIESTA RESTAURANT GP|SPHN|Stephens Inc.|100
FRGI|FIESTA RESTAURANT GP|STFL|Stifel, Nicolaus & Company, Incorporated|300
FRGI|FIESTA RESTAURANT GP|STKP|STOCKPILE INVESTMENTS, INC.|40
FRGI|FIESTA RESTAURANT GP|SWIM|TD Ameritrade, Inc.|16365
FRGI|FIESTA RESTAURANT GP|TKNG|ALLY INVEST SECURITIES LLC|300
FRGI|FIESTA RESTAURANT GP|TONC|CUTTONE & CO., LLC|3404
FRGI|FIESTA RESTAURANT GP|TRBT|Tradebot Systems, Inc.|10975
FRGI|FIESTA RESTAURANT GP|TRCM|TRC MARKETS LLC|75540
FRGI|FIESTA RESTAURANT GP|UBSA|UBS SECURITIES LLC|309108
FRGI|FIESTA RESTAURANT GP|UBSS|UBS Securities LLC|241142
FRGI|FIESTA RESTAURANT GP|VALX|VIRTU AMERICAS LLC|56996
FRGI|FIESTA RESTAURANT GP|VGRD|Vanguard Marketing Corporation|2108
FRGI|FIESTA RESTAURANT GP|WCHV|WELLS FARGO SECURITIES, LLC|72868
FRGI|FIESTA RESTAURANT GP|WEDB|WEDBUSH SECURITIES INC.|63541
FRGI|FIESTA RESTAURANT GP|WEED|Weeden & Co.L.P.|50536
FRGI|FIESTA RESTAURANT GP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7963
FRGI|FIESTA RESTAURANT GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3385
FRGI|FIESTA RESTAURANT GP|WFPB|Wells Fargo Securities, LLC.|700
FRGI|FIESTA RESTAURANT GP|WGIF|CIBC World Markets Inc.|130
FRGI|FIESTA RESTAURANT GP|WSEA|WOLVERINE SECURITIES, LLC|10054
FRGI|FIESTA RESTAURANT GP|XIST|INSTINET, LLC|94170
FRGI|FIESTA RESTAURANT GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14580
FRGI|FIESTA RESTAURANT GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
FRI|FT S&P REIT IDX FD|APCC|Apex Clearing Corporation|18
FRI|FT S&P REIT IDX FD|BARD|Robert W. Baird & Co. Incorporated|2100
FRI|FT S&P REIT IDX FD|BBNT|BB&T SECURITIES, LLC|53
FRI|FT S&P REIT IDX FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|312
FRI|FT S&P REIT IDX FD|CANT|Cantor Fitzgerald & Co.|198
FRI|FT S&P REIT IDX FD|CHAS|Charles Schwab & Co., Inc.|2
FRI|FT S&P REIT IDX FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3559
FRI|FT S&P REIT IDX FD|CSIN|Citadel Securities Institutional LLC|44064
FRI|FT S&P REIT IDX FD|CTDL|Citadel Derivatives Group Llc|49637
FRI|FT S&P REIT IDX FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FRI|FT S&P REIT IDX FD|DBAX|Deutsche Bank Securities Inc.|10200
FRI|FT S&P REIT IDX FD|DEAN|MORGAN STANLEY|4435
FRI|FT S&P REIT IDX FD|EBXL|EBX LLC|2800
FRI|FT S&P REIT IDX FD|EDJO|Edward D. Jones & Co., L.P.|311
FRI|FT S&P REIT IDX FD|ETRS|E*Trade Securities LLC|1393
FRI|FT S&P REIT IDX FD|FBSB|U.S. Bancorp Investments, Inc.|11
FRI|FT S&P REIT IDX FD|FTBR|Foliofn Investments, Inc.|1864
FRI|FT S&P REIT IDX FD|HRBF|American Enterprise Investment Services Inc.|1722
FRI|FT S&P REIT IDX FD|IATS|INTERACTIVE BROKERS LLC|40
FRI|FT S&P REIT IDX FD|IBKR|Interactive Brokers Llc|389
FRI|FT S&P REIT IDX FD|ICBX|INSTINET, LLC|3512
FRI|FT S&P REIT IDX FD|INCA|INSTINET, LLC|1
FRI|FT S&P REIT IDX FD|JPMX|J.P. Morgan Securities LLC|200
FRI|FT S&P REIT IDX FD|JSEB|JANE STREET EXECUTION SERVICES, LLC|25004
FRI|FT S&P REIT IDX FD|JSJX|JANE STREET CAPITAL LLC|46439
FRI|FT S&P REIT IDX FD|LEHM|Barclays Capital Inc./Le|40219
FRI|FT S&P REIT IDX FD|LIME|Lime Brokerage LLC|3725
FRI|FT S&P REIT IDX FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
FRI|FT S&P REIT IDX FD|MSCO|MORGAN STANLEY & CO. LLC|19921
FRI|FT S&P REIT IDX FD|MSPL|MORGAN STANLEY & CO. LLC|4400
FRI|FT S&P REIT IDX FD|NFSC|National Financial Services LLC|15030
FRI|FT S&P REIT IDX FD|NITE|VIRTU Americas LLC|20317
FRI|FT S&P REIT IDX FD|OPCO|Oppenheimer & Co. Inc.|2274
FRI|FT S&P REIT IDX FD|RBCM|RBC CAPITAL MARKETS, LLC|25366
FRI|FT S&P REIT IDX FD|SGMT|GOLDMAN SACHS & CO. LLC|1143
FRI|FT S&P REIT IDX FD|STFL|Stifel, Nicolaus & Company, Incorporated|1737
FRI|FT S&P REIT IDX FD|SWST|Hilltop Securities Inc.|2
FRI|FT S&P REIT IDX FD|TKNG|ALLY INVEST SECURITIES LLC|251
FRI|FT S&P REIT IDX FD|TRCM|TRC MARKETS LLC|186
FRI|FT S&P REIT IDX FD|UBSA|UBS SECURITIES LLC|8993
FRI|FT S&P REIT IDX FD|UBSS|UBS Securities LLC|35952
FRI|FT S&P REIT IDX FD|VERT|The Vertical Trading Group, LLC|223
FRI|FT S&P REIT IDX FD|VGRD|Vanguard Marketing Corporation|30
FRI|FT S&P REIT IDX FD|WCHV|WELLS FARGO SECURITIES, LLC|18766
FRI|FT S&P REIT IDX FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13552
FRLG|LARGE CAP GROWTH IND|BYXM|CBOE TRADING, INC.|100
FRLG|LARGE CAP GROWTH IND|CHAS|Charles Schwab & Co., Inc.|302
FRLG|LARGE CAP GROWTH IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8588
FRLG|LARGE CAP GROWTH IND|DBAX|Deutsche Bank Securities Inc.|800
FRLG|LARGE CAP GROWTH IND|EBXL|EBX LLC|700
FRLG|LARGE CAP GROWTH IND|GSCO|GOLDMAN SACHS & CO. LLC|385213
FRLG|LARGE CAP GROWTH IND|GSLT|GOLDMAN SACHS & CO. LLC|6743
FRLG|LARGE CAP GROWTH IND|GTSZ|GTS SECURITIES LLC|400
FRLG|LARGE CAP GROWTH IND|ICBX|INSTINET, LLC|600
FRLG|LARGE CAP GROWTH IND|ITGP|ITG INC.|400
FRLG|LARGE CAP GROWTH IND|JPMX|J.P. Morgan Securities LLC|5452
FRLG|LARGE CAP GROWTH IND|JSEB|JANE STREET EXECUTION SERVICES, LLC|17512
FRLG|LARGE CAP GROWTH IND|JSJX|JANE STREET CAPITAL LLC|44177
FRLG|LARGE CAP GROWTH IND|KCGM|VIRTU Americas LLC|7985
FRLG|LARGE CAP GROWTH IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5464
FRLG|LARGE CAP GROWTH IND|MSCO|MORGAN STANLEY & CO. LLC|6111
FRLG|LARGE CAP GROWTH IND|MSPL|MORGAN STANLEY & CO. LLC|1200
FRLG|LARGE CAP GROWTH IND|NFSC|National Financial Services LLC|14761
FRLG|LARGE CAP GROWTH IND|NITE|VIRTU Americas LLC|16377
FRLG|LARGE CAP GROWTH IND|PDQM|CODA MARKETS, INC.|15415
FRLG|LARGE CAP GROWTH IND|SGMT|GOLDMAN SACHS & CO. LLC|2630
FRLG|LARGE CAP GROWTH IND|UBSA|UBS SECURITIES LLC|26138
FRLG|LARGE CAP GROWTH IND|UBSS|UBS Securities LLC|11904
FRLG|LARGE CAP GROWTH IND|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FRME|FIRST MERCHANTS CORP|ALTX|Alternet Securities Inc.|1400
FRME|FIRST MERCHANTS CORP|APCC|Apex Clearing Corporation|31
FRME|FIRST MERCHANTS CORP|BANK|Primevest Financial Services, Inc.|3314
FRME|FIRST MERCHANTS CORP|BARD|Robert W. Baird & Co. Incorporated|9
FRME|FIRST MERCHANTS CORP|BATM|CBOE TRADING, INC.|464
FRME|FIRST MERCHANTS CORP|BERN|Sanford C. Bernstein & Co., LLC|1403
FRME|FIRST MERCHANTS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|342
FRME|FIRST MERCHANTS CORP|BLKX|INSTINET, LLC|5200
FRME|FIRST MERCHANTS CORP|BMOC|BMO Capital Markets Corp.|7180
FRME|FIRST MERCHANTS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|298
FRME|FIRST MERCHANTS CORP|BTIG|BTIG, LLC|9170
FRME|FIRST MERCHANTS CORP|BYXM|CBOE TRADING, INC.|150
FRME|FIRST MERCHANTS CORP|BZYD|GOLDMAN SACHS & CO. LLC|1897
FRME|FIRST MERCHANTS CORP|CHAS|Charles Schwab & Co., Inc.|3
FRME|FIRST MERCHANTS CORP|CIST|Capital Institutional Services, Inc.|583
FRME|FIRST MERCHANTS CORP|CMPT|Compass Point Research & Trading, LLC|500
FRME|FIRST MERCHANTS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15442
FRME|FIRST MERCHANTS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2300
FRME|FIRST MERCHANTS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56296
FRME|FIRST MERCHANTS CORP|CTDL|Citadel Derivatives Group Llc|16841
FRME|FIRST MERCHANTS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|40590
FRME|FIRST MERCHANTS CORP|DADA|D.A. Davidson & Co.|15100
FRME|FIRST MERCHANTS CORP|DBAB|Deutsche Bank Securities Inc.|222504
FRME|FIRST MERCHANTS CORP|DBAX|Deutsche Bank Securities Inc.|29500
FRME|FIRST MERCHANTS CORP|DBUL|Deutsche Bank Securities Inc.|400
FRME|FIRST MERCHANTS CORP|DEAN|MORGAN STANLEY|751
FRME|FIRST MERCHANTS CORP|DEGS|RONIN PROFESSIONAL LLC|200
FRME|FIRST MERCHANTS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|629
FRME|FIRST MERCHANTS CORP|EBXL|EBX LLC|44500
FRME|FIRST MERCHANTS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|13465
FRME|FIRST MERCHANTS CORP|EDJO|Edward D. Jones & Co., L.P.|6357
FRME|FIRST MERCHANTS CORP|EGAM|CBOE TRADING, INC.|2420
FRME|FIRST MERCHANTS CORP|EGAW|CBOE TRADING, INC.|100
FRME|FIRST MERCHANTS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|180
FRME|FIRST MERCHANTS CORP|EGXM|CBOE TRADING, INC.|419
FRME|FIRST MERCHANTS CORP|EGXW|CBOE TRADING, INC.|24
FRME|FIRST MERCHANTS CORP|ETBE|Electronic Transaction Clearing, Inc.|14197
FRME|FIRST MERCHANTS CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5
FRME|FIRST MERCHANTS CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4400
FRME|FIRST MERCHANTS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14018
FRME|FIRST MERCHANTS CORP|ETRS|E*Trade Securities LLC|4156
FRME|FIRST MERCHANTS CORP|FBCO|Credit Suisse Securities (USA) LLC|179818
FRME|FIRST MERCHANTS CORP|FBSB|U.S. Bancorp Investments, Inc.|9
FRME|FIRST MERCHANTS CORP|FOMA|TD AMERITRADE CLEARING, INC.|5897
FRME|FIRST MERCHANTS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90682
FRME|FIRST MERCHANTS CORP|FTBR|Foliofn Investments, Inc.|90
FRME|FIRST MERCHANTS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|16220
FRME|FIRST MERCHANTS CORP|GLPX|ACS EXECUTION SERVICES, LLC|747
FRME|FIRST MERCHANTS CORP|GSCO|GOLDMAN SACHS & CO. LLC|715348
FRME|FIRST MERCHANTS CORP|GSCS|GOLDMAN SACHS & CO. LLC|1227
FRME|FIRST MERCHANTS CORP|GSLT|GOLDMAN SACHS & CO. LLC|172
FRME|FIRST MERCHANTS CORP|GTSZ|GTS SECURITIES LLC|11602
FRME|FIRST MERCHANTS CORP|HAPX|HAP Trading, LLC|227
FRME|FIRST MERCHANTS CORP|HRBF|American Enterprise Investment Services Inc.|225
FRME|FIRST MERCHANTS CORP|IATS|INTERACTIVE BROKERS LLC|1016
FRME|FIRST MERCHANTS CORP|IBKR|Interactive Brokers Llc|6803
FRME|FIRST MERCHANTS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|152
FRME|FIRST MERCHANTS CORP|ICBX|INSTINET, LLC|10200
FRME|FIRST MERCHANTS CORP|IEQY|CITADEL SECURITIES LLC|53708
FRME|FIRST MERCHANTS CORP|INCA|INSTINET, LLC|144976
FRME|FIRST MERCHANTS CORP|INJX|INSTINET, LLC|17913
FRME|FIRST MERCHANTS CORP|ITGI|ITG Inc.|54992
FRME|FIRST MERCHANTS CORP|ITGP|ITG INC.|85000
FRME|FIRST MERCHANTS CORP|JEFF|JEFFERIES LLC|63166
FRME|FIRST MERCHANTS CORP|JMPT|JUMP TRADING, LLC|11240
FRME|FIRST MERCHANTS CORP|JONE|JonesTrading|300
FRME|FIRST MERCHANTS CORP|JPBX|J.P. MORGAN SECURITIES LLC|2076
FRME|FIRST MERCHANTS CORP|JPMX|J.P. Morgan Securities LLC|70918
FRME|FIRST MERCHANTS CORP|JSJX|JANE STREET CAPITAL LLC|6054
FRME|FIRST MERCHANTS CORP|KCGM|VIRTU Americas LLC|8537
FRME|FIRST MERCHANTS CORP|KCRD|PHX FINANCIAL, INC.|55
FRME|FIRST MERCHANTS CORP|LEHM|Barclays Capital Inc./Le|364060
FRME|FIRST MERCHANTS CORP|LIME|Lime Brokerage LLC|124683
FRME|FIRST MERCHANTS CORP|LMGP|LIME BROKERAGE LLC|7807
FRME|FIRST MERCHANTS CORP|LQNA|LIQUIDNET, INC.|18200
FRME|FIRST MERCHANTS CORP|MAXM|Maxim Group LLC|4674
FRME|FIRST MERCHANTS CORP|MBTS|ALLY INVEST SECURITIES LLC|200
FRME|FIRST MERCHANTS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21498
FRME|FIRST MERCHANTS CORP|MOTF|MOTIF INVESTING, INC.|1
FRME|FIRST MERCHANTS CORP|MSCO|MORGAN STANLEY & CO. LLC|755905
FRME|FIRST MERCHANTS CORP|MSPL|MORGAN STANLEY & CO. LLC|75500
FRME|FIRST MERCHANTS CORP|MSTX|MORGAN STANLEY & CO. LLC|4400
FRME|FIRST MERCHANTS CORP|NEED|Needham & Company, LLC|2955
FRME|FIRST MERCHANTS CORP|NFSC|National Financial Services LLC|38280
FRME|FIRST MERCHANTS CORP|NITE|VIRTU Americas LLC|78244
FRME|FIRST MERCHANTS CORP|NITP|VIRTU Americas LLC|3726
FRME|FIRST MERCHANTS CORP|NQRB|Brut, LLC|7870
FRME|FIRST MERCHANTS CORP|NTRC|Northern Trust Securities, Inc.|15900
FRME|FIRST MERCHANTS CORP|OPCO|Oppenheimer & Co. Inc.|42
FRME|FIRST MERCHANTS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4752
FRME|FIRST MERCHANTS CORP|PDQM|CODA MARKETS, INC.|4465
FRME|FIRST MERCHANTS CORP|PWJC|UBS Financial Services, Inc.|2400
FRME|FIRST MERCHANTS CORP|RAJA|Raymond James & Associates, Inc.|17462
FRME|FIRST MERCHANTS CORP|RBCM|RBC CAPITAL MARKETS, LLC|1737
FRME|FIRST MERCHANTS CORP|SAGL|SAGETRADER, LLC|250
FRME|FIRST MERCHANTS CORP|SBSH|Citigroup Global Markets Inc.|100625
FRME|FIRST MERCHANTS CORP|SGMT|GOLDMAN SACHS & CO. LLC|25274
FRME|FIRST MERCHANTS CORP|SPDR|SPEEDROUTE LLC|1860
FRME|FIRST MERCHANTS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4201
FRME|FIRST MERCHANTS CORP|SWIM|TD Ameritrade, Inc.|703
FRME|FIRST MERCHANTS CORP|SWST|Hilltop Securities Inc.|1330
FRME|FIRST MERCHANTS CORP|TKNG|ALLY INVEST SECURITIES LLC|175
FRME|FIRST MERCHANTS CORP|TRBT|Tradebot Systems, Inc.|35879
FRME|FIRST MERCHANTS CORP|TRCM|TRC MARKETS LLC|48709
FRME|FIRST MERCHANTS CORP|UBSA|UBS SECURITIES LLC|145589
FRME|FIRST MERCHANTS CORP|UBSS|UBS Securities LLC|441704
FRME|FIRST MERCHANTS CORP|VALX|VIRTU AMERICAS LLC|8805
FRME|FIRST MERCHANTS CORP|VGRD|Vanguard Marketing Corporation|390
FRME|FIRST MERCHANTS CORP|WCHV|WELLS FARGO SECURITIES, LLC|41304
FRME|FIRST MERCHANTS CORP|WEDB|WEDBUSH SECURITIES INC.|83
FRME|FIRST MERCHANTS CORP|WEED|Weeden & Co.L.P.|1492
FRME|FIRST MERCHANTS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|117
FRME|FIRST MERCHANTS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|138
FRME|FIRST MERCHANTS CORP|WSEA|WOLVERINE SECURITIES, LLC|776
FRME|FIRST MERCHANTS CORP|XIST|INSTINET, LLC|1600
FRME|FIRST MERCHANTS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
FRME|FIRST MERCHANTS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|470
FRME|FIRST MERCHANTS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65
FRN|INVESCO FRONTIER|ALTX|Alternet Securities Inc.|400
FRN|INVESCO FRONTIER|APCC|Apex Clearing Corporation|78
FRN|INVESCO FRONTIER|BATM|CBOE TRADING, INC.|436
FRN|INVESCO FRONTIER|BBNT|BB&T SECURITIES, LLC|1282
FRN|INVESCO FRONTIER|BYXM|CBOE TRADING, INC.|21
FRN|INVESCO FRONTIER|CANT|Cantor Fitzgerald & Co.|69318
FRN|INVESCO FRONTIER|CHAS|Charles Schwab & Co., Inc.|74458
FRN|INVESCO FRONTIER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33877
FRN|INVESCO FRONTIER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21241
FRN|INVESCO FRONTIER|CSIN|Citadel Securities Institutional LLC|6800
FRN|INVESCO FRONTIER|CTDL|Citadel Derivatives Group Llc|9728
FRN|INVESCO FRONTIER|CXCX|CITIGROUP GLOBAL MARKETS INC.|3800
FRN|INVESCO FRONTIER|DBAX|Deutsche Bank Securities Inc.|5600
FRN|INVESCO FRONTIER|DEAN|MORGAN STANLEY|321
FRN|INVESCO FRONTIER|EBXL|EBX LLC|8000
FRN|INVESCO FRONTIER|ETRS|E*Trade Securities LLC|6870
FRN|INVESCO FRONTIER|FINX|FINTECH SECURITIES|286
FRN|INVESCO FRONTIER|FTBR|Foliofn Investments, Inc.|37
FRN|INVESCO FRONTIER|GEBB|GLOBAL EXECUTION BROKERS, LP|1050
FRN|INVESCO FRONTIER|GLPX|ACS EXECUTION SERVICES, LLC|35
FRN|INVESCO FRONTIER|GSLT|GOLDMAN SACHS & CO. LLC|2690
FRN|INVESCO FRONTIER|GTSZ|GTS SECURITIES LLC|830
FRN|INVESCO FRONTIER|IATS|INTERACTIVE BROKERS LLC|700
FRN|INVESCO FRONTIER|IBKR|Interactive Brokers Llc|4505
FRN|INVESCO FRONTIER|ICBX|INSTINET, LLC|1935
FRN|INVESCO FRONTIER|INCA|INSTINET, LLC|7000
FRN|INVESCO FRONTIER|JPMX|J.P. Morgan Securities LLC|12400
FRN|INVESCO FRONTIER|JSEB|JANE STREET EXECUTION SERVICES, LLC|62764
FRN|INVESCO FRONTIER|JSJX|JANE STREET CAPITAL LLC|77678
FRN|INVESCO FRONTIER|KCGM|VIRTU Americas LLC|3795
FRN|INVESCO FRONTIER|LEHM|Barclays Capital Inc./Le|13800
FRN|INVESCO FRONTIER|LIME|Lime Brokerage LLC|12785
FRN|INVESCO FRONTIER|LSCI|Lek Securities Corporation|1840
FRN|INVESCO FRONTIER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18180
FRN|INVESCO FRONTIER|MOTF|MOTIF INVESTING, INC.|1
FRN|INVESCO FRONTIER|MSCO|MORGAN STANLEY & CO. LLC|64935
FRN|INVESCO FRONTIER|MSPL|MORGAN STANLEY & CO. LLC|4000
FRN|INVESCO FRONTIER|NFSC|National Financial Services LLC|30024
FRN|INVESCO FRONTIER|NITE|VIRTU Americas LLC|48214
FRN|INVESCO FRONTIER|NQRB|Brut, LLC|400
FRN|INVESCO FRONTIER|PDQM|CODA MARKETS, INC.|35
FRN|INVESCO FRONTIER|RBCM|RBC CAPITAL MARKETS, LLC|2414
FRN|INVESCO FRONTIER|SBSH|Citigroup Global Markets Inc.|282
FRN|INVESCO FRONTIER|SGMT|GOLDMAN SACHS & CO. LLC|9700
FRN|INVESCO FRONTIER|SPDR|SPEEDROUTE LLC|400
FRN|INVESCO FRONTIER|SPHN|Stephens Inc.|1000
FRN|INVESCO FRONTIER|STFL|Stifel, Nicolaus & Company, Incorporated|4
FRN|INVESCO FRONTIER|SWIM|TD Ameritrade, Inc.|1099
FRN|INVESCO FRONTIER|TKNG|ALLY INVEST SECURITIES LLC|24
FRN|INVESCO FRONTIER|TRBT|Tradebot Systems, Inc.|200
FRN|INVESCO FRONTIER|TRCM|TRC MARKETS LLC|200
FRN|INVESCO FRONTIER|UBSA|UBS SECURITIES LLC|27653
FRN|INVESCO FRONTIER|UBSS|UBS Securities LLC|71198
FRN|INVESCO FRONTIER|VALX|VIRTU AMERICAS LLC|630
FRN|INVESCO FRONTIER|VGRD|Vanguard Marketing Corporation|4008
FRN|INVESCO FRONTIER|WBET|Wallachbeth Capital LLC|292300
FRN|INVESCO FRONTIER|WCHV|WELLS FARGO SECURITIES, LLC|8728
FRN|INVESCO FRONTIER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|181
FRN|INVESCO FRONTIER|WSEA|WOLVERINE SECURITIES, LLC|299
FRN|INVESCO FRONTIER|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
FRN|INVESCO FRONTIER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32269
FRO|FRONTLINE LTD|ALTX|Alternet Securities Inc.|8300
FRO|FRONTLINE LTD|APCC|Apex Clearing Corporation|1773
FRO|FRONTLINE LTD|BATM|CBOE TRADING, INC.|1187
FRO|FRONTLINE LTD|BAYC|BAY CREST PARTNERS, LLC|30956
FRO|FRONTLINE LTD|BAYT|BTIG, LLC|4900
FRO|FRONTLINE LTD|BBNT|BB&T SECURITIES, LLC|2000
FRO|FRONTLINE LTD|BERN|Sanford C. Bernstein & Co., LLC|18300
FRO|FRONTLINE LTD|BIDS|BIDS TRADING L.P.|200
FRO|FRONTLINE LTD|BIMI|Banca IMI Securities Corp.|2000
FRO|FRONTLINE LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11577
FRO|FRONTLINE LTD|BKRT|Buckman, Buckman & Reid, Inc.|12417
FRO|FRONTLINE LTD|BNPX|BNP PARIBAS SECURITIES CORP.|7598
FRO|FRONTLINE LTD|BTIG|BTIG, LLC|735
FRO|FRONTLINE LTD|BZYD|GOLDMAN SACHS & CO. LLC|4320
FRO|FRONTLINE LTD|CHAS|Charles Schwab & Co., Inc.|7171
FRO|FRONTLINE LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5040
FRO|FRONTLINE LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FRO|FRONTLINE LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203854
FRO|FRONTLINE LTD|CTDL|Citadel Derivatives Group Llc|17582
FRO|FRONTLINE LTD|CTLR|CUTLER GROUP, LP|400
FRO|FRONTLINE LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|23530
FRO|FRONTLINE LTD|DBAB|Deutsche Bank Securities Inc.|67467
FRO|FRONTLINE LTD|DBAX|Deutsche Bank Securities Inc.|96400
FRO|FRONTLINE LTD|DCHF|Dart Executions, LLC|1168
FRO|FRONTLINE LTD|DEAN|MORGAN STANLEY|6320
FRO|FRONTLINE LTD|DEGS|RONIN PROFESSIONAL LLC|6213
FRO|FRONTLINE LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|342
FRO|FRONTLINE LTD|EBXL|EBX LLC|74400
FRO|FRONTLINE LTD|EDJO|Edward D. Jones & Co., L.P.|91
FRO|FRONTLINE LTD|EGAM|CBOE TRADING, INC.|4708
FRO|FRONTLINE LTD|EGAW|CBOE TRADING, INC.|16
FRO|FRONTLINE LTD|EGMT|EG MARKET TECHNOLOGIES LLC|100
FRO|FRONTLINE LTD|EGXM|CBOE TRADING, INC.|3644
FRO|FRONTLINE LTD|EGXW|CBOE TRADING, INC.|100
FRO|FRONTLINE LTD|ETBE|Electronic Transaction Clearing, Inc.|6103
FRO|FRONTLINE LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
FRO|FRONTLINE LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|344
FRO|FRONTLINE LTD|ETRS|E*Trade Securities LLC|268792
FRO|FRONTLINE LTD|FILL|Tradestation Securities, Inc.|12300
FRO|FRONTLINE LTD|FMAF|NBCN Inc./ CDS|7842
FRO|FRONTLINE LTD|FQLS|Quantlab Securities LP|43885
FRO|FRONTLINE LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26524
FRO|FRONTLINE LTD|FTBR|Foliofn Investments, Inc.|635
FRO|FRONTLINE LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|9821
FRO|FRONTLINE LTD|GLIS|TD Securities Inc|532
FRO|FRONTLINE LTD|GLPX|ACS EXECUTION SERVICES, LLC|3681
FRO|FRONTLINE LTD|GSCO|GOLDMAN SACHS & CO. LLC|434505
FRO|FRONTLINE LTD|GSCS|GOLDMAN SACHS & CO. LLC|111264
FRO|FRONTLINE LTD|GSLT|GOLDMAN SACHS & CO. LLC|8083
FRO|FRONTLINE LTD|GTSZ|GTS SECURITIES LLC|26524
FRO|FRONTLINE LTD|HRBF|American Enterprise Investment Services Inc.|1199
FRO|FRONTLINE LTD|HSBC|HSBC Securities, Inc.|20039
FRO|FRONTLINE LTD|IATS|INTERACTIVE BROKERS LLC|29756
FRO|FRONTLINE LTD|IBKR|Interactive Brokers Llc|131956
FRO|FRONTLINE LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|241
FRO|FRONTLINE LTD|ICBX|INSTINET, LLC|59386
FRO|FRONTLINE LTD|IEQY|CITADEL SECURITIES LLC|20646
FRO|FRONTLINE LTD|INCA|INSTINET, LLC|127105
FRO|FRONTLINE LTD|ITGI|ITG Inc.|19228
FRO|FRONTLINE LTD|ITGP|ITG INC.|104200
FRO|FRONTLINE LTD|JEFF|JEFFERIES LLC|3852
FRO|FRONTLINE LTD|JMPT|JUMP TRADING, LLC|23489
FRO|FRONTLINE LTD|JPBX|J.P. MORGAN SECURITIES LLC|9824
FRO|FRONTLINE LTD|JPMX|J.P. Morgan Securities LLC|370953
FRO|FRONTLINE LTD|JSJX|JANE STREET CAPITAL LLC|2622
FRO|FRONTLINE LTD|KCGM|VIRTU Americas LLC|23253
FRO|FRONTLINE LTD|KRSH|Kershner Securities, LLC|6651
FRO|FRONTLINE LTD|LEHM|Barclays Capital Inc./Le|414383
FRO|FRONTLINE LTD|LIME|Lime Brokerage LLC|14746
FRO|FRONTLINE LTD|LSCI|Lek Securities Corporation|2412
FRO|FRONTLINE LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
FRO|FRONTLINE LTD|MBTS|ALLY INVEST SECURITIES LLC|6615
FRO|FRONTLINE LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|155294
FRO|FRONTLINE LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
FRO|FRONTLINE LTD|MOTF|MOTIF INVESTING, INC.|1
FRO|FRONTLINE LTD|MRBA|IBN FINANCIAL SERVICES, INC.|1715
FRO|FRONTLINE LTD|MSCO|MORGAN STANLEY & CO. LLC|516341
FRO|FRONTLINE LTD|MSPL|MORGAN STANLEY & CO. LLC|307100
FRO|FRONTLINE LTD|MSTX|MORGAN STANLEY & CO. LLC|84900
FRO|FRONTLINE LTD|NFSC|National Financial Services LLC|279147
FRO|FRONTLINE LTD|NITE|VIRTU Americas LLC|685513
FRO|FRONTLINE LTD|NQRB|Brut, LLC|1692
FRO|FRONTLINE LTD|NTBF|BMO Nesbitt Burns Inc./CDS|482
FRO|FRONTLINE LTD|NTFN|Network 1 Financial Securities Inc.|2050
FRO|FRONTLINE LTD|OLDM|OLD MISSION CAPITAL, LLC|55673
FRO|FRONTLINE LTD|OPCO|Oppenheimer & Co. Inc.|620
FRO|FRONTLINE LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6889
FRO|FRONTLINE LTD|PCPT|PHILLIP CAPITAL INC.|600
FRO|FRONTLINE LTD|PDQM|CODA MARKETS, INC.|5485
FRO|FRONTLINE LTD|PHLY|NASDAQ Execution Services, LLC|7800
FRO|FRONTLINE LTD|PWJC|UBS Financial Services, Inc.|10238
FRO|FRONTLINE LTD|QMSR|QUATTRO M SECURITIES INC.|121
FRO|FRONTLINE LTD|RBCM|RBC CAPITAL MARKETS, LLC|11971
FRO|FRONTLINE LTD|RGLD|Regal Securities, Inc|1000
FRO|FRONTLINE LTD|RHCO|Suntrust Robinson Humphrey, Inc.|23625
FRO|FRONTLINE LTD|SAGL|SAGETRADER, LLC|900
FRO|FRONTLINE LTD|SBSH|Citigroup Global Markets Inc.|57921
FRO|FRONTLINE LTD|SGMT|GOLDMAN SACHS & CO. LLC|82947
FRO|FRONTLINE LTD|SPDR|SPEEDROUTE LLC|1500
FRO|FRONTLINE LTD|STFL|Stifel, Nicolaus & Company, Incorporated|1134
FRO|FRONTLINE LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3320
FRO|FRONTLINE LTD|SWIM|TD Ameritrade, Inc.|98444
FRO|FRONTLINE LTD|SWST|Hilltop Securities Inc.|1366
FRO|FRONTLINE LTD|TKNG|ALLY INVEST SECURITIES LLC|3392
FRO|FRONTLINE LTD|TMBR|Timber Hill LLC|3271
FRO|FRONTLINE LTD|TRCM|TRC MARKETS LLC|1640
FRO|FRONTLINE LTD|TWTT|TASTYWORKS, INC.|82
FRO|FRONTLINE LTD|UBSA|UBS SECURITIES LLC|397777
FRO|FRONTLINE LTD|UBSS|UBS Securities LLC|575848
FRO|FRONTLINE LTD|VALX|VIRTU AMERICAS LLC|132853
FRO|FRONTLINE LTD|VGRD|Vanguard Marketing Corporation|19563
FRO|FRONTLINE LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|296
FRO|FRONTLINE LTD|WCHV|WELLS FARGO SECURITIES, LLC|115665
FRO|FRONTLINE LTD|WEDB|WEDBUSH SECURITIES INC.|48192
FRO|FRONTLINE LTD|WEED|Weeden & Co.L.P.|400
FRO|FRONTLINE LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|992
FRO|FRONTLINE LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40187
FRO|FRONTLINE LTD|WSEA|WOLVERINE SECURITIES, LLC|5876
FRO|FRONTLINE LTD|XIST|INSTINET, LLC|23200
FRO|FRONTLINE LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|21366
FRO|FRONTLINE LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|904
FRO|FRONTLINE LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4734
FRPH|FRP HOLDINGS, INC.|ALTX|Alternet Securities Inc.|100
FRPH|FRP HOLDINGS, INC.|APCC|Apex Clearing Corporation|4
FRPH|FRP HOLDINGS, INC.|BATM|CBOE TRADING, INC.|483
FRPH|FRP HOLDINGS, INC.|BAYC|BAY CREST PARTNERS, LLC|92
FRPH|FRP HOLDINGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|1253
FRPH|FRP HOLDINGS, INC.|BMOC|BMO Capital Markets Corp.|1087
FRPH|FRP HOLDINGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|627
FRPH|FRP HOLDINGS, INC.|BRGE|Newbridge Securities Corp.|400
FRPH|FRP HOLDINGS, INC.|BTIG|BTIG, LLC|2
FRPH|FRP HOLDINGS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|125
FRPH|FRP HOLDINGS, INC.|CHAS|Charles Schwab & Co., Inc.|300
FRPH|FRP HOLDINGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|884
FRPH|FRP HOLDINGS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19572
FRPH|FRP HOLDINGS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22429
FRPH|FRP HOLDINGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8428
FRPH|FRP HOLDINGS, INC.|CTDL|Citadel Derivatives Group Llc|380
FRPH|FRP HOLDINGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|706
FRPH|FRP HOLDINGS, INC.|DBAB|Deutsche Bank Securities Inc.|26908
FRPH|FRP HOLDINGS, INC.|DBAX|Deutsche Bank Securities Inc.|5500
FRPH|FRP HOLDINGS, INC.|DBUL|Deutsche Bank Securities Inc.|100
FRPH|FRP HOLDINGS, INC.|DEAN|MORGAN STANLEY|47
FRPH|FRP HOLDINGS, INC.|DEGS|RONIN PROFESSIONAL LLC|6224
FRPH|FRP HOLDINGS, INC.|EBXL|EBX LLC|2000
FRPH|FRP HOLDINGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3
FRPH|FRP HOLDINGS, INC.|EDJO|Edward D. Jones & Co., L.P.|50
FRPH|FRP HOLDINGS, INC.|EGAM|CBOE TRADING, INC.|160
FRPH|FRP HOLDINGS, INC.|EGXM|CBOE TRADING, INC.|1
FRPH|FRP HOLDINGS, INC.|ETRS|E*Trade Securities LLC|17653
FRPH|FRP HOLDINGS, INC.|FBCO|Credit Suisse Securities (USA) LLC|45392
FRPH|FRP HOLDINGS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|17909
FRPH|FRP HOLDINGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8309
FRPH|FRP HOLDINGS, INC.|FTBR|Foliofn Investments, Inc.|64
FRPH|FRP HOLDINGS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2068
FRPH|FRP HOLDINGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|798
FRPH|FRP HOLDINGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|57250
FRPH|FRP HOLDINGS, INC.|GTSZ|GTS SECURITIES LLC|1617
FRPH|FRP HOLDINGS, INC.|IATS|INTERACTIVE BROKERS LLC|1970
FRPH|FRP HOLDINGS, INC.|IBKR|Interactive Brokers Llc|3560
FRPH|FRP HOLDINGS, INC.|ICBX|INSTINET, LLC|300
FRPH|FRP HOLDINGS, INC.|IEQY|CITADEL SECURITIES LLC|2460
FRPH|FRP HOLDINGS, INC.|INCA|INSTINET, LLC|14450
FRPH|FRP HOLDINGS, INC.|INJX|INSTINET, LLC|763
FRPH|FRP HOLDINGS, INC.|ITGI|ITG Inc.|61043
FRPH|FRP HOLDINGS, INC.|ITGP|ITG INC.|3800
FRPH|FRP HOLDINGS, INC.|JANY|Janney Montgomery Scott Inc.|478
FRPH|FRP HOLDINGS, INC.|JEFF|JEFFERIES LLC|1096
FRPH|FRP HOLDINGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|368
FRPH|FRP HOLDINGS, INC.|JPMX|J.P. Morgan Securities LLC|5043
FRPH|FRP HOLDINGS, INC.|JSJX|JANE STREET CAPITAL LLC|10
FRPH|FRP HOLDINGS, INC.|KCGM|VIRTU Americas LLC|763
FRPH|FRP HOLDINGS, INC.|LEHM|Barclays Capital Inc./Le|24409
FRPH|FRP HOLDINGS, INC.|LIME|Lime Brokerage LLC|27726
FRPH|FRP HOLDINGS, INC.|LMGP|LIME BROKERAGE LLC|2149
FRPH|FRP HOLDINGS, INC.|MAXM|Maxim Group LLC|656
FRPH|FRP HOLDINGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2863
FRPH|FRP HOLDINGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|78682
FRPH|FRP HOLDINGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|3500
FRPH|FRP HOLDINGS, INC.|NFSC|National Financial Services LLC|1538
FRPH|FRP HOLDINGS, INC.|NITE|VIRTU Americas LLC|12656
FRPH|FRP HOLDINGS, INC.|NTRC|Northern Trust Securities, Inc.|43
FRPH|FRP HOLDINGS, INC.|PDQM|CODA MARKETS, INC.|4842
FRPH|FRP HOLDINGS, INC.|RAJA|Raymond James & Associates, Inc.|3101
FRPH|FRP HOLDINGS, INC.|SBSH|Citigroup Global Markets Inc.|19468
FRPH|FRP HOLDINGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1215
FRPH|FRP HOLDINGS, INC.|SPDR|SPEEDROUTE LLC|523
FRPH|FRP HOLDINGS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|881
FRPH|FRP HOLDINGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4246
FRPH|FRP HOLDINGS, INC.|SWIM|TD Ameritrade, Inc.|92
FRPH|FRP HOLDINGS, INC.|TRBT|Tradebot Systems, Inc.|3491
FRPH|FRP HOLDINGS, INC.|TRCM|TRC MARKETS LLC|16380
FRPH|FRP HOLDINGS, INC.|UBSA|UBS SECURITIES LLC|12874
FRPH|FRP HOLDINGS, INC.|UBSS|UBS Securities LLC|65633
FRPH|FRP HOLDINGS, INC.|VALX|VIRTU AMERICAS LLC|3876
FRPH|FRP HOLDINGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|7494
FRPH|FRP HOLDINGS, INC.|XIST|INSTINET, LLC|1640
FRPH|FRP HOLDINGS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2
FRPT|FRESHPET INC CS|AGIS|Aegis Capital Corp.|437
FRPT|FRESHPET INC CS|ANOS|ABEL/NOSER, L.L.C.|480
FRPT|FRESHPET INC CS|APCC|Apex Clearing Corporation|15149
FRPT|FRESHPET INC CS|BANK|Primevest Financial Services, Inc.|28
FRPT|FRESHPET INC CS|BARD|Robert W. Baird & Co. Incorporated|12662
FRPT|FRESHPET INC CS|BATM|CBOE TRADING, INC.|370
FRPT|FRESHPET INC CS|BAYT|BTIG, LLC|600
FRPT|FRESHPET INC CS|BBNT|BB&T SECURITIES, LLC|280
FRPT|FRESHPET INC CS|BERN|Sanford C. Bernstein & Co., LLC|516976
FRPT|FRESHPET INC CS|BIDS|BIDS TRADING L.P.|300
FRPT|FRESHPET INC CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1216
FRPT|FRESHPET INC CS|BLKX|INSTINET, LLC|381186
FRPT|FRESHPET INC CS|BMOC|BMO Capital Markets Corp.|4073
FRPT|FRESHPET INC CS|BNPX|BNP PARIBAS SECURITIES CORP.|1474
FRPT|FRESHPET INC CS|BRGE|Newbridge Securities Corp.|450
FRPT|FRESHPET INC CS|BTIG|BTIG, LLC|39012
FRPT|FRESHPET INC CS|BYXM|CBOE TRADING, INC.|200
FRPT|FRESHPET INC CS|BZYD|GOLDMAN SACHS & CO. LLC|300
FRPT|FRESHPET INC CS|CIST|Capital Institutional Services, Inc.|100
FRPT|FRESHPET INC CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66275
FRPT|FRESHPET INC CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102062
FRPT|FRESHPET INC CS|CTDL|Citadel Derivatives Group Llc|1416
FRPT|FRESHPET INC CS|CTLR|CUTLER GROUP, LP|440
FRPT|FRESHPET INC CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|14250
FRPT|FRESHPET INC CS|DBAB|Deutsche Bank Securities Inc.|92682
FRPT|FRESHPET INC CS|DBAX|Deutsche Bank Securities Inc.|68600
FRPT|FRESHPET INC CS|DBUL|Deutsche Bank Securities Inc.|500
FRPT|FRESHPET INC CS|DEAN|MORGAN STANLEY|20181
FRPT|FRESHPET INC CS|DEGS|RONIN PROFESSIONAL LLC|3547
FRPT|FRESHPET INC CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4900
FRPT|FRESHPET INC CS|EBXL|EBX LLC|79600
FRPT|FRESHPET INC CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|10488
FRPT|FRESHPET INC CS|EDJO|Edward D. Jones & Co., L.P.|330
FRPT|FRESHPET INC CS|EGAM|CBOE TRADING, INC.|4148
FRPT|FRESHPET INC CS|EGMT|EG MARKET TECHNOLOGIES LLC|200
FRPT|FRESHPET INC CS|EGXM|CBOE TRADING, INC.|580
FRPT|FRESHPET INC CS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
FRPT|FRESHPET INC CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6217
FRPT|FRESHPET INC CS|ETRS|E*Trade Securities LLC|16232
FRPT|FRESHPET INC CS|FBCO|Credit Suisse Securities (USA) LLC|104761
FRPT|FRESHPET INC CS|FBSB|U.S. Bancorp Investments, Inc.|65
FRPT|FRESHPET INC CS|FILL|Tradestation Securities, Inc.|341
FRPT|FRESHPET INC CS|FMAF|NBCN Inc./ CDS|200
FRPT|FRESHPET INC CS|FOMA|TD AMERITRADE CLEARING, INC.|11946
FRPT|FRESHPET INC CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26444
FRPT|FRESHPET INC CS|FTBR|Foliofn Investments, Inc.|48
FRPT|FRESHPET INC CS|GEBB|GLOBAL EXECUTION BROKERS, LP|8851
FRPT|FRESHPET INC CS|GLPX|ACS EXECUTION SERVICES, LLC|940
FRPT|FRESHPET INC CS|GSCO|GOLDMAN SACHS & CO. LLC|297159
FRPT|FRESHPET INC CS|GSCS|GOLDMAN SACHS & CO. LLC|21930
FRPT|FRESHPET INC CS|GSLT|GOLDMAN SACHS & CO. LLC|574
FRPT|FRESHPET INC CS|GTSZ|GTS SECURITIES LLC|26423
FRPT|FRESHPET INC CS|HRBF|American Enterprise Investment Services Inc.|910
FRPT|FRESHPET INC CS|IATS|INTERACTIVE BROKERS LLC|100
FRPT|FRESHPET INC CS|IBKR|Interactive Brokers Llc|28473
FRPT|FRESHPET INC CS|ICBX|INSTINET, LLC|13140
FRPT|FRESHPET INC CS|IEQY|CITADEL SECURITIES LLC|7119
FRPT|FRESHPET INC CS|INCA|INSTINET, LLC|60011
FRPT|FRESHPET INC CS|INJX|INSTINET, LLC|3722
FRPT|FRESHPET INC CS|ITGI|ITG Inc.|19437
FRPT|FRESHPET INC CS|ITGP|ITG INC.|88000
FRPT|FRESHPET INC CS|JEFF|JEFFERIES LLC|45495
FRPT|FRESHPET INC CS|JMPT|JUMP TRADING, LLC|11725
FRPT|FRESHPET INC CS|JONE|JonesTrading|1660
FRPT|FRESHPET INC CS|JPBX|J.P. MORGAN SECURITIES LLC|15533
FRPT|FRESHPET INC CS|JPMX|J.P. Morgan Securities LLC|200435
FRPT|FRESHPET INC CS|JSJX|JANE STREET CAPITAL LLC|3857
FRPT|FRESHPET INC CS|KCGM|VIRTU Americas LLC|15729
FRPT|FRESHPET INC CS|LEHM|Barclays Capital Inc./Le|222930
FRPT|FRESHPET INC CS|LIME|Lime Brokerage LLC|90598
FRPT|FRESHPET INC CS|LOOP|Loop Capital Markets LLC|100
FRPT|FRESHPET INC CS|LQNA|LIQUIDNET, INC.|15600
FRPT|FRESHPET INC CS|LQNB|LIQUIDNET, INC.|5686
FRPT|FRESHPET INC CS|MAXM|Maxim Group LLC|2787
FRPT|FRESHPET INC CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77796
FRPT|FRESHPET INC CS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
FRPT|FRESHPET INC CS|MSCO|MORGAN STANLEY & CO. LLC|458680
FRPT|FRESHPET INC CS|MSPL|MORGAN STANLEY & CO. LLC|161000
FRPT|FRESHPET INC CS|MSTX|MORGAN STANLEY & CO. LLC|32600
FRPT|FRESHPET INC CS|NATL|National Securities Corporation|3200
FRPT|FRESHPET INC CS|NFSC|National Financial Services LLC|50959
FRPT|FRESHPET INC CS|NITE|VIRTU Americas LLC|134387
FRPT|FRESHPET INC CS|NITP|VIRTU Americas LLC|400
FRPT|FRESHPET INC CS|NORT|Northland Securities, Inc.|2000
FRPT|FRESHPET INC CS|NQRB|Brut, LLC|6297
FRPT|FRESHPET INC CS|OPCO|Oppenheimer & Co. Inc.|1553
FRPT|FRESHPET INC CS|PDQM|CODA MARKETS, INC.|8128
FRPT|FRESHPET INC CS|RAJA|Raymond James & Associates, Inc.|25
FRPT|FRESHPET INC CS|RBCM|RBC CAPITAL MARKETS, LLC|4285
FRPT|FRESHPET INC CS|RHCO|Suntrust Robinson Humphrey, Inc.|36151
FRPT|FRESHPET INC CS|SAGL|SAGETRADER, LLC|330
FRPT|FRESHPET INC CS|SAGW|SAGETRADER, LLC|2194
FRPT|FRESHPET INC CS|SBSH|Citigroup Global Markets Inc.|96850
FRPT|FRESHPET INC CS|SGMT|GOLDMAN SACHS & CO. LLC|77317
FRPT|FRESHPET INC CS|SPDR|SPEEDROUTE LLC|4055
FRPT|FRESHPET INC CS|SPHN|Stephens Inc.|814
FRPT|FRESHPET INC CS|STFL|Stifel, Nicolaus & Company, Incorporated|3567
FRPT|FRESHPET INC CS|SWIM|TD Ameritrade, Inc.|3111
FRPT|FRESHPET INC CS|TKNG|ALLY INVEST SECURITIES LLC|232
FRPT|FRESHPET INC CS|TMBR|Timber Hill LLC|138
FRPT|FRESHPET INC CS|TRBT|Tradebot Systems, Inc.|7542
FRPT|FRESHPET INC CS|TRCM|TRC MARKETS LLC|29878
FRPT|FRESHPET INC CS|UBSA|UBS SECURITIES LLC|271599
FRPT|FRESHPET INC CS|UBSS|UBS Securities LLC|246015
FRPT|FRESHPET INC CS|VALX|VIRTU AMERICAS LLC|14769
FRPT|FRESHPET INC CS|VGRD|Vanguard Marketing Corporation|4115
FRPT|FRESHPET INC CS|WABR|Wall Street Access|6103
FRPT|FRESHPET INC CS|WBPX|SUMMIT SECURITIES GROUP, LLC|269
FRPT|FRESHPET INC CS|WCHV|WELLS FARGO SECURITIES, LLC|23010
FRPT|FRESHPET INC CS|WEDB|WEDBUSH SECURITIES INC.|3404
FRPT|FRESHPET INC CS|WEED|Weeden & Co.L.P.|6075
FRPT|FRESHPET INC CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|639
FRPT|FRESHPET INC CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2951
FRPT|FRESHPET INC CS|WFPB|Wells Fargo Securities, LLC.|5100
FRPT|FRESHPET INC CS|WGIF|CIBC World Markets Inc.|285
FRPT|FRESHPET INC CS|WMLL|Watermill Institutional Trading LLC|300
FRPT|FRESHPET INC CS|WSEA|WOLVERINE SECURITIES, LLC|892
FRPT|FRESHPET INC CS|XIST|INSTINET, LLC|3600
FRPT|FRESHPET INC CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4900
FRPT|FRESHPET INC CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
FRSH|PAPA MURPHYS HLD COM|APCC|Apex Clearing Corporation|857
FRSH|PAPA MURPHYS HLD COM|BARD|Robert W. Baird & Co. Incorporated|111
FRSH|PAPA MURPHYS HLD COM|BATM|CBOE TRADING, INC.|634
FRSH|PAPA MURPHYS HLD COM|BAYC|BAY CREST PARTNERS, LLC|2900
FRSH|PAPA MURPHYS HLD COM|BZYD|GOLDMAN SACHS & CO. LLC|200
FRSH|PAPA MURPHYS HLD COM|CHAS|Charles Schwab & Co., Inc.|500
FRSH|PAPA MURPHYS HLD COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2795
FRSH|PAPA MURPHYS HLD COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|619
FRSH|PAPA MURPHYS HLD COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|65
FRSH|PAPA MURPHYS HLD COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5906
FRSH|PAPA MURPHYS HLD COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|40
FRSH|PAPA MURPHYS HLD COM|DADA|D.A. Davidson & Co.|840
FRSH|PAPA MURPHYS HLD COM|DBAB|Deutsche Bank Securities Inc.|9611
FRSH|PAPA MURPHYS HLD COM|DBAX|Deutsche Bank Securities Inc.|4200
FRSH|PAPA MURPHYS HLD COM|DBUL|Deutsche Bank Securities Inc.|439
FRSH|PAPA MURPHYS HLD COM|DEAN|MORGAN STANLEY|71
FRSH|PAPA MURPHYS HLD COM|DEGS|RONIN PROFESSIONAL LLC|5030
FRSH|PAPA MURPHYS HLD COM|EBXL|EBX LLC|4000
FRSH|PAPA MURPHYS HLD COM|EDJO|Edward D. Jones & Co., L.P.|1817
FRSH|PAPA MURPHYS HLD COM|EGXM|CBOE TRADING, INC.|100
FRSH|PAPA MURPHYS HLD COM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
FRSH|PAPA MURPHYS HLD COM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|10
FRSH|PAPA MURPHYS HLD COM|ETRS|E*Trade Securities LLC|11732
FRSH|PAPA MURPHYS HLD COM|FBCO|Credit Suisse Securities (USA) LLC|14846
FRSH|PAPA MURPHYS HLD COM|FBSB|U.S. Bancorp Investments, Inc.|400
FRSH|PAPA MURPHYS HLD COM|FOMA|TD AMERITRADE CLEARING, INC.|16899
FRSH|PAPA MURPHYS HLD COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3441
FRSH|PAPA MURPHYS HLD COM|FTBR|Foliofn Investments, Inc.|27
FRSH|PAPA MURPHYS HLD COM|GEBB|GLOBAL EXECUTION BROKERS, LP|460
FRSH|PAPA MURPHYS HLD COM|GLPX|ACS EXECUTION SERVICES, LLC|60
FRSH|PAPA MURPHYS HLD COM|GSCO|GOLDMAN SACHS & CO. LLC|1743
FRSH|PAPA MURPHYS HLD COM|GSCS|GOLDMAN SACHS & CO. LLC|8856
FRSH|PAPA MURPHYS HLD COM|GSLT|GOLDMAN SACHS & CO. LLC|50
FRSH|PAPA MURPHYS HLD COM|GTSZ|GTS SECURITIES LLC|6764
FRSH|PAPA MURPHYS HLD COM|HRBF|American Enterprise Investment Services Inc.|600
FRSH|PAPA MURPHYS HLD COM|IATS|INTERACTIVE BROKERS LLC|5000
FRSH|PAPA MURPHYS HLD COM|IBKR|Interactive Brokers Llc|34156
FRSH|PAPA MURPHYS HLD COM|ICBX|INSTINET, LLC|1000
FRSH|PAPA MURPHYS HLD COM|INCA|INSTINET, LLC|4896
FRSH|PAPA MURPHYS HLD COM|INJX|INSTINET, LLC|803
FRSH|PAPA MURPHYS HLD COM|ITGI|ITG Inc.|677
FRSH|PAPA MURPHYS HLD COM|ITGP|ITG INC.|2400
FRSH|PAPA MURPHYS HLD COM|JEFF|JEFFERIES LLC|4328
FRSH|PAPA MURPHYS HLD COM|JONE|JonesTrading|2289
FRSH|PAPA MURPHYS HLD COM|JPMX|J.P. Morgan Securities LLC|200
FRSH|PAPA MURPHYS HLD COM|KCGM|VIRTU Americas LLC|110
FRSH|PAPA MURPHYS HLD COM|LEHM|Barclays Capital Inc./Le|3027
FRSH|PAPA MURPHYS HLD COM|LIME|Lime Brokerage LLC|19600
FRSH|PAPA MURPHYS HLD COM|LMGP|LIME BROKERAGE LLC|1698
FRSH|PAPA MURPHYS HLD COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
FRSH|PAPA MURPHYS HLD COM|MOTF|MOTIF INVESTING, INC.|3
FRSH|PAPA MURPHYS HLD COM|MSCO|MORGAN STANLEY & CO. LLC|38020
FRSH|PAPA MURPHYS HLD COM|MSPL|MORGAN STANLEY & CO. LLC|7500
FRSH|PAPA MURPHYS HLD COM|MSTX|MORGAN STANLEY & CO. LLC|2400
FRSH|PAPA MURPHYS HLD COM|NFSC|National Financial Services LLC|28478
FRSH|PAPA MURPHYS HLD COM|NITE|VIRTU Americas LLC|60314
FRSH|PAPA MURPHYS HLD COM|NQRB|Brut, LLC|100
FRSH|PAPA MURPHYS HLD COM|PDQM|CODA MARKETS, INC.|60
FRSH|PAPA MURPHYS HLD COM|RAJA|Raymond James & Associates, Inc.|775
FRSH|PAPA MURPHYS HLD COM|RBCM|RBC CAPITAL MARKETS, LLC|3220
FRSH|PAPA MURPHYS HLD COM|SBSH|Citigroup Global Markets Inc.|86
FRSH|PAPA MURPHYS HLD COM|SGMT|GOLDMAN SACHS & CO. LLC|1167
FRSH|PAPA MURPHYS HLD COM|SPDR|SPEEDROUTE LLC|202
FRSH|PAPA MURPHYS HLD COM|STXG|Stockcross Financial Services, Inc.|500
FRSH|PAPA MURPHYS HLD COM|SWIM|TD Ameritrade, Inc.|1988
FRSH|PAPA MURPHYS HLD COM|SWST|Hilltop Securities Inc.|550
FRSH|PAPA MURPHYS HLD COM|TKNG|ALLY INVEST SECURITIES LLC|121
FRSH|PAPA MURPHYS HLD COM|TMBR|Timber Hill LLC|100
FRSH|PAPA MURPHYS HLD COM|TRBT|Tradebot Systems, Inc.|120
FRSH|PAPA MURPHYS HLD COM|TRCM|TRC MARKETS LLC|5593
FRSH|PAPA MURPHYS HLD COM|UBSA|UBS SECURITIES LLC|9577
FRSH|PAPA MURPHYS HLD COM|UBSS|UBS Securities LLC|21553
FRSH|PAPA MURPHYS HLD COM|VALX|VIRTU AMERICAS LLC|1625
FRSH|PAPA MURPHYS HLD COM|VGRD|Vanguard Marketing Corporation|1048
FRSH|PAPA MURPHYS HLD COM|WCHV|WELLS FARGO SECURITIES, LLC|2189
FRSH|PAPA MURPHYS HLD COM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2500
FRSH|PAPA MURPHYS HLD COM|WSEA|WOLVERINE SECURITIES, LLC|163
FRSH|PAPA MURPHYS HLD COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1948
FRSH|PAPA MURPHYS HLD COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
FRSX|FORESIGHT AUTONOMOUS|ALTX|Alternet Securities Inc.|1360
FRSX|FORESIGHT AUTONOMOUS|APCC|Apex Clearing Corporation|8714
FRSX|FORESIGHT AUTONOMOUS|BATM|CBOE TRADING, INC.|1496
FRSX|FORESIGHT AUTONOMOUS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3440
FRSX|FORESIGHT AUTONOMOUS|BYXM|CBOE TRADING, INC.|200
FRSX|FORESIGHT AUTONOMOUS|CHAS|Charles Schwab & Co., Inc.|300
FRSX|FORESIGHT AUTONOMOUS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|996
FRSX|FORESIGHT AUTONOMOUS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
FRSX|FORESIGHT AUTONOMOUS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14352
FRSX|FORESIGHT AUTONOMOUS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22225
FRSX|FORESIGHT AUTONOMOUS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
FRSX|FORESIGHT AUTONOMOUS|DBAX|Deutsche Bank Securities Inc.|1100
FRSX|FORESIGHT AUTONOMOUS|DEAN|MORGAN STANLEY|500
FRSX|FORESIGHT AUTONOMOUS|DEGS|RONIN PROFESSIONAL LLC|195
FRSX|FORESIGHT AUTONOMOUS|EBXL|EBX LLC|7800
FRSX|FORESIGHT AUTONOMOUS|ECUT|CONVERGEX EXECUTION SOLUTIONS|396
FRSX|FORESIGHT AUTONOMOUS|EGAM|CBOE TRADING, INC.|2620
FRSX|FORESIGHT AUTONOMOUS|EGAW|CBOE TRADING, INC.|100
FRSX|FORESIGHT AUTONOMOUS|EGXM|CBOE TRADING, INC.|3639
FRSX|FORESIGHT AUTONOMOUS|EGXW|CBOE TRADING, INC.|3757
FRSX|FORESIGHT AUTONOMOUS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|264
FRSX|FORESIGHT AUTONOMOUS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2100
FRSX|FORESIGHT AUTONOMOUS|ETRS|E*Trade Securities LLC|191019
FRSX|FORESIGHT AUTONOMOUS|FBCO|Credit Suisse Securities (USA) LLC|37153
FRSX|FORESIGHT AUTONOMOUS|FILL|Tradestation Securities, Inc.|5700
FRSX|FORESIGHT AUTONOMOUS|FOMA|TD AMERITRADE CLEARING, INC.|285460
FRSX|FORESIGHT AUTONOMOUS|FTBR|Foliofn Investments, Inc.|12
FRSX|FORESIGHT AUTONOMOUS|GEBB|GLOBAL EXECUTION BROKERS, LP|1716
FRSX|FORESIGHT AUTONOMOUS|GLPX|ACS EXECUTION SERVICES, LLC|34645
FRSX|FORESIGHT AUTONOMOUS|GSCO|GOLDMAN SACHS & CO. LLC|1100
FRSX|FORESIGHT AUTONOMOUS|GSLT|GOLDMAN SACHS & CO. LLC|8109
FRSX|FORESIGHT AUTONOMOUS|GTSZ|GTS SECURITIES LLC|13688
FRSX|FORESIGHT AUTONOMOUS|HRBF|American Enterprise Investment Services Inc.|1440
FRSX|FORESIGHT AUTONOMOUS|HSBC|HSBC Securities, Inc.|821
FRSX|FORESIGHT AUTONOMOUS|IATS|INTERACTIVE BROKERS LLC|6070
FRSX|FORESIGHT AUTONOMOUS|IBKR|Interactive Brokers Llc|66824
FRSX|FORESIGHT AUTONOMOUS|ICBX|INSTINET, LLC|200
FRSX|FORESIGHT AUTONOMOUS|INCA|INSTINET, LLC|21242
FRSX|FORESIGHT AUTONOMOUS|ITGI|ITG Inc.|12961
FRSX|FORESIGHT AUTONOMOUS|ITGP|ITG INC.|20800
FRSX|FORESIGHT AUTONOMOUS|JMPT|JUMP TRADING, LLC|89
FRSX|FORESIGHT AUTONOMOUS|JPMX|J.P. Morgan Securities LLC|1274
FRSX|FORESIGHT AUTONOMOUS|JSJX|JANE STREET CAPITAL LLC|2506
FRSX|FORESIGHT AUTONOMOUS|KCGM|VIRTU Americas LLC|17780
FRSX|FORESIGHT AUTONOMOUS|LEHM|Barclays Capital Inc./Le|15300
FRSX|FORESIGHT AUTONOMOUS|LIME|Lime Brokerage LLC|17536
FRSX|FORESIGHT AUTONOMOUS|LMGP|LIME BROKERAGE LLC|1900
FRSX|FORESIGHT AUTONOMOUS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|440
FRSX|FORESIGHT AUTONOMOUS|MICA|Spartan Securities Group, Ltd.|3000
FRSX|FORESIGHT AUTONOMOUS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
FRSX|FORESIGHT AUTONOMOUS|MSCO|MORGAN STANLEY & CO. LLC|51516
FRSX|FORESIGHT AUTONOMOUS|MSPL|MORGAN STANLEY & CO. LLC|5600
FRSX|FORESIGHT AUTONOMOUS|NFSC|National Financial Services LLC|88429
FRSX|FORESIGHT AUTONOMOUS|NITE|VIRTU Americas LLC|363143
FRSX|FORESIGHT AUTONOMOUS|NQRB|Brut, LLC|2050
FRSX|FORESIGHT AUTONOMOUS|OPCO|Oppenheimer & Co. Inc.|13124
FRSX|FORESIGHT AUTONOMOUS|PCPT|PHILLIP CAPITAL INC.|1450
FRSX|FORESIGHT AUTONOMOUS|PDQM|CODA MARKETS, INC.|41960
FRSX|FORESIGHT AUTONOMOUS|PWJC|UBS Financial Services, Inc.|450
FRSX|FORESIGHT AUTONOMOUS|RAJA|Raymond James & Associates, Inc.|500
FRSX|FORESIGHT AUTONOMOUS|RBCM|RBC CAPITAL MARKETS, LLC|50
FRSX|FORESIGHT AUTONOMOUS|SAGL|SAGETRADER, LLC|1354
FRSX|FORESIGHT AUTONOMOUS|SBSH|Citigroup Global Markets Inc.|8580
FRSX|FORESIGHT AUTONOMOUS|SGMT|GOLDMAN SACHS & CO. LLC|7448
FRSX|FORESIGHT AUTONOMOUS|SPDR|SPEEDROUTE LLC|17598
FRSX|FORESIGHT AUTONOMOUS|STFL|Stifel, Nicolaus & Company, Incorporated|2600
FRSX|FORESIGHT AUTONOMOUS|SWIM|TD Ameritrade, Inc.|105490
FRSX|FORESIGHT AUTONOMOUS|TKNG|ALLY INVEST SECURITIES LLC|1012
FRSX|FORESIGHT AUTONOMOUS|TRCM|TRC MARKETS LLC|1906
FRSX|FORESIGHT AUTONOMOUS|UBSA|UBS SECURITIES LLC|28378
FRSX|FORESIGHT AUTONOMOUS|UBSS|UBS Securities LLC|25891
FRSX|FORESIGHT AUTONOMOUS|VALX|VIRTU AMERICAS LLC|1513
FRSX|FORESIGHT AUTONOMOUS|VGRD|Vanguard Marketing Corporation|4623
FRSX|FORESIGHT AUTONOMOUS|VIEW|VIEWTRADE SECURITIES LLC|500
FRSX|FORESIGHT AUTONOMOUS|WCHV|WELLS FARGO SECURITIES, LLC|5415
FRSX|FORESIGHT AUTONOMOUS|WEDB|WEDBUSH SECURITIES INC.|2100
FRSX|FORESIGHT AUTONOMOUS|WSEA|WOLVERINE SECURITIES, LLC|501
FRSX|FORESIGHT AUTONOMOUS|YKNA|COMHAR CAPITAL MARKETS, LLC|4402
FRT|FEDERAL RLTY INV TR|ABLE|NATIXIS Securities Americas LLC|41750
FRT|FEDERAL RLTY INV TR|ALTX|Alternet Securities Inc.|1628
FRT|FEDERAL RLTY INV TR|ANOS|ABEL/NOSER, L.L.C.|400
FRT|FEDERAL RLTY INV TR|APCC|Apex Clearing Corporation|190
FRT|FEDERAL RLTY INV TR|BARD|Robert W. Baird & Co. Incorporated|114
FRT|FEDERAL RLTY INV TR|BATM|CBOE TRADING, INC.|2851
FRT|FEDERAL RLTY INV TR|BAYC|BAY CREST PARTNERS, LLC|309
FRT|FEDERAL RLTY INV TR|BERN|Sanford C. Bernstein & Co., LLC|10456
FRT|FEDERAL RLTY INV TR|BIAD|SAGETRADER, LLC|321
FRT|FEDERAL RLTY INV TR|BIDS|BIDS TRADING L.P.|1100
FRT|FEDERAL RLTY INV TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|464
FRT|FEDERAL RLTY INV TR|BMOC|BMO Capital Markets Corp.|5
FRT|FEDERAL RLTY INV TR|BNPX|BNP PARIBAS SECURITIES CORP.|28099
FRT|FEDERAL RLTY INV TR|BTIG|BTIG, LLC|6904
FRT|FEDERAL RLTY INV TR|BYXM|CBOE TRADING, INC.|259
FRT|FEDERAL RLTY INV TR|BZYD|GOLDMAN SACHS & CO. LLC|1199
FRT|FEDERAL RLTY INV TR|CANT|Cantor Fitzgerald & Co.|100
FRT|FEDERAL RLTY INV TR|CHAS|Charles Schwab & Co., Inc.|197
FRT|FEDERAL RLTY INV TR|CIBP|CIBC World Markets Corp.|3112
FRT|FEDERAL RLTY INV TR|CIST|Capital Institutional Services, Inc.|200
FRT|FEDERAL RLTY INV TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24834
FRT|FEDERAL RLTY INV TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10625
FRT|FEDERAL RLTY INV TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149038
FRT|FEDERAL RLTY INV TR|CTDL|Citadel Derivatives Group Llc|5151
FRT|FEDERAL RLTY INV TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9602
FRT|FEDERAL RLTY INV TR|DADA|D.A. Davidson & Co.|342
FRT|FEDERAL RLTY INV TR|DAVA|Davenport & Company LLC|11
FRT|FEDERAL RLTY INV TR|DBAB|Deutsche Bank Securities Inc.|173882
FRT|FEDERAL RLTY INV TR|DBAX|Deutsche Bank Securities Inc.|74300
FRT|FEDERAL RLTY INV TR|DBUL|Deutsche Bank Securities Inc.|1100
FRT|FEDERAL RLTY INV TR|DEAN|MORGAN STANLEY|1406
FRT|FEDERAL RLTY INV TR|DEGS|RONIN PROFESSIONAL LLC|100
FRT|FEDERAL RLTY INV TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5961
FRT|FEDERAL RLTY INV TR|EBXL|EBX LLC|80800
FRT|FEDERAL RLTY INV TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|994
FRT|FEDERAL RLTY INV TR|EDJO|Edward D. Jones & Co., L.P.|108
FRT|FEDERAL RLTY INV TR|EGAM|CBOE TRADING, INC.|3858
FRT|FEDERAL RLTY INV TR|EGAW|CBOE TRADING, INC.|165
FRT|FEDERAL RLTY INV TR|EGMT|EG MARKET TECHNOLOGIES LLC|1919
FRT|FEDERAL RLTY INV TR|EGXM|CBOE TRADING, INC.|211
FRT|FEDERAL RLTY INV TR|ETBE|Electronic Transaction Clearing, Inc.|12325
FRT|FEDERAL RLTY INV TR|ETCC|Electronic Transaction Clearing, Inc.|534
FRT|FEDERAL RLTY INV TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19351
FRT|FEDERAL RLTY INV TR|ETRS|E*Trade Securities LLC|9271
FRT|FEDERAL RLTY INV TR|FBSB|U.S. Bancorp Investments, Inc.|55
FRT|FEDERAL RLTY INV TR|FILL|Tradestation Securities, Inc.|979
FRT|FEDERAL RLTY INV TR|FMAF|NBCN Inc./ CDS|175
FRT|FEDERAL RLTY INV TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7032
FRT|FEDERAL RLTY INV TR|FQLS|Quantlab Securities LP|104961
FRT|FEDERAL RLTY INV TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60924
FRT|FEDERAL RLTY INV TR|FTBR|Foliofn Investments, Inc.|591
FRT|FEDERAL RLTY INV TR|GEBB|GLOBAL EXECUTION BROKERS, LP|100
FRT|FEDERAL RLTY INV TR|GLPX|ACS EXECUTION SERVICES, LLC|5533
FRT|FEDERAL RLTY INV TR|GNAV|GREEN STREET TRADING, LLC|6010
FRT|FEDERAL RLTY INV TR|GSCO|GOLDMAN SACHS & CO. LLC|412508
FRT|FEDERAL RLTY INV TR|GSCS|GOLDMAN SACHS & CO. LLC|1220
FRT|FEDERAL RLTY INV TR|GSLT|GOLDMAN SACHS & CO. LLC|1521
FRT|FEDERAL RLTY INV TR|GTSZ|GTS SECURITIES LLC|44638
FRT|FEDERAL RLTY INV TR|HRBF|American Enterprise Investment Services Inc.|81
FRT|FEDERAL RLTY INV TR|HSBC|HSBC Securities, Inc.|200
FRT|FEDERAL RLTY INV TR|IATS|INTERACTIVE BROKERS LLC|2463
FRT|FEDERAL RLTY INV TR|IBKR|Interactive Brokers Llc|8105
FRT|FEDERAL RLTY INV TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|188
FRT|FEDERAL RLTY INV TR|ICBX|INSTINET, LLC|24224
FRT|FEDERAL RLTY INV TR|IEQY|CITADEL SECURITIES LLC|97998
FRT|FEDERAL RLTY INV TR|INCA|INSTINET, LLC|136694
FRT|FEDERAL RLTY INV TR|INJX|INSTINET, LLC|1882
FRT|FEDERAL RLTY INV TR|INTL|INTL FCSTONE FINANCIAL INC.|1883
FRT|FEDERAL RLTY INV TR|ITGI|ITG Inc.|15986
FRT|FEDERAL RLTY INV TR|ITGP|ITG INC.|25600
FRT|FEDERAL RLTY INV TR|JANY|Janney Montgomery Scott Inc.|152
FRT|FEDERAL RLTY INV TR|JEFF|JEFFERIES LLC|29551
FRT|FEDERAL RLTY INV TR|JMPT|JUMP TRADING, LLC|28812
FRT|FEDERAL RLTY INV TR|JONE|JonesTrading|10782
FRT|FEDERAL RLTY INV TR|JPBX|J.P. MORGAN SECURITIES LLC|18501
FRT|FEDERAL RLTY INV TR|JPMX|J.P. Morgan Securities LLC|167812
FRT|FEDERAL RLTY INV TR|JSJX|JANE STREET CAPITAL LLC|4797
FRT|FEDERAL RLTY INV TR|KBWI|Keefe, Bruyette & Woods, Inc.|100
FRT|FEDERAL RLTY INV TR|KCGM|VIRTU Americas LLC|12664
FRT|FEDERAL RLTY INV TR|LEHM|Barclays Capital Inc./Le|354560
FRT|FEDERAL RLTY INV TR|LIME|Lime Brokerage LLC|11746
FRT|FEDERAL RLTY INV TR|LSCI|Lek Securities Corporation|598
FRT|FEDERAL RLTY INV TR|MACQ|Macquarie Capital (USA) Inc.|100
FRT|FEDERAL RLTY INV TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40420
FRT|FEDERAL RLTY INV TR|MOTF|MOTIF INVESTING, INC.|6
FRT|FEDERAL RLTY INV TR|MSCO|MORGAN STANLEY & CO. LLC|600771
FRT|FEDERAL RLTY INV TR|MSPL|MORGAN STANLEY & CO. LLC|85400
FRT|FEDERAL RLTY INV TR|MSTX|MORGAN STANLEY & CO. LLC|23100
FRT|FEDERAL RLTY INV TR|NEUB|NEUBERGER BERMAN BD LLC|16
FRT|FEDERAL RLTY INV TR|NFSC|National Financial Services LLC|21794
FRT|FEDERAL RLTY INV TR|NITE|VIRTU Americas LLC|115909
FRT|FEDERAL RLTY INV TR|NITP|VIRTU Americas LLC|100
FRT|FEDERAL RLTY INV TR|NQRB|Brut, LLC|895
FRT|FEDERAL RLTY INV TR|NTRC|Northern Trust Securities, Inc.|400
FRT|FEDERAL RLTY INV TR|OPCO|Oppenheimer & Co. Inc.|86
FRT|FEDERAL RLTY INV TR|PDQM|CODA MARKETS, INC.|25351
FRT|FEDERAL RLTY INV TR|PHLY|NASDAQ Execution Services, LLC|1400
FRT|FEDERAL RLTY INV TR|PWJC|UBS Financial Services, Inc.|2720
FRT|FEDERAL RLTY INV TR|QMSR|QUATTRO M SECURITIES INC.|676
FRT|FEDERAL RLTY INV TR|RBCM|RBC CAPITAL MARKETS, LLC|871
FRT|FEDERAL RLTY INV TR|ROTH|Roth Capital Partners, LLC|700
FRT|FEDERAL RLTY INV TR|SAGL|SAGETRADER, LLC|2049
FRT|FEDERAL RLTY INV TR|SAGW|SAGETRADER, LLC|3
FRT|FEDERAL RLTY INV TR|SBSH|Citigroup Global Markets Inc.|45991
FRT|FEDERAL RLTY INV TR|SEIC|SEI Investments Distribution Co.|128
FRT|FEDERAL RLTY INV TR|SGMT|GOLDMAN SACHS & CO. LLC|44046
FRT|FEDERAL RLTY INV TR|SPDR|SPEEDROUTE LLC|1910
FRT|FEDERAL RLTY INV TR|SPHN|Stephens Inc.|956
FRT|FEDERAL RLTY INV TR|STFL|Stifel, Nicolaus & Company, Incorporated|4128
FRT|FEDERAL RLTY INV TR|STKP|STOCKPILE INVESTMENTS, INC.|14
FRT|FEDERAL RLTY INV TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2745
FRT|FEDERAL RLTY INV TR|SWIM|TD Ameritrade, Inc.|3465
FRT|FEDERAL RLTY INV TR|SWST|Hilltop Securities Inc.|252
FRT|FEDERAL RLTY INV TR|TKNG|ALLY INVEST SECURITIES LLC|759
FRT|FEDERAL RLTY INV TR|TRBT|Tradebot Systems, Inc.|64909
FRT|FEDERAL RLTY INV TR|TRCM|TRC MARKETS LLC|130727
FRT|FEDERAL RLTY INV TR|UBSA|UBS SECURITIES LLC|300880
FRT|FEDERAL RLTY INV TR|UBSS|UBS Securities LLC|415103
FRT|FEDERAL RLTY INV TR|VALX|VIRTU AMERICAS LLC|13350
FRT|FEDERAL RLTY INV TR|VGRD|Vanguard Marketing Corporation|1309
FRT|FEDERAL RLTY INV TR|WBPX|SUMMIT SECURITIES GROUP, LLC|317
FRT|FEDERAL RLTY INV TR|WCHV|WELLS FARGO SECURITIES, LLC|126894
FRT|FEDERAL RLTY INV TR|WDNX|WEEDEN & CO.L.P.|114
FRT|FEDERAL RLTY INV TR|WEED|Weeden & Co.L.P.|5123
FRT|FEDERAL RLTY INV TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12963
FRT|FEDERAL RLTY INV TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14966
FRT|FEDERAL RLTY INV TR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|613
FRT|FEDERAL RLTY INV TR|WSAG|WALL STREET ACCESS|1058
FRT|FEDERAL RLTY INV TR|WSEA|WOLVERINE SECURITIES, LLC|1392
FRT|FEDERAL RLTY INV TR|XIST|INSTINET, LLC|13782
FRT|FEDERAL RLTY INV TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|7742
FRT|FEDERAL RLTY INV TR|YKNA|COMHAR CAPITAL MARKETS, LLC|3356
FRT|FEDERAL RLTY INV TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|243
FRT$C|FEDERAL REALTY 5% C|AGIS|Aegis Capital Corp.|10879
FRT$C|FEDERAL REALTY 5% C|APCC|Apex Clearing Corporation|66
FRT$C|FEDERAL REALTY 5% C|BARD|Robert W. Baird & Co. Incorporated|1518
FRT$C|FEDERAL REALTY 5% C|BATM|CBOE TRADING, INC.|178
FRT$C|FEDERAL REALTY 5% C|BBNT|BB&T SECURITIES, LLC|400
FRT$C|FEDERAL REALTY 5% C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|424
FRT$C|FEDERAL REALTY 5% C|BNCH|The Benchmark Company, LLC|2328
FRT$C|FEDERAL REALTY 5% C|BTIG|BTIG, LLC|25
FRT$C|FEDERAL REALTY 5% C|CHAS|Charles Schwab & Co., Inc.|75
FRT$C|FEDERAL REALTY 5% C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|449
FRT$C|FEDERAL REALTY 5% C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
FRT$C|FEDERAL REALTY 5% C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11044
FRT$C|FEDERAL REALTY 5% C|DBAX|Deutsche Bank Securities Inc.|900
FRT$C|FEDERAL REALTY 5% C|DEAN|MORGAN STANLEY|676
FRT$C|FEDERAL REALTY 5% C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|61
FRT$C|FEDERAL REALTY 5% C|EBXL|EBX LLC|7200
FRT$C|FEDERAL REALTY 5% C|EDJO|Edward D. Jones & Co., L.P.|807
FRT$C|FEDERAL REALTY 5% C|ETRS|E*Trade Securities LLC|900
FRT$C|FEDERAL REALTY 5% C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|597
FRT$C|FEDERAL REALTY 5% C|GLPX|ACS EXECUTION SERVICES, LLC|175
FRT$C|FEDERAL REALTY 5% C|GSCO|GOLDMAN SACHS & CO. LLC|1556
FRT$C|FEDERAL REALTY 5% C|GSLT|GOLDMAN SACHS & CO. LLC|100
FRT$C|FEDERAL REALTY 5% C|GTSZ|GTS SECURITIES LLC|200
FRT$C|FEDERAL REALTY 5% C|HRBF|American Enterprise Investment Services Inc.|4436
FRT$C|FEDERAL REALTY 5% C|IATS|INTERACTIVE BROKERS LLC|2162
FRT$C|FEDERAL REALTY 5% C|IBKR|Interactive Brokers Llc|1691
FRT$C|FEDERAL REALTY 5% C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|600
FRT$C|FEDERAL REALTY 5% C|ICBX|INSTINET, LLC|5800
FRT$C|FEDERAL REALTY 5% C|INCA|INSTINET, LLC|779
FRT$C|FEDERAL REALTY 5% C|ITGI|ITG Inc.|190
FRT$C|FEDERAL REALTY 5% C|JEFF|JEFFERIES LLC|500
FRT$C|FEDERAL REALTY 5% C|JPMX|J.P. Morgan Securities LLC|6874
FRT$C|FEDERAL REALTY 5% C|JSEB|JANE STREET EXECUTION SERVICES, LLC|320
FRT$C|FEDERAL REALTY 5% C|KCGM|VIRTU Americas LLC|925
FRT$C|FEDERAL REALTY 5% C|LEHM|Barclays Capital Inc./Le|3000
FRT$C|FEDERAL REALTY 5% C|LIME|Lime Brokerage LLC|112
FRT$C|FEDERAL REALTY 5% C|MAXM|Maxim Group LLC|21
FRT$C|FEDERAL REALTY 5% C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
FRT$C|FEDERAL REALTY 5% C|MSCO|MORGAN STANLEY & CO. LLC|3205
FRT$C|FEDERAL REALTY 5% C|MSPL|MORGAN STANLEY & CO. LLC|700
FRT$C|FEDERAL REALTY 5% C|NFSC|National Financial Services LLC|3816
FRT$C|FEDERAL REALTY 5% C|NITE|VIRTU Americas LLC|26584
FRT$C|FEDERAL REALTY 5% C|PDQM|CODA MARKETS, INC.|450
FRT$C|FEDERAL REALTY 5% C|PWJC|UBS Financial Services, Inc.|5971
FRT$C|FEDERAL REALTY 5% C|RBCM|RBC CAPITAL MARKETS, LLC|302
FRT$C|FEDERAL REALTY 5% C|SBSH|Citigroup Global Markets Inc.|21
FRT$C|FEDERAL REALTY 5% C|SGMT|GOLDMAN SACHS & CO. LLC|4300
FRT$C|FEDERAL REALTY 5% C|STFL|Stifel, Nicolaus & Company, Incorporated|390
FRT$C|FEDERAL REALTY 5% C|UBSA|UBS SECURITIES LLC|6330
FRT$C|FEDERAL REALTY 5% C|UBSS|UBS Securities LLC|23509
FRT$C|FEDERAL REALTY 5% C|VGRD|Vanguard Marketing Corporation|1289
FRT$C|FEDERAL REALTY 5% C|WCHV|WELLS FARGO SECURITIES, LLC|51181
FRT$C|FEDERAL REALTY 5% C|WEDB|WEDBUSH SECURITIES INC.|95
FRT$C|FEDERAL REALTY 5% C|XSTM|NATIONAL FINANCIAL SERVICES LLC|7800
FRT$C|FEDERAL REALTY 5% C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
FRTA|FORTERRA INC CM|ALTX|Alternet Securities Inc.|3600
FRTA|FORTERRA INC CM|APCC|Apex Clearing Corporation|1696
FRTA|FORTERRA INC CM|BATM|CBOE TRADING, INC.|2211
FRTA|FORTERRA INC CM|BAYC|BAY CREST PARTNERS, LLC|260
FRTA|FORTERRA INC CM|BERN|Sanford C. Bernstein & Co., LLC|1369
FRTA|FORTERRA INC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2384
FRTA|FORTERRA INC CM|BMOC|BMO Capital Markets Corp.|2997
FRTA|FORTERRA INC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1275
FRTA|FORTERRA INC CM|BTIG|BTIG, LLC|61540
FRTA|FORTERRA INC CM|BYXM|CBOE TRADING, INC.|710
FRTA|FORTERRA INC CM|BZYD|GOLDMAN SACHS & CO. LLC|1473
FRTA|FORTERRA INC CM|CANT|Cantor Fitzgerald & Co.|600
FRTA|FORTERRA INC CM|CHAS|Charles Schwab & Co., Inc.|4608
FRTA|FORTERRA INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|129069
FRTA|FORTERRA INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
FRTA|FORTERRA INC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
FRTA|FORTERRA INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142597
FRTA|FORTERRA INC CM|CTDL|Citadel Derivatives Group Llc|2249
FRTA|FORTERRA INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|39698
FRTA|FORTERRA INC CM|DBAB|Deutsche Bank Securities Inc.|145408
FRTA|FORTERRA INC CM|DBAX|Deutsche Bank Securities Inc.|88000
FRTA|FORTERRA INC CM|DBUL|Deutsche Bank Securities Inc.|3470
FRTA|FORTERRA INC CM|DEAN|MORGAN STANLEY|1000
FRTA|FORTERRA INC CM|DEGS|RONIN PROFESSIONAL LLC|12688
FRTA|FORTERRA INC CM|EBXL|EBX LLC|79500
FRTA|FORTERRA INC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4246
FRTA|FORTERRA INC CM|EDJO|Edward D. Jones & Co., L.P.|50
FRTA|FORTERRA INC CM|EGAM|CBOE TRADING, INC.|4140
FRTA|FORTERRA INC CM|EGAW|CBOE TRADING, INC.|100
FRTA|FORTERRA INC CM|EGMT|EG MARKET TECHNOLOGIES LLC|700
FRTA|FORTERRA INC CM|EGXM|CBOE TRADING, INC.|2411
FRTA|FORTERRA INC CM|EGXW|CBOE TRADING, INC.|1071
FRTA|FORTERRA INC CM|ETBE|Electronic Transaction Clearing, Inc.|11961
FRTA|FORTERRA INC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6960
FRTA|FORTERRA INC CM|ETRS|E*Trade Securities LLC|343790
FRTA|FORTERRA INC CM|FBCO|Credit Suisse Securities (USA) LLC|170327
FRTA|FORTERRA INC CM|FILL|Tradestation Securities, Inc.|13880
FRTA|FORTERRA INC CM|FOMA|TD AMERITRADE CLEARING, INC.|229516
FRTA|FORTERRA INC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1740
FRTA|FORTERRA INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83097
FRTA|FORTERRA INC CM|FTBR|Foliofn Investments, Inc.|11
FRTA|FORTERRA INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6253
FRTA|FORTERRA INC CM|GLPX|ACS EXECUTION SERVICES, LLC|4784
FRTA|FORTERRA INC CM|GSCO|GOLDMAN SACHS & CO. LLC|438667
FRTA|FORTERRA INC CM|GSCS|GOLDMAN SACHS & CO. LLC|17877
FRTA|FORTERRA INC CM|GSLT|GOLDMAN SACHS & CO. LLC|2678
FRTA|FORTERRA INC CM|GTSZ|GTS SECURITIES LLC|8253
FRTA|FORTERRA INC CM|HSBC|HSBC Securities, Inc.|21655
FRTA|FORTERRA INC CM|IATS|INTERACTIVE BROKERS LLC|1835
FRTA|FORTERRA INC CM|IBKR|Interactive Brokers Llc|24245
FRTA|FORTERRA INC CM|ICBX|INSTINET, LLC|34800
FRTA|FORTERRA INC CM|IEQY|CITADEL SECURITIES LLC|28757
FRTA|FORTERRA INC CM|INCA|INSTINET, LLC|192830
FRTA|FORTERRA INC CM|INJX|INSTINET, LLC|20068
FRTA|FORTERRA INC CM|ITGI|ITG Inc.|7288
FRTA|FORTERRA INC CM|ITGP|ITG INC.|30200
FRTA|FORTERRA INC CM|JEFF|JEFFERIES LLC|85008
FRTA|FORTERRA INC CM|JMPT|JUMP TRADING, LLC|15782
FRTA|FORTERRA INC CM|JONE|JonesTrading|3440
FRTA|FORTERRA INC CM|JPBX|J.P. MORGAN SECURITIES LLC|7910
FRTA|FORTERRA INC CM|JPMX|J.P. Morgan Securities LLC|140302
FRTA|FORTERRA INC CM|JSJX|JANE STREET CAPITAL LLC|827
FRTA|FORTERRA INC CM|KCGM|VIRTU Americas LLC|7130
FRTA|FORTERRA INC CM|KEYB|KEYBANC CAPITAL MARKETS INC.|1506
FRTA|FORTERRA INC CM|KWIL|KEY WEST INVESTMENTS, LLC|2692
FRTA|FORTERRA INC CM|LEHM|Barclays Capital Inc./Le|254054
FRTA|FORTERRA INC CM|LIME|Lime Brokerage LLC|116662
FRTA|FORTERRA INC CM|LMGP|LIME BROKERAGE LLC|19700
FRTA|FORTERRA INC CM|LQNA|LIQUIDNET, INC.|36400
FRTA|FORTERRA INC CM|MAXM|Maxim Group LLC|2006
FRTA|FORTERRA INC CM|MBTS|ALLY INVEST SECURITIES LLC|1500
FRTA|FORTERRA INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42000
FRTA|FORTERRA INC CM|MOTF|MOTIF INVESTING, INC.|7
FRTA|FORTERRA INC CM|MSCO|MORGAN STANLEY & CO. LLC|700050
FRTA|FORTERRA INC CM|MSPL|MORGAN STANLEY & CO. LLC|78300
FRTA|FORTERRA INC CM|MSTX|MORGAN STANLEY & CO. LLC|43200
FRTA|FORTERRA INC CM|NATL|National Securities Corporation|200
FRTA|FORTERRA INC CM|NBCS|NBC Securities, INC.|200
FRTA|FORTERRA INC CM|NFSC|National Financial Services LLC|112852
FRTA|FORTERRA INC CM|NITE|VIRTU Americas LLC|341450
FRTA|FORTERRA INC CM|NITP|VIRTU Americas LLC|4200
FRTA|FORTERRA INC CM|NQRB|Brut, LLC|10284
FRTA|FORTERRA INC CM|NTRC|Northern Trust Securities, Inc.|4
FRTA|FORTERRA INC CM|OPCO|Oppenheimer & Co. Inc.|8525
FRTA|FORTERRA INC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|98
FRTA|FORTERRA INC CM|PCPT|PHILLIP CAPITAL INC.|200
FRTA|FORTERRA INC CM|PDQM|CODA MARKETS, INC.|16172
FRTA|FORTERRA INC CM|RBCM|RBC CAPITAL MARKETS, LLC|17798
FRTA|FORTERRA INC CM|SAGL|SAGETRADER, LLC|10697
FRTA|FORTERRA INC CM|SBSH|Citigroup Global Markets Inc.|215499
FRTA|FORTERRA INC CM|SGMT|GOLDMAN SACHS & CO. LLC|42760
FRTA|FORTERRA INC CM|SPDR|SPEEDROUTE LLC|1900
FRTA|FORTERRA INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|900
FRTA|FORTERRA INC CM|SWIM|TD Ameritrade, Inc.|7656
FRTA|FORTERRA INC CM|SWST|Hilltop Securities Inc.|2300
FRTA|FORTERRA INC CM|TKNG|ALLY INVEST SECURITIES LLC|812
FRTA|FORTERRA INC CM|TRBT|Tradebot Systems, Inc.|76292
FRTA|FORTERRA INC CM|TRCM|TRC MARKETS LLC|45140
FRTA|FORTERRA INC CM|UBSA|UBS SECURITIES LLC|218190
FRTA|FORTERRA INC CM|UBSS|UBS Securities LLC|307426
FRTA|FORTERRA INC CM|VALX|VIRTU AMERICAS LLC|2220
FRTA|FORTERRA INC CM|VGRD|Vanguard Marketing Corporation|38482
FRTA|FORTERRA INC CM|WBPX|SUMMIT SECURITIES GROUP, LLC|980
FRTA|FORTERRA INC CM|WCHV|WELLS FARGO SECURITIES, LLC|8945
FRTA|FORTERRA INC CM|WEED|Weeden & Co.L.P.|16240
FRTA|FORTERRA INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2747
FRTA|FORTERRA INC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21228
FRTA|FORTERRA INC CM|WFPB|Wells Fargo Securities, LLC.|450
FRTA|FORTERRA INC CM|WGIF|CIBC World Markets Inc.|374
FRTA|FORTERRA INC CM|WSEA|WOLVERINE SECURITIES, LLC|10954
FRTA|FORTERRA INC CM|XIST|INSTINET, LLC|2800
FRTA|FORTERRA INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|12822
FRTA|FORTERRA INC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
FRTA|FORTERRA INC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
FSAC|FED STREET ACQ CM|BAYC|BAY CREST PARTNERS, LLC|18
FSAC|FED STREET ACQ CM|DBAB|Deutsche Bank Securities Inc.|1
FSAC|FED STREET ACQ CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
FSAC|FED STREET ACQ CM|GSCO|GOLDMAN SACHS & CO. LLC|24
FSAC|FED STREET ACQ CM|ITGI|ITG Inc.|1200
FSAC|FED STREET ACQ CM|LIME|Lime Brokerage LLC|238
FSAC|FED STREET ACQ CM|MITR|GMP SECURITIES, LLC|74200
FSAC|FED STREET ACQ CM|NFSC|National Financial Services LLC|1000
FSAC|FED STREET ACQ CM|NITE|VIRTU Americas LLC|1018
FSACU|FED STREET ACQ UNIT|BAYT|BTIG, LLC|119
FSACU|FED STREET ACQ UNIT|FBCO|Credit Suisse Securities (USA) LLC|60021
FSACU|FED STREET ACQ UNIT|IATS|INTERACTIVE BROKERS LLC|100
FSACU|FED STREET ACQ UNIT|IBKR|Interactive Brokers Llc|473
FSACU|FED STREET ACQ UNIT|INJX|INSTINET, LLC|5000
FSACU|FED STREET ACQ UNIT|JEFF|JEFFERIES LLC|7800
FSACU|FED STREET ACQ UNIT|JONE|JonesTrading|42
FSACU|FED STREET ACQ UNIT|LIME|Lime Brokerage LLC|225
FSACU|FED STREET ACQ UNIT|MSCO|MORGAN STANLEY & CO. LLC|39600
FSACU|FED STREET ACQ UNIT|NITE|VIRTU Americas LLC|1021
FSACU|FED STREET ACQ UNIT|TDSI|TD Securities (USA) LLC|15000
FSACU|FED STREET ACQ UNIT|UBSS|UBS Securities LLC|579
FSACW|FED STREET ACQ WRNT|CANT|Cantor Fitzgerald & Co.|25000
FSACW|FED STREET ACQ WRNT|MPSG|E D & F Man Capital Markets Inc.|150000
FSB|FRANKLIN FINL NTWORK|ANOS|ABEL/NOSER, L.L.C.|103
FSB|FRANKLIN FINL NTWORK|APCC|Apex Clearing Corporation|204
FSB|FRANKLIN FINL NTWORK|BANK|Primevest Financial Services, Inc.|159
FSB|FRANKLIN FINL NTWORK|BATM|CBOE TRADING, INC.|1758
FSB|FRANKLIN FINL NTWORK|BERN|Sanford C. Bernstein & Co., LLC|5817
FSB|FRANKLIN FINL NTWORK|BIDS|BIDS TRADING L.P.|600
FSB|FRANKLIN FINL NTWORK|BLKX|INSTINET, LLC|10000
FSB|FRANKLIN FINL NTWORK|BNPX|BNP PARIBAS SECURITIES CORP.|6482
FSB|FRANKLIN FINL NTWORK|BZYD|GOLDMAN SACHS & CO. LLC|2500
FSB|FRANKLIN FINL NTWORK|CANT|Cantor Fitzgerald & Co.|100
FSB|FRANKLIN FINL NTWORK|CHAS|Charles Schwab & Co., Inc.|500
FSB|FRANKLIN FINL NTWORK|CMPT|Compass Point Research & Trading, LLC|11990
FSB|FRANKLIN FINL NTWORK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23216
FSB|FRANKLIN FINL NTWORK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
FSB|FRANKLIN FINL NTWORK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2605
FSB|FRANKLIN FINL NTWORK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|124286
FSB|FRANKLIN FINL NTWORK|CTDL|Citadel Derivatives Group Llc|2692
FSB|FRANKLIN FINL NTWORK|CXCX|CITIGROUP GLOBAL MARKETS INC.|14274
FSB|FRANKLIN FINL NTWORK|DBAB|Deutsche Bank Securities Inc.|45263
FSB|FRANKLIN FINL NTWORK|DBAX|Deutsche Bank Securities Inc.|127400
FSB|FRANKLIN FINL NTWORK|DCHF|Dart Executions, LLC|161
FSB|FRANKLIN FINL NTWORK|DEAN|MORGAN STANLEY|100
FSB|FRANKLIN FINL NTWORK|DEGS|RONIN PROFESSIONAL LLC|770
FSB|FRANKLIN FINL NTWORK|EBXL|EBX LLC|32900
FSB|FRANKLIN FINL NTWORK|ECUT|CONVERGEX EXECUTION SOLUTIONS|26047
FSB|FRANKLIN FINL NTWORK|EDJO|Edward D. Jones & Co., L.P.|1196
FSB|FRANKLIN FINL NTWORK|EGAM|CBOE TRADING, INC.|4142
FSB|FRANKLIN FINL NTWORK|EGXW|CBOE TRADING, INC.|103
FSB|FRANKLIN FINL NTWORK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
FSB|FRANKLIN FINL NTWORK|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
FSB|FRANKLIN FINL NTWORK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1375
FSB|FRANKLIN FINL NTWORK|ETRS|E*Trade Securities LLC|3908
FSB|FRANKLIN FINL NTWORK|FILL|Tradestation Securities, Inc.|100
FSB|FRANKLIN FINL NTWORK|FMAF|NBCN Inc./ CDS|425
FSB|FRANKLIN FINL NTWORK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1565
FSB|FRANKLIN FINL NTWORK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16755
FSB|FRANKLIN FINL NTWORK|FTBR|Foliofn Investments, Inc.|2559
FSB|FRANKLIN FINL NTWORK|GLIS|TD Securities Inc|215
FSB|FRANKLIN FINL NTWORK|GLPX|ACS EXECUTION SERVICES, LLC|605
FSB|FRANKLIN FINL NTWORK|GSCO|GOLDMAN SACHS & CO. LLC|257029
FSB|FRANKLIN FINL NTWORK|GSCS|GOLDMAN SACHS & CO. LLC|5544
FSB|FRANKLIN FINL NTWORK|GSLT|GOLDMAN SACHS & CO. LLC|3018
FSB|FRANKLIN FINL NTWORK|GTSZ|GTS SECURITIES LLC|21107
FSB|FRANKLIN FINL NTWORK|HSBC|HSBC Securities, Inc.|900
FSB|FRANKLIN FINL NTWORK|IATS|INTERACTIVE BROKERS LLC|2374
FSB|FRANKLIN FINL NTWORK|IBKR|Interactive Brokers Llc|16413
FSB|FRANKLIN FINL NTWORK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|54
FSB|FRANKLIN FINL NTWORK|ICBX|INSTINET, LLC|28161
FSB|FRANKLIN FINL NTWORK|IEQY|CITADEL SECURITIES LLC|9348
FSB|FRANKLIN FINL NTWORK|INCA|INSTINET, LLC|41158
FSB|FRANKLIN FINL NTWORK|INJX|INSTINET, LLC|3920
FSB|FRANKLIN FINL NTWORK|ITGI|ITG Inc.|10922
FSB|FRANKLIN FINL NTWORK|ITGP|ITG INC.|69600
FSB|FRANKLIN FINL NTWORK|JEFF|JEFFERIES LLC|6930
FSB|FRANKLIN FINL NTWORK|JMPT|JUMP TRADING, LLC|3060
FSB|FRANKLIN FINL NTWORK|JPBX|J.P. MORGAN SECURITIES LLC|27697
FSB|FRANKLIN FINL NTWORK|JPMX|J.P. Morgan Securities LLC|191808
FSB|FRANKLIN FINL NTWORK|JSJX|JANE STREET CAPITAL LLC|5650
FSB|FRANKLIN FINL NTWORK|KCGM|VIRTU Americas LLC|14758
FSB|FRANKLIN FINL NTWORK|LEHM|Barclays Capital Inc./Le|137031
FSB|FRANKLIN FINL NTWORK|LIME|Lime Brokerage LLC|7804
FSB|FRANKLIN FINL NTWORK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
FSB|FRANKLIN FINL NTWORK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77336
FSB|FRANKLIN FINL NTWORK|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1440
FSB|FRANKLIN FINL NTWORK|MSCO|MORGAN STANLEY & CO. LLC|137113
FSB|FRANKLIN FINL NTWORK|MSPL|MORGAN STANLEY & CO. LLC|85000
FSB|FRANKLIN FINL NTWORK|MSTX|MORGAN STANLEY & CO. LLC|10200
FSB|FRANKLIN FINL NTWORK|NFSC|National Financial Services LLC|24390
FSB|FRANKLIN FINL NTWORK|NITE|VIRTU Americas LLC|98082
FSB|FRANKLIN FINL NTWORK|NITP|VIRTU Americas LLC|920
FSB|FRANKLIN FINL NTWORK|NQRB|Brut, LLC|541
FSB|FRANKLIN FINL NTWORK|PDQM|CODA MARKETS, INC.|13247
FSB|FRANKLIN FINL NTWORK|SAGL|SAGETRADER, LLC|1130
FSB|FRANKLIN FINL NTWORK|SBSH|Citigroup Global Markets Inc.|31965
FSB|FRANKLIN FINL NTWORK|SCMC|Scotia Capital Markets (USA) Inc.|1700
FSB|FRANKLIN FINL NTWORK|SGMT|GOLDMAN SACHS & CO. LLC|45123
FSB|FRANKLIN FINL NTWORK|SPDR|SPEEDROUTE LLC|23500
FSB|FRANKLIN FINL NTWORK|SSBS|STATE STREET GLOBAL MARKETS, LLC|19700
FSB|FRANKLIN FINL NTWORK|STFL|Stifel, Nicolaus & Company, Incorporated|6134
FSB|FRANKLIN FINL NTWORK|SWIM|TD Ameritrade, Inc.|2037
FSB|FRANKLIN FINL NTWORK|TKNG|ALLY INVEST SECURITIES LLC|477
FSB|FRANKLIN FINL NTWORK|TMBR|Timber Hill LLC|22
FSB|FRANKLIN FINL NTWORK|TRBT|Tradebot Systems, Inc.|3520
FSB|FRANKLIN FINL NTWORK|TRCM|TRC MARKETS LLC|8175
FSB|FRANKLIN FINL NTWORK|UBSS|UBS Securities LLC|252058
FSB|FRANKLIN FINL NTWORK|VALX|VIRTU AMERICAS LLC|8544
FSB|FRANKLIN FINL NTWORK|VGRD|Vanguard Marketing Corporation|4713
FSB|FRANKLIN FINL NTWORK|WCHV|WELLS FARGO SECURITIES, LLC|6547
FSB|FRANKLIN FINL NTWORK|WEDB|WEDBUSH SECURITIES INC.|2492
FSB|FRANKLIN FINL NTWORK|WEED|Weeden & Co.L.P.|3500
FSB|FRANKLIN FINL NTWORK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|335
FSB|FRANKLIN FINL NTWORK|WGIF|CIBC World Markets Inc.|110
FSB|FRANKLIN FINL NTWORK|WSEA|WOLVERINE SECURITIES, LLC|612
FSB|FRANKLIN FINL NTWORK|XIST|INSTINET, LLC|10702
FSB|FRANKLIN FINL NTWORK|XPQR|Jump Trading|100
FSB|FRANKLIN FINL NTWORK|XSTM|NATIONAL FINANCIAL SERVICES LLC|18560
FSB|FRANKLIN FINL NTWORK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4488
FSBC|FSB BANCORP CMN|BNKS|Fig Partners, LLC|3001
FSBC|FSB BANCORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
FSBC|FSB BANCORP CMN|EBXL|EBX LLC|100
FSBC|FSB BANCORP CMN|EGXM|CBOE TRADING, INC.|100
FSBC|FSB BANCORP CMN|FBCO|Credit Suisse Securities (USA) LLC|400
FSBC|FSB BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|2427
FSBC|FSB BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33
FSBC|FSB BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|518
FSBC|FSB BANCORP CMN|HOVD|HOVDE GROUP, LLC|1555
FSBC|FSB BANCORP CMN|IBKR|Interactive Brokers Llc|1005
FSBC|FSB BANCORP CMN|INCA|INSTINET, LLC|10
FSBC|FSB BANCORP CMN|ITGI|ITG Inc.|2050
FSBC|FSB BANCORP CMN|KBWI|Keefe, Bruyette & Woods, Inc.|67
FSBC|FSB BANCORP CMN|LEHM|Barclays Capital Inc./Le|219
FSBC|FSB BANCORP CMN|LIME|Lime Brokerage LLC|2021
FSBC|FSB BANCORP CMN|MOTF|MOTIF INVESTING, INC.|1
FSBC|FSB BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|450
FSBC|FSB BANCORP CMN|NFSC|National Financial Services LLC|304
FSBC|FSB BANCORP CMN|NITE|VIRTU Americas LLC|2750
FSBC|FSB BANCORP CMN|SWIM|TD Ameritrade, Inc.|1943
FSBC|FSB BANCORP CMN|TRCM|TRC MARKETS LLC|235
FSBC|FSB BANCORP CMN|UBSS|UBS Securities LLC|2184
FSBC|FSB BANCORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|301
FSBW|FS BANCORP, INC.|ALTX|Alternet Securities Inc.|1538
FSBW|FS BANCORP, INC.|APCC|Apex Clearing Corporation|34
FSBW|FS BANCORP, INC.|BARD|Robert W. Baird & Co. Incorporated|1
FSBW|FS BANCORP, INC.|BATM|CBOE TRADING, INC.|868
FSBW|FS BANCORP, INC.|BAYC|BAY CREST PARTNERS, LLC|2698
FSBW|FS BANCORP, INC.|BAYT|BTIG, LLC|200
FSBW|FS BANCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|4345
FSBW|FS BANCORP, INC.|BMOC|BMO Capital Markets Corp.|238
FSBW|FS BANCORP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|356
FSBW|FS BANCORP, INC.|BTIG|BTIG, LLC|89
FSBW|FS BANCORP, INC.|BYXM|CBOE TRADING, INC.|100
FSBW|FS BANCORP, INC.|CHAS|Charles Schwab & Co., Inc.|600
FSBW|FS BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2491
FSBW|FS BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22939
FSBW|FS BANCORP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15146
FSBW|FS BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5693
FSBW|FS BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|1170
FSBW|FS BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|20
FSBW|FS BANCORP, INC.|DADA|D.A. Davidson & Co.|30100
FSBW|FS BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|58225
FSBW|FS BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|7200
FSBW|FS BANCORP, INC.|DBUL|Deutsche Bank Securities Inc.|129
FSBW|FS BANCORP, INC.|DRWK|DRW SECURITIES, L.L.C.|313
FSBW|FS BANCORP, INC.|EBXL|EBX LLC|2200
FSBW|FS BANCORP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|83
FSBW|FS BANCORP, INC.|EDJO|Edward D. Jones & Co., L.P.|25
FSBW|FS BANCORP, INC.|EGAM|CBOE TRADING, INC.|191
FSBW|FS BANCORP, INC.|EGXM|CBOE TRADING, INC.|75
FSBW|FS BANCORP, INC.|ETBE|Electronic Transaction Clearing, Inc.|4947
FSBW|FS BANCORP, INC.|ETRS|E*Trade Securities LLC|1627
FSBW|FS BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|11516
FSBW|FS BANCORP, INC.|FILL|Tradestation Securities, Inc.|100
FSBW|FS BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|30749
FSBW|FS BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7886
FSBW|FS BANCORP, INC.|FTBR|Foliofn Investments, Inc.|104
FSBW|FS BANCORP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1137
FSBW|FS BANCORP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3874
FSBW|FS BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|132757
FSBW|FS BANCORP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1785
FSBW|FS BANCORP, INC.|GTSZ|GTS SECURITIES LLC|16585
FSBW|FS BANCORP, INC.|HRBF|American Enterprise Investment Services Inc.|122
FSBW|FS BANCORP, INC.|IATS|INTERACTIVE BROKERS LLC|1579
FSBW|FS BANCORP, INC.|IBKR|Interactive Brokers Llc|9762
FSBW|FS BANCORP, INC.|ICBX|INSTINET, LLC|300
FSBW|FS BANCORP, INC.|IEQY|CITADEL SECURITIES LLC|310
FSBW|FS BANCORP, INC.|INCA|INSTINET, LLC|23249
FSBW|FS BANCORP, INC.|INJX|INSTINET, LLC|960
FSBW|FS BANCORP, INC.|ITGI|ITG Inc.|3630
FSBW|FS BANCORP, INC.|ITGP|ITG INC.|15800
FSBW|FS BANCORP, INC.|JEFF|JEFFERIES LLC|3234
FSBW|FS BANCORP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|300
FSBW|FS BANCORP, INC.|JPMX|J.P. Morgan Securities LLC|21621
FSBW|FS BANCORP, INC.|JSJX|JANE STREET CAPITAL LLC|3884
FSBW|FS BANCORP, INC.|KCGM|VIRTU Americas LLC|784
FSBW|FS BANCORP, INC.|LEHM|Barclays Capital Inc./Le|38999
FSBW|FS BANCORP, INC.|LIME|Lime Brokerage LLC|11543
FSBW|FS BANCORP, INC.|LMGP|LIME BROKERAGE LLC|4045
FSBW|FS BANCORP, INC.|MAXM|Maxim Group LLC|160
FSBW|FS BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
FSBW|FS BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|127521
FSBW|FS BANCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|5300
FSBW|FS BANCORP, INC.|MSTX|MORGAN STANLEY & CO. LLC|400
FSBW|FS BANCORP, INC.|NFSC|National Financial Services LLC|3779
FSBW|FS BANCORP, INC.|NITE|VIRTU Americas LLC|23019
FSBW|FS BANCORP, INC.|NQRB|Brut, LLC|100
FSBW|FS BANCORP, INC.|PDQM|CODA MARKETS, INC.|7221
FSBW|FS BANCORP, INC.|RAJA|Raymond James & Associates, Inc.|620
FSBW|FS BANCORP, INC.|SBSH|Citigroup Global Markets Inc.|12150
FSBW|FS BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|3905
FSBW|FS BANCORP, INC.|SPDR|SPEEDROUTE LLC|10443
FSBW|FS BANCORP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|15909
FSBW|FS BANCORP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|901
FSBW|FS BANCORP, INC.|SWIM|TD Ameritrade, Inc.|100
FSBW|FS BANCORP, INC.|SWST|Hilltop Securities Inc.|202
FSBW|FS BANCORP, INC.|TKNG|ALLY INVEST SECURITIES LLC|80
FSBW|FS BANCORP, INC.|TRBT|Tradebot Systems, Inc.|780
FSBW|FS BANCORP, INC.|TRCM|TRC MARKETS LLC|3841
FSBW|FS BANCORP, INC.|UBSA|UBS SECURITIES LLC|4340
FSBW|FS BANCORP, INC.|UBSS|UBS Securities LLC|89337
FSBW|FS BANCORP, INC.|VALX|VIRTU AMERICAS LLC|3036
FSBW|FS BANCORP, INC.|VGRD|Vanguard Marketing Corporation|93
FSBW|FS BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|5012
FSBW|FS BANCORP, INC.|WDNX|WEEDEN & CO.L.P.|438
FSBW|FS BANCORP, INC.|WEED|Weeden & Co.L.P.|64
FSBW|FS BANCORP, INC.|WSEA|WOLVERINE SECURITIES, LLC|178
FSBW|FS BANCORP, INC.|XIST|INSTINET, LLC|9800
FSBW|FS BANCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FSBW|FS BANCORP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|909
FSCT|FORESCOUT TECH CM|ACPL|American Capital Partners, LLC|1900
FSCT|FORESCOUT TECH CM|ALTX|Alternet Securities Inc.|8900
FSCT|FORESCOUT TECH CM|ANDG|Andrew Garrett Inc.|3000
FSCT|FORESCOUT TECH CM|ANOS|ABEL/NOSER, L.L.C.|1825
FSCT|FORESCOUT TECH CM|APCC|Apex Clearing Corporation|6200
FSCT|FORESCOUT TECH CM|BALE|M&T SECURITIES, INC.|281
FSCT|FORESCOUT TECH CM|BATM|CBOE TRADING, INC.|8136
FSCT|FORESCOUT TECH CM|BBNT|BB&T SECURITIES, LLC|250
FSCT|FORESCOUT TECH CM|BERN|Sanford C. Bernstein & Co., LLC|151812
FSCT|FORESCOUT TECH CM|BIDS|BIDS TRADING L.P.|11500
FSCT|FORESCOUT TECH CM|BIMI|Banca IMI Securities Corp.|480
FSCT|FORESCOUT TECH CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1396
FSCT|FORESCOUT TECH CM|BLKX|INSTINET, LLC|111200
FSCT|FORESCOUT TECH CM|BMOC|BMO Capital Markets Corp.|2635
FSCT|FORESCOUT TECH CM|BNPX|BNP PARIBAS SECURITIES CORP.|2352
FSCT|FORESCOUT TECH CM|BTIG|BTIG, LLC|14749
FSCT|FORESCOUT TECH CM|BYXM|CBOE TRADING, INC.|526
FSCT|FORESCOUT TECH CM|CANT|Cantor Fitzgerald & Co.|13123
FSCT|FORESCOUT TECH CM|CHAS|Charles Schwab & Co., Inc.|4530
FSCT|FORESCOUT TECH CM|CLSA|CLSA AMERICAS, LLC|113996
FSCT|FORESCOUT TECH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|147670
FSCT|FORESCOUT TECH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11180
FSCT|FORESCOUT TECH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10291
FSCT|FORESCOUT TECH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|316572
FSCT|FORESCOUT TECH CM|CTDE|CHOICETRADE|12
FSCT|FORESCOUT TECH CM|CTDL|Citadel Derivatives Group Llc|29600
FSCT|FORESCOUT TECH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|44610
FSCT|FORESCOUT TECH CM|DBAB|Deutsche Bank Securities Inc.|621236
FSCT|FORESCOUT TECH CM|DBAX|Deutsche Bank Securities Inc.|242400
FSCT|FORESCOUT TECH CM|DBUL|Deutsche Bank Securities Inc.|200
FSCT|FORESCOUT TECH CM|DCHF|Dart Executions, LLC|7124
FSCT|FORESCOUT TECH CM|DEAN|MORGAN STANLEY|80231
FSCT|FORESCOUT TECH CM|DEGS|RONIN PROFESSIONAL LLC|19989
FSCT|FORESCOUT TECH CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10406
FSCT|FORESCOUT TECH CM|EBXL|EBX LLC|119300
FSCT|FORESCOUT TECH CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|7130
FSCT|FORESCOUT TECH CM|EDJO|Edward D. Jones & Co., L.P.|23264
FSCT|FORESCOUT TECH CM|EGAM|CBOE TRADING, INC.|40327
FSCT|FORESCOUT TECH CM|EGAW|CBOE TRADING, INC.|100
FSCT|FORESCOUT TECH CM|EGMT|EG MARKET TECHNOLOGIES LLC|1010
FSCT|FORESCOUT TECH CM|EGXM|CBOE TRADING, INC.|4226
FSCT|FORESCOUT TECH CM|EGXW|CBOE TRADING, INC.|160
FSCT|FORESCOUT TECH CM|ESPO|ESPOSITO SECURITIES, LLC|100338
FSCT|FORESCOUT TECH CM|ETBE|Electronic Transaction Clearing, Inc.|42055
FSCT|FORESCOUT TECH CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
FSCT|FORESCOUT TECH CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|43
FSCT|FORESCOUT TECH CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55618
FSCT|FORESCOUT TECH CM|ETRS|E*Trade Securities LLC|472803
FSCT|FORESCOUT TECH CM|FBCO|Credit Suisse Securities (USA) LLC|386109
FSCT|FORESCOUT TECH CM|FBSB|U.S. Bancorp Investments, Inc.|100
FSCT|FORESCOUT TECH CM|FILL|Tradestation Securities, Inc.|3860
FSCT|FORESCOUT TECH CM|FMAF|NBCN Inc./ CDS|1038
FSCT|FORESCOUT TECH CM|FOMA|TD AMERITRADE CLEARING, INC.|213312
FSCT|FORESCOUT TECH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133552
FSCT|FORESCOUT TECH CM|FTBR|Foliofn Investments, Inc.|2144
FSCT|FORESCOUT TECH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|39827
FSCT|FORESCOUT TECH CM|GLPX|ACS EXECUTION SERVICES, LLC|35416
FSCT|FORESCOUT TECH CM|GSCO|GOLDMAN SACHS & CO. LLC|1578138
FSCT|FORESCOUT TECH CM|GSCS|GOLDMAN SACHS & CO. LLC|110963
FSCT|FORESCOUT TECH CM|GSLT|GOLDMAN SACHS & CO. LLC|6056
FSCT|FORESCOUT TECH CM|GTSZ|GTS SECURITIES LLC|34731
FSCT|FORESCOUT TECH CM|HRBF|American Enterprise Investment Services Inc.|6068
FSCT|FORESCOUT TECH CM|HSBC|HSBC Securities, Inc.|14764
FSCT|FORESCOUT TECH CM|IATS|INTERACTIVE BROKERS LLC|16684
FSCT|FORESCOUT TECH CM|IBKR|Interactive Brokers Llc|242583
FSCT|FORESCOUT TECH CM|ICBX|INSTINET, LLC|32800
FSCT|FORESCOUT TECH CM|IEQY|CITADEL SECURITIES LLC|97026
FSCT|FORESCOUT TECH CM|INCA|INSTINET, LLC|526080
FSCT|FORESCOUT TECH CM|INJX|INSTINET, LLC|18074
FSCT|FORESCOUT TECH CM|ITGI|ITG Inc.|38249
FSCT|FORESCOUT TECH CM|ITGP|ITG INC.|90800
FSCT|FORESCOUT TECH CM|JEFF|JEFFERIES LLC|146027
FSCT|FORESCOUT TECH CM|JMPT|JUMP TRADING, LLC|77260
FSCT|FORESCOUT TECH CM|JPBX|J.P. MORGAN SECURITIES LLC|43209
FSCT|FORESCOUT TECH CM|JPMX|J.P. Morgan Securities LLC|399347
FSCT|FORESCOUT TECH CM|JSJX|JANE STREET CAPITAL LLC|14456
FSCT|FORESCOUT TECH CM|KCGM|VIRTU Americas LLC|42477
FSCT|FORESCOUT TECH CM|KEYB|KEYBANC CAPITAL MARKETS INC.|20610
FSCT|FORESCOUT TECH CM|LEHM|Barclays Capital Inc./Le|1229573
FSCT|FORESCOUT TECH CM|LIME|Lime Brokerage LLC|145533
FSCT|FORESCOUT TECH CM|LMGP|LIME BROKERAGE LLC|1080
FSCT|FORESCOUT TECH CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|32800
FSCT|FORESCOUT TECH CM|LOOP|Loop Capital Markets LLC|3604
FSCT|FORESCOUT TECH CM|LQNA|LIQUIDNET, INC.|15000
FSCT|FORESCOUT TECH CM|LSCI|Lek Securities Corporation|2495
FSCT|FORESCOUT TECH CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
FSCT|FORESCOUT TECH CM|MACQ|Macquarie Capital (USA) Inc.|2344
FSCT|FORESCOUT TECH CM|MAVB|Great Point Capital LLC|69
FSCT|FORESCOUT TECH CM|MAXM|Maxim Group LLC|1969
FSCT|FORESCOUT TECH CM|MBTS|ALLY INVEST SECURITIES LLC|350
FSCT|FORESCOUT TECH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128182
FSCT|FORESCOUT TECH CM|MOTF|MOTIF INVESTING, INC.|36
FSCT|FORESCOUT TECH CM|MSCO|MORGAN STANLEY & CO. LLC|3478225
FSCT|FORESCOUT TECH CM|MSPL|MORGAN STANLEY & CO. LLC|276500
FSCT|FORESCOUT TECH CM|MSTX|MORGAN STANLEY & CO. LLC|110400
FSCT|FORESCOUT TECH CM|NEED|Needham & Company, LLC|100
FSCT|FORESCOUT TECH CM|NFSC|National Financial Services LLC|217418
FSCT|FORESCOUT TECH CM|NITE|VIRTU Americas LLC|553867
FSCT|FORESCOUT TECH CM|NITP|VIRTU Americas LLC|3468
FSCT|FORESCOUT TECH CM|NQRB|Brut, LLC|51797
FSCT|FORESCOUT TECH CM|NTRC|Northern Trust Securities, Inc.|400
FSCT|FORESCOUT TECH CM|OPCO|Oppenheimer & Co. Inc.|15028
FSCT|FORESCOUT TECH CM|PCPT|PHILLIP CAPITAL INC.|2692
FSCT|FORESCOUT TECH CM|PDQM|CODA MARKETS, INC.|160036
FSCT|FORESCOUT TECH CM|PIPR|Piper Jaffray & Co.|5000
FSCT|FORESCOUT TECH CM|PWJC|UBS Financial Services, Inc.|10635
FSCT|FORESCOUT TECH CM|RAJA|Raymond James & Associates, Inc.|9427
FSCT|FORESCOUT TECH CM|RBCM|RBC CAPITAL MARKETS, LLC|16087
FSCT|FORESCOUT TECH CM|RGLD|Regal Securities, Inc|300
FSCT|FORESCOUT TECH CM|SAGL|SAGETRADER, LLC|7266
FSCT|FORESCOUT TECH CM|SBSH|Citigroup Global Markets Inc.|174137
FSCT|FORESCOUT TECH CM|SGMT|GOLDMAN SACHS & CO. LLC|153190
FSCT|FORESCOUT TECH CM|SPDR|SPEEDROUTE LLC|6805
FSCT|FORESCOUT TECH CM|SPHN|Stephens Inc.|2160
FSCT|FORESCOUT TECH CM|SPTD|MINT GLOBAL MARKETS, INC.|6200
FSCT|FORESCOUT TECH CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
FSCT|FORESCOUT TECH CM|STFL|Stifel, Nicolaus & Company, Incorporated|17122
FSCT|FORESCOUT TECH CM|SWIM|TD Ameritrade, Inc.|156940
FSCT|FORESCOUT TECH CM|SWST|Hilltop Securities Inc.|150
FSCT|FORESCOUT TECH CM|TKNG|ALLY INVEST SECURITIES LLC|1070
FSCT|FORESCOUT TECH CM|TRBT|Tradebot Systems, Inc.|354101
FSCT|FORESCOUT TECH CM|TRCM|TRC MARKETS LLC|105719
FSCT|FORESCOUT TECH CM|TWTT|TASTYWORKS, INC.|100
FSCT|FORESCOUT TECH CM|UBSA|UBS SECURITIES LLC|818627
FSCT|FORESCOUT TECH CM|UBSS|UBS Securities LLC|1864408
FSCT|FORESCOUT TECH CM|VALX|VIRTU AMERICAS LLC|8057
FSCT|FORESCOUT TECH CM|VGRD|Vanguard Marketing Corporation|25363
FSCT|FORESCOUT TECH CM|WCHV|WELLS FARGO SECURITIES, LLC|58350
FSCT|FORESCOUT TECH CM|WDNX|WEEDEN & CO.L.P.|424
FSCT|FORESCOUT TECH CM|WEDB|WEDBUSH SECURITIES INC.|1017
FSCT|FORESCOUT TECH CM|WEED|Weeden & Co.L.P.|60
FSCT|FORESCOUT TECH CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5001
FSCT|FORESCOUT TECH CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13007
FSCT|FORESCOUT TECH CM|WGIF|CIBC World Markets Inc.|508
FSCT|FORESCOUT TECH CM|WSAG|WALL STREET ACCESS|650
FSCT|FORESCOUT TECH CM|WSEA|WOLVERINE SECURITIES, LLC|5220
FSCT|FORESCOUT TECH CM|XIST|INSTINET, LLC|11850
FSCT|FORESCOUT TECH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|22500
FSCT|FORESCOUT TECH CM|YKNA|COMHAR CAPITAL MARKETS, LLC|17752
FSCT|FORESCOUT TECH CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11840
FSD|FIRST TRUST HIGH INM|ALTX|Alternet Securities Inc.|300
FSD|FIRST TRUST HIGH INM|APCC|Apex Clearing Corporation|40
FSD|FIRST TRUST HIGH INM|BANK|Primevest Financial Services, Inc.|3
FSD|FIRST TRUST HIGH INM|BARD|Robert W. Baird & Co. Incorporated|4600
FSD|FIRST TRUST HIGH INM|BATM|CBOE TRADING, INC.|53
FSD|FIRST TRUST HIGH INM|BBNT|BB&T SECURITIES, LLC|1606
FSD|FIRST TRUST HIGH INM|BERN|Sanford C. Bernstein & Co., LLC|100
FSD|FIRST TRUST HIGH INM|BTIG|BTIG, LLC|753
FSD|FIRST TRUST HIGH INM|CANT|Cantor Fitzgerald & Co.|245
FSD|FIRST TRUST HIGH INM|CHAS|Charles Schwab & Co., Inc.|5
FSD|FIRST TRUST HIGH INM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FSD|FIRST TRUST HIGH INM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|739
FSD|FIRST TRUST HIGH INM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6385
FSD|FIRST TRUST HIGH INM|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
FSD|FIRST TRUST HIGH INM|DADA|D.A. Davidson & Co.|11
FSD|FIRST TRUST HIGH INM|DBAX|Deutsche Bank Securities Inc.|2100
FSD|FIRST TRUST HIGH INM|DEAN|MORGAN STANLEY|89899
FSD|FIRST TRUST HIGH INM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
FSD|FIRST TRUST HIGH INM|EBXL|EBX LLC|2900
FSD|FIRST TRUST HIGH INM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5865
FSD|FIRST TRUST HIGH INM|EDJO|Edward D. Jones & Co., L.P.|133
FSD|FIRST TRUST HIGH INM|EGAM|CBOE TRADING, INC.|1598
FSD|FIRST TRUST HIGH INM|EGXM|CBOE TRADING, INC.|600
FSD|FIRST TRUST HIGH INM|ESPO|ESPOSITO SECURITIES, LLC|891
FSD|FIRST TRUST HIGH INM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
FSD|FIRST TRUST HIGH INM|ETRS|E*Trade Securities LLC|6153
FSD|FIRST TRUST HIGH INM|FBSB|U.S. Bancorp Investments, Inc.|2200
FSD|FIRST TRUST HIGH INM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1654
FSD|FIRST TRUST HIGH INM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13658
FSD|FIRST TRUST HIGH INM|FTBR|Foliofn Investments, Inc.|3514
FSD|FIRST TRUST HIGH INM|GLIS|TD Securities Inc|500
FSD|FIRST TRUST HIGH INM|GLPX|ACS EXECUTION SERVICES, LLC|514
FSD|FIRST TRUST HIGH INM|GSCO|GOLDMAN SACHS & CO. LLC|1179
FSD|FIRST TRUST HIGH INM|GSLT|GOLDMAN SACHS & CO. LLC|106
FSD|FIRST TRUST HIGH INM|GTSZ|GTS SECURITIES LLC|19
FSD|FIRST TRUST HIGH INM|HRBF|American Enterprise Investment Services Inc.|60650
FSD|FIRST TRUST HIGH INM|IATS|INTERACTIVE BROKERS LLC|5780
FSD|FIRST TRUST HIGH INM|IBKR|Interactive Brokers Llc|13802
FSD|FIRST TRUST HIGH INM|ICBX|INSTINET, LLC|400
FSD|FIRST TRUST HIGH INM|INCA|INSTINET, LLC|1152
FSD|FIRST TRUST HIGH INM|INJX|INSTINET, LLC|130
FSD|FIRST TRUST HIGH INM|ITGI|ITG Inc.|14203
FSD|FIRST TRUST HIGH INM|ITGP|ITG INC.|14600
FSD|FIRST TRUST HIGH INM|JANY|Janney Montgomery Scott Inc.|3059
FSD|FIRST TRUST HIGH INM|JEFF|JEFFERIES LLC|2230
FSD|FIRST TRUST HIGH INM|JONE|JonesTrading|5067
FSD|FIRST TRUST HIGH INM|JPMX|J.P. Morgan Securities LLC|4784
FSD|FIRST TRUST HIGH INM|KCGM|VIRTU Americas LLC|2137
FSD|FIRST TRUST HIGH INM|LEHM|Barclays Capital Inc./Le|4000
FSD|FIRST TRUST HIGH INM|LGNT|COR CLEARING LLC|33
FSD|FIRST TRUST HIGH INM|LIME|Lime Brokerage LLC|2357
FSD|FIRST TRUST HIGH INM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
FSD|FIRST TRUST HIGH INM|MACC|Mid Atlantic Capital Corporation|1
FSD|FIRST TRUST HIGH INM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
FSD|FIRST TRUST HIGH INM|MSCO|MORGAN STANLEY & CO. LLC|300617
FSD|FIRST TRUST HIGH INM|MSPL|MORGAN STANLEY & CO. LLC|7600
FSD|FIRST TRUST HIGH INM|MSTX|MORGAN STANLEY & CO. LLC|1700
FSD|FIRST TRUST HIGH INM|NFSC|National Financial Services LLC|88136
FSD|FIRST TRUST HIGH INM|NITE|VIRTU Americas LLC|245680
FSD|FIRST TRUST HIGH INM|NQRB|Brut, LLC|1311
FSD|FIRST TRUST HIGH INM|NTRC|Northern Trust Securities, Inc.|3
FSD|FIRST TRUST HIGH INM|OPCO|Oppenheimer & Co. Inc.|6415
FSD|FIRST TRUST HIGH INM|OTAA|OTA LLC|1000
FSD|FIRST TRUST HIGH INM|PDQM|CODA MARKETS, INC.|1692
FSD|FIRST TRUST HIGH INM|PWJC|UBS Financial Services, Inc.|9059
FSD|FIRST TRUST HIGH INM|RBCM|RBC CAPITAL MARKETS, LLC|14307
FSD|FIRST TRUST HIGH INM|SAGC|SAGETRADER, LLC|200
FSD|FIRST TRUST HIGH INM|SALI|INTL FCSTONE FINANCIAL INC.|1838
FSD|FIRST TRUST HIGH INM|SBSH|Citigroup Global Markets Inc.|163
FSD|FIRST TRUST HIGH INM|SGMT|GOLDMAN SACHS & CO. LLC|2043
FSD|FIRST TRUST HIGH INM|SPDR|SPEEDROUTE LLC|996
FSD|FIRST TRUST HIGH INM|SPHN|Stephens Inc.|26
FSD|FIRST TRUST HIGH INM|STFL|Stifel, Nicolaus & Company, Incorporated|9643
FSD|FIRST TRUST HIGH INM|STXG|Stockcross Financial Services, Inc.|2
FSD|FIRST TRUST HIGH INM|SWIM|TD Ameritrade, Inc.|9401
FSD|FIRST TRUST HIGH INM|SWST|Hilltop Securities Inc.|18788
FSD|FIRST TRUST HIGH INM|TKNG|ALLY INVEST SECURITIES LLC|1784
FSD|FIRST TRUST HIGH INM|TRBT|Tradebot Systems, Inc.|686
FSD|FIRST TRUST HIGH INM|TRCM|TRC MARKETS LLC|595
FSD|FIRST TRUST HIGH INM|UBSA|UBS SECURITIES LLC|30185
FSD|FIRST TRUST HIGH INM|UBSS|UBS Securities LLC|166405
FSD|FIRST TRUST HIGH INM|VALX|VIRTU AMERICAS LLC|22
FSD|FIRST TRUST HIGH INM|VGRD|Vanguard Marketing Corporation|5865
FSD|FIRST TRUST HIGH INM|WCHV|WELLS FARGO SECURITIES, LLC|84707
FSD|FIRST TRUST HIGH INM|WEDB|WEDBUSH SECURITIES INC.|2979
FSD|FIRST TRUST HIGH INM|WEED|Weeden & Co.L.P.|230
FSD|FIRST TRUST HIGH INM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|387
FSD|FIRST TRUST HIGH INM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5581
FSD|FIRST TRUST HIGH INM|WSEA|WOLVERINE SECURITIES, LLC|1850
FSD|FIRST TRUST HIGH INM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2802
FSD|FIRST TRUST HIGH INM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
FSD|FIRST TRUST HIGH INM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6348
FSFG|FIRST SAVINGS FINANC|ALTX|Alternet Securities Inc.|200
FSFG|FIRST SAVINGS FINANC|APCC|Apex Clearing Corporation|92
FSFG|FIRST SAVINGS FINANC|BATM|CBOE TRADING, INC.|500
FSFG|FIRST SAVINGS FINANC|BAYC|BAY CREST PARTNERS, LLC|538
FSFG|FIRST SAVINGS FINANC|BERN|Sanford C. Bernstein & Co., LLC|400
FSFG|FIRST SAVINGS FINANC|BMOC|BMO Capital Markets Corp.|137
FSFG|FIRST SAVINGS FINANC|BNKS|Fig Partners, LLC|445
FSFG|FIRST SAVINGS FINANC|BNPX|BNP PARIBAS SECURITIES CORP.|297
FSFG|FIRST SAVINGS FINANC|BTIG|BTIG, LLC|74
FSFG|FIRST SAVINGS FINANC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8887
FSFG|FIRST SAVINGS FINANC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5753
FSFG|FIRST SAVINGS FINANC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1121
FSFG|FIRST SAVINGS FINANC|CTDL|Citadel Derivatives Group Llc|590
FSFG|FIRST SAVINGS FINANC|CXCX|CITIGROUP GLOBAL MARKETS INC.|292
FSFG|FIRST SAVINGS FINANC|DBAB|Deutsche Bank Securities Inc.|25012
FSFG|FIRST SAVINGS FINANC|DBAX|Deutsche Bank Securities Inc.|600
FSFG|FIRST SAVINGS FINANC|EBXL|EBX LLC|300
FSFG|FIRST SAVINGS FINANC|ECUT|CONVERGEX EXECUTION SOLUTIONS|797
FSFG|FIRST SAVINGS FINANC|EDJO|Edward D. Jones & Co., L.P.|342
FSFG|FIRST SAVINGS FINANC|EGAM|CBOE TRADING, INC.|100
FSFG|FIRST SAVINGS FINANC|ETRS|E*Trade Securities LLC|604
FSFG|FIRST SAVINGS FINANC|FBCO|Credit Suisse Securities (USA) LLC|5092
FSFG|FIRST SAVINGS FINANC|FOMA|TD AMERITRADE CLEARING, INC.|715
FSFG|FIRST SAVINGS FINANC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
FSFG|FIRST SAVINGS FINANC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4093
FSFG|FIRST SAVINGS FINANC|FTBR|Foliofn Investments, Inc.|36
FSFG|FIRST SAVINGS FINANC|GEBB|GLOBAL EXECUTION BROKERS, LP|283
FSFG|FIRST SAVINGS FINANC|GLPX|ACS EXECUTION SERVICES, LLC|191
FSFG|FIRST SAVINGS FINANC|GSCO|GOLDMAN SACHS & CO. LLC|72133
FSFG|FIRST SAVINGS FINANC|GSLT|GOLDMAN SACHS & CO. LLC|100
FSFG|FIRST SAVINGS FINANC|GTSZ|GTS SECURITIES LLC|1345
FSFG|FIRST SAVINGS FINANC|IATS|INTERACTIVE BROKERS LLC|800
FSFG|FIRST SAVINGS FINANC|IBKR|Interactive Brokers Llc|4903
FSFG|FIRST SAVINGS FINANC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
FSFG|FIRST SAVINGS FINANC|ICBX|INSTINET, LLC|300
FSFG|FIRST SAVINGS FINANC|IEQY|CITADEL SECURITIES LLC|121
FSFG|FIRST SAVINGS FINANC|INCA|INSTINET, LLC|6802
FSFG|FIRST SAVINGS FINANC|INJX|INSTINET, LLC|78
FSFG|FIRST SAVINGS FINANC|ITGI|ITG Inc.|300
FSFG|FIRST SAVINGS FINANC|ITGP|ITG INC.|600
FSFG|FIRST SAVINGS FINANC|JEFF|JEFFERIES LLC|420
FSFG|FIRST SAVINGS FINANC|JONE|JonesTrading|31
FSFG|FIRST SAVINGS FINANC|JPMX|J.P. Morgan Securities LLC|424
FSFG|FIRST SAVINGS FINANC|LEHM|Barclays Capital Inc./Le|11807
FSFG|FIRST SAVINGS FINANC|LIME|Lime Brokerage LLC|6314
FSFG|FIRST SAVINGS FINANC|LMGP|LIME BROKERAGE LLC|2420
FSFG|FIRST SAVINGS FINANC|MAXM|Maxim Group LLC|75
FSFG|FIRST SAVINGS FINANC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700
FSFG|FIRST SAVINGS FINANC|MSCO|MORGAN STANLEY & CO. LLC|48318
FSFG|FIRST SAVINGS FINANC|MSPL|MORGAN STANLEY & CO. LLC|2100
FSFG|FIRST SAVINGS FINANC|NFSC|National Financial Services LLC|1117
FSFG|FIRST SAVINGS FINANC|NITE|VIRTU Americas LLC|6900
FSFG|FIRST SAVINGS FINANC|PDQM|CODA MARKETS, INC.|482
FSFG|FIRST SAVINGS FINANC|RAJA|Raymond James & Associates, Inc.|100
FSFG|FIRST SAVINGS FINANC|RBCM|RBC CAPITAL MARKETS, LLC|3
FSFG|FIRST SAVINGS FINANC|SAGL|SAGETRADER, LLC|963
FSFG|FIRST SAVINGS FINANC|SBSH|Citigroup Global Markets Inc.|7721
FSFG|FIRST SAVINGS FINANC|SGMT|GOLDMAN SACHS & CO. LLC|97
FSFG|FIRST SAVINGS FINANC|SPDR|SPEEDROUTE LLC|101
FSFG|FIRST SAVINGS FINANC|SWIM|TD Ameritrade, Inc.|343
FSFG|FIRST SAVINGS FINANC|TRCM|TRC MARKETS LLC|2069
FSFG|FIRST SAVINGS FINANC|UBSA|UBS SECURITIES LLC|7826
FSFG|FIRST SAVINGS FINANC|UBSS|UBS Securities LLC|66799
FSFG|FIRST SAVINGS FINANC|VALX|VIRTU AMERICAS LLC|2288
FSFG|FIRST SAVINGS FINANC|VGRD|Vanguard Marketing Corporation|41
FSFG|FIRST SAVINGS FINANC|WCHV|WELLS FARGO SECURITIES, LLC|2075
FSFG|FIRST SAVINGS FINANC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19
FSI|FLEXIBLE SLTNS INTL|APCC|Apex Clearing Corporation|73
FSI|FLEXIBLE SLTNS INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
FSI|FLEXIBLE SLTNS INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
FSI|FLEXIBLE SLTNS INTL|DBAB|Deutsche Bank Securities Inc.|98
FSI|FLEXIBLE SLTNS INTL|EGAM|CBOE TRADING, INC.|100
FSI|FLEXIBLE SLTNS INTL|ETRS|E*Trade Securities LLC|8895
FSI|FLEXIBLE SLTNS INTL|FTBR|Foliofn Investments, Inc.|1
FSI|FLEXIBLE SLTNS INTL|GLPX|ACS EXECUTION SERVICES, LLC|520
FSI|FLEXIBLE SLTNS INTL|GSLT|GOLDMAN SACHS & CO. LLC|207
FSI|FLEXIBLE SLTNS INTL|HRBF|American Enterprise Investment Services Inc.|2243
FSI|FLEXIBLE SLTNS INTL|IATS|INTERACTIVE BROKERS LLC|400
FSI|FLEXIBLE SLTNS INTL|IBKR|Interactive Brokers Llc|2162
FSI|FLEXIBLE SLTNS INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FSI|FLEXIBLE SLTNS INTL|MSCO|MORGAN STANLEY & CO. LLC|2490
FSI|FLEXIBLE SLTNS INTL|NFSC|National Financial Services LLC|14223
FSI|FLEXIBLE SLTNS INTL|NITE|VIRTU Americas LLC|69792
FSI|FLEXIBLE SLTNS INTL|PDQM|CODA MARKETS, INC.|540
FSI|FLEXIBLE SLTNS INTL|SBSH|Citigroup Global Markets Inc.|1000
FSI|FLEXIBLE SLTNS INTL|SWIM|TD Ameritrade, Inc.|49137
FSI|FLEXIBLE SLTNS INTL|TKNG|ALLY INVEST SECURITIES LLC|3251
FSI|FLEXIBLE SLTNS INTL|UBSA|UBS SECURITIES LLC|200
FSI|FLEXIBLE SLTNS INTL|UBSS|UBS Securities LLC|4543
FSI|FLEXIBLE SLTNS INTL|VGRD|Vanguard Marketing Corporation|33
FSI|FLEXIBLE SLTNS INTL|WCHV|WELLS FARGO SECURITIES, LLC|1550
FSI|FLEXIBLE SLTNS INTL|WEDB|WEDBUSH SECURITIES INC.|1900
FSI|FLEXIBLE SLTNS INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|73
FSI|FLEXIBLE SLTNS INTL|WGIF|CIBC World Markets Inc.|45
FSI|FLEXIBLE SLTNS INTL|WSEA|WOLVERINE SECURITIES, LLC|41
FSIC|FS INVT CORP|APCC|Apex Clearing Corporation|129262
FSIC|FS INVT CORP|BANK|Primevest Financial Services, Inc.|16003
FSIC|FS INVT CORP|BARD|Robert W. Baird & Co. Incorporated|1351
FSIC|FS INVT CORP|BBNT|BB&T SECURITIES, LLC|286
FSIC|FS INVT CORP|BERN|Sanford C. Bernstein & Co., LLC|2
FSIC|FS INVT CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|173318
FSIC|FS INVT CORP|BNCH|The Benchmark Company, LLC|38376
FSIC|FS INVT CORP|BYXM|CBOE TRADING, INC.|10
FSIC|FS INVT CORP|BZYD|GOLDMAN SACHS & CO. LLC|2993
FSIC|FS INVT CORP|CHAS|Charles Schwab & Co., Inc.|11331
FSIC|FS INVT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39530
FSIC|FS INVT CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3410
FSIC|FS INVT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|126266
FSIC|FS INVT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5312
FSIC|FS INVT CORP|DBAB|Deutsche Bank Securities Inc.|600
FSIC|FS INVT CORP|DBAX|Deutsche Bank Securities Inc.|63700
FSIC|FS INVT CORP|DEAN|MORGAN STANLEY|2057
FSIC|FS INVT CORP|DEGS|RONIN PROFESSIONAL LLC|464
FSIC|FS INVT CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
FSIC|FS INVT CORP|EBXL|EBX LLC|98500
FSIC|FS INVT CORP|EDJO|Edward D. Jones & Co., L.P.|12609
FSIC|FS INVT CORP|EGAM|CBOE TRADING, INC.|9851
FSIC|FS INVT CORP|EGXM|CBOE TRADING, INC.|100
FSIC|FS INVT CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7200
FSIC|FS INVT CORP|ETCB|ETC BROKERAGE SERVICES, LLC|1136
FSIC|FS INVT CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|861
FSIC|FS INVT CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|659
FSIC|FS INVT CORP|ETRS|E*Trade Securities LLC|76770
FSIC|FS INVT CORP|FILL|Tradestation Securities, Inc.|14295
FSIC|FS INVT CORP|FINX|FINTECH SECURITIES|5994
FSIC|FS INVT CORP|FMAF|NBCN Inc./ CDS|10
FSIC|FS INVT CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
FSIC|FS INVT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81321
FSIC|FS INVT CORP|FTBR|Foliofn Investments, Inc.|704
FSIC|FS INVT CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
FSIC|FS INVT CORP|GLPX|ACS EXECUTION SERVICES, LLC|400
FSIC|FS INVT CORP|GSCO|GOLDMAN SACHS & CO. LLC|451297
FSIC|FS INVT CORP|GSLT|GOLDMAN SACHS & CO. LLC|6964
FSIC|FS INVT CORP|GTSZ|GTS SECURITIES LLC|5849
FSIC|FS INVT CORP|HRBF|American Enterprise Investment Services Inc.|389738
FSIC|FS INVT CORP|IBKR|Interactive Brokers Llc|16737
FSIC|FS INVT CORP|ICBX|INSTINET, LLC|178132
FSIC|FS INVT CORP|INCA|INSTINET, LLC|239426
FSIC|FS INVT CORP|ITGI|ITG Inc.|69943
FSIC|FS INVT CORP|ITGP|ITG INC.|95400
FSIC|FS INVT CORP|JEFF|JEFFERIES LLC|700
FSIC|FS INVT CORP|JMPT|JUMP TRADING, LLC|6216
FSIC|FS INVT CORP|JPBX|J.P. MORGAN SECURITIES LLC|4664
FSIC|FS INVT CORP|JPMX|J.P. Morgan Securities LLC|238718
FSIC|FS INVT CORP|KCGM|VIRTU Americas LLC|17844
FSIC|FS INVT CORP|LEHM|Barclays Capital Inc./Le|117479
FSIC|FS INVT CORP|LIME|Lime Brokerage LLC|3432
FSIC|FS INVT CORP|LSCI|Lek Securities Corporation|264
FSIC|FS INVT CORP|MACC|Mid Atlantic Capital Corporation|915
FSIC|FS INVT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63512
FSIC|FS INVT CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|43280
FSIC|FS INVT CORP|MSCO|MORGAN STANLEY & CO. LLC|275091
FSIC|FS INVT CORP|MSPL|MORGAN STANLEY & CO. LLC|26700
FSIC|FS INVT CORP|MSTX|MORGAN STANLEY & CO. LLC|28400
FSIC|FS INVT CORP|NATL|National Securities Corporation|3000
FSIC|FS INVT CORP|NFSC|National Financial Services LLC|833343
FSIC|FS INVT CORP|NITE|VIRTU Americas LLC|1364718
FSIC|FS INVT CORP|NITP|VIRTU Americas LLC|12922
FSIC|FS INVT CORP|NQRB|Brut, LLC|700
FSIC|FS INVT CORP|NTBF|BMO Nesbitt Burns Inc./CDS|1053
FSIC|FS INVT CORP|NTRC|Northern Trust Securities, Inc.|13212
FSIC|FS INVT CORP|OPCO|Oppenheimer & Co. Inc.|1412
FSIC|FS INVT CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
FSIC|FS INVT CORP|PDQM|CODA MARKETS, INC.|159665
FSIC|FS INVT CORP|PWJC|UBS Financial Services, Inc.|11263
FSIC|FS INVT CORP|RGLD|Regal Securities, Inc|719906
FSIC|FS INVT CORP|SAGL|SAGETRADER, LLC|8835
FSIC|FS INVT CORP|SAGW|SAGETRADER, LLC|668
FSIC|FS INVT CORP|SGMT|GOLDMAN SACHS & CO. LLC|107880
FSIC|FS INVT CORP|SPDR|SPEEDROUTE LLC|12579
FSIC|FS INVT CORP|STFL|Stifel, Nicolaus & Company, Incorporated|11000
FSIC|FS INVT CORP|SWIM|TD Ameritrade, Inc.|65968
FSIC|FS INVT CORP|SWST|Hilltop Securities Inc.|11540
FSIC|FS INVT CORP|TKNG|ALLY INVEST SECURITIES LLC|1950
FSIC|FS INVT CORP|TRBT|Tradebot Systems, Inc.|1710
FSIC|FS INVT CORP|TRCM|TRC MARKETS LLC|13534
FSIC|FS INVT CORP|TWTT|TASTYWORKS, INC.|40
FSIC|FS INVT CORP|UBSA|UBS SECURITIES LLC|613935
FSIC|FS INVT CORP|UBSS|UBS Securities LLC|406472
FSIC|FS INVT CORP|VALX|VIRTU AMERICAS LLC|164781
FSIC|FS INVT CORP|VGRD|Vanguard Marketing Corporation|28199
FSIC|FS INVT CORP|WCHV|WELLS FARGO SECURITIES, LLC|316947
FSIC|FS INVT CORP|WEDB|WEDBUSH SECURITIES INC.|1000
FSIC|FS INVT CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1600
FSIC|FS INVT CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9736
FSIC|FS INVT CORP|WSEA|WOLVERINE SECURITIES, LLC|978
FSIC|FS INVT CORP|XIST|INSTINET, LLC|13800
FSIC|FS INVT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7988
FSIC|FS INVT CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|530416
FSLR|FIRST SOLAR, INC.|ABLE|NATIXIS Securities Americas LLC|175700
FSLR|FIRST SOLAR, INC.|ADAM|CANACCORD GENUITY INC.|700
FSLR|FIRST SOLAR, INC.|AGCP|AEGIS CAPITAL CORP.|820
FSLR|FIRST SOLAR, INC.|AGIS|Aegis Capital Corp.|4290
FSLR|FIRST SOLAR, INC.|ALTX|Alternet Securities Inc.|54304
FSLR|FIRST SOLAR, INC.|ANOS|ABEL/NOSER, L.L.C.|346
FSLR|FIRST SOLAR, INC.|APCC|Apex Clearing Corporation|103500
FSLR|FIRST SOLAR, INC.|BANK|Primevest Financial Services, Inc.|1021
FSLR|FIRST SOLAR, INC.|BARD|Robert W. Baird & Co. Incorporated|20672
FSLR|FIRST SOLAR, INC.|BATM|CBOE TRADING, INC.|22189
FSLR|FIRST SOLAR, INC.|BAYC|BAY CREST PARTNERS, LLC|29065
FSLR|FIRST SOLAR, INC.|BAYT|BTIG, LLC|18441
FSLR|FIRST SOLAR, INC.|BBNT|BB&T SECURITIES, LLC|760
FSLR|FIRST SOLAR, INC.|BERN|Sanford C. Bernstein & Co., LLC|189101
FSLR|FIRST SOLAR, INC.|BIAD|SAGETRADER, LLC|5
FSLR|FIRST SOLAR, INC.|BIDS|BIDS TRADING L.P.|19901
FSLR|FIRST SOLAR, INC.|BIMI|Banca IMI Securities Corp.|5674
FSLR|FIRST SOLAR, INC.|BKCM|BNY Mellon Capital Markets LLC|18309
FSLR|FIRST SOLAR, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|217159
FSLR|FIRST SOLAR, INC.|BLKX|INSTINET, LLC|163019
FSLR|FIRST SOLAR, INC.|BLTK|Bulltick, Llc|16434
FSLR|FIRST SOLAR, INC.|BMOC|BMO Capital Markets Corp.|5629
FSLR|FIRST SOLAR, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|168696
FSLR|FIRST SOLAR, INC.|BTIG|BTIG, LLC|352815
FSLR|FIRST SOLAR, INC.|BYXM|CBOE TRADING, INC.|7563
FSLR|FIRST SOLAR, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
FSLR|FIRST SOLAR, INC.|CABR|Cabrera Capital Markets, Inc.|25
FSLR|FIRST SOLAR, INC.|CANT|Cantor Fitzgerald & Co.|1511
FSLR|FIRST SOLAR, INC.|CHAS|Charles Schwab & Co., Inc.|64486
FSLR|FIRST SOLAR, INC.|CICF|Canaccord Genuity Corp.|250
FSLR|FIRST SOLAR, INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|10912
FSLR|FIRST SOLAR, INC.|CIST|Capital Institutional Services, Inc.|8400
FSLR|FIRST SOLAR, INC.|CNTR|PRECISION SECURITIES, LLC|300
FSLR|FIRST SOLAR, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|183447
FSLR|FIRST SOLAR, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8294
FSLR|FIRST SOLAR, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|92255
FSLR|FIRST SOLAR, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1278878
FSLR|FIRST SOLAR, INC.|CTDL|Citadel Derivatives Group Llc|23513
FSLR|FIRST SOLAR, INC.|CTLR|CUTLER GROUP, LP|200
FSLR|FIRST SOLAR, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|198338
FSLR|FIRST SOLAR, INC.|DADA|D.A. Davidson & Co.|2428
FSLR|FIRST SOLAR, INC.|DAVA|Davenport & Company LLC|28
FSLR|FIRST SOLAR, INC.|DBAB|Deutsche Bank Securities Inc.|1726252
FSLR|FIRST SOLAR, INC.|DBAX|Deutsche Bank Securities Inc.|663300
FSLR|FIRST SOLAR, INC.|DBUL|Deutsche Bank Securities Inc.|12014
FSLR|FIRST SOLAR, INC.|DCHF|Dart Executions, LLC|175744
FSLR|FIRST SOLAR, INC.|DEAN|MORGAN STANLEY|29844
FSLR|FIRST SOLAR, INC.|DEGS|RONIN PROFESSIONAL LLC|15315
FSLR|FIRST SOLAR, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|50744
FSLR|FIRST SOLAR, INC.|DRWK|DRW SECURITIES, L.L.C.|39460
FSLR|FIRST SOLAR, INC.|EBXL|EBX LLC|434200
FSLR|FIRST SOLAR, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|35484
FSLR|FIRST SOLAR, INC.|EDJC|Edward Jones / CDS|219
FSLR|FIRST SOLAR, INC.|EDJO|Edward D. Jones & Co., L.P.|14677
FSLR|FIRST SOLAR, INC.|EGAM|CBOE TRADING, INC.|75176
FSLR|FIRST SOLAR, INC.|EGAW|CBOE TRADING, INC.|1445
FSLR|FIRST SOLAR, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3839
FSLR|FIRST SOLAR, INC.|EGXM|CBOE TRADING, INC.|42350
FSLR|FIRST SOLAR, INC.|EGXW|CBOE TRADING, INC.|2448
FSLR|FIRST SOLAR, INC.|ELEV|ELEVATION, LLC|8996
FSLR|FIRST SOLAR, INC.|ETBE|Electronic Transaction Clearing, Inc.|100237
FSLR|FIRST SOLAR, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|402
FSLR|FIRST SOLAR, INC.|ETCC|Electronic Transaction Clearing, Inc.|4290
FSLR|FIRST SOLAR, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9538
FSLR|FIRST SOLAR, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|119166
FSLR|FIRST SOLAR, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1408
FSLR|FIRST SOLAR, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
FSLR|FIRST SOLAR, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|116158
FSLR|FIRST SOLAR, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|19929
FSLR|FIRST SOLAR, INC.|ETRS|E*Trade Securities LLC|5281522
FSLR|FIRST SOLAR, INC.|FBCO|Credit Suisse Securities (USA) LLC|2193860
FSLR|FIRST SOLAR, INC.|FBSB|U.S. Bancorp Investments, Inc.|1649
FSLR|FIRST SOLAR, INC.|FILL|Tradestation Securities, Inc.|411681
FSLR|FIRST SOLAR, INC.|FMAF|NBCN Inc./ CDS|28653
FSLR|FIRST SOLAR, INC.|FOMA|TD AMERITRADE CLEARING, INC.|6189401
FSLR|FIRST SOLAR, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10116
FSLR|FIRST SOLAR, INC.|FQLS|Quantlab Securities LP|1763927
FSLR|FIRST SOLAR, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|377242
FSLR|FIRST SOLAR, INC.|FTBR|Foliofn Investments, Inc.|7178
FSLR|FIRST SOLAR, INC.|GBMT|GBM International, Inc.|17846
FSLR|FIRST SOLAR, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|91587
FSLR|FIRST SOLAR, INC.|GLIS|TD Securities Inc|1210
FSLR|FIRST SOLAR, INC.|GLPX|ACS EXECUTION SERVICES, LLC|572149
FSLR|FIRST SOLAR, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3598688
FSLR|FIRST SOLAR, INC.|GSCS|GOLDMAN SACHS & CO. LLC|109825
FSLR|FIRST SOLAR, INC.|GSIC|GLOBAL STRATEGIC INVESTMENTS|540
FSLR|FIRST SOLAR, INC.|GSLT|GOLDMAN SACHS & CO. LLC|74070
FSLR|FIRST SOLAR, INC.|GTSZ|GTS SECURITIES LLC|180523
FSLR|FIRST SOLAR, INC.|GUGS|Guggenheim Securities, LLC|1
FSLR|FIRST SOLAR, INC.|HAPX|HAP Trading, LLC|4531
FSLR|FIRST SOLAR, INC.|HRBF|American Enterprise Investment Services Inc.|48721
FSLR|FIRST SOLAR, INC.|HSBC|HSBC Securities, Inc.|2764
FSLR|FIRST SOLAR, INC.|IATS|INTERACTIVE BROKERS LLC|394191
FSLR|FIRST SOLAR, INC.|IBKR|Interactive Brokers Llc|2895494
FSLR|FIRST SOLAR, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
FSLR|FIRST SOLAR, INC.|ICBX|INSTINET, LLC|98169
FSLR|FIRST SOLAR, INC.|IEQY|CITADEL SECURITIES LLC|348316
FSLR|FIRST SOLAR, INC.|INCA|INSTINET, LLC|2145271
FSLR|FIRST SOLAR, INC.|INJX|INSTINET, LLC|146256
FSLR|FIRST SOLAR, INC.|ITGI|ITG Inc.|165828
FSLR|FIRST SOLAR, INC.|ITGP|ITG INC.|222200
FSLR|FIRST SOLAR, INC.|JANY|Janney Montgomery Scott Inc.|4407
FSLR|FIRST SOLAR, INC.|JEFF|JEFFERIES LLC|231033
FSLR|FIRST SOLAR, INC.|JMPT|JUMP TRADING, LLC|359436
FSLR|FIRST SOLAR, INC.|JPBX|J.P. MORGAN SECURITIES LLC|107821
FSLR|FIRST SOLAR, INC.|JPMX|J.P. Morgan Securities LLC|1109182
FSLR|FIRST SOLAR, INC.|JSJX|JANE STREET CAPITAL LLC|26663
FSLR|FIRST SOLAR, INC.|JUTA|JUMP TRADING, LLC|369
FSLR|FIRST SOLAR, INC.|KCGM|VIRTU Americas LLC|187798
FSLR|FIRST SOLAR, INC.|KCRD|PHX FINANCIAL, INC.|1791
FSLR|FIRST SOLAR, INC.|LBKI|Libucki & Co., LLC|250000
FSLR|FIRST SOLAR, INC.|LEHM|Barclays Capital Inc./Le|2750784
FSLR|FIRST SOLAR, INC.|LIME|Lime Brokerage LLC|408698
FSLR|FIRST SOLAR, INC.|LIWD|LIME BROKERAGE LLC|99
FSLR|FIRST SOLAR, INC.|LMGP|LIME BROKERAGE LLC|1100
FSLR|FIRST SOLAR, INC.|LQNA|LIQUIDNET, INC.|128600
FSLR|FIRST SOLAR, INC.|LSCI|Lek Securities Corporation|121313
FSLR|FIRST SOLAR, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|26808
FSLR|FIRST SOLAR, INC.|MACC|Mid Atlantic Capital Corporation|50
FSLR|FIRST SOLAR, INC.|MAXM|Maxim Group LLC|18636
FSLR|FIRST SOLAR, INC.|MBTS|ALLY INVEST SECURITIES LLC|1795
FSLR|FIRST SOLAR, INC.|MCMF|Raymond James Ltd. Cds|3477
FSLR|FIRST SOLAR, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|250538
FSLR|FIRST SOLAR, INC.|MOTF|MOTIF INVESTING, INC.|107
FSLR|FIRST SOLAR, INC.|MSCO|MORGAN STANLEY & CO. LLC|10067845
FSLR|FIRST SOLAR, INC.|MSPL|MORGAN STANLEY & CO. LLC|725800
FSLR|FIRST SOLAR, INC.|MSTX|MORGAN STANLEY & CO. LLC|662800
FSLR|FIRST SOLAR, INC.|NATL|National Securities Corporation|3050
FSLR|FIRST SOLAR, INC.|NFSC|National Financial Services LLC|4223350
FSLR|FIRST SOLAR, INC.|NITE|VIRTU Americas LLC|7860872
FSLR|FIRST SOLAR, INC.|NITP|VIRTU Americas LLC|5481
FSLR|FIRST SOLAR, INC.|NMRA|Nomura Securities International, Inc.|100
FSLR|FIRST SOLAR, INC.|NQRB|Brut, LLC|94309
FSLR|FIRST SOLAR, INC.|NTRC|Northern Trust Securities, Inc.|2718
FSLR|FIRST SOLAR, INC.|OHOS|TWO SIGMA SECURITIES, LLC|40295
FSLR|FIRST SOLAR, INC.|OPCO|Oppenheimer & Co. Inc.|10655
FSLR|FIRST SOLAR, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
FSLR|FIRST SOLAR, INC.|PCPT|PHILLIP CAPITAL INC.|4750
FSLR|FIRST SOLAR, INC.|PDQM|CODA MARKETS, INC.|637662
FSLR|FIRST SOLAR, INC.|PHLY|NASDAQ Execution Services, LLC|156594
FSLR|FIRST SOLAR, INC.|PIPR|Piper Jaffray & Co.|8781
FSLR|FIRST SOLAR, INC.|PNCC|PNC Investments|2000
FSLR|FIRST SOLAR, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|2150
FSLR|FIRST SOLAR, INC.|PWJC|UBS Financial Services, Inc.|15871
FSLR|FIRST SOLAR, INC.|RAJA|Raymond James & Associates, Inc.|70315
FSLR|FIRST SOLAR, INC.|RBCM|RBC CAPITAL MARKETS, LLC|35372
FSLR|FIRST SOLAR, INC.|RGLD|Regal Securities, Inc|6066
FSLR|FIRST SOLAR, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|2100
FSLR|FIRST SOLAR, INC.|ROTH|Roth Capital Partners, LLC|48690
FSLR|FIRST SOLAR, INC.|SAGL|SAGETRADER, LLC|107557
FSLR|FIRST SOLAR, INC.|SAGW|SAGETRADER, LLC|12
FSLR|FIRST SOLAR, INC.|SALI|INTL FCSTONE FINANCIAL INC.|3073
FSLR|FIRST SOLAR, INC.|SALW|SW FINANCIAL|2905
FSLR|FIRST SOLAR, INC.|SBSH|Citigroup Global Markets Inc.|1111593
FSLR|FIRST SOLAR, INC.|SEIC|SEI Investments Distribution Co.|200
FSLR|FIRST SOLAR, INC.|SGMT|GOLDMAN SACHS & CO. LLC|384719
FSLR|FIRST SOLAR, INC.|SOGO|Wang Investment Associates, Inc.|400
FSLR|FIRST SOLAR, INC.|SPDR|SPEEDROUTE LLC|66347
FSLR|FIRST SOLAR, INC.|SPHN|Stephens Inc.|713
FSLR|FIRST SOLAR, INC.|SPTD|MINT GLOBAL MARKETS, INC.|6350
FSLR|FIRST SOLAR, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|33064
FSLR|FIRST SOLAR, INC.|STKP|STOCKPILE INVESTMENTS, INC.|510
FSLR|FIRST SOLAR, INC.|STRS|STRATEGAS RESEARCH PARTNERS|300
FSLR|FIRST SOLAR, INC.|STXG|Stockcross Financial Services, Inc.|900
FSLR|FIRST SOLAR, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
FSLR|FIRST SOLAR, INC.|SWIM|TD Ameritrade, Inc.|3598924
FSLR|FIRST SOLAR, INC.|SWST|Hilltop Securities Inc.|3081
FSLR|FIRST SOLAR, INC.|TDCO|Thompson Davis & Co., Inc.|1350
FSLR|FIRST SOLAR, INC.|TKNG|ALLY INVEST SECURITIES LLC|60588
FSLR|FIRST SOLAR, INC.|TRBT|Tradebot Systems, Inc.|1392587
FSLR|FIRST SOLAR, INC.|TRCM|TRC MARKETS LLC|628138
FSLR|FIRST SOLAR, INC.|TWTT|TASTYWORKS, INC.|8311
FSLR|FIRST SOLAR, INC.|UBSA|UBS SECURITIES LLC|1348973
FSLR|FIRST SOLAR, INC.|UBSS|UBS Securities LLC|3175205
FSLR|FIRST SOLAR, INC.|VALX|VIRTU AMERICAS LLC|64691
FSLR|FIRST SOLAR, INC.|VERT|The Vertical Trading Group, LLC|13140
FSLR|FIRST SOLAR, INC.|VGRD|Vanguard Marketing Corporation|253388
FSLR|FIRST SOLAR, INC.|VNDS|VANDHAM SECURITIES CORP|300
FSLR|FIRST SOLAR, INC.|VSIN|Vision Financial Markets Llc|23519
FSLR|FIRST SOLAR, INC.|WABR|Wall Street Access|12765
FSLR|FIRST SOLAR, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1230
FSLR|FIRST SOLAR, INC.|WCHV|WELLS FARGO SECURITIES, LLC|643619
FSLR|FIRST SOLAR, INC.|WEDB|WEDBUSH SECURITIES INC.|75499
FSLR|FIRST SOLAR, INC.|WEED|Weeden & Co.L.P.|1700
FSLR|FIRST SOLAR, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|138807
FSLR|FIRST SOLAR, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|215901
FSLR|FIRST SOLAR, INC.|WGIF|CIBC World Markets Inc.|55446
FSLR|FIRST SOLAR, INC.|WHOT|JUST2TRADE, INC.|5460
FSLR|FIRST SOLAR, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|411
FSLR|FIRST SOLAR, INC.|WORD|Worden Capital Management LLC|7412
FSLR|FIRST SOLAR, INC.|WSAG|WALL STREET ACCESS|559
FSLR|FIRST SOLAR, INC.|WSEA|WOLVERINE SECURITIES, LLC|150435
FSLR|FIRST SOLAR, INC.|WSRP|WESTROCK CAPITAL MANAGEMENT, INC.|500
FSLR|FIRST SOLAR, INC.|XIST|INSTINET, LLC|413298
FSLR|FIRST SOLAR, INC.|XPQR|Jump Trading|6600
FSLR|FIRST SOLAR, INC.|XPUS|XP SECURITIES, LLC|21946
FSLR|FIRST SOLAR, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|514218
FSLR|FIRST SOLAR, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|51715
FSLR|FIRST SOLAR, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34348
FSM|FORTUNA SILVER MINES|ALTX|Alternet Securities Inc.|3358
FSM|FORTUNA SILVER MINES|APCC|Apex Clearing Corporation|11710
FSM|FORTUNA SILVER MINES|BARD|Robert W. Baird & Co. Incorporated|150
FSM|FORTUNA SILVER MINES|BATM|CBOE TRADING, INC.|850
FSM|FORTUNA SILVER MINES|BBNT|BB&T SECURITIES, LLC|500
FSM|FORTUNA SILVER MINES|BERN|Sanford C. Bernstein & Co., LLC|200
FSM|FORTUNA SILVER MINES|BIDS|BIDS TRADING L.P.|500
FSM|FORTUNA SILVER MINES|BIMI|Banca IMI Securities Corp.|6000
FSM|FORTUNA SILVER MINES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|68999
FSM|FORTUNA SILVER MINES|BLKX|INSTINET, LLC|10000
FSM|FORTUNA SILVER MINES|BTIG|BTIG, LLC|95
FSM|FORTUNA SILVER MINES|BZYD|GOLDMAN SACHS & CO. LLC|5260
FSM|FORTUNA SILVER MINES|CICF|Canaccord Genuity Corp.|500
FSM|FORTUNA SILVER MINES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|72
FSM|FORTUNA SILVER MINES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|171778
FSM|FORTUNA SILVER MINES|CTDL|Citadel Derivatives Group Llc|180
FSM|FORTUNA SILVER MINES|CXCX|CITIGROUP GLOBAL MARKETS INC.|6004
FSM|FORTUNA SILVER MINES|DAVA|Davenport & Company LLC|10072
FSM|FORTUNA SILVER MINES|DBAB|Deutsche Bank Securities Inc.|12380
FSM|FORTUNA SILVER MINES|DBAX|Deutsche Bank Securities Inc.|87700
FSM|FORTUNA SILVER MINES|DEAN|MORGAN STANLEY|8600
FSM|FORTUNA SILVER MINES|DEGS|RONIN PROFESSIONAL LLC|10691
FSM|FORTUNA SILVER MINES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15500
FSM|FORTUNA SILVER MINES|EBXL|EBX LLC|94600
FSM|FORTUNA SILVER MINES|ECUT|CONVERGEX EXECUTION SOLUTIONS|3285
FSM|FORTUNA SILVER MINES|EDJO|Edward D. Jones & Co., L.P.|3941
FSM|FORTUNA SILVER MINES|EGAM|CBOE TRADING, INC.|3068
FSM|FORTUNA SILVER MINES|EGXM|CBOE TRADING, INC.|11433
FSM|FORTUNA SILVER MINES|ELEV|ELEVATION, LLC|6141
FSM|FORTUNA SILVER MINES|ETBE|Electronic Transaction Clearing, Inc.|9861
FSM|FORTUNA SILVER MINES|ETCB|ETC BROKERAGE SERVICES, LLC|61
FSM|FORTUNA SILVER MINES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
FSM|FORTUNA SILVER MINES|ETRS|E*Trade Securities LLC|178928
FSM|FORTUNA SILVER MINES|FFSI|Firstrade Securities Inc.|50
FSM|FORTUNA SILVER MINES|FILL|Tradestation Securities, Inc.|22194
FSM|FORTUNA SILVER MINES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74527
FSM|FORTUNA SILVER MINES|FTBR|Foliofn Investments, Inc.|14448
FSM|FORTUNA SILVER MINES|GEBB|GLOBAL EXECUTION BROKERS, LP|8100
FSM|FORTUNA SILVER MINES|GLIS|TD Securities Inc|14578
FSM|FORTUNA SILVER MINES|GLPX|ACS EXECUTION SERVICES, LLC|3173
FSM|FORTUNA SILVER MINES|GSCO|GOLDMAN SACHS & CO. LLC|131506
FSM|FORTUNA SILVER MINES|GSCS|GOLDMAN SACHS & CO. LLC|2085
FSM|FORTUNA SILVER MINES|GSLT|GOLDMAN SACHS & CO. LLC|3910
FSM|FORTUNA SILVER MINES|GTSZ|GTS SECURITIES LLC|34144
FSM|FORTUNA SILVER MINES|HRBF|American Enterprise Investment Services Inc.|3225
FSM|FORTUNA SILVER MINES|HSBC|HSBC Securities, Inc.|570
FSM|FORTUNA SILVER MINES|IATS|INTERACTIVE BROKERS LLC|69247
FSM|FORTUNA SILVER MINES|IBKR|Interactive Brokers Llc|49545
FSM|FORTUNA SILVER MINES|ICBX|INSTINET, LLC|294921
FSM|FORTUNA SILVER MINES|INCA|INSTINET, LLC|149255
FSM|FORTUNA SILVER MINES|ITGI|ITG Inc.|106173
FSM|FORTUNA SILVER MINES|ITGP|ITG INC.|151000
FSM|FORTUNA SILVER MINES|JANY|Janney Montgomery Scott Inc.|1200
FSM|FORTUNA SILVER MINES|JEFF|JEFFERIES LLC|15355
FSM|FORTUNA SILVER MINES|JMPT|JUMP TRADING, LLC|11710
FSM|FORTUNA SILVER MINES|JPBX|J.P. MORGAN SECURITIES LLC|7800
FSM|FORTUNA SILVER MINES|JPMX|J.P. Morgan Securities LLC|95980
FSM|FORTUNA SILVER MINES|JSJX|JANE STREET CAPITAL LLC|328
FSM|FORTUNA SILVER MINES|KCGM|VIRTU Americas LLC|46433
FSM|FORTUNA SILVER MINES|KRSH|Kershner Securities, LLC|546
FSM|FORTUNA SILVER MINES|LEHM|Barclays Capital Inc./Le|356138
FSM|FORTUNA SILVER MINES|LIME|Lime Brokerage LLC|17019
FSM|FORTUNA SILVER MINES|LSCI|Lek Securities Corporation|58
FSM|FORTUNA SILVER MINES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|170775
FSM|FORTUNA SILVER MINES|MOTF|MOTIF INVESTING, INC.|10
FSM|FORTUNA SILVER MINES|MSCO|MORGAN STANLEY & CO. LLC|325145
FSM|FORTUNA SILVER MINES|MSPL|MORGAN STANLEY & CO. LLC|235500
FSM|FORTUNA SILVER MINES|MSTX|MORGAN STANLEY & CO. LLC|80700
FSM|FORTUNA SILVER MINES|NFSC|National Financial Services LLC|416855
FSM|FORTUNA SILVER MINES|NITE|VIRTU Americas LLC|688168
FSM|FORTUNA SILVER MINES|NITP|VIRTU Americas LLC|13829
FSM|FORTUNA SILVER MINES|NQRB|Brut, LLC|14006
FSM|FORTUNA SILVER MINES|NTBF|BMO Nesbitt Burns Inc./CDS|7200
FSM|FORTUNA SILVER MINES|OLDM|OLD MISSION CAPITAL, LLC|12912
FSM|FORTUNA SILVER MINES|PDQM|CODA MARKETS, INC.|4539
FSM|FORTUNA SILVER MINES|PHLY|NASDAQ Execution Services, LLC|1000
FSM|FORTUNA SILVER MINES|PWJC|UBS Financial Services, Inc.|2900
FSM|FORTUNA SILVER MINES|RBCM|RBC CAPITAL MARKETS, LLC|4300
FSM|FORTUNA SILVER MINES|RGLD|Regal Securities, Inc|500
FSM|FORTUNA SILVER MINES|RHOX|XR Securities LLC|3539
FSM|FORTUNA SILVER MINES|SBSH|Citigroup Global Markets Inc.|12412
FSM|FORTUNA SILVER MINES|SEIC|SEI Investments Distribution Co.|300
FSM|FORTUNA SILVER MINES|SGMT|GOLDMAN SACHS & CO. LLC|82899
FSM|FORTUNA SILVER MINES|SPDR|SPEEDROUTE LLC|1200
FSM|FORTUNA SILVER MINES|STFL|Stifel, Nicolaus & Company, Incorporated|173
FSM|FORTUNA SILVER MINES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4293
FSM|FORTUNA SILVER MINES|SWIM|TD Ameritrade, Inc.|206646
FSM|FORTUNA SILVER MINES|TKNG|ALLY INVEST SECURITIES LLC|9672
FSM|FORTUNA SILVER MINES|TRBT|Tradebot Systems, Inc.|35709
FSM|FORTUNA SILVER MINES|TRCM|TRC MARKETS LLC|36082
FSM|FORTUNA SILVER MINES|TWTT|TASTYWORKS, INC.|1000
FSM|FORTUNA SILVER MINES|UBSA|UBS SECURITIES LLC|300061
FSM|FORTUNA SILVER MINES|UBSS|UBS Securities LLC|317909
FSM|FORTUNA SILVER MINES|VALX|VIRTU AMERICAS LLC|47096
FSM|FORTUNA SILVER MINES|VERT|The Vertical Trading Group, LLC|15072
FSM|FORTUNA SILVER MINES|VGRD|Vanguard Marketing Corporation|20494
FSM|FORTUNA SILVER MINES|WCHV|WELLS FARGO SECURITIES, LLC|58682
FSM|FORTUNA SILVER MINES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22289
FSM|FORTUNA SILVER MINES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9595
FSM|FORTUNA SILVER MINES|WSEA|WOLVERINE SECURITIES, LLC|10669
FSM|FORTUNA SILVER MINES|XIST|INSTINET, LLC|5800
FSM|FORTUNA SILVER MINES|XSTM|NATIONAL FINANCIAL SERVICES LLC|28000
FSM|FORTUNA SILVER MINES|YKNA|COMHAR CAPITAL MARKETS, LLC|161
FSM|FORTUNA SILVER MINES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7151
FSNN|FUSION CONNECT, INC.|ALTX|Alternet Securities Inc.|2202
FSNN|FUSION CONNECT, INC.|APCC|Apex Clearing Corporation|1552
FSNN|FUSION CONNECT, INC.|AQUA|AQUA SECURITIES L.P.|23200
FSNN|FUSION CONNECT, INC.|BATM|CBOE TRADING, INC.|1645
FSNN|FUSION CONNECT, INC.|BAYC|BAY CREST PARTNERS, LLC|8245
FSNN|FUSION CONNECT, INC.|BAYT|BTIG, LLC|1200
FSNN|FUSION CONNECT, INC.|BERN|Sanford C. Bernstein & Co., LLC|245471
FSNN|FUSION CONNECT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3100
FSNN|FUSION CONNECT, INC.|BLKX|INSTINET, LLC|123550
FSNN|FUSION CONNECT, INC.|BMOC|BMO Capital Markets Corp.|1574
FSNN|FUSION CONNECT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3166
FSNN|FUSION CONNECT, INC.|BTIG|BTIG, LLC|952
FSNN|FUSION CONNECT, INC.|BYXM|CBOE TRADING, INC.|800
FSNN|FUSION CONNECT, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|17600
FSNN|FUSION CONNECT, INC.|CCMB|COWEN PRIME SERVICES LLC|4741
FSNN|FUSION CONNECT, INC.|CHAS|Charles Schwab & Co., Inc.|27601
FSNN|FUSION CONNECT, INC.|CHLM|Craig-Hallum Capital Group LLC|23225
FSNN|FUSION CONNECT, INC.|CIST|Capital Institutional Services, Inc.|1585
FSNN|FUSION CONNECT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130450
FSNN|FUSION CONNECT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6304
FSNN|FUSION CONNECT, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5000
FSNN|FUSION CONNECT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86810
FSNN|FUSION CONNECT, INC.|CTDL|Citadel Derivatives Group Llc|24260
FSNN|FUSION CONNECT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|27734
FSNN|FUSION CONNECT, INC.|DBAB|Deutsche Bank Securities Inc.|430500
FSNN|FUSION CONNECT, INC.|DBAX|Deutsche Bank Securities Inc.|80800
FSNN|FUSION CONNECT, INC.|DEAN|MORGAN STANLEY|3067
FSNN|FUSION CONNECT, INC.|DEGS|RONIN PROFESSIONAL LLC|14375
FSNN|FUSION CONNECT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2800
FSNN|FUSION CONNECT, INC.|EBXL|EBX LLC|111700
FSNN|FUSION CONNECT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3439
FSNN|FUSION CONNECT, INC.|EGAM|CBOE TRADING, INC.|3551
FSNN|FUSION CONNECT, INC.|EGAW|CBOE TRADING, INC.|100
FSNN|FUSION CONNECT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
FSNN|FUSION CONNECT, INC.|EGXM|CBOE TRADING, INC.|2135
FSNN|FUSION CONNECT, INC.|EGXW|CBOE TRADING, INC.|100
FSNN|FUSION CONNECT, INC.|ETBE|Electronic Transaction Clearing, Inc.|42811
FSNN|FUSION CONNECT, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4135
FSNN|FUSION CONNECT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6442
FSNN|FUSION CONNECT, INC.|ETRS|E*Trade Securities LLC|58420
FSNN|FUSION CONNECT, INC.|FBCO|Credit Suisse Securities (USA) LLC|149973
FSNN|FUSION CONNECT, INC.|FBRC|B. RILEY FBR, INC.|35026
FSNN|FUSION CONNECT, INC.|FILL|Tradestation Securities, Inc.|3949
FSNN|FUSION CONNECT, INC.|FOMA|TD AMERITRADE CLEARING, INC.|78012
FSNN|FUSION CONNECT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
FSNN|FUSION CONNECT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|127038
FSNN|FUSION CONNECT, INC.|FTBR|Foliofn Investments, Inc.|4088
FSNN|FUSION CONNECT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|4586
FSNN|FUSION CONNECT, INC.|GILG|Gilder Gagnon Howe & Co. LLC|13876
FSNN|FUSION CONNECT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1120
FSNN|FUSION CONNECT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|975227
FSNN|FUSION CONNECT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|38660
FSNN|FUSION CONNECT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|19669
FSNN|FUSION CONNECT, INC.|GTSZ|GTS SECURITIES LLC|4010
FSNN|FUSION CONNECT, INC.|HRBF|American Enterprise Investment Services Inc.|3100
FSNN|FUSION CONNECT, INC.|IATS|INTERACTIVE BROKERS LLC|11406
FSNN|FUSION CONNECT, INC.|IBKR|Interactive Brokers Llc|106895
FSNN|FUSION CONNECT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|48
FSNN|FUSION CONNECT, INC.|ICBX|INSTINET, LLC|33101
FSNN|FUSION CONNECT, INC.|IEQY|CITADEL SECURITIES LLC|1072
FSNN|FUSION CONNECT, INC.|INCA|INSTINET, LLC|703756
FSNN|FUSION CONNECT, INC.|INJX|INSTINET, LLC|36649
FSNN|FUSION CONNECT, INC.|ITGI|ITG Inc.|53292
FSNN|FUSION CONNECT, INC.|ITGP|ITG INC.|46000
FSNN|FUSION CONNECT, INC.|JEFF|JEFFERIES LLC|42273
FSNN|FUSION CONNECT, INC.|JMPT|JUMP TRADING, LLC|9288
FSNN|FUSION CONNECT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|942
FSNN|FUSION CONNECT, INC.|JPMX|J.P. Morgan Securities LLC|108776
FSNN|FUSION CONNECT, INC.|JSJX|JANE STREET CAPITAL LLC|7246
FSNN|FUSION CONNECT, INC.|KCGM|VIRTU Americas LLC|21094
FSNN|FUSION CONNECT, INC.|LEHM|Barclays Capital Inc./Le|427990
FSNN|FUSION CONNECT, INC.|LIME|Lime Brokerage LLC|111875
FSNN|FUSION CONNECT, INC.|LMGP|LIME BROKERAGE LLC|25024
FSNN|FUSION CONNECT, INC.|LOOP|Loop Capital Markets LLC|14866
FSNN|FUSION CONNECT, INC.|LSCI|Lek Securities Corporation|400
FSNN|FUSION CONNECT, INC.|MAXM|Maxim Group LLC|1620
FSNN|FUSION CONNECT, INC.|MBTS|ALLY INVEST SECURITIES LLC|384
FSNN|FUSION CONNECT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86800
FSNN|FUSION CONNECT, INC.|MSCO|MORGAN STANLEY & CO. LLC|998346
FSNN|FUSION CONNECT, INC.|MSPL|MORGAN STANLEY & CO. LLC|79900
FSNN|FUSION CONNECT, INC.|MSTX|MORGAN STANLEY & CO. LLC|78000
FSNN|FUSION CONNECT, INC.|NFSC|National Financial Services LLC|135559
FSNN|FUSION CONNECT, INC.|NITE|VIRTU Americas LLC|403623
FSNN|FUSION CONNECT, INC.|NITP|VIRTU Americas LLC|4900
FSNN|FUSION CONNECT, INC.|NORT|Northland Securities, Inc.|1706
FSNN|FUSION CONNECT, INC.|NQRB|Brut, LLC|7556
FSNN|FUSION CONNECT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
FSNN|FUSION CONNECT, INC.|PDQM|CODA MARKETS, INC.|8793
FSNN|FUSION CONNECT, INC.|PWJC|UBS Financial Services, Inc.|1700
FSNN|FUSION CONNECT, INC.|RAJA|Raymond James & Associates, Inc.|594
FSNN|FUSION CONNECT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|12000
FSNN|FUSION CONNECT, INC.|RILY|B. RILEY FBR, INC.|30700
FSNN|FUSION CONNECT, INC.|ROTH|Roth Capital Partners, LLC|29783
FSNN|FUSION CONNECT, INC.|SAGL|SAGETRADER, LLC|4549
FSNN|FUSION CONNECT, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2000
FSNN|FUSION CONNECT, INC.|SBSH|Citigroup Global Markets Inc.|100483
FSNN|FUSION CONNECT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|39526
FSNN|FUSION CONNECT, INC.|SPDR|SPEEDROUTE LLC|4211
FSNN|FUSION CONNECT, INC.|SPHN|Stephens Inc.|23400
FSNN|FUSION CONNECT, INC.|SWIM|TD Ameritrade, Inc.|77138
FSNN|FUSION CONNECT, INC.|SWST|Hilltop Securities Inc.|100
FSNN|FUSION CONNECT, INC.|TRBT|Tradebot Systems, Inc.|107731
FSNN|FUSION CONNECT, INC.|TRCM|TRC MARKETS LLC|66112
FSNN|FUSION CONNECT, INC.|UBSA|UBS SECURITIES LLC|299994
FSNN|FUSION CONNECT, INC.|UBSS|UBS Securities LLC|1026909
FSNN|FUSION CONNECT, INC.|VALX|VIRTU AMERICAS LLC|2397
FSNN|FUSION CONNECT, INC.|VGRD|Vanguard Marketing Corporation|794
FSNN|FUSION CONNECT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|67370
FSNN|FUSION CONNECT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|866
FSNN|FUSION CONNECT, INC.|WSEA|WOLVERINE SECURITIES, LLC|2920
FSNN|FUSION CONNECT, INC.|XIST|INSTINET, LLC|400
FSNN|FUSION CONNECT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|10800
FSNN|FUSION CONNECT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|700
FSP|FRANKLIN ST PROP|ALTX|Alternet Securities Inc.|1742
FSP|FRANKLIN ST PROP|APCC|Apex Clearing Corporation|14
FSP|FRANKLIN ST PROP|BARD|Robert W. Baird & Co. Incorporated|4648
FSP|FRANKLIN ST PROP|BATM|CBOE TRADING, INC.|1228
FSP|FRANKLIN ST PROP|BAYC|BAY CREST PARTNERS, LLC|78
FSP|FRANKLIN ST PROP|BBNT|BB&T SECURITIES, LLC|200
FSP|FRANKLIN ST PROP|BERN|Sanford C. Bernstein & Co., LLC|5581
FSP|FRANKLIN ST PROP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1239
FSP|FRANKLIN ST PROP|BRVL|BLAYLOCK VAN, LLC|2700
FSP|FRANKLIN ST PROP|BTIG|BTIG, LLC|400
FSP|FRANKLIN ST PROP|BZYD|GOLDMAN SACHS & CO. LLC|8533
FSP|FRANKLIN ST PROP|CANT|Cantor Fitzgerald & Co.|119
FSP|FRANKLIN ST PROP|CHAS|Charles Schwab & Co., Inc.|1002
FSP|FRANKLIN ST PROP|CIST|Capital Institutional Services, Inc.|260
FSP|FRANKLIN ST PROP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17766
FSP|FRANKLIN ST PROP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
FSP|FRANKLIN ST PROP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139610
FSP|FRANKLIN ST PROP|CTDL|Citadel Derivatives Group Llc|5096
FSP|FRANKLIN ST PROP|CXCX|CITIGROUP GLOBAL MARKETS INC.|43092
FSP|FRANKLIN ST PROP|DAVA|Davenport & Company LLC|1386
FSP|FRANKLIN ST PROP|DBAB|Deutsche Bank Securities Inc.|177133
FSP|FRANKLIN ST PROP|DBAX|Deutsche Bank Securities Inc.|81700
FSP|FRANKLIN ST PROP|DEAN|MORGAN STANLEY|11783
FSP|FRANKLIN ST PROP|DEGS|RONIN PROFESSIONAL LLC|359
FSP|FRANKLIN ST PROP|EBXL|EBX LLC|49100
FSP|FRANKLIN ST PROP|ECUT|CONVERGEX EXECUTION SOLUTIONS|17021
FSP|FRANKLIN ST PROP|EGAM|CBOE TRADING, INC.|2643
FSP|FRANKLIN ST PROP|EGAW|CBOE TRADING, INC.|283
FSP|FRANKLIN ST PROP|EGMT|EG MARKET TECHNOLOGIES LLC|100
FSP|FRANKLIN ST PROP|EGXM|CBOE TRADING, INC.|761
FSP|FRANKLIN ST PROP|ETBE|Electronic Transaction Clearing, Inc.|1662
FSP|FRANKLIN ST PROP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13222
FSP|FRANKLIN ST PROP|ETRS|E*Trade Securities LLC|22200
FSP|FRANKLIN ST PROP|FINX|FINTECH SECURITIES|100
FSP|FRANKLIN ST PROP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
FSP|FRANKLIN ST PROP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57257
FSP|FRANKLIN ST PROP|FTBR|Foliofn Investments, Inc.|836
FSP|FRANKLIN ST PROP|GEBB|GLOBAL EXECUTION BROKERS, LP|4300
FSP|FRANKLIN ST PROP|GLPX|ACS EXECUTION SERVICES, LLC|124
FSP|FRANKLIN ST PROP|GSCO|GOLDMAN SACHS & CO. LLC|773214
FSP|FRANKLIN ST PROP|GSCS|GOLDMAN SACHS & CO. LLC|292
FSP|FRANKLIN ST PROP|GSLT|GOLDMAN SACHS & CO. LLC|5896
FSP|FRANKLIN ST PROP|GTSZ|GTS SECURITIES LLC|600
FSP|FRANKLIN ST PROP|HRBF|American Enterprise Investment Services Inc.|978
FSP|FRANKLIN ST PROP|IATS|INTERACTIVE BROKERS LLC|5831
FSP|FRANKLIN ST PROP|IBKR|Interactive Brokers Llc|5621
FSP|FRANKLIN ST PROP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21
FSP|FRANKLIN ST PROP|ICBX|INSTINET, LLC|28497
FSP|FRANKLIN ST PROP|IEQY|CITADEL SECURITIES LLC|16678
FSP|FRANKLIN ST PROP|INCA|INSTINET, LLC|105337
FSP|FRANKLIN ST PROP|INJX|INSTINET, LLC|745
FSP|FRANKLIN ST PROP|ITGI|ITG Inc.|34480
FSP|FRANKLIN ST PROP|ITGP|ITG INC.|105800
FSP|FRANKLIN ST PROP|JEFF|JEFFERIES LLC|15515
FSP|FRANKLIN ST PROP|JMPT|JUMP TRADING, LLC|2133
FSP|FRANKLIN ST PROP|JONE|JonesTrading|8290
FSP|FRANKLIN ST PROP|JPBX|J.P. MORGAN SECURITIES LLC|9055
FSP|FRANKLIN ST PROP|JPMX|J.P. Morgan Securities LLC|204224
FSP|FRANKLIN ST PROP|JSJX|JANE STREET CAPITAL LLC|4414
FSP|FRANKLIN ST PROP|KCGM|VIRTU Americas LLC|9174
FSP|FRANKLIN ST PROP|LEHM|Barclays Capital Inc./Le|263263
FSP|FRANKLIN ST PROP|LIME|Lime Brokerage LLC|42707
FSP|FRANKLIN ST PROP|LSCI|Lek Securities Corporation|59
FSP|FRANKLIN ST PROP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89129
FSP|FRANKLIN ST PROP|MOTF|MOTIF INVESTING, INC.|2
FSP|FRANKLIN ST PROP|MSCO|MORGAN STANLEY & CO. LLC|393717
FSP|FRANKLIN ST PROP|MSPL|MORGAN STANLEY & CO. LLC|134000
FSP|FRANKLIN ST PROP|MSTX|MORGAN STANLEY & CO. LLC|74600
FSP|FRANKLIN ST PROP|NFSC|National Financial Services LLC|47957
FSP|FRANKLIN ST PROP|NITE|VIRTU Americas LLC|118031
FSP|FRANKLIN ST PROP|NITP|VIRTU Americas LLC|3223
FSP|FRANKLIN ST PROP|NQRB|Brut, LLC|1400
FSP|FRANKLIN ST PROP|NTRC|Northern Trust Securities, Inc.|4964
FSP|FRANKLIN ST PROP|PDQM|CODA MARKETS, INC.|224
FSP|FRANKLIN ST PROP|PWJC|UBS Financial Services, Inc.|800
FSP|FRANKLIN ST PROP|RBCM|RBC CAPITAL MARKETS, LLC|267
FSP|FRANKLIN ST PROP|SAGC|SAGETRADER, LLC|400
FSP|FRANKLIN ST PROP|SAGL|SAGETRADER, LLC|200
FSP|FRANKLIN ST PROP|SBSH|Citigroup Global Markets Inc.|147465
FSP|FRANKLIN ST PROP|SGMT|GOLDMAN SACHS & CO. LLC|34164
FSP|FRANKLIN ST PROP|SJLS|TRADE INFORMATICS LLC|3160
FSP|FRANKLIN ST PROP|SPDR|SPEEDROUTE LLC|200
FSP|FRANKLIN ST PROP|SWIM|TD Ameritrade, Inc.|4000
FSP|FRANKLIN ST PROP|TKNG|ALLY INVEST SECURITIES LLC|1664
FSP|FRANKLIN ST PROP|TMBR|Timber Hill LLC|500
FSP|FRANKLIN ST PROP|TRBT|Tradebot Systems, Inc.|56265
FSP|FRANKLIN ST PROP|TRCM|TRC MARKETS LLC|304
FSP|FRANKLIN ST PROP|UBSA|UBS SECURITIES LLC|312157
FSP|FRANKLIN ST PROP|UBSS|UBS Securities LLC|318968
FSP|FRANKLIN ST PROP|VALX|VIRTU AMERICAS LLC|9988
FSP|FRANKLIN ST PROP|VGRD|Vanguard Marketing Corporation|1000
FSP|FRANKLIN ST PROP|WCHV|WELLS FARGO SECURITIES, LLC|9334
FSP|FRANKLIN ST PROP|WDNX|WEEDEN & CO.L.P.|2930
FSP|FRANKLIN ST PROP|WEED|Weeden & Co.L.P.|9492
FSP|FRANKLIN ST PROP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2363
FSP|FRANKLIN ST PROP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2238
FSP|FRANKLIN ST PROP|WSEA|WOLVERINE SECURITIES, LLC|3316
FSP|FRANKLIN ST PROP|XIST|INSTINET, LLC|148200
FSP|FRANKLIN ST PROP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
FSP|FRANKLIN ST PROP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8794
FSS|FEDERAL SIGNAL CP|AGIS|Aegis Capital Corp.|3000
FSS|FEDERAL SIGNAL CP|ALTX|Alternet Securities Inc.|2100
FSS|FEDERAL SIGNAL CP|APCC|Apex Clearing Corporation|39
FSS|FEDERAL SIGNAL CP|BARD|Robert W. Baird & Co. Incorporated|8674
FSS|FEDERAL SIGNAL CP|BATM|CBOE TRADING, INC.|2907
FSS|FEDERAL SIGNAL CP|BERN|Sanford C. Bernstein & Co., LLC|92460
FSS|FEDERAL SIGNAL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1696
FSS|FEDERAL SIGNAL CP|BLKX|INSTINET, LLC|20000
FSS|FEDERAL SIGNAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|11803
FSS|FEDERAL SIGNAL CP|BTIG|BTIG, LLC|700
FSS|FEDERAL SIGNAL CP|BYXM|CBOE TRADING, INC.|382
FSS|FEDERAL SIGNAL CP|BZYD|GOLDMAN SACHS & CO. LLC|2101
FSS|FEDERAL SIGNAL CP|CHAS|Charles Schwab & Co., Inc.|18756
FSS|FEDERAL SIGNAL CP|CIST|Capital Institutional Services, Inc.|734
FSS|FEDERAL SIGNAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44953
FSS|FEDERAL SIGNAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88656
FSS|FEDERAL SIGNAL CP|CTDL|Citadel Derivatives Group Llc|1693
FSS|FEDERAL SIGNAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|9314
FSS|FEDERAL SIGNAL CP|DADA|D.A. Davidson & Co.|84
FSS|FEDERAL SIGNAL CP|DBAB|Deutsche Bank Securities Inc.|57656
FSS|FEDERAL SIGNAL CP|DBAX|Deutsche Bank Securities Inc.|42200
FSS|FEDERAL SIGNAL CP|DBUL|Deutsche Bank Securities Inc.|800
FSS|FEDERAL SIGNAL CP|DEAN|MORGAN STANLEY|1331
FSS|FEDERAL SIGNAL CP|DEGS|RONIN PROFESSIONAL LLC|775
FSS|FEDERAL SIGNAL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
FSS|FEDERAL SIGNAL CP|EBXL|EBX LLC|42700
FSS|FEDERAL SIGNAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|946
FSS|FEDERAL SIGNAL CP|EDJO|Edward D. Jones & Co., L.P.|100
FSS|FEDERAL SIGNAL CP|EGAM|CBOE TRADING, INC.|3950
FSS|FEDERAL SIGNAL CP|EGAW|CBOE TRADING, INC.|80
FSS|FEDERAL SIGNAL CP|EGMT|EG MARKET TECHNOLOGIES LLC|216
FSS|FEDERAL SIGNAL CP|EGXM|CBOE TRADING, INC.|664
FSS|FEDERAL SIGNAL CP|ETBE|Electronic Transaction Clearing, Inc.|3662
FSS|FEDERAL SIGNAL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
FSS|FEDERAL SIGNAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4000
FSS|FEDERAL SIGNAL CP|ETRS|E*Trade Securities LLC|6882
FSS|FEDERAL SIGNAL CP|FILL|Tradestation Securities, Inc.|200
FSS|FEDERAL SIGNAL CP|FMAF|NBCN Inc./ CDS|145
FSS|FEDERAL SIGNAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|493
FSS|FEDERAL SIGNAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62917
FSS|FEDERAL SIGNAL CP|FTBR|Foliofn Investments, Inc.|757
FSS|FEDERAL SIGNAL CP|GLPX|ACS EXECUTION SERVICES, LLC|489
FSS|FEDERAL SIGNAL CP|GSCO|GOLDMAN SACHS & CO. LLC|251155
FSS|FEDERAL SIGNAL CP|GSCS|GOLDMAN SACHS & CO. LLC|3421
FSS|FEDERAL SIGNAL CP|GSLT|GOLDMAN SACHS & CO. LLC|977
FSS|FEDERAL SIGNAL CP|GTSZ|GTS SECURITIES LLC|17957
FSS|FEDERAL SIGNAL CP|HPPX|POTAMUS TRADING, LLC|2939
FSS|FEDERAL SIGNAL CP|HSBC|HSBC Securities, Inc.|159
FSS|FEDERAL SIGNAL CP|IATS|INTERACTIVE BROKERS LLC|2585
FSS|FEDERAL SIGNAL CP|IBKR|Interactive Brokers Llc|4190
FSS|FEDERAL SIGNAL CP|ICBX|INSTINET, LLC|9121
FSS|FEDERAL SIGNAL CP|IEQY|CITADEL SECURITIES LLC|14194
FSS|FEDERAL SIGNAL CP|INCA|INSTINET, LLC|34867
FSS|FEDERAL SIGNAL CP|INJX|INSTINET, LLC|3341
FSS|FEDERAL SIGNAL CP|ITGI|ITG Inc.|6815
FSS|FEDERAL SIGNAL CP|ITGP|ITG INC.|18000
FSS|FEDERAL SIGNAL CP|JEFF|JEFFERIES LLC|2132
FSS|FEDERAL SIGNAL CP|JMPT|JUMP TRADING, LLC|8079
FSS|FEDERAL SIGNAL CP|JONE|JonesTrading|71
FSS|FEDERAL SIGNAL CP|JPBX|J.P. MORGAN SECURITIES LLC|2712
FSS|FEDERAL SIGNAL CP|JPMX|J.P. Morgan Securities LLC|54767
FSS|FEDERAL SIGNAL CP|JSJX|JANE STREET CAPITAL LLC|1659
FSS|FEDERAL SIGNAL CP|KCGM|VIRTU Americas LLC|38696
FSS|FEDERAL SIGNAL CP|LEHM|Barclays Capital Inc./Le|112766
FSS|FEDERAL SIGNAL CP|LIME|Lime Brokerage LLC|19775
FSS|FEDERAL SIGNAL CP|LOOP|Loop Capital Markets LLC|400
FSS|FEDERAL SIGNAL CP|LQNA|LIQUIDNET, INC.|66000
FSS|FEDERAL SIGNAL CP|LSCI|Lek Securities Corporation|11
FSS|FEDERAL SIGNAL CP|MACQ|Macquarie Capital (USA) Inc.|7399
FSS|FEDERAL SIGNAL CP|MCMF|Raymond James Ltd. Cds|4868
FSS|FEDERAL SIGNAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29800
FSS|FEDERAL SIGNAL CP|MOTF|MOTIF INVESTING, INC.|4
FSS|FEDERAL SIGNAL CP|MSCO|MORGAN STANLEY & CO. LLC|383455
FSS|FEDERAL SIGNAL CP|MSPL|MORGAN STANLEY & CO. LLC|75700
FSS|FEDERAL SIGNAL CP|MSTX|MORGAN STANLEY & CO. LLC|17400
FSS|FEDERAL SIGNAL CP|NFSC|National Financial Services LLC|20244
FSS|FEDERAL SIGNAL CP|NITE|VIRTU Americas LLC|86406
FSS|FEDERAL SIGNAL CP|NQRB|Brut, LLC|5417
FSS|FEDERAL SIGNAL CP|NTRC|Northern Trust Securities, Inc.|1788
FSS|FEDERAL SIGNAL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|986
FSS|FEDERAL SIGNAL CP|PDQM|CODA MARKETS, INC.|1628
FSS|FEDERAL SIGNAL CP|PWJC|UBS Financial Services, Inc.|350
FSS|FEDERAL SIGNAL CP|SAGL|SAGETRADER, LLC|300
FSS|FEDERAL SIGNAL CP|SAGW|SAGETRADER, LLC|1
FSS|FEDERAL SIGNAL CP|SBSH|Citigroup Global Markets Inc.|36387
FSS|FEDERAL SIGNAL CP|SGMT|GOLDMAN SACHS & CO. LLC|26533
FSS|FEDERAL SIGNAL CP|SPDR|SPEEDROUTE LLC|300
FSS|FEDERAL SIGNAL CP|SPHN|Stephens Inc.|2234
FSS|FEDERAL SIGNAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|11095
FSS|FEDERAL SIGNAL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1300
FSS|FEDERAL SIGNAL CP|SWIM|TD Ameritrade, Inc.|6826
FSS|FEDERAL SIGNAL CP|SWST|Hilltop Securities Inc.|129
FSS|FEDERAL SIGNAL CP|TKNG|ALLY INVEST SECURITIES LLC|100
FSS|FEDERAL SIGNAL CP|TMBR|Timber Hill LLC|137
FSS|FEDERAL SIGNAL CP|TRBT|Tradebot Systems, Inc.|50267
FSS|FEDERAL SIGNAL CP|TRCM|TRC MARKETS LLC|15951
FSS|FEDERAL SIGNAL CP|TWTT|TASTYWORKS, INC.|200
FSS|FEDERAL SIGNAL CP|UBSA|UBS SECURITIES LLC|123743
FSS|FEDERAL SIGNAL CP|UBSS|UBS Securities LLC|155010
FSS|FEDERAL SIGNAL CP|VALX|VIRTU AMERICAS LLC|4230
FSS|FEDERAL SIGNAL CP|VERT|The Vertical Trading Group, LLC|1000
FSS|FEDERAL SIGNAL CP|VGRD|Vanguard Marketing Corporation|3472
FSS|FEDERAL SIGNAL CP|VSIN|Vision Financial Markets Llc|208
FSS|FEDERAL SIGNAL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1506
FSS|FEDERAL SIGNAL CP|WCHV|WELLS FARGO SECURITIES, LLC|34717
FSS|FEDERAL SIGNAL CP|WEED|Weeden & Co.L.P.|500
FSS|FEDERAL SIGNAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|351
FSS|FEDERAL SIGNAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1299
FSS|FEDERAL SIGNAL CP|WSEA|WOLVERINE SECURITIES, LLC|971
FSS|FEDERAL SIGNAL CP|XIST|INSTINET, LLC|1200
FSS|FEDERAL SIGNAL CP|XPQR|Jump Trading|200
FSS|FEDERAL SIGNAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FSS|FEDERAL SIGNAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|248
FSTA|FIDELITY STAPLES ETF|APCC|Apex Clearing Corporation|122
FSTA|FIDELITY STAPLES ETF|AURC|Aurora Capital LLC|1000
FSTA|FIDELITY STAPLES ETF|BANK|Primevest Financial Services, Inc.|50
FSTA|FIDELITY STAPLES ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2317
FSTA|FIDELITY STAPLES ETF|CHAS|Charles Schwab & Co., Inc.|107
FSTA|FIDELITY STAPLES ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10002
FSTA|FIDELITY STAPLES ETF|CSIN|Citadel Securities Institutional LLC|128254
FSTA|FIDELITY STAPLES ETF|CTDL|Citadel Derivatives Group Llc|129954
FSTA|FIDELITY STAPLES ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
FSTA|FIDELITY STAPLES ETF|DBAX|Deutsche Bank Securities Inc.|1300
FSTA|FIDELITY STAPLES ETF|DEAN|MORGAN STANLEY|1398
FSTA|FIDELITY STAPLES ETF|EBXL|EBX LLC|5000
FSTA|FIDELITY STAPLES ETF|EDJO|Edward D. Jones & Co., L.P.|1519
FSTA|FIDELITY STAPLES ETF|ETRS|E*Trade Securities LLC|1224
FSTA|FIDELITY STAPLES ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2753
FSTA|FIDELITY STAPLES ETF|FTBR|Foliofn Investments, Inc.|7288
FSTA|FIDELITY STAPLES ETF|GSLT|GOLDMAN SACHS & CO. LLC|200
FSTA|FIDELITY STAPLES ETF|HRBF|American Enterprise Investment Services Inc.|3858
FSTA|FIDELITY STAPLES ETF|IBKR|Interactive Brokers Llc|100
FSTA|FIDELITY STAPLES ETF|ICBX|INSTINET, LLC|25801
FSTA|FIDELITY STAPLES ETF|INCA|INSTINET, LLC|1497
FSTA|FIDELITY STAPLES ETF|ITGI|ITG Inc.|300
FSTA|FIDELITY STAPLES ETF|ITGP|ITG INC.|800
FSTA|FIDELITY STAPLES ETF|JPMX|J.P. Morgan Securities LLC|3200
FSTA|FIDELITY STAPLES ETF|JSJX|JANE STREET CAPITAL LLC|46506
FSTA|FIDELITY STAPLES ETF|KCGM|VIRTU Americas LLC|2185
FSTA|FIDELITY STAPLES ETF|LEHM|Barclays Capital Inc./Le|4835
FSTA|FIDELITY STAPLES ETF|LIME|Lime Brokerage LLC|6133
FSTA|FIDELITY STAPLES ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
FSTA|FIDELITY STAPLES ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14446
FSTA|FIDELITY STAPLES ETF|MOTF|MOTIF INVESTING, INC.|1
FSTA|FIDELITY STAPLES ETF|MSCO|MORGAN STANLEY & CO. LLC|8163
FSTA|FIDELITY STAPLES ETF|MSPL|MORGAN STANLEY & CO. LLC|3300
FSTA|FIDELITY STAPLES ETF|NBCS|NBC Securities, INC.|1800
FSTA|FIDELITY STAPLES ETF|NFSC|National Financial Services LLC|488264
FSTA|FIDELITY STAPLES ETF|NITE|VIRTU Americas LLC|252006
FSTA|FIDELITY STAPLES ETF|OPCO|Oppenheimer & Co. Inc.|211
FSTA|FIDELITY STAPLES ETF|PDQM|CODA MARKETS, INC.|500
FSTA|FIDELITY STAPLES ETF|PWJC|UBS Financial Services, Inc.|507
FSTA|FIDELITY STAPLES ETF|RBCM|RBC CAPITAL MARKETS, LLC|1295
FSTA|FIDELITY STAPLES ETF|SAGL|SAGETRADER, LLC|500
FSTA|FIDELITY STAPLES ETF|SBSH|Citigroup Global Markets Inc.|100
FSTA|FIDELITY STAPLES ETF|SGMT|GOLDMAN SACHS & CO. LLC|1990
FSTA|FIDELITY STAPLES ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2698
FSTA|FIDELITY STAPLES ETF|SWIM|TD Ameritrade, Inc.|200
FSTA|FIDELITY STAPLES ETF|TKNG|ALLY INVEST SECURITIES LLC|164
FSTA|FIDELITY STAPLES ETF|TWTT|TASTYWORKS, INC.|100
FSTA|FIDELITY STAPLES ETF|UBSA|UBS SECURITIES LLC|26070
FSTA|FIDELITY STAPLES ETF|UBSS|UBS Securities LLC|10667
FSTA|FIDELITY STAPLES ETF|VALX|VIRTU AMERICAS LLC|8286
FSTA|FIDELITY STAPLES ETF|VGRD|Vanguard Marketing Corporation|6408
FSTA|FIDELITY STAPLES ETF|WCHV|WELLS FARGO SECURITIES, LLC|4645
FSTA|FIDELITY STAPLES ETF|WSEA|WOLVERINE SECURITIES, LLC|194
FSTA|FIDELITY STAPLES ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
FSTA|FIDELITY STAPLES ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|587
FSTR|FOSTER L B CO     ##|ALTX|Alternet Securities Inc.|800
FSTR|FOSTER L B CO     ##|APCC|Apex Clearing Corporation|1509
FSTR|FOSTER L B CO     ##|BATM|CBOE TRADING, INC.|609
FSTR|FOSTER L B CO     ##|BERN|Sanford C. Bernstein & Co., LLC|2976
FSTR|FOSTER L B CO     ##|BLKX|INSTINET, LLC|10050
FSTR|FOSTER L B CO     ##|BMOC|BMO Capital Markets Corp.|1438
FSTR|FOSTER L B CO     ##|BNPX|BNP PARIBAS SECURITIES CORP.|1006
FSTR|FOSTER L B CO     ##|BTIG|BTIG, LLC|9500
FSTR|FOSTER L B CO     ##|BZYD|GOLDMAN SACHS & CO. LLC|1007
FSTR|FOSTER L B CO     ##|CHAS|Charles Schwab & Co., Inc.|76
FSTR|FOSTER L B CO     ##|CIST|Capital Institutional Services, Inc.|100
FSTR|FOSTER L B CO     ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1047
FSTR|FOSTER L B CO     ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FSTR|FOSTER L B CO     ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FSTR|FOSTER L B CO     ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4812
FSTR|FOSTER L B CO     ##|CTDL|Citadel Derivatives Group Llc|433
FSTR|FOSTER L B CO     ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2006
FSTR|FOSTER L B CO     ##|DBAB|Deutsche Bank Securities Inc.|28107
FSTR|FOSTER L B CO     ##|DBAX|Deutsche Bank Securities Inc.|3200
FSTR|FOSTER L B CO     ##|DEAN|MORGAN STANLEY|22
FSTR|FOSTER L B CO     ##|DEGS|RONIN PROFESSIONAL LLC|8608
FSTR|FOSTER L B CO     ##|EBXL|EBX LLC|2500
FSTR|FOSTER L B CO     ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1250
FSTR|FOSTER L B CO     ##|EDJO|Edward D. Jones & Co., L.P.|275
FSTR|FOSTER L B CO     ##|EGAM|CBOE TRADING, INC.|205
FSTR|FOSTER L B CO     ##|EGXM|CBOE TRADING, INC.|110
FSTR|FOSTER L B CO     ##|ETRS|E*Trade Securities LLC|10112
FSTR|FOSTER L B CO     ##|FBCO|Credit Suisse Securities (USA) LLC|23993
FSTR|FOSTER L B CO     ##|FOMA|TD AMERITRADE CLEARING, INC.|29957
FSTR|FOSTER L B CO     ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5441
FSTR|FOSTER L B CO     ##|FTBR|Foliofn Investments, Inc.|10
FSTR|FOSTER L B CO     ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
FSTR|FOSTER L B CO     ##|GLPX|ACS EXECUTION SERVICES, LLC|810
FSTR|FOSTER L B CO     ##|GSCO|GOLDMAN SACHS & CO. LLC|102462
FSTR|FOSTER L B CO     ##|GSCS|GOLDMAN SACHS & CO. LLC|205
FSTR|FOSTER L B CO     ##|GSLT|GOLDMAN SACHS & CO. LLC|400
FSTR|FOSTER L B CO     ##|GTSZ|GTS SECURITIES LLC|1587
FSTR|FOSTER L B CO     ##|HRBF|American Enterprise Investment Services Inc.|125
FSTR|FOSTER L B CO     ##|HSBC|HSBC Securities, Inc.|900
FSTR|FOSTER L B CO     ##|IATS|INTERACTIVE BROKERS LLC|300
FSTR|FOSTER L B CO     ##|IBKR|Interactive Brokers Llc|8931
FSTR|FOSTER L B CO     ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
FSTR|FOSTER L B CO     ##|ICBX|INSTINET, LLC|2800
FSTR|FOSTER L B CO     ##|IEQY|CITADEL SECURITIES LLC|1332
FSTR|FOSTER L B CO     ##|INCA|INSTINET, LLC|22478
FSTR|FOSTER L B CO     ##|INJX|INSTINET, LLC|2209
FSTR|FOSTER L B CO     ##|ITGI|ITG Inc.|8921
FSTR|FOSTER L B CO     ##|ITGP|ITG INC.|2600
FSTR|FOSTER L B CO     ##|JEFF|JEFFERIES LLC|5711
FSTR|FOSTER L B CO     ##|JPMX|J.P. Morgan Securities LLC|6646
FSTR|FOSTER L B CO     ##|KCGM|VIRTU Americas LLC|842
FSTR|FOSTER L B CO     ##|LEHM|Barclays Capital Inc./Le|61860
FSTR|FOSTER L B CO     ##|LIME|Lime Brokerage LLC|34939
FSTR|FOSTER L B CO     ##|LMGP|LIME BROKERAGE LLC|4400
FSTR|FOSTER L B CO     ##|MAXM|Maxim Group LLC|950
FSTR|FOSTER L B CO     ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14460
FSTR|FOSTER L B CO     ##|MSCO|MORGAN STANLEY & CO. LLC|129087
FSTR|FOSTER L B CO     ##|MSPL|MORGAN STANLEY & CO. LLC|7500
FSTR|FOSTER L B CO     ##|MSTX|MORGAN STANLEY & CO. LLC|600
FSTR|FOSTER L B CO     ##|NEUB|NEUBERGER BERMAN BD LLC|404
FSTR|FOSTER L B CO     ##|NFSC|National Financial Services LLC|3698
FSTR|FOSTER L B CO     ##|NITE|VIRTU Americas LLC|24781
FSTR|FOSTER L B CO     ##|NITP|VIRTU Americas LLC|300
FSTR|FOSTER L B CO     ##|NQRB|Brut, LLC|400
FSTR|FOSTER L B CO     ##|PDQM|CODA MARKETS, INC.|1410
FSTR|FOSTER L B CO     ##|PWJC|UBS Financial Services, Inc.|200
FSTR|FOSTER L B CO     ##|RBCM|RBC CAPITAL MARKETS, LLC|261
FSTR|FOSTER L B CO     ##|SBSH|Citigroup Global Markets Inc.|15846
FSTR|FOSTER L B CO     ##|SGMT|GOLDMAN SACHS & CO. LLC|1895
FSTR|FOSTER L B CO     ##|SPDR|SPEEDROUTE LLC|911
FSTR|FOSTER L B CO     ##|SPTD|MINT GLOBAL MARKETS, INC.|16771
FSTR|FOSTER L B CO     ##|SWIM|TD Ameritrade, Inc.|1200
FSTR|FOSTER L B CO     ##|TRBT|Tradebot Systems, Inc.|1854
FSTR|FOSTER L B CO     ##|TRCM|TRC MARKETS LLC|10832
FSTR|FOSTER L B CO     ##|UBSA|UBS SECURITIES LLC|24913
FSTR|FOSTER L B CO     ##|UBSS|UBS Securities LLC|118319
FSTR|FOSTER L B CO     ##|VALX|VIRTU AMERICAS LLC|3035
FSTR|FOSTER L B CO     ##|VGRD|Vanguard Marketing Corporation|751
FSTR|FOSTER L B CO     ##|WCHV|WELLS FARGO SECURITIES, LLC|2232
FSTR|FOSTER L B CO     ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
FSTR|FOSTER L B CO     ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4674
FSTR|FOSTER L B CO     ##|WHOT|JUST2TRADE, INC.|97
FSTR|FOSTER L B CO     ##|WSEA|WOLVERINE SECURITIES, LLC|315
FSTR|FOSTER L B CO     ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FSTR|FOSTER L B CO     ##|YKNA|COMHAR CAPITAL MARKETS, LLC|300
FSTR|FOSTER L B CO     ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
FSV|FIRSTSRVCE SUB VT SH|ANOS|ABEL/NOSER, L.L.C.|100
FSV|FIRSTSRVCE SUB VT SH|APCC|Apex Clearing Corporation|32
FSV|FIRSTSRVCE SUB VT SH|BATM|CBOE TRADING, INC.|400
FSV|FIRSTSRVCE SUB VT SH|BBNT|BB&T SECURITIES, LLC|652
FSV|FIRSTSRVCE SUB VT SH|BERN|Sanford C. Bernstein & Co., LLC|300
FSV|FIRSTSRVCE SUB VT SH|BMOC|BMO Capital Markets Corp.|637
FSV|FIRSTSRVCE SUB VT SH|BZYD|GOLDMAN SACHS & CO. LLC|205
FSV|FIRSTSRVCE SUB VT SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
FSV|FIRSTSRVCE SUB VT SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FSV|FIRSTSRVCE SUB VT SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9
FSV|FIRSTSRVCE SUB VT SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8695
FSV|FIRSTSRVCE SUB VT SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|460
FSV|FIRSTSRVCE SUB VT SH|DBAB|Deutsche Bank Securities Inc.|4854
FSV|FIRSTSRVCE SUB VT SH|DBAX|Deutsche Bank Securities Inc.|2300
FSV|FIRSTSRVCE SUB VT SH|DEAN|MORGAN STANLEY|187
FSV|FIRSTSRVCE SUB VT SH|DEGS|RONIN PROFESSIONAL LLC|2595
FSV|FIRSTSRVCE SUB VT SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1634
FSV|FIRSTSRVCE SUB VT SH|EBXL|EBX LLC|6200
FSV|FIRSTSRVCE SUB VT SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|569
FSV|FIRSTSRVCE SUB VT SH|EDJO|Edward D. Jones & Co., L.P.|10
FSV|FIRSTSRVCE SUB VT SH|EGXM|CBOE TRADING, INC.|13
FSV|FIRSTSRVCE SUB VT SH|EGXW|CBOE TRADING, INC.|1
FSV|FIRSTSRVCE SUB VT SH|ETRS|E*Trade Securities LLC|27
FSV|FIRSTSRVCE SUB VT SH|FBCO|Credit Suisse Securities (USA) LLC|14628
FSV|FIRSTSRVCE SUB VT SH|FOMA|TD AMERITRADE CLEARING, INC.|470
FSV|FIRSTSRVCE SUB VT SH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|95
FSV|FIRSTSRVCE SUB VT SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8284
FSV|FIRSTSRVCE SUB VT SH|FTBR|Foliofn Investments, Inc.|85
FSV|FIRSTSRVCE SUB VT SH|GLPX|ACS EXECUTION SERVICES, LLC|64
FSV|FIRSTSRVCE SUB VT SH|GSCO|GOLDMAN SACHS & CO. LLC|2663
FSV|FIRSTSRVCE SUB VT SH|GSCS|GOLDMAN SACHS & CO. LLC|48
FSV|FIRSTSRVCE SUB VT SH|GTSZ|GTS SECURITIES LLC|13463
FSV|FIRSTSRVCE SUB VT SH|HRBF|American Enterprise Investment Services Inc.|55
FSV|FIRSTSRVCE SUB VT SH|HSBC|HSBC Securities, Inc.|100
FSV|FIRSTSRVCE SUB VT SH|IATS|INTERACTIVE BROKERS LLC|1224
FSV|FIRSTSRVCE SUB VT SH|IBKR|Interactive Brokers Llc|597
FSV|FIRSTSRVCE SUB VT SH|ICBX|INSTINET, LLC|300
FSV|FIRSTSRVCE SUB VT SH|INCA|INSTINET, LLC|10865
FSV|FIRSTSRVCE SUB VT SH|INJX|INSTINET, LLC|516
FSV|FIRSTSRVCE SUB VT SH|ITGI|ITG Inc.|17618
FSV|FIRSTSRVCE SUB VT SH|ITGP|ITG INC.|41200
FSV|FIRSTSRVCE SUB VT SH|JEFF|JEFFERIES LLC|207
FSV|FIRSTSRVCE SUB VT SH|JPMX|J.P. Morgan Securities LLC|7536
FSV|FIRSTSRVCE SUB VT SH|KCGM|VIRTU Americas LLC|1118
FSV|FIRSTSRVCE SUB VT SH|LEHM|Barclays Capital Inc./Le|11081
FSV|FIRSTSRVCE SUB VT SH|LIME|Lime Brokerage LLC|6524
FSV|FIRSTSRVCE SUB VT SH|MCMF|Raymond James Ltd. Cds|100
FSV|FIRSTSRVCE SUB VT SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
FSV|FIRSTSRVCE SUB VT SH|MSCO|MORGAN STANLEY & CO. LLC|21165
FSV|FIRSTSRVCE SUB VT SH|MSPL|MORGAN STANLEY & CO. LLC|4900
FSV|FIRSTSRVCE SUB VT SH|NFSC|National Financial Services LLC|3091
FSV|FIRSTSRVCE SUB VT SH|NITE|VIRTU Americas LLC|12203
FSV|FIRSTSRVCE SUB VT SH|OPCO|Oppenheimer & Co. Inc.|3007
FSV|FIRSTSRVCE SUB VT SH|PDQM|CODA MARKETS, INC.|65
FSV|FIRSTSRVCE SUB VT SH|RAJA|Raymond James & Associates, Inc.|30
FSV|FIRSTSRVCE SUB VT SH|RBCM|RBC CAPITAL MARKETS, LLC|103
FSV|FIRSTSRVCE SUB VT SH|SBSH|Citigroup Global Markets Inc.|3423
FSV|FIRSTSRVCE SUB VT SH|SGMT|GOLDMAN SACHS & CO. LLC|1737
FSV|FIRSTSRVCE SUB VT SH|SPDR|SPEEDROUTE LLC|800
FSV|FIRSTSRVCE SUB VT SH|STFL|Stifel, Nicolaus & Company, Incorporated|129
FSV|FIRSTSRVCE SUB VT SH|SWST|Hilltop Securities Inc.|15
FSV|FIRSTSRVCE SUB VT SH|TRBT|Tradebot Systems, Inc.|248
FSV|FIRSTSRVCE SUB VT SH|TRCM|TRC MARKETS LLC|7259
FSV|FIRSTSRVCE SUB VT SH|UBSA|UBS SECURITIES LLC|4553
FSV|FIRSTSRVCE SUB VT SH|UBSS|UBS Securities LLC|14128
FSV|FIRSTSRVCE SUB VT SH|VALX|VIRTU AMERICAS LLC|3031
FSV|FIRSTSRVCE SUB VT SH|WCHV|WELLS FARGO SECURITIES, LLC|520
FSV|FIRSTSRVCE SUB VT SH|WEED|Weeden & Co.L.P.|4460
FSV|FIRSTSRVCE SUB VT SH|WSEA|WOLVERINE SECURITIES, LLC|1
FSV|FIRSTSRVCE SUB VT SH|XIST|INSTINET, LLC|600
FSV|FIRSTSRVCE SUB VT SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
FSV|FIRSTSRVCE SUB VT SH|YKNA|COMHAR CAPITAL MARKETS, LLC|1
FSV|FIRSTSRVCE SUB VT SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|170
FSZ|FT SZ ALPHADEX|ALTX|Alternet Securities Inc.|50
FSZ|FT SZ ALPHADEX|APCC|Apex Clearing Corporation|18
FSZ|FT SZ ALPHADEX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|117
FSZ|FT SZ ALPHADEX|CANT|Cantor Fitzgerald & Co.|13264
FSZ|FT SZ ALPHADEX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12464
FSZ|FT SZ ALPHADEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
FSZ|FT SZ ALPHADEX|CTDL|Citadel Derivatives Group Llc|7828
FSZ|FT SZ ALPHADEX|DBAX|Deutsche Bank Securities Inc.|800
FSZ|FT SZ ALPHADEX|DEAN|MORGAN STANLEY|41
FSZ|FT SZ ALPHADEX|EBXL|EBX LLC|900
FSZ|FT SZ ALPHADEX|EDJO|Edward D. Jones & Co., L.P.|43
FSZ|FT SZ ALPHADEX|EGXM|CBOE TRADING, INC.|1750
FSZ|FT SZ ALPHADEX|ETRS|E*Trade Securities LLC|3
FSZ|FT SZ ALPHADEX|FBCO|Credit Suisse Securities (USA) LLC|27805
FSZ|FT SZ ALPHADEX|FOMA|TD AMERITRADE CLEARING, INC.|1143
FSZ|FT SZ ALPHADEX|FTBR|Foliofn Investments, Inc.|480
FSZ|FT SZ ALPHADEX|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
FSZ|FT SZ ALPHADEX|GSCO|GOLDMAN SACHS & CO. LLC|1119
FSZ|FT SZ ALPHADEX|GSCS|GOLDMAN SACHS & CO. LLC|100
FSZ|FT SZ ALPHADEX|GSLT|GOLDMAN SACHS & CO. LLC|756
FSZ|FT SZ ALPHADEX|GTSZ|GTS SECURITIES LLC|98
FSZ|FT SZ ALPHADEX|HRBF|American Enterprise Investment Services Inc.|423
FSZ|FT SZ ALPHADEX|IBKR|Interactive Brokers Llc|1486
FSZ|FT SZ ALPHADEX|ICBX|INSTINET, LLC|600
FSZ|FT SZ ALPHADEX|INCA|INSTINET, LLC|292
FSZ|FT SZ ALPHADEX|ITGI|ITG Inc.|50
FSZ|FT SZ ALPHADEX|JANY|Janney Montgomery Scott Inc.|2
FSZ|FT SZ ALPHADEX|JEFF|JEFFERIES LLC|200
FSZ|FT SZ ALPHADEX|JPMX|J.P. Morgan Securities LLC|1422
FSZ|FT SZ ALPHADEX|JSJX|JANE STREET CAPITAL LLC|18226
FSZ|FT SZ ALPHADEX|KCGM|VIRTU Americas LLC|2038
FSZ|FT SZ ALPHADEX|LEHM|Barclays Capital Inc./Le|4900
FSZ|FT SZ ALPHADEX|LIME|Lime Brokerage LLC|2647
FSZ|FT SZ ALPHADEX|MAXM|Maxim Group LLC|3178
FSZ|FT SZ ALPHADEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
FSZ|FT SZ ALPHADEX|MSCO|MORGAN STANLEY & CO. LLC|32438
FSZ|FT SZ ALPHADEX|MSPL|MORGAN STANLEY & CO. LLC|1600
FSZ|FT SZ ALPHADEX|NFSC|National Financial Services LLC|4070
FSZ|FT SZ ALPHADEX|NITE|VIRTU Americas LLC|15323
FSZ|FT SZ ALPHADEX|NITP|VIRTU Americas LLC|100
FSZ|FT SZ ALPHADEX|NTRC|Northern Trust Securities, Inc.|150
FSZ|FT SZ ALPHADEX|OLDM|OLD MISSION CAPITAL, LLC|500
FSZ|FT SZ ALPHADEX|RAJA|Raymond James & Associates, Inc.|2111
FSZ|FT SZ ALPHADEX|RBCM|RBC CAPITAL MARKETS, LLC|107
FSZ|FT SZ ALPHADEX|SALI|INTL FCSTONE FINANCIAL INC.|403
FSZ|FT SZ ALPHADEX|SBSH|Citigroup Global Markets Inc.|2242
FSZ|FT SZ ALPHADEX|SGMT|GOLDMAN SACHS & CO. LLC|1304
FSZ|FT SZ ALPHADEX|SPDR|SPEEDROUTE LLC|100
FSZ|FT SZ ALPHADEX|STFL|Stifel, Nicolaus & Company, Incorporated|2
FSZ|FT SZ ALPHADEX|SWST|Hilltop Securities Inc.|47
FSZ|FT SZ ALPHADEX|UBSS|UBS Securities LLC|10332
FSZ|FT SZ ALPHADEX|VGRD|Vanguard Marketing Corporation|100
FSZ|FT SZ ALPHADEX|WCHV|WELLS FARGO SECURITIES, LLC|54007
FSZ|FT SZ ALPHADEX|WSEA|WOLVERINE SECURITIES, LLC|8
FSZ|FT SZ ALPHADEX|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
FSZ|FT SZ ALPHADEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11420
FT|FRANKLIN UNIV TRUST|AGIS|Aegis Capital Corp.|6000
FT|FRANKLIN UNIV TRUST|ALTX|Alternet Securities Inc.|800
FT|FRANKLIN UNIV TRUST|APCC|Apex Clearing Corporation|1
FT|FRANKLIN UNIV TRUST|BANK|Primevest Financial Services, Inc.|17
FT|FRANKLIN UNIV TRUST|BARD|Robert W. Baird & Co. Incorporated|2
FT|FRANKLIN UNIV TRUST|BATM|CBOE TRADING, INC.|975
FT|FRANKLIN UNIV TRUST|CHAS|Charles Schwab & Co., Inc.|4
FT|FRANKLIN UNIV TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|414
FT|FRANKLIN UNIV TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2037
FT|FRANKLIN UNIV TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FT|FRANKLIN UNIV TRUST|DADA|D.A. Davidson & Co.|2
FT|FRANKLIN UNIV TRUST|DBAX|Deutsche Bank Securities Inc.|7100
FT|FRANKLIN UNIV TRUST|DEAN|MORGAN STANLEY|5513
FT|FRANKLIN UNIV TRUST|DEGS|RONIN PROFESSIONAL LLC|100
FT|FRANKLIN UNIV TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3974
FT|FRANKLIN UNIV TRUST|EBXL|EBX LLC|1200
FT|FRANKLIN UNIV TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|10654
FT|FRANKLIN UNIV TRUST|EDJO|Edward D. Jones & Co., L.P.|7803
FT|FRANKLIN UNIV TRUST|EGAM|CBOE TRADING, INC.|16
FT|FRANKLIN UNIV TRUST|EGMT|EG MARKET TECHNOLOGIES LLC|100
FT|FRANKLIN UNIV TRUST|EGXM|CBOE TRADING, INC.|1000
FT|FRANKLIN UNIV TRUST|ESPO|ESPOSITO SECURITIES, LLC|4441
FT|FRANKLIN UNIV TRUST|ETRS|E*Trade Securities LLC|31771
FT|FRANKLIN UNIV TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5077
FT|FRANKLIN UNIV TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5982
FT|FRANKLIN UNIV TRUST|FTBR|Foliofn Investments, Inc.|3
FT|FRANKLIN UNIV TRUST|GLPX|ACS EXECUTION SERVICES, LLC|39
FT|FRANKLIN UNIV TRUST|GSCO|GOLDMAN SACHS & CO. LLC|300
FT|FRANKLIN UNIV TRUST|GSLT|GOLDMAN SACHS & CO. LLC|300
FT|FRANKLIN UNIV TRUST|HRBF|American Enterprise Investment Services Inc.|5919
FT|FRANKLIN UNIV TRUST|IATS|INTERACTIVE BROKERS LLC|3940
FT|FRANKLIN UNIV TRUST|IBKR|Interactive Brokers Llc|11208
FT|FRANKLIN UNIV TRUST|ICBX|INSTINET, LLC|700
FT|FRANKLIN UNIV TRUST|INCA|INSTINET, LLC|4854
FT|FRANKLIN UNIV TRUST|ITGI|ITG Inc.|8924
FT|FRANKLIN UNIV TRUST|ITGP|ITG INC.|6800
FT|FRANKLIN UNIV TRUST|JANY|Janney Montgomery Scott Inc.|49
FT|FRANKLIN UNIV TRUST|JONE|JonesTrading|1400
FT|FRANKLIN UNIV TRUST|KCGM|VIRTU Americas LLC|935
FT|FRANKLIN UNIV TRUST|LEHM|Barclays Capital Inc./Le|1000
FT|FRANKLIN UNIV TRUST|LIME|Lime Brokerage LLC|40
FT|FRANKLIN UNIV TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
FT|FRANKLIN UNIV TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
FT|FRANKLIN UNIV TRUST|MSCO|MORGAN STANLEY & CO. LLC|18709
FT|FRANKLIN UNIV TRUST|MSPL|MORGAN STANLEY & CO. LLC|4100
FT|FRANKLIN UNIV TRUST|NBCS|NBC Securities, INC.|6910
FT|FRANKLIN UNIV TRUST|NFSC|National Financial Services LLC|101295
FT|FRANKLIN UNIV TRUST|NITE|VIRTU Americas LLC|237115
FT|FRANKLIN UNIV TRUST|NQRB|Brut, LLC|1400
FT|FRANKLIN UNIV TRUST|OPCO|Oppenheimer & Co. Inc.|435
FT|FRANKLIN UNIV TRUST|PDQM|CODA MARKETS, INC.|939
FT|FRANKLIN UNIV TRUST|PWJC|UBS Financial Services, Inc.|1109
FT|FRANKLIN UNIV TRUST|RBCM|RBC CAPITAL MARKETS, LLC|22510
FT|FRANKLIN UNIV TRUST|SALI|INTL FCSTONE FINANCIAL INC.|1586
FT|FRANKLIN UNIV TRUST|SGMT|GOLDMAN SACHS & CO. LLC|401
FT|FRANKLIN UNIV TRUST|SPDR|SPEEDROUTE LLC|400
FT|FRANKLIN UNIV TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|11830
FT|FRANKLIN UNIV TRUST|SWIM|TD Ameritrade, Inc.|75
FT|FRANKLIN UNIV TRUST|SWST|Hilltop Securities Inc.|28
FT|FRANKLIN UNIV TRUST|TRBT|Tradebot Systems, Inc.|2549
FT|FRANKLIN UNIV TRUST|UBSA|UBS SECURITIES LLC|15429
FT|FRANKLIN UNIV TRUST|UBSS|UBS Securities LLC|78579
FT|FRANKLIN UNIV TRUST|VGRD|Vanguard Marketing Corporation|1149
FT|FRANKLIN UNIV TRUST|WABR|Wall Street Access|5600
FT|FRANKLIN UNIV TRUST|WCHV|WELLS FARGO SECURITIES, LLC|133134
FT|FRANKLIN UNIV TRUST|WEDB|WEDBUSH SECURITIES INC.|353
FT|FRANKLIN UNIV TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|833
FT|FRANKLIN UNIV TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20042
FT|FRANKLIN UNIV TRUST|WFPB|Wells Fargo Securities, LLC.|2600
FT|FRANKLIN UNIV TRUST|WSEA|WOLVERINE SECURITIES, LLC|9819
FT|FRANKLIN UNIV TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
FT|FRANKLIN UNIV TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|500
FT|FRANKLIN UNIV TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15844
FTA|FIRST TR LR CA ALPHA|APCC|Apex Clearing Corporation|2
FTA|FIRST TR LR CA ALPHA|BANK|Primevest Financial Services, Inc.|1378
FTA|FIRST TR LR CA ALPHA|BARD|Robert W. Baird & Co. Incorporated|4390
FTA|FIRST TR LR CA ALPHA|BATM|CBOE TRADING, INC.|600
FTA|FIRST TR LR CA ALPHA|BBNT|BB&T SECURITIES, LLC|1204
FTA|FIRST TR LR CA ALPHA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|814
FTA|FIRST TR LR CA ALPHA|CANT|Cantor Fitzgerald & Co.|82852
FTA|FIRST TR LR CA ALPHA|CHAS|Charles Schwab & Co., Inc.|58
FTA|FIRST TR LR CA ALPHA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3348
FTA|FIRST TR LR CA ALPHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14459
FTA|FIRST TR LR CA ALPHA|CSIN|Citadel Securities Institutional LLC|2355
FTA|FIRST TR LR CA ALPHA|CTDL|Citadel Derivatives Group Llc|40
FTA|FIRST TR LR CA ALPHA|DADA|D.A. Davidson & Co.|379
FTA|FIRST TR LR CA ALPHA|DBAX|Deutsche Bank Securities Inc.|5800
FTA|FIRST TR LR CA ALPHA|DEAN|MORGAN STANLEY|13097
FTA|FIRST TR LR CA ALPHA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1167
FTA|FIRST TR LR CA ALPHA|EBXL|EBX LLC|3000
FTA|FIRST TR LR CA ALPHA|EDJO|Edward D. Jones & Co., L.P.|3567
FTA|FIRST TR LR CA ALPHA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|528
FTA|FIRST TR LR CA ALPHA|ETRS|E*Trade Securities LLC|27
FTA|FIRST TR LR CA ALPHA|FBCO|Credit Suisse Securities (USA) LLC|33580
FTA|FIRST TR LR CA ALPHA|FOMA|TD AMERITRADE CLEARING, INC.|51720
FTA|FIRST TR LR CA ALPHA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9114
FTA|FIRST TR LR CA ALPHA|FTBR|Foliofn Investments, Inc.|601
FTA|FIRST TR LR CA ALPHA|GBMT|GBM International, Inc.|7927
FTA|FIRST TR LR CA ALPHA|GEBB|GLOBAL EXECUTION BROKERS, LP|859
FTA|FIRST TR LR CA ALPHA|GSCO|GOLDMAN SACHS & CO. LLC|5799
FTA|FIRST TR LR CA ALPHA|GSCS|GOLDMAN SACHS & CO. LLC|1318
FTA|FIRST TR LR CA ALPHA|GSLT|GOLDMAN SACHS & CO. LLC|93
FTA|FIRST TR LR CA ALPHA|GTSZ|GTS SECURITIES LLC|1226
FTA|FIRST TR LR CA ALPHA|HRBF|American Enterprise Investment Services Inc.|1847
FTA|FIRST TR LR CA ALPHA|IATS|INTERACTIVE BROKERS LLC|10
FTA|FIRST TR LR CA ALPHA|IBKR|Interactive Brokers Llc|3343
FTA|FIRST TR LR CA ALPHA|ICBX|INSTINET, LLC|3254
FTA|FIRST TR LR CA ALPHA|INCA|INSTINET, LLC|921
FTA|FIRST TR LR CA ALPHA|JANY|Janney Montgomery Scott Inc.|2642
FTA|FIRST TR LR CA ALPHA|JPMX|J.P. Morgan Securities LLC|9800
FTA|FIRST TR LR CA ALPHA|JSEB|JANE STREET EXECUTION SERVICES, LLC|3283
FTA|FIRST TR LR CA ALPHA|JSJX|JANE STREET CAPITAL LLC|74689
FTA|FIRST TR LR CA ALPHA|KCGM|VIRTU Americas LLC|3106
FTA|FIRST TR LR CA ALPHA|LEHM|Barclays Capital Inc./Le|10600
FTA|FIRST TR LR CA ALPHA|LIME|Lime Brokerage LLC|19181
FTA|FIRST TR LR CA ALPHA|MACC|Mid Atlantic Capital Corporation|5
FTA|FIRST TR LR CA ALPHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
FTA|FIRST TR LR CA ALPHA|MSCO|MORGAN STANLEY & CO. LLC|90586
FTA|FIRST TR LR CA ALPHA|MSPL|MORGAN STANLEY & CO. LLC|200
FTA|FIRST TR LR CA ALPHA|NFSC|National Financial Services LLC|48777
FTA|FIRST TR LR CA ALPHA|NITE|VIRTU Americas LLC|150811
FTA|FIRST TR LR CA ALPHA|NITP|VIRTU Americas LLC|1084
FTA|FIRST TR LR CA ALPHA|OPCO|Oppenheimer & Co. Inc.|1156
FTA|FIRST TR LR CA ALPHA|PWJC|UBS Financial Services, Inc.|67
FTA|FIRST TR LR CA ALPHA|RAJA|Raymond James & Associates, Inc.|26918
FTA|FIRST TR LR CA ALPHA|RBCM|RBC CAPITAL MARKETS, LLC|7536
FTA|FIRST TR LR CA ALPHA|SALI|INTL FCSTONE FINANCIAL INC.|595
FTA|FIRST TR LR CA ALPHA|SANT|Santander Investment Securities Inc.|58494
FTA|FIRST TR LR CA ALPHA|SBSH|Citigroup Global Markets Inc.|126
FTA|FIRST TR LR CA ALPHA|SGMT|GOLDMAN SACHS & CO. LLC|3903
FTA|FIRST TR LR CA ALPHA|STFL|Stifel, Nicolaus & Company, Incorporated|5589
FTA|FIRST TR LR CA ALPHA|SWST|Hilltop Securities Inc.|506
FTA|FIRST TR LR CA ALPHA|TRBT|Tradebot Systems, Inc.|100
FTA|FIRST TR LR CA ALPHA|TRCM|TRC MARKETS LLC|100
FTA|FIRST TR LR CA ALPHA|UBSA|UBS SECURITIES LLC|14670
FTA|FIRST TR LR CA ALPHA|UBSS|UBS Securities LLC|114362
FTA|FIRST TR LR CA ALPHA|VGRD|Vanguard Marketing Corporation|5410
FTA|FIRST TR LR CA ALPHA|WCHV|WELLS FARGO SECURITIES, LLC|58760
FTA|FIRST TR LR CA ALPHA|WEDB|WEDBUSH SECURITIES INC.|44
FTA|FIRST TR LR CA ALPHA|WSEA|WOLVERINE SECURITIES, LLC|123
FTA|FIRST TR LR CA ALPHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|63094
FTAG|FIRST TR INDXX GL AG|APCC|Apex Clearing Corporation|20
FTAG|FIRST TR INDXX GL AG|BATM|CBOE TRADING, INC.|137
FTAG|FIRST TR INDXX GL AG|CHAS|Charles Schwab & Co., Inc.|1
FTAG|FIRST TR INDXX GL AG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
FTAG|FIRST TR INDXX GL AG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
FTAG|FIRST TR INDXX GL AG|DBAX|Deutsche Bank Securities Inc.|100
FTAG|FIRST TR INDXX GL AG|EBXL|EBX LLC|200
FTAG|FIRST TR INDXX GL AG|ETRS|E*Trade Securities LLC|22
FTAG|FIRST TR INDXX GL AG|FBCO|Credit Suisse Securities (USA) LLC|606
FTAG|FIRST TR INDXX GL AG|FOMA|TD AMERITRADE CLEARING, INC.|3834
FTAG|FIRST TR INDXX GL AG|FTBR|Foliofn Investments, Inc.|7
FTAG|FIRST TR INDXX GL AG|GSCO|GOLDMAN SACHS & CO. LLC|714
FTAG|FIRST TR INDXX GL AG|HRBF|American Enterprise Investment Services Inc.|1
FTAG|FIRST TR INDXX GL AG|IBKR|Interactive Brokers Llc|190
FTAG|FIRST TR INDXX GL AG|INCA|INSTINET, LLC|200
FTAG|FIRST TR INDXX GL AG|JSJX|JANE STREET CAPITAL LLC|1928
FTAG|FIRST TR INDXX GL AG|LEHM|Barclays Capital Inc./Le|200
FTAG|FIRST TR INDXX GL AG|LIME|Lime Brokerage LLC|631
FTAG|FIRST TR INDXX GL AG|MSCO|MORGAN STANLEY & CO. LLC|1790
FTAG|FIRST TR INDXX GL AG|NFSC|National Financial Services LLC|515
FTAG|FIRST TR INDXX GL AG|NITE|VIRTU Americas LLC|1977
FTAG|FIRST TR INDXX GL AG|SWIM|TD Ameritrade, Inc.|21
FTAG|FIRST TR INDXX GL AG|VGRD|Vanguard Marketing Corporation|175
FTAG|FIRST TR INDXX GL AG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|328
FTAG|FIRST TR INDXX GL AG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|388
FTAI|FORTRESS TRANS & INF|ALTX|Alternet Securities Inc.|1995
FTAI|FORTRESS TRANS & INF|APCC|Apex Clearing Corporation|364
FTAI|FORTRESS TRANS & INF|BANK|Primevest Financial Services, Inc.|100
FTAI|FORTRESS TRANS & INF|BARD|Robert W. Baird & Co. Incorporated|500
FTAI|FORTRESS TRANS & INF|BATM|CBOE TRADING, INC.|1562
FTAI|FORTRESS TRANS & INF|BAYT|BTIG, LLC|100
FTAI|FORTRESS TRANS & INF|BBNT|BB&T SECURITIES, LLC|4444
FTAI|FORTRESS TRANS & INF|BERN|Sanford C. Bernstein & Co., LLC|4500
FTAI|FORTRESS TRANS & INF|BIDS|BIDS TRADING L.P.|100
FTAI|FORTRESS TRANS & INF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1691
FTAI|FORTRESS TRANS & INF|BTIG|BTIG, LLC|267
FTAI|FORTRESS TRANS & INF|BYXM|CBOE TRADING, INC.|1104
FTAI|FORTRESS TRANS & INF|BZYD|GOLDMAN SACHS & CO. LLC|2821
FTAI|FORTRESS TRANS & INF|CHAS|Charles Schwab & Co., Inc.|1106
FTAI|FORTRESS TRANS & INF|CICF|Canaccord Genuity Corp.|100
FTAI|FORTRESS TRANS & INF|CIST|Capital Institutional Services, Inc.|500
FTAI|FORTRESS TRANS & INF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9686
FTAI|FORTRESS TRANS & INF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
FTAI|FORTRESS TRANS & INF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115038
FTAI|FORTRESS TRANS & INF|CSMS|CORNERSTONE MACRO LLC|100
FTAI|FORTRESS TRANS & INF|CTDL|Citadel Derivatives Group Llc|187
FTAI|FORTRESS TRANS & INF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
FTAI|FORTRESS TRANS & INF|DBAB|Deutsche Bank Securities Inc.|17993
FTAI|FORTRESS TRANS & INF|DBAX|Deutsche Bank Securities Inc.|17700
FTAI|FORTRESS TRANS & INF|DEAN|MORGAN STANLEY|14263
FTAI|FORTRESS TRANS & INF|DEGS|RONIN PROFESSIONAL LLC|468
FTAI|FORTRESS TRANS & INF|EBXL|EBX LLC|26200
FTAI|FORTRESS TRANS & INF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
FTAI|FORTRESS TRANS & INF|EGAM|CBOE TRADING, INC.|4300
FTAI|FORTRESS TRANS & INF|EGMT|EG MARKET TECHNOLOGIES LLC|600
FTAI|FORTRESS TRANS & INF|EGXM|CBOE TRADING, INC.|1000
FTAI|FORTRESS TRANS & INF|EGXW|CBOE TRADING, INC.|42
FTAI|FORTRESS TRANS & INF|ETBE|Electronic Transaction Clearing, Inc.|1010
FTAI|FORTRESS TRANS & INF|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
FTAI|FORTRESS TRANS & INF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
FTAI|FORTRESS TRANS & INF|ETRS|E*Trade Securities LLC|17548
FTAI|FORTRESS TRANS & INF|FILL|Tradestation Securities, Inc.|62
FTAI|FORTRESS TRANS & INF|FINX|FINTECH SECURITIES|5546
FTAI|FORTRESS TRANS & INF|FMAF|NBCN Inc./ CDS|317
FTAI|FORTRESS TRANS & INF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8702
FTAI|FORTRESS TRANS & INF|GLIS|TD Securities Inc|2994
FTAI|FORTRESS TRANS & INF|GLPX|ACS EXECUTION SERVICES, LLC|4723
FTAI|FORTRESS TRANS & INF|GSCO|GOLDMAN SACHS & CO. LLC|39079
FTAI|FORTRESS TRANS & INF|GSCS|GOLDMAN SACHS & CO. LLC|10185
FTAI|FORTRESS TRANS & INF|GSLT|GOLDMAN SACHS & CO. LLC|2275
FTAI|FORTRESS TRANS & INF|GTSZ|GTS SECURITIES LLC|2458
FTAI|FORTRESS TRANS & INF|HAPX|HAP Trading, LLC|500
FTAI|FORTRESS TRANS & INF|HRBF|American Enterprise Investment Services Inc.|819
FTAI|FORTRESS TRANS & INF|IATS|INTERACTIVE BROKERS LLC|414
FTAI|FORTRESS TRANS & INF|IBKR|Interactive Brokers Llc|945
FTAI|FORTRESS TRANS & INF|ICBX|INSTINET, LLC|3000
FTAI|FORTRESS TRANS & INF|INCA|INSTINET, LLC|34419
FTAI|FORTRESS TRANS & INF|ITGI|ITG Inc.|20335
FTAI|FORTRESS TRANS & INF|ITGP|ITG INC.|17400
FTAI|FORTRESS TRANS & INF|JANY|Janney Montgomery Scott Inc.|1000
FTAI|FORTRESS TRANS & INF|JEFF|JEFFERIES LLC|1154
FTAI|FORTRESS TRANS & INF|JMPT|JUMP TRADING, LLC|4105
FTAI|FORTRESS TRANS & INF|JONE|JonesTrading|23700
FTAI|FORTRESS TRANS & INF|JPMX|J.P. Morgan Securities LLC|40418
FTAI|FORTRESS TRANS & INF|JSEB|JANE STREET EXECUTION SERVICES, LLC|88062
FTAI|FORTRESS TRANS & INF|JSJX|JANE STREET CAPITAL LLC|1753
FTAI|FORTRESS TRANS & INF|KCGM|VIRTU Americas LLC|15982
FTAI|FORTRESS TRANS & INF|LEHM|Barclays Capital Inc./Le|17751
FTAI|FORTRESS TRANS & INF|LIME|Lime Brokerage LLC|11600
FTAI|FORTRESS TRANS & INF|LSCI|Lek Securities Corporation|2314
FTAI|FORTRESS TRANS & INF|MAXM|Maxim Group LLC|1325
FTAI|FORTRESS TRANS & INF|MCMF|Raymond James Ltd. Cds|1000
FTAI|FORTRESS TRANS & INF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29200
FTAI|FORTRESS TRANS & INF|MOTF|MOTIF INVESTING, INC.|1
FTAI|FORTRESS TRANS & INF|MSCO|MORGAN STANLEY & CO. LLC|675239
FTAI|FORTRESS TRANS & INF|MSPL|MORGAN STANLEY & CO. LLC|41300
FTAI|FORTRESS TRANS & INF|NFSC|National Financial Services LLC|44245
FTAI|FORTRESS TRANS & INF|NITE|VIRTU Americas LLC|173865
FTAI|FORTRESS TRANS & INF|NQRB|Brut, LLC|3715
FTAI|FORTRESS TRANS & INF|OPCO|Oppenheimer & Co. Inc.|1900
FTAI|FORTRESS TRANS & INF|PDQM|CODA MARKETS, INC.|13262
FTAI|FORTRESS TRANS & INF|PWJC|UBS Financial Services, Inc.|12368
FTAI|FORTRESS TRANS & INF|RBCM|RBC CAPITAL MARKETS, LLC|11666
FTAI|FORTRESS TRANS & INF|SAGL|SAGETRADER, LLC|3200
FTAI|FORTRESS TRANS & INF|SBSH|Citigroup Global Markets Inc.|200
FTAI|FORTRESS TRANS & INF|SGMT|GOLDMAN SACHS & CO. LLC|6663
FTAI|FORTRESS TRANS & INF|SPDR|SPEEDROUTE LLC|1881
FTAI|FORTRESS TRANS & INF|SPHN|Stephens Inc.|5394
FTAI|FORTRESS TRANS & INF|STFL|Stifel, Nicolaus & Company, Incorporated|11773
FTAI|FORTRESS TRANS & INF|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
FTAI|FORTRESS TRANS & INF|SWIM|TD Ameritrade, Inc.|2649
FTAI|FORTRESS TRANS & INF|TKNG|ALLY INVEST SECURITIES LLC|400
FTAI|FORTRESS TRANS & INF|TRBT|Tradebot Systems, Inc.|17151
FTAI|FORTRESS TRANS & INF|TRCM|TRC MARKETS LLC|23816
FTAI|FORTRESS TRANS & INF|UBSA|UBS SECURITIES LLC|54938
FTAI|FORTRESS TRANS & INF|UBSS|UBS Securities LLC|66015
FTAI|FORTRESS TRANS & INF|VALX|VIRTU AMERICAS LLC|4771
FTAI|FORTRESS TRANS & INF|VGRD|Vanguard Marketing Corporation|15587
FTAI|FORTRESS TRANS & INF|WABR|Wall Street Access|34713
FTAI|FORTRESS TRANS & INF|WBPX|SUMMIT SECURITIES GROUP, LLC|50
FTAI|FORTRESS TRANS & INF|WCHV|WELLS FARGO SECURITIES, LLC|56078
FTAI|FORTRESS TRANS & INF|WEED|Weeden & Co.L.P.|1600
FTAI|FORTRESS TRANS & INF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16542
FTAI|FORTRESS TRANS & INF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6405
FTAI|FORTRESS TRANS & INF|WGIF|CIBC World Markets Inc.|630
FTAI|FORTRESS TRANS & INF|WSEA|WOLVERINE SECURITIES, LLC|3456
FTAI|FORTRESS TRANS & INF|XSTM|NATIONAL FINANCIAL SERVICES LLC|12600
FTAI|FORTRESS TRANS & INF|YKNA|COMHAR CAPITAL MARKETS, LLC|950
FTAI|FORTRESS TRANS & INF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|285
FTC|FIRST TRUST LARGE CA|APCC|Apex Clearing Corporation|24
FTC|FIRST TRUST LARGE CA|BANK|Primevest Financial Services, Inc.|1528
FTC|FIRST TRUST LARGE CA|BARD|Robert W. Baird & Co. Incorporated|862
FTC|FIRST TRUST LARGE CA|BATM|CBOE TRADING, INC.|1600
FTC|FIRST TRUST LARGE CA|BBNT|BB&T SECURITIES, LLC|365
FTC|FIRST TRUST LARGE CA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1380
FTC|FIRST TRUST LARGE CA|BYXM|CBOE TRADING, INC.|199
FTC|FIRST TRUST LARGE CA|CANT|Cantor Fitzgerald & Co.|28010
FTC|FIRST TRUST LARGE CA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|985
FTC|FIRST TRUST LARGE CA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21460
FTC|FIRST TRUST LARGE CA|CSIN|Citadel Securities Institutional LLC|25146
FTC|FIRST TRUST LARGE CA|CTDL|Citadel Derivatives Group Llc|32892
FTC|FIRST TRUST LARGE CA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1118
FTC|FIRST TRUST LARGE CA|DADA|D.A. Davidson & Co.|150
FTC|FIRST TRUST LARGE CA|DBAX|Deutsche Bank Securities Inc.|4600
FTC|FIRST TRUST LARGE CA|DEAN|MORGAN STANLEY|9490
FTC|FIRST TRUST LARGE CA|EBXL|EBX LLC|7500
FTC|FIRST TRUST LARGE CA|EDJO|Edward D. Jones & Co., L.P.|3225
FTC|FIRST TRUST LARGE CA|EGXM|CBOE TRADING, INC.|1652
FTC|FIRST TRUST LARGE CA|EGXW|CBOE TRADING, INC.|1000
FTC|FIRST TRUST LARGE CA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|72
FTC|FIRST TRUST LARGE CA|ETRS|E*Trade Securities LLC|51
FTC|FIRST TRUST LARGE CA|FBCO|Credit Suisse Securities (USA) LLC|13966
FTC|FIRST TRUST LARGE CA|FOMA|TD AMERITRADE CLEARING, INC.|58603
FTC|FIRST TRUST LARGE CA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7478
FTC|FIRST TRUST LARGE CA|FTBR|Foliofn Investments, Inc.|3396
FTC|FIRST TRUST LARGE CA|GEBB|GLOBAL EXECUTION BROKERS, LP|959
FTC|FIRST TRUST LARGE CA|GSCO|GOLDMAN SACHS & CO. LLC|2020
FTC|FIRST TRUST LARGE CA|GSCS|GOLDMAN SACHS & CO. LLC|55
FTC|FIRST TRUST LARGE CA|GSLT|GOLDMAN SACHS & CO. LLC|10483
FTC|FIRST TRUST LARGE CA|GTSZ|GTS SECURITIES LLC|3308
FTC|FIRST TRUST LARGE CA|HRBF|American Enterprise Investment Services Inc.|2187
FTC|FIRST TRUST LARGE CA|IATS|INTERACTIVE BROKERS LLC|230
FTC|FIRST TRUST LARGE CA|IBKR|Interactive Brokers Llc|1372
FTC|FIRST TRUST LARGE CA|ICBX|INSTINET, LLC|6410
FTC|FIRST TRUST LARGE CA|INCA|INSTINET, LLC|400
FTC|FIRST TRUST LARGE CA|ITGP|ITG INC.|200
FTC|FIRST TRUST LARGE CA|JANY|Janney Montgomery Scott Inc.|5206
FTC|FIRST TRUST LARGE CA|JPMX|J.P. Morgan Securities LLC|10518
FTC|FIRST TRUST LARGE CA|JSEB|JANE STREET EXECUTION SERVICES, LLC|14766
FTC|FIRST TRUST LARGE CA|JSJX|JANE STREET CAPITAL LLC|88436
FTC|FIRST TRUST LARGE CA|KCGM|VIRTU Americas LLC|16285
FTC|FIRST TRUST LARGE CA|LEHM|Barclays Capital Inc./Le|15800
FTC|FIRST TRUST LARGE CA|LIME|Lime Brokerage LLC|4759
FTC|FIRST TRUST LARGE CA|LSCI|Lek Securities Corporation|1
FTC|FIRST TRUST LARGE CA|MACC|Mid Atlantic Capital Corporation|4
FTC|FIRST TRUST LARGE CA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22446
FTC|FIRST TRUST LARGE CA|MSCO|MORGAN STANLEY & CO. LLC|77942
FTC|FIRST TRUST LARGE CA|MSPL|MORGAN STANLEY & CO. LLC|1500
FTC|FIRST TRUST LARGE CA|NBCS|NBC Securities, INC.|530
FTC|FIRST TRUST LARGE CA|NFSC|National Financial Services LLC|34248
FTC|FIRST TRUST LARGE CA|NITE|VIRTU Americas LLC|104912
FTC|FIRST TRUST LARGE CA|OPCO|Oppenheimer & Co. Inc.|260
FTC|FIRST TRUST LARGE CA|PWJC|UBS Financial Services, Inc.|150
FTC|FIRST TRUST LARGE CA|RAJA|Raymond James & Associates, Inc.|6631
FTC|FIRST TRUST LARGE CA|RBCM|RBC CAPITAL MARKETS, LLC|15363
FTC|FIRST TRUST LARGE CA|SALI|INTL FCSTONE FINANCIAL INC.|1269
FTC|FIRST TRUST LARGE CA|SBSH|Citigroup Global Markets Inc.|459
FTC|FIRST TRUST LARGE CA|SGMT|GOLDMAN SACHS & CO. LLC|7454
FTC|FIRST TRUST LARGE CA|SPHN|Stephens Inc.|10
FTC|FIRST TRUST LARGE CA|STFL|Stifel, Nicolaus & Company, Incorporated|3664
FTC|FIRST TRUST LARGE CA|SWST|Hilltop Securities Inc.|975
FTC|FIRST TRUST LARGE CA|TRCM|TRC MARKETS LLC|200
FTC|FIRST TRUST LARGE CA|UBSA|UBS SECURITIES LLC|26792
FTC|FIRST TRUST LARGE CA|UBSS|UBS Securities LLC|93840
FTC|FIRST TRUST LARGE CA|VALX|VIRTU AMERICAS LLC|316
FTC|FIRST TRUST LARGE CA|VGRD|Vanguard Marketing Corporation|1339
FTC|FIRST TRUST LARGE CA|WCHV|WELLS FARGO SECURITIES, LLC|43904
FTC|FIRST TRUST LARGE CA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|344
FTC|FIRST TRUST LARGE CA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|419
FTC|FIRST TRUST LARGE CA|WSEA|WOLVERINE SECURITIES, LLC|1375
FTC|FIRST TRUST LARGE CA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|37249
FTCS|FIRST TRUST CAPITAL|AGIS|Aegis Capital Corp.|515
FTCS|FIRST TRUST CAPITAL|APCC|Apex Clearing Corporation|13
FTCS|FIRST TRUST CAPITAL|BANK|Primevest Financial Services, Inc.|603
FTCS|FIRST TRUST CAPITAL|BARD|Robert W. Baird & Co. Incorporated|4761
FTCS|FIRST TRUST CAPITAL|BBNT|BB&T SECURITIES, LLC|5973
FTCS|FIRST TRUST CAPITAL|BERN|Sanford C. Bernstein & Co., LLC|1
FTCS|FIRST TRUST CAPITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3429
FTCS|FIRST TRUST CAPITAL|BTIG|BTIG, LLC|21200
FTCS|FIRST TRUST CAPITAL|CANT|Cantor Fitzgerald & Co.|2112
FTCS|FIRST TRUST CAPITAL|CHAS|Charles Schwab & Co., Inc.|5
FTCS|FIRST TRUST CAPITAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85
FTCS|FIRST TRUST CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1913
FTCS|FIRST TRUST CAPITAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
FTCS|FIRST TRUST CAPITAL|DADA|D.A. Davidson & Co.|500
FTCS|FIRST TRUST CAPITAL|DBAB|Deutsche Bank Securities Inc.|800
FTCS|FIRST TRUST CAPITAL|DBAX|Deutsche Bank Securities Inc.|1700
FTCS|FIRST TRUST CAPITAL|DEAN|MORGAN STANLEY|916
FTCS|FIRST TRUST CAPITAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|338
FTCS|FIRST TRUST CAPITAL|EBXL|EBX LLC|5000
FTCS|FIRST TRUST CAPITAL|EDJO|Edward D. Jones & Co., L.P.|121234
FTCS|FIRST TRUST CAPITAL|EGAM|CBOE TRADING, INC.|135
FTCS|FIRST TRUST CAPITAL|EGXM|CBOE TRADING, INC.|15
FTCS|FIRST TRUST CAPITAL|ETBE|Electronic Transaction Clearing, Inc.|1048
FTCS|FIRST TRUST CAPITAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|222
FTCS|FIRST TRUST CAPITAL|ETRS|E*Trade Securities LLC|294
FTCS|FIRST TRUST CAPITAL|FBCO|Credit Suisse Securities (USA) LLC|78116
FTCS|FIRST TRUST CAPITAL|FCST|INTL FCSTONE FINANCIAL INC.|218362
FTCS|FIRST TRUST CAPITAL|FOMA|TD AMERITRADE CLEARING, INC.|43679
FTCS|FIRST TRUST CAPITAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|317
FTCS|FIRST TRUST CAPITAL|FTBR|Foliofn Investments, Inc.|723
FTCS|FIRST TRUST CAPITAL|GEBB|GLOBAL EXECUTION BROKERS, LP|7683
FTCS|FIRST TRUST CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|240750
FTCS|FIRST TRUST CAPITAL|GSCS|GOLDMAN SACHS & CO. LLC|459
FTCS|FIRST TRUST CAPITAL|GSLT|GOLDMAN SACHS & CO. LLC|72
FTCS|FIRST TRUST CAPITAL|GTSZ|GTS SECURITIES LLC|837
FTCS|FIRST TRUST CAPITAL|HRBF|American Enterprise Investment Services Inc.|29169
FTCS|FIRST TRUST CAPITAL|IATS|INTERACTIVE BROKERS LLC|180
FTCS|FIRST TRUST CAPITAL|IBKR|Interactive Brokers Llc|6901
FTCS|FIRST TRUST CAPITAL|INCA|INSTINET, LLC|1757
FTCS|FIRST TRUST CAPITAL|JANY|Janney Montgomery Scott Inc.|1345
FTCS|FIRST TRUST CAPITAL|JMPT|JUMP TRADING, LLC|50
FTCS|FIRST TRUST CAPITAL|JSJX|JANE STREET CAPITAL LLC|304806
FTCS|FIRST TRUST CAPITAL|KCGM|VIRTU Americas LLC|200
FTCS|FIRST TRUST CAPITAL|LEHM|Barclays Capital Inc./Le|1600
FTCS|FIRST TRUST CAPITAL|LIME|Lime Brokerage LLC|17217
FTCS|FIRST TRUST CAPITAL|MACC|Mid Atlantic Capital Corporation|6
FTCS|FIRST TRUST CAPITAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11000
FTCS|FIRST TRUST CAPITAL|MOTF|MOTIF INVESTING, INC.|1
FTCS|FIRST TRUST CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|122524
FTCS|FIRST TRUST CAPITAL|MSPL|MORGAN STANLEY & CO. LLC|3400
FTCS|FIRST TRUST CAPITAL|NATL|National Securities Corporation|512
FTCS|FIRST TRUST CAPITAL|NBCS|NBC Securities, INC.|245
FTCS|FIRST TRUST CAPITAL|NFSC|National Financial Services LLC|137762
FTCS|FIRST TRUST CAPITAL|NITE|VIRTU Americas LLC|197452
FTCS|FIRST TRUST CAPITAL|NTRC|Northern Trust Securities, Inc.|1100
FTCS|FIRST TRUST CAPITAL|OLDM|OLD MISSION CAPITAL, LLC|2557
FTCS|FIRST TRUST CAPITAL|OPCO|Oppenheimer & Co. Inc.|4618
FTCS|FIRST TRUST CAPITAL|PWJC|UBS Financial Services, Inc.|5509
FTCS|FIRST TRUST CAPITAL|RAJA|Raymond James & Associates, Inc.|103300
FTCS|FIRST TRUST CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|15375
FTCS|FIRST TRUST CAPITAL|SALI|INTL FCSTONE FINANCIAL INC.|781
FTCS|FIRST TRUST CAPITAL|SBSH|Citigroup Global Markets Inc.|2858
FTCS|FIRST TRUST CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|200
FTCS|FIRST TRUST CAPITAL|SPHN|Stephens Inc.|180
FTCS|FIRST TRUST CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|19427
FTCS|FIRST TRUST CAPITAL|SWIM|TD Ameritrade, Inc.|800
FTCS|FIRST TRUST CAPITAL|SWST|Hilltop Securities Inc.|158
FTCS|FIRST TRUST CAPITAL|TRCM|TRC MARKETS LLC|443
FTCS|FIRST TRUST CAPITAL|UBSA|UBS SECURITIES LLC|14594
FTCS|FIRST TRUST CAPITAL|UBSS|UBS Securities LLC|96765
FTCS|FIRST TRUST CAPITAL|VALX|VIRTU AMERICAS LLC|395
FTCS|FIRST TRUST CAPITAL|VGRD|Vanguard Marketing Corporation|785
FTCS|FIRST TRUST CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|89551
FTCS|FIRST TRUST CAPITAL|WEDB|WEDBUSH SECURITIES INC.|1315
FTCS|FIRST TRUST CAPITAL|WSEA|WOLVERINE SECURITIES, LLC|1
FTCS|FIRST TRUST CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|182352
FTD|FTD COMPANIES|ALTX|Alternet Securities Inc.|1100
FTD|FTD COMPANIES|APCC|Apex Clearing Corporation|204
FTD|FTD COMPANIES|BATM|CBOE TRADING, INC.|1219
FTD|FTD COMPANIES|BAYC|BAY CREST PARTNERS, LLC|636
FTD|FTD COMPANIES|BERN|Sanford C. Bernstein & Co., LLC|19938
FTD|FTD COMPANIES|BLKX|INSTINET, LLC|20000
FTD|FTD COMPANIES|BMOC|BMO Capital Markets Corp.|2556
FTD|FTD COMPANIES|BNPX|BNP PARIBAS SECURITIES CORP.|3473
FTD|FTD COMPANIES|BTIG|BTIG, LLC|6673
FTD|FTD COMPANIES|BYXM|CBOE TRADING, INC.|2742
FTD|FTD COMPANIES|CANT|Cantor Fitzgerald & Co.|788
FTD|FTD COMPANIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1002
FTD|FTD COMPANIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|680
FTD|FTD COMPANIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65602
FTD|FTD COMPANIES|CTDL|Citadel Derivatives Group Llc|15522
FTD|FTD COMPANIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|1452
FTD|FTD COMPANIES|DBAB|Deutsche Bank Securities Inc.|240820
FTD|FTD COMPANIES|DBAX|Deutsche Bank Securities Inc.|27200
FTD|FTD COMPANIES|DEAN|MORGAN STANLEY|135
FTD|FTD COMPANIES|DEGS|RONIN PROFESSIONAL LLC|20292
FTD|FTD COMPANIES|EBXL|EBX LLC|58700
FTD|FTD COMPANIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|5630
FTD|FTD COMPANIES|EDJO|Edward D. Jones & Co., L.P.|70
FTD|FTD COMPANIES|EGAM|CBOE TRADING, INC.|9744
FTD|FTD COMPANIES|EGXM|CBOE TRADING, INC.|1925
FTD|FTD COMPANIES|ETBE|Electronic Transaction Clearing, Inc.|29134
FTD|FTD COMPANIES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
FTD|FTD COMPANIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
FTD|FTD COMPANIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3864
FTD|FTD COMPANIES|ETRS|E*Trade Securities LLC|28368
FTD|FTD COMPANIES|FBCO|Credit Suisse Securities (USA) LLC|87537
FTD|FTD COMPANIES|FOMA|TD AMERITRADE CLEARING, INC.|64380
FTD|FTD COMPANIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1441
FTD|FTD COMPANIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58020
FTD|FTD COMPANIES|FTBR|Foliofn Investments, Inc.|103
FTD|FTD COMPANIES|GEBB|GLOBAL EXECUTION BROKERS, LP|6050
FTD|FTD COMPANIES|GLPX|ACS EXECUTION SERVICES, LLC|800
FTD|FTD COMPANIES|GSCO|GOLDMAN SACHS & CO. LLC|626221
FTD|FTD COMPANIES|GSCS|GOLDMAN SACHS & CO. LLC|92265
FTD|FTD COMPANIES|GSLT|GOLDMAN SACHS & CO. LLC|948
FTD|FTD COMPANIES|GTSZ|GTS SECURITIES LLC|6510
FTD|FTD COMPANIES|IATS|INTERACTIVE BROKERS LLC|10950
FTD|FTD COMPANIES|IBKR|Interactive Brokers Llc|75916
FTD|FTD COMPANIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4448
FTD|FTD COMPANIES|ICBX|INSTINET, LLC|6200
FTD|FTD COMPANIES|IEQY|CITADEL SECURITIES LLC|21843
FTD|FTD COMPANIES|INCA|INSTINET, LLC|199095
FTD|FTD COMPANIES|INJX|INSTINET, LLC|8456
FTD|FTD COMPANIES|ITGI|ITG Inc.|26348
FTD|FTD COMPANIES|ITGP|ITG INC.|18200
FTD|FTD COMPANIES|JEFF|JEFFERIES LLC|24562
FTD|FTD COMPANIES|JMPT|JUMP TRADING, LLC|17741
FTD|FTD COMPANIES|JPBX|J.P. MORGAN SECURITIES LLC|1560
FTD|FTD COMPANIES|JPMX|J.P. Morgan Securities LLC|58276
FTD|FTD COMPANIES|JSJX|JANE STREET CAPITAL LLC|1355
FTD|FTD COMPANIES|KCGM|VIRTU Americas LLC|7584
FTD|FTD COMPANIES|LEHM|Barclays Capital Inc./Le|620894
FTD|FTD COMPANIES|LIME|Lime Brokerage LLC|123171
FTD|FTD COMPANIES|LMGP|LIME BROKERAGE LLC|8553
FTD|FTD COMPANIES|LOOP|Loop Capital Markets LLC|15664
FTD|FTD COMPANIES|MAXM|Maxim Group LLC|996
FTD|FTD COMPANIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20509
FTD|FTD COMPANIES|MOTF|MOTIF INVESTING, INC.|10
FTD|FTD COMPANIES|MSCO|MORGAN STANLEY & CO. LLC|1152622
FTD|FTD COMPANIES|MSPL|MORGAN STANLEY & CO. LLC|74400
FTD|FTD COMPANIES|MSTX|MORGAN STANLEY & CO. LLC|124500
FTD|FTD COMPANIES|NFSC|National Financial Services LLC|125829
FTD|FTD COMPANIES|NITE|VIRTU Americas LLC|147450
FTD|FTD COMPANIES|NITP|VIRTU Americas LLC|5226
FTD|FTD COMPANIES|NQRB|Brut, LLC|11978
FTD|FTD COMPANIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2770
FTD|FTD COMPANIES|PDQM|CODA MARKETS, INC.|7150
FTD|FTD COMPANIES|PNSR|Penserra Securities, LLC|13533
FTD|FTD COMPANIES|RGLD|Regal Securities, Inc|150
FTD|FTD COMPANIES|SAGL|SAGETRADER, LLC|2094
FTD|FTD COMPANIES|SBSH|Citigroup Global Markets Inc.|463296
FTD|FTD COMPANIES|SGMT|GOLDMAN SACHS & CO. LLC|23892
FTD|FTD COMPANIES|SPDR|SPEEDROUTE LLC|17600
FTD|FTD COMPANIES|SWIM|TD Ameritrade, Inc.|35041
FTD|FTD COMPANIES|TRBT|Tradebot Systems, Inc.|64966
FTD|FTD COMPANIES|TRCM|TRC MARKETS LLC|66558
FTD|FTD COMPANIES|UBSA|UBS SECURITIES LLC|212659
FTD|FTD COMPANIES|UBSS|UBS Securities LLC|702297
FTD|FTD COMPANIES|VALX|VIRTU AMERICAS LLC|2410
FTD|FTD COMPANIES|VGRD|Vanguard Marketing Corporation|1517
FTD|FTD COMPANIES|VSIN|Vision Financial Markets Llc|5100
FTD|FTD COMPANIES|WCHV|WELLS FARGO SECURITIES, LLC|88078
FTD|FTD COMPANIES|WEED|Weeden & Co.L.P.|2400
FTD|FTD COMPANIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|281
FTD|FTD COMPANIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3056
FTD|FTD COMPANIES|WSEA|WOLVERINE SECURITIES, LLC|3344
FTD|FTD COMPANIES|XIST|INSTINET, LLC|6800
FTD|FTD COMPANIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|20400
FTD|FTD COMPANIES|YKNA|COMHAR CAPITAL MARKETS, LLC|300
FTEC|FIDELITY INFO TEC ET|ALTX|Alternet Securities Inc.|300
FTEC|FIDELITY INFO TEC ET|APCC|Apex Clearing Corporation|985
FTEC|FIDELITY INFO TEC ET|AURC|Aurora Capital LLC|900
FTEC|FIDELITY INFO TEC ET|BANK|Primevest Financial Services, Inc.|100
FTEC|FIDELITY INFO TEC ET|BBNT|BB&T SECURITIES, LLC|3004
FTEC|FIDELITY INFO TEC ET|BERN|Sanford C. Bernstein & Co., LLC|2
FTEC|FIDELITY INFO TEC ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13579
FTEC|FIDELITY INFO TEC ET|CANT|Cantor Fitzgerald & Co.|24100
FTEC|FIDELITY INFO TEC ET|CHAS|Charles Schwab & Co., Inc.|1819
FTEC|FIDELITY INFO TEC ET|CIST|Capital Institutional Services, Inc.|338
FTEC|FIDELITY INFO TEC ET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3800
FTEC|FIDELITY INFO TEC ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38702
FTEC|FIDELITY INFO TEC ET|CSIN|Citadel Securities Institutional LLC|142267
FTEC|FIDELITY INFO TEC ET|CTDL|Citadel Derivatives Group Llc|146516
FTEC|FIDELITY INFO TEC ET|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
FTEC|FIDELITY INFO TEC ET|DADA|D.A. Davidson & Co.|66
FTEC|FIDELITY INFO TEC ET|DAVA|Davenport & Company LLC|250
FTEC|FIDELITY INFO TEC ET|DBAB|Deutsche Bank Securities Inc.|40
FTEC|FIDELITY INFO TEC ET|DBAX|Deutsche Bank Securities Inc.|5500
FTEC|FIDELITY INFO TEC ET|DEAN|MORGAN STANLEY|6427
FTEC|FIDELITY INFO TEC ET|DEGS|RONIN PROFESSIONAL LLC|4300
FTEC|FIDELITY INFO TEC ET|EBXL|EBX LLC|19100
FTEC|FIDELITY INFO TEC ET|ECUT|CONVERGEX EXECUTION SOLUTIONS|865
FTEC|FIDELITY INFO TEC ET|EDJO|Edward D. Jones & Co., L.P.|5720
FTEC|FIDELITY INFO TEC ET|EGAM|CBOE TRADING, INC.|2419
FTEC|FIDELITY INFO TEC ET|EGAW|CBOE TRADING, INC.|410
FTEC|FIDELITY INFO TEC ET|EGXM|CBOE TRADING, INC.|347
FTEC|FIDELITY INFO TEC ET|ETBE|Electronic Transaction Clearing, Inc.|1126
FTEC|FIDELITY INFO TEC ET|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1695
FTEC|FIDELITY INFO TEC ET|ETRS|E*Trade Securities LLC|52127
FTEC|FIDELITY INFO TEC ET|FBSB|U.S. Bancorp Investments, Inc.|200
FTEC|FIDELITY INFO TEC ET|FILL|Tradestation Securities, Inc.|1440
FTEC|FIDELITY INFO TEC ET|FMAF|NBCN Inc./ CDS|1220
FTEC|FIDELITY INFO TEC ET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1770
FTEC|FIDELITY INFO TEC ET|FTBR|Foliofn Investments, Inc.|1880
FTEC|FIDELITY INFO TEC ET|GLIS|TD Securities Inc|524
FTEC|FIDELITY INFO TEC ET|GSCO|GOLDMAN SACHS & CO. LLC|58283
FTEC|FIDELITY INFO TEC ET|GSLT|GOLDMAN SACHS & CO. LLC|1965
FTEC|FIDELITY INFO TEC ET|GTSZ|GTS SECURITIES LLC|24075
FTEC|FIDELITY INFO TEC ET|HRBF|American Enterprise Investment Services Inc.|14852
FTEC|FIDELITY INFO TEC ET|IATS|INTERACTIVE BROKERS LLC|4124
FTEC|FIDELITY INFO TEC ET|IBKR|Interactive Brokers Llc|10511
FTEC|FIDELITY INFO TEC ET|ICBX|INSTINET, LLC|41096
FTEC|FIDELITY INFO TEC ET|INCA|INSTINET, LLC|1374
FTEC|FIDELITY INFO TEC ET|ITGI|ITG Inc.|754
FTEC|FIDELITY INFO TEC ET|ITGP|ITG INC.|7400
FTEC|FIDELITY INFO TEC ET|JANY|Janney Montgomery Scott Inc.|577
FTEC|FIDELITY INFO TEC ET|JMPT|JUMP TRADING, LLC|1052
FTEC|FIDELITY INFO TEC ET|JPMX|J.P. Morgan Securities LLC|1970
FTEC|FIDELITY INFO TEC ET|JSJX|JANE STREET CAPITAL LLC|101124
FTEC|FIDELITY INFO TEC ET|KCGM|VIRTU Americas LLC|5767
FTEC|FIDELITY INFO TEC ET|LEHM|Barclays Capital Inc./Le|25630
FTEC|FIDELITY INFO TEC ET|LIME|Lime Brokerage LLC|10079
FTEC|FIDELITY INFO TEC ET|LTCO|Ladenburg, Thalmann & Co., Inc.|69512
FTEC|FIDELITY INFO TEC ET|MACC|Mid Atlantic Capital Corporation|6946
FTEC|FIDELITY INFO TEC ET|MAXM|Maxim Group LLC|1098
FTEC|FIDELITY INFO TEC ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10146
FTEC|FIDELITY INFO TEC ET|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
FTEC|FIDELITY INFO TEC ET|MOTF|MOTIF INVESTING, INC.|4
FTEC|FIDELITY INFO TEC ET|MSCO|MORGAN STANLEY & CO. LLC|48726
FTEC|FIDELITY INFO TEC ET|MSPL|MORGAN STANLEY & CO. LLC|7700
FTEC|FIDELITY INFO TEC ET|MSTX|MORGAN STANLEY & CO. LLC|1200
FTEC|FIDELITY INFO TEC ET|NFSC|National Financial Services LLC|2083127
FTEC|FIDELITY INFO TEC ET|NITE|VIRTU Americas LLC|979453
FTEC|FIDELITY INFO TEC ET|NITP|VIRTU Americas LLC|3345
FTEC|FIDELITY INFO TEC ET|NQRB|Brut, LLC|100
FTEC|FIDELITY INFO TEC ET|NTBF|BMO Nesbitt Burns Inc./CDS|325
FTEC|FIDELITY INFO TEC ET|OPCO|Oppenheimer & Co. Inc.|3101
FTEC|FIDELITY INFO TEC ET|PDQM|CODA MARKETS, INC.|1366
FTEC|FIDELITY INFO TEC ET|RBCM|RBC CAPITAL MARKETS, LLC|4517
FTEC|FIDELITY INFO TEC ET|SAGL|SAGETRADER, LLC|300
FTEC|FIDELITY INFO TEC ET|SBSH|Citigroup Global Markets Inc.|3456
FTEC|FIDELITY INFO TEC ET|SGMT|GOLDMAN SACHS & CO. LLC|9989
FTEC|FIDELITY INFO TEC ET|SHMR|ABN Amro Clearing LLC|1839
FTEC|FIDELITY INFO TEC ET|SPDR|SPEEDROUTE LLC|1
FTEC|FIDELITY INFO TEC ET|STFL|Stifel, Nicolaus & Company, Incorporated|1670
FTEC|FIDELITY INFO TEC ET|SWIM|TD Ameritrade, Inc.|5960
FTEC|FIDELITY INFO TEC ET|SWST|Hilltop Securities Inc.|1600
FTEC|FIDELITY INFO TEC ET|TKNG|ALLY INVEST SECURITIES LLC|1712
FTEC|FIDELITY INFO TEC ET|TRBT|Tradebot Systems, Inc.|23942
FTEC|FIDELITY INFO TEC ET|TRCM|TRC MARKETS LLC|932
FTEC|FIDELITY INFO TEC ET|TWTT|TASTYWORKS, INC.|52
FTEC|FIDELITY INFO TEC ET|UBSA|UBS SECURITIES LLC|48752
FTEC|FIDELITY INFO TEC ET|UBSS|UBS Securities LLC|108727
FTEC|FIDELITY INFO TEC ET|VALX|VIRTU AMERICAS LLC|3936
FTEC|FIDELITY INFO TEC ET|VGRD|Vanguard Marketing Corporation|10324
FTEC|FIDELITY INFO TEC ET|VSIN|Vision Financial Markets Llc|2
FTEC|FIDELITY INFO TEC ET|WCHV|WELLS FARGO SECURITIES, LLC|18198
FTEC|FIDELITY INFO TEC ET|WEDB|WEDBUSH SECURITIES INC.|130
FTEC|FIDELITY INFO TEC ET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5417
FTEC|FIDELITY INFO TEC ET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11305
FTEC|FIDELITY INFO TEC ET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|131
FTEC|FIDELITY INFO TEC ET|WSEA|WOLVERINE SECURITIES, LLC|3389
FTEC|FIDELITY INFO TEC ET|XSTM|NATIONAL FINANCIAL SERVICES LLC|974
FTEC|FIDELITY INFO TEC ET|YKNA|COMHAR CAPITAL MARKETS, LLC|1366
FTEC|FIDELITY INFO TEC ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8093
FTEK|FUEL TECH INC|APCC|Apex Clearing Corporation|1
FTEK|FUEL TECH INC|BARD|Robert W. Baird & Co. Incorporated|12700
FTEK|FUEL TECH INC|BATM|CBOE TRADING, INC.|6011
FTEK|FUEL TECH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
FTEK|FUEL TECH INC|CANT|Cantor Fitzgerald & Co.|133
FTEK|FUEL TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|205
FTEK|FUEL TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
FTEK|FUEL TECH INC|DBAB|Deutsche Bank Securities Inc.|2406
FTEK|FUEL TECH INC|DEGS|RONIN PROFESSIONAL LLC|11060
FTEK|FUEL TECH INC|EBXL|EBX LLC|300
FTEK|FUEL TECH INC|EDJO|Edward D. Jones & Co., L.P.|100
FTEK|FUEL TECH INC|EGXM|CBOE TRADING, INC.|2004
FTEK|FUEL TECH INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3200
FTEK|FUEL TECH INC|ETRS|E*Trade Securities LLC|61423
FTEK|FUEL TECH INC|FBCO|Credit Suisse Securities (USA) LLC|7703
FTEK|FUEL TECH INC|FILL|Tradestation Securities, Inc.|300
FTEK|FUEL TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|199498
FTEK|FUEL TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89
FTEK|FUEL TECH INC|FTBR|Foliofn Investments, Inc.|1
FTEK|FUEL TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|229
FTEK|FUEL TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|1266
FTEK|FUEL TECH INC|GTSZ|GTS SECURITIES LLC|200
FTEK|FUEL TECH INC|HRBF|American Enterprise Investment Services Inc.|400
FTEK|FUEL TECH INC|IATS|INTERACTIVE BROKERS LLC|2400
FTEK|FUEL TECH INC|IBKR|Interactive Brokers Llc|55819
FTEK|FUEL TECH INC|ICBX|INSTINET, LLC|400
FTEK|FUEL TECH INC|INCA|INSTINET, LLC|5274
FTEK|FUEL TECH INC|ITGI|ITG Inc.|18171
FTEK|FUEL TECH INC|ITGP|ITG INC.|600
FTEK|FUEL TECH INC|JEFF|JEFFERIES LLC|100
FTEK|FUEL TECH INC|KCGM|VIRTU Americas LLC|104
FTEK|FUEL TECH INC|LEHM|Barclays Capital Inc./Le|709
FTEK|FUEL TECH INC|LIME|Lime Brokerage LLC|8867
FTEK|FUEL TECH INC|MSCO|MORGAN STANLEY & CO. LLC|30756
FTEK|FUEL TECH INC|NFSC|National Financial Services LLC|79052
FTEK|FUEL TECH INC|NITE|VIRTU Americas LLC|139360
FTEK|FUEL TECH INC|OPCO|Oppenheimer & Co. Inc.|15201
FTEK|FUEL TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|823
FTEK|FUEL TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|148
FTEK|FUEL TECH INC|SPDR|SPEEDROUTE LLC|200
FTEK|FUEL TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|200
FTEK|FUEL TECH INC|SWIM|TD Ameritrade, Inc.|1472
FTEK|FUEL TECH INC|SWST|Hilltop Securities Inc.|6283
FTEK|FUEL TECH INC|TKNG|ALLY INVEST SECURITIES LLC|350
FTEK|FUEL TECH INC|TRCM|TRC MARKETS LLC|9971
FTEK|FUEL TECH INC|TWTT|TASTYWORKS, INC.|100
FTEK|FUEL TECH INC|UBSA|UBS SECURITIES LLC|5721
FTEK|FUEL TECH INC|UBSS|UBS Securities LLC|15332
FTEK|FUEL TECH INC|VGRD|Vanguard Marketing Corporation|5004
FTEK|FUEL TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|6000
FTEK|FUEL TECH INC|WSEA|WOLVERINE SECURITIES, LLC|1518
FTEO|FRONTEO, INC. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|19
FTEO|FRONTEO, INC. ADS|ETRS|E*Trade Securities LLC|500
FTEO|FRONTEO, INC. ADS|FBCO|Credit Suisse Securities (USA) LLC|2
FTEO|FRONTEO, INC. ADS|FOMA|TD AMERITRADE CLEARING, INC.|6726
FTEO|FRONTEO, INC. ADS|GSCS|GOLDMAN SACHS & CO. LLC|145
FTEO|FRONTEO, INC. ADS|HRBF|American Enterprise Investment Services Inc.|200
FTEO|FRONTEO, INC. ADS|IATS|INTERACTIVE BROKERS LLC|100
FTEO|FRONTEO, INC. ADS|IBKR|Interactive Brokers Llc|221
FTEO|FRONTEO, INC. ADS|KCGM|VIRTU Americas LLC|100
FTEO|FRONTEO, INC. ADS|LEHM|Barclays Capital Inc./Le|200
FTEO|FRONTEO, INC. ADS|LIME|Lime Brokerage LLC|7
FTEO|FRONTEO, INC. ADS|MSCO|MORGAN STANLEY & CO. LLC|307
FTEO|FRONTEO, INC. ADS|NFSC|National Financial Services LLC|631
FTEO|FRONTEO, INC. ADS|NITE|VIRTU Americas LLC|3007
FTEO|FRONTEO, INC. ADS|OLDM|OLD MISSION CAPITAL, LLC|970
FTEO|FRONTEO, INC. ADS|SWIM|TD Ameritrade, Inc.|1200
FTEO|FRONTEO, INC. ADS|TKNG|ALLY INVEST SECURITIES LLC|40
FTEO|FRONTEO, INC. ADS|UBSA|UBS SECURITIES LLC|100
FTEO|FRONTEO, INC. ADS|UBSS|UBS Securities LLC|100
FTEO|FRONTEO, INC. ADS|WSEA|WOLVERINE SECURITIES, LLC|20
FTF|FRANKLIN LIMITED|ALTX|Alternet Securities Inc.|445
FTF|FRANKLIN LIMITED|APCC|Apex Clearing Corporation|2230
FTF|FRANKLIN LIMITED|BANK|Primevest Financial Services, Inc.|20
FTF|FRANKLIN LIMITED|BARD|Robert W. Baird & Co. Incorporated|1268
FTF|FRANKLIN LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1952
FTF|FRANKLIN LIMITED|BTIG|BTIG, LLC|2650
FTF|FRANKLIN LIMITED|CANT|Cantor Fitzgerald & Co.|168731
FTF|FRANKLIN LIMITED|CHAS|Charles Schwab & Co., Inc.|9
FTF|FRANKLIN LIMITED|CIST|Capital Institutional Services, Inc.|2000
FTF|FRANKLIN LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33363
FTF|FRANKLIN LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7940
FTF|FRANKLIN LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|3956
FTF|FRANKLIN LIMITED|DADA|D.A. Davidson & Co.|900
FTF|FRANKLIN LIMITED|DBAX|Deutsche Bank Securities Inc.|8100
FTF|FRANKLIN LIMITED|DEAN|MORGAN STANLEY|2430
FTF|FRANKLIN LIMITED|DEGS|RONIN PROFESSIONAL LLC|100
FTF|FRANKLIN LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14954
FTF|FRANKLIN LIMITED|EBXL|EBX LLC|9300
FTF|FRANKLIN LIMITED|EDJO|Edward D. Jones & Co., L.P.|4372
FTF|FRANKLIN LIMITED|EGAM|CBOE TRADING, INC.|800
FTF|FRANKLIN LIMITED|EGXM|CBOE TRADING, INC.|300
FTF|FRANKLIN LIMITED|ETRS|E*Trade Securities LLC|74837
FTF|FRANKLIN LIMITED|FBSB|U.S. Bancorp Investments, Inc.|4244
FTF|FRANKLIN LIMITED|FILL|Tradestation Securities, Inc.|1700
FTF|FRANKLIN LIMITED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1631
FTF|FRANKLIN LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4311
FTF|FRANKLIN LIMITED|FTBR|Foliofn Investments, Inc.|18
FTF|FRANKLIN LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|200
FTF|FRANKLIN LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|1694
FTF|FRANKLIN LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|100
FTF|FRANKLIN LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|100
FTF|FRANKLIN LIMITED|HRBF|American Enterprise Investment Services Inc.|11338
FTF|FRANKLIN LIMITED|IATS|INTERACTIVE BROKERS LLC|6714
FTF|FRANKLIN LIMITED|IBKR|Interactive Brokers Llc|32472
FTF|FRANKLIN LIMITED|ICBX|INSTINET, LLC|3100
FTF|FRANKLIN LIMITED|INCA|INSTINET, LLC|5552
FTF|FRANKLIN LIMITED|ITGI|ITG Inc.|445
FTF|FRANKLIN LIMITED|ITGP|ITG INC.|400
FTF|FRANKLIN LIMITED|JANY|Janney Montgomery Scott Inc.|3386
FTF|FRANKLIN LIMITED|JMPT|JUMP TRADING, LLC|109
FTF|FRANKLIN LIMITED|JPMX|J.P. Morgan Securities LLC|6702
FTF|FRANKLIN LIMITED|JSJX|JANE STREET CAPITAL LLC|220
FTF|FRANKLIN LIMITED|KCGM|VIRTU Americas LLC|13548
FTF|FRANKLIN LIMITED|LEHM|Barclays Capital Inc./Le|44203
FTF|FRANKLIN LIMITED|LIME|Lime Brokerage LLC|475
FTF|FRANKLIN LIMITED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1207
FTF|FRANKLIN LIMITED|MAXM|Maxim Group LLC|1600
FTF|FRANKLIN LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9000
FTF|FRANKLIN LIMITED|MSCO|MORGAN STANLEY & CO. LLC|73215
FTF|FRANKLIN LIMITED|MSPL|MORGAN STANLEY & CO. LLC|15300
FTF|FRANKLIN LIMITED|NFSC|National Financial Services LLC|223647
FTF|FRANKLIN LIMITED|NITE|VIRTU Americas LLC|391405
FTF|FRANKLIN LIMITED|NQRB|Brut, LLC|900
FTF|FRANKLIN LIMITED|OPCO|Oppenheimer & Co. Inc.|5379
FTF|FRANKLIN LIMITED|PDQM|CODA MARKETS, INC.|2071
FTF|FRANKLIN LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|4170
FTF|FRANKLIN LIMITED|SBSH|Citigroup Global Markets Inc.|16498
FTF|FRANKLIN LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|1847
FTF|FRANKLIN LIMITED|SPDR|SPEEDROUTE LLC|100
FTF|FRANKLIN LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|20469
FTF|FRANKLIN LIMITED|SWIM|TD Ameritrade, Inc.|7155
FTF|FRANKLIN LIMITED|SWST|Hilltop Securities Inc.|51869
FTF|FRANKLIN LIMITED|TKNG|ALLY INVEST SECURITIES LLC|3306
FTF|FRANKLIN LIMITED|TRBT|Tradebot Systems, Inc.|2555
FTF|FRANKLIN LIMITED|UBSA|UBS SECURITIES LLC|17533
FTF|FRANKLIN LIMITED|UBSS|UBS Securities LLC|80220
FTF|FRANKLIN LIMITED|VGRD|Vanguard Marketing Corporation|16434
FTF|FRANKLIN LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|53733
FTF|FRANKLIN LIMITED|WEDB|WEDBUSH SECURITIES INC.|1600
FTF|FRANKLIN LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13
FTF|FRANKLIN LIMITED|WGIF|CIBC World Markets Inc.|350
FTF|FRANKLIN LIMITED|WSEA|WOLVERINE SECURITIES, LLC|3896
FTF|FRANKLIN LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|1816
FTF|FRANKLIN LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|1326
FTF|FRANKLIN LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10115
FTFT|FUTURE FINTECH GRP|ALTX|Alternet Securities Inc.|2600
FTFT|FUTURE FINTECH GRP|APCC|Apex Clearing Corporation|8745
FTFT|FUTURE FINTECH GRP|BATM|CBOE TRADING, INC.|40
FTFT|FUTURE FINTECH GRP|BIMI|Banca IMI Securities Corp.|500
FTFT|FUTURE FINTECH GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|421
FTFT|FUTURE FINTECH GRP|BYXM|CBOE TRADING, INC.|100
FTFT|FUTURE FINTECH GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|701
FTFT|FUTURE FINTECH GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8689
FTFT|FUTURE FINTECH GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7100
FTFT|FUTURE FINTECH GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6388
FTFT|FUTURE FINTECH GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1460
FTFT|FUTURE FINTECH GRP|DBAB|Deutsche Bank Securities Inc.|10444
FTFT|FUTURE FINTECH GRP|DBAX|Deutsche Bank Securities Inc.|7400
FTFT|FUTURE FINTECH GRP|DEGS|RONIN PROFESSIONAL LLC|3620
FTFT|FUTURE FINTECH GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
FTFT|FUTURE FINTECH GRP|EBXL|EBX LLC|1200
FTFT|FUTURE FINTECH GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
FTFT|FUTURE FINTECH GRP|EGAM|CBOE TRADING, INC.|8239
FTFT|FUTURE FINTECH GRP|EGXM|CBOE TRADING, INC.|3000
FTFT|FUTURE FINTECH GRP|EGXW|CBOE TRADING, INC.|1735
FTFT|FUTURE FINTECH GRP|ETBE|Electronic Transaction Clearing, Inc.|200
FTFT|FUTURE FINTECH GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1940
FTFT|FUTURE FINTECH GRP|ETRS|E*Trade Securities LLC|178307
FTFT|FUTURE FINTECH GRP|FBCO|Credit Suisse Securities (USA) LLC|46598
FTFT|FUTURE FINTECH GRP|FILL|Tradestation Securities, Inc.|7241
FTFT|FUTURE FINTECH GRP|FOMA|TD AMERITRADE CLEARING, INC.|402836
FTFT|FUTURE FINTECH GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|800
FTFT|FUTURE FINTECH GRP|GLPX|ACS EXECUTION SERVICES, LLC|28079
FTFT|FUTURE FINTECH GRP|GSCO|GOLDMAN SACHS & CO. LLC|1986
FTFT|FUTURE FINTECH GRP|GSLT|GOLDMAN SACHS & CO. LLC|3359
FTFT|FUTURE FINTECH GRP|GTSZ|GTS SECURITIES LLC|6157
FTFT|FUTURE FINTECH GRP|HRBF|American Enterprise Investment Services Inc.|500
FTFT|FUTURE FINTECH GRP|IATS|INTERACTIVE BROKERS LLC|22494
FTFT|FUTURE FINTECH GRP|IBKR|Interactive Brokers Llc|161609
FTFT|FUTURE FINTECH GRP|ICBX|INSTINET, LLC|5800
FTFT|FUTURE FINTECH GRP|INCA|INSTINET, LLC|63649
FTFT|FUTURE FINTECH GRP|ITGI|ITG Inc.|13228
FTFT|FUTURE FINTECH GRP|ITGP|ITG INC.|7800
FTFT|FUTURE FINTECH GRP|JMPT|JUMP TRADING, LLC|1189
FTFT|FUTURE FINTECH GRP|JPMX|J.P. Morgan Securities LLC|1000
FTFT|FUTURE FINTECH GRP|KCGM|VIRTU Americas LLC|700
FTFT|FUTURE FINTECH GRP|LEHM|Barclays Capital Inc./Le|40334
FTFT|FUTURE FINTECH GRP|LIME|Lime Brokerage LLC|15268
FTFT|FUTURE FINTECH GRP|LSCI|Lek Securities Corporation|2700
FTFT|FUTURE FINTECH GRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4131
FTFT|FUTURE FINTECH GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
FTFT|FUTURE FINTECH GRP|MOTF|MOTIF INVESTING, INC.|1
FTFT|FUTURE FINTECH GRP|MSCO|MORGAN STANLEY & CO. LLC|129608
FTFT|FUTURE FINTECH GRP|MSPL|MORGAN STANLEY & CO. LLC|200
FTFT|FUTURE FINTECH GRP|NFSC|National Financial Services LLC|142298
FTFT|FUTURE FINTECH GRP|NITE|VIRTU Americas LLC|472654
FTFT|FUTURE FINTECH GRP|NQRB|Brut, LLC|2877
FTFT|FUTURE FINTECH GRP|PDQM|CODA MARKETS, INC.|37705
FTFT|FUTURE FINTECH GRP|PWJC|UBS Financial Services, Inc.|100
FTFT|FUTURE FINTECH GRP|RBCM|RBC CAPITAL MARKETS, LLC|1600
FTFT|FUTURE FINTECH GRP|SAGL|SAGETRADER, LLC|6917
FTFT|FUTURE FINTECH GRP|SBSH|Citigroup Global Markets Inc.|10250
FTFT|FUTURE FINTECH GRP|SGMT|GOLDMAN SACHS & CO. LLC|2450
FTFT|FUTURE FINTECH GRP|SOGO|Wang Investment Associates, Inc.|240
FTFT|FUTURE FINTECH GRP|SPDR|SPEEDROUTE LLC|6170
FTFT|FUTURE FINTECH GRP|SWIM|TD Ameritrade, Inc.|75269
FTFT|FUTURE FINTECH GRP|TKNG|ALLY INVEST SECURITIES LLC|1179
FTFT|FUTURE FINTECH GRP|TRCM|TRC MARKETS LLC|100
FTFT|FUTURE FINTECH GRP|UBSA|UBS SECURITIES LLC|30378
FTFT|FUTURE FINTECH GRP|UBSS|UBS Securities LLC|56058
FTFT|FUTURE FINTECH GRP|VALX|VIRTU AMERICAS LLC|1371
FTFT|FUTURE FINTECH GRP|VGRD|Vanguard Marketing Corporation|67
FTFT|FUTURE FINTECH GRP|VSIN|Vision Financial Markets Llc|3098
FTFT|FUTURE FINTECH GRP|WCHV|WELLS FARGO SECURITIES, LLC|13029
FTFT|FUTURE FINTECH GRP|WEDB|WEDBUSH SECURITIES INC.|13417
FTFT|FUTURE FINTECH GRP|WGIF|CIBC World Markets Inc.|3330
FTFT|FUTURE FINTECH GRP|WSEA|WOLVERINE SECURITIES, LLC|18066
FTFT|FUTURE FINTECH GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|2153
FTGC|FRST TRST GLB TC CM|ALTX|Alternet Securities Inc.|1400
FTGC|FRST TRST GLB TC CM|APCC|Apex Clearing Corporation|13
FTGC|FRST TRST GLB TC CM|BANK|Primevest Financial Services, Inc.|531
FTGC|FRST TRST GLB TC CM|BARD|Robert W. Baird & Co. Incorporated|3489
FTGC|FRST TRST GLB TC CM|BATM|CBOE TRADING, INC.|5202
FTGC|FRST TRST GLB TC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
FTGC|FRST TRST GLB TC CM|BYXM|CBOE TRADING, INC.|600
FTGC|FRST TRST GLB TC CM|CANT|Cantor Fitzgerald & Co.|469909
FTGC|FRST TRST GLB TC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27738
FTGC|FRST TRST GLB TC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45847
FTGC|FRST TRST GLB TC CM|CSIN|Citadel Securities Institutional LLC|106636
FTGC|FRST TRST GLB TC CM|CTDL|Citadel Derivatives Group Llc|106636
FTGC|FRST TRST GLB TC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|340
FTGC|FRST TRST GLB TC CM|DBAX|Deutsche Bank Securities Inc.|28000
FTGC|FRST TRST GLB TC CM|DEAN|MORGAN STANLEY|10949
FTGC|FRST TRST GLB TC CM|EBXL|EBX LLC|11800
FTGC|FRST TRST GLB TC CM|EDJO|Edward D. Jones & Co., L.P.|1122
FTGC|FRST TRST GLB TC CM|EGAM|CBOE TRADING, INC.|3200
FTGC|FRST TRST GLB TC CM|EGXM|CBOE TRADING, INC.|1400
FTGC|FRST TRST GLB TC CM|ETBE|Electronic Transaction Clearing, Inc.|800
FTGC|FRST TRST GLB TC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2550
FTGC|FRST TRST GLB TC CM|ETRS|E*Trade Securities LLC|759
FTGC|FRST TRST GLB TC CM|FBCO|Credit Suisse Securities (USA) LLC|20999
FTGC|FRST TRST GLB TC CM|FOMA|TD AMERITRADE CLEARING, INC.|135651
FTGC|FRST TRST GLB TC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1663
FTGC|FRST TRST GLB TC CM|FTBR|Foliofn Investments, Inc.|895
FTGC|FRST TRST GLB TC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1867
FTGC|FRST TRST GLB TC CM|GSCO|GOLDMAN SACHS & CO. LLC|500
FTGC|FRST TRST GLB TC CM|GSCS|GOLDMAN SACHS & CO. LLC|400
FTGC|FRST TRST GLB TC CM|GSLT|GOLDMAN SACHS & CO. LLC|8600
FTGC|FRST TRST GLB TC CM|GTSZ|GTS SECURITIES LLC|200
FTGC|FRST TRST GLB TC CM|HRBF|American Enterprise Investment Services Inc.|360
FTGC|FRST TRST GLB TC CM|IBKR|Interactive Brokers Llc|30635
FTGC|FRST TRST GLB TC CM|ICBX|INSTINET, LLC|67400
FTGC|FRST TRST GLB TC CM|INCA|INSTINET, LLC|3100
FTGC|FRST TRST GLB TC CM|ITGI|ITG Inc.|5299
FTGC|FRST TRST GLB TC CM|ITGP|ITG INC.|200
FTGC|FRST TRST GLB TC CM|JANY|Janney Montgomery Scott Inc.|513
FTGC|FRST TRST GLB TC CM|JMPT|JUMP TRADING, LLC|688
FTGC|FRST TRST GLB TC CM|JPMX|J.P. Morgan Securities LLC|72782
FTGC|FRST TRST GLB TC CM|JSEB|JANE STREET EXECUTION SERVICES, LLC|27284
FTGC|FRST TRST GLB TC CM|JSJX|JANE STREET CAPITAL LLC|109543
FTGC|FRST TRST GLB TC CM|KCGM|VIRTU Americas LLC|13569
FTGC|FRST TRST GLB TC CM|LEHM|Barclays Capital Inc./Le|45400
FTGC|FRST TRST GLB TC CM|LIME|Lime Brokerage LLC|6439
FTGC|FRST TRST GLB TC CM|MACC|Mid Atlantic Capital Corporation|358
FTGC|FRST TRST GLB TC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18378
FTGC|FRST TRST GLB TC CM|MSCO|MORGAN STANLEY & CO. LLC|327043
FTGC|FRST TRST GLB TC CM|NFSC|National Financial Services LLC|1230701
FTGC|FRST TRST GLB TC CM|NITE|VIRTU Americas LLC|265810
FTGC|FRST TRST GLB TC CM|NITP|VIRTU Americas LLC|17645
FTGC|FRST TRST GLB TC CM|NQRB|Brut, LLC|4600
FTGC|FRST TRST GLB TC CM|OLDM|OLD MISSION CAPITAL, LLC|8217
FTGC|FRST TRST GLB TC CM|PDQM|CODA MARKETS, INC.|16498
FTGC|FRST TRST GLB TC CM|PWJC|UBS Financial Services, Inc.|3300
FTGC|FRST TRST GLB TC CM|RAJA|Raymond James & Associates, Inc.|2159
FTGC|FRST TRST GLB TC CM|RBCM|RBC CAPITAL MARKETS, LLC|33163
FTGC|FRST TRST GLB TC CM|SAGL|SAGETRADER, LLC|400
FTGC|FRST TRST GLB TC CM|SALI|INTL FCSTONE FINANCIAL INC.|1130
FTGC|FRST TRST GLB TC CM|SBSH|Citigroup Global Markets Inc.|948
FTGC|FRST TRST GLB TC CM|SGMT|GOLDMAN SACHS & CO. LLC|13324
FTGC|FRST TRST GLB TC CM|SPDR|SPEEDROUTE LLC|800
FTGC|FRST TRST GLB TC CM|STFL|Stifel, Nicolaus & Company, Incorporated|2159
FTGC|FRST TRST GLB TC CM|STXG|Stockcross Financial Services, Inc.|93
FTGC|FRST TRST GLB TC CM|SWIM|TD Ameritrade, Inc.|265
FTGC|FRST TRST GLB TC CM|SWST|Hilltop Securities Inc.|3157
FTGC|FRST TRST GLB TC CM|TRCM|TRC MARKETS LLC|1100
FTGC|FRST TRST GLB TC CM|UBSA|UBS SECURITIES LLC|89399
FTGC|FRST TRST GLB TC CM|UBSS|UBS Securities LLC|97908
FTGC|FRST TRST GLB TC CM|VGRD|Vanguard Marketing Corporation|1221
FTGC|FRST TRST GLB TC CM|WCHV|WELLS FARGO SECURITIES, LLC|97111
FTGC|FRST TRST GLB TC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|573
FTGC|FRST TRST GLB TC CM|WSEA|WOLVERINE SECURITIES, LLC|3835
FTGC|FRST TRST GLB TC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1700
FTGC|FRST TRST GLB TC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22358
FTHI|FT BUYWRITE INCOME E|APCC|Apex Clearing Corporation|1
FTHI|FT BUYWRITE INCOME E|BANK|Primevest Financial Services, Inc.|11446
FTHI|FT BUYWRITE INCOME E|BARD|Robert W. Baird & Co. Incorporated|552
FTHI|FT BUYWRITE INCOME E|BATM|CBOE TRADING, INC.|1
FTHI|FT BUYWRITE INCOME E|BBNT|BB&T SECURITIES, LLC|443
FTHI|FT BUYWRITE INCOME E|CANT|Cantor Fitzgerald & Co.|331
FTHI|FT BUYWRITE INCOME E|CHAS|Charles Schwab & Co., Inc.|3
FTHI|FT BUYWRITE INCOME E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1149
FTHI|FT BUYWRITE INCOME E|DADA|D.A. Davidson & Co.|797
FTHI|FT BUYWRITE INCOME E|EBXL|EBX LLC|100
FTHI|FT BUYWRITE INCOME E|EDJO|Edward D. Jones & Co., L.P.|789
FTHI|FT BUYWRITE INCOME E|EGXW|CBOE TRADING, INC.|1156
FTHI|FT BUYWRITE INCOME E|ETRS|E*Trade Securities LLC|17
FTHI|FT BUYWRITE INCOME E|FBCO|Credit Suisse Securities (USA) LLC|353
FTHI|FT BUYWRITE INCOME E|FOMA|TD AMERITRADE CLEARING, INC.|15219
FTHI|FT BUYWRITE INCOME E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5000
FTHI|FT BUYWRITE INCOME E|FTBR|Foliofn Investments, Inc.|19
FTHI|FT BUYWRITE INCOME E|GEBB|GLOBAL EXECUTION BROKERS, LP|1460
FTHI|FT BUYWRITE INCOME E|GSCO|GOLDMAN SACHS & CO. LLC|354
FTHI|FT BUYWRITE INCOME E|GSLT|GOLDMAN SACHS & CO. LLC|500
FTHI|FT BUYWRITE INCOME E|IATS|INTERACTIVE BROKERS LLC|100
FTHI|FT BUYWRITE INCOME E|IBKR|Interactive Brokers Llc|2233
FTHI|FT BUYWRITE INCOME E|JANY|Janney Montgomery Scott Inc.|826
FTHI|FT BUYWRITE INCOME E|JSEB|JANE STREET EXECUTION SERVICES, LLC|14350
FTHI|FT BUYWRITE INCOME E|JSJX|JANE STREET CAPITAL LLC|23846
FTHI|FT BUYWRITE INCOME E|KCGM|VIRTU Americas LLC|1465
FTHI|FT BUYWRITE INCOME E|LIME|Lime Brokerage LLC|1392
FTHI|FT BUYWRITE INCOME E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FTHI|FT BUYWRITE INCOME E|MSCO|MORGAN STANLEY & CO. LLC|5974
FTHI|FT BUYWRITE INCOME E|NFSC|National Financial Services LLC|7507
FTHI|FT BUYWRITE INCOME E|NITE|VIRTU Americas LLC|51715
FTHI|FT BUYWRITE INCOME E|OPCO|Oppenheimer & Co. Inc.|4
FTHI|FT BUYWRITE INCOME E|RAJA|Raymond James & Associates, Inc.|20721
FTHI|FT BUYWRITE INCOME E|RBCM|RBC CAPITAL MARKETS, LLC|1326
FTHI|FT BUYWRITE INCOME E|SGMT|GOLDMAN SACHS & CO. LLC|700
FTHI|FT BUYWRITE INCOME E|TRCM|TRC MARKETS LLC|3
FTHI|FT BUYWRITE INCOME E|UBSA|UBS SECURITIES LLC|2510
FTHI|FT BUYWRITE INCOME E|UBSS|UBS Securities LLC|7019
FTHI|FT BUYWRITE INCOME E|VGRD|Vanguard Marketing Corporation|9
FTHI|FT BUYWRITE INCOME E|WCHV|WELLS FARGO SECURITIES, LLC|7370
FTHI|FT BUYWRITE INCOME E|WGIF|CIBC World Markets Inc.|500
FTHI|FT BUYWRITE INCOME E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7457
FTI|TECHNIPFMC PLC|ABLE|NATIXIS Securities Americas LLC|168909
FTI|TECHNIPFMC PLC|ALTX|Alternet Securities Inc.|21521
FTI|TECHNIPFMC PLC|ANOS|ABEL/NOSER, L.L.C.|900
FTI|TECHNIPFMC PLC|APCC|Apex Clearing Corporation|1172
FTI|TECHNIPFMC PLC|BANK|Primevest Financial Services, Inc.|32
FTI|TECHNIPFMC PLC|BARD|Robert W. Baird & Co. Incorporated|237
FTI|TECHNIPFMC PLC|BATM|CBOE TRADING, INC.|9421
FTI|TECHNIPFMC PLC|BAYC|BAY CREST PARTNERS, LLC|4296
FTI|TECHNIPFMC PLC|BBNT|BB&T SECURITIES, LLC|1654
FTI|TECHNIPFMC PLC|BERN|Sanford C. Bernstein & Co., LLC|129982
FTI|TECHNIPFMC PLC|BIDS|BIDS TRADING L.P.|700
FTI|TECHNIPFMC PLC|BIMI|Banca IMI Securities Corp.|90
FTI|TECHNIPFMC PLC|BKCM|BNY Mellon Capital Markets LLC|915
FTI|TECHNIPFMC PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13654
FTI|TECHNIPFMC PLC|BLKX|INSTINET, LLC|83400
FTI|TECHNIPFMC PLC|BNPX|BNP PARIBAS SECURITIES CORP.|300769
FTI|TECHNIPFMC PLC|BTIG|BTIG, LLC|34414
FTI|TECHNIPFMC PLC|BYXM|CBOE TRADING, INC.|5201
FTI|TECHNIPFMC PLC|BZYD|GOLDMAN SACHS & CO. LLC|3000
FTI|TECHNIPFMC PLC|CANT|Cantor Fitzgerald & Co.|6913
FTI|TECHNIPFMC PLC|CHAS|Charles Schwab & Co., Inc.|6547
FTI|TECHNIPFMC PLC|CHDN|CHARDAN CAPITAL MARKETS LLC|364584
FTI|TECHNIPFMC PLC|CIBP|CIBC World Markets Corp.|24196
FTI|TECHNIPFMC PLC|CIST|Capital Institutional Services, Inc.|60658
FTI|TECHNIPFMC PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|254763
FTI|TECHNIPFMC PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6302
FTI|TECHNIPFMC PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|317
FTI|TECHNIPFMC PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1116272
FTI|TECHNIPFMC PLC|CTDL|Citadel Derivatives Group Llc|43120
FTI|TECHNIPFMC PLC|CTLR|CUTLER GROUP, LP|6510
FTI|TECHNIPFMC PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|96324
FTI|TECHNIPFMC PLC|DBAB|Deutsche Bank Securities Inc.|853250
FTI|TECHNIPFMC PLC|DBAX|Deutsche Bank Securities Inc.|715100
FTI|TECHNIPFMC PLC|DBUL|Deutsche Bank Securities Inc.|2161
FTI|TECHNIPFMC PLC|DCHF|Dart Executions, LLC|4263
FTI|TECHNIPFMC PLC|DEAN|MORGAN STANLEY|12327
FTI|TECHNIPFMC PLC|DEGS|RONIN PROFESSIONAL LLC|7811
FTI|TECHNIPFMC PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21999
FTI|TECHNIPFMC PLC|DRWK|DRW SECURITIES, L.L.C.|1630
FTI|TECHNIPFMC PLC|EBXL|EBX LLC|858400
FTI|TECHNIPFMC PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|42627
FTI|TECHNIPFMC PLC|EDJO|Edward D. Jones & Co., L.P.|13774
FTI|TECHNIPFMC PLC|EGAM|CBOE TRADING, INC.|47632
FTI|TECHNIPFMC PLC|EGAW|CBOE TRADING, INC.|313
FTI|TECHNIPFMC PLC|EGMT|EG MARKET TECHNOLOGIES LLC|100
FTI|TECHNIPFMC PLC|EGXM|CBOE TRADING, INC.|15804
FTI|TECHNIPFMC PLC|EGXW|CBOE TRADING, INC.|2388
FTI|TECHNIPFMC PLC|ETBE|Electronic Transaction Clearing, Inc.|58023
FTI|TECHNIPFMC PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24672
FTI|TECHNIPFMC PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2254
FTI|TECHNIPFMC PLC|ETRS|E*Trade Securities LLC|110294
FTI|TECHNIPFMC PLC|FILL|Tradestation Securities, Inc.|9610
FTI|TECHNIPFMC PLC|FMAF|NBCN Inc./ CDS|16300
FTI|TECHNIPFMC PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19957
FTI|TECHNIPFMC PLC|FQLS|Quantlab Securities LP|902686
FTI|TECHNIPFMC PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|201205
FTI|TECHNIPFMC PLC|FTBR|Foliofn Investments, Inc.|567
FTI|TECHNIPFMC PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|1540
FTI|TECHNIPFMC PLC|GLPX|ACS EXECUTION SERVICES, LLC|28585
FTI|TECHNIPFMC PLC|GSCO|GOLDMAN SACHS & CO. LLC|3300977
FTI|TECHNIPFMC PLC|GSCS|GOLDMAN SACHS & CO. LLC|41346
FTI|TECHNIPFMC PLC|GSLT|GOLDMAN SACHS & CO. LLC|35862
FTI|TECHNIPFMC PLC|GTSZ|GTS SECURITIES LLC|766809
FTI|TECHNIPFMC PLC|HAPX|HAP Trading, LLC|790
FTI|TECHNIPFMC PLC|HRBF|American Enterprise Investment Services Inc.|3915
FTI|TECHNIPFMC PLC|HSBC|HSBC Securities, Inc.|2081
FTI|TECHNIPFMC PLC|IATS|INTERACTIVE BROKERS LLC|27669
FTI|TECHNIPFMC PLC|IBKR|Interactive Brokers Llc|65702
FTI|TECHNIPFMC PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|474
FTI|TECHNIPFMC PLC|ICBX|INSTINET, LLC|611640
FTI|TECHNIPFMC PLC|IEQY|CITADEL SECURITIES LLC|465696
FTI|TECHNIPFMC PLC|INCA|INSTINET, LLC|750164
FTI|TECHNIPFMC PLC|INJX|INSTINET, LLC|25768
FTI|TECHNIPFMC PLC|ITGI|ITG Inc.|227209
FTI|TECHNIPFMC PLC|ITGP|ITG INC.|612400
FTI|TECHNIPFMC PLC|JANY|Janney Montgomery Scott Inc.|193
FTI|TECHNIPFMC PLC|JEFF|JEFFERIES LLC|565857
FTI|TECHNIPFMC PLC|JMPT|JUMP TRADING, LLC|292853
FTI|TECHNIPFMC PLC|JONE|JonesTrading|6996
FTI|TECHNIPFMC PLC|JPBX|J.P. MORGAN SECURITIES LLC|210210
FTI|TECHNIPFMC PLC|JPMX|J.P. Morgan Securities LLC|2266007
FTI|TECHNIPFMC PLC|JSJX|JANE STREET CAPITAL LLC|8482
FTI|TECHNIPFMC PLC|KCGM|VIRTU Americas LLC|176077
FTI|TECHNIPFMC PLC|KRSH|Kershner Securities, LLC|5151
FTI|TECHNIPFMC PLC|LEHM|Barclays Capital Inc./Le|3427589
FTI|TECHNIPFMC PLC|LIME|Lime Brokerage LLC|831226
FTI|TECHNIPFMC PLC|LOOP|Loop Capital Markets LLC|2673
FTI|TECHNIPFMC PLC|LQNA|LIQUIDNET, INC.|23500
FTI|TECHNIPFMC PLC|LSCI|Lek Securities Corporation|55
FTI|TECHNIPFMC PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
FTI|TECHNIPFMC PLC|MACC|Mid Atlantic Capital Corporation|710
FTI|TECHNIPFMC PLC|MBTS|ALLY INVEST SECURITIES LLC|3
FTI|TECHNIPFMC PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|584816
FTI|TECHNIPFMC PLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
FTI|TECHNIPFMC PLC|MOTF|MOTIF INVESTING, INC.|54
FTI|TECHNIPFMC PLC|MSCO|MORGAN STANLEY & CO. LLC|3457137
FTI|TECHNIPFMC PLC|MSPL|MORGAN STANLEY & CO. LLC|1365200
FTI|TECHNIPFMC PLC|MSTX|MORGAN STANLEY & CO. LLC|592900
FTI|TECHNIPFMC PLC|MZHO|Mizuho Securities USA LLC|50000
FTI|TECHNIPFMC PLC|NEUB|NEUBERGER BERMAN BD LLC|1500
FTI|TECHNIPFMC PLC|NFSC|National Financial Services LLC|128309
FTI|TECHNIPFMC PLC|NITE|VIRTU Americas LLC|752467
FTI|TECHNIPFMC PLC|NITP|VIRTU Americas LLC|1323
FTI|TECHNIPFMC PLC|NQRB|Brut, LLC|75748
FTI|TECHNIPFMC PLC|NTBF|BMO Nesbitt Burns Inc./CDS|25
FTI|TECHNIPFMC PLC|NTRC|Northern Trust Securities, Inc.|6025
FTI|TECHNIPFMC PLC|OHOS|TWO SIGMA SECURITIES, LLC|138110
FTI|TECHNIPFMC PLC|OPCO|Oppenheimer & Co. Inc.|155
FTI|TECHNIPFMC PLC|PDQM|CODA MARKETS, INC.|74592
FTI|TECHNIPFMC PLC|PIPR|Piper Jaffray & Co.|6284
FTI|TECHNIPFMC PLC|PWJC|UBS Financial Services, Inc.|39
FTI|TECHNIPFMC PLC|QMSR|QUATTRO M SECURITIES INC.|3114
FTI|TECHNIPFMC PLC|RBCM|RBC CAPITAL MARKETS, LLC|4523
FTI|TECHNIPFMC PLC|SAGL|SAGETRADER, LLC|232028
FTI|TECHNIPFMC PLC|SAGW|SAGETRADER, LLC|1800
FTI|TECHNIPFMC PLC|SBSH|Citigroup Global Markets Inc.|211195
FTI|TECHNIPFMC PLC|SEIC|SEI Investments Distribution Co.|1000
FTI|TECHNIPFMC PLC|SGMT|GOLDMAN SACHS & CO. LLC|648966
FTI|TECHNIPFMC PLC|SOCO|Capital One Southcoast, Inc|700
FTI|TECHNIPFMC PLC|SPDR|SPEEDROUTE LLC|411314
FTI|TECHNIPFMC PLC|SPGS|Sea Port Group Securities, LLC|60000
FTI|TECHNIPFMC PLC|STFL|Stifel, Nicolaus & Company, Incorporated|11089
FTI|TECHNIPFMC PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12112
FTI|TECHNIPFMC PLC|SWIM|TD Ameritrade, Inc.|178070
FTI|TECHNIPFMC PLC|SWST|Hilltop Securities Inc.|1736
FTI|TECHNIPFMC PLC|TAGC|TELSEY ADVISORY GROUP LLC|43
FTI|TECHNIPFMC PLC|TKNG|ALLY INVEST SECURITIES LLC|1102
FTI|TECHNIPFMC PLC|TMBR|Timber Hill LLC|1563
FTI|TECHNIPFMC PLC|TOUR|TOURMALINE PARTNERS, LLC|19401
FTI|TECHNIPFMC PLC|TRBT|Tradebot Systems, Inc.|632005
FTI|TECHNIPFMC PLC|TRCM|TRC MARKETS LLC|284560
FTI|TECHNIPFMC PLC|UBSA|UBS SECURITIES LLC|2121734
FTI|TECHNIPFMC PLC|UBSS|UBS Securities LLC|3205874
FTI|TECHNIPFMC PLC|VALX|VIRTU AMERICAS LLC|963636
FTI|TECHNIPFMC PLC|VGRD|Vanguard Marketing Corporation|1892
FTI|TECHNIPFMC PLC|WABR|Wall Street Access|58021
FTI|TECHNIPFMC PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|9567
FTI|TECHNIPFMC PLC|WCHV|WELLS FARGO SECURITIES, LLC|130075
FTI|TECHNIPFMC PLC|WEDB|WEDBUSH SECURITIES INC.|12543
FTI|TECHNIPFMC PLC|WEED|Weeden & Co.L.P.|400
FTI|TECHNIPFMC PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38660
FTI|TECHNIPFMC PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21314
FTI|TECHNIPFMC PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|933
FTI|TECHNIPFMC PLC|WSEA|WOLVERINE SECURITIES, LLC|6820
FTI|TECHNIPFMC PLC|XIST|INSTINET, LLC|161172
FTI|TECHNIPFMC PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|83654
FTI|TECHNIPFMC PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|5432
FTI|TECHNIPFMC PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11141
FTK|FLOTEK INDS INC (DE)|ALTX|Alternet Securities Inc.|3400
FTK|FLOTEK INDS INC (DE)|APCC|Apex Clearing Corporation|6490
FTK|FLOTEK INDS INC (DE)|BARD|Robert W. Baird & Co. Incorporated|5300
FTK|FLOTEK INDS INC (DE)|BATM|CBOE TRADING, INC.|1239
FTK|FLOTEK INDS INC (DE)|BERN|Sanford C. Bernstein & Co., LLC|5800
FTK|FLOTEK INDS INC (DE)|BIDS|BIDS TRADING L.P.|1000
FTK|FLOTEK INDS INC (DE)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28401
FTK|FLOTEK INDS INC (DE)|BLKX|INSTINET, LLC|5400
FTK|FLOTEK INDS INC (DE)|BNPX|BNP PARIBAS SECURITIES CORP.|11665
FTK|FLOTEK INDS INC (DE)|BYXM|CBOE TRADING, INC.|292
FTK|FLOTEK INDS INC (DE)|CANT|Cantor Fitzgerald & Co.|32325
FTK|FLOTEK INDS INC (DE)|CHAS|Charles Schwab & Co., Inc.|1100
FTK|FLOTEK INDS INC (DE)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48779
FTK|FLOTEK INDS INC (DE)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3900
FTK|FLOTEK INDS INC (DE)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|216254
FTK|FLOTEK INDS INC (DE)|CTDL|Citadel Derivatives Group Llc|2586
FTK|FLOTEK INDS INC (DE)|CTLR|CUTLER GROUP, LP|4200
FTK|FLOTEK INDS INC (DE)|CXCX|CITIGROUP GLOBAL MARKETS INC.|75178
FTK|FLOTEK INDS INC (DE)|DBAB|Deutsche Bank Securities Inc.|71731
FTK|FLOTEK INDS INC (DE)|DBAX|Deutsche Bank Securities Inc.|258800
FTK|FLOTEK INDS INC (DE)|DEAN|MORGAN STANLEY|1855
FTK|FLOTEK INDS INC (DE)|DEGS|RONIN PROFESSIONAL LLC|5318
FTK|FLOTEK INDS INC (DE)|EBXL|EBX LLC|122600
FTK|FLOTEK INDS INC (DE)|ECUT|CONVERGEX EXECUTION SOLUTIONS|315
FTK|FLOTEK INDS INC (DE)|EDJO|Edward D. Jones & Co., L.P.|3332
FTK|FLOTEK INDS INC (DE)|EGAM|CBOE TRADING, INC.|18544
FTK|FLOTEK INDS INC (DE)|EGAW|CBOE TRADING, INC.|3200
FTK|FLOTEK INDS INC (DE)|EGMT|EG MARKET TECHNOLOGIES LLC|100
FTK|FLOTEK INDS INC (DE)|EGXM|CBOE TRADING, INC.|899
FTK|FLOTEK INDS INC (DE)|ETBE|Electronic Transaction Clearing, Inc.|6500
FTK|FLOTEK INDS INC (DE)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
FTK|FLOTEK INDS INC (DE)|ETRS|E*Trade Securities LLC|428922
FTK|FLOTEK INDS INC (DE)|FILL|Tradestation Securities, Inc.|6900
FTK|FLOTEK INDS INC (DE)|FMAF|NBCN Inc./ CDS|20
FTK|FLOTEK INDS INC (DE)|FQLS|Quantlab Securities LP|56379
FTK|FLOTEK INDS INC (DE)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67476
FTK|FLOTEK INDS INC (DE)|FTBR|Foliofn Investments, Inc.|518
FTK|FLOTEK INDS INC (DE)|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
FTK|FLOTEK INDS INC (DE)|GLIS|TD Securities Inc|5950
FTK|FLOTEK INDS INC (DE)|GLPX|ACS EXECUTION SERVICES, LLC|5108
FTK|FLOTEK INDS INC (DE)|GSCO|GOLDMAN SACHS & CO. LLC|317606
FTK|FLOTEK INDS INC (DE)|GSCS|GOLDMAN SACHS & CO. LLC|16301
FTK|FLOTEK INDS INC (DE)|GSLT|GOLDMAN SACHS & CO. LLC|2852
FTK|FLOTEK INDS INC (DE)|GTSZ|GTS SECURITIES LLC|44199
FTK|FLOTEK INDS INC (DE)|HRBF|American Enterprise Investment Services Inc.|3740
FTK|FLOTEK INDS INC (DE)|IATS|INTERACTIVE BROKERS LLC|7776
FTK|FLOTEK INDS INC (DE)|IBKR|Interactive Brokers Llc|25804
FTK|FLOTEK INDS INC (DE)|ICBX|INSTINET, LLC|50198
FTK|FLOTEK INDS INC (DE)|IEQY|CITADEL SECURITIES LLC|17815
FTK|FLOTEK INDS INC (DE)|INCA|INSTINET, LLC|119034
FTK|FLOTEK INDS INC (DE)|INJX|INSTINET, LLC|3210
FTK|FLOTEK INDS INC (DE)|ITGI|ITG Inc.|33690
FTK|FLOTEK INDS INC (DE)|ITGP|ITG INC.|71600
FTK|FLOTEK INDS INC (DE)|JANY|Janney Montgomery Scott Inc.|1864
FTK|FLOTEK INDS INC (DE)|JEFF|JEFFERIES LLC|20080
FTK|FLOTEK INDS INC (DE)|JMPT|JUMP TRADING, LLC|32325
FTK|FLOTEK INDS INC (DE)|JPBX|J.P. MORGAN SECURITIES LLC|1600
FTK|FLOTEK INDS INC (DE)|JPMX|J.P. Morgan Securities LLC|283440
FTK|FLOTEK INDS INC (DE)|JRCO|Johnson Rice & Company L.L.C.|450
FTK|FLOTEK INDS INC (DE)|JSJX|JANE STREET CAPITAL LLC|6275
FTK|FLOTEK INDS INC (DE)|KCGM|VIRTU Americas LLC|103418
FTK|FLOTEK INDS INC (DE)|LEHM|Barclays Capital Inc./Le|564519
FTK|FLOTEK INDS INC (DE)|LIME|Lime Brokerage LLC|15183
FTK|FLOTEK INDS INC (DE)|LSCI|Lek Securities Corporation|119
FTK|FLOTEK INDS INC (DE)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|322758
FTK|FLOTEK INDS INC (DE)|MOTF|MOTIF INVESTING, INC.|4
FTK|FLOTEK INDS INC (DE)|MSCO|MORGAN STANLEY & CO. LLC|628179
FTK|FLOTEK INDS INC (DE)|MSPL|MORGAN STANLEY & CO. LLC|704600
FTK|FLOTEK INDS INC (DE)|MSTX|MORGAN STANLEY & CO. LLC|205000
FTK|FLOTEK INDS INC (DE)|NFSC|National Financial Services LLC|571844
FTK|FLOTEK INDS INC (DE)|NITE|VIRTU Americas LLC|831061
FTK|FLOTEK INDS INC (DE)|NITP|VIRTU Americas LLC|39159
FTK|FLOTEK INDS INC (DE)|NQRB|Brut, LLC|2200
FTK|FLOTEK INDS INC (DE)|NTBF|BMO Nesbitt Burns Inc./CDS|11600
FTK|FLOTEK INDS INC (DE)|OHOS|TWO SIGMA SECURITIES, LLC|700
FTK|FLOTEK INDS INC (DE)|OPCO|Oppenheimer & Co. Inc.|295
FTK|FLOTEK INDS INC (DE)|PDQM|CODA MARKETS, INC.|7858
FTK|FLOTEK INDS INC (DE)|PHLY|NASDAQ Execution Services, LLC|18600
FTK|FLOTEK INDS INC (DE)|PWJC|UBS Financial Services, Inc.|7600
FTK|FLOTEK INDS INC (DE)|RBCM|RBC CAPITAL MARKETS, LLC|9807
FTK|FLOTEK INDS INC (DE)|RILY|B. RILEY FBR, INC.|5300
FTK|FLOTEK INDS INC (DE)|ROBT|Robotti & Company, LLC|1000
FTK|FLOTEK INDS INC (DE)|ROTH|Roth Capital Partners, LLC|21800
FTK|FLOTEK INDS INC (DE)|SAGL|SAGETRADER, LLC|104
FTK|FLOTEK INDS INC (DE)|SBSH|Citigroup Global Markets Inc.|42062
FTK|FLOTEK INDS INC (DE)|SGMT|GOLDMAN SACHS & CO. LLC|130663
FTK|FLOTEK INDS INC (DE)|SPDR|SPEEDROUTE LLC|4999
FTK|FLOTEK INDS INC (DE)|SPHN|Stephens Inc.|1600
FTK|FLOTEK INDS INC (DE)|STFL|Stifel, Nicolaus & Company, Incorporated|19755
FTK|FLOTEK INDS INC (DE)|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1100
FTK|FLOTEK INDS INC (DE)|SWIM|TD Ameritrade, Inc.|147889
FTK|FLOTEK INDS INC (DE)|SWST|Hilltop Securities Inc.|200
FTK|FLOTEK INDS INC (DE)|TKNG|ALLY INVEST SECURITIES LLC|2544
FTK|FLOTEK INDS INC (DE)|TRBT|Tradebot Systems, Inc.|88870
FTK|FLOTEK INDS INC (DE)|TRCM|TRC MARKETS LLC|8996
FTK|FLOTEK INDS INC (DE)|UBSA|UBS SECURITIES LLC|521392
FTK|FLOTEK INDS INC (DE)|UBSS|UBS Securities LLC|327247
FTK|FLOTEK INDS INC (DE)|VALX|VIRTU AMERICAS LLC|23059
FTK|FLOTEK INDS INC (DE)|VGRD|Vanguard Marketing Corporation|49460
FTK|FLOTEK INDS INC (DE)|WCHV|WELLS FARGO SECURITIES, LLC|53056
FTK|FLOTEK INDS INC (DE)|WDNX|WEEDEN & CO.L.P.|18034
FTK|FLOTEK INDS INC (DE)|WEDB|WEDBUSH SECURITIES INC.|12834
FTK|FLOTEK INDS INC (DE)|WEED|Weeden & Co.L.P.|49945
FTK|FLOTEK INDS INC (DE)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21414
FTK|FLOTEK INDS INC (DE)|WSEA|WOLVERINE SECURITIES, LLC|4956
FTK|FLOTEK INDS INC (DE)|XIST|INSTINET, LLC|5200
FTK|FLOTEK INDS INC (DE)|XPQR|Jump Trading|482
FTK|FLOTEK INDS INC (DE)|XSTM|NATIONAL FINANCIAL SERVICES LLC|27084
FTK|FLOTEK INDS INC (DE)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22039
FTLB|FT HEDGED BYWR INC E|BANK|Primevest Financial Services, Inc.|290
FTLB|FT HEDGED BYWR INC E|BARD|Robert W. Baird & Co. Incorporated|279
FTLB|FT HEDGED BYWR INC E|CANT|Cantor Fitzgerald & Co.|38
FTLB|FT HEDGED BYWR INC E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2144
FTLB|FT HEDGED BYWR INC E|ETRS|E*Trade Securities LLC|2
FTLB|FT HEDGED BYWR INC E|FBCO|Credit Suisse Securities (USA) LLC|2120
FTLB|FT HEDGED BYWR INC E|FBSB|U.S. Bancorp Investments, Inc.|35
FTLB|FT HEDGED BYWR INC E|FOMA|TD AMERITRADE CLEARING, INC.|2370
FTLB|FT HEDGED BYWR INC E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6030
FTLB|FT HEDGED BYWR INC E|FTBR|Foliofn Investments, Inc.|1
FTLB|FT HEDGED BYWR INC E|GSCO|GOLDMAN SACHS & CO. LLC|450
FTLB|FT HEDGED BYWR INC E|GSLT|GOLDMAN SACHS & CO. LLC|700
FTLB|FT HEDGED BYWR INC E|IBKR|Interactive Brokers Llc|382
FTLB|FT HEDGED BYWR INC E|JSEB|JANE STREET EXECUTION SERVICES, LLC|95537
FTLB|FT HEDGED BYWR INC E|JSJX|JANE STREET CAPITAL LLC|8456
FTLB|FT HEDGED BYWR INC E|KCGM|VIRTU Americas LLC|865
FTLB|FT HEDGED BYWR INC E|LIME|Lime Brokerage LLC|111
FTLB|FT HEDGED BYWR INC E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
FTLB|FT HEDGED BYWR INC E|MSCO|MORGAN STANLEY & CO. LLC|5941
FTLB|FT HEDGED BYWR INC E|NFSC|National Financial Services LLC|5552
FTLB|FT HEDGED BYWR INC E|NITE|VIRTU Americas LLC|12098
FTLB|FT HEDGED BYWR INC E|RAJA|Raymond James & Associates, Inc.|409
FTLB|FT HEDGED BYWR INC E|RBCM|RBC CAPITAL MARKETS, LLC|503
FTLB|FT HEDGED BYWR INC E|SALI|INTL FCSTONE FINANCIAL INC.|23
FTLB|FT HEDGED BYWR INC E|SGMT|GOLDMAN SACHS & CO. LLC|270
FTLB|FT HEDGED BYWR INC E|UBSA|UBS SECURITIES LLC|2667
FTLB|FT HEDGED BYWR INC E|UBSS|UBS Securities LLC|10617
FTLB|FT HEDGED BYWR INC E|WCHV|WELLS FARGO SECURITIES, LLC|1205
FTLB|FT HEDGED BYWR INC E|WSEA|WOLVERINE SECURITIES, LLC|10
FTLB|FT HEDGED BYWR INC E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5006
FTLS|FT LNG/SHRT EQTY ETF|APCC|Apex Clearing Corporation|179
FTLS|FT LNG/SHRT EQTY ETF|BANK|Primevest Financial Services, Inc.|279
FTLS|FT LNG/SHRT EQTY ETF|BARD|Robert W. Baird & Co. Incorporated|196
FTLS|FT LNG/SHRT EQTY ETF|BATM|CBOE TRADING, INC.|389
FTLS|FT LNG/SHRT EQTY ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|129
FTLS|FT LNG/SHRT EQTY ETF|CANT|Cantor Fitzgerald & Co.|74283
FTLS|FT LNG/SHRT EQTY ETF|CHAS|Charles Schwab & Co., Inc.|17
FTLS|FT LNG/SHRT EQTY ETF|CIST|Capital Institutional Services, Inc.|443
FTLS|FT LNG/SHRT EQTY ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|593
FTLS|FT LNG/SHRT EQTY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2956
FTLS|FT LNG/SHRT EQTY ETF|DADA|D.A. Davidson & Co.|225
FTLS|FT LNG/SHRT EQTY ETF|DBAX|Deutsche Bank Securities Inc.|900
FTLS|FT LNG/SHRT EQTY ETF|DEAN|MORGAN STANLEY|13941
FTLS|FT LNG/SHRT EQTY ETF|EBXL|EBX LLC|700
FTLS|FT LNG/SHRT EQTY ETF|ETRS|E*Trade Securities LLC|38
FTLS|FT LNG/SHRT EQTY ETF|FBSB|U.S. Bancorp Investments, Inc.|18
FTLS|FT LNG/SHRT EQTY ETF|FILL|Tradestation Securities, Inc.|399
FTLS|FT LNG/SHRT EQTY ETF|FMAF|NBCN Inc./ CDS|1
FTLS|FT LNG/SHRT EQTY ETF|FTBR|Foliofn Investments, Inc.|53
FTLS|FT LNG/SHRT EQTY ETF|GSCO|GOLDMAN SACHS & CO. LLC|14932
FTLS|FT LNG/SHRT EQTY ETF|GSLT|GOLDMAN SACHS & CO. LLC|239
FTLS|FT LNG/SHRT EQTY ETF|HRBF|American Enterprise Investment Services Inc.|694
FTLS|FT LNG/SHRT EQTY ETF|IATS|INTERACTIVE BROKERS LLC|653
FTLS|FT LNG/SHRT EQTY ETF|IBKR|Interactive Brokers Llc|2497
FTLS|FT LNG/SHRT EQTY ETF|ICBX|INSTINET, LLC|2200
FTLS|FT LNG/SHRT EQTY ETF|JANY|Janney Montgomery Scott Inc.|83
FTLS|FT LNG/SHRT EQTY ETF|JPMX|J.P. Morgan Securities LLC|200
FTLS|FT LNG/SHRT EQTY ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|3565
FTLS|FT LNG/SHRT EQTY ETF|JSJX|JANE STREET CAPITAL LLC|47861
FTLS|FT LNG/SHRT EQTY ETF|KCGM|VIRTU Americas LLC|1913
FTLS|FT LNG/SHRT EQTY ETF|LEHM|Barclays Capital Inc./Le|3000
FTLS|FT LNG/SHRT EQTY ETF|LIME|Lime Brokerage LLC|3387
FTLS|FT LNG/SHRT EQTY ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FTLS|FT LNG/SHRT EQTY ETF|MSCO|MORGAN STANLEY & CO. LLC|48168
FTLS|FT LNG/SHRT EQTY ETF|MSPL|MORGAN STANLEY & CO. LLC|5300
FTLS|FT LNG/SHRT EQTY ETF|NFSC|National Financial Services LLC|29755
FTLS|FT LNG/SHRT EQTY ETF|NITE|VIRTU Americas LLC|45390
FTLS|FT LNG/SHRT EQTY ETF|RBCM|RBC CAPITAL MARKETS, LLC|18741
FTLS|FT LNG/SHRT EQTY ETF|SALI|INTL FCSTONE FINANCIAL INC.|163
FTLS|FT LNG/SHRT EQTY ETF|SGMT|GOLDMAN SACHS & CO. LLC|3262
FTLS|FT LNG/SHRT EQTY ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1200
FTLS|FT LNG/SHRT EQTY ETF|SWIM|TD Ameritrade, Inc.|50
FTLS|FT LNG/SHRT EQTY ETF|SWST|Hilltop Securities Inc.|167
FTLS|FT LNG/SHRT EQTY ETF|UBSA|UBS SECURITIES LLC|4103
FTLS|FT LNG/SHRT EQTY ETF|UBSS|UBS Securities LLC|15508
FTLS|FT LNG/SHRT EQTY ETF|VGRD|Vanguard Marketing Corporation|100
FTLS|FT LNG/SHRT EQTY ETF|WBLR|WILLIAM BLAIR|500
FTLS|FT LNG/SHRT EQTY ETF|WCHV|WELLS FARGO SECURITIES, LLC|1959
FTLS|FT LNG/SHRT EQTY ETF|WSEA|WOLVERINE SECURITIES, LLC|8
FTLS|FT LNG/SHRT EQTY ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32527
FTNT|FORTINET, INC.|ABLE|NATIXIS Securities Americas LLC|31442
FTNT|FORTINET, INC.|ACPL|American Capital Partners, LLC|938
FTNT|FORTINET, INC.|ALTX|Alternet Securities Inc.|29831
FTNT|FORTINET, INC.|ANOS|ABEL/NOSER, L.L.C.|300
FTNT|FORTINET, INC.|APCC|Apex Clearing Corporation|520
FTNT|FORTINET, INC.|AQUA|AQUA SECURITIES L.P.|2500
FTNT|FORTINET, INC.|BARD|Robert W. Baird & Co. Incorporated|4520
FTNT|FORTINET, INC.|BATM|CBOE TRADING, INC.|6621
FTNT|FORTINET, INC.|BAYC|BAY CREST PARTNERS, LLC|309538
FTNT|FORTINET, INC.|BAYT|BTIG, LLC|2200
FTNT|FORTINET, INC.|BBNT|BB&T SECURITIES, LLC|89
FTNT|FORTINET, INC.|BERN|Sanford C. Bernstein & Co., LLC|203490
FTNT|FORTINET, INC.|BGCE|BGC Financial Inc.|1200
FTNT|FORTINET, INC.|BIMI|Banca IMI Securities Corp.|867
FTNT|FORTINET, INC.|BKCM|BNY Mellon Capital Markets LLC|28499
FTNT|FORTINET, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11248
FTNT|FORTINET, INC.|BLKX|INSTINET, LLC|227042
FTNT|FORTINET, INC.|BMOC|BMO Capital Markets Corp.|34801
FTNT|FORTINET, INC.|BNCH|The Benchmark Company, LLC|200
FTNT|FORTINET, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|93326
FTNT|FORTINET, INC.|BRGE|Newbridge Securities Corp.|9186
FTNT|FORTINET, INC.|BRVL|BLAYLOCK VAN, LLC|200
FTNT|FORTINET, INC.|BTIG|BTIG, LLC|108144
FTNT|FORTINET, INC.|BYXM|CBOE TRADING, INC.|5097
FTNT|FORTINET, INC.|BZYD|GOLDMAN SACHS & CO. LLC|600
FTNT|FORTINET, INC.|CABR|Cabrera Capital Markets, Inc.|175
FTNT|FORTINET, INC.|CANT|Cantor Fitzgerald & Co.|19883
FTNT|FORTINET, INC.|CHAS|Charles Schwab & Co., Inc.|5947
FTNT|FORTINET, INC.|CIBP|CIBC World Markets Corp.|222400
FTNT|FORTINET, INC.|CIST|Capital Institutional Services, Inc.|2067
FTNT|FORTINET, INC.|CNFR|Cowen Prime Services LLC|30400
FTNT|FORTINET, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|342467
FTNT|FORTINET, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4788
FTNT|FORTINET, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FTNT|FORTINET, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|560994
FTNT|FORTINET, INC.|CTDL|Citadel Derivatives Group Llc|57990
FTNT|FORTINET, INC.|CTLR|CUTLER GROUP, LP|7847
FTNT|FORTINET, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|46604
FTNT|FORTINET, INC.|DADA|D.A. Davidson & Co.|861
FTNT|FORTINET, INC.|DAWA|Daiwa Capital Markets America Inc.|2969
FTNT|FORTINET, INC.|DBAB|Deutsche Bank Securities Inc.|1420216
FTNT|FORTINET, INC.|DBAX|Deutsche Bank Securities Inc.|278400
FTNT|FORTINET, INC.|DBUL|Deutsche Bank Securities Inc.|5479
FTNT|FORTINET, INC.|DCHF|Dart Executions, LLC|335
FTNT|FORTINET, INC.|DEAN|MORGAN STANLEY|27371
FTNT|FORTINET, INC.|DEGS|RONIN PROFESSIONAL LLC|568
FTNT|FORTINET, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7524
FTNT|FORTINET, INC.|DRWK|DRW SECURITIES, L.L.C.|44595
FTNT|FORTINET, INC.|EBXL|EBX LLC|192300
FTNT|FORTINET, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2387
FTNT|FORTINET, INC.|EDJC|Edward Jones / CDS|108
FTNT|FORTINET, INC.|EDJO|Edward D. Jones & Co., L.P.|1508
FTNT|FORTINET, INC.|EGAM|CBOE TRADING, INC.|39919
FTNT|FORTINET, INC.|EGAW|CBOE TRADING, INC.|129
FTNT|FORTINET, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1324
FTNT|FORTINET, INC.|EGXM|CBOE TRADING, INC.|6437
FTNT|FORTINET, INC.|EGXW|CBOE TRADING, INC.|152
FTNT|FORTINET, INC.|ESPO|ESPOSITO SECURITIES, LLC|139258
FTNT|FORTINET, INC.|ETBE|Electronic Transaction Clearing, Inc.|63054
FTNT|FORTINET, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
FTNT|FORTINET, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|100
FTNT|FORTINET, INC.|ETCC|Electronic Transaction Clearing, Inc.|1080
FTNT|FORTINET, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3112
FTNT|FORTINET, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33989
FTNT|FORTINET, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|5
FTNT|FORTINET, INC.|ETRS|E*Trade Securities LLC|104744
FTNT|FORTINET, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|100
FTNT|FORTINET, INC.|FBCO|Credit Suisse Securities (USA) LLC|1335245
FTNT|FORTINET, INC.|FILL|Tradestation Securities, Inc.|14651
FTNT|FORTINET, INC.|FMAF|NBCN Inc./ CDS|2143
FTNT|FORTINET, INC.|FOMA|TD AMERITRADE CLEARING, INC.|180060
FTNT|FORTINET, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13578
FTNT|FORTINET, INC.|FQLS|Quantlab Securities LP|567162
FTNT|FORTINET, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|126975
FTNT|FORTINET, INC.|FTBR|Foliofn Investments, Inc.|3850
FTNT|FORTINET, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|31495
FTNT|FORTINET, INC.|GLIS|TD Securities Inc|2935
FTNT|FORTINET, INC.|GLPX|ACS EXECUTION SERVICES, LLC|100084
FTNT|FORTINET, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2535951
FTNT|FORTINET, INC.|GSCS|GOLDMAN SACHS & CO. LLC|59881
FTNT|FORTINET, INC.|GSLT|GOLDMAN SACHS & CO. LLC|10851
FTNT|FORTINET, INC.|GTSZ|GTS SECURITIES LLC|139976
FTNT|FORTINET, INC.|HAPX|HAP Trading, LLC|3232
FTNT|FORTINET, INC.|HRBF|American Enterprise Investment Services Inc.|2697
FTNT|FORTINET, INC.|HSBC|HSBC Securities, Inc.|1078
FTNT|FORTINET, INC.|IATS|INTERACTIVE BROKERS LLC|25394
FTNT|FORTINET, INC.|IBKR|Interactive Brokers Llc|172779
FTNT|FORTINET, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4860
FTNT|FORTINET, INC.|ICBX|INSTINET, LLC|77198
FTNT|FORTINET, INC.|IEQY|CITADEL SECURITIES LLC|133747
FTNT|FORTINET, INC.|INCA|INSTINET, LLC|1070486
FTNT|FORTINET, INC.|INJX|INSTINET, LLC|97984
FTNT|FORTINET, INC.|ITGI|ITG Inc.|84630
FTNT|FORTINET, INC.|ITGP|ITG INC.|102400
FTNT|FORTINET, INC.|JANY|Janney Montgomery Scott Inc.|784
FTNT|FORTINET, INC.|JEFF|JEFFERIES LLC|319047
FTNT|FORTINET, INC.|JMPT|JUMP TRADING, LLC|170051
FTNT|FORTINET, INC.|JONE|JonesTrading|9508
FTNT|FORTINET, INC.|JPBX|J.P. MORGAN SECURITIES LLC|380755
FTNT|FORTINET, INC.|JPMX|J.P. Morgan Securities LLC|1019165
FTNT|FORTINET, INC.|JSJX|JANE STREET CAPITAL LLC|5168
FTNT|FORTINET, INC.|KCGM|VIRTU Americas LLC|81239
FTNT|FORTINET, INC.|LEHM|Barclays Capital Inc./Le|1575933
FTNT|FORTINET, INC.|LIME|Lime Brokerage LLC|302245
FTNT|FORTINET, INC.|LMGP|LIME BROKERAGE LLC|3600
FTNT|FORTINET, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|210200
FTNT|FORTINET, INC.|LOOP|Loop Capital Markets LLC|922
FTNT|FORTINET, INC.|LQNA|LIQUIDNET, INC.|605400
FTNT|FORTINET, INC.|LQNB|LIQUIDNET, INC.|2500
FTNT|FORTINET, INC.|LSCI|Lek Securities Corporation|1303
FTNT|FORTINET, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
FTNT|FORTINET, INC.|MACC|Mid Atlantic Capital Corporation|157
FTNT|FORTINET, INC.|MAXM|Maxim Group LLC|18636
FTNT|FORTINET, INC.|MBTS|ALLY INVEST SECURITIES LLC|1730
FTNT|FORTINET, INC.|MCMF|Raymond James Ltd. Cds|4
FTNT|FORTINET, INC.|MILE|I-Bankers Securities, Inc.|125
FTNT|FORTINET, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124167
FTNT|FORTINET, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
FTNT|FORTINET, INC.|MOTF|MOTIF INVESTING, INC.|141
FTNT|FORTINET, INC.|MSCO|MORGAN STANLEY & CO. LLC|7033705
FTNT|FORTINET, INC.|MSPL|MORGAN STANLEY & CO. LLC|446800
FTNT|FORTINET, INC.|MSTX|MORGAN STANLEY & CO. LLC|240200
FTNT|FORTINET, INC.|NFSC|National Financial Services LLC|298676
FTNT|FORTINET, INC.|NITE|VIRTU Americas LLC|704995
FTNT|FORTINET, INC.|NITP|VIRTU Americas LLC|5391
FTNT|FORTINET, INC.|NQRB|Brut, LLC|54199
FTNT|FORTINET, INC.|NTFN|Network 1 Financial Securities Inc.|1750
FTNT|FORTINET, INC.|NTRC|Northern Trust Securities, Inc.|4302
FTNT|FORTINET, INC.|OHOS|TWO SIGMA SECURITIES, LLC|51471
FTNT|FORTINET, INC.|OPCO|Oppenheimer & Co. Inc.|21145
FTNT|FORTINET, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9599
FTNT|FORTINET, INC.|PCPT|PHILLIP CAPITAL INC.|85
FTNT|FORTINET, INC.|PDQM|CODA MARKETS, INC.|172406
FTNT|FORTINET, INC.|PHLY|NASDAQ Execution Services, LLC|2200
FTNT|FORTINET, INC.|PICT|Pictet Overseas Inc.|1200
FTNT|FORTINET, INC.|PIPR|Piper Jaffray & Co.|10053
FTNT|FORTINET, INC.|PWJC|UBS Financial Services, Inc.|22202
FTNT|FORTINET, INC.|QMSR|QUATTRO M SECURITIES INC.|1912
FTNT|FORTINET, INC.|RAJA|Raymond James & Associates, Inc.|24385
FTNT|FORTINET, INC.|RBCM|RBC CAPITAL MARKETS, LLC|8829
FTNT|FORTINET, INC.|RGLD|Regal Securities, Inc|25
FTNT|FORTINET, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|9012
FTNT|FORTINET, INC.|SAGL|SAGETRADER, LLC|84687
FTNT|FORTINET, INC.|SAGW|SAGETRADER, LLC|335
FTNT|FORTINET, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2993
FTNT|FORTINET, INC.|SBSH|Citigroup Global Markets Inc.|890146
FTNT|FORTINET, INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|3703
FTNT|FORTINET, INC.|SEIC|SEI Investments Distribution Co.|991
FTNT|FORTINET, INC.|SGMT|GOLDMAN SACHS & CO. LLC|202109
FTNT|FORTINET, INC.|SPDR|SPEEDROUTE LLC|9969
FTNT|FORTINET, INC.|SPHN|Stephens Inc.|55000
FTNT|FORTINET, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11741
FTNT|FORTINET, INC.|STXG|Stockcross Financial Services, Inc.|200
FTNT|FORTINET, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|165
FTNT|FORTINET, INC.|SWIM|TD Ameritrade, Inc.|51072
FTNT|FORTINET, INC.|SWST|Hilltop Securities Inc.|1379
FTNT|FORTINET, INC.|TAGC|TELSEY ADVISORY GROUP LLC|600
FTNT|FORTINET, INC.|TKNG|ALLY INVEST SECURITIES LLC|2706
FTNT|FORTINET, INC.|TMBR|Timber Hill LLC|43
FTNT|FORTINET, INC.|TONC|CUTTONE & CO., LLC|3023
FTNT|FORTINET, INC.|TOUR|TOURMALINE PARTNERS, LLC|700
FTNT|FORTINET, INC.|TRBT|Tradebot Systems, Inc.|514320
FTNT|FORTINET, INC.|TRCM|TRC MARKETS LLC|205195
FTNT|FORTINET, INC.|TWTT|TASTYWORKS, INC.|271
FTNT|FORTINET, INC.|UBSA|UBS SECURITIES LLC|597459
FTNT|FORTINET, INC.|UBSS|UBS Securities LLC|1694814
FTNT|FORTINET, INC.|VALX|VIRTU AMERICAS LLC|11105
FTNT|FORTINET, INC.|VGRD|Vanguard Marketing Corporation|14846
FTNT|FORTINET, INC.|VSIN|Vision Financial Markets Llc|70
FTNT|FORTINET, INC.|WBLR|WILLIAM BLAIR|6100
FTNT|FORTINET, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
FTNT|FORTINET, INC.|WCHV|WELLS FARGO SECURITIES, LLC|292791
FTNT|FORTINET, INC.|WEDB|WEDBUSH SECURITIES INC.|326
FTNT|FORTINET, INC.|WEED|Weeden & Co.L.P.|143089
FTNT|FORTINET, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20505
FTNT|FORTINET, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34788
FTNT|FORTINET, INC.|WGIF|CIBC World Markets Inc.|2883
FTNT|FORTINET, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|197
FTNT|FORTINET, INC.|WSEA|WOLVERINE SECURITIES, LLC|10049
FTNT|FORTINET, INC.|XIST|INSTINET, LLC|53196
FTNT|FORTINET, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|90308
FTNT|FORTINET, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3641
FTNT|FORTINET, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12232
FTNW|FTE NETWORKS, INC.|ALPS|Alpine Securities Corporation|22329
FTNW|FTE NETWORKS, INC.|ALTX|Alternet Securities Inc.|1300
FTNW|FTE NETWORKS, INC.|APCC|Apex Clearing Corporation|100
FTNW|FTE NETWORKS, INC.|BATM|CBOE TRADING, INC.|1397
FTNW|FTE NETWORKS, INC.|BERN|Sanford C. Bernstein & Co., LLC|100
FTNW|FTE NETWORKS, INC.|BIMI|Banca IMI Securities Corp.|120
FTNW|FTE NETWORKS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
FTNW|FTE NETWORKS, INC.|BYXM|CBOE TRADING, INC.|445
FTNW|FTE NETWORKS, INC.|CANT|Cantor Fitzgerald & Co.|350
FTNW|FTE NETWORKS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101
FTNW|FTE NETWORKS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1016
FTNW|FTE NETWORKS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11210
FTNW|FTE NETWORKS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3769
FTNW|FTE NETWORKS, INC.|CTDL|Citadel Derivatives Group Llc|270
FTNW|FTE NETWORKS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FTNW|FTE NETWORKS, INC.|DBAB|Deutsche Bank Securities Inc.|500
FTNW|FTE NETWORKS, INC.|DBAX|Deutsche Bank Securities Inc.|7000
FTNW|FTE NETWORKS, INC.|DEGS|RONIN PROFESSIONAL LLC|400
FTNW|FTE NETWORKS, INC.|EBXL|EBX LLC|2500
FTNW|FTE NETWORKS, INC.|EDJO|Edward D. Jones & Co., L.P.|1083
FTNW|FTE NETWORKS, INC.|EGAM|CBOE TRADING, INC.|245
FTNW|FTE NETWORKS, INC.|ETRS|E*Trade Securities LLC|17147
FTNW|FTE NETWORKS, INC.|FILL|Tradestation Securities, Inc.|578
FTNW|FTE NETWORKS, INC.|FMAF|NBCN Inc./ CDS|15
FTNW|FTE NETWORKS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3360
FTNW|FTE NETWORKS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|6066
FTNW|FTE NETWORKS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|21648
FTNW|FTE NETWORKS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|931
FTNW|FTE NETWORKS, INC.|GTSZ|GTS SECURITIES LLC|3895
FTNW|FTE NETWORKS, INC.|IATS|INTERACTIVE BROKERS LLC|1712
FTNW|FTE NETWORKS, INC.|IBKR|Interactive Brokers Llc|7548
FTNW|FTE NETWORKS, INC.|ICBX|INSTINET, LLC|1400
FTNW|FTE NETWORKS, INC.|INCA|INSTINET, LLC|42619
FTNW|FTE NETWORKS, INC.|ITGI|ITG Inc.|1005
FTNW|FTE NETWORKS, INC.|ITGP|ITG INC.|2400
FTNW|FTE NETWORKS, INC.|JANY|Janney Montgomery Scott Inc.|8979
FTNW|FTE NETWORKS, INC.|JPMX|J.P. Morgan Securities LLC|7804
FTNW|FTE NETWORKS, INC.|KCGM|VIRTU Americas LLC|2200
FTNW|FTE NETWORKS, INC.|KCRD|PHX FINANCIAL, INC.|300
FTNW|FTE NETWORKS, INC.|LEHM|Barclays Capital Inc./Le|2200
FTNW|FTE NETWORKS, INC.|LIME|Lime Brokerage LLC|4763
FTNW|FTE NETWORKS, INC.|LSCI|Lek Securities Corporation|350
FTNW|FTE NETWORKS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
FTNW|FTE NETWORKS, INC.|MSCO|MORGAN STANLEY & CO. LLC|44313
FTNW|FTE NETWORKS, INC.|MSPL|MORGAN STANLEY & CO. LLC|1700
FTNW|FTE NETWORKS, INC.|NATL|National Securities Corporation|58
FTNW|FTE NETWORKS, INC.|NFSC|National Financial Services LLC|18570
FTNW|FTE NETWORKS, INC.|NITE|VIRTU Americas LLC|74594
FTNW|FTE NETWORKS, INC.|NQRB|Brut, LLC|568
FTNW|FTE NETWORKS, INC.|PDQM|CODA MARKETS, INC.|10023
FTNW|FTE NETWORKS, INC.|PNSR|Penserra Securities, LLC|100
FTNW|FTE NETWORKS, INC.|PUMA|Puma Capital, Llc|22329
FTNW|FTE NETWORKS, INC.|PWJC|UBS Financial Services, Inc.|36
FTNW|FTE NETWORKS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|600
FTNW|FTE NETWORKS, INC.|SAGL|SAGETRADER, LLC|3022
FTNW|FTE NETWORKS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|6698
FTNW|FTE NETWORKS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1460
FTNW|FTE NETWORKS, INC.|SPDR|SPEEDROUTE LLC|500
FTNW|FTE NETWORKS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|6126
FTNW|FTE NETWORKS, INC.|SWIM|TD Ameritrade, Inc.|15676
FTNW|FTE NETWORKS, INC.|SWST|Hilltop Securities Inc.|420
FTNW|FTE NETWORKS, INC.|TKNG|ALLY INVEST SECURITIES LLC|128
FTNW|FTE NETWORKS, INC.|TRBT|Tradebot Systems, Inc.|781
FTNW|FTE NETWORKS, INC.|UBSA|UBS SECURITIES LLC|32874
FTNW|FTE NETWORKS, INC.|UBSS|UBS Securities LLC|31215
FTNW|FTE NETWORKS, INC.|VALX|VIRTU AMERICAS LLC|1300
FTNW|FTE NETWORKS, INC.|VGRD|Vanguard Marketing Corporation|1764
FTNW|FTE NETWORKS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|23765
FTNW|FTE NETWORKS, INC.|WDCO|Wilson-Davis & Co., Inc.|500
FTNW|FTE NETWORKS, INC.|WEED|Weeden & Co.L.P.|500
FTNW|FTE NETWORKS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|795
FTNW|FTE NETWORKS, INC.|WSEA|WOLVERINE SECURITIES, LLC|962
FTNW|FTE NETWORKS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FTNW|FTE NETWORKS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1461
FTNW|FTE NETWORKS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50
FTR|FRONTIER COMMUN CP|ABLE|NATIXIS Securities Americas LLC|3294
FTR|FRONTIER COMMUN CP|AGIS|Aegis Capital Corp.|6508
FTR|FRONTIER COMMUN CP|ALTX|Alternet Securities Inc.|13679
FTR|FRONTIER COMMUN CP|APCC|Apex Clearing Corporation|81363
FTR|FRONTIER COMMUN CP|BANK|Primevest Financial Services, Inc.|1046
FTR|FRONTIER COMMUN CP|BARD|Robert W. Baird & Co. Incorporated|74596
FTR|FRONTIER COMMUN CP|BATM|CBOE TRADING, INC.|47163
FTR|FRONTIER COMMUN CP|BAYC|BAY CREST PARTNERS, LLC|149457
FTR|FRONTIER COMMUN CP|BAYT|BTIG, LLC|5354
FTR|FRONTIER COMMUN CP|BBNT|BB&T SECURITIES, LLC|538
FTR|FRONTIER COMMUN CP|BERN|Sanford C. Bernstein & Co., LLC|423266
FTR|FRONTIER COMMUN CP|BIMI|Banca IMI Securities Corp.|17227
FTR|FRONTIER COMMUN CP|BKCM|BNY Mellon Capital Markets LLC|1
FTR|FRONTIER COMMUN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34999
FTR|FRONTIER COMMUN CP|BLKX|INSTINET, LLC|5000
FTR|FRONTIER COMMUN CP|BMOC|BMO Capital Markets Corp.|12583
FTR|FRONTIER COMMUN CP|BMSI|BULL MARKET SECURITIES, INC.|5220
FTR|FRONTIER COMMUN CP|BNPX|BNP PARIBAS SECURITIES CORP.|36629
FTR|FRONTIER COMMUN CP|BRGE|Newbridge Securities Corp.|133
FTR|FRONTIER COMMUN CP|BRVL|BLAYLOCK VAN, LLC|800
FTR|FRONTIER COMMUN CP|BTIG|BTIG, LLC|474535
FTR|FRONTIER COMMUN CP|BYXM|CBOE TRADING, INC.|4636
FTR|FRONTIER COMMUN CP|CANT|Cantor Fitzgerald & Co.|148267
FTR|FRONTIER COMMUN CP|CHAS|Charles Schwab & Co., Inc.|45367
FTR|FRONTIER COMMUN CP|CIST|Capital Institutional Services, Inc.|333
FTR|FRONTIER COMMUN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|350548
FTR|FRONTIER COMMUN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|115
FTR|FRONTIER COMMUN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|918754
FTR|FRONTIER COMMUN CP|CTDL|Citadel Derivatives Group Llc|193593
FTR|FRONTIER COMMUN CP|CTLR|CUTLER GROUP, LP|5059
FTR|FRONTIER COMMUN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|222570
FTR|FRONTIER COMMUN CP|DADA|D.A. Davidson & Co.|3590
FTR|FRONTIER COMMUN CP|DAVA|Davenport & Company LLC|1
FTR|FRONTIER COMMUN CP|DBAB|Deutsche Bank Securities Inc.|969675
FTR|FRONTIER COMMUN CP|DBAX|Deutsche Bank Securities Inc.|826200
FTR|FRONTIER COMMUN CP|DCHF|Dart Executions, LLC|5658
FTR|FRONTIER COMMUN CP|DEAN|MORGAN STANLEY|17963
FTR|FRONTIER COMMUN CP|DEGS|RONIN PROFESSIONAL LLC|9175
FTR|FRONTIER COMMUN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12070
FTR|FRONTIER COMMUN CP|EBXL|EBX LLC|610800
FTR|FRONTIER COMMUN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|115824
FTR|FRONTIER COMMUN CP|EDJC|Edward Jones / CDS|1000
FTR|FRONTIER COMMUN CP|EDJO|Edward D. Jones & Co., L.P.|242413
FTR|FRONTIER COMMUN CP|EGAM|CBOE TRADING, INC.|24415
FTR|FRONTIER COMMUN CP|EGAW|CBOE TRADING, INC.|100
FTR|FRONTIER COMMUN CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
FTR|FRONTIER COMMUN CP|EGXM|CBOE TRADING, INC.|7872
FTR|FRONTIER COMMUN CP|ESPO|ESPOSITO SECURITIES, LLC|1830
FTR|FRONTIER COMMUN CP|ETBE|Electronic Transaction Clearing, Inc.|73226
FTR|FRONTIER COMMUN CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2400
FTR|FRONTIER COMMUN CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7460
FTR|FRONTIER COMMUN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22002
FTR|FRONTIER COMMUN CP|ETRS|E*Trade Securities LLC|2181077
FTR|FRONTIER COMMUN CP|FBCO|Credit Suisse Securities (USA) LLC|1832475
FTR|FRONTIER COMMUN CP|FBSB|U.S. Bancorp Investments, Inc.|2278
FTR|FRONTIER COMMUN CP|FFSI|Firstrade Securities Inc.|430
FTR|FRONTIER COMMUN CP|FILL|Tradestation Securities, Inc.|26688
FTR|FRONTIER COMMUN CP|FINX|FINTECH SECURITIES|144
FTR|FRONTIER COMMUN CP|FMAF|NBCN Inc./ CDS|125578
FTR|FRONTIER COMMUN CP|FOMA|TD AMERITRADE CLEARING, INC.|3571086
FTR|FRONTIER COMMUN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11238
FTR|FRONTIER COMMUN CP|FQLS|Quantlab Securities LP|1154257
FTR|FRONTIER COMMUN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|385352
FTR|FRONTIER COMMUN CP|FTBR|Foliofn Investments, Inc.|36190
FTR|FRONTIER COMMUN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|113181
FTR|FRONTIER COMMUN CP|GLIS|TD Securities Inc|745
FTR|FRONTIER COMMUN CP|GLPX|ACS EXECUTION SERVICES, LLC|180438
FTR|FRONTIER COMMUN CP|GSCO|GOLDMAN SACHS & CO. LLC|1668713
FTR|FRONTIER COMMUN CP|GSCS|GOLDMAN SACHS & CO. LLC|247171
FTR|FRONTIER COMMUN CP|GSLT|GOLDMAN SACHS & CO. LLC|33004
FTR|FRONTIER COMMUN CP|GTSZ|GTS SECURITIES LLC|102859
FTR|FRONTIER COMMUN CP|HRBF|American Enterprise Investment Services Inc.|19979
FTR|FRONTIER COMMUN CP|HSBC|HSBC Securities, Inc.|300
FTR|FRONTIER COMMUN CP|IATS|INTERACTIVE BROKERS LLC|131717
FTR|FRONTIER COMMUN CP|IBKR|Interactive Brokers Llc|1139324
FTR|FRONTIER COMMUN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
FTR|FRONTIER COMMUN CP|ICBX|INSTINET, LLC|233231
FTR|FRONTIER COMMUN CP|IEQY|CITADEL SECURITIES LLC|64348
FTR|FRONTIER COMMUN CP|INCA|INSTINET, LLC|922175
FTR|FRONTIER COMMUN CP|INJX|INSTINET, LLC|68397
FTR|FRONTIER COMMUN CP|ITGI|ITG Inc.|496840
FTR|FRONTIER COMMUN CP|ITGP|ITG INC.|317000
FTR|FRONTIER COMMUN CP|JANY|Janney Montgomery Scott Inc.|2574
FTR|FRONTIER COMMUN CP|JEFF|JEFFERIES LLC|283305
FTR|FRONTIER COMMUN CP|JMPT|JUMP TRADING, LLC|260317
FTR|FRONTIER COMMUN CP|JONE|JonesTrading|700
FTR|FRONTIER COMMUN CP|JPBX|J.P. MORGAN SECURITIES LLC|33168
FTR|FRONTIER COMMUN CP|JPMX|J.P. Morgan Securities LLC|997149
FTR|FRONTIER COMMUN CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|5898
FTR|FRONTIER COMMUN CP|JSJX|JANE STREET CAPITAL LLC|195981
FTR|FRONTIER COMMUN CP|KCGM|VIRTU Americas LLC|229390
FTR|FRONTIER COMMUN CP|LEHM|Barclays Capital Inc./Le|3362264
FTR|FRONTIER COMMUN CP|LIME|Lime Brokerage LLC|424580
FTR|FRONTIER COMMUN CP|LMGP|LIME BROKERAGE LLC|9912
FTR|FRONTIER COMMUN CP|LQNA|LIQUIDNET, INC.|6700
FTR|FRONTIER COMMUN CP|LSCI|Lek Securities Corporation|987898
FTR|FRONTIER COMMUN CP|LTCO|Ladenburg, Thalmann & Co., Inc.|88444
FTR|FRONTIER COMMUN CP|LVMR|LIVERMORE TRADING GROUP, INC.|8314
FTR|FRONTIER COMMUN CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6608
FTR|FRONTIER COMMUN CP|MACC|Mid Atlantic Capital Corporation|15
FTR|FRONTIER COMMUN CP|MACQ|Macquarie Capital (USA) Inc.|2200
FTR|FRONTIER COMMUN CP|MAXM|Maxim Group LLC|18727
FTR|FRONTIER COMMUN CP|MBTS|ALLY INVEST SECURITIES LLC|5860
FTR|FRONTIER COMMUN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|767618
FTR|FRONTIER COMMUN CP|MNDX|TJM Investments, LLC|47447
FTR|FRONTIER COMMUN CP|MOTF|MOTIF INVESTING, INC.|8
FTR|FRONTIER COMMUN CP|MSCO|MORGAN STANLEY & CO. LLC|7974819
FTR|FRONTIER COMMUN CP|MSPL|MORGAN STANLEY & CO. LLC|1213400
FTR|FRONTIER COMMUN CP|MSTX|MORGAN STANLEY & CO. LLC|715400
FTR|FRONTIER COMMUN CP|MUFG|MUFG SECURITIES AMERICAS INC.|3209346
FTR|FRONTIER COMMUN CP|MZHO|Mizuho Securities USA LLC|991252
FTR|FRONTIER COMMUN CP|NATL|National Securities Corporation|300
FTR|FRONTIER COMMUN CP|NBCS|NBC Securities, INC.|2
FTR|FRONTIER COMMUN CP|NEUB|NEUBERGER BERMAN BD LLC|171
FTR|FRONTIER COMMUN CP|NFSC|National Financial Services LLC|2464891
FTR|FRONTIER COMMUN CP|NITE|VIRTU Americas LLC|4885548
FTR|FRONTIER COMMUN CP|NITP|VIRTU Americas LLC|17058
FTR|FRONTIER COMMUN CP|NQRB|Brut, LLC|58026
FTR|FRONTIER COMMUN CP|NTRC|Northern Trust Securities, Inc.|119
FTR|FRONTIER COMMUN CP|OHOS|TWO SIGMA SECURITIES, LLC|9544
FTR|FRONTIER COMMUN CP|OPCO|Oppenheimer & Co. Inc.|7504
FTR|FRONTIER COMMUN CP|OTAA|OTA LLC|24500
FTR|FRONTIER COMMUN CP|PCPT|PHILLIP CAPITAL INC.|5532
FTR|FRONTIER COMMUN CP|PDQM|CODA MARKETS, INC.|119465
FTR|FRONTIER COMMUN CP|PHLY|NASDAQ Execution Services, LLC|31000
FTR|FRONTIER COMMUN CP|PWJC|UBS Financial Services, Inc.|2264
FTR|FRONTIER COMMUN CP|RAJA|Raymond James & Associates, Inc.|104265
FTR|FRONTIER COMMUN CP|RBCM|RBC CAPITAL MARKETS, LLC|70028
FTR|FRONTIER COMMUN CP|RGLD|Regal Securities, Inc|7145
FTR|FRONTIER COMMUN CP|RHCO|Suntrust Robinson Humphrey, Inc.|892139
FTR|FRONTIER COMMUN CP|SAGL|SAGETRADER, LLC|8840
FTR|FRONTIER COMMUN CP|SALI|INTL FCSTONE FINANCIAL INC.|1003
FTR|FRONTIER COMMUN CP|SBSH|Citigroup Global Markets Inc.|1124001
FTR|FRONTIER COMMUN CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|80
FTR|FRONTIER COMMUN CP|SGMT|GOLDMAN SACHS & CO. LLC|313973
FTR|FRONTIER COMMUN CP|SPDR|SPEEDROUTE LLC|15185
FTR|FRONTIER COMMUN CP|SPHN|Stephens Inc.|196
FTR|FRONTIER COMMUN CP|STFL|Stifel, Nicolaus & Company, Incorporated|153171
FTR|FRONTIER COMMUN CP|STKP|STOCKPILE INVESTMENTS, INC.|4632
FTR|FRONTIER COMMUN CP|STXG|Stockcross Financial Services, Inc.|77
FTR|FRONTIER COMMUN CP|SWIM|TD Ameritrade, Inc.|1440217
FTR|FRONTIER COMMUN CP|SWST|Hilltop Securities Inc.|3294
FTR|FRONTIER COMMUN CP|TKNG|ALLY INVEST SECURITIES LLC|96814
FTR|FRONTIER COMMUN CP|TOUR|TOURMALINE PARTNERS, LLC|1800
FTR|FRONTIER COMMUN CP|TRBT|Tradebot Systems, Inc.|13465
FTR|FRONTIER COMMUN CP|TRCM|TRC MARKETS LLC|316336
FTR|FRONTIER COMMUN CP|TWTT|TASTYWORKS, INC.|3115
FTR|FRONTIER COMMUN CP|UBSA|UBS SECURITIES LLC|1855454
FTR|FRONTIER COMMUN CP|UBSS|UBS Securities LLC|1588544
FTR|FRONTIER COMMUN CP|VALX|VIRTU AMERICAS LLC|65754
FTR|FRONTIER COMMUN CP|VERT|The Vertical Trading Group, LLC|22
FTR|FRONTIER COMMUN CP|VGRD|Vanguard Marketing Corporation|175921
FTR|FRONTIER COMMUN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2900
FTR|FRONTIER COMMUN CP|WCHV|WELLS FARGO SECURITIES, LLC|6334769
FTR|FRONTIER COMMUN CP|WEDB|WEDBUSH SECURITIES INC.|13439
FTR|FRONTIER COMMUN CP|WEED|Weeden & Co.L.P.|3900
FTR|FRONTIER COMMUN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|229154
FTR|FRONTIER COMMUN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|215415
FTR|FRONTIER COMMUN CP|WGIF|CIBC World Markets Inc.|17624
FTR|FRONTIER COMMUN CP|WSEA|WOLVERINE SECURITIES, LLC|86030
FTR|FRONTIER COMMUN CP|XIST|INSTINET, LLC|50836
FTR|FRONTIER COMMUN CP|XPQR|Jump Trading|3600
FTR|FRONTIER COMMUN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|130954
FTR|FRONTIER COMMUN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4000
FTR|FRONTIER COMMUN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21328
FTRI|FIRST TR INDXX GLB N|APCC|Apex Clearing Corporation|26
FTRI|FIRST TR INDXX GLB N|CTDL|Citadel Derivatives Group Llc|297
FTRI|FIRST TR INDXX GLB N|EDJO|Edward D. Jones & Co., L.P.|500
FTRI|FIRST TR INDXX GLB N|EGXM|CBOE TRADING, INC.|10
FTRI|FIRST TR INDXX GLB N|ETRS|E*Trade Securities LLC|22
FTRI|FIRST TR INDXX GLB N|FBCO|Credit Suisse Securities (USA) LLC|329
FTRI|FIRST TR INDXX GLB N|FOMA|TD AMERITRADE CLEARING, INC.|2610
FTRI|FIRST TR INDXX GLB N|HRBF|American Enterprise Investment Services Inc.|10
FTRI|FIRST TR INDXX GLB N|IBKR|Interactive Brokers Llc|40
FTRI|FIRST TR INDXX GLB N|JSJX|JANE STREET CAPITAL LLC|3188
FTRI|FIRST TR INDXX GLB N|LIME|Lime Brokerage LLC|678
FTRI|FIRST TR INDXX GLB N|MSCO|MORGAN STANLEY & CO. LLC|3737
FTRI|FIRST TR INDXX GLB N|NFSC|National Financial Services LLC|2469
FTRI|FIRST TR INDXX GLB N|NITE|VIRTU Americas LLC|6184
FTRI|FIRST TR INDXX GLB N|RAJA|Raymond James & Associates, Inc.|241
FTRI|FIRST TR INDXX GLB N|RBCM|RBC CAPITAL MARKETS, LLC|1660
FTRI|FIRST TR INDXX GLB N|SWIM|TD Ameritrade, Inc.|29
FTRI|FIRST TR INDXX GLB N|SWST|Hilltop Securities Inc.|6
FTRI|FIRST TR INDXX GLB N|UBSS|UBS Securities LLC|320
FTRI|FIRST TR INDXX GLB N|WCHV|WELLS FARGO SECURITIES, LLC|1700
FTRI|FIRST TR INDXX GLB N|WSEA|WOLVERINE SECURITIES, LLC|17
FTS|FORTIS INC.|ALTX|Alternet Securities Inc.|2100
FTS|FORTIS INC.|ANOS|ABEL/NOSER, L.L.C.|14
FTS|FORTIS INC.|APCC|Apex Clearing Corporation|574
FTS|FORTIS INC.|BANK|Primevest Financial Services, Inc.|5
FTS|FORTIS INC.|BARD|Robert W. Baird & Co. Incorporated|7868
FTS|FORTIS INC.|BATM|CBOE TRADING, INC.|611
FTS|FORTIS INC.|BBNT|BB&T SECURITIES, LLC|1567
FTS|FORTIS INC.|BERN|Sanford C. Bernstein & Co., LLC|221
FTS|FORTIS INC.|BIDS|BIDS TRADING L.P.|400
FTS|FORTIS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5127
FTS|FORTIS INC.|BZYD|GOLDMAN SACHS & CO. LLC|493
FTS|FORTIS INC.|CHAS|Charles Schwab & Co., Inc.|1241
FTS|FORTIS INC.|CICF|Canaccord Genuity Corp.|385
FTS|FORTIS INC.|CIST|Capital Institutional Services, Inc.|442
FTS|FORTIS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35259
FTS|FORTIS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71278
FTS|FORTIS INC.|CTDL|Citadel Derivatives Group Llc|2058
FTS|FORTIS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2932
FTS|FORTIS INC.|DAVA|Davenport & Company LLC|6
FTS|FORTIS INC.|DBAB|Deutsche Bank Securities Inc.|51954
FTS|FORTIS INC.|DBAX|Deutsche Bank Securities Inc.|26900
FTS|FORTIS INC.|DBUL|Deutsche Bank Securities Inc.|1263
FTS|FORTIS INC.|DEAN|MORGAN STANLEY|7962
FTS|FORTIS INC.|DEGS|RONIN PROFESSIONAL LLC|100
FTS|FORTIS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18500
FTS|FORTIS INC.|EBXL|EBX LLC|215900
FTS|FORTIS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|21244
FTS|FORTIS INC.|EDJO|Edward D. Jones & Co., L.P.|75321
FTS|FORTIS INC.|EGAM|CBOE TRADING, INC.|2833
FTS|FORTIS INC.|EGAW|CBOE TRADING, INC.|48
FTS|FORTIS INC.|EGXM|CBOE TRADING, INC.|1304
FTS|FORTIS INC.|ETBE|Electronic Transaction Clearing, Inc.|6379
FTS|FORTIS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
FTS|FORTIS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
FTS|FORTIS INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|784
FTS|FORTIS INC.|ETRS|E*Trade Securities LLC|7277
FTS|FORTIS INC.|FBSB|U.S. Bancorp Investments, Inc.|6
FTS|FORTIS INC.|FILL|Tradestation Securities, Inc.|900
FTS|FORTIS INC.|FINX|FINTECH SECURITIES|100
FTS|FORTIS INC.|FMAF|NBCN Inc./ CDS|1700
FTS|FORTIS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1772
FTS|FORTIS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38839
FTS|FORTIS INC.|FTBR|Foliofn Investments, Inc.|3222
FTS|FORTIS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
FTS|FORTIS INC.|GLIS|TD Securities Inc|1516
FTS|FORTIS INC.|GLPX|ACS EXECUTION SERVICES, LLC|37413
FTS|FORTIS INC.|GSCO|GOLDMAN SACHS & CO. LLC|168817
FTS|FORTIS INC.|GSLT|GOLDMAN SACHS & CO. LLC|400
FTS|FORTIS INC.|GTSZ|GTS SECURITIES LLC|8156
FTS|FORTIS INC.|HRBF|American Enterprise Investment Services Inc.|6956
FTS|FORTIS INC.|IATS|INTERACTIVE BROKERS LLC|1756
FTS|FORTIS INC.|IBKR|Interactive Brokers Llc|2663
FTS|FORTIS INC.|ICBX|INSTINET, LLC|16538
FTS|FORTIS INC.|INCA|INSTINET, LLC|93544
FTS|FORTIS INC.|INJX|INSTINET, LLC|219
FTS|FORTIS INC.|ITGI|ITG Inc.|19752
FTS|FORTIS INC.|ITGP|ITG INC.|24000
FTS|FORTIS INC.|JANY|Janney Montgomery Scott Inc.|3323
FTS|FORTIS INC.|JEFF|JEFFERIES LLC|1100
FTS|FORTIS INC.|JMPT|JUMP TRADING, LLC|6107
FTS|FORTIS INC.|JPBX|J.P. MORGAN SECURITIES LLC|5124
FTS|FORTIS INC.|JPMX|J.P. Morgan Securities LLC|44444
FTS|FORTIS INC.|JSJX|JANE STREET CAPITAL LLC|1067
FTS|FORTIS INC.|KCGM|VIRTU Americas LLC|11770
FTS|FORTIS INC.|LEHM|Barclays Capital Inc./Le|486050
FTS|FORTIS INC.|LIME|Lime Brokerage LLC|13917
FTS|FORTIS INC.|LSCI|Lek Securities Corporation|21
FTS|FORTIS INC.|MCMF|Raymond James Ltd. Cds|1450
FTS|FORTIS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15700
FTS|FORTIS INC.|MOTF|MOTIF INVESTING, INC.|3
FTS|FORTIS INC.|MSCO|MORGAN STANLEY & CO. LLC|176317
FTS|FORTIS INC.|MSPL|MORGAN STANLEY & CO. LLC|74900
FTS|FORTIS INC.|MSTX|MORGAN STANLEY & CO. LLC|16000
FTS|FORTIS INC.|NEUB|NEUBERGER BERMAN BD LLC|5
FTS|FORTIS INC.|NFSC|National Financial Services LLC|72941
FTS|FORTIS INC.|NITE|VIRTU Americas LLC|291910
FTS|FORTIS INC.|NITP|VIRTU Americas LLC|400
FTS|FORTIS INC.|NQRB|Brut, LLC|1860
FTS|FORTIS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1510
FTS|FORTIS INC.|OPCO|Oppenheimer & Co. Inc.|1844
FTS|FORTIS INC.|PDQM|CODA MARKETS, INC.|900
FTS|FORTIS INC.|PWJC|UBS Financial Services, Inc.|75
FTS|FORTIS INC.|RBCM|RBC CAPITAL MARKETS, LLC|4493
FTS|FORTIS INC.|SALI|INTL FCSTONE FINANCIAL INC.|4270
FTS|FORTIS INC.|SBRX|MURIEL SIEBERT & CO INC|16
FTS|FORTIS INC.|SBSH|Citigroup Global Markets Inc.|4900
FTS|FORTIS INC.|SGMT|GOLDMAN SACHS & CO. LLC|12459
FTS|FORTIS INC.|SPDR|SPEEDROUTE LLC|1500
FTS|FORTIS INC.|SPHN|Stephens Inc.|684
FTS|FORTIS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|19032
FTS|FORTIS INC.|SWIM|TD Ameritrade, Inc.|505
FTS|FORTIS INC.|SWST|Hilltop Securities Inc.|979
FTS|FORTIS INC.|TKNG|ALLY INVEST SECURITIES LLC|1
FTS|FORTIS INC.|TMBR|Timber Hill LLC|100
FTS|FORTIS INC.|TRBT|Tradebot Systems, Inc.|46112
FTS|FORTIS INC.|TRCM|TRC MARKETS LLC|35907
FTS|FORTIS INC.|UBSA|UBS SECURITIES LLC|110511
FTS|FORTIS INC.|UBSS|UBS Securities LLC|211557
FTS|FORTIS INC.|VALX|VIRTU AMERICAS LLC|26020
FTS|FORTIS INC.|VGRD|Vanguard Marketing Corporation|6004
FTS|FORTIS INC.|WABR|Wall Street Access|9500
FTS|FORTIS INC.|WCHV|WELLS FARGO SECURITIES, LLC|67424
FTS|FORTIS INC.|WEDB|WEDBUSH SECURITIES INC.|500
FTS|FORTIS INC.|WEED|Weeden & Co.L.P.|2800
FTS|FORTIS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7757
FTS|FORTIS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1048
FTS|FORTIS INC.|WSEA|WOLVERINE SECURITIES, LLC|22988
FTS|FORTIS INC.|XIST|INSTINET, LLC|10200
FTS|FORTIS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|7032
FTS|FORTIS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14169
FTSD|FRANKLIN  LIBSD GOV|APCC|Apex Clearing Corporation|19
FTSD|FRANKLIN  LIBSD GOV|BERN|Sanford C. Bernstein & Co., LLC|1115
FTSD|FRANKLIN  LIBSD GOV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79
FTSD|FRANKLIN  LIBSD GOV|CHAS|Charles Schwab & Co., Inc.|2
FTSD|FRANKLIN  LIBSD GOV|DBAX|Deutsche Bank Securities Inc.|800
FTSD|FRANKLIN  LIBSD GOV|EBXL|EBX LLC|300
FTSD|FRANKLIN  LIBSD GOV|EDJO|Edward D. Jones & Co., L.P.|11898
FTSD|FRANKLIN  LIBSD GOV|ETRS|E*Trade Securities LLC|123
FTSD|FRANKLIN  LIBSD GOV|FINX|FINTECH SECURITIES|300
FTSD|FRANKLIN  LIBSD GOV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|370
FTSD|FRANKLIN  LIBSD GOV|FTBR|Foliofn Investments, Inc.|9
FTSD|FRANKLIN  LIBSD GOV|GLPX|ACS EXECUTION SERVICES, LLC|51
FTSD|FRANKLIN  LIBSD GOV|GTSZ|GTS SECURITIES LLC|25
FTSD|FRANKLIN  LIBSD GOV|HRBF|American Enterprise Investment Services Inc.|38
FTSD|FRANKLIN  LIBSD GOV|ICBX|INSTINET, LLC|200
FTSD|FRANKLIN  LIBSD GOV|JPMX|J.P. Morgan Securities LLC|5200
FTSD|FRANKLIN  LIBSD GOV|JSEB|JANE STREET EXECUTION SERVICES, LLC|36183
FTSD|FRANKLIN  LIBSD GOV|JSJX|JANE STREET CAPITAL LLC|5316
FTSD|FRANKLIN  LIBSD GOV|KCGM|VIRTU Americas LLC|1849
FTSD|FRANKLIN  LIBSD GOV|LEHM|Barclays Capital Inc./Le|3400
FTSD|FRANKLIN  LIBSD GOV|LIME|Lime Brokerage LLC|26
FTSD|FRANKLIN  LIBSD GOV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4192
FTSD|FRANKLIN  LIBSD GOV|MSCO|MORGAN STANLEY & CO. LLC|2824
FTSD|FRANKLIN  LIBSD GOV|MSPL|MORGAN STANLEY & CO. LLC|100
FTSD|FRANKLIN  LIBSD GOV|NFSC|National Financial Services LLC|1316
FTSD|FRANKLIN  LIBSD GOV|NITE|VIRTU Americas LLC|11688
FTSD|FRANKLIN  LIBSD GOV|NITP|VIRTU Americas LLC|2828
FTSD|FRANKLIN  LIBSD GOV|PDQM|CODA MARKETS, INC.|51
FTSD|FRANKLIN  LIBSD GOV|PWJC|UBS Financial Services, Inc.|300
FTSD|FRANKLIN  LIBSD GOV|RBCM|RBC CAPITAL MARKETS, LLC|608
FTSD|FRANKLIN  LIBSD GOV|SALI|INTL FCSTONE FINANCIAL INC.|100
FTSD|FRANKLIN  LIBSD GOV|SGMT|GOLDMAN SACHS & CO. LLC|388
FTSD|FRANKLIN  LIBSD GOV|STFL|Stifel, Nicolaus & Company, Incorporated|6137
FTSD|FRANKLIN  LIBSD GOV|STKP|STOCKPILE INVESTMENTS, INC.|4
FTSD|FRANKLIN  LIBSD GOV|UBSA|UBS SECURITIES LLC|3762
FTSD|FRANKLIN  LIBSD GOV|UBSS|UBS Securities LLC|8926
FTSD|FRANKLIN  LIBSD GOV|VALX|VIRTU AMERICAS LLC|177
FTSD|FRANKLIN  LIBSD GOV|WCHV|WELLS FARGO SECURITIES, LLC|166
FTSD|FRANKLIN  LIBSD GOV|WEDB|WEDBUSH SECURITIES INC.|1
FTSD|FRANKLIN  LIBSD GOV|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
FTSD|FRANKLIN  LIBSD GOV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|367
FTSI|FTS INTL, INC.|ALTX|Alternet Securities Inc.|12942
FTSI|FTS INTL, INC.|APCC|Apex Clearing Corporation|470
FTSI|FTS INTL, INC.|AQUA|AQUA SECURITIES L.P.|10000
FTSI|FTS INTL, INC.|BARD|Robert W. Baird & Co. Incorporated|47
FTSI|FTS INTL, INC.|BATM|CBOE TRADING, INC.|5403
FTSI|FTS INTL, INC.|BAYC|BAY CREST PARTNERS, LLC|286
FTSI|FTS INTL, INC.|BAYT|BTIG, LLC|1200
FTSI|FTS INTL, INC.|BERN|Sanford C. Bernstein & Co., LLC|34332
FTSI|FTS INTL, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4916
FTSI|FTS INTL, INC.|BLKX|INSTINET, LLC|60425
FTSI|FTS INTL, INC.|BMOC|BMO Capital Markets Corp.|83742
FTSI|FTS INTL, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2345
FTSI|FTS INTL, INC.|BTIG|BTIG, LLC|5868
FTSI|FTS INTL, INC.|BYXM|CBOE TRADING, INC.|1720
FTSI|FTS INTL, INC.|CANT|Cantor Fitzgerald & Co.|112
FTSI|FTS INTL, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|73578
FTSI|FTS INTL, INC.|CHAS|Charles Schwab & Co., Inc.|1130
FTSI|FTS INTL, INC.|CICF|Canaccord Genuity Corp.|600
FTSI|FTS INTL, INC.|CLSA|CLSA AMERICAS, LLC|600
FTSI|FTS INTL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52004
FTSI|FTS INTL, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2190
FTSI|FTS INTL, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|402
FTSI|FTS INTL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|403156
FTSI|FTS INTL, INC.|CTDL|Citadel Derivatives Group Llc|11769
FTSI|FTS INTL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|127302
FTSI|FTS INTL, INC.|DAVA|Davenport & Company LLC|1700
FTSI|FTS INTL, INC.|DBAB|Deutsche Bank Securities Inc.|237748
FTSI|FTS INTL, INC.|DBAX|Deutsche Bank Securities Inc.|363900
FTSI|FTS INTL, INC.|DEAN|MORGAN STANLEY|22657
FTSI|FTS INTL, INC.|DEGS|RONIN PROFESSIONAL LLC|2637
FTSI|FTS INTL, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|99618
FTSI|FTS INTL, INC.|EBXL|EBX LLC|383600
FTSI|FTS INTL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3748
FTSI|FTS INTL, INC.|EDJO|Edward D. Jones & Co., L.P.|374
FTSI|FTS INTL, INC.|EGAM|CBOE TRADING, INC.|17185
FTSI|FTS INTL, INC.|EGAW|CBOE TRADING, INC.|238
FTSI|FTS INTL, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|350
FTSI|FTS INTL, INC.|EGXM|CBOE TRADING, INC.|7642
FTSI|FTS INTL, INC.|ETBE|Electronic Transaction Clearing, Inc.|11742
FTSI|FTS INTL, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1600
FTSI|FTS INTL, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2476
FTSI|FTS INTL, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22161
FTSI|FTS INTL, INC.|ETRS|E*Trade Securities LLC|89783
FTSI|FTS INTL, INC.|FILL|Tradestation Securities, Inc.|2201
FTSI|FTS INTL, INC.|FMAF|NBCN Inc./ CDS|4419
FTSI|FTS INTL, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|907
FTSI|FTS INTL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142724
FTSI|FTS INTL, INC.|FTBR|Foliofn Investments, Inc.|4292
FTSI|FTS INTL, INC.|GLIS|TD Securities Inc|3898
FTSI|FTS INTL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|28466
FTSI|FTS INTL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|526009
FTSI|FTS INTL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|4541
FTSI|FTS INTL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3768
FTSI|FTS INTL, INC.|GTSZ|GTS SECURITIES LLC|38946
FTSI|FTS INTL, INC.|HRBF|American Enterprise Investment Services Inc.|8560
FTSI|FTS INTL, INC.|IATS|INTERACTIVE BROKERS LLC|19778
FTSI|FTS INTL, INC.|IBKR|Interactive Brokers Llc|46756
FTSI|FTS INTL, INC.|ICBX|INSTINET, LLC|65712
FTSI|FTS INTL, INC.|IEQY|CITADEL SECURITIES LLC|30951
FTSI|FTS INTL, INC.|INCA|INSTINET, LLC|254591
FTSI|FTS INTL, INC.|INJX|INSTINET, LLC|1079
FTSI|FTS INTL, INC.|ITGI|ITG Inc.|78843
FTSI|FTS INTL, INC.|ITGP|ITG INC.|198800
FTSI|FTS INTL, INC.|JANY|Janney Montgomery Scott Inc.|5700
FTSI|FTS INTL, INC.|JEFF|JEFFERIES LLC|39723
FTSI|FTS INTL, INC.|JMPT|JUMP TRADING, LLC|46622
FTSI|FTS INTL, INC.|JONE|JonesTrading|262
FTSI|FTS INTL, INC.|JPBX|J.P. MORGAN SECURITIES LLC|120659
FTSI|FTS INTL, INC.|JPMX|J.P. Morgan Securities LLC|828500
FTSI|FTS INTL, INC.|JSJX|JANE STREET CAPITAL LLC|3731
FTSI|FTS INTL, INC.|KCGM|VIRTU Americas LLC|137386
FTSI|FTS INTL, INC.|LEHM|Barclays Capital Inc./Le|336115
FTSI|FTS INTL, INC.|LIME|Lime Brokerage LLC|10651
FTSI|FTS INTL, INC.|LQNA|LIQUIDNET, INC.|59900
FTSI|FTS INTL, INC.|LSCI|Lek Securities Corporation|1771
FTSI|FTS INTL, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|2350
FTSI|FTS INTL, INC.|MCMF|Raymond James Ltd. Cds|2400
FTSI|FTS INTL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102484
FTSI|FTS INTL, INC.|MNDX|TJM Investments, LLC|7611
FTSI|FTS INTL, INC.|MOTF|MOTIF INVESTING, INC.|5
FTSI|FTS INTL, INC.|MSCO|MORGAN STANLEY & CO. LLC|515138
FTSI|FTS INTL, INC.|MSPL|MORGAN STANLEY & CO. LLC|309000
FTSI|FTS INTL, INC.|MSTX|MORGAN STANLEY & CO. LLC|74100
FTSI|FTS INTL, INC.|NATL|National Securities Corporation|100
FTSI|FTS INTL, INC.|NEED|Needham & Company, LLC|26256
FTSI|FTS INTL, INC.|NFSC|National Financial Services LLC|145234
FTSI|FTS INTL, INC.|NITE|VIRTU Americas LLC|508212
FTSI|FTS INTL, INC.|NITP|VIRTU Americas LLC|1500
FTSI|FTS INTL, INC.|NORT|Northland Securities, Inc.|16797
FTSI|FTS INTL, INC.|NQRB|Brut, LLC|19155
FTSI|FTS INTL, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1025
FTSI|FTS INTL, INC.|OPCO|Oppenheimer & Co. Inc.|812
FTSI|FTS INTL, INC.|PCPT|PHILLIP CAPITAL INC.|2000
FTSI|FTS INTL, INC.|PDQM|CODA MARKETS, INC.|84726
FTSI|FTS INTL, INC.|PHLY|NASDAQ Execution Services, LLC|1200
FTSI|FTS INTL, INC.|PIPR|Piper Jaffray & Co.|400
FTSI|FTS INTL, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|100
FTSI|FTS INTL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1125
FTSI|FTS INTL, INC.|RGLD|Regal Securities, Inc|50
FTSI|FTS INTL, INC.|SAGL|SAGETRADER, LLC|6427
FTSI|FTS INTL, INC.|SBSH|Citigroup Global Markets Inc.|68937
FTSI|FTS INTL, INC.|SEIC|SEI Investments Distribution Co.|200
FTSI|FTS INTL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|105753
FTSI|FTS INTL, INC.|SJLS|TRADE INFORMATICS LLC|20025
FTSI|FTS INTL, INC.|SPDR|SPEEDROUTE LLC|12668
FTSI|FTS INTL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|25594
FTSI|FTS INTL, INC.|SWIM|TD Ameritrade, Inc.|140942
FTSI|FTS INTL, INC.|TKNG|ALLY INVEST SECURITIES LLC|1209
FTSI|FTS INTL, INC.|TRBT|Tradebot Systems, Inc.|193842
FTSI|FTS INTL, INC.|TRCM|TRC MARKETS LLC|2997
FTSI|FTS INTL, INC.|TWTT|TASTYWORKS, INC.|10
FTSI|FTS INTL, INC.|UBSA|UBS SECURITIES LLC|151390
FTSI|FTS INTL, INC.|UBSS|UBS Securities LLC|434300
FTSI|FTS INTL, INC.|VALX|VIRTU AMERICAS LLC|7594
FTSI|FTS INTL, INC.|VGRD|Vanguard Marketing Corporation|23946
FTSI|FTS INTL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|114905
FTSI|FTS INTL, INC.|WEDB|WEDBUSH SECURITIES INC.|200
FTSI|FTS INTL, INC.|WEED|Weeden & Co.L.P.|30300
FTSI|FTS INTL, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5989
FTSI|FTS INTL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2480
FTSI|FTS INTL, INC.|WGIF|CIBC World Markets Inc.|2006
FTSI|FTS INTL, INC.|WOLF|Wolfe Trahan Securities|500
FTSI|FTS INTL, INC.|WSEA|WOLVERINE SECURITIES, LLC|6602
FTSI|FTS INTL, INC.|XIST|INSTINET, LLC|81400
FTSI|FTS INTL, INC.|XPQR|Jump Trading|2990
FTSI|FTS INTL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|104662
FTSI|FTS INTL, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|5765
FTSI|FTS INTL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
FTSL|FIRST TR SNR LN ETF|ALTX|Alternet Securities Inc.|13481
FTSL|FIRST TR SNR LN ETF|APCC|Apex Clearing Corporation|2403
FTSL|FIRST TR SNR LN ETF|BANK|Primevest Financial Services, Inc.|2407
FTSL|FIRST TR SNR LN ETF|BARD|Robert W. Baird & Co. Incorporated|18292
FTSL|FIRST TR SNR LN ETF|BATM|CBOE TRADING, INC.|400
FTSL|FIRST TR SNR LN ETF|BAYT|BTIG, LLC|200
FTSL|FIRST TR SNR LN ETF|BBNT|BB&T SECURITIES, LLC|15221
FTSL|FIRST TR SNR LN ETF|BERN|Sanford C. Bernstein & Co., LLC|8
FTSL|FIRST TR SNR LN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44158
FTSL|FIRST TR SNR LN ETF|BTIG|BTIG, LLC|333
FTSL|FIRST TR SNR LN ETF|CANT|Cantor Fitzgerald & Co.|116885
FTSL|FIRST TR SNR LN ETF|CHAS|Charles Schwab & Co., Inc.|54502
FTSL|FIRST TR SNR LN ETF|CIST|Capital Institutional Services, Inc.|202
FTSL|FIRST TR SNR LN ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57727
FTSL|FIRST TR SNR LN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68221
FTSL|FIRST TR SNR LN ETF|CSIN|Citadel Securities Institutional LLC|60627
FTSL|FIRST TR SNR LN ETF|CTDL|Citadel Derivatives Group Llc|54177
FTSL|FIRST TR SNR LN ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2564
FTSL|FIRST TR SNR LN ETF|DAVA|Davenport & Company LLC|1175
FTSL|FIRST TR SNR LN ETF|DBAB|Deutsche Bank Securities Inc.|979
FTSL|FIRST TR SNR LN ETF|DBAX|Deutsche Bank Securities Inc.|37600
FTSL|FIRST TR SNR LN ETF|DEAN|MORGAN STANLEY|29288
FTSL|FIRST TR SNR LN ETF|EBXL|EBX LLC|10900
FTSL|FIRST TR SNR LN ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
FTSL|FIRST TR SNR LN ETF|EDJO|Edward D. Jones & Co., L.P.|8809
FTSL|FIRST TR SNR LN ETF|EGAM|CBOE TRADING, INC.|13273
FTSL|FIRST TR SNR LN ETF|EGAW|CBOE TRADING, INC.|81
FTSL|FIRST TR SNR LN ETF|EGXM|CBOE TRADING, INC.|2500
FTSL|FIRST TR SNR LN ETF|ETBE|Electronic Transaction Clearing, Inc.|800
FTSL|FIRST TR SNR LN ETF|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15272
FTSL|FIRST TR SNR LN ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3144
FTSL|FIRST TR SNR LN ETF|ETRS|E*Trade Securities LLC|1162
FTSL|FIRST TR SNR LN ETF|FBCO|Credit Suisse Securities (USA) LLC|76488
FTSL|FIRST TR SNR LN ETF|FINX|FINTECH SECURITIES|2075
FTSL|FIRST TR SNR LN ETF|FLTU|FLOW TRADERS US LLC|77785
FTSL|FIRST TR SNR LN ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|77785
FTSL|FIRST TR SNR LN ETF|FMAF|NBCN Inc./ CDS|736
FTSL|FIRST TR SNR LN ETF|FOMA|TD AMERITRADE CLEARING, INC.|286321
FTSL|FIRST TR SNR LN ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90218
FTSL|FIRST TR SNR LN ETF|FTBR|Foliofn Investments, Inc.|122010
FTSL|FIRST TR SNR LN ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|26048
FTSL|FIRST TR SNR LN ETF|GLPX|ACS EXECUTION SERVICES, LLC|97
FTSL|FIRST TR SNR LN ETF|GSCO|GOLDMAN SACHS & CO. LLC|7022
FTSL|FIRST TR SNR LN ETF|GSCS|GOLDMAN SACHS & CO. LLC|505
FTSL|FIRST TR SNR LN ETF|GSLT|GOLDMAN SACHS & CO. LLC|4500
FTSL|FIRST TR SNR LN ETF|GTSZ|GTS SECURITIES LLC|100
FTSL|FIRST TR SNR LN ETF|HRBF|American Enterprise Investment Services Inc.|2734
FTSL|FIRST TR SNR LN ETF|IATS|INTERACTIVE BROKERS LLC|730
FTSL|FIRST TR SNR LN ETF|IBKR|Interactive Brokers Llc|3989
FTSL|FIRST TR SNR LN ETF|ICBX|INSTINET, LLC|5935
FTSL|FIRST TR SNR LN ETF|INCA|INSTINET, LLC|6785
FTSL|FIRST TR SNR LN ETF|ITGI|ITG Inc.|4050
FTSL|FIRST TR SNR LN ETF|ITGP|ITG INC.|13400
FTSL|FIRST TR SNR LN ETF|JANY|Janney Montgomery Scott Inc.|5120
FTSL|FIRST TR SNR LN ETF|JMPT|JUMP TRADING, LLC|330
FTSL|FIRST TR SNR LN ETF|JPMX|J.P. Morgan Securities LLC|34962
FTSL|FIRST TR SNR LN ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|154863
FTSL|FIRST TR SNR LN ETF|JSJX|JANE STREET CAPITAL LLC|389617
FTSL|FIRST TR SNR LN ETF|KCGM|VIRTU Americas LLC|14353
FTSL|FIRST TR SNR LN ETF|LEHM|Barclays Capital Inc./Le|64131
FTSL|FIRST TR SNR LN ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1479
FTSL|FIRST TR SNR LN ETF|LIME|Lime Brokerage LLC|4338
FTSL|FIRST TR SNR LN ETF|MACC|Mid Atlantic Capital Corporation|100
FTSL|FIRST TR SNR LN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37652
FTSL|FIRST TR SNR LN ETF|MOTF|MOTIF INVESTING, INC.|1
FTSL|FIRST TR SNR LN ETF|MSCO|MORGAN STANLEY & CO. LLC|276877
FTSL|FIRST TR SNR LN ETF|MSPL|MORGAN STANLEY & CO. LLC|56800
FTSL|FIRST TR SNR LN ETF|NBCS|NBC Securities, INC.|725
FTSL|FIRST TR SNR LN ETF|NFSC|National Financial Services LLC|122790
FTSL|FIRST TR SNR LN ETF|NITE|VIRTU Americas LLC|441298
FTSL|FIRST TR SNR LN ETF|NITP|VIRTU Americas LLC|2000
FTSL|FIRST TR SNR LN ETF|NQRB|Brut, LLC|147
FTSL|FIRST TR SNR LN ETF|OLDM|OLD MISSION CAPITAL, LLC|38449
FTSL|FIRST TR SNR LN ETF|OPCO|Oppenheimer & Co. Inc.|2599
FTSL|FIRST TR SNR LN ETF|PDQM|CODA MARKETS, INC.|9054
FTSL|FIRST TR SNR LN ETF|PWJC|UBS Financial Services, Inc.|10
FTSL|FIRST TR SNR LN ETF|RAJA|Raymond James & Associates, Inc.|131539
FTSL|FIRST TR SNR LN ETF|RBCM|RBC CAPITAL MARKETS, LLC|4527
FTSL|FIRST TR SNR LN ETF|SAGL|SAGETRADER, LLC|500
FTSL|FIRST TR SNR LN ETF|SALI|INTL FCSTONE FINANCIAL INC.|411
FTSL|FIRST TR SNR LN ETF|SBSH|Citigroup Global Markets Inc.|6
FTSL|FIRST TR SNR LN ETF|SEIC|SEI Investments Distribution Co.|1200
FTSL|FIRST TR SNR LN ETF|SGMT|GOLDMAN SACHS & CO. LLC|11704
FTSL|FIRST TR SNR LN ETF|SPDR|SPEEDROUTE LLC|200
FTSL|FIRST TR SNR LN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|15556
FTSL|FIRST TR SNR LN ETF|SWIM|TD Ameritrade, Inc.|420
FTSL|FIRST TR SNR LN ETF|SWST|Hilltop Securities Inc.|4813
FTSL|FIRST TR SNR LN ETF|TRBT|Tradebot Systems, Inc.|100
FTSL|FIRST TR SNR LN ETF|UBSA|UBS SECURITIES LLC|130983
FTSL|FIRST TR SNR LN ETF|UBSS|UBS Securities LLC|168069
FTSL|FIRST TR SNR LN ETF|VALX|VIRTU AMERICAS LLC|52
FTSL|FIRST TR SNR LN ETF|VGRD|Vanguard Marketing Corporation|5111
FTSL|FIRST TR SNR LN ETF|WBET|Wallachbeth Capital LLC|7123
FTSL|FIRST TR SNR LN ETF|WCHV|WELLS FARGO SECURITIES, LLC|135939
FTSL|FIRST TR SNR LN ETF|WEDB|WEDBUSH SECURITIES INC.|24
FTSL|FIRST TR SNR LN ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1207
FTSL|FIRST TR SNR LN ETF|WGIF|CIBC World Markets Inc.|164
FTSL|FIRST TR SNR LN ETF|WSEA|WOLVERINE SECURITIES, LLC|3417
FTSL|FIRST TR SNR LN ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|7676
FTSL|FIRST TR SNR LN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65144
FTSM|FIRST TRUST ETF IV|ALTX|Alternet Securities Inc.|2300
FTSM|FIRST TRUST ETF IV|APCC|Apex Clearing Corporation|3164
FTSM|FIRST TRUST ETF IV|BANK|Primevest Financial Services, Inc.|9303
FTSM|FIRST TRUST ETF IV|BARD|Robert W. Baird & Co. Incorporated|13030
FTSM|FIRST TRUST ETF IV|BBNT|BB&T SECURITIES, LLC|115051
FTSM|FIRST TRUST ETF IV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|95056
FTSM|FIRST TRUST ETF IV|BLKX|INSTINET, LLC|9600
FTSM|FIRST TRUST ETF IV|CANT|Cantor Fitzgerald & Co.|302916
FTSM|FIRST TRUST ETF IV|CHAS|Charles Schwab & Co., Inc.|106918
FTSM|FIRST TRUST ETF IV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103522
FTSM|FIRST TRUST ETF IV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196838
FTSM|FIRST TRUST ETF IV|CSIN|Citadel Securities Institutional LLC|196027
FTSM|FIRST TRUST ETF IV|CTDL|Citadel Derivatives Group Llc|206521
FTSM|FIRST TRUST ETF IV|CXCX|CITIGROUP GLOBAL MARKETS INC.|22364
FTSM|FIRST TRUST ETF IV|DADA|D.A. Davidson & Co.|3316
FTSM|FIRST TRUST ETF IV|DBAX|Deutsche Bank Securities Inc.|62700
FTSM|FIRST TRUST ETF IV|DEAN|MORGAN STANLEY|72998
FTSM|FIRST TRUST ETF IV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16
FTSM|FIRST TRUST ETF IV|EBXL|EBX LLC|62700
FTSM|FIRST TRUST ETF IV|ECUT|CONVERGEX EXECUTION SOLUTIONS|9934
FTSM|FIRST TRUST ETF IV|EDJO|Edward D. Jones & Co., L.P.|1118
FTSM|FIRST TRUST ETF IV|EGAM|CBOE TRADING, INC.|11365
FTSM|FIRST TRUST ETF IV|EGXM|CBOE TRADING, INC.|4832
FTSM|FIRST TRUST ETF IV|EGXW|CBOE TRADING, INC.|2500
FTSM|FIRST TRUST ETF IV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6254
FTSM|FIRST TRUST ETF IV|ETRS|E*Trade Securities LLC|4303
FTSM|FIRST TRUST ETF IV|FBCO|Credit Suisse Securities (USA) LLC|281376
FTSM|FIRST TRUST ETF IV|FMAF|NBCN Inc./ CDS|3060
FTSM|FIRST TRUST ETF IV|FOMA|TD AMERITRADE CLEARING, INC.|582155
FTSM|FIRST TRUST ETF IV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20645
FTSM|FIRST TRUST ETF IV|FTBR|Foliofn Investments, Inc.|25189
FTSM|FIRST TRUST ETF IV|GEBB|GLOBAL EXECUTION BROKERS, LP|13238
FTSM|FIRST TRUST ETF IV|GLPX|ACS EXECUTION SERVICES, LLC|2300
FTSM|FIRST TRUST ETF IV|GSCO|GOLDMAN SACHS & CO. LLC|7300
FTSM|FIRST TRUST ETF IV|GSCS|GOLDMAN SACHS & CO. LLC|1582
FTSM|FIRST TRUST ETF IV|HRBF|American Enterprise Investment Services Inc.|5834
FTSM|FIRST TRUST ETF IV|IATS|INTERACTIVE BROKERS LLC|2190
FTSM|FIRST TRUST ETF IV|IBKR|Interactive Brokers Llc|224018
FTSM|FIRST TRUST ETF IV|ICBX|INSTINET, LLC|43522
FTSM|FIRST TRUST ETF IV|INCA|INSTINET, LLC|20382
FTSM|FIRST TRUST ETF IV|ITGI|ITG Inc.|4261
FTSM|FIRST TRUST ETF IV|ITGP|ITG INC.|5200
FTSM|FIRST TRUST ETF IV|JANY|Janney Montgomery Scott Inc.|32211
FTSM|FIRST TRUST ETF IV|JMPT|JUMP TRADING, LLC|60
FTSM|FIRST TRUST ETF IV|JPMX|J.P. Morgan Securities LLC|45860
FTSM|FIRST TRUST ETF IV|JSEB|JANE STREET EXECUTION SERVICES, LLC|218034
FTSM|FIRST TRUST ETF IV|JSJX|JANE STREET CAPITAL LLC|690049
FTSM|FIRST TRUST ETF IV|KCGM|VIRTU Americas LLC|32678
FTSM|FIRST TRUST ETF IV|LEHM|Barclays Capital Inc./Le|240200
FTSM|FIRST TRUST ETF IV|LIME|Lime Brokerage LLC|3927
FTSM|FIRST TRUST ETF IV|MACC|Mid Atlantic Capital Corporation|32307
FTSM|FIRST TRUST ETF IV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|234046
FTSM|FIRST TRUST ETF IV|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
FTSM|FIRST TRUST ETF IV|MOTF|MOTIF INVESTING, INC.|93
FTSM|FIRST TRUST ETF IV|MSCO|MORGAN STANLEY & CO. LLC|671366
FTSM|FIRST TRUST ETF IV|MSPL|MORGAN STANLEY & CO. LLC|52200
FTSM|FIRST TRUST ETF IV|NATL|National Securities Corporation|6375
FTSM|FIRST TRUST ETF IV|NBCS|NBC Securities, INC.|1096
FTSM|FIRST TRUST ETF IV|NFSC|National Financial Services LLC|322748
FTSM|FIRST TRUST ETF IV|NITE|VIRTU Americas LLC|1194117
FTSM|FIRST TRUST ETF IV|NITP|VIRTU Americas LLC|12459
FTSM|FIRST TRUST ETF IV|NQRB|Brut, LLC|4122
FTSM|FIRST TRUST ETF IV|NTRC|Northern Trust Securities, Inc.|3702
FTSM|FIRST TRUST ETF IV|OLDM|OLD MISSION CAPITAL, LLC|49902
FTSM|FIRST TRUST ETF IV|OPCO|Oppenheimer & Co. Inc.|4685
FTSM|FIRST TRUST ETF IV|PDQM|CODA MARKETS, INC.|11786
FTSM|FIRST TRUST ETF IV|PWJC|UBS Financial Services, Inc.|5019
FTSM|FIRST TRUST ETF IV|RAJA|Raymond James & Associates, Inc.|197393
FTSM|FIRST TRUST ETF IV|RBCM|RBC CAPITAL MARKETS, LLC|82138
FTSM|FIRST TRUST ETF IV|SALI|INTL FCSTONE FINANCIAL INC.|4293
FTSM|FIRST TRUST ETF IV|SBSH|Citigroup Global Markets Inc.|34105
FTSM|FIRST TRUST ETF IV|SEIC|SEI Investments Distribution Co.|100
FTSM|FIRST TRUST ETF IV|SGMT|GOLDMAN SACHS & CO. LLC|42866
FTSM|FIRST TRUST ETF IV|SPDR|SPEEDROUTE LLC|240
FTSM|FIRST TRUST ETF IV|STFL|Stifel, Nicolaus & Company, Incorporated|86877
FTSM|FIRST TRUST ETF IV|SWIM|TD Ameritrade, Inc.|357
FTSM|FIRST TRUST ETF IV|SWST|Hilltop Securities Inc.|3227
FTSM|FIRST TRUST ETF IV|TRBT|Tradebot Systems, Inc.|200
FTSM|FIRST TRUST ETF IV|TRCM|TRC MARKETS LLC|390
FTSM|FIRST TRUST ETF IV|UBSA|UBS SECURITIES LLC|252544
FTSM|FIRST TRUST ETF IV|UBSS|UBS Securities LLC|504591
FTSM|FIRST TRUST ETF IV|VALX|VIRTU AMERICAS LLC|19060
FTSM|FIRST TRUST ETF IV|VGRD|Vanguard Marketing Corporation|8198
FTSM|FIRST TRUST ETF IV|WCHV|WELLS FARGO SECURITIES, LLC|443301
FTSM|FIRST TRUST ETF IV|WEDB|WEDBUSH SECURITIES INC.|3609
FTSM|FIRST TRUST ETF IV|WEED|Weeden & Co.L.P.|1240
FTSM|FIRST TRUST ETF IV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|204
FTSM|FIRST TRUST ETF IV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8646
FTSM|FIRST TRUST ETF IV|WGIF|CIBC World Markets Inc.|300
FTSM|FIRST TRUST ETF IV|WSEA|WOLVERINE SECURITIES, LLC|2215
FTSM|FIRST TRUST ETF IV|XSTM|NATIONAL FINANCIAL SERVICES LLC|24586
FTSM|FIRST TRUST ETF IV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|229953
FTSV|FORTY SEVEN, INC. CM|AGIS|Aegis Capital Corp.|962
FTSV|FORTY SEVEN, INC. CM|ALTX|Alternet Securities Inc.|2000
FTSV|FORTY SEVEN, INC. CM|APCC|Apex Clearing Corporation|600
FTSV|FORTY SEVEN, INC. CM|BAYC|BAY CREST PARTNERS, LLC|1000
FTSV|FORTY SEVEN, INC. CM|BAYT|BTIG, LLC|1550
FTSV|FORTY SEVEN, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|23500
FTSV|FORTY SEVEN, INC. CM|BLKX|INSTINET, LLC|5000
FTSV|FORTY SEVEN, INC. CM|BYXM|CBOE TRADING, INC.|100
FTSV|FORTY SEVEN, INC. CM|CANT|Cantor Fitzgerald & Co.|25000
FTSV|FORTY SEVEN, INC. CM|CHAS|Charles Schwab & Co., Inc.|2200
FTSV|FORTY SEVEN, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124473
FTSV|FORTY SEVEN, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2010
FTSV|FORTY SEVEN, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20950
FTSV|FORTY SEVEN, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15573
FTSV|FORTY SEVEN, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5000
FTSV|FORTY SEVEN, INC. CM|DADA|D.A. Davidson & Co.|200
FTSV|FORTY SEVEN, INC. CM|DBAB|Deutsche Bank Securities Inc.|2425
FTSV|FORTY SEVEN, INC. CM|DBAX|Deutsche Bank Securities Inc.|29600
FTSV|FORTY SEVEN, INC. CM|DCHF|Dart Executions, LLC|5800
FTSV|FORTY SEVEN, INC. CM|DEAN|MORGAN STANLEY|5540
FTSV|FORTY SEVEN, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
FTSV|FORTY SEVEN, INC. CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|400
FTSV|FORTY SEVEN, INC. CM|EBXL|EBX LLC|35700
FTSV|FORTY SEVEN, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|950
FTSV|FORTY SEVEN, INC. CM|EDJO|Edward D. Jones & Co., L.P.|644
FTSV|FORTY SEVEN, INC. CM|EGAM|CBOE TRADING, INC.|800
FTSV|FORTY SEVEN, INC. CM|EGXM|CBOE TRADING, INC.|900
FTSV|FORTY SEVEN, INC. CM|EGXW|CBOE TRADING, INC.|100
FTSV|FORTY SEVEN, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|600
FTSV|FORTY SEVEN, INC. CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2900
FTSV|FORTY SEVEN, INC. CM|ETRS|E*Trade Securities LLC|3086
FTSV|FORTY SEVEN, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|50639
FTSV|FORTY SEVEN, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|10882
FTSV|FORTY SEVEN, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14034
FTSV|FORTY SEVEN, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5497
FTSV|FORTY SEVEN, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|550
FTSV|FORTY SEVEN, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|21044
FTSV|FORTY SEVEN, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|148792
FTSV|FORTY SEVEN, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|14016
FTSV|FORTY SEVEN, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|6256
FTSV|FORTY SEVEN, INC. CM|GTSZ|GTS SECURITIES LLC|100
FTSV|FORTY SEVEN, INC. CM|IATS|INTERACTIVE BROKERS LLC|200
FTSV|FORTY SEVEN, INC. CM|IBKR|Interactive Brokers Llc|37377
FTSV|FORTY SEVEN, INC. CM|ICBX|INSTINET, LLC|10838
FTSV|FORTY SEVEN, INC. CM|INCA|INSTINET, LLC|231461
FTSV|FORTY SEVEN, INC. CM|INJX|INSTINET, LLC|32968
FTSV|FORTY SEVEN, INC. CM|ITGI|ITG Inc.|47790
FTSV|FORTY SEVEN, INC. CM|ITGP|ITG INC.|14200
FTSV|FORTY SEVEN, INC. CM|JANY|Janney Montgomery Scott Inc.|750
FTSV|FORTY SEVEN, INC. CM|JEFF|JEFFERIES LLC|71050
FTSV|FORTY SEVEN, INC. CM|JMPT|JUMP TRADING, LLC|4406
FTSV|FORTY SEVEN, INC. CM|JONE|JonesTrading|8500
FTSV|FORTY SEVEN, INC. CM|JPMX|J.P. Morgan Securities LLC|68068
FTSV|FORTY SEVEN, INC. CM|KCGM|VIRTU Americas LLC|32881
FTSV|FORTY SEVEN, INC. CM|LEER|LEERINK PARTNERS LLC|96000
FTSV|FORTY SEVEN, INC. CM|LEHM|Barclays Capital Inc./Le|19467
FTSV|FORTY SEVEN, INC. CM|LIME|Lime Brokerage LLC|1248
FTSV|FORTY SEVEN, INC. CM|LSCI|Lek Securities Corporation|14000
FTSV|FORTY SEVEN, INC. CM|LTCO|Ladenburg, Thalmann & Co., Inc.|11700
FTSV|FORTY SEVEN, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3200
FTSV|FORTY SEVEN, INC. CM|MAVB|Great Point Capital LLC|300
FTSV|FORTY SEVEN, INC. CM|MKMP|MKM Partners LLC|51000
FTSV|FORTY SEVEN, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FTSV|FORTY SEVEN, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|936542
FTSV|FORTY SEVEN, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|5200
FTSV|FORTY SEVEN, INC. CM|NEED|Needham & Company, LLC|8000
FTSV|FORTY SEVEN, INC. CM|NFSC|National Financial Services LLC|27132
FTSV|FORTY SEVEN, INC. CM|NITE|VIRTU Americas LLC|184836
FTSV|FORTY SEVEN, INC. CM|NOBL|NOBLE CAPITAL MARKETS, INC.|1000
FTSV|FORTY SEVEN, INC. CM|NQRB|Brut, LLC|170
FTSV|FORTY SEVEN, INC. CM|OPCO|Oppenheimer & Co. Inc.|1200
FTSV|FORTY SEVEN, INC. CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|17000
FTSV|FORTY SEVEN, INC. CM|PDQM|CODA MARKETS, INC.|33384
FTSV|FORTY SEVEN, INC. CM|PIPR|Piper Jaffray & Co.|1000
FTSV|FORTY SEVEN, INC. CM|PREC|PRECISION SECURITIES, LLC|375
FTSV|FORTY SEVEN, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|1500
FTSV|FORTY SEVEN, INC. CM|RJLC|RJL CAPITAL GROUP, LLC|3235
FTSV|FORTY SEVEN, INC. CM|SBSH|Citigroup Global Markets Inc.|649
FTSV|FORTY SEVEN, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|46206
FTSV|FORTY SEVEN, INC. CM|SPDR|SPEEDROUTE LLC|5700
FTSV|FORTY SEVEN, INC. CM|SPHN|Stephens Inc.|1700
FTSV|FORTY SEVEN, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|2250
FTSV|FORTY SEVEN, INC. CM|SWIM|TD Ameritrade, Inc.|24603
FTSV|FORTY SEVEN, INC. CM|TIAC|TRIAD SECURITIES CORP|1700
FTSV|FORTY SEVEN, INC. CM|TIAD|Triad Securities Corp|625
FTSV|FORTY SEVEN, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|24
FTSV|FORTY SEVEN, INC. CM|TRBT|Tradebot Systems, Inc.|13952
FTSV|FORTY SEVEN, INC. CM|UBSA|UBS SECURITIES LLC|54430
FTSV|FORTY SEVEN, INC. CM|UBSS|UBS Securities LLC|102690
FTSV|FORTY SEVEN, INC. CM|VALX|VIRTU AMERICAS LLC|400
FTSV|FORTY SEVEN, INC. CM|VGRD|Vanguard Marketing Corporation|645
FTSV|FORTY SEVEN, INC. CM|VNDS|VANDHAM SECURITIES CORP|4715
FTSV|FORTY SEVEN, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|11875
FTSV|FORTY SEVEN, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|457
FTSV|FORTY SEVEN, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
FTSV|FORTY SEVEN, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5920
FTSV|FORTY SEVEN, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
FTV|FORTIVE CORP|ABLE|NATIXIS Securities Americas LLC|18122
FTV|FORTIVE CORP|ALLN|Allen & Company LLC|1800
FTV|FORTIVE CORP|ALTX|Alternet Securities Inc.|11755
FTV|FORTIVE CORP|AMRI|AMERICAS EXECUTIONS, LLC|2358
FTV|FORTIVE CORP|ANOS|ABEL/NOSER, L.L.C.|19561
FTV|FORTIVE CORP|APCC|Apex Clearing Corporation|537
FTV|FORTIVE CORP|AQUA|AQUA SECURITIES L.P.|5900
FTV|FORTIVE CORP|BANK|Primevest Financial Services, Inc.|15
FTV|FORTIVE CORP|BARD|Robert W. Baird & Co. Incorporated|45147
FTV|FORTIVE CORP|BATM|CBOE TRADING, INC.|15661
FTV|FORTIVE CORP|BAYC|BAY CREST PARTNERS, LLC|370
FTV|FORTIVE CORP|BAYT|BTIG, LLC|5700
FTV|FORTIVE CORP|BBNT|BB&T SECURITIES, LLC|276
FTV|FORTIVE CORP|BERN|Sanford C. Bernstein & Co., LLC|166243
FTV|FORTIVE CORP|BGCE|BGC Financial Inc.|4322
FTV|FORTIVE CORP|BIAD|SAGETRADER, LLC|43
FTV|FORTIVE CORP|BIDS|BIDS TRADING L.P.|14200
FTV|FORTIVE CORP|BIMI|Banca IMI Securities Corp.|280
FTV|FORTIVE CORP|BKCM|BNY Mellon Capital Markets LLC|1462
FTV|FORTIVE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9226
FTV|FORTIVE CORP|BLKX|INSTINET, LLC|185553
FTV|FORTIVE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|659531
FTV|FORTIVE CORP|BTIG|BTIG, LLC|12575
FTV|FORTIVE CORP|BYXM|CBOE TRADING, INC.|3800
FTV|FORTIVE CORP|BZYD|GOLDMAN SACHS & CO. LLC|1100
FTV|FORTIVE CORP|CABR|Cabrera Capital Markets, Inc.|50
FTV|FORTIVE CORP|CANT|Cantor Fitzgerald & Co.|82367
FTV|FORTIVE CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|99400
FTV|FORTIVE CORP|CHAS|Charles Schwab & Co., Inc.|7847
FTV|FORTIVE CORP|CIBP|CIBC World Markets Corp.|21949
FTV|FORTIVE CORP|CIST|Capital Institutional Services, Inc.|3388
FTV|FORTIVE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|244245
FTV|FORTIVE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|61620
FTV|FORTIVE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5297
FTV|FORTIVE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1484787
FTV|FORTIVE CORP|CTDL|Citadel Derivatives Group Llc|14379
FTV|FORTIVE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|98258
FTV|FORTIVE CORP|DADA|D.A. Davidson & Co.|361
FTV|FORTIVE CORP|DAVA|Davenport & Company LLC|307
FTV|FORTIVE CORP|DBAB|Deutsche Bank Securities Inc.|434648
FTV|FORTIVE CORP|DBAX|Deutsche Bank Securities Inc.|516300
FTV|FORTIVE CORP|DBUL|Deutsche Bank Securities Inc.|5336
FTV|FORTIVE CORP|DCHF|Dart Executions, LLC|13957
FTV|FORTIVE CORP|DEAN|MORGAN STANLEY|52848
FTV|FORTIVE CORP|DEGS|RONIN PROFESSIONAL LLC|368
FTV|FORTIVE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18852
FTV|FORTIVE CORP|EBXL|EBX LLC|479800
FTV|FORTIVE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|15821
FTV|FORTIVE CORP|EDJC|Edward Jones / CDS|100
FTV|FORTIVE CORP|EDJO|Edward D. Jones & Co., L.P.|2421
FTV|FORTIVE CORP|EGAM|CBOE TRADING, INC.|24016
FTV|FORTIVE CORP|EGAW|CBOE TRADING, INC.|119
FTV|FORTIVE CORP|EGMT|EG MARKET TECHNOLOGIES LLC|3525
FTV|FORTIVE CORP|EGXM|CBOE TRADING, INC.|4821
FTV|FORTIVE CORP|EGXW|CBOE TRADING, INC.|130
FTV|FORTIVE CORP|ELEV|ELEVATION, LLC|1930
FTV|FORTIVE CORP|ETBE|Electronic Transaction Clearing, Inc.|33526
FTV|FORTIVE CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
FTV|FORTIVE CORP|ETCB|ETC BROKERAGE SERVICES, LLC|11
FTV|FORTIVE CORP|ETCC|Electronic Transaction Clearing, Inc.|838
FTV|FORTIVE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45699
FTV|FORTIVE CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
FTV|FORTIVE CORP|ETRS|E*Trade Securities LLC|24843
FTV|FORTIVE CORP|FBSB|U.S. Bancorp Investments, Inc.|1
FTV|FORTIVE CORP|FILL|Tradestation Securities, Inc.|2373
FTV|FORTIVE CORP|FINX|FINTECH SECURITIES|1586
FTV|FORTIVE CORP|FMAF|NBCN Inc./ CDS|7480
FTV|FORTIVE CORP|FMCO|First Manhattan Co|8546
FTV|FORTIVE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32538
FTV|FORTIVE CORP|FQLS|Quantlab Securities LP|717676
FTV|FORTIVE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|147806
FTV|FORTIVE CORP|FTBR|Foliofn Investments, Inc.|1952
FTV|FORTIVE CORP|GBMT|GBM International, Inc.|400
FTV|FORTIVE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|955
FTV|FORTIVE CORP|GLPX|ACS EXECUTION SERVICES, LLC|93907
FTV|FORTIVE CORP|GSCO|GOLDMAN SACHS & CO. LLC|2210199
FTV|FORTIVE CORP|GSCS|GOLDMAN SACHS & CO. LLC|60408
FTV|FORTIVE CORP|GSLT|GOLDMAN SACHS & CO. LLC|20391
FTV|FORTIVE CORP|GTSZ|GTS SECURITIES LLC|484857
FTV|FORTIVE CORP|HPPX|POTAMUS TRADING, LLC|515
FTV|FORTIVE CORP|HRBF|American Enterprise Investment Services Inc.|10739
FTV|FORTIVE CORP|HSBC|HSBC Securities, Inc.|5799
FTV|FORTIVE CORP|IATS|INTERACTIVE BROKERS LLC|3163
FTV|FORTIVE CORP|IBKR|Interactive Brokers Llc|14171
FTV|FORTIVE CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2899
FTV|FORTIVE CORP|ICBX|INSTINET, LLC|109748
FTV|FORTIVE CORP|IEQY|CITADEL SECURITIES LLC|203326
FTV|FORTIVE CORP|INCA|INSTINET, LLC|652935
FTV|FORTIVE CORP|INJX|INSTINET, LLC|9104
FTV|FORTIVE CORP|ITGI|ITG Inc.|181208
FTV|FORTIVE CORP|ITGP|ITG INC.|985400
FTV|FORTIVE CORP|JANY|Janney Montgomery Scott Inc.|772
FTV|FORTIVE CORP|JEFF|JEFFERIES LLC|437977
FTV|FORTIVE CORP|JMPT|JUMP TRADING, LLC|160453
FTV|FORTIVE CORP|JONE|JonesTrading|20
FTV|FORTIVE CORP|JPBX|J.P. MORGAN SECURITIES LLC|192672
FTV|FORTIVE CORP|JPMX|J.P. Morgan Securities LLC|925274
FTV|FORTIVE CORP|JSJX|JANE STREET CAPITAL LLC|61719
FTV|FORTIVE CORP|KCGM|VIRTU Americas LLC|98171
FTV|FORTIVE CORP|LEHM|Barclays Capital Inc./Le|2277645
FTV|FORTIVE CORP|LIME|Lime Brokerage LLC|29771
FTV|FORTIVE CORP|LMGP|LIME BROKERAGE LLC|300
FTV|FORTIVE CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|1804480
FTV|FORTIVE CORP|LQNA|LIQUIDNET, INC.|293300
FTV|FORTIVE CORP|LSCI|Lek Securities Corporation|1190
FTV|FORTIVE CORP|LVMR|LIVERMORE TRADING GROUP, INC.|1300
FTV|FORTIVE CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
FTV|FORTIVE CORP|MACC|Mid Atlantic Capital Corporation|797
FTV|FORTIVE CORP|MACQ|Macquarie Capital (USA) Inc.|3552
FTV|FORTIVE CORP|MAXM|Maxim Group LLC|1035
FTV|FORTIVE CORP|MBTS|ALLY INVEST SECURITIES LLC|200
FTV|FORTIVE CORP|MCBT|Moors & Cabot, Inc.|782
FTV|FORTIVE CORP|MCMF|Raymond James Ltd. Cds|1102
FTV|FORTIVE CORP|MKMP|MKM Partners LLC|2100
FTV|FORTIVE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|264320
FTV|FORTIVE CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
FTV|FORTIVE CORP|MNDX|TJM Investments, LLC|9607
FTV|FORTIVE CORP|MOTF|MOTIF INVESTING, INC.|7
FTV|FORTIVE CORP|MSCO|MORGAN STANLEY & CO. LLC|4049793
FTV|FORTIVE CORP|MSPL|MORGAN STANLEY & CO. LLC|631200
FTV|FORTIVE CORP|MSTX|MORGAN STANLEY & CO. LLC|431500
FTV|FORTIVE CORP|MUFG|MUFG SECURITIES AMERICAS INC.|36000
FTV|FORTIVE CORP|NEUB|NEUBERGER BERMAN BD LLC|265
FTV|FORTIVE CORP|NFSC|National Financial Services LLC|502039
FTV|FORTIVE CORP|NITE|VIRTU Americas LLC|476436
FTV|FORTIVE CORP|NITP|VIRTU Americas LLC|200
FTV|FORTIVE CORP|NMRA|Nomura Securities International, Inc.|8800
FTV|FORTIVE CORP|NQRB|Brut, LLC|25664
FTV|FORTIVE CORP|NTBF|BMO Nesbitt Burns Inc./CDS|295
FTV|FORTIVE CORP|NTRC|Northern Trust Securities, Inc.|7452
FTV|FORTIVE CORP|OHOS|TWO SIGMA SECURITIES, LLC|17067
FTV|FORTIVE CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|202
FTV|FORTIVE CORP|OPCO|Oppenheimer & Co. Inc.|90991
FTV|FORTIVE CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|490
FTV|FORTIVE CORP|PDQM|CODA MARKETS, INC.|80516
FTV|FORTIVE CORP|PICT|Pictet Overseas Inc.|225
FTV|FORTIVE CORP|PIPR|Piper Jaffray & Co.|5975
FTV|FORTIVE CORP|PWJC|UBS Financial Services, Inc.|27549
FTV|FORTIVE CORP|QMSR|QUATTRO M SECURITIES INC.|34242
FTV|FORTIVE CORP|RBCM|RBC CAPITAL MARKETS, LLC|15617
FTV|FORTIVE CORP|RDBN|Redburn Partners (USA) LP|100
FTV|FORTIVE CORP|RHCO|Suntrust Robinson Humphrey, Inc.|2150
FTV|FORTIVE CORP|SAGL|SAGETRADER, LLC|30387
FTV|FORTIVE CORP|SALI|INTL FCSTONE FINANCIAL INC.|255
FTV|FORTIVE CORP|SBSH|Citigroup Global Markets Inc.|463837
FTV|FORTIVE CORP|SEIC|SEI Investments Distribution Co.|200
FTV|FORTIVE CORP|SGMT|GOLDMAN SACHS & CO. LLC|328135
FTV|FORTIVE CORP|SPDR|SPEEDROUTE LLC|25472
FTV|FORTIVE CORP|SPGS|Sea Port Group Securities, LLC|1700
FTV|FORTIVE CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|115752
FTV|FORTIVE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|9040
FTV|FORTIVE CORP|STKP|STOCKPILE INVESTMENTS, INC.|2
FTV|FORTIVE CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3210
FTV|FORTIVE CORP|SWIM|TD Ameritrade, Inc.|7000
FTV|FORTIVE CORP|SWST|Hilltop Securities Inc.|6468
FTV|FORTIVE CORP|TAGC|TELSEY ADVISORY GROUP LLC|575
FTV|FORTIVE CORP|TKNG|ALLY INVEST SECURITIES LLC|380
FTV|FORTIVE CORP|TRBT|Tradebot Systems, Inc.|477399
FTV|FORTIVE CORP|TRCM|TRC MARKETS LLC|129597
FTV|FORTIVE CORP|UBSA|UBS SECURITIES LLC|1194343
FTV|FORTIVE CORP|UBSS|UBS Securities LLC|1352965
FTV|FORTIVE CORP|VALX|VIRTU AMERICAS LLC|15978
FTV|FORTIVE CORP|VGRD|Vanguard Marketing Corporation|2078
FTV|FORTIVE CORP|WABR|Wall Street Access|1800
FTV|FORTIVE CORP|WBLR|WILLIAM BLAIR|6423
FTV|FORTIVE CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2321
FTV|FORTIVE CORP|WCHV|WELLS FARGO SECURITIES, LLC|375437
FTV|FORTIVE CORP|WDNX|WEEDEN & CO.L.P.|3306
FTV|FORTIVE CORP|WEDB|WEDBUSH SECURITIES INC.|2587
FTV|FORTIVE CORP|WEED|Weeden & Co.L.P.|21707
FTV|FORTIVE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24123
FTV|FORTIVE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63418
FTV|FORTIVE CORP|WGIF|CIBC World Markets Inc.|688
FTV|FORTIVE CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1201
FTV|FORTIVE CORP|WSEA|WOLVERINE SECURITIES, LLC|1728
FTV|FORTIVE CORP|XIST|INSTINET, LLC|67496
FTV|FORTIVE CORP|XPQR|Jump Trading|5799
FTV|FORTIVE CORP|XPUS|XP SECURITIES, LLC|1350
FTV|FORTIVE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|106414
FTV|FORTIVE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2631
FTV|FORTIVE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5788
FTVA|APTUS FORTIFIED VALU|CANT|Cantor Fitzgerald & Co.|12953
FTVA|APTUS FORTIFIED VALU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4500
FTVA|APTUS FORTIFIED VALU|DBAX|Deutsche Bank Securities Inc.|200
FTVA|APTUS FORTIFIED VALU|EBXL|EBX LLC|100
FTVA|APTUS FORTIFIED VALU|GTSZ|GTS SECURITIES LLC|100
FTVA|APTUS FORTIFIED VALU|JPMX|J.P. Morgan Securities LLC|200
FTVA|APTUS FORTIFIED VALU|JSEB|JANE STREET EXECUTION SERVICES, LLC|42731
FTVA|APTUS FORTIFIED VALU|JSJX|JANE STREET CAPITAL LLC|28706
FTVA|APTUS FORTIFIED VALU|KCGM|VIRTU Americas LLC|3689
FTVA|APTUS FORTIFIED VALU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
FTVA|APTUS FORTIFIED VALU|NFSC|National Financial Services LLC|14985
FTVA|APTUS FORTIFIED VALU|NITE|VIRTU Americas LLC|15226
FTVA|APTUS FORTIFIED VALU|SALI|INTL FCSTONE FINANCIAL INC.|13
FTVA|APTUS FORTIFIED VALU|SGMT|GOLDMAN SACHS & CO. LLC|300
FTVA|APTUS FORTIFIED VALU|UBSA|UBS SECURITIES LLC|2102
FTVA|APTUS FORTIFIED VALU|UBSS|UBS Securities LLC|4026
FTVA|APTUS FORTIFIED VALU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4241
FTVA|APTUS FORTIFIED VALU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|418
FTXD|FT NQ RETAIL ETF|CANT|Cantor Fitzgerald & Co.|270
FTXD|FT NQ RETAIL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55
FTXD|FT NQ RETAIL ETF|CTDL|Citadel Derivatives Group Llc|120
FTXD|FT NQ RETAIL ETF|ETRS|E*Trade Securities LLC|1041
FTXD|FT NQ RETAIL ETF|FOMA|TD AMERITRADE CLEARING, INC.|235
FTXD|FT NQ RETAIL ETF|IBKR|Interactive Brokers Llc|1101
FTXD|FT NQ RETAIL ETF|JSJX|JANE STREET CAPITAL LLC|3616
FTXD|FT NQ RETAIL ETF|LIME|Lime Brokerage LLC|20
FTXD|FT NQ RETAIL ETF|MSCO|MORGAN STANLEY & CO. LLC|421
FTXD|FT NQ RETAIL ETF|NFSC|National Financial Services LLC|102
FTXD|FT NQ RETAIL ETF|NITE|VIRTU Americas LLC|495
FTXD|FT NQ RETAIL ETF|SALI|INTL FCSTONE FINANCIAL INC.|562
FTXD|FT NQ RETAIL ETF|SWIM|TD Ameritrade, Inc.|20
FTXD|FT NQ RETAIL ETF|UBSA|UBS SECURITIES LLC|100
FTXD|FT NQ RETAIL ETF|UBSS|UBS Securities LLC|20
FTXD|FT NQ RETAIL ETF|WSEA|WOLVERINE SECURITIES, LLC|1
FTXG|FT NQ FOOD BEV ETF|CANT|Cantor Fitzgerald & Co.|992
FTXG|FT NQ FOOD BEV ETF|ETRS|E*Trade Securities LLC|1
FTXG|FT NQ FOOD BEV ETF|FOMA|TD AMERITRADE CLEARING, INC.|1372
FTXG|FT NQ FOOD BEV ETF|GSLT|GOLDMAN SACHS & CO. LLC|300
FTXG|FT NQ FOOD BEV ETF|JSJX|JANE STREET CAPITAL LLC|1
FTXG|FT NQ FOOD BEV ETF|KCGM|VIRTU Americas LLC|130
FTXG|FT NQ FOOD BEV ETF|LIME|Lime Brokerage LLC|186
FTXG|FT NQ FOOD BEV ETF|MSCO|MORGAN STANLEY & CO. LLC|400
FTXG|FT NQ FOOD BEV ETF|NFSC|National Financial Services LLC|65
FTXG|FT NQ FOOD BEV ETF|NITE|VIRTU Americas LLC|253
FTXH|FT NQ PHARMA ETF|BAYC|BAY CREST PARTNERS, LLC|710
FTXH|FT NQ PHARMA ETF|CHAS|Charles Schwab & Co., Inc.|1
FTXH|FT NQ PHARMA ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|679
FTXH|FT NQ PHARMA ETF|DADA|D.A. Davidson & Co.|455
FTXH|FT NQ PHARMA ETF|ETRS|E*Trade Securities LLC|256
FTXH|FT NQ PHARMA ETF|FBCO|Credit Suisse Securities (USA) LLC|2082
FTXH|FT NQ PHARMA ETF|FOMA|TD AMERITRADE CLEARING, INC.|3823
FTXH|FT NQ PHARMA ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|11
FTXH|FT NQ PHARMA ETF|GSLT|GOLDMAN SACHS & CO. LLC|400
FTXH|FT NQ PHARMA ETF|IBKR|Interactive Brokers Llc|421
FTXH|FT NQ PHARMA ETF|JSJX|JANE STREET CAPITAL LLC|1580
FTXH|FT NQ PHARMA ETF|LIME|Lime Brokerage LLC|337
FTXH|FT NQ PHARMA ETF|MAXM|Maxim Group LLC|48
FTXH|FT NQ PHARMA ETF|MSCO|MORGAN STANLEY & CO. LLC|615
FTXH|FT NQ PHARMA ETF|NFSC|National Financial Services LLC|1203
FTXH|FT NQ PHARMA ETF|NITE|VIRTU Americas LLC|922
FTXH|FT NQ PHARMA ETF|PDQM|CODA MARKETS, INC.|11
FTXH|FT NQ PHARMA ETF|SWIM|TD Ameritrade, Inc.|7
FTXH|FT NQ PHARMA ETF|UBSS|UBS Securities LLC|251
FTXH|FT NQ PHARMA ETF|VGRD|Vanguard Marketing Corporation|50
FTXH|FT NQ PHARMA ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70
FTXL|FT NQ SEMICONDCT ETF|BANK|Primevest Financial Services, Inc.|124
FTXL|FT NQ SEMICONDCT ETF|BYXM|CBOE TRADING, INC.|238
FTXL|FT NQ SEMICONDCT ETF|CANT|Cantor Fitzgerald & Co.|87
FTXL|FT NQ SEMICONDCT ETF|CHAS|Charles Schwab & Co., Inc.|3
FTXL|FT NQ SEMICONDCT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5070
FTXL|FT NQ SEMICONDCT ETF|CSIN|Citadel Securities Institutional LLC|10000
FTXL|FT NQ SEMICONDCT ETF|CTDL|Citadel Derivatives Group Llc|13859
FTXL|FT NQ SEMICONDCT ETF|DBAX|Deutsche Bank Securities Inc.|400
FTXL|FT NQ SEMICONDCT ETF|DLTA|DEALERWEB INC.|1000
FTXL|FT NQ SEMICONDCT ETF|EBXL|EBX LLC|200
FTXL|FT NQ SEMICONDCT ETF|EGXM|CBOE TRADING, INC.|2
FTXL|FT NQ SEMICONDCT ETF|EGXW|CBOE TRADING, INC.|2064
FTXL|FT NQ SEMICONDCT ETF|ETRS|E*Trade Securities LLC|4259
FTXL|FT NQ SEMICONDCT ETF|FBCO|Credit Suisse Securities (USA) LLC|4445
FTXL|FT NQ SEMICONDCT ETF|FBSB|U.S. Bancorp Investments, Inc.|2071
FTXL|FT NQ SEMICONDCT ETF|FMAF|NBCN Inc./ CDS|100
FTXL|FT NQ SEMICONDCT ETF|FOMA|TD AMERITRADE CLEARING, INC.|19379
FTXL|FT NQ SEMICONDCT ETF|FTBR|Foliofn Investments, Inc.|3107
FTXL|FT NQ SEMICONDCT ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1055
FTXL|FT NQ SEMICONDCT ETF|GSLT|GOLDMAN SACHS & CO. LLC|820
FTXL|FT NQ SEMICONDCT ETF|GTSZ|GTS SECURITIES LLC|1200
FTXL|FT NQ SEMICONDCT ETF|HRBF|American Enterprise Investment Services Inc.|80
FTXL|FT NQ SEMICONDCT ETF|HSBC|HSBC Securities, Inc.|50
FTXL|FT NQ SEMICONDCT ETF|IATS|INTERACTIVE BROKERS LLC|33
FTXL|FT NQ SEMICONDCT ETF|IBKR|Interactive Brokers Llc|18587
FTXL|FT NQ SEMICONDCT ETF|ICBX|INSTINET, LLC|5700
FTXL|FT NQ SEMICONDCT ETF|JANY|Janney Montgomery Scott Inc.|425
FTXL|FT NQ SEMICONDCT ETF|JPMX|J.P. Morgan Securities LLC|13400
FTXL|FT NQ SEMICONDCT ETF|JSJX|JANE STREET CAPITAL LLC|4879
FTXL|FT NQ SEMICONDCT ETF|KCGM|VIRTU Americas LLC|7654
FTXL|FT NQ SEMICONDCT ETF|LEHM|Barclays Capital Inc./Le|1000
FTXL|FT NQ SEMICONDCT ETF|LIME|Lime Brokerage LLC|1240
FTXL|FT NQ SEMICONDCT ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
FTXL|FT NQ SEMICONDCT ETF|MSCO|MORGAN STANLEY & CO. LLC|6218
FTXL|FT NQ SEMICONDCT ETF|MSPL|MORGAN STANLEY & CO. LLC|2800
FTXL|FT NQ SEMICONDCT ETF|NFSC|National Financial Services LLC|59758
FTXL|FT NQ SEMICONDCT ETF|NITE|VIRTU Americas LLC|61590
FTXL|FT NQ SEMICONDCT ETF|PAUL|Paulson Investment Company, Inc.|40
FTXL|FT NQ SEMICONDCT ETF|PDQM|CODA MARKETS, INC.|1
FTXL|FT NQ SEMICONDCT ETF|PWJC|UBS Financial Services, Inc.|204
FTXL|FT NQ SEMICONDCT ETF|RAJA|Raymond James & Associates, Inc.|33929
FTXL|FT NQ SEMICONDCT ETF|RBCM|RBC CAPITAL MARKETS, LLC|891
FTXL|FT NQ SEMICONDCT ETF|SGMT|GOLDMAN SACHS & CO. LLC|4207
FTXL|FT NQ SEMICONDCT ETF|SWIM|TD Ameritrade, Inc.|700
FTXL|FT NQ SEMICONDCT ETF|TKNG|ALLY INVEST SECURITIES LLC|54
FTXL|FT NQ SEMICONDCT ETF|UBSA|UBS SECURITIES LLC|9938
FTXL|FT NQ SEMICONDCT ETF|UBSS|UBS Securities LLC|4803
FTXL|FT NQ SEMICONDCT ETF|VGRD|Vanguard Marketing Corporation|1711
FTXL|FT NQ SEMICONDCT ETF|WCHV|WELLS FARGO SECURITIES, LLC|580
FTXL|FT NQ SEMICONDCT ETF|WSEA|WOLVERINE SECURITIES, LLC|211
FTXL|FT NQ SEMICONDCT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4934
FTXN|FT NASDAQ OILGAS ETF|APCC|Apex Clearing Corporation|2
FTXN|FT NASDAQ OILGAS ETF|BATM|CBOE TRADING, INC.|1100
FTXN|FT NASDAQ OILGAS ETF|BYXM|CBOE TRADING, INC.|200
FTXN|FT NASDAQ OILGAS ETF|CANT|Cantor Fitzgerald & Co.|109652
FTXN|FT NASDAQ OILGAS ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15777
FTXN|FT NASDAQ OILGAS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9999
FTXN|FT NASDAQ OILGAS ETF|CSIN|Citadel Securities Institutional LLC|34430
FTXN|FT NASDAQ OILGAS ETF|CTDL|Citadel Derivatives Group Llc|34430
FTXN|FT NASDAQ OILGAS ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
FTXN|FT NASDAQ OILGAS ETF|DBAX|Deutsche Bank Securities Inc.|5600
FTXN|FT NASDAQ OILGAS ETF|DEAN|MORGAN STANLEY|1467
FTXN|FT NASDAQ OILGAS ETF|EBXL|EBX LLC|3000
FTXN|FT NASDAQ OILGAS ETF|EGXW|CBOE TRADING, INC.|2216
FTXN|FT NASDAQ OILGAS ETF|ETRS|E*Trade Securities LLC|101
FTXN|FT NASDAQ OILGAS ETF|FBCO|Credit Suisse Securities (USA) LLC|27188
FTXN|FT NASDAQ OILGAS ETF|FILL|Tradestation Securities, Inc.|300
FTXN|FT NASDAQ OILGAS ETF|FOMA|TD AMERITRADE CLEARING, INC.|116997
FTXN|FT NASDAQ OILGAS ETF|FTBR|Foliofn Investments, Inc.|411
FTXN|FT NASDAQ OILGAS ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|964
FTXN|FT NASDAQ OILGAS ETF|GLPX|ACS EXECUTION SERVICES, LLC|125
FTXN|FT NASDAQ OILGAS ETF|GSCO|GOLDMAN SACHS & CO. LLC|100
FTXN|FT NASDAQ OILGAS ETF|GSLT|GOLDMAN SACHS & CO. LLC|7413
FTXN|FT NASDAQ OILGAS ETF|GTSZ|GTS SECURITIES LLC|1611
FTXN|FT NASDAQ OILGAS ETF|IATS|INTERACTIVE BROKERS LLC|122
FTXN|FT NASDAQ OILGAS ETF|IBKR|Interactive Brokers Llc|2394
FTXN|FT NASDAQ OILGAS ETF|ICBX|INSTINET, LLC|3100
FTXN|FT NASDAQ OILGAS ETF|INCA|INSTINET, LLC|2571
FTXN|FT NASDAQ OILGAS ETF|JPMX|J.P. Morgan Securities LLC|4060
FTXN|FT NASDAQ OILGAS ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|80898
FTXN|FT NASDAQ OILGAS ETF|JSJX|JANE STREET CAPITAL LLC|15277
FTXN|FT NASDAQ OILGAS ETF|KCGM|VIRTU Americas LLC|3660
FTXN|FT NASDAQ OILGAS ETF|LEHM|Barclays Capital Inc./Le|5000
FTXN|FT NASDAQ OILGAS ETF|LIME|Lime Brokerage LLC|3483
FTXN|FT NASDAQ OILGAS ETF|MACC|Mid Atlantic Capital Corporation|92
FTXN|FT NASDAQ OILGAS ETF|MAXM|Maxim Group LLC|5832
FTXN|FT NASDAQ OILGAS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
FTXN|FT NASDAQ OILGAS ETF|MSCO|MORGAN STANLEY & CO. LLC|14551
FTXN|FT NASDAQ OILGAS ETF|MSPL|MORGAN STANLEY & CO. LLC|300
FTXN|FT NASDAQ OILGAS ETF|NFSC|National Financial Services LLC|23744
FTXN|FT NASDAQ OILGAS ETF|NITE|VIRTU Americas LLC|54243
FTXN|FT NASDAQ OILGAS ETF|PDQM|CODA MARKETS, INC.|251
FTXN|FT NASDAQ OILGAS ETF|PWJC|UBS Financial Services, Inc.|275
FTXN|FT NASDAQ OILGAS ETF|RBCM|RBC CAPITAL MARKETS, LLC|2404
FTXN|FT NASDAQ OILGAS ETF|SGMT|GOLDMAN SACHS & CO. LLC|4800
FTXN|FT NASDAQ OILGAS ETF|SWST|Hilltop Securities Inc.|445
FTXN|FT NASDAQ OILGAS ETF|TKNG|ALLY INVEST SECURITIES LLC|10
FTXN|FT NASDAQ OILGAS ETF|TRCM|TRC MARKETS LLC|998
FTXN|FT NASDAQ OILGAS ETF|UBSA|UBS SECURITIES LLC|27599
FTXN|FT NASDAQ OILGAS ETF|UBSS|UBS Securities LLC|17116
FTXN|FT NASDAQ OILGAS ETF|VGRD|Vanguard Marketing Corporation|3745
FTXN|FT NASDAQ OILGAS ETF|WCHV|WELLS FARGO SECURITIES, LLC|562
FTXN|FT NASDAQ OILGAS ETF|WGIF|CIBC World Markets Inc.|25240
FTXN|FT NASDAQ OILGAS ETF|WSEA|WOLVERINE SECURITIES, LLC|14
FTXN|FT NASDAQ OILGAS ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|830
FTXN|FT NASDAQ OILGAS ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|125
FTXN|FT NASDAQ OILGAS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2281
FTXO|FT NSDQ BANK ETF|BANK|Primevest Financial Services, Inc.|1077
FTXO|FT NSDQ BANK ETF|BARD|Robert W. Baird & Co. Incorporated|6537
FTXO|FT NSDQ BANK ETF|BBNT|BB&T SECURITIES, LLC|2216
FTXO|FT NSDQ BANK ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14455
FTXO|FT NSDQ BANK ETF|CANT|Cantor Fitzgerald & Co.|83108
FTXO|FT NSDQ BANK ETF|CHAS|Charles Schwab & Co., Inc.|3123
FTXO|FT NSDQ BANK ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10437
FTXO|FT NSDQ BANK ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3150
FTXO|FT NSDQ BANK ETF|CSIN|Citadel Securities Institutional LLC|161456
FTXO|FT NSDQ BANK ETF|CTDL|Citadel Derivatives Group Llc|184056
FTXO|FT NSDQ BANK ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
FTXO|FT NSDQ BANK ETF|DADA|D.A. Davidson & Co.|1412
FTXO|FT NSDQ BANK ETF|DBAX|Deutsche Bank Securities Inc.|4900
FTXO|FT NSDQ BANK ETF|DEAN|MORGAN STANLEY|23451
FTXO|FT NSDQ BANK ETF|EBXL|EBX LLC|6400
FTXO|FT NSDQ BANK ETF|EDJO|Edward D. Jones & Co., L.P.|565
FTXO|FT NSDQ BANK ETF|EGXM|CBOE TRADING, INC.|1097
FTXO|FT NSDQ BANK ETF|ETCB|ETC BROKERAGE SERVICES, LLC|709
FTXO|FT NSDQ BANK ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|990
FTXO|FT NSDQ BANK ETF|ETRS|E*Trade Securities LLC|387
FTXO|FT NSDQ BANK ETF|FBCO|Credit Suisse Securities (USA) LLC|129332
FTXO|FT NSDQ BANK ETF|FBSB|U.S. Bancorp Investments, Inc.|436
FTXO|FT NSDQ BANK ETF|FOMA|TD AMERITRADE CLEARING, INC.|93714
FTXO|FT NSDQ BANK ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
FTXO|FT NSDQ BANK ETF|FTBR|Foliofn Investments, Inc.|7792
FTXO|FT NSDQ BANK ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|2887
FTXO|FT NSDQ BANK ETF|GSCO|GOLDMAN SACHS & CO. LLC|2158
FTXO|FT NSDQ BANK ETF|GSLT|GOLDMAN SACHS & CO. LLC|322
FTXO|FT NSDQ BANK ETF|GTSZ|GTS SECURITIES LLC|464
FTXO|FT NSDQ BANK ETF|HRBF|American Enterprise Investment Services Inc.|4307
FTXO|FT NSDQ BANK ETF|IBKR|Interactive Brokers Llc|6462
FTXO|FT NSDQ BANK ETF|ICBX|INSTINET, LLC|8556
FTXO|FT NSDQ BANK ETF|ITGP|ITG INC.|400
FTXO|FT NSDQ BANK ETF|JANY|Janney Montgomery Scott Inc.|12986
FTXO|FT NSDQ BANK ETF|JMPT|JUMP TRADING, LLC|90
FTXO|FT NSDQ BANK ETF|JPMX|J.P. Morgan Securities LLC|600
FTXO|FT NSDQ BANK ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|88378
FTXO|FT NSDQ BANK ETF|JSJX|JANE STREET CAPITAL LLC|268803
FTXO|FT NSDQ BANK ETF|KCGM|VIRTU Americas LLC|300
FTXO|FT NSDQ BANK ETF|LEHM|Barclays Capital Inc./Le|3800
FTXO|FT NSDQ BANK ETF|LIME|Lime Brokerage LLC|11245
FTXO|FT NSDQ BANK ETF|MACC|Mid Atlantic Capital Corporation|1283
FTXO|FT NSDQ BANK ETF|MAXM|Maxim Group LLC|1003
FTXO|FT NSDQ BANK ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9030
FTXO|FT NSDQ BANK ETF|MSCO|MORGAN STANLEY & CO. LLC|266196
FTXO|FT NSDQ BANK ETF|MSPL|MORGAN STANLEY & CO. LLC|500
FTXO|FT NSDQ BANK ETF|NFSC|National Financial Services LLC|59469
FTXO|FT NSDQ BANK ETF|NITE|VIRTU Americas LLC|278295
FTXO|FT NSDQ BANK ETF|NITP|VIRTU Americas LLC|900
FTXO|FT NSDQ BANK ETF|NQRB|Brut, LLC|200
FTXO|FT NSDQ BANK ETF|PDQM|CODA MARKETS, INC.|6681
FTXO|FT NSDQ BANK ETF|RAJA|Raymond James & Associates, Inc.|130549
FTXO|FT NSDQ BANK ETF|RBCM|RBC CAPITAL MARKETS, LLC|26101
FTXO|FT NSDQ BANK ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|300
FTXO|FT NSDQ BANK ETF|SALI|INTL FCSTONE FINANCIAL INC.|1463
FTXO|FT NSDQ BANK ETF|SGMT|GOLDMAN SACHS & CO. LLC|2400
FTXO|FT NSDQ BANK ETF|SPHN|Stephens Inc.|782
FTXO|FT NSDQ BANK ETF|STFL|Stifel, Nicolaus & Company, Incorporated|19752
FTXO|FT NSDQ BANK ETF|SWIM|TD Ameritrade, Inc.|52
FTXO|FT NSDQ BANK ETF|SWST|Hilltop Securities Inc.|745
FTXO|FT NSDQ BANK ETF|TRCM|TRC MARKETS LLC|1283
FTXO|FT NSDQ BANK ETF|UBSA|UBS SECURITIES LLC|16763
FTXO|FT NSDQ BANK ETF|UBSS|UBS Securities LLC|158025
FTXO|FT NSDQ BANK ETF|VALX|VIRTU AMERICAS LLC|2
FTXO|FT NSDQ BANK ETF|VGRD|Vanguard Marketing Corporation|1790
FTXO|FT NSDQ BANK ETF|WCHV|WELLS FARGO SECURITIES, LLC|295173
FTXO|FT NSDQ BANK ETF|WSEA|WOLVERINE SECURITIES, LLC|16
FTXO|FT NSDQ BANK ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67476
FTXR|FT NQ TRANSPORT ETF|CHAS|Charles Schwab & Co., Inc.|3
FTXR|FT NQ TRANSPORT ETF|ETRS|E*Trade Securities LLC|101
FTXR|FT NQ TRANSPORT ETF|FBCO|Credit Suisse Securities (USA) LLC|93
FTXR|FT NQ TRANSPORT ETF|FOMA|TD AMERITRADE CLEARING, INC.|991
FTXR|FT NQ TRANSPORT ETF|LIME|Lime Brokerage LLC|50
FTXR|FT NQ TRANSPORT ETF|NFSC|National Financial Services LLC|297
FTXR|FT NQ TRANSPORT ETF|NITE|VIRTU Americas LLC|311
FTXR|FT NQ TRANSPORT ETF|SWIM|TD Ameritrade, Inc.|50
FUD|E-TRACS UBS BLOOMBER|MSCO|MORGAN STANLEY & CO. LLC|308
FUD|E-TRACS UBS BLOOMBER|UBSS|UBS Securities LLC|100
FUD|E-TRACS UBS BLOOMBER|WSEA|WOLVERINE SECURITIES, LLC|1
FUE|AB SVENSK MLCX BIOFU|ETRS|E*Trade Securities LLC|5
FUE|AB SVENSK MLCX BIOFU|IATS|INTERACTIVE BROKERS LLC|106
FUE|AB SVENSK MLCX BIOFU|IBKR|Interactive Brokers Llc|39369
FUE|AB SVENSK MLCX BIOFU|JSJX|JANE STREET CAPITAL LLC|1426
FUE|AB SVENSK MLCX BIOFU|MSCO|MORGAN STANLEY & CO. LLC|148
FUE|AB SVENSK MLCX BIOFU|NITE|VIRTU Americas LLC|590
FUE|AB SVENSK MLCX BIOFU|SWIM|TD Ameritrade, Inc.|900
FUE|AB SVENSK MLCX BIOFU|VGRD|Vanguard Marketing Corporation|100
FUE|AB SVENSK MLCX BIOFU|WSEA|WOLVERINE SECURITIES, LLC|2
FUL|FULLER H B CO|AGIS|Aegis Capital Corp.|100
FUL|FULLER H B CO|ALTX|Alternet Securities Inc.|35093
FUL|FULLER H B CO|ANOS|ABEL/NOSER, L.L.C.|400
FUL|FULLER H B CO|APCC|Apex Clearing Corporation|39
FUL|FULLER H B CO|BARD|Robert W. Baird & Co. Incorporated|834
FUL|FULLER H B CO|BATM|CBOE TRADING, INC.|1674
FUL|FULLER H B CO|BAYC|BAY CREST PARTNERS, LLC|17380
FUL|FULLER H B CO|BBNT|BB&T SECURITIES, LLC|58
FUL|FULLER H B CO|BERN|Sanford C. Bernstein & Co., LLC|38137
FUL|FULLER H B CO|BIDS|BIDS TRADING L.P.|8131
FUL|FULLER H B CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1880
FUL|FULLER H B CO|BLKX|INSTINET, LLC|56600
FUL|FULLER H B CO|BNPX|BNP PARIBAS SECURITIES CORP.|9055
FUL|FULLER H B CO|BRVL|BLAYLOCK VAN, LLC|2500
FUL|FULLER H B CO|BTIG|BTIG, LLC|300
FUL|FULLER H B CO|BYXM|CBOE TRADING, INC.|57
FUL|FULLER H B CO|BZYD|GOLDMAN SACHS & CO. LLC|752
FUL|FULLER H B CO|CANT|Cantor Fitzgerald & Co.|200
FUL|FULLER H B CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|12800
FUL|FULLER H B CO|CHAS|Charles Schwab & Co., Inc.|662
FUL|FULLER H B CO|CIST|Capital Institutional Services, Inc.|29
FUL|FULLER H B CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53670
FUL|FULLER H B CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|186655
FUL|FULLER H B CO|CTDL|Citadel Derivatives Group Llc|1849
FUL|FULLER H B CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|20308
FUL|FULLER H B CO|DBAB|Deutsche Bank Securities Inc.|182583
FUL|FULLER H B CO|DBAX|Deutsche Bank Securities Inc.|147800
FUL|FULLER H B CO|DBUL|Deutsche Bank Securities Inc.|3100
FUL|FULLER H B CO|DCHF|Dart Executions, LLC|618
FUL|FULLER H B CO|DEAN|MORGAN STANLEY|8583
FUL|FULLER H B CO|DEGS|RONIN PROFESSIONAL LLC|1620
FUL|FULLER H B CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
FUL|FULLER H B CO|EBXL|EBX LLC|130200
FUL|FULLER H B CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|33566
FUL|FULLER H B CO|EDJO|Edward D. Jones & Co., L.P.|19
FUL|FULLER H B CO|EGAM|CBOE TRADING, INC.|1916
FUL|FULLER H B CO|EGMT|EG MARKET TECHNOLOGIES LLC|500
FUL|FULLER H B CO|EGXM|CBOE TRADING, INC.|963
FUL|FULLER H B CO|ETBE|Electronic Transaction Clearing, Inc.|11429
FUL|FULLER H B CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
FUL|FULLER H B CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27687
FUL|FULLER H B CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
FUL|FULLER H B CO|ETRS|E*Trade Securities LLC|24020
FUL|FULLER H B CO|FILL|Tradestation Securities, Inc.|380
FUL|FULLER H B CO|FMAF|NBCN Inc./ CDS|332
FUL|FULLER H B CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2579
FUL|FULLER H B CO|FQLS|Quantlab Securities LP|132648
FUL|FULLER H B CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120927
FUL|FULLER H B CO|FTBR|Foliofn Investments, Inc.|167
FUL|FULLER H B CO|GLPX|ACS EXECUTION SERVICES, LLC|4273
FUL|FULLER H B CO|GSCO|GOLDMAN SACHS & CO. LLC|301927
FUL|FULLER H B CO|GSCS|GOLDMAN SACHS & CO. LLC|200
FUL|FULLER H B CO|GSLT|GOLDMAN SACHS & CO. LLC|4067
FUL|FULLER H B CO|GTSZ|GTS SECURITIES LLC|33974
FUL|FULLER H B CO|HRBF|American Enterprise Investment Services Inc.|199
FUL|FULLER H B CO|IATS|INTERACTIVE BROKERS LLC|664
FUL|FULLER H B CO|IBKR|Interactive Brokers Llc|4287
FUL|FULLER H B CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|259
FUL|FULLER H B CO|ICBX|INSTINET, LLC|22600
FUL|FULLER H B CO|IEQY|CITADEL SECURITIES LLC|27609
FUL|FULLER H B CO|INCA|INSTINET, LLC|111538
FUL|FULLER H B CO|INJX|INSTINET, LLC|8232
FUL|FULLER H B CO|ITGI|ITG Inc.|17855
FUL|FULLER H B CO|ITGP|ITG INC.|18400
FUL|FULLER H B CO|JANY|Janney Montgomery Scott Inc.|1055
FUL|FULLER H B CO|JEFF|JEFFERIES LLC|98703
FUL|FULLER H B CO|JMPT|JUMP TRADING, LLC|34975
FUL|FULLER H B CO|JONE|JonesTrading|1628
FUL|FULLER H B CO|JPBX|J.P. MORGAN SECURITIES LLC|66535
FUL|FULLER H B CO|JPMX|J.P. Morgan Securities LLC|136176
FUL|FULLER H B CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
FUL|FULLER H B CO|JSJX|JANE STREET CAPITAL LLC|19029
FUL|FULLER H B CO|KCGM|VIRTU Americas LLC|19698
FUL|FULLER H B CO|KEYB|KEYBANC CAPITAL MARKETS INC.|100
FUL|FULLER H B CO|LEHM|Barclays Capital Inc./Le|302196
FUL|FULLER H B CO|LIME|Lime Brokerage LLC|16675
FUL|FULLER H B CO|LQNA|LIQUIDNET, INC.|54100
FUL|FULLER H B CO|LSCI|Lek Securities Corporation|410
FUL|FULLER H B CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77226
FUL|FULLER H B CO|MSCO|MORGAN STANLEY & CO. LLC|551023
FUL|FULLER H B CO|MSPL|MORGAN STANLEY & CO. LLC|114500
FUL|FULLER H B CO|MSTX|MORGAN STANLEY & CO. LLC|71000
FUL|FULLER H B CO|NEUB|NEUBERGER BERMAN BD LLC|46
FUL|FULLER H B CO|NFSC|National Financial Services LLC|30010
FUL|FULLER H B CO|NITE|VIRTU Americas LLC|113464
FUL|FULLER H B CO|NITP|VIRTU Americas LLC|200
FUL|FULLER H B CO|NQRB|Brut, LLC|399
FUL|FULLER H B CO|NTRC|Northern Trust Securities, Inc.|1248
FUL|FULLER H B CO|OPCO|Oppenheimer & Co. Inc.|40
FUL|FULLER H B CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
FUL|FULLER H B CO|PDQM|CODA MARKETS, INC.|34232
FUL|FULLER H B CO|QMSR|QUATTRO M SECURITIES INC.|303
FUL|FULLER H B CO|RBCM|RBC CAPITAL MARKETS, LLC|456
FUL|FULLER H B CO|SAGL|SAGETRADER, LLC|11004
FUL|FULLER H B CO|SAGW|SAGETRADER, LLC|400
FUL|FULLER H B CO|SBSH|Citigroup Global Markets Inc.|55410
FUL|FULLER H B CO|SGMT|GOLDMAN SACHS & CO. LLC|37318
FUL|FULLER H B CO|SPDR|SPEEDROUTE LLC|12050
FUL|FULLER H B CO|STFL|Stifel, Nicolaus & Company, Incorporated|3672
FUL|FULLER H B CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1800
FUL|FULLER H B CO|SWIM|TD Ameritrade, Inc.|1344
FUL|FULLER H B CO|TMBR|Timber Hill LLC|103
FUL|FULLER H B CO|TRBT|Tradebot Systems, Inc.|131402
FUL|FULLER H B CO|TRCM|TRC MARKETS LLC|37197
FUL|FULLER H B CO|UBSA|UBS SECURITIES LLC|310849
FUL|FULLER H B CO|UBSS|UBS Securities LLC|611369
FUL|FULLER H B CO|VALX|VIRTU AMERICAS LLC|12114
FUL|FULLER H B CO|VGRD|Vanguard Marketing Corporation|3309
FUL|FULLER H B CO|VNDS|VANDHAM SECURITIES CORP|21484
FUL|FULLER H B CO|WABR|Wall Street Access|14309
FUL|FULLER H B CO|WBPX|SUMMIT SECURITIES GROUP, LLC|1210
FUL|FULLER H B CO|WCHV|WELLS FARGO SECURITIES, LLC|173717
FUL|FULLER H B CO|WEED|Weeden & Co.L.P.|218152
FUL|FULLER H B CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3512
FUL|FULLER H B CO|WFPB|Wells Fargo Securities, LLC.|400
FUL|FULLER H B CO|WGIF|CIBC World Markets Inc.|300
FUL|FULLER H B CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|34
FUL|FULLER H B CO|WSEA|WOLVERINE SECURITIES, LLC|27
FUL|FULLER H B CO|XIST|INSTINET, LLC|64200
FUL|FULLER H B CO|XPQR|Jump Trading|3501
FUL|FULLER H B CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
FUL|FULLER H B CO|YKNA|COMHAR CAPITAL MARKETS, LLC|1103
FUL|FULLER H B CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|108
FULT|FULTON FINANCIAL COR|ALTX|Alternet Securities Inc.|807
FULT|FULTON FINANCIAL COR|APCC|Apex Clearing Corporation|24
FULT|FULTON FINANCIAL COR|BANK|Primevest Financial Services, Inc.|1
FULT|FULTON FINANCIAL COR|BATM|CBOE TRADING, INC.|673
FULT|FULTON FINANCIAL COR|BAYT|BTIG, LLC|5700
FULT|FULTON FINANCIAL COR|BBNT|BB&T SECURITIES, LLC|840
FULT|FULTON FINANCIAL COR|BERN|Sanford C. Bernstein & Co., LLC|18212
FULT|FULTON FINANCIAL COR|BIDS|BIDS TRADING L.P.|100
FULT|FULTON FINANCIAL COR|BKCM|BNY Mellon Capital Markets LLC|38487
FULT|FULTON FINANCIAL COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5571
FULT|FULTON FINANCIAL COR|BLKX|INSTINET, LLC|33400
FULT|FULTON FINANCIAL COR|BMOC|BMO Capital Markets Corp.|32152
FULT|FULTON FINANCIAL COR|BNPX|BNP PARIBAS SECURITIES CORP.|46219
FULT|FULTON FINANCIAL COR|BOSC|Boenning & Scattergood, Inc.|1853
FULT|FULTON FINANCIAL COR|BRVL|BLAYLOCK VAN, LLC|8700
FULT|FULTON FINANCIAL COR|BTIG|BTIG, LLC|6617
FULT|FULTON FINANCIAL COR|BYXM|CBOE TRADING, INC.|500
FULT|FULTON FINANCIAL COR|BZYD|GOLDMAN SACHS & CO. LLC|3900
FULT|FULTON FINANCIAL COR|CANT|Cantor Fitzgerald & Co.|20100
FULT|FULTON FINANCIAL COR|CBLC|CITIGROUP GLOBAL MARKETS INC.|12600
FULT|FULTON FINANCIAL COR|CHAS|Charles Schwab & Co., Inc.|2404
FULT|FULTON FINANCIAL COR|CIST|Capital Institutional Services, Inc.|925
FULT|FULTON FINANCIAL COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77445
FULT|FULTON FINANCIAL COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3500
FULT|FULTON FINANCIAL COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|595158
FULT|FULTON FINANCIAL COR|CTDL|Citadel Derivatives Group Llc|50543
FULT|FULTON FINANCIAL COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|310064
FULT|FULTON FINANCIAL COR|DADA|D.A. Davidson & Co.|49
FULT|FULTON FINANCIAL COR|DBAB|Deutsche Bank Securities Inc.|657173
FULT|FULTON FINANCIAL COR|DBAX|Deutsche Bank Securities Inc.|371200
FULT|FULTON FINANCIAL COR|DEAN|MORGAN STANLEY|1800
FULT|FULTON FINANCIAL COR|DEGS|RONIN PROFESSIONAL LLC|252
FULT|FULTON FINANCIAL COR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|797
FULT|FULTON FINANCIAL COR|EBXL|EBX LLC|127500
FULT|FULTON FINANCIAL COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|8492
FULT|FULTON FINANCIAL COR|EDJO|Edward D. Jones & Co., L.P.|10252
FULT|FULTON FINANCIAL COR|EGAM|CBOE TRADING, INC.|2682
FULT|FULTON FINANCIAL COR|EGMT|EG MARKET TECHNOLOGIES LLC|100
FULT|FULTON FINANCIAL COR|EGXM|CBOE TRADING, INC.|400
FULT|FULTON FINANCIAL COR|ETBE|Electronic Transaction Clearing, Inc.|26564
FULT|FULTON FINANCIAL COR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6448
FULT|FULTON FINANCIAL COR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|40
FULT|FULTON FINANCIAL COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22570
FULT|FULTON FINANCIAL COR|ETRS|E*Trade Securities LLC|24540
FULT|FULTON FINANCIAL COR|FBCO|Credit Suisse Securities (USA) LLC|750765
FULT|FULTON FINANCIAL COR|FILL|Tradestation Securities, Inc.|49
FULT|FULTON FINANCIAL COR|FOMA|TD AMERITRADE CLEARING, INC.|82708
FULT|FULTON FINANCIAL COR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7900
FULT|FULTON FINANCIAL COR|FQLS|Quantlab Securities LP|161300
FULT|FULTON FINANCIAL COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200278
FULT|FULTON FINANCIAL COR|FTBR|Foliofn Investments, Inc.|258
FULT|FULTON FINANCIAL COR|GEBB|GLOBAL EXECUTION BROKERS, LP|63454
FULT|FULTON FINANCIAL COR|GLPX|ACS EXECUTION SERVICES, LLC|4276
FULT|FULTON FINANCIAL COR|GSCO|GOLDMAN SACHS & CO. LLC|1076424
FULT|FULTON FINANCIAL COR|GSCS|GOLDMAN SACHS & CO. LLC|13772
FULT|FULTON FINANCIAL COR|GSLT|GOLDMAN SACHS & CO. LLC|3707
FULT|FULTON FINANCIAL COR|GTSZ|GTS SECURITIES LLC|105637
FULT|FULTON FINANCIAL COR|HAPX|HAP Trading, LLC|9
FULT|FULTON FINANCIAL COR|HOVD|HOVDE GROUP, LLC|4400
FULT|FULTON FINANCIAL COR|HRBF|American Enterprise Investment Services Inc.|2836
FULT|FULTON FINANCIAL COR|HSBC|HSBC Securities, Inc.|16796
FULT|FULTON FINANCIAL COR|IATS|INTERACTIVE BROKERS LLC|3421
FULT|FULTON FINANCIAL COR|IBKR|Interactive Brokers Llc|33836
FULT|FULTON FINANCIAL COR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|217
FULT|FULTON FINANCIAL COR|ICBX|INSTINET, LLC|134291
FULT|FULTON FINANCIAL COR|IEQY|CITADEL SECURITIES LLC|56444
FULT|FULTON FINANCIAL COR|INCA|INSTINET, LLC|336798
FULT|FULTON FINANCIAL COR|INJX|INSTINET, LLC|33831
FULT|FULTON FINANCIAL COR|ITGI|ITG Inc.|24161
FULT|FULTON FINANCIAL COR|ITGP|ITG INC.|298000
FULT|FULTON FINANCIAL COR|JANY|Janney Montgomery Scott Inc.|20805
FULT|FULTON FINANCIAL COR|JEFF|JEFFERIES LLC|285398
FULT|FULTON FINANCIAL COR|JMPT|JUMP TRADING, LLC|8419
FULT|FULTON FINANCIAL COR|JPBX|J.P. MORGAN SECURITIES LLC|50010
FULT|FULTON FINANCIAL COR|JPMX|J.P. Morgan Securities LLC|561578
FULT|FULTON FINANCIAL COR|JSEB|JANE STREET EXECUTION SERVICES, LLC|1400
FULT|FULTON FINANCIAL COR|JSJX|JANE STREET CAPITAL LLC|9857
FULT|FULTON FINANCIAL COR|KBWI|Keefe, Bruyette & Woods, Inc.|25500
FULT|FULTON FINANCIAL COR|KCGM|VIRTU Americas LLC|143174
FULT|FULTON FINANCIAL COR|LEHM|Barclays Capital Inc./Le|1244532
FULT|FULTON FINANCIAL COR|LIME|Lime Brokerage LLC|323481
FULT|FULTON FINANCIAL COR|LMGP|LIME BROKERAGE LLC|17800
FULT|FULTON FINANCIAL COR|LMNX|LUMINEX TRADING & ANALYTICS LLC|22000
FULT|FULTON FINANCIAL COR|LOOP|Loop Capital Markets LLC|3500
FULT|FULTON FINANCIAL COR|LQNA|LIQUIDNET, INC.|29000
FULT|FULTON FINANCIAL COR|LSCI|Lek Securities Corporation|3284
FULT|FULTON FINANCIAL COR|MAXM|Maxim Group LLC|18543
FULT|FULTON FINANCIAL COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|548306
FULT|FULTON FINANCIAL COR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|45281
FULT|FULTON FINANCIAL COR|MSCO|MORGAN STANLEY & CO. LLC|2098205
FULT|FULTON FINANCIAL COR|MSPL|MORGAN STANLEY & CO. LLC|546800
FULT|FULTON FINANCIAL COR|MSTX|MORGAN STANLEY & CO. LLC|116300
FULT|FULTON FINANCIAL COR|NFSC|National Financial Services LLC|98401
FULT|FULTON FINANCIAL COR|NITE|VIRTU Americas LLC|340117
FULT|FULTON FINANCIAL COR|NITP|VIRTU Americas LLC|106974
FULT|FULTON FINANCIAL COR|NQRB|Brut, LLC|1100
FULT|FULTON FINANCIAL COR|NTRC|Northern Trust Securities, Inc.|2321
FULT|FULTON FINANCIAL COR|OPCO|Oppenheimer & Co. Inc.|1204
FULT|FULTON FINANCIAL COR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8130
FULT|FULTON FINANCIAL COR|PDQM|CODA MARKETS, INC.|23431
FULT|FULTON FINANCIAL COR|PNSR|Penserra Securities, LLC|1723
FULT|FULTON FINANCIAL COR|PWJC|UBS Financial Services, Inc.|887
FULT|FULTON FINANCIAL COR|RAJA|Raymond James & Associates, Inc.|5039
FULT|FULTON FINANCIAL COR|RBCM|RBC CAPITAL MARKETS, LLC|10677
FULT|FULTON FINANCIAL COR|SAGL|SAGETRADER, LLC|4117
FULT|FULTON FINANCIAL COR|SAGW|SAGETRADER, LLC|298
FULT|FULTON FINANCIAL COR|SBSH|Citigroup Global Markets Inc.|333619
FULT|FULTON FINANCIAL COR|SDLR|Sandler, O'Neill & Partners, L.P.|5320
FULT|FULTON FINANCIAL COR|SEIC|SEI Investments Distribution Co.|307
FULT|FULTON FINANCIAL COR|SGMT|GOLDMAN SACHS & CO. LLC|467428
FULT|FULTON FINANCIAL COR|SPDR|SPEEDROUTE LLC|8041
FULT|FULTON FINANCIAL COR|SSBS|STATE STREET GLOBAL MARKETS, LLC|47884
FULT|FULTON FINANCIAL COR|STFL|Stifel, Nicolaus & Company, Incorporated|1193
FULT|FULTON FINANCIAL COR|SWIM|TD Ameritrade, Inc.|43214
FULT|FULTON FINANCIAL COR|SWST|Hilltop Securities Inc.|329
FULT|FULTON FINANCIAL COR|TKNG|ALLY INVEST SECURITIES LLC|1243
FULT|FULTON FINANCIAL COR|TRBT|Tradebot Systems, Inc.|65834
FULT|FULTON FINANCIAL COR|TRCM|TRC MARKETS LLC|118911
FULT|FULTON FINANCIAL COR|UBSS|UBS Securities LLC|840352
FULT|FULTON FINANCIAL COR|VALX|VIRTU AMERICAS LLC|120206
FULT|FULTON FINANCIAL COR|VGRD|Vanguard Marketing Corporation|11964
FULT|FULTON FINANCIAL COR|WBPX|SUMMIT SECURITIES GROUP, LLC|500
FULT|FULTON FINANCIAL COR|WCHV|WELLS FARGO SECURITIES, LLC|50408
FULT|FULTON FINANCIAL COR|WDNX|WEEDEN & CO.L.P.|628
FULT|FULTON FINANCIAL COR|WEED|Weeden & Co.L.P.|100
FULT|FULTON FINANCIAL COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2834
FULT|FULTON FINANCIAL COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|632
FULT|FULTON FINANCIAL COR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|921
FULT|FULTON FINANCIAL COR|WSEA|WOLVERINE SECURITIES, LLC|1590
FULT|FULTON FINANCIAL COR|XIST|INSTINET, LLC|291800
FULT|FULTON FINANCIAL COR|XPQR|Jump Trading|1400
FULT|FULTON FINANCIAL COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|18902
FULT|FULTON FINANCIAL COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3067
FUN|CEDAR FAIR LP|ALTX|Alternet Securities Inc.|6380
FUN|CEDAR FAIR LP|APCC|Apex Clearing Corporation|821
FUN|CEDAR FAIR LP|BANK|Primevest Financial Services, Inc.|12
FUN|CEDAR FAIR LP|BARD|Robert W. Baird & Co. Incorporated|1594
FUN|CEDAR FAIR LP|BATM|CBOE TRADING, INC.|2392
FUN|CEDAR FAIR LP|BBNT|BB&T SECURITIES, LLC|732
FUN|CEDAR FAIR LP|BERN|Sanford C. Bernstein & Co., LLC|1323
FUN|CEDAR FAIR LP|BIMI|Banca IMI Securities Corp.|300
FUN|CEDAR FAIR LP|BKCM|BNY Mellon Capital Markets LLC|80
FUN|CEDAR FAIR LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8987
FUN|CEDAR FAIR LP|BPFI|MANORHAVEN CAPITAL LLC|100
FUN|CEDAR FAIR LP|BYXM|CBOE TRADING, INC.|232
FUN|CEDAR FAIR LP|BZYD|GOLDMAN SACHS & CO. LLC|1500
FUN|CEDAR FAIR LP|CANT|Cantor Fitzgerald & Co.|1
FUN|CEDAR FAIR LP|CBLC|CITIGROUP GLOBAL MARKETS INC.|14200
FUN|CEDAR FAIR LP|CHAS|Charles Schwab & Co., Inc.|671
FUN|CEDAR FAIR LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29717
FUN|CEDAR FAIR LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12200
FUN|CEDAR FAIR LP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
FUN|CEDAR FAIR LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40738
FUN|CEDAR FAIR LP|CTDL|Citadel Derivatives Group Llc|385
FUN|CEDAR FAIR LP|CTLR|CUTLER GROUP, LP|900
FUN|CEDAR FAIR LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1420
FUN|CEDAR FAIR LP|DBAB|Deutsche Bank Securities Inc.|1300
FUN|CEDAR FAIR LP|DBAX|Deutsche Bank Securities Inc.|24000
FUN|CEDAR FAIR LP|DEAN|MORGAN STANLEY|5313
FUN|CEDAR FAIR LP|DEGS|RONIN PROFESSIONAL LLC|180
FUN|CEDAR FAIR LP|EBXL|EBX LLC|22100
FUN|CEDAR FAIR LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|20011
FUN|CEDAR FAIR LP|EDJO|Edward D. Jones & Co., L.P.|3696
FUN|CEDAR FAIR LP|EGAM|CBOE TRADING, INC.|1774
FUN|CEDAR FAIR LP|EGMT|EG MARKET TECHNOLOGIES LLC|101
FUN|CEDAR FAIR LP|EGXM|CBOE TRADING, INC.|300
FUN|CEDAR FAIR LP|EGXW|CBOE TRADING, INC.|100
FUN|CEDAR FAIR LP|ETBE|Electronic Transaction Clearing, Inc.|1550
FUN|CEDAR FAIR LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
FUN|CEDAR FAIR LP|ETCB|ETC BROKERAGE SERVICES, LLC|10
FUN|CEDAR FAIR LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5702
FUN|CEDAR FAIR LP|ETRS|E*Trade Securities LLC|28420
FUN|CEDAR FAIR LP|FBSB|U.S. Bancorp Investments, Inc.|15
FUN|CEDAR FAIR LP|FINX|FINTECH SECURITIES|150
FUN|CEDAR FAIR LP|FMAF|NBCN Inc./ CDS|87
FUN|CEDAR FAIR LP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8120
FUN|CEDAR FAIR LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8835
FUN|CEDAR FAIR LP|FTBR|Foliofn Investments, Inc.|1615
FUN|CEDAR FAIR LP|GEBB|GLOBAL EXECUTION BROKERS, LP|198
FUN|CEDAR FAIR LP|GLIS|TD Securities Inc|102
FUN|CEDAR FAIR LP|GLPX|ACS EXECUTION SERVICES, LLC|18254
FUN|CEDAR FAIR LP|GSCO|GOLDMAN SACHS & CO. LLC|27982
FUN|CEDAR FAIR LP|GSCS|GOLDMAN SACHS & CO. LLC|700
FUN|CEDAR FAIR LP|GSLT|GOLDMAN SACHS & CO. LLC|500
FUN|CEDAR FAIR LP|GTSZ|GTS SECURITIES LLC|19590
FUN|CEDAR FAIR LP|HRBF|American Enterprise Investment Services Inc.|5641
FUN|CEDAR FAIR LP|IATS|INTERACTIVE BROKERS LLC|9354
FUN|CEDAR FAIR LP|IBKR|Interactive Brokers Llc|25741
FUN|CEDAR FAIR LP|ICBX|INSTINET, LLC|8672
FUN|CEDAR FAIR LP|INCA|INSTINET, LLC|13814
FUN|CEDAR FAIR LP|ITGI|ITG Inc.|1800
FUN|CEDAR FAIR LP|ITGP|ITG INC.|27200
FUN|CEDAR FAIR LP|JANY|Janney Montgomery Scott Inc.|4274
FUN|CEDAR FAIR LP|JEFF|JEFFERIES LLC|8980
FUN|CEDAR FAIR LP|JMPT|JUMP TRADING, LLC|1108
FUN|CEDAR FAIR LP|JONE|JonesTrading|79200
FUN|CEDAR FAIR LP|JPBX|J.P. MORGAN SECURITIES LLC|400
FUN|CEDAR FAIR LP|JPMX|J.P. Morgan Securities LLC|32235
FUN|CEDAR FAIR LP|JSJX|JANE STREET CAPITAL LLC|4585
FUN|CEDAR FAIR LP|KCGM|VIRTU Americas LLC|9051
FUN|CEDAR FAIR LP|LEHM|Barclays Capital Inc./Le|18632
FUN|CEDAR FAIR LP|LIME|Lime Brokerage LLC|8253
FUN|CEDAR FAIR LP|LQNA|LIQUIDNET, INC.|11400
FUN|CEDAR FAIR LP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
FUN|CEDAR FAIR LP|MACQ|Macquarie Capital (USA) Inc.|1000
FUN|CEDAR FAIR LP|MAVB|Great Point Capital LLC|100
FUN|CEDAR FAIR LP|MBTS|ALLY INVEST SECURITIES LLC|200
FUN|CEDAR FAIR LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23236
FUN|CEDAR FAIR LP|MOTF|MOTIF INVESTING, INC.|2
FUN|CEDAR FAIR LP|MSCO|MORGAN STANLEY & CO. LLC|86173
FUN|CEDAR FAIR LP|MSPL|MORGAN STANLEY & CO. LLC|7600
FUN|CEDAR FAIR LP|NBCS|NBC Securities, INC.|2
FUN|CEDAR FAIR LP|NEUB|NEUBERGER BERMAN BD LLC|200
FUN|CEDAR FAIR LP|NFSC|National Financial Services LLC|90823
FUN|CEDAR FAIR LP|NITE|VIRTU Americas LLC|183957
FUN|CEDAR FAIR LP|NTBF|BMO Nesbitt Burns Inc./CDS|90
FUN|CEDAR FAIR LP|NTRC|Northern Trust Securities, Inc.|212
FUN|CEDAR FAIR LP|OPCO|Oppenheimer & Co. Inc.|2593
FUN|CEDAR FAIR LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1573
FUN|CEDAR FAIR LP|PDQM|CODA MARKETS, INC.|33729
FUN|CEDAR FAIR LP|PHLY|NASDAQ Execution Services, LLC|200
FUN|CEDAR FAIR LP|PWJC|UBS Financial Services, Inc.|3260
FUN|CEDAR FAIR LP|RBCM|RBC CAPITAL MARKETS, LLC|4209
FUN|CEDAR FAIR LP|SAGC|SAGETRADER, LLC|100
FUN|CEDAR FAIR LP|SAGL|SAGETRADER, LLC|9324
FUN|CEDAR FAIR LP|SALI|INTL FCSTONE FINANCIAL INC.|182
FUN|CEDAR FAIR LP|SGMT|GOLDMAN SACHS & CO. LLC|14826
FUN|CEDAR FAIR LP|SPDR|SPEEDROUTE LLC|4732
FUN|CEDAR FAIR LP|SPHN|Stephens Inc.|7
FUN|CEDAR FAIR LP|SPTD|MINT GLOBAL MARKETS, INC.|1815
FUN|CEDAR FAIR LP|STFL|Stifel, Nicolaus & Company, Incorporated|3718
FUN|CEDAR FAIR LP|STKP|STOCKPILE INVESTMENTS, INC.|58
FUN|CEDAR FAIR LP|STXG|Stockcross Financial Services, Inc.|9
FUN|CEDAR FAIR LP|SWIM|TD Ameritrade, Inc.|10559
FUN|CEDAR FAIR LP|SWST|Hilltop Securities Inc.|1212
FUN|CEDAR FAIR LP|TKNG|ALLY INVEST SECURITIES LLC|268
FUN|CEDAR FAIR LP|TOUR|TOURMALINE PARTNERS, LLC|800
FUN|CEDAR FAIR LP|TRBT|Tradebot Systems, Inc.|1603
FUN|CEDAR FAIR LP|TRCM|TRC MARKETS LLC|8223
FUN|CEDAR FAIR LP|UBSA|UBS SECURITIES LLC|101240
FUN|CEDAR FAIR LP|UBSS|UBS Securities LLC|125178
FUN|CEDAR FAIR LP|VALX|VIRTU AMERICAS LLC|7455
FUN|CEDAR FAIR LP|VGRD|Vanguard Marketing Corporation|4364
FUN|CEDAR FAIR LP|WBLR|WILLIAM BLAIR|158
FUN|CEDAR FAIR LP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
FUN|CEDAR FAIR LP|WCHV|WELLS FARGO SECURITIES, LLC|27085
FUN|CEDAR FAIR LP|WEDB|WEDBUSH SECURITIES INC.|373
FUN|CEDAR FAIR LP|WEED|Weeden & Co.L.P.|5450
FUN|CEDAR FAIR LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|959
FUN|CEDAR FAIR LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4992
FUN|CEDAR FAIR LP|WGIF|CIBC World Markets Inc.|100
FUN|CEDAR FAIR LP|WHOT|JUST2TRADE, INC.|100
FUN|CEDAR FAIR LP|WSEA|WOLVERINE SECURITIES, LLC|4180
FUN|CEDAR FAIR LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15362
FUN|CEDAR FAIR LP|YKNA|COMHAR CAPITAL MARKETS, LLC|5864
FUN|CEDAR FAIR LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11453
FUNC|FIRST UNITED CORP|APCC|Apex Clearing Corporation|2253
FUNC|FIRST UNITED CORP|BANK|Primevest Financial Services, Inc.|2039
FUNC|FIRST UNITED CORP|BATM|CBOE TRADING, INC.|209
FUNC|FIRST UNITED CORP|BAYC|BAY CREST PARTNERS, LLC|578
FUNC|FIRST UNITED CORP|BBNT|BB&T SECURITIES, LLC|500
FUNC|FIRST UNITED CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|450
FUNC|FIRST UNITED CORP|BMOC|BMO Capital Markets Corp.|516
FUNC|FIRST UNITED CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1113
FUNC|FIRST UNITED CORP|BTIG|BTIG, LLC|7856
FUNC|FIRST UNITED CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3198
FUNC|FIRST UNITED CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2733
FUNC|FIRST UNITED CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3037
FUNC|FIRST UNITED CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5958
FUNC|FIRST UNITED CORP|CTDL|Citadel Derivatives Group Llc|336
FUNC|FIRST UNITED CORP|DBAB|Deutsche Bank Securities Inc.|106949
FUNC|FIRST UNITED CORP|DBAX|Deutsche Bank Securities Inc.|4100
FUNC|FIRST UNITED CORP|DEAN|MORGAN STANLEY|1010
FUNC|FIRST UNITED CORP|DEGS|RONIN PROFESSIONAL LLC|2394
FUNC|FIRST UNITED CORP|EBXL|EBX LLC|2800
FUNC|FIRST UNITED CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1130
FUNC|FIRST UNITED CORP|EGAM|CBOE TRADING, INC.|200
FUNC|FIRST UNITED CORP|EGXM|CBOE TRADING, INC.|100
FUNC|FIRST UNITED CORP|EGXW|CBOE TRADING, INC.|1698
FUNC|FIRST UNITED CORP|ETBE|Electronic Transaction Clearing, Inc.|18360
FUNC|FIRST UNITED CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
FUNC|FIRST UNITED CORP|ETRS|E*Trade Securities LLC|11747
FUNC|FIRST UNITED CORP|FBCO|Credit Suisse Securities (USA) LLC|13824
FUNC|FIRST UNITED CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|386
FUNC|FIRST UNITED CORP|FILL|Tradestation Securities, Inc.|229
FUNC|FIRST UNITED CORP|FMAF|NBCN Inc./ CDS|2664
FUNC|FIRST UNITED CORP|FOMA|TD AMERITRADE CLEARING, INC.|55069
FUNC|FIRST UNITED CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1535
FUNC|FIRST UNITED CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1121
FUNC|FIRST UNITED CORP|FTBR|Foliofn Investments, Inc.|9
FUNC|FIRST UNITED CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4560
FUNC|FIRST UNITED CORP|GSCO|GOLDMAN SACHS & CO. LLC|259898
FUNC|FIRST UNITED CORP|GSCS|GOLDMAN SACHS & CO. LLC|400
FUNC|FIRST UNITED CORP|GSLT|GOLDMAN SACHS & CO. LLC|13737
FUNC|FIRST UNITED CORP|GTSZ|GTS SECURITIES LLC|1182
FUNC|FIRST UNITED CORP|HRBF|American Enterprise Investment Services Inc.|500
FUNC|FIRST UNITED CORP|IBKR|Interactive Brokers Llc|99767
FUNC|FIRST UNITED CORP|ICBX|INSTINET, LLC|232
FUNC|FIRST UNITED CORP|IEQY|CITADEL SECURITIES LLC|454
FUNC|FIRST UNITED CORP|INCA|INSTINET, LLC|38244
FUNC|FIRST UNITED CORP|INJX|INSTINET, LLC|4682
FUNC|FIRST UNITED CORP|ITGI|ITG Inc.|7894
FUNC|FIRST UNITED CORP|ITGP|ITG INC.|600
FUNC|FIRST UNITED CORP|JANY|Janney Montgomery Scott Inc.|2489
FUNC|FIRST UNITED CORP|JEFF|JEFFERIES LLC|16036
FUNC|FIRST UNITED CORP|JPMX|J.P. Morgan Securities LLC|8538
FUNC|FIRST UNITED CORP|KBWI|Keefe, Bruyette & Woods, Inc.|918
FUNC|FIRST UNITED CORP|KCGM|VIRTU Americas LLC|2700
FUNC|FIRST UNITED CORP|LEHM|Barclays Capital Inc./Le|61268
FUNC|FIRST UNITED CORP|LIME|Lime Brokerage LLC|37415
FUNC|FIRST UNITED CORP|LMGP|LIME BROKERAGE LLC|3733
FUNC|FIRST UNITED CORP|MAXM|Maxim Group LLC|282
FUNC|FIRST UNITED CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2300
FUNC|FIRST UNITED CORP|MSCO|MORGAN STANLEY & CO. LLC|202239
FUNC|FIRST UNITED CORP|MSPL|MORGAN STANLEY & CO. LLC|700
FUNC|FIRST UNITED CORP|MSTX|MORGAN STANLEY & CO. LLC|4400
FUNC|FIRST UNITED CORP|NFSC|National Financial Services LLC|45356
FUNC|FIRST UNITED CORP|NITE|VIRTU Americas LLC|80324
FUNC|FIRST UNITED CORP|NITP|VIRTU Americas LLC|100
FUNC|FIRST UNITED CORP|NQRB|Brut, LLC|500
FUNC|FIRST UNITED CORP|PDQM|CODA MARKETS, INC.|500
FUNC|FIRST UNITED CORP|RAJA|Raymond James & Associates, Inc.|300
FUNC|FIRST UNITED CORP|SAGL|SAGETRADER, LLC|100
FUNC|FIRST UNITED CORP|SBSH|Citigroup Global Markets Inc.|24268
FUNC|FIRST UNITED CORP|SGMT|GOLDMAN SACHS & CO. LLC|2000
FUNC|FIRST UNITED CORP|SPDR|SPEEDROUTE LLC|1478
FUNC|FIRST UNITED CORP|SPTD|MINT GLOBAL MARKETS, INC.|5565
FUNC|FIRST UNITED CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1170
FUNC|FIRST UNITED CORP|SWIM|TD Ameritrade, Inc.|8888
FUNC|FIRST UNITED CORP|SWST|Hilltop Securities Inc.|361
FUNC|FIRST UNITED CORP|TMBR|Timber Hill LLC|717
FUNC|FIRST UNITED CORP|TRBT|Tradebot Systems, Inc.|5522
FUNC|FIRST UNITED CORP|TRCM|TRC MARKETS LLC|15495
FUNC|FIRST UNITED CORP|UBSA|UBS SECURITIES LLC|43662
FUNC|FIRST UNITED CORP|UBSS|UBS Securities LLC|105237
FUNC|FIRST UNITED CORP|VALX|VIRTU AMERICAS LLC|90
FUNC|FIRST UNITED CORP|VGRD|Vanguard Marketing Corporation|16380
FUNC|FIRST UNITED CORP|WCHV|WELLS FARGO SECURITIES, LLC|431759
FUNC|FIRST UNITED CORP|WEDB|WEDBUSH SECURITIES INC.|2000
FUNC|FIRST UNITED CORP|WFPB|Wells Fargo Securities, LLC.|9598
FUNC|FIRST UNITED CORP|WSEA|WOLVERINE SECURITIES, LLC|7
FUNC|FIRST UNITED CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|18980
FUND|SPROTT FOCUS TRUST,|APCC|Apex Clearing Corporation|38
FUND|SPROTT FOCUS TRUST,|BARD|Robert W. Baird & Co. Incorporated|11
FUND|SPROTT FOCUS TRUST,|BATM|CBOE TRADING, INC.|1000
FUND|SPROTT FOCUS TRUST,|BERN|Sanford C. Bernstein & Co., LLC|141
FUND|SPROTT FOCUS TRUST,|CANT|Cantor Fitzgerald & Co.|11527
FUND|SPROTT FOCUS TRUST,|CHAS|Charles Schwab & Co., Inc.|3
FUND|SPROTT FOCUS TRUST,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11119
FUND|SPROTT FOCUS TRUST,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13017
FUND|SPROTT FOCUS TRUST,|CXCX|CITIGROUP GLOBAL MARKETS INC.|3686
FUND|SPROTT FOCUS TRUST,|DADA|D.A. Davidson & Co.|3
FUND|SPROTT FOCUS TRUST,|DBAX|Deutsche Bank Securities Inc.|11900
FUND|SPROTT FOCUS TRUST,|DEAN|MORGAN STANLEY|15075
FUND|SPROTT FOCUS TRUST,|DEGS|RONIN PROFESSIONAL LLC|5400
FUND|SPROTT FOCUS TRUST,|EBXL|EBX LLC|13300
FUND|SPROTT FOCUS TRUST,|EDJO|Edward D. Jones & Co., L.P.|50
FUND|SPROTT FOCUS TRUST,|EGAM|CBOE TRADING, INC.|1000
FUND|SPROTT FOCUS TRUST,|EGXM|CBOE TRADING, INC.|3819
FUND|SPROTT FOCUS TRUST,|EGXW|CBOE TRADING, INC.|1000
FUND|SPROTT FOCUS TRUST,|ETRS|E*Trade Securities LLC|24097
FUND|SPROTT FOCUS TRUST,|FBCO|Credit Suisse Securities (USA) LLC|28667
FUND|SPROTT FOCUS TRUST,|FMAF|NBCN Inc./ CDS|875
FUND|SPROTT FOCUS TRUST,|FOMA|TD AMERITRADE CLEARING, INC.|278319
FUND|SPROTT FOCUS TRUST,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2461
FUND|SPROTT FOCUS TRUST,|FTBR|Foliofn Investments, Inc.|698
FUND|SPROTT FOCUS TRUST,|GEBB|GLOBAL EXECUTION BROKERS, LP|8735
FUND|SPROTT FOCUS TRUST,|GLPX|ACS EXECUTION SERVICES, LLC|235
FUND|SPROTT FOCUS TRUST,|GSCO|GOLDMAN SACHS & CO. LLC|7627
FUND|SPROTT FOCUS TRUST,|GSCS|GOLDMAN SACHS & CO. LLC|500
FUND|SPROTT FOCUS TRUST,|GTSZ|GTS SECURITIES LLC|200
FUND|SPROTT FOCUS TRUST,|HRBF|American Enterprise Investment Services Inc.|300
FUND|SPROTT FOCUS TRUST,|IATS|INTERACTIVE BROKERS LLC|5278
FUND|SPROTT FOCUS TRUST,|IBKR|Interactive Brokers Llc|85795
FUND|SPROTT FOCUS TRUST,|ICBX|INSTINET, LLC|4948
FUND|SPROTT FOCUS TRUST,|INCA|INSTINET, LLC|12264
FUND|SPROTT FOCUS TRUST,|ITGP|ITG INC.|1800
FUND|SPROTT FOCUS TRUST,|JPMX|J.P. Morgan Securities LLC|13354
FUND|SPROTT FOCUS TRUST,|KCGM|VIRTU Americas LLC|24672
FUND|SPROTT FOCUS TRUST,|LEHM|Barclays Capital Inc./Le|6900
FUND|SPROTT FOCUS TRUST,|LIME|Lime Brokerage LLC|11737
FUND|SPROTT FOCUS TRUST,|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
FUND|SPROTT FOCUS TRUST,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19508
FUND|SPROTT FOCUS TRUST,|MSCO|MORGAN STANLEY & CO. LLC|158146
FUND|SPROTT FOCUS TRUST,|MSPL|MORGAN STANLEY & CO. LLC|11200
FUND|SPROTT FOCUS TRUST,|NFSC|National Financial Services LLC|145614
FUND|SPROTT FOCUS TRUST,|NITE|VIRTU Americas LLC|330862
FUND|SPROTT FOCUS TRUST,|NQRB|Brut, LLC|6200
FUND|SPROTT FOCUS TRUST,|NTRC|Northern Trust Securities, Inc.|1085
FUND|SPROTT FOCUS TRUST,|OPCO|Oppenheimer & Co. Inc.|4
FUND|SPROTT FOCUS TRUST,|PDQM|CODA MARKETS, INC.|266
FUND|SPROTT FOCUS TRUST,|RAJA|Raymond James & Associates, Inc.|14046
FUND|SPROTT FOCUS TRUST,|RBCM|RBC CAPITAL MARKETS, LLC|9601
FUND|SPROTT FOCUS TRUST,|RGLD|Regal Securities, Inc|1450
FUND|SPROTT FOCUS TRUST,|SALI|INTL FCSTONE FINANCIAL INC.|83
FUND|SPROTT FOCUS TRUST,|SGMT|GOLDMAN SACHS & CO. LLC|11730
FUND|SPROTT FOCUS TRUST,|SPDR|SPEEDROUTE LLC|100
FUND|SPROTT FOCUS TRUST,|STFL|Stifel, Nicolaus & Company, Incorporated|34465
FUND|SPROTT FOCUS TRUST,|SWIM|TD Ameritrade, Inc.|1954
FUND|SPROTT FOCUS TRUST,|SWST|Hilltop Securities Inc.|1026
FUND|SPROTT FOCUS TRUST,|TKNG|ALLY INVEST SECURITIES LLC|656
FUND|SPROTT FOCUS TRUST,|TRBT|Tradebot Systems, Inc.|2646
FUND|SPROTT FOCUS TRUST,|TRCM|TRC MARKETS LLC|1672
FUND|SPROTT FOCUS TRUST,|UBSA|UBS SECURITIES LLC|29861
FUND|SPROTT FOCUS TRUST,|UBSS|UBS Securities LLC|83128
FUND|SPROTT FOCUS TRUST,|VGRD|Vanguard Marketing Corporation|46306
FUND|SPROTT FOCUS TRUST,|WCHV|WELLS FARGO SECURITIES, LLC|269987
FUND|SPROTT FOCUS TRUST,|WEDB|WEDBUSH SECURITIES INC.|2300
FUND|SPROTT FOCUS TRUST,|WEED|Weeden & Co.L.P.|14798
FUND|SPROTT FOCUS TRUST,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|948
FUND|SPROTT FOCUS TRUST,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15669
FUND|SPROTT FOCUS TRUST,|WGIF|CIBC World Markets Inc.|1301
FUND|SPROTT FOCUS TRUST,|WSEA|WOLVERINE SECURITIES, LLC|5908
FUND|SPROTT FOCUS TRUST,|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
FUND|SPROTT FOCUS TRUST,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12112
FUSB|FIRST US BNCSHRS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
FUSB|FIRST US BNCSHRS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|314
FUSB|FIRST US BNCSHRS CMN|CTDL|Citadel Derivatives Group Llc|40
FUSB|FIRST US BNCSHRS CMN|DBAX|Deutsche Bank Securities Inc.|500
FUSB|FIRST US BNCSHRS CMN|EDJO|Edward D. Jones & Co., L.P.|2464
FUSB|FIRST US BNCSHRS CMN|ETRS|E*Trade Securities LLC|200
FUSB|FIRST US BNCSHRS CMN|FMAF|NBCN Inc./ CDS|550
FUSB|FIRST US BNCSHRS CMN|FOMA|TD AMERITRADE CLEARING, INC.|3245
FUSB|FIRST US BNCSHRS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
FUSB|FIRST US BNCSHRS CMN|GSCO|GOLDMAN SACHS & CO. LLC|11
FUSB|FIRST US BNCSHRS CMN|IBKR|Interactive Brokers Llc|9731
FUSB|FIRST US BNCSHRS CMN|INCA|INSTINET, LLC|3
FUSB|FIRST US BNCSHRS CMN|INJX|INSTINET, LLC|100
FUSB|FIRST US BNCSHRS CMN|JPMX|J.P. Morgan Securities LLC|200
FUSB|FIRST US BNCSHRS CMN|LEHM|Barclays Capital Inc./Le|221
FUSB|FIRST US BNCSHRS CMN|LIME|Lime Brokerage LLC|3721
FUSB|FIRST US BNCSHRS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
FUSB|FIRST US BNCSHRS CMN|MSCO|MORGAN STANLEY & CO. LLC|25690
FUSB|FIRST US BNCSHRS CMN|NFSC|National Financial Services LLC|889
FUSB|FIRST US BNCSHRS CMN|NITE|VIRTU Americas LLC|5933
FUSB|FIRST US BNCSHRS CMN|PWJC|UBS Financial Services, Inc.|57
FUSB|FIRST US BNCSHRS CMN|SWIM|TD Ameritrade, Inc.|499
FUSB|FIRST US BNCSHRS CMN|TKNG|ALLY INVEST SECURITIES LLC|1750
FUSB|FIRST US BNCSHRS CMN|TRCM|TRC MARKETS LLC|365
FUSB|FIRST US BNCSHRS CMN|UBSA|UBS SECURITIES LLC|909
FUSB|FIRST US BNCSHRS CMN|UBSS|UBS Securities LLC|5798
FUSB|FIRST US BNCSHRS CMN|WCHV|WELLS FARGO SECURITIES, LLC|786
FUSB|FIRST US BNCSHRS CMN|WGIF|CIBC World Markets Inc.|100
FUT|PROSHARES MANAGED FU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
FUT|PROSHARES MANAGED FU|EBXL|EBX LLC|400
FUT|PROSHARES MANAGED FU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|543
FUT|PROSHARES MANAGED FU|ICBX|INSTINET, LLC|100
FUT|PROSHARES MANAGED FU|KCGM|VIRTU Americas LLC|643
FUT|PROSHARES MANAGED FU|LEHM|Barclays Capital Inc./Le|200
FUT|PROSHARES MANAGED FU|MSCO|MORGAN STANLEY & CO. LLC|30
FUT|PROSHARES MANAGED FU|NFSC|National Financial Services LLC|242
FUT|PROSHARES MANAGED FU|NITE|VIRTU Americas LLC|745
FUT|PROSHARES MANAGED FU|RBCM|RBC CAPITAL MARKETS, LLC|103
FUT|PROSHARES MANAGED FU|SGMT|GOLDMAN SACHS & CO. LLC|43
FUTY|FIDELITY UTILITY ETF|APCC|Apex Clearing Corporation|40
FUTY|FIDELITY UTILITY ETF|BBNT|BB&T SECURITIES, LLC|17739
FUTY|FIDELITY UTILITY ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4576
FUTY|FIDELITY UTILITY ETF|BNPX|BNP PARIBAS SECURITIES CORP.|2691
FUTY|FIDELITY UTILITY ETF|CHAS|Charles Schwab & Co., Inc.|724
FUTY|FIDELITY UTILITY ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
FUTY|FIDELITY UTILITY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1465
FUTY|FIDELITY UTILITY ETF|CSIN|Citadel Securities Institutional LLC|46047
FUTY|FIDELITY UTILITY ETF|CTDL|Citadel Derivatives Group Llc|46947
FUTY|FIDELITY UTILITY ETF|DEAN|MORGAN STANLEY|119
FUTY|FIDELITY UTILITY ETF|EBXL|EBX LLC|200
FUTY|FIDELITY UTILITY ETF|EDJO|Edward D. Jones & Co., L.P.|1206
FUTY|FIDELITY UTILITY ETF|EGAM|CBOE TRADING, INC.|1815
FUTY|FIDELITY UTILITY ETF|ESPO|ESPOSITO SECURITIES, LLC|1565
FUTY|FIDELITY UTILITY ETF|ETBE|Electronic Transaction Clearing, Inc.|338
FUTY|FIDELITY UTILITY ETF|ETRS|E*Trade Securities LLC|4535
FUTY|FIDELITY UTILITY ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63
FUTY|FIDELITY UTILITY ETF|FTBR|Foliofn Investments, Inc.|104
FUTY|FIDELITY UTILITY ETF|GSCO|GOLDMAN SACHS & CO. LLC|2691
FUTY|FIDELITY UTILITY ETF|GSLT|GOLDMAN SACHS & CO. LLC|3752
FUTY|FIDELITY UTILITY ETF|GTSZ|GTS SECURITIES LLC|98
FUTY|FIDELITY UTILITY ETF|IATS|INTERACTIVE BROKERS LLC|100
FUTY|FIDELITY UTILITY ETF|IBKR|Interactive Brokers Llc|2844
FUTY|FIDELITY UTILITY ETF|INCA|INSTINET, LLC|400
FUTY|FIDELITY UTILITY ETF|ITGI|ITG Inc.|1300
FUTY|FIDELITY UTILITY ETF|JANY|Janney Montgomery Scott Inc.|561
FUTY|FIDELITY UTILITY ETF|JSJX|JANE STREET CAPITAL LLC|97703
FUTY|FIDELITY UTILITY ETF|KCGM|VIRTU Americas LLC|115
FUTY|FIDELITY UTILITY ETF|LEHM|Barclays Capital Inc./Le|3231
FUTY|FIDELITY UTILITY ETF|LIME|Lime Brokerage LLC|2346
FUTY|FIDELITY UTILITY ETF|MACC|Mid Atlantic Capital Corporation|9
FUTY|FIDELITY UTILITY ETF|MOTF|MOTIF INVESTING, INC.|1
FUTY|FIDELITY UTILITY ETF|MSCO|MORGAN STANLEY & CO. LLC|9086
FUTY|FIDELITY UTILITY ETF|NFSC|National Financial Services LLC|649350
FUTY|FIDELITY UTILITY ETF|NITE|VIRTU Americas LLC|271813
FUTY|FIDELITY UTILITY ETF|NQRB|Brut, LLC|4448
FUTY|FIDELITY UTILITY ETF|NTRC|Northern Trust Securities, Inc.|60
FUTY|FIDELITY UTILITY ETF|RBCM|RBC CAPITAL MARKETS, LLC|9300
FUTY|FIDELITY UTILITY ETF|SALI|INTL FCSTONE FINANCIAL INC.|1
FUTY|FIDELITY UTILITY ETF|SWIM|TD Ameritrade, Inc.|6675
FUTY|FIDELITY UTILITY ETF|SWST|Hilltop Securities Inc.|3
FUTY|FIDELITY UTILITY ETF|TKNG|ALLY INVEST SECURITIES LLC|200
FUTY|FIDELITY UTILITY ETF|TRCM|TRC MARKETS LLC|1163
FUTY|FIDELITY UTILITY ETF|UBSA|UBS SECURITIES LLC|1146
FUTY|FIDELITY UTILITY ETF|UBSS|UBS Securities LLC|9599
FUTY|FIDELITY UTILITY ETF|VALX|VIRTU AMERICAS LLC|2500
FUTY|FIDELITY UTILITY ETF|VGRD|Vanguard Marketing Corporation|1787
FUTY|FIDELITY UTILITY ETF|WCHV|WELLS FARGO SECURITIES, LLC|2031
FUTY|FIDELITY UTILITY ETF|WSEA|WOLVERINE SECURITIES, LLC|217
FUTY|FIDELITY UTILITY ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
FUTY|FIDELITY UTILITY ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3292
FUV|ARCIMOTO, INC. CM|ALTX|Alternet Securities Inc.|3700
FUV|ARCIMOTO, INC. CM|APCC|Apex Clearing Corporation|1787
FUV|ARCIMOTO, INC. CM|BATM|CBOE TRADING, INC.|2
FUV|ARCIMOTO, INC. CM|BRGE|Newbridge Securities Corp.|1250
FUV|ARCIMOTO, INC. CM|BYXM|CBOE TRADING, INC.|300
FUV|ARCIMOTO, INC. CM|CHAS|Charles Schwab & Co., Inc.|570
FUV|ARCIMOTO, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3333
FUV|ARCIMOTO, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
FUV|ARCIMOTO, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|237
FUV|ARCIMOTO, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12694
FUV|ARCIMOTO, INC. CM|CTDL|Citadel Derivatives Group Llc|2379
FUV|ARCIMOTO, INC. CM|DBAX|Deutsche Bank Securities Inc.|5200
FUV|ARCIMOTO, INC. CM|DEGS|RONIN PROFESSIONAL LLC|9786
FUV|ARCIMOTO, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|190
FUV|ARCIMOTO, INC. CM|EBXL|EBX LLC|5300
FUV|ARCIMOTO, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
FUV|ARCIMOTO, INC. CM|EDJO|Edward D. Jones & Co., L.P.|350
FUV|ARCIMOTO, INC. CM|EGAM|CBOE TRADING, INC.|1100
FUV|ARCIMOTO, INC. CM|EGXM|CBOE TRADING, INC.|1600
FUV|ARCIMOTO, INC. CM|ETRS|E*Trade Securities LLC|74956
FUV|ARCIMOTO, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|4095
FUV|ARCIMOTO, INC. CM|FBSB|U.S. Bancorp Investments, Inc.|400
FUV|ARCIMOTO, INC. CM|FILL|Tradestation Securities, Inc.|530
FUV|ARCIMOTO, INC. CM|FMAF|NBCN Inc./ CDS|2500
FUV|ARCIMOTO, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|117732
FUV|ARCIMOTO, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12317
FUV|ARCIMOTO, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|7229
FUV|ARCIMOTO, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|1710
FUV|ARCIMOTO, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|42941
FUV|ARCIMOTO, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|5871
FUV|ARCIMOTO, INC. CM|GTSZ|GTS SECURITIES LLC|8611
FUV|ARCIMOTO, INC. CM|HRBF|American Enterprise Investment Services Inc.|1400
FUV|ARCIMOTO, INC. CM|IATS|INTERACTIVE BROKERS LLC|13956
FUV|ARCIMOTO, INC. CM|IBKR|Interactive Brokers Llc|120635
FUV|ARCIMOTO, INC. CM|ICBX|INSTINET, LLC|4750
FUV|ARCIMOTO, INC. CM|INCA|INSTINET, LLC|22637
FUV|ARCIMOTO, INC. CM|ITGI|ITG Inc.|13186
FUV|ARCIMOTO, INC. CM|ITGP|ITG INC.|7600
FUV|ARCIMOTO, INC. CM|JPMX|J.P. Morgan Securities LLC|2200
FUV|ARCIMOTO, INC. CM|JSCL|JOSEPH STONE CAPITAL L.L.C.|6834
FUV|ARCIMOTO, INC. CM|JSJX|JANE STREET CAPITAL LLC|100
FUV|ARCIMOTO, INC. CM|KCGM|VIRTU Americas LLC|1822
FUV|ARCIMOTO, INC. CM|LEHM|Barclays Capital Inc./Le|32169
FUV|ARCIMOTO, INC. CM|LIME|Lime Brokerage LLC|25635
FUV|ARCIMOTO, INC. CM|LMGP|LIME BROKERAGE LLC|14620
FUV|ARCIMOTO, INC. CM|MAXM|Maxim Group LLC|5100
FUV|ARCIMOTO, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12776
FUV|ARCIMOTO, INC. CM|MOTF|MOTIF INVESTING, INC.|1
FUV|ARCIMOTO, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|153386
FUV|ARCIMOTO, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|3000
FUV|ARCIMOTO, INC. CM|NFSC|National Financial Services LLC|83196
FUV|ARCIMOTO, INC. CM|NITE|VIRTU Americas LLC|137388
FUV|ARCIMOTO, INC. CM|NQRB|Brut, LLC|400
FUV|ARCIMOTO, INC. CM|NTFN|Network 1 Financial Securities Inc.|1300
FUV|ARCIMOTO, INC. CM|PDQM|CODA MARKETS, INC.|910
FUV|ARCIMOTO, INC. CM|SAGL|SAGETRADER, LLC|700
FUV|ARCIMOTO, INC. CM|SALI|INTL FCSTONE FINANCIAL INC.|11808
FUV|ARCIMOTO, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|1424
FUV|ARCIMOTO, INC. CM|SPDR|SPEEDROUTE LLC|18943
FUV|ARCIMOTO, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|17715
FUV|ARCIMOTO, INC. CM|SWIM|TD Ameritrade, Inc.|23296
FUV|ARCIMOTO, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|12025
FUV|ARCIMOTO, INC. CM|TRBT|Tradebot Systems, Inc.|100
FUV|ARCIMOTO, INC. CM|TRCM|TRC MARKETS LLC|481
FUV|ARCIMOTO, INC. CM|UBSA|UBS SECURITIES LLC|41742
FUV|ARCIMOTO, INC. CM|UBSS|UBS Securities LLC|140096
FUV|ARCIMOTO, INC. CM|VALX|VIRTU AMERICAS LLC|3461
FUV|ARCIMOTO, INC. CM|VGRD|Vanguard Marketing Corporation|2189
FUV|ARCIMOTO, INC. CM|VIEW|VIEWTRADE SECURITIES LLC|600
FUV|ARCIMOTO, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|7778
FUV|ARCIMOTO, INC. CM|WEDB|WEDBUSH SECURITIES INC.|4335
FUV|ARCIMOTO, INC. CM|WGIF|CIBC World Markets Inc.|2000
FUV|ARCIMOTO, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|7363
FUV|ARCIMOTO, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
FUV|ARCIMOTO, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2750
FV|FIRST TRUST ETF VI|APCC|Apex Clearing Corporation|41
FV|FIRST TRUST ETF VI|BANK|Primevest Financial Services, Inc.|422
FV|FIRST TRUST ETF VI|BARD|Robert W. Baird & Co. Incorporated|8855
FV|FIRST TRUST ETF VI|BATM|CBOE TRADING, INC.|244
FV|FIRST TRUST ETF VI|BBNT|BB&T SECURITIES, LLC|10148
FV|FIRST TRUST ETF VI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42240
FV|FIRST TRUST ETF VI|CANT|Cantor Fitzgerald & Co.|160241
FV|FIRST TRUST ETF VI|CHAS|Charles Schwab & Co., Inc.|40909
FV|FIRST TRUST ETF VI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77
FV|FIRST TRUST ETF VI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10624
FV|FIRST TRUST ETF VI|CSIN|Citadel Securities Institutional LLC|2128
FV|FIRST TRUST ETF VI|CTDL|Citadel Derivatives Group Llc|29528
FV|FIRST TRUST ETF VI|CXCX|CITIGROUP GLOBAL MARKETS INC.|96
FV|FIRST TRUST ETF VI|DADA|D.A. Davidson & Co.|6996
FV|FIRST TRUST ETF VI|DAVA|Davenport & Company LLC|3541
FV|FIRST TRUST ETF VI|DBAB|Deutsche Bank Securities Inc.|2
FV|FIRST TRUST ETF VI|DBAX|Deutsche Bank Securities Inc.|10100
FV|FIRST TRUST ETF VI|DEAN|MORGAN STANLEY|44207
FV|FIRST TRUST ETF VI|DEGS|RONIN PROFESSIONAL LLC|100
FV|FIRST TRUST ETF VI|EBXL|EBX LLC|46900
FV|FIRST TRUST ETF VI|EDJO|Edward D. Jones & Co., L.P.|23673
FV|FIRST TRUST ETF VI|ETBE|Electronic Transaction Clearing, Inc.|100
FV|FIRST TRUST ETF VI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|560
FV|FIRST TRUST ETF VI|ETRS|E*Trade Securities LLC|5166
FV|FIRST TRUST ETF VI|FBCO|Credit Suisse Securities (USA) LLC|23770
FV|FIRST TRUST ETF VI|FILL|Tradestation Securities, Inc.|100
FV|FIRST TRUST ETF VI|FOMA|TD AMERITRADE CLEARING, INC.|241182
FV|FIRST TRUST ETF VI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5249
FV|FIRST TRUST ETF VI|FTBR|Foliofn Investments, Inc.|12470
FV|FIRST TRUST ETF VI|GEBB|GLOBAL EXECUTION BROKERS, LP|1191
FV|FIRST TRUST ETF VI|GLPX|ACS EXECUTION SERVICES, LLC|41
FV|FIRST TRUST ETF VI|GSCO|GOLDMAN SACHS & CO. LLC|415
FV|FIRST TRUST ETF VI|GSCS|GOLDMAN SACHS & CO. LLC|187
FV|FIRST TRUST ETF VI|GSLT|GOLDMAN SACHS & CO. LLC|1220
FV|FIRST TRUST ETF VI|GTSZ|GTS SECURITIES LLC|1009
FV|FIRST TRUST ETF VI|HRBF|American Enterprise Investment Services Inc.|8816
FV|FIRST TRUST ETF VI|IBKR|Interactive Brokers Llc|2537
FV|FIRST TRUST ETF VI|ICBX|INSTINET, LLC|33562
FV|FIRST TRUST ETF VI|INCA|INSTINET, LLC|1141
FV|FIRST TRUST ETF VI|ITGI|ITG Inc.|1046
FV|FIRST TRUST ETF VI|ITGP|ITG INC.|3400
FV|FIRST TRUST ETF VI|JANY|Janney Montgomery Scott Inc.|20944
FV|FIRST TRUST ETF VI|JMPT|JUMP TRADING, LLC|62
FV|FIRST TRUST ETF VI|JPMX|J.P. Morgan Securities LLC|2316
FV|FIRST TRUST ETF VI|JSEB|JANE STREET EXECUTION SERVICES, LLC|4841
FV|FIRST TRUST ETF VI|JSJX|JANE STREET CAPITAL LLC|141725
FV|FIRST TRUST ETF VI|KCGM|VIRTU Americas LLC|15203
FV|FIRST TRUST ETF VI|LEHM|Barclays Capital Inc./Le|6000
FV|FIRST TRUST ETF VI|LIME|Lime Brokerage LLC|8603
FV|FIRST TRUST ETF VI|MACC|Mid Atlantic Capital Corporation|10
FV|FIRST TRUST ETF VI|MAXM|Maxim Group LLC|8856
FV|FIRST TRUST ETF VI|MCBT|Moors & Cabot, Inc.|1230
FV|FIRST TRUST ETF VI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98176
FV|FIRST TRUST ETF VI|MOTF|MOTIF INVESTING, INC.|1
FV|FIRST TRUST ETF VI|MSCO|MORGAN STANLEY & CO. LLC|269883
FV|FIRST TRUST ETF VI|MSPL|MORGAN STANLEY & CO. LLC|26400
FV|FIRST TRUST ETF VI|NBCS|NBC Securities, INC.|1650
FV|FIRST TRUST ETF VI|NFSC|National Financial Services LLC|227291
FV|FIRST TRUST ETF VI|NITE|VIRTU Americas LLC|728381
FV|FIRST TRUST ETF VI|OLDM|OLD MISSION CAPITAL, LLC|18246
FV|FIRST TRUST ETF VI|OPCO|Oppenheimer & Co. Inc.|23247
FV|FIRST TRUST ETF VI|PDQM|CODA MARKETS, INC.|182
FV|FIRST TRUST ETF VI|PWJC|UBS Financial Services, Inc.|1125
FV|FIRST TRUST ETF VI|RAJA|Raymond James & Associates, Inc.|1031
FV|FIRST TRUST ETF VI|RBCM|RBC CAPITAL MARKETS, LLC|81303
FV|FIRST TRUST ETF VI|SALI|INTL FCSTONE FINANCIAL INC.|302
FV|FIRST TRUST ETF VI|SBSH|Citigroup Global Markets Inc.|600
FV|FIRST TRUST ETF VI|SGMT|GOLDMAN SACHS & CO. LLC|14552
FV|FIRST TRUST ETF VI|SPHN|Stephens Inc.|5047
FV|FIRST TRUST ETF VI|STFL|Stifel, Nicolaus & Company, Incorporated|35326
FV|FIRST TRUST ETF VI|SWIM|TD Ameritrade, Inc.|7524
FV|FIRST TRUST ETF VI|SWST|Hilltop Securities Inc.|21
FV|FIRST TRUST ETF VI|TKNG|ALLY INVEST SECURITIES LLC|207
FV|FIRST TRUST ETF VI|TRCM|TRC MARKETS LLC|2010
FV|FIRST TRUST ETF VI|TWTT|TASTYWORKS, INC.|100
FV|FIRST TRUST ETF VI|UBSA|UBS SECURITIES LLC|73753
FV|FIRST TRUST ETF VI|UBSS|UBS Securities LLC|265167
FV|FIRST TRUST ETF VI|VALX|VIRTU AMERICAS LLC|645
FV|FIRST TRUST ETF VI|VGRD|Vanguard Marketing Corporation|8404
FV|FIRST TRUST ETF VI|WCHV|WELLS FARGO SECURITIES, LLC|346160
FV|FIRST TRUST ETF VI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6274
FV|FIRST TRUST ETF VI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|795
FV|FIRST TRUST ETF VI|WSEA|WOLVERINE SECURITIES, LLC|33771
FV|FIRST TRUST ETF VI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1210
FV|FIRST TRUST ETF VI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|135867
FVAL|FIDELITY VALUE FACTO|APCC|Apex Clearing Corporation|39
FVAL|FIDELITY VALUE FACTO|CHAS|Charles Schwab & Co., Inc.|1
FVAL|FIDELITY VALUE FACTO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4112
FVAL|FIDELITY VALUE FACTO|CSIN|Citadel Securities Institutional LLC|9300
FVAL|FIDELITY VALUE FACTO|CTDL|Citadel Derivatives Group Llc|10252
FVAL|FIDELITY VALUE FACTO|CXCX|CITIGROUP GLOBAL MARKETS INC.|428
FVAL|FIDELITY VALUE FACTO|DBAX|Deutsche Bank Securities Inc.|900
FVAL|FIDELITY VALUE FACTO|EBXL|EBX LLC|2200
FVAL|FIDELITY VALUE FACTO|ETRS|E*Trade Securities LLC|1648
FVAL|FIDELITY VALUE FACTO|FILL|Tradestation Securities, Inc.|935
FVAL|FIDELITY VALUE FACTO|FTBR|Foliofn Investments, Inc.|5
FVAL|FIDELITY VALUE FACTO|GEBB|GLOBAL EXECUTION BROKERS, LP|300
FVAL|FIDELITY VALUE FACTO|GSLT|GOLDMAN SACHS & CO. LLC|2665
FVAL|FIDELITY VALUE FACTO|GTSZ|GTS SECURITIES LLC|150
FVAL|FIDELITY VALUE FACTO|IATS|INTERACTIVE BROKERS LLC|100
FVAL|FIDELITY VALUE FACTO|IBKR|Interactive Brokers Llc|836
FVAL|FIDELITY VALUE FACTO|ICBX|INSTINET, LLC|1100
FVAL|FIDELITY VALUE FACTO|INCA|INSTINET, LLC|94
FVAL|FIDELITY VALUE FACTO|ITGI|ITG Inc.|9
FVAL|FIDELITY VALUE FACTO|JSJX|JANE STREET CAPITAL LLC|28534
FVAL|FIDELITY VALUE FACTO|KCGM|VIRTU Americas LLC|1662
FVAL|FIDELITY VALUE FACTO|LEHM|Barclays Capital Inc./Le|5400
FVAL|FIDELITY VALUE FACTO|LIME|Lime Brokerage LLC|1914
FVAL|FIDELITY VALUE FACTO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
FVAL|FIDELITY VALUE FACTO|MSCO|MORGAN STANLEY & CO. LLC|6919
FVAL|FIDELITY VALUE FACTO|MSPL|MORGAN STANLEY & CO. LLC|500
FVAL|FIDELITY VALUE FACTO|NFSC|National Financial Services LLC|170569
FVAL|FIDELITY VALUE FACTO|NITE|VIRTU Americas LLC|79142
FVAL|FIDELITY VALUE FACTO|NITP|VIRTU Americas LLC|2326
FVAL|FIDELITY VALUE FACTO|PDQM|CODA MARKETS, INC.|59
FVAL|FIDELITY VALUE FACTO|RBCM|RBC CAPITAL MARKETS, LLC|300
FVAL|FIDELITY VALUE FACTO|SBSH|Citigroup Global Markets Inc.|1
FVAL|FIDELITY VALUE FACTO|SGMT|GOLDMAN SACHS & CO. LLC|800
FVAL|FIDELITY VALUE FACTO|TRCM|TRC MARKETS LLC|99
FVAL|FIDELITY VALUE FACTO|UBSA|UBS SECURITIES LLC|8922
FVAL|FIDELITY VALUE FACTO|UBSS|UBS Securities LLC|1563
FVAL|FIDELITY VALUE FACTO|VGRD|Vanguard Marketing Corporation|1370
FVAL|FIDELITY VALUE FACTO|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
FVAL|FIDELITY VALUE FACTO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42
FVC|FT DWA DYN FOC 5 ETF|APCC|Apex Clearing Corporation|43
FVC|FT DWA DYN FOC 5 ETF|BANK|Primevest Financial Services, Inc.|518
FVC|FT DWA DYN FOC 5 ETF|BARD|Robert W. Baird & Co. Incorporated|849
FVC|FT DWA DYN FOC 5 ETF|BBNT|BB&T SECURITIES, LLC|1984
FVC|FT DWA DYN FOC 5 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2513
FVC|FT DWA DYN FOC 5 ETF|BYXM|CBOE TRADING, INC.|3
FVC|FT DWA DYN FOC 5 ETF|CANT|Cantor Fitzgerald & Co.|86
FVC|FT DWA DYN FOC 5 ETF|CHAS|Charles Schwab & Co., Inc.|1388
FVC|FT DWA DYN FOC 5 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14362
FVC|FT DWA DYN FOC 5 ETF|DBAX|Deutsche Bank Securities Inc.|4400
FVC|FT DWA DYN FOC 5 ETF|DEAN|MORGAN STANLEY|7216
FVC|FT DWA DYN FOC 5 ETF|EBXL|EBX LLC|2300
FVC|FT DWA DYN FOC 5 ETF|EGXM|CBOE TRADING, INC.|250
FVC|FT DWA DYN FOC 5 ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|176
FVC|FT DWA DYN FOC 5 ETF|ETRS|E*Trade Securities LLC|201
FVC|FT DWA DYN FOC 5 ETF|FBCO|Credit Suisse Securities (USA) LLC|41687
FVC|FT DWA DYN FOC 5 ETF|FOMA|TD AMERITRADE CLEARING, INC.|105284
FVC|FT DWA DYN FOC 5 ETF|FTBR|Foliofn Investments, Inc.|792
FVC|FT DWA DYN FOC 5 ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|8102
FVC|FT DWA DYN FOC 5 ETF|GSLT|GOLDMAN SACHS & CO. LLC|5875
FVC|FT DWA DYN FOC 5 ETF|GTSZ|GTS SECURITIES LLC|1128
FVC|FT DWA DYN FOC 5 ETF|IATS|INTERACTIVE BROKERS LLC|1
FVC|FT DWA DYN FOC 5 ETF|IBKR|Interactive Brokers Llc|9771
FVC|FT DWA DYN FOC 5 ETF|ICBX|INSTINET, LLC|9156
FVC|FT DWA DYN FOC 5 ETF|INCA|INSTINET, LLC|100
FVC|FT DWA DYN FOC 5 ETF|ITGI|ITG Inc.|8581
FVC|FT DWA DYN FOC 5 ETF|JANY|Janney Montgomery Scott Inc.|1772
FVC|FT DWA DYN FOC 5 ETF|JPMX|J.P. Morgan Securities LLC|4200
FVC|FT DWA DYN FOC 5 ETF|JSJX|JANE STREET CAPITAL LLC|181945
FVC|FT DWA DYN FOC 5 ETF|KCGM|VIRTU Americas LLC|9071
FVC|FT DWA DYN FOC 5 ETF|LEHM|Barclays Capital Inc./Le|12600
FVC|FT DWA DYN FOC 5 ETF|LIME|Lime Brokerage LLC|10585
FVC|FT DWA DYN FOC 5 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10750
FVC|FT DWA DYN FOC 5 ETF|MSCO|MORGAN STANLEY & CO. LLC|101190
FVC|FT DWA DYN FOC 5 ETF|MSPL|MORGAN STANLEY & CO. LLC|600
FVC|FT DWA DYN FOC 5 ETF|NFSC|National Financial Services LLC|45996
FVC|FT DWA DYN FOC 5 ETF|NITE|VIRTU Americas LLC|127085
FVC|FT DWA DYN FOC 5 ETF|NITP|VIRTU Americas LLC|374
FVC|FT DWA DYN FOC 5 ETF|OPCO|Oppenheimer & Co. Inc.|832
FVC|FT DWA DYN FOC 5 ETF|PDQM|CODA MARKETS, INC.|11100
FVC|FT DWA DYN FOC 5 ETF|RAJA|Raymond James & Associates, Inc.|62799
FVC|FT DWA DYN FOC 5 ETF|RBCM|RBC CAPITAL MARKETS, LLC|20815
FVC|FT DWA DYN FOC 5 ETF|SGMT|GOLDMAN SACHS & CO. LLC|1406
FVC|FT DWA DYN FOC 5 ETF|STFL|Stifel, Nicolaus & Company, Incorporated|10148
FVC|FT DWA DYN FOC 5 ETF|SWIM|TD Ameritrade, Inc.|1510
FVC|FT DWA DYN FOC 5 ETF|SWST|Hilltop Securities Inc.|246
FVC|FT DWA DYN FOC 5 ETF|UBSA|UBS SECURITIES LLC|18016
FVC|FT DWA DYN FOC 5 ETF|UBSS|UBS Securities LLC|78762
FVC|FT DWA DYN FOC 5 ETF|VGRD|Vanguard Marketing Corporation|412
FVC|FT DWA DYN FOC 5 ETF|WCHV|WELLS FARGO SECURITIES, LLC|75407
FVC|FT DWA DYN FOC 5 ETF|WSEA|WOLVERINE SECURITIES, LLC|28
FVC|FT DWA DYN FOC 5 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|103988
FVD|FIRST TRUST VALUE LI|AGIS|Aegis Capital Corp.|308
FVD|FIRST TRUST VALUE LI|APCC|Apex Clearing Corporation|56
FVD|FIRST TRUST VALUE LI|BANK|Primevest Financial Services, Inc.|3132
FVD|FIRST TRUST VALUE LI|BARD|Robert W. Baird & Co. Incorporated|57143
FVD|FIRST TRUST VALUE LI|BBNT|BB&T SECURITIES, LLC|22983
FVD|FIRST TRUST VALUE LI|BERN|Sanford C. Bernstein & Co., LLC|2
FVD|FIRST TRUST VALUE LI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|101267
FVD|FIRST TRUST VALUE LI|BNCH|The Benchmark Company, LLC|125418
FVD|FIRST TRUST VALUE LI|BYXM|CBOE TRADING, INC.|300
FVD|FIRST TRUST VALUE LI|CANT|Cantor Fitzgerald & Co.|218520
FVD|FIRST TRUST VALUE LI|CHAS|Charles Schwab & Co., Inc.|2878
FVD|FIRST TRUST VALUE LI|CIST|Capital Institutional Services, Inc.|11140
FVD|FIRST TRUST VALUE LI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19900
FVD|FIRST TRUST VALUE LI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39820
FVD|FIRST TRUST VALUE LI|CSIN|Citadel Securities Institutional LLC|97959
FVD|FIRST TRUST VALUE LI|CTDL|Citadel Derivatives Group Llc|61961
FVD|FIRST TRUST VALUE LI|CXCX|CITIGROUP GLOBAL MARKETS INC.|3100
FVD|FIRST TRUST VALUE LI|DADA|D.A. Davidson & Co.|294
FVD|FIRST TRUST VALUE LI|DAVA|Davenport & Company LLC|868
FVD|FIRST TRUST VALUE LI|DBAB|Deutsche Bank Securities Inc.|102
FVD|FIRST TRUST VALUE LI|DBAX|Deutsche Bank Securities Inc.|13100
FVD|FIRST TRUST VALUE LI|DEAN|MORGAN STANLEY|87898
FVD|FIRST TRUST VALUE LI|EBXL|EBX LLC|17600
FVD|FIRST TRUST VALUE LI|ECUT|CONVERGEX EXECUTION SOLUTIONS|2592
FVD|FIRST TRUST VALUE LI|EDJO|Edward D. Jones & Co., L.P.|202481
FVD|FIRST TRUST VALUE LI|EGAM|CBOE TRADING, INC.|9190
FVD|FIRST TRUST VALUE LI|EGAW|CBOE TRADING, INC.|1148
FVD|FIRST TRUST VALUE LI|EGXM|CBOE TRADING, INC.|597
FVD|FIRST TRUST VALUE LI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|240
FVD|FIRST TRUST VALUE LI|ETRS|E*Trade Securities LLC|10375
FVD|FIRST TRUST VALUE LI|FBSB|U.S. Bancorp Investments, Inc.|30380
FVD|FIRST TRUST VALUE LI|FIDT|Fidelity Clearing Canada ULC./ CDS|1286
FVD|FIRST TRUST VALUE LI|FILL|Tradestation Securities, Inc.|64
FVD|FIRST TRUST VALUE LI|FINX|FINTECH SECURITIES|495
FVD|FIRST TRUST VALUE LI|FMAF|NBCN Inc./ CDS|300
FVD|FIRST TRUST VALUE LI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3866
FVD|FIRST TRUST VALUE LI|FTBR|Foliofn Investments, Inc.|12259
FVD|FIRST TRUST VALUE LI|GBMT|GBM International, Inc.|1816
FVD|FIRST TRUST VALUE LI|GLIS|TD Securities Inc|190
FVD|FIRST TRUST VALUE LI|GSCO|GOLDMAN SACHS & CO. LLC|17730
FVD|FIRST TRUST VALUE LI|GSLT|GOLDMAN SACHS & CO. LLC|2920
FVD|FIRST TRUST VALUE LI|GTSZ|GTS SECURITIES LLC|90
FVD|FIRST TRUST VALUE LI|HRBF|American Enterprise Investment Services Inc.|444361
FVD|FIRST TRUST VALUE LI|IATS|INTERACTIVE BROKERS LLC|764
FVD|FIRST TRUST VALUE LI|IBKR|Interactive Brokers Llc|2927
FVD|FIRST TRUST VALUE LI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1025
FVD|FIRST TRUST VALUE LI|ICBX|INSTINET, LLC|11255
FVD|FIRST TRUST VALUE LI|INCA|INSTINET, LLC|3887
FVD|FIRST TRUST VALUE LI|ITGI|ITG Inc.|1008
FVD|FIRST TRUST VALUE LI|ITGP|ITG INC.|2000
FVD|FIRST TRUST VALUE LI|JANY|Janney Montgomery Scott Inc.|11492
FVD|FIRST TRUST VALUE LI|JMPT|JUMP TRADING, LLC|160
FVD|FIRST TRUST VALUE LI|JPMX|J.P. Morgan Securities LLC|6092
FVD|FIRST TRUST VALUE LI|JSEB|JANE STREET EXECUTION SERVICES, LLC|112369
FVD|FIRST TRUST VALUE LI|JSJX|JANE STREET CAPITAL LLC|304427
FVD|FIRST TRUST VALUE LI|KCGM|VIRTU Americas LLC|11380
FVD|FIRST TRUST VALUE LI|LEHM|Barclays Capital Inc./Le|29905
FVD|FIRST TRUST VALUE LI|LGNT|COR CLEARING LLC|1
FVD|FIRST TRUST VALUE LI|LIME|Lime Brokerage LLC|2702
FVD|FIRST TRUST VALUE LI|LSCI|Lek Securities Corporation|13
FVD|FIRST TRUST VALUE LI|MACC|Mid Atlantic Capital Corporation|655
FVD|FIRST TRUST VALUE LI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12430
FVD|FIRST TRUST VALUE LI|MSCO|MORGAN STANLEY & CO. LLC|859698
FVD|FIRST TRUST VALUE LI|MSPL|MORGAN STANLEY & CO. LLC|3000
FVD|FIRST TRUST VALUE LI|NATL|National Securities Corporation|4392
FVD|FIRST TRUST VALUE LI|NBCS|NBC Securities, INC.|762
FVD|FIRST TRUST VALUE LI|NFSC|National Financial Services LLC|889272
FVD|FIRST TRUST VALUE LI|NITE|VIRTU Americas LLC|1265257
FVD|FIRST TRUST VALUE LI|NQRB|Brut, LLC|100
FVD|FIRST TRUST VALUE LI|NTRC|Northern Trust Securities, Inc.|2425
FVD|FIRST TRUST VALUE LI|OPCO|Oppenheimer & Co. Inc.|16894
FVD|FIRST TRUST VALUE LI|PDQM|CODA MARKETS, INC.|100
FVD|FIRST TRUST VALUE LI|PWJC|UBS Financial Services, Inc.|2740
FVD|FIRST TRUST VALUE LI|RBCM|RBC CAPITAL MARKETS, LLC|24527
FVD|FIRST TRUST VALUE LI|SALI|INTL FCSTONE FINANCIAL INC.|454
FVD|FIRST TRUST VALUE LI|SBSH|Citigroup Global Markets Inc.|23180
FVD|FIRST TRUST VALUE LI|SGMT|GOLDMAN SACHS & CO. LLC|14137
FVD|FIRST TRUST VALUE LI|SHMR|ABN Amro Clearing LLC|6808
FVD|FIRST TRUST VALUE LI|SPHN|Stephens Inc.|406
FVD|FIRST TRUST VALUE LI|STFL|Stifel, Nicolaus & Company, Incorporated|76854
FVD|FIRST TRUST VALUE LI|SWIM|TD Ameritrade, Inc.|1092
FVD|FIRST TRUST VALUE LI|SWST|Hilltop Securities Inc.|1598
FVD|FIRST TRUST VALUE LI|TKNG|ALLY INVEST SECURITIES LLC|100
FVD|FIRST TRUST VALUE LI|TRCM|TRC MARKETS LLC|400
FVD|FIRST TRUST VALUE LI|UBSA|UBS SECURITIES LLC|62816
FVD|FIRST TRUST VALUE LI|UBSS|UBS Securities LLC|563909
FVD|FIRST TRUST VALUE LI|VALX|VIRTU AMERICAS LLC|2845
FVD|FIRST TRUST VALUE LI|VGRD|Vanguard Marketing Corporation|9856
FVD|FIRST TRUST VALUE LI|WCHV|WELLS FARGO SECURITIES, LLC|333292
FVD|FIRST TRUST VALUE LI|WEDB|WEDBUSH SECURITIES INC.|44
FVD|FIRST TRUST VALUE LI|WEED|Weeden & Co.L.P.|2000
FVD|FIRST TRUST VALUE LI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1643
FVD|FIRST TRUST VALUE LI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|923
FVD|FIRST TRUST VALUE LI|WSEA|WOLVERINE SECURITIES, LLC|12507
FVD|FIRST TRUST VALUE LI|XSTM|NATIONAL FINANCIAL SERVICES LLC|6322
FVD|FIRST TRUST VALUE LI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|404542
FVE|FIVE STAR SNR LVG CM|APCC|Apex Clearing Corporation|44203
FVE|FIVE STAR SNR LVG CM|BANK|Primevest Financial Services, Inc.|25
FVE|FIVE STAR SNR LVG CM|BBNT|BB&T SECURITIES, LLC|1707
FVE|FIVE STAR SNR LVG CM|BERN|Sanford C. Bernstein & Co., LLC|2200
FVE|FIVE STAR SNR LVG CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56001
FVE|FIVE STAR SNR LVG CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3800
FVE|FIVE STAR SNR LVG CM|CTDL|Citadel Derivatives Group Llc|84
FVE|FIVE STAR SNR LVG CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1320
FVE|FIVE STAR SNR LVG CM|DBAB|Deutsche Bank Securities Inc.|2900
FVE|FIVE STAR SNR LVG CM|DBAX|Deutsche Bank Securities Inc.|600
FVE|FIVE STAR SNR LVG CM|DEGS|RONIN PROFESSIONAL LLC|4604
FVE|FIVE STAR SNR LVG CM|EBXL|EBX LLC|3500
FVE|FIVE STAR SNR LVG CM|EDJO|Edward D. Jones & Co., L.P.|1043
FVE|FIVE STAR SNR LVG CM|EGAM|CBOE TRADING, INC.|100
FVE|FIVE STAR SNR LVG CM|ETRS|E*Trade Securities LLC|33122
FVE|FIVE STAR SNR LVG CM|FBCO|Credit Suisse Securities (USA) LLC|3588
FVE|FIVE STAR SNR LVG CM|FILL|Tradestation Securities, Inc.|4921
FVE|FIVE STAR SNR LVG CM|FOMA|TD AMERITRADE CLEARING, INC.|47807
FVE|FIVE STAR SNR LVG CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|248
FVE|FIVE STAR SNR LVG CM|FTBR|Foliofn Investments, Inc.|19
FVE|FIVE STAR SNR LVG CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1508
FVE|FIVE STAR SNR LVG CM|GSCO|GOLDMAN SACHS & CO. LLC|10009
FVE|FIVE STAR SNR LVG CM|GSLT|GOLDMAN SACHS & CO. LLC|1844
FVE|FIVE STAR SNR LVG CM|HRBF|American Enterprise Investment Services Inc.|1668
FVE|FIVE STAR SNR LVG CM|IBKR|Interactive Brokers Llc|35824
FVE|FIVE STAR SNR LVG CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
FVE|FIVE STAR SNR LVG CM|ICBX|INSTINET, LLC|9900
FVE|FIVE STAR SNR LVG CM|INCA|INSTINET, LLC|10346
FVE|FIVE STAR SNR LVG CM|INJX|INSTINET, LLC|4290
FVE|FIVE STAR SNR LVG CM|ITGI|ITG Inc.|2100
FVE|FIVE STAR SNR LVG CM|ITGP|ITG INC.|200
FVE|FIVE STAR SNR LVG CM|JANY|Janney Montgomery Scott Inc.|20
FVE|FIVE STAR SNR LVG CM|JEFF|JEFFERIES LLC|14648
FVE|FIVE STAR SNR LVG CM|JPMX|J.P. Morgan Securities LLC|2400
FVE|FIVE STAR SNR LVG CM|KCGM|VIRTU Americas LLC|700
FVE|FIVE STAR SNR LVG CM|LEHM|Barclays Capital Inc./Le|16624
FVE|FIVE STAR SNR LVG CM|LIME|Lime Brokerage LLC|52091
FVE|FIVE STAR SNR LVG CM|MCBT|Moors & Cabot, Inc.|2
FVE|FIVE STAR SNR LVG CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
FVE|FIVE STAR SNR LVG CM|MSCO|MORGAN STANLEY & CO. LLC|32004
FVE|FIVE STAR SNR LVG CM|MSPL|MORGAN STANLEY & CO. LLC|200
FVE|FIVE STAR SNR LVG CM|MSTX|MORGAN STANLEY & CO. LLC|200
FVE|FIVE STAR SNR LVG CM|NFSC|National Financial Services LLC|119131
FVE|FIVE STAR SNR LVG CM|NITE|VIRTU Americas LLC|112920
FVE|FIVE STAR SNR LVG CM|PDQM|CODA MARKETS, INC.|100
FVE|FIVE STAR SNR LVG CM|ROBT|Robotti & Company, LLC|42
FVE|FIVE STAR SNR LVG CM|SBSH|Citigroup Global Markets Inc.|86
FVE|FIVE STAR SNR LVG CM|SGMT|GOLDMAN SACHS & CO. LLC|2800
FVE|FIVE STAR SNR LVG CM|SPDR|SPEEDROUTE LLC|8020
FVE|FIVE STAR SNR LVG CM|TKNG|ALLY INVEST SECURITIES LLC|10395
FVE|FIVE STAR SNR LVG CM|TRBT|Tradebot Systems, Inc.|836
FVE|FIVE STAR SNR LVG CM|TRCM|TRC MARKETS LLC|3797
FVE|FIVE STAR SNR LVG CM|UBSA|UBS SECURITIES LLC|18121
FVE|FIVE STAR SNR LVG CM|UBSS|UBS Securities LLC|41926
FVE|FIVE STAR SNR LVG CM|VALX|VIRTU AMERICAS LLC|2030
FVE|FIVE STAR SNR LVG CM|VGRD|Vanguard Marketing Corporation|8748
FVE|FIVE STAR SNR LVG CM|WCHV|WELLS FARGO SECURITIES, LLC|346
FVE|FIVE STAR SNR LVG CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15908
FVE|FIVE STAR SNR LVG CM|WSEA|WOLVERINE SECURITIES, LLC|10422
FVE|FIVE STAR SNR LVG CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4880
FVE|FIVE STAR SNR LVG CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|796
FVL|FIRST TR VALUE ETF|APCC|Apex Clearing Corporation|1
FVL|FIRST TR VALUE ETF|BATM|CBOE TRADING, INC.|292
FVL|FIRST TR VALUE ETF|CHAS|Charles Schwab & Co., Inc.|2
FVL|FIRST TR VALUE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|354
FVL|FIRST TR VALUE ETF|DEAN|MORGAN STANLEY|509
FVL|FIRST TR VALUE ETF|EDJO|Edward D. Jones & Co., L.P.|2038
FVL|FIRST TR VALUE ETF|ETRS|E*Trade Securities LLC|7
FVL|FIRST TR VALUE ETF|FTBR|Foliofn Investments, Inc.|45
FVL|FIRST TR VALUE ETF|HRBF|American Enterprise Investment Services Inc.|745
FVL|FIRST TR VALUE ETF|IBKR|Interactive Brokers Llc|125
FVL|FIRST TR VALUE ETF|JSJX|JANE STREET CAPITAL LLC|18258
FVL|FIRST TR VALUE ETF|KCGM|VIRTU Americas LLC|100
FVL|FIRST TR VALUE ETF|LIME|Lime Brokerage LLC|1107
FVL|FIRST TR VALUE ETF|MSCO|MORGAN STANLEY & CO. LLC|822
FVL|FIRST TR VALUE ETF|NFSC|National Financial Services LLC|1634
FVL|FIRST TR VALUE ETF|NITE|VIRTU Americas LLC|9711
FVL|FIRST TR VALUE ETF|RBCM|RBC CAPITAL MARKETS, LLC|1286
FVL|FIRST TR VALUE ETF|SBSH|Citigroup Global Markets Inc.|227
FVL|FIRST TR VALUE ETF|STFL|Stifel, Nicolaus & Company, Incorporated|200
FVL|FIRST TR VALUE ETF|UBSS|UBS Securities LLC|5621
FVL|FIRST TR VALUE ETF|VGRD|Vanguard Marketing Corporation|300
FVL|FIRST TR VALUE ETF|WCHV|WELLS FARGO SECURITIES, LLC|10589
FVL|FIRST TR VALUE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|329
FWDB|MADRONA GLOBAL BOND|APCC|Apex Clearing Corporation|17
FWDB|MADRONA GLOBAL BOND|CHAS|Charles Schwab & Co., Inc.|1
FWDB|MADRONA GLOBAL BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34
FWDB|MADRONA GLOBAL BOND|ETRS|E*Trade Securities LLC|68
FWDB|MADRONA GLOBAL BOND|FILL|Tradestation Securities, Inc.|132
FWDB|MADRONA GLOBAL BOND|FMAF|NBCN Inc./ CDS|75
FWDB|MADRONA GLOBAL BOND|FTBR|Foliofn Investments, Inc.|54
FWDB|MADRONA GLOBAL BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|4515
FWDB|MADRONA GLOBAL BOND|JSJX|JANE STREET CAPITAL LLC|216
FWDB|MADRONA GLOBAL BOND|KCGM|VIRTU Americas LLC|274
FWDB|MADRONA GLOBAL BOND|LEHM|Barclays Capital Inc./Le|200
FWDB|MADRONA GLOBAL BOND|LIME|Lime Brokerage LLC|34
FWDB|MADRONA GLOBAL BOND|NFSC|National Financial Services LLC|12394
FWDB|MADRONA GLOBAL BOND|NITE|VIRTU Americas LLC|770
FWDB|MADRONA GLOBAL BOND|UBSA|UBS SECURITIES LLC|562
FWDB|MADRONA GLOBAL BOND|UBSS|UBS Securities LLC|100
FWDB|MADRONA GLOBAL BOND|WSEA|WOLVERINE SECURITIES, LLC|2
FWDD|MADRONA DOMESTIC|CHAS|Charles Schwab & Co., Inc.|1
FWDD|MADRONA DOMESTIC|FTBR|Foliofn Investments, Inc.|2
FWDD|MADRONA DOMESTIC|JSJX|JANE STREET CAPITAL LLC|374
FWDD|MADRONA DOMESTIC|MSCO|MORGAN STANLEY & CO. LLC|140
FWDD|MADRONA DOMESTIC|NFSC|National Financial Services LLC|2953
FWDD|MADRONA DOMESTIC|NITE|VIRTU Americas LLC|409
FWDI|MADRONA INTL|APCC|Apex Clearing Corporation|6
FWDI|MADRONA INTL|FTBR|Foliofn Investments, Inc.|2
FWDI|MADRONA INTL|JSJX|JANE STREET CAPITAL LLC|1182
FWDI|MADRONA INTL|NFSC|National Financial Services LLC|4541
FWDI|MADRONA INTL|NITE|VIRTU Americas LLC|2580
FWDI|MADRONA INTL|NITP|VIRTU Americas LLC|100
FWDI|MADRONA INTL|UBSS|UBS Securities LLC|2
FWONA|LIBERTY FMLA ONE A|ALTX|Alternet Securities Inc.|3937
FWONA|LIBERTY FMLA ONE A|ANOS|ABEL/NOSER, L.L.C.|179
FWONA|LIBERTY FMLA ONE A|APCC|Apex Clearing Corporation|1517
FWONA|LIBERTY FMLA ONE A|BARD|Robert W. Baird & Co. Incorporated|453
FWONA|LIBERTY FMLA ONE A|BATM|CBOE TRADING, INC.|532
FWONA|LIBERTY FMLA ONE A|BAYC|BAY CREST PARTNERS, LLC|171
FWONA|LIBERTY FMLA ONE A|BAYT|BTIG, LLC|6703
FWONA|LIBERTY FMLA ONE A|BBNT|BB&T SECURITIES, LLC|62
FWONA|LIBERTY FMLA ONE A|BERN|Sanford C. Bernstein & Co., LLC|15205
FWONA|LIBERTY FMLA ONE A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2315
FWONA|LIBERTY FMLA ONE A|BNPX|BNP PARIBAS SECURITIES CORP.|109
FWONA|LIBERTY FMLA ONE A|BTIG|BTIG, LLC|7453
FWONA|LIBERTY FMLA ONE A|BYXM|CBOE TRADING, INC.|706
FWONA|LIBERTY FMLA ONE A|CAMC|Cambria Capital, LLC|67
FWONA|LIBERTY FMLA ONE A|CBLC|CITIGROUP GLOBAL MARKETS INC.|12232
FWONA|LIBERTY FMLA ONE A|CIST|Capital Institutional Services, Inc.|22
FWONA|LIBERTY FMLA ONE A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109
FWONA|LIBERTY FMLA ONE A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|215
FWONA|LIBERTY FMLA ONE A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
FWONA|LIBERTY FMLA ONE A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99461
FWONA|LIBERTY FMLA ONE A|CTDL|Citadel Derivatives Group Llc|11840
FWONA|LIBERTY FMLA ONE A|CXCX|CITIGROUP GLOBAL MARKETS INC.|10070
FWONA|LIBERTY FMLA ONE A|DADA|D.A. Davidson & Co.|26
FWONA|LIBERTY FMLA ONE A|DAVA|Davenport & Company LLC|5420
FWONA|LIBERTY FMLA ONE A|DBAB|Deutsche Bank Securities Inc.|64352
FWONA|LIBERTY FMLA ONE A|DBAX|Deutsche Bank Securities Inc.|31800
FWONA|LIBERTY FMLA ONE A|DEAN|MORGAN STANLEY|1076
FWONA|LIBERTY FMLA ONE A|DEGS|RONIN PROFESSIONAL LLC|3294
FWONA|LIBERTY FMLA ONE A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1106
FWONA|LIBERTY FMLA ONE A|EBXL|EBX LLC|49400
FWONA|LIBERTY FMLA ONE A|ECUT|CONVERGEX EXECUTION SOLUTIONS|7710
FWONA|LIBERTY FMLA ONE A|EDJO|Edward D. Jones & Co., L.P.|1131
FWONA|LIBERTY FMLA ONE A|EGAM|CBOE TRADING, INC.|1582
FWONA|LIBERTY FMLA ONE A|EGXM|CBOE TRADING, INC.|1608
FWONA|LIBERTY FMLA ONE A|EGXW|CBOE TRADING, INC.|100
FWONA|LIBERTY FMLA ONE A|ETBE|Electronic Transaction Clearing, Inc.|1633
FWONA|LIBERTY FMLA ONE A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5682
FWONA|LIBERTY FMLA ONE A|ETRS|E*Trade Securities LLC|41023
FWONA|LIBERTY FMLA ONE A|FBCO|Credit Suisse Securities (USA) LLC|127783
FWONA|LIBERTY FMLA ONE A|FILL|Tradestation Securities, Inc.|9004
FWONA|LIBERTY FMLA ONE A|FMAF|NBCN Inc./ CDS|3172
FWONA|LIBERTY FMLA ONE A|FOMA|TD AMERITRADE CLEARING, INC.|50593
FWONA|LIBERTY FMLA ONE A|FQLS|Quantlab Securities LP|65919
FWONA|LIBERTY FMLA ONE A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59674
FWONA|LIBERTY FMLA ONE A|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|50
FWONA|LIBERTY FMLA ONE A|FTBR|Foliofn Investments, Inc.|21
FWONA|LIBERTY FMLA ONE A|GEBB|GLOBAL EXECUTION BROKERS, LP|431
FWONA|LIBERTY FMLA ONE A|GLPX|ACS EXECUTION SERVICES, LLC|18282
FWONA|LIBERTY FMLA ONE A|GSCO|GOLDMAN SACHS & CO. LLC|151160
FWONA|LIBERTY FMLA ONE A|GSCS|GOLDMAN SACHS & CO. LLC|12076
FWONA|LIBERTY FMLA ONE A|GSLT|GOLDMAN SACHS & CO. LLC|600
FWONA|LIBERTY FMLA ONE A|GTSZ|GTS SECURITIES LLC|9022
FWONA|LIBERTY FMLA ONE A|HRBF|American Enterprise Investment Services Inc.|488
FWONA|LIBERTY FMLA ONE A|HSBC|HSBC Securities, Inc.|3173
FWONA|LIBERTY FMLA ONE A|IATS|INTERACTIVE BROKERS LLC|2810
FWONA|LIBERTY FMLA ONE A|IBKR|Interactive Brokers Llc|44885
FWONA|LIBERTY FMLA ONE A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
FWONA|LIBERTY FMLA ONE A|ICBX|INSTINET, LLC|16927
FWONA|LIBERTY FMLA ONE A|INCA|INSTINET, LLC|296593
FWONA|LIBERTY FMLA ONE A|INJX|INSTINET, LLC|8605
FWONA|LIBERTY FMLA ONE A|ITGI|ITG Inc.|9843
FWONA|LIBERTY FMLA ONE A|ITGP|ITG INC.|15200
FWONA|LIBERTY FMLA ONE A|JANY|Janney Montgomery Scott Inc.|106
FWONA|LIBERTY FMLA ONE A|JEFF|JEFFERIES LLC|44850
FWONA|LIBERTY FMLA ONE A|JMPT|JUMP TRADING, LLC|6738
FWONA|LIBERTY FMLA ONE A|JPBX|J.P. MORGAN SECURITIES LLC|800
FWONA|LIBERTY FMLA ONE A|JPMX|J.P. Morgan Securities LLC|30615
FWONA|LIBERTY FMLA ONE A|JSJX|JANE STREET CAPITAL LLC|2093
FWONA|LIBERTY FMLA ONE A|KCGM|VIRTU Americas LLC|3877
FWONA|LIBERTY FMLA ONE A|LEHM|Barclays Capital Inc./Le|324716
FWONA|LIBERTY FMLA ONE A|LIME|Lime Brokerage LLC|107811
FWONA|LIBERTY FMLA ONE A|LQNA|LIQUIDNET, INC.|15500
FWONA|LIBERTY FMLA ONE A|LSCI|Lek Securities Corporation|200
FWONA|LIBERTY FMLA ONE A|MAXM|Maxim Group LLC|7700
FWONA|LIBERTY FMLA ONE A|MBTS|ALLY INVEST SECURITIES LLC|181
FWONA|LIBERTY FMLA ONE A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15162
FWONA|LIBERTY FMLA ONE A|MSCO|MORGAN STANLEY & CO. LLC|495759
FWONA|LIBERTY FMLA ONE A|MSPL|MORGAN STANLEY & CO. LLC|29000
FWONA|LIBERTY FMLA ONE A|MSTX|MORGAN STANLEY & CO. LLC|23000
FWONA|LIBERTY FMLA ONE A|NFSC|National Financial Services LLC|66787
FWONA|LIBERTY FMLA ONE A|NITE|VIRTU Americas LLC|75627
FWONA|LIBERTY FMLA ONE A|NITP|VIRTU Americas LLC|836
FWONA|LIBERTY FMLA ONE A|NMRA|Nomura Securities International, Inc.|9100
FWONA|LIBERTY FMLA ONE A|NQRB|Brut, LLC|2521
FWONA|LIBERTY FMLA ONE A|NTRC|Northern Trust Securities, Inc.|289
FWONA|LIBERTY FMLA ONE A|OPCO|Oppenheimer & Co. Inc.|17
FWONA|LIBERTY FMLA ONE A|OTAA|OTA LLC|200
FWONA|LIBERTY FMLA ONE A|PDQM|CODA MARKETS, INC.|411
FWONA|LIBERTY FMLA ONE A|PHLY|NASDAQ Execution Services, LLC|200
FWONA|LIBERTY FMLA ONE A|PWJC|UBS Financial Services, Inc.|1411
FWONA|LIBERTY FMLA ONE A|RAJA|Raymond James & Associates, Inc.|3289
FWONA|LIBERTY FMLA ONE A|RBCM|RBC CAPITAL MARKETS, LLC|1098
FWONA|LIBERTY FMLA ONE A|SALI|INTL FCSTONE FINANCIAL INC.|1
FWONA|LIBERTY FMLA ONE A|SBSH|Citigroup Global Markets Inc.|104682
FWONA|LIBERTY FMLA ONE A|SGMT|GOLDMAN SACHS & CO. LLC|8758
FWONA|LIBERTY FMLA ONE A|STFL|Stifel, Nicolaus & Company, Incorporated|618
FWONA|LIBERTY FMLA ONE A|SWIM|TD Ameritrade, Inc.|7275
FWONA|LIBERTY FMLA ONE A|SWST|Hilltop Securities Inc.|831
FWONA|LIBERTY FMLA ONE A|TKNG|ALLY INVEST SECURITIES LLC|3
FWONA|LIBERTY FMLA ONE A|TRBT|Tradebot Systems, Inc.|66061
FWONA|LIBERTY FMLA ONE A|TRCM|TRC MARKETS LLC|53190
FWONA|LIBERTY FMLA ONE A|UBSA|UBS SECURITIES LLC|74731
FWONA|LIBERTY FMLA ONE A|UBSS|UBS Securities LLC|195560
FWONA|LIBERTY FMLA ONE A|VALX|VIRTU AMERICAS LLC|4328
FWONA|LIBERTY FMLA ONE A|VGRD|Vanguard Marketing Corporation|471
FWONA|LIBERTY FMLA ONE A|VNDS|VANDHAM SECURITIES CORP|3337
FWONA|LIBERTY FMLA ONE A|WABR|Wall Street Access|11197
FWONA|LIBERTY FMLA ONE A|WBLR|WILLIAM BLAIR|1000
FWONA|LIBERTY FMLA ONE A|WBPX|SUMMIT SECURITIES GROUP, LLC|202
FWONA|LIBERTY FMLA ONE A|WCHV|WELLS FARGO SECURITIES, LLC|30439
FWONA|LIBERTY FMLA ONE A|WDNX|WEEDEN & CO.L.P.|16600
FWONA|LIBERTY FMLA ONE A|WEDB|WEDBUSH SECURITIES INC.|31
FWONA|LIBERTY FMLA ONE A|WEED|Weeden & Co.L.P.|200
FWONA|LIBERTY FMLA ONE A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3363
FWONA|LIBERTY FMLA ONE A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2934
FWONA|LIBERTY FMLA ONE A|WGIF|CIBC World Markets Inc.|20
FWONA|LIBERTY FMLA ONE A|WSEA|WOLVERINE SECURITIES, LLC|321
FWONA|LIBERTY FMLA ONE A|XIST|INSTINET, LLC|4090
FWONA|LIBERTY FMLA ONE A|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
FWONA|LIBERTY FMLA ONE A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2421
FWONK|LIBERTY FMLA ONE C|ABLE|NATIXIS Securities Americas LLC|991257
FWONK|LIBERTY FMLA ONE C|ALTX|Alternet Securities Inc.|3000
FWONK|LIBERTY FMLA ONE C|ANOS|ABEL/NOSER, L.L.C.|1425
FWONK|LIBERTY FMLA ONE C|APCC|Apex Clearing Corporation|212
FWONK|LIBERTY FMLA ONE C|BARD|Robert W. Baird & Co. Incorporated|757
FWONK|LIBERTY FMLA ONE C|BATM|CBOE TRADING, INC.|2385
FWONK|LIBERTY FMLA ONE C|BAYC|BAY CREST PARTNERS, LLC|36
FWONK|LIBERTY FMLA ONE C|BAYT|BTIG, LLC|8300
FWONK|LIBERTY FMLA ONE C|BBNT|BB&T SECURITIES, LLC|60
FWONK|LIBERTY FMLA ONE C|BERN|Sanford C. Bernstein & Co., LLC|47587
FWONK|LIBERTY FMLA ONE C|BIDS|BIDS TRADING L.P.|5200
FWONK|LIBERTY FMLA ONE C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4233
FWONK|LIBERTY FMLA ONE C|BLKX|INSTINET, LLC|134811
FWONK|LIBERTY FMLA ONE C|BMOC|BMO Capital Markets Corp.|493
FWONK|LIBERTY FMLA ONE C|BNPX|BNP PARIBAS SECURITIES CORP.|656265
FWONK|LIBERTY FMLA ONE C|BTIG|BTIG, LLC|6521
FWONK|LIBERTY FMLA ONE C|BYXM|CBOE TRADING, INC.|2050
FWONK|LIBERTY FMLA ONE C|CAMC|Cambria Capital, LLC|150
FWONK|LIBERTY FMLA ONE C|CANT|Cantor Fitzgerald & Co.|50200
FWONK|LIBERTY FMLA ONE C|CBLC|CITIGROUP GLOBAL MARKETS INC.|13800
FWONK|LIBERTY FMLA ONE C|CHAS|Charles Schwab & Co., Inc.|495
FWONK|LIBERTY FMLA ONE C|CIOI|CITIGROUP GLOBAL MARKETS INC|225000
FWONK|LIBERTY FMLA ONE C|CIST|Capital Institutional Services, Inc.|2091
FWONK|LIBERTY FMLA ONE C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|157746
FWONK|LIBERTY FMLA ONE C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
FWONK|LIBERTY FMLA ONE C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
FWONK|LIBERTY FMLA ONE C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|315717
FWONK|LIBERTY FMLA ONE C|CTDL|Citadel Derivatives Group Llc|43653
FWONK|LIBERTY FMLA ONE C|CXCX|CITIGROUP GLOBAL MARKETS INC.|112428
FWONK|LIBERTY FMLA ONE C|DADA|D.A. Davidson & Co.|99
FWONK|LIBERTY FMLA ONE C|DBAB|Deutsche Bank Securities Inc.|934354
FWONK|LIBERTY FMLA ONE C|DBAX|Deutsche Bank Securities Inc.|261700
FWONK|LIBERTY FMLA ONE C|DEAN|MORGAN STANLEY|12655
FWONK|LIBERTY FMLA ONE C|DEGS|RONIN PROFESSIONAL LLC|1319
FWONK|LIBERTY FMLA ONE C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3940
FWONK|LIBERTY FMLA ONE C|EBXL|EBX LLC|211400
FWONK|LIBERTY FMLA ONE C|ECUT|CONVERGEX EXECUTION SOLUTIONS|4064
FWONK|LIBERTY FMLA ONE C|EDJO|Edward D. Jones & Co., L.P.|2572
FWONK|LIBERTY FMLA ONE C|EGAM|CBOE TRADING, INC.|10932
FWONK|LIBERTY FMLA ONE C|EGMT|EG MARKET TECHNOLOGIES LLC|500
FWONK|LIBERTY FMLA ONE C|EGXM|CBOE TRADING, INC.|6447
FWONK|LIBERTY FMLA ONE C|ETBE|Electronic Transaction Clearing, Inc.|38833
FWONK|LIBERTY FMLA ONE C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29871
FWONK|LIBERTY FMLA ONE C|ETRS|E*Trade Securities LLC|5966
FWONK|LIBERTY FMLA ONE C|FBCO|Credit Suisse Securities (USA) LLC|713970
FWONK|LIBERTY FMLA ONE C|FIDT|Fidelity Clearing Canada ULC./ CDS|150
FWONK|LIBERTY FMLA ONE C|FILL|Tradestation Securities, Inc.|744
FWONK|LIBERTY FMLA ONE C|FMAF|NBCN Inc./ CDS|4053
FWONK|LIBERTY FMLA ONE C|FOMA|TD AMERITRADE CLEARING, INC.|20594
FWONK|LIBERTY FMLA ONE C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1346
FWONK|LIBERTY FMLA ONE C|FQLS|Quantlab Securities LP|362182
FWONK|LIBERTY FMLA ONE C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|221059
FWONK|LIBERTY FMLA ONE C|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5020
FWONK|LIBERTY FMLA ONE C|FTBR|Foliofn Investments, Inc.|114
FWONK|LIBERTY FMLA ONE C|GEBB|GLOBAL EXECUTION BROKERS, LP|3952
FWONK|LIBERTY FMLA ONE C|GLPX|ACS EXECUTION SERVICES, LLC|3508
FWONK|LIBERTY FMLA ONE C|GSCO|GOLDMAN SACHS & CO. LLC|5030862
FWONK|LIBERTY FMLA ONE C|GSCS|GOLDMAN SACHS & CO. LLC|36968
FWONK|LIBERTY FMLA ONE C|GSLT|GOLDMAN SACHS & CO. LLC|9490
FWONK|LIBERTY FMLA ONE C|GTSZ|GTS SECURITIES LLC|41610
FWONK|LIBERTY FMLA ONE C|HRBF|American Enterprise Investment Services Inc.|4728
FWONK|LIBERTY FMLA ONE C|HSBC|HSBC Securities, Inc.|340046
FWONK|LIBERTY FMLA ONE C|IATS|INTERACTIVE BROKERS LLC|4896
FWONK|LIBERTY FMLA ONE C|IBKR|Interactive Brokers Llc|63010
FWONK|LIBERTY FMLA ONE C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|145
FWONK|LIBERTY FMLA ONE C|ICBX|INSTINET, LLC|84727
FWONK|LIBERTY FMLA ONE C|IMPC|Imperial Capital, LLC|601500
FWONK|LIBERTY FMLA ONE C|INCA|INSTINET, LLC|1111427
FWONK|LIBERTY FMLA ONE C|INJX|INSTINET, LLC|111602
FWONK|LIBERTY FMLA ONE C|ITGI|ITG Inc.|185299
FWONK|LIBERTY FMLA ONE C|ITGP|ITG INC.|354200
FWONK|LIBERTY FMLA ONE C|JANY|Janney Montgomery Scott Inc.|253
FWONK|LIBERTY FMLA ONE C|JEFF|JEFFERIES LLC|504688
FWONK|LIBERTY FMLA ONE C|JMPT|JUMP TRADING, LLC|85371
FWONK|LIBERTY FMLA ONE C|JONE|JonesTrading|941475
FWONK|LIBERTY FMLA ONE C|JPBX|J.P. MORGAN SECURITIES LLC|77615
FWONK|LIBERTY FMLA ONE C|JPMX|J.P. Morgan Securities LLC|614851
FWONK|LIBERTY FMLA ONE C|JSJX|JANE STREET CAPITAL LLC|6452
FWONK|LIBERTY FMLA ONE C|KCGM|VIRTU Americas LLC|50751
FWONK|LIBERTY FMLA ONE C|LEHM|Barclays Capital Inc./Le|1130900
FWONK|LIBERTY FMLA ONE C|LIME|Lime Brokerage LLC|287311
FWONK|LIBERTY FMLA ONE C|LMNX|LUMINEX TRADING & ANALYTICS LLC|156952
FWONK|LIBERTY FMLA ONE C|LOOP|Loop Capital Markets LLC|123
FWONK|LIBERTY FMLA ONE C|LQNA|LIQUIDNET, INC.|420100
FWONK|LIBERTY FMLA ONE C|LQNB|LIQUIDNET, INC.|6011
FWONK|LIBERTY FMLA ONE C|LSCI|Lek Securities Corporation|1170
FWONK|LIBERTY FMLA ONE C|MAXM|Maxim Group LLC|70978
FWONK|LIBERTY FMLA ONE C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125708
FWONK|LIBERTY FMLA ONE C|MSCO|MORGAN STANLEY & CO. LLC|4411917
FWONK|LIBERTY FMLA ONE C|MSPL|MORGAN STANLEY & CO. LLC|380500
FWONK|LIBERTY FMLA ONE C|MSTX|MORGAN STANLEY & CO. LLC|217100
FWONK|LIBERTY FMLA ONE C|NEUB|NEUBERGER BERMAN BD LLC|576
FWONK|LIBERTY FMLA ONE C|NFSC|National Financial Services LLC|116337
FWONK|LIBERTY FMLA ONE C|NITE|VIRTU Americas LLC|172807
FWONK|LIBERTY FMLA ONE C|NITP|VIRTU Americas LLC|3280
FWONK|LIBERTY FMLA ONE C|NMRA|Nomura Securities International, Inc.|188000
FWONK|LIBERTY FMLA ONE C|NQRB|Brut, LLC|28414
FWONK|LIBERTY FMLA ONE C|OPCO|Oppenheimer & Co. Inc.|3769
FWONK|LIBERTY FMLA ONE C|OTAA|OTA LLC|1200
FWONK|LIBERTY FMLA ONE C|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|401
FWONK|LIBERTY FMLA ONE C|PDQM|CODA MARKETS, INC.|2196
FWONK|LIBERTY FMLA ONE C|PIPR|Piper Jaffray & Co.|223351
FWONK|LIBERTY FMLA ONE C|PNSR|Penserra Securities, LLC|4524
FWONK|LIBERTY FMLA ONE C|PWJC|UBS Financial Services, Inc.|5601
FWONK|LIBERTY FMLA ONE C|RAJA|Raymond James & Associates, Inc.|4424
FWONK|LIBERTY FMLA ONE C|RBCM|RBC CAPITAL MARKETS, LLC|3040
FWONK|LIBERTY FMLA ONE C|SALI|INTL FCSTONE FINANCIAL INC.|2
FWONK|LIBERTY FMLA ONE C|SBSH|Citigroup Global Markets Inc.|553214
FWONK|LIBERTY FMLA ONE C|SGMT|GOLDMAN SACHS & CO. LLC|90231
FWONK|LIBERTY FMLA ONE C|SPDR|SPEEDROUTE LLC|13755
FWONK|LIBERTY FMLA ONE C|SPHN|Stephens Inc.|2683
FWONK|LIBERTY FMLA ONE C|STFL|Stifel, Nicolaus & Company, Incorporated|311
FWONK|LIBERTY FMLA ONE C|STKP|STOCKPILE INVESTMENTS, INC.|6
FWONK|LIBERTY FMLA ONE C|SWIM|TD Ameritrade, Inc.|8606
FWONK|LIBERTY FMLA ONE C|SWST|Hilltop Securities Inc.|1072
FWONK|LIBERTY FMLA ONE C|TAGC|TELSEY ADVISORY GROUP LLC|1650
FWONK|LIBERTY FMLA ONE C|TKNG|ALLY INVEST SECURITIES LLC|2
FWONK|LIBERTY FMLA ONE C|TRBT|Tradebot Systems, Inc.|363014
FWONK|LIBERTY FMLA ONE C|TRCM|TRC MARKETS LLC|193090
FWONK|LIBERTY FMLA ONE C|UBSA|UBS SECURITIES LLC|583160
FWONK|LIBERTY FMLA ONE C|UBSS|UBS Securities LLC|1193005
FWONK|LIBERTY FMLA ONE C|VALX|VIRTU AMERICAS LLC|4041
FWONK|LIBERTY FMLA ONE C|VERT|The Vertical Trading Group, LLC|200
FWONK|LIBERTY FMLA ONE C|VGRD|Vanguard Marketing Corporation|277
FWONK|LIBERTY FMLA ONE C|WBET|Wallachbeth Capital LLC|1135
FWONK|LIBERTY FMLA ONE C|WBPX|SUMMIT SECURITIES GROUP, LLC|200
FWONK|LIBERTY FMLA ONE C|WCHV|WELLS FARGO SECURITIES, LLC|32547
FWONK|LIBERTY FMLA ONE C|WEDB|WEDBUSH SECURITIES INC.|947
FWONK|LIBERTY FMLA ONE C|WEED|Weeden & Co.L.P.|1887
FWONK|LIBERTY FMLA ONE C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4886
FWONK|LIBERTY FMLA ONE C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10076
FWONK|LIBERTY FMLA ONE C|WLTH|WEALTHFRONT BROKERAGE CORPORATION|7
FWONK|LIBERTY FMLA ONE C|WSEA|WOLVERINE SECURITIES, LLC|1475
FWONK|LIBERTY FMLA ONE C|XIST|INSTINET, LLC|24536
FWONK|LIBERTY FMLA ONE C|XSTM|NATIONAL FINANCIAL SERVICES LLC|22256
FWONK|LIBERTY FMLA ONE C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|218
FWP|FORWARD PHARMA ADS|APCC|Apex Clearing Corporation|3011
FWP|FORWARD PHARMA ADS|BARD|Robert W. Baird & Co. Incorporated|6
FWP|FORWARD PHARMA ADS|BATM|CBOE TRADING, INC.|370
FWP|FORWARD PHARMA ADS|BERN|Sanford C. Bernstein & Co., LLC|2580
FWP|FORWARD PHARMA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
FWP|FORWARD PHARMA ADS|CANT|Cantor Fitzgerald & Co.|279
FWP|FORWARD PHARMA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8521
FWP|FORWARD PHARMA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
FWP|FORWARD PHARMA ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11695
FWP|FORWARD PHARMA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8899
FWP|FORWARD PHARMA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1682
FWP|FORWARD PHARMA ADS|DBAB|Deutsche Bank Securities Inc.|16192
FWP|FORWARD PHARMA ADS|DBAX|Deutsche Bank Securities Inc.|8400
FWP|FORWARD PHARMA ADS|DEGS|RONIN PROFESSIONAL LLC|23527
FWP|FORWARD PHARMA ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5598
FWP|FORWARD PHARMA ADS|EBXL|EBX LLC|5200
FWP|FORWARD PHARMA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
FWP|FORWARD PHARMA ADS|EGAM|CBOE TRADING, INC.|200
FWP|FORWARD PHARMA ADS|ETBE|Electronic Transaction Clearing, Inc.|900
FWP|FORWARD PHARMA ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|826
FWP|FORWARD PHARMA ADS|ETRS|E*Trade Securities LLC|15556
FWP|FORWARD PHARMA ADS|FBCO|Credit Suisse Securities (USA) LLC|11902
FWP|FORWARD PHARMA ADS|FILL|Tradestation Securities, Inc.|7400
FWP|FORWARD PHARMA ADS|FOMA|TD AMERITRADE CLEARING, INC.|64144
FWP|FORWARD PHARMA ADS|FTBR|Foliofn Investments, Inc.|37177
FWP|FORWARD PHARMA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|521
FWP|FORWARD PHARMA ADS|GLPX|ACS EXECUTION SERVICES, LLC|15875
FWP|FORWARD PHARMA ADS|GSCO|GOLDMAN SACHS & CO. LLC|4815
FWP|FORWARD PHARMA ADS|GTSZ|GTS SECURITIES LLC|7050
FWP|FORWARD PHARMA ADS|HSBC|HSBC Securities, Inc.|800
FWP|FORWARD PHARMA ADS|IATS|INTERACTIVE BROKERS LLC|6696
FWP|FORWARD PHARMA ADS|IBKR|Interactive Brokers Llc|33184
FWP|FORWARD PHARMA ADS|ICBX|INSTINET, LLC|1600
FWP|FORWARD PHARMA ADS|INCA|INSTINET, LLC|10189
FWP|FORWARD PHARMA ADS|INJX|INSTINET, LLC|32604
FWP|FORWARD PHARMA ADS|ITGI|ITG Inc.|700
FWP|FORWARD PHARMA ADS|ITGP|ITG INC.|4000
FWP|FORWARD PHARMA ADS|JEFF|JEFFERIES LLC|2903
FWP|FORWARD PHARMA ADS|JMPT|JUMP TRADING, LLC|1317
FWP|FORWARD PHARMA ADS|JONE|JonesTrading|11145
FWP|FORWARD PHARMA ADS|JPMX|J.P. Morgan Securities LLC|200
FWP|FORWARD PHARMA ADS|KCGM|VIRTU Americas LLC|4600
FWP|FORWARD PHARMA ADS|LEHM|Barclays Capital Inc./Le|5700
FWP|FORWARD PHARMA ADS|LIME|Lime Brokerage LLC|11989
FWP|FORWARD PHARMA ADS|LSCI|Lek Securities Corporation|500
FWP|FORWARD PHARMA ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FWP|FORWARD PHARMA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
FWP|FORWARD PHARMA ADS|MOTF|MOTIF INVESTING, INC.|1
FWP|FORWARD PHARMA ADS|MSCO|MORGAN STANLEY & CO. LLC|74371
FWP|FORWARD PHARMA ADS|MSPL|MORGAN STANLEY & CO. LLC|13100
FWP|FORWARD PHARMA ADS|NFSC|National Financial Services LLC|94362
FWP|FORWARD PHARMA ADS|NITE|VIRTU Americas LLC|196541
FWP|FORWARD PHARMA ADS|NITP|VIRTU Americas LLC|300
FWP|FORWARD PHARMA ADS|NQRB|Brut, LLC|1600
FWP|FORWARD PHARMA ADS|PDQM|CODA MARKETS, INC.|15975
FWP|FORWARD PHARMA ADS|SBSH|Citigroup Global Markets Inc.|13454
FWP|FORWARD PHARMA ADS|SGMT|GOLDMAN SACHS & CO. LLC|4629
FWP|FORWARD PHARMA ADS|SPDR|SPEEDROUTE LLC|2600
FWP|FORWARD PHARMA ADS|STFL|Stifel, Nicolaus & Company, Incorporated|5100
FWP|FORWARD PHARMA ADS|SWIM|TD Ameritrade, Inc.|17020
FWP|FORWARD PHARMA ADS|TKNG|ALLY INVEST SECURITIES LLC|1386
FWP|FORWARD PHARMA ADS|TRCM|TRC MARKETS LLC|588
FWP|FORWARD PHARMA ADS|TWTT|TASTYWORKS, INC.|200
FWP|FORWARD PHARMA ADS|UBSA|UBS SECURITIES LLC|11561
FWP|FORWARD PHARMA ADS|UBSS|UBS Securities LLC|19365
FWP|FORWARD PHARMA ADS|VALX|VIRTU AMERICAS LLC|2300
FWP|FORWARD PHARMA ADS|VGRD|Vanguard Marketing Corporation|21534
FWP|FORWARD PHARMA ADS|WCHV|WELLS FARGO SECURITIES, LLC|4800
FWP|FORWARD PHARMA ADS|WEDB|WEDBUSH SECURITIES INC.|700
FWP|FORWARD PHARMA ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|157
FWP|FORWARD PHARMA ADS|WGIF|CIBC World Markets Inc.|311
FWP|FORWARD PHARMA ADS|WOLF|Wolfe Trahan Securities|100
FWP|FORWARD PHARMA ADS|WSEA|WOLVERINE SECURITIES, LLC|2744
FWP|FORWARD PHARMA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
FWRD|FOWARD AIR CORP   ##|ACLP|ALEXANDER CAPITAL, L.P.|1000
FWRD|FOWARD AIR CORP   ##|ALLN|Allen & Company LLC|1766
FWRD|FOWARD AIR CORP   ##|ALTX|Alternet Securities Inc.|2000
FWRD|FOWARD AIR CORP   ##|ANOS|ABEL/NOSER, L.L.C.|91
FWRD|FOWARD AIR CORP   ##|APCC|Apex Clearing Corporation|21
FWRD|FOWARD AIR CORP   ##|BARD|Robert W. Baird & Co. Incorporated|458
FWRD|FOWARD AIR CORP   ##|BATM|CBOE TRADING, INC.|1039
FWRD|FOWARD AIR CORP   ##|BERN|Sanford C. Bernstein & Co., LLC|1116
FWRD|FOWARD AIR CORP   ##|BIDS|BIDS TRADING L.P.|100
FWRD|FOWARD AIR CORP   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|167
FWRD|FOWARD AIR CORP   ##|BLKX|INSTINET, LLC|10000
FWRD|FOWARD AIR CORP   ##|BMOC|BMO Capital Markets Corp.|5630
FWRD|FOWARD AIR CORP   ##|BNPX|BNP PARIBAS SECURITIES CORP.|49982
FWRD|FOWARD AIR CORP   ##|BTIG|BTIG, LLC|15289
FWRD|FOWARD AIR CORP   ##|BYXM|CBOE TRADING, INC.|200
FWRD|FOWARD AIR CORP   ##|BZYD|GOLDMAN SACHS & CO. LLC|967
FWRD|FOWARD AIR CORP   ##|CANT|Cantor Fitzgerald & Co.|21
FWRD|FOWARD AIR CORP   ##|CHAS|Charles Schwab & Co., Inc.|65
FWRD|FOWARD AIR CORP   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20223
FWRD|FOWARD AIR CORP   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7649
FWRD|FOWARD AIR CORP   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|410
FWRD|FOWARD AIR CORP   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46345
FWRD|FOWARD AIR CORP   ##|CTDL|Citadel Derivatives Group Llc|7170
FWRD|FOWARD AIR CORP   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4358
FWRD|FOWARD AIR CORP   ##|DADA|D.A. Davidson & Co.|48
FWRD|FOWARD AIR CORP   ##|DBAB|Deutsche Bank Securities Inc.|144684
FWRD|FOWARD AIR CORP   ##|DBAX|Deutsche Bank Securities Inc.|53500
FWRD|FOWARD AIR CORP   ##|DBUL|Deutsche Bank Securities Inc.|1100
FWRD|FOWARD AIR CORP   ##|DEAN|MORGAN STANLEY|545
FWRD|FOWARD AIR CORP   ##|DEGS|RONIN PROFESSIONAL LLC|775
FWRD|FOWARD AIR CORP   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1487
FWRD|FOWARD AIR CORP   ##|EBXL|EBX LLC|24200
FWRD|FOWARD AIR CORP   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|6923
FWRD|FOWARD AIR CORP   ##|EDJO|Edward D. Jones & Co., L.P.|59
FWRD|FOWARD AIR CORP   ##|EGAM|CBOE TRADING, INC.|584
FWRD|FOWARD AIR CORP   ##|EGMT|EG MARKET TECHNOLOGIES LLC|310
FWRD|FOWARD AIR CORP   ##|EGXM|CBOE TRADING, INC.|291
FWRD|FOWARD AIR CORP   ##|EGXW|CBOE TRADING, INC.|1
FWRD|FOWARD AIR CORP   ##|ETBE|Electronic Transaction Clearing, Inc.|858
FWRD|FOWARD AIR CORP   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|288
FWRD|FOWARD AIR CORP   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1860
FWRD|FOWARD AIR CORP   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14299
FWRD|FOWARD AIR CORP   ##|ETRS|E*Trade Securities LLC|716
FWRD|FOWARD AIR CORP   ##|FBCO|Credit Suisse Securities (USA) LLC|145815
FWRD|FOWARD AIR CORP   ##|FOMA|TD AMERITRADE CLEARING, INC.|73803
FWRD|FOWARD AIR CORP   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1106
FWRD|FOWARD AIR CORP   ##|FQLS|Quantlab Securities LP|73124
FWRD|FOWARD AIR CORP   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61855
FWRD|FOWARD AIR CORP   ##|FTBR|Foliofn Investments, Inc.|339
FWRD|FOWARD AIR CORP   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8705
FWRD|FOWARD AIR CORP   ##|GLPX|ACS EXECUTION SERVICES, LLC|9217
FWRD|FOWARD AIR CORP   ##|GSCO|GOLDMAN SACHS & CO. LLC|883610
FWRD|FOWARD AIR CORP   ##|GSCS|GOLDMAN SACHS & CO. LLC|6626
FWRD|FOWARD AIR CORP   ##|GSLT|GOLDMAN SACHS & CO. LLC|220
FWRD|FOWARD AIR CORP   ##|GTSZ|GTS SECURITIES LLC|34074
FWRD|FOWARD AIR CORP   ##|HPPX|POTAMUS TRADING, LLC|823
FWRD|FOWARD AIR CORP   ##|HRBF|American Enterprise Investment Services Inc.|371
FWRD|FOWARD AIR CORP   ##|HSBC|HSBC Securities, Inc.|53070
FWRD|FOWARD AIR CORP   ##|IATS|INTERACTIVE BROKERS LLC|3636
FWRD|FOWARD AIR CORP   ##|IBKR|Interactive Brokers Llc|22162
FWRD|FOWARD AIR CORP   ##|ICBX|INSTINET, LLC|3400
FWRD|FOWARD AIR CORP   ##|IEQY|CITADEL SECURITIES LLC|26501
FWRD|FOWARD AIR CORP   ##|INCA|INSTINET, LLC|129144
FWRD|FOWARD AIR CORP   ##|INJX|INSTINET, LLC|6951
FWRD|FOWARD AIR CORP   ##|ITGI|ITG Inc.|13374
FWRD|FOWARD AIR CORP   ##|ITGP|ITG INC.|25400
FWRD|FOWARD AIR CORP   ##|JANY|Janney Montgomery Scott Inc.|24
FWRD|FOWARD AIR CORP   ##|JEFF|JEFFERIES LLC|40211
FWRD|FOWARD AIR CORP   ##|JMPT|JUMP TRADING, LLC|10907
FWRD|FOWARD AIR CORP   ##|JONE|JonesTrading|17
FWRD|FOWARD AIR CORP   ##|JPBX|J.P. MORGAN SECURITIES LLC|1800
FWRD|FOWARD AIR CORP   ##|JPMX|J.P. Morgan Securities LLC|46025
FWRD|FOWARD AIR CORP   ##|JSJX|JANE STREET CAPITAL LLC|8541
FWRD|FOWARD AIR CORP   ##|KCGM|VIRTU Americas LLC|3824
FWRD|FOWARD AIR CORP   ##|LEHM|Barclays Capital Inc./Le|136348
FWRD|FOWARD AIR CORP   ##|LIME|Lime Brokerage LLC|98289
FWRD|FOWARD AIR CORP   ##|LMGP|LIME BROKERAGE LLC|550
FWRD|FOWARD AIR CORP   ##|LOOP|Loop Capital Markets LLC|1100
FWRD|FOWARD AIR CORP   ##|LSCI|Lek Securities Corporation|4
FWRD|FOWARD AIR CORP   ##|MAXM|Maxim Group LLC|3067
FWRD|FOWARD AIR CORP   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9700
FWRD|FOWARD AIR CORP   ##|MOTF|MOTIF INVESTING, INC.|5
FWRD|FOWARD AIR CORP   ##|MSCO|MORGAN STANLEY & CO. LLC|954074
FWRD|FOWARD AIR CORP   ##|MSPL|MORGAN STANLEY & CO. LLC|66700
FWRD|FOWARD AIR CORP   ##|MSTX|MORGAN STANLEY & CO. LLC|13400
FWRD|FOWARD AIR CORP   ##|NFSC|National Financial Services LLC|22894
FWRD|FOWARD AIR CORP   ##|NITE|VIRTU Americas LLC|77304
FWRD|FOWARD AIR CORP   ##|NITP|VIRTU Americas LLC|4800
FWRD|FOWARD AIR CORP   ##|NQRB|Brut, LLC|406
FWRD|FOWARD AIR CORP   ##|NTRC|Northern Trust Securities, Inc.|2113
FWRD|FOWARD AIR CORP   ##|OPCO|Oppenheimer & Co. Inc.|150
FWRD|FOWARD AIR CORP   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|711
FWRD|FOWARD AIR CORP   ##|PDQM|CODA MARKETS, INC.|19872
FWRD|FOWARD AIR CORP   ##|RAJA|Raymond James & Associates, Inc.|1053
FWRD|FOWARD AIR CORP   ##|RBCM|RBC CAPITAL MARKETS, LLC|197
FWRD|FOWARD AIR CORP   ##|SAGL|SAGETRADER, LLC|8170
FWRD|FOWARD AIR CORP   ##|SAGW|SAGETRADER, LLC|100
FWRD|FOWARD AIR CORP   ##|SALI|INTL FCSTONE FINANCIAL INC.|64
FWRD|FOWARD AIR CORP   ##|SBSH|Citigroup Global Markets Inc.|80214
FWRD|FOWARD AIR CORP   ##|SGMT|GOLDMAN SACHS & CO. LLC|14605
FWRD|FOWARD AIR CORP   ##|SOGO|Wang Investment Associates, Inc.|2000
FWRD|FOWARD AIR CORP   ##|SPDR|SPEEDROUTE LLC|1559
FWRD|FOWARD AIR CORP   ##|SPTD|MINT GLOBAL MARKETS, INC.|655
FWRD|FOWARD AIR CORP   ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|31068
FWRD|FOWARD AIR CORP   ##|STFL|Stifel, Nicolaus & Company, Incorporated|236
FWRD|FOWARD AIR CORP   ##|SWIM|TD Ameritrade, Inc.|54
FWRD|FOWARD AIR CORP   ##|TRBT|Tradebot Systems, Inc.|46501
FWRD|FOWARD AIR CORP   ##|TRCM|TRC MARKETS LLC|51317
FWRD|FOWARD AIR CORP   ##|UBSA|UBS SECURITIES LLC|115381
FWRD|FOWARD AIR CORP   ##|UBSS|UBS Securities LLC|270040
FWRD|FOWARD AIR CORP   ##|VALX|VIRTU AMERICAS LLC|3896
FWRD|FOWARD AIR CORP   ##|VERT|The Vertical Trading Group, LLC|1000
FWRD|FOWARD AIR CORP   ##|VGRD|Vanguard Marketing Corporation|151
FWRD|FOWARD AIR CORP   ##|WCHV|WELLS FARGO SECURITIES, LLC|72083
FWRD|FOWARD AIR CORP   ##|WEED|Weeden & Co.L.P.|1159
FWRD|FOWARD AIR CORP   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|887
FWRD|FOWARD AIR CORP   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|325
FWRD|FOWARD AIR CORP   ##|WGIF|CIBC World Markets Inc.|842
FWRD|FOWARD AIR CORP   ##|WSEA|WOLVERINE SECURITIES, LLC|255
FWRD|FOWARD AIR CORP   ##|XIST|INSTINET, LLC|12132
FWRD|FOWARD AIR CORP   ##|XPQR|Jump Trading|88
FWRD|FOWARD AIR CORP   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2332
FWRD|FOWARD AIR CORP   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|2034
FWRD|FOWARD AIR CORP   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|461
FXA|CRRNCYSHR AUS DLR TR|APCC|Apex Clearing Corporation|492
FXA|CRRNCYSHR AUS DLR TR|BATM|CBOE TRADING, INC.|3300
FXA|CRRNCYSHR AUS DLR TR|BERN|Sanford C. Bernstein & Co., LLC|100
FXA|CRRNCYSHR AUS DLR TR|CANT|Cantor Fitzgerald & Co.|185
FXA|CRRNCYSHR AUS DLR TR|CHAS|Charles Schwab & Co., Inc.|100
FXA|CRRNCYSHR AUS DLR TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4450
FXA|CRRNCYSHR AUS DLR TR|CTDL|Citadel Derivatives Group Llc|186
FXA|CRRNCYSHR AUS DLR TR|CTLR|CUTLER GROUP, LP|100
FXA|CRRNCYSHR AUS DLR TR|DBAB|Deutsche Bank Securities Inc.|5400
FXA|CRRNCYSHR AUS DLR TR|DBAX|Deutsche Bank Securities Inc.|4400
FXA|CRRNCYSHR AUS DLR TR|DEAN|MORGAN STANLEY|150
FXA|CRRNCYSHR AUS DLR TR|EBXL|EBX LLC|100
FXA|CRRNCYSHR AUS DLR TR|ETRS|E*Trade Securities LLC|4380
FXA|CRRNCYSHR AUS DLR TR|FBSB|U.S. Bancorp Investments, Inc.|13
FXA|CRRNCYSHR AUS DLR TR|FILL|Tradestation Securities, Inc.|1210
FXA|CRRNCYSHR AUS DLR TR|FLTU|FLOW TRADERS US LLC|1400
FXA|CRRNCYSHR AUS DLR TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
FXA|CRRNCYSHR AUS DLR TR|FTBR|Foliofn Investments, Inc.|5
FXA|CRRNCYSHR AUS DLR TR|GSCO|GOLDMAN SACHS & CO. LLC|47
FXA|CRRNCYSHR AUS DLR TR|GSLT|GOLDMAN SACHS & CO. LLC|700
FXA|CRRNCYSHR AUS DLR TR|HRBF|American Enterprise Investment Services Inc.|404
FXA|CRRNCYSHR AUS DLR TR|IATS|INTERACTIVE BROKERS LLC|454
FXA|CRRNCYSHR AUS DLR TR|IBKR|Interactive Brokers Llc|5669
FXA|CRRNCYSHR AUS DLR TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
FXA|CRRNCYSHR AUS DLR TR|ICBX|INSTINET, LLC|8743
FXA|CRRNCYSHR AUS DLR TR|INCA|INSTINET, LLC|4561
FXA|CRRNCYSHR AUS DLR TR|ITGI|ITG Inc.|907
FXA|CRRNCYSHR AUS DLR TR|ITGP|ITG INC.|4400
FXA|CRRNCYSHR AUS DLR TR|JANY|Janney Montgomery Scott Inc.|50
FXA|CRRNCYSHR AUS DLR TR|JSJX|JANE STREET CAPITAL LLC|17381
FXA|CRRNCYSHR AUS DLR TR|KCGM|VIRTU Americas LLC|200
FXA|CRRNCYSHR AUS DLR TR|LEHM|Barclays Capital Inc./Le|4512
FXA|CRRNCYSHR AUS DLR TR|LIME|Lime Brokerage LLC|4900
FXA|CRRNCYSHR AUS DLR TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|946
FXA|CRRNCYSHR AUS DLR TR|MSCO|MORGAN STANLEY & CO. LLC|5395
FXA|CRRNCYSHR AUS DLR TR|MSPL|MORGAN STANLEY & CO. LLC|1500
FXA|CRRNCYSHR AUS DLR TR|NFSC|National Financial Services LLC|6922
FXA|CRRNCYSHR AUS DLR TR|NITE|VIRTU Americas LLC|17103
FXA|CRRNCYSHR AUS DLR TR|RBCM|RBC CAPITAL MARKETS, LLC|546
FXA|CRRNCYSHR AUS DLR TR|SWIM|TD Ameritrade, Inc.|5410
FXA|CRRNCYSHR AUS DLR TR|UBSA|UBS SECURITIES LLC|7507
FXA|CRRNCYSHR AUS DLR TR|UBSS|UBS Securities LLC|5632
FXA|CRRNCYSHR AUS DLR TR|VGRD|Vanguard Marketing Corporation|3102
FXA|CRRNCYSHR AUS DLR TR|VSIN|Vision Financial Markets Llc|10
FXA|CRRNCYSHR AUS DLR TR|WCHV|WELLS FARGO SECURITIES, LLC|1101
FXA|CRRNCYSHR AUS DLR TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2000
FXA|CRRNCYSHR AUS DLR TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1847
FXA|CRRNCYSHR AUS DLR TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1110
FXB|CRRNCYSHR BP STER TR|APCC|Apex Clearing Corporation|923
FXB|CRRNCYSHR BP STER TR|BARD|Robert W. Baird & Co. Incorporated|47
FXB|CRRNCYSHR BP STER TR|BATM|CBOE TRADING, INC.|731
FXB|CRRNCYSHR BP STER TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30
FXB|CRRNCYSHR BP STER TR|CHAS|Charles Schwab & Co., Inc.|115
FXB|CRRNCYSHR BP STER TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15707
FXB|CRRNCYSHR BP STER TR|CTDL|Citadel Derivatives Group Llc|48
FXB|CRRNCYSHR BP STER TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
FXB|CRRNCYSHR BP STER TR|DBAX|Deutsche Bank Securities Inc.|4100
FXB|CRRNCYSHR BP STER TR|DEAN|MORGAN STANLEY|40
FXB|CRRNCYSHR BP STER TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2449
FXB|CRRNCYSHR BP STER TR|EBXL|EBX LLC|7200
FXB|CRRNCYSHR BP STER TR|ETRS|E*Trade Securities LLC|4589
FXB|CRRNCYSHR BP STER TR|EVRS|E1 ASSET MANAGEMENT, INC.|75
FXB|CRRNCYSHR BP STER TR|FILL|Tradestation Securities, Inc.|120
FXB|CRRNCYSHR BP STER TR|FLTU|FLOW TRADERS US LLC|500
FXB|CRRNCYSHR BP STER TR|FMAF|NBCN Inc./ CDS|1165
FXB|CRRNCYSHR BP STER TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
FXB|CRRNCYSHR BP STER TR|FTBR|Foliofn Investments, Inc.|813
FXB|CRRNCYSHR BP STER TR|GBMT|GBM International, Inc.|436
FXB|CRRNCYSHR BP STER TR|GLPX|ACS EXECUTION SERVICES, LLC|1900
FXB|CRRNCYSHR BP STER TR|GSCO|GOLDMAN SACHS & CO. LLC|1000
FXB|CRRNCYSHR BP STER TR|GSCS|GOLDMAN SACHS & CO. LLC|700
FXB|CRRNCYSHR BP STER TR|GSLT|GOLDMAN SACHS & CO. LLC|1900
FXB|CRRNCYSHR BP STER TR|HRBF|American Enterprise Investment Services Inc.|59
FXB|CRRNCYSHR BP STER TR|IATS|INTERACTIVE BROKERS LLC|287
FXB|CRRNCYSHR BP STER TR|IBKR|Interactive Brokers Llc|3641
FXB|CRRNCYSHR BP STER TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
FXB|CRRNCYSHR BP STER TR|ICBX|INSTINET, LLC|19087
FXB|CRRNCYSHR BP STER TR|INCA|INSTINET, LLC|72428
FXB|CRRNCYSHR BP STER TR|ITGI|ITG Inc.|27
FXB|CRRNCYSHR BP STER TR|ITGP|ITG INC.|9800
FXB|CRRNCYSHR BP STER TR|JANY|Janney Montgomery Scott Inc.|150
FXB|CRRNCYSHR BP STER TR|JPMX|J.P. Morgan Securities LLC|3794
FXB|CRRNCYSHR BP STER TR|JSJX|JANE STREET CAPITAL LLC|14304
FXB|CRRNCYSHR BP STER TR|KCGM|VIRTU Americas LLC|5922
FXB|CRRNCYSHR BP STER TR|LEHM|Barclays Capital Inc./Le|7307
FXB|CRRNCYSHR BP STER TR|LIME|Lime Brokerage LLC|4224
FXB|CRRNCYSHR BP STER TR|MAXM|Maxim Group LLC|7120
FXB|CRRNCYSHR BP STER TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
FXB|CRRNCYSHR BP STER TR|MOTF|MOTIF INVESTING, INC.|19
FXB|CRRNCYSHR BP STER TR|MSCO|MORGAN STANLEY & CO. LLC|2733
FXB|CRRNCYSHR BP STER TR|NATL|National Securities Corporation|20
FXB|CRRNCYSHR BP STER TR|NFSC|National Financial Services LLC|4780
FXB|CRRNCYSHR BP STER TR|NITE|VIRTU Americas LLC|25621
FXB|CRRNCYSHR BP STER TR|NQRB|Brut, LLC|500
FXB|CRRNCYSHR BP STER TR|NTBF|BMO Nesbitt Burns Inc./CDS|155
FXB|CRRNCYSHR BP STER TR|OHOS|TWO SIGMA SECURITIES, LLC|100
FXB|CRRNCYSHR BP STER TR|PDQM|CODA MARKETS, INC.|4400
FXB|CRRNCYSHR BP STER TR|PWJC|UBS Financial Services, Inc.|200
FXB|CRRNCYSHR BP STER TR|RBCM|RBC CAPITAL MARKETS, LLC|200
FXB|CRRNCYSHR BP STER TR|SBSH|Citigroup Global Markets Inc.|500
FXB|CRRNCYSHR BP STER TR|SGMT|GOLDMAN SACHS & CO. LLC|1600
FXB|CRRNCYSHR BP STER TR|SPDR|SPEEDROUTE LLC|1200
FXB|CRRNCYSHR BP STER TR|STFL|Stifel, Nicolaus & Company, Incorporated|200
FXB|CRRNCYSHR BP STER TR|SWIM|TD Ameritrade, Inc.|1193
FXB|CRRNCYSHR BP STER TR|TKNG|ALLY INVEST SECURITIES LLC|26
FXB|CRRNCYSHR BP STER TR|TWTT|TASTYWORKS, INC.|200
FXB|CRRNCYSHR BP STER TR|UBSA|UBS SECURITIES LLC|33156
FXB|CRRNCYSHR BP STER TR|UBSS|UBS Securities LLC|2009
FXB|CRRNCYSHR BP STER TR|VGRD|Vanguard Marketing Corporation|1850
FXB|CRRNCYSHR BP STER TR|WCHV|WELLS FARGO SECURITIES, LLC|3986
FXB|CRRNCYSHR BP STER TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|520
FXB|CRRNCYSHR BP STER TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7281
FXB|CRRNCYSHR BP STER TR|WSEA|WOLVERINE SECURITIES, LLC|1635
FXB|CRRNCYSHR BP STER TR|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
FXB|CRRNCYSHR BP STER TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
FXC|CRRNCYSHRS CAN DL TR|APCC|Apex Clearing Corporation|1363
FXC|CRRNCYSHRS CAN DL TR|BARD|Robert W. Baird & Co. Incorporated|45
FXC|CRRNCYSHRS CAN DL TR|BATM|CBOE TRADING, INC.|3619
FXC|CRRNCYSHRS CAN DL TR|BBNT|BB&T SECURITIES, LLC|1
FXC|CRRNCYSHRS CAN DL TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
FXC|CRRNCYSHRS CAN DL TR|CHAS|Charles Schwab & Co., Inc.|140
FXC|CRRNCYSHRS CAN DL TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7868
FXC|CRRNCYSHRS CAN DL TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FXC|CRRNCYSHRS CAN DL TR|DBAB|Deutsche Bank Securities Inc.|200
FXC|CRRNCYSHRS CAN DL TR|DBAX|Deutsche Bank Securities Inc.|4200
FXC|CRRNCYSHRS CAN DL TR|DEAN|MORGAN STANLEY|300
FXC|CRRNCYSHRS CAN DL TR|DEGS|RONIN PROFESSIONAL LLC|366
FXC|CRRNCYSHRS CAN DL TR|EBXL|EBX LLC|3200
FXC|CRRNCYSHRS CAN DL TR|ETRS|E*Trade Securities LLC|4105
FXC|CRRNCYSHRS CAN DL TR|FIDT|Fidelity Clearing Canada ULC./ CDS|300
FXC|CRRNCYSHRS CAN DL TR|FILL|Tradestation Securities, Inc.|1801
FXC|CRRNCYSHRS CAN DL TR|FINX|FINTECH SECURITIES|48
FXC|CRRNCYSHRS CAN DL TR|FLTU|FLOW TRADERS US LLC|110
FXC|CRRNCYSHRS CAN DL TR|FMAF|NBCN Inc./ CDS|2551
FXC|CRRNCYSHRS CAN DL TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10
FXC|CRRNCYSHRS CAN DL TR|FTBR|Foliofn Investments, Inc.|166
FXC|CRRNCYSHRS CAN DL TR|GBMT|GBM International, Inc.|610
FXC|CRRNCYSHRS CAN DL TR|GLIS|TD Securities Inc|2484
FXC|CRRNCYSHRS CAN DL TR|GSCS|GOLDMAN SACHS & CO. LLC|600
FXC|CRRNCYSHRS CAN DL TR|GSLT|GOLDMAN SACHS & CO. LLC|3100
FXC|CRRNCYSHRS CAN DL TR|HRBF|American Enterprise Investment Services Inc.|101
FXC|CRRNCYSHRS CAN DL TR|IATS|INTERACTIVE BROKERS LLC|514
FXC|CRRNCYSHRS CAN DL TR|IBKR|Interactive Brokers Llc|9866
FXC|CRRNCYSHRS CAN DL TR|ICBX|INSTINET, LLC|27614
FXC|CRRNCYSHRS CAN DL TR|INCA|INSTINET, LLC|6694
FXC|CRRNCYSHRS CAN DL TR|ITGP|ITG INC.|16800
FXC|CRRNCYSHRS CAN DL TR|JSJX|JANE STREET CAPITAL LLC|3582
FXC|CRRNCYSHRS CAN DL TR|KCGM|VIRTU Americas LLC|3800
FXC|CRRNCYSHRS CAN DL TR|LEHM|Barclays Capital Inc./Le|10400
FXC|CRRNCYSHRS CAN DL TR|LIME|Lime Brokerage LLC|2466
FXC|CRRNCYSHRS CAN DL TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3268
FXC|CRRNCYSHRS CAN DL TR|MSCO|MORGAN STANLEY & CO. LLC|6450
FXC|CRRNCYSHRS CAN DL TR|MSPL|MORGAN STANLEY & CO. LLC|800
FXC|CRRNCYSHRS CAN DL TR|MSTX|MORGAN STANLEY & CO. LLC|100
FXC|CRRNCYSHRS CAN DL TR|NFSC|National Financial Services LLC|40059
FXC|CRRNCYSHRS CAN DL TR|NITE|VIRTU Americas LLC|109423
FXC|CRRNCYSHRS CAN DL TR|NTBF|BMO Nesbitt Burns Inc./CDS|5190
FXC|CRRNCYSHRS CAN DL TR|NTRC|Northern Trust Securities, Inc.|1
FXC|CRRNCYSHRS CAN DL TR|OPCO|Oppenheimer & Co. Inc.|575
FXC|CRRNCYSHRS CAN DL TR|PDQM|CODA MARKETS, INC.|200
FXC|CRRNCYSHRS CAN DL TR|RBCM|RBC CAPITAL MARKETS, LLC|2314
FXC|CRRNCYSHRS CAN DL TR|SBSH|Citigroup Global Markets Inc.|3500
FXC|CRRNCYSHRS CAN DL TR|SGMT|GOLDMAN SACHS & CO. LLC|1000
FXC|CRRNCYSHRS CAN DL TR|STFL|Stifel, Nicolaus & Company, Incorporated|201
FXC|CRRNCYSHRS CAN DL TR|SWIM|TD Ameritrade, Inc.|4970
FXC|CRRNCYSHRS CAN DL TR|TKNG|ALLY INVEST SECURITIES LLC|94
FXC|CRRNCYSHRS CAN DL TR|TRCM|TRC MARKETS LLC|13
FXC|CRRNCYSHRS CAN DL TR|UBSA|UBS SECURITIES LLC|23781
FXC|CRRNCYSHRS CAN DL TR|UBSS|UBS Securities LLC|6193
FXC|CRRNCYSHRS CAN DL TR|VALX|VIRTU AMERICAS LLC|1026
FXC|CRRNCYSHRS CAN DL TR|VGRD|Vanguard Marketing Corporation|2254
FXC|CRRNCYSHRS CAN DL TR|WCHV|WELLS FARGO SECURITIES, LLC|465
FXC|CRRNCYSHRS CAN DL TR|WEDB|WEDBUSH SECURITIES INC.|20
FXC|CRRNCYSHRS CAN DL TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|750
FXC|CRRNCYSHRS CAN DL TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20383
FXC|CRRNCYSHRS CAN DL TR|WGIF|CIBC World Markets Inc.|1435
FXC|CRRNCYSHRS CAN DL TR|WSEA|WOLVERINE SECURITIES, LLC|4674
FXC|CRRNCYSHRS CAN DL TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1058
FXCH|CS RENMINBI TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|72
FXCH|CS RENMINBI TRUST|ETRS|E*Trade Securities LLC|5
FXCH|CS RENMINBI TRUST|FTBR|Foliofn Investments, Inc.|12
FXCH|CS RENMINBI TRUST|IBKR|Interactive Brokers Llc|113
FXCH|CS RENMINBI TRUST|MOTF|MOTIF INVESTING, INC.|22
FXCH|CS RENMINBI TRUST|NFSC|National Financial Services LLC|437
FXCH|CS RENMINBI TRUST|NITE|VIRTU Americas LLC|614
FXCH|CS RENMINBI TRUST|UBSS|UBS Securities LLC|3
FXCH|CS RENMINBI TRUST|WSEA|WOLVERINE SECURITIES, LLC|4
FXD|FT CONSMR DISCRT AD|ALTX|Alternet Securities Inc.|400
FXD|FT CONSMR DISCRT AD|APCC|Apex Clearing Corporation|6
FXD|FT CONSMR DISCRT AD|BANK|Primevest Financial Services, Inc.|607
FXD|FT CONSMR DISCRT AD|BARD|Robert W. Baird & Co. Incorporated|2389
FXD|FT CONSMR DISCRT AD|BATM|CBOE TRADING, INC.|12340
FXD|FT CONSMR DISCRT AD|BBNT|BB&T SECURITIES, LLC|2245
FXD|FT CONSMR DISCRT AD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|602
FXD|FT CONSMR DISCRT AD|CANT|Cantor Fitzgerald & Co.|55881
FXD|FT CONSMR DISCRT AD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6319
FXD|FT CONSMR DISCRT AD|CSIN|Citadel Securities Institutional LLC|81001
FXD|FT CONSMR DISCRT AD|CTDL|Citadel Derivatives Group Llc|85401
FXD|FT CONSMR DISCRT AD|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
FXD|FT CONSMR DISCRT AD|DBAB|Deutsche Bank Securities Inc.|100
FXD|FT CONSMR DISCRT AD|DBAX|Deutsche Bank Securities Inc.|5100
FXD|FT CONSMR DISCRT AD|DEAN|MORGAN STANLEY|9964
FXD|FT CONSMR DISCRT AD|DRWC|DRW SECURITIES, L.L.C.|1500
FXD|FT CONSMR DISCRT AD|EBXL|EBX LLC|3900
FXD|FT CONSMR DISCRT AD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1800
FXD|FT CONSMR DISCRT AD|EDJO|Edward D. Jones & Co., L.P.|2683
FXD|FT CONSMR DISCRT AD|EGXM|CBOE TRADING, INC.|479
FXD|FT CONSMR DISCRT AD|ETBE|Electronic Transaction Clearing, Inc.|100
FXD|FT CONSMR DISCRT AD|ETRS|E*Trade Securities LLC|908
FXD|FT CONSMR DISCRT AD|FBSB|U.S. Bancorp Investments, Inc.|30
FXD|FT CONSMR DISCRT AD|FILL|Tradestation Securities, Inc.|340
FXD|FT CONSMR DISCRT AD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
FXD|FT CONSMR DISCRT AD|FTBR|Foliofn Investments, Inc.|757
FXD|FT CONSMR DISCRT AD|GSCO|GOLDMAN SACHS & CO. LLC|53120
FXD|FT CONSMR DISCRT AD|GSLT|GOLDMAN SACHS & CO. LLC|137
FXD|FT CONSMR DISCRT AD|HRBF|American Enterprise Investment Services Inc.|10953
FXD|FT CONSMR DISCRT AD|IBKR|Interactive Brokers Llc|2580
FXD|FT CONSMR DISCRT AD|ICBX|INSTINET, LLC|2700
FXD|FT CONSMR DISCRT AD|INCA|INSTINET, LLC|4741
FXD|FT CONSMR DISCRT AD|INJX|INSTINET, LLC|29
FXD|FT CONSMR DISCRT AD|ITGI|ITG Inc.|700
FXD|FT CONSMR DISCRT AD|ITGP|ITG INC.|800
FXD|FT CONSMR DISCRT AD|JANY|Janney Montgomery Scott Inc.|1823
FXD|FT CONSMR DISCRT AD|JEFF|JEFFERIES LLC|1265
FXD|FT CONSMR DISCRT AD|JPMX|J.P. Morgan Securities LLC|3158
FXD|FT CONSMR DISCRT AD|JSEB|JANE STREET EXECUTION SERVICES, LLC|95265
FXD|FT CONSMR DISCRT AD|JSJX|JANE STREET CAPITAL LLC|59341
FXD|FT CONSMR DISCRT AD|KCGM|VIRTU Americas LLC|6979
FXD|FT CONSMR DISCRT AD|LEHM|Barclays Capital Inc./Le|3546
FXD|FT CONSMR DISCRT AD|LIME|Lime Brokerage LLC|8143
FXD|FT CONSMR DISCRT AD|LSCI|Lek Securities Corporation|4000
FXD|FT CONSMR DISCRT AD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2034
FXD|FT CONSMR DISCRT AD|MSCO|MORGAN STANLEY & CO. LLC|37731
FXD|FT CONSMR DISCRT AD|NFSC|National Financial Services LLC|54280
FXD|FT CONSMR DISCRT AD|NITE|VIRTU Americas LLC|131089
FXD|FT CONSMR DISCRT AD|NQRB|Brut, LLC|1000
FXD|FT CONSMR DISCRT AD|OPCO|Oppenheimer & Co. Inc.|2955
FXD|FT CONSMR DISCRT AD|RBCM|RBC CAPITAL MARKETS, LLC|4577
FXD|FT CONSMR DISCRT AD|SALI|INTL FCSTONE FINANCIAL INC.|4312
FXD|FT CONSMR DISCRT AD|SBSH|Citigroup Global Markets Inc.|225
FXD|FT CONSMR DISCRT AD|SGMT|GOLDMAN SACHS & CO. LLC|2473
FXD|FT CONSMR DISCRT AD|SPHN|Stephens Inc.|500
FXD|FT CONSMR DISCRT AD|STFL|Stifel, Nicolaus & Company, Incorporated|7935
FXD|FT CONSMR DISCRT AD|SWIM|TD Ameritrade, Inc.|325
FXD|FT CONSMR DISCRT AD|SWST|Hilltop Securities Inc.|3
FXD|FT CONSMR DISCRT AD|UBSA|UBS SECURITIES LLC|9581
FXD|FT CONSMR DISCRT AD|UBSS|UBS Securities LLC|86951
FXD|FT CONSMR DISCRT AD|VALX|VIRTU AMERICAS LLC|100
FXD|FT CONSMR DISCRT AD|VGRD|Vanguard Marketing Corporation|7181
FXD|FT CONSMR DISCRT AD|WCHV|WELLS FARGO SECURITIES, LLC|159722
FXD|FT CONSMR DISCRT AD|WFPB|Wells Fargo Securities, LLC.|700
FXD|FT CONSMR DISCRT AD|WSEA|WOLVERINE SECURITIES, LLC|423
FXD|FT CONSMR DISCRT AD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31534
FXE|CURRENCYSHARES EURO|ALTX|Alternet Securities Inc.|120
FXE|CURRENCYSHARES EURO|APCC|Apex Clearing Corporation|899
FXE|CURRENCYSHARES EURO|BARD|Robert W. Baird & Co. Incorporated|66
FXE|CURRENCYSHARES EURO|BATM|CBOE TRADING, INC.|413
FXE|CURRENCYSHARES EURO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|672
FXE|CURRENCYSHARES EURO|BYXM|CBOE TRADING, INC.|313
FXE|CURRENCYSHARES EURO|CANT|Cantor Fitzgerald & Co.|200
FXE|CURRENCYSHARES EURO|CHAS|Charles Schwab & Co., Inc.|1262
FXE|CURRENCYSHARES EURO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|710
FXE|CURRENCYSHARES EURO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
FXE|CURRENCYSHARES EURO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56654
FXE|CURRENCYSHARES EURO|CTLR|CUTLER GROUP, LP|800
FXE|CURRENCYSHARES EURO|CXCX|CITIGROUP GLOBAL MARKETS INC.|59762
FXE|CURRENCYSHARES EURO|DBAB|Deutsche Bank Securities Inc.|45140
FXE|CURRENCYSHARES EURO|DBAX|Deutsche Bank Securities Inc.|26200
FXE|CURRENCYSHARES EURO|DEAN|MORGAN STANLEY|7408
FXE|CURRENCYSHARES EURO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10583
FXE|CURRENCYSHARES EURO|EBXL|EBX LLC|39900
FXE|CURRENCYSHARES EURO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1225
FXE|CURRENCYSHARES EURO|EGAM|CBOE TRADING, INC.|120
FXE|CURRENCYSHARES EURO|EGXM|CBOE TRADING, INC.|10
FXE|CURRENCYSHARES EURO|ETBE|Electronic Transaction Clearing, Inc.|5160
FXE|CURRENCYSHARES EURO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
FXE|CURRENCYSHARES EURO|ETRS|E*Trade Securities LLC|9357
FXE|CURRENCYSHARES EURO|FBSB|U.S. Bancorp Investments, Inc.|9
FXE|CURRENCYSHARES EURO|FILL|Tradestation Securities, Inc.|991
FXE|CURRENCYSHARES EURO|FLTU|FLOW TRADERS US LLC|2000
FXE|CURRENCYSHARES EURO|FMAF|NBCN Inc./ CDS|2160
FXE|CURRENCYSHARES EURO|FQLS|Quantlab Securities LP|20764
FXE|CURRENCYSHARES EURO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2046
FXE|CURRENCYSHARES EURO|FTBR|Foliofn Investments, Inc.|270
FXE|CURRENCYSHARES EURO|GBMT|GBM International, Inc.|2093
FXE|CURRENCYSHARES EURO|GEBB|GLOBAL EXECUTION BROKERS, LP|9481
FXE|CURRENCYSHARES EURO|GLIS|TD Securities Inc|200
FXE|CURRENCYSHARES EURO|GLPX|ACS EXECUTION SERVICES, LLC|7800
FXE|CURRENCYSHARES EURO|GSCO|GOLDMAN SACHS & CO. LLC|19243
FXE|CURRENCYSHARES EURO|GSCS|GOLDMAN SACHS & CO. LLC|87222
FXE|CURRENCYSHARES EURO|GSLT|GOLDMAN SACHS & CO. LLC|3965
FXE|CURRENCYSHARES EURO|GTSZ|GTS SECURITIES LLC|7824
FXE|CURRENCYSHARES EURO|HRBF|American Enterprise Investment Services Inc.|53
FXE|CURRENCYSHARES EURO|IATS|INTERACTIVE BROKERS LLC|6741
FXE|CURRENCYSHARES EURO|IBKR|Interactive Brokers Llc|55779
FXE|CURRENCYSHARES EURO|ICBX|INSTINET, LLC|224900
FXE|CURRENCYSHARES EURO|INCA|INSTINET, LLC|43666
FXE|CURRENCYSHARES EURO|ITGI|ITG Inc.|1899
FXE|CURRENCYSHARES EURO|ITGP|ITG INC.|75000
FXE|CURRENCYSHARES EURO|JEFF|JEFFERIES LLC|2041
FXE|CURRENCYSHARES EURO|JMPT|JUMP TRADING, LLC|500
FXE|CURRENCYSHARES EURO|JPMX|J.P. Morgan Securities LLC|15826
FXE|CURRENCYSHARES EURO|JSEB|JANE STREET EXECUTION SERVICES, LLC|41810
FXE|CURRENCYSHARES EURO|JSJX|JANE STREET CAPITAL LLC|85707
FXE|CURRENCYSHARES EURO|KCGM|VIRTU Americas LLC|17609
FXE|CURRENCYSHARES EURO|LEHM|Barclays Capital Inc./Le|164264
FXE|CURRENCYSHARES EURO|LIME|Lime Brokerage LLC|3400
FXE|CURRENCYSHARES EURO|LSCI|Lek Securities Corporation|1000
FXE|CURRENCYSHARES EURO|LVMR|LIVERMORE TRADING GROUP, INC.|3300
FXE|CURRENCYSHARES EURO|MACC|Mid Atlantic Capital Corporation|3728
FXE|CURRENCYSHARES EURO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31430
FXE|CURRENCYSHARES EURO|MOTF|MOTIF INVESTING, INC.|20
FXE|CURRENCYSHARES EURO|MSCO|MORGAN STANLEY & CO. LLC|144623
FXE|CURRENCYSHARES EURO|MSPL|MORGAN STANLEY & CO. LLC|17700
FXE|CURRENCYSHARES EURO|MSTX|MORGAN STANLEY & CO. LLC|400
FXE|CURRENCYSHARES EURO|NFSC|National Financial Services LLC|100709
FXE|CURRENCYSHARES EURO|NITE|VIRTU Americas LLC|253936
FXE|CURRENCYSHARES EURO|NITP|VIRTU Americas LLC|773
FXE|CURRENCYSHARES EURO|NQRB|Brut, LLC|12285
FXE|CURRENCYSHARES EURO|NTBF|BMO Nesbitt Burns Inc./CDS|315
FXE|CURRENCYSHARES EURO|OHOS|TWO SIGMA SECURITIES, LLC|16331
FXE|CURRENCYSHARES EURO|PDQM|CODA MARKETS, INC.|6546
FXE|CURRENCYSHARES EURO|PHLY|NASDAQ Execution Services, LLC|4200
FXE|CURRENCYSHARES EURO|RBCM|RBC CAPITAL MARKETS, LLC|3368
FXE|CURRENCYSHARES EURO|SBSH|Citigroup Global Markets Inc.|67730
FXE|CURRENCYSHARES EURO|SGMT|GOLDMAN SACHS & CO. LLC|51235
FXE|CURRENCYSHARES EURO|SPDR|SPEEDROUTE LLC|3500
FXE|CURRENCYSHARES EURO|STFL|Stifel, Nicolaus & Company, Incorporated|390
FXE|CURRENCYSHARES EURO|SWIM|TD Ameritrade, Inc.|15492
FXE|CURRENCYSHARES EURO|TKNG|ALLY INVEST SECURITIES LLC|895
FXE|CURRENCYSHARES EURO|TRBT|Tradebot Systems, Inc.|19507
FXE|CURRENCYSHARES EURO|TRCM|TRC MARKETS LLC|100
FXE|CURRENCYSHARES EURO|TWTT|TASTYWORKS, INC.|4011
FXE|CURRENCYSHARES EURO|UBSA|UBS SECURITIES LLC|160799
FXE|CURRENCYSHARES EURO|UBSS|UBS Securities LLC|38531
FXE|CURRENCYSHARES EURO|VALX|VIRTU AMERICAS LLC|7335
FXE|CURRENCYSHARES EURO|VGRD|Vanguard Marketing Corporation|5739
FXE|CURRENCYSHARES EURO|WCHV|WELLS FARGO SECURITIES, LLC|13143
FXE|CURRENCYSHARES EURO|WEED|Weeden & Co.L.P.|150
FXE|CURRENCYSHARES EURO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|43287
FXE|CURRENCYSHARES EURO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109538
FXE|CURRENCYSHARES EURO|WGIF|CIBC World Markets Inc.|100
FXE|CURRENCYSHARES EURO|WSEA|WOLVERINE SECURITIES, LLC|21435
FXE|CURRENCYSHARES EURO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
FXF|CRRNCYSHR SW FR TR|APCC|Apex Clearing Corporation|970
FXF|CRRNCYSHR SW FR TR|BARD|Robert W. Baird & Co. Incorporated|36
FXF|CRRNCYSHR SW FR TR|BATM|CBOE TRADING, INC.|474
FXF|CRRNCYSHR SW FR TR|BBNT|BB&T SECURITIES, LLC|75
FXF|CRRNCYSHR SW FR TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16
FXF|CRRNCYSHR SW FR TR|CANT|Cantor Fitzgerald & Co.|13
FXF|CRRNCYSHR SW FR TR|CHAS|Charles Schwab & Co., Inc.|20
FXF|CRRNCYSHR SW FR TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
FXF|CRRNCYSHR SW FR TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6711
FXF|CRRNCYSHR SW FR TR|CSIN|Citadel Securities Institutional LLC|134000
FXF|CRRNCYSHR SW FR TR|CTDL|Citadel Derivatives Group Llc|451200
FXF|CRRNCYSHR SW FR TR|DBAX|Deutsche Bank Securities Inc.|2200
FXF|CRRNCYSHR SW FR TR|EBXL|EBX LLC|900
FXF|CRRNCYSHR SW FR TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
FXF|CRRNCYSHR SW FR TR|ETRS|E*Trade Securities LLC|453
FXF|CRRNCYSHR SW FR TR|FILL|Tradestation Securities, Inc.|148
FXF|CRRNCYSHR SW FR TR|FINX|FINTECH SECURITIES|29
FXF|CRRNCYSHR SW FR TR|FLTU|FLOW TRADERS US LLC|150200
FXF|CRRNCYSHR SW FR TR|FNXS|FENIX SECURITIES, LLC|200
FXF|CRRNCYSHR SW FR TR|FTBR|Foliofn Investments, Inc.|233
FXF|CRRNCYSHR SW FR TR|GARC|ICAP Corporates LLC|150000
FXF|CRRNCYSHR SW FR TR|GLIS|TD Securities Inc|1012
FXF|CRRNCYSHR SW FR TR|GSCO|GOLDMAN SACHS & CO. LLC|2
FXF|CRRNCYSHR SW FR TR|GTSZ|GTS SECURITIES LLC|100
FXF|CRRNCYSHR SW FR TR|IATS|INTERACTIVE BROKERS LLC|186
FXF|CRRNCYSHR SW FR TR|IBKR|Interactive Brokers Llc|4642
FXF|CRRNCYSHR SW FR TR|ICBX|INSTINET, LLC|15709
FXF|CRRNCYSHR SW FR TR|INCA|INSTINET, LLC|1217
FXF|CRRNCYSHR SW FR TR|ITGI|ITG Inc.|600
FXF|CRRNCYSHR SW FR TR|ITGP|ITG INC.|4600
FXF|CRRNCYSHR SW FR TR|KCGM|VIRTU Americas LLC|6808
FXF|CRRNCYSHR SW FR TR|LEHM|Barclays Capital Inc./Le|9800
FXF|CRRNCYSHR SW FR TR|LIME|Lime Brokerage LLC|3290
FXF|CRRNCYSHR SW FR TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
FXF|CRRNCYSHR SW FR TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1772
FXF|CRRNCYSHR SW FR TR|MSCO|MORGAN STANLEY & CO. LLC|3814
FXF|CRRNCYSHR SW FR TR|MSPL|MORGAN STANLEY & CO. LLC|300
FXF|CRRNCYSHR SW FR TR|NFSC|National Financial Services LLC|5427
FXF|CRRNCYSHR SW FR TR|NITE|VIRTU Americas LLC|22140
FXF|CRRNCYSHR SW FR TR|NQRB|Brut, LLC|100
FXF|CRRNCYSHR SW FR TR|OHOS|TWO SIGMA SECURITIES, LLC|100
FXF|CRRNCYSHR SW FR TR|PWJC|UBS Financial Services, Inc.|550
FXF|CRRNCYSHR SW FR TR|RBCM|RBC CAPITAL MARKETS, LLC|1042
FXF|CRRNCYSHR SW FR TR|SGMT|GOLDMAN SACHS & CO. LLC|100
FXF|CRRNCYSHR SW FR TR|SWIM|TD Ameritrade, Inc.|3910
FXF|CRRNCYSHR SW FR TR|SWST|Hilltop Securities Inc.|75
FXF|CRRNCYSHR SW FR TR|UBSA|UBS SECURITIES LLC|14283
FXF|CRRNCYSHR SW FR TR|UBSS|UBS Securities LLC|954
FXF|CRRNCYSHR SW FR TR|VGRD|Vanguard Marketing Corporation|2510
FXF|CRRNCYSHR SW FR TR|WCHV|WELLS FARGO SECURITIES, LLC|6751
FXF|CRRNCYSHR SW FR TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|254
FXF|CRRNCYSHR SW FR TR|WGIF|CIBC World Markets Inc.|630
FXF|CRRNCYSHR SW FR TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|812
FXG|FT CNSMR STPLS ALPHA|ALTX|Alternet Securities Inc.|1000
FXG|FT CNSMR STPLS ALPHA|APCC|Apex Clearing Corporation|56
FXG|FT CNSMR STPLS ALPHA|BANK|Primevest Financial Services, Inc.|385
FXG|FT CNSMR STPLS ALPHA|BARD|Robert W. Baird & Co. Incorporated|253
FXG|FT CNSMR STPLS ALPHA|BBNT|BB&T SECURITIES, LLC|476
FXG|FT CNSMR STPLS ALPHA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1425
FXG|FT CNSMR STPLS ALPHA|CANT|Cantor Fitzgerald & Co.|111466
FXG|FT CNSMR STPLS ALPHA|CHAS|Charles Schwab & Co., Inc.|20
FXG|FT CNSMR STPLS ALPHA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1900
FXG|FT CNSMR STPLS ALPHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19118
FXG|FT CNSMR STPLS ALPHA|CSIN|Citadel Securities Institutional LLC|1259
FXG|FT CNSMR STPLS ALPHA|CTDL|Citadel Derivatives Group Llc|3659
FXG|FT CNSMR STPLS ALPHA|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
FXG|FT CNSMR STPLS ALPHA|DBAB|Deutsche Bank Securities Inc.|50
FXG|FT CNSMR STPLS ALPHA|DBAX|Deutsche Bank Securities Inc.|3500
FXG|FT CNSMR STPLS ALPHA|DEAN|MORGAN STANLEY|15642
FXG|FT CNSMR STPLS ALPHA|EBXL|EBX LLC|6200
FXG|FT CNSMR STPLS ALPHA|EDJO|Edward D. Jones & Co., L.P.|1853
FXG|FT CNSMR STPLS ALPHA|EGXM|CBOE TRADING, INC.|3486
FXG|FT CNSMR STPLS ALPHA|ETRS|E*Trade Securities LLC|274
FXG|FT CNSMR STPLS ALPHA|FBSB|U.S. Bancorp Investments, Inc.|54
FXG|FT CNSMR STPLS ALPHA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|17540
FXG|FT CNSMR STPLS ALPHA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
FXG|FT CNSMR STPLS ALPHA|FTBR|Foliofn Investments, Inc.|101
FXG|FT CNSMR STPLS ALPHA|GSCO|GOLDMAN SACHS & CO. LLC|3300
FXG|FT CNSMR STPLS ALPHA|GSLT|GOLDMAN SACHS & CO. LLC|3101
FXG|FT CNSMR STPLS ALPHA|GTSZ|GTS SECURITIES LLC|12
FXG|FT CNSMR STPLS ALPHA|HRBF|American Enterprise Investment Services Inc.|18747
FXG|FT CNSMR STPLS ALPHA|IATS|INTERACTIVE BROKERS LLC|190
FXG|FT CNSMR STPLS ALPHA|IBKR|Interactive Brokers Llc|29438
FXG|FT CNSMR STPLS ALPHA|ICBX|INSTINET, LLC|12927
FXG|FT CNSMR STPLS ALPHA|INCA|INSTINET, LLC|500
FXG|FT CNSMR STPLS ALPHA|ITGI|ITG Inc.|1159
FXG|FT CNSMR STPLS ALPHA|JANY|Janney Montgomery Scott Inc.|948
FXG|FT CNSMR STPLS ALPHA|JPMX|J.P. Morgan Securities LLC|21112
FXG|FT CNSMR STPLS ALPHA|JSEB|JANE STREET EXECUTION SERVICES, LLC|41928
FXG|FT CNSMR STPLS ALPHA|JSJX|JANE STREET CAPITAL LLC|103308
FXG|FT CNSMR STPLS ALPHA|KCGM|VIRTU Americas LLC|5700
FXG|FT CNSMR STPLS ALPHA|LEHM|Barclays Capital Inc./Le|17830
FXG|FT CNSMR STPLS ALPHA|LIME|Lime Brokerage LLC|6921
FXG|FT CNSMR STPLS ALPHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14706
FXG|FT CNSMR STPLS ALPHA|MSCO|MORGAN STANLEY & CO. LLC|41216
FXG|FT CNSMR STPLS ALPHA|MSPL|MORGAN STANLEY & CO. LLC|4400
FXG|FT CNSMR STPLS ALPHA|NFSC|National Financial Services LLC|40226
FXG|FT CNSMR STPLS ALPHA|NITE|VIRTU Americas LLC|136719
FXG|FT CNSMR STPLS ALPHA|OPCO|Oppenheimer & Co. Inc.|5
FXG|FT CNSMR STPLS ALPHA|PWJC|UBS Financial Services, Inc.|1499
FXG|FT CNSMR STPLS ALPHA|RBCM|RBC CAPITAL MARKETS, LLC|5271
FXG|FT CNSMR STPLS ALPHA|SBSH|Citigroup Global Markets Inc.|635
FXG|FT CNSMR STPLS ALPHA|SGMT|GOLDMAN SACHS & CO. LLC|8288
FXG|FT CNSMR STPLS ALPHA|SHMR|ABN Amro Clearing LLC|18190
FXG|FT CNSMR STPLS ALPHA|STFL|Stifel, Nicolaus & Company, Incorporated|2771
FXG|FT CNSMR STPLS ALPHA|SWIM|TD Ameritrade, Inc.|98
FXG|FT CNSMR STPLS ALPHA|SWST|Hilltop Securities Inc.|228
FXG|FT CNSMR STPLS ALPHA|UBSA|UBS SECURITIES LLC|32057
FXG|FT CNSMR STPLS ALPHA|UBSS|UBS Securities LLC|53829
FXG|FT CNSMR STPLS ALPHA|VGRD|Vanguard Marketing Corporation|286
FXG|FT CNSMR STPLS ALPHA|WCHV|WELLS FARGO SECURITIES, LLC|52608
FXG|FT CNSMR STPLS ALPHA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|396
FXG|FT CNSMR STPLS ALPHA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17
FXG|FT CNSMR STPLS ALPHA|WSEA|WOLVERINE SECURITIES, LLC|3346
FXG|FT CNSMR STPLS ALPHA|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
FXG|FT CNSMR STPLS ALPHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11268
FXH|FT HEALTH CR ALPHADX|APCC|Apex Clearing Corporation|41
FXH|FT HEALTH CR ALPHADX|BANK|Primevest Financial Services, Inc.|365
FXH|FT HEALTH CR ALPHADX|BARD|Robert W. Baird & Co. Incorporated|3448
FXH|FT HEALTH CR ALPHADX|BATM|CBOE TRADING, INC.|2100
FXH|FT HEALTH CR ALPHADX|BBNT|BB&T SECURITIES, LLC|1073
FXH|FT HEALTH CR ALPHADX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2776
FXH|FT HEALTH CR ALPHADX|CANT|Cantor Fitzgerald & Co.|56576
FXH|FT HEALTH CR ALPHADX|CHAS|Charles Schwab & Co., Inc.|2
FXH|FT HEALTH CR ALPHADX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|176
FXH|FT HEALTH CR ALPHADX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7652
FXH|FT HEALTH CR ALPHADX|CSIN|Citadel Securities Institutional LLC|7656
FXH|FT HEALTH CR ALPHADX|CTDL|Citadel Derivatives Group Llc|8856
FXH|FT HEALTH CR ALPHADX|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FXH|FT HEALTH CR ALPHADX|DADA|D.A. Davidson & Co.|355
FXH|FT HEALTH CR ALPHADX|DBAX|Deutsche Bank Securities Inc.|4100
FXH|FT HEALTH CR ALPHADX|DEAN|MORGAN STANLEY|6920
FXH|FT HEALTH CR ALPHADX|DEGS|RONIN PROFESSIONAL LLC|400
FXH|FT HEALTH CR ALPHADX|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|160
FXH|FT HEALTH CR ALPHADX|DRWC|DRW SECURITIES, L.L.C.|1000
FXH|FT HEALTH CR ALPHADX|EBXL|EBX LLC|10900
FXH|FT HEALTH CR ALPHADX|ECUT|CONVERGEX EXECUTION SOLUTIONS|437
FXH|FT HEALTH CR ALPHADX|EDJO|Edward D. Jones & Co., L.P.|3963
FXH|FT HEALTH CR ALPHADX|EGAM|CBOE TRADING, INC.|600
FXH|FT HEALTH CR ALPHADX|EGXM|CBOE TRADING, INC.|200
FXH|FT HEALTH CR ALPHADX|ETRS|E*Trade Securities LLC|1173
FXH|FT HEALTH CR ALPHADX|FBSB|U.S. Bancorp Investments, Inc.|1493
FXH|FT HEALTH CR ALPHADX|FMAF|NBCN Inc./ CDS|30
FXH|FT HEALTH CR ALPHADX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
FXH|FT HEALTH CR ALPHADX|FTBR|Foliofn Investments, Inc.|15929
FXH|FT HEALTH CR ALPHADX|GSLT|GOLDMAN SACHS & CO. LLC|100
FXH|FT HEALTH CR ALPHADX|HRBF|American Enterprise Investment Services Inc.|8263
FXH|FT HEALTH CR ALPHADX|IATS|INTERACTIVE BROKERS LLC|10
FXH|FT HEALTH CR ALPHADX|IBKR|Interactive Brokers Llc|52
FXH|FT HEALTH CR ALPHADX|ICBX|INSTINET, LLC|6048
FXH|FT HEALTH CR ALPHADX|INCA|INSTINET, LLC|227
FXH|FT HEALTH CR ALPHADX|ITGI|ITG Inc.|250
FXH|FT HEALTH CR ALPHADX|JANY|Janney Montgomery Scott Inc.|1700
FXH|FT HEALTH CR ALPHADX|JPMX|J.P. Morgan Securities LLC|8244
FXH|FT HEALTH CR ALPHADX|JSJX|JANE STREET CAPITAL LLC|99719
FXH|FT HEALTH CR ALPHADX|KCGM|VIRTU Americas LLC|1511
FXH|FT HEALTH CR ALPHADX|LEHM|Barclays Capital Inc./Le|4166
FXH|FT HEALTH CR ALPHADX|LIME|Lime Brokerage LLC|10743
FXH|FT HEALTH CR ALPHADX|MACC|Mid Atlantic Capital Corporation|1456
FXH|FT HEALTH CR ALPHADX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8148
FXH|FT HEALTH CR ALPHADX|MSCO|MORGAN STANLEY & CO. LLC|40360
FXH|FT HEALTH CR ALPHADX|MSPL|MORGAN STANLEY & CO. LLC|300
FXH|FT HEALTH CR ALPHADX|NFSC|National Financial Services LLC|31801
FXH|FT HEALTH CR ALPHADX|NITE|VIRTU Americas LLC|103017
FXH|FT HEALTH CR ALPHADX|NQRB|Brut, LLC|300
FXH|FT HEALTH CR ALPHADX|OPCO|Oppenheimer & Co. Inc.|474
FXH|FT HEALTH CR ALPHADX|PDQM|CODA MARKETS, INC.|3100
FXH|FT HEALTH CR ALPHADX|RBCM|RBC CAPITAL MARKETS, LLC|38494
FXH|FT HEALTH CR ALPHADX|SALI|INTL FCSTONE FINANCIAL INC.|1671
FXH|FT HEALTH CR ALPHADX|SBSH|Citigroup Global Markets Inc.|17643
FXH|FT HEALTH CR ALPHADX|SGMT|GOLDMAN SACHS & CO. LLC|4285
FXH|FT HEALTH CR ALPHADX|SPHN|Stephens Inc.|909
FXH|FT HEALTH CR ALPHADX|STFL|Stifel, Nicolaus & Company, Incorporated|6345
FXH|FT HEALTH CR ALPHADX|SWIM|TD Ameritrade, Inc.|494
FXH|FT HEALTH CR ALPHADX|SWST|Hilltop Securities Inc.|405
FXH|FT HEALTH CR ALPHADX|UBSA|UBS SECURITIES LLC|16974
FXH|FT HEALTH CR ALPHADX|UBSS|UBS Securities LLC|68701
FXH|FT HEALTH CR ALPHADX|VGRD|Vanguard Marketing Corporation|70
FXH|FT HEALTH CR ALPHADX|WBLR|WILLIAM BLAIR|706
FXH|FT HEALTH CR ALPHADX|WCHV|WELLS FARGO SECURITIES, LLC|68076
FXH|FT HEALTH CR ALPHADX|WEDB|WEDBUSH SECURITIES INC.|150
FXH|FT HEALTH CR ALPHADX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|898
FXH|FT HEALTH CR ALPHADX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|543
FXH|FT HEALTH CR ALPHADX|WLTH|WEALTHFRONT BROKERAGE CORPORATION|14
FXH|FT HEALTH CR ALPHADX|WSEA|WOLVERINE SECURITIES, LLC|2339
FXH|FT HEALTH CR ALPHADX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27942
FXI|ISHARES CHINA|ALTX|Alternet Securities Inc.|52322
FXI|ISHARES CHINA|APCC|Apex Clearing Corporation|51129
FXI|ISHARES CHINA|BANK|Primevest Financial Services, Inc.|101
FXI|ISHARES CHINA|BARD|Robert W. Baird & Co. Incorporated|6270
FXI|ISHARES CHINA|BATM|CBOE TRADING, INC.|347664
FXI|ISHARES CHINA|BAYC|BAY CREST PARTNERS, LLC|6106160
FXI|ISHARES CHINA|BAYT|BTIG, LLC|21606
FXI|ISHARES CHINA|BBNT|BB&T SECURITIES, LLC|2313
FXI|ISHARES CHINA|BERN|Sanford C. Bernstein & Co., LLC|250328
FXI|ISHARES CHINA|BIDS|BIDS TRADING L.P.|1300
FXI|ISHARES CHINA|BKCM|BNY Mellon Capital Markets LLC|127
FXI|ISHARES CHINA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18724
FXI|ISHARES CHINA|BLKX|INSTINET, LLC|50800
FXI|ISHARES CHINA|BLTK|Bulltick, Llc|2067481
FXI|ISHARES CHINA|BNCH|The Benchmark Company, LLC|8925
FXI|ISHARES CHINA|BTIG|BTIG, LLC|17425
FXI|ISHARES CHINA|BYXM|CBOE TRADING, INC.|159247
FXI|ISHARES CHINA|CANT|Cantor Fitzgerald & Co.|186306
FXI|ISHARES CHINA|CHAS|Charles Schwab & Co., Inc.|8358
FXI|ISHARES CHINA|CHBC|PENSERRA SECURITIES, LLC|2199860
FXI|ISHARES CHINA|CICF|Canaccord Genuity Corp.|6100
FXI|ISHARES CHINA|CLSA|CLSA AMERICAS, LLC|1300
FXI|ISHARES CHINA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|896138
FXI|ISHARES CHINA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19289
FXI|ISHARES CHINA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31295
FXI|ISHARES CHINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4583188
FXI|ISHARES CHINA|CSIN|Citadel Securities Institutional LLC|80366
FXI|ISHARES CHINA|CTDL|Citadel Derivatives Group Llc|1321704
FXI|ISHARES CHINA|CTLR|CUTLER GROUP, LP|8200
FXI|ISHARES CHINA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2470350
FXI|ISHARES CHINA|DADA|D.A. Davidson & Co.|8
FXI|ISHARES CHINA|DBAB|Deutsche Bank Securities Inc.|420232
FXI|ISHARES CHINA|DBAX|Deutsche Bank Securities Inc.|5114000
FXI|ISHARES CHINA|DCHF|Dart Executions, LLC|103592
FXI|ISHARES CHINA|DEAN|MORGAN STANLEY|111740
FXI|ISHARES CHINA|DEGS|RONIN PROFESSIONAL LLC|1100
FXI|ISHARES CHINA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|143642
FXI|ISHARES CHINA|EBXL|EBX LLC|4325100
FXI|ISHARES CHINA|ECUT|CONVERGEX EXECUTION SOLUTIONS|188386
FXI|ISHARES CHINA|EDJO|Edward D. Jones & Co., L.P.|2274
FXI|ISHARES CHINA|EGAM|CBOE TRADING, INC.|115761
FXI|ISHARES CHINA|EGAW|CBOE TRADING, INC.|2800
FXI|ISHARES CHINA|EGXM|CBOE TRADING, INC.|42909
FXI|ISHARES CHINA|EGXW|CBOE TRADING, INC.|100
FXI|ISHARES CHINA|ESPO|ESPOSITO SECURITIES, LLC|81
FXI|ISHARES CHINA|ETBE|Electronic Transaction Clearing, Inc.|553342
FXI|ISHARES CHINA|ETCB|ETC BROKERAGE SERVICES, LLC|13
FXI|ISHARES CHINA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41872
FXI|ISHARES CHINA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|190330
FXI|ISHARES CHINA|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|21300
FXI|ISHARES CHINA|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2817
FXI|ISHARES CHINA|ETRS|E*Trade Securities LLC|311559
FXI|ISHARES CHINA|FBSB|U.S. Bancorp Investments, Inc.|150
FXI|ISHARES CHINA|FIDT|Fidelity Clearing Canada ULC./ CDS|11283
FXI|ISHARES CHINA|FILL|Tradestation Securities, Inc.|56739
FXI|ISHARES CHINA|FINX|FINTECH SECURITIES|20
FXI|ISHARES CHINA|FLTU|FLOW TRADERS US LLC|910800
FXI|ISHARES CHINA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|559800
FXI|ISHARES CHINA|FMAF|NBCN Inc./ CDS|28924
FXI|ISHARES CHINA|FQLS|Quantlab Securities LP|2060886
FXI|ISHARES CHINA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|953299
FXI|ISHARES CHINA|FTBR|Foliofn Investments, Inc.|8133
FXI|ISHARES CHINA|GBMT|GBM International, Inc.|15310
FXI|ISHARES CHINA|GEBB|GLOBAL EXECUTION BROKERS, LP|1915837
FXI|ISHARES CHINA|GFRY|JUMP TRADING, LLC|1287695
FXI|ISHARES CHINA|GLIS|TD Securities Inc|1586
FXI|ISHARES CHINA|GLPX|ACS EXECUTION SERVICES, LLC|177116
FXI|ISHARES CHINA|GSCO|GOLDMAN SACHS & CO. LLC|4591690
FXI|ISHARES CHINA|GSCS|GOLDMAN SACHS & CO. LLC|1060604
FXI|ISHARES CHINA|GSLT|GOLDMAN SACHS & CO. LLC|924013
FXI|ISHARES CHINA|GTSZ|GTS SECURITIES LLC|339435
FXI|ISHARES CHINA|HRBF|American Enterprise Investment Services Inc.|20962
FXI|ISHARES CHINA|HSBC|HSBC Securities, Inc.|35248
FXI|ISHARES CHINA|IATS|INTERACTIVE BROKERS LLC|603899
FXI|ISHARES CHINA|IBKR|Interactive Brokers Llc|882230
FXI|ISHARES CHINA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|87
FXI|ISHARES CHINA|ICBX|INSTINET, LLC|2514369
FXI|ISHARES CHINA|INCA|INSTINET, LLC|3722565
FXI|ISHARES CHINA|INJX|INSTINET, LLC|5660
FXI|ISHARES CHINA|ITGI|ITG Inc.|213878
FXI|ISHARES CHINA|ITGP|ITG INC.|3158400
FXI|ISHARES CHINA|JANY|Janney Montgomery Scott Inc.|10880
FXI|ISHARES CHINA|JEFF|JEFFERIES LLC|185358
FXI|ISHARES CHINA|JMPT|JUMP TRADING, LLC|318208
FXI|ISHARES CHINA|JPBX|J.P. MORGAN SECURITIES LLC|4900
FXI|ISHARES CHINA|JPMX|J.P. Morgan Securities LLC|1822197
FXI|ISHARES CHINA|JSEB|JANE STREET EXECUTION SERVICES, LLC|5154098
FXI|ISHARES CHINA|JSJX|JANE STREET CAPITAL LLC|6826100
FXI|ISHARES CHINA|JUTA|JUMP TRADING, LLC|61817
FXI|ISHARES CHINA|KCGM|VIRTU Americas LLC|1882368
FXI|ISHARES CHINA|LEHM|Barclays Capital Inc./Le|24786254
FXI|ISHARES CHINA|LGNT|COR CLEARING LLC|2
FXI|ISHARES CHINA|LIME|Lime Brokerage LLC|1611377
FXI|ISHARES CHINA|LIWM|LIME BROKERAGE LLC|2036
FXI|ISHARES CHINA|LMGP|LIME BROKERAGE LLC|1700
FXI|ISHARES CHINA|LSCI|Lek Securities Corporation|384754
FXI|ISHARES CHINA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|25658
FXI|ISHARES CHINA|MAXM|Maxim Group LLC|4400
FXI|ISHARES CHINA|MBTS|ALLY INVEST SECURITIES LLC|126
FXI|ISHARES CHINA|MCMF|Raymond James Ltd. Cds|3263
FXI|ISHARES CHINA|MIRA|MIRAE ASSET SECURITIES (USA) INC.|10840
FXI|ISHARES CHINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5684632
FXI|ISHARES CHINA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|482921
FXI|ISHARES CHINA|MOTF|MOTIF INVESTING, INC.|9
FXI|ISHARES CHINA|MPSG|E D & F Man Capital Markets Inc.|63299
FXI|ISHARES CHINA|MSCO|MORGAN STANLEY & CO. LLC|26476634
FXI|ISHARES CHINA|MSPL|MORGAN STANLEY & CO. LLC|7092800
FXI|ISHARES CHINA|MSTX|MORGAN STANLEY & CO. LLC|394500
FXI|ISHARES CHINA|NATL|National Securities Corporation|2085
FXI|ISHARES CHINA|NEUB|NEUBERGER BERMAN BD LLC|3600
FXI|ISHARES CHINA|NFSC|National Financial Services LLC|693485
FXI|ISHARES CHINA|NITE|VIRTU Americas LLC|4396220
FXI|ISHARES CHINA|NITP|VIRTU Americas LLC|2609562
FXI|ISHARES CHINA|NMRA|Nomura Securities International, Inc.|148200
FXI|ISHARES CHINA|NQRB|Brut, LLC|153338
FXI|ISHARES CHINA|NTBF|BMO Nesbitt Burns Inc./CDS|4809
FXI|ISHARES CHINA|NTRC|Northern Trust Securities, Inc.|5375
FXI|ISHARES CHINA|OHOS|TWO SIGMA SECURITIES, LLC|436462
FXI|ISHARES CHINA|OLDM|OLD MISSION CAPITAL, LLC|2826205
FXI|ISHARES CHINA|OPCO|Oppenheimer & Co. Inc.|4661
FXI|ISHARES CHINA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|500000
FXI|ISHARES CHINA|PCPT|PHILLIP CAPITAL INC.|6825
FXI|ISHARES CHINA|PDQM|CODA MARKETS, INC.|317344
FXI|ISHARES CHINA|PHLY|NASDAQ Execution Services, LLC|15200
FXI|ISHARES CHINA|PICT|Pictet Overseas Inc.|1040
FXI|ISHARES CHINA|PIPR|Piper Jaffray & Co.|175
FXI|ISHARES CHINA|PWJC|UBS Financial Services, Inc.|5411
FXI|ISHARES CHINA|RBCM|RBC CAPITAL MARKETS, LLC|10797
FXI|ISHARES CHINA|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|214152
FXI|ISHARES CHINA|RGLD|Regal Securities, Inc|33
FXI|ISHARES CHINA|RHOX|XR Securities LLC|390544
FXI|ISHARES CHINA|SAGL|SAGETRADER, LLC|77100
FXI|ISHARES CHINA|SALI|INTL FCSTONE FINANCIAL INC.|64
FXI|ISHARES CHINA|SBSH|Citigroup Global Markets Inc.|2620227
FXI|ISHARES CHINA|SEIC|SEI Investments Distribution Co.|300
FXI|ISHARES CHINA|SGMT|GOLDMAN SACHS & CO. LLC|4257802
FXI|ISHARES CHINA|SPDR|SPEEDROUTE LLC|76851
FXI|ISHARES CHINA|SPHN|Stephens Inc.|10
FXI|ISHARES CHINA|STFL|Stifel, Nicolaus & Company, Incorporated|4683
FXI|ISHARES CHINA|SWIM|TD Ameritrade, Inc.|208272
FXI|ISHARES CHINA|SWST|Hilltop Securities Inc.|33045
FXI|ISHARES CHINA|TKNG|ALLY INVEST SECURITIES LLC|9081
FXI|ISHARES CHINA|TRBT|Tradebot Systems, Inc.|5766600
FXI|ISHARES CHINA|TRCM|TRC MARKETS LLC|6028010
FXI|ISHARES CHINA|TWTT|TASTYWORKS, INC.|3740
FXI|ISHARES CHINA|UBSA|UBS SECURITIES LLC|12373138
FXI|ISHARES CHINA|UBSS|UBS Securities LLC|11681813
FXI|ISHARES CHINA|VALX|VIRTU AMERICAS LLC|779209
FXI|ISHARES CHINA|VGRD|Vanguard Marketing Corporation|170508
FXI|ISHARES CHINA|VSIN|Vision Financial Markets Llc|4
FXI|ISHARES CHINA|WABR|Wall Street Access|1215
FXI|ISHARES CHINA|WBET|Wallachbeth Capital LLC|1659400
FXI|ISHARES CHINA|WCHV|WELLS FARGO SECURITIES, LLC|378739
FXI|ISHARES CHINA|WEDB|WEDBUSH SECURITIES INC.|1444
FXI|ISHARES CHINA|WEED|Weeden & Co.L.P.|1700
FXI|ISHARES CHINA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|86114
FXI|ISHARES CHINA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1132825
FXI|ISHARES CHINA|WGIF|CIBC World Markets Inc.|7703
FXI|ISHARES CHINA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
FXI|ISHARES CHINA|WSEA|WOLVERINE SECURITIES, LLC|84352
FXI|ISHARES CHINA|XPUS|XP SECURITIES, LLC|144797
FXI|ISHARES CHINA|XSTM|NATIONAL FINANCIAL SERVICES LLC|63782
FXI|ISHARES CHINA|YKNA|COMHAR CAPITAL MARKETS, LLC|14162
FXI|ISHARES CHINA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27202
FXL|FT TECH ALPHADEX FD|APCC|Apex Clearing Corporation|35
FXL|FT TECH ALPHADEX FD|BANK|Primevest Financial Services, Inc.|1124
FXL|FT TECH ALPHADEX FD|BARD|Robert W. Baird & Co. Incorporated|3624
FXL|FT TECH ALPHADEX FD|BBNT|BB&T SECURITIES, LLC|176
FXL|FT TECH ALPHADEX FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8573
FXL|FT TECH ALPHADEX FD|CANT|Cantor Fitzgerald & Co.|66623
FXL|FT TECH ALPHADEX FD|CHAS|Charles Schwab & Co., Inc.|1149
FXL|FT TECH ALPHADEX FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31600
FXL|FT TECH ALPHADEX FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
FXL|FT TECH ALPHADEX FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24101
FXL|FT TECH ALPHADEX FD|CSIN|Citadel Securities Institutional LLC|8328
FXL|FT TECH ALPHADEX FD|CTDL|Citadel Derivatives Group Llc|11095
FXL|FT TECH ALPHADEX FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|10200
FXL|FT TECH ALPHADEX FD|DADA|D.A. Davidson & Co.|1872
FXL|FT TECH ALPHADEX FD|DAVA|Davenport & Company LLC|100
FXL|FT TECH ALPHADEX FD|DBAX|Deutsche Bank Securities Inc.|25600
FXL|FT TECH ALPHADEX FD|DEAN|MORGAN STANLEY|9766
FXL|FT TECH ALPHADEX FD|DEGS|RONIN PROFESSIONAL LLC|1000
FXL|FT TECH ALPHADEX FD|EBXL|EBX LLC|20200
FXL|FT TECH ALPHADEX FD|EDJO|Edward D. Jones & Co., L.P.|3287
FXL|FT TECH ALPHADEX FD|EGAM|CBOE TRADING, INC.|1579
FXL|FT TECH ALPHADEX FD|EGXM|CBOE TRADING, INC.|101
FXL|FT TECH ALPHADEX FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
FXL|FT TECH ALPHADEX FD|ETRS|E*Trade Securities LLC|1576
FXL|FT TECH ALPHADEX FD|FBSB|U.S. Bancorp Investments, Inc.|1239
FXL|FT TECH ALPHADEX FD|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|5250
FXL|FT TECH ALPHADEX FD|FMAF|NBCN Inc./ CDS|158
FXL|FT TECH ALPHADEX FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|307
FXL|FT TECH ALPHADEX FD|FTBR|Foliofn Investments, Inc.|8710
FXL|FT TECH ALPHADEX FD|GSCO|GOLDMAN SACHS & CO. LLC|48550
FXL|FT TECH ALPHADEX FD|GSLT|GOLDMAN SACHS & CO. LLC|229
FXL|FT TECH ALPHADEX FD|HRBF|American Enterprise Investment Services Inc.|14058
FXL|FT TECH ALPHADEX FD|IATS|INTERACTIVE BROKERS LLC|640
FXL|FT TECH ALPHADEX FD|IBKR|Interactive Brokers Llc|2715
FXL|FT TECH ALPHADEX FD|ICBX|INSTINET, LLC|17844
FXL|FT TECH ALPHADEX FD|INCA|INSTINET, LLC|3610
FXL|FT TECH ALPHADEX FD|ITGP|ITG INC.|1200
FXL|FT TECH ALPHADEX FD|JANY|Janney Montgomery Scott Inc.|5579
FXL|FT TECH ALPHADEX FD|JMPT|JUMP TRADING, LLC|526
FXL|FT TECH ALPHADEX FD|JPMX|J.P. Morgan Securities LLC|6632
FXL|FT TECH ALPHADEX FD|JSEB|JANE STREET EXECUTION SERVICES, LLC|132413
FXL|FT TECH ALPHADEX FD|JSJX|JANE STREET CAPITAL LLC|143185
FXL|FT TECH ALPHADEX FD|KCGM|VIRTU Americas LLC|5245
FXL|FT TECH ALPHADEX FD|LEHM|Barclays Capital Inc./Le|19701
FXL|FT TECH ALPHADEX FD|LIME|Lime Brokerage LLC|15034
FXL|FT TECH ALPHADEX FD|MACC|Mid Atlantic Capital Corporation|2444
FXL|FT TECH ALPHADEX FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14640
FXL|FT TECH ALPHADEX FD|MSCO|MORGAN STANLEY & CO. LLC|70951
FXL|FT TECH ALPHADEX FD|NFSC|National Financial Services LLC|67909
FXL|FT TECH ALPHADEX FD|NITE|VIRTU Americas LLC|261382
FXL|FT TECH ALPHADEX FD|NITP|VIRTU Americas LLC|500
FXL|FT TECH ALPHADEX FD|OPCO|Oppenheimer & Co. Inc.|1297
FXL|FT TECH ALPHADEX FD|RBCM|RBC CAPITAL MARKETS, LLC|46863
FXL|FT TECH ALPHADEX FD|SALI|INTL FCSTONE FINANCIAL INC.|1478
FXL|FT TECH ALPHADEX FD|SBSH|Citigroup Global Markets Inc.|3614
FXL|FT TECH ALPHADEX FD|SGMT|GOLDMAN SACHS & CO. LLC|8682
FXL|FT TECH ALPHADEX FD|SHMR|ABN Amro Clearing LLC|8248
FXL|FT TECH ALPHADEX FD|SPHN|Stephens Inc.|81
FXL|FT TECH ALPHADEX FD|STFL|Stifel, Nicolaus & Company, Incorporated|3259
FXL|FT TECH ALPHADEX FD|SWIM|TD Ameritrade, Inc.|2003
FXL|FT TECH ALPHADEX FD|SWST|Hilltop Securities Inc.|1039
FXL|FT TECH ALPHADEX FD|TKNG|ALLY INVEST SECURITIES LLC|16
FXL|FT TECH ALPHADEX FD|TRBT|Tradebot Systems, Inc.|54
FXL|FT TECH ALPHADEX FD|TRCM|TRC MARKETS LLC|77
FXL|FT TECH ALPHADEX FD|UBSA|UBS SECURITIES LLC|29486
FXL|FT TECH ALPHADEX FD|UBSS|UBS Securities LLC|172536
FXL|FT TECH ALPHADEX FD|VALX|VIRTU AMERICAS LLC|2
FXL|FT TECH ALPHADEX FD|VGRD|Vanguard Marketing Corporation|2289
FXL|FT TECH ALPHADEX FD|WBET|Wallachbeth Capital LLC|41265
FXL|FT TECH ALPHADEX FD|WCHV|WELLS FARGO SECURITIES, LLC|244280
FXL|FT TECH ALPHADEX FD|WEDB|WEDBUSH SECURITIES INC.|91
FXL|FT TECH ALPHADEX FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2987
FXL|FT TECH ALPHADEX FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1792
FXL|FT TECH ALPHADEX FD|WSEA|WOLVERINE SECURITIES, LLC|9168
FXL|FT TECH ALPHADEX FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|12284
FXL|FT TECH ALPHADEX FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|44805
FXN|FT ENERGY ALPHADEX|ALTX|Alternet Securities Inc.|500
FXN|FT ENERGY ALPHADEX|APCC|Apex Clearing Corporation|100
FXN|FT ENERGY ALPHADEX|BARD|Robert W. Baird & Co. Incorporated|10876
FXN|FT ENERGY ALPHADEX|BATM|CBOE TRADING, INC.|5988
FXN|FT ENERGY ALPHADEX|BAYC|BAY CREST PARTNERS, LLC|117
FXN|FT ENERGY ALPHADEX|BBNT|BB&T SECURITIES, LLC|1249
FXN|FT ENERGY ALPHADEX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30458
FXN|FT ENERGY ALPHADEX|BTIG|BTIG, LLC|300000
FXN|FT ENERGY ALPHADEX|CANT|Cantor Fitzgerald & Co.|235432
FXN|FT ENERGY ALPHADEX|CHAS|Charles Schwab & Co., Inc.|1
FXN|FT ENERGY ALPHADEX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6300
FXN|FT ENERGY ALPHADEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41070
FXN|FT ENERGY ALPHADEX|CXCX|CITIGROUP GLOBAL MARKETS INC.|5000
FXN|FT ENERGY ALPHADEX|DADA|D.A. Davidson & Co.|1
FXN|FT ENERGY ALPHADEX|DAVA|Davenport & Company LLC|2300
FXN|FT ENERGY ALPHADEX|DBAB|Deutsche Bank Securities Inc.|862
FXN|FT ENERGY ALPHADEX|DBAX|Deutsche Bank Securities Inc.|25500
FXN|FT ENERGY ALPHADEX|DEAN|MORGAN STANLEY|16975
FXN|FT ENERGY ALPHADEX|EBXL|EBX LLC|26700
FXN|FT ENERGY ALPHADEX|EDJO|Edward D. Jones & Co., L.P.|16701
FXN|FT ENERGY ALPHADEX|EGAM|CBOE TRADING, INC.|13
FXN|FT ENERGY ALPHADEX|EGXM|CBOE TRADING, INC.|3581
FXN|FT ENERGY ALPHADEX|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1102
FXN|FT ENERGY ALPHADEX|ETRS|E*Trade Securities LLC|140
FXN|FT ENERGY ALPHADEX|FBSB|U.S. Bancorp Investments, Inc.|973
FXN|FT ENERGY ALPHADEX|FILL|Tradestation Securities, Inc.|100
FXN|FT ENERGY ALPHADEX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|223
FXN|FT ENERGY ALPHADEX|FTBR|Foliofn Investments, Inc.|7276
FXN|FT ENERGY ALPHADEX|GLPX|ACS EXECUTION SERVICES, LLC|167
FXN|FT ENERGY ALPHADEX|GSCO|GOLDMAN SACHS & CO. LLC|2500
FXN|FT ENERGY ALPHADEX|GSLT|GOLDMAN SACHS & CO. LLC|4254
FXN|FT ENERGY ALPHADEX|HRBF|American Enterprise Investment Services Inc.|19882
FXN|FT ENERGY ALPHADEX|IATS|INTERACTIVE BROKERS LLC|500
FXN|FT ENERGY ALPHADEX|IBKR|Interactive Brokers Llc|6170
FXN|FT ENERGY ALPHADEX|ICBX|INSTINET, LLC|29614
FXN|FT ENERGY ALPHADEX|INCA|INSTINET, LLC|3240
FXN|FT ENERGY ALPHADEX|INJX|INSTINET, LLC|1510
FXN|FT ENERGY ALPHADEX|ITGI|ITG Inc.|500
FXN|FT ENERGY ALPHADEX|ITGP|ITG INC.|6000
FXN|FT ENERGY ALPHADEX|JANY|Janney Montgomery Scott Inc.|26823
FXN|FT ENERGY ALPHADEX|JEFF|JEFFERIES LLC|26285
FXN|FT ENERGY ALPHADEX|JMPT|JUMP TRADING, LLC|154
FXN|FT ENERGY ALPHADEX|JPMX|J.P. Morgan Securities LLC|19816
FXN|FT ENERGY ALPHADEX|JSEB|JANE STREET EXECUTION SERVICES, LLC|190452
FXN|FT ENERGY ALPHADEX|JSJX|JANE STREET CAPITAL LLC|384750
FXN|FT ENERGY ALPHADEX|KCGM|VIRTU Americas LLC|8158
FXN|FT ENERGY ALPHADEX|LEHM|Barclays Capital Inc./Le|87875
FXN|FT ENERGY ALPHADEX|LIME|Lime Brokerage LLC|3390
FXN|FT ENERGY ALPHADEX|MACC|Mid Atlantic Capital Corporation|3017
FXN|FT ENERGY ALPHADEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17750
FXN|FT ENERGY ALPHADEX|MSCO|MORGAN STANLEY & CO. LLC|293655
FXN|FT ENERGY ALPHADEX|MSPL|MORGAN STANLEY & CO. LLC|1100
FXN|FT ENERGY ALPHADEX|NFSC|National Financial Services LLC|81713
FXN|FT ENERGY ALPHADEX|NITE|VIRTU Americas LLC|734460
FXN|FT ENERGY ALPHADEX|NITP|VIRTU Americas LLC|600
FXN|FT ENERGY ALPHADEX|OPCO|Oppenheimer & Co. Inc.|11196
FXN|FT ENERGY ALPHADEX|PDQM|CODA MARKETS, INC.|3999
FXN|FT ENERGY ALPHADEX|PWJC|UBS Financial Services, Inc.|50
FXN|FT ENERGY ALPHADEX|RBCM|RBC CAPITAL MARKETS, LLC|27059
FXN|FT ENERGY ALPHADEX|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|3100
FXN|FT ENERGY ALPHADEX|SALI|INTL FCSTONE FINANCIAL INC.|357
FXN|FT ENERGY ALPHADEX|SBSH|Citigroup Global Markets Inc.|950
FXN|FT ENERGY ALPHADEX|SGMT|GOLDMAN SACHS & CO. LLC|18825
FXN|FT ENERGY ALPHADEX|SPHN|Stephens Inc.|904
FXN|FT ENERGY ALPHADEX|STFL|Stifel, Nicolaus & Company, Incorporated|21816
FXN|FT ENERGY ALPHADEX|SWIM|TD Ameritrade, Inc.|76
FXN|FT ENERGY ALPHADEX|SWST|Hilltop Securities Inc.|522
FXN|FT ENERGY ALPHADEX|TRBT|Tradebot Systems, Inc.|9342
FXN|FT ENERGY ALPHADEX|TRCM|TRC MARKETS LLC|789
FXN|FT ENERGY ALPHADEX|UBSA|UBS SECURITIES LLC|60989
FXN|FT ENERGY ALPHADEX|UBSS|UBS Securities LLC|406000
FXN|FT ENERGY ALPHADEX|VALX|VIRTU AMERICAS LLC|149
FXN|FT ENERGY ALPHADEX|VGRD|Vanguard Marketing Corporation|5404
FXN|FT ENERGY ALPHADEX|WCHV|WELLS FARGO SECURITIES, LLC|244529
FXN|FT ENERGY ALPHADEX|WEDB|WEDBUSH SECURITIES INC.|93
FXN|FT ENERGY ALPHADEX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1397
FXN|FT ENERGY ALPHADEX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|913
FXN|FT ENERGY ALPHADEX|WGIF|CIBC World Markets Inc.|1300
FXN|FT ENERGY ALPHADEX|WSEA|WOLVERINE SECURITIES, LLC|2935
FXN|FT ENERGY ALPHADEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64981
FXO|FT FINANCIALS ALPHDX|AGIS|Aegis Capital Corp.|1300
FXO|FT FINANCIALS ALPHDX|APCC|Apex Clearing Corporation|30
FXO|FT FINANCIALS ALPHDX|BANK|Primevest Financial Services, Inc.|2572
FXO|FT FINANCIALS ALPHDX|BARD|Robert W. Baird & Co. Incorporated|6338
FXO|FT FINANCIALS ALPHDX|BATM|CBOE TRADING, INC.|200
FXO|FT FINANCIALS ALPHDX|BBNT|BB&T SECURITIES, LLC|20788
FXO|FT FINANCIALS ALPHDX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36252
FXO|FT FINANCIALS ALPHDX|CANT|Cantor Fitzgerald & Co.|115374
FXO|FT FINANCIALS ALPHDX|CHAS|Charles Schwab & Co., Inc.|119
FXO|FT FINANCIALS ALPHDX|CIST|Capital Institutional Services, Inc.|160
FXO|FT FINANCIALS ALPHDX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17539
FXO|FT FINANCIALS ALPHDX|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
FXO|FT FINANCIALS ALPHDX|DADA|D.A. Davidson & Co.|2638
FXO|FT FINANCIALS ALPHDX|DBAB|Deutsche Bank Securities Inc.|505
FXO|FT FINANCIALS ALPHDX|DBAX|Deutsche Bank Securities Inc.|8000
FXO|FT FINANCIALS ALPHDX|DEAN|MORGAN STANLEY|25367
FXO|FT FINANCIALS ALPHDX|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|286
FXO|FT FINANCIALS ALPHDX|EBXL|EBX LLC|12300
FXO|FT FINANCIALS ALPHDX|EDJO|Edward D. Jones & Co., L.P.|3283
FXO|FT FINANCIALS ALPHDX|EGAM|CBOE TRADING, INC.|832
FXO|FT FINANCIALS ALPHDX|EGXM|CBOE TRADING, INC.|3458
FXO|FT FINANCIALS ALPHDX|ETBE|Electronic Transaction Clearing, Inc.|300
FXO|FT FINANCIALS ALPHDX|ETRS|E*Trade Securities LLC|658
FXO|FT FINANCIALS ALPHDX|FBSB|U.S. Bancorp Investments, Inc.|2420
FXO|FT FINANCIALS ALPHDX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|687
FXO|FT FINANCIALS ALPHDX|FTBR|Foliofn Investments, Inc.|1572
FXO|FT FINANCIALS ALPHDX|GBMT|GBM International, Inc.|13326
FXO|FT FINANCIALS ALPHDX|GSCO|GOLDMAN SACHS & CO. LLC|64246
FXO|FT FINANCIALS ALPHDX|GSLT|GOLDMAN SACHS & CO. LLC|375
FXO|FT FINANCIALS ALPHDX|HRBF|American Enterprise Investment Services Inc.|31973
FXO|FT FINANCIALS ALPHDX|IBKR|Interactive Brokers Llc|213
FXO|FT FINANCIALS ALPHDX|ICBX|INSTINET, LLC|11116
FXO|FT FINANCIALS ALPHDX|INCA|INSTINET, LLC|167
FXO|FT FINANCIALS ALPHDX|ITGI|ITG Inc.|100
FXO|FT FINANCIALS ALPHDX|JANY|Janney Montgomery Scott Inc.|7280
FXO|FT FINANCIALS ALPHDX|JMPT|JUMP TRADING, LLC|216
FXO|FT FINANCIALS ALPHDX|JPMX|J.P. Morgan Securities LLC|7400
FXO|FT FINANCIALS ALPHDX|JSEB|JANE STREET EXECUTION SERVICES, LLC|107607
FXO|FT FINANCIALS ALPHDX|JSJX|JANE STREET CAPITAL LLC|114933
FXO|FT FINANCIALS ALPHDX|KCGM|VIRTU Americas LLC|20581
FXO|FT FINANCIALS ALPHDX|LEHM|Barclays Capital Inc./Le|36475
FXO|FT FINANCIALS ALPHDX|LIME|Lime Brokerage LLC|8418
FXO|FT FINANCIALS ALPHDX|LSCI|Lek Securities Corporation|2000
FXO|FT FINANCIALS ALPHDX|MACC|Mid Atlantic Capital Corporation|478
FXO|FT FINANCIALS ALPHDX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9736
FXO|FT FINANCIALS ALPHDX|MOTF|MOTIF INVESTING, INC.|1
FXO|FT FINANCIALS ALPHDX|MSCO|MORGAN STANLEY & CO. LLC|185489
FXO|FT FINANCIALS ALPHDX|MSPL|MORGAN STANLEY & CO. LLC|300
FXO|FT FINANCIALS ALPHDX|NBCS|NBC Securities, INC.|350
FXO|FT FINANCIALS ALPHDX|NFSC|National Financial Services LLC|97384
FXO|FT FINANCIALS ALPHDX|NITE|VIRTU Americas LLC|329543
FXO|FT FINANCIALS ALPHDX|NQRB|Brut, LLC|3172
FXO|FT FINANCIALS ALPHDX|OPCO|Oppenheimer & Co. Inc.|5493
FXO|FT FINANCIALS ALPHDX|PDQM|CODA MARKETS, INC.|900
FXO|FT FINANCIALS ALPHDX|PWJC|UBS Financial Services, Inc.|351
FXO|FT FINANCIALS ALPHDX|RBCM|RBC CAPITAL MARKETS, LLC|40022
FXO|FT FINANCIALS ALPHDX|SALI|INTL FCSTONE FINANCIAL INC.|593
FXO|FT FINANCIALS ALPHDX|SBSH|Citigroup Global Markets Inc.|2300
FXO|FT FINANCIALS ALPHDX|SGMT|GOLDMAN SACHS & CO. LLC|6831
FXO|FT FINANCIALS ALPHDX|SPHN|Stephens Inc.|1124
FXO|FT FINANCIALS ALPHDX|STFL|Stifel, Nicolaus & Company, Incorporated|9347
FXO|FT FINANCIALS ALPHDX|SWIM|TD Ameritrade, Inc.|496
FXO|FT FINANCIALS ALPHDX|SWST|Hilltop Securities Inc.|440
FXO|FT FINANCIALS ALPHDX|TKNG|ALLY INVEST SECURITIES LLC|8
FXO|FT FINANCIALS ALPHDX|TRBT|Tradebot Systems, Inc.|100
FXO|FT FINANCIALS ALPHDX|TRCM|TRC MARKETS LLC|422
FXO|FT FINANCIALS ALPHDX|UBSA|UBS SECURITIES LLC|16909
FXO|FT FINANCIALS ALPHDX|UBSS|UBS Securities LLC|154644
FXO|FT FINANCIALS ALPHDX|VGRD|Vanguard Marketing Corporation|2084
FXO|FT FINANCIALS ALPHDX|WCHV|WELLS FARGO SECURITIES, LLC|148052
FXO|FT FINANCIALS ALPHDX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|780
FXO|FT FINANCIALS ALPHDX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|253
FXO|FT FINANCIALS ALPHDX|WSEA|WOLVERINE SECURITIES, LLC|5322
FXO|FT FINANCIALS ALPHDX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|77331
FXP|PROSHARES ULTRASHORT|ALTX|Alternet Securities Inc.|252
FXP|PROSHARES ULTRASHORT|APCC|Apex Clearing Corporation|368
FXP|PROSHARES ULTRASHORT|CHAS|Charles Schwab & Co., Inc.|125
FXP|PROSHARES ULTRASHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1918
FXP|PROSHARES ULTRASHORT|DBAX|Deutsche Bank Securities Inc.|800
FXP|PROSHARES ULTRASHORT|EBXL|EBX LLC|600
FXP|PROSHARES ULTRASHORT|EGAM|CBOE TRADING, INC.|1458
FXP|PROSHARES ULTRASHORT|ETRS|E*Trade Securities LLC|5424
FXP|PROSHARES ULTRASHORT|FIDT|Fidelity Clearing Canada ULC./ CDS|1
FXP|PROSHARES ULTRASHORT|FILL|Tradestation Securities, Inc.|1418
FXP|PROSHARES ULTRASHORT|FMAF|NBCN Inc./ CDS|363
FXP|PROSHARES ULTRASHORT|FQLS|Quantlab Securities LP|1609
FXP|PROSHARES ULTRASHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
FXP|PROSHARES ULTRASHORT|FTBR|Foliofn Investments, Inc.|2
FXP|PROSHARES ULTRASHORT|GLIS|TD Securities Inc|504
FXP|PROSHARES ULTRASHORT|HSBC|HSBC Securities, Inc.|125
FXP|PROSHARES ULTRASHORT|IATS|INTERACTIVE BROKERS LLC|670
FXP|PROSHARES ULTRASHORT|IBKR|Interactive Brokers Llc|4276
FXP|PROSHARES ULTRASHORT|ICBX|INSTINET, LLC|800
FXP|PROSHARES ULTRASHORT|INCA|INSTINET, LLC|326
FXP|PROSHARES ULTRASHORT|ITGI|ITG Inc.|352
FXP|PROSHARES ULTRASHORT|ITGP|ITG INC.|200
FXP|PROSHARES ULTRASHORT|JANY|Janney Montgomery Scott Inc.|7
FXP|PROSHARES ULTRASHORT|JSJX|JANE STREET CAPITAL LLC|31967
FXP|PROSHARES ULTRASHORT|KCGM|VIRTU Americas LLC|1419
FXP|PROSHARES ULTRASHORT|LEHM|Barclays Capital Inc./Le|6000
FXP|PROSHARES ULTRASHORT|LIME|Lime Brokerage LLC|21629
FXP|PROSHARES ULTRASHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
FXP|PROSHARES ULTRASHORT|MOTF|MOTIF INVESTING, INC.|20
FXP|PROSHARES ULTRASHORT|MSCO|MORGAN STANLEY & CO. LLC|2945
FXP|PROSHARES ULTRASHORT|NFSC|National Financial Services LLC|35909
FXP|PROSHARES ULTRASHORT|NITE|VIRTU Americas LLC|42677
FXP|PROSHARES ULTRASHORT|NTBF|BMO Nesbitt Burns Inc./CDS|100
FXP|PROSHARES ULTRASHORT|SBSH|Citigroup Global Markets Inc.|12
FXP|PROSHARES ULTRASHORT|SGMT|GOLDMAN SACHS & CO. LLC|300
FXP|PROSHARES ULTRASHORT|SWIM|TD Ameritrade, Inc.|11971
FXP|PROSHARES ULTRASHORT|TKNG|ALLY INVEST SECURITIES LLC|142
FXP|PROSHARES ULTRASHORT|TRCM|TRC MARKETS LLC|78
FXP|PROSHARES ULTRASHORT|UBSA|UBS SECURITIES LLC|4371
FXP|PROSHARES ULTRASHORT|UBSS|UBS Securities LLC|17077
FXP|PROSHARES ULTRASHORT|VALX|VIRTU AMERICAS LLC|1769
FXP|PROSHARES ULTRASHORT|VGRD|Vanguard Marketing Corporation|3521
FXP|PROSHARES ULTRASHORT|VSIN|Vision Financial Markets Llc|50
FXP|PROSHARES ULTRASHORT|WCHV|WELLS FARGO SECURITIES, LLC|4656
FXP|PROSHARES ULTRASHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|311
FXP|PROSHARES ULTRASHORT|WSEA|WOLVERINE SECURITIES, LLC|3
FXR|FT IND/PRD DURABLS|APCC|Apex Clearing Corporation|8
FXR|FT IND/PRD DURABLS|BARD|Robert W. Baird & Co. Incorporated|8793
FXR|FT IND/PRD DURABLS|BBNT|BB&T SECURITIES, LLC|7877
FXR|FT IND/PRD DURABLS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8807
FXR|FT IND/PRD DURABLS|CANT|Cantor Fitzgerald & Co.|115746
FXR|FT IND/PRD DURABLS|CHAS|Charles Schwab & Co., Inc.|2125
FXR|FT IND/PRD DURABLS|CIST|Capital Institutional Services, Inc.|624
FXR|FT IND/PRD DURABLS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4365
FXR|FT IND/PRD DURABLS|CSIN|Citadel Securities Institutional LLC|65400
FXR|FT IND/PRD DURABLS|CTDL|Citadel Derivatives Group Llc|70132
FXR|FT IND/PRD DURABLS|DADA|D.A. Davidson & Co.|5396
FXR|FT IND/PRD DURABLS|DAVA|Davenport & Company LLC|345
FXR|FT IND/PRD DURABLS|DBAB|Deutsche Bank Securities Inc.|237
FXR|FT IND/PRD DURABLS|DBAX|Deutsche Bank Securities Inc.|2100
FXR|FT IND/PRD DURABLS|DEAN|MORGAN STANLEY|13983
FXR|FT IND/PRD DURABLS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|130
FXR|FT IND/PRD DURABLS|EBXL|EBX LLC|4800
FXR|FT IND/PRD DURABLS|ECUT|CONVERGEX EXECUTION SOLUTIONS|118
FXR|FT IND/PRD DURABLS|EDJO|Edward D. Jones & Co., L.P.|767
FXR|FT IND/PRD DURABLS|ETBE|Electronic Transaction Clearing, Inc.|400
FXR|FT IND/PRD DURABLS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
FXR|FT IND/PRD DURABLS|ETRS|E*Trade Securities LLC|20
FXR|FT IND/PRD DURABLS|FBSB|U.S. Bancorp Investments, Inc.|28
FXR|FT IND/PRD DURABLS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
FXR|FT IND/PRD DURABLS|FTBR|Foliofn Investments, Inc.|19176
FXR|FT IND/PRD DURABLS|GSCO|GOLDMAN SACHS & CO. LLC|444
FXR|FT IND/PRD DURABLS|HRBF|American Enterprise Investment Services Inc.|103
FXR|FT IND/PRD DURABLS|IBKR|Interactive Brokers Llc|300
FXR|FT IND/PRD DURABLS|ICBX|INSTINET, LLC|1100
FXR|FT IND/PRD DURABLS|INCA|INSTINET, LLC|901
FXR|FT IND/PRD DURABLS|ITGI|ITG Inc.|1300
FXR|FT IND/PRD DURABLS|JANY|Janney Montgomery Scott Inc.|2732
FXR|FT IND/PRD DURABLS|JMPT|JUMP TRADING, LLC|80
FXR|FT IND/PRD DURABLS|JSEB|JANE STREET EXECUTION SERVICES, LLC|52647
FXR|FT IND/PRD DURABLS|JSJX|JANE STREET CAPITAL LLC|89409
FXR|FT IND/PRD DURABLS|KCGM|VIRTU Americas LLC|600
FXR|FT IND/PRD DURABLS|LEHM|Barclays Capital Inc./Le|6634
FXR|FT IND/PRD DURABLS|LIME|Lime Brokerage LLC|9726
FXR|FT IND/PRD DURABLS|MACC|Mid Atlantic Capital Corporation|1082
FXR|FT IND/PRD DURABLS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
FXR|FT IND/PRD DURABLS|MOTF|MOTIF INVESTING, INC.|98
FXR|FT IND/PRD DURABLS|MSCO|MORGAN STANLEY & CO. LLC|89838
FXR|FT IND/PRD DURABLS|MSPL|MORGAN STANLEY & CO. LLC|300
FXR|FT IND/PRD DURABLS|NFSC|National Financial Services LLC|64132
FXR|FT IND/PRD DURABLS|NITE|VIRTU Americas LLC|335250
FXR|FT IND/PRD DURABLS|NITP|VIRTU Americas LLC|514
FXR|FT IND/PRD DURABLS|OPCO|Oppenheimer & Co. Inc.|2969
FXR|FT IND/PRD DURABLS|PWJC|UBS Financial Services, Inc.|81
FXR|FT IND/PRD DURABLS|RBCM|RBC CAPITAL MARKETS, LLC|38617
FXR|FT IND/PRD DURABLS|SALI|INTL FCSTONE FINANCIAL INC.|595
FXR|FT IND/PRD DURABLS|SBSH|Citigroup Global Markets Inc.|6022
FXR|FT IND/PRD DURABLS|SGMT|GOLDMAN SACHS & CO. LLC|1336
FXR|FT IND/PRD DURABLS|SPHN|Stephens Inc.|2264
FXR|FT IND/PRD DURABLS|STFL|Stifel, Nicolaus & Company, Incorporated|7454
FXR|FT IND/PRD DURABLS|SWST|Hilltop Securities Inc.|614
FXR|FT IND/PRD DURABLS|TRCM|TRC MARKETS LLC|1
FXR|FT IND/PRD DURABLS|UBSA|UBS SECURITIES LLC|13508
FXR|FT IND/PRD DURABLS|UBSS|UBS Securities LLC|85660
FXR|FT IND/PRD DURABLS|VGRD|Vanguard Marketing Corporation|250
FXR|FT IND/PRD DURABLS|WBET|Wallachbeth Capital LLC|20680
FXR|FT IND/PRD DURABLS|WCHV|WELLS FARGO SECURITIES, LLC|227071
FXR|FT IND/PRD DURABLS|WEDB|WEDBUSH SECURITIES INC.|140
FXR|FT IND/PRD DURABLS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1083
FXR|FT IND/PRD DURABLS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|682
FXR|FT IND/PRD DURABLS|WSEA|WOLVERINE SECURITIES, LLC|5742
FXR|FT IND/PRD DURABLS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|61717
FXS|CRRNCYSHR SW KRN TR|APCC|Apex Clearing Corporation|6
FXS|CRRNCYSHR SW KRN TR|DEAN|MORGAN STANLEY|15
FXS|CRRNCYSHR SW KRN TR|ETRS|E*Trade Securities LLC|17548
FXS|CRRNCYSHR SW KRN TR|FLTU|FLOW TRADERS US LLC|1410
FXS|CRRNCYSHR SW KRN TR|FTBR|Foliofn Investments, Inc.|5
FXS|CRRNCYSHR SW KRN TR|IBKR|Interactive Brokers Llc|255
FXS|CRRNCYSHR SW KRN TR|ITGP|ITG INC.|600
FXS|CRRNCYSHR SW KRN TR|JANY|Janney Montgomery Scott Inc.|30
FXS|CRRNCYSHR SW KRN TR|LIME|Lime Brokerage LLC|170
FXS|CRRNCYSHR SW KRN TR|MSCO|MORGAN STANLEY & CO. LLC|937
FXS|CRRNCYSHR SW KRN TR|NFSC|National Financial Services LLC|820
FXS|CRRNCYSHR SW KRN TR|NITE|VIRTU Americas LLC|8993
FXS|CRRNCYSHR SW KRN TR|RBCM|RBC CAPITAL MARKETS, LLC|2189
FXS|CRRNCYSHR SW KRN TR|SWIM|TD Ameritrade, Inc.|400
FXS|CRRNCYSHR SW KRN TR|UBSA|UBS SECURITIES LLC|7
FXS|CRRNCYSHR SW KRN TR|UBSS|UBS Securities LLC|102
FXS|CRRNCYSHR SW KRN TR|VGRD|Vanguard Marketing Corporation|363
FXS|CRRNCYSHR SW KRN TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|83
FXS|CRRNCYSHR SW KRN TR|WSEA|WOLVERINE SECURITIES, LLC|4
FXSG|C S SING DOLLAR TRST|MOTF|MOTIF INVESTING, INC.|1
FXSG|C S SING DOLLAR TRST|NITE|VIRTU Americas LLC|198
FXSG|C S SING DOLLAR TRST|VGRD|Vanguard Marketing Corporation|900
FXU|FT UTILITIES ALPHADX|APCC|Apex Clearing Corporation|13
FXU|FT UTILITIES ALPHADX|BANK|Primevest Financial Services, Inc.|1
FXU|FT UTILITIES ALPHADX|BARD|Robert W. Baird & Co. Incorporated|9808
FXU|FT UTILITIES ALPHADX|BBNT|BB&T SECURITIES, LLC|2874
FXU|FT UTILITIES ALPHADX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2145
FXU|FT UTILITIES ALPHADX|CANT|Cantor Fitzgerald & Co.|73951
FXU|FT UTILITIES ALPHADX|CHAS|Charles Schwab & Co., Inc.|1
FXU|FT UTILITIES ALPHADX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40579
FXU|FT UTILITIES ALPHADX|CSIN|Citadel Securities Institutional LLC|111147
FXU|FT UTILITIES ALPHADX|CTDL|Citadel Derivatives Group Llc|112247
FXU|FT UTILITIES ALPHADX|DBAB|Deutsche Bank Securities Inc.|284
FXU|FT UTILITIES ALPHADX|DBAX|Deutsche Bank Securities Inc.|23500
FXU|FT UTILITIES ALPHADX|DEAN|MORGAN STANLEY|18555
FXU|FT UTILITIES ALPHADX|EBXL|EBX LLC|41300
FXU|FT UTILITIES ALPHADX|EDJO|Edward D. Jones & Co., L.P.|1100
FXU|FT UTILITIES ALPHADX|EGAM|CBOE TRADING, INC.|1000
FXU|FT UTILITIES ALPHADX|EGXM|CBOE TRADING, INC.|174
FXU|FT UTILITIES ALPHADX|ETRS|E*Trade Securities LLC|932
FXU|FT UTILITIES ALPHADX|FBSB|U.S. Bancorp Investments, Inc.|597
FXU|FT UTILITIES ALPHADX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82
FXU|FT UTILITIES ALPHADX|FTBR|Foliofn Investments, Inc.|269
FXU|FT UTILITIES ALPHADX|GSLT|GOLDMAN SACHS & CO. LLC|210
FXU|FT UTILITIES ALPHADX|GTSZ|GTS SECURITIES LLC|70
FXU|FT UTILITIES ALPHADX|HRBF|American Enterprise Investment Services Inc.|1423
FXU|FT UTILITIES ALPHADX|IBKR|Interactive Brokers Llc|3950
FXU|FT UTILITIES ALPHADX|ICBX|INSTINET, LLC|28600
FXU|FT UTILITIES ALPHADX|INCA|INSTINET, LLC|246
FXU|FT UTILITIES ALPHADX|ITGI|ITG Inc.|167
FXU|FT UTILITIES ALPHADX|ITGP|ITG INC.|14200
FXU|FT UTILITIES ALPHADX|JANY|Janney Montgomery Scott Inc.|4164
FXU|FT UTILITIES ALPHADX|JPMX|J.P. Morgan Securities LLC|10020
FXU|FT UTILITIES ALPHADX|JSEB|JANE STREET EXECUTION SERVICES, LLC|75575
FXU|FT UTILITIES ALPHADX|JSJX|JANE STREET CAPITAL LLC|71760
FXU|FT UTILITIES ALPHADX|KCGM|VIRTU Americas LLC|11096
FXU|FT UTILITIES ALPHADX|LEHM|Barclays Capital Inc./Le|46066
FXU|FT UTILITIES ALPHADX|LIME|Lime Brokerage LLC|2388
FXU|FT UTILITIES ALPHADX|LSCI|Lek Securities Corporation|10
FXU|FT UTILITIES ALPHADX|MACC|Mid Atlantic Capital Corporation|23
FXU|FT UTILITIES ALPHADX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23698
FXU|FT UTILITIES ALPHADX|MSCO|MORGAN STANLEY & CO. LLC|110877
FXU|FT UTILITIES ALPHADX|MSPL|MORGAN STANLEY & CO. LLC|900
FXU|FT UTILITIES ALPHADX|NFSC|National Financial Services LLC|53015
FXU|FT UTILITIES ALPHADX|NITE|VIRTU Americas LLC|233628
FXU|FT UTILITIES ALPHADX|OPCO|Oppenheimer & Co. Inc.|7
FXU|FT UTILITIES ALPHADX|PDQM|CODA MARKETS, INC.|700
FXU|FT UTILITIES ALPHADX|RBCM|RBC CAPITAL MARKETS, LLC|25571
FXU|FT UTILITIES ALPHADX|SALI|INTL FCSTONE FINANCIAL INC.|3490
FXU|FT UTILITIES ALPHADX|SGMT|GOLDMAN SACHS & CO. LLC|23400
FXU|FT UTILITIES ALPHADX|STFL|Stifel, Nicolaus & Company, Incorporated|4822
FXU|FT UTILITIES ALPHADX|SWIM|TD Ameritrade, Inc.|1206
FXU|FT UTILITIES ALPHADX|SWST|Hilltop Securities Inc.|772
FXU|FT UTILITIES ALPHADX|TKNG|ALLY INVEST SECURITIES LLC|20
FXU|FT UTILITIES ALPHADX|TRCM|TRC MARKETS LLC|900
FXU|FT UTILITIES ALPHADX|UBSA|UBS SECURITIES LLC|59816
FXU|FT UTILITIES ALPHADX|UBSS|UBS Securities LLC|29508
FXU|FT UTILITIES ALPHADX|VALX|VIRTU AMERICAS LLC|4000
FXU|FT UTILITIES ALPHADX|VGRD|Vanguard Marketing Corporation|4304
FXU|FT UTILITIES ALPHADX|WCHV|WELLS FARGO SECURITIES, LLC|49331
FXU|FT UTILITIES ALPHADX|WEDB|WEDBUSH SECURITIES INC.|45
FXU|FT UTILITIES ALPHADX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|415
FXU|FT UTILITIES ALPHADX|WLTH|WEALTHFRONT BROKERAGE CORPORATION|175
FXU|FT UTILITIES ALPHADX|WSEA|WOLVERINE SECURITIES, LLC|4766
FXU|FT UTILITIES ALPHADX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14627
FXY|CRNCYSHRS JPN YEN TR|ALTX|Alternet Securities Inc.|400
FXY|CRNCYSHRS JPN YEN TR|APCC|Apex Clearing Corporation|6200
FXY|CRNCYSHRS JPN YEN TR|BARD|Robert W. Baird & Co. Incorporated|18
FXY|CRNCYSHRS JPN YEN TR|BATM|CBOE TRADING, INC.|1639
FXY|CRNCYSHRS JPN YEN TR|BBNT|BB&T SECURITIES, LLC|70
FXY|CRNCYSHRS JPN YEN TR|BERN|Sanford C. Bernstein & Co., LLC|66
FXY|CRNCYSHRS JPN YEN TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14
FXY|CRNCYSHRS JPN YEN TR|CHAS|Charles Schwab & Co., Inc.|1100
FXY|CRNCYSHRS JPN YEN TR|CICF|Canaccord Genuity Corp.|100
FXY|CRNCYSHRS JPN YEN TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|580
FXY|CRNCYSHRS JPN YEN TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12966
FXY|CRNCYSHRS JPN YEN TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
FXY|CRNCYSHRS JPN YEN TR|DBAB|Deutsche Bank Securities Inc.|549
FXY|CRNCYSHRS JPN YEN TR|DBAX|Deutsche Bank Securities Inc.|3000
FXY|CRNCYSHRS JPN YEN TR|DEAN|MORGAN STANLEY|2791
FXY|CRNCYSHRS JPN YEN TR|EBXL|EBX LLC|7800
FXY|CRNCYSHRS JPN YEN TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|90
FXY|CRNCYSHRS JPN YEN TR|EDJO|Edward D. Jones & Co., L.P.|44
FXY|CRNCYSHRS JPN YEN TR|EGAM|CBOE TRADING, INC.|1970
FXY|CRNCYSHRS JPN YEN TR|EGAW|CBOE TRADING, INC.|56
FXY|CRNCYSHRS JPN YEN TR|ETBE|Electronic Transaction Clearing, Inc.|100
FXY|CRNCYSHRS JPN YEN TR|ETRS|E*Trade Securities LLC|6141
FXY|CRNCYSHRS JPN YEN TR|FILL|Tradestation Securities, Inc.|426
FXY|CRNCYSHRS JPN YEN TR|FLTU|FLOW TRADERS US LLC|1000
FXY|CRNCYSHRS JPN YEN TR|FMAF|NBCN Inc./ CDS|100
FXY|CRNCYSHRS JPN YEN TR|FQLS|Quantlab Securities LP|379
FXY|CRNCYSHRS JPN YEN TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1689
FXY|CRNCYSHRS JPN YEN TR|FTBR|Foliofn Investments, Inc.|162
FXY|CRNCYSHRS JPN YEN TR|GEBB|GLOBAL EXECUTION BROKERS, LP|500
FXY|CRNCYSHRS JPN YEN TR|GLIS|TD Securities Inc|108
FXY|CRNCYSHRS JPN YEN TR|GSCO|GOLDMAN SACHS & CO. LLC|9832
FXY|CRNCYSHRS JPN YEN TR|GSCS|GOLDMAN SACHS & CO. LLC|18453
FXY|CRNCYSHRS JPN YEN TR|GSLT|GOLDMAN SACHS & CO. LLC|1200
FXY|CRNCYSHRS JPN YEN TR|GTSZ|GTS SECURITIES LLC|1200
FXY|CRNCYSHRS JPN YEN TR|HRBF|American Enterprise Investment Services Inc.|69
FXY|CRNCYSHRS JPN YEN TR|IATS|INTERACTIVE BROKERS LLC|1001
FXY|CRNCYSHRS JPN YEN TR|IBKR|Interactive Brokers Llc|14795
FXY|CRNCYSHRS JPN YEN TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|123
FXY|CRNCYSHRS JPN YEN TR|ICBX|INSTINET, LLC|14279
FXY|CRNCYSHRS JPN YEN TR|INCA|INSTINET, LLC|7805
FXY|CRNCYSHRS JPN YEN TR|ITGI|ITG Inc.|1819
FXY|CRNCYSHRS JPN YEN TR|ITGP|ITG INC.|5800
FXY|CRNCYSHRS JPN YEN TR|JEFF|JEFFERIES LLC|3300
FXY|CRNCYSHRS JPN YEN TR|JPMX|J.P. Morgan Securities LLC|2146
FXY|CRNCYSHRS JPN YEN TR|JSEB|JANE STREET EXECUTION SERVICES, LLC|28458
FXY|CRNCYSHRS JPN YEN TR|JSJX|JANE STREET CAPITAL LLC|46323
FXY|CRNCYSHRS JPN YEN TR|KCGM|VIRTU Americas LLC|2900
FXY|CRNCYSHRS JPN YEN TR|LEHM|Barclays Capital Inc./Le|21364
FXY|CRNCYSHRS JPN YEN TR|LIME|Lime Brokerage LLC|4247
FXY|CRNCYSHRS JPN YEN TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6442
FXY|CRNCYSHRS JPN YEN TR|MOTF|MOTIF INVESTING, INC.|18
FXY|CRNCYSHRS JPN YEN TR|MSCO|MORGAN STANLEY & CO. LLC|30758
FXY|CRNCYSHRS JPN YEN TR|MSPL|MORGAN STANLEY & CO. LLC|9100
FXY|CRNCYSHRS JPN YEN TR|MSTX|MORGAN STANLEY & CO. LLC|500
FXY|CRNCYSHRS JPN YEN TR|NFSC|National Financial Services LLC|27814
FXY|CRNCYSHRS JPN YEN TR|NITE|VIRTU Americas LLC|78859
FXY|CRNCYSHRS JPN YEN TR|PDQM|CODA MARKETS, INC.|900
FXY|CRNCYSHRS JPN YEN TR|PWJC|UBS Financial Services, Inc.|500
FXY|CRNCYSHRS JPN YEN TR|RBCM|RBC CAPITAL MARKETS, LLC|437
FXY|CRNCYSHRS JPN YEN TR|SBSH|Citigroup Global Markets Inc.|4025
FXY|CRNCYSHRS JPN YEN TR|SGMT|GOLDMAN SACHS & CO. LLC|2000
FXY|CRNCYSHRS JPN YEN TR|SWIM|TD Ameritrade, Inc.|2814
FXY|CRNCYSHRS JPN YEN TR|TKNG|ALLY INVEST SECURITIES LLC|220
FXY|CRNCYSHRS JPN YEN TR|TRCM|TRC MARKETS LLC|100
FXY|CRNCYSHRS JPN YEN TR|TWTT|TASTYWORKS, INC.|500
FXY|CRNCYSHRS JPN YEN TR|UBSA|UBS SECURITIES LLC|28155
FXY|CRNCYSHRS JPN YEN TR|UBSS|UBS Securities LLC|4879
FXY|CRNCYSHRS JPN YEN TR|VGRD|Vanguard Marketing Corporation|5549
FXY|CRNCYSHRS JPN YEN TR|WCHV|WELLS FARGO SECURITIES, LLC|17289
FXY|CRNCYSHRS JPN YEN TR|WEED|Weeden & Co.L.P.|3688
FXY|CRNCYSHRS JPN YEN TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2782
FXY|CRNCYSHRS JPN YEN TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37073
FXY|CRNCYSHRS JPN YEN TR|WGIF|CIBC World Markets Inc.|450
FXY|CRNCYSHRS JPN YEN TR|WSEA|WOLVERINE SECURITIES, LLC|3984
FXY|CRNCYSHRS JPN YEN TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|137
FXZ|FT MAT ALPHADEX FUND|ALTX|Alternet Securities Inc.|100
FXZ|FT MAT ALPHADEX FUND|APCC|Apex Clearing Corporation|16
FXZ|FT MAT ALPHADEX FUND|BARD|Robert W. Baird & Co. Incorporated|196
FXZ|FT MAT ALPHADEX FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|127
FXZ|FT MAT ALPHADEX FUND|CANT|Cantor Fitzgerald & Co.|48016
FXZ|FT MAT ALPHADEX FUND|CHAS|Charles Schwab & Co., Inc.|5
FXZ|FT MAT ALPHADEX FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13599
FXZ|FT MAT ALPHADEX FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2096
FXZ|FT MAT ALPHADEX FUND|CSIN|Citadel Securities Institutional LLC|150020
FXZ|FT MAT ALPHADEX FUND|CTDL|Citadel Derivatives Group Llc|165550
FXZ|FT MAT ALPHADEX FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|6000
FXZ|FT MAT ALPHADEX FUND|DBAX|Deutsche Bank Securities Inc.|4200
FXZ|FT MAT ALPHADEX FUND|DEAN|MORGAN STANLEY|7783
FXZ|FT MAT ALPHADEX FUND|EBXL|EBX LLC|8700
FXZ|FT MAT ALPHADEX FUND|EDJO|Edward D. Jones & Co., L.P.|1232
FXZ|FT MAT ALPHADEX FUND|EGXM|CBOE TRADING, INC.|167
FXZ|FT MAT ALPHADEX FUND|ETCB|ETC BROKERAGE SERVICES, LLC|8
FXZ|FT MAT ALPHADEX FUND|ETRS|E*Trade Securities LLC|1154
FXZ|FT MAT ALPHADEX FUND|FBSB|U.S. Bancorp Investments, Inc.|400
FXZ|FT MAT ALPHADEX FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|346
FXZ|FT MAT ALPHADEX FUND|FTBR|Foliofn Investments, Inc.|12004
FXZ|FT MAT ALPHADEX FUND|GEBB|GLOBAL EXECUTION BROKERS, LP|400
FXZ|FT MAT ALPHADEX FUND|GLIS|TD Securities Inc|45
FXZ|FT MAT ALPHADEX FUND|GSCO|GOLDMAN SACHS & CO. LLC|2028
FXZ|FT MAT ALPHADEX FUND|GSLT|GOLDMAN SACHS & CO. LLC|48
FXZ|FT MAT ALPHADEX FUND|GTSZ|GTS SECURITIES LLC|5
FXZ|FT MAT ALPHADEX FUND|HRBF|American Enterprise Investment Services Inc.|16754
FXZ|FT MAT ALPHADEX FUND|ICBX|INSTINET, LLC|1500
FXZ|FT MAT ALPHADEX FUND|INCA|INSTINET, LLC|600
FXZ|FT MAT ALPHADEX FUND|ITGI|ITG Inc.|200
FXZ|FT MAT ALPHADEX FUND|ITGP|ITG INC.|4000
FXZ|FT MAT ALPHADEX FUND|JANY|Janney Montgomery Scott Inc.|828
FXZ|FT MAT ALPHADEX FUND|JPMX|J.P. Morgan Securities LLC|6000
FXZ|FT MAT ALPHADEX FUND|JSEB|JANE STREET EXECUTION SERVICES, LLC|73808
FXZ|FT MAT ALPHADEX FUND|JSJX|JANE STREET CAPITAL LLC|86224
FXZ|FT MAT ALPHADEX FUND|KCGM|VIRTU Americas LLC|506
FXZ|FT MAT ALPHADEX FUND|LEHM|Barclays Capital Inc./Le|4930
FXZ|FT MAT ALPHADEX FUND|LIME|Lime Brokerage LLC|7319
FXZ|FT MAT ALPHADEX FUND|MACC|Mid Atlantic Capital Corporation|2803
FXZ|FT MAT ALPHADEX FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9638
FXZ|FT MAT ALPHADEX FUND|MSCO|MORGAN STANLEY & CO. LLC|42442
FXZ|FT MAT ALPHADEX FUND|NFSC|National Financial Services LLC|26305
FXZ|FT MAT ALPHADEX FUND|NITE|VIRTU Americas LLC|182621
FXZ|FT MAT ALPHADEX FUND|OPCO|Oppenheimer & Co. Inc.|3321
FXZ|FT MAT ALPHADEX FUND|PDQM|CODA MARKETS, INC.|1300
FXZ|FT MAT ALPHADEX FUND|PWJC|UBS Financial Services, Inc.|950
FXZ|FT MAT ALPHADEX FUND|RBCM|RBC CAPITAL MARKETS, LLC|10525
FXZ|FT MAT ALPHADEX FUND|SAGL|SAGETRADER, LLC|200
FXZ|FT MAT ALPHADEX FUND|SALI|INTL FCSTONE FINANCIAL INC.|320
FXZ|FT MAT ALPHADEX FUND|SBSH|Citigroup Global Markets Inc.|45
FXZ|FT MAT ALPHADEX FUND|SGMT|GOLDMAN SACHS & CO. LLC|1700
FXZ|FT MAT ALPHADEX FUND|SPDR|SPEEDROUTE LLC|600
FXZ|FT MAT ALPHADEX FUND|SPHN|Stephens Inc.|546
FXZ|FT MAT ALPHADEX FUND|STFL|Stifel, Nicolaus & Company, Incorporated|19886
FXZ|FT MAT ALPHADEX FUND|SWIM|TD Ameritrade, Inc.|723
FXZ|FT MAT ALPHADEX FUND|SWST|Hilltop Securities Inc.|761
FXZ|FT MAT ALPHADEX FUND|UBSA|UBS SECURITIES LLC|10676
FXZ|FT MAT ALPHADEX FUND|UBSS|UBS Securities LLC|71663
FXZ|FT MAT ALPHADEX FUND|VERT|The Vertical Trading Group, LLC|935
FXZ|FT MAT ALPHADEX FUND|VGRD|Vanguard Marketing Corporation|734
FXZ|FT MAT ALPHADEX FUND|WCHV|WELLS FARGO SECURITIES, LLC|143174
FXZ|FT MAT ALPHADEX FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|155
FXZ|FT MAT ALPHADEX FUND|WSEA|WOLVERINE SECURITIES, LLC|1357
FXZ|FT MAT ALPHADEX FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23149
FYC|FIRST TRUST SMALL CA|ALTX|Alternet Securities Inc.|200
FYC|FIRST TRUST SMALL CA|APCC|Apex Clearing Corporation|1075
FYC|FIRST TRUST SMALL CA|BANK|Primevest Financial Services, Inc.|115
FYC|FIRST TRUST SMALL CA|BARD|Robert W. Baird & Co. Incorporated|750
FYC|FIRST TRUST SMALL CA|BATM|CBOE TRADING, INC.|500
FYC|FIRST TRUST SMALL CA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1178
FYC|FIRST TRUST SMALL CA|BYXM|CBOE TRADING, INC.|778
FYC|FIRST TRUST SMALL CA|CANT|Cantor Fitzgerald & Co.|2473
FYC|FIRST TRUST SMALL CA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|608
FYC|FIRST TRUST SMALL CA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45141
FYC|FIRST TRUST SMALL CA|CSIN|Citadel Securities Institutional LLC|36421
FYC|FIRST TRUST SMALL CA|CTDL|Citadel Derivatives Group Llc|41501
FYC|FIRST TRUST SMALL CA|CXCX|CITIGROUP GLOBAL MARKETS INC.|406
FYC|FIRST TRUST SMALL CA|DADA|D.A. Davidson & Co.|738
FYC|FIRST TRUST SMALL CA|DBAX|Deutsche Bank Securities Inc.|14200
FYC|FIRST TRUST SMALL CA|DEAN|MORGAN STANLEY|12367
FYC|FIRST TRUST SMALL CA|EBXL|EBX LLC|17300
FYC|FIRST TRUST SMALL CA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1195
FYC|FIRST TRUST SMALL CA|EDJO|Edward D. Jones & Co., L.P.|1054
FYC|FIRST TRUST SMALL CA|EGAM|CBOE TRADING, INC.|500
FYC|FIRST TRUST SMALL CA|EGMT|EG MARKET TECHNOLOGIES LLC|300
FYC|FIRST TRUST SMALL CA|EGXM|CBOE TRADING, INC.|300
FYC|FIRST TRUST SMALL CA|ETBE|Electronic Transaction Clearing, Inc.|400
FYC|FIRST TRUST SMALL CA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2460
FYC|FIRST TRUST SMALL CA|ETRS|E*Trade Securities LLC|11113
FYC|FIRST TRUST SMALL CA|FBCO|Credit Suisse Securities (USA) LLC|77789
FYC|FIRST TRUST SMALL CA|FILL|Tradestation Securities, Inc.|200
FYC|FIRST TRUST SMALL CA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|20680
FYC|FIRST TRUST SMALL CA|FOMA|TD AMERITRADE CLEARING, INC.|66785
FYC|FIRST TRUST SMALL CA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
FYC|FIRST TRUST SMALL CA|FTBR|Foliofn Investments, Inc.|11122
FYC|FIRST TRUST SMALL CA|GEBB|GLOBAL EXECUTION BROKERS, LP|2006
FYC|FIRST TRUST SMALL CA|GLPX|ACS EXECUTION SERVICES, LLC|900
FYC|FIRST TRUST SMALL CA|GSCO|GOLDMAN SACHS & CO. LLC|1635
FYC|FIRST TRUST SMALL CA|GSLT|GOLDMAN SACHS & CO. LLC|4291
FYC|FIRST TRUST SMALL CA|GTSZ|GTS SECURITIES LLC|18494
FYC|FIRST TRUST SMALL CA|HRBF|American Enterprise Investment Services Inc.|400
FYC|FIRST TRUST SMALL CA|IBKR|Interactive Brokers Llc|3655
FYC|FIRST TRUST SMALL CA|ICBX|INSTINET, LLC|9002
FYC|FIRST TRUST SMALL CA|INCA|INSTINET, LLC|700
FYC|FIRST TRUST SMALL CA|ITGI|ITG Inc.|600
FYC|FIRST TRUST SMALL CA|ITGP|ITG INC.|600
FYC|FIRST TRUST SMALL CA|JANY|Janney Montgomery Scott Inc.|2410
FYC|FIRST TRUST SMALL CA|JPMX|J.P. Morgan Securities LLC|15122
FYC|FIRST TRUST SMALL CA|JSEB|JANE STREET EXECUTION SERVICES, LLC|163056
FYC|FIRST TRUST SMALL CA|JSJX|JANE STREET CAPITAL LLC|144161
FYC|FIRST TRUST SMALL CA|KCGM|VIRTU Americas LLC|20456
FYC|FIRST TRUST SMALL CA|LEHM|Barclays Capital Inc./Le|34000
FYC|FIRST TRUST SMALL CA|LIME|Lime Brokerage LLC|6927
FYC|FIRST TRUST SMALL CA|MACC|Mid Atlantic Capital Corporation|5
FYC|FIRST TRUST SMALL CA|MAXM|Maxim Group LLC|11584
FYC|FIRST TRUST SMALL CA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18200
FYC|FIRST TRUST SMALL CA|MSCO|MORGAN STANLEY & CO. LLC|130942
FYC|FIRST TRUST SMALL CA|MSPL|MORGAN STANLEY & CO. LLC|1700
FYC|FIRST TRUST SMALL CA|NBCS|NBC Securities, INC.|2032
FYC|FIRST TRUST SMALL CA|NFSC|National Financial Services LLC|89023
FYC|FIRST TRUST SMALL CA|NITE|VIRTU Americas LLC|92076
FYC|FIRST TRUST SMALL CA|OPCO|Oppenheimer & Co. Inc.|3031
FYC|FIRST TRUST SMALL CA|PDQM|CODA MARKETS, INC.|12457
FYC|FIRST TRUST SMALL CA|PWJC|UBS Financial Services, Inc.|280
FYC|FIRST TRUST SMALL CA|RAJA|Raymond James & Associates, Inc.|32221
FYC|FIRST TRUST SMALL CA|RBCM|RBC CAPITAL MARKETS, LLC|22029
FYC|FIRST TRUST SMALL CA|SAGL|SAGETRADER, LLC|1696
FYC|FIRST TRUST SMALL CA|SBSH|Citigroup Global Markets Inc.|81
FYC|FIRST TRUST SMALL CA|SGMT|GOLDMAN SACHS & CO. LLC|11763
FYC|FIRST TRUST SMALL CA|SHMR|ABN Amro Clearing LLC|35777
FYC|FIRST TRUST SMALL CA|SPDR|SPEEDROUTE LLC|1200
FYC|FIRST TRUST SMALL CA|STFL|Stifel, Nicolaus & Company, Incorporated|4106
FYC|FIRST TRUST SMALL CA|SWIM|TD Ameritrade, Inc.|2460
FYC|FIRST TRUST SMALL CA|SWST|Hilltop Securities Inc.|559
FYC|FIRST TRUST SMALL CA|TKNG|ALLY INVEST SECURITIES LLC|107
FYC|FIRST TRUST SMALL CA|TRCM|TRC MARKETS LLC|100
FYC|FIRST TRUST SMALL CA|UBSA|UBS SECURITIES LLC|84569
FYC|FIRST TRUST SMALL CA|UBSS|UBS Securities LLC|62806
FYC|FIRST TRUST SMALL CA|VALX|VIRTU AMERICAS LLC|14
FYC|FIRST TRUST SMALL CA|VGRD|Vanguard Marketing Corporation|5921
FYC|FIRST TRUST SMALL CA|WCHV|WELLS FARGO SECURITIES, LLC|14992
FYC|FIRST TRUST SMALL CA|WEDB|WEDBUSH SECURITIES INC.|94
FYC|FIRST TRUST SMALL CA|WGIF|CIBC World Markets Inc.|8
FYC|FIRST TRUST SMALL CA|WSEA|WOLVERINE SECURITIES, LLC|798
FYC|FIRST TRUST SMALL CA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|76507
FYLD|FOREIGN SHAREHOLDER|APCC|Apex Clearing Corporation|5819
FYLD|FOREIGN SHAREHOLDER|CHAS|Charles Schwab & Co., Inc.|1
FYLD|FOREIGN SHAREHOLDER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
FYLD|FOREIGN SHAREHOLDER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|745
FYLD|FOREIGN SHAREHOLDER|CSIN|Citadel Securities Institutional LLC|10568
FYLD|FOREIGN SHAREHOLDER|CTDL|Citadel Derivatives Group Llc|1800
FYLD|FOREIGN SHAREHOLDER|DADA|D.A. Davidson & Co.|63
FYLD|FOREIGN SHAREHOLDER|DBAX|Deutsche Bank Securities Inc.|900
FYLD|FOREIGN SHAREHOLDER|EBXL|EBX LLC|1000
FYLD|FOREIGN SHAREHOLDER|EGXM|CBOE TRADING, INC.|170
FYLD|FOREIGN SHAREHOLDER|ETRS|E*Trade Securities LLC|1
FYLD|FOREIGN SHAREHOLDER|FTBR|Foliofn Investments, Inc.|25
FYLD|FOREIGN SHAREHOLDER|IATS|INTERACTIVE BROKERS LLC|33
FYLD|FOREIGN SHAREHOLDER|IBKR|Interactive Brokers Llc|271
FYLD|FOREIGN SHAREHOLDER|INCA|INSTINET, LLC|777
FYLD|FOREIGN SHAREHOLDER|JSEB|JANE STREET EXECUTION SERVICES, LLC|2165
FYLD|FOREIGN SHAREHOLDER|JSJX|JANE STREET CAPITAL LLC|2403
FYLD|FOREIGN SHAREHOLDER|LEHM|Barclays Capital Inc./Le|3200
FYLD|FOREIGN SHAREHOLDER|LIME|Lime Brokerage LLC|149
FYLD|FOREIGN SHAREHOLDER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|277
FYLD|FOREIGN SHAREHOLDER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
FYLD|FOREIGN SHAREHOLDER|MSCO|MORGAN STANLEY & CO. LLC|101
FYLD|FOREIGN SHAREHOLDER|NFSC|National Financial Services LLC|3191
FYLD|FOREIGN SHAREHOLDER|NITE|VIRTU Americas LLC|3836
FYLD|FOREIGN SHAREHOLDER|NITP|VIRTU Americas LLC|100
FYLD|FOREIGN SHAREHOLDER|RBCM|RBC CAPITAL MARKETS, LLC|114
FYLD|FOREIGN SHAREHOLDER|SGMT|GOLDMAN SACHS & CO. LLC|500
FYLD|FOREIGN SHAREHOLDER|STFL|Stifel, Nicolaus & Company, Incorporated|114
FYLD|FOREIGN SHAREHOLDER|SWIM|TD Ameritrade, Inc.|1198
FYLD|FOREIGN SHAREHOLDER|UBSA|UBS SECURITIES LLC|3173
FYLD|FOREIGN SHAREHOLDER|UBSS|UBS Securities LLC|4320
FYLD|FOREIGN SHAREHOLDER|VGRD|Vanguard Marketing Corporation|1120
FYLD|FOREIGN SHAREHOLDER|WSEA|WOLVERINE SECURITIES, LLC|11
FYLD|FOREIGN SHAREHOLDER|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
FYLD|FOREIGN SHAREHOLDER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|167
FYT|FIRST TR SM CP ALPHA|APCC|Apex Clearing Corporation|9
FYT|FIRST TR SM CP ALPHA|BANK|Primevest Financial Services, Inc.|2
FYT|FIRST TR SM CP ALPHA|BBNT|BB&T SECURITIES, LLC|36
FYT|FIRST TR SM CP ALPHA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|190
FYT|FIRST TR SM CP ALPHA|CANT|Cantor Fitzgerald & Co.|1495
FYT|FIRST TR SM CP ALPHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12395
FYT|FIRST TR SM CP ALPHA|CTDL|Citadel Derivatives Group Llc|2549
FYT|FIRST TR SM CP ALPHA|DADA|D.A. Davidson & Co.|1627
FYT|FIRST TR SM CP ALPHA|DBAX|Deutsche Bank Securities Inc.|5700
FYT|FIRST TR SM CP ALPHA|DEAN|MORGAN STANLEY|452
FYT|FIRST TR SM CP ALPHA|EBXL|EBX LLC|9100
FYT|FIRST TR SM CP ALPHA|ECUT|CONVERGEX EXECUTION SOLUTIONS|577
FYT|FIRST TR SM CP ALPHA|EDJO|Edward D. Jones & Co., L.P.|631
FYT|FIRST TR SM CP ALPHA|ETRS|E*Trade Securities LLC|3
FYT|FIRST TR SM CP ALPHA|FBCO|Credit Suisse Securities (USA) LLC|11663
FYT|FIRST TR SM CP ALPHA|FOMA|TD AMERITRADE CLEARING, INC.|5130
FYT|FIRST TR SM CP ALPHA|FTBR|Foliofn Investments, Inc.|26
FYT|FIRST TR SM CP ALPHA|GTSZ|GTS SECURITIES LLC|250
FYT|FIRST TR SM CP ALPHA|HRBF|American Enterprise Investment Services Inc.|416
FYT|FIRST TR SM CP ALPHA|IBKR|Interactive Brokers Llc|1522
FYT|FIRST TR SM CP ALPHA|ICBX|INSTINET, LLC|3090
FYT|FIRST TR SM CP ALPHA|JPMX|J.P. Morgan Securities LLC|7000
FYT|FIRST TR SM CP ALPHA|JSEB|JANE STREET EXECUTION SERVICES, LLC|5000
FYT|FIRST TR SM CP ALPHA|JSJX|JANE STREET CAPITAL LLC|20861
FYT|FIRST TR SM CP ALPHA|KCGM|VIRTU Americas LLC|5590
FYT|FIRST TR SM CP ALPHA|LEHM|Barclays Capital Inc./Le|15000
FYT|FIRST TR SM CP ALPHA|LIME|Lime Brokerage LLC|1186
FYT|FIRST TR SM CP ALPHA|MAXM|Maxim Group LLC|800
FYT|FIRST TR SM CP ALPHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
FYT|FIRST TR SM CP ALPHA|MSCO|MORGAN STANLEY & CO. LLC|27231
FYT|FIRST TR SM CP ALPHA|MSPL|MORGAN STANLEY & CO. LLC|1200
FYT|FIRST TR SM CP ALPHA|NFSC|National Financial Services LLC|23336
FYT|FIRST TR SM CP ALPHA|NITE|VIRTU Americas LLC|26159
FYT|FIRST TR SM CP ALPHA|OPCO|Oppenheimer & Co. Inc.|416
FYT|FIRST TR SM CP ALPHA|RAJA|Raymond James & Associates, Inc.|232
FYT|FIRST TR SM CP ALPHA|RBCM|RBC CAPITAL MARKETS, LLC|15249
FYT|FIRST TR SM CP ALPHA|SGMT|GOLDMAN SACHS & CO. LLC|7752
FYT|FIRST TR SM CP ALPHA|SHMR|ABN Amro Clearing LLC|1381
FYT|FIRST TR SM CP ALPHA|STFL|Stifel, Nicolaus & Company, Incorporated|532
FYT|FIRST TR SM CP ALPHA|SWST|Hilltop Securities Inc.|1
FYT|FIRST TR SM CP ALPHA|TRCM|TRC MARKETS LLC|2
FYT|FIRST TR SM CP ALPHA|UBSA|UBS SECURITIES LLC|3258
FYT|FIRST TR SM CP ALPHA|UBSS|UBS Securities LLC|13068
FYT|FIRST TR SM CP ALPHA|VGRD|Vanguard Marketing Corporation|261
FYT|FIRST TR SM CP ALPHA|WCHV|WELLS FARGO SECURITIES, LLC|16805
FYT|FIRST TR SM CP ALPHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5341
FYX|FIRST TR SM CR ALPHA|BANK|Primevest Financial Services, Inc.|1034
FYX|FIRST TR SM CR ALPHA|BARD|Robert W. Baird & Co. Incorporated|17075
FYX|FIRST TR SM CR ALPHA|BATM|CBOE TRADING, INC.|102
FYX|FIRST TR SM CR ALPHA|BBNT|BB&T SECURITIES, LLC|1400
FYX|FIRST TR SM CR ALPHA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7119
FYX|FIRST TR SM CR ALPHA|BTIG|BTIG, LLC|4143
FYX|FIRST TR SM CR ALPHA|BYXM|CBOE TRADING, INC.|367
FYX|FIRST TR SM CR ALPHA|CANT|Cantor Fitzgerald & Co.|757
FYX|FIRST TR SM CR ALPHA|CHAS|Charles Schwab & Co., Inc.|1
FYX|FIRST TR SM CR ALPHA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4413
FYX|FIRST TR SM CR ALPHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27475
FYX|FIRST TR SM CR ALPHA|CSIN|Citadel Securities Institutional LLC|161414
FYX|FIRST TR SM CR ALPHA|CTDL|Citadel Derivatives Group Llc|168554
FYX|FIRST TR SM CR ALPHA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
FYX|FIRST TR SM CR ALPHA|DADA|D.A. Davidson & Co.|610
FYX|FIRST TR SM CR ALPHA|DBAX|Deutsche Bank Securities Inc.|8300
FYX|FIRST TR SM CR ALPHA|DEAN|MORGAN STANLEY|6983
FYX|FIRST TR SM CR ALPHA|EBXL|EBX LLC|7700
FYX|FIRST TR SM CR ALPHA|ECUT|CONVERGEX EXECUTION SOLUTIONS|421
FYX|FIRST TR SM CR ALPHA|EDJO|Edward D. Jones & Co., L.P.|2620
FYX|FIRST TR SM CR ALPHA|EGXM|CBOE TRADING, INC.|100
FYX|FIRST TR SM CR ALPHA|EGXW|CBOE TRADING, INC.|100
FYX|FIRST TR SM CR ALPHA|ETRS|E*Trade Securities LLC|14
FYX|FIRST TR SM CR ALPHA|FBCO|Credit Suisse Securities (USA) LLC|58012
FYX|FIRST TR SM CR ALPHA|FOMA|TD AMERITRADE CLEARING, INC.|30048
FYX|FIRST TR SM CR ALPHA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6900
FYX|FIRST TR SM CR ALPHA|FTBR|Foliofn Investments, Inc.|13
FYX|FIRST TR SM CR ALPHA|GEBB|GLOBAL EXECUTION BROKERS, LP|559
FYX|FIRST TR SM CR ALPHA|GSCO|GOLDMAN SACHS & CO. LLC|5034
FYX|FIRST TR SM CR ALPHA|GSCS|GOLDMAN SACHS & CO. LLC|523
FYX|FIRST TR SM CR ALPHA|GSLT|GOLDMAN SACHS & CO. LLC|2400
FYX|FIRST TR SM CR ALPHA|GTSZ|GTS SECURITIES LLC|9285
FYX|FIRST TR SM CR ALPHA|HRBF|American Enterprise Investment Services Inc.|815
FYX|FIRST TR SM CR ALPHA|IBKR|Interactive Brokers Llc|3078
FYX|FIRST TR SM CR ALPHA|ICBX|INSTINET, LLC|6864
FYX|FIRST TR SM CR ALPHA|INCA|INSTINET, LLC|1679
FYX|FIRST TR SM CR ALPHA|ITGP|ITG INC.|1400
FYX|FIRST TR SM CR ALPHA|JANY|Janney Montgomery Scott Inc.|1839
FYX|FIRST TR SM CR ALPHA|JPMX|J.P. Morgan Securities LLC|7600
FYX|FIRST TR SM CR ALPHA|JSEB|JANE STREET EXECUTION SERVICES, LLC|77659
FYX|FIRST TR SM CR ALPHA|JSJX|JANE STREET CAPITAL LLC|68221
FYX|FIRST TR SM CR ALPHA|KCGM|VIRTU Americas LLC|14294
FYX|FIRST TR SM CR ALPHA|LEHM|Barclays Capital Inc./Le|266716
FYX|FIRST TR SM CR ALPHA|LIME|Lime Brokerage LLC|5357
FYX|FIRST TR SM CR ALPHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13164
FYX|FIRST TR SM CR ALPHA|MSCO|MORGAN STANLEY & CO. LLC|72470
FYX|FIRST TR SM CR ALPHA|MSPL|MORGAN STANLEY & CO. LLC|1400
FYX|FIRST TR SM CR ALPHA|NFSC|National Financial Services LLC|37726
FYX|FIRST TR SM CR ALPHA|NITE|VIRTU Americas LLC|34972
FYX|FIRST TR SM CR ALPHA|OPCO|Oppenheimer & Co. Inc.|866
FYX|FIRST TR SM CR ALPHA|PDQM|CODA MARKETS, INC.|900
FYX|FIRST TR SM CR ALPHA|RAJA|Raymond James & Associates, Inc.|55600
FYX|FIRST TR SM CR ALPHA|RBCM|RBC CAPITAL MARKETS, LLC|10849
FYX|FIRST TR SM CR ALPHA|SALI|INTL FCSTONE FINANCIAL INC.|1021
FYX|FIRST TR SM CR ALPHA|SBSH|Citigroup Global Markets Inc.|281
FYX|FIRST TR SM CR ALPHA|SGMT|GOLDMAN SACHS & CO. LLC|4984
FYX|FIRST TR SM CR ALPHA|SHMR|ABN Amro Clearing LLC|616
FYX|FIRST TR SM CR ALPHA|STFL|Stifel, Nicolaus & Company, Incorporated|6672
FYX|FIRST TR SM CR ALPHA|SWST|Hilltop Securities Inc.|41
FYX|FIRST TR SM CR ALPHA|TRCM|TRC MARKETS LLC|303
FYX|FIRST TR SM CR ALPHA|UBSA|UBS SECURITIES LLC|55640
FYX|FIRST TR SM CR ALPHA|UBSS|UBS Securities LLC|82759
FYX|FIRST TR SM CR ALPHA|VALX|VIRTU AMERICAS LLC|201
FYX|FIRST TR SM CR ALPHA|VGRD|Vanguard Marketing Corporation|1196
FYX|FIRST TR SM CR ALPHA|WCHV|WELLS FARGO SECURITIES, LLC|67288
FYX|FIRST TR SM CR ALPHA|WEDB|WEDBUSH SECURITIES INC.|62
FYX|FIRST TR SM CR ALPHA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30
FYX|FIRST TR SM CR ALPHA|WSEA|WOLVERINE SECURITIES, LLC|1963
FYX|FIRST TR SM CR ALPHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20168
G|GENPACT LIMITED|ALTX|Alternet Securities Inc.|12910
G|GENPACT LIMITED|APCC|Apex Clearing Corporation|304
G|GENPACT LIMITED|BARD|Robert W. Baird & Co. Incorporated|4384
G|GENPACT LIMITED|BATM|CBOE TRADING, INC.|6944
G|GENPACT LIMITED|BAYC|BAY CREST PARTNERS, LLC|1472
G|GENPACT LIMITED|BAYT|BTIG, LLC|200
G|GENPACT LIMITED|BBNT|BB&T SECURITIES, LLC|11731
G|GENPACT LIMITED|BERN|Sanford C. Bernstein & Co., LLC|35436
G|GENPACT LIMITED|BIDS|BIDS TRADING L.P.|3600
G|GENPACT LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11391
G|GENPACT LIMITED|BLKX|INSTINET, LLC|91678
G|GENPACT LIMITED|BNPX|BNP PARIBAS SECURITIES CORP.|106883
G|GENPACT LIMITED|BTIG|BTIG, LLC|1327
G|GENPACT LIMITED|BYXM|CBOE TRADING, INC.|300
G|GENPACT LIMITED|BZYD|GOLDMAN SACHS & CO. LLC|2400
G|GENPACT LIMITED|CBLC|CITIGROUP GLOBAL MARKETS INC.|31800
G|GENPACT LIMITED|CHAS|Charles Schwab & Co., Inc.|2978
G|GENPACT LIMITED|CIST|Capital Institutional Services, Inc.|5960
G|GENPACT LIMITED|CLSA|CLSA AMERICAS, LLC|46201
G|GENPACT LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|537054
G|GENPACT LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24
G|GENPACT LIMITED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|983
G|GENPACT LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|253404
G|GENPACT LIMITED|CTDL|Citadel Derivatives Group Llc|13800
G|GENPACT LIMITED|CTLR|CUTLER GROUP, LP|2807
G|GENPACT LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|30766
G|GENPACT LIMITED|DADA|D.A. Davidson & Co.|393
G|GENPACT LIMITED|DBAB|Deutsche Bank Securities Inc.|233122
G|GENPACT LIMITED|DBAX|Deutsche Bank Securities Inc.|405400
G|GENPACT LIMITED|DEAN|MORGAN STANLEY|3889
G|GENPACT LIMITED|DEGS|RONIN PROFESSIONAL LLC|2571
G|GENPACT LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
G|GENPACT LIMITED|EBXL|EBX LLC|187300
G|GENPACT LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|23852
G|GENPACT LIMITED|EDJO|Edward D. Jones & Co., L.P.|2350
G|GENPACT LIMITED|EGAM|CBOE TRADING, INC.|15448
G|GENPACT LIMITED|EGAW|CBOE TRADING, INC.|275
G|GENPACT LIMITED|EGXM|CBOE TRADING, INC.|1111
G|GENPACT LIMITED|ETBE|Electronic Transaction Clearing, Inc.|7694
G|GENPACT LIMITED|ETCC|Electronic Transaction Clearing, Inc.|130
G|GENPACT LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2505
G|GENPACT LIMITED|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1182
G|GENPACT LIMITED|ETRS|E*Trade Securities LLC|56857
G|GENPACT LIMITED|FBRC|B. RILEY FBR, INC.|454
G|GENPACT LIMITED|FIDT|Fidelity Clearing Canada ULC./ CDS|12
G|GENPACT LIMITED|FILL|Tradestation Securities, Inc.|200
G|GENPACT LIMITED|FINX|FINTECH SECURITIES|19
G|GENPACT LIMITED|FMAF|NBCN Inc./ CDS|14146
G|GENPACT LIMITED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1274
G|GENPACT LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92522
G|GENPACT LIMITED|FTBR|Foliofn Investments, Inc.|976
G|GENPACT LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|509
G|GENPACT LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|15869
G|GENPACT LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|700324
G|GENPACT LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|3520
G|GENPACT LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|8818
G|GENPACT LIMITED|GTSZ|GTS SECURITIES LLC|56614
G|GENPACT LIMITED|HRBF|American Enterprise Investment Services Inc.|1163
G|GENPACT LIMITED|IATS|INTERACTIVE BROKERS LLC|300
G|GENPACT LIMITED|IBKR|Interactive Brokers Llc|1902
G|GENPACT LIMITED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6601
G|GENPACT LIMITED|ICBX|INSTINET, LLC|49586
G|GENPACT LIMITED|INCA|INSTINET, LLC|241150
G|GENPACT LIMITED|INJX|INSTINET, LLC|2453
G|GENPACT LIMITED|INTL|INTL FCSTONE FINANCIAL INC.|8
G|GENPACT LIMITED|ITGI|ITG Inc.|137458
G|GENPACT LIMITED|ITGP|ITG INC.|103800
G|GENPACT LIMITED|JEFF|JEFFERIES LLC|200430
G|GENPACT LIMITED|JMPT|JUMP TRADING, LLC|39267
G|GENPACT LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|157590
G|GENPACT LIMITED|JPMX|J.P. Morgan Securities LLC|491887
G|GENPACT LIMITED|KCGM|VIRTU Americas LLC|48897
G|GENPACT LIMITED|LEHM|Barclays Capital Inc./Le|372627
G|GENPACT LIMITED|LIME|Lime Brokerage LLC|18822
G|GENPACT LIMITED|LMNX|LUMINEX TRADING & ANALYTICS LLC|60518
G|GENPACT LIMITED|LOOP|Loop Capital Markets LLC|2168
G|GENPACT LIMITED|LQNA|LIQUIDNET, INC.|429300
G|GENPACT LIMITED|MACQ|Macquarie Capital (USA) Inc.|15045
G|GENPACT LIMITED|MAXM|Maxim Group LLC|500
G|GENPACT LIMITED|MBTS|ALLY INVEST SECURITIES LLC|560
G|GENPACT LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|171736
G|GENPACT LIMITED|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
G|GENPACT LIMITED|MOTF|MOTIF INVESTING, INC.|2
G|GENPACT LIMITED|MSCO|MORGAN STANLEY & CO. LLC|662321
G|GENPACT LIMITED|MSPL|MORGAN STANLEY & CO. LLC|321800
G|GENPACT LIMITED|MSTX|MORGAN STANLEY & CO. LLC|165800
G|GENPACT LIMITED|NEUB|NEUBERGER BERMAN BD LLC|460
G|GENPACT LIMITED|NFSC|National Financial Services LLC|60892
G|GENPACT LIMITED|NITE|VIRTU Americas LLC|156150
G|GENPACT LIMITED|NITP|VIRTU Americas LLC|900
G|GENPACT LIMITED|NQRB|Brut, LLC|4805
G|GENPACT LIMITED|OPCO|Oppenheimer & Co. Inc.|569
G|GENPACT LIMITED|PCPT|PHILLIP CAPITAL INC.|146
G|GENPACT LIMITED|PDQM|CODA MARKETS, INC.|53969
G|GENPACT LIMITED|QMSR|QUATTRO M SECURITIES INC.|300
G|GENPACT LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|20088
G|GENPACT LIMITED|SAGL|SAGETRADER, LLC|9458
G|GENPACT LIMITED|SALI|INTL FCSTONE FINANCIAL INC.|187
G|GENPACT LIMITED|SBSH|Citigroup Global Markets Inc.|44553
G|GENPACT LIMITED|SEIC|SEI Investments Distribution Co.|700
G|GENPACT LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|103483
G|GENPACT LIMITED|SIDC|Sidoti & Company, LLC|800
G|GENPACT LIMITED|SPDR|SPEEDROUTE LLC|12461
G|GENPACT LIMITED|SSBS|STATE STREET GLOBAL MARKETS, LLC|28500
G|GENPACT LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|2198
G|GENPACT LIMITED|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6289
G|GENPACT LIMITED|SWIM|TD Ameritrade, Inc.|14452
G|GENPACT LIMITED|SWST|Hilltop Securities Inc.|10
G|GENPACT LIMITED|TMBR|Timber Hill LLC|1687
G|GENPACT LIMITED|TRBT|Tradebot Systems, Inc.|150440
G|GENPACT LIMITED|TRCM|TRC MARKETS LLC|50341
G|GENPACT LIMITED|UBSA|UBS SECURITIES LLC|510443
G|GENPACT LIMITED|UBSS|UBS Securities LLC|679753
G|GENPACT LIMITED|VALX|VIRTU AMERICAS LLC|6808
G|GENPACT LIMITED|VGRD|Vanguard Marketing Corporation|947
G|GENPACT LIMITED|VNDM|Wall Street Access|2100
G|GENPACT LIMITED|WBLR|WILLIAM BLAIR|2997
G|GENPACT LIMITED|WBPX|SUMMIT SECURITIES GROUP, LLC|6468
G|GENPACT LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|59936
G|GENPACT LIMITED|WEDB|WEDBUSH SECURITIES INC.|3258
G|GENPACT LIMITED|WEED|Weeden & Co.L.P.|10990
G|GENPACT LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2701
G|GENPACT LIMITED|WSAG|WALL STREET ACCESS|1100
G|GENPACT LIMITED|WSEA|WOLVERINE SECURITIES, LLC|1978
G|GENPACT LIMITED|XIST|INSTINET, LLC|125796
G|GENPACT LIMITED|XPQR|Jump Trading|1959
G|GENPACT LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|18932
G|GENPACT LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|2156
G|GENPACT LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2819
GAA|CAMBRIA GLOBAL ASSET|APCC|Apex Clearing Corporation|179
GAA|CAMBRIA GLOBAL ASSET|BANK|Primevest Financial Services, Inc.|990
GAA|CAMBRIA GLOBAL ASSET|CANT|Cantor Fitzgerald & Co.|9
GAA|CAMBRIA GLOBAL ASSET|CHAS|Charles Schwab & Co., Inc.|5
GAA|CAMBRIA GLOBAL ASSET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
GAA|CAMBRIA GLOBAL ASSET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9342
GAA|CAMBRIA GLOBAL ASSET|DBAX|Deutsche Bank Securities Inc.|3700
GAA|CAMBRIA GLOBAL ASSET|EBXL|EBX LLC|100
GAA|CAMBRIA GLOBAL ASSET|ETRS|E*Trade Securities LLC|468
GAA|CAMBRIA GLOBAL ASSET|FTBR|Foliofn Investments, Inc.|210
GAA|CAMBRIA GLOBAL ASSET|HRBF|American Enterprise Investment Services Inc.|70
GAA|CAMBRIA GLOBAL ASSET|IATS|INTERACTIVE BROKERS LLC|540
GAA|CAMBRIA GLOBAL ASSET|IBKR|Interactive Brokers Llc|40
GAA|CAMBRIA GLOBAL ASSET|JPMX|J.P. Morgan Securities LLC|4
GAA|CAMBRIA GLOBAL ASSET|JSJX|JANE STREET CAPITAL LLC|16165
GAA|CAMBRIA GLOBAL ASSET|KCGM|VIRTU Americas LLC|5650
GAA|CAMBRIA GLOBAL ASSET|LIME|Lime Brokerage LLC|77
GAA|CAMBRIA GLOBAL ASSET|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GAA|CAMBRIA GLOBAL ASSET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
GAA|CAMBRIA GLOBAL ASSET|MSCO|MORGAN STANLEY & CO. LLC|15269
GAA|CAMBRIA GLOBAL ASSET|NFSC|National Financial Services LLC|34946
GAA|CAMBRIA GLOBAL ASSET|NITE|VIRTU Americas LLC|27795
GAA|CAMBRIA GLOBAL ASSET|SALI|INTL FCSTONE FINANCIAL INC.|242
GAA|CAMBRIA GLOBAL ASSET|SGMT|GOLDMAN SACHS & CO. LLC|700
GAA|CAMBRIA GLOBAL ASSET|SWIM|TD Ameritrade, Inc.|675
GAA|CAMBRIA GLOBAL ASSET|UBSS|UBS Securities LLC|13469
GAA|CAMBRIA GLOBAL ASSET|VGRD|Vanguard Marketing Corporation|10854
GAA|CAMBRIA GLOBAL ASSET|WCHV|WELLS FARGO SECURITIES, LLC|64
GAA|CAMBRIA GLOBAL ASSET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13590
GAB|GABELLI EQUITY TRUST|AGIS|Aegis Capital Corp.|3500
GAB|GABELLI EQUITY TRUST|ALTX|Alternet Securities Inc.|5700
GAB|GABELLI EQUITY TRUST|APCC|Apex Clearing Corporation|14585
GAB|GABELLI EQUITY TRUST|BANK|Primevest Financial Services, Inc.|5929
GAB|GABELLI EQUITY TRUST|BARD|Robert W. Baird & Co. Incorporated|6066
GAB|GABELLI EQUITY TRUST|BATM|CBOE TRADING, INC.|1000
GAB|GABELLI EQUITY TRUST|BBNT|BB&T SECURITIES, LLC|4324
GAB|GABELLI EQUITY TRUST|BERN|Sanford C. Bernstein & Co., LLC|4200
GAB|GABELLI EQUITY TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62588
GAB|GABELLI EQUITY TRUST|BTIG|BTIG, LLC|20748
GAB|GABELLI EQUITY TRUST|CANT|Cantor Fitzgerald & Co.|186
GAB|GABELLI EQUITY TRUST|CHAS|Charles Schwab & Co., Inc.|6118
GAB|GABELLI EQUITY TRUST|CIST|Capital Institutional Services, Inc.|1180
GAB|GABELLI EQUITY TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115441
GAB|GABELLI EQUITY TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
GAB|GABELLI EQUITY TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
GAB|GABELLI EQUITY TRUST|CRAG|KEPLER CAPITAL MARKETS, INC.|15000
GAB|GABELLI EQUITY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83789
GAB|GABELLI EQUITY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|18290
GAB|GABELLI EQUITY TRUST|DADA|D.A. Davidson & Co.|490
GAB|GABELLI EQUITY TRUST|DAVA|Davenport & Company LLC|1532
GAB|GABELLI EQUITY TRUST|DBAX|Deutsche Bank Securities Inc.|42900
GAB|GABELLI EQUITY TRUST|DEAN|MORGAN STANLEY|76901
GAB|GABELLI EQUITY TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|91056
GAB|GABELLI EQUITY TRUST|EBXL|EBX LLC|50300
GAB|GABELLI EQUITY TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
GAB|GABELLI EQUITY TRUST|EDJO|Edward D. Jones & Co., L.P.|32419
GAB|GABELLI EQUITY TRUST|EGAM|CBOE TRADING, INC.|9040
GAB|GABELLI EQUITY TRUST|EGXM|CBOE TRADING, INC.|1450
GAB|GABELLI EQUITY TRUST|ESPO|ESPOSITO SECURITIES, LLC|1920
GAB|GABELLI EQUITY TRUST|ETBE|Electronic Transaction Clearing, Inc.|400
GAB|GABELLI EQUITY TRUST|ETCB|ETC BROKERAGE SERVICES, LLC|500
GAB|GABELLI EQUITY TRUST|ETRS|E*Trade Securities LLC|376099
GAB|GABELLI EQUITY TRUST|FBSB|U.S. Bancorp Investments, Inc.|1206
GAB|GABELLI EQUITY TRUST|FILL|Tradestation Securities, Inc.|2553
GAB|GABELLI EQUITY TRUST|FINX|FINTECH SECURITIES|900
GAB|GABELLI EQUITY TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13649
GAB|GABELLI EQUITY TRUST|FTBR|Foliofn Investments, Inc.|29472
GAB|GABELLI EQUITY TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
GAB|GABELLI EQUITY TRUST|GLIS|TD Securities Inc|1139
GAB|GABELLI EQUITY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|4420
GAB|GABELLI EQUITY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|43211
GAB|GABELLI EQUITY TRUST|GSCS|GOLDMAN SACHS & CO. LLC|800
GAB|GABELLI EQUITY TRUST|GSLT|GOLDMAN SACHS & CO. LLC|2974
GAB|GABELLI EQUITY TRUST|GTSZ|GTS SECURITIES LLC|429
GAB|GABELLI EQUITY TRUST|HRBF|American Enterprise Investment Services Inc.|75733
GAB|GABELLI EQUITY TRUST|IATS|INTERACTIVE BROKERS LLC|42138
GAB|GABELLI EQUITY TRUST|IBKR|Interactive Brokers Llc|35289
GAB|GABELLI EQUITY TRUST|ICBX|INSTINET, LLC|68773
GAB|GABELLI EQUITY TRUST|INCA|INSTINET, LLC|102161
GAB|GABELLI EQUITY TRUST|ITGI|ITG Inc.|23697
GAB|GABELLI EQUITY TRUST|ITGP|ITG INC.|14400
GAB|GABELLI EQUITY TRUST|JANY|Janney Montgomery Scott Inc.|27103
GAB|GABELLI EQUITY TRUST|JMPT|JUMP TRADING, LLC|230
GAB|GABELLI EQUITY TRUST|JPMX|J.P. Morgan Securities LLC|64838
GAB|GABELLI EQUITY TRUST|JSJX|JANE STREET CAPITAL LLC|300
GAB|GABELLI EQUITY TRUST|KCGM|VIRTU Americas LLC|45894
GAB|GABELLI EQUITY TRUST|LEHM|Barclays Capital Inc./Le|80197
GAB|GABELLI EQUITY TRUST|LGNT|COR CLEARING LLC|116
GAB|GABELLI EQUITY TRUST|LIME|Lime Brokerage LLC|527
GAB|GABELLI EQUITY TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6072
GAB|GABELLI EQUITY TRUST|MAXM|Maxim Group LLC|23000
GAB|GABELLI EQUITY TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80784
GAB|GABELLI EQUITY TRUST|MOTF|MOTIF INVESTING, INC.|1
GAB|GABELLI EQUITY TRUST|MSCO|MORGAN STANLEY & CO. LLC|382114
GAB|GABELLI EQUITY TRUST|MSPL|MORGAN STANLEY & CO. LLC|13600
GAB|GABELLI EQUITY TRUST|MSTX|MORGAN STANLEY & CO. LLC|13100
GAB|GABELLI EQUITY TRUST|NATL|National Securities Corporation|12030
GAB|GABELLI EQUITY TRUST|NFSC|National Financial Services LLC|862438
GAB|GABELLI EQUITY TRUST|NITE|VIRTU Americas LLC|1287089
GAB|GABELLI EQUITY TRUST|NITP|VIRTU Americas LLC|27572
GAB|GABELLI EQUITY TRUST|NQRB|Brut, LLC|200
GAB|GABELLI EQUITY TRUST|NTRC|Northern Trust Securities, Inc.|1551
GAB|GABELLI EQUITY TRUST|OPCO|Oppenheimer & Co. Inc.|24808
GAB|GABELLI EQUITY TRUST|PDQM|CODA MARKETS, INC.|20070
GAB|GABELLI EQUITY TRUST|PWJC|UBS Financial Services, Inc.|118661
GAB|GABELLI EQUITY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|122524
GAB|GABELLI EQUITY TRUST|SAGL|SAGETRADER, LLC|6900
GAB|GABELLI EQUITY TRUST|SALI|INTL FCSTONE FINANCIAL INC.|22526
GAB|GABELLI EQUITY TRUST|SBRX|MURIEL SIEBERT & CO INC|140
GAB|GABELLI EQUITY TRUST|SBSH|Citigroup Global Markets Inc.|58004
GAB|GABELLI EQUITY TRUST|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|10655
GAB|GABELLI EQUITY TRUST|SEIC|SEI Investments Distribution Co.|1400
GAB|GABELLI EQUITY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|29159
GAB|GABELLI EQUITY TRUST|SPDR|SPEEDROUTE LLC|900
GAB|GABELLI EQUITY TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|45619
GAB|GABELLI EQUITY TRUST|STXG|Stockcross Financial Services, Inc.|3277
GAB|GABELLI EQUITY TRUST|SWIM|TD Ameritrade, Inc.|37739
GAB|GABELLI EQUITY TRUST|SWST|Hilltop Securities Inc.|16377
GAB|GABELLI EQUITY TRUST|TKNG|ALLY INVEST SECURITIES LLC|15810
GAB|GABELLI EQUITY TRUST|TRBT|Tradebot Systems, Inc.|3210
GAB|GABELLI EQUITY TRUST|TRCM|TRC MARKETS LLC|300
GAB|GABELLI EQUITY TRUST|UBSA|UBS SECURITIES LLC|157567
GAB|GABELLI EQUITY TRUST|UBSS|UBS Securities LLC|552627
GAB|GABELLI EQUITY TRUST|VALX|VIRTU AMERICAS LLC|24120
GAB|GABELLI EQUITY TRUST|VGRD|Vanguard Marketing Corporation|101926
GAB|GABELLI EQUITY TRUST|VNDM|Wall Street Access|1501
GAB|GABELLI EQUITY TRUST|WBET|Wallachbeth Capital LLC|8383
GAB|GABELLI EQUITY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|574220
GAB|GABELLI EQUITY TRUST|WEDB|WEDBUSH SECURITIES INC.|33340
GAB|GABELLI EQUITY TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1603
GAB|GABELLI EQUITY TRUST|WGIF|CIBC World Markets Inc.|1360
GAB|GABELLI EQUITY TRUST|WSEA|WOLVERINE SECURITIES, LLC|10015
GAB|GABELLI EQUITY TRUST|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|13
GAB|GABELLI EQUITY TRUST|XPQR|Jump Trading|200
GAB|GABELLI EQUITY TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|14354
GAB|GABELLI EQUITY TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|2260
GAB|GABELLI EQUITY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|61836
GAB$D|GABELLI EQ TR PFD D|DEAN|MORGAN STANLEY|275
GAB$D|GABELLI EQ TR PFD D|EBXL|EBX LLC|100
GAB$D|GABELLI EQ TR PFD D|ETRS|E*Trade Securities LLC|162
GAB$D|GABELLI EQ TR PFD D|HRBF|American Enterprise Investment Services Inc.|473
GAB$D|GABELLI EQ TR PFD D|IBKR|Interactive Brokers Llc|100
GAB$D|GABELLI EQ TR PFD D|INCA|INSTINET, LLC|202
GAB$D|GABELLI EQ TR PFD D|JANY|Janney Montgomery Scott Inc.|166
GAB$D|GABELLI EQ TR PFD D|KCGM|VIRTU Americas LLC|100
GAB$D|GABELLI EQ TR PFD D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GAB$D|GABELLI EQ TR PFD D|NFSC|National Financial Services LLC|2141
GAB$D|GABELLI EQ TR PFD D|NITE|VIRTU Americas LLC|3329
GAB$D|GABELLI EQ TR PFD D|PWJC|UBS Financial Services, Inc.|33
GAB$D|GABELLI EQ TR PFD D|UBSA|UBS SECURITIES LLC|102
GAB$D|GABELLI EQ TR PFD D|UBSS|UBS Securities LLC|663
GAB$D|GABELLI EQ TR PFD D|VGRD|Vanguard Marketing Corporation|300
GAB$D|GABELLI EQ TR PFD D|WCHV|WELLS FARGO SECURITIES, LLC|1254
GAB$D|GABELLI EQ TR PFD D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30
GAB$G|GABELLI EQUITY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GAB$G|GABELLI EQUITY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|106
GAB$G|GABELLI EQUITY TRUST|EBXL|EBX LLC|100
GAB$G|GABELLI EQUITY TRUST|ETRS|E*Trade Securities LLC|533
GAB$G|GABELLI EQUITY TRUST|GTSZ|GTS SECURITIES LLC|200
GAB$G|GABELLI EQUITY TRUST|HRBF|American Enterprise Investment Services Inc.|2554
GAB$G|GABELLI EQUITY TRUST|IBKR|Interactive Brokers Llc|45
GAB$G|GABELLI EQUITY TRUST|INCA|INSTINET, LLC|400
GAB$G|GABELLI EQUITY TRUST|JANY|Janney Montgomery Scott Inc.|300
GAB$G|GABELLI EQUITY TRUST|MSCO|MORGAN STANLEY & CO. LLC|400
GAB$G|GABELLI EQUITY TRUST|NFSC|National Financial Services LLC|590
GAB$G|GABELLI EQUITY TRUST|NITE|VIRTU Americas LLC|6906
GAB$G|GABELLI EQUITY TRUST|SPHN|Stephens Inc.|13
GAB$G|GABELLI EQUITY TRUST|SWIM|TD Ameritrade, Inc.|2100
GAB$G|GABELLI EQUITY TRUST|SWST|Hilltop Securities Inc.|700
GAB$G|GABELLI EQUITY TRUST|UBSA|UBS SECURITIES LLC|553
GAB$G|GABELLI EQUITY TRUST|UBSS|UBS Securities LLC|13
GAB$G|GABELLI EQUITY TRUST|VGRD|Vanguard Marketing Corporation|800
GAB$G|GABELLI EQUITY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|3379
GAB$G|GABELLI EQUITY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|920
GAB$H|GABELLI EQUITY|BANK|Primevest Financial Services, Inc.|16
GAB$H|GABELLI EQUITY|BARD|Robert W. Baird & Co. Incorporated|225
GAB$H|GABELLI EQUITY|BATM|CBOE TRADING, INC.|175
GAB$H|GABELLI EQUITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3850
GAB$H|GABELLI EQUITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GAB$H|GABELLI EQUITY|DEAN|MORGAN STANLEY|506
GAB$H|GABELLI EQUITY|EBXL|EBX LLC|800
GAB$H|GABELLI EQUITY|EDJO|Edward D. Jones & Co., L.P.|2526
GAB$H|GABELLI EQUITY|EGXM|CBOE TRADING, INC.|110
GAB$H|GABELLI EQUITY|FILL|Tradestation Securities, Inc.|1693
GAB$H|GABELLI EQUITY|GTSZ|GTS SECURITIES LLC|175
GAB$H|GABELLI EQUITY|HRBF|American Enterprise Investment Services Inc.|5420
GAB$H|GABELLI EQUITY|IATS|INTERACTIVE BROKERS LLC|300
GAB$H|GABELLI EQUITY|IBKR|Interactive Brokers Llc|2687
GAB$H|GABELLI EQUITY|INCA|INSTINET, LLC|600
GAB$H|GABELLI EQUITY|JANY|Janney Montgomery Scott Inc.|300
GAB$H|GABELLI EQUITY|MSCO|MORGAN STANLEY & CO. LLC|1789
GAB$H|GABELLI EQUITY|NFSC|National Financial Services LLC|4424
GAB$H|GABELLI EQUITY|NITE|VIRTU Americas LLC|11132
GAB$H|GABELLI EQUITY|OPCO|Oppenheimer & Co. Inc.|800
GAB$H|GABELLI EQUITY|RBCM|RBC CAPITAL MARKETS, LLC|1789
GAB$H|GABELLI EQUITY|STFL|Stifel, Nicolaus & Company, Incorporated|510
GAB$H|GABELLI EQUITY|SWIM|TD Ameritrade, Inc.|3412
GAB$H|GABELLI EQUITY|SWST|Hilltop Securities Inc.|1
GAB$H|GABELLI EQUITY|UBSA|UBS SECURITIES LLC|275
GAB$H|GABELLI EQUITY|UBSS|UBS Securities LLC|1782
GAB$H|GABELLI EQUITY|WCHV|WELLS FARGO SECURITIES, LLC|3802
GAB$H|GABELLI EQUITY|WEDB|WEDBUSH SECURITIES INC.|211
GAB$H|GABELLI EQUITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|135
GAB$J|GABELLI EQUITY 5.45|BATM|CBOE TRADING, INC.|200
GAB$J|GABELLI EQUITY 5.45|CABR|Cabrera Capital Markets, Inc.|200
GAB$J|GABELLI EQUITY 5.45|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GAB$J|GABELLI EQUITY 5.45|DBAX|Deutsche Bank Securities Inc.|900
GAB$J|GABELLI EQUITY 5.45|DEAN|MORGAN STANLEY|1418
GAB$J|GABELLI EQUITY 5.45|EBXL|EBX LLC|200
GAB$J|GABELLI EQUITY 5.45|ETRS|E*Trade Securities LLC|2
GAB$J|GABELLI EQUITY 5.45|GSLT|GOLDMAN SACHS & CO. LLC|100
GAB$J|GABELLI EQUITY 5.45|GTSZ|GTS SECURITIES LLC|360
GAB$J|GABELLI EQUITY 5.45|HRBF|American Enterprise Investment Services Inc.|13751
GAB$J|GABELLI EQUITY 5.45|IATS|INTERACTIVE BROKERS LLC|10
GAB$J|GABELLI EQUITY 5.45|ICBX|INSTINET, LLC|200
GAB$J|GABELLI EQUITY 5.45|INCA|INSTINET, LLC|900
GAB$J|GABELLI EQUITY 5.45|ITGI|ITG Inc.|100
GAB$J|GABELLI EQUITY 5.45|KCGM|VIRTU Americas LLC|400
GAB$J|GABELLI EQUITY 5.45|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GAB$J|GABELLI EQUITY 5.45|MSCO|MORGAN STANLEY & CO. LLC|1118
GAB$J|GABELLI EQUITY 5.45|NFSC|National Financial Services LLC|5826
GAB$J|GABELLI EQUITY 5.45|NITE|VIRTU Americas LLC|15258
GAB$J|GABELLI EQUITY 5.45|PWJC|UBS Financial Services, Inc.|3133
GAB$J|GABELLI EQUITY 5.45|RBCM|RBC CAPITAL MARKETS, LLC|585
GAB$J|GABELLI EQUITY 5.45|SWIM|TD Ameritrade, Inc.|3317
GAB$J|GABELLI EQUITY 5.45|SWST|Hilltop Securities Inc.|150
GAB$J|GABELLI EQUITY 5.45|UBSA|UBS SECURITIES LLC|1660
GAB$J|GABELLI EQUITY 5.45|UBSS|UBS Securities LLC|10986
GAB$J|GABELLI EQUITY 5.45|VGRD|Vanguard Marketing Corporation|100
GAB$J|GABELLI EQUITY 5.45|WCHV|WELLS FARGO SECURITIES, LLC|3287
GAB$J|GABELLI EQUITY 5.45|YLPL|Linsco/Private Ledger Financial Services, Incorporated|92
GABC|GERMAN AMER BNCP INC|ALTX|Alternet Securities Inc.|210
GABC|GERMAN AMER BNCP INC|APCC|Apex Clearing Corporation|15
GABC|GERMAN AMER BNCP INC|BERN|Sanford C. Bernstein & Co., LLC|1741
GABC|GERMAN AMER BNCP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
GABC|GERMAN AMER BNCP INC|BMOC|BMO Capital Markets Corp.|3372
GABC|GERMAN AMER BNCP INC|BNKS|Fig Partners, LLC|8119
GABC|GERMAN AMER BNCP INC|BNPX|BNP PARIBAS SECURITIES CORP.|1917
GABC|GERMAN AMER BNCP INC|BTIG|BTIG, LLC|4
GABC|GERMAN AMER BNCP INC|BZYD|GOLDMAN SACHS & CO. LLC|738
GABC|GERMAN AMER BNCP INC|CHAS|Charles Schwab & Co., Inc.|681
GABC|GERMAN AMER BNCP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4995
GABC|GERMAN AMER BNCP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|964
GABC|GERMAN AMER BNCP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|90
GABC|GERMAN AMER BNCP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22533
GABC|GERMAN AMER BNCP INC|CTDL|Citadel Derivatives Group Llc|1415
GABC|GERMAN AMER BNCP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2768
GABC|GERMAN AMER BNCP INC|DBAB|Deutsche Bank Securities Inc.|63798
GABC|GERMAN AMER BNCP INC|DBAX|Deutsche Bank Securities Inc.|9600
GABC|GERMAN AMER BNCP INC|DEAN|MORGAN STANLEY|709
GABC|GERMAN AMER BNCP INC|DEGS|RONIN PROFESSIONAL LLC|1000
GABC|GERMAN AMER BNCP INC|EBXL|EBX LLC|8700
GABC|GERMAN AMER BNCP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|512
GABC|GERMAN AMER BNCP INC|EDJO|Edward D. Jones & Co., L.P.|2483
GABC|GERMAN AMER BNCP INC|EGAM|CBOE TRADING, INC.|366
GABC|GERMAN AMER BNCP INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
GABC|GERMAN AMER BNCP INC|EGXM|CBOE TRADING, INC.|100
GABC|GERMAN AMER BNCP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|680
GABC|GERMAN AMER BNCP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|30
GABC|GERMAN AMER BNCP INC|ETRS|E*Trade Securities LLC|166
GABC|GERMAN AMER BNCP INC|FBCO|Credit Suisse Securities (USA) LLC|207621
GABC|GERMAN AMER BNCP INC|FOMA|TD AMERITRADE CLEARING, INC.|4127
GABC|GERMAN AMER BNCP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14729
GABC|GERMAN AMER BNCP INC|FTBR|Foliofn Investments, Inc.|10
GABC|GERMAN AMER BNCP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7364
GABC|GERMAN AMER BNCP INC|GLPX|ACS EXECUTION SERVICES, LLC|2311
GABC|GERMAN AMER BNCP INC|GSCO|GOLDMAN SACHS & CO. LLC|132511
GABC|GERMAN AMER BNCP INC|GSCS|GOLDMAN SACHS & CO. LLC|3633
GABC|GERMAN AMER BNCP INC|GSLT|GOLDMAN SACHS & CO. LLC|260
GABC|GERMAN AMER BNCP INC|GTSZ|GTS SECURITIES LLC|20200
GABC|GERMAN AMER BNCP INC|HOVD|HOVDE GROUP, LLC|30452
GABC|GERMAN AMER BNCP INC|HRBF|American Enterprise Investment Services Inc.|1358
GABC|GERMAN AMER BNCP INC|IATS|INTERACTIVE BROKERS LLC|220
GABC|GERMAN AMER BNCP INC|IBKR|Interactive Brokers Llc|7190
GABC|GERMAN AMER BNCP INC|ICBX|INSTINET, LLC|1900
GABC|GERMAN AMER BNCP INC|IEQY|CITADEL SECURITIES LLC|5630
GABC|GERMAN AMER BNCP INC|IMPC|Imperial Capital, LLC|800
GABC|GERMAN AMER BNCP INC|INCA|INSTINET, LLC|37074
GABC|GERMAN AMER BNCP INC|INJX|INSTINET, LLC|4032
GABC|GERMAN AMER BNCP INC|ITGI|ITG Inc.|13344
GABC|GERMAN AMER BNCP INC|ITGP|ITG INC.|75200
GABC|GERMAN AMER BNCP INC|JANY|Janney Montgomery Scott Inc.|67
GABC|GERMAN AMER BNCP INC|JEFF|JEFFERIES LLC|11298
GABC|GERMAN AMER BNCP INC|JPBX|J.P. MORGAN SECURITIES LLC|2698
GABC|GERMAN AMER BNCP INC|JPMX|J.P. Morgan Securities LLC|13908
GABC|GERMAN AMER BNCP INC|JSJX|JANE STREET CAPITAL LLC|363
GABC|GERMAN AMER BNCP INC|KBWI|Keefe, Bruyette & Woods, Inc.|39189
GABC|GERMAN AMER BNCP INC|KCGM|VIRTU Americas LLC|1570
GABC|GERMAN AMER BNCP INC|LEHM|Barclays Capital Inc./Le|43883
GABC|GERMAN AMER BNCP INC|LIME|Lime Brokerage LLC|34125
GABC|GERMAN AMER BNCP INC|LMGP|LIME BROKERAGE LLC|3600
GABC|GERMAN AMER BNCP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|60000
GABC|GERMAN AMER BNCP INC|LQNA|LIQUIDNET, INC.|8200
GABC|GERMAN AMER BNCP INC|MAXM|Maxim Group LLC|2228
GABC|GERMAN AMER BNCP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
GABC|GERMAN AMER BNCP INC|MSCO|MORGAN STANLEY & CO. LLC|127427
GABC|GERMAN AMER BNCP INC|MSPL|MORGAN STANLEY & CO. LLC|15500
GABC|GERMAN AMER BNCP INC|MSTX|MORGAN STANLEY & CO. LLC|400
GABC|GERMAN AMER BNCP INC|NFSC|National Financial Services LLC|11022
GABC|GERMAN AMER BNCP INC|NITE|VIRTU Americas LLC|30371
GABC|GERMAN AMER BNCP INC|NITP|VIRTU Americas LLC|300
GABC|GERMAN AMER BNCP INC|NQRB|Brut, LLC|150
GABC|GERMAN AMER BNCP INC|NTRC|Northern Trust Securities, Inc.|207
GABC|GERMAN AMER BNCP INC|OPCO|Oppenheimer & Co. Inc.|38
GABC|GERMAN AMER BNCP INC|PDQM|CODA MARKETS, INC.|5314
GABC|GERMAN AMER BNCP INC|PWJC|UBS Financial Services, Inc.|447
GABC|GERMAN AMER BNCP INC|RAJA|Raymond James & Associates, Inc.|1490
GABC|GERMAN AMER BNCP INC|RBCM|RBC CAPITAL MARKETS, LLC|175
GABC|GERMAN AMER BNCP INC|SAGW|SAGETRADER, LLC|260
GABC|GERMAN AMER BNCP INC|SBSH|Citigroup Global Markets Inc.|27866
GABC|GERMAN AMER BNCP INC|SDLR|Sandler, O'Neill & Partners, L.P.|700
GABC|GERMAN AMER BNCP INC|SGMT|GOLDMAN SACHS & CO. LLC|6080
GABC|GERMAN AMER BNCP INC|STFL|Stifel, Nicolaus & Company, Incorporated|960
GABC|GERMAN AMER BNCP INC|SWIM|TD Ameritrade, Inc.|170
GABC|GERMAN AMER BNCP INC|SWST|Hilltop Securities Inc.|41
GABC|GERMAN AMER BNCP INC|TRBT|Tradebot Systems, Inc.|5748
GABC|GERMAN AMER BNCP INC|TRCM|TRC MARKETS LLC|26751
GABC|GERMAN AMER BNCP INC|UBSA|UBS SECURITIES LLC|58393
GABC|GERMAN AMER BNCP INC|UBSS|UBS Securities LLC|99025
GABC|GERMAN AMER BNCP INC|VALX|VIRTU AMERICAS LLC|1368
GABC|GERMAN AMER BNCP INC|WCHV|WELLS FARGO SECURITIES, LLC|4025
GABC|GERMAN AMER BNCP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
GABC|GERMAN AMER BNCP INC|WSEA|WOLVERINE SECURITIES, LLC|2639
GABC|GERMAN AMER BNCP INC|XIST|INSTINET, LLC|4470
GABC|GERMAN AMER BNCP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
GABC|GERMAN AMER BNCP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1
GABC|GERMAN AMER BNCP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2225
GAIA|GAIA INC CL A CMN|ALTX|Alternet Securities Inc.|2618
GAIA|GAIA INC CL A CMN|APCC|Apex Clearing Corporation|8580
GAIA|GAIA INC CL A CMN|BATM|CBOE TRADING, INC.|460
GAIA|GAIA INC CL A CMN|BLKX|INSTINET, LLC|5000
GAIA|GAIA INC CL A CMN|BMOC|BMO Capital Markets Corp.|1588
GAIA|GAIA INC CL A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|886
GAIA|GAIA INC CL A CMN|BTIG|BTIG, LLC|6161
GAIA|GAIA INC CL A CMN|BZYD|GOLDMAN SACHS & CO. LLC|500
GAIA|GAIA INC CL A CMN|CHAS|Charles Schwab & Co., Inc.|752
GAIA|GAIA INC CL A CMN|CIST|Capital Institutional Services, Inc.|1365
GAIA|GAIA INC CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5081
GAIA|GAIA INC CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|381
GAIA|GAIA INC CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34939
GAIA|GAIA INC CL A CMN|CTDL|Citadel Derivatives Group Llc|2062
GAIA|GAIA INC CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6986
GAIA|GAIA INC CL A CMN|DBAB|Deutsche Bank Securities Inc.|67331
GAIA|GAIA INC CL A CMN|DBAX|Deutsche Bank Securities Inc.|43000
GAIA|GAIA INC CL A CMN|DEAN|MORGAN STANLEY|1462
GAIA|GAIA INC CL A CMN|DEGS|RONIN PROFESSIONAL LLC|11533
GAIA|GAIA INC CL A CMN|EBXL|EBX LLC|17100
GAIA|GAIA INC CL A CMN|EGAM|CBOE TRADING, INC.|8304
GAIA|GAIA INC CL A CMN|EGAW|CBOE TRADING, INC.|160
GAIA|GAIA INC CL A CMN|EGMT|EG MARKET TECHNOLOGIES LLC|400
GAIA|GAIA INC CL A CMN|EGXM|CBOE TRADING, INC.|1128
GAIA|GAIA INC CL A CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
GAIA|GAIA INC CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1227
GAIA|GAIA INC CL A CMN|ETRS|E*Trade Securities LLC|6085
GAIA|GAIA INC CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|139101
GAIA|GAIA INC CL A CMN|FILL|Tradestation Securities, Inc.|52
GAIA|GAIA INC CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|37763
GAIA|GAIA INC CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36974
GAIA|GAIA INC CL A CMN|FTBR|Foliofn Investments, Inc.|711
GAIA|GAIA INC CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2525
GAIA|GAIA INC CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|2326
GAIA|GAIA INC CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|211907
GAIA|GAIA INC CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|10989
GAIA|GAIA INC CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|181
GAIA|GAIA INC CL A CMN|GTSZ|GTS SECURITIES LLC|12032
GAIA|GAIA INC CL A CMN|HRBF|American Enterprise Investment Services Inc.|506
GAIA|GAIA INC CL A CMN|IATS|INTERACTIVE BROKERS LLC|2934
GAIA|GAIA INC CL A CMN|IBKR|Interactive Brokers Llc|47427
GAIA|GAIA INC CL A CMN|ICBX|INSTINET, LLC|8171
GAIA|GAIA INC CL A CMN|IEQY|CITADEL SECURITIES LLC|2450
GAIA|GAIA INC CL A CMN|INCA|INSTINET, LLC|30903
GAIA|GAIA INC CL A CMN|INJX|INSTINET, LLC|5589
GAIA|GAIA INC CL A CMN|ITGI|ITG Inc.|15500
GAIA|GAIA INC CL A CMN|ITGP|ITG INC.|32200
GAIA|GAIA INC CL A CMN|JEFF|JEFFERIES LLC|22609
GAIA|GAIA INC CL A CMN|JMPT|JUMP TRADING, LLC|2034
GAIA|GAIA INC CL A CMN|JONE|JonesTrading|900
GAIA|GAIA INC CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|500
GAIA|GAIA INC CL A CMN|JPMX|J.P. Morgan Securities LLC|82306
GAIA|GAIA INC CL A CMN|JSJX|JANE STREET CAPITAL LLC|4356
GAIA|GAIA INC CL A CMN|KCGM|VIRTU Americas LLC|1984
GAIA|GAIA INC CL A CMN|LEHM|Barclays Capital Inc./Le|120251
GAIA|GAIA INC CL A CMN|LIME|Lime Brokerage LLC|50095
GAIA|GAIA INC CL A CMN|LQNA|LIQUIDNET, INC.|14300
GAIA|GAIA INC CL A CMN|LSCI|Lek Securities Corporation|10
GAIA|GAIA INC CL A CMN|MAXM|Maxim Group LLC|1086
GAIA|GAIA INC CL A CMN|MBTS|ALLY INVEST SECURITIES LLC|350
GAIA|GAIA INC CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66504
GAIA|GAIA INC CL A CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
GAIA|GAIA INC CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|193991
GAIA|GAIA INC CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|30200
GAIA|GAIA INC CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|5400
GAIA|GAIA INC CL A CMN|NATL|National Securities Corporation|6900
GAIA|GAIA INC CL A CMN|NFSC|National Financial Services LLC|32188
GAIA|GAIA INC CL A CMN|NITE|VIRTU Americas LLC|109819
GAIA|GAIA INC CL A CMN|NITP|VIRTU Americas LLC|600
GAIA|GAIA INC CL A CMN|NQRB|Brut, LLC|1300
GAIA|GAIA INC CL A CMN|ONEL|O'NEIL SECURITIES, INCORPORATED|1620
GAIA|GAIA INC CL A CMN|PDQM|CODA MARKETS, INC.|20095
GAIA|GAIA INC CL A CMN|PHLY|NASDAQ Execution Services, LLC|1200
GAIA|GAIA INC CL A CMN|RAJA|Raymond James & Associates, Inc.|602
GAIA|GAIA INC CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|750
GAIA|GAIA INC CL A CMN|ROBT|Robotti & Company, LLC|200
GAIA|GAIA INC CL A CMN|SBSH|Citigroup Global Markets Inc.|90097
GAIA|GAIA INC CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|9800
GAIA|GAIA INC CL A CMN|SPDR|SPEEDROUTE LLC|10218
GAIA|GAIA INC CL A CMN|SWIM|TD Ameritrade, Inc.|38575
GAIA|GAIA INC CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|30
GAIA|GAIA INC CL A CMN|TRBT|Tradebot Systems, Inc.|3254
GAIA|GAIA INC CL A CMN|TRCM|TRC MARKETS LLC|20345
GAIA|GAIA INC CL A CMN|UBSA|UBS SECURITIES LLC|146675
GAIA|GAIA INC CL A CMN|UBSS|UBS Securities LLC|177022
GAIA|GAIA INC CL A CMN|VALX|VIRTU AMERICAS LLC|8553
GAIA|GAIA INC CL A CMN|VGRD|Vanguard Marketing Corporation|2646
GAIA|GAIA INC CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|15329
GAIA|GAIA INC CL A CMN|WEED|Weeden & Co.L.P.|40
GAIA|GAIA INC CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2187
GAIA|GAIA INC CL A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18492
GAIA|GAIA INC CL A CMN|WFPB|Wells Fargo Securities, LLC.|999
GAIA|GAIA INC CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|2029
GAIA|GAIA INC CL A CMN|XIST|INSTINET, LLC|4040
GAIA|GAIA INC CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3136
GAIA|GAIA INC CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|517
GAIN|GLADSTONE INVESTMENT|ALTX|Alternet Securities Inc.|800
GAIN|GLADSTONE INVESTMENT|APCC|Apex Clearing Corporation|2886
GAIN|GLADSTONE INVESTMENT|BANK|Primevest Financial Services, Inc.|2017
GAIN|GLADSTONE INVESTMENT|BARD|Robert W. Baird & Co. Incorporated|2898
GAIN|GLADSTONE INVESTMENT|BATM|CBOE TRADING, INC.|317
GAIN|GLADSTONE INVESTMENT|BBNT|BB&T SECURITIES, LLC|3850
GAIN|GLADSTONE INVESTMENT|BERN|Sanford C. Bernstein & Co., LLC|12862
GAIN|GLADSTONE INVESTMENT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3664
GAIN|GLADSTONE INVESTMENT|BTIG|BTIG, LLC|460
GAIN|GLADSTONE INVESTMENT|BZYD|GOLDMAN SACHS & CO. LLC|1440
GAIN|GLADSTONE INVESTMENT|CANT|Cantor Fitzgerald & Co.|638
GAIN|GLADSTONE INVESTMENT|CHAS|Charles Schwab & Co., Inc.|178
GAIN|GLADSTONE INVESTMENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26915
GAIN|GLADSTONE INVESTMENT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1211
GAIN|GLADSTONE INVESTMENT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
GAIN|GLADSTONE INVESTMENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25979
GAIN|GLADSTONE INVESTMENT|CTDL|Citadel Derivatives Group Llc|6044
GAIN|GLADSTONE INVESTMENT|CXCX|CITIGROUP GLOBAL MARKETS INC.|760
GAIN|GLADSTONE INVESTMENT|DADA|D.A. Davidson & Co.|4
GAIN|GLADSTONE INVESTMENT|DAVA|Davenport & Company LLC|1
GAIN|GLADSTONE INVESTMENT|DBAB|Deutsche Bank Securities Inc.|7886
GAIN|GLADSTONE INVESTMENT|DBAX|Deutsche Bank Securities Inc.|37400
GAIN|GLADSTONE INVESTMENT|DBUL|Deutsche Bank Securities Inc.|100
GAIN|GLADSTONE INVESTMENT|DEAN|MORGAN STANLEY|7592
GAIN|GLADSTONE INVESTMENT|DEGS|RONIN PROFESSIONAL LLC|466
GAIN|GLADSTONE INVESTMENT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|484
GAIN|GLADSTONE INVESTMENT|EBXL|EBX LLC|11600
GAIN|GLADSTONE INVESTMENT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
GAIN|GLADSTONE INVESTMENT|EDJO|Edward D. Jones & Co., L.P.|1237
GAIN|GLADSTONE INVESTMENT|EGAM|CBOE TRADING, INC.|1855
GAIN|GLADSTONE INVESTMENT|EGAW|CBOE TRADING, INC.|32
GAIN|GLADSTONE INVESTMENT|EGXM|CBOE TRADING, INC.|1000
GAIN|GLADSTONE INVESTMENT|ESPO|ESPOSITO SECURITIES, LLC|3310
GAIN|GLADSTONE INVESTMENT|ETBE|Electronic Transaction Clearing, Inc.|2836
GAIN|GLADSTONE INVESTMENT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3153
GAIN|GLADSTONE INVESTMENT|ETRS|E*Trade Securities LLC|156492
GAIN|GLADSTONE INVESTMENT|FBCO|Credit Suisse Securities (USA) LLC|31384
GAIN|GLADSTONE INVESTMENT|FBSB|U.S. Bancorp Investments, Inc.|262
GAIN|GLADSTONE INVESTMENT|FILL|Tradestation Securities, Inc.|310
GAIN|GLADSTONE INVESTMENT|FMAF|NBCN Inc./ CDS|593
GAIN|GLADSTONE INVESTMENT|FOMA|TD AMERITRADE CLEARING, INC.|235212
GAIN|GLADSTONE INVESTMENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79768
GAIN|GLADSTONE INVESTMENT|FTBR|Foliofn Investments, Inc.|1613
GAIN|GLADSTONE INVESTMENT|GEBB|GLOBAL EXECUTION BROKERS, LP|5650
GAIN|GLADSTONE INVESTMENT|GLPX|ACS EXECUTION SERVICES, LLC|3257
GAIN|GLADSTONE INVESTMENT|GSCO|GOLDMAN SACHS & CO. LLC|120747
GAIN|GLADSTONE INVESTMENT|GSCS|GOLDMAN SACHS & CO. LLC|6123
GAIN|GLADSTONE INVESTMENT|GSLT|GOLDMAN SACHS & CO. LLC|700
GAIN|GLADSTONE INVESTMENT|GTSZ|GTS SECURITIES LLC|3816
GAIN|GLADSTONE INVESTMENT|HRBF|American Enterprise Investment Services Inc.|18447
GAIN|GLADSTONE INVESTMENT|IATS|INTERACTIVE BROKERS LLC|1591
GAIN|GLADSTONE INVESTMENT|IBKR|Interactive Brokers Llc|24551
GAIN|GLADSTONE INVESTMENT|ICBX|INSTINET, LLC|15090
GAIN|GLADSTONE INVESTMENT|INCA|INSTINET, LLC|24774
GAIN|GLADSTONE INVESTMENT|INJX|INSTINET, LLC|1000
GAIN|GLADSTONE INVESTMENT|ITGI|ITG Inc.|10401
GAIN|GLADSTONE INVESTMENT|ITGP|ITG INC.|10000
GAIN|GLADSTONE INVESTMENT|JANY|Janney Montgomery Scott Inc.|3798
GAIN|GLADSTONE INVESTMENT|JMPT|JUMP TRADING, LLC|1985
GAIN|GLADSTONE INVESTMENT|JONE|JonesTrading|2300
GAIN|GLADSTONE INVESTMENT|JPBX|J.P. MORGAN SECURITIES LLC|1200
GAIN|GLADSTONE INVESTMENT|JPMX|J.P. Morgan Securities LLC|20816
GAIN|GLADSTONE INVESTMENT|JSJX|JANE STREET CAPITAL LLC|58921
GAIN|GLADSTONE INVESTMENT|KCGM|VIRTU Americas LLC|7046
GAIN|GLADSTONE INVESTMENT|LEHM|Barclays Capital Inc./Le|59911
GAIN|GLADSTONE INVESTMENT|LGNT|COR CLEARING LLC|2
GAIN|GLADSTONE INVESTMENT|LIME|Lime Brokerage LLC|75663
GAIN|GLADSTONE INVESTMENT|LMGP|LIME BROKERAGE LLC|3490
GAIN|GLADSTONE INVESTMENT|LSCI|Lek Securities Corporation|53
GAIN|GLADSTONE INVESTMENT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|293
GAIN|GLADSTONE INVESTMENT|MBTS|ALLY INVEST SECURITIES LLC|8366
GAIN|GLADSTONE INVESTMENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4262
GAIN|GLADSTONE INVESTMENT|MOTF|MOTIF INVESTING, INC.|27
GAIN|GLADSTONE INVESTMENT|MSCO|MORGAN STANLEY & CO. LLC|216441
GAIN|GLADSTONE INVESTMENT|MSPL|MORGAN STANLEY & CO. LLC|51700
GAIN|GLADSTONE INVESTMENT|MSTX|MORGAN STANLEY & CO. LLC|8200
GAIN|GLADSTONE INVESTMENT|NFSC|National Financial Services LLC|325110
GAIN|GLADSTONE INVESTMENT|NITE|VIRTU Americas LLC|467766
GAIN|GLADSTONE INVESTMENT|NITP|VIRTU Americas LLC|1800
GAIN|GLADSTONE INVESTMENT|NQRB|Brut, LLC|1313
GAIN|GLADSTONE INVESTMENT|OPCO|Oppenheimer & Co. Inc.|6741
GAIN|GLADSTONE INVESTMENT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|264
GAIN|GLADSTONE INVESTMENT|PDQM|CODA MARKETS, INC.|9928
GAIN|GLADSTONE INVESTMENT|PHLY|NASDAQ Execution Services, LLC|400
GAIN|GLADSTONE INVESTMENT|RAJA|Raymond James & Associates, Inc.|8808
GAIN|GLADSTONE INVESTMENT|RBCM|RBC CAPITAL MARKETS, LLC|16533
GAIN|GLADSTONE INVESTMENT|SALI|INTL FCSTONE FINANCIAL INC.|4
GAIN|GLADSTONE INVESTMENT|SBSH|Citigroup Global Markets Inc.|51471
GAIN|GLADSTONE INVESTMENT|SGMT|GOLDMAN SACHS & CO. LLC|13024
GAIN|GLADSTONE INVESTMENT|SPDR|SPEEDROUTE LLC|6086
GAIN|GLADSTONE INVESTMENT|STFL|Stifel, Nicolaus & Company, Incorporated|1893
GAIN|GLADSTONE INVESTMENT|STKP|STOCKPILE INVESTMENTS, INC.|970
GAIN|GLADSTONE INVESTMENT|STXG|Stockcross Financial Services, Inc.|150
GAIN|GLADSTONE INVESTMENT|SWIM|TD Ameritrade, Inc.|42340
GAIN|GLADSTONE INVESTMENT|SWST|Hilltop Securities Inc.|904
GAIN|GLADSTONE INVESTMENT|TKNG|ALLY INVEST SECURITIES LLC|8653
GAIN|GLADSTONE INVESTMENT|TRBT|Tradebot Systems, Inc.|18424
GAIN|GLADSTONE INVESTMENT|TRCM|TRC MARKETS LLC|29294
GAIN|GLADSTONE INVESTMENT|TWTT|TASTYWORKS, INC.|25
GAIN|GLADSTONE INVESTMENT|UBSA|UBS SECURITIES LLC|63676
GAIN|GLADSTONE INVESTMENT|UBSS|UBS Securities LLC|183589
GAIN|GLADSTONE INVESTMENT|VALX|VIRTU AMERICAS LLC|2013
GAIN|GLADSTONE INVESTMENT|VERT|The Vertical Trading Group, LLC|10567
GAIN|GLADSTONE INVESTMENT|VGRD|Vanguard Marketing Corporation|56401
GAIN|GLADSTONE INVESTMENT|WBLR|WILLIAM BLAIR|150
GAIN|GLADSTONE INVESTMENT|WCHV|WELLS FARGO SECURITIES, LLC|41717
GAIN|GLADSTONE INVESTMENT|WEDB|WEDBUSH SECURITIES INC.|11179
GAIN|GLADSTONE INVESTMENT|WEED|Weeden & Co.L.P.|34200
GAIN|GLADSTONE INVESTMENT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1304
GAIN|GLADSTONE INVESTMENT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3144
GAIN|GLADSTONE INVESTMENT|WGIF|CIBC World Markets Inc.|1320
GAIN|GLADSTONE INVESTMENT|WSEA|WOLVERINE SECURITIES, LLC|17121
GAIN|GLADSTONE INVESTMENT|XIST|INSTINET, LLC|3800
GAIN|GLADSTONE INVESTMENT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1408
GAIN|GLADSTONE INVESTMENT|YKNA|COMHAR CAPITAL MARKETS, LLC|2185
GAIN|GLADSTONE INVESTMENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51831
GAINM|GLADSTONE SER D PREF|DEAN|MORGAN STANLEY|30
GAINM|GLADSTONE SER D PREF|ECUT|CONVERGEX EXECUTION SOLUTIONS|760
GAINM|GLADSTONE SER D PREF|ETRS|E*Trade Securities LLC|249
GAINM|GLADSTONE SER D PREF|FOMA|TD AMERITRADE CLEARING, INC.|1633
GAINM|GLADSTONE SER D PREF|HRBF|American Enterprise Investment Services Inc.|274
GAINM|GLADSTONE SER D PREF|IBKR|Interactive Brokers Llc|5258
GAINM|GLADSTONE SER D PREF|INCA|INSTINET, LLC|300
GAINM|GLADSTONE SER D PREF|ITGI|ITG Inc.|200
GAINM|GLADSTONE SER D PREF|JANY|Janney Montgomery Scott Inc.|1300
GAINM|GLADSTONE SER D PREF|LIME|Lime Brokerage LLC|488
GAINM|GLADSTONE SER D PREF|MSCO|MORGAN STANLEY & CO. LLC|1150
GAINM|GLADSTONE SER D PREF|NFSC|National Financial Services LLC|1210
GAINM|GLADSTONE SER D PREF|NITE|VIRTU Americas LLC|2950
GAINM|GLADSTONE SER D PREF|RAJA|Raymond James & Associates, Inc.|600
GAINM|GLADSTONE SER D PREF|RBCM|RBC CAPITAL MARKETS, LLC|200
GAINM|GLADSTONE SER D PREF|SWIM|TD Ameritrade, Inc.|60
GAINM|GLADSTONE SER D PREF|UBSA|UBS SECURITIES LLC|500
GAINM|GLADSTONE SER D PREF|UBSS|UBS Securities LLC|5454
GAINM|GLADSTONE SER D PREF|VGRD|Vanguard Marketing Corporation|321
GAINM|GLADSTONE SER D PREF|VNDM|Wall Street Access|600
GAINM|GLADSTONE SER D PREF|WCHV|WELLS FARGO SECURITIES, LLC|936
GAINM|GLADSTONE SER D PREF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|75
GAINN|GLADSTONE INV 6.5 C|DAVA|Davenport & Company LLC|1700
GAINN|GLADSTONE INV 6.5 C|DBAX|Deutsche Bank Securities Inc.|200
GAINN|GLADSTONE INV 6.5 C|EBXL|EBX LLC|100
GAINN|GLADSTONE INV 6.5 C|ETRS|E*Trade Securities LLC|181
GAINN|GLADSTONE INV 6.5 C|FBCO|Credit Suisse Securities (USA) LLC|487
GAINN|GLADSTONE INV 6.5 C|FOMA|TD AMERITRADE CLEARING, INC.|2150
GAINN|GLADSTONE INV 6.5 C|HRBF|American Enterprise Investment Services Inc.|600
GAINN|GLADSTONE INV 6.5 C|IATS|INTERACTIVE BROKERS LLC|1272
GAINN|GLADSTONE INV 6.5 C|IBKR|Interactive Brokers Llc|8379
GAINN|GLADSTONE INV 6.5 C|INCA|INSTINET, LLC|200
GAINN|GLADSTONE INV 6.5 C|JANY|Janney Montgomery Scott Inc.|4000
GAINN|GLADSTONE INV 6.5 C|LIME|Lime Brokerage LLC|623
GAINN|GLADSTONE INV 6.5 C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GAINN|GLADSTONE INV 6.5 C|MSCO|MORGAN STANLEY & CO. LLC|600
GAINN|GLADSTONE INV 6.5 C|NFSC|National Financial Services LLC|6912
GAINN|GLADSTONE INV 6.5 C|NITE|VIRTU Americas LLC|5717
GAINN|GLADSTONE INV 6.5 C|SPDR|SPEEDROUTE LLC|25
GAINN|GLADSTONE INV 6.5 C|TRCM|TRC MARKETS LLC|239
GAINN|GLADSTONE INV 6.5 C|UBSA|UBS SECURITIES LLC|1124
GAINN|GLADSTONE INV 6.5 C|UBSS|UBS Securities LLC|3477
GAINN|GLADSTONE INV 6.5 C|WCHV|WELLS FARGO SECURITIES, LLC|900
GAINN|GLADSTONE INV 6.5 C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
GAINO|GLADSTONE INVT CORP|BATM|CBOE TRADING, INC.|200
GAINO|GLADSTONE INVT CORP|CANT|Cantor Fitzgerald & Co.|700
GAINO|GLADSTONE INVT CORP|DAVA|Davenport & Company LLC|48
GAINO|GLADSTONE INVT CORP|DBAX|Deutsche Bank Securities Inc.|800
GAINO|GLADSTONE INVT CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|682
GAINO|GLADSTONE INVT CORP|ETRS|E*Trade Securities LLC|1162
GAINO|GLADSTONE INVT CORP|FBCO|Credit Suisse Securities (USA) LLC|717
GAINO|GLADSTONE INVT CORP|FOMA|TD AMERITRADE CLEARING, INC.|3971
GAINO|GLADSTONE INVT CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|300
GAINO|GLADSTONE INVT CORP|HRBF|American Enterprise Investment Services Inc.|129
GAINO|GLADSTONE INVT CORP|IBKR|Interactive Brokers Llc|2257
GAINO|GLADSTONE INVT CORP|ITGI|ITG Inc.|90
GAINO|GLADSTONE INVT CORP|LIME|Lime Brokerage LLC|168
GAINO|GLADSTONE INVT CORP|MSCO|MORGAN STANLEY & CO. LLC|1912
GAINO|GLADSTONE INVT CORP|NFSC|National Financial Services LLC|2336
GAINO|GLADSTONE INVT CORP|NITE|VIRTU Americas LLC|5485
GAINO|GLADSTONE INVT CORP|SALI|INTL FCSTONE FINANCIAL INC.|442
GAINO|GLADSTONE INVT CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1775
GAINO|GLADSTONE INVT CORP|TKNG|ALLY INVEST SECURITIES LLC|250
GAINO|GLADSTONE INVT CORP|TRCM|TRC MARKETS LLC|69
GAINO|GLADSTONE INVT CORP|UBSA|UBS SECURITIES LLC|700
GAINO|GLADSTONE INVT CORP|UBSS|UBS Securities LLC|4867
GAINO|GLADSTONE INVT CORP|VGRD|Vanguard Marketing Corporation|200
GAINO|GLADSTONE INVT CORP|WCHV|WELLS FARGO SECURITIES, LLC|2158
GAL|SPDRSSGA GLBLALLCT|AGIS|Aegis Capital Corp.|2385
GAL|SPDRSSGA GLBLALLCT|APCC|Apex Clearing Corporation|19
GAL|SPDRSSGA GLBLALLCT|BARD|Robert W. Baird & Co. Incorporated|995
GAL|SPDRSSGA GLBLALLCT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25
GAL|SPDRSSGA GLBLALLCT|CANT|Cantor Fitzgerald & Co.|11380
GAL|SPDRSSGA GLBLALLCT|CHAS|Charles Schwab & Co., Inc.|7053
GAL|SPDRSSGA GLBLALLCT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10769
GAL|SPDRSSGA GLBLALLCT|DBAX|Deutsche Bank Securities Inc.|4000
GAL|SPDRSSGA GLBLALLCT|DEAN|MORGAN STANLEY|1009
GAL|SPDRSSGA GLBLALLCT|EBXL|EBX LLC|1700
GAL|SPDRSSGA GLBLALLCT|EDJO|Edward D. Jones & Co., L.P.|1051
GAL|SPDRSSGA GLBLALLCT|EGXM|CBOE TRADING, INC.|50
GAL|SPDRSSGA GLBLALLCT|ETRS|E*Trade Securities LLC|853
GAL|SPDRSSGA GLBLALLCT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2100
GAL|SPDRSSGA GLBLALLCT|FTBR|Foliofn Investments, Inc.|4
GAL|SPDRSSGA GLBLALLCT|GSCO|GOLDMAN SACHS & CO. LLC|3840
GAL|SPDRSSGA GLBLALLCT|GSLT|GOLDMAN SACHS & CO. LLC|300
GAL|SPDRSSGA GLBLALLCT|HRBF|American Enterprise Investment Services Inc.|90
GAL|SPDRSSGA GLBLALLCT|IBKR|Interactive Brokers Llc|216
GAL|SPDRSSGA GLBLALLCT|ICBX|INSTINET, LLC|4200
GAL|SPDRSSGA GLBLALLCT|ITGI|ITG Inc.|87
GAL|SPDRSSGA GLBLALLCT|ITGP|ITG INC.|200
GAL|SPDRSSGA GLBLALLCT|JANY|Janney Montgomery Scott Inc.|280
GAL|SPDRSSGA GLBLALLCT|JPMX|J.P. Morgan Securities LLC|5212
GAL|SPDRSSGA GLBLALLCT|JSEB|JANE STREET EXECUTION SERVICES, LLC|7039
GAL|SPDRSSGA GLBLALLCT|JSJX|JANE STREET CAPITAL LLC|26219
GAL|SPDRSSGA GLBLALLCT|KCGM|VIRTU Americas LLC|13350
GAL|SPDRSSGA GLBLALLCT|LEHM|Barclays Capital Inc./Le|2600
GAL|SPDRSSGA GLBLALLCT|LIME|Lime Brokerage LLC|226
GAL|SPDRSSGA GLBLALLCT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11732
GAL|SPDRSSGA GLBLALLCT|MSCO|MORGAN STANLEY & CO. LLC|2020
GAL|SPDRSSGA GLBLALLCT|MSPL|MORGAN STANLEY & CO. LLC|600
GAL|SPDRSSGA GLBLALLCT|NFSC|National Financial Services LLC|14266
GAL|SPDRSSGA GLBLALLCT|NITE|VIRTU Americas LLC|39778
GAL|SPDRSSGA GLBLALLCT|NQRB|Brut, LLC|1685
GAL|SPDRSSGA GLBLALLCT|RBCM|RBC CAPITAL MARKETS, LLC|8657
GAL|SPDRSSGA GLBLALLCT|SGMT|GOLDMAN SACHS & CO. LLC|5668
GAL|SPDRSSGA GLBLALLCT|STFL|Stifel, Nicolaus & Company, Incorporated|7150
GAL|SPDRSSGA GLBLALLCT|SWIM|TD Ameritrade, Inc.|52
GAL|SPDRSSGA GLBLALLCT|TKNG|ALLY INVEST SECURITIES LLC|36
GAL|SPDRSSGA GLBLALLCT|UBSS|UBS Securities LLC|31649
GAL|SPDRSSGA GLBLALLCT|VGRD|Vanguard Marketing Corporation|400
GAL|SPDRSSGA GLBLALLCT|WCHV|WELLS FARGO SECURITIES, LLC|6172
GAL|SPDRSSGA GLBLALLCT|WSEA|WOLVERINE SECURITIES, LLC|310
GAL|SPDRSSGA GLBLALLCT|XSTM|NATIONAL FINANCIAL SERVICES LLC|10910
GAL|SPDRSSGA GLBLALLCT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10974
GALT|GALECTIN THERAPEUTIC|AGIS|Aegis Capital Corp.|1718
GALT|GALECTIN THERAPEUTIC|ALPS|Alpine Securities Corporation|6
GALT|GALECTIN THERAPEUTIC|ALTX|Alternet Securities Inc.|12850
GALT|GALECTIN THERAPEUTIC|ANDG|Andrew Garrett Inc.|877
GALT|GALECTIN THERAPEUTIC|APCC|Apex Clearing Corporation|124927
GALT|GALECTIN THERAPEUTIC|BANK|Primevest Financial Services, Inc.|538
GALT|GALECTIN THERAPEUTIC|BARD|Robert W. Baird & Co. Incorporated|4579
GALT|GALECTIN THERAPEUTIC|BATM|CBOE TRADING, INC.|4563
GALT|GALECTIN THERAPEUTIC|BAYC|BAY CREST PARTNERS, LLC|247
GALT|GALECTIN THERAPEUTIC|BAYT|BTIG, LLC|9802
GALT|GALECTIN THERAPEUTIC|BBNT|BB&T SECURITIES, LLC|13820
GALT|GALECTIN THERAPEUTIC|BERN|Sanford C. Bernstein & Co., LLC|1
GALT|GALECTIN THERAPEUTIC|BIMI|Banca IMI Securities Corp.|10070
GALT|GALECTIN THERAPEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20821
GALT|GALECTIN THERAPEUTIC|BLKX|INSTINET, LLC|5000
GALT|GALECTIN THERAPEUTIC|BRGE|Newbridge Securities Corp.|948
GALT|GALECTIN THERAPEUTIC|BYXM|CBOE TRADING, INC.|2961
GALT|GALECTIN THERAPEUTIC|CANT|Cantor Fitzgerald & Co.|1948
GALT|GALECTIN THERAPEUTIC|CHAS|Charles Schwab & Co., Inc.|25167
GALT|GALECTIN THERAPEUTIC|CICF|Canaccord Genuity Corp.|600
GALT|GALECTIN THERAPEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|284671
GALT|GALECTIN THERAPEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6311
GALT|GALECTIN THERAPEUTIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|45034
GALT|GALECTIN THERAPEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|318366
GALT|GALECTIN THERAPEUTIC|CTDL|Citadel Derivatives Group Llc|13522
GALT|GALECTIN THERAPEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|20274
GALT|GALECTIN THERAPEUTIC|DADA|D.A. Davidson & Co.|185981
GALT|GALECTIN THERAPEUTIC|DBAB|Deutsche Bank Securities Inc.|139384
GALT|GALECTIN THERAPEUTIC|DBAX|Deutsche Bank Securities Inc.|85400
GALT|GALECTIN THERAPEUTIC|DBUL|Deutsche Bank Securities Inc.|4633
GALT|GALECTIN THERAPEUTIC|DEAN|MORGAN STANLEY|46052
GALT|GALECTIN THERAPEUTIC|DEGS|RONIN PROFESSIONAL LLC|39982
GALT|GALECTIN THERAPEUTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|74292
GALT|GALECTIN THERAPEUTIC|DJSA|Dawson James Securities, Inc|1000
GALT|GALECTIN THERAPEUTIC|EBXL|EBX LLC|140900
GALT|GALECTIN THERAPEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11250
GALT|GALECTIN THERAPEUTIC|EDJO|Edward D. Jones & Co., L.P.|51710
GALT|GALECTIN THERAPEUTIC|EGAM|CBOE TRADING, INC.|21258
GALT|GALECTIN THERAPEUTIC|EGAW|CBOE TRADING, INC.|300
GALT|GALECTIN THERAPEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|835
GALT|GALECTIN THERAPEUTIC|EGXM|CBOE TRADING, INC.|23045
GALT|GALECTIN THERAPEUTIC|EGXW|CBOE TRADING, INC.|400
GALT|GALECTIN THERAPEUTIC|ETBE|Electronic Transaction Clearing, Inc.|22474
GALT|GALECTIN THERAPEUTIC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|16826
GALT|GALECTIN THERAPEUTIC|ETCC|Electronic Transaction Clearing, Inc.|2300
GALT|GALECTIN THERAPEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11549
GALT|GALECTIN THERAPEUTIC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
GALT|GALECTIN THERAPEUTIC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7684
GALT|GALECTIN THERAPEUTIC|ETRS|E*Trade Securities LLC|1928048
GALT|GALECTIN THERAPEUTIC|FBCO|Credit Suisse Securities (USA) LLC|441865
GALT|GALECTIN THERAPEUTIC|FBRC|B. RILEY FBR, INC.|15600
GALT|GALECTIN THERAPEUTIC|FILL|Tradestation Securities, Inc.|114481
GALT|GALECTIN THERAPEUTIC|FMAF|NBCN Inc./ CDS|5966
GALT|GALECTIN THERAPEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|2959479
GALT|GALECTIN THERAPEUTIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4745
GALT|GALECTIN THERAPEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112712
GALT|GALECTIN THERAPEUTIC|FTBR|Foliofn Investments, Inc.|134028
GALT|GALECTIN THERAPEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|39539
GALT|GALECTIN THERAPEUTIC|GLIS|TD Securities Inc|2180
GALT|GALECTIN THERAPEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|105156
GALT|GALECTIN THERAPEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|180972
GALT|GALECTIN THERAPEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|63557
GALT|GALECTIN THERAPEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|16894
GALT|GALECTIN THERAPEUTIC|GTSZ|GTS SECURITIES LLC|14518
GALT|GALECTIN THERAPEUTIC|HRBF|American Enterprise Investment Services Inc.|115328
GALT|GALECTIN THERAPEUTIC|HSBC|HSBC Securities, Inc.|550
GALT|GALECTIN THERAPEUTIC|IATS|INTERACTIVE BROKERS LLC|167127
GALT|GALECTIN THERAPEUTIC|IBKR|Interactive Brokers Llc|1477028
GALT|GALECTIN THERAPEUTIC|ICBX|INSTINET, LLC|57323
GALT|GALECTIN THERAPEUTIC|INCA|INSTINET, LLC|288667
GALT|GALECTIN THERAPEUTIC|INJX|INSTINET, LLC|22538
GALT|GALECTIN THERAPEUTIC|ITGI|ITG Inc.|28289
GALT|GALECTIN THERAPEUTIC|ITGP|ITG INC.|63200
GALT|GALECTIN THERAPEUTIC|JANY|Janney Montgomery Scott Inc.|79149
GALT|GALECTIN THERAPEUTIC|JEFF|JEFFERIES LLC|6000
GALT|GALECTIN THERAPEUTIC|JMPT|JUMP TRADING, LLC|51667
GALT|GALECTIN THERAPEUTIC|JONE|JonesTrading|12849
GALT|GALECTIN THERAPEUTIC|JPBX|J.P. MORGAN SECURITIES LLC|9596
GALT|GALECTIN THERAPEUTIC|JPMX|J.P. Morgan Securities LLC|234705
GALT|GALECTIN THERAPEUTIC|JSJX|JANE STREET CAPITAL LLC|7196
GALT|GALECTIN THERAPEUTIC|KCGM|VIRTU Americas LLC|79804
GALT|GALECTIN THERAPEUTIC|LEHM|Barclays Capital Inc./Le|264889
GALT|GALECTIN THERAPEUTIC|LGNT|COR CLEARING LLC|63
GALT|GALECTIN THERAPEUTIC|LIME|Lime Brokerage LLC|210686
GALT|GALECTIN THERAPEUTIC|LMGP|LIME BROKERAGE LLC|3600
GALT|GALECTIN THERAPEUTIC|LSCI|Lek Securities Corporation|4525
GALT|GALECTIN THERAPEUTIC|LTCO|Ladenburg, Thalmann & Co., Inc.|47013
GALT|GALECTIN THERAPEUTIC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1581
GALT|GALECTIN THERAPEUTIC|MAVB|Great Point Capital LLC|100
GALT|GALECTIN THERAPEUTIC|MAXM|Maxim Group LLC|16481
GALT|GALECTIN THERAPEUTIC|MBTS|ALLY INVEST SECURITIES LLC|3500
GALT|GALECTIN THERAPEUTIC|MICA|Spartan Securities Group, Ltd.|28250
GALT|GALECTIN THERAPEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136484
GALT|GALECTIN THERAPEUTIC|MOTF|MOTIF INVESTING, INC.|61
GALT|GALECTIN THERAPEUTIC|MSCO|MORGAN STANLEY & CO. LLC|2574405
GALT|GALECTIN THERAPEUTIC|MSPL|MORGAN STANLEY & CO. LLC|63600
GALT|GALECTIN THERAPEUTIC|MSTX|MORGAN STANLEY & CO. LLC|39700
GALT|GALECTIN THERAPEUTIC|NFSC|National Financial Services LLC|2715584
GALT|GALECTIN THERAPEUTIC|NITE|VIRTU Americas LLC|5779959
GALT|GALECTIN THERAPEUTIC|NITP|VIRTU Americas LLC|3000
GALT|GALECTIN THERAPEUTIC|NQRB|Brut, LLC|18454
GALT|GALECTIN THERAPEUTIC|OPCO|Oppenheimer & Co. Inc.|9300
GALT|GALECTIN THERAPEUTIC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1680
GALT|GALECTIN THERAPEUTIC|PCPT|PHILLIP CAPITAL INC.|12406
GALT|GALECTIN THERAPEUTIC|PDQM|CODA MARKETS, INC.|132855
GALT|GALECTIN THERAPEUTIC|PHLY|NASDAQ Execution Services, LLC|30000
GALT|GALECTIN THERAPEUTIC|PWJC|UBS Financial Services, Inc.|27687
GALT|GALECTIN THERAPEUTIC|RAJA|Raymond James & Associates, Inc.|30417
GALT|GALECTIN THERAPEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|52268
GALT|GALECTIN THERAPEUTIC|SAGL|SAGETRADER, LLC|2180
GALT|GALECTIN THERAPEUTIC|SALI|INTL FCSTONE FINANCIAL INC.|500
GALT|GALECTIN THERAPEUTIC|SBSH|Citigroup Global Markets Inc.|130018
GALT|GALECTIN THERAPEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|89097
GALT|GALECTIN THERAPEUTIC|SIBO|Prime Executions, Inc.|36710
GALT|GALECTIN THERAPEUTIC|SPDR|SPEEDROUTE LLC|40042
GALT|GALECTIN THERAPEUTIC|SPHN|Stephens Inc.|1760
GALT|GALECTIN THERAPEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|5407
GALT|GALECTIN THERAPEUTIC|STXG|Stockcross Financial Services, Inc.|1500
GALT|GALECTIN THERAPEUTIC|SWIM|TD Ameritrade, Inc.|1345254
GALT|GALECTIN THERAPEUTIC|SWST|Hilltop Securities Inc.|70075
GALT|GALECTIN THERAPEUTIC|TKNG|ALLY INVEST SECURITIES LLC|45768
GALT|GALECTIN THERAPEUTIC|TRBT|Tradebot Systems, Inc.|33667
GALT|GALECTIN THERAPEUTIC|TRCM|TRC MARKETS LLC|31714
GALT|GALECTIN THERAPEUTIC|TWTT|TASTYWORKS, INC.|2300
GALT|GALECTIN THERAPEUTIC|UBSA|UBS SECURITIES LLC|435845
GALT|GALECTIN THERAPEUTIC|UBSS|UBS Securities LLC|1281867
GALT|GALECTIN THERAPEUTIC|VALX|VIRTU AMERICAS LLC|16465
GALT|GALECTIN THERAPEUTIC|VGRD|Vanguard Marketing Corporation|166324
GALT|GALECTIN THERAPEUTIC|VIEW|VIEWTRADE SECURITIES LLC|1335
GALT|GALECTIN THERAPEUTIC|VSIN|Vision Financial Markets Llc|1110
GALT|GALECTIN THERAPEUTIC|WBLR|WILLIAM BLAIR|315
GALT|GALECTIN THERAPEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|228304
GALT|GALECTIN THERAPEUTIC|WEDB|WEDBUSH SECURITIES INC.|24128
GALT|GALECTIN THERAPEUTIC|WEED|Weeden & Co.L.P.|1190
GALT|GALECTIN THERAPEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34425
GALT|GALECTIN THERAPEUTIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61033
GALT|GALECTIN THERAPEUTIC|WGIF|CIBC World Markets Inc.|27881
GALT|GALECTIN THERAPEUTIC|WSEA|WOLVERINE SECURITIES, LLC|93611
GALT|GALECTIN THERAPEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|40000
GALT|GALECTIN THERAPEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|5890
GALT|GALECTIN THERAPEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18225
GAM|GEN AMER INVEST|ALTX|Alternet Securities Inc.|100
GAM|GEN AMER INVEST|APCC|Apex Clearing Corporation|711
GAM|GEN AMER INVEST|BATM|CBOE TRADING, INC.|52
GAM|GEN AMER INVEST|BERN|Sanford C. Bernstein & Co., LLC|220
GAM|GEN AMER INVEST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|283
GAM|GEN AMER INVEST|CANT|Cantor Fitzgerald & Co.|106
GAM|GEN AMER INVEST|CHAS|Charles Schwab & Co., Inc.|2
GAM|GEN AMER INVEST|CIST|Capital Institutional Services, Inc.|5049
GAM|GEN AMER INVEST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
GAM|GEN AMER INVEST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14997
GAM|GEN AMER INVEST|CXCX|CITIGROUP GLOBAL MARKETS INC.|1606
GAM|GEN AMER INVEST|DBAX|Deutsche Bank Securities Inc.|1300
GAM|GEN AMER INVEST|DEAN|MORGAN STANLEY|2641
GAM|GEN AMER INVEST|DEGS|RONIN PROFESSIONAL LLC|200
GAM|GEN AMER INVEST|EBXL|EBX LLC|3600
GAM|GEN AMER INVEST|ECUT|CONVERGEX EXECUTION SOLUTIONS|2184
GAM|GEN AMER INVEST|EDJO|Edward D. Jones & Co., L.P.|1019
GAM|GEN AMER INVEST|EGAM|CBOE TRADING, INC.|2
GAM|GEN AMER INVEST|EGXM|CBOE TRADING, INC.|200
GAM|GEN AMER INVEST|ETRS|E*Trade Securities LLC|12284
GAM|GEN AMER INVEST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2355
GAM|GEN AMER INVEST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1185
GAM|GEN AMER INVEST|FTBR|Foliofn Investments, Inc.|20
GAM|GEN AMER INVEST|GLPX|ACS EXECUTION SERVICES, LLC|50
GAM|GEN AMER INVEST|GSCO|GOLDMAN SACHS & CO. LLC|5123
GAM|GEN AMER INVEST|GTSZ|GTS SECURITIES LLC|4012
GAM|GEN AMER INVEST|HRBF|American Enterprise Investment Services Inc.|319
GAM|GEN AMER INVEST|IATS|INTERACTIVE BROKERS LLC|252
GAM|GEN AMER INVEST|IBKR|Interactive Brokers Llc|11797
GAM|GEN AMER INVEST|ICBX|INSTINET, LLC|3000
GAM|GEN AMER INVEST|INCA|INSTINET, LLC|100
GAM|GEN AMER INVEST|ITGI|ITG Inc.|5133
GAM|GEN AMER INVEST|ITGP|ITG INC.|25400
GAM|GEN AMER INVEST|JANY|Janney Montgomery Scott Inc.|1314
GAM|GEN AMER INVEST|JEFF|JEFFERIES LLC|3500
GAM|GEN AMER INVEST|JPMX|J.P. Morgan Securities LLC|9200
GAM|GEN AMER INVEST|KCGM|VIRTU Americas LLC|2080
GAM|GEN AMER INVEST|LEHM|Barclays Capital Inc./Le|19820
GAM|GEN AMER INVEST|LIME|Lime Brokerage LLC|185
GAM|GEN AMER INVEST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GAM|GEN AMER INVEST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11932
GAM|GEN AMER INVEST|MSCO|MORGAN STANLEY & CO. LLC|21556
GAM|GEN AMER INVEST|MSPL|MORGAN STANLEY & CO. LLC|1700
GAM|GEN AMER INVEST|NFSC|National Financial Services LLC|42358
GAM|GEN AMER INVEST|NITE|VIRTU Americas LLC|50775
GAM|GEN AMER INVEST|NQRB|Brut, LLC|1200
GAM|GEN AMER INVEST|PDQM|CODA MARKETS, INC.|142
GAM|GEN AMER INVEST|PWJC|UBS Financial Services, Inc.|208
GAM|GEN AMER INVEST|RBCM|RBC CAPITAL MARKETS, LLC|700
GAM|GEN AMER INVEST|SEIC|SEI Investments Distribution Co.|100
GAM|GEN AMER INVEST|SGMT|GOLDMAN SACHS & CO. LLC|3124
GAM|GEN AMER INVEST|SWIM|TD Ameritrade, Inc.|100
GAM|GEN AMER INVEST|SWST|Hilltop Securities Inc.|872
GAM|GEN AMER INVEST|TRBT|Tradebot Systems, Inc.|921
GAM|GEN AMER INVEST|UBSA|UBS SECURITIES LLC|12976
GAM|GEN AMER INVEST|UBSS|UBS Securities LLC|14814
GAM|GEN AMER INVEST|VALX|VIRTU AMERICAS LLC|237
GAM|GEN AMER INVEST|VGRD|Vanguard Marketing Corporation|1389
GAM|GEN AMER INVEST|WABR|Wall Street Access|100
GAM|GEN AMER INVEST|WCHV|WELLS FARGO SECURITIES, LLC|7713
GAM|GEN AMER INVEST|WEED|Weeden & Co.L.P.|740
GAM|GEN AMER INVEST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5990
GAM|GEN AMER INVEST|WSEA|WOLVERINE SECURITIES, LLC|710
GAM|GEN AMER INVEST|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
GAM|GEN AMER INVEST|YKNA|COMHAR CAPITAL MARKETS, LLC|20
GAM|GEN AMER INVEST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1392
GAM$B|GENL AMER INVS PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GAM$B|GENL AMER INVS PFD|DEAN|MORGAN STANLEY|1775
GAM$B|GENL AMER INVS PFD|EDJO|Edward D. Jones & Co., L.P.|190
GAM$B|GENL AMER INVS PFD|ETRS|E*Trade Securities LLC|3899
GAM$B|GENL AMER INVS PFD|HRBF|American Enterprise Investment Services Inc.|1700
GAM$B|GENL AMER INVS PFD|IATS|INTERACTIVE BROKERS LLC|700
GAM$B|GENL AMER INVS PFD|IBKR|Interactive Brokers Llc|866
GAM$B|GENL AMER INVS PFD|INCA|INSTINET, LLC|1632
GAM$B|GENL AMER INVS PFD|JANY|Janney Montgomery Scott Inc.|212
GAM$B|GENL AMER INVS PFD|LIME|Lime Brokerage LLC|500
GAM$B|GENL AMER INVS PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GAM$B|GENL AMER INVS PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GAM$B|GENL AMER INVS PFD|MSCO|MORGAN STANLEY & CO. LLC|69
GAM$B|GENL AMER INVS PFD|NFSC|National Financial Services LLC|8193
GAM$B|GENL AMER INVS PFD|NITE|VIRTU Americas LLC|8438
GAM$B|GENL AMER INVS PFD|PWJC|UBS Financial Services, Inc.|500
GAM$B|GENL AMER INVS PFD|RBCM|RBC CAPITAL MARKETS, LLC|304
GAM$B|GENL AMER INVS PFD|STFL|Stifel, Nicolaus & Company, Incorporated|6
GAM$B|GENL AMER INVS PFD|SWIM|TD Ameritrade, Inc.|1
GAM$B|GENL AMER INVS PFD|UBSA|UBS SECURITIES LLC|1100
GAM$B|GENL AMER INVS PFD|UBSS|UBS Securities LLC|10963
GAM$B|GENL AMER INVS PFD|VGRD|Vanguard Marketing Corporation|535
GAM$B|GENL AMER INVS PFD|WCHV|WELLS FARGO SECURITIES, LLC|2875
GAM$B|GENL AMER INVS PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5562
GAMR|ETFMG VIDEO GAME TEC|APCC|Apex Clearing Corporation|17077
GAMR|ETFMG VIDEO GAME TEC|BARD|Robert W. Baird & Co. Incorporated|558
GAMR|ETFMG VIDEO GAME TEC|BBNT|BB&T SECURITIES, LLC|50
GAMR|ETFMG VIDEO GAME TEC|BIMI|Banca IMI Securities Corp.|659
GAMR|ETFMG VIDEO GAME TEC|CHAS|Charles Schwab & Co., Inc.|310
GAMR|ETFMG VIDEO GAME TEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
GAMR|ETFMG VIDEO GAME TEC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|571
GAMR|ETFMG VIDEO GAME TEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3327
GAMR|ETFMG VIDEO GAME TEC|CTDL|Citadel Derivatives Group Llc|46064
GAMR|ETFMG VIDEO GAME TEC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
GAMR|ETFMG VIDEO GAME TEC|DADA|D.A. Davidson & Co.|200
GAMR|ETFMG VIDEO GAME TEC|DBAX|Deutsche Bank Securities Inc.|1200
GAMR|ETFMG VIDEO GAME TEC|DEAN|MORGAN STANLEY|183
GAMR|ETFMG VIDEO GAME TEC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
GAMR|ETFMG VIDEO GAME TEC|EBXL|EBX LLC|1700
GAMR|ETFMG VIDEO GAME TEC|ETCB|ETC BROKERAGE SERVICES, LLC|95
GAMR|ETFMG VIDEO GAME TEC|ETRS|E*Trade Securities LLC|15159
GAMR|ETFMG VIDEO GAME TEC|FBSB|U.S. Bancorp Investments, Inc.|7
GAMR|ETFMG VIDEO GAME TEC|FILL|Tradestation Securities, Inc.|204
GAMR|ETFMG VIDEO GAME TEC|FMAF|NBCN Inc./ CDS|533
GAMR|ETFMG VIDEO GAME TEC|FTBR|Foliofn Investments, Inc.|309
GAMR|ETFMG VIDEO GAME TEC|GLIS|TD Securities Inc|665
GAMR|ETFMG VIDEO GAME TEC|GLPX|ACS EXECUTION SERVICES, LLC|3351
GAMR|ETFMG VIDEO GAME TEC|GSCO|GOLDMAN SACHS & CO. LLC|751
GAMR|ETFMG VIDEO GAME TEC|GTSZ|GTS SECURITIES LLC|5
GAMR|ETFMG VIDEO GAME TEC|HRBF|American Enterprise Investment Services Inc.|207
GAMR|ETFMG VIDEO GAME TEC|IATS|INTERACTIVE BROKERS LLC|2188
GAMR|ETFMG VIDEO GAME TEC|IBKR|Interactive Brokers Llc|4602
GAMR|ETFMG VIDEO GAME TEC|ICBX|INSTINET, LLC|5976
GAMR|ETFMG VIDEO GAME TEC|INCA|INSTINET, LLC|195
GAMR|ETFMG VIDEO GAME TEC|ITGP|ITG INC.|200
GAMR|ETFMG VIDEO GAME TEC|JSJX|JANE STREET CAPITAL LLC|11269
GAMR|ETFMG VIDEO GAME TEC|KCGM|VIRTU Americas LLC|5755
GAMR|ETFMG VIDEO GAME TEC|LEHM|Barclays Capital Inc./Le|5197
GAMR|ETFMG VIDEO GAME TEC|LIME|Lime Brokerage LLC|3786
GAMR|ETFMG VIDEO GAME TEC|LSCI|Lek Securities Corporation|12
GAMR|ETFMG VIDEO GAME TEC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GAMR|ETFMG VIDEO GAME TEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
GAMR|ETFMG VIDEO GAME TEC|MOTF|MOTIF INVESTING, INC.|4
GAMR|ETFMG VIDEO GAME TEC|MSCO|MORGAN STANLEY & CO. LLC|69475
GAMR|ETFMG VIDEO GAME TEC|MSPL|MORGAN STANLEY & CO. LLC|49500
GAMR|ETFMG VIDEO GAME TEC|NFSC|National Financial Services LLC|48670
GAMR|ETFMG VIDEO GAME TEC|NITE|VIRTU Americas LLC|56554
GAMR|ETFMG VIDEO GAME TEC|NITP|VIRTU Americas LLC|1679
GAMR|ETFMG VIDEO GAME TEC|NTBF|BMO Nesbitt Burns Inc./CDS|110
GAMR|ETFMG VIDEO GAME TEC|OPCO|Oppenheimer & Co. Inc.|727
GAMR|ETFMG VIDEO GAME TEC|PAUL|Paulson Investment Company, Inc.|20
GAMR|ETFMG VIDEO GAME TEC|PDQM|CODA MARKETS, INC.|2844
GAMR|ETFMG VIDEO GAME TEC|RBCM|RBC CAPITAL MARKETS, LLC|3224
GAMR|ETFMG VIDEO GAME TEC|SBSH|Citigroup Global Markets Inc.|1394
GAMR|ETFMG VIDEO GAME TEC|SGMT|GOLDMAN SACHS & CO. LLC|1340
GAMR|ETFMG VIDEO GAME TEC|STFL|Stifel, Nicolaus & Company, Incorporated|180
GAMR|ETFMG VIDEO GAME TEC|SWIM|TD Ameritrade, Inc.|2979
GAMR|ETFMG VIDEO GAME TEC|TKNG|ALLY INVEST SECURITIES LLC|422
GAMR|ETFMG VIDEO GAME TEC|TRCM|TRC MARKETS LLC|416
GAMR|ETFMG VIDEO GAME TEC|UBSA|UBS SECURITIES LLC|16199
GAMR|ETFMG VIDEO GAME TEC|UBSS|UBS Securities LLC|22593
GAMR|ETFMG VIDEO GAME TEC|VGRD|Vanguard Marketing Corporation|3514
GAMR|ETFMG VIDEO GAME TEC|VSIN|Vision Financial Markets Llc|10
GAMR|ETFMG VIDEO GAME TEC|WCHV|WELLS FARGO SECURITIES, LLC|3691
GAMR|ETFMG VIDEO GAME TEC|WEDB|WEDBUSH SECURITIES INC.|683
GAMR|ETFMG VIDEO GAME TEC|WGIF|CIBC World Markets Inc.|68
GAMR|ETFMG VIDEO GAME TEC|WSEA|WOLVERINE SECURITIES, LLC|2035
GAMR|ETFMG VIDEO GAME TEC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GAMR|ETFMG VIDEO GAME TEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4484
GARD|REALTY SHARES DIVCON|CANT|Cantor Fitzgerald & Co.|1403
GARD|REALTY SHARES DIVCON|ETRS|E*Trade Securities LLC|2
GARD|REALTY SHARES DIVCON|IBKR|Interactive Brokers Llc|400
GARD|REALTY SHARES DIVCON|MSCO|MORGAN STANLEY & CO. LLC|900
GARD|REALTY SHARES DIVCON|NFSC|National Financial Services LLC|300
GARD|REALTY SHARES DIVCON|NITE|VIRTU Americas LLC|100
GARD|REALTY SHARES DIVCON|NQRB|Brut, LLC|100
GARD|REALTY SHARES DIVCON|SWIM|TD Ameritrade, Inc.|100
GARS|GARRISON CAPITAL INC|APCC|Apex Clearing Corporation|255
GARS|GARRISON CAPITAL INC|BARD|Robert W. Baird & Co. Incorporated|1474
GARS|GARRISON CAPITAL INC|BATM|CBOE TRADING, INC.|100
GARS|GARRISON CAPITAL INC|BERN|Sanford C. Bernstein & Co., LLC|5
GARS|GARRISON CAPITAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
GARS|GARRISON CAPITAL INC|BTIG|BTIG, LLC|1172
GARS|GARRISON CAPITAL INC|BZYD|GOLDMAN SACHS & CO. LLC|2832
GARS|GARRISON CAPITAL INC|CANT|Cantor Fitzgerald & Co.|536
GARS|GARRISON CAPITAL INC|CHAS|Charles Schwab & Co., Inc.|19611
GARS|GARRISON CAPITAL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
GARS|GARRISON CAPITAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8927
GARS|GARRISON CAPITAL INC|CTDL|Citadel Derivatives Group Llc|1314
GARS|GARRISON CAPITAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|220
GARS|GARRISON CAPITAL INC|DBAB|Deutsche Bank Securities Inc.|1594
GARS|GARRISON CAPITAL INC|DBAX|Deutsche Bank Securities Inc.|1200
GARS|GARRISON CAPITAL INC|DEAN|MORGAN STANLEY|9
GARS|GARRISON CAPITAL INC|DEGS|RONIN PROFESSIONAL LLC|6988
GARS|GARRISON CAPITAL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3070
GARS|GARRISON CAPITAL INC|EBXL|EBX LLC|800
GARS|GARRISON CAPITAL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4
GARS|GARRISON CAPITAL INC|EGAM|CBOE TRADING, INC.|720
GARS|GARRISON CAPITAL INC|ELEV|ELEVATION, LLC|5932
GARS|GARRISON CAPITAL INC|ESPO|ESPOSITO SECURITIES, LLC|1506
GARS|GARRISON CAPITAL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|720
GARS|GARRISON CAPITAL INC|ETRS|E*Trade Securities LLC|79397
GARS|GARRISON CAPITAL INC|FBCO|Credit Suisse Securities (USA) LLC|7951
GARS|GARRISON CAPITAL INC|FOMA|TD AMERITRADE CLEARING, INC.|113946
GARS|GARRISON CAPITAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1997
GARS|GARRISON CAPITAL INC|FTBR|Foliofn Investments, Inc.|1159
GARS|GARRISON CAPITAL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1463
GARS|GARRISON CAPITAL INC|GSCO|GOLDMAN SACHS & CO. LLC|47502
GARS|GARRISON CAPITAL INC|GSCS|GOLDMAN SACHS & CO. LLC|2795
GARS|GARRISON CAPITAL INC|GSLT|GOLDMAN SACHS & CO. LLC|700
GARS|GARRISON CAPITAL INC|GTSZ|GTS SECURITIES LLC|3274
GARS|GARRISON CAPITAL INC|HRBF|American Enterprise Investment Services Inc.|12085
GARS|GARRISON CAPITAL INC|IATS|INTERACTIVE BROKERS LLC|7444
GARS|GARRISON CAPITAL INC|IBKR|Interactive Brokers Llc|63418
GARS|GARRISON CAPITAL INC|INCA|INSTINET, LLC|5108
GARS|GARRISON CAPITAL INC|ITGI|ITG Inc.|10117
GARS|GARRISON CAPITAL INC|ITGP|ITG INC.|32800
GARS|GARRISON CAPITAL INC|JANY|Janney Montgomery Scott Inc.|317
GARS|GARRISON CAPITAL INC|JPBX|J.P. MORGAN SECURITIES LLC|2716
GARS|GARRISON CAPITAL INC|JPMX|J.P. Morgan Securities LLC|5756
GARS|GARRISON CAPITAL INC|KCGM|VIRTU Americas LLC|1500
GARS|GARRISON CAPITAL INC|LEHM|Barclays Capital Inc./Le|7257
GARS|GARRISON CAPITAL INC|LIME|Lime Brokerage LLC|37710
GARS|GARRISON CAPITAL INC|LMGP|LIME BROKERAGE LLC|300
GARS|GARRISON CAPITAL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GARS|GARRISON CAPITAL INC|MAXM|Maxim Group LLC|2100
GARS|GARRISON CAPITAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8200
GARS|GARRISON CAPITAL INC|MSCO|MORGAN STANLEY & CO. LLC|65739
GARS|GARRISON CAPITAL INC|MSPL|MORGAN STANLEY & CO. LLC|24300
GARS|GARRISON CAPITAL INC|MSTX|MORGAN STANLEY & CO. LLC|200
GARS|GARRISON CAPITAL INC|NFSC|National Financial Services LLC|130397
GARS|GARRISON CAPITAL INC|NITE|VIRTU Americas LLC|187952
GARS|GARRISON CAPITAL INC|NQRB|Brut, LLC|1900
GARS|GARRISON CAPITAL INC|OPCO|Oppenheimer & Co. Inc.|10346
GARS|GARRISON CAPITAL INC|PDQM|CODA MARKETS, INC.|100
GARS|GARRISON CAPITAL INC|RAJA|Raymond James & Associates, Inc.|1127
GARS|GARRISON CAPITAL INC|RBCM|RBC CAPITAL MARKETS, LLC|3060
GARS|GARRISON CAPITAL INC|SALI|INTL FCSTONE FINANCIAL INC.|5
GARS|GARRISON CAPITAL INC|SBSH|Citigroup Global Markets Inc.|2131
GARS|GARRISON CAPITAL INC|SGMT|GOLDMAN SACHS & CO. LLC|3617
GARS|GARRISON CAPITAL INC|SPDR|SPEEDROUTE LLC|1970
GARS|GARRISON CAPITAL INC|SPHN|Stephens Inc.|1
GARS|GARRISON CAPITAL INC|STFL|Stifel, Nicolaus & Company, Incorporated|602
GARS|GARRISON CAPITAL INC|STXG|Stockcross Financial Services, Inc.|699
GARS|GARRISON CAPITAL INC|SWIM|TD Ameritrade, Inc.|3710
GARS|GARRISON CAPITAL INC|SWST|Hilltop Securities Inc.|396
GARS|GARRISON CAPITAL INC|TKNG|ALLY INVEST SECURITIES LLC|2955
GARS|GARRISON CAPITAL INC|TRBT|Tradebot Systems, Inc.|1032
GARS|GARRISON CAPITAL INC|TRCM|TRC MARKETS LLC|13180
GARS|GARRISON CAPITAL INC|TWTT|TASTYWORKS, INC.|120
GARS|GARRISON CAPITAL INC|UBSA|UBS SECURITIES LLC|8619
GARS|GARRISON CAPITAL INC|UBSS|UBS Securities LLC|40391
GARS|GARRISON CAPITAL INC|VALX|VIRTU AMERICAS LLC|383
GARS|GARRISON CAPITAL INC|VGRD|Vanguard Marketing Corporation|6315
GARS|GARRISON CAPITAL INC|WCHV|WELLS FARGO SECURITIES, LLC|16871
GARS|GARRISON CAPITAL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2099
GARS|GARRISON CAPITAL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
GARS|GARRISON CAPITAL INC|WGIF|CIBC World Markets Inc.|1400
GARS|GARRISON CAPITAL INC|WSEA|WOLVERINE SECURITIES, LLC|4197
GARS|GARRISON CAPITAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13320
GARS|GARRISON CAPITAL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6699
GASL|DXN DLY NAT GAS 3X B|APCC|Apex Clearing Corporation|16910
GASL|DXN DLY NAT GAS 3X B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|490
GASL|DXN DLY NAT GAS 3X B|CHAS|Charles Schwab & Co., Inc.|1500
GASL|DXN DLY NAT GAS 3X B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4397
GASL|DXN DLY NAT GAS 3X B|CXCX|CITIGROUP GLOBAL MARKETS INC.|6
GASL|DXN DLY NAT GAS 3X B|DBAB|Deutsche Bank Securities Inc.|467
GASL|DXN DLY NAT GAS 3X B|DBAX|Deutsche Bank Securities Inc.|2300
GASL|DXN DLY NAT GAS 3X B|DEAN|MORGAN STANLEY|1000
GASL|DXN DLY NAT GAS 3X B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
GASL|DXN DLY NAT GAS 3X B|EBXL|EBX LLC|6400
GASL|DXN DLY NAT GAS 3X B|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
GASL|DXN DLY NAT GAS 3X B|EGAM|CBOE TRADING, INC.|200
GASL|DXN DLY NAT GAS 3X B|EGXM|CBOE TRADING, INC.|176
GASL|DXN DLY NAT GAS 3X B|ETBE|Electronic Transaction Clearing, Inc.|1906
GASL|DXN DLY NAT GAS 3X B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2300
GASL|DXN DLY NAT GAS 3X B|ETRS|E*Trade Securities LLC|81104
GASL|DXN DLY NAT GAS 3X B|FILL|Tradestation Securities, Inc.|6572
GASL|DXN DLY NAT GAS 3X B|FMAF|NBCN Inc./ CDS|24290
GASL|DXN DLY NAT GAS 3X B|FTBR|Foliofn Investments, Inc.|417
GASL|DXN DLY NAT GAS 3X B|GLIS|TD Securities Inc|2680
GASL|DXN DLY NAT GAS 3X B|GLPX|ACS EXECUTION SERVICES, LLC|3822
GASL|DXN DLY NAT GAS 3X B|GSLT|GOLDMAN SACHS & CO. LLC|349
GASL|DXN DLY NAT GAS 3X B|GTSZ|GTS SECURITIES LLC|203
GASL|DXN DLY NAT GAS 3X B|HRBF|American Enterprise Investment Services Inc.|2650
GASL|DXN DLY NAT GAS 3X B|IATS|INTERACTIVE BROKERS LLC|3957
GASL|DXN DLY NAT GAS 3X B|IBKR|Interactive Brokers Llc|21029
GASL|DXN DLY NAT GAS 3X B|ICBX|INSTINET, LLC|2000
GASL|DXN DLY NAT GAS 3X B|INCA|INSTINET, LLC|451
GASL|DXN DLY NAT GAS 3X B|ITGI|ITG Inc.|1608
GASL|DXN DLY NAT GAS 3X B|JMPT|JUMP TRADING, LLC|4901
GASL|DXN DLY NAT GAS 3X B|JPMX|J.P. Morgan Securities LLC|400
GASL|DXN DLY NAT GAS 3X B|JSEB|JANE STREET EXECUTION SERVICES, LLC|11900
GASL|DXN DLY NAT GAS 3X B|JSJX|JANE STREET CAPITAL LLC|100306
GASL|DXN DLY NAT GAS 3X B|KCGM|VIRTU Americas LLC|5230
GASL|DXN DLY NAT GAS 3X B|LEHM|Barclays Capital Inc./Le|7729
GASL|DXN DLY NAT GAS 3X B|LIME|Lime Brokerage LLC|20675
GASL|DXN DLY NAT GAS 3X B|LIWM|LIME BROKERAGE LLC|3291
GASL|DXN DLY NAT GAS 3X B|MAXM|Maxim Group LLC|500
GASL|DXN DLY NAT GAS 3X B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
GASL|DXN DLY NAT GAS 3X B|MOTF|MOTIF INVESTING, INC.|5
GASL|DXN DLY NAT GAS 3X B|MSCO|MORGAN STANLEY & CO. LLC|30807
GASL|DXN DLY NAT GAS 3X B|NFSC|National Financial Services LLC|355152
GASL|DXN DLY NAT GAS 3X B|NITE|VIRTU Americas LLC|231040
GASL|DXN DLY NAT GAS 3X B|NTBF|BMO Nesbitt Burns Inc./CDS|200
GASL|DXN DLY NAT GAS 3X B|OPCO|Oppenheimer & Co. Inc.|500
GASL|DXN DLY NAT GAS 3X B|PDQM|CODA MARKETS, INC.|4793
GASL|DXN DLY NAT GAS 3X B|PHLY|NASDAQ Execution Services, LLC|6400
GASL|DXN DLY NAT GAS 3X B|SBSH|Citigroup Global Markets Inc.|3969
GASL|DXN DLY NAT GAS 3X B|SGMT|GOLDMAN SACHS & CO. LLC|3300
GASL|DXN DLY NAT GAS 3X B|SOGO|Wang Investment Associates, Inc.|100
GASL|DXN DLY NAT GAS 3X B|SWIM|TD Ameritrade, Inc.|34585
GASL|DXN DLY NAT GAS 3X B|TKNG|ALLY INVEST SECURITIES LLC|4137
GASL|DXN DLY NAT GAS 3X B|TRCM|TRC MARKETS LLC|76564
GASL|DXN DLY NAT GAS 3X B|UBSA|UBS SECURITIES LLC|22039
GASL|DXN DLY NAT GAS 3X B|UBSS|UBS Securities LLC|35858
GASL|DXN DLY NAT GAS 3X B|VGRD|Vanguard Marketing Corporation|65220
GASL|DXN DLY NAT GAS 3X B|WCHV|WELLS FARGO SECURITIES, LLC|1500
GASL|DXN DLY NAT GAS 3X B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|901
GASL|DXN DLY NAT GAS 3X B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5621
GASL|DXN DLY NAT GAS 3X B|WGIF|CIBC World Markets Inc.|1250
GASL|DXN DLY NAT GAS 3X B|WSEA|WOLVERINE SECURITIES, LLC|4346
GASL|DXN DLY NAT GAS 3X B|WTFS|JUST2TRADE, INC.|100
GASL|DXN DLY NAT GAS 3X B|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GASL|DXN DLY NAT GAS 3X B|YKNA|COMHAR CAPITAL MARKETS, LLC|700
GASS|STEALTHGAS INC|APCC|Apex Clearing Corporation|9
GASS|STEALTHGAS INC|BATM|CBOE TRADING, INC.|410
GASS|STEALTHGAS INC|BERN|Sanford C. Bernstein & Co., LLC|108
GASS|STEALTHGAS INC|BIAD|SAGETRADER, LLC|1
GASS|STEALTHGAS INC|BZYD|GOLDMAN SACHS & CO. LLC|900
GASS|STEALTHGAS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
GASS|STEALTHGAS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10952
GASS|STEALTHGAS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|80
GASS|STEALTHGAS INC|DBAB|Deutsche Bank Securities Inc.|18162
GASS|STEALTHGAS INC|DBAX|Deutsche Bank Securities Inc.|13300
GASS|STEALTHGAS INC|DBUL|Deutsche Bank Securities Inc.|500
GASS|STEALTHGAS INC|DEGS|RONIN PROFESSIONAL LLC|6785
GASS|STEALTHGAS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
GASS|STEALTHGAS INC|EBXL|EBX LLC|3700
GASS|STEALTHGAS INC|EDJO|Edward D. Jones & Co., L.P.|3000
GASS|STEALTHGAS INC|EGXM|CBOE TRADING, INC.|52
GASS|STEALTHGAS INC|ETRS|E*Trade Securities LLC|1887
GASS|STEALTHGAS INC|FBCO|Credit Suisse Securities (USA) LLC|36992
GASS|STEALTHGAS INC|FOMA|TD AMERITRADE CLEARING, INC.|62292
GASS|STEALTHGAS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15692
GASS|STEALTHGAS INC|FTBR|Foliofn Investments, Inc.|66
GASS|STEALTHGAS INC|GLPX|ACS EXECUTION SERVICES, LLC|2310
GASS|STEALTHGAS INC|GSCO|GOLDMAN SACHS & CO. LLC|1816
GASS|STEALTHGAS INC|GSLT|GOLDMAN SACHS & CO. LLC|4922
GASS|STEALTHGAS INC|GTSZ|GTS SECURITIES LLC|935
GASS|STEALTHGAS INC|IATS|INTERACTIVE BROKERS LLC|4470
GASS|STEALTHGAS INC|IBKR|Interactive Brokers Llc|32623
GASS|STEALTHGAS INC|ICBX|INSTINET, LLC|1160
GASS|STEALTHGAS INC|INCA|INSTINET, LLC|4606
GASS|STEALTHGAS INC|INJX|INSTINET, LLC|300
GASS|STEALTHGAS INC|ITGI|ITG Inc.|2654
GASS|STEALTHGAS INC|ITGP|ITG INC.|9400
GASS|STEALTHGAS INC|JONE|JonesTrading|9020
GASS|STEALTHGAS INC|JPMX|J.P. Morgan Securities LLC|2044
GASS|STEALTHGAS INC|KCGM|VIRTU Americas LLC|2850
GASS|STEALTHGAS INC|LEHM|Barclays Capital Inc./Le|1570
GASS|STEALTHGAS INC|LIME|Lime Brokerage LLC|19048
GASS|STEALTHGAS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|380
GASS|STEALTHGAS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
GASS|STEALTHGAS INC|MSCO|MORGAN STANLEY & CO. LLC|57981
GASS|STEALTHGAS INC|MSPL|MORGAN STANLEY & CO. LLC|2300
GASS|STEALTHGAS INC|MSTX|MORGAN STANLEY & CO. LLC|1800
GASS|STEALTHGAS INC|NBCS|NBC Securities, INC.|1500
GASS|STEALTHGAS INC|NFSC|National Financial Services LLC|55564
GASS|STEALTHGAS INC|NITE|VIRTU Americas LLC|90207
GASS|STEALTHGAS INC|NQRB|Brut, LLC|1540
GASS|STEALTHGAS INC|PDQM|CODA MARKETS, INC.|4210
GASS|STEALTHGAS INC|ROBT|Robotti & Company, LLC|50
GASS|STEALTHGAS INC|SGMT|GOLDMAN SACHS & CO. LLC|1200
GASS|STEALTHGAS INC|SPDR|SPEEDROUTE LLC|400
GASS|STEALTHGAS INC|SWIM|TD Ameritrade, Inc.|975
GASS|STEALTHGAS INC|SWST|Hilltop Securities Inc.|14700
GASS|STEALTHGAS INC|TKNG|ALLY INVEST SECURITIES LLC|102
GASS|STEALTHGAS INC|TRCM|TRC MARKETS LLC|6361
GASS|STEALTHGAS INC|UBSA|UBS SECURITIES LLC|31791
GASS|STEALTHGAS INC|UBSS|UBS Securities LLC|37179
GASS|STEALTHGAS INC|VGRD|Vanguard Marketing Corporation|3853
GASS|STEALTHGAS INC|WCHV|WELLS FARGO SECURITIES, LLC|2961
GASS|STEALTHGAS INC|WEDB|WEDBUSH SECURITIES INC.|200
GASS|STEALTHGAS INC|WEED|Weeden & Co.L.P.|1280
GASS|STEALTHGAS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|110
GASS|STEALTHGAS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23
GASS|STEALTHGAS INC|WSEA|WOLVERINE SECURITIES, LLC|637
GASS|STEALTHGAS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
GASS|STEALTHGAS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
GASX|DIREXION DAILY NATUR|APCC|Apex Clearing Corporation|388
GASX|DIREXION DAILY NATUR|BATM|CBOE TRADING, INC.|1638
GASX|DIREXION DAILY NATUR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
GASX|DIREXION DAILY NATUR|BYXM|CBOE TRADING, INC.|170
GASX|DIREXION DAILY NATUR|CHAS|Charles Schwab & Co., Inc.|300
GASX|DIREXION DAILY NATUR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4329
GASX|DIREXION DAILY NATUR|DBAB|Deutsche Bank Securities Inc.|384
GASX|DIREXION DAILY NATUR|DBAX|Deutsche Bank Securities Inc.|1600
GASX|DIREXION DAILY NATUR|EBXL|EBX LLC|3800
GASX|DIREXION DAILY NATUR|ETRS|E*Trade Securities LLC|56077
GASX|DIREXION DAILY NATUR|FILL|Tradestation Securities, Inc.|113
GASX|DIREXION DAILY NATUR|FMAF|NBCN Inc./ CDS|400
GASX|DIREXION DAILY NATUR|FTBR|Foliofn Investments, Inc.|3
GASX|DIREXION DAILY NATUR|GLPX|ACS EXECUTION SERVICES, LLC|2025
GASX|DIREXION DAILY NATUR|GTSZ|GTS SECURITIES LLC|1920
GASX|DIREXION DAILY NATUR|IATS|INTERACTIVE BROKERS LLC|480
GASX|DIREXION DAILY NATUR|IBKR|Interactive Brokers Llc|4228
GASX|DIREXION DAILY NATUR|ICBX|INSTINET, LLC|346
GASX|DIREXION DAILY NATUR|INCA|INSTINET, LLC|200
GASX|DIREXION DAILY NATUR|ITGI|ITG Inc.|313
GASX|DIREXION DAILY NATUR|JPMX|J.P. Morgan Securities LLC|400
GASX|DIREXION DAILY NATUR|JSEB|JANE STREET EXECUTION SERVICES, LLC|5600
GASX|DIREXION DAILY NATUR|JSJX|JANE STREET CAPITAL LLC|23846
GASX|DIREXION DAILY NATUR|KCGM|VIRTU Americas LLC|10209
GASX|DIREXION DAILY NATUR|LEHM|Barclays Capital Inc./Le|5400
GASX|DIREXION DAILY NATUR|LIME|Lime Brokerage LLC|3647
GASX|DIREXION DAILY NATUR|LIWM|LIME BROKERAGE LLC|17
GASX|DIREXION DAILY NATUR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9040
GASX|DIREXION DAILY NATUR|MSCO|MORGAN STANLEY & CO. LLC|29941
GASX|DIREXION DAILY NATUR|NFSC|National Financial Services LLC|69368
GASX|DIREXION DAILY NATUR|NITE|VIRTU Americas LLC|54550
GASX|DIREXION DAILY NATUR|PDQM|CODA MARKETS, INC.|3400
GASX|DIREXION DAILY NATUR|SGMT|GOLDMAN SACHS & CO. LLC|525
GASX|DIREXION DAILY NATUR|SWIM|TD Ameritrade, Inc.|13532
GASX|DIREXION DAILY NATUR|TKNG|ALLY INVEST SECURITIES LLC|99
GASX|DIREXION DAILY NATUR|TRCM|TRC MARKETS LLC|57
GASX|DIREXION DAILY NATUR|UBSA|UBS SECURITIES LLC|8868
GASX|DIREXION DAILY NATUR|UBSS|UBS Securities LLC|8606
GASX|DIREXION DAILY NATUR|VALX|VIRTU AMERICAS LLC|436
GASX|DIREXION DAILY NATUR|VGRD|Vanguard Marketing Corporation|3030
GASX|DIREXION DAILY NATUR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|860
GASX|DIREXION DAILY NATUR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1383
GASX|DIREXION DAILY NATUR|WGIF|CIBC World Markets Inc.|200
GASX|DIREXION DAILY NATUR|WSEA|WOLVERINE SECURITIES, LLC|1002
GASX|DIREXION DAILY NATUR|YKNA|COMHAR CAPITAL MARKETS, LLC|1150
GATX|GATX CORPORATION|ALTX|Alternet Securities Inc.|1577
GATX|GATX CORPORATION|APCC|Apex Clearing Corporation|26
GATX|GATX CORPORATION|BARD|Robert W. Baird & Co. Incorporated|1204
GATX|GATX CORPORATION|BATM|CBOE TRADING, INC.|851
GATX|GATX CORPORATION|BAYC|BAY CREST PARTNERS, LLC|70
GATX|GATX CORPORATION|BAYT|BTIG, LLC|1600
GATX|GATX CORPORATION|BBNT|BB&T SECURITIES, LLC|310
GATX|GATX CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|27993
GATX|GATX CORPORATION|BKCM|BNY Mellon Capital Markets LLC|4480
GATX|GATX CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|705
GATX|GATX CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|4905
GATX|GATX CORPORATION|BRVL|BLAYLOCK VAN, LLC|300
GATX|GATX CORPORATION|BTIG|BTIG, LLC|7887
GATX|GATX CORPORATION|BYXM|CBOE TRADING, INC.|358
GATX|GATX CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|100
GATX|GATX CORPORATION|CHAS|Charles Schwab & Co., Inc.|29
GATX|GATX CORPORATION|CIST|Capital Institutional Services, Inc.|370
GATX|GATX CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7170
GATX|GATX CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
GATX|GATX CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16
GATX|GATX CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82601
GATX|GATX CORPORATION|CTDL|Citadel Derivatives Group Llc|846
GATX|GATX CORPORATION|CTLR|CUTLER GROUP, LP|17
GATX|GATX CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|14820
GATX|GATX CORPORATION|DADA|D.A. Davidson & Co.|460
GATX|GATX CORPORATION|DBAB|Deutsche Bank Securities Inc.|41533
GATX|GATX CORPORATION|DBAX|Deutsche Bank Securities Inc.|50800
GATX|GATX CORPORATION|DBUL|Deutsche Bank Securities Inc.|200
GATX|GATX CORPORATION|DEAN|MORGAN STANLEY|2202
GATX|GATX CORPORATION|DEGS|RONIN PROFESSIONAL LLC|200
GATX|GATX CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4338
GATX|GATX CORPORATION|EBXL|EBX LLC|42000
GATX|GATX CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|373
GATX|GATX CORPORATION|EDJO|Edward D. Jones & Co., L.P.|73
GATX|GATX CORPORATION|EGAM|CBOE TRADING, INC.|786
GATX|GATX CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|145
GATX|GATX CORPORATION|EGXM|CBOE TRADING, INC.|367
GATX|GATX CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|5164
GATX|GATX CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13906
GATX|GATX CORPORATION|ETRS|E*Trade Securities LLC|318
GATX|GATX CORPORATION|FMAF|NBCN Inc./ CDS|1200
GATX|GATX CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3360
GATX|GATX CORPORATION|FQLS|Quantlab Securities LP|47362
GATX|GATX CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50377
GATX|GATX CORPORATION|FTBR|Foliofn Investments, Inc.|676
GATX|GATX CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|400
GATX|GATX CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|3460
GATX|GATX CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|115701
GATX|GATX CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|400
GATX|GATX CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|854
GATX|GATX CORPORATION|GTSZ|GTS SECURITIES LLC|19563
GATX|GATX CORPORATION|HPPX|POTAMUS TRADING, LLC|18
GATX|GATX CORPORATION|HRBF|American Enterprise Investment Services Inc.|885
GATX|GATX CORPORATION|IATS|INTERACTIVE BROKERS LLC|1060
GATX|GATX CORPORATION|IBKR|Interactive Brokers Llc|555
GATX|GATX CORPORATION|ICBX|INSTINET, LLC|10600
GATX|GATX CORPORATION|IEQY|CITADEL SECURITIES LLC|22236
GATX|GATX CORPORATION|INCA|INSTINET, LLC|27271
GATX|GATX CORPORATION|INJX|INSTINET, LLC|1700
GATX|GATX CORPORATION|ITGI|ITG Inc.|12236
GATX|GATX CORPORATION|ITGP|ITG INC.|41200
GATX|GATX CORPORATION|JANY|Janney Montgomery Scott Inc.|219
GATX|GATX CORPORATION|JEFF|JEFFERIES LLC|8514
GATX|GATX CORPORATION|JMPT|JUMP TRADING, LLC|10393
GATX|GATX CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|12396
GATX|GATX CORPORATION|JPMX|J.P. Morgan Securities LLC|138840
GATX|GATX CORPORATION|JSJX|JANE STREET CAPITAL LLC|1321
GATX|GATX CORPORATION|KCGM|VIRTU Americas LLC|16179
GATX|GATX CORPORATION|LEHM|Barclays Capital Inc./Le|237495
GATX|GATX CORPORATION|LIME|Lime Brokerage LLC|5831
GATX|GATX CORPORATION|LSCI|Lek Securities Corporation|12
GATX|GATX CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37880
GATX|GATX CORPORATION|MOTF|MOTIF INVESTING, INC.|2
GATX|GATX CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|224393
GATX|GATX CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|121600
GATX|GATX CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|58800
GATX|GATX CORPORATION|NFSC|National Financial Services LLC|14178
GATX|GATX CORPORATION|NITE|VIRTU Americas LLC|56599
GATX|GATX CORPORATION|NQRB|Brut, LLC|579
GATX|GATX CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|298
GATX|GATX CORPORATION|NTRC|Northern Trust Securities, Inc.|958
GATX|GATX CORPORATION|OPCO|Oppenheimer & Co. Inc.|244
GATX|GATX CORPORATION|PDQM|CODA MARKETS, INC.|5263
GATX|GATX CORPORATION|PIPR|Piper Jaffray & Co.|509
GATX|GATX CORPORATION|PWJC|UBS Financial Services, Inc.|16
GATX|GATX CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|928
GATX|GATX CORPORATION|SAGL|SAGETRADER, LLC|2300
GATX|GATX CORPORATION|SBSH|Citigroup Global Markets Inc.|94057
GATX|GATX CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|17934
GATX|GATX CORPORATION|SPDR|SPEEDROUTE LLC|749
GATX|GATX CORPORATION|SPHN|Stephens Inc.|40000
GATX|GATX CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|17588
GATX|GATX CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|486
GATX|GATX CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2094
GATX|GATX CORPORATION|SWST|Hilltop Securities Inc.|206
GATX|GATX CORPORATION|TMBR|Timber Hill LLC|11
GATX|GATX CORPORATION|TOUR|TOURMALINE PARTNERS, LLC|22897
GATX|GATX CORPORATION|TRBT|Tradebot Systems, Inc.|23534
GATX|GATX CORPORATION|TRCM|TRC MARKETS LLC|16062
GATX|GATX CORPORATION|TWTT|TASTYWORKS, INC.|50
GATX|GATX CORPORATION|UBSA|UBS SECURITIES LLC|151410
GATX|GATX CORPORATION|UBSS|UBS Securities LLC|183284
GATX|GATX CORPORATION|VALX|VIRTU AMERICAS LLC|5466
GATX|GATX CORPORATION|VGRD|Vanguard Marketing Corporation|562
GATX|GATX CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|200
GATX|GATX CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|25146
GATX|GATX CORPORATION|WEDB|WEDBUSH SECURITIES INC.|400
GATX|GATX CORPORATION|WEED|Weeden & Co.L.P.|12189
GATX|GATX CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|777
GATX|GATX CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5396
GATX|GATX CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|49
GATX|GATX CORPORATION|WSAG|WALL STREET ACCESS|100
GATX|GATX CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|590
GATX|GATX CORPORATION|XIST|INSTINET, LLC|29012
GATX|GATX CORPORATION|XPQR|Jump Trading|362
GATX|GATX CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|4770
GATX|GATX CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|549
GATX|GATX CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1541
GAZB|IPATH SERIES B BLOOM|MOTF|MOTIF INVESTING, INC.|1
GAZB|IPATH SERIES B BLOOM|NITE|VIRTU Americas LLC|1
GAZB|IPATH SERIES B BLOOM|WSEA|WOLVERINE SECURITIES, LLC|1
GBAB|GUGGENHEIM TAXABLE|AGIS|Aegis Capital Corp.|1219
GBAB|GUGGENHEIM TAXABLE|ALTX|Alternet Securities Inc.|100
GBAB|GUGGENHEIM TAXABLE|APCC|Apex Clearing Corporation|9
GBAB|GUGGENHEIM TAXABLE|BATM|CBOE TRADING, INC.|207
GBAB|GUGGENHEIM TAXABLE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1017
GBAB|GUGGENHEIM TAXABLE|CHAS|Charles Schwab & Co., Inc.|1
GBAB|GUGGENHEIM TAXABLE|CIST|Capital Institutional Services, Inc.|7099
GBAB|GUGGENHEIM TAXABLE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
GBAB|GUGGENHEIM TAXABLE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6200
GBAB|GUGGENHEIM TAXABLE|DADA|D.A. Davidson & Co.|600
GBAB|GUGGENHEIM TAXABLE|DBAX|Deutsche Bank Securities Inc.|1600
GBAB|GUGGENHEIM TAXABLE|DEAN|MORGAN STANLEY|13303
GBAB|GUGGENHEIM TAXABLE|DEGS|RONIN PROFESSIONAL LLC|64
GBAB|GUGGENHEIM TAXABLE|EBXL|EBX LLC|1200
GBAB|GUGGENHEIM TAXABLE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
GBAB|GUGGENHEIM TAXABLE|EDJO|Edward D. Jones & Co., L.P.|71
GBAB|GUGGENHEIM TAXABLE|EGXM|CBOE TRADING, INC.|1
GBAB|GUGGENHEIM TAXABLE|ETRS|E*Trade Securities LLC|7133
GBAB|GUGGENHEIM TAXABLE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2257
GBAB|GUGGENHEIM TAXABLE|FTBR|Foliofn Investments, Inc.|19
GBAB|GUGGENHEIM TAXABLE|GEBB|GLOBAL EXECUTION BROKERS, LP|100
GBAB|GUGGENHEIM TAXABLE|GLPX|ACS EXECUTION SERVICES, LLC|251
GBAB|GUGGENHEIM TAXABLE|GSCO|GOLDMAN SACHS & CO. LLC|1348
GBAB|GUGGENHEIM TAXABLE|GSLT|GOLDMAN SACHS & CO. LLC|100
GBAB|GUGGENHEIM TAXABLE|GTSZ|GTS SECURITIES LLC|20
GBAB|GUGGENHEIM TAXABLE|HRBF|American Enterprise Investment Services Inc.|5067
GBAB|GUGGENHEIM TAXABLE|IATS|INTERACTIVE BROKERS LLC|5792
GBAB|GUGGENHEIM TAXABLE|IBKR|Interactive Brokers Llc|3823
GBAB|GUGGENHEIM TAXABLE|ICBX|INSTINET, LLC|300
GBAB|GUGGENHEIM TAXABLE|INCA|INSTINET, LLC|1100
GBAB|GUGGENHEIM TAXABLE|ITGP|ITG INC.|400
GBAB|GUGGENHEIM TAXABLE|JANY|Janney Montgomery Scott Inc.|1053
GBAB|GUGGENHEIM TAXABLE|JPMX|J.P. Morgan Securities LLC|3650
GBAB|GUGGENHEIM TAXABLE|KCGM|VIRTU Americas LLC|200
GBAB|GUGGENHEIM TAXABLE|LEHM|Barclays Capital Inc./Le|1800
GBAB|GUGGENHEIM TAXABLE|LGNT|COR CLEARING LLC|1
GBAB|GUGGENHEIM TAXABLE|LIME|Lime Brokerage LLC|248
GBAB|GUGGENHEIM TAXABLE|MACC|Mid Atlantic Capital Corporation|450
GBAB|GUGGENHEIM TAXABLE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
GBAB|GUGGENHEIM TAXABLE|MOTF|MOTIF INVESTING, INC.|2
GBAB|GUGGENHEIM TAXABLE|MSCO|MORGAN STANLEY & CO. LLC|66180
GBAB|GUGGENHEIM TAXABLE|MSPL|MORGAN STANLEY & CO. LLC|1100
GBAB|GUGGENHEIM TAXABLE|NFSC|National Financial Services LLC|28475
GBAB|GUGGENHEIM TAXABLE|NITE|VIRTU Americas LLC|95752
GBAB|GUGGENHEIM TAXABLE|NQRB|Brut, LLC|450
GBAB|GUGGENHEIM TAXABLE|OPCO|Oppenheimer & Co. Inc.|3019
GBAB|GUGGENHEIM TAXABLE|PDQM|CODA MARKETS, INC.|497
GBAB|GUGGENHEIM TAXABLE|PWJC|UBS Financial Services, Inc.|1000
GBAB|GUGGENHEIM TAXABLE|RBCM|RBC CAPITAL MARKETS, LLC|11324
GBAB|GUGGENHEIM TAXABLE|SALI|INTL FCSTONE FINANCIAL INC.|2
GBAB|GUGGENHEIM TAXABLE|SGMT|GOLDMAN SACHS & CO. LLC|900
GBAB|GUGGENHEIM TAXABLE|SPDR|SPEEDROUTE LLC|200
GBAB|GUGGENHEIM TAXABLE|STFL|Stifel, Nicolaus & Company, Incorporated|2568
GBAB|GUGGENHEIM TAXABLE|SWIM|TD Ameritrade, Inc.|600
GBAB|GUGGENHEIM TAXABLE|TRBT|Tradebot Systems, Inc.|955
GBAB|GUGGENHEIM TAXABLE|UBSA|UBS SECURITIES LLC|5676
GBAB|GUGGENHEIM TAXABLE|UBSS|UBS Securities LLC|63856
GBAB|GUGGENHEIM TAXABLE|VALX|VIRTU AMERICAS LLC|1105
GBAB|GUGGENHEIM TAXABLE|VGRD|Vanguard Marketing Corporation|18405
GBAB|GUGGENHEIM TAXABLE|WCHV|WELLS FARGO SECURITIES, LLC|44596
GBAB|GUGGENHEIM TAXABLE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|174
GBAB|GUGGENHEIM TAXABLE|WSEA|WOLVERINE SECURITIES, LLC|321
GBAB|GUGGENHEIM TAXABLE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GBAB|GUGGENHEIM TAXABLE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|795
GBCI|GLACIER BANCORP INC|ALTX|Alternet Securities Inc.|2415
GBCI|GLACIER BANCORP INC|ANOS|ABEL/NOSER, L.L.C.|329
GBCI|GLACIER BANCORP INC|APCC|Apex Clearing Corporation|43
GBCI|GLACIER BANCORP INC|BARD|Robert W. Baird & Co. Incorporated|6290
GBCI|GLACIER BANCORP INC|BATM|CBOE TRADING, INC.|1760
GBCI|GLACIER BANCORP INC|BAYC|BAY CREST PARTNERS, LLC|728
GBCI|GLACIER BANCORP INC|BAYT|BTIG, LLC|2400
GBCI|GLACIER BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|59747
GBCI|GLACIER BANCORP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|799
GBCI|GLACIER BANCORP INC|BLKX|INSTINET, LLC|144809
GBCI|GLACIER BANCORP INC|BMOC|BMO Capital Markets Corp.|14389
GBCI|GLACIER BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|19490
GBCI|GLACIER BANCORP INC|BRVL|BLAYLOCK VAN, LLC|880
GBCI|GLACIER BANCORP INC|BTIG|BTIG, LLC|830
GBCI|GLACIER BANCORP INC|BYXM|CBOE TRADING, INC.|523
GBCI|GLACIER BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|761
GBCI|GLACIER BANCORP INC|CANT|Cantor Fitzgerald & Co.|490
GBCI|GLACIER BANCORP INC|CHAS|Charles Schwab & Co., Inc.|2
GBCI|GLACIER BANCORP INC|CIST|Capital Institutional Services, Inc.|250
GBCI|GLACIER BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34445
GBCI|GLACIER BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
GBCI|GLACIER BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|163623
GBCI|GLACIER BANCORP INC|CTDL|Citadel Derivatives Group Llc|29274
GBCI|GLACIER BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16038
GBCI|GLACIER BANCORP INC|DADA|D.A. Davidson & Co.|9613
GBCI|GLACIER BANCORP INC|DBAB|Deutsche Bank Securities Inc.|388571
GBCI|GLACIER BANCORP INC|DBAX|Deutsche Bank Securities Inc.|105800
GBCI|GLACIER BANCORP INC|DBUL|Deutsche Bank Securities Inc.|1800
GBCI|GLACIER BANCORP INC|DEAN|MORGAN STANLEY|4343
GBCI|GLACIER BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|200
GBCI|GLACIER BANCORP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2145
GBCI|GLACIER BANCORP INC|EBXL|EBX LLC|86100
GBCI|GLACIER BANCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3562
GBCI|GLACIER BANCORP INC|EDJO|Edward D. Jones & Co., L.P.|7568
GBCI|GLACIER BANCORP INC|EGAM|CBOE TRADING, INC.|3718
GBCI|GLACIER BANCORP INC|EGAW|CBOE TRADING, INC.|101
GBCI|GLACIER BANCORP INC|EGMT|EG MARKET TECHNOLOGIES LLC|857
GBCI|GLACIER BANCORP INC|EGXM|CBOE TRADING, INC.|2697
GBCI|GLACIER BANCORP INC|ETBE|Electronic Transaction Clearing, Inc.|18955
GBCI|GLACIER BANCORP INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|114
GBCI|GLACIER BANCORP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6888
GBCI|GLACIER BANCORP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10965
GBCI|GLACIER BANCORP INC|ETRS|E*Trade Securities LLC|7410
GBCI|GLACIER BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|461786
GBCI|GLACIER BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|70889
GBCI|GLACIER BANCORP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4719
GBCI|GLACIER BANCORP INC|FQLS|Quantlab Securities LP|149639
GBCI|GLACIER BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146165
GBCI|GLACIER BANCORP INC|FTBR|Foliofn Investments, Inc.|3550
GBCI|GLACIER BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|28644
GBCI|GLACIER BANCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|4538
GBCI|GLACIER BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|739104
GBCI|GLACIER BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|14510
GBCI|GLACIER BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|6815
GBCI|GLACIER BANCORP INC|GTSZ|GTS SECURITIES LLC|234319
GBCI|GLACIER BANCORP INC|HAPX|HAP Trading, LLC|242
GBCI|GLACIER BANCORP INC|HRBF|American Enterprise Investment Services Inc.|1914
GBCI|GLACIER BANCORP INC|IATS|INTERACTIVE BROKERS LLC|1595
GBCI|GLACIER BANCORP INC|IBKR|Interactive Brokers Llc|22907
GBCI|GLACIER BANCORP INC|ICBX|INSTINET, LLC|21978
GBCI|GLACIER BANCORP INC|IEQY|CITADEL SECURITIES LLC|176651
GBCI|GLACIER BANCORP INC|INCA|INSTINET, LLC|253925
GBCI|GLACIER BANCORP INC|INJX|INSTINET, LLC|34171
GBCI|GLACIER BANCORP INC|ITGI|ITG Inc.|200442
GBCI|GLACIER BANCORP INC|ITGP|ITG INC.|57800
GBCI|GLACIER BANCORP INC|JANY|Janney Montgomery Scott Inc.|11
GBCI|GLACIER BANCORP INC|JEFF|JEFFERIES LLC|220484
GBCI|GLACIER BANCORP INC|JMPT|JUMP TRADING, LLC|43243
GBCI|GLACIER BANCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|45121
GBCI|GLACIER BANCORP INC|JPMX|J.P. Morgan Securities LLC|62944
GBCI|GLACIER BANCORP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
GBCI|GLACIER BANCORP INC|JSJX|JANE STREET CAPITAL LLC|2130
GBCI|GLACIER BANCORP INC|KCGM|VIRTU Americas LLC|25674
GBCI|GLACIER BANCORP INC|LEHM|Barclays Capital Inc./Le|413473
GBCI|GLACIER BANCORP INC|LIME|Lime Brokerage LLC|155487
GBCI|GLACIER BANCORP INC|LMGP|LIME BROKERAGE LLC|500
GBCI|GLACIER BANCORP INC|LOOP|Loop Capital Markets LLC|11374
GBCI|GLACIER BANCORP INC|LQNA|LIQUIDNET, INC.|44800
GBCI|GLACIER BANCORP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GBCI|GLACIER BANCORP INC|MAXM|Maxim Group LLC|8342
GBCI|GLACIER BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94896
GBCI|GLACIER BANCORP INC|MOTF|MOTIF INVESTING, INC.|2
GBCI|GLACIER BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|1528775
GBCI|GLACIER BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|120500
GBCI|GLACIER BANCORP INC|MSTX|MORGAN STANLEY & CO. LLC|112900
GBCI|GLACIER BANCORP INC|NFSC|National Financial Services LLC|32135
GBCI|GLACIER BANCORP INC|NITE|VIRTU Americas LLC|124820
GBCI|GLACIER BANCORP INC|NITP|VIRTU Americas LLC|4800
GBCI|GLACIER BANCORP INC|NQRB|Brut, LLC|14174
GBCI|GLACIER BANCORP INC|NTRC|Northern Trust Securities, Inc.|1037
GBCI|GLACIER BANCORP INC|OPCO|Oppenheimer & Co. Inc.|515
GBCI|GLACIER BANCORP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2191
GBCI|GLACIER BANCORP INC|PDQM|CODA MARKETS, INC.|18289
GBCI|GLACIER BANCORP INC|RAJA|Raymond James & Associates, Inc.|6152
GBCI|GLACIER BANCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|4463
GBCI|GLACIER BANCORP INC|SAGL|SAGETRADER, LLC|2419
GBCI|GLACIER BANCORP INC|SAGW|SAGETRADER, LLC|3838
GBCI|GLACIER BANCORP INC|SALI|INTL FCSTONE FINANCIAL INC.|249
GBCI|GLACIER BANCORP INC|SBSH|Citigroup Global Markets Inc.|234935
GBCI|GLACIER BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|33559
GBCI|GLACIER BANCORP INC|SPDR|SPEEDROUTE LLC|2112
GBCI|GLACIER BANCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|2076
GBCI|GLACIER BANCORP INC|SWIM|TD Ameritrade, Inc.|875
GBCI|GLACIER BANCORP INC|SWST|Hilltop Securities Inc.|1602
GBCI|GLACIER BANCORP INC|TKNG|ALLY INVEST SECURITIES LLC|500
GBCI|GLACIER BANCORP INC|TMBR|Timber Hill LLC|5
GBCI|GLACIER BANCORP INC|TONC|CUTTONE & CO., LLC|2447
GBCI|GLACIER BANCORP INC|TRBT|Tradebot Systems, Inc.|188019
GBCI|GLACIER BANCORP INC|TRCM|TRC MARKETS LLC|147583
GBCI|GLACIER BANCORP INC|UBSA|UBS SECURITIES LLC|284080
GBCI|GLACIER BANCORP INC|UBSS|UBS Securities LLC|836590
GBCI|GLACIER BANCORP INC|VALX|VIRTU AMERICAS LLC|11100
GBCI|GLACIER BANCORP INC|VGRD|Vanguard Marketing Corporation|1177
GBCI|GLACIER BANCORP INC|WBLR|WILLIAM BLAIR|850
GBCI|GLACIER BANCORP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
GBCI|GLACIER BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|71192
GBCI|GLACIER BANCORP INC|WDNX|WEEDEN & CO.L.P.|20116
GBCI|GLACIER BANCORP INC|WEDB|WEDBUSH SECURITIES INC.|145
GBCI|GLACIER BANCORP INC|WEED|Weeden & Co.L.P.|2706
GBCI|GLACIER BANCORP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
GBCI|GLACIER BANCORP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|272
GBCI|GLACIER BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|90
GBCI|GLACIER BANCORP INC|XIST|INSTINET, LLC|40896
GBCI|GLACIER BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4140
GBCI|GLACIER BANCORP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|583
GBCI|GLACIER BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4088
GBDC|GOLUB CAPITAL BDC, I|ALTX|Alternet Securities Inc.|5954
GBDC|GOLUB CAPITAL BDC, I|APCC|Apex Clearing Corporation|2614
GBDC|GOLUB CAPITAL BDC, I|BARD|Robert W. Baird & Co. Incorporated|3059
GBDC|GOLUB CAPITAL BDC, I|BATM|CBOE TRADING, INC.|12474
GBDC|GOLUB CAPITAL BDC, I|BERN|Sanford C. Bernstein & Co., LLC|8
GBDC|GOLUB CAPITAL BDC, I|BKCM|BNY Mellon Capital Markets LLC|3600
GBDC|GOLUB CAPITAL BDC, I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8490
GBDC|GOLUB CAPITAL BDC, I|BTIG|BTIG, LLC|210
GBDC|GOLUB CAPITAL BDC, I|BYXM|CBOE TRADING, INC.|400
GBDC|GOLUB CAPITAL BDC, I|BZYD|GOLDMAN SACHS & CO. LLC|1200
GBDC|GOLUB CAPITAL BDC, I|CANT|Cantor Fitzgerald & Co.|6153
GBDC|GOLUB CAPITAL BDC, I|CHAS|Charles Schwab & Co., Inc.|12181
GBDC|GOLUB CAPITAL BDC, I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8779
GBDC|GOLUB CAPITAL BDC, I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
GBDC|GOLUB CAPITAL BDC, I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1700
GBDC|GOLUB CAPITAL BDC, I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89623
GBDC|GOLUB CAPITAL BDC, I|CTDL|Citadel Derivatives Group Llc|9887
GBDC|GOLUB CAPITAL BDC, I|CXCX|CITIGROUP GLOBAL MARKETS INC.|13040
GBDC|GOLUB CAPITAL BDC, I|DAVA|Davenport & Company LLC|100
GBDC|GOLUB CAPITAL BDC, I|DBAB|Deutsche Bank Securities Inc.|33297
GBDC|GOLUB CAPITAL BDC, I|DBAX|Deutsche Bank Securities Inc.|64000
GBDC|GOLUB CAPITAL BDC, I|DBUL|Deutsche Bank Securities Inc.|200
GBDC|GOLUB CAPITAL BDC, I|DEAN|MORGAN STANLEY|4150
GBDC|GOLUB CAPITAL BDC, I|DEGS|RONIN PROFESSIONAL LLC|99
GBDC|GOLUB CAPITAL BDC, I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|182
GBDC|GOLUB CAPITAL BDC, I|EBXL|EBX LLC|56600
GBDC|GOLUB CAPITAL BDC, I|ECUT|CONVERGEX EXECUTION SOLUTIONS|3903
GBDC|GOLUB CAPITAL BDC, I|EDJO|Edward D. Jones & Co., L.P.|892
GBDC|GOLUB CAPITAL BDC, I|EGAM|CBOE TRADING, INC.|800
GBDC|GOLUB CAPITAL BDC, I|EGAW|CBOE TRADING, INC.|2
GBDC|GOLUB CAPITAL BDC, I|EGMT|EG MARKET TECHNOLOGIES LLC|200
GBDC|GOLUB CAPITAL BDC, I|EGXM|CBOE TRADING, INC.|2629
GBDC|GOLUB CAPITAL BDC, I|ETBE|Electronic Transaction Clearing, Inc.|1020
GBDC|GOLUB CAPITAL BDC, I|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5978
GBDC|GOLUB CAPITAL BDC, I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1778
GBDC|GOLUB CAPITAL BDC, I|ETRS|E*Trade Securities LLC|11245
GBDC|GOLUB CAPITAL BDC, I|FBCO|Credit Suisse Securities (USA) LLC|50195
GBDC|GOLUB CAPITAL BDC, I|FILL|Tradestation Securities, Inc.|1
GBDC|GOLUB CAPITAL BDC, I|FINX|FINTECH SECURITIES|186
GBDC|GOLUB CAPITAL BDC, I|FMAF|NBCN Inc./ CDS|12462
GBDC|GOLUB CAPITAL BDC, I|FOMA|TD AMERITRADE CLEARING, INC.|72945
GBDC|GOLUB CAPITAL BDC, I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78244
GBDC|GOLUB CAPITAL BDC, I|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5117
GBDC|GOLUB CAPITAL BDC, I|FTBR|Foliofn Investments, Inc.|832
GBDC|GOLUB CAPITAL BDC, I|GEBB|GLOBAL EXECUTION BROKERS, LP|3263
GBDC|GOLUB CAPITAL BDC, I|GLIS|TD Securities Inc|1000
GBDC|GOLUB CAPITAL BDC, I|GLPX|ACS EXECUTION SERVICES, LLC|1035
GBDC|GOLUB CAPITAL BDC, I|GSCO|GOLDMAN SACHS & CO. LLC|253111
GBDC|GOLUB CAPITAL BDC, I|GSCS|GOLDMAN SACHS & CO. LLC|14271
GBDC|GOLUB CAPITAL BDC, I|GSLT|GOLDMAN SACHS & CO. LLC|1267
GBDC|GOLUB CAPITAL BDC, I|GTSZ|GTS SECURITIES LLC|5932
GBDC|GOLUB CAPITAL BDC, I|HRBF|American Enterprise Investment Services Inc.|2998
GBDC|GOLUB CAPITAL BDC, I|IATS|INTERACTIVE BROKERS LLC|2208
GBDC|GOLUB CAPITAL BDC, I|IBKR|Interactive Brokers Llc|18794
GBDC|GOLUB CAPITAL BDC, I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|847
GBDC|GOLUB CAPITAL BDC, I|ICBX|INSTINET, LLC|4800
GBDC|GOLUB CAPITAL BDC, I|INCA|INSTINET, LLC|81404
GBDC|GOLUB CAPITAL BDC, I|INJX|INSTINET, LLC|2769
GBDC|GOLUB CAPITAL BDC, I|ITGI|ITG Inc.|19253
GBDC|GOLUB CAPITAL BDC, I|ITGP|ITG INC.|45800
GBDC|GOLUB CAPITAL BDC, I|JEFF|JEFFERIES LLC|11969
GBDC|GOLUB CAPITAL BDC, I|JMPT|JUMP TRADING, LLC|11935
GBDC|GOLUB CAPITAL BDC, I|JPBX|J.P. MORGAN SECURITIES LLC|3000
GBDC|GOLUB CAPITAL BDC, I|JPMX|J.P. Morgan Securities LLC|88688
GBDC|GOLUB CAPITAL BDC, I|JSJX|JANE STREET CAPITAL LLC|786
GBDC|GOLUB CAPITAL BDC, I|KCGM|VIRTU Americas LLC|21347
GBDC|GOLUB CAPITAL BDC, I|LEHM|Barclays Capital Inc./Le|193147
GBDC|GOLUB CAPITAL BDC, I|LIME|Lime Brokerage LLC|84123
GBDC|GOLUB CAPITAL BDC, I|LSCI|Lek Securities Corporation|21
GBDC|GOLUB CAPITAL BDC, I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GBDC|GOLUB CAPITAL BDC, I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27100
GBDC|GOLUB CAPITAL BDC, I|MOTF|MOTIF INVESTING, INC.|8
GBDC|GOLUB CAPITAL BDC, I|MSCO|MORGAN STANLEY & CO. LLC|288207
GBDC|GOLUB CAPITAL BDC, I|MSPL|MORGAN STANLEY & CO. LLC|79800
GBDC|GOLUB CAPITAL BDC, I|MSTX|MORGAN STANLEY & CO. LLC|11700
GBDC|GOLUB CAPITAL BDC, I|NFSC|National Financial Services LLC|160752
GBDC|GOLUB CAPITAL BDC, I|NITE|VIRTU Americas LLC|337555
GBDC|GOLUB CAPITAL BDC, I|NITP|VIRTU Americas LLC|2000
GBDC|GOLUB CAPITAL BDC, I|NQRB|Brut, LLC|2194
GBDC|GOLUB CAPITAL BDC, I|OPCO|Oppenheimer & Co. Inc.|2980
GBDC|GOLUB CAPITAL BDC, I|PDQM|CODA MARKETS, INC.|3214
GBDC|GOLUB CAPITAL BDC, I|PICT|Pictet Overseas Inc.|600
GBDC|GOLUB CAPITAL BDC, I|PWJC|UBS Financial Services, Inc.|3148
GBDC|GOLUB CAPITAL BDC, I|RAJA|Raymond James & Associates, Inc.|9221
GBDC|GOLUB CAPITAL BDC, I|RBCM|RBC CAPITAL MARKETS, LLC|4844
GBDC|GOLUB CAPITAL BDC, I|SAGW|SAGETRADER, LLC|4644
GBDC|GOLUB CAPITAL BDC, I|SBSH|Citigroup Global Markets Inc.|23518
GBDC|GOLUB CAPITAL BDC, I|SEIC|SEI Investments Distribution Co.|112
GBDC|GOLUB CAPITAL BDC, I|SGMT|GOLDMAN SACHS & CO. LLC|12512
GBDC|GOLUB CAPITAL BDC, I|SPDR|SPEEDROUTE LLC|3300
GBDC|GOLUB CAPITAL BDC, I|STFL|Stifel, Nicolaus & Company, Incorporated|5533
GBDC|GOLUB CAPITAL BDC, I|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
GBDC|GOLUB CAPITAL BDC, I|SWIM|TD Ameritrade, Inc.|5767
GBDC|GOLUB CAPITAL BDC, I|SWST|Hilltop Securities Inc.|2877
GBDC|GOLUB CAPITAL BDC, I|TKNG|ALLY INVEST SECURITIES LLC|4751
GBDC|GOLUB CAPITAL BDC, I|TRBT|Tradebot Systems, Inc.|32178
GBDC|GOLUB CAPITAL BDC, I|TRCM|TRC MARKETS LLC|44439
GBDC|GOLUB CAPITAL BDC, I|UBSA|UBS SECURITIES LLC|150541
GBDC|GOLUB CAPITAL BDC, I|UBSS|UBS Securities LLC|186875
GBDC|GOLUB CAPITAL BDC, I|VALX|VIRTU AMERICAS LLC|1836
GBDC|GOLUB CAPITAL BDC, I|VGRD|Vanguard Marketing Corporation|20770
GBDC|GOLUB CAPITAL BDC, I|WBLR|WILLIAM BLAIR|396
GBDC|GOLUB CAPITAL BDC, I|WCHV|WELLS FARGO SECURITIES, LLC|617913
GBDC|GOLUB CAPITAL BDC, I|WEED|Weeden & Co.L.P.|90
GBDC|GOLUB CAPITAL BDC, I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|688
GBDC|GOLUB CAPITAL BDC, I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6129
GBDC|GOLUB CAPITAL BDC, I|WSEA|WOLVERINE SECURITIES, LLC|5792
GBDC|GOLUB CAPITAL BDC, I|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
GBDC|GOLUB CAPITAL BDC, I|XIST|INSTINET, LLC|18800
GBDC|GOLUB CAPITAL BDC, I|XSTM|NATIONAL FINANCIAL SERVICES LLC|8148
GBDC|GOLUB CAPITAL BDC, I|YKNA|COMHAR CAPITAL MARKETS, LLC|142
GBDC|GOLUB CAPITAL BDC, I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5124
GBF|ISHARES  GOV|APCC|Apex Clearing Corporation|15
GBF|ISHARES  GOV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1159
GBF|ISHARES  GOV|CANT|Cantor Fitzgerald & Co.|322
GBF|ISHARES  GOV|CHAS|Charles Schwab & Co., Inc.|1
GBF|ISHARES  GOV|DBAX|Deutsche Bank Securities Inc.|200
GBF|ISHARES  GOV|DEAN|MORGAN STANLEY|101
GBF|ISHARES  GOV|EBXL|EBX LLC|100
GBF|ISHARES  GOV|ETRS|E*Trade Securities LLC|203
GBF|ISHARES  GOV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|401
GBF|ISHARES  GOV|FTBR|Foliofn Investments, Inc.|138
GBF|ISHARES  GOV|HRBF|American Enterprise Investment Services Inc.|355
GBF|ISHARES  GOV|JSJX|JANE STREET CAPITAL LLC|2394
GBF|ISHARES  GOV|LEHM|Barclays Capital Inc./Le|400
GBF|ISHARES  GOV|LIME|Lime Brokerage LLC|257
GBF|ISHARES  GOV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GBF|ISHARES  GOV|MSCO|MORGAN STANLEY & CO. LLC|2580
GBF|ISHARES  GOV|NFSC|National Financial Services LLC|4757
GBF|ISHARES  GOV|NITE|VIRTU Americas LLC|71341
GBF|ISHARES  GOV|RBCM|RBC CAPITAL MARKETS, LLC|6
GBF|ISHARES  GOV|STFL|Stifel, Nicolaus & Company, Incorporated|57
GBF|ISHARES  GOV|SWST|Hilltop Securities Inc.|83
GBF|ISHARES  GOV|UBSA|UBS SECURITIES LLC|1463
GBF|ISHARES  GOV|UBSS|UBS Securities LLC|4514
GBF|ISHARES  GOV|WCHV|WELLS FARGO SECURITIES, LLC|22938
GBF|ISHARES  GOV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18277
GBIL|GS TREASURYACCESS0-1|ALTX|Alternet Securities Inc.|1600
GBIL|GS TREASURYACCESS0-1|APCC|Apex Clearing Corporation|4347
GBIL|GS TREASURYACCESS0-1|BATM|CBOE TRADING, INC.|232
GBIL|GS TREASURYACCESS0-1|BERN|Sanford C. Bernstein & Co., LLC|6
GBIL|GS TREASURYACCESS0-1|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3615
GBIL|GS TREASURYACCESS0-1|CANT|Cantor Fitzgerald & Co.|15977
GBIL|GS TREASURYACCESS0-1|CHAS|Charles Schwab & Co., Inc.|9100
GBIL|GS TREASURYACCESS0-1|CIST|Capital Institutional Services, Inc.|728
GBIL|GS TREASURYACCESS0-1|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3045
GBIL|GS TREASURYACCESS0-1|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15367
GBIL|GS TREASURYACCESS0-1|CSIN|Citadel Securities Institutional LLC|438486
GBIL|GS TREASURYACCESS0-1|CTDL|Citadel Derivatives Group Llc|429000
GBIL|GS TREASURYACCESS0-1|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
GBIL|GS TREASURYACCESS0-1|DADA|D.A. Davidson & Co.|1248
GBIL|GS TREASURYACCESS0-1|DBAX|Deutsche Bank Securities Inc.|9400
GBIL|GS TREASURYACCESS0-1|DEAN|MORGAN STANLEY|2483
GBIL|GS TREASURYACCESS0-1|EBXL|EBX LLC|10600
GBIL|GS TREASURYACCESS0-1|EGAM|CBOE TRADING, INC.|1600
GBIL|GS TREASURYACCESS0-1|EGMT|EG MARKET TECHNOLOGIES LLC|20
GBIL|GS TREASURYACCESS0-1|EGXM|CBOE TRADING, INC.|500
GBIL|GS TREASURYACCESS0-1|EGXW|CBOE TRADING, INC.|300
GBIL|GS TREASURYACCESS0-1|FBSB|U.S. Bancorp Investments, Inc.|48
GBIL|GS TREASURYACCESS0-1|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|799
GBIL|GS TREASURYACCESS0-1|FTBR|Foliofn Investments, Inc.|19351
GBIL|GS TREASURYACCESS0-1|GEBB|GLOBAL EXECUTION BROKERS, LP|100
GBIL|GS TREASURYACCESS0-1|GLPX|ACS EXECUTION SERVICES, LLC|2564
GBIL|GS TREASURYACCESS0-1|GSCO|GOLDMAN SACHS & CO. LLC|680
GBIL|GS TREASURYACCESS0-1|GTSZ|GTS SECURITIES LLC|107
GBIL|GS TREASURYACCESS0-1|HRBF|American Enterprise Investment Services Inc.|57
GBIL|GS TREASURYACCESS0-1|IATS|INTERACTIVE BROKERS LLC|289
GBIL|GS TREASURYACCESS0-1|IBKR|Interactive Brokers Llc|1211
GBIL|GS TREASURYACCESS0-1|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|143
GBIL|GS TREASURYACCESS0-1|ICBX|INSTINET, LLC|9226
GBIL|GS TREASURYACCESS0-1|INCA|INSTINET, LLC|101
GBIL|GS TREASURYACCESS0-1|INTL|INTL FCSTONE FINANCIAL INC.|716
GBIL|GS TREASURYACCESS0-1|ITGI|ITG Inc.|1632
GBIL|GS TREASURYACCESS0-1|JANY|Janney Montgomery Scott Inc.|1104
GBIL|GS TREASURYACCESS0-1|JMPT|JUMP TRADING, LLC|111
GBIL|GS TREASURYACCESS0-1|JPMX|J.P. Morgan Securities LLC|12474
GBIL|GS TREASURYACCESS0-1|JSEB|JANE STREET EXECUTION SERVICES, LLC|232493
GBIL|GS TREASURYACCESS0-1|JSJX|JANE STREET CAPITAL LLC|135785
GBIL|GS TREASURYACCESS0-1|KCGM|VIRTU Americas LLC|11356
GBIL|GS TREASURYACCESS0-1|LEHM|Barclays Capital Inc./Le|27006
GBIL|GS TREASURYACCESS0-1|LIME|Lime Brokerage LLC|2332
GBIL|GS TREASURYACCESS0-1|MACC|Mid Atlantic Capital Corporation|4263
GBIL|GS TREASURYACCESS0-1|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16384
GBIL|GS TREASURYACCESS0-1|MSCO|MORGAN STANLEY & CO. LLC|13516
GBIL|GS TREASURYACCESS0-1|MSPL|MORGAN STANLEY & CO. LLC|4700
GBIL|GS TREASURYACCESS0-1|NFSC|National Financial Services LLC|50783
GBIL|GS TREASURYACCESS0-1|NITE|VIRTU Americas LLC|163065
GBIL|GS TREASURYACCESS0-1|PASL|Pershing Advisor Solutions LLC|500
GBIL|GS TREASURYACCESS0-1|PDQM|CODA MARKETS, INC.|5946
GBIL|GS TREASURYACCESS0-1|RBCM|RBC CAPITAL MARKETS, LLC|26717
GBIL|GS TREASURYACCESS0-1|SBSH|Citigroup Global Markets Inc.|2200
GBIL|GS TREASURYACCESS0-1|SGMT|GOLDMAN SACHS & CO. LLC|8418
GBIL|GS TREASURYACCESS0-1|STFL|Stifel, Nicolaus & Company, Incorporated|7901
GBIL|GS TREASURYACCESS0-1|SWIM|TD Ameritrade, Inc.|195
GBIL|GS TREASURYACCESS0-1|UBSA|UBS SECURITIES LLC|42763
GBIL|GS TREASURYACCESS0-1|UBSS|UBS Securities LLC|67775
GBIL|GS TREASURYACCESS0-1|VGRD|Vanguard Marketing Corporation|25
GBIL|GS TREASURYACCESS0-1|WCHV|WELLS FARGO SECURITIES, LLC|57639
GBIL|GS TREASURYACCESS0-1|WEED|Weeden & Co.L.P.|20
GBIL|GS TREASURYACCESS0-1|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
GBIL|GS TREASURYACCESS0-1|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42075
GBL|GAMCO INVESTORS|AGIS|Aegis Capital Corp.|500
GBL|GAMCO INVESTORS|ALTX|Alternet Securities Inc.|100
GBL|GAMCO INVESTORS|ANOS|ABEL/NOSER, L.L.C.|305
GBL|GAMCO INVESTORS|APCC|Apex Clearing Corporation|26
GBL|GAMCO INVESTORS|BATM|CBOE TRADING, INC.|567
GBL|GAMCO INVESTORS|BERN|Sanford C. Bernstein & Co., LLC|83
GBL|GAMCO INVESTORS|BNPX|BNP PARIBAS SECURITIES CORP.|576
GBL|GAMCO INVESTORS|BZYD|GOLDMAN SACHS & CO. LLC|100
GBL|GAMCO INVESTORS|CHAS|Charles Schwab & Co., Inc.|475
GBL|GAMCO INVESTORS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52
GBL|GAMCO INVESTORS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
GBL|GAMCO INVESTORS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8944
GBL|GAMCO INVESTORS|CTDL|Citadel Derivatives Group Llc|263
GBL|GAMCO INVESTORS|CXCX|CITIGROUP GLOBAL MARKETS INC.|908
GBL|GAMCO INVESTORS|DBAB|Deutsche Bank Securities Inc.|2620
GBL|GAMCO INVESTORS|DBAX|Deutsche Bank Securities Inc.|1900
GBL|GAMCO INVESTORS|DEGS|RONIN PROFESSIONAL LLC|176
GBL|GAMCO INVESTORS|EBXL|EBX LLC|2000
GBL|GAMCO INVESTORS|ETRS|E*Trade Securities LLC|210
GBL|GAMCO INVESTORS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3276
GBL|GAMCO INVESTORS|GLPX|ACS EXECUTION SERVICES, LLC|200
GBL|GAMCO INVESTORS|GSCO|GOLDMAN SACHS & CO. LLC|16421
GBL|GAMCO INVESTORS|GSLT|GOLDMAN SACHS & CO. LLC|2890
GBL|GAMCO INVESTORS|GTSZ|GTS SECURITIES LLC|8309
GBL|GAMCO INVESTORS|IATS|INTERACTIVE BROKERS LLC|4859
GBL|GAMCO INVESTORS|IBKR|Interactive Brokers Llc|3094
GBL|GAMCO INVESTORS|ICBX|INSTINET, LLC|400
GBL|GAMCO INVESTORS|IEQY|CITADEL SECURITIES LLC|200
GBL|GAMCO INVESTORS|INCA|INSTINET, LLC|4795
GBL|GAMCO INVESTORS|INJX|INSTINET, LLC|618
GBL|GAMCO INVESTORS|ITGI|ITG Inc.|1253
GBL|GAMCO INVESTORS|ITGP|ITG INC.|7000
GBL|GAMCO INVESTORS|JEFF|JEFFERIES LLC|500
GBL|GAMCO INVESTORS|JPMX|J.P. Morgan Securities LLC|14026
GBL|GAMCO INVESTORS|KCGM|VIRTU Americas LLC|667
GBL|GAMCO INVESTORS|LEHM|Barclays Capital Inc./Le|6885
GBL|GAMCO INVESTORS|LIME|Lime Brokerage LLC|2594
GBL|GAMCO INVESTORS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1900
GBL|GAMCO INVESTORS|MSCO|MORGAN STANLEY & CO. LLC|9795
GBL|GAMCO INVESTORS|MSPL|MORGAN STANLEY & CO. LLC|6800
GBL|GAMCO INVESTORS|MSTX|MORGAN STANLEY & CO. LLC|1000
GBL|GAMCO INVESTORS|NFSC|National Financial Services LLC|2923
GBL|GAMCO INVESTORS|NITE|VIRTU Americas LLC|7860
GBL|GAMCO INVESTORS|OPCO|Oppenheimer & Co. Inc.|204
GBL|GAMCO INVESTORS|PDQM|CODA MARKETS, INC.|400
GBL|GAMCO INVESTORS|SBSH|Citigroup Global Markets Inc.|3108
GBL|GAMCO INVESTORS|SGMT|GOLDMAN SACHS & CO. LLC|721
GBL|GAMCO INVESTORS|SPDR|SPEEDROUTE LLC|1000
GBL|GAMCO INVESTORS|SWIM|TD Ameritrade, Inc.|449
GBL|GAMCO INVESTORS|TRBT|Tradebot Systems, Inc.|1030
GBL|GAMCO INVESTORS|TRCM|TRC MARKETS LLC|1407
GBL|GAMCO INVESTORS|UBSA|UBS SECURITIES LLC|11353
GBL|GAMCO INVESTORS|UBSS|UBS Securities LLC|22255
GBL|GAMCO INVESTORS|VALX|VIRTU AMERICAS LLC|1527
GBL|GAMCO INVESTORS|WCHV|WELLS FARGO SECURITIES, LLC|3730
GBL|GAMCO INVESTORS|WEED|Weeden & Co.L.P.|140
GBL|GAMCO INVESTORS|XIST|INSTINET, LLC|1600
GBL|GAMCO INVESTORS|XPQR|Jump Trading|396
GBL|GAMCO INVESTORS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
GBL|GAMCO INVESTORS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
GBLI|GLOBAL INDEMNITY LTD|ALTX|Alternet Securities Inc.|502
GBLI|GLOBAL INDEMNITY LTD|ANOS|ABEL/NOSER, L.L.C.|100
GBLI|GLOBAL INDEMNITY LTD|APCC|Apex Clearing Corporation|8
GBLI|GLOBAL INDEMNITY LTD|BATM|CBOE TRADING, INC.|574
GBLI|GLOBAL INDEMNITY LTD|BAYC|BAY CREST PARTNERS, LLC|60
GBLI|GLOBAL INDEMNITY LTD|BERN|Sanford C. Bernstein & Co., LLC|1416
GBLI|GLOBAL INDEMNITY LTD|BMOC|BMO Capital Markets Corp.|1330
GBLI|GLOBAL INDEMNITY LTD|BNPX|BNP PARIBAS SECURITIES CORP.|719
GBLI|GLOBAL INDEMNITY LTD|BTIG|BTIG, LLC|3
GBLI|GLOBAL INDEMNITY LTD|BYXM|CBOE TRADING, INC.|241
GBLI|GLOBAL INDEMNITY LTD|BZYD|GOLDMAN SACHS & CO. LLC|536
GBLI|GLOBAL INDEMNITY LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2081
GBLI|GLOBAL INDEMNITY LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21022
GBLI|GLOBAL INDEMNITY LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20450
GBLI|GLOBAL INDEMNITY LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5720
GBLI|GLOBAL INDEMNITY LTD|CTDL|Citadel Derivatives Group Llc|382
GBLI|GLOBAL INDEMNITY LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2170
GBLI|GLOBAL INDEMNITY LTD|DBAB|Deutsche Bank Securities Inc.|20617
GBLI|GLOBAL INDEMNITY LTD|DBAX|Deutsche Bank Securities Inc.|8200
GBLI|GLOBAL INDEMNITY LTD|DEAN|MORGAN STANLEY|404
GBLI|GLOBAL INDEMNITY LTD|EBXL|EBX LLC|3200
GBLI|GLOBAL INDEMNITY LTD|EGXM|CBOE TRADING, INC.|100
GBLI|GLOBAL INDEMNITY LTD|ETCC|Electronic Transaction Clearing, Inc.|3199
GBLI|GLOBAL INDEMNITY LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
GBLI|GLOBAL INDEMNITY LTD|ETRS|E*Trade Securities LLC|17327
GBLI|GLOBAL INDEMNITY LTD|FBCO|Credit Suisse Securities (USA) LLC|98160
GBLI|GLOBAL INDEMNITY LTD|FOMA|TD AMERITRADE CLEARING, INC.|9570
GBLI|GLOBAL INDEMNITY LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8628
GBLI|GLOBAL INDEMNITY LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
GBLI|GLOBAL INDEMNITY LTD|GLPX|ACS EXECUTION SERVICES, LLC|9724
GBLI|GLOBAL INDEMNITY LTD|GSCO|GOLDMAN SACHS & CO. LLC|54662
GBLI|GLOBAL INDEMNITY LTD|GSCS|GOLDMAN SACHS & CO. LLC|5861
GBLI|GLOBAL INDEMNITY LTD|GSLT|GOLDMAN SACHS & CO. LLC|285
GBLI|GLOBAL INDEMNITY LTD|GTSZ|GTS SECURITIES LLC|12258
GBLI|GLOBAL INDEMNITY LTD|IATS|INTERACTIVE BROKERS LLC|2736
GBLI|GLOBAL INDEMNITY LTD|IBKR|Interactive Brokers Llc|8119
GBLI|GLOBAL INDEMNITY LTD|ICBX|INSTINET, LLC|200
GBLI|GLOBAL INDEMNITY LTD|IEQY|CITADEL SECURITIES LLC|1971
GBLI|GLOBAL INDEMNITY LTD|INCA|INSTINET, LLC|20391
GBLI|GLOBAL INDEMNITY LTD|INJX|INSTINET, LLC|3042
GBLI|GLOBAL INDEMNITY LTD|ITGI|ITG Inc.|3476
GBLI|GLOBAL INDEMNITY LTD|ITGP|ITG INC.|3200
GBLI|GLOBAL INDEMNITY LTD|JEFF|JEFFERIES LLC|1492
GBLI|GLOBAL INDEMNITY LTD|JPMX|J.P. Morgan Securities LLC|9644
GBLI|GLOBAL INDEMNITY LTD|KCGM|VIRTU Americas LLC|1967
GBLI|GLOBAL INDEMNITY LTD|LEHM|Barclays Capital Inc./Le|13064
GBLI|GLOBAL INDEMNITY LTD|LIME|Lime Brokerage LLC|16882
GBLI|GLOBAL INDEMNITY LTD|LMGP|LIME BROKERAGE LLC|2651
GBLI|GLOBAL INDEMNITY LTD|MAXM|Maxim Group LLC|796
GBLI|GLOBAL INDEMNITY LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
GBLI|GLOBAL INDEMNITY LTD|MSCO|MORGAN STANLEY & CO. LLC|58801
GBLI|GLOBAL INDEMNITY LTD|MSPL|MORGAN STANLEY & CO. LLC|7100
GBLI|GLOBAL INDEMNITY LTD|NFSC|National Financial Services LLC|34
GBLI|GLOBAL INDEMNITY LTD|NITE|VIRTU Americas LLC|18143
GBLI|GLOBAL INDEMNITY LTD|NQRB|Brut, LLC|149
GBLI|GLOBAL INDEMNITY LTD|PDQM|CODA MARKETS, INC.|18989
GBLI|GLOBAL INDEMNITY LTD|SAGW|SAGETRADER, LLC|32
GBLI|GLOBAL INDEMNITY LTD|SBSH|Citigroup Global Markets Inc.|9116
GBLI|GLOBAL INDEMNITY LTD|SGMT|GOLDMAN SACHS & CO. LLC|2822
GBLI|GLOBAL INDEMNITY LTD|SPDR|SPEEDROUTE LLC|1270
GBLI|GLOBAL INDEMNITY LTD|SPTD|MINT GLOBAL MARKETS, INC.|26448
GBLI|GLOBAL INDEMNITY LTD|SWIM|TD Ameritrade, Inc.|6100
GBLI|GLOBAL INDEMNITY LTD|TKNG|ALLY INVEST SECURITIES LLC|15
GBLI|GLOBAL INDEMNITY LTD|TRCM|TRC MARKETS LLC|10743
GBLI|GLOBAL INDEMNITY LTD|UBSS|UBS Securities LLC|40290
GBLI|GLOBAL INDEMNITY LTD|VALX|VIRTU AMERICAS LLC|3231
GBLI|GLOBAL INDEMNITY LTD|WCHV|WELLS FARGO SECURITIES, LLC|916
GBLI|GLOBAL INDEMNITY LTD|XIST|INSTINET, LLC|1400
GBLI|GLOBAL INDEMNITY LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|2714
GBLIL|GLOBAL INDMNTY 7.875|APCC|Apex Clearing Corporation|30
GBLIL|GLOBAL INDMNTY 7.875|BARD|Robert W. Baird & Co. Incorporated|29
GBLIL|GLOBAL INDMNTY 7.875|BATM|CBOE TRADING, INC.|100
GBLIL|GLOBAL INDMNTY 7.875|BERN|Sanford C. Bernstein & Co., LLC|127
GBLIL|GLOBAL INDMNTY 7.875|BKMM|BNY MELLON CAPITAL MARKETS, LLC|474
GBLIL|GLOBAL INDMNTY 7.875|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|244
GBLIL|GLOBAL INDMNTY 7.875|CROS|CREDIT SUISSE SECURITIES (USA) LLC|406
GBLIL|GLOBAL INDMNTY 7.875|DBAX|Deutsche Bank Securities Inc.|1000
GBLIL|GLOBAL INDMNTY 7.875|DEAN|MORGAN STANLEY|1266
GBLIL|GLOBAL INDMNTY 7.875|DEGS|RONIN PROFESSIONAL LLC|170
GBLIL|GLOBAL INDMNTY 7.875|EBXL|EBX LLC|200
GBLIL|GLOBAL INDMNTY 7.875|EDJO|Edward D. Jones & Co., L.P.|23
GBLIL|GLOBAL INDMNTY 7.875|ETRS|E*Trade Securities LLC|2395
GBLIL|GLOBAL INDMNTY 7.875|FBCO|Credit Suisse Securities (USA) LLC|3916
GBLIL|GLOBAL INDMNTY 7.875|FOMA|TD AMERITRADE CLEARING, INC.|8740
GBLIL|GLOBAL INDMNTY 7.875|HRBF|American Enterprise Investment Services Inc.|143
GBLIL|GLOBAL INDMNTY 7.875|IATS|INTERACTIVE BROKERS LLC|300
GBLIL|GLOBAL INDMNTY 7.875|IBKR|Interactive Brokers Llc|11928
GBLIL|GLOBAL INDMNTY 7.875|INCA|INSTINET, LLC|2687
GBLIL|GLOBAL INDMNTY 7.875|JANY|Janney Montgomery Scott Inc.|800
GBLIL|GLOBAL INDMNTY 7.875|JPMX|J.P. Morgan Securities LLC|200
GBLIL|GLOBAL INDMNTY 7.875|LIME|Lime Brokerage LLC|1058
GBLIL|GLOBAL INDMNTY 7.875|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|87
GBLIL|GLOBAL INDMNTY 7.875|MSCO|MORGAN STANLEY & CO. LLC|4412
GBLIL|GLOBAL INDMNTY 7.875|NFSC|National Financial Services LLC|8499
GBLIL|GLOBAL INDMNTY 7.875|NITE|VIRTU Americas LLC|19004
GBLIL|GLOBAL INDMNTY 7.875|PCPT|PHILLIP CAPITAL INC.|12113
GBLIL|GLOBAL INDMNTY 7.875|PWJC|UBS Financial Services, Inc.|6200
GBLIL|GLOBAL INDMNTY 7.875|RAJA|Raymond James & Associates, Inc.|38
GBLIL|GLOBAL INDMNTY 7.875|RBCM|RBC CAPITAL MARKETS, LLC|4644
GBLIL|GLOBAL INDMNTY 7.875|SALI|INTL FCSTONE FINANCIAL INC.|58
GBLIL|GLOBAL INDMNTY 7.875|SBSH|Citigroup Global Markets Inc.|7344
GBLIL|GLOBAL INDMNTY 7.875|SPDR|SPEEDROUTE LLC|200
GBLIL|GLOBAL INDMNTY 7.875|UBSA|UBS SECURITIES LLC|4344
GBLIL|GLOBAL INDMNTY 7.875|UBSS|UBS Securities LLC|17648
GBLIL|GLOBAL INDMNTY 7.875|VGRD|Vanguard Marketing Corporation|200
GBLIL|GLOBAL INDMNTY 7.875|WCHV|WELLS FARGO SECURITIES, LLC|675
GBLIZ|GLOBAL INDMNTY 7.75|APCC|Apex Clearing Corporation|1480
GBLIZ|GLOBAL INDMNTY 7.75|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
GBLIZ|GLOBAL INDMNTY 7.75|DBAX|Deutsche Bank Securities Inc.|500
GBLIZ|GLOBAL INDMNTY 7.75|ETRS|E*Trade Securities LLC|300
GBLIZ|GLOBAL INDMNTY 7.75|FBCO|Credit Suisse Securities (USA) LLC|1800
GBLIZ|GLOBAL INDMNTY 7.75|FOMA|TD AMERITRADE CLEARING, INC.|2144
GBLIZ|GLOBAL INDMNTY 7.75|HRBF|American Enterprise Investment Services Inc.|328
GBLIZ|GLOBAL INDMNTY 7.75|IBKR|Interactive Brokers Llc|3368
GBLIZ|GLOBAL INDMNTY 7.75|INCA|INSTINET, LLC|239
GBLIZ|GLOBAL INDMNTY 7.75|LIME|Lime Brokerage LLC|857
GBLIZ|GLOBAL INDMNTY 7.75|MSCO|MORGAN STANLEY & CO. LLC|5379
GBLIZ|GLOBAL INDMNTY 7.75|NFSC|National Financial Services LLC|2423
GBLIZ|GLOBAL INDMNTY 7.75|NITE|VIRTU Americas LLC|5894
GBLIZ|GLOBAL INDMNTY 7.75|PCPT|PHILLIP CAPITAL INC.|2000
GBLIZ|GLOBAL INDMNTY 7.75|PWJC|UBS Financial Services, Inc.|3088
GBLIZ|GLOBAL INDMNTY 7.75|RAJA|Raymond James & Associates, Inc.|400
GBLIZ|GLOBAL INDMNTY 7.75|RBCM|RBC CAPITAL MARKETS, LLC|3063
GBLIZ|GLOBAL INDMNTY 7.75|SBSH|Citigroup Global Markets Inc.|1714
GBLIZ|GLOBAL INDMNTY 7.75|SPDR|SPEEDROUTE LLC|200
GBLIZ|GLOBAL INDMNTY 7.75|UBSA|UBS SECURITIES LLC|500
GBLIZ|GLOBAL INDMNTY 7.75|UBSS|UBS Securities LLC|4069
GBLIZ|GLOBAL INDMNTY 7.75|WCHV|WELLS FARGO SECURITIES, LLC|700
GBNK|GUARANTY BANCORP|APCC|Apex Clearing Corporation|70
GBNK|GUARANTY BANCORP|BATM|CBOE TRADING, INC.|1190
GBNK|GUARANTY BANCORP|BERN|Sanford C. Bernstein & Co., LLC|40737
GBNK|GUARANTY BANCORP|BLKX|INSTINET, LLC|5000
GBNK|GUARANTY BANCORP|BMOC|BMO Capital Markets Corp.|4006
GBNK|GUARANTY BANCORP|BNKS|Fig Partners, LLC|1380
GBNK|GUARANTY BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|48
GBNK|GUARANTY BANCORP|BTIG|BTIG, LLC|670
GBNK|GUARANTY BANCORP|BYXM|CBOE TRADING, INC.|200
GBNK|GUARANTY BANCORP|CANT|Cantor Fitzgerald & Co.|51536
GBNK|GUARANTY BANCORP|CHAS|Charles Schwab & Co., Inc.|1001
GBNK|GUARANTY BANCORP|CIST|Capital Institutional Services, Inc.|2451
GBNK|GUARANTY BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82236
GBNK|GUARANTY BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
GBNK|GUARANTY BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33400
GBNK|GUARANTY BANCORP|CTDL|Citadel Derivatives Group Llc|8309
GBNK|GUARANTY BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4466
GBNK|GUARANTY BANCORP|DBAB|Deutsche Bank Securities Inc.|211898
GBNK|GUARANTY BANCORP|DBAX|Deutsche Bank Securities Inc.|42700
GBNK|GUARANTY BANCORP|DEAN|MORGAN STANLEY|30
GBNK|GUARANTY BANCORP|DEGS|RONIN PROFESSIONAL LLC|1703
GBNK|GUARANTY BANCORP|EBXL|EBX LLC|69500
GBNK|GUARANTY BANCORP|EGAM|CBOE TRADING, INC.|3330
GBNK|GUARANTY BANCORP|EGXM|CBOE TRADING, INC.|1300
GBNK|GUARANTY BANCORP|ETBE|Electronic Transaction Clearing, Inc.|9136
GBNK|GUARANTY BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10938
GBNK|GUARANTY BANCORP|ETRS|E*Trade Securities LLC|549
GBNK|GUARANTY BANCORP|FBCO|Credit Suisse Securities (USA) LLC|324866
GBNK|GUARANTY BANCORP|FILL|Tradestation Securities, Inc.|1200
GBNK|GUARANTY BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|5878
GBNK|GUARANTY BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7454
GBNK|GUARANTY BANCORP|FTBR|Foliofn Investments, Inc.|55
GBNK|GUARANTY BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|77812
GBNK|GUARANTY BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|304
GBNK|GUARANTY BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|586641
GBNK|GUARANTY BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|29860
GBNK|GUARANTY BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|3039
GBNK|GUARANTY BANCORP|GTSZ|GTS SECURITIES LLC|11622
GBNK|GUARANTY BANCORP|HRBF|American Enterprise Investment Services Inc.|803
GBNK|GUARANTY BANCORP|IBKR|Interactive Brokers Llc|23461
GBNK|GUARANTY BANCORP|ICBX|INSTINET, LLC|18710
GBNK|GUARANTY BANCORP|IEQY|CITADEL SECURITIES LLC|11332
GBNK|GUARANTY BANCORP|INCA|INSTINET, LLC|51096
GBNK|GUARANTY BANCORP|INJX|INSTINET, LLC|10547
GBNK|GUARANTY BANCORP|ITGI|ITG Inc.|9927
GBNK|GUARANTY BANCORP|ITGP|ITG INC.|13000
GBNK|GUARANTY BANCORP|JEFF|JEFFERIES LLC|22738
GBNK|GUARANTY BANCORP|JMPT|JUMP TRADING, LLC|8368
GBNK|GUARANTY BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|2390
GBNK|GUARANTY BANCORP|JPMX|J.P. Morgan Securities LLC|68309
GBNK|GUARANTY BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|434479
GBNK|GUARANTY BANCORP|KCGM|VIRTU Americas LLC|10307
GBNK|GUARANTY BANCORP|LEHM|Barclays Capital Inc./Le|228269
GBNK|GUARANTY BANCORP|LIME|Lime Brokerage LLC|136443
GBNK|GUARANTY BANCORP|LMGP|LIME BROKERAGE LLC|15500
GBNK|GUARANTY BANCORP|LQNA|LIQUIDNET, INC.|13500
GBNK|GUARANTY BANCORP|MAXM|Maxim Group LLC|1481
GBNK|GUARANTY BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35543
GBNK|GUARANTY BANCORP|MSCO|MORGAN STANLEY & CO. LLC|625869
GBNK|GUARANTY BANCORP|MSPL|MORGAN STANLEY & CO. LLC|22800
GBNK|GUARANTY BANCORP|MSTX|MORGAN STANLEY & CO. LLC|8800
GBNK|GUARANTY BANCORP|MTON|MILLINGTON SECURITIES, INC.|35058
GBNK|GUARANTY BANCORP|NFSC|National Financial Services LLC|2041
GBNK|GUARANTY BANCORP|NITE|VIRTU Americas LLC|21894
GBNK|GUARANTY BANCORP|NITP|VIRTU Americas LLC|6076
GBNK|GUARANTY BANCORP|NQRB|Brut, LLC|5031
GBNK|GUARANTY BANCORP|NTRC|Northern Trust Securities, Inc.|1164
GBNK|GUARANTY BANCORP|OTAA|OTA LLC|1500
GBNK|GUARANTY BANCORP|PDQM|CODA MARKETS, INC.|3401
GBNK|GUARANTY BANCORP|PUMA|Puma Capital, Llc|42522
GBNK|GUARANTY BANCORP|SAGL|SAGETRADER, LLC|800
GBNK|GUARANTY BANCORP|SAGW|SAGETRADER, LLC|200
GBNK|GUARANTY BANCORP|SBSH|Citigroup Global Markets Inc.|62844
GBNK|GUARANTY BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|34155
GBNK|GUARANTY BANCORP|SPDR|SPEEDROUTE LLC|2100
GBNK|GUARANTY BANCORP|SWIM|TD Ameritrade, Inc.|1935
GBNK|GUARANTY BANCORP|TRBT|Tradebot Systems, Inc.|5946
GBNK|GUARANTY BANCORP|TRCM|TRC MARKETS LLC|94805
GBNK|GUARANTY BANCORP|UBSA|UBS SECURITIES LLC|103759
GBNK|GUARANTY BANCORP|UBSS|UBS Securities LLC|174559
GBNK|GUARANTY BANCORP|VALX|VIRTU AMERICAS LLC|1374
GBNK|GUARANTY BANCORP|VGRD|Vanguard Marketing Corporation|33
GBNK|GUARANTY BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|56443
GBNK|GUARANTY BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|500
GBNK|GUARANTY BANCORP|WSEA|WOLVERINE SECURITIES, LLC|2
GBNK|GUARANTY BANCORP|XIST|INSTINET, LLC|10940
GBNK|GUARANTY BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
GBNK|GUARANTY BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1953
GBR|NEW CONCEPT ENERGY|ALTX|Alternet Securities Inc.|12056
GBR|NEW CONCEPT ENERGY|APCC|Apex Clearing Corporation|466335
GBR|NEW CONCEPT ENERGY|BATM|CBOE TRADING, INC.|5080
GBR|NEW CONCEPT ENERGY|BIMI|Banca IMI Securities Corp.|3510
GBR|NEW CONCEPT ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1150
GBR|NEW CONCEPT ENERGY|BYXM|CBOE TRADING, INC.|1133
GBR|NEW CONCEPT ENERGY|CHAS|Charles Schwab & Co., Inc.|25504
GBR|NEW CONCEPT ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114651
GBR|NEW CONCEPT ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|119317
GBR|NEW CONCEPT ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|376073
GBR|NEW CONCEPT ENERGY|CRFN|ROBINHOOD FINANCIAL, LLC|29
GBR|NEW CONCEPT ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50137
GBR|NEW CONCEPT ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|23682
GBR|NEW CONCEPT ENERGY|DBAB|Deutsche Bank Securities Inc.|8204
GBR|NEW CONCEPT ENERGY|DBAX|Deutsche Bank Securities Inc.|117200
GBR|NEW CONCEPT ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9500
GBR|NEW CONCEPT ENERGY|EBXL|EBX LLC|159800
GBR|NEW CONCEPT ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|10590
GBR|NEW CONCEPT ENERGY|EGAM|CBOE TRADING, INC.|13516
GBR|NEW CONCEPT ENERGY|EGAW|CBOE TRADING, INC.|266
GBR|NEW CONCEPT ENERGY|EGXM|CBOE TRADING, INC.|16128
GBR|NEW CONCEPT ENERGY|EGXW|CBOE TRADING, INC.|1100
GBR|NEW CONCEPT ENERGY|ETBE|Electronic Transaction Clearing, Inc.|10434
GBR|NEW CONCEPT ENERGY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|265045
GBR|NEW CONCEPT ENERGY|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|122203
GBR|NEW CONCEPT ENERGY|ETRS|E*Trade Securities LLC|1664629
GBR|NEW CONCEPT ENERGY|FILL|Tradestation Securities, Inc.|169661
GBR|NEW CONCEPT ENERGY|FMAF|NBCN Inc./ CDS|1000
GBR|NEW CONCEPT ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60
GBR|NEW CONCEPT ENERGY|FTBR|Foliofn Investments, Inc.|6525
GBR|NEW CONCEPT ENERGY|GLIS|TD Securities Inc|30
GBR|NEW CONCEPT ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|138167
GBR|NEW CONCEPT ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|23304
GBR|NEW CONCEPT ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|1000
GBR|NEW CONCEPT ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|22000
GBR|NEW CONCEPT ENERGY|HASF|Haywood Securities Inc./CDS|10373
GBR|NEW CONCEPT ENERGY|HRBF|American Enterprise Investment Services Inc.|3953
GBR|NEW CONCEPT ENERGY|IATS|INTERACTIVE BROKERS LLC|353067
GBR|NEW CONCEPT ENERGY|IBKR|Interactive Brokers Llc|613308
GBR|NEW CONCEPT ENERGY|ICBX|INSTINET, LLC|50735
GBR|NEW CONCEPT ENERGY|INCA|INSTINET, LLC|250858
GBR|NEW CONCEPT ENERGY|ITGI|ITG Inc.|188995
GBR|NEW CONCEPT ENERGY|ITGP|ITG INC.|45600
GBR|NEW CONCEPT ENERGY|JMPT|JUMP TRADING, LLC|4725
GBR|NEW CONCEPT ENERGY|JPMX|J.P. Morgan Securities LLC|43090
GBR|NEW CONCEPT ENERGY|KCGM|VIRTU Americas LLC|23987
GBR|NEW CONCEPT ENERGY|LEHM|Barclays Capital Inc./Le|174693
GBR|NEW CONCEPT ENERGY|LIME|Lime Brokerage LLC|47288
GBR|NEW CONCEPT ENERGY|LSCI|Lek Securities Corporation|4288
GBR|NEW CONCEPT ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4323
GBR|NEW CONCEPT ENERGY|MAXM|Maxim Group LLC|575
GBR|NEW CONCEPT ENERGY|MBTS|ALLY INVEST SECURITIES LLC|5000
GBR|NEW CONCEPT ENERGY|MICA|Spartan Securities Group, Ltd.|22000
GBR|NEW CONCEPT ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22800
GBR|NEW CONCEPT ENERGY|MOTF|MOTIF INVESTING, INC.|2
GBR|NEW CONCEPT ENERGY|MSCO|MORGAN STANLEY & CO. LLC|353429
GBR|NEW CONCEPT ENERGY|MSPL|MORGAN STANLEY & CO. LLC|4200
GBR|NEW CONCEPT ENERGY|NFSC|National Financial Services LLC|1282847
GBR|NEW CONCEPT ENERGY|NITE|VIRTU Americas LLC|4565110
GBR|NEW CONCEPT ENERGY|NQRB|Brut, LLC|8278
GBR|NEW CONCEPT ENERGY|NTBF|BMO Nesbitt Burns Inc./CDS|13368
GBR|NEW CONCEPT ENERGY|PDQM|CODA MARKETS, INC.|181208
GBR|NEW CONCEPT ENERGY|PUMA|Puma Capital, Llc|15149
GBR|NEW CONCEPT ENERGY|RGLD|Regal Securities, Inc|89
GBR|NEW CONCEPT ENERGY|SAGL|SAGETRADER, LLC|7464
GBR|NEW CONCEPT ENERGY|SBSH|Citigroup Global Markets Inc.|20442
GBR|NEW CONCEPT ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|34737
GBR|NEW CONCEPT ENERGY|SOGO|Wang Investment Associates, Inc.|5047
GBR|NEW CONCEPT ENERGY|SPDR|SPEEDROUTE LLC|134966
GBR|NEW CONCEPT ENERGY|SPTD|MINT GLOBAL MARKETS, INC.|375
GBR|NEW CONCEPT ENERGY|SWIM|TD Ameritrade, Inc.|1402080
GBR|NEW CONCEPT ENERGY|SWST|Hilltop Securities Inc.|1500
GBR|NEW CONCEPT ENERGY|TKNG|ALLY INVEST SECURITIES LLC|56329
GBR|NEW CONCEPT ENERGY|TWTT|TASTYWORKS, INC.|1000
GBR|NEW CONCEPT ENERGY|UBSA|UBS SECURITIES LLC|344177
GBR|NEW CONCEPT ENERGY|UBSS|UBS Securities LLC|168553
GBR|NEW CONCEPT ENERGY|VALX|VIRTU AMERICAS LLC|30042
GBR|NEW CONCEPT ENERGY|VGRD|Vanguard Marketing Corporation|36343
GBR|NEW CONCEPT ENERGY|VSIN|Vision Financial Markets Llc|11744
GBR|NEW CONCEPT ENERGY|WABR|Wall Street Access|4200
GBR|NEW CONCEPT ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|46434
GBR|NEW CONCEPT ENERGY|WEDB|WEDBUSH SECURITIES INC.|10100
GBR|NEW CONCEPT ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45936
GBR|NEW CONCEPT ENERGY|WGIF|CIBC World Markets Inc.|41416
GBR|NEW CONCEPT ENERGY|WSEA|WOLVERINE SECURITIES, LLC|91097
GBR|NEW CONCEPT ENERGY|WTFS|JUST2TRADE, INC.|301
GBR|NEW CONCEPT ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
GBR|NEW CONCEPT ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|7999
GBR|NEW CONCEPT ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
GBT|GLOBAL BLOOD THER CM|ADAM|CANACCORD GENUITY INC.|8600
GBT|GLOBAL BLOOD THER CM|AGIS|Aegis Capital Corp.|2600
GBT|GLOBAL BLOOD THER CM|ANOS|ABEL/NOSER, L.L.C.|2295
GBT|GLOBAL BLOOD THER CM|APCC|Apex Clearing Corporation|14115
GBT|GLOBAL BLOOD THER CM|AQUA|AQUA SECURITIES L.P.|44300
GBT|GLOBAL BLOOD THER CM|BARD|Robert W. Baird & Co. Incorporated|3902
GBT|GLOBAL BLOOD THER CM|BATM|CBOE TRADING, INC.|12450
GBT|GLOBAL BLOOD THER CM|BAYT|BTIG, LLC|8100
GBT|GLOBAL BLOOD THER CM|BBNT|BB&T SECURITIES, LLC|9210
GBT|GLOBAL BLOOD THER CM|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|251
GBT|GLOBAL BLOOD THER CM|BERN|Sanford C. Bernstein & Co., LLC|32390
GBT|GLOBAL BLOOD THER CM|BIDS|BIDS TRADING L.P.|14819
GBT|GLOBAL BLOOD THER CM|BIMI|Banca IMI Securities Corp.|2015
GBT|GLOBAL BLOOD THER CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8756
GBT|GLOBAL BLOOD THER CM|BLKX|INSTINET, LLC|15100
GBT|GLOBAL BLOOD THER CM|BMOC|BMO Capital Markets Corp.|7050
GBT|GLOBAL BLOOD THER CM|BNCH|The Benchmark Company, LLC|500
GBT|GLOBAL BLOOD THER CM|BNPX|BNP PARIBAS SECURITIES CORP.|185298
GBT|GLOBAL BLOOD THER CM|BRGE|Newbridge Securities Corp.|1050
GBT|GLOBAL BLOOD THER CM|BTIG|BTIG, LLC|34047
GBT|GLOBAL BLOOD THER CM|BYXM|CBOE TRADING, INC.|6153
GBT|GLOBAL BLOOD THER CM|CANT|Cantor Fitzgerald & Co.|163367
GBT|GLOBAL BLOOD THER CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|92924
GBT|GLOBAL BLOOD THER CM|CHAS|Charles Schwab & Co., Inc.|10137
GBT|GLOBAL BLOOD THER CM|CHBC|PENSERRA SECURITIES, LLC|25800
GBT|GLOBAL BLOOD THER CM|CICF|Canaccord Genuity Corp.|160
GBT|GLOBAL BLOOD THER CM|CIST|Capital Institutional Services, Inc.|3582
GBT|GLOBAL BLOOD THER CM|CNTR|PRECISION SECURITIES, LLC|4010
GBT|GLOBAL BLOOD THER CM|COKE|Coker & Palmer|1306
GBT|GLOBAL BLOOD THER CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|546196
GBT|GLOBAL BLOOD THER CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|141772
GBT|GLOBAL BLOOD THER CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|51837
GBT|GLOBAL BLOOD THER CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|905334
GBT|GLOBAL BLOOD THER CM|CTDL|Citadel Derivatives Group Llc|32124
GBT|GLOBAL BLOOD THER CM|CTLR|CUTLER GROUP, LP|740
GBT|GLOBAL BLOOD THER CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|110354
GBT|GLOBAL BLOOD THER CM|DAVA|Davenport & Company LLC|150
GBT|GLOBAL BLOOD THER CM|DBAB|Deutsche Bank Securities Inc.|587068
GBT|GLOBAL BLOOD THER CM|DBAX|Deutsche Bank Securities Inc.|666700
GBT|GLOBAL BLOOD THER CM|DBUL|Deutsche Bank Securities Inc.|10134
GBT|GLOBAL BLOOD THER CM|DCHF|Dart Executions, LLC|5420
GBT|GLOBAL BLOOD THER CM|DEAN|MORGAN STANLEY|26397
GBT|GLOBAL BLOOD THER CM|DEGS|RONIN PROFESSIONAL LLC|128441
GBT|GLOBAL BLOOD THER CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7333
GBT|GLOBAL BLOOD THER CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3500
GBT|GLOBAL BLOOD THER CM|EBXL|EBX LLC|333800
GBT|GLOBAL BLOOD THER CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|40783
GBT|GLOBAL BLOOD THER CM|EDJO|Edward D. Jones & Co., L.P.|1721
GBT|GLOBAL BLOOD THER CM|EGAM|CBOE TRADING, INC.|63827
GBT|GLOBAL BLOOD THER CM|EGAW|CBOE TRADING, INC.|2175
GBT|GLOBAL BLOOD THER CM|EGMT|EG MARKET TECHNOLOGIES LLC|1524
GBT|GLOBAL BLOOD THER CM|EGXM|CBOE TRADING, INC.|17275
GBT|GLOBAL BLOOD THER CM|EGXW|CBOE TRADING, INC.|300
GBT|GLOBAL BLOOD THER CM|ETBE|Electronic Transaction Clearing, Inc.|23941
GBT|GLOBAL BLOOD THER CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
GBT|GLOBAL BLOOD THER CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|75460
GBT|GLOBAL BLOOD THER CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|900
GBT|GLOBAL BLOOD THER CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|75451
GBT|GLOBAL BLOOD THER CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|205495
GBT|GLOBAL BLOOD THER CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|20517
GBT|GLOBAL BLOOD THER CM|ETRS|E*Trade Securities LLC|835237
GBT|GLOBAL BLOOD THER CM|FBCO|Credit Suisse Securities (USA) LLC|1082686
GBT|GLOBAL BLOOD THER CM|FILL|Tradestation Securities, Inc.|48841
GBT|GLOBAL BLOOD THER CM|FMAF|NBCN Inc./ CDS|27222
GBT|GLOBAL BLOOD THER CM|FOMA|TD AMERITRADE CLEARING, INC.|2013580
GBT|GLOBAL BLOOD THER CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9887
GBT|GLOBAL BLOOD THER CM|FQLS|Quantlab Securities LP|776493
GBT|GLOBAL BLOOD THER CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124102
GBT|GLOBAL BLOOD THER CM|FTBR|Foliofn Investments, Inc.|162
GBT|GLOBAL BLOOD THER CM|GEBB|GLOBAL EXECUTION BROKERS, LP|81165
GBT|GLOBAL BLOOD THER CM|GLIS|TD Securities Inc|3237
GBT|GLOBAL BLOOD THER CM|GLPX|ACS EXECUTION SERVICES, LLC|99855
GBT|GLOBAL BLOOD THER CM|GSCO|GOLDMAN SACHS & CO. LLC|1672349
GBT|GLOBAL BLOOD THER CM|GSCS|GOLDMAN SACHS & CO. LLC|165203
GBT|GLOBAL BLOOD THER CM|GSLT|GOLDMAN SACHS & CO. LLC|32976
GBT|GLOBAL BLOOD THER CM|GTSZ|GTS SECURITIES LLC|87408
GBT|GLOBAL BLOOD THER CM|GUGS|Guggenheim Securities, LLC|14819
GBT|GLOBAL BLOOD THER CM|HAPX|HAP Trading, LLC|14293
GBT|GLOBAL BLOOD THER CM|HRBF|American Enterprise Investment Services Inc.|1300
GBT|GLOBAL BLOOD THER CM|HSBC|HSBC Securities, Inc.|31218
GBT|GLOBAL BLOOD THER CM|IATS|INTERACTIVE BROKERS LLC|55796
GBT|GLOBAL BLOOD THER CM|IBKR|Interactive Brokers Llc|1025644
GBT|GLOBAL BLOOD THER CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
GBT|GLOBAL BLOOD THER CM|ICBX|INSTINET, LLC|132080
GBT|GLOBAL BLOOD THER CM|IEQY|CITADEL SECURITIES LLC|200711
GBT|GLOBAL BLOOD THER CM|INCA|INSTINET, LLC|923210
GBT|GLOBAL BLOOD THER CM|INJX|INSTINET, LLC|290789
GBT|GLOBAL BLOOD THER CM|ITGI|ITG Inc.|224962
GBT|GLOBAL BLOOD THER CM|ITGP|ITG INC.|336000
GBT|GLOBAL BLOOD THER CM|JANY|Janney Montgomery Scott Inc.|4744
GBT|GLOBAL BLOOD THER CM|JEFF|JEFFERIES LLC|301670
GBT|GLOBAL BLOOD THER CM|JMPT|JUMP TRADING, LLC|115680
GBT|GLOBAL BLOOD THER CM|JONE|JonesTrading|5319
GBT|GLOBAL BLOOD THER CM|JPBX|J.P. MORGAN SECURITIES LLC|109035
GBT|GLOBAL BLOOD THER CM|JPMX|J.P. Morgan Securities LLC|877871
GBT|GLOBAL BLOOD THER CM|JSJX|JANE STREET CAPITAL LLC|41841
GBT|GLOBAL BLOOD THER CM|KCGM|VIRTU Americas LLC|127926
GBT|GLOBAL BLOOD THER CM|KING|C. L. King & Associates, Inc.|290
GBT|GLOBAL BLOOD THER CM|LEER|LEERINK PARTNERS LLC|1452915
GBT|GLOBAL BLOOD THER CM|LEHM|Barclays Capital Inc./Le|1664666
GBT|GLOBAL BLOOD THER CM|LIME|Lime Brokerage LLC|348384
GBT|GLOBAL BLOOD THER CM|LOOP|Loop Capital Markets LLC|5330
GBT|GLOBAL BLOOD THER CM|LQNA|LIQUIDNET, INC.|78000
GBT|GLOBAL BLOOD THER CM|LSCI|Lek Securities Corporation|17406
GBT|GLOBAL BLOOD THER CM|LTCO|Ladenburg, Thalmann & Co., Inc.|13480
GBT|GLOBAL BLOOD THER CM|LVMR|LIVERMORE TRADING GROUP, INC.|980
GBT|GLOBAL BLOOD THER CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
GBT|GLOBAL BLOOD THER CM|MACC|Mid Atlantic Capital Corporation|36
GBT|GLOBAL BLOOD THER CM|MACQ|Macquarie Capital (USA) Inc.|1100
GBT|GLOBAL BLOOD THER CM|MAVB|Great Point Capital LLC|100
GBT|GLOBAL BLOOD THER CM|MAXM|Maxim Group LLC|11108
GBT|GLOBAL BLOOD THER CM|MBTS|ALLY INVEST SECURITIES LLC|383
GBT|GLOBAL BLOOD THER CM|MIRA|MIRAE ASSET SECURITIES (USA) INC.|100
GBT|GLOBAL BLOOD THER CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|411850
GBT|GLOBAL BLOOD THER CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|919
GBT|GLOBAL BLOOD THER CM|MOTF|MOTIF INVESTING, INC.|12
GBT|GLOBAL BLOOD THER CM|MSCO|MORGAN STANLEY & CO. LLC|3726777
GBT|GLOBAL BLOOD THER CM|MSPL|MORGAN STANLEY & CO. LLC|708200
GBT|GLOBAL BLOOD THER CM|MSTX|MORGAN STANLEY & CO. LLC|79700
GBT|GLOBAL BLOOD THER CM|NATL|National Securities Corporation|1800
GBT|GLOBAL BLOOD THER CM|NFSC|National Financial Services LLC|1273400
GBT|GLOBAL BLOOD THER CM|NITE|VIRTU Americas LLC|3414284
GBT|GLOBAL BLOOD THER CM|NITP|VIRTU Americas LLC|5171
GBT|GLOBAL BLOOD THER CM|NQRB|Brut, LLC|41646
GBT|GLOBAL BLOOD THER CM|OPCO|Oppenheimer & Co. Inc.|92412
GBT|GLOBAL BLOOD THER CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|35
GBT|GLOBAL BLOOD THER CM|PCPT|PHILLIP CAPITAL INC.|16607
GBT|GLOBAL BLOOD THER CM|PDQM|CODA MARKETS, INC.|376562
GBT|GLOBAL BLOOD THER CM|PHLY|NASDAQ Execution Services, LLC|35296
GBT|GLOBAL BLOOD THER CM|PICT|Pictet Overseas Inc.|23821
GBT|GLOBAL BLOOD THER CM|POIN|PRECISION SECURITIES, LLC (POIN)|5500
GBT|GLOBAL BLOOD THER CM|PWJC|UBS Financial Services, Inc.|30662
GBT|GLOBAL BLOOD THER CM|RAJA|Raymond James & Associates, Inc.|27216
GBT|GLOBAL BLOOD THER CM|RBCM|RBC CAPITAL MARKETS, LLC|8651
GBT|GLOBAL BLOOD THER CM|RGLD|Regal Securities, Inc|450
GBT|GLOBAL BLOOD THER CM|RHCO|Suntrust Robinson Humphrey, Inc.|105919
GBT|GLOBAL BLOOD THER CM|SAGL|SAGETRADER, LLC|21623
GBT|GLOBAL BLOOD THER CM|SAGW|SAGETRADER, LLC|345
GBT|GLOBAL BLOOD THER CM|SALI|INTL FCSTONE FINANCIAL INC.|2400
GBT|GLOBAL BLOOD THER CM|SALW|SW FINANCIAL|2542
GBT|GLOBAL BLOOD THER CM|SBSH|Citigroup Global Markets Inc.|238980
GBT|GLOBAL BLOOD THER CM|SGMT|GOLDMAN SACHS & CO. LLC|260874
GBT|GLOBAL BLOOD THER CM|SOGO|Wang Investment Associates, Inc.|45
GBT|GLOBAL BLOOD THER CM|SPDR|SPEEDROUTE LLC|41861
GBT|GLOBAL BLOOD THER CM|SPNT|SEVEN POINTS CAPITAL, LLC|250
GBT|GLOBAL BLOOD THER CM|SPTD|MINT GLOBAL MARKETS, INC.|4500
GBT|GLOBAL BLOOD THER CM|STFL|Stifel, Nicolaus & Company, Incorporated|38635
GBT|GLOBAL BLOOD THER CM|STKP|STOCKPILE INVESTMENTS, INC.|136
GBT|GLOBAL BLOOD THER CM|STXG|Stockcross Financial Services, Inc.|12000
GBT|GLOBAL BLOOD THER CM|SWIM|TD Ameritrade, Inc.|2339163
GBT|GLOBAL BLOOD THER CM|SWST|Hilltop Securities Inc.|1240
GBT|GLOBAL BLOOD THER CM|TKNG|ALLY INVEST SECURITIES LLC|8358
GBT|GLOBAL BLOOD THER CM|TRBT|Tradebot Systems, Inc.|70138
GBT|GLOBAL BLOOD THER CM|TRCM|TRC MARKETS LLC|62784
GBT|GLOBAL BLOOD THER CM|TWTT|TASTYWORKS, INC.|815
GBT|GLOBAL BLOOD THER CM|UBSA|UBS SECURITIES LLC|1648676
GBT|GLOBAL BLOOD THER CM|UBSS|UBS Securities LLC|2663744
GBT|GLOBAL BLOOD THER CM|VALX|VIRTU AMERICAS LLC|90618
GBT|GLOBAL BLOOD THER CM|VGRD|Vanguard Marketing Corporation|56770
GBT|GLOBAL BLOOD THER CM|VIEW|VIEWTRADE SECURITIES LLC|191
GBT|GLOBAL BLOOD THER CM|WBLR|WILLIAM BLAIR|3130
GBT|GLOBAL BLOOD THER CM|WBPX|SUMMIT SECURITIES GROUP, LLC|9150
GBT|GLOBAL BLOOD THER CM|WCHV|WELLS FARGO SECURITIES, LLC|308715
GBT|GLOBAL BLOOD THER CM|WDNX|WEEDEN & CO.L.P.|400
GBT|GLOBAL BLOOD THER CM|WEDB|WEDBUSH SECURITIES INC.|67664
GBT|GLOBAL BLOOD THER CM|WEED|Weeden & Co.L.P.|115
GBT|GLOBAL BLOOD THER CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41449
GBT|GLOBAL BLOOD THER CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|114216
GBT|GLOBAL BLOOD THER CM|WGIF|CIBC World Markets Inc.|26930
GBT|GLOBAL BLOOD THER CM|WHOT|JUST2TRADE, INC.|150
GBT|GLOBAL BLOOD THER CM|WSEA|WOLVERINE SECURITIES, LLC|20838
GBT|GLOBAL BLOOD THER CM|XIST|INSTINET, LLC|32600
GBT|GLOBAL BLOOD THER CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|268864
GBT|GLOBAL BLOOD THER CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12021
GBX|GREENBRIER CO INC|ANOS|ABEL/NOSER, L.L.C.|840
GBX|GREENBRIER CO INC|APCC|Apex Clearing Corporation|26
GBX|GREENBRIER CO INC|BARD|Robert W. Baird & Co. Incorporated|136
GBX|GREENBRIER CO INC|BATM|CBOE TRADING, INC.|6471
GBX|GREENBRIER CO INC|BBNT|BB&T SECURITIES, LLC|625
GBX|GREENBRIER CO INC|BERN|Sanford C. Bernstein & Co., LLC|15638
GBX|GREENBRIER CO INC|BIDS|BIDS TRADING L.P.|300
GBX|GREENBRIER CO INC|BIMI|Banca IMI Securities Corp.|17
GBX|GREENBRIER CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2679
GBX|GREENBRIER CO INC|BLKX|INSTINET, LLC|48000
GBX|GREENBRIER CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|6282
GBX|GREENBRIER CO INC|BRVL|BLAYLOCK VAN, LLC|200
GBX|GREENBRIER CO INC|BTIG|BTIG, LLC|1200
GBX|GREENBRIER CO INC|BYXM|CBOE TRADING, INC.|712
GBX|GREENBRIER CO INC|BZYD|GOLDMAN SACHS & CO. LLC|769
GBX|GREENBRIER CO INC|CANT|Cantor Fitzgerald & Co.|200
GBX|GREENBRIER CO INC|CHAS|Charles Schwab & Co., Inc.|1774
GBX|GREENBRIER CO INC|CIST|Capital Institutional Services, Inc.|441
GBX|GREENBRIER CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20351
GBX|GREENBRIER CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3940
GBX|GREENBRIER CO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
GBX|GREENBRIER CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|230946
GBX|GREENBRIER CO INC|CTDL|Citadel Derivatives Group Llc|5209
GBX|GREENBRIER CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|46702
GBX|GREENBRIER CO INC|DADA|D.A. Davidson & Co.|1080
GBX|GREENBRIER CO INC|DBAB|Deutsche Bank Securities Inc.|78240
GBX|GREENBRIER CO INC|DBAX|Deutsche Bank Securities Inc.|285400
GBX|GREENBRIER CO INC|DCHF|Dart Executions, LLC|237
GBX|GREENBRIER CO INC|DEAN|MORGAN STANLEY|1301
GBX|GREENBRIER CO INC|DEGS|RONIN PROFESSIONAL LLC|600
GBX|GREENBRIER CO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3176
GBX|GREENBRIER CO INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|300
GBX|GREENBRIER CO INC|EBXL|EBX LLC|65100
GBX|GREENBRIER CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|19086
GBX|GREENBRIER CO INC|EDJO|Edward D. Jones & Co., L.P.|102
GBX|GREENBRIER CO INC|EGAM|CBOE TRADING, INC.|11273
GBX|GREENBRIER CO INC|EGAW|CBOE TRADING, INC.|237
GBX|GREENBRIER CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
GBX|GREENBRIER CO INC|EGXM|CBOE TRADING, INC.|729
GBX|GREENBRIER CO INC|ETBE|Electronic Transaction Clearing, Inc.|200
GBX|GREENBRIER CO INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
GBX|GREENBRIER CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10510
GBX|GREENBRIER CO INC|ETRS|E*Trade Securities LLC|13159
GBX|GREENBRIER CO INC|FILL|Tradestation Securities, Inc.|1659
GBX|GREENBRIER CO INC|FMAF|NBCN Inc./ CDS|702
GBX|GREENBRIER CO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|711
GBX|GREENBRIER CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23596
GBX|GREENBRIER CO INC|FTBR|Foliofn Investments, Inc.|895
GBX|GREENBRIER CO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|315
GBX|GREENBRIER CO INC|GLPX|ACS EXECUTION SERVICES, LLC|2705
GBX|GREENBRIER CO INC|GSCO|GOLDMAN SACHS & CO. LLC|321593
GBX|GREENBRIER CO INC|GSCS|GOLDMAN SACHS & CO. LLC|4627
GBX|GREENBRIER CO INC|GSLT|GOLDMAN SACHS & CO. LLC|945
GBX|GREENBRIER CO INC|GTSZ|GTS SECURITIES LLC|41221
GBX|GREENBRIER CO INC|HPPX|POTAMUS TRADING, LLC|161
GBX|GREENBRIER CO INC|HRBF|American Enterprise Investment Services Inc.|438
GBX|GREENBRIER CO INC|IATS|INTERACTIVE BROKERS LLC|3310
GBX|GREENBRIER CO INC|IBKR|Interactive Brokers Llc|26731
GBX|GREENBRIER CO INC|ICBX|INSTINET, LLC|19800
GBX|GREENBRIER CO INC|IEQY|CITADEL SECURITIES LLC|9883
GBX|GREENBRIER CO INC|INCA|INSTINET, LLC|39798
GBX|GREENBRIER CO INC|INJX|INSTINET, LLC|11113
GBX|GREENBRIER CO INC|ITGI|ITG Inc.|44991
GBX|GREENBRIER CO INC|ITGP|ITG INC.|78200
GBX|GREENBRIER CO INC|JANY|Janney Montgomery Scott Inc.|1921
GBX|GREENBRIER CO INC|JEFF|JEFFERIES LLC|95116
GBX|GREENBRIER CO INC|JMPT|JUMP TRADING, LLC|7118
GBX|GREENBRIER CO INC|JONE|JonesTrading|607
GBX|GREENBRIER CO INC|JPBX|J.P. MORGAN SECURITIES LLC|7599
GBX|GREENBRIER CO INC|JPMX|J.P. Morgan Securities LLC|174690
GBX|GREENBRIER CO INC|JRCO|Johnson Rice & Company L.L.C.|100
GBX|GREENBRIER CO INC|JSJX|JANE STREET CAPITAL LLC|9029
GBX|GREENBRIER CO INC|KCGM|VIRTU Americas LLC|27850
GBX|GREENBRIER CO INC|KEYB|KEYBANC CAPITAL MARKETS INC.|37593
GBX|GREENBRIER CO INC|LEHM|Barclays Capital Inc./Le|206696
GBX|GREENBRIER CO INC|LIME|Lime Brokerage LLC|6529
GBX|GREENBRIER CO INC|LQNA|LIQUIDNET, INC.|37300
GBX|GREENBRIER CO INC|LSCI|Lek Securities Corporation|9166
GBX|GREENBRIER CO INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GBX|GREENBRIER CO INC|MBTS|ALLY INVEST SECURITIES LLC|220
GBX|GREENBRIER CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93022
GBX|GREENBRIER CO INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1324
GBX|GREENBRIER CO INC|MSCO|MORGAN STANLEY & CO. LLC|229222
GBX|GREENBRIER CO INC|MSPL|MORGAN STANLEY & CO. LLC|257900
GBX|GREENBRIER CO INC|MSTX|MORGAN STANLEY & CO. LLC|47400
GBX|GREENBRIER CO INC|MTON|MILLINGTON SECURITIES, INC.|32552
GBX|GREENBRIER CO INC|NATL|National Securities Corporation|420
GBX|GREENBRIER CO INC|NBCS|NBC Securities, INC.|1000
GBX|GREENBRIER CO INC|NFSC|National Financial Services LLC|85840
GBX|GREENBRIER CO INC|NITE|VIRTU Americas LLC|193747
GBX|GREENBRIER CO INC|NITP|VIRTU Americas LLC|100
GBX|GREENBRIER CO INC|NQRB|Brut, LLC|5776
GBX|GREENBRIER CO INC|NTBF|BMO Nesbitt Burns Inc./CDS|300
GBX|GREENBRIER CO INC|NTRC|Northern Trust Securities, Inc.|1041
GBX|GREENBRIER CO INC|OPCO|Oppenheimer & Co. Inc.|9987
GBX|GREENBRIER CO INC|PDQM|CODA MARKETS, INC.|22351
GBX|GREENBRIER CO INC|PUMA|Puma Capital, Llc|36352
GBX|GREENBRIER CO INC|PWJC|UBS Financial Services, Inc.|250
GBX|GREENBRIER CO INC|QMSR|QUATTRO M SECURITIES INC.|536
GBX|GREENBRIER CO INC|RBCM|RBC CAPITAL MARKETS, LLC|795
GBX|GREENBRIER CO INC|RHCO|Suntrust Robinson Humphrey, Inc.|3200
GBX|GREENBRIER CO INC|SAGL|SAGETRADER, LLC|500
GBX|GREENBRIER CO INC|SAGW|SAGETRADER, LLC|100
GBX|GREENBRIER CO INC|SALI|INTL FCSTONE FINANCIAL INC.|500
GBX|GREENBRIER CO INC|SBRX|MURIEL SIEBERT & CO INC|100
GBX|GREENBRIER CO INC|SBSH|Citigroup Global Markets Inc.|44009
GBX|GREENBRIER CO INC|SGMT|GOLDMAN SACHS & CO. LLC|62808
GBX|GREENBRIER CO INC|SIBO|Prime Executions, Inc.|720
GBX|GREENBRIER CO INC|SPDR|SPEEDROUTE LLC|11140
GBX|GREENBRIER CO INC|SPHN|Stephens Inc.|100
GBX|GREENBRIER CO INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2950
GBX|GREENBRIER CO INC|STFC|Stuart Frankel & Co., Incorporated|3152
GBX|GREENBRIER CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|4491
GBX|GREENBRIER CO INC|STKP|STOCKPILE INVESTMENTS, INC.|44
GBX|GREENBRIER CO INC|SWIM|TD Ameritrade, Inc.|135832
GBX|GREENBRIER CO INC|SWST|Hilltop Securities Inc.|300
GBX|GREENBRIER CO INC|TKNG|ALLY INVEST SECURITIES LLC|309
GBX|GREENBRIER CO INC|TMBR|Timber Hill LLC|25
GBX|GREENBRIER CO INC|TRBT|Tradebot Systems, Inc.|23852
GBX|GREENBRIER CO INC|TRCM|TRC MARKETS LLC|19681
GBX|GREENBRIER CO INC|TWTT|TASTYWORKS, INC.|200
GBX|GREENBRIER CO INC|UBSA|UBS SECURITIES LLC|395914
GBX|GREENBRIER CO INC|UBSS|UBS Securities LLC|313408
GBX|GREENBRIER CO INC|VALX|VIRTU AMERICAS LLC|14231
GBX|GREENBRIER CO INC|VGRD|Vanguard Marketing Corporation|42940
GBX|GREENBRIER CO INC|WBLR|WILLIAM BLAIR|500
GBX|GREENBRIER CO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
GBX|GREENBRIER CO INC|WCHV|WELLS FARGO SECURITIES, LLC|66574
GBX|GREENBRIER CO INC|WEDB|WEDBUSH SECURITIES INC.|268
GBX|GREENBRIER CO INC|WEED|Weeden & Co.L.P.|1610
GBX|GREENBRIER CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5182
GBX|GREENBRIER CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37708
GBX|GREENBRIER CO INC|WSAG|WALL STREET ACCESS|360
GBX|GREENBRIER CO INC|WSEA|WOLVERINE SECURITIES, LLC|6253
GBX|GREENBRIER CO INC|XIST|INSTINET, LLC|15400
GBX|GREENBRIER CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|25814
GBX|GREENBRIER CO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3537
GCAP|GAIN CAPITAL HLDGS|ALTX|Alternet Securities Inc.|2400
GCAP|GAIN CAPITAL HLDGS|APCC|Apex Clearing Corporation|1016
GCAP|GAIN CAPITAL HLDGS|AQUA|AQUA SECURITIES L.P.|4200
GCAP|GAIN CAPITAL HLDGS|BATM|CBOE TRADING, INC.|245
GCAP|GAIN CAPITAL HLDGS|BERN|Sanford C. Bernstein & Co., LLC|12470
GCAP|GAIN CAPITAL HLDGS|BIMI|Banca IMI Securities Corp.|6200
GCAP|GAIN CAPITAL HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5967
GCAP|GAIN CAPITAL HLDGS|BLKX|INSTINET, LLC|51400
GCAP|GAIN CAPITAL HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|2983
GCAP|GAIN CAPITAL HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|300
GCAP|GAIN CAPITAL HLDGS|CHAS|Charles Schwab & Co., Inc.|3005
GCAP|GAIN CAPITAL HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|649
GCAP|GAIN CAPITAL HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64243
GCAP|GAIN CAPITAL HLDGS|CSMS|CORNERSTONE MACRO LLC|200
GCAP|GAIN CAPITAL HLDGS|CTDL|Citadel Derivatives Group Llc|3111
GCAP|GAIN CAPITAL HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|15198
GCAP|GAIN CAPITAL HLDGS|DADA|D.A. Davidson & Co.|1640
GCAP|GAIN CAPITAL HLDGS|DBAB|Deutsche Bank Securities Inc.|41289
GCAP|GAIN CAPITAL HLDGS|DBAX|Deutsche Bank Securities Inc.|44000
GCAP|GAIN CAPITAL HLDGS|DEAN|MORGAN STANLEY|2720
GCAP|GAIN CAPITAL HLDGS|DEGS|RONIN PROFESSIONAL LLC|1987
GCAP|GAIN CAPITAL HLDGS|EBXL|EBX LLC|22100
GCAP|GAIN CAPITAL HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|490
GCAP|GAIN CAPITAL HLDGS|EDJC|Edward Jones / CDS|211
GCAP|GAIN CAPITAL HLDGS|EDJO|Edward D. Jones & Co., L.P.|8275
GCAP|GAIN CAPITAL HLDGS|EGAM|CBOE TRADING, INC.|12678
GCAP|GAIN CAPITAL HLDGS|EGXM|CBOE TRADING, INC.|100
GCAP|GAIN CAPITAL HLDGS|ETBE|Electronic Transaction Clearing, Inc.|2230
GCAP|GAIN CAPITAL HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
GCAP|GAIN CAPITAL HLDGS|ETRS|E*Trade Securities LLC|88652
GCAP|GAIN CAPITAL HLDGS|EVRS|E1 ASSET MANAGEMENT, INC.|1020
GCAP|GAIN CAPITAL HLDGS|FILL|Tradestation Securities, Inc.|28878
GCAP|GAIN CAPITAL HLDGS|FMAF|NBCN Inc./ CDS|2300
GCAP|GAIN CAPITAL HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|807
GCAP|GAIN CAPITAL HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30868
GCAP|GAIN CAPITAL HLDGS|FTBR|Foliofn Investments, Inc.|17116
GCAP|GAIN CAPITAL HLDGS|GLIS|TD Securities Inc|6313
GCAP|GAIN CAPITAL HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|24043
GCAP|GAIN CAPITAL HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|134230
GCAP|GAIN CAPITAL HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|2758
GCAP|GAIN CAPITAL HLDGS|GTSZ|GTS SECURITIES LLC|9341
GCAP|GAIN CAPITAL HLDGS|HRBF|American Enterprise Investment Services Inc.|2303
GCAP|GAIN CAPITAL HLDGS|IATS|INTERACTIVE BROKERS LLC|10169
GCAP|GAIN CAPITAL HLDGS|IBKR|Interactive Brokers Llc|33583
GCAP|GAIN CAPITAL HLDGS|ICBX|INSTINET, LLC|15710
GCAP|GAIN CAPITAL HLDGS|IEQY|CITADEL SECURITIES LLC|12883
GCAP|GAIN CAPITAL HLDGS|INCA|INSTINET, LLC|51425
GCAP|GAIN CAPITAL HLDGS|INJX|INSTINET, LLC|100
GCAP|GAIN CAPITAL HLDGS|INTL|INTL FCSTONE FINANCIAL INC.|200
GCAP|GAIN CAPITAL HLDGS|ITGI|ITG Inc.|17240
GCAP|GAIN CAPITAL HLDGS|ITGP|ITG INC.|23000
GCAP|GAIN CAPITAL HLDGS|JANY|Janney Montgomery Scott Inc.|500
GCAP|GAIN CAPITAL HLDGS|JEFF|JEFFERIES LLC|5768
GCAP|GAIN CAPITAL HLDGS|JMPT|JUMP TRADING, LLC|4348
GCAP|GAIN CAPITAL HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|3334
GCAP|GAIN CAPITAL HLDGS|JPMX|J.P. Morgan Securities LLC|77948
GCAP|GAIN CAPITAL HLDGS|JSJX|JANE STREET CAPITAL LLC|1263
GCAP|GAIN CAPITAL HLDGS|KCGM|VIRTU Americas LLC|10294
GCAP|GAIN CAPITAL HLDGS|LEHM|Barclays Capital Inc./Le|131553
GCAP|GAIN CAPITAL HLDGS|LIME|Lime Brokerage LLC|5370
GCAP|GAIN CAPITAL HLDGS|LOOP|Loop Capital Markets LLC|1025
GCAP|GAIN CAPITAL HLDGS|LSCI|Lek Securities Corporation|217
GCAP|GAIN CAPITAL HLDGS|MAXM|Maxim Group LLC|1900
GCAP|GAIN CAPITAL HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58888
GCAP|GAIN CAPITAL HLDGS|MOTF|MOTIF INVESTING, INC.|90
GCAP|GAIN CAPITAL HLDGS|MSCO|MORGAN STANLEY & CO. LLC|2166777
GCAP|GAIN CAPITAL HLDGS|MSPL|MORGAN STANLEY & CO. LLC|76600
GCAP|GAIN CAPITAL HLDGS|MSTX|MORGAN STANLEY & CO. LLC|18900
GCAP|GAIN CAPITAL HLDGS|MTON|MILLINGTON SECURITIES, INC.|75450
GCAP|GAIN CAPITAL HLDGS|NATL|National Securities Corporation|6580
GCAP|GAIN CAPITAL HLDGS|NFSC|National Financial Services LLC|224136
GCAP|GAIN CAPITAL HLDGS|NITE|VIRTU Americas LLC|378368
GCAP|GAIN CAPITAL HLDGS|NQRB|Brut, LLC|9336
GCAP|GAIN CAPITAL HLDGS|NTBF|BMO Nesbitt Burns Inc./CDS|411
GCAP|GAIN CAPITAL HLDGS|OPCO|Oppenheimer & Co. Inc.|500
GCAP|GAIN CAPITAL HLDGS|PDQM|CODA MARKETS, INC.|2400
GCAP|GAIN CAPITAL HLDGS|PHLY|NASDAQ Execution Services, LLC|800
GCAP|GAIN CAPITAL HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|6405
GCAP|GAIN CAPITAL HLDGS|ROBT|Robotti & Company, LLC|15425
GCAP|GAIN CAPITAL HLDGS|SALI|INTL FCSTONE FINANCIAL INC.|300
GCAP|GAIN CAPITAL HLDGS|SBSH|Citigroup Global Markets Inc.|30634
GCAP|GAIN CAPITAL HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|17423
GCAP|GAIN CAPITAL HLDGS|SOGO|Wang Investment Associates, Inc.|100
GCAP|GAIN CAPITAL HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|21
GCAP|GAIN CAPITAL HLDGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3100
GCAP|GAIN CAPITAL HLDGS|SWIM|TD Ameritrade, Inc.|295885
GCAP|GAIN CAPITAL HLDGS|TKNG|ALLY INVEST SECURITIES LLC|383
GCAP|GAIN CAPITAL HLDGS|TRBT|Tradebot Systems, Inc.|37138
GCAP|GAIN CAPITAL HLDGS|TRCM|TRC MARKETS LLC|5506
GCAP|GAIN CAPITAL HLDGS|UBSA|UBS SECURITIES LLC|184130
GCAP|GAIN CAPITAL HLDGS|UBSS|UBS Securities LLC|199641
GCAP|GAIN CAPITAL HLDGS|VALX|VIRTU AMERICAS LLC|9509
GCAP|GAIN CAPITAL HLDGS|VGRD|Vanguard Marketing Corporation|6466
GCAP|GAIN CAPITAL HLDGS|VNDS|VANDHAM SECURITIES CORP|1300
GCAP|GAIN CAPITAL HLDGS|WABR|Wall Street Access|38300
GCAP|GAIN CAPITAL HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|19064
GCAP|GAIN CAPITAL HLDGS|WEED|Weeden & Co.L.P.|570
GCAP|GAIN CAPITAL HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1818
GCAP|GAIN CAPITAL HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|68596
GCAP|GAIN CAPITAL HLDGS|WGIF|CIBC World Markets Inc.|200
GCAP|GAIN CAPITAL HLDGS|WSEA|WOLVERINE SECURITIES, LLC|944
GCAP|GAIN CAPITAL HLDGS|XIST|INSTINET, LLC|31000
GCAP|GAIN CAPITAL HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
GCAP|GAIN CAPITAL HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|400
GCAP|GAIN CAPITAL HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6275
GCBC|GREENE COUNTY BNCP|APCC|Apex Clearing Corporation|11
GCBC|GREENE COUNTY BNCP|BARD|Robert W. Baird & Co. Incorporated|2
GCBC|GREENE COUNTY BNCP|BATM|CBOE TRADING, INC.|457
GCBC|GREENE COUNTY BNCP|BMOC|BMO Capital Markets Corp.|486
GCBC|GREENE COUNTY BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|225
GCBC|GREENE COUNTY BNCP|BTIG|BTIG, LLC|30
GCBC|GREENE COUNTY BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2735
GCBC|GREENE COUNTY BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4093
GCBC|GREENE COUNTY BNCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|780
GCBC|GREENE COUNTY BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1477
GCBC|GREENE COUNTY BNCP|CTDL|Citadel Derivatives Group Llc|306
GCBC|GREENE COUNTY BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|172
GCBC|GREENE COUNTY BNCP|DBAB|Deutsche Bank Securities Inc.|9253
GCBC|GREENE COUNTY BNCP|DBAX|Deutsche Bank Securities Inc.|2000
GCBC|GREENE COUNTY BNCP|DEGS|RONIN PROFESSIONAL LLC|202
GCBC|GREENE COUNTY BNCP|EBXL|EBX LLC|1500
GCBC|GREENE COUNTY BNCP|EGAM|CBOE TRADING, INC.|500
GCBC|GREENE COUNTY BNCP|ETRS|E*Trade Securities LLC|2135
GCBC|GREENE COUNTY BNCP|FBCO|Credit Suisse Securities (USA) LLC|2148
GCBC|GREENE COUNTY BNCP|FOMA|TD AMERITRADE CLEARING, INC.|7464
GCBC|GREENE COUNTY BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34
GCBC|GREENE COUNTY BNCP|FTBR|Foliofn Investments, Inc.|17
GCBC|GREENE COUNTY BNCP|GEBB|GLOBAL EXECUTION BROKERS, LP|300
GCBC|GREENE COUNTY BNCP|GLPX|ACS EXECUTION SERVICES, LLC|56
GCBC|GREENE COUNTY BNCP|GSCO|GOLDMAN SACHS & CO. LLC|4589
GCBC|GREENE COUNTY BNCP|GSCS|GOLDMAN SACHS & CO. LLC|4
GCBC|GREENE COUNTY BNCP|GSLT|GOLDMAN SACHS & CO. LLC|100
GCBC|GREENE COUNTY BNCP|GTSZ|GTS SECURITIES LLC|659
GCBC|GREENE COUNTY BNCP|IBKR|Interactive Brokers Llc|5073
GCBC|GREENE COUNTY BNCP|ICBX|INSTINET, LLC|100
GCBC|GREENE COUNTY BNCP|IEQY|CITADEL SECURITIES LLC|586
GCBC|GREENE COUNTY BNCP|INCA|INSTINET, LLC|5469
GCBC|GREENE COUNTY BNCP|INJX|INSTINET, LLC|50
GCBC|GREENE COUNTY BNCP|ITGI|ITG Inc.|354
GCBC|GREENE COUNTY BNCP|ITGP|ITG INC.|11200
GCBC|GREENE COUNTY BNCP|JEFF|JEFFERIES LLC|879
GCBC|GREENE COUNTY BNCP|JPMX|J.P. Morgan Securities LLC|238
GCBC|GREENE COUNTY BNCP|LEHM|Barclays Capital Inc./Le|1927
GCBC|GREENE COUNTY BNCP|LIME|Lime Brokerage LLC|5526
GCBC|GREENE COUNTY BNCP|LMGP|LIME BROKERAGE LLC|4472
GCBC|GREENE COUNTY BNCP|MAXM|Maxim Group LLC|238
GCBC|GREENE COUNTY BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
GCBC|GREENE COUNTY BNCP|MSCO|MORGAN STANLEY & CO. LLC|14268
GCBC|GREENE COUNTY BNCP|MSPL|MORGAN STANLEY & CO. LLC|1000
GCBC|GREENE COUNTY BNCP|NFSC|National Financial Services LLC|500
GCBC|GREENE COUNTY BNCP|NITE|VIRTU Americas LLC|4902
GCBC|GREENE COUNTY BNCP|PDQM|CODA MARKETS, INC.|851
GCBC|GREENE COUNTY BNCP|RAJA|Raymond James & Associates, Inc.|2
GCBC|GREENE COUNTY BNCP|SBSH|Citigroup Global Markets Inc.|2736
GCBC|GREENE COUNTY BNCP|SGMT|GOLDMAN SACHS & CO. LLC|555
GCBC|GREENE COUNTY BNCP|SPDR|SPEEDROUTE LLC|221
GCBC|GREENE COUNTY BNCP|SPTD|MINT GLOBAL MARKETS, INC.|991
GCBC|GREENE COUNTY BNCP|SWIM|TD Ameritrade, Inc.|2000
GCBC|GREENE COUNTY BNCP|TMBR|Timber Hill LLC|119
GCBC|GREENE COUNTY BNCP|TRCM|TRC MARKETS LLC|554
GCBC|GREENE COUNTY BNCP|UBSA|UBS SECURITIES LLC|2456
GCBC|GREENE COUNTY BNCP|UBSS|UBS Securities LLC|6818
GCBC|GREENE COUNTY BNCP|VALX|VIRTU AMERICAS LLC|569
GCBC|GREENE COUNTY BNCP|WCHV|WELLS FARGO SECURITIES, LLC|320
GCBC|GREENE COUNTY BNCP|WSEA|WOLVERINE SECURITIES, LLC|2
GCBC|GREENE COUNTY BNCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GCBC|GREENE COUNTY BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
GCC|WT CONT COM IX FD|ALTX|Alternet Securities Inc.|400
GCC|WT CONT COM IX FD|APCC|Apex Clearing Corporation|23
GCC|WT CONT COM IX FD|BATM|CBOE TRADING, INC.|62972
GCC|WT CONT COM IX FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|770
GCC|WT CONT COM IX FD|CANT|Cantor Fitzgerald & Co.|1371
GCC|WT CONT COM IX FD|CHAS|Charles Schwab & Co., Inc.|15
GCC|WT CONT COM IX FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
GCC|WT CONT COM IX FD|DADA|D.A. Davidson & Co.|196
GCC|WT CONT COM IX FD|DBAX|Deutsche Bank Securities Inc.|25400
GCC|WT CONT COM IX FD|DEAN|MORGAN STANLEY|69
GCC|WT CONT COM IX FD|DEGS|RONIN PROFESSIONAL LLC|200
GCC|WT CONT COM IX FD|EBXL|EBX LLC|26500
GCC|WT CONT COM IX FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
GCC|WT CONT COM IX FD|EDJO|Edward D. Jones & Co., L.P.|200
GCC|WT CONT COM IX FD|EGAM|CBOE TRADING, INC.|2840
GCC|WT CONT COM IX FD|ETRS|E*Trade Securities LLC|1870
GCC|WT CONT COM IX FD|FBSB|U.S. Bancorp Investments, Inc.|24
GCC|WT CONT COM IX FD|FMAF|NBCN Inc./ CDS|3005
GCC|WT CONT COM IX FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50
GCC|WT CONT COM IX FD|FTBR|Foliofn Investments, Inc.|6
GCC|WT CONT COM IX FD|GLIS|TD Securities Inc|2816
GCC|WT CONT COM IX FD|GSCO|GOLDMAN SACHS & CO. LLC|2129
GCC|WT CONT COM IX FD|HRBF|American Enterprise Investment Services Inc.|3745
GCC|WT CONT COM IX FD|IBKR|Interactive Brokers Llc|6761
GCC|WT CONT COM IX FD|ICBX|INSTINET, LLC|15400
GCC|WT CONT COM IX FD|ITGI|ITG Inc.|4524
GCC|WT CONT COM IX FD|ITGP|ITG INC.|5000
GCC|WT CONT COM IX FD|JANY|Janney Montgomery Scott Inc.|100
GCC|WT CONT COM IX FD|JPMX|J.P. Morgan Securities LLC|26234
GCC|WT CONT COM IX FD|JSJX|JANE STREET CAPITAL LLC|137691
GCC|WT CONT COM IX FD|KCGM|VIRTU Americas LLC|29576
GCC|WT CONT COM IX FD|LEHM|Barclays Capital Inc./Le|29800
GCC|WT CONT COM IX FD|LIME|Lime Brokerage LLC|1165
GCC|WT CONT COM IX FD|MACC|Mid Atlantic Capital Corporation|49
GCC|WT CONT COM IX FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17200
GCC|WT CONT COM IX FD|MSCO|MORGAN STANLEY & CO. LLC|20774
GCC|WT CONT COM IX FD|MSPL|MORGAN STANLEY & CO. LLC|15600
GCC|WT CONT COM IX FD|NFSC|National Financial Services LLC|51219
GCC|WT CONT COM IX FD|NITE|VIRTU Americas LLC|49306
GCC|WT CONT COM IX FD|OPCO|Oppenheimer & Co. Inc.|290
GCC|WT CONT COM IX FD|PWJC|UBS Financial Services, Inc.|2000
GCC|WT CONT COM IX FD|RBCM|RBC CAPITAL MARKETS, LLC|530
GCC|WT CONT COM IX FD|SGMT|GOLDMAN SACHS & CO. LLC|10491
GCC|WT CONT COM IX FD|STFL|Stifel, Nicolaus & Company, Incorporated|272
GCC|WT CONT COM IX FD|SWIM|TD Ameritrade, Inc.|100
GCC|WT CONT COM IX FD|UBSA|UBS SECURITIES LLC|42471
GCC|WT CONT COM IX FD|UBSS|UBS Securities LLC|62415
GCC|WT CONT COM IX FD|VGRD|Vanguard Marketing Corporation|6097
GCC|WT CONT COM IX FD|WCHV|WELLS FARGO SECURITIES, LLC|20498
GCC|WT CONT COM IX FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2388
GCC|WT CONT COM IX FD|WSEA|WOLVERINE SECURITIES, LLC|148
GCC|WT CONT COM IX FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15664
GCE|CLAYMORE CEF CONNECT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
GCE|CLAYMORE CEF CONNECT|FTBR|Foliofn Investments, Inc.|13
GCE|CLAYMORE CEF CONNECT|IBKR|Interactive Brokers Llc|1000
GCE|CLAYMORE CEF CONNECT|NFSC|National Financial Services LLC|620
GCE|CLAYMORE CEF CONNECT|UBSA|UBS SECURITIES LLC|375
GCE|CLAYMORE CEF CONNECT|UBSS|UBS Securities LLC|825
GCI|GANNETT CO. INC. NEW|ALTX|Alternet Securities Inc.|10436
GCI|GANNETT CO. INC. NEW|APCC|Apex Clearing Corporation|5812
GCI|GANNETT CO. INC. NEW|BARD|Robert W. Baird & Co. Incorporated|1079
GCI|GANNETT CO. INC. NEW|BATM|CBOE TRADING, INC.|3959
GCI|GANNETT CO. INC. NEW|BAYT|BTIG, LLC|100
GCI|GANNETT CO. INC. NEW|BBNT|BB&T SECURITIES, LLC|273
GCI|GANNETT CO. INC. NEW|BERN|Sanford C. Bernstein & Co., LLC|3660
GCI|GANNETT CO. INC. NEW|BIDS|BIDS TRADING L.P.|5400
GCI|GANNETT CO. INC. NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7648
GCI|GANNETT CO. INC. NEW|BNPX|BNP PARIBAS SECURITIES CORP.|25319
GCI|GANNETT CO. INC. NEW|BRVL|BLAYLOCK VAN, LLC|2100
GCI|GANNETT CO. INC. NEW|BTIG|BTIG, LLC|601977
GCI|GANNETT CO. INC. NEW|BZYD|GOLDMAN SACHS & CO. LLC|3500
GCI|GANNETT CO. INC. NEW|CANT|Cantor Fitzgerald & Co.|919
GCI|GANNETT CO. INC. NEW|CHAS|Charles Schwab & Co., Inc.|6168
GCI|GANNETT CO. INC. NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60603
GCI|GANNETT CO. INC. NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|260721
GCI|GANNETT CO. INC. NEW|CTDL|Citadel Derivatives Group Llc|3473
GCI|GANNETT CO. INC. NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|123818
GCI|GANNETT CO. INC. NEW|DADA|D.A. Davidson & Co.|432
GCI|GANNETT CO. INC. NEW|DAVA|Davenport & Company LLC|1
GCI|GANNETT CO. INC. NEW|DBAB|Deutsche Bank Securities Inc.|686148
GCI|GANNETT CO. INC. NEW|DBAX|Deutsche Bank Securities Inc.|308000
GCI|GANNETT CO. INC. NEW|DBUL|Deutsche Bank Securities Inc.|599
GCI|GANNETT CO. INC. NEW|DEAN|MORGAN STANLEY|745
GCI|GANNETT CO. INC. NEW|DEGS|RONIN PROFESSIONAL LLC|400
GCI|GANNETT CO. INC. NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|128
GCI|GANNETT CO. INC. NEW|EBXL|EBX LLC|156500
GCI|GANNETT CO. INC. NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|3861
GCI|GANNETT CO. INC. NEW|EDJO|Edward D. Jones & Co., L.P.|331
GCI|GANNETT CO. INC. NEW|EGAM|CBOE TRADING, INC.|1727
GCI|GANNETT CO. INC. NEW|EGXM|CBOE TRADING, INC.|29179
GCI|GANNETT CO. INC. NEW|ESPO|ESPOSITO SECURITIES, LLC|2968
GCI|GANNETT CO. INC. NEW|ETBE|Electronic Transaction Clearing, Inc.|6841
GCI|GANNETT CO. INC. NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
GCI|GANNETT CO. INC. NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
GCI|GANNETT CO. INC. NEW|ETRS|E*Trade Securities LLC|23488
GCI|GANNETT CO. INC. NEW|FBSB|U.S. Bancorp Investments, Inc.|134
GCI|GANNETT CO. INC. NEW|FILL|Tradestation Securities, Inc.|6804
GCI|GANNETT CO. INC. NEW|FMAF|NBCN Inc./ CDS|2884
GCI|GANNETT CO. INC. NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6604
GCI|GANNETT CO. INC. NEW|FQLS|Quantlab Securities LP|152418
GCI|GANNETT CO. INC. NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112303
GCI|GANNETT CO. INC. NEW|FTBR|Foliofn Investments, Inc.|8651
GCI|GANNETT CO. INC. NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
GCI|GANNETT CO. INC. NEW|GLIS|TD Securities Inc|100
GCI|GANNETT CO. INC. NEW|GLPX|ACS EXECUTION SERVICES, LLC|1099
GCI|GANNETT CO. INC. NEW|GSCO|GOLDMAN SACHS & CO. LLC|898051
GCI|GANNETT CO. INC. NEW|GSCS|GOLDMAN SACHS & CO. LLC|46236
GCI|GANNETT CO. INC. NEW|GSLT|GOLDMAN SACHS & CO. LLC|6704
GCI|GANNETT CO. INC. NEW|GTSZ|GTS SECURITIES LLC|50945
GCI|GANNETT CO. INC. NEW|HRBF|American Enterprise Investment Services Inc.|406
GCI|GANNETT CO. INC. NEW|HSBC|HSBC Securities, Inc.|4764
GCI|GANNETT CO. INC. NEW|IATS|INTERACTIVE BROKERS LLC|33234
GCI|GANNETT CO. INC. NEW|IBKR|Interactive Brokers Llc|26955
GCI|GANNETT CO. INC. NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3145
GCI|GANNETT CO. INC. NEW|ICBX|INSTINET, LLC|91665
GCI|GANNETT CO. INC. NEW|IEQY|CITADEL SECURITIES LLC|20731
GCI|GANNETT CO. INC. NEW|INCA|INSTINET, LLC|180944
GCI|GANNETT CO. INC. NEW|INJX|INSTINET, LLC|15305
GCI|GANNETT CO. INC. NEW|ITGI|ITG Inc.|92497
GCI|GANNETT CO. INC. NEW|ITGP|ITG INC.|301200
GCI|GANNETT CO. INC. NEW|JANY|Janney Montgomery Scott Inc.|2520
GCI|GANNETT CO. INC. NEW|JEFF|JEFFERIES LLC|46438
GCI|GANNETT CO. INC. NEW|JMPT|JUMP TRADING, LLC|72171
GCI|GANNETT CO. INC. NEW|JPBX|J.P. MORGAN SECURITIES LLC|192784
GCI|GANNETT CO. INC. NEW|JPMX|J.P. Morgan Securities LLC|521390
GCI|GANNETT CO. INC. NEW|JSEB|JANE STREET EXECUTION SERVICES, LLC|108
GCI|GANNETT CO. INC. NEW|JSJX|JANE STREET CAPITAL LLC|2944
GCI|GANNETT CO. INC. NEW|KCGM|VIRTU Americas LLC|63044
GCI|GANNETT CO. INC. NEW|LEHM|Barclays Capital Inc./Le|427730
GCI|GANNETT CO. INC. NEW|LIME|Lime Brokerage LLC|37177
GCI|GANNETT CO. INC. NEW|LOOP|Loop Capital Markets LLC|10793
GCI|GANNETT CO. INC. NEW|LQNA|LIQUIDNET, INC.|15000
GCI|GANNETT CO. INC. NEW|MACC|Mid Atlantic Capital Corporation|125
GCI|GANNETT CO. INC. NEW|MAXM|Maxim Group LLC|1000
GCI|GANNETT CO. INC. NEW|MCMF|Raymond James Ltd. Cds|75
GCI|GANNETT CO. INC. NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|276594
GCI|GANNETT CO. INC. NEW|MOTF|MOTIF INVESTING, INC.|21
GCI|GANNETT CO. INC. NEW|MSCO|MORGAN STANLEY & CO. LLC|1377140
GCI|GANNETT CO. INC. NEW|MSPL|MORGAN STANLEY & CO. LLC|551800
GCI|GANNETT CO. INC. NEW|MSTX|MORGAN STANLEY & CO. LLC|163000
GCI|GANNETT CO. INC. NEW|NFSC|National Financial Services LLC|113237
GCI|GANNETT CO. INC. NEW|NITE|VIRTU Americas LLC|277326
GCI|GANNETT CO. INC. NEW|NMRA|Nomura Securities International, Inc.|420700
GCI|GANNETT CO. INC. NEW|NQRB|Brut, LLC|10342
GCI|GANNETT CO. INC. NEW|NTBF|BMO Nesbitt Burns Inc./CDS|700
GCI|GANNETT CO. INC. NEW|NTRC|Northern Trust Securities, Inc.|7143
GCI|GANNETT CO. INC. NEW|OPCO|Oppenheimer & Co. Inc.|269
GCI|GANNETT CO. INC. NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
GCI|GANNETT CO. INC. NEW|PDQM|CODA MARKETS, INC.|772
GCI|GANNETT CO. INC. NEW|PHLY|NASDAQ Execution Services, LLC|20600
GCI|GANNETT CO. INC. NEW|PWJC|UBS Financial Services, Inc.|350
GCI|GANNETT CO. INC. NEW|QMSR|QUATTRO M SECURITIES INC.|4019
GCI|GANNETT CO. INC. NEW|RBCM|RBC CAPITAL MARKETS, LLC|2837
GCI|GANNETT CO. INC. NEW|SAGL|SAGETRADER, LLC|1100
GCI|GANNETT CO. INC. NEW|SAGW|SAGETRADER, LLC|992
GCI|GANNETT CO. INC. NEW|SALI|INTL FCSTONE FINANCIAL INC.|1003
GCI|GANNETT CO. INC. NEW|SBSH|Citigroup Global Markets Inc.|186062
GCI|GANNETT CO. INC. NEW|SEIC|SEI Investments Distribution Co.|1000
GCI|GANNETT CO. INC. NEW|SGMT|GOLDMAN SACHS & CO. LLC|198765
GCI|GANNETT CO. INC. NEW|SIBO|Prime Executions, Inc.|5592
GCI|GANNETT CO. INC. NEW|SPDR|SPEEDROUTE LLC|100
GCI|GANNETT CO. INC. NEW|SPHN|Stephens Inc.|504
GCI|GANNETT CO. INC. NEW|STFL|Stifel, Nicolaus & Company, Incorporated|14942
GCI|GANNETT CO. INC. NEW|STKP|STOCKPILE INVESTMENTS, INC.|1150
GCI|GANNETT CO. INC. NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5248
GCI|GANNETT CO. INC. NEW|SWIM|TD Ameritrade, Inc.|65845
GCI|GANNETT CO. INC. NEW|SWST|Hilltop Securities Inc.|36510
GCI|GANNETT CO. INC. NEW|TKNG|ALLY INVEST SECURITIES LLC|13701
GCI|GANNETT CO. INC. NEW|TRBT|Tradebot Systems, Inc.|130649
GCI|GANNETT CO. INC. NEW|TRCM|TRC MARKETS LLC|55920
GCI|GANNETT CO. INC. NEW|TWTT|TASTYWORKS, INC.|2000
GCI|GANNETT CO. INC. NEW|UBSA|UBS SECURITIES LLC|754541
GCI|GANNETT CO. INC. NEW|UBSS|UBS Securities LLC|362296
GCI|GANNETT CO. INC. NEW|VALX|VIRTU AMERICAS LLC|32551
GCI|GANNETT CO. INC. NEW|VGRD|Vanguard Marketing Corporation|2407
GCI|GANNETT CO. INC. NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|1014
GCI|GANNETT CO. INC. NEW|WCHV|WELLS FARGO SECURITIES, LLC|28173
GCI|GANNETT CO. INC. NEW|WDNX|WEEDEN & CO.L.P.|1914
GCI|GANNETT CO. INC. NEW|WEDB|WEDBUSH SECURITIES INC.|2536
GCI|GANNETT CO. INC. NEW|WEED|Weeden & Co.L.P.|208937
GCI|GANNETT CO. INC. NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3845
GCI|GANNETT CO. INC. NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9459
GCI|GANNETT CO. INC. NEW|WSEA|WOLVERINE SECURITIES, LLC|7084
GCI|GANNETT CO. INC. NEW|XIST|INSTINET, LLC|66200
GCI|GANNETT CO. INC. NEW|XPQR|Jump Trading|200
GCI|GANNETT CO. INC. NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|19668
GCI|GANNETT CO. INC. NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1019
GCO|GENESCO INC|ABLE|NATIXIS Securities Americas LLC|53700
GCO|GENESCO INC|ANOS|ABEL/NOSER, L.L.C.|185
GCO|GENESCO INC|APCC|Apex Clearing Corporation|272
GCO|GENESCO INC|BARD|Robert W. Baird & Co. Incorporated|6640
GCO|GENESCO INC|BATM|CBOE TRADING, INC.|1942
GCO|GENESCO INC|BERN|Sanford C. Bernstein & Co., LLC|21424
GCO|GENESCO INC|BIDS|BIDS TRADING L.P.|7000
GCO|GENESCO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2483
GCO|GENESCO INC|BLKX|INSTINET, LLC|20600
GCO|GENESCO INC|BNPX|BNP PARIBAS SECURITIES CORP.|18128
GCO|GENESCO INC|BRVL|BLAYLOCK VAN, LLC|400
GCO|GENESCO INC|BTIG|BTIG, LLC|846
GCO|GENESCO INC|BYXM|CBOE TRADING, INC.|549
GCO|GENESCO INC|BZYD|GOLDMAN SACHS & CO. LLC|200
GCO|GENESCO INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|15600
GCO|GENESCO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10219
GCO|GENESCO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|521
GCO|GENESCO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9729
GCO|GENESCO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|191143
GCO|GENESCO INC|CTDL|Citadel Derivatives Group Llc|1327
GCO|GENESCO INC|CTLR|CUTLER GROUP, LP|100
GCO|GENESCO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|41754
GCO|GENESCO INC|DBAB|Deutsche Bank Securities Inc.|25253
GCO|GENESCO INC|DBAX|Deutsche Bank Securities Inc.|146500
GCO|GENESCO INC|DBUL|Deutsche Bank Securities Inc.|500
GCO|GENESCO INC|DCHF|Dart Executions, LLC|2400
GCO|GENESCO INC|DEAN|MORGAN STANLEY|150
GCO|GENESCO INC|DEGS|RONIN PROFESSIONAL LLC|300
GCO|GENESCO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
GCO|GENESCO INC|EBXL|EBX LLC|55300
GCO|GENESCO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6086
GCO|GENESCO INC|EDJO|Edward D. Jones & Co., L.P.|495
GCO|GENESCO INC|EGAM|CBOE TRADING, INC.|30399
GCO|GENESCO INC|EGAW|CBOE TRADING, INC.|492
GCO|GENESCO INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
GCO|GENESCO INC|EGXM|CBOE TRADING, INC.|1130
GCO|GENESCO INC|ETBE|Electronic Transaction Clearing, Inc.|125
GCO|GENESCO INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
GCO|GENESCO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11590
GCO|GENESCO INC|ETRS|E*Trade Securities LLC|32939
GCO|GENESCO INC|FILL|Tradestation Securities, Inc.|5762
GCO|GENESCO INC|FMAF|NBCN Inc./ CDS|745
GCO|GENESCO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
GCO|GENESCO INC|FQLS|Quantlab Securities LP|61735
GCO|GENESCO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22541
GCO|GENESCO INC|FTBR|Foliofn Investments, Inc.|1631
GCO|GENESCO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
GCO|GENESCO INC|GLIS|TD Securities Inc|1530
GCO|GENESCO INC|GLPX|ACS EXECUTION SERVICES, LLC|14257
GCO|GENESCO INC|GSCO|GOLDMAN SACHS & CO. LLC|283854
GCO|GENESCO INC|GSCS|GOLDMAN SACHS & CO. LLC|4402
GCO|GENESCO INC|GSLT|GOLDMAN SACHS & CO. LLC|736
GCO|GENESCO INC|GTSZ|GTS SECURITIES LLC|35833
GCO|GENESCO INC|HRBF|American Enterprise Investment Services Inc.|12
GCO|GENESCO INC|IATS|INTERACTIVE BROKERS LLC|5530
GCO|GENESCO INC|IBKR|Interactive Brokers Llc|19731
GCO|GENESCO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
GCO|GENESCO INC|ICBX|INSTINET, LLC|22300
GCO|GENESCO INC|IEQY|CITADEL SECURITIES LLC|16137
GCO|GENESCO INC|INCA|INSTINET, LLC|58482
GCO|GENESCO INC|INJX|INSTINET, LLC|6758
GCO|GENESCO INC|ITGI|ITG Inc.|24226
GCO|GENESCO INC|ITGP|ITG INC.|113400
GCO|GENESCO INC|JEFF|JEFFERIES LLC|26891
GCO|GENESCO INC|JMPT|JUMP TRADING, LLC|8914
GCO|GENESCO INC|JONE|JonesTrading|20041
GCO|GENESCO INC|JPBX|J.P. MORGAN SECURITIES LLC|8560
GCO|GENESCO INC|JPMX|J.P. Morgan Securities LLC|376477
GCO|GENESCO INC|JSJX|JANE STREET CAPITAL LLC|10634
GCO|GENESCO INC|KCGM|VIRTU Americas LLC|31342
GCO|GENESCO INC|KING|C. L. King & Associates, Inc.|2100
GCO|GENESCO INC|LEHM|Barclays Capital Inc./Le|149744
GCO|GENESCO INC|LIME|Lime Brokerage LLC|7399
GCO|GENESCO INC|LOOP|Loop Capital Markets LLC|100
GCO|GENESCO INC|LQNA|LIQUIDNET, INC.|38200
GCO|GENESCO INC|LSCI|Lek Securities Corporation|9
GCO|GENESCO INC|LTCO|Ladenburg, Thalmann & Co., Inc.|914
GCO|GENESCO INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1147
GCO|GENESCO INC|MAXM|Maxim Group LLC|863
GCO|GENESCO INC|MBTS|ALLY INVEST SECURITIES LLC|1474
GCO|GENESCO INC|MKMP|MKM Partners LLC|200
GCO|GENESCO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49327
GCO|GENESCO INC|MNDX|TJM Investments, LLC|600
GCO|GENESCO INC|MSCO|MORGAN STANLEY & CO. LLC|354481
GCO|GENESCO INC|MSPL|MORGAN STANLEY & CO. LLC|203500
GCO|GENESCO INC|MSTX|MORGAN STANLEY & CO. LLC|49200
GCO|GENESCO INC|NFSC|National Financial Services LLC|42683
GCO|GENESCO INC|NITE|VIRTU Americas LLC|193002
GCO|GENESCO INC|NITP|VIRTU Americas LLC|653
GCO|GENESCO INC|NQRB|Brut, LLC|1794
GCO|GENESCO INC|NTRC|Northern Trust Securities, Inc.|899
GCO|GENESCO INC|OPCO|Oppenheimer & Co. Inc.|52
GCO|GENESCO INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|485
GCO|GENESCO INC|PDQM|CODA MARKETS, INC.|75551
GCO|GENESCO INC|POIN|PRECISION SECURITIES, LLC (POIN)|400
GCO|GENESCO INC|QMSR|QUATTRO M SECURITIES INC.|221
GCO|GENESCO INC|RBCM|RBC CAPITAL MARKETS, LLC|2154
GCO|GENESCO INC|RGLD|Regal Securities, Inc|100
GCO|GENESCO INC|SAGL|SAGETRADER, LLC|3411
GCO|GENESCO INC|SAGW|SAGETRADER, LLC|100
GCO|GENESCO INC|SBSH|Citigroup Global Markets Inc.|204807
GCO|GENESCO INC|SGMT|GOLDMAN SACHS & CO. LLC|52138
GCO|GENESCO INC|SPDR|SPEEDROUTE LLC|18765
GCO|GENESCO INC|SPHN|Stephens Inc.|850
GCO|GENESCO INC|SPNT|SEVEN POINTS CAPITAL, LLC|200
GCO|GENESCO INC|SPTD|MINT GLOBAL MARKETS, INC.|300
GCO|GENESCO INC|STFL|Stifel, Nicolaus & Company, Incorporated|755
GCO|GENESCO INC|STKP|STOCKPILE INVESTMENTS, INC.|12
GCO|GENESCO INC|SWIM|TD Ameritrade, Inc.|52329
GCO|GENESCO INC|TAGC|TELSEY ADVISORY GROUP LLC|5744
GCO|GENESCO INC|TKNG|ALLY INVEST SECURITIES LLC|15052
GCO|GENESCO INC|TMBR|Timber Hill LLC|1191
GCO|GENESCO INC|TRBT|Tradebot Systems, Inc.|7102
GCO|GENESCO INC|TRCM|TRC MARKETS LLC|19495
GCO|GENESCO INC|TWTT|TASTYWORKS, INC.|544
GCO|GENESCO INC|UBSA|UBS SECURITIES LLC|284723
GCO|GENESCO INC|UBSS|UBS Securities LLC|177609
GCO|GENESCO INC|VALX|VIRTU AMERICAS LLC|20896
GCO|GENESCO INC|VGRD|Vanguard Marketing Corporation|2617
GCO|GENESCO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|281
GCO|GENESCO INC|WCHV|WELLS FARGO SECURITIES, LLC|3390
GCO|GENESCO INC|WEDB|WEDBUSH SECURITIES INC.|3056
GCO|GENESCO INC|WEED|Weeden & Co.L.P.|850
GCO|GENESCO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4027
GCO|GENESCO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10790
GCO|GENESCO INC|WGIF|CIBC World Markets Inc.|25
GCO|GENESCO INC|WSEA|WOLVERINE SECURITIES, LLC|1514
GCO|GENESCO INC|XIST|INSTINET, LLC|125018
GCO|GENESCO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10414
GCO|GENESCO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|382
GCOW|PACER GLOBAL CASH CW|APCC|Apex Clearing Corporation|27
GCOW|PACER GLOBAL CASH CW|BYXM|CBOE TRADING, INC.|520
GCOW|PACER GLOBAL CASH CW|CANT|Cantor Fitzgerald & Co.|20105
GCOW|PACER GLOBAL CASH CW|CHAS|Charles Schwab & Co., Inc.|115
GCOW|PACER GLOBAL CASH CW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11205
GCOW|PACER GLOBAL CASH CW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
GCOW|PACER GLOBAL CASH CW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|204
GCOW|PACER GLOBAL CASH CW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2561
GCOW|PACER GLOBAL CASH CW|CSIN|Citadel Securities Institutional LLC|96784
GCOW|PACER GLOBAL CASH CW|CTDL|Citadel Derivatives Group Llc|118550
GCOW|PACER GLOBAL CASH CW|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
GCOW|PACER GLOBAL CASH CW|DBAX|Deutsche Bank Securities Inc.|2900
GCOW|PACER GLOBAL CASH CW|EBXL|EBX LLC|3800
GCOW|PACER GLOBAL CASH CW|EDJO|Edward D. Jones & Co., L.P.|286
GCOW|PACER GLOBAL CASH CW|ETRS|E*Trade Securities LLC|503
GCOW|PACER GLOBAL CASH CW|GLPX|ACS EXECUTION SERVICES, LLC|196
GCOW|PACER GLOBAL CASH CW|GTSZ|GTS SECURITIES LLC|1872
GCOW|PACER GLOBAL CASH CW|ICBX|INSTINET, LLC|2500
GCOW|PACER GLOBAL CASH CW|INCA|INSTINET, LLC|1400
GCOW|PACER GLOBAL CASH CW|ITGP|ITG INC.|400
GCOW|PACER GLOBAL CASH CW|JANY|Janney Montgomery Scott Inc.|4290
GCOW|PACER GLOBAL CASH CW|JPMX|J.P. Morgan Securities LLC|2800
GCOW|PACER GLOBAL CASH CW|JSJX|JANE STREET CAPITAL LLC|20225
GCOW|PACER GLOBAL CASH CW|KCGM|VIRTU Americas LLC|4476
GCOW|PACER GLOBAL CASH CW|LEHM|Barclays Capital Inc./Le|3600
GCOW|PACER GLOBAL CASH CW|LIME|Lime Brokerage LLC|23
GCOW|PACER GLOBAL CASH CW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
GCOW|PACER GLOBAL CASH CW|MSCO|MORGAN STANLEY & CO. LLC|150068
GCOW|PACER GLOBAL CASH CW|MSPL|MORGAN STANLEY & CO. LLC|28700
GCOW|PACER GLOBAL CASH CW|NFSC|National Financial Services LLC|13383
GCOW|PACER GLOBAL CASH CW|NITE|VIRTU Americas LLC|26712
GCOW|PACER GLOBAL CASH CW|NITP|VIRTU Americas LLC|89
GCOW|PACER GLOBAL CASH CW|PDQM|CODA MARKETS, INC.|392
GCOW|PACER GLOBAL CASH CW|RBCM|RBC CAPITAL MARKETS, LLC|5122
GCOW|PACER GLOBAL CASH CW|SGMT|GOLDMAN SACHS & CO. LLC|2400
GCOW|PACER GLOBAL CASH CW|SPHN|Stephens Inc.|58
GCOW|PACER GLOBAL CASH CW|STFL|Stifel, Nicolaus & Company, Incorporated|1188
GCOW|PACER GLOBAL CASH CW|SWST|Hilltop Securities Inc.|11
GCOW|PACER GLOBAL CASH CW|UBSA|UBS SECURITIES LLC|4671
GCOW|PACER GLOBAL CASH CW|UBSS|UBS Securities LLC|14818
GCOW|PACER GLOBAL CASH CW|VGRD|Vanguard Marketing Corporation|46
GCOW|PACER GLOBAL CASH CW|WCHV|WELLS FARGO SECURITIES, LLC|1155
GCOW|PACER GLOBAL CASH CW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22392
GCP|GCP APPLIED TECH|APCC|Apex Clearing Corporation|2
GCP|GCP APPLIED TECH|BARD|Robert W. Baird & Co. Incorporated|532
GCP|GCP APPLIED TECH|BATM|CBOE TRADING, INC.|150
GCP|GCP APPLIED TECH|BBNT|BB&T SECURITIES, LLC|1164
GCP|GCP APPLIED TECH|BERN|Sanford C. Bernstein & Co., LLC|30385
GCP|GCP APPLIED TECH|BIDS|BIDS TRADING L.P.|1000
GCP|GCP APPLIED TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1317
GCP|GCP APPLIED TECH|BLKX|INSTINET, LLC|98340
GCP|GCP APPLIED TECH|BNPX|BNP PARIBAS SECURITIES CORP.|6978
GCP|GCP APPLIED TECH|BZYD|GOLDMAN SACHS & CO. LLC|1800
GCP|GCP APPLIED TECH|CIST|Capital Institutional Services, Inc.|38
GCP|GCP APPLIED TECH|CLSA|CLSA AMERICAS, LLC|600
GCP|GCP APPLIED TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46420
GCP|GCP APPLIED TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103535
GCP|GCP APPLIED TECH|CTDL|Citadel Derivatives Group Llc|982
GCP|GCP APPLIED TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|42454
GCP|GCP APPLIED TECH|DBAB|Deutsche Bank Securities Inc.|33871
GCP|GCP APPLIED TECH|DBAX|Deutsche Bank Securities Inc.|153500
GCP|GCP APPLIED TECH|DBUL|Deutsche Bank Securities Inc.|52
GCP|GCP APPLIED TECH|DEAN|MORGAN STANLEY|4949
GCP|GCP APPLIED TECH|DEGS|RONIN PROFESSIONAL LLC|976
GCP|GCP APPLIED TECH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
GCP|GCP APPLIED TECH|EBXL|EBX LLC|54100
GCP|GCP APPLIED TECH|EDJO|Edward D. Jones & Co., L.P.|19
GCP|GCP APPLIED TECH|EGAM|CBOE TRADING, INC.|25083
GCP|GCP APPLIED TECH|EGXM|CBOE TRADING, INC.|2050
GCP|GCP APPLIED TECH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
GCP|GCP APPLIED TECH|ETCC|Electronic Transaction Clearing, Inc.|57500
GCP|GCP APPLIED TECH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9858
GCP|GCP APPLIED TECH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|606
GCP|GCP APPLIED TECH|ETRS|E*Trade Securities LLC|5914
GCP|GCP APPLIED TECH|FILL|Tradestation Securities, Inc.|450
GCP|GCP APPLIED TECH|FMAF|NBCN Inc./ CDS|100
GCP|GCP APPLIED TECH|FMCO|First Manhattan Co|602
GCP|GCP APPLIED TECH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|231
GCP|GCP APPLIED TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7193
GCP|GCP APPLIED TECH|FTBR|Foliofn Investments, Inc.|6
GCP|GCP APPLIED TECH|GEBB|GLOBAL EXECUTION BROKERS, LP|876
GCP|GCP APPLIED TECH|GLPX|ACS EXECUTION SERVICES, LLC|490
GCP|GCP APPLIED TECH|GSCO|GOLDMAN SACHS & CO. LLC|342494
GCP|GCP APPLIED TECH|GSCS|GOLDMAN SACHS & CO. LLC|5071
GCP|GCP APPLIED TECH|GSLT|GOLDMAN SACHS & CO. LLC|2620
GCP|GCP APPLIED TECH|GTSZ|GTS SECURITIES LLC|15534
GCP|GCP APPLIED TECH|HRBF|American Enterprise Investment Services Inc.|221
GCP|GCP APPLIED TECH|HSBC|HSBC Securities, Inc.|4404
GCP|GCP APPLIED TECH|IBKR|Interactive Brokers Llc|6679
GCP|GCP APPLIED TECH|ICBX|INSTINET, LLC|33600
GCP|GCP APPLIED TECH|IEQY|CITADEL SECURITIES LLC|5248
GCP|GCP APPLIED TECH|INCA|INSTINET, LLC|29446
GCP|GCP APPLIED TECH|INJX|INSTINET, LLC|33942
GCP|GCP APPLIED TECH|ITGI|ITG Inc.|7481
GCP|GCP APPLIED TECH|ITGP|ITG INC.|114800
GCP|GCP APPLIED TECH|JANY|Janney Montgomery Scott Inc.|2466
GCP|GCP APPLIED TECH|JEFF|JEFFERIES LLC|372275
GCP|GCP APPLIED TECH|JMPT|JUMP TRADING, LLC|2485
GCP|GCP APPLIED TECH|JPBX|J.P. MORGAN SECURITIES LLC|25760
GCP|GCP APPLIED TECH|JPMX|J.P. Morgan Securities LLC|315042
GCP|GCP APPLIED TECH|KCGM|VIRTU Americas LLC|33506
GCP|GCP APPLIED TECH|KEYB|KEYBANC CAPITAL MARKETS INC.|14414
GCP|GCP APPLIED TECH|LEHM|Barclays Capital Inc./Le|263123
GCP|GCP APPLIED TECH|LIME|Lime Brokerage LLC|18584
GCP|GCP APPLIED TECH|LQNA|LIQUIDNET, INC.|99100
GCP|GCP APPLIED TECH|LSCI|Lek Securities Corporation|8
GCP|GCP APPLIED TECH|MACQ|Macquarie Capital (USA) Inc.|12461
GCP|GCP APPLIED TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|157907
GCP|GCP APPLIED TECH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2750
GCP|GCP APPLIED TECH|MSCO|MORGAN STANLEY & CO. LLC|240400
GCP|GCP APPLIED TECH|MSPL|MORGAN STANLEY & CO. LLC|71700
GCP|GCP APPLIED TECH|MSTX|MORGAN STANLEY & CO. LLC|51100
GCP|GCP APPLIED TECH|NATL|National Securities Corporation|1000
GCP|GCP APPLIED TECH|NFSC|National Financial Services LLC|155939
GCP|GCP APPLIED TECH|NITE|VIRTU Americas LLC|73576
GCP|GCP APPLIED TECH|NQRB|Brut, LLC|990
GCP|GCP APPLIED TECH|NTRC|Northern Trust Securities, Inc.|1441
GCP|GCP APPLIED TECH|PDQM|CODA MARKETS, INC.|39468
GCP|GCP APPLIED TECH|PWJC|UBS Financial Services, Inc.|1841
GCP|GCP APPLIED TECH|RBCM|RBC CAPITAL MARKETS, LLC|998
GCP|GCP APPLIED TECH|SAGL|SAGETRADER, LLC|200
GCP|GCP APPLIED TECH|SAGW|SAGETRADER, LLC|45
GCP|GCP APPLIED TECH|SBSH|Citigroup Global Markets Inc.|36810
GCP|GCP APPLIED TECH|SGMT|GOLDMAN SACHS & CO. LLC|185845
GCP|GCP APPLIED TECH|SPDR|SPEEDROUTE LLC|400
GCP|GCP APPLIED TECH|SSBS|STATE STREET GLOBAL MARKETS, LLC|5000
GCP|GCP APPLIED TECH|STFL|Stifel, Nicolaus & Company, Incorporated|1487
GCP|GCP APPLIED TECH|SWIM|TD Ameritrade, Inc.|138
GCP|GCP APPLIED TECH|TMBR|Timber Hill LLC|1
GCP|GCP APPLIED TECH|TRBT|Tradebot Systems, Inc.|3412
GCP|GCP APPLIED TECH|TRCM|TRC MARKETS LLC|27167
GCP|GCP APPLIED TECH|UBSA|UBS SECURITIES LLC|311285
GCP|GCP APPLIED TECH|UBSS|UBS Securities LLC|204473
GCP|GCP APPLIED TECH|VALX|VIRTU AMERICAS LLC|20790
GCP|GCP APPLIED TECH|VGRD|Vanguard Marketing Corporation|100
GCP|GCP APPLIED TECH|WBPX|SUMMIT SECURITIES GROUP, LLC|912
GCP|GCP APPLIED TECH|WCHV|WELLS FARGO SECURITIES, LLC|16860
GCP|GCP APPLIED TECH|WDNX|WEEDEN & CO.L.P.|584
GCP|GCP APPLIED TECH|WEDB|WEDBUSH SECURITIES INC.|769
GCP|GCP APPLIED TECH|WEED|Weeden & Co.L.P.|6800
GCP|GCP APPLIED TECH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1032
GCP|GCP APPLIED TECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1853
GCP|GCP APPLIED TECH|XIST|INSTINET, LLC|67340
GCP|GCP APPLIED TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|35780
GCP|GCP APPLIED TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|656
GCV|GABELLI CV & INC SEC|ALTX|Alternet Securities Inc.|200
GCV|GABELLI CV & INC SEC|APCC|Apex Clearing Corporation|209
GCV|GABELLI CV & INC SEC|BARD|Robert W. Baird & Co. Incorporated|3800
GCV|GABELLI CV & INC SEC|BTIG|BTIG, LLC|700
GCV|GABELLI CV & INC SEC|CANT|Cantor Fitzgerald & Co.|30410
GCV|GABELLI CV & INC SEC|CHAS|Charles Schwab & Co., Inc.|1
GCV|GABELLI CV & INC SEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2200
GCV|GABELLI CV & INC SEC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
GCV|GABELLI CV & INC SEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1640
GCV|GABELLI CV & INC SEC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
GCV|GABELLI CV & INC SEC|DBAX|Deutsche Bank Securities Inc.|6000
GCV|GABELLI CV & INC SEC|DEAN|MORGAN STANLEY|5432
GCV|GABELLI CV & INC SEC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8557
GCV|GABELLI CV & INC SEC|EBXL|EBX LLC|1300
GCV|GABELLI CV & INC SEC|EGAM|CBOE TRADING, INC.|100
GCV|GABELLI CV & INC SEC|EGXM|CBOE TRADING, INC.|1403
GCV|GABELLI CV & INC SEC|ETRS|E*Trade Securities LLC|13275
GCV|GABELLI CV & INC SEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3400
GCV|GABELLI CV & INC SEC|FTBR|Foliofn Investments, Inc.|200
GCV|GABELLI CV & INC SEC|GSCO|GOLDMAN SACHS & CO. LLC|3079
GCV|GABELLI CV & INC SEC|GSCS|GOLDMAN SACHS & CO. LLC|100
GCV|GABELLI CV & INC SEC|GTSZ|GTS SECURITIES LLC|899
GCV|GABELLI CV & INC SEC|HRBF|American Enterprise Investment Services Inc.|2717
GCV|GABELLI CV & INC SEC|IATS|INTERACTIVE BROKERS LLC|1432
GCV|GABELLI CV & INC SEC|IBKR|Interactive Brokers Llc|7533
GCV|GABELLI CV & INC SEC|ICBX|INSTINET, LLC|300
GCV|GABELLI CV & INC SEC|INCA|INSTINET, LLC|100
GCV|GABELLI CV & INC SEC|ITGI|ITG Inc.|16100
GCV|GABELLI CV & INC SEC|ITGP|ITG INC.|2800
GCV|GABELLI CV & INC SEC|JPMX|J.P. Morgan Securities LLC|800
GCV|GABELLI CV & INC SEC|KCGM|VIRTU Americas LLC|500
GCV|GABELLI CV & INC SEC|LIME|Lime Brokerage LLC|865
GCV|GABELLI CV & INC SEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
GCV|GABELLI CV & INC SEC|MSCO|MORGAN STANLEY & CO. LLC|24122
GCV|GABELLI CV & INC SEC|MSPL|MORGAN STANLEY & CO. LLC|1000
GCV|GABELLI CV & INC SEC|NFSC|National Financial Services LLC|52388
GCV|GABELLI CV & INC SEC|NITE|VIRTU Americas LLC|81747
GCV|GABELLI CV & INC SEC|OPCO|Oppenheimer & Co. Inc.|19494
GCV|GABELLI CV & INC SEC|RBCM|RBC CAPITAL MARKETS, LLC|3623
GCV|GABELLI CV & INC SEC|SGMT|GOLDMAN SACHS & CO. LLC|579
GCV|GABELLI CV & INC SEC|SPDR|SPEEDROUTE LLC|200
GCV|GABELLI CV & INC SEC|STFL|Stifel, Nicolaus & Company, Incorporated|13553
GCV|GABELLI CV & INC SEC|SWIM|TD Ameritrade, Inc.|1000
GCV|GABELLI CV & INC SEC|SWST|Hilltop Securities Inc.|5229
GCV|GABELLI CV & INC SEC|UBSA|UBS SECURITIES LLC|32781
GCV|GABELLI CV & INC SEC|UBSS|UBS Securities LLC|72419
GCV|GABELLI CV & INC SEC|VALX|VIRTU AMERICAS LLC|650
GCV|GABELLI CV & INC SEC|VGRD|Vanguard Marketing Corporation|7327
GCV|GABELLI CV & INC SEC|WABR|Wall Street Access|4000
GCV|GABELLI CV & INC SEC|WCHV|WELLS FARGO SECURITIES, LLC|71413
GCV|GABELLI CV & INC SEC|WSEA|WOLVERINE SECURITIES, LLC|10
GCV|GABELLI CV & INC SEC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
GCV|GABELLI CV & INC SEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78265
GCV$B|GABELLI 6.00% PFD B|BATM|CBOE TRADING, INC.|100
GCV$B|GABELLI 6.00% PFD B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
GCV$B|GABELLI 6.00% PFD B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GCV$B|GABELLI 6.00% PFD B|DEAN|MORGAN STANLEY|100
GCV$B|GABELLI 6.00% PFD B|ETRS|E*Trade Securities LLC|117
GCV$B|GABELLI 6.00% PFD B|GSCS|GOLDMAN SACHS & CO. LLC|300
GCV$B|GABELLI 6.00% PFD B|IATS|INTERACTIVE BROKERS LLC|2350
GCV$B|GABELLI 6.00% PFD B|MSCO|MORGAN STANLEY & CO. LLC|1185
GCV$B|GABELLI 6.00% PFD B|MSPL|MORGAN STANLEY & CO. LLC|100
GCV$B|GABELLI 6.00% PFD B|NFSC|National Financial Services LLC|1300
GCV$B|GABELLI 6.00% PFD B|NITE|VIRTU Americas LLC|401
GCV$B|GABELLI 6.00% PFD B|NQRB|Brut, LLC|200
GCV$B|GABELLI 6.00% PFD B|UBSA|UBS SECURITIES LLC|200
GCV$B|GABELLI 6.00% PFD B|UBSS|UBS Securities LLC|1434
GCV$B|GABELLI 6.00% PFD B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14
GCVRZ|SANOFI CVR|APCC|Apex Clearing Corporation|2824
GCVRZ|SANOFI CVR|BATM|CBOE TRADING, INC.|7000
GCVRZ|SANOFI CVR|BIMI|Banca IMI Securities Corp.|3000
GCVRZ|SANOFI CVR|BTIG|BTIG, LLC|100
GCVRZ|SANOFI CVR|CANT|Cantor Fitzgerald & Co.|106
GCVRZ|SANOFI CVR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
GCVRZ|SANOFI CVR|DBAB|Deutsche Bank Securities Inc.|568
GCVRZ|SANOFI CVR|DBAX|Deutsche Bank Securities Inc.|4000
GCVRZ|SANOFI CVR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23403
GCVRZ|SANOFI CVR|EBXL|EBX LLC|6200
GCVRZ|SANOFI CVR|EDJO|Edward D. Jones & Co., L.P.|92
GCVRZ|SANOFI CVR|EGXM|CBOE TRADING, INC.|35
GCVRZ|SANOFI CVR|EGXW|CBOE TRADING, INC.|28413
GCVRZ|SANOFI CVR|ETRS|E*Trade Securities LLC|35319
GCVRZ|SANOFI CVR|FBCO|Credit Suisse Securities (USA) LLC|16634
GCVRZ|SANOFI CVR|FOMA|TD AMERITRADE CLEARING, INC.|22579
GCVRZ|SANOFI CVR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
GCVRZ|SANOFI CVR|FTBR|Foliofn Investments, Inc.|65
GCVRZ|SANOFI CVR|GEBB|GLOBAL EXECUTION BROKERS, LP|404
GCVRZ|SANOFI CVR|GSCO|GOLDMAN SACHS & CO. LLC|9214
GCVRZ|SANOFI CVR|GSCS|GOLDMAN SACHS & CO. LLC|5202
GCVRZ|SANOFI CVR|GSLT|GOLDMAN SACHS & CO. LLC|13527
GCVRZ|SANOFI CVR|HRBF|American Enterprise Investment Services Inc.|649
GCVRZ|SANOFI CVR|IBKR|Interactive Brokers Llc|5256
GCVRZ|SANOFI CVR|ICBX|INSTINET, LLC|3500
GCVRZ|SANOFI CVR|INCA|INSTINET, LLC|244
GCVRZ|SANOFI CVR|ITGI|ITG Inc.|100046
GCVRZ|SANOFI CVR|ITGP|ITG INC.|23200
GCVRZ|SANOFI CVR|JANY|Janney Montgomery Scott Inc.|2
GCVRZ|SANOFI CVR|JONE|JonesTrading|80981
GCVRZ|SANOFI CVR|LEHM|Barclays Capital Inc./Le|350
GCVRZ|SANOFI CVR|LIME|Lime Brokerage LLC|2299
GCVRZ|SANOFI CVR|MAXM|Maxim Group LLC|124
GCVRZ|SANOFI CVR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
GCVRZ|SANOFI CVR|MOTF|MOTIF INVESTING, INC.|1
GCVRZ|SANOFI CVR|MSCO|MORGAN STANLEY & CO. LLC|185020
GCVRZ|SANOFI CVR|NFSC|National Financial Services LLC|242507
GCVRZ|SANOFI CVR|NITE|VIRTU Americas LLC|138498
GCVRZ|SANOFI CVR|NQRB|Brut, LLC|600
GCVRZ|SANOFI CVR|PDQM|CODA MARKETS, INC.|108
GCVRZ|SANOFI CVR|PWJC|UBS Financial Services, Inc.|100
GCVRZ|SANOFI CVR|RAJA|Raymond James & Associates, Inc.|1325
GCVRZ|SANOFI CVR|RBCM|RBC CAPITAL MARKETS, LLC|332
GCVRZ|SANOFI CVR|RILY|B. RILEY FBR, INC.|384305
GCVRZ|SANOFI CVR|SBSH|Citigroup Global Markets Inc.|32715
GCVRZ|SANOFI CVR|SGMT|GOLDMAN SACHS & CO. LLC|1600
GCVRZ|SANOFI CVR|SPDR|SPEEDROUTE LLC|3161
GCVRZ|SANOFI CVR|STFL|Stifel, Nicolaus & Company, Incorporated|277
GCVRZ|SANOFI CVR|SWIM|TD Ameritrade, Inc.|24800
GCVRZ|SANOFI CVR|SWST|Hilltop Securities Inc.|60
GCVRZ|SANOFI CVR|UBSA|UBS SECURITIES LLC|38342
GCVRZ|SANOFI CVR|UBSS|UBS Securities LLC|505651
GCVRZ|SANOFI CVR|VGRD|Vanguard Marketing Corporation|25005
GCVRZ|SANOFI CVR|WBLR|WILLIAM BLAIR|25
GCVRZ|SANOFI CVR|WCHV|WELLS FARGO SECURITIES, LLC|60216
GCVRZ|SANOFI CVR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|212
GD|GEN DYNAMICS CP|ABLE|NATIXIS Securities Americas LLC|14520
GD|GEN DYNAMICS CP|ADAM|CANACCORD GENUITY INC.|7995
GD|GEN DYNAMICS CP|AGIS|Aegis Capital Corp.|800
GD|GEN DYNAMICS CP|ALTX|Alternet Securities Inc.|10331
GD|GEN DYNAMICS CP|ANOS|ABEL/NOSER, L.L.C.|38132
GD|GEN DYNAMICS CP|APCC|Apex Clearing Corporation|4525
GD|GEN DYNAMICS CP|BANK|Primevest Financial Services, Inc.|222
GD|GEN DYNAMICS CP|BARD|Robert W. Baird & Co. Incorporated|5872
GD|GEN DYNAMICS CP|BATM|CBOE TRADING, INC.|11588
GD|GEN DYNAMICS CP|BAYT|BTIG, LLC|2000
GD|GEN DYNAMICS CP|BBNT|BB&T SECURITIES, LLC|4406
GD|GEN DYNAMICS CP|BERN|Sanford C. Bernstein & Co., LLC|28982
GD|GEN DYNAMICS CP|BIAD|SAGETRADER, LLC|32
GD|GEN DYNAMICS CP|BIDS|BIDS TRADING L.P.|1500
GD|GEN DYNAMICS CP|BIMI|Banca IMI Securities Corp.|256
GD|GEN DYNAMICS CP|BKCM|BNY Mellon Capital Markets LLC|104
GD|GEN DYNAMICS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20670
GD|GEN DYNAMICS CP|BLKX|INSTINET, LLC|50400
GD|GEN DYNAMICS CP|BMOC|BMO Capital Markets Corp.|1055
GD|GEN DYNAMICS CP|BNPX|BNP PARIBAS SECURITIES CORP.|181349
GD|GEN DYNAMICS CP|BRGE|Newbridge Securities Corp.|134
GD|GEN DYNAMICS CP|BTIG|BTIG, LLC|3628
GD|GEN DYNAMICS CP|BYXM|CBOE TRADING, INC.|1268
GD|GEN DYNAMICS CP|CANT|Cantor Fitzgerald & Co.|1492
GD|GEN DYNAMICS CP|CBRA|Cobra Trading, Inc.|500
GD|GEN DYNAMICS CP|CHAS|Charles Schwab & Co., Inc.|3103
GD|GEN DYNAMICS CP|CIBP|CIBC World Markets Corp.|19786
GD|GEN DYNAMICS CP|CICF|Canaccord Genuity Corp.|885
GD|GEN DYNAMICS CP|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
GD|GEN DYNAMICS CP|CIST|Capital Institutional Services, Inc.|13308
GD|GEN DYNAMICS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167103
GD|GEN DYNAMICS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
GD|GEN DYNAMICS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1442
GD|GEN DYNAMICS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|768931
GD|GEN DYNAMICS CP|CTDL|Citadel Derivatives Group Llc|23622
GD|GEN DYNAMICS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|72554
GD|GEN DYNAMICS CP|DADA|D.A. Davidson & Co.|5319
GD|GEN DYNAMICS CP|DAVA|Davenport & Company LLC|3175
GD|GEN DYNAMICS CP|DBAB|Deutsche Bank Securities Inc.|249549
GD|GEN DYNAMICS CP|DBAX|Deutsche Bank Securities Inc.|402100
GD|GEN DYNAMICS CP|DBUL|Deutsche Bank Securities Inc.|93
GD|GEN DYNAMICS CP|DCHF|Dart Executions, LLC|2578
GD|GEN DYNAMICS CP|DEAN|MORGAN STANLEY|21693
GD|GEN DYNAMICS CP|DEGS|RONIN PROFESSIONAL LLC|100
GD|GEN DYNAMICS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|578
GD|GEN DYNAMICS CP|DRWK|DRW SECURITIES, L.L.C.|4258
GD|GEN DYNAMICS CP|EBXL|EBX LLC|291500
GD|GEN DYNAMICS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8537
GD|GEN DYNAMICS CP|EDJC|Edward Jones / CDS|1369
GD|GEN DYNAMICS CP|EDJO|Edward D. Jones & Co., L.P.|34788
GD|GEN DYNAMICS CP|EGAM|CBOE TRADING, INC.|27490
GD|GEN DYNAMICS CP|EGMT|EG MARKET TECHNOLOGIES LLC|3184
GD|GEN DYNAMICS CP|EGXM|CBOE TRADING, INC.|6342
GD|GEN DYNAMICS CP|ETBE|Electronic Transaction Clearing, Inc.|34932
GD|GEN DYNAMICS CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1928
GD|GEN DYNAMICS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
GD|GEN DYNAMICS CP|ETCC|Electronic Transaction Clearing, Inc.|306
GD|GEN DYNAMICS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47976
GD|GEN DYNAMICS CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|30
GD|GEN DYNAMICS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|551
GD|GEN DYNAMICS CP|ETRS|E*Trade Securities LLC|127611
GD|GEN DYNAMICS CP|FBSB|U.S. Bancorp Investments, Inc.|479
GD|GEN DYNAMICS CP|FIDT|Fidelity Clearing Canada ULC./ CDS|148
GD|GEN DYNAMICS CP|FILL|Tradestation Securities, Inc.|6673
GD|GEN DYNAMICS CP|FINX|FINTECH SECURITIES|1360
GD|GEN DYNAMICS CP|FINZ|FINTECH SECURITIES|130
GD|GEN DYNAMICS CP|FMAF|NBCN Inc./ CDS|7887
GD|GEN DYNAMICS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17259
GD|GEN DYNAMICS CP|FQLS|Quantlab Securities LP|407186
GD|GEN DYNAMICS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115173
GD|GEN DYNAMICS CP|FTBR|Foliofn Investments, Inc.|3604
GD|GEN DYNAMICS CP|GBMT|GBM International, Inc.|2471
GD|GEN DYNAMICS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1862
GD|GEN DYNAMICS CP|GLIS|TD Securities Inc|1026
GD|GEN DYNAMICS CP|GLPX|ACS EXECUTION SERVICES, LLC|84008
GD|GEN DYNAMICS CP|GSCO|GOLDMAN SACHS & CO. LLC|1107684
GD|GEN DYNAMICS CP|GSCS|GOLDMAN SACHS & CO. LLC|2970
GD|GEN DYNAMICS CP|GSLT|GOLDMAN SACHS & CO. LLC|6785
GD|GEN DYNAMICS CP|GTSZ|GTS SECURITIES LLC|209787
GD|GEN DYNAMICS CP|HAPX|HAP Trading, LLC|1285
GD|GEN DYNAMICS CP|HCTA|Hardcastle Trading USA LLC|16098
GD|GEN DYNAMICS CP|HPPX|POTAMUS TRADING, LLC|327
GD|GEN DYNAMICS CP|HRBF|American Enterprise Investment Services Inc.|22304
GD|GEN DYNAMICS CP|HSBC|HSBC Securities, Inc.|17823
GD|GEN DYNAMICS CP|IATS|INTERACTIVE BROKERS LLC|8160
GD|GEN DYNAMICS CP|IBKR|Interactive Brokers Llc|8163
GD|GEN DYNAMICS CP|IBSJ|Integrity Brokerage Services, Inc.|25
GD|GEN DYNAMICS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|699
GD|GEN DYNAMICS CP|ICBX|INSTINET, LLC|97203
GD|GEN DYNAMICS CP|IEQY|CITADEL SECURITIES LLC|106286
GD|GEN DYNAMICS CP|INCA|INSTINET, LLC|397433
GD|GEN DYNAMICS CP|INJX|INSTINET, LLC|5423
GD|GEN DYNAMICS CP|ITGI|ITG Inc.|85924
GD|GEN DYNAMICS CP|ITGP|ITG INC.|351600
GD|GEN DYNAMICS CP|JANY|Janney Montgomery Scott Inc.|3051
GD|GEN DYNAMICS CP|JEFF|JEFFERIES LLC|102317
GD|GEN DYNAMICS CP|JMPT|JUMP TRADING, LLC|94372
GD|GEN DYNAMICS CP|JONE|JonesTrading|620
GD|GEN DYNAMICS CP|JPBX|J.P. MORGAN SECURITIES LLC|231640
GD|GEN DYNAMICS CP|JPMX|J.P. Morgan Securities LLC|782643
GD|GEN DYNAMICS CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|312
GD|GEN DYNAMICS CP|JSJX|JANE STREET CAPITAL LLC|9751
GD|GEN DYNAMICS CP|KCGM|VIRTU Americas LLC|67474
GD|GEN DYNAMICS CP|LEHM|Barclays Capital Inc./Le|850842
GD|GEN DYNAMICS CP|LGNT|COR CLEARING LLC|1
GD|GEN DYNAMICS CP|LIME|Lime Brokerage LLC|48607
GD|GEN DYNAMICS CP|LIWD|LIME BROKERAGE LLC|48
GD|GEN DYNAMICS CP|LOOP|Loop Capital Markets LLC|4182
GD|GEN DYNAMICS CP|LQNA|LIQUIDNET, INC.|84900
GD|GEN DYNAMICS CP|LQNB|LIQUIDNET, INC.|1100
GD|GEN DYNAMICS CP|LSCI|Lek Securities Corporation|2575
GD|GEN DYNAMICS CP|MACC|Mid Atlantic Capital Corporation|3874
GD|GEN DYNAMICS CP|MACQ|Macquarie Capital (USA) Inc.|2150
GD|GEN DYNAMICS CP|MAXM|Maxim Group LLC|12232
GD|GEN DYNAMICS CP|MBTS|ALLY INVEST SECURITIES LLC|788
GD|GEN DYNAMICS CP|MCMF|Raymond James Ltd. Cds|371
GD|GEN DYNAMICS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107103
GD|GEN DYNAMICS CP|MOTF|MOTIF INVESTING, INC.|105
GD|GEN DYNAMICS CP|MPSG|E D & F Man Capital Markets Inc.|1141
GD|GEN DYNAMICS CP|MSCO|MORGAN STANLEY & CO. LLC|3408542
GD|GEN DYNAMICS CP|MSPL|MORGAN STANLEY & CO. LLC|346000
GD|GEN DYNAMICS CP|MSTX|MORGAN STANLEY & CO. LLC|232400
GD|GEN DYNAMICS CP|NATL|National Securities Corporation|232
GD|GEN DYNAMICS CP|NBCS|NBC Securities, INC.|475
GD|GEN DYNAMICS CP|NEUB|NEUBERGER BERMAN BD LLC|2935
GD|GEN DYNAMICS CP|NFSC|National Financial Services LLC|620082
GD|GEN DYNAMICS CP|NITE|VIRTU Americas LLC|934761
GD|GEN DYNAMICS CP|NITP|VIRTU Americas LLC|200
GD|GEN DYNAMICS CP|NQRB|Brut, LLC|9869
GD|GEN DYNAMICS CP|NTBF|BMO Nesbitt Burns Inc./CDS|375
GD|GEN DYNAMICS CP|NTRC|Northern Trust Securities, Inc.|2384
GD|GEN DYNAMICS CP|OHOS|TWO SIGMA SECURITIES, LLC|68720
GD|GEN DYNAMICS CP|OPCO|Oppenheimer & Co. Inc.|2978
GD|GEN DYNAMICS CP|OTAA|OTA LLC|200
GD|GEN DYNAMICS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1592
GD|GEN DYNAMICS CP|PCPT|PHILLIP CAPITAL INC.|100
GD|GEN DYNAMICS CP|PDQM|CODA MARKETS, INC.|211161
GD|GEN DYNAMICS CP|PHLY|NASDAQ Execution Services, LLC|5400
GD|GEN DYNAMICS CP|PIPR|Piper Jaffray & Co.|1050
GD|GEN DYNAMICS CP|PWJC|UBS Financial Services, Inc.|8738
GD|GEN DYNAMICS CP|QMSR|QUATTRO M SECURITIES INC.|904
GD|GEN DYNAMICS CP|RBCM|RBC CAPITAL MARKETS, LLC|20635
GD|GEN DYNAMICS CP|SAGL|SAGETRADER, LLC|63896
GD|GEN DYNAMICS CP|SAGW|SAGETRADER, LLC|9
GD|GEN DYNAMICS CP|SALI|INTL FCSTONE FINANCIAL INC.|966
GD|GEN DYNAMICS CP|SBRX|MURIEL SIEBERT & CO INC|15
GD|GEN DYNAMICS CP|SBSH|Citigroup Global Markets Inc.|197659
GD|GEN DYNAMICS CP|SEIC|SEI Investments Distribution Co.|2657
GD|GEN DYNAMICS CP|SGMT|GOLDMAN SACHS & CO. LLC|178438
GD|GEN DYNAMICS CP|SJLS|TRADE INFORMATICS LLC|100
GD|GEN DYNAMICS CP|SPDR|SPEEDROUTE LLC|40705
GD|GEN DYNAMICS CP|SPHN|Stephens Inc.|1213
GD|GEN DYNAMICS CP|STFL|Stifel, Nicolaus & Company, Incorporated|9322
GD|GEN DYNAMICS CP|STKP|STOCKPILE INVESTMENTS, INC.|78
GD|GEN DYNAMICS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3614
GD|GEN DYNAMICS CP|SWIM|TD Ameritrade, Inc.|18837
GD|GEN DYNAMICS CP|SWST|Hilltop Securities Inc.|15554
GD|GEN DYNAMICS CP|TKNG|ALLY INVEST SECURITIES LLC|2584
GD|GEN DYNAMICS CP|TMBR|Timber Hill LLC|9021
GD|GEN DYNAMICS CP|TRBT|Tradebot Systems, Inc.|171383
GD|GEN DYNAMICS CP|TRCM|TRC MARKETS LLC|139643
GD|GEN DYNAMICS CP|TWTT|TASTYWORKS, INC.|100
GD|GEN DYNAMICS CP|UBSA|UBS SECURITIES LLC|935412
GD|GEN DYNAMICS CP|UBSS|UBS Securities LLC|1183606
GD|GEN DYNAMICS CP|VALX|VIRTU AMERICAS LLC|23537
GD|GEN DYNAMICS CP|VGRD|Vanguard Marketing Corporation|17923
GD|GEN DYNAMICS CP|WABR|Wall Street Access|9775
GD|GEN DYNAMICS CP|WBLR|WILLIAM BLAIR|1163
GD|GEN DYNAMICS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1515
GD|GEN DYNAMICS CP|WCHV|WELLS FARGO SECURITIES, LLC|289425
GD|GEN DYNAMICS CP|WDCO|Wilson-Davis & Co., Inc.|140
GD|GEN DYNAMICS CP|WEDB|WEDBUSH SECURITIES INC.|2796
GD|GEN DYNAMICS CP|WEED|Weeden & Co.L.P.|2306
GD|GEN DYNAMICS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|46637
GD|GEN DYNAMICS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31638
GD|GEN DYNAMICS CP|WFPB|Wells Fargo Securities, LLC.|1900
GD|GEN DYNAMICS CP|WGIF|CIBC World Markets Inc.|3944
GD|GEN DYNAMICS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3492
GD|GEN DYNAMICS CP|WORD|Worden Capital Management LLC|50
GD|GEN DYNAMICS CP|WSAG|WALL STREET ACCESS|500
GD|GEN DYNAMICS CP|WSEA|WOLVERINE SECURITIES, LLC|31433
GD|GEN DYNAMICS CP|XIST|INSTINET, LLC|21304
GD|GEN DYNAMICS CP|XPQR|Jump Trading|703
GD|GEN DYNAMICS CP|XPUS|XP SECURITIES, LLC|500
GD|GEN DYNAMICS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|112590
GD|GEN DYNAMICS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|11562
GD|GEN DYNAMICS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20271
GDDY|GODADDY INC.|ABLE|NATIXIS Securities Americas LLC|588319
GDDY|GODADDY INC.|AGIS|Aegis Capital Corp.|100
GDDY|GODADDY INC.|ALLN|Allen & Company LLC|7619
GDDY|GODADDY INC.|ALTX|Alternet Securities Inc.|12509
GDDY|GODADDY INC.|ANOS|ABEL/NOSER, L.L.C.|2056
GDDY|GODADDY INC.|APCC|Apex Clearing Corporation|1727
GDDY|GODADDY INC.|BARD|Robert W. Baird & Co. Incorporated|733
GDDY|GODADDY INC.|BATM|CBOE TRADING, INC.|8685
GDDY|GODADDY INC.|BAYC|BAY CREST PARTNERS, LLC|700
GDDY|GODADDY INC.|BAYT|BTIG, LLC|12000
GDDY|GODADDY INC.|BERN|Sanford C. Bernstein & Co., LLC|105403
GDDY|GODADDY INC.|BIDS|BIDS TRADING L.P.|145149
GDDY|GODADDY INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1434
GDDY|GODADDY INC.|BLKX|INSTINET, LLC|92588
GDDY|GODADDY INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1282
GDDY|GODADDY INC.|BTIG|BTIG, LLC|7420
GDDY|GODADDY INC.|BYXM|CBOE TRADING, INC.|3085
GDDY|GODADDY INC.|BZYD|GOLDMAN SACHS & CO. LLC|712
GDDY|GODADDY INC.|CABR|Cabrera Capital Markets, Inc.|25
GDDY|GODADDY INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|37860
GDDY|GODADDY INC.|CHAS|Charles Schwab & Co., Inc.|1383
GDDY|GODADDY INC.|CICF|Canaccord Genuity Corp.|323
GDDY|GODADDY INC.|CIST|Capital Institutional Services, Inc.|100
GDDY|GODADDY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63632
GDDY|GODADDY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10318
GDDY|GODADDY INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|930
GDDY|GODADDY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|671235
GDDY|GODADDY INC.|CTDL|Citadel Derivatives Group Llc|17679
GDDY|GODADDY INC.|CTLR|CUTLER GROUP, LP|3255
GDDY|GODADDY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|61020
GDDY|GODADDY INC.|DADA|D.A. Davidson & Co.|12
GDDY|GODADDY INC.|DBAB|Deutsche Bank Securities Inc.|784902
GDDY|GODADDY INC.|DBAX|Deutsche Bank Securities Inc.|568700
GDDY|GODADDY INC.|DBUL|Deutsche Bank Securities Inc.|3183
GDDY|GODADDY INC.|DCHF|Dart Executions, LLC|9244
GDDY|GODADDY INC.|DEAN|MORGAN STANLEY|8307
GDDY|GODADDY INC.|DEGS|RONIN PROFESSIONAL LLC|500
GDDY|GODADDY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|331
GDDY|GODADDY INC.|DRWK|DRW SECURITIES, L.L.C.|1900
GDDY|GODADDY INC.|EBXL|EBX LLC|466700
GDDY|GODADDY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|27446
GDDY|GODADDY INC.|EDJC|Edward Jones / CDS|150
GDDY|GODADDY INC.|EDJO|Edward D. Jones & Co., L.P.|553
GDDY|GODADDY INC.|EGAM|CBOE TRADING, INC.|55247
GDDY|GODADDY INC.|EGAW|CBOE TRADING, INC.|679
GDDY|GODADDY INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2079
GDDY|GODADDY INC.|EGXM|CBOE TRADING, INC.|3429
GDDY|GODADDY INC.|EGXW|CBOE TRADING, INC.|100
GDDY|GODADDY INC.|ETBE|Electronic Transaction Clearing, Inc.|44914
GDDY|GODADDY INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
GDDY|GODADDY INC.|ETCC|Electronic Transaction Clearing, Inc.|230
GDDY|GODADDY INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
GDDY|GODADDY INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29309
GDDY|GODADDY INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|50
GDDY|GODADDY INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|794
GDDY|GODADDY INC.|ETRS|E*Trade Securities LLC|238770
GDDY|GODADDY INC.|FBSB|U.S. Bancorp Investments, Inc.|87
GDDY|GODADDY INC.|FILL|Tradestation Securities, Inc.|14807
GDDY|GODADDY INC.|FMAF|NBCN Inc./ CDS|290
GDDY|GODADDY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|183061
GDDY|GODADDY INC.|FQLS|Quantlab Securities LP|592243
GDDY|GODADDY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|152127
GDDY|GODADDY INC.|FTBR|Foliofn Investments, Inc.|1404
GDDY|GODADDY INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3721
GDDY|GODADDY INC.|GLIS|TD Securities Inc|323
GDDY|GODADDY INC.|GLPX|ACS EXECUTION SERVICES, LLC|153536
GDDY|GODADDY INC.|GSCO|GOLDMAN SACHS & CO. LLC|3669595
GDDY|GODADDY INC.|GSCS|GOLDMAN SACHS & CO. LLC|9800
GDDY|GODADDY INC.|GSLT|GOLDMAN SACHS & CO. LLC|39434
GDDY|GODADDY INC.|GTSZ|GTS SECURITIES LLC|174575
GDDY|GODADDY INC.|GUGS|Guggenheim Securities, LLC|25049
GDDY|GODADDY INC.|HRBF|American Enterprise Investment Services Inc.|2071
GDDY|GODADDY INC.|HSBC|HSBC Securities, Inc.|35574
GDDY|GODADDY INC.|IATS|INTERACTIVE BROKERS LLC|12714
GDDY|GODADDY INC.|IBKR|Interactive Brokers Llc|20062
GDDY|GODADDY INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|478
GDDY|GODADDY INC.|ICBX|INSTINET, LLC|87989
GDDY|GODADDY INC.|INCA|INSTINET, LLC|543328
GDDY|GODADDY INC.|INJX|INSTINET, LLC|8934
GDDY|GODADDY INC.|ITGI|ITG Inc.|85058
GDDY|GODADDY INC.|ITGP|ITG INC.|96600
GDDY|GODADDY INC.|JANY|Janney Montgomery Scott Inc.|99
GDDY|GODADDY INC.|JEFF|JEFFERIES LLC|137568
GDDY|GODADDY INC.|JMPT|JUMP TRADING, LLC|131151
GDDY|GODADDY INC.|JONE|JonesTrading|159
GDDY|GODADDY INC.|JPBX|J.P. MORGAN SECURITIES LLC|134136
GDDY|GODADDY INC.|JPMX|J.P. Morgan Securities LLC|592605
GDDY|GODADDY INC.|JSJX|JANE STREET CAPITAL LLC|43979
GDDY|GODADDY INC.|KCGM|VIRTU Americas LLC|57667
GDDY|GODADDY INC.|LEHM|Barclays Capital Inc./Le|1480646
GDDY|GODADDY INC.|LIME|Lime Brokerage LLC|45301
GDDY|GODADDY INC.|LIWD|LIME BROKERAGE LLC|67
GDDY|GODADDY INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|14800
GDDY|GODADDY INC.|LOOP|Loop Capital Markets LLC|20000
GDDY|GODADDY INC.|LQNA|LIQUIDNET, INC.|65900
GDDY|GODADDY INC.|LSCI|Lek Securities Corporation|330
GDDY|GODADDY INC.|LVMR|LIVERMORE TRADING GROUP, INC.|2750
GDDY|GODADDY INC.|MACQ|Macquarie Capital (USA) Inc.|4412
GDDY|GODADDY INC.|MAXM|Maxim Group LLC|1200
GDDY|GODADDY INC.|MBTS|ALLY INVEST SECURITIES LLC|1106
GDDY|GODADDY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109308
GDDY|GODADDY INC.|MOTF|MOTIF INVESTING, INC.|11
GDDY|GODADDY INC.|MSCO|MORGAN STANLEY & CO. LLC|2286182
GDDY|GODADDY INC.|MSPL|MORGAN STANLEY & CO. LLC|612700
GDDY|GODADDY INC.|MSTX|MORGAN STANLEY & CO. LLC|529400
GDDY|GODADDY INC.|MULL|MARK J. MULLER EQUITIES, INC.|21901
GDDY|GODADDY INC.|NEUB|NEUBERGER BERMAN BD LLC|17
GDDY|GODADDY INC.|NFSC|National Financial Services LLC|111400
GDDY|GODADDY INC.|NITE|VIRTU Americas LLC|354728
GDDY|GODADDY INC.|NITP|VIRTU Americas LLC|728
GDDY|GODADDY INC.|NQRB|Brut, LLC|10826
GDDY|GODADDY INC.|NTBF|BMO Nesbitt Burns Inc./CDS|126
GDDY|GODADDY INC.|NTRC|Northern Trust Securities, Inc.|5803
GDDY|GODADDY INC.|OHOS|TWO SIGMA SECURITIES, LLC|52233
GDDY|GODADDY INC.|OPCO|Oppenheimer & Co. Inc.|2387
GDDY|GODADDY INC.|PCPT|PHILLIP CAPITAL INC.|900
GDDY|GODADDY INC.|PDQM|CODA MARKETS, INC.|214060
GDDY|GODADDY INC.|PIPR|Piper Jaffray & Co.|4723
GDDY|GODADDY INC.|PWJC|UBS Financial Services, Inc.|303
GDDY|GODADDY INC.|QMSR|QUATTRO M SECURITIES INC.|19799
GDDY|GODADDY INC.|RBCM|RBC CAPITAL MARKETS, LLC|3948
GDDY|GODADDY INC.|SAGL|SAGETRADER, LLC|258480
GDDY|GODADDY INC.|SAGW|SAGETRADER, LLC|4612
GDDY|GODADDY INC.|SALI|INTL FCSTONE FINANCIAL INC.|52
GDDY|GODADDY INC.|SBSH|Citigroup Global Markets Inc.|290537
GDDY|GODADDY INC.|SGMT|GOLDMAN SACHS & CO. LLC|283340
GDDY|GODADDY INC.|SPDR|SPEEDROUTE LLC|8467
GDDY|GODADDY INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
GDDY|GODADDY INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8993
GDDY|GODADDY INC.|STKP|STOCKPILE INVESTMENTS, INC.|72
GDDY|GODADDY INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11569
GDDY|GODADDY INC.|SWIM|TD Ameritrade, Inc.|27594
GDDY|GODADDY INC.|TKNG|ALLY INVEST SECURITIES LLC|2524
GDDY|GODADDY INC.|TRBT|Tradebot Systems, Inc.|344036
GDDY|GODADDY INC.|TRCM|TRC MARKETS LLC|120063
GDDY|GODADDY INC.|TWTT|TASTYWORKS, INC.|135
GDDY|GODADDY INC.|UBSA|UBS SECURITIES LLC|1102611
GDDY|GODADDY INC.|UBSS|UBS Securities LLC|1507519
GDDY|GODADDY INC.|VALX|VIRTU AMERICAS LLC|18503
GDDY|GODADDY INC.|VERT|The Vertical Trading Group, LLC|500
GDDY|GODADDY INC.|VGRD|Vanguard Marketing Corporation|12227
GDDY|GODADDY INC.|VSIN|Vision Financial Markets Llc|122
GDDY|GODADDY INC.|WABR|Wall Street Access|200
GDDY|GODADDY INC.|WBLR|WILLIAM BLAIR|698
GDDY|GODADDY INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|6610
GDDY|GODADDY INC.|WCHV|WELLS FARGO SECURITIES, LLC|156855
GDDY|GODADDY INC.|WDNX|WEEDEN & CO.L.P.|1234
GDDY|GODADDY INC.|WEDB|WEDBUSH SECURITIES INC.|8614
GDDY|GODADDY INC.|WEED|Weeden & Co.L.P.|1504
GDDY|GODADDY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7042
GDDY|GODADDY INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16334
GDDY|GODADDY INC.|WGIF|CIBC World Markets Inc.|839
GDDY|GODADDY INC.|WSAG|WALL STREET ACCESS|72
GDDY|GODADDY INC.|WSEA|WOLVERINE SECURITIES, LLC|5340
GDDY|GODADDY INC.|XIST|INSTINET, LLC|12568
GDDY|GODADDY INC.|XPQR|Jump Trading|12100
GDDY|GODADDY INC.|XPUS|XP SECURITIES, LLC|5600
GDDY|GODADDY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|31198
GDDY|GODADDY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|9451
GDDY|GODADDY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1706
GDEN|GOLDEN ENTMT CMN|ALTX|Alternet Securities Inc.|6479
GDEN|GOLDEN ENTMT CMN|ANOS|ABEL/NOSER, L.L.C.|2004
GDEN|GOLDEN ENTMT CMN|APCC|Apex Clearing Corporation|40
GDEN|GOLDEN ENTMT CMN|BANK|Primevest Financial Services, Inc.|100
GDEN|GOLDEN ENTMT CMN|BATM|CBOE TRADING, INC.|2405
GDEN|GOLDEN ENTMT CMN|BAYT|BTIG, LLC|300
GDEN|GOLDEN ENTMT CMN|BERN|Sanford C. Bernstein & Co., LLC|18612
GDEN|GOLDEN ENTMT CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7470
GDEN|GOLDEN ENTMT CMN|BMOC|BMO Capital Markets Corp.|2869
GDEN|GOLDEN ENTMT CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1806
GDEN|GOLDEN ENTMT CMN|BTIG|BTIG, LLC|700
GDEN|GOLDEN ENTMT CMN|BYXM|CBOE TRADING, INC.|531
GDEN|GOLDEN ENTMT CMN|BZYD|GOLDMAN SACHS & CO. LLC|303
GDEN|GOLDEN ENTMT CMN|CHAS|Charles Schwab & Co., Inc.|50
GDEN|GOLDEN ENTMT CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39541
GDEN|GOLDEN ENTMT CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2459
GDEN|GOLDEN ENTMT CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GDEN|GOLDEN ENTMT CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132463
GDEN|GOLDEN ENTMT CMN|CTDL|Citadel Derivatives Group Llc|6184
GDEN|GOLDEN ENTMT CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|41616
GDEN|GOLDEN ENTMT CMN|DBAB|Deutsche Bank Securities Inc.|249154
GDEN|GOLDEN ENTMT CMN|DBAX|Deutsche Bank Securities Inc.|90600
GDEN|GOLDEN ENTMT CMN|DEAN|MORGAN STANLEY|3682
GDEN|GOLDEN ENTMT CMN|DEGS|RONIN PROFESSIONAL LLC|7859
GDEN|GOLDEN ENTMT CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3544
GDEN|GOLDEN ENTMT CMN|DOTC|Dougherty & Company LLC|841
GDEN|GOLDEN ENTMT CMN|EBXL|EBX LLC|59200
GDEN|GOLDEN ENTMT CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|6907
GDEN|GOLDEN ENTMT CMN|EGAM|CBOE TRADING, INC.|2950
GDEN|GOLDEN ENTMT CMN|EGMT|EG MARKET TECHNOLOGIES LLC|527
GDEN|GOLDEN ENTMT CMN|EGXM|CBOE TRADING, INC.|1133
GDEN|GOLDEN ENTMT CMN|ETBE|Electronic Transaction Clearing, Inc.|16529
GDEN|GOLDEN ENTMT CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
GDEN|GOLDEN ENTMT CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3220
GDEN|GOLDEN ENTMT CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24404
GDEN|GOLDEN ENTMT CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3
GDEN|GOLDEN ENTMT CMN|ETRS|E*Trade Securities LLC|13236
GDEN|GOLDEN ENTMT CMN|FBCO|Credit Suisse Securities (USA) LLC|378178
GDEN|GOLDEN ENTMT CMN|FILL|Tradestation Securities, Inc.|2400
GDEN|GOLDEN ENTMT CMN|FMAF|NBCN Inc./ CDS|300
GDEN|GOLDEN ENTMT CMN|FOMA|TD AMERITRADE CLEARING, INC.|76864
GDEN|GOLDEN ENTMT CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8289
GDEN|GOLDEN ENTMT CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64107
GDEN|GOLDEN ENTMT CMN|FTBR|Foliofn Investments, Inc.|1460
GDEN|GOLDEN ENTMT CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|9207
GDEN|GOLDEN ENTMT CMN|GLIS|TD Securities Inc|40
GDEN|GOLDEN ENTMT CMN|GLPX|ACS EXECUTION SERVICES, LLC|15107
GDEN|GOLDEN ENTMT CMN|GSCO|GOLDMAN SACHS & CO. LLC|443836
GDEN|GOLDEN ENTMT CMN|GSCS|GOLDMAN SACHS & CO. LLC|25068
GDEN|GOLDEN ENTMT CMN|GSLT|GOLDMAN SACHS & CO. LLC|2436
GDEN|GOLDEN ENTMT CMN|GTSZ|GTS SECURITIES LLC|15385
GDEN|GOLDEN ENTMT CMN|HAPX|HAP Trading, LLC|400
GDEN|GOLDEN ENTMT CMN|HRBF|American Enterprise Investment Services Inc.|939
GDEN|GOLDEN ENTMT CMN|IATS|INTERACTIVE BROKERS LLC|2640
GDEN|GOLDEN ENTMT CMN|IBKR|Interactive Brokers Llc|20713
GDEN|GOLDEN ENTMT CMN|ICBX|INSTINET, LLC|12900
GDEN|GOLDEN ENTMT CMN|IEQY|CITADEL SECURITIES LLC|36126
GDEN|GOLDEN ENTMT CMN|IMPC|Imperial Capital, LLC|3100
GDEN|GOLDEN ENTMT CMN|INCA|INSTINET, LLC|129685
GDEN|GOLDEN ENTMT CMN|INJX|INSTINET, LLC|24124
GDEN|GOLDEN ENTMT CMN|ITGI|ITG Inc.|20647
GDEN|GOLDEN ENTMT CMN|ITGP|ITG INC.|46600
GDEN|GOLDEN ENTMT CMN|JEFF|JEFFERIES LLC|69967
GDEN|GOLDEN ENTMT CMN|JMPT|JUMP TRADING, LLC|23954
GDEN|GOLDEN ENTMT CMN|JONE|JonesTrading|18429
GDEN|GOLDEN ENTMT CMN|JPBX|J.P. MORGAN SECURITIES LLC|37570
GDEN|GOLDEN ENTMT CMN|JPMX|J.P. Morgan Securities LLC|149234
GDEN|GOLDEN ENTMT CMN|JSJX|JANE STREET CAPITAL LLC|3506
GDEN|GOLDEN ENTMT CMN|KCGM|VIRTU Americas LLC|10956
GDEN|GOLDEN ENTMT CMN|LEHM|Barclays Capital Inc./Le|382591
GDEN|GOLDEN ENTMT CMN|LIME|Lime Brokerage LLC|91811
GDEN|GOLDEN ENTMT CMN|LQNA|LIQUIDNET, INC.|3100
GDEN|GOLDEN ENTMT CMN|LSCI|Lek Securities Corporation|201902
GDEN|GOLDEN ENTMT CMN|MAXM|Maxim Group LLC|1922
GDEN|GOLDEN ENTMT CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27018
GDEN|GOLDEN ENTMT CMN|MOTF|MOTIF INVESTING, INC.|12
GDEN|GOLDEN ENTMT CMN|MSCO|MORGAN STANLEY & CO. LLC|578198
GDEN|GOLDEN ENTMT CMN|MSPL|MORGAN STANLEY & CO. LLC|109200
GDEN|GOLDEN ENTMT CMN|MSTX|MORGAN STANLEY & CO. LLC|25200
GDEN|GOLDEN ENTMT CMN|NFSC|National Financial Services LLC|35904
GDEN|GOLDEN ENTMT CMN|NITE|VIRTU Americas LLC|148756
GDEN|GOLDEN ENTMT CMN|NITP|VIRTU Americas LLC|500
GDEN|GOLDEN ENTMT CMN|NQRB|Brut, LLC|3214
GDEN|GOLDEN ENTMT CMN|OPCO|Oppenheimer & Co. Inc.|1121
GDEN|GOLDEN ENTMT CMN|PDQM|CODA MARKETS, INC.|19453
GDEN|GOLDEN ENTMT CMN|PWJC|UBS Financial Services, Inc.|1900
GDEN|GOLDEN ENTMT CMN|RAJA|Raymond James & Associates, Inc.|3372
GDEN|GOLDEN ENTMT CMN|RBCM|RBC CAPITAL MARKETS, LLC|1889
GDEN|GOLDEN ENTMT CMN|SAGL|SAGETRADER, LLC|2585
GDEN|GOLDEN ENTMT CMN|SBSH|Citigroup Global Markets Inc.|76012
GDEN|GOLDEN ENTMT CMN|SGMT|GOLDMAN SACHS & CO. LLC|48285
GDEN|GOLDEN ENTMT CMN|SPDR|SPEEDROUTE LLC|3685
GDEN|GOLDEN ENTMT CMN|SPTD|MINT GLOBAL MARKETS, INC.|5700
GDEN|GOLDEN ENTMT CMN|STFL|Stifel, Nicolaus & Company, Incorporated|390
GDEN|GOLDEN ENTMT CMN|SWIM|TD Ameritrade, Inc.|28585
GDEN|GOLDEN ENTMT CMN|SWST|Hilltop Securities Inc.|150
GDEN|GOLDEN ENTMT CMN|TKNG|ALLY INVEST SECURITIES LLC|156
GDEN|GOLDEN ENTMT CMN|TRBT|Tradebot Systems, Inc.|66691
GDEN|GOLDEN ENTMT CMN|TRCM|TRC MARKETS LLC|53019
GDEN|GOLDEN ENTMT CMN|UBSA|UBS SECURITIES LLC|248113
GDEN|GOLDEN ENTMT CMN|UBSS|UBS Securities LLC|548874
GDEN|GOLDEN ENTMT CMN|VALX|VIRTU AMERICAS LLC|7549
GDEN|GOLDEN ENTMT CMN|VGRD|Vanguard Marketing Corporation|1221
GDEN|GOLDEN ENTMT CMN|WCHV|WELLS FARGO SECURITIES, LLC|126569
GDEN|GOLDEN ENTMT CMN|WDNX|WEEDEN & CO.L.P.|4400
GDEN|GOLDEN ENTMT CMN|WEED|Weeden & Co.L.P.|1382
GDEN|GOLDEN ENTMT CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6273
GDEN|GOLDEN ENTMT CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9660
GDEN|GOLDEN ENTMT CMN|WFPB|Wells Fargo Securities, LLC.|168
GDEN|GOLDEN ENTMT CMN|WGIF|CIBC World Markets Inc.|202
GDEN|GOLDEN ENTMT CMN|WORD|Worden Capital Management LLC|3600
GDEN|GOLDEN ENTMT CMN|WSEA|WOLVERINE SECURITIES, LLC|2109
GDEN|GOLDEN ENTMT CMN|XIST|INSTINET, LLC|26160
GDEN|GOLDEN ENTMT CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|23600
GDEN|GOLDEN ENTMT CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|555
GDEN|GOLDEN ENTMT CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2030
GDI|GARDNER DENVER HOLDI|ALTX|Alternet Securities Inc.|34798
GDI|GARDNER DENVER HOLDI|APCC|Apex Clearing Corporation|227
GDI|GARDNER DENVER HOLDI|AQUA|AQUA SECURITIES L.P.|2700
GDI|GARDNER DENVER HOLDI|BANK|Primevest Financial Services, Inc.|993
GDI|GARDNER DENVER HOLDI|BARD|Robert W. Baird & Co. Incorporated|43078
GDI|GARDNER DENVER HOLDI|BATM|CBOE TRADING, INC.|8573
GDI|GARDNER DENVER HOLDI|BAYC|BAY CREST PARTNERS, LLC|6590
GDI|GARDNER DENVER HOLDI|BAYT|BTIG, LLC|1100
GDI|GARDNER DENVER HOLDI|BBNT|BB&T SECURITIES, LLC|177
GDI|GARDNER DENVER HOLDI|BERN|Sanford C. Bernstein & Co., LLC|49941
GDI|GARDNER DENVER HOLDI|BIAD|SAGETRADER, LLC|2
GDI|GARDNER DENVER HOLDI|BIDS|BIDS TRADING L.P.|25800
GDI|GARDNER DENVER HOLDI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5414
GDI|GARDNER DENVER HOLDI|BLKX|INSTINET, LLC|304024
GDI|GARDNER DENVER HOLDI|BNPX|BNP PARIBAS SECURITIES CORP.|496
GDI|GARDNER DENVER HOLDI|BTIG|BTIG, LLC|110300
GDI|GARDNER DENVER HOLDI|BYXM|CBOE TRADING, INC.|4383
GDI|GARDNER DENVER HOLDI|CANT|Cantor Fitzgerald & Co.|300
GDI|GARDNER DENVER HOLDI|CBLC|CITIGROUP GLOBAL MARKETS INC.|60800
GDI|GARDNER DENVER HOLDI|CBRA|Cobra Trading, Inc.|4300
GDI|GARDNER DENVER HOLDI|CHAS|Charles Schwab & Co., Inc.|4500
GDI|GARDNER DENVER HOLDI|CIBP|CIBC World Markets Corp.|232700
GDI|GARDNER DENVER HOLDI|CIST|Capital Institutional Services, Inc.|354
GDI|GARDNER DENVER HOLDI|CLSA|CLSA AMERICAS, LLC|119800
GDI|GARDNER DENVER HOLDI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|293367
GDI|GARDNER DENVER HOLDI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|37216
GDI|GARDNER DENVER HOLDI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
GDI|GARDNER DENVER HOLDI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|729605
GDI|GARDNER DENVER HOLDI|CTDL|Citadel Derivatives Group Llc|18137
GDI|GARDNER DENVER HOLDI|CXCX|CITIGROUP GLOBAL MARKETS INC.|108424
GDI|GARDNER DENVER HOLDI|DADA|D.A. Davidson & Co.|55
GDI|GARDNER DENVER HOLDI|DBAB|Deutsche Bank Securities Inc.|654131
GDI|GARDNER DENVER HOLDI|DBAX|Deutsche Bank Securities Inc.|997100
GDI|GARDNER DENVER HOLDI|DBUL|Deutsche Bank Securities Inc.|1308
GDI|GARDNER DENVER HOLDI|DCHF|Dart Executions, LLC|4475
GDI|GARDNER DENVER HOLDI|DEAN|MORGAN STANLEY|1830
GDI|GARDNER DENVER HOLDI|DEGS|RONIN PROFESSIONAL LLC|13565
GDI|GARDNER DENVER HOLDI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21500
GDI|GARDNER DENVER HOLDI|EBXL|EBX LLC|418300
GDI|GARDNER DENVER HOLDI|ECUT|CONVERGEX EXECUTION SOLUTIONS|11699
GDI|GARDNER DENVER HOLDI|EDJO|Edward D. Jones & Co., L.P.|3423
GDI|GARDNER DENVER HOLDI|EGAM|CBOE TRADING, INC.|55821
GDI|GARDNER DENVER HOLDI|EGAW|CBOE TRADING, INC.|400
GDI|GARDNER DENVER HOLDI|EGMT|EG MARKET TECHNOLOGIES LLC|1600
GDI|GARDNER DENVER HOLDI|EGXM|CBOE TRADING, INC.|9859
GDI|GARDNER DENVER HOLDI|EGXW|CBOE TRADING, INC.|1500
GDI|GARDNER DENVER HOLDI|ETBE|Electronic Transaction Clearing, Inc.|20344
GDI|GARDNER DENVER HOLDI|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
GDI|GARDNER DENVER HOLDI|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
GDI|GARDNER DENVER HOLDI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16086
GDI|GARDNER DENVER HOLDI|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3328
GDI|GARDNER DENVER HOLDI|ETRS|E*Trade Securities LLC|27279
GDI|GARDNER DENVER HOLDI|FILL|Tradestation Securities, Inc.|1449
GDI|GARDNER DENVER HOLDI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11317
GDI|GARDNER DENVER HOLDI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|177315
GDI|GARDNER DENVER HOLDI|FTBR|Foliofn Investments, Inc.|260
GDI|GARDNER DENVER HOLDI|GEBB|GLOBAL EXECUTION BROKERS, LP|9017
GDI|GARDNER DENVER HOLDI|GLIS|TD Securities Inc|1100
GDI|GARDNER DENVER HOLDI|GLPX|ACS EXECUTION SERVICES, LLC|104965
GDI|GARDNER DENVER HOLDI|GSCO|GOLDMAN SACHS & CO. LLC|1386060
GDI|GARDNER DENVER HOLDI|GSCS|GOLDMAN SACHS & CO. LLC|26375
GDI|GARDNER DENVER HOLDI|GSLT|GOLDMAN SACHS & CO. LLC|19622
GDI|GARDNER DENVER HOLDI|GTSZ|GTS SECURITIES LLC|99048
GDI|GARDNER DENVER HOLDI|HPPX|POTAMUS TRADING, LLC|1766
GDI|GARDNER DENVER HOLDI|HRBF|American Enterprise Investment Services Inc.|374
GDI|GARDNER DENVER HOLDI|HSBC|HSBC Securities, Inc.|244
GDI|GARDNER DENVER HOLDI|IATS|INTERACTIVE BROKERS LLC|4769
GDI|GARDNER DENVER HOLDI|IBKR|Interactive Brokers Llc|33514
GDI|GARDNER DENVER HOLDI|IBSJ|Integrity Brokerage Services, Inc.|500
GDI|GARDNER DENVER HOLDI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
GDI|GARDNER DENVER HOLDI|ICBX|INSTINET, LLC|92402
GDI|GARDNER DENVER HOLDI|INCA|INSTINET, LLC|288811
GDI|GARDNER DENVER HOLDI|INJX|INSTINET, LLC|6338
GDI|GARDNER DENVER HOLDI|ITGI|ITG Inc.|149508
GDI|GARDNER DENVER HOLDI|ITGP|ITG INC.|446200
GDI|GARDNER DENVER HOLDI|JANY|Janney Montgomery Scott Inc.|4085
GDI|GARDNER DENVER HOLDI|JEFF|JEFFERIES LLC|382199
GDI|GARDNER DENVER HOLDI|JMPT|JUMP TRADING, LLC|142928
GDI|GARDNER DENVER HOLDI|JPBX|J.P. MORGAN SECURITIES LLC|199893
GDI|GARDNER DENVER HOLDI|JPMX|J.P. Morgan Securities LLC|1040121
GDI|GARDNER DENVER HOLDI|JSJX|JANE STREET CAPITAL LLC|6999
GDI|GARDNER DENVER HOLDI|KCGM|VIRTU Americas LLC|93320
GDI|GARDNER DENVER HOLDI|KEYB|KEYBANC CAPITAL MARKETS INC.|17070
GDI|GARDNER DENVER HOLDI|LEHM|Barclays Capital Inc./Le|1264146
GDI|GARDNER DENVER HOLDI|LIME|Lime Brokerage LLC|25032
GDI|GARDNER DENVER HOLDI|LMNX|LUMINEX TRADING & ANALYTICS LLC|1047706
GDI|GARDNER DENVER HOLDI|LOOP|Loop Capital Markets LLC|10184
GDI|GARDNER DENVER HOLDI|LQNA|LIQUIDNET, INC.|364200
GDI|GARDNER DENVER HOLDI|LQNB|LIQUIDNET, INC.|5500
GDI|GARDNER DENVER HOLDI|LSCI|Lek Securities Corporation|1190
GDI|GARDNER DENVER HOLDI|LVMR|LIVERMORE TRADING GROUP, INC.|6200
GDI|GARDNER DENVER HOLDI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3920
GDI|GARDNER DENVER HOLDI|MACQ|Macquarie Capital (USA) Inc.|10492
GDI|GARDNER DENVER HOLDI|MAXM|Maxim Group LLC|1092
GDI|GARDNER DENVER HOLDI|MBTS|ALLY INVEST SECURITIES LLC|136
GDI|GARDNER DENVER HOLDI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|278734
GDI|GARDNER DENVER HOLDI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1414
GDI|GARDNER DENVER HOLDI|MSCO|MORGAN STANLEY & CO. LLC|2595325
GDI|GARDNER DENVER HOLDI|MSPL|MORGAN STANLEY & CO. LLC|730400
GDI|GARDNER DENVER HOLDI|MSTX|MORGAN STANLEY & CO. LLC|317500
GDI|GARDNER DENVER HOLDI|NEUB|NEUBERGER BERMAN BD LLC|5150
GDI|GARDNER DENVER HOLDI|NFSC|National Financial Services LLC|182413
GDI|GARDNER DENVER HOLDI|NITE|VIRTU Americas LLC|234536
GDI|GARDNER DENVER HOLDI|NITP|VIRTU Americas LLC|5839
GDI|GARDNER DENVER HOLDI|NQRB|Brut, LLC|29564
GDI|GARDNER DENVER HOLDI|NTRC|Northern Trust Securities, Inc.|6815
GDI|GARDNER DENVER HOLDI|ONEL|O'NEIL SECURITIES, INCORPORATED|25061
GDI|GARDNER DENVER HOLDI|OPCO|Oppenheimer & Co. Inc.|2666
GDI|GARDNER DENVER HOLDI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1618
GDI|GARDNER DENVER HOLDI|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5300
GDI|GARDNER DENVER HOLDI|PDQM|CODA MARKETS, INC.|209952
GDI|GARDNER DENVER HOLDI|PHLY|NASDAQ Execution Services, LLC|2000
GDI|GARDNER DENVER HOLDI|PIPR|Piper Jaffray & Co.|42166
GDI|GARDNER DENVER HOLDI|PWJC|UBS Financial Services, Inc.|3001
GDI|GARDNER DENVER HOLDI|QMSR|QUATTRO M SECURITIES INC.|3991
GDI|GARDNER DENVER HOLDI|RBCM|RBC CAPITAL MARKETS, LLC|3311
GDI|GARDNER DENVER HOLDI|RGLD|Regal Securities, Inc|700
GDI|GARDNER DENVER HOLDI|SAGL|SAGETRADER, LLC|14450
GDI|GARDNER DENVER HOLDI|SAGW|SAGETRADER, LLC|39
GDI|GARDNER DENVER HOLDI|SBSH|Citigroup Global Markets Inc.|337618
GDI|GARDNER DENVER HOLDI|SGMT|GOLDMAN SACHS & CO. LLC|262193
GDI|GARDNER DENVER HOLDI|SPDR|SPEEDROUTE LLC|42785
GDI|GARDNER DENVER HOLDI|SPHN|Stephens Inc.|750
GDI|GARDNER DENVER HOLDI|STFL|Stifel, Nicolaus & Company, Incorporated|371062
GDI|GARDNER DENVER HOLDI|STKP|STOCKPILE INVESTMENTS, INC.|2
GDI|GARDNER DENVER HOLDI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1588
GDI|GARDNER DENVER HOLDI|SWIM|TD Ameritrade, Inc.|51899
GDI|GARDNER DENVER HOLDI|SWST|Hilltop Securities Inc.|1900
GDI|GARDNER DENVER HOLDI|TKNG|ALLY INVEST SECURITIES LLC|15
GDI|GARDNER DENVER HOLDI|TRBT|Tradebot Systems, Inc.|499572
GDI|GARDNER DENVER HOLDI|TRCM|TRC MARKETS LLC|146850
GDI|GARDNER DENVER HOLDI|TWTT|TASTYWORKS, INC.|20
GDI|GARDNER DENVER HOLDI|UBSA|UBS SECURITIES LLC|896457
GDI|GARDNER DENVER HOLDI|UBSS|UBS Securities LLC|1168132
GDI|GARDNER DENVER HOLDI|VALX|VIRTU AMERICAS LLC|13064
GDI|GARDNER DENVER HOLDI|VGRD|Vanguard Marketing Corporation|2432
GDI|GARDNER DENVER HOLDI|WBLR|WILLIAM BLAIR|121084
GDI|GARDNER DENVER HOLDI|WBPX|SUMMIT SECURITIES GROUP, LLC|4624
GDI|GARDNER DENVER HOLDI|WCHV|WELLS FARGO SECURITIES, LLC|126919
GDI|GARDNER DENVER HOLDI|WDNX|WEEDEN & CO.L.P.|20930
GDI|GARDNER DENVER HOLDI|WEDB|WEDBUSH SECURITIES INC.|9005
GDI|GARDNER DENVER HOLDI|WEED|Weeden & Co.L.P.|38600
GDI|GARDNER DENVER HOLDI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2341
GDI|GARDNER DENVER HOLDI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7642
GDI|GARDNER DENVER HOLDI|WGIF|CIBC World Markets Inc.|323
GDI|GARDNER DENVER HOLDI|WSAG|WALL STREET ACCESS|1500
GDI|GARDNER DENVER HOLDI|WSEA|WOLVERINE SECURITIES, LLC|3342
GDI|GARDNER DENVER HOLDI|XIST|INSTINET, LLC|68600
GDI|GARDNER DENVER HOLDI|XPQR|Jump Trading|2859
GDI|GARDNER DENVER HOLDI|XSTM|NATIONAL FINANCIAL SERVICES LLC|158756
GDI|GARDNER DENVER HOLDI|YKNA|COMHAR CAPITAL MARKETS, LLC|1151
GDI|GARDNER DENVER HOLDI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3826
GDL|GDL FUND, THE|APCC|Apex Clearing Corporation|493
GDL|GDL FUND, THE|BARD|Robert W. Baird & Co. Incorporated|11
GDL|GDL FUND, THE|BATM|CBOE TRADING, INC.|204
GDL|GDL FUND, THE|BERN|Sanford C. Bernstein & Co., LLC|654
GDL|GDL FUND, THE|CHAS|Charles Schwab & Co., Inc.|2886
GDL|GDL FUND, THE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
GDL|GDL FUND, THE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GDL|GDL FUND, THE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4293
GDL|GDL FUND, THE|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
GDL|GDL FUND, THE|DADA|D.A. Davidson & Co.|1
GDL|GDL FUND, THE|DBAX|Deutsche Bank Securities Inc.|700
GDL|GDL FUND, THE|DEAN|MORGAN STANLEY|3894
GDL|GDL FUND, THE|DEGS|RONIN PROFESSIONAL LLC|1600
GDL|GDL FUND, THE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1671
GDL|GDL FUND, THE|EBXL|EBX LLC|4800
GDL|GDL FUND, THE|ECUT|CONVERGEX EXECUTION SOLUTIONS|11663
GDL|GDL FUND, THE|EDJO|Edward D. Jones & Co., L.P.|525
GDL|GDL FUND, THE|EGXM|CBOE TRADING, INC.|201
GDL|GDL FUND, THE|ESPO|ESPOSITO SECURITIES, LLC|5177
GDL|GDL FUND, THE|ETRS|E*Trade Securities LLC|12286
GDL|GDL FUND, THE|FMAF|NBCN Inc./ CDS|850
GDL|GDL FUND, THE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1176
GDL|GDL FUND, THE|FTBR|Foliofn Investments, Inc.|96
GDL|GDL FUND, THE|GSCO|GOLDMAN SACHS & CO. LLC|1892
GDL|GDL FUND, THE|GTSZ|GTS SECURITIES LLC|100
GDL|GDL FUND, THE|HRBF|American Enterprise Investment Services Inc.|657
GDL|GDL FUND, THE|IATS|INTERACTIVE BROKERS LLC|1066
GDL|GDL FUND, THE|IBKR|Interactive Brokers Llc|17945
GDL|GDL FUND, THE|ICBX|INSTINET, LLC|700
GDL|GDL FUND, THE|INCA|INSTINET, LLC|1320
GDL|GDL FUND, THE|ITGI|ITG Inc.|6913
GDL|GDL FUND, THE|ITGP|ITG INC.|4200
GDL|GDL FUND, THE|JPMX|J.P. Morgan Securities LLC|588
GDL|GDL FUND, THE|KCGM|VIRTU Americas LLC|339
GDL|GDL FUND, THE|LEHM|Barclays Capital Inc./Le|4049
GDL|GDL FUND, THE|LGNT|COR CLEARING LLC|30
GDL|GDL FUND, THE|LIME|Lime Brokerage LLC|472
GDL|GDL FUND, THE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GDL|GDL FUND, THE|MSCO|MORGAN STANLEY & CO. LLC|13108
GDL|GDL FUND, THE|MSPL|MORGAN STANLEY & CO. LLC|700
GDL|GDL FUND, THE|NFSC|National Financial Services LLC|44792
GDL|GDL FUND, THE|NITE|VIRTU Americas LLC|49817
GDL|GDL FUND, THE|NQRB|Brut, LLC|139
GDL|GDL FUND, THE|PWJC|UBS Financial Services, Inc.|450
GDL|GDL FUND, THE|RBCM|RBC CAPITAL MARKETS, LLC|389
GDL|GDL FUND, THE|SBSH|Citigroup Global Markets Inc.|1120
GDL|GDL FUND, THE|SGMT|GOLDMAN SACHS & CO. LLC|200
GDL|GDL FUND, THE|STXG|Stockcross Financial Services, Inc.|600
GDL|GDL FUND, THE|SWIM|TD Ameritrade, Inc.|500
GDL|GDL FUND, THE|UBSA|UBS SECURITIES LLC|9400
GDL|GDL FUND, THE|UBSS|UBS Securities LLC|8611
GDL|GDL FUND, THE|VGRD|Vanguard Marketing Corporation|596
GDL|GDL FUND, THE|WABR|Wall Street Access|500
GDL|GDL FUND, THE|WCHV|WELLS FARGO SECURITIES, LLC|22624
GDL|GDL FUND, THE|WEDB|WEDBUSH SECURITIES INC.|1807
GDL|GDL FUND, THE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|367
GDL|GDL FUND, THE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11313
GDL|GDL FUND, THE|WSEA|WOLVERINE SECURITIES, LLC|4356
GDL|GDL FUND, THE|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
GDL|GDL FUND, THE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9133
GDL$C|GDL FUND SER C|BATM|CBOE TRADING, INC.|600
GDL$C|GDL FUND SER C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|152
GDL$C|GDL FUND SER C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|831
GDL$C|GDL FUND SER C|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
GDL$C|GDL FUND SER C|DBAX|Deutsche Bank Securities Inc.|600
GDL$C|GDL FUND SER C|DEAN|MORGAN STANLEY|600
GDL$C|GDL FUND SER C|EBXL|EBX LLC|700
GDL$C|GDL FUND SER C|ETRS|E*Trade Securities LLC|200
GDL$C|GDL FUND SER C|IBKR|Interactive Brokers Llc|768
GDL$C|GDL FUND SER C|ICBX|INSTINET, LLC|500
GDL$C|GDL FUND SER C|INJX|INSTINET, LLC|500
GDL$C|GDL FUND SER C|JPMX|J.P. Morgan Securities LLC|800
GDL$C|GDL FUND SER C|LEHM|Barclays Capital Inc./Le|1200
GDL$C|GDL FUND SER C|LIME|Lime Brokerage LLC|200
GDL$C|GDL FUND SER C|MBTS|ALLY INVEST SECURITIES LLC|100
GDL$C|GDL FUND SER C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
GDL$C|GDL FUND SER C|NFSC|National Financial Services LLC|5672
GDL$C|GDL FUND SER C|NITE|VIRTU Americas LLC|2992
GDL$C|GDL FUND SER C|SBSH|Citigroup Global Markets Inc.|10
GDL$C|GDL FUND SER C|UBSA|UBS SECURITIES LLC|690
GDL$C|GDL FUND SER C|XSTM|NATIONAL FINANCIAL SERVICES LLC|2310
GDO|WESTERN ASSET GLOBAL|AGIS|Aegis Capital Corp.|6733
GDO|WESTERN ASSET GLOBAL|APCC|Apex Clearing Corporation|35
GDO|WESTERN ASSET GLOBAL|BALE|M&T SECURITIES, INC.|346
GDO|WESTERN ASSET GLOBAL|BARD|Robert W. Baird & Co. Incorporated|16381
GDO|WESTERN ASSET GLOBAL|BATM|CBOE TRADING, INC.|155
GDO|WESTERN ASSET GLOBAL|BERN|Sanford C. Bernstein & Co., LLC|22
GDO|WESTERN ASSET GLOBAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
GDO|WESTERN ASSET GLOBAL|BTIG|BTIG, LLC|100
GDO|WESTERN ASSET GLOBAL|CANT|Cantor Fitzgerald & Co.|270
GDO|WESTERN ASSET GLOBAL|CHAS|Charles Schwab & Co., Inc.|3
GDO|WESTERN ASSET GLOBAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1109
GDO|WESTERN ASSET GLOBAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GDO|WESTERN ASSET GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|224
GDO|WESTERN ASSET GLOBAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
GDO|WESTERN ASSET GLOBAL|DBAX|Deutsche Bank Securities Inc.|1000
GDO|WESTERN ASSET GLOBAL|DEAN|MORGAN STANLEY|6829
GDO|WESTERN ASSET GLOBAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4955
GDO|WESTERN ASSET GLOBAL|EBXL|EBX LLC|1600
GDO|WESTERN ASSET GLOBAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
GDO|WESTERN ASSET GLOBAL|EGAM|CBOE TRADING, INC.|800
GDO|WESTERN ASSET GLOBAL|ETRS|E*Trade Securities LLC|9495
GDO|WESTERN ASSET GLOBAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1571
GDO|WESTERN ASSET GLOBAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20607
GDO|WESTERN ASSET GLOBAL|FTBR|Foliofn Investments, Inc.|18
GDO|WESTERN ASSET GLOBAL|GLPX|ACS EXECUTION SERVICES, LLC|13
GDO|WESTERN ASSET GLOBAL|GSCO|GOLDMAN SACHS & CO. LLC|200
GDO|WESTERN ASSET GLOBAL|GTSZ|GTS SECURITIES LLC|105
GDO|WESTERN ASSET GLOBAL|HRBF|American Enterprise Investment Services Inc.|32432
GDO|WESTERN ASSET GLOBAL|IATS|INTERACTIVE BROKERS LLC|352
GDO|WESTERN ASSET GLOBAL|IBKR|Interactive Brokers Llc|2364
GDO|WESTERN ASSET GLOBAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|955
GDO|WESTERN ASSET GLOBAL|INCA|INSTINET, LLC|738
GDO|WESTERN ASSET GLOBAL|ITGI|ITG Inc.|125
GDO|WESTERN ASSET GLOBAL|JPMX|J.P. Morgan Securities LLC|200
GDO|WESTERN ASSET GLOBAL|LEHM|Barclays Capital Inc./Le|200
GDO|WESTERN ASSET GLOBAL|LGNT|COR CLEARING LLC|1
GDO|WESTERN ASSET GLOBAL|LIME|Lime Brokerage LLC|429
GDO|WESTERN ASSET GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
GDO|WESTERN ASSET GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|28977
GDO|WESTERN ASSET GLOBAL|NBCS|NBC Securities, INC.|2300
GDO|WESTERN ASSET GLOBAL|NFSC|National Financial Services LLC|22456
GDO|WESTERN ASSET GLOBAL|NITE|VIRTU Americas LLC|61856
GDO|WESTERN ASSET GLOBAL|OPCO|Oppenheimer & Co. Inc.|12497
GDO|WESTERN ASSET GLOBAL|PDQM|CODA MARKETS, INC.|26
GDO|WESTERN ASSET GLOBAL|PWJC|UBS Financial Services, Inc.|900
GDO|WESTERN ASSET GLOBAL|RBCM|RBC CAPITAL MARKETS, LLC|7097
GDO|WESTERN ASSET GLOBAL|SALI|INTL FCSTONE FINANCIAL INC.|3
GDO|WESTERN ASSET GLOBAL|SBSH|Citigroup Global Markets Inc.|667
GDO|WESTERN ASSET GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|100
GDO|WESTERN ASSET GLOBAL|STFL|Stifel, Nicolaus & Company, Incorporated|318
GDO|WESTERN ASSET GLOBAL|SWIM|TD Ameritrade, Inc.|450
GDO|WESTERN ASSET GLOBAL|SWST|Hilltop Securities Inc.|4666
GDO|WESTERN ASSET GLOBAL|TRBT|Tradebot Systems, Inc.|419
GDO|WESTERN ASSET GLOBAL|TRCM|TRC MARKETS LLC|100
GDO|WESTERN ASSET GLOBAL|UBSA|UBS SECURITIES LLC|7371
GDO|WESTERN ASSET GLOBAL|UBSS|UBS Securities LLC|31164
GDO|WESTERN ASSET GLOBAL|VALX|VIRTU AMERICAS LLC|1721
GDO|WESTERN ASSET GLOBAL|VGRD|Vanguard Marketing Corporation|2161
GDO|WESTERN ASSET GLOBAL|WCHV|WELLS FARGO SECURITIES, LLC|21146
GDO|WESTERN ASSET GLOBAL|WSEA|WOLVERINE SECURITIES, LLC|3
GDO|WESTERN ASSET GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|879
GDOT|GREEN DOT CORP|AGIS|Aegis Capital Corp.|200
GDOT|GREEN DOT CORP|ALTX|Alternet Securities Inc.|2605
GDOT|GREEN DOT CORP|ANOS|ABEL/NOSER, L.L.C.|195
GDOT|GREEN DOT CORP|APCC|Apex Clearing Corporation|1021
GDOT|GREEN DOT CORP|BANK|Primevest Financial Services, Inc.|93
GDOT|GREEN DOT CORP|BARD|Robert W. Baird & Co. Incorporated|242
GDOT|GREEN DOT CORP|BATM|CBOE TRADING, INC.|3487
GDOT|GREEN DOT CORP|BBNT|BB&T SECURITIES, LLC|134
GDOT|GREEN DOT CORP|BERN|Sanford C. Bernstein & Co., LLC|3850
GDOT|GREEN DOT CORP|BIDS|BIDS TRADING L.P.|600
GDOT|GREEN DOT CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5367
GDOT|GREEN DOT CORP|BLKX|INSTINET, LLC|20000
GDOT|GREEN DOT CORP|BNPX|BNP PARIBAS SECURITIES CORP.|86858
GDOT|GREEN DOT CORP|BRVL|BLAYLOCK VAN, LLC|600
GDOT|GREEN DOT CORP|BTIG|BTIG, LLC|100
GDOT|GREEN DOT CORP|BYXM|CBOE TRADING, INC.|100
GDOT|GREEN DOT CORP|BZYD|GOLDMAN SACHS & CO. LLC|1242
GDOT|GREEN DOT CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|15800
GDOT|GREEN DOT CORP|CHAS|Charles Schwab & Co., Inc.|6325
GDOT|GREEN DOT CORP|CIST|Capital Institutional Services, Inc.|1430
GDOT|GREEN DOT CORP|CLSA|CLSA AMERICAS, LLC|66
GDOT|GREEN DOT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39131
GDOT|GREEN DOT CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1088
GDOT|GREEN DOT CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1351
GDOT|GREEN DOT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|122308
GDOT|GREEN DOT CORP|CTDL|Citadel Derivatives Group Llc|4210
GDOT|GREEN DOT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|15900
GDOT|GREEN DOT CORP|DBAB|Deutsche Bank Securities Inc.|58065
GDOT|GREEN DOT CORP|DBAX|Deutsche Bank Securities Inc.|98500
GDOT|GREEN DOT CORP|DBUL|Deutsche Bank Securities Inc.|1380
GDOT|GREEN DOT CORP|DEAN|MORGAN STANLEY|18053
GDOT|GREEN DOT CORP|DEGS|RONIN PROFESSIONAL LLC|2048
GDOT|GREEN DOT CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12
GDOT|GREEN DOT CORP|EBXL|EBX LLC|48400
GDOT|GREEN DOT CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|15385
GDOT|GREEN DOT CORP|EDJO|Edward D. Jones & Co., L.P.|345
GDOT|GREEN DOT CORP|EGAM|CBOE TRADING, INC.|6441
GDOT|GREEN DOT CORP|EGAW|CBOE TRADING, INC.|19
GDOT|GREEN DOT CORP|EGMT|EG MARKET TECHNOLOGIES LLC|230
GDOT|GREEN DOT CORP|EGXM|CBOE TRADING, INC.|942
GDOT|GREEN DOT CORP|ESPO|ESPOSITO SECURITIES, LLC|438
GDOT|GREEN DOT CORP|ETBE|Electronic Transaction Clearing, Inc.|1610
GDOT|GREEN DOT CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10717
GDOT|GREEN DOT CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|264
GDOT|GREEN DOT CORP|ETRS|E*Trade Securities LLC|29072
GDOT|GREEN DOT CORP|FILL|Tradestation Securities, Inc.|5212
GDOT|GREEN DOT CORP|FMAF|NBCN Inc./ CDS|6880
GDOT|GREEN DOT CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|869
GDOT|GREEN DOT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69034
GDOT|GREEN DOT CORP|FTBR|Foliofn Investments, Inc.|3737
GDOT|GREEN DOT CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|193
GDOT|GREEN DOT CORP|GLIS|TD Securities Inc|587
GDOT|GREEN DOT CORP|GLPX|ACS EXECUTION SERVICES, LLC|20869
GDOT|GREEN DOT CORP|GSCO|GOLDMAN SACHS & CO. LLC|267499
GDOT|GREEN DOT CORP|GSCS|GOLDMAN SACHS & CO. LLC|1085
GDOT|GREEN DOT CORP|GSLT|GOLDMAN SACHS & CO. LLC|1987
GDOT|GREEN DOT CORP|GTSZ|GTS SECURITIES LLC|40471
GDOT|GREEN DOT CORP|HRBF|American Enterprise Investment Services Inc.|1262
GDOT|GREEN DOT CORP|IATS|INTERACTIVE BROKERS LLC|8401
GDOT|GREEN DOT CORP|IBKR|Interactive Brokers Llc|6829
GDOT|GREEN DOT CORP|ICBX|INSTINET, LLC|10300
GDOT|GREEN DOT CORP|IEQY|CITADEL SECURITIES LLC|21692
GDOT|GREEN DOT CORP|INCA|INSTINET, LLC|75096
GDOT|GREEN DOT CORP|INJX|INSTINET, LLC|7037
GDOT|GREEN DOT CORP|ITGI|ITG Inc.|18448
GDOT|GREEN DOT CORP|ITGP|ITG INC.|123600
GDOT|GREEN DOT CORP|JANY|Janney Montgomery Scott Inc.|300
GDOT|GREEN DOT CORP|JEFF|JEFFERIES LLC|93890
GDOT|GREEN DOT CORP|JMPT|JUMP TRADING, LLC|17737
GDOT|GREEN DOT CORP|JONE|JonesTrading|3362
GDOT|GREEN DOT CORP|JPBX|J.P. MORGAN SECURITIES LLC|18214
GDOT|GREEN DOT CORP|JPMX|J.P. Morgan Securities LLC|182144
GDOT|GREEN DOT CORP|JSJX|JANE STREET CAPITAL LLC|1984
GDOT|GREEN DOT CORP|KCGM|VIRTU Americas LLC|19193
GDOT|GREEN DOT CORP|LEHM|Barclays Capital Inc./Le|204279
GDOT|GREEN DOT CORP|LIME|Lime Brokerage LLC|9040
GDOT|GREEN DOT CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|12400
GDOT|GREEN DOT CORP|LQNA|LIQUIDNET, INC.|110700
GDOT|GREEN DOT CORP|LSCI|Lek Securities Corporation|120
GDOT|GREEN DOT CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GDOT|GREEN DOT CORP|MBTS|ALLY INVEST SECURITIES LLC|198
GDOT|GREEN DOT CORP|MCMF|Raymond James Ltd. Cds|150
GDOT|GREEN DOT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25274
GDOT|GREEN DOT CORP|MNDX|TJM Investments, LLC|5000
GDOT|GREEN DOT CORP|MOTF|MOTIF INVESTING, INC.|91
GDOT|GREEN DOT CORP|MSCO|MORGAN STANLEY & CO. LLC|1123218
GDOT|GREEN DOT CORP|MSPL|MORGAN STANLEY & CO. LLC|138700
GDOT|GREEN DOT CORP|MSTX|MORGAN STANLEY & CO. LLC|34600
GDOT|GREEN DOT CORP|NFSC|National Financial Services LLC|107020
GDOT|GREEN DOT CORP|NITE|VIRTU Americas LLC|135725
GDOT|GREEN DOT CORP|NQRB|Brut, LLC|1610
GDOT|GREEN DOT CORP|NTBF|BMO Nesbitt Burns Inc./CDS|580
GDOT|GREEN DOT CORP|NTRC|Northern Trust Securities, Inc.|644
GDOT|GREEN DOT CORP|OPCO|Oppenheimer & Co. Inc.|864
GDOT|GREEN DOT CORP|PDQM|CODA MARKETS, INC.|80836
GDOT|GREEN DOT CORP|PIPR|Piper Jaffray & Co.|4148
GDOT|GREEN DOT CORP|PREC|PRECISION SECURITIES, LLC|99
GDOT|GREEN DOT CORP|PWJC|UBS Financial Services, Inc.|13984
GDOT|GREEN DOT CORP|QMSR|QUATTRO M SECURITIES INC.|140
GDOT|GREEN DOT CORP|RBCM|RBC CAPITAL MARKETS, LLC|906
GDOT|GREEN DOT CORP|SAGL|SAGETRADER, LLC|100
GDOT|GREEN DOT CORP|SAGW|SAGETRADER, LLC|113
GDOT|GREEN DOT CORP|SALI|INTL FCSTONE FINANCIAL INC.|29
GDOT|GREEN DOT CORP|SBSH|Citigroup Global Markets Inc.|61378
GDOT|GREEN DOT CORP|SGMT|GOLDMAN SACHS & CO. LLC|44067
GDOT|GREEN DOT CORP|SPDR|SPEEDROUTE LLC|4700
GDOT|GREEN DOT CORP|STFL|Stifel, Nicolaus & Company, Incorporated|751
GDOT|GREEN DOT CORP|STKP|STOCKPILE INVESTMENTS, INC.|46
GDOT|GREEN DOT CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3635
GDOT|GREEN DOT CORP|SWIM|TD Ameritrade, Inc.|11365
GDOT|GREEN DOT CORP|SWST|Hilltop Securities Inc.|1008
GDOT|GREEN DOT CORP|TKNG|ALLY INVEST SECURITIES LLC|733
GDOT|GREEN DOT CORP|TMBR|Timber Hill LLC|200
GDOT|GREEN DOT CORP|TRBT|Tradebot Systems, Inc.|70482
GDOT|GREEN DOT CORP|TRCM|TRC MARKETS LLC|23337
GDOT|GREEN DOT CORP|TWTT|TASTYWORKS, INC.|187
GDOT|GREEN DOT CORP|UBSA|UBS SECURITIES LLC|178706
GDOT|GREEN DOT CORP|UBSS|UBS Securities LLC|378090
GDOT|GREEN DOT CORP|VALX|VIRTU AMERICAS LLC|4620
GDOT|GREEN DOT CORP|VGRD|Vanguard Marketing Corporation|2860
GDOT|GREEN DOT CORP|WBLR|WILLIAM BLAIR|1200
GDOT|GREEN DOT CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1307
GDOT|GREEN DOT CORP|WCHV|WELLS FARGO SECURITIES, LLC|6399
GDOT|GREEN DOT CORP|WDNX|WEEDEN & CO.L.P.|6942
GDOT|GREEN DOT CORP|WEDB|WEDBUSH SECURITIES INC.|3330
GDOT|GREEN DOT CORP|WEED|Weeden & Co.L.P.|200
GDOT|GREEN DOT CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8173
GDOT|GREEN DOT CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6713
GDOT|GREEN DOT CORP|WGIF|CIBC World Markets Inc.|11
GDOT|GREEN DOT CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|63
GDOT|GREEN DOT CORP|WSEA|WOLVERINE SECURITIES, LLC|1795
GDOT|GREEN DOT CORP|XIST|INSTINET, LLC|32200
GDOT|GREEN DOT CORP|XPQR|Jump Trading|1400
GDOT|GREEN DOT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17012
GDOT|GREEN DOT CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|3790
GDOT|GREEN DOT CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|912
GDP|GOODRICH PETROLEUM C|ALTX|Alternet Securities Inc.|1100
GDP|GOODRICH PETROLEUM C|APCC|Apex Clearing Corporation|500
GDP|GOODRICH PETROLEUM C|BATM|CBOE TRADING, INC.|771
GDP|GOODRICH PETROLEUM C|BAYC|BAY CREST PARTNERS, LLC|3164
GDP|GOODRICH PETROLEUM C|BTIG|BTIG, LLC|64395
GDP|GOODRICH PETROLEUM C|BYXM|CBOE TRADING, INC.|1048
GDP|GOODRICH PETROLEUM C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22571
GDP|GOODRICH PETROLEUM C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11415
GDP|GOODRICH PETROLEUM C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13557
GDP|GOODRICH PETROLEUM C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22897
GDP|GOODRICH PETROLEUM C|CTDL|Citadel Derivatives Group Llc|1512
GDP|GOODRICH PETROLEUM C|CXCX|CITIGROUP GLOBAL MARKETS INC.|2686
GDP|GOODRICH PETROLEUM C|DBAB|Deutsche Bank Securities Inc.|8623
GDP|GOODRICH PETROLEUM C|DBAX|Deutsche Bank Securities Inc.|12900
GDP|GOODRICH PETROLEUM C|DEAN|MORGAN STANLEY|500
GDP|GOODRICH PETROLEUM C|DEGS|RONIN PROFESSIONAL LLC|5339
GDP|GOODRICH PETROLEUM C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4800
GDP|GOODRICH PETROLEUM C|EBXL|EBX LLC|16900
GDP|GOODRICH PETROLEUM C|ECUT|CONVERGEX EXECUTION SOLUTIONS|3932
GDP|GOODRICH PETROLEUM C|EGAM|CBOE TRADING, INC.|1837
GDP|GOODRICH PETROLEUM C|ETBE|Electronic Transaction Clearing, Inc.|86
GDP|GOODRICH PETROLEUM C|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
GDP|GOODRICH PETROLEUM C|ETRS|E*Trade Securities LLC|5555
GDP|GOODRICH PETROLEUM C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
GDP|GOODRICH PETROLEUM C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4081
GDP|GOODRICH PETROLEUM C|GLPX|ACS EXECUTION SERVICES, LLC|19643
GDP|GOODRICH PETROLEUM C|GSCO|GOLDMAN SACHS & CO. LLC|87732
GDP|GOODRICH PETROLEUM C|GSCS|GOLDMAN SACHS & CO. LLC|9021
GDP|GOODRICH PETROLEUM C|GSLT|GOLDMAN SACHS & CO. LLC|3433
GDP|GOODRICH PETROLEUM C|GTSZ|GTS SECURITIES LLC|11398
GDP|GOODRICH PETROLEUM C|HRBF|American Enterprise Investment Services Inc.|2
GDP|GOODRICH PETROLEUM C|IATS|INTERACTIVE BROKERS LLC|101
GDP|GOODRICH PETROLEUM C|IBKR|Interactive Brokers Llc|7704
GDP|GOODRICH PETROLEUM C|ICBX|INSTINET, LLC|7200
GDP|GOODRICH PETROLEUM C|IEQY|CITADEL SECURITIES LLC|300
GDP|GOODRICH PETROLEUM C|INCA|INSTINET, LLC|7729
GDP|GOODRICH PETROLEUM C|INJX|INSTINET, LLC|544
GDP|GOODRICH PETROLEUM C|ITGI|ITG Inc.|3172
GDP|GOODRICH PETROLEUM C|ITGP|ITG INC.|10600
GDP|GOODRICH PETROLEUM C|JEFF|JEFFERIES LLC|5373
GDP|GOODRICH PETROLEUM C|JPBX|J.P. MORGAN SECURITIES LLC|1400
GDP|GOODRICH PETROLEUM C|JPMX|J.P. Morgan Securities LLC|20292
GDP|GOODRICH PETROLEUM C|KCGM|VIRTU Americas LLC|5550
GDP|GOODRICH PETROLEUM C|LEHM|Barclays Capital Inc./Le|10429
GDP|GOODRICH PETROLEUM C|LIME|Lime Brokerage LLC|6902
GDP|GOODRICH PETROLEUM C|LQNA|LIQUIDNET, INC.|6500
GDP|GOODRICH PETROLEUM C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8900
GDP|GOODRICH PETROLEUM C|MOTF|MOTIF INVESTING, INC.|1
GDP|GOODRICH PETROLEUM C|MSCO|MORGAN STANLEY & CO. LLC|50072
GDP|GOODRICH PETROLEUM C|MSPL|MORGAN STANLEY & CO. LLC|11100
GDP|GOODRICH PETROLEUM C|MSTX|MORGAN STANLEY & CO. LLC|9100
GDP|GOODRICH PETROLEUM C|NFSC|National Financial Services LLC|30963
GDP|GOODRICH PETROLEUM C|NITE|VIRTU Americas LLC|62713
GDP|GOODRICH PETROLEUM C|NQRB|Brut, LLC|300
GDP|GOODRICH PETROLEUM C|PDQM|CODA MARKETS, INC.|29836
GDP|GOODRICH PETROLEUM C|RBCM|RBC CAPITAL MARKETS, LLC|100
GDP|GOODRICH PETROLEUM C|SAGC|SAGETRADER, LLC|100
GDP|GOODRICH PETROLEUM C|SAGL|SAGETRADER, LLC|300
GDP|GOODRICH PETROLEUM C|SBSH|Citigroup Global Markets Inc.|2038
GDP|GOODRICH PETROLEUM C|SGMT|GOLDMAN SACHS & CO. LLC|8688
GDP|GOODRICH PETROLEUM C|SPDR|SPEEDROUTE LLC|1516
GDP|GOODRICH PETROLEUM C|SPTD|MINT GLOBAL MARKETS, INC.|9113
GDP|GOODRICH PETROLEUM C|SWIM|TD Ameritrade, Inc.|3268
GDP|GOODRICH PETROLEUM C|SWST|Hilltop Securities Inc.|9
GDP|GOODRICH PETROLEUM C|TRBT|Tradebot Systems, Inc.|1440
GDP|GOODRICH PETROLEUM C|TRCM|TRC MARKETS LLC|29
GDP|GOODRICH PETROLEUM C|UBSA|UBS SECURITIES LLC|91699
GDP|GOODRICH PETROLEUM C|UBSS|UBS Securities LLC|58024
GDP|GOODRICH PETROLEUM C|VALX|VIRTU AMERICAS LLC|115
GDP|GOODRICH PETROLEUM C|WCHV|WELLS FARGO SECURITIES, LLC|4285
GDP|GOODRICH PETROLEUM C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27
GDP|GOODRICH PETROLEUM C|WSEA|WOLVERINE SECURITIES, LLC|83
GDP|GOODRICH PETROLEUM C|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
GDP|GOODRICH PETROLEUM C|YKNA|COMHAR CAPITAL MARKETS, LLC|1350
GDS|GDS HOLDING LIMTD CM|ALTX|Alternet Securities Inc.|22935
GDS|GDS HOLDING LIMTD CM|APCC|Apex Clearing Corporation|7038
GDS|GDS HOLDING LIMTD CM|AQUA|AQUA SECURITIES L.P.|3800
GDS|GDS HOLDING LIMTD CM|BANK|Primevest Financial Services, Inc.|7000
GDS|GDS HOLDING LIMTD CM|BATM|CBOE TRADING, INC.|12601
GDS|GDS HOLDING LIMTD CM|BAYC|BAY CREST PARTNERS, LLC|47653
GDS|GDS HOLDING LIMTD CM|BAYT|BTIG, LLC|13842
GDS|GDS HOLDING LIMTD CM|BBNT|BB&T SECURITIES, LLC|425
GDS|GDS HOLDING LIMTD CM|BERN|Sanford C. Bernstein & Co., LLC|221339
GDS|GDS HOLDING LIMTD CM|BIDS|BIDS TRADING L.P.|20500
GDS|GDS HOLDING LIMTD CM|BIMI|Banca IMI Securities Corp.|20
GDS|GDS HOLDING LIMTD CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19102
GDS|GDS HOLDING LIMTD CM|BLKX|INSTINET, LLC|42116
GDS|GDS HOLDING LIMTD CM|BMOC|BMO Capital Markets Corp.|13592
GDS|GDS HOLDING LIMTD CM|BTIG|BTIG, LLC|72483
GDS|GDS HOLDING LIMTD CM|BYXM|CBOE TRADING, INC.|5613
GDS|GDS HOLDING LIMTD CM|BZYD|GOLDMAN SACHS & CO. LLC|1500
GDS|GDS HOLDING LIMTD CM|CANT|Cantor Fitzgerald & Co.|432
GDS|GDS HOLDING LIMTD CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|116204
GDS|GDS HOLDING LIMTD CM|CHAS|Charles Schwab & Co., Inc.|937
GDS|GDS HOLDING LIMTD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|159960
GDS|GDS HOLDING LIMTD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21154
GDS|GDS HOLDING LIMTD CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
GDS|GDS HOLDING LIMTD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|498686
GDS|GDS HOLDING LIMTD CM|CTDL|Citadel Derivatives Group Llc|53199
GDS|GDS HOLDING LIMTD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|163098
GDS|GDS HOLDING LIMTD CM|DBAB|Deutsche Bank Securities Inc.|482094
GDS|GDS HOLDING LIMTD CM|DBAX|Deutsche Bank Securities Inc.|333200
GDS|GDS HOLDING LIMTD CM|DBUL|Deutsche Bank Securities Inc.|2094
GDS|GDS HOLDING LIMTD CM|DCHF|Dart Executions, LLC|55934
GDS|GDS HOLDING LIMTD CM|DEAN|MORGAN STANLEY|5176
GDS|GDS HOLDING LIMTD CM|DEGS|RONIN PROFESSIONAL LLC|30340
GDS|GDS HOLDING LIMTD CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28646
GDS|GDS HOLDING LIMTD CM|EBXL|EBX LLC|369500
GDS|GDS HOLDING LIMTD CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|11388
GDS|GDS HOLDING LIMTD CM|EDJO|Edward D. Jones & Co., L.P.|553
GDS|GDS HOLDING LIMTD CM|EGAM|CBOE TRADING, INC.|30725
GDS|GDS HOLDING LIMTD CM|EGAW|CBOE TRADING, INC.|290
GDS|GDS HOLDING LIMTD CM|EGMT|EG MARKET TECHNOLOGIES LLC|2500
GDS|GDS HOLDING LIMTD CM|EGXM|CBOE TRADING, INC.|12907
GDS|GDS HOLDING LIMTD CM|EGXW|CBOE TRADING, INC.|100
GDS|GDS HOLDING LIMTD CM|ELEV|ELEVATION, LLC|5931
GDS|GDS HOLDING LIMTD CM|ETBE|Electronic Transaction Clearing, Inc.|89739
GDS|GDS HOLDING LIMTD CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|475
GDS|GDS HOLDING LIMTD CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|66339
GDS|GDS HOLDING LIMTD CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
GDS|GDS HOLDING LIMTD CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
GDS|GDS HOLDING LIMTD CM|ETRS|E*Trade Securities LLC|335716
GDS|GDS HOLDING LIMTD CM|FBCO|Credit Suisse Securities (USA) LLC|1189897
GDS|GDS HOLDING LIMTD CM|FFSI|Firstrade Securities Inc.|200
GDS|GDS HOLDING LIMTD CM|FILL|Tradestation Securities, Inc.|16882
GDS|GDS HOLDING LIMTD CM|FLTU|FLOW TRADERS US LLC|3688
GDS|GDS HOLDING LIMTD CM|FMAF|NBCN Inc./ CDS|186
GDS|GDS HOLDING LIMTD CM|FOMA|TD AMERITRADE CLEARING, INC.|326081
GDS|GDS HOLDING LIMTD CM|FORD|Fordham Financial Management, Inc.|1528
GDS|GDS HOLDING LIMTD CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|53657
GDS|GDS HOLDING LIMTD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139570
GDS|GDS HOLDING LIMTD CM|FTBR|Foliofn Investments, Inc.|1190
GDS|GDS HOLDING LIMTD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4322
GDS|GDS HOLDING LIMTD CM|GLPX|ACS EXECUTION SERVICES, LLC|109753
GDS|GDS HOLDING LIMTD CM|GSCO|GOLDMAN SACHS & CO. LLC|1093922
GDS|GDS HOLDING LIMTD CM|GSCS|GOLDMAN SACHS & CO. LLC|116292
GDS|GDS HOLDING LIMTD CM|GSLT|GOLDMAN SACHS & CO. LLC|35097
GDS|GDS HOLDING LIMTD CM|GTSZ|GTS SECURITIES LLC|139875
GDS|GDS HOLDING LIMTD CM|HRBF|American Enterprise Investment Services Inc.|315
GDS|GDS HOLDING LIMTD CM|HSBC|HSBC Securities, Inc.|11620
GDS|GDS HOLDING LIMTD CM|IATS|INTERACTIVE BROKERS LLC|56084
GDS|GDS HOLDING LIMTD CM|IBKR|Interactive Brokers Llc|784199
GDS|GDS HOLDING LIMTD CM|ICBX|INSTINET, LLC|86127
GDS|GDS HOLDING LIMTD CM|IMPC|Imperial Capital, LLC|300
GDS|GDS HOLDING LIMTD CM|INCA|INSTINET, LLC|689668
GDS|GDS HOLDING LIMTD CM|INJX|INSTINET, LLC|50457
GDS|GDS HOLDING LIMTD CM|ITGI|ITG Inc.|114437
GDS|GDS HOLDING LIMTD CM|ITGP|ITG INC.|164000
GDS|GDS HOLDING LIMTD CM|JANY|Janney Montgomery Scott Inc.|6828
GDS|GDS HOLDING LIMTD CM|JEFF|JEFFERIES LLC|455108
GDS|GDS HOLDING LIMTD CM|JMPT|JUMP TRADING, LLC|113398
GDS|GDS HOLDING LIMTD CM|JPBX|J.P. MORGAN SECURITIES LLC|145897
GDS|GDS HOLDING LIMTD CM|JPMX|J.P. Morgan Securities LLC|634128
GDS|GDS HOLDING LIMTD CM|JSJX|JANE STREET CAPITAL LLC|1515
GDS|GDS HOLDING LIMTD CM|KCGM|VIRTU Americas LLC|56204
GDS|GDS HOLDING LIMTD CM|LEHM|Barclays Capital Inc./Le|1085933
GDS|GDS HOLDING LIMTD CM|LIME|Lime Brokerage LLC|316390
GDS|GDS HOLDING LIMTD CM|LMGP|LIME BROKERAGE LLC|200
GDS|GDS HOLDING LIMTD CM|LQNA|LIQUIDNET, INC.|72700
GDS|GDS HOLDING LIMTD CM|LQNB|LIQUIDNET, INC.|15000
GDS|GDS HOLDING LIMTD CM|LSCI|Lek Securities Corporation|125
GDS|GDS HOLDING LIMTD CM|MACQ|Macquarie Capital (USA) Inc.|100
GDS|GDS HOLDING LIMTD CM|MAVB|Great Point Capital LLC|300
GDS|GDS HOLDING LIMTD CM|MBTS|ALLY INVEST SECURITIES LLC|31692
GDS|GDS HOLDING LIMTD CM|MCMF|Raymond James Ltd. Cds|135
GDS|GDS HOLDING LIMTD CM|MITR|GMP SECURITIES, LLC|25200
GDS|GDS HOLDING LIMTD CM|MKMP|MKM Partners LLC|84769
GDS|GDS HOLDING LIMTD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|145624
GDS|GDS HOLDING LIMTD CM|MOTF|MOTIF INVESTING, INC.|71
GDS|GDS HOLDING LIMTD CM|MSCO|MORGAN STANLEY & CO. LLC|2262462
GDS|GDS HOLDING LIMTD CM|MSPL|MORGAN STANLEY & CO. LLC|416900
GDS|GDS HOLDING LIMTD CM|MSTX|MORGAN STANLEY & CO. LLC|185800
GDS|GDS HOLDING LIMTD CM|NFSC|National Financial Services LLC|190476
GDS|GDS HOLDING LIMTD CM|NITE|VIRTU Americas LLC|791255
GDS|GDS HOLDING LIMTD CM|NITP|VIRTU Americas LLC|6103
GDS|GDS HOLDING LIMTD CM|NMRA|Nomura Securities International, Inc.|171284
GDS|GDS HOLDING LIMTD CM|NQRB|Brut, LLC|30842
GDS|GDS HOLDING LIMTD CM|OPCO|Oppenheimer & Co. Inc.|24496
GDS|GDS HOLDING LIMTD CM|OTAA|OTA LLC|14100
GDS|GDS HOLDING LIMTD CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|514
GDS|GDS HOLDING LIMTD CM|PCPT|PHILLIP CAPITAL INC.|617
GDS|GDS HOLDING LIMTD CM|PDQM|CODA MARKETS, INC.|189622
GDS|GDS HOLDING LIMTD CM|PICT|Pictet Overseas Inc.|1780
GDS|GDS HOLDING LIMTD CM|PWJC|UBS Financial Services, Inc.|3071
GDS|GDS HOLDING LIMTD CM|QMSR|QUATTRO M SECURITIES INC.|22818
GDS|GDS HOLDING LIMTD CM|RAJA|Raymond James & Associates, Inc.|3512
GDS|GDS HOLDING LIMTD CM|RBCM|RBC CAPITAL MARKETS, LLC|4890
GDS|GDS HOLDING LIMTD CM|RHCO|Suntrust Robinson Humphrey, Inc.|56274
GDS|GDS HOLDING LIMTD CM|SAGL|SAGETRADER, LLC|49311
GDS|GDS HOLDING LIMTD CM|SBSH|Citigroup Global Markets Inc.|1650698
GDS|GDS HOLDING LIMTD CM|SGMT|GOLDMAN SACHS & CO. LLC|172715
GDS|GDS HOLDING LIMTD CM|SPDR|SPEEDROUTE LLC|16489
GDS|GDS HOLDING LIMTD CM|STFL|Stifel, Nicolaus & Company, Incorporated|960
GDS|GDS HOLDING LIMTD CM|SWIM|TD Ameritrade, Inc.|231707
GDS|GDS HOLDING LIMTD CM|SWST|Hilltop Securities Inc.|2350
GDS|GDS HOLDING LIMTD CM|TKNG|ALLY INVEST SECURITIES LLC|8278
GDS|GDS HOLDING LIMTD CM|TRBT|Tradebot Systems, Inc.|527489
GDS|GDS HOLDING LIMTD CM|TRCM|TRC MARKETS LLC|282501
GDS|GDS HOLDING LIMTD CM|TWTT|TASTYWORKS, INC.|100
GDS|GDS HOLDING LIMTD CM|UBSA|UBS SECURITIES LLC|695907
GDS|GDS HOLDING LIMTD CM|UBSS|UBS Securities LLC|1451159
GDS|GDS HOLDING LIMTD CM|VALX|VIRTU AMERICAS LLC|22094
GDS|GDS HOLDING LIMTD CM|VGRD|Vanguard Marketing Corporation|16782
GDS|GDS HOLDING LIMTD CM|VSIN|Vision Financial Markets Llc|5
GDS|GDS HOLDING LIMTD CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
GDS|GDS HOLDING LIMTD CM|WCHV|WELLS FARGO SECURITIES, LLC|85051
GDS|GDS HOLDING LIMTD CM|WEDB|WEDBUSH SECURITIES INC.|1900
GDS|GDS HOLDING LIMTD CM|WEED|Weeden & Co.L.P.|15843
GDS|GDS HOLDING LIMTD CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2067
GDS|GDS HOLDING LIMTD CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27506
GDS|GDS HOLDING LIMTD CM|WGIF|CIBC World Markets Inc.|12097
GDS|GDS HOLDING LIMTD CM|WSEA|WOLVERINE SECURITIES, LLC|16865
GDS|GDS HOLDING LIMTD CM|XIST|INSTINET, LLC|232556
GDS|GDS HOLDING LIMTD CM|XPUS|XP SECURITIES, LLC|28353
GDS|GDS HOLDING LIMTD CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|59464
GDS|GDS HOLDING LIMTD CM|YKNA|COMHAR CAPITAL MARKETS, LLC|26129
GDS|GDS HOLDING LIMTD CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1046
GDV|GABELLI DIV & INC TR|AGIS|Aegis Capital Corp.|815
GDV|GABELLI DIV & INC TR|ALTX|Alternet Securities Inc.|1311
GDV|GABELLI DIV & INC TR|APCC|Apex Clearing Corporation|1454
GDV|GABELLI DIV & INC TR|BARD|Robert W. Baird & Co. Incorporated|2248
GDV|GABELLI DIV & INC TR|BATM|CBOE TRADING, INC.|471
GDV|GABELLI DIV & INC TR|BBNT|BB&T SECURITIES, LLC|1159
GDV|GABELLI DIV & INC TR|BERN|Sanford C. Bernstein & Co., LLC|2751
GDV|GABELLI DIV & INC TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3795
GDV|GABELLI DIV & INC TR|BTIG|BTIG, LLC|2019
GDV|GABELLI DIV & INC TR|CANT|Cantor Fitzgerald & Co.|3347
GDV|GABELLI DIV & INC TR|CHAS|Charles Schwab & Co., Inc.|2542
GDV|GABELLI DIV & INC TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
GDV|GABELLI DIV & INC TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|554
GDV|GABELLI DIV & INC TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
GDV|GABELLI DIV & INC TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5528
GDV|GABELLI DIV & INC TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
GDV|GABELLI DIV & INC TR|DADA|D.A. Davidson & Co.|1213
GDV|GABELLI DIV & INC TR|DBAX|Deutsche Bank Securities Inc.|5200
GDV|GABELLI DIV & INC TR|DEAN|MORGAN STANLEY|53398
GDV|GABELLI DIV & INC TR|DEGS|RONIN PROFESSIONAL LLC|100
GDV|GABELLI DIV & INC TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5199
GDV|GABELLI DIV & INC TR|EBXL|EBX LLC|3700
GDV|GABELLI DIV & INC TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
GDV|GABELLI DIV & INC TR|EDJO|Edward D. Jones & Co., L.P.|1895
GDV|GABELLI DIV & INC TR|EGAM|CBOE TRADING, INC.|8908
GDV|GABELLI DIV & INC TR|EGXM|CBOE TRADING, INC.|125
GDV|GABELLI DIV & INC TR|ESPO|ESPOSITO SECURITIES, LLC|870
GDV|GABELLI DIV & INC TR|ETBE|Electronic Transaction Clearing, Inc.|100
GDV|GABELLI DIV & INC TR|ETCB|ETC BROKERAGE SERVICES, LLC|1600
GDV|GABELLI DIV & INC TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
GDV|GABELLI DIV & INC TR|ETRS|E*Trade Securities LLC|31050
GDV|GABELLI DIV & INC TR|FILL|Tradestation Securities, Inc.|350
GDV|GABELLI DIV & INC TR|FINX|FINTECH SECURITIES|207
GDV|GABELLI DIV & INC TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10355
GDV|GABELLI DIV & INC TR|FTBR|Foliofn Investments, Inc.|855
GDV|GABELLI DIV & INC TR|GLPX|ACS EXECUTION SERVICES, LLC|2959
GDV|GABELLI DIV & INC TR|GSCO|GOLDMAN SACHS & CO. LLC|600
GDV|GABELLI DIV & INC TR|GSCS|GOLDMAN SACHS & CO. LLC|100
GDV|GABELLI DIV & INC TR|GSLT|GOLDMAN SACHS & CO. LLC|290
GDV|GABELLI DIV & INC TR|GTSZ|GTS SECURITIES LLC|1900
GDV|GABELLI DIV & INC TR|HRBF|American Enterprise Investment Services Inc.|5642
GDV|GABELLI DIV & INC TR|IATS|INTERACTIVE BROKERS LLC|6348
GDV|GABELLI DIV & INC TR|IBKR|Interactive Brokers Llc|5111
GDV|GABELLI DIV & INC TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|896
GDV|GABELLI DIV & INC TR|ICBX|INSTINET, LLC|2200
GDV|GABELLI DIV & INC TR|INCA|INSTINET, LLC|3753
GDV|GABELLI DIV & INC TR|ITGI|ITG Inc.|11913
GDV|GABELLI DIV & INC TR|ITGP|ITG INC.|2800
GDV|GABELLI DIV & INC TR|JANY|Janney Montgomery Scott Inc.|6896
GDV|GABELLI DIV & INC TR|JMPT|JUMP TRADING, LLC|369
GDV|GABELLI DIV & INC TR|JPMX|J.P. Morgan Securities LLC|4090
GDV|GABELLI DIV & INC TR|KCGM|VIRTU Americas LLC|2819
GDV|GABELLI DIV & INC TR|LEHM|Barclays Capital Inc./Le|2600
GDV|GABELLI DIV & INC TR|LIME|Lime Brokerage LLC|495
GDV|GABELLI DIV & INC TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
GDV|GABELLI DIV & INC TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
GDV|GABELLI DIV & INC TR|MOTF|MOTIF INVESTING, INC.|1
GDV|GABELLI DIV & INC TR|MSCO|MORGAN STANLEY & CO. LLC|271643
GDV|GABELLI DIV & INC TR|MSPL|MORGAN STANLEY & CO. LLC|15400
GDV|GABELLI DIV & INC TR|NBCS|NBC Securities, INC.|500
GDV|GABELLI DIV & INC TR|NFSC|National Financial Services LLC|120728
GDV|GABELLI DIV & INC TR|NITE|VIRTU Americas LLC|270908
GDV|GABELLI DIV & INC TR|OPCO|Oppenheimer & Co. Inc.|6807
GDV|GABELLI DIV & INC TR|OTAA|OTA LLC|4900
GDV|GABELLI DIV & INC TR|PDQM|CODA MARKETS, INC.|6292
GDV|GABELLI DIV & INC TR|PWJC|UBS Financial Services, Inc.|6390
GDV|GABELLI DIV & INC TR|RBCM|RBC CAPITAL MARKETS, LLC|38868
GDV|GABELLI DIV & INC TR|SAGC|SAGETRADER, LLC|100
GDV|GABELLI DIV & INC TR|SAGL|SAGETRADER, LLC|778
GDV|GABELLI DIV & INC TR|SALI|INTL FCSTONE FINANCIAL INC.|2928
GDV|GABELLI DIV & INC TR|SBSH|Citigroup Global Markets Inc.|3275
GDV|GABELLI DIV & INC TR|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|987
GDV|GABELLI DIV & INC TR|SGMT|GOLDMAN SACHS & CO. LLC|1706
GDV|GABELLI DIV & INC TR|SPHN|Stephens Inc.|152
GDV|GABELLI DIV & INC TR|STFL|Stifel, Nicolaus & Company, Incorporated|35208
GDV|GABELLI DIV & INC TR|STXG|Stockcross Financial Services, Inc.|2
GDV|GABELLI DIV & INC TR|SWIM|TD Ameritrade, Inc.|9864
GDV|GABELLI DIV & INC TR|SWST|Hilltop Securities Inc.|5229
GDV|GABELLI DIV & INC TR|TKNG|ALLY INVEST SECURITIES LLC|1515
GDV|GABELLI DIV & INC TR|TRBT|Tradebot Systems, Inc.|517
GDV|GABELLI DIV & INC TR|UBSA|UBS SECURITIES LLC|16363
GDV|GABELLI DIV & INC TR|UBSS|UBS Securities LLC|186189
GDV|GABELLI DIV & INC TR|VALX|VIRTU AMERICAS LLC|1000
GDV|GABELLI DIV & INC TR|VGRD|Vanguard Marketing Corporation|33656
GDV|GABELLI DIV & INC TR|WABR|Wall Street Access|18422
GDV|GABELLI DIV & INC TR|WCHV|WELLS FARGO SECURITIES, LLC|169744
GDV|GABELLI DIV & INC TR|WEDB|WEDBUSH SECURITIES INC.|2699
GDV|GABELLI DIV & INC TR|WEED|Weeden & Co.L.P.|3548
GDV|GABELLI DIV & INC TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1459
GDV|GABELLI DIV & INC TR|WSEA|WOLVERINE SECURITIES, LLC|8261
GDV|GABELLI DIV & INC TR|XPQR|Jump Trading|100
GDV|GABELLI DIV & INC TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2608
GDV|GABELLI DIV & INC TR|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
GDV|GABELLI DIV & INC TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29916
GDV$A|GABELLI DV|BARD|Robert W. Baird & Co. Incorporated|31
GDV$A|GABELLI DV|BATM|CBOE TRADING, INC.|100
GDV$A|GABELLI DV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
GDV$A|GABELLI DV|DEAN|MORGAN STANLEY|580
GDV$A|GABELLI DV|ETRS|E*Trade Securities LLC|304
GDV$A|GABELLI DV|GTSZ|GTS SECURITIES LLC|100
GDV$A|GABELLI DV|HRBF|American Enterprise Investment Services Inc.|2599
GDV$A|GABELLI DV|IATS|INTERACTIVE BROKERS LLC|8900
GDV$A|GABELLI DV|IBKR|Interactive Brokers Llc|1489
GDV$A|GABELLI DV|INCA|INSTINET, LLC|100
GDV$A|GABELLI DV|JANY|Janney Montgomery Scott Inc.|233
GDV$A|GABELLI DV|LIME|Lime Brokerage LLC|6
GDV$A|GABELLI DV|MSCO|MORGAN STANLEY & CO. LLC|279
GDV$A|GABELLI DV|NFSC|National Financial Services LLC|1200
GDV$A|GABELLI DV|NITE|VIRTU Americas LLC|3789
GDV$A|GABELLI DV|NQRB|Brut, LLC|6
GDV$A|GABELLI DV|OPCO|Oppenheimer & Co. Inc.|67
GDV$A|GABELLI DV|RBCM|RBC CAPITAL MARKETS, LLC|150
GDV$A|GABELLI DV|STFL|Stifel, Nicolaus & Company, Incorporated|12
GDV$A|GABELLI DV|SWIM|TD Ameritrade, Inc.|1950
GDV$A|GABELLI DV|SWST|Hilltop Securities Inc.|4
GDV$A|GABELLI DV|UBSA|UBS SECURITIES LLC|850
GDV$A|GABELLI DV|UBSS|UBS Securities LLC|3210
GDV$A|GABELLI DV|WCHV|WELLS FARGO SECURITIES, LLC|920
GDV$A|GABELLI DV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
GDV$D|GABELLI PREF D|APCC|Apex Clearing Corporation|245
GDV$D|GABELLI PREF D|BATM|CBOE TRADING, INC.|400
GDV$D|GABELLI PREF D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GDV$D|GABELLI PREF D|EBXL|EBX LLC|100
GDV$D|GABELLI PREF D|EDJO|Edward D. Jones & Co., L.P.|117
GDV$D|GABELLI PREF D|ETRS|E*Trade Securities LLC|279
GDV$D|GABELLI PREF D|FMAF|NBCN Inc./ CDS|1500
GDV$D|GABELLI PREF D|HRBF|American Enterprise Investment Services Inc.|4034
GDV$D|GABELLI PREF D|IATS|INTERACTIVE BROKERS LLC|100
GDV$D|GABELLI PREF D|IBKR|Interactive Brokers Llc|605
GDV$D|GABELLI PREF D|INCA|INSTINET, LLC|100
GDV$D|GABELLI PREF D|JANY|Janney Montgomery Scott Inc.|100
GDV$D|GABELLI PREF D|MSCO|MORGAN STANLEY & CO. LLC|809
GDV$D|GABELLI PREF D|NFSC|National Financial Services LLC|3040
GDV$D|GABELLI PREF D|NITE|VIRTU Americas LLC|8388
GDV$D|GABELLI PREF D|NQRB|Brut, LLC|100
GDV$D|GABELLI PREF D|PWJC|UBS Financial Services, Inc.|100
GDV$D|GABELLI PREF D|RBCM|RBC CAPITAL MARKETS, LLC|4
GDV$D|GABELLI PREF D|STFL|Stifel, Nicolaus & Company, Incorporated|190
GDV$D|GABELLI PREF D|SWIM|TD Ameritrade, Inc.|2001
GDV$D|GABELLI PREF D|UBSA|UBS SECURITIES LLC|500
GDV$D|GABELLI PREF D|UBSS|UBS Securities LLC|1010
GDV$D|GABELLI PREF D|VGRD|Vanguard Marketing Corporation|1290
GDV$D|GABELLI PREF D|WCHV|WELLS FARGO SECURITIES, LLC|124
GDV$D|GABELLI PREF D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|608
GDV$G|GABELLI DIV 5.25 PFD|BATM|CBOE TRADING, INC.|364
GDV$G|GABELLI DIV 5.25 PFD|CHAS|Charles Schwab & Co., Inc.|1400
GDV$G|GABELLI DIV 5.25 PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GDV$G|GABELLI DIV 5.25 PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|40
GDV$G|GABELLI DIV 5.25 PFD|DBAX|Deutsche Bank Securities Inc.|300
GDV$G|GABELLI DIV 5.25 PFD|DEAN|MORGAN STANLEY|7968
GDV$G|GABELLI DIV 5.25 PFD|EDJO|Edward D. Jones & Co., L.P.|142
GDV$G|GABELLI DIV 5.25 PFD|ETRS|E*Trade Securities LLC|109
GDV$G|GABELLI DIV 5.25 PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
GDV$G|GABELLI DIV 5.25 PFD|HRBF|American Enterprise Investment Services Inc.|5416
GDV$G|GABELLI DIV 5.25 PFD|IATS|INTERACTIVE BROKERS LLC|200
GDV$G|GABELLI DIV 5.25 PFD|IBKR|Interactive Brokers Llc|2300
GDV$G|GABELLI DIV 5.25 PFD|JPMX|J.P. Morgan Securities LLC|546
GDV$G|GABELLI DIV 5.25 PFD|LIME|Lime Brokerage LLC|200
GDV$G|GABELLI DIV 5.25 PFD|MSCO|MORGAN STANLEY & CO. LLC|2674
GDV$G|GABELLI DIV 5.25 PFD|NFSC|National Financial Services LLC|9495
GDV$G|GABELLI DIV 5.25 PFD|NITE|VIRTU Americas LLC|14016
GDV$G|GABELLI DIV 5.25 PFD|PWJC|UBS Financial Services, Inc.|1700
GDV$G|GABELLI DIV 5.25 PFD|RBCM|RBC CAPITAL MARKETS, LLC|400
GDV$G|GABELLI DIV 5.25 PFD|STFL|Stifel, Nicolaus & Company, Incorporated|957
GDV$G|GABELLI DIV 5.25 PFD|SWIM|TD Ameritrade, Inc.|1000
GDV$G|GABELLI DIV 5.25 PFD|UBSA|UBS SECURITIES LLC|2769
GDV$G|GABELLI DIV 5.25 PFD|UBSS|UBS Securities LLC|4529
GDV$G|GABELLI DIV 5.25 PFD|VGRD|Vanguard Marketing Corporation|100
GDV$G|GABELLI DIV 5.25 PFD|WCHV|WELLS FARGO SECURITIES, LLC|2967
GDV$G|GABELLI DIV 5.25 PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4305
GDVD|PRINCIPAL ACTIVE GLO|APCC|Apex Clearing Corporation|1
GDVD|PRINCIPAL ACTIVE GLO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GDVD|PRINCIPAL ACTIVE GLO|CSIN|Citadel Securities Institutional LLC|3000
GDVD|PRINCIPAL ACTIVE GLO|DBAX|Deutsche Bank Securities Inc.|100
GDVD|PRINCIPAL ACTIVE GLO|FTBR|Foliofn Investments, Inc.|1
GDVD|PRINCIPAL ACTIVE GLO|KCGM|VIRTU Americas LLC|239
GDVD|PRINCIPAL ACTIVE GLO|LEHM|Barclays Capital Inc./Le|200
GDVD|PRINCIPAL ACTIVE GLO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
GDVD|PRINCIPAL ACTIVE GLO|MSCO|MORGAN STANLEY & CO. LLC|2084
GDVD|PRINCIPAL ACTIVE GLO|NFSC|National Financial Services LLC|791
GDVD|PRINCIPAL ACTIVE GLO|NITE|VIRTU Americas LLC|703
GDVD|PRINCIPAL ACTIVE GLO|NITP|VIRTU Americas LLC|1
GDX|VE VECT GOLD MNRS|ADAM|CANACCORD GENUITY INC.|47800
GDX|VE VECT GOLD MNRS|AGIS|Aegis Capital Corp.|200
GDX|VE VECT GOLD MNRS|ALTX|Alternet Securities Inc.|67644
GDX|VE VECT GOLD MNRS|APCC|Apex Clearing Corporation|79727
GDX|VE VECT GOLD MNRS|BANK|Primevest Financial Services, Inc.|177
GDX|VE VECT GOLD MNRS|BARD|Robert W. Baird & Co. Incorporated|11882
GDX|VE VECT GOLD MNRS|BATM|CBOE TRADING, INC.|18196
GDX|VE VECT GOLD MNRS|BAYC|BAY CREST PARTNERS, LLC|2100
GDX|VE VECT GOLD MNRS|BBNT|BB&T SECURITIES, LLC|6916
GDX|VE VECT GOLD MNRS|BERN|Sanford C. Bernstein & Co., LLC|9826
GDX|VE VECT GOLD MNRS|BIDS|BIDS TRADING L.P.|4200
GDX|VE VECT GOLD MNRS|BIMI|Banca IMI Securities Corp.|1274
GDX|VE VECT GOLD MNRS|BKCM|BNY Mellon Capital Markets LLC|1529
GDX|VE VECT GOLD MNRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|121829
GDX|VE VECT GOLD MNRS|BLKX|INSTINET, LLC|17071
GDX|VE VECT GOLD MNRS|BNPX|BNP PARIBAS SECURITIES CORP.|10024006
GDX|VE VECT GOLD MNRS|BYXM|CBOE TRADING, INC.|9504
GDX|VE VECT GOLD MNRS|CANT|Cantor Fitzgerald & Co.|17058
GDX|VE VECT GOLD MNRS|CHAS|Charles Schwab & Co., Inc.|119320
GDX|VE VECT GOLD MNRS|CHBC|PENSERRA SECURITIES, LLC|594000
GDX|VE VECT GOLD MNRS|CICF|Canaccord Genuity Corp.|410
GDX|VE VECT GOLD MNRS|CIST|Capital Institutional Services, Inc.|5729
GDX|VE VECT GOLD MNRS|CLSA|CLSA AMERICAS, LLC|2600
GDX|VE VECT GOLD MNRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|426911
GDX|VE VECT GOLD MNRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|252
GDX|VE VECT GOLD MNRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|62878
GDX|VE VECT GOLD MNRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7309449
GDX|VE VECT GOLD MNRS|CSIN|Citadel Securities Institutional LLC|30263
GDX|VE VECT GOLD MNRS|CTDL|Citadel Derivatives Group Llc|662231
GDX|VE VECT GOLD MNRS|CTLR|CUTLER GROUP, LP|21600
GDX|VE VECT GOLD MNRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|882808
GDX|VE VECT GOLD MNRS|DADA|D.A. Davidson & Co.|5065
GDX|VE VECT GOLD MNRS|DBAB|Deutsche Bank Securities Inc.|2331056
GDX|VE VECT GOLD MNRS|DBAX|Deutsche Bank Securities Inc.|7502200
GDX|VE VECT GOLD MNRS|DCHF|Dart Executions, LLC|863971
GDX|VE VECT GOLD MNRS|DEAN|MORGAN STANLEY|88817
GDX|VE VECT GOLD MNRS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
GDX|VE VECT GOLD MNRS|EBXL|EBX LLC|4238000
GDX|VE VECT GOLD MNRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|308277
GDX|VE VECT GOLD MNRS|EDJC|Edward Jones / CDS|153
GDX|VE VECT GOLD MNRS|EDJO|Edward D. Jones & Co., L.P.|22229
GDX|VE VECT GOLD MNRS|EGAM|CBOE TRADING, INC.|92520
GDX|VE VECT GOLD MNRS|EGAW|CBOE TRADING, INC.|13552
GDX|VE VECT GOLD MNRS|EGXM|CBOE TRADING, INC.|26942
GDX|VE VECT GOLD MNRS|EGXW|CBOE TRADING, INC.|300
GDX|VE VECT GOLD MNRS|EROP|Eroom Securities L.L.C.|2500
GDX|VE VECT GOLD MNRS|ETBE|Electronic Transaction Clearing, Inc.|441450
GDX|VE VECT GOLD MNRS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
GDX|VE VECT GOLD MNRS|ETCB|ETC BROKERAGE SERVICES, LLC|302
GDX|VE VECT GOLD MNRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9183
GDX|VE VECT GOLD MNRS|ETRS|E*Trade Securities LLC|1888988
GDX|VE VECT GOLD MNRS|FBSB|U.S. Bancorp Investments, Inc.|121
GDX|VE VECT GOLD MNRS|FIDT|Fidelity Clearing Canada ULC./ CDS|6570
GDX|VE VECT GOLD MNRS|FILL|Tradestation Securities, Inc.|232148
GDX|VE VECT GOLD MNRS|FLTU|FLOW TRADERS US LLC|1800917
GDX|VE VECT GOLD MNRS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|90719
GDX|VE VECT GOLD MNRS|FMAF|NBCN Inc./ CDS|18986
GDX|VE VECT GOLD MNRS|FQLS|Quantlab Securities LP|4149335
GDX|VE VECT GOLD MNRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1783432
GDX|VE VECT GOLD MNRS|FTBR|Foliofn Investments, Inc.|70882
GDX|VE VECT GOLD MNRS|GBMT|GBM International, Inc.|68496
GDX|VE VECT GOLD MNRS|GEBB|GLOBAL EXECUTION BROKERS, LP|925694
GDX|VE VECT GOLD MNRS|GFRY|JUMP TRADING, LLC|2438923
GDX|VE VECT GOLD MNRS|GLIS|TD Securities Inc|12450
GDX|VE VECT GOLD MNRS|GLPX|ACS EXECUTION SERVICES, LLC|197100
GDX|VE VECT GOLD MNRS|GSCO|GOLDMAN SACHS & CO. LLC|11645806
GDX|VE VECT GOLD MNRS|GSCS|GOLDMAN SACHS & CO. LLC|537338
GDX|VE VECT GOLD MNRS|GSLT|GOLDMAN SACHS & CO. LLC|812016
GDX|VE VECT GOLD MNRS|GTSZ|GTS SECURITIES LLC|425803
GDX|VE VECT GOLD MNRS|HAPX|HAP Trading, LLC|9413
GDX|VE VECT GOLD MNRS|HASF|Haywood Securities Inc./CDS|20100
GDX|VE VECT GOLD MNRS|HRBF|American Enterprise Investment Services Inc.|113883
GDX|VE VECT GOLD MNRS|HSBC|HSBC Securities, Inc.|69839
GDX|VE VECT GOLD MNRS|IATS|INTERACTIVE BROKERS LLC|951459
GDX|VE VECT GOLD MNRS|IBKR|Interactive Brokers Llc|1072213
GDX|VE VECT GOLD MNRS|IBSJ|Integrity Brokerage Services, Inc.|300
GDX|VE VECT GOLD MNRS|ICBX|INSTINET, LLC|2213749
GDX|VE VECT GOLD MNRS|INCA|INSTINET, LLC|2664629
GDX|VE VECT GOLD MNRS|INJX|INSTINET, LLC|13300
GDX|VE VECT GOLD MNRS|ITGI|ITG Inc.|232526
GDX|VE VECT GOLD MNRS|ITGP|ITG INC.|3856000
GDX|VE VECT GOLD MNRS|JANY|Janney Montgomery Scott Inc.|12901
GDX|VE VECT GOLD MNRS|JEFF|JEFFERIES LLC|966138
GDX|VE VECT GOLD MNRS|JMPT|JUMP TRADING, LLC|345445
GDX|VE VECT GOLD MNRS|JONE|JonesTrading|71200
GDX|VE VECT GOLD MNRS|JPBX|J.P. MORGAN SECURITIES LLC|229475
GDX|VE VECT GOLD MNRS|JPMX|J.P. Morgan Securities LLC|3234457
GDX|VE VECT GOLD MNRS|JRCO|Johnson Rice & Company L.L.C.|1000
GDX|VE VECT GOLD MNRS|JSEB|JANE STREET EXECUTION SERVICES, LLC|6597665
GDX|VE VECT GOLD MNRS|JSJX|JANE STREET CAPITAL LLC|3450960
GDX|VE VECT GOLD MNRS|JUTA|JUMP TRADING, LLC|81873
GDX|VE VECT GOLD MNRS|KCGM|VIRTU Americas LLC|2846831
GDX|VE VECT GOLD MNRS|LAMP|Lampost Capital, L.C.|300
GDX|VE VECT GOLD MNRS|LBKI|Libucki & Co., LLC|376000
GDX|VE VECT GOLD MNRS|LEHM|Barclays Capital Inc./Le|30723155
GDX|VE VECT GOLD MNRS|LIME|Lime Brokerage LLC|2472664
GDX|VE VECT GOLD MNRS|LIWM|LIME BROKERAGE LLC|686
GDX|VE VECT GOLD MNRS|LMGP|LIME BROKERAGE LLC|85630
GDX|VE VECT GOLD MNRS|LSCI|Lek Securities Corporation|2873
GDX|VE VECT GOLD MNRS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|50400
GDX|VE VECT GOLD MNRS|MACC|Mid Atlantic Capital Corporation|7996
GDX|VE VECT GOLD MNRS|MAXM|Maxim Group LLC|57400
GDX|VE VECT GOLD MNRS|MBTS|ALLY INVEST SECURITIES LLC|200
GDX|VE VECT GOLD MNRS|MCMF|Raymond James Ltd. Cds|1004
GDX|VE VECT GOLD MNRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5072379
GDX|VE VECT GOLD MNRS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|457927
GDX|VE VECT GOLD MNRS|MOTF|MOTIF INVESTING, INC.|7
GDX|VE VECT GOLD MNRS|MPSG|E D & F Man Capital Markets Inc.|153460
GDX|VE VECT GOLD MNRS|MSCO|MORGAN STANLEY & CO. LLC|13817945
GDX|VE VECT GOLD MNRS|MSPL|MORGAN STANLEY & CO. LLC|5436000
GDX|VE VECT GOLD MNRS|MSTX|MORGAN STANLEY & CO. LLC|207400
GDX|VE VECT GOLD MNRS|NBCS|NBC Securities, INC.|500
GDX|VE VECT GOLD MNRS|NFSC|National Financial Services LLC|1606711
GDX|VE VECT GOLD MNRS|NITE|VIRTU Americas LLC|8284206
GDX|VE VECT GOLD MNRS|NITP|VIRTU Americas LLC|1070470
GDX|VE VECT GOLD MNRS|NMRA|Nomura Securities International, Inc.|3600
GDX|VE VECT GOLD MNRS|NQRB|Brut, LLC|181439
GDX|VE VECT GOLD MNRS|NTBF|BMO Nesbitt Burns Inc./CDS|2148
GDX|VE VECT GOLD MNRS|NTRC|Northern Trust Securities, Inc.|140
GDX|VE VECT GOLD MNRS|OHOS|TWO SIGMA SECURITIES, LLC|163803
GDX|VE VECT GOLD MNRS|OLDM|OLD MISSION CAPITAL, LLC|3978923
GDX|VE VECT GOLD MNRS|OPCO|Oppenheimer & Co. Inc.|9895
GDX|VE VECT GOLD MNRS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6900
GDX|VE VECT GOLD MNRS|PCPT|PHILLIP CAPITAL INC.|1309
GDX|VE VECT GOLD MNRS|PDQM|CODA MARKETS, INC.|290639
GDX|VE VECT GOLD MNRS|PHLY|NASDAQ Execution Services, LLC|37900
GDX|VE VECT GOLD MNRS|PICT|Pictet Overseas Inc.|5256
GDX|VE VECT GOLD MNRS|PWJC|UBS Financial Services, Inc.|6667
GDX|VE VECT GOLD MNRS|QMSR|QUATTRO M SECURITIES INC.|42987
GDX|VE VECT GOLD MNRS|RBCM|RBC CAPITAL MARKETS, LLC|75990
GDX|VE VECT GOLD MNRS|RGLD|Regal Securities, Inc|1336
GDX|VE VECT GOLD MNRS|RHOX|XR Securities LLC|1925932
GDX|VE VECT GOLD MNRS|SAGL|SAGETRADER, LLC|70337
GDX|VE VECT GOLD MNRS|SBSH|Citigroup Global Markets Inc.|6629065
GDX|VE VECT GOLD MNRS|SCMC|Scotia Capital Markets (USA) Inc.|2006000
GDX|VE VECT GOLD MNRS|SEIC|SEI Investments Distribution Co.|10564
GDX|VE VECT GOLD MNRS|SGMT|GOLDMAN SACHS & CO. LLC|4926552
GDX|VE VECT GOLD MNRS|SPDR|SPEEDROUTE LLC|81546
GDX|VE VECT GOLD MNRS|SPHN|Stephens Inc.|400
GDX|VE VECT GOLD MNRS|SPNT|SEVEN POINTS CAPITAL, LLC|6500
GDX|VE VECT GOLD MNRS|STFL|Stifel, Nicolaus & Company, Incorporated|22519
GDX|VE VECT GOLD MNRS|SWIM|TD Ameritrade, Inc.|1469918
GDX|VE VECT GOLD MNRS|SWST|Hilltop Securities Inc.|6512
GDX|VE VECT GOLD MNRS|TKNG|ALLY INVEST SECURITIES LLC|82028
GDX|VE VECT GOLD MNRS|TRBT|Tradebot Systems, Inc.|3855419
GDX|VE VECT GOLD MNRS|TRCM|TRC MARKETS LLC|7557944
GDX|VE VECT GOLD MNRS|TWTT|TASTYWORKS, INC.|4375
GDX|VE VECT GOLD MNRS|UBSA|UBS SECURITIES LLC|16279715
GDX|VE VECT GOLD MNRS|UBSS|UBS Securities LLC|11046051
GDX|VE VECT GOLD MNRS|VALX|VIRTU AMERICAS LLC|1757143
GDX|VE VECT GOLD MNRS|VGRD|Vanguard Marketing Corporation|887493
GDX|VE VECT GOLD MNRS|VIEW|VIEWTRADE SECURITIES LLC|300
GDX|VE VECT GOLD MNRS|VNDM|Wall Street Access|1500
GDX|VE VECT GOLD MNRS|WBET|Wallachbeth Capital LLC|1169392
GDX|VE VECT GOLD MNRS|WBLR|WILLIAM BLAIR|240
GDX|VE VECT GOLD MNRS|WCHV|WELLS FARGO SECURITIES, LLC|469951
GDX|VE VECT GOLD MNRS|WEDB|WEDBUSH SECURITIES INC.|18475
GDX|VE VECT GOLD MNRS|WEED|Weeden & Co.L.P.|305327
GDX|VE VECT GOLD MNRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|905326
GDX|VE VECT GOLD MNRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1134391
GDX|VE VECT GOLD MNRS|WFPB|Wells Fargo Securities, LLC.|49960
GDX|VE VECT GOLD MNRS|WGIF|CIBC World Markets Inc.|4132
GDX|VE VECT GOLD MNRS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|857
GDX|VE VECT GOLD MNRS|WSEA|WOLVERINE SECURITIES, LLC|61020
GDX|VE VECT GOLD MNRS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|537
GDX|VE VECT GOLD MNRS|XPUS|XP SECURITIES, LLC|112717
GDX|VE VECT GOLD MNRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|115252
GDX|VE VECT GOLD MNRS|YKNA|COMHAR CAPITAL MARKETS, LLC|4600
GDX|VE VECT GOLD MNRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|85376
GDXJ|VANECK VECTORS JUNIO|ALFA|ALPHA TRADING L.P.|70778
GDXJ|VANECK VECTORS JUNIO|ALTX|Alternet Securities Inc.|11264
GDXJ|VANECK VECTORS JUNIO|APCC|Apex Clearing Corporation|6267
GDXJ|VANECK VECTORS JUNIO|AVON|Avondale Partners, LLC|2000
GDXJ|VANECK VECTORS JUNIO|BANK|Primevest Financial Services, Inc.|150
GDXJ|VANECK VECTORS JUNIO|BARD|Robert W. Baird & Co. Incorporated|1811
GDXJ|VANECK VECTORS JUNIO|BATM|CBOE TRADING, INC.|61015
GDXJ|VANECK VECTORS JUNIO|BBNT|BB&T SECURITIES, LLC|600
GDXJ|VANECK VECTORS JUNIO|BIDS|BIDS TRADING L.P.|100
GDXJ|VANECK VECTORS JUNIO|BIMI|Banca IMI Securities Corp.|367
GDXJ|VANECK VECTORS JUNIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18414
GDXJ|VANECK VECTORS JUNIO|BMOC|BMO Capital Markets Corp.|500
GDXJ|VANECK VECTORS JUNIO|BNPX|BNP PARIBAS SECURITIES CORP.|8503000
GDXJ|VANECK VECTORS JUNIO|BTIG|BTIG, LLC|583
GDXJ|VANECK VECTORS JUNIO|BYXM|CBOE TRADING, INC.|2120
GDXJ|VANECK VECTORS JUNIO|CHAS|Charles Schwab & Co., Inc.|840
GDXJ|VANECK VECTORS JUNIO|CMTT|CMT TRADING LLC|4279
GDXJ|VANECK VECTORS JUNIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42320
GDXJ|VANECK VECTORS JUNIO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4012
GDXJ|VANECK VECTORS JUNIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2102704
GDXJ|VANECK VECTORS JUNIO|CSIN|Citadel Securities Institutional LLC|6432
GDXJ|VANECK VECTORS JUNIO|CTDL|Citadel Derivatives Group Llc|317768
GDXJ|VANECK VECTORS JUNIO|CTLR|CUTLER GROUP, LP|4050
GDXJ|VANECK VECTORS JUNIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|487636
GDXJ|VANECK VECTORS JUNIO|DADA|D.A. Davidson & Co.|614
GDXJ|VANECK VECTORS JUNIO|DBAB|Deutsche Bank Securities Inc.|3303612
GDXJ|VANECK VECTORS JUNIO|DBAX|Deutsche Bank Securities Inc.|2441300
GDXJ|VANECK VECTORS JUNIO|DBUL|Deutsche Bank Securities Inc.|11254
GDXJ|VANECK VECTORS JUNIO|DCHF|Dart Executions, LLC|154373
GDXJ|VANECK VECTORS JUNIO|DEAN|MORGAN STANLEY|10935
GDXJ|VANECK VECTORS JUNIO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|53700
GDXJ|VANECK VECTORS JUNIO|EBXL|EBX LLC|992900
GDXJ|VANECK VECTORS JUNIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|18573
GDXJ|VANECK VECTORS JUNIO|EDJO|Edward D. Jones & Co., L.P.|210
GDXJ|VANECK VECTORS JUNIO|EGAM|CBOE TRADING, INC.|23713
GDXJ|VANECK VECTORS JUNIO|EGAW|CBOE TRADING, INC.|6172
GDXJ|VANECK VECTORS JUNIO|EGXM|CBOE TRADING, INC.|16756
GDXJ|VANECK VECTORS JUNIO|ETBE|Electronic Transaction Clearing, Inc.|162197
GDXJ|VANECK VECTORS JUNIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20265
GDXJ|VANECK VECTORS JUNIO|ETRS|E*Trade Securities LLC|702171
GDXJ|VANECK VECTORS JUNIO|FILL|Tradestation Securities, Inc.|230374
GDXJ|VANECK VECTORS JUNIO|FLTU|FLOW TRADERS US LLC|1225622
GDXJ|VANECK VECTORS JUNIO|FMAF|NBCN Inc./ CDS|1832042
GDXJ|VANECK VECTORS JUNIO|FQLS|Quantlab Securities LP|1317304
GDXJ|VANECK VECTORS JUNIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|285699
GDXJ|VANECK VECTORS JUNIO|FTBR|Foliofn Investments, Inc.|602
GDXJ|VANECK VECTORS JUNIO|GBMT|GBM International, Inc.|2500
GDXJ|VANECK VECTORS JUNIO|GEBB|GLOBAL EXECUTION BROKERS, LP|259865
GDXJ|VANECK VECTORS JUNIO|GFRY|JUMP TRADING, LLC|92156
GDXJ|VANECK VECTORS JUNIO|GLIS|TD Securities Inc|1260
GDXJ|VANECK VECTORS JUNIO|GLPX|ACS EXECUTION SERVICES, LLC|23303
GDXJ|VANECK VECTORS JUNIO|GSCO|GOLDMAN SACHS & CO. LLC|8728468
GDXJ|VANECK VECTORS JUNIO|GSCS|GOLDMAN SACHS & CO. LLC|59081
GDXJ|VANECK VECTORS JUNIO|GSLT|GOLDMAN SACHS & CO. LLC|306452
GDXJ|VANECK VECTORS JUNIO|GTSZ|GTS SECURITIES LLC|136558
GDXJ|VANECK VECTORS JUNIO|HRBF|American Enterprise Investment Services Inc.|23168
GDXJ|VANECK VECTORS JUNIO|HSBC|HSBC Securities, Inc.|1062
GDXJ|VANECK VECTORS JUNIO|IATS|INTERACTIVE BROKERS LLC|414110
GDXJ|VANECK VECTORS JUNIO|IBKR|Interactive Brokers Llc|874250
GDXJ|VANECK VECTORS JUNIO|ICBX|INSTINET, LLC|593894
GDXJ|VANECK VECTORS JUNIO|INCA|INSTINET, LLC|348586
GDXJ|VANECK VECTORS JUNIO|ITGI|ITG Inc.|58541
GDXJ|VANECK VECTORS JUNIO|ITGP|ITG INC.|595600
GDXJ|VANECK VECTORS JUNIO|JANY|Janney Montgomery Scott Inc.|150
GDXJ|VANECK VECTORS JUNIO|JEFF|JEFFERIES LLC|626097
GDXJ|VANECK VECTORS JUNIO|JMPT|JUMP TRADING, LLC|160435
GDXJ|VANECK VECTORS JUNIO|JPBX|J.P. MORGAN SECURITIES LLC|100
GDXJ|VANECK VECTORS JUNIO|JPMX|J.P. Morgan Securities LLC|732988
GDXJ|VANECK VECTORS JUNIO|JSEB|JANE STREET EXECUTION SERVICES, LLC|2100500
GDXJ|VANECK VECTORS JUNIO|JSJX|JANE STREET CAPITAL LLC|916244
GDXJ|VANECK VECTORS JUNIO|JUTA|JUMP TRADING, LLC|10518
GDXJ|VANECK VECTORS JUNIO|KCGM|VIRTU Americas LLC|885408
GDXJ|VANECK VECTORS JUNIO|LEHM|Barclays Capital Inc./Le|4745039
GDXJ|VANECK VECTORS JUNIO|LGNT|COR CLEARING LLC|1
GDXJ|VANECK VECTORS JUNIO|LIME|Lime Brokerage LLC|1395467
GDXJ|VANECK VECTORS JUNIO|LIWM|LIME BROKERAGE LLC|543
GDXJ|VANECK VECTORS JUNIO|LMGP|LIME BROKERAGE LLC|57800
GDXJ|VANECK VECTORS JUNIO|LSCI|Lek Securities Corporation|594
GDXJ|VANECK VECTORS JUNIO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|13157
GDXJ|VANECK VECTORS JUNIO|MACC|Mid Atlantic Capital Corporation|124
GDXJ|VANECK VECTORS JUNIO|MACQ|Macquarie Capital (USA) Inc.|400
GDXJ|VANECK VECTORS JUNIO|MCMF|Raymond James Ltd. Cds|9600
GDXJ|VANECK VECTORS JUNIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1060374
GDXJ|VANECK VECTORS JUNIO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|17928
GDXJ|VANECK VECTORS JUNIO|MOTF|MOTIF INVESTING, INC.|6
GDXJ|VANECK VECTORS JUNIO|MPSG|E D & F Man Capital Markets Inc.|26025
GDXJ|VANECK VECTORS JUNIO|MSCO|MORGAN STANLEY & CO. LLC|1325450
GDXJ|VANECK VECTORS JUNIO|MSPL|MORGAN STANLEY & CO. LLC|446500
GDXJ|VANECK VECTORS JUNIO|MSTX|MORGAN STANLEY & CO. LLC|6000
GDXJ|VANECK VECTORS JUNIO|NBCS|NBC Securities, INC.|2050
GDXJ|VANECK VECTORS JUNIO|NFSC|National Financial Services LLC|1602612
GDXJ|VANECK VECTORS JUNIO|NITE|VIRTU Americas LLC|2221003
GDXJ|VANECK VECTORS JUNIO|NITP|VIRTU Americas LLC|256663
GDXJ|VANECK VECTORS JUNIO|NQRB|Brut, LLC|84917
GDXJ|VANECK VECTORS JUNIO|NTBF|BMO Nesbitt Burns Inc./CDS|2185
GDXJ|VANECK VECTORS JUNIO|OHOS|TWO SIGMA SECURITIES, LLC|168782
GDXJ|VANECK VECTORS JUNIO|OLDM|OLD MISSION CAPITAL, LLC|52795
GDXJ|VANECK VECTORS JUNIO|OPCO|Oppenheimer & Co. Inc.|866
GDXJ|VANECK VECTORS JUNIO|PDQM|CODA MARKETS, INC.|110324
GDXJ|VANECK VECTORS JUNIO|PHLY|NASDAQ Execution Services, LLC|4200
GDXJ|VANECK VECTORS JUNIO|PIPR|Piper Jaffray & Co.|750
GDXJ|VANECK VECTORS JUNIO|PWJC|UBS Financial Services, Inc.|9979
GDXJ|VANECK VECTORS JUNIO|RBCM|RBC CAPITAL MARKETS, LLC|211
GDXJ|VANECK VECTORS JUNIO|RHOX|XR Securities LLC|1623441
GDXJ|VANECK VECTORS JUNIO|SAGL|SAGETRADER, LLC|11260
GDXJ|VANECK VECTORS JUNIO|SALI|INTL FCSTONE FINANCIAL INC.|585
GDXJ|VANECK VECTORS JUNIO|SBRX|MURIEL SIEBERT & CO INC|1000
GDXJ|VANECK VECTORS JUNIO|SBSH|Citigroup Global Markets Inc.|5110849
GDXJ|VANECK VECTORS JUNIO|SCMC|Scotia Capital Markets (USA) Inc.|400
GDXJ|VANECK VECTORS JUNIO|SEIC|SEI Investments Distribution Co.|700
GDXJ|VANECK VECTORS JUNIO|SGMT|GOLDMAN SACHS & CO. LLC|983716
GDXJ|VANECK VECTORS JUNIO|SPDR|SPEEDROUTE LLC|48300
GDXJ|VANECK VECTORS JUNIO|STFL|Stifel, Nicolaus & Company, Incorporated|9314
GDXJ|VANECK VECTORS JUNIO|SWIM|TD Ameritrade, Inc.|1164169
GDXJ|VANECK VECTORS JUNIO|SWST|Hilltop Securities Inc.|550
GDXJ|VANECK VECTORS JUNIO|TKNG|ALLY INVEST SECURITIES LLC|15790
GDXJ|VANECK VECTORS JUNIO|TRBT|Tradebot Systems, Inc.|2179832
GDXJ|VANECK VECTORS JUNIO|TRCM|TRC MARKETS LLC|1810591
GDXJ|VANECK VECTORS JUNIO|TWTT|TASTYWORKS, INC.|9300
GDXJ|VANECK VECTORS JUNIO|UBSA|UBS SECURITIES LLC|3964454
GDXJ|VANECK VECTORS JUNIO|UBSS|UBS Securities LLC|3421991
GDXJ|VANECK VECTORS JUNIO|VALX|VIRTU AMERICAS LLC|569805
GDXJ|VANECK VECTORS JUNIO|VGRD|Vanguard Marketing Corporation|74715
GDXJ|VANECK VECTORS JUNIO|WBLR|WILLIAM BLAIR|580
GDXJ|VANECK VECTORS JUNIO|WCHV|WELLS FARGO SECURITIES, LLC|108307
GDXJ|VANECK VECTORS JUNIO|WEDB|WEDBUSH SECURITIES INC.|12885
GDXJ|VANECK VECTORS JUNIO|WEED|Weeden & Co.L.P.|1199
GDXJ|VANECK VECTORS JUNIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13615
GDXJ|VANECK VECTORS JUNIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|88166
GDXJ|VANECK VECTORS JUNIO|WFPB|Wells Fargo Securities, LLC.|17606
GDXJ|VANECK VECTORS JUNIO|WGIF|CIBC World Markets Inc.|300
GDXJ|VANECK VECTORS JUNIO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6
GDXJ|VANECK VECTORS JUNIO|WSEA|WOLVERINE SECURITIES, LLC|28329
GDXJ|VANECK VECTORS JUNIO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
GDXJ|VANECK VECTORS JUNIO|XPUS|XP SECURITIES, LLC|100
GDXJ|VANECK VECTORS JUNIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|11370
GDXJ|VANECK VECTORS JUNIO|YKNA|COMHAR CAPITAL MARKETS, LLC|14165
GDXJ|VANECK VECTORS JUNIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5968
GDXS|PROSHARES ULTRSRT GL|APCC|Apex Clearing Corporation|69
GDXS|PROSHARES ULTRSRT GL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|95
GDXS|PROSHARES ULTRSRT GL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|588
GDXS|PROSHARES ULTRSRT GL|DBAX|Deutsche Bank Securities Inc.|700
GDXS|PROSHARES ULTRSRT GL|DEGS|RONIN PROFESSIONAL LLC|900
GDXS|PROSHARES ULTRSRT GL|EBXL|EBX LLC|1300
GDXS|PROSHARES ULTRSRT GL|ETRS|E*Trade Securities LLC|35
GDXS|PROSHARES ULTRSRT GL|GSCO|GOLDMAN SACHS & CO. LLC|100
GDXS|PROSHARES ULTRSRT GL|IBKR|Interactive Brokers Llc|1700
GDXS|PROSHARES ULTRSRT GL|ICBX|INSTINET, LLC|1000
GDXS|PROSHARES ULTRSRT GL|JSJX|JANE STREET CAPITAL LLC|4224
GDXS|PROSHARES ULTRSRT GL|KCGM|VIRTU Americas LLC|200
GDXS|PROSHARES ULTRSRT GL|LEHM|Barclays Capital Inc./Le|800
GDXS|PROSHARES ULTRSRT GL|LIME|Lime Brokerage LLC|2529
GDXS|PROSHARES ULTRSRT GL|LIWM|LIME BROKERAGE LLC|1078
GDXS|PROSHARES ULTRSRT GL|MSPL|MORGAN STANLEY & CO. LLC|100
GDXS|PROSHARES ULTRSRT GL|NFSC|National Financial Services LLC|900
GDXS|PROSHARES ULTRSRT GL|NITE|VIRTU Americas LLC|601
GDXS|PROSHARES ULTRSRT GL|SGMT|GOLDMAN SACHS & CO. LLC|500
GDXS|PROSHARES ULTRSRT GL|TRCM|TRC MARKETS LLC|774
GDXS|PROSHARES ULTRSRT GL|UBSA|UBS SECURITIES LLC|1300
GDXS|PROSHARES ULTRSRT GL|UBSS|UBS Securities LLC|3010
GDXS|PROSHARES ULTRSRT GL|WSEA|WOLVERINE SECURITIES, LLC|2
GDXX|PROSHARES ULTRA GOLD|APCC|Apex Clearing Corporation|10
GDXX|PROSHARES ULTRA GOLD|BATM|CBOE TRADING, INC.|1656
GDXX|PROSHARES ULTRA GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|404
GDXX|PROSHARES ULTRA GOLD|DEAN|MORGAN STANLEY|3600
GDXX|PROSHARES ULTRA GOLD|ETRS|E*Trade Securities LLC|266
GDXX|PROSHARES ULTRA GOLD|FTBR|Foliofn Investments, Inc.|1
GDXX|PROSHARES ULTRA GOLD|GSCO|GOLDMAN SACHS & CO. LLC|81
GDXX|PROSHARES ULTRA GOLD|IBKR|Interactive Brokers Llc|400
GDXX|PROSHARES ULTRA GOLD|JPMX|J.P. Morgan Securities LLC|200
GDXX|PROSHARES ULTRA GOLD|JSJX|JANE STREET CAPITAL LLC|2050
GDXX|PROSHARES ULTRA GOLD|LEHM|Barclays Capital Inc./Le|200
GDXX|PROSHARES ULTRA GOLD|LIME|Lime Brokerage LLC|2070
GDXX|PROSHARES ULTRA GOLD|LIWM|LIME BROKERAGE LLC|485
GDXX|PROSHARES ULTRA GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GDXX|PROSHARES ULTRA GOLD|MOTF|MOTIF INVESTING, INC.|2
GDXX|PROSHARES ULTRA GOLD|MSCO|MORGAN STANLEY & CO. LLC|33
GDXX|PROSHARES ULTRA GOLD|NFSC|National Financial Services LLC|2882
GDXX|PROSHARES ULTRA GOLD|NITE|VIRTU Americas LLC|1787
GDXX|PROSHARES ULTRA GOLD|NTBF|BMO Nesbitt Burns Inc./CDS|752
GDXX|PROSHARES ULTRA GOLD|SWIM|TD Ameritrade, Inc.|485
GDXX|PROSHARES ULTRA GOLD|TKNG|ALLY INVEST SECURITIES LLC|5
GDXX|PROSHARES ULTRA GOLD|UBSA|UBS SECURITIES LLC|910
GDXX|PROSHARES ULTRA GOLD|UBSS|UBS Securities LLC|1111
GDXX|PROSHARES ULTRA GOLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|868
GDXX|PROSHARES ULTRA GOLD|WSEA|WOLVERINE SECURITIES, LLC|45
GE|GEN ELECTRIC CO|ABLE|NATIXIS Securities Americas LLC|4213090
GE|GEN ELECTRIC CO|ACPL|American Capital Partners, LLC|16850
GE|GEN ELECTRIC CO|ADAM|CANACCORD GENUITY INC.|82716
GE|GEN ELECTRIC CO|AGIS|Aegis Capital Corp.|83221
GE|GEN ELECTRIC CO|ALLN|Allen & Company LLC|288887
GE|GEN ELECTRIC CO|ALTX|Alternet Securities Inc.|563138
GE|GEN ELECTRIC CO|ANOS|ABEL/NOSER, L.L.C.|79672
GE|GEN ELECTRIC CO|APCC|Apex Clearing Corporation|1620673
GE|GEN ELECTRIC CO|AQUA|AQUA SECURITIES L.P.|33000
GE|GEN ELECTRIC CO|ATPA|COWEN PRIME SERVICES LLC|800
GE|GEN ELECTRIC CO|BALE|M&T SECURITIES, INC.|36714
GE|GEN ELECTRIC CO|BANK|Primevest Financial Services, Inc.|76610
GE|GEN ELECTRIC CO|BARD|Robert W. Baird & Co. Incorporated|5182985
GE|GEN ELECTRIC CO|BATM|CBOE TRADING, INC.|32653
GE|GEN ELECTRIC CO|BAYC|BAY CREST PARTNERS, LLC|30451
GE|GEN ELECTRIC CO|BAYT|BTIG, LLC|98300
GE|GEN ELECTRIC CO|BBNT|BB&T SECURITIES, LLC|288907
GE|GEN ELECTRIC CO|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2746
GE|GEN ELECTRIC CO|BERN|Sanford C. Bernstein & Co., LLC|3190998
GE|GEN ELECTRIC CO|BIDS|BIDS TRADING L.P.|1883200
GE|GEN ELECTRIC CO|BIMI|Banca IMI Securities Corp.|264230
GE|GEN ELECTRIC CO|BKCM|BNY Mellon Capital Markets LLC|27916
GE|GEN ELECTRIC CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1856533
GE|GEN ELECTRIC CO|BLKX|INSTINET, LLC|3029851
GE|GEN ELECTRIC CO|BMOC|BMO Capital Markets Corp.|40212
GE|GEN ELECTRIC CO|BNCH|The Benchmark Company, LLC|17917
GE|GEN ELECTRIC CO|BNPX|BNP PARIBAS SECURITIES CORP.|7217607
GE|GEN ELECTRIC CO|BRGE|Newbridge Securities Corp.|2455
GE|GEN ELECTRIC CO|BTIG|BTIG, LLC|643283
GE|GEN ELECTRIC CO|BYXM|CBOE TRADING, INC.|8814
GE|GEN ELECTRIC CO|BZYD|GOLDMAN SACHS & CO. LLC|800
GE|GEN ELECTRIC CO|CAMC|Cambria Capital, LLC|200
GE|GEN ELECTRIC CO|CANT|Cantor Fitzgerald & Co.|1265466
GE|GEN ELECTRIC CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|1512184
GE|GEN ELECTRIC CO|CBRA|Cobra Trading, Inc.|46053
GE|GEN ELECTRIC CO|CHAS|Charles Schwab & Co., Inc.|775548
GE|GEN ELECTRIC CO|CHBC|PENSERRA SECURITIES, LLC|2163100
GE|GEN ELECTRIC CO|CHDN|CHARDAN CAPITAL MARKETS LLC|2000
GE|GEN ELECTRIC CO|CIBP|CIBC World Markets Corp.|2468143
GE|GEN ELECTRIC CO|CICF|Canaccord Genuity Corp.|48869
GE|GEN ELECTRIC CO|CIOI|CITIGROUP GLOBAL MARKETS INC|2500000
GE|GEN ELECTRIC CO|CIST|Capital Institutional Services, Inc.|562197
GE|GEN ELECTRIC CO|CLSA|CLSA AMERICAS, LLC|4200
GE|GEN ELECTRIC CO|COKE|Coker & Palmer|50000
GE|GEN ELECTRIC CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11548449
GE|GEN ELECTRIC CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29578
GE|GEN ELECTRIC CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|268591
GE|GEN ELECTRIC CO|CRFN|ROBINHOOD FINANCIAL, LLC|9
GE|GEN ELECTRIC CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24883398
GE|GEN ELECTRIC CO|CSMS|CORNERSTONE MACRO LLC|1489
GE|GEN ELECTRIC CO|CTDL|Citadel Derivatives Group Llc|509498
GE|GEN ELECTRIC CO|CTLR|CUTLER GROUP, LP|1100
GE|GEN ELECTRIC CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|5071740
GE|GEN ELECTRIC CO|DADA|D.A. Davidson & Co.|226236
GE|GEN ELECTRIC CO|DAVA|Davenport & Company LLC|180471
GE|GEN ELECTRIC CO|DBAB|Deutsche Bank Securities Inc.|17503113
GE|GEN ELECTRIC CO|DBAX|Deutsche Bank Securities Inc.|18976800
GE|GEN ELECTRIC CO|DBUL|Deutsche Bank Securities Inc.|89647
GE|GEN ELECTRIC CO|DCHF|Dart Executions, LLC|194604
GE|GEN ELECTRIC CO|DEAN|MORGAN STANLEY|1745466
GE|GEN ELECTRIC CO|DEGS|RONIN PROFESSIONAL LLC|1700
GE|GEN ELECTRIC CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|123553
GE|GEN ELECTRIC CO|DIVA|Divine Capital Markets LLC|7966
GE|GEN ELECTRIC CO|DREX|Drexel Hamilton, LLC|994000
GE|GEN ELECTRIC CO|DRWK|DRW SECURITIES, L.L.C.|214112
GE|GEN ELECTRIC CO|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|32812
GE|GEN ELECTRIC CO|EBXL|EBX LLC|12205400
GE|GEN ELECTRIC CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1320317
GE|GEN ELECTRIC CO|EDJC|Edward Jones / CDS|89328
GE|GEN ELECTRIC CO|EDJO|Edward D. Jones & Co., L.P.|2566898
GE|GEN ELECTRIC CO|EGAM|CBOE TRADING, INC.|246941
GE|GEN ELECTRIC CO|EGAW|CBOE TRADING, INC.|6617
GE|GEN ELECTRIC CO|EGXM|CBOE TRADING, INC.|412521
GE|GEN ELECTRIC CO|EGXW|CBOE TRADING, INC.|14
GE|GEN ELECTRIC CO|ELEV|ELEVATION, LLC|25466
GE|GEN ELECTRIC CO|EROP|Eroom Securities L.L.C.|16000
GE|GEN ELECTRIC CO|ESPO|ESPOSITO SECURITIES, LLC|7676
GE|GEN ELECTRIC CO|ETBE|Electronic Transaction Clearing, Inc.|833570
GE|GEN ELECTRIC CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2937
GE|GEN ELECTRIC CO|ETCB|ETC BROKERAGE SERVICES, LLC|19483
GE|GEN ELECTRIC CO|ETCC|Electronic Transaction Clearing, Inc.|819
GE|GEN ELECTRIC CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3568
GE|GEN ELECTRIC CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|49386
GE|GEN ELECTRIC CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|187824
GE|GEN ELECTRIC CO|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|23804
GE|GEN ELECTRIC CO|ETRS|E*Trade Securities LLC|40828822
GE|GEN ELECTRIC CO|FBRC|B. RILEY FBR, INC.|5236
GE|GEN ELECTRIC CO|FBSB|U.S. Bancorp Investments, Inc.|40351
GE|GEN ELECTRIC CO|FFSI|Firstrade Securities Inc.|2900
GE|GEN ELECTRIC CO|FIDT|Fidelity Clearing Canada ULC./ CDS|3137
GE|GEN ELECTRIC CO|FILL|Tradestation Securities, Inc.|1519127
GE|GEN ELECTRIC CO|FINX|FINTECH SECURITIES|223088
GE|GEN ELECTRIC CO|FINZ|FINTECH SECURITIES|800
GE|GEN ELECTRIC CO|FMAF|NBCN Inc./ CDS|715641
GE|GEN ELECTRIC CO|FMCO|First Manhattan Co|5350
GE|GEN ELECTRIC CO|FOGS|FOG EQUITIES LLC|486000
GE|GEN ELECTRIC CO|FORD|Fordham Financial Management, Inc.|1000
GE|GEN ELECTRIC CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|140245
GE|GEN ELECTRIC CO|FQLS|Quantlab Securities LP|5717175
GE|GEN ELECTRIC CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2946310
GE|GEN ELECTRIC CO|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|46400
GE|GEN ELECTRIC CO|FTBR|Foliofn Investments, Inc.|96774
GE|GEN ELECTRIC CO|GBMT|GBM International, Inc.|232397
GE|GEN ELECTRIC CO|GEBB|GLOBAL EXECUTION BROKERS, LP|499801
GE|GEN ELECTRIC CO|GFRY|JUMP TRADING, LLC|453502
GE|GEN ELECTRIC CO|GLIS|TD Securities Inc|202735
GE|GEN ELECTRIC CO|GLPX|ACS EXECUTION SERVICES, LLC|1821681
GE|GEN ELECTRIC CO|GSCO|GOLDMAN SACHS & CO. LLC|64363798
GE|GEN ELECTRIC CO|GSCS|GOLDMAN SACHS & CO. LLC|796647
GE|GEN ELECTRIC CO|GSIC|GLOBAL STRATEGIC INVESTMENTS|500
GE|GEN ELECTRIC CO|GSLT|GOLDMAN SACHS & CO. LLC|490473
GE|GEN ELECTRIC CO|GTSZ|GTS SECURITIES LLC|2889047
GE|GEN ELECTRIC CO|HAPX|HAP Trading, LLC|1326
GE|GEN ELECTRIC CO|HASF|Haywood Securities Inc./CDS|1767
GE|GEN ELECTRIC CO|HPPX|POTAMUS TRADING, LLC|1717
GE|GEN ELECTRIC CO|HRBF|American Enterprise Investment Services Inc.|1282795
GE|GEN ELECTRIC CO|HSBC|HSBC Securities, Inc.|161269
GE|GEN ELECTRIC CO|IATS|INTERACTIVE BROKERS LLC|3291714
GE|GEN ELECTRIC CO|IBKR|Interactive Brokers Llc|5450593
GE|GEN ELECTRIC CO|IBSJ|Integrity Brokerage Services, Inc.|5903
GE|GEN ELECTRIC CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13368
GE|GEN ELECTRIC CO|ICBX|INSTINET, LLC|10514831
GE|GEN ELECTRIC CO|IEQY|CITADEL SECURITIES LLC|2448964
GE|GEN ELECTRIC CO|INCA|INSTINET, LLC|6487152
GE|GEN ELECTRIC CO|INJX|INSTINET, LLC|226706
GE|GEN ELECTRIC CO|INTL|INTL FCSTONE FINANCIAL INC.|567
GE|GEN ELECTRIC CO|ITGI|ITG Inc.|2017993
GE|GEN ELECTRIC CO|ITGP|ITG INC.|12582400
GE|GEN ELECTRIC CO|JANY|Janney Montgomery Scott Inc.|588113
GE|GEN ELECTRIC CO|JEFF|JEFFERIES LLC|4414124
GE|GEN ELECTRIC CO|JHDR|J.H. Darbie & Co., Inc.|125
GE|GEN ELECTRIC CO|JMPT|JUMP TRADING, LLC|1279738
GE|GEN ELECTRIC CO|JONE|JonesTrading|88803
GE|GEN ELECTRIC CO|JPBX|J.P. MORGAN SECURITIES LLC|6153505
GE|GEN ELECTRIC CO|JPMX|J.P. Morgan Securities LLC|26660172
GE|GEN ELECTRIC CO|JRCO|Johnson Rice & Company L.L.C.|790
GE|GEN ELECTRIC CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|981372
GE|GEN ELECTRIC CO|JSJX|JANE STREET CAPITAL LLC|124158
GE|GEN ELECTRIC CO|JSSF|JMP Securities LLC|3285358
GE|GEN ELECTRIC CO|JUTA|JUMP TRADING, LLC|158595
GE|GEN ELECTRIC CO|KBWI|Keefe, Bruyette & Woods, Inc.|4144
GE|GEN ELECTRIC CO|KCGM|VIRTU Americas LLC|6774561
GE|GEN ELECTRIC CO|KCRD|PHX FINANCIAL, INC.|3177
GE|GEN ELECTRIC CO|KING|C. L. King & Associates, Inc.|500
GE|GEN ELECTRIC CO|KRSH|Kershner Securities, LLC|50601
GE|GEN ELECTRIC CO|LBKI|Libucki & Co., LLC|1532000
GE|GEN ELECTRIC CO|LEHM|Barclays Capital Inc./Le|58244932
GE|GEN ELECTRIC CO|LGNT|COR CLEARING LLC|1
GE|GEN ELECTRIC CO|LIME|Lime Brokerage LLC|423643
GE|GEN ELECTRIC CO|LIWK|LIME BROKERAGE LLC|140
GE|GEN ELECTRIC CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|16726686
GE|GEN ELECTRIC CO|LOOP|Loop Capital Markets LLC|77096
GE|GEN ELECTRIC CO|LPCM|Lampert Capital Markets Inc.|122381
GE|GEN ELECTRIC CO|LQNA|LIQUIDNET, INC.|7373500
GE|GEN ELECTRIC CO|LQNB|LIQUIDNET, INC.|1408120
GE|GEN ELECTRIC CO|LSCI|Lek Securities Corporation|1045881
GE|GEN ELECTRIC CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14055
GE|GEN ELECTRIC CO|MACC|Mid Atlantic Capital Corporation|228641
GE|GEN ELECTRIC CO|MACQ|Macquarie Capital (USA) Inc.|691369
GE|GEN ELECTRIC CO|MAGM|TOR BROKERAGE LLC|1800
GE|GEN ELECTRIC CO|MAVB|Great Point Capital LLC|200
GE|GEN ELECTRIC CO|MAXM|Maxim Group LLC|1895399
GE|GEN ELECTRIC CO|MBTS|ALLY INVEST SECURITIES LLC|525461
GE|GEN ELECTRIC CO|MCBT|Moors & Cabot, Inc.|5060
GE|GEN ELECTRIC CO|MCMF|Raymond James Ltd. Cds|122872
GE|GEN ELECTRIC CO|MESF|MESIROW FINANCIAL, INC.|10000
GE|GEN ELECTRIC CO|MIRA|MIRAE ASSET SECURITIES (USA) INC.|1300
GE|GEN ELECTRIC CO|MKMP|MKM Partners LLC|60863
GE|GEN ELECTRIC CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21393028
GE|GEN ELECTRIC CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|310945
GE|GEN ELECTRIC CO|MNDX|TJM Investments, LLC|3700
GE|GEN ELECTRIC CO|MOTF|MOTIF INVESTING, INC.|543
GE|GEN ELECTRIC CO|MPSG|E D & F Man Capital Markets Inc.|123394
GE|GEN ELECTRIC CO|MSCO|MORGAN STANLEY & CO. LLC|46939565
GE|GEN ELECTRIC CO|MSPL|MORGAN STANLEY & CO. LLC|20677000
GE|GEN ELECTRIC CO|MSTX|MORGAN STANLEY & CO. LLC|8739400
GE|GEN ELECTRIC CO|MULL|MARK J. MULLER EQUITIES, INC.|27818
GE|GEN ELECTRIC CO|NATL|National Securities Corporation|11614
GE|GEN ELECTRIC CO|NBCS|NBC Securities, INC.|25776
GE|GEN ELECTRIC CO|NEED|Needham & Company, LLC|3690
GE|GEN ELECTRIC CO|NEUB|NEUBERGER BERMAN BD LLC|19405
GE|GEN ELECTRIC CO|NFSC|National Financial Services LLC|57232373
GE|GEN ELECTRIC CO|NITE|VIRTU Americas LLC|84224344
GE|GEN ELECTRIC CO|NITP|VIRTU Americas LLC|3236662
GE|GEN ELECTRIC CO|NQRB|Brut, LLC|316330
GE|GEN ELECTRIC CO|NTBF|BMO Nesbitt Burns Inc./CDS|302405
GE|GEN ELECTRIC CO|NTFN|Network 1 Financial Securities Inc.|5808
GE|GEN ELECTRIC CO|NTRC|Northern Trust Securities, Inc.|380096
GE|GEN ELECTRIC CO|OCEA|OCEAN FINANCIAL SERVICES, LLC|2000
GE|GEN ELECTRIC CO|OHOS|TWO SIGMA SECURITIES, LLC|95051
GE|GEN ELECTRIC CO|OPCO|Oppenheimer & Co. Inc.|790613
GE|GEN ELECTRIC CO|OTAA|OTA LLC|9000
GE|GEN ELECTRIC CO|PAUL|Paulson Investment Company, Inc.|1422
GE|GEN ELECTRIC CO|PCFF|Pacific International Securities Inc./CDS|8645
GE|GEN ELECTRIC CO|PCPT|PHILLIP CAPITAL INC.|80728
GE|GEN ELECTRIC CO|PDQM|CODA MARKETS, INC.|1484580
GE|GEN ELECTRIC CO|PHLY|NASDAQ Execution Services, LLC|880800
GE|GEN ELECTRIC CO|PICT|Pictet Overseas Inc.|11268
GE|GEN ELECTRIC CO|PINT|PRECISION SECURITIES, LLC|1500
GE|GEN ELECTRIC CO|PIPR|Piper Jaffray & Co.|48554
GE|GEN ELECTRIC CO|PNSR|Penserra Securities, LLC|2875
GE|GEN ELECTRIC CO|POIN|PRECISION SECURITIES, LLC (POIN)|100
GE|GEN ELECTRIC CO|PREC|PRECISION SECURITIES, LLC|5000
GE|GEN ELECTRIC CO|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|125100
GE|GEN ELECTRIC CO|PWJC|UBS Financial Services, Inc.|951770
GE|GEN ELECTRIC CO|QMSR|QUATTRO M SECURITIES INC.|254275
GE|GEN ELECTRIC CO|RBCM|RBC CAPITAL MARKETS, LLC|869461
GE|GEN ELECTRIC CO|RGLD|Regal Securities, Inc|30780
GE|GEN ELECTRIC CO|RHCO|Suntrust Robinson Humphrey, Inc.|456693
GE|GEN ELECTRIC CO|RJLC|RJL CAPITAL GROUP, LLC|20712
GE|GEN ELECTRIC CO|SAGL|SAGETRADER, LLC|626529
GE|GEN ELECTRIC CO|SAGW|SAGETRADER, LLC|3102
GE|GEN ELECTRIC CO|SALI|INTL FCSTONE FINANCIAL INC.|56514
GE|GEN ELECTRIC CO|SBRX|MURIEL SIEBERT & CO INC|38444
GE|GEN ELECTRIC CO|SBSH|Citigroup Global Markets Inc.|6462410
GE|GEN ELECTRIC CO|SCMC|Scotia Capital Markets (USA) Inc.|1475
GE|GEN ELECTRIC CO|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|4950
GE|GEN ELECTRIC CO|SEIC|SEI Investments Distribution Co.|218654
GE|GEN ELECTRIC CO|SGMT|GOLDMAN SACHS & CO. LLC|10492149
GE|GEN ELECTRIC CO|SIDC|Sidoti & Company, LLC|28164
GE|GEN ELECTRIC CO|SJLS|TRADE INFORMATICS LLC|3700
GE|GEN ELECTRIC CO|SOGO|Wang Investment Associates, Inc.|34235
GE|GEN ELECTRIC CO|SPDR|SPEEDROUTE LLC|1396459
GE|GEN ELECTRIC CO|SPHN|Stephens Inc.|563146
GE|GEN ELECTRIC CO|SPNT|SEVEN POINTS CAPITAL, LLC|661163
GE|GEN ELECTRIC CO|SPTD|MINT GLOBAL MARKETS, INC.|7195
GE|GEN ELECTRIC CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|2400
GE|GEN ELECTRIC CO|STFL|Stifel, Nicolaus & Company, Incorporated|1069020
GE|GEN ELECTRIC CO|STKP|STOCKPILE INVESTMENTS, INC.|21602
GE|GEN ELECTRIC CO|STXG|Stockcross Financial Services, Inc.|95306
GE|GEN ELECTRIC CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19873
GE|GEN ELECTRIC CO|SWIM|TD Ameritrade, Inc.|27386549
GE|GEN ELECTRIC CO|SWST|Hilltop Securities Inc.|488698
GE|GEN ELECTRIC CO|TAGC|TELSEY ADVISORY GROUP LLC|54626
GE|GEN ELECTRIC CO|TDFS|TRADERFIELD SECURITIES INC.|2000
GE|GEN ELECTRIC CO|TKNG|ALLY INVEST SECURITIES LLC|1037113
GE|GEN ELECTRIC CO|TMBR|Timber Hill LLC|100
GE|GEN ELECTRIC CO|TRBT|Tradebot Systems, Inc.|3963424
GE|GEN ELECTRIC CO|TRCM|TRC MARKETS LLC|4256813
GE|GEN ELECTRIC CO|TRIP|Trident Partners Ltd.|6450
GE|GEN ELECTRIC CO|TWTT|TASTYWORKS, INC.|42442
GE|GEN ELECTRIC CO|UBSA|UBS SECURITIES LLC|40290518
GE|GEN ELECTRIC CO|UBSS|UBS Securities LLC|30174103
GE|GEN ELECTRIC CO|VALX|VIRTU AMERICAS LLC|3391707
GE|GEN ELECTRIC CO|VERT|The Vertical Trading Group, LLC|4650
GE|GEN ELECTRIC CO|VFIN|National Securities Corporation|2100
GE|GEN ELECTRIC CO|VGRD|Vanguard Marketing Corporation|4546640
GE|GEN ELECTRIC CO|VIEW|VIEWTRADE SECURITIES LLC|200
GE|GEN ELECTRIC CO|VNDM|Wall Street Access|13167
GE|GEN ELECTRIC CO|VNDS|VANDHAM SECURITIES CORP|4400
GE|GEN ELECTRIC CO|VSIN|Vision Financial Markets Llc|14976
GE|GEN ELECTRIC CO|WABR|Wall Street Access|34889
GE|GEN ELECTRIC CO|WBET|Wallachbeth Capital LLC|467592
GE|GEN ELECTRIC CO|WBLR|WILLIAM BLAIR|235818
GE|GEN ELECTRIC CO|WBPX|SUMMIT SECURITIES GROUP, LLC|46259
GE|GEN ELECTRIC CO|WCHV|WELLS FARGO SECURITIES, LLC|14104228
GE|GEN ELECTRIC CO|WDCO|Wilson-Davis & Co., Inc.|350
GE|GEN ELECTRIC CO|WDNX|WEEDEN & CO.L.P.|137312
GE|GEN ELECTRIC CO|WEDB|WEDBUSH SECURITIES INC.|240461
GE|GEN ELECTRIC CO|WEED|Weeden & Co.L.P.|214487
GE|GEN ELECTRIC CO|WESC|Wellington Shields & Co., LLC|57000
GE|GEN ELECTRIC CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2400449
GE|GEN ELECTRIC CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1339388
GE|GEN ELECTRIC CO|WFPB|Wells Fargo Securities, LLC.|439
GE|GEN ELECTRIC CO|WGIF|CIBC World Markets Inc.|329097
GE|GEN ELECTRIC CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138567
GE|GEN ELECTRIC CO|WMCL|White Mountain Capital, LLC|2800
GE|GEN ELECTRIC CO|WOLF|Wolfe Trahan Securities|1200
GE|GEN ELECTRIC CO|WORD|Worden Capital Management LLC|200
GE|GEN ELECTRIC CO|WSAG|WALL STREET ACCESS|68
GE|GEN ELECTRIC CO|WSEA|WOLVERINE SECURITIES, LLC|993763
GE|GEN ELECTRIC CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|52501
GE|GEN ELECTRIC CO|WTFS|JUST2TRADE, INC.|331
GE|GEN ELECTRIC CO|XIST|INSTINET, LLC|989648
GE|GEN ELECTRIC CO|XPQR|Jump Trading|1000
GE|GEN ELECTRIC CO|XPUS|XP SECURITIES, LLC|401768
GE|GEN ELECTRIC CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|18096960
GE|GEN ELECTRIC CO|YKNA|COMHAR CAPITAL MARKETS, LLC|75919
GE|GEN ELECTRIC CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|441162
GEC|GREAT ELM CAP NEW|ALTX|Alternet Securities Inc.|100
GEC|GREAT ELM CAP NEW|BARD|Robert W. Baird & Co. Incorporated|76
GEC|GREAT ELM CAP NEW|BATM|CBOE TRADING, INC.|400
GEC|GREAT ELM CAP NEW|BERN|Sanford C. Bernstein & Co., LLC|12000
GEC|GREAT ELM CAP NEW|BTIG|BTIG, LLC|100000
GEC|GREAT ELM CAP NEW|CHAS|Charles Schwab & Co., Inc.|3000
GEC|GREAT ELM CAP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6800
GEC|GREAT ELM CAP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|7608
GEC|GREAT ELM CAP NEW|DBAB|Deutsche Bank Securities Inc.|1057
GEC|GREAT ELM CAP NEW|DBAX|Deutsche Bank Securities Inc.|1900
GEC|GREAT ELM CAP NEW|DEAN|MORGAN STANLEY|6518
GEC|GREAT ELM CAP NEW|DEGS|RONIN PROFESSIONAL LLC|3212
GEC|GREAT ELM CAP NEW|EBXL|EBX LLC|5000
GEC|GREAT ELM CAP NEW|EDJO|Edward D. Jones & Co., L.P.|1
GEC|GREAT ELM CAP NEW|EGAM|CBOE TRADING, INC.|5
GEC|GREAT ELM CAP NEW|ETRS|E*Trade Securities LLC|3472
GEC|GREAT ELM CAP NEW|FBCO|Credit Suisse Securities (USA) LLC|60
GEC|GREAT ELM CAP NEW|FOMA|TD AMERITRADE CLEARING, INC.|5370
GEC|GREAT ELM CAP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|770
GEC|GREAT ELM CAP NEW|FTBR|Foliofn Investments, Inc.|161
GEC|GREAT ELM CAP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|22
GEC|GREAT ELM CAP NEW|GSCO|GOLDMAN SACHS & CO. LLC|7160
GEC|GREAT ELM CAP NEW|GSCS|GOLDMAN SACHS & CO. LLC|400
GEC|GREAT ELM CAP NEW|GSLT|GOLDMAN SACHS & CO. LLC|3678
GEC|GREAT ELM CAP NEW|GTSZ|GTS SECURITIES LLC|100
GEC|GREAT ELM CAP NEW|HRBF|American Enterprise Investment Services Inc.|1
GEC|GREAT ELM CAP NEW|IATS|INTERACTIVE BROKERS LLC|500
GEC|GREAT ELM CAP NEW|IBKR|Interactive Brokers Llc|28138
GEC|GREAT ELM CAP NEW|ICBX|INSTINET, LLC|1800
GEC|GREAT ELM CAP NEW|INCA|INSTINET, LLC|13572
GEC|GREAT ELM CAP NEW|INJX|INSTINET, LLC|1000
GEC|GREAT ELM CAP NEW|ITGP|ITG INC.|10000
GEC|GREAT ELM CAP NEW|JEFF|JEFFERIES LLC|831
GEC|GREAT ELM CAP NEW|JPMX|J.P. Morgan Securities LLC|4000
GEC|GREAT ELM CAP NEW|KCGM|VIRTU Americas LLC|1997
GEC|GREAT ELM CAP NEW|LEHM|Barclays Capital Inc./Le|7806
GEC|GREAT ELM CAP NEW|LIME|Lime Brokerage LLC|29561
GEC|GREAT ELM CAP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
GEC|GREAT ELM CAP NEW|MSCO|MORGAN STANLEY & CO. LLC|29152
GEC|GREAT ELM CAP NEW|MSPL|MORGAN STANLEY & CO. LLC|3000
GEC|GREAT ELM CAP NEW|NFSC|National Financial Services LLC|7650
GEC|GREAT ELM CAP NEW|NITE|VIRTU Americas LLC|48672
GEC|GREAT ELM CAP NEW|ONEL|O'NEIL SECURITIES, INCORPORATED|23394
GEC|GREAT ELM CAP NEW|RAJA|Raymond James & Associates, Inc.|1527
GEC|GREAT ELM CAP NEW|RBCM|RBC CAPITAL MARKETS, LLC|7916
GEC|GREAT ELM CAP NEW|RGLD|Regal Securities, Inc|115
GEC|GREAT ELM CAP NEW|SBSH|Citigroup Global Markets Inc.|10
GEC|GREAT ELM CAP NEW|SGMT|GOLDMAN SACHS & CO. LLC|4602
GEC|GREAT ELM CAP NEW|SPDR|SPEEDROUTE LLC|3698
GEC|GREAT ELM CAP NEW|SWIM|TD Ameritrade, Inc.|7099
GEC|GREAT ELM CAP NEW|TRBT|Tradebot Systems, Inc.|300
GEC|GREAT ELM CAP NEW|TRCM|TRC MARKETS LLC|3098
GEC|GREAT ELM CAP NEW|UBSA|UBS SECURITIES LLC|12393
GEC|GREAT ELM CAP NEW|UBSS|UBS Securities LLC|22561
GEC|GREAT ELM CAP NEW|VGRD|Vanguard Marketing Corporation|2600
GEC|GREAT ELM CAP NEW|WCHV|WELLS FARGO SECURITIES, LLC|43
GECC|GREAT ELM CAPITAL CM|ALTX|Alternet Securities Inc.|100
GECC|GREAT ELM CAPITAL CM|APCC|Apex Clearing Corporation|328
GECC|GREAT ELM CAPITAL CM|BIMI|Banca IMI Securities Corp.|122
GECC|GREAT ELM CAPITAL CM|CHAS|Charles Schwab & Co., Inc.|685
GECC|GREAT ELM CAPITAL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GECC|GREAT ELM CAPITAL CM|DEAN|MORGAN STANLEY|481
GECC|GREAT ELM CAPITAL CM|DEGS|RONIN PROFESSIONAL LLC|300
GECC|GREAT ELM CAPITAL CM|EBXL|EBX LLC|200
GECC|GREAT ELM CAPITAL CM|EGAM|CBOE TRADING, INC.|100
GECC|GREAT ELM CAPITAL CM|EGXW|CBOE TRADING, INC.|369
GECC|GREAT ELM CAPITAL CM|ETRS|E*Trade Securities LLC|6766
GECC|GREAT ELM CAPITAL CM|FBCO|Credit Suisse Securities (USA) LLC|1040
GECC|GREAT ELM CAPITAL CM|FOMA|TD AMERITRADE CLEARING, INC.|27275
GECC|GREAT ELM CAPITAL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|398
GECC|GREAT ELM CAPITAL CM|FTBR|Foliofn Investments, Inc.|5
GECC|GREAT ELM CAPITAL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|801
GECC|GREAT ELM CAPITAL CM|GSCO|GOLDMAN SACHS & CO. LLC|4755
GECC|GREAT ELM CAPITAL CM|GSLT|GOLDMAN SACHS & CO. LLC|528
GECC|GREAT ELM CAPITAL CM|GTSZ|GTS SECURITIES LLC|606
GECC|GREAT ELM CAPITAL CM|HRBF|American Enterprise Investment Services Inc.|2756
GECC|GREAT ELM CAPITAL CM|IATS|INTERACTIVE BROKERS LLC|1952
GECC|GREAT ELM CAPITAL CM|IBKR|Interactive Brokers Llc|5592
GECC|GREAT ELM CAPITAL CM|INCA|INSTINET, LLC|2700
GECC|GREAT ELM CAPITAL CM|ITGP|ITG INC.|600
GECC|GREAT ELM CAPITAL CM|JPMX|J.P. Morgan Securities LLC|200
GECC|GREAT ELM CAPITAL CM|LEHM|Barclays Capital Inc./Le|400
GECC|GREAT ELM CAPITAL CM|LIME|Lime Brokerage LLC|9685
GECC|GREAT ELM CAPITAL CM|LMGP|LIME BROKERAGE LLC|479
GECC|GREAT ELM CAPITAL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
GECC|GREAT ELM CAPITAL CM|MSCO|MORGAN STANLEY & CO. LLC|8895
GECC|GREAT ELM CAPITAL CM|MSPL|MORGAN STANLEY & CO. LLC|1500
GECC|GREAT ELM CAPITAL CM|NFSC|National Financial Services LLC|29494
GECC|GREAT ELM CAPITAL CM|NITE|VIRTU Americas LLC|60414
GECC|GREAT ELM CAPITAL CM|OPCO|Oppenheimer & Co. Inc.|4007
GECC|GREAT ELM CAPITAL CM|RAJA|Raymond James & Associates, Inc.|62
GECC|GREAT ELM CAPITAL CM|RBCM|RBC CAPITAL MARKETS, LLC|1275
GECC|GREAT ELM CAPITAL CM|SGMT|GOLDMAN SACHS & CO. LLC|113
GECC|GREAT ELM CAPITAL CM|SPDR|SPEEDROUTE LLC|200
GECC|GREAT ELM CAPITAL CM|STFL|Stifel, Nicolaus & Company, Incorporated|367
GECC|GREAT ELM CAPITAL CM|SWIM|TD Ameritrade, Inc.|7510
GECC|GREAT ELM CAPITAL CM|TKNG|ALLY INVEST SECURITIES LLC|973
GECC|GREAT ELM CAPITAL CM|TRCM|TRC MARKETS LLC|291
GECC|GREAT ELM CAPITAL CM|UBSA|UBS SECURITIES LLC|3921
GECC|GREAT ELM CAPITAL CM|UBSS|UBS Securities LLC|90805
GECC|GREAT ELM CAPITAL CM|VALX|VIRTU AMERICAS LLC|1850
GECC|GREAT ELM CAPITAL CM|VGRD|Vanguard Marketing Corporation|245
GECC|GREAT ELM CAPITAL CM|WCHV|WELLS FARGO SECURITIES, LLC|12077
GECC|GREAT ELM CAPITAL CM|WEDB|WEDBUSH SECURITIES INC.|4000
GECC|GREAT ELM CAPITAL CM|WFPB|Wells Fargo Securities, LLC.|11098
GECC|GREAT ELM CAPITAL CM|WSEA|WOLVERINE SECURITIES, LLC|1022
GECC|GREAT ELM CAPITAL CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|396
GECC|GREAT ELM CAPITAL CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|721
GECCL|GREAT ELM CAP 6.5 NT|BATM|CBOE TRADING, INC.|700
GECCL|GREAT ELM CAP 6.5 NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14586
GECCL|GREAT ELM CAP 6.5 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
GECCL|GREAT ELM CAP 6.5 NT|DBAX|Deutsche Bank Securities Inc.|1500
GECCL|GREAT ELM CAP 6.5 NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
GECCL|GREAT ELM CAP 6.5 NT|EBXL|EBX LLC|600
GECCL|GREAT ELM CAP 6.5 NT|EGXM|CBOE TRADING, INC.|600
GECCL|GREAT ELM CAP 6.5 NT|ETRS|E*Trade Securities LLC|39
GECCL|GREAT ELM CAP 6.5 NT|FOMA|TD AMERITRADE CLEARING, INC.|160
GECCL|GREAT ELM CAP 6.5 NT|GSCO|GOLDMAN SACHS & CO. LLC|1000
GECCL|GREAT ELM CAP 6.5 NT|IATS|INTERACTIVE BROKERS LLC|100
GECCL|GREAT ELM CAP 6.5 NT|IBKR|Interactive Brokers Llc|14045
GECCL|GREAT ELM CAP 6.5 NT|ICBX|INSTINET, LLC|500
GECCL|GREAT ELM CAP 6.5 NT|INCA|INSTINET, LLC|2858
GECCL|GREAT ELM CAP 6.5 NT|JANY|Janney Montgomery Scott Inc.|4020
GECCL|GREAT ELM CAP 6.5 NT|LIME|Lime Brokerage LLC|200
GECCL|GREAT ELM CAP 6.5 NT|MSCO|MORGAN STANLEY & CO. LLC|2000
GECCL|GREAT ELM CAP 6.5 NT|NFSC|National Financial Services LLC|625
GECCL|GREAT ELM CAP 6.5 NT|NITE|VIRTU Americas LLC|3824
GECCL|GREAT ELM CAP 6.5 NT|NQRB|Brut, LLC|2714
GECCL|GREAT ELM CAP 6.5 NT|OPCO|Oppenheimer & Co. Inc.|1650
GECCL|GREAT ELM CAP 6.5 NT|SGMT|GOLDMAN SACHS & CO. LLC|100
GECCL|GREAT ELM CAP 6.5 NT|STFL|Stifel, Nicolaus & Company, Incorporated|252
GECCL|GREAT ELM CAP 6.5 NT|UBSA|UBS SECURITIES LLC|1700
GECCL|GREAT ELM CAP 6.5 NT|UBSS|UBS Securities LLC|300
GECCL|GREAT ELM CAP 6.5 NT|VGRD|Vanguard Marketing Corporation|2759
GECCL|GREAT ELM CAP 6.5 NT|WCHV|WELLS FARGO SECURITIES, LLC|1450
GECCM|GREAT ELM CP 6.75 NT|CANT|Cantor Fitzgerald & Co.|1600
GECCM|GREAT ELM CP 6.75 NT|CHAS|Charles Schwab & Co., Inc.|1600
GECCM|GREAT ELM CP 6.75 NT|CIST|Capital Institutional Services, Inc.|50
GECCM|GREAT ELM CP 6.75 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|585
GECCM|GREAT ELM CP 6.75 NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2115
GECCM|GREAT ELM CP 6.75 NT|EBXL|EBX LLC|500
GECCM|GREAT ELM CP 6.75 NT|ETRS|E*Trade Securities LLC|1000
GECCM|GREAT ELM CP 6.75 NT|FBCO|Credit Suisse Securities (USA) LLC|200
GECCM|GREAT ELM CP 6.75 NT|FOMA|TD AMERITRADE CLEARING, INC.|3810
GECCM|GREAT ELM CP 6.75 NT|GTSZ|GTS SECURITIES LLC|100
GECCM|GREAT ELM CP 6.75 NT|IBKR|Interactive Brokers Llc|12057
GECCM|GREAT ELM CP 6.75 NT|ICBX|INSTINET, LLC|200
GECCM|GREAT ELM CP 6.75 NT|INCA|INSTINET, LLC|200
GECCM|GREAT ELM CP 6.75 NT|JANY|Janney Montgomery Scott Inc.|4300
GECCM|GREAT ELM CP 6.75 NT|LAFC|R. F. Lafferty & Co., Inc.|20058
GECCM|GREAT ELM CP 6.75 NT|LIME|Lime Brokerage LLC|1440
GECCM|GREAT ELM CP 6.75 NT|MSCO|MORGAN STANLEY & CO. LLC|2025
GECCM|GREAT ELM CP 6.75 NT|NFSC|National Financial Services LLC|5475
GECCM|GREAT ELM CP 6.75 NT|NITE|VIRTU Americas LLC|33170
GECCM|GREAT ELM CP 6.75 NT|NQRB|Brut, LLC|900
GECCM|GREAT ELM CP 6.75 NT|OPCO|Oppenheimer & Co. Inc.|2200
GECCM|GREAT ELM CP 6.75 NT|STFL|Stifel, Nicolaus & Company, Incorporated|7746
GECCM|GREAT ELM CP 6.75 NT|UBSA|UBS SECURITIES LLC|2000
GECCM|GREAT ELM CP 6.75 NT|UBSS|UBS Securities LLC|1231
GECCM|GREAT ELM CP 6.75 NT|WCHV|WELLS FARGO SECURITIES, LLC|600
GECCM|GREAT ELM CP 6.75 NT|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|8700
GEF|GREIF INC CL A|ALTX|Alternet Securities Inc.|2231
GEF|GREIF INC CL A|APCC|Apex Clearing Corporation|11
GEF|GREIF INC CL A|BARD|Robert W. Baird & Co. Incorporated|273
GEF|GREIF INC CL A|BATM|CBOE TRADING, INC.|2579
GEF|GREIF INC CL A|BERN|Sanford C. Bernstein & Co., LLC|10193
GEF|GREIF INC CL A|BIDS|BIDS TRADING L.P.|100
GEF|GREIF INC CL A|BKCM|BNY Mellon Capital Markets LLC|4884
GEF|GREIF INC CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|191
GEF|GREIF INC CL A|BLKX|INSTINET, LLC|11600
GEF|GREIF INC CL A|BNPX|BNP PARIBAS SECURITIES CORP.|3932
GEF|GREIF INC CL A|BTIG|BTIG, LLC|346
GEF|GREIF INC CL A|BZYD|GOLDMAN SACHS & CO. LLC|432
GEF|GREIF INC CL A|CANT|Cantor Fitzgerald & Co.|2033
GEF|GREIF INC CL A|CHAS|Charles Schwab & Co., Inc.|2
GEF|GREIF INC CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24904
GEF|GREIF INC CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3180
GEF|GREIF INC CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4930
GEF|GREIF INC CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100723
GEF|GREIF INC CL A|CTDL|Citadel Derivatives Group Llc|806
GEF|GREIF INC CL A|CTLR|CUTLER GROUP, LP|459
GEF|GREIF INC CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|10624
GEF|GREIF INC CL A|DBAB|Deutsche Bank Securities Inc.|57023
GEF|GREIF INC CL A|DBAX|Deutsche Bank Securities Inc.|68000
GEF|GREIF INC CL A|DBUL|Deutsche Bank Securities Inc.|406
GEF|GREIF INC CL A|DEAN|MORGAN STANLEY|322
GEF|GREIF INC CL A|DEGS|RONIN PROFESSIONAL LLC|300
GEF|GREIF INC CL A|EBXL|EBX LLC|107700
GEF|GREIF INC CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|3936
GEF|GREIF INC CL A|EDJO|Edward D. Jones & Co., L.P.|293
GEF|GREIF INC CL A|EGAM|CBOE TRADING, INC.|5446
GEF|GREIF INC CL A|EGAW|CBOE TRADING, INC.|100
GEF|GREIF INC CL A|EGMT|EG MARKET TECHNOLOGIES LLC|400
GEF|GREIF INC CL A|EGXM|CBOE TRADING, INC.|710
GEF|GREIF INC CL A|ETBE|Electronic Transaction Clearing, Inc.|410
GEF|GREIF INC CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16635
GEF|GREIF INC CL A|ETRS|E*Trade Securities LLC|14313
GEF|GREIF INC CL A|FINX|FINTECH SECURITIES|130
GEF|GREIF INC CL A|FMAF|NBCN Inc./ CDS|200
GEF|GREIF INC CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
GEF|GREIF INC CL A|FQLS|Quantlab Securities LP|53620
GEF|GREIF INC CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63371
GEF|GREIF INC CL A|FTBR|Foliofn Investments, Inc.|458
GEF|GREIF INC CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|200
GEF|GREIF INC CL A|GLPX|ACS EXECUTION SERVICES, LLC|8992
GEF|GREIF INC CL A|GSCO|GOLDMAN SACHS & CO. LLC|270894
GEF|GREIF INC CL A|GSCS|GOLDMAN SACHS & CO. LLC|2455
GEF|GREIF INC CL A|GSLT|GOLDMAN SACHS & CO. LLC|1264
GEF|GREIF INC CL A|GTSZ|GTS SECURITIES LLC|23764
GEF|GREIF INC CL A|HRBF|American Enterprise Investment Services Inc.|68
GEF|GREIF INC CL A|IATS|INTERACTIVE BROKERS LLC|4707
GEF|GREIF INC CL A|IBKR|Interactive Brokers Llc|3536
GEF|GREIF INC CL A|ICBX|INSTINET, LLC|7900
GEF|GREIF INC CL A|IEQY|CITADEL SECURITIES LLC|25229
GEF|GREIF INC CL A|INCA|INSTINET, LLC|58054
GEF|GREIF INC CL A|INJX|INSTINET, LLC|1034
GEF|GREIF INC CL A|ITGI|ITG Inc.|31459
GEF|GREIF INC CL A|ITGP|ITG INC.|18200
GEF|GREIF INC CL A|JEFF|JEFFERIES LLC|4399
GEF|GREIF INC CL A|JMPT|JUMP TRADING, LLC|10058
GEF|GREIF INC CL A|JONE|JonesTrading|3057
GEF|GREIF INC CL A|JPBX|J.P. MORGAN SECURITIES LLC|20001
GEF|GREIF INC CL A|JPMX|J.P. Morgan Securities LLC|149456
GEF|GREIF INC CL A|JSJX|JANE STREET CAPITAL LLC|2459
GEF|GREIF INC CL A|KCGM|VIRTU Americas LLC|19074
GEF|GREIF INC CL A|LEHM|Barclays Capital Inc./Le|132961
GEF|GREIF INC CL A|LIME|Lime Brokerage LLC|13195
GEF|GREIF INC CL A|LSCI|Lek Securities Corporation|14
GEF|GREIF INC CL A|MACQ|Macquarie Capital (USA) Inc.|3136
GEF|GREIF INC CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26808
GEF|GREIF INC CL A|MOTF|MOTIF INVESTING, INC.|2
GEF|GREIF INC CL A|MSCO|MORGAN STANLEY & CO. LLC|262183
GEF|GREIF INC CL A|MSPL|MORGAN STANLEY & CO. LLC|90000
GEF|GREIF INC CL A|MSTX|MORGAN STANLEY & CO. LLC|48000
GEF|GREIF INC CL A|MTON|MILLINGTON SECURITIES, INC.|66957
GEF|GREIF INC CL A|MULL|MARK J. MULLER EQUITIES, INC.|140
GEF|GREIF INC CL A|NEED|Needham & Company, LLC|1700
GEF|GREIF INC CL A|NFSC|National Financial Services LLC|21654
GEF|GREIF INC CL A|NITE|VIRTU Americas LLC|102547
GEF|GREIF INC CL A|NITP|VIRTU Americas LLC|100
GEF|GREIF INC CL A|NQRB|Brut, LLC|2455
GEF|GREIF INC CL A|PDQM|CODA MARKETS, INC.|26807
GEF|GREIF INC CL A|PHLY|NASDAQ Execution Services, LLC|200
GEF|GREIF INC CL A|PUMA|Puma Capital, Llc|45318
GEF|GREIF INC CL A|PWJC|UBS Financial Services, Inc.|285
GEF|GREIF INC CL A|RBCM|RBC CAPITAL MARKETS, LLC|1000
GEF|GREIF INC CL A|SAGL|SAGETRADER, LLC|3024
GEF|GREIF INC CL A|SBSH|Citigroup Global Markets Inc.|40126
GEF|GREIF INC CL A|SGMT|GOLDMAN SACHS & CO. LLC|24871
GEF|GREIF INC CL A|SIDC|Sidoti & Company, LLC|300
GEF|GREIF INC CL A|SPDR|SPEEDROUTE LLC|1400
GEF|GREIF INC CL A|STFL|Stifel, Nicolaus & Company, Incorporated|100
GEF|GREIF INC CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3386
GEF|GREIF INC CL A|SWIM|TD Ameritrade, Inc.|2127
GEF|GREIF INC CL A|SWST|Hilltop Securities Inc.|13
GEF|GREIF INC CL A|TKNG|ALLY INVEST SECURITIES LLC|499
GEF|GREIF INC CL A|TRBT|Tradebot Systems, Inc.|58487
GEF|GREIF INC CL A|TRCM|TRC MARKETS LLC|14597
GEF|GREIF INC CL A|UBSA|UBS SECURITIES LLC|195500
GEF|GREIF INC CL A|UBSS|UBS Securities LLC|171880
GEF|GREIF INC CL A|VALX|VIRTU AMERICAS LLC|10822
GEF|GREIF INC CL A|VGRD|Vanguard Marketing Corporation|1599
GEF|GREIF INC CL A|WABR|Wall Street Access|26819
GEF|GREIF INC CL A|WBET|Wallachbeth Capital LLC|2242
GEF|GREIF INC CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|100
GEF|GREIF INC CL A|WCHV|WELLS FARGO SECURITIES, LLC|203903
GEF|GREIF INC CL A|WDNX|WEEDEN & CO.L.P.|66
GEF|GREIF INC CL A|WEDB|WEDBUSH SECURITIES INC.|1000
GEF|GREIF INC CL A|WEED|Weeden & Co.L.P.|400
GEF|GREIF INC CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|255
GEF|GREIF INC CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2953
GEF|GREIF INC CL A|WFPB|Wells Fargo Securities, LLC.|1683
GEF|GREIF INC CL A|WSAG|WALL STREET ACCESS|100
GEF|GREIF INC CL A|WSEA|WOLVERINE SECURITIES, LLC|585
GEF|GREIF INC CL A|XIST|INSTINET, LLC|43800
GEF|GREIF INC CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|1972
GEF|GREIF INC CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|2350
GEF|GREIF INC CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|275
GEF.B|GREIF INC CL B|ALTX|Alternet Securities Inc.|1034
GEF.B|GREIF INC CL B|BATM|CBOE TRADING, INC.|482
GEF.B|GREIF INC CL B|BNPX|BNP PARIBAS SECURITIES CORP.|678
GEF.B|GREIF INC CL B|BTIG|BTIG, LLC|2050
GEF.B|GREIF INC CL B|CHAS|Charles Schwab & Co., Inc.|1
GEF.B|GREIF INC CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|710
GEF.B|GREIF INC CL B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|805
GEF.B|GREIF INC CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1354
GEF.B|GREIF INC CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|855
GEF.B|GREIF INC CL B|CTDL|Citadel Derivatives Group Llc|70
GEF.B|GREIF INC CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|10
GEF.B|GREIF INC CL B|DBAB|Deutsche Bank Securities Inc.|331
GEF.B|GREIF INC CL B|DBAX|Deutsche Bank Securities Inc.|1200
GEF.B|GREIF INC CL B|DEAN|MORGAN STANLEY|40
GEF.B|GREIF INC CL B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|209
GEF.B|GREIF INC CL B|EBXL|EBX LLC|400
GEF.B|GREIF INC CL B|EGAM|CBOE TRADING, INC.|706
GEF.B|GREIF INC CL B|EGAW|CBOE TRADING, INC.|3
GEF.B|GREIF INC CL B|EGXM|CBOE TRADING, INC.|66
GEF.B|GREIF INC CL B|ESPO|ESPOSITO SECURITIES, LLC|4364
GEF.B|GREIF INC CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1051
GEF.B|GREIF INC CL B|FTBR|Foliofn Investments, Inc.|9
GEF.B|GREIF INC CL B|GLPX|ACS EXECUTION SERVICES, LLC|100
GEF.B|GREIF INC CL B|GSCO|GOLDMAN SACHS & CO. LLC|6175
GEF.B|GREIF INC CL B|GSCS|GOLDMAN SACHS & CO. LLC|2200
GEF.B|GREIF INC CL B|GSLT|GOLDMAN SACHS & CO. LLC|139
GEF.B|GREIF INC CL B|GTSZ|GTS SECURITIES LLC|1423
GEF.B|GREIF INC CL B|IATS|INTERACTIVE BROKERS LLC|100
GEF.B|GREIF INC CL B|IBKR|Interactive Brokers Llc|752
GEF.B|GREIF INC CL B|ICBX|INSTINET, LLC|500
GEF.B|GREIF INC CL B|IEQY|CITADEL SECURITIES LLC|152
GEF.B|GREIF INC CL B|INCA|INSTINET, LLC|1530
GEF.B|GREIF INC CL B|INJX|INSTINET, LLC|161
GEF.B|GREIF INC CL B|ITGI|ITG Inc.|1548
GEF.B|GREIF INC CL B|ITGP|ITG INC.|1400
GEF.B|GREIF INC CL B|JPMX|J.P. Morgan Securities LLC|1664
GEF.B|GREIF INC CL B|LEHM|Barclays Capital Inc./Le|1568
GEF.B|GREIF INC CL B|LIME|Lime Brokerage LLC|1420
GEF.B|GREIF INC CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
GEF.B|GREIF INC CL B|MSCO|MORGAN STANLEY & CO. LLC|4987
GEF.B|GREIF INC CL B|MSPL|MORGAN STANLEY & CO. LLC|1100
GEF.B|GREIF INC CL B|NFSC|National Financial Services LLC|2337
GEF.B|GREIF INC CL B|NITE|VIRTU Americas LLC|8490
GEF.B|GREIF INC CL B|PDQM|CODA MARKETS, INC.|542
GEF.B|GREIF INC CL B|PWJC|UBS Financial Services, Inc.|50
GEF.B|GREIF INC CL B|SBSH|Citigroup Global Markets Inc.|2328
GEF.B|GREIF INC CL B|SGMT|GOLDMAN SACHS & CO. LLC|3401
GEF.B|GREIF INC CL B|SPDR|SPEEDROUTE LLC|2573
GEF.B|GREIF INC CL B|TMBR|Timber Hill LLC|12
GEF.B|GREIF INC CL B|TRBT|Tradebot Systems, Inc.|667
GEF.B|GREIF INC CL B|UBSA|UBS SECURITIES LLC|6065
GEF.B|GREIF INC CL B|UBSS|UBS Securities LLC|3692
GEF.B|GREIF INC CL B|VALX|VIRTU AMERICAS LLC|175
GEF.B|GREIF INC CL B|VGRD|Vanguard Marketing Corporation|450
GEF.B|GREIF INC CL B|WCHV|WELLS FARGO SECURITIES, LLC|556
GEF.B|GREIF INC CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
GEF.B|GREIF INC CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|4500
GEF.B|GREIF INC CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|1
GEL|GENESIS ENERGY LP|ALTX|Alternet Securities Inc.|9927
GEL|GENESIS ENERGY LP|APCC|Apex Clearing Corporation|162
GEL|GENESIS ENERGY LP|BARD|Robert W. Baird & Co. Incorporated|2238
GEL|GENESIS ENERGY LP|BATM|CBOE TRADING, INC.|9980
GEL|GENESIS ENERGY LP|BAYC|BAY CREST PARTNERS, LLC|30493
GEL|GENESIS ENERGY LP|BAYT|BTIG, LLC|900
GEL|GENESIS ENERGY LP|BBNT|BB&T SECURITIES, LLC|285
GEL|GENESIS ENERGY LP|BERN|Sanford C. Bernstein & Co., LLC|11981
GEL|GENESIS ENERGY LP|BIDS|BIDS TRADING L.P.|400
GEL|GENESIS ENERGY LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4670
GEL|GENESIS ENERGY LP|BLKX|INSTINET, LLC|8100
GEL|GENESIS ENERGY LP|BNPX|BNP PARIBAS SECURITIES CORP.|117
GEL|GENESIS ENERGY LP|BTIG|BTIG, LLC|9260
GEL|GENESIS ENERGY LP|BYXM|CBOE TRADING, INC.|3346
GEL|GENESIS ENERGY LP|BZYD|GOLDMAN SACHS & CO. LLC|1780
GEL|GENESIS ENERGY LP|CANT|Cantor Fitzgerald & Co.|9418
GEL|GENESIS ENERGY LP|CHAS|Charles Schwab & Co., Inc.|819
GEL|GENESIS ENERGY LP|CICF|Canaccord Genuity Corp.|325
GEL|GENESIS ENERGY LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98912
GEL|GENESIS ENERGY LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2540
GEL|GENESIS ENERGY LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128063
GEL|GENESIS ENERGY LP|CTDL|Citadel Derivatives Group Llc|7346
GEL|GENESIS ENERGY LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|26210
GEL|GENESIS ENERGY LP|DADA|D.A. Davidson & Co.|425
GEL|GENESIS ENERGY LP|DBAB|Deutsche Bank Securities Inc.|34509
GEL|GENESIS ENERGY LP|DBAX|Deutsche Bank Securities Inc.|109600
GEL|GENESIS ENERGY LP|DEAN|MORGAN STANLEY|2713
GEL|GENESIS ENERGY LP|DEGS|RONIN PROFESSIONAL LLC|220
GEL|GENESIS ENERGY LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|110
GEL|GENESIS ENERGY LP|EBXL|EBX LLC|114200
GEL|GENESIS ENERGY LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|691
GEL|GENESIS ENERGY LP|EDJO|Edward D. Jones & Co., L.P.|1914
GEL|GENESIS ENERGY LP|EGAM|CBOE TRADING, INC.|24172
GEL|GENESIS ENERGY LP|EGMT|EG MARKET TECHNOLOGIES LLC|400
GEL|GENESIS ENERGY LP|EGXM|CBOE TRADING, INC.|4012
GEL|GENESIS ENERGY LP|EGXW|CBOE TRADING, INC.|61
GEL|GENESIS ENERGY LP|ETBE|Electronic Transaction Clearing, Inc.|7020
GEL|GENESIS ENERGY LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|432
GEL|GENESIS ENERGY LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2626
GEL|GENESIS ENERGY LP|ETRS|E*Trade Securities LLC|30990
GEL|GENESIS ENERGY LP|EVRS|E1 ASSET MANAGEMENT, INC.|200
GEL|GENESIS ENERGY LP|FBRC|B. RILEY FBR, INC.|146381
GEL|GENESIS ENERGY LP|FILL|Tradestation Securities, Inc.|2070
GEL|GENESIS ENERGY LP|FINX|FINTECH SECURITIES|77
GEL|GENESIS ENERGY LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55767
GEL|GENESIS ENERGY LP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3200
GEL|GENESIS ENERGY LP|FTBR|Foliofn Investments, Inc.|284
GEL|GENESIS ENERGY LP|GEBB|GLOBAL EXECUTION BROKERS, LP|5773
GEL|GENESIS ENERGY LP|GLIS|TD Securities Inc|35
GEL|GENESIS ENERGY LP|GLPX|ACS EXECUTION SERVICES, LLC|12573
GEL|GENESIS ENERGY LP|GSCO|GOLDMAN SACHS & CO. LLC|442042
GEL|GENESIS ENERGY LP|GSCS|GOLDMAN SACHS & CO. LLC|2899
GEL|GENESIS ENERGY LP|GSLT|GOLDMAN SACHS & CO. LLC|2117
GEL|GENESIS ENERGY LP|GTSZ|GTS SECURITIES LLC|25434
GEL|GENESIS ENERGY LP|HAPX|HAP Trading, LLC|1328
GEL|GENESIS ENERGY LP|HRBF|American Enterprise Investment Services Inc.|5467
GEL|GENESIS ENERGY LP|IATS|INTERACTIVE BROKERS LLC|4713
GEL|GENESIS ENERGY LP|IBKR|Interactive Brokers Llc|4681
GEL|GENESIS ENERGY LP|ICBX|INSTINET, LLC|38392
GEL|GENESIS ENERGY LP|INCA|INSTINET, LLC|25388
GEL|GENESIS ENERGY LP|INJX|INSTINET, LLC|3658
GEL|GENESIS ENERGY LP|ITGI|ITG Inc.|9426
GEL|GENESIS ENERGY LP|ITGP|ITG INC.|62000
GEL|GENESIS ENERGY LP|JANY|Janney Montgomery Scott Inc.|1643
GEL|GENESIS ENERGY LP|JEFF|JEFFERIES LLC|75333
GEL|GENESIS ENERGY LP|JMPT|JUMP TRADING, LLC|17425
GEL|GENESIS ENERGY LP|JPBX|J.P. MORGAN SECURITIES LLC|100
GEL|GENESIS ENERGY LP|JPMX|J.P. Morgan Securities LLC|141565
GEL|GENESIS ENERGY LP|JSJX|JANE STREET CAPITAL LLC|9387
GEL|GENESIS ENERGY LP|KCGM|VIRTU Americas LLC|51520
GEL|GENESIS ENERGY LP|LEHM|Barclays Capital Inc./Le|277013
GEL|GENESIS ENERGY LP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4100
GEL|GENESIS ENERGY LP|LIME|Lime Brokerage LLC|11976
GEL|GENESIS ENERGY LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70321
GEL|GENESIS ENERGY LP|MOTF|MOTIF INVESTING, INC.|11
GEL|GENESIS ENERGY LP|MSCO|MORGAN STANLEY & CO. LLC|364652
GEL|GENESIS ENERGY LP|MSPL|MORGAN STANLEY & CO. LLC|59600
GEL|GENESIS ENERGY LP|MSTX|MORGAN STANLEY & CO. LLC|1100
GEL|GENESIS ENERGY LP|NEUB|NEUBERGER BERMAN BD LLC|2350
GEL|GENESIS ENERGY LP|NFSC|National Financial Services LLC|219736
GEL|GENESIS ENERGY LP|NITE|VIRTU Americas LLC|336710
GEL|GENESIS ENERGY LP|NITP|VIRTU Americas LLC|200
GEL|GENESIS ENERGY LP|NQRB|Brut, LLC|36207
GEL|GENESIS ENERGY LP|OPCO|Oppenheimer & Co. Inc.|646
GEL|GENESIS ENERGY LP|PDQM|CODA MARKETS, INC.|23876
GEL|GENESIS ENERGY LP|PWJC|UBS Financial Services, Inc.|6400
GEL|GENESIS ENERGY LP|RBCM|RBC CAPITAL MARKETS, LLC|13484
GEL|GENESIS ENERGY LP|SAGL|SAGETRADER, LLC|1444
GEL|GENESIS ENERGY LP|SAGW|SAGETRADER, LLC|414
GEL|GENESIS ENERGY LP|SBSH|Citigroup Global Markets Inc.|23868
GEL|GENESIS ENERGY LP|SGMT|GOLDMAN SACHS & CO. LLC|77686
GEL|GENESIS ENERGY LP|SPDR|SPEEDROUTE LLC|3310
GEL|GENESIS ENERGY LP|SPHN|Stephens Inc.|43
GEL|GENESIS ENERGY LP|STFL|Stifel, Nicolaus & Company, Incorporated|3076
GEL|GENESIS ENERGY LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2699
GEL|GENESIS ENERGY LP|SWIM|TD Ameritrade, Inc.|26363
GEL|GENESIS ENERGY LP|SWST|Hilltop Securities Inc.|1086
GEL|GENESIS ENERGY LP|TKNG|ALLY INVEST SECURITIES LLC|114
GEL|GENESIS ENERGY LP|TMBR|Timber Hill LLC|2
GEL|GENESIS ENERGY LP|TRBT|Tradebot Systems, Inc.|93970
GEL|GENESIS ENERGY LP|TRCM|TRC MARKETS LLC|28786
GEL|GENESIS ENERGY LP|TWTT|TASTYWORKS, INC.|89
GEL|GENESIS ENERGY LP|UBSA|UBS SECURITIES LLC|360272
GEL|GENESIS ENERGY LP|UBSS|UBS Securities LLC|326158
GEL|GENESIS ENERGY LP|USCA|USCA Securities LLC|11000
GEL|GENESIS ENERGY LP|VALX|VIRTU AMERICAS LLC|3001
GEL|GENESIS ENERGY LP|VGRD|Vanguard Marketing Corporation|12623
GEL|GENESIS ENERGY LP|WABR|Wall Street Access|1400
GEL|GENESIS ENERGY LP|WBLR|WILLIAM BLAIR|250
GEL|GENESIS ENERGY LP|WBPX|SUMMIT SECURITIES GROUP, LLC|599
GEL|GENESIS ENERGY LP|WCHV|WELLS FARGO SECURITIES, LLC|185944
GEL|GENESIS ENERGY LP|WEDB|WEDBUSH SECURITIES INC.|1650
GEL|GENESIS ENERGY LP|WEED|Weeden & Co.L.P.|6000
GEL|GENESIS ENERGY LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6365
GEL|GENESIS ENERGY LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69367
GEL|GENESIS ENERGY LP|WFPB|Wells Fargo Securities, LLC.|15732
GEL|GENESIS ENERGY LP|WSEA|WOLVERINE SECURITIES, LLC|5125
GEL|GENESIS ENERGY LP|XIST|INSTINET, LLC|1200
GEL|GENESIS ENERGY LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|22200
GEL|GENESIS ENERGY LP|YKNA|COMHAR CAPITAL MARKETS, LLC|360
GEL|GENESIS ENERGY LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7070
GEM|GOLDMAN SACHS ACTIVE|ALTX|Alternet Securities Inc.|2314
GEM|GOLDMAN SACHS ACTIVE|APCC|Apex Clearing Corporation|139883
GEM|GOLDMAN SACHS ACTIVE|BARD|Robert W. Baird & Co. Incorporated|9009
GEM|GOLDMAN SACHS ACTIVE|BATM|CBOE TRADING, INC.|4976
GEM|GOLDMAN SACHS ACTIVE|BBNT|BB&T SECURITIES, LLC|4071
GEM|GOLDMAN SACHS ACTIVE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|758
GEM|GOLDMAN SACHS ACTIVE|CANT|Cantor Fitzgerald & Co.|188425
GEM|GOLDMAN SACHS ACTIVE|CHAS|Charles Schwab & Co., Inc.|60507
GEM|GOLDMAN SACHS ACTIVE|CICF|Canaccord Genuity Corp.|5328
GEM|GOLDMAN SACHS ACTIVE|CIST|Capital Institutional Services, Inc.|583
GEM|GOLDMAN SACHS ACTIVE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70002
GEM|GOLDMAN SACHS ACTIVE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
GEM|GOLDMAN SACHS ACTIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17158
GEM|GOLDMAN SACHS ACTIVE|CSIN|Citadel Securities Institutional LLC|393890
GEM|GOLDMAN SACHS ACTIVE|CTDL|Citadel Derivatives Group Llc|440567
GEM|GOLDMAN SACHS ACTIVE|CXCX|CITIGROUP GLOBAL MARKETS INC.|6200
GEM|GOLDMAN SACHS ACTIVE|DBAX|Deutsche Bank Securities Inc.|17500
GEM|GOLDMAN SACHS ACTIVE|DEAN|MORGAN STANLEY|32565
GEM|GOLDMAN SACHS ACTIVE|EBXL|EBX LLC|26100
GEM|GOLDMAN SACHS ACTIVE|EDJC|Edward Jones / CDS|850
GEM|GOLDMAN SACHS ACTIVE|EDJO|Edward D. Jones & Co., L.P.|3821
GEM|GOLDMAN SACHS ACTIVE|EGAM|CBOE TRADING, INC.|4736
GEM|GOLDMAN SACHS ACTIVE|EGXM|CBOE TRADING, INC.|1469
GEM|GOLDMAN SACHS ACTIVE|ETBE|Electronic Transaction Clearing, Inc.|150
GEM|GOLDMAN SACHS ACTIVE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|579
GEM|GOLDMAN SACHS ACTIVE|ETRS|E*Trade Securities LLC|6543
GEM|GOLDMAN SACHS ACTIVE|FLTU|FLOW TRADERS US LLC|6561
GEM|GOLDMAN SACHS ACTIVE|FMAF|NBCN Inc./ CDS|8281
GEM|GOLDMAN SACHS ACTIVE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|461
GEM|GOLDMAN SACHS ACTIVE|FTBR|Foliofn Investments, Inc.|1285
GEM|GOLDMAN SACHS ACTIVE|GLIS|TD Securities Inc|263
GEM|GOLDMAN SACHS ACTIVE|GLPX|ACS EXECUTION SERVICES, LLC|20411
GEM|GOLDMAN SACHS ACTIVE|GSCO|GOLDMAN SACHS & CO. LLC|1076
GEM|GOLDMAN SACHS ACTIVE|GSLT|GOLDMAN SACHS & CO. LLC|2400
GEM|GOLDMAN SACHS ACTIVE|HRBF|American Enterprise Investment Services Inc.|2553
GEM|GOLDMAN SACHS ACTIVE|IATS|INTERACTIVE BROKERS LLC|620
GEM|GOLDMAN SACHS ACTIVE|IBKR|Interactive Brokers Llc|2730
GEM|GOLDMAN SACHS ACTIVE|ICBX|INSTINET, LLC|15600
GEM|GOLDMAN SACHS ACTIVE|INCA|INSTINET, LLC|28258
GEM|GOLDMAN SACHS ACTIVE|ITGI|ITG Inc.|59969
GEM|GOLDMAN SACHS ACTIVE|ITGP|ITG INC.|20200
GEM|GOLDMAN SACHS ACTIVE|JMPT|JUMP TRADING, LLC|1034
GEM|GOLDMAN SACHS ACTIVE|JPMX|J.P. Morgan Securities LLC|10800
GEM|GOLDMAN SACHS ACTIVE|JSEB|JANE STREET EXECUTION SERVICES, LLC|99454
GEM|GOLDMAN SACHS ACTIVE|JSJX|JANE STREET CAPITAL LLC|147677
GEM|GOLDMAN SACHS ACTIVE|KCGM|VIRTU Americas LLC|7552
GEM|GOLDMAN SACHS ACTIVE|LEHM|Barclays Capital Inc./Le|17200
GEM|GOLDMAN SACHS ACTIVE|LIME|Lime Brokerage LLC|13911
GEM|GOLDMAN SACHS ACTIVE|MACC|Mid Atlantic Capital Corporation|857
GEM|GOLDMAN SACHS ACTIVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43122
GEM|GOLDMAN SACHS ACTIVE|MOTF|MOTIF INVESTING, INC.|1
GEM|GOLDMAN SACHS ACTIVE|MSCO|MORGAN STANLEY & CO. LLC|188783
GEM|GOLDMAN SACHS ACTIVE|MSPL|MORGAN STANLEY & CO. LLC|9600
GEM|GOLDMAN SACHS ACTIVE|NBCS|NBC Securities, INC.|2050
GEM|GOLDMAN SACHS ACTIVE|NFSC|National Financial Services LLC|175118
GEM|GOLDMAN SACHS ACTIVE|NITE|VIRTU Americas LLC|218638
GEM|GOLDMAN SACHS ACTIVE|NQRB|Brut, LLC|1785
GEM|GOLDMAN SACHS ACTIVE|NTBF|BMO Nesbitt Burns Inc./CDS|100
GEM|GOLDMAN SACHS ACTIVE|OLDM|OLD MISSION CAPITAL, LLC|550
GEM|GOLDMAN SACHS ACTIVE|PDQM|CODA MARKETS, INC.|10297
GEM|GOLDMAN SACHS ACTIVE|PWJC|UBS Financial Services, Inc.|5517
GEM|GOLDMAN SACHS ACTIVE|RBCM|RBC CAPITAL MARKETS, LLC|4788
GEM|GOLDMAN SACHS ACTIVE|SAGL|SAGETRADER, LLC|1000
GEM|GOLDMAN SACHS ACTIVE|SBSH|Citigroup Global Markets Inc.|5700
GEM|GOLDMAN SACHS ACTIVE|SEIC|SEI Investments Distribution Co.|624
GEM|GOLDMAN SACHS ACTIVE|SGMT|GOLDMAN SACHS & CO. LLC|9561
GEM|GOLDMAN SACHS ACTIVE|SPDR|SPEEDROUTE LLC|5700
GEM|GOLDMAN SACHS ACTIVE|STFL|Stifel, Nicolaus & Company, Incorporated|1329
GEM|GOLDMAN SACHS ACTIVE|SWIM|TD Ameritrade, Inc.|85
GEM|GOLDMAN SACHS ACTIVE|TRBT|Tradebot Systems, Inc.|200
GEM|GOLDMAN SACHS ACTIVE|TRCM|TRC MARKETS LLC|1220
GEM|GOLDMAN SACHS ACTIVE|UBSA|UBS SECURITIES LLC|36110
GEM|GOLDMAN SACHS ACTIVE|UBSS|UBS Securities LLC|154647
GEM|GOLDMAN SACHS ACTIVE|VALX|VIRTU AMERICAS LLC|843
GEM|GOLDMAN SACHS ACTIVE|VGRD|Vanguard Marketing Corporation|2045
GEM|GOLDMAN SACHS ACTIVE|VNDM|Wall Street Access|8208
GEM|GOLDMAN SACHS ACTIVE|WABR|Wall Street Access|54344
GEM|GOLDMAN SACHS ACTIVE|WCHV|WELLS FARGO SECURITIES, LLC|144126
GEM|GOLDMAN SACHS ACTIVE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21
GEM|GOLDMAN SACHS ACTIVE|WGIF|CIBC World Markets Inc.|679
GEM|GOLDMAN SACHS ACTIVE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|231
GEM|GOLDMAN SACHS ACTIVE|WSEA|WOLVERINE SECURITIES, LLC|424
GEM|GOLDMAN SACHS ACTIVE|XSTM|NATIONAL FINANCIAL SERVICES LLC|4228
GEM|GOLDMAN SACHS ACTIVE|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
GEM|GOLDMAN SACHS ACTIVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53318
GEMP|GEMPHIRE THERA CM|AGIS|Aegis Capital Corp.|700
GEMP|GEMPHIRE THERA CM|ALTX|Alternet Securities Inc.|17321
GEMP|GEMPHIRE THERA CM|APCC|Apex Clearing Corporation|163964
GEMP|GEMPHIRE THERA CM|BARD|Robert W. Baird & Co. Incorporated|1204
GEMP|GEMPHIRE THERA CM|BATM|CBOE TRADING, INC.|768
GEMP|GEMPHIRE THERA CM|BAYT|BTIG, LLC|3400
GEMP|GEMPHIRE THERA CM|BIMI|Banca IMI Securities Corp.|45543
GEMP|GEMPHIRE THERA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|250
GEMP|GEMPHIRE THERA CM|BRGE|Newbridge Securities Corp.|8295
GEMP|GEMPHIRE THERA CM|BYXM|CBOE TRADING, INC.|801
GEMP|GEMPHIRE THERA CM|CHAS|Charles Schwab & Co., Inc.|15670
GEMP|GEMPHIRE THERA CM|CHLM|Craig-Hallum Capital Group LLC|14014
GEMP|GEMPHIRE THERA CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1000
GEMP|GEMPHIRE THERA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73413
GEMP|GEMPHIRE THERA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|105566
GEMP|GEMPHIRE THERA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|63202
GEMP|GEMPHIRE THERA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102941
GEMP|GEMPHIRE THERA CM|CTDL|Citadel Derivatives Group Llc|232
GEMP|GEMPHIRE THERA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|16272
GEMP|GEMPHIRE THERA CM|DBAB|Deutsche Bank Securities Inc.|59197
GEMP|GEMPHIRE THERA CM|DBAX|Deutsche Bank Securities Inc.|73100
GEMP|GEMPHIRE THERA CM|DEAN|MORGAN STANLEY|5221
GEMP|GEMPHIRE THERA CM|DEGS|RONIN PROFESSIONAL LLC|58047
GEMP|GEMPHIRE THERA CM|DJSA|Dawson James Securities, Inc|12670
GEMP|GEMPHIRE THERA CM|EBXL|EBX LLC|84600
GEMP|GEMPHIRE THERA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1002
GEMP|GEMPHIRE THERA CM|EDJO|Edward D. Jones & Co., L.P.|2094
GEMP|GEMPHIRE THERA CM|EGAM|CBOE TRADING, INC.|10354
GEMP|GEMPHIRE THERA CM|EGAW|CBOE TRADING, INC.|995
GEMP|GEMPHIRE THERA CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
GEMP|GEMPHIRE THERA CM|EGXM|CBOE TRADING, INC.|15692
GEMP|GEMPHIRE THERA CM|EGXW|CBOE TRADING, INC.|450
GEMP|GEMPHIRE THERA CM|ETBE|Electronic Transaction Clearing, Inc.|17258
GEMP|GEMPHIRE THERA CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
GEMP|GEMPHIRE THERA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16325
GEMP|GEMPHIRE THERA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3798
GEMP|GEMPHIRE THERA CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|514317
GEMP|GEMPHIRE THERA CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|102660
GEMP|GEMPHIRE THERA CM|ETRS|E*Trade Securities LLC|804822
GEMP|GEMPHIRE THERA CM|FBCO|Credit Suisse Securities (USA) LLC|131802
GEMP|GEMPHIRE THERA CM|FILL|Tradestation Securities, Inc.|105068
GEMP|GEMPHIRE THERA CM|FMAF|NBCN Inc./ CDS|7300
GEMP|GEMPHIRE THERA CM|FOMA|TD AMERITRADE CLEARING, INC.|1253702
GEMP|GEMPHIRE THERA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39143
GEMP|GEMPHIRE THERA CM|FTBR|Foliofn Investments, Inc.|66
GEMP|GEMPHIRE THERA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1421
GEMP|GEMPHIRE THERA CM|GLPX|ACS EXECUTION SERVICES, LLC|166337
GEMP|GEMPHIRE THERA CM|GSCO|GOLDMAN SACHS & CO. LLC|54986
GEMP|GEMPHIRE THERA CM|GSCS|GOLDMAN SACHS & CO. LLC|10872
GEMP|GEMPHIRE THERA CM|GSLT|GOLDMAN SACHS & CO. LLC|13864
GEMP|GEMPHIRE THERA CM|GTSZ|GTS SECURITIES LLC|30160
GEMP|GEMPHIRE THERA CM|HRBF|American Enterprise Investment Services Inc.|5750
GEMP|GEMPHIRE THERA CM|HSBC|HSBC Securities, Inc.|250
GEMP|GEMPHIRE THERA CM|IATS|INTERACTIVE BROKERS LLC|36139
GEMP|GEMPHIRE THERA CM|IBKR|Interactive Brokers Llc|583315
GEMP|GEMPHIRE THERA CM|ICBX|INSTINET, LLC|16669
GEMP|GEMPHIRE THERA CM|INCA|INSTINET, LLC|286174
GEMP|GEMPHIRE THERA CM|INJX|INSTINET, LLC|101531
GEMP|GEMPHIRE THERA CM|ITGI|ITG Inc.|58169
GEMP|GEMPHIRE THERA CM|ITGP|ITG INC.|44800
GEMP|GEMPHIRE THERA CM|JEFF|JEFFERIES LLC|55773
GEMP|GEMPHIRE THERA CM|JMPT|JUMP TRADING, LLC|23950
GEMP|GEMPHIRE THERA CM|JPMX|J.P. Morgan Securities LLC|52306
GEMP|GEMPHIRE THERA CM|JSJX|JANE STREET CAPITAL LLC|1153
GEMP|GEMPHIRE THERA CM|KCGM|VIRTU Americas LLC|48249
GEMP|GEMPHIRE THERA CM|LEER|LEERINK PARTNERS LLC|349
GEMP|GEMPHIRE THERA CM|LEHM|Barclays Capital Inc./Le|88322
GEMP|GEMPHIRE THERA CM|LIME|Lime Brokerage LLC|59804
GEMP|GEMPHIRE THERA CM|LSCI|Lek Securities Corporation|2200
GEMP|GEMPHIRE THERA CM|LTCO|Ladenburg, Thalmann & Co., Inc.|46882
GEMP|GEMPHIRE THERA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2446
GEMP|GEMPHIRE THERA CM|MAXM|Maxim Group LLC|16200
GEMP|GEMPHIRE THERA CM|MBTS|ALLY INVEST SECURITIES LLC|500
GEMP|GEMPHIRE THERA CM|MICA|Spartan Securities Group, Ltd.|2000
GEMP|GEMPHIRE THERA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21018
GEMP|GEMPHIRE THERA CM|MOTF|MOTIF INVESTING, INC.|16
GEMP|GEMPHIRE THERA CM|MSCO|MORGAN STANLEY & CO. LLC|699943
GEMP|GEMPHIRE THERA CM|MSPL|MORGAN STANLEY & CO. LLC|26300
GEMP|GEMPHIRE THERA CM|MSTX|MORGAN STANLEY & CO. LLC|2200
GEMP|GEMPHIRE THERA CM|NFSC|National Financial Services LLC|792145
GEMP|GEMPHIRE THERA CM|NITE|VIRTU Americas LLC|2297540
GEMP|GEMPHIRE THERA CM|NITP|VIRTU Americas LLC|100
GEMP|GEMPHIRE THERA CM|NMRA|Nomura Securities International, Inc.|700
GEMP|GEMPHIRE THERA CM|NQRB|Brut, LLC|4506
GEMP|GEMPHIRE THERA CM|OPCO|Oppenheimer & Co. Inc.|4120
GEMP|GEMPHIRE THERA CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
GEMP|GEMPHIRE THERA CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1320
GEMP|GEMPHIRE THERA CM|PCPT|PHILLIP CAPITAL INC.|2210
GEMP|GEMPHIRE THERA CM|PDQM|CODA MARKETS, INC.|202956
GEMP|GEMPHIRE THERA CM|PWJC|UBS Financial Services, Inc.|1106
GEMP|GEMPHIRE THERA CM|RAJA|Raymond James & Associates, Inc.|98290
GEMP|GEMPHIRE THERA CM|RBCM|RBC CAPITAL MARKETS, LLC|37156
GEMP|GEMPHIRE THERA CM|ROTH|Roth Capital Partners, LLC|400
GEMP|GEMPHIRE THERA CM|SAGL|SAGETRADER, LLC|32140
GEMP|GEMPHIRE THERA CM|SALI|INTL FCSTONE FINANCIAL INC.|5455
GEMP|GEMPHIRE THERA CM|SBSH|Citigroup Global Markets Inc.|44523
GEMP|GEMPHIRE THERA CM|SGMT|GOLDMAN SACHS & CO. LLC|29325
GEMP|GEMPHIRE THERA CM|SOGO|Wang Investment Associates, Inc.|550
GEMP|GEMPHIRE THERA CM|SPDR|SPEEDROUTE LLC|164228
GEMP|GEMPHIRE THERA CM|SPNT|SEVEN POINTS CAPITAL, LLC|200
GEMP|GEMPHIRE THERA CM|SPTD|MINT GLOBAL MARKETS, INC.|35991
GEMP|GEMPHIRE THERA CM|STFL|Stifel, Nicolaus & Company, Incorporated|48661
GEMP|GEMPHIRE THERA CM|SWIM|TD Ameritrade, Inc.|959382
GEMP|GEMPHIRE THERA CM|SWST|Hilltop Securities Inc.|2600
GEMP|GEMPHIRE THERA CM|TKNG|ALLY INVEST SECURITIES LLC|27032
GEMP|GEMPHIRE THERA CM|TMBR|Timber Hill LLC|132
GEMP|GEMPHIRE THERA CM|TRBT|Tradebot Systems, Inc.|33346
GEMP|GEMPHIRE THERA CM|TRCM|TRC MARKETS LLC|8853
GEMP|GEMPHIRE THERA CM|TWTT|TASTYWORKS, INC.|150
GEMP|GEMPHIRE THERA CM|UBSA|UBS SECURITIES LLC|231822
GEMP|GEMPHIRE THERA CM|UBSS|UBS Securities LLC|385229
GEMP|GEMPHIRE THERA CM|VALX|VIRTU AMERICAS LLC|9648
GEMP|GEMPHIRE THERA CM|VGRD|Vanguard Marketing Corporation|26717
GEMP|GEMPHIRE THERA CM|VSIN|Vision Financial Markets Llc|4047
GEMP|GEMPHIRE THERA CM|WCHV|WELLS FARGO SECURITIES, LLC|41393
GEMP|GEMPHIRE THERA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2933
GEMP|GEMPHIRE THERA CM|WGIF|CIBC World Markets Inc.|19831
GEMP|GEMPHIRE THERA CM|WSEA|WOLVERINE SECURITIES, LLC|45262
GEMP|GEMPHIRE THERA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
GEMP|GEMPHIRE THERA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|21302
GEMP|GEMPHIRE THERA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|84
GEN|GENESIS HEALTHCARE|ABLE|NATIXIS Securities Americas LLC|1794
GEN|GENESIS HEALTHCARE|ALTX|Alternet Securities Inc.|14800
GEN|GENESIS HEALTHCARE|APCC|Apex Clearing Corporation|21669
GEN|GENESIS HEALTHCARE|BATM|CBOE TRADING, INC.|2405
GEN|GENESIS HEALTHCARE|BERN|Sanford C. Bernstein & Co., LLC|12704
GEN|GENESIS HEALTHCARE|BIMI|Banca IMI Securities Corp.|1400
GEN|GENESIS HEALTHCARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53749
GEN|GENESIS HEALTHCARE|BLKX|INSTINET, LLC|7770
GEN|GENESIS HEALTHCARE|BNPX|BNP PARIBAS SECURITIES CORP.|2405
GEN|GENESIS HEALTHCARE|BYXM|CBOE TRADING, INC.|100
GEN|GENESIS HEALTHCARE|CHAS|Charles Schwab & Co., Inc.|1750
GEN|GENESIS HEALTHCARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|354391
GEN|GENESIS HEALTHCARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4914
GEN|GENESIS HEALTHCARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|182178
GEN|GENESIS HEALTHCARE|CTDL|Citadel Derivatives Group Llc|7227
GEN|GENESIS HEALTHCARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|51268
GEN|GENESIS HEALTHCARE|DBAB|Deutsche Bank Securities Inc.|74307
GEN|GENESIS HEALTHCARE|DBAX|Deutsche Bank Securities Inc.|253000
GEN|GENESIS HEALTHCARE|DEAN|MORGAN STANLEY|17044
GEN|GENESIS HEALTHCARE|DEGS|RONIN PROFESSIONAL LLC|25952
GEN|GENESIS HEALTHCARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2700
GEN|GENESIS HEALTHCARE|EBXL|EBX LLC|160100
GEN|GENESIS HEALTHCARE|EDJO|Edward D. Jones & Co., L.P.|4744
GEN|GENESIS HEALTHCARE|EGAM|CBOE TRADING, INC.|6654
GEN|GENESIS HEALTHCARE|EGXM|CBOE TRADING, INC.|11700
GEN|GENESIS HEALTHCARE|ETBE|Electronic Transaction Clearing, Inc.|6078
GEN|GENESIS HEALTHCARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1200
GEN|GENESIS HEALTHCARE|ETRS|E*Trade Securities LLC|1370036
GEN|GENESIS HEALTHCARE|FBSB|U.S. Bancorp Investments, Inc.|105
GEN|GENESIS HEALTHCARE|FILL|Tradestation Securities, Inc.|5876
GEN|GENESIS HEALTHCARE|FMAF|NBCN Inc./ CDS|2900
GEN|GENESIS HEALTHCARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|409658
GEN|GENESIS HEALTHCARE|FTBR|Foliofn Investments, Inc.|277192
GEN|GENESIS HEALTHCARE|GEBB|GLOBAL EXECUTION BROKERS, LP|1700
GEN|GENESIS HEALTHCARE|GLIS|TD Securities Inc|13123
GEN|GENESIS HEALTHCARE|GLPX|ACS EXECUTION SERVICES, LLC|189518
GEN|GENESIS HEALTHCARE|GSCO|GOLDMAN SACHS & CO. LLC|223362
GEN|GENESIS HEALTHCARE|GSCS|GOLDMAN SACHS & CO. LLC|3686
GEN|GENESIS HEALTHCARE|GSLT|GOLDMAN SACHS & CO. LLC|5335
GEN|GENESIS HEALTHCARE|GTSZ|GTS SECURITIES LLC|17075
GEN|GENESIS HEALTHCARE|HRBF|American Enterprise Investment Services Inc.|250
GEN|GENESIS HEALTHCARE|HSBC|HSBC Securities, Inc.|300
GEN|GENESIS HEALTHCARE|IATS|INTERACTIVE BROKERS LLC|70904
GEN|GENESIS HEALTHCARE|IBKR|Interactive Brokers Llc|238675
GEN|GENESIS HEALTHCARE|ICBX|INSTINET, LLC|77771
GEN|GENESIS HEALTHCARE|IEQY|CITADEL SECURITIES LLC|2499
GEN|GENESIS HEALTHCARE|INCA|INSTINET, LLC|81316
GEN|GENESIS HEALTHCARE|ITGI|ITG Inc.|191883
GEN|GENESIS HEALTHCARE|ITGP|ITG INC.|71600
GEN|GENESIS HEALTHCARE|JEFF|JEFFERIES LLC|47750
GEN|GENESIS HEALTHCARE|JMPT|JUMP TRADING, LLC|45746
GEN|GENESIS HEALTHCARE|JONE|JonesTrading|421556
GEN|GENESIS HEALTHCARE|JPBX|J.P. MORGAN SECURITIES LLC|1288
GEN|GENESIS HEALTHCARE|JPMX|J.P. Morgan Securities LLC|417532
GEN|GENESIS HEALTHCARE|JSJX|JANE STREET CAPITAL LLC|8112
GEN|GENESIS HEALTHCARE|KCGM|VIRTU Americas LLC|60818
GEN|GENESIS HEALTHCARE|LEHM|Barclays Capital Inc./Le|256387
GEN|GENESIS HEALTHCARE|LIME|Lime Brokerage LLC|15699
GEN|GENESIS HEALTHCARE|LOOP|Loop Capital Markets LLC|3396
GEN|GENESIS HEALTHCARE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
GEN|GENESIS HEALTHCARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|209600
GEN|GENESIS HEALTHCARE|MOTF|MOTIF INVESTING, INC.|2
GEN|GENESIS HEALTHCARE|MSCO|MORGAN STANLEY & CO. LLC|472134
GEN|GENESIS HEALTHCARE|MSPL|MORGAN STANLEY & CO. LLC|76600
GEN|GENESIS HEALTHCARE|MSTX|MORGAN STANLEY & CO. LLC|63800
GEN|GENESIS HEALTHCARE|NFSC|National Financial Services LLC|1085183
GEN|GENESIS HEALTHCARE|NITE|VIRTU Americas LLC|2455007
GEN|GENESIS HEALTHCARE|NQRB|Brut, LLC|20475
GEN|GENESIS HEALTHCARE|NTBF|BMO Nesbitt Burns Inc./CDS|13775
GEN|GENESIS HEALTHCARE|OPCO|Oppenheimer & Co. Inc.|7800
GEN|GENESIS HEALTHCARE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
GEN|GENESIS HEALTHCARE|PDQM|CODA MARKETS, INC.|185310
GEN|GENESIS HEALTHCARE|RBCM|RBC CAPITAL MARKETS, LLC|4000
GEN|GENESIS HEALTHCARE|SBSH|Citigroup Global Markets Inc.|42203
GEN|GENESIS HEALTHCARE|SGMT|GOLDMAN SACHS & CO. LLC|138480
GEN|GENESIS HEALTHCARE|SPDR|SPEEDROUTE LLC|5239
GEN|GENESIS HEALTHCARE|SPTD|MINT GLOBAL MARKETS, INC.|1000
GEN|GENESIS HEALTHCARE|STFL|Stifel, Nicolaus & Company, Incorporated|3000
GEN|GENESIS HEALTHCARE|SWIM|TD Ameritrade, Inc.|474987
GEN|GENESIS HEALTHCARE|SWST|Hilltop Securities Inc.|407
GEN|GENESIS HEALTHCARE|TKNG|ALLY INVEST SECURITIES LLC|62131
GEN|GENESIS HEALTHCARE|TMBR|Timber Hill LLC|579
GEN|GENESIS HEALTHCARE|TRBT|Tradebot Systems, Inc.|102387
GEN|GENESIS HEALTHCARE|TRCM|TRC MARKETS LLC|36178
GEN|GENESIS HEALTHCARE|TWTT|TASTYWORKS, INC.|900
GEN|GENESIS HEALTHCARE|UBSA|UBS SECURITIES LLC|592728
GEN|GENESIS HEALTHCARE|UBSS|UBS Securities LLC|426391
GEN|GENESIS HEALTHCARE|VALX|VIRTU AMERICAS LLC|34900
GEN|GENESIS HEALTHCARE|VGRD|Vanguard Marketing Corporation|77178
GEN|GENESIS HEALTHCARE|WCHV|WELLS FARGO SECURITIES, LLC|114041
GEN|GENESIS HEALTHCARE|WDNX|WEEDEN & CO.L.P.|34986
GEN|GENESIS HEALTHCARE|WEDB|WEDBUSH SECURITIES INC.|19530
GEN|GENESIS HEALTHCARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4677
GEN|GENESIS HEALTHCARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3940
GEN|GENESIS HEALTHCARE|WGIF|CIBC World Markets Inc.|4100
GEN|GENESIS HEALTHCARE|WSEA|WOLVERINE SECURITIES, LLC|55593
GEN|GENESIS HEALTHCARE|XIST|INSTINET, LLC|8000
GEN|GENESIS HEALTHCARE|XPQR|Jump Trading|500
GEN|GENESIS HEALTHCARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|52092
GEN|GENESIS HEALTHCARE|YKNA|COMHAR CAPITAL MARKETS, LLC|1410
GEN|GENESIS HEALTHCARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4905
GENC|GENCOR INDUSTRIES IN|APCC|Apex Clearing Corporation|202
GENC|GENCOR INDUSTRIES IN|BATM|CBOE TRADING, INC.|100
GENC|GENCOR INDUSTRIES IN|BERN|Sanford C. Bernstein & Co., LLC|100
GENC|GENCOR INDUSTRIES IN|BIDS|BIDS TRADING L.P.|10600
GENC|GENCOR INDUSTRIES IN|BLKX|INSTINET, LLC|7250
GENC|GENCOR INDUSTRIES IN|BMOC|BMO Capital Markets Corp.|1402
GENC|GENCOR INDUSTRIES IN|BNPX|BNP PARIBAS SECURITIES CORP.|801
GENC|GENCOR INDUSTRIES IN|BTIG|BTIG, LLC|69
GENC|GENCOR INDUSTRIES IN|BZYD|GOLDMAN SACHS & CO. LLC|1005
GENC|GENCOR INDUSTRIES IN|CHAS|Charles Schwab & Co., Inc.|100
GENC|GENCOR INDUSTRIES IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34
GENC|GENCOR INDUSTRIES IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|105
GENC|GENCOR INDUSTRIES IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3203
GENC|GENCOR INDUSTRIES IN|CTDL|Citadel Derivatives Group Llc|191
GENC|GENCOR INDUSTRIES IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1902
GENC|GENCOR INDUSTRIES IN|DBAB|Deutsche Bank Securities Inc.|10991
GENC|GENCOR INDUSTRIES IN|DBAX|Deutsche Bank Securities Inc.|400
GENC|GENCOR INDUSTRIES IN|DEAN|MORGAN STANLEY|1066
GENC|GENCOR INDUSTRIES IN|DEGS|RONIN PROFESSIONAL LLC|1967
GENC|GENCOR INDUSTRIES IN|EBXL|EBX LLC|1400
GENC|GENCOR INDUSTRIES IN|EGXW|CBOE TRADING, INC.|341
GENC|GENCOR INDUSTRIES IN|ETRS|E*Trade Securities LLC|115
GENC|GENCOR INDUSTRIES IN|FBCO|Credit Suisse Securities (USA) LLC|72714
GENC|GENCOR INDUSTRIES IN|FOMA|TD AMERITRADE CLEARING, INC.|32238
GENC|GENCOR INDUSTRIES IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|723
GENC|GENCOR INDUSTRIES IN|FTBR|Foliofn Investments, Inc.|1176
GENC|GENCOR INDUSTRIES IN|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
GENC|GENCOR INDUSTRIES IN|GSCO|GOLDMAN SACHS & CO. LLC|48667
GENC|GENCOR INDUSTRIES IN|GSLT|GOLDMAN SACHS & CO. LLC|200
GENC|GENCOR INDUSTRIES IN|GTSZ|GTS SECURITIES LLC|213
GENC|GENCOR INDUSTRIES IN|IBKR|Interactive Brokers Llc|4325
GENC|GENCOR INDUSTRIES IN|ICBX|INSTINET, LLC|1600
GENC|GENCOR INDUSTRIES IN|IEQY|CITADEL SECURITIES LLC|600
GENC|GENCOR INDUSTRIES IN|INCA|INSTINET, LLC|18089
GENC|GENCOR INDUSTRIES IN|INJX|INSTINET, LLC|1705
GENC|GENCOR INDUSTRIES IN|ITGI|ITG Inc.|4001
GENC|GENCOR INDUSTRIES IN|ITGP|ITG INC.|14400
GENC|GENCOR INDUSTRIES IN|JEFF|JEFFERIES LLC|9041
GENC|GENCOR INDUSTRIES IN|JPMX|J.P. Morgan Securities LLC|4223
GENC|GENCOR INDUSTRIES IN|KCGM|VIRTU Americas LLC|1000
GENC|GENCOR INDUSTRIES IN|LEHM|Barclays Capital Inc./Le|10078
GENC|GENCOR INDUSTRIES IN|LIME|Lime Brokerage LLC|30330
GENC|GENCOR INDUSTRIES IN|LQNA|LIQUIDNET, INC.|29300
GENC|GENCOR INDUSTRIES IN|MAXM|Maxim Group LLC|501
GENC|GENCOR INDUSTRIES IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5676
GENC|GENCOR INDUSTRIES IN|MSCO|MORGAN STANLEY & CO. LLC|48280
GENC|GENCOR INDUSTRIES IN|MSPL|MORGAN STANLEY & CO. LLC|5400
GENC|GENCOR INDUSTRIES IN|MSTX|MORGAN STANLEY & CO. LLC|600
GENC|GENCOR INDUSTRIES IN|NFSC|National Financial Services LLC|10728
GENC|GENCOR INDUSTRIES IN|NITE|VIRTU Americas LLC|36046
GENC|GENCOR INDUSTRIES IN|NQRB|Brut, LLC|57
GENC|GENCOR INDUSTRIES IN|SBSH|Citigroup Global Markets Inc.|7951
GENC|GENCOR INDUSTRIES IN|SGMT|GOLDMAN SACHS & CO. LLC|9179
GENC|GENCOR INDUSTRIES IN|SWIM|TD Ameritrade, Inc.|2124
GENC|GENCOR INDUSTRIES IN|TKNG|ALLY INVEST SECURITIES LLC|13
GENC|GENCOR INDUSTRIES IN|TRBT|Tradebot Systems, Inc.|979
GENC|GENCOR INDUSTRIES IN|TRCM|TRC MARKETS LLC|6131
GENC|GENCOR INDUSTRIES IN|UBSA|UBS SECURITIES LLC|15966
GENC|GENCOR INDUSTRIES IN|UBSS|UBS Securities LLC|14037
GENC|GENCOR INDUSTRIES IN|VALX|VIRTU AMERICAS LLC|436
GENC|GENCOR INDUSTRIES IN|VGRD|Vanguard Marketing Corporation|1720
GENC|GENCOR INDUSTRIES IN|WCHV|WELLS FARGO SECURITIES, LLC|841
GENC|GENCOR INDUSTRIES IN|WEED|Weeden & Co.L.P.|35866
GENC|GENCOR INDUSTRIES IN|WSEA|WOLVERINE SECURITIES, LLC|41
GENC|GENCOR INDUSTRIES IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
GENC|GENCOR INDUSTRIES IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|342
GENE|GENETIC TECH SPN ADS|ALTX|Alternet Securities Inc.|400
GENE|GENETIC TECH SPN ADS|APCC|Apex Clearing Corporation|1113
GENE|GENETIC TECH SPN ADS|BIMI|Banca IMI Securities Corp.|660
GENE|GENETIC TECH SPN ADS|BYXM|CBOE TRADING, INC.|700
GENE|GENETIC TECH SPN ADS|CANT|Cantor Fitzgerald & Co.|778
GENE|GENETIC TECH SPN ADS|CHAS|Charles Schwab & Co., Inc.|500
GENE|GENETIC TECH SPN ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
GENE|GENETIC TECH SPN ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1084
GENE|GENETIC TECH SPN ADS|DBAB|Deutsche Bank Securities Inc.|7600
GENE|GENETIC TECH SPN ADS|DEAN|MORGAN STANLEY|500
GENE|GENETIC TECH SPN ADS|DEGS|RONIN PROFESSIONAL LLC|11534
GENE|GENETIC TECH SPN ADS|EBXL|EBX LLC|800
GENE|GENETIC TECH SPN ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|908
GENE|GENETIC TECH SPN ADS|EGAM|CBOE TRADING, INC.|2247
GENE|GENETIC TECH SPN ADS|EGXM|CBOE TRADING, INC.|2
GENE|GENETIC TECH SPN ADS|ETRS|E*Trade Securities LLC|52142
GENE|GENETIC TECH SPN ADS|FBCO|Credit Suisse Securities (USA) LLC|16784
GENE|GENETIC TECH SPN ADS|FILL|Tradestation Securities, Inc.|434
GENE|GENETIC TECH SPN ADS|FOMA|TD AMERITRADE CLEARING, INC.|132879
GENE|GENETIC TECH SPN ADS|FTBR|Foliofn Investments, Inc.|1607
GENE|GENETIC TECH SPN ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|5334
GENE|GENETIC TECH SPN ADS|GLPX|ACS EXECUTION SERVICES, LLC|975
GENE|GENETIC TECH SPN ADS|GTSZ|GTS SECURITIES LLC|100
GENE|GENETIC TECH SPN ADS|HASF|Haywood Securities Inc./CDS|63912
GENE|GENETIC TECH SPN ADS|IATS|INTERACTIVE BROKERS LLC|4266
GENE|GENETIC TECH SPN ADS|IBKR|Interactive Brokers Llc|91228
GENE|GENETIC TECH SPN ADS|ICBX|INSTINET, LLC|200
GENE|GENETIC TECH SPN ADS|INCA|INSTINET, LLC|7861
GENE|GENETIC TECH SPN ADS|INJX|INSTINET, LLC|400
GENE|GENETIC TECH SPN ADS|ITGI|ITG Inc.|6400
GENE|GENETIC TECH SPN ADS|ITGP|ITG INC.|4400
GENE|GENETIC TECH SPN ADS|KCGM|VIRTU Americas LLC|200
GENE|GENETIC TECH SPN ADS|LEHM|Barclays Capital Inc./Le|2300
GENE|GENETIC TECH SPN ADS|LIME|Lime Brokerage LLC|8497
GENE|GENETIC TECH SPN ADS|LSCI|Lek Securities Corporation|1000
GENE|GENETIC TECH SPN ADS|MOTF|MOTIF INVESTING, INC.|1
GENE|GENETIC TECH SPN ADS|MSCO|MORGAN STANLEY & CO. LLC|99811
GENE|GENETIC TECH SPN ADS|MSPL|MORGAN STANLEY & CO. LLC|1900
GENE|GENETIC TECH SPN ADS|NFSC|National Financial Services LLC|179233
GENE|GENETIC TECH SPN ADS|NITE|VIRTU Americas LLC|345730
GENE|GENETIC TECH SPN ADS|NQRB|Brut, LLC|400
GENE|GENETIC TECH SPN ADS|PDQM|CODA MARKETS, INC.|1870
GENE|GENETIC TECH SPN ADS|SBSH|Citigroup Global Markets Inc.|4000
GENE|GENETIC TECH SPN ADS|SGMT|GOLDMAN SACHS & CO. LLC|1400
GENE|GENETIC TECH SPN ADS|SPDR|SPEEDROUTE LLC|1005
GENE|GENETIC TECH SPN ADS|SWIM|TD Ameritrade, Inc.|18629
GENE|GENETIC TECH SPN ADS|TKNG|ALLY INVEST SECURITIES LLC|43
GENE|GENETIC TECH SPN ADS|UBSA|UBS SECURITIES LLC|7941
GENE|GENETIC TECH SPN ADS|UBSS|UBS Securities LLC|26053
GENE|GENETIC TECH SPN ADS|VALX|VIRTU AMERICAS LLC|2450
GENE|GENETIC TECH SPN ADS|VGRD|Vanguard Marketing Corporation|2299
GENE|GENETIC TECH SPN ADS|WCHV|WELLS FARGO SECURITIES, LLC|14760
GENE|GENETIC TECH SPN ADS|WGIF|CIBC World Markets Inc.|3806
GENE|GENETIC TECH SPN ADS|WSEA|WOLVERINE SECURITIES, LLC|2952
GENE|GENETIC TECH SPN ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|600
GENE|GENETIC TECH SPN ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|62
GENY|PRINCIPAL MILLEN IDX|APCC|Apex Clearing Corporation|21
GENY|PRINCIPAL MILLEN IDX|CANT|Cantor Fitzgerald & Co.|1319
GENY|PRINCIPAL MILLEN IDX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GENY|PRINCIPAL MILLEN IDX|DBAX|Deutsche Bank Securities Inc.|500
GENY|PRINCIPAL MILLEN IDX|DEAN|MORGAN STANLEY|21
GENY|PRINCIPAL MILLEN IDX|EBXL|EBX LLC|500
GENY|PRINCIPAL MILLEN IDX|ETRS|E*Trade Securities LLC|454
GENY|PRINCIPAL MILLEN IDX|FBCO|Credit Suisse Securities (USA) LLC|209
GENY|PRINCIPAL MILLEN IDX|FILL|Tradestation Securities, Inc.|408
GENY|PRINCIPAL MILLEN IDX|FOMA|TD AMERITRADE CLEARING, INC.|1218
GENY|PRINCIPAL MILLEN IDX|IBKR|Interactive Brokers Llc|1297
GENY|PRINCIPAL MILLEN IDX|ICBX|INSTINET, LLC|411
GENY|PRINCIPAL MILLEN IDX|JPMX|J.P. Morgan Securities LLC|200
GENY|PRINCIPAL MILLEN IDX|JSEB|JANE STREET EXECUTION SERVICES, LLC|14270
GENY|PRINCIPAL MILLEN IDX|JSJX|JANE STREET CAPITAL LLC|14780
GENY|PRINCIPAL MILLEN IDX|KCGM|VIRTU Americas LLC|589
GENY|PRINCIPAL MILLEN IDX|LEHM|Barclays Capital Inc./Le|1000
GENY|PRINCIPAL MILLEN IDX|LIME|Lime Brokerage LLC|452
GENY|PRINCIPAL MILLEN IDX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
GENY|PRINCIPAL MILLEN IDX|MSCO|MORGAN STANLEY & CO. LLC|1111
GENY|PRINCIPAL MILLEN IDX|NFSC|National Financial Services LLC|7278
GENY|PRINCIPAL MILLEN IDX|NITE|VIRTU Americas LLC|5703
GENY|PRINCIPAL MILLEN IDX|SWIM|TD Ameritrade, Inc.|159
GENY|PRINCIPAL MILLEN IDX|UBSA|UBS SECURITIES LLC|814
GENY|PRINCIPAL MILLEN IDX|UBSS|UBS Securities LLC|15938
GENY|PRINCIPAL MILLEN IDX|VGRD|Vanguard Marketing Corporation|101
GENY|PRINCIPAL MILLEN IDX|WCHV|WELLS FARGO SECURITIES, LLC|750
GENY|PRINCIPAL MILLEN IDX|WSEA|WOLVERINE SECURITIES, LLC|1
GEO|GEO GROUP INC (THE)|AGIS|Aegis Capital Corp.|2970
GEO|GEO GROUP INC (THE)|ALTX|Alternet Securities Inc.|4895
GEO|GEO GROUP INC (THE)|ANOS|ABEL/NOSER, L.L.C.|15539
GEO|GEO GROUP INC (THE)|APCC|Apex Clearing Corporation|511
GEO|GEO GROUP INC (THE)|BARD|Robert W. Baird & Co. Incorporated|180
GEO|GEO GROUP INC (THE)|BATM|CBOE TRADING, INC.|1727
GEO|GEO GROUP INC (THE)|BAYC|BAY CREST PARTNERS, LLC|1378
GEO|GEO GROUP INC (THE)|BERN|Sanford C. Bernstein & Co., LLC|53290
GEO|GEO GROUP INC (THE)|BIDS|BIDS TRADING L.P.|100
GEO|GEO GROUP INC (THE)|BIMI|Banca IMI Securities Corp.|50
GEO|GEO GROUP INC (THE)|BKCM|BNY Mellon Capital Markets LLC|14975
GEO|GEO GROUP INC (THE)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5539
GEO|GEO GROUP INC (THE)|BLKX|INSTINET, LLC|149387
GEO|GEO GROUP INC (THE)|BNPX|BNP PARIBAS SECURITIES CORP.|23052
GEO|GEO GROUP INC (THE)|BRVL|BLAYLOCK VAN, LLC|200
GEO|GEO GROUP INC (THE)|BTIG|BTIG, LLC|2770
GEO|GEO GROUP INC (THE)|BYXM|CBOE TRADING, INC.|324
GEO|GEO GROUP INC (THE)|BZYD|GOLDMAN SACHS & CO. LLC|580
GEO|GEO GROUP INC (THE)|CANT|Cantor Fitzgerald & Co.|7642
GEO|GEO GROUP INC (THE)|CHAS|Charles Schwab & Co., Inc.|4799
GEO|GEO GROUP INC (THE)|CICF|Canaccord Genuity Corp.|500
GEO|GEO GROUP INC (THE)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|99193
GEO|GEO GROUP INC (THE)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11043
GEO|GEO GROUP INC (THE)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132691
GEO|GEO GROUP INC (THE)|CTDL|Citadel Derivatives Group Llc|8427
GEO|GEO GROUP INC (THE)|CXCX|CITIGROUP GLOBAL MARKETS INC.|56104
GEO|GEO GROUP INC (THE)|DADA|D.A. Davidson & Co.|658
GEO|GEO GROUP INC (THE)|DAVA|Davenport & Company LLC|2223
GEO|GEO GROUP INC (THE)|DBAB|Deutsche Bank Securities Inc.|307591
GEO|GEO GROUP INC (THE)|DBAX|Deutsche Bank Securities Inc.|112500
GEO|GEO GROUP INC (THE)|DEAN|MORGAN STANLEY|10782
GEO|GEO GROUP INC (THE)|DEGS|RONIN PROFESSIONAL LLC|95
GEO|GEO GROUP INC (THE)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1581
GEO|GEO GROUP INC (THE)|EBXL|EBX LLC|92500
GEO|GEO GROUP INC (THE)|ECUT|CONVERGEX EXECUTION SOLUTIONS|3267
GEO|GEO GROUP INC (THE)|EDJC|Edward Jones / CDS|150
GEO|GEO GROUP INC (THE)|EDJO|Edward D. Jones & Co., L.P.|1751
GEO|GEO GROUP INC (THE)|EGAM|CBOE TRADING, INC.|5737
GEO|GEO GROUP INC (THE)|EGAW|CBOE TRADING, INC.|8
GEO|GEO GROUP INC (THE)|EGMT|EG MARKET TECHNOLOGIES LLC|100
GEO|GEO GROUP INC (THE)|EGXM|CBOE TRADING, INC.|1656
GEO|GEO GROUP INC (THE)|ETBE|Electronic Transaction Clearing, Inc.|4712
GEO|GEO GROUP INC (THE)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2261
GEO|GEO GROUP INC (THE)|ETRS|E*Trade Securities LLC|113627
GEO|GEO GROUP INC (THE)|FBSB|U.S. Bancorp Investments, Inc.|30
GEO|GEO GROUP INC (THE)|FILL|Tradestation Securities, Inc.|4760
GEO|GEO GROUP INC (THE)|FINX|FINTECH SECURITIES|310
GEO|GEO GROUP INC (THE)|FMAF|NBCN Inc./ CDS|110
GEO|GEO GROUP INC (THE)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5570
GEO|GEO GROUP INC (THE)|FQLS|Quantlab Securities LP|81680
GEO|GEO GROUP INC (THE)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83184
GEO|GEO GROUP INC (THE)|FTBR|Foliofn Investments, Inc.|2113
GEO|GEO GROUP INC (THE)|GEBB|GLOBAL EXECUTION BROKERS, LP|4665
GEO|GEO GROUP INC (THE)|GLIS|TD Securities Inc|300
GEO|GEO GROUP INC (THE)|GLPX|ACS EXECUTION SERVICES, LLC|7036
GEO|GEO GROUP INC (THE)|GSCO|GOLDMAN SACHS & CO. LLC|395322
GEO|GEO GROUP INC (THE)|GSCS|GOLDMAN SACHS & CO. LLC|1500
GEO|GEO GROUP INC (THE)|GSLT|GOLDMAN SACHS & CO. LLC|2543
GEO|GEO GROUP INC (THE)|GTSZ|GTS SECURITIES LLC|31861
GEO|GEO GROUP INC (THE)|HRBF|American Enterprise Investment Services Inc.|3726
GEO|GEO GROUP INC (THE)|IATS|INTERACTIVE BROKERS LLC|2836
GEO|GEO GROUP INC (THE)|IBKR|Interactive Brokers Llc|5804
GEO|GEO GROUP INC (THE)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|350
GEO|GEO GROUP INC (THE)|ICBX|INSTINET, LLC|38350
GEO|GEO GROUP INC (THE)|IEQY|CITADEL SECURITIES LLC|77647
GEO|GEO GROUP INC (THE)|INCA|INSTINET, LLC|136787
GEO|GEO GROUP INC (THE)|INJX|INSTINET, LLC|3910
GEO|GEO GROUP INC (THE)|ITGI|ITG Inc.|56117
GEO|GEO GROUP INC (THE)|ITGP|ITG INC.|191200
GEO|GEO GROUP INC (THE)|JANY|Janney Montgomery Scott Inc.|20
GEO|GEO GROUP INC (THE)|JEFF|JEFFERIES LLC|288958
GEO|GEO GROUP INC (THE)|JMPT|JUMP TRADING, LLC|38147
GEO|GEO GROUP INC (THE)|JONE|JonesTrading|134824
GEO|GEO GROUP INC (THE)|JPBX|J.P. MORGAN SECURITIES LLC|19063
GEO|GEO GROUP INC (THE)|JPMX|J.P. Morgan Securities LLC|240569
GEO|GEO GROUP INC (THE)|JSJX|JANE STREET CAPITAL LLC|5964
GEO|GEO GROUP INC (THE)|KCGM|VIRTU Americas LLC|19376
GEO|GEO GROUP INC (THE)|LEHM|Barclays Capital Inc./Le|280328
GEO|GEO GROUP INC (THE)|LIME|Lime Brokerage LLC|45796
GEO|GEO GROUP INC (THE)|LMNX|LUMINEX TRADING & ANALYTICS LLC|1078166
GEO|GEO GROUP INC (THE)|LOOP|Loop Capital Markets LLC|757
GEO|GEO GROUP INC (THE)|LQNA|LIQUIDNET, INC.|158400
GEO|GEO GROUP INC (THE)|LSCI|Lek Securities Corporation|1114
GEO|GEO GROUP INC (THE)|MACQ|Macquarie Capital (USA) Inc.|3300
GEO|GEO GROUP INC (THE)|MBTS|ALLY INVEST SECURITIES LLC|800
GEO|GEO GROUP INC (THE)|MCMF|Raymond James Ltd. Cds|7
GEO|GEO GROUP INC (THE)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83633
GEO|GEO GROUP INC (THE)|MOTF|MOTIF INVESTING, INC.|3
GEO|GEO GROUP INC (THE)|MSCO|MORGAN STANLEY & CO. LLC|497361
GEO|GEO GROUP INC (THE)|MSPL|MORGAN STANLEY & CO. LLC|232100
GEO|GEO GROUP INC (THE)|MSTX|MORGAN STANLEY & CO. LLC|97300
GEO|GEO GROUP INC (THE)|NFSC|National Financial Services LLC|125962
GEO|GEO GROUP INC (THE)|NITE|VIRTU Americas LLC|217273
GEO|GEO GROUP INC (THE)|NITP|VIRTU Americas LLC|100
GEO|GEO GROUP INC (THE)|NQRB|Brut, LLC|4820
GEO|GEO GROUP INC (THE)|NTBF|BMO Nesbitt Burns Inc./CDS|1047
GEO|GEO GROUP INC (THE)|NTRC|Northern Trust Securities, Inc.|2027
GEO|GEO GROUP INC (THE)|OPCO|Oppenheimer & Co. Inc.|1624
GEO|GEO GROUP INC (THE)|PDQM|CODA MARKETS, INC.|40046
GEO|GEO GROUP INC (THE)|PHLY|NASDAQ Execution Services, LLC|600
GEO|GEO GROUP INC (THE)|PWJC|UBS Financial Services, Inc.|2300
GEO|GEO GROUP INC (THE)|QMSR|QUATTRO M SECURITIES INC.|718
GEO|GEO GROUP INC (THE)|RBCM|RBC CAPITAL MARKETS, LLC|11810
GEO|GEO GROUP INC (THE)|SAGL|SAGETRADER, LLC|6809
GEO|GEO GROUP INC (THE)|SAGW|SAGETRADER, LLC|14
GEO|GEO GROUP INC (THE)|SALI|INTL FCSTONE FINANCIAL INC.|30
GEO|GEO GROUP INC (THE)|SBSH|Citigroup Global Markets Inc.|121063
GEO|GEO GROUP INC (THE)|SGMT|GOLDMAN SACHS & CO. LLC|81069
GEO|GEO GROUP INC (THE)|SPDR|SPEEDROUTE LLC|10246
GEO|GEO GROUP INC (THE)|SSBS|STATE STREET GLOBAL MARKETS, LLC|2100
GEO|GEO GROUP INC (THE)|STFL|Stifel, Nicolaus & Company, Incorporated|1992
GEO|GEO GROUP INC (THE)|STKP|STOCKPILE INVESTMENTS, INC.|50
GEO|GEO GROUP INC (THE)|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4982
GEO|GEO GROUP INC (THE)|SWIM|TD Ameritrade, Inc.|13123
GEO|GEO GROUP INC (THE)|SWST|Hilltop Securities Inc.|1022
GEO|GEO GROUP INC (THE)|TKNG|ALLY INVEST SECURITIES LLC|1373
GEO|GEO GROUP INC (THE)|TMBR|Timber Hill LLC|300
GEO|GEO GROUP INC (THE)|TRBT|Tradebot Systems, Inc.|90691
GEO|GEO GROUP INC (THE)|TRCM|TRC MARKETS LLC|35159
GEO|GEO GROUP INC (THE)|TWTT|TASTYWORKS, INC.|200
GEO|GEO GROUP INC (THE)|UBSA|UBS SECURITIES LLC|298176
GEO|GEO GROUP INC (THE)|UBSS|UBS Securities LLC|268237
GEO|GEO GROUP INC (THE)|VALX|VIRTU AMERICAS LLC|11579
GEO|GEO GROUP INC (THE)|VGRD|Vanguard Marketing Corporation|12261
GEO|GEO GROUP INC (THE)|WBLR|WILLIAM BLAIR|419
GEO|GEO GROUP INC (THE)|WBPX|SUMMIT SECURITIES GROUP, LLC|893
GEO|GEO GROUP INC (THE)|WCHV|WELLS FARGO SECURITIES, LLC|84269
GEO|GEO GROUP INC (THE)|WDNX|WEEDEN & CO.L.P.|272
GEO|GEO GROUP INC (THE)|WEDB|WEDBUSH SECURITIES INC.|2544
GEO|GEO GROUP INC (THE)|WEED|Weeden & Co.L.P.|800
GEO|GEO GROUP INC (THE)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5160
GEO|GEO GROUP INC (THE)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5305
GEO|GEO GROUP INC (THE)|WGIF|CIBC World Markets Inc.|600
GEO|GEO GROUP INC (THE)|WLTH|WEALTHFRONT BROKERAGE CORPORATION|195
GEO|GEO GROUP INC (THE)|WSEA|WOLVERINE SECURITIES, LLC|5246
GEO|GEO GROUP INC (THE)|XIST|INSTINET, LLC|26822
GEO|GEO GROUP INC (THE)|XPQR|Jump Trading|318
GEO|GEO GROUP INC (THE)|XSTM|NATIONAL FINANCIAL SERVICES LLC|76868
GEO|GEO GROUP INC (THE)|YKNA|COMHAR CAPITAL MARKETS, LLC|3645
GEO|GEO GROUP INC (THE)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9247
GEOS|GEOSPACE TECHNOLOGIE|ALTX|Alternet Securities Inc.|2749
GEOS|GEOSPACE TECHNOLOGIE|APCC|Apex Clearing Corporation|4
GEOS|GEOSPACE TECHNOLOGIE|BATM|CBOE TRADING, INC.|826
GEOS|GEOSPACE TECHNOLOGIE|BAYC|BAY CREST PARTNERS, LLC|1088
GEOS|GEOSPACE TECHNOLOGIE|BBNT|BB&T SECURITIES, LLC|203
GEOS|GEOSPACE TECHNOLOGIE|BERN|Sanford C. Bernstein & Co., LLC|20811
GEOS|GEOSPACE TECHNOLOGIE|BMOC|BMO Capital Markets Corp.|1984
GEOS|GEOSPACE TECHNOLOGIE|BNPX|BNP PARIBAS SECURITIES CORP.|2613
GEOS|GEOSPACE TECHNOLOGIE|BRGE|Newbridge Securities Corp.|2449
GEOS|GEOSPACE TECHNOLOGIE|BTIG|BTIG, LLC|15454
GEOS|GEOSPACE TECHNOLOGIE|BYXM|CBOE TRADING, INC.|2508
GEOS|GEOSPACE TECHNOLOGIE|BZYD|GOLDMAN SACHS & CO. LLC|800
GEOS|GEOSPACE TECHNOLOGIE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|978
GEOS|GEOSPACE TECHNOLOGIE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15281
GEOS|GEOSPACE TECHNOLOGIE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|509
GEOS|GEOSPACE TECHNOLOGIE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51945
GEOS|GEOSPACE TECHNOLOGIE|CTDL|Citadel Derivatives Group Llc|4411
GEOS|GEOSPACE TECHNOLOGIE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2272
GEOS|GEOSPACE TECHNOLOGIE|DBAB|Deutsche Bank Securities Inc.|309071
GEOS|GEOSPACE TECHNOLOGIE|DBAX|Deutsche Bank Securities Inc.|27000
GEOS|GEOSPACE TECHNOLOGIE|DEAN|MORGAN STANLEY|19346
GEOS|GEOSPACE TECHNOLOGIE|DEGS|RONIN PROFESSIONAL LLC|9204
GEOS|GEOSPACE TECHNOLOGIE|DRWK|DRW SECURITIES, L.L.C.|1800
GEOS|GEOSPACE TECHNOLOGIE|EBXL|EBX LLC|35100
GEOS|GEOSPACE TECHNOLOGIE|ECUT|CONVERGEX EXECUTION SOLUTIONS|821
GEOS|GEOSPACE TECHNOLOGIE|EGAM|CBOE TRADING, INC.|2030
GEOS|GEOSPACE TECHNOLOGIE|EGXM|CBOE TRADING, INC.|720
GEOS|GEOSPACE TECHNOLOGIE|ETBE|Electronic Transaction Clearing, Inc.|16289
GEOS|GEOSPACE TECHNOLOGIE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|240
GEOS|GEOSPACE TECHNOLOGIE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12229
GEOS|GEOSPACE TECHNOLOGIE|ETRS|E*Trade Securities LLC|2356
GEOS|GEOSPACE TECHNOLOGIE|FBCO|Credit Suisse Securities (USA) LLC|73353
GEOS|GEOSPACE TECHNOLOGIE|FILL|Tradestation Securities, Inc.|1815
GEOS|GEOSPACE TECHNOLOGIE|FOMA|TD AMERITRADE CLEARING, INC.|40569
GEOS|GEOSPACE TECHNOLOGIE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29567
GEOS|GEOSPACE TECHNOLOGIE|FTBR|Foliofn Investments, Inc.|13
GEOS|GEOSPACE TECHNOLOGIE|GEBB|GLOBAL EXECUTION BROKERS, LP|4279
GEOS|GEOSPACE TECHNOLOGIE|GLPX|ACS EXECUTION SERVICES, LLC|13602
GEOS|GEOSPACE TECHNOLOGIE|GSCO|GOLDMAN SACHS & CO. LLC|527460
GEOS|GEOSPACE TECHNOLOGIE|GSCS|GOLDMAN SACHS & CO. LLC|33791
GEOS|GEOSPACE TECHNOLOGIE|GSLT|GOLDMAN SACHS & CO. LLC|690
GEOS|GEOSPACE TECHNOLOGIE|GTSZ|GTS SECURITIES LLC|10954
GEOS|GEOSPACE TECHNOLOGIE|HRBF|American Enterprise Investment Services Inc.|555
GEOS|GEOSPACE TECHNOLOGIE|IATS|INTERACTIVE BROKERS LLC|395
GEOS|GEOSPACE TECHNOLOGIE|IBKR|Interactive Brokers Llc|15817
GEOS|GEOSPACE TECHNOLOGIE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|26
GEOS|GEOSPACE TECHNOLOGIE|ICBX|INSTINET, LLC|5196
GEOS|GEOSPACE TECHNOLOGIE|IEQY|CITADEL SECURITIES LLC|10946
GEOS|GEOSPACE TECHNOLOGIE|INCA|INSTINET, LLC|151049
GEOS|GEOSPACE TECHNOLOGIE|INJX|INSTINET, LLC|6340
GEOS|GEOSPACE TECHNOLOGIE|ITGI|ITG Inc.|69178
GEOS|GEOSPACE TECHNOLOGIE|ITGP|ITG INC.|47400
GEOS|GEOSPACE TECHNOLOGIE|JEFF|JEFFERIES LLC|10041
GEOS|GEOSPACE TECHNOLOGIE|JMPT|JUMP TRADING, LLC|10124
GEOS|GEOSPACE TECHNOLOGIE|JPBX|J.P. MORGAN SECURITIES LLC|433
GEOS|GEOSPACE TECHNOLOGIE|JPMX|J.P. Morgan Securities LLC|30685
GEOS|GEOSPACE TECHNOLOGIE|JSEB|JANE STREET EXECUTION SERVICES, LLC|50
GEOS|GEOSPACE TECHNOLOGIE|JSJX|JANE STREET CAPITAL LLC|2041
GEOS|GEOSPACE TECHNOLOGIE|KCGM|VIRTU Americas LLC|6002
GEOS|GEOSPACE TECHNOLOGIE|LEHM|Barclays Capital Inc./Le|314543
GEOS|GEOSPACE TECHNOLOGIE|LIME|Lime Brokerage LLC|97509
GEOS|GEOSPACE TECHNOLOGIE|LMGP|LIME BROKERAGE LLC|617
GEOS|GEOSPACE TECHNOLOGIE|LOOP|Loop Capital Markets LLC|2061
GEOS|GEOSPACE TECHNOLOGIE|MAXM|Maxim Group LLC|386
GEOS|GEOSPACE TECHNOLOGIE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12400
GEOS|GEOSPACE TECHNOLOGIE|MSCO|MORGAN STANLEY & CO. LLC|760799
GEOS|GEOSPACE TECHNOLOGIE|MSPL|MORGAN STANLEY & CO. LLC|31100
GEOS|GEOSPACE TECHNOLOGIE|MSTX|MORGAN STANLEY & CO. LLC|23800
GEOS|GEOSPACE TECHNOLOGIE|NFSC|National Financial Services LLC|54992
GEOS|GEOSPACE TECHNOLOGIE|NITE|VIRTU Americas LLC|202850
GEOS|GEOSPACE TECHNOLOGIE|NITP|VIRTU Americas LLC|3002
GEOS|GEOSPACE TECHNOLOGIE|NQRB|Brut, LLC|1150
GEOS|GEOSPACE TECHNOLOGIE|OPCO|Oppenheimer & Co. Inc.|315
GEOS|GEOSPACE TECHNOLOGIE|PDQM|CODA MARKETS, INC.|6457
GEOS|GEOSPACE TECHNOLOGIE|PHLY|NASDAQ Execution Services, LLC|400
GEOS|GEOSPACE TECHNOLOGIE|RAJA|Raymond James & Associates, Inc.|503
GEOS|GEOSPACE TECHNOLOGIE|RBCM|RBC CAPITAL MARKETS, LLC|205
GEOS|GEOSPACE TECHNOLOGIE|ROBT|Robotti & Company, LLC|9342
GEOS|GEOSPACE TECHNOLOGIE|SAGL|SAGETRADER, LLC|230
GEOS|GEOSPACE TECHNOLOGIE|SBSH|Citigroup Global Markets Inc.|61346
GEOS|GEOSPACE TECHNOLOGIE|SGMT|GOLDMAN SACHS & CO. LLC|7079
GEOS|GEOSPACE TECHNOLOGIE|SPDR|SPEEDROUTE LLC|5188
GEOS|GEOSPACE TECHNOLOGIE|SPTD|MINT GLOBAL MARKETS, INC.|8000
GEOS|GEOSPACE TECHNOLOGIE|SWIM|TD Ameritrade, Inc.|13818
GEOS|GEOSPACE TECHNOLOGIE|TMBR|Timber Hill LLC|1
GEOS|GEOSPACE TECHNOLOGIE|TRBT|Tradebot Systems, Inc.|29332
GEOS|GEOSPACE TECHNOLOGIE|TRCM|TRC MARKETS LLC|61624
GEOS|GEOSPACE TECHNOLOGIE|UBSA|UBS SECURITIES LLC|57955
GEOS|GEOSPACE TECHNOLOGIE|UBSS|UBS Securities LLC|486459
GEOS|GEOSPACE TECHNOLOGIE|VALX|VIRTU AMERICAS LLC|1843
GEOS|GEOSPACE TECHNOLOGIE|VGRD|Vanguard Marketing Corporation|5432
GEOS|GEOSPACE TECHNOLOGIE|WCHV|WELLS FARGO SECURITIES, LLC|18697
GEOS|GEOSPACE TECHNOLOGIE|WDNX|WEEDEN & CO.L.P.|2286
GEOS|GEOSPACE TECHNOLOGIE|WEED|Weeden & Co.L.P.|750
GEOS|GEOSPACE TECHNOLOGIE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2683
GEOS|GEOSPACE TECHNOLOGIE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|945
GEOS|GEOSPACE TECHNOLOGIE|WSEA|WOLVERINE SECURITIES, LLC|196
GEOS|GEOSPACE TECHNOLOGIE|XIST|INSTINET, LLC|602
GEOS|GEOSPACE TECHNOLOGIE|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
GEOS|GEOSPACE TECHNOLOGIE|YKNA|COMHAR CAPITAL MARKETS, LLC|527
GER|GOLDMAN SACHS MLP NR|AGIS|Aegis Capital Corp.|5950
GER|GOLDMAN SACHS MLP NR|ALTX|Alternet Securities Inc.|2200
GER|GOLDMAN SACHS MLP NR|APCC|Apex Clearing Corporation|18
GER|GOLDMAN SACHS MLP NR|BARD|Robert W. Baird & Co. Incorporated|11957
GER|GOLDMAN SACHS MLP NR|BERN|Sanford C. Bernstein & Co., LLC|72
GER|GOLDMAN SACHS MLP NR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13394
GER|GOLDMAN SACHS MLP NR|BRGE|Newbridge Securities Corp.|6200
GER|GOLDMAN SACHS MLP NR|BTIG|BTIG, LLC|1112
GER|GOLDMAN SACHS MLP NR|CANT|Cantor Fitzgerald & Co.|1025
GER|GOLDMAN SACHS MLP NR|CHAS|Charles Schwab & Co., Inc.|2002
GER|GOLDMAN SACHS MLP NR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8900
GER|GOLDMAN SACHS MLP NR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20016
GER|GOLDMAN SACHS MLP NR|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
GER|GOLDMAN SACHS MLP NR|DADA|D.A. Davidson & Co.|3700
GER|GOLDMAN SACHS MLP NR|DBAX|Deutsche Bank Securities Inc.|6900
GER|GOLDMAN SACHS MLP NR|DEAN|MORGAN STANLEY|34745
GER|GOLDMAN SACHS MLP NR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31781
GER|GOLDMAN SACHS MLP NR|EBXL|EBX LLC|16600
GER|GOLDMAN SACHS MLP NR|ECUT|CONVERGEX EXECUTION SOLUTIONS|505
GER|GOLDMAN SACHS MLP NR|EDJO|Edward D. Jones & Co., L.P.|3583
GER|GOLDMAN SACHS MLP NR|EGAM|CBOE TRADING, INC.|11116
GER|GOLDMAN SACHS MLP NR|EGXM|CBOE TRADING, INC.|468
GER|GOLDMAN SACHS MLP NR|ETBE|Electronic Transaction Clearing, Inc.|200
GER|GOLDMAN SACHS MLP NR|ETRS|E*Trade Securities LLC|101697
GER|GOLDMAN SACHS MLP NR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89429
GER|GOLDMAN SACHS MLP NR|FTBR|Foliofn Investments, Inc.|10
GER|GOLDMAN SACHS MLP NR|GEBB|GLOBAL EXECUTION BROKERS, LP|700
GER|GOLDMAN SACHS MLP NR|GLIS|TD Securities Inc|500
GER|GOLDMAN SACHS MLP NR|GLPX|ACS EXECUTION SERVICES, LLC|1547
GER|GOLDMAN SACHS MLP NR|GSCO|GOLDMAN SACHS & CO. LLC|12400
GER|GOLDMAN SACHS MLP NR|GSLT|GOLDMAN SACHS & CO. LLC|300
GER|GOLDMAN SACHS MLP NR|GTSZ|GTS SECURITIES LLC|250
GER|GOLDMAN SACHS MLP NR|HRBF|American Enterprise Investment Services Inc.|33183
GER|GOLDMAN SACHS MLP NR|IATS|INTERACTIVE BROKERS LLC|24225
GER|GOLDMAN SACHS MLP NR|IBKR|Interactive Brokers Llc|77856
GER|GOLDMAN SACHS MLP NR|ICBX|INSTINET, LLC|5000
GER|GOLDMAN SACHS MLP NR|INCA|INSTINET, LLC|4253
GER|GOLDMAN SACHS MLP NR|ITGI|ITG Inc.|20131
GER|GOLDMAN SACHS MLP NR|ITGP|ITG INC.|11000
GER|GOLDMAN SACHS MLP NR|JANY|Janney Montgomery Scott Inc.|12837
GER|GOLDMAN SACHS MLP NR|JMPT|JUMP TRADING, LLC|330
GER|GOLDMAN SACHS MLP NR|JPMX|J.P. Morgan Securities LLC|20220
GER|GOLDMAN SACHS MLP NR|JSJX|JANE STREET CAPITAL LLC|1260
GER|GOLDMAN SACHS MLP NR|KCGM|VIRTU Americas LLC|1480
GER|GOLDMAN SACHS MLP NR|LEHM|Barclays Capital Inc./Le|18000
GER|GOLDMAN SACHS MLP NR|LIME|Lime Brokerage LLC|2420
GER|GOLDMAN SACHS MLP NR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4750
GER|GOLDMAN SACHS MLP NR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27106
GER|GOLDMAN SACHS MLP NR|MSCO|MORGAN STANLEY & CO. LLC|196682
GER|GOLDMAN SACHS MLP NR|MSPL|MORGAN STANLEY & CO. LLC|30200
GER|GOLDMAN SACHS MLP NR|MSTX|MORGAN STANLEY & CO. LLC|800
GER|GOLDMAN SACHS MLP NR|NATL|National Securities Corporation|2000
GER|GOLDMAN SACHS MLP NR|NFSC|National Financial Services LLC|213123
GER|GOLDMAN SACHS MLP NR|NITE|VIRTU Americas LLC|597628
GER|GOLDMAN SACHS MLP NR|NTRC|Northern Trust Securities, Inc.|84
GER|GOLDMAN SACHS MLP NR|OPCO|Oppenheimer & Co. Inc.|95556
GER|GOLDMAN SACHS MLP NR|PDQM|CODA MARKETS, INC.|4697
GER|GOLDMAN SACHS MLP NR|PWJC|UBS Financial Services, Inc.|47148
GER|GOLDMAN SACHS MLP NR|RBCM|RBC CAPITAL MARKETS, LLC|44066
GER|GOLDMAN SACHS MLP NR|SAGL|SAGETRADER, LLC|300
GER|GOLDMAN SACHS MLP NR|SBSH|Citigroup Global Markets Inc.|30094
GER|GOLDMAN SACHS MLP NR|SEIC|SEI Investments Distribution Co.|100
GER|GOLDMAN SACHS MLP NR|SGMT|GOLDMAN SACHS & CO. LLC|13249
GER|GOLDMAN SACHS MLP NR|SPDR|SPEEDROUTE LLC|500
GER|GOLDMAN SACHS MLP NR|SPHN|Stephens Inc.|386
GER|GOLDMAN SACHS MLP NR|STFL|Stifel, Nicolaus & Company, Incorporated|16549
GER|GOLDMAN SACHS MLP NR|SWIM|TD Ameritrade, Inc.|34911
GER|GOLDMAN SACHS MLP NR|SWST|Hilltop Securities Inc.|48499
GER|GOLDMAN SACHS MLP NR|TKNG|ALLY INVEST SECURITIES LLC|83
GER|GOLDMAN SACHS MLP NR|TRBT|Tradebot Systems, Inc.|8486
GER|GOLDMAN SACHS MLP NR|TRCM|TRC MARKETS LLC|200
GER|GOLDMAN SACHS MLP NR|UBSA|UBS SECURITIES LLC|53715
GER|GOLDMAN SACHS MLP NR|UBSS|UBS Securities LLC|306025
GER|GOLDMAN SACHS MLP NR|VALX|VIRTU AMERICAS LLC|2630
GER|GOLDMAN SACHS MLP NR|VFIN|National Securities Corporation|5530
GER|GOLDMAN SACHS MLP NR|VGRD|Vanguard Marketing Corporation|4448
GER|GOLDMAN SACHS MLP NR|WBET|Wallachbeth Capital LLC|800
GER|GOLDMAN SACHS MLP NR|WBLR|WILLIAM BLAIR|122
GER|GOLDMAN SACHS MLP NR|WCHV|WELLS FARGO SECURITIES, LLC|178254
GER|GOLDMAN SACHS MLP NR|WDCO|Wilson-Davis & Co., Inc.|1750
GER|GOLDMAN SACHS MLP NR|WEDB|WEDBUSH SECURITIES INC.|54166
GER|GOLDMAN SACHS MLP NR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2525
GER|GOLDMAN SACHS MLP NR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|102657
GER|GOLDMAN SACHS MLP NR|WSEA|WOLVERINE SECURITIES, LLC|3233
GER|GOLDMAN SACHS MLP NR|XPQR|Jump Trading|100
GER|GOLDMAN SACHS MLP NR|YKNA|COMHAR CAPITAL MARKETS, LLC|950
GER|GOLDMAN SACHS MLP NR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46395
GERN|GERON CORPORATION|ABLE|NATIXIS Securities Americas LLC|1894
GERN|GERON CORPORATION|ALTX|Alternet Securities Inc.|7800
GERN|GERON CORPORATION|APCC|Apex Clearing Corporation|93801
GERN|GERON CORPORATION|BANK|Primevest Financial Services, Inc.|6245
GERN|GERON CORPORATION|BARD|Robert W. Baird & Co. Incorporated|2000
GERN|GERON CORPORATION|BATM|CBOE TRADING, INC.|12876
GERN|GERON CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|48985
GERN|GERON CORPORATION|BIMI|Banca IMI Securities Corp.|85508
GERN|GERON CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|143417
GERN|GERON CORPORATION|BLKX|INSTINET, LLC|127185
GERN|GERON CORPORATION|BMOC|BMO Capital Markets Corp.|24531
GERN|GERON CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|704658
GERN|GERON CORPORATION|BTIG|BTIG, LLC|147879
GERN|GERON CORPORATION|BYXM|CBOE TRADING, INC.|100
GERN|GERON CORPORATION|CANT|Cantor Fitzgerald & Co.|4201
GERN|GERON CORPORATION|CHAS|Charles Schwab & Co., Inc.|50096
GERN|GERON CORPORATION|CIST|Capital Institutional Services, Inc.|1200
GERN|GERON CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3126580
GERN|GERON CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6400
GERN|GERON CORPORATION|CRFN|ROBINHOOD FINANCIAL, LLC|60
GERN|GERON CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1694611
GERN|GERON CORPORATION|CTDL|Citadel Derivatives Group Llc|110579
GERN|GERON CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|153818
GERN|GERON CORPORATION|DADA|D.A. Davidson & Co.|21500
GERN|GERON CORPORATION|DAVA|Davenport & Company LLC|1000
GERN|GERON CORPORATION|DBAB|Deutsche Bank Securities Inc.|2008094
GERN|GERON CORPORATION|DBAX|Deutsche Bank Securities Inc.|598700
GERN|GERON CORPORATION|DEAN|MORGAN STANLEY|27000
GERN|GERON CORPORATION|DEGS|RONIN PROFESSIONAL LLC|125017
GERN|GERON CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29916
GERN|GERON CORPORATION|EBXL|EBX LLC|768600
GERN|GERON CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|98086
GERN|GERON CORPORATION|EDJO|Edward D. Jones & Co., L.P.|48106
GERN|GERON CORPORATION|EGAM|CBOE TRADING, INC.|28735
GERN|GERON CORPORATION|EGAW|CBOE TRADING, INC.|581
GERN|GERON CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|100
GERN|GERON CORPORATION|EGXM|CBOE TRADING, INC.|24540
GERN|GERON CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|20181
GERN|GERON CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20620
GERN|GERON CORPORATION|ETRS|E*Trade Securities LLC|4345409
GERN|GERON CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|2385518
GERN|GERON CORPORATION|FBRC|B. RILEY FBR, INC.|421997
GERN|GERON CORPORATION|FFSI|Firstrade Securities Inc.|560
GERN|GERON CORPORATION|FILL|Tradestation Securities, Inc.|68903
GERN|GERON CORPORATION|FINX|FINTECH SECURITIES|900
GERN|GERON CORPORATION|FMAF|NBCN Inc./ CDS|80448
GERN|GERON CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|6957038
GERN|GERON CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|144837
GERN|GERON CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|303110
GERN|GERON CORPORATION|FTBR|Foliofn Investments, Inc.|11185
GERN|GERON CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|467099
GERN|GERON CORPORATION|GLIS|TD Securities Inc|1530
GERN|GERON CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|24139
GERN|GERON CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|7248054
GERN|GERON CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|18900
GERN|GERON CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|11412
GERN|GERON CORPORATION|GTSZ|GTS SECURITIES LLC|149727
GERN|GERON CORPORATION|HAPX|HAP Trading, LLC|5651
GERN|GERON CORPORATION|HASF|Haywood Securities Inc./CDS|1875
GERN|GERON CORPORATION|HRBF|American Enterprise Investment Services Inc.|45968
GERN|GERON CORPORATION|HSBC|HSBC Securities, Inc.|900
GERN|GERON CORPORATION|IATS|INTERACTIVE BROKERS LLC|310420
GERN|GERON CORPORATION|IBKR|Interactive Brokers Llc|951687
GERN|GERON CORPORATION|ICBX|INSTINET, LLC|337512
GERN|GERON CORPORATION|IEQY|CITADEL SECURITIES LLC|309962
GERN|GERON CORPORATION|INCA|INSTINET, LLC|788100
GERN|GERON CORPORATION|INJX|INSTINET, LLC|13988
GERN|GERON CORPORATION|ITGI|ITG Inc.|42565
GERN|GERON CORPORATION|ITGP|ITG INC.|345200
GERN|GERON CORPORATION|JANY|Janney Montgomery Scott Inc.|19432
GERN|GERON CORPORATION|JEFF|JEFFERIES LLC|429755
GERN|GERON CORPORATION|JMPT|JUMP TRADING, LLC|194989
GERN|GERON CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|52750
GERN|GERON CORPORATION|JPMX|J.P. Morgan Securities LLC|901702
GERN|GERON CORPORATION|JSJX|JANE STREET CAPITAL LLC|8498
GERN|GERON CORPORATION|KCGM|VIRTU Americas LLC|663417
GERN|GERON CORPORATION|KCRD|PHX FINANCIAL, INC.|686
GERN|GERON CORPORATION|LEHM|Barclays Capital Inc./Le|2403383
GERN|GERON CORPORATION|LIME|Lime Brokerage LLC|285686
GERN|GERON CORPORATION|LMGP|LIME BROKERAGE LLC|10923
GERN|GERON CORPORATION|LOOP|Loop Capital Markets LLC|8108
GERN|GERON CORPORATION|LQNA|LIQUIDNET, INC.|5900
GERN|GERON CORPORATION|LSCI|Lek Securities Corporation|2700
GERN|GERON CORPORATION|MACQ|Macquarie Capital (USA) Inc.|2555
GERN|GERON CORPORATION|MAXM|Maxim Group LLC|110611
GERN|GERON CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|29691
GERN|GERON CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1301772
GERN|GERON CORPORATION|MOTF|MOTIF INVESTING, INC.|18
GERN|GERON CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|25944259
GERN|GERON CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|1526600
GERN|GERON CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|247200
GERN|GERON CORPORATION|NATL|National Securities Corporation|1000
GERN|GERON CORPORATION|NBCS|NBC Securities, INC.|1000
GERN|GERON CORPORATION|NFSC|National Financial Services LLC|6542314
GERN|GERON CORPORATION|NITE|VIRTU Americas LLC|8925635
GERN|GERON CORPORATION|NITP|VIRTU Americas LLC|73103
GERN|GERON CORPORATION|NQRB|Brut, LLC|33071
GERN|GERON CORPORATION|OPCO|Oppenheimer & Co. Inc.|76390
GERN|GERON CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3300
GERN|GERON CORPORATION|PCPT|PHILLIP CAPITAL INC.|69791
GERN|GERON CORPORATION|PDQM|CODA MARKETS, INC.|49698
GERN|GERON CORPORATION|PHLY|NASDAQ Execution Services, LLC|49600
GERN|GERON CORPORATION|PWJC|UBS Financial Services, Inc.|10000
GERN|GERON CORPORATION|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1500
GERN|GERON CORPORATION|RAJA|Raymond James & Associates, Inc.|71001
GERN|GERON CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|25760
GERN|GERON CORPORATION|RGLD|Regal Securities, Inc|74
GERN|GERON CORPORATION|SAGL|SAGETRADER, LLC|100
GERN|GERON CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|300
GERN|GERON CORPORATION|SBSH|Citigroup Global Markets Inc.|3688156
GERN|GERON CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|471369
GERN|GERON CORPORATION|SOGO|Wang Investment Associates, Inc.|3333
GERN|GERON CORPORATION|SPDR|SPEEDROUTE LLC|8797
GERN|GERON CORPORATION|SPNT|SEVEN POINTS CAPITAL, LLC|2800
GERN|GERON CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|500
GERN|GERON CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|20390
GERN|GERON CORPORATION|SWIM|TD Ameritrade, Inc.|2746353
GERN|GERON CORPORATION|SWST|Hilltop Securities Inc.|55725
GERN|GERON CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|115689
GERN|GERON CORPORATION|TRBT|Tradebot Systems, Inc.|12552
GERN|GERON CORPORATION|TRCM|TRC MARKETS LLC|55356
GERN|GERON CORPORATION|TWTT|TASTYWORKS, INC.|6100
GERN|GERON CORPORATION|UBSA|UBS SECURITIES LLC|3167791
GERN|GERON CORPORATION|UBSS|UBS Securities LLC|5658008
GERN|GERON CORPORATION|VALX|VIRTU AMERICAS LLC|652242
GERN|GERON CORPORATION|VGRD|Vanguard Marketing Corporation|515716
GERN|GERON CORPORATION|VSIN|Vision Financial Markets Llc|10051
GERN|GERON CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|6000
GERN|GERON CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|555967
GERN|GERON CORPORATION|WEDB|WEDBUSH SECURITIES INC.|7900
GERN|GERON CORPORATION|WEED|Weeden & Co.L.P.|1010
GERN|GERON CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|163964
GERN|GERON CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|169219
GERN|GERON CORPORATION|WGIF|CIBC World Markets Inc.|230656
GERN|GERON CORPORATION|WHOT|JUST2TRADE, INC.|100
GERN|GERON CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|189221
GERN|GERON CORPORATION|WTFS|JUST2TRADE, INC.|2472
GERN|GERON CORPORATION|XIST|INSTINET, LLC|600
GERN|GERON CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1246668
GERN|GERON CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|2482
GERN|GERON CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|92212
GES|GUESS INC.|ALTX|Alternet Securities Inc.|14852
GES|GUESS INC.|ANOS|ABEL/NOSER, L.L.C.|1495
GES|GUESS INC.|APCC|Apex Clearing Corporation|8487
GES|GUESS INC.|BARD|Robert W. Baird & Co. Incorporated|12500
GES|GUESS INC.|BATM|CBOE TRADING, INC.|6121
GES|GUESS INC.|BAYC|BAY CREST PARTNERS, LLC|9799
GES|GUESS INC.|BBNT|BB&T SECURITIES, LLC|100
GES|GUESS INC.|BERN|Sanford C. Bernstein & Co., LLC|36699
GES|GUESS INC.|BIDS|BIDS TRADING L.P.|200
GES|GUESS INC.|BIMI|Banca IMI Securities Corp.|1370
GES|GUESS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16744
GES|GUESS INC.|BLKX|INSTINET, LLC|13700
GES|GUESS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|85013
GES|GUESS INC.|BRVL|BLAYLOCK VAN, LLC|500
GES|GUESS INC.|BTIG|BTIG, LLC|17014
GES|GUESS INC.|BYXM|CBOE TRADING, INC.|800
GES|GUESS INC.|BZYD|GOLDMAN SACHS & CO. LLC|1000
GES|GUESS INC.|CANT|Cantor Fitzgerald & Co.|300
GES|GUESS INC.|CHAS|Charles Schwab & Co., Inc.|19010
GES|GUESS INC.|CIST|Capital Institutional Services, Inc.|281
GES|GUESS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|86551
GES|GUESS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GES|GUESS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|440490
GES|GUESS INC.|CTDL|Citadel Derivatives Group Llc|3392
GES|GUESS INC.|CTLR|CUTLER GROUP, LP|12973
GES|GUESS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|49840
GES|GUESS INC.|DBAB|Deutsche Bank Securities Inc.|294149
GES|GUESS INC.|DBAX|Deutsche Bank Securities Inc.|307000
GES|GUESS INC.|DCHF|Dart Executions, LLC|4391
GES|GUESS INC.|DEAN|MORGAN STANLEY|5259
GES|GUESS INC.|DEGS|RONIN PROFESSIONAL LLC|500
GES|GUESS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23
GES|GUESS INC.|EBXL|EBX LLC|121200
GES|GUESS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|21634
GES|GUESS INC.|EDJO|Edward D. Jones & Co., L.P.|3054
GES|GUESS INC.|EGAM|CBOE TRADING, INC.|26685
GES|GUESS INC.|EGAW|CBOE TRADING, INC.|799
GES|GUESS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
GES|GUESS INC.|EGXM|CBOE TRADING, INC.|2924
GES|GUESS INC.|ETBE|Electronic Transaction Clearing, Inc.|11247
GES|GUESS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|10645
GES|GUESS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20224
GES|GUESS INC.|ETRS|E*Trade Securities LLC|184946
GES|GUESS INC.|FBRC|B. RILEY FBR, INC.|20663
GES|GUESS INC.|FBSB|U.S. Bancorp Investments, Inc.|6
GES|GUESS INC.|FILL|Tradestation Securities, Inc.|15720
GES|GUESS INC.|FMAF|NBCN Inc./ CDS|2541
GES|GUESS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17285
GES|GUESS INC.|FQLS|Quantlab Securities LP|370775
GES|GUESS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|166816
GES|GUESS INC.|FTBR|Foliofn Investments, Inc.|1349
GES|GUESS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|13699
GES|GUESS INC.|GLIS|TD Securities Inc|3553
GES|GUESS INC.|GLPX|ACS EXECUTION SERVICES, LLC|47231
GES|GUESS INC.|GSCO|GOLDMAN SACHS & CO. LLC|716079
GES|GUESS INC.|GSCS|GOLDMAN SACHS & CO. LLC|2800
GES|GUESS INC.|GSLT|GOLDMAN SACHS & CO. LLC|4239
GES|GUESS INC.|GTSZ|GTS SECURITIES LLC|75887
GES|GUESS INC.|HRBF|American Enterprise Investment Services Inc.|3196
GES|GUESS INC.|IATS|INTERACTIVE BROKERS LLC|34546
GES|GUESS INC.|IBKR|Interactive Brokers Llc|46918
GES|GUESS INC.|ICBX|INSTINET, LLC|52398
GES|GUESS INC.|IEQY|CITADEL SECURITIES LLC|89140
GES|GUESS INC.|INCA|INSTINET, LLC|228645
GES|GUESS INC.|INJX|INSTINET, LLC|3375
GES|GUESS INC.|ITGI|ITG Inc.|77905
GES|GUESS INC.|ITGP|ITG INC.|99600
GES|GUESS INC.|JANY|Janney Montgomery Scott Inc.|36
GES|GUESS INC.|JEFF|JEFFERIES LLC|47608
GES|GUESS INC.|JMPT|JUMP TRADING, LLC|38265
GES|GUESS INC.|JPBX|J.P. MORGAN SECURITIES LLC|150716
GES|GUESS INC.|JPMX|J.P. Morgan Securities LLC|511488
GES|GUESS INC.|JSJX|JANE STREET CAPITAL LLC|3005
GES|GUESS INC.|KCGM|VIRTU Americas LLC|43042
GES|GUESS INC.|LEHM|Barclays Capital Inc./Le|617907
GES|GUESS INC.|LIME|Lime Brokerage LLC|19263
GES|GUESS INC.|LOOP|Loop Capital Markets LLC|300
GES|GUESS INC.|LQNA|LIQUIDNET, INC.|38500
GES|GUESS INC.|LSCI|Lek Securities Corporation|327
GES|GUESS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
GES|GUESS INC.|MAXM|Maxim Group LLC|13986
GES|GUESS INC.|MBTS|ALLY INVEST SECURITIES LLC|4016
GES|GUESS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102944
GES|GUESS INC.|MOTF|MOTIF INVESTING, INC.|16
GES|GUESS INC.|MSCO|MORGAN STANLEY & CO. LLC|1560702
GES|GUESS INC.|MSPL|MORGAN STANLEY & CO. LLC|462800
GES|GUESS INC.|MSTX|MORGAN STANLEY & CO. LLC|439100
GES|GUESS INC.|NEED|Needham & Company, LLC|3270
GES|GUESS INC.|NFSC|National Financial Services LLC|397060
GES|GUESS INC.|NITE|VIRTU Americas LLC|715803
GES|GUESS INC.|NITP|VIRTU Americas LLC|139
GES|GUESS INC.|NQRB|Brut, LLC|8398
GES|GUESS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|16500
GES|GUESS INC.|NTRC|Northern Trust Securities, Inc.|2319
GES|GUESS INC.|OHOS|TWO SIGMA SECURITIES, LLC|60595
GES|GUESS INC.|OPCO|Oppenheimer & Co. Inc.|1574
GES|GUESS INC.|PDQM|CODA MARKETS, INC.|81367
GES|GUESS INC.|PHLY|NASDAQ Execution Services, LLC|2200
GES|GUESS INC.|QMSR|QUATTRO M SECURITIES INC.|412
GES|GUESS INC.|RBCM|RBC CAPITAL MARKETS, LLC|6534
GES|GUESS INC.|SAGL|SAGETRADER, LLC|77174
GES|GUESS INC.|SAGW|SAGETRADER, LLC|500
GES|GUESS INC.|SBRX|MURIEL SIEBERT & CO INC|100
GES|GUESS INC.|SBSH|Citigroup Global Markets Inc.|124748
GES|GUESS INC.|SGMT|GOLDMAN SACHS & CO. LLC|81132
GES|GUESS INC.|SPDR|SPEEDROUTE LLC|6950
GES|GUESS INC.|SPNT|SEVEN POINTS CAPITAL, LLC|900
GES|GUESS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|758
GES|GUESS INC.|STKP|STOCKPILE INVESTMENTS, INC.|832
GES|GUESS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2897
GES|GUESS INC.|SWIM|TD Ameritrade, Inc.|323941
GES|GUESS INC.|SWST|Hilltop Securities Inc.|1302
GES|GUESS INC.|TKNG|ALLY INVEST SECURITIES LLC|15103
GES|GUESS INC.|TMBR|Timber Hill LLC|4003
GES|GUESS INC.|TRBT|Tradebot Systems, Inc.|185346
GES|GUESS INC.|TRCM|TRC MARKETS LLC|60807
GES|GUESS INC.|TWTT|TASTYWORKS, INC.|300
GES|GUESS INC.|UBSA|UBS SECURITIES LLC|384511
GES|GUESS INC.|UBSS|UBS Securities LLC|498962
GES|GUESS INC.|VALX|VIRTU AMERICAS LLC|11531
GES|GUESS INC.|VGRD|Vanguard Marketing Corporation|8066
GES|GUESS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|5693
GES|GUESS INC.|WCHV|WELLS FARGO SECURITIES, LLC|96304
GES|GUESS INC.|WEDB|WEDBUSH SECURITIES INC.|4706
GES|GUESS INC.|WEED|Weeden & Co.L.P.|1000
GES|GUESS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10262
GES|GUESS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23806
GES|GUESS INC.|WGIF|CIBC World Markets Inc.|1777
GES|GUESS INC.|WSEA|WOLVERINE SECURITIES, LLC|15864
GES|GUESS INC.|XIST|INSTINET, LLC|99200
GES|GUESS INC.|XPQR|Jump Trading|1400
GES|GUESS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|45900
GES|GUESS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1004
GES|GUESS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7906
GEVO|GEVO, INC.|ACLP|ALEXANDER CAPITAL, L.P.|145
GEVO|GEVO, INC.|AGIS|Aegis Capital Corp.|17521
GEVO|GEVO, INC.|ALTX|Alternet Securities Inc.|38791
GEVO|GEVO, INC.|APCC|Apex Clearing Corporation|443374
GEVO|GEVO, INC.|BANK|Primevest Financial Services, Inc.|684
GEVO|GEVO, INC.|BARD|Robert W. Baird & Co. Incorporated|152
GEVO|GEVO, INC.|BATM|CBOE TRADING, INC.|10176
GEVO|GEVO, INC.|BAYC|BAY CREST PARTNERS, LLC|3979
GEVO|GEVO, INC.|BAYT|BTIG, LLC|2200
GEVO|GEVO, INC.|BBNT|BB&T SECURITIES, LLC|684
GEVO|GEVO, INC.|BIAD|SAGETRADER, LLC|1
GEVO|GEVO, INC.|BIMI|Banca IMI Securities Corp.|182761
GEVO|GEVO, INC.|BKCM|BNY Mellon Capital Markets LLC|2261
GEVO|GEVO, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3202
GEVO|GEVO, INC.|BRGE|Newbridge Securities Corp.|4250
GEVO|GEVO, INC.|BYXM|CBOE TRADING, INC.|15986
GEVO|GEVO, INC.|CANT|Cantor Fitzgerald & Co.|3000
GEVO|GEVO, INC.|CBRA|Cobra Trading, Inc.|300
GEVO|GEVO, INC.|CHAS|Charles Schwab & Co., Inc.|51125
GEVO|GEVO, INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|15750
GEVO|GEVO, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|207087
GEVO|GEVO, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|518194
GEVO|GEVO, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|820425
GEVO|GEVO, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|1260
GEVO|GEVO, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1052248
GEVO|GEVO, INC.|CTDL|Citadel Derivatives Group Llc|7603
GEVO|GEVO, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|31830
GEVO|GEVO, INC.|DAVA|Davenport & Company LLC|225
GEVO|GEVO, INC.|DBAB|Deutsche Bank Securities Inc.|73985
GEVO|GEVO, INC.|DBAX|Deutsche Bank Securities Inc.|1444300
GEVO|GEVO, INC.|DEAN|MORGAN STANLEY|20786
GEVO|GEVO, INC.|DEGS|RONIN PROFESSIONAL LLC|14590
GEVO|GEVO, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24717
GEVO|GEVO, INC.|DJSA|Dawson James Securities, Inc|6000
GEVO|GEVO, INC.|EBXL|EBX LLC|387000
GEVO|GEVO, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|9557
GEVO|GEVO, INC.|EDJC|Edward Jones / CDS|100
GEVO|GEVO, INC.|EDJO|Edward D. Jones & Co., L.P.|3887
GEVO|GEVO, INC.|EGAM|CBOE TRADING, INC.|43740
GEVO|GEVO, INC.|EGAW|CBOE TRADING, INC.|3994
GEVO|GEVO, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1485
GEVO|GEVO, INC.|EGXM|CBOE TRADING, INC.|80111
GEVO|GEVO, INC.|EGXW|CBOE TRADING, INC.|72186
GEVO|GEVO, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|6029
GEVO|GEVO, INC.|ETBE|Electronic Transaction Clearing, Inc.|51735
GEVO|GEVO, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|31584
GEVO|GEVO, INC.|ETCC|Electronic Transaction Clearing, Inc.|9268
GEVO|GEVO, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46179
GEVO|GEVO, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9837
GEVO|GEVO, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|216013
GEVO|GEVO, INC.|ETRS|E*Trade Securities LLC|5927454
GEVO|GEVO, INC.|FBCO|Credit Suisse Securities (USA) LLC|1688324
GEVO|GEVO, INC.|FBSB|U.S. Bancorp Investments, Inc.|102
GEVO|GEVO, INC.|FILL|Tradestation Securities, Inc.|321900
GEVO|GEVO, INC.|FMAF|NBCN Inc./ CDS|24598
GEVO|GEVO, INC.|FOMA|TD AMERITRADE CLEARING, INC.|8069256
GEVO|GEVO, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79318
GEVO|GEVO, INC.|FTBR|Foliofn Investments, Inc.|74698
GEVO|GEVO, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|79463
GEVO|GEVO, INC.|GLIS|TD Securities Inc|3976
GEVO|GEVO, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1152045
GEVO|GEVO, INC.|GSCO|GOLDMAN SACHS & CO. LLC|306283
GEVO|GEVO, INC.|GSCS|GOLDMAN SACHS & CO. LLC|52753
GEVO|GEVO, INC.|GSLT|GOLDMAN SACHS & CO. LLC|191683
GEVO|GEVO, INC.|GTSZ|GTS SECURITIES LLC|316393
GEVO|GEVO, INC.|HRBF|American Enterprise Investment Services Inc.|14053
GEVO|GEVO, INC.|HSBC|HSBC Securities, Inc.|6429
GEVO|GEVO, INC.|IATS|INTERACTIVE BROKERS LLC|354015
GEVO|GEVO, INC.|IBKR|Interactive Brokers Llc|5077326
GEVO|GEVO, INC.|ICBX|INSTINET, LLC|261313
GEVO|GEVO, INC.|INCA|INSTINET, LLC|2736900
GEVO|GEVO, INC.|INJX|INSTINET, LLC|6316
GEVO|GEVO, INC.|ITGI|ITG Inc.|1205934
GEVO|GEVO, INC.|ITGP|ITG INC.|201800
GEVO|GEVO, INC.|JANY|Janney Montgomery Scott Inc.|3500
GEVO|GEVO, INC.|JEFF|JEFFERIES LLC|19132
GEVO|GEVO, INC.|JMPT|JUMP TRADING, LLC|93767
GEVO|GEVO, INC.|JPMX|J.P. Morgan Securities LLC|288161
GEVO|GEVO, INC.|JSJX|JANE STREET CAPITAL LLC|5695
GEVO|GEVO, INC.|KCGM|VIRTU Americas LLC|280523
GEVO|GEVO, INC.|LAFC|R. F. Lafferty & Co., Inc.|100
GEVO|GEVO, INC.|LEHM|Barclays Capital Inc./Le|1101232
GEVO|GEVO, INC.|LIME|Lime Brokerage LLC|294923
GEVO|GEVO, INC.|LSCI|Lek Securities Corporation|23094
GEVO|GEVO, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|25690
GEVO|GEVO, INC.|MAVB|Great Point Capital LLC|2100
GEVO|GEVO, INC.|MAXM|Maxim Group LLC|26912
GEVO|GEVO, INC.|MBTS|ALLY INVEST SECURITIES LLC|55266
GEVO|GEVO, INC.|MICA|Spartan Securities Group, Ltd.|466125
GEVO|GEVO, INC.|MILE|I-Bankers Securities, Inc.|1279
GEVO|GEVO, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|210966
GEVO|GEVO, INC.|MOTF|MOTIF INVESTING, INC.|70
GEVO|GEVO, INC.|MSCO|MORGAN STANLEY & CO. LLC|4620061
GEVO|GEVO, INC.|MSPL|MORGAN STANLEY & CO. LLC|32400
GEVO|GEVO, INC.|NATL|National Securities Corporation|63412
GEVO|GEVO, INC.|NFSC|National Financial Services LLC|7270059
GEVO|GEVO, INC.|NITE|VIRTU Americas LLC|17218767
GEVO|GEVO, INC.|NMRA|Nomura Securities International, Inc.|500
GEVO|GEVO, INC.|NORT|Northland Securities, Inc.|1200
GEVO|GEVO, INC.|NQRB|Brut, LLC|17635
GEVO|GEVO, INC.|OPCO|Oppenheimer & Co. Inc.|5853
GEVO|GEVO, INC.|PCPT|PHILLIP CAPITAL INC.|6723
GEVO|GEVO, INC.|PDQM|CODA MARKETS, INC.|1239201
GEVO|GEVO, INC.|PINT|PRECISION SECURITIES, LLC|200
GEVO|GEVO, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|54387
GEVO|GEVO, INC.|PUMA|Puma Capital, Llc|183771
GEVO|GEVO, INC.|PWJC|UBS Financial Services, Inc.|20935
GEVO|GEVO, INC.|RAJA|Raymond James & Associates, Inc.|30728
GEVO|GEVO, INC.|RBCM|RBC CAPITAL MARKETS, LLC|15653
GEVO|GEVO, INC.|RGLD|Regal Securities, Inc|150
GEVO|GEVO, INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|800
GEVO|GEVO, INC.|SAGL|SAGETRADER, LLC|28955
GEVO|GEVO, INC.|SAGW|SAGETRADER, LLC|125
GEVO|GEVO, INC.|SALI|INTL FCSTONE FINANCIAL INC.|13400
GEVO|GEVO, INC.|SBSH|Citigroup Global Markets Inc.|127742
GEVO|GEVO, INC.|SGMT|GOLDMAN SACHS & CO. LLC|365151
GEVO|GEVO, INC.|SOGO|Wang Investment Associates, Inc.|1602
GEVO|GEVO, INC.|SPDR|SPEEDROUTE LLC|2005196
GEVO|GEVO, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|100
GEVO|GEVO, INC.|SPTD|MINT GLOBAL MARKETS, INC.|14585
GEVO|GEVO, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3753
GEVO|GEVO, INC.|STKP|STOCKPILE INVESTMENTS, INC.|984
GEVO|GEVO, INC.|STXG|Stockcross Financial Services, Inc.|17
GEVO|GEVO, INC.|SWIM|TD Ameritrade, Inc.|5135697
GEVO|GEVO, INC.|SWST|Hilltop Securities Inc.|450
GEVO|GEVO, INC.|TDFS|TRADERFIELD SECURITIES INC.|500
GEVO|GEVO, INC.|TKNG|ALLY INVEST SECURITIES LLC|79241
GEVO|GEVO, INC.|TRBT|Tradebot Systems, Inc.|34765
GEVO|GEVO, INC.|TRCM|TRC MARKETS LLC|5192
GEVO|GEVO, INC.|TWTT|TASTYWORKS, INC.|4843
GEVO|GEVO, INC.|UBSA|UBS SECURITIES LLC|1994197
GEVO|GEVO, INC.|UBSS|UBS Securities LLC|1301780
GEVO|GEVO, INC.|VALX|VIRTU AMERICAS LLC|500
GEVO|GEVO, INC.|VGRD|Vanguard Marketing Corporation|205322
GEVO|GEVO, INC.|VIEW|VIEWTRADE SECURITIES LLC|4139
GEVO|GEVO, INC.|VSIN|Vision Financial Markets Llc|193890
GEVO|GEVO, INC.|WABR|Wall Street Access|4700
GEVO|GEVO, INC.|WAIN|H.C. Wainwright & Co., Inc.|1128432
GEVO|GEVO, INC.|WCHV|WELLS FARGO SECURITIES, LLC|191100
GEVO|GEVO, INC.|WEDB|WEDBUSH SECURITIES INC.|2345365
GEVO|GEVO, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|118058
GEVO|GEVO, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2886
GEVO|GEVO, INC.|WGIF|CIBC World Markets Inc.|56351
GEVO|GEVO, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
GEVO|GEVO, INC.|WSEA|WOLVERINE SECURITIES, LLC|269368
GEVO|GEVO, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|7243
GEVO|GEVO, INC.|WTFS|JUST2TRADE, INC.|140
GEVO|GEVO, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|481448
GEVO|GEVO, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|105461
GEVO|GEVO, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32859
GEX|VE VCTR GBL ALT EGY|APCC|Apex Clearing Corporation|55
GEX|VE VCTR GBL ALT EGY|BANK|Primevest Financial Services, Inc.|161
GEX|VE VCTR GBL ALT EGY|CHAS|Charles Schwab & Co., Inc.|5
GEX|VE VCTR GBL ALT EGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13
GEX|VE VCTR GBL ALT EGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GEX|VE VCTR GBL ALT EGY|CTDL|Citadel Derivatives Group Llc|726
GEX|VE VCTR GBL ALT EGY|DBAX|Deutsche Bank Securities Inc.|200
GEX|VE VCTR GBL ALT EGY|DEAN|MORGAN STANLEY|21
GEX|VE VCTR GBL ALT EGY|EBXL|EBX LLC|1200
GEX|VE VCTR GBL ALT EGY|EDJC|Edward Jones / CDS|70
GEX|VE VCTR GBL ALT EGY|EDJO|Edward D. Jones & Co., L.P.|978
GEX|VE VCTR GBL ALT EGY|ETRS|E*Trade Securities LLC|178
GEX|VE VCTR GBL ALT EGY|FMAF|NBCN Inc./ CDS|68
GEX|VE VCTR GBL ALT EGY|FTBR|Foliofn Investments, Inc.|27
GEX|VE VCTR GBL ALT EGY|HRBF|American Enterprise Investment Services Inc.|932
GEX|VE VCTR GBL ALT EGY|IATS|INTERACTIVE BROKERS LLC|100
GEX|VE VCTR GBL ALT EGY|IBKR|Interactive Brokers Llc|17
GEX|VE VCTR GBL ALT EGY|ICBX|INSTINET, LLC|1000
GEX|VE VCTR GBL ALT EGY|JANY|Janney Montgomery Scott Inc.|62
GEX|VE VCTR GBL ALT EGY|JSJX|JANE STREET CAPITAL LLC|1264
GEX|VE VCTR GBL ALT EGY|LEHM|Barclays Capital Inc./Le|3600
GEX|VE VCTR GBL ALT EGY|LIME|Lime Brokerage LLC|1
GEX|VE VCTR GBL ALT EGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|900
GEX|VE VCTR GBL ALT EGY|MOTF|MOTIF INVESTING, INC.|1
GEX|VE VCTR GBL ALT EGY|MSCO|MORGAN STANLEY & CO. LLC|668
GEX|VE VCTR GBL ALT EGY|NFSC|National Financial Services LLC|2195
GEX|VE VCTR GBL ALT EGY|NITE|VIRTU Americas LLC|4280
GEX|VE VCTR GBL ALT EGY|RBCM|RBC CAPITAL MARKETS, LLC|217
GEX|VE VCTR GBL ALT EGY|SBSH|Citigroup Global Markets Inc.|4
GEX|VE VCTR GBL ALT EGY|SGMT|GOLDMAN SACHS & CO. LLC|300
GEX|VE VCTR GBL ALT EGY|STFL|Stifel, Nicolaus & Company, Incorporated|226
GEX|VE VCTR GBL ALT EGY|STKP|STOCKPILE INVESTMENTS, INC.|8
GEX|VE VCTR GBL ALT EGY|SWIM|TD Ameritrade, Inc.|10
GEX|VE VCTR GBL ALT EGY|SWST|Hilltop Securities Inc.|400
GEX|VE VCTR GBL ALT EGY|UBSA|UBS SECURITIES LLC|1653
GEX|VE VCTR GBL ALT EGY|UBSS|UBS Securities LLC|3486
GEX|VE VCTR GBL ALT EGY|VGRD|Vanguard Marketing Corporation|384
GEX|VE VCTR GBL ALT EGY|WCHV|WELLS FARGO SECURITIES, LLC|13099
GEX|VE VCTR GBL ALT EGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25
GEX|VE VCTR GBL ALT EGY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|26
GEX|VE VCTR GBL ALT EGY|WSEA|WOLVERINE SECURITIES, LLC|62
GEX|VE VCTR GBL ALT EGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1704
GF|GERMANY FUND NEW THE|AGIS|Aegis Capital Corp.|298
GF|GERMANY FUND NEW THE|ALTX|Alternet Securities Inc.|400
GF|GERMANY FUND NEW THE|APCC|Apex Clearing Corporation|57
GF|GERMANY FUND NEW THE|BANK|Primevest Financial Services, Inc.|1
GF|GERMANY FUND NEW THE|BARD|Robert W. Baird & Co. Incorporated|7
GF|GERMANY FUND NEW THE|BATM|CBOE TRADING, INC.|70
GF|GERMANY FUND NEW THE|CANT|Cantor Fitzgerald & Co.|99
GF|GERMANY FUND NEW THE|CHAS|Charles Schwab & Co., Inc.|7
GF|GERMANY FUND NEW THE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
GF|GERMANY FUND NEW THE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|536
GF|GERMANY FUND NEW THE|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
GF|GERMANY FUND NEW THE|DBAX|Deutsche Bank Securities Inc.|400
GF|GERMANY FUND NEW THE|DEAN|MORGAN STANLEY|8
GF|GERMANY FUND NEW THE|EBXL|EBX LLC|400
GF|GERMANY FUND NEW THE|EDJO|Edward D. Jones & Co., L.P.|1738
GF|GERMANY FUND NEW THE|EGAM|CBOE TRADING, INC.|1300
GF|GERMANY FUND NEW THE|ETRS|E*Trade Securities LLC|3506
GF|GERMANY FUND NEW THE|FBSB|U.S. Bancorp Investments, Inc.|17
GF|GERMANY FUND NEW THE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|837
GF|GERMANY FUND NEW THE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76
GF|GERMANY FUND NEW THE|FTBR|Foliofn Investments, Inc.|246
GF|GERMANY FUND NEW THE|GSCO|GOLDMAN SACHS & CO. LLC|100
GF|GERMANY FUND NEW THE|GSLT|GOLDMAN SACHS & CO. LLC|82
GF|GERMANY FUND NEW THE|GTSZ|GTS SECURITIES LLC|1300
GF|GERMANY FUND NEW THE|HRBF|American Enterprise Investment Services Inc.|4642
GF|GERMANY FUND NEW THE|IATS|INTERACTIVE BROKERS LLC|2121
GF|GERMANY FUND NEW THE|IBKR|Interactive Brokers Llc|8986
GF|GERMANY FUND NEW THE|ICBX|INSTINET, LLC|800
GF|GERMANY FUND NEW THE|INCA|INSTINET, LLC|1097
GF|GERMANY FUND NEW THE|ITGI|ITG Inc.|2504
GF|GERMANY FUND NEW THE|ITGP|ITG INC.|6000
GF|GERMANY FUND NEW THE|JANY|Janney Montgomery Scott Inc.|5
GF|GERMANY FUND NEW THE|JPMX|J.P. Morgan Securities LLC|200
GF|GERMANY FUND NEW THE|KCGM|VIRTU Americas LLC|1297
GF|GERMANY FUND NEW THE|LEHM|Barclays Capital Inc./Le|13011
GF|GERMANY FUND NEW THE|LIME|Lime Brokerage LLC|140
GF|GERMANY FUND NEW THE|MSCO|MORGAN STANLEY & CO. LLC|1872
GF|GERMANY FUND NEW THE|NFSC|National Financial Services LLC|15729
GF|GERMANY FUND NEW THE|NITE|VIRTU Americas LLC|24166
GF|GERMANY FUND NEW THE|NQRB|Brut, LLC|100
GF|GERMANY FUND NEW THE|NTRC|Northern Trust Securities, Inc.|1
GF|GERMANY FUND NEW THE|OPCO|Oppenheimer & Co. Inc.|526
GF|GERMANY FUND NEW THE|PWJC|UBS Financial Services, Inc.|800
GF|GERMANY FUND NEW THE|RBCM|RBC CAPITAL MARKETS, LLC|1776
GF|GERMANY FUND NEW THE|SALI|INTL FCSTONE FINANCIAL INC.|1560
GF|GERMANY FUND NEW THE|SBRX|MURIEL SIEBERT & CO INC|100
GF|GERMANY FUND NEW THE|SGMT|GOLDMAN SACHS & CO. LLC|1100
GF|GERMANY FUND NEW THE|STFL|Stifel, Nicolaus & Company, Incorporated|2883
GF|GERMANY FUND NEW THE|STXG|Stockcross Financial Services, Inc.|17
GF|GERMANY FUND NEW THE|SWIM|TD Ameritrade, Inc.|50
GF|GERMANY FUND NEW THE|TKNG|ALLY INVEST SECURITIES LLC|100
GF|GERMANY FUND NEW THE|TRBT|Tradebot Systems, Inc.|793
GF|GERMANY FUND NEW THE|UBSA|UBS SECURITIES LLC|4851
GF|GERMANY FUND NEW THE|UBSS|UBS Securities LLC|6146
GF|GERMANY FUND NEW THE|VGRD|Vanguard Marketing Corporation|3405
GF|GERMANY FUND NEW THE|WBET|Wallachbeth Capital LLC|100
GF|GERMANY FUND NEW THE|WCHV|WELLS FARGO SECURITIES, LLC|1661
GF|GERMANY FUND NEW THE|WEED|Weeden & Co.L.P.|800
GF|GERMANY FUND NEW THE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4309
GF|GERMANY FUND NEW THE|WGIF|CIBC World Markets Inc.|35
GF|GERMANY FUND NEW THE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|80
GF|GERMANY FUND NEW THE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13
GFA|GAFISA SA ADR|APCC|Apex Clearing Corporation|605
GFA|GAFISA SA ADR|BATM|CBOE TRADING, INC.|100
GFA|GAFISA SA ADR|BERN|Sanford C. Bernstein & Co., LLC|268
GFA|GAFISA SA ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2500
GFA|GAFISA SA ADR|DBAB|Deutsche Bank Securities Inc.|1800
GFA|GAFISA SA ADR|DBAX|Deutsche Bank Securities Inc.|200
GFA|GAFISA SA ADR|DCHF|Dart Executions, LLC|200
GFA|GAFISA SA ADR|DEAN|MORGAN STANLEY|4320
GFA|GAFISA SA ADR|DEGS|RONIN PROFESSIONAL LLC|1751
GFA|GAFISA SA ADR|EBXL|EBX LLC|1200
GFA|GAFISA SA ADR|ETRS|E*Trade Securities LLC|12708
GFA|GAFISA SA ADR|FMAF|NBCN Inc./ CDS|29
GFA|GAFISA SA ADR|FQLS|Quantlab Securities LP|46
GFA|GAFISA SA ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4559
GFA|GAFISA SA ADR|GLPX|ACS EXECUTION SERVICES, LLC|100
GFA|GAFISA SA ADR|GSLT|GOLDMAN SACHS & CO. LLC|200
GFA|GAFISA SA ADR|GTSZ|GTS SECURITIES LLC|1751
GFA|GAFISA SA ADR|IATS|INTERACTIVE BROKERS LLC|1015
GFA|GAFISA SA ADR|IBKR|Interactive Brokers Llc|5260
GFA|GAFISA SA ADR|ICBX|INSTINET, LLC|300
GFA|GAFISA SA ADR|INCA|INSTINET, LLC|774
GFA|GAFISA SA ADR|ITGI|ITG Inc.|250
GFA|GAFISA SA ADR|ITGP|ITG INC.|200
GFA|GAFISA SA ADR|JPMX|J.P. Morgan Securities LLC|1135
GFA|GAFISA SA ADR|KCGM|VIRTU Americas LLC|300
GFA|GAFISA SA ADR|LEHM|Barclays Capital Inc./Le|2400
GFA|GAFISA SA ADR|LIME|Lime Brokerage LLC|4494
GFA|GAFISA SA ADR|LSCI|Lek Securities Corporation|9811
GFA|GAFISA SA ADR|MBTS|ALLY INVEST SECURITIES LLC|3725
GFA|GAFISA SA ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
GFA|GAFISA SA ADR|MSCO|MORGAN STANLEY & CO. LLC|38479
GFA|GAFISA SA ADR|MSPL|MORGAN STANLEY & CO. LLC|7600
GFA|GAFISA SA ADR|NFSC|National Financial Services LLC|17693
GFA|GAFISA SA ADR|NITE|VIRTU Americas LLC|52863
GFA|GAFISA SA ADR|PDQM|CODA MARKETS, INC.|140
GFA|GAFISA SA ADR|RBCM|RBC CAPITAL MARKETS, LLC|2307
GFA|GAFISA SA ADR|SBSH|Citigroup Global Markets Inc.|890
GFA|GAFISA SA ADR|SGMT|GOLDMAN SACHS & CO. LLC|100
GFA|GAFISA SA ADR|SPDR|SPEEDROUTE LLC|100
GFA|GAFISA SA ADR|SWIM|TD Ameritrade, Inc.|1332
GFA|GAFISA SA ADR|UBSA|UBS SECURITIES LLC|4068
GFA|GAFISA SA ADR|UBSS|UBS Securities LLC|3261
GFA|GAFISA SA ADR|VGRD|Vanguard Marketing Corporation|694
GFA|GAFISA SA ADR|WCHV|WELLS FARGO SECURITIES, LLC|1799
GFA|GAFISA SA ADR|WSEA|WOLVERINE SECURITIES, LLC|1180
GFED|GUARANTY FEDL BCSHS|BNKS|Fig Partners, LLC|595
GFED|GUARANTY FEDL BCSHS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|347
GFED|GUARANTY FEDL BCSHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1329
GFED|GUARANTY FEDL BCSHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GFED|GUARANTY FEDL BCSHS|CTDL|Citadel Derivatives Group Llc|1
GFED|GUARANTY FEDL BCSHS|DBAB|Deutsche Bank Securities Inc.|70
GFED|GUARANTY FEDL BCSHS|DEAN|MORGAN STANLEY|410
GFED|GUARANTY FEDL BCSHS|EDJO|Edward D. Jones & Co., L.P.|754
GFED|GUARANTY FEDL BCSHS|FBCO|Credit Suisse Securities (USA) LLC|149
GFED|GUARANTY FEDL BCSHS|FOMA|TD AMERITRADE CLEARING, INC.|716
GFED|GUARANTY FEDL BCSHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107
GFED|GUARANTY FEDL BCSHS|FTBR|Foliofn Investments, Inc.|1
GFED|GUARANTY FEDL BCSHS|GSCO|GOLDMAN SACHS & CO. LLC|539
GFED|GUARANTY FEDL BCSHS|IBKR|Interactive Brokers Llc|67
GFED|GUARANTY FEDL BCSHS|INCA|INSTINET, LLC|383
GFED|GUARANTY FEDL BCSHS|INJX|INSTINET, LLC|100
GFED|GUARANTY FEDL BCSHS|ITGI|ITG Inc.|871
GFED|GUARANTY FEDL BCSHS|LEHM|Barclays Capital Inc./Le|81
GFED|GUARANTY FEDL BCSHS|LIME|Lime Brokerage LLC|964
GFED|GUARANTY FEDL BCSHS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GFED|GUARANTY FEDL BCSHS|MSCO|MORGAN STANLEY & CO. LLC|661
GFED|GUARANTY FEDL BCSHS|NFSC|National Financial Services LLC|25
GFED|GUARANTY FEDL BCSHS|NITE|VIRTU Americas LLC|1137
GFED|GUARANTY FEDL BCSHS|NQRB|Brut, LLC|100
GFED|GUARANTY FEDL BCSHS|OPCO|Oppenheimer & Co. Inc.|684
GFED|GUARANTY FEDL BCSHS|TRCM|TRC MARKETS LLC|615
GFED|GUARANTY FEDL BCSHS|UBSA|UBS SECURITIES LLC|8
GFED|GUARANTY FEDL BCSHS|UBSS|UBS Securities LLC|3839
GFED|GUARANTY FEDL BCSHS|WCHV|WELLS FARGO SECURITIES, LLC|315
GFED|GUARANTY FEDL BCSHS|WSEA|WOLVERINE SECURITIES, LLC|1
GFED|GUARANTY FEDL BCSHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|205
GFF|GRIFFON CP|AGIS|Aegis Capital Corp.|1000
GFF|GRIFFON CP|APCC|Apex Clearing Corporation|1922
GFF|GRIFFON CP|BARD|Robert W. Baird & Co. Incorporated|3917
GFF|GRIFFON CP|BATM|CBOE TRADING, INC.|647
GFF|GRIFFON CP|BAYC|BAY CREST PARTNERS, LLC|366
GFF|GRIFFON CP|BAYT|BTIG, LLC|800
GFF|GRIFFON CP|BBNT|BB&T SECURITIES, LLC|3000
GFF|GRIFFON CP|BERN|Sanford C. Bernstein & Co., LLC|19601
GFF|GRIFFON CP|BIAD|SAGETRADER, LLC|499
GFF|GRIFFON CP|BIDS|BIDS TRADING L.P.|1000
GFF|GRIFFON CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
GFF|GRIFFON CP|BRVL|BLAYLOCK VAN, LLC|800
GFF|GRIFFON CP|BTIG|BTIG, LLC|120
GFF|GRIFFON CP|BYXM|CBOE TRADING, INC.|300
GFF|GRIFFON CP|BZYD|GOLDMAN SACHS & CO. LLC|1000
GFF|GRIFFON CP|CHAS|Charles Schwab & Co., Inc.|501
GFF|GRIFFON CP|CIST|Capital Institutional Services, Inc.|1848
GFF|GRIFFON CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50970
GFF|GRIFFON CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|603
GFF|GRIFFON CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5250
GFF|GRIFFON CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|219193
GFF|GRIFFON CP|CTDL|Citadel Derivatives Group Llc|1481
GFF|GRIFFON CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|25284
GFF|GRIFFON CP|DBAB|Deutsche Bank Securities Inc.|54830
GFF|GRIFFON CP|DBAX|Deutsche Bank Securities Inc.|169800
GFF|GRIFFON CP|DCHF|Dart Executions, LLC|1500
GFF|GRIFFON CP|DEAN|MORGAN STANLEY|13846
GFF|GRIFFON CP|DEGS|RONIN PROFESSIONAL LLC|35970
GFF|GRIFFON CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2800
GFF|GRIFFON CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2500
GFF|GRIFFON CP|EBXL|EBX LLC|70000
GFF|GRIFFON CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|14497
GFF|GRIFFON CP|EGAM|CBOE TRADING, INC.|17878
GFF|GRIFFON CP|EGAW|CBOE TRADING, INC.|50
GFF|GRIFFON CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
GFF|GRIFFON CP|EGXM|CBOE TRADING, INC.|807
GFF|GRIFFON CP|EGXW|CBOE TRADING, INC.|100
GFF|GRIFFON CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5300
GFF|GRIFFON CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
GFF|GRIFFON CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3434
GFF|GRIFFON CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|224
GFF|GRIFFON CP|ETRS|E*Trade Securities LLC|43454
GFF|GRIFFON CP|FILL|Tradestation Securities, Inc.|914
GFF|GRIFFON CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3166
GFF|GRIFFON CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20252
GFF|GRIFFON CP|FTBR|Foliofn Investments, Inc.|6
GFF|GRIFFON CP|GEBB|GLOBAL EXECUTION BROKERS, LP|7795
GFF|GRIFFON CP|GLIS|TD Securities Inc|1660
GFF|GRIFFON CP|GLPX|ACS EXECUTION SERVICES, LLC|6926
GFF|GRIFFON CP|GSCO|GOLDMAN SACHS & CO. LLC|152178
GFF|GRIFFON CP|GSCS|GOLDMAN SACHS & CO. LLC|3905
GFF|GRIFFON CP|GSLT|GOLDMAN SACHS & CO. LLC|4924
GFF|GRIFFON CP|GTSZ|GTS SECURITIES LLC|40262
GFF|GRIFFON CP|HPPX|POTAMUS TRADING, LLC|1761
GFF|GRIFFON CP|HRBF|American Enterprise Investment Services Inc.|301
GFF|GRIFFON CP|IATS|INTERACTIVE BROKERS LLC|9951
GFF|GRIFFON CP|IBKR|Interactive Brokers Llc|71634
GFF|GRIFFON CP|ICBX|INSTINET, LLC|54379
GFF|GRIFFON CP|IEQY|CITADEL SECURITIES LLC|3504
GFF|GRIFFON CP|INCA|INSTINET, LLC|68643
GFF|GRIFFON CP|INJX|INSTINET, LLC|15711
GFF|GRIFFON CP|ITGI|ITG Inc.|25211
GFF|GRIFFON CP|ITGP|ITG INC.|98000
GFF|GRIFFON CP|JEFF|JEFFERIES LLC|64483
GFF|GRIFFON CP|JMPT|JUMP TRADING, LLC|6176
GFF|GRIFFON CP|JONE|JonesTrading|11100
GFF|GRIFFON CP|JPBX|J.P. MORGAN SECURITIES LLC|19177
GFF|GRIFFON CP|JPMX|J.P. Morgan Securities LLC|685630
GFF|GRIFFON CP|JSJX|JANE STREET CAPITAL LLC|11989
GFF|GRIFFON CP|KCGM|VIRTU Americas LLC|70489
GFF|GRIFFON CP|KING|C. L. King & Associates, Inc.|1300
GFF|GRIFFON CP|LEHM|Barclays Capital Inc./Le|313907
GFF|GRIFFON CP|LGNT|COR CLEARING LLC|13
GFF|GRIFFON CP|LIME|Lime Brokerage LLC|12034
GFF|GRIFFON CP|LOOP|Loop Capital Markets LLC|100
GFF|GRIFFON CP|LQNA|LIQUIDNET, INC.|30900
GFF|GRIFFON CP|LSCI|Lek Securities Corporation|129
GFF|GRIFFON CP|LTCO|Ladenburg, Thalmann & Co., Inc.|1000
GFF|GRIFFON CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|159350
GFF|GRIFFON CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6063
GFF|GRIFFON CP|MSCO|MORGAN STANLEY & CO. LLC|209205
GFF|GRIFFON CP|MSPL|MORGAN STANLEY & CO. LLC|212100
GFF|GRIFFON CP|MSTX|MORGAN STANLEY & CO. LLC|25500
GFF|GRIFFON CP|NFSC|National Financial Services LLC|30182
GFF|GRIFFON CP|NITE|VIRTU Americas LLC|190838
GFF|GRIFFON CP|NITP|VIRTU Americas LLC|6811
GFF|GRIFFON CP|NQRB|Brut, LLC|2068
GFF|GRIFFON CP|ONEL|O'NEIL SECURITIES, INCORPORATED|414
GFF|GRIFFON CP|OPCO|Oppenheimer & Co. Inc.|2150
GFF|GRIFFON CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
GFF|GRIFFON CP|PDQM|CODA MARKETS, INC.|26249
GFF|GRIFFON CP|PREC|PRECISION SECURITIES, LLC|2800
GFF|GRIFFON CP|PWJC|UBS Financial Services, Inc.|4774
GFF|GRIFFON CP|RBCM|RBC CAPITAL MARKETS, LLC|1290
GFF|GRIFFON CP|RJLC|RJL CAPITAL GROUP, LLC|12337
GFF|GRIFFON CP|SAGL|SAGETRADER, LLC|2266
GFF|GRIFFON CP|SBSH|Citigroup Global Markets Inc.|13877
GFF|GRIFFON CP|SGMT|GOLDMAN SACHS & CO. LLC|131497
GFF|GRIFFON CP|SPDR|SPEEDROUTE LLC|10494
GFF|GRIFFON CP|STFL|Stifel, Nicolaus & Company, Incorporated|2060
GFF|GRIFFON CP|STKP|STOCKPILE INVESTMENTS, INC.|252
GFF|GRIFFON CP|SWIM|TD Ameritrade, Inc.|50987
GFF|GRIFFON CP|SWST|Hilltop Securities Inc.|1858
GFF|GRIFFON CP|TKNG|ALLY INVEST SECURITIES LLC|32
GFF|GRIFFON CP|TMBR|Timber Hill LLC|317
GFF|GRIFFON CP|TRBT|Tradebot Systems, Inc.|8679
GFF|GRIFFON CP|TRCM|TRC MARKETS LLC|16318
GFF|GRIFFON CP|TWTT|TASTYWORKS, INC.|100
GFF|GRIFFON CP|UBSS|UBS Securities LLC|262853
GFF|GRIFFON CP|VALX|VIRTU AMERICAS LLC|32377
GFF|GRIFFON CP|VGRD|Vanguard Marketing Corporation|17383
GFF|GRIFFON CP|WABR|Wall Street Access|200
GFF|GRIFFON CP|WBPX|SUMMIT SECURITIES GROUP, LLC|600
GFF|GRIFFON CP|WCHV|WELLS FARGO SECURITIES, LLC|69405
GFF|GRIFFON CP|WDNX|WEEDEN & CO.L.P.|7690
GFF|GRIFFON CP|WEDB|WEDBUSH SECURITIES INC.|100
GFF|GRIFFON CP|WEED|Weeden & Co.L.P.|6300
GFF|GRIFFON CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16394
GFF|GRIFFON CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6272
GFF|GRIFFON CP|WFPB|Wells Fargo Securities, LLC.|1800
GFF|GRIFFON CP|WGIF|CIBC World Markets Inc.|35
GFF|GRIFFON CP|WSEA|WOLVERINE SECURITIES, LLC|4218
GFF|GRIFFON CP|XIST|INSTINET, LLC|39232
GFF|GRIFFON CP|XPQR|Jump Trading|100
GFF|GRIFFON CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|10900
GFF|GRIFFON CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53
GFI|GOLD FIELDS LIMITED|ALTX|Alternet Securities Inc.|20600
GFI|GOLD FIELDS LIMITED|APCC|Apex Clearing Corporation|1461
GFI|GOLD FIELDS LIMITED|BATM|CBOE TRADING, INC.|300
GFI|GOLD FIELDS LIMITED|BERN|Sanford C. Bernstein & Co., LLC|670996
GFI|GOLD FIELDS LIMITED|BIDS|BIDS TRADING L.P.|1900
GFI|GOLD FIELDS LIMITED|BIMI|Banca IMI Securities Corp.|5990
GFI|GOLD FIELDS LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31706
GFI|GOLD FIELDS LIMITED|BLKX|INSTINET, LLC|133200
GFI|GOLD FIELDS LIMITED|BNPX|BNP PARIBAS SECURITIES CORP.|1895
GFI|GOLD FIELDS LIMITED|BZYD|GOLDMAN SACHS & CO. LLC|10840
GFI|GOLD FIELDS LIMITED|CANT|Cantor Fitzgerald & Co.|76
GFI|GOLD FIELDS LIMITED|CHAS|Charles Schwab & Co., Inc.|972801
GFI|GOLD FIELDS LIMITED|CLSA|CLSA AMERICAS, LLC|18700
GFI|GOLD FIELDS LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9470
GFI|GOLD FIELDS LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
GFI|GOLD FIELDS LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|985117
GFI|GOLD FIELDS LIMITED|CTDL|Citadel Derivatives Group Llc|1540
GFI|GOLD FIELDS LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|317226
GFI|GOLD FIELDS LIMITED|DBAB|Deutsche Bank Securities Inc.|530845
GFI|GOLD FIELDS LIMITED|DBAX|Deutsche Bank Securities Inc.|898300
GFI|GOLD FIELDS LIMITED|DCHF|Dart Executions, LLC|800
GFI|GOLD FIELDS LIMITED|DEAN|MORGAN STANLEY|4675
GFI|GOLD FIELDS LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23400
GFI|GOLD FIELDS LIMITED|EBXL|EBX LLC|420900
GFI|GOLD FIELDS LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|13436
GFI|GOLD FIELDS LIMITED|EDJC|Edward Jones / CDS|600
GFI|GOLD FIELDS LIMITED|EDJO|Edward D. Jones & Co., L.P.|106
GFI|GOLD FIELDS LIMITED|EGAM|CBOE TRADING, INC.|149453
GFI|GOLD FIELDS LIMITED|EGAW|CBOE TRADING, INC.|17154
GFI|GOLD FIELDS LIMITED|EGXM|CBOE TRADING, INC.|300
GFI|GOLD FIELDS LIMITED|EGXW|CBOE TRADING, INC.|100
GFI|GOLD FIELDS LIMITED|ELEV|ELEVATION, LLC|58241
GFI|GOLD FIELDS LIMITED|ETBE|Electronic Transaction Clearing, Inc.|27386
GFI|GOLD FIELDS LIMITED|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
GFI|GOLD FIELDS LIMITED|ETCB|ETC BROKERAGE SERVICES, LLC|2000
GFI|GOLD FIELDS LIMITED|ETRS|E*Trade Securities LLC|627666
GFI|GOLD FIELDS LIMITED|FILL|Tradestation Securities, Inc.|16855
GFI|GOLD FIELDS LIMITED|FMAF|NBCN Inc./ CDS|2821
GFI|GOLD FIELDS LIMITED|FQLS|Quantlab Securities LP|200693
GFI|GOLD FIELDS LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|127648
GFI|GOLD FIELDS LIMITED|FTBR|Foliofn Investments, Inc.|530
GFI|GOLD FIELDS LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|50200
GFI|GOLD FIELDS LIMITED|GLIS|TD Securities Inc|12200
GFI|GOLD FIELDS LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|2495
GFI|GOLD FIELDS LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|1353072
GFI|GOLD FIELDS LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|2180
GFI|GOLD FIELDS LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|2372
GFI|GOLD FIELDS LIMITED|GTSZ|GTS SECURITIES LLC|295488
GFI|GOLD FIELDS LIMITED|HRBF|American Enterprise Investment Services Inc.|3724
GFI|GOLD FIELDS LIMITED|HSBC|HSBC Securities, Inc.|1665
GFI|GOLD FIELDS LIMITED|IATS|INTERACTIVE BROKERS LLC|66652
GFI|GOLD FIELDS LIMITED|IBKR|Interactive Brokers Llc|41130
GFI|GOLD FIELDS LIMITED|ICBX|INSTINET, LLC|386089
GFI|GOLD FIELDS LIMITED|INCA|INSTINET, LLC|896172
GFI|GOLD FIELDS LIMITED|INJX|INSTINET, LLC|583
GFI|GOLD FIELDS LIMITED|INTL|INTL FCSTONE FINANCIAL INC.|77
GFI|GOLD FIELDS LIMITED|ITGI|ITG Inc.|38683
GFI|GOLD FIELDS LIMITED|ITGP|ITG INC.|298400
GFI|GOLD FIELDS LIMITED|JANY|Janney Montgomery Scott Inc.|1000
GFI|GOLD FIELDS LIMITED|JEFF|JEFFERIES LLC|221147
GFI|GOLD FIELDS LIMITED|JMPT|JUMP TRADING, LLC|139583
GFI|GOLD FIELDS LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|40373
GFI|GOLD FIELDS LIMITED|JPMX|J.P. Morgan Securities LLC|1258624
GFI|GOLD FIELDS LIMITED|JSJX|JANE STREET CAPITAL LLC|60160
GFI|GOLD FIELDS LIMITED|KCGM|VIRTU Americas LLC|112335
GFI|GOLD FIELDS LIMITED|LEHM|Barclays Capital Inc./Le|6748989
GFI|GOLD FIELDS LIMITED|LIME|Lime Brokerage LLC|81718
GFI|GOLD FIELDS LIMITED|LSCI|Lek Securities Corporation|1400
GFI|GOLD FIELDS LIMITED|MBTS|ALLY INVEST SECURITIES LLC|400
GFI|GOLD FIELDS LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|808636
GFI|GOLD FIELDS LIMITED|MOTF|MOTIF INVESTING, INC.|16
GFI|GOLD FIELDS LIMITED|MSCO|MORGAN STANLEY & CO. LLC|1632650
GFI|GOLD FIELDS LIMITED|MSPL|MORGAN STANLEY & CO. LLC|1115500
GFI|GOLD FIELDS LIMITED|MSTX|MORGAN STANLEY & CO. LLC|353900
GFI|GOLD FIELDS LIMITED|NFSC|National Financial Services LLC|897617
GFI|GOLD FIELDS LIMITED|NITE|VIRTU Americas LLC|1326879
GFI|GOLD FIELDS LIMITED|NITP|VIRTU Americas LLC|73170
GFI|GOLD FIELDS LIMITED|NQRB|Brut, LLC|7798
GFI|GOLD FIELDS LIMITED|OHOS|TWO SIGMA SECURITIES, LLC|6611
GFI|GOLD FIELDS LIMITED|OLDM|OLD MISSION CAPITAL, LLC|197750
GFI|GOLD FIELDS LIMITED|OPCO|Oppenheimer & Co. Inc.|1000
GFI|GOLD FIELDS LIMITED|PCPT|PHILLIP CAPITAL INC.|34752
GFI|GOLD FIELDS LIMITED|PDQM|CODA MARKETS, INC.|67637
GFI|GOLD FIELDS LIMITED|PHLY|NASDAQ Execution Services, LLC|1400
GFI|GOLD FIELDS LIMITED|PWJC|UBS Financial Services, Inc.|41000
GFI|GOLD FIELDS LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|2118
GFI|GOLD FIELDS LIMITED|RHOX|XR Securities LLC|8366
GFI|GOLD FIELDS LIMITED|SAGL|SAGETRADER, LLC|350076
GFI|GOLD FIELDS LIMITED|SBSH|Citigroup Global Markets Inc.|106367
GFI|GOLD FIELDS LIMITED|SCMC|Scotia Capital Markets (USA) Inc.|4050
GFI|GOLD FIELDS LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|332844
GFI|GOLD FIELDS LIMITED|SPDR|SPEEDROUTE LLC|13000
GFI|GOLD FIELDS LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|850
GFI|GOLD FIELDS LIMITED|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12100
GFI|GOLD FIELDS LIMITED|SWIM|TD Ameritrade, Inc.|37260
GFI|GOLD FIELDS LIMITED|SWST|Hilltop Securities Inc.|6880
GFI|GOLD FIELDS LIMITED|TDSI|TD Securities (USA) LLC|1373551
GFI|GOLD FIELDS LIMITED|TKNG|ALLY INVEST SECURITIES LLC|15111
GFI|GOLD FIELDS LIMITED|TMBR|Timber Hill LLC|300
GFI|GOLD FIELDS LIMITED|TRBT|Tradebot Systems, Inc.|283803
GFI|GOLD FIELDS LIMITED|TRCM|TRC MARKETS LLC|636280
GFI|GOLD FIELDS LIMITED|UBSA|UBS SECURITIES LLC|1548511
GFI|GOLD FIELDS LIMITED|UBSS|UBS Securities LLC|1136566
GFI|GOLD FIELDS LIMITED|VALX|VIRTU AMERICAS LLC|145391
GFI|GOLD FIELDS LIMITED|VFIN|National Securities Corporation|762
GFI|GOLD FIELDS LIMITED|VGRD|Vanguard Marketing Corporation|16315
GFI|GOLD FIELDS LIMITED|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
GFI|GOLD FIELDS LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|82127
GFI|GOLD FIELDS LIMITED|WEDB|WEDBUSH SECURITIES INC.|3000
GFI|GOLD FIELDS LIMITED|WEED|Weeden & Co.L.P.|157637
GFI|GOLD FIELDS LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14669
GFI|GOLD FIELDS LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2698
GFI|GOLD FIELDS LIMITED|WSEA|WOLVERINE SECURITIES, LLC|20378
GFI|GOLD FIELDS LIMITED|XIST|INSTINET, LLC|47600
GFI|GOLD FIELDS LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|52766
GFI|GOLD FIELDS LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|1420
GFI|GOLD FIELDS LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11290
GFN|GENERAL FINANCE CORP|APCC|Apex Clearing Corporation|397
GFN|GENERAL FINANCE CORP|BAYC|BAY CREST PARTNERS, LLC|4223
GFN|GENERAL FINANCE CORP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|71
GFN|GENERAL FINANCE CORP|BERN|Sanford C. Bernstein & Co., LLC|200
GFN|GENERAL FINANCE CORP|BLKX|INSTINET, LLC|21200
GFN|GENERAL FINANCE CORP|BMOC|BMO Capital Markets Corp.|735
GFN|GENERAL FINANCE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1219
GFN|GENERAL FINANCE CORP|BTIG|BTIG, LLC|970
GFN|GENERAL FINANCE CORP|CANT|Cantor Fitzgerald & Co.|2254
GFN|GENERAL FINANCE CORP|CHAS|Charles Schwab & Co., Inc.|45
GFN|GENERAL FINANCE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22346
GFN|GENERAL FINANCE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1096
GFN|GENERAL FINANCE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35151
GFN|GENERAL FINANCE CORP|CTDL|Citadel Derivatives Group Llc|3827
GFN|GENERAL FINANCE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|15422
GFN|GENERAL FINANCE CORP|DBAB|Deutsche Bank Securities Inc.|121958
GFN|GENERAL FINANCE CORP|DBAX|Deutsche Bank Securities Inc.|36800
GFN|GENERAL FINANCE CORP|DBUL|Deutsche Bank Securities Inc.|200
GFN|GENERAL FINANCE CORP|DEAN|MORGAN STANLEY|800
GFN|GENERAL FINANCE CORP|DEGS|RONIN PROFESSIONAL LLC|2537
GFN|GENERAL FINANCE CORP|EBXL|EBX LLC|14100
GFN|GENERAL FINANCE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|261
GFN|GENERAL FINANCE CORP|EDJO|Edward D. Jones & Co., L.P.|64
GFN|GENERAL FINANCE CORP|EGAM|CBOE TRADING, INC.|894
GFN|GENERAL FINANCE CORP|EGXM|CBOE TRADING, INC.|201
GFN|GENERAL FINANCE CORP|ETBE|Electronic Transaction Clearing, Inc.|13426
GFN|GENERAL FINANCE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3071
GFN|GENERAL FINANCE CORP|ETRS|E*Trade Securities LLC|20288
GFN|GENERAL FINANCE CORP|FBCO|Credit Suisse Securities (USA) LLC|33198
GFN|GENERAL FINANCE CORP|FILL|Tradestation Securities, Inc.|104
GFN|GENERAL FINANCE CORP|FOMA|TD AMERITRADE CLEARING, INC.|48409
GFN|GENERAL FINANCE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8975
GFN|GENERAL FINANCE CORP|FTBR|Foliofn Investments, Inc.|4136
GFN|GENERAL FINANCE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2244
GFN|GENERAL FINANCE CORP|GLPX|ACS EXECUTION SERVICES, LLC|1803
GFN|GENERAL FINANCE CORP|GSCO|GOLDMAN SACHS & CO. LLC|459774
GFN|GENERAL FINANCE CORP|GSLT|GOLDMAN SACHS & CO. LLC|1101
GFN|GENERAL FINANCE CORP|GTSZ|GTS SECURITIES LLC|10150
GFN|GENERAL FINANCE CORP|HRBF|American Enterprise Investment Services Inc.|14589
GFN|GENERAL FINANCE CORP|HSBC|HSBC Securities, Inc.|500
GFN|GENERAL FINANCE CORP|IATS|INTERACTIVE BROKERS LLC|1250
GFN|GENERAL FINANCE CORP|IBKR|Interactive Brokers Llc|58052
GFN|GENERAL FINANCE CORP|ICBX|INSTINET, LLC|15700
GFN|GENERAL FINANCE CORP|IEQY|CITADEL SECURITIES LLC|648
GFN|GENERAL FINANCE CORP|INCA|INSTINET, LLC|66827
GFN|GENERAL FINANCE CORP|INJX|INSTINET, LLC|11503
GFN|GENERAL FINANCE CORP|ITGI|ITG Inc.|2168
GFN|GENERAL FINANCE CORP|ITGP|ITG INC.|11200
GFN|GENERAL FINANCE CORP|JEFF|JEFFERIES LLC|109821
GFN|GENERAL FINANCE CORP|JMPT|JUMP TRADING, LLC|3
GFN|GENERAL FINANCE CORP|JONE|JonesTrading|140034
GFN|GENERAL FINANCE CORP|JPMX|J.P. Morgan Securities LLC|32079
GFN|GENERAL FINANCE CORP|JSJX|JANE STREET CAPITAL LLC|2283
GFN|GENERAL FINANCE CORP|KCGM|VIRTU Americas LLC|6847
GFN|GENERAL FINANCE CORP|LEHM|Barclays Capital Inc./Le|198202
GFN|GENERAL FINANCE CORP|LIME|Lime Brokerage LLC|77951
GFN|GENERAL FINANCE CORP|LMGP|LIME BROKERAGE LLC|58999
GFN|GENERAL FINANCE CORP|LQNA|LIQUIDNET, INC.|18200
GFN|GENERAL FINANCE CORP|LSCI|Lek Securities Corporation|1231
GFN|GENERAL FINANCE CORP|MAXM|Maxim Group LLC|704
GFN|GENERAL FINANCE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42900
GFN|GENERAL FINANCE CORP|MSCO|MORGAN STANLEY & CO. LLC|615745
GFN|GENERAL FINANCE CORP|MSPL|MORGAN STANLEY & CO. LLC|16000
GFN|GENERAL FINANCE CORP|MSTX|MORGAN STANLEY & CO. LLC|8600
GFN|GENERAL FINANCE CORP|NFSC|National Financial Services LLC|30892
GFN|GENERAL FINANCE CORP|NITE|VIRTU Americas LLC|159150
GFN|GENERAL FINANCE CORP|NITP|VIRTU Americas LLC|2100
GFN|GENERAL FINANCE CORP|OPCO|Oppenheimer & Co. Inc.|2295
GFN|GENERAL FINANCE CORP|PDQM|CODA MARKETS, INC.|11157
GFN|GENERAL FINANCE CORP|RAJA|Raymond James & Associates, Inc.|400
GFN|GENERAL FINANCE CORP|RBCM|RBC CAPITAL MARKETS, LLC|1415
GFN|GENERAL FINANCE CORP|RGLD|Regal Securities, Inc|1980
GFN|GENERAL FINANCE CORP|SBSH|Citigroup Global Markets Inc.|47659
GFN|GENERAL FINANCE CORP|SGMT|GOLDMAN SACHS & CO. LLC|10122
GFN|GENERAL FINANCE CORP|SOGO|Wang Investment Associates, Inc.|150
GFN|GENERAL FINANCE CORP|SPDR|SPEEDROUTE LLC|1693
GFN|GENERAL FINANCE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2753
GFN|GENERAL FINANCE CORP|SWIM|TD Ameritrade, Inc.|12285
GFN|GENERAL FINANCE CORP|SWST|Hilltop Securities Inc.|1338
GFN|GENERAL FINANCE CORP|TKNG|ALLY INVEST SECURITIES LLC|3074
GFN|GENERAL FINANCE CORP|TRBT|Tradebot Systems, Inc.|2188
GFN|GENERAL FINANCE CORP|TRCM|TRC MARKETS LLC|18674
GFN|GENERAL FINANCE CORP|TWTT|TASTYWORKS, INC.|111
GFN|GENERAL FINANCE CORP|UBSA|UBS SECURITIES LLC|97202
GFN|GENERAL FINANCE CORP|UBSS|UBS Securities LLC|326122
GFN|GENERAL FINANCE CORP|VALX|VIRTU AMERICAS LLC|7433
GFN|GENERAL FINANCE CORP|VGRD|Vanguard Marketing Corporation|12744
GFN|GENERAL FINANCE CORP|WCHV|WELLS FARGO SECURITIES, LLC|24858
GFN|GENERAL FINANCE CORP|WEDB|WEDBUSH SECURITIES INC.|2022
GFN|GENERAL FINANCE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7099
GFN|GENERAL FINANCE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6926
GFN|GENERAL FINANCE CORP|WSEA|WOLVERINE SECURITIES, LLC|2408
GFN|GENERAL FINANCE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6836
GFN|GENERAL FINANCE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8100
GFNCP|GENERAL FN CUM PFD C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30
GFNCP|GENERAL FN CUM PFD C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GFNCP|GENERAL FN CUM PFD C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12
GFNCP|GENERAL FN CUM PFD C|DADA|D.A. Davidson & Co.|275
GFNCP|GENERAL FN CUM PFD C|ETRS|E*Trade Securities LLC|400
GFNCP|GENERAL FN CUM PFD C|FBCO|Credit Suisse Securities (USA) LLC|35
GFNCP|GENERAL FN CUM PFD C|FOMA|TD AMERITRADE CLEARING, INC.|573
GFNCP|GENERAL FN CUM PFD C|GEBB|GLOBAL EXECUTION BROKERS, LP|120
GFNCP|GENERAL FN CUM PFD C|HRBF|American Enterprise Investment Services Inc.|28
GFNCP|GENERAL FN CUM PFD C|IBKR|Interactive Brokers Llc|1106
GFNCP|GENERAL FN CUM PFD C|JANY|Janney Montgomery Scott Inc.|1200
GFNCP|GENERAL FN CUM PFD C|LEHM|Barclays Capital Inc./Le|70
GFNCP|GENERAL FN CUM PFD C|LIME|Lime Brokerage LLC|90
GFNCP|GENERAL FN CUM PFD C|MSCO|MORGAN STANLEY & CO. LLC|1131
GFNCP|GENERAL FN CUM PFD C|NFSC|National Financial Services LLC|1395
GFNCP|GENERAL FN CUM PFD C|NITE|VIRTU Americas LLC|2057
GFNCP|GENERAL FN CUM PFD C|STFL|Stifel, Nicolaus & Company, Incorporated|309
GFNCP|GENERAL FN CUM PFD C|UBSS|UBS Securities LLC|575
GFNCP|GENERAL FN CUM PFD C|VGRD|Vanguard Marketing Corporation|242
GFNCP|GENERAL FN CUM PFD C|WCHV|WELLS FARGO SECURITIES, LLC|1
GFNCP|GENERAL FN CUM PFD C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|412
GFNSL|GENRL FIN SR NT 2021|BATM|CBOE TRADING, INC.|1000
GFNSL|GENRL FIN SR NT 2021|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12846
GFNSL|GENRL FIN SR NT 2021|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1954
GFNSL|GENRL FIN SR NT 2021|DADA|D.A. Davidson & Co.|6609
GFNSL|GENRL FIN SR NT 2021|DBAX|Deutsche Bank Securities Inc.|900
GFNSL|GENRL FIN SR NT 2021|DEAN|MORGAN STANLEY|1050
GFNSL|GENRL FIN SR NT 2021|EBXL|EBX LLC|400
GFNSL|GENRL FIN SR NT 2021|ETRS|E*Trade Securities LLC|8900
GFNSL|GENRL FIN SR NT 2021|FBCO|Credit Suisse Securities (USA) LLC|5670
GFNSL|GENRL FIN SR NT 2021|FOMA|TD AMERITRADE CLEARING, INC.|8770
GFNSL|GENRL FIN SR NT 2021|GEBB|GLOBAL EXECUTION BROKERS, LP|204
GFNSL|GENRL FIN SR NT 2021|GSLT|GOLDMAN SACHS & CO. LLC|100
GFNSL|GENRL FIN SR NT 2021|HRBF|American Enterprise Investment Services Inc.|962
GFNSL|GENRL FIN SR NT 2021|IATS|INTERACTIVE BROKERS LLC|600
GFNSL|GENRL FIN SR NT 2021|IBKR|Interactive Brokers Llc|9199
GFNSL|GENRL FIN SR NT 2021|ICBX|INSTINET, LLC|600
GFNSL|GENRL FIN SR NT 2021|INCA|INSTINET, LLC|2254
GFNSL|GENRL FIN SR NT 2021|ITGI|ITG Inc.|115
GFNSL|GENRL FIN SR NT 2021|ITGP|ITG INC.|200
GFNSL|GENRL FIN SR NT 2021|JPMX|J.P. Morgan Securities LLC|600
GFNSL|GENRL FIN SR NT 2021|KCGM|VIRTU Americas LLC|800
GFNSL|GENRL FIN SR NT 2021|LEHM|Barclays Capital Inc./Le|600
GFNSL|GENRL FIN SR NT 2021|LIME|Lime Brokerage LLC|631
GFNSL|GENRL FIN SR NT 2021|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
GFNSL|GENRL FIN SR NT 2021|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
GFNSL|GENRL FIN SR NT 2021|MSCO|MORGAN STANLEY & CO. LLC|3800
GFNSL|GENRL FIN SR NT 2021|NFSC|National Financial Services LLC|5485
GFNSL|GENRL FIN SR NT 2021|NITE|VIRTU Americas LLC|13128
GFNSL|GENRL FIN SR NT 2021|NQRB|Brut, LLC|300
GFNSL|GENRL FIN SR NT 2021|PIPR|Piper Jaffray & Co.|37440
GFNSL|GENRL FIN SR NT 2021|RAJA|Raymond James & Associates, Inc.|650
GFNSL|GENRL FIN SR NT 2021|SBSH|Citigroup Global Markets Inc.|550
GFNSL|GENRL FIN SR NT 2021|SGMT|GOLDMAN SACHS & CO. LLC|800
GFNSL|GENRL FIN SR NT 2021|STFL|Stifel, Nicolaus & Company, Incorporated|1100
GFNSL|GENRL FIN SR NT 2021|TRCM|TRC MARKETS LLC|1000
GFNSL|GENRL FIN SR NT 2021|TTUC|CUTTONE & CO., INC.|1800
GFNSL|GENRL FIN SR NT 2021|UBSA|UBS SECURITIES LLC|1300
GFNSL|GENRL FIN SR NT 2021|UBSS|UBS Securities LLC|5623
GFNSL|GENRL FIN SR NT 2021|WCHV|WELLS FARGO SECURITIES, LLC|2762
GFNSL|GENRL FIN SR NT 2021|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35
GFY|WESTERN ASSET VARIAB|APCC|Apex Clearing Corporation|10
GFY|WESTERN ASSET VARIAB|BARD|Robert W. Baird & Co. Incorporated|219
GFY|WESTERN ASSET VARIAB|BATM|CBOE TRADING, INC.|807
GFY|WESTERN ASSET VARIAB|CHAS|Charles Schwab & Co., Inc.|514
GFY|WESTERN ASSET VARIAB|DADA|D.A. Davidson & Co.|425
GFY|WESTERN ASSET VARIAB|DAVA|Davenport & Company LLC|175
GFY|WESTERN ASSET VARIAB|DEAN|MORGAN STANLEY|24
GFY|WESTERN ASSET VARIAB|DEGS|RONIN PROFESSIONAL LLC|700
GFY|WESTERN ASSET VARIAB|ECUT|CONVERGEX EXECUTION SOLUTIONS|164
GFY|WESTERN ASSET VARIAB|ETRS|E*Trade Securities LLC|7
GFY|WESTERN ASSET VARIAB|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|283
GFY|WESTERN ASSET VARIAB|FTBR|Foliofn Investments, Inc.|4
GFY|WESTERN ASSET VARIAB|GSLT|GOLDMAN SACHS & CO. LLC|200
GFY|WESTERN ASSET VARIAB|HRBF|American Enterprise Investment Services Inc.|2036
GFY|WESTERN ASSET VARIAB|IATS|INTERACTIVE BROKERS LLC|162
GFY|WESTERN ASSET VARIAB|IBKR|Interactive Brokers Llc|1000
GFY|WESTERN ASSET VARIAB|ITGI|ITG Inc.|25
GFY|WESTERN ASSET VARIAB|ITGP|ITG INC.|400
GFY|WESTERN ASSET VARIAB|JPMX|J.P. Morgan Securities LLC|128
GFY|WESTERN ASSET VARIAB|LIME|Lime Brokerage LLC|200
GFY|WESTERN ASSET VARIAB|MSCO|MORGAN STANLEY & CO. LLC|625
GFY|WESTERN ASSET VARIAB|NATL|National Securities Corporation|3400
GFY|WESTERN ASSET VARIAB|NFSC|National Financial Services LLC|15973
GFY|WESTERN ASSET VARIAB|NITE|VIRTU Americas LLC|10837
GFY|WESTERN ASSET VARIAB|OPCO|Oppenheimer & Co. Inc.|16
GFY|WESTERN ASSET VARIAB|RBCM|RBC CAPITAL MARKETS, LLC|6
GFY|WESTERN ASSET VARIAB|SBSH|Citigroup Global Markets Inc.|78
GFY|WESTERN ASSET VARIAB|SGMT|GOLDMAN SACHS & CO. LLC|42
GFY|WESTERN ASSET VARIAB|SPHN|Stephens Inc.|20
GFY|WESTERN ASSET VARIAB|STFL|Stifel, Nicolaus & Company, Incorporated|1706
GFY|WESTERN ASSET VARIAB|SWST|Hilltop Securities Inc.|7
GFY|WESTERN ASSET VARIAB|UBSA|UBS SECURITIES LLC|300
GFY|WESTERN ASSET VARIAB|UBSS|UBS Securities LLC|730
GFY|WESTERN ASSET VARIAB|VGRD|Vanguard Marketing Corporation|316
GFY|WESTERN ASSET VARIAB|WCHV|WELLS FARGO SECURITIES, LLC|2720
GFY|WESTERN ASSET VARIAB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2300
GG|GOLDCORP INC|ALFA|ALPHA TRADING L.P.|87546
GG|GOLDCORP INC|ALTX|Alternet Securities Inc.|6396
GG|GOLDCORP INC|APCC|Apex Clearing Corporation|194015
GG|GOLDCORP INC|BARD|Robert W. Baird & Co. Incorporated|54238
GG|GOLDCORP INC|BATM|CBOE TRADING, INC.|12031
GG|GOLDCORP INC|BERN|Sanford C. Bernstein & Co., LLC|138645
GG|GOLDCORP INC|BIAD|SAGETRADER, LLC|2614
GG|GOLDCORP INC|BIDS|BIDS TRADING L.P.|5100
GG|GOLDCORP INC|BIMI|Banca IMI Securities Corp.|15350
GG|GOLDCORP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67117
GG|GOLDCORP INC|BLKX|INSTINET, LLC|27100
GG|GOLDCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|269125
GG|GOLDCORP INC|BTIG|BTIG, LLC|3522
GG|GOLDCORP INC|BYXM|CBOE TRADING, INC.|200
GG|GOLDCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|3200
GG|GOLDCORP INC|CANT|Cantor Fitzgerald & Co.|1706
GG|GOLDCORP INC|CHAS|Charles Schwab & Co., Inc.|23510
GG|GOLDCORP INC|CICF|Canaccord Genuity Corp.|480
GG|GOLDCORP INC|CIOI|CITIGROUP GLOBAL MARKETS INC|193000
GG|GOLDCORP INC|CIST|Capital Institutional Services, Inc.|600
GG|GOLDCORP INC|CLSA|CLSA AMERICAS, LLC|800
GG|GOLDCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|186278
GG|GOLDCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|702
GG|GOLDCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1484835
GG|GOLDCORP INC|CSMS|CORNERSTONE MACRO LLC|833
GG|GOLDCORP INC|CTDL|Citadel Derivatives Group Llc|15427
GG|GOLDCORP INC|CTLR|CUTLER GROUP, LP|700
GG|GOLDCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|481444
GG|GOLDCORP INC|DADA|D.A. Davidson & Co.|4
GG|GOLDCORP INC|DAVA|Davenport & Company LLC|18
GG|GOLDCORP INC|DBAB|Deutsche Bank Securities Inc.|362930
GG|GOLDCORP INC|DBAX|Deutsche Bank Securities Inc.|1588100
GG|GOLDCORP INC|DBUL|Deutsche Bank Securities Inc.|1947
GG|GOLDCORP INC|DCHF|Dart Executions, LLC|1000
GG|GOLDCORP INC|DEAN|MORGAN STANLEY|25565
GG|GOLDCORP INC|EBXL|EBX LLC|727400
GG|GOLDCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|58550
GG|GOLDCORP INC|EDJO|Edward D. Jones & Co., L.P.|35782
GG|GOLDCORP INC|EGAM|CBOE TRADING, INC.|20502
GG|GOLDCORP INC|EGAW|CBOE TRADING, INC.|1232
GG|GOLDCORP INC|EGXM|CBOE TRADING, INC.|30847
GG|GOLDCORP INC|ELEV|ELEVATION, LLC|23200
GG|GOLDCORP INC|ETBE|Electronic Transaction Clearing, Inc.|36096
GG|GOLDCORP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8041
GG|GOLDCORP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8222
GG|GOLDCORP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|222
GG|GOLDCORP INC|ETRS|E*Trade Securities LLC|930928
GG|GOLDCORP INC|FFSI|Firstrade Securities Inc.|300
GG|GOLDCORP INC|FILL|Tradestation Securities, Inc.|17895
GG|GOLDCORP INC|FMAF|NBCN Inc./ CDS|18013
GG|GOLDCORP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5346
GG|GOLDCORP INC|FQLS|Quantlab Securities LP|344009
GG|GOLDCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|290286
GG|GOLDCORP INC|FTBR|Foliofn Investments, Inc.|516
GG|GOLDCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|36939
GG|GOLDCORP INC|GLIS|TD Securities Inc|58021
GG|GOLDCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|7603
GG|GOLDCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|7049299
GG|GOLDCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|3205
GG|GOLDCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|30236
GG|GOLDCORP INC|GTSZ|GTS SECURITIES LLC|161264
GG|GOLDCORP INC|HCTA|Hardcastle Trading USA LLC|178740
GG|GOLDCORP INC|HRBF|American Enterprise Investment Services Inc.|35572
GG|GOLDCORP INC|HSBC|HSBC Securities, Inc.|18202
GG|GOLDCORP INC|IATS|INTERACTIVE BROKERS LLC|83757
GG|GOLDCORP INC|IBKR|Interactive Brokers Llc|65655
GG|GOLDCORP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
GG|GOLDCORP INC|ICBX|INSTINET, LLC|542481
GG|GOLDCORP INC|INCA|INSTINET, LLC|572114
GG|GOLDCORP INC|INJX|INSTINET, LLC|5126
GG|GOLDCORP INC|ITGI|ITG Inc.|357523
GG|GOLDCORP INC|ITGP|ITG INC.|903000
GG|GOLDCORP INC|JANY|Janney Montgomery Scott Inc.|7478
GG|GOLDCORP INC|JEFF|JEFFERIES LLC|315067
GG|GOLDCORP INC|JMPT|JUMP TRADING, LLC|113469
GG|GOLDCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|239366
GG|GOLDCORP INC|JPMX|J.P. Morgan Securities LLC|2436763
GG|GOLDCORP INC|JSJX|JANE STREET CAPITAL LLC|12295
GG|GOLDCORP INC|KCGM|VIRTU Americas LLC|208042
GG|GOLDCORP INC|KRSH|Kershner Securities, LLC|5175
GG|GOLDCORP INC|LEHM|Barclays Capital Inc./Le|3432685
GG|GOLDCORP INC|LGNT|COR CLEARING LLC|4
GG|GOLDCORP INC|LIME|Lime Brokerage LLC|134961
GG|GOLDCORP INC|LQNA|LIQUIDNET, INC.|100000
GG|GOLDCORP INC|LSCI|Lek Securities Corporation|320138
GG|GOLDCORP INC|MAXM|Maxim Group LLC|6609
GG|GOLDCORP INC|MBTS|ALLY INVEST SECURITIES LLC|500
GG|GOLDCORP INC|MKMP|MKM Partners LLC|50000
GG|GOLDCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|837109
GG|GOLDCORP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
GG|GOLDCORP INC|MOTF|MOTIF INVESTING, INC.|11
GG|GOLDCORP INC|MPSG|E D & F Man Capital Markets Inc.|5250
GG|GOLDCORP INC|MSCO|MORGAN STANLEY & CO. LLC|1536521
GG|GOLDCORP INC|MSPL|MORGAN STANLEY & CO. LLC|1319500
GG|GOLDCORP INC|MSTX|MORGAN STANLEY & CO. LLC|568300
GG|GOLDCORP INC|MZHO|Mizuho Securities USA LLC|200000
GG|GOLDCORP INC|NFSC|National Financial Services LLC|775051
GG|GOLDCORP INC|NITE|VIRTU Americas LLC|2134779
GG|GOLDCORP INC|NITP|VIRTU Americas LLC|81233
GG|GOLDCORP INC|NQRB|Brut, LLC|10567
GG|GOLDCORP INC|NTBF|BMO Nesbitt Burns Inc./CDS|24616
GG|GOLDCORP INC|OHOS|TWO SIGMA SECURITIES, LLC|78986
GG|GOLDCORP INC|OLDM|OLD MISSION CAPITAL, LLC|47546
GG|GOLDCORP INC|OPCO|Oppenheimer & Co. Inc.|6592
GG|GOLDCORP INC|PAUL|Paulson Investment Company, Inc.|400
GG|GOLDCORP INC|PDQM|CODA MARKETS, INC.|4500
GG|GOLDCORP INC|PHLY|NASDAQ Execution Services, LLC|14800
GG|GOLDCORP INC|PICT|Pictet Overseas Inc.|2900
GG|GOLDCORP INC|PNSR|Penserra Securities, LLC|5000
GG|GOLDCORP INC|PWJC|UBS Financial Services, Inc.|16892
GG|GOLDCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|44978
GG|GOLDCORP INC|RGLD|Regal Securities, Inc|50
GG|GOLDCORP INC|RHOX|XR Securities LLC|7886
GG|GOLDCORP INC|SAGL|SAGETRADER, LLC|1400
GG|GOLDCORP INC|SAGW|SAGETRADER, LLC|3600
GG|GOLDCORP INC|SALI|INTL FCSTONE FINANCIAL INC.|800
GG|GOLDCORP INC|SBRX|MURIEL SIEBERT & CO INC|4500
GG|GOLDCORP INC|SBSH|Citigroup Global Markets Inc.|432303
GG|GOLDCORP INC|SCMC|Scotia Capital Markets (USA) Inc.|2000
GG|GOLDCORP INC|SEIC|SEI Investments Distribution Co.|200
GG|GOLDCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|588970
GG|GOLDCORP INC|SOGO|Wang Investment Associates, Inc.|6
GG|GOLDCORP INC|SPDR|SPEEDROUTE LLC|28200
GG|GOLDCORP INC|SPHN|Stephens Inc.|131
GG|GOLDCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|22235
GG|GOLDCORP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|23081
GG|GOLDCORP INC|SWIM|TD Ameritrade, Inc.|532101
GG|GOLDCORP INC|SWST|Hilltop Securities Inc.|6510
GG|GOLDCORP INC|TDSI|TD Securities (USA) LLC|541168
GG|GOLDCORP INC|TKNG|ALLY INVEST SECURITIES LLC|2063
GG|GOLDCORP INC|TRBT|Tradebot Systems, Inc.|382479
GG|GOLDCORP INC|TRCM|TRC MARKETS LLC|758490
GG|GOLDCORP INC|TWTT|TASTYWORKS, INC.|1600
GG|GOLDCORP INC|UBSA|UBS SECURITIES LLC|2668094
GG|GOLDCORP INC|UBSS|UBS Securities LLC|2031548
GG|GOLDCORP INC|VALX|VIRTU AMERICAS LLC|163269
GG|GOLDCORP INC|VGRD|Vanguard Marketing Corporation|95395
GG|GOLDCORP INC|VSIN|Vision Financial Markets Llc|546
GG|GOLDCORP INC|WBET|Wallachbeth Capital LLC|2390
GG|GOLDCORP INC|WBLR|WILLIAM BLAIR|143611
GG|GOLDCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|823126
GG|GOLDCORP INC|WEDB|WEDBUSH SECURITIES INC.|6956
GG|GOLDCORP INC|WEED|Weeden & Co.L.P.|100
GG|GOLDCORP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|106852
GG|GOLDCORP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9593
GG|GOLDCORP INC|WFPB|Wells Fargo Securities, LLC.|7500
GG|GOLDCORP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
GG|GOLDCORP INC|WSEA|WOLVERINE SECURITIES, LLC|12927
GG|GOLDCORP INC|XIST|INSTINET, LLC|52000
GG|GOLDCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|188120
GG|GOLDCORP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|229
GG|GOLDCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17327
GGAL|GRUPO FIN GALICIA|ALTX|Alternet Securities Inc.|52004
GGAL|GRUPO FIN GALICIA|APCC|Apex Clearing Corporation|3840
GGAL|GRUPO FIN GALICIA|BANK|Primevest Financial Services, Inc.|678
GGAL|GRUPO FIN GALICIA|BATM|CBOE TRADING, INC.|3200
GGAL|GRUPO FIN GALICIA|BAYT|BTIG, LLC|2656
GGAL|GRUPO FIN GALICIA|BBNT|BB&T SECURITIES, LLC|4951
GGAL|GRUPO FIN GALICIA|BERN|Sanford C. Bernstein & Co., LLC|182638
GGAL|GRUPO FIN GALICIA|BIDS|BIDS TRADING L.P.|5800
GGAL|GRUPO FIN GALICIA|BIMI|Banca IMI Securities Corp.|6669
GGAL|GRUPO FIN GALICIA|BKCM|BNY Mellon Capital Markets LLC|4865
GGAL|GRUPO FIN GALICIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|149470
GGAL|GRUPO FIN GALICIA|BLKX|INSTINET, LLC|77587
GGAL|GRUPO FIN GALICIA|BLTK|Bulltick, Llc|600
GGAL|GRUPO FIN GALICIA|BNPX|BNP PARIBAS SECURITIES CORP.|59014
GGAL|GRUPO FIN GALICIA|BTIG|BTIG, LLC|102750
GGAL|GRUPO FIN GALICIA|BYXM|CBOE TRADING, INC.|8479
GGAL|GRUPO FIN GALICIA|CANT|Cantor Fitzgerald & Co.|9286
GGAL|GRUPO FIN GALICIA|CBLC|CITIGROUP GLOBAL MARKETS INC.|72124
GGAL|GRUPO FIN GALICIA|CHAS|Charles Schwab & Co., Inc.|4667
GGAL|GRUPO FIN GALICIA|CLSA|CLSA AMERICAS, LLC|273979
GGAL|GRUPO FIN GALICIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75935
GGAL|GRUPO FIN GALICIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35569
GGAL|GRUPO FIN GALICIA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4079
GGAL|GRUPO FIN GALICIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|605290
GGAL|GRUPO FIN GALICIA|CTDL|Citadel Derivatives Group Llc|11861
GGAL|GRUPO FIN GALICIA|CTLR|CUTLER GROUP, LP|1889
GGAL|GRUPO FIN GALICIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|67784
GGAL|GRUPO FIN GALICIA|DBAB|Deutsche Bank Securities Inc.|244512
GGAL|GRUPO FIN GALICIA|DBAX|Deutsche Bank Securities Inc.|252500
GGAL|GRUPO FIN GALICIA|DBUL|Deutsche Bank Securities Inc.|2200
GGAL|GRUPO FIN GALICIA|DCHF|Dart Executions, LLC|1355
GGAL|GRUPO FIN GALICIA|DEAN|MORGAN STANLEY|32356
GGAL|GRUPO FIN GALICIA|DEGS|RONIN PROFESSIONAL LLC|24790
GGAL|GRUPO FIN GALICIA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|144639
GGAL|GRUPO FIN GALICIA|EBXL|EBX LLC|257500
GGAL|GRUPO FIN GALICIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|20559
GGAL|GRUPO FIN GALICIA|EGAM|CBOE TRADING, INC.|5311
GGAL|GRUPO FIN GALICIA|EGAW|CBOE TRADING, INC.|200
GGAL|GRUPO FIN GALICIA|EGMT|EG MARKET TECHNOLOGIES LLC|1700
GGAL|GRUPO FIN GALICIA|EGXM|CBOE TRADING, INC.|13519
GGAL|GRUPO FIN GALICIA|ETBE|Electronic Transaction Clearing, Inc.|45727
GGAL|GRUPO FIN GALICIA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
GGAL|GRUPO FIN GALICIA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|23597
GGAL|GRUPO FIN GALICIA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10181
GGAL|GRUPO FIN GALICIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|71199
GGAL|GRUPO FIN GALICIA|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1212
GGAL|GRUPO FIN GALICIA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|20900
GGAL|GRUPO FIN GALICIA|ETRS|E*Trade Securities LLC|25334
GGAL|GRUPO FIN GALICIA|FBCO|Credit Suisse Securities (USA) LLC|776196
GGAL|GRUPO FIN GALICIA|FCST|INTL FCSTONE FINANCIAL INC.|6424
GGAL|GRUPO FIN GALICIA|FILL|Tradestation Securities, Inc.|2236
GGAL|GRUPO FIN GALICIA|FOMA|TD AMERITRADE CLEARING, INC.|108402
GGAL|GRUPO FIN GALICIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161151
GGAL|GRUPO FIN GALICIA|FTBR|Foliofn Investments, Inc.|8419
GGAL|GRUPO FIN GALICIA|GEBB|GLOBAL EXECUTION BROKERS, LP|25176
GGAL|GRUPO FIN GALICIA|GLPX|ACS EXECUTION SERVICES, LLC|197912
GGAL|GRUPO FIN GALICIA|GSCO|GOLDMAN SACHS & CO. LLC|773044
GGAL|GRUPO FIN GALICIA|GSCS|GOLDMAN SACHS & CO. LLC|22085
GGAL|GRUPO FIN GALICIA|GSLT|GOLDMAN SACHS & CO. LLC|21904
GGAL|GRUPO FIN GALICIA|GTSZ|GTS SECURITIES LLC|46143
GGAL|GRUPO FIN GALICIA|HAPX|HAP Trading, LLC|400
GGAL|GRUPO FIN GALICIA|HRBF|American Enterprise Investment Services Inc.|111
GGAL|GRUPO FIN GALICIA|HSBC|HSBC Securities, Inc.|19765
GGAL|GRUPO FIN GALICIA|IATS|INTERACTIVE BROKERS LLC|102658
GGAL|GRUPO FIN GALICIA|IBKR|Interactive Brokers Llc|981104
GGAL|GRUPO FIN GALICIA|ICBX|INSTINET, LLC|87037
GGAL|GRUPO FIN GALICIA|INCA|INSTINET, LLC|520240
GGAL|GRUPO FIN GALICIA|INJX|INSTINET, LLC|33881
GGAL|GRUPO FIN GALICIA|ITGI|ITG Inc.|105561
GGAL|GRUPO FIN GALICIA|ITGP|ITG INC.|286400
GGAL|GRUPO FIN GALICIA|JANY|Janney Montgomery Scott Inc.|5823
GGAL|GRUPO FIN GALICIA|JEFF|JEFFERIES LLC|160320
GGAL|GRUPO FIN GALICIA|JMPT|JUMP TRADING, LLC|93367
GGAL|GRUPO FIN GALICIA|JONE|JonesTrading|100
GGAL|GRUPO FIN GALICIA|JPBX|J.P. MORGAN SECURITIES LLC|29904
GGAL|GRUPO FIN GALICIA|JPMX|J.P. Morgan Securities LLC|815694
GGAL|GRUPO FIN GALICIA|JSJX|JANE STREET CAPITAL LLC|1385
GGAL|GRUPO FIN GALICIA|KCGM|VIRTU Americas LLC|147970
GGAL|GRUPO FIN GALICIA|LEHM|Barclays Capital Inc./Le|2257954
GGAL|GRUPO FIN GALICIA|LIME|Lime Brokerage LLC|146672
GGAL|GRUPO FIN GALICIA|LMNX|LUMINEX TRADING & ANALYTICS LLC|32226
GGAL|GRUPO FIN GALICIA|LQNA|LIQUIDNET, INC.|201700
GGAL|GRUPO FIN GALICIA|LQNB|LIQUIDNET, INC.|7729
GGAL|GRUPO FIN GALICIA|LSCI|Lek Securities Corporation|30661
GGAL|GRUPO FIN GALICIA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GGAL|GRUPO FIN GALICIA|MBTS|ALLY INVEST SECURITIES LLC|1387
GGAL|GRUPO FIN GALICIA|MKMP|MKM Partners LLC|4071
GGAL|GRUPO FIN GALICIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|768762
GGAL|GRUPO FIN GALICIA|MOTF|MOTIF INVESTING, INC.|9
GGAL|GRUPO FIN GALICIA|MSCO|MORGAN STANLEY & CO. LLC|2926657
GGAL|GRUPO FIN GALICIA|MSPL|MORGAN STANLEY & CO. LLC|273100
GGAL|GRUPO FIN GALICIA|MSTX|MORGAN STANLEY & CO. LLC|60300
GGAL|GRUPO FIN GALICIA|NATL|National Securities Corporation|600
GGAL|GRUPO FIN GALICIA|NFSC|National Financial Services LLC|62247
GGAL|GRUPO FIN GALICIA|NITE|VIRTU Americas LLC|1703356
GGAL|GRUPO FIN GALICIA|NITP|VIRTU Americas LLC|3359
GGAL|GRUPO FIN GALICIA|NMRA|Nomura Securities International, Inc.|700
GGAL|GRUPO FIN GALICIA|NQRB|Brut, LLC|20047
GGAL|GRUPO FIN GALICIA|PACT|BTG Pactual US Capital Corp.|5384
GGAL|GRUPO FIN GALICIA|PDQM|CODA MARKETS, INC.|393804
GGAL|GRUPO FIN GALICIA|PHLY|NASDAQ Execution Services, LLC|600
GGAL|GRUPO FIN GALICIA|PICT|Pictet Overseas Inc.|4564
GGAL|GRUPO FIN GALICIA|PIPR|Piper Jaffray & Co.|2249
GGAL|GRUPO FIN GALICIA|PWJC|UBS Financial Services, Inc.|30021
GGAL|GRUPO FIN GALICIA|QMSR|QUATTRO M SECURITIES INC.|1889
GGAL|GRUPO FIN GALICIA|RAJA|Raymond James & Associates, Inc.|31767
GGAL|GRUPO FIN GALICIA|RBCM|RBC CAPITAL MARKETS, LLC|271
GGAL|GRUPO FIN GALICIA|SAGL|SAGETRADER, LLC|63039
GGAL|GRUPO FIN GALICIA|SALI|INTL FCSTONE FINANCIAL INC.|652
GGAL|GRUPO FIN GALICIA|SANT|Santander Investment Securities Inc.|214699
GGAL|GRUPO FIN GALICIA|SBSH|Citigroup Global Markets Inc.|162919
GGAL|GRUPO FIN GALICIA|SGMT|GOLDMAN SACHS & CO. LLC|327049
GGAL|GRUPO FIN GALICIA|SPDR|SPEEDROUTE LLC|62643
GGAL|GRUPO FIN GALICIA|STFL|Stifel, Nicolaus & Company, Incorporated|98223
GGAL|GRUPO FIN GALICIA|SWIM|TD Ameritrade, Inc.|103568
GGAL|GRUPO FIN GALICIA|SWST|Hilltop Securities Inc.|3000
GGAL|GRUPO FIN GALICIA|TITL|TITLEIST ASSET MANAGEMENT, LTD.|3112
GGAL|GRUPO FIN GALICIA|TKNG|ALLY INVEST SECURITIES LLC|5630
GGAL|GRUPO FIN GALICIA|TRBT|Tradebot Systems, Inc.|356923
GGAL|GRUPO FIN GALICIA|TRCM|TRC MARKETS LLC|233461
GGAL|GRUPO FIN GALICIA|TWTT|TASTYWORKS, INC.|6
GGAL|GRUPO FIN GALICIA|UBSA|UBS SECURITIES LLC|991233
GGAL|GRUPO FIN GALICIA|UBSS|UBS Securities LLC|1461962
GGAL|GRUPO FIN GALICIA|VALX|VIRTU AMERICAS LLC|68054
GGAL|GRUPO FIN GALICIA|VGRD|Vanguard Marketing Corporation|388
GGAL|GRUPO FIN GALICIA|WBPX|SUMMIT SECURITIES GROUP, LLC|1100
GGAL|GRUPO FIN GALICIA|WCHV|WELLS FARGO SECURITIES, LLC|97730
GGAL|GRUPO FIN GALICIA|WEDB|WEDBUSH SECURITIES INC.|30382
GGAL|GRUPO FIN GALICIA|WEED|Weeden & Co.L.P.|700
GGAL|GRUPO FIN GALICIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25054
GGAL|GRUPO FIN GALICIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10333
GGAL|GRUPO FIN GALICIA|WGIF|CIBC World Markets Inc.|1817
GGAL|GRUPO FIN GALICIA|WMCL|White Mountain Capital, LLC|400
GGAL|GRUPO FIN GALICIA|WSEA|WOLVERINE SECURITIES, LLC|11939
GGAL|GRUPO FIN GALICIA|XIST|INSTINET, LLC|53800
GGAL|GRUPO FIN GALICIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|58524
GGAL|GRUPO FIN GALICIA|YKNA|COMHAR CAPITAL MARKETS, LLC|42585
GGAL|GRUPO FIN GALICIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|625
GGB|GERDAU SA ADS|ADAM|CANACCORD GENUITY INC.|1935750
GGB|GERDAU SA ADS|ALFA|ALPHA TRADING L.P.|79466
GGB|GERDAU SA ADS|ALTX|Alternet Securities Inc.|11149
GGB|GERDAU SA ADS|APCC|Apex Clearing Corporation|66011
GGB|GERDAU SA ADS|BANK|Primevest Financial Services, Inc.|9
GGB|GERDAU SA ADS|BARD|Robert W. Baird & Co. Incorporated|2104
GGB|GERDAU SA ADS|BATM|CBOE TRADING, INC.|2304
GGB|GERDAU SA ADS|BAYC|BAY CREST PARTNERS, LLC|207461
GGB|GERDAU SA ADS|BAYT|BTIG, LLC|600
GGB|GERDAU SA ADS|BBNT|BB&T SECURITIES, LLC|89
GGB|GERDAU SA ADS|BERN|Sanford C. Bernstein & Co., LLC|359964
GGB|GERDAU SA ADS|BIDS|BIDS TRADING L.P.|6800
GGB|GERDAU SA ADS|BIMI|Banca IMI Securities Corp.|8000
GGB|GERDAU SA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|518035
GGB|GERDAU SA ADS|BLKX|INSTINET, LLC|447784
GGB|GERDAU SA ADS|BMOC|BMO Capital Markets Corp.|394159
GGB|GERDAU SA ADS|BNPX|BNP PARIBAS SECURITIES CORP.|743
GGB|GERDAU SA ADS|BTIG|BTIG, LLC|1502217
GGB|GERDAU SA ADS|BYXM|CBOE TRADING, INC.|2900
GGB|GERDAU SA ADS|CANT|Cantor Fitzgerald & Co.|196
GGB|GERDAU SA ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|13800
GGB|GERDAU SA ADS|CBRA|Cobra Trading, Inc.|1446
GGB|GERDAU SA ADS|CHAS|Charles Schwab & Co., Inc.|6000
GGB|GERDAU SA ADS|CICF|Canaccord Genuity Corp.|13000
GGB|GERDAU SA ADS|CIST|Capital Institutional Services, Inc.|111850
GGB|GERDAU SA ADS|CLSA|CLSA AMERICAS, LLC|2700
GGB|GERDAU SA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|618573
GGB|GERDAU SA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3101877
GGB|GERDAU SA ADS|CTDL|Citadel Derivatives Group Llc|4562
GGB|GERDAU SA ADS|CTLR|CUTLER GROUP, LP|1500
GGB|GERDAU SA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|863000
GGB|GERDAU SA ADS|DBAB|Deutsche Bank Securities Inc.|5288373
GGB|GERDAU SA ADS|DBAX|Deutsche Bank Securities Inc.|5172600
GGB|GERDAU SA ADS|DCHF|Dart Executions, LLC|30032
GGB|GERDAU SA ADS|DEAN|MORGAN STANLEY|111059
GGB|GERDAU SA ADS|DEGS|RONIN PROFESSIONAL LLC|7731
GGB|GERDAU SA ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|303850
GGB|GERDAU SA ADS|EBXL|EBX LLC|1298500
GGB|GERDAU SA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|43307
GGB|GERDAU SA ADS|EDJO|Edward D. Jones & Co., L.P.|2163
GGB|GERDAU SA ADS|EGAM|CBOE TRADING, INC.|19805
GGB|GERDAU SA ADS|EGAW|CBOE TRADING, INC.|200
GGB|GERDAU SA ADS|EGXM|CBOE TRADING, INC.|52992
GGB|GERDAU SA ADS|EGXW|CBOE TRADING, INC.|400
GGB|GERDAU SA ADS|ETBE|Electronic Transaction Clearing, Inc.|171825
GGB|GERDAU SA ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|900
GGB|GERDAU SA ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
GGB|GERDAU SA ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1198
GGB|GERDAU SA ADS|ETRS|E*Trade Securities LLC|11472863
GGB|GERDAU SA ADS|FILL|Tradestation Securities, Inc.|25800
GGB|GERDAU SA ADS|FMAF|NBCN Inc./ CDS|34400
GGB|GERDAU SA ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32950
GGB|GERDAU SA ADS|FQLS|Quantlab Securities LP|1170620
GGB|GERDAU SA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|584778
GGB|GERDAU SA ADS|FTBR|Foliofn Investments, Inc.|112801
GGB|GERDAU SA ADS|GARC|ICAP Corporates LLC|1018887
GGB|GERDAU SA ADS|GBMT|GBM International, Inc.|7415
GGB|GERDAU SA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|210912
GGB|GERDAU SA ADS|GLIS|TD Securities Inc|14135
GGB|GERDAU SA ADS|GLPX|ACS EXECUTION SERVICES, LLC|30112
GGB|GERDAU SA ADS|GSCO|GOLDMAN SACHS & CO. LLC|2130128
GGB|GERDAU SA ADS|GSCS|GOLDMAN SACHS & CO. LLC|326196
GGB|GERDAU SA ADS|GSLT|GOLDMAN SACHS & CO. LLC|175593
GGB|GERDAU SA ADS|GTSZ|GTS SECURITIES LLC|128209
GGB|GERDAU SA ADS|HRBF|American Enterprise Investment Services Inc.|7244
GGB|GERDAU SA ADS|HSBC|HSBC Securities, Inc.|404531
GGB|GERDAU SA ADS|IATS|INTERACTIVE BROKERS LLC|207579
GGB|GERDAU SA ADS|IBKR|Interactive Brokers Llc|161981
GGB|GERDAU SA ADS|ICBX|INSTINET, LLC|1041630
GGB|GERDAU SA ADS|INCA|INSTINET, LLC|983882
GGB|GERDAU SA ADS|INJX|INSTINET, LLC|7500
GGB|GERDAU SA ADS|INTL|INTL FCSTONE FINANCIAL INC.|817
GGB|GERDAU SA ADS|ITGI|ITG Inc.|458503
GGB|GERDAU SA ADS|ITGP|ITG INC.|1485800
GGB|GERDAU SA ADS|JANY|Janney Montgomery Scott Inc.|349
GGB|GERDAU SA ADS|JEFF|JEFFERIES LLC|1540314
GGB|GERDAU SA ADS|JMPT|JUMP TRADING, LLC|478484
GGB|GERDAU SA ADS|JONE|JonesTrading|458727
GGB|GERDAU SA ADS|JPBX|J.P. MORGAN SECURITIES LLC|54787
GGB|GERDAU SA ADS|JPMX|J.P. Morgan Securities LLC|2571626
GGB|GERDAU SA ADS|KCGM|VIRTU Americas LLC|470079
GGB|GERDAU SA ADS|KRSH|Kershner Securities, LLC|9740
GGB|GERDAU SA ADS|LEHM|Barclays Capital Inc./Le|6143796
GGB|GERDAU SA ADS|LGNT|COR CLEARING LLC|32
GGB|GERDAU SA ADS|LIME|Lime Brokerage LLC|5296612
GGB|GERDAU SA ADS|LQNA|LIQUIDNET, INC.|789800
GGB|GERDAU SA ADS|LQNB|LIQUIDNET, INC.|6500
GGB|GERDAU SA ADS|LSCI|Lek Securities Corporation|6068
GGB|GERDAU SA ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GGB|GERDAU SA ADS|MAXM|Maxim Group LLC|172972
GGB|GERDAU SA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1727013
GGB|GERDAU SA ADS|MOTF|MOTIF INVESTING, INC.|1
GGB|GERDAU SA ADS|MSCO|MORGAN STANLEY & CO. LLC|6646314
GGB|GERDAU SA ADS|MSPL|MORGAN STANLEY & CO. LLC|9665000
GGB|GERDAU SA ADS|MSTX|MORGAN STANLEY & CO. LLC|363000
GGB|GERDAU SA ADS|MZHO|Mizuho Securities USA LLC|550000
GGB|GERDAU SA ADS|NFSC|National Financial Services LLC|2852430
GGB|GERDAU SA ADS|NITE|VIRTU Americas LLC|7330002
GGB|GERDAU SA ADS|NITP|VIRTU Americas LLC|1210033
GGB|GERDAU SA ADS|NQRB|Brut, LLC|55956
GGB|GERDAU SA ADS|NTBF|BMO Nesbitt Burns Inc./CDS|14628
GGB|GERDAU SA ADS|OPCO|Oppenheimer & Co. Inc.|447
GGB|GERDAU SA ADS|PCPT|PHILLIP CAPITAL INC.|1071
GGB|GERDAU SA ADS|PDQM|CODA MARKETS, INC.|108100
GGB|GERDAU SA ADS|PICT|Pictet Overseas Inc.|13640
GGB|GERDAU SA ADS|PWJC|UBS Financial Services, Inc.|37562
GGB|GERDAU SA ADS|QMSR|QUATTRO M SECURITIES INC.|35100
GGB|GERDAU SA ADS|RBCM|RBC CAPITAL MARKETS, LLC|1600
GGB|GERDAU SA ADS|RHCO|Suntrust Robinson Humphrey, Inc.|167178
GGB|GERDAU SA ADS|SAGL|SAGETRADER, LLC|21108
GGB|GERDAU SA ADS|SALI|INTL FCSTONE FINANCIAL INC.|2
GGB|GERDAU SA ADS|SBSH|Citigroup Global Markets Inc.|3445872
GGB|GERDAU SA ADS|SGMT|GOLDMAN SACHS & CO. LLC|1339818
GGB|GERDAU SA ADS|SIDC|Sidoti & Company, LLC|4800
GGB|GERDAU SA ADS|SPDR|SPEEDROUTE LLC|3200
GGB|GERDAU SA ADS|SPNT|SEVEN POINTS CAPITAL, LLC|120101
GGB|GERDAU SA ADS|STFL|Stifel, Nicolaus & Company, Incorporated|353378
GGB|GERDAU SA ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11330
GGB|GERDAU SA ADS|SWIM|TD Ameritrade, Inc.|3112507
GGB|GERDAU SA ADS|TKNG|ALLY INVEST SECURITIES LLC|40606
GGB|GERDAU SA ADS|TMBR|Timber Hill LLC|387
GGB|GERDAU SA ADS|TRBT|Tradebot Systems, Inc.|552405
GGB|GERDAU SA ADS|TRCM|TRC MARKETS LLC|35508
GGB|GERDAU SA ADS|TWTT|TASTYWORKS, INC.|190
GGB|GERDAU SA ADS|UBSA|UBS SECURITIES LLC|4623300
GGB|GERDAU SA ADS|UBSS|UBS Securities LLC|3133115
GGB|GERDAU SA ADS|VALX|VIRTU AMERICAS LLC|344558
GGB|GERDAU SA ADS|VGRD|Vanguard Marketing Corporation|72535
GGB|GERDAU SA ADS|WCHV|WELLS FARGO SECURITIES, LLC|316653
GGB|GERDAU SA ADS|WEDB|WEDBUSH SECURITIES INC.|1
GGB|GERDAU SA ADS|WEED|Weeden & Co.L.P.|308700
GGB|GERDAU SA ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|87515
GGB|GERDAU SA ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23200
GGB|GERDAU SA ADS|WGIF|CIBC World Markets Inc.|192109
GGB|GERDAU SA ADS|WSAG|WALL STREET ACCESS|5200
GGB|GERDAU SA ADS|WSEA|WOLVERINE SECURITIES, LLC|17830
GGB|GERDAU SA ADS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
GGB|GERDAU SA ADS|WTCO|Williams Trading LLC|695450
GGB|GERDAU SA ADS|XIST|INSTINET, LLC|530636
GGB|GERDAU SA ADS|XPUS|XP SECURITIES, LLC|96800
GGB|GERDAU SA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|113818
GGB|GERDAU SA ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|3675
GGB|GERDAU SA ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1203
GGG|GRACO INC|ALTX|Alternet Securities Inc.|3800
GGG|GRACO INC|ANOS|ABEL/NOSER, L.L.C.|700
GGG|GRACO INC|APCC|Apex Clearing Corporation|138
GGG|GRACO INC|BARD|Robert W. Baird & Co. Incorporated|7050
GGG|GRACO INC|BATM|CBOE TRADING, INC.|3279
GGG|GRACO INC|BBNT|BB&T SECURITIES, LLC|238
GGG|GRACO INC|BERN|Sanford C. Bernstein & Co., LLC|14679
GGG|GRACO INC|BIDS|BIDS TRADING L.P.|700
GGG|GRACO INC|BKCM|BNY Mellon Capital Markets LLC|25864
GGG|GRACO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6762
GGG|GRACO INC|BLKX|INSTINET, LLC|33100
GGG|GRACO INC|BMOC|BMO Capital Markets Corp.|714
GGG|GRACO INC|BNCH|The Benchmark Company, LLC|2146
GGG|GRACO INC|BNPX|BNP PARIBAS SECURITIES CORP.|5473
GGG|GRACO INC|BRVL|BLAYLOCK VAN, LLC|2400
GGG|GRACO INC|BTIG|BTIG, LLC|13597
GGG|GRACO INC|BYXM|CBOE TRADING, INC.|499
GGG|GRACO INC|BZYD|GOLDMAN SACHS & CO. LLC|1478
GGG|GRACO INC|CANT|Cantor Fitzgerald & Co.|42
GGG|GRACO INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|42914
GGG|GRACO INC|CHAS|Charles Schwab & Co., Inc.|8
GGG|GRACO INC|CIST|Capital Institutional Services, Inc.|337
GGG|GRACO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64732
GGG|GRACO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1090
GGG|GRACO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|108
GGG|GRACO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|198789
GGG|GRACO INC|CTDL|Citadel Derivatives Group Llc|5119
GGG|GRACO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25788
GGG|GRACO INC|DADA|D.A. Davidson & Co.|83
GGG|GRACO INC|DAVA|Davenport & Company LLC|2146
GGG|GRACO INC|DBAB|Deutsche Bank Securities Inc.|321815
GGG|GRACO INC|DBAX|Deutsche Bank Securities Inc.|187800
GGG|GRACO INC|DBUL|Deutsche Bank Securities Inc.|3787
GGG|GRACO INC|DEAN|MORGAN STANLEY|4243
GGG|GRACO INC|EBXL|EBX LLC|71900
GGG|GRACO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|22902
GGG|GRACO INC|EDJO|Edward D. Jones & Co., L.P.|11664
GGG|GRACO INC|EGAM|CBOE TRADING, INC.|6709
GGG|GRACO INC|EGAW|CBOE TRADING, INC.|100
GGG|GRACO INC|EGMT|EG MARKET TECHNOLOGIES LLC|2000
GGG|GRACO INC|EGXM|CBOE TRADING, INC.|1956
GGG|GRACO INC|EGXW|CBOE TRADING, INC.|97
GGG|GRACO INC|ETBE|Electronic Transaction Clearing, Inc.|6065
GGG|GRACO INC|ETCC|Electronic Transaction Clearing, Inc.|396
GGG|GRACO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5177
GGG|GRACO INC|ETRS|E*Trade Securities LLC|4280
GGG|GRACO INC|FBSB|U.S. Bancorp Investments, Inc.|110
GGG|GRACO INC|FILL|Tradestation Securities, Inc.|1445
GGG|GRACO INC|FMAF|NBCN Inc./ CDS|830
GGG|GRACO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8914
GGG|GRACO INC|FQLS|Quantlab Securities LP|143636
GGG|GRACO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90489
GGG|GRACO INC|FTBR|Foliofn Investments, Inc.|7088
GGG|GRACO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|584
GGG|GRACO INC|GLPX|ACS EXECUTION SERVICES, LLC|14070
GGG|GRACO INC|GSCO|GOLDMAN SACHS & CO. LLC|339244
GGG|GRACO INC|GSCS|GOLDMAN SACHS & CO. LLC|571
GGG|GRACO INC|GSLT|GOLDMAN SACHS & CO. LLC|4723
GGG|GRACO INC|GTSZ|GTS SECURITIES LLC|89443
GGG|GRACO INC|HPPX|POTAMUS TRADING, LLC|407
GGG|GRACO INC|HRBF|American Enterprise Investment Services Inc.|1080
GGG|GRACO INC|HSBC|HSBC Securities, Inc.|300
GGG|GRACO INC|IATS|INTERACTIVE BROKERS LLC|3860
GGG|GRACO INC|IBKR|Interactive Brokers Llc|6909
GGG|GRACO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1116
GGG|GRACO INC|ICBX|INSTINET, LLC|35830
GGG|GRACO INC|IEQY|CITADEL SECURITIES LLC|38915
GGG|GRACO INC|INCA|INSTINET, LLC|144838
GGG|GRACO INC|INJX|INSTINET, LLC|371
GGG|GRACO INC|ITGI|ITG Inc.|32964
GGG|GRACO INC|ITGP|ITG INC.|446600
GGG|GRACO INC|JANY|Janney Montgomery Scott Inc.|39
GGG|GRACO INC|JEFF|JEFFERIES LLC|49222
GGG|GRACO INC|JMPT|JUMP TRADING, LLC|20522
GGG|GRACO INC|JONE|JonesTrading|6390
GGG|GRACO INC|JPBX|J.P. MORGAN SECURITIES LLC|26212
GGG|GRACO INC|JPMX|J.P. Morgan Securities LLC|244439
GGG|GRACO INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
GGG|GRACO INC|JSJX|JANE STREET CAPITAL LLC|2939
GGG|GRACO INC|KCGM|VIRTU Americas LLC|24308
GGG|GRACO INC|LEHM|Barclays Capital Inc./Le|383718
GGG|GRACO INC|LIME|Lime Brokerage LLC|10493
GGG|GRACO INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|27200
GGG|GRACO INC|LOOP|Loop Capital Markets LLC|2610
GGG|GRACO INC|LQNA|LIQUIDNET, INC.|14400
GGG|GRACO INC|MACC|Mid Atlantic Capital Corporation|20
GGG|GRACO INC|MACQ|Macquarie Capital (USA) Inc.|1608
GGG|GRACO INC|MAXM|Maxim Group LLC|1835
GGG|GRACO INC|MBTS|ALLY INVEST SECURITIES LLC|49
GGG|GRACO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69001
GGG|GRACO INC|MOTF|MOTIF INVESTING, INC.|1
GGG|GRACO INC|MSCO|MORGAN STANLEY & CO. LLC|828771
GGG|GRACO INC|MSPL|MORGAN STANLEY & CO. LLC|199200
GGG|GRACO INC|MSTX|MORGAN STANLEY & CO. LLC|94200
GGG|GRACO INC|MULL|MARK J. MULLER EQUITIES, INC.|8633
GGG|GRACO INC|NFSC|National Financial Services LLC|87160
GGG|GRACO INC|NITE|VIRTU Americas LLC|151633
GGG|GRACO INC|NITP|VIRTU Americas LLC|100
GGG|GRACO INC|NQRB|Brut, LLC|780
GGG|GRACO INC|NTRC|Northern Trust Securities, Inc.|3977
GGG|GRACO INC|OPCO|Oppenheimer & Co. Inc.|496
GGG|GRACO INC|PDQM|CODA MARKETS, INC.|44751
GGG|GRACO INC|PWJC|UBS Financial Services, Inc.|683
GGG|GRACO INC|RBCM|RBC CAPITAL MARKETS, LLC|6294
GGG|GRACO INC|SAGL|SAGETRADER, LLC|3659
GGG|GRACO INC|SBSH|Citigroup Global Markets Inc.|50962
GGG|GRACO INC|SEIC|SEI Investments Distribution Co.|1000
GGG|GRACO INC|SGMT|GOLDMAN SACHS & CO. LLC|36166
GGG|GRACO INC|SPDR|SPEEDROUTE LLC|6000
GGG|GRACO INC|SPHN|Stephens Inc.|275
GGG|GRACO INC|STFL|Stifel, Nicolaus & Company, Incorporated|5732
GGG|GRACO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3964
GGG|GRACO INC|SWIM|TD Ameritrade, Inc.|8464
GGG|GRACO INC|SWST|Hilltop Securities Inc.|31
GGG|GRACO INC|TKNG|ALLY INVEST SECURITIES LLC|400
GGG|GRACO INC|TMBR|Timber Hill LLC|44
GGG|GRACO INC|TRBT|Tradebot Systems, Inc.|86746
GGG|GRACO INC|TRCM|TRC MARKETS LLC|44326
GGG|GRACO INC|UBSA|UBS SECURITIES LLC|254924
GGG|GRACO INC|UBSS|UBS Securities LLC|435714
GGG|GRACO INC|VALX|VIRTU AMERICAS LLC|7138
GGG|GRACO INC|VERT|The Vertical Trading Group, LLC|276
GGG|GRACO INC|VGRD|Vanguard Marketing Corporation|1814
GGG|GRACO INC|WABR|Wall Street Access|4765
GGG|GRACO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3633
GGG|GRACO INC|WCHV|WELLS FARGO SECURITIES, LLC|81483
GGG|GRACO INC|WEDB|WEDBUSH SECURITIES INC.|802
GGG|GRACO INC|WEED|Weeden & Co.L.P.|15719
GGG|GRACO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|697
GGG|GRACO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|586
GGG|GRACO INC|WGIF|CIBC World Markets Inc.|42
GGG|GRACO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|228
GGG|GRACO INC|WSEA|WOLVERINE SECURITIES, LLC|960
GGG|GRACO INC|XIST|INSTINET, LLC|12592
GGG|GRACO INC|XPQR|Jump Trading|4324
GGG|GRACO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|73160
GGG|GRACO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
GGG|GRACO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3833
GGM|GUGGENHEIM CREDIT|ALTX|Alternet Securities Inc.|100
GGM|GUGGENHEIM CREDIT|APCC|Apex Clearing Corporation|64
GGM|GUGGENHEIM CREDIT|BANK|Primevest Financial Services, Inc.|2
GGM|GUGGENHEIM CREDIT|BATM|CBOE TRADING, INC.|200
GGM|GUGGENHEIM CREDIT|BBNT|BB&T SECURITIES, LLC|1
GGM|GUGGENHEIM CREDIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
GGM|GUGGENHEIM CREDIT|CHAS|Charles Schwab & Co., Inc.|1
GGM|GUGGENHEIM CREDIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
GGM|GUGGENHEIM CREDIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
GGM|GUGGENHEIM CREDIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4800
GGM|GUGGENHEIM CREDIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
GGM|GUGGENHEIM CREDIT|DBAB|Deutsche Bank Securities Inc.|42189
GGM|GUGGENHEIM CREDIT|DBAX|Deutsche Bank Securities Inc.|4700
GGM|GUGGENHEIM CREDIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4487
GGM|GUGGENHEIM CREDIT|EBXL|EBX LLC|3500
GGM|GUGGENHEIM CREDIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
GGM|GUGGENHEIM CREDIT|EGXM|CBOE TRADING, INC.|100
GGM|GUGGENHEIM CREDIT|ETRS|E*Trade Securities LLC|4160
GGM|GUGGENHEIM CREDIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8267
GGM|GUGGENHEIM CREDIT|FTBR|Foliofn Investments, Inc.|38
GGM|GUGGENHEIM CREDIT|GLPX|ACS EXECUTION SERVICES, LLC|790
GGM|GUGGENHEIM CREDIT|GSCO|GOLDMAN SACHS & CO. LLC|1457
GGM|GUGGENHEIM CREDIT|GSCS|GOLDMAN SACHS & CO. LLC|600
GGM|GUGGENHEIM CREDIT|GSLT|GOLDMAN SACHS & CO. LLC|300
GGM|GUGGENHEIM CREDIT|GTSZ|GTS SECURITIES LLC|2000
GGM|GUGGENHEIM CREDIT|HRBF|American Enterprise Investment Services Inc.|200
GGM|GUGGENHEIM CREDIT|IATS|INTERACTIVE BROKERS LLC|700
GGM|GUGGENHEIM CREDIT|IBKR|Interactive Brokers Llc|6609
GGM|GUGGENHEIM CREDIT|ICBX|INSTINET, LLC|3100
GGM|GUGGENHEIM CREDIT|INCA|INSTINET, LLC|1422
GGM|GUGGENHEIM CREDIT|ITGI|ITG Inc.|3180
GGM|GUGGENHEIM CREDIT|ITGP|ITG INC.|11600
GGM|GUGGENHEIM CREDIT|JSJX|JANE STREET CAPITAL LLC|176
GGM|GUGGENHEIM CREDIT|KCGM|VIRTU Americas LLC|500
GGM|GUGGENHEIM CREDIT|LEHM|Barclays Capital Inc./Le|1200
GGM|GUGGENHEIM CREDIT|LIME|Lime Brokerage LLC|545
GGM|GUGGENHEIM CREDIT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GGM|GUGGENHEIM CREDIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
GGM|GUGGENHEIM CREDIT|MOTF|MOTIF INVESTING, INC.|1
GGM|GUGGENHEIM CREDIT|MSCO|MORGAN STANLEY & CO. LLC|2693
GGM|GUGGENHEIM CREDIT|MSPL|MORGAN STANLEY & CO. LLC|200
GGM|GUGGENHEIM CREDIT|NFSC|National Financial Services LLC|61278
GGM|GUGGENHEIM CREDIT|NITE|VIRTU Americas LLC|88927
GGM|GUGGENHEIM CREDIT|NQRB|Brut, LLC|200
GGM|GUGGENHEIM CREDIT|OPCO|Oppenheimer & Co. Inc.|14364
GGM|GUGGENHEIM CREDIT|PDQM|CODA MARKETS, INC.|1200
GGM|GUGGENHEIM CREDIT|PWJC|UBS Financial Services, Inc.|4977
GGM|GUGGENHEIM CREDIT|RBCM|RBC CAPITAL MARKETS, LLC|2453
GGM|GUGGENHEIM CREDIT|SBRX|MURIEL SIEBERT & CO INC|90
GGM|GUGGENHEIM CREDIT|SBSH|Citigroup Global Markets Inc.|5821
GGM|GUGGENHEIM CREDIT|SGMT|GOLDMAN SACHS & CO. LLC|2099
GGM|GUGGENHEIM CREDIT|STFL|Stifel, Nicolaus & Company, Incorporated|3011
GGM|GUGGENHEIM CREDIT|SWIM|TD Ameritrade, Inc.|430
GGM|GUGGENHEIM CREDIT|SWST|Hilltop Securities Inc.|29
GGM|GUGGENHEIM CREDIT|TRBT|Tradebot Systems, Inc.|1122
GGM|GUGGENHEIM CREDIT|UBSA|UBS SECURITIES LLC|7307
GGM|GUGGENHEIM CREDIT|UBSS|UBS Securities LLC|16419
GGM|GUGGENHEIM CREDIT|VGRD|Vanguard Marketing Corporation|1179
GGM|GUGGENHEIM CREDIT|WCHV|WELLS FARGO SECURITIES, LLC|8597
GGM|GUGGENHEIM CREDIT|WEDB|WEDBUSH SECURITIES INC.|4
GGM|GUGGENHEIM CREDIT|WEED|Weeden & Co.L.P.|240
GGM|GUGGENHEIM CREDIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1815
GGM|GUGGENHEIM CREDIT|WSEA|WOLVERINE SECURITIES, LLC|25
GGM|GUGGENHEIM CREDIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
GGM|GUGGENHEIM CREDIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7079
GGN|GAMCO GLOBAL GOLD|AGIS|Aegis Capital Corp.|7350
GGN|GAMCO GLOBAL GOLD|ALTX|Alternet Securities Inc.|2275
GGN|GAMCO GLOBAL GOLD|APCC|Apex Clearing Corporation|3854
GGN|GAMCO GLOBAL GOLD|BANK|Primevest Financial Services, Inc.|280
GGN|GAMCO GLOBAL GOLD|BARD|Robert W. Baird & Co. Incorporated|19229
GGN|GAMCO GLOBAL GOLD|BBNT|BB&T SECURITIES, LLC|8785
GGN|GAMCO GLOBAL GOLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54338
GGN|GAMCO GLOBAL GOLD|BRGE|Newbridge Securities Corp.|400
GGN|GAMCO GLOBAL GOLD|BTIG|BTIG, LLC|1600
GGN|GAMCO GLOBAL GOLD|CANT|Cantor Fitzgerald & Co.|80
GGN|GAMCO GLOBAL GOLD|CHAS|Charles Schwab & Co., Inc.|12486
GGN|GAMCO GLOBAL GOLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2014
GGN|GAMCO GLOBAL GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36672
GGN|GAMCO GLOBAL GOLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|17852
GGN|GAMCO GLOBAL GOLD|DADA|D.A. Davidson & Co.|5103
GGN|GAMCO GLOBAL GOLD|DBAB|Deutsche Bank Securities Inc.|3850
GGN|GAMCO GLOBAL GOLD|DBAX|Deutsche Bank Securities Inc.|16700
GGN|GAMCO GLOBAL GOLD|DEAN|MORGAN STANLEY|52516
GGN|GAMCO GLOBAL GOLD|DEGS|RONIN PROFESSIONAL LLC|600
GGN|GAMCO GLOBAL GOLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3865
GGN|GAMCO GLOBAL GOLD|EBXL|EBX LLC|22200
GGN|GAMCO GLOBAL GOLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2156
GGN|GAMCO GLOBAL GOLD|EDJO|Edward D. Jones & Co., L.P.|2225
GGN|GAMCO GLOBAL GOLD|EGAM|CBOE TRADING, INC.|5591
GGN|GAMCO GLOBAL GOLD|EGAW|CBOE TRADING, INC.|100
GGN|GAMCO GLOBAL GOLD|EGXM|CBOE TRADING, INC.|996
GGN|GAMCO GLOBAL GOLD|ETBE|Electronic Transaction Clearing, Inc.|400
GGN|GAMCO GLOBAL GOLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
GGN|GAMCO GLOBAL GOLD|ETRS|E*Trade Securities LLC|234157
GGN|GAMCO GLOBAL GOLD|FBSB|U.S. Bancorp Investments, Inc.|1057
GGN|GAMCO GLOBAL GOLD|FILL|Tradestation Securities, Inc.|1976
GGN|GAMCO GLOBAL GOLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27084
GGN|GAMCO GLOBAL GOLD|FTBR|Foliofn Investments, Inc.|45896
GGN|GAMCO GLOBAL GOLD|GEBB|GLOBAL EXECUTION BROKERS, LP|500
GGN|GAMCO GLOBAL GOLD|GLIS|TD Securities Inc|500
GGN|GAMCO GLOBAL GOLD|GLPX|ACS EXECUTION SERVICES, LLC|600
GGN|GAMCO GLOBAL GOLD|GSCO|GOLDMAN SACHS & CO. LLC|700
GGN|GAMCO GLOBAL GOLD|HRBF|American Enterprise Investment Services Inc.|9551
GGN|GAMCO GLOBAL GOLD|HSBC|HSBC Securities, Inc.|500
GGN|GAMCO GLOBAL GOLD|IATS|INTERACTIVE BROKERS LLC|101702
GGN|GAMCO GLOBAL GOLD|IBKR|Interactive Brokers Llc|54605
GGN|GAMCO GLOBAL GOLD|IBSJ|Integrity Brokerage Services, Inc.|6900
GGN|GAMCO GLOBAL GOLD|ICBX|INSTINET, LLC|36562
GGN|GAMCO GLOBAL GOLD|INCA|INSTINET, LLC|30122
GGN|GAMCO GLOBAL GOLD|ITGI|ITG Inc.|25997
GGN|GAMCO GLOBAL GOLD|ITGP|ITG INC.|9800
GGN|GAMCO GLOBAL GOLD|JANY|Janney Montgomery Scott Inc.|5975
GGN|GAMCO GLOBAL GOLD|JPMX|J.P. Morgan Securities LLC|23078
GGN|GAMCO GLOBAL GOLD|KCGM|VIRTU Americas LLC|13404
GGN|GAMCO GLOBAL GOLD|LEHM|Barclays Capital Inc./Le|28800
GGN|GAMCO GLOBAL GOLD|LGNT|COR CLEARING LLC|50
GGN|GAMCO GLOBAL GOLD|LIME|Lime Brokerage LLC|5013
GGN|GAMCO GLOBAL GOLD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
GGN|GAMCO GLOBAL GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72918
GGN|GAMCO GLOBAL GOLD|MOTF|MOTIF INVESTING, INC.|3
GGN|GAMCO GLOBAL GOLD|MSCO|MORGAN STANLEY & CO. LLC|324124
GGN|GAMCO GLOBAL GOLD|MSPL|MORGAN STANLEY & CO. LLC|9000
GGN|GAMCO GLOBAL GOLD|NATL|National Securities Corporation|7030
GGN|GAMCO GLOBAL GOLD|NFSC|National Financial Services LLC|783253
GGN|GAMCO GLOBAL GOLD|NITE|VIRTU Americas LLC|1087588
GGN|GAMCO GLOBAL GOLD|NITP|VIRTU Americas LLC|300
GGN|GAMCO GLOBAL GOLD|NTBF|BMO Nesbitt Burns Inc./CDS|4229
GGN|GAMCO GLOBAL GOLD|OPCO|Oppenheimer & Co. Inc.|20298
GGN|GAMCO GLOBAL GOLD|OTAA|OTA LLC|2200
GGN|GAMCO GLOBAL GOLD|PDQM|CODA MARKETS, INC.|5193
GGN|GAMCO GLOBAL GOLD|PWJC|UBS Financial Services, Inc.|24843
GGN|GAMCO GLOBAL GOLD|RBCM|RBC CAPITAL MARKETS, LLC|31500
GGN|GAMCO GLOBAL GOLD|RGLD|Regal Securities, Inc|600
GGN|GAMCO GLOBAL GOLD|SAGL|SAGETRADER, LLC|700
GGN|GAMCO GLOBAL GOLD|SALI|INTL FCSTONE FINANCIAL INC.|1600
GGN|GAMCO GLOBAL GOLD|SBSH|Citigroup Global Markets Inc.|10695
GGN|GAMCO GLOBAL GOLD|SEIC|SEI Investments Distribution Co.|300
GGN|GAMCO GLOBAL GOLD|SGMT|GOLDMAN SACHS & CO. LLC|12438
GGN|GAMCO GLOBAL GOLD|SPDR|SPEEDROUTE LLC|200
GGN|GAMCO GLOBAL GOLD|SPHN|Stephens Inc.|48
GGN|GAMCO GLOBAL GOLD|STFL|Stifel, Nicolaus & Company, Incorporated|27652
GGN|GAMCO GLOBAL GOLD|STXG|Stockcross Financial Services, Inc.|72
GGN|GAMCO GLOBAL GOLD|SWIM|TD Ameritrade, Inc.|71740
GGN|GAMCO GLOBAL GOLD|SWST|Hilltop Securities Inc.|19213
GGN|GAMCO GLOBAL GOLD|TKNG|ALLY INVEST SECURITIES LLC|10380
GGN|GAMCO GLOBAL GOLD|TRBT|Tradebot Systems, Inc.|3139
GGN|GAMCO GLOBAL GOLD|TRCM|TRC MARKETS LLC|200
GGN|GAMCO GLOBAL GOLD|UBSA|UBS SECURITIES LLC|105552
GGN|GAMCO GLOBAL GOLD|UBSS|UBS Securities LLC|361198
GGN|GAMCO GLOBAL GOLD|VALX|VIRTU AMERICAS LLC|10300
GGN|GAMCO GLOBAL GOLD|VERT|The Vertical Trading Group, LLC|500
GGN|GAMCO GLOBAL GOLD|VGRD|Vanguard Marketing Corporation|108466
GGN|GAMCO GLOBAL GOLD|WBET|Wallachbeth Capital LLC|13176
GGN|GAMCO GLOBAL GOLD|WCHV|WELLS FARGO SECURITIES, LLC|323087
GGN|GAMCO GLOBAL GOLD|WEDB|WEDBUSH SECURITIES INC.|14696
GGN|GAMCO GLOBAL GOLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7490
GGN|GAMCO GLOBAL GOLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66085
GGN|GAMCO GLOBAL GOLD|WGIF|CIBC World Markets Inc.|12137
GGN|GAMCO GLOBAL GOLD|WSEA|WOLVERINE SECURITIES, LLC|8276
GGN|GAMCO GLOBAL GOLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|10000
GGN|GAMCO GLOBAL GOLD|YKNA|COMHAR CAPITAL MARKETS, LLC|2618
GGN|GAMCO GLOBAL GOLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67680
GGN$B|GAMCO 5.00% SER B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|319
GGN$B|GAMCO 5.00% SER B|DBAX|Deutsche Bank Securities Inc.|1800
GGN$B|GAMCO 5.00% SER B|DEAN|MORGAN STANLEY|1541
GGN$B|GAMCO 5.00% SER B|ETRS|E*Trade Securities LLC|2310
GGN$B|GAMCO 5.00% SER B|FILL|Tradestation Securities, Inc.|400
GGN$B|GAMCO 5.00% SER B|GTSZ|GTS SECURITIES LLC|28
GGN$B|GAMCO 5.00% SER B|HRBF|American Enterprise Investment Services Inc.|1021
GGN$B|GAMCO 5.00% SER B|IBKR|Interactive Brokers Llc|250
GGN$B|GAMCO 5.00% SER B|INCA|INSTINET, LLC|2100
GGN$B|GAMCO 5.00% SER B|LIME|Lime Brokerage LLC|47
GGN$B|GAMCO 5.00% SER B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
GGN$B|GAMCO 5.00% SER B|MSCO|MORGAN STANLEY & CO. LLC|2577
GGN$B|GAMCO 5.00% SER B|NFSC|National Financial Services LLC|4072
GGN$B|GAMCO 5.00% SER B|NITE|VIRTU Americas LLC|12438
GGN$B|GAMCO 5.00% SER B|RBCM|RBC CAPITAL MARKETS, LLC|385
GGN$B|GAMCO 5.00% SER B|STFL|Stifel, Nicolaus & Company, Incorporated|300
GGN$B|GAMCO 5.00% SER B|UBSA|UBS SECURITIES LLC|1056
GGN$B|GAMCO 5.00% SER B|UBSS|UBS Securities LLC|1580
GGN$B|GAMCO 5.00% SER B|VGRD|Vanguard Marketing Corporation|125
GGN$B|GAMCO 5.00% SER B|WCHV|WELLS FARGO SECURITIES, LLC|3697
GGN$B|GAMCO 5.00% SER B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1157
GGO|GABELLI GO ANYWHERE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|892
GGO|GABELLI GO ANYWHERE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|151
GGO|GABELLI GO ANYWHERE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GGO|GABELLI GO ANYWHERE|ETRS|E*Trade Securities LLC|405
GGO|GABELLI GO ANYWHERE|GLPX|ACS EXECUTION SERVICES, LLC|1
GGO|GABELLI GO ANYWHERE|GSLT|GOLDMAN SACHS & CO. LLC|1708
GGO|GABELLI GO ANYWHERE|IATS|INTERACTIVE BROKERS LLC|1884
GGO|GABELLI GO ANYWHERE|IBKR|Interactive Brokers Llc|14702
GGO|GABELLI GO ANYWHERE|ITGI|ITG Inc.|300
GGO|GABELLI GO ANYWHERE|LIME|Lime Brokerage LLC|1
GGO|GABELLI GO ANYWHERE|MSCO|MORGAN STANLEY & CO. LLC|2430
GGO|GABELLI GO ANYWHERE|NFSC|National Financial Services LLC|210
GGO|GABELLI GO ANYWHERE|NITE|VIRTU Americas LLC|12634
GGO|GABELLI GO ANYWHERE|OPCO|Oppenheimer & Co. Inc.|1413
GGO|GABELLI GO ANYWHERE|PDQM|CODA MARKETS, INC.|151
GGO|GABELLI GO ANYWHERE|STXG|Stockcross Financial Services, Inc.|1461
GGO|GABELLI GO ANYWHERE|UBSA|UBS SECURITIES LLC|1793
GGO|GABELLI GO ANYWHERE|UBSS|UBS Securities LLC|248
GGO$A|GABELLI GO SER A PFD|WCHV|WELLS FARGO SECURITIES, LLC|250
GGP|GGP INC.|ABLE|NATIXIS Securities Americas LLC|562099
GGP|GGP INC.|AGIS|Aegis Capital Corp.|9000
GGP|GGP INC.|ALTX|Alternet Securities Inc.|18172
GGP|GGP INC.|ANOS|ABEL/NOSER, L.L.C.|8495
GGP|GGP INC.|APCC|Apex Clearing Corporation|541
GGP|GGP INC.|BALE|M&T SECURITIES, INC.|296
GGP|GGP INC.|BANK|Primevest Financial Services, Inc.|83
GGP|GGP INC.|BARD|Robert W. Baird & Co. Incorporated|1246313
GGP|GGP INC.|BATM|CBOE TRADING, INC.|21177
GGP|GGP INC.|BAYC|BAY CREST PARTNERS, LLC|364
GGP|GGP INC.|BAYT|BTIG, LLC|2073
GGP|GGP INC.|BBNT|BB&T SECURITIES, LLC|12
GGP|GGP INC.|BERN|Sanford C. Bernstein & Co., LLC|1036720
GGP|GGP INC.|BIDS|BIDS TRADING L.P.|13600
GGP|GGP INC.|BKCM|BNY Mellon Capital Markets LLC|57
GGP|GGP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36110
GGP|GGP INC.|BLKX|INSTINET, LLC|2270817
GGP|GGP INC.|BMOC|BMO Capital Markets Corp.|59259
GGP|GGP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3699260
GGP|GGP INC.|BTIG|BTIG, LLC|47879
GGP|GGP INC.|BYXM|CBOE TRADING, INC.|258
GGP|GGP INC.|CANT|Cantor Fitzgerald & Co.|2250
GGP|GGP INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|304292
GGP|GGP INC.|CHAS|Charles Schwab & Co., Inc.|756
GGP|GGP INC.|CIBP|CIBC World Markets Corp.|41662
GGP|GGP INC.|CIST|Capital Institutional Services, Inc.|9472
GGP|GGP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|367708
GGP|GGP INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15100
GGP|GGP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2062993
GGP|GGP INC.|CTDL|Citadel Derivatives Group Llc|102471
GGP|GGP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|901252
GGP|GGP INC.|DAVA|Davenport & Company LLC|882
GGP|GGP INC.|DBAB|Deutsche Bank Securities Inc.|587341
GGP|GGP INC.|DBAX|Deutsche Bank Securities Inc.|1629700
GGP|GGP INC.|DCHF|Dart Executions, LLC|56843
GGP|GGP INC.|DEAN|MORGAN STANLEY|2452
GGP|GGP INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|124504
GGP|GGP INC.|DRWK|DRW SECURITIES, L.L.C.|17800
GGP|GGP INC.|EBXL|EBX LLC|1848200
GGP|GGP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|127101
GGP|GGP INC.|EDJO|Edward D. Jones & Co., L.P.|1566
GGP|GGP INC.|EGAM|CBOE TRADING, INC.|48499
GGP|GGP INC.|EGAW|CBOE TRADING, INC.|777
GGP|GGP INC.|EGXM|CBOE TRADING, INC.|1009
GGP|GGP INC.|ESPO|ESPOSITO SECURITIES, LLC|130
GGP|GGP INC.|ETBE|Electronic Transaction Clearing, Inc.|96057
GGP|GGP INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
GGP|GGP INC.|ETCB|ETC BROKERAGE SERVICES, LLC|100
GGP|GGP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3500
GGP|GGP INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9279
GGP|GGP INC.|ETRS|E*Trade Securities LLC|45102
GGP|GGP INC.|FARA|FARINA & ASSOCIATES, INC.|12100
GGP|GGP INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|58
GGP|GGP INC.|FILL|Tradestation Securities, Inc.|5082
GGP|GGP INC.|FINX|FINTECH SECURITIES|420
GGP|GGP INC.|FMAF|NBCN Inc./ CDS|6506
GGP|GGP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|71501
GGP|GGP INC.|FQLS|Quantlab Securities LP|1265667
GGP|GGP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76271
GGP|GGP INC.|FTBR|Foliofn Investments, Inc.|986
GGP|GGP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|600
GGP|GGP INC.|GLIS|TD Securities Inc|49
GGP|GGP INC.|GLPX|ACS EXECUTION SERVICES, LLC|82248
GGP|GGP INC.|GNAV|GREEN STREET TRADING, LLC|17612
GGP|GGP INC.|GSCO|GOLDMAN SACHS & CO. LLC|12338619
GGP|GGP INC.|GSCS|GOLDMAN SACHS & CO. LLC|61536
GGP|GGP INC.|GSLT|GOLDMAN SACHS & CO. LLC|176244
GGP|GGP INC.|GTSZ|GTS SECURITIES LLC|514548
GGP|GGP INC.|HRBF|American Enterprise Investment Services Inc.|2356
GGP|GGP INC.|HSBC|HSBC Securities, Inc.|28229
GGP|GGP INC.|IATS|INTERACTIVE BROKERS LLC|23524
GGP|GGP INC.|IBKR|Interactive Brokers Llc|46730
GGP|GGP INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3162
GGP|GGP INC.|ICBX|INSTINET, LLC|718474
GGP|GGP INC.|IEQY|CITADEL SECURITIES LLC|946186
GGP|GGP INC.|INCA|INSTINET, LLC|749394
GGP|GGP INC.|INJX|INSTINET, LLC|1053
GGP|GGP INC.|INTL|INTL FCSTONE FINANCIAL INC.|5526
GGP|GGP INC.|ITGI|ITG Inc.|835359
GGP|GGP INC.|ITGP|ITG INC.|2202000
GGP|GGP INC.|JANY|Janney Montgomery Scott Inc.|1500
GGP|GGP INC.|JEFF|JEFFERIES LLC|752227
GGP|GGP INC.|JMPT|JUMP TRADING, LLC|472244
GGP|GGP INC.|JPBX|J.P. MORGAN SECURITIES LLC|89240
GGP|GGP INC.|JPMX|J.P. Morgan Securities LLC|2691662
GGP|GGP INC.|JSJX|JANE STREET CAPITAL LLC|4560
GGP|GGP INC.|KBWI|Keefe, Bruyette & Woods, Inc.|40000
GGP|GGP INC.|KCGM|VIRTU Americas LLC|458152
GGP|GGP INC.|LEHM|Barclays Capital Inc./Le|5438405
GGP|GGP INC.|LIME|Lime Brokerage LLC|92367
GGP|GGP INC.|LOOP|Loop Capital Markets LLC|2574
GGP|GGP INC.|LQNA|LIQUIDNET, INC.|2036500
GGP|GGP INC.|LQNB|LIQUIDNET, INC.|30000
GGP|GGP INC.|LSCI|Lek Securities Corporation|1942
GGP|GGP INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
GGP|GGP INC.|MACC|Mid Atlantic Capital Corporation|363
GGP|GGP INC.|MACQ|Macquarie Capital (USA) Inc.|200
GGP|GGP INC.|MKMP|MKM Partners LLC|81801
GGP|GGP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1155524
GGP|GGP INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11533
GGP|GGP INC.|MNDX|TJM Investments, LLC|11200
GGP|GGP INC.|MOTF|MOTIF INVESTING, INC.|9
GGP|GGP INC.|MSCO|MORGAN STANLEY & CO. LLC|4393131
GGP|GGP INC.|MSPL|MORGAN STANLEY & CO. LLC|1650800
GGP|GGP INC.|MSTX|MORGAN STANLEY & CO. LLC|301100
GGP|GGP INC.|MZHO|Mizuho Securities USA LLC|150000
GGP|GGP INC.|NEED|Needham & Company, LLC|9400
GGP|GGP INC.|NEUB|NEUBERGER BERMAN BD LLC|1606
GGP|GGP INC.|NFSC|National Financial Services LLC|655665
GGP|GGP INC.|NITE|VIRTU Americas LLC|677279
GGP|GGP INC.|NITP|VIRTU Americas LLC|180439
GGP|GGP INC.|NMRA|Nomura Securities International, Inc.|4700
GGP|GGP INC.|NQRB|Brut, LLC|29407
GGP|GGP INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1800
GGP|GGP INC.|NTRC|Northern Trust Securities, Inc.|2756
GGP|GGP INC.|OPCO|Oppenheimer & Co. Inc.|19508
GGP|GGP INC.|PDQM|CODA MARKETS, INC.|135851
GGP|GGP INC.|PWJC|UBS Financial Services, Inc.|4400
GGP|GGP INC.|QMSR|QUATTRO M SECURITIES INC.|18778
GGP|GGP INC.|RBCM|RBC CAPITAL MARKETS, LLC|16151
GGP|GGP INC.|RHCO|Suntrust Robinson Humphrey, Inc.|50050
GGP|GGP INC.|SAGL|SAGETRADER, LLC|7500
GGP|GGP INC.|SAGW|SAGETRADER, LLC|66
GGP|GGP INC.|SBSH|Citigroup Global Markets Inc.|1643057
GGP|GGP INC.|SEIC|SEI Investments Distribution Co.|1300
GGP|GGP INC.|SGMT|GOLDMAN SACHS & CO. LLC|1380449
GGP|GGP INC.|SPDR|SPEEDROUTE LLC|110587
GGP|GGP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|6213
GGP|GGP INC.|STKP|STOCKPILE INVESTMENTS, INC.|28
GGP|GGP INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20157
GGP|GGP INC.|SWIM|TD Ameritrade, Inc.|202425
GGP|GGP INC.|SWST|Hilltop Securities Inc.|28005
GGP|GGP INC.|TKNG|ALLY INVEST SECURITIES LLC|1635
GGP|GGP INC.|TMBR|Timber Hill LLC|800
GGP|GGP INC.|TRBT|Tradebot Systems, Inc.|802535
GGP|GGP INC.|TRCM|TRC MARKETS LLC|565142
GGP|GGP INC.|UBSA|UBS SECURITIES LLC|4177013
GGP|GGP INC.|UBSS|UBS Securities LLC|1638133
GGP|GGP INC.|VALX|VIRTU AMERICAS LLC|227740
GGP|GGP INC.|VGRD|Vanguard Marketing Corporation|14786
GGP|GGP INC.|WBET|Wallachbeth Capital LLC|41800
GGP|GGP INC.|WBLR|WILLIAM BLAIR|919
GGP|GGP INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|53312
GGP|GGP INC.|WCHV|WELLS FARGO SECURITIES, LLC|676894
GGP|GGP INC.|WDNX|WEEDEN & CO.L.P.|68290
GGP|GGP INC.|WEDB|WEDBUSH SECURITIES INC.|31473
GGP|GGP INC.|WEED|Weeden & Co.L.P.|1236
GGP|GGP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59925
GGP|GGP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7168
GGP|GGP INC.|WGIF|CIBC World Markets Inc.|2533
GGP|GGP INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|12282
GGP|GGP INC.|WSAG|WALL STREET ACCESS|71
GGP|GGP INC.|WSEA|WOLVERINE SECURITIES, LLC|1980
GGP|GGP INC.|XIST|INSTINET, LLC|5474
GGP|GGP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|921824
GGP|GGP INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1400
GGP|GGP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2537
GGP$A|GGP INC.|ALTX|Alternet Securities Inc.|200
GGP$A|GGP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
GGP$A|GGP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
GGP$A|GGP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
GGP$A|GGP INC.|DBAX|Deutsche Bank Securities Inc.|7500
GGP$A|GGP INC.|DEAN|MORGAN STANLEY|5915
GGP$A|GGP INC.|EBXL|EBX LLC|2400
GGP$A|GGP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2100
GGP$A|GGP INC.|EGXM|CBOE TRADING, INC.|5
GGP$A|GGP INC.|ETRS|E*Trade Securities LLC|2325
GGP$A|GGP INC.|FTBR|Foliofn Investments, Inc.|668
GGP$A|GGP INC.|GLPX|ACS EXECUTION SERVICES, LLC|200
GGP$A|GGP INC.|GSLT|GOLDMAN SACHS & CO. LLC|100
GGP$A|GGP INC.|HRBF|American Enterprise Investment Services Inc.|400
GGP$A|GGP INC.|IATS|INTERACTIVE BROKERS LLC|300
GGP$A|GGP INC.|IBKR|Interactive Brokers Llc|610
GGP$A|GGP INC.|ICBX|INSTINET, LLC|300
GGP$A|GGP INC.|INCA|INSTINET, LLC|6451
GGP$A|GGP INC.|ITGI|ITG Inc.|800
GGP$A|GGP INC.|JPMX|J.P. Morgan Securities LLC|400
GGP$A|GGP INC.|KCGM|VIRTU Americas LLC|6900
GGP$A|GGP INC.|LEHM|Barclays Capital Inc./Le|76864
GGP$A|GGP INC.|LIME|Lime Brokerage LLC|421
GGP$A|GGP INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
GGP$A|GGP INC.|MAXM|Maxim Group LLC|206
GGP$A|GGP INC.|MSCO|MORGAN STANLEY & CO. LLC|17657
GGP$A|GGP INC.|MSPL|MORGAN STANLEY & CO. LLC|100
GGP$A|GGP INC.|NFSC|National Financial Services LLC|9846
GGP$A|GGP INC.|NITE|VIRTU Americas LLC|21714
GGP$A|GGP INC.|NQRB|Brut, LLC|400
GGP$A|GGP INC.|PDQM|CODA MARKETS, INC.|1000
GGP$A|GGP INC.|PWJC|UBS Financial Services, Inc.|1300
GGP$A|GGP INC.|SGMT|GOLDMAN SACHS & CO. LLC|3529
GGP$A|GGP INC.|SPDR|SPEEDROUTE LLC|11548
GGP$A|GGP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|775
GGP$A|GGP INC.|TRBT|Tradebot Systems, Inc.|645
GGP$A|GGP INC.|TRCM|TRC MARKETS LLC|100
GGP$A|GGP INC.|UBSA|UBS SECURITIES LLC|9405
GGP$A|GGP INC.|UBSS|UBS Securities LLC|5710
GGP$A|GGP INC.|VGRD|Vanguard Marketing Corporation|101
GGP$A|GGP INC.|WCHV|WELLS FARGO SECURITIES, LLC|41612
GGP$A|GGP INC.|WEED|Weeden & Co.L.P.|25600
GGP$A|GGP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
GGP$A|GGP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
GGT|GABELLI MULTIMEDIA|ALTX|Alternet Securities Inc.|1000
GGT|GABELLI MULTIMEDIA|APCC|Apex Clearing Corporation|330
GGT|GABELLI MULTIMEDIA|BANK|Primevest Financial Services, Inc.|705
GGT|GABELLI MULTIMEDIA|BARD|Robert W. Baird & Co. Incorporated|9655
GGT|GABELLI MULTIMEDIA|BATM|CBOE TRADING, INC.|274
GGT|GABELLI MULTIMEDIA|BBNT|BB&T SECURITIES, LLC|29
GGT|GABELLI MULTIMEDIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1400
GGT|GABELLI MULTIMEDIA|BTIG|BTIG, LLC|5160
GGT|GABELLI MULTIMEDIA|BYXM|CBOE TRADING, INC.|100
GGT|GABELLI MULTIMEDIA|CANT|Cantor Fitzgerald & Co.|100
GGT|GABELLI MULTIMEDIA|CHAS|Charles Schwab & Co., Inc.|139
GGT|GABELLI MULTIMEDIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6852
GGT|GABELLI MULTIMEDIA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|751
GGT|GABELLI MULTIMEDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5400
GGT|GABELLI MULTIMEDIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
GGT|GABELLI MULTIMEDIA|DBAX|Deutsche Bank Securities Inc.|1000
GGT|GABELLI MULTIMEDIA|DEAN|MORGAN STANLEY|1049
GGT|GABELLI MULTIMEDIA|DEGS|RONIN PROFESSIONAL LLC|400
GGT|GABELLI MULTIMEDIA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3860
GGT|GABELLI MULTIMEDIA|EBXL|EBX LLC|7300
GGT|GABELLI MULTIMEDIA|EDJO|Edward D. Jones & Co., L.P.|6200
GGT|GABELLI MULTIMEDIA|EGAM|CBOE TRADING, INC.|300
GGT|GABELLI MULTIMEDIA|EGXM|CBOE TRADING, INC.|1769
GGT|GABELLI MULTIMEDIA|ETRS|E*Trade Securities LLC|26538
GGT|GABELLI MULTIMEDIA|FBSB|U.S. Bancorp Investments, Inc.|1063
GGT|GABELLI MULTIMEDIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14837
GGT|GABELLI MULTIMEDIA|FTBR|Foliofn Investments, Inc.|31271
GGT|GABELLI MULTIMEDIA|GLPX|ACS EXECUTION SERVICES, LLC|1229
GGT|GABELLI MULTIMEDIA|GSCO|GOLDMAN SACHS & CO. LLC|900
GGT|GABELLI MULTIMEDIA|GSCS|GOLDMAN SACHS & CO. LLC|100
GGT|GABELLI MULTIMEDIA|GSLT|GOLDMAN SACHS & CO. LLC|100
GGT|GABELLI MULTIMEDIA|GTSZ|GTS SECURITIES LLC|300
GGT|GABELLI MULTIMEDIA|HRBF|American Enterprise Investment Services Inc.|384
GGT|GABELLI MULTIMEDIA|IATS|INTERACTIVE BROKERS LLC|3079
GGT|GABELLI MULTIMEDIA|IBKR|Interactive Brokers Llc|8444
GGT|GABELLI MULTIMEDIA|ICBX|INSTINET, LLC|2008
GGT|GABELLI MULTIMEDIA|INCA|INSTINET, LLC|7373
GGT|GABELLI MULTIMEDIA|ITGI|ITG Inc.|4953
GGT|GABELLI MULTIMEDIA|ITGP|ITG INC.|2600
GGT|GABELLI MULTIMEDIA|JANY|Janney Montgomery Scott Inc.|2250
GGT|GABELLI MULTIMEDIA|JPMX|J.P. Morgan Securities LLC|800
GGT|GABELLI MULTIMEDIA|KCGM|VIRTU Americas LLC|2196
GGT|GABELLI MULTIMEDIA|LEHM|Barclays Capital Inc./Le|2600
GGT|GABELLI MULTIMEDIA|LGNT|COR CLEARING LLC|135
GGT|GABELLI MULTIMEDIA|LIME|Lime Brokerage LLC|765
GGT|GABELLI MULTIMEDIA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
GGT|GABELLI MULTIMEDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
GGT|GABELLI MULTIMEDIA|MSCO|MORGAN STANLEY & CO. LLC|28746
GGT|GABELLI MULTIMEDIA|MSPL|MORGAN STANLEY & CO. LLC|100
GGT|GABELLI MULTIMEDIA|NFSC|National Financial Services LLC|99051
GGT|GABELLI MULTIMEDIA|NITE|VIRTU Americas LLC|215631
GGT|GABELLI MULTIMEDIA|NQRB|Brut, LLC|3200
GGT|GABELLI MULTIMEDIA|NTBF|BMO Nesbitt Burns Inc./CDS|345
GGT|GABELLI MULTIMEDIA|OPCO|Oppenheimer & Co. Inc.|7482
GGT|GABELLI MULTIMEDIA|PDQM|CODA MARKETS, INC.|1808
GGT|GABELLI MULTIMEDIA|RBCM|RBC CAPITAL MARKETS, LLC|3105
GGT|GABELLI MULTIMEDIA|SAGC|SAGETRADER, LLC|300
GGT|GABELLI MULTIMEDIA|SBSH|Citigroup Global Markets Inc.|4023
GGT|GABELLI MULTIMEDIA|SGMT|GOLDMAN SACHS & CO. LLC|1500
GGT|GABELLI MULTIMEDIA|SPHN|Stephens Inc.|9
GGT|GABELLI MULTIMEDIA|STFL|Stifel, Nicolaus & Company, Incorporated|45
GGT|GABELLI MULTIMEDIA|SWIM|TD Ameritrade, Inc.|3148
GGT|GABELLI MULTIMEDIA|SWST|Hilltop Securities Inc.|21215
GGT|GABELLI MULTIMEDIA|TKNG|ALLY INVEST SECURITIES LLC|475
GGT|GABELLI MULTIMEDIA|TRBT|Tradebot Systems, Inc.|1995
GGT|GABELLI MULTIMEDIA|TRCM|TRC MARKETS LLC|300
GGT|GABELLI MULTIMEDIA|UBSA|UBS SECURITIES LLC|12867
GGT|GABELLI MULTIMEDIA|UBSS|UBS Securities LLC|43687
GGT|GABELLI MULTIMEDIA|VALX|VIRTU AMERICAS LLC|40
GGT|GABELLI MULTIMEDIA|VGRD|Vanguard Marketing Corporation|11302
GGT|GABELLI MULTIMEDIA|WCHV|WELLS FARGO SECURITIES, LLC|73964
GGT|GABELLI MULTIMEDIA|WEDB|WEDBUSH SECURITIES INC.|536
GGT|GABELLI MULTIMEDIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|359
GGT|GABELLI MULTIMEDIA|WSEA|WOLVERINE SECURITIES, LLC|5702
GGT|GABELLI MULTIMEDIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
GGT|GABELLI MULTIMEDIA|YKNA|COMHAR CAPITAL MARKETS, LLC|200
GGT|GABELLI MULTIMEDIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8039
GGT$B|GABELLI MMEDIA PFD B|EBXL|EBX LLC|100
GGT$B|GABELLI MMEDIA PFD B|ETRS|E*Trade Securities LLC|11
GGT$B|GABELLI MMEDIA PFD B|IBKR|Interactive Brokers Llc|6
GGT$B|GABELLI MMEDIA PFD B|NFSC|National Financial Services LLC|200
GGT$B|GABELLI MMEDIA PFD B|NITE|VIRTU Americas LLC|855
GGT$B|GABELLI MMEDIA PFD B|RBCM|RBC CAPITAL MARKETS, LLC|845
GGT$B|GABELLI MMEDIA PFD B|SPDR|SPEEDROUTE LLC|100
GGT$B|GABELLI MMEDIA PFD B|WCHV|WELLS FARGO SECURITIES, LLC|8
GGT$B|GABELLI MMEDIA PFD B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1121
GGT$E|GABELLI MULTMD 5.125|BATM|CBOE TRADING, INC.|100
GGT$E|GABELLI MULTMD 5.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
GGT$E|GABELLI MULTMD 5.125|DBAX|Deutsche Bank Securities Inc.|600
GGT$E|GABELLI MULTMD 5.125|DEAN|MORGAN STANLEY|3320
GGT$E|GABELLI MULTMD 5.125|EBXL|EBX LLC|100
GGT$E|GABELLI MULTMD 5.125|EGXM|CBOE TRADING, INC.|300
GGT$E|GABELLI MULTMD 5.125|ETRS|E*Trade Securities LLC|400
GGT$E|GABELLI MULTMD 5.125|GTSZ|GTS SECURITIES LLC|300
GGT$E|GABELLI MULTMD 5.125|HRBF|American Enterprise Investment Services Inc.|6005
GGT$E|GABELLI MULTMD 5.125|IATS|INTERACTIVE BROKERS LLC|200
GGT$E|GABELLI MULTMD 5.125|IBKR|Interactive Brokers Llc|981
GGT$E|GABELLI MULTMD 5.125|INCA|INSTINET, LLC|100
GGT$E|GABELLI MULTMD 5.125|JEFF|JEFFERIES LLC|500
GGT$E|GABELLI MULTMD 5.125|LIME|Lime Brokerage LLC|200
GGT$E|GABELLI MULTMD 5.125|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|350
GGT$E|GABELLI MULTMD 5.125|NFSC|National Financial Services LLC|5120
GGT$E|GABELLI MULTMD 5.125|NITE|VIRTU Americas LLC|10424
GGT$E|GABELLI MULTMD 5.125|UBSA|UBS SECURITIES LLC|3300
GGT$E|GABELLI MULTMD 5.125|UBSS|UBS Securities LLC|8215
GGT$E|GABELLI MULTMD 5.125|VGRD|Vanguard Marketing Corporation|1780
GGT$E|GABELLI MULTMD 5.125|WCHV|WELLS FARGO SECURITIES, LLC|2860
GGT$E|GABELLI MULTMD 5.125|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3231
GGZ|GABELLI GLOBL SM&MC|ALTX|Alternet Securities Inc.|2360
GGZ|GABELLI GLOBL SM&MC|APCC|Apex Clearing Corporation|24
GGZ|GABELLI GLOBL SM&MC|BANK|Primevest Financial Services, Inc.|1
GGZ|GABELLI GLOBL SM&MC|BARD|Robert W. Baird & Co. Incorporated|40
GGZ|GABELLI GLOBL SM&MC|BBNT|BB&T SECURITIES, LLC|252
GGZ|GABELLI GLOBL SM&MC|BRGE|Newbridge Securities Corp.|17
GGZ|GABELLI GLOBL SM&MC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GGZ|GABELLI GLOBL SM&MC|DEAN|MORGAN STANLEY|6064
GGZ|GABELLI GLOBL SM&MC|DEGS|RONIN PROFESSIONAL LLC|200
GGZ|GABELLI GLOBL SM&MC|EBXL|EBX LLC|100
GGZ|GABELLI GLOBL SM&MC|EDJO|Edward D. Jones & Co., L.P.|100
GGZ|GABELLI GLOBL SM&MC|EGXM|CBOE TRADING, INC.|3100
GGZ|GABELLI GLOBL SM&MC|ETRS|E*Trade Securities LLC|352
GGZ|GABELLI GLOBL SM&MC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5018
GGZ|GABELLI GLOBL SM&MC|FTBR|Foliofn Investments, Inc.|15
GGZ|GABELLI GLOBL SM&MC|GSCO|GOLDMAN SACHS & CO. LLC|300
GGZ|GABELLI GLOBL SM&MC|GSLT|GOLDMAN SACHS & CO. LLC|200
GGZ|GABELLI GLOBL SM&MC|HRBF|American Enterprise Investment Services Inc.|614
GGZ|GABELLI GLOBL SM&MC|IATS|INTERACTIVE BROKERS LLC|9870
GGZ|GABELLI GLOBL SM&MC|IBKR|Interactive Brokers Llc|14905
GGZ|GABELLI GLOBL SM&MC|ICBX|INSTINET, LLC|1340
GGZ|GABELLI GLOBL SM&MC|ITGI|ITG Inc.|1064
GGZ|GABELLI GLOBL SM&MC|ITGP|ITG INC.|1200
GGZ|GABELLI GLOBL SM&MC|JANY|Janney Montgomery Scott Inc.|933
GGZ|GABELLI GLOBL SM&MC|JONE|JonesTrading|100
GGZ|GABELLI GLOBL SM&MC|JPMX|J.P. Morgan Securities LLC|2530
GGZ|GABELLI GLOBL SM&MC|LEHM|Barclays Capital Inc./Le|3100
GGZ|GABELLI GLOBL SM&MC|LIME|Lime Brokerage LLC|637
GGZ|GABELLI GLOBL SM&MC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|584
GGZ|GABELLI GLOBL SM&MC|MSCO|MORGAN STANLEY & CO. LLC|15070
GGZ|GABELLI GLOBL SM&MC|NBCS|NBC Securities, INC.|100
GGZ|GABELLI GLOBL SM&MC|NFSC|National Financial Services LLC|10514
GGZ|GABELLI GLOBL SM&MC|NITE|VIRTU Americas LLC|52664
GGZ|GABELLI GLOBL SM&MC|NQRB|Brut, LLC|100
GGZ|GABELLI GLOBL SM&MC|PDQM|CODA MARKETS, INC.|47
GGZ|GABELLI GLOBL SM&MC|PWJC|UBS Financial Services, Inc.|1208
GGZ|GABELLI GLOBL SM&MC|RBCM|RBC CAPITAL MARKETS, LLC|4682
GGZ|GABELLI GLOBL SM&MC|SBSH|Citigroup Global Markets Inc.|183
GGZ|GABELLI GLOBL SM&MC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|38
GGZ|GABELLI GLOBL SM&MC|SGMT|GOLDMAN SACHS & CO. LLC|1400
GGZ|GABELLI GLOBL SM&MC|SPHN|Stephens Inc.|75
GGZ|GABELLI GLOBL SM&MC|STFL|Stifel, Nicolaus & Company, Incorporated|9999
GGZ|GABELLI GLOBL SM&MC|SWST|Hilltop Securities Inc.|6552
GGZ|GABELLI GLOBL SM&MC|TKNG|ALLY INVEST SECURITIES LLC|1
GGZ|GABELLI GLOBL SM&MC|UBSA|UBS SECURITIES LLC|2573
GGZ|GABELLI GLOBL SM&MC|UBSS|UBS Securities LLC|6939
GGZ|GABELLI GLOBL SM&MC|VGRD|Vanguard Marketing Corporation|1731
GGZ|GABELLI GLOBL SM&MC|WCHV|WELLS FARGO SECURITIES, LLC|8872
GGZ|GABELLI GLOBL SM&MC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6895
GGZ|GABELLI GLOBL SM&MC|WSEA|WOLVERINE SECURITIES, LLC|1
GGZ|GABELLI GLOBL SM&MC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1080
GGZ|GABELLI GLOBL SM&MC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2252
GGZ$A|GABELLO GLOBAL PFD A|APCC|Apex Clearing Corporation|2
GGZ$A|GABELLO GLOBAL PFD A|GSLT|GOLDMAN SACHS & CO. LLC|79
GGZ$A|GABELLO GLOBAL PFD A|IBKR|Interactive Brokers Llc|1010
GGZ$A|GABELLO GLOBAL PFD A|NITE|VIRTU Americas LLC|2737
GGZ$A|GABELLO GLOBAL PFD A|NQRB|Brut, LLC|100
GGZ$A|GABELLO GLOBAL PFD A|VNDM|Wall Street Access|1700
GGZ$A|GABELLO GLOBAL PFD A|WBLR|WILLIAM BLAIR|1300
GGZ$A|GABELLO GLOBAL PFD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|128
GHC|GRAHAM HOLDINGS CO|ANOS|ABEL/NOSER, L.L.C.|516
GHC|GRAHAM HOLDINGS CO|APCC|Apex Clearing Corporation|10
GHC|GRAHAM HOLDINGS CO|BARD|Robert W. Baird & Co. Incorporated|116
GHC|GRAHAM HOLDINGS CO|BATM|CBOE TRADING, INC.|18
GHC|GRAHAM HOLDINGS CO|BAYC|BAY CREST PARTNERS, LLC|16
GHC|GRAHAM HOLDINGS CO|BERN|Sanford C. Bernstein & Co., LLC|292
GHC|GRAHAM HOLDINGS CO|BKCM|BNY Mellon Capital Markets LLC|2776
GHC|GRAHAM HOLDINGS CO|BNPX|BNP PARIBAS SECURITIES CORP.|155
GHC|GRAHAM HOLDINGS CO|BTIG|BTIG, LLC|90
GHC|GRAHAM HOLDINGS CO|CANT|Cantor Fitzgerald & Co.|2
GHC|GRAHAM HOLDINGS CO|CHAS|Charles Schwab & Co., Inc.|40
GHC|GRAHAM HOLDINGS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
GHC|GRAHAM HOLDINGS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6036
GHC|GRAHAM HOLDINGS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17913
GHC|GRAHAM HOLDINGS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2474
GHC|GRAHAM HOLDINGS CO|CTDL|Citadel Derivatives Group Llc|286
GHC|GRAHAM HOLDINGS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|840
GHC|GRAHAM HOLDINGS CO|DBAB|Deutsche Bank Securities Inc.|15895
GHC|GRAHAM HOLDINGS CO|DBAX|Deutsche Bank Securities Inc.|3200
GHC|GRAHAM HOLDINGS CO|DEAN|MORGAN STANLEY|100
GHC|GRAHAM HOLDINGS CO|EBXL|EBX LLC|5300
GHC|GRAHAM HOLDINGS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|59
GHC|GRAHAM HOLDINGS CO|EGAM|CBOE TRADING, INC.|100
GHC|GRAHAM HOLDINGS CO|EGXM|CBOE TRADING, INC.|2
GHC|GRAHAM HOLDINGS CO|ETRS|E*Trade Securities LLC|284
GHC|GRAHAM HOLDINGS CO|FILL|Tradestation Securities, Inc.|1
GHC|GRAHAM HOLDINGS CO|FMAF|NBCN Inc./ CDS|80
GHC|GRAHAM HOLDINGS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34
GHC|GRAHAM HOLDINGS CO|FQLS|Quantlab Securities LP|601
GHC|GRAHAM HOLDINGS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1301
GHC|GRAHAM HOLDINGS CO|FTBR|Foliofn Investments, Inc.|35
GHC|GRAHAM HOLDINGS CO|GLPX|ACS EXECUTION SERVICES, LLC|31
GHC|GRAHAM HOLDINGS CO|GSCO|GOLDMAN SACHS & CO. LLC|97157
GHC|GRAHAM HOLDINGS CO|GSCS|GOLDMAN SACHS & CO. LLC|500
GHC|GRAHAM HOLDINGS CO|GSLT|GOLDMAN SACHS & CO. LLC|100
GHC|GRAHAM HOLDINGS CO|GTSZ|GTS SECURITIES LLC|116
GHC|GRAHAM HOLDINGS CO|IBKR|Interactive Brokers Llc|59
GHC|GRAHAM HOLDINGS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
GHC|GRAHAM HOLDINGS CO|ICBX|INSTINET, LLC|900
GHC|GRAHAM HOLDINGS CO|IEQY|CITADEL SECURITIES LLC|1075
GHC|GRAHAM HOLDINGS CO|INCA|INSTINET, LLC|6911
GHC|GRAHAM HOLDINGS CO|INJX|INSTINET, LLC|491
GHC|GRAHAM HOLDINGS CO|ITGI|ITG Inc.|4601
GHC|GRAHAM HOLDINGS CO|ITGP|ITG INC.|2600
GHC|GRAHAM HOLDINGS CO|JEFF|JEFFERIES LLC|141
GHC|GRAHAM HOLDINGS CO|JPBX|J.P. MORGAN SECURITIES LLC|200
GHC|GRAHAM HOLDINGS CO|JPMX|J.P. Morgan Securities LLC|19592
GHC|GRAHAM HOLDINGS CO|KCGM|VIRTU Americas LLC|220
GHC|GRAHAM HOLDINGS CO|LEHM|Barclays Capital Inc./Le|7913
GHC|GRAHAM HOLDINGS CO|LIME|Lime Brokerage LLC|1093
GHC|GRAHAM HOLDINGS CO|LOOP|Loop Capital Markets LLC|199
GHC|GRAHAM HOLDINGS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
GHC|GRAHAM HOLDINGS CO|MSCO|MORGAN STANLEY & CO. LLC|22628
GHC|GRAHAM HOLDINGS CO|MSPL|MORGAN STANLEY & CO. LLC|4000
GHC|GRAHAM HOLDINGS CO|MTON|MILLINGTON SECURITIES, INC.|1367
GHC|GRAHAM HOLDINGS CO|NFSC|National Financial Services LLC|1418
GHC|GRAHAM HOLDINGS CO|NITE|VIRTU Americas LLC|7620
GHC|GRAHAM HOLDINGS CO|OPCO|Oppenheimer & Co. Inc.|50
GHC|GRAHAM HOLDINGS CO|PDQM|CODA MARKETS, INC.|2340
GHC|GRAHAM HOLDINGS CO|RBCM|RBC CAPITAL MARKETS, LLC|100
GHC|GRAHAM HOLDINGS CO|SBSH|Citigroup Global Markets Inc.|503
GHC|GRAHAM HOLDINGS CO|SGMT|GOLDMAN SACHS & CO. LLC|2913
GHC|GRAHAM HOLDINGS CO|SPDR|SPEEDROUTE LLC|467
GHC|GRAHAM HOLDINGS CO|STFL|Stifel, Nicolaus & Company, Incorporated|3
GHC|GRAHAM HOLDINGS CO|STKP|STOCKPILE INVESTMENTS, INC.|6
GHC|GRAHAM HOLDINGS CO|SWIM|TD Ameritrade, Inc.|1815
GHC|GRAHAM HOLDINGS CO|TKNG|ALLY INVEST SECURITIES LLC|4
GHC|GRAHAM HOLDINGS CO|TRBT|Tradebot Systems, Inc.|389
GHC|GRAHAM HOLDINGS CO|TRCM|TRC MARKETS LLC|63
GHC|GRAHAM HOLDINGS CO|UBSA|UBS SECURITIES LLC|13997
GHC|GRAHAM HOLDINGS CO|UBSS|UBS Securities LLC|13352
GHC|GRAHAM HOLDINGS CO|VALX|VIRTU AMERICAS LLC|100
GHC|GRAHAM HOLDINGS CO|VGRD|Vanguard Marketing Corporation|99
GHC|GRAHAM HOLDINGS CO|WABR|Wall Street Access|1367
GHC|GRAHAM HOLDINGS CO|WCHV|WELLS FARGO SECURITIES, LLC|1227
GHC|GRAHAM HOLDINGS CO|WDNX|WEEDEN & CO.L.P.|592
GHC|GRAHAM HOLDINGS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
GHC|GRAHAM HOLDINGS CO|WSEA|WOLVERINE SECURITIES, LLC|4
GHC|GRAHAM HOLDINGS CO|XIST|INSTINET, LLC|402
GHC|GRAHAM HOLDINGS CO|XPQR|Jump Trading|353
GHC|GRAHAM HOLDINGS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1054
GHDX|GENOMIC HEALTH, INC.|ADAM|CANACCORD GENUITY INC.|7649
GHDX|GENOMIC HEALTH, INC.|AGIS|Aegis Capital Corp.|500
GHDX|GENOMIC HEALTH, INC.|ALTX|Alternet Securities Inc.|20047
GHDX|GENOMIC HEALTH, INC.|APCC|Apex Clearing Corporation|4214
GHDX|GENOMIC HEALTH, INC.|BARD|Robert W. Baird & Co. Incorporated|324
GHDX|GENOMIC HEALTH, INC.|BATM|CBOE TRADING, INC.|1621
GHDX|GENOMIC HEALTH, INC.|BBNT|BB&T SECURITIES, LLC|160
GHDX|GENOMIC HEALTH, INC.|BERN|Sanford C. Bernstein & Co., LLC|67947
GHDX|GENOMIC HEALTH, INC.|BIDS|BIDS TRADING L.P.|1300
GHDX|GENOMIC HEALTH, INC.|BIMI|Banca IMI Securities Corp.|2000
GHDX|GENOMIC HEALTH, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5443
GHDX|GENOMIC HEALTH, INC.|BLKX|INSTINET, LLC|79050
GHDX|GENOMIC HEALTH, INC.|BMOC|BMO Capital Markets Corp.|3244
GHDX|GENOMIC HEALTH, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|15212
GHDX|GENOMIC HEALTH, INC.|BTIG|BTIG, LLC|9105
GHDX|GENOMIC HEALTH, INC.|BYXM|CBOE TRADING, INC.|1791
GHDX|GENOMIC HEALTH, INC.|CANT|Cantor Fitzgerald & Co.|134
GHDX|GENOMIC HEALTH, INC.|CHAS|Charles Schwab & Co., Inc.|4432
GHDX|GENOMIC HEALTH, INC.|CIST|Capital Institutional Services, Inc.|64
GHDX|GENOMIC HEALTH, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30301
GHDX|GENOMIC HEALTH, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21940
GHDX|GENOMIC HEALTH, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2252
GHDX|GENOMIC HEALTH, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|237400
GHDX|GENOMIC HEALTH, INC.|CTDL|Citadel Derivatives Group Llc|8042
GHDX|GENOMIC HEALTH, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|36084
GHDX|GENOMIC HEALTH, INC.|DADA|D.A. Davidson & Co.|330
GHDX|GENOMIC HEALTH, INC.|DBAB|Deutsche Bank Securities Inc.|210769
GHDX|GENOMIC HEALTH, INC.|DBAX|Deutsche Bank Securities Inc.|131200
GHDX|GENOMIC HEALTH, INC.|DBUL|Deutsche Bank Securities Inc.|1139
GHDX|GENOMIC HEALTH, INC.|DEAN|MORGAN STANLEY|44480
GHDX|GENOMIC HEALTH, INC.|DEGS|RONIN PROFESSIONAL LLC|7456
GHDX|GENOMIC HEALTH, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|235
GHDX|GENOMIC HEALTH, INC.|EBXL|EBX LLC|139200
GHDX|GENOMIC HEALTH, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1977
GHDX|GENOMIC HEALTH, INC.|EDJO|Edward D. Jones & Co., L.P.|1238
GHDX|GENOMIC HEALTH, INC.|EGAM|CBOE TRADING, INC.|7105
GHDX|GENOMIC HEALTH, INC.|EGAW|CBOE TRADING, INC.|200
GHDX|GENOMIC HEALTH, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|625
GHDX|GENOMIC HEALTH, INC.|EGXM|CBOE TRADING, INC.|5425
GHDX|GENOMIC HEALTH, INC.|EGXW|CBOE TRADING, INC.|149
GHDX|GENOMIC HEALTH, INC.|ETBE|Electronic Transaction Clearing, Inc.|5518
GHDX|GENOMIC HEALTH, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4756
GHDX|GENOMIC HEALTH, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|65082
GHDX|GENOMIC HEALTH, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|45
GHDX|GENOMIC HEALTH, INC.|ETRS|E*Trade Securities LLC|100798
GHDX|GENOMIC HEALTH, INC.|FBCO|Credit Suisse Securities (USA) LLC|206123
GHDX|GENOMIC HEALTH, INC.|FFSI|Firstrade Securities Inc.|700
GHDX|GENOMIC HEALTH, INC.|FILL|Tradestation Securities, Inc.|17579
GHDX|GENOMIC HEALTH, INC.|FMAF|NBCN Inc./ CDS|377
GHDX|GENOMIC HEALTH, INC.|FOMA|TD AMERITRADE CLEARING, INC.|355364
GHDX|GENOMIC HEALTH, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35
GHDX|GENOMIC HEALTH, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51651
GHDX|GENOMIC HEALTH, INC.|FTBR|Foliofn Investments, Inc.|587
GHDX|GENOMIC HEALTH, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|16341
GHDX|GENOMIC HEALTH, INC.|GLPX|ACS EXECUTION SERVICES, LLC|42928
GHDX|GENOMIC HEALTH, INC.|GSCO|GOLDMAN SACHS & CO. LLC|392507
GHDX|GENOMIC HEALTH, INC.|GSCS|GOLDMAN SACHS & CO. LLC|8296
GHDX|GENOMIC HEALTH, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2590
GHDX|GENOMIC HEALTH, INC.|GTSZ|GTS SECURITIES LLC|49589
GHDX|GENOMIC HEALTH, INC.|HAPX|HAP Trading, LLC|283
GHDX|GENOMIC HEALTH, INC.|HRBF|American Enterprise Investment Services Inc.|4698
GHDX|GENOMIC HEALTH, INC.|HSBC|HSBC Securities, Inc.|16068
GHDX|GENOMIC HEALTH, INC.|IATS|INTERACTIVE BROKERS LLC|47429
GHDX|GENOMIC HEALTH, INC.|IBKR|Interactive Brokers Llc|135018
GHDX|GENOMIC HEALTH, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|148
GHDX|GENOMIC HEALTH, INC.|ICBX|INSTINET, LLC|39643
GHDX|GENOMIC HEALTH, INC.|IEQY|CITADEL SECURITIES LLC|96378
GHDX|GENOMIC HEALTH, INC.|INCA|INSTINET, LLC|202674
GHDX|GENOMIC HEALTH, INC.|INJX|INSTINET, LLC|19954
GHDX|GENOMIC HEALTH, INC.|ITGI|ITG Inc.|259268
GHDX|GENOMIC HEALTH, INC.|ITGP|ITG INC.|112400
GHDX|GENOMIC HEALTH, INC.|JANY|Janney Montgomery Scott Inc.|850
GHDX|GENOMIC HEALTH, INC.|JEFF|JEFFERIES LLC|155555
GHDX|GENOMIC HEALTH, INC.|JMPT|JUMP TRADING, LLC|31148
GHDX|GENOMIC HEALTH, INC.|JPBX|J.P. MORGAN SECURITIES LLC|24283
GHDX|GENOMIC HEALTH, INC.|JPMX|J.P. Morgan Securities LLC|281831
GHDX|GENOMIC HEALTH, INC.|JSJX|JANE STREET CAPITAL LLC|52057
GHDX|GENOMIC HEALTH, INC.|KCGM|VIRTU Americas LLC|62192
GHDX|GENOMIC HEALTH, INC.|KCRD|PHX FINANCIAL, INC.|1075
GHDX|GENOMIC HEALTH, INC.|LEHM|Barclays Capital Inc./Le|394088
GHDX|GENOMIC HEALTH, INC.|LIME|Lime Brokerage LLC|177623
GHDX|GENOMIC HEALTH, INC.|LMGP|LIME BROKERAGE LLC|1200
GHDX|GENOMIC HEALTH, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|25400
GHDX|GENOMIC HEALTH, INC.|LQNA|LIQUIDNET, INC.|22000
GHDX|GENOMIC HEALTH, INC.|LSCI|Lek Securities Corporation|309
GHDX|GENOMIC HEALTH, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
GHDX|GENOMIC HEALTH, INC.|MAXM|Maxim Group LLC|1992
GHDX|GENOMIC HEALTH, INC.|MBTS|ALLY INVEST SECURITIES LLC|1308
GHDX|GENOMIC HEALTH, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62450
GHDX|GENOMIC HEALTH, INC.|MOTF|MOTIF INVESTING, INC.|136
GHDX|GENOMIC HEALTH, INC.|MSCO|MORGAN STANLEY & CO. LLC|1480890
GHDX|GENOMIC HEALTH, INC.|MSPL|MORGAN STANLEY & CO. LLC|143500
GHDX|GENOMIC HEALTH, INC.|MSTX|MORGAN STANLEY & CO. LLC|11300
GHDX|GENOMIC HEALTH, INC.|NATL|National Securities Corporation|50
GHDX|GENOMIC HEALTH, INC.|NFSC|National Financial Services LLC|430181
GHDX|GENOMIC HEALTH, INC.|NITE|VIRTU Americas LLC|558595
GHDX|GENOMIC HEALTH, INC.|NITP|VIRTU Americas LLC|900
GHDX|GENOMIC HEALTH, INC.|NQRB|Brut, LLC|3162
GHDX|GENOMIC HEALTH, INC.|OPCO|Oppenheimer & Co. Inc.|24925
GHDX|GENOMIC HEALTH, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
GHDX|GENOMIC HEALTH, INC.|PCPT|PHILLIP CAPITAL INC.|110
GHDX|GENOMIC HEALTH, INC.|PDQM|CODA MARKETS, INC.|106850
GHDX|GENOMIC HEALTH, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|200
GHDX|GENOMIC HEALTH, INC.|RAJA|Raymond James & Associates, Inc.|6582
GHDX|GENOMIC HEALTH, INC.|RBCM|RBC CAPITAL MARKETS, LLC|537
GHDX|GENOMIC HEALTH, INC.|RGLD|Regal Securities, Inc|300
GHDX|GENOMIC HEALTH, INC.|RILY|B. RILEY FBR, INC.|724
GHDX|GENOMIC HEALTH, INC.|SAGL|SAGETRADER, LLC|7167
GHDX|GENOMIC HEALTH, INC.|SBSH|Citigroup Global Markets Inc.|128930
GHDX|GENOMIC HEALTH, INC.|SEIC|SEI Investments Distribution Co.|165
GHDX|GENOMIC HEALTH, INC.|SGMT|GOLDMAN SACHS & CO. LLC|57423
GHDX|GENOMIC HEALTH, INC.|SPDR|SPEEDROUTE LLC|17123
GHDX|GENOMIC HEALTH, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3197
GHDX|GENOMIC HEALTH, INC.|STXG|Stockcross Financial Services, Inc.|73
GHDX|GENOMIC HEALTH, INC.|SWIM|TD Ameritrade, Inc.|68039
GHDX|GENOMIC HEALTH, INC.|SWST|Hilltop Securities Inc.|120
GHDX|GENOMIC HEALTH, INC.|TKNG|ALLY INVEST SECURITIES LLC|1596
GHDX|GENOMIC HEALTH, INC.|TMBR|Timber Hill LLC|161
GHDX|GENOMIC HEALTH, INC.|TRBT|Tradebot Systems, Inc.|86614
GHDX|GENOMIC HEALTH, INC.|TRCM|TRC MARKETS LLC|24568
GHDX|GENOMIC HEALTH, INC.|TWTT|TASTYWORKS, INC.|76
GHDX|GENOMIC HEALTH, INC.|UBSA|UBS SECURITIES LLC|376642
GHDX|GENOMIC HEALTH, INC.|UBSS|UBS Securities LLC|648758
GHDX|GENOMIC HEALTH, INC.|VALX|VIRTU AMERICAS LLC|24446
GHDX|GENOMIC HEALTH, INC.|VGRD|Vanguard Marketing Corporation|30712
GHDX|GENOMIC HEALTH, INC.|VNDS|VANDHAM SECURITIES CORP|6047
GHDX|GENOMIC HEALTH, INC.|VSIN|Vision Financial Markets Llc|10
GHDX|GENOMIC HEALTH, INC.|WABR|Wall Street Access|10191
GHDX|GENOMIC HEALTH, INC.|WBLR|WILLIAM BLAIR|1950
GHDX|GENOMIC HEALTH, INC.|WCHV|WELLS FARGO SECURITIES, LLC|39722
GHDX|GENOMIC HEALTH, INC.|WEDB|WEDBUSH SECURITIES INC.|7008
GHDX|GENOMIC HEALTH, INC.|WEED|Weeden & Co.L.P.|5591
GHDX|GENOMIC HEALTH, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3676
GHDX|GENOMIC HEALTH, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17946
GHDX|GENOMIC HEALTH, INC.|WFPB|Wells Fargo Securities, LLC.|3200
GHDX|GENOMIC HEALTH, INC.|WGIF|CIBC World Markets Inc.|1451
GHDX|GENOMIC HEALTH, INC.|WSEA|WOLVERINE SECURITIES, LLC|6741
GHDX|GENOMIC HEALTH, INC.|XIST|INSTINET, LLC|46400
GHDX|GENOMIC HEALTH, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|56360
GHDX|GENOMIC HEALTH, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|8170
GHDX|GENOMIC HEALTH, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7609
GHG|GREENTREE HOSP ADS|ALTX|Alternet Securities Inc.|25127
GHG|GREENTREE HOSP ADS|APCC|Apex Clearing Corporation|6028
GHG|GREENTREE HOSP ADS|BATM|CBOE TRADING, INC.|5228
GHG|GREENTREE HOSP ADS|BAYC|BAY CREST PARTNERS, LLC|11800
GHG|GREENTREE HOSP ADS|BAYT|BTIG, LLC|19281
GHG|GREENTREE HOSP ADS|BERN|Sanford C. Bernstein & Co., LLC|24259
GHG|GREENTREE HOSP ADS|BIDS|BIDS TRADING L.P.|100
GHG|GREENTREE HOSP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2134
GHG|GREENTREE HOSP ADS|BLKX|INSTINET, LLC|39200
GHG|GREENTREE HOSP ADS|BYXM|CBOE TRADING, INC.|1400
GHG|GREENTREE HOSP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34582
GHG|GREENTREE HOSP ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|36294
GHG|GREENTREE HOSP ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4886
GHG|GREENTREE HOSP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94943
GHG|GREENTREE HOSP ADS|CTDL|Citadel Derivatives Group Llc|10
GHG|GREENTREE HOSP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|16232
GHG|GREENTREE HOSP ADS|DBAB|Deutsche Bank Securities Inc.|27336
GHG|GREENTREE HOSP ADS|DBAX|Deutsche Bank Securities Inc.|109000
GHG|GREENTREE HOSP ADS|DEAN|MORGAN STANLEY|4066
GHG|GREENTREE HOSP ADS|DEGS|RONIN PROFESSIONAL LLC|6033
GHG|GREENTREE HOSP ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|275
GHG|GREENTREE HOSP ADS|EBXL|EBX LLC|95500
GHG|GREENTREE HOSP ADS|EGAM|CBOE TRADING, INC.|7030
GHG|GREENTREE HOSP ADS|EGAW|CBOE TRADING, INC.|100
GHG|GREENTREE HOSP ADS|EGMT|EG MARKET TECHNOLOGIES LLC|300
GHG|GREENTREE HOSP ADS|EGXM|CBOE TRADING, INC.|5754
GHG|GREENTREE HOSP ADS|EGXW|CBOE TRADING, INC.|128
GHG|GREENTREE HOSP ADS|ELEV|ELEVATION, LLC|22561
GHG|GREENTREE HOSP ADS|ETBE|Electronic Transaction Clearing, Inc.|800
GHG|GREENTREE HOSP ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|37
GHG|GREENTREE HOSP ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
GHG|GREENTREE HOSP ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11084
GHG|GREENTREE HOSP ADS|ETRS|E*Trade Securities LLC|90944
GHG|GREENTREE HOSP ADS|FILL|Tradestation Securities, Inc.|5700
GHG|GREENTREE HOSP ADS|FMAF|NBCN Inc./ CDS|793
GHG|GREENTREE HOSP ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6019
GHG|GREENTREE HOSP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19607
GHG|GREENTREE HOSP ADS|FTBR|Foliofn Investments, Inc.|64
GHG|GREENTREE HOSP ADS|GLIS|TD Securities Inc|590
GHG|GREENTREE HOSP ADS|GLPX|ACS EXECUTION SERVICES, LLC|35147
GHG|GREENTREE HOSP ADS|GSCO|GOLDMAN SACHS & CO. LLC|128425
GHG|GREENTREE HOSP ADS|GSCS|GOLDMAN SACHS & CO. LLC|219
GHG|GREENTREE HOSP ADS|GSLT|GOLDMAN SACHS & CO. LLC|762
GHG|GREENTREE HOSP ADS|GTSZ|GTS SECURITIES LLC|35301
GHG|GREENTREE HOSP ADS|HSBC|HSBC Securities, Inc.|10100
GHG|GREENTREE HOSP ADS|IATS|INTERACTIVE BROKERS LLC|34348
GHG|GREENTREE HOSP ADS|IBKR|Interactive Brokers Llc|115028
GHG|GREENTREE HOSP ADS|ICBX|INSTINET, LLC|15250
GHG|GREENTREE HOSP ADS|INCA|INSTINET, LLC|77019
GHG|GREENTREE HOSP ADS|INJX|INSTINET, LLC|46
GHG|GREENTREE HOSP ADS|ITGI|ITG Inc.|9551
GHG|GREENTREE HOSP ADS|ITGP|ITG INC.|143200
GHG|GREENTREE HOSP ADS|JEFF|JEFFERIES LLC|55999
GHG|GREENTREE HOSP ADS|JMPT|JUMP TRADING, LLC|4851
GHG|GREENTREE HOSP ADS|JONE|JonesTrading|5000
GHG|GREENTREE HOSP ADS|JPBX|J.P. MORGAN SECURITIES LLC|7000
GHG|GREENTREE HOSP ADS|JPMX|J.P. Morgan Securities LLC|355399
GHG|GREENTREE HOSP ADS|JSJX|JANE STREET CAPITAL LLC|800
GHG|GREENTREE HOSP ADS|KCGM|VIRTU Americas LLC|42058
GHG|GREENTREE HOSP ADS|LEHM|Barclays Capital Inc./Le|156843
GHG|GREENTREE HOSP ADS|LIME|Lime Brokerage LLC|14908
GHG|GREENTREE HOSP ADS|LQNA|LIQUIDNET, INC.|5000
GHG|GREENTREE HOSP ADS|MAXM|Maxim Group LLC|17894
GHG|GREENTREE HOSP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|130578
GHG|GREENTREE HOSP ADS|MSCO|MORGAN STANLEY & CO. LLC|108267
GHG|GREENTREE HOSP ADS|MSPL|MORGAN STANLEY & CO. LLC|74600
GHG|GREENTREE HOSP ADS|MSTX|MORGAN STANLEY & CO. LLC|7000
GHG|GREENTREE HOSP ADS|NFSC|National Financial Services LLC|118777
GHG|GREENTREE HOSP ADS|NITE|VIRTU Americas LLC|232032
GHG|GREENTREE HOSP ADS|NQRB|Brut, LLC|700
GHG|GREENTREE HOSP ADS|NTBF|BMO Nesbitt Burns Inc./CDS|2450
GHG|GREENTREE HOSP ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
GHG|GREENTREE HOSP ADS|PDQM|CODA MARKETS, INC.|134964
GHG|GREENTREE HOSP ADS|PWJC|UBS Financial Services, Inc.|700
GHG|GREENTREE HOSP ADS|RBCM|RBC CAPITAL MARKETS, LLC|500
GHG|GREENTREE HOSP ADS|SAGL|SAGETRADER, LLC|3355
GHG|GREENTREE HOSP ADS|SBSH|Citigroup Global Markets Inc.|2873
GHG|GREENTREE HOSP ADS|SGMT|GOLDMAN SACHS & CO. LLC|57579
GHG|GREENTREE HOSP ADS|SPDR|SPEEDROUTE LLC|35056
GHG|GREENTREE HOSP ADS|STFL|Stifel, Nicolaus & Company, Incorporated|11706
GHG|GREENTREE HOSP ADS|SWIM|TD Ameritrade, Inc.|42840
GHG|GREENTREE HOSP ADS|SWST|Hilltop Securities Inc.|2400
GHG|GREENTREE HOSP ADS|TKNG|ALLY INVEST SECURITIES LLC|819
GHG|GREENTREE HOSP ADS|TRBT|Tradebot Systems, Inc.|38567
GHG|GREENTREE HOSP ADS|TRCM|TRC MARKETS LLC|236
GHG|GREENTREE HOSP ADS|TWTT|TASTYWORKS, INC.|1000
GHG|GREENTREE HOSP ADS|UBSA|UBS SECURITIES LLC|206898
GHG|GREENTREE HOSP ADS|UBSS|UBS Securities LLC|209664
GHG|GREENTREE HOSP ADS|VGRD|Vanguard Marketing Corporation|17255
GHG|GREENTREE HOSP ADS|WCHV|WELLS FARGO SECURITIES, LLC|9941
GHG|GREENTREE HOSP ADS|WSEA|WOLVERINE SECURITIES, LLC|51
GHG|GREENTREE HOSP ADS|XIST|INSTINET, LLC|13400
GHG|GREENTREE HOSP ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|77200
GHG|GREENTREE HOSP ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|9128
GHII|INVESCO S&P HI IN|APCC|Apex Clearing Corporation|6
GHII|INVESCO S&P HI IN|BATM|CBOE TRADING, INC.|1200
GHII|INVESCO S&P HI IN|CHAS|Charles Schwab & Co., Inc.|22449
GHII|INVESCO S&P HI IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GHII|INVESCO S&P HI IN|CSIN|Citadel Securities Institutional LLC|6233
GHII|INVESCO S&P HI IN|CTDL|Citadel Derivatives Group Llc|10266
GHII|INVESCO S&P HI IN|DBAX|Deutsche Bank Securities Inc.|100
GHII|INVESCO S&P HI IN|EBXL|EBX LLC|400
GHII|INVESCO S&P HI IN|ETRS|E*Trade Securities LLC|2474
GHII|INVESCO S&P HI IN|FMAF|NBCN Inc./ CDS|363
GHII|INVESCO S&P HI IN|FTBR|Foliofn Investments, Inc.|9
GHII|INVESCO S&P HI IN|GTSZ|GTS SECURITIES LLC|90
GHII|INVESCO S&P HI IN|HRBF|American Enterprise Investment Services Inc.|3000
GHII|INVESCO S&P HI IN|IBKR|Interactive Brokers Llc|407
GHII|INVESCO S&P HI IN|JSEB|JANE STREET EXECUTION SERVICES, LLC|38386
GHII|INVESCO S&P HI IN|JSJX|JANE STREET CAPITAL LLC|11346
GHII|INVESCO S&P HI IN|KCGM|VIRTU Americas LLC|2698
GHII|INVESCO S&P HI IN|LEHM|Barclays Capital Inc./Le|200
GHII|INVESCO S&P HI IN|LIME|Lime Brokerage LLC|883
GHII|INVESCO S&P HI IN|MACC|Mid Atlantic Capital Corporation|40
GHII|INVESCO S&P HI IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GHII|INVESCO S&P HI IN|MOTF|MOTIF INVESTING, INC.|1
GHII|INVESCO S&P HI IN|NFSC|National Financial Services LLC|11769
GHII|INVESCO S&P HI IN|NITE|VIRTU Americas LLC|11733
GHII|INVESCO S&P HI IN|OPCO|Oppenheimer & Co. Inc.|200
GHII|INVESCO S&P HI IN|SALI|INTL FCSTONE FINANCIAL INC.|275
GHII|INVESCO S&P HI IN|SGMT|GOLDMAN SACHS & CO. LLC|100
GHII|INVESCO S&P HI IN|SPHN|Stephens Inc.|9
GHII|INVESCO S&P HI IN|UBSA|UBS SECURITIES LLC|6377
GHII|INVESCO S&P HI IN|UBSS|UBS Securities LLC|7301
GHII|INVESCO S&P HI IN|VGRD|Vanguard Marketing Corporation|703
GHII|INVESCO S&P HI IN|WCHV|WELLS FARGO SECURITIES, LLC|6
GHII|INVESCO S&P HI IN|WSEA|WOLVERINE SECURITIES, LLC|105
GHII|INVESCO S&P HI IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1869
GHL|GREENHILL & CO., INC|ANOS|ABEL/NOSER, L.L.C.|604
GHL|GREENHILL & CO., INC|APCC|Apex Clearing Corporation|586
GHL|GREENHILL & CO., INC|BATM|CBOE TRADING, INC.|200
GHL|GREENHILL & CO., INC|BAYT|BTIG, LLC|800
GHL|GREENHILL & CO., INC|BERN|Sanford C. Bernstein & Co., LLC|5504
GHL|GREENHILL & CO., INC|BIDS|BIDS TRADING L.P.|300
GHL|GREENHILL & CO., INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|625
GHL|GREENHILL & CO., INC|BNPX|BNP PARIBAS SECURITIES CORP.|5238
GHL|GREENHILL & CO., INC|BTIG|BTIG, LLC|3224
GHL|GREENHILL & CO., INC|BYXM|CBOE TRADING, INC.|400
GHL|GREENHILL & CO., INC|BZYD|GOLDMAN SACHS & CO. LLC|1100
GHL|GREENHILL & CO., INC|CIST|Capital Institutional Services, Inc.|843
GHL|GREENHILL & CO., INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82730
GHL|GREENHILL & CO., INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
GHL|GREENHILL & CO., INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|232279
GHL|GREENHILL & CO., INC|CTDL|Citadel Derivatives Group Llc|1421
GHL|GREENHILL & CO., INC|CTLR|CUTLER GROUP, LP|700
GHL|GREENHILL & CO., INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|37042
GHL|GREENHILL & CO., INC|DBAB|Deutsche Bank Securities Inc.|24213
GHL|GREENHILL & CO., INC|DBAX|Deutsche Bank Securities Inc.|135000
GHL|GREENHILL & CO., INC|DBUL|Deutsche Bank Securities Inc.|600
GHL|GREENHILL & CO., INC|DEAN|MORGAN STANLEY|245
GHL|GREENHILL & CO., INC|DEGS|RONIN PROFESSIONAL LLC|1159
GHL|GREENHILL & CO., INC|EBXL|EBX LLC|98000
GHL|GREENHILL & CO., INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|12830
GHL|GREENHILL & CO., INC|EDJO|Edward D. Jones & Co., L.P.|797
GHL|GREENHILL & CO., INC|EGAM|CBOE TRADING, INC.|2838
GHL|GREENHILL & CO., INC|EGAW|CBOE TRADING, INC.|1
GHL|GREENHILL & CO., INC|EGXM|CBOE TRADING, INC.|360
GHL|GREENHILL & CO., INC|EGXW|CBOE TRADING, INC.|13
GHL|GREENHILL & CO., INC|ETBE|Electronic Transaction Clearing, Inc.|100
GHL|GREENHILL & CO., INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4
GHL|GREENHILL & CO., INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
GHL|GREENHILL & CO., INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5806
GHL|GREENHILL & CO., INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|850
GHL|GREENHILL & CO., INC|ETRS|E*Trade Securities LLC|6333
GHL|GREENHILL & CO., INC|FILL|Tradestation Securities, Inc.|314
GHL|GREENHILL & CO., INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|478
GHL|GREENHILL & CO., INC|FQLS|Quantlab Securities LP|30123
GHL|GREENHILL & CO., INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16345
GHL|GREENHILL & CO., INC|FTBR|Foliofn Investments, Inc.|573
GHL|GREENHILL & CO., INC|GLIS|TD Securities Inc|120
GHL|GREENHILL & CO., INC|GLPX|ACS EXECUTION SERVICES, LLC|4163
GHL|GREENHILL & CO., INC|GSCO|GOLDMAN SACHS & CO. LLC|296485
GHL|GREENHILL & CO., INC|GSCS|GOLDMAN SACHS & CO. LLC|3176
GHL|GREENHILL & CO., INC|GSLT|GOLDMAN SACHS & CO. LLC|1119
GHL|GREENHILL & CO., INC|GTSZ|GTS SECURITIES LLC|53728
GHL|GREENHILL & CO., INC|HRBF|American Enterprise Investment Services Inc.|2882
GHL|GREENHILL & CO., INC|HSBC|HSBC Securities, Inc.|982
GHL|GREENHILL & CO., INC|IATS|INTERACTIVE BROKERS LLC|50
GHL|GREENHILL & CO., INC|IBKR|Interactive Brokers Llc|16617
GHL|GREENHILL & CO., INC|ICBX|INSTINET, LLC|40120
GHL|GREENHILL & CO., INC|IEQY|CITADEL SECURITIES LLC|7820
GHL|GREENHILL & CO., INC|INCA|INSTINET, LLC|50830
GHL|GREENHILL & CO., INC|INJX|INSTINET, LLC|3086
GHL|GREENHILL & CO., INC|ITGI|ITG Inc.|79688
GHL|GREENHILL & CO., INC|ITGP|ITG INC.|275600
GHL|GREENHILL & CO., INC|JEFF|JEFFERIES LLC|26495
GHL|GREENHILL & CO., INC|JMPT|JUMP TRADING, LLC|7767
GHL|GREENHILL & CO., INC|JPBX|J.P. MORGAN SECURITIES LLC|31813
GHL|GREENHILL & CO., INC|JPMX|J.P. Morgan Securities LLC|320387
GHL|GREENHILL & CO., INC|JSJX|JANE STREET CAPITAL LLC|19593
GHL|GREENHILL & CO., INC|KBWI|Keefe, Bruyette & Woods, Inc.|332730
GHL|GREENHILL & CO., INC|KCGM|VIRTU Americas LLC|30000
GHL|GREENHILL & CO., INC|LEHM|Barclays Capital Inc./Le|186673
GHL|GREENHILL & CO., INC|LIME|Lime Brokerage LLC|20938
GHL|GREENHILL & CO., INC|LQNA|LIQUIDNET, INC.|84600
GHL|GREENHILL & CO., INC|LSCI|Lek Securities Corporation|33
GHL|GREENHILL & CO., INC|MACQ|Macquarie Capital (USA) Inc.|3676
GHL|GREENHILL & CO., INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|226030
GHL|GREENHILL & CO., INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1580
GHL|GREENHILL & CO., INC|MSCO|MORGAN STANLEY & CO. LLC|170686
GHL|GREENHILL & CO., INC|MSPL|MORGAN STANLEY & CO. LLC|334700
GHL|GREENHILL & CO., INC|MSTX|MORGAN STANLEY & CO. LLC|51900
GHL|GREENHILL & CO., INC|NFSC|National Financial Services LLC|29566
GHL|GREENHILL & CO., INC|NITE|VIRTU Americas LLC|125087
GHL|GREENHILL & CO., INC|NITP|VIRTU Americas LLC|23043
GHL|GREENHILL & CO., INC|NQRB|Brut, LLC|500
GHL|GREENHILL & CO., INC|OPCO|Oppenheimer & Co. Inc.|1030
GHL|GREENHILL & CO., INC|PDQM|CODA MARKETS, INC.|26146
GHL|GREENHILL & CO., INC|PHLY|NASDAQ Execution Services, LLC|200
GHL|GREENHILL & CO., INC|PWJC|UBS Financial Services, Inc.|500
GHL|GREENHILL & CO., INC|QMSR|QUATTRO M SECURITIES INC.|616
GHL|GREENHILL & CO., INC|RBCM|RBC CAPITAL MARKETS, LLC|1263
GHL|GREENHILL & CO., INC|RGLD|Regal Securities, Inc|84
GHL|GREENHILL & CO., INC|SAGW|SAGETRADER, LLC|87
GHL|GREENHILL & CO., INC|SBSH|Citigroup Global Markets Inc.|32368
GHL|GREENHILL & CO., INC|SDLR|Sandler, O'Neill & Partners, L.P.|41950
GHL|GREENHILL & CO., INC|SGMT|GOLDMAN SACHS & CO. LLC|80273
GHL|GREENHILL & CO., INC|SPDR|SPEEDROUTE LLC|17400
GHL|GREENHILL & CO., INC|STFL|Stifel, Nicolaus & Company, Incorporated|26
GHL|GREENHILL & CO., INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
GHL|GREENHILL & CO., INC|SWIM|TD Ameritrade, Inc.|3533
GHL|GREENHILL & CO., INC|TKNG|ALLY INVEST SECURITIES LLC|750
GHL|GREENHILL & CO., INC|TRBT|Tradebot Systems, Inc.|5319
GHL|GREENHILL & CO., INC|TRCM|TRC MARKETS LLC|38294
GHL|GREENHILL & CO., INC|TWTT|TASTYWORKS, INC.|1905
GHL|GREENHILL & CO., INC|UBSA|UBS SECURITIES LLC|455146
GHL|GREENHILL & CO., INC|UBSS|UBS Securities LLC|397865
GHL|GREENHILL & CO., INC|VALX|VIRTU AMERICAS LLC|29359
GHL|GREENHILL & CO., INC|VGRD|Vanguard Marketing Corporation|2411
GHL|GREENHILL & CO., INC|VIEW|VIEWTRADE SECURITIES LLC|359
GHL|GREENHILL & CO., INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
GHL|GREENHILL & CO., INC|WCHV|WELLS FARGO SECURITIES, LLC|6474
GHL|GREENHILL & CO., INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|730
GHL|GREENHILL & CO., INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1939
GHL|GREENHILL & CO., INC|WGIF|CIBC World Markets Inc.|454
GHL|GREENHILL & CO., INC|WSEA|WOLVERINE SECURITIES, LLC|2451
GHL|GREENHILL & CO., INC|XIST|INSTINET, LLC|42562
GHL|GREENHILL & CO., INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11358
GHL|GREENHILL & CO., INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|169
GHM|GRAHAM CP|ALTX|Alternet Securities Inc.|200
GHM|GRAHAM CP|APCC|Apex Clearing Corporation|6
GHM|GRAHAM CP|BATM|CBOE TRADING, INC.|640
GHM|GRAHAM CP|BERN|Sanford C. Bernstein & Co., LLC|23480
GHM|GRAHAM CP|BLKX|INSTINET, LLC|7600
GHM|GRAHAM CP|BNPX|BNP PARIBAS SECURITIES CORP.|929
GHM|GRAHAM CP|BTIG|BTIG, LLC|600
GHM|GRAHAM CP|BZYD|GOLDMAN SACHS & CO. LLC|1098
GHM|GRAHAM CP|CHAS|Charles Schwab & Co., Inc.|2
GHM|GRAHAM CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17972
GHM|GRAHAM CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3183
GHM|GRAHAM CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|604
GHM|GRAHAM CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15700
GHM|GRAHAM CP|CTDL|Citadel Derivatives Group Llc|297
GHM|GRAHAM CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2274
GHM|GRAHAM CP|DBAB|Deutsche Bank Securities Inc.|3670
GHM|GRAHAM CP|DBAX|Deutsche Bank Securities Inc.|16500
GHM|GRAHAM CP|DEGS|RONIN PROFESSIONAL LLC|2180
GHM|GRAHAM CP|EBXL|EBX LLC|9000
GHM|GRAHAM CP|EGAM|CBOE TRADING, INC.|300
GHM|GRAHAM CP|EGXM|CBOE TRADING, INC.|3
GHM|GRAHAM CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
GHM|GRAHAM CP|ETRS|E*Trade Securities LLC|3048
GHM|GRAHAM CP|FILL|Tradestation Securities, Inc.|100
GHM|GRAHAM CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4277
GHM|GRAHAM CP|FTBR|Foliofn Investments, Inc.|31
GHM|GRAHAM CP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
GHM|GRAHAM CP|GLPX|ACS EXECUTION SERVICES, LLC|537
GHM|GRAHAM CP|GSCO|GOLDMAN SACHS & CO. LLC|19930
GHM|GRAHAM CP|GTSZ|GTS SECURITIES LLC|14085
GHM|GRAHAM CP|HRBF|American Enterprise Investment Services Inc.|480
GHM|GRAHAM CP|IATS|INTERACTIVE BROKERS LLC|3210
GHM|GRAHAM CP|IBKR|Interactive Brokers Llc|5078
GHM|GRAHAM CP|ICBX|INSTINET, LLC|900
GHM|GRAHAM CP|IEQY|CITADEL SECURITIES LLC|492
GHM|GRAHAM CP|INCA|INSTINET, LLC|17932
GHM|GRAHAM CP|INJX|INSTINET, LLC|821
GHM|GRAHAM CP|ITGI|ITG Inc.|3750
GHM|GRAHAM CP|ITGP|ITG INC.|26000
GHM|GRAHAM CP|JEFF|JEFFERIES LLC|1152
GHM|GRAHAM CP|JONE|JonesTrading|498
GHM|GRAHAM CP|JPMX|J.P. Morgan Securities LLC|23713
GHM|GRAHAM CP|KCGM|VIRTU Americas LLC|2954
GHM|GRAHAM CP|LEHM|Barclays Capital Inc./Le|8039
GHM|GRAHAM CP|LIME|Lime Brokerage LLC|7668
GHM|GRAHAM CP|LOOP|Loop Capital Markets LLC|1100
GHM|GRAHAM CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13490
GHM|GRAHAM CP|MSCO|MORGAN STANLEY & CO. LLC|21765
GHM|GRAHAM CP|MSPL|MORGAN STANLEY & CO. LLC|9800
GHM|GRAHAM CP|NFSC|National Financial Services LLC|6066
GHM|GRAHAM CP|NITE|VIRTU Americas LLC|16840
GHM|GRAHAM CP|PDQM|CODA MARKETS, INC.|557
GHM|GRAHAM CP|PIPR|Piper Jaffray & Co.|100
GHM|GRAHAM CP|PWJC|UBS Financial Services, Inc.|500
GHM|GRAHAM CP|RBCM|RBC CAPITAL MARKETS, LLC|199
GHM|GRAHAM CP|SAGW|SAGETRADER, LLC|200
GHM|GRAHAM CP|SBSH|Citigroup Global Markets Inc.|4504
GHM|GRAHAM CP|SGMT|GOLDMAN SACHS & CO. LLC|5447
GHM|GRAHAM CP|SPDR|SPEEDROUTE LLC|2297
GHM|GRAHAM CP|SPHN|Stephens Inc.|28
GHM|GRAHAM CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
GHM|GRAHAM CP|STFL|Stifel, Nicolaus & Company, Incorporated|650
GHM|GRAHAM CP|SWIM|TD Ameritrade, Inc.|4053
GHM|GRAHAM CP|SWST|Hilltop Securities Inc.|365
GHM|GRAHAM CP|TMBR|Timber Hill LLC|283
GHM|GRAHAM CP|TRBT|Tradebot Systems, Inc.|1835
GHM|GRAHAM CP|TRCM|TRC MARKETS LLC|1294
GHM|GRAHAM CP|UBSS|UBS Securities LLC|30352
GHM|GRAHAM CP|VALX|VIRTU AMERICAS LLC|1066
GHM|GRAHAM CP|VGRD|Vanguard Marketing Corporation|836
GHM|GRAHAM CP|WBLR|WILLIAM BLAIR|1933
GHM|GRAHAM CP|WCHV|WELLS FARGO SECURITIES, LLC|1596
GHM|GRAHAM CP|WEED|Weeden & Co.L.P.|4300
GHM|GRAHAM CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
GHM|GRAHAM CP|WSEA|WOLVERINE SECURITIES, LLC|36
GHM|GRAHAM CP|XIST|INSTINET, LLC|11000
GHM|GRAHAM CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
GHM|GRAHAM CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
GHY|PGIM GLOBAL SHORT DU|AGIS|Aegis Capital Corp.|5082
GHY|PGIM GLOBAL SHORT DU|ALTX|Alternet Securities Inc.|2193
GHY|PGIM GLOBAL SHORT DU|APCC|Apex Clearing Corporation|29
GHY|PGIM GLOBAL SHORT DU|BANK|Primevest Financial Services, Inc.|7
GHY|PGIM GLOBAL SHORT DU|BARD|Robert W. Baird & Co. Incorporated|2453
GHY|PGIM GLOBAL SHORT DU|BATM|CBOE TRADING, INC.|2011
GHY|PGIM GLOBAL SHORT DU|BBNT|BB&T SECURITIES, LLC|1200
GHY|PGIM GLOBAL SHORT DU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
GHY|PGIM GLOBAL SHORT DU|BTIG|BTIG, LLC|3246
GHY|PGIM GLOBAL SHORT DU|CANT|Cantor Fitzgerald & Co.|273
GHY|PGIM GLOBAL SHORT DU|CHAS|Charles Schwab & Co., Inc.|2508
GHY|PGIM GLOBAL SHORT DU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11454
GHY|PGIM GLOBAL SHORT DU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17023
GHY|PGIM GLOBAL SHORT DU|CXCX|CITIGROUP GLOBAL MARKETS INC.|3602
GHY|PGIM GLOBAL SHORT DU|DBAX|Deutsche Bank Securities Inc.|2100
GHY|PGIM GLOBAL SHORT DU|DEAN|MORGAN STANLEY|27604
GHY|PGIM GLOBAL SHORT DU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5018
GHY|PGIM GLOBAL SHORT DU|EBXL|EBX LLC|7400
GHY|PGIM GLOBAL SHORT DU|ECUT|CONVERGEX EXECUTION SOLUTIONS|6958
GHY|PGIM GLOBAL SHORT DU|EDJO|Edward D. Jones & Co., L.P.|350
GHY|PGIM GLOBAL SHORT DU|EGAM|CBOE TRADING, INC.|3259
GHY|PGIM GLOBAL SHORT DU|EGXM|CBOE TRADING, INC.|1901
GHY|PGIM GLOBAL SHORT DU|ETBE|Electronic Transaction Clearing, Inc.|200
GHY|PGIM GLOBAL SHORT DU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
GHY|PGIM GLOBAL SHORT DU|ETRS|E*Trade Securities LLC|14767
GHY|PGIM GLOBAL SHORT DU|FINX|FINTECH SECURITIES|249
GHY|PGIM GLOBAL SHORT DU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15476
GHY|PGIM GLOBAL SHORT DU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18008
GHY|PGIM GLOBAL SHORT DU|FTBR|Foliofn Investments, Inc.|6962
GHY|PGIM GLOBAL SHORT DU|GLPX|ACS EXECUTION SERVICES, LLC|336
GHY|PGIM GLOBAL SHORT DU|GSCO|GOLDMAN SACHS & CO. LLC|59172
GHY|PGIM GLOBAL SHORT DU|GSCS|GOLDMAN SACHS & CO. LLC|700
GHY|PGIM GLOBAL SHORT DU|GSLT|GOLDMAN SACHS & CO. LLC|100
GHY|PGIM GLOBAL SHORT DU|GTSZ|GTS SECURITIES LLC|727
GHY|PGIM GLOBAL SHORT DU|HRBF|American Enterprise Investment Services Inc.|62836
GHY|PGIM GLOBAL SHORT DU|IATS|INTERACTIVE BROKERS LLC|5479
GHY|PGIM GLOBAL SHORT DU|IBKR|Interactive Brokers Llc|17963
GHY|PGIM GLOBAL SHORT DU|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6224
GHY|PGIM GLOBAL SHORT DU|ICBX|INSTINET, LLC|2850
GHY|PGIM GLOBAL SHORT DU|INCA|INSTINET, LLC|4219
GHY|PGIM GLOBAL SHORT DU|INJX|INSTINET, LLC|3400
GHY|PGIM GLOBAL SHORT DU|ITGI|ITG Inc.|15998
GHY|PGIM GLOBAL SHORT DU|ITGP|ITG INC.|11400
GHY|PGIM GLOBAL SHORT DU|JANY|Janney Montgomery Scott Inc.|502
GHY|PGIM GLOBAL SHORT DU|JEFF|JEFFERIES LLC|500
GHY|PGIM GLOBAL SHORT DU|JMPT|JUMP TRADING, LLC|169
GHY|PGIM GLOBAL SHORT DU|JPMX|J.P. Morgan Securities LLC|3800
GHY|PGIM GLOBAL SHORT DU|JSJX|JANE STREET CAPITAL LLC|700
GHY|PGIM GLOBAL SHORT DU|KCGM|VIRTU Americas LLC|11223
GHY|PGIM GLOBAL SHORT DU|LEHM|Barclays Capital Inc./Le|12200
GHY|PGIM GLOBAL SHORT DU|LGNT|COR CLEARING LLC|2
GHY|PGIM GLOBAL SHORT DU|LIME|Lime Brokerage LLC|1310
GHY|PGIM GLOBAL SHORT DU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
GHY|PGIM GLOBAL SHORT DU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8098
GHY|PGIM GLOBAL SHORT DU|MOTF|MOTIF INVESTING, INC.|2
GHY|PGIM GLOBAL SHORT DU|MSCO|MORGAN STANLEY & CO. LLC|206003
GHY|PGIM GLOBAL SHORT DU|MSPL|MORGAN STANLEY & CO. LLC|64300
GHY|PGIM GLOBAL SHORT DU|NFSC|National Financial Services LLC|81907
GHY|PGIM GLOBAL SHORT DU|NITE|VIRTU Americas LLC|237281
GHY|PGIM GLOBAL SHORT DU|OPCO|Oppenheimer & Co. Inc.|2155
GHY|PGIM GLOBAL SHORT DU|OTAA|OTA LLC|6700
GHY|PGIM GLOBAL SHORT DU|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
GHY|PGIM GLOBAL SHORT DU|PDQM|CODA MARKETS, INC.|4729
GHY|PGIM GLOBAL SHORT DU|PWJC|UBS Financial Services, Inc.|5667
GHY|PGIM GLOBAL SHORT DU|RBCM|RBC CAPITAL MARKETS, LLC|21228
GHY|PGIM GLOBAL SHORT DU|SALI|INTL FCSTONE FINANCIAL INC.|2
GHY|PGIM GLOBAL SHORT DU|SBRX|MURIEL SIEBERT & CO INC|850
GHY|PGIM GLOBAL SHORT DU|SBSH|Citigroup Global Markets Inc.|5823
GHY|PGIM GLOBAL SHORT DU|SEIC|SEI Investments Distribution Co.|220
GHY|PGIM GLOBAL SHORT DU|SGMT|GOLDMAN SACHS & CO. LLC|5755
GHY|PGIM GLOBAL SHORT DU|SPDR|SPEEDROUTE LLC|400
GHY|PGIM GLOBAL SHORT DU|STFL|Stifel, Nicolaus & Company, Incorporated|2080
GHY|PGIM GLOBAL SHORT DU|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
GHY|PGIM GLOBAL SHORT DU|SWIM|TD Ameritrade, Inc.|510
GHY|PGIM GLOBAL SHORT DU|SWST|Hilltop Securities Inc.|2054
GHY|PGIM GLOBAL SHORT DU|TKNG|ALLY INVEST SECURITIES LLC|297
GHY|PGIM GLOBAL SHORT DU|TRBT|Tradebot Systems, Inc.|2619
GHY|PGIM GLOBAL SHORT DU|UBSA|UBS SECURITIES LLC|46937
GHY|PGIM GLOBAL SHORT DU|UBSS|UBS Securities LLC|86394
GHY|PGIM GLOBAL SHORT DU|VALX|VIRTU AMERICAS LLC|10970
GHY|PGIM GLOBAL SHORT DU|VGRD|Vanguard Marketing Corporation|14260
GHY|PGIM GLOBAL SHORT DU|WCHV|WELLS FARGO SECURITIES, LLC|108222
GHY|PGIM GLOBAL SHORT DU|WEDB|WEDBUSH SECURITIES INC.|1790
GHY|PGIM GLOBAL SHORT DU|WEED|Weeden & Co.L.P.|39863
GHY|PGIM GLOBAL SHORT DU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1121
GHY|PGIM GLOBAL SHORT DU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1487
GHY|PGIM GLOBAL SHORT DU|WSEA|WOLVERINE SECURITIES, LLC|2827
GHY|PGIM GLOBAL SHORT DU|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
GHY|PGIM GLOBAL SHORT DU|YKNA|COMHAR CAPITAL MARKETS, LLC|980
GHY|PGIM GLOBAL SHORT DU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38979
GHYB|GOLDMAN SACHS ACCESS|APCC|Apex Clearing Corporation|8344
GHYB|GOLDMAN SACHS ACCESS|BATM|CBOE TRADING, INC.|238
GHYB|GOLDMAN SACHS ACCESS|DBAX|Deutsche Bank Securities Inc.|400
GHYB|GOLDMAN SACHS ACCESS|EBXL|EBX LLC|400
GHYB|GOLDMAN SACHS ACCESS|FTBR|Foliofn Investments, Inc.|1
GHYB|GOLDMAN SACHS ACCESS|IBKR|Interactive Brokers Llc|25
GHYB|GOLDMAN SACHS ACCESS|ICBX|INSTINET, LLC|100
GHYB|GOLDMAN SACHS ACCESS|JSEB|JANE STREET EXECUTION SERVICES, LLC|52192
GHYB|GOLDMAN SACHS ACCESS|JSJX|JANE STREET CAPITAL LLC|3004
GHYB|GOLDMAN SACHS ACCESS|NFSC|National Financial Services LLC|744
GHYB|GOLDMAN SACHS ACCESS|NITE|VIRTU Americas LLC|3143
GHYB|GOLDMAN SACHS ACCESS|UBSA|UBS SECURITIES LLC|988
GHYB|GOLDMAN SACHS ACCESS|UBSS|UBS Securities LLC|700
GHYB|GOLDMAN SACHS ACCESS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
GHYG|ISHARES US & INTL HI|APCC|Apex Clearing Corporation|115
GHYG|ISHARES US & INTL HI|BANK|Primevest Financial Services, Inc.|1
GHYG|ISHARES US & INTL HI|BARD|Robert W. Baird & Co. Incorporated|10
GHYG|ISHARES US & INTL HI|BATM|CBOE TRADING, INC.|6462
GHYG|ISHARES US & INTL HI|BBNT|BB&T SECURITIES, LLC|170
GHYG|ISHARES US & INTL HI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2063
GHYG|ISHARES US & INTL HI|BYXM|CBOE TRADING, INC.|456
GHYG|ISHARES US & INTL HI|CANT|Cantor Fitzgerald & Co.|51513
GHYG|ISHARES US & INTL HI|CHAS|Charles Schwab & Co., Inc.|2
GHYG|ISHARES US & INTL HI|CIST|Capital Institutional Services, Inc.|1
GHYG|ISHARES US & INTL HI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2247
GHYG|ISHARES US & INTL HI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3000
GHYG|ISHARES US & INTL HI|CSIN|Citadel Securities Institutional LLC|647
GHYG|ISHARES US & INTL HI|DBAX|Deutsche Bank Securities Inc.|1700
GHYG|ISHARES US & INTL HI|EBXL|EBX LLC|400
GHYG|ISHARES US & INTL HI|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
GHYG|ISHARES US & INTL HI|EDJO|Edward D. Jones & Co., L.P.|179
GHYG|ISHARES US & INTL HI|EGXM|CBOE TRADING, INC.|198
GHYG|ISHARES US & INTL HI|ETRS|E*Trade Securities LLC|62
GHYG|ISHARES US & INTL HI|FBSB|U.S. Bancorp Investments, Inc.|4
GHYG|ISHARES US & INTL HI|FLTU|FLOW TRADERS US LLC|19850
GHYG|ISHARES US & INTL HI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|19850
GHYG|ISHARES US & INTL HI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5182
GHYG|ISHARES US & INTL HI|FTBR|Foliofn Investments, Inc.|652
GHYG|ISHARES US & INTL HI|GEBB|GLOBAL EXECUTION BROKERS, LP|100
GHYG|ISHARES US & INTL HI|GSLT|GOLDMAN SACHS & CO. LLC|1300
GHYG|ISHARES US & INTL HI|GTSZ|GTS SECURITIES LLC|1996
GHYG|ISHARES US & INTL HI|HRBF|American Enterprise Investment Services Inc.|30180
GHYG|ISHARES US & INTL HI|IBKR|Interactive Brokers Llc|1
GHYG|ISHARES US & INTL HI|ICBX|INSTINET, LLC|300
GHYG|ISHARES US & INTL HI|INCA|INSTINET, LLC|100
GHYG|ISHARES US & INTL HI|ITGI|ITG Inc.|300
GHYG|ISHARES US & INTL HI|ITGP|ITG INC.|200
GHYG|ISHARES US & INTL HI|JEFF|JEFFERIES LLC|1400
GHYG|ISHARES US & INTL HI|JPMX|J.P. Morgan Securities LLC|2600
GHYG|ISHARES US & INTL HI|JSJX|JANE STREET CAPITAL LLC|63366
GHYG|ISHARES US & INTL HI|KCGM|VIRTU Americas LLC|633
GHYG|ISHARES US & INTL HI|LEHM|Barclays Capital Inc./Le|2600
GHYG|ISHARES US & INTL HI|LIME|Lime Brokerage LLC|303
GHYG|ISHARES US & INTL HI|LSCI|Lek Securities Corporation|7734
GHYG|ISHARES US & INTL HI|MACC|Mid Atlantic Capital Corporation|2898
GHYG|ISHARES US & INTL HI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
GHYG|ISHARES US & INTL HI|MSCO|MORGAN STANLEY & CO. LLC|10173
GHYG|ISHARES US & INTL HI|MSPL|MORGAN STANLEY & CO. LLC|900
GHYG|ISHARES US & INTL HI|NFSC|National Financial Services LLC|13676
GHYG|ISHARES US & INTL HI|NITE|VIRTU Americas LLC|31608
GHYG|ISHARES US & INTL HI|NQRB|Brut, LLC|500
GHYG|ISHARES US & INTL HI|OPCO|Oppenheimer & Co. Inc.|40
GHYG|ISHARES US & INTL HI|PDQM|CODA MARKETS, INC.|400
GHYG|ISHARES US & INTL HI|PWJC|UBS Financial Services, Inc.|31
GHYG|ISHARES US & INTL HI|RBCM|RBC CAPITAL MARKETS, LLC|8270
GHYG|ISHARES US & INTL HI|SBSH|Citigroup Global Markets Inc.|4
GHYG|ISHARES US & INTL HI|SGMT|GOLDMAN SACHS & CO. LLC|400
GHYG|ISHARES US & INTL HI|STFL|Stifel, Nicolaus & Company, Incorporated|2059
GHYG|ISHARES US & INTL HI|UBSA|UBS SECURITIES LLC|4175
GHYG|ISHARES US & INTL HI|UBSS|UBS Securities LLC|27483
GHYG|ISHARES US & INTL HI|VALX|VIRTU AMERICAS LLC|255
GHYG|ISHARES US & INTL HI|VGRD|Vanguard Marketing Corporation|1754
GHYG|ISHARES US & INTL HI|WCHV|WELLS FARGO SECURITIES, LLC|949
GHYG|ISHARES US & INTL HI|WGIF|CIBC World Markets Inc.|70
GHYG|ISHARES US & INTL HI|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GHYG|ISHARES US & INTL HI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15543
GIB|CGI GRP CL A SUB|ALTX|Alternet Securities Inc.|400
GIB|CGI GRP CL A SUB|APCC|Apex Clearing Corporation|42
GIB|CGI GRP CL A SUB|BARD|Robert W. Baird & Co. Incorporated|3
GIB|CGI GRP CL A SUB|BATM|CBOE TRADING, INC.|3531
GIB|CGI GRP CL A SUB|BERN|Sanford C. Bernstein & Co., LLC|1500
GIB|CGI GRP CL A SUB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6184
GIB|CGI GRP CL A SUB|BYXM|CBOE TRADING, INC.|300
GIB|CGI GRP CL A SUB|BZYD|GOLDMAN SACHS & CO. LLC|1500
GIB|CGI GRP CL A SUB|CHAS|Charles Schwab & Co., Inc.|1819
GIB|CGI GRP CL A SUB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39243
GIB|CGI GRP CL A SUB|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1332
GIB|CGI GRP CL A SUB|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|120
GIB|CGI GRP CL A SUB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34542
GIB|CGI GRP CL A SUB|CTDL|Citadel Derivatives Group Llc|1211
GIB|CGI GRP CL A SUB|CXCX|CITIGROUP GLOBAL MARKETS INC.|456
GIB|CGI GRP CL A SUB|DBAB|Deutsche Bank Securities Inc.|18255
GIB|CGI GRP CL A SUB|DBAX|Deutsche Bank Securities Inc.|12000
GIB|CGI GRP CL A SUB|DEAN|MORGAN STANLEY|696
GIB|CGI GRP CL A SUB|DEGS|RONIN PROFESSIONAL LLC|300
GIB|CGI GRP CL A SUB|EBXL|EBX LLC|64900
GIB|CGI GRP CL A SUB|ECUT|CONVERGEX EXECUTION SOLUTIONS|1193
GIB|CGI GRP CL A SUB|EDJO|Edward D. Jones & Co., L.P.|589
GIB|CGI GRP CL A SUB|EGAM|CBOE TRADING, INC.|1200
GIB|CGI GRP CL A SUB|EGMT|EG MARKET TECHNOLOGIES LLC|100
GIB|CGI GRP CL A SUB|EGXM|CBOE TRADING, INC.|289
GIB|CGI GRP CL A SUB|ETBE|Electronic Transaction Clearing, Inc.|2300
GIB|CGI GRP CL A SUB|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1614
GIB|CGI GRP CL A SUB|ETRS|E*Trade Securities LLC|2326
GIB|CGI GRP CL A SUB|FILL|Tradestation Securities, Inc.|400
GIB|CGI GRP CL A SUB|FMAF|NBCN Inc./ CDS|82799
GIB|CGI GRP CL A SUB|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|948
GIB|CGI GRP CL A SUB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34858
GIB|CGI GRP CL A SUB|FTBR|Foliofn Investments, Inc.|3732
GIB|CGI GRP CL A SUB|GLIS|TD Securities Inc|200
GIB|CGI GRP CL A SUB|GLPX|ACS EXECUTION SERVICES, LLC|8953
GIB|CGI GRP CL A SUB|GSCO|GOLDMAN SACHS & CO. LLC|73413
GIB|CGI GRP CL A SUB|GSLT|GOLDMAN SACHS & CO. LLC|120
GIB|CGI GRP CL A SUB|GTSZ|GTS SECURITIES LLC|3670
GIB|CGI GRP CL A SUB|HASF|Haywood Securities Inc./CDS|300
GIB|CGI GRP CL A SUB|HRBF|American Enterprise Investment Services Inc.|1200
GIB|CGI GRP CL A SUB|HSBC|HSBC Securities, Inc.|300
GIB|CGI GRP CL A SUB|IATS|INTERACTIVE BROKERS LLC|701
GIB|CGI GRP CL A SUB|IBKR|Interactive Brokers Llc|3142
GIB|CGI GRP CL A SUB|ICBX|INSTINET, LLC|10500
GIB|CGI GRP CL A SUB|INCA|INSTINET, LLC|78844
GIB|CGI GRP CL A SUB|ITGI|ITG Inc.|23861
GIB|CGI GRP CL A SUB|ITGP|ITG INC.|29600
GIB|CGI GRP CL A SUB|JEFF|JEFFERIES LLC|453
GIB|CGI GRP CL A SUB|JMPT|JUMP TRADING, LLC|2147
GIB|CGI GRP CL A SUB|JPMX|J.P. Morgan Securities LLC|16402
GIB|CGI GRP CL A SUB|JSJX|JANE STREET CAPITAL LLC|2170
GIB|CGI GRP CL A SUB|KCGM|VIRTU Americas LLC|6329
GIB|CGI GRP CL A SUB|LEHM|Barclays Capital Inc./Le|89976
GIB|CGI GRP CL A SUB|LIME|Lime Brokerage LLC|7947
GIB|CGI GRP CL A SUB|MCMF|Raymond James Ltd. Cds|35
GIB|CGI GRP CL A SUB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24400
GIB|CGI GRP CL A SUB|MOTF|MOTIF INVESTING, INC.|3
GIB|CGI GRP CL A SUB|MSCO|MORGAN STANLEY & CO. LLC|115447
GIB|CGI GRP CL A SUB|MSPL|MORGAN STANLEY & CO. LLC|39600
GIB|CGI GRP CL A SUB|MSTX|MORGAN STANLEY & CO. LLC|3200
GIB|CGI GRP CL A SUB|NFSC|National Financial Services LLC|30169
GIB|CGI GRP CL A SUB|NITE|VIRTU Americas LLC|101121
GIB|CGI GRP CL A SUB|NQRB|Brut, LLC|2400
GIB|CGI GRP CL A SUB|NTBF|BMO Nesbitt Burns Inc./CDS|117
GIB|CGI GRP CL A SUB|OPCO|Oppenheimer & Co. Inc.|441
GIB|CGI GRP CL A SUB|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GIB|CGI GRP CL A SUB|PDQM|CODA MARKETS, INC.|4506
GIB|CGI GRP CL A SUB|PWJC|UBS Financial Services, Inc.|1
GIB|CGI GRP CL A SUB|SBSH|Citigroup Global Markets Inc.|56
GIB|CGI GRP CL A SUB|SGMT|GOLDMAN SACHS & CO. LLC|8575
GIB|CGI GRP CL A SUB|SPDR|SPEEDROUTE LLC|700
GIB|CGI GRP CL A SUB|SPTD|MINT GLOBAL MARKETS, INC.|200
GIB|CGI GRP CL A SUB|STFL|Stifel, Nicolaus & Company, Incorporated|771
GIB|CGI GRP CL A SUB|STKP|STOCKPILE INVESTMENTS, INC.|16
GIB|CGI GRP CL A SUB|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
GIB|CGI GRP CL A SUB|SWIM|TD Ameritrade, Inc.|1388
GIB|CGI GRP CL A SUB|SWST|Hilltop Securities Inc.|1533
GIB|CGI GRP CL A SUB|TKNG|ALLY INVEST SECURITIES LLC|155
GIB|CGI GRP CL A SUB|TRBT|Tradebot Systems, Inc.|2498
GIB|CGI GRP CL A SUB|TRCM|TRC MARKETS LLC|32794
GIB|CGI GRP CL A SUB|UBSA|UBS SECURITIES LLC|37207
GIB|CGI GRP CL A SUB|UBSS|UBS Securities LLC|112659
GIB|CGI GRP CL A SUB|VALX|VIRTU AMERICAS LLC|9239
GIB|CGI GRP CL A SUB|VGRD|Vanguard Marketing Corporation|861
GIB|CGI GRP CL A SUB|WCHV|WELLS FARGO SECURITIES, LLC|9365
GIB|CGI GRP CL A SUB|WEED|Weeden & Co.L.P.|900
GIB|CGI GRP CL A SUB|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
GIB|CGI GRP CL A SUB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2360
GIB|CGI GRP CL A SUB|WSEA|WOLVERINE SECURITIES, LLC|562
GIB|CGI GRP CL A SUB|XIST|INSTINET, LLC|6600
GIB|CGI GRP CL A SUB|XSTM|NATIONAL FINANCIAL SERVICES LLC|2784
GIB|CGI GRP CL A SUB|YKNA|COMHAR CAPITAL MARKETS, LLC|551
GIB|CGI GRP CL A SUB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|467
GIFI|GULF ISLAND FAB   ##|APCC|Apex Clearing Corporation|2
GIFI|GULF ISLAND FAB   ##|BATM|CBOE TRADING, INC.|318
GIFI|GULF ISLAND FAB   ##|BAYC|BAY CREST PARTNERS, LLC|1283
GIFI|GULF ISLAND FAB   ##|BBNT|BB&T SECURITIES, LLC|525
GIFI|GULF ISLAND FAB   ##|BERN|Sanford C. Bernstein & Co., LLC|10233
GIFI|GULF ISLAND FAB   ##|BMOC|BMO Capital Markets Corp.|2068
GIFI|GULF ISLAND FAB   ##|BNCH|The Benchmark Company, LLC|1000
GIFI|GULF ISLAND FAB   ##|BNPX|BNP PARIBAS SECURITIES CORP.|2540
GIFI|GULF ISLAND FAB   ##|BRVL|BLAYLOCK VAN, LLC|400
GIFI|GULF ISLAND FAB   ##|BTIG|BTIG, LLC|418
GIFI|GULF ISLAND FAB   ##|BZYD|GOLDMAN SACHS & CO. LLC|200
GIFI|GULF ISLAND FAB   ##|CANT|Cantor Fitzgerald & Co.|300
GIFI|GULF ISLAND FAB   ##|CHAS|Charles Schwab & Co., Inc.|1
GIFI|GULF ISLAND FAB   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25999
GIFI|GULF ISLAND FAB   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25683
GIFI|GULF ISLAND FAB   ##|CTDL|Citadel Derivatives Group Llc|1628
GIFI|GULF ISLAND FAB   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3082
GIFI|GULF ISLAND FAB   ##|DBAB|Deutsche Bank Securities Inc.|245831
GIFI|GULF ISLAND FAB   ##|DBAX|Deutsche Bank Securities Inc.|12900
GIFI|GULF ISLAND FAB   ##|DEAN|MORGAN STANLEY|16817
GIFI|GULF ISLAND FAB   ##|DEGS|RONIN PROFESSIONAL LLC|9532
GIFI|GULF ISLAND FAB   ##|EBXL|EBX LLC|12100
GIFI|GULF ISLAND FAB   ##|EGAM|CBOE TRADING, INC.|3118
GIFI|GULF ISLAND FAB   ##|EGXM|CBOE TRADING, INC.|204
GIFI|GULF ISLAND FAB   ##|ETBE|Electronic Transaction Clearing, Inc.|10817
GIFI|GULF ISLAND FAB   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5464
GIFI|GULF ISLAND FAB   ##|ETRS|E*Trade Securities LLC|400
GIFI|GULF ISLAND FAB   ##|FBCO|Credit Suisse Securities (USA) LLC|77017
GIFI|GULF ISLAND FAB   ##|FILL|Tradestation Securities, Inc.|15
GIFI|GULF ISLAND FAB   ##|FOMA|TD AMERITRADE CLEARING, INC.|14885
GIFI|GULF ISLAND FAB   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
GIFI|GULF ISLAND FAB   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10123
GIFI|GULF ISLAND FAB   ##|FTBR|Foliofn Investments, Inc.|74
GIFI|GULF ISLAND FAB   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3868
GIFI|GULF ISLAND FAB   ##|GSCO|GOLDMAN SACHS & CO. LLC|591901
GIFI|GULF ISLAND FAB   ##|GSCS|GOLDMAN SACHS & CO. LLC|8280
GIFI|GULF ISLAND FAB   ##|GSLT|GOLDMAN SACHS & CO. LLC|3136
GIFI|GULF ISLAND FAB   ##|GTSZ|GTS SECURITIES LLC|4362
GIFI|GULF ISLAND FAB   ##|IBKR|Interactive Brokers Llc|36129
GIFI|GULF ISLAND FAB   ##|ICBX|INSTINET, LLC|2500
GIFI|GULF ISLAND FAB   ##|IEQY|CITADEL SECURITIES LLC|1123
GIFI|GULF ISLAND FAB   ##|INCA|INSTINET, LLC|58870
GIFI|GULF ISLAND FAB   ##|INJX|INSTINET, LLC|2191
GIFI|GULF ISLAND FAB   ##|ITGI|ITG Inc.|36673
GIFI|GULF ISLAND FAB   ##|ITGP|ITG INC.|19000
GIFI|GULF ISLAND FAB   ##|JEFF|JEFFERIES LLC|14750
GIFI|GULF ISLAND FAB   ##|JPBX|J.P. MORGAN SECURITIES LLC|100
GIFI|GULF ISLAND FAB   ##|JPMX|J.P. Morgan Securities LLC|29883
GIFI|GULF ISLAND FAB   ##|KCGM|VIRTU Americas LLC|4077
GIFI|GULF ISLAND FAB   ##|LEHM|Barclays Capital Inc./Le|171259
GIFI|GULF ISLAND FAB   ##|LIME|Lime Brokerage LLC|61196
GIFI|GULF ISLAND FAB   ##|LMGP|LIME BROKERAGE LLC|14040
GIFI|GULF ISLAND FAB   ##|LOOP|Loop Capital Markets LLC|2295
GIFI|GULF ISLAND FAB   ##|LQNA|LIQUIDNET, INC.|16700
GIFI|GULF ISLAND FAB   ##|MAXM|Maxim Group LLC|402
GIFI|GULF ISLAND FAB   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16200
GIFI|GULF ISLAND FAB   ##|MSCO|MORGAN STANLEY & CO. LLC|547579
GIFI|GULF ISLAND FAB   ##|MSPL|MORGAN STANLEY & CO. LLC|13600
GIFI|GULF ISLAND FAB   ##|MSTX|MORGAN STANLEY & CO. LLC|25700
GIFI|GULF ISLAND FAB   ##|NFSC|National Financial Services LLC|54321
GIFI|GULF ISLAND FAB   ##|NITE|VIRTU Americas LLC|53466
GIFI|GULF ISLAND FAB   ##|NITP|VIRTU Americas LLC|1600
GIFI|GULF ISLAND FAB   ##|NQRB|Brut, LLC|2537
GIFI|GULF ISLAND FAB   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
GIFI|GULF ISLAND FAB   ##|PDQM|CODA MARKETS, INC.|16841
GIFI|GULF ISLAND FAB   ##|RAJA|Raymond James & Associates, Inc.|11718
GIFI|GULF ISLAND FAB   ##|RBCM|RBC CAPITAL MARKETS, LLC|1600
GIFI|GULF ISLAND FAB   ##|SAGL|SAGETRADER, LLC|204
GIFI|GULF ISLAND FAB   ##|SBSH|Citigroup Global Markets Inc.|78219
GIFI|GULF ISLAND FAB   ##|SGMT|GOLDMAN SACHS & CO. LLC|12008
GIFI|GULF ISLAND FAB   ##|SPDR|SPEEDROUTE LLC|1253
GIFI|GULF ISLAND FAB   ##|STFL|Stifel, Nicolaus & Company, Incorporated|4
GIFI|GULF ISLAND FAB   ##|TRBT|Tradebot Systems, Inc.|2828
GIFI|GULF ISLAND FAB   ##|TRCM|TRC MARKETS LLC|7980
GIFI|GULF ISLAND FAB   ##|UBSA|UBS SECURITIES LLC|124702
GIFI|GULF ISLAND FAB   ##|UBSS|UBS Securities LLC|403038
GIFI|GULF ISLAND FAB   ##|VALX|VIRTU AMERICAS LLC|7677
GIFI|GULF ISLAND FAB   ##|VGRD|Vanguard Marketing Corporation|4361
GIFI|GULF ISLAND FAB   ##|WCHV|WELLS FARGO SECURITIES, LLC|25558
GIFI|GULF ISLAND FAB   ##|WDNX|WEEDEN & CO.L.P.|2332
GIFI|GULF ISLAND FAB   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26
GIFI|GULF ISLAND FAB   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|6700
GIFI|GULF ISLAND FAB   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
GIG|GIGCAPITAL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3900
GIG|GIGCAPITAL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|912
GIG|GIGCAPITAL, INC.|LEHM|Barclays Capital Inc./Le|200
GIG|GIGCAPITAL, INC.|LIME|Lime Brokerage LLC|100
GIG|GIGCAPITAL, INC.|MSPL|MORGAN STANLEY & CO. LLC|200
GIG|GIGCAPITAL, INC.|MZHO|Mizuho Securities USA LLC|450000
GIG|GIGCAPITAL, INC.|NFSC|National Financial Services LLC|100
GIG|GIGCAPITAL, INC.|NITE|VIRTU Americas LLC|1650
GIG|GIGCAPITAL, INC.|OPCO|Oppenheimer & Co. Inc.|200
GIG|GIGCAPITAL, INC.|WFPB|Wells Fargo Securities, LLC.|1200
GIG.R|GIGCAPITAL RIGHTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
GIG.R|GIGCAPITAL RIGHTS|INCA|INSTINET, LLC|400
GIG.R|GIGCAPITAL RIGHTS|NITE|VIRTU Americas LLC|5440
GIG.R|GIGCAPITAL RIGHTS|UBSS|UBS Securities LLC|600
GIG.R|GIGCAPITAL RIGHTS|WFPB|Wells Fargo Securities, LLC.|840
GIG.U|GIGCAPITAL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
GIG.U|GIGCAPITAL, INC.|ETRS|E*Trade Securities LLC|12
GIG.U|GIGCAPITAL, INC.|MAXM|Maxim Group LLC|800
GIG.U|GIGCAPITAL, INC.|NFSC|National Financial Services LLC|10
GIG.U|GIGCAPITAL, INC.|NITE|VIRTU Americas LLC|734
GIG.U|GIGCAPITAL, INC.|TDSI|TD Securities (USA) LLC|10000
GIG.W|GIGCAPITAL WTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
GIG.W|GIGCAPITAL WTS|ETRS|E*Trade Securities LLC|200
GIG.W|GIGCAPITAL WTS|INCA|INSTINET, LLC|20000
GIG.W|GIGCAPITAL WTS|NITE|VIRTU Americas LLC|7200
GIG.W|GIGCAPITAL WTS|UBSS|UBS Securities LLC|400
GIG.W|GIGCAPITAL WTS|WFPB|Wells Fargo Securities, LLC.|3600
GIGB|GOLDMAN SACHS ACCESS|APCC|Apex Clearing Corporation|6213
GIGB|GOLDMAN SACHS ACCESS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|209
GIGB|GOLDMAN SACHS ACCESS|EGAM|CBOE TRADING, INC.|74
GIGB|GOLDMAN SACHS ACCESS|EGXM|CBOE TRADING, INC.|145
GIGB|GOLDMAN SACHS ACCESS|FTBR|Foliofn Investments, Inc.|1
GIGB|GOLDMAN SACHS ACCESS|GEBB|GLOBAL EXECUTION BROKERS, LP|500
GIGB|GOLDMAN SACHS ACCESS|IBKR|Interactive Brokers Llc|105
GIGB|GOLDMAN SACHS ACCESS|ICBX|INSTINET, LLC|200
GIGB|GOLDMAN SACHS ACCESS|JPMX|J.P. Morgan Securities LLC|800
GIGB|GOLDMAN SACHS ACCESS|JSJX|JANE STREET CAPITAL LLC|19841
GIGB|GOLDMAN SACHS ACCESS|KCGM|VIRTU Americas LLC|493
GIGB|GOLDMAN SACHS ACCESS|LEHM|Barclays Capital Inc./Le|1400
GIGB|GOLDMAN SACHS ACCESS|MACC|Mid Atlantic Capital Corporation|6912
GIGB|GOLDMAN SACHS ACCESS|MSCO|MORGAN STANLEY & CO. LLC|500
GIGB|GOLDMAN SACHS ACCESS|NFSC|National Financial Services LLC|2610
GIGB|GOLDMAN SACHS ACCESS|NITE|VIRTU Americas LLC|14602
GIGB|GOLDMAN SACHS ACCESS|SPHN|Stephens Inc.|156
GIGB|GOLDMAN SACHS ACCESS|UBSA|UBS SECURITIES LLC|1644
GIGB|GOLDMAN SACHS ACCESS|UBSS|UBS Securities LLC|3601
GIGB|GOLDMAN SACHS ACCESS|WCHV|WELLS FARGO SECURITIES, LLC|22303
GIGB|GOLDMAN SACHS ACCESS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6011
GIGM|GIGAMEDIA LIMITED|ALTX|Alternet Securities Inc.|300
GIGM|GIGAMEDIA LIMITED|APCC|Apex Clearing Corporation|4
GIGM|GIGAMEDIA LIMITED|BATM|CBOE TRADING, INC.|900
GIGM|GIGAMEDIA LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
GIGM|GIGAMEDIA LIMITED|CHAS|Charles Schwab & Co., Inc.|319
GIGM|GIGAMEDIA LIMITED|CICF|Canaccord Genuity Corp.|1600
GIGM|GIGAMEDIA LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
GIGM|GIGAMEDIA LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
GIGM|GIGAMEDIA LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|820
GIGM|GIGAMEDIA LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
GIGM|GIGAMEDIA LIMITED|DBAB|Deutsche Bank Securities Inc.|1780
GIGM|GIGAMEDIA LIMITED|DBAX|Deutsche Bank Securities Inc.|100
GIGM|GIGAMEDIA LIMITED|DEGS|RONIN PROFESSIONAL LLC|1033
GIGM|GIGAMEDIA LIMITED|EBXL|EBX LLC|600
GIGM|GIGAMEDIA LIMITED|ETRS|E*Trade Securities LLC|53607
GIGM|GIGAMEDIA LIMITED|FBCO|Credit Suisse Securities (USA) LLC|4392
GIGM|GIGAMEDIA LIMITED|FILL|Tradestation Securities, Inc.|100
GIGM|GIGAMEDIA LIMITED|FMAF|NBCN Inc./ CDS|606
GIGM|GIGAMEDIA LIMITED|FOMA|TD AMERITRADE CLEARING, INC.|116342
GIGM|GIGAMEDIA LIMITED|FTBR|Foliofn Investments, Inc.|82
GIGM|GIGAMEDIA LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|2500
GIGM|GIGAMEDIA LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|100
GIGM|GIGAMEDIA LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|33416
GIGM|GIGAMEDIA LIMITED|GTSZ|GTS SECURITIES LLC|890
GIGM|GIGAMEDIA LIMITED|HRBF|American Enterprise Investment Services Inc.|11365
GIGM|GIGAMEDIA LIMITED|HSBC|HSBC Securities, Inc.|188
GIGM|GIGAMEDIA LIMITED|IATS|INTERACTIVE BROKERS LLC|3182
GIGM|GIGAMEDIA LIMITED|IBKR|Interactive Brokers Llc|73464
GIGM|GIGAMEDIA LIMITED|ICBX|INSTINET, LLC|1200
GIGM|GIGAMEDIA LIMITED|INCA|INSTINET, LLC|6294
GIGM|GIGAMEDIA LIMITED|ITGI|ITG Inc.|710
GIGM|GIGAMEDIA LIMITED|ITGP|ITG INC.|2200
GIGM|GIGAMEDIA LIMITED|KCGM|VIRTU Americas LLC|1730
GIGM|GIGAMEDIA LIMITED|LEHM|Barclays Capital Inc./Le|1600
GIGM|GIGAMEDIA LIMITED|LIME|Lime Brokerage LLC|5812
GIGM|GIGAMEDIA LIMITED|MBTS|ALLY INVEST SECURITIES LLC|2200
GIGM|GIGAMEDIA LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
GIGM|GIGAMEDIA LIMITED|MSCO|MORGAN STANLEY & CO. LLC|39434
GIGM|GIGAMEDIA LIMITED|MSPL|MORGAN STANLEY & CO. LLC|300
GIGM|GIGAMEDIA LIMITED|NFSC|National Financial Services LLC|26255
GIGM|GIGAMEDIA LIMITED|NITE|VIRTU Americas LLC|103956
GIGM|GIGAMEDIA LIMITED|OPCO|Oppenheimer & Co. Inc.|5660
GIGM|GIGAMEDIA LIMITED|PDQM|CODA MARKETS, INC.|200
GIGM|GIGAMEDIA LIMITED|PWJC|UBS Financial Services, Inc.|100
GIGM|GIGAMEDIA LIMITED|RAJA|Raymond James & Associates, Inc.|1000
GIGM|GIGAMEDIA LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|1000
GIGM|GIGAMEDIA LIMITED|SBSH|Citigroup Global Markets Inc.|2818
GIGM|GIGAMEDIA LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|200
GIGM|GIGAMEDIA LIMITED|SPDR|SPEEDROUTE LLC|400
GIGM|GIGAMEDIA LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|12356
GIGM|GIGAMEDIA LIMITED|SWIM|TD Ameritrade, Inc.|18280
GIGM|GIGAMEDIA LIMITED|TKNG|ALLY INVEST SECURITIES LLC|521
GIGM|GIGAMEDIA LIMITED|TRCM|TRC MARKETS LLC|300
GIGM|GIGAMEDIA LIMITED|UBSA|UBS SECURITIES LLC|859
GIGM|GIGAMEDIA LIMITED|UBSS|UBS Securities LLC|18810
GIGM|GIGAMEDIA LIMITED|VALX|VIRTU AMERICAS LLC|500
GIGM|GIGAMEDIA LIMITED|VGRD|Vanguard Marketing Corporation|1120
GIGM|GIGAMEDIA LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|10180
GIGM|GIGAMEDIA LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
GIGM|GIGAMEDIA LIMITED|WGIF|CIBC World Markets Inc.|100
GIGM|GIGAMEDIA LIMITED|WSEA|WOLVERINE SECURITIES, LLC|388
GIGM|GIGAMEDIA LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|100
GII|SPDR S&P GLOBAL|ANOS|ABEL/NOSER, L.L.C.|371
GII|SPDR S&P GLOBAL|APCC|Apex Clearing Corporation|261
GII|SPDR S&P GLOBAL|BANK|Primevest Financial Services, Inc.|87
GII|SPDR S&P GLOBAL|BATM|CBOE TRADING, INC.|600
GII|SPDR S&P GLOBAL|CANT|Cantor Fitzgerald & Co.|13712
GII|SPDR S&P GLOBAL|CHAS|Charles Schwab & Co., Inc.|9
GII|SPDR S&P GLOBAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96
GII|SPDR S&P GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13017
GII|SPDR S&P GLOBAL|CTDL|Citadel Derivatives Group Llc|1346
GII|SPDR S&P GLOBAL|DEAN|MORGAN STANLEY|105
GII|SPDR S&P GLOBAL|EBXL|EBX LLC|200
GII|SPDR S&P GLOBAL|EDJO|Edward D. Jones & Co., L.P.|431
GII|SPDR S&P GLOBAL|EGXM|CBOE TRADING, INC.|600
GII|SPDR S&P GLOBAL|ETRS|E*Trade Securities LLC|4622
GII|SPDR S&P GLOBAL|FTBR|Foliofn Investments, Inc.|1307
GII|SPDR S&P GLOBAL|GSCO|GOLDMAN SACHS & CO. LLC|5206
GII|SPDR S&P GLOBAL|GSLT|GOLDMAN SACHS & CO. LLC|1600
GII|SPDR S&P GLOBAL|HRBF|American Enterprise Investment Services Inc.|336
GII|SPDR S&P GLOBAL|IBKR|Interactive Brokers Llc|4224
GII|SPDR S&P GLOBAL|ITGI|ITG Inc.|569
GII|SPDR S&P GLOBAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|136814
GII|SPDR S&P GLOBAL|JSJX|JANE STREET CAPITAL LLC|27243
GII|SPDR S&P GLOBAL|KCGM|VIRTU Americas LLC|76
GII|SPDR S&P GLOBAL|LEHM|Barclays Capital Inc./Le|200
GII|SPDR S&P GLOBAL|LIME|Lime Brokerage LLC|2711
GII|SPDR S&P GLOBAL|MACC|Mid Atlantic Capital Corporation|38
GII|SPDR S&P GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GII|SPDR S&P GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|25243
GII|SPDR S&P GLOBAL|NFSC|National Financial Services LLC|4979
GII|SPDR S&P GLOBAL|NITE|VIRTU Americas LLC|14824
GII|SPDR S&P GLOBAL|PWJC|UBS Financial Services, Inc.|35
GII|SPDR S&P GLOBAL|RBCM|RBC CAPITAL MARKETS, LLC|18
GII|SPDR S&P GLOBAL|SBSH|Citigroup Global Markets Inc.|108
GII|SPDR S&P GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|170
GII|SPDR S&P GLOBAL|SPHN|Stephens Inc.|300
GII|SPDR S&P GLOBAL|SWIM|TD Ameritrade, Inc.|10
GII|SPDR S&P GLOBAL|UBSA|UBS SECURITIES LLC|2003
GII|SPDR S&P GLOBAL|UBSS|UBS Securities LLC|13557
GII|SPDR S&P GLOBAL|VGRD|Vanguard Marketing Corporation|230
GII|SPDR S&P GLOBAL|WCHV|WELLS FARGO SECURITIES, LLC|4438
GII|SPDR S&P GLOBAL|WGIF|CIBC World Markets Inc.|156
GII|SPDR S&P GLOBAL|WSEA|WOLVERINE SECURITIES, LLC|6
GII|SPDR S&P GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9161
GIII|G-III APPAREL GP I##|ABLE|NATIXIS Securities Americas LLC|62300
GIII|G-III APPAREL GP I##|AGIS|Aegis Capital Corp.|1645
GIII|G-III APPAREL GP I##|ALTX|Alternet Securities Inc.|11978
GIII|G-III APPAREL GP I##|ANOS|ABEL/NOSER, L.L.C.|800
GIII|G-III APPAREL GP I##|APCC|Apex Clearing Corporation|16085
GIII|G-III APPAREL GP I##|BARD|Robert W. Baird & Co. Incorporated|2250
GIII|G-III APPAREL GP I##|BATM|CBOE TRADING, INC.|8362
GIII|G-III APPAREL GP I##|BBNT|BB&T SECURITIES, LLC|12
GIII|G-III APPAREL GP I##|BERN|Sanford C. Bernstein & Co., LLC|87515
GIII|G-III APPAREL GP I##|BIDS|BIDS TRADING L.P.|100
GIII|G-III APPAREL GP I##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17987
GIII|G-III APPAREL GP I##|BLKX|INSTINET, LLC|167400
GIII|G-III APPAREL GP I##|BMOC|BMO Capital Markets Corp.|6928
GIII|G-III APPAREL GP I##|BNPX|BNP PARIBAS SECURITIES CORP.|8902
GIII|G-III APPAREL GP I##|BRVL|BLAYLOCK VAN, LLC|300
GIII|G-III APPAREL GP I##|BTIG|BTIG, LLC|8580
GIII|G-III APPAREL GP I##|BYXM|CBOE TRADING, INC.|2039
GIII|G-III APPAREL GP I##|BZYD|GOLDMAN SACHS & CO. LLC|906
GIII|G-III APPAREL GP I##|CANT|Cantor Fitzgerald & Co.|159730
GIII|G-III APPAREL GP I##|CHAS|Charles Schwab & Co., Inc.|6368
GIII|G-III APPAREL GP I##|CHLM|Craig-Hallum Capital Group LLC|100
GIII|G-III APPAREL GP I##|CLSA|CLSA AMERICAS, LLC|18470
GIII|G-III APPAREL GP I##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|343838
GIII|G-III APPAREL GP I##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7446
GIII|G-III APPAREL GP I##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32501
GIII|G-III APPAREL GP I##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|470798
GIII|G-III APPAREL GP I##|CTDL|Citadel Derivatives Group Llc|39411
GIII|G-III APPAREL GP I##|CTLR|CUTLER GROUP, LP|1800
GIII|G-III APPAREL GP I##|CXCX|CITIGROUP GLOBAL MARKETS INC.|39964
GIII|G-III APPAREL GP I##|DAVA|Davenport & Company LLC|150
GIII|G-III APPAREL GP I##|DBAB|Deutsche Bank Securities Inc.|541402
GIII|G-III APPAREL GP I##|DBAX|Deutsche Bank Securities Inc.|393700
GIII|G-III APPAREL GP I##|DBUL|Deutsche Bank Securities Inc.|1700
GIII|G-III APPAREL GP I##|DCHF|Dart Executions, LLC|4330
GIII|G-III APPAREL GP I##|DEAN|MORGAN STANLEY|18050
GIII|G-III APPAREL GP I##|DEGS|RONIN PROFESSIONAL LLC|14624
GIII|G-III APPAREL GP I##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5327
GIII|G-III APPAREL GP I##|EBXL|EBX LLC|253000
GIII|G-III APPAREL GP I##|ECUT|CONVERGEX EXECUTION SOLUTIONS|57711
GIII|G-III APPAREL GP I##|EDJO|Edward D. Jones & Co., L.P.|215
GIII|G-III APPAREL GP I##|EGAM|CBOE TRADING, INC.|29220
GIII|G-III APPAREL GP I##|EGAW|CBOE TRADING, INC.|430
GIII|G-III APPAREL GP I##|EGMT|EG MARKET TECHNOLOGIES LLC|2100
GIII|G-III APPAREL GP I##|EGXM|CBOE TRADING, INC.|9236
GIII|G-III APPAREL GP I##|EGXW|CBOE TRADING, INC.|60
GIII|G-III APPAREL GP I##|ETBE|Electronic Transaction Clearing, Inc.|66872
GIII|G-III APPAREL GP I##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|399
GIII|G-III APPAREL GP I##|ETCB|ETC BROKERAGE SERVICES, LLC|62
GIII|G-III APPAREL GP I##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10116
GIII|G-III APPAREL GP I##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|80046
GIII|G-III APPAREL GP I##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1336
GIII|G-III APPAREL GP I##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
GIII|G-III APPAREL GP I##|ETRS|E*Trade Securities LLC|422908
GIII|G-III APPAREL GP I##|FBCO|Credit Suisse Securities (USA) LLC|1001381
GIII|G-III APPAREL GP I##|FILL|Tradestation Securities, Inc.|51445
GIII|G-III APPAREL GP I##|FOMA|TD AMERITRADE CLEARING, INC.|547849
GIII|G-III APPAREL GP I##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2530
GIII|G-III APPAREL GP I##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|361397
GIII|G-III APPAREL GP I##|FTBR|Foliofn Investments, Inc.|14537
GIII|G-III APPAREL GP I##|GEBB|GLOBAL EXECUTION BROKERS, LP|37729
GIII|G-III APPAREL GP I##|GLIS|TD Securities Inc|80
GIII|G-III APPAREL GP I##|GLPX|ACS EXECUTION SERVICES, LLC|264364
GIII|G-III APPAREL GP I##|GSCO|GOLDMAN SACHS & CO. LLC|1025565
GIII|G-III APPAREL GP I##|GSCS|GOLDMAN SACHS & CO. LLC|30625
GIII|G-III APPAREL GP I##|GSLT|GOLDMAN SACHS & CO. LLC|24436
GIII|G-III APPAREL GP I##|GTSZ|GTS SECURITIES LLC|50575
GIII|G-III APPAREL GP I##|HRBF|American Enterprise Investment Services Inc.|2079
GIII|G-III APPAREL GP I##|HSBC|HSBC Securities, Inc.|185
GIII|G-III APPAREL GP I##|IATS|INTERACTIVE BROKERS LLC|75592
GIII|G-III APPAREL GP I##|IBKR|Interactive Brokers Llc|340030
GIII|G-III APPAREL GP I##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1177
GIII|G-III APPAREL GP I##|ICBX|INSTINET, LLC|47129
GIII|G-III APPAREL GP I##|IEQY|CITADEL SECURITIES LLC|96356
GIII|G-III APPAREL GP I##|INCA|INSTINET, LLC|485831
GIII|G-III APPAREL GP I##|INJX|INSTINET, LLC|14081
GIII|G-III APPAREL GP I##|ITGI|ITG Inc.|101228
GIII|G-III APPAREL GP I##|ITGP|ITG INC.|85800
GIII|G-III APPAREL GP I##|JANY|Janney Montgomery Scott Inc.|281
GIII|G-III APPAREL GP I##|JEFF|JEFFERIES LLC|140090
GIII|G-III APPAREL GP I##|JMPT|JUMP TRADING, LLC|120054
GIII|G-III APPAREL GP I##|JONE|JonesTrading|5000
GIII|G-III APPAREL GP I##|JPBX|J.P. MORGAN SECURITIES LLC|28945
GIII|G-III APPAREL GP I##|JPMX|J.P. Morgan Securities LLC|326798
GIII|G-III APPAREL GP I##|JSCL|JOSEPH STONE CAPITAL L.L.C.|2400
GIII|G-III APPAREL GP I##|JSJX|JANE STREET CAPITAL LLC|19157
GIII|G-III APPAREL GP I##|KCGM|VIRTU Americas LLC|60218
GIII|G-III APPAREL GP I##|KEYB|KEYBANC CAPITAL MARKETS INC.|136214
GIII|G-III APPAREL GP I##|KING|C. L. King & Associates, Inc.|67806
GIII|G-III APPAREL GP I##|LEHM|Barclays Capital Inc./Le|821843
GIII|G-III APPAREL GP I##|LIME|Lime Brokerage LLC|382426
GIII|G-III APPAREL GP I##|LMGP|LIME BROKERAGE LLC|5900
GIII|G-III APPAREL GP I##|LMNX|LUMINEX TRADING & ANALYTICS LLC|116270
GIII|G-III APPAREL GP I##|LOOP|Loop Capital Markets LLC|100
GIII|G-III APPAREL GP I##|LQNA|LIQUIDNET, INC.|75700
GIII|G-III APPAREL GP I##|LSCI|Lek Securities Corporation|600
GIII|G-III APPAREL GP I##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
GIII|G-III APPAREL GP I##|MAXM|Maxim Group LLC|6430
GIII|G-III APPAREL GP I##|MBTS|ALLY INVEST SECURITIES LLC|11228
GIII|G-III APPAREL GP I##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83724
GIII|G-III APPAREL GP I##|MOTF|MOTIF INVESTING, INC.|20
GIII|G-III APPAREL GP I##|MSCO|MORGAN STANLEY & CO. LLC|4278066
GIII|G-III APPAREL GP I##|MSPL|MORGAN STANLEY & CO. LLC|409300
GIII|G-III APPAREL GP I##|MSTX|MORGAN STANLEY & CO. LLC|157800
GIII|G-III APPAREL GP I##|NEED|Needham & Company, LLC|392
GIII|G-III APPAREL GP I##|NFSC|National Financial Services LLC|410300
GIII|G-III APPAREL GP I##|NITE|VIRTU Americas LLC|877059
GIII|G-III APPAREL GP I##|NITP|VIRTU Americas LLC|3886
GIII|G-III APPAREL GP I##|NQRB|Brut, LLC|30522
GIII|G-III APPAREL GP I##|NTRC|Northern Trust Securities, Inc.|845
GIII|G-III APPAREL GP I##|OPCO|Oppenheimer & Co. Inc.|1931
GIII|G-III APPAREL GP I##|PDQM|CODA MARKETS, INC.|170943
GIII|G-III APPAREL GP I##|PHLY|NASDAQ Execution Services, LLC|1000
GIII|G-III APPAREL GP I##|PIPR|Piper Jaffray & Co.|19518
GIII|G-III APPAREL GP I##|POIN|PRECISION SECURITIES, LLC (POIN)|600
GIII|G-III APPAREL GP I##|RAJA|Raymond James & Associates, Inc.|2696
GIII|G-III APPAREL GP I##|RBCM|RBC CAPITAL MARKETS, LLC|3712
GIII|G-III APPAREL GP I##|SAGL|SAGETRADER, LLC|31186
GIII|G-III APPAREL GP I##|SAGW|SAGETRADER, LLC|1502
GIII|G-III APPAREL GP I##|SBSH|Citigroup Global Markets Inc.|244322
GIII|G-III APPAREL GP I##|SGMT|GOLDMAN SACHS & CO. LLC|219656
GIII|G-III APPAREL GP I##|SPDR|SPEEDROUTE LLC|18277
GIII|G-III APPAREL GP I##|SPHN|Stephens Inc.|490
GIII|G-III APPAREL GP I##|SPTD|MINT GLOBAL MARKETS, INC.|600
GIII|G-III APPAREL GP I##|STFL|Stifel, Nicolaus & Company, Incorporated|2078
GIII|G-III APPAREL GP I##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|74
GIII|G-III APPAREL GP I##|SWIM|TD Ameritrade, Inc.|340823
GIII|G-III APPAREL GP I##|SWST|Hilltop Securities Inc.|750
GIII|G-III APPAREL GP I##|TAGC|TELSEY ADVISORY GROUP LLC|13521
GIII|G-III APPAREL GP I##|TKNG|ALLY INVEST SECURITIES LLC|6521
GIII|G-III APPAREL GP I##|TONC|CUTTONE & CO., LLC|2458
GIII|G-III APPAREL GP I##|TRBT|Tradebot Systems, Inc.|333295
GIII|G-III APPAREL GP I##|TRCM|TRC MARKETS LLC|229212
GIII|G-III APPAREL GP I##|TWTT|TASTYWORKS, INC.|406
GIII|G-III APPAREL GP I##|UBSA|UBS SECURITIES LLC|666200
GIII|G-III APPAREL GP I##|UBSS|UBS Securities LLC|1442803
GIII|G-III APPAREL GP I##|VALX|VIRTU AMERICAS LLC|17133
GIII|G-III APPAREL GP I##|VGRD|Vanguard Marketing Corporation|19897
GIII|G-III APPAREL GP I##|WBLR|WILLIAM BLAIR|1500
GIII|G-III APPAREL GP I##|WBPX|SUMMIT SECURITIES GROUP, LLC|2304
GIII|G-III APPAREL GP I##|WCHV|WELLS FARGO SECURITIES, LLC|17845
GIII|G-III APPAREL GP I##|WEDB|WEDBUSH SECURITIES INC.|49504
GIII|G-III APPAREL GP I##|WEED|Weeden & Co.L.P.|420
GIII|G-III APPAREL GP I##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6109
GIII|G-III APPAREL GP I##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12315
GIII|G-III APPAREL GP I##|WGIF|CIBC World Markets Inc.|5536
GIII|G-III APPAREL GP I##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|24
GIII|G-III APPAREL GP I##|WSEA|WOLVERINE SECURITIES, LLC|9174
GIII|G-III APPAREL GP I##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
GIII|G-III APPAREL GP I##|XIST|INSTINET, LLC|131236
GIII|G-III APPAREL GP I##|XPQR|Jump Trading|4
GIII|G-III APPAREL GP I##|XSTM|NATIONAL FINANCIAL SERVICES LLC|82854
GIII|G-III APPAREL GP I##|YKNA|COMHAR CAPITAL MARKETS, LLC|21632
GIII|G-III APPAREL GP I##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3371
GIL|GILDAN ACTIVEWEAR|ALTX|Alternet Securities Inc.|2000
GIL|GILDAN ACTIVEWEAR|ANOS|ABEL/NOSER, L.L.C.|2710
GIL|GILDAN ACTIVEWEAR|APCC|Apex Clearing Corporation|3218
GIL|GILDAN ACTIVEWEAR|BARD|Robert W. Baird & Co. Incorporated|601
GIL|GILDAN ACTIVEWEAR|BATM|CBOE TRADING, INC.|5072
GIL|GILDAN ACTIVEWEAR|BBNT|BB&T SECURITIES, LLC|28
GIL|GILDAN ACTIVEWEAR|BERN|Sanford C. Bernstein & Co., LLC|3503
GIL|GILDAN ACTIVEWEAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3141
GIL|GILDAN ACTIVEWEAR|BMOC|BMO Capital Markets Corp.|200
GIL|GILDAN ACTIVEWEAR|BTIG|BTIG, LLC|2498
GIL|GILDAN ACTIVEWEAR|BYXM|CBOE TRADING, INC.|273
GIL|GILDAN ACTIVEWEAR|BZYD|GOLDMAN SACHS & CO. LLC|2106
GIL|GILDAN ACTIVEWEAR|CANT|Cantor Fitzgerald & Co.|1710
GIL|GILDAN ACTIVEWEAR|CHAS|Charles Schwab & Co., Inc.|181
GIL|GILDAN ACTIVEWEAR|CICF|Canaccord Genuity Corp.|325
GIL|GILDAN ACTIVEWEAR|CIST|Capital Institutional Services, Inc.|5156
GIL|GILDAN ACTIVEWEAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133914
GIL|GILDAN ACTIVEWEAR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|913
GIL|GILDAN ACTIVEWEAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|190315
GIL|GILDAN ACTIVEWEAR|CTDL|Citadel Derivatives Group Llc|5
GIL|GILDAN ACTIVEWEAR|CTLR|CUTLER GROUP, LP|762
GIL|GILDAN ACTIVEWEAR|CXCX|CITIGROUP GLOBAL MARKETS INC.|37480
GIL|GILDAN ACTIVEWEAR|DADA|D.A. Davidson & Co.|2260
GIL|GILDAN ACTIVEWEAR|DBAB|Deutsche Bank Securities Inc.|46230
GIL|GILDAN ACTIVEWEAR|DBAX|Deutsche Bank Securities Inc.|109600
GIL|GILDAN ACTIVEWEAR|DEAN|MORGAN STANLEY|3824
GIL|GILDAN ACTIVEWEAR|DEGS|RONIN PROFESSIONAL LLC|1611
GIL|GILDAN ACTIVEWEAR|EBXL|EBX LLC|118400
GIL|GILDAN ACTIVEWEAR|ECUT|CONVERGEX EXECUTION SOLUTIONS|10225
GIL|GILDAN ACTIVEWEAR|EDJO|Edward D. Jones & Co., L.P.|8214
GIL|GILDAN ACTIVEWEAR|EGAM|CBOE TRADING, INC.|2461
GIL|GILDAN ACTIVEWEAR|EGAW|CBOE TRADING, INC.|90
GIL|GILDAN ACTIVEWEAR|EGMT|EG MARKET TECHNOLOGIES LLC|200
GIL|GILDAN ACTIVEWEAR|EGXM|CBOE TRADING, INC.|1378
GIL|GILDAN ACTIVEWEAR|EGXW|CBOE TRADING, INC.|200
GIL|GILDAN ACTIVEWEAR|ETBE|Electronic Transaction Clearing, Inc.|2426
GIL|GILDAN ACTIVEWEAR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
GIL|GILDAN ACTIVEWEAR|ETRS|E*Trade Securities LLC|679
GIL|GILDAN ACTIVEWEAR|FILL|Tradestation Securities, Inc.|200
GIL|GILDAN ACTIVEWEAR|FINX|FINTECH SECURITIES|720
GIL|GILDAN ACTIVEWEAR|FMAF|NBCN Inc./ CDS|406
GIL|GILDAN ACTIVEWEAR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
GIL|GILDAN ACTIVEWEAR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67953
GIL|GILDAN ACTIVEWEAR|FTBR|Foliofn Investments, Inc.|4974
GIL|GILDAN ACTIVEWEAR|GEBB|GLOBAL EXECUTION BROKERS, LP|6300
GIL|GILDAN ACTIVEWEAR|GLIS|TD Securities Inc|420
GIL|GILDAN ACTIVEWEAR|GLPX|ACS EXECUTION SERVICES, LLC|2291
GIL|GILDAN ACTIVEWEAR|GSCO|GOLDMAN SACHS & CO. LLC|349545
GIL|GILDAN ACTIVEWEAR|GSCS|GOLDMAN SACHS & CO. LLC|350
GIL|GILDAN ACTIVEWEAR|GSLT|GOLDMAN SACHS & CO. LLC|1671
GIL|GILDAN ACTIVEWEAR|GTSZ|GTS SECURITIES LLC|32505
GIL|GILDAN ACTIVEWEAR|HRBF|American Enterprise Investment Services Inc.|4546
GIL|GILDAN ACTIVEWEAR|HSBC|HSBC Securities, Inc.|200
GIL|GILDAN ACTIVEWEAR|IATS|INTERACTIVE BROKERS LLC|2799
GIL|GILDAN ACTIVEWEAR|IBKR|Interactive Brokers Llc|4722
GIL|GILDAN ACTIVEWEAR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11870
GIL|GILDAN ACTIVEWEAR|ICBX|INSTINET, LLC|23600
GIL|GILDAN ACTIVEWEAR|INCA|INSTINET, LLC|130949
GIL|GILDAN ACTIVEWEAR|INJX|INSTINET, LLC|182
GIL|GILDAN ACTIVEWEAR|INTL|INTL FCSTONE FINANCIAL INC.|65
GIL|GILDAN ACTIVEWEAR|ITGI|ITG Inc.|31534
GIL|GILDAN ACTIVEWEAR|ITGP|ITG INC.|34800
GIL|GILDAN ACTIVEWEAR|JANY|Janney Montgomery Scott Inc.|153
GIL|GILDAN ACTIVEWEAR|JEFF|JEFFERIES LLC|199833
GIL|GILDAN ACTIVEWEAR|JMPT|JUMP TRADING, LLC|8355
GIL|GILDAN ACTIVEWEAR|JPBX|J.P. MORGAN SECURITIES LLC|2400
GIL|GILDAN ACTIVEWEAR|JPMX|J.P. Morgan Securities LLC|100228
GIL|GILDAN ACTIVEWEAR|JSJX|JANE STREET CAPITAL LLC|2692
GIL|GILDAN ACTIVEWEAR|KCGM|VIRTU Americas LLC|10389
GIL|GILDAN ACTIVEWEAR|LEHM|Barclays Capital Inc./Le|362638
GIL|GILDAN ACTIVEWEAR|LIME|Lime Brokerage LLC|14422
GIL|GILDAN ACTIVEWEAR|LQNA|LIQUIDNET, INC.|12200
GIL|GILDAN ACTIVEWEAR|LSCI|Lek Securities Corporation|110
GIL|GILDAN ACTIVEWEAR|MACC|Mid Atlantic Capital Corporation|22
GIL|GILDAN ACTIVEWEAR|MCMF|Raymond James Ltd. Cds|10
GIL|GILDAN ACTIVEWEAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71122
GIL|GILDAN ACTIVEWEAR|MSCO|MORGAN STANLEY & CO. LLC|331631
GIL|GILDAN ACTIVEWEAR|MSPL|MORGAN STANLEY & CO. LLC|169800
GIL|GILDAN ACTIVEWEAR|MSTX|MORGAN STANLEY & CO. LLC|50100
GIL|GILDAN ACTIVEWEAR|NEUB|NEUBERGER BERMAN BD LLC|97
GIL|GILDAN ACTIVEWEAR|NFSC|National Financial Services LLC|16836
GIL|GILDAN ACTIVEWEAR|NITE|VIRTU Americas LLC|178728
GIL|GILDAN ACTIVEWEAR|NQRB|Brut, LLC|6193
GIL|GILDAN ACTIVEWEAR|NTBF|BMO Nesbitt Burns Inc./CDS|200
GIL|GILDAN ACTIVEWEAR|NTRC|Northern Trust Securities, Inc.|178
GIL|GILDAN ACTIVEWEAR|OPCO|Oppenheimer & Co. Inc.|1226
GIL|GILDAN ACTIVEWEAR|PDQM|CODA MARKETS, INC.|3438
GIL|GILDAN ACTIVEWEAR|PIPR|Piper Jaffray & Co.|1050
GIL|GILDAN ACTIVEWEAR|PNSR|Penserra Securities, LLC|100
GIL|GILDAN ACTIVEWEAR|PWJC|UBS Financial Services, Inc.|369
GIL|GILDAN ACTIVEWEAR|RBCM|RBC CAPITAL MARKETS, LLC|1549
GIL|GILDAN ACTIVEWEAR|SAGL|SAGETRADER, LLC|200
GIL|GILDAN ACTIVEWEAR|SBSH|Citigroup Global Markets Inc.|5615
GIL|GILDAN ACTIVEWEAR|SEIC|SEI Investments Distribution Co.|100
GIL|GILDAN ACTIVEWEAR|SGMT|GOLDMAN SACHS & CO. LLC|79199
GIL|GILDAN ACTIVEWEAR|SPDR|SPEEDROUTE LLC|1200
GIL|GILDAN ACTIVEWEAR|STFL|Stifel, Nicolaus & Company, Incorporated|53096
GIL|GILDAN ACTIVEWEAR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1300
GIL|GILDAN ACTIVEWEAR|SWIM|TD Ameritrade, Inc.|1949
GIL|GILDAN ACTIVEWEAR|TKNG|ALLY INVEST SECURITIES LLC|30
GIL|GILDAN ACTIVEWEAR|TRBT|Tradebot Systems, Inc.|72426
GIL|GILDAN ACTIVEWEAR|TRCM|TRC MARKETS LLC|80213
GIL|GILDAN ACTIVEWEAR|UBSA|UBS SECURITIES LLC|180885
GIL|GILDAN ACTIVEWEAR|UBSS|UBS Securities LLC|338239
GIL|GILDAN ACTIVEWEAR|VALX|VIRTU AMERICAS LLC|18755
GIL|GILDAN ACTIVEWEAR|VGRD|Vanguard Marketing Corporation|643
GIL|GILDAN ACTIVEWEAR|WABR|Wall Street Access|2100
GIL|GILDAN ACTIVEWEAR|WBLR|WILLIAM BLAIR|26
GIL|GILDAN ACTIVEWEAR|WBPX|SUMMIT SECURITIES GROUP, LLC|100
GIL|GILDAN ACTIVEWEAR|WCHV|WELLS FARGO SECURITIES, LLC|15604
GIL|GILDAN ACTIVEWEAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2045
GIL|GILDAN ACTIVEWEAR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8795
GIL|GILDAN ACTIVEWEAR|WSEA|WOLVERINE SECURITIES, LLC|942
GIL|GILDAN ACTIVEWEAR|XIST|INSTINET, LLC|40800
GIL|GILDAN ACTIVEWEAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|17520
GIL|GILDAN ACTIVEWEAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|957
GILD|GILEAD SCIENCES, INC|ABLE|NATIXIS Securities Americas LLC|1764811
GILD|GILEAD SCIENCES, INC|ADAM|CANACCORD GENUITY INC.|1000
GILD|GILEAD SCIENCES, INC|AGIS|Aegis Capital Corp.|484
GILD|GILEAD SCIENCES, INC|ALTX|Alternet Securities Inc.|72167
GILD|GILEAD SCIENCES, INC|ANOS|ABEL/NOSER, L.L.C.|101862
GILD|GILEAD SCIENCES, INC|APCC|Apex Clearing Corporation|35605
GILD|GILEAD SCIENCES, INC|AVON|Avondale Partners, LLC|400
GILD|GILEAD SCIENCES, INC|BALE|M&T SECURITIES, INC.|7839
GILD|GILEAD SCIENCES, INC|BANK|Primevest Financial Services, Inc.|1222
GILD|GILEAD SCIENCES, INC|BARD|Robert W. Baird & Co. Incorporated|52907
GILD|GILEAD SCIENCES, INC|BATM|CBOE TRADING, INC.|52604
GILD|GILEAD SCIENCES, INC|BAYC|BAY CREST PARTNERS, LLC|80894
GILD|GILEAD SCIENCES, INC|BAYT|BTIG, LLC|26200
GILD|GILEAD SCIENCES, INC|BBNT|BB&T SECURITIES, LLC|15120
GILD|GILEAD SCIENCES, INC|BERN|Sanford C. Bernstein & Co., LLC|627000
GILD|GILEAD SCIENCES, INC|BIDS|BIDS TRADING L.P.|2200
GILD|GILEAD SCIENCES, INC|BIMI|Banca IMI Securities Corp.|15528
GILD|GILEAD SCIENCES, INC|BKCM|BNY Mellon Capital Markets LLC|3854
GILD|GILEAD SCIENCES, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74246
GILD|GILEAD SCIENCES, INC|BLKX|INSTINET, LLC|383648
GILD|GILEAD SCIENCES, INC|BMOC|BMO Capital Markets Corp.|300241
GILD|GILEAD SCIENCES, INC|BNPX|BNP PARIBAS SECURITIES CORP.|2863258
GILD|GILEAD SCIENCES, INC|BRGE|Newbridge Securities Corp.|250
GILD|GILEAD SCIENCES, INC|BTIG|BTIG, LLC|224703
GILD|GILEAD SCIENCES, INC|BYXM|CBOE TRADING, INC.|25515
GILD|GILEAD SCIENCES, INC|CANT|Cantor Fitzgerald & Co.|27315
GILD|GILEAD SCIENCES, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|211766
GILD|GILEAD SCIENCES, INC|CHAS|Charles Schwab & Co., Inc.|20059
GILD|GILEAD SCIENCES, INC|CIBP|CIBC World Markets Corp.|106830
GILD|GILEAD SCIENCES, INC|CICF|Canaccord Genuity Corp.|432
GILD|GILEAD SCIENCES, INC|CIOI|CITIGROUP GLOBAL MARKETS INC|23400
GILD|GILEAD SCIENCES, INC|CIST|Capital Institutional Services, Inc.|31278
GILD|GILEAD SCIENCES, INC|CLSA|CLSA AMERICAS, LLC|100
GILD|GILEAD SCIENCES, INC|CNTR|PRECISION SECURITIES, LLC|100
GILD|GILEAD SCIENCES, INC|COKE|Coker & Palmer|1740
GILD|GILEAD SCIENCES, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|340491
GILD|GILEAD SCIENCES, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9087
GILD|GILEAD SCIENCES, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|113973
GILD|GILEAD SCIENCES, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1726808
GILD|GILEAD SCIENCES, INC|CTDL|Citadel Derivatives Group Llc|169477
GILD|GILEAD SCIENCES, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|298210
GILD|GILEAD SCIENCES, INC|DADA|D.A. Davidson & Co.|12800
GILD|GILEAD SCIENCES, INC|DAVA|Davenport & Company LLC|201
GILD|GILEAD SCIENCES, INC|DAWA|Daiwa Capital Markets America Inc.|6185
GILD|GILEAD SCIENCES, INC|DBAB|Deutsche Bank Securities Inc.|4782568
GILD|GILEAD SCIENCES, INC|DBAX|Deutsche Bank Securities Inc.|1281300
GILD|GILEAD SCIENCES, INC|DBUL|Deutsche Bank Securities Inc.|22193
GILD|GILEAD SCIENCES, INC|DCHF|Dart Executions, LLC|122250
GILD|GILEAD SCIENCES, INC|DEAN|MORGAN STANLEY|104976
GILD|GILEAD SCIENCES, INC|DEGS|RONIN PROFESSIONAL LLC|2855
GILD|GILEAD SCIENCES, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|46502
GILD|GILEAD SCIENCES, INC|DRWK|DRW SECURITIES, L.L.C.|100775
GILD|GILEAD SCIENCES, INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|7617
GILD|GILEAD SCIENCES, INC|EBXL|EBX LLC|1285600
GILD|GILEAD SCIENCES, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|96613
GILD|GILEAD SCIENCES, INC|EDJC|Edward Jones / CDS|1335
GILD|GILEAD SCIENCES, INC|EDJO|Edward D. Jones & Co., L.P.|74226
GILD|GILEAD SCIENCES, INC|EGAM|CBOE TRADING, INC.|70002
GILD|GILEAD SCIENCES, INC|EGAW|CBOE TRADING, INC.|2027
GILD|GILEAD SCIENCES, INC|EGMT|EG MARKET TECHNOLOGIES LLC|3008
GILD|GILEAD SCIENCES, INC|EGXM|CBOE TRADING, INC.|47410
GILD|GILEAD SCIENCES, INC|EGXW|CBOE TRADING, INC.|1466
GILD|GILEAD SCIENCES, INC|ELEV|ELEVATION, LLC|18955
GILD|GILEAD SCIENCES, INC|EROP|Eroom Securities L.L.C.|6000
GILD|GILEAD SCIENCES, INC|ETBE|Electronic Transaction Clearing, Inc.|315966
GILD|GILEAD SCIENCES, INC|ETCB|ETC BROKERAGE SERVICES, LLC|72
GILD|GILEAD SCIENCES, INC|ETCC|Electronic Transaction Clearing, Inc.|5504
GILD|GILEAD SCIENCES, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17590
GILD|GILEAD SCIENCES, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|104676
GILD|GILEAD SCIENCES, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
GILD|GILEAD SCIENCES, INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|1441648
GILD|GILEAD SCIENCES, INC|ETRS|E*Trade Securities LLC|1508653
GILD|GILEAD SCIENCES, INC|FBCO|Credit Suisse Securities (USA) LLC|5048756
GILD|GILEAD SCIENCES, INC|FBSB|U.S. Bancorp Investments, Inc.|1146
GILD|GILEAD SCIENCES, INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1567
GILD|GILEAD SCIENCES, INC|FILL|Tradestation Securities, Inc.|63697
GILD|GILEAD SCIENCES, INC|FINX|FINTECH SECURITIES|5910
GILD|GILEAD SCIENCES, INC|FMAF|NBCN Inc./ CDS|37540
GILD|GILEAD SCIENCES, INC|FMCO|First Manhattan Co|2825
GILD|GILEAD SCIENCES, INC|FOMA|TD AMERITRADE CLEARING, INC.|1718916
GILD|GILEAD SCIENCES, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|44756
GILD|GILEAD SCIENCES, INC|FQLS|Quantlab Securities LP|1689262
GILD|GILEAD SCIENCES, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|419796
GILD|GILEAD SCIENCES, INC|FTBR|Foliofn Investments, Inc.|16270
GILD|GILEAD SCIENCES, INC|GBMT|GBM International, Inc.|4169
GILD|GILEAD SCIENCES, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|547627
GILD|GILEAD SCIENCES, INC|GELP|RBC CAPITAL MARKETS, LLC|17824
GILD|GILEAD SCIENCES, INC|GLIS|TD Securities Inc|367
GILD|GILEAD SCIENCES, INC|GLPX|ACS EXECUTION SERVICES, LLC|325748
GILD|GILEAD SCIENCES, INC|GSCO|GOLDMAN SACHS & CO. LLC|16704661
GILD|GILEAD SCIENCES, INC|GSCS|GOLDMAN SACHS & CO. LLC|283059
GILD|GILEAD SCIENCES, INC|GSLT|GOLDMAN SACHS & CO. LLC|37453
GILD|GILEAD SCIENCES, INC|GTSZ|GTS SECURITIES LLC|1323050
GILD|GILEAD SCIENCES, INC|HAPX|HAP Trading, LLC|16152
GILD|GILEAD SCIENCES, INC|HASF|Haywood Securities Inc./CDS|100
GILD|GILEAD SCIENCES, INC|HCTA|Hardcastle Trading USA LLC|204103
GILD|GILEAD SCIENCES, INC|HRBF|American Enterprise Investment Services Inc.|103429
GILD|GILEAD SCIENCES, INC|HSBC|HSBC Securities, Inc.|491228
GILD|GILEAD SCIENCES, INC|IATS|INTERACTIVE BROKERS LLC|97769
GILD|GILEAD SCIENCES, INC|IBKR|Interactive Brokers Llc|708987
GILD|GILEAD SCIENCES, INC|IBSJ|Integrity Brokerage Services, Inc.|520
GILD|GILEAD SCIENCES, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12387
GILD|GILEAD SCIENCES, INC|ICBX|INSTINET, LLC|365128
GILD|GILEAD SCIENCES, INC|IEQY|CITADEL SECURITIES LLC|2624150
GILD|GILEAD SCIENCES, INC|INCA|INSTINET, LLC|3858958
GILD|GILEAD SCIENCES, INC|INJX|INSTINET, LLC|253556
GILD|GILEAD SCIENCES, INC|INTL|INTL FCSTONE FINANCIAL INC.|54
GILD|GILEAD SCIENCES, INC|ITGI|ITG Inc.|401353
GILD|GILEAD SCIENCES, INC|ITGP|ITG INC.|643600
GILD|GILEAD SCIENCES, INC|JANY|Janney Montgomery Scott Inc.|33561
GILD|GILEAD SCIENCES, INC|JEFF|JEFFERIES LLC|1353333
GILD|GILEAD SCIENCES, INC|JMPT|JUMP TRADING, LLC|741264
GILD|GILEAD SCIENCES, INC|JPBX|J.P. MORGAN SECURITIES LLC|584853
GILD|GILEAD SCIENCES, INC|JPMX|J.P. Morgan Securities LLC|2911785
GILD|GILEAD SCIENCES, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
GILD|GILEAD SCIENCES, INC|JSJX|JANE STREET CAPITAL LLC|18285
GILD|GILEAD SCIENCES, INC|JUTA|JUMP TRADING, LLC|2399
GILD|GILEAD SCIENCES, INC|KCGM|VIRTU Americas LLC|329224
GILD|GILEAD SCIENCES, INC|LEHM|Barclays Capital Inc./Le|7301115
GILD|GILEAD SCIENCES, INC|LGNT|COR CLEARING LLC|44
GILD|GILEAD SCIENCES, INC|LIME|Lime Brokerage LLC|814449
GILD|GILEAD SCIENCES, INC|LIWD|LIME BROKERAGE LLC|106
GILD|GILEAD SCIENCES, INC|LIWK|LIME BROKERAGE LLC|19
GILD|GILEAD SCIENCES, INC|LMGP|LIME BROKERAGE LLC|77877
GILD|GILEAD SCIENCES, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|339230
GILD|GILEAD SCIENCES, INC|LOOP|Loop Capital Markets LLC|12630
GILD|GILEAD SCIENCES, INC|LQNA|LIQUIDNET, INC.|391500
GILD|GILEAD SCIENCES, INC|LSCI|Lek Securities Corporation|13064
GILD|GILEAD SCIENCES, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1150
GILD|GILEAD SCIENCES, INC|MACC|Mid Atlantic Capital Corporation|13123
GILD|GILEAD SCIENCES, INC|MACQ|Macquarie Capital (USA) Inc.|6454
GILD|GILEAD SCIENCES, INC|MAXM|Maxim Group LLC|47294
GILD|GILEAD SCIENCES, INC|MCBT|Moors & Cabot, Inc.|900
GILD|GILEAD SCIENCES, INC|MCMF|Raymond James Ltd. Cds|14667
GILD|GILEAD SCIENCES, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|589154
GILD|GILEAD SCIENCES, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
GILD|GILEAD SCIENCES, INC|MOTF|MOTIF INVESTING, INC.|143
GILD|GILEAD SCIENCES, INC|MPSG|E D & F Man Capital Markets Inc.|46474
GILD|GILEAD SCIENCES, INC|MSCO|MORGAN STANLEY & CO. LLC|16657996
GILD|GILEAD SCIENCES, INC|MSPL|MORGAN STANLEY & CO. LLC|1205200
GILD|GILEAD SCIENCES, INC|MSTX|MORGAN STANLEY & CO. LLC|811900
GILD|GILEAD SCIENCES, INC|NATL|National Securities Corporation|1874
GILD|GILEAD SCIENCES, INC|NBCS|NBC Securities, INC.|203
GILD|GILEAD SCIENCES, INC|NEED|Needham & Company, LLC|1375
GILD|GILEAD SCIENCES, INC|NEUB|NEUBERGER BERMAN BD LLC|7728
GILD|GILEAD SCIENCES, INC|NFSC|National Financial Services LLC|2484986
GILD|GILEAD SCIENCES, INC|NITE|VIRTU Americas LLC|5263329
GILD|GILEAD SCIENCES, INC|NITP|VIRTU Americas LLC|6480
GILD|GILEAD SCIENCES, INC|NMRA|Nomura Securities International, Inc.|300
GILD|GILEAD SCIENCES, INC|NQRB|Brut, LLC|193155
GILD|GILEAD SCIENCES, INC|NTRC|Northern Trust Securities, Inc.|13411
GILD|GILEAD SCIENCES, INC|OHOS|TWO SIGMA SECURITIES, LLC|778735
GILD|GILEAD SCIENCES, INC|OLDM|OLD MISSION CAPITAL, LLC|9407
GILD|GILEAD SCIENCES, INC|ONEL|O'NEIL SECURITIES, INCORPORATED|29478
GILD|GILEAD SCIENCES, INC|OPCO|Oppenheimer & Co. Inc.|42739
GILD|GILEAD SCIENCES, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|14693
GILD|GILEAD SCIENCES, INC|PCFF|Pacific International Securities Inc./CDS|50
GILD|GILEAD SCIENCES, INC|PCPT|PHILLIP CAPITAL INC.|620
GILD|GILEAD SCIENCES, INC|PDQM|CODA MARKETS, INC.|392697
GILD|GILEAD SCIENCES, INC|PHLY|NASDAQ Execution Services, LLC|86760
GILD|GILEAD SCIENCES, INC|PICT|Pictet Overseas Inc.|1360
GILD|GILEAD SCIENCES, INC|POIN|PRECISION SECURITIES, LLC (POIN)|400
GILD|GILEAD SCIENCES, INC|PREC|PRECISION SECURITIES, LLC|3400
GILD|GILEAD SCIENCES, INC|PRJX|JUMP TRADING, LLC|437134
GILD|GILEAD SCIENCES, INC|PWJC|UBS Financial Services, Inc.|70190
GILD|GILEAD SCIENCES, INC|RAJA|Raymond James & Associates, Inc.|109029
GILD|GILEAD SCIENCES, INC|RBCM|RBC CAPITAL MARKETS, LLC|89026
GILD|GILEAD SCIENCES, INC|RGLD|Regal Securities, Inc|225
GILD|GILEAD SCIENCES, INC|RHCO|Suntrust Robinson Humphrey, Inc.|12500
GILD|GILEAD SCIENCES, INC|RJLC|RJL CAPITAL GROUP, LLC|22878
GILD|GILEAD SCIENCES, INC|SAGL|SAGETRADER, LLC|80719
GILD|GILEAD SCIENCES, INC|SAGW|SAGETRADER, LLC|1929
GILD|GILEAD SCIENCES, INC|SALI|INTL FCSTONE FINANCIAL INC.|5545
GILD|GILEAD SCIENCES, INC|SBSH|Citigroup Global Markets Inc.|4421196
GILD|GILEAD SCIENCES, INC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|695
GILD|GILEAD SCIENCES, INC|SEIC|SEI Investments Distribution Co.|14468
GILD|GILEAD SCIENCES, INC|SGMT|GOLDMAN SACHS & CO. LLC|651083
GILD|GILEAD SCIENCES, INC|SJLS|TRADE INFORMATICS LLC|2100
GILD|GILEAD SCIENCES, INC|SOGO|Wang Investment Associates, Inc.|10
GILD|GILEAD SCIENCES, INC|SPDR|SPEEDROUTE LLC|139482
GILD|GILEAD SCIENCES, INC|SPHN|Stephens Inc.|6225
GILD|GILEAD SCIENCES, INC|SPTD|MINT GLOBAL MARKETS, INC.|1100
GILD|GILEAD SCIENCES, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
GILD|GILEAD SCIENCES, INC|STFL|Stifel, Nicolaus & Company, Incorporated|139034
GILD|GILEAD SCIENCES, INC|STKP|STOCKPILE INVESTMENTS, INC.|104
GILD|GILEAD SCIENCES, INC|STXG|Stockcross Financial Services, Inc.|795
GILD|GILEAD SCIENCES, INC|SWIM|TD Ameritrade, Inc.|2481530
GILD|GILEAD SCIENCES, INC|SWST|Hilltop Securities Inc.|43550
GILD|GILEAD SCIENCES, INC|TDSI|TD Securities (USA) LLC|9001
GILD|GILEAD SCIENCES, INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|2334
GILD|GILEAD SCIENCES, INC|TKNG|ALLY INVEST SECURITIES LLC|20825
GILD|GILEAD SCIENCES, INC|TMBR|Timber Hill LLC|54
GILD|GILEAD SCIENCES, INC|TRBT|Tradebot Systems, Inc.|1167805
GILD|GILEAD SCIENCES, INC|TRCM|TRC MARKETS LLC|1486337
GILD|GILEAD SCIENCES, INC|TTUC|CUTTONE & CO., INC.|46009
GILD|GILEAD SCIENCES, INC|TWTT|TASTYWORKS, INC.|3426
GILD|GILEAD SCIENCES, INC|UBSA|UBS SECURITIES LLC|3381429
GILD|GILEAD SCIENCES, INC|UBSS|UBS Securities LLC|6901584
GILD|GILEAD SCIENCES, INC|VALX|VIRTU AMERICAS LLC|90674
GILD|GILEAD SCIENCES, INC|VGRD|Vanguard Marketing Corporation|92409
GILD|GILEAD SCIENCES, INC|VSIN|Vision Financial Markets Llc|150
GILD|GILEAD SCIENCES, INC|WABR|Wall Street Access|12499
GILD|GILEAD SCIENCES, INC|WBET|Wallachbeth Capital LLC|55953
GILD|GILEAD SCIENCES, INC|WBLR|WILLIAM BLAIR|20220
GILD|GILEAD SCIENCES, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|16964
GILD|GILEAD SCIENCES, INC|WCHV|WELLS FARGO SECURITIES, LLC|1498707
GILD|GILEAD SCIENCES, INC|WDNX|WEEDEN & CO.L.P.|29944
GILD|GILEAD SCIENCES, INC|WEDB|WEDBUSH SECURITIES INC.|110364
GILD|GILEAD SCIENCES, INC|WEED|Weeden & Co.L.P.|5123
GILD|GILEAD SCIENCES, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|231472
GILD|GILEAD SCIENCES, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|284111
GILD|GILEAD SCIENCES, INC|WGIF|CIBC World Markets Inc.|46065
GILD|GILEAD SCIENCES, INC|WHOT|JUST2TRADE, INC.|10
GILD|GILEAD SCIENCES, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8644
GILD|GILEAD SCIENCES, INC|WORD|Worden Capital Management LLC|17
GILD|GILEAD SCIENCES, INC|WSAG|WALL STREET ACCESS|423
GILD|GILEAD SCIENCES, INC|WSEA|WOLVERINE SECURITIES, LLC|87455
GILD|GILEAD SCIENCES, INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|275
GILD|GILEAD SCIENCES, INC|WTFS|JUST2TRADE, INC.|41
GILD|GILEAD SCIENCES, INC|XIST|INSTINET, LLC|208634
GILD|GILEAD SCIENCES, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|756878
GILD|GILEAD SCIENCES, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|16314
GILD|GILEAD SCIENCES, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|62203
GILT|GILAT SATELLITE NTWK|ALTX|Alternet Securities Inc.|9
GILT|GILAT SATELLITE NTWK|APCC|Apex Clearing Corporation|12
GILT|GILAT SATELLITE NTWK|BERN|Sanford C. Bernstein & Co., LLC|724
GILT|GILAT SATELLITE NTWK|CANT|Cantor Fitzgerald & Co.|111
GILT|GILAT SATELLITE NTWK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
GILT|GILAT SATELLITE NTWK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GILT|GILAT SATELLITE NTWK|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
GILT|GILAT SATELLITE NTWK|DBAB|Deutsche Bank Securities Inc.|900
GILT|GILAT SATELLITE NTWK|DBAX|Deutsche Bank Securities Inc.|1700
GILT|GILAT SATELLITE NTWK|DEGS|RONIN PROFESSIONAL LLC|5055
GILT|GILAT SATELLITE NTWK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|340
GILT|GILAT SATELLITE NTWK|EBXL|EBX LLC|2400
GILT|GILAT SATELLITE NTWK|EGXM|CBOE TRADING, INC.|9
GILT|GILAT SATELLITE NTWK|ETRS|E*Trade Securities LLC|9288
GILT|GILAT SATELLITE NTWK|FBCO|Credit Suisse Securities (USA) LLC|962
GILT|GILAT SATELLITE NTWK|FOMA|TD AMERITRADE CLEARING, INC.|16519
GILT|GILAT SATELLITE NTWK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7130
GILT|GILAT SATELLITE NTWK|FTBR|Foliofn Investments, Inc.|19
GILT|GILAT SATELLITE NTWK|GEBB|GLOBAL EXECUTION BROKERS, LP|100
GILT|GILAT SATELLITE NTWK|GSLT|GOLDMAN SACHS & CO. LLC|2605
GILT|GILAT SATELLITE NTWK|GTSZ|GTS SECURITIES LLC|2383
GILT|GILAT SATELLITE NTWK|HSBC|HSBC Securities, Inc.|131
GILT|GILAT SATELLITE NTWK|IATS|INTERACTIVE BROKERS LLC|5680
GILT|GILAT SATELLITE NTWK|IBKR|Interactive Brokers Llc|46854
GILT|GILAT SATELLITE NTWK|INCA|INSTINET, LLC|4740
GILT|GILAT SATELLITE NTWK|INJX|INSTINET, LLC|100
GILT|GILAT SATELLITE NTWK|ITGI|ITG Inc.|265
GILT|GILAT SATELLITE NTWK|ITGP|ITG INC.|200
GILT|GILAT SATELLITE NTWK|JEFF|JEFFERIES LLC|24
GILT|GILAT SATELLITE NTWK|JPMX|J.P. Morgan Securities LLC|1400
GILT|GILAT SATELLITE NTWK|KCGM|VIRTU Americas LLC|100
GILT|GILAT SATELLITE NTWK|LEHM|Barclays Capital Inc./Le|11263
GILT|GILAT SATELLITE NTWK|LIME|Lime Brokerage LLC|17377
GILT|GILAT SATELLITE NTWK|MAXM|Maxim Group LLC|6250
GILT|GILAT SATELLITE NTWK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GILT|GILAT SATELLITE NTWK|MSCO|MORGAN STANLEY & CO. LLC|14921
GILT|GILAT SATELLITE NTWK|MSPL|MORGAN STANLEY & CO. LLC|200
GILT|GILAT SATELLITE NTWK|NFSC|National Financial Services LLC|5243
GILT|GILAT SATELLITE NTWK|NITE|VIRTU Americas LLC|27299
GILT|GILAT SATELLITE NTWK|NQRB|Brut, LLC|600
GILT|GILAT SATELLITE NTWK|OPCO|Oppenheimer & Co. Inc.|767
GILT|GILAT SATELLITE NTWK|RAJA|Raymond James & Associates, Inc.|7265
GILT|GILAT SATELLITE NTWK|RBCM|RBC CAPITAL MARKETS, LLC|200
GILT|GILAT SATELLITE NTWK|SBSH|Citigroup Global Markets Inc.|9210
GILT|GILAT SATELLITE NTWK|SGMT|GOLDMAN SACHS & CO. LLC|199
GILT|GILAT SATELLITE NTWK|STFL|Stifel, Nicolaus & Company, Incorporated|1
GILT|GILAT SATELLITE NTWK|SWIM|TD Ameritrade, Inc.|2376
GILT|GILAT SATELLITE NTWK|TKNG|ALLY INVEST SECURITIES LLC|5
GILT|GILAT SATELLITE NTWK|TRCM|TRC MARKETS LLC|838
GILT|GILAT SATELLITE NTWK|UBSA|UBS SECURITIES LLC|19262
GILT|GILAT SATELLITE NTWK|UBSS|UBS Securities LLC|15885
GILT|GILAT SATELLITE NTWK|VALX|VIRTU AMERICAS LLC|2808
GILT|GILAT SATELLITE NTWK|VGRD|Vanguard Marketing Corporation|117
GILT|GILAT SATELLITE NTWK|WCHV|WELLS FARGO SECURITIES, LLC|4700
GILT|GILAT SATELLITE NTWK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|230
GILT|GILAT SATELLITE NTWK|WSEA|WOLVERINE SECURITIES, LLC|4
GIM|TEMPLETON GLOBAL ICM|ALTX|Alternet Securities Inc.|4000
GIM|TEMPLETON GLOBAL ICM|APCC|Apex Clearing Corporation|124
GIM|TEMPLETON GLOBAL ICM|BANK|Primevest Financial Services, Inc.|2537
GIM|TEMPLETON GLOBAL ICM|BARD|Robert W. Baird & Co. Incorporated|2629
GIM|TEMPLETON GLOBAL ICM|BATM|CBOE TRADING, INC.|428
GIM|TEMPLETON GLOBAL ICM|BBNT|BB&T SECURITIES, LLC|1
GIM|TEMPLETON GLOBAL ICM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
GIM|TEMPLETON GLOBAL ICM|BTIG|BTIG, LLC|1500
GIM|TEMPLETON GLOBAL ICM|CANT|Cantor Fitzgerald & Co.|7948
GIM|TEMPLETON GLOBAL ICM|CHAS|Charles Schwab & Co., Inc.|28103
GIM|TEMPLETON GLOBAL ICM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3590
GIM|TEMPLETON GLOBAL ICM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31862
GIM|TEMPLETON GLOBAL ICM|CXCX|CITIGROUP GLOBAL MARKETS INC.|6320
GIM|TEMPLETON GLOBAL ICM|DADA|D.A. Davidson & Co.|164
GIM|TEMPLETON GLOBAL ICM|DAVA|Davenport & Company LLC|7
GIM|TEMPLETON GLOBAL ICM|DBAX|Deutsche Bank Securities Inc.|6100
GIM|TEMPLETON GLOBAL ICM|DEAN|MORGAN STANLEY|13912
GIM|TEMPLETON GLOBAL ICM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47259
GIM|TEMPLETON GLOBAL ICM|EBXL|EBX LLC|32600
GIM|TEMPLETON GLOBAL ICM|ECUT|CONVERGEX EXECUTION SOLUTIONS|15719
GIM|TEMPLETON GLOBAL ICM|EDJO|Edward D. Jones & Co., L.P.|52739
GIM|TEMPLETON GLOBAL ICM|EGAM|CBOE TRADING, INC.|2188
GIM|TEMPLETON GLOBAL ICM|EGXM|CBOE TRADING, INC.|2200
GIM|TEMPLETON GLOBAL ICM|ETBE|Electronic Transaction Clearing, Inc.|200
GIM|TEMPLETON GLOBAL ICM|ETRS|E*Trade Securities LLC|15165
GIM|TEMPLETON GLOBAL ICM|FILL|Tradestation Securities, Inc.|300
GIM|TEMPLETON GLOBAL ICM|FMAF|NBCN Inc./ CDS|1767
GIM|TEMPLETON GLOBAL ICM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4141
GIM|TEMPLETON GLOBAL ICM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35029
GIM|TEMPLETON GLOBAL ICM|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3400
GIM|TEMPLETON GLOBAL ICM|FTBR|Foliofn Investments, Inc.|24613
GIM|TEMPLETON GLOBAL ICM|GLPX|ACS EXECUTION SERVICES, LLC|2100
GIM|TEMPLETON GLOBAL ICM|GSCO|GOLDMAN SACHS & CO. LLC|75893
GIM|TEMPLETON GLOBAL ICM|GSCS|GOLDMAN SACHS & CO. LLC|100
GIM|TEMPLETON GLOBAL ICM|GSLT|GOLDMAN SACHS & CO. LLC|1822
GIM|TEMPLETON GLOBAL ICM|GTSZ|GTS SECURITIES LLC|700
GIM|TEMPLETON GLOBAL ICM|HRBF|American Enterprise Investment Services Inc.|96920
GIM|TEMPLETON GLOBAL ICM|IATS|INTERACTIVE BROKERS LLC|3116
GIM|TEMPLETON GLOBAL ICM|IBKR|Interactive Brokers Llc|6825
GIM|TEMPLETON GLOBAL ICM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1471
GIM|TEMPLETON GLOBAL ICM|ICBX|INSTINET, LLC|5760
GIM|TEMPLETON GLOBAL ICM|INCA|INSTINET, LLC|1212
GIM|TEMPLETON GLOBAL ICM|ITGI|ITG Inc.|18185
GIM|TEMPLETON GLOBAL ICM|ITGP|ITG INC.|19600
GIM|TEMPLETON GLOBAL ICM|JANY|Janney Montgomery Scott Inc.|23
GIM|TEMPLETON GLOBAL ICM|JMPT|JUMP TRADING, LLC|40
GIM|TEMPLETON GLOBAL ICM|JONE|JonesTrading|27406
GIM|TEMPLETON GLOBAL ICM|JPMX|J.P. Morgan Securities LLC|12138
GIM|TEMPLETON GLOBAL ICM|JSJX|JANE STREET CAPITAL LLC|1400
GIM|TEMPLETON GLOBAL ICM|KCGM|VIRTU Americas LLC|11537
GIM|TEMPLETON GLOBAL ICM|LEHM|Barclays Capital Inc./Le|33400
GIM|TEMPLETON GLOBAL ICM|LIME|Lime Brokerage LLC|251
GIM|TEMPLETON GLOBAL ICM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1569
GIM|TEMPLETON GLOBAL ICM|MACC|Mid Atlantic Capital Corporation|17988
GIM|TEMPLETON GLOBAL ICM|MCMF|Raymond James Ltd. Cds|2575
GIM|TEMPLETON GLOBAL ICM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63770
GIM|TEMPLETON GLOBAL ICM|MSCO|MORGAN STANLEY & CO. LLC|200734
GIM|TEMPLETON GLOBAL ICM|MSPL|MORGAN STANLEY & CO. LLC|26500
GIM|TEMPLETON GLOBAL ICM|NATL|National Securities Corporation|14154
GIM|TEMPLETON GLOBAL ICM|NFSC|National Financial Services LLC|331553
GIM|TEMPLETON GLOBAL ICM|NITE|VIRTU Americas LLC|432495
GIM|TEMPLETON GLOBAL ICM|NTRC|Northern Trust Securities, Inc.|2000
GIM|TEMPLETON GLOBAL ICM|OPCO|Oppenheimer & Co. Inc.|55460
GIM|TEMPLETON GLOBAL ICM|OTAA|OTA LLC|4300
GIM|TEMPLETON GLOBAL ICM|PDQM|CODA MARKETS, INC.|8218
GIM|TEMPLETON GLOBAL ICM|PWJC|UBS Financial Services, Inc.|13434
GIM|TEMPLETON GLOBAL ICM|RBCM|RBC CAPITAL MARKETS, LLC|31374
GIM|TEMPLETON GLOBAL ICM|SAGL|SAGETRADER, LLC|800
GIM|TEMPLETON GLOBAL ICM|SALI|INTL FCSTONE FINANCIAL INC.|1261
GIM|TEMPLETON GLOBAL ICM|SBSH|Citigroup Global Markets Inc.|10111
GIM|TEMPLETON GLOBAL ICM|SGMT|GOLDMAN SACHS & CO. LLC|10898
GIM|TEMPLETON GLOBAL ICM|SPHN|Stephens Inc.|528
GIM|TEMPLETON GLOBAL ICM|STFL|Stifel, Nicolaus & Company, Incorporated|65374
GIM|TEMPLETON GLOBAL ICM|STXG|Stockcross Financial Services, Inc.|7
GIM|TEMPLETON GLOBAL ICM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
GIM|TEMPLETON GLOBAL ICM|SWIM|TD Ameritrade, Inc.|1410
GIM|TEMPLETON GLOBAL ICM|SWST|Hilltop Securities Inc.|68575
GIM|TEMPLETON GLOBAL ICM|TRBT|Tradebot Systems, Inc.|3812
GIM|TEMPLETON GLOBAL ICM|TRCM|TRC MARKETS LLC|200
GIM|TEMPLETON GLOBAL ICM|UBSA|UBS SECURITIES LLC|110270
GIM|TEMPLETON GLOBAL ICM|UBSS|UBS Securities LLC|352454
GIM|TEMPLETON GLOBAL ICM|VALX|VIRTU AMERICAS LLC|6347
GIM|TEMPLETON GLOBAL ICM|VGRD|Vanguard Marketing Corporation|81094
GIM|TEMPLETON GLOBAL ICM|WCHV|WELLS FARGO SECURITIES, LLC|156825
GIM|TEMPLETON GLOBAL ICM|WEDB|WEDBUSH SECURITIES INC.|810
GIM|TEMPLETON GLOBAL ICM|WEED|Weeden & Co.L.P.|19669
GIM|TEMPLETON GLOBAL ICM|WSEA|WOLVERINE SECURITIES, LLC|1400
GIM|TEMPLETON GLOBAL ICM|XSTM|NATIONAL FINANCIAL SERVICES LLC|51114
GIM|TEMPLETON GLOBAL ICM|YKNA|COMHAR CAPITAL MARKETS, LLC|1374
GIM|TEMPLETON GLOBAL ICM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24433
GIS|GEN MILLS INC|ABLE|NATIXIS Securities Americas LLC|515616
GIS|GEN MILLS INC|ADAM|CANACCORD GENUITY INC.|1000
GIS|GEN MILLS INC|AGIS|Aegis Capital Corp.|4710
GIS|GEN MILLS INC|ALLN|Allen & Company LLC|2500
GIS|GEN MILLS INC|ALTX|Alternet Securities Inc.|66601
GIS|GEN MILLS INC|ANOS|ABEL/NOSER, L.L.C.|41199
GIS|GEN MILLS INC|APCC|Apex Clearing Corporation|14912
GIS|GEN MILLS INC|AQUA|AQUA SECURITIES L.P.|16300
GIS|GEN MILLS INC|BALE|M&T SECURITIES, INC.|409
GIS|GEN MILLS INC|BANK|Primevest Financial Services, Inc.|3368
GIS|GEN MILLS INC|BARD|Robert W. Baird & Co. Incorporated|84760
GIS|GEN MILLS INC|BATM|CBOE TRADING, INC.|31827
GIS|GEN MILLS INC|BAYC|BAY CREST PARTNERS, LLC|3384
GIS|GEN MILLS INC|BAYT|BTIG, LLC|15600
GIS|GEN MILLS INC|BBNT|BB&T SECURITIES, LLC|82749
GIS|GEN MILLS INC|BERN|Sanford C. Bernstein & Co., LLC|618837
GIS|GEN MILLS INC|BIAD|SAGETRADER, LLC|544
GIS|GEN MILLS INC|BIDS|BIDS TRADING L.P.|2800
GIS|GEN MILLS INC|BIMI|Banca IMI Securities Corp.|4005
GIS|GEN MILLS INC|BKCM|BNY Mellon Capital Markets LLC|2419
GIS|GEN MILLS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|225098
GIS|GEN MILLS INC|BLKX|INSTINET, LLC|164157
GIS|GEN MILLS INC|BMOC|BMO Capital Markets Corp.|876
GIS|GEN MILLS INC|BNPX|BNP PARIBAS SECURITIES CORP.|187162
GIS|GEN MILLS INC|BRGE|Newbridge Securities Corp.|935
GIS|GEN MILLS INC|BTIG|BTIG, LLC|451297
GIS|GEN MILLS INC|BYXM|CBOE TRADING, INC.|9887
GIS|GEN MILLS INC|CABR|Cabrera Capital Markets, Inc.|75
GIS|GEN MILLS INC|CANT|Cantor Fitzgerald & Co.|138290
GIS|GEN MILLS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|39800
GIS|GEN MILLS INC|CBRA|Cobra Trading, Inc.|100
GIS|GEN MILLS INC|CHAS|Charles Schwab & Co., Inc.|42198
GIS|GEN MILLS INC|CIBP|CIBC World Markets Corp.|41849
GIS|GEN MILLS INC|CICF|Canaccord Genuity Corp.|81295
GIS|GEN MILLS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|28195
GIS|GEN MILLS INC|CIST|Capital Institutional Services, Inc.|17260
GIS|GEN MILLS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1150951
GIS|GEN MILLS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4791
GIS|GEN MILLS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38581
GIS|GEN MILLS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2295517
GIS|GEN MILLS INC|CTDL|Citadel Derivatives Group Llc|97659
GIS|GEN MILLS INC|CTLR|CUTLER GROUP, LP|2140
GIS|GEN MILLS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|285982
GIS|GEN MILLS INC|DADA|D.A. Davidson & Co.|61954
GIS|GEN MILLS INC|DAVA|Davenport & Company LLC|16960
GIS|GEN MILLS INC|DBAB|Deutsche Bank Securities Inc.|1609901
GIS|GEN MILLS INC|DBAX|Deutsche Bank Securities Inc.|2480000
GIS|GEN MILLS INC|DBUL|Deutsche Bank Securities Inc.|2255
GIS|GEN MILLS INC|DCHF|Dart Executions, LLC|8237
GIS|GEN MILLS INC|DEAN|MORGAN STANLEY|134650
GIS|GEN MILLS INC|DEGS|RONIN PROFESSIONAL LLC|2600
GIS|GEN MILLS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3363
GIS|GEN MILLS INC|DRWK|DRW SECURITIES, L.L.C.|12437
GIS|GEN MILLS INC|EBXL|EBX LLC|1255900
GIS|GEN MILLS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|110404
GIS|GEN MILLS INC|EDJC|Edward Jones / CDS|6999
GIS|GEN MILLS INC|EDJO|Edward D. Jones & Co., L.P.|328307
GIS|GEN MILLS INC|EGAM|CBOE TRADING, INC.|71849
GIS|GEN MILLS INC|EGAW|CBOE TRADING, INC.|1126
GIS|GEN MILLS INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
GIS|GEN MILLS INC|EGXM|CBOE TRADING, INC.|38053
GIS|GEN MILLS INC|EGXW|CBOE TRADING, INC.|1283
GIS|GEN MILLS INC|ESPO|ESPOSITO SECURITIES, LLC|466
GIS|GEN MILLS INC|ETBE|Electronic Transaction Clearing, Inc.|88520
GIS|GEN MILLS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1318
GIS|GEN MILLS INC|ETCB|ETC BROKERAGE SERVICES, LLC|158
GIS|GEN MILLS INC|ETCC|Electronic Transaction Clearing, Inc.|1918
GIS|GEN MILLS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37966
GIS|GEN MILLS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
GIS|GEN MILLS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10571
GIS|GEN MILLS INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|450
GIS|GEN MILLS INC|ETRS|E*Trade Securities LLC|1416689
GIS|GEN MILLS INC|EVRS|E1 ASSET MANAGEMENT, INC.|200
GIS|GEN MILLS INC|FBSB|U.S. Bancorp Investments, Inc.|1530
GIS|GEN MILLS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|135
GIS|GEN MILLS INC|FILL|Tradestation Securities, Inc.|55170
GIS|GEN MILLS INC|FINX|FINTECH SECURITIES|7570
GIS|GEN MILLS INC|FMAF|NBCN Inc./ CDS|12700
GIS|GEN MILLS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36560
GIS|GEN MILLS INC|FQLS|Quantlab Securities LP|2156258
GIS|GEN MILLS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|626080
GIS|GEN MILLS INC|FTBR|Foliofn Investments, Inc.|50457
GIS|GEN MILLS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|46497
GIS|GEN MILLS INC|GLIS|TD Securities Inc|7686
GIS|GEN MILLS INC|GLPX|ACS EXECUTION SERVICES, LLC|131869
GIS|GEN MILLS INC|GSCO|GOLDMAN SACHS & CO. LLC|5887423
GIS|GEN MILLS INC|GSCS|GOLDMAN SACHS & CO. LLC|44953
GIS|GEN MILLS INC|GSLT|GOLDMAN SACHS & CO. LLC|60645
GIS|GEN MILLS INC|GTSZ|GTS SECURITIES LLC|411098
GIS|GEN MILLS INC|HAPX|HAP Trading, LLC|100
GIS|GEN MILLS INC|HRBF|American Enterprise Investment Services Inc.|155611
GIS|GEN MILLS INC|HSBC|HSBC Securities, Inc.|44943
GIS|GEN MILLS INC|IATS|INTERACTIVE BROKERS LLC|73506
GIS|GEN MILLS INC|IBKR|Interactive Brokers Llc|139349
GIS|GEN MILLS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1552
GIS|GEN MILLS INC|ICBX|INSTINET, LLC|453908
GIS|GEN MILLS INC|IEQY|CITADEL SECURITIES LLC|380867
GIS|GEN MILLS INC|INCA|INSTINET, LLC|1849919
GIS|GEN MILLS INC|INJX|INSTINET, LLC|4618
GIS|GEN MILLS INC|INTL|INTL FCSTONE FINANCIAL INC.|20
GIS|GEN MILLS INC|ITGI|ITG Inc.|487222
GIS|GEN MILLS INC|ITGP|ITG INC.|913600
GIS|GEN MILLS INC|JANY|Janney Montgomery Scott Inc.|53383
GIS|GEN MILLS INC|JEFF|JEFFERIES LLC|546286
GIS|GEN MILLS INC|JMPT|JUMP TRADING, LLC|269263
GIS|GEN MILLS INC|JONE|JonesTrading|10440
GIS|GEN MILLS INC|JPBX|J.P. MORGAN SECURITIES LLC|538679
GIS|GEN MILLS INC|JPMX|J.P. Morgan Securities LLC|1698905
GIS|GEN MILLS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|2568
GIS|GEN MILLS INC|JSJX|JANE STREET CAPITAL LLC|8898
GIS|GEN MILLS INC|KCGM|VIRTU Americas LLC|285520
GIS|GEN MILLS INC|KING|C. L. King & Associates, Inc.|100
GIS|GEN MILLS INC|LEHM|Barclays Capital Inc./Le|4452902
GIS|GEN MILLS INC|LIME|Lime Brokerage LLC|278281
GIS|GEN MILLS INC|LIWD|LIME BROKERAGE LLC|56
GIS|GEN MILLS INC|LMGP|LIME BROKERAGE LLC|1500
GIS|GEN MILLS INC|LOOP|Loop Capital Markets LLC|19007
GIS|GEN MILLS INC|LQNA|LIQUIDNET, INC.|170600
GIS|GEN MILLS INC|LSCI|Lek Securities Corporation|3798
GIS|GEN MILLS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|620
GIS|GEN MILLS INC|MACC|Mid Atlantic Capital Corporation|7079
GIS|GEN MILLS INC|MAXM|Maxim Group LLC|15656
GIS|GEN MILLS INC|MBTS|ALLY INVEST SECURITIES LLC|900
GIS|GEN MILLS INC|MCBT|Moors & Cabot, Inc.|3265
GIS|GEN MILLS INC|MCMF|Raymond James Ltd. Cds|895
GIS|GEN MILLS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|801202
GIS|GEN MILLS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3300
GIS|GEN MILLS INC|MOTF|MOTIF INVESTING, INC.|91
GIS|GEN MILLS INC|MPSG|E D & F Man Capital Markets Inc.|11195
GIS|GEN MILLS INC|MSCO|MORGAN STANLEY & CO. LLC|7503220
GIS|GEN MILLS INC|MSPL|MORGAN STANLEY & CO. LLC|2053500
GIS|GEN MILLS INC|MSTX|MORGAN STANLEY & CO. LLC|1974600
GIS|GEN MILLS INC|MTON|MILLINGTON SECURITIES, INC.|497996
GIS|GEN MILLS INC|MZHO|Mizuho Securities USA LLC|22000
GIS|GEN MILLS INC|NATL|National Securities Corporation|5100
GIS|GEN MILLS INC|NBCS|NBC Securities, INC.|1030
GIS|GEN MILLS INC|NEUB|NEUBERGER BERMAN BD LLC|2800
GIS|GEN MILLS INC|NFSC|National Financial Services LLC|1883966
GIS|GEN MILLS INC|NITE|VIRTU Americas LLC|4439098
GIS|GEN MILLS INC|NITP|VIRTU Americas LLC|6510
GIS|GEN MILLS INC|NMRA|Nomura Securities International, Inc.|1100
GIS|GEN MILLS INC|NQRB|Brut, LLC|122387
GIS|GEN MILLS INC|NTBF|BMO Nesbitt Burns Inc./CDS|8048
GIS|GEN MILLS INC|NTRC|Northern Trust Securities, Inc.|13035
GIS|GEN MILLS INC|OHOS|TWO SIGMA SECURITIES, LLC|195451
GIS|GEN MILLS INC|ONEL|O'NEIL SECURITIES, INCORPORATED|7575
GIS|GEN MILLS INC|OPCO|Oppenheimer & Co. Inc.|44708
GIS|GEN MILLS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8562
GIS|GEN MILLS INC|PCFF|Pacific International Securities Inc./CDS|280
GIS|GEN MILLS INC|PCPT|PHILLIP CAPITAL INC.|250
GIS|GEN MILLS INC|PDQM|CODA MARKETS, INC.|104585
GIS|GEN MILLS INC|PHLY|NASDAQ Execution Services, LLC|38600
GIS|GEN MILLS INC|PICT|Pictet Overseas Inc.|3644
GIS|GEN MILLS INC|PIPR|Piper Jaffray & Co.|1000
GIS|GEN MILLS INC|PUMA|Puma Capital, Llc|448544
GIS|GEN MILLS INC|PUMX|Puma Capital, LLC|600
GIS|GEN MILLS INC|PWJC|UBS Financial Services, Inc.|155330
GIS|GEN MILLS INC|QMSR|QUATTRO M SECURITIES INC.|71103
GIS|GEN MILLS INC|RBCM|RBC CAPITAL MARKETS, LLC|154879
GIS|GEN MILLS INC|RGLD|Regal Securities, Inc|400
GIS|GEN MILLS INC|RJLC|RJL CAPITAL GROUP, LLC|1000
GIS|GEN MILLS INC|SAGL|SAGETRADER, LLC|106476
GIS|GEN MILLS INC|SAGW|SAGETRADER, LLC|6200
GIS|GEN MILLS INC|SALI|INTL FCSTONE FINANCIAL INC.|18313
GIS|GEN MILLS INC|SBRX|MURIEL SIEBERT & CO INC|850
GIS|GEN MILLS INC|SBSH|Citigroup Global Markets Inc.|1216902
GIS|GEN MILLS INC|SCMC|Scotia Capital Markets (USA) Inc.|74000
GIS|GEN MILLS INC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|90
GIS|GEN MILLS INC|SEIC|SEI Investments Distribution Co.|10029
GIS|GEN MILLS INC|SGMT|GOLDMAN SACHS & CO. LLC|686635
GIS|GEN MILLS INC|SJLS|TRADE INFORMATICS LLC|1000
GIS|GEN MILLS INC|SPDR|SPEEDROUTE LLC|39960
GIS|GEN MILLS INC|SPHN|Stephens Inc.|20158
GIS|GEN MILLS INC|SPNT|SEVEN POINTS CAPITAL, LLC|1200
GIS|GEN MILLS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
GIS|GEN MILLS INC|STFL|Stifel, Nicolaus & Company, Incorporated|209958
GIS|GEN MILLS INC|STKP|STOCKPILE INVESTMENTS, INC.|290
GIS|GEN MILLS INC|STRS|STRATEGAS RESEARCH PARTNERS|1300
GIS|GEN MILLS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24502
GIS|GEN MILLS INC|SWIM|TD Ameritrade, Inc.|724941
GIS|GEN MILLS INC|SWST|Hilltop Securities Inc.|32932
GIS|GEN MILLS INC|TAGC|TELSEY ADVISORY GROUP LLC|216
GIS|GEN MILLS INC|TKNG|ALLY INVEST SECURITIES LLC|10450
GIS|GEN MILLS INC|TRBT|Tradebot Systems, Inc.|1140836
GIS|GEN MILLS INC|TRCM|TRC MARKETS LLC|1067264
GIS|GEN MILLS INC|TWTT|TASTYWORKS, INC.|1133
GIS|GEN MILLS INC|UBSA|UBS SECURITIES LLC|3107208
GIS|GEN MILLS INC|UBSS|UBS Securities LLC|4449846
GIS|GEN MILLS INC|VALX|VIRTU AMERICAS LLC|74794
GIS|GEN MILLS INC|VGRD|Vanguard Marketing Corporation|248492
GIS|GEN MILLS INC|VSIN|Vision Financial Markets Llc|501
GIS|GEN MILLS INC|WABR|Wall Street Access|4300
GIS|GEN MILLS INC|WBET|Wallachbeth Capital LLC|105989
GIS|GEN MILLS INC|WBLR|WILLIAM BLAIR|10679
GIS|GEN MILLS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|18148
GIS|GEN MILLS INC|WCHV|WELLS FARGO SECURITIES, LLC|1379174
GIS|GEN MILLS INC|WDNX|WEEDEN & CO.L.P.|1054
GIS|GEN MILLS INC|WEDB|WEDBUSH SECURITIES INC.|32117
GIS|GEN MILLS INC|WEED|Weeden & Co.L.P.|6014
GIS|GEN MILLS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|293180
GIS|GEN MILLS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22505
GIS|GEN MILLS INC|WGIF|CIBC World Markets Inc.|16249
GIS|GEN MILLS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1223
GIS|GEN MILLS INC|WSAG|WALL STREET ACCESS|109
GIS|GEN MILLS INC|WSEA|WOLVERINE SECURITIES, LLC|73022
GIS|GEN MILLS INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1900
GIS|GEN MILLS INC|XIST|INSTINET, LLC|433356
GIS|GEN MILLS INC|XPQR|Jump Trading|1551
GIS|GEN MILLS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|612396
GIS|GEN MILLS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2585
GIS|GEN MILLS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|187862
GJH|SYNTHETIC FXD 6.375|AGIS|Aegis Capital Corp.|1327
GJH|SYNTHETIC FXD 6.375|DEAN|MORGAN STANLEY|900
GJH|SYNTHETIC FXD 6.375|ETRS|E*Trade Securities LLC|4603
GJH|SYNTHETIC FXD 6.375|HRBF|American Enterprise Investment Services Inc.|2223
GJH|SYNTHETIC FXD 6.375|INCA|INSTINET, LLC|100
GJH|SYNTHETIC FXD 6.375|LIME|Lime Brokerage LLC|100
GJH|SYNTHETIC FXD 6.375|MSCO|MORGAN STANLEY & CO. LLC|2000
GJH|SYNTHETIC FXD 6.375|NFSC|National Financial Services LLC|1260
GJH|SYNTHETIC FXD 6.375|NITE|VIRTU Americas LLC|5586
GJH|SYNTHETIC FXD 6.375|UBSA|UBS SECURITIES LLC|500
GJH|SYNTHETIC FXD 6.375|UBSS|UBS Securities LLC|1288
GJH|SYNTHETIC FXD 6.375|VGRD|Vanguard Marketing Corporation|1600
GJH|SYNTHETIC FXD 6.375|WCHV|WELLS FARGO SECURITIES, LLC|3424
GJO|WM STRATS SRS 2004-5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GJO|WM STRATS SRS 2004-5|ETRS|E*Trade Securities LLC|3301
GJO|WM STRATS SRS 2004-5|FTBR|Foliofn Investments, Inc.|3
GJO|WM STRATS SRS 2004-5|NITE|VIRTU Americas LLC|3510
GJO|WM STRATS SRS 2004-5|OPCO|Oppenheimer & Co. Inc.|400
GJP|SFI STRATS SR 2005-6|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GJP|SFI STRATS SR 2005-6|EDJO|Edward D. Jones & Co., L.P.|300
GJP|SFI STRATS SR 2005-6|ETRS|E*Trade Securities LLC|5400
GJP|SFI STRATS SR 2005-6|HRBF|American Enterprise Investment Services Inc.|580
GJP|SFI STRATS SR 2005-6|LIME|Lime Brokerage LLC|100
GJP|SFI STRATS SR 2005-6|NFSC|National Financial Services LLC|350
GJP|SFI STRATS SR 2005-6|NITE|VIRTU Americas LLC|7004
GJP|SFI STRATS SR 2005-6|RBCM|RBC CAPITAL MARKETS, LLC|3
GJP|SFI STRATS SR 2005-6|UBSA|UBS SECURITIES LLC|300
GJP|SFI STRATS SR 2005-6|WCHV|WELLS FARGO SECURITIES, LLC|379
GJP|SFI STRATS SR 2005-6|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
GJR|SYNTHETIC FX INC STR|CANT|Cantor Fitzgerald & Co.|4000
GJR|SYNTHETIC FX INC STR|CHAS|Charles Schwab & Co., Inc.|5434
GJR|SYNTHETIC FX INC STR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|448
GJR|SYNTHETIC FX INC STR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GJR|SYNTHETIC FX INC STR|ETRS|E*Trade Securities LLC|300
GJR|SYNTHETIC FX INC STR|GSCO|GOLDMAN SACHS & CO. LLC|400
GJR|SYNTHETIC FX INC STR|IATS|INTERACTIVE BROKERS LLC|100
GJR|SYNTHETIC FX INC STR|IBKR|Interactive Brokers Llc|304
GJR|SYNTHETIC FX INC STR|INCA|INSTINET, LLC|97
GJR|SYNTHETIC FX INC STR|ITGI|ITG Inc.|300
GJR|SYNTHETIC FX INC STR|LEHM|Barclays Capital Inc./Le|400
GJR|SYNTHETIC FX INC STR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|202
GJR|SYNTHETIC FX INC STR|MSCO|MORGAN STANLEY & CO. LLC|400
GJR|SYNTHETIC FX INC STR|NFSC|National Financial Services LLC|500
GJR|SYNTHETIC FX INC STR|NITE|VIRTU Americas LLC|8880
GJR|SYNTHETIC FX INC STR|SPTD|MINT GLOBAL MARKETS, INC.|1334
GJR|SYNTHETIC FX INC STR|UBSA|UBS SECURITIES LLC|600
GJR|SYNTHETIC FX INC STR|UBSS|UBS Securities LLC|210
GJR|SYNTHETIC FX INC STR|WCHV|WELLS FARGO SECURITIES, LLC|375
GJS|SYNTHETIC FIXD-INCM|CIST|Capital Institutional Services, Inc.|68
GJS|SYNTHETIC FIXD-INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GJS|SYNTHETIC FIXD-INCM|ETRS|E*Trade Securities LLC|401
GJS|SYNTHETIC FIXD-INCM|LIME|Lime Brokerage LLC|100
GJS|SYNTHETIC FIXD-INCM|NFSC|National Financial Services LLC|100
GJS|SYNTHETIC FIXD-INCM|NITE|VIRTU Americas LLC|3450
GJS|SYNTHETIC FIXD-INCM|RBCM|RBC CAPITAL MARKETS, LLC|1096
GJS|SYNTHETIC FIXD-INCM|STFL|Stifel, Nicolaus & Company, Incorporated|310
GJS|SYNTHETIC FIXD-INCM|SWIM|TD Ameritrade, Inc.|10
GJS|SYNTHETIC FIXD-INCM|VGRD|Vanguard Marketing Corporation|300
GJS|SYNTHETIC FIXD-INCM|WCHV|WELLS FARGO SECURITIES, LLC|85
GJT|SFIS 2006-3 STRATS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
GJT|SFIS 2006-3 STRATS|EDJO|Edward D. Jones & Co., L.P.|134
GJT|SFIS 2006-3 STRATS|ETRS|E*Trade Securities LLC|1600
GJT|SFIS 2006-3 STRATS|HRBF|American Enterprise Investment Services Inc.|50
GJT|SFIS 2006-3 STRATS|IATS|INTERACTIVE BROKERS LLC|100
GJT|SFIS 2006-3 STRATS|IBKR|Interactive Brokers Llc|11
GJT|SFIS 2006-3 STRATS|ITGI|ITG Inc.|100
GJT|SFIS 2006-3 STRATS|NFSC|National Financial Services LLC|500
GJT|SFIS 2006-3 STRATS|NITE|VIRTU Americas LLC|3622
GJT|SFIS 2006-3 STRATS|UBSA|UBS SECURITIES LLC|267
GJT|SFIS 2006-3 STRATS|VGRD|Vanguard Marketing Corporation|1000
GJT|SFIS 2006-3 STRATS|WCHV|WELLS FARGO SECURITIES, LLC|1220
GJV|SYNTHETIC FIXED-INCO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GJV|SYNTHETIC FIXED-INCO|DEAN|MORGAN STANLEY|700
GJV|SYNTHETIC FIXED-INCO|ETRS|E*Trade Securities LLC|1425
GJV|SYNTHETIC FIXED-INCO|GTSZ|GTS SECURITIES LLC|200
GJV|SYNTHETIC FIXED-INCO|IBKR|Interactive Brokers Llc|15
GJV|SYNTHETIC FIXED-INCO|INCA|INSTINET, LLC|2976
GJV|SYNTHETIC FIXED-INCO|ITGP|ITG INC.|200
GJV|SYNTHETIC FIXED-INCO|LEHM|Barclays Capital Inc./Le|200
GJV|SYNTHETIC FIXED-INCO|LIME|Lime Brokerage LLC|200
GJV|SYNTHETIC FIXED-INCO|MSCO|MORGAN STANLEY & CO. LLC|1299
GJV|SYNTHETIC FIXED-INCO|NFSC|National Financial Services LLC|6838
GJV|SYNTHETIC FIXED-INCO|NITE|VIRTU Americas LLC|3450
GJV|SYNTHETIC FIXED-INCO|RBCM|RBC CAPITAL MARKETS, LLC|300
GJV|SYNTHETIC FIXED-INCO|SPDR|SPEEDROUTE LLC|50
GJV|SYNTHETIC FIXED-INCO|SWST|Hilltop Securities Inc.|59
GJV|SYNTHETIC FIXED-INCO|TRCM|TRC MARKETS LLC|200
GJV|SYNTHETIC FIXED-INCO|UBSA|UBS SECURITIES LLC|587
GJV|SYNTHETIC FIXED-INCO|UBSS|UBS Securities LLC|1659
GJV|SYNTHETIC FIXED-INCO|WCHV|WELLS FARGO SECURITIES, LLC|1878
GKOS|GLAUKOS CORPORATION|ADAM|CANACCORD GENUITY INC.|160
GKOS|GLAUKOS CORPORATION|ALTX|Alternet Securities Inc.|3300
GKOS|GLAUKOS CORPORATION|ANOS|ABEL/NOSER, L.L.C.|630
GKOS|GLAUKOS CORPORATION|APCC|Apex Clearing Corporation|87
GKOS|GLAUKOS CORPORATION|BANK|Primevest Financial Services, Inc.|119
GKOS|GLAUKOS CORPORATION|BATM|CBOE TRADING, INC.|2992
GKOS|GLAUKOS CORPORATION|BAYT|BTIG, LLC|1200
GKOS|GLAUKOS CORPORATION|BBNT|BB&T SECURITIES, LLC|32
GKOS|GLAUKOS CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|12515
GKOS|GLAUKOS CORPORATION|BGCE|BGC Financial Inc.|12826
GKOS|GLAUKOS CORPORATION|BIMI|Banca IMI Securities Corp.|760
GKOS|GLAUKOS CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4327
GKOS|GLAUKOS CORPORATION|BLKX|INSTINET, LLC|59300
GKOS|GLAUKOS CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1577
GKOS|GLAUKOS CORPORATION|BTIG|BTIG, LLC|3696
GKOS|GLAUKOS CORPORATION|BYXM|CBOE TRADING, INC.|493
GKOS|GLAUKOS CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|987
GKOS|GLAUKOS CORPORATION|CIST|Capital Institutional Services, Inc.|369
GKOS|GLAUKOS CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38785
GKOS|GLAUKOS CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6571
GKOS|GLAUKOS CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|884
GKOS|GLAUKOS CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|171474
GKOS|GLAUKOS CORPORATION|CTDL|Citadel Derivatives Group Llc|28142
GKOS|GLAUKOS CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|20372
GKOS|GLAUKOS CORPORATION|DADA|D.A. Davidson & Co.|66
GKOS|GLAUKOS CORPORATION|DBAB|Deutsche Bank Securities Inc.|126123
GKOS|GLAUKOS CORPORATION|DBAX|Deutsche Bank Securities Inc.|193900
GKOS|GLAUKOS CORPORATION|DBUL|Deutsche Bank Securities Inc.|1200
GKOS|GLAUKOS CORPORATION|DCHF|Dart Executions, LLC|147
GKOS|GLAUKOS CORPORATION|DEAN|MORGAN STANLEY|4426
GKOS|GLAUKOS CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1300
GKOS|GLAUKOS CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
GKOS|GLAUKOS CORPORATION|EBXL|EBX LLC|56800
GKOS|GLAUKOS CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|5747
GKOS|GLAUKOS CORPORATION|EDJO|Edward D. Jones & Co., L.P.|143
GKOS|GLAUKOS CORPORATION|EGAM|CBOE TRADING, INC.|5520
GKOS|GLAUKOS CORPORATION|EGAW|CBOE TRADING, INC.|60
GKOS|GLAUKOS CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|400
GKOS|GLAUKOS CORPORATION|EGXM|CBOE TRADING, INC.|2691
GKOS|GLAUKOS CORPORATION|EGXW|CBOE TRADING, INC.|50
GKOS|GLAUKOS CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|12013
GKOS|GLAUKOS CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
GKOS|GLAUKOS CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|10082
GKOS|GLAUKOS CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26510
GKOS|GLAUKOS CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|221
GKOS|GLAUKOS CORPORATION|ETRS|E*Trade Securities LLC|19328
GKOS|GLAUKOS CORPORATION|FILL|Tradestation Securities, Inc.|1602
GKOS|GLAUKOS CORPORATION|FMAF|NBCN Inc./ CDS|1309
GKOS|GLAUKOS CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3867
GKOS|GLAUKOS CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62571
GKOS|GLAUKOS CORPORATION|FTBR|Foliofn Investments, Inc.|276
GKOS|GLAUKOS CORPORATION|GLIS|TD Securities Inc|1118
GKOS|GLAUKOS CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|13785
GKOS|GLAUKOS CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|370763
GKOS|GLAUKOS CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|1220
GKOS|GLAUKOS CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|4815
GKOS|GLAUKOS CORPORATION|GTSZ|GTS SECURITIES LLC|25953
GKOS|GLAUKOS CORPORATION|HRBF|American Enterprise Investment Services Inc.|917
GKOS|GLAUKOS CORPORATION|HSBC|HSBC Securities, Inc.|2571
GKOS|GLAUKOS CORPORATION|IATS|INTERACTIVE BROKERS LLC|40033
GKOS|GLAUKOS CORPORATION|IBKR|Interactive Brokers Llc|37454
GKOS|GLAUKOS CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
GKOS|GLAUKOS CORPORATION|ICBX|INSTINET, LLC|20681
GKOS|GLAUKOS CORPORATION|IEQY|CITADEL SECURITIES LLC|23620
GKOS|GLAUKOS CORPORATION|INCA|INSTINET, LLC|80573
GKOS|GLAUKOS CORPORATION|INJX|INSTINET, LLC|221
GKOS|GLAUKOS CORPORATION|ITGI|ITG Inc.|12782
GKOS|GLAUKOS CORPORATION|ITGP|ITG INC.|26200
GKOS|GLAUKOS CORPORATION|JEFF|JEFFERIES LLC|43551
GKOS|GLAUKOS CORPORATION|JMPT|JUMP TRADING, LLC|29251
GKOS|GLAUKOS CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|30230
GKOS|GLAUKOS CORPORATION|JPMX|J.P. Morgan Securities LLC|397937
GKOS|GLAUKOS CORPORATION|JSJX|JANE STREET CAPITAL LLC|6836
GKOS|GLAUKOS CORPORATION|KCGM|VIRTU Americas LLC|24370
GKOS|GLAUKOS CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|420
GKOS|GLAUKOS CORPORATION|LEHM|Barclays Capital Inc./Le|252877
GKOS|GLAUKOS CORPORATION|LIME|Lime Brokerage LLC|19289
GKOS|GLAUKOS CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|414620
GKOS|GLAUKOS CORPORATION|LQNA|LIQUIDNET, INC.|365600
GKOS|GLAUKOS CORPORATION|LSCI|Lek Securities Corporation|612
GKOS|GLAUKOS CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|1551
GKOS|GLAUKOS CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105758
GKOS|GLAUKOS CORPORATION|MOTF|MOTIF INVESTING, INC.|4
GKOS|GLAUKOS CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|440235
GKOS|GLAUKOS CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|213300
GKOS|GLAUKOS CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|64300
GKOS|GLAUKOS CORPORATION|NATL|National Securities Corporation|1800
GKOS|GLAUKOS CORPORATION|NFSC|National Financial Services LLC|59581
GKOS|GLAUKOS CORPORATION|NITE|VIRTU Americas LLC|135220
GKOS|GLAUKOS CORPORATION|NITP|VIRTU Americas LLC|106
GKOS|GLAUKOS CORPORATION|NQRB|Brut, LLC|7588
GKOS|GLAUKOS CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|200
GKOS|GLAUKOS CORPORATION|NTRC|Northern Trust Securities, Inc.|37
GKOS|GLAUKOS CORPORATION|OPCO|Oppenheimer & Co. Inc.|382
GKOS|GLAUKOS CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3254
GKOS|GLAUKOS CORPORATION|PDQM|CODA MARKETS, INC.|36569
GKOS|GLAUKOS CORPORATION|PWJC|UBS Financial Services, Inc.|2786
GKOS|GLAUKOS CORPORATION|QMSR|QUATTRO M SECURITIES INC.|128
GKOS|GLAUKOS CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|8746
GKOS|GLAUKOS CORPORATION|SAGL|SAGETRADER, LLC|7671
GKOS|GLAUKOS CORPORATION|SAGW|SAGETRADER, LLC|267
GKOS|GLAUKOS CORPORATION|SBSH|Citigroup Global Markets Inc.|18142
GKOS|GLAUKOS CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|82510
GKOS|GLAUKOS CORPORATION|SPDR|SPEEDROUTE LLC|2062
GKOS|GLAUKOS CORPORATION|SPHN|Stephens Inc.|427
GKOS|GLAUKOS CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|4275
GKOS|GLAUKOS CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3963
GKOS|GLAUKOS CORPORATION|SWIM|TD Ameritrade, Inc.|28058
GKOS|GLAUKOS CORPORATION|SWST|Hilltop Securities Inc.|550
GKOS|GLAUKOS CORPORATION|TAGC|TELSEY ADVISORY GROUP LLC|4548
GKOS|GLAUKOS CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|513
GKOS|GLAUKOS CORPORATION|TMBR|Timber Hill LLC|7
GKOS|GLAUKOS CORPORATION|TRBT|Tradebot Systems, Inc.|106689
GKOS|GLAUKOS CORPORATION|TRCM|TRC MARKETS LLC|46770
GKOS|GLAUKOS CORPORATION|UBSA|UBS SECURITIES LLC|325304
GKOS|GLAUKOS CORPORATION|UBSS|UBS Securities LLC|415023
GKOS|GLAUKOS CORPORATION|VALX|VIRTU AMERICAS LLC|7982
GKOS|GLAUKOS CORPORATION|VGRD|Vanguard Marketing Corporation|1744
GKOS|GLAUKOS CORPORATION|VNDM|Wall Street Access|1600
GKOS|GLAUKOS CORPORATION|WBLR|WILLIAM BLAIR|1966
GKOS|GLAUKOS CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|300
GKOS|GLAUKOS CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|21880
GKOS|GLAUKOS CORPORATION|WDNX|WEEDEN & CO.L.P.|1162
GKOS|GLAUKOS CORPORATION|WEDB|WEDBUSH SECURITIES INC.|2602
GKOS|GLAUKOS CORPORATION|WEED|Weeden & Co.L.P.|2050
GKOS|GLAUKOS CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1414
GKOS|GLAUKOS CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3274
GKOS|GLAUKOS CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|2085
GKOS|GLAUKOS CORPORATION|XIST|INSTINET, LLC|45200
GKOS|GLAUKOS CORPORATION|XPQR|Jump Trading|2435
GKOS|GLAUKOS CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|19030
GKOS|GLAUKOS CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|4439
GKOS|GLAUKOS CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|715
GLAD|GLADSTONE CAP CORP##|ALTX|Alternet Securities Inc.|400
GLAD|GLADSTONE CAP CORP##|APCC|Apex Clearing Corporation|1152
GLAD|GLADSTONE CAP CORP##|BANK|Primevest Financial Services, Inc.|400
GLAD|GLADSTONE CAP CORP##|BARD|Robert W. Baird & Co. Incorporated|917
GLAD|GLADSTONE CAP CORP##|BATM|CBOE TRADING, INC.|349
GLAD|GLADSTONE CAP CORP##|BBNT|BB&T SECURITIES, LLC|2
GLAD|GLADSTONE CAP CORP##|BRGE|Newbridge Securities Corp.|3188
GLAD|GLADSTONE CAP CORP##|BTIG|BTIG, LLC|410
GLAD|GLADSTONE CAP CORP##|BZYD|GOLDMAN SACHS & CO. LLC|310
GLAD|GLADSTONE CAP CORP##|CANT|Cantor Fitzgerald & Co.|15188
GLAD|GLADSTONE CAP CORP##|CHAS|Charles Schwab & Co., Inc.|1507
GLAD|GLADSTONE CAP CORP##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|80984
GLAD|GLADSTONE CAP CORP##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
GLAD|GLADSTONE CAP CORP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42274
GLAD|GLADSTONE CAP CORP##|CTDL|Citadel Derivatives Group Llc|3558
GLAD|GLADSTONE CAP CORP##|CXCX|CITIGROUP GLOBAL MARKETS INC.|7666
GLAD|GLADSTONE CAP CORP##|DADA|D.A. Davidson & Co.|4095
GLAD|GLADSTONE CAP CORP##|DAVA|Davenport & Company LLC|9
GLAD|GLADSTONE CAP CORP##|DBAB|Deutsche Bank Securities Inc.|7202
GLAD|GLADSTONE CAP CORP##|DBAX|Deutsche Bank Securities Inc.|22800
GLAD|GLADSTONE CAP CORP##|DEAN|MORGAN STANLEY|2982
GLAD|GLADSTONE CAP CORP##|DEGS|RONIN PROFESSIONAL LLC|458
GLAD|GLADSTONE CAP CORP##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1077
GLAD|GLADSTONE CAP CORP##|EBXL|EBX LLC|23000
GLAD|GLADSTONE CAP CORP##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4545
GLAD|GLADSTONE CAP CORP##|EDJO|Edward D. Jones & Co., L.P.|3320
GLAD|GLADSTONE CAP CORP##|EGAM|CBOE TRADING, INC.|475
GLAD|GLADSTONE CAP CORP##|EGXM|CBOE TRADING, INC.|74
GLAD|GLADSTONE CAP CORP##|EGXW|CBOE TRADING, INC.|3705
GLAD|GLADSTONE CAP CORP##|ESPO|ESPOSITO SECURITIES, LLC|1509
GLAD|GLADSTONE CAP CORP##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|952
GLAD|GLADSTONE CAP CORP##|ETRS|E*Trade Securities LLC|149998
GLAD|GLADSTONE CAP CORP##|FBCO|Credit Suisse Securities (USA) LLC|23705
GLAD|GLADSTONE CAP CORP##|FILL|Tradestation Securities, Inc.|503
GLAD|GLADSTONE CAP CORP##|FMAF|NBCN Inc./ CDS|2506
GLAD|GLADSTONE CAP CORP##|FOMA|TD AMERITRADE CLEARING, INC.|220185
GLAD|GLADSTONE CAP CORP##|FORD|Fordham Financial Management, Inc.|500
GLAD|GLADSTONE CAP CORP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9348
GLAD|GLADSTONE CAP CORP##|FTBR|Foliofn Investments, Inc.|2843
GLAD|GLADSTONE CAP CORP##|GEBB|GLOBAL EXECUTION BROKERS, LP|4028
GLAD|GLADSTONE CAP CORP##|GLPX|ACS EXECUTION SERVICES, LLC|375
GLAD|GLADSTONE CAP CORP##|GSCO|GOLDMAN SACHS & CO. LLC|196994
GLAD|GLADSTONE CAP CORP##|GSCS|GOLDMAN SACHS & CO. LLC|4487
GLAD|GLADSTONE CAP CORP##|GSLT|GOLDMAN SACHS & CO. LLC|1482
GLAD|GLADSTONE CAP CORP##|GTSZ|GTS SECURITIES LLC|2817
GLAD|GLADSTONE CAP CORP##|HRBF|American Enterprise Investment Services Inc.|5406
GLAD|GLADSTONE CAP CORP##|IATS|INTERACTIVE BROKERS LLC|112
GLAD|GLADSTONE CAP CORP##|IBKR|Interactive Brokers Llc|21547
GLAD|GLADSTONE CAP CORP##|ICBX|INSTINET, LLC|7525
GLAD|GLADSTONE CAP CORP##|INCA|INSTINET, LLC|27286
GLAD|GLADSTONE CAP CORP##|ITGI|ITG Inc.|9490
GLAD|GLADSTONE CAP CORP##|ITGP|ITG INC.|24200
GLAD|GLADSTONE CAP CORP##|JANY|Janney Montgomery Scott Inc.|1759
GLAD|GLADSTONE CAP CORP##|JMPT|JUMP TRADING, LLC|1462
GLAD|GLADSTONE CAP CORP##|JPMX|J.P. Morgan Securities LLC|13617
GLAD|GLADSTONE CAP CORP##|JSJX|JANE STREET CAPITAL LLC|3131
GLAD|GLADSTONE CAP CORP##|KCGM|VIRTU Americas LLC|16229
GLAD|GLADSTONE CAP CORP##|LEHM|Barclays Capital Inc./Le|36298
GLAD|GLADSTONE CAP CORP##|LGNT|COR CLEARING LLC|162
GLAD|GLADSTONE CAP CORP##|LIME|Lime Brokerage LLC|76703
GLAD|GLADSTONE CAP CORP##|LMGP|LIME BROKERAGE LLC|6200
GLAD|GLADSTONE CAP CORP##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32944
GLAD|GLADSTONE CAP CORP##|MOTF|MOTIF INVESTING, INC.|2
GLAD|GLADSTONE CAP CORP##|MSCO|MORGAN STANLEY & CO. LLC|140889
GLAD|GLADSTONE CAP CORP##|MSPL|MORGAN STANLEY & CO. LLC|18700
GLAD|GLADSTONE CAP CORP##|MSTX|MORGAN STANLEY & CO. LLC|3000
GLAD|GLADSTONE CAP CORP##|NFSC|National Financial Services LLC|178033
GLAD|GLADSTONE CAP CORP##|NITE|VIRTU Americas LLC|236374
GLAD|GLADSTONE CAP CORP##|NITP|VIRTU Americas LLC|1249
GLAD|GLADSTONE CAP CORP##|NQRB|Brut, LLC|1135
GLAD|GLADSTONE CAP CORP##|OPCO|Oppenheimer & Co. Inc.|3848
GLAD|GLADSTONE CAP CORP##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1240
GLAD|GLADSTONE CAP CORP##|PDQM|CODA MARKETS, INC.|571
GLAD|GLADSTONE CAP CORP##|PWJC|UBS Financial Services, Inc.|5600
GLAD|GLADSTONE CAP CORP##|RAJA|Raymond James & Associates, Inc.|8378
GLAD|GLADSTONE CAP CORP##|RBCM|RBC CAPITAL MARKETS, LLC|1829
GLAD|GLADSTONE CAP CORP##|SAGL|SAGETRADER, LLC|100
GLAD|GLADSTONE CAP CORP##|SBSH|Citigroup Global Markets Inc.|372
GLAD|GLADSTONE CAP CORP##|SGMT|GOLDMAN SACHS & CO. LLC|11316
GLAD|GLADSTONE CAP CORP##|SPDR|SPEEDROUTE LLC|6416
GLAD|GLADSTONE CAP CORP##|STFL|Stifel, Nicolaus & Company, Incorporated|44
GLAD|GLADSTONE CAP CORP##|SWIM|TD Ameritrade, Inc.|20677
GLAD|GLADSTONE CAP CORP##|SWST|Hilltop Securities Inc.|111
GLAD|GLADSTONE CAP CORP##|TKNG|ALLY INVEST SECURITIES LLC|4715
GLAD|GLADSTONE CAP CORP##|TRBT|Tradebot Systems, Inc.|1867
GLAD|GLADSTONE CAP CORP##|TRCM|TRC MARKETS LLC|3764
GLAD|GLADSTONE CAP CORP##|TWTT|TASTYWORKS, INC.|10
GLAD|GLADSTONE CAP CORP##|UBSA|UBS SECURITIES LLC|86733
GLAD|GLADSTONE CAP CORP##|UBSS|UBS Securities LLC|91281
GLAD|GLADSTONE CAP CORP##|VALX|VIRTU AMERICAS LLC|100
GLAD|GLADSTONE CAP CORP##|VGRD|Vanguard Marketing Corporation|19768
GLAD|GLADSTONE CAP CORP##|WCHV|WELLS FARGO SECURITIES, LLC|27727
GLAD|GLADSTONE CAP CORP##|WEDB|WEDBUSH SECURITIES INC.|1009
GLAD|GLADSTONE CAP CORP##|WEED|Weeden & Co.L.P.|200
GLAD|GLADSTONE CAP CORP##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2381
GLAD|GLADSTONE CAP CORP##|WGIF|CIBC World Markets Inc.|100
GLAD|GLADSTONE CAP CORP##|WSEA|WOLVERINE SECURITIES, LLC|4139
GLAD|GLADSTONE CAP CORP##|XSTM|NATIONAL FINANCIAL SERVICES LLC|47150
GLAD|GLADSTONE CAP CORP##|YKNA|COMHAR CAPITAL MARKETS, LLC|100
GLAD|GLADSTONE CAP CORP##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4432
GLADN|GLADSTN CP 6 SR 2024|BBNT|BB&T SECURITIES, LLC|1
GLADN|GLADSTN CP 6 SR 2024|CIST|Capital Institutional Services, Inc.|200
GLADN|GLADSTN CP 6 SR 2024|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GLADN|GLADSTN CP 6 SR 2024|DADA|D.A. Davidson & Co.|280
GLADN|GLADSTN CP 6 SR 2024|DAVA|Davenport & Company LLC|9
GLADN|GLADSTN CP 6 SR 2024|DBAX|Deutsche Bank Securities Inc.|600
GLADN|GLADSTN CP 6 SR 2024|ECUT|CONVERGEX EXECUTION SOLUTIONS|539
GLADN|GLADSTN CP 6 SR 2024|ETRS|E*Trade Securities LLC|284
GLADN|GLADSTN CP 6 SR 2024|FBCO|Credit Suisse Securities (USA) LLC|1000
GLADN|GLADSTN CP 6 SR 2024|FOMA|TD AMERITRADE CLEARING, INC.|2246
GLADN|GLADSTN CP 6 SR 2024|GTSZ|GTS SECURITIES LLC|160
GLADN|GLADSTN CP 6 SR 2024|HRBF|American Enterprise Investment Services Inc.|120
GLADN|GLADSTN CP 6 SR 2024|IATS|INTERACTIVE BROKERS LLC|200
GLADN|GLADSTN CP 6 SR 2024|IBKR|Interactive Brokers Llc|637
GLADN|GLADSTN CP 6 SR 2024|INCA|INSTINET, LLC|35
GLADN|GLADSTN CP 6 SR 2024|JANY|Janney Montgomery Scott Inc.|8380
GLADN|GLADSTN CP 6 SR 2024|LEHM|Barclays Capital Inc./Le|200
GLADN|GLADSTN CP 6 SR 2024|LIME|Lime Brokerage LLC|1064
GLADN|GLADSTN CP 6 SR 2024|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GLADN|GLADSTN CP 6 SR 2024|MSCO|MORGAN STANLEY & CO. LLC|769
GLADN|GLADSTN CP 6 SR 2024|NFSC|National Financial Services LLC|6851
GLADN|GLADSTN CP 6 SR 2024|NITE|VIRTU Americas LLC|12679
GLADN|GLADSTN CP 6 SR 2024|NQRB|Brut, LLC|250
GLADN|GLADSTN CP 6 SR 2024|RBCM|RBC CAPITAL MARKETS, LLC|280
GLADN|GLADSTN CP 6 SR 2024|UBSA|UBS SECURITIES LLC|1531
GLADN|GLADSTN CP 6 SR 2024|UBSS|UBS Securities LLC|6803
GLADN|GLADSTN CP 6 SR 2024|VGRD|Vanguard Marketing Corporation|789
GLADN|GLADSTN CP 6 SR 2024|WCHV|WELLS FARGO SECURITIES, LLC|5070
GLADN|GLADSTN CP 6 SR 2024|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3279
GLBS|GLOBUS MARITIME LTD|APCC|Apex Clearing Corporation|24763
GLBS|GLOBUS MARITIME LTD|BIMI|Banca IMI Securities Corp.|9200
GLBS|GLOBUS MARITIME LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1001
GLBS|GLOBUS MARITIME LTD|CHAS|Charles Schwab & Co., Inc.|1000
GLBS|GLOBUS MARITIME LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
GLBS|GLOBUS MARITIME LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12450
GLBS|GLOBUS MARITIME LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1900
GLBS|GLOBUS MARITIME LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3000
GLBS|GLOBUS MARITIME LTD|DBAB|Deutsche Bank Securities Inc.|4300
GLBS|GLOBUS MARITIME LTD|DBAX|Deutsche Bank Securities Inc.|4700
GLBS|GLOBUS MARITIME LTD|EBXL|EBX LLC|1100
GLBS|GLOBUS MARITIME LTD|EGAM|CBOE TRADING, INC.|6601
GLBS|GLOBUS MARITIME LTD|EGAW|CBOE TRADING, INC.|100
GLBS|GLOBUS MARITIME LTD|EGXM|CBOE TRADING, INC.|3885
GLBS|GLOBUS MARITIME LTD|ETRS|E*Trade Securities LLC|603137
GLBS|GLOBUS MARITIME LTD|FBCO|Credit Suisse Securities (USA) LLC|84911
GLBS|GLOBUS MARITIME LTD|FILL|Tradestation Securities, Inc.|49707
GLBS|GLOBUS MARITIME LTD|FMAF|NBCN Inc./ CDS|2000
GLBS|GLOBUS MARITIME LTD|FOMA|TD AMERITRADE CLEARING, INC.|973226
GLBS|GLOBUS MARITIME LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|300
GLBS|GLOBUS MARITIME LTD|GSCO|GOLDMAN SACHS & CO. LLC|1800
GLBS|GLOBUS MARITIME LTD|GSLT|GOLDMAN SACHS & CO. LLC|1987
GLBS|GLOBUS MARITIME LTD|IATS|INTERACTIVE BROKERS LLC|13656
GLBS|GLOBUS MARITIME LTD|IBKR|Interactive Brokers Llc|169854
GLBS|GLOBUS MARITIME LTD|ICBX|INSTINET, LLC|300
GLBS|GLOBUS MARITIME LTD|INCA|INSTINET, LLC|53155
GLBS|GLOBUS MARITIME LTD|ITGI|ITG Inc.|5100
GLBS|GLOBUS MARITIME LTD|JSJX|JANE STREET CAPITAL LLC|102
GLBS|GLOBUS MARITIME LTD|LEHM|Barclays Capital Inc./Le|22941
GLBS|GLOBUS MARITIME LTD|LIME|Lime Brokerage LLC|3400
GLBS|GLOBUS MARITIME LTD|MOTF|MOTIF INVESTING, INC.|2
GLBS|GLOBUS MARITIME LTD|MSCO|MORGAN STANLEY & CO. LLC|307534
GLBS|GLOBUS MARITIME LTD|NFSC|National Financial Services LLC|558175
GLBS|GLOBUS MARITIME LTD|NITE|VIRTU Americas LLC|1143337
GLBS|GLOBUS MARITIME LTD|NQRB|Brut, LLC|647
GLBS|GLOBUS MARITIME LTD|PDQM|CODA MARKETS, INC.|45919
GLBS|GLOBUS MARITIME LTD|SAGL|SAGETRADER, LLC|1700
GLBS|GLOBUS MARITIME LTD|SBSH|Citigroup Global Markets Inc.|30698
GLBS|GLOBUS MARITIME LTD|SGMT|GOLDMAN SACHS & CO. LLC|1465
GLBS|GLOBUS MARITIME LTD|SPDR|SPEEDROUTE LLC|1900
GLBS|GLOBUS MARITIME LTD|SWIM|TD Ameritrade, Inc.|388387
GLBS|GLOBUS MARITIME LTD|SWST|Hilltop Securities Inc.|3882
GLBS|GLOBUS MARITIME LTD|TKNG|ALLY INVEST SECURITIES LLC|1585
GLBS|GLOBUS MARITIME LTD|UBSA|UBS SECURITIES LLC|47286
GLBS|GLOBUS MARITIME LTD|UBSS|UBS Securities LLC|141482
GLBS|GLOBUS MARITIME LTD|VGRD|Vanguard Marketing Corporation|6673
GLBS|GLOBUS MARITIME LTD|VSIN|Vision Financial Markets Llc|400
GLBS|GLOBUS MARITIME LTD|WCHV|WELLS FARGO SECURITIES, LLC|39385
GLBS|GLOBUS MARITIME LTD|WEDB|WEDBUSH SECURITIES INC.|11242
GLBS|GLOBUS MARITIME LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24823
GLBS|GLOBUS MARITIME LTD|WGIF|CIBC World Markets Inc.|3950
GLBS|GLOBUS MARITIME LTD|WSEA|WOLVERINE SECURITIES, LLC|31311
GLBS|GLOBUS MARITIME LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|87
GLBZ|GLEN BURNIE BANCORP|CANT|Cantor Fitzgerald & Co.|665
GLBZ|GLEN BURNIE BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
GLBZ|GLEN BURNIE BANCORP|DBAB|Deutsche Bank Securities Inc.|106
GLBZ|GLEN BURNIE BANCORP|DEAN|MORGAN STANLEY|1
GLBZ|GLEN BURNIE BANCORP|EGXM|CBOE TRADING, INC.|300
GLBZ|GLEN BURNIE BANCORP|ETRS|E*Trade Securities LLC|216
GLBZ|GLEN BURNIE BANCORP|FBCO|Credit Suisse Securities (USA) LLC|1098
GLBZ|GLEN BURNIE BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|300
GLBZ|GLEN BURNIE BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6
GLBZ|GLEN BURNIE BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|1319
GLBZ|GLEN BURNIE BANCORP|GTSZ|GTS SECURITIES LLC|500
GLBZ|GLEN BURNIE BANCORP|IBKR|Interactive Brokers Llc|20461
GLBZ|GLEN BURNIE BANCORP|ICBX|INSTINET, LLC|100
GLBZ|GLEN BURNIE BANCORP|INCA|INSTINET, LLC|3806
GLBZ|GLEN BURNIE BANCORP|ITGP|ITG INC.|200
GLBZ|GLEN BURNIE BANCORP|LEHM|Barclays Capital Inc./Le|13
GLBZ|GLEN BURNIE BANCORP|LIME|Lime Brokerage LLC|2998
GLBZ|GLEN BURNIE BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GLBZ|GLEN BURNIE BANCORP|MSCO|MORGAN STANLEY & CO. LLC|12412
GLBZ|GLEN BURNIE BANCORP|NFSC|National Financial Services LLC|40961
GLBZ|GLEN BURNIE BANCORP|NITE|VIRTU Americas LLC|14966
GLBZ|GLEN BURNIE BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|1600
GLBZ|GLEN BURNIE BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|5200
GLBZ|GLEN BURNIE BANCORP|SWIM|TD Ameritrade, Inc.|1957
GLBZ|GLEN BURNIE BANCORP|TRCM|TRC MARKETS LLC|45
GLBZ|GLEN BURNIE BANCORP|UBSA|UBS SECURITIES LLC|400
GLBZ|GLEN BURNIE BANCORP|UBSS|UBS Securities LLC|1692
GLBZ|GLEN BURNIE BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|5329
GLD|SPDR GOLD SHARES|ACAD|ACADEMY SECURITIES, INC.|2300
GLD|SPDR GOLD SHARES|ADAM|CANACCORD GENUITY INC.|1960
GLD|SPDR GOLD SHARES|AGIS|Aegis Capital Corp.|10273
GLD|SPDR GOLD SHARES|ALTX|Alternet Securities Inc.|33307
GLD|SPDR GOLD SHARES|APCC|Apex Clearing Corporation|91214
GLD|SPDR GOLD SHARES|BANK|Primevest Financial Services, Inc.|3737
GLD|SPDR GOLD SHARES|BARD|Robert W. Baird & Co. Incorporated|12960
GLD|SPDR GOLD SHARES|BATM|CBOE TRADING, INC.|13152
GLD|SPDR GOLD SHARES|BAYC|BAY CREST PARTNERS, LLC|1884000
GLD|SPDR GOLD SHARES|BAYT|BTIG, LLC|46226
GLD|SPDR GOLD SHARES|BBNT|BB&T SECURITIES, LLC|6997
GLD|SPDR GOLD SHARES|BERN|Sanford C. Bernstein & Co., LLC|64975
GLD|SPDR GOLD SHARES|BIDS|BIDS TRADING L.P.|2800
GLD|SPDR GOLD SHARES|BIMI|Banca IMI Securities Corp.|1100
GLD|SPDR GOLD SHARES|BKCM|BNY Mellon Capital Markets LLC|315
GLD|SPDR GOLD SHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|122661
GLD|SPDR GOLD SHARES|BLKX|INSTINET, LLC|10000
GLD|SPDR GOLD SHARES|BMOC|BMO Capital Markets Corp.|4590
GLD|SPDR GOLD SHARES|BNPX|BNP PARIBAS SECURITIES CORP.|341156
GLD|SPDR GOLD SHARES|BRGE|Newbridge Securities Corp.|58
GLD|SPDR GOLD SHARES|BTIG|BTIG, LLC|7
GLD|SPDR GOLD SHARES|BYXM|CBOE TRADING, INC.|21428
GLD|SPDR GOLD SHARES|CANT|Cantor Fitzgerald & Co.|47443
GLD|SPDR GOLD SHARES|CHAS|Charles Schwab & Co., Inc.|24039
GLD|SPDR GOLD SHARES|CHBC|PENSERRA SECURITIES, LLC|15628582
GLD|SPDR GOLD SHARES|CICF|Canaccord Genuity Corp.|196
GLD|SPDR GOLD SHARES|CIST|Capital Institutional Services, Inc.|5894
GLD|SPDR GOLD SHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54655
GLD|SPDR GOLD SHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3999
GLD|SPDR GOLD SHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|44100
GLD|SPDR GOLD SHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1045202
GLD|SPDR GOLD SHARES|CSIN|Citadel Securities Institutional LLC|267647
GLD|SPDR GOLD SHARES|CTDL|Citadel Derivatives Group Llc|669246
GLD|SPDR GOLD SHARES|CTLR|CUTLER GROUP, LP|6410
GLD|SPDR GOLD SHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|190912
GLD|SPDR GOLD SHARES|DADA|D.A. Davidson & Co.|4371
GLD|SPDR GOLD SHARES|DAVA|Davenport & Company LLC|485
GLD|SPDR GOLD SHARES|DBAB|Deutsche Bank Securities Inc.|533910
GLD|SPDR GOLD SHARES|DBAX|Deutsche Bank Securities Inc.|656100
GLD|SPDR GOLD SHARES|DCHF|Dart Executions, LLC|98745
GLD|SPDR GOLD SHARES|DEAN|MORGAN STANLEY|67139
GLD|SPDR GOLD SHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27387
GLD|SPDR GOLD SHARES|DLTA|DEALERWEB INC.|1372221
GLD|SPDR GOLD SHARES|DRWC|DRW SECURITIES, L.L.C.|11000
GLD|SPDR GOLD SHARES|DRWJ|DRW SECURITIES, L.L.C.|369389
GLD|SPDR GOLD SHARES|EBXL|EBX LLC|2037400
GLD|SPDR GOLD SHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|18442
GLD|SPDR GOLD SHARES|EDJC|Edward Jones / CDS|228
GLD|SPDR GOLD SHARES|EDJO|Edward D. Jones & Co., L.P.|27983
GLD|SPDR GOLD SHARES|EGAM|CBOE TRADING, INC.|31366
GLD|SPDR GOLD SHARES|EGAW|CBOE TRADING, INC.|2519
GLD|SPDR GOLD SHARES|EGXM|CBOE TRADING, INC.|18318
GLD|SPDR GOLD SHARES|EGXW|CBOE TRADING, INC.|259
GLD|SPDR GOLD SHARES|EROP|Eroom Securities L.L.C.|15507
GLD|SPDR GOLD SHARES|ETBE|Electronic Transaction Clearing, Inc.|508048
GLD|SPDR GOLD SHARES|ETCB|ETC BROKERAGE SERVICES, LLC|81
GLD|SPDR GOLD SHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|223668
GLD|SPDR GOLD SHARES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2475
GLD|SPDR GOLD SHARES|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|1950
GLD|SPDR GOLD SHARES|ETRS|E*Trade Securities LLC|393813
GLD|SPDR GOLD SHARES|FBSB|U.S. Bancorp Investments, Inc.|1521
GLD|SPDR GOLD SHARES|FCST|INTL FCSTONE FINANCIAL INC.|200
GLD|SPDR GOLD SHARES|FIDT|Fidelity Clearing Canada ULC./ CDS|399
GLD|SPDR GOLD SHARES|FILL|Tradestation Securities, Inc.|159179
GLD|SPDR GOLD SHARES|FINX|FINTECH SECURITIES|967
GLD|SPDR GOLD SHARES|FINZ|FINTECH SECURITIES|450
GLD|SPDR GOLD SHARES|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|271999
GLD|SPDR GOLD SHARES|FMAF|NBCN Inc./ CDS|18183
GLD|SPDR GOLD SHARES|FMCO|First Manhattan Co|100
GLD|SPDR GOLD SHARES|FOGS|FOG EQUITIES LLC|879200
GLD|SPDR GOLD SHARES|FQLS|Quantlab Securities LP|273714
GLD|SPDR GOLD SHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112448
GLD|SPDR GOLD SHARES|FTBR|Foliofn Investments, Inc.|35947
GLD|SPDR GOLD SHARES|GARC|ICAP Corporates LLC|162000
GLD|SPDR GOLD SHARES|GBMT|GBM International, Inc.|31056
GLD|SPDR GOLD SHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|18004
GLD|SPDR GOLD SHARES|GFRY|JUMP TRADING, LLC|2652019
GLD|SPDR GOLD SHARES|GLIS|TD Securities Inc|2257
GLD|SPDR GOLD SHARES|GLPX|ACS EXECUTION SERVICES, LLC|53295
GLD|SPDR GOLD SHARES|GSCO|GOLDMAN SACHS & CO. LLC|1851402
GLD|SPDR GOLD SHARES|GSCS|GOLDMAN SACHS & CO. LLC|133627
GLD|SPDR GOLD SHARES|GSLT|GOLDMAN SACHS & CO. LLC|227689
GLD|SPDR GOLD SHARES|GTSZ|GTS SECURITIES LLC|142173
GLD|SPDR GOLD SHARES|HAPX|HAP Trading, LLC|150
GLD|SPDR GOLD SHARES|HASF|Haywood Securities Inc./CDS|2000
GLD|SPDR GOLD SHARES|HRBF|American Enterprise Investment Services Inc.|88238
GLD|SPDR GOLD SHARES|HSBC|HSBC Securities, Inc.|40767
GLD|SPDR GOLD SHARES|IATS|INTERACTIVE BROKERS LLC|148444
GLD|SPDR GOLD SHARES|IBKR|Interactive Brokers Llc|655059
GLD|SPDR GOLD SHARES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|44
GLD|SPDR GOLD SHARES|ICBX|INSTINET, LLC|1450068
GLD|SPDR GOLD SHARES|INCA|INSTINET, LLC|1353098
GLD|SPDR GOLD SHARES|INJX|INSTINET, LLC|10635
GLD|SPDR GOLD SHARES|ITGI|ITG Inc.|126913
GLD|SPDR GOLD SHARES|ITGP|ITG INC.|466200
GLD|SPDR GOLD SHARES|JANY|Janney Montgomery Scott Inc.|681
GLD|SPDR GOLD SHARES|JEFF|JEFFERIES LLC|47615
GLD|SPDR GOLD SHARES|JMPT|JUMP TRADING, LLC|27535
GLD|SPDR GOLD SHARES|JPMX|J.P. Morgan Securities LLC|408393
GLD|SPDR GOLD SHARES|JRCO|Johnson Rice & Company L.L.C.|1300
GLD|SPDR GOLD SHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|649129
GLD|SPDR GOLD SHARES|JSJX|JANE STREET CAPITAL LLC|764923
GLD|SPDR GOLD SHARES|JUTA|JUMP TRADING, LLC|63997
GLD|SPDR GOLD SHARES|KCGM|VIRTU Americas LLC|618985
GLD|SPDR GOLD SHARES|LAMP|Lampost Capital, L.C.|40
GLD|SPDR GOLD SHARES|LBKI|Libucki & Co., LLC|329000
GLD|SPDR GOLD SHARES|LEHM|Barclays Capital Inc./Le|4541725
GLD|SPDR GOLD SHARES|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3741
GLD|SPDR GOLD SHARES|LIME|Lime Brokerage LLC|305142
GLD|SPDR GOLD SHARES|LSCI|Lek Securities Corporation|30202
GLD|SPDR GOLD SHARES|LTCO|Ladenburg, Thalmann & Co., Inc.|13858
GLD|SPDR GOLD SHARES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
GLD|SPDR GOLD SHARES|MACC|Mid Atlantic Capital Corporation|6321
GLD|SPDR GOLD SHARES|MACQ|Macquarie Capital (USA) Inc.|400
GLD|SPDR GOLD SHARES|MAXM|Maxim Group LLC|6129
GLD|SPDR GOLD SHARES|MBTS|ALLY INVEST SECURITIES LLC|115
GLD|SPDR GOLD SHARES|MCBT|Moors & Cabot, Inc.|338
GLD|SPDR GOLD SHARES|MCMF|Raymond James Ltd. Cds|2004
GLD|SPDR GOLD SHARES|MICA|Spartan Securities Group, Ltd.|50
GLD|SPDR GOLD SHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|978144
GLD|SPDR GOLD SHARES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|67038
GLD|SPDR GOLD SHARES|MNDX|TJM Investments, LLC|3500
GLD|SPDR GOLD SHARES|MOTF|MOTIF INVESTING, INC.|54
GLD|SPDR GOLD SHARES|MSCO|MORGAN STANLEY & CO. LLC|3101075
GLD|SPDR GOLD SHARES|MSPL|MORGAN STANLEY & CO. LLC|639100
GLD|SPDR GOLD SHARES|MSTX|MORGAN STANLEY & CO. LLC|50400
GLD|SPDR GOLD SHARES|NATL|National Securities Corporation|328
GLD|SPDR GOLD SHARES|NEUB|NEUBERGER BERMAN BD LLC|300
GLD|SPDR GOLD SHARES|NFSC|National Financial Services LLC|1714592
GLD|SPDR GOLD SHARES|NITE|VIRTU Americas LLC|3568492
GLD|SPDR GOLD SHARES|NITP|VIRTU Americas LLC|137322
GLD|SPDR GOLD SHARES|NMRA|Nomura Securities International, Inc.|22700
GLD|SPDR GOLD SHARES|NQRB|Brut, LLC|32427
GLD|SPDR GOLD SHARES|NTBF|BMO Nesbitt Burns Inc./CDS|3349
GLD|SPDR GOLD SHARES|NTRC|Northern Trust Securities, Inc.|5135
GLD|SPDR GOLD SHARES|OLDM|OLD MISSION CAPITAL, LLC|1035
GLD|SPDR GOLD SHARES|OPCO|Oppenheimer & Co. Inc.|8820
GLD|SPDR GOLD SHARES|OTAA|OTA LLC|5700
GLD|SPDR GOLD SHARES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|354424
GLD|SPDR GOLD SHARES|PCFF|Pacific International Securities Inc./CDS|90
GLD|SPDR GOLD SHARES|PCPT|PHILLIP CAPITAL INC.|542
GLD|SPDR GOLD SHARES|PDQM|CODA MARKETS, INC.|77492
GLD|SPDR GOLD SHARES|PHLY|NASDAQ Execution Services, LLC|75200
GLD|SPDR GOLD SHARES|PICT|Pictet Overseas Inc.|912
GLD|SPDR GOLD SHARES|PIPR|Piper Jaffray & Co.|1295
GLD|SPDR GOLD SHARES|PWJC|UBS Financial Services, Inc.|11339
GLD|SPDR GOLD SHARES|QMSR|QUATTRO M SECURITIES INC.|7900
GLD|SPDR GOLD SHARES|RBCM|RBC CAPITAL MARKETS, LLC|87858
GLD|SPDR GOLD SHARES|RHOX|XR Securities LLC|1886980
GLD|SPDR GOLD SHARES|SAGL|SAGETRADER, LLC|119290
GLD|SPDR GOLD SHARES|SALI|INTL FCSTONE FINANCIAL INC.|3339
GLD|SPDR GOLD SHARES|SBRX|MURIEL SIEBERT & CO INC|17
GLD|SPDR GOLD SHARES|SBSH|Citigroup Global Markets Inc.|2407616
GLD|SPDR GOLD SHARES|SEIC|SEI Investments Distribution Co.|8137
GLD|SPDR GOLD SHARES|SGMT|GOLDMAN SACHS & CO. LLC|1426575
GLD|SPDR GOLD SHARES|SHMR|ABN Amro Clearing LLC|742924
GLD|SPDR GOLD SHARES|SPDR|SPEEDROUTE LLC|218773
GLD|SPDR GOLD SHARES|SPHN|Stephens Inc.|24
GLD|SPDR GOLD SHARES|STFL|Stifel, Nicolaus & Company, Incorporated|13771
GLD|SPDR GOLD SHARES|STKP|STOCKPILE INVESTMENTS, INC.|782
GLD|SPDR GOLD SHARES|SWIM|TD Ameritrade, Inc.|335172
GLD|SPDR GOLD SHARES|SWST|Hilltop Securities Inc.|7573
GLD|SPDR GOLD SHARES|TITL|TITLEIST ASSET MANAGEMENT, LTD.|700
GLD|SPDR GOLD SHARES|TKNG|ALLY INVEST SECURITIES LLC|5576
GLD|SPDR GOLD SHARES|TRBT|Tradebot Systems, Inc.|2569594
GLD|SPDR GOLD SHARES|TRCM|TRC MARKETS LLC|8298
GLD|SPDR GOLD SHARES|TWTT|TASTYWORKS, INC.|6307
GLD|SPDR GOLD SHARES|UBSA|UBS SECURITIES LLC|3194414
GLD|SPDR GOLD SHARES|UBSS|UBS Securities LLC|1239588
GLD|SPDR GOLD SHARES|VALX|VIRTU AMERICAS LLC|348543
GLD|SPDR GOLD SHARES|VGRD|Vanguard Marketing Corporation|223350
GLD|SPDR GOLD SHARES|VNDM|Wall Street Access|47178
GLD|SPDR GOLD SHARES|VSIN|Vision Financial Markets Llc|44
GLD|SPDR GOLD SHARES|WBET|Wallachbeth Capital LLC|6766
GLD|SPDR GOLD SHARES|WBLR|WILLIAM BLAIR|2747
GLD|SPDR GOLD SHARES|WCHV|WELLS FARGO SECURITIES, LLC|798790
GLD|SPDR GOLD SHARES|WEDB|WEDBUSH SECURITIES INC.|41491
GLD|SPDR GOLD SHARES|WEED|Weeden & Co.L.P.|2625
GLD|SPDR GOLD SHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|138643
GLD|SPDR GOLD SHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|533638
GLD|SPDR GOLD SHARES|WFPB|Wells Fargo Securities, LLC.|10500
GLD|SPDR GOLD SHARES|WGIF|CIBC World Markets Inc.|88701
GLD|SPDR GOLD SHARES|WHOT|JUST2TRADE, INC.|3
GLD|SPDR GOLD SHARES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
GLD|SPDR GOLD SHARES|WSEA|WOLVERINE SECURITIES, LLC|94015
GLD|SPDR GOLD SHARES|WTFS|JUST2TRADE, INC.|10
GLD|SPDR GOLD SHARES|XIST|INSTINET, LLC|200
GLD|SPDR GOLD SHARES|XPUS|XP SECURITIES, LLC|46141
GLD|SPDR GOLD SHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|31506
GLD|SPDR GOLD SHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|2661
GLD|SPDR GOLD SHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|63735
GLDD|GREAT LAKES DRG DOCK|APCC|Apex Clearing Corporation|827
GLDD|GREAT LAKES DRG DOCK|BATM|CBOE TRADING, INC.|700
GLDD|GREAT LAKES DRG DOCK|BERN|Sanford C. Bernstein & Co., LLC|11476
GLDD|GREAT LAKES DRG DOCK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4647
GLDD|GREAT LAKES DRG DOCK|BLKX|INSTINET, LLC|44082
GLDD|GREAT LAKES DRG DOCK|BMOC|BMO Capital Markets Corp.|9090
GLDD|GREAT LAKES DRG DOCK|BNPX|BNP PARIBAS SECURITIES CORP.|5605
GLDD|GREAT LAKES DRG DOCK|BTIG|BTIG, LLC|4003
GLDD|GREAT LAKES DRG DOCK|BZYD|GOLDMAN SACHS & CO. LLC|2111
GLDD|GREAT LAKES DRG DOCK|CHAS|Charles Schwab & Co., Inc.|3001
GLDD|GREAT LAKES DRG DOCK|CIST|Capital Institutional Services, Inc.|2014
GLDD|GREAT LAKES DRG DOCK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56024
GLDD|GREAT LAKES DRG DOCK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|31
GLDD|GREAT LAKES DRG DOCK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22254
GLDD|GREAT LAKES DRG DOCK|CTDL|Citadel Derivatives Group Llc|1256
GLDD|GREAT LAKES DRG DOCK|CXCX|CITIGROUP GLOBAL MARKETS INC.|9382
GLDD|GREAT LAKES DRG DOCK|DBAB|Deutsche Bank Securities Inc.|64234
GLDD|GREAT LAKES DRG DOCK|DBAX|Deutsche Bank Securities Inc.|18700
GLDD|GREAT LAKES DRG DOCK|DEAN|MORGAN STANLEY|9500
GLDD|GREAT LAKES DRG DOCK|DEGS|RONIN PROFESSIONAL LLC|2949
GLDD|GREAT LAKES DRG DOCK|EBXL|EBX LLC|13100
GLDD|GREAT LAKES DRG DOCK|EDJO|Edward D. Jones & Co., L.P.|2600
GLDD|GREAT LAKES DRG DOCK|EGAM|CBOE TRADING, INC.|2151
GLDD|GREAT LAKES DRG DOCK|ETBE|Electronic Transaction Clearing, Inc.|6293
GLDD|GREAT LAKES DRG DOCK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|38
GLDD|GREAT LAKES DRG DOCK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|734
GLDD|GREAT LAKES DRG DOCK|ETRS|E*Trade Securities LLC|39265
GLDD|GREAT LAKES DRG DOCK|FBCO|Credit Suisse Securities (USA) LLC|313964
GLDD|GREAT LAKES DRG DOCK|FMAF|NBCN Inc./ CDS|100
GLDD|GREAT LAKES DRG DOCK|FOMA|TD AMERITRADE CLEARING, INC.|43991
GLDD|GREAT LAKES DRG DOCK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3525
GLDD|GREAT LAKES DRG DOCK|FTBR|Foliofn Investments, Inc.|5701
GLDD|GREAT LAKES DRG DOCK|GEBB|GLOBAL EXECUTION BROKERS, LP|17490
GLDD|GREAT LAKES DRG DOCK|GSCO|GOLDMAN SACHS & CO. LLC|296925
GLDD|GREAT LAKES DRG DOCK|GSCS|GOLDMAN SACHS & CO. LLC|24240
GLDD|GREAT LAKES DRG DOCK|GSLT|GOLDMAN SACHS & CO. LLC|7710
GLDD|GREAT LAKES DRG DOCK|GTSZ|GTS SECURITIES LLC|3019
GLDD|GREAT LAKES DRG DOCK|HSBC|HSBC Securities, Inc.|100
GLDD|GREAT LAKES DRG DOCK|IBKR|Interactive Brokers Llc|12856
GLDD|GREAT LAKES DRG DOCK|ICBX|INSTINET, LLC|5300
GLDD|GREAT LAKES DRG DOCK|INCA|INSTINET, LLC|41131
GLDD|GREAT LAKES DRG DOCK|INJX|INSTINET, LLC|1048
GLDD|GREAT LAKES DRG DOCK|ITGI|ITG Inc.|41383
GLDD|GREAT LAKES DRG DOCK|ITGP|ITG INC.|40800
GLDD|GREAT LAKES DRG DOCK|JANY|Janney Montgomery Scott Inc.|500
GLDD|GREAT LAKES DRG DOCK|JEFF|JEFFERIES LLC|27607
GLDD|GREAT LAKES DRG DOCK|JMPT|JUMP TRADING, LLC|50
GLDD|GREAT LAKES DRG DOCK|JONE|JonesTrading|8721
GLDD|GREAT LAKES DRG DOCK|JPMX|J.P. Morgan Securities LLC|51659
GLDD|GREAT LAKES DRG DOCK|KCGM|VIRTU Americas LLC|13351
GLDD|GREAT LAKES DRG DOCK|LEHM|Barclays Capital Inc./Le|83249
GLDD|GREAT LAKES DRG DOCK|LIME|Lime Brokerage LLC|123062
GLDD|GREAT LAKES DRG DOCK|LMGP|LIME BROKERAGE LLC|13628
GLDD|GREAT LAKES DRG DOCK|LOOP|Loop Capital Markets LLC|1765
GLDD|GREAT LAKES DRG DOCK|LSCI|Lek Securities Corporation|200
GLDD|GREAT LAKES DRG DOCK|MAXM|Maxim Group LLC|3187
GLDD|GREAT LAKES DRG DOCK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36093
GLDD|GREAT LAKES DRG DOCK|MSCO|MORGAN STANLEY & CO. LLC|234022
GLDD|GREAT LAKES DRG DOCK|MSPL|MORGAN STANLEY & CO. LLC|12800
GLDD|GREAT LAKES DRG DOCK|MSTX|MORGAN STANLEY & CO. LLC|10800
GLDD|GREAT LAKES DRG DOCK|NFSC|National Financial Services LLC|67619
GLDD|GREAT LAKES DRG DOCK|NITE|VIRTU Americas LLC|87790
GLDD|GREAT LAKES DRG DOCK|NITP|VIRTU Americas LLC|8500
GLDD|GREAT LAKES DRG DOCK|NQRB|Brut, LLC|2618
GLDD|GREAT LAKES DRG DOCK|OPCO|Oppenheimer & Co. Inc.|4000
GLDD|GREAT LAKES DRG DOCK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5600
GLDD|GREAT LAKES DRG DOCK|PDQM|CODA MARKETS, INC.|44227
GLDD|GREAT LAKES DRG DOCK|PWJC|UBS Financial Services, Inc.|200
GLDD|GREAT LAKES DRG DOCK|RBCM|RBC CAPITAL MARKETS, LLC|2600
GLDD|GREAT LAKES DRG DOCK|SAGW|SAGETRADER, LLC|1980
GLDD|GREAT LAKES DRG DOCK|SBSH|Citigroup Global Markets Inc.|62675
GLDD|GREAT LAKES DRG DOCK|SGMT|GOLDMAN SACHS & CO. LLC|22030
GLDD|GREAT LAKES DRG DOCK|SPDR|SPEEDROUTE LLC|7914
GLDD|GREAT LAKES DRG DOCK|STFL|Stifel, Nicolaus & Company, Incorporated|3000
GLDD|GREAT LAKES DRG DOCK|SWIM|TD Ameritrade, Inc.|22722
GLDD|GREAT LAKES DRG DOCK|TKNG|ALLY INVEST SECURITIES LLC|456
GLDD|GREAT LAKES DRG DOCK|TRBT|Tradebot Systems, Inc.|795
GLDD|GREAT LAKES DRG DOCK|TRCM|TRC MARKETS LLC|19889
GLDD|GREAT LAKES DRG DOCK|UBSA|UBS SECURITIES LLC|131080
GLDD|GREAT LAKES DRG DOCK|UBSS|UBS Securities LLC|139858
GLDD|GREAT LAKES DRG DOCK|VALX|VIRTU AMERICAS LLC|20017
GLDD|GREAT LAKES DRG DOCK|WBPX|SUMMIT SECURITIES GROUP, LLC|3
GLDD|GREAT LAKES DRG DOCK|WCHV|WELLS FARGO SECURITIES, LLC|24026
GLDD|GREAT LAKES DRG DOCK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|839
GLDD|GREAT LAKES DRG DOCK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2087
GLDD|GREAT LAKES DRG DOCK|WSEA|WOLVERINE SECURITIES, LLC|561
GLDD|GREAT LAKES DRG DOCK|XIST|INSTINET, LLC|400
GLDD|GREAT LAKES DRG DOCK|XSTM|NATIONAL FINANCIAL SERVICES LLC|700
GLDI|CS X-LINKS GLD SHARE|APCC|Apex Clearing Corporation|93
GLDI|CS X-LINKS GLD SHARE|CANT|Cantor Fitzgerald & Co.|71922
GLDI|CS X-LINKS GLD SHARE|CHAS|Charles Schwab & Co., Inc.|81997
GLDI|CS X-LINKS GLD SHARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22300
GLDI|CS X-LINKS GLD SHARE|DBAX|Deutsche Bank Securities Inc.|700
GLDI|CS X-LINKS GLD SHARE|EBXL|EBX LLC|400
GLDI|CS X-LINKS GLD SHARE|ETRS|E*Trade Securities LLC|37445
GLDI|CS X-LINKS GLD SHARE|FBCO|Credit Suisse Securities (USA) LLC|2123
GLDI|CS X-LINKS GLD SHARE|FILL|Tradestation Securities, Inc.|40
GLDI|CS X-LINKS GLD SHARE|FOMA|TD AMERITRADE CLEARING, INC.|101187
GLDI|CS X-LINKS GLD SHARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26378
GLDI|CS X-LINKS GLD SHARE|FTBR|Foliofn Investments, Inc.|18
GLDI|CS X-LINKS GLD SHARE|GEBB|GLOBAL EXECUTION BROKERS, LP|6213
GLDI|CS X-LINKS GLD SHARE|IATS|INTERACTIVE BROKERS LLC|1001
GLDI|CS X-LINKS GLD SHARE|IBKR|Interactive Brokers Llc|3061
GLDI|CS X-LINKS GLD SHARE|ICBX|INSTINET, LLC|200
GLDI|CS X-LINKS GLD SHARE|JANY|Janney Montgomery Scott Inc.|553
GLDI|CS X-LINKS GLD SHARE|JSJX|JANE STREET CAPITAL LLC|33166
GLDI|CS X-LINKS GLD SHARE|KCGM|VIRTU Americas LLC|1301
GLDI|CS X-LINKS GLD SHARE|LEHM|Barclays Capital Inc./Le|5400
GLDI|CS X-LINKS GLD SHARE|LIME|Lime Brokerage LLC|9188
GLDI|CS X-LINKS GLD SHARE|MOTF|MOTIF INVESTING, INC.|2
GLDI|CS X-LINKS GLD SHARE|MSCO|MORGAN STANLEY & CO. LLC|14357
GLDI|CS X-LINKS GLD SHARE|NATL|National Securities Corporation|1000
GLDI|CS X-LINKS GLD SHARE|NFSC|National Financial Services LLC|32915
GLDI|CS X-LINKS GLD SHARE|NITE|VIRTU Americas LLC|137253
GLDI|CS X-LINKS GLD SHARE|OPCO|Oppenheimer & Co. Inc.|26000
GLDI|CS X-LINKS GLD SHARE|PWJC|UBS Financial Services, Inc.|1150
GLDI|CS X-LINKS GLD SHARE|RAJA|Raymond James & Associates, Inc.|270
GLDI|CS X-LINKS GLD SHARE|RBCM|RBC CAPITAL MARKETS, LLC|1477
GLDI|CS X-LINKS GLD SHARE|SWIM|TD Ameritrade, Inc.|415
GLDI|CS X-LINKS GLD SHARE|TKNG|ALLY INVEST SECURITIES LLC|5728
GLDI|CS X-LINKS GLD SHARE|TRCM|TRC MARKETS LLC|432
GLDI|CS X-LINKS GLD SHARE|UBSA|UBS SECURITIES LLC|500
GLDI|CS X-LINKS GLD SHARE|UBSS|UBS Securities LLC|10486
GLDI|CS X-LINKS GLD SHARE|VGRD|Vanguard Marketing Corporation|8296
GLDI|CS X-LINKS GLD SHARE|WCHV|WELLS FARGO SECURITIES, LLC|3679
GLDI|CS X-LINKS GLD SHARE|WEDB|WEDBUSH SECURITIES INC.|1100
GLDI|CS X-LINKS GLD SHARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|194
GLDI|CS X-LINKS GLD SHARE|WSEA|WOLVERINE SECURITIES, LLC|6176
GLDI|CS X-LINKS GLD SHARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GLDI|CS X-LINKS GLD SHARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|490
GLDM|SPDR GOLD MINISHARES|BKCM|BNY Mellon Capital Markets LLC|1500000
GLDM|SPDR GOLD MINISHARES|CHAS|Charles Schwab & Co., Inc.|200
GLDM|SPDR GOLD MINISHARES|EBXL|EBX LLC|400
GLDM|SPDR GOLD MINISHARES|ETRS|E*Trade Securities LLC|10568
GLDM|SPDR GOLD MINISHARES|IATS|INTERACTIVE BROKERS LLC|190
GLDM|SPDR GOLD MINISHARES|IBKR|Interactive Brokers Llc|1600
GLDM|SPDR GOLD MINISHARES|ITGI|ITG Inc.|600
GLDM|SPDR GOLD MINISHARES|ITGP|ITG INC.|1800
GLDM|SPDR GOLD MINISHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|79681
GLDM|SPDR GOLD MINISHARES|JSJX|JANE STREET CAPITAL LLC|2967
GLDM|SPDR GOLD MINISHARES|MSCO|MORGAN STANLEY & CO. LLC|8631
GLDM|SPDR GOLD MINISHARES|NFSC|National Financial Services LLC|11201
GLDM|SPDR GOLD MINISHARES|NITE|VIRTU Americas LLC|1514682
GLDM|SPDR GOLD MINISHARES|NITP|VIRTU Americas LLC|6541
GLDM|SPDR GOLD MINISHARES|OPCO|Oppenheimer & Co. Inc.|300
GLDM|SPDR GOLD MINISHARES|RBCM|RBC CAPITAL MARKETS, LLC|1000
GLDM|SPDR GOLD MINISHARES|SWIM|TD Ameritrade, Inc.|2880
GLDM|SPDR GOLD MINISHARES|UBSA|UBS SECURITIES LLC|100
GLDM|SPDR GOLD MINISHARES|UBSS|UBS Securities LLC|250
GLDM|SPDR GOLD MINISHARES|VGRD|Vanguard Marketing Corporation|4383
GLDM|SPDR GOLD MINISHARES|WCHV|WELLS FARGO SECURITIES, LLC|150
GLDM|SPDR GOLD MINISHARES|WSEA|WOLVERINE SECURITIES, LLC|186
GLDW|SPDR LONG DOLLAR GOL|BANK|Primevest Financial Services, Inc.|107
GLDW|SPDR LONG DOLLAR GOL|BKCM|BNY Mellon Capital Markets LLC|40000
GLDW|SPDR LONG DOLLAR GOL|CANT|Cantor Fitzgerald & Co.|1810
GLDW|SPDR LONG DOLLAR GOL|ETRS|E*Trade Securities LLC|175
GLDW|SPDR LONG DOLLAR GOL|IBKR|Interactive Brokers Llc|41
GLDW|SPDR LONG DOLLAR GOL|NFSC|National Financial Services LLC|3078
GLDW|SPDR LONG DOLLAR GOL|NITE|VIRTU Americas LLC|85527
GLDW|SPDR LONG DOLLAR GOL|NITP|VIRTU Americas LLC|373
GLDW|SPDR LONG DOLLAR GOL|RBCM|RBC CAPITAL MARKETS, LLC|241
GLDW|SPDR LONG DOLLAR GOL|VGRD|Vanguard Marketing Corporation|90
GLDW|SPDR LONG DOLLAR GOL|WSEA|WOLVERINE SECURITIES, LLC|3
GLDW|SPDR LONG DOLLAR GOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|163
GLF|GULFMARK OFFSHORE, I|ALTX|Alternet Securities Inc.|3211
GLF|GULFMARK OFFSHORE, I|BARD|Robert W. Baird & Co. Incorporated|1
GLF|GULFMARK OFFSHORE, I|BATM|CBOE TRADING, INC.|1908
GLF|GULFMARK OFFSHORE, I|BAYC|BAY CREST PARTNERS, LLC|1482
GLF|GULFMARK OFFSHORE, I|BERN|Sanford C. Bernstein & Co., LLC|9000
GLF|GULFMARK OFFSHORE, I|BIMI|Banca IMI Securities Corp.|8
GLF|GULFMARK OFFSHORE, I|BOSC|Boenning & Scattergood, Inc.|600
GLF|GULFMARK OFFSHORE, I|BYXM|CBOE TRADING, INC.|100
GLF|GULFMARK OFFSHORE, I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4900
GLF|GULFMARK OFFSHORE, I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18981
GLF|GULFMARK OFFSHORE, I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9096
GLF|GULFMARK OFFSHORE, I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17229
GLF|GULFMARK OFFSHORE, I|CTDL|Citadel Derivatives Group Llc|795
GLF|GULFMARK OFFSHORE, I|CXCX|CITIGROUP GLOBAL MARKETS INC.|1752
GLF|GULFMARK OFFSHORE, I|DBAB|Deutsche Bank Securities Inc.|5909
GLF|GULFMARK OFFSHORE, I|DBAX|Deutsche Bank Securities Inc.|18800
GLF|GULFMARK OFFSHORE, I|DEAN|MORGAN STANLEY|50
GLF|GULFMARK OFFSHORE, I|DEGS|RONIN PROFESSIONAL LLC|3084
GLF|GULFMARK OFFSHORE, I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
GLF|GULFMARK OFFSHORE, I|EBXL|EBX LLC|13400
GLF|GULFMARK OFFSHORE, I|ECUT|CONVERGEX EXECUTION SOLUTIONS|2611
GLF|GULFMARK OFFSHORE, I|EGAM|CBOE TRADING, INC.|1190
GLF|GULFMARK OFFSHORE, I|EGXM|CBOE TRADING, INC.|183
GLF|GULFMARK OFFSHORE, I|ETRS|E*Trade Securities LLC|5034
GLF|GULFMARK OFFSHORE, I|FILL|Tradestation Securities, Inc.|59
GLF|GULFMARK OFFSHORE, I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11126
GLF|GULFMARK OFFSHORE, I|FTBR|Foliofn Investments, Inc.|6952
GLF|GULFMARK OFFSHORE, I|GEBB|GLOBAL EXECUTION BROKERS, LP|200
GLF|GULFMARK OFFSHORE, I|GLPX|ACS EXECUTION SERVICES, LLC|21301
GLF|GULFMARK OFFSHORE, I|GSCO|GOLDMAN SACHS & CO. LLC|55031
GLF|GULFMARK OFFSHORE, I|GSCS|GOLDMAN SACHS & CO. LLC|1564
GLF|GULFMARK OFFSHORE, I|GSLT|GOLDMAN SACHS & CO. LLC|527
GLF|GULFMARK OFFSHORE, I|GTSZ|GTS SECURITIES LLC|18856
GLF|GULFMARK OFFSHORE, I|IATS|INTERACTIVE BROKERS LLC|2493
GLF|GULFMARK OFFSHORE, I|IBKR|Interactive Brokers Llc|2860
GLF|GULFMARK OFFSHORE, I|ICBX|INSTINET, LLC|2400
GLF|GULFMARK OFFSHORE, I|IEQY|CITADEL SECURITIES LLC|300
GLF|GULFMARK OFFSHORE, I|INCA|INSTINET, LLC|14152
GLF|GULFMARK OFFSHORE, I|INJX|INSTINET, LLC|1090
GLF|GULFMARK OFFSHORE, I|ITGI|ITG Inc.|1245
GLF|GULFMARK OFFSHORE, I|ITGP|ITG INC.|28400
GLF|GULFMARK OFFSHORE, I|JEFF|JEFFERIES LLC|1100
GLF|GULFMARK OFFSHORE, I|JONE|JonesTrading|153400
GLF|GULFMARK OFFSHORE, I|JPBX|J.P. MORGAN SECURITIES LLC|2174
GLF|GULFMARK OFFSHORE, I|JPMX|J.P. Morgan Securities LLC|43333
GLF|GULFMARK OFFSHORE, I|KCGM|VIRTU Americas LLC|6423
GLF|GULFMARK OFFSHORE, I|LEHM|Barclays Capital Inc./Le|10952
GLF|GULFMARK OFFSHORE, I|LIME|Lime Brokerage LLC|6667
GLF|GULFMARK OFFSHORE, I|LQNA|LIQUIDNET, INC.|3900
GLF|GULFMARK OFFSHORE, I|LSCI|Lek Securities Corporation|1
GLF|GULFMARK OFFSHORE, I|MAXM|Maxim Group LLC|2480
GLF|GULFMARK OFFSHORE, I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20345
GLF|GULFMARK OFFSHORE, I|MOTF|MOTIF INVESTING, INC.|1
GLF|GULFMARK OFFSHORE, I|MSCO|MORGAN STANLEY & CO. LLC|52336
GLF|GULFMARK OFFSHORE, I|MSPL|MORGAN STANLEY & CO. LLC|10500
GLF|GULFMARK OFFSHORE, I|NFSC|National Financial Services LLC|15174
GLF|GULFMARK OFFSHORE, I|NITE|VIRTU Americas LLC|35152
GLF|GULFMARK OFFSHORE, I|NQRB|Brut, LLC|200
GLF|GULFMARK OFFSHORE, I|NTBF|BMO Nesbitt Burns Inc./CDS|35
GLF|GULFMARK OFFSHORE, I|PDQM|CODA MARKETS, INC.|37381
GLF|GULFMARK OFFSHORE, I|PNSR|Penserra Securities, LLC|2958
GLF|GULFMARK OFFSHORE, I|SBSH|Citigroup Global Markets Inc.|3344
GLF|GULFMARK OFFSHORE, I|SGMT|GOLDMAN SACHS & CO. LLC|5205
GLF|GULFMARK OFFSHORE, I|SOGO|Wang Investment Associates, Inc.|600
GLF|GULFMARK OFFSHORE, I|SPDR|SPEEDROUTE LLC|6894
GLF|GULFMARK OFFSHORE, I|SPTD|MINT GLOBAL MARKETS, INC.|5000
GLF|GULFMARK OFFSHORE, I|STFL|Stifel, Nicolaus & Company, Incorporated|15396
GLF|GULFMARK OFFSHORE, I|SWIM|TD Ameritrade, Inc.|3726
GLF|GULFMARK OFFSHORE, I|SWST|Hilltop Securities Inc.|3
GLF|GULFMARK OFFSHORE, I|TRBT|Tradebot Systems, Inc.|1131
GLF|GULFMARK OFFSHORE, I|TRCM|TRC MARKETS LLC|324
GLF|GULFMARK OFFSHORE, I|UBSA|UBS SECURITIES LLC|54014
GLF|GULFMARK OFFSHORE, I|UBSS|UBS Securities LLC|77985
GLF|GULFMARK OFFSHORE, I|VALX|VIRTU AMERICAS LLC|50
GLF|GULFMARK OFFSHORE, I|VGRD|Vanguard Marketing Corporation|57
GLF|GULFMARK OFFSHORE, I|WCHV|WELLS FARGO SECURITIES, LLC|7620
GLF|GULFMARK OFFSHORE, I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25
GLF|GULFMARK OFFSHORE, I|WSEA|WOLVERINE SECURITIES, LLC|141
GLF|GULFMARK OFFSHORE, I|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
GLF|GULFMARK OFFSHORE, I|YKNA|COMHAR CAPITAL MARKETS, LLC|5063
GLF|GULFMARK OFFSHORE, I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
GLF.W|GULFMARK OFFSHORE IN|APCC|Apex Clearing Corporation|5
GLF.W|GULFMARK OFFSHORE IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GLF.W|GULFMARK OFFSHORE IN|EDJO|Edward D. Jones & Co., L.P.|1
GLF.W|GULFMARK OFFSHORE IN|ETRS|E*Trade Securities LLC|135
GLF.W|GULFMARK OFFSHORE IN|GSCO|GOLDMAN SACHS & CO. LLC|39
GLF.W|GULFMARK OFFSHORE IN|LIME|Lime Brokerage LLC|113
GLF.W|GULFMARK OFFSHORE IN|MSCO|MORGAN STANLEY & CO. LLC|200
GLF.W|GULFMARK OFFSHORE IN|NFSC|National Financial Services LLC|2741
GLF.W|GULFMARK OFFSHORE IN|NITE|VIRTU Americas LLC|4079
GLF.W|GULFMARK OFFSHORE IN|SWIM|TD Ameritrade, Inc.|14
GLF.W|GULFMARK OFFSHORE IN|UBSA|UBS SECURITIES LLC|65
GLF.W|GULFMARK OFFSHORE IN|UBSS|UBS Securities LLC|235
GLF.W|GULFMARK OFFSHORE IN|WCHV|WELLS FARGO SECURITIES, LLC|3
GLIBA|GCI LIBERTY INC CM A|ALTX|Alternet Securities Inc.|26239
GLIBA|GCI LIBERTY INC CM A|APCC|Apex Clearing Corporation|1721
GLIBA|GCI LIBERTY INC CM A|AQUA|AQUA SECURITIES L.P.|10600
GLIBA|GCI LIBERTY INC CM A|BARD|Robert W. Baird & Co. Incorporated|228
GLIBA|GCI LIBERTY INC CM A|BATM|CBOE TRADING, INC.|5789
GLIBA|GCI LIBERTY INC CM A|BAYC|BAY CREST PARTNERS, LLC|1398
GLIBA|GCI LIBERTY INC CM A|BAYT|BTIG, LLC|300
GLIBA|GCI LIBERTY INC CM A|BBNT|BB&T SECURITIES, LLC|116
GLIBA|GCI LIBERTY INC CM A|BERN|Sanford C. Bernstein & Co., LLC|17690
GLIBA|GCI LIBERTY INC CM A|BIAD|SAGETRADER, LLC|1
GLIBA|GCI LIBERTY INC CM A|BIDS|BIDS TRADING L.P.|112100
GLIBA|GCI LIBERTY INC CM A|BKCM|BNY Mellon Capital Markets LLC|1090
GLIBA|GCI LIBERTY INC CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2165
GLIBA|GCI LIBERTY INC CM A|BLKX|INSTINET, LLC|176264
GLIBA|GCI LIBERTY INC CM A|BMOC|BMO Capital Markets Corp.|1452
GLIBA|GCI LIBERTY INC CM A|BNPX|BNP PARIBAS SECURITIES CORP.|497
GLIBA|GCI LIBERTY INC CM A|BRVL|BLAYLOCK VAN, LLC|6200
GLIBA|GCI LIBERTY INC CM A|BTIG|BTIG, LLC|109602
GLIBA|GCI LIBERTY INC CM A|BYXM|CBOE TRADING, INC.|2641
GLIBA|GCI LIBERTY INC CM A|CANT|Cantor Fitzgerald & Co.|100
GLIBA|GCI LIBERTY INC CM A|CHAS|Charles Schwab & Co., Inc.|80
GLIBA|GCI LIBERTY INC CM A|CIST|Capital Institutional Services, Inc.|11743
GLIBA|GCI LIBERTY INC CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44380
GLIBA|GCI LIBERTY INC CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|93944
GLIBA|GCI LIBERTY INC CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196191
GLIBA|GCI LIBERTY INC CM A|CTDL|Citadel Derivatives Group Llc|22548
GLIBA|GCI LIBERTY INC CM A|CTLR|CUTLER GROUP, LP|508
GLIBA|GCI LIBERTY INC CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|40368
GLIBA|GCI LIBERTY INC CM A|DADA|D.A. Davidson & Co.|54
GLIBA|GCI LIBERTY INC CM A|DAVA|Davenport & Company LLC|1250
GLIBA|GCI LIBERTY INC CM A|DBAB|Deutsche Bank Securities Inc.|333055
GLIBA|GCI LIBERTY INC CM A|DBAX|Deutsche Bank Securities Inc.|101400
GLIBA|GCI LIBERTY INC CM A|DEAN|MORGAN STANLEY|20604
GLIBA|GCI LIBERTY INC CM A|DEGS|RONIN PROFESSIONAL LLC|1400
GLIBA|GCI LIBERTY INC CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8634
GLIBA|GCI LIBERTY INC CM A|EBXL|EBX LLC|115900
GLIBA|GCI LIBERTY INC CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|8070
GLIBA|GCI LIBERTY INC CM A|EDJO|Edward D. Jones & Co., L.P.|2798
GLIBA|GCI LIBERTY INC CM A|EGAM|CBOE TRADING, INC.|22901
GLIBA|GCI LIBERTY INC CM A|EGAW|CBOE TRADING, INC.|161
GLIBA|GCI LIBERTY INC CM A|EGMT|EG MARKET TECHNOLOGIES LLC|540
GLIBA|GCI LIBERTY INC CM A|EGXM|CBOE TRADING, INC.|8231
GLIBA|GCI LIBERTY INC CM A|ETBE|Electronic Transaction Clearing, Inc.|17245
GLIBA|GCI LIBERTY INC CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25353
GLIBA|GCI LIBERTY INC CM A|ETRS|E*Trade Securities LLC|11751
GLIBA|GCI LIBERTY INC CM A|FBCO|Credit Suisse Securities (USA) LLC|622388
GLIBA|GCI LIBERTY INC CM A|FBSB|U.S. Bancorp Investments, Inc.|2
GLIBA|GCI LIBERTY INC CM A|FOMA|TD AMERITRADE CLEARING, INC.|25935
GLIBA|GCI LIBERTY INC CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2037
GLIBA|GCI LIBERTY INC CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82749
GLIBA|GCI LIBERTY INC CM A|FTBR|Foliofn Investments, Inc.|221
GLIBA|GCI LIBERTY INC CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|768
GLIBA|GCI LIBERTY INC CM A|GLPX|ACS EXECUTION SERVICES, LLC|33426
GLIBA|GCI LIBERTY INC CM A|GSCO|GOLDMAN SACHS & CO. LLC|521442
GLIBA|GCI LIBERTY INC CM A|GSCS|GOLDMAN SACHS & CO. LLC|15114
GLIBA|GCI LIBERTY INC CM A|GSLT|GOLDMAN SACHS & CO. LLC|2002
GLIBA|GCI LIBERTY INC CM A|GTSZ|GTS SECURITIES LLC|81000
GLIBA|GCI LIBERTY INC CM A|HRBF|American Enterprise Investment Services Inc.|299
GLIBA|GCI LIBERTY INC CM A|HSBC|HSBC Securities, Inc.|1938
GLIBA|GCI LIBERTY INC CM A|IATS|INTERACTIVE BROKERS LLC|2658
GLIBA|GCI LIBERTY INC CM A|IBKR|Interactive Brokers Llc|136697
GLIBA|GCI LIBERTY INC CM A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|125
GLIBA|GCI LIBERTY INC CM A|ICBX|INSTINET, LLC|62340
GLIBA|GCI LIBERTY INC CM A|INCA|INSTINET, LLC|468862
GLIBA|GCI LIBERTY INC CM A|INJX|INSTINET, LLC|170758
GLIBA|GCI LIBERTY INC CM A|ITGI|ITG Inc.|484269
GLIBA|GCI LIBERTY INC CM A|ITGP|ITG INC.|307200
GLIBA|GCI LIBERTY INC CM A|JANY|Janney Montgomery Scott Inc.|197
GLIBA|GCI LIBERTY INC CM A|JEFF|JEFFERIES LLC|1291925
GLIBA|GCI LIBERTY INC CM A|JMPT|JUMP TRADING, LLC|52347
GLIBA|GCI LIBERTY INC CM A|JPBX|J.P. MORGAN SECURITIES LLC|56084
GLIBA|GCI LIBERTY INC CM A|JPMX|J.P. Morgan Securities LLC|396824
GLIBA|GCI LIBERTY INC CM A|JRCO|Johnson Rice & Company L.L.C.|19984
GLIBA|GCI LIBERTY INC CM A|JSJX|JANE STREET CAPITAL LLC|10869
GLIBA|GCI LIBERTY INC CM A|KCGM|VIRTU Americas LLC|15752
GLIBA|GCI LIBERTY INC CM A|LEHM|Barclays Capital Inc./Le|448147
GLIBA|GCI LIBERTY INC CM A|LIME|Lime Brokerage LLC|213835
GLIBA|GCI LIBERTY INC CM A|LMNX|LUMINEX TRADING & ANALYTICS LLC|26200
GLIBA|GCI LIBERTY INC CM A|LOOP|Loop Capital Markets LLC|25000
GLIBA|GCI LIBERTY INC CM A|LQNA|LIQUIDNET, INC.|681300
GLIBA|GCI LIBERTY INC CM A|LQNB|LIQUIDNET, INC.|7000
GLIBA|GCI LIBERTY INC CM A|LSCI|Lek Securities Corporation|211
GLIBA|GCI LIBERTY INC CM A|MAXM|Maxim Group LLC|100
GLIBA|GCI LIBERTY INC CM A|MKMP|MKM Partners LLC|1597
GLIBA|GCI LIBERTY INC CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78866
GLIBA|GCI LIBERTY INC CM A|MSCO|MORGAN STANLEY & CO. LLC|2662710
GLIBA|GCI LIBERTY INC CM A|MSPL|MORGAN STANLEY & CO. LLC|173100
GLIBA|GCI LIBERTY INC CM A|MSTX|MORGAN STANLEY & CO. LLC|93100
GLIBA|GCI LIBERTY INC CM A|NATL|National Securities Corporation|1000
GLIBA|GCI LIBERTY INC CM A|NFSC|National Financial Services LLC|118922
GLIBA|GCI LIBERTY INC CM A|NITE|VIRTU Americas LLC|194735
GLIBA|GCI LIBERTY INC CM A|NITP|VIRTU Americas LLC|3519
GLIBA|GCI LIBERTY INC CM A|NQRB|Brut, LLC|20290
GLIBA|GCI LIBERTY INC CM A|OPCO|Oppenheimer & Co. Inc.|1523
GLIBA|GCI LIBERTY INC CM A|OTAA|OTA LLC|12700
GLIBA|GCI LIBERTY INC CM A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1028
GLIBA|GCI LIBERTY INC CM A|PDQM|CODA MARKETS, INC.|79318
GLIBA|GCI LIBERTY INC CM A|PIPR|Piper Jaffray & Co.|3600
GLIBA|GCI LIBERTY INC CM A|PWJC|UBS Financial Services, Inc.|3630
GLIBA|GCI LIBERTY INC CM A|RAJA|Raymond James & Associates, Inc.|38299
GLIBA|GCI LIBERTY INC CM A|RBCM|RBC CAPITAL MARKETS, LLC|4120
GLIBA|GCI LIBERTY INC CM A|SBSH|Citigroup Global Markets Inc.|290930
GLIBA|GCI LIBERTY INC CM A|SGMT|GOLDMAN SACHS & CO. LLC|59553
GLIBA|GCI LIBERTY INC CM A|SPDR|SPEEDROUTE LLC|97089
GLIBA|GCI LIBERTY INC CM A|SPHN|Stephens Inc.|8467
GLIBA|GCI LIBERTY INC CM A|STFL|Stifel, Nicolaus & Company, Incorporated|358
GLIBA|GCI LIBERTY INC CM A|SWIM|TD Ameritrade, Inc.|2308
GLIBA|GCI LIBERTY INC CM A|SWST|Hilltop Securities Inc.|405
GLIBA|GCI LIBERTY INC CM A|TKNG|ALLY INVEST SECURITIES LLC|265
GLIBA|GCI LIBERTY INC CM A|TRBT|Tradebot Systems, Inc.|171407
GLIBA|GCI LIBERTY INC CM A|TRCM|TRC MARKETS LLC|63923
GLIBA|GCI LIBERTY INC CM A|UBSA|UBS SECURITIES LLC|364311
GLIBA|GCI LIBERTY INC CM A|UBSS|UBS Securities LLC|902444
GLIBA|GCI LIBERTY INC CM A|VGRD|Vanguard Marketing Corporation|1219
GLIBA|GCI LIBERTY INC CM A|VIEW|VIEWTRADE SECURITIES LLC|70
GLIBA|GCI LIBERTY INC CM A|WCHV|WELLS FARGO SECURITIES, LLC|83776
GLIBA|GCI LIBERTY INC CM A|WEDB|WEDBUSH SECURITIES INC.|83
GLIBA|GCI LIBERTY INC CM A|WEED|Weeden & Co.L.P.|89885
GLIBA|GCI LIBERTY INC CM A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|607
GLIBA|GCI LIBERTY INC CM A|WGIF|CIBC World Markets Inc.|669
GLIBA|GCI LIBERTY INC CM A|WSEA|WOLVERINE SECURITIES, LLC|700
GLIBA|GCI LIBERTY INC CM A|XIST|INSTINET, LLC|23108
GLIBA|GCI LIBERTY INC CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|83970
GLIBA|GCI LIBERTY INC CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|4885
GLIBA|GCI LIBERTY INC CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3828
GLIBP|GCI LIBERTY SR A PFD|ALTX|Alternet Securities Inc.|739
GLIBP|GCI LIBERTY SR A PFD|APCC|Apex Clearing Corporation|4
GLIBP|GCI LIBERTY SR A PFD|BNPX|BNP PARIBAS SECURITIES CORP.|56
GLIBP|GCI LIBERTY SR A PFD|BRVL|BLAYLOCK VAN, LLC|300
GLIBP|GCI LIBERTY SR A PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|724
GLIBP|GCI LIBERTY SR A PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|190
GLIBP|GCI LIBERTY SR A PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2240
GLIBP|GCI LIBERTY SR A PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2280
GLIBP|GCI LIBERTY SR A PFD|DBAB|Deutsche Bank Securities Inc.|1911
GLIBP|GCI LIBERTY SR A PFD|DBAX|Deutsche Bank Securities Inc.|1700
GLIBP|GCI LIBERTY SR A PFD|DEAN|MORGAN STANLEY|21348
GLIBP|GCI LIBERTY SR A PFD|DEGS|RONIN PROFESSIONAL LLC|1738
GLIBP|GCI LIBERTY SR A PFD|EBXL|EBX LLC|500
GLIBP|GCI LIBERTY SR A PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|137
GLIBP|GCI LIBERTY SR A PFD|EDJO|Edward D. Jones & Co., L.P.|6
GLIBP|GCI LIBERTY SR A PFD|EGAM|CBOE TRADING, INC.|739
GLIBP|GCI LIBERTY SR A PFD|EGXW|CBOE TRADING, INC.|323
GLIBP|GCI LIBERTY SR A PFD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|102
GLIBP|GCI LIBERTY SR A PFD|ETRS|E*Trade Securities LLC|3314
GLIBP|GCI LIBERTY SR A PFD|FBCO|Credit Suisse Securities (USA) LLC|8979
GLIBP|GCI LIBERTY SR A PFD|FOMA|TD AMERITRADE CLEARING, INC.|1133
GLIBP|GCI LIBERTY SR A PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136
GLIBP|GCI LIBERTY SR A PFD|FTBR|Foliofn Investments, Inc.|16
GLIBP|GCI LIBERTY SR A PFD|GLPX|ACS EXECUTION SERVICES, LLC|1382
GLIBP|GCI LIBERTY SR A PFD|GSCO|GOLDMAN SACHS & CO. LLC|16213
GLIBP|GCI LIBERTY SR A PFD|GSLT|GOLDMAN SACHS & CO. LLC|26
GLIBP|GCI LIBERTY SR A PFD|GTSZ|GTS SECURITIES LLC|300
GLIBP|GCI LIBERTY SR A PFD|IBKR|Interactive Brokers Llc|6190
GLIBP|GCI LIBERTY SR A PFD|ICBX|INSTINET, LLC|2100
GLIBP|GCI LIBERTY SR A PFD|INCA|INSTINET, LLC|4204
GLIBP|GCI LIBERTY SR A PFD|INJX|INSTINET, LLC|4917
GLIBP|GCI LIBERTY SR A PFD|ITGI|ITG Inc.|1424
GLIBP|GCI LIBERTY SR A PFD|ITGP|ITG INC.|600
GLIBP|GCI LIBERTY SR A PFD|JEFF|JEFFERIES LLC|7266
GLIBP|GCI LIBERTY SR A PFD|JPMX|J.P. Morgan Securities LLC|1700
GLIBP|GCI LIBERTY SR A PFD|LAFF|R. F. Lafferty & Co., Inc.|3000
GLIBP|GCI LIBERTY SR A PFD|LEHM|Barclays Capital Inc./Le|14900
GLIBP|GCI LIBERTY SR A PFD|LIME|Lime Brokerage LLC|6017
GLIBP|GCI LIBERTY SR A PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2760
GLIBP|GCI LIBERTY SR A PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
GLIBP|GCI LIBERTY SR A PFD|MSCO|MORGAN STANLEY & CO. LLC|13089
GLIBP|GCI LIBERTY SR A PFD|MSPL|MORGAN STANLEY & CO. LLC|4500
GLIBP|GCI LIBERTY SR A PFD|NFSC|National Financial Services LLC|2986
GLIBP|GCI LIBERTY SR A PFD|NITE|VIRTU Americas LLC|38685
GLIBP|GCI LIBERTY SR A PFD|PDQM|CODA MARKETS, INC.|1555
GLIBP|GCI LIBERTY SR A PFD|RAJA|Raymond James & Associates, Inc.|100
GLIBP|GCI LIBERTY SR A PFD|RBCM|RBC CAPITAL MARKETS, LLC|23088
GLIBP|GCI LIBERTY SR A PFD|SBSH|Citigroup Global Markets Inc.|2
GLIBP|GCI LIBERTY SR A PFD|SGMT|GOLDMAN SACHS & CO. LLC|900
GLIBP|GCI LIBERTY SR A PFD|SPDR|SPEEDROUTE LLC|500
GLIBP|GCI LIBERTY SR A PFD|STFL|Stifel, Nicolaus & Company, Incorporated|3
GLIBP|GCI LIBERTY SR A PFD|TRBT|Tradebot Systems, Inc.|620
GLIBP|GCI LIBERTY SR A PFD|TRCM|TRC MARKETS LLC|2693
GLIBP|GCI LIBERTY SR A PFD|UBSA|UBS SECURITIES LLC|4212
GLIBP|GCI LIBERTY SR A PFD|UBSS|UBS Securities LLC|8624
GLIBP|GCI LIBERTY SR A PFD|VGRD|Vanguard Marketing Corporation|1459
GLIBP|GCI LIBERTY SR A PFD|WCHV|WELLS FARGO SECURITIES, LLC|2115
GLIBP|GCI LIBERTY SR A PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|266
GLIBP|GCI LIBERTY SR A PFD|WGIF|CIBC World Markets Inc.|40
GLIBP|GCI LIBERTY SR A PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|874
GLIBP|GCI LIBERTY SR A PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|345
GLL|PROSHARES ULTRASHORT|APCC|Apex Clearing Corporation|112
GLL|PROSHARES ULTRASHORT|BATM|CBOE TRADING, INC.|537
GLL|PROSHARES ULTRASHORT|BIMI|Banca IMI Securities Corp.|30
GLL|PROSHARES ULTRASHORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|214
GLL|PROSHARES ULTRASHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5492
GLL|PROSHARES ULTRASHORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
GLL|PROSHARES ULTRASHORT|DBAX|Deutsche Bank Securities Inc.|100
GLL|PROSHARES ULTRASHORT|EBXL|EBX LLC|100
GLL|PROSHARES ULTRASHORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|124
GLL|PROSHARES ULTRASHORT|ETRS|E*Trade Securities LLC|1572
GLL|PROSHARES ULTRASHORT|FBSB|U.S. Bancorp Investments, Inc.|1
GLL|PROSHARES ULTRASHORT|FMAF|NBCN Inc./ CDS|125
GLL|PROSHARES ULTRASHORT|FQLS|Quantlab Securities LP|240
GLL|PROSHARES ULTRASHORT|FTBR|Foliofn Investments, Inc.|2985
GLL|PROSHARES ULTRASHORT|GSCO|GOLDMAN SACHS & CO. LLC|400
GLL|PROSHARES ULTRASHORT|GTSZ|GTS SECURITIES LLC|117
GLL|PROSHARES ULTRASHORT|HRBF|American Enterprise Investment Services Inc.|150
GLL|PROSHARES ULTRASHORT|IATS|INTERACTIVE BROKERS LLC|181
GLL|PROSHARES ULTRASHORT|IBKR|Interactive Brokers Llc|510
GLL|PROSHARES ULTRASHORT|ICBX|INSTINET, LLC|4640
GLL|PROSHARES ULTRASHORT|INCA|INSTINET, LLC|750
GLL|PROSHARES ULTRASHORT|JSJX|JANE STREET CAPITAL LLC|5594
GLL|PROSHARES ULTRASHORT|KCGM|VIRTU Americas LLC|2114
GLL|PROSHARES ULTRASHORT|LEHM|Barclays Capital Inc./Le|1600
GLL|PROSHARES ULTRASHORT|LIME|Lime Brokerage LLC|283
GLL|PROSHARES ULTRASHORT|LSCI|Lek Securities Corporation|12
GLL|PROSHARES ULTRASHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13482
GLL|PROSHARES ULTRASHORT|NFSC|National Financial Services LLC|12928
GLL|PROSHARES ULTRASHORT|NITE|VIRTU Americas LLC|14288
GLL|PROSHARES ULTRASHORT|NITP|VIRTU Americas LLC|1017
GLL|PROSHARES ULTRASHORT|PCPT|PHILLIP CAPITAL INC.|35
GLL|PROSHARES ULTRASHORT|SBSH|Citigroup Global Markets Inc.|1085
GLL|PROSHARES ULTRASHORT|SGMT|GOLDMAN SACHS & CO. LLC|4601
GLL|PROSHARES ULTRASHORT|SHMR|ABN Amro Clearing LLC|5268
GLL|PROSHARES ULTRASHORT|SWIM|TD Ameritrade, Inc.|3608
GLL|PROSHARES ULTRASHORT|UBSA|UBS SECURITIES LLC|2458
GLL|PROSHARES ULTRASHORT|UBSS|UBS Securities LLC|5656
GLL|PROSHARES ULTRASHORT|VGRD|Vanguard Marketing Corporation|644
GLL|PROSHARES ULTRASHORT|VSIN|Vision Financial Markets Llc|15
GLL|PROSHARES ULTRASHORT|WCHV|WELLS FARGO SECURITIES, LLC|864
GLL|PROSHARES ULTRASHORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|107
GLL|PROSHARES ULTRASHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1333
GLL|PROSHARES ULTRASHORT|WSEA|WOLVERINE SECURITIES, LLC|156
GLL|PROSHARES ULTRASHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
GLMD|GALMED PHARMACEUTICA|AGIS|Aegis Capital Corp.|4052
GLMD|GALMED PHARMACEUTICA|ALTX|Alternet Securities Inc.|33817
GLMD|GALMED PHARMACEUTICA|APCC|Apex Clearing Corporation|102453
GLMD|GALMED PHARMACEUTICA|AVON|Avondale Partners, LLC|295
GLMD|GALMED PHARMACEUTICA|BARD|Robert W. Baird & Co. Incorporated|12595
GLMD|GALMED PHARMACEUTICA|BATM|CBOE TRADING, INC.|4309
GLMD|GALMED PHARMACEUTICA|BAYT|BTIG, LLC|2065
GLMD|GALMED PHARMACEUTICA|BIMI|Banca IMI Securities Corp.|4315
GLMD|GALMED PHARMACEUTICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66442
GLMD|GALMED PHARMACEUTICA|BLKX|INSTINET, LLC|9200
GLMD|GALMED PHARMACEUTICA|BRGE|Newbridge Securities Corp.|2000
GLMD|GALMED PHARMACEUTICA|BTIG|BTIG, LLC|3000
GLMD|GALMED PHARMACEUTICA|BYXM|CBOE TRADING, INC.|1000
GLMD|GALMED PHARMACEUTICA|CANT|Cantor Fitzgerald & Co.|100
GLMD|GALMED PHARMACEUTICA|CHAS|Charles Schwab & Co., Inc.|37967
GLMD|GALMED PHARMACEUTICA|CNTR|PRECISION SECURITIES, LLC|9860
GLMD|GALMED PHARMACEUTICA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|314955
GLMD|GALMED PHARMACEUTICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18159
GLMD|GALMED PHARMACEUTICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|342199
GLMD|GALMED PHARMACEUTICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|433764
GLMD|GALMED PHARMACEUTICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|49750
GLMD|GALMED PHARMACEUTICA|DADA|D.A. Davidson & Co.|5900
GLMD|GALMED PHARMACEUTICA|DBAB|Deutsche Bank Securities Inc.|122638
GLMD|GALMED PHARMACEUTICA|DBAX|Deutsche Bank Securities Inc.|148700
GLMD|GALMED PHARMACEUTICA|DEAN|MORGAN STANLEY|5952
GLMD|GALMED PHARMACEUTICA|DEGS|RONIN PROFESSIONAL LLC|81885
GLMD|GALMED PHARMACEUTICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|82347
GLMD|GALMED PHARMACEUTICA|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|20265
GLMD|GALMED PHARMACEUTICA|EBXL|EBX LLC|255300
GLMD|GALMED PHARMACEUTICA|ECUT|CONVERGEX EXECUTION SOLUTIONS|5648
GLMD|GALMED PHARMACEUTICA|EDJO|Edward D. Jones & Co., L.P.|625
GLMD|GALMED PHARMACEUTICA|EGAM|CBOE TRADING, INC.|14914
GLMD|GALMED PHARMACEUTICA|EGAW|CBOE TRADING, INC.|650
GLMD|GALMED PHARMACEUTICA|EGMT|EG MARKET TECHNOLOGIES LLC|600
GLMD|GALMED PHARMACEUTICA|EGXM|CBOE TRADING, INC.|14493
GLMD|GALMED PHARMACEUTICA|EGXW|CBOE TRADING, INC.|732
GLMD|GALMED PHARMACEUTICA|ETBE|Electronic Transaction Clearing, Inc.|5580
GLMD|GALMED PHARMACEUTICA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7439
GLMD|GALMED PHARMACEUTICA|ETCC|Electronic Transaction Clearing, Inc.|1900
GLMD|GALMED PHARMACEUTICA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6
GLMD|GALMED PHARMACEUTICA|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|11653
GLMD|GALMED PHARMACEUTICA|ETRS|E*Trade Securities LLC|1455539
GLMD|GALMED PHARMACEUTICA|FBCO|Credit Suisse Securities (USA) LLC|432204
GLMD|GALMED PHARMACEUTICA|FBSB|U.S. Bancorp Investments, Inc.|150
GLMD|GALMED PHARMACEUTICA|FILL|Tradestation Securities, Inc.|45658
GLMD|GALMED PHARMACEUTICA|FMAF|NBCN Inc./ CDS|3470
GLMD|GALMED PHARMACEUTICA|FMCO|First Manhattan Co|130000
GLMD|GALMED PHARMACEUTICA|FOMA|TD AMERITRADE CLEARING, INC.|1731527
GLMD|GALMED PHARMACEUTICA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2969
GLMD|GALMED PHARMACEUTICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75960
GLMD|GALMED PHARMACEUTICA|FTBR|Foliofn Investments, Inc.|3518
GLMD|GALMED PHARMACEUTICA|GEBB|GLOBAL EXECUTION BROKERS, LP|13725
GLMD|GALMED PHARMACEUTICA|GLPX|ACS EXECUTION SERVICES, LLC|167335
GLMD|GALMED PHARMACEUTICA|GSCO|GOLDMAN SACHS & CO. LLC|540036
GLMD|GALMED PHARMACEUTICA|GSCS|GOLDMAN SACHS & CO. LLC|37548
GLMD|GALMED PHARMACEUTICA|GSLT|GOLDMAN SACHS & CO. LLC|70028
GLMD|GALMED PHARMACEUTICA|GTSZ|GTS SECURITIES LLC|145874
GLMD|GALMED PHARMACEUTICA|HRBF|American Enterprise Investment Services Inc.|21397
GLMD|GALMED PHARMACEUTICA|HSBC|HSBC Securities, Inc.|320
GLMD|GALMED PHARMACEUTICA|IATS|INTERACTIVE BROKERS LLC|76062
GLMD|GALMED PHARMACEUTICA|IBKR|Interactive Brokers Llc|1336453
GLMD|GALMED PHARMACEUTICA|ICBX|INSTINET, LLC|102054
GLMD|GALMED PHARMACEUTICA|INCA|INSTINET, LLC|1237002
GLMD|GALMED PHARMACEUTICA|INJX|INSTINET, LLC|60572
GLMD|GALMED PHARMACEUTICA|ITGI|ITG Inc.|67140
GLMD|GALMED PHARMACEUTICA|ITGP|ITG INC.|104200
GLMD|GALMED PHARMACEUTICA|JANY|Janney Montgomery Scott Inc.|2000
GLMD|GALMED PHARMACEUTICA|JEFF|JEFFERIES LLC|69583
GLMD|GALMED PHARMACEUTICA|JMPT|JUMP TRADING, LLC|46565
GLMD|GALMED PHARMACEUTICA|JONE|JonesTrading|10237
GLMD|GALMED PHARMACEUTICA|JPBX|J.P. MORGAN SECURITIES LLC|200
GLMD|GALMED PHARMACEUTICA|JPMX|J.P. Morgan Securities LLC|376704
GLMD|GALMED PHARMACEUTICA|JSJX|JANE STREET CAPITAL LLC|4487
GLMD|GALMED PHARMACEUTICA|KCGM|VIRTU Americas LLC|252412
GLMD|GALMED PHARMACEUTICA|LAFC|R. F. Lafferty & Co., Inc.|5000
GLMD|GALMED PHARMACEUTICA|LEER|LEERINK PARTNERS LLC|5600
GLMD|GALMED PHARMACEUTICA|LEHM|Barclays Capital Inc./Le|557087
GLMD|GALMED PHARMACEUTICA|LIME|Lime Brokerage LLC|148702
GLMD|GALMED PHARMACEUTICA|LMGP|LIME BROKERAGE LLC|300
GLMD|GALMED PHARMACEUTICA|LOOP|Loop Capital Markets LLC|800
GLMD|GALMED PHARMACEUTICA|LPCM|Lampert Capital Markets Inc.|2500
GLMD|GALMED PHARMACEUTICA|LQNA|LIQUIDNET, INC.|9300
GLMD|GALMED PHARMACEUTICA|LSCI|Lek Securities Corporation|5900
GLMD|GALMED PHARMACEUTICA|LTCO|Ladenburg, Thalmann & Co., Inc.|1600
GLMD|GALMED PHARMACEUTICA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5921
GLMD|GALMED PHARMACEUTICA|MAVB|Great Point Capital LLC|2500
GLMD|GALMED PHARMACEUTICA|MAXM|Maxim Group LLC|451813
GLMD|GALMED PHARMACEUTICA|MBTS|ALLY INVEST SECURITIES LLC|210
GLMD|GALMED PHARMACEUTICA|MICA|Spartan Securities Group, Ltd.|700
GLMD|GALMED PHARMACEUTICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|198384
GLMD|GALMED PHARMACEUTICA|MOTF|MOTIF INVESTING, INC.|53
GLMD|GALMED PHARMACEUTICA|MSCO|MORGAN STANLEY & CO. LLC|1529270
GLMD|GALMED PHARMACEUTICA|MSPL|MORGAN STANLEY & CO. LLC|109100
GLMD|GALMED PHARMACEUTICA|NATL|National Securities Corporation|21697
GLMD|GALMED PHARMACEUTICA|NFSC|National Financial Services LLC|1196821
GLMD|GALMED PHARMACEUTICA|NITE|VIRTU Americas LLC|3589252
GLMD|GALMED PHARMACEUTICA|NQRB|Brut, LLC|17942
GLMD|GALMED PHARMACEUTICA|OPCO|Oppenheimer & Co. Inc.|18469
GLMD|GALMED PHARMACEUTICA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1980
GLMD|GALMED PHARMACEUTICA|PCPT|PHILLIP CAPITAL INC.|860
GLMD|GALMED PHARMACEUTICA|PDQM|CODA MARKETS, INC.|262715
GLMD|GALMED PHARMACEUTICA|POIN|PRECISION SECURITIES, LLC (POIN)|700
GLMD|GALMED PHARMACEUTICA|PREC|PRECISION SECURITIES, LLC|350
GLMD|GALMED PHARMACEUTICA|PWJC|UBS Financial Services, Inc.|16600
GLMD|GALMED PHARMACEUTICA|RAJA|Raymond James & Associates, Inc.|58698
GLMD|GALMED PHARMACEUTICA|RBCM|RBC CAPITAL MARKETS, LLC|22329
GLMD|GALMED PHARMACEUTICA|RGLD|Regal Securities, Inc|100
GLMD|GALMED PHARMACEUTICA|RHCO|Suntrust Robinson Humphrey, Inc.|287195
GLMD|GALMED PHARMACEUTICA|RJLC|RJL CAPITAL GROUP, LLC|1452
GLMD|GALMED PHARMACEUTICA|ROTH|Roth Capital Partners, LLC|50200
GLMD|GALMED PHARMACEUTICA|SAGL|SAGETRADER, LLC|23289
GLMD|GALMED PHARMACEUTICA|SBSH|Citigroup Global Markets Inc.|52522
GLMD|GALMED PHARMACEUTICA|SGMT|GOLDMAN SACHS & CO. LLC|172949
GLMD|GALMED PHARMACEUTICA|SPDR|SPEEDROUTE LLC|201480
GLMD|GALMED PHARMACEUTICA|SPHN|Stephens Inc.|500
GLMD|GALMED PHARMACEUTICA|SPNT|SEVEN POINTS CAPITAL, LLC|1500
GLMD|GALMED PHARMACEUTICA|SPTD|MINT GLOBAL MARKETS, INC.|37969
GLMD|GALMED PHARMACEUTICA|STFL|Stifel, Nicolaus & Company, Incorporated|529203
GLMD|GALMED PHARMACEUTICA|STXG|Stockcross Financial Services, Inc.|1000
GLMD|GALMED PHARMACEUTICA|SWIM|TD Ameritrade, Inc.|1140230
GLMD|GALMED PHARMACEUTICA|SWST|Hilltop Securities Inc.|1454
GLMD|GALMED PHARMACEUTICA|TKNG|ALLY INVEST SECURITIES LLC|18039
GLMD|GALMED PHARMACEUTICA|TRBT|Tradebot Systems, Inc.|18089
GLMD|GALMED PHARMACEUTICA|TRCM|TRC MARKETS LLC|8312
GLMD|GALMED PHARMACEUTICA|TRLN|Tradelink Securities, LLC|56490
GLMD|GALMED PHARMACEUTICA|TWTT|TASTYWORKS, INC.|4580
GLMD|GALMED PHARMACEUTICA|UBSA|UBS SECURITIES LLC|721554
GLMD|GALMED PHARMACEUTICA|UBSS|UBS Securities LLC|970307
GLMD|GALMED PHARMACEUTICA|VALX|VIRTU AMERICAS LLC|19624
GLMD|GALMED PHARMACEUTICA|VGRD|Vanguard Marketing Corporation|77898
GLMD|GALMED PHARMACEUTICA|VSIN|Vision Financial Markets Llc|2070
GLMD|GALMED PHARMACEUTICA|WABR|Wall Street Access|12300
GLMD|GALMED PHARMACEUTICA|WCHV|WELLS FARGO SECURITIES, LLC|62998
GLMD|GALMED PHARMACEUTICA|WEDB|WEDBUSH SECURITIES INC.|1279309
GLMD|GALMED PHARMACEUTICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9940
GLMD|GALMED PHARMACEUTICA|WGIF|CIBC World Markets Inc.|32012
GLMD|GALMED PHARMACEUTICA|WSEA|WOLVERINE SECURITIES, LLC|16423
GLMD|GALMED PHARMACEUTICA|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|8300
GLMD|GALMED PHARMACEUTICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|75780
GLMD|GALMED PHARMACEUTICA|YKNA|COMHAR CAPITAL MARKETS, LLC|17882
GLMD|GALMED PHARMACEUTICA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11161
GLNG|GOLAR LNG LTD     ##|ADAM|CANACCORD GENUITY INC.|2000
GLNG|GOLAR LNG LTD     ##|AGIS|Aegis Capital Corp.|8300
GLNG|GOLAR LNG LTD     ##|ALTX|Alternet Securities Inc.|19229
GLNG|GOLAR LNG LTD     ##|ANOS|ABEL/NOSER, L.L.C.|2500
GLNG|GOLAR LNG LTD     ##|APCC|Apex Clearing Corporation|3643
GLNG|GOLAR LNG LTD     ##|ARSC|ARCTIC SECURITIES LLC|100
GLNG|GOLAR LNG LTD     ##|BARD|Robert W. Baird & Co. Incorporated|739
GLNG|GOLAR LNG LTD     ##|BATM|CBOE TRADING, INC.|16658
GLNG|GOLAR LNG LTD     ##|BAYT|BTIG, LLC|3206
GLNG|GOLAR LNG LTD     ##|BERN|Sanford C. Bernstein & Co., LLC|93722
GLNG|GOLAR LNG LTD     ##|BIDS|BIDS TRADING L.P.|1300
GLNG|GOLAR LNG LTD     ##|BIMI|Banca IMI Securities Corp.|8175
GLNG|GOLAR LNG LTD     ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43277
GLNG|GOLAR LNG LTD     ##|BLKX|INSTINET, LLC|63900
GLNG|GOLAR LNG LTD     ##|BMOC|BMO Capital Markets Corp.|15235
GLNG|GOLAR LNG LTD     ##|BNPX|BNP PARIBAS SECURITIES CORP.|9273
GLNG|GOLAR LNG LTD     ##|BTIG|BTIG, LLC|41085
GLNG|GOLAR LNG LTD     ##|BYXM|CBOE TRADING, INC.|1400
GLNG|GOLAR LNG LTD     ##|BZYD|GOLDMAN SACHS & CO. LLC|670
GLNG|GOLAR LNG LTD     ##|CANT|Cantor Fitzgerald & Co.|14268
GLNG|GOLAR LNG LTD     ##|CHAS|Charles Schwab & Co., Inc.|3148
GLNG|GOLAR LNG LTD     ##|CIST|Capital Institutional Services, Inc.|1505
GLNG|GOLAR LNG LTD     ##|CLSA|CLSA AMERICAS, LLC|2937
GLNG|GOLAR LNG LTD     ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177953
GLNG|GOLAR LNG LTD     ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|61093
GLNG|GOLAR LNG LTD     ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5300
GLNG|GOLAR LNG LTD     ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|847403
GLNG|GOLAR LNG LTD     ##|CTDL|Citadel Derivatives Group Llc|11111
GLNG|GOLAR LNG LTD     ##|CTLR|CUTLER GROUP, LP|3235
GLNG|GOLAR LNG LTD     ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|87440
GLNG|GOLAR LNG LTD     ##|DBAB|Deutsche Bank Securities Inc.|653374
GLNG|GOLAR LNG LTD     ##|DBAX|Deutsche Bank Securities Inc.|628000
GLNG|GOLAR LNG LTD     ##|DBUL|Deutsche Bank Securities Inc.|3308
GLNG|GOLAR LNG LTD     ##|DCHF|Dart Executions, LLC|23915
GLNG|GOLAR LNG LTD     ##|DEAN|MORGAN STANLEY|78711
GLNG|GOLAR LNG LTD     ##|DEGS|RONIN PROFESSIONAL LLC|2300
GLNG|GOLAR LNG LTD     ##|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2709
GLNG|GOLAR LNG LTD     ##|EBXL|EBX LLC|401300
GLNG|GOLAR LNG LTD     ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|127102
GLNG|GOLAR LNG LTD     ##|EDJO|Edward D. Jones & Co., L.P.|637
GLNG|GOLAR LNG LTD     ##|EGAM|CBOE TRADING, INC.|20746
GLNG|GOLAR LNG LTD     ##|EGAW|CBOE TRADING, INC.|341
GLNG|GOLAR LNG LTD     ##|EGMT|EG MARKET TECHNOLOGIES LLC|600
GLNG|GOLAR LNG LTD     ##|EGXM|CBOE TRADING, INC.|19397
GLNG|GOLAR LNG LTD     ##|EGXW|CBOE TRADING, INC.|800
GLNG|GOLAR LNG LTD     ##|ETBE|Electronic Transaction Clearing, Inc.|29957
GLNG|GOLAR LNG LTD     ##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|37559
GLNG|GOLAR LNG LTD     ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3230
GLNG|GOLAR LNG LTD     ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|72982
GLNG|GOLAR LNG LTD     ##|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
GLNG|GOLAR LNG LTD     ##|ETRS|E*Trade Securities LLC|374220
GLNG|GOLAR LNG LTD     ##|FBCO|Credit Suisse Securities (USA) LLC|1034477
GLNG|GOLAR LNG LTD     ##|FILL|Tradestation Securities, Inc.|15662
GLNG|GOLAR LNG LTD     ##|FMAF|NBCN Inc./ CDS|4676
GLNG|GOLAR LNG LTD     ##|FOMA|TD AMERITRADE CLEARING, INC.|376851
GLNG|GOLAR LNG LTD     ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22184
GLNG|GOLAR LNG LTD     ##|FQLS|Quantlab Securities LP|789761
GLNG|GOLAR LNG LTD     ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|227238
GLNG|GOLAR LNG LTD     ##|FTBR|Foliofn Investments, Inc.|2571
GLNG|GOLAR LNG LTD     ##|GEBB|GLOBAL EXECUTION BROKERS, LP|55812
GLNG|GOLAR LNG LTD     ##|GLPX|ACS EXECUTION SERVICES, LLC|43950
GLNG|GOLAR LNG LTD     ##|GSCO|GOLDMAN SACHS & CO. LLC|1274895
GLNG|GOLAR LNG LTD     ##|GSCS|GOLDMAN SACHS & CO. LLC|248019
GLNG|GOLAR LNG LTD     ##|GSLT|GOLDMAN SACHS & CO. LLC|10053
GLNG|GOLAR LNG LTD     ##|GTSZ|GTS SECURITIES LLC|16389
GLNG|GOLAR LNG LTD     ##|HAPX|HAP Trading, LLC|10134
GLNG|GOLAR LNG LTD     ##|HRBF|American Enterprise Investment Services Inc.|9000
GLNG|GOLAR LNG LTD     ##|HSBC|HSBC Securities, Inc.|1542
GLNG|GOLAR LNG LTD     ##|IATS|INTERACTIVE BROKERS LLC|41413
GLNG|GOLAR LNG LTD     ##|IBKR|Interactive Brokers Llc|404576
GLNG|GOLAR LNG LTD     ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|114
GLNG|GOLAR LNG LTD     ##|ICBX|INSTINET, LLC|115832
GLNG|GOLAR LNG LTD     ##|IEQY|CITADEL SECURITIES LLC|114870
GLNG|GOLAR LNG LTD     ##|INCA|INSTINET, LLC|626267
GLNG|GOLAR LNG LTD     ##|INJX|INSTINET, LLC|185635
GLNG|GOLAR LNG LTD     ##|INTL|INTL FCSTONE FINANCIAL INC.|67
GLNG|GOLAR LNG LTD     ##|ITGI|ITG Inc.|43042
GLNG|GOLAR LNG LTD     ##|ITGP|ITG INC.|231800
GLNG|GOLAR LNG LTD     ##|JEFF|JEFFERIES LLC|750653
GLNG|GOLAR LNG LTD     ##|JMPT|JUMP TRADING, LLC|141929
GLNG|GOLAR LNG LTD     ##|JONE|JonesTrading|13201
GLNG|GOLAR LNG LTD     ##|JPBX|J.P. MORGAN SECURITIES LLC|74719
GLNG|GOLAR LNG LTD     ##|JPMX|J.P. Morgan Securities LLC|979394
GLNG|GOLAR LNG LTD     ##|JSJX|JANE STREET CAPITAL LLC|3741
GLNG|GOLAR LNG LTD     ##|JUTA|JUMP TRADING, LLC|100
GLNG|GOLAR LNG LTD     ##|KCGM|VIRTU Americas LLC|142996
GLNG|GOLAR LNG LTD     ##|KCRD|PHX FINANCIAL, INC.|1282
GLNG|GOLAR LNG LTD     ##|LEHM|Barclays Capital Inc./Le|1767644
GLNG|GOLAR LNG LTD     ##|LIME|Lime Brokerage LLC|128258
GLNG|GOLAR LNG LTD     ##|LQNA|LIQUIDNET, INC.|187100
GLNG|GOLAR LNG LTD     ##|LSCI|Lek Securities Corporation|12827
GLNG|GOLAR LNG LTD     ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GLNG|GOLAR LNG LTD     ##|MACQ|Macquarie Capital (USA) Inc.|200
GLNG|GOLAR LNG LTD     ##|MAXM|Maxim Group LLC|14395
GLNG|GOLAR LNG LTD     ##|MBTS|ALLY INVEST SECURITIES LLC|2000
GLNG|GOLAR LNG LTD     ##|MKMP|MKM Partners LLC|500
GLNG|GOLAR LNG LTD     ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|278602
GLNG|GOLAR LNG LTD     ##|MOTF|MOTIF INVESTING, INC.|10
GLNG|GOLAR LNG LTD     ##|MSCO|MORGAN STANLEY & CO. LLC|3746056
GLNG|GOLAR LNG LTD     ##|MSPL|MORGAN STANLEY & CO. LLC|746500
GLNG|GOLAR LNG LTD     ##|MSTX|MORGAN STANLEY & CO. LLC|328200
GLNG|GOLAR LNG LTD     ##|MZHO|Mizuho Securities USA LLC|23200
GLNG|GOLAR LNG LTD     ##|NEED|Needham & Company, LLC|7245
GLNG|GOLAR LNG LTD     ##|NFSC|National Financial Services LLC|399783
GLNG|GOLAR LNG LTD     ##|NITE|VIRTU Americas LLC|1198030
GLNG|GOLAR LNG LTD     ##|NITP|VIRTU Americas LLC|1205
GLNG|GOLAR LNG LTD     ##|NQRB|Brut, LLC|27520
GLNG|GOLAR LNG LTD     ##|NTRC|Northern Trust Securities, Inc.|2068
GLNG|GOLAR LNG LTD     ##|OPCO|Oppenheimer & Co. Inc.|3756
GLNG|GOLAR LNG LTD     ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1056
GLNG|GOLAR LNG LTD     ##|PDQM|CODA MARKETS, INC.|238460
GLNG|GOLAR LNG LTD     ##|PHLY|NASDAQ Execution Services, LLC|8000
GLNG|GOLAR LNG LTD     ##|PIPR|Piper Jaffray & Co.|200
GLNG|GOLAR LNG LTD     ##|PWJC|UBS Financial Services, Inc.|3915
GLNG|GOLAR LNG LTD     ##|RAJA|Raymond James & Associates, Inc.|8521
GLNG|GOLAR LNG LTD     ##|RBCM|RBC CAPITAL MARKETS, LLC|2810
GLNG|GOLAR LNG LTD     ##|RHCO|Suntrust Robinson Humphrey, Inc.|1650
GLNG|GOLAR LNG LTD     ##|SAGL|SAGETRADER, LLC|44015
GLNG|GOLAR LNG LTD     ##|SAGW|SAGETRADER, LLC|500
GLNG|GOLAR LNG LTD     ##|SBSH|Citigroup Global Markets Inc.|448513
GLNG|GOLAR LNG LTD     ##|SGMT|GOLDMAN SACHS & CO. LLC|293354
GLNG|GOLAR LNG LTD     ##|SOGO|Wang Investment Associates, Inc.|660
GLNG|GOLAR LNG LTD     ##|SPDR|SPEEDROUTE LLC|29154
GLNG|GOLAR LNG LTD     ##|SPGS|Sea Port Group Securities, LLC|2140
GLNG|GOLAR LNG LTD     ##|SPNT|SEVEN POINTS CAPITAL, LLC|2200
GLNG|GOLAR LNG LTD     ##|STFL|Stifel, Nicolaus & Company, Incorporated|198724
GLNG|GOLAR LNG LTD     ##|SWIM|TD Ameritrade, Inc.|113478
GLNG|GOLAR LNG LTD     ##|SWST|Hilltop Securities Inc.|200
GLNG|GOLAR LNG LTD     ##|TKNG|ALLY INVEST SECURITIES LLC|7837
GLNG|GOLAR LNG LTD     ##|TMBR|Timber Hill LLC|381
GLNG|GOLAR LNG LTD     ##|TOUR|TOURMALINE PARTNERS, LLC|8000
GLNG|GOLAR LNG LTD     ##|TRBT|Tradebot Systems, Inc.|537926
GLNG|GOLAR LNG LTD     ##|TRCM|TRC MARKETS LLC|505902
GLNG|GOLAR LNG LTD     ##|TWTT|TASTYWORKS, INC.|88
GLNG|GOLAR LNG LTD     ##|UBSA|UBS SECURITIES LLC|1073535
GLNG|GOLAR LNG LTD     ##|UBSS|UBS Securities LLC|2027053
GLNG|GOLAR LNG LTD     ##|VALX|VIRTU AMERICAS LLC|12246
GLNG|GOLAR LNG LTD     ##|VGRD|Vanguard Marketing Corporation|16883
GLNG|GOLAR LNG LTD     ##|WBPX|SUMMIT SECURITIES GROUP, LLC|2200
GLNG|GOLAR LNG LTD     ##|WCHV|WELLS FARGO SECURITIES, LLC|393424
GLNG|GOLAR LNG LTD     ##|WDNX|WEEDEN & CO.L.P.|12000
GLNG|GOLAR LNG LTD     ##|WEDB|WEDBUSH SECURITIES INC.|7653
GLNG|GOLAR LNG LTD     ##|WEED|Weeden & Co.L.P.|3106
GLNG|GOLAR LNG LTD     ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45222
GLNG|GOLAR LNG LTD     ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63576
GLNG|GOLAR LNG LTD     ##|WGIF|CIBC World Markets Inc.|585
GLNG|GOLAR LNG LTD     ##|WSEA|WOLVERINE SECURITIES, LLC|16259
GLNG|GOLAR LNG LTD     ##|XIST|INSTINET, LLC|444092
GLNG|GOLAR LNG LTD     ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|149486
GLNG|GOLAR LNG LTD     ##|YKNA|COMHAR CAPITAL MARKETS, LLC|14957
GLNG|GOLAR LNG LTD     ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2590
GLO|CLOUGH GLOBAL OPPRT|AGIS|Aegis Capital Corp.|2251
GLO|CLOUGH GLOBAL OPPRT|ALTX|Alternet Securities Inc.|3367
GLO|CLOUGH GLOBAL OPPRT|APCC|Apex Clearing Corporation|165
GLO|CLOUGH GLOBAL OPPRT|BARD|Robert W. Baird & Co. Incorporated|500
GLO|CLOUGH GLOBAL OPPRT|BERN|Sanford C. Bernstein & Co., LLC|24
GLO|CLOUGH GLOBAL OPPRT|BNCH|The Benchmark Company, LLC|25825
GLO|CLOUGH GLOBAL OPPRT|BRGE|Newbridge Securities Corp.|5720
GLO|CLOUGH GLOBAL OPPRT|BTIG|BTIG, LLC|600
GLO|CLOUGH GLOBAL OPPRT|CANT|Cantor Fitzgerald & Co.|334
GLO|CLOUGH GLOBAL OPPRT|CHAS|Charles Schwab & Co., Inc.|106
GLO|CLOUGH GLOBAL OPPRT|CIST|Capital Institutional Services, Inc.|850
GLO|CLOUGH GLOBAL OPPRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58620
GLO|CLOUGH GLOBAL OPPRT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2300
GLO|CLOUGH GLOBAL OPPRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31643
GLO|CLOUGH GLOBAL OPPRT|CXCX|CITIGROUP GLOBAL MARKETS INC.|3330
GLO|CLOUGH GLOBAL OPPRT|DBAX|Deutsche Bank Securities Inc.|27400
GLO|CLOUGH GLOBAL OPPRT|DEAN|MORGAN STANLEY|20169
GLO|CLOUGH GLOBAL OPPRT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21072
GLO|CLOUGH GLOBAL OPPRT|EBXL|EBX LLC|33100
GLO|CLOUGH GLOBAL OPPRT|EDJO|Edward D. Jones & Co., L.P.|1119
GLO|CLOUGH GLOBAL OPPRT|EGAM|CBOE TRADING, INC.|8246
GLO|CLOUGH GLOBAL OPPRT|EGXM|CBOE TRADING, INC.|1000
GLO|CLOUGH GLOBAL OPPRT|ESPO|ESPOSITO SECURITIES, LLC|2000
GLO|CLOUGH GLOBAL OPPRT|ETBE|Electronic Transaction Clearing, Inc.|100
GLO|CLOUGH GLOBAL OPPRT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
GLO|CLOUGH GLOBAL OPPRT|ETRS|E*Trade Securities LLC|173542
GLO|CLOUGH GLOBAL OPPRT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31828
GLO|CLOUGH GLOBAL OPPRT|FTBR|Foliofn Investments, Inc.|307
GLO|CLOUGH GLOBAL OPPRT|GLIS|TD Securities Inc|240
GLO|CLOUGH GLOBAL OPPRT|GLPX|ACS EXECUTION SERVICES, LLC|2538
GLO|CLOUGH GLOBAL OPPRT|GSCO|GOLDMAN SACHS & CO. LLC|3725
GLO|CLOUGH GLOBAL OPPRT|GSLT|GOLDMAN SACHS & CO. LLC|700
GLO|CLOUGH GLOBAL OPPRT|HRBF|American Enterprise Investment Services Inc.|41621
GLO|CLOUGH GLOBAL OPPRT|IATS|INTERACTIVE BROKERS LLC|7938
GLO|CLOUGH GLOBAL OPPRT|IBKR|Interactive Brokers Llc|36835
GLO|CLOUGH GLOBAL OPPRT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1160
GLO|CLOUGH GLOBAL OPPRT|ICBX|INSTINET, LLC|8407
GLO|CLOUGH GLOBAL OPPRT|INCA|INSTINET, LLC|2367
GLO|CLOUGH GLOBAL OPPRT|ITGI|ITG Inc.|10992
GLO|CLOUGH GLOBAL OPPRT|ITGP|ITG INC.|12600
GLO|CLOUGH GLOBAL OPPRT|JANY|Janney Montgomery Scott Inc.|9710
GLO|CLOUGH GLOBAL OPPRT|JMPT|JUMP TRADING, LLC|488
GLO|CLOUGH GLOBAL OPPRT|JONE|JonesTrading|21677
GLO|CLOUGH GLOBAL OPPRT|JPMX|J.P. Morgan Securities LLC|14960
GLO|CLOUGH GLOBAL OPPRT|JSJX|JANE STREET CAPITAL LLC|300
GLO|CLOUGH GLOBAL OPPRT|KCGM|VIRTU Americas LLC|12383
GLO|CLOUGH GLOBAL OPPRT|LEHM|Barclays Capital Inc./Le|12900
GLO|CLOUGH GLOBAL OPPRT|LGNT|COR CLEARING LLC|2
GLO|CLOUGH GLOBAL OPPRT|LIME|Lime Brokerage LLC|186
GLO|CLOUGH GLOBAL OPPRT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
GLO|CLOUGH GLOBAL OPPRT|MAXM|Maxim Group LLC|1000
GLO|CLOUGH GLOBAL OPPRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36462
GLO|CLOUGH GLOBAL OPPRT|MSCO|MORGAN STANLEY & CO. LLC|94707
GLO|CLOUGH GLOBAL OPPRT|MSPL|MORGAN STANLEY & CO. LLC|9400
GLO|CLOUGH GLOBAL OPPRT|NFSC|National Financial Services LLC|205676
GLO|CLOUGH GLOBAL OPPRT|NITE|VIRTU Americas LLC|327987
GLO|CLOUGH GLOBAL OPPRT|NQRB|Brut, LLC|4334
GLO|CLOUGH GLOBAL OPPRT|OPCO|Oppenheimer & Co. Inc.|1513
GLO|CLOUGH GLOBAL OPPRT|OTAA|OTA LLC|5900
GLO|CLOUGH GLOBAL OPPRT|PDQM|CODA MARKETS, INC.|9470
GLO|CLOUGH GLOBAL OPPRT|PWJC|UBS Financial Services, Inc.|30675
GLO|CLOUGH GLOBAL OPPRT|RBCM|RBC CAPITAL MARKETS, LLC|35510
GLO|CLOUGH GLOBAL OPPRT|SAGC|SAGETRADER, LLC|200
GLO|CLOUGH GLOBAL OPPRT|SAGL|SAGETRADER, LLC|800
GLO|CLOUGH GLOBAL OPPRT|SALI|INTL FCSTONE FINANCIAL INC.|11
GLO|CLOUGH GLOBAL OPPRT|SBSH|Citigroup Global Markets Inc.|5966
GLO|CLOUGH GLOBAL OPPRT|SGMT|GOLDMAN SACHS & CO. LLC|13338
GLO|CLOUGH GLOBAL OPPRT|SPDR|SPEEDROUTE LLC|100
GLO|CLOUGH GLOBAL OPPRT|SPHN|Stephens Inc.|399
GLO|CLOUGH GLOBAL OPPRT|STFL|Stifel, Nicolaus & Company, Incorporated|1046
GLO|CLOUGH GLOBAL OPPRT|SWIM|TD Ameritrade, Inc.|23793
GLO|CLOUGH GLOBAL OPPRT|SWST|Hilltop Securities Inc.|4411
GLO|CLOUGH GLOBAL OPPRT|TKNG|ALLY INVEST SECURITIES LLC|4817
GLO|CLOUGH GLOBAL OPPRT|TRBT|Tradebot Systems, Inc.|1200
GLO|CLOUGH GLOBAL OPPRT|TWTT|TASTYWORKS, INC.|245
GLO|CLOUGH GLOBAL OPPRT|UBSA|UBS SECURITIES LLC|41003
GLO|CLOUGH GLOBAL OPPRT|UBSS|UBS Securities LLC|101602
GLO|CLOUGH GLOBAL OPPRT|VALX|VIRTU AMERICAS LLC|701
GLO|CLOUGH GLOBAL OPPRT|VGRD|Vanguard Marketing Corporation|34821
GLO|CLOUGH GLOBAL OPPRT|WABR|Wall Street Access|600
GLO|CLOUGH GLOBAL OPPRT|WBET|Wallachbeth Capital LLC|600
GLO|CLOUGH GLOBAL OPPRT|WCHV|WELLS FARGO SECURITIES, LLC|89638
GLO|CLOUGH GLOBAL OPPRT|WEDB|WEDBUSH SECURITIES INC.|922
GLO|CLOUGH GLOBAL OPPRT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3913
GLO|CLOUGH GLOBAL OPPRT|WSEA|WOLVERINE SECURITIES, LLC|9470
GLO|CLOUGH GLOBAL OPPRT|XSTM|NATIONAL FINANCIAL SERVICES LLC|23654
GLO|CLOUGH GLOBAL OPPRT|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
GLO|CLOUGH GLOBAL OPPRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12755
GLOB|GLOBANT S.A.|AGIS|Aegis Capital Corp.|300
GLOB|GLOBANT S.A.|ALTX|Alternet Securities Inc.|81305
GLOB|GLOBANT S.A.|AMRI|AMERICAS EXECUTIONS, LLC|1530
GLOB|GLOBANT S.A.|ANDG|Andrew Garrett Inc.|20981
GLOB|GLOBANT S.A.|APCC|Apex Clearing Corporation|571
GLOB|GLOBANT S.A.|AQUA|AQUA SECURITIES L.P.|3000
GLOB|GLOBANT S.A.|BARD|Robert W. Baird & Co. Incorporated|521
GLOB|GLOBANT S.A.|BATM|CBOE TRADING, INC.|3932
GLOB|GLOBANT S.A.|BAYC|BAY CREST PARTNERS, LLC|21234
GLOB|GLOBANT S.A.|BAYT|BTIG, LLC|1100
GLOB|GLOBANT S.A.|BBNT|BB&T SECURITIES, LLC|173
GLOB|GLOBANT S.A.|BERN|Sanford C. Bernstein & Co., LLC|75614
GLOB|GLOBANT S.A.|BIDS|BIDS TRADING L.P.|109200
GLOB|GLOBANT S.A.|BIMI|Banca IMI Securities Corp.|5783
GLOB|GLOBANT S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|884
GLOB|GLOBANT S.A.|BLKX|INSTINET, LLC|85976
GLOB|GLOBANT S.A.|BTIG|BTIG, LLC|4100
GLOB|GLOBANT S.A.|BYXM|CBOE TRADING, INC.|310
GLOB|GLOBANT S.A.|BZYD|GOLDMAN SACHS & CO. LLC|749
GLOB|GLOBANT S.A.|CANT|Cantor Fitzgerald & Co.|3500
GLOB|GLOBANT S.A.|CBLC|CITIGROUP GLOBAL MARKETS INC.|40400
GLOB|GLOBANT S.A.|CHAS|Charles Schwab & Co., Inc.|3644
GLOB|GLOBANT S.A.|CLSA|CLSA AMERICAS, LLC|1700
GLOB|GLOBANT S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94123
GLOB|GLOBANT S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|91053
GLOB|GLOBANT S.A.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3450
GLOB|GLOBANT S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330040
GLOB|GLOBANT S.A.|CTDL|Citadel Derivatives Group Llc|462
GLOB|GLOBANT S.A.|CTLR|CUTLER GROUP, LP|49
GLOB|GLOBANT S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|46472
GLOB|GLOBANT S.A.|DADA|D.A. Davidson & Co.|489
GLOB|GLOBANT S.A.|DBAB|Deutsche Bank Securities Inc.|60282
GLOB|GLOBANT S.A.|DBAX|Deutsche Bank Securities Inc.|216100
GLOB|GLOBANT S.A.|DBUL|Deutsche Bank Securities Inc.|900
GLOB|GLOBANT S.A.|DCHF|Dart Executions, LLC|414
GLOB|GLOBANT S.A.|DEAN|MORGAN STANLEY|1472
GLOB|GLOBANT S.A.|DEGS|RONIN PROFESSIONAL LLC|3309
GLOB|GLOBANT S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
GLOB|GLOBANT S.A.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|750
GLOB|GLOBANT S.A.|EBXL|EBX LLC|161000
GLOB|GLOBANT S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|8597
GLOB|GLOBANT S.A.|EDJO|Edward D. Jones & Co., L.P.|54
GLOB|GLOBANT S.A.|EGAM|CBOE TRADING, INC.|11679
GLOB|GLOBANT S.A.|EGAW|CBOE TRADING, INC.|229
GLOB|GLOBANT S.A.|EGMT|EG MARKET TECHNOLOGIES LLC|500
GLOB|GLOBANT S.A.|EGXM|CBOE TRADING, INC.|2356
GLOB|GLOBANT S.A.|EGXW|CBOE TRADING, INC.|240
GLOB|GLOBANT S.A.|ETBE|Electronic Transaction Clearing, Inc.|2100
GLOB|GLOBANT S.A.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
GLOB|GLOBANT S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29963
GLOB|GLOBANT S.A.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|500
GLOB|GLOBANT S.A.|ETRS|E*Trade Securities LLC|16115
GLOB|GLOBANT S.A.|FBSB|U.S. Bancorp Investments, Inc.|12
GLOB|GLOBANT S.A.|FILL|Tradestation Securities, Inc.|805
GLOB|GLOBANT S.A.|FMAF|NBCN Inc./ CDS|348
GLOB|GLOBANT S.A.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|55
GLOB|GLOBANT S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41320
GLOB|GLOBANT S.A.|FTBR|Foliofn Investments, Inc.|2850
GLOB|GLOBANT S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|1325
GLOB|GLOBANT S.A.|GLIS|TD Securities Inc|50
GLOB|GLOBANT S.A.|GLPX|ACS EXECUTION SERVICES, LLC|89108
GLOB|GLOBANT S.A.|GSCO|GOLDMAN SACHS & CO. LLC|321844
GLOB|GLOBANT S.A.|GSCS|GOLDMAN SACHS & CO. LLC|16843
GLOB|GLOBANT S.A.|GSLT|GOLDMAN SACHS & CO. LLC|4358
GLOB|GLOBANT S.A.|GTSZ|GTS SECURITIES LLC|44394
GLOB|GLOBANT S.A.|HRBF|American Enterprise Investment Services Inc.|5539
GLOB|GLOBANT S.A.|IATS|INTERACTIVE BROKERS LLC|13999
GLOB|GLOBANT S.A.|IBKR|Interactive Brokers Llc|20399
GLOB|GLOBANT S.A.|ICBX|INSTINET, LLC|91449
GLOB|GLOBANT S.A.|INCA|INSTINET, LLC|144390
GLOB|GLOBANT S.A.|INJX|INSTINET, LLC|862
GLOB|GLOBANT S.A.|INTL|INTL FCSTONE FINANCIAL INC.|17196
GLOB|GLOBANT S.A.|ITGI|ITG Inc.|41323
GLOB|GLOBANT S.A.|ITGP|ITG INC.|105000
GLOB|GLOBANT S.A.|JANY|Janney Montgomery Scott Inc.|5110
GLOB|GLOBANT S.A.|JEFF|JEFFERIES LLC|67663
GLOB|GLOBANT S.A.|JMPT|JUMP TRADING, LLC|19421
GLOB|GLOBANT S.A.|JONE|JonesTrading|662
GLOB|GLOBANT S.A.|JPBX|J.P. MORGAN SECURITIES LLC|39562
GLOB|GLOBANT S.A.|JPMX|J.P. Morgan Securities LLC|559216
GLOB|GLOBANT S.A.|JSJX|JANE STREET CAPITAL LLC|15086
GLOB|GLOBANT S.A.|KCGM|VIRTU Americas LLC|72666
GLOB|GLOBANT S.A.|LEHM|Barclays Capital Inc./Le|217300
GLOB|GLOBANT S.A.|LIME|Lime Brokerage LLC|20217
GLOB|GLOBANT S.A.|LIWE|LIME BROKERAGE LLC|5738
GLOB|GLOBANT S.A.|LMNX|LUMINEX TRADING & ANALYTICS LLC|85570
GLOB|GLOBANT S.A.|LQNA|LIQUIDNET, INC.|160800
GLOB|GLOBANT S.A.|LQNB|LIQUIDNET, INC.|106900
GLOB|GLOBANT S.A.|LSCI|Lek Securities Corporation|14
GLOB|GLOBANT S.A.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
GLOB|GLOBANT S.A.|MAXM|Maxim Group LLC|2620
GLOB|GLOBANT S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98026
GLOB|GLOBANT S.A.|MSCO|MORGAN STANLEY & CO. LLC|460707
GLOB|GLOBANT S.A.|MSPL|MORGAN STANLEY & CO. LLC|270900
GLOB|GLOBANT S.A.|MSTX|MORGAN STANLEY & CO. LLC|17600
GLOB|GLOBANT S.A.|NFSC|National Financial Services LLC|49385
GLOB|GLOBANT S.A.|NITE|VIRTU Americas LLC|180460
GLOB|GLOBANT S.A.|NITP|VIRTU Americas LLC|200
GLOB|GLOBANT S.A.|NQRB|Brut, LLC|5009
GLOB|GLOBANT S.A.|OPCO|Oppenheimer & Co. Inc.|4685
GLOB|GLOBANT S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|510
GLOB|GLOBANT S.A.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|15000
GLOB|GLOBANT S.A.|PDQM|CODA MARKETS, INC.|111116
GLOB|GLOBANT S.A.|PHLY|NASDAQ Execution Services, LLC|400
GLOB|GLOBANT S.A.|PREC|PRECISION SECURITIES, LLC|500
GLOB|GLOBANT S.A.|QMSR|QUATTRO M SECURITIES INC.|5528
GLOB|GLOBANT S.A.|RBCM|RBC CAPITAL MARKETS, LLC|7624
GLOB|GLOBANT S.A.|RGLD|Regal Securities, Inc|50
GLOB|GLOBANT S.A.|RJLC|RJL CAPITAL GROUP, LLC|2300
GLOB|GLOBANT S.A.|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|16496
GLOB|GLOBANT S.A.|SAGL|SAGETRADER, LLC|7470
GLOB|GLOBANT S.A.|SANT|Santander Investment Securities Inc.|10512
GLOB|GLOBANT S.A.|SBSH|Citigroup Global Markets Inc.|30887
GLOB|GLOBANT S.A.|SGMT|GOLDMAN SACHS & CO. LLC|184885
GLOB|GLOBANT S.A.|SPDR|SPEEDROUTE LLC|53365
GLOB|GLOBANT S.A.|SPHN|Stephens Inc.|100
GLOB|GLOBANT S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|7438
GLOB|GLOBANT S.A.|STKP|STOCKPILE INVESTMENTS, INC.|20
GLOB|GLOBANT S.A.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1400
GLOB|GLOBANT S.A.|SWIM|TD Ameritrade, Inc.|23972
GLOB|GLOBANT S.A.|TKNG|ALLY INVEST SECURITIES LLC|85
GLOB|GLOBANT S.A.|TRBT|Tradebot Systems, Inc.|102321
GLOB|GLOBANT S.A.|TRCM|TRC MARKETS LLC|42491
GLOB|GLOBANT S.A.|UBSS|UBS Securities LLC|488286
GLOB|GLOBANT S.A.|VALX|VIRTU AMERICAS LLC|6643
GLOB|GLOBANT S.A.|VGRD|Vanguard Marketing Corporation|1127
GLOB|GLOBANT S.A.|WABR|Wall Street Access|21760
GLOB|GLOBANT S.A.|WBLR|WILLIAM BLAIR|625
GLOB|GLOBANT S.A.|WBPX|SUMMIT SECURITIES GROUP, LLC|1450
GLOB|GLOBANT S.A.|WCHV|WELLS FARGO SECURITIES, LLC|17491
GLOB|GLOBANT S.A.|WEDB|WEDBUSH SECURITIES INC.|100
GLOB|GLOBANT S.A.|WEED|Weeden & Co.L.P.|11570
GLOB|GLOBANT S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|624
GLOB|GLOBANT S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5218
GLOB|GLOBANT S.A.|WSAG|WALL STREET ACCESS|3550
GLOB|GLOBANT S.A.|WSEA|WOLVERINE SECURITIES, LLC|204
GLOB|GLOBANT S.A.|XIST|INSTINET, LLC|19400
GLOB|GLOBANT S.A.|XPUS|XP SECURITIES, LLC|483
GLOB|GLOBANT S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|25978
GLOB|GLOBANT S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|10753
GLOB|GLOBANT S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|716
GLOG|GASLOG LTD.|ALTX|Alternet Securities Inc.|300
GLOG|GASLOG LTD.|APCC|Apex Clearing Corporation|13
GLOG|GASLOG LTD.|BATM|CBOE TRADING, INC.|1846
GLOG|GASLOG LTD.|BBNT|BB&T SECURITIES, LLC|100
GLOG|GASLOG LTD.|BERN|Sanford C. Bernstein & Co., LLC|1147
GLOG|GASLOG LTD.|BIMI|Banca IMI Securities Corp.|25
GLOG|GASLOG LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|475
GLOG|GASLOG LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|3703
GLOG|GASLOG LTD.|BTIG|BTIG, LLC|2200
GLOG|GASLOG LTD.|BYXM|CBOE TRADING, INC.|100
GLOG|GASLOG LTD.|BZYD|GOLDMAN SACHS & CO. LLC|732
GLOG|GASLOG LTD.|CANT|Cantor Fitzgerald & Co.|700
GLOG|GASLOG LTD.|CHAS|Charles Schwab & Co., Inc.|4812
GLOG|GASLOG LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5637
GLOG|GASLOG LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
GLOG|GASLOG LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|91401
GLOG|GASLOG LTD.|CTDL|Citadel Derivatives Group Llc|4532
GLOG|GASLOG LTD.|CTLR|CUTLER GROUP, LP|200
GLOG|GASLOG LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|63120
GLOG|GASLOG LTD.|DBAB|Deutsche Bank Securities Inc.|7770
GLOG|GASLOG LTD.|DBAX|Deutsche Bank Securities Inc.|122800
GLOG|GASLOG LTD.|DBUL|Deutsche Bank Securities Inc.|900
GLOG|GASLOG LTD.|DEAN|MORGAN STANLEY|9002
GLOG|GASLOG LTD.|DEGS|RONIN PROFESSIONAL LLC|2954
GLOG|GASLOG LTD.|EBXL|EBX LLC|29600
GLOG|GASLOG LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|8338
GLOG|GASLOG LTD.|EGAM|CBOE TRADING, INC.|2203
GLOG|GASLOG LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|100
GLOG|GASLOG LTD.|EGXM|CBOE TRADING, INC.|600
GLOG|GASLOG LTD.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
GLOG|GASLOG LTD.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
GLOG|GASLOG LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1006
GLOG|GASLOG LTD.|ETRS|E*Trade Securities LLC|11158
GLOG|GASLOG LTD.|FILL|Tradestation Securities, Inc.|1300
GLOG|GASLOG LTD.|FQLS|Quantlab Securities LP|44782
GLOG|GASLOG LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58095
GLOG|GASLOG LTD.|FTBR|Foliofn Investments, Inc.|623
GLOG|GASLOG LTD.|GLPX|ACS EXECUTION SERVICES, LLC|368
GLOG|GASLOG LTD.|GSCO|GOLDMAN SACHS & CO. LLC|65412
GLOG|GASLOG LTD.|GSCS|GOLDMAN SACHS & CO. LLC|3100
GLOG|GASLOG LTD.|GSLT|GOLDMAN SACHS & CO. LLC|1023
GLOG|GASLOG LTD.|GTSZ|GTS SECURITIES LLC|26870
GLOG|GASLOG LTD.|HRBF|American Enterprise Investment Services Inc.|2254
GLOG|GASLOG LTD.|HSBC|HSBC Securities, Inc.|600
GLOG|GASLOG LTD.|IATS|INTERACTIVE BROKERS LLC|5950
GLOG|GASLOG LTD.|IBKR|Interactive Brokers Llc|10140
GLOG|GASLOG LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|82
GLOG|GASLOG LTD.|ICBX|INSTINET, LLC|27497
GLOG|GASLOG LTD.|IEQY|CITADEL SECURITIES LLC|7063
GLOG|GASLOG LTD.|INCA|INSTINET, LLC|64276
GLOG|GASLOG LTD.|INJX|INSTINET, LLC|5115
GLOG|GASLOG LTD.|ITGI|ITG Inc.|9414
GLOG|GASLOG LTD.|ITGP|ITG INC.|68800
GLOG|GASLOG LTD.|JEFF|JEFFERIES LLC|18376
GLOG|GASLOG LTD.|JMPT|JUMP TRADING, LLC|1174
GLOG|GASLOG LTD.|JPBX|J.P. MORGAN SECURITIES LLC|15470
GLOG|GASLOG LTD.|JPMX|J.P. Morgan Securities LLC|182061
GLOG|GASLOG LTD.|JSJX|JANE STREET CAPITAL LLC|5697
GLOG|GASLOG LTD.|KCGM|VIRTU Americas LLC|14893
GLOG|GASLOG LTD.|LEHM|Barclays Capital Inc./Le|131832
GLOG|GASLOG LTD.|LIME|Lime Brokerage LLC|6880
GLOG|GASLOG LTD.|LMNX|LUMINEX TRADING & ANALYTICS LLC|30000
GLOG|GASLOG LTD.|LQNA|LIQUIDNET, INC.|21200
GLOG|GASLOG LTD.|LSCI|Lek Securities Corporation|27400
GLOG|GASLOG LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|133264
GLOG|GASLOG LTD.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2880
GLOG|GASLOG LTD.|MSCO|MORGAN STANLEY & CO. LLC|171999
GLOG|GASLOG LTD.|MSPL|MORGAN STANLEY & CO. LLC|230000
GLOG|GASLOG LTD.|MSTX|MORGAN STANLEY & CO. LLC|40700
GLOG|GASLOG LTD.|NATL|National Securities Corporation|6728
GLOG|GASLOG LTD.|NFSC|National Financial Services LLC|86587
GLOG|GASLOG LTD.|NITE|VIRTU Americas LLC|156798
GLOG|GASLOG LTD.|NITP|VIRTU Americas LLC|1242
GLOG|GASLOG LTD.|NQRB|Brut, LLC|300
GLOG|GASLOG LTD.|NTRC|Northern Trust Securities, Inc.|2244
GLOG|GASLOG LTD.|PDQM|CODA MARKETS, INC.|4053
GLOG|GASLOG LTD.|PWJC|UBS Financial Services, Inc.|851
GLOG|GASLOG LTD.|RBCM|RBC CAPITAL MARKETS, LLC|9124
GLOG|GASLOG LTD.|RHCO|Suntrust Robinson Humphrey, Inc.|9300
GLOG|GASLOG LTD.|SBSH|Citigroup Global Markets Inc.|32612
GLOG|GASLOG LTD.|SGMT|GOLDMAN SACHS & CO. LLC|61610
GLOG|GASLOG LTD.|SPDR|SPEEDROUTE LLC|2587
GLOG|GASLOG LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|8126
GLOG|GASLOG LTD.|STKP|STOCKPILE INVESTMENTS, INC.|22
GLOG|GASLOG LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
GLOG|GASLOG LTD.|SWIM|TD Ameritrade, Inc.|13209
GLOG|GASLOG LTD.|TKNG|ALLY INVEST SECURITIES LLC|1058
GLOG|GASLOG LTD.|TRBT|Tradebot Systems, Inc.|3127
GLOG|GASLOG LTD.|TRCM|TRC MARKETS LLC|11775
GLOG|GASLOG LTD.|UBSA|UBS SECURITIES LLC|40459
GLOG|GASLOG LTD.|UBSS|UBS Securities LLC|159637
GLOG|GASLOG LTD.|VALX|VIRTU AMERICAS LLC|34726
GLOG|GASLOG LTD.|VGRD|Vanguard Marketing Corporation|7100
GLOG|GASLOG LTD.|WCHV|WELLS FARGO SECURITIES, LLC|15562
GLOG|GASLOG LTD.|WDNX|WEEDEN & CO.L.P.|1580
GLOG|GASLOG LTD.|WEDB|WEDBUSH SECURITIES INC.|1000
GLOG|GASLOG LTD.|WEED|Weeden & Co.L.P.|5200
GLOG|GASLOG LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3108
GLOG|GASLOG LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7125
GLOG|GASLOG LTD.|WOLF|Wolfe Trahan Securities|700
GLOG|GASLOG LTD.|WSEA|WOLVERINE SECURITIES, LLC|1283
GLOG|GASLOG LTD.|XIST|INSTINET, LLC|47000
GLOG|GASLOG LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14996
GLOG|GASLOG LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|87
GLOG|GASLOG LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|455
GLOG$A|GASLOG LTD 8.75 PFD|APCC|Apex Clearing Corporation|370
GLOG$A|GASLOG LTD 8.75 PFD|BATM|CBOE TRADING, INC.|200
GLOG$A|GASLOG LTD 8.75 PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|540
GLOG$A|GASLOG LTD 8.75 PFD|CHAS|Charles Schwab & Co., Inc.|322
GLOG$A|GASLOG LTD 8.75 PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GLOG$A|GASLOG LTD 8.75 PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GLOG$A|GASLOG LTD 8.75 PFD|DBAX|Deutsche Bank Securities Inc.|2400
GLOG$A|GASLOG LTD 8.75 PFD|ETRS|E*Trade Securities LLC|1635
GLOG$A|GASLOG LTD 8.75 PFD|GSCS|GOLDMAN SACHS & CO. LLC|100
GLOG$A|GASLOG LTD 8.75 PFD|GTSZ|GTS SECURITIES LLC|200
GLOG$A|GASLOG LTD 8.75 PFD|IBKR|Interactive Brokers Llc|767
GLOG$A|GASLOG LTD 8.75 PFD|INCA|INSTINET, LLC|200
GLOG$A|GASLOG LTD 8.75 PFD|LEHM|Barclays Capital Inc./Le|200
GLOG$A|GASLOG LTD 8.75 PFD|LIME|Lime Brokerage LLC|1300
GLOG$A|GASLOG LTD 8.75 PFD|MSCO|MORGAN STANLEY & CO. LLC|3506
GLOG$A|GASLOG LTD 8.75 PFD|NFSC|National Financial Services LLC|2231
GLOG$A|GASLOG LTD 8.75 PFD|NITE|VIRTU Americas LLC|9829
GLOG$A|GASLOG LTD 8.75 PFD|NQRB|Brut, LLC|78
GLOG$A|GASLOG LTD 8.75 PFD|PDQM|CODA MARKETS, INC.|100
GLOG$A|GASLOG LTD 8.75 PFD|PWJC|UBS Financial Services, Inc.|29296
GLOG$A|GASLOG LTD 8.75 PFD|STFL|Stifel, Nicolaus & Company, Incorporated|1880
GLOG$A|GASLOG LTD 8.75 PFD|SWIM|TD Ameritrade, Inc.|2243
GLOG$A|GASLOG LTD 8.75 PFD|UBSA|UBS SECURITIES LLC|2400
GLOG$A|GASLOG LTD 8.75 PFD|UBSS|UBS Securities LLC|38343
GLOG$A|GASLOG LTD 8.75 PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|490
GLOP|GASLOG PARTNERS LP|APCC|Apex Clearing Corporation|347
GLOP|GASLOG PARTNERS LP|BANK|Primevest Financial Services, Inc.|1001
GLOP|GASLOG PARTNERS LP|BARD|Robert W. Baird & Co. Incorporated|5306
GLOP|GASLOG PARTNERS LP|BATM|CBOE TRADING, INC.|302
GLOP|GASLOG PARTNERS LP|BAYT|BTIG, LLC|1636
GLOP|GASLOG PARTNERS LP|BBNT|BB&T SECURITIES, LLC|1191
GLOP|GASLOG PARTNERS LP|BERN|Sanford C. Bernstein & Co., LLC|4600
GLOP|GASLOG PARTNERS LP|BIDS|BIDS TRADING L.P.|13100
GLOP|GASLOG PARTNERS LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10762
GLOP|GASLOG PARTNERS LP|BNPX|BNP PARIBAS SECURITIES CORP.|67
GLOP|GASLOG PARTNERS LP|BTIG|BTIG, LLC|62100
GLOP|GASLOG PARTNERS LP|BYXM|CBOE TRADING, INC.|20
GLOP|GASLOG PARTNERS LP|CANT|Cantor Fitzgerald & Co.|650
GLOP|GASLOG PARTNERS LP|CHAS|Charles Schwab & Co., Inc.|5259
GLOP|GASLOG PARTNERS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3761
GLOP|GASLOG PARTNERS LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25
GLOP|GASLOG PARTNERS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33707
GLOP|GASLOG PARTNERS LP|CTDL|Citadel Derivatives Group Llc|4665
GLOP|GASLOG PARTNERS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12894
GLOP|GASLOG PARTNERS LP|DBAB|Deutsche Bank Securities Inc.|7900
GLOP|GASLOG PARTNERS LP|DBAX|Deutsche Bank Securities Inc.|44800
GLOP|GASLOG PARTNERS LP|DEAN|MORGAN STANLEY|26542
GLOP|GASLOG PARTNERS LP|DEGS|RONIN PROFESSIONAL LLC|4474
GLOP|GASLOG PARTNERS LP|EBXL|EBX LLC|65300
GLOP|GASLOG PARTNERS LP|EDJO|Edward D. Jones & Co., L.P.|1680
GLOP|GASLOG PARTNERS LP|EGAM|CBOE TRADING, INC.|7088
GLOP|GASLOG PARTNERS LP|EGXM|CBOE TRADING, INC.|810
GLOP|GASLOG PARTNERS LP|EGXW|CBOE TRADING, INC.|4
GLOP|GASLOG PARTNERS LP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1202
GLOP|GASLOG PARTNERS LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
GLOP|GASLOG PARTNERS LP|ETCB|ETC BROKERAGE SERVICES, LLC|39
GLOP|GASLOG PARTNERS LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
GLOP|GASLOG PARTNERS LP|ETRS|E*Trade Securities LLC|53457
GLOP|GASLOG PARTNERS LP|FBSB|U.S. Bancorp Investments, Inc.|3000
GLOP|GASLOG PARTNERS LP|FILL|Tradestation Securities, Inc.|200
GLOP|GASLOG PARTNERS LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3717
GLOP|GASLOG PARTNERS LP|FTBR|Foliofn Investments, Inc.|161
GLOP|GASLOG PARTNERS LP|GEBB|GLOBAL EXECUTION BROKERS, LP|800
GLOP|GASLOG PARTNERS LP|GLPX|ACS EXECUTION SERVICES, LLC|836
GLOP|GASLOG PARTNERS LP|GSCO|GOLDMAN SACHS & CO. LLC|10992
GLOP|GASLOG PARTNERS LP|GSCS|GOLDMAN SACHS & CO. LLC|9725
GLOP|GASLOG PARTNERS LP|GSLT|GOLDMAN SACHS & CO. LLC|430
GLOP|GASLOG PARTNERS LP|GTSZ|GTS SECURITIES LLC|6105
GLOP|GASLOG PARTNERS LP|HRBF|American Enterprise Investment Services Inc.|1671
GLOP|GASLOG PARTNERS LP|IATS|INTERACTIVE BROKERS LLC|1650
GLOP|GASLOG PARTNERS LP|IBKR|Interactive Brokers Llc|12334
GLOP|GASLOG PARTNERS LP|ICBX|INSTINET, LLC|27089
GLOP|GASLOG PARTNERS LP|INCA|INSTINET, LLC|3460
GLOP|GASLOG PARTNERS LP|ITGI|ITG Inc.|1200
GLOP|GASLOG PARTNERS LP|ITGP|ITG INC.|22200
GLOP|GASLOG PARTNERS LP|JANY|Janney Montgomery Scott Inc.|3872
GLOP|GASLOG PARTNERS LP|JEFF|JEFFERIES LLC|135
GLOP|GASLOG PARTNERS LP|JMPT|JUMP TRADING, LLC|1555
GLOP|GASLOG PARTNERS LP|JPMX|J.P. Morgan Securities LLC|49965
GLOP|GASLOG PARTNERS LP|JSJX|JANE STREET CAPITAL LLC|2286
GLOP|GASLOG PARTNERS LP|KCGM|VIRTU Americas LLC|8785
GLOP|GASLOG PARTNERS LP|LEHM|Barclays Capital Inc./Le|40869
GLOP|GASLOG PARTNERS LP|LIME|Lime Brokerage LLC|8163
GLOP|GASLOG PARTNERS LP|LQNA|LIQUIDNET, INC.|600
GLOP|GASLOG PARTNERS LP|LQNB|LIQUIDNET, INC.|13000
GLOP|GASLOG PARTNERS LP|LSCI|Lek Securities Corporation|1121
GLOP|GASLOG PARTNERS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16140
GLOP|GASLOG PARTNERS LP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|790
GLOP|GASLOG PARTNERS LP|MSCO|MORGAN STANLEY & CO. LLC|89355
GLOP|GASLOG PARTNERS LP|MSPL|MORGAN STANLEY & CO. LLC|35800
GLOP|GASLOG PARTNERS LP|NFSC|National Financial Services LLC|118519
GLOP|GASLOG PARTNERS LP|NITE|VIRTU Americas LLC|167954
GLOP|GASLOG PARTNERS LP|OPCO|Oppenheimer & Co. Inc.|540
GLOP|GASLOG PARTNERS LP|PDQM|CODA MARKETS, INC.|8205
GLOP|GASLOG PARTNERS LP|PHLY|NASDAQ Execution Services, LLC|400
GLOP|GASLOG PARTNERS LP|PWJC|UBS Financial Services, Inc.|2630
GLOP|GASLOG PARTNERS LP|RBCM|RBC CAPITAL MARKETS, LLC|7850
GLOP|GASLOG PARTNERS LP|RGLD|Regal Securities, Inc|103
GLOP|GASLOG PARTNERS LP|SBSH|Citigroup Global Markets Inc.|2141
GLOP|GASLOG PARTNERS LP|SGMT|GOLDMAN SACHS & CO. LLC|23577
GLOP|GASLOG PARTNERS LP|SPDR|SPEEDROUTE LLC|3400
GLOP|GASLOG PARTNERS LP|STFL|Stifel, Nicolaus & Company, Incorporated|34709
GLOP|GASLOG PARTNERS LP|SWIM|TD Ameritrade, Inc.|8361
GLOP|GASLOG PARTNERS LP|TKNG|ALLY INVEST SECURITIES LLC|444
GLOP|GASLOG PARTNERS LP|TMBR|Timber Hill LLC|4
GLOP|GASLOG PARTNERS LP|TRBT|Tradebot Systems, Inc.|868
GLOP|GASLOG PARTNERS LP|TRCM|TRC MARKETS LLC|100
GLOP|GASLOG PARTNERS LP|TWTT|TASTYWORKS, INC.|25
GLOP|GASLOG PARTNERS LP|UBSA|UBS SECURITIES LLC|118336
GLOP|GASLOG PARTNERS LP|UBSS|UBS Securities LLC|61765
GLOP|GASLOG PARTNERS LP|VALX|VIRTU AMERICAS LLC|2116
GLOP|GASLOG PARTNERS LP|VGRD|Vanguard Marketing Corporation|23030
GLOP|GASLOG PARTNERS LP|WBET|Wallachbeth Capital LLC|901
GLOP|GASLOG PARTNERS LP|WBPX|SUMMIT SECURITIES GROUP, LLC|290
GLOP|GASLOG PARTNERS LP|WCHV|WELLS FARGO SECURITIES, LLC|41297
GLOP|GASLOG PARTNERS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16396
GLOP|GASLOG PARTNERS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15322
GLOP|GASLOG PARTNERS LP|WSEA|WOLVERINE SECURITIES, LLC|3493
GLOP|GASLOG PARTNERS LP|XIST|INSTINET, LLC|3492
GLOP|GASLOG PARTNERS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
GLOP|GASLOG PARTNERS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6040
GLOP$A|GASLOG PARTNERS 8.62|BBNT|BB&T SECURITIES, LLC|940
GLOP$A|GASLOG PARTNERS 8.62|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4683
GLOP$A|GASLOG PARTNERS 8.62|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4700
GLOP$A|GASLOG PARTNERS 8.62|CXCX|CITIGROUP GLOBAL MARKETS INC.|2198
GLOP$A|GASLOG PARTNERS 8.62|DBAX|Deutsche Bank Securities Inc.|1800
GLOP$A|GASLOG PARTNERS 8.62|DEAN|MORGAN STANLEY|8625
GLOP$A|GASLOG PARTNERS 8.62|EBXL|EBX LLC|1100
GLOP$A|GASLOG PARTNERS 8.62|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
GLOP$A|GASLOG PARTNERS 8.62|EDJO|Edward D. Jones & Co., L.P.|750
GLOP$A|GASLOG PARTNERS 8.62|EGAM|CBOE TRADING, INC.|100
GLOP$A|GASLOG PARTNERS 8.62|EGXM|CBOE TRADING, INC.|100
GLOP$A|GASLOG PARTNERS 8.62|ETRS|E*Trade Securities LLC|4800
GLOP$A|GASLOG PARTNERS 8.62|GLPX|ACS EXECUTION SERVICES, LLC|1000
GLOP$A|GASLOG PARTNERS 8.62|IATS|INTERACTIVE BROKERS LLC|400
GLOP$A|GASLOG PARTNERS 8.62|IBKR|Interactive Brokers Llc|7922
GLOP$A|GASLOG PARTNERS 8.62|INJX|INSTINET, LLC|136
GLOP$A|GASLOG PARTNERS 8.62|JEFF|JEFFERIES LLC|500
GLOP$A|GASLOG PARTNERS 8.62|JPMX|J.P. Morgan Securities LLC|200
GLOP$A|GASLOG PARTNERS 8.62|KCGM|VIRTU Americas LLC|2500
GLOP$A|GASLOG PARTNERS 8.62|LEHM|Barclays Capital Inc./Le|2400
GLOP$A|GASLOG PARTNERS 8.62|LIME|Lime Brokerage LLC|68
GLOP$A|GASLOG PARTNERS 8.62|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
GLOP$A|GASLOG PARTNERS 8.62|MSCO|MORGAN STANLEY & CO. LLC|6544
GLOP$A|GASLOG PARTNERS 8.62|NFSC|National Financial Services LLC|4872
GLOP$A|GASLOG PARTNERS 8.62|NITE|VIRTU Americas LLC|56767
GLOP$A|GASLOG PARTNERS 8.62|OLDM|OLD MISSION CAPITAL, LLC|357
GLOP$A|GASLOG PARTNERS 8.62|PCPT|PHILLIP CAPITAL INC.|8850
GLOP$A|GASLOG PARTNERS 8.62|PDQM|CODA MARKETS, INC.|1000
GLOP$A|GASLOG PARTNERS 8.62|PWJC|UBS Financial Services, Inc.|36644
GLOP$A|GASLOG PARTNERS 8.62|SBSH|Citigroup Global Markets Inc.|8849
GLOP$A|GASLOG PARTNERS 8.62|SPDR|SPEEDROUTE LLC|300
GLOP$A|GASLOG PARTNERS 8.62|SPHN|Stephens Inc.|200
GLOP$A|GASLOG PARTNERS 8.62|STFL|Stifel, Nicolaus & Company, Incorporated|12111
GLOP$A|GASLOG PARTNERS 8.62|SWIM|TD Ameritrade, Inc.|4500
GLOP$A|GASLOG PARTNERS 8.62|TRBT|Tradebot Systems, Inc.|92
GLOP$A|GASLOG PARTNERS 8.62|UBSA|UBS SECURITIES LLC|4895
GLOP$A|GASLOG PARTNERS 8.62|UBSS|UBS Securities LLC|62002
GLOP$A|GASLOG PARTNERS 8.62|WCHV|WELLS FARGO SECURITIES, LLC|3847
GLOP$A|GASLOG PARTNERS 8.62|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
GLOP$B|GASLOG PRTNRS 8.2 B|ALTX|Alternet Securities Inc.|100
GLOP$B|GASLOG PRTNRS 8.2 B|BATM|CBOE TRADING, INC.|100
GLOP$B|GASLOG PRTNRS 8.2 B|BBNT|BB&T SECURITIES, LLC|3000
GLOP$B|GASLOG PRTNRS 8.2 B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16621
GLOP$B|GASLOG PRTNRS 8.2 B|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
GLOP$B|GASLOG PRTNRS 8.2 B|DBAX|Deutsche Bank Securities Inc.|1900
GLOP$B|GASLOG PRTNRS 8.2 B|DEAN|MORGAN STANLEY|13720
GLOP$B|GASLOG PRTNRS 8.2 B|EBXL|EBX LLC|1300
GLOP$B|GASLOG PRTNRS 8.2 B|EDJO|Edward D. Jones & Co., L.P.|600
GLOP$B|GASLOG PRTNRS 8.2 B|ETRS|E*Trade Securities LLC|10651
GLOP$B|GASLOG PRTNRS 8.2 B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
GLOP$B|GASLOG PRTNRS 8.2 B|GLPX|ACS EXECUTION SERVICES, LLC|500
GLOP$B|GASLOG PRTNRS 8.2 B|GTSZ|GTS SECURITIES LLC|500
GLOP$B|GASLOG PRTNRS 8.2 B|HRBF|American Enterprise Investment Services Inc.|7020
GLOP$B|GASLOG PRTNRS 8.2 B|HSBC|HSBC Securities, Inc.|950
GLOP$B|GASLOG PRTNRS 8.2 B|IATS|INTERACTIVE BROKERS LLC|1100
GLOP$B|GASLOG PRTNRS 8.2 B|IBKR|Interactive Brokers Llc|2700
GLOP$B|GASLOG PRTNRS 8.2 B|ICBX|INSTINET, LLC|1150
GLOP$B|GASLOG PRTNRS 8.2 B|INCA|INSTINET, LLC|1649
GLOP$B|GASLOG PRTNRS 8.2 B|INJX|INSTINET, LLC|390
GLOP$B|GASLOG PRTNRS 8.2 B|ITGI|ITG Inc.|400
GLOP$B|GASLOG PRTNRS 8.2 B|JANY|Janney Montgomery Scott Inc.|1200
GLOP$B|GASLOG PRTNRS 8.2 B|JEFF|JEFFERIES LLC|200
GLOP$B|GASLOG PRTNRS 8.2 B|JPMX|J.P. Morgan Securities LLC|9200
GLOP$B|GASLOG PRTNRS 8.2 B|KCGM|VIRTU Americas LLC|76
GLOP$B|GASLOG PRTNRS 8.2 B|LEHM|Barclays Capital Inc./Le|800
GLOP$B|GASLOG PRTNRS 8.2 B|LIME|Lime Brokerage LLC|1121
GLOP$B|GASLOG PRTNRS 8.2 B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
GLOP$B|GASLOG PRTNRS 8.2 B|MSCO|MORGAN STANLEY & CO. LLC|4514
GLOP$B|GASLOG PRTNRS 8.2 B|NFSC|National Financial Services LLC|4225
GLOP$B|GASLOG PRTNRS 8.2 B|NITE|VIRTU Americas LLC|32255
GLOP$B|GASLOG PRTNRS 8.2 B|PDQM|CODA MARKETS, INC.|1476
GLOP$B|GASLOG PRTNRS 8.2 B|PWJC|UBS Financial Services, Inc.|33218
GLOP$B|GASLOG PRTNRS 8.2 B|SBSH|Citigroup Global Markets Inc.|1400
GLOP$B|GASLOG PRTNRS 8.2 B|SGMT|GOLDMAN SACHS & CO. LLC|1600
GLOP$B|GASLOG PRTNRS 8.2 B|SPDR|SPEEDROUTE LLC|300
GLOP$B|GASLOG PRTNRS 8.2 B|SPHN|Stephens Inc.|200
GLOP$B|GASLOG PRTNRS 8.2 B|STFL|Stifel, Nicolaus & Company, Incorporated|4275
GLOP$B|GASLOG PRTNRS 8.2 B|SWIM|TD Ameritrade, Inc.|2475
GLOP$B|GASLOG PRTNRS 8.2 B|TKNG|ALLY INVEST SECURITIES LLC|100
GLOP$B|GASLOG PRTNRS 8.2 B|TRBT|Tradebot Systems, Inc.|22
GLOP$B|GASLOG PRTNRS 8.2 B|UBSA|UBS SECURITIES LLC|13925
GLOP$B|GASLOG PRTNRS 8.2 B|UBSS|UBS Securities LLC|56371
GLOP$B|GASLOG PRTNRS 8.2 B|VGRD|Vanguard Marketing Corporation|500
GLOP$B|GASLOG PRTNRS 8.2 B|WCHV|WELLS FARGO SECURITIES, LLC|4186
GLOP$B|GASLOG PRTNRS 8.2 B|YKNA|COMHAR CAPITAL MARKETS, LLC|100
GLOW|GLOWPOINT INC|APCC|Apex Clearing Corporation|9154
GLOW|GLOWPOINT INC|BATM|CBOE TRADING, INC.|2882
GLOW|GLOWPOINT INC|BAYT|BTIG, LLC|50000
GLOW|GLOWPOINT INC|CHAS|Charles Schwab & Co., Inc.|500
GLOW|GLOWPOINT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22980
GLOW|GLOWPOINT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4460
GLOW|GLOWPOINT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
GLOW|GLOWPOINT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5500
GLOW|GLOWPOINT INC|CTDE|CHOICETRADE|2073
GLOW|GLOWPOINT INC|DBAB|Deutsche Bank Securities Inc.|5700
GLOW|GLOWPOINT INC|DBAX|Deutsche Bank Securities Inc.|1300
GLOW|GLOWPOINT INC|EBXL|EBX LLC|3500
GLOW|GLOWPOINT INC|EGAM|CBOE TRADING, INC.|5590
GLOW|GLOWPOINT INC|EGXM|CBOE TRADING, INC.|1020
GLOW|GLOWPOINT INC|ETRS|E*Trade Securities LLC|193034
GLOW|GLOWPOINT INC|FILL|Tradestation Securities, Inc.|31409
GLOW|GLOWPOINT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|393
GLOW|GLOWPOINT INC|GLIS|TD Securities Inc|1000
GLOW|GLOWPOINT INC|GSCO|GOLDMAN SACHS & CO. LLC|32207
GLOW|GLOWPOINT INC|GSLT|GOLDMAN SACHS & CO. LLC|24008
GLOW|GLOWPOINT INC|IBKR|Interactive Brokers Llc|45358
GLOW|GLOWPOINT INC|ICBX|INSTINET, LLC|700
GLOW|GLOWPOINT INC|INCA|INSTINET, LLC|5100
GLOW|GLOWPOINT INC|ITGP|ITG INC.|4800
GLOW|GLOWPOINT INC|JPMX|J.P. Morgan Securities LLC|1600
GLOW|GLOWPOINT INC|KCGM|VIRTU Americas LLC|1400
GLOW|GLOWPOINT INC|LEHM|Barclays Capital Inc./Le|5700
GLOW|GLOWPOINT INC|MAXM|Maxim Group LLC|57735
GLOW|GLOWPOINT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
GLOW|GLOWPOINT INC|MSCO|MORGAN STANLEY & CO. LLC|257423
GLOW|GLOWPOINT INC|MSPL|MORGAN STANLEY & CO. LLC|1400
GLOW|GLOWPOINT INC|NFSC|National Financial Services LLC|302655
GLOW|GLOWPOINT INC|NITE|VIRTU Americas LLC|486363
GLOW|GLOWPOINT INC|NQRB|Brut, LLC|2300
GLOW|GLOWPOINT INC|NTBF|BMO Nesbitt Burns Inc./CDS|4000
GLOW|GLOWPOINT INC|OPCO|Oppenheimer & Co. Inc.|29400
GLOW|GLOWPOINT INC|PCPT|PHILLIP CAPITAL INC.|9900
GLOW|GLOWPOINT INC|PDQM|CODA MARKETS, INC.|12010
GLOW|GLOWPOINT INC|SAGL|SAGETRADER, LLC|44613
GLOW|GLOWPOINT INC|SGMT|GOLDMAN SACHS & CO. LLC|801
GLOW|GLOWPOINT INC|SWIM|TD Ameritrade, Inc.|108471
GLOW|GLOWPOINT INC|SWST|Hilltop Securities Inc.|15000
GLOW|GLOWPOINT INC|TKNG|ALLY INVEST SECURITIES LLC|5870
GLOW|GLOWPOINT INC|UBSA|UBS SECURITIES LLC|15266
GLOW|GLOWPOINT INC|UBSS|UBS Securities LLC|23885
GLOW|GLOWPOINT INC|VGRD|Vanguard Marketing Corporation|22953
GLOW|GLOWPOINT INC|VSIN|Vision Financial Markets Llc|2
GLOW|GLOWPOINT INC|WCHV|WELLS FARGO SECURITIES, LLC|2
GLOW|GLOWPOINT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44604
GLOW|GLOWPOINT INC|WSEA|WOLVERINE SECURITIES, LLC|73223
GLOW|GLOWPOINT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7
GLP|GLOBAL PARTNERS LP|ALTX|Alternet Securities Inc.|4051
GLP|GLOBAL PARTNERS LP|APCC|Apex Clearing Corporation|29
GLP|GLOBAL PARTNERS LP|BANK|Primevest Financial Services, Inc.|115
GLP|GLOBAL PARTNERS LP|BBNT|BB&T SECURITIES, LLC|650
GLP|GLOBAL PARTNERS LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11000
GLP|GLOBAL PARTNERS LP|BTIG|BTIG, LLC|200
GLP|GLOBAL PARTNERS LP|BZYD|GOLDMAN SACHS & CO. LLC|595
GLP|GLOBAL PARTNERS LP|CHAS|Charles Schwab & Co., Inc.|568
GLP|GLOBAL PARTNERS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
GLP|GLOBAL PARTNERS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5661
GLP|GLOBAL PARTNERS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
GLP|GLOBAL PARTNERS LP|DBAB|Deutsche Bank Securities Inc.|402
GLP|GLOBAL PARTNERS LP|DBAX|Deutsche Bank Securities Inc.|1900
GLP|GLOBAL PARTNERS LP|DEAN|MORGAN STANLEY|1699
GLP|GLOBAL PARTNERS LP|DEGS|RONIN PROFESSIONAL LLC|832
GLP|GLOBAL PARTNERS LP|EBXL|EBX LLC|600
GLP|GLOBAL PARTNERS LP|EDJO|Edward D. Jones & Co., L.P.|974
GLP|GLOBAL PARTNERS LP|EGAM|CBOE TRADING, INC.|88
GLP|GLOBAL PARTNERS LP|EGXM|CBOE TRADING, INC.|3835
GLP|GLOBAL PARTNERS LP|ETRS|E*Trade Securities LLC|20926
GLP|GLOBAL PARTNERS LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
GLP|GLOBAL PARTNERS LP|FTBR|Foliofn Investments, Inc.|2041
GLP|GLOBAL PARTNERS LP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
GLP|GLOBAL PARTNERS LP|GSCO|GOLDMAN SACHS & CO. LLC|4070
GLP|GLOBAL PARTNERS LP|GSCS|GOLDMAN SACHS & CO. LLC|1432
GLP|GLOBAL PARTNERS LP|GTSZ|GTS SECURITIES LLC|2069
GLP|GLOBAL PARTNERS LP|HRBF|American Enterprise Investment Services Inc.|250
GLP|GLOBAL PARTNERS LP|IATS|INTERACTIVE BROKERS LLC|221
GLP|GLOBAL PARTNERS LP|IBKR|Interactive Brokers Llc|1454
GLP|GLOBAL PARTNERS LP|ICBX|INSTINET, LLC|100
GLP|GLOBAL PARTNERS LP|INCA|INSTINET, LLC|683
GLP|GLOBAL PARTNERS LP|INJX|INSTINET, LLC|500
GLP|GLOBAL PARTNERS LP|ITGI|ITG Inc.|1722
GLP|GLOBAL PARTNERS LP|ITGP|ITG INC.|3400
GLP|GLOBAL PARTNERS LP|JANY|Janney Montgomery Scott Inc.|669
GLP|GLOBAL PARTNERS LP|JEFF|JEFFERIES LLC|928
GLP|GLOBAL PARTNERS LP|JPMX|J.P. Morgan Securities LLC|5660
GLP|GLOBAL PARTNERS LP|JSJX|JANE STREET CAPITAL LLC|1
GLP|GLOBAL PARTNERS LP|KCGM|VIRTU Americas LLC|2970
GLP|GLOBAL PARTNERS LP|KCRD|PHX FINANCIAL, INC.|4078
GLP|GLOBAL PARTNERS LP|LEHM|Barclays Capital Inc./Le|4443
GLP|GLOBAL PARTNERS LP|LIME|Lime Brokerage LLC|1726
GLP|GLOBAL PARTNERS LP|LSCI|Lek Securities Corporation|300
GLP|GLOBAL PARTNERS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3100
GLP|GLOBAL PARTNERS LP|MSCO|MORGAN STANLEY & CO. LLC|25906
GLP|GLOBAL PARTNERS LP|MSPL|MORGAN STANLEY & CO. LLC|2100
GLP|GLOBAL PARTNERS LP|NATL|National Securities Corporation|2865
GLP|GLOBAL PARTNERS LP|NFSC|National Financial Services LLC|50357
GLP|GLOBAL PARTNERS LP|NITE|VIRTU Americas LLC|79162
GLP|GLOBAL PARTNERS LP|OPCO|Oppenheimer & Co. Inc.|2125
GLP|GLOBAL PARTNERS LP|PDQM|CODA MARKETS, INC.|400
GLP|GLOBAL PARTNERS LP|RBCM|RBC CAPITAL MARKETS, LLC|8331
GLP|GLOBAL PARTNERS LP|SALI|INTL FCSTONE FINANCIAL INC.|130
GLP|GLOBAL PARTNERS LP|SBSH|Citigroup Global Markets Inc.|157
GLP|GLOBAL PARTNERS LP|SGMT|GOLDMAN SACHS & CO. LLC|2337
GLP|GLOBAL PARTNERS LP|SPDR|SPEEDROUTE LLC|300
GLP|GLOBAL PARTNERS LP|STFL|Stifel, Nicolaus & Company, Incorporated|1390
GLP|GLOBAL PARTNERS LP|SWIM|TD Ameritrade, Inc.|3131
GLP|GLOBAL PARTNERS LP|SWST|Hilltop Securities Inc.|500
GLP|GLOBAL PARTNERS LP|TKNG|ALLY INVEST SECURITIES LLC|178
GLP|GLOBAL PARTNERS LP|TWTT|TASTYWORKS, INC.|4250
GLP|GLOBAL PARTNERS LP|UBSA|UBS SECURITIES LLC|23910
GLP|GLOBAL PARTNERS LP|UBSS|UBS Securities LLC|26128
GLP|GLOBAL PARTNERS LP|VALX|VIRTU AMERICAS LLC|170
GLP|GLOBAL PARTNERS LP|VGRD|Vanguard Marketing Corporation|13076
GLP|GLOBAL PARTNERS LP|WCHV|WELLS FARGO SECURITIES, LLC|16028
GLP|GLOBAL PARTNERS LP|WEDB|WEDBUSH SECURITIES INC.|1000
GLP|GLOBAL PARTNERS LP|WEED|Weeden & Co.L.P.|2300
GLP|GLOBAL PARTNERS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|416
GLP|GLOBAL PARTNERS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3452
GLP|GLOBAL PARTNERS LP|WSEA|WOLVERINE SECURITIES, LLC|2110
GLP|GLOBAL PARTNERS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
GLP|GLOBAL PARTNERS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2521
GLPG|GALAPAGOS NV|ALTX|Alternet Securities Inc.|200
GLPG|GALAPAGOS NV|APCC|Apex Clearing Corporation|640
GLPG|GALAPAGOS NV|BANK|Primevest Financial Services, Inc.|35
GLPG|GALAPAGOS NV|BARD|Robert W. Baird & Co. Incorporated|140
GLPG|GALAPAGOS NV|BATM|CBOE TRADING, INC.|226
GLPG|GALAPAGOS NV|BBNT|BB&T SECURITIES, LLC|347
GLPG|GALAPAGOS NV|BERN|Sanford C. Bernstein & Co., LLC|1200
GLPG|GALAPAGOS NV|BIMI|Banca IMI Securities Corp.|13
GLPG|GALAPAGOS NV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|829
GLPG|GALAPAGOS NV|BLKX|INSTINET, LLC|12500
GLPG|GALAPAGOS NV|BNPX|BNP PARIBAS SECURITIES CORP.|508
GLPG|GALAPAGOS NV|BTIG|BTIG, LLC|229
GLPG|GALAPAGOS NV|BYXM|CBOE TRADING, INC.|516
GLPG|GALAPAGOS NV|CANT|Cantor Fitzgerald & Co.|1171
GLPG|GALAPAGOS NV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2265
GLPG|GALAPAGOS NV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1483
GLPG|GALAPAGOS NV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40349
GLPG|GALAPAGOS NV|CTDL|Citadel Derivatives Group Llc|1611
GLPG|GALAPAGOS NV|CXCX|CITIGROUP GLOBAL MARKETS INC.|680
GLPG|GALAPAGOS NV|DBAB|Deutsche Bank Securities Inc.|39497
GLPG|GALAPAGOS NV|DBAX|Deutsche Bank Securities Inc.|18300
GLPG|GALAPAGOS NV|DCHF|Dart Executions, LLC|1985
GLPG|GALAPAGOS NV|DEAN|MORGAN STANLEY|479
GLPG|GALAPAGOS NV|DEGS|RONIN PROFESSIONAL LLC|9200
GLPG|GALAPAGOS NV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
GLPG|GALAPAGOS NV|EBXL|EBX LLC|9400
GLPG|GALAPAGOS NV|ECUT|CONVERGEX EXECUTION SOLUTIONS|132
GLPG|GALAPAGOS NV|EDJO|Edward D. Jones & Co., L.P.|120
GLPG|GALAPAGOS NV|EGAM|CBOE TRADING, INC.|6
GLPG|GALAPAGOS NV|EGXM|CBOE TRADING, INC.|400
GLPG|GALAPAGOS NV|EGXW|CBOE TRADING, INC.|3
GLPG|GALAPAGOS NV|ETBE|Electronic Transaction Clearing, Inc.|202
GLPG|GALAPAGOS NV|ETCB|ETC BROKERAGE SERVICES, LLC|60
GLPG|GALAPAGOS NV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8513
GLPG|GALAPAGOS NV|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
GLPG|GALAPAGOS NV|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
GLPG|GALAPAGOS NV|ETRS|E*Trade Securities LLC|4503
GLPG|GALAPAGOS NV|FBCO|Credit Suisse Securities (USA) LLC|58562
GLPG|GALAPAGOS NV|FILL|Tradestation Securities, Inc.|580
GLPG|GALAPAGOS NV|FMAF|NBCN Inc./ CDS|10
GLPG|GALAPAGOS NV|FOMA|TD AMERITRADE CLEARING, INC.|10752
GLPG|GALAPAGOS NV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6473
GLPG|GALAPAGOS NV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12824
GLPG|GALAPAGOS NV|FTBR|Foliofn Investments, Inc.|1518
GLPG|GALAPAGOS NV|GEBB|GLOBAL EXECUTION BROKERS, LP|161
GLPG|GALAPAGOS NV|GLPX|ACS EXECUTION SERVICES, LLC|754
GLPG|GALAPAGOS NV|GSCO|GOLDMAN SACHS & CO. LLC|25134
GLPG|GALAPAGOS NV|GSCS|GOLDMAN SACHS & CO. LLC|932
GLPG|GALAPAGOS NV|GSLT|GOLDMAN SACHS & CO. LLC|1135
GLPG|GALAPAGOS NV|GTSZ|GTS SECURITIES LLC|24152
GLPG|GALAPAGOS NV|HRBF|American Enterprise Investment Services Inc.|174
GLPG|GALAPAGOS NV|HSBC|HSBC Securities, Inc.|182
GLPG|GALAPAGOS NV|IATS|INTERACTIVE BROKERS LLC|5016
GLPG|GALAPAGOS NV|IBKR|Interactive Brokers Llc|33703
GLPG|GALAPAGOS NV|ICBX|INSTINET, LLC|1500
GLPG|GALAPAGOS NV|IEQY|CITADEL SECURITIES LLC|9120
GLPG|GALAPAGOS NV|INCA|INSTINET, LLC|39169
GLPG|GALAPAGOS NV|INJX|INSTINET, LLC|7021
GLPG|GALAPAGOS NV|INTL|INTL FCSTONE FINANCIAL INC.|1049
GLPG|GALAPAGOS NV|ITGI|ITG Inc.|2886
GLPG|GALAPAGOS NV|ITGP|ITG INC.|12000
GLPG|GALAPAGOS NV|JANY|Janney Montgomery Scott Inc.|85
GLPG|GALAPAGOS NV|JEFF|JEFFERIES LLC|6251
GLPG|GALAPAGOS NV|JMPT|JUMP TRADING, LLC|490
GLPG|GALAPAGOS NV|JPBX|J.P. MORGAN SECURITIES LLC|4890
GLPG|GALAPAGOS NV|JPMX|J.P. Morgan Securities LLC|59877
GLPG|GALAPAGOS NV|KCGM|VIRTU Americas LLC|7692
GLPG|GALAPAGOS NV|LEHM|Barclays Capital Inc./Le|71444
GLPG|GALAPAGOS NV|LIME|Lime Brokerage LLC|101702
GLPG|GALAPAGOS NV|LMGP|LIME BROKERAGE LLC|1392
GLPG|GALAPAGOS NV|LSCI|Lek Securities Corporation|2601
GLPG|GALAPAGOS NV|LTCO|Ladenburg, Thalmann & Co., Inc.|10430
GLPG|GALAPAGOS NV|MACQ|Macquarie Capital (USA) Inc.|509
GLPG|GALAPAGOS NV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8500
GLPG|GALAPAGOS NV|MOTF|MOTIF INVESTING, INC.|3
GLPG|GALAPAGOS NV|MSCO|MORGAN STANLEY & CO. LLC|147868
GLPG|GALAPAGOS NV|MSPL|MORGAN STANLEY & CO. LLC|51600
GLPG|GALAPAGOS NV|NFSC|National Financial Services LLC|14873
GLPG|GALAPAGOS NV|NITE|VIRTU Americas LLC|62658
GLPG|GALAPAGOS NV|NQRB|Brut, LLC|400
GLPG|GALAPAGOS NV|NTRC|Northern Trust Securities, Inc.|100
GLPG|GALAPAGOS NV|OLDM|OLD MISSION CAPITAL, LLC|7742
GLPG|GALAPAGOS NV|PDQM|CODA MARKETS, INC.|246
GLPG|GALAPAGOS NV|PICT|Pictet Overseas Inc.|250
GLPG|GALAPAGOS NV|PWJC|UBS Financial Services, Inc.|500
GLPG|GALAPAGOS NV|RAJA|Raymond James & Associates, Inc.|500
GLPG|GALAPAGOS NV|SBSH|Citigroup Global Markets Inc.|2675
GLPG|GALAPAGOS NV|SGMT|GOLDMAN SACHS & CO. LLC|8763
GLPG|GALAPAGOS NV|SPDR|SPEEDROUTE LLC|1983
GLPG|GALAPAGOS NV|STFL|Stifel, Nicolaus & Company, Incorporated|416
GLPG|GALAPAGOS NV|SWIM|TD Ameritrade, Inc.|11498
GLPG|GALAPAGOS NV|SWST|Hilltop Securities Inc.|393
GLPG|GALAPAGOS NV|TKNG|ALLY INVEST SECURITIES LLC|162
GLPG|GALAPAGOS NV|TRBT|Tradebot Systems, Inc.|14198
GLPG|GALAPAGOS NV|TRCM|TRC MARKETS LLC|6827
GLPG|GALAPAGOS NV|UBSS|UBS Securities LLC|311376
GLPG|GALAPAGOS NV|VALX|VIRTU AMERICAS LLC|74812
GLPG|GALAPAGOS NV|VGRD|Vanguard Marketing Corporation|3661
GLPG|GALAPAGOS NV|WCHV|WELLS FARGO SECURITIES, LLC|2216
GLPG|GALAPAGOS NV|WEED|Weeden & Co.L.P.|530
GLPG|GALAPAGOS NV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10958
GLPG|GALAPAGOS NV|WTFS|JUST2TRADE, INC.|70
GLPG|GALAPAGOS NV|XIST|INSTINET, LLC|600
GLPG|GALAPAGOS NV|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
GLPG|GALAPAGOS NV|YKNA|COMHAR CAPITAL MARKETS, LLC|123
GLPG|GALAPAGOS NV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|175
GLPI|GAMING & LEISURE|ABLE|NATIXIS Securities Americas LLC|204000
GLPI|GAMING & LEISURE|ALTX|Alternet Securities Inc.|15301
GLPI|GAMING & LEISURE|APCC|Apex Clearing Corporation|510
GLPI|GAMING & LEISURE|BANK|Primevest Financial Services, Inc.|93
GLPI|GAMING & LEISURE|BARD|Robert W. Baird & Co. Incorporated|16822
GLPI|GAMING & LEISURE|BATM|CBOE TRADING, INC.|3059
GLPI|GAMING & LEISURE|BAYC|BAY CREST PARTNERS, LLC|171
GLPI|GAMING & LEISURE|BAYT|BTIG, LLC|800
GLPI|GAMING & LEISURE|BBNT|BB&T SECURITIES, LLC|307
GLPI|GAMING & LEISURE|BERN|Sanford C. Bernstein & Co., LLC|132428
GLPI|GAMING & LEISURE|BIDS|BIDS TRADING L.P.|100
GLPI|GAMING & LEISURE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9744
GLPI|GAMING & LEISURE|BLKX|INSTINET, LLC|403700
GLPI|GAMING & LEISURE|BMOC|BMO Capital Markets Corp.|11665
GLPI|GAMING & LEISURE|BNCH|The Benchmark Company, LLC|5317
GLPI|GAMING & LEISURE|BNPX|BNP PARIBAS SECURITIES CORP.|34578
GLPI|GAMING & LEISURE|BTIG|BTIG, LLC|221366
GLPI|GAMING & LEISURE|BYXM|CBOE TRADING, INC.|2439
GLPI|GAMING & LEISURE|BZYD|GOLDMAN SACHS & CO. LLC|1843
GLPI|GAMING & LEISURE|CANT|Cantor Fitzgerald & Co.|315
GLPI|GAMING & LEISURE|CBLC|CITIGROUP GLOBAL MARKETS INC.|59000
GLPI|GAMING & LEISURE|CHAS|Charles Schwab & Co., Inc.|1005
GLPI|GAMING & LEISURE|CIOI|CITIGROUP GLOBAL MARKETS INC|100000
GLPI|GAMING & LEISURE|CIST|Capital Institutional Services, Inc.|300
GLPI|GAMING & LEISURE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|143540
GLPI|GAMING & LEISURE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
GLPI|GAMING & LEISURE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|60516
GLPI|GAMING & LEISURE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500676
GLPI|GAMING & LEISURE|CTDL|Citadel Derivatives Group Llc|43550
GLPI|GAMING & LEISURE|CTLR|CUTLER GROUP, LP|1807
GLPI|GAMING & LEISURE|CXCX|CITIGROUP GLOBAL MARKETS INC.|107530
GLPI|GAMING & LEISURE|DAVA|Davenport & Company LLC|14158
GLPI|GAMING & LEISURE|DBAB|Deutsche Bank Securities Inc.|1112084
GLPI|GAMING & LEISURE|DBAX|Deutsche Bank Securities Inc.|424500
GLPI|GAMING & LEISURE|DBUL|Deutsche Bank Securities Inc.|5208
GLPI|GAMING & LEISURE|DEAN|MORGAN STANLEY|9144
GLPI|GAMING & LEISURE|DEGS|RONIN PROFESSIONAL LLC|907
GLPI|GAMING & LEISURE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|58367
GLPI|GAMING & LEISURE|EBXL|EBX LLC|299800
GLPI|GAMING & LEISURE|ECUT|CONVERGEX EXECUTION SOLUTIONS|14064
GLPI|GAMING & LEISURE|EDJO|Edward D. Jones & Co., L.P.|1607
GLPI|GAMING & LEISURE|EGAM|CBOE TRADING, INC.|18643
GLPI|GAMING & LEISURE|EGAW|CBOE TRADING, INC.|502
GLPI|GAMING & LEISURE|EGMT|EG MARKET TECHNOLOGIES LLC|100
GLPI|GAMING & LEISURE|EGXM|CBOE TRADING, INC.|2231
GLPI|GAMING & LEISURE|EGXW|CBOE TRADING, INC.|9
GLPI|GAMING & LEISURE|ESPO|ESPOSITO SECURITIES, LLC|33
GLPI|GAMING & LEISURE|ETBE|Electronic Transaction Clearing, Inc.|47238
GLPI|GAMING & LEISURE|ETCC|Electronic Transaction Clearing, Inc.|1050
GLPI|GAMING & LEISURE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13332
GLPI|GAMING & LEISURE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16522
GLPI|GAMING & LEISURE|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|9148
GLPI|GAMING & LEISURE|ETRS|E*Trade Securities LLC|29733
GLPI|GAMING & LEISURE|FBCO|Credit Suisse Securities (USA) LLC|628997
GLPI|GAMING & LEISURE|FILL|Tradestation Securities, Inc.|600
GLPI|GAMING & LEISURE|FMAF|NBCN Inc./ CDS|1643
GLPI|GAMING & LEISURE|FOMA|TD AMERITRADE CLEARING, INC.|122637
GLPI|GAMING & LEISURE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5429
GLPI|GAMING & LEISURE|FQLS|Quantlab Securities LP|392021
GLPI|GAMING & LEISURE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|168522
GLPI|GAMING & LEISURE|FTBR|Foliofn Investments, Inc.|1230
GLPI|GAMING & LEISURE|GEBB|GLOBAL EXECUTION BROKERS, LP|12516
GLPI|GAMING & LEISURE|GLPX|ACS EXECUTION SERVICES, LLC|1827
GLPI|GAMING & LEISURE|GNAV|GREEN STREET TRADING, LLC|93214
GLPI|GAMING & LEISURE|GSCO|GOLDMAN SACHS & CO. LLC|1822065
GLPI|GAMING & LEISURE|GSCS|GOLDMAN SACHS & CO. LLC|138245
GLPI|GAMING & LEISURE|GSLT|GOLDMAN SACHS & CO. LLC|15182
GLPI|GAMING & LEISURE|GTSZ|GTS SECURITIES LLC|39525
GLPI|GAMING & LEISURE|HRBF|American Enterprise Investment Services Inc.|3590
GLPI|GAMING & LEISURE|HSBC|HSBC Securities, Inc.|281674
GLPI|GAMING & LEISURE|IATS|INTERACTIVE BROKERS LLC|3782
GLPI|GAMING & LEISURE|IBKR|Interactive Brokers Llc|52594
GLPI|GAMING & LEISURE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2546
GLPI|GAMING & LEISURE|ICBX|INSTINET, LLC|92941
GLPI|GAMING & LEISURE|IEQY|CITADEL SECURITIES LLC|80709
GLPI|GAMING & LEISURE|INCA|INSTINET, LLC|652557
GLPI|GAMING & LEISURE|INJX|INSTINET, LLC|51599
GLPI|GAMING & LEISURE|ITGI|ITG Inc.|675655
GLPI|GAMING & LEISURE|ITGP|ITG INC.|1053200
GLPI|GAMING & LEISURE|JANY|Janney Montgomery Scott Inc.|1718
GLPI|GAMING & LEISURE|JEFF|JEFFERIES LLC|592560
GLPI|GAMING & LEISURE|JMPT|JUMP TRADING, LLC|112850
GLPI|GAMING & LEISURE|JPBX|J.P. MORGAN SECURITIES LLC|118605
GLPI|GAMING & LEISURE|JPMX|J.P. Morgan Securities LLC|872555
GLPI|GAMING & LEISURE|JSJX|JANE STREET CAPITAL LLC|13543
GLPI|GAMING & LEISURE|KCGM|VIRTU Americas LLC|87839
GLPI|GAMING & LEISURE|LEHM|Barclays Capital Inc./Le|1338795
GLPI|GAMING & LEISURE|LGNT|COR CLEARING LLC|2
GLPI|GAMING & LEISURE|LIME|Lime Brokerage LLC|274031
GLPI|GAMING & LEISURE|LMGP|LIME BROKERAGE LLC|1300
GLPI|GAMING & LEISURE|LOOP|Loop Capital Markets LLC|4808
GLPI|GAMING & LEISURE|LQNA|LIQUIDNET, INC.|125000
GLPI|GAMING & LEISURE|LSCI|Lek Securities Corporation|281
GLPI|GAMING & LEISURE|MACQ|Macquarie Capital (USA) Inc.|1100
GLPI|GAMING & LEISURE|MAXM|Maxim Group LLC|288
GLPI|GAMING & LEISURE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|251873
GLPI|GAMING & LEISURE|MOTF|MOTIF INVESTING, INC.|23
GLPI|GAMING & LEISURE|MSCO|MORGAN STANLEY & CO. LLC|3092324
GLPI|GAMING & LEISURE|MSPL|MORGAN STANLEY & CO. LLC|337700
GLPI|GAMING & LEISURE|MSTX|MORGAN STANLEY & CO. LLC|151600
GLPI|GAMING & LEISURE|NFSC|National Financial Services LLC|240419
GLPI|GAMING & LEISURE|NITE|VIRTU Americas LLC|307739
GLPI|GAMING & LEISURE|NITP|VIRTU Americas LLC|6692
GLPI|GAMING & LEISURE|NQRB|Brut, LLC|11283
GLPI|GAMING & LEISURE|NTRC|Northern Trust Securities, Inc.|200
GLPI|GAMING & LEISURE|OPCO|Oppenheimer & Co. Inc.|1840
GLPI|GAMING & LEISURE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|778
GLPI|GAMING & LEISURE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5800
GLPI|GAMING & LEISURE|PDQM|CODA MARKETS, INC.|4914
GLPI|GAMING & LEISURE|PWJC|UBS Financial Services, Inc.|1612
GLPI|GAMING & LEISURE|RAJA|Raymond James & Associates, Inc.|6612
GLPI|GAMING & LEISURE|RBCM|RBC CAPITAL MARKETS, LLC|734
GLPI|GAMING & LEISURE|SAGL|SAGETRADER, LLC|22768
GLPI|GAMING & LEISURE|SAGW|SAGETRADER, LLC|1100
GLPI|GAMING & LEISURE|SALI|INTL FCSTONE FINANCIAL INC.|1
GLPI|GAMING & LEISURE|SBSH|Citigroup Global Markets Inc.|634364
GLPI|GAMING & LEISURE|SGMT|GOLDMAN SACHS & CO. LLC|229463
GLPI|GAMING & LEISURE|SIBO|Prime Executions, Inc.|6341
GLPI|GAMING & LEISURE|SPDR|SPEEDROUTE LLC|23779
GLPI|GAMING & LEISURE|SPHN|Stephens Inc.|555
GLPI|GAMING & LEISURE|STFL|Stifel, Nicolaus & Company, Incorporated|17910
GLPI|GAMING & LEISURE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|150
GLPI|GAMING & LEISURE|SWIM|TD Ameritrade, Inc.|11542
GLPI|GAMING & LEISURE|SWST|Hilltop Securities Inc.|2989
GLPI|GAMING & LEISURE|TAGC|TELSEY ADVISORY GROUP LLC|12510
GLPI|GAMING & LEISURE|TKNG|ALLY INVEST SECURITIES LLC|161
GLPI|GAMING & LEISURE|TRBT|Tradebot Systems, Inc.|423040
GLPI|GAMING & LEISURE|TRCM|TRC MARKETS LLC|176269
GLPI|GAMING & LEISURE|UBSA|UBS SECURITIES LLC|884919
GLPI|GAMING & LEISURE|UBSS|UBS Securities LLC|1958833
GLPI|GAMING & LEISURE|VALX|VIRTU AMERICAS LLC|11416
GLPI|GAMING & LEISURE|VGRD|Vanguard Marketing Corporation|4996
GLPI|GAMING & LEISURE|WBPX|SUMMIT SECURITIES GROUP, LLC|300
GLPI|GAMING & LEISURE|WCHV|WELLS FARGO SECURITIES, LLC|167281
GLPI|GAMING & LEISURE|WEED|Weeden & Co.L.P.|220096
GLPI|GAMING & LEISURE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6090
GLPI|GAMING & LEISURE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6677
GLPI|GAMING & LEISURE|WGIF|CIBC World Markets Inc.|2070
GLPI|GAMING & LEISURE|WOLF|Wolfe Trahan Securities|9200
GLPI|GAMING & LEISURE|WSEA|WOLVERINE SECURITIES, LLC|1324
GLPI|GAMING & LEISURE|XIST|INSTINET, LLC|62432
GLPI|GAMING & LEISURE|XSTM|NATIONAL FINANCIAL SERVICES LLC|74828
GLPI|GAMING & LEISURE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4914
GLQ|CLOUGH GL EQ FUND|APCC|Apex Clearing Corporation|199
GLQ|CLOUGH GL EQ FUND|BERN|Sanford C. Bernstein & Co., LLC|14
GLQ|CLOUGH GL EQ FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
GLQ|CLOUGH GL EQ FUND|BRGE|Newbridge Securities Corp.|1400
GLQ|CLOUGH GL EQ FUND|BTIG|BTIG, LLC|5853
GLQ|CLOUGH GL EQ FUND|CANT|Cantor Fitzgerald & Co.|1499
GLQ|CLOUGH GL EQ FUND|CHAS|Charles Schwab & Co., Inc.|50
GLQ|CLOUGH GL EQ FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
GLQ|CLOUGH GL EQ FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28774
GLQ|CLOUGH GL EQ FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|4642
GLQ|CLOUGH GL EQ FUND|DADA|D.A. Davidson & Co.|1
GLQ|CLOUGH GL EQ FUND|DBAX|Deutsche Bank Securities Inc.|900
GLQ|CLOUGH GL EQ FUND|DEAN|MORGAN STANLEY|2170
GLQ|CLOUGH GL EQ FUND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9018
GLQ|CLOUGH GL EQ FUND|EBXL|EBX LLC|4100
GLQ|CLOUGH GL EQ FUND|EDJO|Edward D. Jones & Co., L.P.|15
GLQ|CLOUGH GL EQ FUND|ESPO|ESPOSITO SECURITIES, LLC|17022
GLQ|CLOUGH GL EQ FUND|ETBE|Electronic Transaction Clearing, Inc.|300
GLQ|CLOUGH GL EQ FUND|ETRS|E*Trade Securities LLC|11775
GLQ|CLOUGH GL EQ FUND|FILL|Tradestation Securities, Inc.|52
GLQ|CLOUGH GL EQ FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8255
GLQ|CLOUGH GL EQ FUND|FTBR|Foliofn Investments, Inc.|580
GLQ|CLOUGH GL EQ FUND|GLIS|TD Securities Inc|600
GLQ|CLOUGH GL EQ FUND|GLPX|ACS EXECUTION SERVICES, LLC|268
GLQ|CLOUGH GL EQ FUND|GSCO|GOLDMAN SACHS & CO. LLC|10348
GLQ|CLOUGH GL EQ FUND|HRBF|American Enterprise Investment Services Inc.|324
GLQ|CLOUGH GL EQ FUND|IATS|INTERACTIVE BROKERS LLC|37814
GLQ|CLOUGH GL EQ FUND|IBKR|Interactive Brokers Llc|22271
GLQ|CLOUGH GL EQ FUND|ICBX|INSTINET, LLC|200
GLQ|CLOUGH GL EQ FUND|INCA|INSTINET, LLC|3280
GLQ|CLOUGH GL EQ FUND|ITGI|ITG Inc.|6009
GLQ|CLOUGH GL EQ FUND|ITGP|ITG INC.|2000
GLQ|CLOUGH GL EQ FUND|JANY|Janney Montgomery Scott Inc.|5385
GLQ|CLOUGH GL EQ FUND|JPMX|J.P. Morgan Securities LLC|23632
GLQ|CLOUGH GL EQ FUND|KCGM|VIRTU Americas LLC|14932
GLQ|CLOUGH GL EQ FUND|LEHM|Barclays Capital Inc./Le|16800
GLQ|CLOUGH GL EQ FUND|LIME|Lime Brokerage LLC|860
GLQ|CLOUGH GL EQ FUND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3260
GLQ|CLOUGH GL EQ FUND|MAXM|Maxim Group LLC|400
GLQ|CLOUGH GL EQ FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20798
GLQ|CLOUGH GL EQ FUND|MSCO|MORGAN STANLEY & CO. LLC|42010
GLQ|CLOUGH GL EQ FUND|MSPL|MORGAN STANLEY & CO. LLC|3600
GLQ|CLOUGH GL EQ FUND|NFSC|National Financial Services LLC|120483
GLQ|CLOUGH GL EQ FUND|NITE|VIRTU Americas LLC|206835
GLQ|CLOUGH GL EQ FUND|NQRB|Brut, LLC|1800
GLQ|CLOUGH GL EQ FUND|OPCO|Oppenheimer & Co. Inc.|1
GLQ|CLOUGH GL EQ FUND|OTAA|OTA LLC|800
GLQ|CLOUGH GL EQ FUND|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2900
GLQ|CLOUGH GL EQ FUND|PDQM|CODA MARKETS, INC.|568
GLQ|CLOUGH GL EQ FUND|PWJC|UBS Financial Services, Inc.|11783
GLQ|CLOUGH GL EQ FUND|RBCM|RBC CAPITAL MARKETS, LLC|3550
GLQ|CLOUGH GL EQ FUND|SGMT|GOLDMAN SACHS & CO. LLC|9748
GLQ|CLOUGH GL EQ FUND|SPHN|Stephens Inc.|949
GLQ|CLOUGH GL EQ FUND|STFL|Stifel, Nicolaus & Company, Incorporated|17821
GLQ|CLOUGH GL EQ FUND|SWIM|TD Ameritrade, Inc.|2618
GLQ|CLOUGH GL EQ FUND|SWST|Hilltop Securities Inc.|6463
GLQ|CLOUGH GL EQ FUND|TKNG|ALLY INVEST SECURITIES LLC|181
GLQ|CLOUGH GL EQ FUND|TRBT|Tradebot Systems, Inc.|1927
GLQ|CLOUGH GL EQ FUND|UBSA|UBS SECURITIES LLC|20113
GLQ|CLOUGH GL EQ FUND|UBSS|UBS Securities LLC|52735
GLQ|CLOUGH GL EQ FUND|VGRD|Vanguard Marketing Corporation|8008
GLQ|CLOUGH GL EQ FUND|WCHV|WELLS FARGO SECURITIES, LLC|40408
GLQ|CLOUGH GL EQ FUND|WEDB|WEDBUSH SECURITIES INC.|38
GLQ|CLOUGH GL EQ FUND|WEED|Weeden & Co.L.P.|500
GLQ|CLOUGH GL EQ FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1224
GLQ|CLOUGH GL EQ FUND|WSEA|WOLVERINE SECURITIES, LLC|2780
GLQ|CLOUGH GL EQ FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|42182
GLQ|CLOUGH GL EQ FUND|YKNA|COMHAR CAPITAL MARKETS, LLC|300
GLQ|CLOUGH GL EQ FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2782
GLRE|GREENLIGHT CAP. RE.|APCC|Apex Clearing Corporation|10
GLRE|GREENLIGHT CAP. RE.|AQUA|AQUA SECURITIES L.P.|5000
GLRE|GREENLIGHT CAP. RE.|BATM|CBOE TRADING, INC.|100
GLRE|GREENLIGHT CAP. RE.|BAYT|BTIG, LLC|8059
GLRE|GREENLIGHT CAP. RE.|BERN|Sanford C. Bernstein & Co., LLC|600
GLRE|GREENLIGHT CAP. RE.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|75
GLRE|GREENLIGHT CAP. RE.|BMOC|BMO Capital Markets Corp.|4791
GLRE|GREENLIGHT CAP. RE.|BNPX|BNP PARIBAS SECURITIES CORP.|2771
GLRE|GREENLIGHT CAP. RE.|BTIG|BTIG, LLC|15
GLRE|GREENLIGHT CAP. RE.|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
GLRE|GREENLIGHT CAP. RE.|CHAS|Charles Schwab & Co., Inc.|300
GLRE|GREENLIGHT CAP. RE.|CIST|Capital Institutional Services, Inc.|8616
GLRE|GREENLIGHT CAP. RE.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45436
GLRE|GREENLIGHT CAP. RE.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11500
GLRE|GREENLIGHT CAP. RE.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64415
GLRE|GREENLIGHT CAP. RE.|CTDL|Citadel Derivatives Group Llc|147
GLRE|GREENLIGHT CAP. RE.|CXCX|CITIGROUP GLOBAL MARKETS INC.|23472
GLRE|GREENLIGHT CAP. RE.|DBAB|Deutsche Bank Securities Inc.|72052
GLRE|GREENLIGHT CAP. RE.|DBAX|Deutsche Bank Securities Inc.|43600
GLRE|GREENLIGHT CAP. RE.|DEAN|MORGAN STANLEY|1900
GLRE|GREENLIGHT CAP. RE.|DEGS|RONIN PROFESSIONAL LLC|6773
GLRE|GREENLIGHT CAP. RE.|DOWL|Dowling & Partners Securities LLC|2728
GLRE|GREENLIGHT CAP. RE.|EBXL|EBX LLC|75800
GLRE|GREENLIGHT CAP. RE.|EDJO|Edward D. Jones & Co., L.P.|1561
GLRE|GREENLIGHT CAP. RE.|EGAM|CBOE TRADING, INC.|2763
GLRE|GREENLIGHT CAP. RE.|ETBE|Electronic Transaction Clearing, Inc.|11382
GLRE|GREENLIGHT CAP. RE.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5
GLRE|GREENLIGHT CAP. RE.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
GLRE|GREENLIGHT CAP. RE.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9992
GLRE|GREENLIGHT CAP. RE.|ETRS|E*Trade Securities LLC|27335
GLRE|GREENLIGHT CAP. RE.|FBCO|Credit Suisse Securities (USA) LLC|207043
GLRE|GREENLIGHT CAP. RE.|FILL|Tradestation Securities, Inc.|1536
GLRE|GREENLIGHT CAP. RE.|FMAF|NBCN Inc./ CDS|160
GLRE|GREENLIGHT CAP. RE.|FOMA|TD AMERITRADE CLEARING, INC.|35793
GLRE|GREENLIGHT CAP. RE.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20550
GLRE|GREENLIGHT CAP. RE.|FTBR|Foliofn Investments, Inc.|13
GLRE|GREENLIGHT CAP. RE.|GEBB|GLOBAL EXECUTION BROKERS, LP|10648
GLRE|GREENLIGHT CAP. RE.|GSCO|GOLDMAN SACHS & CO. LLC|138014
GLRE|GREENLIGHT CAP. RE.|GSCS|GOLDMAN SACHS & CO. LLC|17425
GLRE|GREENLIGHT CAP. RE.|GSLT|GOLDMAN SACHS & CO. LLC|100
GLRE|GREENLIGHT CAP. RE.|GTSZ|GTS SECURITIES LLC|6367
GLRE|GREENLIGHT CAP. RE.|HRBF|American Enterprise Investment Services Inc.|663
GLRE|GREENLIGHT CAP. RE.|HSBC|HSBC Securities, Inc.|8495
GLRE|GREENLIGHT CAP. RE.|IBKR|Interactive Brokers Llc|139158
GLRE|GREENLIGHT CAP. RE.|ICBX|INSTINET, LLC|30611
GLRE|GREENLIGHT CAP. RE.|IEQY|CITADEL SECURITIES LLC|5193
GLRE|GREENLIGHT CAP. RE.|INCA|INSTINET, LLC|74951
GLRE|GREENLIGHT CAP. RE.|INJX|INSTINET, LLC|5642
GLRE|GREENLIGHT CAP. RE.|ITGI|ITG Inc.|24879
GLRE|GREENLIGHT CAP. RE.|ITGP|ITG INC.|47000
GLRE|GREENLIGHT CAP. RE.|JANY|Janney Montgomery Scott Inc.|500
GLRE|GREENLIGHT CAP. RE.|JEFF|JEFFERIES LLC|22673
GLRE|GREENLIGHT CAP. RE.|JMPT|JUMP TRADING, LLC|2297
GLRE|GREENLIGHT CAP. RE.|JPBX|J.P. MORGAN SECURITIES LLC|10290
GLRE|GREENLIGHT CAP. RE.|JPMX|J.P. Morgan Securities LLC|92404
GLRE|GREENLIGHT CAP. RE.|KCGM|VIRTU Americas LLC|12306
GLRE|GREENLIGHT CAP. RE.|LAFF|R. F. Lafferty & Co., Inc.|1080
GLRE|GREENLIGHT CAP. RE.|LEHM|Barclays Capital Inc./Le|247100
GLRE|GREENLIGHT CAP. RE.|LIME|Lime Brokerage LLC|112198
GLRE|GREENLIGHT CAP. RE.|LMGP|LIME BROKERAGE LLC|8300
GLRE|GREENLIGHT CAP. RE.|LQNA|LIQUIDNET, INC.|29700
GLRE|GREENLIGHT CAP. RE.|LSCI|Lek Securities Corporation|128
GLRE|GREENLIGHT CAP. RE.|MAXM|Maxim Group LLC|1674
GLRE|GREENLIGHT CAP. RE.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40030
GLRE|GREENLIGHT CAP. RE.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4830
GLRE|GREENLIGHT CAP. RE.|MSCO|MORGAN STANLEY & CO. LLC|664063
GLRE|GREENLIGHT CAP. RE.|MSPL|MORGAN STANLEY & CO. LLC|23700
GLRE|GREENLIGHT CAP. RE.|MSTX|MORGAN STANLEY & CO. LLC|33300
GLRE|GREENLIGHT CAP. RE.|NFSC|National Financial Services LLC|150920
GLRE|GREENLIGHT CAP. RE.|NITE|VIRTU Americas LLC|137402
GLRE|GREENLIGHT CAP. RE.|NITP|VIRTU Americas LLC|6959
GLRE|GREENLIGHT CAP. RE.|NQRB|Brut, LLC|700
GLRE|GREENLIGHT CAP. RE.|NTRC|Northern Trust Securities, Inc.|2691
GLRE|GREENLIGHT CAP. RE.|OPCO|Oppenheimer & Co. Inc.|990
GLRE|GREENLIGHT CAP. RE.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1620
GLRE|GREENLIGHT CAP. RE.|PDQM|CODA MARKETS, INC.|36003
GLRE|GREENLIGHT CAP. RE.|PWJC|UBS Financial Services, Inc.|3500
GLRE|GREENLIGHT CAP. RE.|RAJA|Raymond James & Associates, Inc.|1038
GLRE|GREENLIGHT CAP. RE.|RBCM|RBC CAPITAL MARKETS, LLC|600
GLRE|GREENLIGHT CAP. RE.|SAGL|SAGETRADER, LLC|301
GLRE|GREENLIGHT CAP. RE.|SAGW|SAGETRADER, LLC|358
GLRE|GREENLIGHT CAP. RE.|SBSH|Citigroup Global Markets Inc.|127645
GLRE|GREENLIGHT CAP. RE.|SGMT|GOLDMAN SACHS & CO. LLC|48758
GLRE|GREENLIGHT CAP. RE.|SPDR|SPEEDROUTE LLC|17400
GLRE|GREENLIGHT CAP. RE.|SWIM|TD Ameritrade, Inc.|27506
GLRE|GREENLIGHT CAP. RE.|SWST|Hilltop Securities Inc.|225
GLRE|GREENLIGHT CAP. RE.|TKNG|ALLY INVEST SECURITIES LLC|4164
GLRE|GREENLIGHT CAP. RE.|TRBT|Tradebot Systems, Inc.|8083
GLRE|GREENLIGHT CAP. RE.|TRCM|TRC MARKETS LLC|63873
GLRE|GREENLIGHT CAP. RE.|TWTT|TASTYWORKS, INC.|1000
GLRE|GREENLIGHT CAP. RE.|UBSA|UBS SECURITIES LLC|206397
GLRE|GREENLIGHT CAP. RE.|UBSS|UBS Securities LLC|194187
GLRE|GREENLIGHT CAP. RE.|VALX|VIRTU AMERICAS LLC|19695
GLRE|GREENLIGHT CAP. RE.|VGRD|Vanguard Marketing Corporation|14494
GLRE|GREENLIGHT CAP. RE.|WBPX|SUMMIT SECURITIES GROUP, LLC|300
GLRE|GREENLIGHT CAP. RE.|WCHV|WELLS FARGO SECURITIES, LLC|32421
GLRE|GREENLIGHT CAP. RE.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9260
GLRE|GREENLIGHT CAP. RE.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7340
GLRE|GREENLIGHT CAP. RE.|WSEA|WOLVERINE SECURITIES, LLC|52
GLRE|GREENLIGHT CAP. RE.|XIST|INSTINET, LLC|3840
GLRE|GREENLIGHT CAP. RE.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5088
GLRE|GREENLIGHT CAP. RE.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2324
GLT|GLATFELTER|ALTX|Alternet Securities Inc.|11721
GLT|GLATFELTER|APCC|Apex Clearing Corporation|34
GLT|GLATFELTER|AQUA|AQUA SECURITIES L.P.|2500
GLT|GLATFELTER|AVON|Avondale Partners, LLC|400
GLT|GLATFELTER|BARD|Robert W. Baird & Co. Incorporated|523
GLT|GLATFELTER|BATM|CBOE TRADING, INC.|1395
GLT|GLATFELTER|BERN|Sanford C. Bernstein & Co., LLC|137180
GLT|GLATFELTER|BIDS|BIDS TRADING L.P.|20100
GLT|GLATFELTER|BIMI|Banca IMI Securities Corp.|500
GLT|GLATFELTER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|642
GLT|GLATFELTER|BLKX|INSTINET, LLC|10264
GLT|GLATFELTER|BNPX|BNP PARIBAS SECURITIES CORP.|9278
GLT|GLATFELTER|BRVL|BLAYLOCK VAN, LLC|300
GLT|GLATFELTER|BTIG|BTIG, LLC|214
GLT|GLATFELTER|BYXM|CBOE TRADING, INC.|400
GLT|GLATFELTER|BZYD|GOLDMAN SACHS & CO. LLC|1200
GLT|GLATFELTER|CBLC|CITIGROUP GLOBAL MARKETS INC.|112872
GLT|GLATFELTER|CHAS|Charles Schwab & Co., Inc.|475
GLT|GLATFELTER|CJSC|CJS Securities, Inc.|20000
GLT|GLATFELTER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2575
GLT|GLATFELTER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17155
GLT|GLATFELTER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73322
GLT|GLATFELTER|CTDL|Citadel Derivatives Group Llc|1440
GLT|GLATFELTER|CXCX|CITIGROUP GLOBAL MARKETS INC.|24220
GLT|GLATFELTER|DBAB|Deutsche Bank Securities Inc.|61668
GLT|GLATFELTER|DBAX|Deutsche Bank Securities Inc.|64500
GLT|GLATFELTER|DBUL|Deutsche Bank Securities Inc.|100
GLT|GLATFELTER|DEAN|MORGAN STANLEY|2261
GLT|GLATFELTER|DEGS|RONIN PROFESSIONAL LLC|961
GLT|GLATFELTER|EBXL|EBX LLC|39100
GLT|GLATFELTER|ECUT|CONVERGEX EXECUTION SOLUTIONS|4411
GLT|GLATFELTER|EDJO|Edward D. Jones & Co., L.P.|1676
GLT|GLATFELTER|EGAM|CBOE TRADING, INC.|12373
GLT|GLATFELTER|EGAW|CBOE TRADING, INC.|4
GLT|GLATFELTER|EGMT|EG MARKET TECHNOLOGIES LLC|200
GLT|GLATFELTER|EGXM|CBOE TRADING, INC.|1405
GLT|GLATFELTER|ETBE|Electronic Transaction Clearing, Inc.|2283
GLT|GLATFELTER|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
GLT|GLATFELTER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4577
GLT|GLATFELTER|ETRS|E*Trade Securities LLC|3670
GLT|GLATFELTER|FILL|Tradestation Securities, Inc.|1365
GLT|GLATFELTER|FMCO|First Manhattan Co|300
GLT|GLATFELTER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|426
GLT|GLATFELTER|FQLS|Quantlab Securities LP|20577
GLT|GLATFELTER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68778
GLT|GLATFELTER|FTBR|Foliofn Investments, Inc.|234
GLT|GLATFELTER|GEBB|GLOBAL EXECUTION BROKERS, LP|228
GLT|GLATFELTER|GLPX|ACS EXECUTION SERVICES, LLC|28972
GLT|GLATFELTER|GSCO|GOLDMAN SACHS & CO. LLC|256918
GLT|GLATFELTER|GSCS|GOLDMAN SACHS & CO. LLC|200
GLT|GLATFELTER|GSLT|GOLDMAN SACHS & CO. LLC|774
GLT|GLATFELTER|GTSZ|GTS SECURITIES LLC|8409
GLT|GLATFELTER|HRBF|American Enterprise Investment Services Inc.|510
GLT|GLATFELTER|IATS|INTERACTIVE BROKERS LLC|2712
GLT|GLATFELTER|IBKR|Interactive Brokers Llc|3719
GLT|GLATFELTER|ICBX|INSTINET, LLC|13860
GLT|GLATFELTER|IEQY|CITADEL SECURITIES LLC|10616
GLT|GLATFELTER|INCA|INSTINET, LLC|29389
GLT|GLATFELTER|INJX|INSTINET, LLC|19
GLT|GLATFELTER|ITGI|ITG Inc.|41869
GLT|GLATFELTER|ITGP|ITG INC.|58800
GLT|GLATFELTER|JANY|Janney Montgomery Scott Inc.|1000
GLT|GLATFELTER|JEFF|JEFFERIES LLC|34068
GLT|GLATFELTER|JMPT|JUMP TRADING, LLC|6224
GLT|GLATFELTER|JPBX|J.P. MORGAN SECURITIES LLC|887
GLT|GLATFELTER|JPMX|J.P. Morgan Securities LLC|111347
GLT|GLATFELTER|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
GLT|GLATFELTER|JSJX|JANE STREET CAPITAL LLC|2885
GLT|GLATFELTER|KCGM|VIRTU Americas LLC|15605
GLT|GLATFELTER|LEHM|Barclays Capital Inc./Le|124618
GLT|GLATFELTER|LIME|Lime Brokerage LLC|12011
GLT|GLATFELTER|LQNA|LIQUIDNET, INC.|47300
GLT|GLATFELTER|LSCI|Lek Securities Corporation|20
GLT|GLATFELTER|MBTS|ALLY INVEST SECURITIES LLC|266
GLT|GLATFELTER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33954
GLT|GLATFELTER|MOTF|MOTIF INVESTING, INC.|2
GLT|GLATFELTER|MSCO|MORGAN STANLEY & CO. LLC|552616
GLT|GLATFELTER|MSPL|MORGAN STANLEY & CO. LLC|70000
GLT|GLATFELTER|MSTX|MORGAN STANLEY & CO. LLC|14000
GLT|GLATFELTER|NFSC|National Financial Services LLC|20798
GLT|GLATFELTER|NITE|VIRTU Americas LLC|64661
GLT|GLATFELTER|NQRB|Brut, LLC|3231
GLT|GLATFELTER|NTRC|Northern Trust Securities, Inc.|39
GLT|GLATFELTER|OPCO|Oppenheimer & Co. Inc.|12
GLT|GLATFELTER|PCFF|Pacific International Securities Inc./CDS|11
GLT|GLATFELTER|PDQM|CODA MARKETS, INC.|40315
GLT|GLATFELTER|RBCM|RBC CAPITAL MARKETS, LLC|538
GLT|GLATFELTER|SAGL|SAGETRADER, LLC|8850
GLT|GLATFELTER|SAGW|SAGETRADER, LLC|95
GLT|GLATFELTER|SBSH|Citigroup Global Markets Inc.|25490
GLT|GLATFELTER|SGMT|GOLDMAN SACHS & CO. LLC|20141
GLT|GLATFELTER|SPDR|SPEEDROUTE LLC|6571
GLT|GLATFELTER|SSBS|STATE STREET GLOBAL MARKETS, LLC|46200
GLT|GLATFELTER|STFL|Stifel, Nicolaus & Company, Incorporated|521
GLT|GLATFELTER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2100
GLT|GLATFELTER|SWIM|TD Ameritrade, Inc.|4378
GLT|GLATFELTER|SWST|Hilltop Securities Inc.|130
GLT|GLATFELTER|TKNG|ALLY INVEST SECURITIES LLC|140
GLT|GLATFELTER|TMBR|Timber Hill LLC|177
GLT|GLATFELTER|TRBT|Tradebot Systems, Inc.|32846
GLT|GLATFELTER|TRCM|TRC MARKETS LLC|14511
GLT|GLATFELTER|UBSA|UBS SECURITIES LLC|159080
GLT|GLATFELTER|UBSS|UBS Securities LLC|180483
GLT|GLATFELTER|VALX|VIRTU AMERICAS LLC|5655
GLT|GLATFELTER|VGRD|Vanguard Marketing Corporation|4346
GLT|GLATFELTER|WCHV|WELLS FARGO SECURITIES, LLC|3709
GLT|GLATFELTER|WEED|Weeden & Co.L.P.|8100
GLT|GLATFELTER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|575
GLT|GLATFELTER|WSEA|WOLVERINE SECURITIES, LLC|1108
GLT|GLATFELTER|XIST|INSTINET, LLC|3200
GLT|GLATFELTER|XPQR|Jump Trading|600
GLT|GLATFELTER|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
GLT|GLATFELTER|YKNA|COMHAR CAPITAL MARKETS, LLC|910
GLT|GLATFELTER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|72
GLTR|ETFS PM BASKET|APCC|Apex Clearing Corporation|8082
GLTR|ETFS PM BASKET|BANK|Primevest Financial Services, Inc.|15
GLTR|ETFS PM BASKET|BARD|Robert W. Baird & Co. Incorporated|1
GLTR|ETFS PM BASKET|BERN|Sanford C. Bernstein & Co., LLC|150
GLTR|ETFS PM BASKET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2931
GLTR|ETFS PM BASKET|CANT|Cantor Fitzgerald & Co.|203346
GLTR|ETFS PM BASKET|CHAS|Charles Schwab & Co., Inc.|201691
GLTR|ETFS PM BASKET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37300
GLTR|ETFS PM BASKET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90242
GLTR|ETFS PM BASKET|CSIN|Citadel Securities Institutional LLC|17982
GLTR|ETFS PM BASKET|CTDL|Citadel Derivatives Group Llc|23082
GLTR|ETFS PM BASKET|CXCX|CITIGROUP GLOBAL MARKETS INC.|42714
GLTR|ETFS PM BASKET|DAVA|Davenport & Company LLC|152
GLTR|ETFS PM BASKET|DEAN|MORGAN STANLEY|1708
GLTR|ETFS PM BASKET|EBXL|EBX LLC|1000
GLTR|ETFS PM BASKET|EDJO|Edward D. Jones & Co., L.P.|1174
GLTR|ETFS PM BASKET|ETRS|E*Trade Securities LLC|886
GLTR|ETFS PM BASKET|FINX|FINTECH SECURITIES|2061
GLTR|ETFS PM BASKET|FTBR|Foliofn Investments, Inc.|3421
GLTR|ETFS PM BASKET|GSLT|GOLDMAN SACHS & CO. LLC|16
GLTR|ETFS PM BASKET|GTSZ|GTS SECURITIES LLC|800
GLTR|ETFS PM BASKET|HRBF|American Enterprise Investment Services Inc.|17
GLTR|ETFS PM BASKET|IATS|INTERACTIVE BROKERS LLC|16
GLTR|ETFS PM BASKET|IBKR|Interactive Brokers Llc|6746
GLTR|ETFS PM BASKET|ICBX|INSTINET, LLC|400
GLTR|ETFS PM BASKET|INCA|INSTINET, LLC|89900
GLTR|ETFS PM BASKET|ITGI|ITG Inc.|10
GLTR|ETFS PM BASKET|JANY|Janney Montgomery Scott Inc.|8
GLTR|ETFS PM BASKET|JSJX|JANE STREET CAPITAL LLC|7910
GLTR|ETFS PM BASKET|KCGM|VIRTU Americas LLC|1
GLTR|ETFS PM BASKET|LEHM|Barclays Capital Inc./Le|10200
GLTR|ETFS PM BASKET|LIME|Lime Brokerage LLC|1983
GLTR|ETFS PM BASKET|MACC|Mid Atlantic Capital Corporation|12
GLTR|ETFS PM BASKET|MOTF|MOTIF INVESTING, INC.|1
GLTR|ETFS PM BASKET|MSCO|MORGAN STANLEY & CO. LLC|7191
GLTR|ETFS PM BASKET|MSPL|MORGAN STANLEY & CO. LLC|300
GLTR|ETFS PM BASKET|NFSC|National Financial Services LLC|8557
GLTR|ETFS PM BASKET|NITE|VIRTU Americas LLC|191059
GLTR|ETFS PM BASKET|NITP|VIRTU Americas LLC|5600
GLTR|ETFS PM BASKET|NQRB|Brut, LLC|80
GLTR|ETFS PM BASKET|OPCO|Oppenheimer & Co. Inc.|18
GLTR|ETFS PM BASKET|SBSH|Citigroup Global Markets Inc.|6515
GLTR|ETFS PM BASKET|SGMT|GOLDMAN SACHS & CO. LLC|28200
GLTR|ETFS PM BASKET|STKP|STOCKPILE INVESTMENTS, INC.|386
GLTR|ETFS PM BASKET|SWIM|TD Ameritrade, Inc.|266
GLTR|ETFS PM BASKET|TRCM|TRC MARKETS LLC|1
GLTR|ETFS PM BASKET|UBSA|UBS SECURITIES LLC|2479
GLTR|ETFS PM BASKET|UBSS|UBS Securities LLC|13726
GLTR|ETFS PM BASKET|VGRD|Vanguard Marketing Corporation|246
GLTR|ETFS PM BASKET|WCHV|WELLS FARGO SECURITIES, LLC|7606
GLTR|ETFS PM BASKET|WGIF|CIBC World Markets Inc.|194
GLTR|ETFS PM BASKET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
GLTR|ETFS PM BASKET|WSEA|WOLVERINE SECURITIES, LLC|20
GLTR|ETFS PM BASKET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3184
GLU|GABELLI GLB UTL INC|APCC|Apex Clearing Corporation|38
GLU|GABELLI GLB UTL INC|BTIG|BTIG, LLC|100
GLU|GABELLI GLB UTL INC|CHAS|Charles Schwab & Co., Inc.|4
GLU|GABELLI GLB UTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GLU|GABELLI GLB UTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|541
GLU|GABELLI GLB UTL INC|DADA|D.A. Davidson & Co.|100
GLU|GABELLI GLB UTL INC|DBAX|Deutsche Bank Securities Inc.|1400
GLU|GABELLI GLB UTL INC|DEAN|MORGAN STANLEY|1685
GLU|GABELLI GLB UTL INC|DEGS|RONIN PROFESSIONAL LLC|1956
GLU|GABELLI GLB UTL INC|EBXL|EBX LLC|200
GLU|GABELLI GLB UTL INC|EDJO|Edward D. Jones & Co., L.P.|1100
GLU|GABELLI GLB UTL INC|ETRS|E*Trade Securities LLC|1285
GLU|GABELLI GLB UTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1223
GLU|GABELLI GLB UTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
GLU|GABELLI GLB UTL INC|FTBR|Foliofn Investments, Inc.|42
GLU|GABELLI GLB UTL INC|GSCO|GOLDMAN SACHS & CO. LLC|152
GLU|GABELLI GLB UTL INC|GSCS|GOLDMAN SACHS & CO. LLC|228
GLU|GABELLI GLB UTL INC|GSLT|GOLDMAN SACHS & CO. LLC|1
GLU|GABELLI GLB UTL INC|HRBF|American Enterprise Investment Services Inc.|1376
GLU|GABELLI GLB UTL INC|IATS|INTERACTIVE BROKERS LLC|648
GLU|GABELLI GLB UTL INC|IBKR|Interactive Brokers Llc|6493
GLU|GABELLI GLB UTL INC|INCA|INSTINET, LLC|3701
GLU|GABELLI GLB UTL INC|LEHM|Barclays Capital Inc./Le|200
GLU|GABELLI GLB UTL INC|LIME|Lime Brokerage LLC|413
GLU|GABELLI GLB UTL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|260
GLU|GABELLI GLB UTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
GLU|GABELLI GLB UTL INC|MSCO|MORGAN STANLEY & CO. LLC|6089
GLU|GABELLI GLB UTL INC|NFSC|National Financial Services LLC|27630
GLU|GABELLI GLB UTL INC|NITE|VIRTU Americas LLC|24375
GLU|GABELLI GLB UTL INC|NQRB|Brut, LLC|272
GLU|GABELLI GLB UTL INC|OPCO|Oppenheimer & Co. Inc.|4001
GLU|GABELLI GLB UTL INC|PWJC|UBS Financial Services, Inc.|1000
GLU|GABELLI GLB UTL INC|RBCM|RBC CAPITAL MARKETS, LLC|45
GLU|GABELLI GLB UTL INC|SPHN|Stephens Inc.|206
GLU|GABELLI GLB UTL INC|SWIM|TD Ameritrade, Inc.|920
GLU|GABELLI GLB UTL INC|SWST|Hilltop Securities Inc.|3959
GLU|GABELLI GLB UTL INC|TKNG|ALLY INVEST SECURITIES LLC|221
GLU|GABELLI GLB UTL INC|TRCM|TRC MARKETS LLC|87
GLU|GABELLI GLB UTL INC|UBSA|UBS SECURITIES LLC|2606
GLU|GABELLI GLB UTL INC|UBSS|UBS Securities LLC|17711
GLU|GABELLI GLB UTL INC|VALX|VIRTU AMERICAS LLC|82
GLU|GABELLI GLB UTL INC|VGRD|Vanguard Marketing Corporation|1653
GLU|GABELLI GLB UTL INC|WCHV|WELLS FARGO SECURITIES, LLC|19472
GLU|GABELLI GLB UTL INC|WEDB|WEDBUSH SECURITIES INC.|1570
GLU|GABELLI GLB UTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15
GLU|GABELLI GLB UTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1776
GLU|GABELLI GLB UTL INC|WSEA|WOLVERINE SECURITIES, LLC|122
GLU|GABELLI GLB UTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|311
GLU$A|GABELLI GLOBAL PFD A|MSCO|MORGAN STANLEY & CO. LLC|333
GLU$A|GABELLI GLOBAL PFD A|NEUB|NEUBERGER BERMAN BD LLC|347
GLU$A|GABELLI GLOBAL PFD A|NFSC|National Financial Services LLC|284
GLU$A|GABELLI GLOBAL PFD A|NITE|VIRTU Americas LLC|855
GLU$A|GABELLI GLOBAL PFD A|UBSS|UBS Securities LLC|200
GLU$A|GABELLI GLOBAL PFD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|958
GLUU|GLU MOBILE INC.|ADAM|CANACCORD GENUITY INC.|62000
GLUU|GLU MOBILE INC.|ALTX|Alternet Securities Inc.|5208
GLUU|GLU MOBILE INC.|APCC|Apex Clearing Corporation|14023
GLUU|GLU MOBILE INC.|AQUA|AQUA SECURITIES L.P.|13000
GLUU|GLU MOBILE INC.|BATM|CBOE TRADING, INC.|9481
GLUU|GLU MOBILE INC.|BERN|Sanford C. Bernstein & Co., LLC|95959
GLUU|GLU MOBILE INC.|BIMI|Banca IMI Securities Corp.|3365
GLUU|GLU MOBILE INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28050
GLUU|GLU MOBILE INC.|BLKX|INSTINET, LLC|41000
GLUU|GLU MOBILE INC.|BMOC|BMO Capital Markets Corp.|103685
GLUU|GLU MOBILE INC.|BNPX|BNP PARIBAS SECURITIES CORP.|9691
GLUU|GLU MOBILE INC.|BTIG|BTIG, LLC|329003
GLUU|GLU MOBILE INC.|BYXM|CBOE TRADING, INC.|1600
GLUU|GLU MOBILE INC.|BZYD|GOLDMAN SACHS & CO. LLC|17041
GLUU|GLU MOBILE INC.|CANT|Cantor Fitzgerald & Co.|138282
GLUU|GLU MOBILE INC.|CHAS|Charles Schwab & Co., Inc.|18065
GLUU|GLU MOBILE INC.|CHLM|Craig-Hallum Capital Group LLC|6711
GLUU|GLU MOBILE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500085
GLUU|GLU MOBILE INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5900
GLUU|GLU MOBILE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|999361
GLUU|GLU MOBILE INC.|CTDL|Citadel Derivatives Group Llc|97281
GLUU|GLU MOBILE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|173734
GLUU|GLU MOBILE INC.|DAWA|Daiwa Capital Markets America Inc.|500
GLUU|GLU MOBILE INC.|DBAB|Deutsche Bank Securities Inc.|585227
GLUU|GLU MOBILE INC.|DBAX|Deutsche Bank Securities Inc.|639800
GLUU|GLU MOBILE INC.|DCHF|Dart Executions, LLC|1980
GLUU|GLU MOBILE INC.|DEAN|MORGAN STANLEY|5600
GLUU|GLU MOBILE INC.|DEGS|RONIN PROFESSIONAL LLC|5706
GLUU|GLU MOBILE INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23844
GLUU|GLU MOBILE INC.|DOTC|Dougherty & Company LLC|10500
GLUU|GLU MOBILE INC.|EBXL|EBX LLC|514300
GLUU|GLU MOBILE INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|15011
GLUU|GLU MOBILE INC.|EDJO|Edward D. Jones & Co., L.P.|5653
GLUU|GLU MOBILE INC.|EGAM|CBOE TRADING, INC.|44756
GLUU|GLU MOBILE INC.|EGAW|CBOE TRADING, INC.|400
GLUU|GLU MOBILE INC.|EGXM|CBOE TRADING, INC.|17430
GLUU|GLU MOBILE INC.|EGXW|CBOE TRADING, INC.|400
GLUU|GLU MOBILE INC.|ELEV|ELEVATION, LLC|40708
GLUU|GLU MOBILE INC.|ETBE|Electronic Transaction Clearing, Inc.|53727
GLUU|GLU MOBILE INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|31800
GLUU|GLU MOBILE INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22422
GLUU|GLU MOBILE INC.|ETRS|E*Trade Securities LLC|2055584
GLUU|GLU MOBILE INC.|FBCO|Credit Suisse Securities (USA) LLC|2438560
GLUU|GLU MOBILE INC.|FBSB|U.S. Bancorp Investments, Inc.|1000
GLUU|GLU MOBILE INC.|FILL|Tradestation Securities, Inc.|73064
GLUU|GLU MOBILE INC.|FMAF|NBCN Inc./ CDS|7497
GLUU|GLU MOBILE INC.|FOMA|TD AMERITRADE CLEARING, INC.|2063268
GLUU|GLU MOBILE INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1250
GLUU|GLU MOBILE INC.|FQLS|Quantlab Securities LP|319528
GLUU|GLU MOBILE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|260298
GLUU|GLU MOBILE INC.|FTBR|Foliofn Investments, Inc.|8217
GLUU|GLU MOBILE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|75886
GLUU|GLU MOBILE INC.|GLPX|ACS EXECUTION SERVICES, LLC|62087
GLUU|GLU MOBILE INC.|GSCO|GOLDMAN SACHS & CO. LLC|1747632
GLUU|GLU MOBILE INC.|GSCS|GOLDMAN SACHS & CO. LLC|510025
GLUU|GLU MOBILE INC.|GSLT|GOLDMAN SACHS & CO. LLC|47261
GLUU|GLU MOBILE INC.|GTSZ|GTS SECURITIES LLC|53793
GLUU|GLU MOBILE INC.|HAPX|HAP Trading, LLC|600
GLUU|GLU MOBILE INC.|HRBF|American Enterprise Investment Services Inc.|5020
GLUU|GLU MOBILE INC.|HSBC|HSBC Securities, Inc.|33987
GLUU|GLU MOBILE INC.|IATS|INTERACTIVE BROKERS LLC|96779
GLUU|GLU MOBILE INC.|IBKR|Interactive Brokers Llc|426161
GLUU|GLU MOBILE INC.|ICBX|INSTINET, LLC|194026
GLUU|GLU MOBILE INC.|IEQY|CITADEL SECURITIES LLC|236400
GLUU|GLU MOBILE INC.|INCA|INSTINET, LLC|725500
GLUU|GLU MOBILE INC.|INJX|INSTINET, LLC|31450
GLUU|GLU MOBILE INC.|ITGI|ITG Inc.|94330
GLUU|GLU MOBILE INC.|ITGP|ITG INC.|486200
GLUU|GLU MOBILE INC.|JANY|Janney Montgomery Scott Inc.|19744
GLUU|GLU MOBILE INC.|JEFF|JEFFERIES LLC|171868
GLUU|GLU MOBILE INC.|JMPT|JUMP TRADING, LLC|150710
GLUU|GLU MOBILE INC.|JPBX|J.P. MORGAN SECURITIES LLC|196413
GLUU|GLU MOBILE INC.|JPMX|J.P. Morgan Securities LLC|832457
GLUU|GLU MOBILE INC.|JSJX|JANE STREET CAPITAL LLC|165947
GLUU|GLU MOBILE INC.|JUTA|JUMP TRADING, LLC|1100
GLUU|GLU MOBILE INC.|KCGM|VIRTU Americas LLC|184133
GLUU|GLU MOBILE INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|34400
GLUU|GLU MOBILE INC.|LEHM|Barclays Capital Inc./Le|2312103
GLUU|GLU MOBILE INC.|LGNT|COR CLEARING LLC|1066
GLUU|GLU MOBILE INC.|LIME|Lime Brokerage LLC|359232
GLUU|GLU MOBILE INC.|LMGP|LIME BROKERAGE LLC|2900
GLUU|GLU MOBILE INC.|LOOP|Loop Capital Markets LLC|900
GLUU|GLU MOBILE INC.|LQNA|LIQUIDNET, INC.|14700
GLUU|GLU MOBILE INC.|LSCI|Lek Securities Corporation|264
GLUU|GLU MOBILE INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GLUU|GLU MOBILE INC.|MACQ|Macquarie Capital (USA) Inc.|17760
GLUU|GLU MOBILE INC.|MAXM|Maxim Group LLC|10371
GLUU|GLU MOBILE INC.|MBTS|ALLY INVEST SECURITIES LLC|34882
GLUU|GLU MOBILE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|481438
GLUU|GLU MOBILE INC.|MOTF|MOTIF INVESTING, INC.|632
GLUU|GLU MOBILE INC.|MSCO|MORGAN STANLEY & CO. LLC|3221084
GLUU|GLU MOBILE INC.|MSPL|MORGAN STANLEY & CO. LLC|1063500
GLUU|GLU MOBILE INC.|MSTX|MORGAN STANLEY & CO. LLC|339300
GLUU|GLU MOBILE INC.|NATL|National Securities Corporation|4300
GLUU|GLU MOBILE INC.|NFSC|National Financial Services LLC|935444
GLUU|GLU MOBILE INC.|NITE|VIRTU Americas LLC|2434961
GLUU|GLU MOBILE INC.|NITP|VIRTU Americas LLC|157325
GLUU|GLU MOBILE INC.|NQRB|Brut, LLC|20057
GLUU|GLU MOBILE INC.|OPCO|Oppenheimer & Co. Inc.|14173
GLUU|GLU MOBILE INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5100
GLUU|GLU MOBILE INC.|PCPT|PHILLIP CAPITAL INC.|1000
GLUU|GLU MOBILE INC.|PDQM|CODA MARKETS, INC.|78257
GLUU|GLU MOBILE INC.|PHLY|NASDAQ Execution Services, LLC|4000
GLUU|GLU MOBILE INC.|PIPR|Piper Jaffray & Co.|465143
GLUU|GLU MOBILE INC.|PNSR|Penserra Securities, LLC|400
GLUU|GLU MOBILE INC.|PWJC|UBS Financial Services, Inc.|450
GLUU|GLU MOBILE INC.|RAJA|Raymond James & Associates, Inc.|11116
GLUU|GLU MOBILE INC.|RBCM|RBC CAPITAL MARKETS, LLC|42500
GLUU|GLU MOBILE INC.|RGLD|Regal Securities, Inc|7523
GLUU|GLU MOBILE INC.|ROTH|Roth Capital Partners, LLC|74072
GLUU|GLU MOBILE INC.|SAGL|SAGETRADER, LLC|283
GLUU|GLU MOBILE INC.|SAGW|SAGETRADER, LLC|97
GLUU|GLU MOBILE INC.|SBSH|Citigroup Global Markets Inc.|398097
GLUU|GLU MOBILE INC.|SGMT|GOLDMAN SACHS & CO. LLC|480875
GLUU|GLU MOBILE INC.|SOGO|Wang Investment Associates, Inc.|151
GLUU|GLU MOBILE INC.|SPDR|SPEEDROUTE LLC|7201
GLUU|GLU MOBILE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|309388
GLUU|GLU MOBILE INC.|STSE|SOUTHERN TRUST SECURITIES, INC.|2500
GLUU|GLU MOBILE INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|81
GLUU|GLU MOBILE INC.|SWIM|TD Ameritrade, Inc.|674434
GLUU|GLU MOBILE INC.|SWST|Hilltop Securities Inc.|9084
GLUU|GLU MOBILE INC.|TKNG|ALLY INVEST SECURITIES LLC|43328
GLUU|GLU MOBILE INC.|TMBR|Timber Hill LLC|4614
GLUU|GLU MOBILE INC.|TOUR|TOURMALINE PARTNERS, LLC|200000
GLUU|GLU MOBILE INC.|TRBT|Tradebot Systems, Inc.|508974
GLUU|GLU MOBILE INC.|TRCM|TRC MARKETS LLC|130480
GLUU|GLU MOBILE INC.|TWTT|TASTYWORKS, INC.|2351
GLUU|GLU MOBILE INC.|UBSA|UBS SECURITIES LLC|1544079
GLUU|GLU MOBILE INC.|UBSS|UBS Securities LLC|1798361
GLUU|GLU MOBILE INC.|VALX|VIRTU AMERICAS LLC|348357
GLUU|GLU MOBILE INC.|VGRD|Vanguard Marketing Corporation|139956
GLUU|GLU MOBILE INC.|VSIN|Vision Financial Markets Llc|4009
GLUU|GLU MOBILE INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|306
GLUU|GLU MOBILE INC.|WCHV|WELLS FARGO SECURITIES, LLC|292215
GLUU|GLU MOBILE INC.|WEDB|WEDBUSH SECURITIES INC.|7000
GLUU|GLU MOBILE INC.|WEED|Weeden & Co.L.P.|265100
GLUU|GLU MOBILE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37472
GLUU|GLU MOBILE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48000
GLUU|GLU MOBILE INC.|WFPB|Wells Fargo Securities, LLC.|1269
GLUU|GLU MOBILE INC.|WGIF|CIBC World Markets Inc.|17839
GLUU|GLU MOBILE INC.|WSEA|WOLVERINE SECURITIES, LLC|81884
GLUU|GLU MOBILE INC.|XIST|INSTINET, LLC|198910
GLUU|GLU MOBILE INC.|XPQR|Jump Trading|21675
GLUU|GLU MOBILE INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|70190
GLUU|GLU MOBILE INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3090
GLUU|GLU MOBILE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24715
GLV|CLOUGH GLBL DVDND|APCC|Apex Clearing Corporation|87
GLV|CLOUGH GLBL DVDND|BARD|Robert W. Baird & Co. Incorporated|1301
GLV|CLOUGH GLBL DVDND|BATM|CBOE TRADING, INC.|800
GLV|CLOUGH GLBL DVDND|BTIG|BTIG, LLC|2249
GLV|CLOUGH GLBL DVDND|BYXM|CBOE TRADING, INC.|100
GLV|CLOUGH GLBL DVDND|CHAS|Charles Schwab & Co., Inc.|52
GLV|CLOUGH GLBL DVDND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2400
GLV|CLOUGH GLBL DVDND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3165
GLV|CLOUGH GLBL DVDND|DADA|D.A. Davidson & Co.|4
GLV|CLOUGH GLBL DVDND|DBAX|Deutsche Bank Securities Inc.|800
GLV|CLOUGH GLBL DVDND|DEAN|MORGAN STANLEY|2070
GLV|CLOUGH GLBL DVDND|DEGS|RONIN PROFESSIONAL LLC|100
GLV|CLOUGH GLBL DVDND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|75
GLV|CLOUGH GLBL DVDND|EBXL|EBX LLC|2400
GLV|CLOUGH GLBL DVDND|EGXM|CBOE TRADING, INC.|10
GLV|CLOUGH GLBL DVDND|ETRS|E*Trade Securities LLC|4135
GLV|CLOUGH GLBL DVDND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1523
GLV|CLOUGH GLBL DVDND|FTBR|Foliofn Investments, Inc.|25
GLV|CLOUGH GLBL DVDND|GLPX|ACS EXECUTION SERVICES, LLC|146
GLV|CLOUGH GLBL DVDND|GSCS|GOLDMAN SACHS & CO. LLC|200
GLV|CLOUGH GLBL DVDND|GTSZ|GTS SECURITIES LLC|760
GLV|CLOUGH GLBL DVDND|HRBF|American Enterprise Investment Services Inc.|806
GLV|CLOUGH GLBL DVDND|HSBC|HSBC Securities, Inc.|300
GLV|CLOUGH GLBL DVDND|IATS|INTERACTIVE BROKERS LLC|1288
GLV|CLOUGH GLBL DVDND|IBKR|Interactive Brokers Llc|1632
GLV|CLOUGH GLBL DVDND|ICBX|INSTINET, LLC|960
GLV|CLOUGH GLBL DVDND|INCA|INSTINET, LLC|1739
GLV|CLOUGH GLBL DVDND|ITGI|ITG Inc.|600
GLV|CLOUGH GLBL DVDND|ITGP|ITG INC.|600
GLV|CLOUGH GLBL DVDND|JANY|Janney Montgomery Scott Inc.|2
GLV|CLOUGH GLBL DVDND|JPMX|J.P. Morgan Securities LLC|158
GLV|CLOUGH GLBL DVDND|KCGM|VIRTU Americas LLC|200
GLV|CLOUGH GLBL DVDND|LEHM|Barclays Capital Inc./Le|1000
GLV|CLOUGH GLBL DVDND|LIME|Lime Brokerage LLC|2826
GLV|CLOUGH GLBL DVDND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|560
GLV|CLOUGH GLBL DVDND|MSCO|MORGAN STANLEY & CO. LLC|18952
GLV|CLOUGH GLBL DVDND|NFSC|National Financial Services LLC|35424
GLV|CLOUGH GLBL DVDND|NITE|VIRTU Americas LLC|68174
GLV|CLOUGH GLBL DVDND|NQRB|Brut, LLC|100
GLV|CLOUGH GLBL DVDND|OPCO|Oppenheimer & Co. Inc.|7
GLV|CLOUGH GLBL DVDND|PDQM|CODA MARKETS, INC.|146
GLV|CLOUGH GLBL DVDND|RBCM|RBC CAPITAL MARKETS, LLC|9663
GLV|CLOUGH GLBL DVDND|SALI|INTL FCSTONE FINANCIAL INC.|400
GLV|CLOUGH GLBL DVDND|SBSH|Citigroup Global Markets Inc.|210
GLV|CLOUGH GLBL DVDND|SGMT|GOLDMAN SACHS & CO. LLC|500
GLV|CLOUGH GLBL DVDND|SPDR|SPEEDROUTE LLC|100
GLV|CLOUGH GLBL DVDND|SPHN|Stephens Inc.|67
GLV|CLOUGH GLBL DVDND|STFL|Stifel, Nicolaus & Company, Incorporated|1595
GLV|CLOUGH GLBL DVDND|SWIM|TD Ameritrade, Inc.|6468
GLV|CLOUGH GLBL DVDND|SWST|Hilltop Securities Inc.|3070
GLV|CLOUGH GLBL DVDND|TKNG|ALLY INVEST SECURITIES LLC|607
GLV|CLOUGH GLBL DVDND|TRBT|Tradebot Systems, Inc.|724
GLV|CLOUGH GLBL DVDND|TRCM|TRC MARKETS LLC|100
GLV|CLOUGH GLBL DVDND|UBSA|UBS SECURITIES LLC|4959
GLV|CLOUGH GLBL DVDND|UBSS|UBS Securities LLC|12588
GLV|CLOUGH GLBL DVDND|VGRD|Vanguard Marketing Corporation|2055
GLV|CLOUGH GLBL DVDND|WCHV|WELLS FARGO SECURITIES, LLC|7996
GLV|CLOUGH GLBL DVDND|WEDB|WEDBUSH SECURITIES INC.|67
GLV|CLOUGH GLBL DVDND|WSEA|WOLVERINE SECURITIES, LLC|130
GLV|CLOUGH GLBL DVDND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2749
GLW|CORNING INC|ABLE|NATIXIS Securities Americas LLC|57658
GLW|CORNING INC|ADAM|CANACCORD GENUITY INC.|300
GLW|CORNING INC|AGIS|Aegis Capital Corp.|3
GLW|CORNING INC|ALTX|Alternet Securities Inc.|14456
GLW|CORNING INC|ANOS|ABEL/NOSER, L.L.C.|81536
GLW|CORNING INC|APCC|Apex Clearing Corporation|9359
GLW|CORNING INC|AVON|Avondale Partners, LLC|200
GLW|CORNING INC|BARD|Robert W. Baird & Co. Incorporated|16315
GLW|CORNING INC|BATM|CBOE TRADING, INC.|11666
GLW|CORNING INC|BAYC|BAY CREST PARTNERS, LLC|5594
GLW|CORNING INC|BAYT|BTIG, LLC|5400
GLW|CORNING INC|BBNT|BB&T SECURITIES, LLC|8194
GLW|CORNING INC|BERN|Sanford C. Bernstein & Co., LLC|153116
GLW|CORNING INC|BIAD|SAGETRADER, LLC|2746
GLW|CORNING INC|BIDS|BIDS TRADING L.P.|1400
GLW|CORNING INC|BIMI|Banca IMI Securities Corp.|2451
GLW|CORNING INC|BKCM|BNY Mellon Capital Markets LLC|13786
GLW|CORNING INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63739
GLW|CORNING INC|BLKX|INSTINET, LLC|92527
GLW|CORNING INC|BMOC|BMO Capital Markets Corp.|10806
GLW|CORNING INC|BNPX|BNP PARIBAS SECURITIES CORP.|371455
GLW|CORNING INC|BRGE|Newbridge Securities Corp.|3360
GLW|CORNING INC|BTIG|BTIG, LLC|123979
GLW|CORNING INC|BYXM|CBOE TRADING, INC.|3820
GLW|CORNING INC|BZYD|GOLDMAN SACHS & CO. LLC|3700
GLW|CORNING INC|CABR|Cabrera Capital Markets, Inc.|100
GLW|CORNING INC|CANT|Cantor Fitzgerald & Co.|542
GLW|CORNING INC|CHAS|Charles Schwab & Co., Inc.|5852
GLW|CORNING INC|CIBP|CIBC World Markets Corp.|139736
GLW|CORNING INC|CICF|Canaccord Genuity Corp.|226
GLW|CORNING INC|CIST|Capital Institutional Services, Inc.|41454
GLW|CORNING INC|CLSA|CLSA AMERICAS, LLC|20
GLW|CORNING INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|164992
GLW|CORNING INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12354
GLW|CORNING INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1364159
GLW|CORNING INC|CTDL|Citadel Derivatives Group Llc|40016
GLW|CORNING INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|385072
GLW|CORNING INC|DADA|D.A. Davidson & Co.|891
GLW|CORNING INC|DAVA|Davenport & Company LLC|5435
GLW|CORNING INC|DBAB|Deutsche Bank Securities Inc.|1327407
GLW|CORNING INC|DBAX|Deutsche Bank Securities Inc.|1668200
GLW|CORNING INC|DBUL|Deutsche Bank Securities Inc.|2200
GLW|CORNING INC|DCHF|Dart Executions, LLC|6280
GLW|CORNING INC|DEAN|MORGAN STANLEY|60379
GLW|CORNING INC|DEGS|RONIN PROFESSIONAL LLC|200
GLW|CORNING INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|202
GLW|CORNING INC|DRWK|DRW SECURITIES, L.L.C.|44750
GLW|CORNING INC|EBXL|EBX LLC|1316400
GLW|CORNING INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|43894
GLW|CORNING INC|EDJC|Edward Jones / CDS|196
GLW|CORNING INC|EDJO|Edward D. Jones & Co., L.P.|26685
GLW|CORNING INC|EGAM|CBOE TRADING, INC.|87466
GLW|CORNING INC|EGAW|CBOE TRADING, INC.|302
GLW|CORNING INC|EGXM|CBOE TRADING, INC.|2263
GLW|CORNING INC|EROP|Eroom Securities L.L.C.|1000
GLW|CORNING INC|ESPO|ESPOSITO SECURITIES, LLC|2834
GLW|CORNING INC|ETBE|Electronic Transaction Clearing, Inc.|33054
GLW|CORNING INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
GLW|CORNING INC|ETCB|ETC BROKERAGE SERVICES, LLC|29
GLW|CORNING INC|ETCC|Electronic Transaction Clearing, Inc.|929
GLW|CORNING INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4398
GLW|CORNING INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6901
GLW|CORNING INC|ETRS|E*Trade Securities LLC|298511
GLW|CORNING INC|FBSB|U.S. Bancorp Investments, Inc.|54
GLW|CORNING INC|FILL|Tradestation Securities, Inc.|17501
GLW|CORNING INC|FINX|FINTECH SECURITIES|4332
GLW|CORNING INC|FMAF|NBCN Inc./ CDS|15729
GLW|CORNING INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20585
GLW|CORNING INC|FQLS|Quantlab Securities LP|645016
GLW|CORNING INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|487927
GLW|CORNING INC|FTBR|Foliofn Investments, Inc.|11901
GLW|CORNING INC|GBMT|GBM International, Inc.|16164
GLW|CORNING INC|GEBB|GLOBAL EXECUTION BROKERS, LP|9900
GLW|CORNING INC|GLIS|TD Securities Inc|3895
GLW|CORNING INC|GLPX|ACS EXECUTION SERVICES, LLC|135213
GLW|CORNING INC|GSCO|GOLDMAN SACHS & CO. LLC|5400973
GLW|CORNING INC|GSCS|GOLDMAN SACHS & CO. LLC|11040
GLW|CORNING INC|GSLT|GOLDMAN SACHS & CO. LLC|21618
GLW|CORNING INC|GTSZ|GTS SECURITIES LLC|569940
GLW|CORNING INC|HAPX|HAP Trading, LLC|200
GLW|CORNING INC|HASF|Haywood Securities Inc./CDS|2200
GLW|CORNING INC|HCTA|Hardcastle Trading USA LLC|200316
GLW|CORNING INC|HRBF|American Enterprise Investment Services Inc.|22323
GLW|CORNING INC|HSBC|HSBC Securities, Inc.|15114
GLW|CORNING INC|IATS|INTERACTIVE BROKERS LLC|38560
GLW|CORNING INC|IBKR|Interactive Brokers Llc|80659
GLW|CORNING INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10726
GLW|CORNING INC|ICBX|INSTINET, LLC|392191
GLW|CORNING INC|IEQY|CITADEL SECURITIES LLC|282302
GLW|CORNING INC|INCA|INSTINET, LLC|638533
GLW|CORNING INC|INJX|INSTINET, LLC|1867
GLW|CORNING INC|ITGI|ITG Inc.|166225
GLW|CORNING INC|ITGP|ITG INC.|790000
GLW|CORNING INC|JANY|Janney Montgomery Scott Inc.|13101
GLW|CORNING INC|JEFF|JEFFERIES LLC|908160
GLW|CORNING INC|JMPT|JUMP TRADING, LLC|166834
GLW|CORNING INC|JONE|JonesTrading|4377
GLW|CORNING INC|JPBX|J.P. MORGAN SECURITIES LLC|434458
GLW|CORNING INC|JPMX|J.P. Morgan Securities LLC|1661860
GLW|CORNING INC|JSJX|JANE STREET CAPITAL LLC|406006
GLW|CORNING INC|JUTA|JUMP TRADING, LLC|100
GLW|CORNING INC|KCGM|VIRTU Americas LLC|229146
GLW|CORNING INC|KCRD|PHX FINANCIAL, INC.|165
GLW|CORNING INC|LEHM|Barclays Capital Inc./Le|3553394
GLW|CORNING INC|LGNT|COR CLEARING LLC|20
GLW|CORNING INC|LIME|Lime Brokerage LLC|145876
GLW|CORNING INC|LOOP|Loop Capital Markets LLC|29138
GLW|CORNING INC|LQNA|LIQUIDNET, INC.|152800
GLW|CORNING INC|LSCI|Lek Securities Corporation|3491
GLW|CORNING INC|LVMR|LIVERMORE TRADING GROUP, INC.|28100
GLW|CORNING INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
GLW|CORNING INC|MACC|Mid Atlantic Capital Corporation|1148
GLW|CORNING INC|MACQ|Macquarie Capital (USA) Inc.|2337
GLW|CORNING INC|MAXM|Maxim Group LLC|81527
GLW|CORNING INC|MCMF|Raymond James Ltd. Cds|6694
GLW|CORNING INC|MKMP|MKM Partners LLC|70704
GLW|CORNING INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|702481
GLW|CORNING INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|14586
GLW|CORNING INC|MOTF|MOTIF INVESTING, INC.|18
GLW|CORNING INC|MPSG|E D & F Man Capital Markets Inc.|6426
GLW|CORNING INC|MSCO|MORGAN STANLEY & CO. LLC|4323017
GLW|CORNING INC|MSPL|MORGAN STANLEY & CO. LLC|1951200
GLW|CORNING INC|MSTX|MORGAN STANLEY & CO. LLC|1540600
GLW|CORNING INC|NATL|National Securities Corporation|650
GLW|CORNING INC|NBCS|NBC Securities, INC.|200
GLW|CORNING INC|NEED|Needham & Company, LLC|4951
GLW|CORNING INC|NEUB|NEUBERGER BERMAN BD LLC|2006
GLW|CORNING INC|NFSC|National Financial Services LLC|1168421
GLW|CORNING INC|NITE|VIRTU Americas LLC|1804522
GLW|CORNING INC|NITP|VIRTU Americas LLC|33888
GLW|CORNING INC|NMRA|Nomura Securities International, Inc.|12100
GLW|CORNING INC|NQRB|Brut, LLC|20441
GLW|CORNING INC|NTBF|BMO Nesbitt Burns Inc./CDS|3310
GLW|CORNING INC|NTFN|Network 1 Financial Securities Inc.|1300
GLW|CORNING INC|NTRC|Northern Trust Securities, Inc.|22838
GLW|CORNING INC|OHOS|TWO SIGMA SECURITIES, LLC|122444
GLW|CORNING INC|OPCO|Oppenheimer & Co. Inc.|27824
GLW|CORNING INC|PCPT|PHILLIP CAPITAL INC.|130
GLW|CORNING INC|PDQM|CODA MARKETS, INC.|44778
GLW|CORNING INC|PHLY|NASDAQ Execution Services, LLC|7400
GLW|CORNING INC|PIPR|Piper Jaffray & Co.|2100
GLW|CORNING INC|PNSR|Penserra Securities, LLC|13800
GLW|CORNING INC|PWJC|UBS Financial Services, Inc.|42958
GLW|CORNING INC|QMSR|QUATTRO M SECURITIES INC.|49031
GLW|CORNING INC|RBCM|RBC CAPITAL MARKETS, LLC|30609
GLW|CORNING INC|RGLD|Regal Securities, Inc|212
GLW|CORNING INC|SAGL|SAGETRADER, LLC|102734
GLW|CORNING INC|SAGW|SAGETRADER, LLC|6202
GLW|CORNING INC|SALI|INTL FCSTONE FINANCIAL INC.|1273
GLW|CORNING INC|SBSH|Citigroup Global Markets Inc.|1416427
GLW|CORNING INC|SEIC|SEI Investments Distribution Co.|6683
GLW|CORNING INC|SGMT|GOLDMAN SACHS & CO. LLC|721956
GLW|CORNING INC|SJLS|TRADE INFORMATICS LLC|200
GLW|CORNING INC|SPDR|SPEEDROUTE LLC|46414
GLW|CORNING INC|SPHN|Stephens Inc.|32025
GLW|CORNING INC|STFL|Stifel, Nicolaus & Company, Incorporated|17682
GLW|CORNING INC|STKP|STOCKPILE INVESTMENTS, INC.|276
GLW|CORNING INC|STRS|STRATEGAS RESEARCH PARTNERS|700
GLW|CORNING INC|STXG|Stockcross Financial Services, Inc.|60
GLW|CORNING INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17401
GLW|CORNING INC|SWIM|TD Ameritrade, Inc.|122175
GLW|CORNING INC|SWST|Hilltop Securities Inc.|39655
GLW|CORNING INC|TAGC|TELSEY ADVISORY GROUP LLC|21778
GLW|CORNING INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|2800
GLW|CORNING INC|TKNG|ALLY INVEST SECURITIES LLC|4884
GLW|CORNING INC|TRBT|Tradebot Systems, Inc.|605890
GLW|CORNING INC|TRCM|TRC MARKETS LLC|521313
GLW|CORNING INC|TWTT|TASTYWORKS, INC.|120
GLW|CORNING INC|UBSA|UBS SECURITIES LLC|3157662
GLW|CORNING INC|UBSS|UBS Securities LLC|3127666
GLW|CORNING INC|VALX|VIRTU AMERICAS LLC|136132
GLW|CORNING INC|VGRD|Vanguard Marketing Corporation|76171
GLW|CORNING INC|VSIN|Vision Financial Markets Llc|15
GLW|CORNING INC|WBLR|WILLIAM BLAIR|4097
GLW|CORNING INC|WBPX|SUMMIT SECURITIES GROUP, LLC|22766
GLW|CORNING INC|WCHV|WELLS FARGO SECURITIES, LLC|818981
GLW|CORNING INC|WDNX|WEEDEN & CO.L.P.|11418
GLW|CORNING INC|WEDB|WEDBUSH SECURITIES INC.|37009
GLW|CORNING INC|WEED|Weeden & Co.L.P.|182765
GLW|CORNING INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|178115
GLW|CORNING INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4800
GLW|CORNING INC|WFPB|Wells Fargo Securities, LLC.|1100
GLW|CORNING INC|WGIF|CIBC World Markets Inc.|3908
GLW|CORNING INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3270
GLW|CORNING INC|WSAG|WALL STREET ACCESS|112
GLW|CORNING INC|WSEA|WOLVERINE SECURITIES, LLC|19968
GLW|CORNING INC|XIST|INSTINET, LLC|396616
GLW|CORNING INC|XPQR|Jump Trading|1249
GLW|CORNING INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200508
GLW|CORNING INC|YKNA|COMHAR CAPITAL MARKETS, LLC|723
GLW|CORNING INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2332
GLYC|GLYCOMIMETICS, INC.|ALTX|Alternet Securities Inc.|10453
GLYC|GLYCOMIMETICS, INC.|APCC|Apex Clearing Corporation|1195
GLYC|GLYCOMIMETICS, INC.|BATM|CBOE TRADING, INC.|2410
GLYC|GLYCOMIMETICS, INC.|BAYC|BAY CREST PARTNERS, LLC|3881
GLYC|GLYCOMIMETICS, INC.|BERN|Sanford C. Bernstein & Co., LLC|15746
GLYC|GLYCOMIMETICS, INC.|BIMI|Banca IMI Securities Corp.|35
GLYC|GLYCOMIMETICS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|222
GLYC|GLYCOMIMETICS, INC.|BLKX|INSTINET, LLC|90300
GLYC|GLYCOMIMETICS, INC.|BMOC|BMO Capital Markets Corp.|2536
GLYC|GLYCOMIMETICS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|24477
GLYC|GLYCOMIMETICS, INC.|BRGE|Newbridge Securities Corp.|800
GLYC|GLYCOMIMETICS, INC.|BTIG|BTIG, LLC|85427
GLYC|GLYCOMIMETICS, INC.|BYXM|CBOE TRADING, INC.|2013
GLYC|GLYCOMIMETICS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|127686
GLYC|GLYCOMIMETICS, INC.|CHAS|Charles Schwab & Co., Inc.|500
GLYC|GLYCOMIMETICS, INC.|CIST|Capital Institutional Services, Inc.|656
GLYC|GLYCOMIMETICS, INC.|CLSA|CLSA AMERICAS, LLC|100
GLYC|GLYCOMIMETICS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23630
GLYC|GLYCOMIMETICS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3470
GLYC|GLYCOMIMETICS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7183
GLYC|GLYCOMIMETICS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|175135
GLYC|GLYCOMIMETICS, INC.|CTDL|Citadel Derivatives Group Llc|35553
GLYC|GLYCOMIMETICS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13352
GLYC|GLYCOMIMETICS, INC.|DBAB|Deutsche Bank Securities Inc.|739845
GLYC|GLYCOMIMETICS, INC.|DBAX|Deutsche Bank Securities Inc.|158800
GLYC|GLYCOMIMETICS, INC.|DBUL|Deutsche Bank Securities Inc.|4061
GLYC|GLYCOMIMETICS, INC.|DEAN|MORGAN STANLEY|600
GLYC|GLYCOMIMETICS, INC.|DEGS|RONIN PROFESSIONAL LLC|14732
GLYC|GLYCOMIMETICS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5420
GLYC|GLYCOMIMETICS, INC.|DRWK|DRW SECURITIES, L.L.C.|12434
GLYC|GLYCOMIMETICS, INC.|EBXL|EBX LLC|127100
GLYC|GLYCOMIMETICS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|21282
GLYC|GLYCOMIMETICS, INC.|EDJO|Edward D. Jones & Co., L.P.|140
GLYC|GLYCOMIMETICS, INC.|EGAM|CBOE TRADING, INC.|11466
GLYC|GLYCOMIMETICS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1500
GLYC|GLYCOMIMETICS, INC.|EGXM|CBOE TRADING, INC.|4713
GLYC|GLYCOMIMETICS, INC.|EGXW|CBOE TRADING, INC.|140
GLYC|GLYCOMIMETICS, INC.|ETBE|Electronic Transaction Clearing, Inc.|8294
GLYC|GLYCOMIMETICS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10414
GLYC|GLYCOMIMETICS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21333
GLYC|GLYCOMIMETICS, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
GLYC|GLYCOMIMETICS, INC.|ETRS|E*Trade Securities LLC|116963
GLYC|GLYCOMIMETICS, INC.|FBCO|Credit Suisse Securities (USA) LLC|446574
GLYC|GLYCOMIMETICS, INC.|FILL|Tradestation Securities, Inc.|3054
GLYC|GLYCOMIMETICS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|708805
GLYC|GLYCOMIMETICS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1624
GLYC|GLYCOMIMETICS, INC.|FQLS|Quantlab Securities LP|250709
GLYC|GLYCOMIMETICS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130312
GLYC|GLYCOMIMETICS, INC.|FTBR|Foliofn Investments, Inc.|13
GLYC|GLYCOMIMETICS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|25021
GLYC|GLYCOMIMETICS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|18406
GLYC|GLYCOMIMETICS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1680820
GLYC|GLYCOMIMETICS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|14139
GLYC|GLYCOMIMETICS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|5336
GLYC|GLYCOMIMETICS, INC.|GTSZ|GTS SECURITIES LLC|21855
GLYC|GLYCOMIMETICS, INC.|HAPX|HAP Trading, LLC|1453
GLYC|GLYCOMIMETICS, INC.|HRBF|American Enterprise Investment Services Inc.|500
GLYC|GLYCOMIMETICS, INC.|HSBC|HSBC Securities, Inc.|59515
GLYC|GLYCOMIMETICS, INC.|IATS|INTERACTIVE BROKERS LLC|7702
GLYC|GLYCOMIMETICS, INC.|IBKR|Interactive Brokers Llc|136452
GLYC|GLYCOMIMETICS, INC.|ICBX|INSTINET, LLC|17840
GLYC|GLYCOMIMETICS, INC.|IEQY|CITADEL SECURITIES LLC|112347
GLYC|GLYCOMIMETICS, INC.|INCA|INSTINET, LLC|273066
GLYC|GLYCOMIMETICS, INC.|INJX|INSTINET, LLC|270385
GLYC|GLYCOMIMETICS, INC.|ITGI|ITG Inc.|39432
GLYC|GLYCOMIMETICS, INC.|ITGP|ITG INC.|98800
GLYC|GLYCOMIMETICS, INC.|JEFF|JEFFERIES LLC|77740
GLYC|GLYCOMIMETICS, INC.|JMPT|JUMP TRADING, LLC|56852
GLYC|GLYCOMIMETICS, INC.|JONE|JonesTrading|740
GLYC|GLYCOMIMETICS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|47378
GLYC|GLYCOMIMETICS, INC.|JPMX|J.P. Morgan Securities LLC|231864
GLYC|GLYCOMIMETICS, INC.|JSJX|JANE STREET CAPITAL LLC|2852
GLYC|GLYCOMIMETICS, INC.|KCGM|VIRTU Americas LLC|31501
GLYC|GLYCOMIMETICS, INC.|LEHM|Barclays Capital Inc./Le|1228562
GLYC|GLYCOMIMETICS, INC.|LIME|Lime Brokerage LLC|248384
GLYC|GLYCOMIMETICS, INC.|LMGP|LIME BROKERAGE LLC|18965
GLYC|GLYCOMIMETICS, INC.|LOOP|Loop Capital Markets LLC|5010
GLYC|GLYCOMIMETICS, INC.|LQNA|LIQUIDNET, INC.|192300
GLYC|GLYCOMIMETICS, INC.|MACQ|Macquarie Capital (USA) Inc.|3120
GLYC|GLYCOMIMETICS, INC.|MAXM|Maxim Group LLC|2631
GLYC|GLYCOMIMETICS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76576
GLYC|GLYCOMIMETICS, INC.|MOTF|MOTIF INVESTING, INC.|5
GLYC|GLYCOMIMETICS, INC.|MSCO|MORGAN STANLEY & CO. LLC|2929566
GLYC|GLYCOMIMETICS, INC.|MSPL|MORGAN STANLEY & CO. LLC|211300
GLYC|GLYCOMIMETICS, INC.|MSTX|MORGAN STANLEY & CO. LLC|198000
GLYC|GLYCOMIMETICS, INC.|MZHO|Mizuho Securities USA LLC|10000
GLYC|GLYCOMIMETICS, INC.|NFSC|National Financial Services LLC|219663
GLYC|GLYCOMIMETICS, INC.|NITE|VIRTU Americas LLC|571097
GLYC|GLYCOMIMETICS, INC.|NITP|VIRTU Americas LLC|6300
GLYC|GLYCOMIMETICS, INC.|NQRB|Brut, LLC|19416
GLYC|GLYCOMIMETICS, INC.|OPCO|Oppenheimer & Co. Inc.|2560
GLYC|GLYCOMIMETICS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2010
GLYC|GLYCOMIMETICS, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2620
GLYC|GLYCOMIMETICS, INC.|PCPT|PHILLIP CAPITAL INC.|2239
GLYC|GLYCOMIMETICS, INC.|PDQM|CODA MARKETS, INC.|32595
GLYC|GLYCOMIMETICS, INC.|PIPR|Piper Jaffray & Co.|2228
GLYC|GLYCOMIMETICS, INC.|PNSR|Penserra Securities, LLC|28225
GLYC|GLYCOMIMETICS, INC.|RAJA|Raymond James & Associates, Inc.|1900
GLYC|GLYCOMIMETICS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1700
GLYC|GLYCOMIMETICS, INC.|RGLD|Regal Securities, Inc|100
GLYC|GLYCOMIMETICS, INC.|SAGL|SAGETRADER, LLC|29715
GLYC|GLYCOMIMETICS, INC.|SBSH|Citigroup Global Markets Inc.|231313
GLYC|GLYCOMIMETICS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|52850
GLYC|GLYCOMIMETICS, INC.|SIBO|Prime Executions, Inc.|21209
GLYC|GLYCOMIMETICS, INC.|SPDR|SPEEDROUTE LLC|7993
GLYC|GLYCOMIMETICS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|29746
GLYC|GLYCOMIMETICS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8997
GLYC|GLYCOMIMETICS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|164
GLYC|GLYCOMIMETICS, INC.|SWIM|TD Ameritrade, Inc.|98764
GLYC|GLYCOMIMETICS, INC.|TKNG|ALLY INVEST SECURITIES LLC|8863
GLYC|GLYCOMIMETICS, INC.|TRBT|Tradebot Systems, Inc.|207797
GLYC|GLYCOMIMETICS, INC.|TRCM|TRC MARKETS LLC|56853
GLYC|GLYCOMIMETICS, INC.|UBSA|UBS SECURITIES LLC|393451
GLYC|GLYCOMIMETICS, INC.|UBSS|UBS Securities LLC|2348974
GLYC|GLYCOMIMETICS, INC.|VALX|VIRTU AMERICAS LLC|41284
GLYC|GLYCOMIMETICS, INC.|VGRD|Vanguard Marketing Corporation|20784
GLYC|GLYCOMIMETICS, INC.|VSIN|Vision Financial Markets Llc|320
GLYC|GLYCOMIMETICS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|32643
GLYC|GLYCOMIMETICS, INC.|WDNX|WEEDEN & CO.L.P.|1430
GLYC|GLYCOMIMETICS, INC.|WEED|Weeden & Co.L.P.|200
GLYC|GLYCOMIMETICS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1342
GLYC|GLYCOMIMETICS, INC.|WGIF|CIBC World Markets Inc.|70
GLYC|GLYCOMIMETICS, INC.|WSEA|WOLVERINE SECURITIES, LLC|2978
GLYC|GLYCOMIMETICS, INC.|XIST|INSTINET, LLC|27200
GLYC|GLYCOMIMETICS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|33284
GLYC|GLYCOMIMETICS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4802
GLYC|GLYCOMIMETICS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|195
GM|GENERAL MOTORS CO|ABLE|NATIXIS Securities Americas LLC|3422692
GM|GENERAL MOTORS CO|ADAM|CANACCORD GENUITY INC.|24300
GM|GENERAL MOTORS CO|AGIS|Aegis Capital Corp.|4962
GM|GENERAL MOTORS CO|ALTX|Alternet Securities Inc.|195799
GM|GENERAL MOTORS CO|ANOS|ABEL/NOSER, L.L.C.|114431
GM|GENERAL MOTORS CO|APCC|Apex Clearing Corporation|64593
GM|GENERAL MOTORS CO|AQUA|AQUA SECURITIES L.P.|11500
GM|GENERAL MOTORS CO|BALE|M&T SECURITIES, INC.|17336
GM|GENERAL MOTORS CO|BANK|Primevest Financial Services, Inc.|5085
GM|GENERAL MOTORS CO|BARD|Robert W. Baird & Co. Incorporated|42439
GM|GENERAL MOTORS CO|BATM|CBOE TRADING, INC.|80073
GM|GENERAL MOTORS CO|BAYC|BAY CREST PARTNERS, LLC|29263
GM|GENERAL MOTORS CO|BAYT|BTIG, LLC|13646
GM|GENERAL MOTORS CO|BBNT|BB&T SECURITIES, LLC|24868
GM|GENERAL MOTORS CO|BERN|Sanford C. Bernstein & Co., LLC|888459
GM|GENERAL MOTORS CO|BIAD|SAGETRADER, LLC|1932
GM|GENERAL MOTORS CO|BIDS|BIDS TRADING L.P.|12400
GM|GENERAL MOTORS CO|BIMI|Banca IMI Securities Corp.|46386
GM|GENERAL MOTORS CO|BKCM|BNY Mellon Capital Markets LLC|8312
GM|GENERAL MOTORS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|570317
GM|GENERAL MOTORS CO|BLKX|INSTINET, LLC|481670
GM|GENERAL MOTORS CO|BMOC|BMO Capital Markets Corp.|252907
GM|GENERAL MOTORS CO|BNPX|BNP PARIBAS SECURITIES CORP.|1066206
GM|GENERAL MOTORS CO|BRGE|Newbridge Securities Corp.|31
GM|GENERAL MOTORS CO|BTIG|BTIG, LLC|326931
GM|GENERAL MOTORS CO|BYXM|CBOE TRADING, INC.|25399
GM|GENERAL MOTORS CO|BZYD|GOLDMAN SACHS & CO. LLC|2800
GM|GENERAL MOTORS CO|CABR|Cabrera Capital Markets, Inc.|175
GM|GENERAL MOTORS CO|CANT|Cantor Fitzgerald & Co.|33544
GM|GENERAL MOTORS CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|683652
GM|GENERAL MOTORS CO|CHAS|Charles Schwab & Co., Inc.|30656
GM|GENERAL MOTORS CO|CHBC|PENSERRA SECURITIES, LLC|115800
GM|GENERAL MOTORS CO|CIBP|CIBC World Markets Corp.|919319
GM|GENERAL MOTORS CO|CICF|Canaccord Genuity Corp.|6222
GM|GENERAL MOTORS CO|CIST|Capital Institutional Services, Inc.|39916
GM|GENERAL MOTORS CO|CLSA|CLSA AMERICAS, LLC|20500
GM|GENERAL MOTORS CO|CNTR|PRECISION SECURITIES, LLC|1300
GM|GENERAL MOTORS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|599569
GM|GENERAL MOTORS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|47405
GM|GENERAL MOTORS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|107985
GM|GENERAL MOTORS CO|CRFN|ROBINHOOD FINANCIAL, LLC|1
GM|GENERAL MOTORS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4390034
GM|GENERAL MOTORS CO|CTDL|Citadel Derivatives Group Llc|75166
GM|GENERAL MOTORS CO|CTLR|CUTLER GROUP, LP|1357
GM|GENERAL MOTORS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1301968
GM|GENERAL MOTORS CO|DADA|D.A. Davidson & Co.|7887
GM|GENERAL MOTORS CO|DAVA|Davenport & Company LLC|19406
GM|GENERAL MOTORS CO|DBAB|Deutsche Bank Securities Inc.|6631278
GM|GENERAL MOTORS CO|DBAX|Deutsche Bank Securities Inc.|3563700
GM|GENERAL MOTORS CO|DCHF|Dart Executions, LLC|20688
GM|GENERAL MOTORS CO|DEAN|MORGAN STANLEY|133206
GM|GENERAL MOTORS CO|DEGS|RONIN PROFESSIONAL LLC|3800
GM|GENERAL MOTORS CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32601
GM|GENERAL MOTORS CO|DIVA|Divine Capital Markets LLC|2000
GM|GENERAL MOTORS CO|DRWC|DRW SECURITIES, L.L.C.|14400
GM|GENERAL MOTORS CO|DRWK|DRW SECURITIES, L.L.C.|63606
GM|GENERAL MOTORS CO|EBXL|EBX LLC|3268300
GM|GENERAL MOTORS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|136430
GM|GENERAL MOTORS CO|EDJC|Edward Jones / CDS|3647
GM|GENERAL MOTORS CO|EDJO|Edward D. Jones & Co., L.P.|111260
GM|GENERAL MOTORS CO|EGAM|CBOE TRADING, INC.|124602
GM|GENERAL MOTORS CO|EGAW|CBOE TRADING, INC.|1929
GM|GENERAL MOTORS CO|EGMT|EG MARKET TECHNOLOGIES LLC|700
GM|GENERAL MOTORS CO|EGXM|CBOE TRADING, INC.|88490
GM|GENERAL MOTORS CO|EGXW|CBOE TRADING, INC.|307
GM|GENERAL MOTORS CO|ELEV|ELEVATION, LLC|40368
GM|GENERAL MOTORS CO|EROP|Eroom Securities L.L.C.|10200
GM|GENERAL MOTORS CO|ETBE|Electronic Transaction Clearing, Inc.|180551
GM|GENERAL MOTORS CO|ETCB|ETC BROKERAGE SERVICES, LLC|1727
GM|GENERAL MOTORS CO|ETCC|Electronic Transaction Clearing, Inc.|2909
GM|GENERAL MOTORS CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
GM|GENERAL MOTORS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45921
GM|GENERAL MOTORS CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
GM|GENERAL MOTORS CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9129
GM|GENERAL MOTORS CO|ETRS|E*Trade Securities LLC|1682731
GM|GENERAL MOTORS CO|FBSB|U.S. Bancorp Investments, Inc.|3320
GM|GENERAL MOTORS CO|FIDT|Fidelity Clearing Canada ULC./ CDS|50
GM|GENERAL MOTORS CO|FILL|Tradestation Securities, Inc.|88064
GM|GENERAL MOTORS CO|FINX|FINTECH SECURITIES|2447
GM|GENERAL MOTORS CO|FMAF|NBCN Inc./ CDS|110200
GM|GENERAL MOTORS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23081
GM|GENERAL MOTORS CO|FQLS|Quantlab Securities LP|2190724
GM|GENERAL MOTORS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|748182
GM|GENERAL MOTORS CO|FTBR|Foliofn Investments, Inc.|40343
GM|GENERAL MOTORS CO|GBMT|GBM International, Inc.|27149
GM|GENERAL MOTORS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|237534
GM|GENERAL MOTORS CO|GHCC|Gordon, Haskett Capital Corporation|100
GM|GENERAL MOTORS CO|GLIS|TD Securities Inc|13931
GM|GENERAL MOTORS CO|GLPX|ACS EXECUTION SERVICES, LLC|540550
GM|GENERAL MOTORS CO|GSCO|GOLDMAN SACHS & CO. LLC|10697456
GM|GENERAL MOTORS CO|GSCS|GOLDMAN SACHS & CO. LLC|326726
GM|GENERAL MOTORS CO|GSLT|GOLDMAN SACHS & CO. LLC|107403
GM|GENERAL MOTORS CO|GTSZ|GTS SECURITIES LLC|941716
GM|GENERAL MOTORS CO|GUGS|Guggenheim Securities, LLC|130084
GM|GENERAL MOTORS CO|HAPX|HAP Trading, LLC|772
GM|GENERAL MOTORS CO|HCTA|Hardcastle Trading USA LLC|740558
GM|GENERAL MOTORS CO|HRBF|American Enterprise Investment Services Inc.|96876
GM|GENERAL MOTORS CO|HSBC|HSBC Securities, Inc.|44974
GM|GENERAL MOTORS CO|IATS|INTERACTIVE BROKERS LLC|137032
GM|GENERAL MOTORS CO|IBKR|Interactive Brokers Llc|445462
GM|GENERAL MOTORS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11892
GM|GENERAL MOTORS CO|ICBX|INSTINET, LLC|1784620
GM|GENERAL MOTORS CO|IEQY|CITADEL SECURITIES LLC|569395
GM|GENERAL MOTORS CO|IMPC|Imperial Capital, LLC|21900
GM|GENERAL MOTORS CO|INCA|INSTINET, LLC|3405700
GM|GENERAL MOTORS CO|INJX|INSTINET, LLC|85930
GM|GENERAL MOTORS CO|INTL|INTL FCSTONE FINANCIAL INC.|610
GM|GENERAL MOTORS CO|ITGI|ITG Inc.|478929
GM|GENERAL MOTORS CO|ITGP|ITG INC.|3155200
GM|GENERAL MOTORS CO|JANY|Janney Montgomery Scott Inc.|27984
GM|GENERAL MOTORS CO|JEFF|JEFFERIES LLC|2101903
GM|GENERAL MOTORS CO|JHDR|J.H. Darbie & Co., Inc.|97
GM|GENERAL MOTORS CO|JMPT|JUMP TRADING, LLC|514315
GM|GENERAL MOTORS CO|JONE|JonesTrading|15990
GM|GENERAL MOTORS CO|JPBX|J.P. MORGAN SECURITIES LLC|911880
GM|GENERAL MOTORS CO|JPMX|J.P. Morgan Securities LLC|5995689
GM|GENERAL MOTORS CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|139915
GM|GENERAL MOTORS CO|JSJX|JANE STREET CAPITAL LLC|77900
GM|GENERAL MOTORS CO|JUTA|JUMP TRADING, LLC|2251
GM|GENERAL MOTORS CO|KCGM|VIRTU Americas LLC|907924
GM|GENERAL MOTORS CO|KRSH|Kershner Securities, LLC|7731
GM|GENERAL MOTORS CO|LEHM|Barclays Capital Inc./Le|7742423
GM|GENERAL MOTORS CO|LGNT|COR CLEARING LLC|53
GM|GENERAL MOTORS CO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|56
GM|GENERAL MOTORS CO|LIME|Lime Brokerage LLC|263173
GM|GENERAL MOTORS CO|LIWD|LIME BROKERAGE LLC|2290
GM|GENERAL MOTORS CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|459022
GM|GENERAL MOTORS CO|LOOP|Loop Capital Markets LLC|15951
GM|GENERAL MOTORS CO|LQNA|LIQUIDNET, INC.|246600
GM|GENERAL MOTORS CO|LQNB|LIQUIDNET, INC.|6400
GM|GENERAL MOTORS CO|LSCI|Lek Securities Corporation|448535
GM|GENERAL MOTORS CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
GM|GENERAL MOTORS CO|MACC|Mid Atlantic Capital Corporation|6260
GM|GENERAL MOTORS CO|MACQ|Macquarie Capital (USA) Inc.|104414
GM|GENERAL MOTORS CO|MAXM|Maxim Group LLC|170615
GM|GENERAL MOTORS CO|MBTS|ALLY INVEST SECURITIES LLC|1554
GM|GENERAL MOTORS CO|MCBT|Moors & Cabot, Inc.|1533
GM|GENERAL MOTORS CO|MCMF|Raymond James Ltd. Cds|9058
GM|GENERAL MOTORS CO|MKMP|MKM Partners LLC|157389
GM|GENERAL MOTORS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1451584
GM|GENERAL MOTORS CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|54408
GM|GENERAL MOTORS CO|MNDX|TJM Investments, LLC|4625
GM|GENERAL MOTORS CO|MOTF|MOTIF INVESTING, INC.|135
GM|GENERAL MOTORS CO|MPSG|E D & F Man Capital Markets Inc.|27194
GM|GENERAL MOTORS CO|MSCO|MORGAN STANLEY & CO. LLC|13771999
GM|GENERAL MOTORS CO|MSPL|MORGAN STANLEY & CO. LLC|3337900
GM|GENERAL MOTORS CO|MSTX|MORGAN STANLEY & CO. LLC|1578000
GM|GENERAL MOTORS CO|MZHO|Mizuho Securities USA LLC|117000
GM|GENERAL MOTORS CO|NATL|National Securities Corporation|48
GM|GENERAL MOTORS CO|NBCS|NBC Securities, INC.|39
GM|GENERAL MOTORS CO|NEED|Needham & Company, LLC|2900
GM|GENERAL MOTORS CO|NEUB|NEUBERGER BERMAN BD LLC|3893
GM|GENERAL MOTORS CO|NFSC|National Financial Services LLC|3698867
GM|GENERAL MOTORS CO|NITE|VIRTU Americas LLC|7904129
GM|GENERAL MOTORS CO|NITP|VIRTU Americas LLC|9546
GM|GENERAL MOTORS CO|NMRA|Nomura Securities International, Inc.|15118
GM|GENERAL MOTORS CO|NQRB|Brut, LLC|136850
GM|GENERAL MOTORS CO|NTBF|BMO Nesbitt Burns Inc./CDS|29401
GM|GENERAL MOTORS CO|NTRC|Northern Trust Securities, Inc.|19058
GM|GENERAL MOTORS CO|OHOS|TWO SIGMA SECURITIES, LLC|324037
GM|GENERAL MOTORS CO|OPCO|Oppenheimer & Co. Inc.|29834
GM|GENERAL MOTORS CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3675
GM|GENERAL MOTORS CO|PCFF|Pacific International Securities Inc./CDS|600
GM|GENERAL MOTORS CO|PCPT|PHILLIP CAPITAL INC.|459
GM|GENERAL MOTORS CO|PDQM|CODA MARKETS, INC.|526337
GM|GENERAL MOTORS CO|PHLY|NASDAQ Execution Services, LLC|168978
GM|GENERAL MOTORS CO|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|100
GM|GENERAL MOTORS CO|POIN|PRECISION SECURITIES, LLC (POIN)|6957
GM|GENERAL MOTORS CO|PWJC|UBS Financial Services, Inc.|31943
GM|GENERAL MOTORS CO|QBSI|CFT SECURITIES, LLC|93187
GM|GENERAL MOTORS CO|QMSR|QUATTRO M SECURITIES INC.|7130
GM|GENERAL MOTORS CO|RBCM|RBC CAPITAL MARKETS, LLC|20389
GM|GENERAL MOTORS CO|RGLD|Regal Securities, Inc|1401
GM|GENERAL MOTORS CO|RHCO|Suntrust Robinson Humphrey, Inc.|37000
GM|GENERAL MOTORS CO|SAGL|SAGETRADER, LLC|225228
GM|GENERAL MOTORS CO|SAGW|SAGETRADER, LLC|15
GM|GENERAL MOTORS CO|SALI|INTL FCSTONE FINANCIAL INC.|1267
GM|GENERAL MOTORS CO|SBRX|MURIEL SIEBERT & CO INC|1736
GM|GENERAL MOTORS CO|SBSH|Citigroup Global Markets Inc.|8051057
GM|GENERAL MOTORS CO|SCMC|Scotia Capital Markets (USA) Inc.|8200
GM|GENERAL MOTORS CO|SEIC|SEI Investments Distribution Co.|5672
GM|GENERAL MOTORS CO|SGMT|GOLDMAN SACHS & CO. LLC|2424845
GM|GENERAL MOTORS CO|SIBO|Prime Executions, Inc.|78934
GM|GENERAL MOTORS CO|SJLS|TRADE INFORMATICS LLC|6600
GM|GENERAL MOTORS CO|SOGO|Wang Investment Associates, Inc.|4404
GM|GENERAL MOTORS CO|SPDR|SPEEDROUTE LLC|206729
GM|GENERAL MOTORS CO|SPGS|Sea Port Group Securities, LLC|2761
GM|GENERAL MOTORS CO|SPHN|Stephens Inc.|47631
GM|GENERAL MOTORS CO|SPNT|SEVEN POINTS CAPITAL, LLC|5500
GM|GENERAL MOTORS CO|SPTD|MINT GLOBAL MARKETS, INC.|100
GM|GENERAL MOTORS CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
GM|GENERAL MOTORS CO|STFL|Stifel, Nicolaus & Company, Incorporated|84637
GM|GENERAL MOTORS CO|STKP|STOCKPILE INVESTMENTS, INC.|1254
GM|GENERAL MOTORS CO|STRS|STRATEGAS RESEARCH PARTNERS|2810
GM|GENERAL MOTORS CO|STTT|STATETRUST INVESTMENTS INC.|9231
GM|GENERAL MOTORS CO|STXG|Stockcross Financial Services, Inc.|45
GM|GENERAL MOTORS CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11444
GM|GENERAL MOTORS CO|SWIM|TD Ameritrade, Inc.|1704546
GM|GENERAL MOTORS CO|SWST|Hilltop Securities Inc.|23868
GM|GENERAL MOTORS CO|TAGC|TELSEY ADVISORY GROUP LLC|100
GM|GENERAL MOTORS CO|TKNG|ALLY INVEST SECURITIES LLC|22804
GM|GENERAL MOTORS CO|TMBR|Timber Hill LLC|9256
GM|GENERAL MOTORS CO|TRBT|Tradebot Systems, Inc.|1660585
GM|GENERAL MOTORS CO|TRCM|TRC MARKETS LLC|1371846
GM|GENERAL MOTORS CO|TWTT|TASTYWORKS, INC.|4418
GM|GENERAL MOTORS CO|UBSA|UBS SECURITIES LLC|9116288
GM|GENERAL MOTORS CO|UBSS|UBS Securities LLC|6569735
GM|GENERAL MOTORS CO|VALX|VIRTU AMERICAS LLC|80305
GM|GENERAL MOTORS CO|VERT|The Vertical Trading Group, LLC|81437
GM|GENERAL MOTORS CO|VGRD|Vanguard Marketing Corporation|280132
GM|GENERAL MOTORS CO|VNDM|Wall Street Access|16131
GM|GENERAL MOTORS CO|VSIN|Vision Financial Markets Llc|176
GM|GENERAL MOTORS CO|WABR|Wall Street Access|3600
GM|GENERAL MOTORS CO|WBLR|WILLIAM BLAIR|23182
GM|GENERAL MOTORS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|26290
GM|GENERAL MOTORS CO|WCHV|WELLS FARGO SECURITIES, LLC|1667340
GM|GENERAL MOTORS CO|WEDB|WEDBUSH SECURITIES INC.|288500
GM|GENERAL MOTORS CO|WEED|Weeden & Co.L.P.|28611
GM|GENERAL MOTORS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|830924
GM|GENERAL MOTORS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|70977
GM|GENERAL MOTORS CO|WFPB|Wells Fargo Securities, LLC.|5555
GM|GENERAL MOTORS CO|WGIF|CIBC World Markets Inc.|55924
GM|GENERAL MOTORS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8377
GM|GENERAL MOTORS CO|WSAG|WALL STREET ACCESS|110
GM|GENERAL MOTORS CO|WSEA|WOLVERINE SECURITIES, LLC|101585
GM|GENERAL MOTORS CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
GM|GENERAL MOTORS CO|WTFS|JUST2TRADE, INC.|1
GM|GENERAL MOTORS CO|XIST|INSTINET, LLC|203574
GM|GENERAL MOTORS CO|XPUS|XP SECURITIES, LLC|2894
GM|GENERAL MOTORS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1009500
GM|GENERAL MOTORS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|28390
GM|GENERAL MOTORS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|77606
GM.B|GENERAL MTRS|BANK|Primevest Financial Services, Inc.|1133
GM.B|GENERAL MTRS|BARD|Robert W. Baird & Co. Incorporated|105
GM.B|GENERAL MTRS|BATM|CBOE TRADING, INC.|92
GM.B|GENERAL MTRS|BBNT|BB&T SECURITIES, LLC|87
GM.B|GENERAL MTRS|BIMI|Banca IMI Securities Corp.|3502
GM.B|GENERAL MTRS|CHAS|Charles Schwab & Co., Inc.|36
GM.B|GENERAL MTRS|CIST|Capital Institutional Services, Inc.|23
GM.B|GENERAL MTRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7867
GM.B|GENERAL MTRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3413
GM.B|GENERAL MTRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|748
GM.B|GENERAL MTRS|DADA|D.A. Davidson & Co.|194
GM.B|GENERAL MTRS|DBAX|Deutsche Bank Securities Inc.|1500
GM.B|GENERAL MTRS|DEAN|MORGAN STANLEY|546
GM.B|GENERAL MTRS|EBXL|EBX LLC|2400
GM.B|GENERAL MTRS|EDJO|Edward D. Jones & Co., L.P.|927
GM.B|GENERAL MTRS|EGXM|CBOE TRADING, INC.|17
GM.B|GENERAL MTRS|ETRS|E*Trade Securities LLC|5078
GM.B|GENERAL MTRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|116
GM.B|GENERAL MTRS|GSLT|GOLDMAN SACHS & CO. LLC|1700
GM.B|GENERAL MTRS|HRBF|American Enterprise Investment Services Inc.|696
GM.B|GENERAL MTRS|ICBX|INSTINET, LLC|900
GM.B|GENERAL MTRS|INCA|INSTINET, LLC|13355
GM.B|GENERAL MTRS|ITGI|ITG Inc.|2534
GM.B|GENERAL MTRS|ITGP|ITG INC.|1000
GM.B|GENERAL MTRS|JANY|Janney Montgomery Scott Inc.|61
GM.B|GENERAL MTRS|LEHM|Barclays Capital Inc./Le|8379
GM.B|GENERAL MTRS|LIME|Lime Brokerage LLC|1384
GM.B|GENERAL MTRS|MAXM|Maxim Group LLC|132
GM.B|GENERAL MTRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
GM.B|GENERAL MTRS|MSCO|MORGAN STANLEY & CO. LLC|9913
GM.B|GENERAL MTRS|NFSC|National Financial Services LLC|16271
GM.B|GENERAL MTRS|NITE|VIRTU Americas LLC|44246
GM.B|GENERAL MTRS|OPCO|Oppenheimer & Co. Inc.|178
GM.B|GENERAL MTRS|PDQM|CODA MARKETS, INC.|100
GM.B|GENERAL MTRS|PWJC|UBS Financial Services, Inc.|1400
GM.B|GENERAL MTRS|RBCM|RBC CAPITAL MARKETS, LLC|283
GM.B|GENERAL MTRS|SALI|INTL FCSTONE FINANCIAL INC.|700
GM.B|GENERAL MTRS|SBSH|Citigroup Global Markets Inc.|3609
GM.B|GENERAL MTRS|SGMT|GOLDMAN SACHS & CO. LLC|2446
GM.B|GENERAL MTRS|SPDR|SPEEDROUTE LLC|300
GM.B|GENERAL MTRS|STFL|Stifel, Nicolaus & Company, Incorporated|64
GM.B|GENERAL MTRS|STTT|STATETRUST INVESTMENTS INC.|37
GM.B|GENERAL MTRS|SWST|Hilltop Securities Inc.|350
GM.B|GENERAL MTRS|TRCM|TRC MARKETS LLC|200
GM.B|GENERAL MTRS|UBSA|UBS SECURITIES LLC|3868
GM.B|GENERAL MTRS|UBSS|UBS Securities LLC|23358
GM.B|GENERAL MTRS|VGRD|Vanguard Marketing Corporation|1411
GM.B|GENERAL MTRS|WCHV|WELLS FARGO SECURITIES, LLC|18158
GM.B|GENERAL MTRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10184
GM.B|GENERAL MTRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|738
GME|GAMESTOP CORP|ABLE|NATIXIS Securities Americas LLC|1857
GME|GAMESTOP CORP|ADAM|CANACCORD GENUITY INC.|29671
GME|GAMESTOP CORP|AGIS|Aegis Capital Corp.|21065
GME|GAMESTOP CORP|ALTX|Alternet Securities Inc.|64593
GME|GAMESTOP CORP|ANOS|ABEL/NOSER, L.L.C.|1495
GME|GAMESTOP CORP|APCC|Apex Clearing Corporation|67374
GME|GAMESTOP CORP|BANK|Primevest Financial Services, Inc.|315
GME|GAMESTOP CORP|BARD|Robert W. Baird & Co. Incorporated|63034
GME|GAMESTOP CORP|BATM|CBOE TRADING, INC.|23558
GME|GAMESTOP CORP|BAYC|BAY CREST PARTNERS, LLC|3766
GME|GAMESTOP CORP|BAYT|BTIG, LLC|48717
GME|GAMESTOP CORP|BBNT|BB&T SECURITIES, LLC|3891
GME|GAMESTOP CORP|BERN|Sanford C. Bernstein & Co., LLC|66226
GME|GAMESTOP CORP|BIAD|SAGETRADER, LLC|2736
GME|GAMESTOP CORP|BIDS|BIDS TRADING L.P.|2600
GME|GAMESTOP CORP|BIMI|Banca IMI Securities Corp.|3990
GME|GAMESTOP CORP|BKCM|BNY Mellon Capital Markets LLC|1178642
GME|GAMESTOP CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55255
GME|GAMESTOP CORP|BLKX|INSTINET, LLC|125500
GME|GAMESTOP CORP|BNPX|BNP PARIBAS SECURITIES CORP.|105100
GME|GAMESTOP CORP|BRVL|BLAYLOCK VAN, LLC|1700
GME|GAMESTOP CORP|BTIG|BTIG, LLC|58322
GME|GAMESTOP CORP|BYXM|CBOE TRADING, INC.|3451
GME|GAMESTOP CORP|BZYD|GOLDMAN SACHS & CO. LLC|2253
GME|GAMESTOP CORP|CANT|Cantor Fitzgerald & Co.|13735
GME|GAMESTOP CORP|CBRA|Cobra Trading, Inc.|700
GME|GAMESTOP CORP|CHAS|Charles Schwab & Co., Inc.|37355
GME|GAMESTOP CORP|CIST|Capital Institutional Services, Inc.|26873
GME|GAMESTOP CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|181796
GME|GAMESTOP CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16301
GME|GAMESTOP CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|111008
GME|GAMESTOP CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2114117
GME|GAMESTOP CORP|CTDL|Citadel Derivatives Group Llc|11160
GME|GAMESTOP CORP|CTLR|CUTLER GROUP, LP|31478
GME|GAMESTOP CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|468862
GME|GAMESTOP CORP|DADA|D.A. Davidson & Co.|235
GME|GAMESTOP CORP|DBAB|Deutsche Bank Securities Inc.|8914844
GME|GAMESTOP CORP|DBAX|Deutsche Bank Securities Inc.|1998600
GME|GAMESTOP CORP|DBUL|Deutsche Bank Securities Inc.|5653
GME|GAMESTOP CORP|DEAN|MORGAN STANLEY|26653
GME|GAMESTOP CORP|DEGS|RONIN PROFESSIONAL LLC|1400
GME|GAMESTOP CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25700
GME|GAMESTOP CORP|DRWC|DRW SECURITIES, L.L.C.|35252
GME|GAMESTOP CORP|DRWK|DRW SECURITIES, L.L.C.|7220
GME|GAMESTOP CORP|EBXL|EBX LLC|863400
GME|GAMESTOP CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|38153
GME|GAMESTOP CORP|EDJC|Edward Jones / CDS|550
GME|GAMESTOP CORP|EDJO|Edward D. Jones & Co., L.P.|11937
GME|GAMESTOP CORP|EGAM|CBOE TRADING, INC.|45310
GME|GAMESTOP CORP|EGAW|CBOE TRADING, INC.|1497
GME|GAMESTOP CORP|EGMT|EG MARKET TECHNOLOGIES LLC|300
GME|GAMESTOP CORP|EGXM|CBOE TRADING, INC.|31515
GME|GAMESTOP CORP|EGXW|CBOE TRADING, INC.|154
GME|GAMESTOP CORP|EROM|Eroom Securities L.L.C.|2900
GME|GAMESTOP CORP|ESPO|ESPOSITO SECURITIES, LLC|3102
GME|GAMESTOP CORP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|5408
GME|GAMESTOP CORP|ETBE|Electronic Transaction Clearing, Inc.|122406
GME|GAMESTOP CORP|ETCC|Electronic Transaction Clearing, Inc.|140
GME|GAMESTOP CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36738
GME|GAMESTOP CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
GME|GAMESTOP CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
GME|GAMESTOP CORP|ETRS|E*Trade Securities LLC|2082349
GME|GAMESTOP CORP|FBSB|U.S. Bancorp Investments, Inc.|250
GME|GAMESTOP CORP|FCST|INTL FCSTONE FINANCIAL INC.|400
GME|GAMESTOP CORP|FFSI|Firstrade Securities Inc.|600
GME|GAMESTOP CORP|FILL|Tradestation Securities, Inc.|116386
GME|GAMESTOP CORP|FMAF|NBCN Inc./ CDS|4312
GME|GAMESTOP CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27384
GME|GAMESTOP CORP|FQLS|Quantlab Securities LP|1438920
GME|GAMESTOP CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|635467
GME|GAMESTOP CORP|FTBR|Foliofn Investments, Inc.|18575
GME|GAMESTOP CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|163204
GME|GAMESTOP CORP|GLIS|TD Securities Inc|8724
GME|GAMESTOP CORP|GLPX|ACS EXECUTION SERVICES, LLC|381411
GME|GAMESTOP CORP|GSCO|GOLDMAN SACHS & CO. LLC|7959119
GME|GAMESTOP CORP|GSCS|GOLDMAN SACHS & CO. LLC|105755
GME|GAMESTOP CORP|GSLT|GOLDMAN SACHS & CO. LLC|72939
GME|GAMESTOP CORP|GTSZ|GTS SECURITIES LLC|331083
GME|GAMESTOP CORP|HAPX|HAP Trading, LLC|88
GME|GAMESTOP CORP|HOVD|HOVDE GROUP, LLC|7392
GME|GAMESTOP CORP|HRBF|American Enterprise Investment Services Inc.|68163
GME|GAMESTOP CORP|HSBC|HSBC Securities, Inc.|889
GME|GAMESTOP CORP|IATS|INTERACTIVE BROKERS LLC|149192
GME|GAMESTOP CORP|IBKR|Interactive Brokers Llc|492272
GME|GAMESTOP CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6297
GME|GAMESTOP CORP|ICBX|INSTINET, LLC|897671
GME|GAMESTOP CORP|IEQY|CITADEL SECURITIES LLC|162656
GME|GAMESTOP CORP|INCA|INSTINET, LLC|2586159
GME|GAMESTOP CORP|INJX|INSTINET, LLC|20441
GME|GAMESTOP CORP|ITGI|ITG Inc.|121879
GME|GAMESTOP CORP|ITGP|ITG INC.|627400
GME|GAMESTOP CORP|JANY|Janney Montgomery Scott Inc.|10321
GME|GAMESTOP CORP|JEFF|JEFFERIES LLC|392954
GME|GAMESTOP CORP|JMPT|JUMP TRADING, LLC|231145
GME|GAMESTOP CORP|JONE|JonesTrading|29174
GME|GAMESTOP CORP|JPBX|J.P. MORGAN SECURITIES LLC|581759
GME|GAMESTOP CORP|JPMX|J.P. Morgan Securities LLC|3033171
GME|GAMESTOP CORP|JSCL|JOSEPH STONE CAPITAL L.L.C.|275
GME|GAMESTOP CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
GME|GAMESTOP CORP|JSJX|JANE STREET CAPITAL LLC|9345
GME|GAMESTOP CORP|KCGM|VIRTU Americas LLC|394767
GME|GAMESTOP CORP|KRSH|Kershner Securities, LLC|4233
GME|GAMESTOP CORP|LEHM|Barclays Capital Inc./Le|4725998
GME|GAMESTOP CORP|LGNT|COR CLEARING LLC|2
GME|GAMESTOP CORP|LIME|Lime Brokerage LLC|151897
GME|GAMESTOP CORP|LIWE|LIME BROKERAGE LLC|7300
GME|GAMESTOP CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
GME|GAMESTOP CORP|LOOP|Loop Capital Markets LLC|26029
GME|GAMESTOP CORP|LQNA|LIQUIDNET, INC.|52500
GME|GAMESTOP CORP|LSCI|Lek Securities Corporation|155489
GME|GAMESTOP CORP|LVMR|LIVERMORE TRADING GROUP, INC.|78478
GME|GAMESTOP CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3100
GME|GAMESTOP CORP|MACC|Mid Atlantic Capital Corporation|6171
GME|GAMESTOP CORP|MACQ|Macquarie Capital (USA) Inc.|11162
GME|GAMESTOP CORP|MAXM|Maxim Group LLC|64463
GME|GAMESTOP CORP|MBTS|ALLY INVEST SECURITIES LLC|62568
GME|GAMESTOP CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|738453
GME|GAMESTOP CORP|MOTF|MOTIF INVESTING, INC.|8
GME|GAMESTOP CORP|MSCO|MORGAN STANLEY & CO. LLC|7737767
GME|GAMESTOP CORP|MSPL|MORGAN STANLEY & CO. LLC|2636000
GME|GAMESTOP CORP|MSTX|MORGAN STANLEY & CO. LLC|2886200
GME|GAMESTOP CORP|MTON|MILLINGTON SECURITIES, INC.|89517
GME|GAMESTOP CORP|NATL|National Securities Corporation|26200
GME|GAMESTOP CORP|NBCS|NBC Securities, INC.|7100
GME|GAMESTOP CORP|NEUB|NEUBERGER BERMAN BD LLC|142
GME|GAMESTOP CORP|NFSC|National Financial Services LLC|2053444
GME|GAMESTOP CORP|NITE|VIRTU Americas LLC|5221037
GME|GAMESTOP CORP|NITP|VIRTU Americas LLC|30099
GME|GAMESTOP CORP|NQRB|Brut, LLC|89134
GME|GAMESTOP CORP|NTBF|BMO Nesbitt Burns Inc./CDS|48741
GME|GAMESTOP CORP|NTRC|Northern Trust Securities, Inc.|2143
GME|GAMESTOP CORP|OHOS|TWO SIGMA SECURITIES, LLC|175728
GME|GAMESTOP CORP|OPCO|Oppenheimer & Co. Inc.|73242
GME|GAMESTOP CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3065
GME|GAMESTOP CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7300
GME|GAMESTOP CORP|PCPT|PHILLIP CAPITAL INC.|1150
GME|GAMESTOP CORP|PDQM|CODA MARKETS, INC.|361129
GME|GAMESTOP CORP|PHLY|NASDAQ Execution Services, LLC|385600
GME|GAMESTOP CORP|POIN|PRECISION SECURITIES, LLC (POIN)|3000
GME|GAMESTOP CORP|PWJC|UBS Financial Services, Inc.|5785
GME|GAMESTOP CORP|QMSR|QUATTRO M SECURITIES INC.|3625
GME|GAMESTOP CORP|RBCM|RBC CAPITAL MARKETS, LLC|10338
GME|GAMESTOP CORP|RGLD|Regal Securities, Inc|100
GME|GAMESTOP CORP|SAGL|SAGETRADER, LLC|45910
GME|GAMESTOP CORP|SALI|INTL FCSTONE FINANCIAL INC.|2701
GME|GAMESTOP CORP|SALW|SW FINANCIAL|800
GME|GAMESTOP CORP|SBRX|MURIEL SIEBERT & CO INC|50
GME|GAMESTOP CORP|SBSH|Citigroup Global Markets Inc.|509001
GME|GAMESTOP CORP|SEIC|SEI Investments Distribution Co.|200
GME|GAMESTOP CORP|SGMT|GOLDMAN SACHS & CO. LLC|846814
GME|GAMESTOP CORP|SPDR|SPEEDROUTE LLC|50988
GME|GAMESTOP CORP|SPHN|Stephens Inc.|250
GME|GAMESTOP CORP|SPNT|SEVEN POINTS CAPITAL, LLC|7500
GME|GAMESTOP CORP|SPTD|MINT GLOBAL MARKETS, INC.|6200
GME|GAMESTOP CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|9300
GME|GAMESTOP CORP|STFL|Stifel, Nicolaus & Company, Incorporated|27474
GME|GAMESTOP CORP|STKP|STOCKPILE INVESTMENTS, INC.|1776
GME|GAMESTOP CORP|STXG|Stockcross Financial Services, Inc.|2070
GME|GAMESTOP CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9358
GME|GAMESTOP CORP|SWIM|TD Ameritrade, Inc.|1628697
GME|GAMESTOP CORP|SWST|Hilltop Securities Inc.|27654
GME|GAMESTOP CORP|TKNG|ALLY INVEST SECURITIES LLC|39031
GME|GAMESTOP CORP|TMBR|Timber Hill LLC|1394
GME|GAMESTOP CORP|TOUR|TOURMALINE PARTNERS, LLC|4300
GME|GAMESTOP CORP|TRBT|Tradebot Systems, Inc.|535645
GME|GAMESTOP CORP|TRCM|TRC MARKETS LLC|303143
GME|GAMESTOP CORP|TWTT|TASTYWORKS, INC.|2803
GME|GAMESTOP CORP|UBSA|UBS SECURITIES LLC|3211306
GME|GAMESTOP CORP|UBSS|UBS Securities LLC|2607554
GME|GAMESTOP CORP|VALX|VIRTU AMERICAS LLC|119050
GME|GAMESTOP CORP|VGRD|Vanguard Marketing Corporation|140192
GME|GAMESTOP CORP|VNDS|VANDHAM SECURITIES CORP|4200
GME|GAMESTOP CORP|VSIN|Vision Financial Markets Llc|639
GME|GAMESTOP CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|18176
GME|GAMESTOP CORP|WCHV|WELLS FARGO SECURITIES, LLC|367106
GME|GAMESTOP CORP|WDNX|WEEDEN & CO.L.P.|686
GME|GAMESTOP CORP|WEDB|WEDBUSH SECURITIES INC.|378503
GME|GAMESTOP CORP|WEED|Weeden & Co.L.P.|21519
GME|GAMESTOP CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|79889
GME|GAMESTOP CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|199859
GME|GAMESTOP CORP|WFPB|Wells Fargo Securities, LLC.|2000
GME|GAMESTOP CORP|WGIF|CIBC World Markets Inc.|7218
GME|GAMESTOP CORP|WORD|Worden Capital Management LLC|3260
GME|GAMESTOP CORP|WSEA|WOLVERINE SECURITIES, LLC|116228
GME|GAMESTOP CORP|WTFS|JUST2TRADE, INC.|200
GME|GAMESTOP CORP|XIST|INSTINET, LLC|1068892
GME|GAMESTOP CORP|XPQR|Jump Trading|349
GME|GAMESTOP CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|324990
GME|GAMESTOP CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|16065
GME|GAMESTOP CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11971
GMED|GLOBUS MEDICAL, INC.|ALTX|Alternet Securities Inc.|6104
GMED|GLOBUS MEDICAL, INC.|ANOS|ABEL/NOSER, L.L.C.|120
GMED|GLOBUS MEDICAL, INC.|APCC|Apex Clearing Corporation|6186
GMED|GLOBUS MEDICAL, INC.|AQUA|AQUA SECURITIES L.P.|23400
GMED|GLOBUS MEDICAL, INC.|BALE|M&T SECURITIES, INC.|417
GMED|GLOBUS MEDICAL, INC.|BARD|Robert W. Baird & Co. Incorporated|2104
GMED|GLOBUS MEDICAL, INC.|BATM|CBOE TRADING, INC.|6661
GMED|GLOBUS MEDICAL, INC.|BBNT|BB&T SECURITIES, LLC|13231
GMED|GLOBUS MEDICAL, INC.|BERN|Sanford C. Bernstein & Co., LLC|40380
GMED|GLOBUS MEDICAL, INC.|BIDS|BIDS TRADING L.P.|7400
GMED|GLOBUS MEDICAL, INC.|BIMI|Banca IMI Securities Corp.|332
GMED|GLOBUS MEDICAL, INC.|BKCM|BNY Mellon Capital Markets LLC|23967
GMED|GLOBUS MEDICAL, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8770
GMED|GLOBUS MEDICAL, INC.|BLKX|INSTINET, LLC|55300
GMED|GLOBUS MEDICAL, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|79864
GMED|GLOBUS MEDICAL, INC.|BRVL|BLAYLOCK VAN, LLC|1500
GMED|GLOBUS MEDICAL, INC.|BTIG|BTIG, LLC|408719
GMED|GLOBUS MEDICAL, INC.|BYXM|CBOE TRADING, INC.|335
GMED|GLOBUS MEDICAL, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1700
GMED|GLOBUS MEDICAL, INC.|CANT|Cantor Fitzgerald & Co.|400
GMED|GLOBUS MEDICAL, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|14800
GMED|GLOBUS MEDICAL, INC.|CHAS|Charles Schwab & Co., Inc.|5245
GMED|GLOBUS MEDICAL, INC.|CIST|Capital Institutional Services, Inc.|18442
GMED|GLOBUS MEDICAL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41659
GMED|GLOBUS MEDICAL, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8686
GMED|GLOBUS MEDICAL, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
GMED|GLOBUS MEDICAL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|296008
GMED|GLOBUS MEDICAL, INC.|CTDL|Citadel Derivatives Group Llc|7989
GMED|GLOBUS MEDICAL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|64172
GMED|GLOBUS MEDICAL, INC.|DBAB|Deutsche Bank Securities Inc.|234407
GMED|GLOBUS MEDICAL, INC.|DBAX|Deutsche Bank Securities Inc.|296400
GMED|GLOBUS MEDICAL, INC.|DBUL|Deutsche Bank Securities Inc.|600
GMED|GLOBUS MEDICAL, INC.|DEAN|MORGAN STANLEY|12879
GMED|GLOBUS MEDICAL, INC.|DEGS|RONIN PROFESSIONAL LLC|100
GMED|GLOBUS MEDICAL, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5444
GMED|GLOBUS MEDICAL, INC.|EBXL|EBX LLC|111200
GMED|GLOBUS MEDICAL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|62890
GMED|GLOBUS MEDICAL, INC.|EDJO|Edward D. Jones & Co., L.P.|9900
GMED|GLOBUS MEDICAL, INC.|EGAM|CBOE TRADING, INC.|9395
GMED|GLOBUS MEDICAL, INC.|EGAW|CBOE TRADING, INC.|287
GMED|GLOBUS MEDICAL, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|504
GMED|GLOBUS MEDICAL, INC.|EGXM|CBOE TRADING, INC.|4510
GMED|GLOBUS MEDICAL, INC.|ETBE|Electronic Transaction Clearing, Inc.|9616
GMED|GLOBUS MEDICAL, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|55
GMED|GLOBUS MEDICAL, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1764
GMED|GLOBUS MEDICAL, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18702
GMED|GLOBUS MEDICAL, INC.|ETRS|E*Trade Securities LLC|94767
GMED|GLOBUS MEDICAL, INC.|FILL|Tradestation Securities, Inc.|1782
GMED|GLOBUS MEDICAL, INC.|FMAF|NBCN Inc./ CDS|240
GMED|GLOBUS MEDICAL, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2237
GMED|GLOBUS MEDICAL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87332
GMED|GLOBUS MEDICAL, INC.|FTBR|Foliofn Investments, Inc.|5431
GMED|GLOBUS MEDICAL, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3277
GMED|GLOBUS MEDICAL, INC.|GLIS|TD Securities Inc|150
GMED|GLOBUS MEDICAL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|30456
GMED|GLOBUS MEDICAL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|512229
GMED|GLOBUS MEDICAL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3225
GMED|GLOBUS MEDICAL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4889
GMED|GLOBUS MEDICAL, INC.|GTSZ|GTS SECURITIES LLC|70996
GMED|GLOBUS MEDICAL, INC.|HRBF|American Enterprise Investment Services Inc.|17677
GMED|GLOBUS MEDICAL, INC.|IATS|INTERACTIVE BROKERS LLC|9237
GMED|GLOBUS MEDICAL, INC.|IBKR|Interactive Brokers Llc|10732
GMED|GLOBUS MEDICAL, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|337
GMED|GLOBUS MEDICAL, INC.|ICBX|INSTINET, LLC|26430
GMED|GLOBUS MEDICAL, INC.|IEQY|CITADEL SECURITIES LLC|76596
GMED|GLOBUS MEDICAL, INC.|INCA|INSTINET, LLC|197231
GMED|GLOBUS MEDICAL, INC.|INJX|INSTINET, LLC|17536
GMED|GLOBUS MEDICAL, INC.|ITGI|ITG Inc.|7089
GMED|GLOBUS MEDICAL, INC.|ITGP|ITG INC.|67400
GMED|GLOBUS MEDICAL, INC.|JANY|Janney Montgomery Scott Inc.|2880
GMED|GLOBUS MEDICAL, INC.|JEFF|JEFFERIES LLC|104547
GMED|GLOBUS MEDICAL, INC.|JMPT|JUMP TRADING, LLC|61507
GMED|GLOBUS MEDICAL, INC.|JPBX|J.P. MORGAN SECURITIES LLC|102847
GMED|GLOBUS MEDICAL, INC.|JPMX|J.P. Morgan Securities LLC|765417
GMED|GLOBUS MEDICAL, INC.|JSJX|JANE STREET CAPITAL LLC|3985
GMED|GLOBUS MEDICAL, INC.|KCGM|VIRTU Americas LLC|40516
GMED|GLOBUS MEDICAL, INC.|LEHM|Barclays Capital Inc./Le|497951
GMED|GLOBUS MEDICAL, INC.|LIME|Lime Brokerage LLC|20725
GMED|GLOBUS MEDICAL, INC.|LQNA|LIQUIDNET, INC.|260500
GMED|GLOBUS MEDICAL, INC.|LQNB|LIQUIDNET, INC.|7200
GMED|GLOBUS MEDICAL, INC.|LSCI|Lek Securities Corporation|26
GMED|GLOBUS MEDICAL, INC.|MBTS|ALLY INVEST SECURITIES LLC|10
GMED|GLOBUS MEDICAL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|229102
GMED|GLOBUS MEDICAL, INC.|MOTF|MOTIF INVESTING, INC.|86
GMED|GLOBUS MEDICAL, INC.|MSCO|MORGAN STANLEY & CO. LLC|1184394
GMED|GLOBUS MEDICAL, INC.|MSPL|MORGAN STANLEY & CO. LLC|378000
GMED|GLOBUS MEDICAL, INC.|MSTX|MORGAN STANLEY & CO. LLC|188400
GMED|GLOBUS MEDICAL, INC.|MZHO|Mizuho Securities USA LLC|37938
GMED|GLOBUS MEDICAL, INC.|NBCS|NBC Securities, INC.|900
GMED|GLOBUS MEDICAL, INC.|NFSC|National Financial Services LLC|219269
GMED|GLOBUS MEDICAL, INC.|NITE|VIRTU Americas LLC|416844
GMED|GLOBUS MEDICAL, INC.|NQRB|Brut, LLC|18239
GMED|GLOBUS MEDICAL, INC.|NTRC|Northern Trust Securities, Inc.|1285
GMED|GLOBUS MEDICAL, INC.|OPCO|Oppenheimer & Co. Inc.|404
GMED|GLOBUS MEDICAL, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
GMED|GLOBUS MEDICAL, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4228
GMED|GLOBUS MEDICAL, INC.|PDQM|CODA MARKETS, INC.|145293
GMED|GLOBUS MEDICAL, INC.|PHLY|NASDAQ Execution Services, LLC|800
GMED|GLOBUS MEDICAL, INC.|PIPR|Piper Jaffray & Co.|141
GMED|GLOBUS MEDICAL, INC.|PWJC|UBS Financial Services, Inc.|2200
GMED|GLOBUS MEDICAL, INC.|QMSR|QUATTRO M SECURITIES INC.|1726
GMED|GLOBUS MEDICAL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|29570
GMED|GLOBUS MEDICAL, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|910
GMED|GLOBUS MEDICAL, INC.|SAGL|SAGETRADER, LLC|3842
GMED|GLOBUS MEDICAL, INC.|SBSH|Citigroup Global Markets Inc.|107726
GMED|GLOBUS MEDICAL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|98157
GMED|GLOBUS MEDICAL, INC.|SPDR|SPEEDROUTE LLC|19318
GMED|GLOBUS MEDICAL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8080
GMED|GLOBUS MEDICAL, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3960
GMED|GLOBUS MEDICAL, INC.|SWIM|TD Ameritrade, Inc.|44922
GMED|GLOBUS MEDICAL, INC.|SWST|Hilltop Securities Inc.|315
GMED|GLOBUS MEDICAL, INC.|TKNG|ALLY INVEST SECURITIES LLC|2090
GMED|GLOBUS MEDICAL, INC.|TOUR|TOURMALINE PARTNERS, LLC|3811
GMED|GLOBUS MEDICAL, INC.|TRBT|Tradebot Systems, Inc.|189354
GMED|GLOBUS MEDICAL, INC.|TRCM|TRC MARKETS LLC|56880
GMED|GLOBUS MEDICAL, INC.|TWTT|TASTYWORKS, INC.|130
GMED|GLOBUS MEDICAL, INC.|UBSA|UBS SECURITIES LLC|342364
GMED|GLOBUS MEDICAL, INC.|UBSS|UBS Securities LLC|698903
GMED|GLOBUS MEDICAL, INC.|VALX|VIRTU AMERICAS LLC|12567
GMED|GLOBUS MEDICAL, INC.|VGRD|Vanguard Marketing Corporation|11166
GMED|GLOBUS MEDICAL, INC.|WABR|Wall Street Access|2447
GMED|GLOBUS MEDICAL, INC.|WBLR|WILLIAM BLAIR|490
GMED|GLOBUS MEDICAL, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1620
GMED|GLOBUS MEDICAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|96576
GMED|GLOBUS MEDICAL, INC.|WEDB|WEDBUSH SECURITIES INC.|1436
GMED|GLOBUS MEDICAL, INC.|WEED|Weeden & Co.L.P.|535
GMED|GLOBUS MEDICAL, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1766
GMED|GLOBUS MEDICAL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11498
GMED|GLOBUS MEDICAL, INC.|WGIF|CIBC World Markets Inc.|563
GMED|GLOBUS MEDICAL, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|136
GMED|GLOBUS MEDICAL, INC.|WSEA|WOLVERINE SECURITIES, LLC|4592
GMED|GLOBUS MEDICAL, INC.|XIST|INSTINET, LLC|19800
GMED|GLOBUS MEDICAL, INC.|XPQR|Jump Trading|500
GMED|GLOBUS MEDICAL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|57274
GMED|GLOBUS MEDICAL, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1003
GMED|GLOBUS MEDICAL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6136
GMF|ST SP EM AS PAC ETF|APCC|Apex Clearing Corporation|82
GMF|ST SP EM AS PAC ETF|BANK|Primevest Financial Services, Inc.|69
GMF|ST SP EM AS PAC ETF|BARD|Robert W. Baird & Co. Incorporated|2
GMF|ST SP EM AS PAC ETF|CANT|Cantor Fitzgerald & Co.|814
GMF|ST SP EM AS PAC ETF|CHAS|Charles Schwab & Co., Inc.|127
GMF|ST SP EM AS PAC ETF|CIST|Capital Institutional Services, Inc.|300
GMF|ST SP EM AS PAC ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6347
GMF|ST SP EM AS PAC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|975
GMF|ST SP EM AS PAC ETF|CSIN|Citadel Securities Institutional LLC|2052
GMF|ST SP EM AS PAC ETF|CTDL|Citadel Derivatives Group Llc|172
GMF|ST SP EM AS PAC ETF|DBAX|Deutsche Bank Securities Inc.|500
GMF|ST SP EM AS PAC ETF|DEAN|MORGAN STANLEY|2481
GMF|ST SP EM AS PAC ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|394
GMF|ST SP EM AS PAC ETF|EBXL|EBX LLC|2100
GMF|ST SP EM AS PAC ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|352
GMF|ST SP EM AS PAC ETF|EDJO|Edward D. Jones & Co., L.P.|344
GMF|ST SP EM AS PAC ETF|EGXM|CBOE TRADING, INC.|758
GMF|ST SP EM AS PAC ETF|ETRS|E*Trade Securities LLC|1234
GMF|ST SP EM AS PAC ETF|FCST|INTL FCSTONE FINANCIAL INC.|200
GMF|ST SP EM AS PAC ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|6424
GMF|ST SP EM AS PAC ETF|FILL|Tradestation Securities, Inc.|200
GMF|ST SP EM AS PAC ETF|FMAF|NBCN Inc./ CDS|210
GMF|ST SP EM AS PAC ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1122
GMF|ST SP EM AS PAC ETF|FTBR|Foliofn Investments, Inc.|42
GMF|ST SP EM AS PAC ETF|GBMT|GBM International, Inc.|700
GMF|ST SP EM AS PAC ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|500
GMF|ST SP EM AS PAC ETF|GSCO|GOLDMAN SACHS & CO. LLC|9
GMF|ST SP EM AS PAC ETF|HRBF|American Enterprise Investment Services Inc.|67
GMF|ST SP EM AS PAC ETF|IATS|INTERACTIVE BROKERS LLC|101
GMF|ST SP EM AS PAC ETF|IBKR|Interactive Brokers Llc|1417
GMF|ST SP EM AS PAC ETF|ICBX|INSTINET, LLC|500
GMF|ST SP EM AS PAC ETF|INCA|INSTINET, LLC|900
GMF|ST SP EM AS PAC ETF|JANY|Janney Montgomery Scott Inc.|50
GMF|ST SP EM AS PAC ETF|JPMX|J.P. Morgan Securities LLC|3056
GMF|ST SP EM AS PAC ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|103254
GMF|ST SP EM AS PAC ETF|JSJX|JANE STREET CAPITAL LLC|23734
GMF|ST SP EM AS PAC ETF|KCGM|VIRTU Americas LLC|2502
GMF|ST SP EM AS PAC ETF|LEHM|Barclays Capital Inc./Le|2828
GMF|ST SP EM AS PAC ETF|LGNT|COR CLEARING LLC|1
GMF|ST SP EM AS PAC ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|200
GMF|ST SP EM AS PAC ETF|LIME|Lime Brokerage LLC|2734
GMF|ST SP EM AS PAC ETF|LSCI|Lek Securities Corporation|7910
GMF|ST SP EM AS PAC ETF|MCMF|Raymond James Ltd. Cds|880
GMF|ST SP EM AS PAC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
GMF|ST SP EM AS PAC ETF|MSCO|MORGAN STANLEY & CO. LLC|16088
GMF|ST SP EM AS PAC ETF|MSPL|MORGAN STANLEY & CO. LLC|6300
GMF|ST SP EM AS PAC ETF|MTON|MILLINGTON SECURITIES, INC.|12600
GMF|ST SP EM AS PAC ETF|NFSC|National Financial Services LLC|8256
GMF|ST SP EM AS PAC ETF|NITE|VIRTU Americas LLC|12690
GMF|ST SP EM AS PAC ETF|NQRB|Brut, LLC|3000
GMF|ST SP EM AS PAC ETF|PWJC|UBS Financial Services, Inc.|97
GMF|ST SP EM AS PAC ETF|RBCM|RBC CAPITAL MARKETS, LLC|1819
GMF|ST SP EM AS PAC ETF|SBSH|Citigroup Global Markets Inc.|1176
GMF|ST SP EM AS PAC ETF|SGMT|GOLDMAN SACHS & CO. LLC|752
GMF|ST SP EM AS PAC ETF|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
GMF|ST SP EM AS PAC ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1
GMF|ST SP EM AS PAC ETF|SWIM|TD Ameritrade, Inc.|29
GMF|ST SP EM AS PAC ETF|SWST|Hilltop Securities Inc.|390
GMF|ST SP EM AS PAC ETF|TKNG|ALLY INVEST SECURITIES LLC|20
GMF|ST SP EM AS PAC ETF|TRCM|TRC MARKETS LLC|10
GMF|ST SP EM AS PAC ETF|UBSA|UBS SECURITIES LLC|4420
GMF|ST SP EM AS PAC ETF|UBSS|UBS Securities LLC|13143
GMF|ST SP EM AS PAC ETF|VGRD|Vanguard Marketing Corporation|497
GMF|ST SP EM AS PAC ETF|WCHV|WELLS FARGO SECURITIES, LLC|14933
GMF|ST SP EM AS PAC ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1247
GMF|ST SP EM AS PAC ETF|WGIF|CIBC World Markets Inc.|20
GMF|ST SP EM AS PAC ETF|WSEA|WOLVERINE SECURITIES, LLC|6
GMF|ST SP EM AS PAC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|580
GMFL|INVESCO MULTI-FAC|EBXL|EBX LLC|200
GMFL|INVESCO MULTI-FAC|NFSC|National Financial Services LLC|2
GMFL|INVESCO MULTI-FAC|NITE|VIRTU Americas LLC|2
GMLP|GOLAR LNG PARTNERS|ADAM|CANACCORD GENUITY INC.|31547
GMLP|GOLAR LNG PARTNERS|ALTX|Alternet Securities Inc.|41492
GMLP|GOLAR LNG PARTNERS|APCC|Apex Clearing Corporation|50933
GMLP|GOLAR LNG PARTNERS|BATM|CBOE TRADING, INC.|3746
GMLP|GOLAR LNG PARTNERS|BBNT|BB&T SECURITIES, LLC|2693
GMLP|GOLAR LNG PARTNERS|BERN|Sanford C. Bernstein & Co., LLC|330
GMLP|GOLAR LNG PARTNERS|BIAD|SAGETRADER, LLC|310
GMLP|GOLAR LNG PARTNERS|BIDS|BIDS TRADING L.P.|181000
GMLP|GOLAR LNG PARTNERS|BIMI|Banca IMI Securities Corp.|1798
GMLP|GOLAR LNG PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66986
GMLP|GOLAR LNG PARTNERS|BLKX|INSTINET, LLC|155000
GMLP|GOLAR LNG PARTNERS|BNPX|BNP PARIBAS SECURITIES CORP.|48
GMLP|GOLAR LNG PARTNERS|BTIG|BTIG, LLC|22302
GMLP|GOLAR LNG PARTNERS|BYXM|CBOE TRADING, INC.|2354
GMLP|GOLAR LNG PARTNERS|BZYD|GOLDMAN SACHS & CO. LLC|328
GMLP|GOLAR LNG PARTNERS|CANT|Cantor Fitzgerald & Co.|1596
GMLP|GOLAR LNG PARTNERS|CHAS|Charles Schwab & Co., Inc.|9399
GMLP|GOLAR LNG PARTNERS|CIST|Capital Institutional Services, Inc.|200
GMLP|GOLAR LNG PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21122
GMLP|GOLAR LNG PARTNERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6030
GMLP|GOLAR LNG PARTNERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4150
GMLP|GOLAR LNG PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|162945
GMLP|GOLAR LNG PARTNERS|CSIN|Citadel Securities Institutional LLC|21352
GMLP|GOLAR LNG PARTNERS|CTDL|Citadel Derivatives Group Llc|14470
GMLP|GOLAR LNG PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|16948
GMLP|GOLAR LNG PARTNERS|DADA|D.A. Davidson & Co.|600
GMLP|GOLAR LNG PARTNERS|DAVA|Davenport & Company LLC|1607
GMLP|GOLAR LNG PARTNERS|DBAB|Deutsche Bank Securities Inc.|107222
GMLP|GOLAR LNG PARTNERS|DBAX|Deutsche Bank Securities Inc.|153500
GMLP|GOLAR LNG PARTNERS|DEAN|MORGAN STANLEY|25978
GMLP|GOLAR LNG PARTNERS|DEGS|RONIN PROFESSIONAL LLC|8156
GMLP|GOLAR LNG PARTNERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
GMLP|GOLAR LNG PARTNERS|EBXL|EBX LLC|227300
GMLP|GOLAR LNG PARTNERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|33595
GMLP|GOLAR LNG PARTNERS|EDJO|Edward D. Jones & Co., L.P.|8309
GMLP|GOLAR LNG PARTNERS|EGAM|CBOE TRADING, INC.|34015
GMLP|GOLAR LNG PARTNERS|EGAW|CBOE TRADING, INC.|700
GMLP|GOLAR LNG PARTNERS|EGXM|CBOE TRADING, INC.|4301
GMLP|GOLAR LNG PARTNERS|ETBE|Electronic Transaction Clearing, Inc.|8668
GMLP|GOLAR LNG PARTNERS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8945
GMLP|GOLAR LNG PARTNERS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5032
GMLP|GOLAR LNG PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6091
GMLP|GOLAR LNG PARTNERS|ETRS|E*Trade Securities LLC|375777
GMLP|GOLAR LNG PARTNERS|FBCO|Credit Suisse Securities (USA) LLC|159295
GMLP|GOLAR LNG PARTNERS|FIDT|Fidelity Clearing Canada ULC./ CDS|350
GMLP|GOLAR LNG PARTNERS|FILL|Tradestation Securities, Inc.|40336
GMLP|GOLAR LNG PARTNERS|FINX|FINTECH SECURITIES|300
GMLP|GOLAR LNG PARTNERS|FMAF|NBCN Inc./ CDS|1590
GMLP|GOLAR LNG PARTNERS|FOMA|TD AMERITRADE CLEARING, INC.|603522
GMLP|GOLAR LNG PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85203
GMLP|GOLAR LNG PARTNERS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1600
GMLP|GOLAR LNG PARTNERS|FTBR|Foliofn Investments, Inc.|7533
GMLP|GOLAR LNG PARTNERS|GEBB|GLOBAL EXECUTION BROKERS, LP|17991
GMLP|GOLAR LNG PARTNERS|GLIS|TD Securities Inc|500
GMLP|GOLAR LNG PARTNERS|GLPX|ACS EXECUTION SERVICES, LLC|52743
GMLP|GOLAR LNG PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|122615
GMLP|GOLAR LNG PARTNERS|GSCS|GOLDMAN SACHS & CO. LLC|169012
GMLP|GOLAR LNG PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|4980
GMLP|GOLAR LNG PARTNERS|GTSZ|GTS SECURITIES LLC|24982
GMLP|GOLAR LNG PARTNERS|HRBF|American Enterprise Investment Services Inc.|17894
GMLP|GOLAR LNG PARTNERS|HSBC|HSBC Securities, Inc.|750
GMLP|GOLAR LNG PARTNERS|IATS|INTERACTIVE BROKERS LLC|42411
GMLP|GOLAR LNG PARTNERS|IBKR|Interactive Brokers Llc|320525
GMLP|GOLAR LNG PARTNERS|ICBX|INSTINET, LLC|85862
GMLP|GOLAR LNG PARTNERS|INCA|INSTINET, LLC|93896
GMLP|GOLAR LNG PARTNERS|INJX|INSTINET, LLC|6189
GMLP|GOLAR LNG PARTNERS|ITGI|ITG Inc.|30452
GMLP|GOLAR LNG PARTNERS|ITGP|ITG INC.|56400
GMLP|GOLAR LNG PARTNERS|JANY|Janney Montgomery Scott Inc.|1400
GMLP|GOLAR LNG PARTNERS|JEFF|JEFFERIES LLC|35827
GMLP|GOLAR LNG PARTNERS|JMPT|JUMP TRADING, LLC|41717
GMLP|GOLAR LNG PARTNERS|JPMX|J.P. Morgan Securities LLC|135631
GMLP|GOLAR LNG PARTNERS|JSJX|JANE STREET CAPITAL LLC|101516
GMLP|GOLAR LNG PARTNERS|KCGM|VIRTU Americas LLC|61391
GMLP|GOLAR LNG PARTNERS|LEHM|Barclays Capital Inc./Le|215021
GMLP|GOLAR LNG PARTNERS|LIME|Lime Brokerage LLC|156913
GMLP|GOLAR LNG PARTNERS|LMGP|LIME BROKERAGE LLC|4900
GMLP|GOLAR LNG PARTNERS|LQNA|LIQUIDNET, INC.|267600
GMLP|GOLAR LNG PARTNERS|LQNB|LIQUIDNET, INC.|332600
GMLP|GOLAR LNG PARTNERS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5500
GMLP|GOLAR LNG PARTNERS|MAXM|Maxim Group LLC|2000
GMLP|GOLAR LNG PARTNERS|MBTS|ALLY INVEST SECURITIES LLC|11662
GMLP|GOLAR LNG PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93760
GMLP|GOLAR LNG PARTNERS|MOTF|MOTIF INVESTING, INC.|3
GMLP|GOLAR LNG PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|1097455
GMLP|GOLAR LNG PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|52900
GMLP|GOLAR LNG PARTNERS|MSTX|MORGAN STANLEY & CO. LLC|1700
GMLP|GOLAR LNG PARTNERS|NATL|National Securities Corporation|2600
GMLP|GOLAR LNG PARTNERS|NBCS|NBC Securities, INC.|150
GMLP|GOLAR LNG PARTNERS|NEUB|NEUBERGER BERMAN BD LLC|1050
GMLP|GOLAR LNG PARTNERS|NFSC|National Financial Services LLC|587589
GMLP|GOLAR LNG PARTNERS|NITE|VIRTU Americas LLC|1026465
GMLP|GOLAR LNG PARTNERS|NITP|VIRTU Americas LLC|2810
GMLP|GOLAR LNG PARTNERS|NQRB|Brut, LLC|15457
GMLP|GOLAR LNG PARTNERS|NTRC|Northern Trust Securities, Inc.|950
GMLP|GOLAR LNG PARTNERS|OPCO|Oppenheimer & Co. Inc.|2775
GMLP|GOLAR LNG PARTNERS|PCPT|PHILLIP CAPITAL INC.|3755
GMLP|GOLAR LNG PARTNERS|PDQM|CODA MARKETS, INC.|157348
GMLP|GOLAR LNG PARTNERS|PHLY|NASDAQ Execution Services, LLC|5600
GMLP|GOLAR LNG PARTNERS|PWJC|UBS Financial Services, Inc.|1455
GMLP|GOLAR LNG PARTNERS|RAJA|Raymond James & Associates, Inc.|23555
GMLP|GOLAR LNG PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|6635
GMLP|GOLAR LNG PARTNERS|SAGL|SAGETRADER, LLC|16808
GMLP|GOLAR LNG PARTNERS|SAGW|SAGETRADER, LLC|32
GMLP|GOLAR LNG PARTNERS|SBSH|Citigroup Global Markets Inc.|217007
GMLP|GOLAR LNG PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|81774
GMLP|GOLAR LNG PARTNERS|SPDR|SPEEDROUTE LLC|17691
GMLP|GOLAR LNG PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|143507
GMLP|GOLAR LNG PARTNERS|SWIM|TD Ameritrade, Inc.|90170
GMLP|GOLAR LNG PARTNERS|SWST|Hilltop Securities Inc.|2537
GMLP|GOLAR LNG PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|10725
GMLP|GOLAR LNG PARTNERS|TRBT|Tradebot Systems, Inc.|155060
GMLP|GOLAR LNG PARTNERS|TRCM|TRC MARKETS LLC|83148
GMLP|GOLAR LNG PARTNERS|UBSA|UBS SECURITIES LLC|435825
GMLP|GOLAR LNG PARTNERS|UBSS|UBS Securities LLC|463543
GMLP|GOLAR LNG PARTNERS|VALX|VIRTU AMERICAS LLC|2274
GMLP|GOLAR LNG PARTNERS|VGRD|Vanguard Marketing Corporation|52422
GMLP|GOLAR LNG PARTNERS|WBPX|SUMMIT SECURITIES GROUP, LLC|170
GMLP|GOLAR LNG PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|215177
GMLP|GOLAR LNG PARTNERS|WEDB|WEDBUSH SECURITIES INC.|22061
GMLP|GOLAR LNG PARTNERS|WEED|Weeden & Co.L.P.|40
GMLP|GOLAR LNG PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25369
GMLP|GOLAR LNG PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19604
GMLP|GOLAR LNG PARTNERS|WGIF|CIBC World Markets Inc.|3039
GMLP|GOLAR LNG PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|25386
GMLP|GOLAR LNG PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|59686
GMLP|GOLAR LNG PARTNERS|YKNA|COMHAR CAPITAL MARKETS, LLC|5416
GMLP|GOLAR LNG PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11614
GMLPP|GOLAR LNG PREF A|APCC|Apex Clearing Corporation|795
GMLPP|GOLAR LNG PREF A|BARD|Robert W. Baird & Co. Incorporated|300
GMLPP|GOLAR LNG PREF A|BBNT|BB&T SECURITIES, LLC|300
GMLPP|GOLAR LNG PREF A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
GMLPP|GOLAR LNG PREF A|BYXM|CBOE TRADING, INC.|100
GMLPP|GOLAR LNG PREF A|CANT|Cantor Fitzgerald & Co.|1525
GMLPP|GOLAR LNG PREF A|CHAS|Charles Schwab & Co., Inc.|700
GMLPP|GOLAR LNG PREF A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1429
GMLPP|GOLAR LNG PREF A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6619
GMLPP|GOLAR LNG PREF A|CXCX|CITIGROUP GLOBAL MARKETS INC.|3816
GMLPP|GOLAR LNG PREF A|DADA|D.A. Davidson & Co.|600
GMLPP|GOLAR LNG PREF A|DBAX|Deutsche Bank Securities Inc.|3600
GMLPP|GOLAR LNG PREF A|DEAN|MORGAN STANLEY|9446
GMLPP|GOLAR LNG PREF A|DEGS|RONIN PROFESSIONAL LLC|1571
GMLPP|GOLAR LNG PREF A|EBXL|EBX LLC|900
GMLPP|GOLAR LNG PREF A|ETRS|E*Trade Securities LLC|31554
GMLPP|GOLAR LNG PREF A|FBCO|Credit Suisse Securities (USA) LLC|6320
GMLPP|GOLAR LNG PREF A|FOMA|TD AMERITRADE CLEARING, INC.|53418
GMLPP|GOLAR LNG PREF A|GLPX|ACS EXECUTION SERVICES, LLC|989
GMLPP|GOLAR LNG PREF A|GSCO|GOLDMAN SACHS & CO. LLC|692
GMLPP|GOLAR LNG PREF A|GSCS|GOLDMAN SACHS & CO. LLC|5396
GMLPP|GOLAR LNG PREF A|GSLT|GOLDMAN SACHS & CO. LLC|155
GMLPP|GOLAR LNG PREF A|GTSZ|GTS SECURITIES LLC|3660
GMLPP|GOLAR LNG PREF A|HRBF|American Enterprise Investment Services Inc.|3501
GMLPP|GOLAR LNG PREF A|IATS|INTERACTIVE BROKERS LLC|1592
GMLPP|GOLAR LNG PREF A|IBKR|Interactive Brokers Llc|53444
GMLPP|GOLAR LNG PREF A|INCA|INSTINET, LLC|19218
GMLPP|GOLAR LNG PREF A|INJX|INSTINET, LLC|10450
GMLPP|GOLAR LNG PREF A|JEFF|JEFFERIES LLC|5823
GMLPP|GOLAR LNG PREF A|JPMX|J.P. Morgan Securities LLC|5368
GMLPP|GOLAR LNG PREF A|LEHM|Barclays Capital Inc./Le|4120
GMLPP|GOLAR LNG PREF A|LIME|Lime Brokerage LLC|301
GMLPP|GOLAR LNG PREF A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1784
GMLPP|GOLAR LNG PREF A|MSCO|MORGAN STANLEY & CO. LLC|36827
GMLPP|GOLAR LNG PREF A|MSPL|MORGAN STANLEY & CO. LLC|400
GMLPP|GOLAR LNG PREF A|NFSC|National Financial Services LLC|19951
GMLPP|GOLAR LNG PREF A|NITE|VIRTU Americas LLC|66520
GMLPP|GOLAR LNG PREF A|NQRB|Brut, LLC|5521
GMLPP|GOLAR LNG PREF A|OPCO|Oppenheimer & Co. Inc.|500
GMLPP|GOLAR LNG PREF A|PDQM|CODA MARKETS, INC.|1734
GMLPP|GOLAR LNG PREF A|PWJC|UBS Financial Services, Inc.|2211
GMLPP|GOLAR LNG PREF A|SBSH|Citigroup Global Markets Inc.|16449
GMLPP|GOLAR LNG PREF A|SGMT|GOLDMAN SACHS & CO. LLC|100
GMLPP|GOLAR LNG PREF A|SPDR|SPEEDROUTE LLC|2411
GMLPP|GOLAR LNG PREF A|SPHN|Stephens Inc.|3800
GMLPP|GOLAR LNG PREF A|STFL|Stifel, Nicolaus & Company, Incorporated|5777
GMLPP|GOLAR LNG PREF A|SWIM|TD Ameritrade, Inc.|4780
GMLPP|GOLAR LNG PREF A|TKNG|ALLY INVEST SECURITIES LLC|400
GMLPP|GOLAR LNG PREF A|TRBT|Tradebot Systems, Inc.|157
GMLPP|GOLAR LNG PREF A|UBSA|UBS SECURITIES LLC|5278
GMLPP|GOLAR LNG PREF A|UBSS|UBS Securities LLC|22187
GMLPP|GOLAR LNG PREF A|VGRD|Vanguard Marketing Corporation|3073
GMLPP|GOLAR LNG PREF A|WCHV|WELLS FARGO SECURITIES, LLC|15475
GMLPP|GOLAR LNG PREF A|WSEA|WOLVERINE SECURITIES, LLC|400
GMLPP|GOLAR LNG PREF A|XSTM|NATIONAL FINANCIAL SERVICES LLC|408
GMLPP|GOLAR LNG PREF A|YKNA|COMHAR CAPITAL MARKETS, LLC|200
GMLPP|GOLAR LNG PREF A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5060
GMO|GENERAL MOLY, INC|APCC|Apex Clearing Corporation|1645
GMO|GENERAL MOLY, INC|BATM|CBOE TRADING, INC.|100
GMO|GENERAL MOLY, INC|BBNT|BB&T SECURITIES, LLC|2000
GMO|GENERAL MOLY, INC|CANT|Cantor Fitzgerald & Co.|161
GMO|GENERAL MOLY, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|48802
GMO|GENERAL MOLY, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4000
GMO|GENERAL MOLY, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4011
GMO|GENERAL MOLY, INC|CTDL|Citadel Derivatives Group Llc|413
GMO|GENERAL MOLY, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
GMO|GENERAL MOLY, INC|DBAB|Deutsche Bank Securities Inc.|5814
GMO|GENERAL MOLY, INC|DBAX|Deutsche Bank Securities Inc.|700
GMO|GENERAL MOLY, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
GMO|GENERAL MOLY, INC|EBXL|EBX LLC|1500
GMO|GENERAL MOLY, INC|EGAM|CBOE TRADING, INC.|100
GMO|GENERAL MOLY, INC|EGXM|CBOE TRADING, INC.|1200
GMO|GENERAL MOLY, INC|ETRS|E*Trade Securities LLC|47094
GMO|GENERAL MOLY, INC|FILL|Tradestation Securities, Inc.|17500
GMO|GENERAL MOLY, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|273
GMO|GENERAL MOLY, INC|FTBR|Foliofn Investments, Inc.|2
GMO|GENERAL MOLY, INC|GSCO|GOLDMAN SACHS & CO. LLC|5570
GMO|GENERAL MOLY, INC|GSLT|GOLDMAN SACHS & CO. LLC|10922
GMO|GENERAL MOLY, INC|IBKR|Interactive Brokers Llc|16533
GMO|GENERAL MOLY, INC|ICBX|INSTINET, LLC|1100
GMO|GENERAL MOLY, INC|INCA|INSTINET, LLC|1702
GMO|GENERAL MOLY, INC|INJX|INSTINET, LLC|100
GMO|GENERAL MOLY, INC|ITGI|ITG Inc.|250
GMO|GENERAL MOLY, INC|ITGP|ITG INC.|200
GMO|GENERAL MOLY, INC|JEFF|JEFFERIES LLC|2290
GMO|GENERAL MOLY, INC|JPMX|J.P. Morgan Securities LLC|1002
GMO|GENERAL MOLY, INC|KCGM|VIRTU Americas LLC|800
GMO|GENERAL MOLY, INC|LEHM|Barclays Capital Inc./Le|1800
GMO|GENERAL MOLY, INC|LIME|Lime Brokerage LLC|373
GMO|GENERAL MOLY, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1130
GMO|GENERAL MOLY, INC|MSCO|MORGAN STANLEY & CO. LLC|49859
GMO|GENERAL MOLY, INC|NFSC|National Financial Services LLC|203528
GMO|GENERAL MOLY, INC|NITE|VIRTU Americas LLC|167649
GMO|GENERAL MOLY, INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|26600
GMO|GENERAL MOLY, INC|PDQM|CODA MARKETS, INC.|24541
GMO|GENERAL MOLY, INC|SGMT|GOLDMAN SACHS & CO. LLC|569
GMO|GENERAL MOLY, INC|SPDR|SPEEDROUTE LLC|2
GMO|GENERAL MOLY, INC|STFL|Stifel, Nicolaus & Company, Incorporated|3000
GMO|GENERAL MOLY, INC|SWIM|TD Ameritrade, Inc.|140531
GMO|GENERAL MOLY, INC|TKNG|ALLY INVEST SECURITIES LLC|735
GMO|GENERAL MOLY, INC|UBSA|UBS SECURITIES LLC|10449
GMO|GENERAL MOLY, INC|UBSS|UBS Securities LLC|26718
GMO|GENERAL MOLY, INC|VGRD|Vanguard Marketing Corporation|6640
GMO|GENERAL MOLY, INC|WCHV|WELLS FARGO SECURITIES, LLC|6638
GMO|GENERAL MOLY, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3807
GMO|GENERAL MOLY, INC|WSEA|WOLVERINE SECURITIES, LLC|5385
GMO|GENERAL MOLY, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2590
GMOM|CAMBRIA GLBAL MMNTUM|APCC|Apex Clearing Corporation|17196
GMOM|CAMBRIA GLBAL MMNTUM|BATM|CBOE TRADING, INC.|7000
GMOM|CAMBRIA GLBAL MMNTUM|CHAS|Charles Schwab & Co., Inc.|3
GMOM|CAMBRIA GLBAL MMNTUM|DBAX|Deutsche Bank Securities Inc.|1900
GMOM|CAMBRIA GLBAL MMNTUM|EBXL|EBX LLC|300
GMOM|CAMBRIA GLBAL MMNTUM|EGXM|CBOE TRADING, INC.|1052
GMOM|CAMBRIA GLBAL MMNTUM|ETCB|ETC BROKERAGE SERVICES, LLC|1000
GMOM|CAMBRIA GLBAL MMNTUM|ETRS|E*Trade Securities LLC|1376
GMOM|CAMBRIA GLBAL MMNTUM|FMAF|NBCN Inc./ CDS|85
GMOM|CAMBRIA GLBAL MMNTUM|FTBR|Foliofn Investments, Inc.|1
GMOM|CAMBRIA GLBAL MMNTUM|GSLT|GOLDMAN SACHS & CO. LLC|100
GMOM|CAMBRIA GLBAL MMNTUM|IATS|INTERACTIVE BROKERS LLC|1015
GMOM|CAMBRIA GLBAL MMNTUM|IBKR|Interactive Brokers Llc|14602
GMOM|CAMBRIA GLBAL MMNTUM|ICBX|INSTINET, LLC|500
GMOM|CAMBRIA GLBAL MMNTUM|JPMX|J.P. Morgan Securities LLC|1406
GMOM|CAMBRIA GLBAL MMNTUM|JSEB|JANE STREET EXECUTION SERVICES, LLC|9880
GMOM|CAMBRIA GLBAL MMNTUM|JSJX|JANE STREET CAPITAL LLC|31808
GMOM|CAMBRIA GLBAL MMNTUM|KCGM|VIRTU Americas LLC|9632
GMOM|CAMBRIA GLBAL MMNTUM|LEHM|Barclays Capital Inc./Le|1400
GMOM|CAMBRIA GLBAL MMNTUM|LIME|Lime Brokerage LLC|1359
GMOM|CAMBRIA GLBAL MMNTUM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10280
GMOM|CAMBRIA GLBAL MMNTUM|MSCO|MORGAN STANLEY & CO. LLC|2989
GMOM|CAMBRIA GLBAL MMNTUM|NFSC|National Financial Services LLC|12652
GMOM|CAMBRIA GLBAL MMNTUM|NITE|VIRTU Americas LLC|25917
GMOM|CAMBRIA GLBAL MMNTUM|NITP|VIRTU Americas LLC|635
GMOM|CAMBRIA GLBAL MMNTUM|RBCM|RBC CAPITAL MARKETS, LLC|2052
GMOM|CAMBRIA GLBAL MMNTUM|SGMT|GOLDMAN SACHS & CO. LLC|1019
GMOM|CAMBRIA GLBAL MMNTUM|SWIM|TD Ameritrade, Inc.|1689
GMOM|CAMBRIA GLBAL MMNTUM|UBSS|UBS Securities LLC|7634
GMOM|CAMBRIA GLBAL MMNTUM|VGRD|Vanguard Marketing Corporation|3112
GMOM|CAMBRIA GLBAL MMNTUM|WCHV|WELLS FARGO SECURITIES, LLC|3
GMOM|CAMBRIA GLBAL MMNTUM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GMOM|CAMBRIA GLBAL MMNTUM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26674
GMRE|GLOBAL MEDICAL REIT|ALTX|Alternet Securities Inc.|1000
GMRE|GLOBAL MEDICAL REIT|APCC|Apex Clearing Corporation|110
GMRE|GLOBAL MEDICAL REIT|BANK|Primevest Financial Services, Inc.|175
GMRE|GLOBAL MEDICAL REIT|BARD|Robert W. Baird & Co. Incorporated|9443
GMRE|GLOBAL MEDICAL REIT|BATM|CBOE TRADING, INC.|676
GMRE|GLOBAL MEDICAL REIT|BAYC|BAY CREST PARTNERS, LLC|324
GMRE|GLOBAL MEDICAL REIT|BBNT|BB&T SECURITIES, LLC|10248
GMRE|GLOBAL MEDICAL REIT|BERN|Sanford C. Bernstein & Co., LLC|200
GMRE|GLOBAL MEDICAL REIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
GMRE|GLOBAL MEDICAL REIT|BNPX|BNP PARIBAS SECURITIES CORP.|1789
GMRE|GLOBAL MEDICAL REIT|BYXM|CBOE TRADING, INC.|100
GMRE|GLOBAL MEDICAL REIT|BZYD|GOLDMAN SACHS & CO. LLC|1200
GMRE|GLOBAL MEDICAL REIT|CHAS|Charles Schwab & Co., Inc.|102
GMRE|GLOBAL MEDICAL REIT|CMPT|Compass Point Research & Trading, LLC|1700
GMRE|GLOBAL MEDICAL REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102
GMRE|GLOBAL MEDICAL REIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4400
GMRE|GLOBAL MEDICAL REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33044
GMRE|GLOBAL MEDICAL REIT|CTDE|CHOICETRADE|50
GMRE|GLOBAL MEDICAL REIT|CTDL|Citadel Derivatives Group Llc|286
GMRE|GLOBAL MEDICAL REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|3474
GMRE|GLOBAL MEDICAL REIT|DADA|D.A. Davidson & Co.|22050
GMRE|GLOBAL MEDICAL REIT|DAVA|Davenport & Company LLC|2000
GMRE|GLOBAL MEDICAL REIT|DBAB|Deutsche Bank Securities Inc.|10936
GMRE|GLOBAL MEDICAL REIT|DBAX|Deutsche Bank Securities Inc.|18300
GMRE|GLOBAL MEDICAL REIT|DEAN|MORGAN STANLEY|296
GMRE|GLOBAL MEDICAL REIT|DEGS|RONIN PROFESSIONAL LLC|344
GMRE|GLOBAL MEDICAL REIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
GMRE|GLOBAL MEDICAL REIT|EBXL|EBX LLC|7700
GMRE|GLOBAL MEDICAL REIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|4300
GMRE|GLOBAL MEDICAL REIT|EDJC|Edward Jones / CDS|25
GMRE|GLOBAL MEDICAL REIT|EDJO|Edward D. Jones & Co., L.P.|5776
GMRE|GLOBAL MEDICAL REIT|EGAM|CBOE TRADING, INC.|900
GMRE|GLOBAL MEDICAL REIT|EGXM|CBOE TRADING, INC.|1515
GMRE|GLOBAL MEDICAL REIT|ETBE|Electronic Transaction Clearing, Inc.|702
GMRE|GLOBAL MEDICAL REIT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
GMRE|GLOBAL MEDICAL REIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|630
GMRE|GLOBAL MEDICAL REIT|ETRS|E*Trade Securities LLC|55919
GMRE|GLOBAL MEDICAL REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16610
GMRE|GLOBAL MEDICAL REIT|FTBR|Foliofn Investments, Inc.|1177
GMRE|GLOBAL MEDICAL REIT|GLPX|ACS EXECUTION SERVICES, LLC|2501
GMRE|GLOBAL MEDICAL REIT|GSCO|GOLDMAN SACHS & CO. LLC|16096
GMRE|GLOBAL MEDICAL REIT|GSLT|GOLDMAN SACHS & CO. LLC|387
GMRE|GLOBAL MEDICAL REIT|GTSZ|GTS SECURITIES LLC|2436
GMRE|GLOBAL MEDICAL REIT|HRBF|American Enterprise Investment Services Inc.|8030
GMRE|GLOBAL MEDICAL REIT|IATS|INTERACTIVE BROKERS LLC|2851
GMRE|GLOBAL MEDICAL REIT|IBKR|Interactive Brokers Llc|12880
GMRE|GLOBAL MEDICAL REIT|ICBX|INSTINET, LLC|3800
GMRE|GLOBAL MEDICAL REIT|IEQY|CITADEL SECURITIES LLC|2156
GMRE|GLOBAL MEDICAL REIT|INCA|INSTINET, LLC|6993
GMRE|GLOBAL MEDICAL REIT|INJX|INSTINET, LLC|1742
GMRE|GLOBAL MEDICAL REIT|ITGI|ITG Inc.|6818
GMRE|GLOBAL MEDICAL REIT|ITGP|ITG INC.|23200
GMRE|GLOBAL MEDICAL REIT|JANY|Janney Montgomery Scott Inc.|7182
GMRE|GLOBAL MEDICAL REIT|JEFF|JEFFERIES LLC|1300
GMRE|GLOBAL MEDICAL REIT|JMPT|JUMP TRADING, LLC|1028
GMRE|GLOBAL MEDICAL REIT|JPBX|J.P. MORGAN SECURITIES LLC|296
GMRE|GLOBAL MEDICAL REIT|JPMX|J.P. Morgan Securities LLC|10098
GMRE|GLOBAL MEDICAL REIT|JSJX|JANE STREET CAPITAL LLC|300
GMRE|GLOBAL MEDICAL REIT|KCGM|VIRTU Americas LLC|3646
GMRE|GLOBAL MEDICAL REIT|LEHM|Barclays Capital Inc./Le|21568
GMRE|GLOBAL MEDICAL REIT|LIME|Lime Brokerage LLC|11330
GMRE|GLOBAL MEDICAL REIT|LOOP|Loop Capital Markets LLC|4400
GMRE|GLOBAL MEDICAL REIT|LQNA|LIQUIDNET, INC.|8700
GMRE|GLOBAL MEDICAL REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8300
GMRE|GLOBAL MEDICAL REIT|MOTF|MOTIF INVESTING, INC.|4
GMRE|GLOBAL MEDICAL REIT|MSCO|MORGAN STANLEY & CO. LLC|70338
GMRE|GLOBAL MEDICAL REIT|MSPL|MORGAN STANLEY & CO. LLC|11300
GMRE|GLOBAL MEDICAL REIT|MSTX|MORGAN STANLEY & CO. LLC|13000
GMRE|GLOBAL MEDICAL REIT|MULL|MARK J. MULLER EQUITIES, INC.|1900
GMRE|GLOBAL MEDICAL REIT|NFSC|National Financial Services LLC|96341
GMRE|GLOBAL MEDICAL REIT|NITE|VIRTU Americas LLC|215472
GMRE|GLOBAL MEDICAL REIT|NQRB|Brut, LLC|200
GMRE|GLOBAL MEDICAL REIT|OPCO|Oppenheimer & Co. Inc.|85200
GMRE|GLOBAL MEDICAL REIT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2250
GMRE|GLOBAL MEDICAL REIT|PDQM|CODA MARKETS, INC.|3901
GMRE|GLOBAL MEDICAL REIT|PWJC|UBS Financial Services, Inc.|24466
GMRE|GLOBAL MEDICAL REIT|RBCM|RBC CAPITAL MARKETS, LLC|12135
GMRE|GLOBAL MEDICAL REIT|RGLD|Regal Securities, Inc|150
GMRE|GLOBAL MEDICAL REIT|SBSH|Citigroup Global Markets Inc.|13721
GMRE|GLOBAL MEDICAL REIT|SEIC|SEI Investments Distribution Co.|100
GMRE|GLOBAL MEDICAL REIT|SGMT|GOLDMAN SACHS & CO. LLC|4764
GMRE|GLOBAL MEDICAL REIT|SPDR|SPEEDROUTE LLC|701
GMRE|GLOBAL MEDICAL REIT|STFL|Stifel, Nicolaus & Company, Incorporated|9959
GMRE|GLOBAL MEDICAL REIT|STKP|STOCKPILE INVESTMENTS, INC.|376
GMRE|GLOBAL MEDICAL REIT|SWIM|TD Ameritrade, Inc.|7571
GMRE|GLOBAL MEDICAL REIT|TKNG|ALLY INVEST SECURITIES LLC|774
GMRE|GLOBAL MEDICAL REIT|TRBT|Tradebot Systems, Inc.|5130
GMRE|GLOBAL MEDICAL REIT|TRCM|TRC MARKETS LLC|1603
GMRE|GLOBAL MEDICAL REIT|UBSA|UBS SECURITIES LLC|77058
GMRE|GLOBAL MEDICAL REIT|UBSS|UBS Securities LLC|154502
GMRE|GLOBAL MEDICAL REIT|VALX|VIRTU AMERICAS LLC|2237
GMRE|GLOBAL MEDICAL REIT|VGRD|Vanguard Marketing Corporation|18418
GMRE|GLOBAL MEDICAL REIT|WCHV|WELLS FARGO SECURITIES, LLC|106828
GMRE|GLOBAL MEDICAL REIT|WEDB|WEDBUSH SECURITIES INC.|3100
GMRE|GLOBAL MEDICAL REIT|WEED|Weeden & Co.L.P.|1100
GMRE|GLOBAL MEDICAL REIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|255
GMRE|GLOBAL MEDICAL REIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|107
GMRE|GLOBAL MEDICAL REIT|WSEA|WOLVERINE SECURITIES, LLC|2164
GMRE|GLOBAL MEDICAL REIT|XIST|INSTINET, LLC|18000
GMRE|GLOBAL MEDICAL REIT|XPQR|Jump Trading|100
GMRE|GLOBAL MEDICAL REIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|3188
GMRE|GLOBAL MEDICAL REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3835
GMRE$A|GLOBAL MEDICAL SER A|BBNT|BB&T SECURITIES, LLC|1900
GMRE$A|GLOBAL MEDICAL SER A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111
GMRE$A|GLOBAL MEDICAL SER A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
GMRE$A|GLOBAL MEDICAL SER A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|490
GMRE$A|GLOBAL MEDICAL SER A|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
GMRE$A|GLOBAL MEDICAL SER A|DADA|D.A. Davidson & Co.|500
GMRE$A|GLOBAL MEDICAL SER A|ETRS|E*Trade Securities LLC|900
GMRE$A|GLOBAL MEDICAL SER A|GSLT|GOLDMAN SACHS & CO. LLC|100
GMRE$A|GLOBAL MEDICAL SER A|IATS|INTERACTIVE BROKERS LLC|100
GMRE$A|GLOBAL MEDICAL SER A|IBKR|Interactive Brokers Llc|1900
GMRE$A|GLOBAL MEDICAL SER A|ITGI|ITG Inc.|282
GMRE$A|GLOBAL MEDICAL SER A|JANY|Janney Montgomery Scott Inc.|1504
GMRE$A|GLOBAL MEDICAL SER A|LEHM|Barclays Capital Inc./Le|400
GMRE$A|GLOBAL MEDICAL SER A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GMRE$A|GLOBAL MEDICAL SER A|NFSC|National Financial Services LLC|5169
GMRE$A|GLOBAL MEDICAL SER A|NITE|VIRTU Americas LLC|17285
GMRE$A|GLOBAL MEDICAL SER A|OPCO|Oppenheimer & Co. Inc.|179
GMRE$A|GLOBAL MEDICAL SER A|RBCM|RBC CAPITAL MARKETS, LLC|2610
GMRE$A|GLOBAL MEDICAL SER A|UBSA|UBS SECURITIES LLC|2043
GMRE$A|GLOBAL MEDICAL SER A|UBSS|UBS Securities LLC|6620
GMRE$A|GLOBAL MEDICAL SER A|VNDM|Wall Street Access|990
GMRE$A|GLOBAL MEDICAL SER A|WCHV|WELLS FARGO SECURITIES, LLC|11180
GMRE$A|GLOBAL MEDICAL SER A|WEDB|WEDBUSH SECURITIES INC.|185
GMRE$A|GLOBAL MEDICAL SER A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2550
GMS|GMS INC.|ALTX|Alternet Securities Inc.|29052
GMS|GMS INC.|APCC|Apex Clearing Corporation|305
GMS|GMS INC.|AQUA|AQUA SECURITIES L.P.|21900
GMS|GMS INC.|BARD|Robert W. Baird & Co. Incorporated|2459
GMS|GMS INC.|BATM|CBOE TRADING, INC.|3048
GMS|GMS INC.|BAYT|BTIG, LLC|200
GMS|GMS INC.|BERN|Sanford C. Bernstein & Co., LLC|283800
GMS|GMS INC.|BIDS|BIDS TRADING L.P.|209056
GMS|GMS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
GMS|GMS INC.|BLKX|INSTINET, LLC|191916
GMS|GMS INC.|BNCH|The Benchmark Company, LLC|6306
GMS|GMS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|354
GMS|GMS INC.|BRGE|Newbridge Securities Corp.|200
GMS|GMS INC.|BTIG|BTIG, LLC|162
GMS|GMS INC.|BYXM|CBOE TRADING, INC.|2458
GMS|GMS INC.|BZYD|GOLDMAN SACHS & CO. LLC|700
GMS|GMS INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|38432
GMS|GMS INC.|CHAS|Charles Schwab & Co., Inc.|344
GMS|GMS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82230
GMS|GMS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39163
GMS|GMS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17100
GMS|GMS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|192131
GMS|GMS INC.|CTDL|Citadel Derivatives Group Llc|1743
GMS|GMS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|54280
GMS|GMS INC.|DBAB|Deutsche Bank Securities Inc.|68519
GMS|GMS INC.|DBAX|Deutsche Bank Securities Inc.|258900
GMS|GMS INC.|DBUL|Deutsche Bank Securities Inc.|1300
GMS|GMS INC.|DCHF|Dart Executions, LLC|2500
GMS|GMS INC.|DEAN|MORGAN STANLEY|55
GMS|GMS INC.|DEGS|RONIN PROFESSIONAL LLC|473
GMS|GMS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4780
GMS|GMS INC.|EBXL|EBX LLC|210700
GMS|GMS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4845
GMS|GMS INC.|EGAM|CBOE TRADING, INC.|31111
GMS|GMS INC.|EGAW|CBOE TRADING, INC.|100
GMS|GMS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
GMS|GMS INC.|EGXM|CBOE TRADING, INC.|3686
GMS|GMS INC.|ETBE|Electronic Transaction Clearing, Inc.|4999
GMS|GMS INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|160
GMS|GMS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|9831
GMS|GMS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14522
GMS|GMS INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
GMS|GMS INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|45405
GMS|GMS INC.|ETRS|E*Trade Securities LLC|45322
GMS|GMS INC.|FILL|Tradestation Securities, Inc.|9461
GMS|GMS INC.|FMAF|NBCN Inc./ CDS|200
GMS|GMS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3274
GMS|GMS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86760
GMS|GMS INC.|FTBR|Foliofn Investments, Inc.|1
GMS|GMS INC.|GLIS|TD Securities Inc|200
GMS|GMS INC.|GLPX|ACS EXECUTION SERVICES, LLC|98310
GMS|GMS INC.|GSCO|GOLDMAN SACHS & CO. LLC|806609
GMS|GMS INC.|GSCS|GOLDMAN SACHS & CO. LLC|4137
GMS|GMS INC.|GSLT|GOLDMAN SACHS & CO. LLC|4976
GMS|GMS INC.|GTSZ|GTS SECURITIES LLC|37363
GMS|GMS INC.|HPPX|POTAMUS TRADING, LLC|869
GMS|GMS INC.|HRBF|American Enterprise Investment Services Inc.|5813
GMS|GMS INC.|IATS|INTERACTIVE BROKERS LLC|5334
GMS|GMS INC.|IBKR|Interactive Brokers Llc|12818
GMS|GMS INC.|ICBX|INSTINET, LLC|43365
GMS|GMS INC.|IEQY|CITADEL SECURITIES LLC|13471
GMS|GMS INC.|INCA|INSTINET, LLC|122508
GMS|GMS INC.|INJX|INSTINET, LLC|6490
GMS|GMS INC.|ITGI|ITG Inc.|73560
GMS|GMS INC.|ITGP|ITG INC.|360400
GMS|GMS INC.|JANY|Janney Montgomery Scott Inc.|100
GMS|GMS INC.|JEFF|JEFFERIES LLC|192422
GMS|GMS INC.|JMPT|JUMP TRADING, LLC|20959
GMS|GMS INC.|JPBX|J.P. MORGAN SECURITIES LLC|36394
GMS|GMS INC.|JPMX|J.P. Morgan Securities LLC|387195
GMS|GMS INC.|JSJX|JANE STREET CAPITAL LLC|6662
GMS|GMS INC.|KCGM|VIRTU Americas LLC|36810
GMS|GMS INC.|LEHM|Barclays Capital Inc./Le|222325
GMS|GMS INC.|LIME|Lime Brokerage LLC|25735
GMS|GMS INC.|LOOP|Loop Capital Markets LLC|56
GMS|GMS INC.|LQNA|LIQUIDNET, INC.|68400
GMS|GMS INC.|LSCI|Lek Securities Corporation|89
GMS|GMS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
GMS|GMS INC.|MBTS|ALLY INVEST SECURITIES LLC|400
GMS|GMS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|170006
GMS|GMS INC.|MSCO|MORGAN STANLEY & CO. LLC|765405
GMS|GMS INC.|MSPL|MORGAN STANLEY & CO. LLC|364100
GMS|GMS INC.|MSTX|MORGAN STANLEY & CO. LLC|110600
GMS|GMS INC.|NFSC|National Financial Services LLC|70074
GMS|GMS INC.|NITE|VIRTU Americas LLC|186408
GMS|GMS INC.|NQRB|Brut, LLC|14361
GMS|GMS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|650
GMS|GMS INC.|PDQM|CODA MARKETS, INC.|237171
GMS|GMS INC.|PWJC|UBS Financial Services, Inc.|4
GMS|GMS INC.|RBCM|RBC CAPITAL MARKETS, LLC|7
GMS|GMS INC.|SAGL|SAGETRADER, LLC|43834
GMS|GMS INC.|SAGW|SAGETRADER, LLC|741
GMS|GMS INC.|SBSH|Citigroup Global Markets Inc.|47431
GMS|GMS INC.|SGMT|GOLDMAN SACHS & CO. LLC|109786
GMS|GMS INC.|SPDR|SPEEDROUTE LLC|39977
GMS|GMS INC.|SPHN|Stephens Inc.|500
GMS|GMS INC.|SPTD|MINT GLOBAL MARKETS, INC.|100
GMS|GMS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|78936
GMS|GMS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2100
GMS|GMS INC.|SWIM|TD Ameritrade, Inc.|136232
GMS|GMS INC.|TKNG|ALLY INVEST SECURITIES LLC|606
GMS|GMS INC.|TMBR|Timber Hill LLC|21
GMS|GMS INC.|TRBT|Tradebot Systems, Inc.|113721
GMS|GMS INC.|TRCM|TRC MARKETS LLC|26975
GMS|GMS INC.|UBSA|UBS SECURITIES LLC|379833
GMS|GMS INC.|UBSS|UBS Securities LLC|198236
GMS|GMS INC.|VALX|VIRTU AMERICAS LLC|7788
GMS|GMS INC.|VGRD|Vanguard Marketing Corporation|6225
GMS|GMS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|124
GMS|GMS INC.|WCHV|WELLS FARGO SECURITIES, LLC|50849
GMS|GMS INC.|WEED|Weeden & Co.L.P.|30210
GMS|GMS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|147
GMS|GMS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1369
GMS|GMS INC.|WGIF|CIBC World Markets Inc.|600
GMS|GMS INC.|WSEA|WOLVERINE SECURITIES, LLC|1890
GMS|GMS INC.|XIST|INSTINET, LLC|264400
GMS|GMS INC.|XPQR|Jump Trading|200
GMS|GMS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|32600
GMS|GMS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|21890
GMS|GMS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|605
GMTA|GATX CORP 5.625% NTS|ALTX|Alternet Securities Inc.|100
GMTA|GATX CORP 5.625% NTS|BARD|Robert W. Baird & Co. Incorporated|1204
GMTA|GATX CORP 5.625% NTS|BATM|CBOE TRADING, INC.|227
GMTA|GATX CORP 5.625% NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6454
GMTA|GATX CORP 5.625% NTS|BTIG|BTIG, LLC|1600
GMTA|GATX CORP 5.625% NTS|BYXM|CBOE TRADING, INC.|300
GMTA|GATX CORP 5.625% NTS|CHAS|Charles Schwab & Co., Inc.|905
GMTA|GATX CORP 5.625% NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2114
GMTA|GATX CORP 5.625% NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|300
GMTA|GATX CORP 5.625% NTS|DBAX|Deutsche Bank Securities Inc.|14500
GMTA|GATX CORP 5.625% NTS|DEAN|MORGAN STANLEY|3060
GMTA|GATX CORP 5.625% NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7354
GMTA|GATX CORP 5.625% NTS|EBXL|EBX LLC|2900
GMTA|GATX CORP 5.625% NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3237
GMTA|GATX CORP 5.625% NTS|EDJO|Edward D. Jones & Co., L.P.|389
GMTA|GATX CORP 5.625% NTS|EGAM|CBOE TRADING, INC.|15
GMTA|GATX CORP 5.625% NTS|EGXM|CBOE TRADING, INC.|100
GMTA|GATX CORP 5.625% NTS|ETRS|E*Trade Securities LLC|75
GMTA|GATX CORP 5.625% NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|194
GMTA|GATX CORP 5.625% NTS|GLPX|ACS EXECUTION SERVICES, LLC|7380
GMTA|GATX CORP 5.625% NTS|GSCO|GOLDMAN SACHS & CO. LLC|418
GMTA|GATX CORP 5.625% NTS|GSCS|GOLDMAN SACHS & CO. LLC|588
GMTA|GATX CORP 5.625% NTS|GSLT|GOLDMAN SACHS & CO. LLC|1
GMTA|GATX CORP 5.625% NTS|GTSZ|GTS SECURITIES LLC|2925
GMTA|GATX CORP 5.625% NTS|HRBF|American Enterprise Investment Services Inc.|2201
GMTA|GATX CORP 5.625% NTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|254
GMTA|GATX CORP 5.625% NTS|ICBX|INSTINET, LLC|1100
GMTA|GATX CORP 5.625% NTS|INCA|INSTINET, LLC|5612
GMTA|GATX CORP 5.625% NTS|ITGI|ITG Inc.|1161
GMTA|GATX CORP 5.625% NTS|JANY|Janney Montgomery Scott Inc.|428
GMTA|GATX CORP 5.625% NTS|JPMX|J.P. Morgan Securities LLC|1000
GMTA|GATX CORP 5.625% NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
GMTA|GATX CORP 5.625% NTS|KCGM|VIRTU Americas LLC|1700
GMTA|GATX CORP 5.625% NTS|LEHM|Barclays Capital Inc./Le|1000
GMTA|GATX CORP 5.625% NTS|LIME|Lime Brokerage LLC|879
GMTA|GATX CORP 5.625% NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4482
GMTA|GATX CORP 5.625% NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
GMTA|GATX CORP 5.625% NTS|MSCO|MORGAN STANLEY & CO. LLC|3933
GMTA|GATX CORP 5.625% NTS|MSPL|MORGAN STANLEY & CO. LLC|700
GMTA|GATX CORP 5.625% NTS|NFSC|National Financial Services LLC|4178
GMTA|GATX CORP 5.625% NTS|NITE|VIRTU Americas LLC|26342
GMTA|GATX CORP 5.625% NTS|NQRB|Brut, LLC|1821
GMTA|GATX CORP 5.625% NTS|PDQM|CODA MARKETS, INC.|14149
GMTA|GATX CORP 5.625% NTS|PWJC|UBS Financial Services, Inc.|165
GMTA|GATX CORP 5.625% NTS|RBCM|RBC CAPITAL MARKETS, LLC|2074
GMTA|GATX CORP 5.625% NTS|SBSH|Citigroup Global Markets Inc.|1620
GMTA|GATX CORP 5.625% NTS|SGMT|GOLDMAN SACHS & CO. LLC|1415
GMTA|GATX CORP 5.625% NTS|SPDR|SPEEDROUTE LLC|12400
GMTA|GATX CORP 5.625% NTS|STFL|Stifel, Nicolaus & Company, Incorporated|667
GMTA|GATX CORP 5.625% NTS|SWIM|TD Ameritrade, Inc.|400
GMTA|GATX CORP 5.625% NTS|SWST|Hilltop Securities Inc.|700
GMTA|GATX CORP 5.625% NTS|TRCM|TRC MARKETS LLC|44
GMTA|GATX CORP 5.625% NTS|UBSA|UBS SECURITIES LLC|7878
GMTA|GATX CORP 5.625% NTS|UBSS|UBS Securities LLC|8243
GMTA|GATX CORP 5.625% NTS|VGRD|Vanguard Marketing Corporation|380
GMTA|GATX CORP 5.625% NTS|WCHV|WELLS FARGO SECURITIES, LLC|16424
GMTA|GATX CORP 5.625% NTS|WEDB|WEDBUSH SECURITIES INC.|83
GMTA|GATX CORP 5.625% NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33
GMTA|GATX CORP 5.625% NTS|YKNA|COMHAR CAPITAL MARKETS, LLC|1405
GMTA|GATX CORP 5.625% NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900
GMZ|GOLDMAN SACHS MLP IC|ALTX|Alternet Securities Inc.|1400
GMZ|GOLDMAN SACHS MLP IC|APCC|Apex Clearing Corporation|39
GMZ|GOLDMAN SACHS MLP IC|BARD|Robert W. Baird & Co. Incorporated|9284
GMZ|GOLDMAN SACHS MLP IC|BBNT|BB&T SECURITIES, LLC|3000
GMZ|GOLDMAN SACHS MLP IC|BERN|Sanford C. Bernstein & Co., LLC|1200
GMZ|GOLDMAN SACHS MLP IC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4101
GMZ|GOLDMAN SACHS MLP IC|BRGE|Newbridge Securities Corp.|2080
GMZ|GOLDMAN SACHS MLP IC|BTIG|BTIG, LLC|6927
GMZ|GOLDMAN SACHS MLP IC|BYXM|CBOE TRADING, INC.|100
GMZ|GOLDMAN SACHS MLP IC|CANT|Cantor Fitzgerald & Co.|1190
GMZ|GOLDMAN SACHS MLP IC|CHAS|Charles Schwab & Co., Inc.|503
GMZ|GOLDMAN SACHS MLP IC|COKE|Coker & Palmer|6230
GMZ|GOLDMAN SACHS MLP IC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12462
GMZ|GOLDMAN SACHS MLP IC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7483
GMZ|GOLDMAN SACHS MLP IC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
GMZ|GOLDMAN SACHS MLP IC|DADA|D.A. Davidson & Co.|1650
GMZ|GOLDMAN SACHS MLP IC|DBAX|Deutsche Bank Securities Inc.|11000
GMZ|GOLDMAN SACHS MLP IC|DEAN|MORGAN STANLEY|21457
GMZ|GOLDMAN SACHS MLP IC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33405
GMZ|GOLDMAN SACHS MLP IC|EBXL|EBX LLC|5300
GMZ|GOLDMAN SACHS MLP IC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6
GMZ|GOLDMAN SACHS MLP IC|EDJO|Edward D. Jones & Co., L.P.|500
GMZ|GOLDMAN SACHS MLP IC|EGAM|CBOE TRADING, INC.|4644
GMZ|GOLDMAN SACHS MLP IC|EGXM|CBOE TRADING, INC.|1300
GMZ|GOLDMAN SACHS MLP IC|ESPO|ESPOSITO SECURITIES, LLC|3166
GMZ|GOLDMAN SACHS MLP IC|ETBE|Electronic Transaction Clearing, Inc.|300
GMZ|GOLDMAN SACHS MLP IC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
GMZ|GOLDMAN SACHS MLP IC|ETRS|E*Trade Securities LLC|35295
GMZ|GOLDMAN SACHS MLP IC|FILL|Tradestation Securities, Inc.|1200
GMZ|GOLDMAN SACHS MLP IC|FMAF|NBCN Inc./ CDS|2000
GMZ|GOLDMAN SACHS MLP IC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31954
GMZ|GOLDMAN SACHS MLP IC|FTBR|Foliofn Investments, Inc.|47
GMZ|GOLDMAN SACHS MLP IC|GLPX|ACS EXECUTION SERVICES, LLC|210
GMZ|GOLDMAN SACHS MLP IC|GSCO|GOLDMAN SACHS & CO. LLC|20728
GMZ|GOLDMAN SACHS MLP IC|GSCS|GOLDMAN SACHS & CO. LLC|200
GMZ|GOLDMAN SACHS MLP IC|GSLT|GOLDMAN SACHS & CO. LLC|200
GMZ|GOLDMAN SACHS MLP IC|GTSZ|GTS SECURITIES LLC|400
GMZ|GOLDMAN SACHS MLP IC|HRBF|American Enterprise Investment Services Inc.|2393
GMZ|GOLDMAN SACHS MLP IC|IATS|INTERACTIVE BROKERS LLC|26178
GMZ|GOLDMAN SACHS MLP IC|IBKR|Interactive Brokers Llc|51017
GMZ|GOLDMAN SACHS MLP IC|ICBX|INSTINET, LLC|8950
GMZ|GOLDMAN SACHS MLP IC|INCA|INSTINET, LLC|2803
GMZ|GOLDMAN SACHS MLP IC|ITGI|ITG Inc.|12665
GMZ|GOLDMAN SACHS MLP IC|ITGP|ITG INC.|6200
GMZ|GOLDMAN SACHS MLP IC|JMPT|JUMP TRADING, LLC|80
GMZ|GOLDMAN SACHS MLP IC|JPMX|J.P. Morgan Securities LLC|4800
GMZ|GOLDMAN SACHS MLP IC|JSJX|JANE STREET CAPITAL LLC|1671
GMZ|GOLDMAN SACHS MLP IC|KCGM|VIRTU Americas LLC|4373
GMZ|GOLDMAN SACHS MLP IC|LEHM|Barclays Capital Inc./Le|8000
GMZ|GOLDMAN SACHS MLP IC|LIME|Lime Brokerage LLC|1551
GMZ|GOLDMAN SACHS MLP IC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
GMZ|GOLDMAN SACHS MLP IC|MACC|Mid Atlantic Capital Corporation|1
GMZ|GOLDMAN SACHS MLP IC|MAXM|Maxim Group LLC|6300
GMZ|GOLDMAN SACHS MLP IC|MCBT|Moors & Cabot, Inc.|1000
GMZ|GOLDMAN SACHS MLP IC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17000
GMZ|GOLDMAN SACHS MLP IC|MSCO|MORGAN STANLEY & CO. LLC|136710
GMZ|GOLDMAN SACHS MLP IC|MSPL|MORGAN STANLEY & CO. LLC|18000
GMZ|GOLDMAN SACHS MLP IC|MSTX|MORGAN STANLEY & CO. LLC|6000
GMZ|GOLDMAN SACHS MLP IC|NFSC|National Financial Services LLC|166478
GMZ|GOLDMAN SACHS MLP IC|NITE|VIRTU Americas LLC|270621
GMZ|GOLDMAN SACHS MLP IC|OPCO|Oppenheimer & Co. Inc.|26967
GMZ|GOLDMAN SACHS MLP IC|OTAA|OTA LLC|3700
GMZ|GOLDMAN SACHS MLP IC|PDQM|CODA MARKETS, INC.|1465
GMZ|GOLDMAN SACHS MLP IC|PWJC|UBS Financial Services, Inc.|13821
GMZ|GOLDMAN SACHS MLP IC|RBCM|RBC CAPITAL MARKETS, LLC|7870
GMZ|GOLDMAN SACHS MLP IC|SBSH|Citigroup Global Markets Inc.|27130
GMZ|GOLDMAN SACHS MLP IC|SGMT|GOLDMAN SACHS & CO. LLC|2300
GMZ|GOLDMAN SACHS MLP IC|SPDR|SPEEDROUTE LLC|1100
GMZ|GOLDMAN SACHS MLP IC|SPHN|Stephens Inc.|100
GMZ|GOLDMAN SACHS MLP IC|STFL|Stifel, Nicolaus & Company, Incorporated|9995
GMZ|GOLDMAN SACHS MLP IC|SWIM|TD Ameritrade, Inc.|3190
GMZ|GOLDMAN SACHS MLP IC|SWST|Hilltop Securities Inc.|16939
GMZ|GOLDMAN SACHS MLP IC|TKNG|ALLY INVEST SECURITIES LLC|1000
GMZ|GOLDMAN SACHS MLP IC|TRBT|Tradebot Systems, Inc.|1728
GMZ|GOLDMAN SACHS MLP IC|UBSA|UBS SECURITIES LLC|35861
GMZ|GOLDMAN SACHS MLP IC|UBSS|UBS Securities LLC|191363
GMZ|GOLDMAN SACHS MLP IC|VALX|VIRTU AMERICAS LLC|300
GMZ|GOLDMAN SACHS MLP IC|VGRD|Vanguard Marketing Corporation|41018
GMZ|GOLDMAN SACHS MLP IC|WABR|Wall Street Access|1870
GMZ|GOLDMAN SACHS MLP IC|WBET|Wallachbeth Capital LLC|100
GMZ|GOLDMAN SACHS MLP IC|WCHV|WELLS FARGO SECURITIES, LLC|185321
GMZ|GOLDMAN SACHS MLP IC|WEDB|WEDBUSH SECURITIES INC.|41270
GMZ|GOLDMAN SACHS MLP IC|WEED|Weeden & Co.L.P.|70
GMZ|GOLDMAN SACHS MLP IC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2917
GMZ|GOLDMAN SACHS MLP IC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5838
GMZ|GOLDMAN SACHS MLP IC|WSEA|WOLVERINE SECURITIES, LLC|7142
GMZ|GOLDMAN SACHS MLP IC|XPQR|Jump Trading|100
GMZ|GOLDMAN SACHS MLP IC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5143
GNBC|GREEN BANCORP CMN|AGIS|Aegis Capital Corp.|1300
GNBC|GREEN BANCORP CMN|APCC|Apex Clearing Corporation|203
GNBC|GREEN BANCORP CMN|BERN|Sanford C. Bernstein & Co., LLC|4070
GNBC|GREEN BANCORP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14
GNBC|GREEN BANCORP CMN|BLKX|INSTINET, LLC|269000
GNBC|GREEN BANCORP CMN|BMOC|BMO Capital Markets Corp.|3844
GNBC|GREEN BANCORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|7499
GNBC|GREEN BANCORP CMN|BRVL|BLAYLOCK VAN, LLC|100
GNBC|GREEN BANCORP CMN|BTIG|BTIG, LLC|1355
GNBC|GREEN BANCORP CMN|BYXM|CBOE TRADING, INC.|200
GNBC|GREEN BANCORP CMN|BZYD|GOLDMAN SACHS & CO. LLC|3451
GNBC|GREEN BANCORP CMN|CHAS|Charles Schwab & Co., Inc.|493
GNBC|GREEN BANCORP CMN|CIST|Capital Institutional Services, Inc.|4120
GNBC|GREEN BANCORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9116
GNBC|GREEN BANCORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
GNBC|GREEN BANCORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
GNBC|GREEN BANCORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|72622
GNBC|GREEN BANCORP CMN|CTDL|Citadel Derivatives Group Llc|10580
GNBC|GREEN BANCORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7422
GNBC|GREEN BANCORP CMN|DBAB|Deutsche Bank Securities Inc.|181377
GNBC|GREEN BANCORP CMN|DBAX|Deutsche Bank Securities Inc.|41300
GNBC|GREEN BANCORP CMN|DBUL|Deutsche Bank Securities Inc.|600
GNBC|GREEN BANCORP CMN|DEAN|MORGAN STANLEY|914
GNBC|GREEN BANCORP CMN|DEGS|RONIN PROFESSIONAL LLC|1400
GNBC|GREEN BANCORP CMN|EBXL|EBX LLC|58400
GNBC|GREEN BANCORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
GNBC|GREEN BANCORP CMN|EDJO|Edward D. Jones & Co., L.P.|15
GNBC|GREEN BANCORP CMN|EGAM|CBOE TRADING, INC.|2601
GNBC|GREEN BANCORP CMN|ETBE|Electronic Transaction Clearing, Inc.|5738
GNBC|GREEN BANCORP CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
GNBC|GREEN BANCORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28103
GNBC|GREEN BANCORP CMN|ETRS|E*Trade Securities LLC|8461
GNBC|GREEN BANCORP CMN|FBCO|Credit Suisse Securities (USA) LLC|297736
GNBC|GREEN BANCORP CMN|FILL|Tradestation Securities, Inc.|500
GNBC|GREEN BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|6974
GNBC|GREEN BANCORP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
GNBC|GREEN BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19138
GNBC|GREEN BANCORP CMN|FTBR|Foliofn Investments, Inc.|44
GNBC|GREEN BANCORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|15019
GNBC|GREEN BANCORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|843
GNBC|GREEN BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|256642
GNBC|GREEN BANCORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|9763
GNBC|GREEN BANCORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|2468
GNBC|GREEN BANCORP CMN|GTSZ|GTS SECURITIES LLC|13905
GNBC|GREEN BANCORP CMN|HOVD|HOVDE GROUP, LLC|800
GNBC|GREEN BANCORP CMN|IBKR|Interactive Brokers Llc|32812
GNBC|GREEN BANCORP CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|337
GNBC|GREEN BANCORP CMN|ICBX|INSTINET, LLC|23979
GNBC|GREEN BANCORP CMN|IEQY|CITADEL SECURITIES LLC|8504
GNBC|GREEN BANCORP CMN|INCA|INSTINET, LLC|125339
GNBC|GREEN BANCORP CMN|INJX|INSTINET, LLC|17813
GNBC|GREEN BANCORP CMN|ITGI|ITG Inc.|48278
GNBC|GREEN BANCORP CMN|ITGP|ITG INC.|18600
GNBC|GREEN BANCORP CMN|JEFF|JEFFERIES LLC|21066
GNBC|GREEN BANCORP CMN|JMPT|JUMP TRADING, LLC|2534
GNBC|GREEN BANCORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|8777
GNBC|GREEN BANCORP CMN|JPMX|J.P. Morgan Securities LLC|124623
GNBC|GREEN BANCORP CMN|KCGM|VIRTU Americas LLC|30958
GNBC|GREEN BANCORP CMN|LEHM|Barclays Capital Inc./Le|688622
GNBC|GREEN BANCORP CMN|LIME|Lime Brokerage LLC|138496
GNBC|GREEN BANCORP CMN|LMGP|LIME BROKERAGE LLC|10860
GNBC|GREEN BANCORP CMN|LQNA|LIQUIDNET, INC.|22200
GNBC|GREEN BANCORP CMN|MAXM|Maxim Group LLC|1423
GNBC|GREEN BANCORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124880
GNBC|GREEN BANCORP CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|640
GNBC|GREEN BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|768450
GNBC|GREEN BANCORP CMN|MSPL|MORGAN STANLEY & CO. LLC|30000
GNBC|GREEN BANCORP CMN|MSTX|MORGAN STANLEY & CO. LLC|43300
GNBC|GREEN BANCORP CMN|NFSC|National Financial Services LLC|10382
GNBC|GREEN BANCORP CMN|NITE|VIRTU Americas LLC|24961
GNBC|GREEN BANCORP CMN|NITP|VIRTU Americas LLC|3202
GNBC|GREEN BANCORP CMN|NQRB|Brut, LLC|900
GNBC|GREEN BANCORP CMN|OPCO|Oppenheimer & Co. Inc.|50
GNBC|GREEN BANCORP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|557
GNBC|GREEN BANCORP CMN|PDQM|CODA MARKETS, INC.|5324
GNBC|GREEN BANCORP CMN|PIPR|Piper Jaffray & Co.|1760
GNBC|GREEN BANCORP CMN|PWJC|UBS Financial Services, Inc.|500
GNBC|GREEN BANCORP CMN|RHCO|Suntrust Robinson Humphrey, Inc.|4600
GNBC|GREEN BANCORP CMN|RJLC|RJL CAPITAL GROUP, LLC|500
GNBC|GREEN BANCORP CMN|SAGL|SAGETRADER, LLC|300
GNBC|GREEN BANCORP CMN|SAGW|SAGETRADER, LLC|928
GNBC|GREEN BANCORP CMN|SALI|INTL FCSTONE FINANCIAL INC.|4
GNBC|GREEN BANCORP CMN|SBSH|Citigroup Global Markets Inc.|76417
GNBC|GREEN BANCORP CMN|SDLR|Sandler, O'Neill & Partners, L.P.|11524
GNBC|GREEN BANCORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|64191
GNBC|GREEN BANCORP CMN|SPDR|SPEEDROUTE LLC|1400
GNBC|GREEN BANCORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|12593
GNBC|GREEN BANCORP CMN|SWIM|TD Ameritrade, Inc.|17438
GNBC|GREEN BANCORP CMN|TRBT|Tradebot Systems, Inc.|14786
GNBC|GREEN BANCORP CMN|TRCM|TRC MARKETS LLC|61954
GNBC|GREEN BANCORP CMN|UBSA|UBS SECURITIES LLC|371967
GNBC|GREEN BANCORP CMN|UBSS|UBS Securities LLC|382482
GNBC|GREEN BANCORP CMN|VALX|VIRTU AMERICAS LLC|15540
GNBC|GREEN BANCORP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|200
GNBC|GREEN BANCORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|22850
GNBC|GREEN BANCORP CMN|WEDB|WEDBUSH SECURITIES INC.|1450
GNBC|GREEN BANCORP CMN|WEED|Weeden & Co.L.P.|2300
GNBC|GREEN BANCORP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|247
GNBC|GREEN BANCORP CMN|WSEA|WOLVERINE SECURITIES, LLC|2
GNBC|GREEN BANCORP CMN|XIST|INSTINET, LLC|2320
GNBC|GREEN BANCORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
GNC|GNC HOLDINGS|ALTX|Alternet Securities Inc.|14596
GNC|GNC HOLDINGS|APCC|Apex Clearing Corporation|25634
GNC|GNC HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|21717
GNC|GNC HOLDINGS|BATM|CBOE TRADING, INC.|10925
GNC|GNC HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|123112
GNC|GNC HOLDINGS|BIDS|BIDS TRADING L.P.|800
GNC|GNC HOLDINGS|BIMI|Banca IMI Securities Corp.|5725
GNC|GNC HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|73164
GNC|GNC HOLDINGS|BMOC|BMO Capital Markets Corp.|829
GNC|GNC HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|7767
GNC|GNC HOLDINGS|BTIG|BTIG, LLC|627830
GNC|GNC HOLDINGS|BYXM|CBOE TRADING, INC.|696
GNC|GNC HOLDINGS|CANT|Cantor Fitzgerald & Co.|51940
GNC|GNC HOLDINGS|CHAS|Charles Schwab & Co., Inc.|24607
GNC|GNC HOLDINGS|CICF|Canaccord Genuity Corp.|1060
GNC|GNC HOLDINGS|CNTR|PRECISION SECURITIES, LLC|300
GNC|GNC HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55187
GNC|GNC HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5626
GNC|GNC HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|60271
GNC|GNC HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|602510
GNC|GNC HOLDINGS|CTDE|CHOICETRADE|100
GNC|GNC HOLDINGS|CTDL|Citadel Derivatives Group Llc|43796
GNC|GNC HOLDINGS|CTLR|CUTLER GROUP, LP|700
GNC|GNC HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|162978
GNC|GNC HOLDINGS|DADA|D.A. Davidson & Co.|300
GNC|GNC HOLDINGS|DAVA|Davenport & Company LLC|9300
GNC|GNC HOLDINGS|DBAB|Deutsche Bank Securities Inc.|187388
GNC|GNC HOLDINGS|DBAX|Deutsche Bank Securities Inc.|1500900
GNC|GNC HOLDINGS|DCHF|Dart Executions, LLC|200
GNC|GNC HOLDINGS|DEAN|MORGAN STANLEY|3702
GNC|GNC HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|17156
GNC|GNC HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26100
GNC|GNC HOLDINGS|EBXL|EBX LLC|250400
GNC|GNC HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|68753
GNC|GNC HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|2000
GNC|GNC HOLDINGS|EGAM|CBOE TRADING, INC.|83943
GNC|GNC HOLDINGS|EGAW|CBOE TRADING, INC.|4187
GNC|GNC HOLDINGS|EGXM|CBOE TRADING, INC.|21234
GNC|GNC HOLDINGS|EGXW|CBOE TRADING, INC.|679
GNC|GNC HOLDINGS|ELEV|ELEVATION, LLC|108460
GNC|GNC HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|19908
GNC|GNC HOLDINGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
GNC|GNC HOLDINGS|ETCB|ETC BROKERAGE SERVICES, LLC|3000
GNC|GNC HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|785
GNC|GNC HOLDINGS|ETRS|E*Trade Securities LLC|1576289
GNC|GNC HOLDINGS|FILL|Tradestation Securities, Inc.|30010
GNC|GNC HOLDINGS|FMAF|NBCN Inc./ CDS|23844
GNC|GNC HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20065
GNC|GNC HOLDINGS|FQLS|Quantlab Securities LP|386729
GNC|GNC HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118861
GNC|GNC HOLDINGS|FTBR|Foliofn Investments, Inc.|1074
GNC|GNC HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|20300
GNC|GNC HOLDINGS|GLIS|TD Securities Inc|29931
GNC|GNC HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|38393
GNC|GNC HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|978725
GNC|GNC HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|138051
GNC|GNC HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|15774
GNC|GNC HOLDINGS|GTSZ|GTS SECURITIES LLC|110949
GNC|GNC HOLDINGS|HAPX|HAP Trading, LLC|100
GNC|GNC HOLDINGS|HRBF|American Enterprise Investment Services Inc.|15337
GNC|GNC HOLDINGS|HSBC|HSBC Securities, Inc.|26089
GNC|GNC HOLDINGS|IATS|INTERACTIVE BROKERS LLC|281730
GNC|GNC HOLDINGS|IBKR|Interactive Brokers Llc|457559
GNC|GNC HOLDINGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|248
GNC|GNC HOLDINGS|ICBX|INSTINET, LLC|184023
GNC|GNC HOLDINGS|IEQY|CITADEL SECURITIES LLC|41822
GNC|GNC HOLDINGS|INCA|INSTINET, LLC|299834
GNC|GNC HOLDINGS|INJX|INSTINET, LLC|138
GNC|GNC HOLDINGS|ITGI|ITG Inc.|55015
GNC|GNC HOLDINGS|ITGP|ITG INC.|249000
GNC|GNC HOLDINGS|JANY|Janney Montgomery Scott Inc.|1125
GNC|GNC HOLDINGS|JEFF|JEFFERIES LLC|215035
GNC|GNC HOLDINGS|JMPT|JUMP TRADING, LLC|79261
GNC|GNC HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|104555
GNC|GNC HOLDINGS|JPMX|J.P. Morgan Securities LLC|677828
GNC|GNC HOLDINGS|JSJX|JANE STREET CAPITAL LLC|11563
GNC|GNC HOLDINGS|KCGM|VIRTU Americas LLC|151904
GNC|GNC HOLDINGS|KRSH|Kershner Securities, LLC|6060
GNC|GNC HOLDINGS|LEER|LEERINK PARTNERS LLC|9800
GNC|GNC HOLDINGS|LEHM|Barclays Capital Inc./Le|1490732
GNC|GNC HOLDINGS|LIME|Lime Brokerage LLC|13240
GNC|GNC HOLDINGS|LOOP|Loop Capital Markets LLC|2653
GNC|GNC HOLDINGS|LSCI|Lek Securities Corporation|89
GNC|GNC HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
GNC|GNC HOLDINGS|MACC|Mid Atlantic Capital Corporation|200
GNC|GNC HOLDINGS|MACQ|Macquarie Capital (USA) Inc.|700
GNC|GNC HOLDINGS|MBTS|ALLY INVEST SECURITIES LLC|1000
GNC|GNC HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|801029
GNC|GNC HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|2393596
GNC|GNC HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|1268100
GNC|GNC HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|497900
GNC|GNC HOLDINGS|NATL|National Securities Corporation|700
GNC|GNC HOLDINGS|NFSC|National Financial Services LLC|1548555
GNC|GNC HOLDINGS|NITE|VIRTU Americas LLC|2951781
GNC|GNC HOLDINGS|NITP|VIRTU Americas LLC|52090
GNC|GNC HOLDINGS|NMRA|Nomura Securities International, Inc.|400
GNC|GNC HOLDINGS|NQRB|Brut, LLC|2755
GNC|GNC HOLDINGS|NTBF|BMO Nesbitt Burns Inc./CDS|16050
GNC|GNC HOLDINGS|OPCO|Oppenheimer & Co. Inc.|888
GNC|GNC HOLDINGS|OTAA|OTA LLC|29971
GNC|GNC HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
GNC|GNC HOLDINGS|PCPT|PHILLIP CAPITAL INC.|20172
GNC|GNC HOLDINGS|PDQM|CODA MARKETS, INC.|82833
GNC|GNC HOLDINGS|PHLY|NASDAQ Execution Services, LLC|12400
GNC|GNC HOLDINGS|PIPR|Piper Jaffray & Co.|900
GNC|GNC HOLDINGS|QMSR|QUATTRO M SECURITIES INC.|25300
GNC|GNC HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|122122
GNC|GNC HOLDINGS|RGLD|Regal Securities, Inc|37579
GNC|GNC HOLDINGS|SAGL|SAGETRADER, LLC|5100
GNC|GNC HOLDINGS|SALI|INTL FCSTONE FINANCIAL INC.|900
GNC|GNC HOLDINGS|SBSH|Citigroup Global Markets Inc.|201814
GNC|GNC HOLDINGS|SEIC|SEI Investments Distribution Co.|100
GNC|GNC HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|476784
GNC|GNC HOLDINGS|SPDR|SPEEDROUTE LLC|10186
GNC|GNC HOLDINGS|SPNT|SEVEN POINTS CAPITAL, LLC|300
GNC|GNC HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|2302
GNC|GNC HOLDINGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9395
GNC|GNC HOLDINGS|SWIM|TD Ameritrade, Inc.|1199059
GNC|GNC HOLDINGS|SWST|Hilltop Securities Inc.|6800
GNC|GNC HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|24225
GNC|GNC HOLDINGS|TRBT|Tradebot Systems, Inc.|364786
GNC|GNC HOLDINGS|TRCM|TRC MARKETS LLC|173993
GNC|GNC HOLDINGS|TWTT|TASTYWORKS, INC.|300
GNC|GNC HOLDINGS|UBSA|UBS SECURITIES LLC|1107764
GNC|GNC HOLDINGS|UBSS|UBS Securities LLC|757907
GNC|GNC HOLDINGS|VALX|VIRTU AMERICAS LLC|67288
GNC|GNC HOLDINGS|VGRD|Vanguard Marketing Corporation|74216
GNC|GNC HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|157115
GNC|GNC HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|38530
GNC|GNC HOLDINGS|WEED|Weeden & Co.L.P.|290
GNC|GNC HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17334
GNC|GNC HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53822
GNC|GNC HOLDINGS|WGIF|CIBC World Markets Inc.|16430
GNC|GNC HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|41035
GNC|GNC HOLDINGS|XIST|INSTINET, LLC|370600
GNC|GNC HOLDINGS|XPQR|Jump Trading|642
GNC|GNC HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|85298
GNC|GNC HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|2203
GNC|GNC HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32416
GNCA|GENOCEA BIOSCIENCES,|ABLE|NATIXIS Securities Americas LLC|1678
GNCA|GENOCEA BIOSCIENCES,|AGIS|Aegis Capital Corp.|23900
GNCA|GENOCEA BIOSCIENCES,|APCC|Apex Clearing Corporation|28479
GNCA|GENOCEA BIOSCIENCES,|BARD|Robert W. Baird & Co. Incorporated|17700
GNCA|GENOCEA BIOSCIENCES,|BATM|CBOE TRADING, INC.|2669
GNCA|GENOCEA BIOSCIENCES,|BERN|Sanford C. Bernstein & Co., LLC|25
GNCA|GENOCEA BIOSCIENCES,|BIMI|Banca IMI Securities Corp.|2000
GNCA|GENOCEA BIOSCIENCES,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4153
GNCA|GENOCEA BIOSCIENCES,|BMOC|BMO Capital Markets Corp.|12478
GNCA|GENOCEA BIOSCIENCES,|BNPX|BNP PARIBAS SECURITIES CORP.|3375
GNCA|GENOCEA BIOSCIENCES,|BTIG|BTIG, LLC|52851
GNCA|GENOCEA BIOSCIENCES,|BYXM|CBOE TRADING, INC.|300
GNCA|GENOCEA BIOSCIENCES,|CANT|Cantor Fitzgerald & Co.|108
GNCA|GENOCEA BIOSCIENCES,|CHAS|Charles Schwab & Co., Inc.|500
GNCA|GENOCEA BIOSCIENCES,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97973
GNCA|GENOCEA BIOSCIENCES,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|155932
GNCA|GENOCEA BIOSCIENCES,|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6720
GNCA|GENOCEA BIOSCIENCES,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86178
GNCA|GENOCEA BIOSCIENCES,|CTDL|Citadel Derivatives Group Llc|40574
GNCA|GENOCEA BIOSCIENCES,|CXCX|CITIGROUP GLOBAL MARKETS INC.|25770
GNCA|GENOCEA BIOSCIENCES,|DBAB|Deutsche Bank Securities Inc.|839282
GNCA|GENOCEA BIOSCIENCES,|DBAX|Deutsche Bank Securities Inc.|64900
GNCA|GENOCEA BIOSCIENCES,|DEAN|MORGAN STANLEY|2529
GNCA|GENOCEA BIOSCIENCES,|DEGS|RONIN PROFESSIONAL LLC|26184
GNCA|GENOCEA BIOSCIENCES,|EBXL|EBX LLC|73000
GNCA|GENOCEA BIOSCIENCES,|ECUT|CONVERGEX EXECUTION SOLUTIONS|31112
GNCA|GENOCEA BIOSCIENCES,|EGAM|CBOE TRADING, INC.|4443
GNCA|GENOCEA BIOSCIENCES,|EGAW|CBOE TRADING, INC.|2
GNCA|GENOCEA BIOSCIENCES,|EGXM|CBOE TRADING, INC.|12140
GNCA|GENOCEA BIOSCIENCES,|EGXW|CBOE TRADING, INC.|200
GNCA|GENOCEA BIOSCIENCES,|ETRS|E*Trade Securities LLC|349416
GNCA|GENOCEA BIOSCIENCES,|FBCO|Credit Suisse Securities (USA) LLC|399993
GNCA|GENOCEA BIOSCIENCES,|FILL|Tradestation Securities, Inc.|1300
GNCA|GENOCEA BIOSCIENCES,|FMAF|NBCN Inc./ CDS|7575
GNCA|GENOCEA BIOSCIENCES,|FOMA|TD AMERITRADE CLEARING, INC.|2452639
GNCA|GENOCEA BIOSCIENCES,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21013
GNCA|GENOCEA BIOSCIENCES,|FTBR|Foliofn Investments, Inc.|60
GNCA|GENOCEA BIOSCIENCES,|GEBB|GLOBAL EXECUTION BROKERS, LP|32814
GNCA|GENOCEA BIOSCIENCES,|GLPX|ACS EXECUTION SERVICES, LLC|100
GNCA|GENOCEA BIOSCIENCES,|GSCO|GOLDMAN SACHS & CO. LLC|1702919
GNCA|GENOCEA BIOSCIENCES,|GSCS|GOLDMAN SACHS & CO. LLC|400
GNCA|GENOCEA BIOSCIENCES,|GSLT|GOLDMAN SACHS & CO. LLC|6263
GNCA|GENOCEA BIOSCIENCES,|HRBF|American Enterprise Investment Services Inc.|8512
GNCA|GENOCEA BIOSCIENCES,|IATS|INTERACTIVE BROKERS LLC|4300
GNCA|GENOCEA BIOSCIENCES,|IBKR|Interactive Brokers Llc|92646
GNCA|GENOCEA BIOSCIENCES,|ICBX|INSTINET, LLC|41089
GNCA|GENOCEA BIOSCIENCES,|IEQY|CITADEL SECURITIES LLC|4681
GNCA|GENOCEA BIOSCIENCES,|INCA|INSTINET, LLC|247775
GNCA|GENOCEA BIOSCIENCES,|INJX|INSTINET, LLC|3465
GNCA|GENOCEA BIOSCIENCES,|ITGI|ITG Inc.|197466
GNCA|GENOCEA BIOSCIENCES,|ITGP|ITG INC.|92000
GNCA|GENOCEA BIOSCIENCES,|JEFF|JEFFERIES LLC|4949
GNCA|GENOCEA BIOSCIENCES,|JMPT|JUMP TRADING, LLC|10242
GNCA|GENOCEA BIOSCIENCES,|JONE|JonesTrading|56345
GNCA|GENOCEA BIOSCIENCES,|JPBX|J.P. MORGAN SECURITIES LLC|400
GNCA|GENOCEA BIOSCIENCES,|JPMX|J.P. Morgan Securities LLC|271088
GNCA|GENOCEA BIOSCIENCES,|JSJX|JANE STREET CAPITAL LLC|603
GNCA|GENOCEA BIOSCIENCES,|KCGM|VIRTU Americas LLC|44804
GNCA|GENOCEA BIOSCIENCES,|LEHM|Barclays Capital Inc./Le|1489354
GNCA|GENOCEA BIOSCIENCES,|LIME|Lime Brokerage LLC|33365
GNCA|GENOCEA BIOSCIENCES,|LOOP|Loop Capital Markets LLC|14419
GNCA|GENOCEA BIOSCIENCES,|LQNA|LIQUIDNET, INC.|366600
GNCA|GENOCEA BIOSCIENCES,|LSCI|Lek Securities Corporation|100
GNCA|GENOCEA BIOSCIENCES,|MACQ|Macquarie Capital (USA) Inc.|9265
GNCA|GENOCEA BIOSCIENCES,|MAXM|Maxim Group LLC|50403
GNCA|GENOCEA BIOSCIENCES,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61284
GNCA|GENOCEA BIOSCIENCES,|MSCO|MORGAN STANLEY & CO. LLC|3585097
GNCA|GENOCEA BIOSCIENCES,|MSPL|MORGAN STANLEY & CO. LLC|40800
GNCA|GENOCEA BIOSCIENCES,|MSTX|MORGAN STANLEY & CO. LLC|209300
GNCA|GENOCEA BIOSCIENCES,|NFSC|National Financial Services LLC|541557
GNCA|GENOCEA BIOSCIENCES,|NITE|VIRTU Americas LLC|1298310
GNCA|GENOCEA BIOSCIENCES,|NITP|VIRTU Americas LLC|6700
GNCA|GENOCEA BIOSCIENCES,|NQRB|Brut, LLC|700
GNCA|GENOCEA BIOSCIENCES,|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1900
GNCA|GENOCEA BIOSCIENCES,|PDQM|CODA MARKETS, INC.|93586
GNCA|GENOCEA BIOSCIENCES,|PNSR|Penserra Securities, LLC|52553
GNCA|GENOCEA BIOSCIENCES,|PWJC|UBS Financial Services, Inc.|2500
GNCA|GENOCEA BIOSCIENCES,|RAJA|Raymond James & Associates, Inc.|2200
GNCA|GENOCEA BIOSCIENCES,|RBCM|RBC CAPITAL MARKETS, LLC|1440
GNCA|GENOCEA BIOSCIENCES,|SAGL|SAGETRADER, LLC|100
GNCA|GENOCEA BIOSCIENCES,|SBSH|Citigroup Global Markets Inc.|392504
GNCA|GENOCEA BIOSCIENCES,|SGMT|GOLDMAN SACHS & CO. LLC|29545
GNCA|GENOCEA BIOSCIENCES,|SPDR|SPEEDROUTE LLC|3150
GNCA|GENOCEA BIOSCIENCES,|STFL|Stifel, Nicolaus & Company, Incorporated|8347
GNCA|GENOCEA BIOSCIENCES,|SWIM|TD Ameritrade, Inc.|273419
GNCA|GENOCEA BIOSCIENCES,|TKNG|ALLY INVEST SECURITIES LLC|5193
GNCA|GENOCEA BIOSCIENCES,|TTUC|CUTTONE & CO., INC.|9000
GNCA|GENOCEA BIOSCIENCES,|TWTT|TASTYWORKS, INC.|1150
GNCA|GENOCEA BIOSCIENCES,|UBSA|UBS SECURITIES LLC|328302
GNCA|GENOCEA BIOSCIENCES,|UBSS|UBS Securities LLC|4431876
GNCA|GENOCEA BIOSCIENCES,|VALX|VIRTU AMERICAS LLC|2730
GNCA|GENOCEA BIOSCIENCES,|VGRD|Vanguard Marketing Corporation|35395
GNCA|GENOCEA BIOSCIENCES,|WCHV|WELLS FARGO SECURITIES, LLC|38425
GNCA|GENOCEA BIOSCIENCES,|WDNX|WEEDEN & CO.L.P.|60800
GNCA|GENOCEA BIOSCIENCES,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5352
GNCA|GENOCEA BIOSCIENCES,|WGIF|CIBC World Markets Inc.|2000
GNCA|GENOCEA BIOSCIENCES,|WSEA|WOLVERINE SECURITIES, LLC|26037
GNCA|GENOCEA BIOSCIENCES,|XSTM|NATIONAL FINANCIAL SERVICES LLC|13128
GNE|GENIE ENERGY LTD.|ALTX|Alternet Securities Inc.|54
GNE|GENIE ENERGY LTD.|ANDG|Andrew Garrett Inc.|155
GNE|GENIE ENERGY LTD.|APCC|Apex Clearing Corporation|370
GNE|GENIE ENERGY LTD.|BATM|CBOE TRADING, INC.|1230
GNE|GENIE ENERGY LTD.|BAYC|BAY CREST PARTNERS, LLC|1110
GNE|GENIE ENERGY LTD.|BLKX|INSTINET, LLC|5000
GNE|GENIE ENERGY LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|268
GNE|GENIE ENERGY LTD.|BTIG|BTIG, LLC|97
GNE|GENIE ENERGY LTD.|BYXM|CBOE TRADING, INC.|100
GNE|GENIE ENERGY LTD.|BZYD|GOLDMAN SACHS & CO. LLC|1332
GNE|GENIE ENERGY LTD.|CHAS|Charles Schwab & Co., Inc.|1003
GNE|GENIE ENERGY LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26
GNE|GENIE ENERGY LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3580
GNE|GENIE ENERGY LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7198
GNE|GENIE ENERGY LTD.|CTDL|Citadel Derivatives Group Llc|2138
GNE|GENIE ENERGY LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|760
GNE|GENIE ENERGY LTD.|DBAB|Deutsche Bank Securities Inc.|7877
GNE|GENIE ENERGY LTD.|DBAX|Deutsche Bank Securities Inc.|5100
GNE|GENIE ENERGY LTD.|DEGS|RONIN PROFESSIONAL LLC|4856
GNE|GENIE ENERGY LTD.|EBXL|EBX LLC|16000
GNE|GENIE ENERGY LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3454
GNE|GENIE ENERGY LTD.|EGAM|CBOE TRADING, INC.|579
GNE|GENIE ENERGY LTD.|EGXM|CBOE TRADING, INC.|51
GNE|GENIE ENERGY LTD.|ETBE|Electronic Transaction Clearing, Inc.|100
GNE|GENIE ENERGY LTD.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
GNE|GENIE ENERGY LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|201
GNE|GENIE ENERGY LTD.|ETRS|E*Trade Securities LLC|5204
GNE|GENIE ENERGY LTD.|FILL|Tradestation Securities, Inc.|993
GNE|GENIE ENERGY LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1860
GNE|GENIE ENERGY LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19779
GNE|GENIE ENERGY LTD.|FTBR|Foliofn Investments, Inc.|3105
GNE|GENIE ENERGY LTD.|GLPX|ACS EXECUTION SERVICES, LLC|100
GNE|GENIE ENERGY LTD.|GSCO|GOLDMAN SACHS & CO. LLC|105142
GNE|GENIE ENERGY LTD.|GTSZ|GTS SECURITIES LLC|3792
GNE|GENIE ENERGY LTD.|IATS|INTERACTIVE BROKERS LLC|100
GNE|GENIE ENERGY LTD.|IBKR|Interactive Brokers Llc|2285
GNE|GENIE ENERGY LTD.|ICBX|INSTINET, LLC|11000
GNE|GENIE ENERGY LTD.|IEQY|CITADEL SECURITIES LLC|755
GNE|GENIE ENERGY LTD.|INCA|INSTINET, LLC|5863
GNE|GENIE ENERGY LTD.|INJX|INSTINET, LLC|550
GNE|GENIE ENERGY LTD.|ITGI|ITG Inc.|25452
GNE|GENIE ENERGY LTD.|ITGP|ITG INC.|9000
GNE|GENIE ENERGY LTD.|JANY|Janney Montgomery Scott Inc.|1000
GNE|GENIE ENERGY LTD.|JEFF|JEFFERIES LLC|692
GNE|GENIE ENERGY LTD.|JMPT|JUMP TRADING, LLC|638
GNE|GENIE ENERGY LTD.|JPBX|J.P. MORGAN SECURITIES LLC|1000
GNE|GENIE ENERGY LTD.|JPMX|J.P. Morgan Securities LLC|11894
GNE|GENIE ENERGY LTD.|KCGM|VIRTU Americas LLC|5391
GNE|GENIE ENERGY LTD.|KCRD|PHX FINANCIAL, INC.|3280
GNE|GENIE ENERGY LTD.|LEHM|Barclays Capital Inc./Le|5309
GNE|GENIE ENERGY LTD.|LIME|Lime Brokerage LLC|4745
GNE|GENIE ENERGY LTD.|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
GNE|GENIE ENERGY LTD.|LOOP|Loop Capital Markets LLC|2430
GNE|GENIE ENERGY LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6832
GNE|GENIE ENERGY LTD.|MSCO|MORGAN STANLEY & CO. LLC|31254
GNE|GENIE ENERGY LTD.|MSPL|MORGAN STANLEY & CO. LLC|15200
GNE|GENIE ENERGY LTD.|MSTX|MORGAN STANLEY & CO. LLC|42600
GNE|GENIE ENERGY LTD.|NFSC|National Financial Services LLC|58943
GNE|GENIE ENERGY LTD.|NITE|VIRTU Americas LLC|111286
GNE|GENIE ENERGY LTD.|NQRB|Brut, LLC|100
GNE|GENIE ENERGY LTD.|OPCO|Oppenheimer & Co. Inc.|1500
GNE|GENIE ENERGY LTD.|PDQM|CODA MARKETS, INC.|280
GNE|GENIE ENERGY LTD.|PNSR|Penserra Securities, LLC|5922
GNE|GENIE ENERGY LTD.|PWJC|UBS Financial Services, Inc.|133
GNE|GENIE ENERGY LTD.|RBCM|RBC CAPITAL MARKETS, LLC|10841
GNE|GENIE ENERGY LTD.|SAGL|SAGETRADER, LLC|20
GNE|GENIE ENERGY LTD.|SBSH|Citigroup Global Markets Inc.|4096
GNE|GENIE ENERGY LTD.|SGMT|GOLDMAN SACHS & CO. LLC|5742
GNE|GENIE ENERGY LTD.|SPDR|SPEEDROUTE LLC|25
GNE|GENIE ENERGY LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|961
GNE|GENIE ENERGY LTD.|SWIM|TD Ameritrade, Inc.|6655
GNE|GENIE ENERGY LTD.|TKNG|ALLY INVEST SECURITIES LLC|1055
GNE|GENIE ENERGY LTD.|TRBT|Tradebot Systems, Inc.|1749
GNE|GENIE ENERGY LTD.|TRCM|TRC MARKETS LLC|101
GNE|GENIE ENERGY LTD.|UBSA|UBS SECURITIES LLC|55564
GNE|GENIE ENERGY LTD.|UBSS|UBS Securities LLC|60170
GNE|GENIE ENERGY LTD.|VALX|VIRTU AMERICAS LLC|1765
GNE|GENIE ENERGY LTD.|VGRD|Vanguard Marketing Corporation|2984
GNE|GENIE ENERGY LTD.|WCHV|WELLS FARGO SECURITIES, LLC|6838
GNE|GENIE ENERGY LTD.|WEED|Weeden & Co.L.P.|2897
GNE|GENIE ENERGY LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1111
GNE|GENIE ENERGY LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1750
GNE|GENIE ENERGY LTD.|WSEA|WOLVERINE SECURITIES, LLC|1150
GNE|GENIE ENERGY LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
GNE|GENIE ENERGY LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|80
GNE|GENIE ENERGY LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5808
GNE$A|GENIE ENERGY LTD.|BNCH|The Benchmark Company, LLC|1086
GNE$A|GENIE ENERGY LTD.|CANT|Cantor Fitzgerald & Co.|12742
GNE$A|GENIE ENERGY LTD.|CHAS|Charles Schwab & Co., Inc.|12842
GNE$A|GENIE ENERGY LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1814
GNE$A|GENIE ENERGY LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3900
GNE$A|GENIE ENERGY LTD.|DBAX|Deutsche Bank Securities Inc.|400
GNE$A|GENIE ENERGY LTD.|EBXL|EBX LLC|300
GNE$A|GENIE ENERGY LTD.|ETRS|E*Trade Securities LLC|10300
GNE$A|GENIE ENERGY LTD.|GSCO|GOLDMAN SACHS & CO. LLC|200
GNE$A|GENIE ENERGY LTD.|GSLT|GOLDMAN SACHS & CO. LLC|600
GNE$A|GENIE ENERGY LTD.|IBKR|Interactive Brokers Llc|2340
GNE$A|GENIE ENERGY LTD.|ICBX|INSTINET, LLC|200
GNE$A|GENIE ENERGY LTD.|INJX|INSTINET, LLC|100
GNE$A|GENIE ENERGY LTD.|JEFF|JEFFERIES LLC|1200
GNE$A|GENIE ENERGY LTD.|JPMX|J.P. Morgan Securities LLC|200
GNE$A|GENIE ENERGY LTD.|KCGM|VIRTU Americas LLC|350
GNE$A|GENIE ENERGY LTD.|LEHM|Barclays Capital Inc./Le|400
GNE$A|GENIE ENERGY LTD.|LIME|Lime Brokerage LLC|14
GNE$A|GENIE ENERGY LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|250
GNE$A|GENIE ENERGY LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
GNE$A|GENIE ENERGY LTD.|MSCO|MORGAN STANLEY & CO. LLC|800
GNE$A|GENIE ENERGY LTD.|NFSC|National Financial Services LLC|3563
GNE$A|GENIE ENERGY LTD.|NITE|VIRTU Americas LLC|17073
GNE$A|GENIE ENERGY LTD.|SBSH|Citigroup Global Markets Inc.|1100
GNE$A|GENIE ENERGY LTD.|SWIM|TD Ameritrade, Inc.|2200
GNE$A|GENIE ENERGY LTD.|TKNG|ALLY INVEST SECURITIES LLC|1000
GNE$A|GENIE ENERGY LTD.|UBSA|UBS SECURITIES LLC|1890
GNE$A|GENIE ENERGY LTD.|UBSS|UBS Securities LLC|1400
GNE$A|GENIE ENERGY LTD.|VGRD|Vanguard Marketing Corporation|340
GNE$A|GENIE ENERGY LTD.|WCHV|WELLS FARGO SECURITIES, LLC|1086
GNK|GENCO SHIPPING|ALTX|Alternet Securities Inc.|12203
GNK|GENCO SHIPPING|APCC|Apex Clearing Corporation|6778
GNK|GENCO SHIPPING|BATM|CBOE TRADING, INC.|1826
GNK|GENCO SHIPPING|BERN|Sanford C. Bernstein & Co., LLC|19164
GNK|GENCO SHIPPING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|961
GNK|GENCO SHIPPING|BLKX|INSTINET, LLC|5000
GNK|GENCO SHIPPING|BNCH|The Benchmark Company, LLC|800
GNK|GENCO SHIPPING|BNPX|BNP PARIBAS SECURITIES CORP.|758
GNK|GENCO SHIPPING|BTIG|BTIG, LLC|4971
GNK|GENCO SHIPPING|BYXM|CBOE TRADING, INC.|1092
GNK|GENCO SHIPPING|BZYD|GOLDMAN SACHS & CO. LLC|2500
GNK|GENCO SHIPPING|CHAS|Charles Schwab & Co., Inc.|500
GNK|GENCO SHIPPING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17242
GNK|GENCO SHIPPING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5800
GNK|GENCO SHIPPING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8833
GNK|GENCO SHIPPING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|152858
GNK|GENCO SHIPPING|CTDL|Citadel Derivatives Group Llc|1389
GNK|GENCO SHIPPING|CXCX|CITIGROUP GLOBAL MARKETS INC.|17912
GNK|GENCO SHIPPING|DBAB|Deutsche Bank Securities Inc.|63394
GNK|GENCO SHIPPING|DBAX|Deutsche Bank Securities Inc.|90400
GNK|GENCO SHIPPING|DEAN|MORGAN STANLEY|407
GNK|GENCO SHIPPING|DEGS|RONIN PROFESSIONAL LLC|1400
GNK|GENCO SHIPPING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19201
GNK|GENCO SHIPPING|EBXL|EBX LLC|44500
GNK|GENCO SHIPPING|ECUT|CONVERGEX EXECUTION SOLUTIONS|14082
GNK|GENCO SHIPPING|EDJO|Edward D. Jones & Co., L.P.|100
GNK|GENCO SHIPPING|EGAM|CBOE TRADING, INC.|13774
GNK|GENCO SHIPPING|EGAW|CBOE TRADING, INC.|100
GNK|GENCO SHIPPING|EGMT|EG MARKET TECHNOLOGIES LLC|614
GNK|GENCO SHIPPING|EGXM|CBOE TRADING, INC.|1824
GNK|GENCO SHIPPING|ETBE|Electronic Transaction Clearing, Inc.|5382
GNK|GENCO SHIPPING|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5400
GNK|GENCO SHIPPING|ETCB|ETC BROKERAGE SERVICES, LLC|519
GNK|GENCO SHIPPING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5745
GNK|GENCO SHIPPING|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
GNK|GENCO SHIPPING|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1526
GNK|GENCO SHIPPING|ETRS|E*Trade Securities LLC|103385
GNK|GENCO SHIPPING|FILL|Tradestation Securities, Inc.|3291
GNK|GENCO SHIPPING|FMAF|NBCN Inc./ CDS|650
GNK|GENCO SHIPPING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4378
GNK|GENCO SHIPPING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57039
GNK|GENCO SHIPPING|FTBR|Foliofn Investments, Inc.|9862
GNK|GENCO SHIPPING|GLIS|TD Securities Inc|350
GNK|GENCO SHIPPING|GLPX|ACS EXECUTION SERVICES, LLC|19383
GNK|GENCO SHIPPING|GSCO|GOLDMAN SACHS & CO. LLC|183969
GNK|GENCO SHIPPING|GSCS|GOLDMAN SACHS & CO. LLC|9350
GNK|GENCO SHIPPING|GSLT|GOLDMAN SACHS & CO. LLC|2935
GNK|GENCO SHIPPING|GTSZ|GTS SECURITIES LLC|7540
GNK|GENCO SHIPPING|HPPX|POTAMUS TRADING, LLC|369
GNK|GENCO SHIPPING|HRBF|American Enterprise Investment Services Inc.|3625
GNK|GENCO SHIPPING|IATS|INTERACTIVE BROKERS LLC|9792
GNK|GENCO SHIPPING|IBKR|Interactive Brokers Llc|68482
GNK|GENCO SHIPPING|ICBX|INSTINET, LLC|39408
GNK|GENCO SHIPPING|IEQY|CITADEL SECURITIES LLC|24124
GNK|GENCO SHIPPING|INCA|INSTINET, LLC|148742
GNK|GENCO SHIPPING|INJX|INSTINET, LLC|184932
GNK|GENCO SHIPPING|ITGI|ITG Inc.|25828
GNK|GENCO SHIPPING|ITGP|ITG INC.|45600
GNK|GENCO SHIPPING|JEFF|JEFFERIES LLC|164295
GNK|GENCO SHIPPING|JMPT|JUMP TRADING, LLC|14960
GNK|GENCO SHIPPING|JONE|JonesTrading|15000
GNK|GENCO SHIPPING|JPBX|J.P. MORGAN SECURITIES LLC|4721
GNK|GENCO SHIPPING|JPMX|J.P. Morgan Securities LLC|122695
GNK|GENCO SHIPPING|JSJX|JANE STREET CAPITAL LLC|2530
GNK|GENCO SHIPPING|KCGM|VIRTU Americas LLC|25781
GNK|GENCO SHIPPING|LEHM|Barclays Capital Inc./Le|236099
GNK|GENCO SHIPPING|LIME|Lime Brokerage LLC|15161
GNK|GENCO SHIPPING|LQNA|LIQUIDNET, INC.|35200
GNK|GENCO SHIPPING|LSCI|Lek Securities Corporation|1000
GNK|GENCO SHIPPING|MACQ|Macquarie Capital (USA) Inc.|48900
GNK|GENCO SHIPPING|MAXM|Maxim Group LLC|4541
GNK|GENCO SHIPPING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34216
GNK|GENCO SHIPPING|MSCO|MORGAN STANLEY & CO. LLC|411385
GNK|GENCO SHIPPING|MSPL|MORGAN STANLEY & CO. LLC|182400
GNK|GENCO SHIPPING|MSTX|MORGAN STANLEY & CO. LLC|16100
GNK|GENCO SHIPPING|NEED|Needham & Company, LLC|20994
GNK|GENCO SHIPPING|NFSC|National Financial Services LLC|150476
GNK|GENCO SHIPPING|NITE|VIRTU Americas LLC|385700
GNK|GENCO SHIPPING|NQRB|Brut, LLC|13645
GNK|GENCO SHIPPING|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
GNK|GENCO SHIPPING|PDQM|CODA MARKETS, INC.|23062
GNK|GENCO SHIPPING|PREC|PRECISION SECURITIES, LLC|200
GNK|GENCO SHIPPING|PWJC|UBS Financial Services, Inc.|1715
GNK|GENCO SHIPPING|RBCM|RBC CAPITAL MARKETS, LLC|3731
GNK|GENCO SHIPPING|RWPS|R.W. Pressprich & Co., Inc.|3700
GNK|GENCO SHIPPING|SAGL|SAGETRADER, LLC|3725
GNK|GENCO SHIPPING|SBSH|Citigroup Global Markets Inc.|8817
GNK|GENCO SHIPPING|SGMT|GOLDMAN SACHS & CO. LLC|38152
GNK|GENCO SHIPPING|SPDR|SPEEDROUTE LLC|11765
GNK|GENCO SHIPPING|SPGS|Sea Port Group Securities, LLC|5000
GNK|GENCO SHIPPING|STFL|Stifel, Nicolaus & Company, Incorporated|28133
GNK|GENCO SHIPPING|SWIM|TD Ameritrade, Inc.|69517
GNK|GENCO SHIPPING|SWST|Hilltop Securities Inc.|9634
GNK|GENCO SHIPPING|TKNG|ALLY INVEST SECURITIES LLC|3295
GNK|GENCO SHIPPING|TRBT|Tradebot Systems, Inc.|62553
GNK|GENCO SHIPPING|TRCM|TRC MARKETS LLC|52875
GNK|GENCO SHIPPING|UBSA|UBS SECURITIES LLC|331807
GNK|GENCO SHIPPING|UBSS|UBS Securities LLC|302098
GNK|GENCO SHIPPING|VALX|VIRTU AMERICAS LLC|5398
GNK|GENCO SHIPPING|VGRD|Vanguard Marketing Corporation|16933
GNK|GENCO SHIPPING|WABR|Wall Street Access|1700
GNK|GENCO SHIPPING|WBPX|SUMMIT SECURITIES GROUP, LLC|1
GNK|GENCO SHIPPING|WCHV|WELLS FARGO SECURITIES, LLC|70958
GNK|GENCO SHIPPING|WEDB|WEDBUSH SECURITIES INC.|4800
GNK|GENCO SHIPPING|WEED|Weeden & Co.L.P.|13600
GNK|GENCO SHIPPING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1354
GNK|GENCO SHIPPING|WGIF|CIBC World Markets Inc.|1100
GNK|GENCO SHIPPING|WSEA|WOLVERINE SECURITIES, LLC|1098
GNK|GENCO SHIPPING|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4930
GNK|GENCO SHIPPING|XIST|INSTINET, LLC|8000
GNK|GENCO SHIPPING|XSTM|NATIONAL FINANCIAL SERVICES LLC|21410
GNK|GENCO SHIPPING|YKNA|COMHAR CAPITAL MARKETS, LLC|652
GNK|GENCO SHIPPING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|358
GNL|GLOBAL NET LEASE INC|ALTX|Alternet Securities Inc.|600
GNL|GLOBAL NET LEASE INC|APCC|Apex Clearing Corporation|28002
GNL|GLOBAL NET LEASE INC|BANK|Primevest Financial Services, Inc.|3790
GNL|GLOBAL NET LEASE INC|BARD|Robert W. Baird & Co. Incorporated|250
GNL|GLOBAL NET LEASE INC|BATM|CBOE TRADING, INC.|538
GNL|GLOBAL NET LEASE INC|BAYC|BAY CREST PARTNERS, LLC|36
GNL|GLOBAL NET LEASE INC|BERN|Sanford C. Bernstein & Co., LLC|3026
GNL|GLOBAL NET LEASE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39515
GNL|GLOBAL NET LEASE INC|BNPX|BNP PARIBAS SECURITIES CORP.|19367
GNL|GLOBAL NET LEASE INC|BRGE|Newbridge Securities Corp.|1610
GNL|GLOBAL NET LEASE INC|BRVL|BLAYLOCK VAN, LLC|200
GNL|GLOBAL NET LEASE INC|BTIG|BTIG, LLC|400
GNL|GLOBAL NET LEASE INC|BYXM|CBOE TRADING, INC.|100
GNL|GLOBAL NET LEASE INC|BZYD|GOLDMAN SACHS & CO. LLC|400
GNL|GLOBAL NET LEASE INC|CANT|Cantor Fitzgerald & Co.|70
GNL|GLOBAL NET LEASE INC|CHAS|Charles Schwab & Co., Inc.|1817
GNL|GLOBAL NET LEASE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26462
GNL|GLOBAL NET LEASE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5
GNL|GLOBAL NET LEASE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
GNL|GLOBAL NET LEASE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79478
GNL|GLOBAL NET LEASE INC|CTDL|Citadel Derivatives Group Llc|2207
GNL|GLOBAL NET LEASE INC|CTLR|CUTLER GROUP, LP|1266
GNL|GLOBAL NET LEASE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|27050
GNL|GLOBAL NET LEASE INC|DBAB|Deutsche Bank Securities Inc.|95231
GNL|GLOBAL NET LEASE INC|DBAX|Deutsche Bank Securities Inc.|49900
GNL|GLOBAL NET LEASE INC|DBUL|Deutsche Bank Securities Inc.|300
GNL|GLOBAL NET LEASE INC|DEAN|MORGAN STANLEY|375
GNL|GLOBAL NET LEASE INC|DEGS|RONIN PROFESSIONAL LLC|262
GNL|GLOBAL NET LEASE INC|EBXL|EBX LLC|42900
GNL|GLOBAL NET LEASE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2560
GNL|GLOBAL NET LEASE INC|EDJC|Edward Jones / CDS|20
GNL|GLOBAL NET LEASE INC|EDJO|Edward D. Jones & Co., L.P.|3107
GNL|GLOBAL NET LEASE INC|EGAM|CBOE TRADING, INC.|1000
GNL|GLOBAL NET LEASE INC|EGXM|CBOE TRADING, INC.|849
GNL|GLOBAL NET LEASE INC|ETBE|Electronic Transaction Clearing, Inc.|1456
GNL|GLOBAL NET LEASE INC|ETCB|ETC BROKERAGE SERVICES, LLC|8480
GNL|GLOBAL NET LEASE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|815
GNL|GLOBAL NET LEASE INC|ETRS|E*Trade Securities LLC|142531
GNL|GLOBAL NET LEASE INC|FBSB|U.S. Bancorp Investments, Inc.|957
GNL|GLOBAL NET LEASE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4847
GNL|GLOBAL NET LEASE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77554
GNL|GLOBAL NET LEASE INC|FTBR|Foliofn Investments, Inc.|259
GNL|GLOBAL NET LEASE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1301
GNL|GLOBAL NET LEASE INC|GLIS|TD Securities Inc|500
GNL|GLOBAL NET LEASE INC|GLPX|ACS EXECUTION SERVICES, LLC|966
GNL|GLOBAL NET LEASE INC|GSCO|GOLDMAN SACHS & CO. LLC|471480
GNL|GLOBAL NET LEASE INC|GSCS|GOLDMAN SACHS & CO. LLC|100
GNL|GLOBAL NET LEASE INC|GSLT|GOLDMAN SACHS & CO. LLC|808
GNL|GLOBAL NET LEASE INC|GTSZ|GTS SECURITIES LLC|22082
GNL|GLOBAL NET LEASE INC|HRBF|American Enterprise Investment Services Inc.|3508
GNL|GLOBAL NET LEASE INC|HSBC|HSBC Securities, Inc.|7743
GNL|GLOBAL NET LEASE INC|IATS|INTERACTIVE BROKERS LLC|3086
GNL|GLOBAL NET LEASE INC|IBKR|Interactive Brokers Llc|14982
GNL|GLOBAL NET LEASE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|314
GNL|GLOBAL NET LEASE INC|ICBX|INSTINET, LLC|14850
GNL|GLOBAL NET LEASE INC|IEQY|CITADEL SECURITIES LLC|22053
GNL|GLOBAL NET LEASE INC|INCA|INSTINET, LLC|52914
GNL|GLOBAL NET LEASE INC|INJX|INSTINET, LLC|11
GNL|GLOBAL NET LEASE INC|INTL|INTL FCSTONE FINANCIAL INC.|2
GNL|GLOBAL NET LEASE INC|ITGI|ITG Inc.|25338
GNL|GLOBAL NET LEASE INC|ITGP|ITG INC.|45800
GNL|GLOBAL NET LEASE INC|JEFF|JEFFERIES LLC|64960
GNL|GLOBAL NET LEASE INC|JMPT|JUMP TRADING, LLC|4854
GNL|GLOBAL NET LEASE INC|JPBX|J.P. MORGAN SECURITIES LLC|39832
GNL|GLOBAL NET LEASE INC|JPMX|J.P. Morgan Securities LLC|165163
GNL|GLOBAL NET LEASE INC|JSJX|JANE STREET CAPITAL LLC|1759
GNL|GLOBAL NET LEASE INC|KCGM|VIRTU Americas LLC|10312
GNL|GLOBAL NET LEASE INC|LEHM|Barclays Capital Inc./Le|153301
GNL|GLOBAL NET LEASE INC|LGNT|COR CLEARING LLC|630
GNL|GLOBAL NET LEASE INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|25706
GNL|GLOBAL NET LEASE INC|LIME|Lime Brokerage LLC|18306
GNL|GLOBAL NET LEASE INC|LOOP|Loop Capital Markets LLC|100
GNL|GLOBAL NET LEASE INC|LSCI|Lek Securities Corporation|9
GNL|GLOBAL NET LEASE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34434
GNL|GLOBAL NET LEASE INC|MOTF|MOTIF INVESTING, INC.|3
GNL|GLOBAL NET LEASE INC|MSCO|MORGAN STANLEY & CO. LLC|296586
GNL|GLOBAL NET LEASE INC|MSPL|MORGAN STANLEY & CO. LLC|77800
GNL|GLOBAL NET LEASE INC|MSTX|MORGAN STANLEY & CO. LLC|56900
GNL|GLOBAL NET LEASE INC|NATL|National Securities Corporation|10023
GNL|GLOBAL NET LEASE INC|NFSC|National Financial Services LLC|210181
GNL|GLOBAL NET LEASE INC|NITE|VIRTU Americas LLC|249063
GNL|GLOBAL NET LEASE INC|NITP|VIRTU Americas LLC|400
GNL|GLOBAL NET LEASE INC|NQRB|Brut, LLC|347
GNL|GLOBAL NET LEASE INC|NTRC|Northern Trust Securities, Inc.|1614
GNL|GLOBAL NET LEASE INC|OPCO|Oppenheimer & Co. Inc.|700
GNL|GLOBAL NET LEASE INC|PDQM|CODA MARKETS, INC.|1130
GNL|GLOBAL NET LEASE INC|PHLY|NASDAQ Execution Services, LLC|800
GNL|GLOBAL NET LEASE INC|PWJC|UBS Financial Services, Inc.|1400
GNL|GLOBAL NET LEASE INC|QMSR|QUATTRO M SECURITIES INC.|272
GNL|GLOBAL NET LEASE INC|RBCM|RBC CAPITAL MARKETS, LLC|12482
GNL|GLOBAL NET LEASE INC|SAGL|SAGETRADER, LLC|100
GNL|GLOBAL NET LEASE INC|SAGW|SAGETRADER, LLC|13
GNL|GLOBAL NET LEASE INC|SALI|INTL FCSTONE FINANCIAL INC.|106
GNL|GLOBAL NET LEASE INC|SBSH|Citigroup Global Markets Inc.|49216
GNL|GLOBAL NET LEASE INC|SGMT|GOLDMAN SACHS & CO. LLC|29214
GNL|GLOBAL NET LEASE INC|SPDR|SPEEDROUTE LLC|1378
GNL|GLOBAL NET LEASE INC|STFL|Stifel, Nicolaus & Company, Incorporated|2680
GNL|GLOBAL NET LEASE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5320
GNL|GLOBAL NET LEASE INC|SWIM|TD Ameritrade, Inc.|7165
GNL|GLOBAL NET LEASE INC|SWST|Hilltop Securities Inc.|9834
GNL|GLOBAL NET LEASE INC|TKNG|ALLY INVEST SECURITIES LLC|4196
GNL|GLOBAL NET LEASE INC|TRBT|Tradebot Systems, Inc.|57325
GNL|GLOBAL NET LEASE INC|TRCM|TRC MARKETS LLC|12399
GNL|GLOBAL NET LEASE INC|TWTT|TASTYWORKS, INC.|177
GNL|GLOBAL NET LEASE INC|UBSA|UBS SECURITIES LLC|167348
GNL|GLOBAL NET LEASE INC|UBSS|UBS Securities LLC|237478
GNL|GLOBAL NET LEASE INC|VALX|VIRTU AMERICAS LLC|7412
GNL|GLOBAL NET LEASE INC|VGRD|Vanguard Marketing Corporation|10661
GNL|GLOBAL NET LEASE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1666
GNL|GLOBAL NET LEASE INC|WCHV|WELLS FARGO SECURITIES, LLC|52277
GNL|GLOBAL NET LEASE INC|WDNX|WEEDEN & CO.L.P.|746
GNL|GLOBAL NET LEASE INC|WEED|Weeden & Co.L.P.|102
GNL|GLOBAL NET LEASE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4303
GNL|GLOBAL NET LEASE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|521
GNL|GLOBAL NET LEASE INC|WSEA|WOLVERINE SECURITIES, LLC|5190
GNL|GLOBAL NET LEASE INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|700
GNL|GLOBAL NET LEASE INC|XIST|INSTINET, LLC|53400
GNL|GLOBAL NET LEASE INC|XPQR|Jump Trading|6
GNL|GLOBAL NET LEASE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9810
GNL|GLOBAL NET LEASE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21569
GNL$A|GLOBAL NET LEAS 7.25|BARD|Robert W. Baird & Co. Incorporated|6
GNL$A|GLOBAL NET LEAS 7.25|BBNT|BB&T SECURITIES, LLC|75
GNL$A|GLOBAL NET LEAS 7.25|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44
GNL$A|GLOBAL NET LEAS 7.25|CABR|Cabrera Capital Markets, Inc.|122982
GNL$A|GLOBAL NET LEAS 7.25|CIST|Capital Institutional Services, Inc.|2947
GNL$A|GLOBAL NET LEAS 7.25|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|149
GNL$A|GLOBAL NET LEAS 7.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|764
GNL$A|GLOBAL NET LEAS 7.25|DBAX|Deutsche Bank Securities Inc.|200
GNL$A|GLOBAL NET LEAS 7.25|DEAN|MORGAN STANLEY|1492
GNL$A|GLOBAL NET LEAS 7.25|EDJO|Edward D. Jones & Co., L.P.|5
GNL$A|GLOBAL NET LEAS 7.25|ETRS|E*Trade Securities LLC|325
GNL$A|GLOBAL NET LEAS 7.25|GTSZ|GTS SECURITIES LLC|100
GNL$A|GLOBAL NET LEAS 7.25|HRBF|American Enterprise Investment Services Inc.|789
GNL$A|GLOBAL NET LEAS 7.25|IATS|INTERACTIVE BROKERS LLC|200
GNL$A|GLOBAL NET LEAS 7.25|IBKR|Interactive Brokers Llc|3800
GNL$A|GLOBAL NET LEAS 7.25|ITGI|ITG Inc.|67
GNL$A|GLOBAL NET LEAS 7.25|JANY|Janney Montgomery Scott Inc.|1248
GNL$A|GLOBAL NET LEAS 7.25|LIME|Lime Brokerage LLC|514
GNL$A|GLOBAL NET LEAS 7.25|MSCO|MORGAN STANLEY & CO. LLC|1044
GNL$A|GLOBAL NET LEAS 7.25|NFSC|National Financial Services LLC|6689
GNL$A|GLOBAL NET LEAS 7.25|NITE|VIRTU Americas LLC|11228
GNL$A|GLOBAL NET LEAS 7.25|PWJC|UBS Financial Services, Inc.|204
GNL$A|GLOBAL NET LEAS 7.25|SALI|INTL FCSTONE FINANCIAL INC.|14
GNL$A|GLOBAL NET LEAS 7.25|STFL|Stifel, Nicolaus & Company, Incorporated|622
GNL$A|GLOBAL NET LEAS 7.25|SWIM|TD Ameritrade, Inc.|60
GNL$A|GLOBAL NET LEAS 7.25|UBSA|UBS SECURITIES LLC|649
GNL$A|GLOBAL NET LEAS 7.25|UBSS|UBS Securities LLC|1891
GNL$A|GLOBAL NET LEAS 7.25|WCHV|WELLS FARGO SECURITIES, LLC|468
GNL$A|GLOBAL NET LEAS 7.25|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1150
GNMA|ISHARES GNMA BD ETF|APCC|Apex Clearing Corporation|11945
GNMA|ISHARES GNMA BD ETF|BANK|Primevest Financial Services, Inc.|1
GNMA|ISHARES GNMA BD ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10774
GNMA|ISHARES GNMA BD ETF|BYXM|CBOE TRADING, INC.|22
GNMA|ISHARES GNMA BD ETF|CHAS|Charles Schwab & Co., Inc.|5
GNMA|ISHARES GNMA BD ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|217
GNMA|ISHARES GNMA BD ETF|DBAX|Deutsche Bank Securities Inc.|400
GNMA|ISHARES GNMA BD ETF|DEAN|MORGAN STANLEY|449
GNMA|ISHARES GNMA BD ETF|EBXL|EBX LLC|100
GNMA|ISHARES GNMA BD ETF|EDJO|Edward D. Jones & Co., L.P.|1546
GNMA|ISHARES GNMA BD ETF|EGXM|CBOE TRADING, INC.|65
GNMA|ISHARES GNMA BD ETF|ETRS|E*Trade Securities LLC|106
GNMA|ISHARES GNMA BD ETF|FBCO|Credit Suisse Securities (USA) LLC|145
GNMA|ISHARES GNMA BD ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|1
GNMA|ISHARES GNMA BD ETF|FINX|FINTECH SECURITIES|1578
GNMA|ISHARES GNMA BD ETF|FOMA|TD AMERITRADE CLEARING, INC.|6570
GNMA|ISHARES GNMA BD ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
GNMA|ISHARES GNMA BD ETF|FTBR|Foliofn Investments, Inc.|6
GNMA|ISHARES GNMA BD ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|155
GNMA|ISHARES GNMA BD ETF|GTSZ|GTS SECURITIES LLC|466
GNMA|ISHARES GNMA BD ETF|HRBF|American Enterprise Investment Services Inc.|8413
GNMA|ISHARES GNMA BD ETF|IBKR|Interactive Brokers Llc|4036
GNMA|ISHARES GNMA BD ETF|ITGI|ITG Inc.|150
GNMA|ISHARES GNMA BD ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|10869
GNMA|ISHARES GNMA BD ETF|JSJX|JANE STREET CAPITAL LLC|3198
GNMA|ISHARES GNMA BD ETF|KCGM|VIRTU Americas LLC|2651
GNMA|ISHARES GNMA BD ETF|LEHM|Barclays Capital Inc./Le|1200
GNMA|ISHARES GNMA BD ETF|LIME|Lime Brokerage LLC|7955
GNMA|ISHARES GNMA BD ETF|MACC|Mid Atlantic Capital Corporation|208
GNMA|ISHARES GNMA BD ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
GNMA|ISHARES GNMA BD ETF|MSCO|MORGAN STANLEY & CO. LLC|18289
GNMA|ISHARES GNMA BD ETF|MSPL|MORGAN STANLEY & CO. LLC|2000
GNMA|ISHARES GNMA BD ETF|NFSC|National Financial Services LLC|33419
GNMA|ISHARES GNMA BD ETF|NITE|VIRTU Americas LLC|25625
GNMA|ISHARES GNMA BD ETF|NITP|VIRTU Americas LLC|200
GNMA|ISHARES GNMA BD ETF|NQRB|Brut, LLC|800
GNMA|ISHARES GNMA BD ETF|OPCO|Oppenheimer & Co. Inc.|100
GNMA|ISHARES GNMA BD ETF|PWJC|UBS Financial Services, Inc.|165
GNMA|ISHARES GNMA BD ETF|RAJA|Raymond James & Associates, Inc.|4465
GNMA|ISHARES GNMA BD ETF|RBCM|RBC CAPITAL MARKETS, LLC|100
GNMA|ISHARES GNMA BD ETF|SBSH|Citigroup Global Markets Inc.|2
GNMA|ISHARES GNMA BD ETF|SGMT|GOLDMAN SACHS & CO. LLC|27
GNMA|ISHARES GNMA BD ETF|STFL|Stifel, Nicolaus & Company, Incorporated|381
GNMA|ISHARES GNMA BD ETF|UBSA|UBS SECURITIES LLC|1583
GNMA|ISHARES GNMA BD ETF|UBSS|UBS Securities LLC|4599
GNMA|ISHARES GNMA BD ETF|VGRD|Vanguard Marketing Corporation|1702
GNMA|ISHARES GNMA BD ETF|WCHV|WELLS FARGO SECURITIES, LLC|312
GNMA|ISHARES GNMA BD ETF|WSEA|WOLVERINE SECURITIES, LLC|1
GNMA|ISHARES GNMA BD ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GNMA|ISHARES GNMA BD ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1611
GNMK|GENMARK DIAGNOSTICS|ADAM|CANACCORD GENUITY INC.|1200
GNMK|GENMARK DIAGNOSTICS|ALTX|Alternet Securities Inc.|2875
GNMK|GENMARK DIAGNOSTICS|APCC|Apex Clearing Corporation|206
GNMK|GENMARK DIAGNOSTICS|BATM|CBOE TRADING, INC.|1494
GNMK|GENMARK DIAGNOSTICS|BERN|Sanford C. Bernstein & Co., LLC|71405
GNMK|GENMARK DIAGNOSTICS|BIMI|Banca IMI Securities Corp.|22
GNMK|GENMARK DIAGNOSTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21199
GNMK|GENMARK DIAGNOSTICS|BLKX|INSTINET, LLC|50000
GNMK|GENMARK DIAGNOSTICS|BMOC|BMO Capital Markets Corp.|8206
GNMK|GENMARK DIAGNOSTICS|BNPX|BNP PARIBAS SECURITIES CORP.|2956
GNMK|GENMARK DIAGNOSTICS|BTIG|BTIG, LLC|11400
GNMK|GENMARK DIAGNOSTICS|BYXM|CBOE TRADING, INC.|400
GNMK|GENMARK DIAGNOSTICS|CANT|Cantor Fitzgerald & Co.|337
GNMK|GENMARK DIAGNOSTICS|CHAS|Charles Schwab & Co., Inc.|100
GNMK|GENMARK DIAGNOSTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|166131
GNMK|GENMARK DIAGNOSTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
GNMK|GENMARK DIAGNOSTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106573
GNMK|GENMARK DIAGNOSTICS|CTDL|Citadel Derivatives Group Llc|16548
GNMK|GENMARK DIAGNOSTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|46608
GNMK|GENMARK DIAGNOSTICS|DBAB|Deutsche Bank Securities Inc.|183176
GNMK|GENMARK DIAGNOSTICS|DBAX|Deutsche Bank Securities Inc.|74300
GNMK|GENMARK DIAGNOSTICS|DBUL|Deutsche Bank Securities Inc.|198
GNMK|GENMARK DIAGNOSTICS|DEGS|RONIN PROFESSIONAL LLC|9659
GNMK|GENMARK DIAGNOSTICS|EBXL|EBX LLC|57300
GNMK|GENMARK DIAGNOSTICS|EDJO|Edward D. Jones & Co., L.P.|50
GNMK|GENMARK DIAGNOSTICS|EGAM|CBOE TRADING, INC.|4077
GNMK|GENMARK DIAGNOSTICS|EGMT|EG MARKET TECHNOLOGIES LLC|220
GNMK|GENMARK DIAGNOSTICS|EGXM|CBOE TRADING, INC.|1265
GNMK|GENMARK DIAGNOSTICS|ETBE|Electronic Transaction Clearing, Inc.|1693
GNMK|GENMARK DIAGNOSTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5566
GNMK|GENMARK DIAGNOSTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2620
GNMK|GENMARK DIAGNOSTICS|ETRS|E*Trade Securities LLC|51998
GNMK|GENMARK DIAGNOSTICS|FBCO|Credit Suisse Securities (USA) LLC|325841
GNMK|GENMARK DIAGNOSTICS|FILL|Tradestation Securities, Inc.|3166
GNMK|GENMARK DIAGNOSTICS|FOMA|TD AMERITRADE CLEARING, INC.|29799
GNMK|GENMARK DIAGNOSTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77499
GNMK|GENMARK DIAGNOSTICS|FTBR|Foliofn Investments, Inc.|302
GNMK|GENMARK DIAGNOSTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|22793
GNMK|GENMARK DIAGNOSTICS|GLPX|ACS EXECUTION SERVICES, LLC|1720
GNMK|GENMARK DIAGNOSTICS|GSCO|GOLDMAN SACHS & CO. LLC|294076
GNMK|GENMARK DIAGNOSTICS|GSCS|GOLDMAN SACHS & CO. LLC|3488
GNMK|GENMARK DIAGNOSTICS|GSLT|GOLDMAN SACHS & CO. LLC|2119
GNMK|GENMARK DIAGNOSTICS|GTSZ|GTS SECURITIES LLC|10649
GNMK|GENMARK DIAGNOSTICS|HRBF|American Enterprise Investment Services Inc.|824
GNMK|GENMARK DIAGNOSTICS|IATS|INTERACTIVE BROKERS LLC|2254
GNMK|GENMARK DIAGNOSTICS|IBKR|Interactive Brokers Llc|28234
GNMK|GENMARK DIAGNOSTICS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|359
GNMK|GENMARK DIAGNOSTICS|ICBX|INSTINET, LLC|16800
GNMK|GENMARK DIAGNOSTICS|IEQY|CITADEL SECURITIES LLC|29960
GNMK|GENMARK DIAGNOSTICS|INCA|INSTINET, LLC|119885
GNMK|GENMARK DIAGNOSTICS|INJX|INSTINET, LLC|41445
GNMK|GENMARK DIAGNOSTICS|ITGI|ITG Inc.|6770
GNMK|GENMARK DIAGNOSTICS|ITGP|ITG INC.|126400
GNMK|GENMARK DIAGNOSTICS|JEFF|JEFFERIES LLC|156167
GNMK|GENMARK DIAGNOSTICS|JMPT|JUMP TRADING, LLC|11995
GNMK|GENMARK DIAGNOSTICS|JONE|JonesTrading|15220
GNMK|GENMARK DIAGNOSTICS|JPBX|J.P. MORGAN SECURITIES LLC|5639
GNMK|GENMARK DIAGNOSTICS|JPMX|J.P. Morgan Securities LLC|112460
GNMK|GENMARK DIAGNOSTICS|JSJX|JANE STREET CAPITAL LLC|5930
GNMK|GENMARK DIAGNOSTICS|KCGM|VIRTU Americas LLC|10707
GNMK|GENMARK DIAGNOSTICS|LEHM|Barclays Capital Inc./Le|207505
GNMK|GENMARK DIAGNOSTICS|LIME|Lime Brokerage LLC|161739
GNMK|GENMARK DIAGNOSTICS|LMGP|LIME BROKERAGE LLC|3014
GNMK|GENMARK DIAGNOSTICS|LQNA|LIQUIDNET, INC.|14000
GNMK|GENMARK DIAGNOSTICS|MAXM|Maxim Group LLC|5560
GNMK|GENMARK DIAGNOSTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70276
GNMK|GENMARK DIAGNOSTICS|MOTF|MOTIF INVESTING, INC.|29
GNMK|GENMARK DIAGNOSTICS|MSCO|MORGAN STANLEY & CO. LLC|857674
GNMK|GENMARK DIAGNOSTICS|MSPL|MORGAN STANLEY & CO. LLC|120300
GNMK|GENMARK DIAGNOSTICS|MSTX|MORGAN STANLEY & CO. LLC|67600
GNMK|GENMARK DIAGNOSTICS|MZHO|Mizuho Securities USA LLC|272401
GNMK|GENMARK DIAGNOSTICS|NFSC|National Financial Services LLC|77915
GNMK|GENMARK DIAGNOSTICS|NITE|VIRTU Americas LLC|146236
GNMK|GENMARK DIAGNOSTICS|NITP|VIRTU Americas LLC|4700
GNMK|GENMARK DIAGNOSTICS|NQRB|Brut, LLC|15344
GNMK|GENMARK DIAGNOSTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1418
GNMK|GENMARK DIAGNOSTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1550
GNMK|GENMARK DIAGNOSTICS|PDQM|CODA MARKETS, INC.|2920
GNMK|GENMARK DIAGNOSTICS|RAJA|Raymond James & Associates, Inc.|3900
GNMK|GENMARK DIAGNOSTICS|RBCM|RBC CAPITAL MARKETS, LLC|400
GNMK|GENMARK DIAGNOSTICS|RHCO|Suntrust Robinson Humphrey, Inc.|25927
GNMK|GENMARK DIAGNOSTICS|SAGL|SAGETRADER, LLC|9400
GNMK|GENMARK DIAGNOSTICS|SBSH|Citigroup Global Markets Inc.|78149
GNMK|GENMARK DIAGNOSTICS|SGMT|GOLDMAN SACHS & CO. LLC|23309
GNMK|GENMARK DIAGNOSTICS|SPDR|SPEEDROUTE LLC|679
GNMK|GENMARK DIAGNOSTICS|SPHN|Stephens Inc.|1874
GNMK|GENMARK DIAGNOSTICS|STFL|Stifel, Nicolaus & Company, Incorporated|2293
GNMK|GENMARK DIAGNOSTICS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7
GNMK|GENMARK DIAGNOSTICS|SWIM|TD Ameritrade, Inc.|12208
GNMK|GENMARK DIAGNOSTICS|TKNG|ALLY INVEST SECURITIES LLC|1374
GNMK|GENMARK DIAGNOSTICS|TRBT|Tradebot Systems, Inc.|85355
GNMK|GENMARK DIAGNOSTICS|TRCM|TRC MARKETS LLC|103482
GNMK|GENMARK DIAGNOSTICS|UBSA|UBS SECURITIES LLC|235727
GNMK|GENMARK DIAGNOSTICS|UBSS|UBS Securities LLC|474745
GNMK|GENMARK DIAGNOSTICS|VALX|VIRTU AMERICAS LLC|2690
GNMK|GENMARK DIAGNOSTICS|VGRD|Vanguard Marketing Corporation|5315
GNMK|GENMARK DIAGNOSTICS|VNDM|Wall Street Access|1085
GNMK|GENMARK DIAGNOSTICS|WBLR|WILLIAM BLAIR|100
GNMK|GENMARK DIAGNOSTICS|WCHV|WELLS FARGO SECURITIES, LLC|35668
GNMK|GENMARK DIAGNOSTICS|WEDB|WEDBUSH SECURITIES INC.|300
GNMK|GENMARK DIAGNOSTICS|WEED|Weeden & Co.L.P.|126700
GNMK|GENMARK DIAGNOSTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|932
GNMK|GENMARK DIAGNOSTICS|WFPB|Wells Fargo Securities, LLC.|1100
GNMK|GENMARK DIAGNOSTICS|WGIF|CIBC World Markets Inc.|2790
GNMK|GENMARK DIAGNOSTICS|WSEA|WOLVERINE SECURITIES, LLC|2797
GNMK|GENMARK DIAGNOSTICS|XIST|INSTINET, LLC|21000
GNMK|GENMARK DIAGNOSTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|39530
GNMK|GENMARK DIAGNOSTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
GNMK|GENMARK DIAGNOSTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2360
GNMX|AEVI GENOMIC MED CMN|ALTX|Alternet Securities Inc.|3420
GNMX|AEVI GENOMIC MED CMN|APCC|Apex Clearing Corporation|8716
GNMX|AEVI GENOMIC MED CMN|BATM|CBOE TRADING, INC.|48
GNMX|AEVI GENOMIC MED CMN|BERN|Sanford C. Bernstein & Co., LLC|22027
GNMX|AEVI GENOMIC MED CMN|BIMI|Banca IMI Securities Corp.|12860
GNMX|AEVI GENOMIC MED CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4000
GNMX|AEVI GENOMIC MED CMN|BLKX|INSTINET, LLC|31700
GNMX|AEVI GENOMIC MED CMN|CHAS|Charles Schwab & Co., Inc.|4200
GNMX|AEVI GENOMIC MED CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25
GNMX|AEVI GENOMIC MED CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
GNMX|AEVI GENOMIC MED CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21171
GNMX|AEVI GENOMIC MED CMN|CTDL|Citadel Derivatives Group Llc|1363
GNMX|AEVI GENOMIC MED CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5556
GNMX|AEVI GENOMIC MED CMN|DBAB|Deutsche Bank Securities Inc.|18191
GNMX|AEVI GENOMIC MED CMN|DBAX|Deutsche Bank Securities Inc.|8500
GNMX|AEVI GENOMIC MED CMN|DEGS|RONIN PROFESSIONAL LLC|26622
GNMX|AEVI GENOMIC MED CMN|EBXL|EBX LLC|12000
GNMX|AEVI GENOMIC MED CMN|EGAM|CBOE TRADING, INC.|718
GNMX|AEVI GENOMIC MED CMN|EGXM|CBOE TRADING, INC.|3702
GNMX|AEVI GENOMIC MED CMN|ETBE|Electronic Transaction Clearing, Inc.|620
GNMX|AEVI GENOMIC MED CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
GNMX|AEVI GENOMIC MED CMN|ETRS|E*Trade Securities LLC|165559
GNMX|AEVI GENOMIC MED CMN|FBCO|Credit Suisse Securities (USA) LLC|21851
GNMX|AEVI GENOMIC MED CMN|FILL|Tradestation Securities, Inc.|100
GNMX|AEVI GENOMIC MED CMN|FMAF|NBCN Inc./ CDS|3000
GNMX|AEVI GENOMIC MED CMN|FOMA|TD AMERITRADE CLEARING, INC.|191379
GNMX|AEVI GENOMIC MED CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15641
GNMX|AEVI GENOMIC MED CMN|FTBR|Foliofn Investments, Inc.|2859
GNMX|AEVI GENOMIC MED CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1625
GNMX|AEVI GENOMIC MED CMN|GLPX|ACS EXECUTION SERVICES, LLC|3175
GNMX|AEVI GENOMIC MED CMN|GSCO|GOLDMAN SACHS & CO. LLC|17153
GNMX|AEVI GENOMIC MED CMN|GSCS|GOLDMAN SACHS & CO. LLC|35603
GNMX|AEVI GENOMIC MED CMN|GSLT|GOLDMAN SACHS & CO. LLC|407
GNMX|AEVI GENOMIC MED CMN|GTSZ|GTS SECURITIES LLC|342
GNMX|AEVI GENOMIC MED CMN|HRBF|American Enterprise Investment Services Inc.|2000
GNMX|AEVI GENOMIC MED CMN|HSBC|HSBC Securities, Inc.|2000
GNMX|AEVI GENOMIC MED CMN|IATS|INTERACTIVE BROKERS LLC|4740
GNMX|AEVI GENOMIC MED CMN|IBKR|Interactive Brokers Llc|116007
GNMX|AEVI GENOMIC MED CMN|ICBX|INSTINET, LLC|15075
GNMX|AEVI GENOMIC MED CMN|INCA|INSTINET, LLC|10450
GNMX|AEVI GENOMIC MED CMN|INJX|INSTINET, LLC|28515
GNMX|AEVI GENOMIC MED CMN|ITGI|ITG Inc.|920
GNMX|AEVI GENOMIC MED CMN|ITGP|ITG INC.|9200
GNMX|AEVI GENOMIC MED CMN|JEFF|JEFFERIES LLC|6900
GNMX|AEVI GENOMIC MED CMN|JMPT|JUMP TRADING, LLC|1957
GNMX|AEVI GENOMIC MED CMN|JPMX|J.P. Morgan Securities LLC|17826
GNMX|AEVI GENOMIC MED CMN|JSJX|JANE STREET CAPITAL LLC|25
GNMX|AEVI GENOMIC MED CMN|KCGM|VIRTU Americas LLC|20821
GNMX|AEVI GENOMIC MED CMN|LEHM|Barclays Capital Inc./Le|30983
GNMX|AEVI GENOMIC MED CMN|LIME|Lime Brokerage LLC|20592
GNMX|AEVI GENOMIC MED CMN|LMGP|LIME BROKERAGE LLC|2600
GNMX|AEVI GENOMIC MED CMN|LSCI|Lek Securities Corporation|10
GNMX|AEVI GENOMIC MED CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GNMX|AEVI GENOMIC MED CMN|MAXM|Maxim Group LLC|80026
GNMX|AEVI GENOMIC MED CMN|MBTS|ALLY INVEST SECURITIES LLC|100
GNMX|AEVI GENOMIC MED CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5178
GNMX|AEVI GENOMIC MED CMN|MSCO|MORGAN STANLEY & CO. LLC|129118
GNMX|AEVI GENOMIC MED CMN|MSPL|MORGAN STANLEY & CO. LLC|23300
GNMX|AEVI GENOMIC MED CMN|NFSC|National Financial Services LLC|244857
GNMX|AEVI GENOMIC MED CMN|NITE|VIRTU Americas LLC|457117
GNMX|AEVI GENOMIC MED CMN|NITP|VIRTU Americas LLC|2000
GNMX|AEVI GENOMIC MED CMN|NQRB|Brut, LLC|1200
GNMX|AEVI GENOMIC MED CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2400
GNMX|AEVI GENOMIC MED CMN|PDQM|CODA MARKETS, INC.|6528
GNMX|AEVI GENOMIC MED CMN|RAJA|Raymond James & Associates, Inc.|1000
GNMX|AEVI GENOMIC MED CMN|SAGL|SAGETRADER, LLC|200
GNMX|AEVI GENOMIC MED CMN|SBSH|Citigroup Global Markets Inc.|2473
GNMX|AEVI GENOMIC MED CMN|SGMT|GOLDMAN SACHS & CO. LLC|9185
GNMX|AEVI GENOMIC MED CMN|SPDR|SPEEDROUTE LLC|700
GNMX|AEVI GENOMIC MED CMN|SWIM|TD Ameritrade, Inc.|55363
GNMX|AEVI GENOMIC MED CMN|TKNG|ALLY INVEST SECURITIES LLC|6204
GNMX|AEVI GENOMIC MED CMN|TRCM|TRC MARKETS LLC|17052
GNMX|AEVI GENOMIC MED CMN|TWTT|TASTYWORKS, INC.|25
GNMX|AEVI GENOMIC MED CMN|UBSA|UBS SECURITIES LLC|28763
GNMX|AEVI GENOMIC MED CMN|UBSS|UBS Securities LLC|102672
GNMX|AEVI GENOMIC MED CMN|VALX|VIRTU AMERICAS LLC|100
GNMX|AEVI GENOMIC MED CMN|VGRD|Vanguard Marketing Corporation|34816
GNMX|AEVI GENOMIC MED CMN|WCHV|WELLS FARGO SECURITIES, LLC|10216
GNMX|AEVI GENOMIC MED CMN|WEDB|WEDBUSH SECURITIES INC.|31978
GNMX|AEVI GENOMIC MED CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|194
GNMX|AEVI GENOMIC MED CMN|WGIF|CIBC World Markets Inc.|1352
GNMX|AEVI GENOMIC MED CMN|WSEA|WOLVERINE SECURITIES, LLC|8408
GNMX|AEVI GENOMIC MED CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|61200
GNMX|AEVI GENOMIC MED CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|800
GNPX|GENPREX, INC. CM|AGIS|Aegis Capital Corp.|750
GNPX|GENPREX, INC. CM|ALTX|Alternet Securities Inc.|200
GNPX|GENPREX, INC. CM|APCC|Apex Clearing Corporation|221
GNPX|GENPREX, INC. CM|BATM|CBOE TRADING, INC.|1360
GNPX|GENPREX, INC. CM|BAYT|BTIG, LLC|1400
GNPX|GENPREX, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|212
GNPX|GENPREX, INC. CM|BYXM|CBOE TRADING, INC.|1029
GNPX|GENPREX, INC. CM|CHAS|Charles Schwab & Co., Inc.|8158
GNPX|GENPREX, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3146
GNPX|GENPREX, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|598
GNPX|GENPREX, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28696
GNPX|GENPREX, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10206
GNPX|GENPREX, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|622
GNPX|GENPREX, INC. CM|DBAB|Deutsche Bank Securities Inc.|1284
GNPX|GENPREX, INC. CM|DBAX|Deutsche Bank Securities Inc.|10600
GNPX|GENPREX, INC. CM|DEAN|MORGAN STANLEY|218
GNPX|GENPREX, INC. CM|DEGS|RONIN PROFESSIONAL LLC|2704
GNPX|GENPREX, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13585
GNPX|GENPREX, INC. CM|EBXL|EBX LLC|11400
GNPX|GENPREX, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1700
GNPX|GENPREX, INC. CM|EGAM|CBOE TRADING, INC.|900
GNPX|GENPREX, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2944
GNPX|GENPREX, INC. CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
GNPX|GENPREX, INC. CM|ETRS|E*Trade Securities LLC|47459
GNPX|GENPREX, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|35451
GNPX|GENPREX, INC. CM|FILL|Tradestation Securities, Inc.|1414
GNPX|GENPREX, INC. CM|FMAF|NBCN Inc./ CDS|3900
GNPX|GENPREX, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|186441
GNPX|GENPREX, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2451
GNPX|GENPREX, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24114
GNPX|GENPREX, INC. CM|FTBR|Foliofn Investments, Inc.|125
GNPX|GENPREX, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3039
GNPX|GENPREX, INC. CM|GLIS|TD Securities Inc|500
GNPX|GENPREX, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|15497
GNPX|GENPREX, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|3624
GNPX|GENPREX, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|40
GNPX|GENPREX, INC. CM|GTSZ|GTS SECURITIES LLC|16379
GNPX|GENPREX, INC. CM|HRBF|American Enterprise Investment Services Inc.|40
GNPX|GENPREX, INC. CM|IATS|INTERACTIVE BROKERS LLC|3823
GNPX|GENPREX, INC. CM|IBKR|Interactive Brokers Llc|75060
GNPX|GENPREX, INC. CM|ICBX|INSTINET, LLC|3143
GNPX|GENPREX, INC. CM|INCA|INSTINET, LLC|8137
GNPX|GENPREX, INC. CM|ITGI|ITG Inc.|11040
GNPX|GENPREX, INC. CM|ITGP|ITG INC.|3400
GNPX|GENPREX, INC. CM|JMPT|JUMP TRADING, LLC|138
GNPX|GENPREX, INC. CM|JPMX|J.P. Morgan Securities LLC|1566
GNPX|GENPREX, INC. CM|KCGM|VIRTU Americas LLC|3955
GNPX|GENPREX, INC. CM|LEHM|Barclays Capital Inc./Le|10602
GNPX|GENPREX, INC. CM|LIME|Lime Brokerage LLC|14040
GNPX|GENPREX, INC. CM|LSCI|Lek Securities Corporation|3245
GNPX|GENPREX, INC. CM|MAXM|Maxim Group LLC|17141
GNPX|GENPREX, INC. CM|MBTS|ALLY INVEST SECURITIES LLC|500
GNPX|GENPREX, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4500
GNPX|GENPREX, INC. CM|MOTF|MOTIF INVESTING, INC.|35
GNPX|GENPREX, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|70183
GNPX|GENPREX, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|3000
GNPX|GENPREX, INC. CM|NFSC|National Financial Services LLC|195773
GNPX|GENPREX, INC. CM|NITE|VIRTU Americas LLC|287315
GNPX|GENPREX, INC. CM|NITP|VIRTU Americas LLC|1562
GNPX|GENPREX, INC. CM|NQRB|Brut, LLC|1600
GNPX|GENPREX, INC. CM|NTFN|Network 1 Financial Securities Inc.|2295
GNPX|GENPREX, INC. CM|OPCO|Oppenheimer & Co. Inc.|272
GNPX|GENPREX, INC. CM|PCFF|Pacific International Securities Inc./CDS|2000
GNPX|GENPREX, INC. CM|PDQM|CODA MARKETS, INC.|32575
GNPX|GENPREX, INC. CM|POIN|PRECISION SECURITIES, LLC (POIN)|1300
GNPX|GENPREX, INC. CM|RAJA|Raymond James & Associates, Inc.|3700
GNPX|GENPREX, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|24958
GNPX|GENPREX, INC. CM|RGLD|Regal Securities, Inc|300
GNPX|GENPREX, INC. CM|ROTH|Roth Capital Partners, LLC|1400
GNPX|GENPREX, INC. CM|SAGL|SAGETRADER, LLC|14921
GNPX|GENPREX, INC. CM|SBSH|Citigroup Global Markets Inc.|2273
GNPX|GENPREX, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|3422
GNPX|GENPREX, INC. CM|SPDR|SPEEDROUTE LLC|3379
GNPX|GENPREX, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|11460
GNPX|GENPREX, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|779
GNPX|GENPREX, INC. CM|SWIM|TD Ameritrade, Inc.|62298
GNPX|GENPREX, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|5587
GNPX|GENPREX, INC. CM|UBSA|UBS SECURITIES LLC|22084
GNPX|GENPREX, INC. CM|UBSS|UBS Securities LLC|53511
GNPX|GENPREX, INC. CM|VGRD|Vanguard Marketing Corporation|16617
GNPX|GENPREX, INC. CM|VSIN|Vision Financial Markets Llc|900
GNPX|GENPREX, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|9517
GNPX|GENPREX, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1466
GNPX|GENPREX, INC. CM|WGIF|CIBC World Markets Inc.|398
GNPX|GENPREX, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|4144
GNPX|GENPREX, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
GNPX|GENPREX, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5711
GNPX|GENPREX, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
GNR|SPDR GLB NAT RES ETF|ALTX|Alternet Securities Inc.|2900
GNR|SPDR GLB NAT RES ETF|APCC|Apex Clearing Corporation|11900
GNR|SPDR GLB NAT RES ETF|BARD|Robert W. Baird & Co. Incorporated|850
GNR|SPDR GLB NAT RES ETF|BATM|CBOE TRADING, INC.|2216
GNR|SPDR GLB NAT RES ETF|BBNT|BB&T SECURITIES, LLC|544
GNR|SPDR GLB NAT RES ETF|BERN|Sanford C. Bernstein & Co., LLC|100
GNR|SPDR GLB NAT RES ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|689
GNR|SPDR GLB NAT RES ETF|CANT|Cantor Fitzgerald & Co.|9567
GNR|SPDR GLB NAT RES ETF|CHAS|Charles Schwab & Co., Inc.|160286
GNR|SPDR GLB NAT RES ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13607
GNR|SPDR GLB NAT RES ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
GNR|SPDR GLB NAT RES ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25414
GNR|SPDR GLB NAT RES ETF|CSIN|Citadel Securities Institutional LLC|31506
GNR|SPDR GLB NAT RES ETF|CTDL|Citadel Derivatives Group Llc|58311
GNR|SPDR GLB NAT RES ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|369752
GNR|SPDR GLB NAT RES ETF|DADA|D.A. Davidson & Co.|418
GNR|SPDR GLB NAT RES ETF|DBAB|Deutsche Bank Securities Inc.|802
GNR|SPDR GLB NAT RES ETF|DBAX|Deutsche Bank Securities Inc.|94200
GNR|SPDR GLB NAT RES ETF|DEAN|MORGAN STANLEY|8205
GNR|SPDR GLB NAT RES ETF|DEGS|RONIN PROFESSIONAL LLC|600
GNR|SPDR GLB NAT RES ETF|EBXL|EBX LLC|91600
GNR|SPDR GLB NAT RES ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|797
GNR|SPDR GLB NAT RES ETF|EDJO|Edward D. Jones & Co., L.P.|2037
GNR|SPDR GLB NAT RES ETF|EGAM|CBOE TRADING, INC.|300
GNR|SPDR GLB NAT RES ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
GNR|SPDR GLB NAT RES ETF|EGXM|CBOE TRADING, INC.|771
GNR|SPDR GLB NAT RES ETF|ETBE|Electronic Transaction Clearing, Inc.|600
GNR|SPDR GLB NAT RES ETF|ETRS|E*Trade Securities LLC|2553
GNR|SPDR GLB NAT RES ETF|FMAF|NBCN Inc./ CDS|1700
GNR|SPDR GLB NAT RES ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70809
GNR|SPDR GLB NAT RES ETF|FTBR|Foliofn Investments, Inc.|183813
GNR|SPDR GLB NAT RES ETF|GLPX|ACS EXECUTION SERVICES, LLC|10384
GNR|SPDR GLB NAT RES ETF|GSCO|GOLDMAN SACHS & CO. LLC|174741
GNR|SPDR GLB NAT RES ETF|GSLT|GOLDMAN SACHS & CO. LLC|550
GNR|SPDR GLB NAT RES ETF|GTSZ|GTS SECURITIES LLC|300
GNR|SPDR GLB NAT RES ETF|HAPX|HAP Trading, LLC|6721
GNR|SPDR GLB NAT RES ETF|HRBF|American Enterprise Investment Services Inc.|4639
GNR|SPDR GLB NAT RES ETF|IATS|INTERACTIVE BROKERS LLC|2303
GNR|SPDR GLB NAT RES ETF|IBKR|Interactive Brokers Llc|2862
GNR|SPDR GLB NAT RES ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2478
GNR|SPDR GLB NAT RES ETF|ICBX|INSTINET, LLC|26380
GNR|SPDR GLB NAT RES ETF|INCA|INSTINET, LLC|5782
GNR|SPDR GLB NAT RES ETF|ITGI|ITG Inc.|15311
GNR|SPDR GLB NAT RES ETF|ITGP|ITG INC.|24400
GNR|SPDR GLB NAT RES ETF|JANY|Janney Montgomery Scott Inc.|565
GNR|SPDR GLB NAT RES ETF|JMPT|JUMP TRADING, LLC|1667
GNR|SPDR GLB NAT RES ETF|JPMX|J.P. Morgan Securities LLC|72212
GNR|SPDR GLB NAT RES ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|520226
GNR|SPDR GLB NAT RES ETF|JSJX|JANE STREET CAPITAL LLC|239759
GNR|SPDR GLB NAT RES ETF|KCGM|VIRTU Americas LLC|13233
GNR|SPDR GLB NAT RES ETF|LEHM|Barclays Capital Inc./Le|39200
GNR|SPDR GLB NAT RES ETF|LIME|Lime Brokerage LLC|10148
GNR|SPDR GLB NAT RES ETF|LSCI|Lek Securities Corporation|29
GNR|SPDR GLB NAT RES ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
GNR|SPDR GLB NAT RES ETF|MACC|Mid Atlantic Capital Corporation|5804
GNR|SPDR GLB NAT RES ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58954
GNR|SPDR GLB NAT RES ETF|MSCO|MORGAN STANLEY & CO. LLC|18286
GNR|SPDR GLB NAT RES ETF|MSPL|MORGAN STANLEY & CO. LLC|8000
GNR|SPDR GLB NAT RES ETF|NFSC|National Financial Services LLC|228161
GNR|SPDR GLB NAT RES ETF|NITE|VIRTU Americas LLC|339701
GNR|SPDR GLB NAT RES ETF|NITP|VIRTU Americas LLC|1900
GNR|SPDR GLB NAT RES ETF|NQRB|Brut, LLC|2000
GNR|SPDR GLB NAT RES ETF|NTBF|BMO Nesbitt Burns Inc./CDS|200
GNR|SPDR GLB NAT RES ETF|NTRC|Northern Trust Securities, Inc.|6818
GNR|SPDR GLB NAT RES ETF|OPCO|Oppenheimer & Co. Inc.|2445
GNR|SPDR GLB NAT RES ETF|PDQM|CODA MARKETS, INC.|38734
GNR|SPDR GLB NAT RES ETF|PWJC|UBS Financial Services, Inc.|6
GNR|SPDR GLB NAT RES ETF|RBCM|RBC CAPITAL MARKETS, LLC|12109
GNR|SPDR GLB NAT RES ETF|SAGL|SAGETRADER, LLC|2600
GNR|SPDR GLB NAT RES ETF|SALI|INTL FCSTONE FINANCIAL INC.|76
GNR|SPDR GLB NAT RES ETF|SBSH|Citigroup Global Markets Inc.|30148
GNR|SPDR GLB NAT RES ETF|SEIC|SEI Investments Distribution Co.|500
GNR|SPDR GLB NAT RES ETF|SGMT|GOLDMAN SACHS & CO. LLC|23868
GNR|SPDR GLB NAT RES ETF|SPDR|SPEEDROUTE LLC|2200
GNR|SPDR GLB NAT RES ETF|STFL|Stifel, Nicolaus & Company, Incorporated|251
GNR|SPDR GLB NAT RES ETF|STKP|STOCKPILE INVESTMENTS, INC.|34
GNR|SPDR GLB NAT RES ETF|SWIM|TD Ameritrade, Inc.|112
GNR|SPDR GLB NAT RES ETF|SWST|Hilltop Securities Inc.|2
GNR|SPDR GLB NAT RES ETF|TKNG|ALLY INVEST SECURITIES LLC|25
GNR|SPDR GLB NAT RES ETF|TRCM|TRC MARKETS LLC|200
GNR|SPDR GLB NAT RES ETF|UBSA|UBS SECURITIES LLC|78610
GNR|SPDR GLB NAT RES ETF|UBSS|UBS Securities LLC|421455
GNR|SPDR GLB NAT RES ETF|VALX|VIRTU AMERICAS LLC|601
GNR|SPDR GLB NAT RES ETF|VERT|The Vertical Trading Group, LLC|657
GNR|SPDR GLB NAT RES ETF|VGRD|Vanguard Marketing Corporation|2282
GNR|SPDR GLB NAT RES ETF|WCHV|WELLS FARGO SECURITIES, LLC|42098
GNR|SPDR GLB NAT RES ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1469
GNR|SPDR GLB NAT RES ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6604
GNR|SPDR GLB NAT RES ETF|WGIF|CIBC World Markets Inc.|25
GNR|SPDR GLB NAT RES ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|19
GNR|SPDR GLB NAT RES ETF|WSEA|WOLVERINE SECURITIES, LLC|2032
GNR|SPDR GLB NAT RES ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|4020
GNR|SPDR GLB NAT RES ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|300
GNR|SPDR GLB NAT RES ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17762
GNRC|GENERAC HLDS INC|ALTX|Alternet Securities Inc.|3000
GNRC|GENERAC HLDS INC|ANOS|ABEL/NOSER, L.L.C.|374
GNRC|GENERAC HLDS INC|APCC|Apex Clearing Corporation|9
GNRC|GENERAC HLDS INC|BALE|M&T SECURITIES, INC.|480
GNRC|GENERAC HLDS INC|BARD|Robert W. Baird & Co. Incorporated|2485
GNRC|GENERAC HLDS INC|BATM|CBOE TRADING, INC.|2568
GNRC|GENERAC HLDS INC|BAYT|BTIG, LLC|122100
GNRC|GENERAC HLDS INC|BBNT|BB&T SECURITIES, LLC|2
GNRC|GENERAC HLDS INC|BERN|Sanford C. Bernstein & Co., LLC|62016
GNRC|GENERAC HLDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2076
GNRC|GENERAC HLDS INC|BLKX|INSTINET, LLC|60000
GNRC|GENERAC HLDS INC|BMOC|BMO Capital Markets Corp.|544
GNRC|GENERAC HLDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|3284
GNRC|GENERAC HLDS INC|BTIG|BTIG, LLC|12823
GNRC|GENERAC HLDS INC|BYXM|CBOE TRADING, INC.|744
GNRC|GENERAC HLDS INC|BZYD|GOLDMAN SACHS & CO. LLC|229
GNRC|GENERAC HLDS INC|CANT|Cantor Fitzgerald & Co.|152
GNRC|GENERAC HLDS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|40000
GNRC|GENERAC HLDS INC|CHAS|Charles Schwab & Co., Inc.|201
GNRC|GENERAC HLDS INC|CICF|Canaccord Genuity Corp.|160
GNRC|GENERAC HLDS INC|CIST|Capital Institutional Services, Inc.|464
GNRC|GENERAC HLDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37348
GNRC|GENERAC HLDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6301
GNRC|GENERAC HLDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2100
GNRC|GENERAC HLDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|204471
GNRC|GENERAC HLDS INC|CTDL|Citadel Derivatives Group Llc|2378
GNRC|GENERAC HLDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|22198
GNRC|GENERAC HLDS INC|DBAB|Deutsche Bank Securities Inc.|43754
GNRC|GENERAC HLDS INC|DBAX|Deutsche Bank Securities Inc.|167500
GNRC|GENERAC HLDS INC|DCHF|Dart Executions, LLC|128
GNRC|GENERAC HLDS INC|DEAN|MORGAN STANLEY|3153
GNRC|GENERAC HLDS INC|DEGS|RONIN PROFESSIONAL LLC|300
GNRC|GENERAC HLDS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9700
GNRC|GENERAC HLDS INC|EBXL|EBX LLC|67600
GNRC|GENERAC HLDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7585
GNRC|GENERAC HLDS INC|EDJC|Edward Jones / CDS|100
GNRC|GENERAC HLDS INC|EDJO|Edward D. Jones & Co., L.P.|1188
GNRC|GENERAC HLDS INC|EGAM|CBOE TRADING, INC.|9522
GNRC|GENERAC HLDS INC|EGMT|EG MARKET TECHNOLOGIES LLC|529
GNRC|GENERAC HLDS INC|EGXM|CBOE TRADING, INC.|1570
GNRC|GENERAC HLDS INC|ETBE|Electronic Transaction Clearing, Inc.|4152
GNRC|GENERAC HLDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9421
GNRC|GENERAC HLDS INC|ETRS|E*Trade Securities LLC|7425
GNRC|GENERAC HLDS INC|EVRS|E1 ASSET MANAGEMENT, INC.|1690
GNRC|GENERAC HLDS INC|FILL|Tradestation Securities, Inc.|10
GNRC|GENERAC HLDS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|592
GNRC|GENERAC HLDS INC|FQLS|Quantlab Securities LP|77295
GNRC|GENERAC HLDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74242
GNRC|GENERAC HLDS INC|FTBR|Foliofn Investments, Inc.|6879
GNRC|GENERAC HLDS INC|GLPX|ACS EXECUTION SERVICES, LLC|12581
GNRC|GENERAC HLDS INC|GSCO|GOLDMAN SACHS & CO. LLC|243213
GNRC|GENERAC HLDS INC|GSCS|GOLDMAN SACHS & CO. LLC|3300
GNRC|GENERAC HLDS INC|GSLT|GOLDMAN SACHS & CO. LLC|5876
GNRC|GENERAC HLDS INC|GTSZ|GTS SECURITIES LLC|22848
GNRC|GENERAC HLDS INC|HPPX|POTAMUS TRADING, LLC|1031
GNRC|GENERAC HLDS INC|HRBF|American Enterprise Investment Services Inc.|1600
GNRC|GENERAC HLDS INC|HSBC|HSBC Securities, Inc.|11222
GNRC|GENERAC HLDS INC|IATS|INTERACTIVE BROKERS LLC|3441
GNRC|GENERAC HLDS INC|IBKR|Interactive Brokers Llc|1271
GNRC|GENERAC HLDS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|181
GNRC|GENERAC HLDS INC|ICBX|INSTINET, LLC|38400
GNRC|GENERAC HLDS INC|IEQY|CITADEL SECURITIES LLC|24622
GNRC|GENERAC HLDS INC|INCA|INSTINET, LLC|70335
GNRC|GENERAC HLDS INC|INJX|INSTINET, LLC|2558
GNRC|GENERAC HLDS INC|ITGI|ITG Inc.|30236
GNRC|GENERAC HLDS INC|ITGP|ITG INC.|125600
GNRC|GENERAC HLDS INC|JANY|Janney Montgomery Scott Inc.|297
GNRC|GENERAC HLDS INC|JEFF|JEFFERIES LLC|69365
GNRC|GENERAC HLDS INC|JMPT|JUMP TRADING, LLC|18642
GNRC|GENERAC HLDS INC|JPBX|J.P. MORGAN SECURITIES LLC|29756
GNRC|GENERAC HLDS INC|JPMX|J.P. Morgan Securities LLC|132832
GNRC|GENERAC HLDS INC|JSJX|JANE STREET CAPITAL LLC|3993
GNRC|GENERAC HLDS INC|KCGM|VIRTU Americas LLC|21868
GNRC|GENERAC HLDS INC|LEHM|Barclays Capital Inc./Le|160180
GNRC|GENERAC HLDS INC|LIME|Lime Brokerage LLC|6792
GNRC|GENERAC HLDS INC|LQNA|LIQUIDNET, INC.|19600
GNRC|GENERAC HLDS INC|LSCI|Lek Securities Corporation|733
GNRC|GENERAC HLDS INC|MBTS|ALLY INVEST SECURITIES LLC|120
GNRC|GENERAC HLDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42700
GNRC|GENERAC HLDS INC|MOTF|MOTIF INVESTING, INC.|1
GNRC|GENERAC HLDS INC|MSCO|MORGAN STANLEY & CO. LLC|427610
GNRC|GENERAC HLDS INC|MSPL|MORGAN STANLEY & CO. LLC|157600
GNRC|GENERAC HLDS INC|MSTX|MORGAN STANLEY & CO. LLC|35700
GNRC|GENERAC HLDS INC|NATL|National Securities Corporation|100
GNRC|GENERAC HLDS INC|NFSC|National Financial Services LLC|43333
GNRC|GENERAC HLDS INC|NITE|VIRTU Americas LLC|157789
GNRC|GENERAC HLDS INC|NQRB|Brut, LLC|5082
GNRC|GENERAC HLDS INC|NTBF|BMO Nesbitt Burns Inc./CDS|150
GNRC|GENERAC HLDS INC|OHOS|TWO SIGMA SECURITIES, LLC|4844
GNRC|GENERAC HLDS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|520
GNRC|GENERAC HLDS INC|PDQM|CODA MARKETS, INC.|76091
GNRC|GENERAC HLDS INC|PWJC|UBS Financial Services, Inc.|1050
GNRC|GENERAC HLDS INC|QMSR|QUATTRO M SECURITIES INC.|295
GNRC|GENERAC HLDS INC|RBCM|RBC CAPITAL MARKETS, LLC|3790
GNRC|GENERAC HLDS INC|SAGL|SAGETRADER, LLC|5030
GNRC|GENERAC HLDS INC|SALI|INTL FCSTONE FINANCIAL INC.|100
GNRC|GENERAC HLDS INC|SBSH|Citigroup Global Markets Inc.|44476
GNRC|GENERAC HLDS INC|SGMT|GOLDMAN SACHS & CO. LLC|49144
GNRC|GENERAC HLDS INC|SPDR|SPEEDROUTE LLC|21624
GNRC|GENERAC HLDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|3368
GNRC|GENERAC HLDS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3273
GNRC|GENERAC HLDS INC|SWIM|TD Ameritrade, Inc.|3994
GNRC|GENERAC HLDS INC|TKNG|ALLY INVEST SECURITIES LLC|330
GNRC|GENERAC HLDS INC|TMBR|Timber Hill LLC|82
GNRC|GENERAC HLDS INC|TRBT|Tradebot Systems, Inc.|58596
GNRC|GENERAC HLDS INC|TRCM|TRC MARKETS LLC|53902
GNRC|GENERAC HLDS INC|UBSA|UBS SECURITIES LLC|231071
GNRC|GENERAC HLDS INC|UBSS|UBS Securities LLC|323433
GNRC|GENERAC HLDS INC|VALX|VIRTU AMERICAS LLC|7407
GNRC|GENERAC HLDS INC|VGRD|Vanguard Marketing Corporation|10064
GNRC|GENERAC HLDS INC|WBLR|WILLIAM BLAIR|1200
GNRC|GENERAC HLDS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|898
GNRC|GENERAC HLDS INC|WCHV|WELLS FARGO SECURITIES, LLC|45839
GNRC|GENERAC HLDS INC|WEED|Weeden & Co.L.P.|821
GNRC|GENERAC HLDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4698
GNRC|GENERAC HLDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1402
GNRC|GENERAC HLDS INC|WGIF|CIBC World Markets Inc.|340
GNRC|GENERAC HLDS INC|WSEA|WOLVERINE SECURITIES, LLC|7976
GNRC|GENERAC HLDS INC|XIST|INSTINET, LLC|12200
GNRC|GENERAC HLDS INC|XPQR|Jump Trading|400
GNRC|GENERAC HLDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7622
GNRC|GENERAC HLDS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4015
GNRC|GENERAC HLDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|202
GNRX|VANECK VECTORS GENER|CANT|Cantor Fitzgerald & Co.|103
GNRX|VANECK VECTORS GENER|ETRS|E*Trade Securities LLC|300
GNRX|VANECK VECTORS GENER|FBCO|Credit Suisse Securities (USA) LLC|500
GNRX|VANECK VECTORS GENER|FOMA|TD AMERITRADE CLEARING, INC.|1536
GNRX|VANECK VECTORS GENER|IBKR|Interactive Brokers Llc|1852
GNRX|VANECK VECTORS GENER|JSJX|JANE STREET CAPITAL LLC|305
GNRX|VANECK VECTORS GENER|LIME|Lime Brokerage LLC|315
GNRX|VANECK VECTORS GENER|MSCO|MORGAN STANLEY & CO. LLC|63
GNRX|VANECK VECTORS GENER|NFSC|National Financial Services LLC|305
GNRX|VANECK VECTORS GENER|NITE|VIRTU Americas LLC|1634
GNRX|VANECK VECTORS GENER|RAJA|Raymond James & Associates, Inc.|155
GNRX|VANECK VECTORS GENER|UBSS|UBS Securities LLC|34
GNRX|VANECK VECTORS GENER|VGRD|Vanguard Marketing Corporation|9
GNRX|VANECK VECTORS GENER|WSEA|WOLVERINE SECURITIES, LLC|1
GNT|GAMCO NATL RESRCS|APCC|Apex Clearing Corporation|37
GNT|GAMCO NATL RESRCS|BARD|Robert W. Baird & Co. Incorporated|101
GNT|GAMCO NATL RESRCS|BATM|CBOE TRADING, INC.|1276
GNT|GAMCO NATL RESRCS|BTIG|BTIG, LLC|70
GNT|GAMCO NATL RESRCS|CANT|Cantor Fitzgerald & Co.|30996
GNT|GAMCO NATL RESRCS|CHAS|Charles Schwab & Co., Inc.|2803
GNT|GAMCO NATL RESRCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8117
GNT|GAMCO NATL RESRCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5550
GNT|GAMCO NATL RESRCS|DBAX|Deutsche Bank Securities Inc.|2100
GNT|GAMCO NATL RESRCS|DEAN|MORGAN STANLEY|10275
GNT|GAMCO NATL RESRCS|DEGS|RONIN PROFESSIONAL LLC|170
GNT|GAMCO NATL RESRCS|EBXL|EBX LLC|3600
GNT|GAMCO NATL RESRCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9
GNT|GAMCO NATL RESRCS|EDJO|Edward D. Jones & Co., L.P.|3738
GNT|GAMCO NATL RESRCS|ETRS|E*Trade Securities LLC|10908
GNT|GAMCO NATL RESRCS|FILL|Tradestation Securities, Inc.|776
GNT|GAMCO NATL RESRCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1769
GNT|GAMCO NATL RESRCS|FTBR|Foliofn Investments, Inc.|64
GNT|GAMCO NATL RESRCS|GLPX|ACS EXECUTION SERVICES, LLC|12
GNT|GAMCO NATL RESRCS|GSCO|GOLDMAN SACHS & CO. LLC|1422
GNT|GAMCO NATL RESRCS|GSLT|GOLDMAN SACHS & CO. LLC|599
GNT|GAMCO NATL RESRCS|GTSZ|GTS SECURITIES LLC|200
GNT|GAMCO NATL RESRCS|HRBF|American Enterprise Investment Services Inc.|3822
GNT|GAMCO NATL RESRCS|IATS|INTERACTIVE BROKERS LLC|3278
GNT|GAMCO NATL RESRCS|IBKR|Interactive Brokers Llc|11252
GNT|GAMCO NATL RESRCS|ICBX|INSTINET, LLC|1000
GNT|GAMCO NATL RESRCS|INCA|INSTINET, LLC|5056
GNT|GAMCO NATL RESRCS|ITGI|ITG Inc.|1000
GNT|GAMCO NATL RESRCS|ITGP|ITG INC.|800
GNT|GAMCO NATL RESRCS|JANY|Janney Montgomery Scott Inc.|9655
GNT|GAMCO NATL RESRCS|JPMX|J.P. Morgan Securities LLC|1200
GNT|GAMCO NATL RESRCS|KCGM|VIRTU Americas LLC|898
GNT|GAMCO NATL RESRCS|LEHM|Barclays Capital Inc./Le|200
GNT|GAMCO NATL RESRCS|LGNT|COR CLEARING LLC|11
GNT|GAMCO NATL RESRCS|LIME|Lime Brokerage LLC|1901
GNT|GAMCO NATL RESRCS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|260
GNT|GAMCO NATL RESRCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
GNT|GAMCO NATL RESRCS|MOTF|MOTIF INVESTING, INC.|2
GNT|GAMCO NATL RESRCS|MSCO|MORGAN STANLEY & CO. LLC|46786
GNT|GAMCO NATL RESRCS|MSPL|MORGAN STANLEY & CO. LLC|500
GNT|GAMCO NATL RESRCS|NFSC|National Financial Services LLC|97879
GNT|GAMCO NATL RESRCS|NITE|VIRTU Americas LLC|185916
GNT|GAMCO NATL RESRCS|NQRB|Brut, LLC|700
GNT|GAMCO NATL RESRCS|OPCO|Oppenheimer & Co. Inc.|16670
GNT|GAMCO NATL RESRCS|PDQM|CODA MARKETS, INC.|215
GNT|GAMCO NATL RESRCS|PWJC|UBS Financial Services, Inc.|2900
GNT|GAMCO NATL RESRCS|RBCM|RBC CAPITAL MARKETS, LLC|10766
GNT|GAMCO NATL RESRCS|SGMT|GOLDMAN SACHS & CO. LLC|2202
GNT|GAMCO NATL RESRCS|STFL|Stifel, Nicolaus & Company, Incorporated|2643
GNT|GAMCO NATL RESRCS|SWIM|TD Ameritrade, Inc.|15863
GNT|GAMCO NATL RESRCS|SWST|Hilltop Securities Inc.|6141
GNT|GAMCO NATL RESRCS|TKNG|ALLY INVEST SECURITIES LLC|147
GNT|GAMCO NATL RESRCS|TRBT|Tradebot Systems, Inc.|1612
GNT|GAMCO NATL RESRCS|UBSA|UBS SECURITIES LLC|10584
GNT|GAMCO NATL RESRCS|UBSS|UBS Securities LLC|28228
GNT|GAMCO NATL RESRCS|VGRD|Vanguard Marketing Corporation|12423
GNT|GAMCO NATL RESRCS|WCHV|WELLS FARGO SECURITIES, LLC|72026
GNT|GAMCO NATL RESRCS|WEDB|WEDBUSH SECURITIES INC.|5
GNT|GAMCO NATL RESRCS|WEED|Weeden & Co.L.P.|5306
GNT|GAMCO NATL RESRCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|528
GNT|GAMCO NATL RESRCS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18763
GNT|GAMCO NATL RESRCS|WSEA|WOLVERINE SECURITIES, LLC|1201
GNT|GAMCO NATL RESRCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
GNT|GAMCO NATL RESRCS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11046
GNT$A|GAMCO NATURAL 5.20 A|BATM|CBOE TRADING, INC.|100
GNT$A|GAMCO NATURAL 5.20 A|DBAX|Deutsche Bank Securities Inc.|100
GNT$A|GAMCO NATURAL 5.20 A|DEAN|MORGAN STANLEY|3500
GNT$A|GAMCO NATURAL 5.20 A|ETRS|E*Trade Securities LLC|524
GNT$A|GAMCO NATURAL 5.20 A|GTSZ|GTS SECURITIES LLC|100
GNT$A|GAMCO NATURAL 5.20 A|HRBF|American Enterprise Investment Services Inc.|3783
GNT$A|GAMCO NATURAL 5.20 A|IATS|INTERACTIVE BROKERS LLC|15
GNT$A|GAMCO NATURAL 5.20 A|IBKR|Interactive Brokers Llc|700
GNT$A|GAMCO NATURAL 5.20 A|LEHM|Barclays Capital Inc./Le|400
GNT$A|GAMCO NATURAL 5.20 A|LIME|Lime Brokerage LLC|235
GNT$A|GAMCO NATURAL 5.20 A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GNT$A|GAMCO NATURAL 5.20 A|MSCO|MORGAN STANLEY & CO. LLC|2421
GNT$A|GAMCO NATURAL 5.20 A|NFSC|National Financial Services LLC|4800
GNT$A|GAMCO NATURAL 5.20 A|NITE|VIRTU Americas LLC|10622
GNT$A|GAMCO NATURAL 5.20 A|NQRB|Brut, LLC|600
GNT$A|GAMCO NATURAL 5.20 A|SPDR|SPEEDROUTE LLC|100
GNT$A|GAMCO NATURAL 5.20 A|STFL|Stifel, Nicolaus & Company, Incorporated|400
GNT$A|GAMCO NATURAL 5.20 A|UBSA|UBS SECURITIES LLC|300
GNT$A|GAMCO NATURAL 5.20 A|UBSS|UBS Securities LLC|1546
GNT$A|GAMCO NATURAL 5.20 A|VGRD|Vanguard Marketing Corporation|1060
GNT$A|GAMCO NATURAL 5.20 A|WCHV|WELLS FARGO SECURITIES, LLC|11644
GNT$A|GAMCO NATURAL 5.20 A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|243
GNTX|GENTEX CORP|ADAM|CANACCORD GENUITY INC.|15427
GNTX|GENTEX CORP|AGIS|Aegis Capital Corp.|500
GNTX|GENTEX CORP|ALTX|Alternet Securities Inc.|9952
GNTX|GENTEX CORP|ANOS|ABEL/NOSER, L.L.C.|781
GNTX|GENTEX CORP|APCC|Apex Clearing Corporation|748
GNTX|GENTEX CORP|BANK|Primevest Financial Services, Inc.|1308
GNTX|GENTEX CORP|BARD|Robert W. Baird & Co. Incorporated|66397
GNTX|GENTEX CORP|BATM|CBOE TRADING, INC.|4618
GNTX|GENTEX CORP|BAYC|BAY CREST PARTNERS, LLC|70
GNTX|GENTEX CORP|BAYT|BTIG, LLC|500
GNTX|GENTEX CORP|BBNT|BB&T SECURITIES, LLC|339
GNTX|GENTEX CORP|BERN|Sanford C. Bernstein & Co., LLC|222708
GNTX|GENTEX CORP|BIAD|SAGETRADER, LLC|500
GNTX|GENTEX CORP|BIMI|Banca IMI Securities Corp.|300
GNTX|GENTEX CORP|BKCM|BNY Mellon Capital Markets LLC|45519
GNTX|GENTEX CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21222
GNTX|GENTEX CORP|BLKX|INSTINET, LLC|12500
GNTX|GENTEX CORP|BMOC|BMO Capital Markets Corp.|86601
GNTX|GENTEX CORP|BNPX|BNP PARIBAS SECURITIES CORP.|44993
GNTX|GENTEX CORP|BRVL|BLAYLOCK VAN, LLC|3000
GNTX|GENTEX CORP|BTIG|BTIG, LLC|33670
GNTX|GENTEX CORP|BYXM|CBOE TRADING, INC.|4999
GNTX|GENTEX CORP|BZYD|GOLDMAN SACHS & CO. LLC|1900
GNTX|GENTEX CORP|CANT|Cantor Fitzgerald & Co.|33120
GNTX|GENTEX CORP|CHAS|Charles Schwab & Co., Inc.|11019
GNTX|GENTEX CORP|CIBP|CIBC World Markets Corp.|194400
GNTX|GENTEX CORP|CIST|Capital Institutional Services, Inc.|4804
GNTX|GENTEX CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|935864
GNTX|GENTEX CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1021
GNTX|GENTEX CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5671
GNTX|GENTEX CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|837945
GNTX|GENTEX CORP|CTDL|Citadel Derivatives Group Llc|28761
GNTX|GENTEX CORP|CTLR|CUTLER GROUP, LP|100
GNTX|GENTEX CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|107160
GNTX|GENTEX CORP|DADA|D.A. Davidson & Co.|2340
GNTX|GENTEX CORP|DAVA|Davenport & Company LLC|246
GNTX|GENTEX CORP|DBAB|Deutsche Bank Securities Inc.|1309078
GNTX|GENTEX CORP|DBAX|Deutsche Bank Securities Inc.|750300
GNTX|GENTEX CORP|DBUL|Deutsche Bank Securities Inc.|18257
GNTX|GENTEX CORP|DEAN|MORGAN STANLEY|50647
GNTX|GENTEX CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6886
GNTX|GENTEX CORP|EBXL|EBX LLC|339600
GNTX|GENTEX CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|66320
GNTX|GENTEX CORP|EDJC|Edward Jones / CDS|216
GNTX|GENTEX CORP|EDJO|Edward D. Jones & Co., L.P.|13668
GNTX|GENTEX CORP|EGAM|CBOE TRADING, INC.|15500
GNTX|GENTEX CORP|EGAW|CBOE TRADING, INC.|2167
GNTX|GENTEX CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
GNTX|GENTEX CORP|EGXM|CBOE TRADING, INC.|6383
GNTX|GENTEX CORP|ELEV|ELEVATION, LLC|43892
GNTX|GENTEX CORP|ESPO|ESPOSITO SECURITIES, LLC|2232
GNTX|GENTEX CORP|ETBE|Electronic Transaction Clearing, Inc.|58227
GNTX|GENTEX CORP|ETCB|ETC BROKERAGE SERVICES, LLC|600
GNTX|GENTEX CORP|ETCC|Electronic Transaction Clearing, Inc.|1780
GNTX|GENTEX CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11928
GNTX|GENTEX CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11868
GNTX|GENTEX CORP|ETRS|E*Trade Securities LLC|132287
GNTX|GENTEX CORP|FBCO|Credit Suisse Securities (USA) LLC|1790728
GNTX|GENTEX CORP|FBRC|B. RILEY FBR, INC.|975575
GNTX|GENTEX CORP|FBSB|U.S. Bancorp Investments, Inc.|43
GNTX|GENTEX CORP|FILL|Tradestation Securities, Inc.|19427
GNTX|GENTEX CORP|FINX|FINTECH SECURITIES|5052
GNTX|GENTEX CORP|FMAF|NBCN Inc./ CDS|1934
GNTX|GENTEX CORP|FOMA|TD AMERITRADE CLEARING, INC.|319727
GNTX|GENTEX CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|26010
GNTX|GENTEX CORP|FQLS|Quantlab Securities LP|787671
GNTX|GENTEX CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|258824
GNTX|GENTEX CORP|FTBR|Foliofn Investments, Inc.|13927
GNTX|GENTEX CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|24205
GNTX|GENTEX CORP|GLPX|ACS EXECUTION SERVICES, LLC|19137
GNTX|GENTEX CORP|GSCO|GOLDMAN SACHS & CO. LLC|2965513
GNTX|GENTEX CORP|GSCS|GOLDMAN SACHS & CO. LLC|90338
GNTX|GENTEX CORP|GSLT|GOLDMAN SACHS & CO. LLC|7758
GNTX|GENTEX CORP|GTSZ|GTS SECURITIES LLC|125093
GNTX|GENTEX CORP|HRBF|American Enterprise Investment Services Inc.|7371
GNTX|GENTEX CORP|HSBC|HSBC Securities, Inc.|1632
GNTX|GENTEX CORP|IATS|INTERACTIVE BROKERS LLC|14373
GNTX|GENTEX CORP|IBKR|Interactive Brokers Llc|188062
GNTX|GENTEX CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|625
GNTX|GENTEX CORP|ICBX|INSTINET, LLC|210516
GNTX|GENTEX CORP|IEQY|CITADEL SECURITIES LLC|251453
GNTX|GENTEX CORP|INCA|INSTINET, LLC|1055103
GNTX|GENTEX CORP|INJX|INSTINET, LLC|40930
GNTX|GENTEX CORP|ITGI|ITG Inc.|398285
GNTX|GENTEX CORP|ITGP|ITG INC.|825000
GNTX|GENTEX CORP|JANY|Janney Montgomery Scott Inc.|5285
GNTX|GENTEX CORP|JEFF|JEFFERIES LLC|401927
GNTX|GENTEX CORP|JMPT|JUMP TRADING, LLC|111633
GNTX|GENTEX CORP|JONE|JonesTrading|326
GNTX|GENTEX CORP|JPBX|J.P. MORGAN SECURITIES LLC|42148
GNTX|GENTEX CORP|JPMX|J.P. Morgan Securities LLC|794430
GNTX|GENTEX CORP|JSJX|JANE STREET CAPITAL LLC|38066
GNTX|GENTEX CORP|KCGM|VIRTU Americas LLC|111585
GNTX|GENTEX CORP|LEHM|Barclays Capital Inc./Le|1868154
GNTX|GENTEX CORP|LIME|Lime Brokerage LLC|256490
GNTX|GENTEX CORP|LMGP|LIME BROKERAGE LLC|4500
GNTX|GENTEX CORP|LOOP|Loop Capital Markets LLC|11354
GNTX|GENTEX CORP|LQNA|LIQUIDNET, INC.|281700
GNTX|GENTEX CORP|LQNB|LIQUIDNET, INC.|505
GNTX|GENTEX CORP|LSCI|Lek Securities Corporation|558
GNTX|GENTEX CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GNTX|GENTEX CORP|MACQ|Macquarie Capital (USA) Inc.|2456
GNTX|GENTEX CORP|MAXM|Maxim Group LLC|555
GNTX|GENTEX CORP|MBTS|ALLY INVEST SECURITIES LLC|2768
GNTX|GENTEX CORP|MCBT|Moors & Cabot, Inc.|1000
GNTX|GENTEX CORP|MCMF|Raymond James Ltd. Cds|3
GNTX|GENTEX CORP|MKMP|MKM Partners LLC|10000
GNTX|GENTEX CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|382584
GNTX|GENTEX CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
GNTX|GENTEX CORP|MOTF|MOTIF INVESTING, INC.|28
GNTX|GENTEX CORP|MSCO|MORGAN STANLEY & CO. LLC|6166928
GNTX|GENTEX CORP|MSPL|MORGAN STANLEY & CO. LLC|496900
GNTX|GENTEX CORP|MSTX|MORGAN STANLEY & CO. LLC|372500
GNTX|GENTEX CORP|NATL|National Securities Corporation|500
GNTX|GENTEX CORP|NFSC|National Financial Services LLC|480576
GNTX|GENTEX CORP|NITE|VIRTU Americas LLC|995128
GNTX|GENTEX CORP|NITP|VIRTU Americas LLC|2662
GNTX|GENTEX CORP|NQRB|Brut, LLC|25644
GNTX|GENTEX CORP|NTFN|Network 1 Financial Securities Inc.|1000
GNTX|GENTEX CORP|NTRC|Northern Trust Securities, Inc.|10254
GNTX|GENTEX CORP|OHOS|TWO SIGMA SECURITIES, LLC|29177
GNTX|GENTEX CORP|OPCO|Oppenheimer & Co. Inc.|21578
GNTX|GENTEX CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2753
GNTX|GENTEX CORP|PDQM|CODA MARKETS, INC.|23053
GNTX|GENTEX CORP|PHLY|NASDAQ Execution Services, LLC|2000
GNTX|GENTEX CORP|PIPR|Piper Jaffray & Co.|6669
GNTX|GENTEX CORP|PWJC|UBS Financial Services, Inc.|32
GNTX|GENTEX CORP|RAJA|Raymond James & Associates, Inc.|6332
GNTX|GENTEX CORP|RBCM|RBC CAPITAL MARKETS, LLC|21656
GNTX|GENTEX CORP|RGLD|Regal Securities, Inc|20
GNTX|GENTEX CORP|RHCO|Suntrust Robinson Humphrey, Inc.|80300
GNTX|GENTEX CORP|SAGL|SAGETRADER, LLC|37840
GNTX|GENTEX CORP|SAGW|SAGETRADER, LLC|442
GNTX|GENTEX CORP|SBSH|Citigroup Global Markets Inc.|622212
GNTX|GENTEX CORP|SEIC|SEI Investments Distribution Co.|535
GNTX|GENTEX CORP|SGMT|GOLDMAN SACHS & CO. LLC|356057
GNTX|GENTEX CORP|SPDR|SPEEDROUTE LLC|1565
GNTX|GENTEX CORP|SPHN|Stephens Inc.|3982
GNTX|GENTEX CORP|STFL|Stifel, Nicolaus & Company, Incorporated|69930
GNTX|GENTEX CORP|STKP|STOCKPILE INVESTMENTS, INC.|64
GNTX|GENTEX CORP|STRS|STRATEGAS RESEARCH PARTNERS|200
GNTX|GENTEX CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6
GNTX|GENTEX CORP|SWIM|TD Ameritrade, Inc.|71096
GNTX|GENTEX CORP|SWST|Hilltop Securities Inc.|39409
GNTX|GENTEX CORP|TKNG|ALLY INVEST SECURITIES LLC|3679
GNTX|GENTEX CORP|TONC|CUTTONE & CO., LLC|6118
GNTX|GENTEX CORP|TRBT|Tradebot Systems, Inc.|487254
GNTX|GENTEX CORP|TRCM|TRC MARKETS LLC|206917
GNTX|GENTEX CORP|TWTT|TASTYWORKS, INC.|500
GNTX|GENTEX CORP|UBSA|UBS SECURITIES LLC|1462573
GNTX|GENTEX CORP|UBSS|UBS Securities LLC|2704376
GNTX|GENTEX CORP|VALX|VIRTU AMERICAS LLC|48720
GNTX|GENTEX CORP|VERT|The Vertical Trading Group, LLC|2000
GNTX|GENTEX CORP|VGRD|Vanguard Marketing Corporation|16319
GNTX|GENTEX CORP|VNDM|Wall Street Access|1123
GNTX|GENTEX CORP|WBLR|WILLIAM BLAIR|1005
GNTX|GENTEX CORP|WCHV|WELLS FARGO SECURITIES, LLC|149756
GNTX|GENTEX CORP|WDNX|WEEDEN & CO.L.P.|14016
GNTX|GENTEX CORP|WEDB|WEDBUSH SECURITIES INC.|240
GNTX|GENTEX CORP|WEED|Weeden & Co.L.P.|57242
GNTX|GENTEX CORP|WESC|Wellington Shields & Co., LLC|1800
GNTX|GENTEX CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5822
GNTX|GENTEX CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15926
GNTX|GENTEX CORP|WGIF|CIBC World Markets Inc.|2132
GNTX|GENTEX CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|297
GNTX|GENTEX CORP|WSEA|WOLVERINE SECURITIES, LLC|4079
GNTX|GENTEX CORP|XIST|INSTINET, LLC|58018
GNTX|GENTEX CORP|XPQR|Jump Trading|400
GNTX|GENTEX CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|101244
GNTX|GENTEX CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|525
GNTX|GENTEX CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7229
GNTY|GUARANTY BNCSHR CMN|ALTX|Alternet Securities Inc.|720
GNTY|GUARANTY BNCSHR CMN|APCC|Apex Clearing Corporation|100
GNTY|GUARANTY BNCSHR CMN|BATM|CBOE TRADING, INC.|478
GNTY|GUARANTY BNCSHR CMN|BMOC|BMO Capital Markets Corp.|1249
GNTY|GUARANTY BNCSHR CMN|BNPX|BNP PARIBAS SECURITIES CORP.|939
GNTY|GUARANTY BNCSHR CMN|BTIG|BTIG, LLC|5
GNTY|GUARANTY BNCSHR CMN|CIST|Capital Institutional Services, Inc.|163
GNTY|GUARANTY BNCSHR CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|850
GNTY|GUARANTY BNCSHR CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8172
GNTY|GUARANTY BNCSHR CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10478
GNTY|GUARANTY BNCSHR CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1823
GNTY|GUARANTY BNCSHR CMN|CTDL|Citadel Derivatives Group Llc|714
GNTY|GUARANTY BNCSHR CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|218
GNTY|GUARANTY BNCSHR CMN|DBAB|Deutsche Bank Securities Inc.|14997
GNTY|GUARANTY BNCSHR CMN|DBAX|Deutsche Bank Securities Inc.|2800
GNTY|GUARANTY BNCSHR CMN|DEGS|RONIN PROFESSIONAL LLC|413
GNTY|GUARANTY BNCSHR CMN|EBXL|EBX LLC|1700
GNTY|GUARANTY BNCSHR CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1537
GNTY|GUARANTY BNCSHR CMN|EGAM|CBOE TRADING, INC.|710
GNTY|GUARANTY BNCSHR CMN|EGAW|CBOE TRADING, INC.|300
GNTY|GUARANTY BNCSHR CMN|EGXM|CBOE TRADING, INC.|1
GNTY|GUARANTY BNCSHR CMN|EGXW|CBOE TRADING, INC.|190
GNTY|GUARANTY BNCSHR CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
GNTY|GUARANTY BNCSHR CMN|ETRS|E*Trade Securities LLC|1825
GNTY|GUARANTY BNCSHR CMN|FBCO|Credit Suisse Securities (USA) LLC|206894
GNTY|GUARANTY BNCSHR CMN|FOMA|TD AMERITRADE CLEARING, INC.|3548
GNTY|GUARANTY BNCSHR CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7
GNTY|GUARANTY BNCSHR CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2895
GNTY|GUARANTY BNCSHR CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2172
GNTY|GUARANTY BNCSHR CMN|GLPX|ACS EXECUTION SERVICES, LLC|1480
GNTY|GUARANTY BNCSHR CMN|GSCO|GOLDMAN SACHS & CO. LLC|133769
GNTY|GUARANTY BNCSHR CMN|GTSZ|GTS SECURITIES LLC|3498
GNTY|GUARANTY BNCSHR CMN|IATS|INTERACTIVE BROKERS LLC|42
GNTY|GUARANTY BNCSHR CMN|IBKR|Interactive Brokers Llc|472
GNTY|GUARANTY BNCSHR CMN|ICBX|INSTINET, LLC|600
GNTY|GUARANTY BNCSHR CMN|IEQY|CITADEL SECURITIES LLC|1569
GNTY|GUARANTY BNCSHR CMN|INCA|INSTINET, LLC|16466
GNTY|GUARANTY BNCSHR CMN|INJX|INSTINET, LLC|333
GNTY|GUARANTY BNCSHR CMN|ITGI|ITG Inc.|4774
GNTY|GUARANTY BNCSHR CMN|ITGP|ITG INC.|2000
GNTY|GUARANTY BNCSHR CMN|JEFF|JEFFERIES LLC|5731
GNTY|GUARANTY BNCSHR CMN|JPMX|J.P. Morgan Securities LLC|1870
GNTY|GUARANTY BNCSHR CMN|KBWI|Keefe, Bruyette & Woods, Inc.|98
GNTY|GUARANTY BNCSHR CMN|KCGM|VIRTU Americas LLC|101
GNTY|GUARANTY BNCSHR CMN|LEHM|Barclays Capital Inc./Le|29306
GNTY|GUARANTY BNCSHR CMN|LIME|Lime Brokerage LLC|19330
GNTY|GUARANTY BNCSHR CMN|LMGP|LIME BROKERAGE LLC|6429
GNTY|GUARANTY BNCSHR CMN|MAXM|Maxim Group LLC|515
GNTY|GUARANTY BNCSHR CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
GNTY|GUARANTY BNCSHR CMN|MSCO|MORGAN STANLEY & CO. LLC|71672
GNTY|GUARANTY BNCSHR CMN|MSPL|MORGAN STANLEY & CO. LLC|2500
GNTY|GUARANTY BNCSHR CMN|MSTX|MORGAN STANLEY & CO. LLC|400
GNTY|GUARANTY BNCSHR CMN|NFSC|National Financial Services LLC|937
GNTY|GUARANTY BNCSHR CMN|NITE|VIRTU Americas LLC|22041
GNTY|GUARANTY BNCSHR CMN|NQRB|Brut, LLC|100
GNTY|GUARANTY BNCSHR CMN|PDQM|CODA MARKETS, INC.|2177
GNTY|GUARANTY BNCSHR CMN|RBCM|RBC CAPITAL MARKETS, LLC|29
GNTY|GUARANTY BNCSHR CMN|SBSH|Citigroup Global Markets Inc.|8212
GNTY|GUARANTY BNCSHR CMN|SDLR|Sandler, O'Neill & Partners, L.P.|4213
GNTY|GUARANTY BNCSHR CMN|SGMT|GOLDMAN SACHS & CO. LLC|1401
GNTY|GUARANTY BNCSHR CMN|SPDR|SPEEDROUTE LLC|10792
GNTY|GUARANTY BNCSHR CMN|STFL|Stifel, Nicolaus & Company, Incorporated|653
GNTY|GUARANTY BNCSHR CMN|SWIM|TD Ameritrade, Inc.|338
GNTY|GUARANTY BNCSHR CMN|TRBT|Tradebot Systems, Inc.|450
GNTY|GUARANTY BNCSHR CMN|TRCM|TRC MARKETS LLC|6771
GNTY|GUARANTY BNCSHR CMN|UBSA|UBS SECURITIES LLC|9493
GNTY|GUARANTY BNCSHR CMN|UBSS|UBS Securities LLC|30977
GNTY|GUARANTY BNCSHR CMN|VALX|VIRTU AMERICAS LLC|249
GNTY|GUARANTY BNCSHR CMN|VGRD|Vanguard Marketing Corporation|60
GNTY|GUARANTY BNCSHR CMN|WCHV|WELLS FARGO SECURITIES, LLC|688
GNTY|GUARANTY BNCSHR CMN|XIST|INSTINET, LLC|400
GNTY|GUARANTY BNCSHR CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|20
GNTY|GUARANTY BNCSHR CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
GNUS|GENIUS BRANDS INTL|ALTX|Alternet Securities Inc.|3050
GNUS|GENIUS BRANDS INTL|APCC|Apex Clearing Corporation|13477
GNUS|GENIUS BRANDS INTL|BATM|CBOE TRADING, INC.|102
GNUS|GENIUS BRANDS INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
GNUS|GENIUS BRANDS INTL|CHAS|Charles Schwab & Co., Inc.|1300
GNUS|GENIUS BRANDS INTL|CHLM|Craig-Hallum Capital Group LLC|9200
GNUS|GENIUS BRANDS INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71139
GNUS|GENIUS BRANDS INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
GNUS|GENIUS BRANDS INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9800
GNUS|GENIUS BRANDS INTL|CTDL|Citadel Derivatives Group Llc|339
GNUS|GENIUS BRANDS INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|3080
GNUS|GENIUS BRANDS INTL|DBAB|Deutsche Bank Securities Inc.|7421
GNUS|GENIUS BRANDS INTL|DBAX|Deutsche Bank Securities Inc.|8600
GNUS|GENIUS BRANDS INTL|DEGS|RONIN PROFESSIONAL LLC|18888
GNUS|GENIUS BRANDS INTL|EBXL|EBX LLC|11400
GNUS|GENIUS BRANDS INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
GNUS|GENIUS BRANDS INTL|EDJO|Edward D. Jones & Co., L.P.|1400
GNUS|GENIUS BRANDS INTL|EGAM|CBOE TRADING, INC.|2792
GNUS|GENIUS BRANDS INTL|EGAW|CBOE TRADING, INC.|600
GNUS|GENIUS BRANDS INTL|EGXM|CBOE TRADING, INC.|3470
GNUS|GENIUS BRANDS INTL|EGXW|CBOE TRADING, INC.|10246
GNUS|GENIUS BRANDS INTL|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|28142
GNUS|GENIUS BRANDS INTL|ETRS|E*Trade Securities LLC|233161
GNUS|GENIUS BRANDS INTL|FBCO|Credit Suisse Securities (USA) LLC|62426
GNUS|GENIUS BRANDS INTL|FILL|Tradestation Securities, Inc.|3400
GNUS|GENIUS BRANDS INTL|FOMA|TD AMERITRADE CLEARING, INC.|207975
GNUS|GENIUS BRANDS INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|472
GNUS|GENIUS BRANDS INTL|FTBR|Foliofn Investments, Inc.|24
GNUS|GENIUS BRANDS INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|326
GNUS|GENIUS BRANDS INTL|GLPX|ACS EXECUTION SERVICES, LLC|9487
GNUS|GENIUS BRANDS INTL|GSCO|GOLDMAN SACHS & CO. LLC|2168
GNUS|GENIUS BRANDS INTL|GSLT|GOLDMAN SACHS & CO. LLC|14324
GNUS|GENIUS BRANDS INTL|GTSZ|GTS SECURITIES LLC|3140
GNUS|GENIUS BRANDS INTL|HRBF|American Enterprise Investment Services Inc.|5600
GNUS|GENIUS BRANDS INTL|IATS|INTERACTIVE BROKERS LLC|9576
GNUS|GENIUS BRANDS INTL|IBKR|Interactive Brokers Llc|258001
GNUS|GENIUS BRANDS INTL|ICBX|INSTINET, LLC|2800
GNUS|GENIUS BRANDS INTL|INCA|INSTINET, LLC|83303
GNUS|GENIUS BRANDS INTL|INJX|INSTINET, LLC|800
GNUS|GENIUS BRANDS INTL|ITGI|ITG Inc.|3874
GNUS|GENIUS BRANDS INTL|ITGP|ITG INC.|2200
GNUS|GENIUS BRANDS INTL|JMPT|JUMP TRADING, LLC|255
GNUS|GENIUS BRANDS INTL|JPMX|J.P. Morgan Securities LLC|3742
GNUS|GENIUS BRANDS INTL|JSJX|JANE STREET CAPITAL LLC|100
GNUS|GENIUS BRANDS INTL|KCGM|VIRTU Americas LLC|5200
GNUS|GENIUS BRANDS INTL|LEHM|Barclays Capital Inc./Le|9315
GNUS|GENIUS BRANDS INTL|LIME|Lime Brokerage LLC|21649
GNUS|GENIUS BRANDS INTL|LSCI|Lek Securities Corporation|1702
GNUS|GENIUS BRANDS INTL|MAXM|Maxim Group LLC|92552
GNUS|GENIUS BRANDS INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7492
GNUS|GENIUS BRANDS INTL|MSCO|MORGAN STANLEY & CO. LLC|130249
GNUS|GENIUS BRANDS INTL|MSPL|MORGAN STANLEY & CO. LLC|6600
GNUS|GENIUS BRANDS INTL|NFSC|National Financial Services LLC|149393
GNUS|GENIUS BRANDS INTL|NITE|VIRTU Americas LLC|684002
GNUS|GENIUS BRANDS INTL|NORT|Northland Securities, Inc.|154850
GNUS|GENIUS BRANDS INTL|NQRB|Brut, LLC|4830
GNUS|GENIUS BRANDS INTL|OPCO|Oppenheimer & Co. Inc.|7684
GNUS|GENIUS BRANDS INTL|PDQM|CODA MARKETS, INC.|16131
GNUS|GENIUS BRANDS INTL|PWJC|UBS Financial Services, Inc.|31017
GNUS|GENIUS BRANDS INTL|RBCM|RBC CAPITAL MARKETS, LLC|97255
GNUS|GENIUS BRANDS INTL|SAGL|SAGETRADER, LLC|2440
GNUS|GENIUS BRANDS INTL|SBSH|Citigroup Global Markets Inc.|200
GNUS|GENIUS BRANDS INTL|SGMT|GOLDMAN SACHS & CO. LLC|7637
GNUS|GENIUS BRANDS INTL|SPDR|SPEEDROUTE LLC|6600
GNUS|GENIUS BRANDS INTL|STFL|Stifel, Nicolaus & Company, Incorporated|9044
GNUS|GENIUS BRANDS INTL|SWIM|TD Ameritrade, Inc.|76797
GNUS|GENIUS BRANDS INTL|SWST|Hilltop Securities Inc.|1800
GNUS|GENIUS BRANDS INTL|TKNG|ALLY INVEST SECURITIES LLC|4804
GNUS|GENIUS BRANDS INTL|TRCM|TRC MARKETS LLC|1200
GNUS|GENIUS BRANDS INTL|UBSA|UBS SECURITIES LLC|31944
GNUS|GENIUS BRANDS INTL|UBSS|UBS Securities LLC|45758
GNUS|GENIUS BRANDS INTL|VGRD|Vanguard Marketing Corporation|7655
GNUS|GENIUS BRANDS INTL|WABR|Wall Street Access|20200
GNUS|GENIUS BRANDS INTL|WCHV|WELLS FARGO SECURITIES, LLC|1200
GNUS|GENIUS BRANDS INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|183063
GNUS|GENIUS BRANDS INTL|WSEA|WOLVERINE SECURITIES, LLC|31211
GNUS|GENIUS BRANDS INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|2225
GNW|GENWORTH FINANCIAL|ABLE|NATIXIS Securities Americas LLC|8247
GNW|GENWORTH FINANCIAL|ADAM|CANACCORD GENUITY INC.|5000
GNW|GENWORTH FINANCIAL|AGIS|Aegis Capital Corp.|113200
GNW|GENWORTH FINANCIAL|ALLN|Allen & Company LLC|6500
GNW|GENWORTH FINANCIAL|ALTX|Alternet Securities Inc.|29783
GNW|GENWORTH FINANCIAL|APCC|Apex Clearing Corporation|133134
GNW|GENWORTH FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|173221
GNW|GENWORTH FINANCIAL|BATM|CBOE TRADING, INC.|25441
GNW|GENWORTH FINANCIAL|BAYT|BTIG, LLC|5100
GNW|GENWORTH FINANCIAL|BBNT|BB&T SECURITIES, LLC|15315
GNW|GENWORTH FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|794673
GNW|GENWORTH FINANCIAL|BIAD|SAGETRADER, LLC|713
GNW|GENWORTH FINANCIAL|BIDS|BIDS TRADING L.P.|3700
GNW|GENWORTH FINANCIAL|BIMI|Banca IMI Securities Corp.|95852
GNW|GENWORTH FINANCIAL|BKCM|BNY Mellon Capital Markets LLC|94162
GNW|GENWORTH FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|285793
GNW|GENWORTH FINANCIAL|BLKX|INSTINET, LLC|646754
GNW|GENWORTH FINANCIAL|BMAK|BMA SECURITIES|40000
GNW|GENWORTH FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|89970
GNW|GENWORTH FINANCIAL|BRVL|BLAYLOCK VAN, LLC|10900
GNW|GENWORTH FINANCIAL|BTIG|BTIG, LLC|1337633
GNW|GENWORTH FINANCIAL|BYXM|CBOE TRADING, INC.|1161
GNW|GENWORTH FINANCIAL|CANT|Cantor Fitzgerald & Co.|150781
GNW|GENWORTH FINANCIAL|CBRA|Cobra Trading, Inc.|14100
GNW|GENWORTH FINANCIAL|CHAS|Charles Schwab & Co., Inc.|49139
GNW|GENWORTH FINANCIAL|CHLC|CHURCHILL CAPITAL USA, INC.|800
GNW|GENWORTH FINANCIAL|CIST|Capital Institutional Services, Inc.|75
GNW|GENWORTH FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|416219
GNW|GENWORTH FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
GNW|GENWORTH FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4300
GNW|GENWORTH FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2391390
GNW|GENWORTH FINANCIAL|CTDL|Citadel Derivatives Group Llc|133487
GNW|GENWORTH FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|504456
GNW|GENWORTH FINANCIAL|DAVA|Davenport & Company LLC|18950
GNW|GENWORTH FINANCIAL|DBAB|Deutsche Bank Securities Inc.|242047
GNW|GENWORTH FINANCIAL|DBAX|Deutsche Bank Securities Inc.|742700
GNW|GENWORTH FINANCIAL|DEAN|MORGAN STANLEY|102353
GNW|GENWORTH FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|145547
GNW|GENWORTH FINANCIAL|EBXL|EBX LLC|1096800
GNW|GENWORTH FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|41400
GNW|GENWORTH FINANCIAL|EDJC|Edward Jones / CDS|4000
GNW|GENWORTH FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|8673
GNW|GENWORTH FINANCIAL|EGAM|CBOE TRADING, INC.|29313
GNW|GENWORTH FINANCIAL|EGAW|CBOE TRADING, INC.|900
GNW|GENWORTH FINANCIAL|EGXM|CBOE TRADING, INC.|7481
GNW|GENWORTH FINANCIAL|EGXW|CBOE TRADING, INC.|34
GNW|GENWORTH FINANCIAL|ELEV|ELEVATION, LLC|396800
GNW|GENWORTH FINANCIAL|ETBE|Electronic Transaction Clearing, Inc.|74250
GNW|GENWORTH FINANCIAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
GNW|GENWORTH FINANCIAL|ETCC|Electronic Transaction Clearing, Inc.|3000
GNW|GENWORTH FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
GNW|GENWORTH FINANCIAL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|348
GNW|GENWORTH FINANCIAL|ETRS|E*Trade Securities LLC|2604091
GNW|GENWORTH FINANCIAL|FFSI|Firstrade Securities Inc.|350
GNW|GENWORTH FINANCIAL|FILL|Tradestation Securities, Inc.|24051
GNW|GENWORTH FINANCIAL|FMAF|NBCN Inc./ CDS|76581
GNW|GENWORTH FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7102
GNW|GENWORTH FINANCIAL|FQLS|Quantlab Securities LP|353764
GNW|GENWORTH FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|196366
GNW|GENWORTH FINANCIAL|FTBR|Foliofn Investments, Inc.|1484795
GNW|GENWORTH FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|30800
GNW|GENWORTH FINANCIAL|GLIS|TD Securities Inc|168263
GNW|GENWORTH FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|166728
GNW|GENWORTH FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|2418841
GNW|GENWORTH FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|551782
GNW|GENWORTH FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|43106
GNW|GENWORTH FINANCIAL|GTSZ|GTS SECURITIES LLC|174463
GNW|GENWORTH FINANCIAL|HAPX|HAP Trading, LLC|16236
GNW|GENWORTH FINANCIAL|HASF|Haywood Securities Inc./CDS|1000
GNW|GENWORTH FINANCIAL|HRBF|American Enterprise Investment Services Inc.|181048
GNW|GENWORTH FINANCIAL|HSBC|HSBC Securities, Inc.|300
GNW|GENWORTH FINANCIAL|IATS|INTERACTIVE BROKERS LLC|1237612
GNW|GENWORTH FINANCIAL|IBKR|Interactive Brokers Llc|2489735
GNW|GENWORTH FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6298
GNW|GENWORTH FINANCIAL|ICBX|INSTINET, LLC|539146
GNW|GENWORTH FINANCIAL|IEQY|CITADEL SECURITIES LLC|309086
GNW|GENWORTH FINANCIAL|INCA|INSTINET, LLC|591268
GNW|GENWORTH FINANCIAL|INJX|INSTINET, LLC|7322
GNW|GENWORTH FINANCIAL|ITGI|ITG Inc.|580244
GNW|GENWORTH FINANCIAL|ITGP|ITG INC.|1637600
GNW|GENWORTH FINANCIAL|JANY|Janney Montgomery Scott Inc.|4682
GNW|GENWORTH FINANCIAL|JEFF|JEFFERIES LLC|452128
GNW|GENWORTH FINANCIAL|JMPT|JUMP TRADING, LLC|319747
GNW|GENWORTH FINANCIAL|JONE|JonesTrading|74275
GNW|GENWORTH FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|88819
GNW|GENWORTH FINANCIAL|JPMX|J.P. Morgan Securities LLC|2052980
GNW|GENWORTH FINANCIAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|1055
GNW|GENWORTH FINANCIAL|JSJX|JANE STREET CAPITAL LLC|1894
GNW|GENWORTH FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|318350
GNW|GENWORTH FINANCIAL|KCGM|VIRTU Americas LLC|623509
GNW|GENWORTH FINANCIAL|KRSH|Kershner Securities, LLC|7399
GNW|GENWORTH FINANCIAL|LEHM|Barclays Capital Inc./Le|3407031
GNW|GENWORTH FINANCIAL|LIME|Lime Brokerage LLC|65993
GNW|GENWORTH FINANCIAL|LOOP|Loop Capital Markets LLC|23414
GNW|GENWORTH FINANCIAL|LPCM|Lampert Capital Markets Inc.|2300
GNW|GENWORTH FINANCIAL|LQNA|LIQUIDNET, INC.|234800
GNW|GENWORTH FINANCIAL|LSCI|Lek Securities Corporation|67
GNW|GENWORTH FINANCIAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GNW|GENWORTH FINANCIAL|MACC|Mid Atlantic Capital Corporation|4500
GNW|GENWORTH FINANCIAL|MACQ|Macquarie Capital (USA) Inc.|42809
GNW|GENWORTH FINANCIAL|MAXM|Maxim Group LLC|159383
GNW|GENWORTH FINANCIAL|MBTS|ALLY INVEST SECURITIES LLC|40584
GNW|GENWORTH FINANCIAL|MCMF|Raymond James Ltd. Cds|2600
GNW|GENWORTH FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1848116
GNW|GENWORTH FINANCIAL|MNDX|TJM Investments, LLC|11000
GNW|GENWORTH FINANCIAL|MOTF|MOTIF INVESTING, INC.|3
GNW|GENWORTH FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|2347148
GNW|GENWORTH FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|1399500
GNW|GENWORTH FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|293700
GNW|GENWORTH FINANCIAL|NATL|National Securities Corporation|14400
GNW|GENWORTH FINANCIAL|NFSC|National Financial Services LLC|3155983
GNW|GENWORTH FINANCIAL|NITE|VIRTU Americas LLC|7451150
GNW|GENWORTH FINANCIAL|NITP|VIRTU Americas LLC|425514
GNW|GENWORTH FINANCIAL|NQRB|Brut, LLC|30284
GNW|GENWORTH FINANCIAL|NTBF|BMO Nesbitt Burns Inc./CDS|11670
GNW|GENWORTH FINANCIAL|NTRC|Northern Trust Securities, Inc.|21294
GNW|GENWORTH FINANCIAL|OHOS|TWO SIGMA SECURITIES, LLC|100
GNW|GENWORTH FINANCIAL|OPCO|Oppenheimer & Co. Inc.|48150
GNW|GENWORTH FINANCIAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8150
GNW|GENWORTH FINANCIAL|PCFF|Pacific International Securities Inc./CDS|6806
GNW|GENWORTH FINANCIAL|PCPT|PHILLIP CAPITAL INC.|80
GNW|GENWORTH FINANCIAL|PDQM|CODA MARKETS, INC.|197493
GNW|GENWORTH FINANCIAL|PHLY|NASDAQ Execution Services, LLC|62200
GNW|GENWORTH FINANCIAL|POIN|PRECISION SECURITIES, LLC (POIN)|400
GNW|GENWORTH FINANCIAL|PWJC|UBS Financial Services, Inc.|75337
GNW|GENWORTH FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|211476
GNW|GENWORTH FINANCIAL|RGLD|Regal Securities, Inc|100
GNW|GENWORTH FINANCIAL|SAGL|SAGETRADER, LLC|3900
GNW|GENWORTH FINANCIAL|SAGW|SAGETRADER, LLC|4692
GNW|GENWORTH FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|279
GNW|GENWORTH FINANCIAL|SBSH|Citigroup Global Markets Inc.|758523
GNW|GENWORTH FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|997479
GNW|GENWORTH FINANCIAL|SPDR|SPEEDROUTE LLC|95453
GNW|GENWORTH FINANCIAL|SPHN|Stephens Inc.|1200
GNW|GENWORTH FINANCIAL|SPNT|SEVEN POINTS CAPITAL, LLC|69258
GNW|GENWORTH FINANCIAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|37500
GNW|GENWORTH FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|12181
GNW|GENWORTH FINANCIAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9779
GNW|GENWORTH FINANCIAL|SWIM|TD Ameritrade, Inc.|1015090
GNW|GENWORTH FINANCIAL|SWST|Hilltop Securities Inc.|152
GNW|GENWORTH FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|110963
GNW|GENWORTH FINANCIAL|TMBR|Timber Hill LLC|8534
GNW|GENWORTH FINANCIAL|TRBT|Tradebot Systems, Inc.|457364
GNW|GENWORTH FINANCIAL|TRCM|TRC MARKETS LLC|59511
GNW|GENWORTH FINANCIAL|TWTT|TASTYWORKS, INC.|1400
GNW|GENWORTH FINANCIAL|UBSA|UBS SECURITIES LLC|4757310
GNW|GENWORTH FINANCIAL|UBSS|UBS Securities LLC|4024627
GNW|GENWORTH FINANCIAL|VALX|VIRTU AMERICAS LLC|279745
GNW|GENWORTH FINANCIAL|VGRD|Vanguard Marketing Corporation|620752
GNW|GENWORTH FINANCIAL|WABR|Wall Street Access|812
GNW|GENWORTH FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|2330626
GNW|GENWORTH FINANCIAL|WDCO|Wilson-Davis & Co., Inc.|2750
GNW|GENWORTH FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|110190
GNW|GENWORTH FINANCIAL|WEED|Weeden & Co.L.P.|120706
GNW|GENWORTH FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|80917
GNW|GENWORTH FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41
GNW|GENWORTH FINANCIAL|WFPB|Wells Fargo Securities, LLC.|366
GNW|GENWORTH FINANCIAL|WGIF|CIBC World Markets Inc.|51331
GNW|GENWORTH FINANCIAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2249
GNW|GENWORTH FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|144094
GNW|GENWORTH FINANCIAL|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
GNW|GENWORTH FINANCIAL|XIST|INSTINET, LLC|13800
GNW|GENWORTH FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|732570
GNW|GENWORTH FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|5860
GNW|GENWORTH FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73400
GOAU|US GLOBAL GO GOLD AN|APCC|Apex Clearing Corporation|14
GOAU|US GLOBAL GO GOLD AN|CHAS|Charles Schwab & Co., Inc.|1
GOAU|US GLOBAL GO GOLD AN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|608
GOAU|US GLOBAL GO GOLD AN|DBAX|Deutsche Bank Securities Inc.|600
GOAU|US GLOBAL GO GOLD AN|EBXL|EBX LLC|1000
GOAU|US GLOBAL GO GOLD AN|ETCB|ETC BROKERAGE SERVICES, LLC|200
GOAU|US GLOBAL GO GOLD AN|ETRS|E*Trade Securities LLC|3752
GOAU|US GLOBAL GO GOLD AN|FTBR|Foliofn Investments, Inc.|5
GOAU|US GLOBAL GO GOLD AN|HRBF|American Enterprise Investment Services Inc.|500
GOAU|US GLOBAL GO GOLD AN|IATS|INTERACTIVE BROKERS LLC|320
GOAU|US GLOBAL GO GOLD AN|IBKR|Interactive Brokers Llc|1128
GOAU|US GLOBAL GO GOLD AN|ICBX|INSTINET, LLC|260
GOAU|US GLOBAL GO GOLD AN|JSJX|JANE STREET CAPITAL LLC|4397
GOAU|US GLOBAL GO GOLD AN|KCGM|VIRTU Americas LLC|692
GOAU|US GLOBAL GO GOLD AN|LEHM|Barclays Capital Inc./Le|600
GOAU|US GLOBAL GO GOLD AN|LIME|Lime Brokerage LLC|959
GOAU|US GLOBAL GO GOLD AN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GOAU|US GLOBAL GO GOLD AN|MSCO|MORGAN STANLEY & CO. LLC|744
GOAU|US GLOBAL GO GOLD AN|NFSC|National Financial Services LLC|7713
GOAU|US GLOBAL GO GOLD AN|NITE|VIRTU Americas LLC|11933
GOAU|US GLOBAL GO GOLD AN|RBCM|RBC CAPITAL MARKETS, LLC|1560
GOAU|US GLOBAL GO GOLD AN|SWIM|TD Ameritrade, Inc.|1050
GOAU|US GLOBAL GO GOLD AN|TKNG|ALLY INVEST SECURITIES LLC|287
GOAU|US GLOBAL GO GOLD AN|UBSA|UBS SECURITIES LLC|4560
GOAU|US GLOBAL GO GOLD AN|UBSS|UBS Securities LLC|6311
GOAU|US GLOBAL GO GOLD AN|VGRD|Vanguard Marketing Corporation|6036
GOAU|US GLOBAL GO GOLD AN|WCHV|WELLS FARGO SECURITIES, LLC|1081
GOAU|US GLOBAL GO GOLD AN|WSEA|WOLVERINE SECURITIES, LLC|205
GOAU|US GLOBAL GO GOLD AN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1012
GOAU|US GLOBAL GO GOLD AN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|706
GOEX|GLOBAL X GOLD EXPLOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|291
GOEX|GLOBAL X GOLD EXPLOR|CHAS|Charles Schwab & Co., Inc.|18
GOEX|GLOBAL X GOLD EXPLOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50
GOEX|GLOBAL X GOLD EXPLOR|DBAB|Deutsche Bank Securities Inc.|700
GOEX|GLOBAL X GOLD EXPLOR|DBAX|Deutsche Bank Securities Inc.|200
GOEX|GLOBAL X GOLD EXPLOR|EBXL|EBX LLC|200
GOEX|GLOBAL X GOLD EXPLOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
GOEX|GLOBAL X GOLD EXPLOR|EDJO|Edward D. Jones & Co., L.P.|147
GOEX|GLOBAL X GOLD EXPLOR|ETRS|E*Trade Securities LLC|2014
GOEX|GLOBAL X GOLD EXPLOR|FTBR|Foliofn Investments, Inc.|14
GOEX|GLOBAL X GOLD EXPLOR|GLIS|TD Securities Inc|100
GOEX|GLOBAL X GOLD EXPLOR|GSCO|GOLDMAN SACHS & CO. LLC|338
GOEX|GLOBAL X GOLD EXPLOR|HRBF|American Enterprise Investment Services Inc.|50
GOEX|GLOBAL X GOLD EXPLOR|IATS|INTERACTIVE BROKERS LLC|513
GOEX|GLOBAL X GOLD EXPLOR|IBKR|Interactive Brokers Llc|10292
GOEX|GLOBAL X GOLD EXPLOR|ICBX|INSTINET, LLC|200
GOEX|GLOBAL X GOLD EXPLOR|ITGI|ITG Inc.|500
GOEX|GLOBAL X GOLD EXPLOR|JSJX|JANE STREET CAPITAL LLC|12669
GOEX|GLOBAL X GOLD EXPLOR|KCGM|VIRTU Americas LLC|685
GOEX|GLOBAL X GOLD EXPLOR|LEHM|Barclays Capital Inc./Le|800
GOEX|GLOBAL X GOLD EXPLOR|LIME|Lime Brokerage LLC|625
GOEX|GLOBAL X GOLD EXPLOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GOEX|GLOBAL X GOLD EXPLOR|MOTF|MOTIF INVESTING, INC.|2
GOEX|GLOBAL X GOLD EXPLOR|MSCO|MORGAN STANLEY & CO. LLC|1248
GOEX|GLOBAL X GOLD EXPLOR|NFSC|National Financial Services LLC|6229
GOEX|GLOBAL X GOLD EXPLOR|NITE|VIRTU Americas LLC|10042
GOEX|GLOBAL X GOLD EXPLOR|RBCM|RBC CAPITAL MARKETS, LLC|300
GOEX|GLOBAL X GOLD EXPLOR|SGMT|GOLDMAN SACHS & CO. LLC|200
GOEX|GLOBAL X GOLD EXPLOR|STFL|Stifel, Nicolaus & Company, Incorporated|100
GOEX|GLOBAL X GOLD EXPLOR|TKNG|ALLY INVEST SECURITIES LLC|25
GOEX|GLOBAL X GOLD EXPLOR|UBSA|UBS SECURITIES LLC|3809
GOEX|GLOBAL X GOLD EXPLOR|UBSS|UBS Securities LLC|2968
GOEX|GLOBAL X GOLD EXPLOR|VGRD|Vanguard Marketing Corporation|578
GOEX|GLOBAL X GOLD EXPLOR|WCHV|WELLS FARGO SECURITIES, LLC|2275
GOEX|GLOBAL X GOLD EXPLOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|95
GOEX|GLOBAL X GOLD EXPLOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|253
GOF|GUGGENHEIM STRATGIC|ALTX|Alternet Securities Inc.|7083
GOF|GUGGENHEIM STRATGIC|APCC|Apex Clearing Corporation|5462
GOF|GUGGENHEIM STRATGIC|BARD|Robert W. Baird & Co. Incorporated|662
GOF|GUGGENHEIM STRATGIC|BATM|CBOE TRADING, INC.|160
GOF|GUGGENHEIM STRATGIC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|592
GOF|GUGGENHEIM STRATGIC|BERN|Sanford C. Bernstein & Co., LLC|2
GOF|GUGGENHEIM STRATGIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
GOF|GUGGENHEIM STRATGIC|BYXM|CBOE TRADING, INC.|100
GOF|GUGGENHEIM STRATGIC|CANT|Cantor Fitzgerald & Co.|4331
GOF|GUGGENHEIM STRATGIC|CHAS|Charles Schwab & Co., Inc.|1210
GOF|GUGGENHEIM STRATGIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|194149
GOF|GUGGENHEIM STRATGIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GOF|GUGGENHEIM STRATGIC|CRAG|KEPLER CAPITAL MARKETS, INC.|4600
GOF|GUGGENHEIM STRATGIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90348
GOF|GUGGENHEIM STRATGIC|CTDL|Citadel Derivatives Group Llc|10
GOF|GUGGENHEIM STRATGIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8440
GOF|GUGGENHEIM STRATGIC|DBAX|Deutsche Bank Securities Inc.|25500
GOF|GUGGENHEIM STRATGIC|DEAN|MORGAN STANLEY|13163
GOF|GUGGENHEIM STRATGIC|EBXL|EBX LLC|59000
GOF|GUGGENHEIM STRATGIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
GOF|GUGGENHEIM STRATGIC|EDJO|Edward D. Jones & Co., L.P.|1185
GOF|GUGGENHEIM STRATGIC|EGAM|CBOE TRADING, INC.|7894
GOF|GUGGENHEIM STRATGIC|EGXM|CBOE TRADING, INC.|424
GOF|GUGGENHEIM STRATGIC|ETBE|Electronic Transaction Clearing, Inc.|100
GOF|GUGGENHEIM STRATGIC|ETCB|ETC BROKERAGE SERVICES, LLC|1893
GOF|GUGGENHEIM STRATGIC|ETRS|E*Trade Securities LLC|57952
GOF|GUGGENHEIM STRATGIC|FBSB|U.S. Bancorp Investments, Inc.|3
GOF|GUGGENHEIM STRATGIC|FILL|Tradestation Securities, Inc.|115
GOF|GUGGENHEIM STRATGIC|FMAF|NBCN Inc./ CDS|50
GOF|GUGGENHEIM STRATGIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22257
GOF|GUGGENHEIM STRATGIC|FTBR|Foliofn Investments, Inc.|8369
GOF|GUGGENHEIM STRATGIC|GLPX|ACS EXECUTION SERVICES, LLC|1718
GOF|GUGGENHEIM STRATGIC|GSCO|GOLDMAN SACHS & CO. LLC|188713
GOF|GUGGENHEIM STRATGIC|GTSZ|GTS SECURITIES LLC|216
GOF|GUGGENHEIM STRATGIC|HRBF|American Enterprise Investment Services Inc.|55781
GOF|GUGGENHEIM STRATGIC|IATS|INTERACTIVE BROKERS LLC|6428
GOF|GUGGENHEIM STRATGIC|IBKR|Interactive Brokers Llc|12950
GOF|GUGGENHEIM STRATGIC|ICBX|INSTINET, LLC|25995
GOF|GUGGENHEIM STRATGIC|INCA|INSTINET, LLC|59726
GOF|GUGGENHEIM STRATGIC|ITGI|ITG Inc.|4675
GOF|GUGGENHEIM STRATGIC|ITGP|ITG INC.|47400
GOF|GUGGENHEIM STRATGIC|JANY|Janney Montgomery Scott Inc.|4151
GOF|GUGGENHEIM STRATGIC|JPMX|J.P. Morgan Securities LLC|18930
GOF|GUGGENHEIM STRATGIC|JSJX|JANE STREET CAPITAL LLC|3800
GOF|GUGGENHEIM STRATGIC|KCGM|VIRTU Americas LLC|51077
GOF|GUGGENHEIM STRATGIC|LEHM|Barclays Capital Inc./Le|32400
GOF|GUGGENHEIM STRATGIC|LGNT|COR CLEARING LLC|17
GOF|GUGGENHEIM STRATGIC|LIME|Lime Brokerage LLC|1407
GOF|GUGGENHEIM STRATGIC|LSCI|Lek Securities Corporation|100
GOF|GUGGENHEIM STRATGIC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4100
GOF|GUGGENHEIM STRATGIC|MAXM|Maxim Group LLC|7800
GOF|GUGGENHEIM STRATGIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78380
GOF|GUGGENHEIM STRATGIC|MOTF|MOTIF INVESTING, INC.|6
GOF|GUGGENHEIM STRATGIC|MSCO|MORGAN STANLEY & CO. LLC|63499
GOF|GUGGENHEIM STRATGIC|MSPL|MORGAN STANLEY & CO. LLC|25600
GOF|GUGGENHEIM STRATGIC|NATL|National Securities Corporation|2090
GOF|GUGGENHEIM STRATGIC|NBCS|NBC Securities, INC.|1075
GOF|GUGGENHEIM STRATGIC|NFSC|National Financial Services LLC|178902
GOF|GUGGENHEIM STRATGIC|NITE|VIRTU Americas LLC|329600
GOF|GUGGENHEIM STRATGIC|NQRB|Brut, LLC|700
GOF|GUGGENHEIM STRATGIC|OPCO|Oppenheimer & Co. Inc.|2723
GOF|GUGGENHEIM STRATGIC|OTAA|OTA LLC|400
GOF|GUGGENHEIM STRATGIC|PDQM|CODA MARKETS, INC.|3753
GOF|GUGGENHEIM STRATGIC|PWJC|UBS Financial Services, Inc.|10048
GOF|GUGGENHEIM STRATGIC|RBCM|RBC CAPITAL MARKETS, LLC|14463
GOF|GUGGENHEIM STRATGIC|SAGL|SAGETRADER, LLC|700
GOF|GUGGENHEIM STRATGIC|SALI|INTL FCSTONE FINANCIAL INC.|4758
GOF|GUGGENHEIM STRATGIC|SBRX|MURIEL SIEBERT & CO INC|321
GOF|GUGGENHEIM STRATGIC|SBSH|Citigroup Global Markets Inc.|8551
GOF|GUGGENHEIM STRATGIC|SEIC|SEI Investments Distribution Co.|2883
GOF|GUGGENHEIM STRATGIC|SGMT|GOLDMAN SACHS & CO. LLC|25262
GOF|GUGGENHEIM STRATGIC|SPDR|SPEEDROUTE LLC|200
GOF|GUGGENHEIM STRATGIC|STFL|Stifel, Nicolaus & Company, Incorporated|1527
GOF|GUGGENHEIM STRATGIC|STXG|Stockcross Financial Services, Inc.|34
GOF|GUGGENHEIM STRATGIC|SWIM|TD Ameritrade, Inc.|7529
GOF|GUGGENHEIM STRATGIC|SWST|Hilltop Securities Inc.|5436
GOF|GUGGENHEIM STRATGIC|TKNG|ALLY INVEST SECURITIES LLC|3403
GOF|GUGGENHEIM STRATGIC|TRBT|Tradebot Systems, Inc.|1079
GOF|GUGGENHEIM STRATGIC|UBSA|UBS SECURITIES LLC|177847
GOF|GUGGENHEIM STRATGIC|UBSS|UBS Securities LLC|112447
GOF|GUGGENHEIM STRATGIC|VALX|VIRTU AMERICAS LLC|490
GOF|GUGGENHEIM STRATGIC|VGRD|Vanguard Marketing Corporation|16515
GOF|GUGGENHEIM STRATGIC|VSIN|Vision Financial Markets Llc|50
GOF|GUGGENHEIM STRATGIC|WCHV|WELLS FARGO SECURITIES, LLC|30571
GOF|GUGGENHEIM STRATGIC|WEDB|WEDBUSH SECURITIES INC.|2325
GOF|GUGGENHEIM STRATGIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|436
GOF|GUGGENHEIM STRATGIC|WGIF|CIBC World Markets Inc.|2
GOF|GUGGENHEIM STRATGIC|WSEA|WOLVERINE SECURITIES, LLC|4481
GOF|GUGGENHEIM STRATGIC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|285
GOF|GUGGENHEIM STRATGIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|148938
GOF|GUGGENHEIM STRATGIC|YKNA|COMHAR CAPITAL MARKETS, LLC|800
GOF|GUGGENHEIM STRATGIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10993
GOGL|GOLDEN OCEAN GP CMN|ADAM|CANACCORD GENUITY INC.|1200
GOGL|GOLDEN OCEAN GP CMN|ALTX|Alternet Securities Inc.|3061
GOGL|GOLDEN OCEAN GP CMN|APCC|Apex Clearing Corporation|10
GOGL|GOLDEN OCEAN GP CMN|BARD|Robert W. Baird & Co. Incorporated|20
GOGL|GOLDEN OCEAN GP CMN|BATM|CBOE TRADING, INC.|2176
GOGL|GOLDEN OCEAN GP CMN|BERN|Sanford C. Bernstein & Co., LLC|2761
GOGL|GOLDEN OCEAN GP CMN|BIMI|Banca IMI Securities Corp.|400
GOGL|GOLDEN OCEAN GP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|310
GOGL|GOLDEN OCEAN GP CMN|BLKX|INSTINET, LLC|5100
GOGL|GOLDEN OCEAN GP CMN|BTIG|BTIG, LLC|10000
GOGL|GOLDEN OCEAN GP CMN|BYXM|CBOE TRADING, INC.|500
GOGL|GOLDEN OCEAN GP CMN|BZYD|GOLDMAN SACHS & CO. LLC|6142
GOGL|GOLDEN OCEAN GP CMN|CANT|Cantor Fitzgerald & Co.|117
GOGL|GOLDEN OCEAN GP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
GOGL|GOLDEN OCEAN GP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1826
GOGL|GOLDEN OCEAN GP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58996
GOGL|GOLDEN OCEAN GP CMN|CTDL|Citadel Derivatives Group Llc|3685
GOGL|GOLDEN OCEAN GP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1568
GOGL|GOLDEN OCEAN GP CMN|DBAB|Deutsche Bank Securities Inc.|36930
GOGL|GOLDEN OCEAN GP CMN|DBAX|Deutsche Bank Securities Inc.|27600
GOGL|GOLDEN OCEAN GP CMN|DEAN|MORGAN STANLEY|1181
GOGL|GOLDEN OCEAN GP CMN|DEGS|RONIN PROFESSIONAL LLC|10513
GOGL|GOLDEN OCEAN GP CMN|EBXL|EBX LLC|45800
GOGL|GOLDEN OCEAN GP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|35588
GOGL|GOLDEN OCEAN GP CMN|EDJO|Edward D. Jones & Co., L.P.|193
GOGL|GOLDEN OCEAN GP CMN|EGAM|CBOE TRADING, INC.|1300
GOGL|GOLDEN OCEAN GP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|300
GOGL|GOLDEN OCEAN GP CMN|EGXM|CBOE TRADING, INC.|849
GOGL|GOLDEN OCEAN GP CMN|ETBE|Electronic Transaction Clearing, Inc.|2627
GOGL|GOLDEN OCEAN GP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1280
GOGL|GOLDEN OCEAN GP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|962
GOGL|GOLDEN OCEAN GP CMN|ETRS|E*Trade Securities LLC|41093
GOGL|GOLDEN OCEAN GP CMN|FBCO|Credit Suisse Securities (USA) LLC|52558
GOGL|GOLDEN OCEAN GP CMN|FBSB|U.S. Bancorp Investments, Inc.|2
GOGL|GOLDEN OCEAN GP CMN|FILL|Tradestation Securities, Inc.|766
GOGL|GOLDEN OCEAN GP CMN|FOMA|TD AMERITRADE CLEARING, INC.|65696
GOGL|GOLDEN OCEAN GP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114150
GOGL|GOLDEN OCEAN GP CMN|FTBR|Foliofn Investments, Inc.|272
GOGL|GOLDEN OCEAN GP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4626
GOGL|GOLDEN OCEAN GP CMN|GLPX|ACS EXECUTION SERVICES, LLC|600
GOGL|GOLDEN OCEAN GP CMN|GSCO|GOLDMAN SACHS & CO. LLC|84970
GOGL|GOLDEN OCEAN GP CMN|GSCS|GOLDMAN SACHS & CO. LLC|43204
GOGL|GOLDEN OCEAN GP CMN|GSLT|GOLDMAN SACHS & CO. LLC|6544
GOGL|GOLDEN OCEAN GP CMN|GTSZ|GTS SECURITIES LLC|8760
GOGL|GOLDEN OCEAN GP CMN|HRBF|American Enterprise Investment Services Inc.|333
GOGL|GOLDEN OCEAN GP CMN|HSBC|HSBC Securities, Inc.|1131
GOGL|GOLDEN OCEAN GP CMN|IATS|INTERACTIVE BROKERS LLC|2018
GOGL|GOLDEN OCEAN GP CMN|IBKR|Interactive Brokers Llc|39090
GOGL|GOLDEN OCEAN GP CMN|ICBX|INSTINET, LLC|16667
GOGL|GOLDEN OCEAN GP CMN|INCA|INSTINET, LLC|107449
GOGL|GOLDEN OCEAN GP CMN|INJX|INSTINET, LLC|2640
GOGL|GOLDEN OCEAN GP CMN|ITGI|ITG Inc.|29923
GOGL|GOLDEN OCEAN GP CMN|ITGP|ITG INC.|49600
GOGL|GOLDEN OCEAN GP CMN|JEFF|JEFFERIES LLC|4075
GOGL|GOLDEN OCEAN GP CMN|JMPT|JUMP TRADING, LLC|6299
GOGL|GOLDEN OCEAN GP CMN|JPMX|J.P. Morgan Securities LLC|313962
GOGL|GOLDEN OCEAN GP CMN|JSJX|JANE STREET CAPITAL LLC|2406
GOGL|GOLDEN OCEAN GP CMN|KCGM|VIRTU Americas LLC|7626
GOGL|GOLDEN OCEAN GP CMN|LEHM|Barclays Capital Inc./Le|291764
GOGL|GOLDEN OCEAN GP CMN|LIME|Lime Brokerage LLC|58820
GOGL|GOLDEN OCEAN GP CMN|LMGP|LIME BROKERAGE LLC|9900
GOGL|GOLDEN OCEAN GP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44814
GOGL|GOLDEN OCEAN GP CMN|MOTF|MOTIF INVESTING, INC.|1
GOGL|GOLDEN OCEAN GP CMN|MSCO|MORGAN STANLEY & CO. LLC|284812
GOGL|GOLDEN OCEAN GP CMN|MSPL|MORGAN STANLEY & CO. LLC|36800
GOGL|GOLDEN OCEAN GP CMN|MSTX|MORGAN STANLEY & CO. LLC|5000
GOGL|GOLDEN OCEAN GP CMN|NBCS|NBC Securities, INC.|2741
GOGL|GOLDEN OCEAN GP CMN|NFSC|National Financial Services LLC|62396
GOGL|GOLDEN OCEAN GP CMN|NITE|VIRTU Americas LLC|372656
GOGL|GOLDEN OCEAN GP CMN|NQRB|Brut, LLC|16973
GOGL|GOLDEN OCEAN GP CMN|OLDM|OLD MISSION CAPITAL, LLC|25464
GOGL|GOLDEN OCEAN GP CMN|OPCO|Oppenheimer & Co. Inc.|210
GOGL|GOLDEN OCEAN GP CMN|PCPT|PHILLIP CAPITAL INC.|400
GOGL|GOLDEN OCEAN GP CMN|PDQM|CODA MARKETS, INC.|3461
GOGL|GOLDEN OCEAN GP CMN|PWJC|UBS Financial Services, Inc.|38233
GOGL|GOLDEN OCEAN GP CMN|RAJA|Raymond James & Associates, Inc.|795
GOGL|GOLDEN OCEAN GP CMN|RBCM|RBC CAPITAL MARKETS, LLC|27
GOGL|GOLDEN OCEAN GP CMN|RHCO|Suntrust Robinson Humphrey, Inc.|1300
GOGL|GOLDEN OCEAN GP CMN|SAGL|SAGETRADER, LLC|1498
GOGL|GOLDEN OCEAN GP CMN|SAGW|SAGETRADER, LLC|2410
GOGL|GOLDEN OCEAN GP CMN|SALI|INTL FCSTONE FINANCIAL INC.|2000
GOGL|GOLDEN OCEAN GP CMN|SBSH|Citigroup Global Markets Inc.|10482
GOGL|GOLDEN OCEAN GP CMN|SGMT|GOLDMAN SACHS & CO. LLC|13907
GOGL|GOLDEN OCEAN GP CMN|SPDR|SPEEDROUTE LLC|1392
GOGL|GOLDEN OCEAN GP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|222
GOGL|GOLDEN OCEAN GP CMN|SWIM|TD Ameritrade, Inc.|3170
GOGL|GOLDEN OCEAN GP CMN|SWST|Hilltop Securities Inc.|201
GOGL|GOLDEN OCEAN GP CMN|TKNG|ALLY INVEST SECURITIES LLC|310
GOGL|GOLDEN OCEAN GP CMN|TRBT|Tradebot Systems, Inc.|40123
GOGL|GOLDEN OCEAN GP CMN|TRCM|TRC MARKETS LLC|19328
GOGL|GOLDEN OCEAN GP CMN|UBSA|UBS SECURITIES LLC|151621
GOGL|GOLDEN OCEAN GP CMN|UBSS|UBS Securities LLC|280285
GOGL|GOLDEN OCEAN GP CMN|VALX|VIRTU AMERICAS LLC|26290
GOGL|GOLDEN OCEAN GP CMN|VGRD|Vanguard Marketing Corporation|11175
GOGL|GOLDEN OCEAN GP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|2200
GOGL|GOLDEN OCEAN GP CMN|WCHV|WELLS FARGO SECURITIES, LLC|13816
GOGL|GOLDEN OCEAN GP CMN|WEDB|WEDBUSH SECURITIES INC.|500
GOGL|GOLDEN OCEAN GP CMN|WEED|Weeden & Co.L.P.|100
GOGL|GOLDEN OCEAN GP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2210
GOGL|GOLDEN OCEAN GP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7349
GOGL|GOLDEN OCEAN GP CMN|WSEA|WOLVERINE SECURITIES, LLC|1760
GOGL|GOLDEN OCEAN GP CMN|XIST|INSTINET, LLC|5400
GOGL|GOLDEN OCEAN GP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|11796
GOGL|GOLDEN OCEAN GP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|57
GOGO|GOGO INC CMN STK|AGIS|Aegis Capital Corp.|3350
GOGO|GOGO INC CMN STK|ALTX|Alternet Securities Inc.|6815
GOGO|GOGO INC CMN STK|ANOS|ABEL/NOSER, L.L.C.|2000
GOGO|GOGO INC CMN STK|APCC|Apex Clearing Corporation|84733
GOGO|GOGO INC CMN STK|BARD|Robert W. Baird & Co. Incorporated|6435
GOGO|GOGO INC CMN STK|BATM|CBOE TRADING, INC.|5279
GOGO|GOGO INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|4330
GOGO|GOGO INC CMN STK|BIMI|Banca IMI Securities Corp.|20607
GOGO|GOGO INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21104
GOGO|GOGO INC CMN STK|BLKX|INSTINET, LLC|191500
GOGO|GOGO INC CMN STK|BMOC|BMO Capital Markets Corp.|9155
GOGO|GOGO INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|3064
GOGO|GOGO INC CMN STK|BTIG|BTIG, LLC|136540
GOGO|GOGO INC CMN STK|BYXM|CBOE TRADING, INC.|100
GOGO|GOGO INC CMN STK|CANT|Cantor Fitzgerald & Co.|194
GOGO|GOGO INC CMN STK|CHAS|Charles Schwab & Co., Inc.|5500
GOGO|GOGO INC CMN STK|CIST|Capital Institutional Services, Inc.|325
GOGO|GOGO INC CMN STK|CLSA|CLSA AMERICAS, LLC|100
GOGO|GOGO INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52030
GOGO|GOGO INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3202
GOGO|GOGO INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5200
GOGO|GOGO INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|355432
GOGO|GOGO INC CMN STK|CTDL|Citadel Derivatives Group Llc|21761
GOGO|GOGO INC CMN STK|CTLR|CUTLER GROUP, LP|1690
GOGO|GOGO INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|24362
GOGO|GOGO INC CMN STK|DBAB|Deutsche Bank Securities Inc.|2066037
GOGO|GOGO INC CMN STK|DBAX|Deutsche Bank Securities Inc.|198900
GOGO|GOGO INC CMN STK|DEAN|MORGAN STANLEY|10630
GOGO|GOGO INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|29742
GOGO|GOGO INC CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8171
GOGO|GOGO INC CMN STK|EBXL|EBX LLC|119900
GOGO|GOGO INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|3649
GOGO|GOGO INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|4262
GOGO|GOGO INC CMN STK|EGAM|CBOE TRADING, INC.|10437
GOGO|GOGO INC CMN STK|EGAW|CBOE TRADING, INC.|1400
GOGO|GOGO INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|100
GOGO|GOGO INC CMN STK|EGXM|CBOE TRADING, INC.|5261
GOGO|GOGO INC CMN STK|EGXW|CBOE TRADING, INC.|768
GOGO|GOGO INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|29021
GOGO|GOGO INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10080
GOGO|GOGO INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25038
GOGO|GOGO INC CMN STK|ETRS|E*Trade Securities LLC|1667632
GOGO|GOGO INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|637934
GOGO|GOGO INC CMN STK|FILL|Tradestation Securities, Inc.|15190
GOGO|GOGO INC CMN STK|FMAF|NBCN Inc./ CDS|1200
GOGO|GOGO INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|2639634
GOGO|GOGO INC CMN STK|FQLS|Quantlab Securities LP|360249
GOGO|GOGO INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|264703
GOGO|GOGO INC CMN STK|FTBR|Foliofn Investments, Inc.|994
GOGO|GOGO INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|41610
GOGO|GOGO INC CMN STK|GLIS|TD Securities Inc|900
GOGO|GOGO INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|24736
GOGO|GOGO INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|517377
GOGO|GOGO INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|219136
GOGO|GOGO INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|11690
GOGO|GOGO INC CMN STK|GTSZ|GTS SECURITIES LLC|11929
GOGO|GOGO INC CMN STK|HAPX|HAP Trading, LLC|100
GOGO|GOGO INC CMN STK|HRBF|American Enterprise Investment Services Inc.|6200
GOGO|GOGO INC CMN STK|HSBC|HSBC Securities, Inc.|250
GOGO|GOGO INC CMN STK|IATS|INTERACTIVE BROKERS LLC|102240
GOGO|GOGO INC CMN STK|IBKR|Interactive Brokers Llc|403134
GOGO|GOGO INC CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
GOGO|GOGO INC CMN STK|ICBX|INSTINET, LLC|33922
GOGO|GOGO INC CMN STK|IEQY|CITADEL SECURITIES LLC|60608
GOGO|GOGO INC CMN STK|INCA|INSTINET, LLC|351211
GOGO|GOGO INC CMN STK|INJX|INSTINET, LLC|5900
GOGO|GOGO INC CMN STK|ITGI|ITG Inc.|48340
GOGO|GOGO INC CMN STK|ITGP|ITG INC.|94000
GOGO|GOGO INC CMN STK|JEFF|JEFFERIES LLC|437621
GOGO|GOGO INC CMN STK|JMPT|JUMP TRADING, LLC|95008
GOGO|GOGO INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|79841
GOGO|GOGO INC CMN STK|JPMX|J.P. Morgan Securities LLC|307673
GOGO|GOGO INC CMN STK|JSJX|JANE STREET CAPITAL LLC|13777
GOGO|GOGO INC CMN STK|KCGM|VIRTU Americas LLC|63153
GOGO|GOGO INC CMN STK|LEHM|Barclays Capital Inc./Le|1261683
GOGO|GOGO INC CMN STK|LIME|Lime Brokerage LLC|167331
GOGO|GOGO INC CMN STK|LMGP|LIME BROKERAGE LLC|2180
GOGO|GOGO INC CMN STK|LQNA|LIQUIDNET, INC.|420600
GOGO|GOGO INC CMN STK|LSCI|Lek Securities Corporation|300
GOGO|GOGO INC CMN STK|LTCO|Ladenburg, Thalmann & Co., Inc.|5000
GOGO|GOGO INC CMN STK|MACC|Mid Atlantic Capital Corporation|990
GOGO|GOGO INC CMN STK|MAXM|Maxim Group LLC|6194
GOGO|GOGO INC CMN STK|MBTS|ALLY INVEST SECURITIES LLC|1900
GOGO|GOGO INC CMN STK|MCMF|Raymond James Ltd. Cds|200
GOGO|GOGO INC CMN STK|MKMP|MKM Partners LLC|25000
GOGO|GOGO INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|192835
GOGO|GOGO INC CMN STK|MOTF|MOTIF INVESTING, INC.|1
GOGO|GOGO INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|4279036
GOGO|GOGO INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|414100
GOGO|GOGO INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|420500
GOGO|GOGO INC CMN STK|NATL|National Securities Corporation|24800
GOGO|GOGO INC CMN STK|NBCS|NBC Securities, INC.|2000
GOGO|GOGO INC CMN STK|NFSC|National Financial Services LLC|752800
GOGO|GOGO INC CMN STK|NITE|VIRTU Americas LLC|1955031
GOGO|GOGO INC CMN STK|NITP|VIRTU Americas LLC|8600
GOGO|GOGO INC CMN STK|NQRB|Brut, LLC|20756
GOGO|GOGO INC CMN STK|NTRC|Northern Trust Securities, Inc.|6840
GOGO|GOGO INC CMN STK|OHOS|TWO SIGMA SECURITIES, LLC|1522
GOGO|GOGO INC CMN STK|OPCO|Oppenheimer & Co. Inc.|3817
GOGO|GOGO INC CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8466
GOGO|GOGO INC CMN STK|PCPT|PHILLIP CAPITAL INC.|13527
GOGO|GOGO INC CMN STK|PDQM|CODA MARKETS, INC.|33138
GOGO|GOGO INC CMN STK|PICT|Pictet Overseas Inc.|750
GOGO|GOGO INC CMN STK|PWJC|UBS Financial Services, Inc.|47300
GOGO|GOGO INC CMN STK|RAJA|Raymond James & Associates, Inc.|26056
GOGO|GOGO INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|21613
GOGO|GOGO INC CMN STK|RGLD|Regal Securities, Inc|1340
GOGO|GOGO INC CMN STK|SAGL|SAGETRADER, LLC|200
GOGO|GOGO INC CMN STK|SBSH|Citigroup Global Markets Inc.|180978
GOGO|GOGO INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|111648
GOGO|GOGO INC CMN STK|SPDR|SPEEDROUTE LLC|2340
GOGO|GOGO INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|7935
GOGO|GOGO INC CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|536
GOGO|GOGO INC CMN STK|SWIM|TD Ameritrade, Inc.|374788
GOGO|GOGO INC CMN STK|SWST|Hilltop Securities Inc.|1000
GOGO|GOGO INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|103125
GOGO|GOGO INC CMN STK|TRCM|TRC MARKETS LLC|96286
GOGO|GOGO INC CMN STK|TWTT|TASTYWORKS, INC.|1516
GOGO|GOGO INC CMN STK|UBSA|UBS SECURITIES LLC|428488
GOGO|GOGO INC CMN STK|UBSS|UBS Securities LLC|961118
GOGO|GOGO INC CMN STK|VALX|VIRTU AMERICAS LLC|46795
GOGO|GOGO INC CMN STK|VGRD|Vanguard Marketing Corporation|45195
GOGO|GOGO INC CMN STK|VNDM|Wall Street Access|3700
GOGO|GOGO INC CMN STK|VSIN|Vision Financial Markets Llc|71
GOGO|GOGO INC CMN STK|WBLR|WILLIAM BLAIR|20399
GOGO|GOGO INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|361257
GOGO|GOGO INC CMN STK|WEDB|WEDBUSH SECURITIES INC.|10000
GOGO|GOGO INC CMN STK|WEED|Weeden & Co.L.P.|597818
GOGO|GOGO INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16250
GOGO|GOGO INC CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|88769
GOGO|GOGO INC CMN STK|WGIF|CIBC World Markets Inc.|6286
GOGO|GOGO INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|56715
GOGO|GOGO INC CMN STK|XIST|INSTINET, LLC|8400
GOGO|GOGO INC CMN STK|XPQR|Jump Trading|2800
GOGO|GOGO INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|43800
GOGO|GOGO INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|2300
GOGO|GOGO INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4449
GOL|GOL LINHAS AEREAS IN|ALTX|Alternet Securities Inc.|12331
GOL|GOL LINHAS AEREAS IN|APCC|Apex Clearing Corporation|1777
GOL|GOL LINHAS AEREAS IN|BATM|CBOE TRADING, INC.|2832
GOL|GOL LINHAS AEREAS IN|BAYC|BAY CREST PARTNERS, LLC|10299
GOL|GOL LINHAS AEREAS IN|BERN|Sanford C. Bernstein & Co., LLC|6130
GOL|GOL LINHAS AEREAS IN|BIDS|BIDS TRADING L.P.|100
GOL|GOL LINHAS AEREAS IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|58439
GOL|GOL LINHAS AEREAS IN|BMSI|BULL MARKET SECURITIES, INC.|750
GOL|GOL LINHAS AEREAS IN|BRGE|Newbridge Securities Corp.|1800
GOL|GOL LINHAS AEREAS IN|BYXM|CBOE TRADING, INC.|1180
GOL|GOL LINHAS AEREAS IN|BZYD|GOLDMAN SACHS & CO. LLC|1900
GOL|GOL LINHAS AEREAS IN|CHAS|Charles Schwab & Co., Inc.|250
GOL|GOL LINHAS AEREAS IN|CLSA|CLSA AMERICAS, LLC|200
GOL|GOL LINHAS AEREAS IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24044
GOL|GOL LINHAS AEREAS IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
GOL|GOL LINHAS AEREAS IN|CRFN|ROBINHOOD FINANCIAL, LLC|1
GOL|GOL LINHAS AEREAS IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|156060
GOL|GOL LINHAS AEREAS IN|CTDL|Citadel Derivatives Group Llc|70
GOL|GOL LINHAS AEREAS IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7480
GOL|GOL LINHAS AEREAS IN|DBAB|Deutsche Bank Securities Inc.|141904
GOL|GOL LINHAS AEREAS IN|DBAX|Deutsche Bank Securities Inc.|45600
GOL|GOL LINHAS AEREAS IN|DBUL|Deutsche Bank Securities Inc.|3168
GOL|GOL LINHAS AEREAS IN|DEAN|MORGAN STANLEY|10201
GOL|GOL LINHAS AEREAS IN|DEGS|RONIN PROFESSIONAL LLC|8458
GOL|GOL LINHAS AEREAS IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1404
GOL|GOL LINHAS AEREAS IN|EBXL|EBX LLC|69700
GOL|GOL LINHAS AEREAS IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1102
GOL|GOL LINHAS AEREAS IN|EDJO|Edward D. Jones & Co., L.P.|2150
GOL|GOL LINHAS AEREAS IN|EGAM|CBOE TRADING, INC.|6945
GOL|GOL LINHAS AEREAS IN|EGXM|CBOE TRADING, INC.|6366
GOL|GOL LINHAS AEREAS IN|ETBE|Electronic Transaction Clearing, Inc.|3093
GOL|GOL LINHAS AEREAS IN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5100
GOL|GOL LINHAS AEREAS IN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
GOL|GOL LINHAS AEREAS IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
GOL|GOL LINHAS AEREAS IN|ETRS|E*Trade Securities LLC|324049
GOL|GOL LINHAS AEREAS IN|FILL|Tradestation Securities, Inc.|12880
GOL|GOL LINHAS AEREAS IN|FMAF|NBCN Inc./ CDS|7183
GOL|GOL LINHAS AEREAS IN|FQLS|Quantlab Securities LP|104811
GOL|GOL LINHAS AEREAS IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84318
GOL|GOL LINHAS AEREAS IN|FTBR|Foliofn Investments, Inc.|1370
GOL|GOL LINHAS AEREAS IN|GEBB|GLOBAL EXECUTION BROKERS, LP|8400
GOL|GOL LINHAS AEREAS IN|GLIS|TD Securities Inc|4350
GOL|GOL LINHAS AEREAS IN|GLPX|ACS EXECUTION SERVICES, LLC|8980
GOL|GOL LINHAS AEREAS IN|GSCO|GOLDMAN SACHS & CO. LLC|345218
GOL|GOL LINHAS AEREAS IN|GSCS|GOLDMAN SACHS & CO. LLC|2200
GOL|GOL LINHAS AEREAS IN|GSIC|GLOBAL STRATEGIC INVESTMENTS|2100
GOL|GOL LINHAS AEREAS IN|GSLT|GOLDMAN SACHS & CO. LLC|4135
GOL|GOL LINHAS AEREAS IN|GTSZ|GTS SECURITIES LLC|6069
GOL|GOL LINHAS AEREAS IN|HRBF|American Enterprise Investment Services Inc.|1437
GOL|GOL LINHAS AEREAS IN|HSBC|HSBC Securities, Inc.|475
GOL|GOL LINHAS AEREAS IN|IATS|INTERACTIVE BROKERS LLC|29542
GOL|GOL LINHAS AEREAS IN|IBKR|Interactive Brokers Llc|93588
GOL|GOL LINHAS AEREAS IN|ICBX|INSTINET, LLC|32050
GOL|GOL LINHAS AEREAS IN|INCA|INSTINET, LLC|177062
GOL|GOL LINHAS AEREAS IN|INJX|INSTINET, LLC|200
GOL|GOL LINHAS AEREAS IN|ITGI|ITG Inc.|33401
GOL|GOL LINHAS AEREAS IN|ITGP|ITG INC.|54400
GOL|GOL LINHAS AEREAS IN|JANY|Janney Montgomery Scott Inc.|600
GOL|GOL LINHAS AEREAS IN|JEFF|JEFFERIES LLC|25789
GOL|GOL LINHAS AEREAS IN|JMPT|JUMP TRADING, LLC|28204
GOL|GOL LINHAS AEREAS IN|JPBX|J.P. MORGAN SECURITIES LLC|32334
GOL|GOL LINHAS AEREAS IN|JPMX|J.P. Morgan Securities LLC|122270
GOL|GOL LINHAS AEREAS IN|JSJX|JANE STREET CAPITAL LLC|1037
GOL|GOL LINHAS AEREAS IN|KCGM|VIRTU Americas LLC|21733
GOL|GOL LINHAS AEREAS IN|LEHM|Barclays Capital Inc./Le|201737
GOL|GOL LINHAS AEREAS IN|LIME|Lime Brokerage LLC|79510
GOL|GOL LINHAS AEREAS IN|LSCI|Lek Securities Corporation|4168
GOL|GOL LINHAS AEREAS IN|MBTS|ALLY INVEST SECURITIES LLC|2100
GOL|GOL LINHAS AEREAS IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99580
GOL|GOL LINHAS AEREAS IN|MOTF|MOTIF INVESTING, INC.|19
GOL|GOL LINHAS AEREAS IN|MSCO|MORGAN STANLEY & CO. LLC|779608
GOL|GOL LINHAS AEREAS IN|MSPL|MORGAN STANLEY & CO. LLC|437500
GOL|GOL LINHAS AEREAS IN|MSTX|MORGAN STANLEY & CO. LLC|42500
GOL|GOL LINHAS AEREAS IN|NATL|National Securities Corporation|500
GOL|GOL LINHAS AEREAS IN|NFSC|National Financial Services LLC|350419
GOL|GOL LINHAS AEREAS IN|NITE|VIRTU Americas LLC|1008495
GOL|GOL LINHAS AEREAS IN|NITP|VIRTU Americas LLC|100
GOL|GOL LINHAS AEREAS IN|NQRB|Brut, LLC|30535
GOL|GOL LINHAS AEREAS IN|NTBF|BMO Nesbitt Burns Inc./CDS|500
GOL|GOL LINHAS AEREAS IN|OPCO|Oppenheimer & Co. Inc.|1597
GOL|GOL LINHAS AEREAS IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
GOL|GOL LINHAS AEREAS IN|PDQM|CODA MARKETS, INC.|20354
GOL|GOL LINHAS AEREAS IN|PWJC|UBS Financial Services, Inc.|300
GOL|GOL LINHAS AEREAS IN|RBCM|RBC CAPITAL MARKETS, LLC|1000
GOL|GOL LINHAS AEREAS IN|SAGL|SAGETRADER, LLC|3200
GOL|GOL LINHAS AEREAS IN|SANT|Santander Investment Securities Inc.|895
GOL|GOL LINHAS AEREAS IN|SBSH|Citigroup Global Markets Inc.|89402
GOL|GOL LINHAS AEREAS IN|SCMC|Scotia Capital Markets (USA) Inc.|300
GOL|GOL LINHAS AEREAS IN|SGMT|GOLDMAN SACHS & CO. LLC|67083
GOL|GOL LINHAS AEREAS IN|SPDR|SPEEDROUTE LLC|5000
GOL|GOL LINHAS AEREAS IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1910
GOL|GOL LINHAS AEREAS IN|SWIM|TD Ameritrade, Inc.|577890
GOL|GOL LINHAS AEREAS IN|TKNG|ALLY INVEST SECURITIES LLC|5388
GOL|GOL LINHAS AEREAS IN|TRBT|Tradebot Systems, Inc.|111292
GOL|GOL LINHAS AEREAS IN|TRCM|TRC MARKETS LLC|26768
GOL|GOL LINHAS AEREAS IN|UBSA|UBS SECURITIES LLC|276877
GOL|GOL LINHAS AEREAS IN|UBSS|UBS Securities LLC|339734
GOL|GOL LINHAS AEREAS IN|VALX|VIRTU AMERICAS LLC|4234
GOL|GOL LINHAS AEREAS IN|VGRD|Vanguard Marketing Corporation|10227
GOL|GOL LINHAS AEREAS IN|WBPX|SUMMIT SECURITIES GROUP, LLC|1025
GOL|GOL LINHAS AEREAS IN|WCHV|WELLS FARGO SECURITIES, LLC|36342
GOL|GOL LINHAS AEREAS IN|WEDB|WEDBUSH SECURITIES INC.|2000
GOL|GOL LINHAS AEREAS IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6178
GOL|GOL LINHAS AEREAS IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3192
GOL|GOL LINHAS AEREAS IN|WGIF|CIBC World Markets Inc.|100
GOL|GOL LINHAS AEREAS IN|WSAG|WALL STREET ACCESS|5300
GOL|GOL LINHAS AEREAS IN|WSEA|WOLVERINE SECURITIES, LLC|7717
GOL|GOL LINHAS AEREAS IN|XIST|INSTINET, LLC|30200
GOL|GOL LINHAS AEREAS IN|XPUS|XP SECURITIES, LLC|15400
GOL|GOL LINHAS AEREAS IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|20190
GOL|GOL LINHAS AEREAS IN|YKNA|COMHAR CAPITAL MARKETS, LLC|1307
GOL|GOL LINHAS AEREAS IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3485
GOLD|RANDGOLD RES LTD|ALTX|Alternet Securities Inc.|872
GOLD|RANDGOLD RES LTD|APCC|Apex Clearing Corporation|909
GOLD|RANDGOLD RES LTD|BARD|Robert W. Baird & Co. Incorporated|1350
GOLD|RANDGOLD RES LTD|BATM|CBOE TRADING, INC.|3446
GOLD|RANDGOLD RES LTD|BAYT|BTIG, LLC|2898
GOLD|RANDGOLD RES LTD|BERN|Sanford C. Bernstein & Co., LLC|6346
GOLD|RANDGOLD RES LTD|BIMI|Banca IMI Securities Corp.|1046
GOLD|RANDGOLD RES LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4139
GOLD|RANDGOLD RES LTD|BMOC|BMO Capital Markets Corp.|1734
GOLD|RANDGOLD RES LTD|BNPX|BNP PARIBAS SECURITIES CORP.|10470
GOLD|RANDGOLD RES LTD|BTIG|BTIG, LLC|3923
GOLD|RANDGOLD RES LTD|BYXM|CBOE TRADING, INC.|2173
GOLD|RANDGOLD RES LTD|BZYD|GOLDMAN SACHS & CO. LLC|100
GOLD|RANDGOLD RES LTD|CANT|Cantor Fitzgerald & Co.|497
GOLD|RANDGOLD RES LTD|CHAS|Charles Schwab & Co., Inc.|2364
GOLD|RANDGOLD RES LTD|CICF|Canaccord Genuity Corp.|50
GOLD|RANDGOLD RES LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37583
GOLD|RANDGOLD RES LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
GOLD|RANDGOLD RES LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|640
GOLD|RANDGOLD RES LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128280
GOLD|RANDGOLD RES LTD|CTDL|Citadel Derivatives Group Llc|22138
GOLD|RANDGOLD RES LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|24846
GOLD|RANDGOLD RES LTD|DADA|D.A. Davidson & Co.|20
GOLD|RANDGOLD RES LTD|DBAB|Deutsche Bank Securities Inc.|359805
GOLD|RANDGOLD RES LTD|DBAX|Deutsche Bank Securities Inc.|112500
GOLD|RANDGOLD RES LTD|DBUL|Deutsche Bank Securities Inc.|1401
GOLD|RANDGOLD RES LTD|DCHF|Dart Executions, LLC|847
GOLD|RANDGOLD RES LTD|DEAN|MORGAN STANLEY|3087
GOLD|RANDGOLD RES LTD|DEGS|RONIN PROFESSIONAL LLC|8330
GOLD|RANDGOLD RES LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13947
GOLD|RANDGOLD RES LTD|EBXL|EBX LLC|97100
GOLD|RANDGOLD RES LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5954
GOLD|RANDGOLD RES LTD|EDJO|Edward D. Jones & Co., L.P.|449
GOLD|RANDGOLD RES LTD|EGAM|CBOE TRADING, INC.|2386
GOLD|RANDGOLD RES LTD|EGAW|CBOE TRADING, INC.|100
GOLD|RANDGOLD RES LTD|EGMT|EG MARKET TECHNOLOGIES LLC|1170
GOLD|RANDGOLD RES LTD|EGXM|CBOE TRADING, INC.|2251
GOLD|RANDGOLD RES LTD|ELEV|ELEVATION, LLC|3200
GOLD|RANDGOLD RES LTD|ETBE|Electronic Transaction Clearing, Inc.|19208
GOLD|RANDGOLD RES LTD|ETCB|ETC BROKERAGE SERVICES, LLC|55
GOLD|RANDGOLD RES LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|23144
GOLD|RANDGOLD RES LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30383
GOLD|RANDGOLD RES LTD|ETRS|E*Trade Securities LLC|173855
GOLD|RANDGOLD RES LTD|FBCO|Credit Suisse Securities (USA) LLC|217618
GOLD|RANDGOLD RES LTD|FILL|Tradestation Securities, Inc.|1111
GOLD|RANDGOLD RES LTD|FMAF|NBCN Inc./ CDS|2127
GOLD|RANDGOLD RES LTD|FOMA|TD AMERITRADE CLEARING, INC.|301464
GOLD|RANDGOLD RES LTD|FQLS|Quantlab Securities LP|168340
GOLD|RANDGOLD RES LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62029
GOLD|RANDGOLD RES LTD|FTBR|Foliofn Investments, Inc.|2795
GOLD|RANDGOLD RES LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|31620
GOLD|RANDGOLD RES LTD|GLPX|ACS EXECUTION SERVICES, LLC|2794
GOLD|RANDGOLD RES LTD|GSCO|GOLDMAN SACHS & CO. LLC|330873
GOLD|RANDGOLD RES LTD|GSCS|GOLDMAN SACHS & CO. LLC|15892
GOLD|RANDGOLD RES LTD|GSLT|GOLDMAN SACHS & CO. LLC|5499
GOLD|RANDGOLD RES LTD|GTSZ|GTS SECURITIES LLC|43585
GOLD|RANDGOLD RES LTD|HAPX|HAP Trading, LLC|2351
GOLD|RANDGOLD RES LTD|HCTA|Hardcastle Trading USA LLC|27765
GOLD|RANDGOLD RES LTD|HRBF|American Enterprise Investment Services Inc.|1081
GOLD|RANDGOLD RES LTD|HSBC|HSBC Securities, Inc.|11427
GOLD|RANDGOLD RES LTD|IATS|INTERACTIVE BROKERS LLC|16718
GOLD|RANDGOLD RES LTD|IBKR|Interactive Brokers Llc|77470
GOLD|RANDGOLD RES LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|498
GOLD|RANDGOLD RES LTD|ICBX|INSTINET, LLC|20374
GOLD|RANDGOLD RES LTD|IMPC|Imperial Capital, LLC|3800
GOLD|RANDGOLD RES LTD|INCA|INSTINET, LLC|258983
GOLD|RANDGOLD RES LTD|INJX|INSTINET, LLC|6510
GOLD|RANDGOLD RES LTD|INTL|INTL FCSTONE FINANCIAL INC.|2542
GOLD|RANDGOLD RES LTD|ITGI|ITG Inc.|8584
GOLD|RANDGOLD RES LTD|ITGP|ITG INC.|34400
GOLD|RANDGOLD RES LTD|JANY|Janney Montgomery Scott Inc.|507
GOLD|RANDGOLD RES LTD|JEFF|JEFFERIES LLC|23136
GOLD|RANDGOLD RES LTD|JMPT|JUMP TRADING, LLC|58497
GOLD|RANDGOLD RES LTD|JPBX|J.P. MORGAN SECURITIES LLC|3366
GOLD|RANDGOLD RES LTD|JPMX|J.P. Morgan Securities LLC|82094
GOLD|RANDGOLD RES LTD|JSJX|JANE STREET CAPITAL LLC|4747
GOLD|RANDGOLD RES LTD|KCGM|VIRTU Americas LLC|7993
GOLD|RANDGOLD RES LTD|KCRD|PHX FINANCIAL, INC.|510
GOLD|RANDGOLD RES LTD|LEER|LEERINK PARTNERS LLC|1100
GOLD|RANDGOLD RES LTD|LEHM|Barclays Capital Inc./Le|468818
GOLD|RANDGOLD RES LTD|LIME|Lime Brokerage LLC|448990
GOLD|RANDGOLD RES LTD|LMGP|LIME BROKERAGE LLC|8126
GOLD|RANDGOLD RES LTD|LSCI|Lek Securities Corporation|20155
GOLD|RANDGOLD RES LTD|MACC|Mid Atlantic Capital Corporation|285
GOLD|RANDGOLD RES LTD|MBTS|ALLY INVEST SECURITIES LLC|1535
GOLD|RANDGOLD RES LTD|MCMF|Raymond James Ltd. Cds|37
GOLD|RANDGOLD RES LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26764
GOLD|RANDGOLD RES LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
GOLD|RANDGOLD RES LTD|MOTF|MOTIF INVESTING, INC.|19
GOLD|RANDGOLD RES LTD|MSCO|MORGAN STANLEY & CO. LLC|1279635
GOLD|RANDGOLD RES LTD|MSPL|MORGAN STANLEY & CO. LLC|114700
GOLD|RANDGOLD RES LTD|MSTX|MORGAN STANLEY & CO. LLC|38600
GOLD|RANDGOLD RES LTD|NFSC|National Financial Services LLC|209990
GOLD|RANDGOLD RES LTD|NITE|VIRTU Americas LLC|453796
GOLD|RANDGOLD RES LTD|NITP|VIRTU Americas LLC|600
GOLD|RANDGOLD RES LTD|NQRB|Brut, LLC|9167
GOLD|RANDGOLD RES LTD|NTRC|Northern Trust Securities, Inc.|300
GOLD|RANDGOLD RES LTD|OHOS|TWO SIGMA SECURITIES, LLC|36080
GOLD|RANDGOLD RES LTD|OLDM|OLD MISSION CAPITAL, LLC|129394
GOLD|RANDGOLD RES LTD|OPCO|Oppenheimer & Co. Inc.|1748
GOLD|RANDGOLD RES LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2763
GOLD|RANDGOLD RES LTD|PDQM|CODA MARKETS, INC.|17465
GOLD|RANDGOLD RES LTD|PHLY|NASDAQ Execution Services, LLC|3000
GOLD|RANDGOLD RES LTD|PWJC|UBS Financial Services, Inc.|110
GOLD|RANDGOLD RES LTD|RAJA|Raymond James & Associates, Inc.|1676
GOLD|RANDGOLD RES LTD|RBCM|RBC CAPITAL MARKETS, LLC|6522
GOLD|RANDGOLD RES LTD|RHOX|XR Securities LLC|1484
GOLD|RANDGOLD RES LTD|SAGL|SAGETRADER, LLC|788
GOLD|RANDGOLD RES LTD|SBSH|Citigroup Global Markets Inc.|146370
GOLD|RANDGOLD RES LTD|SCMC|Scotia Capital Markets (USA) Inc.|200
GOLD|RANDGOLD RES LTD|SGMT|GOLDMAN SACHS & CO. LLC|25023
GOLD|RANDGOLD RES LTD|SPDR|SPEEDROUTE LLC|109212
GOLD|RANDGOLD RES LTD|STFL|Stifel, Nicolaus & Company, Incorporated|13956
GOLD|RANDGOLD RES LTD|STXG|Stockcross Financial Services, Inc.|63
GOLD|RANDGOLD RES LTD|SWIM|TD Ameritrade, Inc.|113267
GOLD|RANDGOLD RES LTD|SWST|Hilltop Securities Inc.|142
GOLD|RANDGOLD RES LTD|TKNG|ALLY INVEST SECURITIES LLC|2624
GOLD|RANDGOLD RES LTD|TMBR|Timber Hill LLC|11515
GOLD|RANDGOLD RES LTD|TRBT|Tradebot Systems, Inc.|91961
GOLD|RANDGOLD RES LTD|TRCM|TRC MARKETS LLC|170737
GOLD|RANDGOLD RES LTD|UBSA|UBS SECURITIES LLC|274857
GOLD|RANDGOLD RES LTD|UBSS|UBS Securities LLC|624327
GOLD|RANDGOLD RES LTD|VALX|VIRTU AMERICAS LLC|659175
GOLD|RANDGOLD RES LTD|VGRD|Vanguard Marketing Corporation|10151
GOLD|RANDGOLD RES LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|100
GOLD|RANDGOLD RES LTD|WCHV|WELLS FARGO SECURITIES, LLC|24750
GOLD|RANDGOLD RES LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6402
GOLD|RANDGOLD RES LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13461
GOLD|RANDGOLD RES LTD|WGIF|CIBC World Markets Inc.|2585
GOLD|RANDGOLD RES LTD|WSEA|WOLVERINE SECURITIES, LLC|4129
GOLD|RANDGOLD RES LTD|XIST|INSTINET, LLC|12122
GOLD|RANDGOLD RES LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|33280
GOLD|RANDGOLD RES LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|1113
GOLD|RANDGOLD RES LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2326
GOLF|ACUSHNET HOLDINGS CP|ALTX|Alternet Securities Inc.|5235
GOLF|ACUSHNET HOLDINGS CP|ANOS|ABEL/NOSER, L.L.C.|18972
GOLF|ACUSHNET HOLDINGS CP|APCC|Apex Clearing Corporation|182
GOLF|ACUSHNET HOLDINGS CP|BANK|Primevest Financial Services, Inc.|15
GOLF|ACUSHNET HOLDINGS CP|BARD|Robert W. Baird & Co. Incorporated|6076
GOLF|ACUSHNET HOLDINGS CP|BATM|CBOE TRADING, INC.|1238
GOLF|ACUSHNET HOLDINGS CP|BERN|Sanford C. Bernstein & Co., LLC|33288
GOLF|ACUSHNET HOLDINGS CP|BIDS|BIDS TRADING L.P.|9100
GOLF|ACUSHNET HOLDINGS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8214
GOLF|ACUSHNET HOLDINGS CP|BLKX|INSTINET, LLC|5400
GOLF|ACUSHNET HOLDINGS CP|BNPX|BNP PARIBAS SECURITIES CORP.|3390
GOLF|ACUSHNET HOLDINGS CP|BYXM|CBOE TRADING, INC.|387
GOLF|ACUSHNET HOLDINGS CP|BZYD|GOLDMAN SACHS & CO. LLC|700
GOLF|ACUSHNET HOLDINGS CP|CANT|Cantor Fitzgerald & Co.|400
GOLF|ACUSHNET HOLDINGS CP|CHAS|Charles Schwab & Co., Inc.|196
GOLF|ACUSHNET HOLDINGS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68277
GOLF|ACUSHNET HOLDINGS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1604
GOLF|ACUSHNET HOLDINGS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|63333
GOLF|ACUSHNET HOLDINGS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45437
GOLF|ACUSHNET HOLDINGS CP|CTDL|Citadel Derivatives Group Llc|2497
GOLF|ACUSHNET HOLDINGS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|25200
GOLF|ACUSHNET HOLDINGS CP|DBAB|Deutsche Bank Securities Inc.|62121
GOLF|ACUSHNET HOLDINGS CP|DBAX|Deutsche Bank Securities Inc.|82600
GOLF|ACUSHNET HOLDINGS CP|DBUL|Deutsche Bank Securities Inc.|479
GOLF|ACUSHNET HOLDINGS CP|DEAN|MORGAN STANLEY|1115
GOLF|ACUSHNET HOLDINGS CP|DEGS|RONIN PROFESSIONAL LLC|1591
GOLF|ACUSHNET HOLDINGS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
GOLF|ACUSHNET HOLDINGS CP|EBXL|EBX LLC|42700
GOLF|ACUSHNET HOLDINGS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1511
GOLF|ACUSHNET HOLDINGS CP|EDJO|Edward D. Jones & Co., L.P.|7496
GOLF|ACUSHNET HOLDINGS CP|EGAM|CBOE TRADING, INC.|3697
GOLF|ACUSHNET HOLDINGS CP|EGMT|EG MARKET TECHNOLOGIES LLC|400
GOLF|ACUSHNET HOLDINGS CP|EGXM|CBOE TRADING, INC.|1422
GOLF|ACUSHNET HOLDINGS CP|EGXW|CBOE TRADING, INC.|160
GOLF|ACUSHNET HOLDINGS CP|ETBE|Electronic Transaction Clearing, Inc.|1204
GOLF|ACUSHNET HOLDINGS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
GOLF|ACUSHNET HOLDINGS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5978
GOLF|ACUSHNET HOLDINGS CP|ETRS|E*Trade Securities LLC|5664
GOLF|ACUSHNET HOLDINGS CP|FBSB|U.S. Bancorp Investments, Inc.|25
GOLF|ACUSHNET HOLDINGS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3952
GOLF|ACUSHNET HOLDINGS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82386
GOLF|ACUSHNET HOLDINGS CP|FTBR|Foliofn Investments, Inc.|637
GOLF|ACUSHNET HOLDINGS CP|GLPX|ACS EXECUTION SERVICES, LLC|3858
GOLF|ACUSHNET HOLDINGS CP|GSCO|GOLDMAN SACHS & CO. LLC|117438
GOLF|ACUSHNET HOLDINGS CP|GSLT|GOLDMAN SACHS & CO. LLC|1082
GOLF|ACUSHNET HOLDINGS CP|GTSZ|GTS SECURITIES LLC|11608
GOLF|ACUSHNET HOLDINGS CP|HRBF|American Enterprise Investment Services Inc.|248
GOLF|ACUSHNET HOLDINGS CP|IATS|INTERACTIVE BROKERS LLC|421
GOLF|ACUSHNET HOLDINGS CP|IBKR|Interactive Brokers Llc|4945
GOLF|ACUSHNET HOLDINGS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|619
GOLF|ACUSHNET HOLDINGS CP|ICBX|INSTINET, LLC|23278
GOLF|ACUSHNET HOLDINGS CP|IEQY|CITADEL SECURITIES LLC|9337
GOLF|ACUSHNET HOLDINGS CP|INCA|INSTINET, LLC|44960
GOLF|ACUSHNET HOLDINGS CP|INJX|INSTINET, LLC|8687
GOLF|ACUSHNET HOLDINGS CP|ITGI|ITG Inc.|11610
GOLF|ACUSHNET HOLDINGS CP|ITGP|ITG INC.|113800
GOLF|ACUSHNET HOLDINGS CP|JANY|Janney Montgomery Scott Inc.|339
GOLF|ACUSHNET HOLDINGS CP|JEFF|JEFFERIES LLC|78413
GOLF|ACUSHNET HOLDINGS CP|JMPT|JUMP TRADING, LLC|7914
GOLF|ACUSHNET HOLDINGS CP|JPBX|J.P. MORGAN SECURITIES LLC|4868
GOLF|ACUSHNET HOLDINGS CP|JPMX|J.P. Morgan Securities LLC|123087
GOLF|ACUSHNET HOLDINGS CP|JSJX|JANE STREET CAPITAL LLC|5162
GOLF|ACUSHNET HOLDINGS CP|KCGM|VIRTU Americas LLC|17888
GOLF|ACUSHNET HOLDINGS CP|KEYB|KEYBANC CAPITAL MARKETS INC.|129560
GOLF|ACUSHNET HOLDINGS CP|LEHM|Barclays Capital Inc./Le|84103
GOLF|ACUSHNET HOLDINGS CP|LIME|Lime Brokerage LLC|7906
GOLF|ACUSHNET HOLDINGS CP|LQNA|LIQUIDNET, INC.|41600
GOLF|ACUSHNET HOLDINGS CP|LSCI|Lek Securities Corporation|2
GOLF|ACUSHNET HOLDINGS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77835
GOLF|ACUSHNET HOLDINGS CP|MOTF|MOTIF INVESTING, INC.|18
GOLF|ACUSHNET HOLDINGS CP|MSCO|MORGAN STANLEY & CO. LLC|177734
GOLF|ACUSHNET HOLDINGS CP|MSPL|MORGAN STANLEY & CO. LLC|62600
GOLF|ACUSHNET HOLDINGS CP|MSTX|MORGAN STANLEY & CO. LLC|4800
GOLF|ACUSHNET HOLDINGS CP|NFSC|National Financial Services LLC|35715
GOLF|ACUSHNET HOLDINGS CP|NITE|VIRTU Americas LLC|86147
GOLF|ACUSHNET HOLDINGS CP|NQRB|Brut, LLC|1931
GOLF|ACUSHNET HOLDINGS CP|NTRC|Northern Trust Securities, Inc.|1380
GOLF|ACUSHNET HOLDINGS CP|OPCO|Oppenheimer & Co. Inc.|1014
GOLF|ACUSHNET HOLDINGS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|225
GOLF|ACUSHNET HOLDINGS CP|PDQM|CODA MARKETS, INC.|9893
GOLF|ACUSHNET HOLDINGS CP|PNSR|Penserra Securities, LLC|3387
GOLF|ACUSHNET HOLDINGS CP|RBCM|RBC CAPITAL MARKETS, LLC|838
GOLF|ACUSHNET HOLDINGS CP|RHCO|Suntrust Robinson Humphrey, Inc.|620
GOLF|ACUSHNET HOLDINGS CP|RILY|B. RILEY FBR, INC.|100
GOLF|ACUSHNET HOLDINGS CP|SAGL|SAGETRADER, LLC|2
GOLF|ACUSHNET HOLDINGS CP|SBSH|Citigroup Global Markets Inc.|30195
GOLF|ACUSHNET HOLDINGS CP|SGMT|GOLDMAN SACHS & CO. LLC|50467
GOLF|ACUSHNET HOLDINGS CP|SOGO|Wang Investment Associates, Inc.|200
GOLF|ACUSHNET HOLDINGS CP|SPDR|SPEEDROUTE LLC|6597
GOLF|ACUSHNET HOLDINGS CP|SPTD|MINT GLOBAL MARKETS, INC.|7210
GOLF|ACUSHNET HOLDINGS CP|STFL|Stifel, Nicolaus & Company, Incorporated|864
GOLF|ACUSHNET HOLDINGS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1700
GOLF|ACUSHNET HOLDINGS CP|SWIM|TD Ameritrade, Inc.|939
GOLF|ACUSHNET HOLDINGS CP|TKNG|ALLY INVEST SECURITIES LLC|178
GOLF|ACUSHNET HOLDINGS CP|TMBR|Timber Hill LLC|95
GOLF|ACUSHNET HOLDINGS CP|TRBT|Tradebot Systems, Inc.|27556
GOLF|ACUSHNET HOLDINGS CP|TRCM|TRC MARKETS LLC|13772
GOLF|ACUSHNET HOLDINGS CP|UBSA|UBS SECURITIES LLC|132418
GOLF|ACUSHNET HOLDINGS CP|UBSS|UBS Securities LLC|138564
GOLF|ACUSHNET HOLDINGS CP|VALX|VIRTU AMERICAS LLC|6407
GOLF|ACUSHNET HOLDINGS CP|VGRD|Vanguard Marketing Corporation|849
GOLF|ACUSHNET HOLDINGS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|258
GOLF|ACUSHNET HOLDINGS CP|WCHV|WELLS FARGO SECURITIES, LLC|13209
GOLF|ACUSHNET HOLDINGS CP|WEED|Weeden & Co.L.P.|390
GOLF|ACUSHNET HOLDINGS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81
GOLF|ACUSHNET HOLDINGS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2647
GOLF|ACUSHNET HOLDINGS CP|WSEA|WOLVERINE SECURITIES, LLC|313
GOLF|ACUSHNET HOLDINGS CP|XIST|INSTINET, LLC|17800
GOLF|ACUSHNET HOLDINGS CP|XPQR|Jump Trading|300
GOLF|ACUSHNET HOLDINGS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15440
GOLF|ACUSHNET HOLDINGS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1111
GOLF|ACUSHNET HOLDINGS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1051
GOOD|GLADSTONE COMML   ##|AGCP|AEGIS CAPITAL CORP.|630
GOOD|GLADSTONE COMML   ##|AGIS|Aegis Capital Corp.|410
GOOD|GLADSTONE COMML   ##|ALTX|Alternet Securities Inc.|670
GOOD|GLADSTONE COMML   ##|APCC|Apex Clearing Corporation|399
GOOD|GLADSTONE COMML   ##|BANK|Primevest Financial Services, Inc.|587
GOOD|GLADSTONE COMML   ##|BARD|Robert W. Baird & Co. Incorporated|161
GOOD|GLADSTONE COMML   ##|BATM|CBOE TRADING, INC.|102
GOOD|GLADSTONE COMML   ##|BAYC|BAY CREST PARTNERS, LLC|12
GOOD|GLADSTONE COMML   ##|BBNT|BB&T SECURITIES, LLC|1
GOOD|GLADSTONE COMML   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1656
GOOD|GLADSTONE COMML   ##|BLKX|INSTINET, LLC|25000
GOOD|GLADSTONE COMML   ##|BMOC|BMO Capital Markets Corp.|4486
GOOD|GLADSTONE COMML   ##|BNPX|BNP PARIBAS SECURITIES CORP.|4646
GOOD|GLADSTONE COMML   ##|BTIG|BTIG, LLC|8016
GOOD|GLADSTONE COMML   ##|BYXM|CBOE TRADING, INC.|31
GOOD|GLADSTONE COMML   ##|BZYD|GOLDMAN SACHS & CO. LLC|1498
GOOD|GLADSTONE COMML   ##|CANT|Cantor Fitzgerald & Co.|473
GOOD|GLADSTONE COMML   ##|CHAS|Charles Schwab & Co., Inc.|1905
GOOD|GLADSTONE COMML   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60390
GOOD|GLADSTONE COMML   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|146
GOOD|GLADSTONE COMML   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
GOOD|GLADSTONE COMML   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27656
GOOD|GLADSTONE COMML   ##|CTDL|Citadel Derivatives Group Llc|7360
GOOD|GLADSTONE COMML   ##|CTLR|CUTLER GROUP, LP|600
GOOD|GLADSTONE COMML   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3740
GOOD|GLADSTONE COMML   ##|DADA|D.A. Davidson & Co.|6976
GOOD|GLADSTONE COMML   ##|DBAB|Deutsche Bank Securities Inc.|40778
GOOD|GLADSTONE COMML   ##|DBAX|Deutsche Bank Securities Inc.|18000
GOOD|GLADSTONE COMML   ##|DBUL|Deutsche Bank Securities Inc.|308
GOOD|GLADSTONE COMML   ##|DEAN|MORGAN STANLEY|5278
GOOD|GLADSTONE COMML   ##|DEGS|RONIN PROFESSIONAL LLC|208
GOOD|GLADSTONE COMML   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|275
GOOD|GLADSTONE COMML   ##|EBXL|EBX LLC|19200
GOOD|GLADSTONE COMML   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
GOOD|GLADSTONE COMML   ##|EDJO|Edward D. Jones & Co., L.P.|4372
GOOD|GLADSTONE COMML   ##|EGAM|CBOE TRADING, INC.|1604
GOOD|GLADSTONE COMML   ##|EGMT|EG MARKET TECHNOLOGIES LLC|40
GOOD|GLADSTONE COMML   ##|EGXM|CBOE TRADING, INC.|311
GOOD|GLADSTONE COMML   ##|ETBE|Electronic Transaction Clearing, Inc.|620
GOOD|GLADSTONE COMML   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1800
GOOD|GLADSTONE COMML   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2253
GOOD|GLADSTONE COMML   ##|ETRS|E*Trade Securities LLC|57617
GOOD|GLADSTONE COMML   ##|FBCO|Credit Suisse Securities (USA) LLC|140724
GOOD|GLADSTONE COMML   ##|FILL|Tradestation Securities, Inc.|300
GOOD|GLADSTONE COMML   ##|FMAF|NBCN Inc./ CDS|50
GOOD|GLADSTONE COMML   ##|FOMA|TD AMERITRADE CLEARING, INC.|54321
GOOD|GLADSTONE COMML   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|318
GOOD|GLADSTONE COMML   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39094
GOOD|GLADSTONE COMML   ##|FTBR|Foliofn Investments, Inc.|462
GOOD|GLADSTONE COMML   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|12382
GOOD|GLADSTONE COMML   ##|GLPX|ACS EXECUTION SERVICES, LLC|3831
GOOD|GLADSTONE COMML   ##|GSCO|GOLDMAN SACHS & CO. LLC|233267
GOOD|GLADSTONE COMML   ##|GSCS|GOLDMAN SACHS & CO. LLC|171
GOOD|GLADSTONE COMML   ##|GSLT|GOLDMAN SACHS & CO. LLC|515
GOOD|GLADSTONE COMML   ##|GTSZ|GTS SECURITIES LLC|4404
GOOD|GLADSTONE COMML   ##|HRBF|American Enterprise Investment Services Inc.|11336
GOOD|GLADSTONE COMML   ##|IATS|INTERACTIVE BROKERS LLC|837
GOOD|GLADSTONE COMML   ##|IBKR|Interactive Brokers Llc|16426
GOOD|GLADSTONE COMML   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|119
GOOD|GLADSTONE COMML   ##|ICBX|INSTINET, LLC|8677
GOOD|GLADSTONE COMML   ##|IEQY|CITADEL SECURITIES LLC|15202
GOOD|GLADSTONE COMML   ##|INCA|INSTINET, LLC|100504
GOOD|GLADSTONE COMML   ##|INJX|INSTINET, LLC|2305
GOOD|GLADSTONE COMML   ##|ITGI|ITG Inc.|27006
GOOD|GLADSTONE COMML   ##|ITGP|ITG INC.|17200
GOOD|GLADSTONE COMML   ##|JANY|Janney Montgomery Scott Inc.|4224
GOOD|GLADSTONE COMML   ##|JEFF|JEFFERIES LLC|4394
GOOD|GLADSTONE COMML   ##|JMPT|JUMP TRADING, LLC|5431
GOOD|GLADSTONE COMML   ##|JPBX|J.P. MORGAN SECURITIES LLC|1900
GOOD|GLADSTONE COMML   ##|JPMX|J.P. Morgan Securities LLC|22797
GOOD|GLADSTONE COMML   ##|JSJX|JANE STREET CAPITAL LLC|7459
GOOD|GLADSTONE COMML   ##|KCGM|VIRTU Americas LLC|6743
GOOD|GLADSTONE COMML   ##|LEHM|Barclays Capital Inc./Le|121377
GOOD|GLADSTONE COMML   ##|LGNT|COR CLEARING LLC|15
GOOD|GLADSTONE COMML   ##|LIME|Lime Brokerage LLC|75427
GOOD|GLADSTONE COMML   ##|LMGP|LIME BROKERAGE LLC|2903
GOOD|GLADSTONE COMML   ##|MAXM|Maxim Group LLC|2718
GOOD|GLADSTONE COMML   ##|MBTS|ALLY INVEST SECURITIES LLC|3308
GOOD|GLADSTONE COMML   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17300
GOOD|GLADSTONE COMML   ##|MOTF|MOTIF INVESTING, INC.|4
GOOD|GLADSTONE COMML   ##|MSCO|MORGAN STANLEY & CO. LLC|278046
GOOD|GLADSTONE COMML   ##|MSPL|MORGAN STANLEY & CO. LLC|17400
GOOD|GLADSTONE COMML   ##|MSTX|MORGAN STANLEY & CO. LLC|6000
GOOD|GLADSTONE COMML   ##|NFSC|National Financial Services LLC|37720
GOOD|GLADSTONE COMML   ##|NITE|VIRTU Americas LLC|148130
GOOD|GLADSTONE COMML   ##|NITP|VIRTU Americas LLC|1700
GOOD|GLADSTONE COMML   ##|NQRB|Brut, LLC|1549
GOOD|GLADSTONE COMML   ##|OPCO|Oppenheimer & Co. Inc.|5353
GOOD|GLADSTONE COMML   ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|120
GOOD|GLADSTONE COMML   ##|PDQM|CODA MARKETS, INC.|6830
GOOD|GLADSTONE COMML   ##|PWJC|UBS Financial Services, Inc.|1350
GOOD|GLADSTONE COMML   ##|RAJA|Raymond James & Associates, Inc.|3169
GOOD|GLADSTONE COMML   ##|RBCM|RBC CAPITAL MARKETS, LLC|13717
GOOD|GLADSTONE COMML   ##|SAGL|SAGETRADER, LLC|2305
GOOD|GLADSTONE COMML   ##|SAGW|SAGETRADER, LLC|1378
GOOD|GLADSTONE COMML   ##|SBSH|Citigroup Global Markets Inc.|55770
GOOD|GLADSTONE COMML   ##|SGMT|GOLDMAN SACHS & CO. LLC|14078
GOOD|GLADSTONE COMML   ##|SPHN|Stephens Inc.|174
GOOD|GLADSTONE COMML   ##|STFL|Stifel, Nicolaus & Company, Incorporated|12263
GOOD|GLADSTONE COMML   ##|SWIM|TD Ameritrade, Inc.|5743
GOOD|GLADSTONE COMML   ##|TKNG|ALLY INVEST SECURITIES LLC|1028
GOOD|GLADSTONE COMML   ##|TRBT|Tradebot Systems, Inc.|13204
GOOD|GLADSTONE COMML   ##|TRCM|TRC MARKETS LLC|52250
GOOD|GLADSTONE COMML   ##|TWTT|TASTYWORKS, INC.|75
GOOD|GLADSTONE COMML   ##|UBSA|UBS SECURITIES LLC|64922
GOOD|GLADSTONE COMML   ##|UBSS|UBS Securities LLC|214812
GOOD|GLADSTONE COMML   ##|VALX|VIRTU AMERICAS LLC|4374
GOOD|GLADSTONE COMML   ##|VGRD|Vanguard Marketing Corporation|17091
GOOD|GLADSTONE COMML   ##|WCHV|WELLS FARGO SECURITIES, LLC|49652
GOOD|GLADSTONE COMML   ##|WDNX|WEEDEN & CO.L.P.|1042
GOOD|GLADSTONE COMML   ##|WEDB|WEDBUSH SECURITIES INC.|1911
GOOD|GLADSTONE COMML   ##|WEED|Weeden & Co.L.P.|7600
GOOD|GLADSTONE COMML   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2295
GOOD|GLADSTONE COMML   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|861
GOOD|GLADSTONE COMML   ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
GOOD|GLADSTONE COMML   ##|WSEA|WOLVERINE SECURITIES, LLC|3181
GOOD|GLADSTONE COMML   ##|XIST|INSTINET, LLC|50
GOOD|GLADSTONE COMML   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
GOOD|GLADSTONE COMML   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1503
GOODM|GLADSTONE PFD SRS D|BATM|CBOE TRADING, INC.|155
GOODM|GLADSTONE PFD SRS D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
GOODM|GLADSTONE PFD SRS D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|982
GOODM|GLADSTONE PFD SRS D|DADA|D.A. Davidson & Co.|333
GOODM|GLADSTONE PFD SRS D|DBAX|Deutsche Bank Securities Inc.|300
GOODM|GLADSTONE PFD SRS D|ETRS|E*Trade Securities LLC|1270
GOODM|GLADSTONE PFD SRS D|FBCO|Credit Suisse Securities (USA) LLC|2750
GOODM|GLADSTONE PFD SRS D|FOMA|TD AMERITRADE CLEARING, INC.|18912
GOODM|GLADSTONE PFD SRS D|GSCO|GOLDMAN SACHS & CO. LLC|780
GOODM|GLADSTONE PFD SRS D|HRBF|American Enterprise Investment Services Inc.|176
GOODM|GLADSTONE PFD SRS D|IATS|INTERACTIVE BROKERS LLC|200
GOODM|GLADSTONE PFD SRS D|IBKR|Interactive Brokers Llc|2403
GOODM|GLADSTONE PFD SRS D|ICBX|INSTINET, LLC|200
GOODM|GLADSTONE PFD SRS D|INCA|INSTINET, LLC|5082
GOODM|GLADSTONE PFD SRS D|ITGI|ITG Inc.|306
GOODM|GLADSTONE PFD SRS D|ITGP|ITG INC.|200
GOODM|GLADSTONE PFD SRS D|LEHM|Barclays Capital Inc./Le|400
GOODM|GLADSTONE PFD SRS D|LIME|Lime Brokerage LLC|2372
GOODM|GLADSTONE PFD SRS D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|993
GOODM|GLADSTONE PFD SRS D|MSCO|MORGAN STANLEY & CO. LLC|2360
GOODM|GLADSTONE PFD SRS D|NATL|National Securities Corporation|700
GOODM|GLADSTONE PFD SRS D|NFSC|National Financial Services LLC|4571
GOODM|GLADSTONE PFD SRS D|NITE|VIRTU Americas LLC|9703
GOODM|GLADSTONE PFD SRS D|NQRB|Brut, LLC|343
GOODM|GLADSTONE PFD SRS D|PDQM|CODA MARKETS, INC.|100
GOODM|GLADSTONE PFD SRS D|RBCM|RBC CAPITAL MARKETS, LLC|1035
GOODM|GLADSTONE PFD SRS D|STFL|Stifel, Nicolaus & Company, Incorporated|1186
GOODM|GLADSTONE PFD SRS D|SWIM|TD Ameritrade, Inc.|1000
GOODM|GLADSTONE PFD SRS D|TRCM|TRC MARKETS LLC|300
GOODM|GLADSTONE PFD SRS D|UBSA|UBS SECURITIES LLC|700
GOODM|GLADSTONE PFD SRS D|UBSS|UBS Securities LLC|10243
GOODM|GLADSTONE PFD SRS D|VGRD|Vanguard Marketing Corporation|600
GOODM|GLADSTONE PFD SRS D|WCHV|WELLS FARGO SECURITIES, LLC|7340
GOODO|GLADSTONE COMMERCIAL|BARD|Robert W. Baird & Co. Incorporated|400
GOODO|GLADSTONE COMMERCIAL|BATM|CBOE TRADING, INC.|100
GOODO|GLADSTONE COMMERCIAL|BERN|Sanford C. Bernstein & Co., LLC|200
GOODO|GLADSTONE COMMERCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2384
GOODO|GLADSTONE COMMERCIAL|BNCH|The Benchmark Company, LLC|800
GOODO|GLADSTONE COMMERCIAL|CANT|Cantor Fitzgerald & Co.|300
GOODO|GLADSTONE COMMERCIAL|CHAS|Charles Schwab & Co., Inc.|66
GOODO|GLADSTONE COMMERCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|359
GOODO|GLADSTONE COMMERCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GOODO|GLADSTONE COMMERCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101
GOODO|GLADSTONE COMMERCIAL|DBAX|Deutsche Bank Securities Inc.|700
GOODO|GLADSTONE COMMERCIAL|ETRS|E*Trade Securities LLC|6015
GOODO|GLADSTONE COMMERCIAL|FBCO|Credit Suisse Securities (USA) LLC|600
GOODO|GLADSTONE COMMERCIAL|FOMA|TD AMERITRADE CLEARING, INC.|5339
GOODO|GLADSTONE COMMERCIAL|FTBR|Foliofn Investments, Inc.|2
GOODO|GLADSTONE COMMERCIAL|GLPX|ACS EXECUTION SERVICES, LLC|29
GOODO|GLADSTONE COMMERCIAL|GSCO|GOLDMAN SACHS & CO. LLC|100
GOODO|GLADSTONE COMMERCIAL|GSCS|GOLDMAN SACHS & CO. LLC|500
GOODO|GLADSTONE COMMERCIAL|HRBF|American Enterprise Investment Services Inc.|2245
GOODO|GLADSTONE COMMERCIAL|IATS|INTERACTIVE BROKERS LLC|90
GOODO|GLADSTONE COMMERCIAL|IBKR|Interactive Brokers Llc|1459
GOODO|GLADSTONE COMMERCIAL|INCA|INSTINET, LLC|1750
GOODO|GLADSTONE COMMERCIAL|LIME|Lime Brokerage LLC|853
GOODO|GLADSTONE COMMERCIAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1878
GOODO|GLADSTONE COMMERCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GOODO|GLADSTONE COMMERCIAL|MSCO|MORGAN STANLEY & CO. LLC|2003
GOODO|GLADSTONE COMMERCIAL|NFSC|National Financial Services LLC|9494
GOODO|GLADSTONE COMMERCIAL|NITE|VIRTU Americas LLC|15842
GOODO|GLADSTONE COMMERCIAL|NQRB|Brut, LLC|200
GOODO|GLADSTONE COMMERCIAL|PDQM|CODA MARKETS, INC.|99
GOODO|GLADSTONE COMMERCIAL|RBCM|RBC CAPITAL MARKETS, LLC|440
GOODO|GLADSTONE COMMERCIAL|SPDR|SPEEDROUTE LLC|574
GOODO|GLADSTONE COMMERCIAL|SWIM|TD Ameritrade, Inc.|1099
GOODO|GLADSTONE COMMERCIAL|SWST|Hilltop Securities Inc.|3
GOODO|GLADSTONE COMMERCIAL|UBSA|UBS SECURITIES LLC|299
GOODO|GLADSTONE COMMERCIAL|UBSS|UBS Securities LLC|5543
GOODO|GLADSTONE COMMERCIAL|VGRD|Vanguard Marketing Corporation|83
GOODO|GLADSTONE COMMERCIAL|WCHV|WELLS FARGO SECURITIES, LLC|6409
GOODO|GLADSTONE COMMERCIAL|WGIF|CIBC World Markets Inc.|22
GOODO|GLADSTONE COMMERCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|710
GOODP|GLADSTONE COMMERCIA|BATM|CBOE TRADING, INC.|100
GOODP|GLADSTONE COMMERCIA|BAYC|BAY CREST PARTNERS, LLC|864
GOODP|GLADSTONE COMMERCIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|314
GOODP|GLADSTONE COMMERCIA|ETRS|E*Trade Securities LLC|4266
GOODP|GLADSTONE COMMERCIA|FBCO|Credit Suisse Securities (USA) LLC|1186
GOODP|GLADSTONE COMMERCIA|FOMA|TD AMERITRADE CLEARING, INC.|2915
GOODP|GLADSTONE COMMERCIA|FTBR|Foliofn Investments, Inc.|564
GOODP|GLADSTONE COMMERCIA|GTSZ|GTS SECURITIES LLC|100
GOODP|GLADSTONE COMMERCIA|IBKR|Interactive Brokers Llc|1221
GOODP|GLADSTONE COMMERCIA|ICBX|INSTINET, LLC|200
GOODP|GLADSTONE COMMERCIA|INCA|INSTINET, LLC|385
GOODP|GLADSTONE COMMERCIA|LEHM|Barclays Capital Inc./Le|200
GOODP|GLADSTONE COMMERCIA|LIME|Lime Brokerage LLC|750
GOODP|GLADSTONE COMMERCIA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14
GOODP|GLADSTONE COMMERCIA|MSCO|MORGAN STANLEY & CO. LLC|391
GOODP|GLADSTONE COMMERCIA|NFSC|National Financial Services LLC|3213
GOODP|GLADSTONE COMMERCIA|NITE|VIRTU Americas LLC|10974
GOODP|GLADSTONE COMMERCIA|NQRB|Brut, LLC|100
GOODP|GLADSTONE COMMERCIA|RBCM|RBC CAPITAL MARKETS, LLC|634
GOODP|GLADSTONE COMMERCIA|SBSH|Citigroup Global Markets Inc.|375
GOODP|GLADSTONE COMMERCIA|SWIM|TD Ameritrade, Inc.|1625
GOODP|GLADSTONE COMMERCIA|UBSA|UBS SECURITIES LLC|500
GOODP|GLADSTONE COMMERCIA|UBSS|UBS Securities LLC|3669
GOODP|GLADSTONE COMMERCIA|VGRD|Vanguard Marketing Corporation|400
GOODP|GLADSTONE COMMERCIA|WCHV|WELLS FARGO SECURITIES, LLC|1661
GOODP|GLADSTONE COMMERCIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
GOOG|ALPHABET CL C CAP|ABLE|NATIXIS Securities Americas LLC|303462
GOOG|ALPHABET CL C CAP|ACAD|ACADEMY SECURITIES, INC.|175
GOOG|ALPHABET CL C CAP|ACPL|American Capital Partners, LLC|9
GOOG|ALPHABET CL C CAP|AGCP|AEGIS CAPITAL CORP.|15
GOOG|ALPHABET CL C CAP|AGIS|Aegis Capital Corp.|1162
GOOG|ALPHABET CL C CAP|ALLN|Allen & Company LLC|1032
GOOG|ALPHABET CL C CAP|ALTX|Alternet Securities Inc.|11530
GOOG|ALPHABET CL C CAP|AMRI|AMERICAS EXECUTIONS, LLC|185
GOOG|ALPHABET CL C CAP|ANOS|ABEL/NOSER, L.L.C.|390
GOOG|ALPHABET CL C CAP|APCC|Apex Clearing Corporation|9391
GOOG|ALPHABET CL C CAP|BANK|Primevest Financial Services, Inc.|223
GOOG|ALPHABET CL C CAP|BARD|Robert W. Baird & Co. Incorporated|5583
GOOG|ALPHABET CL C CAP|BATM|CBOE TRADING, INC.|64643
GOOG|ALPHABET CL C CAP|BAYC|BAY CREST PARTNERS, LLC|38103
GOOG|ALPHABET CL C CAP|BAYT|BTIG, LLC|800
GOOG|ALPHABET CL C CAP|BBNT|BB&T SECURITIES, LLC|2189
GOOG|ALPHABET CL C CAP|BERN|Sanford C. Bernstein & Co., LLC|121994
GOOG|ALPHABET CL C CAP|BGCE|BGC Financial Inc.|30
GOOG|ALPHABET CL C CAP|BIAD|SAGETRADER, LLC|100
GOOG|ALPHABET CL C CAP|BIMI|Banca IMI Securities Corp.|2681
GOOG|ALPHABET CL C CAP|BKCM|BNY Mellon Capital Markets LLC|209
GOOG|ALPHABET CL C CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41384
GOOG|ALPHABET CL C CAP|BLKX|INSTINET, LLC|10531
GOOG|ALPHABET CL C CAP|BMOC|BMO Capital Markets Corp.|85484
GOOG|ALPHABET CL C CAP|BNPX|BNP PARIBAS SECURITIES CORP.|419429
GOOG|ALPHABET CL C CAP|BRGE|Newbridge Securities Corp.|12
GOOG|ALPHABET CL C CAP|BTIG|BTIG, LLC|193522
GOOG|ALPHABET CL C CAP|BYXM|CBOE TRADING, INC.|1344
GOOG|ALPHABET CL C CAP|BZXL|VOLANT LIQUIDITY, LLC|8023
GOOG|ALPHABET CL C CAP|CABR|Cabrera Capital Markets, Inc.|105
GOOG|ALPHABET CL C CAP|CANT|Cantor Fitzgerald & Co.|3574
GOOG|ALPHABET CL C CAP|CHAS|Charles Schwab & Co., Inc.|6602
GOOG|ALPHABET CL C CAP|CIBP|CIBC World Markets Corp.|16826
GOOG|ALPHABET CL C CAP|CICF|Canaccord Genuity Corp.|707
GOOG|ALPHABET CL C CAP|CIOI|CITIGROUP GLOBAL MARKETS INC|5000
GOOG|ALPHABET CL C CAP|CIST|Capital Institutional Services, Inc.|6361
GOOG|ALPHABET CL C CAP|CLSA|CLSA AMERICAS, LLC|300
GOOG|ALPHABET CL C CAP|CMTT|CMT TRADING LLC|40218
GOOG|ALPHABET CL C CAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|153197
GOOG|ALPHABET CL C CAP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21467
GOOG|ALPHABET CL C CAP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31878
GOOG|ALPHABET CL C CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|395583
GOOG|ALPHABET CL C CAP|CTDL|Citadel Derivatives Group Llc|22399
GOOG|ALPHABET CL C CAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|25388
GOOG|ALPHABET CL C CAP|DADA|D.A. Davidson & Co.|634
GOOG|ALPHABET CL C CAP|DAVA|Davenport & Company LLC|1160
GOOG|ALPHABET CL C CAP|DAWA|Daiwa Capital Markets America Inc.|141
GOOG|ALPHABET CL C CAP|DBAB|Deutsche Bank Securities Inc.|965989
GOOG|ALPHABET CL C CAP|DBAX|Deutsche Bank Securities Inc.|155000
GOOG|ALPHABET CL C CAP|DCHF|Dart Executions, LLC|17958
GOOG|ALPHABET CL C CAP|DEAN|MORGAN STANLEY|35049
GOOG|ALPHABET CL C CAP|DEGS|RONIN PROFESSIONAL LLC|42027
GOOG|ALPHABET CL C CAP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5444
GOOG|ALPHABET CL C CAP|DRWK|DRW SECURITIES, L.L.C.|38829
GOOG|ALPHABET CL C CAP|EBXL|EBX LLC|246400
GOOG|ALPHABET CL C CAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11769
GOOG|ALPHABET CL C CAP|EDJC|Edward Jones / CDS|72
GOOG|ALPHABET CL C CAP|EDJO|Edward D. Jones & Co., L.P.|2065
GOOG|ALPHABET CL C CAP|EGAM|CBOE TRADING, INC.|8410
GOOG|ALPHABET CL C CAP|EGXM|CBOE TRADING, INC.|3377
GOOG|ALPHABET CL C CAP|EGXW|CBOE TRADING, INC.|20
GOOG|ALPHABET CL C CAP|ESPO|ESPOSITO SECURITIES, LLC|1
GOOG|ALPHABET CL C CAP|ETBE|Electronic Transaction Clearing, Inc.|52480
GOOG|ALPHABET CL C CAP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|88
GOOG|ALPHABET CL C CAP|ETCB|ETC BROKERAGE SERVICES, LLC|59
GOOG|ALPHABET CL C CAP|ETCC|Electronic Transaction Clearing, Inc.|195
GOOG|ALPHABET CL C CAP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5348
GOOG|ALPHABET CL C CAP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|173468
GOOG|ALPHABET CL C CAP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3922
GOOG|ALPHABET CL C CAP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|182529
GOOG|ALPHABET CL C CAP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|54
GOOG|ALPHABET CL C CAP|ETRS|E*Trade Securities LLC|386643
GOOG|ALPHABET CL C CAP|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|90
GOOG|ALPHABET CL C CAP|FBCO|Credit Suisse Securities (USA) LLC|840135
GOOG|ALPHABET CL C CAP|FBSB|U.S. Bancorp Investments, Inc.|303
GOOG|ALPHABET CL C CAP|FIDT|Fidelity Clearing Canada ULC./ CDS|169
GOOG|ALPHABET CL C CAP|FILL|Tradestation Securities, Inc.|54122
GOOG|ALPHABET CL C CAP|FINX|FINTECH SECURITIES|403
GOOG|ALPHABET CL C CAP|FINZ|FINTECH SECURITIES|80
GOOG|ALPHABET CL C CAP|FMAF|NBCN Inc./ CDS|7875
GOOG|ALPHABET CL C CAP|FMCO|First Manhattan Co|2529
GOOG|ALPHABET CL C CAP|FOMA|TD AMERITRADE CLEARING, INC.|975387
GOOG|ALPHABET CL C CAP|FORD|Fordham Financial Management, Inc.|74
GOOG|ALPHABET CL C CAP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12518
GOOG|ALPHABET CL C CAP|FQLS|Quantlab Securities LP|217994
GOOG|ALPHABET CL C CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63197
GOOG|ALPHABET CL C CAP|FTBR|Foliofn Investments, Inc.|954
GOOG|ALPHABET CL C CAP|GBMT|GBM International, Inc.|798
GOOG|ALPHABET CL C CAP|GEBB|GLOBAL EXECUTION BROKERS, LP|263923
GOOG|ALPHABET CL C CAP|GELP|RBC CAPITAL MARKETS, LLC|2571
GOOG|ALPHABET CL C CAP|GLIS|TD Securities Inc|376
GOOG|ALPHABET CL C CAP|GLPX|ACS EXECUTION SERVICES, LLC|58078
GOOG|ALPHABET CL C CAP|GSCO|GOLDMAN SACHS & CO. LLC|2355776
GOOG|ALPHABET CL C CAP|GSCS|GOLDMAN SACHS & CO. LLC|77720
GOOG|ALPHABET CL C CAP|GSIC|GLOBAL STRATEGIC INVESTMENTS|20
GOOG|ALPHABET CL C CAP|GSLT|GOLDMAN SACHS & CO. LLC|11036
GOOG|ALPHABET CL C CAP|GTSZ|GTS SECURITIES LLC|646537
GOOG|ALPHABET CL C CAP|HAPX|HAP Trading, LLC|1344
GOOG|ALPHABET CL C CAP|HASF|Haywood Securities Inc./CDS|2201
GOOG|ALPHABET CL C CAP|HCTA|Hardcastle Trading USA LLC|28994
GOOG|ALPHABET CL C CAP|HRBF|American Enterprise Investment Services Inc.|6688
GOOG|ALPHABET CL C CAP|HSBC|HSBC Securities, Inc.|68755
GOOG|ALPHABET CL C CAP|IATS|INTERACTIVE BROKERS LLC|158828
GOOG|ALPHABET CL C CAP|IBKR|Interactive Brokers Llc|662823
GOOG|ALPHABET CL C CAP|IBSJ|Integrity Brokerage Services, Inc.|5
GOOG|ALPHABET CL C CAP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|404
GOOG|ALPHABET CL C CAP|ICBX|INSTINET, LLC|65094
GOOG|ALPHABET CL C CAP|IEQY|CITADEL SECURITIES LLC|311232
GOOG|ALPHABET CL C CAP|INCA|INSTINET, LLC|856991
GOOG|ALPHABET CL C CAP|INJX|INSTINET, LLC|26833
GOOG|ALPHABET CL C CAP|INTL|INTL FCSTONE FINANCIAL INC.|2
GOOG|ALPHABET CL C CAP|ITGI|ITG Inc.|63544
GOOG|ALPHABET CL C CAP|ITGP|ITG INC.|55800
GOOG|ALPHABET CL C CAP|JANY|Janney Montgomery Scott Inc.|1751
GOOG|ALPHABET CL C CAP|JEFF|JEFFERIES LLC|120718
GOOG|ALPHABET CL C CAP|JLEO|Primary Capital, LLC|23
GOOG|ALPHABET CL C CAP|JMPT|JUMP TRADING, LLC|314426
GOOG|ALPHABET CL C CAP|JONE|JonesTrading|24
GOOG|ALPHABET CL C CAP|JPBX|J.P. MORGAN SECURITIES LLC|42766
GOOG|ALPHABET CL C CAP|JPMX|J.P. Morgan Securities LLC|270963
GOOG|ALPHABET CL C CAP|JRCO|Johnson Rice & Company L.L.C.|119
GOOG|ALPHABET CL C CAP|JSJX|JANE STREET CAPITAL LLC|6022
GOOG|ALPHABET CL C CAP|JUTA|JUMP TRADING, LLC|24589
GOOG|ALPHABET CL C CAP|KCGM|VIRTU Americas LLC|67100
GOOG|ALPHABET CL C CAP|LBKI|Libucki & Co., LLC|6500
GOOG|ALPHABET CL C CAP|LEHM|Barclays Capital Inc./Le|1257378
GOOG|ALPHABET CL C CAP|LGNT|COR CLEARING LLC|2
GOOG|ALPHABET CL C CAP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2583
GOOG|ALPHABET CL C CAP|LIME|Lime Brokerage LLC|246461
GOOG|ALPHABET CL C CAP|LIWD|LIME BROKERAGE LLC|1710
GOOG|ALPHABET CL C CAP|LIWK|LIME BROKERAGE LLC|108
GOOG|ALPHABET CL C CAP|LIWM|LIME BROKERAGE LLC|44627
GOOG|ALPHABET CL C CAP|LMGP|LIME BROKERAGE LLC|32674
GOOG|ALPHABET CL C CAP|LOOP|Loop Capital Markets LLC|548
GOOG|ALPHABET CL C CAP|LPCM|Lampert Capital Markets Inc.|11
GOOG|ALPHABET CL C CAP|LQNA|LIQUIDNET, INC.|7600
GOOG|ALPHABET CL C CAP|LSCI|Lek Securities Corporation|12570
GOOG|ALPHABET CL C CAP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GOOG|ALPHABET CL C CAP|MACC|Mid Atlantic Capital Corporation|764
GOOG|ALPHABET CL C CAP|MAVB|Great Point Capital LLC|100
GOOG|ALPHABET CL C CAP|MAXM|Maxim Group LLC|3873
GOOG|ALPHABET CL C CAP|MBTS|ALLY INVEST SECURITIES LLC|108
GOOG|ALPHABET CL C CAP|MCBT|Moors & Cabot, Inc.|36
GOOG|ALPHABET CL C CAP|MCMF|Raymond James Ltd. Cds|717
GOOG|ALPHABET CL C CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80379
GOOG|ALPHABET CL C CAP|MOTF|MOTIF INVESTING, INC.|315
GOOG|ALPHABET CL C CAP|MPSG|E D & F Man Capital Markets Inc.|2094
GOOG|ALPHABET CL C CAP|MSCO|MORGAN STANLEY & CO. LLC|3195786
GOOG|ALPHABET CL C CAP|MSPL|MORGAN STANLEY & CO. LLC|92200
GOOG|ALPHABET CL C CAP|MSTX|MORGAN STANLEY & CO. LLC|20100
GOOG|ALPHABET CL C CAP|NATL|National Securities Corporation|360
GOOG|ALPHABET CL C CAP|NBCS|NBC Securities, INC.|233
GOOG|ALPHABET CL C CAP|NEUB|NEUBERGER BERMAN BD LLC|213
GOOG|ALPHABET CL C CAP|NFSC|National Financial Services LLC|742920
GOOG|ALPHABET CL C CAP|NITE|VIRTU Americas LLC|1342854
GOOG|ALPHABET CL C CAP|NITP|VIRTU Americas LLC|3578
GOOG|ALPHABET CL C CAP|NMRA|Nomura Securities International, Inc.|20400
GOOG|ALPHABET CL C CAP|NQRB|Brut, LLC|16093
GOOG|ALPHABET CL C CAP|NTRC|Northern Trust Securities, Inc.|1799
GOOG|ALPHABET CL C CAP|OHOS|TWO SIGMA SECURITIES, LLC|76094
GOOG|ALPHABET CL C CAP|OLDM|OLD MISSION CAPITAL, LLC|1509
GOOG|ALPHABET CL C CAP|ONEL|O'NEIL SECURITIES, INCORPORATED|10359
GOOG|ALPHABET CL C CAP|OPCO|Oppenheimer & Co. Inc.|5552
GOOG|ALPHABET CL C CAP|PASL|Pershing Advisor Solutions LLC|76
GOOG|ALPHABET CL C CAP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|96
GOOG|ALPHABET CL C CAP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1339
GOOG|ALPHABET CL C CAP|PCFF|Pacific International Securities Inc./CDS|30
GOOG|ALPHABET CL C CAP|PCPT|PHILLIP CAPITAL INC.|1387
GOOG|ALPHABET CL C CAP|PDQM|CODA MARKETS, INC.|98851
GOOG|ALPHABET CL C CAP|PHLY|NASDAQ Execution Services, LLC|20296
GOOG|ALPHABET CL C CAP|PICT|Pictet Overseas Inc.|1496
GOOG|ALPHABET CL C CAP|PIPR|Piper Jaffray & Co.|8045
GOOG|ALPHABET CL C CAP|PREC|PRECISION SECURITIES, LLC|225
GOOG|ALPHABET CL C CAP|PWJC|UBS Financial Services, Inc.|16769
GOOG|ALPHABET CL C CAP|QMSR|QUATTRO M SECURITIES INC.|865
GOOG|ALPHABET CL C CAP|RAJA|Raymond James & Associates, Inc.|25223
GOOG|ALPHABET CL C CAP|RBCM|RBC CAPITAL MARKETS, LLC|12716
GOOG|ALPHABET CL C CAP|RGLD|Regal Securities, Inc|2314
GOOG|ALPHABET CL C CAP|RHCO|Suntrust Robinson Humphrey, Inc.|16867
GOOG|ALPHABET CL C CAP|SAGL|SAGETRADER, LLC|800
GOOG|ALPHABET CL C CAP|SAGW|SAGETRADER, LLC|59
GOOG|ALPHABET CL C CAP|SALI|INTL FCSTONE FINANCIAL INC.|571
GOOG|ALPHABET CL C CAP|SANT|Santander Investment Securities Inc.|5
GOOG|ALPHABET CL C CAP|SBSH|Citigroup Global Markets Inc.|816653
GOOG|ALPHABET CL C CAP|SCMC|Scotia Capital Markets (USA) Inc.|101
GOOG|ALPHABET CL C CAP|SEIC|SEI Investments Distribution Co.|1005
GOOG|ALPHABET CL C CAP|SGMT|GOLDMAN SACHS & CO. LLC|128367
GOOG|ALPHABET CL C CAP|SIBO|Prime Executions, Inc.|20
GOOG|ALPHABET CL C CAP|SJLS|TRADE INFORMATICS LLC|600
GOOG|ALPHABET CL C CAP|SOGO|Wang Investment Associates, Inc.|1341
GOOG|ALPHABET CL C CAP|SPDR|SPEEDROUTE LLC|54584
GOOG|ALPHABET CL C CAP|SPHN|Stephens Inc.|227
GOOG|ALPHABET CL C CAP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1316
GOOG|ALPHABET CL C CAP|STFL|Stifel, Nicolaus & Company, Incorporated|5574
GOOG|ALPHABET CL C CAP|STKP|STOCKPILE INVESTMENTS, INC.|186
GOOG|ALPHABET CL C CAP|STRS|STRATEGAS RESEARCH PARTNERS|71
GOOG|ALPHABET CL C CAP|STSE|SOUTHERN TRUST SECURITIES, INC.|16
GOOG|ALPHABET CL C CAP|STXG|Stockcross Financial Services, Inc.|123
GOOG|ALPHABET CL C CAP|SWIM|TD Ameritrade, Inc.|565189
GOOG|ALPHABET CL C CAP|SWST|Hilltop Securities Inc.|8809
GOOG|ALPHABET CL C CAP|TAGC|TELSEY ADVISORY GROUP LLC|59
GOOG|ALPHABET CL C CAP|TDSI|TD Securities (USA) LLC|1300
GOOG|ALPHABET CL C CAP|TITL|TITLEIST ASSET MANAGEMENT, LTD.|30
GOOG|ALPHABET CL C CAP|TKNG|ALLY INVEST SECURITIES LLC|7298
GOOG|ALPHABET CL C CAP|TRBT|Tradebot Systems, Inc.|200097
GOOG|ALPHABET CL C CAP|TRCM|TRC MARKETS LLC|184573
GOOG|ALPHABET CL C CAP|TTUC|CUTTONE & CO., INC.|10258
GOOG|ALPHABET CL C CAP|TWTT|TASTYWORKS, INC.|46
GOOG|ALPHABET CL C CAP|UBSA|UBS SECURITIES LLC|1193918
GOOG|ALPHABET CL C CAP|UBSS|UBS Securities LLC|2076923
GOOG|ALPHABET CL C CAP|UFPA|UNITED FIRST PARTNERS LLC|200
GOOG|ALPHABET CL C CAP|VALX|VIRTU AMERICAS LLC|60782
GOOG|ALPHABET CL C CAP|VGRD|Vanguard Marketing Corporation|76909
GOOG|ALPHABET CL C CAP|VIEW|VIEWTRADE SECURITIES LLC|15
GOOG|ALPHABET CL C CAP|VNDS|VANDHAM SECURITIES CORP|6229
GOOG|ALPHABET CL C CAP|VSIN|Vision Financial Markets Llc|149
GOOG|ALPHABET CL C CAP|WABR|Wall Street Access|3164
GOOG|ALPHABET CL C CAP|WBET|Wallachbeth Capital LLC|132
GOOG|ALPHABET CL C CAP|WBLR|WILLIAM BLAIR|1759
GOOG|ALPHABET CL C CAP|WBPX|SUMMIT SECURITIES GROUP, LLC|94428
GOOG|ALPHABET CL C CAP|WCHV|WELLS FARGO SECURITIES, LLC|237318
GOOG|ALPHABET CL C CAP|WDNX|WEEDEN & CO.L.P.|2746
GOOG|ALPHABET CL C CAP|WEDB|WEDBUSH SECURITIES INC.|689
GOOG|ALPHABET CL C CAP|WEED|Weeden & Co.L.P.|2362
GOOG|ALPHABET CL C CAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|50830
GOOG|ALPHABET CL C CAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|108936
GOOG|ALPHABET CL C CAP|WGIF|CIBC World Markets Inc.|11456
GOOG|ALPHABET CL C CAP|WHOT|JUST2TRADE, INC.|24
GOOG|ALPHABET CL C CAP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|868
GOOG|ALPHABET CL C CAP|WORD|Worden Capital Management LLC|5
GOOG|ALPHABET CL C CAP|WSAG|WALL STREET ACCESS|19
GOOG|ALPHABET CL C CAP|WSEA|WOLVERINE SECURITIES, LLC|9681
GOOG|ALPHABET CL C CAP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|85
GOOG|ALPHABET CL C CAP|WTFS|JUST2TRADE, INC.|30
GOOG|ALPHABET CL C CAP|XIST|INSTINET, LLC|22728
GOOG|ALPHABET CL C CAP|XPUS|XP SECURITIES, LLC|7649
GOOG|ALPHABET CL C CAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|114636
GOOG|ALPHABET CL C CAP|YKNA|COMHAR CAPITAL MARKETS, LLC|20625
GOOG|ALPHABET CL C CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12123
GOOGL|ALPHABET CL A CMN|ABLE|NATIXIS Securities Americas LLC|106833
GOOGL|ALPHABET CL A CMN|ACAD|ACADEMY SECURITIES, INC.|379
GOOGL|ALPHABET CL A CMN|ACPL|American Capital Partners, LLC|4
GOOGL|ALPHABET CL A CMN|ADAM|CANACCORD GENUITY INC.|2725
GOOGL|ALPHABET CL A CMN|AGCP|AEGIS CAPITAL CORP.|250
GOOGL|ALPHABET CL A CMN|AGIS|Aegis Capital Corp.|1107
GOOGL|ALPHABET CL A CMN|ALLN|Allen & Company LLC|1438
GOOGL|ALPHABET CL A CMN|ALTX|Alternet Securities Inc.|3578
GOOGL|ALPHABET CL A CMN|ANOS|ABEL/NOSER, L.L.C.|2064
GOOGL|ALPHABET CL A CMN|APCC|Apex Clearing Corporation|14204
GOOGL|ALPHABET CL A CMN|BANK|Primevest Financial Services, Inc.|137
GOOGL|ALPHABET CL A CMN|BARD|Robert W. Baird & Co. Incorporated|3073
GOOGL|ALPHABET CL A CMN|BATM|CBOE TRADING, INC.|65926
GOOGL|ALPHABET CL A CMN|BAYC|BAY CREST PARTNERS, LLC|23801
GOOGL|ALPHABET CL A CMN|BAYT|BTIG, LLC|8208
GOOGL|ALPHABET CL A CMN|BBNT|BB&T SECURITIES, LLC|1992
GOOGL|ALPHABET CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|257951
GOOGL|ALPHABET CL A CMN|BGCE|BGC Financial Inc.|2096
GOOGL|ALPHABET CL A CMN|BIAD|SAGETRADER, LLC|100
GOOGL|ALPHABET CL A CMN|BIMI|Banca IMI Securities Corp.|3095
GOOGL|ALPHABET CL A CMN|BKCM|BNY Mellon Capital Markets LLC|705
GOOGL|ALPHABET CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36026
GOOGL|ALPHABET CL A CMN|BLKX|INSTINET, LLC|33630
GOOGL|ALPHABET CL A CMN|BMOC|BMO Capital Markets Corp.|273478
GOOGL|ALPHABET CL A CMN|BNCH|The Benchmark Company, LLC|10600
GOOGL|ALPHABET CL A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|361002
GOOGL|ALPHABET CL A CMN|BRGE|Newbridge Securities Corp.|175
GOOGL|ALPHABET CL A CMN|BTIG|BTIG, LLC|196320
GOOGL|ALPHABET CL A CMN|BYXM|CBOE TRADING, INC.|3205
GOOGL|ALPHABET CL A CMN|BZXL|VOLANT LIQUIDITY, LLC|12546
GOOGL|ALPHABET CL A CMN|CABR|Cabrera Capital Markets, Inc.|155
GOOGL|ALPHABET CL A CMN|CANT|Cantor Fitzgerald & Co.|1247
GOOGL|ALPHABET CL A CMN|CHAS|Charles Schwab & Co., Inc.|30857
GOOGL|ALPHABET CL A CMN|CHBC|PENSERRA SECURITIES, LLC|15900
GOOGL|ALPHABET CL A CMN|CIBP|CIBC World Markets Corp.|56514
GOOGL|ALPHABET CL A CMN|CICF|Canaccord Genuity Corp.|743
GOOGL|ALPHABET CL A CMN|CIST|Capital Institutional Services, Inc.|3382
GOOGL|ALPHABET CL A CMN|CLSA|CLSA AMERICAS, LLC|3365
GOOGL|ALPHABET CL A CMN|CMTT|CMT TRADING LLC|39646
GOOGL|ALPHABET CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|182987
GOOGL|ALPHABET CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25470
GOOGL|ALPHABET CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|68211
GOOGL|ALPHABET CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|965011
GOOGL|ALPHABET CL A CMN|CSIN|Citadel Securities Institutional LLC|200
GOOGL|ALPHABET CL A CMN|CTDL|Citadel Derivatives Group Llc|31291
GOOGL|ALPHABET CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|69570
GOOGL|ALPHABET CL A CMN|DADA|D.A. Davidson & Co.|1439
GOOGL|ALPHABET CL A CMN|DAVA|Davenport & Company LLC|437
GOOGL|ALPHABET CL A CMN|DAWA|Daiwa Capital Markets America Inc.|41871
GOOGL|ALPHABET CL A CMN|DBAB|Deutsche Bank Securities Inc.|1020447
GOOGL|ALPHABET CL A CMN|DBAX|Deutsche Bank Securities Inc.|425700
GOOGL|ALPHABET CL A CMN|DBUL|Deutsche Bank Securities Inc.|12650
GOOGL|ALPHABET CL A CMN|DCHF|Dart Executions, LLC|13036
GOOGL|ALPHABET CL A CMN|DEAN|MORGAN STANLEY|32154
GOOGL|ALPHABET CL A CMN|DEGS|RONIN PROFESSIONAL LLC|50878
GOOGL|ALPHABET CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20488
GOOGL|ALPHABET CL A CMN|DRWK|DRW SECURITIES, L.L.C.|26106
GOOGL|ALPHABET CL A CMN|EBXL|EBX LLC|313700
GOOGL|ALPHABET CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|29525
GOOGL|ALPHABET CL A CMN|EDJC|Edward Jones / CDS|1285
GOOGL|ALPHABET CL A CMN|EDJO|Edward D. Jones & Co., L.P.|14047
GOOGL|ALPHABET CL A CMN|EGAM|CBOE TRADING, INC.|6271
GOOGL|ALPHABET CL A CMN|EGAW|CBOE TRADING, INC.|24
GOOGL|ALPHABET CL A CMN|EGXM|CBOE TRADING, INC.|4215
GOOGL|ALPHABET CL A CMN|EGXW|CBOE TRADING, INC.|138
GOOGL|ALPHABET CL A CMN|ELEV|ELEVATION, LLC|895
GOOGL|ALPHABET CL A CMN|ESPO|ESPOSITO SECURITIES, LLC|131
GOOGL|ALPHABET CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|108386
GOOGL|ALPHABET CL A CMN|ETCB|ETC BROKERAGE SERVICES, LLC|3
GOOGL|ALPHABET CL A CMN|ETCC|Electronic Transaction Clearing, Inc.|641
GOOGL|ALPHABET CL A CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6715
GOOGL|ALPHABET CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|194960
GOOGL|ALPHABET CL A CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2364
GOOGL|ALPHABET CL A CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4217
GOOGL|ALPHABET CL A CMN|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|201566
GOOGL|ALPHABET CL A CMN|ETRS|E*Trade Securities LLC|676553
GOOGL|ALPHABET CL A CMN|EVRS|E1 ASSET MANAGEMENT, INC.|64
GOOGL|ALPHABET CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|1048636
GOOGL|ALPHABET CL A CMN|FBSB|U.S. Bancorp Investments, Inc.|143
GOOGL|ALPHABET CL A CMN|FCST|INTL FCSTONE FINANCIAL INC.|168
GOOGL|ALPHABET CL A CMN|FFSI|Firstrade Securities Inc.|26
GOOGL|ALPHABET CL A CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|183
GOOGL|ALPHABET CL A CMN|FILL|Tradestation Securities, Inc.|28802
GOOGL|ALPHABET CL A CMN|FINX|FINTECH SECURITIES|1502
GOOGL|ALPHABET CL A CMN|FINZ|FINTECH SECURITIES|64
GOOGL|ALPHABET CL A CMN|FMAF|NBCN Inc./ CDS|12101
GOOGL|ALPHABET CL A CMN|FMCO|First Manhattan Co|143
GOOGL|ALPHABET CL A CMN|FOGS|FOG EQUITIES LLC|40000
GOOGL|ALPHABET CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|1091460
GOOGL|ALPHABET CL A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9393
GOOGL|ALPHABET CL A CMN|FQLS|Quantlab Securities LP|250817
GOOGL|ALPHABET CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91747
GOOGL|ALPHABET CL A CMN|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|300
GOOGL|ALPHABET CL A CMN|FTBR|Foliofn Investments, Inc.|4604
GOOGL|ALPHABET CL A CMN|GARC|ICAP Corporates LLC|129
GOOGL|ALPHABET CL A CMN|GBMT|GBM International, Inc.|2332
GOOGL|ALPHABET CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|231596
GOOGL|ALPHABET CL A CMN|GELP|RBC CAPITAL MARKETS, LLC|4890
GOOGL|ALPHABET CL A CMN|GLIS|TD Securities Inc|409
GOOGL|ALPHABET CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|65685
GOOGL|ALPHABET CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|2381335
GOOGL|ALPHABET CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|145877
GOOGL|ALPHABET CL A CMN|GSIC|GLOBAL STRATEGIC INVESTMENTS|153
GOOGL|ALPHABET CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|27215
GOOGL|ALPHABET CL A CMN|GTSZ|GTS SECURITIES LLC|936643
GOOGL|ALPHABET CL A CMN|HAPX|HAP Trading, LLC|2905
GOOGL|ALPHABET CL A CMN|HASF|Haywood Securities Inc./CDS|71
GOOGL|ALPHABET CL A CMN|HCTA|Hardcastle Trading USA LLC|42506
GOOGL|ALPHABET CL A CMN|HRBF|American Enterprise Investment Services Inc.|19865
GOOGL|ALPHABET CL A CMN|HSBC|HSBC Securities, Inc.|122743
GOOGL|ALPHABET CL A CMN|IATS|INTERACTIVE BROKERS LLC|161775
GOOGL|ALPHABET CL A CMN|IBKR|Interactive Brokers Llc|523509
GOOGL|ALPHABET CL A CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1195
GOOGL|ALPHABET CL A CMN|ICBX|INSTINET, LLC|68639
GOOGL|ALPHABET CL A CMN|IEQY|CITADEL SECURITIES LLC|339853
GOOGL|ALPHABET CL A CMN|INCA|INSTINET, LLC|1070453
GOOGL|ALPHABET CL A CMN|INJX|INSTINET, LLC|61544
GOOGL|ALPHABET CL A CMN|INTL|INTL FCSTONE FINANCIAL INC.|17
GOOGL|ALPHABET CL A CMN|ITGI|ITG Inc.|52634
GOOGL|ALPHABET CL A CMN|ITGP|ITG INC.|96000
GOOGL|ALPHABET CL A CMN|JANY|Janney Montgomery Scott Inc.|3934
GOOGL|ALPHABET CL A CMN|JEFF|JEFFERIES LLC|170747
GOOGL|ALPHABET CL A CMN|JMPT|JUMP TRADING, LLC|322619
GOOGL|ALPHABET CL A CMN|JONE|JonesTrading|815
GOOGL|ALPHABET CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|67662
GOOGL|ALPHABET CL A CMN|JPMX|J.P. Morgan Securities LLC|1196377
GOOGL|ALPHABET CL A CMN|JSCL|JOSEPH STONE CAPITAL L.L.C.|328
GOOGL|ALPHABET CL A CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|9971
GOOGL|ALPHABET CL A CMN|JSJX|JANE STREET CAPITAL LLC|5256
GOOGL|ALPHABET CL A CMN|JUTA|JUMP TRADING, LLC|32920
GOOGL|ALPHABET CL A CMN|KCGM|VIRTU Americas LLC|81582
GOOGL|ALPHABET CL A CMN|KEYB|KEYBANC CAPITAL MARKETS INC.|5600
GOOGL|ALPHABET CL A CMN|LBKI|Libucki & Co., LLC|1560
GOOGL|ALPHABET CL A CMN|LEER|LEERINK PARTNERS LLC|2748
GOOGL|ALPHABET CL A CMN|LEHM|Barclays Capital Inc./Le|1464840
GOOGL|ALPHABET CL A CMN|LGNT|COR CLEARING LLC|2
GOOGL|ALPHABET CL A CMN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|108
GOOGL|ALPHABET CL A CMN|LIME|Lime Brokerage LLC|318661
GOOGL|ALPHABET CL A CMN|LIWM|LIME BROKERAGE LLC|42518
GOOGL|ALPHABET CL A CMN|LMGP|LIME BROKERAGE LLC|41687
GOOGL|ALPHABET CL A CMN|LOOP|Loop Capital Markets LLC|1910
GOOGL|ALPHABET CL A CMN|LQNA|LIQUIDNET, INC.|26700
GOOGL|ALPHABET CL A CMN|LSCI|Lek Securities Corporation|223106
GOOGL|ALPHABET CL A CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GOOGL|ALPHABET CL A CMN|MACC|Mid Atlantic Capital Corporation|814
GOOGL|ALPHABET CL A CMN|MAVB|Great Point Capital LLC|100
GOOGL|ALPHABET CL A CMN|MAXM|Maxim Group LLC|8299
GOOGL|ALPHABET CL A CMN|MBTS|ALLY INVEST SECURITIES LLC|1156
GOOGL|ALPHABET CL A CMN|MCBT|Moors & Cabot, Inc.|40
GOOGL|ALPHABET CL A CMN|MCMF|Raymond James Ltd. Cds|826
GOOGL|ALPHABET CL A CMN|MICA|Spartan Securities Group, Ltd.|158
GOOGL|ALPHABET CL A CMN|MILE|I-Bankers Securities, Inc.|5
GOOGL|ALPHABET CL A CMN|MIRA|MIRAE ASSET SECURITIES (USA) INC.|100
GOOGL|ALPHABET CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|174396
GOOGL|ALPHABET CL A CMN|MOTF|MOTIF INVESTING, INC.|574
GOOGL|ALPHABET CL A CMN|MPSG|E D & F Man Capital Markets Inc.|2783
GOOGL|ALPHABET CL A CMN|MRBA|IBN FINANCIAL SERVICES, INC.|4
GOOGL|ALPHABET CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|3742360
GOOGL|ALPHABET CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|265800
GOOGL|ALPHABET CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|35400
GOOGL|ALPHABET CL A CMN|MULL|MARK J. MULLER EQUITIES, INC.|720
GOOGL|ALPHABET CL A CMN|NATL|National Securities Corporation|1021
GOOGL|ALPHABET CL A CMN|NBCS|NBC Securities, INC.|130
GOOGL|ALPHABET CL A CMN|NEED|Needham & Company, LLC|1161
GOOGL|ALPHABET CL A CMN|NEUB|NEUBERGER BERMAN BD LLC|283
GOOGL|ALPHABET CL A CMN|NFSC|National Financial Services LLC|720093
GOOGL|ALPHABET CL A CMN|NITE|VIRTU Americas LLC|1570063
GOOGL|ALPHABET CL A CMN|NITP|VIRTU Americas LLC|4430
GOOGL|ALPHABET CL A CMN|NMRA|Nomura Securities International, Inc.|300
GOOGL|ALPHABET CL A CMN|NQRB|Brut, LLC|14599
GOOGL|ALPHABET CL A CMN|NTRC|Northern Trust Securities, Inc.|6668
GOOGL|ALPHABET CL A CMN|OHOS|TWO SIGMA SECURITIES, LLC|125692
GOOGL|ALPHABET CL A CMN|OLDM|OLD MISSION CAPITAL, LLC|1293
GOOGL|ALPHABET CL A CMN|OPCO|Oppenheimer & Co. Inc.|5029
GOOGL|ALPHABET CL A CMN|PASL|Pershing Advisor Solutions LLC|197
GOOGL|ALPHABET CL A CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|89
GOOGL|ALPHABET CL A CMN|PCFF|Pacific International Securities Inc./CDS|8
GOOGL|ALPHABET CL A CMN|PCPT|PHILLIP CAPITAL INC.|3018
GOOGL|ALPHABET CL A CMN|PDQM|CODA MARKETS, INC.|80267
GOOGL|ALPHABET CL A CMN|PHLY|NASDAQ Execution Services, LLC|23976
GOOGL|ALPHABET CL A CMN|PICT|Pictet Overseas Inc.|1608
GOOGL|ALPHABET CL A CMN|PIPR|Piper Jaffray & Co.|641
GOOGL|ALPHABET CL A CMN|PNSR|Penserra Securities, LLC|73325
GOOGL|ALPHABET CL A CMN|PREC|PRECISION SECURITIES, LLC|735
GOOGL|ALPHABET CL A CMN|PWJC|UBS Financial Services, Inc.|10293
GOOGL|ALPHABET CL A CMN|QMSR|QUATTRO M SECURITIES INC.|1550
GOOGL|ALPHABET CL A CMN|RAJA|Raymond James & Associates, Inc.|26760
GOOGL|ALPHABET CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|9561
GOOGL|ALPHABET CL A CMN|RGLD|Regal Securities, Inc|100
GOOGL|ALPHABET CL A CMN|RHCO|Suntrust Robinson Humphrey, Inc.|2418
GOOGL|ALPHABET CL A CMN|SAGW|SAGETRADER, LLC|96
GOOGL|ALPHABET CL A CMN|SALI|INTL FCSTONE FINANCIAL INC.|701
GOOGL|ALPHABET CL A CMN|SBSH|Citigroup Global Markets Inc.|1125667
GOOGL|ALPHABET CL A CMN|SEIC|SEI Investments Distribution Co.|430
GOOGL|ALPHABET CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|190080
GOOGL|ALPHABET CL A CMN|SHMR|ABN Amro Clearing LLC|510
GOOGL|ALPHABET CL A CMN|SOGO|Wang Investment Associates, Inc.|3332
GOOGL|ALPHABET CL A CMN|SPDR|SPEEDROUTE LLC|65056
GOOGL|ALPHABET CL A CMN|SPHN|Stephens Inc.|166
GOOGL|ALPHABET CL A CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|360
GOOGL|ALPHABET CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|10859
GOOGL|ALPHABET CL A CMN|STKP|STOCKPILE INVESTMENTS, INC.|5206
GOOGL|ALPHABET CL A CMN|STXG|Stockcross Financial Services, Inc.|128
GOOGL|ALPHABET CL A CMN|SWIM|TD Ameritrade, Inc.|546981
GOOGL|ALPHABET CL A CMN|SWST|Hilltop Securities Inc.|2906
GOOGL|ALPHABET CL A CMN|TDSI|TD Securities (USA) LLC|100
GOOGL|ALPHABET CL A CMN|TITL|TITLEIST ASSET MANAGEMENT, LTD.|12
GOOGL|ALPHABET CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|6236
GOOGL|ALPHABET CL A CMN|TMBR|Timber Hill LLC|16822
GOOGL|ALPHABET CL A CMN|TONC|CUTTONE & CO., LLC|140
GOOGL|ALPHABET CL A CMN|TRBT|Tradebot Systems, Inc.|269616
GOOGL|ALPHABET CL A CMN|TRCM|TRC MARKETS LLC|214841
GOOGL|ALPHABET CL A CMN|TTUC|CUTTONE & CO., INC.|10062
GOOGL|ALPHABET CL A CMN|TWTT|TASTYWORKS, INC.|479
GOOGL|ALPHABET CL A CMN|UBSA|UBS SECURITIES LLC|1690035
GOOGL|ALPHABET CL A CMN|UBSS|UBS Securities LLC|2615172
GOOGL|ALPHABET CL A CMN|UFPA|UNITED FIRST PARTNERS LLC|994
GOOGL|ALPHABET CL A CMN|VALX|VIRTU AMERICAS LLC|75822
GOOGL|ALPHABET CL A CMN|VERT|The Vertical Trading Group, LLC|116
GOOGL|ALPHABET CL A CMN|VGRD|Vanguard Marketing Corporation|86986
GOOGL|ALPHABET CL A CMN|VSIN|Vision Financial Markets Llc|238
GOOGL|ALPHABET CL A CMN|WABR|Wall Street Access|7261
GOOGL|ALPHABET CL A CMN|WBET|Wallachbeth Capital LLC|185
GOOGL|ALPHABET CL A CMN|WBLR|WILLIAM BLAIR|1184
GOOGL|ALPHABET CL A CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|52219
GOOGL|ALPHABET CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|216628
GOOGL|ALPHABET CL A CMN|WDNX|WEEDEN & CO.L.P.|2470
GOOGL|ALPHABET CL A CMN|WEDB|WEDBUSH SECURITIES INC.|64393
GOOGL|ALPHABET CL A CMN|WEED|Weeden & Co.L.P.|16619
GOOGL|ALPHABET CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|57994
GOOGL|ALPHABET CL A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|101363
GOOGL|ALPHABET CL A CMN|WFPB|Wells Fargo Securities, LLC.|100
GOOGL|ALPHABET CL A CMN|WGIF|CIBC World Markets Inc.|9334
GOOGL|ALPHABET CL A CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|790
GOOGL|ALPHABET CL A CMN|WORD|Worden Capital Management LLC|138
GOOGL|ALPHABET CL A CMN|WSAG|WALL STREET ACCESS|324
GOOGL|ALPHABET CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|13147
GOOGL|ALPHABET CL A CMN|XIST|INSTINET, LLC|45080
GOOGL|ALPHABET CL A CMN|XPUS|XP SECURITIES, LLC|18152
GOOGL|ALPHABET CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|111450
GOOGL|ALPHABET CL A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|25520
GOOGL|ALPHABET CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9425
GOOS|CANADA GOOSE HOLDING|AGIS|Aegis Capital Corp.|1100
GOOS|CANADA GOOSE HOLDING|ALTX|Alternet Securities Inc.|25382
GOOS|CANADA GOOSE HOLDING|APCC|Apex Clearing Corporation|79532
GOOS|CANADA GOOSE HOLDING|BANK|Primevest Financial Services, Inc.|1598
GOOS|CANADA GOOSE HOLDING|BARD|Robert W. Baird & Co. Incorporated|4750
GOOS|CANADA GOOSE HOLDING|BATM|CBOE TRADING, INC.|31269
GOOS|CANADA GOOSE HOLDING|BBNT|BB&T SECURITIES, LLC|1089
GOOS|CANADA GOOSE HOLDING|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|50
GOOS|CANADA GOOSE HOLDING|BERN|Sanford C. Bernstein & Co., LLC|53109
GOOS|CANADA GOOSE HOLDING|BIAD|SAGETRADER, LLC|460
GOOS|CANADA GOOSE HOLDING|BIDS|BIDS TRADING L.P.|300
GOOS|CANADA GOOSE HOLDING|BIMI|Banca IMI Securities Corp.|7731
GOOS|CANADA GOOSE HOLDING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19815
GOOS|CANADA GOOSE HOLDING|BLKX|INSTINET, LLC|55000
GOOS|CANADA GOOSE HOLDING|BRGE|Newbridge Securities Corp.|1028
GOOS|CANADA GOOSE HOLDING|BTIG|BTIG, LLC|2200
GOOS|CANADA GOOSE HOLDING|BYXM|CBOE TRADING, INC.|5275
GOOS|CANADA GOOSE HOLDING|BZYD|GOLDMAN SACHS & CO. LLC|1100
GOOS|CANADA GOOSE HOLDING|CANT|Cantor Fitzgerald & Co.|100
GOOS|CANADA GOOSE HOLDING|CBRA|Cobra Trading, Inc.|500
GOOS|CANADA GOOSE HOLDING|CHAS|Charles Schwab & Co., Inc.|21528
GOOS|CANADA GOOSE HOLDING|CIST|Capital Institutional Services, Inc.|144
GOOS|CANADA GOOSE HOLDING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|211442
GOOS|CANADA GOOSE HOLDING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|42294
GOOS|CANADA GOOSE HOLDING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|162000
GOOS|CANADA GOOSE HOLDING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|858705
GOOS|CANADA GOOSE HOLDING|CTDL|Citadel Derivatives Group Llc|1810
GOOS|CANADA GOOSE HOLDING|CTLR|CUTLER GROUP, LP|36624
GOOS|CANADA GOOSE HOLDING|CXCX|CITIGROUP GLOBAL MARKETS INC.|34436
GOOS|CANADA GOOSE HOLDING|DADA|D.A. Davidson & Co.|400
GOOS|CANADA GOOSE HOLDING|DAVA|Davenport & Company LLC|50
GOOS|CANADA GOOSE HOLDING|DBAB|Deutsche Bank Securities Inc.|212810
GOOS|CANADA GOOSE HOLDING|DBAX|Deutsche Bank Securities Inc.|391400
GOOS|CANADA GOOSE HOLDING|DBUL|Deutsche Bank Securities Inc.|420
GOOS|CANADA GOOSE HOLDING|DCHF|Dart Executions, LLC|23009
GOOS|CANADA GOOSE HOLDING|DEAN|MORGAN STANLEY|19948
GOOS|CANADA GOOSE HOLDING|DEGS|RONIN PROFESSIONAL LLC|6906
GOOS|CANADA GOOSE HOLDING|EBXL|EBX LLC|493000
GOOS|CANADA GOOSE HOLDING|ECUT|CONVERGEX EXECUTION SOLUTIONS|7014
GOOS|CANADA GOOSE HOLDING|EDJO|Edward D. Jones & Co., L.P.|5206
GOOS|CANADA GOOSE HOLDING|EGAM|CBOE TRADING, INC.|35213
GOOS|CANADA GOOSE HOLDING|EGAW|CBOE TRADING, INC.|493
GOOS|CANADA GOOSE HOLDING|EGMT|EG MARKET TECHNOLOGIES LLC|703
GOOS|CANADA GOOSE HOLDING|EGXM|CBOE TRADING, INC.|25882
GOOS|CANADA GOOSE HOLDING|EGXW|CBOE TRADING, INC.|515
GOOS|CANADA GOOSE HOLDING|ETBE|Electronic Transaction Clearing, Inc.|95275
GOOS|CANADA GOOSE HOLDING|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1424
GOOS|CANADA GOOSE HOLDING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|139872
GOOS|CANADA GOOSE HOLDING|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3660
GOOS|CANADA GOOSE HOLDING|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6732
GOOS|CANADA GOOSE HOLDING|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|11890
GOOS|CANADA GOOSE HOLDING|ETRS|E*Trade Securities LLC|2466308
GOOS|CANADA GOOSE HOLDING|FBSB|U.S. Bancorp Investments, Inc.|48
GOOS|CANADA GOOSE HOLDING|FFSI|Firstrade Securities Inc.|160
GOOS|CANADA GOOSE HOLDING|FILL|Tradestation Securities, Inc.|120152
GOOS|CANADA GOOSE HOLDING|FINX|FINTECH SECURITIES|80
GOOS|CANADA GOOSE HOLDING|FMAF|NBCN Inc./ CDS|27037
GOOS|CANADA GOOSE HOLDING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28022
GOOS|CANADA GOOSE HOLDING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106325
GOOS|CANADA GOOSE HOLDING|FTBR|Foliofn Investments, Inc.|2150
GOOS|CANADA GOOSE HOLDING|GARC|ICAP Corporates LLC|500
GOOS|CANADA GOOSE HOLDING|GEBB|GLOBAL EXECUTION BROKERS, LP|7625
GOOS|CANADA GOOSE HOLDING|GLIS|TD Securities Inc|12396
GOOS|CANADA GOOSE HOLDING|GLPX|ACS EXECUTION SERVICES, LLC|177095
GOOS|CANADA GOOSE HOLDING|GSCO|GOLDMAN SACHS & CO. LLC|731976
GOOS|CANADA GOOSE HOLDING|GSCS|GOLDMAN SACHS & CO. LLC|17992
GOOS|CANADA GOOSE HOLDING|GSLT|GOLDMAN SACHS & CO. LLC|34728
GOOS|CANADA GOOSE HOLDING|GTSZ|GTS SECURITIES LLC|336235
GOOS|CANADA GOOSE HOLDING|HAPX|HAP Trading, LLC|9
GOOS|CANADA GOOSE HOLDING|HRBF|American Enterprise Investment Services Inc.|9465
GOOS|CANADA GOOSE HOLDING|HSBC|HSBC Securities, Inc.|2570
GOOS|CANADA GOOSE HOLDING|IATS|INTERACTIVE BROKERS LLC|489573
GOOS|CANADA GOOSE HOLDING|IBKR|Interactive Brokers Llc|410033
GOOS|CANADA GOOSE HOLDING|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1884
GOOS|CANADA GOOSE HOLDING|ICBX|INSTINET, LLC|109386
GOOS|CANADA GOOSE HOLDING|INCA|INSTINET, LLC|585618
GOOS|CANADA GOOSE HOLDING|INJX|INSTINET, LLC|3650
GOOS|CANADA GOOSE HOLDING|ITGI|ITG Inc.|238313
GOOS|CANADA GOOSE HOLDING|ITGP|ITG INC.|368400
GOOS|CANADA GOOSE HOLDING|JANY|Janney Montgomery Scott Inc.|8388
GOOS|CANADA GOOSE HOLDING|JEFF|JEFFERIES LLC|170614
GOOS|CANADA GOOSE HOLDING|JMPT|JUMP TRADING, LLC|112272
GOOS|CANADA GOOSE HOLDING|JONE|JonesTrading|4855
GOOS|CANADA GOOSE HOLDING|JPBX|J.P. MORGAN SECURITIES LLC|55378
GOOS|CANADA GOOSE HOLDING|JPMX|J.P. Morgan Securities LLC|717531
GOOS|CANADA GOOSE HOLDING|JSJX|JANE STREET CAPITAL LLC|10326
GOOS|CANADA GOOSE HOLDING|KCGM|VIRTU Americas LLC|109372
GOOS|CANADA GOOSE HOLDING|LEHM|Barclays Capital Inc./Le|930548
GOOS|CANADA GOOSE HOLDING|LIME|Lime Brokerage LLC|76616
GOOS|CANADA GOOSE HOLDING|LIWE|LIME BROKERAGE LLC|500
GOOS|CANADA GOOSE HOLDING|LOOP|Loop Capital Markets LLC|300
GOOS|CANADA GOOSE HOLDING|LQNA|LIQUIDNET, INC.|265300
GOOS|CANADA GOOSE HOLDING|LSCI|Lek Securities Corporation|17418
GOOS|CANADA GOOSE HOLDING|LTCO|Ladenburg, Thalmann & Co., Inc.|6400
GOOS|CANADA GOOSE HOLDING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6523
GOOS|CANADA GOOSE HOLDING|MAXM|Maxim Group LLC|3905
GOOS|CANADA GOOSE HOLDING|MBTS|ALLY INVEST SECURITIES LLC|5871
GOOS|CANADA GOOSE HOLDING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|179668
GOOS|CANADA GOOSE HOLDING|MOTF|MOTIF INVESTING, INC.|21
GOOS|CANADA GOOSE HOLDING|MSCO|MORGAN STANLEY & CO. LLC|1432955
GOOS|CANADA GOOSE HOLDING|MSPL|MORGAN STANLEY & CO. LLC|454500
GOOS|CANADA GOOSE HOLDING|MSTX|MORGAN STANLEY & CO. LLC|181000
GOOS|CANADA GOOSE HOLDING|NATL|National Securities Corporation|13170
GOOS|CANADA GOOSE HOLDING|NEED|Needham & Company, LLC|200
GOOS|CANADA GOOSE HOLDING|NFSC|National Financial Services LLC|2189350
GOOS|CANADA GOOSE HOLDING|NITE|VIRTU Americas LLC|4384991
GOOS|CANADA GOOSE HOLDING|NITP|VIRTU Americas LLC|940
GOOS|CANADA GOOSE HOLDING|NQRB|Brut, LLC|25817
GOOS|CANADA GOOSE HOLDING|NTBF|BMO Nesbitt Burns Inc./CDS|40441
GOOS|CANADA GOOSE HOLDING|NTFN|Network 1 Financial Securities Inc.|100
GOOS|CANADA GOOSE HOLDING|NTRC|Northern Trust Securities, Inc.|932
GOOS|CANADA GOOSE HOLDING|OPCO|Oppenheimer & Co. Inc.|13324
GOOS|CANADA GOOSE HOLDING|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|883
GOOS|CANADA GOOSE HOLDING|PCFF|Pacific International Securities Inc./CDS|500
GOOS|CANADA GOOSE HOLDING|PCPT|PHILLIP CAPITAL INC.|580
GOOS|CANADA GOOSE HOLDING|PDQM|CODA MARKETS, INC.|204475
GOOS|CANADA GOOSE HOLDING|PHLY|NASDAQ Execution Services, LLC|42800
GOOS|CANADA GOOSE HOLDING|POIN|PRECISION SECURITIES, LLC (POIN)|700
GOOS|CANADA GOOSE HOLDING|PWJC|UBS Financial Services, Inc.|3557
GOOS|CANADA GOOSE HOLDING|RBCM|RBC CAPITAL MARKETS, LLC|25994
GOOS|CANADA GOOSE HOLDING|RGLD|Regal Securities, Inc|243
GOOS|CANADA GOOSE HOLDING|RJLC|RJL CAPITAL GROUP, LLC|2900
GOOS|CANADA GOOSE HOLDING|SAGL|SAGETRADER, LLC|14564
GOOS|CANADA GOOSE HOLDING|SALI|INTL FCSTONE FINANCIAL INC.|40
GOOS|CANADA GOOSE HOLDING|SBSH|Citigroup Global Markets Inc.|116609
GOOS|CANADA GOOSE HOLDING|SGMT|GOLDMAN SACHS & CO. LLC|453691
GOOS|CANADA GOOSE HOLDING|SPDR|SPEEDROUTE LLC|37571
GOOS|CANADA GOOSE HOLDING|SPNT|SEVEN POINTS CAPITAL, LLC|300
GOOS|CANADA GOOSE HOLDING|SPTD|MINT GLOBAL MARKETS, INC.|5300
GOOS|CANADA GOOSE HOLDING|STFL|Stifel, Nicolaus & Company, Incorporated|10963
GOOS|CANADA GOOSE HOLDING|STKP|STOCKPILE INVESTMENTS, INC.|430
GOOS|CANADA GOOSE HOLDING|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1804
GOOS|CANADA GOOSE HOLDING|SWIM|TD Ameritrade, Inc.|2250533
GOOS|CANADA GOOSE HOLDING|SWST|Hilltop Securities Inc.|1697
GOOS|CANADA GOOSE HOLDING|TDSI|TD Securities (USA) LLC|27411
GOOS|CANADA GOOSE HOLDING|TKNG|ALLY INVEST SECURITIES LLC|57659
GOOS|CANADA GOOSE HOLDING|TRBT|Tradebot Systems, Inc.|415095
GOOS|CANADA GOOSE HOLDING|TRCM|TRC MARKETS LLC|81212
GOOS|CANADA GOOSE HOLDING|TWTT|TASTYWORKS, INC.|6201
GOOS|CANADA GOOSE HOLDING|UBSA|UBS SECURITIES LLC|1113400
GOOS|CANADA GOOSE HOLDING|UBSS|UBS Securities LLC|1576303
GOOS|CANADA GOOSE HOLDING|VALX|VIRTU AMERICAS LLC|150476
GOOS|CANADA GOOSE HOLDING|VGRD|Vanguard Marketing Corporation|75123
GOOS|CANADA GOOSE HOLDING|VSIN|Vision Financial Markets Llc|1233
GOOS|CANADA GOOSE HOLDING|WABR|Wall Street Access|5458
GOOS|CANADA GOOSE HOLDING|WBPX|SUMMIT SECURITIES GROUP, LLC|884
GOOS|CANADA GOOSE HOLDING|WCHV|WELLS FARGO SECURITIES, LLC|222894
GOOS|CANADA GOOSE HOLDING|WEDB|WEDBUSH SECURITIES INC.|275197
GOOS|CANADA GOOSE HOLDING|WEED|Weeden & Co.L.P.|210
GOOS|CANADA GOOSE HOLDING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|117547
GOOS|CANADA GOOSE HOLDING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|216321
GOOS|CANADA GOOSE HOLDING|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
GOOS|CANADA GOOSE HOLDING|WORD|Worden Capital Management LLC|1000
GOOS|CANADA GOOSE HOLDING|WSEA|WOLVERINE SECURITIES, LLC|132469
GOOS|CANADA GOOSE HOLDING|XIST|INSTINET, LLC|89600
GOOS|CANADA GOOSE HOLDING|XSTM|NATIONAL FINANCIAL SERVICES LLC|164516
GOOS|CANADA GOOSE HOLDING|YKNA|COMHAR CAPITAL MARKETS, LLC|25027
GOOS|CANADA GOOSE HOLDING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11817
GORO|GOLD RESOURCE CORP|ALTX|Alternet Securities Inc.|600
GORO|GOLD RESOURCE CORP|APCC|Apex Clearing Corporation|5263
GORO|GOLD RESOURCE CORP|BATM|CBOE TRADING, INC.|3438
GORO|GOLD RESOURCE CORP|BERN|Sanford C. Bernstein & Co., LLC|1600
GORO|GOLD RESOURCE CORP|BIMI|Banca IMI Securities Corp.|7210
GORO|GOLD RESOURCE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22515
GORO|GOLD RESOURCE CORP|BTIG|BTIG, LLC|2662
GORO|GOLD RESOURCE CORP|BYXM|CBOE TRADING, INC.|100
GORO|GOLD RESOURCE CORP|BZYD|GOLDMAN SACHS & CO. LLC|3100
GORO|GOLD RESOURCE CORP|CHAS|Charles Schwab & Co., Inc.|4337
GORO|GOLD RESOURCE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94756
GORO|GOLD RESOURCE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
GORO|GOLD RESOURCE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90296
GORO|GOLD RESOURCE CORP|CTDL|Citadel Derivatives Group Llc|3292
GORO|GOLD RESOURCE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|71694
GORO|GOLD RESOURCE CORP|DBAB|Deutsche Bank Securities Inc.|90012
GORO|GOLD RESOURCE CORP|DBAX|Deutsche Bank Securities Inc.|62600
GORO|GOLD RESOURCE CORP|DEAN|MORGAN STANLEY|7594
GORO|GOLD RESOURCE CORP|DEGS|RONIN PROFESSIONAL LLC|2961
GORO|GOLD RESOURCE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2450
GORO|GOLD RESOURCE CORP|EBXL|EBX LLC|40500
GORO|GOLD RESOURCE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8071
GORO|GOLD RESOURCE CORP|EDJO|Edward D. Jones & Co., L.P.|1738
GORO|GOLD RESOURCE CORP|EGAM|CBOE TRADING, INC.|2003
GORO|GOLD RESOURCE CORP|EGXM|CBOE TRADING, INC.|2923
GORO|GOLD RESOURCE CORP|ELEV|ELEVATION, LLC|2535
GORO|GOLD RESOURCE CORP|ETBE|Electronic Transaction Clearing, Inc.|2690
GORO|GOLD RESOURCE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11104
GORO|GOLD RESOURCE CORP|ETRS|E*Trade Securities LLC|130784
GORO|GOLD RESOURCE CORP|FILL|Tradestation Securities, Inc.|16884
GORO|GOLD RESOURCE CORP|FMAF|NBCN Inc./ CDS|600
GORO|GOLD RESOURCE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43021
GORO|GOLD RESOURCE CORP|FTBR|Foliofn Investments, Inc.|19977
GORO|GOLD RESOURCE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|7900
GORO|GOLD RESOURCE CORP|GLIS|TD Securities Inc|495
GORO|GOLD RESOURCE CORP|GLPX|ACS EXECUTION SERVICES, LLC|800
GORO|GOLD RESOURCE CORP|GSCO|GOLDMAN SACHS & CO. LLC|210989
GORO|GOLD RESOURCE CORP|GSCS|GOLDMAN SACHS & CO. LLC|3400
GORO|GOLD RESOURCE CORP|GSLT|GOLDMAN SACHS & CO. LLC|4374
GORO|GOLD RESOURCE CORP|GTSZ|GTS SECURITIES LLC|1100
GORO|GOLD RESOURCE CORP|HRBF|American Enterprise Investment Services Inc.|601
GORO|GOLD RESOURCE CORP|IATS|INTERACTIVE BROKERS LLC|17714
GORO|GOLD RESOURCE CORP|IBKR|Interactive Brokers Llc|27595
GORO|GOLD RESOURCE CORP|ICBX|INSTINET, LLC|44411
GORO|GOLD RESOURCE CORP|IEQY|CITADEL SECURITIES LLC|11832
GORO|GOLD RESOURCE CORP|INCA|INSTINET, LLC|72942
GORO|GOLD RESOURCE CORP|INJX|INSTINET, LLC|10679
GORO|GOLD RESOURCE CORP|ITGI|ITG Inc.|26727
GORO|GOLD RESOURCE CORP|ITGP|ITG INC.|142400
GORO|GOLD RESOURCE CORP|JANY|Janney Montgomery Scott Inc.|13473
GORO|GOLD RESOURCE CORP|JEFF|JEFFERIES LLC|6119
GORO|GOLD RESOURCE CORP|JMPT|JUMP TRADING, LLC|1568
GORO|GOLD RESOURCE CORP|JPBX|J.P. MORGAN SECURITIES LLC|4000
GORO|GOLD RESOURCE CORP|JPMX|J.P. Morgan Securities LLC|30278
GORO|GOLD RESOURCE CORP|JSJX|JANE STREET CAPITAL LLC|3722
GORO|GOLD RESOURCE CORP|KCGM|VIRTU Americas LLC|16764
GORO|GOLD RESOURCE CORP|LEHM|Barclays Capital Inc./Le|128908
GORO|GOLD RESOURCE CORP|LIME|Lime Brokerage LLC|9825
GORO|GOLD RESOURCE CORP|LSCI|Lek Securities Corporation|10
GORO|GOLD RESOURCE CORP|MACQ|Macquarie Capital (USA) Inc.|8011
GORO|GOLD RESOURCE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76100
GORO|GOLD RESOURCE CORP|MOTF|MOTIF INVESTING, INC.|1
GORO|GOLD RESOURCE CORP|MSCO|MORGAN STANLEY & CO. LLC|440095
GORO|GOLD RESOURCE CORP|MSPL|MORGAN STANLEY & CO. LLC|121000
GORO|GOLD RESOURCE CORP|MSTX|MORGAN STANLEY & CO. LLC|46600
GORO|GOLD RESOURCE CORP|NATL|National Securities Corporation|1300
GORO|GOLD RESOURCE CORP|NFSC|National Financial Services LLC|492165
GORO|GOLD RESOURCE CORP|NITE|VIRTU Americas LLC|643745
GORO|GOLD RESOURCE CORP|NITP|VIRTU Americas LLC|500
GORO|GOLD RESOURCE CORP|NQRB|Brut, LLC|500
GORO|GOLD RESOURCE CORP|NTRC|Northern Trust Securities, Inc.|6828
GORO|GOLD RESOURCE CORP|OLDM|OLD MISSION CAPITAL, LLC|4124
GORO|GOLD RESOURCE CORP|PDQM|CODA MARKETS, INC.|2202
GORO|GOLD RESOURCE CORP|PHLY|NASDAQ Execution Services, LLC|4000
GORO|GOLD RESOURCE CORP|PWJC|UBS Financial Services, Inc.|500
GORO|GOLD RESOURCE CORP|RBCM|RBC CAPITAL MARKETS, LLC|4000
GORO|GOLD RESOURCE CORP|RGLD|Regal Securities, Inc|52
GORO|GOLD RESOURCE CORP|SAGL|SAGETRADER, LLC|200
GORO|GOLD RESOURCE CORP|SALI|INTL FCSTONE FINANCIAL INC.|2
GORO|GOLD RESOURCE CORP|SBSH|Citigroup Global Markets Inc.|26955
GORO|GOLD RESOURCE CORP|SGMT|GOLDMAN SACHS & CO. LLC|50858
GORO|GOLD RESOURCE CORP|SPDR|SPEEDROUTE LLC|3901
GORO|GOLD RESOURCE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|7762
GORO|GOLD RESOURCE CORP|STKP|STOCKPILE INVESTMENTS, INC.|366
GORO|GOLD RESOURCE CORP|SWIM|TD Ameritrade, Inc.|63029
GORO|GOLD RESOURCE CORP|SWST|Hilltop Securities Inc.|5
GORO|GOLD RESOURCE CORP|TKNG|ALLY INVEST SECURITIES LLC|22006
GORO|GOLD RESOURCE CORP|TRBT|Tradebot Systems, Inc.|50229
GORO|GOLD RESOURCE CORP|TRCM|TRC MARKETS LLC|1706
GORO|GOLD RESOURCE CORP|UBSA|UBS SECURITIES LLC|209464
GORO|GOLD RESOURCE CORP|UBSS|UBS Securities LLC|171104
GORO|GOLD RESOURCE CORP|VALX|VIRTU AMERICAS LLC|4941
GORO|GOLD RESOURCE CORP|VGRD|Vanguard Marketing Corporation|35378
GORO|GOLD RESOURCE CORP|WCHV|WELLS FARGO SECURITIES, LLC|25982
GORO|GOLD RESOURCE CORP|WEDB|WEDBUSH SECURITIES INC.|2000
GORO|GOLD RESOURCE CORP|WEED|Weeden & Co.L.P.|5400
GORO|GOLD RESOURCE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4425
GORO|GOLD RESOURCE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8240
GORO|GOLD RESOURCE CORP|WSEA|WOLVERINE SECURITIES, LLC|9128
GORO|GOLD RESOURCE CORP|XIST|INSTINET, LLC|3600
GORO|GOLD RESOURCE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8120
GORO|GOLD RESOURCE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
GORO|GOLD RESOURCE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7779
GOV|GOV PRP IN TR CM BN|ABLE|NATIXIS Securities Americas LLC|3370
GOV|GOV PRP IN TR CM BN|AGIS|Aegis Capital Corp.|250
GOV|GOV PRP IN TR CM BN|ALTX|Alternet Securities Inc.|1103
GOV|GOV PRP IN TR CM BN|APCC|Apex Clearing Corporation|455
GOV|GOV PRP IN TR CM BN|BANK|Primevest Financial Services, Inc.|703
GOV|GOV PRP IN TR CM BN|BARD|Robert W. Baird & Co. Incorporated|19619
GOV|GOV PRP IN TR CM BN|BATM|CBOE TRADING, INC.|1967
GOV|GOV PRP IN TR CM BN|BAYC|BAY CREST PARTNERS, LLC|235
GOV|GOV PRP IN TR CM BN|BBNT|BB&T SECURITIES, LLC|2930
GOV|GOV PRP IN TR CM BN|BERN|Sanford C. Bernstein & Co., LLC|26864
GOV|GOV PRP IN TR CM BN|BIDS|BIDS TRADING L.P.|5500
GOV|GOV PRP IN TR CM BN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45654
GOV|GOV PRP IN TR CM BN|BLKX|INSTINET, LLC|93950
GOV|GOV PRP IN TR CM BN|BMAK|BMA SECURITIES|1900
GOV|GOV PRP IN TR CM BN|BMOC|BMO Capital Markets Corp.|19983
GOV|GOV PRP IN TR CM BN|BNPX|BNP PARIBAS SECURITIES CORP.|39387
GOV|GOV PRP IN TR CM BN|BRGE|Newbridge Securities Corp.|800
GOV|GOV PRP IN TR CM BN|BRVL|BLAYLOCK VAN, LLC|11650
GOV|GOV PRP IN TR CM BN|BTIG|BTIG, LLC|174572
GOV|GOV PRP IN TR CM BN|BYXM|CBOE TRADING, INC.|151
GOV|GOV PRP IN TR CM BN|BZYD|GOLDMAN SACHS & CO. LLC|4906
GOV|GOV PRP IN TR CM BN|CANT|Cantor Fitzgerald & Co.|14595
GOV|GOV PRP IN TR CM BN|CHAS|Charles Schwab & Co., Inc.|11480
GOV|GOV PRP IN TR CM BN|CIST|Capital Institutional Services, Inc.|100
GOV|GOV PRP IN TR CM BN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3836
GOV|GOV PRP IN TR CM BN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
GOV|GOV PRP IN TR CM BN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5769
GOV|GOV PRP IN TR CM BN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155184
GOV|GOV PRP IN TR CM BN|CTDL|Citadel Derivatives Group Llc|49608
GOV|GOV PRP IN TR CM BN|CTLR|CUTLER GROUP, LP|100
GOV|GOV PRP IN TR CM BN|CXCX|CITIGROUP GLOBAL MARKETS INC.|42110
GOV|GOV PRP IN TR CM BN|DADA|D.A. Davidson & Co.|8280
GOV|GOV PRP IN TR CM BN|DBAB|Deutsche Bank Securities Inc.|287924
GOV|GOV PRP IN TR CM BN|DBAX|Deutsche Bank Securities Inc.|75800
GOV|GOV PRP IN TR CM BN|DBUL|Deutsche Bank Securities Inc.|1100
GOV|GOV PRP IN TR CM BN|DEAN|MORGAN STANLEY|1915
GOV|GOV PRP IN TR CM BN|DEGS|RONIN PROFESSIONAL LLC|2092
GOV|GOV PRP IN TR CM BN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|621
GOV|GOV PRP IN TR CM BN|EBXL|EBX LLC|52900
GOV|GOV PRP IN TR CM BN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1371
GOV|GOV PRP IN TR CM BN|EDJC|Edward Jones / CDS|1325
GOV|GOV PRP IN TR CM BN|EDJO|Edward D. Jones & Co., L.P.|33458
GOV|GOV PRP IN TR CM BN|EGAM|CBOE TRADING, INC.|2016
GOV|GOV PRP IN TR CM BN|EGMT|EG MARKET TECHNOLOGIES LLC|300
GOV|GOV PRP IN TR CM BN|EGXM|CBOE TRADING, INC.|102
GOV|GOV PRP IN TR CM BN|ELEV|ELEVATION, LLC|1572
GOV|GOV PRP IN TR CM BN|ESPO|ESPOSITO SECURITIES, LLC|244
GOV|GOV PRP IN TR CM BN|ETBE|Electronic Transaction Clearing, Inc.|19929
GOV|GOV PRP IN TR CM BN|ETCB|ETC BROKERAGE SERVICES, LLC|265
GOV|GOV PRP IN TR CM BN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11018
GOV|GOV PRP IN TR CM BN|ETRS|E*Trade Securities LLC|137836
GOV|GOV PRP IN TR CM BN|FBCO|Credit Suisse Securities (USA) LLC|302733
GOV|GOV PRP IN TR CM BN|FBSB|U.S. Bancorp Investments, Inc.|800
GOV|GOV PRP IN TR CM BN|FILL|Tradestation Securities, Inc.|9152
GOV|GOV PRP IN TR CM BN|FINX|FINTECH SECURITIES|4174
GOV|GOV PRP IN TR CM BN|FMAF|NBCN Inc./ CDS|2638
GOV|GOV PRP IN TR CM BN|FOMA|TD AMERITRADE CLEARING, INC.|416113
GOV|GOV PRP IN TR CM BN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11456
GOV|GOV PRP IN TR CM BN|FQLS|Quantlab Securities LP|146306
GOV|GOV PRP IN TR CM BN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114589
GOV|GOV PRP IN TR CM BN|FTBR|Foliofn Investments, Inc.|12713
GOV|GOV PRP IN TR CM BN|GEBB|GLOBAL EXECUTION BROKERS, LP|159574
GOV|GOV PRP IN TR CM BN|GLPX|ACS EXECUTION SERVICES, LLC|1383
GOV|GOV PRP IN TR CM BN|GSCO|GOLDMAN SACHS & CO. LLC|909214
GOV|GOV PRP IN TR CM BN|GSCS|GOLDMAN SACHS & CO. LLC|43524
GOV|GOV PRP IN TR CM BN|GSLT|GOLDMAN SACHS & CO. LLC|4284
GOV|GOV PRP IN TR CM BN|GTSZ|GTS SECURITIES LLC|14701
GOV|GOV PRP IN TR CM BN|HRBF|American Enterprise Investment Services Inc.|30465
GOV|GOV PRP IN TR CM BN|HSBC|HSBC Securities, Inc.|19995
GOV|GOV PRP IN TR CM BN|IATS|INTERACTIVE BROKERS LLC|16204
GOV|GOV PRP IN TR CM BN|IBKR|Interactive Brokers Llc|76139
GOV|GOV PRP IN TR CM BN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
GOV|GOV PRP IN TR CM BN|ICBX|INSTINET, LLC|38393
GOV|GOV PRP IN TR CM BN|IEQY|CITADEL SECURITIES LLC|108635
GOV|GOV PRP IN TR CM BN|INCA|INSTINET, LLC|219214
GOV|GOV PRP IN TR CM BN|INJX|INSTINET, LLC|13795
GOV|GOV PRP IN TR CM BN|ITGI|ITG Inc.|206454
GOV|GOV PRP IN TR CM BN|ITGP|ITG INC.|77800
GOV|GOV PRP IN TR CM BN|JANY|Janney Montgomery Scott Inc.|21116
GOV|GOV PRP IN TR CM BN|JEFF|JEFFERIES LLC|75576
GOV|GOV PRP IN TR CM BN|JMPT|JUMP TRADING, LLC|34322
GOV|GOV PRP IN TR CM BN|JPBX|J.P. MORGAN SECURITIES LLC|34809
GOV|GOV PRP IN TR CM BN|JPMX|J.P. Morgan Securities LLC|214367
GOV|GOV PRP IN TR CM BN|JSJX|JANE STREET CAPITAL LLC|1463
GOV|GOV PRP IN TR CM BN|KCGM|VIRTU Americas LLC|20806
GOV|GOV PRP IN TR CM BN|LEHM|Barclays Capital Inc./Le|602502
GOV|GOV PRP IN TR CM BN|LIME|Lime Brokerage LLC|244240
GOV|GOV PRP IN TR CM BN|LMGP|LIME BROKERAGE LLC|7300
GOV|GOV PRP IN TR CM BN|LOOP|Loop Capital Markets LLC|281
GOV|GOV PRP IN TR CM BN|LSCI|Lek Securities Corporation|175
GOV|GOV PRP IN TR CM BN|MACC|Mid Atlantic Capital Corporation|286
GOV|GOV PRP IN TR CM BN|MAXM|Maxim Group LLC|14742
GOV|GOV PRP IN TR CM BN|MBTS|ALLY INVEST SECURITIES LLC|2000
GOV|GOV PRP IN TR CM BN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75056
GOV|GOV PRP IN TR CM BN|MOTF|MOTIF INVESTING, INC.|4
GOV|GOV PRP IN TR CM BN|MSCO|MORGAN STANLEY & CO. LLC|1591751
GOV|GOV PRP IN TR CM BN|MSPL|MORGAN STANLEY & CO. LLC|205100
GOV|GOV PRP IN TR CM BN|MSTX|MORGAN STANLEY & CO. LLC|115800
GOV|GOV PRP IN TR CM BN|NATL|National Securities Corporation|600
GOV|GOV PRP IN TR CM BN|NFSC|National Financial Services LLC|455685
GOV|GOV PRP IN TR CM BN|NITE|VIRTU Americas LLC|793608
GOV|GOV PRP IN TR CM BN|NITP|VIRTU Americas LLC|3800
GOV|GOV PRP IN TR CM BN|NQRB|Brut, LLC|2551
GOV|GOV PRP IN TR CM BN|NTRC|Northern Trust Securities, Inc.|600
GOV|GOV PRP IN TR CM BN|OPCO|Oppenheimer & Co. Inc.|8329
GOV|GOV PRP IN TR CM BN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1034
GOV|GOV PRP IN TR CM BN|PCPT|PHILLIP CAPITAL INC.|1673
GOV|GOV PRP IN TR CM BN|PDQM|CODA MARKETS, INC.|2113
GOV|GOV PRP IN TR CM BN|PHLY|NASDAQ Execution Services, LLC|2400
GOV|GOV PRP IN TR CM BN|PWJC|UBS Financial Services, Inc.|2252
GOV|GOV PRP IN TR CM BN|RAJA|Raymond James & Associates, Inc.|20952
GOV|GOV PRP IN TR CM BN|RBCM|RBC CAPITAL MARKETS, LLC|31267
GOV|GOV PRP IN TR CM BN|RGLD|Regal Securities, Inc|20
GOV|GOV PRP IN TR CM BN|SAGL|SAGETRADER, LLC|200
GOV|GOV PRP IN TR CM BN|SAGW|SAGETRADER, LLC|493
GOV|GOV PRP IN TR CM BN|SALI|INTL FCSTONE FINANCIAL INC.|2813
GOV|GOV PRP IN TR CM BN|SBSH|Citigroup Global Markets Inc.|294285
GOV|GOV PRP IN TR CM BN|SGMT|GOLDMAN SACHS & CO. LLC|27964
GOV|GOV PRP IN TR CM BN|SPDR|SPEEDROUTE LLC|1498
GOV|GOV PRP IN TR CM BN|SPHN|Stephens Inc.|904
GOV|GOV PRP IN TR CM BN|STFL|Stifel, Nicolaus & Company, Incorporated|82472
GOV|GOV PRP IN TR CM BN|STKP|STOCKPILE INVESTMENTS, INC.|428
GOV|GOV PRP IN TR CM BN|SWIM|TD Ameritrade, Inc.|49239
GOV|GOV PRP IN TR CM BN|SWST|Hilltop Securities Inc.|5512
GOV|GOV PRP IN TR CM BN|TKNG|ALLY INVEST SECURITIES LLC|4126
GOV|GOV PRP IN TR CM BN|TRBT|Tradebot Systems, Inc.|200087
GOV|GOV PRP IN TR CM BN|TRCM|TRC MARKETS LLC|118959
GOV|GOV PRP IN TR CM BN|TWTT|TASTYWORKS, INC.|2598
GOV|GOV PRP IN TR CM BN|UBSA|UBS SECURITIES LLC|278871
GOV|GOV PRP IN TR CM BN|UBSS|UBS Securities LLC|813986
GOV|GOV PRP IN TR CM BN|VALX|VIRTU AMERICAS LLC|24120
GOV|GOV PRP IN TR CM BN|VERT|The Vertical Trading Group, LLC|167
GOV|GOV PRP IN TR CM BN|VGRD|Vanguard Marketing Corporation|65827
GOV|GOV PRP IN TR CM BN|WBPX|SUMMIT SECURITIES GROUP, LLC|850
GOV|GOV PRP IN TR CM BN|WCHV|WELLS FARGO SECURITIES, LLC|287131
GOV|GOV PRP IN TR CM BN|WDNX|WEEDEN & CO.L.P.|1100
GOV|GOV PRP IN TR CM BN|WEED|Weeden & Co.L.P.|18080
GOV|GOV PRP IN TR CM BN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9041
GOV|GOV PRP IN TR CM BN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9736
GOV|GOV PRP IN TR CM BN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|12
GOV|GOV PRP IN TR CM BN|WSEA|WOLVERINE SECURITIES, LLC|15857
GOV|GOV PRP IN TR CM BN|XIST|INSTINET, LLC|80892
GOV|GOV PRP IN TR CM BN|XSTM|NATIONAL FINANCIAL SERVICES LLC|39172
GOV|GOV PRP IN TR CM BN|YKNA|COMHAR CAPITAL MARKETS, LLC|605
GOV|GOV PRP IN TR CM BN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34295
GOVNI|GOV PRTS 5.875 SR NT|AGIS|Aegis Capital Corp.|3400
GOVNI|GOV PRTS 5.875 SR NT|APCC|Apex Clearing Corporation|703
GOVNI|GOV PRTS 5.875 SR NT|BARD|Robert W. Baird & Co. Incorporated|900
GOVNI|GOV PRTS 5.875 SR NT|BATM|CBOE TRADING, INC.|200
GOVNI|GOV PRTS 5.875 SR NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3655
GOVNI|GOV PRTS 5.875 SR NT|CHAS|Charles Schwab & Co., Inc.|234
GOVNI|GOV PRTS 5.875 SR NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|556
GOVNI|GOV PRTS 5.875 SR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3579
GOVNI|GOV PRTS 5.875 SR NT|DBAB|Deutsche Bank Securities Inc.|178
GOVNI|GOV PRTS 5.875 SR NT|DBAX|Deutsche Bank Securities Inc.|8600
GOVNI|GOV PRTS 5.875 SR NT|DEAN|MORGAN STANLEY|6489
GOVNI|GOV PRTS 5.875 SR NT|EBXL|EBX LLC|2100
GOVNI|GOV PRTS 5.875 SR NT|EDJO|Edward D. Jones & Co., L.P.|6107
GOVNI|GOV PRTS 5.875 SR NT|EGXW|CBOE TRADING, INC.|2000
GOVNI|GOV PRTS 5.875 SR NT|ETRS|E*Trade Securities LLC|2
GOVNI|GOV PRTS 5.875 SR NT|FBCO|Credit Suisse Securities (USA) LLC|17735
GOVNI|GOV PRTS 5.875 SR NT|FOMA|TD AMERITRADE CLEARING, INC.|620
GOVNI|GOV PRTS 5.875 SR NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1021
GOVNI|GOV PRTS 5.875 SR NT|GEBB|GLOBAL EXECUTION BROKERS, LP|460
GOVNI|GOV PRTS 5.875 SR NT|GLPX|ACS EXECUTION SERVICES, LLC|1019
GOVNI|GOV PRTS 5.875 SR NT|GSCO|GOLDMAN SACHS & CO. LLC|9600
GOVNI|GOV PRTS 5.875 SR NT|GSLT|GOLDMAN SACHS & CO. LLC|2129
GOVNI|GOV PRTS 5.875 SR NT|GTSZ|GTS SECURITIES LLC|1900
GOVNI|GOV PRTS 5.875 SR NT|HRBF|American Enterprise Investment Services Inc.|2200
GOVNI|GOV PRTS 5.875 SR NT|IATS|INTERACTIVE BROKERS LLC|100
GOVNI|GOV PRTS 5.875 SR NT|IBKR|Interactive Brokers Llc|5390
GOVNI|GOV PRTS 5.875 SR NT|ICBX|INSTINET, LLC|700
GOVNI|GOV PRTS 5.875 SR NT|INCA|INSTINET, LLC|38992
GOVNI|GOV PRTS 5.875 SR NT|JANY|Janney Montgomery Scott Inc.|2800
GOVNI|GOV PRTS 5.875 SR NT|JPMX|J.P. Morgan Securities LLC|200
GOVNI|GOV PRTS 5.875 SR NT|JSEB|JANE STREET EXECUTION SERVICES, LLC|688
GOVNI|GOV PRTS 5.875 SR NT|KCGM|VIRTU Americas LLC|1375
GOVNI|GOV PRTS 5.875 SR NT|LEHM|Barclays Capital Inc./Le|1600
GOVNI|GOV PRTS 5.875 SR NT|LIME|Lime Brokerage LLC|4248
GOVNI|GOV PRTS 5.875 SR NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4248
GOVNI|GOV PRTS 5.875 SR NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
GOVNI|GOV PRTS 5.875 SR NT|MSCO|MORGAN STANLEY & CO. LLC|18439
GOVNI|GOV PRTS 5.875 SR NT|MSPL|MORGAN STANLEY & CO. LLC|2500
GOVNI|GOV PRTS 5.875 SR NT|NFSC|National Financial Services LLC|1614
GOVNI|GOV PRTS 5.875 SR NT|NITE|VIRTU Americas LLC|53684
GOVNI|GOV PRTS 5.875 SR NT|NQRB|Brut, LLC|5980
GOVNI|GOV PRTS 5.875 SR NT|OPCO|Oppenheimer & Co. Inc.|381
GOVNI|GOV PRTS 5.875 SR NT|PCPT|PHILLIP CAPITAL INC.|600
GOVNI|GOV PRTS 5.875 SR NT|PDQM|CODA MARKETS, INC.|1170
GOVNI|GOV PRTS 5.875 SR NT|PWJC|UBS Financial Services, Inc.|5400
GOVNI|GOV PRTS 5.875 SR NT|RAJA|Raymond James & Associates, Inc.|3025
GOVNI|GOV PRTS 5.875 SR NT|RBCM|RBC CAPITAL MARKETS, LLC|7631
GOVNI|GOV PRTS 5.875 SR NT|SBSH|Citigroup Global Markets Inc.|50556
GOVNI|GOV PRTS 5.875 SR NT|SGMT|GOLDMAN SACHS & CO. LLC|800
GOVNI|GOV PRTS 5.875 SR NT|SPDR|SPEEDROUTE LLC|6254
GOVNI|GOV PRTS 5.875 SR NT|STFL|Stifel, Nicolaus & Company, Incorporated|1
GOVNI|GOV PRTS 5.875 SR NT|SWST|Hilltop Securities Inc.|252
GOVNI|GOV PRTS 5.875 SR NT|TRBT|Tradebot Systems, Inc.|427
GOVNI|GOV PRTS 5.875 SR NT|TRCM|TRC MARKETS LLC|500
GOVNI|GOV PRTS 5.875 SR NT|UBSA|UBS SECURITIES LLC|5887
GOVNI|GOV PRTS 5.875 SR NT|UBSS|UBS Securities LLC|49996
GOVNI|GOV PRTS 5.875 SR NT|VGRD|Vanguard Marketing Corporation|10
GOVNI|GOV PRTS 5.875 SR NT|WCHV|WELLS FARGO SECURITIES, LLC|52028
GOVNI|GOV PRTS 5.875 SR NT|WEDB|WEDBUSH SECURITIES INC.|1000
GOVNI|GOV PRTS 5.875 SR NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|303
GOVNI|GOV PRTS 5.875 SR NT|YKNA|COMHAR CAPITAL MARKETS, LLC|11
GOVNI|GOV PRTS 5.875 SR NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|468
GOVT|ISHARES US TREASURY|ALTX|Alternet Securities Inc.|7098
GOVT|ISHARES US TREASURY|APCC|Apex Clearing Corporation|770
GOVT|ISHARES US TREASURY|BANK|Primevest Financial Services, Inc.|7981
GOVT|ISHARES US TREASURY|BARD|Robert W. Baird & Co. Incorporated|1003
GOVT|ISHARES US TREASURY|BATM|CBOE TRADING, INC.|1851
GOVT|ISHARES US TREASURY|BAYC|BAY CREST PARTNERS, LLC|9464
GOVT|ISHARES US TREASURY|BBNT|BB&T SECURITIES, LLC|4866
GOVT|ISHARES US TREASURY|BERN|Sanford C. Bernstein & Co., LLC|570
GOVT|ISHARES US TREASURY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28023
GOVT|ISHARES US TREASURY|BRGE|Newbridge Securities Corp.|46
GOVT|ISHARES US TREASURY|BYXM|CBOE TRADING, INC.|10150
GOVT|ISHARES US TREASURY|CANT|Cantor Fitzgerald & Co.|16371
GOVT|ISHARES US TREASURY|CHAS|Charles Schwab & Co., Inc.|13317
GOVT|ISHARES US TREASURY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19993
GOVT|ISHARES US TREASURY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|515316
GOVT|ISHARES US TREASURY|CSIN|Citadel Securities Institutional LLC|112547
GOVT|ISHARES US TREASURY|CTDL|Citadel Derivatives Group Llc|52045
GOVT|ISHARES US TREASURY|CXCX|CITIGROUP GLOBAL MARKETS INC.|13316
GOVT|ISHARES US TREASURY|DADA|D.A. Davidson & Co.|322
GOVT|ISHARES US TREASURY|DAWA|Daiwa Capital Markets America Inc.|900000
GOVT|ISHARES US TREASURY|DBAX|Deutsche Bank Securities Inc.|126400
GOVT|ISHARES US TREASURY|DEAN|MORGAN STANLEY|9407
GOVT|ISHARES US TREASURY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14502
GOVT|ISHARES US TREASURY|EBXL|EBX LLC|99900
GOVT|ISHARES US TREASURY|ECUT|CONVERGEX EXECUTION SOLUTIONS|216021
GOVT|ISHARES US TREASURY|EDJO|Edward D. Jones & Co., L.P.|7875
GOVT|ISHARES US TREASURY|EGAM|CBOE TRADING, INC.|75127
GOVT|ISHARES US TREASURY|EGAW|CBOE TRADING, INC.|38
GOVT|ISHARES US TREASURY|EGMT|EG MARKET TECHNOLOGIES LLC|100
GOVT|ISHARES US TREASURY|EGXM|CBOE TRADING, INC.|1938
GOVT|ISHARES US TREASURY|ETBE|Electronic Transaction Clearing, Inc.|942
GOVT|ISHARES US TREASURY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
GOVT|ISHARES US TREASURY|ETRS|E*Trade Securities LLC|1498
GOVT|ISHARES US TREASURY|FBSB|U.S. Bancorp Investments, Inc.|610
GOVT|ISHARES US TREASURY|FLTU|FLOW TRADERS US LLC|933738
GOVT|ISHARES US TREASURY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|163832
GOVT|ISHARES US TREASURY|FMAF|NBCN Inc./ CDS|500
GOVT|ISHARES US TREASURY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57637
GOVT|ISHARES US TREASURY|FTBR|Foliofn Investments, Inc.|4334
GOVT|ISHARES US TREASURY|GLPX|ACS EXECUTION SERVICES, LLC|8434
GOVT|ISHARES US TREASURY|GSCO|GOLDMAN SACHS & CO. LLC|213519
GOVT|ISHARES US TREASURY|GSLT|GOLDMAN SACHS & CO. LLC|1049
GOVT|ISHARES US TREASURY|GTSZ|GTS SECURITIES LLC|200
GOVT|ISHARES US TREASURY|HRBF|American Enterprise Investment Services Inc.|170266
GOVT|ISHARES US TREASURY|IATS|INTERACTIVE BROKERS LLC|600
GOVT|ISHARES US TREASURY|IBKR|Interactive Brokers Llc|6124
GOVT|ISHARES US TREASURY|ICBX|INSTINET, LLC|89166
GOVT|ISHARES US TREASURY|INCA|INSTINET, LLC|17149
GOVT|ISHARES US TREASURY|INJX|INSTINET, LLC|9951
GOVT|ISHARES US TREASURY|ITGI|ITG Inc.|22211
GOVT|ISHARES US TREASURY|ITGP|ITG INC.|105600
GOVT|ISHARES US TREASURY|JANY|Janney Montgomery Scott Inc.|19928
GOVT|ISHARES US TREASURY|JEFF|JEFFERIES LLC|399616
GOVT|ISHARES US TREASURY|JMPT|JUMP TRADING, LLC|18209
GOVT|ISHARES US TREASURY|JONE|JonesTrading|4780
GOVT|ISHARES US TREASURY|JPMX|J.P. Morgan Securities LLC|305678
GOVT|ISHARES US TREASURY|JSEB|JANE STREET EXECUTION SERVICES, LLC|18120166
GOVT|ISHARES US TREASURY|JSJX|JANE STREET CAPITAL LLC|945466
GOVT|ISHARES US TREASURY|KCGM|VIRTU Americas LLC|61254
GOVT|ISHARES US TREASURY|LEHM|Barclays Capital Inc./Le|368900
GOVT|ISHARES US TREASURY|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4684
GOVT|ISHARES US TREASURY|MCMF|Raymond James Ltd. Cds|354
GOVT|ISHARES US TREASURY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|304570
GOVT|ISHARES US TREASURY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|22146
GOVT|ISHARES US TREASURY|MOTF|MOTIF INVESTING, INC.|11
GOVT|ISHARES US TREASURY|MSCO|MORGAN STANLEY & CO. LLC|408775
GOVT|ISHARES US TREASURY|MSPL|MORGAN STANLEY & CO. LLC|315600
GOVT|ISHARES US TREASURY|MSTX|MORGAN STANLEY & CO. LLC|200
GOVT|ISHARES US TREASURY|MTON|MILLINGTON SECURITIES, INC.|303500
GOVT|ISHARES US TREASURY|NEUB|NEUBERGER BERMAN BD LLC|68
GOVT|ISHARES US TREASURY|NFSC|National Financial Services LLC|2564205
GOVT|ISHARES US TREASURY|NITE|VIRTU Americas LLC|3539025
GOVT|ISHARES US TREASURY|NITP|VIRTU Americas LLC|23665
GOVT|ISHARES US TREASURY|OPCO|Oppenheimer & Co. Inc.|1612
GOVT|ISHARES US TREASURY|PDQM|CODA MARKETS, INC.|30600
GOVT|ISHARES US TREASURY|PWJC|UBS Financial Services, Inc.|154
GOVT|ISHARES US TREASURY|RBCM|RBC CAPITAL MARKETS, LLC|29485
GOVT|ISHARES US TREASURY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|12771
GOVT|ISHARES US TREASURY|SALI|INTL FCSTONE FINANCIAL INC.|217
GOVT|ISHARES US TREASURY|SBSH|Citigroup Global Markets Inc.|75386
GOVT|ISHARES US TREASURY|SEIC|SEI Investments Distribution Co.|544
GOVT|ISHARES US TREASURY|SGMT|GOLDMAN SACHS & CO. LLC|77010
GOVT|ISHARES US TREASURY|SPDR|SPEEDROUTE LLC|100
GOVT|ISHARES US TREASURY|SPHN|Stephens Inc.|1720
GOVT|ISHARES US TREASURY|STFL|Stifel, Nicolaus & Company, Incorporated|10531
GOVT|ISHARES US TREASURY|SWIM|TD Ameritrade, Inc.|2658
GOVT|ISHARES US TREASURY|SWST|Hilltop Securities Inc.|128
GOVT|ISHARES US TREASURY|TKNG|ALLY INVEST SECURITIES LLC|82
GOVT|ISHARES US TREASURY|TRBT|Tradebot Systems, Inc.|100
GOVT|ISHARES US TREASURY|UBSA|UBS SECURITIES LLC|1154227
GOVT|ISHARES US TREASURY|UBSS|UBS Securities LLC|13312180
GOVT|ISHARES US TREASURY|VALX|VIRTU AMERICAS LLC|5427
GOVT|ISHARES US TREASURY|VGRD|Vanguard Marketing Corporation|25208
GOVT|ISHARES US TREASURY|WBLR|WILLIAM BLAIR|408
GOVT|ISHARES US TREASURY|WCHV|WELLS FARGO SECURITIES, LLC|129650
GOVT|ISHARES US TREASURY|WEED|Weeden & Co.L.P.|340
GOVT|ISHARES US TREASURY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|623
GOVT|ISHARES US TREASURY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|292469
GOVT|ISHARES US TREASURY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|128
GOVT|ISHARES US TREASURY|WSEA|WOLVERINE SECURITIES, LLC|2305
GOVT|ISHARES US TREASURY|XPUS|XP SECURITIES, LLC|1020
GOVT|ISHARES US TREASURY|XSTM|NATIONAL FINANCIAL SERVICES LLC|50236
GOVT|ISHARES US TREASURY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|113507
GPAQ|GORDON PNTE ACQ CM A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
GPAQ|GORDON PNTE ACQ CM A|IATS|INTERACTIVE BROKERS LLC|100
GPAQ|GORDON PNTE ACQ CM A|IBKR|Interactive Brokers Llc|3000
GPAQ|GORDON PNTE ACQ CM A|NFSC|National Financial Services LLC|3000
GPAQ|GORDON PNTE ACQ CM A|NITE|VIRTU Americas LLC|2625
GPAQ|GORDON PNTE ACQ CM A|RBCM|RBC CAPITAL MARKETS, LLC|2000
GPAQ|GORDON PNTE ACQ CM A|UBSS|UBS Securities LLC|6300
GPAQU|GORDON POINTE ACQ UT|LIME|Lime Brokerage LLC|100
GPAQU|GORDON POINTE ACQ UT|NITE|VIRTU Americas LLC|1400
GPAQU|GORDON POINTE ACQ UT|NQRB|Brut, LLC|500
GPAQU|GORDON POINTE ACQ UT|TDSI|TD Securities (USA) LLC|10000
GPAQU|GORDON POINTE ACQ UT|WCHV|WELLS FARGO SECURITIES, LLC|1600
GPAQW|GORDON POINTE ACQ WT|IBKR|Interactive Brokers Llc|26400
GPAQW|GORDON POINTE ACQ WT|MSCO|MORGAN STANLEY & CO. LLC|400
GPAQW|GORDON POINTE ACQ WT|NITE|VIRTU Americas LLC|45000
GPC|GENUINE PARTS CO|ABLE|NATIXIS Securities Americas LLC|1790
GPC|GENUINE PARTS CO|ALTX|Alternet Securities Inc.|7082
GPC|GENUINE PARTS CO|APCC|Apex Clearing Corporation|166
GPC|GENUINE PARTS CO|BANK|Primevest Financial Services, Inc.|96
GPC|GENUINE PARTS CO|BARD|Robert W. Baird & Co. Incorporated|2421
GPC|GENUINE PARTS CO|BATM|CBOE TRADING, INC.|21468
GPC|GENUINE PARTS CO|BAYC|BAY CREST PARTNERS, LLC|160
GPC|GENUINE PARTS CO|BAYT|BTIG, LLC|500
GPC|GENUINE PARTS CO|BBNT|BB&T SECURITIES, LLC|4485
GPC|GENUINE PARTS CO|BERN|Sanford C. Bernstein & Co., LLC|33402
GPC|GENUINE PARTS CO|BIAD|SAGETRADER, LLC|421
GPC|GENUINE PARTS CO|BIDS|BIDS TRADING L.P.|2900
GPC|GENUINE PARTS CO|BIMI|Banca IMI Securities Corp.|75
GPC|GENUINE PARTS CO|BKCM|BNY Mellon Capital Markets LLC|633
GPC|GENUINE PARTS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19494
GPC|GENUINE PARTS CO|BLKX|INSTINET, LLC|40333
GPC|GENUINE PARTS CO|BMOC|BMO Capital Markets Corp.|10
GPC|GENUINE PARTS CO|BNPX|BNP PARIBAS SECURITIES CORP.|41097
GPC|GENUINE PARTS CO|BTIG|BTIG, LLC|5124
GPC|GENUINE PARTS CO|BYXM|CBOE TRADING, INC.|423
GPC|GENUINE PARTS CO|BZYD|GOLDMAN SACHS & CO. LLC|300
GPC|GENUINE PARTS CO|CABR|Cabrera Capital Markets, Inc.|25
GPC|GENUINE PARTS CO|CHAS|Charles Schwab & Co., Inc.|808
GPC|GENUINE PARTS CO|CIBP|CIBC World Markets Corp.|22917
GPC|GENUINE PARTS CO|CIST|Capital Institutional Services, Inc.|3188
GPC|GENUINE PARTS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77991
GPC|GENUINE PARTS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
GPC|GENUINE PARTS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|293
GPC|GENUINE PARTS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233468
GPC|GENUINE PARTS CO|CTDL|Citadel Derivatives Group Llc|5496
GPC|GENUINE PARTS CO|CTLR|CUTLER GROUP, LP|600
GPC|GENUINE PARTS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|26946
GPC|GENUINE PARTS CO|DADA|D.A. Davidson & Co.|5469
GPC|GENUINE PARTS CO|DAVA|Davenport & Company LLC|86
GPC|GENUINE PARTS CO|DBAB|Deutsche Bank Securities Inc.|165765
GPC|GENUINE PARTS CO|DBAX|Deutsche Bank Securities Inc.|184300
GPC|GENUINE PARTS CO|DBUL|Deutsche Bank Securities Inc.|6409
GPC|GENUINE PARTS CO|DEAN|MORGAN STANLEY|15677
GPC|GENUINE PARTS CO|DEGS|RONIN PROFESSIONAL LLC|100
GPC|GENUINE PARTS CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
GPC|GENUINE PARTS CO|EBXL|EBX LLC|101000
GPC|GENUINE PARTS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|13713
GPC|GENUINE PARTS CO|EDJO|Edward D. Jones & Co., L.P.|5489
GPC|GENUINE PARTS CO|EGAM|CBOE TRADING, INC.|9193
GPC|GENUINE PARTS CO|EGAW|CBOE TRADING, INC.|503
GPC|GENUINE PARTS CO|EGMT|EG MARKET TECHNOLOGIES LLC|5500
GPC|GENUINE PARTS CO|EGXM|CBOE TRADING, INC.|1601
GPC|GENUINE PARTS CO|ETBE|Electronic Transaction Clearing, Inc.|15504
GPC|GENUINE PARTS CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
GPC|GENUINE PARTS CO|ETCC|Electronic Transaction Clearing, Inc.|613
GPC|GENUINE PARTS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19486
GPC|GENUINE PARTS CO|ETRS|E*Trade Securities LLC|25607
GPC|GENUINE PARTS CO|FBSB|U.S. Bancorp Investments, Inc.|11
GPC|GENUINE PARTS CO|FILL|Tradestation Securities, Inc.|100
GPC|GENUINE PARTS CO|FINX|FINTECH SECURITIES|2631
GPC|GENUINE PARTS CO|FMAF|NBCN Inc./ CDS|1753
GPC|GENUINE PARTS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13243
GPC|GENUINE PARTS CO|FQLS|Quantlab Securities LP|224528
GPC|GENUINE PARTS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|143627
GPC|GENUINE PARTS CO|FTBR|Foliofn Investments, Inc.|1664
GPC|GENUINE PARTS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|1690
GPC|GENUINE PARTS CO|GLPX|ACS EXECUTION SERVICES, LLC|22195
GPC|GENUINE PARTS CO|GSCO|GOLDMAN SACHS & CO. LLC|478255
GPC|GENUINE PARTS CO|GSCS|GOLDMAN SACHS & CO. LLC|809
GPC|GENUINE PARTS CO|GSLT|GOLDMAN SACHS & CO. LLC|3598
GPC|GENUINE PARTS CO|GTSZ|GTS SECURITIES LLC|132348
GPC|GENUINE PARTS CO|HAPX|HAP Trading, LLC|187
GPC|GENUINE PARTS CO|HRBF|American Enterprise Investment Services Inc.|5190
GPC|GENUINE PARTS CO|HSBC|HSBC Securities, Inc.|4957
GPC|GENUINE PARTS CO|IATS|INTERACTIVE BROKERS LLC|4183
GPC|GENUINE PARTS CO|IBKR|Interactive Brokers Llc|4916
GPC|GENUINE PARTS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|703
GPC|GENUINE PARTS CO|ICBX|INSTINET, LLC|86047
GPC|GENUINE PARTS CO|IEQY|CITADEL SECURITIES LLC|118775
GPC|GENUINE PARTS CO|INCA|INSTINET, LLC|197783
GPC|GENUINE PARTS CO|INJX|INSTINET, LLC|966
GPC|GENUINE PARTS CO|ITGI|ITG Inc.|46886
GPC|GENUINE PARTS CO|ITGP|ITG INC.|95400
GPC|GENUINE PARTS CO|JANY|Janney Montgomery Scott Inc.|3974
GPC|GENUINE PARTS CO|JEFF|JEFFERIES LLC|92614
GPC|GENUINE PARTS CO|JMPT|JUMP TRADING, LLC|50006
GPC|GENUINE PARTS CO|JPBX|J.P. MORGAN SECURITIES LLC|124044
GPC|GENUINE PARTS CO|JPMX|J.P. Morgan Securities LLC|423945
GPC|GENUINE PARTS CO|JSCL|JOSEPH STONE CAPITAL L.L.C.|170
GPC|GENUINE PARTS CO|JSJX|JANE STREET CAPITAL LLC|7256
GPC|GENUINE PARTS CO|KCGM|VIRTU Americas LLC|27049
GPC|GENUINE PARTS CO|LEHM|Barclays Capital Inc./Le|457350
GPC|GENUINE PARTS CO|LIME|Lime Brokerage LLC|47401
GPC|GENUINE PARTS CO|LIWD|LIME BROKERAGE LLC|240
GPC|GENUINE PARTS CO|LOOP|Loop Capital Markets LLC|100
GPC|GENUINE PARTS CO|LQNA|LIQUIDNET, INC.|7000
GPC|GENUINE PARTS CO|LQNB|LIQUIDNET, INC.|153
GPC|GENUINE PARTS CO|LSCI|Lek Securities Corporation|1214
GPC|GENUINE PARTS CO|MACC|Mid Atlantic Capital Corporation|2179
GPC|GENUINE PARTS CO|MAXM|Maxim Group LLC|648
GPC|GENUINE PARTS CO|MCMF|Raymond James Ltd. Cds|828
GPC|GENUINE PARTS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46072
GPC|GENUINE PARTS CO|MOTF|MOTIF INVESTING, INC.|6
GPC|GENUINE PARTS CO|MPSG|E D & F Man Capital Markets Inc.|201
GPC|GENUINE PARTS CO|MSCO|MORGAN STANLEY & CO. LLC|921069
GPC|GENUINE PARTS CO|MSPL|MORGAN STANLEY & CO. LLC|136700
GPC|GENUINE PARTS CO|MSTX|MORGAN STANLEY & CO. LLC|49600
GPC|GENUINE PARTS CO|NFSC|National Financial Services LLC|94998
GPC|GENUINE PARTS CO|NITE|VIRTU Americas LLC|285541
GPC|GENUINE PARTS CO|NITP|VIRTU Americas LLC|100
GPC|GENUINE PARTS CO|NQRB|Brut, LLC|1237
GPC|GENUINE PARTS CO|NTBF|BMO Nesbitt Burns Inc./CDS|35
GPC|GENUINE PARTS CO|NTRC|Northern Trust Securities, Inc.|5193
GPC|GENUINE PARTS CO|OHOS|TWO SIGMA SECURITIES, LLC|81779
GPC|GENUINE PARTS CO|OPCO|Oppenheimer & Co. Inc.|3597
GPC|GENUINE PARTS CO|PDQM|CODA MARKETS, INC.|24812
GPC|GENUINE PARTS CO|PHLY|NASDAQ Execution Services, LLC|1600
GPC|GENUINE PARTS CO|PICT|Pictet Overseas Inc.|88
GPC|GENUINE PARTS CO|PWJC|UBS Financial Services, Inc.|3752
GPC|GENUINE PARTS CO|QMSR|QUATTRO M SECURITIES INC.|9886
GPC|GENUINE PARTS CO|RBCM|RBC CAPITAL MARKETS, LLC|11790
GPC|GENUINE PARTS CO|SAGL|SAGETRADER, LLC|2609
GPC|GENUINE PARTS CO|SAGW|SAGETRADER, LLC|31
GPC|GENUINE PARTS CO|SALI|INTL FCSTONE FINANCIAL INC.|67
GPC|GENUINE PARTS CO|SBSH|Citigroup Global Markets Inc.|97921
GPC|GENUINE PARTS CO|SEIC|SEI Investments Distribution Co.|560
GPC|GENUINE PARTS CO|SGMT|GOLDMAN SACHS & CO. LLC|143770
GPC|GENUINE PARTS CO|SPDR|SPEEDROUTE LLC|25404
GPC|GENUINE PARTS CO|SPHN|Stephens Inc.|887
GPC|GENUINE PARTS CO|STFL|Stifel, Nicolaus & Company, Incorporated|15924
GPC|GENUINE PARTS CO|STKP|STOCKPILE INVESTMENTS, INC.|70
GPC|GENUINE PARTS CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3844
GPC|GENUINE PARTS CO|SWIM|TD Ameritrade, Inc.|2899
GPC|GENUINE PARTS CO|SWST|Hilltop Securities Inc.|345
GPC|GENUINE PARTS CO|TAGC|TELSEY ADVISORY GROUP LLC|430
GPC|GENUINE PARTS CO|TIAD|Triad Securities Corp|73
GPC|GENUINE PARTS CO|TKNG|ALLY INVEST SECURITIES LLC|25
GPC|GENUINE PARTS CO|TRBT|Tradebot Systems, Inc.|80707
GPC|GENUINE PARTS CO|TRCM|TRC MARKETS LLC|98792
GPC|GENUINE PARTS CO|TWTT|TASTYWORKS, INC.|49
GPC|GENUINE PARTS CO|UBSA|UBS SECURITIES LLC|377697
GPC|GENUINE PARTS CO|UBSS|UBS Securities LLC|625205
GPC|GENUINE PARTS CO|VALX|VIRTU AMERICAS LLC|11372
GPC|GENUINE PARTS CO|VGRD|Vanguard Marketing Corporation|4630
GPC|GENUINE PARTS CO|WABR|Wall Street Access|900
GPC|GENUINE PARTS CO|WBLR|WILLIAM BLAIR|169
GPC|GENUINE PARTS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|1286
GPC|GENUINE PARTS CO|WCHV|WELLS FARGO SECURITIES, LLC|126814
GPC|GENUINE PARTS CO|WDNX|WEEDEN & CO.L.P.|1348
GPC|GENUINE PARTS CO|WEDB|WEDBUSH SECURITIES INC.|3961
GPC|GENUINE PARTS CO|WEED|Weeden & Co.L.P.|392
GPC|GENUINE PARTS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14507
GPC|GENUINE PARTS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11951
GPC|GENUINE PARTS CO|WGIF|CIBC World Markets Inc.|330
GPC|GENUINE PARTS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|154
GPC|GENUINE PARTS CO|WSEA|WOLVERINE SECURITIES, LLC|4209
GPC|GENUINE PARTS CO|XIST|INSTINET, LLC|16806
GPC|GENUINE PARTS CO|XPQR|Jump Trading|4500
GPC|GENUINE PARTS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|11104
GPC|GENUINE PARTS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|465
GPC|GENUINE PARTS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10595
GPI|GROUP 1 AUTOMOTIVE|ALTX|Alternet Securities Inc.|3412
GPI|GROUP 1 AUTOMOTIVE|APCC|Apex Clearing Corporation|26
GPI|GROUP 1 AUTOMOTIVE|BARD|Robert W. Baird & Co. Incorporated|393
GPI|GROUP 1 AUTOMOTIVE|BATM|CBOE TRADING, INC.|1166
GPI|GROUP 1 AUTOMOTIVE|BAYT|BTIG, LLC|1900
GPI|GROUP 1 AUTOMOTIVE|BBNT|BB&T SECURITIES, LLC|8
GPI|GROUP 1 AUTOMOTIVE|BERN|Sanford C. Bernstein & Co., LLC|7088
GPI|GROUP 1 AUTOMOTIVE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42
GPI|GROUP 1 AUTOMOTIVE|BNPX|BNP PARIBAS SECURITIES CORP.|9098
GPI|GROUP 1 AUTOMOTIVE|BTIG|BTIG, LLC|300
GPI|GROUP 1 AUTOMOTIVE|BYXM|CBOE TRADING, INC.|100
GPI|GROUP 1 AUTOMOTIVE|BZYD|GOLDMAN SACHS & CO. LLC|600
GPI|GROUP 1 AUTOMOTIVE|CANT|Cantor Fitzgerald & Co.|3213
GPI|GROUP 1 AUTOMOTIVE|CHAS|Charles Schwab & Co., Inc.|2991
GPI|GROUP 1 AUTOMOTIVE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82968
GPI|GROUP 1 AUTOMOTIVE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3578
GPI|GROUP 1 AUTOMOTIVE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|779
GPI|GROUP 1 AUTOMOTIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71663
GPI|GROUP 1 AUTOMOTIVE|CTDL|Citadel Derivatives Group Llc|500
GPI|GROUP 1 AUTOMOTIVE|CXCX|CITIGROUP GLOBAL MARKETS INC.|6454
GPI|GROUP 1 AUTOMOTIVE|DBAB|Deutsche Bank Securities Inc.|44203
GPI|GROUP 1 AUTOMOTIVE|DBAX|Deutsche Bank Securities Inc.|51200
GPI|GROUP 1 AUTOMOTIVE|DEAN|MORGAN STANLEY|828
GPI|GROUP 1 AUTOMOTIVE|DEGS|RONIN PROFESSIONAL LLC|400
GPI|GROUP 1 AUTOMOTIVE|EBXL|EBX LLC|60300
GPI|GROUP 1 AUTOMOTIVE|ECUT|CONVERGEX EXECUTION SOLUTIONS|31042
GPI|GROUP 1 AUTOMOTIVE|EGAM|CBOE TRADING, INC.|3185
GPI|GROUP 1 AUTOMOTIVE|EGAW|CBOE TRADING, INC.|26
GPI|GROUP 1 AUTOMOTIVE|EGMT|EG MARKET TECHNOLOGIES LLC|303
GPI|GROUP 1 AUTOMOTIVE|EGXM|CBOE TRADING, INC.|1
GPI|GROUP 1 AUTOMOTIVE|ETBE|Electronic Transaction Clearing, Inc.|4510
GPI|GROUP 1 AUTOMOTIVE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17336
GPI|GROUP 1 AUTOMOTIVE|ETRS|E*Trade Securities LLC|2971
GPI|GROUP 1 AUTOMOTIVE|FILL|Tradestation Securities, Inc.|600
GPI|GROUP 1 AUTOMOTIVE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
GPI|GROUP 1 AUTOMOTIVE|FQLS|Quantlab Securities LP|29525
GPI|GROUP 1 AUTOMOTIVE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38212
GPI|GROUP 1 AUTOMOTIVE|FTBR|Foliofn Investments, Inc.|563
GPI|GROUP 1 AUTOMOTIVE|GLPX|ACS EXECUTION SERVICES, LLC|4619
GPI|GROUP 1 AUTOMOTIVE|GSCO|GOLDMAN SACHS & CO. LLC|159545
GPI|GROUP 1 AUTOMOTIVE|GSCS|GOLDMAN SACHS & CO. LLC|769
GPI|GROUP 1 AUTOMOTIVE|GSLT|GOLDMAN SACHS & CO. LLC|407
GPI|GROUP 1 AUTOMOTIVE|GTSZ|GTS SECURITIES LLC|32585
GPI|GROUP 1 AUTOMOTIVE|HRBF|American Enterprise Investment Services Inc.|877
GPI|GROUP 1 AUTOMOTIVE|IATS|INTERACTIVE BROKERS LLC|3375
GPI|GROUP 1 AUTOMOTIVE|IBKR|Interactive Brokers Llc|2312
GPI|GROUP 1 AUTOMOTIVE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
GPI|GROUP 1 AUTOMOTIVE|ICBX|INSTINET, LLC|5372
GPI|GROUP 1 AUTOMOTIVE|IEQY|CITADEL SECURITIES LLC|18107
GPI|GROUP 1 AUTOMOTIVE|INCA|INSTINET, LLC|34052
GPI|GROUP 1 AUTOMOTIVE|INJX|INSTINET, LLC|3100
GPI|GROUP 1 AUTOMOTIVE|ITGI|ITG Inc.|8802
GPI|GROUP 1 AUTOMOTIVE|ITGP|ITG INC.|30000
GPI|GROUP 1 AUTOMOTIVE|JANY|Janney Montgomery Scott Inc.|145
GPI|GROUP 1 AUTOMOTIVE|JEFF|JEFFERIES LLC|3265
GPI|GROUP 1 AUTOMOTIVE|JMPT|JUMP TRADING, LLC|7406
GPI|GROUP 1 AUTOMOTIVE|JPBX|J.P. MORGAN SECURITIES LLC|1962
GPI|GROUP 1 AUTOMOTIVE|JPMX|J.P. Morgan Securities LLC|121226
GPI|GROUP 1 AUTOMOTIVE|JSJX|JANE STREET CAPITAL LLC|2228
GPI|GROUP 1 AUTOMOTIVE|KCGM|VIRTU Americas LLC|12879
GPI|GROUP 1 AUTOMOTIVE|LEHM|Barclays Capital Inc./Le|68620
GPI|GROUP 1 AUTOMOTIVE|LIME|Lime Brokerage LLC|4412
GPI|GROUP 1 AUTOMOTIVE|LQNA|LIQUIDNET, INC.|5000
GPI|GROUP 1 AUTOMOTIVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19845
GPI|GROUP 1 AUTOMOTIVE|MOTF|MOTIF INVESTING, INC.|1
GPI|GROUP 1 AUTOMOTIVE|MSCO|MORGAN STANLEY & CO. LLC|220943
GPI|GROUP 1 AUTOMOTIVE|MSPL|MORGAN STANLEY & CO. LLC|88500
GPI|GROUP 1 AUTOMOTIVE|MSTX|MORGAN STANLEY & CO. LLC|9900
GPI|GROUP 1 AUTOMOTIVE|MTON|MILLINGTON SECURITIES, INC.|67276
GPI|GROUP 1 AUTOMOTIVE|NFSC|National Financial Services LLC|62348
GPI|GROUP 1 AUTOMOTIVE|NITE|VIRTU Americas LLC|107442
GPI|GROUP 1 AUTOMOTIVE|NQRB|Brut, LLC|1352
GPI|GROUP 1 AUTOMOTIVE|NTRC|Northern Trust Securities, Inc.|815
GPI|GROUP 1 AUTOMOTIVE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
GPI|GROUP 1 AUTOMOTIVE|PDQM|CODA MARKETS, INC.|21069
GPI|GROUP 1 AUTOMOTIVE|PWJC|UBS Financial Services, Inc.|709
GPI|GROUP 1 AUTOMOTIVE|RBCM|RBC CAPITAL MARKETS, LLC|85
GPI|GROUP 1 AUTOMOTIVE|RGLD|Regal Securities, Inc|5
GPI|GROUP 1 AUTOMOTIVE|SAGL|SAGETRADER, LLC|2900
GPI|GROUP 1 AUTOMOTIVE|SBSH|Citigroup Global Markets Inc.|11169
GPI|GROUP 1 AUTOMOTIVE|SGMT|GOLDMAN SACHS & CO. LLC|25437
GPI|GROUP 1 AUTOMOTIVE|SPDR|SPEEDROUTE LLC|700
GPI|GROUP 1 AUTOMOTIVE|SPHN|Stephens Inc.|3347
GPI|GROUP 1 AUTOMOTIVE|SPTD|MINT GLOBAL MARKETS, INC.|100
GPI|GROUP 1 AUTOMOTIVE|STFC|Stuart Frankel & Co., Incorporated|2205
GPI|GROUP 1 AUTOMOTIVE|STKP|STOCKPILE INVESTMENTS, INC.|8
GPI|GROUP 1 AUTOMOTIVE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2400
GPI|GROUP 1 AUTOMOTIVE|SWIM|TD Ameritrade, Inc.|849
GPI|GROUP 1 AUTOMOTIVE|TKNG|ALLY INVEST SECURITIES LLC|1310
GPI|GROUP 1 AUTOMOTIVE|TMBR|Timber Hill LLC|60
GPI|GROUP 1 AUTOMOTIVE|TRBT|Tradebot Systems, Inc.|8704
GPI|GROUP 1 AUTOMOTIVE|TRCM|TRC MARKETS LLC|15513
GPI|GROUP 1 AUTOMOTIVE|UBSA|UBS SECURITIES LLC|184242
GPI|GROUP 1 AUTOMOTIVE|UBSS|UBS Securities LLC|173463
GPI|GROUP 1 AUTOMOTIVE|VALX|VIRTU AMERICAS LLC|14848
GPI|GROUP 1 AUTOMOTIVE|VGRD|Vanguard Marketing Corporation|180
GPI|GROUP 1 AUTOMOTIVE|VNDS|VANDHAM SECURITIES CORP|400
GPI|GROUP 1 AUTOMOTIVE|WABR|Wall Street Access|42176
GPI|GROUP 1 AUTOMOTIVE|WCHV|WELLS FARGO SECURITIES, LLC|50252
GPI|GROUP 1 AUTOMOTIVE|WEED|Weeden & Co.L.P.|345
GPI|GROUP 1 AUTOMOTIVE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1401
GPI|GROUP 1 AUTOMOTIVE|WSEA|WOLVERINE SECURITIES, LLC|493
GPI|GROUP 1 AUTOMOTIVE|XIST|INSTINET, LLC|4200
GPI|GROUP 1 AUTOMOTIVE|XPQR|Jump Trading|698
GPI|GROUP 1 AUTOMOTIVE|XSTM|NATIONAL FINANCIAL SERVICES LLC|8662
GPI|GROUP 1 AUTOMOTIVE|YKNA|COMHAR CAPITAL MARKETS, LLC|2312
GPI|GROUP 1 AUTOMOTIVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
GPIC|GAMING PARTNERS INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|218
GPIC|GAMING PARTNERS INTL|DBAX|Deutsche Bank Securities Inc.|100
GPIC|GAMING PARTNERS INTL|EBXL|EBX LLC|100
GPIC|GAMING PARTNERS INTL|FBCO|Credit Suisse Securities (USA) LLC|610
GPIC|GAMING PARTNERS INTL|FOMA|TD AMERITRADE CLEARING, INC.|70353
GPIC|GAMING PARTNERS INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
GPIC|GAMING PARTNERS INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|155
GPIC|GAMING PARTNERS INTL|GSCO|GOLDMAN SACHS & CO. LLC|1051
GPIC|GAMING PARTNERS INTL|HRBF|American Enterprise Investment Services Inc.|275
GPIC|GAMING PARTNERS INTL|IATS|INTERACTIVE BROKERS LLC|200
GPIC|GAMING PARTNERS INTL|IBKR|Interactive Brokers Llc|1583
GPIC|GAMING PARTNERS INTL|ICBX|INSTINET, LLC|200
GPIC|GAMING PARTNERS INTL|INCA|INSTINET, LLC|3088
GPIC|GAMING PARTNERS INTL|JPMX|J.P. Morgan Securities LLC|200
GPIC|GAMING PARTNERS INTL|LEHM|Barclays Capital Inc./Le|14
GPIC|GAMING PARTNERS INTL|LIME|Lime Brokerage LLC|1780
GPIC|GAMING PARTNERS INTL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|17
GPIC|GAMING PARTNERS INTL|MSCO|MORGAN STANLEY & CO. LLC|456
GPIC|GAMING PARTNERS INTL|NFSC|National Financial Services LLC|2092
GPIC|GAMING PARTNERS INTL|NITE|VIRTU Americas LLC|8026
GPIC|GAMING PARTNERS INTL|RBCM|RBC CAPITAL MARKETS, LLC|500
GPIC|GAMING PARTNERS INTL|SGMT|GOLDMAN SACHS & CO. LLC|100
GPIC|GAMING PARTNERS INTL|SPTD|MINT GLOBAL MARKETS, INC.|3900
GPIC|GAMING PARTNERS INTL|SWIM|TD Ameritrade, Inc.|100
GPIC|GAMING PARTNERS INTL|UBSA|UBS SECURITIES LLC|401
GPIC|GAMING PARTNERS INTL|UBSS|UBS Securities LLC|2152
GPIC|GAMING PARTNERS INTL|WCHV|WELLS FARGO SECURITIES, LLC|202
GPIC|GAMING PARTNERS INTL|WSEA|WOLVERINE SECURITIES, LLC|16
GPJA|GEORGIA PWR 5% NOTES|AGIS|Aegis Capital Corp.|2200
GPJA|GEORGIA PWR 5% NOTES|BARD|Robert W. Baird & Co. Incorporated|85
GPJA|GEORGIA PWR 5% NOTES|BBNT|BB&T SECURITIES, LLC|400
GPJA|GEORGIA PWR 5% NOTES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1790
GPJA|GEORGIA PWR 5% NOTES|BNCH|The Benchmark Company, LLC|3600
GPJA|GEORGIA PWR 5% NOTES|CABR|Cabrera Capital Markets, Inc.|142212
GPJA|GEORGIA PWR 5% NOTES|CHAS|Charles Schwab & Co., Inc.|34
GPJA|GEORGIA PWR 5% NOTES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
GPJA|GEORGIA PWR 5% NOTES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13739
GPJA|GEORGIA PWR 5% NOTES|CXCX|CITIGROUP GLOBAL MARKETS INC.|16
GPJA|GEORGIA PWR 5% NOTES|DBAX|Deutsche Bank Securities Inc.|3400
GPJA|GEORGIA PWR 5% NOTES|DEAN|MORGAN STANLEY|16449
GPJA|GEORGIA PWR 5% NOTES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|341
GPJA|GEORGIA PWR 5% NOTES|EBXL|EBX LLC|8600
GPJA|GEORGIA PWR 5% NOTES|ECUT|CONVERGEX EXECUTION SOLUTIONS|754
GPJA|GEORGIA PWR 5% NOTES|ETRS|E*Trade Securities LLC|135
GPJA|GEORGIA PWR 5% NOTES|FINX|FINTECH SECURITIES|148
GPJA|GEORGIA PWR 5% NOTES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|190
GPJA|GEORGIA PWR 5% NOTES|GLPX|ACS EXECUTION SERVICES, LLC|385
GPJA|GEORGIA PWR 5% NOTES|GSCO|GOLDMAN SACHS & CO. LLC|4798
GPJA|GEORGIA PWR 5% NOTES|GTSZ|GTS SECURITIES LLC|3193
GPJA|GEORGIA PWR 5% NOTES|HRBF|American Enterprise Investment Services Inc.|2688
GPJA|GEORGIA PWR 5% NOTES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|396
GPJA|GEORGIA PWR 5% NOTES|ICBX|INSTINET, LLC|12865
GPJA|GEORGIA PWR 5% NOTES|INCA|INSTINET, LLC|38060
GPJA|GEORGIA PWR 5% NOTES|ITGI|ITG Inc.|555
GPJA|GEORGIA PWR 5% NOTES|ITGP|ITG INC.|200
GPJA|GEORGIA PWR 5% NOTES|JPMX|J.P. Morgan Securities LLC|304
GPJA|GEORGIA PWR 5% NOTES|JSEB|JANE STREET EXECUTION SERVICES, LLC|592
GPJA|GEORGIA PWR 5% NOTES|KCGM|VIRTU Americas LLC|4731
GPJA|GEORGIA PWR 5% NOTES|LEHM|Barclays Capital Inc./Le|3000
GPJA|GEORGIA PWR 5% NOTES|LIME|Lime Brokerage LLC|401
GPJA|GEORGIA PWR 5% NOTES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9000
GPJA|GEORGIA PWR 5% NOTES|MSCO|MORGAN STANLEY & CO. LLC|10298
GPJA|GEORGIA PWR 5% NOTES|MSPL|MORGAN STANLEY & CO. LLC|900
GPJA|GEORGIA PWR 5% NOTES|NFSC|National Financial Services LLC|16883
GPJA|GEORGIA PWR 5% NOTES|NITE|VIRTU Americas LLC|81023
GPJA|GEORGIA PWR 5% NOTES|NQRB|Brut, LLC|399
GPJA|GEORGIA PWR 5% NOTES|OTAA|OTA LLC|100
GPJA|GEORGIA PWR 5% NOTES|PDQM|CODA MARKETS, INC.|1662
GPJA|GEORGIA PWR 5% NOTES|PWJC|UBS Financial Services, Inc.|3976
GPJA|GEORGIA PWR 5% NOTES|RBCM|RBC CAPITAL MARKETS, LLC|1509
GPJA|GEORGIA PWR 5% NOTES|SBSH|Citigroup Global Markets Inc.|235
GPJA|GEORGIA PWR 5% NOTES|SGMT|GOLDMAN SACHS & CO. LLC|507
GPJA|GEORGIA PWR 5% NOTES|SPDR|SPEEDROUTE LLC|1400
GPJA|GEORGIA PWR 5% NOTES|STFL|Stifel, Nicolaus & Company, Incorporated|1138
GPJA|GEORGIA PWR 5% NOTES|TKNG|ALLY INVEST SECURITIES LLC|10
GPJA|GEORGIA PWR 5% NOTES|TRBT|Tradebot Systems, Inc.|1000
GPJA|GEORGIA PWR 5% NOTES|UBSA|UBS SECURITIES LLC|15672
GPJA|GEORGIA PWR 5% NOTES|UBSS|UBS Securities LLC|24007
GPJA|GEORGIA PWR 5% NOTES|VGRD|Vanguard Marketing Corporation|4460
GPJA|GEORGIA PWR 5% NOTES|WCHV|WELLS FARGO SECURITIES, LLC|24334
GPJA|GEORGIA PWR 5% NOTES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41
GPJA|GEORGIA PWR 5% NOTES|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GPJA|GEORGIA PWR 5% NOTES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2027
GPK|GRAPHIC PACKAGING HO|ABLE|NATIXIS Securities Americas LLC|26300
GPK|GRAPHIC PACKAGING HO|ADAM|CANACCORD GENUITY INC.|73260
GPK|GRAPHIC PACKAGING HO|ALTX|Alternet Securities Inc.|15301
GPK|GRAPHIC PACKAGING HO|ANOS|ABEL/NOSER, L.L.C.|13119
GPK|GRAPHIC PACKAGING HO|APCC|Apex Clearing Corporation|2183
GPK|GRAPHIC PACKAGING HO|AQUA|AQUA SECURITIES L.P.|282500
GPK|GRAPHIC PACKAGING HO|BANK|Primevest Financial Services, Inc.|45
GPK|GRAPHIC PACKAGING HO|BARD|Robert W. Baird & Co. Incorporated|453420
GPK|GRAPHIC PACKAGING HO|BATM|CBOE TRADING, INC.|21296
GPK|GRAPHIC PACKAGING HO|BAYT|BTIG, LLC|1900
GPK|GRAPHIC PACKAGING HO|BBNT|BB&T SECURITIES, LLC|884
GPK|GRAPHIC PACKAGING HO|BERN|Sanford C. Bernstein & Co., LLC|305436
GPK|GRAPHIC PACKAGING HO|BIDS|BIDS TRADING L.P.|28000
GPK|GRAPHIC PACKAGING HO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|956
GPK|GRAPHIC PACKAGING HO|BLKX|INSTINET, LLC|231535
GPK|GRAPHIC PACKAGING HO|BMOC|BMO Capital Markets Corp.|247100
GPK|GRAPHIC PACKAGING HO|BNPX|BNP PARIBAS SECURITIES CORP.|73787
GPK|GRAPHIC PACKAGING HO|BTIG|BTIG, LLC|1800
GPK|GRAPHIC PACKAGING HO|BYXM|CBOE TRADING, INC.|1138
GPK|GRAPHIC PACKAGING HO|BZYD|GOLDMAN SACHS & CO. LLC|6100
GPK|GRAPHIC PACKAGING HO|CANT|Cantor Fitzgerald & Co.|249394
GPK|GRAPHIC PACKAGING HO|CBLC|CITIGROUP GLOBAL MARKETS INC.|10148
GPK|GRAPHIC PACKAGING HO|CHAS|Charles Schwab & Co., Inc.|2
GPK|GRAPHIC PACKAGING HO|CIST|Capital Institutional Services, Inc.|1237
GPK|GRAPHIC PACKAGING HO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|811458
GPK|GRAPHIC PACKAGING HO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1700
GPK|GRAPHIC PACKAGING HO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1637579
GPK|GRAPHIC PACKAGING HO|CTDL|Citadel Derivatives Group Llc|29760
GPK|GRAPHIC PACKAGING HO|CTLR|CUTLER GROUP, LP|2000
GPK|GRAPHIC PACKAGING HO|CXCX|CITIGROUP GLOBAL MARKETS INC.|259420
GPK|GRAPHIC PACKAGING HO|DADA|D.A. Davidson & Co.|235
GPK|GRAPHIC PACKAGING HO|DAVA|Davenport & Company LLC|111
GPK|GRAPHIC PACKAGING HO|DBAB|Deutsche Bank Securities Inc.|689065
GPK|GRAPHIC PACKAGING HO|DBAX|Deutsche Bank Securities Inc.|1728000
GPK|GRAPHIC PACKAGING HO|DBUL|Deutsche Bank Securities Inc.|865
GPK|GRAPHIC PACKAGING HO|DCHF|Dart Executions, LLC|7511
GPK|GRAPHIC PACKAGING HO|DEAN|MORGAN STANLEY|11318
GPK|GRAPHIC PACKAGING HO|DEGS|RONIN PROFESSIONAL LLC|2061
GPK|GRAPHIC PACKAGING HO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33811
GPK|GRAPHIC PACKAGING HO|EBXL|EBX LLC|761000
GPK|GRAPHIC PACKAGING HO|ECUT|CONVERGEX EXECUTION SOLUTIONS|30209
GPK|GRAPHIC PACKAGING HO|EDJO|Edward D. Jones & Co., L.P.|1612
GPK|GRAPHIC PACKAGING HO|EGAM|CBOE TRADING, INC.|22805
GPK|GRAPHIC PACKAGING HO|EGAW|CBOE TRADING, INC.|682
GPK|GRAPHIC PACKAGING HO|EGXM|CBOE TRADING, INC.|2379
GPK|GRAPHIC PACKAGING HO|ETBE|Electronic Transaction Clearing, Inc.|55745
GPK|GRAPHIC PACKAGING HO|ETCC|Electronic Transaction Clearing, Inc.|50
GPK|GRAPHIC PACKAGING HO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
GPK|GRAPHIC PACKAGING HO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3800
GPK|GRAPHIC PACKAGING HO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|618
GPK|GRAPHIC PACKAGING HO|ETRS|E*Trade Securities LLC|15011
GPK|GRAPHIC PACKAGING HO|FILL|Tradestation Securities, Inc.|68
GPK|GRAPHIC PACKAGING HO|FMAF|NBCN Inc./ CDS|97
GPK|GRAPHIC PACKAGING HO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4800
GPK|GRAPHIC PACKAGING HO|FQLS|Quantlab Securities LP|335399
GPK|GRAPHIC PACKAGING HO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|359250
GPK|GRAPHIC PACKAGING HO|FTBR|Foliofn Investments, Inc.|222
GPK|GRAPHIC PACKAGING HO|GEBB|GLOBAL EXECUTION BROKERS, LP|7200
GPK|GRAPHIC PACKAGING HO|GLPX|ACS EXECUTION SERVICES, LLC|20268
GPK|GRAPHIC PACKAGING HO|GSCO|GOLDMAN SACHS & CO. LLC|2118861
GPK|GRAPHIC PACKAGING HO|GSCS|GOLDMAN SACHS & CO. LLC|30139
GPK|GRAPHIC PACKAGING HO|GSLT|GOLDMAN SACHS & CO. LLC|28636
GPK|GRAPHIC PACKAGING HO|GTSZ|GTS SECURITIES LLC|166607
GPK|GRAPHIC PACKAGING HO|HRBF|American Enterprise Investment Services Inc.|3600
GPK|GRAPHIC PACKAGING HO|HSBC|HSBC Securities, Inc.|36537
GPK|GRAPHIC PACKAGING HO|IATS|INTERACTIVE BROKERS LLC|17789
GPK|GRAPHIC PACKAGING HO|IBKR|Interactive Brokers Llc|21958
GPK|GRAPHIC PACKAGING HO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1528
GPK|GRAPHIC PACKAGING HO|ICBX|INSTINET, LLC|291402
GPK|GRAPHIC PACKAGING HO|INCA|INSTINET, LLC|584024
GPK|GRAPHIC PACKAGING HO|INJX|INSTINET, LLC|32773
GPK|GRAPHIC PACKAGING HO|ITGI|ITG Inc.|520679
GPK|GRAPHIC PACKAGING HO|ITGP|ITG INC.|822200
GPK|GRAPHIC PACKAGING HO|JANY|Janney Montgomery Scott Inc.|336
GPK|GRAPHIC PACKAGING HO|JEFF|JEFFERIES LLC|1186636
GPK|GRAPHIC PACKAGING HO|JMPT|JUMP TRADING, LLC|144198
GPK|GRAPHIC PACKAGING HO|JONE|JonesTrading|36790
GPK|GRAPHIC PACKAGING HO|JPBX|J.P. MORGAN SECURITIES LLC|482076
GPK|GRAPHIC PACKAGING HO|JPMX|J.P. Morgan Securities LLC|2886709
GPK|GRAPHIC PACKAGING HO|JSJX|JANE STREET CAPITAL LLC|12757
GPK|GRAPHIC PACKAGING HO|KCGM|VIRTU Americas LLC|190542
GPK|GRAPHIC PACKAGING HO|KEYB|KEYBANC CAPITAL MARKETS INC.|100700
GPK|GRAPHIC PACKAGING HO|KRSH|Kershner Securities, LLC|2845
GPK|GRAPHIC PACKAGING HO|LEHM|Barclays Capital Inc./Le|3983816
GPK|GRAPHIC PACKAGING HO|LIME|Lime Brokerage LLC|66218
GPK|GRAPHIC PACKAGING HO|LMNX|LUMINEX TRADING & ANALYTICS LLC|288028
GPK|GRAPHIC PACKAGING HO|LOOP|Loop Capital Markets LLC|44692
GPK|GRAPHIC PACKAGING HO|LQNA|LIQUIDNET, INC.|330900
GPK|GRAPHIC PACKAGING HO|LQNB|LIQUIDNET, INC.|8973
GPK|GRAPHIC PACKAGING HO|LSCI|Lek Securities Corporation|356
GPK|GRAPHIC PACKAGING HO|MACQ|Macquarie Capital (USA) Inc.|25448
GPK|GRAPHIC PACKAGING HO|MAXM|Maxim Group LLC|1573
GPK|GRAPHIC PACKAGING HO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2948048
GPK|GRAPHIC PACKAGING HO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
GPK|GRAPHIC PACKAGING HO|MNDX|TJM Investments, LLC|82172
GPK|GRAPHIC PACKAGING HO|MOTF|MOTIF INVESTING, INC.|1
GPK|GRAPHIC PACKAGING HO|MSCO|MORGAN STANLEY & CO. LLC|2680746
GPK|GRAPHIC PACKAGING HO|MSPL|MORGAN STANLEY & CO. LLC|2140200
GPK|GRAPHIC PACKAGING HO|MSTX|MORGAN STANLEY & CO. LLC|790900
GPK|GRAPHIC PACKAGING HO|NFSC|National Financial Services LLC|500933
GPK|GRAPHIC PACKAGING HO|NITE|VIRTU Americas LLC|570582
GPK|GRAPHIC PACKAGING HO|NITP|VIRTU Americas LLC|37057
GPK|GRAPHIC PACKAGING HO|NQRB|Brut, LLC|70589
GPK|GRAPHIC PACKAGING HO|NTBF|BMO Nesbitt Burns Inc./CDS|8000
GPK|GRAPHIC PACKAGING HO|NTRC|Northern Trust Securities, Inc.|306
GPK|GRAPHIC PACKAGING HO|OPCO|Oppenheimer & Co. Inc.|1082
GPK|GRAPHIC PACKAGING HO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|30440
GPK|GRAPHIC PACKAGING HO|PDQM|CODA MARKETS, INC.|12985
GPK|GRAPHIC PACKAGING HO|PHLY|NASDAQ Execution Services, LLC|200
GPK|GRAPHIC PACKAGING HO|PIPR|Piper Jaffray & Co.|226
GPK|GRAPHIC PACKAGING HO|PWJC|UBS Financial Services, Inc.|10937
GPK|GRAPHIC PACKAGING HO|QMSR|QUATTRO M SECURITIES INC.|4370
GPK|GRAPHIC PACKAGING HO|RBCM|RBC CAPITAL MARKETS, LLC|6287
GPK|GRAPHIC PACKAGING HO|RHCO|Suntrust Robinson Humphrey, Inc.|125460
GPK|GRAPHIC PACKAGING HO|SAGL|SAGETRADER, LLC|4500
GPK|GRAPHIC PACKAGING HO|SAGW|SAGETRADER, LLC|3100
GPK|GRAPHIC PACKAGING HO|SBSH|Citigroup Global Markets Inc.|189692
GPK|GRAPHIC PACKAGING HO|SGMT|GOLDMAN SACHS & CO. LLC|1061864
GPK|GRAPHIC PACKAGING HO|SPDR|SPEEDROUTE LLC|21600
GPK|GRAPHIC PACKAGING HO|SPHN|Stephens Inc.|1363248
GPK|GRAPHIC PACKAGING HO|STFL|Stifel, Nicolaus & Company, Incorporated|7157
GPK|GRAPHIC PACKAGING HO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12012
GPK|GRAPHIC PACKAGING HO|SWIM|TD Ameritrade, Inc.|13811
GPK|GRAPHIC PACKAGING HO|TKNG|ALLY INVEST SECURITIES LLC|175
GPK|GRAPHIC PACKAGING HO|TRBT|Tradebot Systems, Inc.|413839
GPK|GRAPHIC PACKAGING HO|TRCM|TRC MARKETS LLC|84434
GPK|GRAPHIC PACKAGING HO|TWTT|TASTYWORKS, INC.|700
GPK|GRAPHIC PACKAGING HO|UBSA|UBS SECURITIES LLC|2207959
GPK|GRAPHIC PACKAGING HO|UBSS|UBS Securities LLC|1177282
GPK|GRAPHIC PACKAGING HO|VALX|VIRTU AMERICAS LLC|195926
GPK|GRAPHIC PACKAGING HO|VGRD|Vanguard Marketing Corporation|6501
GPK|GRAPHIC PACKAGING HO|VNDS|VANDHAM SECURITIES CORP|12200
GPK|GRAPHIC PACKAGING HO|WBLR|WILLIAM BLAIR|1068
GPK|GRAPHIC PACKAGING HO|WBPX|SUMMIT SECURITIES GROUP, LLC|15095
GPK|GRAPHIC PACKAGING HO|WCHV|WELLS FARGO SECURITIES, LLC|518625
GPK|GRAPHIC PACKAGING HO|WEDB|WEDBUSH SECURITIES INC.|253
GPK|GRAPHIC PACKAGING HO|WEED|Weeden & Co.L.P.|4585
GPK|GRAPHIC PACKAGING HO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1580
GPK|GRAPHIC PACKAGING HO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9735
GPK|GRAPHIC PACKAGING HO|WOLF|Wolfe Trahan Securities|2300
GPK|GRAPHIC PACKAGING HO|WSEA|WOLVERINE SECURITIES, LLC|1413
GPK|GRAPHIC PACKAGING HO|XIST|INSTINET, LLC|133230
GPK|GRAPHIC PACKAGING HO|XPQR|Jump Trading|29
GPK|GRAPHIC PACKAGING HO|XSTM|NATIONAL FINANCIAL SERVICES LLC|124636
GPK|GRAPHIC PACKAGING HO|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
GPK|GRAPHIC PACKAGING HO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2711
GPL|GREAT PANTHER SILVER|ALTX|Alternet Securities Inc.|1300
GPL|GREAT PANTHER SILVER|APCC|Apex Clearing Corporation|2826
GPL|GREAT PANTHER SILVER|BATM|CBOE TRADING, INC.|660
GPL|GREAT PANTHER SILVER|BIMI|Banca IMI Securities Corp.|4103
GPL|GREAT PANTHER SILVER|CANT|Cantor Fitzgerald & Co.|2000
GPL|GREAT PANTHER SILVER|CHAS|Charles Schwab & Co., Inc.|5000
GPL|GREAT PANTHER SILVER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3500
GPL|GREAT PANTHER SILVER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58169
GPL|GREAT PANTHER SILVER|CXCX|CITIGROUP GLOBAL MARKETS INC.|7000
GPL|GREAT PANTHER SILVER|DBAB|Deutsche Bank Securities Inc.|69667
GPL|GREAT PANTHER SILVER|DBAX|Deutsche Bank Securities Inc.|90200
GPL|GREAT PANTHER SILVER|DEGS|RONIN PROFESSIONAL LLC|3100
GPL|GREAT PANTHER SILVER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1941
GPL|GREAT PANTHER SILVER|EBXL|EBX LLC|20400
GPL|GREAT PANTHER SILVER|EDJO|Edward D. Jones & Co., L.P.|2459
GPL|GREAT PANTHER SILVER|EGAM|CBOE TRADING, INC.|1544
GPL|GREAT PANTHER SILVER|EGAW|CBOE TRADING, INC.|300
GPL|GREAT PANTHER SILVER|EGXM|CBOE TRADING, INC.|940
GPL|GREAT PANTHER SILVER|ELEV|ELEVATION, LLC|7927
GPL|GREAT PANTHER SILVER|ETBE|Electronic Transaction Clearing, Inc.|12300
GPL|GREAT PANTHER SILVER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
GPL|GREAT PANTHER SILVER|ETRS|E*Trade Securities LLC|407494
GPL|GREAT PANTHER SILVER|FILL|Tradestation Securities, Inc.|1100
GPL|GREAT PANTHER SILVER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32077
GPL|GREAT PANTHER SILVER|FTBR|Foliofn Investments, Inc.|15231
GPL|GREAT PANTHER SILVER|GLIS|TD Securities Inc|7909
GPL|GREAT PANTHER SILVER|GLPX|ACS EXECUTION SERVICES, LLC|100
GPL|GREAT PANTHER SILVER|GSCO|GOLDMAN SACHS & CO. LLC|23376
GPL|GREAT PANTHER SILVER|GSLT|GOLDMAN SACHS & CO. LLC|200
GPL|GREAT PANTHER SILVER|HRBF|American Enterprise Investment Services Inc.|7450
GPL|GREAT PANTHER SILVER|IATS|INTERACTIVE BROKERS LLC|29899
GPL|GREAT PANTHER SILVER|IBKR|Interactive Brokers Llc|22729
GPL|GREAT PANTHER SILVER|ICBX|INSTINET, LLC|21543
GPL|GREAT PANTHER SILVER|INCA|INSTINET, LLC|8786
GPL|GREAT PANTHER SILVER|ITGI|ITG Inc.|2792
GPL|GREAT PANTHER SILVER|ITGP|ITG INC.|5200
GPL|GREAT PANTHER SILVER|JANY|Janney Montgomery Scott Inc.|700
GPL|GREAT PANTHER SILVER|JEFF|JEFFERIES LLC|3100
GPL|GREAT PANTHER SILVER|JMPT|JUMP TRADING, LLC|49
GPL|GREAT PANTHER SILVER|JPMX|J.P. Morgan Securities LLC|20800
GPL|GREAT PANTHER SILVER|JSJX|JANE STREET CAPITAL LLC|2100
GPL|GREAT PANTHER SILVER|KCGM|VIRTU Americas LLC|4602
GPL|GREAT PANTHER SILVER|LEHM|Barclays Capital Inc./Le|48722
GPL|GREAT PANTHER SILVER|LIME|Lime Brokerage LLC|12781
GPL|GREAT PANTHER SILVER|MBTS|ALLY INVEST SECURITIES LLC|600
GPL|GREAT PANTHER SILVER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60005
GPL|GREAT PANTHER SILVER|MOTF|MOTIF INVESTING, INC.|5
GPL|GREAT PANTHER SILVER|MSCO|MORGAN STANLEY & CO. LLC|55924
GPL|GREAT PANTHER SILVER|MSPL|MORGAN STANLEY & CO. LLC|57100
GPL|GREAT PANTHER SILVER|MSTX|MORGAN STANLEY & CO. LLC|15400
GPL|GREAT PANTHER SILVER|NATL|National Securities Corporation|9700
GPL|GREAT PANTHER SILVER|NFSC|National Financial Services LLC|742181
GPL|GREAT PANTHER SILVER|NITE|VIRTU Americas LLC|844044
GPL|GREAT PANTHER SILVER|NITP|VIRTU Americas LLC|6800
GPL|GREAT PANTHER SILVER|NQRB|Brut, LLC|700
GPL|GREAT PANTHER SILVER|NTBF|BMO Nesbitt Burns Inc./CDS|8000
GPL|GREAT PANTHER SILVER|OLDM|OLD MISSION CAPITAL, LLC|2900
GPL|GREAT PANTHER SILVER|PDQM|CODA MARKETS, INC.|300
GPL|GREAT PANTHER SILVER|PWJC|UBS Financial Services, Inc.|13700
GPL|GREAT PANTHER SILVER|RBCM|RBC CAPITAL MARKETS, LLC|6400
GPL|GREAT PANTHER SILVER|RGLD|Regal Securities, Inc|20
GPL|GREAT PANTHER SILVER|SAGL|SAGETRADER, LLC|384
GPL|GREAT PANTHER SILVER|SBRX|MURIEL SIEBERT & CO INC|7300
GPL|GREAT PANTHER SILVER|SBSH|Citigroup Global Markets Inc.|2800
GPL|GREAT PANTHER SILVER|SGMT|GOLDMAN SACHS & CO. LLC|13547
GPL|GREAT PANTHER SILVER|SPDR|SPEEDROUTE LLC|100
GPL|GREAT PANTHER SILVER|STFL|Stifel, Nicolaus & Company, Incorporated|3000
GPL|GREAT PANTHER SILVER|SWIM|TD Ameritrade, Inc.|94548
GPL|GREAT PANTHER SILVER|SWST|Hilltop Securities Inc.|48593
GPL|GREAT PANTHER SILVER|TKNG|ALLY INVEST SECURITIES LLC|9299
GPL|GREAT PANTHER SILVER|TRCM|TRC MARKETS LLC|84
GPL|GREAT PANTHER SILVER|UBSA|UBS SECURITIES LLC|116217
GPL|GREAT PANTHER SILVER|UBSS|UBS Securities LLC|336352
GPL|GREAT PANTHER SILVER|VALX|VIRTU AMERICAS LLC|41709
GPL|GREAT PANTHER SILVER|VGRD|Vanguard Marketing Corporation|50910
GPL|GREAT PANTHER SILVER|WCHV|WELLS FARGO SECURITIES, LLC|34205
GPL|GREAT PANTHER SILVER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|750
GPL|GREAT PANTHER SILVER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|289
GPL|GREAT PANTHER SILVER|WSEA|WOLVERINE SECURITIES, LLC|3875
GPL|GREAT PANTHER SILVER|XSTM|NATIONAL FINANCIAL SERVICES LLC|9700
GPL|GREAT PANTHER SILVER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10000
GPM|GUGGENHEIM ENHANCED|AGIS|Aegis Capital Corp.|100
GPM|GUGGENHEIM ENHANCED|ALTX|Alternet Securities Inc.|1112
GPM|GUGGENHEIM ENHANCED|APCC|Apex Clearing Corporation|190
GPM|GUGGENHEIM ENHANCED|BANK|Primevest Financial Services, Inc.|1043
GPM|GUGGENHEIM ENHANCED|BARD|Robert W. Baird & Co. Incorporated|2311
GPM|GUGGENHEIM ENHANCED|BATM|CBOE TRADING, INC.|574
GPM|GUGGENHEIM ENHANCED|BBNT|BB&T SECURITIES, LLC|8653
GPM|GUGGENHEIM ENHANCED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3826
GPM|GUGGENHEIM ENHANCED|BTIG|BTIG, LLC|3478
GPM|GUGGENHEIM ENHANCED|CHAS|Charles Schwab & Co., Inc.|4
GPM|GUGGENHEIM ENHANCED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23734
GPM|GUGGENHEIM ENHANCED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
GPM|GUGGENHEIM ENHANCED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34808
GPM|GUGGENHEIM ENHANCED|CXCX|CITIGROUP GLOBAL MARKETS INC.|4776
GPM|GUGGENHEIM ENHANCED|DADA|D.A. Davidson & Co.|19
GPM|GUGGENHEIM ENHANCED|DBAX|Deutsche Bank Securities Inc.|11800
GPM|GUGGENHEIM ENHANCED|DEAN|MORGAN STANLEY|14291
GPM|GUGGENHEIM ENHANCED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|56914
GPM|GUGGENHEIM ENHANCED|EBXL|EBX LLC|16700
GPM|GUGGENHEIM ENHANCED|EDJO|Edward D. Jones & Co., L.P.|482
GPM|GUGGENHEIM ENHANCED|EGAM|CBOE TRADING, INC.|2817
GPM|GUGGENHEIM ENHANCED|EGXM|CBOE TRADING, INC.|660
GPM|GUGGENHEIM ENHANCED|ESPO|ESPOSITO SECURITIES, LLC|13202
GPM|GUGGENHEIM ENHANCED|ETBE|Electronic Transaction Clearing, Inc.|300
GPM|GUGGENHEIM ENHANCED|ETRS|E*Trade Securities LLC|48002
GPM|GUGGENHEIM ENHANCED|FBSB|U.S. Bancorp Investments, Inc.|1000
GPM|GUGGENHEIM ENHANCED|FILL|Tradestation Securities, Inc.|270
GPM|GUGGENHEIM ENHANCED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14080
GPM|GUGGENHEIM ENHANCED|FTBR|Foliofn Investments, Inc.|1070
GPM|GUGGENHEIM ENHANCED|GLIS|TD Securities Inc|2865
GPM|GUGGENHEIM ENHANCED|GLPX|ACS EXECUTION SERVICES, LLC|4100
GPM|GUGGENHEIM ENHANCED|GSCO|GOLDMAN SACHS & CO. LLC|7253
GPM|GUGGENHEIM ENHANCED|GSCS|GOLDMAN SACHS & CO. LLC|500
GPM|GUGGENHEIM ENHANCED|HRBF|American Enterprise Investment Services Inc.|13732
GPM|GUGGENHEIM ENHANCED|IATS|INTERACTIVE BROKERS LLC|1250
GPM|GUGGENHEIM ENHANCED|IBKR|Interactive Brokers Llc|6462
GPM|GUGGENHEIM ENHANCED|ICBX|INSTINET, LLC|4500
GPM|GUGGENHEIM ENHANCED|INCA|INSTINET, LLC|7753
GPM|GUGGENHEIM ENHANCED|ITGI|ITG Inc.|9100
GPM|GUGGENHEIM ENHANCED|ITGP|ITG INC.|1800
GPM|GUGGENHEIM ENHANCED|JANY|Janney Montgomery Scott Inc.|12911
GPM|GUGGENHEIM ENHANCED|JPMX|J.P. Morgan Securities LLC|7000
GPM|GUGGENHEIM ENHANCED|JSJX|JANE STREET CAPITAL LLC|1798
GPM|GUGGENHEIM ENHANCED|KCGM|VIRTU Americas LLC|7646
GPM|GUGGENHEIM ENHANCED|LEHM|Barclays Capital Inc./Le|4800
GPM|GUGGENHEIM ENHANCED|LGNT|COR CLEARING LLC|1
GPM|GUGGENHEIM ENHANCED|LIME|Lime Brokerage LLC|1126
GPM|GUGGENHEIM ENHANCED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
GPM|GUGGENHEIM ENHANCED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
GPM|GUGGENHEIM ENHANCED|MOTF|MOTIF INVESTING, INC.|1
GPM|GUGGENHEIM ENHANCED|MSCO|MORGAN STANLEY & CO. LLC|117519
GPM|GUGGENHEIM ENHANCED|MSPL|MORGAN STANLEY & CO. LLC|2600
GPM|GUGGENHEIM ENHANCED|MSTX|MORGAN STANLEY & CO. LLC|200
GPM|GUGGENHEIM ENHANCED|NFSC|National Financial Services LLC|175498
GPM|GUGGENHEIM ENHANCED|NITE|VIRTU Americas LLC|491286
GPM|GUGGENHEIM ENHANCED|NQRB|Brut, LLC|100
GPM|GUGGENHEIM ENHANCED|NTBF|BMO Nesbitt Burns Inc./CDS|139
GPM|GUGGENHEIM ENHANCED|OPCO|Oppenheimer & Co. Inc.|17694
GPM|GUGGENHEIM ENHANCED|PDQM|CODA MARKETS, INC.|4323
GPM|GUGGENHEIM ENHANCED|PWJC|UBS Financial Services, Inc.|23339
GPM|GUGGENHEIM ENHANCED|RBCM|RBC CAPITAL MARKETS, LLC|19111
GPM|GUGGENHEIM ENHANCED|SAGC|SAGETRADER, LLC|100
GPM|GUGGENHEIM ENHANCED|SAGL|SAGETRADER, LLC|1100
GPM|GUGGENHEIM ENHANCED|SALI|INTL FCSTONE FINANCIAL INC.|704
GPM|GUGGENHEIM ENHANCED|SBSH|Citigroup Global Markets Inc.|6148
GPM|GUGGENHEIM ENHANCED|SGMT|GOLDMAN SACHS & CO. LLC|5148
GPM|GUGGENHEIM ENHANCED|SPDR|SPEEDROUTE LLC|500
GPM|GUGGENHEIM ENHANCED|STFL|Stifel, Nicolaus & Company, Incorporated|3698
GPM|GUGGENHEIM ENHANCED|SWIM|TD Ameritrade, Inc.|17286
GPM|GUGGENHEIM ENHANCED|SWST|Hilltop Securities Inc.|6275
GPM|GUGGENHEIM ENHANCED|TRBT|Tradebot Systems, Inc.|1502
GPM|GUGGENHEIM ENHANCED|TWTT|TASTYWORKS, INC.|1000
GPM|GUGGENHEIM ENHANCED|UBSA|UBS SECURITIES LLC|36347
GPM|GUGGENHEIM ENHANCED|UBSS|UBS Securities LLC|113076
GPM|GUGGENHEIM ENHANCED|VALX|VIRTU AMERICAS LLC|980
GPM|GUGGENHEIM ENHANCED|VGRD|Vanguard Marketing Corporation|28850
GPM|GUGGENHEIM ENHANCED|WCHV|WELLS FARGO SECURITIES, LLC|157361
GPM|GUGGENHEIM ENHANCED|WEDB|WEDBUSH SECURITIES INC.|973
GPM|GUGGENHEIM ENHANCED|WSEA|WOLVERINE SECURITIES, LLC|3172
GPM|GUGGENHEIM ENHANCED|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
GPM|GUGGENHEIM ENHANCED|YKNA|COMHAR CAPITAL MARKETS, LLC|800
GPM|GUGGENHEIM ENHANCED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20556
GPMT|GRANITE POINT MTGE|ALTX|Alternet Securities Inc.|2494
GPMT|GRANITE POINT MTGE|APCC|Apex Clearing Corporation|139
GPMT|GRANITE POINT MTGE|BANK|Primevest Financial Services, Inc.|2
GPMT|GRANITE POINT MTGE|BARD|Robert W. Baird & Co. Incorporated|472
GPMT|GRANITE POINT MTGE|BATM|CBOE TRADING, INC.|578
GPMT|GRANITE POINT MTGE|BBNT|BB&T SECURITIES, LLC|459
GPMT|GRANITE POINT MTGE|BERN|Sanford C. Bernstein & Co., LLC|5265
GPMT|GRANITE POINT MTGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3446
GPMT|GRANITE POINT MTGE|BRGE|Newbridge Securities Corp.|108
GPMT|GRANITE POINT MTGE|BTIG|BTIG, LLC|721
GPMT|GRANITE POINT MTGE|BYXM|CBOE TRADING, INC.|100
GPMT|GRANITE POINT MTGE|CHAS|Charles Schwab & Co., Inc.|2365
GPMT|GRANITE POINT MTGE|CIST|Capital Institutional Services, Inc.|57
GPMT|GRANITE POINT MTGE|CMPT|Compass Point Research & Trading, LLC|1400
GPMT|GRANITE POINT MTGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43166
GPMT|GRANITE POINT MTGE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9559
GPMT|GRANITE POINT MTGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46890
GPMT|GRANITE POINT MTGE|CTDL|Citadel Derivatives Group Llc|2088
GPMT|GRANITE POINT MTGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|21858
GPMT|GRANITE POINT MTGE|DAVA|Davenport & Company LLC|1200
GPMT|GRANITE POINT MTGE|DBAB|Deutsche Bank Securities Inc.|17295
GPMT|GRANITE POINT MTGE|DBAX|Deutsche Bank Securities Inc.|28500
GPMT|GRANITE POINT MTGE|DCHF|Dart Executions, LLC|59
GPMT|GRANITE POINT MTGE|DEAN|MORGAN STANLEY|3884
GPMT|GRANITE POINT MTGE|DEGS|RONIN PROFESSIONAL LLC|356
GPMT|GRANITE POINT MTGE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
GPMT|GRANITE POINT MTGE|EBXL|EBX LLC|28900
GPMT|GRANITE POINT MTGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|3
GPMT|GRANITE POINT MTGE|EDJO|Edward D. Jones & Co., L.P.|6101
GPMT|GRANITE POINT MTGE|EGAM|CBOE TRADING, INC.|2813
GPMT|GRANITE POINT MTGE|EGXM|CBOE TRADING, INC.|887
GPMT|GRANITE POINT MTGE|ETBE|Electronic Transaction Clearing, Inc.|1000
GPMT|GRANITE POINT MTGE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
GPMT|GRANITE POINT MTGE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
GPMT|GRANITE POINT MTGE|ETRS|E*Trade Securities LLC|60654
GPMT|GRANITE POINT MTGE|FILL|Tradestation Securities, Inc.|158
GPMT|GRANITE POINT MTGE|FMAF|NBCN Inc./ CDS|274
GPMT|GRANITE POINT MTGE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|67
GPMT|GRANITE POINT MTGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37421
GPMT|GRANITE POINT MTGE|FTBR|Foliofn Investments, Inc.|271
GPMT|GRANITE POINT MTGE|GLIS|TD Securities Inc|62
GPMT|GRANITE POINT MTGE|GLPX|ACS EXECUTION SERVICES, LLC|1034
GPMT|GRANITE POINT MTGE|GSCO|GOLDMAN SACHS & CO. LLC|50397
GPMT|GRANITE POINT MTGE|GSCS|GOLDMAN SACHS & CO. LLC|10279
GPMT|GRANITE POINT MTGE|GSLT|GOLDMAN SACHS & CO. LLC|1661
GPMT|GRANITE POINT MTGE|GTSZ|GTS SECURITIES LLC|11163
GPMT|GRANITE POINT MTGE|HRBF|American Enterprise Investment Services Inc.|8497
GPMT|GRANITE POINT MTGE|IATS|INTERACTIVE BROKERS LLC|3568
GPMT|GRANITE POINT MTGE|IBKR|Interactive Brokers Llc|20305
GPMT|GRANITE POINT MTGE|IBSJ|Integrity Brokerage Services, Inc.|203
GPMT|GRANITE POINT MTGE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|529
GPMT|GRANITE POINT MTGE|ICBX|INSTINET, LLC|6300
GPMT|GRANITE POINT MTGE|IEQY|CITADEL SECURITIES LLC|6510
GPMT|GRANITE POINT MTGE|INCA|INSTINET, LLC|16085
GPMT|GRANITE POINT MTGE|INJX|INSTINET, LLC|72
GPMT|GRANITE POINT MTGE|ITGI|ITG Inc.|11109
GPMT|GRANITE POINT MTGE|ITGP|ITG INC.|17200
GPMT|GRANITE POINT MTGE|JANY|Janney Montgomery Scott Inc.|141
GPMT|GRANITE POINT MTGE|JEFF|JEFFERIES LLC|23127
GPMT|GRANITE POINT MTGE|JMPT|JUMP TRADING, LLC|3416
GPMT|GRANITE POINT MTGE|JPBX|J.P. MORGAN SECURITIES LLC|29263
GPMT|GRANITE POINT MTGE|JPMX|J.P. Morgan Securities LLC|69623
GPMT|GRANITE POINT MTGE|JSJX|JANE STREET CAPITAL LLC|6148
GPMT|GRANITE POINT MTGE|KCGM|VIRTU Americas LLC|9573
GPMT|GRANITE POINT MTGE|LEHM|Barclays Capital Inc./Le|79752
GPMT|GRANITE POINT MTGE|LIME|Lime Brokerage LLC|9304
GPMT|GRANITE POINT MTGE|LOOP|Loop Capital Markets LLC|977
GPMT|GRANITE POINT MTGE|MAXM|Maxim Group LLC|9
GPMT|GRANITE POINT MTGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62000
GPMT|GRANITE POINT MTGE|MOTF|MOTIF INVESTING, INC.|9
GPMT|GRANITE POINT MTGE|MSCO|MORGAN STANLEY & CO. LLC|137436
GPMT|GRANITE POINT MTGE|MSPL|MORGAN STANLEY & CO. LLC|29200
GPMT|GRANITE POINT MTGE|MSTX|MORGAN STANLEY & CO. LLC|14000
GPMT|GRANITE POINT MTGE|NEUB|NEUBERGER BERMAN BD LLC|188
GPMT|GRANITE POINT MTGE|NFSC|National Financial Services LLC|129167
GPMT|GRANITE POINT MTGE|NITE|VIRTU Americas LLC|205610
GPMT|GRANITE POINT MTGE|NQRB|Brut, LLC|4042
GPMT|GRANITE POINT MTGE|NTBF|BMO Nesbitt Burns Inc./CDS|517
GPMT|GRANITE POINT MTGE|OPCO|Oppenheimer & Co. Inc.|1227
GPMT|GRANITE POINT MTGE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2700
GPMT|GRANITE POINT MTGE|PDQM|CODA MARKETS, INC.|2248
GPMT|GRANITE POINT MTGE|PWJC|UBS Financial Services, Inc.|1629
GPMT|GRANITE POINT MTGE|RBCM|RBC CAPITAL MARKETS, LLC|5681
GPMT|GRANITE POINT MTGE|SAGW|SAGETRADER, LLC|415
GPMT|GRANITE POINT MTGE|SALI|INTL FCSTONE FINANCIAL INC.|303
GPMT|GRANITE POINT MTGE|SBSH|Citigroup Global Markets Inc.|25116
GPMT|GRANITE POINT MTGE|SGMT|GOLDMAN SACHS & CO. LLC|21934
GPMT|GRANITE POINT MTGE|SPDR|SPEEDROUTE LLC|2000
GPMT|GRANITE POINT MTGE|SPHN|Stephens Inc.|640
GPMT|GRANITE POINT MTGE|STFL|Stifel, Nicolaus & Company, Incorporated|19857
GPMT|GRANITE POINT MTGE|SWIM|TD Ameritrade, Inc.|17313
GPMT|GRANITE POINT MTGE|SWST|Hilltop Securities Inc.|1895
GPMT|GRANITE POINT MTGE|TKNG|ALLY INVEST SECURITIES LLC|232
GPMT|GRANITE POINT MTGE|TRBT|Tradebot Systems, Inc.|35729
GPMT|GRANITE POINT MTGE|TRCM|TRC MARKETS LLC|4762
GPMT|GRANITE POINT MTGE|UBSA|UBS SECURITIES LLC|101583
GPMT|GRANITE POINT MTGE|UBSS|UBS Securities LLC|82593
GPMT|GRANITE POINT MTGE|VALX|VIRTU AMERICAS LLC|1229
GPMT|GRANITE POINT MTGE|VGRD|Vanguard Marketing Corporation|18899
GPMT|GRANITE POINT MTGE|VNDM|Wall Street Access|804
GPMT|GRANITE POINT MTGE|WCHV|WELLS FARGO SECURITIES, LLC|30780
GPMT|GRANITE POINT MTGE|WEDB|WEDBUSH SECURITIES INC.|934
GPMT|GRANITE POINT MTGE|WEED|Weeden & Co.L.P.|1000
GPMT|GRANITE POINT MTGE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|203
GPMT|GRANITE POINT MTGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18846
GPMT|GRANITE POINT MTGE|WGIF|CIBC World Markets Inc.|25
GPMT|GRANITE POINT MTGE|WSEA|WOLVERINE SECURITIES, LLC|450
GPMT|GRANITE POINT MTGE|XIST|INSTINET, LLC|5600
GPMT|GRANITE POINT MTGE|XPQR|Jump Trading|600
GPMT|GRANITE POINT MTGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|17740
GPMT|GRANITE POINT MTGE|YKNA|COMHAR CAPITAL MARKETS, LLC|502
GPMT|GRANITE POINT MTGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5839
GPN|GLOBAL PAYMENTS INC|ABLE|NATIXIS Securities Americas LLC|1942
GPN|GLOBAL PAYMENTS INC|AGIS|Aegis Capital Corp.|200
GPN|GLOBAL PAYMENTS INC|ALTX|Alternet Securities Inc.|9074
GPN|GLOBAL PAYMENTS INC|ANOS|ABEL/NOSER, L.L.C.|100
GPN|GLOBAL PAYMENTS INC|APCC|Apex Clearing Corporation|99
GPN|GLOBAL PAYMENTS INC|BANK|Primevest Financial Services, Inc.|38
GPN|GLOBAL PAYMENTS INC|BARD|Robert W. Baird & Co. Incorporated|2737
GPN|GLOBAL PAYMENTS INC|BATM|CBOE TRADING, INC.|8207
GPN|GLOBAL PAYMENTS INC|BAYC|BAY CREST PARTNERS, LLC|4977
GPN|GLOBAL PAYMENTS INC|BAYT|BTIG, LLC|1400
GPN|GLOBAL PAYMENTS INC|BBNT|BB&T SECURITIES, LLC|185
GPN|GLOBAL PAYMENTS INC|BERN|Sanford C. Bernstein & Co., LLC|69464
GPN|GLOBAL PAYMENTS INC|BIDS|BIDS TRADING L.P.|66000
GPN|GLOBAL PAYMENTS INC|BIMI|Banca IMI Securities Corp.|310
GPN|GLOBAL PAYMENTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4949
GPN|GLOBAL PAYMENTS INC|BLKX|INSTINET, LLC|373800
GPN|GLOBAL PAYMENTS INC|BMOC|BMO Capital Markets Corp.|1743
GPN|GLOBAL PAYMENTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|130531
GPN|GLOBAL PAYMENTS INC|BTIG|BTIG, LLC|44307
GPN|GLOBAL PAYMENTS INC|BYXM|CBOE TRADING, INC.|2077
GPN|GLOBAL PAYMENTS INC|BZYD|GOLDMAN SACHS & CO. LLC|667
GPN|GLOBAL PAYMENTS INC|CANT|Cantor Fitzgerald & Co.|32492
GPN|GLOBAL PAYMENTS INC|CHAS|Charles Schwab & Co., Inc.|667
GPN|GLOBAL PAYMENTS INC|CIBP|CIBC World Markets Corp.|8809
GPN|GLOBAL PAYMENTS INC|CIST|Capital Institutional Services, Inc.|3135
GPN|GLOBAL PAYMENTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108552
GPN|GLOBAL PAYMENTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
GPN|GLOBAL PAYMENTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|450
GPN|GLOBAL PAYMENTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|351365
GPN|GLOBAL PAYMENTS INC|CTDL|Citadel Derivatives Group Llc|10452
GPN|GLOBAL PAYMENTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|32528
GPN|GLOBAL PAYMENTS INC|DADA|D.A. Davidson & Co.|11
GPN|GLOBAL PAYMENTS INC|DBAB|Deutsche Bank Securities Inc.|465620
GPN|GLOBAL PAYMENTS INC|DBAX|Deutsche Bank Securities Inc.|367400
GPN|GLOBAL PAYMENTS INC|DBUL|Deutsche Bank Securities Inc.|2258
GPN|GLOBAL PAYMENTS INC|DCHF|Dart Executions, LLC|5335
GPN|GLOBAL PAYMENTS INC|DEAN|MORGAN STANLEY|3152
GPN|GLOBAL PAYMENTS INC|DEGS|RONIN PROFESSIONAL LLC|200
GPN|GLOBAL PAYMENTS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|666
GPN|GLOBAL PAYMENTS INC|DREX|Drexel Hamilton, LLC|37200
GPN|GLOBAL PAYMENTS INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1072
GPN|GLOBAL PAYMENTS INC|EBXL|EBX LLC|181800
GPN|GLOBAL PAYMENTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4556
GPN|GLOBAL PAYMENTS INC|EDJO|Edward D. Jones & Co., L.P.|407
GPN|GLOBAL PAYMENTS INC|EGAM|CBOE TRADING, INC.|21709
GPN|GLOBAL PAYMENTS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1349
GPN|GLOBAL PAYMENTS INC|EGXM|CBOE TRADING, INC.|6297
GPN|GLOBAL PAYMENTS INC|EGXW|CBOE TRADING, INC.|1085
GPN|GLOBAL PAYMENTS INC|ETBE|Electronic Transaction Clearing, Inc.|23883
GPN|GLOBAL PAYMENTS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
GPN|GLOBAL PAYMENTS INC|ETCC|Electronic Transaction Clearing, Inc.|415
GPN|GLOBAL PAYMENTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23940
GPN|GLOBAL PAYMENTS INC|ETRS|E*Trade Securities LLC|7441
GPN|GLOBAL PAYMENTS INC|FBSB|U.S. Bancorp Investments, Inc.|125
GPN|GLOBAL PAYMENTS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|2
GPN|GLOBAL PAYMENTS INC|FILL|Tradestation Securities, Inc.|2810
GPN|GLOBAL PAYMENTS INC|FMAF|NBCN Inc./ CDS|240
GPN|GLOBAL PAYMENTS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3931
GPN|GLOBAL PAYMENTS INC|FQLS|Quantlab Securities LP|263934
GPN|GLOBAL PAYMENTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|134857
GPN|GLOBAL PAYMENTS INC|FTBR|Foliofn Investments, Inc.|1127
GPN|GLOBAL PAYMENTS INC|GARC|ICAP Corporates LLC|300
GPN|GLOBAL PAYMENTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2308
GPN|GLOBAL PAYMENTS INC|GLPX|ACS EXECUTION SERVICES, LLC|90130
GPN|GLOBAL PAYMENTS INC|GSCO|GOLDMAN SACHS & CO. LLC|1413299
GPN|GLOBAL PAYMENTS INC|GSCS|GOLDMAN SACHS & CO. LLC|5835
GPN|GLOBAL PAYMENTS INC|GSLT|GOLDMAN SACHS & CO. LLC|10230
GPN|GLOBAL PAYMENTS INC|GTSZ|GTS SECURITIES LLC|166599
GPN|GLOBAL PAYMENTS INC|HRBF|American Enterprise Investment Services Inc.|2826
GPN|GLOBAL PAYMENTS INC|HSBC|HSBC Securities, Inc.|11965
GPN|GLOBAL PAYMENTS INC|IATS|INTERACTIVE BROKERS LLC|6113
GPN|GLOBAL PAYMENTS INC|IBKR|Interactive Brokers Llc|6548
GPN|GLOBAL PAYMENTS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|536
GPN|GLOBAL PAYMENTS INC|ICBX|INSTINET, LLC|90548
GPN|GLOBAL PAYMENTS INC|IEQY|CITADEL SECURITIES LLC|95072
GPN|GLOBAL PAYMENTS INC|INCA|INSTINET, LLC|490666
GPN|GLOBAL PAYMENTS INC|INJX|INSTINET, LLC|11297
GPN|GLOBAL PAYMENTS INC|ITGI|ITG Inc.|46246
GPN|GLOBAL PAYMENTS INC|ITGP|ITG INC.|143200
GPN|GLOBAL PAYMENTS INC|JANY|Janney Montgomery Scott Inc.|379
GPN|GLOBAL PAYMENTS INC|JEFF|JEFFERIES LLC|108622
GPN|GLOBAL PAYMENTS INC|JMPT|JUMP TRADING, LLC|40039
GPN|GLOBAL PAYMENTS INC|JONE|JonesTrading|181400
GPN|GLOBAL PAYMENTS INC|JPBX|J.P. MORGAN SECURITIES LLC|125255
GPN|GLOBAL PAYMENTS INC|JPMX|J.P. Morgan Securities LLC|634227
GPN|GLOBAL PAYMENTS INC|JSJX|JANE STREET CAPITAL LLC|5031
GPN|GLOBAL PAYMENTS INC|KCGM|VIRTU Americas LLC|77991
GPN|GLOBAL PAYMENTS INC|LEHM|Barclays Capital Inc./Le|627405
GPN|GLOBAL PAYMENTS INC|LIME|Lime Brokerage LLC|28428
GPN|GLOBAL PAYMENTS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|57648
GPN|GLOBAL PAYMENTS INC|LOOP|Loop Capital Markets LLC|400
GPN|GLOBAL PAYMENTS INC|LQNA|LIQUIDNET, INC.|233200
GPN|GLOBAL PAYMENTS INC|LQNB|LIQUIDNET, INC.|3500
GPN|GLOBAL PAYMENTS INC|LSCI|Lek Securities Corporation|66
GPN|GLOBAL PAYMENTS INC|MAXM|Maxim Group LLC|4600
GPN|GLOBAL PAYMENTS INC|MCBT|Moors & Cabot, Inc.|883
GPN|GLOBAL PAYMENTS INC|MCMF|Raymond James Ltd. Cds|773
GPN|GLOBAL PAYMENTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98725
GPN|GLOBAL PAYMENTS INC|MOTF|MOTIF INVESTING, INC.|31
GPN|GLOBAL PAYMENTS INC|MSCO|MORGAN STANLEY & CO. LLC|1226585
GPN|GLOBAL PAYMENTS INC|MSPL|MORGAN STANLEY & CO. LLC|258100
GPN|GLOBAL PAYMENTS INC|MSTX|MORGAN STANLEY & CO. LLC|121800
GPN|GLOBAL PAYMENTS INC|NATL|National Securities Corporation|325
GPN|GLOBAL PAYMENTS INC|NFSC|National Financial Services LLC|96820
GPN|GLOBAL PAYMENTS INC|NITE|VIRTU Americas LLC|206587
GPN|GLOBAL PAYMENTS INC|NITP|VIRTU Americas LLC|500
GPN|GLOBAL PAYMENTS INC|NQRB|Brut, LLC|16599
GPN|GLOBAL PAYMENTS INC|NTBF|BMO Nesbitt Burns Inc./CDS|231
GPN|GLOBAL PAYMENTS INC|NTRC|Northern Trust Securities, Inc.|4458
GPN|GLOBAL PAYMENTS INC|OPCO|Oppenheimer & Co. Inc.|644
GPN|GLOBAL PAYMENTS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3012
GPN|GLOBAL PAYMENTS INC|PDQM|CODA MARKETS, INC.|200401
GPN|GLOBAL PAYMENTS INC|PHLY|NASDAQ Execution Services, LLC|2600
GPN|GLOBAL PAYMENTS INC|PIPR|Piper Jaffray & Co.|834
GPN|GLOBAL PAYMENTS INC|PWJC|UBS Financial Services, Inc.|6035
GPN|GLOBAL PAYMENTS INC|QMSR|QUATTRO M SECURITIES INC.|1018
GPN|GLOBAL PAYMENTS INC|RBCM|RBC CAPITAL MARKETS, LLC|7239
GPN|GLOBAL PAYMENTS INC|RGLD|Regal Securities, Inc|129
GPN|GLOBAL PAYMENTS INC|RHCO|Suntrust Robinson Humphrey, Inc.|2667
GPN|GLOBAL PAYMENTS INC|SAGL|SAGETRADER, LLC|89245
GPN|GLOBAL PAYMENTS INC|SBSH|Citigroup Global Markets Inc.|130845
GPN|GLOBAL PAYMENTS INC|SGMT|GOLDMAN SACHS & CO. LLC|137917
GPN|GLOBAL PAYMENTS INC|SPDR|SPEEDROUTE LLC|13275
GPN|GLOBAL PAYMENTS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1594
GPN|GLOBAL PAYMENTS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5423
GPN|GLOBAL PAYMENTS INC|SWIM|TD Ameritrade, Inc.|4988
GPN|GLOBAL PAYMENTS INC|SWST|Hilltop Securities Inc.|513
GPN|GLOBAL PAYMENTS INC|TAGC|TELSEY ADVISORY GROUP LLC|200
GPN|GLOBAL PAYMENTS INC|TKNG|ALLY INVEST SECURITIES LLC|4
GPN|GLOBAL PAYMENTS INC|TRBT|Tradebot Systems, Inc.|115215
GPN|GLOBAL PAYMENTS INC|TRCM|TRC MARKETS LLC|198198
GPN|GLOBAL PAYMENTS INC|TWTT|TASTYWORKS, INC.|100
GPN|GLOBAL PAYMENTS INC|UBSA|UBS SECURITIES LLC|555969
GPN|GLOBAL PAYMENTS INC|UBSS|UBS Securities LLC|1002812
GPN|GLOBAL PAYMENTS INC|VALX|VIRTU AMERICAS LLC|13589
GPN|GLOBAL PAYMENTS INC|VERT|The Vertical Trading Group, LLC|80
GPN|GLOBAL PAYMENTS INC|VGRD|Vanguard Marketing Corporation|3726
GPN|GLOBAL PAYMENTS INC|WBLR|WILLIAM BLAIR|1465
GPN|GLOBAL PAYMENTS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1380
GPN|GLOBAL PAYMENTS INC|WCHV|WELLS FARGO SECURITIES, LLC|128396
GPN|GLOBAL PAYMENTS INC|WDNX|WEEDEN & CO.L.P.|1740
GPN|GLOBAL PAYMENTS INC|WEDB|WEDBUSH SECURITIES INC.|1485
GPN|GLOBAL PAYMENTS INC|WEED|Weeden & Co.L.P.|487
GPN|GLOBAL PAYMENTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13001
GPN|GLOBAL PAYMENTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8501
GPN|GLOBAL PAYMENTS INC|WGIF|CIBC World Markets Inc.|258
GPN|GLOBAL PAYMENTS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|186
GPN|GLOBAL PAYMENTS INC|WSAG|WALL STREET ACCESS|2600
GPN|GLOBAL PAYMENTS INC|WSEA|WOLVERINE SECURITIES, LLC|5728
GPN|GLOBAL PAYMENTS INC|WTCO|Williams Trading LLC|1388
GPN|GLOBAL PAYMENTS INC|XIST|INSTINET, LLC|22842
GPN|GLOBAL PAYMENTS INC|XPQR|Jump Trading|329
GPN|GLOBAL PAYMENTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|43724
GPN|GLOBAL PAYMENTS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6137
GPN|GLOBAL PAYMENTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4373
GPOR|GULFPORT ENERGY CORP|ABLE|NATIXIS Securities Americas LLC|145309
GPOR|GULFPORT ENERGY CORP|ALTX|Alternet Securities Inc.|40991
GPOR|GULFPORT ENERGY CORP|ANOS|ABEL/NOSER, L.L.C.|300
GPOR|GULFPORT ENERGY CORP|APCC|Apex Clearing Corporation|24923
GPOR|GULFPORT ENERGY CORP|BANK|Primevest Financial Services, Inc.|2400
GPOR|GULFPORT ENERGY CORP|BARD|Robert W. Baird & Co. Incorporated|35230
GPOR|GULFPORT ENERGY CORP|BATM|CBOE TRADING, INC.|4953
GPOR|GULFPORT ENERGY CORP|BAYC|BAY CREST PARTNERS, LLC|14121
GPOR|GULFPORT ENERGY CORP|BAYT|BTIG, LLC|12100
GPOR|GULFPORT ENERGY CORP|BBNT|BB&T SECURITIES, LLC|1707
GPOR|GULFPORT ENERGY CORP|BERN|Sanford C. Bernstein & Co., LLC|175127
GPOR|GULFPORT ENERGY CORP|BIDS|BIDS TRADING L.P.|1100
GPOR|GULFPORT ENERGY CORP|BKCM|BNY Mellon Capital Markets LLC|29484
GPOR|GULFPORT ENERGY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62849
GPOR|GULFPORT ENERGY CORP|BLKX|INSTINET, LLC|158455
GPOR|GULFPORT ENERGY CORP|BMOC|BMO Capital Markets Corp.|17475
GPOR|GULFPORT ENERGY CORP|BNPX|BNP PARIBAS SECURITIES CORP.|396232
GPOR|GULFPORT ENERGY CORP|BRVL|BLAYLOCK VAN, LLC|300
GPOR|GULFPORT ENERGY CORP|BTIG|BTIG, LLC|163627
GPOR|GULFPORT ENERGY CORP|BYXM|CBOE TRADING, INC.|11963
GPOR|GULFPORT ENERGY CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
GPOR|GULFPORT ENERGY CORP|CANT|Cantor Fitzgerald & Co.|29424
GPOR|GULFPORT ENERGY CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|160410
GPOR|GULFPORT ENERGY CORP|CHAS|Charles Schwab & Co., Inc.|15925
GPOR|GULFPORT ENERGY CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|171661
GPOR|GULFPORT ENERGY CORP|CIST|Capital Institutional Services, Inc.|245
GPOR|GULFPORT ENERGY CORP|CLSA|CLSA AMERICAS, LLC|100
GPOR|GULFPORT ENERGY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|228695
GPOR|GULFPORT ENERGY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12898
GPOR|GULFPORT ENERGY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1095527
GPOR|GULFPORT ENERGY CORP|CTDL|Citadel Derivatives Group Llc|243771
GPOR|GULFPORT ENERGY CORP|CTLR|CUTLER GROUP, LP|100
GPOR|GULFPORT ENERGY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|313688
GPOR|GULFPORT ENERGY CORP|DBAB|Deutsche Bank Securities Inc.|2893222
GPOR|GULFPORT ENERGY CORP|DBAX|Deutsche Bank Securities Inc.|997900
GPOR|GULFPORT ENERGY CORP|DBUL|Deutsche Bank Securities Inc.|5245
GPOR|GULFPORT ENERGY CORP|DCHF|Dart Executions, LLC|15034
GPOR|GULFPORT ENERGY CORP|DEAN|MORGAN STANLEY|12931
GPOR|GULFPORT ENERGY CORP|DEGS|RONIN PROFESSIONAL LLC|34307
GPOR|GULFPORT ENERGY CORP|DRWK|DRW SECURITIES, L.L.C.|268903
GPOR|GULFPORT ENERGY CORP|EBXL|EBX LLC|1169900
GPOR|GULFPORT ENERGY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|74449
GPOR|GULFPORT ENERGY CORP|EDJO|Edward D. Jones & Co., L.P.|2196
GPOR|GULFPORT ENERGY CORP|EGAM|CBOE TRADING, INC.|44273
GPOR|GULFPORT ENERGY CORP|EGAW|CBOE TRADING, INC.|1477
GPOR|GULFPORT ENERGY CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
GPOR|GULFPORT ENERGY CORP|EGXM|CBOE TRADING, INC.|9228
GPOR|GULFPORT ENERGY CORP|EGXW|CBOE TRADING, INC.|411
GPOR|GULFPORT ENERGY CORP|ETBE|Electronic Transaction Clearing, Inc.|241349
GPOR|GULFPORT ENERGY CORP|ETCC|Electronic Transaction Clearing, Inc.|3800
GPOR|GULFPORT ENERGY CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|34024
GPOR|GULFPORT ENERGY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15762
GPOR|GULFPORT ENERGY CORP|ETRS|E*Trade Securities LLC|1245501
GPOR|GULFPORT ENERGY CORP|FBCO|Credit Suisse Securities (USA) LLC|7960609
GPOR|GULFPORT ENERGY CORP|FILL|Tradestation Securities, Inc.|21534
GPOR|GULFPORT ENERGY CORP|FINX|FINTECH SECURITIES|605
GPOR|GULFPORT ENERGY CORP|FMAF|NBCN Inc./ CDS|27393
GPOR|GULFPORT ENERGY CORP|FOMA|TD AMERITRADE CLEARING, INC.|2372412
GPOR|GULFPORT ENERGY CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7763
GPOR|GULFPORT ENERGY CORP|FQLS|Quantlab Securities LP|1642230
GPOR|GULFPORT ENERGY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|913231
GPOR|GULFPORT ENERGY CORP|FTBR|Foliofn Investments, Inc.|40015
GPOR|GULFPORT ENERGY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|108740
GPOR|GULFPORT ENERGY CORP|GELP|RBC CAPITAL MARKETS, LLC|286
GPOR|GULFPORT ENERGY CORP|GLIS|TD Securities Inc|2500
GPOR|GULFPORT ENERGY CORP|GLPX|ACS EXECUTION SERVICES, LLC|49339
GPOR|GULFPORT ENERGY CORP|GSCO|GOLDMAN SACHS & CO. LLC|11217548
GPOR|GULFPORT ENERGY CORP|GSCS|GOLDMAN SACHS & CO. LLC|258648
GPOR|GULFPORT ENERGY CORP|GSLT|GOLDMAN SACHS & CO. LLC|33226
GPOR|GULFPORT ENERGY CORP|GTSZ|GTS SECURITIES LLC|104912
GPOR|GULFPORT ENERGY CORP|HAPX|HAP Trading, LLC|100
GPOR|GULFPORT ENERGY CORP|HRBF|American Enterprise Investment Services Inc.|1413
GPOR|GULFPORT ENERGY CORP|HSBC|HSBC Securities, Inc.|1100
GPOR|GULFPORT ENERGY CORP|IATS|INTERACTIVE BROKERS LLC|132848
GPOR|GULFPORT ENERGY CORP|IBKR|Interactive Brokers Llc|827017
GPOR|GULFPORT ENERGY CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2266
GPOR|GULFPORT ENERGY CORP|ICBX|INSTINET, LLC|477881
GPOR|GULFPORT ENERGY CORP|IEQY|CITADEL SECURITIES LLC|749327
GPOR|GULFPORT ENERGY CORP|IMPC|Imperial Capital, LLC|23881
GPOR|GULFPORT ENERGY CORP|INCA|INSTINET, LLC|1887687
GPOR|GULFPORT ENERGY CORP|INJX|INSTINET, LLC|282773
GPOR|GULFPORT ENERGY CORP|ITGI|ITG Inc.|2200841
GPOR|GULFPORT ENERGY CORP|ITGP|ITG INC.|656400
GPOR|GULFPORT ENERGY CORP|JANY|Janney Montgomery Scott Inc.|5805
GPOR|GULFPORT ENERGY CORP|JEFF|JEFFERIES LLC|1221101
GPOR|GULFPORT ENERGY CORP|JMPT|JUMP TRADING, LLC|660443
GPOR|GULFPORT ENERGY CORP|JONE|JonesTrading|11638
GPOR|GULFPORT ENERGY CORP|JPBX|J.P. MORGAN SECURITIES LLC|498640
GPOR|GULFPORT ENERGY CORP|JPMX|J.P. Morgan Securities LLC|2006701
GPOR|GULFPORT ENERGY CORP|JSJX|JANE STREET CAPITAL LLC|6874
GPOR|GULFPORT ENERGY CORP|KCGM|VIRTU Americas LLC|292078
GPOR|GULFPORT ENERGY CORP|LEHM|Barclays Capital Inc./Le|6982126
GPOR|GULFPORT ENERGY CORP|LIME|Lime Brokerage LLC|891252
GPOR|GULFPORT ENERGY CORP|LMGP|LIME BROKERAGE LLC|18021
GPOR|GULFPORT ENERGY CORP|LOOP|Loop Capital Markets LLC|30591
GPOR|GULFPORT ENERGY CORP|LQNA|LIQUIDNET, INC.|600500
GPOR|GULFPORT ENERGY CORP|LSCI|Lek Securities Corporation|721
GPOR|GULFPORT ENERGY CORP|LTCO|Ladenburg, Thalmann & Co., Inc.|7606
GPOR|GULFPORT ENERGY CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|780
GPOR|GULFPORT ENERGY CORP|MACQ|Macquarie Capital (USA) Inc.|1721
GPOR|GULFPORT ENERGY CORP|MAXM|Maxim Group LLC|15384
GPOR|GULFPORT ENERGY CORP|MCMF|Raymond James Ltd. Cds|300
GPOR|GULFPORT ENERGY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|631574
GPOR|GULFPORT ENERGY CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
GPOR|GULFPORT ENERGY CORP|MOTF|MOTIF INVESTING, INC.|2
GPOR|GULFPORT ENERGY CORP|MSCO|MORGAN STANLEY & CO. LLC|12962261
GPOR|GULFPORT ENERGY CORP|MSPL|MORGAN STANLEY & CO. LLC|1851200
GPOR|GULFPORT ENERGY CORP|MSTX|MORGAN STANLEY & CO. LLC|1406000
GPOR|GULFPORT ENERGY CORP|NATL|National Securities Corporation|355
GPOR|GULFPORT ENERGY CORP|NFSC|National Financial Services LLC|1323768
GPOR|GULFPORT ENERGY CORP|NITE|VIRTU Americas LLC|3301425
GPOR|GULFPORT ENERGY CORP|NITP|VIRTU Americas LLC|11822
GPOR|GULFPORT ENERGY CORP|NQRB|Brut, LLC|37025
GPOR|GULFPORT ENERGY CORP|NTFN|Network 1 Financial Securities Inc.|3654
GPOR|GULFPORT ENERGY CORP|OPCO|Oppenheimer & Co. Inc.|20640
GPOR|GULFPORT ENERGY CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3381
GPOR|GULFPORT ENERGY CORP|PDQM|CODA MARKETS, INC.|104956
GPOR|GULFPORT ENERGY CORP|PHLY|NASDAQ Execution Services, LLC|1800
GPOR|GULFPORT ENERGY CORP|PIPR|Piper Jaffray & Co.|12300
GPOR|GULFPORT ENERGY CORP|PWJC|UBS Financial Services, Inc.|13000
GPOR|GULFPORT ENERGY CORP|RAJA|Raymond James & Associates, Inc.|87882
GPOR|GULFPORT ENERGY CORP|RBCM|RBC CAPITAL MARKETS, LLC|35411
GPOR|GULFPORT ENERGY CORP|SAGL|SAGETRADER, LLC|288437
GPOR|GULFPORT ENERGY CORP|SAGW|SAGETRADER, LLC|4546
GPOR|GULFPORT ENERGY CORP|SALI|INTL FCSTONE FINANCIAL INC.|2491
GPOR|GULFPORT ENERGY CORP|SBSH|Citigroup Global Markets Inc.|3376305
GPOR|GULFPORT ENERGY CORP|SEIC|SEI Investments Distribution Co.|2163
GPOR|GULFPORT ENERGY CORP|SGMT|GOLDMAN SACHS & CO. LLC|892579
GPOR|GULFPORT ENERGY CORP|SOCO|Capital One Southcoast, Inc|400
GPOR|GULFPORT ENERGY CORP|SPDR|SPEEDROUTE LLC|14385
GPOR|GULFPORT ENERGY CORP|SPHN|Stephens Inc.|2000
GPOR|GULFPORT ENERGY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|12809
GPOR|GULFPORT ENERGY CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|45
GPOR|GULFPORT ENERGY CORP|SWIM|TD Ameritrade, Inc.|691951
GPOR|GULFPORT ENERGY CORP|SWST|Hilltop Securities Inc.|1340
GPOR|GULFPORT ENERGY CORP|TDSI|TD Securities (USA) LLC|520000
GPOR|GULFPORT ENERGY CORP|TKNG|ALLY INVEST SECURITIES LLC|28101
GPOR|GULFPORT ENERGY CORP|TRBT|Tradebot Systems, Inc.|1262120
GPOR|GULFPORT ENERGY CORP|TRCM|TRC MARKETS LLC|1068843
GPOR|GULFPORT ENERGY CORP|TWTT|TASTYWORKS, INC.|650
GPOR|GULFPORT ENERGY CORP|UBSA|UBS SECURITIES LLC|2672096
GPOR|GULFPORT ENERGY CORP|UBSS|UBS Securities LLC|4641930
GPOR|GULFPORT ENERGY CORP|VALX|VIRTU AMERICAS LLC|197856
GPOR|GULFPORT ENERGY CORP|VGRD|Vanguard Marketing Corporation|304015
GPOR|GULFPORT ENERGY CORP|VSIN|Vision Financial Markets Llc|110
GPOR|GULFPORT ENERGY CORP|WBLR|WILLIAM BLAIR|254
GPOR|GULFPORT ENERGY CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
GPOR|GULFPORT ENERGY CORP|WCHV|WELLS FARGO SECURITIES, LLC|869613
GPOR|GULFPORT ENERGY CORP|WDNX|WEEDEN & CO.L.P.|4126
GPOR|GULFPORT ENERGY CORP|WEDB|WEDBUSH SECURITIES INC.|27900
GPOR|GULFPORT ENERGY CORP|WEED|Weeden & Co.L.P.|1313
GPOR|GULFPORT ENERGY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81873
GPOR|GULFPORT ENERGY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1100
GPOR|GULFPORT ENERGY CORP|WFPB|Wells Fargo Securities, LLC.|6
GPOR|GULFPORT ENERGY CORP|WGIF|CIBC World Markets Inc.|6420
GPOR|GULFPORT ENERGY CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|45
GPOR|GULFPORT ENERGY CORP|WSAG|WALL STREET ACCESS|2700
GPOR|GULFPORT ENERGY CORP|WSEA|WOLVERINE SECURITIES, LLC|19555
GPOR|GULFPORT ENERGY CORP|XIST|INSTINET, LLC|660982
GPOR|GULFPORT ENERGY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|193704
GPOR|GULFPORT ENERGY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|8628
GPOR|GULFPORT ENERGY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4035
GPP|GREEN PLAINS CMN UN|APCC|Apex Clearing Corporation|218
GPP|GREEN PLAINS CMN UN|BAYT|BTIG, LLC|6902
GPP|GREEN PLAINS CMN UN|BKCM|BNY Mellon Capital Markets LLC|139
GPP|GREEN PLAINS CMN UN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|944
GPP|GREEN PLAINS CMN UN|BZYD|GOLDMAN SACHS & CO. LLC|1405
GPP|GREEN PLAINS CMN UN|CHAS|Charles Schwab & Co., Inc.|102
GPP|GREEN PLAINS CMN UN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2000
GPP|GREEN PLAINS CMN UN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2257
GPP|GREEN PLAINS CMN UN|CTDL|Citadel Derivatives Group Llc|1046
GPP|GREEN PLAINS CMN UN|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
GPP|GREEN PLAINS CMN UN|DBAB|Deutsche Bank Securities Inc.|3412
GPP|GREEN PLAINS CMN UN|DBAX|Deutsche Bank Securities Inc.|1300
GPP|GREEN PLAINS CMN UN|DEAN|MORGAN STANLEY|200
GPP|GREEN PLAINS CMN UN|DEGS|RONIN PROFESSIONAL LLC|1054
GPP|GREEN PLAINS CMN UN|EBXL|EBX LLC|6600
GPP|GREEN PLAINS CMN UN|EDJO|Edward D. Jones & Co., L.P.|520
GPP|GREEN PLAINS CMN UN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
GPP|GREEN PLAINS CMN UN|ETRS|E*Trade Securities LLC|27100
GPP|GREEN PLAINS CMN UN|FBCO|Credit Suisse Securities (USA) LLC|3174
GPP|GREEN PLAINS CMN UN|FILL|Tradestation Securities, Inc.|600
GPP|GREEN PLAINS CMN UN|FMAF|NBCN Inc./ CDS|25
GPP|GREEN PLAINS CMN UN|FOMA|TD AMERITRADE CLEARING, INC.|35240
GPP|GREEN PLAINS CMN UN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
GPP|GREEN PLAINS CMN UN|FTBR|Foliofn Investments, Inc.|35
GPP|GREEN PLAINS CMN UN|GEBB|GLOBAL EXECUTION BROKERS, LP|1243
GPP|GREEN PLAINS CMN UN|GSCO|GOLDMAN SACHS & CO. LLC|5918
GPP|GREEN PLAINS CMN UN|GSCS|GOLDMAN SACHS & CO. LLC|3194
GPP|GREEN PLAINS CMN UN|GSLT|GOLDMAN SACHS & CO. LLC|202
GPP|GREEN PLAINS CMN UN|GTSZ|GTS SECURITIES LLC|1219
GPP|GREEN PLAINS CMN UN|HRBF|American Enterprise Investment Services Inc.|550
GPP|GREEN PLAINS CMN UN|IBKR|Interactive Brokers Llc|30876
GPP|GREEN PLAINS CMN UN|ICBX|INSTINET, LLC|4927
GPP|GREEN PLAINS CMN UN|INCA|INSTINET, LLC|1373
GPP|GREEN PLAINS CMN UN|INJX|INSTINET, LLC|200
GPP|GREEN PLAINS CMN UN|ITGP|ITG INC.|6800
GPP|GREEN PLAINS CMN UN|JEFF|JEFFERIES LLC|2710
GPP|GREEN PLAINS CMN UN|JPMX|J.P. Morgan Securities LLC|11144
GPP|GREEN PLAINS CMN UN|KCGM|VIRTU Americas LLC|3557
GPP|GREEN PLAINS CMN UN|LEHM|Barclays Capital Inc./Le|3000
GPP|GREEN PLAINS CMN UN|LIME|Lime Brokerage LLC|18716
GPP|GREEN PLAINS CMN UN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5280
GPP|GREEN PLAINS CMN UN|MSCO|MORGAN STANLEY & CO. LLC|36507
GPP|GREEN PLAINS CMN UN|MSPL|MORGAN STANLEY & CO. LLC|800
GPP|GREEN PLAINS CMN UN|NFSC|National Financial Services LLC|67708
GPP|GREEN PLAINS CMN UN|NITE|VIRTU Americas LLC|83208
GPP|GREEN PLAINS CMN UN|OPCO|Oppenheimer & Co. Inc.|900
GPP|GREEN PLAINS CMN UN|PWJC|UBS Financial Services, Inc.|300
GPP|GREEN PLAINS CMN UN|RAJA|Raymond James & Associates, Inc.|4566
GPP|GREEN PLAINS CMN UN|SGMT|GOLDMAN SACHS & CO. LLC|1896
GPP|GREEN PLAINS CMN UN|STFL|Stifel, Nicolaus & Company, Incorporated|1675
GPP|GREEN PLAINS CMN UN|SWIM|TD Ameritrade, Inc.|5400
GPP|GREEN PLAINS CMN UN|SWST|Hilltop Securities Inc.|200
GPP|GREEN PLAINS CMN UN|TKNG|ALLY INVEST SECURITIES LLC|29
GPP|GREEN PLAINS CMN UN|TRCM|TRC MARKETS LLC|1082
GPP|GREEN PLAINS CMN UN|UBSA|UBS SECURITIES LLC|11781
GPP|GREEN PLAINS CMN UN|UBSS|UBS Securities LLC|25170
GPP|GREEN PLAINS CMN UN|VGRD|Vanguard Marketing Corporation|14991
GPP|GREEN PLAINS CMN UN|WCHV|WELLS FARGO SECURITIES, LLC|23879
GPP|GREEN PLAINS CMN UN|WEDB|WEDBUSH SECURITIES INC.|422
GPP|GREEN PLAINS CMN UN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|96
GPP|GREEN PLAINS CMN UN|WSEA|WOLVERINE SECURITIES, LLC|2106
GPP|GREEN PLAINS CMN UN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2382
GPP|GREEN PLAINS CMN UN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9715
GPRE|GREEN PLAINS INC CMN|ANOS|ABEL/NOSER, L.L.C.|15600
GPRE|GREEN PLAINS INC CMN|APCC|Apex Clearing Corporation|929
GPRE|GREEN PLAINS INC CMN|BANK|Primevest Financial Services, Inc.|41
GPRE|GREEN PLAINS INC CMN|BATM|CBOE TRADING, INC.|965
GPRE|GREEN PLAINS INC CMN|BAYT|BTIG, LLC|300
GPRE|GREEN PLAINS INC CMN|BERN|Sanford C. Bernstein & Co., LLC|78141
GPRE|GREEN PLAINS INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3313
GPRE|GREEN PLAINS INC CMN|BLKX|INSTINET, LLC|77200
GPRE|GREEN PLAINS INC CMN|BMOC|BMO Capital Markets Corp.|7254
GPRE|GREEN PLAINS INC CMN|BNCH|The Benchmark Company, LLC|34422
GPRE|GREEN PLAINS INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|17751
GPRE|GREEN PLAINS INC CMN|BRCY|BCP SECURITIES, LLC|100
GPRE|GREEN PLAINS INC CMN|BRVL|BLAYLOCK VAN, LLC|800
GPRE|GREEN PLAINS INC CMN|BTIG|BTIG, LLC|3251
GPRE|GREEN PLAINS INC CMN|BYXM|CBOE TRADING, INC.|289
GPRE|GREEN PLAINS INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|455
GPRE|GREEN PLAINS INC CMN|CHAS|Charles Schwab & Co., Inc.|3
GPRE|GREEN PLAINS INC CMN|CIST|Capital Institutional Services, Inc.|11
GPRE|GREEN PLAINS INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64017
GPRE|GREEN PLAINS INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|601
GPRE|GREEN PLAINS INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GPRE|GREEN PLAINS INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|417415
GPRE|GREEN PLAINS INC CMN|CTDL|Citadel Derivatives Group Llc|8115
GPRE|GREEN PLAINS INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|60538
GPRE|GREEN PLAINS INC CMN|DAVA|Davenport & Company LLC|34753
GPRE|GREEN PLAINS INC CMN|DBAB|Deutsche Bank Securities Inc.|231040
GPRE|GREEN PLAINS INC CMN|DBAX|Deutsche Bank Securities Inc.|411100
GPRE|GREEN PLAINS INC CMN|DBUL|Deutsche Bank Securities Inc.|100
GPRE|GREEN PLAINS INC CMN|DEAN|MORGAN STANLEY|4180
GPRE|GREEN PLAINS INC CMN|DEGS|RONIN PROFESSIONAL LLC|5000
GPRE|GREEN PLAINS INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|342
GPRE|GREEN PLAINS INC CMN|EBXL|EBX LLC|277400
GPRE|GREEN PLAINS INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|32642
GPRE|GREEN PLAINS INC CMN|EDJO|Edward D. Jones & Co., L.P.|1180
GPRE|GREEN PLAINS INC CMN|EGAM|CBOE TRADING, INC.|9319
GPRE|GREEN PLAINS INC CMN|EGXM|CBOE TRADING, INC.|1000
GPRE|GREEN PLAINS INC CMN|EGXW|CBOE TRADING, INC.|99
GPRE|GREEN PLAINS INC CMN|ETBE|Electronic Transaction Clearing, Inc.|168
GPRE|GREEN PLAINS INC CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2591
GPRE|GREEN PLAINS INC CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
GPRE|GREEN PLAINS INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9598
GPRE|GREEN PLAINS INC CMN|ETRS|E*Trade Securities LLC|62035
GPRE|GREEN PLAINS INC CMN|FBCO|Credit Suisse Securities (USA) LLC|495255
GPRE|GREEN PLAINS INC CMN|FBSB|U.S. Bancorp Investments, Inc.|4
GPRE|GREEN PLAINS INC CMN|FILL|Tradestation Securities, Inc.|2660
GPRE|GREEN PLAINS INC CMN|FMAF|NBCN Inc./ CDS|100
GPRE|GREEN PLAINS INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|105673
GPRE|GREEN PLAINS INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2454
GPRE|GREEN PLAINS INC CMN|FQLS|Quantlab Securities LP|149402
GPRE|GREEN PLAINS INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39421
GPRE|GREEN PLAINS INC CMN|FTBR|Foliofn Investments, Inc.|440
GPRE|GREEN PLAINS INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|17516
GPRE|GREEN PLAINS INC CMN|GELP|RBC CAPITAL MARKETS, LLC|47
GPRE|GREEN PLAINS INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|4778
GPRE|GREEN PLAINS INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|687542
GPRE|GREEN PLAINS INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|27112
GPRE|GREEN PLAINS INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|3610
GPRE|GREEN PLAINS INC CMN|GTSZ|GTS SECURITIES LLC|34190
GPRE|GREEN PLAINS INC CMN|HAPX|HAP Trading, LLC|93
GPRE|GREEN PLAINS INC CMN|HRBF|American Enterprise Investment Services Inc.|78
GPRE|GREEN PLAINS INC CMN|IATS|INTERACTIVE BROKERS LLC|1836
GPRE|GREEN PLAINS INC CMN|IBKR|Interactive Brokers Llc|73795
GPRE|GREEN PLAINS INC CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3399
GPRE|GREEN PLAINS INC CMN|ICBX|INSTINET, LLC|63942
GPRE|GREEN PLAINS INC CMN|IEQY|CITADEL SECURITIES LLC|50633
GPRE|GREEN PLAINS INC CMN|INCA|INSTINET, LLC|345791
GPRE|GREEN PLAINS INC CMN|INJX|INSTINET, LLC|170787
GPRE|GREEN PLAINS INC CMN|ITGI|ITG Inc.|42431
GPRE|GREEN PLAINS INC CMN|ITGP|ITG INC.|334200
GPRE|GREEN PLAINS INC CMN|JEFF|JEFFERIES LLC|2544621
GPRE|GREEN PLAINS INC CMN|JMPT|JUMP TRADING, LLC|16821
GPRE|GREEN PLAINS INC CMN|JONE|JonesTrading|457
GPRE|GREEN PLAINS INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|65329
GPRE|GREEN PLAINS INC CMN|JPMX|J.P. Morgan Securities LLC|855743
GPRE|GREEN PLAINS INC CMN|JSJX|JANE STREET CAPITAL LLC|5120
GPRE|GREEN PLAINS INC CMN|KCGM|VIRTU Americas LLC|63435
GPRE|GREEN PLAINS INC CMN|LEHM|Barclays Capital Inc./Le|860343
GPRE|GREEN PLAINS INC CMN|LIME|Lime Brokerage LLC|236130
GPRE|GREEN PLAINS INC CMN|LQNA|LIQUIDNET, INC.|1000
GPRE|GREEN PLAINS INC CMN|MACQ|Macquarie Capital (USA) Inc.|100
GPRE|GREEN PLAINS INC CMN|MAXM|Maxim Group LLC|6972
GPRE|GREEN PLAINS INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|261779
GPRE|GREEN PLAINS INC CMN|MSCO|MORGAN STANLEY & CO. LLC|1305672
GPRE|GREEN PLAINS INC CMN|MSPL|MORGAN STANLEY & CO. LLC|368300
GPRE|GREEN PLAINS INC CMN|MSTX|MORGAN STANLEY & CO. LLC|49500
GPRE|GREEN PLAINS INC CMN|NEED|Needham & Company, LLC|435
GPRE|GREEN PLAINS INC CMN|NFSC|National Financial Services LLC|54969
GPRE|GREEN PLAINS INC CMN|NITE|VIRTU Americas LLC|263669
GPRE|GREEN PLAINS INC CMN|NITP|VIRTU Americas LLC|9756
GPRE|GREEN PLAINS INC CMN|NQRB|Brut, LLC|2150
GPRE|GREEN PLAINS INC CMN|NTRC|Northern Trust Securities, Inc.|37
GPRE|GREEN PLAINS INC CMN|OPCO|Oppenheimer & Co. Inc.|55
GPRE|GREEN PLAINS INC CMN|OTAA|OTA LLC|11200
GPRE|GREEN PLAINS INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1385
GPRE|GREEN PLAINS INC CMN|PDQM|CODA MARKETS, INC.|37323
GPRE|GREEN PLAINS INC CMN|PWJC|UBS Financial Services, Inc.|400
GPRE|GREEN PLAINS INC CMN|RAJA|Raymond James & Associates, Inc.|1562
GPRE|GREEN PLAINS INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|335
GPRE|GREEN PLAINS INC CMN|SAGL|SAGETRADER, LLC|4026
GPRE|GREEN PLAINS INC CMN|SALI|INTL FCSTONE FINANCIAL INC.|19
GPRE|GREEN PLAINS INC CMN|SBSH|Citigroup Global Markets Inc.|131832
GPRE|GREEN PLAINS INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|128797
GPRE|GREEN PLAINS INC CMN|SPDR|SPEEDROUTE LLC|5772
GPRE|GREEN PLAINS INC CMN|SPHN|Stephens Inc.|14710
GPRE|GREEN PLAINS INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|138
GPRE|GREEN PLAINS INC CMN|STKP|STOCKPILE INVESTMENTS, INC.|20
GPRE|GREEN PLAINS INC CMN|SWIM|TD Ameritrade, Inc.|38499
GPRE|GREEN PLAINS INC CMN|SWST|Hilltop Securities Inc.|264
GPRE|GREEN PLAINS INC CMN|TRBT|Tradebot Systems, Inc.|14581
GPRE|GREEN PLAINS INC CMN|TRCM|TRC MARKETS LLC|134153
GPRE|GREEN PLAINS INC CMN|TWTT|TASTYWORKS, INC.|20
GPRE|GREEN PLAINS INC CMN|UBSS|UBS Securities LLC|404712
GPRE|GREEN PLAINS INC CMN|VALX|VIRTU AMERICAS LLC|64486
GPRE|GREEN PLAINS INC CMN|VGRD|Vanguard Marketing Corporation|5553
GPRE|GREEN PLAINS INC CMN|WABR|Wall Street Access|600
GPRE|GREEN PLAINS INC CMN|WBET|Wallachbeth Capital LLC|1589
GPRE|GREEN PLAINS INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
GPRE|GREEN PLAINS INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|18643
GPRE|GREEN PLAINS INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1369
GPRE|GREEN PLAINS INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|119864
GPRE|GREEN PLAINS INC CMN|WGIF|CIBC World Markets Inc.|750
GPRE|GREEN PLAINS INC CMN|WSEA|WOLVERINE SECURITIES, LLC|275
GPRE|GREEN PLAINS INC CMN|XIST|INSTINET, LLC|14972
GPRE|GREEN PLAINS INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|17000
GPRE|GREEN PLAINS INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4108
GPRK|GEOPARK LIMITED|ALTX|Alternet Securities Inc.|4800
GPRK|GEOPARK LIMITED|APCC|Apex Clearing Corporation|5428
GPRK|GEOPARK LIMITED|BARD|Robert W. Baird & Co. Incorporated|27
GPRK|GEOPARK LIMITED|BATM|CBOE TRADING, INC.|2279
GPRK|GEOPARK LIMITED|BAYC|BAY CREST PARTNERS, LLC|36836
GPRK|GEOPARK LIMITED|BERN|Sanford C. Bernstein & Co., LLC|25780
GPRK|GEOPARK LIMITED|BIDS|BIDS TRADING L.P.|60527
GPRK|GEOPARK LIMITED|BIMI|Banca IMI Securities Corp.|2350
GPRK|GEOPARK LIMITED|BKCM|BNY Mellon Capital Markets LLC|1700
GPRK|GEOPARK LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10557
GPRK|GEOPARK LIMITED|BTIG|BTIG, LLC|1120
GPRK|GEOPARK LIMITED|BYXM|CBOE TRADING, INC.|500
GPRK|GEOPARK LIMITED|BZYD|GOLDMAN SACHS & CO. LLC|2015
GPRK|GEOPARK LIMITED|CHAS|Charles Schwab & Co., Inc.|3123
GPRK|GEOPARK LIMITED|CICF|Canaccord Genuity Corp.|14309
GPRK|GEOPARK LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29551
GPRK|GEOPARK LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3122
GPRK|GEOPARK LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121900
GPRK|GEOPARK LIMITED|CTDL|Citadel Derivatives Group Llc|67
GPRK|GEOPARK LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|27226
GPRK|GEOPARK LIMITED|DADA|D.A. Davidson & Co.|1500
GPRK|GEOPARK LIMITED|DBAB|Deutsche Bank Securities Inc.|275380
GPRK|GEOPARK LIMITED|DBAX|Deutsche Bank Securities Inc.|294600
GPRK|GEOPARK LIMITED|DBUL|Deutsche Bank Securities Inc.|100
GPRK|GEOPARK LIMITED|DEAN|MORGAN STANLEY|29099
GPRK|GEOPARK LIMITED|DEGS|RONIN PROFESSIONAL LLC|5604
GPRK|GEOPARK LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19786
GPRK|GEOPARK LIMITED|EBXL|EBX LLC|91200
GPRK|GEOPARK LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|29184
GPRK|GEOPARK LIMITED|EDJO|Edward D. Jones & Co., L.P.|1139
GPRK|GEOPARK LIMITED|EGAM|CBOE TRADING, INC.|5468
GPRK|GEOPARK LIMITED|EGAW|CBOE TRADING, INC.|71
GPRK|GEOPARK LIMITED|EGMT|EG MARKET TECHNOLOGIES LLC|300
GPRK|GEOPARK LIMITED|EGXM|CBOE TRADING, INC.|2900
GPRK|GEOPARK LIMITED|EGXW|CBOE TRADING, INC.|200
GPRK|GEOPARK LIMITED|ETBE|Electronic Transaction Clearing, Inc.|9664
GPRK|GEOPARK LIMITED|ETCB|ETC BROKERAGE SERVICES, LLC|200
GPRK|GEOPARK LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11108
GPRK|GEOPARK LIMITED|ETRS|E*Trade Securities LLC|215082
GPRK|GEOPARK LIMITED|FCST|INTL FCSTONE FINANCIAL INC.|800
GPRK|GEOPARK LIMITED|FILL|Tradestation Securities, Inc.|14343
GPRK|GEOPARK LIMITED|FINX|FINTECH SECURITIES|215
GPRK|GEOPARK LIMITED|FMAF|NBCN Inc./ CDS|4024
GPRK|GEOPARK LIMITED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
GPRK|GEOPARK LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84789
GPRK|GEOPARK LIMITED|FTBR|Foliofn Investments, Inc.|18461
GPRK|GEOPARK LIMITED|GARC|ICAP Corporates LLC|6189
GPRK|GEOPARK LIMITED|GLIS|TD Securities Inc|12670
GPRK|GEOPARK LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|20244
GPRK|GEOPARK LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|77097
GPRK|GEOPARK LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|400
GPRK|GEOPARK LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|2418
GPRK|GEOPARK LIMITED|GTSZ|GTS SECURITIES LLC|17511
GPRK|GEOPARK LIMITED|HASF|Haywood Securities Inc./CDS|4000
GPRK|GEOPARK LIMITED|HRBF|American Enterprise Investment Services Inc.|8464
GPRK|GEOPARK LIMITED|IATS|INTERACTIVE BROKERS LLC|19943
GPRK|GEOPARK LIMITED|IBKR|Interactive Brokers Llc|34492
GPRK|GEOPARK LIMITED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|117
GPRK|GEOPARK LIMITED|ICBX|INSTINET, LLC|27737
GPRK|GEOPARK LIMITED|INCA|INSTINET, LLC|41536
GPRK|GEOPARK LIMITED|INJX|INSTINET, LLC|300
GPRK|GEOPARK LIMITED|ITGI|ITG Inc.|29472
GPRK|GEOPARK LIMITED|ITGP|ITG INC.|47600
GPRK|GEOPARK LIMITED|JANY|Janney Montgomery Scott Inc.|3487
GPRK|GEOPARK LIMITED|JEFF|JEFFERIES LLC|2528
GPRK|GEOPARK LIMITED|JMPT|JUMP TRADING, LLC|16225
GPRK|GEOPARK LIMITED|JONE|JonesTrading|15332
GPRK|GEOPARK LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|600
GPRK|GEOPARK LIMITED|JPMX|J.P. Morgan Securities LLC|128938
GPRK|GEOPARK LIMITED|JSJX|JANE STREET CAPITAL LLC|9086
GPRK|GEOPARK LIMITED|KCGM|VIRTU Americas LLC|41630
GPRK|GEOPARK LIMITED|LEHM|Barclays Capital Inc./Le|89435
GPRK|GEOPARK LIMITED|LIME|Lime Brokerage LLC|40241
GPRK|GEOPARK LIMITED|LSCI|Lek Securities Corporation|900
GPRK|GEOPARK LIMITED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|511
GPRK|GEOPARK LIMITED|MACQ|Macquarie Capital (USA) Inc.|200
GPRK|GEOPARK LIMITED|MBTS|ALLY INVEST SECURITIES LLC|1257
GPRK|GEOPARK LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19500
GPRK|GEOPARK LIMITED|MOTF|MOTIF INVESTING, INC.|7
GPRK|GEOPARK LIMITED|MSCO|MORGAN STANLEY & CO. LLC|291868
GPRK|GEOPARK LIMITED|MSPL|MORGAN STANLEY & CO. LLC|132000
GPRK|GEOPARK LIMITED|MSTX|MORGAN STANLEY & CO. LLC|14400
GPRK|GEOPARK LIMITED|NFSC|National Financial Services LLC|814883
GPRK|GEOPARK LIMITED|NITE|VIRTU Americas LLC|984037
GPRK|GEOPARK LIMITED|NQRB|Brut, LLC|3901
GPRK|GEOPARK LIMITED|NTBF|BMO Nesbitt Burns Inc./CDS|1600
GPRK|GEOPARK LIMITED|OPCO|Oppenheimer & Co. Inc.|758
GPRK|GEOPARK LIMITED|PACT|BTG Pactual US Capital Corp.|25000
GPRK|GEOPARK LIMITED|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|552
GPRK|GEOPARK LIMITED|PDQM|CODA MARKETS, INC.|17862
GPRK|GEOPARK LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|1800
GPRK|GEOPARK LIMITED|RGLD|Regal Securities, Inc|860
GPRK|GEOPARK LIMITED|SAGL|SAGETRADER, LLC|7330
GPRK|GEOPARK LIMITED|SALI|INTL FCSTONE FINANCIAL INC.|500
GPRK|GEOPARK LIMITED|SBSH|Citigroup Global Markets Inc.|30813
GPRK|GEOPARK LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|32905
GPRK|GEOPARK LIMITED|SPDR|SPEEDROUTE LLC|5352
GPRK|GEOPARK LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|5697
GPRK|GEOPARK LIMITED|SWIM|TD Ameritrade, Inc.|110854
GPRK|GEOPARK LIMITED|SWST|Hilltop Securities Inc.|490
GPRK|GEOPARK LIMITED|TKNG|ALLY INVEST SECURITIES LLC|21890
GPRK|GEOPARK LIMITED|TMBR|Timber Hill LLC|52
GPRK|GEOPARK LIMITED|TRBT|Tradebot Systems, Inc.|58764
GPRK|GEOPARK LIMITED|TRCM|TRC MARKETS LLC|36376
GPRK|GEOPARK LIMITED|TWTT|TASTYWORKS, INC.|950
GPRK|GEOPARK LIMITED|UBSA|UBS SECURITIES LLC|179565
GPRK|GEOPARK LIMITED|UBSS|UBS Securities LLC|309128
GPRK|GEOPARK LIMITED|VALX|VIRTU AMERICAS LLC|8701
GPRK|GEOPARK LIMITED|VGRD|Vanguard Marketing Corporation|45256
GPRK|GEOPARK LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|15972
GPRK|GEOPARK LIMITED|WEED|Weeden & Co.L.P.|799
GPRK|GEOPARK LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6095
GPRK|GEOPARK LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3943
GPRK|GEOPARK LIMITED|WGIF|CIBC World Markets Inc.|2456
GPRK|GEOPARK LIMITED|WOLF|Wolfe Trahan Securities|500
GPRK|GEOPARK LIMITED|WSEA|WOLVERINE SECURITIES, LLC|15885
GPRK|GEOPARK LIMITED|XIST|INSTINET, LLC|11200
GPRK|GEOPARK LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|143618
GPRK|GEOPARK LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|1110
GPRK|GEOPARK LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2980
GPRO|GOPRO INC CL A CMN|ACPL|American Capital Partners, LLC|5365
GPRO|GOPRO INC CL A CMN|AGIS|Aegis Capital Corp.|13270
GPRO|GOPRO INC CL A CMN|ALTX|Alternet Securities Inc.|32091
GPRO|GOPRO INC CL A CMN|APCC|Apex Clearing Corporation|259100
GPRO|GOPRO INC CL A CMN|BANK|Primevest Financial Services, Inc.|80
GPRO|GOPRO INC CL A CMN|BARD|Robert W. Baird & Co. Incorporated|600
GPRO|GOPRO INC CL A CMN|BATM|CBOE TRADING, INC.|11799
GPRO|GOPRO INC CL A CMN|BBNT|BB&T SECURITIES, LLC|26580
GPRO|GOPRO INC CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|150215
GPRO|GOPRO INC CL A CMN|BIDS|BIDS TRADING L.P.|200
GPRO|GOPRO INC CL A CMN|BIMI|Banca IMI Securities Corp.|15376
GPRO|GOPRO INC CL A CMN|BKCM|BNY Mellon Capital Markets LLC|100
GPRO|GOPRO INC CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|153502
GPRO|GOPRO INC CL A CMN|BLKX|INSTINET, LLC|27000
GPRO|GOPRO INC CL A CMN|BMOC|BMO Capital Markets Corp.|17712
GPRO|GOPRO INC CL A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|510447
GPRO|GOPRO INC CL A CMN|BTIG|BTIG, LLC|49768
GPRO|GOPRO INC CL A CMN|BYXM|CBOE TRADING, INC.|1620
GPRO|GOPRO INC CL A CMN|CANT|Cantor Fitzgerald & Co.|35019
GPRO|GOPRO INC CL A CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|56526
GPRO|GOPRO INC CL A CMN|CHAS|Charles Schwab & Co., Inc.|31772
GPRO|GOPRO INC CL A CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|552
GPRO|GOPRO INC CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|338433
GPRO|GOPRO INC CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|655
GPRO|GOPRO INC CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26330
GPRO|GOPRO INC CL A CMN|CRFN|ROBINHOOD FINANCIAL, LLC|301
GPRO|GOPRO INC CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|875903
GPRO|GOPRO INC CL A CMN|CTDL|Citadel Derivatives Group Llc|63805
GPRO|GOPRO INC CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|241178
GPRO|GOPRO INC CL A CMN|DAWA|Daiwa Capital Markets America Inc.|195735
GPRO|GOPRO INC CL A CMN|DBAB|Deutsche Bank Securities Inc.|436624
GPRO|GOPRO INC CL A CMN|DBAX|Deutsche Bank Securities Inc.|1103400
GPRO|GOPRO INC CL A CMN|DCHF|Dart Executions, LLC|111373
GPRO|GOPRO INC CL A CMN|DEAN|MORGAN STANLEY|28803
GPRO|GOPRO INC CL A CMN|DEGS|RONIN PROFESSIONAL LLC|61797
GPRO|GOPRO INC CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13430
GPRO|GOPRO INC CL A CMN|DOTC|Dougherty & Company LLC|1200
GPRO|GOPRO INC CL A CMN|EBXL|EBX LLC|256000
GPRO|GOPRO INC CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|100728
GPRO|GOPRO INC CL A CMN|EDJC|Edward Jones / CDS|65
GPRO|GOPRO INC CL A CMN|EDJO|Edward D. Jones & Co., L.P.|32951
GPRO|GOPRO INC CL A CMN|EGAM|CBOE TRADING, INC.|69898
GPRO|GOPRO INC CL A CMN|EGAW|CBOE TRADING, INC.|600
GPRO|GOPRO INC CL A CMN|EGXM|CBOE TRADING, INC.|55308
GPRO|GOPRO INC CL A CMN|EGXW|CBOE TRADING, INC.|1762
GPRO|GOPRO INC CL A CMN|EROP|Eroom Securities L.L.C.|21700
GPRO|GOPRO INC CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|68432
GPRO|GOPRO INC CL A CMN|ETCC|Electronic Transaction Clearing, Inc.|800
GPRO|GOPRO INC CL A CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12512
GPRO|GOPRO INC CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12137
GPRO|GOPRO INC CL A CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|300
GPRO|GOPRO INC CL A CMN|ETRS|E*Trade Securities LLC|4530419
GPRO|GOPRO INC CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|1700504
GPRO|GOPRO INC CL A CMN|FBSB|U.S. Bancorp Investments, Inc.|3611
GPRO|GOPRO INC CL A CMN|FFSI|Firstrade Securities Inc.|584
GPRO|GOPRO INC CL A CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|40
GPRO|GOPRO INC CL A CMN|FILL|Tradestation Securities, Inc.|296500
GPRO|GOPRO INC CL A CMN|FMAF|NBCN Inc./ CDS|20098
GPRO|GOPRO INC CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|7132014
GPRO|GOPRO INC CL A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2500
GPRO|GOPRO INC CL A CMN|FQLS|Quantlab Securities LP|1084082
GPRO|GOPRO INC CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|243132
GPRO|GOPRO INC CL A CMN|FTBR|Foliofn Investments, Inc.|18497
GPRO|GOPRO INC CL A CMN|GBMT|GBM International, Inc.|131917
GPRO|GOPRO INC CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|101642
GPRO|GOPRO INC CL A CMN|GLIS|TD Securities Inc|585
GPRO|GOPRO INC CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|57036
GPRO|GOPRO INC CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|1520604
GPRO|GOPRO INC CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|255954
GPRO|GOPRO INC CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|10414
GPRO|GOPRO INC CL A CMN|GTSZ|GTS SECURITIES LLC|48805
GPRO|GOPRO INC CL A CMN|HAPX|HAP Trading, LLC|2108
GPRO|GOPRO INC CL A CMN|HRBF|American Enterprise Investment Services Inc.|67052
GPRO|GOPRO INC CL A CMN|HSBC|HSBC Securities, Inc.|162672
GPRO|GOPRO INC CL A CMN|IATS|INTERACTIVE BROKERS LLC|374762
GPRO|GOPRO INC CL A CMN|IBKR|Interactive Brokers Llc|1231886
GPRO|GOPRO INC CL A CMN|ICBX|INSTINET, LLC|157290
GPRO|GOPRO INC CL A CMN|IEQY|CITADEL SECURITIES LLC|254604
GPRO|GOPRO INC CL A CMN|INCA|INSTINET, LLC|835636
GPRO|GOPRO INC CL A CMN|INJX|INSTINET, LLC|40237
GPRO|GOPRO INC CL A CMN|ITGI|ITG Inc.|142793
GPRO|GOPRO INC CL A CMN|ITGP|ITG INC.|298000
GPRO|GOPRO INC CL A CMN|JANY|Janney Montgomery Scott Inc.|8457
GPRO|GOPRO INC CL A CMN|JEFF|JEFFERIES LLC|345655
GPRO|GOPRO INC CL A CMN|JMPT|JUMP TRADING, LLC|174188
GPRO|GOPRO INC CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|66742
GPRO|GOPRO INC CL A CMN|JPMX|J.P. Morgan Securities LLC|985313
GPRO|GOPRO INC CL A CMN|JSJX|JANE STREET CAPITAL LLC|35781
GPRO|GOPRO INC CL A CMN|KCGM|VIRTU Americas LLC|151475
GPRO|GOPRO INC CL A CMN|LEHM|Barclays Capital Inc./Le|2774641
GPRO|GOPRO INC CL A CMN|LGNT|COR CLEARING LLC|906
GPRO|GOPRO INC CL A CMN|LIME|Lime Brokerage LLC|382313
GPRO|GOPRO INC CL A CMN|LMGP|LIME BROKERAGE LLC|1800
GPRO|GOPRO INC CL A CMN|LOOP|Loop Capital Markets LLC|2096
GPRO|GOPRO INC CL A CMN|LSCI|Lek Securities Corporation|288349
GPRO|GOPRO INC CL A CMN|MAXM|Maxim Group LLC|42114
GPRO|GOPRO INC CL A CMN|MBTS|ALLY INVEST SECURITIES LLC|24821
GPRO|GOPRO INC CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|490162
GPRO|GOPRO INC CL A CMN|MOTF|MOTIF INVESTING, INC.|19
GPRO|GOPRO INC CL A CMN|MPSG|E D & F Man Capital Markets Inc.|40274
GPRO|GOPRO INC CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|5653157
GPRO|GOPRO INC CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|975500
GPRO|GOPRO INC CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|777400
GPRO|GOPRO INC CL A CMN|NFSC|National Financial Services LLC|1979755
GPRO|GOPRO INC CL A CMN|NITE|VIRTU Americas LLC|6672858
GPRO|GOPRO INC CL A CMN|NITP|VIRTU Americas LLC|40580
GPRO|GOPRO INC CL A CMN|NQRB|Brut, LLC|20785
GPRO|GOPRO INC CL A CMN|OHOS|TWO SIGMA SECURITIES, LLC|14958
GPRO|GOPRO INC CL A CMN|OPCO|Oppenheimer & Co. Inc.|3078
GPRO|GOPRO INC CL A CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11923
GPRO|GOPRO INC CL A CMN|PCPT|PHILLIP CAPITAL INC.|25658
GPRO|GOPRO INC CL A CMN|PDQM|CODA MARKETS, INC.|85216
GPRO|GOPRO INC CL A CMN|PHLY|NASDAQ Execution Services, LLC|46000
GPRO|GOPRO INC CL A CMN|PREC|PRECISION SECURITIES, LLC|36000
GPRO|GOPRO INC CL A CMN|PWJC|UBS Financial Services, Inc.|10696
GPRO|GOPRO INC CL A CMN|RAJA|Raymond James & Associates, Inc.|14461
GPRO|GOPRO INC CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|35861
GPRO|GOPRO INC CL A CMN|RGLD|Regal Securities, Inc|153
GPRO|GOPRO INC CL A CMN|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2500
GPRO|GOPRO INC CL A CMN|SAGL|SAGETRADER, LLC|5300
GPRO|GOPRO INC CL A CMN|SALI|INTL FCSTONE FINANCIAL INC.|1800
GPRO|GOPRO INC CL A CMN|SBSH|Citigroup Global Markets Inc.|765822
GPRO|GOPRO INC CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|486612
GPRO|GOPRO INC CL A CMN|SOGO|Wang Investment Associates, Inc.|80
GPRO|GOPRO INC CL A CMN|SPDR|SPEEDROUTE LLC|5874
GPRO|GOPRO INC CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|114156
GPRO|GOPRO INC CL A CMN|STKP|STOCKPILE INVESTMENTS, INC.|7516
GPRO|GOPRO INC CL A CMN|SWIM|TD Ameritrade, Inc.|1900462
GPRO|GOPRO INC CL A CMN|SWST|Hilltop Securities Inc.|1804
GPRO|GOPRO INC CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|216839
GPRO|GOPRO INC CL A CMN|TRBT|Tradebot Systems, Inc.|1219294
GPRO|GOPRO INC CL A CMN|TRCM|TRC MARKETS LLC|602675
GPRO|GOPRO INC CL A CMN|TWTT|TASTYWORKS, INC.|12542
GPRO|GOPRO INC CL A CMN|UBSA|UBS SECURITIES LLC|1299931
GPRO|GOPRO INC CL A CMN|UBSS|UBS Securities LLC|1635697
GPRO|GOPRO INC CL A CMN|VALX|VIRTU AMERICAS LLC|91677
GPRO|GOPRO INC CL A CMN|VGRD|Vanguard Marketing Corporation|159162
GPRO|GOPRO INC CL A CMN|VSIN|Vision Financial Markets Llc|3461
GPRO|GOPRO INC CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|264720
GPRO|GOPRO INC CL A CMN|WEDB|WEDBUSH SECURITIES INC.|84194
GPRO|GOPRO INC CL A CMN|WEED|Weeden & Co.L.P.|3200
GPRO|GOPRO INC CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|234033
GPRO|GOPRO INC CL A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|166028
GPRO|GOPRO INC CL A CMN|WGIF|CIBC World Markets Inc.|26620
GPRO|GOPRO INC CL A CMN|WORD|Worden Capital Management LLC|26237
GPRO|GOPRO INC CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|212123
GPRO|GOPRO INC CL A CMN|WTFS|JUST2TRADE, INC.|742
GPRO|GOPRO INC CL A CMN|XIST|INSTINET, LLC|47200
GPRO|GOPRO INC CL A CMN|XPQR|Jump Trading|10
GPRO|GOPRO INC CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|73450
GPRO|GOPRO INC CL A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2368
GPRO|GOPRO INC CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25094
GPS|GAP INC|ABLE|NATIXIS Securities Americas LLC|254031
GPS|GAP INC|ALTX|Alternet Securities Inc.|28608
GPS|GAP INC|ANOS|ABEL/NOSER, L.L.C.|1059
GPS|GAP INC|APCC|Apex Clearing Corporation|10314
GPS|GAP INC|BANK|Primevest Financial Services, Inc.|23
GPS|GAP INC|BARD|Robert W. Baird & Co. Incorporated|203731
GPS|GAP INC|BATM|CBOE TRADING, INC.|17684
GPS|GAP INC|BAYC|BAY CREST PARTNERS, LLC|6959
GPS|GAP INC|BAYT|BTIG, LLC|11300
GPS|GAP INC|BBNT|BB&T SECURITIES, LLC|533
GPS|GAP INC|BERN|Sanford C. Bernstein & Co., LLC|429676
GPS|GAP INC|BIAD|SAGETRADER, LLC|2500
GPS|GAP INC|BIDS|BIDS TRADING L.P.|1400
GPS|GAP INC|BIMI|Banca IMI Securities Corp.|10
GPS|GAP INC|BKCM|BNY Mellon Capital Markets LLC|3200
GPS|GAP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32239
GPS|GAP INC|BLKX|INSTINET, LLC|84199
GPS|GAP INC|BMOC|BMO Capital Markets Corp.|40047
GPS|GAP INC|BNPX|BNP PARIBAS SECURITIES CORP.|146577
GPS|GAP INC|BTIG|BTIG, LLC|15868
GPS|GAP INC|BYXM|CBOE TRADING, INC.|7859
GPS|GAP INC|BZYD|GOLDMAN SACHS & CO. LLC|800
GPS|GAP INC|CANT|Cantor Fitzgerald & Co.|4537
GPS|GAP INC|CBRA|Cobra Trading, Inc.|1000
GPS|GAP INC|CHAS|Charles Schwab & Co., Inc.|4134
GPS|GAP INC|CIBP|CIBC World Markets Corp.|12039
GPS|GAP INC|CIOI|CITIGROUP GLOBAL MARKETS INC|74000
GPS|GAP INC|CIST|Capital Institutional Services, Inc.|16000
GPS|GAP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|630759
GPS|GAP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12600
GPS|GAP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17003
GPS|GAP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2005380
GPS|GAP INC|CTDE|CHOICETRADE|1
GPS|GAP INC|CTDL|Citadel Derivatives Group Llc|111696
GPS|GAP INC|CTLR|CUTLER GROUP, LP|200
GPS|GAP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|512544
GPS|GAP INC|DADA|D.A. Davidson & Co.|1017
GPS|GAP INC|DBAB|Deutsche Bank Securities Inc.|1711527
GPS|GAP INC|DBAX|Deutsche Bank Securities Inc.|1692800
GPS|GAP INC|DBUL|Deutsche Bank Securities Inc.|18111
GPS|GAP INC|DCHF|Dart Executions, LLC|5156
GPS|GAP INC|DEAN|MORGAN STANLEY|3628
GPS|GAP INC|DEGS|RONIN PROFESSIONAL LLC|1200
GPS|GAP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23129
GPS|GAP INC|EBXL|EBX LLC|983000
GPS|GAP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|173858
GPS|GAP INC|EDJC|Edward Jones / CDS|270
GPS|GAP INC|EDJO|Edward D. Jones & Co., L.P.|2702
GPS|GAP INC|EGAM|CBOE TRADING, INC.|79337
GPS|GAP INC|EGAW|CBOE TRADING, INC.|66
GPS|GAP INC|EGMT|EG MARKET TECHNOLOGIES LLC|201
GPS|GAP INC|EGXM|CBOE TRADING, INC.|15945
GPS|GAP INC|EGXW|CBOE TRADING, INC.|600
GPS|GAP INC|EROM|Eroom Securities L.L.C.|910
GPS|GAP INC|ETBE|Electronic Transaction Clearing, Inc.|61182
GPS|GAP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
GPS|GAP INC|ETCC|Electronic Transaction Clearing, Inc.|1721
GPS|GAP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25742
GPS|GAP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3337
GPS|GAP INC|ETRS|E*Trade Securities LLC|773851
GPS|GAP INC|FBRC|B. RILEY FBR, INC.|2000
GPS|GAP INC|FILL|Tradestation Securities, Inc.|42101
GPS|GAP INC|FMAF|NBCN Inc./ CDS|2813
GPS|GAP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|237745
GPS|GAP INC|FQLS|Quantlab Securities LP|2180604
GPS|GAP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|750854
GPS|GAP INC|FTBR|Foliofn Investments, Inc.|21015
GPS|GAP INC|GBMT|GBM International, Inc.|16788
GPS|GAP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|21400
GPS|GAP INC|GLIS|TD Securities Inc|8411
GPS|GAP INC|GLPX|ACS EXECUTION SERVICES, LLC|156551
GPS|GAP INC|GSCO|GOLDMAN SACHS & CO. LLC|7175739
GPS|GAP INC|GSCS|GOLDMAN SACHS & CO. LLC|68819
GPS|GAP INC|GSLT|GOLDMAN SACHS & CO. LLC|42450
GPS|GAP INC|GTSZ|GTS SECURITIES LLC|444136
GPS|GAP INC|HRBF|American Enterprise Investment Services Inc.|20099
GPS|GAP INC|HSBC|HSBC Securities, Inc.|16046
GPS|GAP INC|IATS|INTERACTIVE BROKERS LLC|54270
GPS|GAP INC|IBKR|Interactive Brokers Llc|117596
GPS|GAP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|342
GPS|GAP INC|ICBX|INSTINET, LLC|329414
GPS|GAP INC|IEQY|CITADEL SECURITIES LLC|1105587
GPS|GAP INC|INCA|INSTINET, LLC|1341482
GPS|GAP INC|INJX|INSTINET, LLC|10744
GPS|GAP INC|ITGI|ITG Inc.|127736
GPS|GAP INC|ITGP|ITG INC.|514600
GPS|GAP INC|JANY|Janney Montgomery Scott Inc.|735
GPS|GAP INC|JEFF|JEFFERIES LLC|468536
GPS|GAP INC|JMPT|JUMP TRADING, LLC|356534
GPS|GAP INC|JONE|JonesTrading|3720
GPS|GAP INC|JPBX|J.P. MORGAN SECURITIES LLC|1320040
GPS|GAP INC|JPMX|J.P. Morgan Securities LLC|2467772
GPS|GAP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
GPS|GAP INC|JSJX|JANE STREET CAPITAL LLC|34838
GPS|GAP INC|KCGM|VIRTU Americas LLC|399070
GPS|GAP INC|LBOW|Longbow Securities, LLC|3100
GPS|GAP INC|LEHM|Barclays Capital Inc./Le|4827114
GPS|GAP INC|LIME|Lime Brokerage LLC|81102
GPS|GAP INC|LIWE|LIME BROKERAGE LLC|2400
GPS|GAP INC|LOOP|Loop Capital Markets LLC|1699
GPS|GAP INC|LQNA|LIQUIDNET, INC.|287500
GPS|GAP INC|LSCI|Lek Securities Corporation|175023
GPS|GAP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
GPS|GAP INC|MACQ|Macquarie Capital (USA) Inc.|150438
GPS|GAP INC|MAXM|Maxim Group LLC|22370
GPS|GAP INC|MBTS|ALLY INVEST SECURITIES LLC|3000
GPS|GAP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1028217
GPS|GAP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2100
GPS|GAP INC|MOTF|MOTIF INVESTING, INC.|12
GPS|GAP INC|MSCO|MORGAN STANLEY & CO. LLC|6482887
GPS|GAP INC|MSPL|MORGAN STANLEY & CO. LLC|2176900
GPS|GAP INC|MSTX|MORGAN STANLEY & CO. LLC|1878800
GPS|GAP INC|NATL|National Securities Corporation|250
GPS|GAP INC|NFSC|National Financial Services LLC|553036
GPS|GAP INC|NITE|VIRTU Americas LLC|1873655
GPS|GAP INC|NITP|VIRTU Americas LLC|901
GPS|GAP INC|NQRB|Brut, LLC|196453
GPS|GAP INC|NTBF|BMO Nesbitt Burns Inc./CDS|1324
GPS|GAP INC|NTRC|Northern Trust Securities, Inc.|4599
GPS|GAP INC|OHOS|TWO SIGMA SECURITIES, LLC|370916
GPS|GAP INC|OPCO|Oppenheimer & Co. Inc.|316808
GPS|GAP INC|PDQM|CODA MARKETS, INC.|95284
GPS|GAP INC|PHLY|NASDAQ Execution Services, LLC|6800
GPS|GAP INC|PWJC|UBS Financial Services, Inc.|2856
GPS|GAP INC|QMSR|QUATTRO M SECURITIES INC.|21682
GPS|GAP INC|RBCM|RBC CAPITAL MARKETS, LLC|16778
GPS|GAP INC|RGLD|Regal Securities, Inc|250
GPS|GAP INC|SAGL|SAGETRADER, LLC|133342
GPS|GAP INC|SAGW|SAGETRADER, LLC|682
GPS|GAP INC|SALI|INTL FCSTONE FINANCIAL INC.|500
GPS|GAP INC|SBSH|Citigroup Global Markets Inc.|1037566
GPS|GAP INC|SGMT|GOLDMAN SACHS & CO. LLC|745870
GPS|GAP INC|SIBO|Prime Executions, Inc.|11328
GPS|GAP INC|SJLS|TRADE INFORMATICS LLC|200
GPS|GAP INC|SPDR|SPEEDROUTE LLC|62715
GPS|GAP INC|SPHN|Stephens Inc.|681606
GPS|GAP INC|SPNT|SEVEN POINTS CAPITAL, LLC|1000
GPS|GAP INC|STFC|Stuart Frankel & Co., Incorporated|180
GPS|GAP INC|STFL|Stifel, Nicolaus & Company, Incorporated|102385
GPS|GAP INC|STKP|STOCKPILE INVESTMENTS, INC.|62
GPS|GAP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13396
GPS|GAP INC|SWIM|TD Ameritrade, Inc.|277243
GPS|GAP INC|SWST|Hilltop Securities Inc.|158
GPS|GAP INC|TAGC|TELSEY ADVISORY GROUP LLC|59034
GPS|GAP INC|TKNG|ALLY INVEST SECURITIES LLC|21714
GPS|GAP INC|TMBR|Timber Hill LLC|22059
GPS|GAP INC|TOUR|TOURMALINE PARTNERS, LLC|200
GPS|GAP INC|TRBT|Tradebot Systems, Inc.|978751
GPS|GAP INC|TRCM|TRC MARKETS LLC|1062140
GPS|GAP INC|TWTT|TASTYWORKS, INC.|1648
GPS|GAP INC|UBSA|UBS SECURITIES LLC|3441134
GPS|GAP INC|UBSS|UBS Securities LLC|3854045
GPS|GAP INC|VALX|VIRTU AMERICAS LLC|76793
GPS|GAP INC|VGRD|Vanguard Marketing Corporation|14699
GPS|GAP INC|WABR|Wall Street Access|1199
GPS|GAP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|14912
GPS|GAP INC|WCHV|WELLS FARGO SECURITIES, LLC|325814
GPS|GAP INC|WDNX|WEEDEN & CO.L.P.|152
GPS|GAP INC|WEDB|WEDBUSH SECURITIES INC.|367607
GPS|GAP INC|WEED|Weeden & Co.L.P.|3700
GPS|GAP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|138050
GPS|GAP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13495
GPS|GAP INC|WGIF|CIBC World Markets Inc.|11643
GPS|GAP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2438
GPS|GAP INC|WSEA|WOLVERINE SECURITIES, LLC|32347
GPS|GAP INC|XIST|INSTINET, LLC|210580
GPS|GAP INC|XPQR|Jump Trading|700
GPS|GAP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|151458
GPS|GAP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|7964
GPS|GAP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8577
GPT|GRAMERCY PROPERTY TR|ADAM|CANACCORD GENUITY INC.|100
GPT|GRAMERCY PROPERTY TR|AGIS|Aegis Capital Corp.|1000
GPT|GRAMERCY PROPERTY TR|ALTX|Alternet Securities Inc.|4828
GPT|GRAMERCY PROPERTY TR|APCC|Apex Clearing Corporation|6990
GPT|GRAMERCY PROPERTY TR|AQUA|AQUA SECURITIES L.P.|25000
GPT|GRAMERCY PROPERTY TR|BANK|Primevest Financial Services, Inc.|704
GPT|GRAMERCY PROPERTY TR|BARD|Robert W. Baird & Co. Incorporated|9495
GPT|GRAMERCY PROPERTY TR|BATM|CBOE TRADING, INC.|13429
GPT|GRAMERCY PROPERTY TR|BAYT|BTIG, LLC|600
GPT|GRAMERCY PROPERTY TR|BBNT|BB&T SECURITIES, LLC|175
GPT|GRAMERCY PROPERTY TR|BERN|Sanford C. Bernstein & Co., LLC|2003
GPT|GRAMERCY PROPERTY TR|BIDS|BIDS TRADING L.P.|800
GPT|GRAMERCY PROPERTY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20827
GPT|GRAMERCY PROPERTY TR|BLKX|INSTINET, LLC|17600
GPT|GRAMERCY PROPERTY TR|BMOC|BMO Capital Markets Corp.|6501
GPT|GRAMERCY PROPERTY TR|BNCH|The Benchmark Company, LLC|11464
GPT|GRAMERCY PROPERTY TR|BNPX|BNP PARIBAS SECURITIES CORP.|26690
GPT|GRAMERCY PROPERTY TR|BTIG|BTIG, LLC|601588
GPT|GRAMERCY PROPERTY TR|BYXM|CBOE TRADING, INC.|200
GPT|GRAMERCY PROPERTY TR|CANT|Cantor Fitzgerald & Co.|101636
GPT|GRAMERCY PROPERTY TR|CBLC|CITIGROUP GLOBAL MARKETS INC.|12400
GPT|GRAMERCY PROPERTY TR|CHAS|Charles Schwab & Co., Inc.|15937
GPT|GRAMERCY PROPERTY TR|CHLC|CHURCHILL CAPITAL USA, INC.|1176900
GPT|GRAMERCY PROPERTY TR|CIST|Capital Institutional Services, Inc.|12062
GPT|GRAMERCY PROPERTY TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|399945
GPT|GRAMERCY PROPERTY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|56465
GPT|GRAMERCY PROPERTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|440449
GPT|GRAMERCY PROPERTY TR|CSMS|CORNERSTONE MACRO LLC|3900
GPT|GRAMERCY PROPERTY TR|CTDL|Citadel Derivatives Group Llc|22746
GPT|GRAMERCY PROPERTY TR|CTLR|CUTLER GROUP, LP|400
GPT|GRAMERCY PROPERTY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|261816
GPT|GRAMERCY PROPERTY TR|DADA|D.A. Davidson & Co.|1042
GPT|GRAMERCY PROPERTY TR|DBAB|Deutsche Bank Securities Inc.|407179
GPT|GRAMERCY PROPERTY TR|DBAX|Deutsche Bank Securities Inc.|801500
GPT|GRAMERCY PROPERTY TR|DCHF|Dart Executions, LLC|596
GPT|GRAMERCY PROPERTY TR|DEAN|MORGAN STANLEY|148697
GPT|GRAMERCY PROPERTY TR|DEGS|RONIN PROFESSIONAL LLC|198
GPT|GRAMERCY PROPERTY TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9782
GPT|GRAMERCY PROPERTY TR|EBXL|EBX LLC|651900
GPT|GRAMERCY PROPERTY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2029
GPT|GRAMERCY PROPERTY TR|EDJC|Edward Jones / CDS|250
GPT|GRAMERCY PROPERTY TR|EDJO|Edward D. Jones & Co., L.P.|1365
GPT|GRAMERCY PROPERTY TR|EGAM|CBOE TRADING, INC.|19806
GPT|GRAMERCY PROPERTY TR|EGAW|CBOE TRADING, INC.|732
GPT|GRAMERCY PROPERTY TR|EGXM|CBOE TRADING, INC.|100
GPT|GRAMERCY PROPERTY TR|ETBE|Electronic Transaction Clearing, Inc.|30654
GPT|GRAMERCY PROPERTY TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
GPT|GRAMERCY PROPERTY TR|ETRS|E*Trade Securities LLC|34982
GPT|GRAMERCY PROPERTY TR|FBSB|U.S. Bancorp Investments, Inc.|10
GPT|GRAMERCY PROPERTY TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1594
GPT|GRAMERCY PROPERTY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31810
GPT|GRAMERCY PROPERTY TR|FTBR|Foliofn Investments, Inc.|348
GPT|GRAMERCY PROPERTY TR|GEBB|GLOBAL EXECUTION BROKERS, LP|3100
GPT|GRAMERCY PROPERTY TR|GLPX|ACS EXECUTION SERVICES, LLC|66920
GPT|GRAMERCY PROPERTY TR|GSCO|GOLDMAN SACHS & CO. LLC|1754035
GPT|GRAMERCY PROPERTY TR|GSCS|GOLDMAN SACHS & CO. LLC|106212
GPT|GRAMERCY PROPERTY TR|GSLT|GOLDMAN SACHS & CO. LLC|57633
GPT|GRAMERCY PROPERTY TR|GTSZ|GTS SECURITIES LLC|87892
GPT|GRAMERCY PROPERTY TR|HRBF|American Enterprise Investment Services Inc.|42289
GPT|GRAMERCY PROPERTY TR|IATS|INTERACTIVE BROKERS LLC|17170
GPT|GRAMERCY PROPERTY TR|IBKR|Interactive Brokers Llc|25711
GPT|GRAMERCY PROPERTY TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
GPT|GRAMERCY PROPERTY TR|ICBX|INSTINET, LLC|539324
GPT|GRAMERCY PROPERTY TR|IEQY|CITADEL SECURITIES LLC|193240
GPT|GRAMERCY PROPERTY TR|INCA|INSTINET, LLC|377059
GPT|GRAMERCY PROPERTY TR|INJX|INSTINET, LLC|817
GPT|GRAMERCY PROPERTY TR|ITGI|ITG Inc.|664993
GPT|GRAMERCY PROPERTY TR|ITGP|ITG INC.|1035400
GPT|GRAMERCY PROPERTY TR|JANY|Janney Montgomery Scott Inc.|625
GPT|GRAMERCY PROPERTY TR|JEFF|JEFFERIES LLC|726638
GPT|GRAMERCY PROPERTY TR|JMPT|JUMP TRADING, LLC|76761
GPT|GRAMERCY PROPERTY TR|JPBX|J.P. MORGAN SECURITIES LLC|45649
GPT|GRAMERCY PROPERTY TR|JPMX|J.P. Morgan Securities LLC|889577
GPT|GRAMERCY PROPERTY TR|JSJX|JANE STREET CAPITAL LLC|91535
GPT|GRAMERCY PROPERTY TR|KCGM|VIRTU Americas LLC|262795
GPT|GRAMERCY PROPERTY TR|KEYB|KEYBANC CAPITAL MARKETS INC.|5764
GPT|GRAMERCY PROPERTY TR|LEHM|Barclays Capital Inc./Le|1308852
GPT|GRAMERCY PROPERTY TR|LIME|Lime Brokerage LLC|1075561
GPT|GRAMERCY PROPERTY TR|LOOP|Loop Capital Markets LLC|1300
GPT|GRAMERCY PROPERTY TR|LSCI|Lek Securities Corporation|14
GPT|GRAMERCY PROPERTY TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
GPT|GRAMERCY PROPERTY TR|MACQ|Macquarie Capital (USA) Inc.|1953
GPT|GRAMERCY PROPERTY TR|MAXM|Maxim Group LLC|1321
GPT|GRAMERCY PROPERTY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|507490
GPT|GRAMERCY PROPERTY TR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|15920
GPT|GRAMERCY PROPERTY TR|MNDX|TJM Investments, LLC|24200
GPT|GRAMERCY PROPERTY TR|MOTF|MOTIF INVESTING, INC.|1
GPT|GRAMERCY PROPERTY TR|MSCO|MORGAN STANLEY & CO. LLC|580636
GPT|GRAMERCY PROPERTY TR|MSPL|MORGAN STANLEY & CO. LLC|585400
GPT|GRAMERCY PROPERTY TR|MSTX|MORGAN STANLEY & CO. LLC|45000
GPT|GRAMERCY PROPERTY TR|MULL|MARK J. MULLER EQUITIES, INC.|6602
GPT|GRAMERCY PROPERTY TR|MZHO|Mizuho Securities USA LLC|930791
GPT|GRAMERCY PROPERTY TR|NFSC|National Financial Services LLC|110330
GPT|GRAMERCY PROPERTY TR|NITE|VIRTU Americas LLC|552834
GPT|GRAMERCY PROPERTY TR|NITP|VIRTU Americas LLC|226098
GPT|GRAMERCY PROPERTY TR|NQRB|Brut, LLC|31060
GPT|GRAMERCY PROPERTY TR|NTRC|Northern Trust Securities, Inc.|4715
GPT|GRAMERCY PROPERTY TR|OPCO|Oppenheimer & Co. Inc.|25643
GPT|GRAMERCY PROPERTY TR|PDQM|CODA MARKETS, INC.|130211
GPT|GRAMERCY PROPERTY TR|PIPR|Piper Jaffray & Co.|4967
GPT|GRAMERCY PROPERTY TR|PWJC|UBS Financial Services, Inc.|21
GPT|GRAMERCY PROPERTY TR|QMSR|QUATTRO M SECURITIES INC.|1173
GPT|GRAMERCY PROPERTY TR|RBCM|RBC CAPITAL MARKETS, LLC|8224
GPT|GRAMERCY PROPERTY TR|SAGL|SAGETRADER, LLC|100
GPT|GRAMERCY PROPERTY TR|SAGW|SAGETRADER, LLC|39
GPT|GRAMERCY PROPERTY TR|SBSH|Citigroup Global Markets Inc.|216764
GPT|GRAMERCY PROPERTY TR|SEIC|SEI Investments Distribution Co.|1286
GPT|GRAMERCY PROPERTY TR|SGMT|GOLDMAN SACHS & CO. LLC|508635
GPT|GRAMERCY PROPERTY TR|SPDR|SPEEDROUTE LLC|45288
GPT|GRAMERCY PROPERTY TR|SPHN|Stephens Inc.|7754
GPT|GRAMERCY PROPERTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|726
GPT|GRAMERCY PROPERTY TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20254
GPT|GRAMERCY PROPERTY TR|SWIM|TD Ameritrade, Inc.|2382
GPT|GRAMERCY PROPERTY TR|SWST|Hilltop Securities Inc.|3378
GPT|GRAMERCY PROPERTY TR|TKNG|ALLY INVEST SECURITIES LLC|575
GPT|GRAMERCY PROPERTY TR|TRBT|Tradebot Systems, Inc.|108506
GPT|GRAMERCY PROPERTY TR|TRCM|TRC MARKETS LLC|33910
GPT|GRAMERCY PROPERTY TR|UBSA|UBS SECURITIES LLC|1510525
GPT|GRAMERCY PROPERTY TR|UBSS|UBS Securities LLC|603402
GPT|GRAMERCY PROPERTY TR|UFPA|UNITED FIRST PARTNERS LLC|14600
GPT|GRAMERCY PROPERTY TR|VALX|VIRTU AMERICAS LLC|91031
GPT|GRAMERCY PROPERTY TR|VGRD|Vanguard Marketing Corporation|14762
GPT|GRAMERCY PROPERTY TR|WBLR|WILLIAM BLAIR|371
GPT|GRAMERCY PROPERTY TR|WBPX|SUMMIT SECURITIES GROUP, LLC|10619
GPT|GRAMERCY PROPERTY TR|WCHV|WELLS FARGO SECURITIES, LLC|439640
GPT|GRAMERCY PROPERTY TR|WDNX|WEEDEN & CO.L.P.|1176
GPT|GRAMERCY PROPERTY TR|WEDB|WEDBUSH SECURITIES INC.|910
GPT|GRAMERCY PROPERTY TR|WEED|Weeden & Co.L.P.|61479
GPT|GRAMERCY PROPERTY TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|116
GPT|GRAMERCY PROPERTY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10387
GPT|GRAMERCY PROPERTY TR|WOLF|Wolfe Trahan Securities|25800
GPT|GRAMERCY PROPERTY TR|WSEA|WOLVERINE SECURITIES, LLC|1895
GPT|GRAMERCY PROPERTY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|101682
GPT|GRAMERCY PROPERTY TR|YKNA|COMHAR CAPITAL MARKETS, LLC|101
GPT|GRAMERCY PROPERTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33380
GPT$A|GRAMERCY PPTY 7.125|BKMM|BNY MELLON CAPITAL MARKETS, LLC|65
GPT$A|GRAMERCY PPTY 7.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
GPT$A|GRAMERCY PPTY 7.125|DEAN|MORGAN STANLEY|117
GPT$A|GRAMERCY PPTY 7.125|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2900
GPT$A|GRAMERCY PPTY 7.125|EBXL|EBX LLC|400
GPT$A|GRAMERCY PPTY 7.125|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
GPT$A|GRAMERCY PPTY 7.125|EGAM|CBOE TRADING, INC.|100
GPT$A|GRAMERCY PPTY 7.125|ETRS|E*Trade Securities LLC|9038
GPT$A|GRAMERCY PPTY 7.125|GLPX|ACS EXECUTION SERVICES, LLC|2
GPT$A|GRAMERCY PPTY 7.125|GSCS|GOLDMAN SACHS & CO. LLC|400
GPT$A|GRAMERCY PPTY 7.125|IATS|INTERACTIVE BROKERS LLC|200
GPT$A|GRAMERCY PPTY 7.125|IBKR|Interactive Brokers Llc|299
GPT$A|GRAMERCY PPTY 7.125|ICBX|INSTINET, LLC|100
GPT$A|GRAMERCY PPTY 7.125|INJX|INSTINET, LLC|100
GPT$A|GRAMERCY PPTY 7.125|JEFF|JEFFERIES LLC|300
GPT$A|GRAMERCY PPTY 7.125|KCGM|VIRTU Americas LLC|100
GPT$A|GRAMERCY PPTY 7.125|LIME|Lime Brokerage LLC|129
GPT$A|GRAMERCY PPTY 7.125|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
GPT$A|GRAMERCY PPTY 7.125|MSCO|MORGAN STANLEY & CO. LLC|2211
GPT$A|GRAMERCY PPTY 7.125|NFSC|National Financial Services LLC|3070
GPT$A|GRAMERCY PPTY 7.125|NITE|VIRTU Americas LLC|17693
GPT$A|GRAMERCY PPTY 7.125|OPCO|Oppenheimer & Co. Inc.|1000
GPT$A|GRAMERCY PPTY 7.125|PDQM|CODA MARKETS, INC.|18
GPT$A|GRAMERCY PPTY 7.125|STFL|Stifel, Nicolaus & Company, Incorporated|400
GPT$A|GRAMERCY PPTY 7.125|UBSA|UBS SECURITIES LLC|600
GPT$A|GRAMERCY PPTY 7.125|UBSS|UBS Securities LLC|6314
GPT$A|GRAMERCY PPTY 7.125|VGRD|Vanguard Marketing Corporation|709
GPT$A|GRAMERCY PPTY 7.125|WCHV|WELLS FARGO SECURITIES, LLC|8533
GPT$A|GRAMERCY PPTY 7.125|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11732
GPX|GP STRATEGIES CP|ALTX|Alternet Securities Inc.|219
GPX|GP STRATEGIES CP|ANOS|ABEL/NOSER, L.L.C.|1809
GPX|GP STRATEGIES CP|APCC|Apex Clearing Corporation|11
GPX|GP STRATEGIES CP|BATM|CBOE TRADING, INC.|301
GPX|GP STRATEGIES CP|BAYT|BTIG, LLC|200
GPX|GP STRATEGIES CP|BERN|Sanford C. Bernstein & Co., LLC|25038
GPX|GP STRATEGIES CP|BLKX|INSTINET, LLC|45400
GPX|GP STRATEGIES CP|BNPX|BNP PARIBAS SECURITIES CORP.|1638
GPX|GP STRATEGIES CP|BTIG|BTIG, LLC|459
GPX|GP STRATEGIES CP|BZYD|GOLDMAN SACHS & CO. LLC|300
GPX|GP STRATEGIES CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17321
GPX|GP STRATEGIES CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
GPX|GP STRATEGIES CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21341
GPX|GP STRATEGIES CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5630
GPX|GP STRATEGIES CP|DBAB|Deutsche Bank Securities Inc.|4090
GPX|GP STRATEGIES CP|DBAX|Deutsche Bank Securities Inc.|9300
GPX|GP STRATEGIES CP|DEAN|MORGAN STANLEY|100
GPX|GP STRATEGIES CP|DEGS|RONIN PROFESSIONAL LLC|540
GPX|GP STRATEGIES CP|EBXL|EBX LLC|16600
GPX|GP STRATEGIES CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|221
GPX|GP STRATEGIES CP|EDJO|Edward D. Jones & Co., L.P.|100
GPX|GP STRATEGIES CP|EGAM|CBOE TRADING, INC.|600
GPX|GP STRATEGIES CP|EGXM|CBOE TRADING, INC.|209
GPX|GP STRATEGIES CP|ETRS|E*Trade Securities LLC|1542
GPX|GP STRATEGIES CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2391
GPX|GP STRATEGIES CP|FTBR|Foliofn Investments, Inc.|9
GPX|GP STRATEGIES CP|GLPX|ACS EXECUTION SERVICES, LLC|89
GPX|GP STRATEGIES CP|GSCO|GOLDMAN SACHS & CO. LLC|25269
GPX|GP STRATEGIES CP|GSCS|GOLDMAN SACHS & CO. LLC|6617
GPX|GP STRATEGIES CP|GSLT|GOLDMAN SACHS & CO. LLC|6
GPX|GP STRATEGIES CP|GTSZ|GTS SECURITIES LLC|3092
GPX|GP STRATEGIES CP|IATS|INTERACTIVE BROKERS LLC|2233
GPX|GP STRATEGIES CP|IBKR|Interactive Brokers Llc|5977
GPX|GP STRATEGIES CP|ICBX|INSTINET, LLC|27600
GPX|GP STRATEGIES CP|IEQY|CITADEL SECURITIES LLC|326
GPX|GP STRATEGIES CP|INCA|INSTINET, LLC|10472
GPX|GP STRATEGIES CP|INJX|INSTINET, LLC|1370
GPX|GP STRATEGIES CP|ITGI|ITG Inc.|1345
GPX|GP STRATEGIES CP|ITGP|ITG INC.|39600
GPX|GP STRATEGIES CP|JEFF|JEFFERIES LLC|13619
GPX|GP STRATEGIES CP|JPMX|J.P. Morgan Securities LLC|23776
GPX|GP STRATEGIES CP|KCGM|VIRTU Americas LLC|6164
GPX|GP STRATEGIES CP|LEHM|Barclays Capital Inc./Le|24954
GPX|GP STRATEGIES CP|LIME|Lime Brokerage LLC|5176
GPX|GP STRATEGIES CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
GPX|GP STRATEGIES CP|LQNA|LIQUIDNET, INC.|4500
GPX|GP STRATEGIES CP|LSCI|Lek Securities Corporation|1
GPX|GP STRATEGIES CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24800
GPX|GP STRATEGIES CP|MSCO|MORGAN STANLEY & CO. LLC|16593
GPX|GP STRATEGIES CP|MSPL|MORGAN STANLEY & CO. LLC|18300
GPX|GP STRATEGIES CP|MSTX|MORGAN STANLEY & CO. LLC|200
GPX|GP STRATEGIES CP|NEUB|NEUBERGER BERMAN BD LLC|420
GPX|GP STRATEGIES CP|NFSC|National Financial Services LLC|5850
GPX|GP STRATEGIES CP|NITE|VIRTU Americas LLC|25466
GPX|GP STRATEGIES CP|NQRB|Brut, LLC|1000
GPX|GP STRATEGIES CP|OPCO|Oppenheimer & Co. Inc.|2181
GPX|GP STRATEGIES CP|PDQM|CODA MARKETS, INC.|583
GPX|GP STRATEGIES CP|RBCM|RBC CAPITAL MARKETS, LLC|51
GPX|GP STRATEGIES CP|RILY|B. RILEY FBR, INC.|4074
GPX|GP STRATEGIES CP|SBSH|Citigroup Global Markets Inc.|108106
GPX|GP STRATEGIES CP|SGMT|GOLDMAN SACHS & CO. LLC|7051
GPX|GP STRATEGIES CP|SPDR|SPEEDROUTE LLC|100
GPX|GP STRATEGIES CP|SWIM|TD Ameritrade, Inc.|50
GPX|GP STRATEGIES CP|TKNG|ALLY INVEST SECURITIES LLC|198
GPX|GP STRATEGIES CP|TMBR|Timber Hill LLC|2
GPX|GP STRATEGIES CP|TRBT|Tradebot Systems, Inc.|1117
GPX|GP STRATEGIES CP|TRCM|TRC MARKETS LLC|1229
GPX|GP STRATEGIES CP|UBSA|UBS SECURITIES LLC|46358
GPX|GP STRATEGIES CP|UBSS|UBS Securities LLC|49609
GPX|GP STRATEGIES CP|VALX|VIRTU AMERICAS LLC|542
GPX|GP STRATEGIES CP|VGRD|Vanguard Marketing Corporation|150
GPX|GP STRATEGIES CP|WABR|Wall Street Access|200
GPX|GP STRATEGIES CP|WCHV|WELLS FARGO SECURITIES, LLC|6231
GPX|GP STRATEGIES CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|208
GPX|GP STRATEGIES CP|WSEA|WOLVERINE SECURITIES, LLC|129
GPX|GP STRATEGIES CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|11200
GQRE|FLEXSHARES GQRE|ALTX|Alternet Securities Inc.|100
GQRE|FLEXSHARES GQRE|APCC|Apex Clearing Corporation|35
GQRE|FLEXSHARES GQRE|BANK|Primevest Financial Services, Inc.|4
GQRE|FLEXSHARES GQRE|BARD|Robert W. Baird & Co. Incorporated|1595
GQRE|FLEXSHARES GQRE|BBNT|BB&T SECURITIES, LLC|400
GQRE|FLEXSHARES GQRE|BTIG|BTIG, LLC|48
GQRE|FLEXSHARES GQRE|CHAS|Charles Schwab & Co., Inc.|5
GQRE|FLEXSHARES GQRE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37
GQRE|FLEXSHARES GQRE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GQRE|FLEXSHARES GQRE|DBAB|Deutsche Bank Securities Inc.|100
GQRE|FLEXSHARES GQRE|EBXL|EBX LLC|100
GQRE|FLEXSHARES GQRE|EGAM|CBOE TRADING, INC.|475
GQRE|FLEXSHARES GQRE|ETRS|E*Trade Securities LLC|7
GQRE|FLEXSHARES GQRE|FINX|FINTECH SECURITIES|20
GQRE|FLEXSHARES GQRE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|510
GQRE|FLEXSHARES GQRE|FTBR|Foliofn Investments, Inc.|1
GQRE|FLEXSHARES GQRE|GSLT|GOLDMAN SACHS & CO. LLC|1035
GQRE|FLEXSHARES GQRE|HRBF|American Enterprise Investment Services Inc.|1
GQRE|FLEXSHARES GQRE|IBKR|Interactive Brokers Llc|6
GQRE|FLEXSHARES GQRE|ICBX|INSTINET, LLC|600
GQRE|FLEXSHARES GQRE|ITGI|ITG Inc.|1886
GQRE|FLEXSHARES GQRE|JSJX|JANE STREET CAPITAL LLC|38796
GQRE|FLEXSHARES GQRE|LIME|Lime Brokerage LLC|1078
GQRE|FLEXSHARES GQRE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GQRE|FLEXSHARES GQRE|MACC|Mid Atlantic Capital Corporation|1669
GQRE|FLEXSHARES GQRE|MSCO|MORGAN STANLEY & CO. LLC|678
GQRE|FLEXSHARES GQRE|NFSC|National Financial Services LLC|5596
GQRE|FLEXSHARES GQRE|NITE|VIRTU Americas LLC|3197
GQRE|FLEXSHARES GQRE|NTRC|Northern Trust Securities, Inc.|258
GQRE|FLEXSHARES GQRE|RBCM|RBC CAPITAL MARKETS, LLC|713
GQRE|FLEXSHARES GQRE|SWIM|TD Ameritrade, Inc.|1
GQRE|FLEXSHARES GQRE|UBSA|UBS SECURITIES LLC|100
GQRE|FLEXSHARES GQRE|UBSS|UBS Securities LLC|3000
GQRE|FLEXSHARES GQRE|VGRD|Vanguard Marketing Corporation|31
GQRE|FLEXSHARES GQRE|WCHV|WELLS FARGO SECURITIES, LLC|14
GQRE|FLEXSHARES GQRE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|551
GRA|GRACE W R CO NEW|ABLE|NATIXIS Securities Americas LLC|59500
GRA|GRACE W R CO NEW|ALTX|Alternet Securities Inc.|10733
GRA|GRACE W R CO NEW|APCC|Apex Clearing Corporation|19
GRA|GRACE W R CO NEW|BARD|Robert W. Baird & Co. Incorporated|15
GRA|GRACE W R CO NEW|BATM|CBOE TRADING, INC.|9453
GRA|GRACE W R CO NEW|BAYC|BAY CREST PARTNERS, LLC|1090
GRA|GRACE W R CO NEW|BERN|Sanford C. Bernstein & Co., LLC|19759
GRA|GRACE W R CO NEW|BIDS|BIDS TRADING L.P.|200
GRA|GRACE W R CO NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
GRA|GRACE W R CO NEW|BLKX|INSTINET, LLC|1272068
GRA|GRACE W R CO NEW|BMOC|BMO Capital Markets Corp.|25000
GRA|GRACE W R CO NEW|BNPX|BNP PARIBAS SECURITIES CORP.|261
GRA|GRACE W R CO NEW|BTIG|BTIG, LLC|982
GRA|GRACE W R CO NEW|BYXM|CBOE TRADING, INC.|1561
GRA|GRACE W R CO NEW|BZYD|GOLDMAN SACHS & CO. LLC|648
GRA|GRACE W R CO NEW|CABR|Cabrera Capital Markets, Inc.|25
GRA|GRACE W R CO NEW|CANT|Cantor Fitzgerald & Co.|1
GRA|GRACE W R CO NEW|CHAS|Charles Schwab & Co., Inc.|3
GRA|GRACE W R CO NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60248
GRA|GRACE W R CO NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
GRA|GRACE W R CO NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1116
GRA|GRACE W R CO NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|199399
GRA|GRACE W R CO NEW|CTDL|Citadel Derivatives Group Llc|7553
GRA|GRACE W R CO NEW|CTLR|CUTLER GROUP, LP|992
GRA|GRACE W R CO NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|11954
GRA|GRACE W R CO NEW|DADA|D.A. Davidson & Co.|1
GRA|GRACE W R CO NEW|DBAB|Deutsche Bank Securities Inc.|173442
GRA|GRACE W R CO NEW|DBAX|Deutsche Bank Securities Inc.|192900
GRA|GRACE W R CO NEW|DCHF|Dart Executions, LLC|1944
GRA|GRACE W R CO NEW|DEAN|MORGAN STANLEY|3578
GRA|GRACE W R CO NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
GRA|GRACE W R CO NEW|EBXL|EBX LLC|164100
GRA|GRACE W R CO NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|6334
GRA|GRACE W R CO NEW|EDJO|Edward D. Jones & Co., L.P.|229
GRA|GRACE W R CO NEW|EGAM|CBOE TRADING, INC.|27831
GRA|GRACE W R CO NEW|EGAW|CBOE TRADING, INC.|42
GRA|GRACE W R CO NEW|EGMT|EG MARKET TECHNOLOGIES LLC|441
GRA|GRACE W R CO NEW|EGXM|CBOE TRADING, INC.|1155
GRA|GRACE W R CO NEW|ETBE|Electronic Transaction Clearing, Inc.|7580
GRA|GRACE W R CO NEW|ETCC|Electronic Transaction Clearing, Inc.|420
GRA|GRACE W R CO NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14257
GRA|GRACE W R CO NEW|ETRS|E*Trade Securities LLC|4900
GRA|GRACE W R CO NEW|FILL|Tradestation Securities, Inc.|66
GRA|GRACE W R CO NEW|FMAF|NBCN Inc./ CDS|250
GRA|GRACE W R CO NEW|FMCO|First Manhattan Co|1690
GRA|GRACE W R CO NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27284
GRA|GRACE W R CO NEW|FQLS|Quantlab Securities LP|221976
GRA|GRACE W R CO NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76870
GRA|GRACE W R CO NEW|FTBR|Foliofn Investments, Inc.|329
GRA|GRACE W R CO NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|10012
GRA|GRACE W R CO NEW|GLIS|TD Securities Inc|340
GRA|GRACE W R CO NEW|GLPX|ACS EXECUTION SERVICES, LLC|119066
GRA|GRACE W R CO NEW|GSCO|GOLDMAN SACHS & CO. LLC|1721541
GRA|GRACE W R CO NEW|GSCS|GOLDMAN SACHS & CO. LLC|19280
GRA|GRACE W R CO NEW|GSLT|GOLDMAN SACHS & CO. LLC|9761
GRA|GRACE W R CO NEW|GTSZ|GTS SECURITIES LLC|132930
GRA|GRACE W R CO NEW|HRBF|American Enterprise Investment Services Inc.|2115
GRA|GRACE W R CO NEW|HSBC|HSBC Securities, Inc.|102
GRA|GRACE W R CO NEW|IATS|INTERACTIVE BROKERS LLC|931
GRA|GRACE W R CO NEW|IBKR|Interactive Brokers Llc|2213
GRA|GRACE W R CO NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|502
GRA|GRACE W R CO NEW|ICBX|INSTINET, LLC|17800
GRA|GRACE W R CO NEW|INCA|INSTINET, LLC|233930
GRA|GRACE W R CO NEW|INJX|INSTINET, LLC|2600
GRA|GRACE W R CO NEW|ITGI|ITG Inc.|69199
GRA|GRACE W R CO NEW|ITGP|ITG INC.|683200
GRA|GRACE W R CO NEW|JANY|Janney Montgomery Scott Inc.|324
GRA|GRACE W R CO NEW|JEFF|JEFFERIES LLC|132447
GRA|GRACE W R CO NEW|JMPT|JUMP TRADING, LLC|32263
GRA|GRACE W R CO NEW|JONE|JonesTrading|3935
GRA|GRACE W R CO NEW|JPBX|J.P. MORGAN SECURITIES LLC|128990
GRA|GRACE W R CO NEW|JPMX|J.P. Morgan Securities LLC|714172
GRA|GRACE W R CO NEW|JSJX|JANE STREET CAPITAL LLC|7195
GRA|GRACE W R CO NEW|KCGM|VIRTU Americas LLC|36341
GRA|GRACE W R CO NEW|KEYB|KEYBANC CAPITAL MARKETS INC.|54400
GRA|GRACE W R CO NEW|LEHM|Barclays Capital Inc./Le|367499
GRA|GRACE W R CO NEW|LIME|Lime Brokerage LLC|13965
GRA|GRACE W R CO NEW|LOOP|Loop Capital Markets LLC|400
GRA|GRACE W R CO NEW|LSCI|Lek Securities Corporation|1689
GRA|GRACE W R CO NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63190
GRA|GRACE W R CO NEW|MOTF|MOTIF INVESTING, INC.|13
GRA|GRACE W R CO NEW|MSCO|MORGAN STANLEY & CO. LLC|1903172
GRA|GRACE W R CO NEW|MSPL|MORGAN STANLEY & CO. LLC|165400
GRA|GRACE W R CO NEW|MSTX|MORGAN STANLEY & CO. LLC|94500
GRA|GRACE W R CO NEW|MTON|MILLINGTON SECURITIES, INC.|5336
GRA|GRACE W R CO NEW|NEUB|NEUBERGER BERMAN BD LLC|697
GRA|GRACE W R CO NEW|NFSC|National Financial Services LLC|18855
GRA|GRACE W R CO NEW|NITE|VIRTU Americas LLC|135392
GRA|GRACE W R CO NEW|NITP|VIRTU Americas LLC|100
GRA|GRACE W R CO NEW|NQRB|Brut, LLC|19225
GRA|GRACE W R CO NEW|OHOS|TWO SIGMA SECURITIES, LLC|12120
GRA|GRACE W R CO NEW|OPCO|Oppenheimer & Co. Inc.|1157
GRA|GRACE W R CO NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
GRA|GRACE W R CO NEW|PDQM|CODA MARKETS, INC.|736542
GRA|GRACE W R CO NEW|PWJC|UBS Financial Services, Inc.|641
GRA|GRACE W R CO NEW|RBCM|RBC CAPITAL MARKETS, LLC|773
GRA|GRACE W R CO NEW|RGLD|Regal Securities, Inc|52
GRA|GRACE W R CO NEW|RHCO|Suntrust Robinson Humphrey, Inc.|2825
GRA|GRACE W R CO NEW|SAGL|SAGETRADER, LLC|105147
GRA|GRACE W R CO NEW|SAGW|SAGETRADER, LLC|800
GRA|GRACE W R CO NEW|SBSH|Citigroup Global Markets Inc.|66611
GRA|GRACE W R CO NEW|SGMT|GOLDMAN SACHS & CO. LLC|85921
GRA|GRACE W R CO NEW|SPDR|SPEEDROUTE LLC|19101
GRA|GRACE W R CO NEW|STFL|Stifel, Nicolaus & Company, Incorporated|989
GRA|GRACE W R CO NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3933
GRA|GRACE W R CO NEW|SWIM|TD Ameritrade, Inc.|2638
GRA|GRACE W R CO NEW|TAGC|TELSEY ADVISORY GROUP LLC|600
GRA|GRACE W R CO NEW|TKNG|ALLY INVEST SECURITIES LLC|28
GRA|GRACE W R CO NEW|TRBT|Tradebot Systems, Inc.|197231
GRA|GRACE W R CO NEW|TRCM|TRC MARKETS LLC|49733
GRA|GRACE W R CO NEW|UBSA|UBS SECURITIES LLC|351675
GRA|GRACE W R CO NEW|UBSS|UBS Securities LLC|744150
GRA|GRACE W R CO NEW|VALX|VIRTU AMERICAS LLC|6154
GRA|GRACE W R CO NEW|VGRD|Vanguard Marketing Corporation|1215
GRA|GRACE W R CO NEW|WABR|Wall Street Access|5336
GRA|GRACE W R CO NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|300
GRA|GRACE W R CO NEW|WCHV|WELLS FARGO SECURITIES, LLC|23857
GRA|GRACE W R CO NEW|WDNX|WEEDEN & CO.L.P.|2086
GRA|GRACE W R CO NEW|WEDB|WEDBUSH SECURITIES INC.|1154
GRA|GRACE W R CO NEW|WEED|Weeden & Co.L.P.|150
GRA|GRACE W R CO NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|103321
GRA|GRACE W R CO NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26175
GRA|GRACE W R CO NEW|WSEA|WOLVERINE SECURITIES, LLC|660
GRA|GRACE W R CO NEW|XIST|INSTINET, LLC|25070
GRA|GRACE W R CO NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|5620
GRA|GRACE W R CO NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|7676
GRA|GRACE W R CO NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|464
GRBIC|GABELLI RBI NEXTSHAR|FTBR|Foliofn Investments, Inc.|2
GRBIC|GABELLI RBI NEXTSHAR|NITE|VIRTU Americas LLC|2
GRBK|GREEN BRICK PARTNERS|AGIS|Aegis Capital Corp.|15100
GRBK|GREEN BRICK PARTNERS|ALTX|Alternet Securities Inc.|6900
GRBK|GREEN BRICK PARTNERS|APCC|Apex Clearing Corporation|1140
GRBK|GREEN BRICK PARTNERS|BATM|CBOE TRADING, INC.|14026
GRBK|GREEN BRICK PARTNERS|BAYC|BAY CREST PARTNERS, LLC|33
GRBK|GREEN BRICK PARTNERS|BAYT|BTIG, LLC|2600
GRBK|GREEN BRICK PARTNERS|BBNT|BB&T SECURITIES, LLC|4500
GRBK|GREEN BRICK PARTNERS|BERN|Sanford C. Bernstein & Co., LLC|7400
GRBK|GREEN BRICK PARTNERS|BLKX|INSTINET, LLC|46620
GRBK|GREEN BRICK PARTNERS|BMOC|BMO Capital Markets Corp.|3852
GRBK|GREEN BRICK PARTNERS|BNPX|BNP PARIBAS SECURITIES CORP.|2315
GRBK|GREEN BRICK PARTNERS|BTIG|BTIG, LLC|370909
GRBK|GREEN BRICK PARTNERS|BYXM|CBOE TRADING, INC.|291
GRBK|GREEN BRICK PARTNERS|CANT|Cantor Fitzgerald & Co.|10400
GRBK|GREEN BRICK PARTNERS|CBLC|CITIGROUP GLOBAL MARKETS INC.|32200
GRBK|GREEN BRICK PARTNERS|CBOL|Mutual Securities Inc|30000
GRBK|GREEN BRICK PARTNERS|CHAS|Charles Schwab & Co., Inc.|1729
GRBK|GREEN BRICK PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|339203
GRBK|GREEN BRICK PARTNERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5361
GRBK|GREEN BRICK PARTNERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|60745
GRBK|GREEN BRICK PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59201
GRBK|GREEN BRICK PARTNERS|CTDL|Citadel Derivatives Group Llc|3891
GRBK|GREEN BRICK PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|122084
GRBK|GREEN BRICK PARTNERS|DBAB|Deutsche Bank Securities Inc.|58256
GRBK|GREEN BRICK PARTNERS|DBAX|Deutsche Bank Securities Inc.|233000
GRBK|GREEN BRICK PARTNERS|DBUL|Deutsche Bank Securities Inc.|300
GRBK|GREEN BRICK PARTNERS|DEAN|MORGAN STANLEY|23400
GRBK|GREEN BRICK PARTNERS|DEGS|RONIN PROFESSIONAL LLC|19477
GRBK|GREEN BRICK PARTNERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5500
GRBK|GREEN BRICK PARTNERS|EBXL|EBX LLC|172600
GRBK|GREEN BRICK PARTNERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|42880
GRBK|GREEN BRICK PARTNERS|EGAM|CBOE TRADING, INC.|9435
GRBK|GREEN BRICK PARTNERS|EGXM|CBOE TRADING, INC.|3401
GRBK|GREEN BRICK PARTNERS|EGXW|CBOE TRADING, INC.|5000
GRBK|GREEN BRICK PARTNERS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|12
GRBK|GREEN BRICK PARTNERS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1500
GRBK|GREEN BRICK PARTNERS|ETRS|E*Trade Securities LLC|16231
GRBK|GREEN BRICK PARTNERS|FBCO|Credit Suisse Securities (USA) LLC|235997
GRBK|GREEN BRICK PARTNERS|FILL|Tradestation Securities, Inc.|6404
GRBK|GREEN BRICK PARTNERS|FOMA|TD AMERITRADE CLEARING, INC.|49933
GRBK|GREEN BRICK PARTNERS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|105
GRBK|GREEN BRICK PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42024
GRBK|GREEN BRICK PARTNERS|FTBR|Foliofn Investments, Inc.|2966
GRBK|GREEN BRICK PARTNERS|GEBB|GLOBAL EXECUTION BROKERS, LP|10328
GRBK|GREEN BRICK PARTNERS|GLPX|ACS EXECUTION SERVICES, LLC|4706
GRBK|GREEN BRICK PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|392434
GRBK|GREEN BRICK PARTNERS|GSCS|GOLDMAN SACHS & CO. LLC|42167
GRBK|GREEN BRICK PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|35659
GRBK|GREEN BRICK PARTNERS|GTSZ|GTS SECURITIES LLC|73660
GRBK|GREEN BRICK PARTNERS|IATS|INTERACTIVE BROKERS LLC|12248
GRBK|GREEN BRICK PARTNERS|IBKR|Interactive Brokers Llc|340338
GRBK|GREEN BRICK PARTNERS|ICBX|INSTINET, LLC|39821
GRBK|GREEN BRICK PARTNERS|IEQY|CITADEL SECURITIES LLC|6200
GRBK|GREEN BRICK PARTNERS|INCA|INSTINET, LLC|149254
GRBK|GREEN BRICK PARTNERS|INJX|INSTINET, LLC|73847
GRBK|GREEN BRICK PARTNERS|ITGI|ITG Inc.|104881
GRBK|GREEN BRICK PARTNERS|ITGP|ITG INC.|110000
GRBK|GREEN BRICK PARTNERS|JANY|Janney Montgomery Scott Inc.|6875
GRBK|GREEN BRICK PARTNERS|JEFF|JEFFERIES LLC|55203
GRBK|GREEN BRICK PARTNERS|JMPT|JUMP TRADING, LLC|6158
GRBK|GREEN BRICK PARTNERS|JONE|JonesTrading|123640
GRBK|GREEN BRICK PARTNERS|JPBX|J.P. MORGAN SECURITIES LLC|5765
GRBK|GREEN BRICK PARTNERS|JPMX|J.P. Morgan Securities LLC|427879
GRBK|GREEN BRICK PARTNERS|JSJX|JANE STREET CAPITAL LLC|1071
GRBK|GREEN BRICK PARTNERS|KCGM|VIRTU Americas LLC|111878
GRBK|GREEN BRICK PARTNERS|LAFC|R. F. Lafferty & Co., Inc.|91494
GRBK|GREEN BRICK PARTNERS|LEHM|Barclays Capital Inc./Le|209184
GRBK|GREEN BRICK PARTNERS|LIME|Lime Brokerage LLC|115234
GRBK|GREEN BRICK PARTNERS|LQNA|LIQUIDNET, INC.|25000
GRBK|GREEN BRICK PARTNERS|LSCI|Lek Securities Corporation|2600
GRBK|GREEN BRICK PARTNERS|LTCO|Ladenburg, Thalmann & Co., Inc.|2700
GRBK|GREEN BRICK PARTNERS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GRBK|GREEN BRICK PARTNERS|MAXM|Maxim Group LLC|188466
GRBK|GREEN BRICK PARTNERS|MBTS|ALLY INVEST SECURITIES LLC|12
GRBK|GREEN BRICK PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92742
GRBK|GREEN BRICK PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|512774
GRBK|GREEN BRICK PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|120600
GRBK|GREEN BRICK PARTNERS|MSTX|MORGAN STANLEY & CO. LLC|6800
GRBK|GREEN BRICK PARTNERS|NATL|National Securities Corporation|3500
GRBK|GREEN BRICK PARTNERS|NFSC|National Financial Services LLC|126157
GRBK|GREEN BRICK PARTNERS|NITE|VIRTU Americas LLC|480981
GRBK|GREEN BRICK PARTNERS|NITP|VIRTU Americas LLC|1300
GRBK|GREEN BRICK PARTNERS|NQRB|Brut, LLC|3284
GRBK|GREEN BRICK PARTNERS|OPCO|Oppenheimer & Co. Inc.|17682
GRBK|GREEN BRICK PARTNERS|PDQM|CODA MARKETS, INC.|150103
GRBK|GREEN BRICK PARTNERS|PREC|PRECISION SECURITIES, LLC|6850
GRBK|GREEN BRICK PARTNERS|RAJA|Raymond James & Associates, Inc.|50557
GRBK|GREEN BRICK PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|5000
GRBK|GREEN BRICK PARTNERS|RHCO|Suntrust Robinson Humphrey, Inc.|16634
GRBK|GREEN BRICK PARTNERS|RJLC|RJL CAPITAL GROUP, LLC|5570
GRBK|GREEN BRICK PARTNERS|ROBT|Robotti & Company, LLC|281
GRBK|GREEN BRICK PARTNERS|SAGL|SAGETRADER, LLC|3717
GRBK|GREEN BRICK PARTNERS|SBSH|Citigroup Global Markets Inc.|1474545
GRBK|GREEN BRICK PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|166122
GRBK|GREEN BRICK PARTNERS|SPDR|SPEEDROUTE LLC|25560
GRBK|GREEN BRICK PARTNERS|SPNT|SEVEN POINTS CAPITAL, LLC|9100
GRBK|GREEN BRICK PARTNERS|SWIM|TD Ameritrade, Inc.|26864
GRBK|GREEN BRICK PARTNERS|SWST|Hilltop Securities Inc.|100
GRBK|GREEN BRICK PARTNERS|TIAN|TRIAD SECURITIES CORP|2500
GRBK|GREEN BRICK PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|1611
GRBK|GREEN BRICK PARTNERS|TRBT|Tradebot Systems, Inc.|14349
GRBK|GREEN BRICK PARTNERS|TRCM|TRC MARKETS LLC|53863
GRBK|GREEN BRICK PARTNERS|UBSA|UBS SECURITIES LLC|285285
GRBK|GREEN BRICK PARTNERS|UBSS|UBS Securities LLC|254203
GRBK|GREEN BRICK PARTNERS|VALX|VIRTU AMERICAS LLC|30794
GRBK|GREEN BRICK PARTNERS|VGRD|Vanguard Marketing Corporation|8793
GRBK|GREEN BRICK PARTNERS|VNDS|VANDHAM SECURITIES CORP|700
GRBK|GREEN BRICK PARTNERS|WABR|Wall Street Access|7650
GRBK|GREEN BRICK PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|59931
GRBK|GREEN BRICK PARTNERS|WEDB|WEDBUSH SECURITIES INC.|6400
GRBK|GREEN BRICK PARTNERS|WEED|Weeden & Co.L.P.|1500
GRBK|GREEN BRICK PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1797
GRBK|GREEN BRICK PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2703
GRBK|GREEN BRICK PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|2232
GRBK|GREEN BRICK PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|56800
GRBK|GREEN BRICK PARTNERS|YKNA|COMHAR CAPITAL MARKETS, LLC|3541
GRBK|GREEN BRICK PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1100
GRC|GORMAN RUPP CO|ALTX|Alternet Securities Inc.|2200
GRC|GORMAN RUPP CO|APCC|Apex Clearing Corporation|4082
GRC|GORMAN RUPP CO|BATM|CBOE TRADING, INC.|573
GRC|GORMAN RUPP CO|BERN|Sanford C. Bernstein & Co., LLC|33012
GRC|GORMAN RUPP CO|BIDS|BIDS TRADING L.P.|100
GRC|GORMAN RUPP CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|348
GRC|GORMAN RUPP CO|BNPX|BNP PARIBAS SECURITIES CORP.|1539
GRC|GORMAN RUPP CO|BZYD|GOLDMAN SACHS & CO. LLC|1600
GRC|GORMAN RUPP CO|CHAS|Charles Schwab & Co., Inc.|1
GRC|GORMAN RUPP CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28354
GRC|GORMAN RUPP CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4040
GRC|GORMAN RUPP CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2495
GRC|GORMAN RUPP CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46282
GRC|GORMAN RUPP CO|CTDL|Citadel Derivatives Group Llc|531
GRC|GORMAN RUPP CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|6282
GRC|GORMAN RUPP CO|DADA|D.A. Davidson & Co.|200
GRC|GORMAN RUPP CO|DBAB|Deutsche Bank Securities Inc.|9813
GRC|GORMAN RUPP CO|DBAX|Deutsche Bank Securities Inc.|61800
GRC|GORMAN RUPP CO|DEGS|RONIN PROFESSIONAL LLC|592
GRC|GORMAN RUPP CO|EBXL|EBX LLC|21200
GRC|GORMAN RUPP CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1623
GRC|GORMAN RUPP CO|EDJO|Edward D. Jones & Co., L.P.|93
GRC|GORMAN RUPP CO|EGAM|CBOE TRADING, INC.|1041
GRC|GORMAN RUPP CO|EGMT|EG MARKET TECHNOLOGIES LLC|500
GRC|GORMAN RUPP CO|EGXM|CBOE TRADING, INC.|804
GRC|GORMAN RUPP CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1700
GRC|GORMAN RUPP CO|ETRS|E*Trade Securities LLC|2300
GRC|GORMAN RUPP CO|FMAF|NBCN Inc./ CDS|600
GRC|GORMAN RUPP CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10
GRC|GORMAN RUPP CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23947
GRC|GORMAN RUPP CO|FTBR|Foliofn Investments, Inc.|185
GRC|GORMAN RUPP CO|GLIS|TD Securities Inc|100
GRC|GORMAN RUPP CO|GLPX|ACS EXECUTION SERVICES, LLC|3028
GRC|GORMAN RUPP CO|GSCO|GOLDMAN SACHS & CO. LLC|35152
GRC|GORMAN RUPP CO|GSCS|GOLDMAN SACHS & CO. LLC|300
GRC|GORMAN RUPP CO|GSLT|GOLDMAN SACHS & CO. LLC|303
GRC|GORMAN RUPP CO|GTSZ|GTS SECURITIES LLC|26504
GRC|GORMAN RUPP CO|HRBF|American Enterprise Investment Services Inc.|2
GRC|GORMAN RUPP CO|HSBC|HSBC Securities, Inc.|2029
GRC|GORMAN RUPP CO|IATS|INTERACTIVE BROKERS LLC|180
GRC|GORMAN RUPP CO|IBKR|Interactive Brokers Llc|1347
GRC|GORMAN RUPP CO|ICBX|INSTINET, LLC|2600
GRC|GORMAN RUPP CO|IEQY|CITADEL SECURITIES LLC|3093
GRC|GORMAN RUPP CO|INCA|INSTINET, LLC|11268
GRC|GORMAN RUPP CO|INJX|INSTINET, LLC|1522
GRC|GORMAN RUPP CO|ITGI|ITG Inc.|2980
GRC|GORMAN RUPP CO|ITGP|ITG INC.|24800
GRC|GORMAN RUPP CO|JANY|Janney Montgomery Scott Inc.|13
GRC|GORMAN RUPP CO|JEFF|JEFFERIES LLC|276927
GRC|GORMAN RUPP CO|JMPT|JUMP TRADING, LLC|765
GRC|GORMAN RUPP CO|JPBX|J.P. MORGAN SECURITIES LLC|326
GRC|GORMAN RUPP CO|JPMX|J.P. Morgan Securities LLC|32052
GRC|GORMAN RUPP CO|JSJX|JANE STREET CAPITAL LLC|967
GRC|GORMAN RUPP CO|KCGM|VIRTU Americas LLC|4404
GRC|GORMAN RUPP CO|LEHM|Barclays Capital Inc./Le|92898
GRC|GORMAN RUPP CO|LIME|Lime Brokerage LLC|23267
GRC|GORMAN RUPP CO|LQNA|LIQUIDNET, INC.|55400
GRC|GORMAN RUPP CO|LSCI|Lek Securities Corporation|11
GRC|GORMAN RUPP CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
GRC|GORMAN RUPP CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14596
GRC|GORMAN RUPP CO|MNDX|TJM Investments, LLC|100
GRC|GORMAN RUPP CO|MSCO|MORGAN STANLEY & CO. LLC|49021
GRC|GORMAN RUPP CO|MSPL|MORGAN STANLEY & CO. LLC|37800
GRC|GORMAN RUPP CO|MSTX|MORGAN STANLEY & CO. LLC|1200
GRC|GORMAN RUPP CO|NFSC|National Financial Services LLC|15852
GRC|GORMAN RUPP CO|NITE|VIRTU Americas LLC|57784
GRC|GORMAN RUPP CO|NQRB|Brut, LLC|600
GRC|GORMAN RUPP CO|NTBF|BMO Nesbitt Burns Inc./CDS|200
GRC|GORMAN RUPP CO|NTRC|Northern Trust Securities, Inc.|300
GRC|GORMAN RUPP CO|OPCO|Oppenheimer & Co. Inc.|1000
GRC|GORMAN RUPP CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
GRC|GORMAN RUPP CO|PDQM|CODA MARKETS, INC.|8229
GRC|GORMAN RUPP CO|PWJC|UBS Financial Services, Inc.|2985
GRC|GORMAN RUPP CO|RBCM|RBC CAPITAL MARKETS, LLC|2454
GRC|GORMAN RUPP CO|SBSH|Citigroup Global Markets Inc.|18468
GRC|GORMAN RUPP CO|SGMT|GOLDMAN SACHS & CO. LLC|11945
GRC|GORMAN RUPP CO|SPDR|SPEEDROUTE LLC|3300
GRC|GORMAN RUPP CO|STFL|Stifel, Nicolaus & Company, Incorporated|465
GRC|GORMAN RUPP CO|SWIM|TD Ameritrade, Inc.|15901
GRC|GORMAN RUPP CO|SWST|Hilltop Securities Inc.|600
GRC|GORMAN RUPP CO|TKNG|ALLY INVEST SECURITIES LLC|264
GRC|GORMAN RUPP CO|TRBT|Tradebot Systems, Inc.|5909
GRC|GORMAN RUPP CO|TRCM|TRC MARKETS LLC|8191
GRC|GORMAN RUPP CO|UBSA|UBS SECURITIES LLC|72170
GRC|GORMAN RUPP CO|UBSS|UBS Securities LLC|133938
GRC|GORMAN RUPP CO|VALX|VIRTU AMERICAS LLC|6213
GRC|GORMAN RUPP CO|VGRD|Vanguard Marketing Corporation|99
GRC|GORMAN RUPP CO|WCHV|WELLS FARGO SECURITIES, LLC|14149
GRC|GORMAN RUPP CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|355
GRC|GORMAN RUPP CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|262
GRC|GORMAN RUPP CO|WGIF|CIBC World Markets Inc.|287
GRC|GORMAN RUPP CO|WSEA|WOLVERINE SECURITIES, LLC|1185
GRC|GORMAN RUPP CO|XIST|INSTINET, LLC|400
GRC|GORMAN RUPP CO|XPQR|Jump Trading|700
GRC|GORMAN RUPP CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
GRC|GORMAN RUPP CO|YKNA|COMHAR CAPITAL MARKETS, LLC|2460
GRC|GORMAN RUPP CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|202
GREK|GLOBAL X GREECE ETF|ALTX|Alternet Securities Inc.|8000
GREK|GLOBAL X GREECE ETF|APCC|Apex Clearing Corporation|498
GREK|GLOBAL X GREECE ETF|BATM|CBOE TRADING, INC.|72083
GREK|GLOBAL X GREECE ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4989
GREK|GLOBAL X GREECE ETF|BYXM|CBOE TRADING, INC.|1200
GREK|GLOBAL X GREECE ETF|CANT|Cantor Fitzgerald & Co.|179610
GREK|GLOBAL X GREECE ETF|CHAS|Charles Schwab & Co., Inc.|82896
GREK|GLOBAL X GREECE ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107907
GREK|GLOBAL X GREECE ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2434
GREK|GLOBAL X GREECE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200053
GREK|GLOBAL X GREECE ETF|CSIN|Citadel Securities Institutional LLC|481228
GREK|GLOBAL X GREECE ETF|CTDL|Citadel Derivatives Group Llc|661834
GREK|GLOBAL X GREECE ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|14338
GREK|GLOBAL X GREECE ETF|DBAB|Deutsche Bank Securities Inc.|242515
GREK|GLOBAL X GREECE ETF|DBAX|Deutsche Bank Securities Inc.|167700
GREK|GLOBAL X GREECE ETF|DEAN|MORGAN STANLEY|2066
GREK|GLOBAL X GREECE ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18400
GREK|GLOBAL X GREECE ETF|EBXL|EBX LLC|195900
GREK|GLOBAL X GREECE ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
GREK|GLOBAL X GREECE ETF|EGAM|CBOE TRADING, INC.|12066
GREK|GLOBAL X GREECE ETF|EGAW|CBOE TRADING, INC.|900
GREK|GLOBAL X GREECE ETF|ETBE|Electronic Transaction Clearing, Inc.|6000
GREK|GLOBAL X GREECE ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10000
GREK|GLOBAL X GREECE ETF|ETRS|E*Trade Securities LLC|40447
GREK|GLOBAL X GREECE ETF|EVRS|E1 ASSET MANAGEMENT, INC.|2000
GREK|GLOBAL X GREECE ETF|FILL|Tradestation Securities, Inc.|2216
GREK|GLOBAL X GREECE ETF|FMAF|NBCN Inc./ CDS|2700
GREK|GLOBAL X GREECE ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15738
GREK|GLOBAL X GREECE ETF|FTBR|Foliofn Investments, Inc.|2687
GREK|GLOBAL X GREECE ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|39499
GREK|GLOBAL X GREECE ETF|GLIS|TD Securities Inc|420
GREK|GLOBAL X GREECE ETF|GLPX|ACS EXECUTION SERVICES, LLC|9310
GREK|GLOBAL X GREECE ETF|GSCO|GOLDMAN SACHS & CO. LLC|98911
GREK|GLOBAL X GREECE ETF|GSCS|GOLDMAN SACHS & CO. LLC|1200
GREK|GLOBAL X GREECE ETF|GSLT|GOLDMAN SACHS & CO. LLC|44100
GREK|GLOBAL X GREECE ETF|GTSZ|GTS SECURITIES LLC|6600
GREK|GLOBAL X GREECE ETF|HRBF|American Enterprise Investment Services Inc.|681
GREK|GLOBAL X GREECE ETF|IATS|INTERACTIVE BROKERS LLC|39195
GREK|GLOBAL X GREECE ETF|IBKR|Interactive Brokers Llc|196863
GREK|GLOBAL X GREECE ETF|ICBX|INSTINET, LLC|258690
GREK|GLOBAL X GREECE ETF|INCA|INSTINET, LLC|25267
GREK|GLOBAL X GREECE ETF|INJX|INSTINET, LLC|1500
GREK|GLOBAL X GREECE ETF|ITGI|ITG Inc.|7577
GREK|GLOBAL X GREECE ETF|ITGP|ITG INC.|55200
GREK|GLOBAL X GREECE ETF|JEFF|JEFFERIES LLC|33133
GREK|GLOBAL X GREECE ETF|JMPT|JUMP TRADING, LLC|42060
GREK|GLOBAL X GREECE ETF|JPMX|J.P. Morgan Securities LLC|210349
GREK|GLOBAL X GREECE ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|900258
GREK|GLOBAL X GREECE ETF|JSJX|JANE STREET CAPITAL LLC|390847
GREK|GLOBAL X GREECE ETF|KCGM|VIRTU Americas LLC|81897
GREK|GLOBAL X GREECE ETF|LEHM|Barclays Capital Inc./Le|605765
GREK|GLOBAL X GREECE ETF|LIME|Lime Brokerage LLC|4382
GREK|GLOBAL X GREECE ETF|MBTS|ALLY INVEST SECURITIES LLC|200
GREK|GLOBAL X GREECE ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|233218
GREK|GLOBAL X GREECE ETF|MSCO|MORGAN STANLEY & CO. LLC|236812
GREK|GLOBAL X GREECE ETF|MSPL|MORGAN STANLEY & CO. LLC|245300
GREK|GLOBAL X GREECE ETF|MSTX|MORGAN STANLEY & CO. LLC|1800
GREK|GLOBAL X GREECE ETF|NFSC|National Financial Services LLC|210614
GREK|GLOBAL X GREECE ETF|NITE|VIRTU Americas LLC|419668
GREK|GLOBAL X GREECE ETF|NITP|VIRTU Americas LLC|28327
GREK|GLOBAL X GREECE ETF|NQRB|Brut, LLC|6400
GREK|GLOBAL X GREECE ETF|NTBF|BMO Nesbitt Burns Inc./CDS|600
GREK|GLOBAL X GREECE ETF|OLDM|OLD MISSION CAPITAL, LLC|4100
GREK|GLOBAL X GREECE ETF|OPCO|Oppenheimer & Co. Inc.|11902
GREK|GLOBAL X GREECE ETF|PCPT|PHILLIP CAPITAL INC.|4800
GREK|GLOBAL X GREECE ETF|PDQM|CODA MARKETS, INC.|28630
GREK|GLOBAL X GREECE ETF|PHLY|NASDAQ Execution Services, LLC|1000
GREK|GLOBAL X GREECE ETF|PIPR|Piper Jaffray & Co.|1150
GREK|GLOBAL X GREECE ETF|RBCM|RBC CAPITAL MARKETS, LLC|6300
GREK|GLOBAL X GREECE ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|773
GREK|GLOBAL X GREECE ETF|SAGL|SAGETRADER, LLC|200
GREK|GLOBAL X GREECE ETF|SBSH|Citigroup Global Markets Inc.|55181
GREK|GLOBAL X GREECE ETF|SGMT|GOLDMAN SACHS & CO. LLC|122476
GREK|GLOBAL X GREECE ETF|SPDR|SPEEDROUTE LLC|700
GREK|GLOBAL X GREECE ETF|SWIM|TD Ameritrade, Inc.|44527
GREK|GLOBAL X GREECE ETF|TRBT|Tradebot Systems, Inc.|97130
GREK|GLOBAL X GREECE ETF|TWTT|TASTYWORKS, INC.|2100
GREK|GLOBAL X GREECE ETF|UBSA|UBS SECURITIES LLC|182811
GREK|GLOBAL X GREECE ETF|UBSS|UBS Securities LLC|391857
GREK|GLOBAL X GREECE ETF|VALX|VIRTU AMERICAS LLC|2300
GREK|GLOBAL X GREECE ETF|VGRD|Vanguard Marketing Corporation|11554
GREK|GLOBAL X GREECE ETF|WCHV|WELLS FARGO SECURITIES, LLC|244788
GREK|GLOBAL X GREECE ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5890
GREK|GLOBAL X GREECE ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20245
GREK|GLOBAL X GREECE ETF|WSEA|WOLVERINE SECURITIES, LLC|9256
GREK|GLOBAL X GREECE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|50156
GREK|GLOBAL X GREECE ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|700
GREK|GLOBAL X GREECE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43386
GRES|IQ GLOBAL RES|BANK|Primevest Financial Services, Inc.|400
GRES|IQ GLOBAL RES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70
GRES|IQ GLOBAL RES|CANT|Cantor Fitzgerald & Co.|828549
GRES|IQ GLOBAL RES|CHAS|Charles Schwab & Co., Inc.|1751
GRES|IQ GLOBAL RES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11846
GRES|IQ GLOBAL RES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3600
GRES|IQ GLOBAL RES|DBAX|Deutsche Bank Securities Inc.|900
GRES|IQ GLOBAL RES|DEAN|MORGAN STANLEY|2426
GRES|IQ GLOBAL RES|EBXL|EBX LLC|300
GRES|IQ GLOBAL RES|EGXM|CBOE TRADING, INC.|100
GRES|IQ GLOBAL RES|FBSB|U.S. Bancorp Investments, Inc.|75
GRES|IQ GLOBAL RES|FTBR|Foliofn Investments, Inc.|615
GRES|IQ GLOBAL RES|GEBB|GLOBAL EXECUTION BROKERS, LP|4877
GRES|IQ GLOBAL RES|GSLT|GOLDMAN SACHS & CO. LLC|200
GRES|IQ GLOBAL RES|GTSZ|GTS SECURITIES LLC|145
GRES|IQ GLOBAL RES|HRBF|American Enterprise Investment Services Inc.|3247
GRES|IQ GLOBAL RES|ICBX|INSTINET, LLC|2500
GRES|IQ GLOBAL RES|INCA|INSTINET, LLC|2100
GRES|IQ GLOBAL RES|JPMX|J.P. Morgan Securities LLC|4000
GRES|IQ GLOBAL RES|JSEB|JANE STREET EXECUTION SERVICES, LLC|174675
GRES|IQ GLOBAL RES|JSJX|JANE STREET CAPITAL LLC|9522
GRES|IQ GLOBAL RES|KCGM|VIRTU Americas LLC|1500
GRES|IQ GLOBAL RES|LEHM|Barclays Capital Inc./Le|5400
GRES|IQ GLOBAL RES|LIME|Lime Brokerage LLC|1757
GRES|IQ GLOBAL RES|MACC|Mid Atlantic Capital Corporation|37
GRES|IQ GLOBAL RES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
GRES|IQ GLOBAL RES|MSCO|MORGAN STANLEY & CO. LLC|7202
GRES|IQ GLOBAL RES|MSPL|MORGAN STANLEY & CO. LLC|1100
GRES|IQ GLOBAL RES|NFSC|National Financial Services LLC|31813
GRES|IQ GLOBAL RES|NITE|VIRTU Americas LLC|11673
GRES|IQ GLOBAL RES|OPCO|Oppenheimer & Co. Inc.|353
GRES|IQ GLOBAL RES|RBCM|RBC CAPITAL MARKETS, LLC|300
GRES|IQ GLOBAL RES|SGMT|GOLDMAN SACHS & CO. LLC|2106
GRES|IQ GLOBAL RES|UBSA|UBS SECURITIES LLC|4400
GRES|IQ GLOBAL RES|UBSS|UBS Securities LLC|8690
GRES|IQ GLOBAL RES|WCHV|WELLS FARGO SECURITIES, LLC|16072
GRES|IQ GLOBAL RES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|187628
GRF|EAGLE CAP GROWTH FD|CHAS|Charles Schwab & Co., Inc.|2
GRF|EAGLE CAP GROWTH FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
GRF|EAGLE CAP GROWTH FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
GRF|EAGLE CAP GROWTH FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
GRF|EAGLE CAP GROWTH FD|DBAX|Deutsche Bank Securities Inc.|700
GRF|EAGLE CAP GROWTH FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1828
GRF|EAGLE CAP GROWTH FD|ETRS|E*Trade Securities LLC|157
GRF|EAGLE CAP GROWTH FD|FILL|Tradestation Securities, Inc.|300
GRF|EAGLE CAP GROWTH FD|GLPX|ACS EXECUTION SERVICES, LLC|50
GRF|EAGLE CAP GROWTH FD|IATS|INTERACTIVE BROKERS LLC|248
GRF|EAGLE CAP GROWTH FD|IBKR|Interactive Brokers Llc|1178
GRF|EAGLE CAP GROWTH FD|INCA|INSTINET, LLC|424
GRF|EAGLE CAP GROWTH FD|ITGP|ITG INC.|400
GRF|EAGLE CAP GROWTH FD|LEHM|Barclays Capital Inc./Le|1000
GRF|EAGLE CAP GROWTH FD|LIME|Lime Brokerage LLC|506
GRF|EAGLE CAP GROWTH FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GRF|EAGLE CAP GROWTH FD|MBTS|ALLY INVEST SECURITIES LLC|100
GRF|EAGLE CAP GROWTH FD|MSCO|MORGAN STANLEY & CO. LLC|1822
GRF|EAGLE CAP GROWTH FD|NFSC|National Financial Services LLC|14166
GRF|EAGLE CAP GROWTH FD|NITE|VIRTU Americas LLC|17192
GRF|EAGLE CAP GROWTH FD|NQRB|Brut, LLC|100
GRF|EAGLE CAP GROWTH FD|PDQM|CODA MARKETS, INC.|151
GRF|EAGLE CAP GROWTH FD|SWIM|TD Ameritrade, Inc.|1300
GRF|EAGLE CAP GROWTH FD|UBSA|UBS SECURITIES LLC|1002
GRF|EAGLE CAP GROWTH FD|UBSS|UBS Securities LLC|2156
GRF|EAGLE CAP GROWTH FD|VGRD|Vanguard Marketing Corporation|1400
GRF|EAGLE CAP GROWTH FD|WEDB|WEDBUSH SECURITIES INC.|200
GRF|EAGLE CAP GROWTH FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5385
GRF|EAGLE CAP GROWTH FD|WSEA|WOLVERINE SECURITIES, LLC|13
GRFS|GRIFOLS, S.A.|ALTX|Alternet Securities Inc.|6150
GRFS|GRIFOLS, S.A.|APCC|Apex Clearing Corporation|137
GRFS|GRIFOLS, S.A.|BANK|Primevest Financial Services, Inc.|27
GRFS|GRIFOLS, S.A.|BARD|Robert W. Baird & Co. Incorporated|796
GRFS|GRIFOLS, S.A.|BATM|CBOE TRADING, INC.|973
GRFS|GRIFOLS, S.A.|BBNT|BB&T SECURITIES, LLC|50
GRFS|GRIFOLS, S.A.|BERN|Sanford C. Bernstein & Co., LLC|24878
GRFS|GRIFOLS, S.A.|BIDS|BIDS TRADING L.P.|137300
GRFS|GRIFOLS, S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1060
GRFS|GRIFOLS, S.A.|BLKX|INSTINET, LLC|24400
GRFS|GRIFOLS, S.A.|BMOC|BMO Capital Markets Corp.|1616
GRFS|GRIFOLS, S.A.|BNPX|BNP PARIBAS SECURITIES CORP.|3772
GRFS|GRIFOLS, S.A.|BTIG|BTIG, LLC|3325
GRFS|GRIFOLS, S.A.|BYXM|CBOE TRADING, INC.|700
GRFS|GRIFOLS, S.A.|CANT|Cantor Fitzgerald & Co.|1455
GRFS|GRIFOLS, S.A.|CHAS|Charles Schwab & Co., Inc.|8442
GRFS|GRIFOLS, S.A.|CLSA|CLSA AMERICAS, LLC|4000
GRFS|GRIFOLS, S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29648
GRFS|GRIFOLS, S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3726
GRFS|GRIFOLS, S.A.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|295
GRFS|GRIFOLS, S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|355025
GRFS|GRIFOLS, S.A.|CTDL|Citadel Derivatives Group Llc|10508
GRFS|GRIFOLS, S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|64262
GRFS|GRIFOLS, S.A.|DBAB|Deutsche Bank Securities Inc.|426647
GRFS|GRIFOLS, S.A.|DBAX|Deutsche Bank Securities Inc.|247500
GRFS|GRIFOLS, S.A.|DBUL|Deutsche Bank Securities Inc.|1092
GRFS|GRIFOLS, S.A.|DCHF|Dart Executions, LLC|772
GRFS|GRIFOLS, S.A.|DEAN|MORGAN STANLEY|15792
GRFS|GRIFOLS, S.A.|DEGS|RONIN PROFESSIONAL LLC|26724
GRFS|GRIFOLS, S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4103
GRFS|GRIFOLS, S.A.|EBXL|EBX LLC|89700
GRFS|GRIFOLS, S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6022
GRFS|GRIFOLS, S.A.|EDJC|Edward Jones / CDS|38
GRFS|GRIFOLS, S.A.|EDJO|Edward D. Jones & Co., L.P.|654
GRFS|GRIFOLS, S.A.|EGAM|CBOE TRADING, INC.|22115
GRFS|GRIFOLS, S.A.|EGAW|CBOE TRADING, INC.|100
GRFS|GRIFOLS, S.A.|EGXM|CBOE TRADING, INC.|1574
GRFS|GRIFOLS, S.A.|ETBE|Electronic Transaction Clearing, Inc.|31258
GRFS|GRIFOLS, S.A.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|52285
GRFS|GRIFOLS, S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18825
GRFS|GRIFOLS, S.A.|ETRS|E*Trade Securities LLC|2484
GRFS|GRIFOLS, S.A.|FBCO|Credit Suisse Securities (USA) LLC|639529
GRFS|GRIFOLS, S.A.|FILL|Tradestation Securities, Inc.|1288
GRFS|GRIFOLS, S.A.|FMAF|NBCN Inc./ CDS|310
GRFS|GRIFOLS, S.A.|FOMA|TD AMERITRADE CLEARING, INC.|49775
GRFS|GRIFOLS, S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120164
GRFS|GRIFOLS, S.A.|FTBR|Foliofn Investments, Inc.|15195
GRFS|GRIFOLS, S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|6940
GRFS|GRIFOLS, S.A.|GLPX|ACS EXECUTION SERVICES, LLC|13745
GRFS|GRIFOLS, S.A.|GSCO|GOLDMAN SACHS & CO. LLC|999765
GRFS|GRIFOLS, S.A.|GSCS|GOLDMAN SACHS & CO. LLC|7576
GRFS|GRIFOLS, S.A.|GSLT|GOLDMAN SACHS & CO. LLC|30943
GRFS|GRIFOLS, S.A.|GTSZ|GTS SECURITIES LLC|23321
GRFS|GRIFOLS, S.A.|HAPX|HAP Trading, LLC|800
GRFS|GRIFOLS, S.A.|HRBF|American Enterprise Investment Services Inc.|19126
GRFS|GRIFOLS, S.A.|HSBC|HSBC Securities, Inc.|71564
GRFS|GRIFOLS, S.A.|IATS|INTERACTIVE BROKERS LLC|2593
GRFS|GRIFOLS, S.A.|IBKR|Interactive Brokers Llc|66161
GRFS|GRIFOLS, S.A.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|536
GRFS|GRIFOLS, S.A.|ICBX|INSTINET, LLC|53712
GRFS|GRIFOLS, S.A.|IEQY|CITADEL SECURITIES LLC|80869
GRFS|GRIFOLS, S.A.|INCA|INSTINET, LLC|336988
GRFS|GRIFOLS, S.A.|INJX|INSTINET, LLC|34725
GRFS|GRIFOLS, S.A.|INTL|INTL FCSTONE FINANCIAL INC.|577
GRFS|GRIFOLS, S.A.|ITGI|ITG Inc.|91930
GRFS|GRIFOLS, S.A.|ITGP|ITG INC.|469600
GRFS|GRIFOLS, S.A.|JANY|Janney Montgomery Scott Inc.|3800
GRFS|GRIFOLS, S.A.|JEFF|JEFFERIES LLC|381433
GRFS|GRIFOLS, S.A.|JMPT|JUMP TRADING, LLC|51910
GRFS|GRIFOLS, S.A.|JPBX|J.P. MORGAN SECURITIES LLC|800
GRFS|GRIFOLS, S.A.|JPMX|J.P. Morgan Securities LLC|416397
GRFS|GRIFOLS, S.A.|JSJX|JANE STREET CAPITAL LLC|2171
GRFS|GRIFOLS, S.A.|KCGM|VIRTU Americas LLC|29773
GRFS|GRIFOLS, S.A.|LEHM|Barclays Capital Inc./Le|399069
GRFS|GRIFOLS, S.A.|LIME|Lime Brokerage LLC|155270
GRFS|GRIFOLS, S.A.|LMGP|LIME BROKERAGE LLC|3500
GRFS|GRIFOLS, S.A.|LOOP|Loop Capital Markets LLC|137300
GRFS|GRIFOLS, S.A.|LQNA|LIQUIDNET, INC.|61000
GRFS|GRIFOLS, S.A.|LSCI|Lek Securities Corporation|621
GRFS|GRIFOLS, S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|264462
GRFS|GRIFOLS, S.A.|MOTF|MOTIF INVESTING, INC.|1
GRFS|GRIFOLS, S.A.|MSCO|MORGAN STANLEY & CO. LLC|6216422
GRFS|GRIFOLS, S.A.|MSPL|MORGAN STANLEY & CO. LLC|393900
GRFS|GRIFOLS, S.A.|MSTX|MORGAN STANLEY & CO. LLC|94700
GRFS|GRIFOLS, S.A.|NFSC|National Financial Services LLC|52687
GRFS|GRIFOLS, S.A.|NITE|VIRTU Americas LLC|330888
GRFS|GRIFOLS, S.A.|NITP|VIRTU Americas LLC|2600
GRFS|GRIFOLS, S.A.|NQRB|Brut, LLC|13404
GRFS|GRIFOLS, S.A.|NTRC|Northern Trust Securities, Inc.|4709
GRFS|GRIFOLS, S.A.|OLDM|OLD MISSION CAPITAL, LLC|34936
GRFS|GRIFOLS, S.A.|OPCO|Oppenheimer & Co. Inc.|2069
GRFS|GRIFOLS, S.A.|PDQM|CODA MARKETS, INC.|50983
GRFS|GRIFOLS, S.A.|PICT|Pictet Overseas Inc.|1292
GRFS|GRIFOLS, S.A.|PWJC|UBS Financial Services, Inc.|3623
GRFS|GRIFOLS, S.A.|RAJA|Raymond James & Associates, Inc.|866
GRFS|GRIFOLS, S.A.|RBCM|RBC CAPITAL MARKETS, LLC|9177
GRFS|GRIFOLS, S.A.|SAGL|SAGETRADER, LLC|209831
GRFS|GRIFOLS, S.A.|SALI|INTL FCSTONE FINANCIAL INC.|103
GRFS|GRIFOLS, S.A.|SBSH|Citigroup Global Markets Inc.|75478
GRFS|GRIFOLS, S.A.|SGMT|GOLDMAN SACHS & CO. LLC|256722
GRFS|GRIFOLS, S.A.|SPDR|SPEEDROUTE LLC|4063
GRFS|GRIFOLS, S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|106684
GRFS|GRIFOLS, S.A.|STXG|Stockcross Financial Services, Inc.|19
GRFS|GRIFOLS, S.A.|SWIM|TD Ameritrade, Inc.|9941
GRFS|GRIFOLS, S.A.|SWST|Hilltop Securities Inc.|3345
GRFS|GRIFOLS, S.A.|TKNG|ALLY INVEST SECURITIES LLC|10
GRFS|GRIFOLS, S.A.|TRBT|Tradebot Systems, Inc.|243977
GRFS|GRIFOLS, S.A.|TRCM|TRC MARKETS LLC|34016
GRFS|GRIFOLS, S.A.|UBSA|UBS SECURITIES LLC|857098
GRFS|GRIFOLS, S.A.|UBSS|UBS Securities LLC|978021
GRFS|GRIFOLS, S.A.|VALX|VIRTU AMERICAS LLC|565383
GRFS|GRIFOLS, S.A.|VERT|The Vertical Trading Group, LLC|9
GRFS|GRIFOLS, S.A.|VGRD|Vanguard Marketing Corporation|1041
GRFS|GRIFOLS, S.A.|WBLR|WILLIAM BLAIR|400
GRFS|GRIFOLS, S.A.|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
GRFS|GRIFOLS, S.A.|WCHV|WELLS FARGO SECURITIES, LLC|27381
GRFS|GRIFOLS, S.A.|WEED|Weeden & Co.L.P.|42800
GRFS|GRIFOLS, S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|615
GRFS|GRIFOLS, S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3505
GRFS|GRIFOLS, S.A.|WGIF|CIBC World Markets Inc.|1765
GRFS|GRIFOLS, S.A.|WSEA|WOLVERINE SECURITIES, LLC|712
GRFS|GRIFOLS, S.A.|XIST|INSTINET, LLC|10360
GRFS|GRIFOLS, S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|18912
GRFS|GRIFOLS, S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|5971
GRFS|GRIFOLS, S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2531
GRI|COHEN & STEERS ETF|APCC|Apex Clearing Corporation|33
GRI|COHEN & STEERS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|112
GRI|COHEN & STEERS ETF|CHAS|Charles Schwab & Co., Inc.|1
GRI|COHEN & STEERS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|568
GRI|COHEN & STEERS ETF|CSIN|Citadel Securities Institutional LLC|2130
GRI|COHEN & STEERS ETF|CTDL|Citadel Derivatives Group Llc|741
GRI|COHEN & STEERS ETF|DBAX|Deutsche Bank Securities Inc.|200
GRI|COHEN & STEERS ETF|DEAN|MORGAN STANLEY|4
GRI|COHEN & STEERS ETF|EBXL|EBX LLC|600
GRI|COHEN & STEERS ETF|ETRS|E*Trade Securities LLC|34
GRI|COHEN & STEERS ETF|FTBR|Foliofn Investments, Inc.|7
GRI|COHEN & STEERS ETF|HRBF|American Enterprise Investment Services Inc.|25
GRI|COHEN & STEERS ETF|IBKR|Interactive Brokers Llc|161
GRI|COHEN & STEERS ETF|JEFF|JEFFERIES LLC|200
GRI|COHEN & STEERS ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|5520
GRI|COHEN & STEERS ETF|JSJX|JANE STREET CAPITAL LLC|4310
GRI|COHEN & STEERS ETF|LEHM|Barclays Capital Inc./Le|400
GRI|COHEN & STEERS ETF|LIME|Lime Brokerage LLC|142
GRI|COHEN & STEERS ETF|MSCO|MORGAN STANLEY & CO. LLC|1064
GRI|COHEN & STEERS ETF|NFSC|National Financial Services LLC|2210
GRI|COHEN & STEERS ETF|NITE|VIRTU Americas LLC|1487
GRI|COHEN & STEERS ETF|RBCM|RBC CAPITAL MARKETS, LLC|220
GRI|COHEN & STEERS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|23
GRI|COHEN & STEERS ETF|SWST|Hilltop Securities Inc.|1
GRI|COHEN & STEERS ETF|UBSA|UBS SECURITIES LLC|851
GRI|COHEN & STEERS ETF|UBSS|UBS Securities LLC|2349
GRI|COHEN & STEERS ETF|VGRD|Vanguard Marketing Corporation|22
GRI|COHEN & STEERS ETF|WCHV|WELLS FARGO SECURITIES, LLC|2594
GRI|COHEN & STEERS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|595
GRID|FIRTRST NQ CE SMGRID|APCC|Apex Clearing Corporation|53
GRID|FIRTRST NQ CE SMGRID|BKMM|BNY MELLON CAPITAL MARKETS, LLC|433
GRID|FIRTRST NQ CE SMGRID|CANT|Cantor Fitzgerald & Co.|61528
GRID|FIRTRST NQ CE SMGRID|CHAS|Charles Schwab & Co., Inc.|1
GRID|FIRTRST NQ CE SMGRID|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13000
GRID|FIRTRST NQ CE SMGRID|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2
GRID|FIRTRST NQ CE SMGRID|DEAN|MORGAN STANLEY|1252
GRID|FIRTRST NQ CE SMGRID|ETRS|E*Trade Securities LLC|177
GRID|FIRTRST NQ CE SMGRID|FBCO|Credit Suisse Securities (USA) LLC|728
GRID|FIRTRST NQ CE SMGRID|FOMA|TD AMERITRADE CLEARING, INC.|4755
GRID|FIRTRST NQ CE SMGRID|FTBR|Foliofn Investments, Inc.|64
GRID|FIRTRST NQ CE SMGRID|HRBF|American Enterprise Investment Services Inc.|716
GRID|FIRTRST NQ CE SMGRID|IBKR|Interactive Brokers Llc|1576
GRID|FIRTRST NQ CE SMGRID|INCA|INSTINET, LLC|213
GRID|FIRTRST NQ CE SMGRID|JEFF|JEFFERIES LLC|300
GRID|FIRTRST NQ CE SMGRID|JSEB|JANE STREET EXECUTION SERVICES, LLC|2283
GRID|FIRTRST NQ CE SMGRID|JSJX|JANE STREET CAPITAL LLC|11812
GRID|FIRTRST NQ CE SMGRID|LEHM|Barclays Capital Inc./Le|200
GRID|FIRTRST NQ CE SMGRID|LIME|Lime Brokerage LLC|396
GRID|FIRTRST NQ CE SMGRID|MACC|Mid Atlantic Capital Corporation|5
GRID|FIRTRST NQ CE SMGRID|MOTF|MOTIF INVESTING, INC.|1
GRID|FIRTRST NQ CE SMGRID|MSCO|MORGAN STANLEY & CO. LLC|8196
GRID|FIRTRST NQ CE SMGRID|MSPL|MORGAN STANLEY & CO. LLC|100
GRID|FIRTRST NQ CE SMGRID|MTON|MILLINGTON SECURITIES, INC.|60540
GRID|FIRTRST NQ CE SMGRID|NFSC|National Financial Services LLC|4060
GRID|FIRTRST NQ CE SMGRID|NITE|VIRTU Americas LLC|5585
GRID|FIRTRST NQ CE SMGRID|PUMX|Puma Capital, LLC|1783
GRID|FIRTRST NQ CE SMGRID|PWJC|UBS Financial Services, Inc.|960
GRID|FIRTRST NQ CE SMGRID|RAJA|Raymond James & Associates, Inc.|271
GRID|FIRTRST NQ CE SMGRID|SBSH|Citigroup Global Markets Inc.|410
GRID|FIRTRST NQ CE SMGRID|STFL|Stifel, Nicolaus & Company, Incorporated|24
GRID|FIRTRST NQ CE SMGRID|SWST|Hilltop Securities Inc.|100
GRID|FIRTRST NQ CE SMGRID|TRCM|TRC MARKETS LLC|183
GRID|FIRTRST NQ CE SMGRID|UBSA|UBS SECURITIES LLC|200
GRID|FIRTRST NQ CE SMGRID|UBSS|UBS Securities LLC|2844
GRID|FIRTRST NQ CE SMGRID|VGRD|Vanguard Marketing Corporation|1115
GRID|FIRTRST NQ CE SMGRID|WCHV|WELLS FARGO SECURITIES, LLC|1756
GRID|FIRTRST NQ CE SMGRID|WSEA|WOLVERINE SECURITIES, LLC|2
GRID|FIRTRST NQ CE SMGRID|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16
GRIF|GRIFFIN INDUSTRIAL|ALTX|Alternet Securities Inc.|351
GRIF|GRIFFIN INDUSTRIAL|BATM|CBOE TRADING, INC.|100
GRIF|GRIFFIN INDUSTRIAL|BMOC|BMO Capital Markets Corp.|121
GRIF|GRIFFIN INDUSTRIAL|BNPX|BNP PARIBAS SECURITIES CORP.|115
GRIF|GRIFFIN INDUSTRIAL|BTIG|BTIG, LLC|13
GRIF|GRIFFIN INDUSTRIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12
GRIF|GRIFFIN INDUSTRIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11121
GRIF|GRIFFIN INDUSTRIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4657
GRIF|GRIFFIN INDUSTRIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|633
GRIF|GRIFFIN INDUSTRIAL|CTDL|Citadel Derivatives Group Llc|22
GRIF|GRIFFIN INDUSTRIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|192
GRIF|GRIFFIN INDUSTRIAL|DBAB|Deutsche Bank Securities Inc.|3834
GRIF|GRIFFIN INDUSTRIAL|DBAX|Deutsche Bank Securities Inc.|200
GRIF|GRIFFIN INDUSTRIAL|DEGS|RONIN PROFESSIONAL LLC|124
GRIF|GRIFFIN INDUSTRIAL|EBXL|EBX LLC|300
GRIF|GRIFFIN INDUSTRIAL|EGAM|CBOE TRADING, INC.|59
GRIF|GRIFFIN INDUSTRIAL|EGXM|CBOE TRADING, INC.|100
GRIF|GRIFFIN INDUSTRIAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
GRIF|GRIFFIN INDUSTRIAL|ETRS|E*Trade Securities LLC|1
GRIF|GRIFFIN INDUSTRIAL|FBCO|Credit Suisse Securities (USA) LLC|4344
GRIF|GRIFFIN INDUSTRIAL|FOMA|TD AMERITRADE CLEARING, INC.|17711
GRIF|GRIFFIN INDUSTRIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|360
GRIF|GRIFFIN INDUSTRIAL|FTBR|Foliofn Investments, Inc.|19
GRIF|GRIFFIN INDUSTRIAL|GLPX|ACS EXECUTION SERVICES, LLC|415
GRIF|GRIFFIN INDUSTRIAL|GSCO|GOLDMAN SACHS & CO. LLC|6481
GRIF|GRIFFIN INDUSTRIAL|GTSZ|GTS SECURITIES LLC|602
GRIF|GRIFFIN INDUSTRIAL|IATS|INTERACTIVE BROKERS LLC|1684
GRIF|GRIFFIN INDUSTRIAL|IBKR|Interactive Brokers Llc|16012
GRIF|GRIFFIN INDUSTRIAL|ICBX|INSTINET, LLC|200
GRIF|GRIFFIN INDUSTRIAL|IEQY|CITADEL SECURITIES LLC|50
GRIF|GRIFFIN INDUSTRIAL|INCA|INSTINET, LLC|4724
GRIF|GRIFFIN INDUSTRIAL|INJX|INSTINET, LLC|401
GRIF|GRIFFIN INDUSTRIAL|ITGI|ITG Inc.|3438
GRIF|GRIFFIN INDUSTRIAL|ITGP|ITG INC.|1000
GRIF|GRIFFIN INDUSTRIAL|JEFF|JEFFERIES LLC|200
GRIF|GRIFFIN INDUSTRIAL|JPMX|J.P. Morgan Securities LLC|192
GRIF|GRIFFIN INDUSTRIAL|KCGM|VIRTU Americas LLC|3
GRIF|GRIFFIN INDUSTRIAL|LEHM|Barclays Capital Inc./Le|2079
GRIF|GRIFFIN INDUSTRIAL|LIME|Lime Brokerage LLC|3711
GRIF|GRIFFIN INDUSTRIAL|LMGP|LIME BROKERAGE LLC|8
GRIF|GRIFFIN INDUSTRIAL|MAXM|Maxim Group LLC|54
GRIF|GRIFFIN INDUSTRIAL|MSCO|MORGAN STANLEY & CO. LLC|15857
GRIF|GRIFFIN INDUSTRIAL|NFSC|National Financial Services LLC|619
GRIF|GRIFFIN INDUSTRIAL|NITE|VIRTU Americas LLC|6648
GRIF|GRIFFIN INDUSTRIAL|PDQM|CODA MARKETS, INC.|1781
GRIF|GRIFFIN INDUSTRIAL|SBSH|Citigroup Global Markets Inc.|12798
GRIF|GRIFFIN INDUSTRIAL|SGMT|GOLDMAN SACHS & CO. LLC|109
GRIF|GRIFFIN INDUSTRIAL|SPDR|SPEEDROUTE LLC|2374
GRIF|GRIFFIN INDUSTRIAL|SWIM|TD Ameritrade, Inc.|2000
GRIF|GRIFFIN INDUSTRIAL|TRCM|TRC MARKETS LLC|3550
GRIF|GRIFFIN INDUSTRIAL|UBSA|UBS SECURITIES LLC|2189
GRIF|GRIFFIN INDUSTRIAL|UBSS|UBS Securities LLC|8496
GRIF|GRIFFIN INDUSTRIAL|VALX|VIRTU AMERICAS LLC|32
GRIF|GRIFFIN INDUSTRIAL|VGRD|Vanguard Marketing Corporation|400
GRIF|GRIFFIN INDUSTRIAL|WCHV|WELLS FARGO SECURITIES, LLC|1111
GRIF|GRIFFIN INDUSTRIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
GRIF|GRIFFIN INDUSTRIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|200
GRIN|GRINDROD SHPG HG ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|48
GRIN|GRINDROD SHPG HG ORD|ETRS|E*Trade Securities LLC|444
GRIN|GRINDROD SHPG HG ORD|FOMA|TD AMERITRADE CLEARING, INC.|6
GRIN|GRINDROD SHPG HG ORD|IBKR|Interactive Brokers Llc|91
GRIN|GRINDROD SHPG HG ORD|INCA|INSTINET, LLC|2908
GRIN|GRINDROD SHPG HG ORD|LEHM|Barclays Capital Inc./Le|4750
GRIN|GRINDROD SHPG HG ORD|LIME|Lime Brokerage LLC|14
GRIN|GRINDROD SHPG HG ORD|MAXM|Maxim Group LLC|200
GRIN|GRINDROD SHPG HG ORD|MSCO|MORGAN STANLEY & CO. LLC|564
GRIN|GRINDROD SHPG HG ORD|NFSC|National Financial Services LLC|280
GRIN|GRINDROD SHPG HG ORD|NITE|VIRTU Americas LLC|534
GRIN|GRINDROD SHPG HG ORD|PLAT|CLARKSONS PLATOU SECURITIES, INC.|200
GRIN|GRINDROD SHPG HG ORD|UBSS|UBS Securities LLC|30
GRIN|GRINDROD SHPG HG ORD|WSEA|WOLVERINE SECURITIES, LLC|3
GRMN|GARMIN LTD|ABLE|NATIXIS Securities Americas LLC|27984
GRMN|GARMIN LTD|ALTX|Alternet Securities Inc.|1975
GRMN|GARMIN LTD|ANOS|ABEL/NOSER, L.L.C.|200
GRMN|GARMIN LTD|APCC|Apex Clearing Corporation|187
GRMN|GARMIN LTD|BARD|Robert W. Baird & Co. Incorporated|1209
GRMN|GARMIN LTD|BATM|CBOE TRADING, INC.|1238
GRMN|GARMIN LTD|BAYC|BAY CREST PARTNERS, LLC|8141
GRMN|GARMIN LTD|BBNT|BB&T SECURITIES, LLC|5
GRMN|GARMIN LTD|BERN|Sanford C. Bernstein & Co., LLC|63101
GRMN|GARMIN LTD|BIMI|Banca IMI Securities Corp.|48
GRMN|GARMIN LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19797
GRMN|GARMIN LTD|BMOC|BMO Capital Markets Corp.|19422
GRMN|GARMIN LTD|BNPX|BNP PARIBAS SECURITIES CORP.|245414
GRMN|GARMIN LTD|BTIG|BTIG, LLC|44734
GRMN|GARMIN LTD|BYXM|CBOE TRADING, INC.|1016
GRMN|GARMIN LTD|BZYD|GOLDMAN SACHS & CO. LLC|400
GRMN|GARMIN LTD|CABR|Cabrera Capital Markets, Inc.|25
GRMN|GARMIN LTD|CANT|Cantor Fitzgerald & Co.|95
GRMN|GARMIN LTD|CHAS|Charles Schwab & Co., Inc.|111
GRMN|GARMIN LTD|CIBP|CIBC World Markets Corp.|4704
GRMN|GARMIN LTD|CIST|Capital Institutional Services, Inc.|1390
GRMN|GARMIN LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13917
GRMN|GARMIN LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
GRMN|GARMIN LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|515
GRMN|GARMIN LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|234092
GRMN|GARMIN LTD|CTDL|Citadel Derivatives Group Llc|50186
GRMN|GARMIN LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|19308
GRMN|GARMIN LTD|DADA|D.A. Davidson & Co.|613
GRMN|GARMIN LTD|DAWA|Daiwa Capital Markets America Inc.|229
GRMN|GARMIN LTD|DBAB|Deutsche Bank Securities Inc.|536743
GRMN|GARMIN LTD|DBAX|Deutsche Bank Securities Inc.|130000
GRMN|GARMIN LTD|DBUL|Deutsche Bank Securities Inc.|11468
GRMN|GARMIN LTD|DCHF|Dart Executions, LLC|400
GRMN|GARMIN LTD|DEAN|MORGAN STANLEY|4275
GRMN|GARMIN LTD|DEGS|RONIN PROFESSIONAL LLC|400
GRMN|GARMIN LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21212
GRMN|GARMIN LTD|DRWK|DRW SECURITIES, L.L.C.|95690
GRMN|GARMIN LTD|EBXL|EBX LLC|64800
GRMN|GARMIN LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1942
GRMN|GARMIN LTD|EDJO|Edward D. Jones & Co., L.P.|2692
GRMN|GARMIN LTD|EGAM|CBOE TRADING, INC.|6991
GRMN|GARMIN LTD|EGAW|CBOE TRADING, INC.|18
GRMN|GARMIN LTD|EGMT|EG MARKET TECHNOLOGIES LLC|431
GRMN|GARMIN LTD|EGXM|CBOE TRADING, INC.|737
GRMN|GARMIN LTD|ETBE|Electronic Transaction Clearing, Inc.|27858
GRMN|GARMIN LTD|ETCC|Electronic Transaction Clearing, Inc.|4968
GRMN|GARMIN LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9562
GRMN|GARMIN LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20683
GRMN|GARMIN LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
GRMN|GARMIN LTD|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|9359
GRMN|GARMIN LTD|ETRS|E*Trade Securities LLC|25452
GRMN|GARMIN LTD|FBCO|Credit Suisse Securities (USA) LLC|783034
GRMN|GARMIN LTD|FBSB|U.S. Bancorp Investments, Inc.|100
GRMN|GARMIN LTD|FIDT|Fidelity Clearing Canada ULC./ CDS|2
GRMN|GARMIN LTD|FILL|Tradestation Securities, Inc.|1538
GRMN|GARMIN LTD|FMAF|NBCN Inc./ CDS|1027
GRMN|GARMIN LTD|FOMA|TD AMERITRADE CLEARING, INC.|92704
GRMN|GARMIN LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20585
GRMN|GARMIN LTD|FQLS|Quantlab Securities LP|455479
GRMN|GARMIN LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|121840
GRMN|GARMIN LTD|FTBR|Foliofn Investments, Inc.|4573
GRMN|GARMIN LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|23263
GRMN|GARMIN LTD|GELP|RBC CAPITAL MARKETS, LLC|3552
GRMN|GARMIN LTD|GLPX|ACS EXECUTION SERVICES, LLC|13139
GRMN|GARMIN LTD|GSCO|GOLDMAN SACHS & CO. LLC|1044465
GRMN|GARMIN LTD|GSCS|GOLDMAN SACHS & CO. LLC|94545
GRMN|GARMIN LTD|GSLT|GOLDMAN SACHS & CO. LLC|8200
GRMN|GARMIN LTD|GTSZ|GTS SECURITIES LLC|74730
GRMN|GARMIN LTD|HAPX|HAP Trading, LLC|100
GRMN|GARMIN LTD|HRBF|American Enterprise Investment Services Inc.|3741
GRMN|GARMIN LTD|HSBC|HSBC Securities, Inc.|79674
GRMN|GARMIN LTD|IATS|INTERACTIVE BROKERS LLC|7670
GRMN|GARMIN LTD|IBKR|Interactive Brokers Llc|78005
GRMN|GARMIN LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
GRMN|GARMIN LTD|ICBX|INSTINET, LLC|18600
GRMN|GARMIN LTD|IEQY|CITADEL SECURITIES LLC|166175
GRMN|GARMIN LTD|INCA|INSTINET, LLC|612854
GRMN|GARMIN LTD|INJX|INSTINET, LLC|37783
GRMN|GARMIN LTD|ITGI|ITG Inc.|542025
GRMN|GARMIN LTD|ITGP|ITG INC.|98800
GRMN|GARMIN LTD|JANY|Janney Montgomery Scott Inc.|6446
GRMN|GARMIN LTD|JEFF|JEFFERIES LLC|228763
GRMN|GARMIN LTD|JMPT|JUMP TRADING, LLC|60606
GRMN|GARMIN LTD|JONE|JonesTrading|785
GRMN|GARMIN LTD|JPBX|J.P. MORGAN SECURITIES LLC|154955
GRMN|GARMIN LTD|JPMX|J.P. Morgan Securities LLC|367475
GRMN|GARMIN LTD|JSEB|JANE STREET EXECUTION SERVICES, LLC|1820
GRMN|GARMIN LTD|JSJX|JANE STREET CAPITAL LLC|6027
GRMN|GARMIN LTD|KCGM|VIRTU Americas LLC|28444
GRMN|GARMIN LTD|LEHM|Barclays Capital Inc./Le|1228188
GRMN|GARMIN LTD|LIME|Lime Brokerage LLC|221850
GRMN|GARMIN LTD|LIWD|LIME BROKERAGE LLC|2283
GRMN|GARMIN LTD|LMGP|LIME BROKERAGE LLC|4530
GRMN|GARMIN LTD|LOOP|Loop Capital Markets LLC|26
GRMN|GARMIN LTD|LQNA|LIQUIDNET, INC.|21100
GRMN|GARMIN LTD|LSCI|Lek Securities Corporation|5497
GRMN|GARMIN LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GRMN|GARMIN LTD|MAXM|Maxim Group LLC|44
GRMN|GARMIN LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41250
GRMN|GARMIN LTD|MOTF|MOTIF INVESTING, INC.|69
GRMN|GARMIN LTD|MSCO|MORGAN STANLEY & CO. LLC|3213218
GRMN|GARMIN LTD|MSPL|MORGAN STANLEY & CO. LLC|258700
GRMN|GARMIN LTD|MSTX|MORGAN STANLEY & CO. LLC|211600
GRMN|GARMIN LTD|MTON|MILLINGTON SECURITIES, INC.|11265
GRMN|GARMIN LTD|NFSC|National Financial Services LLC|133573
GRMN|GARMIN LTD|NITE|VIRTU Americas LLC|296156
GRMN|GARMIN LTD|NITP|VIRTU Americas LLC|2864
GRMN|GARMIN LTD|NQRB|Brut, LLC|902
GRMN|GARMIN LTD|NTRC|Northern Trust Securities, Inc.|666
GRMN|GARMIN LTD|OHOS|TWO SIGMA SECURITIES, LLC|113095
GRMN|GARMIN LTD|OPCO|Oppenheimer & Co. Inc.|9430
GRMN|GARMIN LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8313
GRMN|GARMIN LTD|PDQM|CODA MARKETS, INC.|16469
GRMN|GARMIN LTD|PHLY|NASDAQ Execution Services, LLC|4200
GRMN|GARMIN LTD|PREC|PRECISION SECURITIES, LLC|1600
GRMN|GARMIN LTD|PWJC|UBS Financial Services, Inc.|24664
GRMN|GARMIN LTD|RAJA|Raymond James & Associates, Inc.|17714
GRMN|GARMIN LTD|RBCM|RBC CAPITAL MARKETS, LLC|1672
GRMN|GARMIN LTD|RGLD|Regal Securities, Inc|50
GRMN|GARMIN LTD|SAGL|SAGETRADER, LLC|8954
GRMN|GARMIN LTD|SAGW|SAGETRADER, LLC|2022
GRMN|GARMIN LTD|SBSH|Citigroup Global Markets Inc.|602416
GRMN|GARMIN LTD|SEIC|SEI Investments Distribution Co.|275
GRMN|GARMIN LTD|SGMT|GOLDMAN SACHS & CO. LLC|57169
GRMN|GARMIN LTD|SPDR|SPEEDROUTE LLC|9981
GRMN|GARMIN LTD|STFL|Stifel, Nicolaus & Company, Incorporated|3474
GRMN|GARMIN LTD|STKP|STOCKPILE INVESTMENTS, INC.|80
GRMN|GARMIN LTD|SWIM|TD Ameritrade, Inc.|13051
GRMN|GARMIN LTD|SWST|Hilltop Securities Inc.|6155
GRMN|GARMIN LTD|TAGC|TELSEY ADVISORY GROUP LLC|356
GRMN|GARMIN LTD|TKNG|ALLY INVEST SECURITIES LLC|1925
GRMN|GARMIN LTD|TMBR|Timber Hill LLC|303
GRMN|GARMIN LTD|TONC|CUTTONE & CO., LLC|2610
GRMN|GARMIN LTD|TRBT|Tradebot Systems, Inc.|327258
GRMN|GARMIN LTD|TRCM|TRC MARKETS LLC|168884
GRMN|GARMIN LTD|UBSA|UBS SECURITIES LLC|308304
GRMN|GARMIN LTD|UBSS|UBS Securities LLC|1329133
GRMN|GARMIN LTD|VALX|VIRTU AMERICAS LLC|9559
GRMN|GARMIN LTD|VGRD|Vanguard Marketing Corporation|3681
GRMN|GARMIN LTD|WABR|Wall Street Access|11559
GRMN|GARMIN LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|1009
GRMN|GARMIN LTD|WCHV|WELLS FARGO SECURITIES, LLC|47417
GRMN|GARMIN LTD|WDNX|WEEDEN & CO.L.P.|1444
GRMN|GARMIN LTD|WEDB|WEDBUSH SECURITIES INC.|470
GRMN|GARMIN LTD|WEED|Weeden & Co.L.P.|200
GRMN|GARMIN LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14532
GRMN|GARMIN LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22026
GRMN|GARMIN LTD|WGIF|CIBC World Markets Inc.|7244
GRMN|GARMIN LTD|WHOT|JUST2TRADE, INC.|15
GRMN|GARMIN LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|668
GRMN|GARMIN LTD|WSEA|WOLVERINE SECURITIES, LLC|4382
GRMN|GARMIN LTD|XIST|INSTINET, LLC|29602
GRMN|GARMIN LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|13114
GRMN|GARMIN LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5567
GRMY|XTRACKERS GERMANY EQ|LIME|Lime Brokerage LLC|100
GRMY|XTRACKERS GERMANY EQ|UBSS|UBS Securities LLC|50
GRMY|XTRACKERS GERMANY EQ|VGRD|Vanguard Marketing Corporation|50
GRNB|VANECK VECTORS GREEN|APCC|Apex Clearing Corporation|43
GRNB|VANECK VECTORS GREEN|BATM|CBOE TRADING, INC.|339
GRNB|VANECK VECTORS GREEN|CHAS|Charles Schwab & Co., Inc.|1
GRNB|VANECK VECTORS GREEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
GRNB|VANECK VECTORS GREEN|EBXL|EBX LLC|100
GRNB|VANECK VECTORS GREEN|ETRS|E*Trade Securities LLC|1425
GRNB|VANECK VECTORS GREEN|FTBR|Foliofn Investments, Inc.|28
GRNB|VANECK VECTORS GREEN|JPMX|J.P. Morgan Securities LLC|400
GRNB|VANECK VECTORS GREEN|JSJX|JANE STREET CAPITAL LLC|8663
GRNB|VANECK VECTORS GREEN|KCGM|VIRTU Americas LLC|546
GRNB|VANECK VECTORS GREEN|LEHM|Barclays Capital Inc./Le|600
GRNB|VANECK VECTORS GREEN|MOTF|MOTIF INVESTING, INC.|1
GRNB|VANECK VECTORS GREEN|MSCO|MORGAN STANLEY & CO. LLC|235
GRNB|VANECK VECTORS GREEN|NATL|National Securities Corporation|300
GRNB|VANECK VECTORS GREEN|NFSC|National Financial Services LLC|1872
GRNB|VANECK VECTORS GREEN|NITE|VIRTU Americas LLC|2673
GRNB|VANECK VECTORS GREEN|STFL|Stifel, Nicolaus & Company, Incorporated|422
GRNB|VANECK VECTORS GREEN|UBSA|UBS SECURITIES LLC|2591
GRNB|VANECK VECTORS GREEN|UBSS|UBS Securities LLC|2135
GRNB|VANECK VECTORS GREEN|VGRD|Vanguard Marketing Corporation|21
GRNB|VANECK VECTORS GREEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2391
GRNQ|GREENPRO CAP CP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
GRNQ|GREENPRO CAP CP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
GRNQ|GREENPRO CAP CP CMN|ETRS|E*Trade Securities LLC|712
GRNQ|GREENPRO CAP CP CMN|FBCO|Credit Suisse Securities (USA) LLC|400
GRNQ|GREENPRO CAP CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|328
GRNQ|GREENPRO CAP CP CMN|IBKR|Interactive Brokers Llc|10
GRNQ|GREENPRO CAP CP CMN|INCA|INSTINET, LLC|2096
GRNQ|GREENPRO CAP CP CMN|MICA|Spartan Securities Group, Ltd.|200
GRNQ|GREENPRO CAP CP CMN|MSCO|MORGAN STANLEY & CO. LLC|425
GRNQ|GREENPRO CAP CP CMN|NFSC|National Financial Services LLC|850
GRNQ|GREENPRO CAP CP CMN|NITE|VIRTU Americas LLC|7761
GRNQ|GREENPRO CAP CP CMN|NTFN|Network 1 Financial Securities Inc.|1799
GRNQ|GREENPRO CAP CP CMN|SPDR|SPEEDROUTE LLC|300
GRNQ|GREENPRO CAP CP CMN|WEDB|WEDBUSH SECURITIES INC.|1135
GROW|U S GLOBAL INV INC|APCC|Apex Clearing Corporation|10185
GROW|U S GLOBAL INV INC|BATM|CBOE TRADING, INC.|1830
GROW|U S GLOBAL INV INC|BBNT|BB&T SECURITIES, LLC|125
GROW|U S GLOBAL INV INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|72
GROW|U S GLOBAL INV INC|CANT|Cantor Fitzgerald & Co.|85
GROW|U S GLOBAL INV INC|CHAS|Charles Schwab & Co., Inc.|1021
GROW|U S GLOBAL INV INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
GROW|U S GLOBAL INV INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12964
GROW|U S GLOBAL INV INC|CTLR|CUTLER GROUP, LP|800
GROW|U S GLOBAL INV INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
GROW|U S GLOBAL INV INC|DBAB|Deutsche Bank Securities Inc.|1601
GROW|U S GLOBAL INV INC|DBAX|Deutsche Bank Securities Inc.|2500
GROW|U S GLOBAL INV INC|DEAN|MORGAN STANLEY|2921
GROW|U S GLOBAL INV INC|DEGS|RONIN PROFESSIONAL LLC|18749
GROW|U S GLOBAL INV INC|EBXL|EBX LLC|900
GROW|U S GLOBAL INV INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|60
GROW|U S GLOBAL INV INC|EGAM|CBOE TRADING, INC.|200
GROW|U S GLOBAL INV INC|EGXM|CBOE TRADING, INC.|500
GROW|U S GLOBAL INV INC|EGXW|CBOE TRADING, INC.|1000
GROW|U S GLOBAL INV INC|ETCB|ETC BROKERAGE SERVICES, LLC|1500
GROW|U S GLOBAL INV INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1114
GROW|U S GLOBAL INV INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22
GROW|U S GLOBAL INV INC|ETRS|E*Trade Securities LLC|154632
GROW|U S GLOBAL INV INC|FBCO|Credit Suisse Securities (USA) LLC|22926
GROW|U S GLOBAL INV INC|FILL|Tradestation Securities, Inc.|10050
GROW|U S GLOBAL INV INC|FMAF|NBCN Inc./ CDS|3052
GROW|U S GLOBAL INV INC|FOMA|TD AMERITRADE CLEARING, INC.|295635
GROW|U S GLOBAL INV INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5271
GROW|U S GLOBAL INV INC|FTBR|Foliofn Investments, Inc.|16384
GROW|U S GLOBAL INV INC|GEBB|GLOBAL EXECUTION BROKERS, LP|969
GROW|U S GLOBAL INV INC|GLPX|ACS EXECUTION SERVICES, LLC|199
GROW|U S GLOBAL INV INC|GSCO|GOLDMAN SACHS & CO. LLC|1800
GROW|U S GLOBAL INV INC|GTSZ|GTS SECURITIES LLC|305
GROW|U S GLOBAL INV INC|HRBF|American Enterprise Investment Services Inc.|405
GROW|U S GLOBAL INV INC|HSBC|HSBC Securities, Inc.|2000
GROW|U S GLOBAL INV INC|IATS|INTERACTIVE BROKERS LLC|17568
GROW|U S GLOBAL INV INC|IBKR|Interactive Brokers Llc|108716
GROW|U S GLOBAL INV INC|ICBX|INSTINET, LLC|1300
GROW|U S GLOBAL INV INC|INCA|INSTINET, LLC|23479
GROW|U S GLOBAL INV INC|INJX|INSTINET, LLC|5
GROW|U S GLOBAL INV INC|ITGI|ITG Inc.|9080
GROW|U S GLOBAL INV INC|ITGP|ITG INC.|3200
GROW|U S GLOBAL INV INC|JMPT|JUMP TRADING, LLC|112
GROW|U S GLOBAL INV INC|JPMX|J.P. Morgan Securities LLC|800
GROW|U S GLOBAL INV INC|KCGM|VIRTU Americas LLC|100
GROW|U S GLOBAL INV INC|KCRD|PHX FINANCIAL, INC.|3620
GROW|U S GLOBAL INV INC|LEHM|Barclays Capital Inc./Le|7308
GROW|U S GLOBAL INV INC|LIME|Lime Brokerage LLC|34345
GROW|U S GLOBAL INV INC|MBTS|ALLY INVEST SECURITIES LLC|746
GROW|U S GLOBAL INV INC|MOTF|MOTIF INVESTING, INC.|3
GROW|U S GLOBAL INV INC|MSCO|MORGAN STANLEY & CO. LLC|73060
GROW|U S GLOBAL INV INC|MSPL|MORGAN STANLEY & CO. LLC|2600
GROW|U S GLOBAL INV INC|NFSC|National Financial Services LLC|281213
GROW|U S GLOBAL INV INC|NITE|VIRTU Americas LLC|549561
GROW|U S GLOBAL INV INC|NQRB|Brut, LLC|1473
GROW|U S GLOBAL INV INC|PDQM|CODA MARKETS, INC.|751
GROW|U S GLOBAL INV INC|PHLY|NASDAQ Execution Services, LLC|400
GROW|U S GLOBAL INV INC|RAJA|Raymond James & Associates, Inc.|2424
GROW|U S GLOBAL INV INC|RBCM|RBC CAPITAL MARKETS, LLC|1422
GROW|U S GLOBAL INV INC|SALI|INTL FCSTONE FINANCIAL INC.|400
GROW|U S GLOBAL INV INC|SBSH|Citigroup Global Markets Inc.|135
GROW|U S GLOBAL INV INC|SGMT|GOLDMAN SACHS & CO. LLC|1401
GROW|U S GLOBAL INV INC|SPHN|Stephens Inc.|2300
GROW|U S GLOBAL INV INC|STFL|Stifel, Nicolaus & Company, Incorporated|350
GROW|U S GLOBAL INV INC|SWIM|TD Ameritrade, Inc.|60701
GROW|U S GLOBAL INV INC|TKNG|ALLY INVEST SECURITIES LLC|13500
GROW|U S GLOBAL INV INC|TRCM|TRC MARKETS LLC|564
GROW|U S GLOBAL INV INC|UBSA|UBS SECURITIES LLC|19016
GROW|U S GLOBAL INV INC|UBSS|UBS Securities LLC|78068
GROW|U S GLOBAL INV INC|VALX|VIRTU AMERICAS LLC|1000
GROW|U S GLOBAL INV INC|VGRD|Vanguard Marketing Corporation|29074
GROW|U S GLOBAL INV INC|WCHV|WELLS FARGO SECURITIES, LLC|39339
GROW|U S GLOBAL INV INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|583
GROW|U S GLOBAL INV INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14294
GROW|U S GLOBAL INV INC|WGIF|CIBC World Markets Inc.|19829
GROW|U S GLOBAL INV INC|WSEA|WOLVERINE SECURITIES, LLC|12042
GROW|U S GLOBAL INV INC|YKNA|COMHAR CAPITAL MARKETS, LLC|400
GROW|U S GLOBAL INV INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3902
GRP.U|GRANITE REAL ESTATE|ANOS|ABEL/NOSER, L.L.C.|100
GRP.U|GRANITE REAL ESTATE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|181
GRP.U|GRANITE REAL ESTATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|209
GRP.U|GRANITE REAL ESTATE|EBXL|EBX LLC|800
GRP.U|GRANITE REAL ESTATE|ETRS|E*Trade Securities LLC|100
GRP.U|GRANITE REAL ESTATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
GRP.U|GRANITE REAL ESTATE|FTBR|Foliofn Investments, Inc.|5
GRP.U|GRANITE REAL ESTATE|GSCO|GOLDMAN SACHS & CO. LLC|8448
GRP.U|GRANITE REAL ESTATE|HRBF|American Enterprise Investment Services Inc.|1
GRP.U|GRANITE REAL ESTATE|HSBC|HSBC Securities, Inc.|100
GRP.U|GRANITE REAL ESTATE|IBKR|Interactive Brokers Llc|400
GRP.U|GRANITE REAL ESTATE|ICBX|INSTINET, LLC|300
GRP.U|GRANITE REAL ESTATE|INCA|INSTINET, LLC|4201
GRP.U|GRANITE REAL ESTATE|ITGI|ITG Inc.|2200
GRP.U|GRANITE REAL ESTATE|ITGP|ITG INC.|1000
GRP.U|GRANITE REAL ESTATE|JEFF|JEFFERIES LLC|108
GRP.U|GRANITE REAL ESTATE|JPMX|J.P. Morgan Securities LLC|800
GRP.U|GRANITE REAL ESTATE|MCMF|Raymond James Ltd. Cds|250
GRP.U|GRANITE REAL ESTATE|MOTF|MOTIF INVESTING, INC.|1
GRP.U|GRANITE REAL ESTATE|MSCO|MORGAN STANLEY & CO. LLC|383
GRP.U|GRANITE REAL ESTATE|NFSC|National Financial Services LLC|401
GRP.U|GRANITE REAL ESTATE|NITE|VIRTU Americas LLC|753
GRP.U|GRANITE REAL ESTATE|NQRB|Brut, LLC|200
GRP.U|GRANITE REAL ESTATE|SWIM|TD Ameritrade, Inc.|25
GRP.U|GRANITE REAL ESTATE|UBSA|UBS SECURITIES LLC|3200
GRP.U|GRANITE REAL ESTATE|UBSS|UBS Securities LLC|2154
GRP.U|GRANITE REAL ESTATE|WCHV|WELLS FARGO SECURITIES, LLC|55
GRPN|GROUPON INC.|ABLE|NATIXIS Securities Americas LLC|2021
GRPN|GROUPON INC.|ADAM|CANACCORD GENUITY INC.|100000
GRPN|GROUPON INC.|AGIS|Aegis Capital Corp.|16983
GRPN|GROUPON INC.|ALTX|Alternet Securities Inc.|10150
GRPN|GROUPON INC.|APCC|Apex Clearing Corporation|95427
GRPN|GROUPON INC.|BANK|Primevest Financial Services, Inc.|1205
GRPN|GROUPON INC.|BARD|Robert W. Baird & Co. Incorporated|849
GRPN|GROUPON INC.|BATM|CBOE TRADING, INC.|1405
GRPN|GROUPON INC.|BAYC|BAY CREST PARTNERS, LLC|410860
GRPN|GROUPON INC.|BAYT|BTIG, LLC|55300
GRPN|GROUPON INC.|BBNT|BB&T SECURITIES, LLC|4201
GRPN|GROUPON INC.|BERN|Sanford C. Bernstein & Co., LLC|1141463
GRPN|GROUPON INC.|BIDS|BIDS TRADING L.P.|39000
GRPN|GROUPON INC.|BIMI|Banca IMI Securities Corp.|6673
GRPN|GROUPON INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|162281
GRPN|GROUPON INC.|BLKX|INSTINET, LLC|350100
GRPN|GROUPON INC.|BMOC|BMO Capital Markets Corp.|71568
GRPN|GROUPON INC.|BNPX|BNP PARIBAS SECURITIES CORP.|295448
GRPN|GROUPON INC.|BTIG|BTIG, LLC|63704
GRPN|GROUPON INC.|BYXM|CBOE TRADING, INC.|2750
GRPN|GROUPON INC.|CANT|Cantor Fitzgerald & Co.|100000
GRPN|GROUPON INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|237800
GRPN|GROUPON INC.|CHAS|Charles Schwab & Co., Inc.|77611
GRPN|GROUPON INC.|CLSA|CLSA AMERICAS, LLC|397674
GRPN|GROUPON INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1966646
GRPN|GROUPON INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22323
GRPN|GROUPON INC.|CRFN|ROBINHOOD FINANCIAL, LLC|664
GRPN|GROUPON INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3454190
GRPN|GROUPON INC.|CTDL|Citadel Derivatives Group Llc|133843
GRPN|GROUPON INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|755994
GRPN|GROUPON INC.|DADA|D.A. Davidson & Co.|10889
GRPN|GROUPON INC.|DBAB|Deutsche Bank Securities Inc.|3243121
GRPN|GROUPON INC.|DBAX|Deutsche Bank Securities Inc.|4170700
GRPN|GROUPON INC.|DCHF|Dart Executions, LLC|87861
GRPN|GROUPON INC.|DEAN|MORGAN STANLEY|17742
GRPN|GROUPON INC.|DEGS|RONIN PROFESSIONAL LLC|61800
GRPN|GROUPON INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|135175
GRPN|GROUPON INC.|EBXL|EBX LLC|1788200
GRPN|GROUPON INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|70530
GRPN|GROUPON INC.|EDJO|Edward D. Jones & Co., L.P.|176
GRPN|GROUPON INC.|EGAM|CBOE TRADING, INC.|30349
GRPN|GROUPON INC.|EGAW|CBOE TRADING, INC.|299
GRPN|GROUPON INC.|EGXM|CBOE TRADING, INC.|8250
GRPN|GROUPON INC.|ELEV|ELEVATION, LLC|23437
GRPN|GROUPON INC.|ETBE|Electronic Transaction Clearing, Inc.|135230
GRPN|GROUPON INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1400
GRPN|GROUPON INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|77444
GRPN|GROUPON INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20806
GRPN|GROUPON INC.|ETRS|E*Trade Securities LLC|5499648
GRPN|GROUPON INC.|FBCO|Credit Suisse Securities (USA) LLC|2949429
GRPN|GROUPON INC.|FBSB|U.S. Bancorp Investments, Inc.|5000
GRPN|GROUPON INC.|FFSI|Firstrade Securities Inc.|400
GRPN|GROUPON INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|615
GRPN|GROUPON INC.|FILL|Tradestation Securities, Inc.|89391
GRPN|GROUPON INC.|FINX|FINTECH SECURITIES|5443
GRPN|GROUPON INC.|FMAF|NBCN Inc./ CDS|17739
GRPN|GROUPON INC.|FOMA|TD AMERITRADE CLEARING, INC.|7268695
GRPN|GROUPON INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|69986
GRPN|GROUPON INC.|FQLS|Quantlab Securities LP|1543140
GRPN|GROUPON INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|384852
GRPN|GROUPON INC.|FTBR|Foliofn Investments, Inc.|13604
GRPN|GROUPON INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|161483
GRPN|GROUPON INC.|GLPX|ACS EXECUTION SERVICES, LLC|50533
GRPN|GROUPON INC.|GSCO|GOLDMAN SACHS & CO. LLC|11251721
GRPN|GROUPON INC.|GSCS|GOLDMAN SACHS & CO. LLC|15313
GRPN|GROUPON INC.|GSLT|GOLDMAN SACHS & CO. LLC|24455
GRPN|GROUPON INC.|GTSZ|GTS SECURITIES LLC|28340
GRPN|GROUPON INC.|HRBF|American Enterprise Investment Services Inc.|20620
GRPN|GROUPON INC.|HSBC|HSBC Securities, Inc.|3365
GRPN|GROUPON INC.|IATS|INTERACTIVE BROKERS LLC|523913
GRPN|GROUPON INC.|IBKR|Interactive Brokers Llc|2866655
GRPN|GROUPON INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
GRPN|GROUPON INC.|ICBX|INSTINET, LLC|712513
GRPN|GROUPON INC.|IEQY|CITADEL SECURITIES LLC|484633
GRPN|GROUPON INC.|INCA|INSTINET, LLC|1703438
GRPN|GROUPON INC.|INJX|INSTINET, LLC|83455
GRPN|GROUPON INC.|ITGI|ITG Inc.|340241
GRPN|GROUPON INC.|ITGP|ITG INC.|716600
GRPN|GROUPON INC.|JANY|Janney Montgomery Scott Inc.|400
GRPN|GROUPON INC.|JEFF|JEFFERIES LLC|2214878
GRPN|GROUPON INC.|JHDR|J.H. Darbie & Co., Inc.|500
GRPN|GROUPON INC.|JMPT|JUMP TRADING, LLC|192484
GRPN|GROUPON INC.|JPBX|J.P. MORGAN SECURITIES LLC|1334699
GRPN|GROUPON INC.|JPMX|J.P. Morgan Securities LLC|5647032
GRPN|GROUPON INC.|JSJX|JANE STREET CAPITAL LLC|303311
GRPN|GROUPON INC.|KCGM|VIRTU Americas LLC|690233
GRPN|GROUPON INC.|LEER|LEERINK PARTNERS LLC|5850
GRPN|GROUPON INC.|LEHM|Barclays Capital Inc./Le|14164868
GRPN|GROUPON INC.|LIME|Lime Brokerage LLC|530191
GRPN|GROUPON INC.|LOOP|Loop Capital Markets LLC|36455
GRPN|GROUPON INC.|LPCM|Lampert Capital Markets Inc.|11008
GRPN|GROUPON INC.|LQNA|LIQUIDNET, INC.|768100
GRPN|GROUPON INC.|LQNB|LIQUIDNET, INC.|9400
GRPN|GROUPON INC.|MACQ|Macquarie Capital (USA) Inc.|18210
GRPN|GROUPON INC.|MAXM|Maxim Group LLC|94004
GRPN|GROUPON INC.|MKMP|MKM Partners LLC|5500
GRPN|GROUPON INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3656596
GRPN|GROUPON INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
GRPN|GROUPON INC.|MOTF|MOTIF INVESTING, INC.|36
GRPN|GROUPON INC.|MSCO|MORGAN STANLEY & CO. LLC|14714290
GRPN|GROUPON INC.|MSPL|MORGAN STANLEY & CO. LLC|4756700
GRPN|GROUPON INC.|MSTX|MORGAN STANLEY & CO. LLC|2708900
GRPN|GROUPON INC.|NATL|National Securities Corporation|18560
GRPN|GROUPON INC.|NBCS|NBC Securities, INC.|2000
GRPN|GROUPON INC.|NEED|Needham & Company, LLC|218038
GRPN|GROUPON INC.|NFSC|National Financial Services LLC|3818072
GRPN|GROUPON INC.|NITE|VIRTU Americas LLC|6638448
GRPN|GROUPON INC.|NITP|VIRTU Americas LLC|1031965
GRPN|GROUPON INC.|NQRB|Brut, LLC|24936
GRPN|GROUPON INC.|NTFN|Network 1 Financial Securities Inc.|2000
GRPN|GROUPON INC.|NTRC|Northern Trust Securities, Inc.|11198
GRPN|GROUPON INC.|OHOS|TWO SIGMA SECURITIES, LLC|24798
GRPN|GROUPON INC.|OPCO|Oppenheimer & Co. Inc.|121004
GRPN|GROUPON INC.|PCPT|PHILLIP CAPITAL INC.|2300
GRPN|GROUPON INC.|PDQM|CODA MARKETS, INC.|79877
GRPN|GROUPON INC.|PHLY|NASDAQ Execution Services, LLC|14400
GRPN|GROUPON INC.|PWJC|UBS Financial Services, Inc.|500
GRPN|GROUPON INC.|RAJA|Raymond James & Associates, Inc.|188895
GRPN|GROUPON INC.|RBCM|RBC CAPITAL MARKETS, LLC|170233
GRPN|GROUPON INC.|RGLD|Regal Securities, Inc|7176
GRPN|GROUPON INC.|ROTH|Roth Capital Partners, LLC|400
GRPN|GROUPON INC.|SAGL|SAGETRADER, LLC|161881
GRPN|GROUPON INC.|SAGW|SAGETRADER, LLC|10912
GRPN|GROUPON INC.|SALI|INTL FCSTONE FINANCIAL INC.|420
GRPN|GROUPON INC.|SBSH|Citigroup Global Markets Inc.|3579426
GRPN|GROUPON INC.|SGMT|GOLDMAN SACHS & CO. LLC|2319920
GRPN|GROUPON INC.|SPDR|SPEEDROUTE LLC|13858
GRPN|GROUPON INC.|SPNT|SEVEN POINTS CAPITAL, LLC|464844
GRPN|GROUPON INC.|STFL|Stifel, Nicolaus & Company, Incorporated|22744
GRPN|GROUPON INC.|STKP|STOCKPILE INVESTMENTS, INC.|26
GRPN|GROUPON INC.|STXG|Stockcross Financial Services, Inc.|225
GRPN|GROUPON INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
GRPN|GROUPON INC.|SWIM|TD Ameritrade, Inc.|1368325
GRPN|GROUPON INC.|SWST|Hilltop Securities Inc.|54778
GRPN|GROUPON INC.|TKNG|ALLY INVEST SECURITIES LLC|248127
GRPN|GROUPON INC.|TMBR|Timber Hill LLC|200
GRPN|GROUPON INC.|TRBT|Tradebot Systems, Inc.|1543357
GRPN|GROUPON INC.|TRCM|TRC MARKETS LLC|162617
GRPN|GROUPON INC.|TWTT|TASTYWORKS, INC.|11351
GRPN|GROUPON INC.|UBSA|UBS SECURITIES LLC|5781902
GRPN|GROUPON INC.|UBSS|UBS Securities LLC|7252926
GRPN|GROUPON INC.|VALX|VIRTU AMERICAS LLC|524042
GRPN|GROUPON INC.|VGRD|Vanguard Marketing Corporation|249936
GRPN|GROUPON INC.|WABR|Wall Street Access|4000
GRPN|GROUPON INC.|WBLR|WILLIAM BLAIR|14300
GRPN|GROUPON INC.|WBNF|WILLIAM BLAIR|14300
GRPN|GROUPON INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|22862
GRPN|GROUPON INC.|WCHV|WELLS FARGO SECURITIES, LLC|1078778
GRPN|GROUPON INC.|WEDB|WEDBUSH SECURITIES INC.|3698
GRPN|GROUPON INC.|WEED|Weeden & Co.L.P.|3500
GRPN|GROUPON INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29595
GRPN|GROUPON INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31416
GRPN|GROUPON INC.|WGIF|CIBC World Markets Inc.|47444
GRPN|GROUPON INC.|WORD|Worden Capital Management LLC|103627
GRPN|GROUPON INC.|WSEA|WOLVERINE SECURITIES, LLC|218704
GRPN|GROUPON INC.|XIST|INSTINET, LLC|975600
GRPN|GROUPON INC.|XPQR|Jump Trading|25400
GRPN|GROUPON INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|968984
GRPN|GROUPON INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|400
GRPN|GROUPON INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10741
GRU|AB SVENSK MLCX ELEME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|217
GRU|AB SVENSK MLCX ELEME|DBAX|Deutsche Bank Securities Inc.|200
GRU|AB SVENSK MLCX ELEME|EBXL|EBX LLC|200
GRU|AB SVENSK MLCX ELEME|ETRS|E*Trade Securities LLC|3086
GRU|AB SVENSK MLCX ELEME|IATS|INTERACTIVE BROKERS LLC|100
GRU|AB SVENSK MLCX ELEME|IBKR|Interactive Brokers Llc|535
GRU|AB SVENSK MLCX ELEME|JPMX|J.P. Morgan Securities LLC|400
GRU|AB SVENSK MLCX ELEME|JSJX|JANE STREET CAPITAL LLC|35
GRU|AB SVENSK MLCX ELEME|KCGM|VIRTU Americas LLC|100
GRU|AB SVENSK MLCX ELEME|LEHM|Barclays Capital Inc./Le|600
GRU|AB SVENSK MLCX ELEME|LIME|Lime Brokerage LLC|500
GRU|AB SVENSK MLCX ELEME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GRU|AB SVENSK MLCX ELEME|MSCO|MORGAN STANLEY & CO. LLC|101
GRU|AB SVENSK MLCX ELEME|NFSC|National Financial Services LLC|26288
GRU|AB SVENSK MLCX ELEME|NITE|VIRTU Americas LLC|12982
GRU|AB SVENSK MLCX ELEME|OLDM|OLD MISSION CAPITAL, LLC|100
GRU|AB SVENSK MLCX ELEME|PWJC|UBS Financial Services, Inc.|2400
GRU|AB SVENSK MLCX ELEME|RBCM|RBC CAPITAL MARKETS, LLC|2966
GRU|AB SVENSK MLCX ELEME|SGMT|GOLDMAN SACHS & CO. LLC|217
GRU|AB SVENSK MLCX ELEME|UBSA|UBS SECURITIES LLC|262
GRU|AB SVENSK MLCX ELEME|UBSS|UBS Securities LLC|2500
GRU|AB SVENSK MLCX ELEME|WSEA|WOLVERINE SECURITIES, LLC|500
GRU|AB SVENSK MLCX ELEME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|350
GRUB|GRUBHUB, INC.|ACLP|ALEXANDER CAPITAL, L.P.|115
GRUB|GRUBHUB, INC.|AGIS|Aegis Capital Corp.|1509
GRUB|GRUBHUB, INC.|ALTX|Alternet Securities Inc.|14368
GRUB|GRUBHUB, INC.|ANDG|Andrew Garrett Inc.|26821
GRUB|GRUBHUB, INC.|ANOS|ABEL/NOSER, L.L.C.|947
GRUB|GRUBHUB, INC.|APCC|Apex Clearing Corporation|6540
GRUB|GRUBHUB, INC.|AURC|Aurora Capital LLC|1539
GRUB|GRUBHUB, INC.|BARD|Robert W. Baird & Co. Incorporated|2407
GRUB|GRUBHUB, INC.|BATM|CBOE TRADING, INC.|23378
GRUB|GRUBHUB, INC.|BAYC|BAY CREST PARTNERS, LLC|3798
GRUB|GRUBHUB, INC.|BAYT|BTIG, LLC|3288
GRUB|GRUBHUB, INC.|BBNT|BB&T SECURITIES, LLC|113
GRUB|GRUBHUB, INC.|BERN|Sanford C. Bernstein & Co., LLC|214944
GRUB|GRUBHUB, INC.|BGCE|BGC Financial Inc.|3010
GRUB|GRUBHUB, INC.|BIAD|SAGETRADER, LLC|83
GRUB|GRUBHUB, INC.|BIDS|BIDS TRADING L.P.|23500
GRUB|GRUBHUB, INC.|BIMI|Banca IMI Securities Corp.|227
GRUB|GRUBHUB, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23931
GRUB|GRUBHUB, INC.|BLKX|INSTINET, LLC|281000
GRUB|GRUBHUB, INC.|BNCH|The Benchmark Company, LLC|50400
GRUB|GRUBHUB, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2429
GRUB|GRUBHUB, INC.|BRGE|Newbridge Securities Corp.|2725
GRUB|GRUBHUB, INC.|BTIG|BTIG, LLC|34718
GRUB|GRUBHUB, INC.|BYXM|CBOE TRADING, INC.|3367
GRUB|GRUBHUB, INC.|BZYD|GOLDMAN SACHS & CO. LLC|122
GRUB|GRUBHUB, INC.|CANT|Cantor Fitzgerald & Co.|15563
GRUB|GRUBHUB, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|85284
GRUB|GRUBHUB, INC.|CHAS|Charles Schwab & Co., Inc.|6068
GRUB|GRUBHUB, INC.|CIST|Capital Institutional Services, Inc.|4208
GRUB|GRUBHUB, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|263579
GRUB|GRUBHUB, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3852
GRUB|GRUBHUB, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|44071
GRUB|GRUBHUB, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|764895
GRUB|GRUBHUB, INC.|CTDL|Citadel Derivatives Group Llc|7073
GRUB|GRUBHUB, INC.|CTLR|CUTLER GROUP, LP|2058
GRUB|GRUBHUB, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|71632
GRUB|GRUBHUB, INC.|DADA|D.A. Davidson & Co.|10
GRUB|GRUBHUB, INC.|DBAB|Deutsche Bank Securities Inc.|307266
GRUB|GRUBHUB, INC.|DBAX|Deutsche Bank Securities Inc.|600200
GRUB|GRUBHUB, INC.|DBUL|Deutsche Bank Securities Inc.|3400
GRUB|GRUBHUB, INC.|DCHF|Dart Executions, LLC|910
GRUB|GRUBHUB, INC.|DEAN|MORGAN STANLEY|16790
GRUB|GRUBHUB, INC.|DEGS|RONIN PROFESSIONAL LLC|2300
GRUB|GRUBHUB, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3082
GRUB|GRUBHUB, INC.|DRWK|DRW SECURITIES, L.L.C.|4816
GRUB|GRUBHUB, INC.|EBXL|EBX LLC|488400
GRUB|GRUBHUB, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|87721
GRUB|GRUBHUB, INC.|EDJC|Edward Jones / CDS|64
GRUB|GRUBHUB, INC.|EDJO|Edward D. Jones & Co., L.P.|605
GRUB|GRUBHUB, INC.|EGAM|CBOE TRADING, INC.|30020
GRUB|GRUBHUB, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2831
GRUB|GRUBHUB, INC.|EGXM|CBOE TRADING, INC.|8238
GRUB|GRUBHUB, INC.|EGXW|CBOE TRADING, INC.|50
GRUB|GRUBHUB, INC.|ESPO|ESPOSITO SECURITIES, LLC|298
GRUB|GRUBHUB, INC.|ETBE|Electronic Transaction Clearing, Inc.|62259
GRUB|GRUBHUB, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
GRUB|GRUBHUB, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|56
GRUB|GRUBHUB, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|91321
GRUB|GRUBHUB, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
GRUB|GRUBHUB, INC.|ETRS|E*Trade Securities LLC|349299
GRUB|GRUBHUB, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|1400
GRUB|GRUBHUB, INC.|FBSB|U.S. Bancorp Investments, Inc.|178
GRUB|GRUBHUB, INC.|FILL|Tradestation Securities, Inc.|95267
GRUB|GRUBHUB, INC.|FINX|FINTECH SECURITIES|150
GRUB|GRUBHUB, INC.|FMAF|NBCN Inc./ CDS|2015
GRUB|GRUBHUB, INC.|FORD|Fordham Financial Management, Inc.|300
GRUB|GRUBHUB, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14162
GRUB|GRUBHUB, INC.|FQLS|Quantlab Securities LP|409552
GRUB|GRUBHUB, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|211167
GRUB|GRUBHUB, INC.|FTBR|Foliofn Investments, Inc.|38861
GRUB|GRUBHUB, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|12104
GRUB|GRUBHUB, INC.|GLIS|TD Securities Inc|7116
GRUB|GRUBHUB, INC.|GLPX|ACS EXECUTION SERVICES, LLC|135847
GRUB|GRUBHUB, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2060394
GRUB|GRUBHUB, INC.|GSCS|GOLDMAN SACHS & CO. LLC|9083
GRUB|GRUBHUB, INC.|GSLT|GOLDMAN SACHS & CO. LLC|40917
GRUB|GRUBHUB, INC.|GTSZ|GTS SECURITIES LLC|218678
GRUB|GRUBHUB, INC.|HAPX|HAP Trading, LLC|100
GRUB|GRUBHUB, INC.|HRBF|American Enterprise Investment Services Inc.|6670
GRUB|GRUBHUB, INC.|HSBC|HSBC Securities, Inc.|15208
GRUB|GRUBHUB, INC.|IATS|INTERACTIVE BROKERS LLC|82842
GRUB|GRUBHUB, INC.|IBKR|Interactive Brokers Llc|65735
GRUB|GRUBHUB, INC.|IBSJ|Integrity Brokerage Services, Inc.|245
GRUB|GRUBHUB, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|742
GRUB|GRUBHUB, INC.|ICBX|INSTINET, LLC|354982
GRUB|GRUBHUB, INC.|IEQY|CITADEL SECURITIES LLC|32853
GRUB|GRUBHUB, INC.|INCA|INSTINET, LLC|1111589
GRUB|GRUBHUB, INC.|INJX|INSTINET, LLC|13278
GRUB|GRUBHUB, INC.|ITGI|ITG Inc.|61842
GRUB|GRUBHUB, INC.|ITGP|ITG INC.|74200
GRUB|GRUBHUB, INC.|JANY|Janney Montgomery Scott Inc.|7763
GRUB|GRUBHUB, INC.|JEFF|JEFFERIES LLC|149978
GRUB|GRUBHUB, INC.|JMPT|JUMP TRADING, LLC|78374
GRUB|GRUBHUB, INC.|JONE|JonesTrading|3374
GRUB|GRUBHUB, INC.|JPBX|J.P. MORGAN SECURITIES LLC|303470
GRUB|GRUBHUB, INC.|JPMX|J.P. Morgan Securities LLC|800790
GRUB|GRUBHUB, INC.|JSJX|JANE STREET CAPITAL LLC|17067
GRUB|GRUBHUB, INC.|JUTA|JUMP TRADING, LLC|1
GRUB|GRUBHUB, INC.|KCGM|VIRTU Americas LLC|144106
GRUB|GRUBHUB, INC.|KCRD|PHX FINANCIAL, INC.|213
GRUB|GRUBHUB, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|1000
GRUB|GRUBHUB, INC.|LEHM|Barclays Capital Inc./Le|1396934
GRUB|GRUBHUB, INC.|LIME|Lime Brokerage LLC|36756
GRUB|GRUBHUB, INC.|LIWE|LIME BROKERAGE LLC|400
GRUB|GRUBHUB, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|300816
GRUB|GRUBHUB, INC.|LOOP|Loop Capital Markets LLC|20262
GRUB|GRUBHUB, INC.|LQNA|LIQUIDNET, INC.|144700
GRUB|GRUBHUB, INC.|LSCI|Lek Securities Corporation|55
GRUB|GRUBHUB, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|3840
GRUB|GRUBHUB, INC.|MACC|Mid Atlantic Capital Corporation|14
GRUB|GRUBHUB, INC.|MAXM|Maxim Group LLC|1217
GRUB|GRUBHUB, INC.|MBTS|ALLY INVEST SECURITIES LLC|1639
GRUB|GRUBHUB, INC.|MCMF|Raymond James Ltd. Cds|690
GRUB|GRUBHUB, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|368250
GRUB|GRUBHUB, INC.|MOTF|MOTIF INVESTING, INC.|102
GRUB|GRUBHUB, INC.|MSCO|MORGAN STANLEY & CO. LLC|2629033
GRUB|GRUBHUB, INC.|MSPL|MORGAN STANLEY & CO. LLC|763400
GRUB|GRUBHUB, INC.|MSTX|MORGAN STANLEY & CO. LLC|465900
GRUB|GRUBHUB, INC.|MZHO|Mizuho Securities USA LLC|41500
GRUB|GRUBHUB, INC.|NATL|National Securities Corporation|4687
GRUB|GRUBHUB, INC.|NFSC|National Financial Services LLC|629087
GRUB|GRUBHUB, INC.|NITE|VIRTU Americas LLC|1264184
GRUB|GRUBHUB, INC.|NITP|VIRTU Americas LLC|401
GRUB|GRUBHUB, INC.|NQRB|Brut, LLC|14625
GRUB|GRUBHUB, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1426
GRUB|GRUBHUB, INC.|NTRC|Northern Trust Securities, Inc.|1404
GRUB|GRUBHUB, INC.|OHOS|TWO SIGMA SECURITIES, LLC|50888
GRUB|GRUBHUB, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|700
GRUB|GRUBHUB, INC.|OPCO|Oppenheimer & Co. Inc.|14305
GRUB|GRUBHUB, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|911
GRUB|GRUBHUB, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1004
GRUB|GRUBHUB, INC.|PCPT|PHILLIP CAPITAL INC.|885
GRUB|GRUBHUB, INC.|PDQM|CODA MARKETS, INC.|224130
GRUB|GRUBHUB, INC.|PHLY|NASDAQ Execution Services, LLC|12800
GRUB|GRUBHUB, INC.|PIPR|Piper Jaffray & Co.|900
GRUB|GRUBHUB, INC.|PWJC|UBS Financial Services, Inc.|2033
GRUB|GRUBHUB, INC.|QMSR|QUATTRO M SECURITIES INC.|8142
GRUB|GRUBHUB, INC.|RBCM|RBC CAPITAL MARKETS, LLC|29888
GRUB|GRUBHUB, INC.|RGLD|Regal Securities, Inc|169
GRUB|GRUBHUB, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|31589
GRUB|GRUBHUB, INC.|SAGL|SAGETRADER, LLC|220604
GRUB|GRUBHUB, INC.|SALI|INTL FCSTONE FINANCIAL INC.|3949
GRUB|GRUBHUB, INC.|SBSH|Citigroup Global Markets Inc.|251500
GRUB|GRUBHUB, INC.|SEIC|SEI Investments Distribution Co.|900
GRUB|GRUBHUB, INC.|SGMT|GOLDMAN SACHS & CO. LLC|254859
GRUB|GRUBHUB, INC.|SJLS|TRADE INFORMATICS LLC|100
GRUB|GRUBHUB, INC.|SPDR|SPEEDROUTE LLC|23518
GRUB|GRUBHUB, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4050
GRUB|GRUBHUB, INC.|STKP|STOCKPILE INVESTMENTS, INC.|144
GRUB|GRUBHUB, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3538
GRUB|GRUBHUB, INC.|SWIM|TD Ameritrade, Inc.|311499
GRUB|GRUBHUB, INC.|SWST|Hilltop Securities Inc.|5661
GRUB|GRUBHUB, INC.|TIAD|Triad Securities Corp|21
GRUB|GRUBHUB, INC.|TKNG|ALLY INVEST SECURITIES LLC|9487
GRUB|GRUBHUB, INC.|TRBT|Tradebot Systems, Inc.|350220
GRUB|GRUBHUB, INC.|TRCM|TRC MARKETS LLC|294380
GRUB|GRUBHUB, INC.|TWTT|TASTYWORKS, INC.|5368
GRUB|GRUBHUB, INC.|UBSA|UBS SECURITIES LLC|1317430
GRUB|GRUBHUB, INC.|UBSS|UBS Securities LLC|2022980
GRUB|GRUBHUB, INC.|VALX|VIRTU AMERICAS LLC|42179
GRUB|GRUBHUB, INC.|VGRD|Vanguard Marketing Corporation|35677
GRUB|GRUBHUB, INC.|VSIN|Vision Financial Markets Llc|25
GRUB|GRUBHUB, INC.|WABR|Wall Street Access|3200
GRUB|GRUBHUB, INC.|WBLR|WILLIAM BLAIR|3116
GRUB|GRUBHUB, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|5708
GRUB|GRUBHUB, INC.|WCHV|WELLS FARGO SECURITIES, LLC|103605
GRUB|GRUBHUB, INC.|WEDB|WEDBUSH SECURITIES INC.|17772
GRUB|GRUBHUB, INC.|WEED|Weeden & Co.L.P.|2573
GRUB|GRUBHUB, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37268
GRUB|GRUBHUB, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64853
GRUB|GRUBHUB, INC.|WGIF|CIBC World Markets Inc.|731
GRUB|GRUBHUB, INC.|WORD|Worden Capital Management LLC|1860
GRUB|GRUBHUB, INC.|WSEA|WOLVERINE SECURITIES, LLC|30535
GRUB|GRUBHUB, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|50
GRUB|GRUBHUB, INC.|XIST|INSTINET, LLC|214924
GRUB|GRUBHUB, INC.|XPQR|Jump Trading|600
GRUB|GRUBHUB, INC.|XPUS|XP SECURITIES, LLC|760
GRUB|GRUBHUB, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|202206
GRUB|GRUBHUB, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|21085
GRUB|GRUBHUB, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9912
GRVY|GRAVITY CO., LTD.|ALTX|Alternet Securities Inc.|600
GRVY|GRAVITY CO., LTD.|APCC|Apex Clearing Corporation|1347
GRVY|GRAVITY CO., LTD.|BANK|Primevest Financial Services, Inc.|48
GRVY|GRAVITY CO., LTD.|BATM|CBOE TRADING, INC.|1071
GRVY|GRAVITY CO., LTD.|BBNT|BB&T SECURITIES, LLC|389
GRVY|GRAVITY CO., LTD.|BIMI|Banca IMI Securities Corp.|250
GRVY|GRAVITY CO., LTD.|BTIG|BTIG, LLC|7346
GRVY|GRAVITY CO., LTD.|BYXM|CBOE TRADING, INC.|100
GRVY|GRAVITY CO., LTD.|CBRA|Cobra Trading, Inc.|100
GRVY|GRAVITY CO., LTD.|CHAS|Charles Schwab & Co., Inc.|150
GRVY|GRAVITY CO., LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75
GRVY|GRAVITY CO., LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7049
GRVY|GRAVITY CO., LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21142
GRVY|GRAVITY CO., LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3081
GRVY|GRAVITY CO., LTD.|CTDL|Citadel Derivatives Group Llc|683
GRVY|GRAVITY CO., LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
GRVY|GRAVITY CO., LTD.|DBAB|Deutsche Bank Securities Inc.|11672
GRVY|GRAVITY CO., LTD.|DBAX|Deutsche Bank Securities Inc.|13100
GRVY|GRAVITY CO., LTD.|DBUL|Deutsche Bank Securities Inc.|38
GRVY|GRAVITY CO., LTD.|DEGS|RONIN PROFESSIONAL LLC|380
GRVY|GRAVITY CO., LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
GRVY|GRAVITY CO., LTD.|EBXL|EBX LLC|13300
GRVY|GRAVITY CO., LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2529
GRVY|GRAVITY CO., LTD.|EDJO|Edward D. Jones & Co., L.P.|300
GRVY|GRAVITY CO., LTD.|EGAM|CBOE TRADING, INC.|303
GRVY|GRAVITY CO., LTD.|ETRS|E*Trade Securities LLC|10461
GRVY|GRAVITY CO., LTD.|FBCO|Credit Suisse Securities (USA) LLC|8064
GRVY|GRAVITY CO., LTD.|FOMA|TD AMERITRADE CLEARING, INC.|13229
GRVY|GRAVITY CO., LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5045
GRVY|GRAVITY CO., LTD.|FTBR|Foliofn Investments, Inc.|84
GRVY|GRAVITY CO., LTD.|GLPX|ACS EXECUTION SERVICES, LLC|8353
GRVY|GRAVITY CO., LTD.|GSCO|GOLDMAN SACHS & CO. LLC|8579
GRVY|GRAVITY CO., LTD.|GSCS|GOLDMAN SACHS & CO. LLC|21658
GRVY|GRAVITY CO., LTD.|GSLT|GOLDMAN SACHS & CO. LLC|28
GRVY|GRAVITY CO., LTD.|GTSZ|GTS SECURITIES LLC|10486
GRVY|GRAVITY CO., LTD.|HRBF|American Enterprise Investment Services Inc.|69
GRVY|GRAVITY CO., LTD.|IATS|INTERACTIVE BROKERS LLC|730
GRVY|GRAVITY CO., LTD.|IBKR|Interactive Brokers Llc|6891
GRVY|GRAVITY CO., LTD.|ICBX|INSTINET, LLC|1700
GRVY|GRAVITY CO., LTD.|INCA|INSTINET, LLC|9898
GRVY|GRAVITY CO., LTD.|INJX|INSTINET, LLC|7
GRVY|GRAVITY CO., LTD.|ITGI|ITG Inc.|863
GRVY|GRAVITY CO., LTD.|ITGP|ITG INC.|4600
GRVY|GRAVITY CO., LTD.|JANY|Janney Montgomery Scott Inc.|146
GRVY|GRAVITY CO., LTD.|JEFF|JEFFERIES LLC|195
GRVY|GRAVITY CO., LTD.|JPMX|J.P. Morgan Securities LLC|16158
GRVY|GRAVITY CO., LTD.|KCGM|VIRTU Americas LLC|1515
GRVY|GRAVITY CO., LTD.|LEHM|Barclays Capital Inc./Le|7901
GRVY|GRAVITY CO., LTD.|LIME|Lime Brokerage LLC|5520
GRVY|GRAVITY CO., LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11882
GRVY|GRAVITY CO., LTD.|MOTF|MOTIF INVESTING, INC.|6
GRVY|GRAVITY CO., LTD.|MSCO|MORGAN STANLEY & CO. LLC|49980
GRVY|GRAVITY CO., LTD.|MSPL|MORGAN STANLEY & CO. LLC|13000
GRVY|GRAVITY CO., LTD.|NFSC|National Financial Services LLC|11854
GRVY|GRAVITY CO., LTD.|NITE|VIRTU Americas LLC|99351
GRVY|GRAVITY CO., LTD.|PDQM|CODA MARKETS, INC.|10327
GRVY|GRAVITY CO., LTD.|RAJA|Raymond James & Associates, Inc.|27
GRVY|GRAVITY CO., LTD.|SALW|SW FINANCIAL|1552
GRVY|GRAVITY CO., LTD.|SBSH|Citigroup Global Markets Inc.|1865
GRVY|GRAVITY CO., LTD.|SGMT|GOLDMAN SACHS & CO. LLC|4951
GRVY|GRAVITY CO., LTD.|SPDR|SPEEDROUTE LLC|1400
GRVY|GRAVITY CO., LTD.|SPHN|Stephens Inc.|50
GRVY|GRAVITY CO., LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|204
GRVY|GRAVITY CO., LTD.|SWIM|TD Ameritrade, Inc.|7420
GRVY|GRAVITY CO., LTD.|TKNG|ALLY INVEST SECURITIES LLC|80
GRVY|GRAVITY CO., LTD.|TRCM|TRC MARKETS LLC|1120
GRVY|GRAVITY CO., LTD.|UBSS|UBS Securities LLC|28375
GRVY|GRAVITY CO., LTD.|VALX|VIRTU AMERICAS LLC|2916
GRVY|GRAVITY CO., LTD.|VGRD|Vanguard Marketing Corporation|2205
GRVY|GRAVITY CO., LTD.|WCHV|WELLS FARGO SECURITIES, LLC|751
GRVY|GRAVITY CO., LTD.|WEDB|WEDBUSH SECURITIES INC.|100
GRVY|GRAVITY CO., LTD.|WSEA|WOLVERINE SECURITIES, LLC|40
GRVY|GRAVITY CO., LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
GRVY|GRAVITY CO., LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|500
GRX|GABELLI H&W TR|ALTX|Alternet Securities Inc.|1400
GRX|GABELLI H&W TR|APCC|Apex Clearing Corporation|35
GRX|GABELLI H&W TR|BANK|Primevest Financial Services, Inc.|710
GRX|GABELLI H&W TR|BARD|Robert W. Baird & Co. Incorporated|1269
GRX|GABELLI H&W TR|BATM|CBOE TRADING, INC.|100
GRX|GABELLI H&W TR|BBNT|BB&T SECURITIES, LLC|38
GRX|GABELLI H&W TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|141
GRX|GABELLI H&W TR|BTIG|BTIG, LLC|288
GRX|GABELLI H&W TR|CHAS|Charles Schwab & Co., Inc.|13
GRX|GABELLI H&W TR|CIST|Capital Institutional Services, Inc.|333
GRX|GABELLI H&W TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3488
GRX|GABELLI H&W TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6339
GRX|GABELLI H&W TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
GRX|GABELLI H&W TR|DADA|D.A. Davidson & Co.|1900
GRX|GABELLI H&W TR|DBAX|Deutsche Bank Securities Inc.|200
GRX|GABELLI H&W TR|DEAN|MORGAN STANLEY|4820
GRX|GABELLI H&W TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
GRX|GABELLI H&W TR|EBXL|EBX LLC|6900
GRX|GABELLI H&W TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
GRX|GABELLI H&W TR|EDJO|Edward D. Jones & Co., L.P.|241
GRX|GABELLI H&W TR|EGAM|CBOE TRADING, INC.|300
GRX|GABELLI H&W TR|EGXM|CBOE TRADING, INC.|575
GRX|GABELLI H&W TR|ETRS|E*Trade Securities LLC|24589
GRX|GABELLI H&W TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2733
GRX|GABELLI H&W TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3726
GRX|GABELLI H&W TR|FTBR|Foliofn Investments, Inc.|51
GRX|GABELLI H&W TR|GLPX|ACS EXECUTION SERVICES, LLC|3671
GRX|GABELLI H&W TR|GSCO|GOLDMAN SACHS & CO. LLC|1034
GRX|GABELLI H&W TR|GSCS|GOLDMAN SACHS & CO. LLC|200
GRX|GABELLI H&W TR|GSLT|GOLDMAN SACHS & CO. LLC|300
GRX|GABELLI H&W TR|HRBF|American Enterprise Investment Services Inc.|2015
GRX|GABELLI H&W TR|IATS|INTERACTIVE BROKERS LLC|7118
GRX|GABELLI H&W TR|IBKR|Interactive Brokers Llc|30533
GRX|GABELLI H&W TR|ICBX|INSTINET, LLC|5816
GRX|GABELLI H&W TR|INCA|INSTINET, LLC|9602
GRX|GABELLI H&W TR|ITGI|ITG Inc.|3642
GRX|GABELLI H&W TR|ITGP|ITG INC.|12400
GRX|GABELLI H&W TR|JANY|Janney Montgomery Scott Inc.|818
GRX|GABELLI H&W TR|JPMX|J.P. Morgan Securities LLC|1800
GRX|GABELLI H&W TR|KCGM|VIRTU Americas LLC|1342
GRX|GABELLI H&W TR|LGNT|COR CLEARING LLC|79
GRX|GABELLI H&W TR|LIME|Lime Brokerage LLC|240
GRX|GABELLI H&W TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
GRX|GABELLI H&W TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
GRX|GABELLI H&W TR|MSCO|MORGAN STANLEY & CO. LLC|18053
GRX|GABELLI H&W TR|MSPL|MORGAN STANLEY & CO. LLC|1000
GRX|GABELLI H&W TR|NATL|National Securities Corporation|100
GRX|GABELLI H&W TR|NFSC|National Financial Services LLC|96327
GRX|GABELLI H&W TR|NITE|VIRTU Americas LLC|157163
GRX|GABELLI H&W TR|NQRB|Brut, LLC|2529
GRX|GABELLI H&W TR|NTRC|Northern Trust Securities, Inc.|2
GRX|GABELLI H&W TR|PDQM|CODA MARKETS, INC.|5655
GRX|GABELLI H&W TR|PWJC|UBS Financial Services, Inc.|88
GRX|GABELLI H&W TR|RBCM|RBC CAPITAL MARKETS, LLC|4016
GRX|GABELLI H&W TR|SALI|INTL FCSTONE FINANCIAL INC.|450
GRX|GABELLI H&W TR|SBSH|Citigroup Global Markets Inc.|8951
GRX|GABELLI H&W TR|SGMT|GOLDMAN SACHS & CO. LLC|340
GRX|GABELLI H&W TR|SPDR|SPEEDROUTE LLC|600
GRX|GABELLI H&W TR|SPHN|Stephens Inc.|1549
GRX|GABELLI H&W TR|STFL|Stifel, Nicolaus & Company, Incorporated|1561
GRX|GABELLI H&W TR|SWIM|TD Ameritrade, Inc.|1100
GRX|GABELLI H&W TR|SWST|Hilltop Securities Inc.|138
GRX|GABELLI H&W TR|TKNG|ALLY INVEST SECURITIES LLC|3539
GRX|GABELLI H&W TR|TRBT|Tradebot Systems, Inc.|1744
GRX|GABELLI H&W TR|TRCM|TRC MARKETS LLC|700
GRX|GABELLI H&W TR|UBSA|UBS SECURITIES LLC|11904
GRX|GABELLI H&W TR|UBSS|UBS Securities LLC|43233
GRX|GABELLI H&W TR|VGRD|Vanguard Marketing Corporation|8173
GRX|GABELLI H&W TR|WCHV|WELLS FARGO SECURITIES, LLC|46655
GRX|GABELLI H&W TR|WEDB|WEDBUSH SECURITIES INC.|4856
GRX|GABELLI H&W TR|WSEA|WOLVERINE SECURITIES, LLC|1558
GRX|GABELLI H&W TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|5294
GRX|GABELLI H&W TR|YKNA|COMHAR CAPITAL MARKETS, LLC|300
GRX|GABELLI H&W TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2188
GRX$A|GABELLI HEALTHCARE|BANK|Primevest Financial Services, Inc.|4
GRX$A|GABELLI HEALTHCARE|DEAN|MORGAN STANLEY|100
GRX$A|GABELLI HEALTHCARE|EDJO|Edward D. Jones & Co., L.P.|100
GRX$A|GABELLI HEALTHCARE|IBKR|Interactive Brokers Llc|900
GRX$A|GABELLI HEALTHCARE|NFSC|National Financial Services LLC|1000
GRX$A|GABELLI HEALTHCARE|NITE|VIRTU Americas LLC|3326
GRX$A|GABELLI HEALTHCARE|STFL|Stifel, Nicolaus & Company, Incorporated|625
GRX$A|GABELLI HEALTHCARE|UBSS|UBS Securities LLC|1891
GRX$A|GABELLI HEALTHCARE|VGRD|Vanguard Marketing Corporation|700
GRX$A|GABELLI HEALTHCARE|WCHV|WELLS FARGO SECURITIES, LLC|2151
GRX$A|GABELLI HEALTHCARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2315
GRX$B|GABELLI HEALTHCARE|ETRS|E*Trade Securities LLC|57
GRX$B|GABELLI HEALTHCARE|IBKR|Interactive Brokers Llc|10
GRX$B|GABELLI HEALTHCARE|JANY|Janney Montgomery Scott Inc.|200
GRX$B|GABELLI HEALTHCARE|LIME|Lime Brokerage LLC|100
GRX$B|GABELLI HEALTHCARE|NFSC|National Financial Services LLC|150
GRX$B|GABELLI HEALTHCARE|NITE|VIRTU Americas LLC|1352
GRX$B|GABELLI HEALTHCARE|RBCM|RBC CAPITAL MARKETS, LLC|478
GRX$B|GABELLI HEALTHCARE|UBSA|UBS SECURITIES LLC|100
GRX$B|GABELLI HEALTHCARE|UBSS|UBS Securities LLC|800
GRX$B|GABELLI HEALTHCARE|WCHV|WELLS FARGO SECURITIES, LLC|7
GRX$B|GABELLI HEALTHCARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1022
GS|GOLDMAN SACHS GRP|ACPL|American Capital Partners, LLC|1697
GS|GOLDMAN SACHS GRP|AGIS|Aegis Capital Corp.|720
GS|GOLDMAN SACHS GRP|ALTX|Alternet Securities Inc.|20901
GS|GOLDMAN SACHS GRP|ANOS|ABEL/NOSER, L.L.C.|16300
GS|GOLDMAN SACHS GRP|APCC|Apex Clearing Corporation|32527
GS|GOLDMAN SACHS GRP|BANK|Primevest Financial Services, Inc.|1554
GS|GOLDMAN SACHS GRP|BARD|Robert W. Baird & Co. Incorporated|32021
GS|GOLDMAN SACHS GRP|BATM|CBOE TRADING, INC.|22998
GS|GOLDMAN SACHS GRP|BAYC|BAY CREST PARTNERS, LLC|33
GS|GOLDMAN SACHS GRP|BAYT|BTIG, LLC|7400
GS|GOLDMAN SACHS GRP|BBNT|BB&T SECURITIES, LLC|2306
GS|GOLDMAN SACHS GRP|BERN|Sanford C. Bernstein & Co., LLC|158576
GS|GOLDMAN SACHS GRP|BIAD|SAGETRADER, LLC|821
GS|GOLDMAN SACHS GRP|BIDS|BIDS TRADING L.P.|100
GS|GOLDMAN SACHS GRP|BIMI|Banca IMI Securities Corp.|3033
GS|GOLDMAN SACHS GRP|BKCM|BNY Mellon Capital Markets LLC|247
GS|GOLDMAN SACHS GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49805
GS|GOLDMAN SACHS GRP|BLKX|INSTINET, LLC|81200
GS|GOLDMAN SACHS GRP|BMOC|BMO Capital Markets Corp.|31036
GS|GOLDMAN SACHS GRP|BNPX|BNP PARIBAS SECURITIES CORP.|207521
GS|GOLDMAN SACHS GRP|BRGE|Newbridge Securities Corp.|74
GS|GOLDMAN SACHS GRP|BTIG|BTIG, LLC|27368
GS|GOLDMAN SACHS GRP|BYXM|CBOE TRADING, INC.|2821
GS|GOLDMAN SACHS GRP|BZXL|VOLANT LIQUIDITY, LLC|490
GS|GOLDMAN SACHS GRP|BZYD|GOLDMAN SACHS & CO. LLC|100
GS|GOLDMAN SACHS GRP|CABR|Cabrera Capital Markets, Inc.|258
GS|GOLDMAN SACHS GRP|CANT|Cantor Fitzgerald & Co.|166
GS|GOLDMAN SACHS GRP|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
GS|GOLDMAN SACHS GRP|CHAS|Charles Schwab & Co., Inc.|14360
GS|GOLDMAN SACHS GRP|CHLM|Craig-Hallum Capital Group LLC|1800
GS|GOLDMAN SACHS GRP|CICF|Canaccord Genuity Corp.|2987
GS|GOLDMAN SACHS GRP|CIST|Capital Institutional Services, Inc.|3505
GS|GOLDMAN SACHS GRP|CLSA|CLSA AMERICAS, LLC|449
GS|GOLDMAN SACHS GRP|CNFR|Cowen Prime Services LLC|100
GS|GOLDMAN SACHS GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|343728
GS|GOLDMAN SACHS GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12205
GS|GOLDMAN SACHS GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|112706
GS|GOLDMAN SACHS GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1017629
GS|GOLDMAN SACHS GRP|CSIN|Citadel Securities Institutional LLC|16604
GS|GOLDMAN SACHS GRP|CTDL|Citadel Derivatives Group Llc|36058
GS|GOLDMAN SACHS GRP|CTLR|CUTLER GROUP, LP|200
GS|GOLDMAN SACHS GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|66192
GS|GOLDMAN SACHS GRP|DADA|D.A. Davidson & Co.|3606
GS|GOLDMAN SACHS GRP|DAVA|Davenport & Company LLC|9175
GS|GOLDMAN SACHS GRP|DAWA|Daiwa Capital Markets America Inc.|35
GS|GOLDMAN SACHS GRP|DBAB|Deutsche Bank Securities Inc.|496736
GS|GOLDMAN SACHS GRP|DBAX|Deutsche Bank Securities Inc.|411700
GS|GOLDMAN SACHS GRP|DBUL|Deutsche Bank Securities Inc.|10003
GS|GOLDMAN SACHS GRP|DCHF|Dart Executions, LLC|16090
GS|GOLDMAN SACHS GRP|DEAN|MORGAN STANLEY|103706
GS|GOLDMAN SACHS GRP|DEGS|RONIN PROFESSIONAL LLC|600
GS|GOLDMAN SACHS GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38964
GS|GOLDMAN SACHS GRP|DRWK|DRW SECURITIES, L.L.C.|4308
GS|GOLDMAN SACHS GRP|EBXL|EBX LLC|465500
GS|GOLDMAN SACHS GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|18023
GS|GOLDMAN SACHS GRP|EDJC|Edward Jones / CDS|161
GS|GOLDMAN SACHS GRP|EDJO|Edward D. Jones & Co., L.P.|14890
GS|GOLDMAN SACHS GRP|EGAM|CBOE TRADING, INC.|48308
GS|GOLDMAN SACHS GRP|EGAW|CBOE TRADING, INC.|473
GS|GOLDMAN SACHS GRP|EGMT|EG MARKET TECHNOLOGIES LLC|3512
GS|GOLDMAN SACHS GRP|EGXM|CBOE TRADING, INC.|13253
GS|GOLDMAN SACHS GRP|EGXW|CBOE TRADING, INC.|147
GS|GOLDMAN SACHS GRP|ELEV|ELEVATION, LLC|375
GS|GOLDMAN SACHS GRP|EROP|Eroom Securities L.L.C.|1690
GS|GOLDMAN SACHS GRP|ESPO|ESPOSITO SECURITIES, LLC|11
GS|GOLDMAN SACHS GRP|ETBE|Electronic Transaction Clearing, Inc.|81200
GS|GOLDMAN SACHS GRP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
GS|GOLDMAN SACHS GRP|ETCB|ETC BROKERAGE SERVICES, LLC|10
GS|GOLDMAN SACHS GRP|ETCC|Electronic Transaction Clearing, Inc.|552
GS|GOLDMAN SACHS GRP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
GS|GOLDMAN SACHS GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|101994
GS|GOLDMAN SACHS GRP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|232
GS|GOLDMAN SACHS GRP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4871
GS|GOLDMAN SACHS GRP|ETRS|E*Trade Securities LLC|972537
GS|GOLDMAN SACHS GRP|EVRS|E1 ASSET MANAGEMENT, INC.|110
GS|GOLDMAN SACHS GRP|FBSB|U.S. Bancorp Investments, Inc.|211
GS|GOLDMAN SACHS GRP|FFSI|Firstrade Securities Inc.|180
GS|GOLDMAN SACHS GRP|FIDT|Fidelity Clearing Canada ULC./ CDS|23
GS|GOLDMAN SACHS GRP|FILL|Tradestation Securities, Inc.|104898
GS|GOLDMAN SACHS GRP|FINX|FINTECH SECURITIES|387
GS|GOLDMAN SACHS GRP|FMAF|NBCN Inc./ CDS|14037
GS|GOLDMAN SACHS GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13346
GS|GOLDMAN SACHS GRP|FQLS|Quantlab Securities LP|589179
GS|GOLDMAN SACHS GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96736
GS|GOLDMAN SACHS GRP|FTBR|Foliofn Investments, Inc.|2728
GS|GOLDMAN SACHS GRP|GBMT|GBM International, Inc.|2813
GS|GOLDMAN SACHS GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|125694
GS|GOLDMAN SACHS GRP|GHCC|Gordon, Haskett Capital Corporation|6700
GS|GOLDMAN SACHS GRP|GLIS|TD Securities Inc|23199
GS|GOLDMAN SACHS GRP|GLPX|ACS EXECUTION SERVICES, LLC|142882
GS|GOLDMAN SACHS GRP|GSCO|GOLDMAN SACHS & CO. LLC|442879
GS|GOLDMAN SACHS GRP|GSCS|GOLDMAN SACHS & CO. LLC|60088
GS|GOLDMAN SACHS GRP|GSLT|GOLDMAN SACHS & CO. LLC|13986
GS|GOLDMAN SACHS GRP|GTSZ|GTS SECURITIES LLC|644689
GS|GOLDMAN SACHS GRP|HAPX|HAP Trading, LLC|5062
GS|GOLDMAN SACHS GRP|HCTA|Hardcastle Trading USA LLC|122156
GS|GOLDMAN SACHS GRP|HRBF|American Enterprise Investment Services Inc.|17875
GS|GOLDMAN SACHS GRP|HSBC|HSBC Securities, Inc.|25505
GS|GOLDMAN SACHS GRP|IATS|INTERACTIVE BROKERS LLC|100315
GS|GOLDMAN SACHS GRP|IBKR|Interactive Brokers Llc|83452
GS|GOLDMAN SACHS GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1202
GS|GOLDMAN SACHS GRP|ICBX|INSTINET, LLC|150595
GS|GOLDMAN SACHS GRP|IEQY|CITADEL SECURITIES LLC|289091
GS|GOLDMAN SACHS GRP|INCA|INSTINET, LLC|695814
GS|GOLDMAN SACHS GRP|INJX|INSTINET, LLC|2819
GS|GOLDMAN SACHS GRP|INTL|INTL FCSTONE FINANCIAL INC.|65
GS|GOLDMAN SACHS GRP|ITGI|ITG Inc.|85208
GS|GOLDMAN SACHS GRP|ITGP|ITG INC.|108000
GS|GOLDMAN SACHS GRP|JANY|Janney Montgomery Scott Inc.|4635
GS|GOLDMAN SACHS GRP|JEFF|JEFFERIES LLC|149370
GS|GOLDMAN SACHS GRP|JMPT|JUMP TRADING, LLC|352941
GS|GOLDMAN SACHS GRP|JONE|JonesTrading|2805
GS|GOLDMAN SACHS GRP|JPBX|J.P. MORGAN SECURITIES LLC|123132
GS|GOLDMAN SACHS GRP|JPMX|J.P. Morgan Securities LLC|1155159
GS|GOLDMAN SACHS GRP|JRCO|Johnson Rice & Company L.L.C.|2779
GS|GOLDMAN SACHS GRP|JSEB|JANE STREET EXECUTION SERVICES, LLC|74
GS|GOLDMAN SACHS GRP|JSJX|JANE STREET CAPITAL LLC|30490
GS|GOLDMAN SACHS GRP|JUTA|JUMP TRADING, LLC|33918
GS|GOLDMAN SACHS GRP|KBWI|Keefe, Bruyette & Woods, Inc.|17546
GS|GOLDMAN SACHS GRP|KCGM|VIRTU Americas LLC|89054
GS|GOLDMAN SACHS GRP|KCRD|PHX FINANCIAL, INC.|1598
GS|GOLDMAN SACHS GRP|LEHM|Barclays Capital Inc./Le|1753715
GS|GOLDMAN SACHS GRP|LGNT|COR CLEARING LLC|1
GS|GOLDMAN SACHS GRP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|75
GS|GOLDMAN SACHS GRP|LIME|Lime Brokerage LLC|147555
GS|GOLDMAN SACHS GRP|LIWD|LIME BROKERAGE LLC|2367
GS|GOLDMAN SACHS GRP|LMNX|LUMINEX TRADING & ANALYTICS LLC|18000
GS|GOLDMAN SACHS GRP|LOOP|Loop Capital Markets LLC|1345
GS|GOLDMAN SACHS GRP|LQNA|LIQUIDNET, INC.|18300
GS|GOLDMAN SACHS GRP|LSCI|Lek Securities Corporation|58346
GS|GOLDMAN SACHS GRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GS|GOLDMAN SACHS GRP|MACC|Mid Atlantic Capital Corporation|397
GS|GOLDMAN SACHS GRP|MACQ|Macquarie Capital (USA) Inc.|700
GS|GOLDMAN SACHS GRP|MAXM|Maxim Group LLC|32551
GS|GOLDMAN SACHS GRP|MBTS|ALLY INVEST SECURITIES LLC|300
GS|GOLDMAN SACHS GRP|MCMF|Raymond James Ltd. Cds|487
GS|GOLDMAN SACHS GRP|MILE|I-Bankers Securities, Inc.|465
GS|GOLDMAN SACHS GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|252802
GS|GOLDMAN SACHS GRP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
GS|GOLDMAN SACHS GRP|MOTF|MOTIF INVESTING, INC.|84
GS|GOLDMAN SACHS GRP|MPSG|E D & F Man Capital Markets Inc.|2793
GS|GOLDMAN SACHS GRP|MSCO|MORGAN STANLEY & CO. LLC|2322791
GS|GOLDMAN SACHS GRP|MSPL|MORGAN STANLEY & CO. LLC|313900
GS|GOLDMAN SACHS GRP|MSTX|MORGAN STANLEY & CO. LLC|144300
GS|GOLDMAN SACHS GRP|MULL|MARK J. MULLER EQUITIES, INC.|9080
GS|GOLDMAN SACHS GRP|NATL|National Securities Corporation|2325
GS|GOLDMAN SACHS GRP|NEUB|NEUBERGER BERMAN BD LLC|5644
GS|GOLDMAN SACHS GRP|NFSC|National Financial Services LLC|2140298
GS|GOLDMAN SACHS GRP|NITE|VIRTU Americas LLC|3419046
GS|GOLDMAN SACHS GRP|NITP|VIRTU Americas LLC|661
GS|GOLDMAN SACHS GRP|NQRB|Brut, LLC|20161
GS|GOLDMAN SACHS GRP|NTBF|BMO Nesbitt Burns Inc./CDS|5106
GS|GOLDMAN SACHS GRP|NTFN|Network 1 Financial Securities Inc.|160
GS|GOLDMAN SACHS GRP|NTRC|Northern Trust Securities, Inc.|4307
GS|GOLDMAN SACHS GRP|OHOS|TWO SIGMA SECURITIES, LLC|192596
GS|GOLDMAN SACHS GRP|OPCO|Oppenheimer & Co. Inc.|60380
GS|GOLDMAN SACHS GRP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5600
GS|GOLDMAN SACHS GRP|PCPT|PHILLIP CAPITAL INC.|451
GS|GOLDMAN SACHS GRP|PDQM|CODA MARKETS, INC.|208555
GS|GOLDMAN SACHS GRP|PHLY|NASDAQ Execution Services, LLC|126504
GS|GOLDMAN SACHS GRP|PIPR|Piper Jaffray & Co.|10
GS|GOLDMAN SACHS GRP|PWJC|UBS Financial Services, Inc.|21153
GS|GOLDMAN SACHS GRP|QMSR|QUATTRO M SECURITIES INC.|1184
GS|GOLDMAN SACHS GRP|RBCM|RBC CAPITAL MARKETS, LLC|28785
GS|GOLDMAN SACHS GRP|RGLD|Regal Securities, Inc|923
GS|GOLDMAN SACHS GRP|RHCO|Suntrust Robinson Humphrey, Inc.|9360
GS|GOLDMAN SACHS GRP|RJLC|RJL CAPITAL GROUP, LLC|900
GS|GOLDMAN SACHS GRP|SAGL|SAGETRADER, LLC|10739
GS|GOLDMAN SACHS GRP|SALI|INTL FCSTONE FINANCIAL INC.|327
GS|GOLDMAN SACHS GRP|SBRX|MURIEL SIEBERT & CO INC|10
GS|GOLDMAN SACHS GRP|SBSH|Citigroup Global Markets Inc.|833907
GS|GOLDMAN SACHS GRP|SDLR|Sandler, O'Neill & Partners, L.P.|200
GS|GOLDMAN SACHS GRP|SEIC|SEI Investments Distribution Co.|1710
GS|GOLDMAN SACHS GRP|SGMT|GOLDMAN SACHS & CO. LLC|239701
GS|GOLDMAN SACHS GRP|SJLS|TRADE INFORMATICS LLC|300
GS|GOLDMAN SACHS GRP|SOGO|Wang Investment Associates, Inc.|410
GS|GOLDMAN SACHS GRP|SPDR|SPEEDROUTE LLC|60928
GS|GOLDMAN SACHS GRP|SPHN|Stephens Inc.|6418
GS|GOLDMAN SACHS GRP|SSBS|STATE STREET GLOBAL MARKETS, LLC|25372
GS|GOLDMAN SACHS GRP|STFL|Stifel, Nicolaus & Company, Incorporated|33384
GS|GOLDMAN SACHS GRP|STKP|STOCKPILE INVESTMENTS, INC.|176
GS|GOLDMAN SACHS GRP|STTT|STATETRUST INVESTMENTS INC.|80
GS|GOLDMAN SACHS GRP|SWIM|TD Ameritrade, Inc.|1427360
GS|GOLDMAN SACHS GRP|SWST|Hilltop Securities Inc.|7509
GS|GOLDMAN SACHS GRP|TDSI|TD Securities (USA) LLC|2400
GS|GOLDMAN SACHS GRP|TKNG|ALLY INVEST SECURITIES LLC|10403
GS|GOLDMAN SACHS GRP|TRBT|Tradebot Systems, Inc.|255439
GS|GOLDMAN SACHS GRP|TRCM|TRC MARKETS LLC|294227
GS|GOLDMAN SACHS GRP|TRIP|Trident Partners Ltd.|202
GS|GOLDMAN SACHS GRP|TWTT|TASTYWORKS, INC.|1092
GS|GOLDMAN SACHS GRP|UBSA|UBS SECURITIES LLC|1748611
GS|GOLDMAN SACHS GRP|UBSS|UBS Securities LLC|1550392
GS|GOLDMAN SACHS GRP|VALX|VIRTU AMERICAS LLC|42641
GS|GOLDMAN SACHS GRP|VGRD|Vanguard Marketing Corporation|108208
GS|GOLDMAN SACHS GRP|VSIN|Vision Financial Markets Llc|144
GS|GOLDMAN SACHS GRP|WABR|Wall Street Access|9184
GS|GOLDMAN SACHS GRP|WBLR|WILLIAM BLAIR|8863
GS|GOLDMAN SACHS GRP|WBPX|SUMMIT SECURITIES GROUP, LLC|737
GS|GOLDMAN SACHS GRP|WCHV|WELLS FARGO SECURITIES, LLC|357876
GS|GOLDMAN SACHS GRP|WDNX|WEEDEN & CO.L.P.|2402
GS|GOLDMAN SACHS GRP|WEDB|WEDBUSH SECURITIES INC.|21308
GS|GOLDMAN SACHS GRP|WEED|Weeden & Co.L.P.|422
GS|GOLDMAN SACHS GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|341158
GS|GOLDMAN SACHS GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23232
GS|GOLDMAN SACHS GRP|WGIF|CIBC World Markets Inc.|7168
GS|GOLDMAN SACHS GRP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4196
GS|GOLDMAN SACHS GRP|WORD|Worden Capital Management LLC|750
GS|GOLDMAN SACHS GRP|WSEA|WOLVERINE SECURITIES, LLC|47600
GS|GOLDMAN SACHS GRP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|940
GS|GOLDMAN SACHS GRP|XIST|INSTINET, LLC|212328
GS|GOLDMAN SACHS GRP|XPQR|Jump Trading|1100
GS|GOLDMAN SACHS GRP|XPUS|XP SECURITIES, LLC|4362
GS|GOLDMAN SACHS GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|329118
GS|GOLDMAN SACHS GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|12313
GS|GOLDMAN SACHS GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17786
GS$A|GOLDMAN SACHS PFD|ALTX|Alternet Securities Inc.|100
GS$A|GOLDMAN SACHS PFD|BARD|Robert W. Baird & Co. Incorporated|6895
GS$A|GOLDMAN SACHS PFD|BBNT|BB&T SECURITIES, LLC|150
GS$A|GOLDMAN SACHS PFD|BERN|Sanford C. Bernstein & Co., LLC|100
GS$A|GOLDMAN SACHS PFD|CICF|Canaccord Genuity Corp.|1050
GS$A|GOLDMAN SACHS PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2941
GS$A|GOLDMAN SACHS PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6900
GS$A|GOLDMAN SACHS PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
GS$A|GOLDMAN SACHS PFD|DADA|D.A. Davidson & Co.|2480
GS$A|GOLDMAN SACHS PFD|DBAX|Deutsche Bank Securities Inc.|4200
GS$A|GOLDMAN SACHS PFD|DEAN|MORGAN STANLEY|23346
GS$A|GOLDMAN SACHS PFD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
GS$A|GOLDMAN SACHS PFD|EBXL|EBX LLC|3100
GS$A|GOLDMAN SACHS PFD|EDJO|Edward D. Jones & Co., L.P.|2135
GS$A|GOLDMAN SACHS PFD|EGAM|CBOE TRADING, INC.|100
GS$A|GOLDMAN SACHS PFD|ETRS|E*Trade Securities LLC|400
GS$A|GOLDMAN SACHS PFD|FTBR|Foliofn Investments, Inc.|21
GS$A|GOLDMAN SACHS PFD|GLPX|ACS EXECUTION SERVICES, LLC|1000
GS$A|GOLDMAN SACHS PFD|GSCO|GOLDMAN SACHS & CO. LLC|800
GS$A|GOLDMAN SACHS PFD|GSLT|GOLDMAN SACHS & CO. LLC|24
GS$A|GOLDMAN SACHS PFD|GTSZ|GTS SECURITIES LLC|300
GS$A|GOLDMAN SACHS PFD|HRBF|American Enterprise Investment Services Inc.|500
GS$A|GOLDMAN SACHS PFD|IATS|INTERACTIVE BROKERS LLC|800
GS$A|GOLDMAN SACHS PFD|IBKR|Interactive Brokers Llc|2249
GS$A|GOLDMAN SACHS PFD|ICBX|INSTINET, LLC|800
GS$A|GOLDMAN SACHS PFD|INCA|INSTINET, LLC|3296
GS$A|GOLDMAN SACHS PFD|INJX|INSTINET, LLC|500
GS$A|GOLDMAN SACHS PFD|ITGI|ITG Inc.|100
GS$A|GOLDMAN SACHS PFD|ITGP|ITG INC.|1400
GS$A|GOLDMAN SACHS PFD|JANY|Janney Montgomery Scott Inc.|6387
GS$A|GOLDMAN SACHS PFD|JEFF|JEFFERIES LLC|800
GS$A|GOLDMAN SACHS PFD|JPMX|J.P. Morgan Securities LLC|4158
GS$A|GOLDMAN SACHS PFD|KCGM|VIRTU Americas LLC|600
GS$A|GOLDMAN SACHS PFD|LEHM|Barclays Capital Inc./Le|3200
GS$A|GOLDMAN SACHS PFD|LIME|Lime Brokerage LLC|335
GS$A|GOLDMAN SACHS PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|113
GS$A|GOLDMAN SACHS PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
GS$A|GOLDMAN SACHS PFD|MSCO|MORGAN STANLEY & CO. LLC|27363
GS$A|GOLDMAN SACHS PFD|NATL|National Securities Corporation|700
GS$A|GOLDMAN SACHS PFD|NFSC|National Financial Services LLC|21734
GS$A|GOLDMAN SACHS PFD|NITE|VIRTU Americas LLC|78014
GS$A|GOLDMAN SACHS PFD|NQRB|Brut, LLC|205
GS$A|GOLDMAN SACHS PFD|OPCO|Oppenheimer & Co. Inc.|3200
GS$A|GOLDMAN SACHS PFD|PDQM|CODA MARKETS, INC.|1200
GS$A|GOLDMAN SACHS PFD|PWJC|UBS Financial Services, Inc.|4455
GS$A|GOLDMAN SACHS PFD|RBCM|RBC CAPITAL MARKETS, LLC|8557
GS$A|GOLDMAN SACHS PFD|SGMT|GOLDMAN SACHS & CO. LLC|1800
GS$A|GOLDMAN SACHS PFD|SPDR|SPEEDROUTE LLC|898
GS$A|GOLDMAN SACHS PFD|STFL|Stifel, Nicolaus & Company, Incorporated|2080
GS$A|GOLDMAN SACHS PFD|SWIM|TD Ameritrade, Inc.|400
GS$A|GOLDMAN SACHS PFD|UBSA|UBS SECURITIES LLC|9551
GS$A|GOLDMAN SACHS PFD|UBSS|UBS Securities LLC|30055
GS$A|GOLDMAN SACHS PFD|VGRD|Vanguard Marketing Corporation|583
GS$A|GOLDMAN SACHS PFD|WCHV|WELLS FARGO SECURITIES, LLC|44257
GS$A|GOLDMAN SACHS PFD|WEDB|WEDBUSH SECURITIES INC.|4125
GS$A|GOLDMAN SACHS PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|13774
GS$A|GOLDMAN SACHS PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
GS$A|GOLDMAN SACHS PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4060
GS$B|GOLDMAN DEP SH|BANK|Primevest Financial Services, Inc.|93
GS$B|GOLDMAN DEP SH|BARD|Robert W. Baird & Co. Incorporated|4
GS$B|GOLDMAN DEP SH|BAYC|BAY CREST PARTNERS, LLC|100
GS$B|GOLDMAN DEP SH|BBNT|BB&T SECURITIES, LLC|445
GS$B|GOLDMAN DEP SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11018
GS$B|GOLDMAN DEP SH|BRGE|Newbridge Securities Corp.|116
GS$B|GOLDMAN DEP SH|CHAS|Charles Schwab & Co., Inc.|337
GS$B|GOLDMAN DEP SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11216
GS$B|GOLDMAN DEP SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7723
GS$B|GOLDMAN DEP SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2110
GS$B|GOLDMAN DEP SH|DADA|D.A. Davidson & Co.|504
GS$B|GOLDMAN DEP SH|DBAX|Deutsche Bank Securities Inc.|1000
GS$B|GOLDMAN DEP SH|DEAN|MORGAN STANLEY|6975
GS$B|GOLDMAN DEP SH|EBXL|EBX LLC|800
GS$B|GOLDMAN DEP SH|EDJO|Edward D. Jones & Co., L.P.|22
GS$B|GOLDMAN DEP SH|EGXM|CBOE TRADING, INC.|386
GS$B|GOLDMAN DEP SH|ETRS|E*Trade Securities LLC|3001
GS$B|GOLDMAN DEP SH|FINX|FINTECH SECURITIES|188
GS$B|GOLDMAN DEP SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|156
GS$B|GOLDMAN DEP SH|FTBR|Foliofn Investments, Inc.|79
GS$B|GOLDMAN DEP SH|GLPX|ACS EXECUTION SERVICES, LLC|100
GS$B|GOLDMAN DEP SH|GSCO|GOLDMAN SACHS & CO. LLC|2115
GS$B|GOLDMAN DEP SH|HRBF|American Enterprise Investment Services Inc.|10232
GS$B|GOLDMAN DEP SH|IBKR|Interactive Brokers Llc|1543
GS$B|GOLDMAN DEP SH|ICBX|INSTINET, LLC|900
GS$B|GOLDMAN DEP SH|INCA|INSTINET, LLC|2300
GS$B|GOLDMAN DEP SH|JANY|Janney Montgomery Scott Inc.|7795
GS$B|GOLDMAN DEP SH|JPMX|J.P. Morgan Securities LLC|70
GS$B|GOLDMAN DEP SH|JSEB|JANE STREET EXECUTION SERVICES, LLC|296
GS$B|GOLDMAN DEP SH|KCGM|VIRTU Americas LLC|600
GS$B|GOLDMAN DEP SH|LEHM|Barclays Capital Inc./Le|800
GS$B|GOLDMAN DEP SH|LIME|Lime Brokerage LLC|15
GS$B|GOLDMAN DEP SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
GS$B|GOLDMAN DEP SH|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7795
GS$B|GOLDMAN DEP SH|MSCO|MORGAN STANLEY & CO. LLC|1993
GS$B|GOLDMAN DEP SH|NFSC|National Financial Services LLC|16234
GS$B|GOLDMAN DEP SH|NITE|VIRTU Americas LLC|33480
GS$B|GOLDMAN DEP SH|NTRC|Northern Trust Securities, Inc.|38
GS$B|GOLDMAN DEP SH|PDQM|CODA MARKETS, INC.|100
GS$B|GOLDMAN DEP SH|PWJC|UBS Financial Services, Inc.|639
GS$B|GOLDMAN DEP SH|RBCM|RBC CAPITAL MARKETS, LLC|1021
GS$B|GOLDMAN DEP SH|SALI|INTL FCSTONE FINANCIAL INC.|35
GS$B|GOLDMAN DEP SH|SGMT|GOLDMAN SACHS & CO. LLC|35
GS$B|GOLDMAN DEP SH|SPDR|SPEEDROUTE LLC|100
GS$B|GOLDMAN DEP SH|STFL|Stifel, Nicolaus & Company, Incorporated|196
GS$B|GOLDMAN DEP SH|SWIM|TD Ameritrade, Inc.|2880
GS$B|GOLDMAN DEP SH|UBSA|UBS SECURITIES LLC|2865
GS$B|GOLDMAN DEP SH|UBSS|UBS Securities LLC|5340
GS$B|GOLDMAN DEP SH|VGRD|Vanguard Marketing Corporation|497
GS$B|GOLDMAN DEP SH|WCHV|WELLS FARGO SECURITIES, LLC|10663
GS$B|GOLDMAN DEP SH|WEDB|WEDBUSH SECURITIES INC.|256
GS$B|GOLDMAN DEP SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47
GS$B|GOLDMAN DEP SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1982
GS$C|GOLDMAN DEP SH|ALTX|Alternet Securities Inc.|100
GS$C|GOLDMAN DEP SH|BBNT|BB&T SECURITIES, LLC|3428
GS$C|GOLDMAN DEP SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22595
GS$C|GOLDMAN DEP SH|BNCH|The Benchmark Company, LLC|2830
GS$C|GOLDMAN DEP SH|CHAS|Charles Schwab & Co., Inc.|1753
GS$C|GOLDMAN DEP SH|CICF|Canaccord Genuity Corp.|3561
GS$C|GOLDMAN DEP SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|590
GS$C|GOLDMAN DEP SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2001
GS$C|GOLDMAN DEP SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|2520
GS$C|GOLDMAN DEP SH|DBAX|Deutsche Bank Securities Inc.|900
GS$C|GOLDMAN DEP SH|DEAN|MORGAN STANLEY|21698
GS$C|GOLDMAN DEP SH|EBXL|EBX LLC|2100
GS$C|GOLDMAN DEP SH|EDJO|Edward D. Jones & Co., L.P.|88
GS$C|GOLDMAN DEP SH|EGXM|CBOE TRADING, INC.|771
GS$C|GOLDMAN DEP SH|ETRS|E*Trade Securities LLC|2400
GS$C|GOLDMAN DEP SH|FBSB|U.S. Bancorp Investments, Inc.|2328
GS$C|GOLDMAN DEP SH|GLPX|ACS EXECUTION SERVICES, LLC|155
GS$C|GOLDMAN DEP SH|GSCO|GOLDMAN SACHS & CO. LLC|18
GS$C|GOLDMAN DEP SH|GSLT|GOLDMAN SACHS & CO. LLC|100
GS$C|GOLDMAN DEP SH|HRBF|American Enterprise Investment Services Inc.|1804
GS$C|GOLDMAN DEP SH|IBKR|Interactive Brokers Llc|1800
GS$C|GOLDMAN DEP SH|ICBX|INSTINET, LLC|200
GS$C|GOLDMAN DEP SH|INCA|INSTINET, LLC|1325
GS$C|GOLDMAN DEP SH|INJX|INSTINET, LLC|100
GS$C|GOLDMAN DEP SH|JPMX|J.P. Morgan Securities LLC|1194
GS$C|GOLDMAN DEP SH|LEHM|Barclays Capital Inc./Le|600
GS$C|GOLDMAN DEP SH|LIME|Lime Brokerage LLC|557
GS$C|GOLDMAN DEP SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
GS$C|GOLDMAN DEP SH|MSCO|MORGAN STANLEY & CO. LLC|10639
GS$C|GOLDMAN DEP SH|NFSC|National Financial Services LLC|19697
GS$C|GOLDMAN DEP SH|NITE|VIRTU Americas LLC|45391
GS$C|GOLDMAN DEP SH|NQRB|Brut, LLC|600
GS$C|GOLDMAN DEP SH|OLDM|OLD MISSION CAPITAL, LLC|550
GS$C|GOLDMAN DEP SH|PDQM|CODA MARKETS, INC.|355
GS$C|GOLDMAN DEP SH|PWJC|UBS Financial Services, Inc.|300
GS$C|GOLDMAN DEP SH|RBCM|RBC CAPITAL MARKETS, LLC|2600
GS$C|GOLDMAN DEP SH|SGMT|GOLDMAN SACHS & CO. LLC|100
GS$C|GOLDMAN DEP SH|SWIM|TD Ameritrade, Inc.|3289
GS$C|GOLDMAN DEP SH|TRBT|Tradebot Systems, Inc.|200
GS$C|GOLDMAN DEP SH|UBSA|UBS SECURITIES LLC|2508
GS$C|GOLDMAN DEP SH|UBSS|UBS Securities LLC|2900
GS$C|GOLDMAN DEP SH|VGRD|Vanguard Marketing Corporation|500
GS$C|GOLDMAN DEP SH|WCHV|WELLS FARGO SECURITIES, LLC|37132
GS$C|GOLDMAN DEP SH|WEDB|WEDBUSH SECURITIES INC.|1000
GS$C|GOLDMAN DEP SH|YKNA|COMHAR CAPITAL MARKETS, LLC|100
GS$C|GOLDMAN DEP SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1348
GS$D|GOLDMAN SACHS DEP SH|BARD|Robert W. Baird & Co. Incorporated|7143
GS$D|GOLDMAN SACHS DEP SH|BATM|CBOE TRADING, INC.|400
GS$D|GOLDMAN SACHS DEP SH|BBNT|BB&T SECURITIES, LLC|1000
GS$D|GOLDMAN SACHS DEP SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24423
GS$D|GOLDMAN SACHS DEP SH|BYXM|CBOE TRADING, INC.|300
GS$D|GOLDMAN SACHS DEP SH|CABR|Cabrera Capital Markets, Inc.|1000
GS$D|GOLDMAN SACHS DEP SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5300
GS$D|GOLDMAN SACHS DEP SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
GS$D|GOLDMAN SACHS DEP SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12180
GS$D|GOLDMAN SACHS DEP SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3987
GS$D|GOLDMAN SACHS DEP SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|3750
GS$D|GOLDMAN SACHS DEP SH|DADA|D.A. Davidson & Co.|1100
GS$D|GOLDMAN SACHS DEP SH|DAVA|Davenport & Company LLC|100
GS$D|GOLDMAN SACHS DEP SH|DBAX|Deutsche Bank Securities Inc.|10500
GS$D|GOLDMAN SACHS DEP SH|DEAN|MORGAN STANLEY|80738
GS$D|GOLDMAN SACHS DEP SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24243
GS$D|GOLDMAN SACHS DEP SH|EBXL|EBX LLC|11000
GS$D|GOLDMAN SACHS DEP SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|10464
GS$D|GOLDMAN SACHS DEP SH|EDJO|Edward D. Jones & Co., L.P.|1243
GS$D|GOLDMAN SACHS DEP SH|EGAM|CBOE TRADING, INC.|200
GS$D|GOLDMAN SACHS DEP SH|EGXM|CBOE TRADING, INC.|1087
GS$D|GOLDMAN SACHS DEP SH|ETRS|E*Trade Securities LLC|13807
GS$D|GOLDMAN SACHS DEP SH|FMAF|NBCN Inc./ CDS|561
GS$D|GOLDMAN SACHS DEP SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1182
GS$D|GOLDMAN SACHS DEP SH|FTBR|Foliofn Investments, Inc.|527
GS$D|GOLDMAN SACHS DEP SH|GLPX|ACS EXECUTION SERVICES, LLC|900
GS$D|GOLDMAN SACHS DEP SH|GSLT|GOLDMAN SACHS & CO. LLC|600
GS$D|GOLDMAN SACHS DEP SH|GTSZ|GTS SECURITIES LLC|100
GS$D|GOLDMAN SACHS DEP SH|HRBF|American Enterprise Investment Services Inc.|10672
GS$D|GOLDMAN SACHS DEP SH|IATS|INTERACTIVE BROKERS LLC|1199
GS$D|GOLDMAN SACHS DEP SH|IBKR|Interactive Brokers Llc|3540
GS$D|GOLDMAN SACHS DEP SH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|219
GS$D|GOLDMAN SACHS DEP SH|ICBX|INSTINET, LLC|600
GS$D|GOLDMAN SACHS DEP SH|INCA|INSTINET, LLC|2903
GS$D|GOLDMAN SACHS DEP SH|ITGI|ITG Inc.|696
GS$D|GOLDMAN SACHS DEP SH|ITGP|ITG INC.|10000
GS$D|GOLDMAN SACHS DEP SH|JANY|Janney Montgomery Scott Inc.|16700
GS$D|GOLDMAN SACHS DEP SH|JPMX|J.P. Morgan Securities LLC|9202
GS$D|GOLDMAN SACHS DEP SH|KCGM|VIRTU Americas LLC|2067
GS$D|GOLDMAN SACHS DEP SH|LEHM|Barclays Capital Inc./Le|1200
GS$D|GOLDMAN SACHS DEP SH|LIME|Lime Brokerage LLC|417
GS$D|GOLDMAN SACHS DEP SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
GS$D|GOLDMAN SACHS DEP SH|MACC|Mid Atlantic Capital Corporation|2986
GS$D|GOLDMAN SACHS DEP SH|MAXM|Maxim Group LLC|700
GS$D|GOLDMAN SACHS DEP SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
GS$D|GOLDMAN SACHS DEP SH|MSCO|MORGAN STANLEY & CO. LLC|83725
GS$D|GOLDMAN SACHS DEP SH|MSPL|MORGAN STANLEY & CO. LLC|4900
GS$D|GOLDMAN SACHS DEP SH|NATL|National Securities Corporation|600
GS$D|GOLDMAN SACHS DEP SH|NBCS|NBC Securities, INC.|300
GS$D|GOLDMAN SACHS DEP SH|NFSC|National Financial Services LLC|42445
GS$D|GOLDMAN SACHS DEP SH|NITE|VIRTU Americas LLC|184451
GS$D|GOLDMAN SACHS DEP SH|NQRB|Brut, LLC|600
GS$D|GOLDMAN SACHS DEP SH|OLDM|OLD MISSION CAPITAL, LLC|450
GS$D|GOLDMAN SACHS DEP SH|OPCO|Oppenheimer & Co. Inc.|1368
GS$D|GOLDMAN SACHS DEP SH|PDQM|CODA MARKETS, INC.|2200
GS$D|GOLDMAN SACHS DEP SH|PWJC|UBS Financial Services, Inc.|16694
GS$D|GOLDMAN SACHS DEP SH|RBCM|RBC CAPITAL MARKETS, LLC|5082
GS$D|GOLDMAN SACHS DEP SH|SGMT|GOLDMAN SACHS & CO. LLC|4797
GS$D|GOLDMAN SACHS DEP SH|SPDR|SPEEDROUTE LLC|2870
GS$D|GOLDMAN SACHS DEP SH|STFL|Stifel, Nicolaus & Company, Incorporated|14581
GS$D|GOLDMAN SACHS DEP SH|SWIM|TD Ameritrade, Inc.|5230
GS$D|GOLDMAN SACHS DEP SH|SWST|Hilltop Securities Inc.|216
GS$D|GOLDMAN SACHS DEP SH|TRBT|Tradebot Systems, Inc.|294
GS$D|GOLDMAN SACHS DEP SH|UBSA|UBS SECURITIES LLC|12612
GS$D|GOLDMAN SACHS DEP SH|UBSS|UBS Securities LLC|69761
GS$D|GOLDMAN SACHS DEP SH|VGRD|Vanguard Marketing Corporation|2139
GS$D|GOLDMAN SACHS DEP SH|WBLR|WILLIAM BLAIR|599
GS$D|GOLDMAN SACHS DEP SH|WCHV|WELLS FARGO SECURITIES, LLC|117875
GS$D|GOLDMAN SACHS DEP SH|WEDB|WEDBUSH SECURITIES INC.|3500
GS$D|GOLDMAN SACHS DEP SH|WEED|Weeden & Co.L.P.|16755
GS$D|GOLDMAN SACHS DEP SH|WGIF|CIBC World Markets Inc.|2000
GS$D|GOLDMAN SACHS DEP SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
GS$D|GOLDMAN SACHS DEP SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7196
GS$J|GOLDMAN SACHS|BANK|Primevest Financial Services, Inc.|1255
GS$J|GOLDMAN SACHS|BARD|Robert W. Baird & Co. Incorporated|2629
GS$J|GOLDMAN SACHS|BATM|CBOE TRADING, INC.|25
GS$J|GOLDMAN SACHS|BBNT|BB&T SECURITIES, LLC|742
GS$J|GOLDMAN SACHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7296
GS$J|GOLDMAN SACHS|BTIG|BTIG, LLC|415
GS$J|GOLDMAN SACHS|BYXM|CBOE TRADING, INC.|200
GS$J|GOLDMAN SACHS|CANT|Cantor Fitzgerald & Co.|104400
GS$J|GOLDMAN SACHS|CHAS|Charles Schwab & Co., Inc.|4298
GS$J|GOLDMAN SACHS|CIST|Capital Institutional Services, Inc.|408
GS$J|GOLDMAN SACHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
GS$J|GOLDMAN SACHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10819
GS$J|GOLDMAN SACHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6600
GS$J|GOLDMAN SACHS|DADA|D.A. Davidson & Co.|1280
GS$J|GOLDMAN SACHS|DBAB|Deutsche Bank Securities Inc.|100
GS$J|GOLDMAN SACHS|DBAX|Deutsche Bank Securities Inc.|17200
GS$J|GOLDMAN SACHS|DEAN|MORGAN STANLEY|219381
GS$J|GOLDMAN SACHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|360
GS$J|GOLDMAN SACHS|EBXL|EBX LLC|14400
GS$J|GOLDMAN SACHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|10255
GS$J|GOLDMAN SACHS|EDJO|Edward D. Jones & Co., L.P.|2029
GS$J|GOLDMAN SACHS|EGAM|CBOE TRADING, INC.|891
GS$J|GOLDMAN SACHS|EGXM|CBOE TRADING, INC.|274
GS$J|GOLDMAN SACHS|ETRS|E*Trade Securities LLC|500
GS$J|GOLDMAN SACHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
GS$J|GOLDMAN SACHS|GLPX|ACS EXECUTION SERVICES, LLC|709
GS$J|GOLDMAN SACHS|GSCO|GOLDMAN SACHS & CO. LLC|2731
GS$J|GOLDMAN SACHS|GSLT|GOLDMAN SACHS & CO. LLC|3600
GS$J|GOLDMAN SACHS|GTSZ|GTS SECURITIES LLC|971
GS$J|GOLDMAN SACHS|HRBF|American Enterprise Investment Services Inc.|10711
GS$J|GOLDMAN SACHS|HSBC|HSBC Securities, Inc.|350
GS$J|GOLDMAN SACHS|IATS|INTERACTIVE BROKERS LLC|1700
GS$J|GOLDMAN SACHS|IBKR|Interactive Brokers Llc|5037
GS$J|GOLDMAN SACHS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1113
GS$J|GOLDMAN SACHS|ICBX|INSTINET, LLC|1300
GS$J|GOLDMAN SACHS|INCA|INSTINET, LLC|2783
GS$J|GOLDMAN SACHS|ITGI|ITG Inc.|5959
GS$J|GOLDMAN SACHS|ITGP|ITG INC.|24000
GS$J|GOLDMAN SACHS|JANY|Janney Montgomery Scott Inc.|202
GS$J|GOLDMAN SACHS|JEFF|JEFFERIES LLC|1600
GS$J|GOLDMAN SACHS|JPMX|J.P. Morgan Securities LLC|14556
GS$J|GOLDMAN SACHS|JSEB|JANE STREET EXECUTION SERVICES, LLC|2184
GS$J|GOLDMAN SACHS|KCGM|VIRTU Americas LLC|5773
GS$J|GOLDMAN SACHS|LEHM|Barclays Capital Inc./Le|70522
GS$J|GOLDMAN SACHS|LIME|Lime Brokerage LLC|425
GS$J|GOLDMAN SACHS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
GS$J|GOLDMAN SACHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14112
GS$J|GOLDMAN SACHS|MSCO|MORGAN STANLEY & CO. LLC|62694
GS$J|GOLDMAN SACHS|MSPL|MORGAN STANLEY & CO. LLC|4800
GS$J|GOLDMAN SACHS|NFSC|National Financial Services LLC|30665
GS$J|GOLDMAN SACHS|NITE|VIRTU Americas LLC|94356
GS$J|GOLDMAN SACHS|NQRB|Brut, LLC|922
GS$J|GOLDMAN SACHS|OLDM|OLD MISSION CAPITAL, LLC|400
GS$J|GOLDMAN SACHS|PDQM|CODA MARKETS, INC.|1084
GS$J|GOLDMAN SACHS|PWJC|UBS Financial Services, Inc.|1302
GS$J|GOLDMAN SACHS|RBCM|RBC CAPITAL MARKETS, LLC|12134
GS$J|GOLDMAN SACHS|SALI|INTL FCSTONE FINANCIAL INC.|266
GS$J|GOLDMAN SACHS|SBSH|Citigroup Global Markets Inc.|3419
GS$J|GOLDMAN SACHS|SGMT|GOLDMAN SACHS & CO. LLC|3313
GS$J|GOLDMAN SACHS|SPDR|SPEEDROUTE LLC|800
GS$J|GOLDMAN SACHS|STFL|Stifel, Nicolaus & Company, Incorporated|8984
GS$J|GOLDMAN SACHS|SWIM|TD Ameritrade, Inc.|1802
GS$J|GOLDMAN SACHS|TKNG|ALLY INVEST SECURITIES LLC|10
GS$J|GOLDMAN SACHS|TRBT|Tradebot Systems, Inc.|814
GS$J|GOLDMAN SACHS|UBSA|UBS SECURITIES LLC|24990
GS$J|GOLDMAN SACHS|UBSS|UBS Securities LLC|60695
GS$J|GOLDMAN SACHS|VGRD|Vanguard Marketing Corporation|321
GS$J|GOLDMAN SACHS|WBLR|WILLIAM BLAIR|600
GS$J|GOLDMAN SACHS|WCHV|WELLS FARGO SECURITIES, LLC|210916
GS$J|GOLDMAN SACHS|WEDB|WEDBUSH SECURITIES INC.|385
GS$J|GOLDMAN SACHS|WEED|Weeden & Co.L.P.|27355
GS$J|GOLDMAN SACHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|630
GS$J|GOLDMAN SACHS|WSEA|WOLVERINE SECURITIES, LLC|600
GS$J|GOLDMAN SACHS|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
GS$J|GOLDMAN SACHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5238
GS$K|GOLDMAN SACHS|AGIS|Aegis Capital Corp.|6660
GS$K|GOLDMAN SACHS|ALTX|Alternet Securities Inc.|800
GS$K|GOLDMAN SACHS|BARD|Robert W. Baird & Co. Incorporated|256
GS$K|GOLDMAN SACHS|BBNT|BB&T SECURITIES, LLC|2639
GS$K|GOLDMAN SACHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3370
GS$K|GOLDMAN SACHS|CHAS|Charles Schwab & Co., Inc.|148
GS$K|GOLDMAN SACHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|524
GS$K|GOLDMAN SACHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
GS$K|GOLDMAN SACHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83744
GS$K|GOLDMAN SACHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7428
GS$K|GOLDMAN SACHS|DBAB|Deutsche Bank Securities Inc.|600
GS$K|GOLDMAN SACHS|DBAX|Deutsche Bank Securities Inc.|23000
GS$K|GOLDMAN SACHS|DEAN|MORGAN STANLEY|16763
GS$K|GOLDMAN SACHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17100
GS$K|GOLDMAN SACHS|EBXL|EBX LLC|23100
GS$K|GOLDMAN SACHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|190184
GS$K|GOLDMAN SACHS|EDJO|Edward D. Jones & Co., L.P.|473
GS$K|GOLDMAN SACHS|EGXM|CBOE TRADING, INC.|200
GS$K|GOLDMAN SACHS|ETRS|E*Trade Securities LLC|10000
GS$K|GOLDMAN SACHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|730
GS$K|GOLDMAN SACHS|FTBR|Foliofn Investments, Inc.|59
GS$K|GOLDMAN SACHS|GLPX|ACS EXECUTION SERVICES, LLC|1453
GS$K|GOLDMAN SACHS|GSCO|GOLDMAN SACHS & CO. LLC|60300
GS$K|GOLDMAN SACHS|GSLT|GOLDMAN SACHS & CO. LLC|300
GS$K|GOLDMAN SACHS|GTSZ|GTS SECURITIES LLC|382
GS$K|GOLDMAN SACHS|HRBF|American Enterprise Investment Services Inc.|2805
GS$K|GOLDMAN SACHS|IATS|INTERACTIVE BROKERS LLC|800
GS$K|GOLDMAN SACHS|IBKR|Interactive Brokers Llc|1120
GS$K|GOLDMAN SACHS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|808
GS$K|GOLDMAN SACHS|ICBX|INSTINET, LLC|1400
GS$K|GOLDMAN SACHS|INCA|INSTINET, LLC|4877
GS$K|GOLDMAN SACHS|INJX|INSTINET, LLC|59
GS$K|GOLDMAN SACHS|ITGI|ITG Inc.|3067
GS$K|GOLDMAN SACHS|ITGP|ITG INC.|31400
GS$K|GOLDMAN SACHS|JANY|Janney Montgomery Scott Inc.|35
GS$K|GOLDMAN SACHS|JPMX|J.P. Morgan Securities LLC|26384
GS$K|GOLDMAN SACHS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1944
GS$K|GOLDMAN SACHS|JSJX|JANE STREET CAPITAL LLC|93
GS$K|GOLDMAN SACHS|KCGM|VIRTU Americas LLC|9609
GS$K|GOLDMAN SACHS|LEHM|Barclays Capital Inc./Le|42600
GS$K|GOLDMAN SACHS|LIME|Lime Brokerage LLC|156
GS$K|GOLDMAN SACHS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2920
GS$K|GOLDMAN SACHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
GS$K|GOLDMAN SACHS|MSCO|MORGAN STANLEY & CO. LLC|48175
GS$K|GOLDMAN SACHS|MSPL|MORGAN STANLEY & CO. LLC|23000
GS$K|GOLDMAN SACHS|NFSC|National Financial Services LLC|22528
GS$K|GOLDMAN SACHS|NITE|VIRTU Americas LLC|67354
GS$K|GOLDMAN SACHS|NQRB|Brut, LLC|1824
GS$K|GOLDMAN SACHS|NTRC|Northern Trust Securities, Inc.|200
GS$K|GOLDMAN SACHS|OLDM|OLD MISSION CAPITAL, LLC|300
GS$K|GOLDMAN SACHS|PDQM|CODA MARKETS, INC.|3853
GS$K|GOLDMAN SACHS|PWJC|UBS Financial Services, Inc.|1315
GS$K|GOLDMAN SACHS|RBCM|RBC CAPITAL MARKETS, LLC|1728
GS$K|GOLDMAN SACHS|SALI|INTL FCSTONE FINANCIAL INC.|171
GS$K|GOLDMAN SACHS|SBSH|Citigroup Global Markets Inc.|236
GS$K|GOLDMAN SACHS|SEIC|SEI Investments Distribution Co.|100
GS$K|GOLDMAN SACHS|SGMT|GOLDMAN SACHS & CO. LLC|10890
GS$K|GOLDMAN SACHS|SPDR|SPEEDROUTE LLC|299
GS$K|GOLDMAN SACHS|STFL|Stifel, Nicolaus & Company, Incorporated|9486
GS$K|GOLDMAN SACHS|SWST|Hilltop Securities Inc.|104
GS$K|GOLDMAN SACHS|TRBT|Tradebot Systems, Inc.|1856
GS$K|GOLDMAN SACHS|UBSA|UBS SECURITIES LLC|51832
GS$K|GOLDMAN SACHS|UBSS|UBS Securities LLC|38835
GS$K|GOLDMAN SACHS|VGRD|Vanguard Marketing Corporation|5121
GS$K|GOLDMAN SACHS|WABR|Wall Street Access|400
GS$K|GOLDMAN SACHS|WCHV|WELLS FARGO SECURITIES, LLC|27108
GS$K|GOLDMAN SACHS|WEDB|WEDBUSH SECURITIES INC.|468
GS$K|GOLDMAN SACHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|268
GS$K|GOLDMAN SACHS|XSTM|NATIONAL FINANCIAL SERVICES LLC|22896
GS$K|GOLDMAN SACHS|YKNA|COMHAR CAPITAL MARKETS, LLC|200
GS$K|GOLDMAN SACHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8049
GS$N|GOLDMAN SACHS 6.30 N|AGIS|Aegis Capital Corp.|10860
GS$N|GOLDMAN SACHS 6.30 N|ALTX|Alternet Securities Inc.|500
GS$N|GOLDMAN SACHS 6.30 N|BARD|Robert W. Baird & Co. Incorporated|125
GS$N|GOLDMAN SACHS 6.30 N|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10058
GS$N|GOLDMAN SACHS 6.30 N|BNCH|The Benchmark Company, LLC|3796
GS$N|GOLDMAN SACHS 6.30 N|BTIG|BTIG, LLC|56
GS$N|GOLDMAN SACHS 6.30 N|CHAS|Charles Schwab & Co., Inc.|95
GS$N|GOLDMAN SACHS 6.30 N|CIST|Capital Institutional Services, Inc.|196
GS$N|GOLDMAN SACHS 6.30 N|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1109
GS$N|GOLDMAN SACHS 6.30 N|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9050
GS$N|GOLDMAN SACHS 6.30 N|CXCX|CITIGROUP GLOBAL MARKETS INC.|3046
GS$N|GOLDMAN SACHS 6.30 N|DADA|D.A. Davidson & Co.|600
GS$N|GOLDMAN SACHS 6.30 N|DBAX|Deutsche Bank Securities Inc.|4600
GS$N|GOLDMAN SACHS 6.30 N|DEAN|MORGAN STANLEY|18228
GS$N|GOLDMAN SACHS 6.30 N|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|363
GS$N|GOLDMAN SACHS 6.30 N|EBXL|EBX LLC|2200
GS$N|GOLDMAN SACHS 6.30 N|ECUT|CONVERGEX EXECUTION SOLUTIONS|1204
GS$N|GOLDMAN SACHS 6.30 N|EDJO|Edward D. Jones & Co., L.P.|515
GS$N|GOLDMAN SACHS 6.30 N|EGXM|CBOE TRADING, INC.|1376
GS$N|GOLDMAN SACHS 6.30 N|ETRS|E*Trade Securities LLC|655
GS$N|GOLDMAN SACHS 6.30 N|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|190
GS$N|GOLDMAN SACHS 6.30 N|GLPX|ACS EXECUTION SERVICES, LLC|600
GS$N|GOLDMAN SACHS 6.30 N|GSCO|GOLDMAN SACHS & CO. LLC|934
GS$N|GOLDMAN SACHS 6.30 N|GSLT|GOLDMAN SACHS & CO. LLC|205
GS$N|GOLDMAN SACHS 6.30 N|GTSZ|GTS SECURITIES LLC|400
GS$N|GOLDMAN SACHS 6.30 N|HRBF|American Enterprise Investment Services Inc.|3125
GS$N|GOLDMAN SACHS 6.30 N|IATS|INTERACTIVE BROKERS LLC|800
GS$N|GOLDMAN SACHS 6.30 N|IBKR|Interactive Brokers Llc|2439
GS$N|GOLDMAN SACHS 6.30 N|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|876
GS$N|GOLDMAN SACHS 6.30 N|ICBX|INSTINET, LLC|946
GS$N|GOLDMAN SACHS 6.30 N|INCA|INSTINET, LLC|1340
GS$N|GOLDMAN SACHS 6.30 N|INJX|INSTINET, LLC|3186
GS$N|GOLDMAN SACHS 6.30 N|ITGI|ITG Inc.|521
GS$N|GOLDMAN SACHS 6.30 N|JANY|Janney Montgomery Scott Inc.|4871
GS$N|GOLDMAN SACHS 6.30 N|JEFF|JEFFERIES LLC|334
GS$N|GOLDMAN SACHS 6.30 N|JPMX|J.P. Morgan Securities LLC|5344
GS$N|GOLDMAN SACHS 6.30 N|JSEB|JANE STREET EXECUTION SERVICES, LLC|2120
GS$N|GOLDMAN SACHS 6.30 N|JSJX|JANE STREET CAPITAL LLC|165
GS$N|GOLDMAN SACHS 6.30 N|KCGM|VIRTU Americas LLC|400
GS$N|GOLDMAN SACHS 6.30 N|LEHM|Barclays Capital Inc./Le|4600
GS$N|GOLDMAN SACHS 6.30 N|LIME|Lime Brokerage LLC|130
GS$N|GOLDMAN SACHS 6.30 N|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3550
GS$N|GOLDMAN SACHS 6.30 N|MSCO|MORGAN STANLEY & CO. LLC|13522
GS$N|GOLDMAN SACHS 6.30 N|NATL|National Securities Corporation|3150
GS$N|GOLDMAN SACHS 6.30 N|NFSC|National Financial Services LLC|26594
GS$N|GOLDMAN SACHS 6.30 N|NITE|VIRTU Americas LLC|59794
GS$N|GOLDMAN SACHS 6.30 N|NQRB|Brut, LLC|471
GS$N|GOLDMAN SACHS 6.30 N|PDQM|CODA MARKETS, INC.|1300
GS$N|GOLDMAN SACHS 6.30 N|PWJC|UBS Financial Services, Inc.|6259
GS$N|GOLDMAN SACHS 6.30 N|RBCM|RBC CAPITAL MARKETS, LLC|8156
GS$N|GOLDMAN SACHS 6.30 N|SAGL|SAGETRADER, LLC|300
GS$N|GOLDMAN SACHS 6.30 N|SALI|INTL FCSTONE FINANCIAL INC.|3
GS$N|GOLDMAN SACHS 6.30 N|SBSH|Citigroup Global Markets Inc.|65
GS$N|GOLDMAN SACHS 6.30 N|SGMT|GOLDMAN SACHS & CO. LLC|4295
GS$N|GOLDMAN SACHS 6.30 N|STFL|Stifel, Nicolaus & Company, Incorporated|1947
GS$N|GOLDMAN SACHS 6.30 N|SWIM|TD Ameritrade, Inc.|6847
GS$N|GOLDMAN SACHS 6.30 N|SWST|Hilltop Securities Inc.|132
GS$N|GOLDMAN SACHS 6.30 N|TRBT|Tradebot Systems, Inc.|1227
GS$N|GOLDMAN SACHS 6.30 N|UBSA|UBS SECURITIES LLC|13380
GS$N|GOLDMAN SACHS 6.30 N|UBSS|UBS Securities LLC|35772
GS$N|GOLDMAN SACHS 6.30 N|VGRD|Vanguard Marketing Corporation|3379
GS$N|GOLDMAN SACHS 6.30 N|WCHV|WELLS FARGO SECURITIES, LLC|36217
GS$N|GOLDMAN SACHS 6.30 N|WEDB|WEDBUSH SECURITIES INC.|1083
GS$N|GOLDMAN SACHS 6.30 N|WEXX|WOLVERINE EXECUTION SERVICES, LLC|539
GS$N|GOLDMAN SACHS 6.30 N|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
GS$N|GOLDMAN SACHS 6.30 N|YKNA|COMHAR CAPITAL MARKETS, LLC|200
GS$N|GOLDMAN SACHS 6.30 N|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1542
GSAH.U|GS ACQUISITION UTS|ALTX|Alternet Securities Inc.|300
GSAH.U|GS ACQUISITION UTS|BATM|CBOE TRADING, INC.|7100
GSAH.U|GS ACQUISITION UTS|BAYT|BTIG, LLC|12300
GSAH.U|GS ACQUISITION UTS|BTIG|BTIG, LLC|403060
GSAH.U|GS ACQUISITION UTS|CANT|Cantor Fitzgerald & Co.|56751
GSAH.U|GS ACQUISITION UTS|CHAS|Charles Schwab & Co., Inc.|644
GSAH.U|GS ACQUISITION UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9900
GSAH.U|GS ACQUISITION UTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
GSAH.U|GS ACQUISITION UTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
GSAH.U|GS ACQUISITION UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113109
GSAH.U|GS ACQUISITION UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6418
GSAH.U|GS ACQUISITION UTS|DBAB|Deutsche Bank Securities Inc.|461087
GSAH.U|GS ACQUISITION UTS|DBAX|Deutsche Bank Securities Inc.|193100
GSAH.U|GS ACQUISITION UTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|66590
GSAH.U|GS ACQUISITION UTS|EBXL|EBX LLC|50000
GSAH.U|GS ACQUISITION UTS|EGAM|CBOE TRADING, INC.|400
GSAH.U|GS ACQUISITION UTS|EGXM|CBOE TRADING, INC.|1200
GSAH.U|GS ACQUISITION UTS|ETRS|E*Trade Securities LLC|5906
GSAH.U|GS ACQUISITION UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
GSAH.U|GS ACQUISITION UTS|GEBB|GLOBAL EXECUTION BROKERS, LP|200
GSAH.U|GS ACQUISITION UTS|GLPX|ACS EXECUTION SERVICES, LLC|9900
GSAH.U|GS ACQUISITION UTS|GSCO|GOLDMAN SACHS & CO. LLC|200824
GSAH.U|GS ACQUISITION UTS|GSCS|GOLDMAN SACHS & CO. LLC|9150
GSAH.U|GS ACQUISITION UTS|GSLT|GOLDMAN SACHS & CO. LLC|18350
GSAH.U|GS ACQUISITION UTS|HRBF|American Enterprise Investment Services Inc.|475
GSAH.U|GS ACQUISITION UTS|IBKR|Interactive Brokers Llc|32
GSAH.U|GS ACQUISITION UTS|ICBX|INSTINET, LLC|17465
GSAH.U|GS ACQUISITION UTS|INCA|INSTINET, LLC|17829
GSAH.U|GS ACQUISITION UTS|ITGI|ITG Inc.|10320
GSAH.U|GS ACQUISITION UTS|ITGP|ITG INC.|30200
GSAH.U|GS ACQUISITION UTS|JGUN|Joseph Gunnar & Co.  LLC|500
GSAH.U|GS ACQUISITION UTS|JMPT|JUMP TRADING, LLC|450
GSAH.U|GS ACQUISITION UTS|JPMX|J.P. Morgan Securities LLC|144748
GSAH.U|GS ACQUISITION UTS|KCGM|VIRTU Americas LLC|50000
GSAH.U|GS ACQUISITION UTS|LEHM|Barclays Capital Inc./Le|38600
GSAH.U|GS ACQUISITION UTS|LIME|Lime Brokerage LLC|120
GSAH.U|GS ACQUISITION UTS|LSCI|Lek Securities Corporation|500
GSAH.U|GS ACQUISITION UTS|MITR|GMP SECURITIES, LLC|18400
GSAH.U|GS ACQUISITION UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17000
GSAH.U|GS ACQUISITION UTS|MSCO|MORGAN STANLEY & CO. LLC|361062
GSAH.U|GS ACQUISITION UTS|MSPL|MORGAN STANLEY & CO. LLC|700
GSAH.U|GS ACQUISITION UTS|NFSC|National Financial Services LLC|54835
GSAH.U|GS ACQUISITION UTS|NITE|VIRTU Americas LLC|58366
GSAH.U|GS ACQUISITION UTS|NQRB|Brut, LLC|1586
GSAH.U|GS ACQUISITION UTS|PDQM|CODA MARKETS, INC.|72355
GSAH.U|GS ACQUISITION UTS|PREC|PRECISION SECURITIES, LLC|90
GSAH.U|GS ACQUISITION UTS|PWJC|UBS Financial Services, Inc.|19300
GSAH.U|GS ACQUISITION UTS|RJLC|RJL CAPITAL GROUP, LLC|4600
GSAH.U|GS ACQUISITION UTS|SAGL|SAGETRADER, LLC|6804
GSAH.U|GS ACQUISITION UTS|SBSH|Citigroup Global Markets Inc.|1100
GSAH.U|GS ACQUISITION UTS|SGMT|GOLDMAN SACHS & CO. LLC|51240
GSAH.U|GS ACQUISITION UTS|SPDR|SPEEDROUTE LLC|6700
GSAH.U|GS ACQUISITION UTS|SWIM|TD Ameritrade, Inc.|50
GSAH.U|GS ACQUISITION UTS|SWST|Hilltop Securities Inc.|3400
GSAH.U|GS ACQUISITION UTS|UBSA|UBS SECURITIES LLC|70114
GSAH.U|GS ACQUISITION UTS|UBSS|UBS Securities LLC|75346
GSAH.U|GS ACQUISITION UTS|WCHV|WELLS FARGO SECURITIES, LLC|4350
GSAH.U|GS ACQUISITION UTS|WEED|Weeden & Co.L.P.|300
GSAH.U|GS ACQUISITION UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16800
GSAH.U|GS ACQUISITION UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|9290
GSAT|GLOBALSTAR INC|ABLE|NATIXIS Securities Americas LLC|3386
GSAT|GLOBALSTAR INC|AGIS|Aegis Capital Corp.|20000
GSAT|GLOBALSTAR INC|ALTX|Alternet Securities Inc.|5800
GSAT|GLOBALSTAR INC|APCC|Apex Clearing Corporation|18168
GSAT|GLOBALSTAR INC|BATM|CBOE TRADING, INC.|22637
GSAT|GLOBALSTAR INC|BBNT|BB&T SECURITIES, LLC|125600
GSAT|GLOBALSTAR INC|BERN|Sanford C. Bernstein & Co., LLC|9845
GSAT|GLOBALSTAR INC|BIDS|BIDS TRADING L.P.|39300
GSAT|GLOBALSTAR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|104518
GSAT|GLOBALSTAR INC|BLKX|INSTINET, LLC|91270
GSAT|GLOBALSTAR INC|BTIG|BTIG, LLC|2958202
GSAT|GLOBALSTAR INC|BYXM|CBOE TRADING, INC.|5548
GSAT|GLOBALSTAR INC|CANT|Cantor Fitzgerald & Co.|237745
GSAT|GLOBALSTAR INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|24200
GSAT|GLOBALSTAR INC|CHAS|Charles Schwab & Co., Inc.|29819
GSAT|GLOBALSTAR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|260540
GSAT|GLOBALSTAR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|31797
GSAT|GLOBALSTAR INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11900
GSAT|GLOBALSTAR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|459627
GSAT|GLOBALSTAR INC|CTDE|CHOICETRADE|600
GSAT|GLOBALSTAR INC|CTDL|Citadel Derivatives Group Llc|136785
GSAT|GLOBALSTAR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|311722
GSAT|GLOBALSTAR INC|DBAB|Deutsche Bank Securities Inc.|1351836
GSAT|GLOBALSTAR INC|DBAX|Deutsche Bank Securities Inc.|491300
GSAT|GLOBALSTAR INC|DEAN|MORGAN STANLEY|131400
GSAT|GLOBALSTAR INC|DEGS|RONIN PROFESSIONAL LLC|1100
GSAT|GLOBALSTAR INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9100
GSAT|GLOBALSTAR INC|EBXL|EBX LLC|505300
GSAT|GLOBALSTAR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|101711
GSAT|GLOBALSTAR INC|EDJO|Edward D. Jones & Co., L.P.|539
GSAT|GLOBALSTAR INC|EGAM|CBOE TRADING, INC.|95573
GSAT|GLOBALSTAR INC|EGXM|CBOE TRADING, INC.|89569
GSAT|GLOBALSTAR INC|ETRS|E*Trade Securities LLC|1345895
GSAT|GLOBALSTAR INC|FILL|Tradestation Securities, Inc.|42033
GSAT|GLOBALSTAR INC|FMAF|NBCN Inc./ CDS|8300
GSAT|GLOBALSTAR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|98420
GSAT|GLOBALSTAR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|274855
GSAT|GLOBALSTAR INC|FTBR|Foliofn Investments, Inc.|332
GSAT|GLOBALSTAR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|25588
GSAT|GLOBALSTAR INC|GLIS|TD Securities Inc|59933
GSAT|GLOBALSTAR INC|GLPX|ACS EXECUTION SERVICES, LLC|179463
GSAT|GLOBALSTAR INC|GSCO|GOLDMAN SACHS & CO. LLC|4745907
GSAT|GLOBALSTAR INC|GSCS|GOLDMAN SACHS & CO. LLC|87609
GSAT|GLOBALSTAR INC|GSLT|GOLDMAN SACHS & CO. LLC|204445
GSAT|GLOBALSTAR INC|HRBF|American Enterprise Investment Services Inc.|4400
GSAT|GLOBALSTAR INC|IATS|INTERACTIVE BROKERS LLC|500
GSAT|GLOBALSTAR INC|IBKR|Interactive Brokers Llc|653975
GSAT|GLOBALSTAR INC|ICBX|INSTINET, LLC|381599
GSAT|GLOBALSTAR INC|IEQY|CITADEL SECURITIES LLC|54988
GSAT|GLOBALSTAR INC|INCA|INSTINET, LLC|392255
GSAT|GLOBALSTAR INC|INJX|INSTINET, LLC|104135
GSAT|GLOBALSTAR INC|ITGI|ITG Inc.|352283
GSAT|GLOBALSTAR INC|ITGP|ITG INC.|1458400
GSAT|GLOBALSTAR INC|JEFF|JEFFERIES LLC|174431
GSAT|GLOBALSTAR INC|JMPT|JUMP TRADING, LLC|10489
GSAT|GLOBALSTAR INC|JONE|JonesTrading|165382
GSAT|GLOBALSTAR INC|JPBX|J.P. MORGAN SECURITIES LLC|155114
GSAT|GLOBALSTAR INC|JPMX|J.P. Morgan Securities LLC|701339
GSAT|GLOBALSTAR INC|JSJX|JANE STREET CAPITAL LLC|96812
GSAT|GLOBALSTAR INC|KCGM|VIRTU Americas LLC|465080
GSAT|GLOBALSTAR INC|LEHM|Barclays Capital Inc./Le|2190347
GSAT|GLOBALSTAR INC|LGNT|COR CLEARING LLC|2640
GSAT|GLOBALSTAR INC|LIME|Lime Brokerage LLC|46831
GSAT|GLOBALSTAR INC|LOOP|Loop Capital Markets LLC|77592
GSAT|GLOBALSTAR INC|LQNA|LIQUIDNET, INC.|65400
GSAT|GLOBALSTAR INC|LQNB|LIQUIDNET, INC.|39300
GSAT|GLOBALSTAR INC|MACQ|Macquarie Capital (USA) Inc.|77673
GSAT|GLOBALSTAR INC|MAXM|Maxim Group LLC|736
GSAT|GLOBALSTAR INC|MKMP|MKM Partners LLC|302192
GSAT|GLOBALSTAR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|491131
GSAT|GLOBALSTAR INC|MOTF|MOTIF INVESTING, INC.|2
GSAT|GLOBALSTAR INC|MSCO|MORGAN STANLEY & CO. LLC|6261806
GSAT|GLOBALSTAR INC|MSPL|MORGAN STANLEY & CO. LLC|240500
GSAT|GLOBALSTAR INC|MSTX|MORGAN STANLEY & CO. LLC|3413200
GSAT|GLOBALSTAR INC|NFSC|National Financial Services LLC|5350771
GSAT|GLOBALSTAR INC|NITE|VIRTU Americas LLC|4053408
GSAT|GLOBALSTAR INC|NITP|VIRTU Americas LLC|100
GSAT|GLOBALSTAR INC|NQRB|Brut, LLC|14996
GSAT|GLOBALSTAR INC|OPCO|Oppenheimer & Co. Inc.|4484
GSAT|GLOBALSTAR INC|PCPT|PHILLIP CAPITAL INC.|49817
GSAT|GLOBALSTAR INC|PDQM|CODA MARKETS, INC.|554630
GSAT|GLOBALSTAR INC|PHLY|NASDAQ Execution Services, LLC|2000
GSAT|GLOBALSTAR INC|PIPR|Piper Jaffray & Co.|29000
GSAT|GLOBALSTAR INC|PNSR|Penserra Securities, LLC|451893
GSAT|GLOBALSTAR INC|PWJC|UBS Financial Services, Inc.|12000
GSAT|GLOBALSTAR INC|QMSR|QUATTRO M SECURITIES INC.|41934
GSAT|GLOBALSTAR INC|RBCM|RBC CAPITAL MARKETS, LLC|67778
GSAT|GLOBALSTAR INC|SALI|INTL FCSTONE FINANCIAL INC.|1150
GSAT|GLOBALSTAR INC|SBSH|Citigroup Global Markets Inc.|270509
GSAT|GLOBALSTAR INC|SGMT|GOLDMAN SACHS & CO. LLC|200640
GSAT|GLOBALSTAR INC|SPDR|SPEEDROUTE LLC|61176
GSAT|GLOBALSTAR INC|STFL|Stifel, Nicolaus & Company, Incorporated|1617
GSAT|GLOBALSTAR INC|STXG|Stockcross Financial Services, Inc.|340917
GSAT|GLOBALSTAR INC|SWIM|TD Ameritrade, Inc.|725295
GSAT|GLOBALSTAR INC|SWST|Hilltop Securities Inc.|5000
GSAT|GLOBALSTAR INC|TKNG|ALLY INVEST SECURITIES LLC|13132
GSAT|GLOBALSTAR INC|UBSA|UBS SECURITIES LLC|2116982
GSAT|GLOBALSTAR INC|UBSS|UBS Securities LLC|3258932
GSAT|GLOBALSTAR INC|VALX|VIRTU AMERICAS LLC|10360
GSAT|GLOBALSTAR INC|VGRD|Vanguard Marketing Corporation|148610
GSAT|GLOBALSTAR INC|WABR|Wall Street Access|240412
GSAT|GLOBALSTAR INC|WCHV|WELLS FARGO SECURITIES, LLC|413111
GSAT|GLOBALSTAR INC|WDNX|WEEDEN & CO.L.P.|80618
GSAT|GLOBALSTAR INC|WEDB|WEDBUSH SECURITIES INC.|15190
GSAT|GLOBALSTAR INC|WEED|Weeden & Co.L.P.|1400
GSAT|GLOBALSTAR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|126173
GSAT|GLOBALSTAR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13402
GSAT|GLOBALSTAR INC|WGIF|CIBC World Markets Inc.|1039
GSAT|GLOBALSTAR INC|WSEA|WOLVERINE SECURITIES, LLC|130683
GSAT|GLOBALSTAR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|304626
GSAT|GLOBALSTAR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32218
GSB|GLOBALSCAPE INC|APCC|Apex Clearing Corporation|22
GSB|GLOBALSCAPE INC|BANK|Primevest Financial Services, Inc.|2900
GSB|GLOBALSCAPE INC|BATM|CBOE TRADING, INC.|200
GSB|GLOBALSCAPE INC|BAYC|BAY CREST PARTNERS, LLC|940
GSB|GLOBALSCAPE INC|BYXM|CBOE TRADING, INC.|31
GSB|GLOBALSCAPE INC|CHAS|Charles Schwab & Co., Inc.|1091
GSB|GLOBALSCAPE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
GSB|GLOBALSCAPE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
GSB|GLOBALSCAPE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4717
GSB|GLOBALSCAPE INC|CTLR|CUTLER GROUP, LP|787
GSB|GLOBALSCAPE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
GSB|GLOBALSCAPE INC|DBAB|Deutsche Bank Securities Inc.|103
GSB|GLOBALSCAPE INC|DBAX|Deutsche Bank Securities Inc.|1000
GSB|GLOBALSCAPE INC|DEAN|MORGAN STANLEY|4
GSB|GLOBALSCAPE INC|DEGS|RONIN PROFESSIONAL LLC|1863
GSB|GLOBALSCAPE INC|EBXL|EBX LLC|2200
GSB|GLOBALSCAPE INC|EDJO|Edward D. Jones & Co., L.P.|80
GSB|GLOBALSCAPE INC|EGXM|CBOE TRADING, INC.|100
GSB|GLOBALSCAPE INC|ETRS|E*Trade Securities LLC|27709
GSB|GLOBALSCAPE INC|FILL|Tradestation Securities, Inc.|3436
GSB|GLOBALSCAPE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40
GSB|GLOBALSCAPE INC|FTBR|Foliofn Investments, Inc.|134
GSB|GLOBALSCAPE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4
GSB|GLOBALSCAPE INC|GSCO|GOLDMAN SACHS & CO. LLC|101
GSB|GLOBALSCAPE INC|GSCS|GOLDMAN SACHS & CO. LLC|11126
GSB|GLOBALSCAPE INC|GSLT|GOLDMAN SACHS & CO. LLC|2815
GSB|GLOBALSCAPE INC|GTSZ|GTS SECURITIES LLC|3922
GSB|GLOBALSCAPE INC|HRBF|American Enterprise Investment Services Inc.|7150
GSB|GLOBALSCAPE INC|IATS|INTERACTIVE BROKERS LLC|6309
GSB|GLOBALSCAPE INC|IBKR|Interactive Brokers Llc|23832
GSB|GLOBALSCAPE INC|ICBX|INSTINET, LLC|1400
GSB|GLOBALSCAPE INC|INCA|INSTINET, LLC|29
GSB|GLOBALSCAPE INC|ITGP|ITG INC.|1000
GSB|GLOBALSCAPE INC|JEFF|JEFFERIES LLC|6563
GSB|GLOBALSCAPE INC|JPMX|J.P. Morgan Securities LLC|9000
GSB|GLOBALSCAPE INC|KCGM|VIRTU Americas LLC|49
GSB|GLOBALSCAPE INC|LEHM|Barclays Capital Inc./Le|2180
GSB|GLOBALSCAPE INC|LIME|Lime Brokerage LLC|3617
GSB|GLOBALSCAPE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
GSB|GLOBALSCAPE INC|MSCO|MORGAN STANLEY & CO. LLC|17587
GSB|GLOBALSCAPE INC|MSPL|MORGAN STANLEY & CO. LLC|600
GSB|GLOBALSCAPE INC|NFSC|National Financial Services LLC|125968
GSB|GLOBALSCAPE INC|NITE|VIRTU Americas LLC|143049
GSB|GLOBALSCAPE INC|PIPR|Piper Jaffray & Co.|18464
GSB|GLOBALSCAPE INC|RGLD|Regal Securities, Inc|9
GSB|GLOBALSCAPE INC|SGMT|GOLDMAN SACHS & CO. LLC|1703
GSB|GLOBALSCAPE INC|STFL|Stifel, Nicolaus & Company, Incorporated|999
GSB|GLOBALSCAPE INC|SWIM|TD Ameritrade, Inc.|2777
GSB|GLOBALSCAPE INC|TKNG|ALLY INVEST SECURITIES LLC|300
GSB|GLOBALSCAPE INC|UBSA|UBS SECURITIES LLC|4840
GSB|GLOBALSCAPE INC|UBSS|UBS Securities LLC|10761
GSB|GLOBALSCAPE INC|VALX|VIRTU AMERICAS LLC|1529
GSB|GLOBALSCAPE INC|VGRD|Vanguard Marketing Corporation|78
GSB|GLOBALSCAPE INC|WBLR|WILLIAM BLAIR|225
GSB|GLOBALSCAPE INC|WCHV|WELLS FARGO SECURITIES, LLC|11073
GSB|GLOBALSCAPE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23
GSB|GLOBALSCAPE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1511
GSB|GLOBALSCAPE INC|WFPB|Wells Fargo Securities, LLC.|2100
GSB|GLOBALSCAPE INC|WGIF|CIBC World Markets Inc.|671
GSB|GLOBALSCAPE INC|WSEA|WOLVERINE SECURITIES, LLC|695
GSB|GLOBALSCAPE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|900
GSB|GLOBALSCAPE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29
GSBC|GREAT SOUTHERN BNCP|APCC|Apex Clearing Corporation|3
GSBC|GREAT SOUTHERN BNCP|BATM|CBOE TRADING, INC.|175
GSBC|GREAT SOUTHERN BNCP|BAYC|BAY CREST PARTNERS, LLC|7
GSBC|GREAT SOUTHERN BNCP|BBNT|BB&T SECURITIES, LLC|116
GSBC|GREAT SOUTHERN BNCP|BERN|Sanford C. Bernstein & Co., LLC|315
GSBC|GREAT SOUTHERN BNCP|BMOC|BMO Capital Markets Corp.|1748
GSBC|GREAT SOUTHERN BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|1110
GSBC|GREAT SOUTHERN BNCP|BTIG|BTIG, LLC|271
GSBC|GREAT SOUTHERN BNCP|BZYD|GOLDMAN SACHS & CO. LLC|236
GSBC|GREAT SOUTHERN BNCP|CHAS|Charles Schwab & Co., Inc.|2
GSBC|GREAT SOUTHERN BNCP|CIST|Capital Institutional Services, Inc.|7
GSBC|GREAT SOUTHERN BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|336
GSBC|GREAT SOUTHERN BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3614
GSBC|GREAT SOUTHERN BNCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3221
GSBC|GREAT SOUTHERN BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3821
GSBC|GREAT SOUTHERN BNCP|CTDL|Citadel Derivatives Group Llc|1168
GSBC|GREAT SOUTHERN BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3510
GSBC|GREAT SOUTHERN BNCP|DADA|D.A. Davidson & Co.|200
GSBC|GREAT SOUTHERN BNCP|DBAB|Deutsche Bank Securities Inc.|32326
GSBC|GREAT SOUTHERN BNCP|DBAX|Deutsche Bank Securities Inc.|4500
GSBC|GREAT SOUTHERN BNCP|DEGS|RONIN PROFESSIONAL LLC|900
GSBC|GREAT SOUTHERN BNCP|EBXL|EBX LLC|400
GSBC|GREAT SOUTHERN BNCP|EDJO|Edward D. Jones & Co., L.P.|1040
GSBC|GREAT SOUTHERN BNCP|EGAM|CBOE TRADING, INC.|666
GSBC|GREAT SOUTHERN BNCP|EGXM|CBOE TRADING, INC.|1
GSBC|GREAT SOUTHERN BNCP|ETRS|E*Trade Securities LLC|334
GSBC|GREAT SOUTHERN BNCP|FBCO|Credit Suisse Securities (USA) LLC|37326
GSBC|GREAT SOUTHERN BNCP|FILL|Tradestation Securities, Inc.|200
GSBC|GREAT SOUTHERN BNCP|FOMA|TD AMERITRADE CLEARING, INC.|1040
GSBC|GREAT SOUTHERN BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4618
GSBC|GREAT SOUTHERN BNCP|FTBR|Foliofn Investments, Inc.|1
GSBC|GREAT SOUTHERN BNCP|GEBB|GLOBAL EXECUTION BROKERS, LP|3737
GSBC|GREAT SOUTHERN BNCP|GLPX|ACS EXECUTION SERVICES, LLC|785
GSBC|GREAT SOUTHERN BNCP|GSCO|GOLDMAN SACHS & CO. LLC|64876
GSBC|GREAT SOUTHERN BNCP|GSCS|GOLDMAN SACHS & CO. LLC|97
GSBC|GREAT SOUTHERN BNCP|GTSZ|GTS SECURITIES LLC|11
GSBC|GREAT SOUTHERN BNCP|HRBF|American Enterprise Investment Services Inc.|200
GSBC|GREAT SOUTHERN BNCP|IATS|INTERACTIVE BROKERS LLC|500
GSBC|GREAT SOUTHERN BNCP|IBKR|Interactive Brokers Llc|3177
GSBC|GREAT SOUTHERN BNCP|ICBX|INSTINET, LLC|800
GSBC|GREAT SOUTHERN BNCP|IEQY|CITADEL SECURITIES LLC|2073
GSBC|GREAT SOUTHERN BNCP|INCA|INSTINET, LLC|24644
GSBC|GREAT SOUTHERN BNCP|INJX|INSTINET, LLC|5316
GSBC|GREAT SOUTHERN BNCP|ITGI|ITG Inc.|23912
GSBC|GREAT SOUTHERN BNCP|ITGP|ITG INC.|4800
GSBC|GREAT SOUTHERN BNCP|JEFF|JEFFERIES LLC|16848
GSBC|GREAT SOUTHERN BNCP|JPBX|J.P. MORGAN SECURITIES LLC|250
GSBC|GREAT SOUTHERN BNCP|JPMX|J.P. Morgan Securities LLC|9996
GSBC|GREAT SOUTHERN BNCP|KBWI|Keefe, Bruyette & Woods, Inc.|4321
GSBC|GREAT SOUTHERN BNCP|KCGM|VIRTU Americas LLC|730
GSBC|GREAT SOUTHERN BNCP|LEHM|Barclays Capital Inc./Le|23795
GSBC|GREAT SOUTHERN BNCP|LIME|Lime Brokerage LLC|30707
GSBC|GREAT SOUTHERN BNCP|LMGP|LIME BROKERAGE LLC|3024
GSBC|GREAT SOUTHERN BNCP|LQNA|LIQUIDNET, INC.|3600
GSBC|GREAT SOUTHERN BNCP|MAXM|Maxim Group LLC|816
GSBC|GREAT SOUTHERN BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9100
GSBC|GREAT SOUTHERN BNCP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|944
GSBC|GREAT SOUTHERN BNCP|MSCO|MORGAN STANLEY & CO. LLC|64259
GSBC|GREAT SOUTHERN BNCP|MSPL|MORGAN STANLEY & CO. LLC|11300
GSBC|GREAT SOUTHERN BNCP|MTON|MILLINGTON SECURITIES, INC.|7874
GSBC|GREAT SOUTHERN BNCP|NFSC|National Financial Services LLC|10670
GSBC|GREAT SOUTHERN BNCP|NITE|VIRTU Americas LLC|17768
GSBC|GREAT SOUTHERN BNCP|NQRB|Brut, LLC|109
GSBC|GREAT SOUTHERN BNCP|PDQM|CODA MARKETS, INC.|1418
GSBC|GREAT SOUTHERN BNCP|PUMA|Puma Capital, Llc|3284
GSBC|GREAT SOUTHERN BNCP|PWJC|UBS Financial Services, Inc.|20
GSBC|GREAT SOUTHERN BNCP|SAGW|SAGETRADER, LLC|165
GSBC|GREAT SOUTHERN BNCP|SBSH|Citigroup Global Markets Inc.|14351
GSBC|GREAT SOUTHERN BNCP|SGMT|GOLDMAN SACHS & CO. LLC|1329
GSBC|GREAT SOUTHERN BNCP|SPDR|SPEEDROUTE LLC|430
GSBC|GREAT SOUTHERN BNCP|STFL|Stifel, Nicolaus & Company, Incorporated|1950
GSBC|GREAT SOUTHERN BNCP|TRBT|Tradebot Systems, Inc.|135
GSBC|GREAT SOUTHERN BNCP|TRCM|TRC MARKETS LLC|10748
GSBC|GREAT SOUTHERN BNCP|UBSA|UBS SECURITIES LLC|18768
GSBC|GREAT SOUTHERN BNCP|UBSS|UBS Securities LLC|64634
GSBC|GREAT SOUTHERN BNCP|VALX|VIRTU AMERICAS LLC|2077
GSBC|GREAT SOUTHERN BNCP|VGRD|Vanguard Marketing Corporation|85
GSBC|GREAT SOUTHERN BNCP|WABR|Wall Street Access|7104
GSBC|GREAT SOUTHERN BNCP|WCHV|WELLS FARGO SECURITIES, LLC|1049
GSBC|GREAT SOUTHERN BNCP|WEED|Weeden & Co.L.P.|100
GSBC|GREAT SOUTHERN BNCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|184
GSBC|GREAT SOUTHERN BNCP|WSEA|WOLVERINE SECURITIES, LLC|185
GSBC|GREAT SOUTHERN BNCP|XIST|INSTINET, LLC|1530
GSBC|GREAT SOUTHERN BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|257
GSBD|GOLDMAN SACHS BDC IN|ALTX|Alternet Securities Inc.|810
GSBD|GOLDMAN SACHS BDC IN|APCC|Apex Clearing Corporation|283
GSBD|GOLDMAN SACHS BDC IN|BARD|Robert W. Baird & Co. Incorporated|53
GSBD|GOLDMAN SACHS BDC IN|BATM|CBOE TRADING, INC.|1856
GSBD|GOLDMAN SACHS BDC IN|BERN|Sanford C. Bernstein & Co., LLC|31
GSBD|GOLDMAN SACHS BDC IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4040
GSBD|GOLDMAN SACHS BDC IN|BTIG|BTIG, LLC|20
GSBD|GOLDMAN SACHS BDC IN|BZYD|GOLDMAN SACHS & CO. LLC|2000
GSBD|GOLDMAN SACHS BDC IN|CANT|Cantor Fitzgerald & Co.|383
GSBD|GOLDMAN SACHS BDC IN|CHAS|Charles Schwab & Co., Inc.|2009
GSBD|GOLDMAN SACHS BDC IN|CIST|Capital Institutional Services, Inc.|1000
GSBD|GOLDMAN SACHS BDC IN|CMPT|Compass Point Research & Trading, LLC|300
GSBD|GOLDMAN SACHS BDC IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12184
GSBD|GOLDMAN SACHS BDC IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3028
GSBD|GOLDMAN SACHS BDC IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22285
GSBD|GOLDMAN SACHS BDC IN|CTDL|Citadel Derivatives Group Llc|391
GSBD|GOLDMAN SACHS BDC IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1766
GSBD|GOLDMAN SACHS BDC IN|DBAB|Deutsche Bank Securities Inc.|3584
GSBD|GOLDMAN SACHS BDC IN|DBAX|Deutsche Bank Securities Inc.|30000
GSBD|GOLDMAN SACHS BDC IN|DEAN|MORGAN STANLEY|16223
GSBD|GOLDMAN SACHS BDC IN|DEGS|RONIN PROFESSIONAL LLC|204
GSBD|GOLDMAN SACHS BDC IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23
GSBD|GOLDMAN SACHS BDC IN|EBXL|EBX LLC|13200
GSBD|GOLDMAN SACHS BDC IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2564
GSBD|GOLDMAN SACHS BDC IN|EDJO|Edward D. Jones & Co., L.P.|1233
GSBD|GOLDMAN SACHS BDC IN|EGAM|CBOE TRADING, INC.|5069
GSBD|GOLDMAN SACHS BDC IN|EGXM|CBOE TRADING, INC.|400
GSBD|GOLDMAN SACHS BDC IN|ETBE|Electronic Transaction Clearing, Inc.|500
GSBD|GOLDMAN SACHS BDC IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1143
GSBD|GOLDMAN SACHS BDC IN|ETRS|E*Trade Securities LLC|19503
GSBD|GOLDMAN SACHS BDC IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17358
GSBD|GOLDMAN SACHS BDC IN|FTBR|Foliofn Investments, Inc.|868
GSBD|GOLDMAN SACHS BDC IN|GLIS|TD Securities Inc|3666
GSBD|GOLDMAN SACHS BDC IN|GLPX|ACS EXECUTION SERVICES, LLC|2870
GSBD|GOLDMAN SACHS BDC IN|GSCO|GOLDMAN SACHS & CO. LLC|121188
GSBD|GOLDMAN SACHS BDC IN|GSCS|GOLDMAN SACHS & CO. LLC|356
GSBD|GOLDMAN SACHS BDC IN|GSLT|GOLDMAN SACHS & CO. LLC|163
GSBD|GOLDMAN SACHS BDC IN|GTSZ|GTS SECURITIES LLC|5295
GSBD|GOLDMAN SACHS BDC IN|HRBF|American Enterprise Investment Services Inc.|11958
GSBD|GOLDMAN SACHS BDC IN|IATS|INTERACTIVE BROKERS LLC|6030
GSBD|GOLDMAN SACHS BDC IN|IBKR|Interactive Brokers Llc|14332
GSBD|GOLDMAN SACHS BDC IN|ICBX|INSTINET, LLC|2000
GSBD|GOLDMAN SACHS BDC IN|INCA|INSTINET, LLC|8352
GSBD|GOLDMAN SACHS BDC IN|ITGI|ITG Inc.|4210
GSBD|GOLDMAN SACHS BDC IN|ITGP|ITG INC.|13600
GSBD|GOLDMAN SACHS BDC IN|JANY|Janney Montgomery Scott Inc.|2000
GSBD|GOLDMAN SACHS BDC IN|JMPT|JUMP TRADING, LLC|489
GSBD|GOLDMAN SACHS BDC IN|JONE|JonesTrading|2600
GSBD|GOLDMAN SACHS BDC IN|JPMX|J.P. Morgan Securities LLC|53505
GSBD|GOLDMAN SACHS BDC IN|JSCL|JOSEPH STONE CAPITAL L.L.C.|900
GSBD|GOLDMAN SACHS BDC IN|JSJX|JANE STREET CAPITAL LLC|1314
GSBD|GOLDMAN SACHS BDC IN|KCGM|VIRTU Americas LLC|9938
GSBD|GOLDMAN SACHS BDC IN|LEHM|Barclays Capital Inc./Le|41787
GSBD|GOLDMAN SACHS BDC IN|LIME|Lime Brokerage LLC|12315
GSBD|GOLDMAN SACHS BDC IN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GSBD|GOLDMAN SACHS BDC IN|MBTS|ALLY INVEST SECURITIES LLC|1692
GSBD|GOLDMAN SACHS BDC IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9200
GSBD|GOLDMAN SACHS BDC IN|MSCO|MORGAN STANLEY & CO. LLC|108903
GSBD|GOLDMAN SACHS BDC IN|MSPL|MORGAN STANLEY & CO. LLC|24600
GSBD|GOLDMAN SACHS BDC IN|NFSC|National Financial Services LLC|99216
GSBD|GOLDMAN SACHS BDC IN|NITE|VIRTU Americas LLC|189401
GSBD|GOLDMAN SACHS BDC IN|NQRB|Brut, LLC|2214
GSBD|GOLDMAN SACHS BDC IN|OPCO|Oppenheimer & Co. Inc.|1700
GSBD|GOLDMAN SACHS BDC IN|PDQM|CODA MARKETS, INC.|5888
GSBD|GOLDMAN SACHS BDC IN|PWJC|UBS Financial Services, Inc.|3300
GSBD|GOLDMAN SACHS BDC IN|RBCM|RBC CAPITAL MARKETS, LLC|4576
GSBD|GOLDMAN SACHS BDC IN|SALI|INTL FCSTONE FINANCIAL INC.|900
GSBD|GOLDMAN SACHS BDC IN|SBSH|Citigroup Global Markets Inc.|1946
GSBD|GOLDMAN SACHS BDC IN|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1567
GSBD|GOLDMAN SACHS BDC IN|SGMT|GOLDMAN SACHS & CO. LLC|3050
GSBD|GOLDMAN SACHS BDC IN|SPDR|SPEEDROUTE LLC|1191
GSBD|GOLDMAN SACHS BDC IN|STFL|Stifel, Nicolaus & Company, Incorporated|1250
GSBD|GOLDMAN SACHS BDC IN|SWIM|TD Ameritrade, Inc.|20308
GSBD|GOLDMAN SACHS BDC IN|SWST|Hilltop Securities Inc.|6383
GSBD|GOLDMAN SACHS BDC IN|TKNG|ALLY INVEST SECURITIES LLC|2600
GSBD|GOLDMAN SACHS BDC IN|TRBT|Tradebot Systems, Inc.|1835
GSBD|GOLDMAN SACHS BDC IN|UBSA|UBS SECURITIES LLC|68298
GSBD|GOLDMAN SACHS BDC IN|UBSS|UBS Securities LLC|42384
GSBD|GOLDMAN SACHS BDC IN|VALX|VIRTU AMERICAS LLC|2863
GSBD|GOLDMAN SACHS BDC IN|VGRD|Vanguard Marketing Corporation|15027
GSBD|GOLDMAN SACHS BDC IN|WCHV|WELLS FARGO SECURITIES, LLC|94834
GSBD|GOLDMAN SACHS BDC IN|WEDB|WEDBUSH SECURITIES INC.|1800
GSBD|GOLDMAN SACHS BDC IN|WEED|Weeden & Co.L.P.|300
GSBD|GOLDMAN SACHS BDC IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1057
GSBD|GOLDMAN SACHS BDC IN|WGIF|CIBC World Markets Inc.|300
GSBD|GOLDMAN SACHS BDC IN|WSEA|WOLVERINE SECURITIES, LLC|2920
GSBD|GOLDMAN SACHS BDC IN|XIST|INSTINET, LLC|600
GSBD|GOLDMAN SACHS BDC IN|XPQR|Jump Trading|100
GSBD|GOLDMAN SACHS BDC IN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
GSBD|GOLDMAN SACHS BDC IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10220
GSC|GOLDMAN SACHS GROUP|APCC|Apex Clearing Corporation|17
GSC|GOLDMAN SACHS GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|981
GSC|GOLDMAN SACHS GROUP|DBAX|Deutsche Bank Securities Inc.|100
GSC|GOLDMAN SACHS GROUP|EBXL|EBX LLC|700
GSC|GOLDMAN SACHS GROUP|ETRS|E*Trade Securities LLC|400
GSC|GOLDMAN SACHS GROUP|GSCO|GOLDMAN SACHS & CO. LLC|5000
GSC|GOLDMAN SACHS GROUP|JSJX|JANE STREET CAPITAL LLC|101
GSC|GOLDMAN SACHS GROUP|LEHM|Barclays Capital Inc./Le|200
GSC|GOLDMAN SACHS GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1376
GSC|GOLDMAN SACHS GROUP|MSCO|MORGAN STANLEY & CO. LLC|185
GSC|GOLDMAN SACHS GROUP|NFSC|National Financial Services LLC|2387
GSC|GOLDMAN SACHS GROUP|NITE|VIRTU Americas LLC|2022
GSC|GOLDMAN SACHS GROUP|SWIM|TD Ameritrade, Inc.|96
GSC|GOLDMAN SACHS GROUP|UBSS|UBS Securities LLC|100
GSC|GOLDMAN SACHS GROUP|VGRD|Vanguard Marketing Corporation|2039
GSC|GOLDMAN SACHS GROUP|WSEA|WOLVERINE SECURITIES, LLC|6
GSD|WISDOMTREE GLOBAL SM|APCC|Apex Clearing Corporation|2
GSD|WISDOMTREE GLOBAL SM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GSD|WISDOMTREE GLOBAL SM|EGXM|CBOE TRADING, INC.|3
GSD|WISDOMTREE GLOBAL SM|ETRS|E*Trade Securities LLC|1000
GSD|WISDOMTREE GLOBAL SM|JSEB|JANE STREET EXECUTION SERVICES, LLC|2386
GSD|WISDOMTREE GLOBAL SM|JSJX|JANE STREET CAPITAL LLC|7049
GSD|WISDOMTREE GLOBAL SM|LEHM|Barclays Capital Inc./Le|400
GSD|WISDOMTREE GLOBAL SM|LIME|Lime Brokerage LLC|202
GSD|WISDOMTREE GLOBAL SM|MSCO|MORGAN STANLEY & CO. LLC|200
GSD|WISDOMTREE GLOBAL SM|NFSC|National Financial Services LLC|430
GSD|WISDOMTREE GLOBAL SM|NITE|VIRTU Americas LLC|5343
GSD|WISDOMTREE GLOBAL SM|RBCM|RBC CAPITAL MARKETS, LLC|4999
GSD|WISDOMTREE GLOBAL SM|SGMT|GOLDMAN SACHS & CO. LLC|100
GSD|WISDOMTREE GLOBAL SM|UBSA|UBS SECURITIES LLC|600
GSD|WISDOMTREE GLOBAL SM|UBSS|UBS Securities LLC|1169
GSD|WISDOMTREE GLOBAL SM|VGRD|Vanguard Marketing Corporation|5
GSD|WISDOMTREE GLOBAL SM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7
GSEU|GOLDMAN SACHS ACTIVE|CHAS|Charles Schwab & Co., Inc.|635
GSEU|GOLDMAN SACHS ACTIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|849
GSEU|GOLDMAN SACHS ACTIVE|CTDL|Citadel Derivatives Group Llc|100
GSEU|GOLDMAN SACHS ACTIVE|DBAX|Deutsche Bank Securities Inc.|200
GSEU|GOLDMAN SACHS ACTIVE|DEAN|MORGAN STANLEY|1772
GSEU|GOLDMAN SACHS ACTIVE|EBXL|EBX LLC|1000
GSEU|GOLDMAN SACHS ACTIVE|ETRS|E*Trade Securities LLC|321
GSEU|GOLDMAN SACHS ACTIVE|GLIS|TD Securities Inc|450
GSEU|GOLDMAN SACHS ACTIVE|GSCO|GOLDMAN SACHS & CO. LLC|117889
GSEU|GOLDMAN SACHS ACTIVE|GTSZ|GTS SECURITIES LLC|2
GSEU|GOLDMAN SACHS ACTIVE|IATS|INTERACTIVE BROKERS LLC|10
GSEU|GOLDMAN SACHS ACTIVE|IBKR|Interactive Brokers Llc|210
GSEU|GOLDMAN SACHS ACTIVE|ICBX|INSTINET, LLC|100
GSEU|GOLDMAN SACHS ACTIVE|ITGP|ITG INC.|200
GSEU|GOLDMAN SACHS ACTIVE|JSJX|JANE STREET CAPITAL LLC|11990
GSEU|GOLDMAN SACHS ACTIVE|LEHM|Barclays Capital Inc./Le|600
GSEU|GOLDMAN SACHS ACTIVE|LIME|Lime Brokerage LLC|1970
GSEU|GOLDMAN SACHS ACTIVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
GSEU|GOLDMAN SACHS ACTIVE|MSCO|MORGAN STANLEY & CO. LLC|8699
GSEU|GOLDMAN SACHS ACTIVE|MSPL|MORGAN STANLEY & CO. LLC|300
GSEU|GOLDMAN SACHS ACTIVE|NFSC|National Financial Services LLC|121678
GSEU|GOLDMAN SACHS ACTIVE|NITE|VIRTU Americas LLC|3862
GSEU|GOLDMAN SACHS ACTIVE|RBCM|RBC CAPITAL MARKETS, LLC|1145
GSEU|GOLDMAN SACHS ACTIVE|SGMT|GOLDMAN SACHS & CO. LLC|500
GSEU|GOLDMAN SACHS ACTIVE|TRCM|TRC MARKETS LLC|429
GSEU|GOLDMAN SACHS ACTIVE|UBSA|UBS SECURITIES LLC|2200
GSEU|GOLDMAN SACHS ACTIVE|UBSS|UBS Securities LLC|500
GSEU|GOLDMAN SACHS ACTIVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8881
GSEW|GOLDMAN SACHS EQUAL|BATM|CBOE TRADING, INC.|500
GSEW|GOLDMAN SACHS EQUAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4530
GSEW|GOLDMAN SACHS EQUAL|DBAX|Deutsche Bank Securities Inc.|1500
GSEW|GOLDMAN SACHS EQUAL|EBXL|EBX LLC|1700
GSEW|GOLDMAN SACHS EQUAL|ETRS|E*Trade Securities LLC|300
GSEW|GOLDMAN SACHS EQUAL|FTBR|Foliofn Investments, Inc.|1
GSEW|GOLDMAN SACHS EQUAL|ICBX|INSTINET, LLC|1100
GSEW|GOLDMAN SACHS EQUAL|JPMX|J.P. Morgan Securities LLC|200
GSEW|GOLDMAN SACHS EQUAL|JSJX|JANE STREET CAPITAL LLC|18231
GSEW|GOLDMAN SACHS EQUAL|KCGM|VIRTU Americas LLC|2986
GSEW|GOLDMAN SACHS EQUAL|LEHM|Barclays Capital Inc./Le|3400
GSEW|GOLDMAN SACHS EQUAL|MACC|Mid Atlantic Capital Corporation|294
GSEW|GOLDMAN SACHS EQUAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1820
GSEW|GOLDMAN SACHS EQUAL|MSCO|MORGAN STANLEY & CO. LLC|9075
GSEW|GOLDMAN SACHS EQUAL|NFSC|National Financial Services LLC|263626
GSEW|GOLDMAN SACHS EQUAL|NITE|VIRTU Americas LLC|253114
GSEW|GOLDMAN SACHS EQUAL|SGMT|GOLDMAN SACHS & CO. LLC|1215
GSEW|GOLDMAN SACHS EQUAL|TKNG|ALLY INVEST SECURITIES LLC|500
GSEW|GOLDMAN SACHS EQUAL|UBSS|UBS Securities LLC|4691
GSEW|GOLDMAN SACHS EQUAL|VGRD|Vanguard Marketing Corporation|860
GSEW|GOLDMAN SACHS EQUAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8845
GSG|ISHARES GSCI CMDTY|ALTX|Alternet Securities Inc.|500
GSG|ISHARES GSCI CMDTY|APCC|Apex Clearing Corporation|6176
GSG|ISHARES GSCI CMDTY|BARD|Robert W. Baird & Co. Incorporated|14
GSG|ISHARES GSCI CMDTY|BATM|CBOE TRADING, INC.|2000
GSG|ISHARES GSCI CMDTY|BBNT|BB&T SECURITIES, LLC|988
GSG|ISHARES GSCI CMDTY|BERN|Sanford C. Bernstein & Co., LLC|5800
GSG|ISHARES GSCI CMDTY|BKCM|BNY Mellon Capital Markets LLC|16
GSG|ISHARES GSCI CMDTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25640
GSG|ISHARES GSCI CMDTY|BMOC|BMO Capital Markets Corp.|116
GSG|ISHARES GSCI CMDTY|CANT|Cantor Fitzgerald & Co.|3362
GSG|ISHARES GSCI CMDTY|CHAS|Charles Schwab & Co., Inc.|2250
GSG|ISHARES GSCI CMDTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223478
GSG|ISHARES GSCI CMDTY|CSIN|Citadel Securities Institutional LLC|78247
GSG|ISHARES GSCI CMDTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|1830
GSG|ISHARES GSCI CMDTY|DBAB|Deutsche Bank Securities Inc.|215
GSG|ISHARES GSCI CMDTY|DBAX|Deutsche Bank Securities Inc.|15400
GSG|ISHARES GSCI CMDTY|DEAN|MORGAN STANLEY|6911
GSG|ISHARES GSCI CMDTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
GSG|ISHARES GSCI CMDTY|EBXL|EBX LLC|26600
GSG|ISHARES GSCI CMDTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|7206
GSG|ISHARES GSCI CMDTY|EDJO|Edward D. Jones & Co., L.P.|41
GSG|ISHARES GSCI CMDTY|EGAM|CBOE TRADING, INC.|2560
GSG|ISHARES GSCI CMDTY|EGXM|CBOE TRADING, INC.|5200
GSG|ISHARES GSCI CMDTY|EGXW|CBOE TRADING, INC.|3803
GSG|ISHARES GSCI CMDTY|ETBE|Electronic Transaction Clearing, Inc.|2500
GSG|ISHARES GSCI CMDTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2250
GSG|ISHARES GSCI CMDTY|ETRS|E*Trade Securities LLC|33147
GSG|ISHARES GSCI CMDTY|FILL|Tradestation Securities, Inc.|4346
GSG|ISHARES GSCI CMDTY|FMAF|NBCN Inc./ CDS|1924
GSG|ISHARES GSCI CMDTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2675
GSG|ISHARES GSCI CMDTY|FTBR|Foliofn Investments, Inc.|25766
GSG|ISHARES GSCI CMDTY|GBMT|GBM International, Inc.|424979
GSG|ISHARES GSCI CMDTY|GEBB|GLOBAL EXECUTION BROKERS, LP|12904
GSG|ISHARES GSCI CMDTY|GSCO|GOLDMAN SACHS & CO. LLC|48351
GSG|ISHARES GSCI CMDTY|GSCS|GOLDMAN SACHS & CO. LLC|3221
GSG|ISHARES GSCI CMDTY|GSLT|GOLDMAN SACHS & CO. LLC|21701
GSG|ISHARES GSCI CMDTY|GTSZ|GTS SECURITIES LLC|200
GSG|ISHARES GSCI CMDTY|HRBF|American Enterprise Investment Services Inc.|15714
GSG|ISHARES GSCI CMDTY|HSBC|HSBC Securities, Inc.|100
GSG|ISHARES GSCI CMDTY|IATS|INTERACTIVE BROKERS LLC|44207
GSG|ISHARES GSCI CMDTY|IBKR|Interactive Brokers Llc|123141
GSG|ISHARES GSCI CMDTY|ICBX|INSTINET, LLC|42154
GSG|ISHARES GSCI CMDTY|INCA|INSTINET, LLC|23860
GSG|ISHARES GSCI CMDTY|ITGI|ITG Inc.|70054
GSG|ISHARES GSCI CMDTY|ITGP|ITG INC.|27000
GSG|ISHARES GSCI CMDTY|JANY|Janney Montgomery Scott Inc.|200
GSG|ISHARES GSCI CMDTY|JMPT|JUMP TRADING, LLC|1289
GSG|ISHARES GSCI CMDTY|JPMX|J.P. Morgan Securities LLC|28110
GSG|ISHARES GSCI CMDTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|247562
GSG|ISHARES GSCI CMDTY|JSJX|JANE STREET CAPITAL LLC|498617
GSG|ISHARES GSCI CMDTY|KCGM|VIRTU Americas LLC|13677
GSG|ISHARES GSCI CMDTY|LEHM|Barclays Capital Inc./Le|78800
GSG|ISHARES GSCI CMDTY|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|20463
GSG|ISHARES GSCI CMDTY|LIME|Lime Brokerage LLC|12844
GSG|ISHARES GSCI CMDTY|MACC|Mid Atlantic Capital Corporation|197
GSG|ISHARES GSCI CMDTY|MBTS|ALLY INVEST SECURITIES LLC|335
GSG|ISHARES GSCI CMDTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14248
GSG|ISHARES GSCI CMDTY|MOTF|MOTIF INVESTING, INC.|3
GSG|ISHARES GSCI CMDTY|MSCO|MORGAN STANLEY & CO. LLC|279806
GSG|ISHARES GSCI CMDTY|MSPL|MORGAN STANLEY & CO. LLC|53700
GSG|ISHARES GSCI CMDTY|NBCS|NBC Securities, INC.|905
GSG|ISHARES GSCI CMDTY|NFSC|National Financial Services LLC|391787
GSG|ISHARES GSCI CMDTY|NITE|VIRTU Americas LLC|638457
GSG|ISHARES GSCI CMDTY|NITP|VIRTU Americas LLC|69654
GSG|ISHARES GSCI CMDTY|NQRB|Brut, LLC|3603
GSG|ISHARES GSCI CMDTY|NTRC|Northern Trust Securities, Inc.|260
GSG|ISHARES GSCI CMDTY|OLDM|OLD MISSION CAPITAL, LLC|11041
GSG|ISHARES GSCI CMDTY|PDQM|CODA MARKETS, INC.|2300
GSG|ISHARES GSCI CMDTY|PWJC|UBS Financial Services, Inc.|3800
GSG|ISHARES GSCI CMDTY|RBCM|RBC CAPITAL MARKETS, LLC|11742
GSG|ISHARES GSCI CMDTY|SAGL|SAGETRADER, LLC|20600
GSG|ISHARES GSCI CMDTY|SBSH|Citigroup Global Markets Inc.|5600
GSG|ISHARES GSCI CMDTY|SEIC|SEI Investments Distribution Co.|100
GSG|ISHARES GSCI CMDTY|SGMT|GOLDMAN SACHS & CO. LLC|45120
GSG|ISHARES GSCI CMDTY|SHMR|ABN Amro Clearing LLC|73697
GSG|ISHARES GSCI CMDTY|SPDR|SPEEDROUTE LLC|600
GSG|ISHARES GSCI CMDTY|STFL|Stifel, Nicolaus & Company, Incorporated|1566
GSG|ISHARES GSCI CMDTY|SWIM|TD Ameritrade, Inc.|10368
GSG|ISHARES GSCI CMDTY|SWST|Hilltop Securities Inc.|12354
GSG|ISHARES GSCI CMDTY|TKNG|ALLY INVEST SECURITIES LLC|388
GSG|ISHARES GSCI CMDTY|TRBT|Tradebot Systems, Inc.|35086
GSG|ISHARES GSCI CMDTY|TRCM|TRC MARKETS LLC|1100
GSG|ISHARES GSCI CMDTY|UBSA|UBS SECURITIES LLC|84672
GSG|ISHARES GSCI CMDTY|UBSS|UBS Securities LLC|146949
GSG|ISHARES GSCI CMDTY|VALX|VIRTU AMERICAS LLC|8103
GSG|ISHARES GSCI CMDTY|VGRD|Vanguard Marketing Corporation|26682
GSG|ISHARES GSCI CMDTY|VSIN|Vision Financial Markets Llc|30
GSG|ISHARES GSCI CMDTY|WCHV|WELLS FARGO SECURITIES, LLC|116760
GSG|ISHARES GSCI CMDTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|986
GSG|ISHARES GSCI CMDTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|58968
GSG|ISHARES GSCI CMDTY|WGIF|CIBC World Markets Inc.|1474
GSG|ISHARES GSCI CMDTY|WSEA|WOLVERINE SECURITIES, LLC|2115
GSG|ISHARES GSCI CMDTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GSG|ISHARES GSCI CMDTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25407
GSH|GUANGSHEN RAIL CO LT|APCC|Apex Clearing Corporation|16
GSH|GUANGSHEN RAIL CO LT|BARD|Robert W. Baird & Co. Incorporated|3
GSH|GUANGSHEN RAIL CO LT|BATM|CBOE TRADING, INC.|132
GSH|GUANGSHEN RAIL CO LT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|540
GSH|GUANGSHEN RAIL CO LT|DBAB|Deutsche Bank Securities Inc.|100
GSH|GUANGSHEN RAIL CO LT|DEAN|MORGAN STANLEY|353
GSH|GUANGSHEN RAIL CO LT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|225
GSH|GUANGSHEN RAIL CO LT|EDJO|Edward D. Jones & Co., L.P.|1089
GSH|GUANGSHEN RAIL CO LT|ETRS|E*Trade Securities LLC|3250
GSH|GUANGSHEN RAIL CO LT|FTBR|Foliofn Investments, Inc.|530
GSH|GUANGSHEN RAIL CO LT|GSLT|GOLDMAN SACHS & CO. LLC|100
GSH|GUANGSHEN RAIL CO LT|GTSZ|GTS SECURITIES LLC|2
GSH|GUANGSHEN RAIL CO LT|HRBF|American Enterprise Investment Services Inc.|1810
GSH|GUANGSHEN RAIL CO LT|IBKR|Interactive Brokers Llc|148
GSH|GUANGSHEN RAIL CO LT|INCA|INSTINET, LLC|211
GSH|GUANGSHEN RAIL CO LT|INJX|INSTINET, LLC|100
GSH|GUANGSHEN RAIL CO LT|ITGP|ITG INC.|200
GSH|GUANGSHEN RAIL CO LT|JANY|Janney Montgomery Scott Inc.|225
GSH|GUANGSHEN RAIL CO LT|JEFF|JEFFERIES LLC|4
GSH|GUANGSHEN RAIL CO LT|JSJX|JANE STREET CAPITAL LLC|1141
GSH|GUANGSHEN RAIL CO LT|LEHM|Barclays Capital Inc./Le|400
GSH|GUANGSHEN RAIL CO LT|LIME|Lime Brokerage LLC|591
GSH|GUANGSHEN RAIL CO LT|MOTF|MOTIF INVESTING, INC.|2
GSH|GUANGSHEN RAIL CO LT|MSCO|MORGAN STANLEY & CO. LLC|600
GSH|GUANGSHEN RAIL CO LT|NFSC|National Financial Services LLC|1614
GSH|GUANGSHEN RAIL CO LT|NITE|VIRTU Americas LLC|9552
GSH|GUANGSHEN RAIL CO LT|RBCM|RBC CAPITAL MARKETS, LLC|1450
GSH|GUANGSHEN RAIL CO LT|SBSH|Citigroup Global Markets Inc.|334
GSH|GUANGSHEN RAIL CO LT|SGMT|GOLDMAN SACHS & CO. LLC|211
GSH|GUANGSHEN RAIL CO LT|SWIM|TD Ameritrade, Inc.|1700
GSH|GUANGSHEN RAIL CO LT|UBSA|UBS SECURITIES LLC|3408
GSH|GUANGSHEN RAIL CO LT|UBSS|UBS Securities LLC|5264
GSH|GUANGSHEN RAIL CO LT|WCHV|WELLS FARGO SECURITIES, LLC|70
GSH|GUANGSHEN RAIL CO LT|WSEA|WOLVERINE SECURITIES, LLC|10
GSH|GUANGSHEN RAIL CO LT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|276
GSHD|GOOSEHEAD INS CMN A|ALTX|Alternet Securities Inc.|41938
GSHD|GOOSEHEAD INS CMN A|APCC|Apex Clearing Corporation|429
GSHD|GOOSEHEAD INS CMN A|AQUA|AQUA SECURITIES L.P.|10000
GSHD|GOOSEHEAD INS CMN A|BATM|CBOE TRADING, INC.|4169
GSHD|GOOSEHEAD INS CMN A|BAYC|BAY CREST PARTNERS, LLC|1091
GSHD|GOOSEHEAD INS CMN A|BAYT|BTIG, LLC|500
GSHD|GOOSEHEAD INS CMN A|BERN|Sanford C. Bernstein & Co., LLC|3141
GSHD|GOOSEHEAD INS CMN A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
GSHD|GOOSEHEAD INS CMN A|BLKX|INSTINET, LLC|5000
GSHD|GOOSEHEAD INS CMN A|BMOC|BMO Capital Markets Corp.|735
GSHD|GOOSEHEAD INS CMN A|BNPX|BNP PARIBAS SECURITIES CORP.|1588
GSHD|GOOSEHEAD INS CMN A|BTIG|BTIG, LLC|33189
GSHD|GOOSEHEAD INS CMN A|BYXM|CBOE TRADING, INC.|6738
GSHD|GOOSEHEAD INS CMN A|CHAS|Charles Schwab & Co., Inc.|1750
GSHD|GOOSEHEAD INS CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84404
GSHD|GOOSEHEAD INS CMN A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|49639
GSHD|GOOSEHEAD INS CMN A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|630
GSHD|GOOSEHEAD INS CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115868
GSHD|GOOSEHEAD INS CMN A|CTDL|Citadel Derivatives Group Llc|2238
GSHD|GOOSEHEAD INS CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|34562
GSHD|GOOSEHEAD INS CMN A|DBAB|Deutsche Bank Securities Inc.|191729
GSHD|GOOSEHEAD INS CMN A|DBAX|Deutsche Bank Securities Inc.|102600
GSHD|GOOSEHEAD INS CMN A|DEAN|MORGAN STANLEY|1350
GSHD|GOOSEHEAD INS CMN A|DEGS|RONIN PROFESSIONAL LLC|42616
GSHD|GOOSEHEAD INS CMN A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6921
GSHD|GOOSEHEAD INS CMN A|DRWK|DRW SECURITIES, L.L.C.|6752
GSHD|GOOSEHEAD INS CMN A|EBXL|EBX LLC|102700
GSHD|GOOSEHEAD INS CMN A|ECUT|CONVERGEX EXECUTION SOLUTIONS|156
GSHD|GOOSEHEAD INS CMN A|EDJO|Edward D. Jones & Co., L.P.|3219
GSHD|GOOSEHEAD INS CMN A|EGAM|CBOE TRADING, INC.|13110
GSHD|GOOSEHEAD INS CMN A|EGAW|CBOE TRADING, INC.|227
GSHD|GOOSEHEAD INS CMN A|EGMT|EG MARKET TECHNOLOGIES LLC|100
GSHD|GOOSEHEAD INS CMN A|EGXM|CBOE TRADING, INC.|1700
GSHD|GOOSEHEAD INS CMN A|EGXW|CBOE TRADING, INC.|300
GSHD|GOOSEHEAD INS CMN A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11310
GSHD|GOOSEHEAD INS CMN A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1080
GSHD|GOOSEHEAD INS CMN A|ETRS|E*Trade Securities LLC|50906
GSHD|GOOSEHEAD INS CMN A|FBCO|Credit Suisse Securities (USA) LLC|102248
GSHD|GOOSEHEAD INS CMN A|FILL|Tradestation Securities, Inc.|739
GSHD|GOOSEHEAD INS CMN A|FMAF|NBCN Inc./ CDS|5740
GSHD|GOOSEHEAD INS CMN A|FOMA|TD AMERITRADE CLEARING, INC.|94993
GSHD|GOOSEHEAD INS CMN A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|597
GSHD|GOOSEHEAD INS CMN A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44820
GSHD|GOOSEHEAD INS CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|2539
GSHD|GOOSEHEAD INS CMN A|GLPX|ACS EXECUTION SERVICES, LLC|142761
GSHD|GOOSEHEAD INS CMN A|GSCO|GOLDMAN SACHS & CO. LLC|701980
GSHD|GOOSEHEAD INS CMN A|GSCS|GOLDMAN SACHS & CO. LLC|8339
GSHD|GOOSEHEAD INS CMN A|GSLT|GOLDMAN SACHS & CO. LLC|2710
GSHD|GOOSEHEAD INS CMN A|GTSZ|GTS SECURITIES LLC|81470
GSHD|GOOSEHEAD INS CMN A|HRBF|American Enterprise Investment Services Inc.|703
GSHD|GOOSEHEAD INS CMN A|IATS|INTERACTIVE BROKERS LLC|11290
GSHD|GOOSEHEAD INS CMN A|IBKR|Interactive Brokers Llc|99807
GSHD|GOOSEHEAD INS CMN A|ICBX|INSTINET, LLC|19800
GSHD|GOOSEHEAD INS CMN A|IEQY|CITADEL SECURITIES LLC|2910
GSHD|GOOSEHEAD INS CMN A|INCA|INSTINET, LLC|457231
GSHD|GOOSEHEAD INS CMN A|INJX|INSTINET, LLC|13297
GSHD|GOOSEHEAD INS CMN A|ITGI|ITG Inc.|44928
GSHD|GOOSEHEAD INS CMN A|ITGP|ITG INC.|176000
GSHD|GOOSEHEAD INS CMN A|JEFF|JEFFERIES LLC|29705
GSHD|GOOSEHEAD INS CMN A|JMPT|JUMP TRADING, LLC|4605
GSHD|GOOSEHEAD INS CMN A|JPBX|J.P. MORGAN SECURITIES LLC|1962
GSHD|GOOSEHEAD INS CMN A|JPMX|J.P. Morgan Securities LLC|169534
GSHD|GOOSEHEAD INS CMN A|JSJX|JANE STREET CAPITAL LLC|4148
GSHD|GOOSEHEAD INS CMN A|KBWI|Keefe, Bruyette & Woods, Inc.|94195
GSHD|GOOSEHEAD INS CMN A|KCGM|VIRTU Americas LLC|21778
GSHD|GOOSEHEAD INS CMN A|LEHM|Barclays Capital Inc./Le|270850
GSHD|GOOSEHEAD INS CMN A|LIME|Lime Brokerage LLC|86109
GSHD|GOOSEHEAD INS CMN A|LMGP|LIME BROKERAGE LLC|2410
GSHD|GOOSEHEAD INS CMN A|LMNX|LUMINEX TRADING & ANALYTICS LLC|44800
GSHD|GOOSEHEAD INS CMN A|LQNA|LIQUIDNET, INC.|99000
GSHD|GOOSEHEAD INS CMN A|LQNB|LIQUIDNET, INC.|200
GSHD|GOOSEHEAD INS CMN A|LSCI|Lek Securities Corporation|400
GSHD|GOOSEHEAD INS CMN A|MAXM|Maxim Group LLC|704
GSHD|GOOSEHEAD INS CMN A|MBTS|ALLY INVEST SECURITIES LLC|78
GSHD|GOOSEHEAD INS CMN A|MKMP|MKM Partners LLC|3294
GSHD|GOOSEHEAD INS CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|123107
GSHD|GOOSEHEAD INS CMN A|MOTF|MOTIF INVESTING, INC.|24
GSHD|GOOSEHEAD INS CMN A|MSCO|MORGAN STANLEY & CO. LLC|735806
GSHD|GOOSEHEAD INS CMN A|MSPL|MORGAN STANLEY & CO. LLC|56000
GSHD|GOOSEHEAD INS CMN A|MSTX|MORGAN STANLEY & CO. LLC|13800
GSHD|GOOSEHEAD INS CMN A|NFSC|National Financial Services LLC|132804
GSHD|GOOSEHEAD INS CMN A|NITE|VIRTU Americas LLC|203896
GSHD|GOOSEHEAD INS CMN A|NITP|VIRTU Americas LLC|980
GSHD|GOOSEHEAD INS CMN A|NQRB|Brut, LLC|1801
GSHD|GOOSEHEAD INS CMN A|PDQM|CODA MARKETS, INC.|376559
GSHD|GOOSEHEAD INS CMN A|PWJC|UBS Financial Services, Inc.|700
GSHD|GOOSEHEAD INS CMN A|RAJA|Raymond James & Associates, Inc.|1721
GSHD|GOOSEHEAD INS CMN A|RBCM|RBC CAPITAL MARKETS, LLC|400
GSHD|GOOSEHEAD INS CMN A|SAGL|SAGETRADER, LLC|5015
GSHD|GOOSEHEAD INS CMN A|SBSH|Citigroup Global Markets Inc.|95229
GSHD|GOOSEHEAD INS CMN A|SGMT|GOLDMAN SACHS & CO. LLC|76432
GSHD|GOOSEHEAD INS CMN A|SPDR|SPEEDROUTE LLC|47215
GSHD|GOOSEHEAD INS CMN A|SPTD|MINT GLOBAL MARKETS, INC.|5321
GSHD|GOOSEHEAD INS CMN A|STFL|Stifel, Nicolaus & Company, Incorporated|1500
GSHD|GOOSEHEAD INS CMN A|SWIM|TD Ameritrade, Inc.|20938
GSHD|GOOSEHEAD INS CMN A|SWST|Hilltop Securities Inc.|150
GSHD|GOOSEHEAD INS CMN A|TDCO|Thompson Davis & Co., Inc.|2730
GSHD|GOOSEHEAD INS CMN A|TKNG|ALLY INVEST SECURITIES LLC|1150
GSHD|GOOSEHEAD INS CMN A|TRBT|Tradebot Systems, Inc.|46923
GSHD|GOOSEHEAD INS CMN A|TRCM|TRC MARKETS LLC|39482
GSHD|GOOSEHEAD INS CMN A|UBSA|UBS SECURITIES LLC|250760
GSHD|GOOSEHEAD INS CMN A|UBSS|UBS Securities LLC|527024
GSHD|GOOSEHEAD INS CMN A|VALX|VIRTU AMERICAS LLC|3806
GSHD|GOOSEHEAD INS CMN A|VGRD|Vanguard Marketing Corporation|2030
GSHD|GOOSEHEAD INS CMN A|VNDM|Wall Street Access|3200
GSHD|GOOSEHEAD INS CMN A|WBLR|WILLIAM BLAIR|12099
GSHD|GOOSEHEAD INS CMN A|WCHV|WELLS FARGO SECURITIES, LLC|14392
GSHD|GOOSEHEAD INS CMN A|WDNX|WEEDEN & CO.L.P.|1502
GSHD|GOOSEHEAD INS CMN A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1247
GSHD|GOOSEHEAD INS CMN A|WGIF|CIBC World Markets Inc.|100
GSHD|GOOSEHEAD INS CMN A|WORD|Worden Capital Management LLC|500
GSHD|GOOSEHEAD INS CMN A|WSEA|WOLVERINE SECURITIES, LLC|4080
GSHD|GOOSEHEAD INS CMN A|XPQR|Jump Trading|600
GSHD|GOOSEHEAD INS CMN A|XSTM|NATIONAL FINANCIAL SERVICES LLC|22104
GSHD|GOOSEHEAD INS CMN A|YKNA|COMHAR CAPITAL MARKETS, LLC|37920
GSHD|GOOSEHEAD INS CMN A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|455
GSHT|GORES HLDGS II A CMN|BTIG|BTIG, LLC|60000
GSHT|GORES HLDGS II A CMN|CANT|Cantor Fitzgerald & Co.|10000
GSHT|GORES HLDGS II A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29000
GSHT|GORES HLDGS II A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
GSHT|GORES HLDGS II A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4194
GSHT|GORES HLDGS II A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3900
GSHT|GORES HLDGS II A CMN|DBAB|Deutsche Bank Securities Inc.|1550000
GSHT|GORES HLDGS II A CMN|DBAX|Deutsche Bank Securities Inc.|7300
GSHT|GORES HLDGS II A CMN|DEAN|MORGAN STANLEY|6000
GSHT|GORES HLDGS II A CMN|EBXL|EBX LLC|1700
GSHT|GORES HLDGS II A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
GSHT|GORES HLDGS II A CMN|EGAW|CBOE TRADING, INC.|1800
GSHT|GORES HLDGS II A CMN|EGXM|CBOE TRADING, INC.|1000
GSHT|GORES HLDGS II A CMN|ETRS|E*Trade Securities LLC|62249
GSHT|GORES HLDGS II A CMN|FBCO|Credit Suisse Securities (USA) LLC|29977
GSHT|GORES HLDGS II A CMN|FMAF|NBCN Inc./ CDS|712
GSHT|GORES HLDGS II A CMN|FOMA|TD AMERITRADE CLEARING, INC.|1360
GSHT|GORES HLDGS II A CMN|GSCO|GOLDMAN SACHS & CO. LLC|23700
GSHT|GORES HLDGS II A CMN|GSCS|GOLDMAN SACHS & CO. LLC|3100
GSHT|GORES HLDGS II A CMN|IBKR|Interactive Brokers Llc|1300
GSHT|GORES HLDGS II A CMN|ICBX|INSTINET, LLC|3551
GSHT|GORES HLDGS II A CMN|INCA|INSTINET, LLC|8602
GSHT|GORES HLDGS II A CMN|INJX|INSTINET, LLC|7350
GSHT|GORES HLDGS II A CMN|ITGI|ITG Inc.|830
GSHT|GORES HLDGS II A CMN|JEFF|JEFFERIES LLC|5682
GSHT|GORES HLDGS II A CMN|JONE|JonesTrading|25000
GSHT|GORES HLDGS II A CMN|JPMX|J.P. Morgan Securities LLC|3992
GSHT|GORES HLDGS II A CMN|KCGM|VIRTU Americas LLC|8823
GSHT|GORES HLDGS II A CMN|LEHM|Barclays Capital Inc./Le|2400
GSHT|GORES HLDGS II A CMN|LIME|Lime Brokerage LLC|4287
GSHT|GORES HLDGS II A CMN|MITR|GMP SECURITIES, LLC|150000
GSHT|GORES HLDGS II A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
GSHT|GORES HLDGS II A CMN|MSCO|MORGAN STANLEY & CO. LLC|561584
GSHT|GORES HLDGS II A CMN|MSPL|MORGAN STANLEY & CO. LLC|5900
GSHT|GORES HLDGS II A CMN|NFSC|National Financial Services LLC|6648
GSHT|GORES HLDGS II A CMN|NITE|VIRTU Americas LLC|10202
GSHT|GORES HLDGS II A CMN|NQRB|Brut, LLC|1
GSHT|GORES HLDGS II A CMN|SGMT|GOLDMAN SACHS & CO. LLC|1100
GSHT|GORES HLDGS II A CMN|SPDR|SPEEDROUTE LLC|16500
GSHT|GORES HLDGS II A CMN|TRBT|Tradebot Systems, Inc.|2600
GSHT|GORES HLDGS II A CMN|TRCM|TRC MARKETS LLC|468
GSHT|GORES HLDGS II A CMN|UBSA|UBS SECURITIES LLC|9900
GSHT|GORES HLDGS II A CMN|UBSS|UBS Securities LLC|372518
GSHT|GORES HLDGS II A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2500
GSHT|GORES HLDGS II A CMN|WSEA|WOLVERINE SECURITIES, LLC|49
GSHT|GORES HLDGS II A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
GSHTU|GORES HLDS II UNIT|BTIG|BTIG, LLC|75000
GSHTU|GORES HLDS II UNIT|CHAS|Charles Schwab & Co., Inc.|940
GSHTU|GORES HLDS II UNIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
GSHTU|GORES HLDS II UNIT|EGXW|CBOE TRADING, INC.|100
GSHTU|GORES HLDS II UNIT|FOMA|TD AMERITRADE CLEARING, INC.|10
GSHTU|GORES HLDS II UNIT|INCA|INSTINET, LLC|5000
GSHTU|GORES HLDS II UNIT|ITGI|ITG Inc.|17
GSHTU|GORES HLDS II UNIT|LIME|Lime Brokerage LLC|400
GSHTU|GORES HLDS II UNIT|MSCO|MORGAN STANLEY & CO. LLC|167
GSHTU|GORES HLDS II UNIT|NFSC|National Financial Services LLC|2645
GSHTU|GORES HLDS II UNIT|NITE|VIRTU Americas LLC|8025
GSHTU|GORES HLDS II UNIT|PDQM|CODA MARKETS, INC.|25
GSHTU|GORES HLDS II UNIT|RBCM|RBC CAPITAL MARKETS, LLC|3000
GSHTU|GORES HLDS II UNIT|SBSH|Citigroup Global Markets Inc.|6583
GSHTU|GORES HLDS II UNIT|SPDR|SPEEDROUTE LLC|500
GSHTU|GORES HLDS II UNIT|SWIM|TD Ameritrade, Inc.|1201
GSHTU|GORES HLDS II UNIT|UBSA|UBS SECURITIES LLC|300
GSHTU|GORES HLDS II UNIT|UBSS|UBS Securities LLC|3920
GSHTU|GORES HLDS II UNIT|VGRD|Vanguard Marketing Corporation|902
GSHTU|GORES HLDS II UNIT|WCHV|WELLS FARGO SECURITIES, LLC|1215
GSHTW|GORES HLDGS II WT|BTIG|BTIG, LLC|260040
GSHTW|GORES HLDGS II WT|DBAB|Deutsche Bank Securities Inc.|2500
GSHTW|GORES HLDGS II WT|DBAX|Deutsche Bank Securities Inc.|300
GSHTW|GORES HLDGS II WT|ETRS|E*Trade Securities LLC|10000
GSHTW|GORES HLDGS II WT|FBCO|Credit Suisse Securities (USA) LLC|15000
GSHTW|GORES HLDGS II WT|FOMA|TD AMERITRADE CLEARING, INC.|34500
GSHTW|GORES HLDGS II WT|GSCO|GOLDMAN SACHS & CO. LLC|140
GSHTW|GORES HLDGS II WT|IBKR|Interactive Brokers Llc|4610
GSHTW|GORES HLDGS II WT|INCA|INSTINET, LLC|24820
GSHTW|GORES HLDGS II WT|ITGP|ITG INC.|200
GSHTW|GORES HLDGS II WT|LIME|Lime Brokerage LLC|100
GSHTW|GORES HLDGS II WT|MSCO|MORGAN STANLEY & CO. LLC|32015
GSHTW|GORES HLDGS II WT|NITE|VIRTU Americas LLC|12600
GSHTW|GORES HLDGS II WT|RBCM|RBC CAPITAL MARKETS, LLC|5400
GSHTW|GORES HLDGS II WT|SAGL|SAGETRADER, LLC|100
GSHTW|GORES HLDGS II WT|SPDR|SPEEDROUTE LLC|300
GSHTW|GORES HLDGS II WT|UBSA|UBS SECURITIES LLC|800
GSHTW|GORES HLDGS II WT|UBSS|UBS Securities LLC|9600
GSHTW|GORES HLDGS II WT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1000
GSIE|GS ACTIVEBETA INTL E|ALTX|Alternet Securities Inc.|300
GSIE|GS ACTIVEBETA INTL E|APCC|Apex Clearing Corporation|188837
GSIE|GS ACTIVEBETA INTL E|BANK|Primevest Financial Services, Inc.|203
GSIE|GS ACTIVEBETA INTL E|BARD|Robert W. Baird & Co. Incorporated|50
GSIE|GS ACTIVEBETA INTL E|BATM|CBOE TRADING, INC.|110
GSIE|GS ACTIVEBETA INTL E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6127
GSIE|GS ACTIVEBETA INTL E|BTIG|BTIG, LLC|100
GSIE|GS ACTIVEBETA INTL E|CANT|Cantor Fitzgerald & Co.|10591
GSIE|GS ACTIVEBETA INTL E|CHAS|Charles Schwab & Co., Inc.|7
GSIE|GS ACTIVEBETA INTL E|CIST|Capital Institutional Services, Inc.|13605
GSIE|GS ACTIVEBETA INTL E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72765
GSIE|GS ACTIVEBETA INTL E|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
GSIE|GS ACTIVEBETA INTL E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62607
GSIE|GS ACTIVEBETA INTL E|CSIN|Citadel Securities Institutional LLC|166978
GSIE|GS ACTIVEBETA INTL E|CTDL|Citadel Derivatives Group Llc|752227
GSIE|GS ACTIVEBETA INTL E|CXCX|CITIGROUP GLOBAL MARKETS INC.|12806
GSIE|GS ACTIVEBETA INTL E|DADA|D.A. Davidson & Co.|164
GSIE|GS ACTIVEBETA INTL E|DBAX|Deutsche Bank Securities Inc.|8100
GSIE|GS ACTIVEBETA INTL E|DEAN|MORGAN STANLEY|13741
GSIE|GS ACTIVEBETA INTL E|EBXL|EBX LLC|8700
GSIE|GS ACTIVEBETA INTL E|ECUT|CONVERGEX EXECUTION SOLUTIONS|75
GSIE|GS ACTIVEBETA INTL E|EDJO|Edward D. Jones & Co., L.P.|8709
GSIE|GS ACTIVEBETA INTL E|EGAM|CBOE TRADING, INC.|3300
GSIE|GS ACTIVEBETA INTL E|EGXM|CBOE TRADING, INC.|316
GSIE|GS ACTIVEBETA INTL E|ETBE|Electronic Transaction Clearing, Inc.|400
GSIE|GS ACTIVEBETA INTL E|ETRS|E*Trade Securities LLC|2095
GSIE|GS ACTIVEBETA INTL E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|316
GSIE|GS ACTIVEBETA INTL E|FTBR|Foliofn Investments, Inc.|1105
GSIE|GS ACTIVEBETA INTL E|GEBB|GLOBAL EXECUTION BROKERS, LP|200
GSIE|GS ACTIVEBETA INTL E|GLPX|ACS EXECUTION SERVICES, LLC|3340
GSIE|GS ACTIVEBETA INTL E|GSCO|GOLDMAN SACHS & CO. LLC|240
GSIE|GS ACTIVEBETA INTL E|GSLT|GOLDMAN SACHS & CO. LLC|1013
GSIE|GS ACTIVEBETA INTL E|GTSZ|GTS SECURITIES LLC|400
GSIE|GS ACTIVEBETA INTL E|HRBF|American Enterprise Investment Services Inc.|70
GSIE|GS ACTIVEBETA INTL E|IATS|INTERACTIVE BROKERS LLC|200
GSIE|GS ACTIVEBETA INTL E|IBKR|Interactive Brokers Llc|451
GSIE|GS ACTIVEBETA INTL E|ICBX|INSTINET, LLC|11470
GSIE|GS ACTIVEBETA INTL E|INCA|INSTINET, LLC|3675
GSIE|GS ACTIVEBETA INTL E|ITGI|ITG Inc.|1100
GSIE|GS ACTIVEBETA INTL E|ITGP|ITG INC.|6800
GSIE|GS ACTIVEBETA INTL E|JANY|Janney Montgomery Scott Inc.|6796
GSIE|GS ACTIVEBETA INTL E|JMPT|JUMP TRADING, LLC|380
GSIE|GS ACTIVEBETA INTL E|JPMX|J.P. Morgan Securities LLC|3084
GSIE|GS ACTIVEBETA INTL E|JSEB|JANE STREET EXECUTION SERVICES, LLC|587701
GSIE|GS ACTIVEBETA INTL E|JSJX|JANE STREET CAPITAL LLC|157471
GSIE|GS ACTIVEBETA INTL E|KCGM|VIRTU Americas LLC|35544
GSIE|GS ACTIVEBETA INTL E|LEHM|Barclays Capital Inc./Le|15100
GSIE|GS ACTIVEBETA INTL E|LIME|Lime Brokerage LLC|9585
GSIE|GS ACTIVEBETA INTL E|LSCI|Lek Securities Corporation|6
GSIE|GS ACTIVEBETA INTL E|MACC|Mid Atlantic Capital Corporation|309
GSIE|GS ACTIVEBETA INTL E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15466
GSIE|GS ACTIVEBETA INTL E|MSCO|MORGAN STANLEY & CO. LLC|195116
GSIE|GS ACTIVEBETA INTL E|MSPL|MORGAN STANLEY & CO. LLC|1300
GSIE|GS ACTIVEBETA INTL E|NFSC|National Financial Services LLC|103439
GSIE|GS ACTIVEBETA INTL E|NITE|VIRTU Americas LLC|406946
GSIE|GS ACTIVEBETA INTL E|NITP|VIRTU Americas LLC|100
GSIE|GS ACTIVEBETA INTL E|OLDM|OLD MISSION CAPITAL, LLC|500
GSIE|GS ACTIVEBETA INTL E|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|500000
GSIE|GS ACTIVEBETA INTL E|PDQM|CODA MARKETS, INC.|11305
GSIE|GS ACTIVEBETA INTL E|PWJC|UBS Financial Services, Inc.|4832
GSIE|GS ACTIVEBETA INTL E|RBCM|RBC CAPITAL MARKETS, LLC|39552
GSIE|GS ACTIVEBETA INTL E|SAGL|SAGETRADER, LLC|600
GSIE|GS ACTIVEBETA INTL E|SALI|INTL FCSTONE FINANCIAL INC.|1575
GSIE|GS ACTIVEBETA INTL E|SBSH|Citigroup Global Markets Inc.|38
GSIE|GS ACTIVEBETA INTL E|SGMT|GOLDMAN SACHS & CO. LLC|5755
GSIE|GS ACTIVEBETA INTL E|SPDR|SPEEDROUTE LLC|2129
GSIE|GS ACTIVEBETA INTL E|STFL|Stifel, Nicolaus & Company, Incorporated|782
GSIE|GS ACTIVEBETA INTL E|SWST|Hilltop Securities Inc.|210623
GSIE|GS ACTIVEBETA INTL E|TKNG|ALLY INVEST SECURITIES LLC|68
GSIE|GS ACTIVEBETA INTL E|UBSA|UBS SECURITIES LLC|62507
GSIE|GS ACTIVEBETA INTL E|UBSS|UBS Securities LLC|64373
GSIE|GS ACTIVEBETA INTL E|VALX|VIRTU AMERICAS LLC|323
GSIE|GS ACTIVEBETA INTL E|VGRD|Vanguard Marketing Corporation|321
GSIE|GS ACTIVEBETA INTL E|WABR|Wall Street Access|8945
GSIE|GS ACTIVEBETA INTL E|WCHV|WELLS FARGO SECURITIES, LLC|112071
GSIE|GS ACTIVEBETA INTL E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|287
GSIE|GS ACTIVEBETA INTL E|WLTH|WEALTHFRONT BROKERAGE CORPORATION|500
GSIE|GS ACTIVEBETA INTL E|WSEA|WOLVERINE SECURITIES, LLC|140
GSIE|GS ACTIVEBETA INTL E|XSTM|NATIONAL FINANCIAL SERVICES LLC|8728
GSIE|GS ACTIVEBETA INTL E|YKNA|COMHAR CAPITAL MARKETS, LLC|500
GSIE|GS ACTIVEBETA INTL E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43975
GSIT|GSI TECHNOLOGY INC|ALTX|Alternet Securities Inc.|500
GSIT|GSI TECHNOLOGY INC|APCC|Apex Clearing Corporation|16
GSIT|GSI TECHNOLOGY INC|BATM|CBOE TRADING, INC.|281
GSIT|GSI TECHNOLOGY INC|BAYC|BAY CREST PARTNERS, LLC|538
GSIT|GSI TECHNOLOGY INC|BERN|Sanford C. Bernstein & Co., LLC|960
GSIT|GSI TECHNOLOGY INC|BMOC|BMO Capital Markets Corp.|2255
GSIT|GSI TECHNOLOGY INC|BNPX|BNP PARIBAS SECURITIES CORP.|1169
GSIT|GSI TECHNOLOGY INC|BTIG|BTIG, LLC|1386
GSIT|GSI TECHNOLOGY INC|BZYD|GOLDMAN SACHS & CO. LLC|1321
GSIT|GSI TECHNOLOGY INC|CANT|Cantor Fitzgerald & Co.|200
GSIT|GSI TECHNOLOGY INC|CCMB|COWEN PRIME SERVICES LLC|200
GSIT|GSI TECHNOLOGY INC|CHAS|Charles Schwab & Co., Inc.|500
GSIT|GSI TECHNOLOGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|960
GSIT|GSI TECHNOLOGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5300
GSIT|GSI TECHNOLOGY INC|CTDL|Citadel Derivatives Group Llc|1315
GSIT|GSI TECHNOLOGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1096
GSIT|GSI TECHNOLOGY INC|DBAB|Deutsche Bank Securities Inc.|225548
GSIT|GSI TECHNOLOGY INC|DBAX|Deutsche Bank Securities Inc.|1900
GSIT|GSI TECHNOLOGY INC|DEGS|RONIN PROFESSIONAL LLC|7004
GSIT|GSI TECHNOLOGY INC|EBXL|EBX LLC|2000
GSIT|GSI TECHNOLOGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1396
GSIT|GSI TECHNOLOGY INC|EDJO|Edward D. Jones & Co., L.P.|10000
GSIT|GSI TECHNOLOGY INC|EGAM|CBOE TRADING, INC.|200
GSIT|GSI TECHNOLOGY INC|EGXM|CBOE TRADING, INC.|630
GSIT|GSI TECHNOLOGY INC|ETBE|Electronic Transaction Clearing, Inc.|17238
GSIT|GSI TECHNOLOGY INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4800
GSIT|GSI TECHNOLOGY INC|ETRS|E*Trade Securities LLC|9354
GSIT|GSI TECHNOLOGY INC|FBCO|Credit Suisse Securities (USA) LLC|28307
GSIT|GSI TECHNOLOGY INC|FOMA|TD AMERITRADE CLEARING, INC.|18176
GSIT|GSI TECHNOLOGY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1243
GSIT|GSI TECHNOLOGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25049
GSIT|GSI TECHNOLOGY INC|FTBR|Foliofn Investments, Inc.|146
GSIT|GSI TECHNOLOGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4025
GSIT|GSI TECHNOLOGY INC|GLPX|ACS EXECUTION SERVICES, LLC|1221
GSIT|GSI TECHNOLOGY INC|GSCO|GOLDMAN SACHS & CO. LLC|478077
GSIT|GSI TECHNOLOGY INC|GSCS|GOLDMAN SACHS & CO. LLC|3457
GSIT|GSI TECHNOLOGY INC|GSLT|GOLDMAN SACHS & CO. LLC|76
GSIT|GSI TECHNOLOGY INC|GTSZ|GTS SECURITIES LLC|4366
GSIT|GSI TECHNOLOGY INC|HASF|Haywood Securities Inc./CDS|750
GSIT|GSI TECHNOLOGY INC|IATS|INTERACTIVE BROKERS LLC|300
GSIT|GSI TECHNOLOGY INC|IBKR|Interactive Brokers Llc|4957
GSIT|GSI TECHNOLOGY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|40
GSIT|GSI TECHNOLOGY INC|ICBX|INSTINET, LLC|800
GSIT|GSI TECHNOLOGY INC|IEQY|CITADEL SECURITIES LLC|2148
GSIT|GSI TECHNOLOGY INC|INCA|INSTINET, LLC|49134
GSIT|GSI TECHNOLOGY INC|INJX|INSTINET, LLC|2782
GSIT|GSI TECHNOLOGY INC|ITGI|ITG Inc.|29737
GSIT|GSI TECHNOLOGY INC|ITGP|ITG INC.|4800
GSIT|GSI TECHNOLOGY INC|JEFF|JEFFERIES LLC|2506
GSIT|GSI TECHNOLOGY INC|JMPT|JUMP TRADING, LLC|150
GSIT|GSI TECHNOLOGY INC|JPBX|J.P. MORGAN SECURITIES LLC|180
GSIT|GSI TECHNOLOGY INC|JPMX|J.P. Morgan Securities LLC|9220
GSIT|GSI TECHNOLOGY INC|JSJX|JANE STREET CAPITAL LLC|757
GSIT|GSI TECHNOLOGY INC|KCGM|VIRTU Americas LLC|1518
GSIT|GSI TECHNOLOGY INC|LEHM|Barclays Capital Inc./Le|126367
GSIT|GSI TECHNOLOGY INC|LIME|Lime Brokerage LLC|59609
GSIT|GSI TECHNOLOGY INC|LMGP|LIME BROKERAGE LLC|16017
GSIT|GSI TECHNOLOGY INC|LOOP|Loop Capital Markets LLC|2162
GSIT|GSI TECHNOLOGY INC|MAXM|Maxim Group LLC|389
GSIT|GSI TECHNOLOGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10300
GSIT|GSI TECHNOLOGY INC|MSCO|MORGAN STANLEY & CO. LLC|435009
GSIT|GSI TECHNOLOGY INC|MSPL|MORGAN STANLEY & CO. LLC|13400
GSIT|GSI TECHNOLOGY INC|MSTX|MORGAN STANLEY & CO. LLC|17000
GSIT|GSI TECHNOLOGY INC|NFSC|National Financial Services LLC|33952
GSIT|GSI TECHNOLOGY INC|NITE|VIRTU Americas LLC|75465
GSIT|GSI TECHNOLOGY INC|NITP|VIRTU Americas LLC|900
GSIT|GSI TECHNOLOGY INC|NQRB|Brut, LLC|400
GSIT|GSI TECHNOLOGY INC|OPCO|Oppenheimer & Co. Inc.|306
GSIT|GSI TECHNOLOGY INC|PDQM|CODA MARKETS, INC.|231
GSIT|GSI TECHNOLOGY INC|RAJA|Raymond James & Associates, Inc.|10007
GSIT|GSI TECHNOLOGY INC|RBCM|RBC CAPITAL MARKETS, LLC|19120
GSIT|GSI TECHNOLOGY INC|SBSH|Citigroup Global Markets Inc.|75856
GSIT|GSI TECHNOLOGY INC|SGMT|GOLDMAN SACHS & CO. LLC|2355
GSIT|GSI TECHNOLOGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|116
GSIT|GSI TECHNOLOGY INC|SWIM|TD Ameritrade, Inc.|1771
GSIT|GSI TECHNOLOGY INC|TMBR|Timber Hill LLC|15
GSIT|GSI TECHNOLOGY INC|TRBT|Tradebot Systems, Inc.|3776
GSIT|GSI TECHNOLOGY INC|TRCM|TRC MARKETS LLC|10096
GSIT|GSI TECHNOLOGY INC|UBSA|UBS SECURITIES LLC|58892
GSIT|GSI TECHNOLOGY INC|UBSS|UBS Securities LLC|526488
GSIT|GSI TECHNOLOGY INC|VALX|VIRTU AMERICAS LLC|3749
GSIT|GSI TECHNOLOGY INC|VGRD|Vanguard Marketing Corporation|1250
GSIT|GSI TECHNOLOGY INC|WCHV|WELLS FARGO SECURITIES, LLC|6164
GSIT|GSI TECHNOLOGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66
GSIT|GSI TECHNOLOGY INC|WSEA|WOLVERINE SECURITIES, LLC|247
GSIT|GSI TECHNOLOGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
GSIT|GSI TECHNOLOGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|475
GSJY|GOLDMAN SACHS ACTIVE|BATM|CBOE TRADING, INC.|200
GSJY|GOLDMAN SACHS ACTIVE|DEAN|MORGAN STANLEY|1369
GSJY|GOLDMAN SACHS ACTIVE|ETRS|E*Trade Securities LLC|261
GSJY|GOLDMAN SACHS ACTIVE|JSJX|JANE STREET CAPITAL LLC|12889
GSJY|GOLDMAN SACHS ACTIVE|MSCO|MORGAN STANLEY & CO. LLC|6453
GSJY|GOLDMAN SACHS ACTIVE|NFSC|National Financial Services LLC|12313
GSJY|GOLDMAN SACHS ACTIVE|NITE|VIRTU Americas LLC|10966
GSJY|GOLDMAN SACHS ACTIVE|UBSS|UBS Securities LLC|1156
GSJY|GOLDMAN SACHS ACTIVE|WSEA|WOLVERINE SECURITIES, LLC|100
GSK|GLAXOSMITHKLINE PLC|ADAM|CANACCORD GENUITY INC.|96144
GSK|GLAXOSMITHKLINE PLC|AGIS|Aegis Capital Corp.|2250
GSK|GLAXOSMITHKLINE PLC|ALTX|Alternet Securities Inc.|15611
GSK|GLAXOSMITHKLINE PLC|ANOS|ABEL/NOSER, L.L.C.|35871
GSK|GLAXOSMITHKLINE PLC|APCC|Apex Clearing Corporation|3649
GSK|GLAXOSMITHKLINE PLC|BANK|Primevest Financial Services, Inc.|278
GSK|GLAXOSMITHKLINE PLC|BARD|Robert W. Baird & Co. Incorporated|8959
GSK|GLAXOSMITHKLINE PLC|BATM|CBOE TRADING, INC.|10167
GSK|GLAXOSMITHKLINE PLC|BAYC|BAY CREST PARTNERS, LLC|778
GSK|GLAXOSMITHKLINE PLC|BAYT|BTIG, LLC|6100
GSK|GLAXOSMITHKLINE PLC|BBNT|BB&T SECURITIES, LLC|12231
GSK|GLAXOSMITHKLINE PLC|BERN|Sanford C. Bernstein & Co., LLC|145573
GSK|GLAXOSMITHKLINE PLC|BIDS|BIDS TRADING L.P.|300
GSK|GLAXOSMITHKLINE PLC|BIMI|Banca IMI Securities Corp.|2394
GSK|GLAXOSMITHKLINE PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|96159
GSK|GLAXOSMITHKLINE PLC|BLTK|Bulltick, Llc|3360
GSK|GLAXOSMITHKLINE PLC|BMOC|BMO Capital Markets Corp.|500
GSK|GLAXOSMITHKLINE PLC|BNPX|BNP PARIBAS SECURITIES CORP.|3820
GSK|GLAXOSMITHKLINE PLC|BYXM|CBOE TRADING, INC.|1900
GSK|GLAXOSMITHKLINE PLC|BZYD|GOLDMAN SACHS & CO. LLC|900
GSK|GLAXOSMITHKLINE PLC|CANT|Cantor Fitzgerald & Co.|230132
GSK|GLAXOSMITHKLINE PLC|CHAS|Charles Schwab & Co., Inc.|15524
GSK|GLAXOSMITHKLINE PLC|CHDN|CHARDAN CAPITAL MARKETS LLC|64505
GSK|GLAXOSMITHKLINE PLC|CICF|Canaccord Genuity Corp.|58
GSK|GLAXOSMITHKLINE PLC|CIST|Capital Institutional Services, Inc.|6959
GSK|GLAXOSMITHKLINE PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|217791
GSK|GLAXOSMITHKLINE PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
GSK|GLAXOSMITHKLINE PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|548211
GSK|GLAXOSMITHKLINE PLC|CTDL|Citadel Derivatives Group Llc|7695
GSK|GLAXOSMITHKLINE PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|35410
GSK|GLAXOSMITHKLINE PLC|DADA|D.A. Davidson & Co.|2554
GSK|GLAXOSMITHKLINE PLC|DAVA|Davenport & Company LLC|5060
GSK|GLAXOSMITHKLINE PLC|DBAB|Deutsche Bank Securities Inc.|250093
GSK|GLAXOSMITHKLINE PLC|DBAX|Deutsche Bank Securities Inc.|562300
GSK|GLAXOSMITHKLINE PLC|DBUL|Deutsche Bank Securities Inc.|27991
GSK|GLAXOSMITHKLINE PLC|DCHF|Dart Executions, LLC|20063
GSK|GLAXOSMITHKLINE PLC|DEAN|MORGAN STANLEY|124542
GSK|GLAXOSMITHKLINE PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|801
GSK|GLAXOSMITHKLINE PLC|EBXL|EBX LLC|257400
GSK|GLAXOSMITHKLINE PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|82403
GSK|GLAXOSMITHKLINE PLC|EDJC|Edward Jones / CDS|4275
GSK|GLAXOSMITHKLINE PLC|EDJO|Edward D. Jones & Co., L.P.|123024
GSK|GLAXOSMITHKLINE PLC|EGAM|CBOE TRADING, INC.|9405
GSK|GLAXOSMITHKLINE PLC|EGAW|CBOE TRADING, INC.|240
GSK|GLAXOSMITHKLINE PLC|EGXM|CBOE TRADING, INC.|3911
GSK|GLAXOSMITHKLINE PLC|EGXW|CBOE TRADING, INC.|100
GSK|GLAXOSMITHKLINE PLC|ESPO|ESPOSITO SECURITIES, LLC|1298
GSK|GLAXOSMITHKLINE PLC|ETBE|Electronic Transaction Clearing, Inc.|11459
GSK|GLAXOSMITHKLINE PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
GSK|GLAXOSMITHKLINE PLC|ETRS|E*Trade Securities LLC|110039
GSK|GLAXOSMITHKLINE PLC|FBSB|U.S. Bancorp Investments, Inc.|108
GSK|GLAXOSMITHKLINE PLC|FFSI|Firstrade Securities Inc.|300
GSK|GLAXOSMITHKLINE PLC|FILL|Tradestation Securities, Inc.|5586
GSK|GLAXOSMITHKLINE PLC|FINX|FINTECH SECURITIES|5130
GSK|GLAXOSMITHKLINE PLC|FMAF|NBCN Inc./ CDS|11840
GSK|GLAXOSMITHKLINE PLC|FQLS|Quantlab Securities LP|242869
GSK|GLAXOSMITHKLINE PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142008
GSK|GLAXOSMITHKLINE PLC|FTBR|Foliofn Investments, Inc.|18238
GSK|GLAXOSMITHKLINE PLC|GARC|ICAP Corporates LLC|250000
GSK|GLAXOSMITHKLINE PLC|GBMT|GBM International, Inc.|7957
GSK|GLAXOSMITHKLINE PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|34488
GSK|GLAXOSMITHKLINE PLC|GLIS|TD Securities Inc|3321
GSK|GLAXOSMITHKLINE PLC|GLPX|ACS EXECUTION SERVICES, LLC|14937
GSK|GLAXOSMITHKLINE PLC|GSCO|GOLDMAN SACHS & CO. LLC|763191
GSK|GLAXOSMITHKLINE PLC|GSCS|GOLDMAN SACHS & CO. LLC|23409
GSK|GLAXOSMITHKLINE PLC|GSLT|GOLDMAN SACHS & CO. LLC|41731
GSK|GLAXOSMITHKLINE PLC|GTSZ|GTS SECURITIES LLC|60265
GSK|GLAXOSMITHKLINE PLC|HAPX|HAP Trading, LLC|200
GSK|GLAXOSMITHKLINE PLC|HASF|Haywood Securities Inc./CDS|920
GSK|GLAXOSMITHKLINE PLC|HRBF|American Enterprise Investment Services Inc.|100646
GSK|GLAXOSMITHKLINE PLC|HSBC|HSBC Securities, Inc.|107420
GSK|GLAXOSMITHKLINE PLC|IATS|INTERACTIVE BROKERS LLC|22327
GSK|GLAXOSMITHKLINE PLC|IBKR|Interactive Brokers Llc|77467
GSK|GLAXOSMITHKLINE PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10358
GSK|GLAXOSMITHKLINE PLC|ICBX|INSTINET, LLC|170870
GSK|GLAXOSMITHKLINE PLC|INCA|INSTINET, LLC|591876
GSK|GLAXOSMITHKLINE PLC|INJX|INSTINET, LLC|1115
GSK|GLAXOSMITHKLINE PLC|INTL|INTL FCSTONE FINANCIAL INC.|39190
GSK|GLAXOSMITHKLINE PLC|ITGI|ITG Inc.|102115
GSK|GLAXOSMITHKLINE PLC|ITGP|ITG INC.|166200
GSK|GLAXOSMITHKLINE PLC|JANY|Janney Montgomery Scott Inc.|25173
GSK|GLAXOSMITHKLINE PLC|JEFF|JEFFERIES LLC|149529
GSK|GLAXOSMITHKLINE PLC|JMPT|JUMP TRADING, LLC|69131
GSK|GLAXOSMITHKLINE PLC|JONE|JonesTrading|1400
GSK|GLAXOSMITHKLINE PLC|JPBX|J.P. MORGAN SECURITIES LLC|66402
GSK|GLAXOSMITHKLINE PLC|JPMX|J.P. Morgan Securities LLC|539751
GSK|GLAXOSMITHKLINE PLC|JSJX|JANE STREET CAPITAL LLC|282368
GSK|GLAXOSMITHKLINE PLC|KCGM|VIRTU Americas LLC|80823
GSK|GLAXOSMITHKLINE PLC|LEHM|Barclays Capital Inc./Le|2595923
GSK|GLAXOSMITHKLINE PLC|LIME|Lime Brokerage LLC|357038
GSK|GLAXOSMITHKLINE PLC|LQNA|LIQUIDNET, INC.|18800
GSK|GLAXOSMITHKLINE PLC|LSCI|Lek Securities Corporation|152
GSK|GLAXOSMITHKLINE PLC|MACC|Mid Atlantic Capital Corporation|4128
GSK|GLAXOSMITHKLINE PLC|MAXM|Maxim Group LLC|435
GSK|GLAXOSMITHKLINE PLC|MBTS|ALLY INVEST SECURITIES LLC|762
GSK|GLAXOSMITHKLINE PLC|MCMF|Raymond James Ltd. Cds|5436
GSK|GLAXOSMITHKLINE PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|350070
GSK|GLAXOSMITHKLINE PLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
GSK|GLAXOSMITHKLINE PLC|MOTF|MOTIF INVESTING, INC.|23
GSK|GLAXOSMITHKLINE PLC|MPSG|E D & F Man Capital Markets Inc.|3221
GSK|GLAXOSMITHKLINE PLC|MSCO|MORGAN STANLEY & CO. LLC|1877789
GSK|GLAXOSMITHKLINE PLC|MSPL|MORGAN STANLEY & CO. LLC|493900
GSK|GLAXOSMITHKLINE PLC|MSTX|MORGAN STANLEY & CO. LLC|138000
GSK|GLAXOSMITHKLINE PLC|MZHO|Mizuho Securities USA LLC|5461
GSK|GLAXOSMITHKLINE PLC|NATL|National Securities Corporation|12175
GSK|GLAXOSMITHKLINE PLC|NBCS|NBC Securities, INC.|272
GSK|GLAXOSMITHKLINE PLC|NEUB|NEUBERGER BERMAN BD LLC|471
GSK|GLAXOSMITHKLINE PLC|NFSC|National Financial Services LLC|716213
GSK|GLAXOSMITHKLINE PLC|NITE|VIRTU Americas LLC|2091070
GSK|GLAXOSMITHKLINE PLC|NITP|VIRTU Americas LLC|1329
GSK|GLAXOSMITHKLINE PLC|NQRB|Brut, LLC|38994
GSK|GLAXOSMITHKLINE PLC|NTBF|BMO Nesbitt Burns Inc./CDS|7594
GSK|GLAXOSMITHKLINE PLC|NTRC|Northern Trust Securities, Inc.|3481
GSK|GLAXOSMITHKLINE PLC|OHOS|TWO SIGMA SECURITIES, LLC|156144
GSK|GLAXOSMITHKLINE PLC|OLDM|OLD MISSION CAPITAL, LLC|93457
GSK|GLAXOSMITHKLINE PLC|OPCO|Oppenheimer & Co. Inc.|20016
GSK|GLAXOSMITHKLINE PLC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|49000
GSK|GLAXOSMITHKLINE PLC|PCFF|Pacific International Securities Inc./CDS|650
GSK|GLAXOSMITHKLINE PLC|PCPT|PHILLIP CAPITAL INC.|100
GSK|GLAXOSMITHKLINE PLC|PDQM|CODA MARKETS, INC.|11000
GSK|GLAXOSMITHKLINE PLC|PHLY|NASDAQ Execution Services, LLC|11800
GSK|GLAXOSMITHKLINE PLC|PICT|Pictet Overseas Inc.|1110
GSK|GLAXOSMITHKLINE PLC|PIPR|Piper Jaffray & Co.|815
GSK|GLAXOSMITHKLINE PLC|PWJC|UBS Financial Services, Inc.|19957
GSK|GLAXOSMITHKLINE PLC|RBCM|RBC CAPITAL MARKETS, LLC|43621
GSK|GLAXOSMITHKLINE PLC|RGLD|Regal Securities, Inc|1
GSK|GLAXOSMITHKLINE PLC|SAGL|SAGETRADER, LLC|10058
GSK|GLAXOSMITHKLINE PLC|SAGW|SAGETRADER, LLC|2916
GSK|GLAXOSMITHKLINE PLC|SALI|INTL FCSTONE FINANCIAL INC.|1708
GSK|GLAXOSMITHKLINE PLC|SBRX|MURIEL SIEBERT & CO INC|610
GSK|GLAXOSMITHKLINE PLC|SBSH|Citigroup Global Markets Inc.|326159
GSK|GLAXOSMITHKLINE PLC|SEIC|SEI Investments Distribution Co.|7911
GSK|GLAXOSMITHKLINE PLC|SGMT|GOLDMAN SACHS & CO. LLC|293669
GSK|GLAXOSMITHKLINE PLC|SPDR|SPEEDROUTE LLC|14600
GSK|GLAXOSMITHKLINE PLC|SPHN|Stephens Inc.|7314
GSK|GLAXOSMITHKLINE PLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
GSK|GLAXOSMITHKLINE PLC|STFL|Stifel, Nicolaus & Company, Incorporated|45578
GSK|GLAXOSMITHKLINE PLC|STKP|STOCKPILE INVESTMENTS, INC.|156
GSK|GLAXOSMITHKLINE PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6485
GSK|GLAXOSMITHKLINE PLC|SWIM|TD Ameritrade, Inc.|116934
GSK|GLAXOSMITHKLINE PLC|SWST|Hilltop Securities Inc.|20684
GSK|GLAXOSMITHKLINE PLC|TKNG|ALLY INVEST SECURITIES LLC|995
GSK|GLAXOSMITHKLINE PLC|TRBT|Tradebot Systems, Inc.|185366
GSK|GLAXOSMITHKLINE PLC|TRCM|TRC MARKETS LLC|354933
GSK|GLAXOSMITHKLINE PLC|TWTT|TASTYWORKS, INC.|15
GSK|GLAXOSMITHKLINE PLC|UBSA|UBS SECURITIES LLC|1000572
GSK|GLAXOSMITHKLINE PLC|UBSS|UBS Securities LLC|1263490
GSK|GLAXOSMITHKLINE PLC|VALX|VIRTU AMERICAS LLC|288406
GSK|GLAXOSMITHKLINE PLC|VGRD|Vanguard Marketing Corporation|80223
GSK|GLAXOSMITHKLINE PLC|VNDM|Wall Street Access|83784
GSK|GLAXOSMITHKLINE PLC|VSIN|Vision Financial Markets Llc|60
GSK|GLAXOSMITHKLINE PLC|WBLR|WILLIAM BLAIR|1200
GSK|GLAXOSMITHKLINE PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|944
GSK|GLAXOSMITHKLINE PLC|WCHV|WELLS FARGO SECURITIES, LLC|479014
GSK|GLAXOSMITHKLINE PLC|WEDB|WEDBUSH SECURITIES INC.|3110
GSK|GLAXOSMITHKLINE PLC|WEED|Weeden & Co.L.P.|800
GSK|GLAXOSMITHKLINE PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|90477
GSK|GLAXOSMITHKLINE PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|901
GSK|GLAXOSMITHKLINE PLC|WGIF|CIBC World Markets Inc.|15187
GSK|GLAXOSMITHKLINE PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|184
GSK|GLAXOSMITHKLINE PLC|WSEA|WOLVERINE SECURITIES, LLC|22760
GSK|GLAXOSMITHKLINE PLC|XIST|INSTINET, LLC|4764
GSK|GLAXOSMITHKLINE PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|112094
GSK|GLAXOSMITHKLINE PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|239
GSK|GLAXOSMITHKLINE PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56826
GSKY|GREENSKY INC CMN A|AGIS|Aegis Capital Corp.|2000
GSKY|GREENSKY INC CMN A|ALTX|Alternet Securities Inc.|82818
GSKY|GREENSKY INC CMN A|APCC|Apex Clearing Corporation|5139
GSKY|GREENSKY INC CMN A|AVON|Avondale Partners, LLC|200
GSKY|GREENSKY INC CMN A|BATM|CBOE TRADING, INC.|18858
GSKY|GREENSKY INC CMN A|BAYT|BTIG, LLC|7838
GSKY|GREENSKY INC CMN A|BBNT|BB&T SECURITIES, LLC|1000
GSKY|GREENSKY INC CMN A|BERN|Sanford C. Bernstein & Co., LLC|92326
GSKY|GREENSKY INC CMN A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
GSKY|GREENSKY INC CMN A|BLKX|INSTINET, LLC|59600
GSKY|GREENSKY INC CMN A|BTIG|BTIG, LLC|21629
GSKY|GREENSKY INC CMN A|BYXM|CBOE TRADING, INC.|12498
GSKY|GREENSKY INC CMN A|CANT|Cantor Fitzgerald & Co.|68204
GSKY|GREENSKY INC CMN A|CBLC|CITIGROUP GLOBAL MARKETS INC.|34474
GSKY|GREENSKY INC CMN A|CHAS|Charles Schwab & Co., Inc.|3010
GSKY|GREENSKY INC CMN A|CIST|Capital Institutional Services, Inc.|142
GSKY|GREENSKY INC CMN A|CMPT|Compass Point Research & Trading, LLC|10700
GSKY|GREENSKY INC CMN A|COWR|Cowen and Company, LLC|4690
GSKY|GREENSKY INC CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|168681
GSKY|GREENSKY INC CMN A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|138578
GSKY|GREENSKY INC CMN A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5800
GSKY|GREENSKY INC CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|507131
GSKY|GREENSKY INC CMN A|CTDL|Citadel Derivatives Group Llc|12391
GSKY|GREENSKY INC CMN A|CTLR|CUTLER GROUP, LP|20875
GSKY|GREENSKY INC CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|93160
GSKY|GREENSKY INC CMN A|DAVA|Davenport & Company LLC|1000
GSKY|GREENSKY INC CMN A|DBAB|Deutsche Bank Securities Inc.|109297
GSKY|GREENSKY INC CMN A|DBAX|Deutsche Bank Securities Inc.|460700
GSKY|GREENSKY INC CMN A|DEAN|MORGAN STANLEY|21594
GSKY|GREENSKY INC CMN A|DEGS|RONIN PROFESSIONAL LLC|30667
GSKY|GREENSKY INC CMN A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10845
GSKY|GREENSKY INC CMN A|EBXL|EBX LLC|281100
GSKY|GREENSKY INC CMN A|ECUT|CONVERGEX EXECUTION SOLUTIONS|11520
GSKY|GREENSKY INC CMN A|EDJC|Edward Jones / CDS|275
GSKY|GREENSKY INC CMN A|EDJO|Edward D. Jones & Co., L.P.|1135
GSKY|GREENSKY INC CMN A|EGAM|CBOE TRADING, INC.|113861
GSKY|GREENSKY INC CMN A|EGMT|EG MARKET TECHNOLOGIES LLC|1000
GSKY|GREENSKY INC CMN A|EGXM|CBOE TRADING, INC.|23140
GSKY|GREENSKY INC CMN A|EGXW|CBOE TRADING, INC.|700
GSKY|GREENSKY INC CMN A|ETBE|Electronic Transaction Clearing, Inc.|20983
GSKY|GREENSKY INC CMN A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4200
GSKY|GREENSKY INC CMN A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
GSKY|GREENSKY INC CMN A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4400
GSKY|GREENSKY INC CMN A|ETRS|E*Trade Securities LLC|276863
GSKY|GREENSKY INC CMN A|FBCO|Credit Suisse Securities (USA) LLC|437585
GSKY|GREENSKY INC CMN A|FBSB|U.S. Bancorp Investments, Inc.|1000
GSKY|GREENSKY INC CMN A|FILL|Tradestation Securities, Inc.|2075
GSKY|GREENSKY INC CMN A|FMAF|NBCN Inc./ CDS|500
GSKY|GREENSKY INC CMN A|FOMA|TD AMERITRADE CLEARING, INC.|496856
GSKY|GREENSKY INC CMN A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19519
GSKY|GREENSKY INC CMN A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117805
GSKY|GREENSKY INC CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|11900
GSKY|GREENSKY INC CMN A|GLPX|ACS EXECUTION SERVICES, LLC|394085
GSKY|GREENSKY INC CMN A|GSCO|GOLDMAN SACHS & CO. LLC|992292
GSKY|GREENSKY INC CMN A|GSCS|GOLDMAN SACHS & CO. LLC|14951
GSKY|GREENSKY INC CMN A|GSLT|GOLDMAN SACHS & CO. LLC|23620
GSKY|GREENSKY INC CMN A|GTSZ|GTS SECURITIES LLC|52352
GSKY|GREENSKY INC CMN A|HRBF|American Enterprise Investment Services Inc.|1004
GSKY|GREENSKY INC CMN A|HSBC|HSBC Securities, Inc.|35645
GSKY|GREENSKY INC CMN A|IATS|INTERACTIVE BROKERS LLC|31262
GSKY|GREENSKY INC CMN A|IBKR|Interactive Brokers Llc|377268
GSKY|GREENSKY INC CMN A|ICBX|INSTINET, LLC|216052
GSKY|GREENSKY INC CMN A|INCA|INSTINET, LLC|764631
GSKY|GREENSKY INC CMN A|INJX|INSTINET, LLC|27082
GSKY|GREENSKY INC CMN A|ITGI|ITG Inc.|208994
GSKY|GREENSKY INC CMN A|ITGP|ITG INC.|845200
GSKY|GREENSKY INC CMN A|JANY|Janney Montgomery Scott Inc.|2935
GSKY|GREENSKY INC CMN A|JEFF|JEFFERIES LLC|266679
GSKY|GREENSKY INC CMN A|JMPT|JUMP TRADING, LLC|71003
GSKY|GREENSKY INC CMN A|JPBX|J.P. MORGAN SECURITIES LLC|124490
GSKY|GREENSKY INC CMN A|JPMX|J.P. Morgan Securities LLC|1164219
GSKY|GREENSKY INC CMN A|JSJX|JANE STREET CAPITAL LLC|24450
GSKY|GREENSKY INC CMN A|KCGM|VIRTU Americas LLC|95365
GSKY|GREENSKY INC CMN A|LEHM|Barclays Capital Inc./Le|552109
GSKY|GREENSKY INC CMN A|LIME|Lime Brokerage LLC|193575
GSKY|GREENSKY INC CMN A|LMGP|LIME BROKERAGE LLC|18136
GSKY|GREENSKY INC CMN A|LQNA|LIQUIDNET, INC.|138700
GSKY|GREENSKY INC CMN A|LSCI|Lek Securities Corporation|14000
GSKY|GREENSKY INC CMN A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
GSKY|GREENSKY INC CMN A|MBTS|ALLY INVEST SECURITIES LLC|100
GSKY|GREENSKY INC CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|335328
GSKY|GREENSKY INC CMN A|MSCO|MORGAN STANLEY & CO. LLC|2541205
GSKY|GREENSKY INC CMN A|MSPL|MORGAN STANLEY & CO. LLC|317800
GSKY|GREENSKY INC CMN A|MSTX|MORGAN STANLEY & CO. LLC|103700
GSKY|GREENSKY INC CMN A|NATL|National Securities Corporation|11710
GSKY|GREENSKY INC CMN A|NBCS|NBC Securities, INC.|110
GSKY|GREENSKY INC CMN A|NEED|Needham & Company, LLC|29800
GSKY|GREENSKY INC CMN A|NFSC|National Financial Services LLC|252091
GSKY|GREENSKY INC CMN A|NITE|VIRTU Americas LLC|785564
GSKY|GREENSKY INC CMN A|NITP|VIRTU Americas LLC|10582
GSKY|GREENSKY INC CMN A|NQRB|Brut, LLC|34105
GSKY|GREENSKY INC CMN A|OPCO|Oppenheimer & Co. Inc.|10756
GSKY|GREENSKY INC CMN A|PDQM|CODA MARKETS, INC.|960165
GSKY|GREENSKY INC CMN A|PREC|PRECISION SECURITIES, LLC|650
GSKY|GREENSKY INC CMN A|PWJC|UBS Financial Services, Inc.|220
GSKY|GREENSKY INC CMN A|QMSR|QUATTRO M SECURITIES INC.|26020
GSKY|GREENSKY INC CMN A|RAJA|Raymond James & Associates, Inc.|60396
GSKY|GREENSKY INC CMN A|RBCM|RBC CAPITAL MARKETS, LLC|32515
GSKY|GREENSKY INC CMN A|RGLD|Regal Securities, Inc|100
GSKY|GREENSKY INC CMN A|RHCO|Suntrust Robinson Humphrey, Inc.|2200
GSKY|GREENSKY INC CMN A|SAGL|SAGETRADER, LLC|27260
GSKY|GREENSKY INC CMN A|SBSH|Citigroup Global Markets Inc.|83334
GSKY|GREENSKY INC CMN A|SGMT|GOLDMAN SACHS & CO. LLC|257432
GSKY|GREENSKY INC CMN A|SOCO|Capital One Southcoast, Inc|2110
GSKY|GREENSKY INC CMN A|SPDR|SPEEDROUTE LLC|74210
GSKY|GREENSKY INC CMN A|STFL|Stifel, Nicolaus & Company, Incorporated|3246
GSKY|GREENSKY INC CMN A|SWIM|TD Ameritrade, Inc.|105712
GSKY|GREENSKY INC CMN A|TKNG|ALLY INVEST SECURITIES LLC|1478
GSKY|GREENSKY INC CMN A|TRBT|Tradebot Systems, Inc.|305121
GSKY|GREENSKY INC CMN A|TRCM|TRC MARKETS LLC|87527
GSKY|GREENSKY INC CMN A|TWTT|TASTYWORKS, INC.|110
GSKY|GREENSKY INC CMN A|UBSA|UBS SECURITIES LLC|1418009
GSKY|GREENSKY INC CMN A|UBSS|UBS Securities LLC|1104070
GSKY|GREENSKY INC CMN A|VALX|VIRTU AMERICAS LLC|14835
GSKY|GREENSKY INC CMN A|VGRD|Vanguard Marketing Corporation|14865
GSKY|GREENSKY INC CMN A|VSIN|Vision Financial Markets Llc|53
GSKY|GREENSKY INC CMN A|WBLR|WILLIAM BLAIR|200
GSKY|GREENSKY INC CMN A|WCHV|WELLS FARGO SECURITIES, LLC|127007
GSKY|GREENSKY INC CMN A|WEDB|WEDBUSH SECURITIES INC.|11300
GSKY|GREENSKY INC CMN A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18930
GSKY|GREENSKY INC CMN A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29074
GSKY|GREENSKY INC CMN A|WGIF|CIBC World Markets Inc.|6130
GSKY|GREENSKY INC CMN A|WORD|Worden Capital Management LLC|30970
GSKY|GREENSKY INC CMN A|WSAG|WALL STREET ACCESS|5143
GSKY|GREENSKY INC CMN A|WSEA|WOLVERINE SECURITIES, LLC|37505
GSKY|GREENSKY INC CMN A|XIST|INSTINET, LLC|6000
GSKY|GREENSKY INC CMN A|XPUS|XP SECURITIES, LLC|1970
GSKY|GREENSKY INC CMN A|XSTM|NATIONAL FINANCIAL SERVICES LLC|58662
GSKY|GREENSKY INC CMN A|YKNA|COMHAR CAPITAL MARKETS, LLC|34807
GSKY|GREENSKY INC CMN A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1012
GSL|GLOBAL SHIP LEASE A|APCC|Apex Clearing Corporation|1072
GSL|GLOBAL SHIP LEASE A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
GSL|GLOBAL SHIP LEASE A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
GSL|GLOBAL SHIP LEASE A|DBAB|Deutsche Bank Securities Inc.|500
GSL|GLOBAL SHIP LEASE A|EBXL|EBX LLC|1400
GSL|GLOBAL SHIP LEASE A|ETRS|E*Trade Securities LLC|78768
GSL|GLOBAL SHIP LEASE A|FILL|Tradestation Securities, Inc.|1400
GSL|GLOBAL SHIP LEASE A|FTBR|Foliofn Investments, Inc.|1
GSL|GLOBAL SHIP LEASE A|GLIS|TD Securities Inc|13815
GSL|GLOBAL SHIP LEASE A|GSCO|GOLDMAN SACHS & CO. LLC|1000
GSL|GLOBAL SHIP LEASE A|IBKR|Interactive Brokers Llc|2780
GSL|GLOBAL SHIP LEASE A|ICBX|INSTINET, LLC|200
GSL|GLOBAL SHIP LEASE A|INCA|INSTINET, LLC|1155
GSL|GLOBAL SHIP LEASE A|ITGI|ITG Inc.|1200
GSL|GLOBAL SHIP LEASE A|LEHM|Barclays Capital Inc./Le|500
GSL|GLOBAL SHIP LEASE A|LIME|Lime Brokerage LLC|294
GSL|GLOBAL SHIP LEASE A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
GSL|GLOBAL SHIP LEASE A|MSCO|MORGAN STANLEY & CO. LLC|3883
GSL|GLOBAL SHIP LEASE A|MSPL|MORGAN STANLEY & CO. LLC|3900
GSL|GLOBAL SHIP LEASE A|NFSC|National Financial Services LLC|293232
GSL|GLOBAL SHIP LEASE A|NITE|VIRTU Americas LLC|165459
GSL|GLOBAL SHIP LEASE A|RILY|B. RILEY FBR, INC.|200
GSL|GLOBAL SHIP LEASE A|SALI|INTL FCSTONE FINANCIAL INC.|100
GSL|GLOBAL SHIP LEASE A|SBSH|Citigroup Global Markets Inc.|1800
GSL|GLOBAL SHIP LEASE A|SGMT|GOLDMAN SACHS & CO. LLC|1000
GSL|GLOBAL SHIP LEASE A|SPDR|SPEEDROUTE LLC|100
GSL|GLOBAL SHIP LEASE A|STFL|Stifel, Nicolaus & Company, Incorporated|814
GSL|GLOBAL SHIP LEASE A|SWIM|TD Ameritrade, Inc.|4690
GSL|GLOBAL SHIP LEASE A|TKNG|ALLY INVEST SECURITIES LLC|414
GSL|GLOBAL SHIP LEASE A|UBSA|UBS SECURITIES LLC|4500
GSL|GLOBAL SHIP LEASE A|UBSS|UBS Securities LLC|7854
GSL|GLOBAL SHIP LEASE A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|211
GSL|GLOBAL SHIP LEASE A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1194
GSL|GLOBAL SHIP LEASE A|WSEA|WOLVERINE SECURITIES, LLC|294
GSL|GLOBAL SHIP LEASE A|XSTM|NATIONAL FINANCIAL SERVICES LLC|11400
GSL$B|GLOBAL SHIP LEASE IN|BATM|CBOE TRADING, INC.|216
GSL$B|GLOBAL SHIP LEASE IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
GSL$B|GLOBAL SHIP LEASE IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|175
GSL$B|GLOBAL SHIP LEASE IN|ETRS|E*Trade Securities LLC|3197
GSL$B|GLOBAL SHIP LEASE IN|HRBF|American Enterprise Investment Services Inc.|318
GSL$B|GLOBAL SHIP LEASE IN|IBKR|Interactive Brokers Llc|550
GSL$B|GLOBAL SHIP LEASE IN|INCA|INSTINET, LLC|38
GSL$B|GLOBAL SHIP LEASE IN|LEHM|Barclays Capital Inc./Le|200
GSL$B|GLOBAL SHIP LEASE IN|LIME|Lime Brokerage LLC|753
GSL$B|GLOBAL SHIP LEASE IN|NFSC|National Financial Services LLC|10990
GSL$B|GLOBAL SHIP LEASE IN|NITE|VIRTU Americas LLC|16549
GSL$B|GLOBAL SHIP LEASE IN|RBCM|RBC CAPITAL MARKETS, LLC|200
GSL$B|GLOBAL SHIP LEASE IN|SBSH|Citigroup Global Markets Inc.|1003
GSL$B|GLOBAL SHIP LEASE IN|STFL|Stifel, Nicolaus & Company, Incorporated|150
GSL$B|GLOBAL SHIP LEASE IN|UBSA|UBS SECURITIES LLC|738
GSL$B|GLOBAL SHIP LEASE IN|UBSS|UBS Securities LLC|3207
GSL$B|GLOBAL SHIP LEASE IN|VGRD|Vanguard Marketing Corporation|7785
GSL$B|GLOBAL SHIP LEASE IN|WCHV|WELLS FARGO SECURITIES, LLC|360
GSL$B|GLOBAL SHIP LEASE IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|681
GSLC|GS ACTIVEBETA ETF|ALTX|Alternet Securities Inc.|200
GSLC|GS ACTIVEBETA ETF|APCC|Apex Clearing Corporation|94928
GSLC|GS ACTIVEBETA ETF|AURC|Aurora Capital LLC|1500
GSLC|GS ACTIVEBETA ETF|BANK|Primevest Financial Services, Inc.|16
GSLC|GS ACTIVEBETA ETF|BARD|Robert W. Baird & Co. Incorporated|40528
GSLC|GS ACTIVEBETA ETF|BATM|CBOE TRADING, INC.|909
GSLC|GS ACTIVEBETA ETF|BBNT|BB&T SECURITIES, LLC|13601
GSLC|GS ACTIVEBETA ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16129
GSLC|GS ACTIVEBETA ETF|CANT|Cantor Fitzgerald & Co.|217453
GSLC|GS ACTIVEBETA ETF|CHAS|Charles Schwab & Co., Inc.|23315
GSLC|GS ACTIVEBETA ETF|CIST|Capital Institutional Services, Inc.|9882
GSLC|GS ACTIVEBETA ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7866
GSLC|GS ACTIVEBETA ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31494
GSLC|GS ACTIVEBETA ETF|CSIN|Citadel Securities Institutional LLC|191158
GSLC|GS ACTIVEBETA ETF|CTDL|Citadel Derivatives Group Llc|185070
GSLC|GS ACTIVEBETA ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
GSLC|GS ACTIVEBETA ETF|DAVA|Davenport & Company LLC|705
GSLC|GS ACTIVEBETA ETF|DBAX|Deutsche Bank Securities Inc.|2700
GSLC|GS ACTIVEBETA ETF|DEAN|MORGAN STANLEY|148328
GSLC|GS ACTIVEBETA ETF|DEGS|RONIN PROFESSIONAL LLC|200
GSLC|GS ACTIVEBETA ETF|EBXL|EBX LLC|14500
GSLC|GS ACTIVEBETA ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|396
GSLC|GS ACTIVEBETA ETF|EDJO|Edward D. Jones & Co., L.P.|3222
GSLC|GS ACTIVEBETA ETF|EGAM|CBOE TRADING, INC.|1752
GSLC|GS ACTIVEBETA ETF|EGXM|CBOE TRADING, INC.|400
GSLC|GS ACTIVEBETA ETF|ETBE|Electronic Transaction Clearing, Inc.|138
GSLC|GS ACTIVEBETA ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
GSLC|GS ACTIVEBETA ETF|ETRS|E*Trade Securities LLC|36375
GSLC|GS ACTIVEBETA ETF|FINX|FINTECH SECURITIES|125
GSLC|GS ACTIVEBETA ETF|FMAF|NBCN Inc./ CDS|67
GSLC|GS ACTIVEBETA ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7066
GSLC|GS ACTIVEBETA ETF|FTBR|Foliofn Investments, Inc.|17
GSLC|GS ACTIVEBETA ETF|GLIS|TD Securities Inc|100
GSLC|GS ACTIVEBETA ETF|GSCO|GOLDMAN SACHS & CO. LLC|68340
GSLC|GS ACTIVEBETA ETF|GSLT|GOLDMAN SACHS & CO. LLC|3007
GSLC|GS ACTIVEBETA ETF|HRBF|American Enterprise Investment Services Inc.|8833
GSLC|GS ACTIVEBETA ETF|IBKR|Interactive Brokers Llc|840
GSLC|GS ACTIVEBETA ETF|ICBX|INSTINET, LLC|3875
GSLC|GS ACTIVEBETA ETF|INCA|INSTINET, LLC|850
GSLC|GS ACTIVEBETA ETF|ITGI|ITG Inc.|400
GSLC|GS ACTIVEBETA ETF|ITGP|ITG INC.|800
GSLC|GS ACTIVEBETA ETF|JANY|Janney Montgomery Scott Inc.|13816
GSLC|GS ACTIVEBETA ETF|JMPT|JUMP TRADING, LLC|471
GSLC|GS ACTIVEBETA ETF|JPMX|J.P. Morgan Securities LLC|6994
GSLC|GS ACTIVEBETA ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|344509
GSLC|GS ACTIVEBETA ETF|JSJX|JANE STREET CAPITAL LLC|721107
GSLC|GS ACTIVEBETA ETF|KCGM|VIRTU Americas LLC|16587
GSLC|GS ACTIVEBETA ETF|LEHM|Barclays Capital Inc./Le|7700
GSLC|GS ACTIVEBETA ETF|LIME|Lime Brokerage LLC|8654
GSLC|GS ACTIVEBETA ETF|MACC|Mid Atlantic Capital Corporation|563
GSLC|GS ACTIVEBETA ETF|MAXM|Maxim Group LLC|2480
GSLC|GS ACTIVEBETA ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9750
GSLC|GS ACTIVEBETA ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
GSLC|GS ACTIVEBETA ETF|MOTF|MOTIF INVESTING, INC.|3
GSLC|GS ACTIVEBETA ETF|MSCO|MORGAN STANLEY & CO. LLC|216981
GSLC|GS ACTIVEBETA ETF|MSPL|MORGAN STANLEY & CO. LLC|2300
GSLC|GS ACTIVEBETA ETF|NBCS|NBC Securities, INC.|200
GSLC|GS ACTIVEBETA ETF|NFSC|National Financial Services LLC|170226
GSLC|GS ACTIVEBETA ETF|NITE|VIRTU Americas LLC|849107
GSLC|GS ACTIVEBETA ETF|NITP|VIRTU Americas LLC|2604
GSLC|GS ACTIVEBETA ETF|NQRB|Brut, LLC|200
GSLC|GS ACTIVEBETA ETF|NTBF|BMO Nesbitt Burns Inc./CDS|170
GSLC|GS ACTIVEBETA ETF|PDQM|CODA MARKETS, INC.|78700
GSLC|GS ACTIVEBETA ETF|PWJC|UBS Financial Services, Inc.|5934
GSLC|GS ACTIVEBETA ETF|RBCM|RBC CAPITAL MARKETS, LLC|21016
GSLC|GS ACTIVEBETA ETF|SBSH|Citigroup Global Markets Inc.|12156
GSLC|GS ACTIVEBETA ETF|SGMT|GOLDMAN SACHS & CO. LLC|70200
GSLC|GS ACTIVEBETA ETF|SHMR|ABN Amro Clearing LLC|100
GSLC|GS ACTIVEBETA ETF|SPHN|Stephens Inc.|272
GSLC|GS ACTIVEBETA ETF|STFL|Stifel, Nicolaus & Company, Incorporated|7424
GSLC|GS ACTIVEBETA ETF|SWIM|TD Ameritrade, Inc.|1905
GSLC|GS ACTIVEBETA ETF|SWST|Hilltop Securities Inc.|67
GSLC|GS ACTIVEBETA ETF|TKNG|ALLY INVEST SECURITIES LLC|618
GSLC|GS ACTIVEBETA ETF|TRCM|TRC MARKETS LLC|599
GSLC|GS ACTIVEBETA ETF|UBSA|UBS SECURITIES LLC|44488
GSLC|GS ACTIVEBETA ETF|UBSS|UBS Securities LLC|111717
GSLC|GS ACTIVEBETA ETF|VALX|VIRTU AMERICAS LLC|200
GSLC|GS ACTIVEBETA ETF|VGRD|Vanguard Marketing Corporation|4264
GSLC|GS ACTIVEBETA ETF|WCHV|WELLS FARGO SECURITIES, LLC|226725
GSLC|GS ACTIVEBETA ETF|WEDB|WEDBUSH SECURITIES INC.|654
GSLC|GS ACTIVEBETA ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|489
GSLC|GS ACTIVEBETA ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|294
GSLC|GS ACTIVEBETA ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|300
GSLC|GS ACTIVEBETA ETF|WSEA|WOLVERINE SECURITIES, LLC|2429
GSLC|GS ACTIVEBETA ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|2736
GSLC|GS ACTIVEBETA ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|122663
GSM|FERROGLOBE PLC OS|ALTX|Alternet Securities Inc.|2760
GSM|FERROGLOBE PLC OS|APCC|Apex Clearing Corporation|677
GSM|FERROGLOBE PLC OS|BATM|CBOE TRADING, INC.|5298
GSM|FERROGLOBE PLC OS|BBNT|BB&T SECURITIES, LLC|300
GSM|FERROGLOBE PLC OS|BERN|Sanford C. Bernstein & Co., LLC|9481
GSM|FERROGLOBE PLC OS|BIDS|BIDS TRADING L.P.|28500
GSM|FERROGLOBE PLC OS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3126
GSM|FERROGLOBE PLC OS|BLKX|INSTINET, LLC|9600
GSM|FERROGLOBE PLC OS|BTIG|BTIG, LLC|768307
GSM|FERROGLOBE PLC OS|BYXM|CBOE TRADING, INC.|330
GSM|FERROGLOBE PLC OS|CANT|Cantor Fitzgerald & Co.|10348
GSM|FERROGLOBE PLC OS|CHAS|Charles Schwab & Co., Inc.|3245
GSM|FERROGLOBE PLC OS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|311653
GSM|FERROGLOBE PLC OS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
GSM|FERROGLOBE PLC OS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|310004
GSM|FERROGLOBE PLC OS|CTDL|Citadel Derivatives Group Llc|23931
GSM|FERROGLOBE PLC OS|CTLR|CUTLER GROUP, LP|100
GSM|FERROGLOBE PLC OS|CXCX|CITIGROUP GLOBAL MARKETS INC.|61598
GSM|FERROGLOBE PLC OS|DBAB|Deutsche Bank Securities Inc.|153751
GSM|FERROGLOBE PLC OS|DBAX|Deutsche Bank Securities Inc.|202100
GSM|FERROGLOBE PLC OS|DBUL|Deutsche Bank Securities Inc.|16700
GSM|FERROGLOBE PLC OS|DEAN|MORGAN STANLEY|7880
GSM|FERROGLOBE PLC OS|DEGS|RONIN PROFESSIONAL LLC|2872
GSM|FERROGLOBE PLC OS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20293
GSM|FERROGLOBE PLC OS|EBXL|EBX LLC|196100
GSM|FERROGLOBE PLC OS|ECUT|CONVERGEX EXECUTION SOLUTIONS|14394
GSM|FERROGLOBE PLC OS|EDJO|Edward D. Jones & Co., L.P.|150
GSM|FERROGLOBE PLC OS|EGAM|CBOE TRADING, INC.|2892
GSM|FERROGLOBE PLC OS|EGAW|CBOE TRADING, INC.|8
GSM|FERROGLOBE PLC OS|EGMT|EG MARKET TECHNOLOGIES LLC|100
GSM|FERROGLOBE PLC OS|EGXM|CBOE TRADING, INC.|2351
GSM|FERROGLOBE PLC OS|ELEV|ELEVATION, LLC|20048
GSM|FERROGLOBE PLC OS|ETBE|Electronic Transaction Clearing, Inc.|17659
GSM|FERROGLOBE PLC OS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11086
GSM|FERROGLOBE PLC OS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7968
GSM|FERROGLOBE PLC OS|ETRS|E*Trade Securities LLC|90350
GSM|FERROGLOBE PLC OS|FBCO|Credit Suisse Securities (USA) LLC|286422
GSM|FERROGLOBE PLC OS|FBRC|B. RILEY FBR, INC.|2450
GSM|FERROGLOBE PLC OS|FILL|Tradestation Securities, Inc.|3125
GSM|FERROGLOBE PLC OS|FMAF|NBCN Inc./ CDS|2361
GSM|FERROGLOBE PLC OS|FOMA|TD AMERITRADE CLEARING, INC.|304817
GSM|FERROGLOBE PLC OS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|215172
GSM|FERROGLOBE PLC OS|FTBR|Foliofn Investments, Inc.|1117
GSM|FERROGLOBE PLC OS|GEBB|GLOBAL EXECUTION BROKERS, LP|3338
GSM|FERROGLOBE PLC OS|GLIS|TD Securities Inc|500
GSM|FERROGLOBE PLC OS|GLPX|ACS EXECUTION SERVICES, LLC|2067
GSM|FERROGLOBE PLC OS|GSCO|GOLDMAN SACHS & CO. LLC|1058801
GSM|FERROGLOBE PLC OS|GSCS|GOLDMAN SACHS & CO. LLC|140634
GSM|FERROGLOBE PLC OS|GSLT|GOLDMAN SACHS & CO. LLC|7101
GSM|FERROGLOBE PLC OS|GTSZ|GTS SECURITIES LLC|14683
GSM|FERROGLOBE PLC OS|HRBF|American Enterprise Investment Services Inc.|961
GSM|FERROGLOBE PLC OS|HSBC|HSBC Securities, Inc.|1657
GSM|FERROGLOBE PLC OS|IATS|INTERACTIVE BROKERS LLC|7278
GSM|FERROGLOBE PLC OS|IBKR|Interactive Brokers Llc|90172
GSM|FERROGLOBE PLC OS|ICBX|INSTINET, LLC|63404
GSM|FERROGLOBE PLC OS|INCA|INSTINET, LLC|391363
GSM|FERROGLOBE PLC OS|INJX|INSTINET, LLC|87342
GSM|FERROGLOBE PLC OS|ITGI|ITG Inc.|420710
GSM|FERROGLOBE PLC OS|ITGP|ITG INC.|628400
GSM|FERROGLOBE PLC OS|JEFF|JEFFERIES LLC|751410
GSM|FERROGLOBE PLC OS|JMPT|JUMP TRADING, LLC|165597
GSM|FERROGLOBE PLC OS|JONE|JonesTrading|42697
GSM|FERROGLOBE PLC OS|JPBX|J.P. MORGAN SECURITIES LLC|74436
GSM|FERROGLOBE PLC OS|JPMX|J.P. Morgan Securities LLC|552476
GSM|FERROGLOBE PLC OS|JSJX|JANE STREET CAPITAL LLC|566
GSM|FERROGLOBE PLC OS|KCGM|VIRTU Americas LLC|50102
GSM|FERROGLOBE PLC OS|LEHM|Barclays Capital Inc./Le|658455
GSM|FERROGLOBE PLC OS|LIME|Lime Brokerage LLC|226092
GSM|FERROGLOBE PLC OS|LQNA|LIQUIDNET, INC.|694300
GSM|FERROGLOBE PLC OS|LSCI|Lek Securities Corporation|183
GSM|FERROGLOBE PLC OS|MAXM|Maxim Group LLC|29912
GSM|FERROGLOBE PLC OS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|205588
GSM|FERROGLOBE PLC OS|MSCO|MORGAN STANLEY & CO. LLC|1657303
GSM|FERROGLOBE PLC OS|MSPL|MORGAN STANLEY & CO. LLC|370100
GSM|FERROGLOBE PLC OS|MSTX|MORGAN STANLEY & CO. LLC|129200
GSM|FERROGLOBE PLC OS|NFSC|National Financial Services LLC|195806
GSM|FERROGLOBE PLC OS|NITE|VIRTU Americas LLC|442289
GSM|FERROGLOBE PLC OS|NITP|VIRTU Americas LLC|2800
GSM|FERROGLOBE PLC OS|NORT|Northland Securities, Inc.|21100
GSM|FERROGLOBE PLC OS|NQRB|Brut, LLC|29592
GSM|FERROGLOBE PLC OS|OPCO|Oppenheimer & Co. Inc.|48813
GSM|FERROGLOBE PLC OS|PDQM|CODA MARKETS, INC.|7400
GSM|FERROGLOBE PLC OS|PNSR|Penserra Securities, LLC|3718
GSM|FERROGLOBE PLC OS|RAJA|Raymond James & Associates, Inc.|14298
GSM|FERROGLOBE PLC OS|SAGL|SAGETRADER, LLC|100
GSM|FERROGLOBE PLC OS|SAGW|SAGETRADER, LLC|1250
GSM|FERROGLOBE PLC OS|SBSH|Citigroup Global Markets Inc.|158899
GSM|FERROGLOBE PLC OS|SGMT|GOLDMAN SACHS & CO. LLC|202678
GSM|FERROGLOBE PLC OS|SIDC|Sidoti & Company, LLC|302
GSM|FERROGLOBE PLC OS|SPDR|SPEEDROUTE LLC|925
GSM|FERROGLOBE PLC OS|SPHN|Stephens Inc.|1622
GSM|FERROGLOBE PLC OS|STFL|Stifel, Nicolaus & Company, Incorporated|835493
GSM|FERROGLOBE PLC OS|SWIM|TD Ameritrade, Inc.|126038
GSM|FERROGLOBE PLC OS|SWST|Hilltop Securities Inc.|98
GSM|FERROGLOBE PLC OS|TKNG|ALLY INVEST SECURITIES LLC|2408
GSM|FERROGLOBE PLC OS|TRBT|Tradebot Systems, Inc.|253023
GSM|FERROGLOBE PLC OS|TRCM|TRC MARKETS LLC|138987
GSM|FERROGLOBE PLC OS|UBSA|UBS SECURITIES LLC|585206
GSM|FERROGLOBE PLC OS|UBSS|UBS Securities LLC|503536
GSM|FERROGLOBE PLC OS|VALX|VIRTU AMERICAS LLC|17649
GSM|FERROGLOBE PLC OS|VGRD|Vanguard Marketing Corporation|1740
GSM|FERROGLOBE PLC OS|WCHV|WELLS FARGO SECURITIES, LLC|41419
GSM|FERROGLOBE PLC OS|WEED|Weeden & Co.L.P.|6300
GSM|FERROGLOBE PLC OS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1488
GSM|FERROGLOBE PLC OS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5314
GSM|FERROGLOBE PLC OS|WGIF|CIBC World Markets Inc.|250
GSM|FERROGLOBE PLC OS|WSEA|WOLVERINE SECURITIES, LLC|918
GSM|FERROGLOBE PLC OS|XIST|INSTINET, LLC|36800
GSM|FERROGLOBE PLC OS|XSTM|NATIONAL FINANCIAL SERVICES LLC|29000
GSM|FERROGLOBE PLC OS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
GSM|FERROGLOBE PLC OS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2046
GSP|IPATH GSCI TRI ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3778
GSP|IPATH GSCI TRI ETN|DBAX|Deutsche Bank Securities Inc.|900
GSP|IPATH GSCI TRI ETN|EBXL|EBX LLC|300
GSP|IPATH GSCI TRI ETN|EGXM|CBOE TRADING, INC.|1327
GSP|IPATH GSCI TRI ETN|FTBR|Foliofn Investments, Inc.|33
GSP|IPATH GSCI TRI ETN|GEBB|GLOBAL EXECUTION BROKERS, LP|100
GSP|IPATH GSCI TRI ETN|IATS|INTERACTIVE BROKERS LLC|100
GSP|IPATH GSCI TRI ETN|IBKR|Interactive Brokers Llc|458
GSP|IPATH GSCI TRI ETN|ITGI|ITG Inc.|1640
GSP|IPATH GSCI TRI ETN|JPMX|J.P. Morgan Securities LLC|200
GSP|IPATH GSCI TRI ETN|JSJX|JANE STREET CAPITAL LLC|10739
GSP|IPATH GSCI TRI ETN|KCGM|VIRTU Americas LLC|1875
GSP|IPATH GSCI TRI ETN|LEHM|Barclays Capital Inc./Le|28208
GSP|IPATH GSCI TRI ETN|LIME|Lime Brokerage LLC|2703
GSP|IPATH GSCI TRI ETN|MACC|Mid Atlantic Capital Corporation|18
GSP|IPATH GSCI TRI ETN|MSCO|MORGAN STANLEY & CO. LLC|4569
GSP|IPATH GSCI TRI ETN|NFSC|National Financial Services LLC|19864
GSP|IPATH GSCI TRI ETN|NITE|VIRTU Americas LLC|18026
GSP|IPATH GSCI TRI ETN|NITP|VIRTU Americas LLC|2601
GSP|IPATH GSCI TRI ETN|SGMT|GOLDMAN SACHS & CO. LLC|100
GSP|IPATH GSCI TRI ETN|STFL|Stifel, Nicolaus & Company, Incorporated|1708
GSP|IPATH GSCI TRI ETN|SWIM|TD Ameritrade, Inc.|10025
GSP|IPATH GSCI TRI ETN|UBSA|UBS SECURITIES LLC|4324
GSP|IPATH GSCI TRI ETN|UBSS|UBS Securities LLC|5389
GSP|IPATH GSCI TRI ETN|VGRD|Vanguard Marketing Corporation|598
GSP|IPATH GSCI TRI ETN|WSEA|WOLVERINE SECURITIES, LLC|8
GSP|IPATH GSCI TRI ETN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2163
GSS|GOLDEN STAR RES LTD|ALTX|Alternet Securities Inc.|2000
GSS|GOLDEN STAR RES LTD|APCC|Apex Clearing Corporation|6289
GSS|GOLDEN STAR RES LTD|BATM|CBOE TRADING, INC.|86384
GSS|GOLDEN STAR RES LTD|BIAD|SAGETRADER, LLC|1
GSS|GOLDEN STAR RES LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52986
GSS|GOLDEN STAR RES LTD|BMOC|BMO Capital Markets Corp.|2001200
GSS|GOLDEN STAR RES LTD|BNCH|The Benchmark Company, LLC|53300
GSS|GOLDEN STAR RES LTD|CANT|Cantor Fitzgerald & Co.|200
GSS|GOLDEN STAR RES LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8369
GSS|GOLDEN STAR RES LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138929
GSS|GOLDEN STAR RES LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|5270
GSS|GOLDEN STAR RES LTD|DADA|D.A. Davidson & Co.|720
GSS|GOLDEN STAR RES LTD|DBAB|Deutsche Bank Securities Inc.|254125
GSS|GOLDEN STAR RES LTD|DBAX|Deutsche Bank Securities Inc.|37900
GSS|GOLDEN STAR RES LTD|DEAN|MORGAN STANLEY|300
GSS|GOLDEN STAR RES LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|82478
GSS|GOLDEN STAR RES LTD|EBXL|EBX LLC|33900
GSS|GOLDEN STAR RES LTD|EGAM|CBOE TRADING, INC.|400
GSS|GOLDEN STAR RES LTD|EGXM|CBOE TRADING, INC.|9390
GSS|GOLDEN STAR RES LTD|ELEV|ELEVATION, LLC|16761
GSS|GOLDEN STAR RES LTD|ETRS|E*Trade Securities LLC|273047
GSS|GOLDEN STAR RES LTD|FMAF|NBCN Inc./ CDS|78196
GSS|GOLDEN STAR RES LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6610
GSS|GOLDEN STAR RES LTD|GLIS|TD Securities Inc|19710
GSS|GOLDEN STAR RES LTD|GLPX|ACS EXECUTION SERVICES, LLC|33883
GSS|GOLDEN STAR RES LTD|GSCO|GOLDMAN SACHS & CO. LLC|103080
GSS|GOLDEN STAR RES LTD|GSLT|GOLDMAN SACHS & CO. LLC|7167
GSS|GOLDEN STAR RES LTD|HRBF|American Enterprise Investment Services Inc.|216200
GSS|GOLDEN STAR RES LTD|HSBC|HSBC Securities, Inc.|1100
GSS|GOLDEN STAR RES LTD|IATS|INTERACTIVE BROKERS LLC|200
GSS|GOLDEN STAR RES LTD|IBKR|Interactive Brokers Llc|206118
GSS|GOLDEN STAR RES LTD|ICBX|INSTINET, LLC|13350
GSS|GOLDEN STAR RES LTD|INCA|INSTINET, LLC|13414
GSS|GOLDEN STAR RES LTD|ITGI|ITG Inc.|93084
GSS|GOLDEN STAR RES LTD|ITGP|ITG INC.|132800
GSS|GOLDEN STAR RES LTD|JANY|Janney Montgomery Scott Inc.|4000
GSS|GOLDEN STAR RES LTD|JMPT|JUMP TRADING, LLC|8105
GSS|GOLDEN STAR RES LTD|JPMX|J.P. Morgan Securities LLC|15240
GSS|GOLDEN STAR RES LTD|JSJX|JANE STREET CAPITAL LLC|14889
GSS|GOLDEN STAR RES LTD|KCGM|VIRTU Americas LLC|20230
GSS|GOLDEN STAR RES LTD|LEHM|Barclays Capital Inc./Le|180411
GSS|GOLDEN STAR RES LTD|LIME|Lime Brokerage LLC|16643
GSS|GOLDEN STAR RES LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32084
GSS|GOLDEN STAR RES LTD|MOTF|MOTIF INVESTING, INC.|2
GSS|GOLDEN STAR RES LTD|MSCO|MORGAN STANLEY & CO. LLC|516567
GSS|GOLDEN STAR RES LTD|MSPL|MORGAN STANLEY & CO. LLC|15100
GSS|GOLDEN STAR RES LTD|MSTX|MORGAN STANLEY & CO. LLC|78000
GSS|GOLDEN STAR RES LTD|NATL|National Securities Corporation|1900
GSS|GOLDEN STAR RES LTD|NFSC|National Financial Services LLC|678966
GSS|GOLDEN STAR RES LTD|NITE|VIRTU Americas LLC|1163615
GSS|GOLDEN STAR RES LTD|NQRB|Brut, LLC|500
GSS|GOLDEN STAR RES LTD|NTBF|BMO Nesbitt Burns Inc./CDS|6830
GSS|GOLDEN STAR RES LTD|OLDM|OLD MISSION CAPITAL, LLC|9106
GSS|GOLDEN STAR RES LTD|PDQM|CODA MARKETS, INC.|100
GSS|GOLDEN STAR RES LTD|PWJC|UBS Financial Services, Inc.|3000
GSS|GOLDEN STAR RES LTD|RBCM|RBC CAPITAL MARKETS, LLC|197500
GSS|GOLDEN STAR RES LTD|SBSH|Citigroup Global Markets Inc.|3350
GSS|GOLDEN STAR RES LTD|SGMT|GOLDMAN SACHS & CO. LLC|11300
GSS|GOLDEN STAR RES LTD|SWIM|TD Ameritrade, Inc.|119591
GSS|GOLDEN STAR RES LTD|TKNG|ALLY INVEST SECURITIES LLC|9309
GSS|GOLDEN STAR RES LTD|UBSA|UBS SECURITIES LLC|174323
GSS|GOLDEN STAR RES LTD|UBSS|UBS Securities LLC|249462
GSS|GOLDEN STAR RES LTD|VALX|VIRTU AMERICAS LLC|9800
GSS|GOLDEN STAR RES LTD|VGRD|Vanguard Marketing Corporation|31015
GSS|GOLDEN STAR RES LTD|WABR|Wall Street Access|122740
GSS|GOLDEN STAR RES LTD|WCHV|WELLS FARGO SECURITIES, LLC|9500
GSS|GOLDEN STAR RES LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37379
GSS|GOLDEN STAR RES LTD|WSEA|WOLVERINE SECURITIES, LLC|9614
GSS|GOLDEN STAR RES LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|24334
GSS|GOLDEN STAR RES LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7660
GSSC|GS ACTIVEBETA U.S. S|APCC|Apex Clearing Corporation|9156
GSSC|GS ACTIVEBETA U.S. S|BYXM|CBOE TRADING, INC.|109
GSSC|GS ACTIVEBETA U.S. S|CSIN|Citadel Securities Institutional LLC|8000
GSSC|GS ACTIVEBETA U.S. S|CTDL|Citadel Derivatives Group Llc|9300
GSSC|GS ACTIVEBETA U.S. S|DBAX|Deutsche Bank Securities Inc.|2700
GSSC|GS ACTIVEBETA U.S. S|EBXL|EBX LLC|5500
GSSC|GS ACTIVEBETA U.S. S|ETRS|E*Trade Securities LLC|42
GSSC|GS ACTIVEBETA U.S. S|GLIS|TD Securities Inc|135
GSSC|GS ACTIVEBETA U.S. S|GLPX|ACS EXECUTION SERVICES, LLC|327
GSSC|GS ACTIVEBETA U.S. S|GSLT|GOLDMAN SACHS & CO. LLC|505
GSSC|GS ACTIVEBETA U.S. S|GTSZ|GTS SECURITIES LLC|111
GSSC|GS ACTIVEBETA U.S. S|ICBX|INSTINET, LLC|2663
GSSC|GS ACTIVEBETA U.S. S|JPMX|J.P. Morgan Securities LLC|2084
GSSC|GS ACTIVEBETA U.S. S|JSJX|JANE STREET CAPITAL LLC|1998
GSSC|GS ACTIVEBETA U.S. S|KCGM|VIRTU Americas LLC|4932
GSSC|GS ACTIVEBETA U.S. S|LEHM|Barclays Capital Inc./Le|6400
GSSC|GS ACTIVEBETA U.S. S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7398
GSSC|GS ACTIVEBETA U.S. S|MSCO|MORGAN STANLEY & CO. LLC|64
GSSC|GS ACTIVEBETA U.S. S|MSPL|MORGAN STANLEY & CO. LLC|500
GSSC|GS ACTIVEBETA U.S. S|NBCS|NBC Securities, INC.|325
GSSC|GS ACTIVEBETA U.S. S|NFSC|National Financial Services LLC|258173
GSSC|GS ACTIVEBETA U.S. S|NITE|VIRTU Americas LLC|9523
GSSC|GS ACTIVEBETA U.S. S|PDQM|CODA MARKETS, INC.|327
GSSC|GS ACTIVEBETA U.S. S|PWJC|UBS Financial Services, Inc.|1100
GSSC|GS ACTIVEBETA U.S. S|RBCM|RBC CAPITAL MARKETS, LLC|1445
GSSC|GS ACTIVEBETA U.S. S|SGMT|GOLDMAN SACHS & CO. LLC|2108
GSSC|GS ACTIVEBETA U.S. S|SPDR|SPEEDROUTE LLC|100
GSSC|GS ACTIVEBETA U.S. S|SWIM|TD Ameritrade, Inc.|51
GSSC|GS ACTIVEBETA U.S. S|UBSA|UBS SECURITIES LLC|1947
GSSC|GS ACTIVEBETA U.S. S|UBSS|UBS Securities LLC|4509
GSSC|GS ACTIVEBETA U.S. S|VGRD|Vanguard Marketing Corporation|60
GSSC|GS ACTIVEBETA U.S. S|VSIN|Vision Financial Markets Llc|10
GSSC|GS ACTIVEBETA U.S. S|WSEA|WOLVERINE SECURITIES, LLC|11
GSSC|GS ACTIVEBETA U.S. S|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5533
GST|GASTAR EXPL INC.|ABLE|NATIXIS Securities Americas LLC|1560
GST|GASTAR EXPL INC.|ALTX|Alternet Securities Inc.|2500
GST|GASTAR EXPL INC.|APCC|Apex Clearing Corporation|32357
GST|GASTAR EXPL INC.|BARD|Robert W. Baird & Co. Incorporated|5900
GST|GASTAR EXPL INC.|BATM|CBOE TRADING, INC.|26025
GST|GASTAR EXPL INC.|BERN|Sanford C. Bernstein & Co., LLC|5500
GST|GASTAR EXPL INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34023
GST|GASTAR EXPL INC.|BLKX|INSTINET, LLC|39000
GST|GASTAR EXPL INC.|BTIG|BTIG, LLC|162052
GST|GASTAR EXPL INC.|BYXM|CBOE TRADING, INC.|1400
GST|GASTAR EXPL INC.|CANT|Cantor Fitzgerald & Co.|179
GST|GASTAR EXPL INC.|CHAS|Charles Schwab & Co., Inc.|1662
GST|GASTAR EXPL INC.|CICF|Canaccord Genuity Corp.|17245
GST|GASTAR EXPL INC.|CMPT|Compass Point Research & Trading, LLC|636910
GST|GASTAR EXPL INC.|COKE|Coker & Palmer|17300
GST|GASTAR EXPL INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12338
GST|GASTAR EXPL INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|68673
GST|GASTAR EXPL INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3613
GST|GASTAR EXPL INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|359095
GST|GASTAR EXPL INC.|CTDE|CHOICETRADE|700
GST|GASTAR EXPL INC.|CTDL|Citadel Derivatives Group Llc|7466
GST|GASTAR EXPL INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|40038
GST|GASTAR EXPL INC.|DBAB|Deutsche Bank Securities Inc.|151834
GST|GASTAR EXPL INC.|DBAX|Deutsche Bank Securities Inc.|186100
GST|GASTAR EXPL INC.|DEAN|MORGAN STANLEY|2000
GST|GASTAR EXPL INC.|DEGS|RONIN PROFESSIONAL LLC|9000
GST|GASTAR EXPL INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|528799
GST|GASTAR EXPL INC.|EBXL|EBX LLC|134100
GST|GASTAR EXPL INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|81795
GST|GASTAR EXPL INC.|EDJO|Edward D. Jones & Co., L.P.|12195
GST|GASTAR EXPL INC.|EGAM|CBOE TRADING, INC.|34867
GST|GASTAR EXPL INC.|EGAW|CBOE TRADING, INC.|100
GST|GASTAR EXPL INC.|EGXM|CBOE TRADING, INC.|62989
GST|GASTAR EXPL INC.|EGXW|CBOE TRADING, INC.|1800
GST|GASTAR EXPL INC.|ETRS|E*Trade Securities LLC|969535
GST|GASTAR EXPL INC.|FBSB|U.S. Bancorp Investments, Inc.|450
GST|GASTAR EXPL INC.|FILL|Tradestation Securities, Inc.|65489
GST|GASTAR EXPL INC.|FMAF|NBCN Inc./ CDS|56500
GST|GASTAR EXPL INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75107
GST|GASTAR EXPL INC.|FTBR|Foliofn Investments, Inc.|8281
GST|GASTAR EXPL INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|6300
GST|GASTAR EXPL INC.|GLPX|ACS EXECUTION SERVICES, LLC|7300
GST|GASTAR EXPL INC.|GSCO|GOLDMAN SACHS & CO. LLC|1454866
GST|GASTAR EXPL INC.|GSCS|GOLDMAN SACHS & CO. LLC|333664
GST|GASTAR EXPL INC.|GSLT|GOLDMAN SACHS & CO. LLC|74360
GST|GASTAR EXPL INC.|IATS|INTERACTIVE BROKERS LLC|13950
GST|GASTAR EXPL INC.|IBKR|Interactive Brokers Llc|158399
GST|GASTAR EXPL INC.|ICBX|INSTINET, LLC|93602
GST|GASTAR EXPL INC.|IEQY|CITADEL SECURITIES LLC|26464
GST|GASTAR EXPL INC.|INCA|INSTINET, LLC|116660
GST|GASTAR EXPL INC.|ITGI|ITG Inc.|159523
GST|GASTAR EXPL INC.|ITGP|ITG INC.|709200
GST|GASTAR EXPL INC.|JEFF|JEFFERIES LLC|19300
GST|GASTAR EXPL INC.|JMPT|JUMP TRADING, LLC|4488
GST|GASTAR EXPL INC.|JPBX|J.P. MORGAN SECURITIES LLC|3800
GST|GASTAR EXPL INC.|JPMX|J.P. Morgan Securities LLC|359822
GST|GASTAR EXPL INC.|JRCO|Johnson Rice & Company L.L.C.|6501
GST|GASTAR EXPL INC.|JSJX|JANE STREET CAPITAL LLC|3296
GST|GASTAR EXPL INC.|KCGM|VIRTU Americas LLC|136954
GST|GASTAR EXPL INC.|LEHM|Barclays Capital Inc./Le|532446
GST|GASTAR EXPL INC.|LIME|Lime Brokerage LLC|8916
GST|GASTAR EXPL INC.|LOOP|Loop Capital Markets LLC|22393
GST|GASTAR EXPL INC.|MACQ|Macquarie Capital (USA) Inc.|23061
GST|GASTAR EXPL INC.|MAVB|Great Point Capital LLC|600
GST|GASTAR EXPL INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|331637
GST|GASTAR EXPL INC.|MSCO|MORGAN STANLEY & CO. LLC|1339934
GST|GASTAR EXPL INC.|MSPL|MORGAN STANLEY & CO. LLC|90100
GST|GASTAR EXPL INC.|MSTX|MORGAN STANLEY & CO. LLC|919500
GST|GASTAR EXPL INC.|NATL|National Securities Corporation|200
GST|GASTAR EXPL INC.|NFSC|National Financial Services LLC|1807773
GST|GASTAR EXPL INC.|NITE|VIRTU Americas LLC|2465269
GST|GASTAR EXPL INC.|NITP|VIRTU Americas LLC|881
GST|GASTAR EXPL INC.|NQRB|Brut, LLC|4200
GST|GASTAR EXPL INC.|NTBF|BMO Nesbitt Burns Inc./CDS|13300
GST|GASTAR EXPL INC.|OPCO|Oppenheimer & Co. Inc.|2801
GST|GASTAR EXPL INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5594
GST|GASTAR EXPL INC.|PDQM|CODA MARKETS, INC.|244655
GST|GASTAR EXPL INC.|SAGL|SAGETRADER, LLC|200
GST|GASTAR EXPL INC.|SBSH|Citigroup Global Markets Inc.|114069
GST|GASTAR EXPL INC.|SGMT|GOLDMAN SACHS & CO. LLC|238388
GST|GASTAR EXPL INC.|SPDR|SPEEDROUTE LLC|10800
GST|GASTAR EXPL INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5000
GST|GASTAR EXPL INC.|SWIM|TD Ameritrade, Inc.|1015113
GST|GASTAR EXPL INC.|TKNG|ALLY INVEST SECURITIES LLC|15862
GST|GASTAR EXPL INC.|TWTT|TASTYWORKS, INC.|1000
GST|GASTAR EXPL INC.|UBSA|UBS SECURITIES LLC|881139
GST|GASTAR EXPL INC.|UBSS|UBS Securities LLC|1453406
GST|GASTAR EXPL INC.|VALX|VIRTU AMERICAS LLC|48
GST|GASTAR EXPL INC.|VGRD|Vanguard Marketing Corporation|121984
GST|GASTAR EXPL INC.|VNDM|Wall Street Access|40369
GST|GASTAR EXPL INC.|VSIN|Vision Financial Markets Llc|13100
GST|GASTAR EXPL INC.|WABR|Wall Street Access|12900
GST|GASTAR EXPL INC.|WCHV|WELLS FARGO SECURITIES, LLC|133062
GST|GASTAR EXPL INC.|WDNX|WEEDEN & CO.L.P.|26228
GST|GASTAR EXPL INC.|WEED|Weeden & Co.L.P.|5900
GST|GASTAR EXPL INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101757
GST|GASTAR EXPL INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|278
GST|GASTAR EXPL INC.|WGIF|CIBC World Markets Inc.|12198
GST|GASTAR EXPL INC.|WSEA|WOLVERINE SECURITIES, LLC|33912
GST|GASTAR EXPL INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|31366
GST|GASTAR EXPL INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3371
GST$A|GASTAR EXPLORATION|BANK|Primevest Financial Services, Inc.|80
GST$A|GASTAR EXPLORATION|BATM|CBOE TRADING, INC.|900
GST$A|GASTAR EXPLORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
GST$A|GASTAR EXPLORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1819
GST$A|GASTAR EXPLORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
GST$A|GASTAR EXPLORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2125
GST$A|GASTAR EXPLORATION|DBAX|Deutsche Bank Securities Inc.|1700
GST$A|GASTAR EXPLORATION|DEAN|MORGAN STANLEY|4243
GST$A|GASTAR EXPLORATION|EBXL|EBX LLC|1300
GST$A|GASTAR EXPLORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|3304
GST$A|GASTAR EXPLORATION|EDJO|Edward D. Jones & Co., L.P.|500
GST$A|GASTAR EXPLORATION|EGAM|CBOE TRADING, INC.|200
GST$A|GASTAR EXPLORATION|ETRS|E*Trade Securities LLC|14481
GST$A|GASTAR EXPLORATION|FTBR|Foliofn Investments, Inc.|1482
GST$A|GASTAR EXPLORATION|GLPX|ACS EXECUTION SERVICES, LLC|1900
GST$A|GASTAR EXPLORATION|GSCO|GOLDMAN SACHS & CO. LLC|101
GST$A|GASTAR EXPLORATION|GSCS|GOLDMAN SACHS & CO. LLC|390
GST$A|GASTAR EXPLORATION|GSLT|GOLDMAN SACHS & CO. LLC|140
GST$A|GASTAR EXPLORATION|GTSZ|GTS SECURITIES LLC|100
GST$A|GASTAR EXPLORATION|IATS|INTERACTIVE BROKERS LLC|950
GST$A|GASTAR EXPLORATION|IBKR|Interactive Brokers Llc|8864
GST$A|GASTAR EXPLORATION|INCA|INSTINET, LLC|5578
GST$A|GASTAR EXPLORATION|ITGP|ITG INC.|200
GST$A|GASTAR EXPLORATION|JANY|Janney Montgomery Scott Inc.|1825
GST$A|GASTAR EXPLORATION|KCGM|VIRTU Americas LLC|1060
GST$A|GASTAR EXPLORATION|LEHM|Barclays Capital Inc./Le|1200
GST$A|GASTAR EXPLORATION|LIME|Lime Brokerage LLC|1065
GST$A|GASTAR EXPLORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GST$A|GASTAR EXPLORATION|MSCO|MORGAN STANLEY & CO. LLC|1120
GST$A|GASTAR EXPLORATION|NFSC|National Financial Services LLC|34613
GST$A|GASTAR EXPLORATION|NITE|VIRTU Americas LLC|41053
GST$A|GASTAR EXPLORATION|PDQM|CODA MARKETS, INC.|3200
GST$A|GASTAR EXPLORATION|RBCM|RBC CAPITAL MARKETS, LLC|2950
GST$A|GASTAR EXPLORATION|SGMT|GOLDMAN SACHS & CO. LLC|700
GST$A|GASTAR EXPLORATION|SPDR|SPEEDROUTE LLC|2300
GST$A|GASTAR EXPLORATION|SWIM|TD Ameritrade, Inc.|1702
GST$A|GASTAR EXPLORATION|UBSA|UBS SECURITIES LLC|6492
GST$A|GASTAR EXPLORATION|UBSS|UBS Securities LLC|3118
GST$A|GASTAR EXPLORATION|VGRD|Vanguard Marketing Corporation|900
GST$A|GASTAR EXPLORATION|WABR|Wall Street Access|200
GST$A|GASTAR EXPLORATION|WCHV|WELLS FARGO SECURITIES, LLC|14320
GST$A|GASTAR EXPLORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|90
GST$A|GASTAR EXPLORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|200
GST$A|GASTAR EXPLORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|525
GST$B|GASTAR EXPLORATION|ALTX|Alternet Securities Inc.|500
GST$B|GASTAR EXPLORATION|APCC|Apex Clearing Corporation|21
GST$B|GASTAR EXPLORATION|BATM|CBOE TRADING, INC.|200
GST$B|GASTAR EXPLORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101
GST$B|GASTAR EXPLORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
GST$B|GASTAR EXPLORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|222
GST$B|GASTAR EXPLORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1550
GST$B|GASTAR EXPLORATION|EBXL|EBX LLC|500
GST$B|GASTAR EXPLORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|1425
GST$B|GASTAR EXPLORATION|EGAM|CBOE TRADING, INC.|900
GST$B|GASTAR EXPLORATION|EGXM|CBOE TRADING, INC.|110
GST$B|GASTAR EXPLORATION|ETRS|E*Trade Securities LLC|12134
GST$B|GASTAR EXPLORATION|GLPX|ACS EXECUTION SERVICES, LLC|119
GST$B|GASTAR EXPLORATION|GSCS|GOLDMAN SACHS & CO. LLC|300
GST$B|GASTAR EXPLORATION|GSLT|GOLDMAN SACHS & CO. LLC|200
GST$B|GASTAR EXPLORATION|GTSZ|GTS SECURITIES LLC|100
GST$B|GASTAR EXPLORATION|HRBF|American Enterprise Investment Services Inc.|450
GST$B|GASTAR EXPLORATION|IATS|INTERACTIVE BROKERS LLC|5199
GST$B|GASTAR EXPLORATION|IBKR|Interactive Brokers Llc|12002
GST$B|GASTAR EXPLORATION|ICBX|INSTINET, LLC|100
GST$B|GASTAR EXPLORATION|INCA|INSTINET, LLC|1672
GST$B|GASTAR EXPLORATION|JANY|Janney Montgomery Scott Inc.|800
GST$B|GASTAR EXPLORATION|JPMX|J.P. Morgan Securities LLC|48
GST$B|GASTAR EXPLORATION|KCGM|VIRTU Americas LLC|100
GST$B|GASTAR EXPLORATION|LIME|Lime Brokerage LLC|703
GST$B|GASTAR EXPLORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GST$B|GASTAR EXPLORATION|MSCO|MORGAN STANLEY & CO. LLC|3108
GST$B|GASTAR EXPLORATION|NFSC|National Financial Services LLC|11030
GST$B|GASTAR EXPLORATION|NITE|VIRTU Americas LLC|24305
GST$B|GASTAR EXPLORATION|NQRB|Brut, LLC|200
GST$B|GASTAR EXPLORATION|PDQM|CODA MARKETS, INC.|320
GST$B|GASTAR EXPLORATION|RBCM|RBC CAPITAL MARKETS, LLC|250
GST$B|GASTAR EXPLORATION|SBSH|Citigroup Global Markets Inc.|25
GST$B|GASTAR EXPLORATION|SPDR|SPEEDROUTE LLC|400
GST$B|GASTAR EXPLORATION|SWIM|TD Ameritrade, Inc.|520
GST$B|GASTAR EXPLORATION|TKNG|ALLY INVEST SECURITIES LLC|152
GST$B|GASTAR EXPLORATION|UBSA|UBS SECURITIES LLC|3622
GST$B|GASTAR EXPLORATION|UBSS|UBS Securities LLC|2728
GST$B|GASTAR EXPLORATION|VGRD|Vanguard Marketing Corporation|1200
GST$B|GASTAR EXPLORATION|WCHV|WELLS FARGO SECURITIES, LLC|1826
GST$B|GASTAR EXPLORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2600
GST$B|GASTAR EXPLORATION|WGIF|CIBC World Markets Inc.|50
GST$B|GASTAR EXPLORATION|WSEA|WOLVERINE SECURITIES, LLC|450
GST$B|GASTAR EXPLORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1606
GSUM|GRIDSUM HOLDING ADS|ACLN|ALEXANDER CAPITAL, L.P.|716
GSUM|GRIDSUM HOLDING ADS|ALTX|Alternet Securities Inc.|7571
GSUM|GRIDSUM HOLDING ADS|APCC|Apex Clearing Corporation|909
GSUM|GRIDSUM HOLDING ADS|BATM|CBOE TRADING, INC.|140
GSUM|GRIDSUM HOLDING ADS|BERN|Sanford C. Bernstein & Co., LLC|100
GSUM|GRIDSUM HOLDING ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
GSUM|GRIDSUM HOLDING ADS|BLKX|INSTINET, LLC|19700
GSUM|GRIDSUM HOLDING ADS|BRGE|Newbridge Securities Corp.|1300
GSUM|GRIDSUM HOLDING ADS|BTIG|BTIG, LLC|35699
GSUM|GRIDSUM HOLDING ADS|BYXM|CBOE TRADING, INC.|100
GSUM|GRIDSUM HOLDING ADS|CLSA|CLSA AMERICAS, LLC|1100
GSUM|GRIDSUM HOLDING ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9910
GSUM|GRIDSUM HOLDING ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3300
GSUM|GRIDSUM HOLDING ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38653
GSUM|GRIDSUM HOLDING ADS|CTDL|Citadel Derivatives Group Llc|3031
GSUM|GRIDSUM HOLDING ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
GSUM|GRIDSUM HOLDING ADS|DBAB|Deutsche Bank Securities Inc.|61364
GSUM|GRIDSUM HOLDING ADS|DBAX|Deutsche Bank Securities Inc.|54100
GSUM|GRIDSUM HOLDING ADS|DBUL|Deutsche Bank Securities Inc.|1100
GSUM|GRIDSUM HOLDING ADS|DEGS|RONIN PROFESSIONAL LLC|3883
GSUM|GRIDSUM HOLDING ADS|EBXL|EBX LLC|56600
GSUM|GRIDSUM HOLDING ADS|EDJO|Edward D. Jones & Co., L.P.|250
GSUM|GRIDSUM HOLDING ADS|EGAM|CBOE TRADING, INC.|9504
GSUM|GRIDSUM HOLDING ADS|EGMT|EG MARKET TECHNOLOGIES LLC|100
GSUM|GRIDSUM HOLDING ADS|EGXM|CBOE TRADING, INC.|1384
GSUM|GRIDSUM HOLDING ADS|ETBE|Electronic Transaction Clearing, Inc.|560
GSUM|GRIDSUM HOLDING ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5842
GSUM|GRIDSUM HOLDING ADS|ETRS|E*Trade Securities LLC|19436
GSUM|GRIDSUM HOLDING ADS|FBCO|Credit Suisse Securities (USA) LLC|117549
GSUM|GRIDSUM HOLDING ADS|FBSB|U.S. Bancorp Investments, Inc.|460
GSUM|GRIDSUM HOLDING ADS|FMAF|NBCN Inc./ CDS|125
GSUM|GRIDSUM HOLDING ADS|FOMA|TD AMERITRADE CLEARING, INC.|121275
GSUM|GRIDSUM HOLDING ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12512
GSUM|GRIDSUM HOLDING ADS|FTBR|Foliofn Investments, Inc.|49
GSUM|GRIDSUM HOLDING ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1154
GSUM|GRIDSUM HOLDING ADS|GLPX|ACS EXECUTION SERVICES, LLC|21596
GSUM|GRIDSUM HOLDING ADS|GSCO|GOLDMAN SACHS & CO. LLC|86960
GSUM|GRIDSUM HOLDING ADS|GSLT|GOLDMAN SACHS & CO. LLC|1200
GSUM|GRIDSUM HOLDING ADS|GTSZ|GTS SECURITIES LLC|9689
GSUM|GRIDSUM HOLDING ADS|HRBF|American Enterprise Investment Services Inc.|8901
GSUM|GRIDSUM HOLDING ADS|HSBC|HSBC Securities, Inc.|513
GSUM|GRIDSUM HOLDING ADS|IATS|INTERACTIVE BROKERS LLC|19540
GSUM|GRIDSUM HOLDING ADS|IBKR|Interactive Brokers Llc|225559
GSUM|GRIDSUM HOLDING ADS|ICBX|INSTINET, LLC|16872
GSUM|GRIDSUM HOLDING ADS|INCA|INSTINET, LLC|113967
GSUM|GRIDSUM HOLDING ADS|ITGI|ITG Inc.|14726
GSUM|GRIDSUM HOLDING ADS|ITGP|ITG INC.|19200
GSUM|GRIDSUM HOLDING ADS|JEFF|JEFFERIES LLC|15
GSUM|GRIDSUM HOLDING ADS|JMPT|JUMP TRADING, LLC|3229
GSUM|GRIDSUM HOLDING ADS|JPBX|J.P. MORGAN SECURITIES LLC|1047
GSUM|GRIDSUM HOLDING ADS|JPMX|J.P. Morgan Securities LLC|17751
GSUM|GRIDSUM HOLDING ADS|KCGM|VIRTU Americas LLC|2807
GSUM|GRIDSUM HOLDING ADS|LEHM|Barclays Capital Inc./Le|83418
GSUM|GRIDSUM HOLDING ADS|LIME|Lime Brokerage LLC|54056
GSUM|GRIDSUM HOLDING ADS|LMGP|LIME BROKERAGE LLC|1800
GSUM|GRIDSUM HOLDING ADS|LSCI|Lek Securities Corporation|5
GSUM|GRIDSUM HOLDING ADS|MAXM|Maxim Group LLC|7957
GSUM|GRIDSUM HOLDING ADS|MBTS|ALLY INVEST SECURITIES LLC|10
GSUM|GRIDSUM HOLDING ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10182
GSUM|GRIDSUM HOLDING ADS|MOTF|MOTIF INVESTING, INC.|4
GSUM|GRIDSUM HOLDING ADS|MSCO|MORGAN STANLEY & CO. LLC|172036
GSUM|GRIDSUM HOLDING ADS|MSPL|MORGAN STANLEY & CO. LLC|26500
GSUM|GRIDSUM HOLDING ADS|MSTX|MORGAN STANLEY & CO. LLC|1400
GSUM|GRIDSUM HOLDING ADS|NFSC|National Financial Services LLC|71006
GSUM|GRIDSUM HOLDING ADS|NITE|VIRTU Americas LLC|175893
GSUM|GRIDSUM HOLDING ADS|NITP|VIRTU Americas LLC|840
GSUM|GRIDSUM HOLDING ADS|NQRB|Brut, LLC|750
GSUM|GRIDSUM HOLDING ADS|OPCO|Oppenheimer & Co. Inc.|912
GSUM|GRIDSUM HOLDING ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1574
GSUM|GRIDSUM HOLDING ADS|PCPT|PHILLIP CAPITAL INC.|650
GSUM|GRIDSUM HOLDING ADS|PDQM|CODA MARKETS, INC.|71591
GSUM|GRIDSUM HOLDING ADS|RAJA|Raymond James & Associates, Inc.|8800
GSUM|GRIDSUM HOLDING ADS|RBCM|RBC CAPITAL MARKETS, LLC|1000
GSUM|GRIDSUM HOLDING ADS|SAGL|SAGETRADER, LLC|23346
GSUM|GRIDSUM HOLDING ADS|SBSH|Citigroup Global Markets Inc.|118558
GSUM|GRIDSUM HOLDING ADS|SGMT|GOLDMAN SACHS & CO. LLC|4000
GSUM|GRIDSUM HOLDING ADS|SPDR|SPEEDROUTE LLC|13074
GSUM|GRIDSUM HOLDING ADS|SPTD|MINT GLOBAL MARKETS, INC.|4900
GSUM|GRIDSUM HOLDING ADS|STFL|Stifel, Nicolaus & Company, Incorporated|1750
GSUM|GRIDSUM HOLDING ADS|SWIM|TD Ameritrade, Inc.|16376
GSUM|GRIDSUM HOLDING ADS|TKNG|ALLY INVEST SECURITIES LLC|800
GSUM|GRIDSUM HOLDING ADS|TRBT|Tradebot Systems, Inc.|21804
GSUM|GRIDSUM HOLDING ADS|TRCM|TRC MARKETS LLC|9412
GSUM|GRIDSUM HOLDING ADS|UBSA|UBS SECURITIES LLC|107221
GSUM|GRIDSUM HOLDING ADS|UBSS|UBS Securities LLC|210269
GSUM|GRIDSUM HOLDING ADS|VALX|VIRTU AMERICAS LLC|1176
GSUM|GRIDSUM HOLDING ADS|VGRD|Vanguard Marketing Corporation|2847
GSUM|GRIDSUM HOLDING ADS|WCHV|WELLS FARGO SECURITIES, LLC|3006
GSUM|GRIDSUM HOLDING ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
GSUM|GRIDSUM HOLDING ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5229
GSUM|GRIDSUM HOLDING ADS|WGIF|CIBC World Markets Inc.|5312
GSUM|GRIDSUM HOLDING ADS|WSEA|WOLVERINE SECURITIES, LLC|441
GSUM|GRIDSUM HOLDING ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|12800
GSUM|GRIDSUM HOLDING ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|7548
GSV|GOLD STANDARD|AGIS|Aegis Capital Corp.|500
GSV|GOLD STANDARD|ALTX|Alternet Securities Inc.|36978
GSV|GOLD STANDARD|APCC|Apex Clearing Corporation|8195
GSV|GOLD STANDARD|BARD|Robert W. Baird & Co. Incorporated|850
GSV|GOLD STANDARD|BATM|CBOE TRADING, INC.|5680
GSV|GOLD STANDARD|BERN|Sanford C. Bernstein & Co., LLC|146935
GSV|GOLD STANDARD|BIMI|Banca IMI Securities Corp.|43535
GSV|GOLD STANDARD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4550
GSV|GOLD STANDARD|BLKX|INSTINET, LLC|68935
GSV|GOLD STANDARD|CHAS|Charles Schwab & Co., Inc.|5105
GSV|GOLD STANDARD|CRFN|ROBINHOOD FINANCIAL, LLC|500
GSV|GOLD STANDARD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112684
GSV|GOLD STANDARD|CXCX|CITIGROUP GLOBAL MARKETS INC.|23914
GSV|GOLD STANDARD|DAVA|Davenport & Company LLC|10000
GSV|GOLD STANDARD|DBAB|Deutsche Bank Securities Inc.|706344
GSV|GOLD STANDARD|DBAX|Deutsche Bank Securities Inc.|333900
GSV|GOLD STANDARD|DEGS|RONIN PROFESSIONAL LLC|5868
GSV|GOLD STANDARD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|284229
GSV|GOLD STANDARD|EBXL|EBX LLC|118200
GSV|GOLD STANDARD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
GSV|GOLD STANDARD|EDJO|Edward D. Jones & Co., L.P.|3400
GSV|GOLD STANDARD|EGAM|CBOE TRADING, INC.|6831
GSV|GOLD STANDARD|EGAW|CBOE TRADING, INC.|100
GSV|GOLD STANDARD|EGXM|CBOE TRADING, INC.|525
GSV|GOLD STANDARD|ELEV|ELEVATION, LLC|7148
GSV|GOLD STANDARD|ETBE|Electronic Transaction Clearing, Inc.|8600
GSV|GOLD STANDARD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6500
GSV|GOLD STANDARD|ETRS|E*Trade Securities LLC|336785
GSV|GOLD STANDARD|FBSB|U.S. Bancorp Investments, Inc.|550
GSV|GOLD STANDARD|FFSI|Firstrade Securities Inc.|100
GSV|GOLD STANDARD|FILL|Tradestation Securities, Inc.|14065
GSV|GOLD STANDARD|FMAF|NBCN Inc./ CDS|1502
GSV|GOLD STANDARD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170723
GSV|GOLD STANDARD|FTBR|Foliofn Investments, Inc.|2840
GSV|GOLD STANDARD|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
GSV|GOLD STANDARD|GLIS|TD Securities Inc|6500
GSV|GOLD STANDARD|GLPX|ACS EXECUTION SERVICES, LLC|2100
GSV|GOLD STANDARD|GSCO|GOLDMAN SACHS & CO. LLC|110975
GSV|GOLD STANDARD|GSCS|GOLDMAN SACHS & CO. LLC|3800
GSV|GOLD STANDARD|GSLT|GOLDMAN SACHS & CO. LLC|6129
GSV|GOLD STANDARD|HRBF|American Enterprise Investment Services Inc.|12530
GSV|GOLD STANDARD|IATS|INTERACTIVE BROKERS LLC|30774
GSV|GOLD STANDARD|IBKR|Interactive Brokers Llc|161892
GSV|GOLD STANDARD|ICBX|INSTINET, LLC|74811
GSV|GOLD STANDARD|INCA|INSTINET, LLC|69503
GSV|GOLD STANDARD|INJX|INSTINET, LLC|1390
GSV|GOLD STANDARD|ITGI|ITG Inc.|31885
GSV|GOLD STANDARD|ITGP|ITG INC.|170600
GSV|GOLD STANDARD|JANY|Janney Montgomery Scott Inc.|1000
GSV|GOLD STANDARD|JEFF|JEFFERIES LLC|73294
GSV|GOLD STANDARD|JMPT|JUMP TRADING, LLC|12737
GSV|GOLD STANDARD|JPMX|J.P. Morgan Securities LLC|84128
GSV|GOLD STANDARD|JSJX|JANE STREET CAPITAL LLC|200
GSV|GOLD STANDARD|KCGM|VIRTU Americas LLC|17552
GSV|GOLD STANDARD|LEHM|Barclays Capital Inc./Le|363182
GSV|GOLD STANDARD|LIME|Lime Brokerage LLC|3988
GSV|GOLD STANDARD|MBTS|ALLY INVEST SECURITIES LLC|3618
GSV|GOLD STANDARD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67818
GSV|GOLD STANDARD|MSCO|MORGAN STANLEY & CO. LLC|284199
GSV|GOLD STANDARD|MSPL|MORGAN STANLEY & CO. LLC|159100
GSV|GOLD STANDARD|MSTX|MORGAN STANLEY & CO. LLC|16200
GSV|GOLD STANDARD|NATL|National Securities Corporation|8000
GSV|GOLD STANDARD|NFSC|National Financial Services LLC|959744
GSV|GOLD STANDARD|NITE|VIRTU Americas LLC|1295121
GSV|GOLD STANDARD|NITP|VIRTU Americas LLC|20347
GSV|GOLD STANDARD|NQRB|Brut, LLC|600
GSV|GOLD STANDARD|NTBF|BMO Nesbitt Burns Inc./CDS|11194
GSV|GOLD STANDARD|NTRC|Northern Trust Securities, Inc.|2900
GSV|GOLD STANDARD|OLDM|OLD MISSION CAPITAL, LLC|1855
GSV|GOLD STANDARD|PAUL|Paulson Investment Company, Inc.|1803
GSV|GOLD STANDARD|PDQM|CODA MARKETS, INC.|16405
GSV|GOLD STANDARD|PWJC|UBS Financial Services, Inc.|10500
GSV|GOLD STANDARD|RBCM|RBC CAPITAL MARKETS, LLC|43660
GSV|GOLD STANDARD|RGLD|Regal Securities, Inc|800
GSV|GOLD STANDARD|SAGL|SAGETRADER, LLC|11944
GSV|GOLD STANDARD|SGMT|GOLDMAN SACHS & CO. LLC|56199
GSV|GOLD STANDARD|SPDR|SPEEDROUTE LLC|400
GSV|GOLD STANDARD|STFL|Stifel, Nicolaus & Company, Incorporated|1500
GSV|GOLD STANDARD|SWIM|TD Ameritrade, Inc.|117448
GSV|GOLD STANDARD|SWST|Hilltop Securities Inc.|3
GSV|GOLD STANDARD|TKNG|ALLY INVEST SECURITIES LLC|12555
GSV|GOLD STANDARD|TRCM|TRC MARKETS LLC|1375
GSV|GOLD STANDARD|TWTT|TASTYWORKS, INC.|7800
GSV|GOLD STANDARD|UBSA|UBS SECURITIES LLC|298349
GSV|GOLD STANDARD|UBSS|UBS Securities LLC|386091
GSV|GOLD STANDARD|VALX|VIRTU AMERICAS LLC|1942
GSV|GOLD STANDARD|VGRD|Vanguard Marketing Corporation|112874
GSV|GOLD STANDARD|WCHV|WELLS FARGO SECURITIES, LLC|62847
GSV|GOLD STANDARD|WEDB|WEDBUSH SECURITIES INC.|2500
GSV|GOLD STANDARD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2218
GSV|GOLD STANDARD|WSEA|WOLVERINE SECURITIES, LLC|3684
GSV|GOLD STANDARD|XSTM|NATIONAL FINANCIAL SERVICES LLC|160088
GSV|GOLD STANDARD|YKNA|COMHAR CAPITAL MARKETS, LLC|3302
GSV|GOLD STANDARD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1900
GSVC|GSV CAPITAL CP CMN|ALTX|Alternet Securities Inc.|6361
GSVC|GSV CAPITAL CP CMN|APCC|Apex Clearing Corporation|24658
GSVC|GSV CAPITAL CP CMN|BANK|Primevest Financial Services, Inc.|129
GSVC|GSV CAPITAL CP CMN|BARD|Robert W. Baird & Co. Incorporated|2200
GSVC|GSV CAPITAL CP CMN|BATM|CBOE TRADING, INC.|823
GSVC|GSV CAPITAL CP CMN|BTIG|BTIG, LLC|300
GSVC|GSV CAPITAL CP CMN|CANT|Cantor Fitzgerald & Co.|10000
GSVC|GSV CAPITAL CP CMN|CHAS|Charles Schwab & Co., Inc.|101
GSVC|GSV CAPITAL CP CMN|CICF|Canaccord Genuity Corp.|7109
GSVC|GSV CAPITAL CP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|782
GSVC|GSV CAPITAL CP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9566
GSVC|GSV CAPITAL CP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63154
GSVC|GSV CAPITAL CP CMN|CTDL|Citadel Derivatives Group Llc|20
GSVC|GSV CAPITAL CP CMN|CTLR|CUTLER GROUP, LP|847
GSVC|GSV CAPITAL CP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|8000
GSVC|GSV CAPITAL CP CMN|DBAB|Deutsche Bank Securities Inc.|32047
GSVC|GSV CAPITAL CP CMN|DBAX|Deutsche Bank Securities Inc.|9000
GSVC|GSV CAPITAL CP CMN|DBUL|Deutsche Bank Securities Inc.|200
GSVC|GSV CAPITAL CP CMN|DEAN|MORGAN STANLEY|1375
GSVC|GSV CAPITAL CP CMN|DEGS|RONIN PROFESSIONAL LLC|7381
GSVC|GSV CAPITAL CP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7808
GSVC|GSV CAPITAL CP CMN|EBXL|EBX LLC|60900
GSVC|GSV CAPITAL CP CMN|EDJO|Edward D. Jones & Co., L.P.|60
GSVC|GSV CAPITAL CP CMN|EGAM|CBOE TRADING, INC.|2405
GSVC|GSV CAPITAL CP CMN|EGAW|CBOE TRADING, INC.|200
GSVC|GSV CAPITAL CP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
GSVC|GSV CAPITAL CP CMN|EGXM|CBOE TRADING, INC.|3762
GSVC|GSV CAPITAL CP CMN|EGXW|CBOE TRADING, INC.|1100
GSVC|GSV CAPITAL CP CMN|ETBE|Electronic Transaction Clearing, Inc.|900
GSVC|GSV CAPITAL CP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
GSVC|GSV CAPITAL CP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1332
GSVC|GSV CAPITAL CP CMN|ETRS|E*Trade Securities LLC|132443
GSVC|GSV CAPITAL CP CMN|FBCO|Credit Suisse Securities (USA) LLC|26717
GSVC|GSV CAPITAL CP CMN|FILL|Tradestation Securities, Inc.|1915
GSVC|GSV CAPITAL CP CMN|FMAF|NBCN Inc./ CDS|4900
GSVC|GSV CAPITAL CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|83404
GSVC|GSV CAPITAL CP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32365
GSVC|GSV CAPITAL CP CMN|FTBR|Foliofn Investments, Inc.|243
GSVC|GSV CAPITAL CP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2692
GSVC|GSV CAPITAL CP CMN|GLPX|ACS EXECUTION SERVICES, LLC|3800
GSVC|GSV CAPITAL CP CMN|GSCO|GOLDMAN SACHS & CO. LLC|14930
GSVC|GSV CAPITAL CP CMN|GSCS|GOLDMAN SACHS & CO. LLC|3485
GSVC|GSV CAPITAL CP CMN|GSLT|GOLDMAN SACHS & CO. LLC|2081
GSVC|GSV CAPITAL CP CMN|GTSZ|GTS SECURITIES LLC|440
GSVC|GSV CAPITAL CP CMN|HAPX|HAP Trading, LLC|100
GSVC|GSV CAPITAL CP CMN|HRBF|American Enterprise Investment Services Inc.|250
GSVC|GSV CAPITAL CP CMN|HSBC|HSBC Securities, Inc.|610
GSVC|GSV CAPITAL CP CMN|IATS|INTERACTIVE BROKERS LLC|2959
GSVC|GSV CAPITAL CP CMN|IBKR|Interactive Brokers Llc|64945
GSVC|GSV CAPITAL CP CMN|ICBX|INSTINET, LLC|5200
GSVC|GSV CAPITAL CP CMN|INCA|INSTINET, LLC|30602
GSVC|GSV CAPITAL CP CMN|ITGI|ITG Inc.|137724
GSVC|GSV CAPITAL CP CMN|ITGP|ITG INC.|146000
GSVC|GSV CAPITAL CP CMN|JANY|Janney Montgomery Scott Inc.|5215
GSVC|GSV CAPITAL CP CMN|JEFF|JEFFERIES LLC|953
GSVC|GSV CAPITAL CP CMN|JMPT|JUMP TRADING, LLC|3117
GSVC|GSV CAPITAL CP CMN|JPMX|J.P. Morgan Securities LLC|49514
GSVC|GSV CAPITAL CP CMN|JSJX|JANE STREET CAPITAL LLC|400
GSVC|GSV CAPITAL CP CMN|KCGM|VIRTU Americas LLC|21030
GSVC|GSV CAPITAL CP CMN|LEHM|Barclays Capital Inc./Le|30593
GSVC|GSV CAPITAL CP CMN|LIME|Lime Brokerage LLC|24299
GSVC|GSV CAPITAL CP CMN|LOOP|Loop Capital Markets LLC|108
GSVC|GSV CAPITAL CP CMN|LSCI|Lek Securities Corporation|726
GSVC|GSV CAPITAL CP CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|10710
GSVC|GSV CAPITAL CP CMN|MAXM|Maxim Group LLC|150
GSVC|GSV CAPITAL CP CMN|MBTS|ALLY INVEST SECURITIES LLC|2153
GSVC|GSV CAPITAL CP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
GSVC|GSV CAPITAL CP CMN|MSCO|MORGAN STANLEY & CO. LLC|185389
GSVC|GSV CAPITAL CP CMN|MSPL|MORGAN STANLEY & CO. LLC|35000
GSVC|GSV CAPITAL CP CMN|MSTX|MORGAN STANLEY & CO. LLC|1800
GSVC|GSV CAPITAL CP CMN|NATL|National Securities Corporation|3039
GSVC|GSV CAPITAL CP CMN|NFSC|National Financial Services LLC|219989
GSVC|GSV CAPITAL CP CMN|NITE|VIRTU Americas LLC|391520
GSVC|GSV CAPITAL CP CMN|NQRB|Brut, LLC|422
GSVC|GSV CAPITAL CP CMN|OPCO|Oppenheimer & Co. Inc.|1992
GSVC|GSV CAPITAL CP CMN|PCPT|PHILLIP CAPITAL INC.|900
GSVC|GSV CAPITAL CP CMN|PDQM|CODA MARKETS, INC.|11999
GSVC|GSV CAPITAL CP CMN|PICT|Pictet Overseas Inc.|6809
GSVC|GSV CAPITAL CP CMN|RAJA|Raymond James & Associates, Inc.|9636
GSVC|GSV CAPITAL CP CMN|RBCM|RBC CAPITAL MARKETS, LLC|16827
GSVC|GSV CAPITAL CP CMN|RILY|B. RILEY FBR, INC.|100
GSVC|GSV CAPITAL CP CMN|SBSH|Citigroup Global Markets Inc.|2475
GSVC|GSV CAPITAL CP CMN|SGMT|GOLDMAN SACHS & CO. LLC|10845
GSVC|GSV CAPITAL CP CMN|SPDR|SPEEDROUTE LLC|19699
GSVC|GSV CAPITAL CP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2200
GSVC|GSV CAPITAL CP CMN|STXG|Stockcross Financial Services, Inc.|200
GSVC|GSV CAPITAL CP CMN|SWIM|TD Ameritrade, Inc.|28487
GSVC|GSV CAPITAL CP CMN|SWST|Hilltop Securities Inc.|9470
GSVC|GSV CAPITAL CP CMN|TKNG|ALLY INVEST SECURITIES LLC|3853
GSVC|GSV CAPITAL CP CMN|TRBT|Tradebot Systems, Inc.|7316
GSVC|GSV CAPITAL CP CMN|TRCM|TRC MARKETS LLC|15605
GSVC|GSV CAPITAL CP CMN|UBSA|UBS SECURITIES LLC|87679
GSVC|GSV CAPITAL CP CMN|UBSS|UBS Securities LLC|91517
GSVC|GSV CAPITAL CP CMN|VALX|VIRTU AMERICAS LLC|1600
GSVC|GSV CAPITAL CP CMN|VGRD|Vanguard Marketing Corporation|30042
GSVC|GSV CAPITAL CP CMN|WCHV|WELLS FARGO SECURITIES, LLC|39460
GSVC|GSV CAPITAL CP CMN|WEDB|WEDBUSH SECURITIES INC.|825
GSVC|GSV CAPITAL CP CMN|WEED|Weeden & Co.L.P.|70
GSVC|GSV CAPITAL CP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3147
GSVC|GSV CAPITAL CP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11192
GSVC|GSV CAPITAL CP CMN|WFPB|Wells Fargo Securities, LLC.|21280
GSVC|GSV CAPITAL CP CMN|WGIF|CIBC World Markets Inc.|900
GSVC|GSV CAPITAL CP CMN|WSEA|WOLVERINE SECURITIES, LLC|13281
GSVC|GSV CAPITAL CP CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1315
GSVC|GSV CAPITAL CP CMN|XIST|INSTINET, LLC|2000
GSVC|GSV CAPITAL CP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|52802
GSVC|GSV CAPITAL CP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1565
GSVC|GSV CAPITAL CP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1800
GSY|INVESCO ULTRA SHR|ALTX|Alternet Securities Inc.|1948
GSY|INVESCO ULTRA SHR|APCC|Apex Clearing Corporation|1264
GSY|INVESCO ULTRA SHR|BARD|Robert W. Baird & Co. Incorporated|1114
GSY|INVESCO ULTRA SHR|BAYC|BAY CREST PARTNERS, LLC|19469
GSY|INVESCO ULTRA SHR|BKCM|BNY Mellon Capital Markets LLC|184059
GSY|INVESCO ULTRA SHR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|65773
GSY|INVESCO ULTRA SHR|BNCH|The Benchmark Company, LLC|23000
GSY|INVESCO ULTRA SHR|CANT|Cantor Fitzgerald & Co.|106638
GSY|INVESCO ULTRA SHR|CHAS|Charles Schwab & Co., Inc.|4530
GSY|INVESCO ULTRA SHR|CIST|Capital Institutional Services, Inc.|33564
GSY|INVESCO ULTRA SHR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42723
GSY|INVESCO ULTRA SHR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|179597
GSY|INVESCO ULTRA SHR|CSIN|Citadel Securities Institutional LLC|123300
GSY|INVESCO ULTRA SHR|CTDL|Citadel Derivatives Group Llc|184721
GSY|INVESCO ULTRA SHR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9940
GSY|INVESCO ULTRA SHR|DADA|D.A. Davidson & Co.|676
GSY|INVESCO ULTRA SHR|DAVA|Davenport & Company LLC|750
GSY|INVESCO ULTRA SHR|DBAB|Deutsche Bank Securities Inc.|271
GSY|INVESCO ULTRA SHR|DBAX|Deutsche Bank Securities Inc.|39500
GSY|INVESCO ULTRA SHR|DEAN|MORGAN STANLEY|30010
GSY|INVESCO ULTRA SHR|EBXL|EBX LLC|19500
GSY|INVESCO ULTRA SHR|ECUT|CONVERGEX EXECUTION SOLUTIONS|26460
GSY|INVESCO ULTRA SHR|EDJO|Edward D. Jones & Co., L.P.|824
GSY|INVESCO ULTRA SHR|EGAM|CBOE TRADING, INC.|17596
GSY|INVESCO ULTRA SHR|EGAW|CBOE TRADING, INC.|386
GSY|INVESCO ULTRA SHR|EGXM|CBOE TRADING, INC.|200
GSY|INVESCO ULTRA SHR|ETCB|ETC BROKERAGE SERVICES, LLC|1252
GSY|INVESCO ULTRA SHR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|721
GSY|INVESCO ULTRA SHR|ETRS|E*Trade Securities LLC|37189
GSY|INVESCO ULTRA SHR|FMAF|NBCN Inc./ CDS|18069
GSY|INVESCO ULTRA SHR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19229
GSY|INVESCO ULTRA SHR|FTBR|Foliofn Investments, Inc.|15887
GSY|INVESCO ULTRA SHR|GSCO|GOLDMAN SACHS & CO. LLC|27382
GSY|INVESCO ULTRA SHR|HRBF|American Enterprise Investment Services Inc.|538
GSY|INVESCO ULTRA SHR|IATS|INTERACTIVE BROKERS LLC|5101
GSY|INVESCO ULTRA SHR|IBKR|Interactive Brokers Llc|52788
GSY|INVESCO ULTRA SHR|ICBX|INSTINET, LLC|24294
GSY|INVESCO ULTRA SHR|INCA|INSTINET, LLC|10687
GSY|INVESCO ULTRA SHR|ITGI|ITG Inc.|2055
GSY|INVESCO ULTRA SHR|ITGP|ITG INC.|3800
GSY|INVESCO ULTRA SHR|JANY|Janney Montgomery Scott Inc.|5944
GSY|INVESCO ULTRA SHR|JPMX|J.P. Morgan Securities LLC|40406
GSY|INVESCO ULTRA SHR|JSEB|JANE STREET EXECUTION SERVICES, LLC|151199
GSY|INVESCO ULTRA SHR|JSJX|JANE STREET CAPITAL LLC|82932
GSY|INVESCO ULTRA SHR|KCGM|VIRTU Americas LLC|44454
GSY|INVESCO ULTRA SHR|LEHM|Barclays Capital Inc./Le|63600
GSY|INVESCO ULTRA SHR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|17031
GSY|INVESCO ULTRA SHR|LIME|Lime Brokerage LLC|244
GSY|INVESCO ULTRA SHR|MACC|Mid Atlantic Capital Corporation|23946
GSY|INVESCO ULTRA SHR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86054
GSY|INVESCO ULTRA SHR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6120
GSY|INVESCO ULTRA SHR|MOTF|MOTIF INVESTING, INC.|1
GSY|INVESCO ULTRA SHR|MSCO|MORGAN STANLEY & CO. LLC|147934
GSY|INVESCO ULTRA SHR|MSPL|MORGAN STANLEY & CO. LLC|13300
GSY|INVESCO ULTRA SHR|MSTX|MORGAN STANLEY & CO. LLC|400
GSY|INVESCO ULTRA SHR|NBCS|NBC Securities, INC.|3110
GSY|INVESCO ULTRA SHR|NFSC|National Financial Services LLC|255087
GSY|INVESCO ULTRA SHR|NITE|VIRTU Americas LLC|773142
GSY|INVESCO ULTRA SHR|OPCO|Oppenheimer & Co. Inc.|1240
GSY|INVESCO ULTRA SHR|PWJC|UBS Financial Services, Inc.|6541
GSY|INVESCO ULTRA SHR|RBCM|RBC CAPITAL MARKETS, LLC|29824
GSY|INVESCO ULTRA SHR|SBSH|Citigroup Global Markets Inc.|715
GSY|INVESCO ULTRA SHR|SGMT|GOLDMAN SACHS & CO. LLC|23351
GSY|INVESCO ULTRA SHR|STFL|Stifel, Nicolaus & Company, Incorporated|1011
GSY|INVESCO ULTRA SHR|SWIM|TD Ameritrade, Inc.|6870
GSY|INVESCO ULTRA SHR|SWST|Hilltop Securities Inc.|2316
GSY|INVESCO ULTRA SHR|TKNG|ALLY INVEST SECURITIES LLC|1461
GSY|INVESCO ULTRA SHR|UBSA|UBS SECURITIES LLC|179122
GSY|INVESCO ULTRA SHR|UBSS|UBS Securities LLC|298341
GSY|INVESCO ULTRA SHR|VALX|VIRTU AMERICAS LLC|6321
GSY|INVESCO ULTRA SHR|VGRD|Vanguard Marketing Corporation|24650
GSY|INVESCO ULTRA SHR|WCHV|WELLS FARGO SECURITIES, LLC|146378
GSY|INVESCO ULTRA SHR|WEDB|WEDBUSH SECURITIES INC.|5042
GSY|INVESCO ULTRA SHR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|324
GSY|INVESCO ULTRA SHR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|157352
GSY|INVESCO ULTRA SHR|WSEA|WOLVERINE SECURITIES, LLC|1378
GSY|INVESCO ULTRA SHR|XSTM|NATIONAL FINANCIAL SERVICES LLC|16544
GSY|INVESCO ULTRA SHR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|135365
GT|GOODYEAR TIRE RUBBER|ABLE|NATIXIS Securities Americas LLC|7694
GT|GOODYEAR TIRE RUBBER|AGIS|Aegis Capital Corp.|1025
GT|GOODYEAR TIRE RUBBER|ALTX|Alternet Securities Inc.|14903
GT|GOODYEAR TIRE RUBBER|ANOS|ABEL/NOSER, L.L.C.|13071
GT|GOODYEAR TIRE RUBBER|APCC|Apex Clearing Corporation|501
GT|GOODYEAR TIRE RUBBER|BANK|Primevest Financial Services, Inc.|100
GT|GOODYEAR TIRE RUBBER|BARD|Robert W. Baird & Co. Incorporated|15766
GT|GOODYEAR TIRE RUBBER|BATM|CBOE TRADING, INC.|45473
GT|GOODYEAR TIRE RUBBER|BAYC|BAY CREST PARTNERS, LLC|14133
GT|GOODYEAR TIRE RUBBER|BAYT|BTIG, LLC|9000
GT|GOODYEAR TIRE RUBBER|BBNT|BB&T SECURITIES, LLC|3100
GT|GOODYEAR TIRE RUBBER|BERN|Sanford C. Bernstein & Co., LLC|208298
GT|GOODYEAR TIRE RUBBER|BIDS|BIDS TRADING L.P.|16100
GT|GOODYEAR TIRE RUBBER|BIMI|Banca IMI Securities Corp.|618
GT|GOODYEAR TIRE RUBBER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39954
GT|GOODYEAR TIRE RUBBER|BMOC|BMO Capital Markets Corp.|126101
GT|GOODYEAR TIRE RUBBER|BNPX|BNP PARIBAS SECURITIES CORP.|1022008
GT|GOODYEAR TIRE RUBBER|BRGE|Newbridge Securities Corp.|400
GT|GOODYEAR TIRE RUBBER|BTIG|BTIG, LLC|54627
GT|GOODYEAR TIRE RUBBER|BYXM|CBOE TRADING, INC.|21939
GT|GOODYEAR TIRE RUBBER|CANT|Cantor Fitzgerald & Co.|4275
GT|GOODYEAR TIRE RUBBER|CHAS|Charles Schwab & Co., Inc.|5485
GT|GOODYEAR TIRE RUBBER|CIBP|CIBC World Markets Corp.|58288
GT|GOODYEAR TIRE RUBBER|CIST|Capital Institutional Services, Inc.|5920
GT|GOODYEAR TIRE RUBBER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132368
GT|GOODYEAR TIRE RUBBER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4784
GT|GOODYEAR TIRE RUBBER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|570024
GT|GOODYEAR TIRE RUBBER|CTDL|Citadel Derivatives Group Llc|115504
GT|GOODYEAR TIRE RUBBER|CTLR|CUTLER GROUP, LP|100
GT|GOODYEAR TIRE RUBBER|CXCX|CITIGROUP GLOBAL MARKETS INC.|91492
GT|GOODYEAR TIRE RUBBER|DADA|D.A. Davidson & Co.|501
GT|GOODYEAR TIRE RUBBER|DAVA|Davenport & Company LLC|1652
GT|GOODYEAR TIRE RUBBER|DBAB|Deutsche Bank Securities Inc.|1333994
GT|GOODYEAR TIRE RUBBER|DBAX|Deutsche Bank Securities Inc.|615100
GT|GOODYEAR TIRE RUBBER|DBUL|Deutsche Bank Securities Inc.|3967
GT|GOODYEAR TIRE RUBBER|DEAN|MORGAN STANLEY|52506
GT|GOODYEAR TIRE RUBBER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1430
GT|GOODYEAR TIRE RUBBER|DIVA|Divine Capital Markets LLC|2924
GT|GOODYEAR TIRE RUBBER|DRWK|DRW SECURITIES, L.L.C.|136084
GT|GOODYEAR TIRE RUBBER|EBXL|EBX LLC|405800
GT|GOODYEAR TIRE RUBBER|ECUT|CONVERGEX EXECUTION SOLUTIONS|30334
GT|GOODYEAR TIRE RUBBER|EDJO|Edward D. Jones & Co., L.P.|6879
GT|GOODYEAR TIRE RUBBER|EGAM|CBOE TRADING, INC.|28658
GT|GOODYEAR TIRE RUBBER|EGAW|CBOE TRADING, INC.|557
GT|GOODYEAR TIRE RUBBER|EGMT|EG MARKET TECHNOLOGIES LLC|1686
GT|GOODYEAR TIRE RUBBER|EGXM|CBOE TRADING, INC.|10072
GT|GOODYEAR TIRE RUBBER|EGXW|CBOE TRADING, INC.|149
GT|GOODYEAR TIRE RUBBER|ESPO|ESPOSITO SECURITIES, LLC|19
GT|GOODYEAR TIRE RUBBER|ETBE|Electronic Transaction Clearing, Inc.|145025
GT|GOODYEAR TIRE RUBBER|ETCC|Electronic Transaction Clearing, Inc.|10950
GT|GOODYEAR TIRE RUBBER|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|25504
GT|GOODYEAR TIRE RUBBER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46486
GT|GOODYEAR TIRE RUBBER|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|222792
GT|GOODYEAR TIRE RUBBER|ETRS|E*Trade Securities LLC|349868
GT|GOODYEAR TIRE RUBBER|FBCO|Credit Suisse Securities (USA) LLC|1007505
GT|GOODYEAR TIRE RUBBER|FILL|Tradestation Securities, Inc.|17195
GT|GOODYEAR TIRE RUBBER|FINX|FINTECH SECURITIES|25
GT|GOODYEAR TIRE RUBBER|FMAF|NBCN Inc./ CDS|13322
GT|GOODYEAR TIRE RUBBER|FMCO|First Manhattan Co|1000
GT|GOODYEAR TIRE RUBBER|FOMA|TD AMERITRADE CLEARING, INC.|683301
GT|GOODYEAR TIRE RUBBER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22653
GT|GOODYEAR TIRE RUBBER|FQLS|Quantlab Securities LP|969345
GT|GOODYEAR TIRE RUBBER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|214068
GT|GOODYEAR TIRE RUBBER|FTBR|Foliofn Investments, Inc.|9197
GT|GOODYEAR TIRE RUBBER|GBMT|GBM International, Inc.|500
GT|GOODYEAR TIRE RUBBER|GEBB|GLOBAL EXECUTION BROKERS, LP|54503
GT|GOODYEAR TIRE RUBBER|GELP|RBC CAPITAL MARKETS, LLC|7565
GT|GOODYEAR TIRE RUBBER|GLPX|ACS EXECUTION SERVICES, LLC|10859
GT|GOODYEAR TIRE RUBBER|GSCO|GOLDMAN SACHS & CO. LLC|3543755
GT|GOODYEAR TIRE RUBBER|GSCS|GOLDMAN SACHS & CO. LLC|54846
GT|GOODYEAR TIRE RUBBER|GSLT|GOLDMAN SACHS & CO. LLC|41042
GT|GOODYEAR TIRE RUBBER|GTSZ|GTS SECURITIES LLC|222834
GT|GOODYEAR TIRE RUBBER|HRBF|American Enterprise Investment Services Inc.|14446
GT|GOODYEAR TIRE RUBBER|HSBC|HSBC Securities, Inc.|76962
GT|GOODYEAR TIRE RUBBER|IATS|INTERACTIVE BROKERS LLC|19342
GT|GOODYEAR TIRE RUBBER|IBKR|Interactive Brokers Llc|166642
GT|GOODYEAR TIRE RUBBER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9870
GT|GOODYEAR TIRE RUBBER|ICBX|INSTINET, LLC|125286
GT|GOODYEAR TIRE RUBBER|IEQY|CITADEL SECURITIES LLC|315110
GT|GOODYEAR TIRE RUBBER|INCA|INSTINET, LLC|1238190
GT|GOODYEAR TIRE RUBBER|INJX|INSTINET, LLC|37789
GT|GOODYEAR TIRE RUBBER|INTL|INTL FCSTONE FINANCIAL INC.|120
GT|GOODYEAR TIRE RUBBER|ITGI|ITG Inc.|303975
GT|GOODYEAR TIRE RUBBER|ITGP|ITG INC.|294200
GT|GOODYEAR TIRE RUBBER|JANY|Janney Montgomery Scott Inc.|562
GT|GOODYEAR TIRE RUBBER|JEFF|JEFFERIES LLC|257217
GT|GOODYEAR TIRE RUBBER|JMPT|JUMP TRADING, LLC|230742
GT|GOODYEAR TIRE RUBBER|JPBX|J.P. MORGAN SECURITIES LLC|182036
GT|GOODYEAR TIRE RUBBER|JPMX|J.P. Morgan Securities LLC|1302265
GT|GOODYEAR TIRE RUBBER|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
GT|GOODYEAR TIRE RUBBER|JSJX|JANE STREET CAPITAL LLC|25031
GT|GOODYEAR TIRE RUBBER|KCGM|VIRTU Americas LLC|137312
GT|GOODYEAR TIRE RUBBER|LEHM|Barclays Capital Inc./Le|2952599
GT|GOODYEAR TIRE RUBBER|LIME|Lime Brokerage LLC|468723
GT|GOODYEAR TIRE RUBBER|LMGP|LIME BROKERAGE LLC|70899
GT|GOODYEAR TIRE RUBBER|LQNA|LIQUIDNET, INC.|7600
GT|GOODYEAR TIRE RUBBER|LQNB|LIQUIDNET, INC.|16715
GT|GOODYEAR TIRE RUBBER|LSCI|Lek Securities Corporation|3263
GT|GOODYEAR TIRE RUBBER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
GT|GOODYEAR TIRE RUBBER|MACC|Mid Atlantic Capital Corporation|272
GT|GOODYEAR TIRE RUBBER|MAXM|Maxim Group LLC|31421
GT|GOODYEAR TIRE RUBBER|MKMP|MKM Partners LLC|36721
GT|GOODYEAR TIRE RUBBER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|509228
GT|GOODYEAR TIRE RUBBER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
GT|GOODYEAR TIRE RUBBER|MOTF|MOTIF INVESTING, INC.|6
GT|GOODYEAR TIRE RUBBER|MPSG|E D & F Man Capital Markets Inc.|15194
GT|GOODYEAR TIRE RUBBER|MSCO|MORGAN STANLEY & CO. LLC|5288380
GT|GOODYEAR TIRE RUBBER|MSPL|MORGAN STANLEY & CO. LLC|693400
GT|GOODYEAR TIRE RUBBER|MSTX|MORGAN STANLEY & CO. LLC|444400
GT|GOODYEAR TIRE RUBBER|NATL|National Securities Corporation|1050
GT|GOODYEAR TIRE RUBBER|NFSC|National Financial Services LLC|633198
GT|GOODYEAR TIRE RUBBER|NITE|VIRTU Americas LLC|1642583
GT|GOODYEAR TIRE RUBBER|NITP|VIRTU Americas LLC|4590
GT|GOODYEAR TIRE RUBBER|NQRB|Brut, LLC|123780
GT|GOODYEAR TIRE RUBBER|OHOS|TWO SIGMA SECURITIES, LLC|132793
GT|GOODYEAR TIRE RUBBER|ONEL|O'NEIL SECURITIES, INCORPORATED|9915
GT|GOODYEAR TIRE RUBBER|OPCO|Oppenheimer & Co. Inc.|6266
GT|GOODYEAR TIRE RUBBER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6593
GT|GOODYEAR TIRE RUBBER|PCFF|Pacific International Securities Inc./CDS|500
GT|GOODYEAR TIRE RUBBER|PDQM|CODA MARKETS, INC.|27723
GT|GOODYEAR TIRE RUBBER|PHLY|NASDAQ Execution Services, LLC|65400
GT|GOODYEAR TIRE RUBBER|PICT|Pictet Overseas Inc.|25516
GT|GOODYEAR TIRE RUBBER|PIPR|Piper Jaffray & Co.|41000
GT|GOODYEAR TIRE RUBBER|PWJC|UBS Financial Services, Inc.|18559
GT|GOODYEAR TIRE RUBBER|RAJA|Raymond James & Associates, Inc.|114888
GT|GOODYEAR TIRE RUBBER|RBCM|RBC CAPITAL MARKETS, LLC|16351
GT|GOODYEAR TIRE RUBBER|SAGL|SAGETRADER, LLC|111185
GT|GOODYEAR TIRE RUBBER|SAGW|SAGETRADER, LLC|3638
GT|GOODYEAR TIRE RUBBER|SALI|INTL FCSTONE FINANCIAL INC.|5086
GT|GOODYEAR TIRE RUBBER|SBSH|Citigroup Global Markets Inc.|1462583
GT|GOODYEAR TIRE RUBBER|SEIC|SEI Investments Distribution Co.|2846
GT|GOODYEAR TIRE RUBBER|SGMT|GOLDMAN SACHS & CO. LLC|338962
GT|GOODYEAR TIRE RUBBER|SJLS|TRADE INFORMATICS LLC|100
GT|GOODYEAR TIRE RUBBER|SPDR|SPEEDROUTE LLC|11774
GT|GOODYEAR TIRE RUBBER|SPHN|Stephens Inc.|21427
GT|GOODYEAR TIRE RUBBER|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
GT|GOODYEAR TIRE RUBBER|STFL|Stifel, Nicolaus & Company, Incorporated|18672
GT|GOODYEAR TIRE RUBBER|STKP|STOCKPILE INVESTMENTS, INC.|190
GT|GOODYEAR TIRE RUBBER|STXG|Stockcross Financial Services, Inc.|407
GT|GOODYEAR TIRE RUBBER|SWIM|TD Ameritrade, Inc.|77721
GT|GOODYEAR TIRE RUBBER|SWST|Hilltop Securities Inc.|3558
GT|GOODYEAR TIRE RUBBER|TKNG|ALLY INVEST SECURITIES LLC|26245
GT|GOODYEAR TIRE RUBBER|TONC|CUTTONE & CO., LLC|7326
GT|GOODYEAR TIRE RUBBER|TRBT|Tradebot Systems, Inc.|636599
GT|GOODYEAR TIRE RUBBER|TRCM|TRC MARKETS LLC|830893
GT|GOODYEAR TIRE RUBBER|TTUC|CUTTONE & CO., INC.|17873
GT|GOODYEAR TIRE RUBBER|TWTT|TASTYWORKS, INC.|900
GT|GOODYEAR TIRE RUBBER|UBSA|UBS SECURITIES LLC|1320868
GT|GOODYEAR TIRE RUBBER|UBSS|UBS Securities LLC|3025104
GT|GOODYEAR TIRE RUBBER|VALX|VIRTU AMERICAS LLC|58436
GT|GOODYEAR TIRE RUBBER|VGRD|Vanguard Marketing Corporation|76847
GT|GOODYEAR TIRE RUBBER|VNDM|Wall Street Access|20271
GT|GOODYEAR TIRE RUBBER|WBET|Wallachbeth Capital LLC|3324
GT|GOODYEAR TIRE RUBBER|WBLR|WILLIAM BLAIR|622
GT|GOODYEAR TIRE RUBBER|WBPX|SUMMIT SECURITIES GROUP, LLC|3500
GT|GOODYEAR TIRE RUBBER|WCHV|WELLS FARGO SECURITIES, LLC|1112941
GT|GOODYEAR TIRE RUBBER|WDNX|WEEDEN & CO.L.P.|44972
GT|GOODYEAR TIRE RUBBER|WEDB|WEDBUSH SECURITIES INC.|12450
GT|GOODYEAR TIRE RUBBER|WEED|Weeden & Co.L.P.|4964
GT|GOODYEAR TIRE RUBBER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|63002
GT|GOODYEAR TIRE RUBBER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|65059
GT|GOODYEAR TIRE RUBBER|WGIF|CIBC World Markets Inc.|21827
GT|GOODYEAR TIRE RUBBER|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2303
GT|GOODYEAR TIRE RUBBER|WORD|Worden Capital Management LLC|85
GT|GOODYEAR TIRE RUBBER|WSAG|WALL STREET ACCESS|958
GT|GOODYEAR TIRE RUBBER|WSEA|WOLVERINE SECURITIES, LLC|19524
GT|GOODYEAR TIRE RUBBER|XIST|INSTINET, LLC|117794
GT|GOODYEAR TIRE RUBBER|XPQR|Jump Trading|33
GT|GOODYEAR TIRE RUBBER|XSTM|NATIONAL FINANCIAL SERVICES LLC|551634
GT|GOODYEAR TIRE RUBBER|YKNA|COMHAR CAPITAL MARKETS, LLC|1146
GT|GOODYEAR TIRE RUBBER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15101
GTE|GRAN TIERRA ENERGY|ALTX|Alternet Securities Inc.|900
GTE|GRAN TIERRA ENERGY|APCC|Apex Clearing Corporation|10569
GTE|GRAN TIERRA ENERGY|BALE|M&T SECURITIES, INC.|100
GTE|GRAN TIERRA ENERGY|BATM|CBOE TRADING, INC.|700
GTE|GRAN TIERRA ENERGY|BERN|Sanford C. Bernstein & Co., LLC|56300
GTE|GRAN TIERRA ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4037
GTE|GRAN TIERRA ENERGY|BLKX|INSTINET, LLC|90300
GTE|GRAN TIERRA ENERGY|BMOC|BMO Capital Markets Corp.|17400
GTE|GRAN TIERRA ENERGY|BTIG|BTIG, LLC|498918
GTE|GRAN TIERRA ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|12200
GTE|GRAN TIERRA ENERGY|CANT|Cantor Fitzgerald & Co.|1456
GTE|GRAN TIERRA ENERGY|CHAS|Charles Schwab & Co., Inc.|9766
GTE|GRAN TIERRA ENERGY|CICF|Canaccord Genuity Corp.|2964
GTE|GRAN TIERRA ENERGY|CLSA|CLSA AMERICAS, LLC|400
GTE|GRAN TIERRA ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|271909
GTE|GRAN TIERRA ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|64200
GTE|GRAN TIERRA ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|448424
GTE|GRAN TIERRA ENERGY|CTDL|Citadel Derivatives Group Llc|40
GTE|GRAN TIERRA ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|386766
GTE|GRAN TIERRA ENERGY|DBAB|Deutsche Bank Securities Inc.|30632
GTE|GRAN TIERRA ENERGY|DBAX|Deutsche Bank Securities Inc.|559000
GTE|GRAN TIERRA ENERGY|DEAN|MORGAN STANLEY|3095
GTE|GRAN TIERRA ENERGY|DEGS|RONIN PROFESSIONAL LLC|8235
GTE|GRAN TIERRA ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|42706
GTE|GRAN TIERRA ENERGY|EBXL|EBX LLC|359800
GTE|GRAN TIERRA ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|11300
GTE|GRAN TIERRA ENERGY|EGAM|CBOE TRADING, INC.|2355
GTE|GRAN TIERRA ENERGY|EGXM|CBOE TRADING, INC.|15
GTE|GRAN TIERRA ENERGY|ETBE|Electronic Transaction Clearing, Inc.|23600
GTE|GRAN TIERRA ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2900
GTE|GRAN TIERRA ENERGY|ETRS|E*Trade Securities LLC|281545
GTE|GRAN TIERRA ENERGY|FILL|Tradestation Securities, Inc.|3081
GTE|GRAN TIERRA ENERGY|FMAF|NBCN Inc./ CDS|38782
GTE|GRAN TIERRA ENERGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
GTE|GRAN TIERRA ENERGY|FQLS|Quantlab Securities LP|16676
GTE|GRAN TIERRA ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93164
GTE|GRAN TIERRA ENERGY|FTBR|Foliofn Investments, Inc.|18432
GTE|GRAN TIERRA ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|17037
GTE|GRAN TIERRA ENERGY|GLIS|TD Securities Inc|9271
GTE|GRAN TIERRA ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|3224
GTE|GRAN TIERRA ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|227284
GTE|GRAN TIERRA ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|92667
GTE|GRAN TIERRA ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|5631
GTE|GRAN TIERRA ENERGY|HSBC|HSBC Securities, Inc.|1375
GTE|GRAN TIERRA ENERGY|IATS|INTERACTIVE BROKERS LLC|17586
GTE|GRAN TIERRA ENERGY|IBKR|Interactive Brokers Llc|16635
GTE|GRAN TIERRA ENERGY|ICBX|INSTINET, LLC|245132
GTE|GRAN TIERRA ENERGY|INCA|INSTINET, LLC|95512
GTE|GRAN TIERRA ENERGY|ITGI|ITG Inc.|399712
GTE|GRAN TIERRA ENERGY|ITGP|ITG INC.|1207600
GTE|GRAN TIERRA ENERGY|JANY|Janney Montgomery Scott Inc.|250
GTE|GRAN TIERRA ENERGY|JEFF|JEFFERIES LLC|76617
GTE|GRAN TIERRA ENERGY|JMPT|JUMP TRADING, LLC|69527
GTE|GRAN TIERRA ENERGY|JONE|JonesTrading|1402200
GTE|GRAN TIERRA ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|7866
GTE|GRAN TIERRA ENERGY|JPMX|J.P. Morgan Securities LLC|737360
GTE|GRAN TIERRA ENERGY|JSJX|JANE STREET CAPITAL LLC|4691
GTE|GRAN TIERRA ENERGY|KCGM|VIRTU Americas LLC|152994
GTE|GRAN TIERRA ENERGY|KEYB|KEYBANC CAPITAL MARKETS INC.|3450
GTE|GRAN TIERRA ENERGY|LEHM|Barclays Capital Inc./Le|802490
GTE|GRAN TIERRA ENERGY|LIME|Lime Brokerage LLC|14559
GTE|GRAN TIERRA ENERGY|LQNA|LIQUIDNET, INC.|16700
GTE|GRAN TIERRA ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GTE|GRAN TIERRA ENERGY|MCMF|Raymond James Ltd. Cds|24000
GTE|GRAN TIERRA ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|569066
GTE|GRAN TIERRA ENERGY|MOTF|MOTIF INVESTING, INC.|1
GTE|GRAN TIERRA ENERGY|MSCO|MORGAN STANLEY & CO. LLC|491777
GTE|GRAN TIERRA ENERGY|MSPL|MORGAN STANLEY & CO. LLC|484900
GTE|GRAN TIERRA ENERGY|MSTX|MORGAN STANLEY & CO. LLC|93000
GTE|GRAN TIERRA ENERGY|NFSC|National Financial Services LLC|288693
GTE|GRAN TIERRA ENERGY|NITE|VIRTU Americas LLC|627820
GTE|GRAN TIERRA ENERGY|NITP|VIRTU Americas LLC|233388
GTE|GRAN TIERRA ENERGY|NQRB|Brut, LLC|600
GTE|GRAN TIERRA ENERGY|PDQM|CODA MARKETS, INC.|6450
GTE|GRAN TIERRA ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|11840
GTE|GRAN TIERRA ENERGY|RGLD|Regal Securities, Inc|300
GTE|GRAN TIERRA ENERGY|SAGL|SAGETRADER, LLC|500
GTE|GRAN TIERRA ENERGY|SBSH|Citigroup Global Markets Inc.|9853
GTE|GRAN TIERRA ENERGY|SCMC|Scotia Capital Markets (USA) Inc.|2216100
GTE|GRAN TIERRA ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|319110
GTE|GRAN TIERRA ENERGY|SPDR|SPEEDROUTE LLC|2400
GTE|GRAN TIERRA ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|36608
GTE|GRAN TIERRA ENERGY|SWIM|TD Ameritrade, Inc.|78080
GTE|GRAN TIERRA ENERGY|SWST|Hilltop Securities Inc.|1000
GTE|GRAN TIERRA ENERGY|TKNG|ALLY INVEST SECURITIES LLC|7461
GTE|GRAN TIERRA ENERGY|TRBT|Tradebot Systems, Inc.|213320
GTE|GRAN TIERRA ENERGY|TRCM|TRC MARKETS LLC|43559
GTE|GRAN TIERRA ENERGY|UBSA|UBS SECURITIES LLC|1438732
GTE|GRAN TIERRA ENERGY|UBSS|UBS Securities LLC|1156784
GTE|GRAN TIERRA ENERGY|VALX|VIRTU AMERICAS LLC|76398
GTE|GRAN TIERRA ENERGY|VGRD|Vanguard Marketing Corporation|10789
GTE|GRAN TIERRA ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|4279
GTE|GRAN TIERRA ENERGY|WEED|Weeden & Co.L.P.|92036
GTE|GRAN TIERRA ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1102
GTE|GRAN TIERRA ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1358
GTE|GRAN TIERRA ENERGY|WSEA|WOLVERINE SECURITIES, LLC|7411
GTE|GRAN TIERRA ENERGY|XIST|INSTINET, LLC|5400
GTE|GRAN TIERRA ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|33202
GTE|GRAN TIERRA ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7687
GTES|GATES INDUSTRIAL COR|ALTX|Alternet Securities Inc.|20092
GTES|GATES INDUSTRIAL COR|APCC|Apex Clearing Corporation|12551
GTES|GATES INDUSTRIAL COR|BARD|Robert W. Baird & Co. Incorporated|1376
GTES|GATES INDUSTRIAL COR|BATM|CBOE TRADING, INC.|2579
GTES|GATES INDUSTRIAL COR|BAYC|BAY CREST PARTNERS, LLC|1547
GTES|GATES INDUSTRIAL COR|BERN|Sanford C. Bernstein & Co., LLC|10300
GTES|GATES INDUSTRIAL COR|BIDS|BIDS TRADING L.P.|500
GTES|GATES INDUSTRIAL COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5277
GTES|GATES INDUSTRIAL COR|BLKX|INSTINET, LLC|86300
GTES|GATES INDUSTRIAL COR|BNPX|BNP PARIBAS SECURITIES CORP.|289
GTES|GATES INDUSTRIAL COR|BRGE|Newbridge Securities Corp.|2900
GTES|GATES INDUSTRIAL COR|BTIG|BTIG, LLC|70400
GTES|GATES INDUSTRIAL COR|BYXM|CBOE TRADING, INC.|5471
GTES|GATES INDUSTRIAL COR|CANT|Cantor Fitzgerald & Co.|584
GTES|GATES INDUSTRIAL COR|CBLC|CITIGROUP GLOBAL MARKETS INC.|10800
GTES|GATES INDUSTRIAL COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77631
GTES|GATES INDUSTRIAL COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12681
GTES|GATES INDUSTRIAL COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|311611
GTES|GATES INDUSTRIAL COR|CTDL|Citadel Derivatives Group Llc|1310
GTES|GATES INDUSTRIAL COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|89946
GTES|GATES INDUSTRIAL COR|DBAB|Deutsche Bank Securities Inc.|60197
GTES|GATES INDUSTRIAL COR|DBAX|Deutsche Bank Securities Inc.|284100
GTES|GATES INDUSTRIAL COR|DEAN|MORGAN STANLEY|4252
GTES|GATES INDUSTRIAL COR|DEGS|RONIN PROFESSIONAL LLC|619
GTES|GATES INDUSTRIAL COR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
GTES|GATES INDUSTRIAL COR|EBXL|EBX LLC|168500
GTES|GATES INDUSTRIAL COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|11800
GTES|GATES INDUSTRIAL COR|EDJO|Edward D. Jones & Co., L.P.|2562
GTES|GATES INDUSTRIAL COR|EGAM|CBOE TRADING, INC.|24264
GTES|GATES INDUSTRIAL COR|EGAW|CBOE TRADING, INC.|300
GTES|GATES INDUSTRIAL COR|EGMT|EG MARKET TECHNOLOGIES LLC|903
GTES|GATES INDUSTRIAL COR|EGXM|CBOE TRADING, INC.|4297
GTES|GATES INDUSTRIAL COR|ETBE|Electronic Transaction Clearing, Inc.|3083
GTES|GATES INDUSTRIAL COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1939
GTES|GATES INDUSTRIAL COR|ETRS|E*Trade Securities LLC|46360
GTES|GATES INDUSTRIAL COR|FILL|Tradestation Securities, Inc.|1025
GTES|GATES INDUSTRIAL COR|FMAF|NBCN Inc./ CDS|188
GTES|GATES INDUSTRIAL COR|FMCO|First Manhattan Co|14483
GTES|GATES INDUSTRIAL COR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8374
GTES|GATES INDUSTRIAL COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94404
GTES|GATES INDUSTRIAL COR|GEBB|GLOBAL EXECUTION BROKERS, LP|106
GTES|GATES INDUSTRIAL COR|GLIS|TD Securities Inc|601
GTES|GATES INDUSTRIAL COR|GLPX|ACS EXECUTION SERVICES, LLC|33965
GTES|GATES INDUSTRIAL COR|GSCO|GOLDMAN SACHS & CO. LLC|214477
GTES|GATES INDUSTRIAL COR|GSCS|GOLDMAN SACHS & CO. LLC|6312
GTES|GATES INDUSTRIAL COR|GSLT|GOLDMAN SACHS & CO. LLC|2707
GTES|GATES INDUSTRIAL COR|GTSZ|GTS SECURITIES LLC|21646
GTES|GATES INDUSTRIAL COR|HPPX|POTAMUS TRADING, LLC|4976
GTES|GATES INDUSTRIAL COR|HRBF|American Enterprise Investment Services Inc.|6889
GTES|GATES INDUSTRIAL COR|HSBC|HSBC Securities, Inc.|21489
GTES|GATES INDUSTRIAL COR|IATS|INTERACTIVE BROKERS LLC|1685
GTES|GATES INDUSTRIAL COR|IBKR|Interactive Brokers Llc|5521
GTES|GATES INDUSTRIAL COR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10025
GTES|GATES INDUSTRIAL COR|ICBX|INSTINET, LLC|46044
GTES|GATES INDUSTRIAL COR|INCA|INSTINET, LLC|139411
GTES|GATES INDUSTRIAL COR|INJX|INSTINET, LLC|213
GTES|GATES INDUSTRIAL COR|ITGI|ITG Inc.|15051
GTES|GATES INDUSTRIAL COR|ITGP|ITG INC.|217600
GTES|GATES INDUSTRIAL COR|JANY|Janney Montgomery Scott Inc.|869
GTES|GATES INDUSTRIAL COR|JEFF|JEFFERIES LLC|45382
GTES|GATES INDUSTRIAL COR|JMPT|JUMP TRADING, LLC|14898
GTES|GATES INDUSTRIAL COR|JONE|JonesTrading|32959
GTES|GATES INDUSTRIAL COR|JPBX|J.P. MORGAN SECURITIES LLC|112702
GTES|GATES INDUSTRIAL COR|JPMX|J.P. Morgan Securities LLC|430672
GTES|GATES INDUSTRIAL COR|JSJX|JANE STREET CAPITAL LLC|3008
GTES|GATES INDUSTRIAL COR|KCGM|VIRTU Americas LLC|100350
GTES|GATES INDUSTRIAL COR|KEYB|KEYBANC CAPITAL MARKETS INC.|455502
GTES|GATES INDUSTRIAL COR|LEHM|Barclays Capital Inc./Le|433808
GTES|GATES INDUSTRIAL COR|LIME|Lime Brokerage LLC|13506
GTES|GATES INDUSTRIAL COR|LOOP|Loop Capital Markets LLC|4378
GTES|GATES INDUSTRIAL COR|LSCI|Lek Securities Corporation|172
GTES|GATES INDUSTRIAL COR|MACQ|Macquarie Capital (USA) Inc.|5952
GTES|GATES INDUSTRIAL COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|195946
GTES|GATES INDUSTRIAL COR|MOTF|MOTIF INVESTING, INC.|9
GTES|GATES INDUSTRIAL COR|MSCO|MORGAN STANLEY & CO. LLC|551181
GTES|GATES INDUSTRIAL COR|MSPL|MORGAN STANLEY & CO. LLC|326400
GTES|GATES INDUSTRIAL COR|MSTX|MORGAN STANLEY & CO. LLC|76400
GTES|GATES INDUSTRIAL COR|NEUB|NEUBERGER BERMAN BD LLC|6985
GTES|GATES INDUSTRIAL COR|NFSC|National Financial Services LLC|80603
GTES|GATES INDUSTRIAL COR|NITE|VIRTU Americas LLC|218321
GTES|GATES INDUSTRIAL COR|NITP|VIRTU Americas LLC|200
GTES|GATES INDUSTRIAL COR|NMRA|Nomura Securities International, Inc.|4100
GTES|GATES INDUSTRIAL COR|NQRB|Brut, LLC|13309
GTES|GATES INDUSTRIAL COR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
GTES|GATES INDUSTRIAL COR|PDQM|CODA MARKETS, INC.|124806
GTES|GATES INDUSTRIAL COR|PICT|Pictet Overseas Inc.|90
GTES|GATES INDUSTRIAL COR|PWJC|UBS Financial Services, Inc.|8300
GTES|GATES INDUSTRIAL COR|RBCM|RBC CAPITAL MARKETS, LLC|8877
GTES|GATES INDUSTRIAL COR|SAGL|SAGETRADER, LLC|500
GTES|GATES INDUSTRIAL COR|SBSH|Citigroup Global Markets Inc.|93875
GTES|GATES INDUSTRIAL COR|SGMT|GOLDMAN SACHS & CO. LLC|108149
GTES|GATES INDUSTRIAL COR|SIBO|Prime Executions, Inc.|84743
GTES|GATES INDUSTRIAL COR|SPDR|SPEEDROUTE LLC|30369
GTES|GATES INDUSTRIAL COR|SSBS|STATE STREET GLOBAL MARKETS, LLC|4600
GTES|GATES INDUSTRIAL COR|STFL|Stifel, Nicolaus & Company, Incorporated|7943
GTES|GATES INDUSTRIAL COR|SWIM|TD Ameritrade, Inc.|2737
GTES|GATES INDUSTRIAL COR|SWST|Hilltop Securities Inc.|200
GTES|GATES INDUSTRIAL COR|TKNG|ALLY INVEST SECURITIES LLC|100
GTES|GATES INDUSTRIAL COR|TRBT|Tradebot Systems, Inc.|90538
GTES|GATES INDUSTRIAL COR|TRCM|TRC MARKETS LLC|1000
GTES|GATES INDUSTRIAL COR|TWTT|TASTYWORKS, INC.|150
GTES|GATES INDUSTRIAL COR|UBSA|UBS SECURITIES LLC|479184
GTES|GATES INDUSTRIAL COR|UBSS|UBS Securities LLC|477644
GTES|GATES INDUSTRIAL COR|VALX|VIRTU AMERICAS LLC|4621
GTES|GATES INDUSTRIAL COR|VGRD|Vanguard Marketing Corporation|1775
GTES|GATES INDUSTRIAL COR|WCHV|WELLS FARGO SECURITIES, LLC|107268
GTES|GATES INDUSTRIAL COR|WEDB|WEDBUSH SECURITIES INC.|500
GTES|GATES INDUSTRIAL COR|WEED|Weeden & Co.L.P.|6876
GTES|GATES INDUSTRIAL COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1747
GTES|GATES INDUSTRIAL COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|809
GTES|GATES INDUSTRIAL COR|WGIF|CIBC World Markets Inc.|310
GTES|GATES INDUSTRIAL COR|WSEA|WOLVERINE SECURITIES, LLC|3328
GTES|GATES INDUSTRIAL COR|XIST|INSTINET, LLC|7600
GTES|GATES INDUSTRIAL COR|XPQR|Jump Trading|58
GTES|GATES INDUSTRIAL COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|24000
GTES|GATES INDUSTRIAL COR|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
GTES|GATES INDUSTRIAL COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|224
GTHX|G1 THERAPEUTICS CM|ALTX|Alternet Securities Inc.|44434
GTHX|G1 THERAPEUTICS CM|APCC|Apex Clearing Corporation|62
GTHX|G1 THERAPEUTICS CM|BATM|CBOE TRADING, INC.|2749
GTHX|G1 THERAPEUTICS CM|BAYT|BTIG, LLC|9000
GTHX|G1 THERAPEUTICS CM|BERN|Sanford C. Bernstein & Co., LLC|3700
GTHX|G1 THERAPEUTICS CM|BIMI|Banca IMI Securities Corp.|30
GTHX|G1 THERAPEUTICS CM|BKCM|BNY Mellon Capital Markets LLC|200
GTHX|G1 THERAPEUTICS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1627
GTHX|G1 THERAPEUTICS CM|BLKX|INSTINET, LLC|53200
GTHX|G1 THERAPEUTICS CM|BMOC|BMO Capital Markets Corp.|2677
GTHX|G1 THERAPEUTICS CM|BNPX|BNP PARIBAS SECURITIES CORP.|44245
GTHX|G1 THERAPEUTICS CM|BTIG|BTIG, LLC|54270
GTHX|G1 THERAPEUTICS CM|BYXM|CBOE TRADING, INC.|2163
GTHX|G1 THERAPEUTICS CM|CANT|Cantor Fitzgerald & Co.|9176
GTHX|G1 THERAPEUTICS CM|CHAS|Charles Schwab & Co., Inc.|720
GTHX|G1 THERAPEUTICS CM|CLSA|CLSA AMERICAS, LLC|200
GTHX|G1 THERAPEUTICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41797
GTHX|G1 THERAPEUTICS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18479
GTHX|G1 THERAPEUTICS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5765
GTHX|G1 THERAPEUTICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|172980
GTHX|G1 THERAPEUTICS CM|CTDL|Citadel Derivatives Group Llc|7911
GTHX|G1 THERAPEUTICS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|35746
GTHX|G1 THERAPEUTICS CM|DAVA|Davenport & Company LLC|800
GTHX|G1 THERAPEUTICS CM|DBAB|Deutsche Bank Securities Inc.|281887
GTHX|G1 THERAPEUTICS CM|DBAX|Deutsche Bank Securities Inc.|147700
GTHX|G1 THERAPEUTICS CM|DCHF|Dart Executions, LLC|913
GTHX|G1 THERAPEUTICS CM|DEAN|MORGAN STANLEY|1100
GTHX|G1 THERAPEUTICS CM|DEGS|RONIN PROFESSIONAL LLC|8274
GTHX|G1 THERAPEUTICS CM|EBXL|EBX LLC|94300
GTHX|G1 THERAPEUTICS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|823
GTHX|G1 THERAPEUTICS CM|EDJO|Edward D. Jones & Co., L.P.|450
GTHX|G1 THERAPEUTICS CM|EGAM|CBOE TRADING, INC.|14084
GTHX|G1 THERAPEUTICS CM|EGAW|CBOE TRADING, INC.|386
GTHX|G1 THERAPEUTICS CM|EGMT|EG MARKET TECHNOLOGIES LLC|1400
GTHX|G1 THERAPEUTICS CM|EGXM|CBOE TRADING, INC.|868
GTHX|G1 THERAPEUTICS CM|EGXW|CBOE TRADING, INC.|74
GTHX|G1 THERAPEUTICS CM|ETBE|Electronic Transaction Clearing, Inc.|23645
GTHX|G1 THERAPEUTICS CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
GTHX|G1 THERAPEUTICS CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2600
GTHX|G1 THERAPEUTICS CM|ETCB|ETC BROKERAGE SERVICES, LLC|125
GTHX|G1 THERAPEUTICS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|701
GTHX|G1 THERAPEUTICS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|99622
GTHX|G1 THERAPEUTICS CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1160
GTHX|G1 THERAPEUTICS CM|ETRS|E*Trade Securities LLC|16925
GTHX|G1 THERAPEUTICS CM|FBCO|Credit Suisse Securities (USA) LLC|259961
GTHX|G1 THERAPEUTICS CM|FILL|Tradestation Securities, Inc.|3200
GTHX|G1 THERAPEUTICS CM|FMAF|NBCN Inc./ CDS|100
GTHX|G1 THERAPEUTICS CM|FOMA|TD AMERITRADE CLEARING, INC.|129128
GTHX|G1 THERAPEUTICS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5357
GTHX|G1 THERAPEUTICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102528
GTHX|G1 THERAPEUTICS CM|FTBR|Foliofn Investments, Inc.|174
GTHX|G1 THERAPEUTICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|19058
GTHX|G1 THERAPEUTICS CM|GLIS|TD Securities Inc|100
GTHX|G1 THERAPEUTICS CM|GLPX|ACS EXECUTION SERVICES, LLC|90189
GTHX|G1 THERAPEUTICS CM|GSCO|GOLDMAN SACHS & CO. LLC|932247
GTHX|G1 THERAPEUTICS CM|GSCS|GOLDMAN SACHS & CO. LLC|3367
GTHX|G1 THERAPEUTICS CM|GSLT|GOLDMAN SACHS & CO. LLC|1233
GTHX|G1 THERAPEUTICS CM|GTSZ|GTS SECURITIES LLC|62985
GTHX|G1 THERAPEUTICS CM|HAPX|HAP Trading, LLC|6
GTHX|G1 THERAPEUTICS CM|HRBF|American Enterprise Investment Services Inc.|1980
GTHX|G1 THERAPEUTICS CM|IATS|INTERACTIVE BROKERS LLC|33907
GTHX|G1 THERAPEUTICS CM|IBKR|Interactive Brokers Llc|296315
GTHX|G1 THERAPEUTICS CM|ICBX|INSTINET, LLC|61060
GTHX|G1 THERAPEUTICS CM|IEQY|CITADEL SECURITIES LLC|87117
GTHX|G1 THERAPEUTICS CM|INCA|INSTINET, LLC|229920
GTHX|G1 THERAPEUTICS CM|INJX|INSTINET, LLC|9828
GTHX|G1 THERAPEUTICS CM|ITGI|ITG Inc.|15078
GTHX|G1 THERAPEUTICS CM|ITGP|ITG INC.|157000
GTHX|G1 THERAPEUTICS CM|JANY|Janney Montgomery Scott Inc.|350
GTHX|G1 THERAPEUTICS CM|JEFF|JEFFERIES LLC|45335
GTHX|G1 THERAPEUTICS CM|JMPT|JUMP TRADING, LLC|36022
GTHX|G1 THERAPEUTICS CM|JPBX|J.P. MORGAN SECURITIES LLC|24192
GTHX|G1 THERAPEUTICS CM|JPMX|J.P. Morgan Securities LLC|283903
GTHX|G1 THERAPEUTICS CM|JSJX|JANE STREET CAPITAL LLC|8211
GTHX|G1 THERAPEUTICS CM|KCGM|VIRTU Americas LLC|44270
GTHX|G1 THERAPEUTICS CM|LEER|LEERINK PARTNERS LLC|59
GTHX|G1 THERAPEUTICS CM|LEHM|Barclays Capital Inc./Le|659714
GTHX|G1 THERAPEUTICS CM|LIME|Lime Brokerage LLC|157297
GTHX|G1 THERAPEUTICS CM|LMGP|LIME BROKERAGE LLC|3761
GTHX|G1 THERAPEUTICS CM|LQNA|LIQUIDNET, INC.|52900
GTHX|G1 THERAPEUTICS CM|LSCI|Lek Securities Corporation|38
GTHX|G1 THERAPEUTICS CM|MAXM|Maxim Group LLC|1980
GTHX|G1 THERAPEUTICS CM|MBTS|ALLY INVEST SECURITIES LLC|1157
GTHX|G1 THERAPEUTICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44524
GTHX|G1 THERAPEUTICS CM|MOTF|MOTIF INVESTING, INC.|4
GTHX|G1 THERAPEUTICS CM|MSCO|MORGAN STANLEY & CO. LLC|2133160
GTHX|G1 THERAPEUTICS CM|MSPL|MORGAN STANLEY & CO. LLC|160100
GTHX|G1 THERAPEUTICS CM|MSTX|MORGAN STANLEY & CO. LLC|22600
GTHX|G1 THERAPEUTICS CM|NATL|National Securities Corporation|100
GTHX|G1 THERAPEUTICS CM|NEED|Needham & Company, LLC|449
GTHX|G1 THERAPEUTICS CM|NFSC|National Financial Services LLC|52130
GTHX|G1 THERAPEUTICS CM|NITE|VIRTU Americas LLC|257672
GTHX|G1 THERAPEUTICS CM|NITP|VIRTU Americas LLC|1800
GTHX|G1 THERAPEUTICS CM|NQRB|Brut, LLC|4671
GTHX|G1 THERAPEUTICS CM|PDQM|CODA MARKETS, INC.|293862
GTHX|G1 THERAPEUTICS CM|PWJC|UBS Financial Services, Inc.|700
GTHX|G1 THERAPEUTICS CM|RAJA|Raymond James & Associates, Inc.|400
GTHX|G1 THERAPEUTICS CM|RBCM|RBC CAPITAL MARKETS, LLC|25
GTHX|G1 THERAPEUTICS CM|SAGL|SAGETRADER, LLC|43318
GTHX|G1 THERAPEUTICS CM|SBSH|Citigroup Global Markets Inc.|243791
GTHX|G1 THERAPEUTICS CM|SGMT|GOLDMAN SACHS & CO. LLC|93707
GTHX|G1 THERAPEUTICS CM|SPDR|SPEEDROUTE LLC|54709
GTHX|G1 THERAPEUTICS CM|STFL|Stifel, Nicolaus & Company, Incorporated|15498
GTHX|G1 THERAPEUTICS CM|SWIM|TD Ameritrade, Inc.|5391
GTHX|G1 THERAPEUTICS CM|SWST|Hilltop Securities Inc.|37
GTHX|G1 THERAPEUTICS CM|TKNG|ALLY INVEST SECURITIES LLC|28
GTHX|G1 THERAPEUTICS CM|TRBT|Tradebot Systems, Inc.|99953
GTHX|G1 THERAPEUTICS CM|TRCM|TRC MARKETS LLC|48155
GTHX|G1 THERAPEUTICS CM|TWTT|TASTYWORKS, INC.|20
GTHX|G1 THERAPEUTICS CM|UBSA|UBS SECURITIES LLC|477252
GTHX|G1 THERAPEUTICS CM|UBSS|UBS Securities LLC|1015095
GTHX|G1 THERAPEUTICS CM|VALX|VIRTU AMERICAS LLC|40999
GTHX|G1 THERAPEUTICS CM|VGRD|Vanguard Marketing Corporation|7984
GTHX|G1 THERAPEUTICS CM|WBLR|WILLIAM BLAIR|800
GTHX|G1 THERAPEUTICS CM|WCHV|WELLS FARGO SECURITIES, LLC|28813
GTHX|G1 THERAPEUTICS CM|WEED|Weeden & Co.L.P.|424
GTHX|G1 THERAPEUTICS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|217
GTHX|G1 THERAPEUTICS CM|WGIF|CIBC World Markets Inc.|175
GTHX|G1 THERAPEUTICS CM|WSAG|WALL STREET ACCESS|723
GTHX|G1 THERAPEUTICS CM|WSEA|WOLVERINE SECURITIES, LLC|938
GTHX|G1 THERAPEUTICS CM|XIST|INSTINET, LLC|29150
GTHX|G1 THERAPEUTICS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|93632
GTHX|G1 THERAPEUTICS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|20801
GTHX|G1 THERAPEUTICS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|474
GTIM|GOOD TIMES REST|AGIS|Aegis Capital Corp.|1000
GTIM|GOOD TIMES REST|ALTX|Alternet Securities Inc.|200
GTIM|GOOD TIMES REST|APCC|Apex Clearing Corporation|51
GTIM|GOOD TIMES REST|BARD|Robert W. Baird & Co. Incorporated|200
GTIM|GOOD TIMES REST|BATM|CBOE TRADING, INC.|100
GTIM|GOOD TIMES REST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2900
GTIM|GOOD TIMES REST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7968
GTIM|GOOD TIMES REST|CTDL|Citadel Derivatives Group Llc|210
GTIM|GOOD TIMES REST|DEGS|RONIN PROFESSIONAL LLC|4040
GTIM|GOOD TIMES REST|EBXL|EBX LLC|2300
GTIM|GOOD TIMES REST|EDJO|Edward D. Jones & Co., L.P.|25
GTIM|GOOD TIMES REST|EGAM|CBOE TRADING, INC.|597
GTIM|GOOD TIMES REST|ETRS|E*Trade Securities LLC|29299
GTIM|GOOD TIMES REST|FBCO|Credit Suisse Securities (USA) LLC|12442
GTIM|GOOD TIMES REST|FILL|Tradestation Securities, Inc.|1000
GTIM|GOOD TIMES REST|FOMA|TD AMERITRADE CLEARING, INC.|38543
GTIM|GOOD TIMES REST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|640
GTIM|GOOD TIMES REST|FTBR|Foliofn Investments, Inc.|301
GTIM|GOOD TIMES REST|GEBB|GLOBAL EXECUTION BROKERS, LP|150
GTIM|GOOD TIMES REST|GSCO|GOLDMAN SACHS & CO. LLC|11452
GTIM|GOOD TIMES REST|GSCS|GOLDMAN SACHS & CO. LLC|5768
GTIM|GOOD TIMES REST|GTSZ|GTS SECURITIES LLC|290
GTIM|GOOD TIMES REST|HRBF|American Enterprise Investment Services Inc.|400
GTIM|GOOD TIMES REST|IATS|INTERACTIVE BROKERS LLC|465
GTIM|GOOD TIMES REST|IBKR|Interactive Brokers Llc|25833
GTIM|GOOD TIMES REST|ICBX|INSTINET, LLC|1200
GTIM|GOOD TIMES REST|INCA|INSTINET, LLC|2265
GTIM|GOOD TIMES REST|ITGI|ITG Inc.|12956
GTIM|GOOD TIMES REST|ITGP|ITG INC.|3600
GTIM|GOOD TIMES REST|JONE|JonesTrading|3230
GTIM|GOOD TIMES REST|JPMX|J.P. Morgan Securities LLC|200
GTIM|GOOD TIMES REST|KCGM|VIRTU Americas LLC|600
GTIM|GOOD TIMES REST|LEHM|Barclays Capital Inc./Le|1406
GTIM|GOOD TIMES REST|LIME|Lime Brokerage LLC|27637
GTIM|GOOD TIMES REST|LMGP|LIME BROKERAGE LLC|300
GTIM|GOOD TIMES REST|MAXM|Maxim Group LLC|800
GTIM|GOOD TIMES REST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1300
GTIM|GOOD TIMES REST|MSCO|MORGAN STANLEY & CO. LLC|29853
GTIM|GOOD TIMES REST|MSPL|MORGAN STANLEY & CO. LLC|1600
GTIM|GOOD TIMES REST|NFSC|National Financial Services LLC|166571
GTIM|GOOD TIMES REST|NITE|VIRTU Americas LLC|114095
GTIM|GOOD TIMES REST|OPCO|Oppenheimer & Co. Inc.|1480
GTIM|GOOD TIMES REST|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2300
GTIM|GOOD TIMES REST|PDQM|CODA MARKETS, INC.|2847
GTIM|GOOD TIMES REST|RBCM|RBC CAPITAL MARKETS, LLC|2000
GTIM|GOOD TIMES REST|SGMT|GOLDMAN SACHS & CO. LLC|900
GTIM|GOOD TIMES REST|SPDR|SPEEDROUTE LLC|1076
GTIM|GOOD TIMES REST|SPHN|Stephens Inc.|5258
GTIM|GOOD TIMES REST|STFL|Stifel, Nicolaus & Company, Incorporated|6200
GTIM|GOOD TIMES REST|SWIM|TD Ameritrade, Inc.|5220
GTIM|GOOD TIMES REST|TKNG|ALLY INVEST SECURITIES LLC|150
GTIM|GOOD TIMES REST|TRBT|Tradebot Systems, Inc.|200
GTIM|GOOD TIMES REST|TRCM|TRC MARKETS LLC|1434
GTIM|GOOD TIMES REST|UBSA|UBS SECURITIES LLC|7835
GTIM|GOOD TIMES REST|UBSS|UBS Securities LLC|13320
GTIM|GOOD TIMES REST|VALX|VIRTU AMERICAS LLC|1721
GTIM|GOOD TIMES REST|VGRD|Vanguard Marketing Corporation|2160
GTIM|GOOD TIMES REST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
GTIM|GOOD TIMES REST|WSEA|WOLVERINE SECURITIES, LLC|752
GTLS|CHART INDUSTRIES, IN|ALTX|Alternet Securities Inc.|5200
GTLS|CHART INDUSTRIES, IN|ANOS|ABEL/NOSER, L.L.C.|756
GTLS|CHART INDUSTRIES, IN|APCC|Apex Clearing Corporation|303
GTLS|CHART INDUSTRIES, IN|BARD|Robert W. Baird & Co. Incorporated|862
GTLS|CHART INDUSTRIES, IN|BATM|CBOE TRADING, INC.|9845
GTLS|CHART INDUSTRIES, IN|BAYC|BAY CREST PARTNERS, LLC|2510
GTLS|CHART INDUSTRIES, IN|BERN|Sanford C. Bernstein & Co., LLC|35812
GTLS|CHART INDUSTRIES, IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1300
GTLS|CHART INDUSTRIES, IN|BLKX|INSTINET, LLC|95400
GTLS|CHART INDUSTRIES, IN|BMOC|BMO Capital Markets Corp.|4908
GTLS|CHART INDUSTRIES, IN|BNPX|BNP PARIBAS SECURITIES CORP.|6718
GTLS|CHART INDUSTRIES, IN|BTIG|BTIG, LLC|9641
GTLS|CHART INDUSTRIES, IN|BYXM|CBOE TRADING, INC.|100
GTLS|CHART INDUSTRIES, IN|BZYD|GOLDMAN SACHS & CO. LLC|802
GTLS|CHART INDUSTRIES, IN|CANT|Cantor Fitzgerald & Co.|476
GTLS|CHART INDUSTRIES, IN|CBLC|CITIGROUP GLOBAL MARKETS INC.|30800
GTLS|CHART INDUSTRIES, IN|CHAS|Charles Schwab & Co., Inc.|1100
GTLS|CHART INDUSTRIES, IN|CHLM|Craig-Hallum Capital Group LLC|1646
GTLS|CHART INDUSTRIES, IN|CIST|Capital Institutional Services, Inc.|394
GTLS|CHART INDUSTRIES, IN|COWR|Cowen and Company, LLC|762
GTLS|CHART INDUSTRIES, IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98294
GTLS|CHART INDUSTRIES, IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2744
GTLS|CHART INDUSTRIES, IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|261246
GTLS|CHART INDUSTRIES, IN|CTDL|Citadel Derivatives Group Llc|7514
GTLS|CHART INDUSTRIES, IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|21688
GTLS|CHART INDUSTRIES, IN|DADA|D.A. Davidson & Co.|48
GTLS|CHART INDUSTRIES, IN|DBAB|Deutsche Bank Securities Inc.|279066
GTLS|CHART INDUSTRIES, IN|DBAX|Deutsche Bank Securities Inc.|161500
GTLS|CHART INDUSTRIES, IN|DBUL|Deutsche Bank Securities Inc.|1200
GTLS|CHART INDUSTRIES, IN|DCHF|Dart Executions, LLC|352
GTLS|CHART INDUSTRIES, IN|DEAN|MORGAN STANLEY|6285
GTLS|CHART INDUSTRIES, IN|DEGS|RONIN PROFESSIONAL LLC|8600
GTLS|CHART INDUSTRIES, IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5597
GTLS|CHART INDUSTRIES, IN|EBXL|EBX LLC|126300
GTLS|CHART INDUSTRIES, IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|29370
GTLS|CHART INDUSTRIES, IN|EDJO|Edward D. Jones & Co., L.P.|913
GTLS|CHART INDUSTRIES, IN|EGAM|CBOE TRADING, INC.|5257
GTLS|CHART INDUSTRIES, IN|EGAW|CBOE TRADING, INC.|100
GTLS|CHART INDUSTRIES, IN|EGMT|EG MARKET TECHNOLOGIES LLC|1212
GTLS|CHART INDUSTRIES, IN|EGXM|CBOE TRADING, INC.|1100
GTLS|CHART INDUSTRIES, IN|EGXW|CBOE TRADING, INC.|117
GTLS|CHART INDUSTRIES, IN|ETBE|Electronic Transaction Clearing, Inc.|3452
GTLS|CHART INDUSTRIES, IN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|43
GTLS|CHART INDUSTRIES, IN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5796
GTLS|CHART INDUSTRIES, IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38406
GTLS|CHART INDUSTRIES, IN|ETRS|E*Trade Securities LLC|12436
GTLS|CHART INDUSTRIES, IN|FBCO|Credit Suisse Securities (USA) LLC|497595
GTLS|CHART INDUSTRIES, IN|FBSB|U.S. Bancorp Investments, Inc.|3
GTLS|CHART INDUSTRIES, IN|FILL|Tradestation Securities, Inc.|3643
GTLS|CHART INDUSTRIES, IN|FMAF|NBCN Inc./ CDS|7004
GTLS|CHART INDUSTRIES, IN|FOMA|TD AMERITRADE CLEARING, INC.|20580
GTLS|CHART INDUSTRIES, IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5115
GTLS|CHART INDUSTRIES, IN|FQLS|Quantlab Securities LP|186518
GTLS|CHART INDUSTRIES, IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103939
GTLS|CHART INDUSTRIES, IN|FTBR|Foliofn Investments, Inc.|1231
GTLS|CHART INDUSTRIES, IN|GEBB|GLOBAL EXECUTION BROKERS, LP|16589
GTLS|CHART INDUSTRIES, IN|GLPX|ACS EXECUTION SERVICES, LLC|15815
GTLS|CHART INDUSTRIES, IN|GSCO|GOLDMAN SACHS & CO. LLC|532750
GTLS|CHART INDUSTRIES, IN|GSCS|GOLDMAN SACHS & CO. LLC|24579
GTLS|CHART INDUSTRIES, IN|GSLT|GOLDMAN SACHS & CO. LLC|2334
GTLS|CHART INDUSTRIES, IN|GTSZ|GTS SECURITIES LLC|27482
GTLS|CHART INDUSTRIES, IN|HAPX|HAP Trading, LLC|200
GTLS|CHART INDUSTRIES, IN|HPPX|POTAMUS TRADING, LLC|667
GTLS|CHART INDUSTRIES, IN|HRBF|American Enterprise Investment Services Inc.|886
GTLS|CHART INDUSTRIES, IN|IATS|INTERACTIVE BROKERS LLC|11651
GTLS|CHART INDUSTRIES, IN|IBKR|Interactive Brokers Llc|86229
GTLS|CHART INDUSTRIES, IN|ICBX|INSTINET, LLC|27100
GTLS|CHART INDUSTRIES, IN|IEQY|CITADEL SECURITIES LLC|59031
GTLS|CHART INDUSTRIES, IN|INCA|INSTINET, LLC|185615
GTLS|CHART INDUSTRIES, IN|INJX|INSTINET, LLC|51752
GTLS|CHART INDUSTRIES, IN|ITGI|ITG Inc.|15299
GTLS|CHART INDUSTRIES, IN|ITGP|ITG INC.|76800
GTLS|CHART INDUSTRIES, IN|JANY|Janney Montgomery Scott Inc.|600
GTLS|CHART INDUSTRIES, IN|JEFF|JEFFERIES LLC|1218081
GTLS|CHART INDUSTRIES, IN|JMPT|JUMP TRADING, LLC|49260
GTLS|CHART INDUSTRIES, IN|JONE|JonesTrading|1200
GTLS|CHART INDUSTRIES, IN|JPBX|J.P. MORGAN SECURITIES LLC|13179
GTLS|CHART INDUSTRIES, IN|JPMX|J.P. Morgan Securities LLC|281035
GTLS|CHART INDUSTRIES, IN|JSJX|JANE STREET CAPITAL LLC|6498
GTLS|CHART INDUSTRIES, IN|KCGM|VIRTU Americas LLC|44633
GTLS|CHART INDUSTRIES, IN|KEYB|KEYBANC CAPITAL MARKETS INC.|7000
GTLS|CHART INDUSTRIES, IN|LEHM|Barclays Capital Inc./Le|747713
GTLS|CHART INDUSTRIES, IN|LIME|Lime Brokerage LLC|155508
GTLS|CHART INDUSTRIES, IN|LMNX|LUMINEX TRADING & ANALYTICS LLC|14434
GTLS|CHART INDUSTRIES, IN|LOOP|Loop Capital Markets LLC|2715
GTLS|CHART INDUSTRIES, IN|LQNA|LIQUIDNET, INC.|51200
GTLS|CHART INDUSTRIES, IN|LSCI|Lek Securities Corporation|748
GTLS|CHART INDUSTRIES, IN|MAXM|Maxim Group LLC|2985
GTLS|CHART INDUSTRIES, IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109910
GTLS|CHART INDUSTRIES, IN|MOTF|MOTIF INVESTING, INC.|1
GTLS|CHART INDUSTRIES, IN|MSCO|MORGAN STANLEY & CO. LLC|1176418
GTLS|CHART INDUSTRIES, IN|MSPL|MORGAN STANLEY & CO. LLC|155100
GTLS|CHART INDUSTRIES, IN|MSTX|MORGAN STANLEY & CO. LLC|51500
GTLS|CHART INDUSTRIES, IN|NFSC|National Financial Services LLC|55345
GTLS|CHART INDUSTRIES, IN|NITE|VIRTU Americas LLC|175580
GTLS|CHART INDUSTRIES, IN|NITP|VIRTU Americas LLC|1300
GTLS|CHART INDUSTRIES, IN|NQRB|Brut, LLC|14086
GTLS|CHART INDUSTRIES, IN|NTRC|Northern Trust Securities, Inc.|1757
GTLS|CHART INDUSTRIES, IN|OHOS|TWO SIGMA SECURITIES, LLC|16404
GTLS|CHART INDUSTRIES, IN|OPCO|Oppenheimer & Co. Inc.|4097
GTLS|CHART INDUSTRIES, IN|OTAA|OTA LLC|41846
GTLS|CHART INDUSTRIES, IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1099
GTLS|CHART INDUSTRIES, IN|PDQM|CODA MARKETS, INC.|70127
GTLS|CHART INDUSTRIES, IN|PIPR|Piper Jaffray & Co.|3513
GTLS|CHART INDUSTRIES, IN|RAJA|Raymond James & Associates, Inc.|25348
GTLS|CHART INDUSTRIES, IN|RBCM|RBC CAPITAL MARKETS, LLC|2257
GTLS|CHART INDUSTRIES, IN|RGLD|Regal Securities, Inc|100
GTLS|CHART INDUSTRIES, IN|RILY|B. RILEY FBR, INC.|100
GTLS|CHART INDUSTRIES, IN|SAGL|SAGETRADER, LLC|11293
GTLS|CHART INDUSTRIES, IN|SAGW|SAGETRADER, LLC|375
GTLS|CHART INDUSTRIES, IN|SBSH|Citigroup Global Markets Inc.|144998
GTLS|CHART INDUSTRIES, IN|SEIC|SEI Investments Distribution Co.|100
GTLS|CHART INDUSTRIES, IN|SGMT|GOLDMAN SACHS & CO. LLC|77224
GTLS|CHART INDUSTRIES, IN|SOCO|Capital One Southcoast, Inc|100
GTLS|CHART INDUSTRIES, IN|SPDR|SPEEDROUTE LLC|136089
GTLS|CHART INDUSTRIES, IN|SPGS|Sea Port Group Securities, LLC|6
GTLS|CHART INDUSTRIES, IN|SSBS|STATE STREET GLOBAL MARKETS, LLC|22180
GTLS|CHART INDUSTRIES, IN|STFL|Stifel, Nicolaus & Company, Incorporated|19004
GTLS|CHART INDUSTRIES, IN|SWIM|TD Ameritrade, Inc.|27628
GTLS|CHART INDUSTRIES, IN|SWST|Hilltop Securities Inc.|11
GTLS|CHART INDUSTRIES, IN|TKNG|ALLY INVEST SECURITIES LLC|2258
GTLS|CHART INDUSTRIES, IN|TMBR|Timber Hill LLC|7
GTLS|CHART INDUSTRIES, IN|TONC|CUTTONE & CO., LLC|1625
GTLS|CHART INDUSTRIES, IN|TRBT|Tradebot Systems, Inc.|170785
GTLS|CHART INDUSTRIES, IN|TRCM|TRC MARKETS LLC|92371
GTLS|CHART INDUSTRIES, IN|TWTT|TASTYWORKS, INC.|35
GTLS|CHART INDUSTRIES, IN|UBSA|UBS SECURITIES LLC|107408
GTLS|CHART INDUSTRIES, IN|UBSS|UBS Securities LLC|700392
GTLS|CHART INDUSTRIES, IN|VALX|VIRTU AMERICAS LLC|5283
GTLS|CHART INDUSTRIES, IN|VGRD|Vanguard Marketing Corporation|8736
GTLS|CHART INDUSTRIES, IN|WABR|Wall Street Access|57
GTLS|CHART INDUSTRIES, IN|WBLR|WILLIAM BLAIR|7111
GTLS|CHART INDUSTRIES, IN|WBPX|SUMMIT SECURITIES GROUP, LLC|900
GTLS|CHART INDUSTRIES, IN|WCHV|WELLS FARGO SECURITIES, LLC|154730
GTLS|CHART INDUSTRIES, IN|WEED|Weeden & Co.L.P.|69114
GTLS|CHART INDUSTRIES, IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24604
GTLS|CHART INDUSTRIES, IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37275
GTLS|CHART INDUSTRIES, IN|WGIF|CIBC World Markets Inc.|1001
GTLS|CHART INDUSTRIES, IN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|53
GTLS|CHART INDUSTRIES, IN|WSEA|WOLVERINE SECURITIES, LLC|2321
GTLS|CHART INDUSTRIES, IN|XIST|INSTINET, LLC|22856
GTLS|CHART INDUSTRIES, IN|XPQR|Jump Trading|892
GTLS|CHART INDUSTRIES, IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|29644
GTLS|CHART INDUSTRIES, IN|YKNA|COMHAR CAPITAL MARKETS, LLC|7413
GTLS|CHART INDUSTRIES, IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7036
GTN|GRAY TELEVISION INC|ALTX|Alternet Securities Inc.|8665
GTN|GRAY TELEVISION INC|APCC|Apex Clearing Corporation|8024
GTN|GRAY TELEVISION INC|AQUA|AQUA SECURITIES L.P.|23100
GTN|GRAY TELEVISION INC|BANK|Primevest Financial Services, Inc.|5280
GTN|GRAY TELEVISION INC|BATM|CBOE TRADING, INC.|30826
GTN|GRAY TELEVISION INC|BAYT|BTIG, LLC|6275
GTN|GRAY TELEVISION INC|BERN|Sanford C. Bernstein & Co., LLC|73460
GTN|GRAY TELEVISION INC|BIDS|BIDS TRADING L.P.|500
GTN|GRAY TELEVISION INC|BIMI|Banca IMI Securities Corp.|5813
GTN|GRAY TELEVISION INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1768
GTN|GRAY TELEVISION INC|BLKX|INSTINET, LLC|31900
GTN|GRAY TELEVISION INC|BMOC|BMO Capital Markets Corp.|100
GTN|GRAY TELEVISION INC|BNPX|BNP PARIBAS SECURITIES CORP.|8963
GTN|GRAY TELEVISION INC|BTIG|BTIG, LLC|89869
GTN|GRAY TELEVISION INC|BYXM|CBOE TRADING, INC.|1700
GTN|GRAY TELEVISION INC|BZYD|GOLDMAN SACHS & CO. LLC|3300
GTN|GRAY TELEVISION INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|40000
GTN|GRAY TELEVISION INC|CHAS|Charles Schwab & Co., Inc.|7376
GTN|GRAY TELEVISION INC|CIOI|CITIGROUP GLOBAL MARKETS INC|75000
GTN|GRAY TELEVISION INC|CIST|Capital Institutional Services, Inc.|2753
GTN|GRAY TELEVISION INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|182735
GTN|GRAY TELEVISION INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12199
GTN|GRAY TELEVISION INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26068
GTN|GRAY TELEVISION INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1296996
GTN|GRAY TELEVISION INC|CTDL|Citadel Derivatives Group Llc|220
GTN|GRAY TELEVISION INC|CTLR|CUTLER GROUP, LP|4596
GTN|GRAY TELEVISION INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|338418
GTN|GRAY TELEVISION INC|DADA|D.A. Davidson & Co.|1050
GTN|GRAY TELEVISION INC|DAVA|Davenport & Company LLC|551
GTN|GRAY TELEVISION INC|DBAB|Deutsche Bank Securities Inc.|43688
GTN|GRAY TELEVISION INC|DBAX|Deutsche Bank Securities Inc.|859000
GTN|GRAY TELEVISION INC|DBUL|Deutsche Bank Securities Inc.|800
GTN|GRAY TELEVISION INC|DCHF|Dart Executions, LLC|300
GTN|GRAY TELEVISION INC|DEAN|MORGAN STANLEY|38608
GTN|GRAY TELEVISION INC|DEGS|RONIN PROFESSIONAL LLC|7054
GTN|GRAY TELEVISION INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|41650
GTN|GRAY TELEVISION INC|EBXL|EBX LLC|467100
GTN|GRAY TELEVISION INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|43058
GTN|GRAY TELEVISION INC|EDJO|Edward D. Jones & Co., L.P.|1430
GTN|GRAY TELEVISION INC|EGAM|CBOE TRADING, INC.|15055
GTN|GRAY TELEVISION INC|EGAW|CBOE TRADING, INC.|100
GTN|GRAY TELEVISION INC|EGXM|CBOE TRADING, INC.|4292
GTN|GRAY TELEVISION INC|ETBE|Electronic Transaction Clearing, Inc.|220
GTN|GRAY TELEVISION INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5971
GTN|GRAY TELEVISION INC|ETCC|Electronic Transaction Clearing, Inc.|200
GTN|GRAY TELEVISION INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3410
GTN|GRAY TELEVISION INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
GTN|GRAY TELEVISION INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3200
GTN|GRAY TELEVISION INC|ETRS|E*Trade Securities LLC|405485
GTN|GRAY TELEVISION INC|FILL|Tradestation Securities, Inc.|18589
GTN|GRAY TELEVISION INC|FMAF|NBCN Inc./ CDS|5050
GTN|GRAY TELEVISION INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|147871
GTN|GRAY TELEVISION INC|FTBR|Foliofn Investments, Inc.|1218
GTN|GRAY TELEVISION INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12337
GTN|GRAY TELEVISION INC|GLIS|TD Securities Inc|800
GTN|GRAY TELEVISION INC|GLPX|ACS EXECUTION SERVICES, LLC|15318
GTN|GRAY TELEVISION INC|GSCO|GOLDMAN SACHS & CO. LLC|453014
GTN|GRAY TELEVISION INC|GSCS|GOLDMAN SACHS & CO. LLC|8433
GTN|GRAY TELEVISION INC|GSLT|GOLDMAN SACHS & CO. LLC|12411
GTN|GRAY TELEVISION INC|GTSZ|GTS SECURITIES LLC|110899
GTN|GRAY TELEVISION INC|HRBF|American Enterprise Investment Services Inc.|19847
GTN|GRAY TELEVISION INC|IATS|INTERACTIVE BROKERS LLC|43743
GTN|GRAY TELEVISION INC|IBKR|Interactive Brokers Llc|43065
GTN|GRAY TELEVISION INC|ICBX|INSTINET, LLC|241531
GTN|GRAY TELEVISION INC|IEQY|CITADEL SECURITIES LLC|12882
GTN|GRAY TELEVISION INC|IMPC|Imperial Capital, LLC|400
GTN|GRAY TELEVISION INC|INCA|INSTINET, LLC|181004
GTN|GRAY TELEVISION INC|INJX|INSTINET, LLC|17634
GTN|GRAY TELEVISION INC|ITGI|ITG Inc.|124497
GTN|GRAY TELEVISION INC|ITGP|ITG INC.|587000
GTN|GRAY TELEVISION INC|JEFF|JEFFERIES LLC|444400
GTN|GRAY TELEVISION INC|JMPT|JUMP TRADING, LLC|19011
GTN|GRAY TELEVISION INC|JPBX|J.P. MORGAN SECURITIES LLC|19556
GTN|GRAY TELEVISION INC|JPMX|J.P. Morgan Securities LLC|1252669
GTN|GRAY TELEVISION INC|JSJX|JANE STREET CAPITAL LLC|17524
GTN|GRAY TELEVISION INC|KCGM|VIRTU Americas LLC|112876
GTN|GRAY TELEVISION INC|LEHM|Barclays Capital Inc./Le|1514994
GTN|GRAY TELEVISION INC|LIME|Lime Brokerage LLC|27446
GTN|GRAY TELEVISION INC|LQNA|LIQUIDNET, INC.|212500
GTN|GRAY TELEVISION INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
GTN|GRAY TELEVISION INC|MACQ|Macquarie Capital (USA) Inc.|8143
GTN|GRAY TELEVISION INC|MAXM|Maxim Group LLC|19053
GTN|GRAY TELEVISION INC|MBTS|ALLY INVEST SECURITIES LLC|9797
GTN|GRAY TELEVISION INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|794096
GTN|GRAY TELEVISION INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|10560
GTN|GRAY TELEVISION INC|MSCO|MORGAN STANLEY & CO. LLC|797236
GTN|GRAY TELEVISION INC|MSPL|MORGAN STANLEY & CO. LLC|1032000
GTN|GRAY TELEVISION INC|MSTX|MORGAN STANLEY & CO. LLC|365700
GTN|GRAY TELEVISION INC|NFSC|National Financial Services LLC|390955
GTN|GRAY TELEVISION INC|NITE|VIRTU Americas LLC|1102075
GTN|GRAY TELEVISION INC|NITP|VIRTU Americas LLC|67682
GTN|GRAY TELEVISION INC|NQRB|Brut, LLC|8006
GTN|GRAY TELEVISION INC|NTBF|BMO Nesbitt Burns Inc./CDS|2000
GTN|GRAY TELEVISION INC|OPCO|Oppenheimer & Co. Inc.|1769
GTN|GRAY TELEVISION INC|PDQM|CODA MARKETS, INC.|60385
GTN|GRAY TELEVISION INC|PHLY|NASDAQ Execution Services, LLC|1000
GTN|GRAY TELEVISION INC|POIN|PRECISION SECURITIES, LLC (POIN)|7000
GTN|GRAY TELEVISION INC|PWJC|UBS Financial Services, Inc.|3700
GTN|GRAY TELEVISION INC|QMSR|QUATTRO M SECURITIES INC.|836
GTN|GRAY TELEVISION INC|RBCM|RBC CAPITAL MARKETS, LLC|26661
GTN|GRAY TELEVISION INC|SAGL|SAGETRADER, LLC|5502
GTN|GRAY TELEVISION INC|SAGW|SAGETRADER, LLC|611
GTN|GRAY TELEVISION INC|SBSH|Citigroup Global Markets Inc.|211252
GTN|GRAY TELEVISION INC|SDLR|Sandler, O'Neill & Partners, L.P.|300
GTN|GRAY TELEVISION INC|SEIC|SEI Investments Distribution Co.|200
GTN|GRAY TELEVISION INC|SGMT|GOLDMAN SACHS & CO. LLC|333217
GTN|GRAY TELEVISION INC|SPDR|SPEEDROUTE LLC|22863
GTN|GRAY TELEVISION INC|SPHN|Stephens Inc.|88726
GTN|GRAY TELEVISION INC|SPNT|SEVEN POINTS CAPITAL, LLC|8608
GTN|GRAY TELEVISION INC|SPTD|MINT GLOBAL MARKETS, INC.|2000
GTN|GRAY TELEVISION INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|3600
GTN|GRAY TELEVISION INC|STFL|Stifel, Nicolaus & Company, Incorporated|11467
GTN|GRAY TELEVISION INC|SWIM|TD Ameritrade, Inc.|129923
GTN|GRAY TELEVISION INC|SWST|Hilltop Securities Inc.|200
GTN|GRAY TELEVISION INC|TKNG|ALLY INVEST SECURITIES LLC|11932
GTN|GRAY TELEVISION INC|TMBR|Timber Hill LLC|75
GTN|GRAY TELEVISION INC|TRBT|Tradebot Systems, Inc.|13931
GTN|GRAY TELEVISION INC|TRCM|TRC MARKETS LLC|56389
GTN|GRAY TELEVISION INC|TWTT|TASTYWORKS, INC.|320
GTN|GRAY TELEVISION INC|UBSS|UBS Securities LLC|551936
GTN|GRAY TELEVISION INC|VALX|VIRTU AMERICAS LLC|108371
GTN|GRAY TELEVISION INC|VGRD|Vanguard Marketing Corporation|11833
GTN|GRAY TELEVISION INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1900
GTN|GRAY TELEVISION INC|WCHV|WELLS FARGO SECURITIES, LLC|913124
GTN|GRAY TELEVISION INC|WEED|Weeden & Co.L.P.|63200
GTN|GRAY TELEVISION INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14994
GTN|GRAY TELEVISION INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29687
GTN|GRAY TELEVISION INC|WSEA|WOLVERINE SECURITIES, LLC|17161
GTN|GRAY TELEVISION INC|XIST|INSTINET, LLC|13000
GTN|GRAY TELEVISION INC|XPQR|Jump Trading|63
GTN|GRAY TELEVISION INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|221248
GTN|GRAY TELEVISION INC|YKNA|COMHAR CAPITAL MARKETS, LLC|600
GTN|GRAY TELEVISION INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35271
GTN.A|GRAY TELEVISION CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|104
GTN.A|GRAY TELEVISION CL A|ETRS|E*Trade Securities LLC|3520
GTN.A|GRAY TELEVISION CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
GTN.A|GRAY TELEVISION CL A|GTSZ|GTS SECURITIES LLC|1
GTN.A|GRAY TELEVISION CL A|IATS|INTERACTIVE BROKERS LLC|1586
GTN.A|GRAY TELEVISION CL A|IBKR|Interactive Brokers Llc|2896
GTN.A|GRAY TELEVISION CL A|INCA|INSTINET, LLC|2462
GTN.A|GRAY TELEVISION CL A|INJX|INSTINET, LLC|300
GTN.A|GRAY TELEVISION CL A|JONE|JonesTrading|837
GTN.A|GRAY TELEVISION CL A|LIME|Lime Brokerage LLC|2048
GTN.A|GRAY TELEVISION CL A|NFSC|National Financial Services LLC|6620
GTN.A|GRAY TELEVISION CL A|NITE|VIRTU Americas LLC|2006
GTN.A|GRAY TELEVISION CL A|SBSH|Citigroup Global Markets Inc.|100
GTN.A|GRAY TELEVISION CL A|SWIM|TD Ameritrade, Inc.|200
GTN.A|GRAY TELEVISION CL A|UBSA|UBS SECURITIES LLC|1
GTN.A|GRAY TELEVISION CL A|UBSS|UBS Securities LLC|179
GTN.A|GRAY TELEVISION CL A|VGRD|Vanguard Marketing Corporation|200
GTN.A|GRAY TELEVISION CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6995
GTN.A|GRAY TELEVISION CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
GTO|INVESCO TOTAL RET|APCC|Apex Clearing Corporation|14
GTO|INVESCO TOTAL RET|BATM|CBOE TRADING, INC.|1
GTO|INVESCO TOTAL RET|BBNT|BB&T SECURITIES, LLC|1281
GTO|INVESCO TOTAL RET|CHAS|Charles Schwab & Co., Inc.|14530
GTO|INVESCO TOTAL RET|CIST|Capital Institutional Services, Inc.|600
GTO|INVESCO TOTAL RET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
GTO|INVESCO TOTAL RET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2215
GTO|INVESCO TOTAL RET|CSIN|Citadel Securities Institutional LLC|1069
GTO|INVESCO TOTAL RET|DBAX|Deutsche Bank Securities Inc.|1300
GTO|INVESCO TOTAL RET|DEAN|MORGAN STANLEY|1112
GTO|INVESCO TOTAL RET|EBXL|EBX LLC|700
GTO|INVESCO TOTAL RET|EGXM|CBOE TRADING, INC.|84
GTO|INVESCO TOTAL RET|ETRS|E*Trade Securities LLC|321
GTO|INVESCO TOTAL RET|FTBR|Foliofn Investments, Inc.|11
GTO|INVESCO TOTAL RET|GEBB|GLOBAL EXECUTION BROKERS, LP|400
GTO|INVESCO TOTAL RET|IATS|INTERACTIVE BROKERS LLC|182
GTO|INVESCO TOTAL RET|IBKR|Interactive Brokers Llc|272
GTO|INVESCO TOTAL RET|ICBX|INSTINET, LLC|600
GTO|INVESCO TOTAL RET|INCA|INSTINET, LLC|500
GTO|INVESCO TOTAL RET|JPMX|J.P. Morgan Securities LLC|1800
GTO|INVESCO TOTAL RET|JSEB|JANE STREET EXECUTION SERVICES, LLC|4609
GTO|INVESCO TOTAL RET|JSJX|JANE STREET CAPITAL LLC|4296
GTO|INVESCO TOTAL RET|KCGM|VIRTU Americas LLC|1780
GTO|INVESCO TOTAL RET|LEHM|Barclays Capital Inc./Le|2600
GTO|INVESCO TOTAL RET|LIME|Lime Brokerage LLC|400
GTO|INVESCO TOTAL RET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
GTO|INVESCO TOTAL RET|MSCO|MORGAN STANLEY & CO. LLC|6169
GTO|INVESCO TOTAL RET|MSPL|MORGAN STANLEY & CO. LLC|800
GTO|INVESCO TOTAL RET|NFSC|National Financial Services LLC|2654
GTO|INVESCO TOTAL RET|NITE|VIRTU Americas LLC|2710
GTO|INVESCO TOTAL RET|SGMT|GOLDMAN SACHS & CO. LLC|900
GTO|INVESCO TOTAL RET|UBSA|UBS SECURITIES LLC|6122
GTO|INVESCO TOTAL RET|UBSS|UBS Securities LLC|3987
GTO|INVESCO TOTAL RET|VGRD|Vanguard Marketing Corporation|484
GTO|INVESCO TOTAL RET|WCHV|WELLS FARGO SECURITIES, LLC|1
GTO|INVESCO TOTAL RET|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
GTO|INVESCO TOTAL RET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4855
GTS|TRIPLE-S MGMT CL B|ALTX|Alternet Securities Inc.|2428
GTS|TRIPLE-S MGMT CL B|APCC|Apex Clearing Corporation|5109
GTS|TRIPLE-S MGMT CL B|BARD|Robert W. Baird & Co. Incorporated|804
GTS|TRIPLE-S MGMT CL B|BATM|CBOE TRADING, INC.|3278
GTS|TRIPLE-S MGMT CL B|BBNT|BB&T SECURITIES, LLC|130
GTS|TRIPLE-S MGMT CL B|BERN|Sanford C. Bernstein & Co., LLC|11644
GTS|TRIPLE-S MGMT CL B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3294
GTS|TRIPLE-S MGMT CL B|BLKX|INSTINET, LLC|49588
GTS|TRIPLE-S MGMT CL B|BNPX|BNP PARIBAS SECURITIES CORP.|2201
GTS|TRIPLE-S MGMT CL B|BYXM|CBOE TRADING, INC.|200
GTS|TRIPLE-S MGMT CL B|BZYD|GOLDMAN SACHS & CO. LLC|1200
GTS|TRIPLE-S MGMT CL B|CANT|Cantor Fitzgerald & Co.|46
GTS|TRIPLE-S MGMT CL B|CHAS|Charles Schwab & Co., Inc.|20715
GTS|TRIPLE-S MGMT CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14787
GTS|TRIPLE-S MGMT CL B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9358
GTS|TRIPLE-S MGMT CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
GTS|TRIPLE-S MGMT CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82308
GTS|TRIPLE-S MGMT CL B|CTDL|Citadel Derivatives Group Llc|6910
GTS|TRIPLE-S MGMT CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|13256
GTS|TRIPLE-S MGMT CL B|DBAB|Deutsche Bank Securities Inc.|22862
GTS|TRIPLE-S MGMT CL B|DBAX|Deutsche Bank Securities Inc.|85000
GTS|TRIPLE-S MGMT CL B|DBUL|Deutsche Bank Securities Inc.|100
GTS|TRIPLE-S MGMT CL B|DEAN|MORGAN STANLEY|1602
GTS|TRIPLE-S MGMT CL B|DEGS|RONIN PROFESSIONAL LLC|5725
GTS|TRIPLE-S MGMT CL B|EBXL|EBX LLC|48200
GTS|TRIPLE-S MGMT CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|1848
GTS|TRIPLE-S MGMT CL B|EDJO|Edward D. Jones & Co., L.P.|234
GTS|TRIPLE-S MGMT CL B|EGAM|CBOE TRADING, INC.|1328
GTS|TRIPLE-S MGMT CL B|EGAW|CBOE TRADING, INC.|199
GTS|TRIPLE-S MGMT CL B|EGMT|EG MARKET TECHNOLOGIES LLC|104
GTS|TRIPLE-S MGMT CL B|EGXM|CBOE TRADING, INC.|215
GTS|TRIPLE-S MGMT CL B|ETBE|Electronic Transaction Clearing, Inc.|200
GTS|TRIPLE-S MGMT CL B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3965
GTS|TRIPLE-S MGMT CL B|ETRS|E*Trade Securities LLC|20301
GTS|TRIPLE-S MGMT CL B|FILL|Tradestation Securities, Inc.|1430
GTS|TRIPLE-S MGMT CL B|FMAF|NBCN Inc./ CDS|25
GTS|TRIPLE-S MGMT CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27652
GTS|TRIPLE-S MGMT CL B|FTBR|Foliofn Investments, Inc.|19366
GTS|TRIPLE-S MGMT CL B|GLIS|TD Securities Inc|179
GTS|TRIPLE-S MGMT CL B|GLPX|ACS EXECUTION SERVICES, LLC|11662
GTS|TRIPLE-S MGMT CL B|GSCO|GOLDMAN SACHS & CO. LLC|83520
GTS|TRIPLE-S MGMT CL B|GSCS|GOLDMAN SACHS & CO. LLC|6748
GTS|TRIPLE-S MGMT CL B|GSLT|GOLDMAN SACHS & CO. LLC|632
GTS|TRIPLE-S MGMT CL B|GTSZ|GTS SECURITIES LLC|11482
GTS|TRIPLE-S MGMT CL B|HRBF|American Enterprise Investment Services Inc.|1682
GTS|TRIPLE-S MGMT CL B|IATS|INTERACTIVE BROKERS LLC|11925
GTS|TRIPLE-S MGMT CL B|IBKR|Interactive Brokers Llc|8038
GTS|TRIPLE-S MGMT CL B|ICBX|INSTINET, LLC|9156
GTS|TRIPLE-S MGMT CL B|IEQY|CITADEL SECURITIES LLC|11904
GTS|TRIPLE-S MGMT CL B|IMPC|Imperial Capital, LLC|200
GTS|TRIPLE-S MGMT CL B|INCA|INSTINET, LLC|28288
GTS|TRIPLE-S MGMT CL B|INJX|INSTINET, LLC|1900
GTS|TRIPLE-S MGMT CL B|ITGI|ITG Inc.|17316
GTS|TRIPLE-S MGMT CL B|ITGP|ITG INC.|46800
GTS|TRIPLE-S MGMT CL B|JEFF|JEFFERIES LLC|25139
GTS|TRIPLE-S MGMT CL B|JMPT|JUMP TRADING, LLC|13755
GTS|TRIPLE-S MGMT CL B|JONE|JonesTrading|300
GTS|TRIPLE-S MGMT CL B|JPBX|J.P. MORGAN SECURITIES LLC|17071
GTS|TRIPLE-S MGMT CL B|JPMX|J.P. Morgan Securities LLC|91574
GTS|TRIPLE-S MGMT CL B|JSJX|JANE STREET CAPITAL LLC|3634
GTS|TRIPLE-S MGMT CL B|KCGM|VIRTU Americas LLC|17525
GTS|TRIPLE-S MGMT CL B|LEER|LEERINK PARTNERS LLC|100
GTS|TRIPLE-S MGMT CL B|LEHM|Barclays Capital Inc./Le|192336
GTS|TRIPLE-S MGMT CL B|LIME|Lime Brokerage LLC|16908
GTS|TRIPLE-S MGMT CL B|LQNA|LIQUIDNET, INC.|24700
GTS|TRIPLE-S MGMT CL B|LSCI|Lek Securities Corporation|477
GTS|TRIPLE-S MGMT CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37686
GTS|TRIPLE-S MGMT CL B|MOTF|MOTIF INVESTING, INC.|5
GTS|TRIPLE-S MGMT CL B|MSCO|MORGAN STANLEY & CO. LLC|143810
GTS|TRIPLE-S MGMT CL B|MSPL|MORGAN STANLEY & CO. LLC|122600
GTS|TRIPLE-S MGMT CL B|MSTX|MORGAN STANLEY & CO. LLC|4600
GTS|TRIPLE-S MGMT CL B|NFSC|National Financial Services LLC|55696
GTS|TRIPLE-S MGMT CL B|NITE|VIRTU Americas LLC|166528
GTS|TRIPLE-S MGMT CL B|NQRB|Brut, LLC|875
GTS|TRIPLE-S MGMT CL B|NTBF|BMO Nesbitt Burns Inc./CDS|2435
GTS|TRIPLE-S MGMT CL B|OPCO|Oppenheimer & Co. Inc.|943
GTS|TRIPLE-S MGMT CL B|PDQM|CODA MARKETS, INC.|14379
GTS|TRIPLE-S MGMT CL B|PWJC|UBS Financial Services, Inc.|2625
GTS|TRIPLE-S MGMT CL B|RGLD|Regal Securities, Inc|100
GTS|TRIPLE-S MGMT CL B|SAGL|SAGETRADER, LLC|549
GTS|TRIPLE-S MGMT CL B|SBSH|Citigroup Global Markets Inc.|18158
GTS|TRIPLE-S MGMT CL B|SGMT|GOLDMAN SACHS & CO. LLC|36438
GTS|TRIPLE-S MGMT CL B|SPDR|SPEEDROUTE LLC|2109
GTS|TRIPLE-S MGMT CL B|SSBS|STATE STREET GLOBAL MARKETS, LLC|60158
GTS|TRIPLE-S MGMT CL B|STFL|Stifel, Nicolaus & Company, Incorporated|100
GTS|TRIPLE-S MGMT CL B|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4045
GTS|TRIPLE-S MGMT CL B|SWIM|TD Ameritrade, Inc.|14610
GTS|TRIPLE-S MGMT CL B|SWST|Hilltop Securities Inc.|252
GTS|TRIPLE-S MGMT CL B|TKNG|ALLY INVEST SECURITIES LLC|2676
GTS|TRIPLE-S MGMT CL B|TMBR|Timber Hill LLC|85
GTS|TRIPLE-S MGMT CL B|TRBT|Tradebot Systems, Inc.|31656
GTS|TRIPLE-S MGMT CL B|TRCM|TRC MARKETS LLC|18876
GTS|TRIPLE-S MGMT CL B|UBSA|UBS SECURITIES LLC|139870
GTS|TRIPLE-S MGMT CL B|UBSS|UBS Securities LLC|149801
GTS|TRIPLE-S MGMT CL B|VALX|VIRTU AMERICAS LLC|8693
GTS|TRIPLE-S MGMT CL B|VGRD|Vanguard Marketing Corporation|3050
GTS|TRIPLE-S MGMT CL B|WABR|Wall Street Access|7017
GTS|TRIPLE-S MGMT CL B|WCHV|WELLS FARGO SECURITIES, LLC|1764
GTS|TRIPLE-S MGMT CL B|WEDB|WEDBUSH SECURITIES INC.|700
GTS|TRIPLE-S MGMT CL B|WEED|Weeden & Co.L.P.|4430
GTS|TRIPLE-S MGMT CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4548
GTS|TRIPLE-S MGMT CL B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4395
GTS|TRIPLE-S MGMT CL B|WFPB|Wells Fargo Securities, LLC.|200
GTS|TRIPLE-S MGMT CL B|WSEA|WOLVERINE SECURITIES, LLC|2354
GTS|TRIPLE-S MGMT CL B|XIST|INSTINET, LLC|28800
GTS|TRIPLE-S MGMT CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|14064
GTS|TRIPLE-S MGMT CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|1092
GTS|TRIPLE-S MGMT CL B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
GTT|GTT COMM INC.|ABLE|NATIXIS Securities Americas LLC|72100
GTT|GTT COMM INC.|ALTX|Alternet Securities Inc.|4100
GTT|GTT COMM INC.|ANOS|ABEL/NOSER, L.L.C.|1480
GTT|GTT COMM INC.|APCC|Apex Clearing Corporation|384
GTT|GTT COMM INC.|BATM|CBOE TRADING, INC.|6912
GTT|GTT COMM INC.|BAYC|BAY CREST PARTNERS, LLC|1754
GTT|GTT COMM INC.|BAYT|BTIG, LLC|2300
GTT|GTT COMM INC.|BBNT|BB&T SECURITIES, LLC|381
GTT|GTT COMM INC.|BERN|Sanford C. Bernstein & Co., LLC|30570
GTT|GTT COMM INC.|BIMI|Banca IMI Securities Corp.|697
GTT|GTT COMM INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3768
GTT|GTT COMM INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1783
GTT|GTT COMM INC.|BTIG|BTIG, LLC|10000
GTT|GTT COMM INC.|BYXM|CBOE TRADING, INC.|296
GTT|GTT COMM INC.|CANT|Cantor Fitzgerald & Co.|1918
GTT|GTT COMM INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|10068
GTT|GTT COMM INC.|CHAS|Charles Schwab & Co., Inc.|926
GTT|GTT COMM INC.|CHLM|Craig-Hallum Capital Group LLC|500
GTT|GTT COMM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|86361
GTT|GTT COMM INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
GTT|GTT COMM INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
GTT|GTT COMM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|185623
GTT|GTT COMM INC.|CTDL|Citadel Derivatives Group Llc|16452
GTT|GTT COMM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|22042
GTT|GTT COMM INC.|DADA|D.A. Davidson & Co.|226
GTT|GTT COMM INC.|DBAB|Deutsche Bank Securities Inc.|37283
GTT|GTT COMM INC.|DBAX|Deutsche Bank Securities Inc.|157100
GTT|GTT COMM INC.|DBUL|Deutsche Bank Securities Inc.|1400
GTT|GTT COMM INC.|DEAN|MORGAN STANLEY|11920
GTT|GTT COMM INC.|DEGS|RONIN PROFESSIONAL LLC|7707
GTT|GTT COMM INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
GTT|GTT COMM INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2100
GTT|GTT COMM INC.|EBXL|EBX LLC|118100
GTT|GTT COMM INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|396
GTT|GTT COMM INC.|EDJO|Edward D. Jones & Co., L.P.|276
GTT|GTT COMM INC.|EGAM|CBOE TRADING, INC.|12726
GTT|GTT COMM INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1500
GTT|GTT COMM INC.|EGXM|CBOE TRADING, INC.|2777
GTT|GTT COMM INC.|ETBE|Electronic Transaction Clearing, Inc.|100
GTT|GTT COMM INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|207
GTT|GTT COMM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17761
GTT|GTT COMM INC.|ETRS|E*Trade Securities LLC|54793
GTT|GTT COMM INC.|FILL|Tradestation Securities, Inc.|275
GTT|GTT COMM INC.|FMAF|NBCN Inc./ CDS|50
GTT|GTT COMM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61542
GTT|GTT COMM INC.|FTBR|Foliofn Investments, Inc.|5708
GTT|GTT COMM INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|325
GTT|GTT COMM INC.|GLIS|TD Securities Inc|50
GTT|GTT COMM INC.|GLPX|ACS EXECUTION SERVICES, LLC|8946
GTT|GTT COMM INC.|GSCO|GOLDMAN SACHS & CO. LLC|266453
GTT|GTT COMM INC.|GSCS|GOLDMAN SACHS & CO. LLC|45072
GTT|GTT COMM INC.|GSLT|GOLDMAN SACHS & CO. LLC|2818
GTT|GTT COMM INC.|GTSZ|GTS SECURITIES LLC|39642
GTT|GTT COMM INC.|HRBF|American Enterprise Investment Services Inc.|1399
GTT|GTT COMM INC.|HSBC|HSBC Securities, Inc.|5256
GTT|GTT COMM INC.|IATS|INTERACTIVE BROKERS LLC|6856
GTT|GTT COMM INC.|IBKR|Interactive Brokers Llc|3897
GTT|GTT COMM INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
GTT|GTT COMM INC.|ICBX|INSTINET, LLC|31356
GTT|GTT COMM INC.|IEQY|CITADEL SECURITIES LLC|20022
GTT|GTT COMM INC.|INCA|INSTINET, LLC|56928
GTT|GTT COMM INC.|INJX|INSTINET, LLC|2773
GTT|GTT COMM INC.|ITGI|ITG Inc.|25000
GTT|GTT COMM INC.|ITGP|ITG INC.|46800
GTT|GTT COMM INC.|JEFF|JEFFERIES LLC|35065
GTT|GTT COMM INC.|JMPT|JUMP TRADING, LLC|22509
GTT|GTT COMM INC.|JONE|JonesTrading|5650
GTT|GTT COMM INC.|JPBX|J.P. MORGAN SECURITIES LLC|19057
GTT|GTT COMM INC.|JPMX|J.P. Morgan Securities LLC|203930
GTT|GTT COMM INC.|JSJX|JANE STREET CAPITAL LLC|11555
GTT|GTT COMM INC.|KCGM|VIRTU Americas LLC|23184
GTT|GTT COMM INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|52725
GTT|GTT COMM INC.|LEHM|Barclays Capital Inc./Le|358925
GTT|GTT COMM INC.|LIME|Lime Brokerage LLC|5866
GTT|GTT COMM INC.|LQNA|LIQUIDNET, INC.|30400
GTT|GTT COMM INC.|LSCI|Lek Securities Corporation|42
GTT|GTT COMM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90868
GTT|GTT COMM INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1410
GTT|GTT COMM INC.|MSCO|MORGAN STANLEY & CO. LLC|346984
GTT|GTT COMM INC.|MSPL|MORGAN STANLEY & CO. LLC|253400
GTT|GTT COMM INC.|MSTX|MORGAN STANLEY & CO. LLC|75200
GTT|GTT COMM INC.|NBCS|NBC Securities, INC.|3665
GTT|GTT COMM INC.|NEUB|NEUBERGER BERMAN BD LLC|265
GTT|GTT COMM INC.|NFSC|National Financial Services LLC|142581
GTT|GTT COMM INC.|NITE|VIRTU Americas LLC|258303
GTT|GTT COMM INC.|NITP|VIRTU Americas LLC|300
GTT|GTT COMM INC.|NQRB|Brut, LLC|4307
GTT|GTT COMM INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|442
GTT|GTT COMM INC.|OPCO|Oppenheimer & Co. Inc.|3973
GTT|GTT COMM INC.|PDQM|CODA MARKETS, INC.|51741
GTT|GTT COMM INC.|PHLY|NASDAQ Execution Services, LLC|400
GTT|GTT COMM INC.|QMSR|QUATTRO M SECURITIES INC.|1492
GTT|GTT COMM INC.|RBCM|RBC CAPITAL MARKETS, LLC|254
GTT|GTT COMM INC.|RHCO|Suntrust Robinson Humphrey, Inc.|8162
GTT|GTT COMM INC.|SAGW|SAGETRADER, LLC|168
GTT|GTT COMM INC.|SBSH|Citigroup Global Markets Inc.|27202
GTT|GTT COMM INC.|SGMT|GOLDMAN SACHS & CO. LLC|79244
GTT|GTT COMM INC.|SPDR|SPEEDROUTE LLC|24583
GTT|GTT COMM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|9
GTT|GTT COMM INC.|SWIM|TD Ameritrade, Inc.|35498
GTT|GTT COMM INC.|SWST|Hilltop Securities Inc.|15
GTT|GTT COMM INC.|TKNG|ALLY INVEST SECURITIES LLC|3812
GTT|GTT COMM INC.|TRBT|Tradebot Systems, Inc.|3876
GTT|GTT COMM INC.|TRCM|TRC MARKETS LLC|26914
GTT|GTT COMM INC.|UBSA|UBS SECURITIES LLC|362952
GTT|GTT COMM INC.|UBSS|UBS Securities LLC|366798
GTT|GTT COMM INC.|VALX|VIRTU AMERICAS LLC|6702
GTT|GTT COMM INC.|VGRD|Vanguard Marketing Corporation|6210
GTT|GTT COMM INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
GTT|GTT COMM INC.|WCHV|WELLS FARGO SECURITIES, LLC|11191
GTT|GTT COMM INC.|WEDB|WEDBUSH SECURITIES INC.|526
GTT|GTT COMM INC.|WEED|Weeden & Co.L.P.|272
GTT|GTT COMM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|443
GTT|GTT COMM INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18020
GTT|GTT COMM INC.|WSEA|WOLVERINE SECURITIES, LLC|5924
GTT|GTT COMM INC.|XIST|INSTINET, LLC|45000
GTT|GTT COMM INC.|XPQR|Jump Trading|100
GTT|GTT COMM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|24610
GTT|GTT COMM INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|251
GTT|GTT COMM INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|557
GTXI|GTX, INC.|ALTX|Alternet Securities Inc.|5949
GTXI|GTX, INC.|APCC|Apex Clearing Corporation|598
GTXI|GTX, INC.|BATM|CBOE TRADING, INC.|802
GTXI|GTX, INC.|BAYC|BAY CREST PARTNERS, LLC|663
GTXI|GTX, INC.|BMOC|BMO Capital Markets Corp.|347
GTXI|GTX, INC.|BNCH|The Benchmark Company, LLC|3000
GTXI|GTX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|361
GTXI|GTX, INC.|BTIG|BTIG, LLC|398
GTXI|GTX, INC.|BYXM|CBOE TRADING, INC.|500
GTXI|GTX, INC.|CHAS|Charles Schwab & Co., Inc.|1000
GTXI|GTX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17302
GTXI|GTX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11063
GTXI|GTX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37736
GTXI|GTX, INC.|CTDL|Citadel Derivatives Group Llc|3069
GTXI|GTX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|5472
GTXI|GTX, INC.|DBAB|Deutsche Bank Securities Inc.|157562
GTXI|GTX, INC.|DBAX|Deutsche Bank Securities Inc.|46600
GTXI|GTX, INC.|DBUL|Deutsche Bank Securities Inc.|1427
GTXI|GTX, INC.|DEGS|RONIN PROFESSIONAL LLC|29975
GTXI|GTX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1449
GTXI|GTX, INC.|EBXL|EBX LLC|19700
GTXI|GTX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|372
GTXI|GTX, INC.|EDJO|Edward D. Jones & Co., L.P.|237
GTXI|GTX, INC.|EGAM|CBOE TRADING, INC.|3707
GTXI|GTX, INC.|EGAW|CBOE TRADING, INC.|100
GTXI|GTX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
GTXI|GTX, INC.|EGXM|CBOE TRADING, INC.|262
GTXI|GTX, INC.|ETBE|Electronic Transaction Clearing, Inc.|1539
GTXI|GTX, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|44
GTXI|GTX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1220
GTXI|GTX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12949
GTXI|GTX, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|192
GTXI|GTX, INC.|ETRS|E*Trade Securities LLC|17862
GTXI|GTX, INC.|FBCO|Credit Suisse Securities (USA) LLC|72550
GTXI|GTX, INC.|FILL|Tradestation Securities, Inc.|737
GTXI|GTX, INC.|FMAF|NBCN Inc./ CDS|100
GTXI|GTX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|220645
GTXI|GTX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31210
GTXI|GTX, INC.|FTBR|Foliofn Investments, Inc.|28
GTXI|GTX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1286
GTXI|GTX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|29518
GTXI|GTX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|228017
GTXI|GTX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|5957
GTXI|GTX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2306
GTXI|GTX, INC.|GTSZ|GTS SECURITIES LLC|18806
GTXI|GTX, INC.|IATS|INTERACTIVE BROKERS LLC|19434
GTXI|GTX, INC.|IBKR|Interactive Brokers Llc|125961
GTXI|GTX, INC.|ICBX|INSTINET, LLC|7800
GTXI|GTX, INC.|IEQY|CITADEL SECURITIES LLC|9284
GTXI|GTX, INC.|INCA|INSTINET, LLC|66932
GTXI|GTX, INC.|INJX|INSTINET, LLC|14122
GTXI|GTX, INC.|ITGI|ITG Inc.|79211
GTXI|GTX, INC.|ITGP|ITG INC.|26400
GTXI|GTX, INC.|JEFF|JEFFERIES LLC|24990
GTXI|GTX, INC.|JMPT|JUMP TRADING, LLC|8030
GTXI|GTX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2204
GTXI|GTX, INC.|JPMX|J.P. Morgan Securities LLC|33948
GTXI|GTX, INC.|JSJX|JANE STREET CAPITAL LLC|3914
GTXI|GTX, INC.|KCGM|VIRTU Americas LLC|2701
GTXI|GTX, INC.|LEHM|Barclays Capital Inc./Le|206079
GTXI|GTX, INC.|LIME|Lime Brokerage LLC|82831
GTXI|GTX, INC.|LMGP|LIME BROKERAGE LLC|4400
GTXI|GTX, INC.|LSCI|Lek Securities Corporation|100
GTXI|GTX, INC.|MAXM|Maxim Group LLC|280
GTXI|GTX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13000
GTXI|GTX, INC.|MOTF|MOTIF INVESTING, INC.|1
GTXI|GTX, INC.|MSCO|MORGAN STANLEY & CO. LLC|399630
GTXI|GTX, INC.|MSPL|MORGAN STANLEY & CO. LLC|46600
GTXI|GTX, INC.|MSTX|MORGAN STANLEY & CO. LLC|14000
GTXI|GTX, INC.|NFSC|National Financial Services LLC|43563
GTXI|GTX, INC.|NITE|VIRTU Americas LLC|198826
GTXI|GTX, INC.|NITP|VIRTU Americas LLC|4347
GTXI|GTX, INC.|NQRB|Brut, LLC|1581
GTXI|GTX, INC.|OPCO|Oppenheimer & Co. Inc.|38997
GTXI|GTX, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|840
GTXI|GTX, INC.|PDQM|CODA MARKETS, INC.|46657
GTXI|GTX, INC.|PHLY|NASDAQ Execution Services, LLC|8000
GTXI|GTX, INC.|RAJA|Raymond James & Associates, Inc.|343
GTXI|GTX, INC.|RGLD|Regal Securities, Inc|550
GTXI|GTX, INC.|SAGL|SAGETRADER, LLC|5321
GTXI|GTX, INC.|SBSH|Citigroup Global Markets Inc.|168306
GTXI|GTX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|15247
GTXI|GTX, INC.|SPDR|SPEEDROUTE LLC|7648
GTXI|GTX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|90310
GTXI|GTX, INC.|SWIM|TD Ameritrade, Inc.|5027
GTXI|GTX, INC.|TKNG|ALLY INVEST SECURITIES LLC|473
GTXI|GTX, INC.|TRBT|Tradebot Systems, Inc.|39565
GTXI|GTX, INC.|TRCM|TRC MARKETS LLC|22205
GTXI|GTX, INC.|UBSA|UBS SECURITIES LLC|127222
GTXI|GTX, INC.|UBSS|UBS Securities LLC|548204
GTXI|GTX, INC.|VALX|VIRTU AMERICAS LLC|6125
GTXI|GTX, INC.|VGRD|Vanguard Marketing Corporation|1530
GTXI|GTX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|10076
GTXI|GTX, INC.|WEED|Weeden & Co.L.P.|5460
GTXI|GTX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|294
GTXI|GTX, INC.|WGIF|CIBC World Markets Inc.|37
GTXI|GTX, INC.|WSEA|WOLVERINE SECURITIES, LLC|438
GTXI|GTX, INC.|XIST|INSTINET, LLC|3200
GTXI|GTX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3172
GTXI|GTX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|9373
GTY|GETTY RLTY HLDG CO|ALTX|Alternet Securities Inc.|100
GTY|GETTY RLTY HLDG CO|APCC|Apex Clearing Corporation|23
GTY|GETTY RLTY HLDG CO|BARD|Robert W. Baird & Co. Incorporated|350
GTY|GETTY RLTY HLDG CO|BATM|CBOE TRADING, INC.|1133
GTY|GETTY RLTY HLDG CO|BAYC|BAY CREST PARTNERS, LLC|13
GTY|GETTY RLTY HLDG CO|BERN|Sanford C. Bernstein & Co., LLC|2077
GTY|GETTY RLTY HLDG CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1105
GTY|GETTY RLTY HLDG CO|BNPX|BNP PARIBAS SECURITIES CORP.|9177
GTY|GETTY RLTY HLDG CO|BRVL|BLAYLOCK VAN, LLC|1800
GTY|GETTY RLTY HLDG CO|BTIG|BTIG, LLC|19195
GTY|GETTY RLTY HLDG CO|BYXM|CBOE TRADING, INC.|60
GTY|GETTY RLTY HLDG CO|BZYD|GOLDMAN SACHS & CO. LLC|1652
GTY|GETTY RLTY HLDG CO|CHAS|Charles Schwab & Co., Inc.|2
GTY|GETTY RLTY HLDG CO|CIST|Capital Institutional Services, Inc.|200
GTY|GETTY RLTY HLDG CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7540
GTY|GETTY RLTY HLDG CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|854
GTY|GETTY RLTY HLDG CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59253
GTY|GETTY RLTY HLDG CO|CTDL|Citadel Derivatives Group Llc|13832
GTY|GETTY RLTY HLDG CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|12560
GTY|GETTY RLTY HLDG CO|DBAB|Deutsche Bank Securities Inc.|48584
GTY|GETTY RLTY HLDG CO|DBAX|Deutsche Bank Securities Inc.|39100
GTY|GETTY RLTY HLDG CO|DBUL|Deutsche Bank Securities Inc.|100
GTY|GETTY RLTY HLDG CO|DEAN|MORGAN STANLEY|4000
GTY|GETTY RLTY HLDG CO|DEGS|RONIN PROFESSIONAL LLC|900
GTY|GETTY RLTY HLDG CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
GTY|GETTY RLTY HLDG CO|EBXL|EBX LLC|29900
GTY|GETTY RLTY HLDG CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
GTY|GETTY RLTY HLDG CO|EDJO|Edward D. Jones & Co., L.P.|490
GTY|GETTY RLTY HLDG CO|EGAM|CBOE TRADING, INC.|332
GTY|GETTY RLTY HLDG CO|EGAW|CBOE TRADING, INC.|100
GTY|GETTY RLTY HLDG CO|EGXM|CBOE TRADING, INC.|601
GTY|GETTY RLTY HLDG CO|ETBE|Electronic Transaction Clearing, Inc.|2351
GTY|GETTY RLTY HLDG CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6374
GTY|GETTY RLTY HLDG CO|ETRS|E*Trade Securities LLC|10894
GTY|GETTY RLTY HLDG CO|FILL|Tradestation Securities, Inc.|600
GTY|GETTY RLTY HLDG CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|939
GTY|GETTY RLTY HLDG CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44014
GTY|GETTY RLTY HLDG CO|FTBR|Foliofn Investments, Inc.|9592
GTY|GETTY RLTY HLDG CO|GLPX|ACS EXECUTION SERVICES, LLC|1779
GTY|GETTY RLTY HLDG CO|GSCO|GOLDMAN SACHS & CO. LLC|79722
GTY|GETTY RLTY HLDG CO|GSCS|GOLDMAN SACHS & CO. LLC|24945
GTY|GETTY RLTY HLDG CO|GSLT|GOLDMAN SACHS & CO. LLC|160
GTY|GETTY RLTY HLDG CO|GTSZ|GTS SECURITIES LLC|12261
GTY|GETTY RLTY HLDG CO|HRBF|American Enterprise Investment Services Inc.|375
GTY|GETTY RLTY HLDG CO|HSBC|HSBC Securities, Inc.|3100
GTY|GETTY RLTY HLDG CO|IBKR|Interactive Brokers Llc|271
GTY|GETTY RLTY HLDG CO|ICBX|INSTINET, LLC|12200
GTY|GETTY RLTY HLDG CO|IEQY|CITADEL SECURITIES LLC|13471
GTY|GETTY RLTY HLDG CO|INCA|INSTINET, LLC|25872
GTY|GETTY RLTY HLDG CO|INJX|INSTINET, LLC|905
GTY|GETTY RLTY HLDG CO|ITGI|ITG Inc.|11045
GTY|GETTY RLTY HLDG CO|ITGP|ITG INC.|27400
GTY|GETTY RLTY HLDG CO|JANY|Janney Montgomery Scott Inc.|500
GTY|GETTY RLTY HLDG CO|JEFF|JEFFERIES LLC|28813
GTY|GETTY RLTY HLDG CO|JMPT|JUMP TRADING, LLC|6124
GTY|GETTY RLTY HLDG CO|JPBX|J.P. MORGAN SECURITIES LLC|15448
GTY|GETTY RLTY HLDG CO|JPMX|J.P. Morgan Securities LLC|117895
GTY|GETTY RLTY HLDG CO|JSJX|JANE STREET CAPITAL LLC|644
GTY|GETTY RLTY HLDG CO|KCGM|VIRTU Americas LLC|10959
GTY|GETTY RLTY HLDG CO|KEYB|KEYBANC CAPITAL MARKETS INC.|3254
GTY|GETTY RLTY HLDG CO|LEHM|Barclays Capital Inc./Le|95608
GTY|GETTY RLTY HLDG CO|LIME|Lime Brokerage LLC|13251
GTY|GETTY RLTY HLDG CO|LOOP|Loop Capital Markets LLC|300
GTY|GETTY RLTY HLDG CO|LSCI|Lek Securities Corporation|4
GTY|GETTY RLTY HLDG CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23924
GTY|GETTY RLTY HLDG CO|MSCO|MORGAN STANLEY & CO. LLC|94848
GTY|GETTY RLTY HLDG CO|MSPL|MORGAN STANLEY & CO. LLC|42000
GTY|GETTY RLTY HLDG CO|MSTX|MORGAN STANLEY & CO. LLC|3200
GTY|GETTY RLTY HLDG CO|NATL|National Securities Corporation|350
GTY|GETTY RLTY HLDG CO|NFSC|National Financial Services LLC|25417
GTY|GETTY RLTY HLDG CO|NITE|VIRTU Americas LLC|45013
GTY|GETTY RLTY HLDG CO|NQRB|Brut, LLC|1065
GTY|GETTY RLTY HLDG CO|NTRC|Northern Trust Securities, Inc.|197
GTY|GETTY RLTY HLDG CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GTY|GETTY RLTY HLDG CO|PDQM|CODA MARKETS, INC.|2688
GTY|GETTY RLTY HLDG CO|PWJC|UBS Financial Services, Inc.|80
GTY|GETTY RLTY HLDG CO|RBCM|RBC CAPITAL MARKETS, LLC|1468
GTY|GETTY RLTY HLDG CO|SALI|INTL FCSTONE FINANCIAL INC.|465
GTY|GETTY RLTY HLDG CO|SBSH|Citigroup Global Markets Inc.|20595
GTY|GETTY RLTY HLDG CO|SGMT|GOLDMAN SACHS & CO. LLC|17187
GTY|GETTY RLTY HLDG CO|SPDR|SPEEDROUTE LLC|3200
GTY|GETTY RLTY HLDG CO|STFL|Stifel, Nicolaus & Company, Incorporated|15741
GTY|GETTY RLTY HLDG CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2607
GTY|GETTY RLTY HLDG CO|SWIM|TD Ameritrade, Inc.|17957
GTY|GETTY RLTY HLDG CO|TKNG|ALLY INVEST SECURITIES LLC|1005
GTY|GETTY RLTY HLDG CO|TRBT|Tradebot Systems, Inc.|23705
GTY|GETTY RLTY HLDG CO|TRCM|TRC MARKETS LLC|9973
GTY|GETTY RLTY HLDG CO|UBSA|UBS SECURITIES LLC|113366
GTY|GETTY RLTY HLDG CO|UBSS|UBS Securities LLC|138805
GTY|GETTY RLTY HLDG CO|VALX|VIRTU AMERICAS LLC|6911
GTY|GETTY RLTY HLDG CO|VGRD|Vanguard Marketing Corporation|2067
GTY|GETTY RLTY HLDG CO|WBPX|SUMMIT SECURITIES GROUP, LLC|200
GTY|GETTY RLTY HLDG CO|WCHV|WELLS FARGO SECURITIES, LLC|13728
GTY|GETTY RLTY HLDG CO|WDNX|WEEDEN & CO.L.P.|390
GTY|GETTY RLTY HLDG CO|WEED|Weeden & Co.L.P.|7400
GTY|GETTY RLTY HLDG CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|397
GTY|GETTY RLTY HLDG CO|WGIF|CIBC World Markets Inc.|1620
GTY|GETTY RLTY HLDG CO|WSEA|WOLVERINE SECURITIES, LLC|323
GTY|GETTY RLTY HLDG CO|XIST|INSTINET, LLC|34600
GTY|GETTY RLTY HLDG CO|XPQR|Jump Trading|566
GTY|GETTY RLTY HLDG CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|9000
GTY|GETTY RLTY HLDG CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2156
GTYH|GTY TECH HLD A ORD|BATM|CBOE TRADING, INC.|300
GTYH|GTY TECH HLD A ORD|BTIG|BTIG, LLC|44200
GTYH|GTY TECH HLD A ORD|DBAB|Deutsche Bank Securities Inc.|1000000
GTYH|GTY TECH HLD A ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
GTYH|GTY TECH HLD A ORD|ETRS|E*Trade Securities LLC|14
GTYH|GTY TECH HLD A ORD|GSCO|GOLDMAN SACHS & CO. LLC|140
GTYH|GTY TECH HLD A ORD|IBKR|Interactive Brokers Llc|209
GTYH|GTY TECH HLD A ORD|LIME|Lime Brokerage LLC|6
GTYH|GTY TECH HLD A ORD|LSCI|Lek Securities Corporation|3000
GTYH|GTY TECH HLD A ORD|MACQ|Macquarie Capital (USA) Inc.|200000
GTYH|GTY TECH HLD A ORD|MSCO|MORGAN STANLEY & CO. LLC|25343
GTYH|GTY TECH HLD A ORD|MZHO|Mizuho Securities USA LLC|100000
GTYH|GTY TECH HLD A ORD|NFSC|National Financial Services LLC|5499
GTYH|GTY TECH HLD A ORD|NITE|VIRTU Americas LLC|1554
GTYH|GTY TECH HLD A ORD|SBSH|Citigroup Global Markets Inc.|2800
GTYH|GTY TECH HLD A ORD|UBSS|UBS Securities LLC|54957
GTYHU|GTY TECH HLDGS UTS|BATM|CBOE TRADING, INC.|100
GTYHU|GTY TECH HLDGS UTS|BTIG|BTIG, LLC|4700
GTYHU|GTY TECH HLDGS UTS|CANT|Cantor Fitzgerald & Co.|5085
GTYHU|GTY TECH HLDGS UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
GTYHU|GTY TECH HLDGS UTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|590
GTYHU|GTY TECH HLDGS UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
GTYHU|GTY TECH HLDGS UTS|EGAM|CBOE TRADING, INC.|298
GTYHU|GTY TECH HLDGS UTS|GEBB|GLOBAL EXECUTION BROKERS, LP|400
GTYHU|GTY TECH HLDGS UTS|GSCO|GOLDMAN SACHS & CO. LLC|700
GTYHU|GTY TECH HLDGS UTS|GSLT|GOLDMAN SACHS & CO. LLC|200
GTYHU|GTY TECH HLDGS UTS|IBKR|Interactive Brokers Llc|200
GTYHU|GTY TECH HLDGS UTS|ICBX|INSTINET, LLC|100
GTYHU|GTY TECH HLDGS UTS|INCA|INSTINET, LLC|200
GTYHU|GTY TECH HLDGS UTS|LIME|Lime Brokerage LLC|700
GTYHU|GTY TECH HLDGS UTS|MSCO|MORGAN STANLEY & CO. LLC|2800
GTYHU|GTY TECH HLDGS UTS|NFSC|National Financial Services LLC|100
GTYHU|GTY TECH HLDGS UTS|NITE|VIRTU Americas LLC|2300
GTYHU|GTY TECH HLDGS UTS|NQRB|Brut, LLC|390
GTYHU|GTY TECH HLDGS UTS|UBSS|UBS Securities LLC|2300
GTYHU|GTY TECH HLDGS UTS|VGRD|Vanguard Marketing Corporation|2200
GTYHW|GTY TECH HLD WTS|CANT|Cantor Fitzgerald & Co.|219
GTYHW|GTY TECH HLD WTS|FOMA|TD AMERITRADE CLEARING, INC.|1500
GTYHW|GTY TECH HLD WTS|GSCO|GOLDMAN SACHS & CO. LLC|3858
GTYHW|GTY TECH HLD WTS|IBKR|Interactive Brokers Llc|1363
GTYHW|GTY TECH HLD WTS|LIME|Lime Brokerage LLC|60
GTYHW|GTY TECH HLD WTS|MPSG|E D & F Man Capital Markets Inc.|300000
GTYHW|GTY TECH HLD WTS|NITE|VIRTU Americas LLC|1624
GTYHW|GTY TECH HLD WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9925
GUDB|SAGE ESG INTERMEDIAT|FTBR|Foliofn Investments, Inc.|393
GUDB|SAGE ESG INTERMEDIAT|GSCO|GOLDMAN SACHS & CO. LLC|300
GUDB|SAGE ESG INTERMEDIAT|GSLT|GOLDMAN SACHS & CO. LLC|200
GUDB|SAGE ESG INTERMEDIAT|LEHM|Barclays Capital Inc./Le|400
GUDB|SAGE ESG INTERMEDIAT|MACC|Mid Atlantic Capital Corporation|5
GUDB|SAGE ESG INTERMEDIAT|NFSC|National Financial Services LLC|8
GUDB|SAGE ESG INTERMEDIAT|NITE|VIRTU Americas LLC|401
GUDB|SAGE ESG INTERMEDIAT|UBSA|UBS SECURITIES LLC|12
GULF|WISDOMTREE|APCC|Apex Clearing Corporation|16217
GULF|WISDOMTREE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
GULF|WISDOMTREE|CANT|Cantor Fitzgerald & Co.|81
GULF|WISDOMTREE|CHAS|Charles Schwab & Co., Inc.|353
GULF|WISDOMTREE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1377
GULF|WISDOMTREE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
GULF|WISDOMTREE|DBAX|Deutsche Bank Securities Inc.|300
GULF|WISDOMTREE|DEAN|MORGAN STANLEY|144
GULF|WISDOMTREE|EBXL|EBX LLC|400
GULF|WISDOMTREE|EGXM|CBOE TRADING, INC.|200
GULF|WISDOMTREE|ETRS|E*Trade Securities LLC|3788
GULF|WISDOMTREE|FBCO|Credit Suisse Securities (USA) LLC|2194
GULF|WISDOMTREE|FILL|Tradestation Securities, Inc.|10
GULF|WISDOMTREE|FOMA|TD AMERITRADE CLEARING, INC.|7356
GULF|WISDOMTREE|FTBR|Foliofn Investments, Inc.|5457
GULF|WISDOMTREE|GEBB|GLOBAL EXECUTION BROKERS, LP|194
GULF|WISDOMTREE|GSCO|GOLDMAN SACHS & CO. LLC|1800
GULF|WISDOMTREE|HRBF|American Enterprise Investment Services Inc.|1
GULF|WISDOMTREE|IATS|INTERACTIVE BROKERS LLC|5
GULF|WISDOMTREE|IBKR|Interactive Brokers Llc|37202
GULF|WISDOMTREE|ICBX|INSTINET, LLC|1600
GULF|WISDOMTREE|INCA|INSTINET, LLC|1586
GULF|WISDOMTREE|JSEB|JANE STREET EXECUTION SERVICES, LLC|5951
GULF|WISDOMTREE|JSJX|JANE STREET CAPITAL LLC|6617
GULF|WISDOMTREE|LEHM|Barclays Capital Inc./Le|400
GULF|WISDOMTREE|LIME|Lime Brokerage LLC|2963
GULF|WISDOMTREE|MACC|Mid Atlantic Capital Corporation|333
GULF|WISDOMTREE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GULF|WISDOMTREE|MOTF|MOTIF INVESTING, INC.|1
GULF|WISDOMTREE|MSCO|MORGAN STANLEY & CO. LLC|5198
GULF|WISDOMTREE|MSPL|MORGAN STANLEY & CO. LLC|200
GULF|WISDOMTREE|NFSC|National Financial Services LLC|3321
GULF|WISDOMTREE|NITE|VIRTU Americas LLC|20363
GULF|WISDOMTREE|PDQM|CODA MARKETS, INC.|49
GULF|WISDOMTREE|PWJC|UBS Financial Services, Inc.|700
GULF|WISDOMTREE|RAJA|Raymond James & Associates, Inc.|67
GULF|WISDOMTREE|SBSH|Citigroup Global Markets Inc.|1897
GULF|WISDOMTREE|SWIM|TD Ameritrade, Inc.|415
GULF|WISDOMTREE|TKNG|ALLY INVEST SECURITIES LLC|4
GULF|WISDOMTREE|UBSS|UBS Securities LLC|1990
GULF|WISDOMTREE|VGRD|Vanguard Marketing Corporation|1662
GULF|WISDOMTREE|WCHV|WELLS FARGO SECURITIES, LLC|2758
GULF|WISDOMTREE|WSEA|WOLVERINE SECURITIES, LLC|139
GULF|WISDOMTREE|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
GUNR|FLEXM GLOUPSTRMNATRE|ALTX|Alternet Securities Inc.|1900
GUNR|FLEXM GLOUPSTRMNATRE|APCC|Apex Clearing Corporation|342
GUNR|FLEXM GLOUPSTRMNATRE|BANK|Primevest Financial Services, Inc.|67
GUNR|FLEXM GLOUPSTRMNATRE|BARD|Robert W. Baird & Co. Incorporated|2500
GUNR|FLEXM GLOUPSTRMNATRE|BATM|CBOE TRADING, INC.|1980
GUNR|FLEXM GLOUPSTRMNATRE|BBNT|BB&T SECURITIES, LLC|2236
GUNR|FLEXM GLOUPSTRMNATRE|BERN|Sanford C. Bernstein & Co., LLC|1585
GUNR|FLEXM GLOUPSTRMNATRE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17690
GUNR|FLEXM GLOUPSTRMNATRE|CANT|Cantor Fitzgerald & Co.|231526
GUNR|FLEXM GLOUPSTRMNATRE|CHAS|Charles Schwab & Co., Inc.|282345
GUNR|FLEXM GLOUPSTRMNATRE|CIST|Capital Institutional Services, Inc.|810
GUNR|FLEXM GLOUPSTRMNATRE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23344
GUNR|FLEXM GLOUPSTRMNATRE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142534
GUNR|FLEXM GLOUPSTRMNATRE|CSIN|Citadel Securities Institutional LLC|13260
GUNR|FLEXM GLOUPSTRMNATRE|CTDL|Citadel Derivatives Group Llc|334677
GUNR|FLEXM GLOUPSTRMNATRE|CXCX|CITIGROUP GLOBAL MARKETS INC.|23782
GUNR|FLEXM GLOUPSTRMNATRE|DBAB|Deutsche Bank Securities Inc.|1803
GUNR|FLEXM GLOUPSTRMNATRE|DBAX|Deutsche Bank Securities Inc.|51200
GUNR|FLEXM GLOUPSTRMNATRE|DEAN|MORGAN STANLEY|7930
GUNR|FLEXM GLOUPSTRMNATRE|DEGS|RONIN PROFESSIONAL LLC|1
GUNR|FLEXM GLOUPSTRMNATRE|EBXL|EBX LLC|44200
GUNR|FLEXM GLOUPSTRMNATRE|ECUT|CONVERGEX EXECUTION SOLUTIONS|6900
GUNR|FLEXM GLOUPSTRMNATRE|EDJO|Edward D. Jones & Co., L.P.|865
GUNR|FLEXM GLOUPSTRMNATRE|EGAM|CBOE TRADING, INC.|6402
GUNR|FLEXM GLOUPSTRMNATRE|EGAW|CBOE TRADING, INC.|19
GUNR|FLEXM GLOUPSTRMNATRE|EGXM|CBOE TRADING, INC.|799
GUNR|FLEXM GLOUPSTRMNATRE|ETBE|Electronic Transaction Clearing, Inc.|1200
GUNR|FLEXM GLOUPSTRMNATRE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3362
GUNR|FLEXM GLOUPSTRMNATRE|ETRS|E*Trade Securities LLC|1978
GUNR|FLEXM GLOUPSTRMNATRE|FINX|FINTECH SECURITIES|31251
GUNR|FLEXM GLOUPSTRMNATRE|FMAF|NBCN Inc./ CDS|1839
GUNR|FLEXM GLOUPSTRMNATRE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8030
GUNR|FLEXM GLOUPSTRMNATRE|FTBR|Foliofn Investments, Inc.|34
GUNR|FLEXM GLOUPSTRMNATRE|GSCO|GOLDMAN SACHS & CO. LLC|137533
GUNR|FLEXM GLOUPSTRMNATRE|GSCS|GOLDMAN SACHS & CO. LLC|10
GUNR|FLEXM GLOUPSTRMNATRE|GSLT|GOLDMAN SACHS & CO. LLC|4892
GUNR|FLEXM GLOUPSTRMNATRE|GTSZ|GTS SECURITIES LLC|300
GUNR|FLEXM GLOUPSTRMNATRE|HRBF|American Enterprise Investment Services Inc.|4787
GUNR|FLEXM GLOUPSTRMNATRE|IATS|INTERACTIVE BROKERS LLC|23
GUNR|FLEXM GLOUPSTRMNATRE|IBKR|Interactive Brokers Llc|8022
GUNR|FLEXM GLOUPSTRMNATRE|ICBX|INSTINET, LLC|33596
GUNR|FLEXM GLOUPSTRMNATRE|INCA|INSTINET, LLC|2485
GUNR|FLEXM GLOUPSTRMNATRE|ITGI|ITG Inc.|24668
GUNR|FLEXM GLOUPSTRMNATRE|ITGP|ITG INC.|11000
GUNR|FLEXM GLOUPSTRMNATRE|JMPT|JUMP TRADING, LLC|1041
GUNR|FLEXM GLOUPSTRMNATRE|JPMX|J.P. Morgan Securities LLC|185082
GUNR|FLEXM GLOUPSTRMNATRE|JSEB|JANE STREET EXECUTION SERVICES, LLC|312317
GUNR|FLEXM GLOUPSTRMNATRE|JSJX|JANE STREET CAPITAL LLC|931282
GUNR|FLEXM GLOUPSTRMNATRE|KCGM|VIRTU Americas LLC|16191
GUNR|FLEXM GLOUPSTRMNATRE|LEHM|Barclays Capital Inc./Le|138516
GUNR|FLEXM GLOUPSTRMNATRE|LIME|Lime Brokerage LLC|12919
GUNR|FLEXM GLOUPSTRMNATRE|LSCI|Lek Securities Corporation|1758
GUNR|FLEXM GLOUPSTRMNATRE|MACC|Mid Atlantic Capital Corporation|24398
GUNR|FLEXM GLOUPSTRMNATRE|MAXM|Maxim Group LLC|9918
GUNR|FLEXM GLOUPSTRMNATRE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92918
GUNR|FLEXM GLOUPSTRMNATRE|MOTF|MOTIF INVESTING, INC.|1
GUNR|FLEXM GLOUPSTRMNATRE|MSCO|MORGAN STANLEY & CO. LLC|141802
GUNR|FLEXM GLOUPSTRMNATRE|MSPL|MORGAN STANLEY & CO. LLC|59600
GUNR|FLEXM GLOUPSTRMNATRE|NFSC|National Financial Services LLC|212970
GUNR|FLEXM GLOUPSTRMNATRE|NITE|VIRTU Americas LLC|280301
GUNR|FLEXM GLOUPSTRMNATRE|NQRB|Brut, LLC|12766
GUNR|FLEXM GLOUPSTRMNATRE|NTRC|Northern Trust Securities, Inc.|13337
GUNR|FLEXM GLOUPSTRMNATRE|OPCO|Oppenheimer & Co. Inc.|65
GUNR|FLEXM GLOUPSTRMNATRE|PDQM|CODA MARKETS, INC.|5597
GUNR|FLEXM GLOUPSTRMNATRE|PWJC|UBS Financial Services, Inc.|114
GUNR|FLEXM GLOUPSTRMNATRE|RBCM|RBC CAPITAL MARKETS, LLC|6977
GUNR|FLEXM GLOUPSTRMNATRE|SBSH|Citigroup Global Markets Inc.|3591
GUNR|FLEXM GLOUPSTRMNATRE|SEIC|SEI Investments Distribution Co.|1300
GUNR|FLEXM GLOUPSTRMNATRE|SGMT|GOLDMAN SACHS & CO. LLC|79421
GUNR|FLEXM GLOUPSTRMNATRE|SPDR|SPEEDROUTE LLC|300
GUNR|FLEXM GLOUPSTRMNATRE|STFL|Stifel, Nicolaus & Company, Incorporated|476
GUNR|FLEXM GLOUPSTRMNATRE|SWIM|TD Ameritrade, Inc.|497
GUNR|FLEXM GLOUPSTRMNATRE|TRBT|Tradebot Systems, Inc.|13495
GUNR|FLEXM GLOUPSTRMNATRE|TRCM|TRC MARKETS LLC|400
GUNR|FLEXM GLOUPSTRMNATRE|UBSA|UBS SECURITIES LLC|82145
GUNR|FLEXM GLOUPSTRMNATRE|UBSS|UBS Securities LLC|135314
GUNR|FLEXM GLOUPSTRMNATRE|VALX|VIRTU AMERICAS LLC|12
GUNR|FLEXM GLOUPSTRMNATRE|VGRD|Vanguard Marketing Corporation|3037
GUNR|FLEXM GLOUPSTRMNATRE|WBLR|WILLIAM BLAIR|800
GUNR|FLEXM GLOUPSTRMNATRE|WCHV|WELLS FARGO SECURITIES, LLC|33810
GUNR|FLEXM GLOUPSTRMNATRE|WEDB|WEDBUSH SECURITIES INC.|612
GUNR|FLEXM GLOUPSTRMNATRE|WEED|Weeden & Co.L.P.|30
GUNR|FLEXM GLOUPSTRMNATRE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|231
GUNR|FLEXM GLOUPSTRMNATRE|WGIF|CIBC World Markets Inc.|1000
GUNR|FLEXM GLOUPSTRMNATRE|WSEA|WOLVERINE SECURITIES, LLC|15
GUNR|FLEXM GLOUPSTRMNATRE|XSTM|NATIONAL FINANCIAL SERVICES LLC|3868
GUNR|FLEXM GLOUPSTRMNATRE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27299
GURE|GULF RESOURCES INC|ALTX|Alternet Securities Inc.|700
GURE|GULF RESOURCES INC|APCC|Apex Clearing Corporation|2904
GURE|GULF RESOURCES INC|BBNT|BB&T SECURITIES, LLC|18761
GURE|GULF RESOURCES INC|BIMI|Banca IMI Securities Corp.|881
GURE|GULF RESOURCES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
GURE|GULF RESOURCES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2620
GURE|GULF RESOURCES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1374
GURE|GULF RESOURCES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|740
GURE|GULF RESOURCES INC|DBAB|Deutsche Bank Securities Inc.|1300
GURE|GULF RESOURCES INC|DBAX|Deutsche Bank Securities Inc.|900
GURE|GULF RESOURCES INC|DEAN|MORGAN STANLEY|500
GURE|GULF RESOURCES INC|DEGS|RONIN PROFESSIONAL LLC|2712
GURE|GULF RESOURCES INC|EBXL|EBX LLC|1100
GURE|GULF RESOURCES INC|EDJO|Edward D. Jones & Co., L.P.|1885
GURE|GULF RESOURCES INC|EGXM|CBOE TRADING, INC.|700
GURE|GULF RESOURCES INC|ETRS|E*Trade Securities LLC|22966
GURE|GULF RESOURCES INC|FBCO|Credit Suisse Securities (USA) LLC|12425
GURE|GULF RESOURCES INC|FMAF|NBCN Inc./ CDS|4843
GURE|GULF RESOURCES INC|FOMA|TD AMERITRADE CLEARING, INC.|77900
GURE|GULF RESOURCES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
GURE|GULF RESOURCES INC|FTBR|Foliofn Investments, Inc.|35211
GURE|GULF RESOURCES INC|GSCO|GOLDMAN SACHS & CO. LLC|2380
GURE|GULF RESOURCES INC|HRBF|American Enterprise Investment Services Inc.|850
GURE|GULF RESOURCES INC|IATS|INTERACTIVE BROKERS LLC|1200
GURE|GULF RESOURCES INC|IBKR|Interactive Brokers Llc|4628
GURE|GULF RESOURCES INC|INCA|INSTINET, LLC|4159
GURE|GULF RESOURCES INC|ITGI|ITG Inc.|300
GURE|GULF RESOURCES INC|JPMX|J.P. Morgan Securities LLC|400
GURE|GULF RESOURCES INC|LEHM|Barclays Capital Inc./Le|600
GURE|GULF RESOURCES INC|LIME|Lime Brokerage LLC|2945
GURE|GULF RESOURCES INC|MSCO|MORGAN STANLEY & CO. LLC|12080
GURE|GULF RESOURCES INC|MSPL|MORGAN STANLEY & CO. LLC|200
GURE|GULF RESOURCES INC|NFSC|National Financial Services LLC|36330
GURE|GULF RESOURCES INC|NITE|VIRTU Americas LLC|135750
GURE|GULF RESOURCES INC|NQRB|Brut, LLC|212
GURE|GULF RESOURCES INC|OPCO|Oppenheimer & Co. Inc.|98
GURE|GULF RESOURCES INC|RBCM|RBC CAPITAL MARKETS, LLC|3905
GURE|GULF RESOURCES INC|SBSH|Citigroup Global Markets Inc.|5904
GURE|GULF RESOURCES INC|SGMT|GOLDMAN SACHS & CO. LLC|310
GURE|GULF RESOURCES INC|SWIM|TD Ameritrade, Inc.|2250
GURE|GULF RESOURCES INC|TKNG|ALLY INVEST SECURITIES LLC|1336
GURE|GULF RESOURCES INC|TRCM|TRC MARKETS LLC|2626
GURE|GULF RESOURCES INC|UBSA|UBS SECURITIES LLC|6453
GURE|GULF RESOURCES INC|UBSS|UBS Securities LLC|16901
GURE|GULF RESOURCES INC|VGRD|Vanguard Marketing Corporation|18727
GURE|GULF RESOURCES INC|WCHV|WELLS FARGO SECURITIES, LLC|47648
GURE|GULF RESOURCES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51
GURE|GULF RESOURCES INC|WGIF|CIBC World Markets Inc.|2000
GURE|GULF RESOURCES INC|WSEA|WOLVERINE SECURITIES, LLC|295
GURU|GLOBAL X GURU INDEX|APCC|Apex Clearing Corporation|30289
GURU|GLOBAL X GURU INDEX|CANT|Cantor Fitzgerald & Co.|11201
GURU|GLOBAL X GURU INDEX|CHAS|Charles Schwab & Co., Inc.|6
GURU|GLOBAL X GURU INDEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4533
GURU|GLOBAL X GURU INDEX|DBAX|Deutsche Bank Securities Inc.|1600
GURU|GLOBAL X GURU INDEX|DEAN|MORGAN STANLEY|5045
GURU|GLOBAL X GURU INDEX|EBXL|EBX LLC|1700
GURU|GLOBAL X GURU INDEX|ECUT|CONVERGEX EXECUTION SOLUTIONS|320
GURU|GLOBAL X GURU INDEX|EDJO|Edward D. Jones & Co., L.P.|300
GURU|GLOBAL X GURU INDEX|ETRS|E*Trade Securities LLC|960
GURU|GLOBAL X GURU INDEX|FILL|Tradestation Securities, Inc.|3
GURU|GLOBAL X GURU INDEX|FMAF|NBCN Inc./ CDS|265
GURU|GLOBAL X GURU INDEX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|425
GURU|GLOBAL X GURU INDEX|FTBR|Foliofn Investments, Inc.|86
GURU|GLOBAL X GURU INDEX|GSCO|GOLDMAN SACHS & CO. LLC|100
GURU|GLOBAL X GURU INDEX|GSLT|GOLDMAN SACHS & CO. LLC|100
GURU|GLOBAL X GURU INDEX|IATS|INTERACTIVE BROKERS LLC|95
GURU|GLOBAL X GURU INDEX|IBKR|Interactive Brokers Llc|2198
GURU|GLOBAL X GURU INDEX|ICBX|INSTINET, LLC|100
GURU|GLOBAL X GURU INDEX|JPMX|J.P. Morgan Securities LLC|400
GURU|GLOBAL X GURU INDEX|JSJX|JANE STREET CAPITAL LLC|6408
GURU|GLOBAL X GURU INDEX|KCGM|VIRTU Americas LLC|733
GURU|GLOBAL X GURU INDEX|LEHM|Barclays Capital Inc./Le|6400
GURU|GLOBAL X GURU INDEX|LIME|Lime Brokerage LLC|982
GURU|GLOBAL X GURU INDEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10014
GURU|GLOBAL X GURU INDEX|MOTF|MOTIF INVESTING, INC.|1
GURU|GLOBAL X GURU INDEX|MSCO|MORGAN STANLEY & CO. LLC|9620
GURU|GLOBAL X GURU INDEX|NFSC|National Financial Services LLC|4950
GURU|GLOBAL X GURU INDEX|NITE|VIRTU Americas LLC|38933
GURU|GLOBAL X GURU INDEX|NITP|VIRTU Americas LLC|4
GURU|GLOBAL X GURU INDEX|OPCO|Oppenheimer & Co. Inc.|677
GURU|GLOBAL X GURU INDEX|PWJC|UBS Financial Services, Inc.|217
GURU|GLOBAL X GURU INDEX|RBCM|RBC CAPITAL MARKETS, LLC|605
GURU|GLOBAL X GURU INDEX|SBSH|Citigroup Global Markets Inc.|117
GURU|GLOBAL X GURU INDEX|SGMT|GOLDMAN SACHS & CO. LLC|1101
GURU|GLOBAL X GURU INDEX|SWIM|TD Ameritrade, Inc.|10
GURU|GLOBAL X GURU INDEX|TKNG|ALLY INVEST SECURITIES LLC|25
GURU|GLOBAL X GURU INDEX|TRCM|TRC MARKETS LLC|100
GURU|GLOBAL X GURU INDEX|UBSA|UBS SECURITIES LLC|2653
GURU|GLOBAL X GURU INDEX|UBSS|UBS Securities LLC|1451
GURU|GLOBAL X GURU INDEX|VGRD|Vanguard Marketing Corporation|299
GURU|GLOBAL X GURU INDEX|WCHV|WELLS FARGO SECURITIES, LLC|3364
GURU|GLOBAL X GURU INDEX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51
GURU|GLOBAL X GURU INDEX|WSEA|WOLVERINE SECURITIES, LLC|114
GURU|GLOBAL X GURU INDEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|151
GUSH|DIREXION DAILY S&P O|ALTX|Alternet Securities Inc.|2800
GUSH|DIREXION DAILY S&P O|APCC|Apex Clearing Corporation|28664
GUSH|DIREXION DAILY S&P O|BATM|CBOE TRADING, INC.|7502
GUSH|DIREXION DAILY S&P O|BBNT|BB&T SECURITIES, LLC|218
GUSH|DIREXION DAILY S&P O|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32155
GUSH|DIREXION DAILY S&P O|BYXM|CBOE TRADING, INC.|500
GUSH|DIREXION DAILY S&P O|CHAS|Charles Schwab & Co., Inc.|23660
GUSH|DIREXION DAILY S&P O|CICF|Canaccord Genuity Corp.|310
GUSH|DIREXION DAILY S&P O|CMTT|CMT TRADING LLC|60259
GUSH|DIREXION DAILY S&P O|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|252
GUSH|DIREXION DAILY S&P O|CRFN|ROBINHOOD FINANCIAL, LLC|3
GUSH|DIREXION DAILY S&P O|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129570
GUSH|DIREXION DAILY S&P O|CXCX|CITIGROUP GLOBAL MARKETS INC.|210
GUSH|DIREXION DAILY S&P O|DBAB|Deutsche Bank Securities Inc.|975
GUSH|DIREXION DAILY S&P O|DBAX|Deutsche Bank Securities Inc.|23800
GUSH|DIREXION DAILY S&P O|DCHF|Dart Executions, LLC|110771
GUSH|DIREXION DAILY S&P O|DEAN|MORGAN STANLEY|525
GUSH|DIREXION DAILY S&P O|DEGS|RONIN PROFESSIONAL LLC|1000
GUSH|DIREXION DAILY S&P O|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3321
GUSH|DIREXION DAILY S&P O|EBXL|EBX LLC|49900
GUSH|DIREXION DAILY S&P O|ECUT|CONVERGEX EXECUTION SOLUTIONS|3966
GUSH|DIREXION DAILY S&P O|EDJO|Edward D. Jones & Co., L.P.|600
GUSH|DIREXION DAILY S&P O|EGAM|CBOE TRADING, INC.|15748
GUSH|DIREXION DAILY S&P O|EGAW|CBOE TRADING, INC.|300
GUSH|DIREXION DAILY S&P O|EGMT|EG MARKET TECHNOLOGIES LLC|100
GUSH|DIREXION DAILY S&P O|EGXM|CBOE TRADING, INC.|16087
GUSH|DIREXION DAILY S&P O|EGXW|CBOE TRADING, INC.|200
GUSH|DIREXION DAILY S&P O|ETBE|Electronic Transaction Clearing, Inc.|17875
GUSH|DIREXION DAILY S&P O|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41705
GUSH|DIREXION DAILY S&P O|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
GUSH|DIREXION DAILY S&P O|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2426
GUSH|DIREXION DAILY S&P O|ETRS|E*Trade Securities LLC|1058346
GUSH|DIREXION DAILY S&P O|FBSB|U.S. Bancorp Investments, Inc.|100
GUSH|DIREXION DAILY S&P O|FILL|Tradestation Securities, Inc.|146386
GUSH|DIREXION DAILY S&P O|FMAF|NBCN Inc./ CDS|16899
GUSH|DIREXION DAILY S&P O|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3294
GUSH|DIREXION DAILY S&P O|FTBR|Foliofn Investments, Inc.|82
GUSH|DIREXION DAILY S&P O|GBMT|GBM International, Inc.|18370
GUSH|DIREXION DAILY S&P O|GLIS|TD Securities Inc|338571
GUSH|DIREXION DAILY S&P O|GLPX|ACS EXECUTION SERVICES, LLC|31130
GUSH|DIREXION DAILY S&P O|GSCO|GOLDMAN SACHS & CO. LLC|2475
GUSH|DIREXION DAILY S&P O|GSCS|GOLDMAN SACHS & CO. LLC|2620
GUSH|DIREXION DAILY S&P O|GSLT|GOLDMAN SACHS & CO. LLC|1804
GUSH|DIREXION DAILY S&P O|GTSZ|GTS SECURITIES LLC|66290
GUSH|DIREXION DAILY S&P O|HRBF|American Enterprise Investment Services Inc.|2050
GUSH|DIREXION DAILY S&P O|IATS|INTERACTIVE BROKERS LLC|102622
GUSH|DIREXION DAILY S&P O|IBKR|Interactive Brokers Llc|132895
GUSH|DIREXION DAILY S&P O|ICBX|INSTINET, LLC|80946
GUSH|DIREXION DAILY S&P O|INCA|INSTINET, LLC|89729
GUSH|DIREXION DAILY S&P O|ITGI|ITG Inc.|1410
GUSH|DIREXION DAILY S&P O|ITGP|ITG INC.|7200
GUSH|DIREXION DAILY S&P O|JMPT|JUMP TRADING, LLC|37980
GUSH|DIREXION DAILY S&P O|JPMX|J.P. Morgan Securities LLC|26136
GUSH|DIREXION DAILY S&P O|JRCO|Johnson Rice & Company L.L.C.|3075
GUSH|DIREXION DAILY S&P O|JSEB|JANE STREET EXECUTION SERVICES, LLC|65500
GUSH|DIREXION DAILY S&P O|JSJX|JANE STREET CAPITAL LLC|1072864
GUSH|DIREXION DAILY S&P O|KCGM|VIRTU Americas LLC|35280
GUSH|DIREXION DAILY S&P O|LEHM|Barclays Capital Inc./Le|118486
GUSH|DIREXION DAILY S&P O|LIME|Lime Brokerage LLC|48003
GUSH|DIREXION DAILY S&P O|LIWM|LIME BROKERAGE LLC|29268
GUSH|DIREXION DAILY S&P O|LSCI|Lek Securities Corporation|5205
GUSH|DIREXION DAILY S&P O|MBTS|ALLY INVEST SECURITIES LLC|600
GUSH|DIREXION DAILY S&P O|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|85024
GUSH|DIREXION DAILY S&P O|MOTF|MOTIF INVESTING, INC.|15
GUSH|DIREXION DAILY S&P O|MSCO|MORGAN STANLEY & CO. LLC|59589
GUSH|DIREXION DAILY S&P O|MSPL|MORGAN STANLEY & CO. LLC|4800
GUSH|DIREXION DAILY S&P O|MSTX|MORGAN STANLEY & CO. LLC|1500
GUSH|DIREXION DAILY S&P O|NFSC|National Financial Services LLC|2441994
GUSH|DIREXION DAILY S&P O|NITE|VIRTU Americas LLC|2333492
GUSH|DIREXION DAILY S&P O|NQRB|Brut, LLC|4986
GUSH|DIREXION DAILY S&P O|NTBF|BMO Nesbitt Burns Inc./CDS|24741
GUSH|DIREXION DAILY S&P O|NTRC|Northern Trust Securities, Inc.|875
GUSH|DIREXION DAILY S&P O|PCPT|PHILLIP CAPITAL INC.|110
GUSH|DIREXION DAILY S&P O|PDQM|CODA MARKETS, INC.|30121
GUSH|DIREXION DAILY S&P O|PHLY|NASDAQ Execution Services, LLC|3200
GUSH|DIREXION DAILY S&P O|RGLD|Regal Securities, Inc|511
GUSH|DIREXION DAILY S&P O|SAGL|SAGETRADER, LLC|500
GUSH|DIREXION DAILY S&P O|SALI|INTL FCSTONE FINANCIAL INC.|570
GUSH|DIREXION DAILY S&P O|SBSH|Citigroup Global Markets Inc.|4148
GUSH|DIREXION DAILY S&P O|SGMT|GOLDMAN SACHS & CO. LLC|35583
GUSH|DIREXION DAILY S&P O|SOGO|Wang Investment Associates, Inc.|490
GUSH|DIREXION DAILY S&P O|SPDR|SPEEDROUTE LLC|7050
GUSH|DIREXION DAILY S&P O|STTT|STATETRUST INVESTMENTS INC.|7900
GUSH|DIREXION DAILY S&P O|SWIM|TD Ameritrade, Inc.|1026308
GUSH|DIREXION DAILY S&P O|SWST|Hilltop Securities Inc.|700
GUSH|DIREXION DAILY S&P O|TKNG|ALLY INVEST SECURITIES LLC|28808
GUSH|DIREXION DAILY S&P O|TRBT|Tradebot Systems, Inc.|71564
GUSH|DIREXION DAILY S&P O|TRCM|TRC MARKETS LLC|612852
GUSH|DIREXION DAILY S&P O|TWTT|TASTYWORKS, INC.|3090
GUSH|DIREXION DAILY S&P O|UBSA|UBS SECURITIES LLC|276981
GUSH|DIREXION DAILY S&P O|UBSS|UBS Securities LLC|455552
GUSH|DIREXION DAILY S&P O|VALX|VIRTU AMERICAS LLC|9694
GUSH|DIREXION DAILY S&P O|VGRD|Vanguard Marketing Corporation|446374
GUSH|DIREXION DAILY S&P O|VSIN|Vision Financial Markets Llc|28
GUSH|DIREXION DAILY S&P O|WCHV|WELLS FARGO SECURITIES, LLC|3000
GUSH|DIREXION DAILY S&P O|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25607
GUSH|DIREXION DAILY S&P O|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40865
GUSH|DIREXION DAILY S&P O|WGIF|CIBC World Markets Inc.|8339
GUSH|DIREXION DAILY S&P O|WSEA|WOLVERINE SECURITIES, LLC|82739
GUSH|DIREXION DAILY S&P O|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
GUSH|DIREXION DAILY S&P O|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
GUT|GABELLI UTILITY TR|ALTX|Alternet Securities Inc.|600
GUT|GABELLI UTILITY TR|APCC|Apex Clearing Corporation|528
GUT|GABELLI UTILITY TR|BANK|Primevest Financial Services, Inc.|2280
GUT|GABELLI UTILITY TR|BARD|Robert W. Baird & Co. Incorporated|13
GUT|GABELLI UTILITY TR|BATM|CBOE TRADING, INC.|1063
GUT|GABELLI UTILITY TR|BBNT|BB&T SECURITIES, LLC|2054
GUT|GABELLI UTILITY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2500
GUT|GABELLI UTILITY TR|BLKX|INSTINET, LLC|12600
GUT|GABELLI UTILITY TR|BMAK|BMA SECURITIES|1
GUT|GABELLI UTILITY TR|BYXM|CBOE TRADING, INC.|100
GUT|GABELLI UTILITY TR|CANT|Cantor Fitzgerald & Co.|7411
GUT|GABELLI UTILITY TR|CHAS|Charles Schwab & Co., Inc.|4307
GUT|GABELLI UTILITY TR|CIST|Capital Institutional Services, Inc.|2900
GUT|GABELLI UTILITY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
GUT|GABELLI UTILITY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45351
GUT|GABELLI UTILITY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|4048
GUT|GABELLI UTILITY TR|DBAX|Deutsche Bank Securities Inc.|1300
GUT|GABELLI UTILITY TR|DEAN|MORGAN STANLEY|20728
GUT|GABELLI UTILITY TR|EBXL|EBX LLC|11100
GUT|GABELLI UTILITY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|4205
GUT|GABELLI UTILITY TR|EDJO|Edward D. Jones & Co., L.P.|5306
GUT|GABELLI UTILITY TR|EGAM|CBOE TRADING, INC.|200
GUT|GABELLI UTILITY TR|EGXM|CBOE TRADING, INC.|901
GUT|GABELLI UTILITY TR|ETBE|Electronic Transaction Clearing, Inc.|84
GUT|GABELLI UTILITY TR|ETRS|E*Trade Securities LLC|129431
GUT|GABELLI UTILITY TR|FFSI|Firstrade Securities Inc.|100
GUT|GABELLI UTILITY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1694
GUT|GABELLI UTILITY TR|FTBR|Foliofn Investments, Inc.|1161
GUT|GABELLI UTILITY TR|GLPX|ACS EXECUTION SERVICES, LLC|10
GUT|GABELLI UTILITY TR|GSCO|GOLDMAN SACHS & CO. LLC|5397
GUT|GABELLI UTILITY TR|GSLT|GOLDMAN SACHS & CO. LLC|2000
GUT|GABELLI UTILITY TR|GTSZ|GTS SECURITIES LLC|313
GUT|GABELLI UTILITY TR|HRBF|American Enterprise Investment Services Inc.|9328
GUT|GABELLI UTILITY TR|IATS|INTERACTIVE BROKERS LLC|16480
GUT|GABELLI UTILITY TR|IBKR|Interactive Brokers Llc|23127
GUT|GABELLI UTILITY TR|ICBX|INSTINET, LLC|11534
GUT|GABELLI UTILITY TR|INCA|INSTINET, LLC|13735
GUT|GABELLI UTILITY TR|ITGI|ITG Inc.|108939
GUT|GABELLI UTILITY TR|ITGP|ITG INC.|68200
GUT|GABELLI UTILITY TR|JANY|Janney Montgomery Scott Inc.|2637
GUT|GABELLI UTILITY TR|JEFF|JEFFERIES LLC|2646
GUT|GABELLI UTILITY TR|JMPT|JUMP TRADING, LLC|290
GUT|GABELLI UTILITY TR|JPMX|J.P. Morgan Securities LLC|11780
GUT|GABELLI UTILITY TR|JSJX|JANE STREET CAPITAL LLC|200
GUT|GABELLI UTILITY TR|KCGM|VIRTU Americas LLC|7020
GUT|GABELLI UTILITY TR|LEHM|Barclays Capital Inc./Le|11495
GUT|GABELLI UTILITY TR|LGNT|COR CLEARING LLC|30
GUT|GABELLI UTILITY TR|LIME|Lime Brokerage LLC|140
GUT|GABELLI UTILITY TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
GUT|GABELLI UTILITY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20422
GUT|GABELLI UTILITY TR|MSCO|MORGAN STANLEY & CO. LLC|112393
GUT|GABELLI UTILITY TR|MSPL|MORGAN STANLEY & CO. LLC|9900
GUT|GABELLI UTILITY TR|NATL|National Securities Corporation|9565
GUT|GABELLI UTILITY TR|NBCS|NBC Securities, INC.|2090
GUT|GABELLI UTILITY TR|NFSC|National Financial Services LLC|197504
GUT|GABELLI UTILITY TR|NITE|VIRTU Americas LLC|373907
GUT|GABELLI UTILITY TR|NITP|VIRTU Americas LLC|100
GUT|GABELLI UTILITY TR|NQRB|Brut, LLC|900
GUT|GABELLI UTILITY TR|OPCO|Oppenheimer & Co. Inc.|10427
GUT|GABELLI UTILITY TR|PDQM|CODA MARKETS, INC.|1340
GUT|GABELLI UTILITY TR|PWJC|UBS Financial Services, Inc.|21890
GUT|GABELLI UTILITY TR|RBCM|RBC CAPITAL MARKETS, LLC|26474
GUT|GABELLI UTILITY TR|SAGL|SAGETRADER, LLC|105
GUT|GABELLI UTILITY TR|SALI|INTL FCSTONE FINANCIAL INC.|2341
GUT|GABELLI UTILITY TR|SBRX|MURIEL SIEBERT & CO INC|2500
GUT|GABELLI UTILITY TR|SBSH|Citigroup Global Markets Inc.|1
GUT|GABELLI UTILITY TR|SGMT|GOLDMAN SACHS & CO. LLC|6397
GUT|GABELLI UTILITY TR|SPDR|SPEEDROUTE LLC|700
GUT|GABELLI UTILITY TR|SPHN|Stephens Inc.|12
GUT|GABELLI UTILITY TR|STFL|Stifel, Nicolaus & Company, Incorporated|5957
GUT|GABELLI UTILITY TR|STXG|Stockcross Financial Services, Inc.|18
GUT|GABELLI UTILITY TR|SWIM|TD Ameritrade, Inc.|16820
GUT|GABELLI UTILITY TR|SWST|Hilltop Securities Inc.|30451
GUT|GABELLI UTILITY TR|TKNG|ALLY INVEST SECURITIES LLC|14053
GUT|GABELLI UTILITY TR|TRBT|Tradebot Systems, Inc.|200
GUT|GABELLI UTILITY TR|UBSA|UBS SECURITIES LLC|65804
GUT|GABELLI UTILITY TR|UBSS|UBS Securities LLC|174945
GUT|GABELLI UTILITY TR|VALX|VIRTU AMERICAS LLC|508
GUT|GABELLI UTILITY TR|VGRD|Vanguard Marketing Corporation|91819
GUT|GABELLI UTILITY TR|WCHV|WELLS FARGO SECURITIES, LLC|70647
GUT|GABELLI UTILITY TR|WEDB|WEDBUSH SECURITIES INC.|125
GUT|GABELLI UTILITY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13
GUT|GABELLI UTILITY TR|WSEA|WOLVERINE SECURITIES, LLC|3733
GUT|GABELLI UTILITY TR|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1
GUT|GABELLI UTILITY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|5790
GUT|GABELLI UTILITY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23660
GUT$A|GABELLI UTIL PFD A|BATM|CBOE TRADING, INC.|100
GUT$A|GABELLI UTIL PFD A|ETRS|E*Trade Securities LLC|24
GUT$A|GABELLI UTIL PFD A|HRBF|American Enterprise Investment Services Inc.|1095
GUT$A|GABELLI UTIL PFD A|IBKR|Interactive Brokers Llc|307
GUT$A|GABELLI UTIL PFD A|MSCO|MORGAN STANLEY & CO. LLC|580
GUT$A|GABELLI UTIL PFD A|NFSC|National Financial Services LLC|1599
GUT$A|GABELLI UTIL PFD A|NITE|VIRTU Americas LLC|1498
GUT$A|GABELLI UTIL PFD A|RBCM|RBC CAPITAL MARKETS, LLC|250
GUT$A|GABELLI UTIL PFD A|UBSS|UBS Securities LLC|610
GUT$A|GABELLI UTIL PFD A|WCHV|WELLS FARGO SECURITIES, LLC|623
GUT$A|GABELLI UTIL PFD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
GUT$C|GABELLI UTIL 5.375%|APCC|Apex Clearing Corporation|4
GUT$C|GABELLI UTIL 5.375%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
GUT$C|GABELLI UTIL 5.375%|DEAN|MORGAN STANLEY|16539
GUT$C|GABELLI UTIL 5.375%|EDJO|Edward D. Jones & Co., L.P.|26
GUT$C|GABELLI UTIL 5.375%|ETRS|E*Trade Securities LLC|202
GUT$C|GABELLI UTIL 5.375%|GSCS|GOLDMAN SACHS & CO. LLC|100
GUT$C|GABELLI UTIL 5.375%|HRBF|American Enterprise Investment Services Inc.|200
GUT$C|GABELLI UTIL 5.375%|LIME|Lime Brokerage LLC|340
GUT$C|GABELLI UTIL 5.375%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1
GUT$C|GABELLI UTIL 5.375%|MSCO|MORGAN STANLEY & CO. LLC|2726
GUT$C|GABELLI UTIL 5.375%|NFSC|National Financial Services LLC|2362
GUT$C|GABELLI UTIL 5.375%|NITE|VIRTU Americas LLC|6724
GUT$C|GABELLI UTIL 5.375%|RBCM|RBC CAPITAL MARKETS, LLC|983
GUT$C|GABELLI UTIL 5.375%|STFL|Stifel, Nicolaus & Company, Incorporated|203
GUT$C|GABELLI UTIL 5.375%|VGRD|Vanguard Marketing Corporation|300
GUT$C|GABELLI UTIL 5.375%|WBLR|WILLIAM BLAIR|1000
GUT$C|GABELLI UTIL 5.375%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46
GV|GOLDFIELD CP|APCC|Apex Clearing Corporation|222
GV|GOLDFIELD CP|BAYC|BAY CREST PARTNERS, LLC|1319
GV|GOLDFIELD CP|BAYT|BTIG, LLC|3774
GV|GOLDFIELD CP|BTIG|BTIG, LLC|1804
GV|GOLDFIELD CP|BYXM|CBOE TRADING, INC.|400
GV|GOLDFIELD CP|BZYD|GOLDMAN SACHS & CO. LLC|2000
GV|GOLDFIELD CP|CANT|Cantor Fitzgerald & Co.|99
GV|GOLDFIELD CP|CHAS|Charles Schwab & Co., Inc.|810
GV|GOLDFIELD CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25412
GV|GOLDFIELD CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14597
GV|GOLDFIELD CP|CTDL|Citadel Derivatives Group Llc|211
GV|GOLDFIELD CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12306
GV|GOLDFIELD CP|DBAB|Deutsche Bank Securities Inc.|600
GV|GOLDFIELD CP|DBAX|Deutsche Bank Securities Inc.|19400
GV|GOLDFIELD CP|DEGS|RONIN PROFESSIONAL LLC|378
GV|GOLDFIELD CP|EBXL|EBX LLC|25600
GV|GOLDFIELD CP|EDJO|Edward D. Jones & Co., L.P.|116
GV|GOLDFIELD CP|EGAM|CBOE TRADING, INC.|874
GV|GOLDFIELD CP|EGXM|CBOE TRADING, INC.|1
GV|GOLDFIELD CP|ETRS|E*Trade Securities LLC|40709
GV|GOLDFIELD CP|FILL|Tradestation Securities, Inc.|1
GV|GOLDFIELD CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8302
GV|GOLDFIELD CP|FTBR|Foliofn Investments, Inc.|12
GV|GOLDFIELD CP|GEBB|GLOBAL EXECUTION BROKERS, LP|300
GV|GOLDFIELD CP|GSCO|GOLDMAN SACHS & CO. LLC|16856
GV|GOLDFIELD CP|GSLT|GOLDMAN SACHS & CO. LLC|5675
GV|GOLDFIELD CP|HRBF|American Enterprise Investment Services Inc.|8082
GV|GOLDFIELD CP|IBKR|Interactive Brokers Llc|10669
GV|GOLDFIELD CP|ICBX|INSTINET, LLC|6390
GV|GOLDFIELD CP|INCA|INSTINET, LLC|2451
GV|GOLDFIELD CP|INJX|INSTINET, LLC|800
GV|GOLDFIELD CP|ITGI|ITG Inc.|14767
GV|GOLDFIELD CP|ITGP|ITG INC.|11200
GV|GOLDFIELD CP|JANY|Janney Montgomery Scott Inc.|902
GV|GOLDFIELD CP|JEFF|JEFFERIES LLC|1100
GV|GOLDFIELD CP|JONE|JonesTrading|722554
GV|GOLDFIELD CP|JPMX|J.P. Morgan Securities LLC|10174
GV|GOLDFIELD CP|KCGM|VIRTU Americas LLC|4660
GV|GOLDFIELD CP|LEHM|Barclays Capital Inc./Le|14700
GV|GOLDFIELD CP|LIME|Lime Brokerage LLC|2763
GV|GOLDFIELD CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12594
GV|GOLDFIELD CP|MSCO|MORGAN STANLEY & CO. LLC|34357
GV|GOLDFIELD CP|MSPL|MORGAN STANLEY & CO. LLC|44500
GV|GOLDFIELD CP|NFSC|National Financial Services LLC|66324
GV|GOLDFIELD CP|NITE|VIRTU Americas LLC|129850
GV|GOLDFIELD CP|NITP|VIRTU Americas LLC|100
GV|GOLDFIELD CP|PDQM|CODA MARKETS, INC.|3600
GV|GOLDFIELD CP|RBCM|RBC CAPITAL MARKETS, LLC|4188
GV|GOLDFIELD CP|SBSH|Citigroup Global Markets Inc.|3601
GV|GOLDFIELD CP|SGMT|GOLDMAN SACHS & CO. LLC|14024
GV|GOLDFIELD CP|SPDR|SPEEDROUTE LLC|1400
GV|GOLDFIELD CP|SPHN|Stephens Inc.|300
GV|GOLDFIELD CP|SWIM|TD Ameritrade, Inc.|11199
GV|GOLDFIELD CP|SWST|Hilltop Securities Inc.|1216
GV|GOLDFIELD CP|TKNG|ALLY INVEST SECURITIES LLC|450
GV|GOLDFIELD CP|TRBT|Tradebot Systems, Inc.|615
GV|GOLDFIELD CP|UBSA|UBS SECURITIES LLC|45163
GV|GOLDFIELD CP|UBSS|UBS Securities LLC|29445
GV|GOLDFIELD CP|VALX|VIRTU AMERICAS LLC|6676
GV|GOLDFIELD CP|VGRD|Vanguard Marketing Corporation|1979
GV|GOLDFIELD CP|WABR|Wall Street Access|100
GV|GOLDFIELD CP|WCHV|WELLS FARGO SECURITIES, LLC|3145
GV|GOLDFIELD CP|WEDB|WEDBUSH SECURITIES INC.|10490
GV|GOLDFIELD CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1144
GV|GOLDFIELD CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|636
GV|GOLDFIELD CP|WGIF|CIBC World Markets Inc.|500
GV|GOLDFIELD CP|WORD|Worden Capital Management LLC|500
GV|GOLDFIELD CP|WSEA|WOLVERINE SECURITIES, LLC|960
GV|GOLDFIELD CP|XIST|INSTINET, LLC|400
GV|GOLDFIELD CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
GV|GOLDFIELD CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
GVA|GRANITE CONSTRUC INC|ALTX|Alternet Securities Inc.|2800
GVA|GRANITE CONSTRUC INC|APCC|Apex Clearing Corporation|89
GVA|GRANITE CONSTRUC INC|BARD|Robert W. Baird & Co. Incorporated|387
GVA|GRANITE CONSTRUC INC|BATM|CBOE TRADING, INC.|4012
GVA|GRANITE CONSTRUC INC|BAYC|BAY CREST PARTNERS, LLC|50
GVA|GRANITE CONSTRUC INC|BBNT|BB&T SECURITIES, LLC|200
GVA|GRANITE CONSTRUC INC|BERN|Sanford C. Bernstein & Co., LLC|21206
GVA|GRANITE CONSTRUC INC|BGCE|BGC Financial Inc.|3497
GVA|GRANITE CONSTRUC INC|BIAD|SAGETRADER, LLC|1
GVA|GRANITE CONSTRUC INC|BKCM|BNY Mellon Capital Markets LLC|72429
GVA|GRANITE CONSTRUC INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1313
GVA|GRANITE CONSTRUC INC|BNPX|BNP PARIBAS SECURITIES CORP.|5991
GVA|GRANITE CONSTRUC INC|BRVL|BLAYLOCK VAN, LLC|100
GVA|GRANITE CONSTRUC INC|BTIG|BTIG, LLC|1508
GVA|GRANITE CONSTRUC INC|BYXM|CBOE TRADING, INC.|221
GVA|GRANITE CONSTRUC INC|BZYD|GOLDMAN SACHS & CO. LLC|108
GVA|GRANITE CONSTRUC INC|CHAS|Charles Schwab & Co., Inc.|4030
GVA|GRANITE CONSTRUC INC|CIST|Capital Institutional Services, Inc.|1078
GVA|GRANITE CONSTRUC INC|CLSA|CLSA AMERICAS, LLC|400
GVA|GRANITE CONSTRUC INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69551
GVA|GRANITE CONSTRUC INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4017
GVA|GRANITE CONSTRUC INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83752
GVA|GRANITE CONSTRUC INC|CTDL|Citadel Derivatives Group Llc|4495
GVA|GRANITE CONSTRUC INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5550
GVA|GRANITE CONSTRUC INC|DADA|D.A. Davidson & Co.|6
GVA|GRANITE CONSTRUC INC|DBAB|Deutsche Bank Securities Inc.|72917
GVA|GRANITE CONSTRUC INC|DBAX|Deutsche Bank Securities Inc.|31000
GVA|GRANITE CONSTRUC INC|DCHF|Dart Executions, LLC|473
GVA|GRANITE CONSTRUC INC|DEAN|MORGAN STANLEY|3317
GVA|GRANITE CONSTRUC INC|DEGS|RONIN PROFESSIONAL LLC|821
GVA|GRANITE CONSTRUC INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1195
GVA|GRANITE CONSTRUC INC|EBXL|EBX LLC|81200
GVA|GRANITE CONSTRUC INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2011
GVA|GRANITE CONSTRUC INC|EDJO|Edward D. Jones & Co., L.P.|643
GVA|GRANITE CONSTRUC INC|EGAM|CBOE TRADING, INC.|2467
GVA|GRANITE CONSTRUC INC|EGAW|CBOE TRADING, INC.|110
GVA|GRANITE CONSTRUC INC|EGMT|EG MARKET TECHNOLOGIES LLC|500
GVA|GRANITE CONSTRUC INC|EGXM|CBOE TRADING, INC.|785
GVA|GRANITE CONSTRUC INC|ETBE|Electronic Transaction Clearing, Inc.|5652
GVA|GRANITE CONSTRUC INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
GVA|GRANITE CONSTRUC INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11991
GVA|GRANITE CONSTRUC INC|ETRS|E*Trade Securities LLC|18065
GVA|GRANITE CONSTRUC INC|FBRC|B. RILEY FBR, INC.|807
GVA|GRANITE CONSTRUC INC|FBSB|U.S. Bancorp Investments, Inc.|18
GVA|GRANITE CONSTRUC INC|FILL|Tradestation Securities, Inc.|23
GVA|GRANITE CONSTRUC INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5036
GVA|GRANITE CONSTRUC INC|FQLS|Quantlab Securities LP|72246
GVA|GRANITE CONSTRUC INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77256
GVA|GRANITE CONSTRUC INC|FTBR|Foliofn Investments, Inc.|1307
GVA|GRANITE CONSTRUC INC|GLPX|ACS EXECUTION SERVICES, LLC|7968
GVA|GRANITE CONSTRUC INC|GSCO|GOLDMAN SACHS & CO. LLC|392980
GVA|GRANITE CONSTRUC INC|GSCS|GOLDMAN SACHS & CO. LLC|10379
GVA|GRANITE CONSTRUC INC|GSLT|GOLDMAN SACHS & CO. LLC|2037
GVA|GRANITE CONSTRUC INC|GTSZ|GTS SECURITIES LLC|21416
GVA|GRANITE CONSTRUC INC|HPPX|POTAMUS TRADING, LLC|315
GVA|GRANITE CONSTRUC INC|HRBF|American Enterprise Investment Services Inc.|367
GVA|GRANITE CONSTRUC INC|IATS|INTERACTIVE BROKERS LLC|5272
GVA|GRANITE CONSTRUC INC|IBKR|Interactive Brokers Llc|9608
GVA|GRANITE CONSTRUC INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|318
GVA|GRANITE CONSTRUC INC|ICBX|INSTINET, LLC|14198
GVA|GRANITE CONSTRUC INC|IEQY|CITADEL SECURITIES LLC|42447
GVA|GRANITE CONSTRUC INC|INCA|INSTINET, LLC|74687
GVA|GRANITE CONSTRUC INC|INJX|INSTINET, LLC|1300
GVA|GRANITE CONSTRUC INC|ITGI|ITG Inc.|48525
GVA|GRANITE CONSTRUC INC|ITGP|ITG INC.|46200
GVA|GRANITE CONSTRUC INC|JANY|Janney Montgomery Scott Inc.|483
GVA|GRANITE CONSTRUC INC|JEFF|JEFFERIES LLC|54553
GVA|GRANITE CONSTRUC INC|JMPT|JUMP TRADING, LLC|23056
GVA|GRANITE CONSTRUC INC|JPBX|J.P. MORGAN SECURITIES LLC|15690
GVA|GRANITE CONSTRUC INC|JPMX|J.P. Morgan Securities LLC|67021
GVA|GRANITE CONSTRUC INC|JSJX|JANE STREET CAPITAL LLC|7061
GVA|GRANITE CONSTRUC INC|KCGM|VIRTU Americas LLC|13535
GVA|GRANITE CONSTRUC INC|LEHM|Barclays Capital Inc./Le|123788
GVA|GRANITE CONSTRUC INC|LIME|Lime Brokerage LLC|11384
GVA|GRANITE CONSTRUC INC|LOOP|Loop Capital Markets LLC|1200
GVA|GRANITE CONSTRUC INC|LQNA|LIQUIDNET, INC.|11400
GVA|GRANITE CONSTRUC INC|LSCI|Lek Securities Corporation|53
GVA|GRANITE CONSTRUC INC|MAXM|Maxim Group LLC|930
GVA|GRANITE CONSTRUC INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51772
GVA|GRANITE CONSTRUC INC|MOTF|MOTIF INVESTING, INC.|1
GVA|GRANITE CONSTRUC INC|MSCO|MORGAN STANLEY & CO. LLC|426262
GVA|GRANITE CONSTRUC INC|MSPL|MORGAN STANLEY & CO. LLC|73500
GVA|GRANITE CONSTRUC INC|MSTX|MORGAN STANLEY & CO. LLC|22800
GVA|GRANITE CONSTRUC INC|NFSC|National Financial Services LLC|17391
GVA|GRANITE CONSTRUC INC|NITE|VIRTU Americas LLC|75215
GVA|GRANITE CONSTRUC INC|NQRB|Brut, LLC|3413
GVA|GRANITE CONSTRUC INC|NTBF|BMO Nesbitt Burns Inc./CDS|175
GVA|GRANITE CONSTRUC INC|NTRC|Northern Trust Securities, Inc.|898
GVA|GRANITE CONSTRUC INC|OPCO|Oppenheimer & Co. Inc.|92730
GVA|GRANITE CONSTRUC INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
GVA|GRANITE CONSTRUC INC|PDQM|CODA MARKETS, INC.|18916
GVA|GRANITE CONSTRUC INC|PIPR|Piper Jaffray & Co.|42
GVA|GRANITE CONSTRUC INC|QMSR|QUATTRO M SECURITIES INC.|4500
GVA|GRANITE CONSTRUC INC|RBCM|RBC CAPITAL MARKETS, LLC|1078
GVA|GRANITE CONSTRUC INC|RHCO|Suntrust Robinson Humphrey, Inc.|259
GVA|GRANITE CONSTRUC INC|SAGL|SAGETRADER, LLC|300
GVA|GRANITE CONSTRUC INC|SAGW|SAGETRADER, LLC|500
GVA|GRANITE CONSTRUC INC|SALI|INTL FCSTONE FINANCIAL INC.|100
GVA|GRANITE CONSTRUC INC|SBSH|Citigroup Global Markets Inc.|38104
GVA|GRANITE CONSTRUC INC|SGMT|GOLDMAN SACHS & CO. LLC|25592
GVA|GRANITE CONSTRUC INC|SIBO|Prime Executions, Inc.|21076
GVA|GRANITE CONSTRUC INC|SPDR|SPEEDROUTE LLC|2300
GVA|GRANITE CONSTRUC INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
GVA|GRANITE CONSTRUC INC|STFL|Stifel, Nicolaus & Company, Incorporated|3864
GVA|GRANITE CONSTRUC INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3443
GVA|GRANITE CONSTRUC INC|SWIM|TD Ameritrade, Inc.|1074
GVA|GRANITE CONSTRUC INC|SWST|Hilltop Securities Inc.|389
GVA|GRANITE CONSTRUC INC|TKNG|ALLY INVEST SECURITIES LLC|680
GVA|GRANITE CONSTRUC INC|TRBT|Tradebot Systems, Inc.|71050
GVA|GRANITE CONSTRUC INC|TRCM|TRC MARKETS LLC|50968
GVA|GRANITE CONSTRUC INC|UBSA|UBS SECURITIES LLC|213013
GVA|GRANITE CONSTRUC INC|UBSS|UBS Securities LLC|323793
GVA|GRANITE CONSTRUC INC|VALX|VIRTU AMERICAS LLC|4271
GVA|GRANITE CONSTRUC INC|VERT|The Vertical Trading Group, LLC|1
GVA|GRANITE CONSTRUC INC|VGRD|Vanguard Marketing Corporation|750
GVA|GRANITE CONSTRUC INC|WBPX|SUMMIT SECURITIES GROUP, LLC|210
GVA|GRANITE CONSTRUC INC|WCHV|WELLS FARGO SECURITIES, LLC|26016
GVA|GRANITE CONSTRUC INC|WEDB|WEDBUSH SECURITIES INC.|500
GVA|GRANITE CONSTRUC INC|WEED|Weeden & Co.L.P.|1700
GVA|GRANITE CONSTRUC INC|WESC|Wellington Shields & Co., LLC|500
GVA|GRANITE CONSTRUC INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3152
GVA|GRANITE CONSTRUC INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15484
GVA|GRANITE CONSTRUC INC|WGIF|CIBC World Markets Inc.|4
GVA|GRANITE CONSTRUC INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|151
GVA|GRANITE CONSTRUC INC|WSAG|WALL STREET ACCESS|188
GVA|GRANITE CONSTRUC INC|WSEA|WOLVERINE SECURITIES, LLC|81
GVA|GRANITE CONSTRUC INC|XIST|INSTINET, LLC|25600
GVA|GRANITE CONSTRUC INC|XPQR|Jump Trading|811
GVA|GRANITE CONSTRUC INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8764
GVA|GRANITE CONSTRUC INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2181
GVAL|GLOBAL VALUE ETF|APCC|Apex Clearing Corporation|11539
GVAL|GLOBAL VALUE ETF|CANT|Cantor Fitzgerald & Co.|9065
GVAL|GLOBAL VALUE ETF|CHAS|Charles Schwab & Co., Inc.|6
GVAL|GLOBAL VALUE ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5223
GVAL|GLOBAL VALUE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6247
GVAL|GLOBAL VALUE ETF|CSIN|Citadel Securities Institutional LLC|17925
GVAL|GLOBAL VALUE ETF|CTDL|Citadel Derivatives Group Llc|34851
GVAL|GLOBAL VALUE ETF|DBAX|Deutsche Bank Securities Inc.|3200
GVAL|GLOBAL VALUE ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5000
GVAL|GLOBAL VALUE ETF|EBXL|EBX LLC|3600
GVAL|GLOBAL VALUE ETF|EDJO|Edward D. Jones & Co., L.P.|134
GVAL|GLOBAL VALUE ETF|ETRS|E*Trade Securities LLC|7228
GVAL|GLOBAL VALUE ETF|FTBR|Foliofn Investments, Inc.|610
GVAL|GLOBAL VALUE ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1481
GVAL|GLOBAL VALUE ETF|GLPX|ACS EXECUTION SERVICES, LLC|300
GVAL|GLOBAL VALUE ETF|GSCO|GOLDMAN SACHS & CO. LLC|14099
GVAL|GLOBAL VALUE ETF|GTSZ|GTS SECURITIES LLC|2800
GVAL|GLOBAL VALUE ETF|IATS|INTERACTIVE BROKERS LLC|2900
GVAL|GLOBAL VALUE ETF|IBKR|Interactive Brokers Llc|28168
GVAL|GLOBAL VALUE ETF|ICBX|INSTINET, LLC|1800
GVAL|GLOBAL VALUE ETF|INCA|INSTINET, LLC|200
GVAL|GLOBAL VALUE ETF|ITGI|ITG Inc.|3
GVAL|GLOBAL VALUE ETF|ITGP|ITG INC.|600
GVAL|GLOBAL VALUE ETF|JPMX|J.P. Morgan Securities LLC|5600
GVAL|GLOBAL VALUE ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|6375
GVAL|GLOBAL VALUE ETF|JSJX|JANE STREET CAPITAL LLC|65857
GVAL|GLOBAL VALUE ETF|KCGM|VIRTU Americas LLC|4404
GVAL|GLOBAL VALUE ETF|LEHM|Barclays Capital Inc./Le|10800
GVAL|GLOBAL VALUE ETF|LIME|Lime Brokerage LLC|4223
GVAL|GLOBAL VALUE ETF|MESF|MESIROW FINANCIAL, INC.|5000
GVAL|GLOBAL VALUE ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9600
GVAL|GLOBAL VALUE ETF|MSCO|MORGAN STANLEY & CO. LLC|21899
GVAL|GLOBAL VALUE ETF|MSPL|MORGAN STANLEY & CO. LLC|1100
GVAL|GLOBAL VALUE ETF|NFSC|National Financial Services LLC|30189
GVAL|GLOBAL VALUE ETF|NITE|VIRTU Americas LLC|51396
GVAL|GLOBAL VALUE ETF|NTBF|BMO Nesbitt Burns Inc./CDS|5
GVAL|GLOBAL VALUE ETF|OLDM|OLD MISSION CAPITAL, LLC|1000
GVAL|GLOBAL VALUE ETF|PDQM|CODA MARKETS, INC.|600
GVAL|GLOBAL VALUE ETF|RBCM|RBC CAPITAL MARKETS, LLC|402
GVAL|GLOBAL VALUE ETF|SGMT|GOLDMAN SACHS & CO. LLC|4264
GVAL|GLOBAL VALUE ETF|STFL|Stifel, Nicolaus & Company, Incorporated|3806
GVAL|GLOBAL VALUE ETF|SWIM|TD Ameritrade, Inc.|5801
GVAL|GLOBAL VALUE ETF|TKNG|ALLY INVEST SECURITIES LLC|100
GVAL|GLOBAL VALUE ETF|TRCM|TRC MARKETS LLC|200
GVAL|GLOBAL VALUE ETF|UBSA|UBS SECURITIES LLC|12552
GVAL|GLOBAL VALUE ETF|UBSS|UBS Securities LLC|34168
GVAL|GLOBAL VALUE ETF|VALX|VIRTU AMERICAS LLC|612
GVAL|GLOBAL VALUE ETF|VGRD|Vanguard Marketing Corporation|19421
GVAL|GLOBAL VALUE ETF|WCHV|WELLS FARGO SECURITIES, LLC|415
GVAL|GLOBAL VALUE ETF|WGIF|CIBC World Markets Inc.|120
GVAL|GLOBAL VALUE ETF|WSEA|WOLVERINE SECURITIES, LLC|318
GVAL|GLOBAL VALUE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
GVAL|GLOBAL VALUE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4859
GVI|ISHARES|ALTX|Alternet Securities Inc.|5448
GVI|ISHARES|APCC|Apex Clearing Corporation|225
GVI|ISHARES|BANK|Primevest Financial Services, Inc.|158
GVI|ISHARES|BARD|Robert W. Baird & Co. Incorporated|584
GVI|ISHARES|BATM|CBOE TRADING, INC.|86
GVI|ISHARES|BAYC|BAY CREST PARTNERS, LLC|2000
GVI|ISHARES|BBNT|BB&T SECURITIES, LLC|180
GVI|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8978
GVI|ISHARES|BYXM|CBOE TRADING, INC.|300
GVI|ISHARES|CANT|Cantor Fitzgerald & Co.|2837
GVI|ISHARES|CHAS|Charles Schwab & Co., Inc.|8344
GVI|ISHARES|CIST|Capital Institutional Services, Inc.|5757
GVI|ISHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1784
GVI|ISHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
GVI|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17981
GVI|ISHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
GVI|ISHARES|DADA|D.A. Davidson & Co.|170
GVI|ISHARES|DAVA|Davenport & Company LLC|970
GVI|ISHARES|DBAX|Deutsche Bank Securities Inc.|10100
GVI|ISHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1564
GVI|ISHARES|EBXL|EBX LLC|3300
GVI|ISHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|665
GVI|ISHARES|EDJO|Edward D. Jones & Co., L.P.|101
GVI|ISHARES|EGAM|CBOE TRADING, INC.|804
GVI|ISHARES|EGXM|CBOE TRADING, INC.|500
GVI|ISHARES|ETBE|Electronic Transaction Clearing, Inc.|200
GVI|ISHARES|ETRS|E*Trade Securities LLC|255
GVI|ISHARES|FBSB|U.S. Bancorp Investments, Inc.|290
GVI|ISHARES|FINX|FINTECH SECURITIES|31307
GVI|ISHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2511
GVI|ISHARES|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|99699
GVI|ISHARES|FTBR|Foliofn Investments, Inc.|41
GVI|ISHARES|GBMT|GBM International, Inc.|200
GVI|ISHARES|GLPX|ACS EXECUTION SERVICES, LLC|1674
GVI|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|6720
GVI|ISHARES|GTSZ|GTS SECURITIES LLC|933
GVI|ISHARES|HRBF|American Enterprise Investment Services Inc.|3197
GVI|ISHARES|ICBX|INSTINET, LLC|2900
GVI|ISHARES|INCA|INSTINET, LLC|999
GVI|ISHARES|ITGI|ITG Inc.|32409
GVI|ISHARES|ITGP|ITG INC.|2000
GVI|ISHARES|JANY|Janney Montgomery Scott Inc.|1125
GVI|ISHARES|JPMX|J.P. Morgan Securities LLC|14476
GVI|ISHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|128370
GVI|ISHARES|JSJX|JANE STREET CAPITAL LLC|64377
GVI|ISHARES|KCGM|VIRTU Americas LLC|7082
GVI|ISHARES|LEHM|Barclays Capital Inc./Le|37118
GVI|ISHARES|LIME|Lime Brokerage LLC|100
GVI|ISHARES|MACC|Mid Atlantic Capital Corporation|3387
GVI|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25282
GVI|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|20195
GVI|ISHARES|MSPL|MORGAN STANLEY & CO. LLC|11800
GVI|ISHARES|NFSC|National Financial Services LLC|101243
GVI|ISHARES|NITE|VIRTU Americas LLC|161797
GVI|ISHARES|NITP|VIRTU Americas LLC|4610
GVI|ISHARES|OLDM|OLD MISSION CAPITAL, LLC|200
GVI|ISHARES|OPCO|Oppenheimer & Co. Inc.|15
GVI|ISHARES|PDQM|CODA MARKETS, INC.|6955
GVI|ISHARES|PWJC|UBS Financial Services, Inc.|30
GVI|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|6311
GVI|ISHARES|SBSH|Citigroup Global Markets Inc.|12364
GVI|ISHARES|SEIC|SEI Investments Distribution Co.|5448
GVI|ISHARES|SGMT|GOLDMAN SACHS & CO. LLC|3667
GVI|ISHARES|SPDR|SPEEDROUTE LLC|327
GVI|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|12004
GVI|ISHARES|SWST|Hilltop Securities Inc.|3920
GVI|ISHARES|UBSA|UBS SECURITIES LLC|49434
GVI|ISHARES|UBSS|UBS Securities LLC|67831
GVI|ISHARES|VALX|VIRTU AMERICAS LLC|407
GVI|ISHARES|VGRD|Vanguard Marketing Corporation|1287
GVI|ISHARES|WBET|Wallachbeth Capital LLC|2500
GVI|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|14100
GVI|ISHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2282
GVI|ISHARES|WSEA|WOLVERINE SECURITIES, LLC|8
GVI|ISHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|11214
GVI|ISHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|478
GVI|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1835
GVIP|GOLDMAN SACHS HEDGE|BATM|CBOE TRADING, INC.|366
GVIP|GOLDMAN SACHS HEDGE|BBNT|BB&T SECURITIES, LLC|300
GVIP|GOLDMAN SACHS HEDGE|CHAS|Charles Schwab & Co., Inc.|21
GVIP|GOLDMAN SACHS HEDGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10773
GVIP|GOLDMAN SACHS HEDGE|DBAX|Deutsche Bank Securities Inc.|700
GVIP|GOLDMAN SACHS HEDGE|DEAN|MORGAN STANLEY|2316
GVIP|GOLDMAN SACHS HEDGE|DEGS|RONIN PROFESSIONAL LLC|300
GVIP|GOLDMAN SACHS HEDGE|EBXL|EBX LLC|100
GVIP|GOLDMAN SACHS HEDGE|ETRS|E*Trade Securities LLC|1939
GVIP|GOLDMAN SACHS HEDGE|FTBR|Foliofn Investments, Inc.|22
GVIP|GOLDMAN SACHS HEDGE|GEBB|GLOBAL EXECUTION BROKERS, LP|100
GVIP|GOLDMAN SACHS HEDGE|GLPX|ACS EXECUTION SERVICES, LLC|1000
GVIP|GOLDMAN SACHS HEDGE|GSCO|GOLDMAN SACHS & CO. LLC|2550
GVIP|GOLDMAN SACHS HEDGE|GSLT|GOLDMAN SACHS & CO. LLC|2800
GVIP|GOLDMAN SACHS HEDGE|HRBF|American Enterprise Investment Services Inc.|50
GVIP|GOLDMAN SACHS HEDGE|IBKR|Interactive Brokers Llc|1269
GVIP|GOLDMAN SACHS HEDGE|INCA|INSTINET, LLC|400
GVIP|GOLDMAN SACHS HEDGE|JPMX|J.P. Morgan Securities LLC|1600
GVIP|GOLDMAN SACHS HEDGE|JSJX|JANE STREET CAPITAL LLC|23126
GVIP|GOLDMAN SACHS HEDGE|KCGM|VIRTU Americas LLC|6394
GVIP|GOLDMAN SACHS HEDGE|LIME|Lime Brokerage LLC|1078
GVIP|GOLDMAN SACHS HEDGE|LSCI|Lek Securities Corporation|580
GVIP|GOLDMAN SACHS HEDGE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
GVIP|GOLDMAN SACHS HEDGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3872
GVIP|GOLDMAN SACHS HEDGE|MOTF|MOTIF INVESTING, INC.|1
GVIP|GOLDMAN SACHS HEDGE|MSCO|MORGAN STANLEY & CO. LLC|11804
GVIP|GOLDMAN SACHS HEDGE|MSPL|MORGAN STANLEY & CO. LLC|100
GVIP|GOLDMAN SACHS HEDGE|NFSC|National Financial Services LLC|16362
GVIP|GOLDMAN SACHS HEDGE|NITE|VIRTU Americas LLC|15326
GVIP|GOLDMAN SACHS HEDGE|NITP|VIRTU Americas LLC|1218
GVIP|GOLDMAN SACHS HEDGE|PDQM|CODA MARKETS, INC.|9104
GVIP|GOLDMAN SACHS HEDGE|PWJC|UBS Financial Services, Inc.|200
GVIP|GOLDMAN SACHS HEDGE|RBCM|RBC CAPITAL MARKETS, LLC|700
GVIP|GOLDMAN SACHS HEDGE|SAGL|SAGETRADER, LLC|100
GVIP|GOLDMAN SACHS HEDGE|SGMT|GOLDMAN SACHS & CO. LLC|200
GVIP|GOLDMAN SACHS HEDGE|SWIM|TD Ameritrade, Inc.|1132
GVIP|GOLDMAN SACHS HEDGE|UBSA|UBS SECURITIES LLC|10335
GVIP|GOLDMAN SACHS HEDGE|UBSS|UBS Securities LLC|10683
GVIP|GOLDMAN SACHS HEDGE|VGRD|Vanguard Marketing Corporation|762
GVIP|GOLDMAN SACHS HEDGE|WCHV|WELLS FARGO SECURITIES, LLC|1309
GVIP|GOLDMAN SACHS HEDGE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4292
GVIP|GOLDMAN SACHS HEDGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2072
GVIP|GOLDMAN SACHS HEDGE|WSEA|WOLVERINE SECURITIES, LLC|84
GVIP|GOLDMAN SACHS HEDGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GVIP|GOLDMAN SACHS HEDGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6822
GVP|GSE SYSTEMS INC CMN|APCC|Apex Clearing Corporation|350
GVP|GSE SYSTEMS INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1061
GVP|GSE SYSTEMS INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2402
GVP|GSE SYSTEMS INC CMN|CTDL|Citadel Derivatives Group Llc|291
GVP|GSE SYSTEMS INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
GVP|GSE SYSTEMS INC CMN|DBAB|Deutsche Bank Securities Inc.|767
GVP|GSE SYSTEMS INC CMN|DBAX|Deutsche Bank Securities Inc.|300
GVP|GSE SYSTEMS INC CMN|DEGS|RONIN PROFESSIONAL LLC|300
GVP|GSE SYSTEMS INC CMN|EBXL|EBX LLC|1000
GVP|GSE SYSTEMS INC CMN|EGXW|CBOE TRADING, INC.|300
GVP|GSE SYSTEMS INC CMN|ETRS|E*Trade Securities LLC|9847
GVP|GSE SYSTEMS INC CMN|FBCO|Credit Suisse Securities (USA) LLC|1019
GVP|GSE SYSTEMS INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|5234
GVP|GSE SYSTEMS INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12
GVP|GSE SYSTEMS INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|226
GVP|GSE SYSTEMS INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|635
GVP|GSE SYSTEMS INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|300
GVP|GSE SYSTEMS INC CMN|HRBF|American Enterprise Investment Services Inc.|468
GVP|GSE SYSTEMS INC CMN|IBKR|Interactive Brokers Llc|8129
GVP|GSE SYSTEMS INC CMN|ICBX|INSTINET, LLC|300
GVP|GSE SYSTEMS INC CMN|INCA|INSTINET, LLC|13659
GVP|GSE SYSTEMS INC CMN|JPMX|J.P. Morgan Securities LLC|1200
GVP|GSE SYSTEMS INC CMN|KCGM|VIRTU Americas LLC|400
GVP|GSE SYSTEMS INC CMN|LEHM|Barclays Capital Inc./Le|396
GVP|GSE SYSTEMS INC CMN|LIME|Lime Brokerage LLC|12568
GVP|GSE SYSTEMS INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
GVP|GSE SYSTEMS INC CMN|MSCO|MORGAN STANLEY & CO. LLC|34722
GVP|GSE SYSTEMS INC CMN|MSPL|MORGAN STANLEY & CO. LLC|100
GVP|GSE SYSTEMS INC CMN|NFSC|National Financial Services LLC|1000
GVP|GSE SYSTEMS INC CMN|NITE|VIRTU Americas LLC|18783
GVP|GSE SYSTEMS INC CMN|PWJC|UBS Financial Services, Inc.|1200
GVP|GSE SYSTEMS INC CMN|RAJA|Raymond James & Associates, Inc.|919
GVP|GSE SYSTEMS INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|100
GVP|GSE SYSTEMS INC CMN|SPDR|SPEEDROUTE LLC|171
GVP|GSE SYSTEMS INC CMN|SWIM|TD Ameritrade, Inc.|586
GVP|GSE SYSTEMS INC CMN|TKNG|ALLY INVEST SECURITIES LLC|100
GVP|GSE SYSTEMS INC CMN|UBSS|UBS Securities LLC|20193
GVP|GSE SYSTEMS INC CMN|VALX|VIRTU AMERICAS LLC|48
GVP|GSE SYSTEMS INC CMN|VGRD|Vanguard Marketing Corporation|860
GVP|GSE SYSTEMS INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
GVP|GSE SYSTEMS INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|170
GWB|GREAT WESTERN BANCOR|ALTX|Alternet Securities Inc.|2900
GWB|GREAT WESTERN BANCOR|APCC|Apex Clearing Corporation|21
GWB|GREAT WESTERN BANCOR|BARD|Robert W. Baird & Co. Incorporated|160
GWB|GREAT WESTERN BANCOR|BATM|CBOE TRADING, INC.|2514
GWB|GREAT WESTERN BANCOR|BBNT|BB&T SECURITIES, LLC|13
GWB|GREAT WESTERN BANCOR|BERN|Sanford C. Bernstein & Co., LLC|2065
GWB|GREAT WESTERN BANCOR|BIDS|BIDS TRADING L.P.|100
GWB|GREAT WESTERN BANCOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2277
GWB|GREAT WESTERN BANCOR|BMOC|BMO Capital Markets Corp.|68397
GWB|GREAT WESTERN BANCOR|BTIG|BTIG, LLC|12149
GWB|GREAT WESTERN BANCOR|BYXM|CBOE TRADING, INC.|200
GWB|GREAT WESTERN BANCOR|BZYD|GOLDMAN SACHS & CO. LLC|2426
GWB|GREAT WESTERN BANCOR|CANT|Cantor Fitzgerald & Co.|41
GWB|GREAT WESTERN BANCOR|CHAS|Charles Schwab & Co., Inc.|1
GWB|GREAT WESTERN BANCOR|CIST|Capital Institutional Services, Inc.|2856
GWB|GREAT WESTERN BANCOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13273
GWB|GREAT WESTERN BANCOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
GWB|GREAT WESTERN BANCOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
GWB|GREAT WESTERN BANCOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80628
GWB|GREAT WESTERN BANCOR|CTDL|Citadel Derivatives Group Llc|2965
GWB|GREAT WESTERN BANCOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9562
GWB|GREAT WESTERN BANCOR|DAVA|Davenport & Company LLC|42
GWB|GREAT WESTERN BANCOR|DBAB|Deutsche Bank Securities Inc.|58122
GWB|GREAT WESTERN BANCOR|DBAX|Deutsche Bank Securities Inc.|70600
GWB|GREAT WESTERN BANCOR|DEAN|MORGAN STANLEY|379
GWB|GREAT WESTERN BANCOR|DEGS|RONIN PROFESSIONAL LLC|100
GWB|GREAT WESTERN BANCOR|EBXL|EBX LLC|50200
GWB|GREAT WESTERN BANCOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1757
GWB|GREAT WESTERN BANCOR|EDJO|Edward D. Jones & Co., L.P.|182
GWB|GREAT WESTERN BANCOR|EGAM|CBOE TRADING, INC.|3290
GWB|GREAT WESTERN BANCOR|EGXM|CBOE TRADING, INC.|1632
GWB|GREAT WESTERN BANCOR|ETBE|Electronic Transaction Clearing, Inc.|3287
GWB|GREAT WESTERN BANCOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6576
GWB|GREAT WESTERN BANCOR|ETRS|E*Trade Securities LLC|1110
GWB|GREAT WESTERN BANCOR|FBSB|U.S. Bancorp Investments, Inc.|16
GWB|GREAT WESTERN BANCOR|FILL|Tradestation Securities, Inc.|51
GWB|GREAT WESTERN BANCOR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3093
GWB|GREAT WESTERN BANCOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68247
GWB|GREAT WESTERN BANCOR|FTBR|Foliofn Investments, Inc.|312
GWB|GREAT WESTERN BANCOR|GLPX|ACS EXECUTION SERVICES, LLC|1368
GWB|GREAT WESTERN BANCOR|GSCO|GOLDMAN SACHS & CO. LLC|89990
GWB|GREAT WESTERN BANCOR|GSCS|GOLDMAN SACHS & CO. LLC|330
GWB|GREAT WESTERN BANCOR|GSLT|GOLDMAN SACHS & CO. LLC|1001
GWB|GREAT WESTERN BANCOR|GTSZ|GTS SECURITIES LLC|18299
GWB|GREAT WESTERN BANCOR|HRBF|American Enterprise Investment Services Inc.|668
GWB|GREAT WESTERN BANCOR|IATS|INTERACTIVE BROKERS LLC|1696
GWB|GREAT WESTERN BANCOR|IBKR|Interactive Brokers Llc|594
GWB|GREAT WESTERN BANCOR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|49
GWB|GREAT WESTERN BANCOR|ICBX|INSTINET, LLC|6500
GWB|GREAT WESTERN BANCOR|IEQY|CITADEL SECURITIES LLC|17600
GWB|GREAT WESTERN BANCOR|INCA|INSTINET, LLC|36630
GWB|GREAT WESTERN BANCOR|INJX|INSTINET, LLC|9164
GWB|GREAT WESTERN BANCOR|ITGI|ITG Inc.|4865
GWB|GREAT WESTERN BANCOR|ITGP|ITG INC.|26400
GWB|GREAT WESTERN BANCOR|JANY|Janney Montgomery Scott Inc.|3
GWB|GREAT WESTERN BANCOR|JEFF|JEFFERIES LLC|29777
GWB|GREAT WESTERN BANCOR|JMPT|JUMP TRADING, LLC|8320
GWB|GREAT WESTERN BANCOR|JPBX|J.P. MORGAN SECURITIES LLC|7158
GWB|GREAT WESTERN BANCOR|JPMX|J.P. Morgan Securities LLC|53725
GWB|GREAT WESTERN BANCOR|JSJX|JANE STREET CAPITAL LLC|7249
GWB|GREAT WESTERN BANCOR|KBWI|Keefe, Bruyette & Woods, Inc.|53267
GWB|GREAT WESTERN BANCOR|KCGM|VIRTU Americas LLC|14894
GWB|GREAT WESTERN BANCOR|LEHM|Barclays Capital Inc./Le|102261
GWB|GREAT WESTERN BANCOR|LIME|Lime Brokerage LLC|17505
GWB|GREAT WESTERN BANCOR|LSCI|Lek Securities Corporation|49
GWB|GREAT WESTERN BANCOR|MACC|Mid Atlantic Capital Corporation|35
GWB|GREAT WESTERN BANCOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32726
GWB|GREAT WESTERN BANCOR|MOTF|MOTIF INVESTING, INC.|7
GWB|GREAT WESTERN BANCOR|MSCO|MORGAN STANLEY & CO. LLC|156925
GWB|GREAT WESTERN BANCOR|MSPL|MORGAN STANLEY & CO. LLC|78400
GWB|GREAT WESTERN BANCOR|MSTX|MORGAN STANLEY & CO. LLC|30400
GWB|GREAT WESTERN BANCOR|NFSC|National Financial Services LLC|7100
GWB|GREAT WESTERN BANCOR|NITE|VIRTU Americas LLC|42016
GWB|GREAT WESTERN BANCOR|NQRB|Brut, LLC|5196
GWB|GREAT WESTERN BANCOR|PDQM|CODA MARKETS, INC.|4067
GWB|GREAT WESTERN BANCOR|PWJC|UBS Financial Services, Inc.|66
GWB|GREAT WESTERN BANCOR|RBCM|RBC CAPITAL MARKETS, LLC|868
GWB|GREAT WESTERN BANCOR|SAGW|SAGETRADER, LLC|64
GWB|GREAT WESTERN BANCOR|SBSH|Citigroup Global Markets Inc.|31575
GWB|GREAT WESTERN BANCOR|SEIC|SEI Investments Distribution Co.|100
GWB|GREAT WESTERN BANCOR|SGMT|GOLDMAN SACHS & CO. LLC|27214
GWB|GREAT WESTERN BANCOR|SPDR|SPEEDROUTE LLC|600
GWB|GREAT WESTERN BANCOR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
GWB|GREAT WESTERN BANCOR|SWIM|TD Ameritrade, Inc.|70
GWB|GREAT WESTERN BANCOR|SWST|Hilltop Securities Inc.|100
GWB|GREAT WESTERN BANCOR|TKNG|ALLY INVEST SECURITIES LLC|2800
GWB|GREAT WESTERN BANCOR|TRBT|Tradebot Systems, Inc.|39636
GWB|GREAT WESTERN BANCOR|TRCM|TRC MARKETS LLC|26026
GWB|GREAT WESTERN BANCOR|UBSA|UBS SECURITIES LLC|136361
GWB|GREAT WESTERN BANCOR|UBSS|UBS Securities LLC|149480
GWB|GREAT WESTERN BANCOR|VALX|VIRTU AMERICAS LLC|2651
GWB|GREAT WESTERN BANCOR|WBPX|SUMMIT SECURITIES GROUP, LLC|200
GWB|GREAT WESTERN BANCOR|WCHV|WELLS FARGO SECURITIES, LLC|86025
GWB|GREAT WESTERN BANCOR|WEED|Weeden & Co.L.P.|701
GWB|GREAT WESTERN BANCOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
GWB|GREAT WESTERN BANCOR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|167
GWB|GREAT WESTERN BANCOR|WSEA|WOLVERINE SECURITIES, LLC|125
GWB|GREAT WESTERN BANCOR|XIST|INSTINET, LLC|19022
GWB|GREAT WESTERN BANCOR|XPQR|Jump Trading|100
GWB|GREAT WESTERN BANCOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1940
GWB|GREAT WESTERN BANCOR|YKNA|COMHAR CAPITAL MARKETS, LLC|4
GWB|GREAT WESTERN BANCOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|222
GWGH|GWG HOLDINGS COM STK|AGIS|Aegis Capital Corp.|1800
GWGH|GWG HOLDINGS COM STK|BATM|CBOE TRADING, INC.|25
GWGH|GWG HOLDINGS COM STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116
GWGH|GWG HOLDINGS COM STK|DBAB|Deutsche Bank Securities Inc.|281
GWGH|GWG HOLDINGS COM STK|DEAN|MORGAN STANLEY|10
GWGH|GWG HOLDINGS COM STK|EDJO|Edward D. Jones & Co., L.P.|100
GWGH|GWG HOLDINGS COM STK|ETCB|ETC BROKERAGE SERVICES, LLC|3991
GWGH|GWG HOLDINGS COM STK|ETRS|E*Trade Securities LLC|660
GWGH|GWG HOLDINGS COM STK|FBCO|Credit Suisse Securities (USA) LLC|422
GWGH|GWG HOLDINGS COM STK|FOMA|TD AMERITRADE CLEARING, INC.|16948
GWGH|GWG HOLDINGS COM STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
GWGH|GWG HOLDINGS COM STK|FTBR|Foliofn Investments, Inc.|15
GWGH|GWG HOLDINGS COM STK|GSCO|GOLDMAN SACHS & CO. LLC|26
GWGH|GWG HOLDINGS COM STK|GSLT|GOLDMAN SACHS & CO. LLC|300
GWGH|GWG HOLDINGS COM STK|GTSZ|GTS SECURITIES LLC|182
GWGH|GWG HOLDINGS COM STK|IBKR|Interactive Brokers Llc|1312
GWGH|GWG HOLDINGS COM STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|500
GWGH|GWG HOLDINGS COM STK|INCA|INSTINET, LLC|1034
GWGH|GWG HOLDINGS COM STK|ITGI|ITG Inc.|45
GWGH|GWG HOLDINGS COM STK|JEFF|JEFFERIES LLC|441
GWGH|GWG HOLDINGS COM STK|LAFC|R. F. Lafferty & Co., Inc.|300
GWGH|GWG HOLDINGS COM STK|LEHM|Barclays Capital Inc./Le|9
GWGH|GWG HOLDINGS COM STK|LIME|Lime Brokerage LLC|1528
GWGH|GWG HOLDINGS COM STK|MOTF|MOTIF INVESTING, INC.|1
GWGH|GWG HOLDINGS COM STK|MSCO|MORGAN STANLEY & CO. LLC|288
GWGH|GWG HOLDINGS COM STK|NFSC|National Financial Services LLC|1340
GWGH|GWG HOLDINGS COM STK|NITE|VIRTU Americas LLC|11552
GWGH|GWG HOLDINGS COM STK|RBCM|RBC CAPITAL MARKETS, LLC|4185
GWGH|GWG HOLDINGS COM STK|SGMT|GOLDMAN SACHS & CO. LLC|75
GWGH|GWG HOLDINGS COM STK|SWIM|TD Ameritrade, Inc.|998
GWGH|GWG HOLDINGS COM STK|TRCM|TRC MARKETS LLC|3
GWGH|GWG HOLDINGS COM STK|UBSA|UBS SECURITIES LLC|304
GWGH|GWG HOLDINGS COM STK|UBSS|UBS Securities LLC|6320
GWGH|GWG HOLDINGS COM STK|VGRD|Vanguard Marketing Corporation|1218
GWGH|GWG HOLDINGS COM STK|WCHV|WELLS FARGO SECURITIES, LLC|500
GWPH|GW PHARMA ADR|ADAM|CANACCORD GENUITY INC.|150
GWPH|GW PHARMA ADR|AGIS|Aegis Capital Corp.|557
GWPH|GW PHARMA ADR|ALTX|Alternet Securities Inc.|3159
GWPH|GW PHARMA ADR|ANDG|Andrew Garrett Inc.|1750
GWPH|GW PHARMA ADR|APCC|Apex Clearing Corporation|1806
GWPH|GW PHARMA ADR|BANK|Primevest Financial Services, Inc.|177
GWPH|GW PHARMA ADR|BARD|Robert W. Baird & Co. Incorporated|3799
GWPH|GW PHARMA ADR|BATM|CBOE TRADING, INC.|17191
GWPH|GW PHARMA ADR|BAYT|BTIG, LLC|2167
GWPH|GW PHARMA ADR|BBNT|BB&T SECURITIES, LLC|482
GWPH|GW PHARMA ADR|BERN|Sanford C. Bernstein & Co., LLC|34187
GWPH|GW PHARMA ADR|BIMI|Banca IMI Securities Corp.|3840
GWPH|GW PHARMA ADR|BKCM|BNY Mellon Capital Markets LLC|221
GWPH|GW PHARMA ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6920
GWPH|GW PHARMA ADR|BNPX|BNP PARIBAS SECURITIES CORP.|1268
GWPH|GW PHARMA ADR|BRGE|Newbridge Securities Corp.|751
GWPH|GW PHARMA ADR|BTIG|BTIG, LLC|200
GWPH|GW PHARMA ADR|BYXM|CBOE TRADING, INC.|1634
GWPH|GW PHARMA ADR|CHAS|Charles Schwab & Co., Inc.|5058
GWPH|GW PHARMA ADR|CICF|Canaccord Genuity Corp.|198
GWPH|GW PHARMA ADR|CIST|Capital Institutional Services, Inc.|165
GWPH|GW PHARMA ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50808
GWPH|GW PHARMA ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9160
GWPH|GW PHARMA ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17207
GWPH|GW PHARMA ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139379
GWPH|GW PHARMA ADR|CTDL|Citadel Derivatives Group Llc|3008
GWPH|GW PHARMA ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|20362
GWPH|GW PHARMA ADR|DADA|D.A. Davidson & Co.|95
GWPH|GW PHARMA ADR|DAVA|Davenport & Company LLC|150
GWPH|GW PHARMA ADR|DBAB|Deutsche Bank Securities Inc.|123943
GWPH|GW PHARMA ADR|DBAX|Deutsche Bank Securities Inc.|79900
GWPH|GW PHARMA ADR|DBUL|Deutsche Bank Securities Inc.|9221
GWPH|GW PHARMA ADR|DEAN|MORGAN STANLEY|15516
GWPH|GW PHARMA ADR|DEGS|RONIN PROFESSIONAL LLC|2472
GWPH|GW PHARMA ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3900
GWPH|GW PHARMA ADR|EBXL|EBX LLC|74800
GWPH|GW PHARMA ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|28766
GWPH|GW PHARMA ADR|EDJC|Edward Jones / CDS|50
GWPH|GW PHARMA ADR|EDJO|Edward D. Jones & Co., L.P.|7387
GWPH|GW PHARMA ADR|EGAM|CBOE TRADING, INC.|4252
GWPH|GW PHARMA ADR|EGMT|EG MARKET TECHNOLOGIES LLC|1384
GWPH|GW PHARMA ADR|EGXM|CBOE TRADING, INC.|2604
GWPH|GW PHARMA ADR|ESPO|ESPOSITO SECURITIES, LLC|62
GWPH|GW PHARMA ADR|ETBE|Electronic Transaction Clearing, Inc.|5355
GWPH|GW PHARMA ADR|ETCB|ETC BROKERAGE SERVICES, LLC|1506
GWPH|GW PHARMA ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2838
GWPH|GW PHARMA ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|103789
GWPH|GW PHARMA ADR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1212
GWPH|GW PHARMA ADR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|7490
GWPH|GW PHARMA ADR|ETRS|E*Trade Securities LLC|203272
GWPH|GW PHARMA ADR|FBCO|Credit Suisse Securities (USA) LLC|204697
GWPH|GW PHARMA ADR|FBSB|U.S. Bancorp Investments, Inc.|109
GWPH|GW PHARMA ADR|FILL|Tradestation Securities, Inc.|11394
GWPH|GW PHARMA ADR|FINX|FINTECH SECURITIES|35
GWPH|GW PHARMA ADR|FMAF|NBCN Inc./ CDS|13266
GWPH|GW PHARMA ADR|FOMA|TD AMERITRADE CLEARING, INC.|531048
GWPH|GW PHARMA ADR|FORD|Fordham Financial Management, Inc.|10
GWPH|GW PHARMA ADR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16175
GWPH|GW PHARMA ADR|FQLS|Quantlab Securities LP|166944
GWPH|GW PHARMA ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45051
GWPH|GW PHARMA ADR|FTBR|Foliofn Investments, Inc.|1594
GWPH|GW PHARMA ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|40384
GWPH|GW PHARMA ADR|GLIS|TD Securities Inc|200
GWPH|GW PHARMA ADR|GLPX|ACS EXECUTION SERVICES, LLC|46534
GWPH|GW PHARMA ADR|GSCO|GOLDMAN SACHS & CO. LLC|320885
GWPH|GW PHARMA ADR|GSCS|GOLDMAN SACHS & CO. LLC|8344
GWPH|GW PHARMA ADR|GSLT|GOLDMAN SACHS & CO. LLC|2587
GWPH|GW PHARMA ADR|GTSZ|GTS SECURITIES LLC|59670
GWPH|GW PHARMA ADR|HRBF|American Enterprise Investment Services Inc.|12358
GWPH|GW PHARMA ADR|HSBC|HSBC Securities, Inc.|3193
GWPH|GW PHARMA ADR|IATS|INTERACTIVE BROKERS LLC|23548
GWPH|GW PHARMA ADR|IBKR|Interactive Brokers Llc|117657
GWPH|GW PHARMA ADR|ICBX|INSTINET, LLC|32646
GWPH|GW PHARMA ADR|IEQY|CITADEL SECURITIES LLC|22365
GWPH|GW PHARMA ADR|INCA|INSTINET, LLC|250385
GWPH|GW PHARMA ADR|INJX|INSTINET, LLC|9414
GWPH|GW PHARMA ADR|INTL|INTL FCSTONE FINANCIAL INC.|6269
GWPH|GW PHARMA ADR|ITGI|ITG Inc.|47295
GWPH|GW PHARMA ADR|ITGP|ITG INC.|40800
GWPH|GW PHARMA ADR|JANY|Janney Montgomery Scott Inc.|2873
GWPH|GW PHARMA ADR|JEFF|JEFFERIES LLC|31745
GWPH|GW PHARMA ADR|JMPT|JUMP TRADING, LLC|42000
GWPH|GW PHARMA ADR|JPBX|J.P. MORGAN SECURITIES LLC|3204
GWPH|GW PHARMA ADR|JPMX|J.P. Morgan Securities LLC|337000
GWPH|GW PHARMA ADR|JUTA|JUMP TRADING, LLC|200
GWPH|GW PHARMA ADR|KCGM|VIRTU Americas LLC|19923
GWPH|GW PHARMA ADR|LEER|LEERINK PARTNERS LLC|1316
GWPH|GW PHARMA ADR|LEHM|Barclays Capital Inc./Le|257401
GWPH|GW PHARMA ADR|LIME|Lime Brokerage LLC|99183
GWPH|GW PHARMA ADR|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
GWPH|GW PHARMA ADR|LQNA|LIQUIDNET, INC.|72900
GWPH|GW PHARMA ADR|LSCI|Lek Securities Corporation|431
GWPH|GW PHARMA ADR|MAXM|Maxim Group LLC|7507
GWPH|GW PHARMA ADR|MBTS|ALLY INVEST SECURITIES LLC|1178
GWPH|GW PHARMA ADR|MCMF|Raymond James Ltd. Cds|165
GWPH|GW PHARMA ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52232
GWPH|GW PHARMA ADR|MOTF|MOTIF INVESTING, INC.|56
GWPH|GW PHARMA ADR|MSCO|MORGAN STANLEY & CO. LLC|834583
GWPH|GW PHARMA ADR|MSPL|MORGAN STANLEY & CO. LLC|157600
GWPH|GW PHARMA ADR|MSTX|MORGAN STANLEY & CO. LLC|24000
GWPH|GW PHARMA ADR|MWCC|Monness Crespi Hardt & Co., Inc.|1700
GWPH|GW PHARMA ADR|NATL|National Securities Corporation|1991
GWPH|GW PHARMA ADR|NBCS|NBC Securities, INC.|50
GWPH|GW PHARMA ADR|NEUB|NEUBERGER BERMAN BD LLC|100
GWPH|GW PHARMA ADR|NFSC|National Financial Services LLC|518594
GWPH|GW PHARMA ADR|NITE|VIRTU Americas LLC|789488
GWPH|GW PHARMA ADR|NITP|VIRTU Americas LLC|698
GWPH|GW PHARMA ADR|NQRB|Brut, LLC|13975
GWPH|GW PHARMA ADR|NTRC|Northern Trust Securities, Inc.|318
GWPH|GW PHARMA ADR|ONEL|O'NEIL SECURITIES, INCORPORATED|500
GWPH|GW PHARMA ADR|OPCO|Oppenheimer & Co. Inc.|4863
GWPH|GW PHARMA ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1054
GWPH|GW PHARMA ADR|PAUL|Paulson Investment Company, Inc.|50
GWPH|GW PHARMA ADR|PDQM|CODA MARKETS, INC.|70767
GWPH|GW PHARMA ADR|PHLY|NASDAQ Execution Services, LLC|8200
GWPH|GW PHARMA ADR|PICT|Pictet Overseas Inc.|125
GWPH|GW PHARMA ADR|PWJC|UBS Financial Services, Inc.|6885
GWPH|GW PHARMA ADR|RAJA|Raymond James & Associates, Inc.|24221
GWPH|GW PHARMA ADR|RBCM|RBC CAPITAL MARKETS, LLC|15661
GWPH|GW PHARMA ADR|SAGL|SAGETRADER, LLC|24641
GWPH|GW PHARMA ADR|SALI|INTL FCSTONE FINANCIAL INC.|593
GWPH|GW PHARMA ADR|SBSH|Citigroup Global Markets Inc.|53936
GWPH|GW PHARMA ADR|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|55
GWPH|GW PHARMA ADR|SGMT|GOLDMAN SACHS & CO. LLC|70441
GWPH|GW PHARMA ADR|SOGO|Wang Investment Associates, Inc.|50
GWPH|GW PHARMA ADR|SPDR|SPEEDROUTE LLC|1803
GWPH|GW PHARMA ADR|SPHN|Stephens Inc.|320
GWPH|GW PHARMA ADR|SPTD|MINT GLOBAL MARKETS, INC.|12800
GWPH|GW PHARMA ADR|STFL|Stifel, Nicolaus & Company, Incorporated|6979
GWPH|GW PHARMA ADR|STKP|STOCKPILE INVESTMENTS, INC.|964
GWPH|GW PHARMA ADR|STXG|Stockcross Financial Services, Inc.|15
GWPH|GW PHARMA ADR|SWIM|TD Ameritrade, Inc.|133730
GWPH|GW PHARMA ADR|SWST|Hilltop Securities Inc.|1358
GWPH|GW PHARMA ADR|TDCO|Thompson Davis & Co., Inc.|900
GWPH|GW PHARMA ADR|TKNG|ALLY INVEST SECURITIES LLC|5176
GWPH|GW PHARMA ADR|TRBT|Tradebot Systems, Inc.|126418
GWPH|GW PHARMA ADR|TRCM|TRC MARKETS LLC|16174
GWPH|GW PHARMA ADR|TWTT|TASTYWORKS, INC.|467
GWPH|GW PHARMA ADR|UBSA|UBS SECURITIES LLC|338587
GWPH|GW PHARMA ADR|UBSS|UBS Securities LLC|722892
GWPH|GW PHARMA ADR|VALX|VIRTU AMERICAS LLC|13478
GWPH|GW PHARMA ADR|VGRD|Vanguard Marketing Corporation|43561
GWPH|GW PHARMA ADR|VIEW|VIEWTRADE SECURITIES LLC|100
GWPH|GW PHARMA ADR|WABR|Wall Street Access|5086
GWPH|GW PHARMA ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|10942
GWPH|GW PHARMA ADR|WCHV|WELLS FARGO SECURITIES, LLC|67068
GWPH|GW PHARMA ADR|WEDB|WEDBUSH SECURITIES INC.|12786
GWPH|GW PHARMA ADR|WEED|Weeden & Co.L.P.|9
GWPH|GW PHARMA ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8867
GWPH|GW PHARMA ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12631
GWPH|GW PHARMA ADR|WFPB|Wells Fargo Securities, LLC.|500
GWPH|GW PHARMA ADR|WGIF|CIBC World Markets Inc.|6250
GWPH|GW PHARMA ADR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
GWPH|GW PHARMA ADR|WSEA|WOLVERINE SECURITIES, LLC|5404
GWPH|GW PHARMA ADR|XIST|INSTINET, LLC|7000
GWPH|GW PHARMA ADR|XPUS|XP SECURITIES, LLC|10
GWPH|GW PHARMA ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|74918
GWPH|GW PHARMA ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|13631
GWPH|GW PHARMA ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12723
GWR|GENESEE|ABLE|NATIXIS Securities Americas LLC|6000
GWR|GENESEE|ALTX|Alternet Securities Inc.|1290
GWR|GENESEE|ANOS|ABEL/NOSER, L.L.C.|410
GWR|GENESEE|APCC|Apex Clearing Corporation|34
GWR|GENESEE|BANK|Primevest Financial Services, Inc.|17
GWR|GENESEE|BARD|Robert W. Baird & Co. Incorporated|22
GWR|GENESEE|BATM|CBOE TRADING, INC.|2372
GWR|GENESEE|BBNT|BB&T SECURITIES, LLC|100
GWR|GENESEE|BERN|Sanford C. Bernstein & Co., LLC|58773
GWR|GENESEE|BKCM|BNY Mellon Capital Markets LLC|22666
GWR|GENESEE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|403
GWR|GENESEE|BLKX|INSTINET, LLC|80825
GWR|GENESEE|BNPX|BNP PARIBAS SECURITIES CORP.|2114
GWR|GENESEE|BRVL|BLAYLOCK VAN, LLC|300
GWR|GENESEE|BTIG|BTIG, LLC|454
GWR|GENESEE|BYXM|CBOE TRADING, INC.|80
GWR|GENESEE|BZYD|GOLDMAN SACHS & CO. LLC|900
GWR|GENESEE|CABR|Cabrera Capital Markets, Inc.|25
GWR|GENESEE|CBLC|CITIGROUP GLOBAL MARKETS INC.|10600
GWR|GENESEE|CHAS|Charles Schwab & Co., Inc.|816
GWR|GENESEE|CIST|Capital Institutional Services, Inc.|6387
GWR|GENESEE|CLSA|CLSA AMERICAS, LLC|100
GWR|GENESEE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51043
GWR|GENESEE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
GWR|GENESEE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|211330
GWR|GENESEE|CTDL|Citadel Derivatives Group Llc|8516
GWR|GENESEE|CXCX|CITIGROUP GLOBAL MARKETS INC.|17484
GWR|GENESEE|DAVA|Davenport & Company LLC|2407
GWR|GENESEE|DBAB|Deutsche Bank Securities Inc.|247019
GWR|GENESEE|DBAX|Deutsche Bank Securities Inc.|81200
GWR|GENESEE|DEAN|MORGAN STANLEY|1132
GWR|GENESEE|DEGS|RONIN PROFESSIONAL LLC|100
GWR|GENESEE|EBXL|EBX LLC|125200
GWR|GENESEE|ECUT|CONVERGEX EXECUTION SOLUTIONS|343
GWR|GENESEE|EDJO|Edward D. Jones & Co., L.P.|396
GWR|GENESEE|EGAM|CBOE TRADING, INC.|4793
GWR|GENESEE|EGAW|CBOE TRADING, INC.|28
GWR|GENESEE|EGMT|EG MARKET TECHNOLOGIES LLC|1000
GWR|GENESEE|EGXM|CBOE TRADING, INC.|517
GWR|GENESEE|ETBE|Electronic Transaction Clearing, Inc.|9423
GWR|GENESEE|ETCC|Electronic Transaction Clearing, Inc.|840
GWR|GENESEE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30256
GWR|GENESEE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
GWR|GENESEE|ETRS|E*Trade Securities LLC|5373
GWR|GENESEE|FMAF|NBCN Inc./ CDS|2771
GWR|GENESEE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2875
GWR|GENESEE|FQLS|Quantlab Securities LP|86830
GWR|GENESEE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97281
GWR|GENESEE|FTBR|Foliofn Investments, Inc.|567
GWR|GENESEE|GLPX|ACS EXECUTION SERVICES, LLC|11673
GWR|GENESEE|GSCO|GOLDMAN SACHS & CO. LLC|371112
GWR|GENESEE|GSCS|GOLDMAN SACHS & CO. LLC|178
GWR|GENESEE|GSLT|GOLDMAN SACHS & CO. LLC|3418
GWR|GENESEE|GTSZ|GTS SECURITIES LLC|57081
GWR|GENESEE|HPPX|POTAMUS TRADING, LLC|276
GWR|GENESEE|HRBF|American Enterprise Investment Services Inc.|53
GWR|GENESEE|HSBC|HSBC Securities, Inc.|199
GWR|GENESEE|IATS|INTERACTIVE BROKERS LLC|4097
GWR|GENESEE|IBKR|Interactive Brokers Llc|4501
GWR|GENESEE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|803
GWR|GENESEE|ICBX|INSTINET, LLC|21450
GWR|GENESEE|IEQY|CITADEL SECURITIES LLC|45888
GWR|GENESEE|INCA|INSTINET, LLC|133866
GWR|GENESEE|INJX|INSTINET, LLC|1225
GWR|GENESEE|ITGI|ITG Inc.|9388
GWR|GENESEE|ITGP|ITG INC.|25000
GWR|GENESEE|JANY|Janney Montgomery Scott Inc.|95
GWR|GENESEE|JEFF|JEFFERIES LLC|38042
GWR|GENESEE|JMPT|JUMP TRADING, LLC|36276
GWR|GENESEE|JONE|JonesTrading|46
GWR|GENESEE|JPBX|J.P. MORGAN SECURITIES LLC|17600
GWR|GENESEE|JPMX|J.P. Morgan Securities LLC|129118
GWR|GENESEE|JSJX|JANE STREET CAPITAL LLC|4115
GWR|GENESEE|KCGM|VIRTU Americas LLC|17750
GWR|GENESEE|LEHM|Barclays Capital Inc./Le|349487
GWR|GENESEE|LIME|Lime Brokerage LLC|8424
GWR|GENESEE|LMNX|LUMINEX TRADING & ANALYTICS LLC|70000
GWR|GENESEE|LQNA|LIQUIDNET, INC.|21000
GWR|GENESEE|LSCI|Lek Securities Corporation|105
GWR|GENESEE|MACQ|Macquarie Capital (USA) Inc.|200
GWR|GENESEE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61211
GWR|GENESEE|MOTF|MOTIF INVESTING, INC.|1
GWR|GENESEE|MSCO|MORGAN STANLEY & CO. LLC|528550
GWR|GENESEE|MSPL|MORGAN STANLEY & CO. LLC|115700
GWR|GENESEE|MSTX|MORGAN STANLEY & CO. LLC|34300
GWR|GENESEE|MULL|MARK J. MULLER EQUITIES, INC.|510
GWR|GENESEE|NFSC|National Financial Services LLC|118508
GWR|GENESEE|NITE|VIRTU Americas LLC|99940
GWR|GENESEE|NITP|VIRTU Americas LLC|9
GWR|GENESEE|NQRB|Brut, LLC|2204
GWR|GENESEE|OPCO|Oppenheimer & Co. Inc.|320
GWR|GENESEE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2200
GWR|GENESEE|PDQM|CODA MARKETS, INC.|39603
GWR|GENESEE|PIPR|Piper Jaffray & Co.|11400
GWR|GENESEE|PWJC|UBS Financial Services, Inc.|1123
GWR|GENESEE|RBCM|RBC CAPITAL MARKETS, LLC|1452
GWR|GENESEE|SAGL|SAGETRADER, LLC|600
GWR|GENESEE|SAGW|SAGETRADER, LLC|5
GWR|GENESEE|SBSH|Citigroup Global Markets Inc.|46951
GWR|GENESEE|SGMT|GOLDMAN SACHS & CO. LLC|36246
GWR|GENESEE|SPDR|SPEEDROUTE LLC|7340
GWR|GENESEE|SPHN|Stephens Inc.|25458
GWR|GENESEE|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
GWR|GENESEE|STFL|Stifel, Nicolaus & Company, Incorporated|722
GWR|GENESEE|STKP|STOCKPILE INVESTMENTS, INC.|2
GWR|GENESEE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2656
GWR|GENESEE|SWIM|TD Ameritrade, Inc.|945
GWR|GENESEE|SWST|Hilltop Securities Inc.|77
GWR|GENESEE|TKNG|ALLY INVEST SECURITIES LLC|46
GWR|GENESEE|TRBT|Tradebot Systems, Inc.|57401
GWR|GENESEE|TRCM|TRC MARKETS LLC|53016
GWR|GENESEE|UBSA|UBS SECURITIES LLC|234622
GWR|GENESEE|UBSS|UBS Securities LLC|426461
GWR|GENESEE|VALX|VIRTU AMERICAS LLC|3951
GWR|GENESEE|VERT|The Vertical Trading Group, LLC|2600
GWR|GENESEE|VGRD|Vanguard Marketing Corporation|294
GWR|GENESEE|WBLR|WILLIAM BLAIR|105
GWR|GENESEE|WBPX|SUMMIT SECURITIES GROUP, LLC|300
GWR|GENESEE|WCHV|WELLS FARGO SECURITIES, LLC|18857
GWR|GENESEE|WDNX|WEEDEN & CO.L.P.|1672
GWR|GENESEE|WEDB|WEDBUSH SECURITIES INC.|595
GWR|GENESEE|WEED|Weeden & Co.L.P.|2104
GWR|GENESEE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|550
GWR|GENESEE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3508
GWR|GENESEE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|69
GWR|GENESEE|WSAG|WALL STREET ACCESS|1239
GWR|GENESEE|WSEA|WOLVERINE SECURITIES, LLC|142
GWR|GENESEE|XIST|INSTINET, LLC|7800
GWR|GENESEE|XPQR|Jump Trading|698
GWR|GENESEE|XSTM|NATIONAL FINANCIAL SERVICES LLC|11500
GWR|GENESEE|YKNA|COMHAR CAPITAL MARKETS, LLC|2318
GWR|GENESEE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|313
GWRE|GUIDEWIRE SOFTWARE|ADAM|CANACCORD GENUITY INC.|1698
GWRE|GUIDEWIRE SOFTWARE|AGIS|Aegis Capital Corp.|300
GWRE|GUIDEWIRE SOFTWARE|ALTX|Alternet Securities Inc.|19151
GWRE|GUIDEWIRE SOFTWARE|ANOS|ABEL/NOSER, L.L.C.|4957
GWRE|GUIDEWIRE SOFTWARE|APCC|Apex Clearing Corporation|267
GWRE|GUIDEWIRE SOFTWARE|AQUA|AQUA SECURITIES L.P.|2500
GWRE|GUIDEWIRE SOFTWARE|BANK|Primevest Financial Services, Inc.|18
GWRE|GUIDEWIRE SOFTWARE|BARD|Robert W. Baird & Co. Incorporated|4016
GWRE|GUIDEWIRE SOFTWARE|BATM|CBOE TRADING, INC.|7400
GWRE|GUIDEWIRE SOFTWARE|BAYC|BAY CREST PARTNERS, LLC|694
GWRE|GUIDEWIRE SOFTWARE|BBNT|BB&T SECURITIES, LLC|378
GWRE|GUIDEWIRE SOFTWARE|BERN|Sanford C. Bernstein & Co., LLC|45023
GWRE|GUIDEWIRE SOFTWARE|BIDS|BIDS TRADING L.P.|800
GWRE|GUIDEWIRE SOFTWARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9067
GWRE|GUIDEWIRE SOFTWARE|BLKX|INSTINET, LLC|72300
GWRE|GUIDEWIRE SOFTWARE|BNPX|BNP PARIBAS SECURITIES CORP.|12451
GWRE|GUIDEWIRE SOFTWARE|BRGE|Newbridge Securities Corp.|350
GWRE|GUIDEWIRE SOFTWARE|BTIG|BTIG, LLC|9409
GWRE|GUIDEWIRE SOFTWARE|BYXM|CBOE TRADING, INC.|2600
GWRE|GUIDEWIRE SOFTWARE|BZYD|GOLDMAN SACHS & CO. LLC|269
GWRE|GUIDEWIRE SOFTWARE|CBRA|Cobra Trading, Inc.|1600
GWRE|GUIDEWIRE SOFTWARE|CHAS|Charles Schwab & Co., Inc.|1842
GWRE|GUIDEWIRE SOFTWARE|CIST|Capital Institutional Services, Inc.|60
GWRE|GUIDEWIRE SOFTWARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|235766
GWRE|GUIDEWIRE SOFTWARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2500
GWRE|GUIDEWIRE SOFTWARE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19525
GWRE|GUIDEWIRE SOFTWARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|322464
GWRE|GUIDEWIRE SOFTWARE|CTDL|Citadel Derivatives Group Llc|11231
GWRE|GUIDEWIRE SOFTWARE|CTLR|CUTLER GROUP, LP|2529
GWRE|GUIDEWIRE SOFTWARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|34004
GWRE|GUIDEWIRE SOFTWARE|DADA|D.A. Davidson & Co.|76
GWRE|GUIDEWIRE SOFTWARE|DBAB|Deutsche Bank Securities Inc.|309673
GWRE|GUIDEWIRE SOFTWARE|DBAX|Deutsche Bank Securities Inc.|225500
GWRE|GUIDEWIRE SOFTWARE|DBUL|Deutsche Bank Securities Inc.|5113
GWRE|GUIDEWIRE SOFTWARE|DCHF|Dart Executions, LLC|189
GWRE|GUIDEWIRE SOFTWARE|DEAN|MORGAN STANLEY|3262
GWRE|GUIDEWIRE SOFTWARE|DEGS|RONIN PROFESSIONAL LLC|100
GWRE|GUIDEWIRE SOFTWARE|EBXL|EBX LLC|206100
GWRE|GUIDEWIRE SOFTWARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|3153
GWRE|GUIDEWIRE SOFTWARE|EDJO|Edward D. Jones & Co., L.P.|695
GWRE|GUIDEWIRE SOFTWARE|EGAM|CBOE TRADING, INC.|15544
GWRE|GUIDEWIRE SOFTWARE|EGAW|CBOE TRADING, INC.|122
GWRE|GUIDEWIRE SOFTWARE|EGMT|EG MARKET TECHNOLOGIES LLC|1500
GWRE|GUIDEWIRE SOFTWARE|EGXM|CBOE TRADING, INC.|3182
GWRE|GUIDEWIRE SOFTWARE|ESPO|ESPOSITO SECURITIES, LLC|443
GWRE|GUIDEWIRE SOFTWARE|ETBE|Electronic Transaction Clearing, Inc.|16364
GWRE|GUIDEWIRE SOFTWARE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
GWRE|GUIDEWIRE SOFTWARE|ETCC|Electronic Transaction Clearing, Inc.|110
GWRE|GUIDEWIRE SOFTWARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32524
GWRE|GUIDEWIRE SOFTWARE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
GWRE|GUIDEWIRE SOFTWARE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|224
GWRE|GUIDEWIRE SOFTWARE|ETRS|E*Trade Securities LLC|181188
GWRE|GUIDEWIRE SOFTWARE|FILL|Tradestation Securities, Inc.|3017
GWRE|GUIDEWIRE SOFTWARE|FMAF|NBCN Inc./ CDS|410
GWRE|GUIDEWIRE SOFTWARE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4499
GWRE|GUIDEWIRE SOFTWARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|174274
GWRE|GUIDEWIRE SOFTWARE|FTBR|Foliofn Investments, Inc.|596
GWRE|GUIDEWIRE SOFTWARE|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
GWRE|GUIDEWIRE SOFTWARE|GLIS|TD Securities Inc|370
GWRE|GUIDEWIRE SOFTWARE|GLPX|ACS EXECUTION SERVICES, LLC|53914
GWRE|GUIDEWIRE SOFTWARE|GSCO|GOLDMAN SACHS & CO. LLC|660040
GWRE|GUIDEWIRE SOFTWARE|GSCS|GOLDMAN SACHS & CO. LLC|8222
GWRE|GUIDEWIRE SOFTWARE|GSLT|GOLDMAN SACHS & CO. LLC|5365
GWRE|GUIDEWIRE SOFTWARE|GTSZ|GTS SECURITIES LLC|32732
GWRE|GUIDEWIRE SOFTWARE|HRBF|American Enterprise Investment Services Inc.|2539
GWRE|GUIDEWIRE SOFTWARE|HSBC|HSBC Securities, Inc.|717
GWRE|GUIDEWIRE SOFTWARE|IATS|INTERACTIVE BROKERS LLC|11455
GWRE|GUIDEWIRE SOFTWARE|IBKR|Interactive Brokers Llc|6226
GWRE|GUIDEWIRE SOFTWARE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|193
GWRE|GUIDEWIRE SOFTWARE|ICBX|INSTINET, LLC|54838
GWRE|GUIDEWIRE SOFTWARE|INCA|INSTINET, LLC|224360
GWRE|GUIDEWIRE SOFTWARE|INJX|INSTINET, LLC|9507
GWRE|GUIDEWIRE SOFTWARE|ITGI|ITG Inc.|47963
GWRE|GUIDEWIRE SOFTWARE|ITGP|ITG INC.|219400
GWRE|GUIDEWIRE SOFTWARE|JANY|Janney Montgomery Scott Inc.|50
GWRE|GUIDEWIRE SOFTWARE|JEFF|JEFFERIES LLC|81585
GWRE|GUIDEWIRE SOFTWARE|JMPT|JUMP TRADING, LLC|38618
GWRE|GUIDEWIRE SOFTWARE|JONE|JonesTrading|668186
GWRE|GUIDEWIRE SOFTWARE|JPBX|J.P. MORGAN SECURITIES LLC|54199
GWRE|GUIDEWIRE SOFTWARE|JPMX|J.P. Morgan Securities LLC|326610
GWRE|GUIDEWIRE SOFTWARE|JSJX|JANE STREET CAPITAL LLC|16480
GWRE|GUIDEWIRE SOFTWARE|KCGM|VIRTU Americas LLC|44389
GWRE|GUIDEWIRE SOFTWARE|LEHM|Barclays Capital Inc./Le|677547
GWRE|GUIDEWIRE SOFTWARE|LIME|Lime Brokerage LLC|8476
GWRE|GUIDEWIRE SOFTWARE|LIWD|LIME BROKERAGE LLC|100
GWRE|GUIDEWIRE SOFTWARE|LQNA|LIQUIDNET, INC.|204100
GWRE|GUIDEWIRE SOFTWARE|MACQ|Macquarie Capital (USA) Inc.|8754
GWRE|GUIDEWIRE SOFTWARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54324
GWRE|GUIDEWIRE SOFTWARE|MOTF|MOTIF INVESTING, INC.|18
GWRE|GUIDEWIRE SOFTWARE|MSCO|MORGAN STANLEY & CO. LLC|1197102
GWRE|GUIDEWIRE SOFTWARE|MSPL|MORGAN STANLEY & CO. LLC|340400
GWRE|GUIDEWIRE SOFTWARE|MSTX|MORGAN STANLEY & CO. LLC|115400
GWRE|GUIDEWIRE SOFTWARE|NFSC|National Financial Services LLC|53052
GWRE|GUIDEWIRE SOFTWARE|NITE|VIRTU Americas LLC|220391
GWRE|GUIDEWIRE SOFTWARE|NITP|VIRTU Americas LLC|165
GWRE|GUIDEWIRE SOFTWARE|NQRB|Brut, LLC|9912
GWRE|GUIDEWIRE SOFTWARE|NTRC|Northern Trust Securities, Inc.|2717
GWRE|GUIDEWIRE SOFTWARE|OHOS|TWO SIGMA SECURITIES, LLC|41591
GWRE|GUIDEWIRE SOFTWARE|OPCO|Oppenheimer & Co. Inc.|17544
GWRE|GUIDEWIRE SOFTWARE|OTAA|OTA LLC|9870
GWRE|GUIDEWIRE SOFTWARE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|769
GWRE|GUIDEWIRE SOFTWARE|PDQM|CODA MARKETS, INC.|178606
GWRE|GUIDEWIRE SOFTWARE|PIPR|Piper Jaffray & Co.|173760
GWRE|GUIDEWIRE SOFTWARE|PWJC|UBS Financial Services, Inc.|1000
GWRE|GUIDEWIRE SOFTWARE|RBCM|RBC CAPITAL MARKETS, LLC|4130
GWRE|GUIDEWIRE SOFTWARE|SAGL|SAGETRADER, LLC|5966
GWRE|GUIDEWIRE SOFTWARE|SAGW|SAGETRADER, LLC|200
GWRE|GUIDEWIRE SOFTWARE|SBSH|Citigroup Global Markets Inc.|47281
GWRE|GUIDEWIRE SOFTWARE|SCMC|Scotia Capital Markets (USA) Inc.|30
GWRE|GUIDEWIRE SOFTWARE|SGMT|GOLDMAN SACHS & CO. LLC|77080
GWRE|GUIDEWIRE SOFTWARE|SJLS|TRADE INFORMATICS LLC|100
GWRE|GUIDEWIRE SOFTWARE|SPDR|SPEEDROUTE LLC|22038
GWRE|GUIDEWIRE SOFTWARE|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
GWRE|GUIDEWIRE SOFTWARE|STFL|Stifel, Nicolaus & Company, Incorporated|35341
GWRE|GUIDEWIRE SOFTWARE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3509
GWRE|GUIDEWIRE SOFTWARE|SWIM|TD Ameritrade, Inc.|11245
GWRE|GUIDEWIRE SOFTWARE|SWST|Hilltop Securities Inc.|160
GWRE|GUIDEWIRE SOFTWARE|TAGC|TELSEY ADVISORY GROUP LLC|2100
GWRE|GUIDEWIRE SOFTWARE|TKNG|ALLY INVEST SECURITIES LLC|530
GWRE|GUIDEWIRE SOFTWARE|TMBR|Timber Hill LLC|199
GWRE|GUIDEWIRE SOFTWARE|TRBT|Tradebot Systems, Inc.|299316
GWRE|GUIDEWIRE SOFTWARE|TRCM|TRC MARKETS LLC|53446
GWRE|GUIDEWIRE SOFTWARE|TWTT|TASTYWORKS, INC.|1000
GWRE|GUIDEWIRE SOFTWARE|UBSA|UBS SECURITIES LLC|514616
GWRE|GUIDEWIRE SOFTWARE|UBSS|UBS Securities LLC|703512
GWRE|GUIDEWIRE SOFTWARE|VALX|VIRTU AMERICAS LLC|8658
GWRE|GUIDEWIRE SOFTWARE|VGRD|Vanguard Marketing Corporation|12040
GWRE|GUIDEWIRE SOFTWARE|WBLR|WILLIAM BLAIR|16799
GWRE|GUIDEWIRE SOFTWARE|WBNF|WILLIAM BLAIR|179
GWRE|GUIDEWIRE SOFTWARE|WBPX|SUMMIT SECURITIES GROUP, LLC|600
GWRE|GUIDEWIRE SOFTWARE|WCHV|WELLS FARGO SECURITIES, LLC|45502
GWRE|GUIDEWIRE SOFTWARE|WDNX|WEEDEN & CO.L.P.|1712
GWRE|GUIDEWIRE SOFTWARE|WEDB|WEDBUSH SECURITIES INC.|1880
GWRE|GUIDEWIRE SOFTWARE|WEED|Weeden & Co.L.P.|1814
GWRE|GUIDEWIRE SOFTWARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4531
GWRE|GUIDEWIRE SOFTWARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11067
GWRE|GUIDEWIRE SOFTWARE|WFPB|Wells Fargo Securities, LLC.|1500
GWRE|GUIDEWIRE SOFTWARE|WSAG|WALL STREET ACCESS|50
GWRE|GUIDEWIRE SOFTWARE|WSEA|WOLVERINE SECURITIES, LLC|5446
GWRE|GUIDEWIRE SOFTWARE|XIST|INSTINET, LLC|106800
GWRE|GUIDEWIRE SOFTWARE|XPQR|Jump Trading|509
GWRE|GUIDEWIRE SOFTWARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|26214
GWRE|GUIDEWIRE SOFTWARE|YKNA|COMHAR CAPITAL MARKETS, LLC|5675
GWRE|GUIDEWIRE SOFTWARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1305
GWRS|GLOBAL WATER RESO CM|ALTX|Alternet Securities Inc.|100
GWRS|GLOBAL WATER RESO CM|APCC|Apex Clearing Corporation|104
GWRS|GLOBAL WATER RESO CM|BATM|CBOE TRADING, INC.|2
GWRS|GLOBAL WATER RESO CM|BERN|Sanford C. Bernstein & Co., LLC|300
GWRS|GLOBAL WATER RESO CM|BIMI|Banca IMI Securities Corp.|410
GWRS|GLOBAL WATER RESO CM|BMOC|BMO Capital Markets Corp.|1605
GWRS|GLOBAL WATER RESO CM|BNPX|BNP PARIBAS SECURITIES CORP.|546
GWRS|GLOBAL WATER RESO CM|CHAS|Charles Schwab & Co., Inc.|150
GWRS|GLOBAL WATER RESO CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|363
GWRS|GLOBAL WATER RESO CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3402
GWRS|GLOBAL WATER RESO CM|CTDL|Citadel Derivatives Group Llc|976
GWRS|GLOBAL WATER RESO CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|696
GWRS|GLOBAL WATER RESO CM|DADA|D.A. Davidson & Co.|59
GWRS|GLOBAL WATER RESO CM|DBAB|Deutsche Bank Securities Inc.|10173
GWRS|GLOBAL WATER RESO CM|DBAX|Deutsche Bank Securities Inc.|500
GWRS|GLOBAL WATER RESO CM|DEGS|RONIN PROFESSIONAL LLC|1250
GWRS|GLOBAL WATER RESO CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3100
GWRS|GLOBAL WATER RESO CM|EBXL|EBX LLC|1300
GWRS|GLOBAL WATER RESO CM|EGAM|CBOE TRADING, INC.|300
GWRS|GLOBAL WATER RESO CM|EGXM|CBOE TRADING, INC.|501
GWRS|GLOBAL WATER RESO CM|EGXW|CBOE TRADING, INC.|100
GWRS|GLOBAL WATER RESO CM|ETRS|E*Trade Securities LLC|4460
GWRS|GLOBAL WATER RESO CM|FBCO|Credit Suisse Securities (USA) LLC|58296
GWRS|GLOBAL WATER RESO CM|FOMA|TD AMERITRADE CLEARING, INC.|8170
GWRS|GLOBAL WATER RESO CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5650
GWRS|GLOBAL WATER RESO CM|FTBR|Foliofn Investments, Inc.|2
GWRS|GLOBAL WATER RESO CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2900
GWRS|GLOBAL WATER RESO CM|GLPX|ACS EXECUTION SERVICES, LLC|207
GWRS|GLOBAL WATER RESO CM|GSCO|GOLDMAN SACHS & CO. LLC|13297
GWRS|GLOBAL WATER RESO CM|GSCS|GOLDMAN SACHS & CO. LLC|267
GWRS|GLOBAL WATER RESO CM|GSLT|GOLDMAN SACHS & CO. LLC|100
GWRS|GLOBAL WATER RESO CM|GTSZ|GTS SECURITIES LLC|5021
GWRS|GLOBAL WATER RESO CM|IATS|INTERACTIVE BROKERS LLC|103
GWRS|GLOBAL WATER RESO CM|IBKR|Interactive Brokers Llc|679
GWRS|GLOBAL WATER RESO CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|186
GWRS|GLOBAL WATER RESO CM|ICBX|INSTINET, LLC|300
GWRS|GLOBAL WATER RESO CM|INCA|INSTINET, LLC|7505
GWRS|GLOBAL WATER RESO CM|INJX|INSTINET, LLC|212
GWRS|GLOBAL WATER RESO CM|ITGI|ITG Inc.|31113
GWRS|GLOBAL WATER RESO CM|ITGP|ITG INC.|35800
GWRS|GLOBAL WATER RESO CM|JEFF|JEFFERIES LLC|1212
GWRS|GLOBAL WATER RESO CM|JPMX|J.P. Morgan Securities LLC|219
GWRS|GLOBAL WATER RESO CM|LEHM|Barclays Capital Inc./Le|7777
GWRS|GLOBAL WATER RESO CM|LIME|Lime Brokerage LLC|19287
GWRS|GLOBAL WATER RESO CM|LMGP|LIME BROKERAGE LLC|6252
GWRS|GLOBAL WATER RESO CM|LOOP|Loop Capital Markets LLC|1099
GWRS|GLOBAL WATER RESO CM|LSCI|Lek Securities Corporation|3380
GWRS|GLOBAL WATER RESO CM|MAXM|Maxim Group LLC|775
GWRS|GLOBAL WATER RESO CM|MBTS|ALLY INVEST SECURITIES LLC|7
GWRS|GLOBAL WATER RESO CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
GWRS|GLOBAL WATER RESO CM|MSCO|MORGAN STANLEY & CO. LLC|36741
GWRS|GLOBAL WATER RESO CM|MSPL|MORGAN STANLEY & CO. LLC|1500
GWRS|GLOBAL WATER RESO CM|NFSC|National Financial Services LLC|11925
GWRS|GLOBAL WATER RESO CM|NITE|VIRTU Americas LLC|38509
GWRS|GLOBAL WATER RESO CM|NQRB|Brut, LLC|100
GWRS|GLOBAL WATER RESO CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|850
GWRS|GLOBAL WATER RESO CM|PDQM|CODA MARKETS, INC.|307
GWRS|GLOBAL WATER RESO CM|RBCM|RBC CAPITAL MARKETS, LLC|1974
GWRS|GLOBAL WATER RESO CM|ROTH|Roth Capital Partners, LLC|10000
GWRS|GLOBAL WATER RESO CM|SBSH|Citigroup Global Markets Inc.|10186
GWRS|GLOBAL WATER RESO CM|SGMT|GOLDMAN SACHS & CO. LLC|711
GWRS|GLOBAL WATER RESO CM|SWIM|TD Ameritrade, Inc.|401
GWRS|GLOBAL WATER RESO CM|TKNG|ALLY INVEST SECURITIES LLC|114
GWRS|GLOBAL WATER RESO CM|TRCM|TRC MARKETS LLC|4007
GWRS|GLOBAL WATER RESO CM|TWTT|TASTYWORKS, INC.|100
GWRS|GLOBAL WATER RESO CM|UBSA|UBS SECURITIES LLC|5087
GWRS|GLOBAL WATER RESO CM|UBSS|UBS Securities LLC|16700
GWRS|GLOBAL WATER RESO CM|VALX|VIRTU AMERICAS LLC|310
GWRS|GLOBAL WATER RESO CM|VGRD|Vanguard Marketing Corporation|1546
GWRS|GLOBAL WATER RESO CM|VSIN|Vision Financial Markets Llc|1
GWRS|GLOBAL WATER RESO CM|WCHV|WELLS FARGO SECURITIES, LLC|4964
GWRS|GLOBAL WATER RESO CM|WEED|Weeden & Co.L.P.|840
GWRS|GLOBAL WATER RESO CM|WSEA|WOLVERINE SECURITIES, LLC|73
GWRS|GLOBAL WATER RESO CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|730
GWW|GRAINGER W W INC|ABLE|NATIXIS Securities Americas LLC|171968
GWW|GRAINGER W W INC|AGIS|Aegis Capital Corp.|17
GWW|GRAINGER W W INC|ALTX|Alternet Securities Inc.|7701
GWW|GRAINGER W W INC|ANOS|ABEL/NOSER, L.L.C.|100
GWW|GRAINGER W W INC|APCC|Apex Clearing Corporation|185
GWW|GRAINGER W W INC|BANK|Primevest Financial Services, Inc.|14
GWW|GRAINGER W W INC|BARD|Robert W. Baird & Co. Incorporated|426
GWW|GRAINGER W W INC|BATM|CBOE TRADING, INC.|17873
GWW|GRAINGER W W INC|BAYC|BAY CREST PARTNERS, LLC|1119
GWW|GRAINGER W W INC|BAYT|BTIG, LLC|1500
GWW|GRAINGER W W INC|BBNT|BB&T SECURITIES, LLC|2140
GWW|GRAINGER W W INC|BERN|Sanford C. Bernstein & Co., LLC|34633
GWW|GRAINGER W W INC|BIAD|SAGETRADER, LLC|85
GWW|GRAINGER W W INC|BIDS|BIDS TRADING L.P.|200
GWW|GRAINGER W W INC|BIMI|Banca IMI Securities Corp.|71
GWW|GRAINGER W W INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2890
GWW|GRAINGER W W INC|BMOC|BMO Capital Markets Corp.|3
GWW|GRAINGER W W INC|BNPX|BNP PARIBAS SECURITIES CORP.|36707
GWW|GRAINGER W W INC|BTIG|BTIG, LLC|10740
GWW|GRAINGER W W INC|BYXM|CBOE TRADING, INC.|400
GWW|GRAINGER W W INC|BZYD|GOLDMAN SACHS & CO. LLC|292
GWW|GRAINGER W W INC|CANT|Cantor Fitzgerald & Co.|68
GWW|GRAINGER W W INC|CHAS|Charles Schwab & Co., Inc.|647
GWW|GRAINGER W W INC|CIBP|CIBC World Markets Corp.|3006
GWW|GRAINGER W W INC|CIST|Capital Institutional Services, Inc.|150
GWW|GRAINGER W W INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23916
GWW|GRAINGER W W INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|143
GWW|GRAINGER W W INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|204697
GWW|GRAINGER W W INC|CTDL|Citadel Derivatives Group Llc|6661
GWW|GRAINGER W W INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17734
GWW|GRAINGER W W INC|DADA|D.A. Davidson & Co.|147
GWW|GRAINGER W W INC|DAVA|Davenport & Company LLC|28
GWW|GRAINGER W W INC|DBAB|Deutsche Bank Securities Inc.|173067
GWW|GRAINGER W W INC|DBAX|Deutsche Bank Securities Inc.|145900
GWW|GRAINGER W W INC|DCHF|Dart Executions, LLC|657
GWW|GRAINGER W W INC|DEAN|MORGAN STANLEY|5935
GWW|GRAINGER W W INC|DEGS|RONIN PROFESSIONAL LLC|100
GWW|GRAINGER W W INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|513
GWW|GRAINGER W W INC|DRWK|DRW SECURITIES, L.L.C.|422
GWW|GRAINGER W W INC|EBXL|EBX LLC|69400
GWW|GRAINGER W W INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|16988
GWW|GRAINGER W W INC|EDJC|Edward Jones / CDS|1
GWW|GRAINGER W W INC|EDJO|Edward D. Jones & Co., L.P.|1307
GWW|GRAINGER W W INC|EGAM|CBOE TRADING, INC.|7202
GWW|GRAINGER W W INC|EGAW|CBOE TRADING, INC.|48
GWW|GRAINGER W W INC|EGMT|EG MARKET TECHNOLOGIES LLC|1108
GWW|GRAINGER W W INC|EGXM|CBOE TRADING, INC.|2670
GWW|GRAINGER W W INC|EGXW|CBOE TRADING, INC.|620
GWW|GRAINGER W W INC|ETBE|Electronic Transaction Clearing, Inc.|11955
GWW|GRAINGER W W INC|ETCB|ETC BROKERAGE SERVICES, LLC|2
GWW|GRAINGER W W INC|ETCC|Electronic Transaction Clearing, Inc.|217
GWW|GRAINGER W W INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|49018
GWW|GRAINGER W W INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
GWW|GRAINGER W W INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|385
GWW|GRAINGER W W INC|ETRS|E*Trade Securities LLC|5284
GWW|GRAINGER W W INC|FIDT|Fidelity Clearing Canada ULC./ CDS|17
GWW|GRAINGER W W INC|FILL|Tradestation Securities, Inc.|628
GWW|GRAINGER W W INC|FINX|FINTECH SECURITIES|215
GWW|GRAINGER W W INC|FMAF|NBCN Inc./ CDS|5213
GWW|GRAINGER W W INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8555
GWW|GRAINGER W W INC|FQLS|Quantlab Securities LP|121725
GWW|GRAINGER W W INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55233
GWW|GRAINGER W W INC|FTBR|Foliofn Investments, Inc.|2790
GWW|GRAINGER W W INC|GEBB|GLOBAL EXECUTION BROKERS, LP|119
GWW|GRAINGER W W INC|GLIS|TD Securities Inc|69
GWW|GRAINGER W W INC|GLPX|ACS EXECUTION SERVICES, LLC|24168
GWW|GRAINGER W W INC|GSCO|GOLDMAN SACHS & CO. LLC|571329
GWW|GRAINGER W W INC|GSCS|GOLDMAN SACHS & CO. LLC|8761
GWW|GRAINGER W W INC|GSLT|GOLDMAN SACHS & CO. LLC|1195
GWW|GRAINGER W W INC|GTSZ|GTS SECURITIES LLC|74197
GWW|GRAINGER W W INC|HAPX|HAP Trading, LLC|100
GWW|GRAINGER W W INC|HPPX|POTAMUS TRADING, LLC|121
GWW|GRAINGER W W INC|HRBF|American Enterprise Investment Services Inc.|424
GWW|GRAINGER W W INC|HSBC|HSBC Securities, Inc.|100
GWW|GRAINGER W W INC|IATS|INTERACTIVE BROKERS LLC|6576
GWW|GRAINGER W W INC|IBKR|Interactive Brokers Llc|4985
GWW|GRAINGER W W INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|772
GWW|GRAINGER W W INC|ICBX|INSTINET, LLC|24100
GWW|GRAINGER W W INC|IEQY|CITADEL SECURITIES LLC|87098
GWW|GRAINGER W W INC|INCA|INSTINET, LLC|112842
GWW|GRAINGER W W INC|INJX|INSTINET, LLC|2555
GWW|GRAINGER W W INC|ITGI|ITG Inc.|57324
GWW|GRAINGER W W INC|ITGP|ITG INC.|169000
GWW|GRAINGER W W INC|JANY|Janney Montgomery Scott Inc.|835
GWW|GRAINGER W W INC|JEFF|JEFFERIES LLC|55464
GWW|GRAINGER W W INC|JMPT|JUMP TRADING, LLC|26709
GWW|GRAINGER W W INC|JPBX|J.P. MORGAN SECURITIES LLC|106189
GWW|GRAINGER W W INC|JPMX|J.P. Morgan Securities LLC|240059
GWW|GRAINGER W W INC|JSJX|JANE STREET CAPITAL LLC|5913
GWW|GRAINGER W W INC|KCGM|VIRTU Americas LLC|27683
GWW|GRAINGER W W INC|LEHM|Barclays Capital Inc./Le|344812
GWW|GRAINGER W W INC|LIME|Lime Brokerage LLC|22951
GWW|GRAINGER W W INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|141400
GWW|GRAINGER W W INC|LOOP|Loop Capital Markets LLC|2552
GWW|GRAINGER W W INC|LQNA|LIQUIDNET, INC.|102500
GWW|GRAINGER W W INC|LSCI|Lek Securities Corporation|833
GWW|GRAINGER W W INC|MACC|Mid Atlantic Capital Corporation|618
GWW|GRAINGER W W INC|MCMF|Raymond James Ltd. Cds|481
GWW|GRAINGER W W INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55368
GWW|GRAINGER W W INC|MOTF|MOTIF INVESTING, INC.|14
GWW|GRAINGER W W INC|MSCO|MORGAN STANLEY & CO. LLC|705545
GWW|GRAINGER W W INC|MSPL|MORGAN STANLEY & CO. LLC|190200
GWW|GRAINGER W W INC|MSTX|MORGAN STANLEY & CO. LLC|77200
GWW|GRAINGER W W INC|NEUB|NEUBERGER BERMAN BD LLC|517
GWW|GRAINGER W W INC|NFSC|National Financial Services LLC|43786
GWW|GRAINGER W W INC|NITE|VIRTU Americas LLC|218241
GWW|GRAINGER W W INC|NQRB|Brut, LLC|1350
GWW|GRAINGER W W INC|NTBF|BMO Nesbitt Burns Inc./CDS|13
GWW|GRAINGER W W INC|NTRC|Northern Trust Securities, Inc.|405
GWW|GRAINGER W W INC|OHOS|TWO SIGMA SECURITIES, LLC|6114
GWW|GRAINGER W W INC|OPCO|Oppenheimer & Co. Inc.|194
GWW|GRAINGER W W INC|PCFF|Pacific International Securities Inc./CDS|94
GWW|GRAINGER W W INC|PDQM|CODA MARKETS, INC.|70984
GWW|GRAINGER W W INC|PHLY|NASDAQ Execution Services, LLC|7400
GWW|GRAINGER W W INC|PICT|Pictet Overseas Inc.|56
GWW|GRAINGER W W INC|PWJC|UBS Financial Services, Inc.|727
GWW|GRAINGER W W INC|QMSR|QUATTRO M SECURITIES INC.|938
GWW|GRAINGER W W INC|RBCM|RBC CAPITAL MARKETS, LLC|1745
GWW|GRAINGER W W INC|SAGL|SAGETRADER, LLC|2100
GWW|GRAINGER W W INC|SAGW|SAGETRADER, LLC|23
GWW|GRAINGER W W INC|SALI|INTL FCSTONE FINANCIAL INC.|655
GWW|GRAINGER W W INC|SBSH|Citigroup Global Markets Inc.|35719
GWW|GRAINGER W W INC|SEIC|SEI Investments Distribution Co.|5600
GWW|GRAINGER W W INC|SGMT|GOLDMAN SACHS & CO. LLC|46892
GWW|GRAINGER W W INC|SPDR|SPEEDROUTE LLC|2710
GWW|GRAINGER W W INC|SPHN|Stephens Inc.|104
GWW|GRAINGER W W INC|STFL|Stifel, Nicolaus & Company, Incorporated|1794
GWW|GRAINGER W W INC|STKP|STOCKPILE INVESTMENTS, INC.|18
GWW|GRAINGER W W INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3486
GWW|GRAINGER W W INC|SWIM|TD Ameritrade, Inc.|12402
GWW|GRAINGER W W INC|SWST|Hilltop Securities Inc.|1198
GWW|GRAINGER W W INC|TAGC|TELSEY ADVISORY GROUP LLC|64
GWW|GRAINGER W W INC|TDSI|TD Securities (USA) LLC|1188
GWW|GRAINGER W W INC|TKNG|ALLY INVEST SECURITIES LLC|592
GWW|GRAINGER W W INC|TOUR|TOURMALINE PARTNERS, LLC|100
GWW|GRAINGER W W INC|TRBT|Tradebot Systems, Inc.|115077
GWW|GRAINGER W W INC|TRCM|TRC MARKETS LLC|30260
GWW|GRAINGER W W INC|TWTT|TASTYWORKS, INC.|170
GWW|GRAINGER W W INC|UBSA|UBS SECURITIES LLC|310343
GWW|GRAINGER W W INC|UBSS|UBS Securities LLC|559398
GWW|GRAINGER W W INC|VALX|VIRTU AMERICAS LLC|13155
GWW|GRAINGER W W INC|VGRD|Vanguard Marketing Corporation|4213
GWW|GRAINGER W W INC|VSIN|Vision Financial Markets Llc|14
GWW|GRAINGER W W INC|WBLR|WILLIAM BLAIR|1280
GWW|GRAINGER W W INC|WBPX|SUMMIT SECURITIES GROUP, LLC|12587
GWW|GRAINGER W W INC|WCHV|WELLS FARGO SECURITIES, LLC|46175
GWW|GRAINGER W W INC|WEDB|WEDBUSH SECURITIES INC.|1713
GWW|GRAINGER W W INC|WEED|Weeden & Co.L.P.|2779
GWW|GRAINGER W W INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6693
GWW|GRAINGER W W INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12226
GWW|GRAINGER W W INC|WGIF|CIBC World Markets Inc.|146
GWW|GRAINGER W W INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|571
GWW|GRAINGER W W INC|WSAG|WALL STREET ACCESS|2
GWW|GRAINGER W W INC|WSEA|WOLVERINE SECURITIES, LLC|3943
GWW|GRAINGER W W INC|XIST|INSTINET, LLC|3290
GWW|GRAINGER W W INC|XPQR|Jump Trading|686
GWW|GRAINGER W W INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10230
GWW|GRAINGER W W INC|YKNA|COMHAR CAPITAL MARKETS, LLC|11096
GWW|GRAINGER W W INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2768
GWX|ST SPDR S&P INTL SC|ALTX|Alternet Securities Inc.|1345
GWX|ST SPDR S&P INTL SC|APCC|Apex Clearing Corporation|317
GWX|ST SPDR S&P INTL SC|BARD|Robert W. Baird & Co. Incorporated|2450
GWX|ST SPDR S&P INTL SC|BATM|CBOE TRADING, INC.|100
GWX|ST SPDR S&P INTL SC|BERN|Sanford C. Bernstein & Co., LLC|202
GWX|ST SPDR S&P INTL SC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|112
GWX|ST SPDR S&P INTL SC|CANT|Cantor Fitzgerald & Co.|16446
GWX|ST SPDR S&P INTL SC|CHAS|Charles Schwab & Co., Inc.|878
GWX|ST SPDR S&P INTL SC|CIST|Capital Institutional Services, Inc.|981
GWX|ST SPDR S&P INTL SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2900
GWX|ST SPDR S&P INTL SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3650
GWX|ST SPDR S&P INTL SC|CSIN|Citadel Securities Institutional LLC|103042
GWX|ST SPDR S&P INTL SC|CTDL|Citadel Derivatives Group Llc|112201
GWX|ST SPDR S&P INTL SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
GWX|ST SPDR S&P INTL SC|DBAB|Deutsche Bank Securities Inc.|1000
GWX|ST SPDR S&P INTL SC|DBAX|Deutsche Bank Securities Inc.|3700
GWX|ST SPDR S&P INTL SC|DEAN|MORGAN STANLEY|3456
GWX|ST SPDR S&P INTL SC|EBXL|EBX LLC|8100
GWX|ST SPDR S&P INTL SC|EDJO|Edward D. Jones & Co., L.P.|863
GWX|ST SPDR S&P INTL SC|EGXM|CBOE TRADING, INC.|200
GWX|ST SPDR S&P INTL SC|ETCB|ETC BROKERAGE SERVICES, LLC|10926
GWX|ST SPDR S&P INTL SC|ETRS|E*Trade Securities LLC|2422
GWX|ST SPDR S&P INTL SC|FBSB|U.S. Bancorp Investments, Inc.|1
GWX|ST SPDR S&P INTL SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4806
GWX|ST SPDR S&P INTL SC|FTBR|Foliofn Investments, Inc.|252
GWX|ST SPDR S&P INTL SC|GLPX|ACS EXECUTION SERVICES, LLC|365
GWX|ST SPDR S&P INTL SC|GSCO|GOLDMAN SACHS & CO. LLC|5198
GWX|ST SPDR S&P INTL SC|GSCS|GOLDMAN SACHS & CO. LLC|1
GWX|ST SPDR S&P INTL SC|HRBF|American Enterprise Investment Services Inc.|1337
GWX|ST SPDR S&P INTL SC|IATS|INTERACTIVE BROKERS LLC|800
GWX|ST SPDR S&P INTL SC|IBKR|Interactive Brokers Llc|120
GWX|ST SPDR S&P INTL SC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|77
GWX|ST SPDR S&P INTL SC|ICBX|INSTINET, LLC|9699
GWX|ST SPDR S&P INTL SC|INCA|INSTINET, LLC|317
GWX|ST SPDR S&P INTL SC|ITGI|ITG Inc.|41333
GWX|ST SPDR S&P INTL SC|ITGP|ITG INC.|10400
GWX|ST SPDR S&P INTL SC|JANY|Janney Montgomery Scott Inc.|125
GWX|ST SPDR S&P INTL SC|JEFF|JEFFERIES LLC|100
GWX|ST SPDR S&P INTL SC|JPMX|J.P. Morgan Securities LLC|5748
GWX|ST SPDR S&P INTL SC|JSEB|JANE STREET EXECUTION SERVICES, LLC|111061
GWX|ST SPDR S&P INTL SC|JSJX|JANE STREET CAPITAL LLC|63688
GWX|ST SPDR S&P INTL SC|KCGM|VIRTU Americas LLC|6416
GWX|ST SPDR S&P INTL SC|LEHM|Barclays Capital Inc./Le|13930
GWX|ST SPDR S&P INTL SC|LGNT|COR CLEARING LLC|277
GWX|ST SPDR S&P INTL SC|LIME|Lime Brokerage LLC|3975
GWX|ST SPDR S&P INTL SC|MACC|Mid Atlantic Capital Corporation|5112
GWX|ST SPDR S&P INTL SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
GWX|ST SPDR S&P INTL SC|MSCO|MORGAN STANLEY & CO. LLC|44287
GWX|ST SPDR S&P INTL SC|MSPL|MORGAN STANLEY & CO. LLC|1300
GWX|ST SPDR S&P INTL SC|NBCS|NBC Securities, INC.|20
GWX|ST SPDR S&P INTL SC|NFSC|National Financial Services LLC|148478
GWX|ST SPDR S&P INTL SC|NITE|VIRTU Americas LLC|145045
GWX|ST SPDR S&P INTL SC|NITP|VIRTU Americas LLC|600
GWX|ST SPDR S&P INTL SC|OLDM|OLD MISSION CAPITAL, LLC|1400
GWX|ST SPDR S&P INTL SC|OPCO|Oppenheimer & Co. Inc.|224
GWX|ST SPDR S&P INTL SC|PDQM|CODA MARKETS, INC.|1130
GWX|ST SPDR S&P INTL SC|PWJC|UBS Financial Services, Inc.|365
GWX|ST SPDR S&P INTL SC|RBCM|RBC CAPITAL MARKETS, LLC|1414
GWX|ST SPDR S&P INTL SC|SBSH|Citigroup Global Markets Inc.|901
GWX|ST SPDR S&P INTL SC|SEIC|SEI Investments Distribution Co.|1345
GWX|ST SPDR S&P INTL SC|SGMT|GOLDMAN SACHS & CO. LLC|4158
GWX|ST SPDR S&P INTL SC|SPDR|SPEEDROUTE LLC|100
GWX|ST SPDR S&P INTL SC|STFL|Stifel, Nicolaus & Company, Incorporated|9240
GWX|ST SPDR S&P INTL SC|STXG|Stockcross Financial Services, Inc.|107
GWX|ST SPDR S&P INTL SC|SWIM|TD Ameritrade, Inc.|5123
GWX|ST SPDR S&P INTL SC|SWST|Hilltop Securities Inc.|1
GWX|ST SPDR S&P INTL SC|TKNG|ALLY INVEST SECURITIES LLC|256
GWX|ST SPDR S&P INTL SC|UBSA|UBS SECURITIES LLC|27035
GWX|ST SPDR S&P INTL SC|UBSS|UBS Securities LLC|44044
GWX|ST SPDR S&P INTL SC|VALX|VIRTU AMERICAS LLC|1238
GWX|ST SPDR S&P INTL SC|VGRD|Vanguard Marketing Corporation|6358
GWX|ST SPDR S&P INTL SC|WBLR|WILLIAM BLAIR|88
GWX|ST SPDR S&P INTL SC|WCHV|WELLS FARGO SECURITIES, LLC|36001
GWX|ST SPDR S&P INTL SC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|958
GWX|ST SPDR S&P INTL SC|WGIF|CIBC World Markets Inc.|100
GWX|ST SPDR S&P INTL SC|WSEA|WOLVERINE SECURITIES, LLC|1106
GWX|ST SPDR S&P INTL SC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2704
GWX|ST SPDR S&P INTL SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|531
GXC|STRK SPDR S&P CH ETF|ALTX|Alternet Securities Inc.|200
GXC|STRK SPDR S&P CH ETF|ANOS|ABEL/NOSER, L.L.C.|4347
GXC|STRK SPDR S&P CH ETF|APCC|Apex Clearing Corporation|5067
GXC|STRK SPDR S&P CH ETF|BANK|Primevest Financial Services, Inc.|64
GXC|STRK SPDR S&P CH ETF|BATM|CBOE TRADING, INC.|90
GXC|STRK SPDR S&P CH ETF|BERN|Sanford C. Bernstein & Co., LLC|700
GXC|STRK SPDR S&P CH ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2497
GXC|STRK SPDR S&P CH ETF|CANT|Cantor Fitzgerald & Co.|21519
GXC|STRK SPDR S&P CH ETF|CHAS|Charles Schwab & Co., Inc.|234
GXC|STRK SPDR S&P CH ETF|CIST|Capital Institutional Services, Inc.|691
GXC|STRK SPDR S&P CH ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16240
GXC|STRK SPDR S&P CH ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
GXC|STRK SPDR S&P CH ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13779
GXC|STRK SPDR S&P CH ETF|CSIN|Citadel Securities Institutional LLC|2155
GXC|STRK SPDR S&P CH ETF|CTDL|Citadel Derivatives Group Llc|16984
GXC|STRK SPDR S&P CH ETF|DBAB|Deutsche Bank Securities Inc.|200
GXC|STRK SPDR S&P CH ETF|DBAX|Deutsche Bank Securities Inc.|5700
GXC|STRK SPDR S&P CH ETF|DEAN|MORGAN STANLEY|10006
GXC|STRK SPDR S&P CH ETF|DEGS|RONIN PROFESSIONAL LLC|1000
GXC|STRK SPDR S&P CH ETF|EBXL|EBX LLC|14900
GXC|STRK SPDR S&P CH ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|301
GXC|STRK SPDR S&P CH ETF|EDJO|Edward D. Jones & Co., L.P.|282
GXC|STRK SPDR S&P CH ETF|EGAM|CBOE TRADING, INC.|100
GXC|STRK SPDR S&P CH ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
GXC|STRK SPDR S&P CH ETF|ETRS|E*Trade Securities LLC|9016
GXC|STRK SPDR S&P CH ETF|FCST|INTL FCSTONE FINANCIAL INC.|1000
GXC|STRK SPDR S&P CH ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|24
GXC|STRK SPDR S&P CH ETF|FILL|Tradestation Securities, Inc.|130
GXC|STRK SPDR S&P CH ETF|FLTU|FLOW TRADERS US LLC|200
GXC|STRK SPDR S&P CH ETF|FMAF|NBCN Inc./ CDS|475
GXC|STRK SPDR S&P CH ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|419
GXC|STRK SPDR S&P CH ETF|FTBR|Foliofn Investments, Inc.|5845
GXC|STRK SPDR S&P CH ETF|GLPX|ACS EXECUTION SERVICES, LLC|24369
GXC|STRK SPDR S&P CH ETF|GSCO|GOLDMAN SACHS & CO. LLC|7028
GXC|STRK SPDR S&P CH ETF|GSCS|GOLDMAN SACHS & CO. LLC|100
GXC|STRK SPDR S&P CH ETF|GSLT|GOLDMAN SACHS & CO. LLC|300
GXC|STRK SPDR S&P CH ETF|HRBF|American Enterprise Investment Services Inc.|1089
GXC|STRK SPDR S&P CH ETF|IATS|INTERACTIVE BROKERS LLC|7003
GXC|STRK SPDR S&P CH ETF|IBKR|Interactive Brokers Llc|5752
GXC|STRK SPDR S&P CH ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
GXC|STRK SPDR S&P CH ETF|ICBX|INSTINET, LLC|11000
GXC|STRK SPDR S&P CH ETF|INCA|INSTINET, LLC|2201
GXC|STRK SPDR S&P CH ETF|INTL|INTL FCSTONE FINANCIAL INC.|24000
GXC|STRK SPDR S&P CH ETF|ITGI|ITG Inc.|902
GXC|STRK SPDR S&P CH ETF|ITGP|ITG INC.|4200
GXC|STRK SPDR S&P CH ETF|JANY|Janney Montgomery Scott Inc.|7311
GXC|STRK SPDR S&P CH ETF|JPMX|J.P. Morgan Securities LLC|15776
GXC|STRK SPDR S&P CH ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|13724
GXC|STRK SPDR S&P CH ETF|JSJX|JANE STREET CAPITAL LLC|149487
GXC|STRK SPDR S&P CH ETF|KCGM|VIRTU Americas LLC|5273
GXC|STRK SPDR S&P CH ETF|LEHM|Barclays Capital Inc./Le|63620
GXC|STRK SPDR S&P CH ETF|LIME|Lime Brokerage LLC|7350
GXC|STRK SPDR S&P CH ETF|MACC|Mid Atlantic Capital Corporation|1708
GXC|STRK SPDR S&P CH ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49250
GXC|STRK SPDR S&P CH ETF|MOTF|MOTIF INVESTING, INC.|2
GXC|STRK SPDR S&P CH ETF|MSCO|MORGAN STANLEY & CO. LLC|37197
GXC|STRK SPDR S&P CH ETF|MSPL|MORGAN STANLEY & CO. LLC|3000
GXC|STRK SPDR S&P CH ETF|NFSC|National Financial Services LLC|56437
GXC|STRK SPDR S&P CH ETF|NITE|VIRTU Americas LLC|77391
GXC|STRK SPDR S&P CH ETF|NTRC|Northern Trust Securities, Inc.|160
GXC|STRK SPDR S&P CH ETF|OLDM|OLD MISSION CAPITAL, LLC|601
GXC|STRK SPDR S&P CH ETF|OPCO|Oppenheimer & Co. Inc.|75
GXC|STRK SPDR S&P CH ETF|PCPT|PHILLIP CAPITAL INC.|153
GXC|STRK SPDR S&P CH ETF|PDQM|CODA MARKETS, INC.|2000
GXC|STRK SPDR S&P CH ETF|PICT|Pictet Overseas Inc.|24009
GXC|STRK SPDR S&P CH ETF|PWJC|UBS Financial Services, Inc.|11
GXC|STRK SPDR S&P CH ETF|RBCM|RBC CAPITAL MARKETS, LLC|820
GXC|STRK SPDR S&P CH ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1600
GXC|STRK SPDR S&P CH ETF|SBSH|Citigroup Global Markets Inc.|1112
GXC|STRK SPDR S&P CH ETF|SGMT|GOLDMAN SACHS & CO. LLC|28066
GXC|STRK SPDR S&P CH ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2650
GXC|STRK SPDR S&P CH ETF|STKP|STOCKPILE INVESTMENTS, INC.|208
GXC|STRK SPDR S&P CH ETF|SWIM|TD Ameritrade, Inc.|1276
GXC|STRK SPDR S&P CH ETF|TKNG|ALLY INVEST SECURITIES LLC|737
GXC|STRK SPDR S&P CH ETF|TRBT|Tradebot Systems, Inc.|100
GXC|STRK SPDR S&P CH ETF|TRCM|TRC MARKETS LLC|73
GXC|STRK SPDR S&P CH ETF|UBSS|UBS Securities LLC|46118
GXC|STRK SPDR S&P CH ETF|VALX|VIRTU AMERICAS LLC|1681
GXC|STRK SPDR S&P CH ETF|VGRD|Vanguard Marketing Corporation|14249
GXC|STRK SPDR S&P CH ETF|WCHV|WELLS FARGO SECURITIES, LLC|28949
GXC|STRK SPDR S&P CH ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1356
GXC|STRK SPDR S&P CH ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3553
GXC|STRK SPDR S&P CH ETF|WSEA|WOLVERINE SECURITIES, LLC|1226
GXC|STRK SPDR S&P CH ETF|XPUS|XP SECURITIES, LLC|48
GXC|STRK SPDR S&P CH ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2788
GXF|GLOBAL X FTSE NORDIC|APCC|Apex Clearing Corporation|90
GXF|GLOBAL X FTSE NORDIC|BERN|Sanford C. Bernstein & Co., LLC|226
GXF|GLOBAL X FTSE NORDIC|CANT|Cantor Fitzgerald & Co.|742
GXF|GLOBAL X FTSE NORDIC|CHAS|Charles Schwab & Co., Inc.|2
GXF|GLOBAL X FTSE NORDIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1618
GXF|GLOBAL X FTSE NORDIC|CTDL|Citadel Derivatives Group Llc|2205
GXF|GLOBAL X FTSE NORDIC|DBAX|Deutsche Bank Securities Inc.|1300
GXF|GLOBAL X FTSE NORDIC|EBXL|EBX LLC|1300
GXF|GLOBAL X FTSE NORDIC|EDJO|Edward D. Jones & Co., L.P.|2348
GXF|GLOBAL X FTSE NORDIC|ETRS|E*Trade Securities LLC|203
GXF|GLOBAL X FTSE NORDIC|FMAF|NBCN Inc./ CDS|1831
GXF|GLOBAL X FTSE NORDIC|FTBR|Foliofn Investments, Inc.|3
GXF|GLOBAL X FTSE NORDIC|HRBF|American Enterprise Investment Services Inc.|1647
GXF|GLOBAL X FTSE NORDIC|IBKR|Interactive Brokers Llc|7550
GXF|GLOBAL X FTSE NORDIC|ICBX|INSTINET, LLC|1200
GXF|GLOBAL X FTSE NORDIC|JEFF|JEFFERIES LLC|94
GXF|GLOBAL X FTSE NORDIC|JPMX|J.P. Morgan Securities LLC|600
GXF|GLOBAL X FTSE NORDIC|JSJX|JANE STREET CAPITAL LLC|7987
GXF|GLOBAL X FTSE NORDIC|LEHM|Barclays Capital Inc./Le|2742
GXF|GLOBAL X FTSE NORDIC|LIME|Lime Brokerage LLC|459
GXF|GLOBAL X FTSE NORDIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
GXF|GLOBAL X FTSE NORDIC|MSCO|MORGAN STANLEY & CO. LLC|853
GXF|GLOBAL X FTSE NORDIC|NFSC|National Financial Services LLC|1507
GXF|GLOBAL X FTSE NORDIC|NITE|VIRTU Americas LLC|2552
GXF|GLOBAL X FTSE NORDIC|NITP|VIRTU Americas LLC|16
GXF|GLOBAL X FTSE NORDIC|OLDM|OLD MISSION CAPITAL, LLC|750
GXF|GLOBAL X FTSE NORDIC|SGMT|GOLDMAN SACHS & CO. LLC|762
GXF|GLOBAL X FTSE NORDIC|STFL|Stifel, Nicolaus & Company, Incorporated|201
GXF|GLOBAL X FTSE NORDIC|SWIM|TD Ameritrade, Inc.|100
GXF|GLOBAL X FTSE NORDIC|UBSA|UBS SECURITIES LLC|1397
GXF|GLOBAL X FTSE NORDIC|UBSS|UBS Securities LLC|850
GXF|GLOBAL X FTSE NORDIC|VGRD|Vanguard Marketing Corporation|820
GXF|GLOBAL X FTSE NORDIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|127
GXG|GLOBAL X MSCI COLMBA|ALTX|Alternet Securities Inc.|4069
GXG|GLOBAL X MSCI COLMBA|APCC|Apex Clearing Corporation|461
GXG|GLOBAL X MSCI COLMBA|BATM|CBOE TRADING, INC.|500
GXG|GLOBAL X MSCI COLMBA|BERN|Sanford C. Bernstein & Co., LLC|1500
GXG|GLOBAL X MSCI COLMBA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18
GXG|GLOBAL X MSCI COLMBA|BLTK|Bulltick, Llc|1500
GXG|GLOBAL X MSCI COLMBA|BMAK|BMA SECURITIES|261430
GXG|GLOBAL X MSCI COLMBA|BYXM|CBOE TRADING, INC.|100
GXG|GLOBAL X MSCI COLMBA|CANT|Cantor Fitzgerald & Co.|129000
GXG|GLOBAL X MSCI COLMBA|CHAS|Charles Schwab & Co., Inc.|1
GXG|GLOBAL X MSCI COLMBA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78606
GXG|GLOBAL X MSCI COLMBA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13800
GXG|GLOBAL X MSCI COLMBA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6220
GXG|GLOBAL X MSCI COLMBA|CTDL|Citadel Derivatives Group Llc|14265
GXG|GLOBAL X MSCI COLMBA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
GXG|GLOBAL X MSCI COLMBA|DBAX|Deutsche Bank Securities Inc.|7900
GXG|GLOBAL X MSCI COLMBA|DEAN|MORGAN STANLEY|100
GXG|GLOBAL X MSCI COLMBA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
GXG|GLOBAL X MSCI COLMBA|EBXL|EBX LLC|13000
GXG|GLOBAL X MSCI COLMBA|ECUT|CONVERGEX EXECUTION SOLUTIONS|6667
GXG|GLOBAL X MSCI COLMBA|EGAM|CBOE TRADING, INC.|6614
GXG|GLOBAL X MSCI COLMBA|EGXM|CBOE TRADING, INC.|1450
GXG|GLOBAL X MSCI COLMBA|ESPO|ESPOSITO SECURITIES, LLC|1943
GXG|GLOBAL X MSCI COLMBA|ETBE|Electronic Transaction Clearing, Inc.|300
GXG|GLOBAL X MSCI COLMBA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
GXG|GLOBAL X MSCI COLMBA|ETRS|E*Trade Securities LLC|10368
GXG|GLOBAL X MSCI COLMBA|FILL|Tradestation Securities, Inc.|364
GXG|GLOBAL X MSCI COLMBA|FLTU|FLOW TRADERS US LLC|80223
GXG|GLOBAL X MSCI COLMBA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|80223
GXG|GLOBAL X MSCI COLMBA|FMAF|NBCN Inc./ CDS|50
GXG|GLOBAL X MSCI COLMBA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13746
GXG|GLOBAL X MSCI COLMBA|FTBR|Foliofn Investments, Inc.|32072
GXG|GLOBAL X MSCI COLMBA|GEBB|GLOBAL EXECUTION BROKERS, LP|204
GXG|GLOBAL X MSCI COLMBA|GLIS|TD Securities Inc|300
GXG|GLOBAL X MSCI COLMBA|GLPX|ACS EXECUTION SERVICES, LLC|4476
GXG|GLOBAL X MSCI COLMBA|GSCO|GOLDMAN SACHS & CO. LLC|6289
GXG|GLOBAL X MSCI COLMBA|GSLT|GOLDMAN SACHS & CO. LLC|10808
GXG|GLOBAL X MSCI COLMBA|HRBF|American Enterprise Investment Services Inc.|100
GXG|GLOBAL X MSCI COLMBA|IATS|INTERACTIVE BROKERS LLC|64887
GXG|GLOBAL X MSCI COLMBA|IBKR|Interactive Brokers Llc|71486
GXG|GLOBAL X MSCI COLMBA|ICBX|INSTINET, LLC|3300
GXG|GLOBAL X MSCI COLMBA|INCA|INSTINET, LLC|13640
GXG|GLOBAL X MSCI COLMBA|ITGI|ITG Inc.|8940
GXG|GLOBAL X MSCI COLMBA|ITGP|ITG INC.|8400
GXG|GLOBAL X MSCI COLMBA|JANY|Janney Montgomery Scott Inc.|176
GXG|GLOBAL X MSCI COLMBA|JMPT|JUMP TRADING, LLC|790
GXG|GLOBAL X MSCI COLMBA|JPMX|J.P. Morgan Securities LLC|12998
GXG|GLOBAL X MSCI COLMBA|JSEB|JANE STREET EXECUTION SERVICES, LLC|30000
GXG|GLOBAL X MSCI COLMBA|JSJX|JANE STREET CAPITAL LLC|265269
GXG|GLOBAL X MSCI COLMBA|KCGM|VIRTU Americas LLC|1100
GXG|GLOBAL X MSCI COLMBA|LEHM|Barclays Capital Inc./Le|11800
GXG|GLOBAL X MSCI COLMBA|LIME|Lime Brokerage LLC|21399
GXG|GLOBAL X MSCI COLMBA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
GXG|GLOBAL X MSCI COLMBA|MOTF|MOTIF INVESTING, INC.|1
GXG|GLOBAL X MSCI COLMBA|MSCO|MORGAN STANLEY & CO. LLC|39593
GXG|GLOBAL X MSCI COLMBA|MSPL|MORGAN STANLEY & CO. LLC|6200
GXG|GLOBAL X MSCI COLMBA|NFSC|National Financial Services LLC|220850
GXG|GLOBAL X MSCI COLMBA|NITE|VIRTU Americas LLC|353985
GXG|GLOBAL X MSCI COLMBA|NITP|VIRTU Americas LLC|100
GXG|GLOBAL X MSCI COLMBA|NQRB|Brut, LLC|19220
GXG|GLOBAL X MSCI COLMBA|OLDM|OLD MISSION CAPITAL, LLC|112
GXG|GLOBAL X MSCI COLMBA|PDQM|CODA MARKETS, INC.|28170
GXG|GLOBAL X MSCI COLMBA|PREC|PRECISION SECURITIES, LLC|430315
GXG|GLOBAL X MSCI COLMBA|RBCM|RBC CAPITAL MARKETS, LLC|2120
GXG|GLOBAL X MSCI COLMBA|SAGL|SAGETRADER, LLC|10068
GXG|GLOBAL X MSCI COLMBA|SBSH|Citigroup Global Markets Inc.|10060
GXG|GLOBAL X MSCI COLMBA|SGMT|GOLDMAN SACHS & CO. LLC|7223
GXG|GLOBAL X MSCI COLMBA|SPDR|SPEEDROUTE LLC|300
GXG|GLOBAL X MSCI COLMBA|SWIM|TD Ameritrade, Inc.|5562
GXG|GLOBAL X MSCI COLMBA|TKNG|ALLY INVEST SECURITIES LLC|160
GXG|GLOBAL X MSCI COLMBA|TRBT|Tradebot Systems, Inc.|600
GXG|GLOBAL X MSCI COLMBA|TRCM|TRC MARKETS LLC|200
GXG|GLOBAL X MSCI COLMBA|UBSA|UBS SECURITIES LLC|30048
GXG|GLOBAL X MSCI COLMBA|UBSS|UBS Securities LLC|147286
GXG|GLOBAL X MSCI COLMBA|VALX|VIRTU AMERICAS LLC|900
GXG|GLOBAL X MSCI COLMBA|VGRD|Vanguard Marketing Corporation|500
GXG|GLOBAL X MSCI COLMBA|WCHV|WELLS FARGO SECURITIES, LLC|128623
GXG|GLOBAL X MSCI COLMBA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|655
GXG|GLOBAL X MSCI COLMBA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|251
GXG|GLOBAL X MSCI COLMBA|WSEA|WOLVERINE SECURITIES, LLC|235
GXG|GLOBAL X MSCI COLMBA|XPUS|XP SECURITIES, LLC|134688
GXG|GLOBAL X MSCI COLMBA|XSTM|NATIONAL FINANCIAL SERVICES LLC|500
GXG|GLOBAL X MSCI COLMBA|YKNA|COMHAR CAPITAL MARKETS, LLC|5160
GYB|CABCO SERIE 2004-101|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GYB|CABCO SERIE 2004-101|DBAX|Deutsche Bank Securities Inc.|100
GYB|CABCO SERIE 2004-101|DEAN|MORGAN STANLEY|400
GYB|CABCO SERIE 2004-101|EBXL|EBX LLC|200
GYB|CABCO SERIE 2004-101|ECUT|CONVERGEX EXECUTION SOLUTIONS|897
GYB|CABCO SERIE 2004-101|GSCO|GOLDMAN SACHS & CO. LLC|550
GYB|CABCO SERIE 2004-101|HRBF|American Enterprise Investment Services Inc.|2565
GYB|CABCO SERIE 2004-101|IBKR|Interactive Brokers Llc|400
GYB|CABCO SERIE 2004-101|ICBX|INSTINET, LLC|100
GYB|CABCO SERIE 2004-101|LEHM|Barclays Capital Inc./Le|200
GYB|CABCO SERIE 2004-101|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
GYB|CABCO SERIE 2004-101|MSCO|MORGAN STANLEY & CO. LLC|400
GYB|CABCO SERIE 2004-101|MSPL|MORGAN STANLEY & CO. LLC|200
GYB|CABCO SERIE 2004-101|NITE|VIRTU Americas LLC|6597
GYB|CABCO SERIE 2004-101|SGMT|GOLDMAN SACHS & CO. LLC|100
GYB|CABCO SERIE 2004-101|SPDR|SPEEDROUTE LLC|100
GYB|CABCO SERIE 2004-101|UBSA|UBS SECURITIES LLC|700
GYB|CABCO SERIE 2004-101|UBSS|UBS Securities LLC|3373
GYB|CABCO SERIE 2004-101|VGRD|Vanguard Marketing Corporation|602
GYB|CABCO SERIE 2004-101|YLPL|Linsco/Private Ledger Financial Services, Incorporated|220
GYC|CORP ASSET BCKD CORP|EDJO|Edward D. Jones & Co., L.P.|715
GYC|CORP ASSET BCKD CORP|ETRS|E*Trade Securities LLC|776
GYC|CORP ASSET BCKD CORP|HRBF|American Enterprise Investment Services Inc.|326
GYC|CORP ASSET BCKD CORP|MSCO|MORGAN STANLEY & CO. LLC|500
GYC|CORP ASSET BCKD CORP|NITE|VIRTU Americas LLC|1710
GYC|CORP ASSET BCKD CORP|SWST|Hilltop Securities Inc.|3
GYC|CORP ASSET BCKD CORP|UBSS|UBS Securities LLC|2637
GYC|CORP ASSET BCKD CORP|WCHV|WELLS FARGO SECURITIES, LLC|200
GYLD|ARROW DJ YIELD|AGIS|Aegis Capital Corp.|2500
GYLD|ARROW DJ YIELD|APCC|Apex Clearing Corporation|43
GYLD|ARROW DJ YIELD|BARD|Robert W. Baird & Co. Incorporated|400
GYLD|ARROW DJ YIELD|BBNT|BB&T SECURITIES, LLC|45
GYLD|ARROW DJ YIELD|CANT|Cantor Fitzgerald & Co.|10212
GYLD|ARROW DJ YIELD|CHAS|Charles Schwab & Co., Inc.|601
GYLD|ARROW DJ YIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
GYLD|ARROW DJ YIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|421
GYLD|ARROW DJ YIELD|DADA|D.A. Davidson & Co.|1
GYLD|ARROW DJ YIELD|DBAX|Deutsche Bank Securities Inc.|1800
GYLD|ARROW DJ YIELD|EBXL|EBX LLC|500
GYLD|ARROW DJ YIELD|EDJO|Edward D. Jones & Co., L.P.|2369
GYLD|ARROW DJ YIELD|ETRS|E*Trade Securities LLC|6047
GYLD|ARROW DJ YIELD|FTBR|Foliofn Investments, Inc.|85
GYLD|ARROW DJ YIELD|GSLT|GOLDMAN SACHS & CO. LLC|100
GYLD|ARROW DJ YIELD|GTSZ|GTS SECURITIES LLC|2
GYLD|ARROW DJ YIELD|HRBF|American Enterprise Investment Services Inc.|793
GYLD|ARROW DJ YIELD|IBKR|Interactive Brokers Llc|3405
GYLD|ARROW DJ YIELD|ITGI|ITG Inc.|595
GYLD|ARROW DJ YIELD|ITGP|ITG INC.|600
GYLD|ARROW DJ YIELD|JANY|Janney Montgomery Scott Inc.|230
GYLD|ARROW DJ YIELD|JPMX|J.P. Morgan Securities LLC|400
GYLD|ARROW DJ YIELD|JSJX|JANE STREET CAPITAL LLC|13339
GYLD|ARROW DJ YIELD|KCGM|VIRTU Americas LLC|673
GYLD|ARROW DJ YIELD|LEHM|Barclays Capital Inc./Le|1200
GYLD|ARROW DJ YIELD|LGNT|COR CLEARING LLC|2
GYLD|ARROW DJ YIELD|LIME|Lime Brokerage LLC|4453
GYLD|ARROW DJ YIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
GYLD|ARROW DJ YIELD|MOTF|MOTIF INVESTING, INC.|2
GYLD|ARROW DJ YIELD|MSCO|MORGAN STANLEY & CO. LLC|13157
GYLD|ARROW DJ YIELD|MSPL|MORGAN STANLEY & CO. LLC|900
GYLD|ARROW DJ YIELD|NFSC|National Financial Services LLC|7618
GYLD|ARROW DJ YIELD|NITE|VIRTU Americas LLC|32497
GYLD|ARROW DJ YIELD|NTBF|BMO Nesbitt Burns Inc./CDS|100
GYLD|ARROW DJ YIELD|PWJC|UBS Financial Services, Inc.|709
GYLD|ARROW DJ YIELD|RBCM|RBC CAPITAL MARKETS, LLC|998
GYLD|ARROW DJ YIELD|SALI|INTL FCSTONE FINANCIAL INC.|100
GYLD|ARROW DJ YIELD|SBSH|Citigroup Global Markets Inc.|70
GYLD|ARROW DJ YIELD|SGMT|GOLDMAN SACHS & CO. LLC|600
GYLD|ARROW DJ YIELD|STFL|Stifel, Nicolaus & Company, Incorporated|105
GYLD|ARROW DJ YIELD|SWIM|TD Ameritrade, Inc.|10
GYLD|ARROW DJ YIELD|UBSA|UBS SECURITIES LLC|5580
GYLD|ARROW DJ YIELD|UBSS|UBS Securities LLC|14831
GYLD|ARROW DJ YIELD|VGRD|Vanguard Marketing Corporation|490
GYLD|ARROW DJ YIELD|WCHV|WELLS FARGO SECURITIES, LLC|20403
GYLD|ARROW DJ YIELD|WEDB|WEDBUSH SECURITIES INC.|14
GYLD|ARROW DJ YIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
GYLD|ARROW DJ YIELD|WSEA|WOLVERINE SECURITIES, LLC|51
GYLD|ARROW DJ YIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6428
GYRO|GYRODYNE, LLC CMN|APCC|Apex Clearing Corporation|7
GYRO|GYRODYNE, LLC CMN|BATM|CBOE TRADING, INC.|100
GYRO|GYRODYNE, LLC CMN|CHAS|Charles Schwab & Co., Inc.|1
GYRO|GYRODYNE, LLC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
GYRO|GYRODYNE, LLC CMN|DBAX|Deutsche Bank Securities Inc.|100
GYRO|GYRODYNE, LLC CMN|ETRS|E*Trade Securities LLC|228
GYRO|GYRODYNE, LLC CMN|FOMA|TD AMERITRADE CLEARING, INC.|15698
GYRO|GYRODYNE, LLC CMN|GSCO|GOLDMAN SACHS & CO. LLC|16
GYRO|GYRODYNE, LLC CMN|GTSZ|GTS SECURITIES LLC|100
GYRO|GYRODYNE, LLC CMN|IATS|INTERACTIVE BROKERS LLC|51
GYRO|GYRODYNE, LLC CMN|IBKR|Interactive Brokers Llc|5473
GYRO|GYRODYNE, LLC CMN|INCA|INSTINET, LLC|263
GYRO|GYRODYNE, LLC CMN|ITGI|ITG Inc.|643
GYRO|GYRODYNE, LLC CMN|ITGP|ITG INC.|200
GYRO|GYRODYNE, LLC CMN|LEHM|Barclays Capital Inc./Le|400
GYRO|GYRODYNE, LLC CMN|LIME|Lime Brokerage LLC|867
GYRO|GYRODYNE, LLC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
GYRO|GYRODYNE, LLC CMN|MSCO|MORGAN STANLEY & CO. LLC|1023
GYRO|GYRODYNE, LLC CMN|NFSC|National Financial Services LLC|3100
GYRO|GYRODYNE, LLC CMN|NITE|VIRTU Americas LLC|7472
GYRO|GYRODYNE, LLC CMN|RAJA|Raymond James & Associates, Inc.|101
GYRO|GYRODYNE, LLC CMN|SGMT|GOLDMAN SACHS & CO. LLC|98
GYRO|GYRODYNE, LLC CMN|SPTD|MINT GLOBAL MARKETS, INC.|1
GYRO|GYRODYNE, LLC CMN|SWIM|TD Ameritrade, Inc.|1700
GYRO|GYRODYNE, LLC CMN|TRCM|TRC MARKETS LLC|240
GYRO|GYRODYNE, LLC CMN|UBSA|UBS SECURITIES LLC|100
GYRO|GYRODYNE, LLC CMN|UBSS|UBS Securities LLC|203
GYRO|GYRODYNE, LLC CMN|WSEA|WOLVERINE SECURITIES, LLC|4
GZT|GAZIT-GLOBE LTD.|APCC|Apex Clearing Corporation|94
GZT|GAZIT-GLOBE LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4500
GZT|GAZIT-GLOBE LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|8600
GZT|GAZIT-GLOBE LTD.|DBAB|Deutsche Bank Securities Inc.|100
GZT|GAZIT-GLOBE LTD.|DEAN|MORGAN STANLEY|1000
GZT|GAZIT-GLOBE LTD.|EBXL|EBX LLC|5200
GZT|GAZIT-GLOBE LTD.|EDJO|Edward D. Jones & Co., L.P.|80
GZT|GAZIT-GLOBE LTD.|ETRS|E*Trade Securities LLC|1629
GZT|GAZIT-GLOBE LTD.|FTBR|Foliofn Investments, Inc.|42
GZT|GAZIT-GLOBE LTD.|GLPX|ACS EXECUTION SERVICES, LLC|200
GZT|GAZIT-GLOBE LTD.|GSCO|GOLDMAN SACHS & CO. LLC|1000
GZT|GAZIT-GLOBE LTD.|GTSZ|GTS SECURITIES LLC|800
GZT|GAZIT-GLOBE LTD.|HSBC|HSBC Securities, Inc.|600
GZT|GAZIT-GLOBE LTD.|IATS|INTERACTIVE BROKERS LLC|450
GZT|GAZIT-GLOBE LTD.|IBKR|Interactive Brokers Llc|135
GZT|GAZIT-GLOBE LTD.|ICBX|INSTINET, LLC|3700
GZT|GAZIT-GLOBE LTD.|INCA|INSTINET, LLC|1600
GZT|GAZIT-GLOBE LTD.|ITGP|ITG INC.|200
GZT|GAZIT-GLOBE LTD.|JEFF|JEFFERIES LLC|400033
GZT|GAZIT-GLOBE LTD.|JPMX|J.P. Morgan Securities LLC|580
GZT|GAZIT-GLOBE LTD.|KCGM|VIRTU Americas LLC|400
GZT|GAZIT-GLOBE LTD.|LIME|Lime Brokerage LLC|665
GZT|GAZIT-GLOBE LTD.|MOTF|MOTIF INVESTING, INC.|1
GZT|GAZIT-GLOBE LTD.|MSCO|MORGAN STANLEY & CO. LLC|401
GZT|GAZIT-GLOBE LTD.|MSPL|MORGAN STANLEY & CO. LLC|900
GZT|GAZIT-GLOBE LTD.|NFSC|National Financial Services LLC|8182
GZT|GAZIT-GLOBE LTD.|NITE|VIRTU Americas LLC|9687
GZT|GAZIT-GLOBE LTD.|OPCO|Oppenheimer & Co. Inc.|90
GZT|GAZIT-GLOBE LTD.|PDQM|CODA MARKETS, INC.|200
GZT|GAZIT-GLOBE LTD.|SBSH|Citigroup Global Markets Inc.|14100
GZT|GAZIT-GLOBE LTD.|SGMT|GOLDMAN SACHS & CO. LLC|518
GZT|GAZIT-GLOBE LTD.|SWIM|TD Ameritrade, Inc.|1100
GZT|GAZIT-GLOBE LTD.|TKNG|ALLY INVEST SECURITIES LLC|120
GZT|GAZIT-GLOBE LTD.|UBSA|UBS SECURITIES LLC|4000
GZT|GAZIT-GLOBE LTD.|UBSS|UBS Securities LLC|3260
GZT|GAZIT-GLOBE LTD.|VGRD|Vanguard Marketing Corporation|1600
GZT|GAZIT-GLOBE LTD.|WEED|Weeden & Co.L.P.|600
GZT|GAZIT-GLOBE LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
GZT|GAZIT-GLOBE LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|37
H|HYATT HOTELS CORP|ALTX|Alternet Securities Inc.|2500
H|HYATT HOTELS CORP|APCC|Apex Clearing Corporation|174
H|HYATT HOTELS CORP|AQUA|AQUA SECURITIES L.P.|10000
H|HYATT HOTELS CORP|BARD|Robert W. Baird & Co. Incorporated|121
H|HYATT HOTELS CORP|BATM|CBOE TRADING, INC.|3705
H|HYATT HOTELS CORP|BAYC|BAY CREST PARTNERS, LLC|502
H|HYATT HOTELS CORP|BAYT|BTIG, LLC|5710
H|HYATT HOTELS CORP|BBNT|BB&T SECURITIES, LLC|144
H|HYATT HOTELS CORP|BERN|Sanford C. Bernstein & Co., LLC|91503
H|HYATT HOTELS CORP|BIDS|BIDS TRADING L.P.|100
H|HYATT HOTELS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1245
H|HYATT HOTELS CORP|BLKX|INSTINET, LLC|67748
H|HYATT HOTELS CORP|BTIG|BTIG, LLC|136
H|HYATT HOTELS CORP|BYXM|CBOE TRADING, INC.|3576
H|HYATT HOTELS CORP|BZYD|GOLDMAN SACHS & CO. LLC|396
H|HYATT HOTELS CORP|CHAS|Charles Schwab & Co., Inc.|205
H|HYATT HOTELS CORP|CIST|Capital Institutional Services, Inc.|1753
H|HYATT HOTELS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61891
H|HYATT HOTELS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|238
H|HYATT HOTELS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1635
H|HYATT HOTELS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|459475
H|HYATT HOTELS CORP|CTDL|Citadel Derivatives Group Llc|9307
H|HYATT HOTELS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|32204
H|HYATT HOTELS CORP|DBAB|Deutsche Bank Securities Inc.|256207
H|HYATT HOTELS CORP|DBAX|Deutsche Bank Securities Inc.|254300
H|HYATT HOTELS CORP|DBUL|Deutsche Bank Securities Inc.|155
H|HYATT HOTELS CORP|DCHF|Dart Executions, LLC|5274
H|HYATT HOTELS CORP|DEAN|MORGAN STANLEY|2642
H|HYATT HOTELS CORP|EBXL|EBX LLC|130700
H|HYATT HOTELS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|15621
H|HYATT HOTELS CORP|EDJO|Edward D. Jones & Co., L.P.|1003
H|HYATT HOTELS CORP|EGAM|CBOE TRADING, INC.|5858
H|HYATT HOTELS CORP|EGAW|CBOE TRADING, INC.|30
H|HYATT HOTELS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1920
H|HYATT HOTELS CORP|EGXM|CBOE TRADING, INC.|2060
H|HYATT HOTELS CORP|EGXW|CBOE TRADING, INC.|8
H|HYATT HOTELS CORP|ETBE|Electronic Transaction Clearing, Inc.|17922
H|HYATT HOTELS CORP|ETCC|Electronic Transaction Clearing, Inc.|670
H|HYATT HOTELS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27400
H|HYATT HOTELS CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|380
H|HYATT HOTELS CORP|ETRS|E*Trade Securities LLC|10052
H|HYATT HOTELS CORP|FFSI|Firstrade Securities Inc.|10
H|HYATT HOTELS CORP|FILL|Tradestation Securities, Inc.|2351
H|HYATT HOTELS CORP|FMAF|NBCN Inc./ CDS|3002
H|HYATT HOTELS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|104618
H|HYATT HOTELS CORP|FQLS|Quantlab Securities LP|338615
H|HYATT HOTELS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110845
H|HYATT HOTELS CORP|FTBR|Foliofn Investments, Inc.|1192
H|HYATT HOTELS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|300
H|HYATT HOTELS CORP|GLIS|TD Securities Inc|525
H|HYATT HOTELS CORP|GLPX|ACS EXECUTION SERVICES, LLC|88061
H|HYATT HOTELS CORP|GSCO|GOLDMAN SACHS & CO. LLC|187557
H|HYATT HOTELS CORP|GSCS|GOLDMAN SACHS & CO. LLC|17855
H|HYATT HOTELS CORP|GSLT|GOLDMAN SACHS & CO. LLC|5422
H|HYATT HOTELS CORP|GTSZ|GTS SECURITIES LLC|182198
H|HYATT HOTELS CORP|HRBF|American Enterprise Investment Services Inc.|10592
H|HYATT HOTELS CORP|HSBC|HSBC Securities, Inc.|100
H|HYATT HOTELS CORP|IATS|INTERACTIVE BROKERS LLC|8905
H|HYATT HOTELS CORP|IBKR|Interactive Brokers Llc|11593
H|HYATT HOTELS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|815
H|HYATT HOTELS CORP|ICBX|INSTINET, LLC|42400
H|HYATT HOTELS CORP|INCA|INSTINET, LLC|417784
H|HYATT HOTELS CORP|INJX|INSTINET, LLC|3363
H|HYATT HOTELS CORP|ITGI|ITG Inc.|18762
H|HYATT HOTELS CORP|ITGP|ITG INC.|71800
H|HYATT HOTELS CORP|JANY|Janney Montgomery Scott Inc.|300
H|HYATT HOTELS CORP|JEFF|JEFFERIES LLC|46250
H|HYATT HOTELS CORP|JMPT|JUMP TRADING, LLC|69497
H|HYATT HOTELS CORP|JPBX|J.P. MORGAN SECURITIES LLC|125691
H|HYATT HOTELS CORP|JPMX|J.P. Morgan Securities LLC|566116
H|HYATT HOTELS CORP|JSJX|JANE STREET CAPITAL LLC|7647
H|HYATT HOTELS CORP|KCGM|VIRTU Americas LLC|26840
H|HYATT HOTELS CORP|LEHM|Barclays Capital Inc./Le|419482
H|HYATT HOTELS CORP|LIME|Lime Brokerage LLC|46469
H|HYATT HOTELS CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|40374
H|HYATT HOTELS CORP|LQNA|LIQUIDNET, INC.|45700
H|HYATT HOTELS CORP|LSCI|Lek Securities Corporation|3
H|HYATT HOTELS CORP|MACQ|Macquarie Capital (USA) Inc.|1000
H|HYATT HOTELS CORP|MBTS|ALLY INVEST SECURITIES LLC|147
H|HYATT HOTELS CORP|MCMF|Raymond James Ltd. Cds|200
H|HYATT HOTELS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|165574
H|HYATT HOTELS CORP|MOTF|MOTIF INVESTING, INC.|2
H|HYATT HOTELS CORP|MSCO|MORGAN STANLEY & CO. LLC|1640421
H|HYATT HOTELS CORP|MSPL|MORGAN STANLEY & CO. LLC|431300
H|HYATT HOTELS CORP|MSTX|MORGAN STANLEY & CO. LLC|128900
H|HYATT HOTELS CORP|NEUB|NEUBERGER BERMAN BD LLC|940
H|HYATT HOTELS CORP|NFSC|National Financial Services LLC|34793
H|HYATT HOTELS CORP|NITE|VIRTU Americas LLC|284500
H|HYATT HOTELS CORP|NITP|VIRTU Americas LLC|300
H|HYATT HOTELS CORP|NQRB|Brut, LLC|7148
H|HYATT HOTELS CORP|NTBF|BMO Nesbitt Burns Inc./CDS|145
H|HYATT HOTELS CORP|OPCO|Oppenheimer & Co. Inc.|928
H|HYATT HOTELS CORP|PCPT|PHILLIP CAPITAL INC.|80
H|HYATT HOTELS CORP|PDQM|CODA MARKETS, INC.|49184
H|HYATT HOTELS CORP|PWJC|UBS Financial Services, Inc.|80
H|HYATT HOTELS CORP|QMSR|QUATTRO M SECURITIES INC.|39795
H|HYATT HOTELS CORP|RBCM|RBC CAPITAL MARKETS, LLC|479
H|HYATT HOTELS CORP|RHCO|Suntrust Robinson Humphrey, Inc.|12740
H|HYATT HOTELS CORP|SAGL|SAGETRADER, LLC|11288
H|HYATT HOTELS CORP|SAGW|SAGETRADER, LLC|112
H|HYATT HOTELS CORP|SBSH|Citigroup Global Markets Inc.|24275
H|HYATT HOTELS CORP|SGMT|GOLDMAN SACHS & CO. LLC|134694
H|HYATT HOTELS CORP|SPDR|SPEEDROUTE LLC|5900
H|HYATT HOTELS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|750
H|HYATT HOTELS CORP|STKP|STOCKPILE INVESTMENTS, INC.|16
H|HYATT HOTELS CORP|SWIM|TD Ameritrade, Inc.|14143
H|HYATT HOTELS CORP|SWST|Hilltop Securities Inc.|2672
H|HYATT HOTELS CORP|TKNG|ALLY INVEST SECURITIES LLC|453
H|HYATT HOTELS CORP|TRBT|Tradebot Systems, Inc.|278597
H|HYATT HOTELS CORP|TRCM|TRC MARKETS LLC|64462
H|HYATT HOTELS CORP|TWTT|TASTYWORKS, INC.|230
H|HYATT HOTELS CORP|UBSA|UBS SECURITIES LLC|445236
H|HYATT HOTELS CORP|UBSS|UBS Securities LLC|1013636
H|HYATT HOTELS CORP|VALX|VIRTU AMERICAS LLC|15152
H|HYATT HOTELS CORP|VGRD|Vanguard Marketing Corporation|634
H|HYATT HOTELS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|739
H|HYATT HOTELS CORP|WCHV|WELLS FARGO SECURITIES, LLC|115192
H|HYATT HOTELS CORP|WDNX|WEEDEN & CO.L.P.|6202
H|HYATT HOTELS CORP|WEDB|WEDBUSH SECURITIES INC.|480
H|HYATT HOTELS CORP|WEED|Weeden & Co.L.P.|692
H|HYATT HOTELS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|794
H|HYATT HOTELS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2298
H|HYATT HOTELS CORP|WGIF|CIBC World Markets Inc.|2
H|HYATT HOTELS CORP|WOLF|Wolfe Trahan Securities|300
H|HYATT HOTELS CORP|WSEA|WOLVERINE SECURITIES, LLC|1487
H|HYATT HOTELS CORP|XIST|INSTINET, LLC|26400
H|HYATT HOTELS CORP|XPQR|Jump Trading|2600
H|HYATT HOTELS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|13800
H|HYATT HOTELS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|7535
H|HYATT HOTELS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|626
HA|HAWAIIAN HLDGS INC|APCC|Apex Clearing Corporation|102
HA|HAWAIIAN HLDGS INC|BANK|Primevest Financial Services, Inc.|7
HA|HAWAIIAN HLDGS INC|BARD|Robert W. Baird & Co. Incorporated|18
HA|HAWAIIAN HLDGS INC|BATM|CBOE TRADING, INC.|660
HA|HAWAIIAN HLDGS INC|BBNT|BB&T SECURITIES, LLC|80
HA|HAWAIIAN HLDGS INC|BERN|Sanford C. Bernstein & Co., LLC|53305
HA|HAWAIIAN HLDGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22012
HA|HAWAIIAN HLDGS INC|BLKX|INSTINET, LLC|25000
HA|HAWAIIAN HLDGS INC|BMOC|BMO Capital Markets Corp.|8076
HA|HAWAIIAN HLDGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|12346
HA|HAWAIIAN HLDGS INC|BRVL|BLAYLOCK VAN, LLC|500
HA|HAWAIIAN HLDGS INC|BTIG|BTIG, LLC|72038
HA|HAWAIIAN HLDGS INC|BYXM|CBOE TRADING, INC.|200
HA|HAWAIIAN HLDGS INC|BZYD|GOLDMAN SACHS & CO. LLC|300
HA|HAWAIIAN HLDGS INC|CANT|Cantor Fitzgerald & Co.|5531
HA|HAWAIIAN HLDGS INC|CHAS|Charles Schwab & Co., Inc.|14157
HA|HAWAIIAN HLDGS INC|CIST|Capital Institutional Services, Inc.|6
HA|HAWAIIAN HLDGS INC|CMPT|Compass Point Research & Trading, LLC|6800
HA|HAWAIIAN HLDGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33757
HA|HAWAIIAN HLDGS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6110
HA|HAWAIIAN HLDGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|153662
HA|HAWAIIAN HLDGS INC|CTDL|Citadel Derivatives Group Llc|3113
HA|HAWAIIAN HLDGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|27850
HA|HAWAIIAN HLDGS INC|DADA|D.A. Davidson & Co.|75
HA|HAWAIIAN HLDGS INC|DBAB|Deutsche Bank Securities Inc.|477064
HA|HAWAIIAN HLDGS INC|DBAX|Deutsche Bank Securities Inc.|194900
HA|HAWAIIAN HLDGS INC|DBUL|Deutsche Bank Securities Inc.|3548
HA|HAWAIIAN HLDGS INC|DEAN|MORGAN STANLEY|4602
HA|HAWAIIAN HLDGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2228
HA|HAWAIIAN HLDGS INC|EBXL|EBX LLC|98000
HA|HAWAIIAN HLDGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1815
HA|HAWAIIAN HLDGS INC|EDJO|Edward D. Jones & Co., L.P.|1815
HA|HAWAIIAN HLDGS INC|EGAM|CBOE TRADING, INC.|17430
HA|HAWAIIAN HLDGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|500
HA|HAWAIIAN HLDGS INC|EGXM|CBOE TRADING, INC.|225
HA|HAWAIIAN HLDGS INC|ETBE|Electronic Transaction Clearing, Inc.|44
HA|HAWAIIAN HLDGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38173
HA|HAWAIIAN HLDGS INC|ETRS|E*Trade Securities LLC|166472
HA|HAWAIIAN HLDGS INC|FBCO|Credit Suisse Securities (USA) LLC|1517779
HA|HAWAIIAN HLDGS INC|FILL|Tradestation Securities, Inc.|500
HA|HAWAIIAN HLDGS INC|FMAF|NBCN Inc./ CDS|668
HA|HAWAIIAN HLDGS INC|FOMA|TD AMERITRADE CLEARING, INC.|195110
HA|HAWAIIAN HLDGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1843
HA|HAWAIIAN HLDGS INC|FQLS|Quantlab Securities LP|241266
HA|HAWAIIAN HLDGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19015
HA|HAWAIIAN HLDGS INC|FTBR|Foliofn Investments, Inc.|3711
HA|HAWAIIAN HLDGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|14775
HA|HAWAIIAN HLDGS INC|GLPX|ACS EXECUTION SERVICES, LLC|403
HA|HAWAIIAN HLDGS INC|GSCO|GOLDMAN SACHS & CO. LLC|628826
HA|HAWAIIAN HLDGS INC|GSCS|GOLDMAN SACHS & CO. LLC|21729
HA|HAWAIIAN HLDGS INC|GSLT|GOLDMAN SACHS & CO. LLC|1005
HA|HAWAIIAN HLDGS INC|GTSZ|GTS SECURITIES LLC|1532
HA|HAWAIIAN HLDGS INC|HAPX|HAP Trading, LLC|100
HA|HAWAIIAN HLDGS INC|HPPX|POTAMUS TRADING, LLC|196
HA|HAWAIIAN HLDGS INC|HRBF|American Enterprise Investment Services Inc.|1941
HA|HAWAIIAN HLDGS INC|IBKR|Interactive Brokers Llc|124485
HA|HAWAIIAN HLDGS INC|ICBX|INSTINET, LLC|31689
HA|HAWAIIAN HLDGS INC|IEQY|CITADEL SECURITIES LLC|31959
HA|HAWAIIAN HLDGS INC|IMPC|Imperial Capital, LLC|6200
HA|HAWAIIAN HLDGS INC|INCA|INSTINET, LLC|341364
HA|HAWAIIAN HLDGS INC|INJX|INSTINET, LLC|19449
HA|HAWAIIAN HLDGS INC|ITGI|ITG Inc.|80031
HA|HAWAIIAN HLDGS INC|ITGP|ITG INC.|55400
HA|HAWAIIAN HLDGS INC|JANY|Janney Montgomery Scott Inc.|8287
HA|HAWAIIAN HLDGS INC|JEFF|JEFFERIES LLC|72811
HA|HAWAIIAN HLDGS INC|JMPT|JUMP TRADING, LLC|23910
HA|HAWAIIAN HLDGS INC|JPBX|J.P. MORGAN SECURITIES LLC|34422
HA|HAWAIIAN HLDGS INC|JPMX|J.P. Morgan Securities LLC|199255
HA|HAWAIIAN HLDGS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
HA|HAWAIIAN HLDGS INC|KCGM|VIRTU Americas LLC|63978
HA|HAWAIIAN HLDGS INC|LEHM|Barclays Capital Inc./Le|730582
HA|HAWAIIAN HLDGS INC|LIME|Lime Brokerage LLC|88398
HA|HAWAIIAN HLDGS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|30000
HA|HAWAIIAN HLDGS INC|LOOP|Loop Capital Markets LLC|204
HA|HAWAIIAN HLDGS INC|LQNA|LIQUIDNET, INC.|16600
HA|HAWAIIAN HLDGS INC|LSCI|Lek Securities Corporation|100
HA|HAWAIIAN HLDGS INC|MACQ|Macquarie Capital (USA) Inc.|7239
HA|HAWAIIAN HLDGS INC|MAXM|Maxim Group LLC|2884
HA|HAWAIIAN HLDGS INC|MBTS|ALLY INVEST SECURITIES LLC|266
HA|HAWAIIAN HLDGS INC|MCMF|Raymond James Ltd. Cds|300
HA|HAWAIIAN HLDGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61026
HA|HAWAIIAN HLDGS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|550
HA|HAWAIIAN HLDGS INC|MSCO|MORGAN STANLEY & CO. LLC|1168119
HA|HAWAIIAN HLDGS INC|MSPL|MORGAN STANLEY & CO. LLC|131500
HA|HAWAIIAN HLDGS INC|MSTX|MORGAN STANLEY & CO. LLC|72000
HA|HAWAIIAN HLDGS INC|NATL|National Securities Corporation|750
HA|HAWAIIAN HLDGS INC|NEED|Needham & Company, LLC|300
HA|HAWAIIAN HLDGS INC|NFSC|National Financial Services LLC|334032
HA|HAWAIIAN HLDGS INC|NITE|VIRTU Americas LLC|362445
HA|HAWAIIAN HLDGS INC|NITP|VIRTU Americas LLC|1500
HA|HAWAIIAN HLDGS INC|NQRB|Brut, LLC|5172
HA|HAWAIIAN HLDGS INC|NTRC|Northern Trust Securities, Inc.|1487
HA|HAWAIIAN HLDGS INC|OHOS|TWO SIGMA SECURITIES, LLC|28913
HA|HAWAIIAN HLDGS INC|OPCO|Oppenheimer & Co. Inc.|19232
HA|HAWAIIAN HLDGS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
HA|HAWAIIAN HLDGS INC|PDQM|CODA MARKETS, INC.|63959
HA|HAWAIIAN HLDGS INC|PHLY|NASDAQ Execution Services, LLC|1800
HA|HAWAIIAN HLDGS INC|PWJC|UBS Financial Services, Inc.|200
HA|HAWAIIAN HLDGS INC|RAJA|Raymond James & Associates, Inc.|6526
HA|HAWAIIAN HLDGS INC|RBCM|RBC CAPITAL MARKETS, LLC|3179
HA|HAWAIIAN HLDGS INC|RGLD|Regal Securities, Inc|1394
HA|HAWAIIAN HLDGS INC|SAGL|SAGETRADER, LLC|130
HA|HAWAIIAN HLDGS INC|SAGW|SAGETRADER, LLC|71
HA|HAWAIIAN HLDGS INC|SBSH|Citigroup Global Markets Inc.|136152
HA|HAWAIIAN HLDGS INC|SGMT|GOLDMAN SACHS & CO. LLC|122342
HA|HAWAIIAN HLDGS INC|SPDR|SPEEDROUTE LLC|3540
HA|HAWAIIAN HLDGS INC|SPHN|Stephens Inc.|100
HA|HAWAIIAN HLDGS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
HA|HAWAIIAN HLDGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2600
HA|HAWAIIAN HLDGS INC|STKP|STOCKPILE INVESTMENTS, INC.|70
HA|HAWAIIAN HLDGS INC|SWIM|TD Ameritrade, Inc.|33807
HA|HAWAIIAN HLDGS INC|SWST|Hilltop Securities Inc.|1951
HA|HAWAIIAN HLDGS INC|TKNG|ALLY INVEST SECURITIES LLC|7598
HA|HAWAIIAN HLDGS INC|TRBT|Tradebot Systems, Inc.|17756
HA|HAWAIIAN HLDGS INC|TRCM|TRC MARKETS LLC|64950
HA|HAWAIIAN HLDGS INC|TWTT|TASTYWORKS, INC.|300
HA|HAWAIIAN HLDGS INC|UBSA|UBS SECURITIES LLC|522863
HA|HAWAIIAN HLDGS INC|UBSS|UBS Securities LLC|660539
HA|HAWAIIAN HLDGS INC|VALX|VIRTU AMERICAS LLC|16803
HA|HAWAIIAN HLDGS INC|VGRD|Vanguard Marketing Corporation|66356
HA|HAWAIIAN HLDGS INC|WABR|Wall Street Access|1200
HA|HAWAIIAN HLDGS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
HA|HAWAIIAN HLDGS INC|WCHV|WELLS FARGO SECURITIES, LLC|117686
HA|HAWAIIAN HLDGS INC|WEDB|WEDBUSH SECURITIES INC.|1716
HA|HAWAIIAN HLDGS INC|WEED|Weeden & Co.L.P.|7370
HA|HAWAIIAN HLDGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16073
HA|HAWAIIAN HLDGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7535
HA|HAWAIIAN HLDGS INC|WGIF|CIBC World Markets Inc.|350
HA|HAWAIIAN HLDGS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138
HA|HAWAIIAN HLDGS INC|WSEA|WOLVERINE SECURITIES, LLC|2012
HA|HAWAIIAN HLDGS INC|XIST|INSTINET, LLC|119852
HA|HAWAIIAN HLDGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|41798
HA|HAWAIIAN HLDGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4991
HABT|HABIT REST CMN A|APCC|Apex Clearing Corporation|1608
HABT|HABIT REST CMN A|BANK|Primevest Financial Services, Inc.|55
HABT|HABIT REST CMN A|BAYC|BAY CREST PARTNERS, LLC|188
HABT|HABIT REST CMN A|BAYT|BTIG, LLC|1000
HABT|HABIT REST CMN A|BERN|Sanford C. Bernstein & Co., LLC|34666
HABT|HABIT REST CMN A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4351
HABT|HABIT REST CMN A|BLKX|INSTINET, LLC|5000
HABT|HABIT REST CMN A|BMOC|BMO Capital Markets Corp.|3239
HABT|HABIT REST CMN A|BNPX|BNP PARIBAS SECURITIES CORP.|2884
HABT|HABIT REST CMN A|BTIG|BTIG, LLC|178
HABT|HABIT REST CMN A|BYXM|CBOE TRADING, INC.|100
HABT|HABIT REST CMN A|BZYD|GOLDMAN SACHS & CO. LLC|2113
HABT|HABIT REST CMN A|CANT|Cantor Fitzgerald & Co.|13450
HABT|HABIT REST CMN A|CHAS|Charles Schwab & Co., Inc.|1001
HABT|HABIT REST CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19517
HABT|HABIT REST CMN A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|102
HABT|HABIT REST CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|124779
HABT|HABIT REST CMN A|CTDL|Citadel Derivatives Group Llc|332
HABT|HABIT REST CMN A|CTLR|CUTLER GROUP, LP|1500
HABT|HABIT REST CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|17528
HABT|HABIT REST CMN A|DAVA|Davenport & Company LLC|1000
HABT|HABIT REST CMN A|DBAB|Deutsche Bank Securities Inc.|87559
HABT|HABIT REST CMN A|DBAX|Deutsche Bank Securities Inc.|140600
HABT|HABIT REST CMN A|DBUL|Deutsche Bank Securities Inc.|1600
HABT|HABIT REST CMN A|DEAN|MORGAN STANLEY|5100
HABT|HABIT REST CMN A|DEGS|RONIN PROFESSIONAL LLC|5294
HABT|HABIT REST CMN A|EBXL|EBX LLC|96400
HABT|HABIT REST CMN A|ECUT|CONVERGEX EXECUTION SOLUTIONS|396
HABT|HABIT REST CMN A|EDJO|Edward D. Jones & Co., L.P.|1866
HABT|HABIT REST CMN A|EGAM|CBOE TRADING, INC.|1154
HABT|HABIT REST CMN A|EGAW|CBOE TRADING, INC.|162
HABT|HABIT REST CMN A|EGMT|EG MARKET TECHNOLOGIES LLC|100
HABT|HABIT REST CMN A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|25
HABT|HABIT REST CMN A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4760
HABT|HABIT REST CMN A|ETRS|E*Trade Securities LLC|80190
HABT|HABIT REST CMN A|FBCO|Credit Suisse Securities (USA) LLC|568561
HABT|HABIT REST CMN A|FILL|Tradestation Securities, Inc.|1197
HABT|HABIT REST CMN A|FMAF|NBCN Inc./ CDS|1700
HABT|HABIT REST CMN A|FOMA|TD AMERITRADE CLEARING, INC.|271509
HABT|HABIT REST CMN A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|838
HABT|HABIT REST CMN A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42574
HABT|HABIT REST CMN A|FTBR|Foliofn Investments, Inc.|721
HABT|HABIT REST CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|5930
HABT|HABIT REST CMN A|GLPX|ACS EXECUTION SERVICES, LLC|846
HABT|HABIT REST CMN A|GSCO|GOLDMAN SACHS & CO. LLC|451052
HABT|HABIT REST CMN A|GSCS|GOLDMAN SACHS & CO. LLC|21562
HABT|HABIT REST CMN A|GSLT|GOLDMAN SACHS & CO. LLC|1688
HABT|HABIT REST CMN A|GTSZ|GTS SECURITIES LLC|22696
HABT|HABIT REST CMN A|HRBF|American Enterprise Investment Services Inc.|6122
HABT|HABIT REST CMN A|IATS|INTERACTIVE BROKERS LLC|2373
HABT|HABIT REST CMN A|IBKR|Interactive Brokers Llc|119949
HABT|HABIT REST CMN A|ICBX|INSTINET, LLC|49827
HABT|HABIT REST CMN A|IEQY|CITADEL SECURITIES LLC|2387
HABT|HABIT REST CMN A|INCA|INSTINET, LLC|96762
HABT|HABIT REST CMN A|INJX|INSTINET, LLC|5771
HABT|HABIT REST CMN A|ITGI|ITG Inc.|8630
HABT|HABIT REST CMN A|ITGP|ITG INC.|64000
HABT|HABIT REST CMN A|JEFF|JEFFERIES LLC|6268
HABT|HABIT REST CMN A|JMPT|JUMP TRADING, LLC|2220
HABT|HABIT REST CMN A|JONE|JonesTrading|8200
HABT|HABIT REST CMN A|JPBX|J.P. MORGAN SECURITIES LLC|10634
HABT|HABIT REST CMN A|JPMX|J.P. Morgan Securities LLC|152435
HABT|HABIT REST CMN A|JSJX|JANE STREET CAPITAL LLC|2463
HABT|HABIT REST CMN A|KCGM|VIRTU Americas LLC|68885
HABT|HABIT REST CMN A|LEHM|Barclays Capital Inc./Le|401363
HABT|HABIT REST CMN A|LIME|Lime Brokerage LLC|92875
HABT|HABIT REST CMN A|LSCI|Lek Securities Corporation|55
HABT|HABIT REST CMN A|MACQ|Macquarie Capital (USA) Inc.|3231
HABT|HABIT REST CMN A|MAXM|Maxim Group LLC|21354
HABT|HABIT REST CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|131940
HABT|HABIT REST CMN A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6053
HABT|HABIT REST CMN A|MSCO|MORGAN STANLEY & CO. LLC|168699
HABT|HABIT REST CMN A|MSPL|MORGAN STANLEY & CO. LLC|180200
HABT|HABIT REST CMN A|MSTX|MORGAN STANLEY & CO. LLC|22800
HABT|HABIT REST CMN A|NFSC|National Financial Services LLC|211401
HABT|HABIT REST CMN A|NITE|VIRTU Americas LLC|395478
HABT|HABIT REST CMN A|NITP|VIRTU Americas LLC|400
HABT|HABIT REST CMN A|NQRB|Brut, LLC|62
HABT|HABIT REST CMN A|PDQM|CODA MARKETS, INC.|17346
HABT|HABIT REST CMN A|RAJA|Raymond James & Associates, Inc.|700
HABT|HABIT REST CMN A|RBCM|RBC CAPITAL MARKETS, LLC|13971
HABT|HABIT REST CMN A|SAGL|SAGETRADER, LLC|100
HABT|HABIT REST CMN A|SALI|INTL FCSTONE FINANCIAL INC.|3000
HABT|HABIT REST CMN A|SBSH|Citigroup Global Markets Inc.|26281
HABT|HABIT REST CMN A|SGMT|GOLDMAN SACHS & CO. LLC|73375
HABT|HABIT REST CMN A|SPDR|SPEEDROUTE LLC|1000
HABT|HABIT REST CMN A|SPHN|Stephens Inc.|1222
HABT|HABIT REST CMN A|STFL|Stifel, Nicolaus & Company, Incorporated|1760
HABT|HABIT REST CMN A|STXG|Stockcross Financial Services, Inc.|250
HABT|HABIT REST CMN A|SWIM|TD Ameritrade, Inc.|110685
HABT|HABIT REST CMN A|TKNG|ALLY INVEST SECURITIES LLC|2582
HABT|HABIT REST CMN A|TMBR|Timber Hill LLC|591
HABT|HABIT REST CMN A|TRBT|Tradebot Systems, Inc.|3605
HABT|HABIT REST CMN A|TRCM|TRC MARKETS LLC|27643
HABT|HABIT REST CMN A|TWTT|TASTYWORKS, INC.|400
HABT|HABIT REST CMN A|UBSA|UBS SECURITIES LLC|321511
HABT|HABIT REST CMN A|UBSS|UBS Securities LLC|198564
HABT|HABIT REST CMN A|VALX|VIRTU AMERICAS LLC|74555
HABT|HABIT REST CMN A|VGRD|Vanguard Marketing Corporation|10799
HABT|HABIT REST CMN A|WABR|Wall Street Access|27892
HABT|HABIT REST CMN A|WCHV|WELLS FARGO SECURITIES, LLC|39386
HABT|HABIT REST CMN A|WEDB|WEDBUSH SECURITIES INC.|12800
HABT|HABIT REST CMN A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3030
HABT|HABIT REST CMN A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13306
HABT|HABIT REST CMN A|WFPB|Wells Fargo Securities, LLC.|900
HABT|HABIT REST CMN A|WGIF|CIBC World Markets Inc.|920
HABT|HABIT REST CMN A|WSEA|WOLVERINE SECURITIES, LLC|4432
HABT|HABIT REST CMN A|XIST|INSTINET, LLC|14000
HABT|HABIT REST CMN A|XSTM|NATIONAL FINANCIAL SERVICES LLC|38810
HABT|HABIT REST CMN A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|893
HACK|ETFMG PRIME CYBER|ADAM|CANACCORD GENUITY INC.|2435
HACK|ETFMG PRIME CYBER|ALTX|Alternet Securities Inc.|900
HACK|ETFMG PRIME CYBER|AMRI|AMERICAS EXECUTIONS, LLC|5900
HACK|ETFMG PRIME CYBER|APCC|Apex Clearing Corporation|3951
HACK|ETFMG PRIME CYBER|AURC|Aurora Capital LLC|14735
HACK|ETFMG PRIME CYBER|AVON|Avondale Partners, LLC|100
HACK|ETFMG PRIME CYBER|BARD|Robert W. Baird & Co. Incorporated|1347
HACK|ETFMG PRIME CYBER|BATM|CBOE TRADING, INC.|1155
HACK|ETFMG PRIME CYBER|BBNT|BB&T SECURITIES, LLC|311
HACK|ETFMG PRIME CYBER|BIMI|Banca IMI Securities Corp.|645
HACK|ETFMG PRIME CYBER|BKCM|BNY Mellon Capital Markets LLC|324
HACK|ETFMG PRIME CYBER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52982
HACK|ETFMG PRIME CYBER|BTIG|BTIG, LLC|13776
HACK|ETFMG PRIME CYBER|CANT|Cantor Fitzgerald & Co.|124287
HACK|ETFMG PRIME CYBER|CHAS|Charles Schwab & Co., Inc.|342429
HACK|ETFMG PRIME CYBER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17912
HACK|ETFMG PRIME CYBER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93666
HACK|ETFMG PRIME CYBER|CSIN|Citadel Securities Institutional LLC|273400
HACK|ETFMG PRIME CYBER|CTDL|Citadel Derivatives Group Llc|530922
HACK|ETFMG PRIME CYBER|CTLR|CUTLER GROUP, LP|300
HACK|ETFMG PRIME CYBER|CXCX|CITIGROUP GLOBAL MARKETS INC.|25532
HACK|ETFMG PRIME CYBER|DADA|D.A. Davidson & Co.|260
HACK|ETFMG PRIME CYBER|DBAB|Deutsche Bank Securities Inc.|4821
HACK|ETFMG PRIME CYBER|DBAX|Deutsche Bank Securities Inc.|66600
HACK|ETFMG PRIME CYBER|DEAN|MORGAN STANLEY|12457
HACK|ETFMG PRIME CYBER|DEGS|RONIN PROFESSIONAL LLC|1500
HACK|ETFMG PRIME CYBER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10975
HACK|ETFMG PRIME CYBER|EBXL|EBX LLC|48600
HACK|ETFMG PRIME CYBER|ECUT|CONVERGEX EXECUTION SOLUTIONS|14742
HACK|ETFMG PRIME CYBER|EGAM|CBOE TRADING, INC.|3383
HACK|ETFMG PRIME CYBER|EGAW|CBOE TRADING, INC.|137
HACK|ETFMG PRIME CYBER|EGXM|CBOE TRADING, INC.|4211
HACK|ETFMG PRIME CYBER|ETBE|Electronic Transaction Clearing, Inc.|1320
HACK|ETFMG PRIME CYBER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5573
HACK|ETFMG PRIME CYBER|ETRS|E*Trade Securities LLC|68814
HACK|ETFMG PRIME CYBER|EVRS|E1 ASSET MANAGEMENT, INC.|75
HACK|ETFMG PRIME CYBER|FILL|Tradestation Securities, Inc.|19231
HACK|ETFMG PRIME CYBER|FMAF|NBCN Inc./ CDS|41605
HACK|ETFMG PRIME CYBER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11380
HACK|ETFMG PRIME CYBER|FTBR|Foliofn Investments, Inc.|22461
HACK|ETFMG PRIME CYBER|GBMT|GBM International, Inc.|2128
HACK|ETFMG PRIME CYBER|GEBB|GLOBAL EXECUTION BROKERS, LP|2387
HACK|ETFMG PRIME CYBER|GLIS|TD Securities Inc|3880
HACK|ETFMG PRIME CYBER|GLPX|ACS EXECUTION SERVICES, LLC|9360
HACK|ETFMG PRIME CYBER|GSCO|GOLDMAN SACHS & CO. LLC|52267
HACK|ETFMG PRIME CYBER|GSCS|GOLDMAN SACHS & CO. LLC|800
HACK|ETFMG PRIME CYBER|GSLT|GOLDMAN SACHS & CO. LLC|2143
HACK|ETFMG PRIME CYBER|GTSZ|GTS SECURITIES LLC|4579
HACK|ETFMG PRIME CYBER|HAPX|HAP Trading, LLC|100
HACK|ETFMG PRIME CYBER|HRBF|American Enterprise Investment Services Inc.|4496
HACK|ETFMG PRIME CYBER|HSBC|HSBC Securities, Inc.|100
HACK|ETFMG PRIME CYBER|IATS|INTERACTIVE BROKERS LLC|21483
HACK|ETFMG PRIME CYBER|IBKR|Interactive Brokers Llc|111404
HACK|ETFMG PRIME CYBER|ICBX|INSTINET, LLC|80600
HACK|ETFMG PRIME CYBER|INCA|INSTINET, LLC|26407
HACK|ETFMG PRIME CYBER|INJX|INSTINET, LLC|1529
HACK|ETFMG PRIME CYBER|INTL|INTL FCSTONE FINANCIAL INC.|20000
HACK|ETFMG PRIME CYBER|ITGI|ITG Inc.|49578
HACK|ETFMG PRIME CYBER|ITGP|ITG INC.|23800
HACK|ETFMG PRIME CYBER|JANY|Janney Montgomery Scott Inc.|1522
HACK|ETFMG PRIME CYBER|JEFF|JEFFERIES LLC|4139
HACK|ETFMG PRIME CYBER|JMPT|JUMP TRADING, LLC|3446
HACK|ETFMG PRIME CYBER|JPMX|J.P. Morgan Securities LLC|26662
HACK|ETFMG PRIME CYBER|JSEB|JANE STREET EXECUTION SERVICES, LLC|105837
HACK|ETFMG PRIME CYBER|JSJX|JANE STREET CAPITAL LLC|605870
HACK|ETFMG PRIME CYBER|KCGM|VIRTU Americas LLC|15214
HACK|ETFMG PRIME CYBER|LEHM|Barclays Capital Inc./Le|126270
HACK|ETFMG PRIME CYBER|LIME|Lime Brokerage LLC|47080
HACK|ETFMG PRIME CYBER|LSCI|Lek Securities Corporation|5
HACK|ETFMG PRIME CYBER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HACK|ETFMG PRIME CYBER|MCMF|Raymond James Ltd. Cds|1950
HACK|ETFMG PRIME CYBER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104862
HACK|ETFMG PRIME CYBER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
HACK|ETFMG PRIME CYBER|MOTF|MOTIF INVESTING, INC.|8
HACK|ETFMG PRIME CYBER|MSCO|MORGAN STANLEY & CO. LLC|830786
HACK|ETFMG PRIME CYBER|MSPL|MORGAN STANLEY & CO. LLC|77100
HACK|ETFMG PRIME CYBER|MSTX|MORGAN STANLEY & CO. LLC|8000
HACK|ETFMG PRIME CYBER|NFSC|National Financial Services LLC|445687
HACK|ETFMG PRIME CYBER|NITE|VIRTU Americas LLC|756250
HACK|ETFMG PRIME CYBER|NITP|VIRTU Americas LLC|2522
HACK|ETFMG PRIME CYBER|NQRB|Brut, LLC|6495
HACK|ETFMG PRIME CYBER|NTBF|BMO Nesbitt Burns Inc./CDS|2330
HACK|ETFMG PRIME CYBER|OPCO|Oppenheimer & Co. Inc.|19773
HACK|ETFMG PRIME CYBER|PCPT|PHILLIP CAPITAL INC.|55
HACK|ETFMG PRIME CYBER|PDQM|CODA MARKETS, INC.|15960
HACK|ETFMG PRIME CYBER|PICT|Pictet Overseas Inc.|12160
HACK|ETFMG PRIME CYBER|PWJC|UBS Financial Services, Inc.|611
HACK|ETFMG PRIME CYBER|RBCM|RBC CAPITAL MARKETS, LLC|39679
HACK|ETFMG PRIME CYBER|SAGL|SAGETRADER, LLC|800
HACK|ETFMG PRIME CYBER|SALI|INTL FCSTONE FINANCIAL INC.|140
HACK|ETFMG PRIME CYBER|SBSH|Citigroup Global Markets Inc.|21211
HACK|ETFMG PRIME CYBER|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|3543
HACK|ETFMG PRIME CYBER|SGMT|GOLDMAN SACHS & CO. LLC|24050
HACK|ETFMG PRIME CYBER|SPDR|SPEEDROUTE LLC|4021
HACK|ETFMG PRIME CYBER|SPHN|Stephens Inc.|350
HACK|ETFMG PRIME CYBER|STFL|Stifel, Nicolaus & Company, Incorporated|7941
HACK|ETFMG PRIME CYBER|STKP|STOCKPILE INVESTMENTS, INC.|732
HACK|ETFMG PRIME CYBER|SWIM|TD Ameritrade, Inc.|89480
HACK|ETFMG PRIME CYBER|SWST|Hilltop Securities Inc.|3091
HACK|ETFMG PRIME CYBER|TKNG|ALLY INVEST SECURITIES LLC|4220
HACK|ETFMG PRIME CYBER|TRBT|Tradebot Systems, Inc.|45610
HACK|ETFMG PRIME CYBER|TRCM|TRC MARKETS LLC|11225
HACK|ETFMG PRIME CYBER|TWTT|TASTYWORKS, INC.|306
HACK|ETFMG PRIME CYBER|UBSA|UBS SECURITIES LLC|211581
HACK|ETFMG PRIME CYBER|UBSS|UBS Securities LLC|379948
HACK|ETFMG PRIME CYBER|VALX|VIRTU AMERICAS LLC|909
HACK|ETFMG PRIME CYBER|VGRD|Vanguard Marketing Corporation|49883
HACK|ETFMG PRIME CYBER|VSIN|Vision Financial Markets Llc|2
HACK|ETFMG PRIME CYBER|WCHV|WELLS FARGO SECURITIES, LLC|158238
HACK|ETFMG PRIME CYBER|WEDB|WEDBUSH SECURITIES INC.|110
HACK|ETFMG PRIME CYBER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14301
HACK|ETFMG PRIME CYBER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|111712
HACK|ETFMG PRIME CYBER|WGIF|CIBC World Markets Inc.|6922
HACK|ETFMG PRIME CYBER|WSEA|WOLVERINE SECURITIES, LLC|10526
HACK|ETFMG PRIME CYBER|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4
HACK|ETFMG PRIME CYBER|XSTM|NATIONAL FINANCIAL SERVICES LLC|28266
HACK|ETFMG PRIME CYBER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50992
HACV|ISHARES CURRENCY HED|NITE|VIRTU Americas LLC|2
HACV|ISHARES CURRENCY HED|WSEA|WOLVERINE SECURITIES, LLC|2
HACW|ISHARES MSCI ACWI ET|ETRS|E*Trade Securities LLC|6367
HACW|ISHARES MSCI ACWI ET|FLTU|FLOW TRADERS US LLC|100
HACW|ISHARES MSCI ACWI ET|JSJX|JANE STREET CAPITAL LLC|2047
HACW|ISHARES MSCI ACWI ET|MSCO|MORGAN STANLEY & CO. LLC|1653
HACW|ISHARES MSCI ACWI ET|NFSC|National Financial Services LLC|732
HACW|ISHARES MSCI ACWI ET|NITE|VIRTU Americas LLC|513
HACW|ISHARES MSCI ACWI ET|UBSS|UBS Securities LLC|38
HACW|ISHARES MSCI ACWI ET|VGRD|Vanguard Marketing Corporation|4990
HACW|ISHARES MSCI ACWI ET|WSEA|WOLVERINE SECURITIES, LLC|255
HAE|HAEMONETICS CP|ABLE|NATIXIS Securities Americas LLC|10111
HAE|HAEMONETICS CP|ALTX|Alternet Securities Inc.|4800
HAE|HAEMONETICS CP|APCC|Apex Clearing Corporation|193
HAE|HAEMONETICS CP|BARD|Robert W. Baird & Co. Incorporated|300
HAE|HAEMONETICS CP|BATM|CBOE TRADING, INC.|6108
HAE|HAEMONETICS CP|BAYC|BAY CREST PARTNERS, LLC|2255
HAE|HAEMONETICS CP|BBNT|BB&T SECURITIES, LLC|97
HAE|HAEMONETICS CP|BERN|Sanford C. Bernstein & Co., LLC|23703
HAE|HAEMONETICS CP|BIDS|BIDS TRADING L.P.|100
HAE|HAEMONETICS CP|BIMI|Banca IMI Securities Corp.|494
HAE|HAEMONETICS CP|BKCM|BNY Mellon Capital Markets LLC|611593
HAE|HAEMONETICS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9201
HAE|HAEMONETICS CP|BLKX|INSTINET, LLC|20000
HAE|HAEMONETICS CP|BMOC|BMO Capital Markets Corp.|350
HAE|HAEMONETICS CP|BNPX|BNP PARIBAS SECURITIES CORP.|90861
HAE|HAEMONETICS CP|BRVL|BLAYLOCK VAN, LLC|500
HAE|HAEMONETICS CP|BTIG|BTIG, LLC|39383
HAE|HAEMONETICS CP|BYXM|CBOE TRADING, INC.|841
HAE|HAEMONETICS CP|BZYD|GOLDMAN SACHS & CO. LLC|1700
HAE|HAEMONETICS CP|CANT|Cantor Fitzgerald & Co.|1473
HAE|HAEMONETICS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
HAE|HAEMONETICS CP|CHAS|Charles Schwab & Co., Inc.|103
HAE|HAEMONETICS CP|CIST|Capital Institutional Services, Inc.|2107
HAE|HAEMONETICS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|162976
HAE|HAEMONETICS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1921
HAE|HAEMONETICS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1434
HAE|HAEMONETICS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|390774
HAE|HAEMONETICS CP|CTDL|Citadel Derivatives Group Llc|11211
HAE|HAEMONETICS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|151840
HAE|HAEMONETICS CP|DBAB|Deutsche Bank Securities Inc.|662362
HAE|HAEMONETICS CP|DBAX|Deutsche Bank Securities Inc.|247800
HAE|HAEMONETICS CP|DBUL|Deutsche Bank Securities Inc.|543
HAE|HAEMONETICS CP|DCHF|Dart Executions, LLC|2143
HAE|HAEMONETICS CP|DEAN|MORGAN STANLEY|7997
HAE|HAEMONETICS CP|DEGS|RONIN PROFESSIONAL LLC|100
HAE|HAEMONETICS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17018
HAE|HAEMONETICS CP|EBXL|EBX LLC|213900
HAE|HAEMONETICS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|15427
HAE|HAEMONETICS CP|EDJO|Edward D. Jones & Co., L.P.|7648
HAE|HAEMONETICS CP|EGAM|CBOE TRADING, INC.|9028
HAE|HAEMONETICS CP|EGAW|CBOE TRADING, INC.|125
HAE|HAEMONETICS CP|EGMT|EG MARKET TECHNOLOGIES LLC|463
HAE|HAEMONETICS CP|EGXM|CBOE TRADING, INC.|2368
HAE|HAEMONETICS CP|EGXW|CBOE TRADING, INC.|104
HAE|HAEMONETICS CP|ETBE|Electronic Transaction Clearing, Inc.|18453
HAE|HAEMONETICS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
HAE|HAEMONETICS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33929
HAE|HAEMONETICS CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
HAE|HAEMONETICS CP|ETRS|E*Trade Securities LLC|9891
HAE|HAEMONETICS CP|FBSB|U.S. Bancorp Investments, Inc.|3
HAE|HAEMONETICS CP|FILL|Tradestation Securities, Inc.|2310
HAE|HAEMONETICS CP|FMAF|NBCN Inc./ CDS|5713
HAE|HAEMONETICS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1918
HAE|HAEMONETICS CP|FQLS|Quantlab Securities LP|171007
HAE|HAEMONETICS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70390
HAE|HAEMONETICS CP|FTBR|Foliofn Investments, Inc.|2219
HAE|HAEMONETICS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
HAE|HAEMONETICS CP|GLIS|TD Securities Inc|50
HAE|HAEMONETICS CP|GLPX|ACS EXECUTION SERVICES, LLC|34546
HAE|HAEMONETICS CP|GSCO|GOLDMAN SACHS & CO. LLC|1306714
HAE|HAEMONETICS CP|GSCS|GOLDMAN SACHS & CO. LLC|716
HAE|HAEMONETICS CP|GSLT|GOLDMAN SACHS & CO. LLC|5207
HAE|HAEMONETICS CP|GTSZ|GTS SECURITIES LLC|76988
HAE|HAEMONETICS CP|HRBF|American Enterprise Investment Services Inc.|13225
HAE|HAEMONETICS CP|HSBC|HSBC Securities, Inc.|3401
HAE|HAEMONETICS CP|IATS|INTERACTIVE BROKERS LLC|7456
HAE|HAEMONETICS CP|IBKR|Interactive Brokers Llc|7337
HAE|HAEMONETICS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
HAE|HAEMONETICS CP|ICBX|INSTINET, LLC|60701
HAE|HAEMONETICS CP|IEQY|CITADEL SECURITIES LLC|57274
HAE|HAEMONETICS CP|INCA|INSTINET, LLC|223753
HAE|HAEMONETICS CP|INJX|INSTINET, LLC|8393
HAE|HAEMONETICS CP|ITGI|ITG Inc.|68933
HAE|HAEMONETICS CP|ITGP|ITG INC.|145600
HAE|HAEMONETICS CP|JANY|Janney Montgomery Scott Inc.|12813
HAE|HAEMONETICS CP|JEFF|JEFFERIES LLC|107372
HAE|HAEMONETICS CP|JMPT|JUMP TRADING, LLC|60094
HAE|HAEMONETICS CP|JONE|JonesTrading|500
HAE|HAEMONETICS CP|JPBX|J.P. MORGAN SECURITIES LLC|41269
HAE|HAEMONETICS CP|JPMX|J.P. Morgan Securities LLC|521244
HAE|HAEMONETICS CP|JSJX|JANE STREET CAPITAL LLC|10870
HAE|HAEMONETICS CP|KCGM|VIRTU Americas LLC|40788
HAE|HAEMONETICS CP|LEHM|Barclays Capital Inc./Le|340637
HAE|HAEMONETICS CP|LIME|Lime Brokerage LLC|11314
HAE|HAEMONETICS CP|LSCI|Lek Securities Corporation|2012
HAE|HAEMONETICS CP|MBTS|ALLY INVEST SECURITIES LLC|12
HAE|HAEMONETICS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90232
HAE|HAEMONETICS CP|MOTF|MOTIF INVESTING, INC.|11
HAE|HAEMONETICS CP|MSCO|MORGAN STANLEY & CO. LLC|1831977
HAE|HAEMONETICS CP|MSPL|MORGAN STANLEY & CO. LLC|487800
HAE|HAEMONETICS CP|MSTX|MORGAN STANLEY & CO. LLC|136800
HAE|HAEMONETICS CP|NFSC|National Financial Services LLC|156651
HAE|HAEMONETICS CP|NITE|VIRTU Americas LLC|237742
HAE|HAEMONETICS CP|NITP|VIRTU Americas LLC|100
HAE|HAEMONETICS CP|NQRB|Brut, LLC|4934
HAE|HAEMONETICS CP|NTRC|Northern Trust Securities, Inc.|596
HAE|HAEMONETICS CP|ONEL|O'NEIL SECURITIES, INCORPORATED|470
HAE|HAEMONETICS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|295
HAE|HAEMONETICS CP|PDQM|CODA MARKETS, INC.|217502
HAE|HAEMONETICS CP|PIPR|Piper Jaffray & Co.|2237
HAE|HAEMONETICS CP|PWJC|UBS Financial Services, Inc.|6178
HAE|HAEMONETICS CP|QMSR|QUATTRO M SECURITIES INC.|700
HAE|HAEMONETICS CP|RBCM|RBC CAPITAL MARKETS, LLC|20192
HAE|HAEMONETICS CP|SAGL|SAGETRADER, LLC|17978
HAE|HAEMONETICS CP|SBSH|Citigroup Global Markets Inc.|267906
HAE|HAEMONETICS CP|SEIC|SEI Investments Distribution Co.|100
HAE|HAEMONETICS CP|SGMT|GOLDMAN SACHS & CO. LLC|128012
HAE|HAEMONETICS CP|SPDR|SPEEDROUTE LLC|7707
HAE|HAEMONETICS CP|STFL|Stifel, Nicolaus & Company, Incorporated|6295
HAE|HAEMONETICS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4331
HAE|HAEMONETICS CP|SWIM|TD Ameritrade, Inc.|17140
HAE|HAEMONETICS CP|SWST|Hilltop Securities Inc.|2914
HAE|HAEMONETICS CP|TKNG|ALLY INVEST SECURITIES LLC|205
HAE|HAEMONETICS CP|TRBT|Tradebot Systems, Inc.|240579
HAE|HAEMONETICS CP|TRCM|TRC MARKETS LLC|72409
HAE|HAEMONETICS CP|TWTT|TASTYWORKS, INC.|17
HAE|HAEMONETICS CP|UBSA|UBS SECURITIES LLC|509133
HAE|HAEMONETICS CP|UBSS|UBS Securities LLC|817332
HAE|HAEMONETICS CP|VALX|VIRTU AMERICAS LLC|17167
HAE|HAEMONETICS CP|VGRD|Vanguard Marketing Corporation|3144
HAE|HAEMONETICS CP|WABR|Wall Street Access|1300
HAE|HAEMONETICS CP|WBLR|WILLIAM BLAIR|402
HAE|HAEMONETICS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
HAE|HAEMONETICS CP|WCHV|WELLS FARGO SECURITIES, LLC|28277
HAE|HAEMONETICS CP|WDNX|WEEDEN & CO.L.P.|40
HAE|HAEMONETICS CP|WEDB|WEDBUSH SECURITIES INC.|2824
HAE|HAEMONETICS CP|WEED|Weeden & Co.L.P.|1250
HAE|HAEMONETICS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|115
HAE|HAEMONETICS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3044
HAE|HAEMONETICS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|60
HAE|HAEMONETICS CP|WSEA|WOLVERINE SECURITIES, LLC|816
HAE|HAEMONETICS CP|XIST|INSTINET, LLC|73602
HAE|HAEMONETICS CP|XPQR|Jump Trading|1500
HAE|HAEMONETICS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|34598
HAE|HAEMONETICS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|11659
HAE|HAEMONETICS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2479
HAFC|HANMI FINANCIAL CP|APCC|Apex Clearing Corporation|4
HAFC|HANMI FINANCIAL CP|BATM|CBOE TRADING, INC.|496
HAFC|HANMI FINANCIAL CP|BERN|Sanford C. Bernstein & Co., LLC|5475
HAFC|HANMI FINANCIAL CP|BIDS|BIDS TRADING L.P.|14400
HAFC|HANMI FINANCIAL CP|BLKX|INSTINET, LLC|5000
HAFC|HANMI FINANCIAL CP|BMOC|BMO Capital Markets Corp.|5063
HAFC|HANMI FINANCIAL CP|BNKS|Fig Partners, LLC|2985
HAFC|HANMI FINANCIAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|11850
HAFC|HANMI FINANCIAL CP|BRVL|BLAYLOCK VAN, LLC|600
HAFC|HANMI FINANCIAL CP|BTIG|BTIG, LLC|858
HAFC|HANMI FINANCIAL CP|BZYD|GOLDMAN SACHS & CO. LLC|3818
HAFC|HANMI FINANCIAL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|10200
HAFC|HANMI FINANCIAL CP|CHAS|Charles Schwab & Co., Inc.|3875
HAFC|HANMI FINANCIAL CP|CIST|Capital Institutional Services, Inc.|1518
HAFC|HANMI FINANCIAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40957
HAFC|HANMI FINANCIAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
HAFC|HANMI FINANCIAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44600
HAFC|HANMI FINANCIAL CP|CTDL|Citadel Derivatives Group Llc|6791
HAFC|HANMI FINANCIAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8464
HAFC|HANMI FINANCIAL CP|DBAB|Deutsche Bank Securities Inc.|128391
HAFC|HANMI FINANCIAL CP|DBAX|Deutsche Bank Securities Inc.|26500
HAFC|HANMI FINANCIAL CP|DEAN|MORGAN STANLEY|100
HAFC|HANMI FINANCIAL CP|DEGS|RONIN PROFESSIONAL LLC|1300
HAFC|HANMI FINANCIAL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|222
HAFC|HANMI FINANCIAL CP|EBXL|EBX LLC|54000
HAFC|HANMI FINANCIAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
HAFC|HANMI FINANCIAL CP|EDJO|Edward D. Jones & Co., L.P.|442
HAFC|HANMI FINANCIAL CP|EGAM|CBOE TRADING, INC.|3802
HAFC|HANMI FINANCIAL CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
HAFC|HANMI FINANCIAL CP|EGXM|CBOE TRADING, INC.|334
HAFC|HANMI FINANCIAL CP|ETBE|Electronic Transaction Clearing, Inc.|2
HAFC|HANMI FINANCIAL CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
HAFC|HANMI FINANCIAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16930
HAFC|HANMI FINANCIAL CP|ETRS|E*Trade Securities LLC|8578
HAFC|HANMI FINANCIAL CP|FBCO|Credit Suisse Securities (USA) LLC|264804
HAFC|HANMI FINANCIAL CP|FMAF|NBCN Inc./ CDS|100
HAFC|HANMI FINANCIAL CP|FOMA|TD AMERITRADE CLEARING, INC.|9932
HAFC|HANMI FINANCIAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
HAFC|HANMI FINANCIAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7407
HAFC|HANMI FINANCIAL CP|FTBR|Foliofn Investments, Inc.|78
HAFC|HANMI FINANCIAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|10965
HAFC|HANMI FINANCIAL CP|GLPX|ACS EXECUTION SERVICES, LLC|2088
HAFC|HANMI FINANCIAL CP|GSCO|GOLDMAN SACHS & CO. LLC|452649
HAFC|HANMI FINANCIAL CP|GSCS|GOLDMAN SACHS & CO. LLC|14133
HAFC|HANMI FINANCIAL CP|GSLT|GOLDMAN SACHS & CO. LLC|1433
HAFC|HANMI FINANCIAL CP|GTSZ|GTS SECURITIES LLC|3834
HAFC|HANMI FINANCIAL CP|GUGS|Guggenheim Securities, LLC|14400
HAFC|HANMI FINANCIAL CP|HAPX|HAP Trading, LLC|11
HAFC|HANMI FINANCIAL CP|HSBC|HSBC Securities, Inc.|600
HAFC|HANMI FINANCIAL CP|IBKR|Interactive Brokers Llc|7923
HAFC|HANMI FINANCIAL CP|ICBX|INSTINET, LLC|25600
HAFC|HANMI FINANCIAL CP|IEQY|CITADEL SECURITIES LLC|22581
HAFC|HANMI FINANCIAL CP|INCA|INSTINET, LLC|188738
HAFC|HANMI FINANCIAL CP|INJX|INSTINET, LLC|17549
HAFC|HANMI FINANCIAL CP|ITGI|ITG Inc.|45649
HAFC|HANMI FINANCIAL CP|ITGP|ITG INC.|14600
HAFC|HANMI FINANCIAL CP|JANY|Janney Montgomery Scott Inc.|246
HAFC|HANMI FINANCIAL CP|JEFF|JEFFERIES LLC|68693
HAFC|HANMI FINANCIAL CP|JMPT|JUMP TRADING, LLC|3565
HAFC|HANMI FINANCIAL CP|JPBX|J.P. MORGAN SECURITIES LLC|4682
HAFC|HANMI FINANCIAL CP|JPMX|J.P. Morgan Securities LLC|58953
HAFC|HANMI FINANCIAL CP|KBWI|Keefe, Bruyette & Woods, Inc.|25000
HAFC|HANMI FINANCIAL CP|KCGM|VIRTU Americas LLC|8380
HAFC|HANMI FINANCIAL CP|KCRD|PHX FINANCIAL, INC.|58
HAFC|HANMI FINANCIAL CP|LEHM|Barclays Capital Inc./Le|178219
HAFC|HANMI FINANCIAL CP|LIME|Lime Brokerage LLC|95662
HAFC|HANMI FINANCIAL CP|LQNA|LIQUIDNET, INC.|34000
HAFC|HANMI FINANCIAL CP|MAXM|Maxim Group LLC|1939
HAFC|HANMI FINANCIAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27284
HAFC|HANMI FINANCIAL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1141
HAFC|HANMI FINANCIAL CP|MSCO|MORGAN STANLEY & CO. LLC|378934
HAFC|HANMI FINANCIAL CP|MSPL|MORGAN STANLEY & CO. LLC|25600
HAFC|HANMI FINANCIAL CP|MSTX|MORGAN STANLEY & CO. LLC|3500
HAFC|HANMI FINANCIAL CP|NFSC|National Financial Services LLC|9805
HAFC|HANMI FINANCIAL CP|NITE|VIRTU Americas LLC|28038
HAFC|HANMI FINANCIAL CP|NITP|VIRTU Americas LLC|600
HAFC|HANMI FINANCIAL CP|NQRB|Brut, LLC|1400
HAFC|HANMI FINANCIAL CP|NTRC|Northern Trust Securities, Inc.|1392
HAFC|HANMI FINANCIAL CP|OPCO|Oppenheimer & Co. Inc.|166
HAFC|HANMI FINANCIAL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
HAFC|HANMI FINANCIAL CP|PDQM|CODA MARKETS, INC.|20080
HAFC|HANMI FINANCIAL CP|PWJC|UBS Financial Services, Inc.|469
HAFC|HANMI FINANCIAL CP|SAGW|SAGETRADER, LLC|200
HAFC|HANMI FINANCIAL CP|SBSH|Citigroup Global Markets Inc.|61015
HAFC|HANMI FINANCIAL CP|SDLR|Sandler, O'Neill & Partners, L.P.|12000
HAFC|HANMI FINANCIAL CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|200
HAFC|HANMI FINANCIAL CP|SGMT|GOLDMAN SACHS & CO. LLC|41795
HAFC|HANMI FINANCIAL CP|SPDR|SPEEDROUTE LLC|200
HAFC|HANMI FINANCIAL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|78000
HAFC|HANMI FINANCIAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|236
HAFC|HANMI FINANCIAL CP|SWST|Hilltop Securities Inc.|735
HAFC|HANMI FINANCIAL CP|TRBT|Tradebot Systems, Inc.|8737
HAFC|HANMI FINANCIAL CP|TRCM|TRC MARKETS LLC|38786
HAFC|HANMI FINANCIAL CP|UBSA|UBS SECURITIES LLC|162732
HAFC|HANMI FINANCIAL CP|UBSS|UBS Securities LLC|228638
HAFC|HANMI FINANCIAL CP|VALX|VIRTU AMERICAS LLC|9294
HAFC|HANMI FINANCIAL CP|WCHV|WELLS FARGO SECURITIES, LLC|5492
HAFC|HANMI FINANCIAL CP|WEDB|WEDBUSH SECURITIES INC.|1438
HAFC|HANMI FINANCIAL CP|WEED|Weeden & Co.L.P.|8800
HAFC|HANMI FINANCIAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
HAFC|HANMI FINANCIAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
HAFC|HANMI FINANCIAL CP|WSEA|WOLVERINE SECURITIES, LLC|17
HAFC|HANMI FINANCIAL CP|XIST|INSTINET, LLC|16456
HAFC|HANMI FINANCIAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
HAHA|CSOP CHINA CSI 300 A|NFSC|National Financial Services LLC|105
HAIN|HAIN CELESTIAL GRP##|ABLE|NATIXIS Securities Americas LLC|237900
HAIN|HAIN CELESTIAL GRP##|AGIS|Aegis Capital Corp.|5400
HAIN|HAIN CELESTIAL GRP##|ALTX|Alternet Securities Inc.|8196
HAIN|HAIN CELESTIAL GRP##|ANOS|ABEL/NOSER, L.L.C.|1034
HAIN|HAIN CELESTIAL GRP##|APCC|Apex Clearing Corporation|11159
HAIN|HAIN CELESTIAL GRP##|AQUA|AQUA SECURITIES L.P.|113000
HAIN|HAIN CELESTIAL GRP##|BANK|Primevest Financial Services, Inc.|282
HAIN|HAIN CELESTIAL GRP##|BARD|Robert W. Baird & Co. Incorporated|7423
HAIN|HAIN CELESTIAL GRP##|BATM|CBOE TRADING, INC.|15847
HAIN|HAIN CELESTIAL GRP##|BAYT|BTIG, LLC|500
HAIN|HAIN CELESTIAL GRP##|BBNT|BB&T SECURITIES, LLC|622
HAIN|HAIN CELESTIAL GRP##|BERN|Sanford C. Bernstein & Co., LLC|350710
HAIN|HAIN CELESTIAL GRP##|BIMI|Banca IMI Securities Corp.|1700
HAIN|HAIN CELESTIAL GRP##|BKCM|BNY Mellon Capital Markets LLC|19691
HAIN|HAIN CELESTIAL GRP##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16947
HAIN|HAIN CELESTIAL GRP##|BLKX|INSTINET, LLC|5000
HAIN|HAIN CELESTIAL GRP##|BNPX|BNP PARIBAS SECURITIES CORP.|45588
HAIN|HAIN CELESTIAL GRP##|BRVL|BLAYLOCK VAN, LLC|2500
HAIN|HAIN CELESTIAL GRP##|BTIG|BTIG, LLC|31105
HAIN|HAIN CELESTIAL GRP##|BYXM|CBOE TRADING, INC.|5186
HAIN|HAIN CELESTIAL GRP##|BZYD|GOLDMAN SACHS & CO. LLC|1433
HAIN|HAIN CELESTIAL GRP##|CANT|Cantor Fitzgerald & Co.|21131
HAIN|HAIN CELESTIAL GRP##|CHAS|Charles Schwab & Co., Inc.|17568
HAIN|HAIN CELESTIAL GRP##|CICF|Canaccord Genuity Corp.|2000
HAIN|HAIN CELESTIAL GRP##|CIST|Capital Institutional Services, Inc.|6163
HAIN|HAIN CELESTIAL GRP##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|95002
HAIN|HAIN CELESTIAL GRP##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8909
HAIN|HAIN CELESTIAL GRP##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
HAIN|HAIN CELESTIAL GRP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|707712
HAIN|HAIN CELESTIAL GRP##|CTDL|Citadel Derivatives Group Llc|51200
HAIN|HAIN CELESTIAL GRP##|CTLR|CUTLER GROUP, LP|500
HAIN|HAIN CELESTIAL GRP##|CXCX|CITIGROUP GLOBAL MARKETS INC.|73430
HAIN|HAIN CELESTIAL GRP##|DBAB|Deutsche Bank Securities Inc.|1248974
HAIN|HAIN CELESTIAL GRP##|DBAX|Deutsche Bank Securities Inc.|658300
HAIN|HAIN CELESTIAL GRP##|DBUL|Deutsche Bank Securities Inc.|15050
HAIN|HAIN CELESTIAL GRP##|DEAN|MORGAN STANLEY|41078
HAIN|HAIN CELESTIAL GRP##|DEGS|RONIN PROFESSIONAL LLC|9462
HAIN|HAIN CELESTIAL GRP##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7055
HAIN|HAIN CELESTIAL GRP##|DOTC|Dougherty & Company LLC|655
HAIN|HAIN CELESTIAL GRP##|EBXL|EBX LLC|242100
HAIN|HAIN CELESTIAL GRP##|ECUT|CONVERGEX EXECUTION SOLUTIONS|44757
HAIN|HAIN CELESTIAL GRP##|EDJO|Edward D. Jones & Co., L.P.|28997
HAIN|HAIN CELESTIAL GRP##|EGAM|CBOE TRADING, INC.|14100
HAIN|HAIN CELESTIAL GRP##|EGAW|CBOE TRADING, INC.|1700
HAIN|HAIN CELESTIAL GRP##|EGMT|EG MARKET TECHNOLOGIES LLC|720
HAIN|HAIN CELESTIAL GRP##|EGXM|CBOE TRADING, INC.|6008
HAIN|HAIN CELESTIAL GRP##|EGXW|CBOE TRADING, INC.|90
HAIN|HAIN CELESTIAL GRP##|ESPO|ESPOSITO SECURITIES, LLC|49
HAIN|HAIN CELESTIAL GRP##|ETBE|Electronic Transaction Clearing, Inc.|49427
HAIN|HAIN CELESTIAL GRP##|ETCC|Electronic Transaction Clearing, Inc.|1660
HAIN|HAIN CELESTIAL GRP##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17076
HAIN|HAIN CELESTIAL GRP##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45037
HAIN|HAIN CELESTIAL GRP##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
HAIN|HAIN CELESTIAL GRP##|ETRS|E*Trade Securities LLC|647365
HAIN|HAIN CELESTIAL GRP##|FBCO|Credit Suisse Securities (USA) LLC|876805
HAIN|HAIN CELESTIAL GRP##|FILL|Tradestation Securities, Inc.|31831
HAIN|HAIN CELESTIAL GRP##|FINX|FINTECH SECURITIES|1350
HAIN|HAIN CELESTIAL GRP##|FMAF|NBCN Inc./ CDS|7692
HAIN|HAIN CELESTIAL GRP##|FOMA|TD AMERITRADE CLEARING, INC.|478596
HAIN|HAIN CELESTIAL GRP##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4273
HAIN|HAIN CELESTIAL GRP##|FQLS|Quantlab Securities LP|844898
HAIN|HAIN CELESTIAL GRP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|209369
HAIN|HAIN CELESTIAL GRP##|FTBR|Foliofn Investments, Inc.|4205
HAIN|HAIN CELESTIAL GRP##|GEBB|GLOBAL EXECUTION BROKERS, LP|66995
HAIN|HAIN CELESTIAL GRP##|GLPX|ACS EXECUTION SERVICES, LLC|24928
HAIN|HAIN CELESTIAL GRP##|GSCO|GOLDMAN SACHS & CO. LLC|1876662
HAIN|HAIN CELESTIAL GRP##|GSCS|GOLDMAN SACHS & CO. LLC|43432
HAIN|HAIN CELESTIAL GRP##|GSLT|GOLDMAN SACHS & CO. LLC|13054
HAIN|HAIN CELESTIAL GRP##|GTSZ|GTS SECURITIES LLC|141951
HAIN|HAIN CELESTIAL GRP##|HAPX|HAP Trading, LLC|455
HAIN|HAIN CELESTIAL GRP##|HRBF|American Enterprise Investment Services Inc.|25920
HAIN|HAIN CELESTIAL GRP##|HSBC|HSBC Securities, Inc.|1200
HAIN|HAIN CELESTIAL GRP##|IATS|INTERACTIVE BROKERS LLC|52124
HAIN|HAIN CELESTIAL GRP##|IBKR|Interactive Brokers Llc|327140
HAIN|HAIN CELESTIAL GRP##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3992
HAIN|HAIN CELESTIAL GRP##|ICBX|INSTINET, LLC|57890
HAIN|HAIN CELESTIAL GRP##|IEQY|CITADEL SECURITIES LLC|168241
HAIN|HAIN CELESTIAL GRP##|INCA|INSTINET, LLC|989176
HAIN|HAIN CELESTIAL GRP##|INJX|INSTINET, LLC|139408
HAIN|HAIN CELESTIAL GRP##|ITGI|ITG Inc.|161015
HAIN|HAIN CELESTIAL GRP##|ITGP|ITG INC.|232600
HAIN|HAIN CELESTIAL GRP##|JANY|Janney Montgomery Scott Inc.|13000
HAIN|HAIN CELESTIAL GRP##|JEFF|JEFFERIES LLC|457096
HAIN|HAIN CELESTIAL GRP##|JHDR|J.H. Darbie & Co., Inc.|1000
HAIN|HAIN CELESTIAL GRP##|JMPT|JUMP TRADING, LLC|195233
HAIN|HAIN CELESTIAL GRP##|JPBX|J.P. MORGAN SECURITIES LLC|171611
HAIN|HAIN CELESTIAL GRP##|JPMX|J.P. Morgan Securities LLC|576708
HAIN|HAIN CELESTIAL GRP##|JSCL|JOSEPH STONE CAPITAL L.L.C.|1000
HAIN|HAIN CELESTIAL GRP##|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
HAIN|HAIN CELESTIAL GRP##|JSJX|JANE STREET CAPITAL LLC|128590
HAIN|HAIN CELESTIAL GRP##|JUTA|JUMP TRADING, LLC|1200
HAIN|HAIN CELESTIAL GRP##|KCGM|VIRTU Americas LLC|82149
HAIN|HAIN CELESTIAL GRP##|LEHM|Barclays Capital Inc./Le|1711286
HAIN|HAIN CELESTIAL GRP##|LIME|Lime Brokerage LLC|322735
HAIN|HAIN CELESTIAL GRP##|LOOP|Loop Capital Markets LLC|223
HAIN|HAIN CELESTIAL GRP##|LQNA|LIQUIDNET, INC.|122500
HAIN|HAIN CELESTIAL GRP##|LSCI|Lek Securities Corporation|361
HAIN|HAIN CELESTIAL GRP##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|650
HAIN|HAIN CELESTIAL GRP##|MACC|Mid Atlantic Capital Corporation|75
HAIN|HAIN CELESTIAL GRP##|MAXM|Maxim Group LLC|10108
HAIN|HAIN CELESTIAL GRP##|MBTS|ALLY INVEST SECURITIES LLC|21112
HAIN|HAIN CELESTIAL GRP##|MCMF|Raymond James Ltd. Cds|440
HAIN|HAIN CELESTIAL GRP##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|147870
HAIN|HAIN CELESTIAL GRP##|MOTF|MOTIF INVESTING, INC.|5
HAIN|HAIN CELESTIAL GRP##|MSCO|MORGAN STANLEY & CO. LLC|5405580
HAIN|HAIN CELESTIAL GRP##|MSPL|MORGAN STANLEY & CO. LLC|645100
HAIN|HAIN CELESTIAL GRP##|MSTX|MORGAN STANLEY & CO. LLC|292700
HAIN|HAIN CELESTIAL GRP##|NBCS|NBC Securities, INC.|150
HAIN|HAIN CELESTIAL GRP##|NEUB|NEUBERGER BERMAN BD LLC|4776
HAIN|HAIN CELESTIAL GRP##|NFSC|National Financial Services LLC|836316
HAIN|HAIN CELESTIAL GRP##|NITE|VIRTU Americas LLC|1464914
HAIN|HAIN CELESTIAL GRP##|NITP|VIRTU Americas LLC|4477
HAIN|HAIN CELESTIAL GRP##|NMRA|Nomura Securities International, Inc.|3200
HAIN|HAIN CELESTIAL GRP##|NQRB|Brut, LLC|24558
HAIN|HAIN CELESTIAL GRP##|NTRC|Northern Trust Securities, Inc.|1170
HAIN|HAIN CELESTIAL GRP##|OHOS|TWO SIGMA SECURITIES, LLC|196808
HAIN|HAIN CELESTIAL GRP##|ONEL|O'NEIL SECURITIES, INCORPORATED|86
HAIN|HAIN CELESTIAL GRP##|OPCO|Oppenheimer & Co. Inc.|11105
HAIN|HAIN CELESTIAL GRP##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4273
HAIN|HAIN CELESTIAL GRP##|PDQM|CODA MARKETS, INC.|41422
HAIN|HAIN CELESTIAL GRP##|PHLY|NASDAQ Execution Services, LLC|2000
HAIN|HAIN CELESTIAL GRP##|PICT|Pictet Overseas Inc.|4500
HAIN|HAIN CELESTIAL GRP##|PWJC|UBS Financial Services, Inc.|4933
HAIN|HAIN CELESTIAL GRP##|RAAA|RICHARD JAMES & ASSOCIATES, INC.|600
HAIN|HAIN CELESTIAL GRP##|RAJA|Raymond James & Associates, Inc.|44548
HAIN|HAIN CELESTIAL GRP##|RBCM|RBC CAPITAL MARKETS, LLC|25116
HAIN|HAIN CELESTIAL GRP##|RGLD|Regal Securities, Inc|100
HAIN|HAIN CELESTIAL GRP##|SAGL|SAGETRADER, LLC|47739
HAIN|HAIN CELESTIAL GRP##|SAGW|SAGETRADER, LLC|871
HAIN|HAIN CELESTIAL GRP##|SALI|INTL FCSTONE FINANCIAL INC.|2300
HAIN|HAIN CELESTIAL GRP##|SBSH|Citigroup Global Markets Inc.|372874
HAIN|HAIN CELESTIAL GRP##|SEIC|SEI Investments Distribution Co.|2846
HAIN|HAIN CELESTIAL GRP##|SGMT|GOLDMAN SACHS & CO. LLC|225138
HAIN|HAIN CELESTIAL GRP##|SPDR|SPEEDROUTE LLC|5309
HAIN|HAIN CELESTIAL GRP##|SPHN|Stephens Inc.|813
HAIN|HAIN CELESTIAL GRP##|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
HAIN|HAIN CELESTIAL GRP##|STFL|Stifel, Nicolaus & Company, Incorporated|29873
HAIN|HAIN CELESTIAL GRP##|STKP|STOCKPILE INVESTMENTS, INC.|298
HAIN|HAIN CELESTIAL GRP##|SWIM|TD Ameritrade, Inc.|522610
HAIN|HAIN CELESTIAL GRP##|SWST|Hilltop Securities Inc.|63384
HAIN|HAIN CELESTIAL GRP##|TKNG|ALLY INVEST SECURITIES LLC|15149
HAIN|HAIN CELESTIAL GRP##|TONC|CUTTONE & CO., LLC|3890
HAIN|HAIN CELESTIAL GRP##|TRBT|Tradebot Systems, Inc.|556308
HAIN|HAIN CELESTIAL GRP##|TRCM|TRC MARKETS LLC|276950
HAIN|HAIN CELESTIAL GRP##|TRIP|Trident Partners Ltd.|25321
HAIN|HAIN CELESTIAL GRP##|TWTT|TASTYWORKS, INC.|100
HAIN|HAIN CELESTIAL GRP##|UBSA|UBS SECURITIES LLC|663169
HAIN|HAIN CELESTIAL GRP##|UBSS|UBS Securities LLC|1330357
HAIN|HAIN CELESTIAL GRP##|VALX|VIRTU AMERICAS LLC|6335
HAIN|HAIN CELESTIAL GRP##|VERT|The Vertical Trading Group, LLC|605
HAIN|HAIN CELESTIAL GRP##|VGRD|Vanguard Marketing Corporation|22164
HAIN|HAIN CELESTIAL GRP##|WBPX|SUMMIT SECURITIES GROUP, LLC|14512
HAIN|HAIN CELESTIAL GRP##|WCHV|WELLS FARGO SECURITIES, LLC|206051
HAIN|HAIN CELESTIAL GRP##|WDNX|WEEDEN & CO.L.P.|16762
HAIN|HAIN CELESTIAL GRP##|WEDB|WEDBUSH SECURITIES INC.|3466
HAIN|HAIN CELESTIAL GRP##|WEED|Weeden & Co.L.P.|2389
HAIN|HAIN CELESTIAL GRP##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27351
HAIN|HAIN CELESTIAL GRP##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73922
HAIN|HAIN CELESTIAL GRP##|WGIF|CIBC World Markets Inc.|6002
HAIN|HAIN CELESTIAL GRP##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|463
HAIN|HAIN CELESTIAL GRP##|WSEA|WOLVERINE SECURITIES, LLC|53656
HAIN|HAIN CELESTIAL GRP##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2700
HAIN|HAIN CELESTIAL GRP##|XIST|INSTINET, LLC|125202
HAIN|HAIN CELESTIAL GRP##|XPQR|Jump Trading|1800
HAIN|HAIN CELESTIAL GRP##|XSTM|NATIONAL FINANCIAL SERVICES LLC|102454
HAIN|HAIN CELESTIAL GRP##|YKNA|COMHAR CAPITAL MARKETS, LLC|2110
HAIN|HAIN CELESTIAL GRP##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9241
HAIR|RESTRATION ROBTIC CM|ALTX|Alternet Securities Inc.|500
HAIR|RESTRATION ROBTIC CM|APCC|Apex Clearing Corporation|10225
HAIR|RESTRATION ROBTIC CM|BATM|CBOE TRADING, INC.|1200
HAIR|RESTRATION ROBTIC CM|BAYC|BAY CREST PARTNERS, LLC|241
HAIR|RESTRATION ROBTIC CM|BMOC|BMO Capital Markets Corp.|554
HAIR|RESTRATION ROBTIC CM|BNPX|BNP PARIBAS SECURITIES CORP.|298
HAIR|RESTRATION ROBTIC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4044
HAIR|RESTRATION ROBTIC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2190
HAIR|RESTRATION ROBTIC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9301
HAIR|RESTRATION ROBTIC CM|CTDL|Citadel Derivatives Group Llc|7718
HAIR|RESTRATION ROBTIC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|130
HAIR|RESTRATION ROBTIC CM|DBAB|Deutsche Bank Securities Inc.|28499
HAIR|RESTRATION ROBTIC CM|DBAX|Deutsche Bank Securities Inc.|9400
HAIR|RESTRATION ROBTIC CM|DEGS|RONIN PROFESSIONAL LLC|54725
HAIR|RESTRATION ROBTIC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
HAIR|RESTRATION ROBTIC CM|EBXL|EBX LLC|18400
HAIR|RESTRATION ROBTIC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|7527
HAIR|RESTRATION ROBTIC CM|EDJO|Edward D. Jones & Co., L.P.|2115
HAIR|RESTRATION ROBTIC CM|EGAM|CBOE TRADING, INC.|680
HAIR|RESTRATION ROBTIC CM|EGXM|CBOE TRADING, INC.|1126
HAIR|RESTRATION ROBTIC CM|ETBE|Electronic Transaction Clearing, Inc.|612
HAIR|RESTRATION ROBTIC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1407
HAIR|RESTRATION ROBTIC CM|ETRS|E*Trade Securities LLC|88261
HAIR|RESTRATION ROBTIC CM|FBCO|Credit Suisse Securities (USA) LLC|30731
HAIR|RESTRATION ROBTIC CM|FILL|Tradestation Securities, Inc.|2700
HAIR|RESTRATION ROBTIC CM|FOMA|TD AMERITRADE CLEARING, INC.|144368
HAIR|RESTRATION ROBTIC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3073
HAIR|RESTRATION ROBTIC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6419
HAIR|RESTRATION ROBTIC CM|GLPX|ACS EXECUTION SERVICES, LLC|5051
HAIR|RESTRATION ROBTIC CM|GSCO|GOLDMAN SACHS & CO. LLC|124796
HAIR|RESTRATION ROBTIC CM|GSCS|GOLDMAN SACHS & CO. LLC|1000
HAIR|RESTRATION ROBTIC CM|GSLT|GOLDMAN SACHS & CO. LLC|732
HAIR|RESTRATION ROBTIC CM|GTSZ|GTS SECURITIES LLC|9915
HAIR|RESTRATION ROBTIC CM|HRBF|American Enterprise Investment Services Inc.|577
HAIR|RESTRATION ROBTIC CM|IATS|INTERACTIVE BROKERS LLC|29708
HAIR|RESTRATION ROBTIC CM|IBKR|Interactive Brokers Llc|221696
HAIR|RESTRATION ROBTIC CM|ICBX|INSTINET, LLC|3700
HAIR|RESTRATION ROBTIC CM|IEQY|CITADEL SECURITIES LLC|1851
HAIR|RESTRATION ROBTIC CM|INCA|INSTINET, LLC|78984
HAIR|RESTRATION ROBTIC CM|INJX|INSTINET, LLC|462
HAIR|RESTRATION ROBTIC CM|ITGI|ITG Inc.|138770
HAIR|RESTRATION ROBTIC CM|ITGP|ITG INC.|4200
HAIR|RESTRATION ROBTIC CM|JEFF|JEFFERIES LLC|590
HAIR|RESTRATION ROBTIC CM|JMPT|JUMP TRADING, LLC|2294
HAIR|RESTRATION ROBTIC CM|JPMX|J.P. Morgan Securities LLC|12948
HAIR|RESTRATION ROBTIC CM|JSJX|JANE STREET CAPITAL LLC|3001
HAIR|RESTRATION ROBTIC CM|KCGM|VIRTU Americas LLC|1098
HAIR|RESTRATION ROBTIC CM|LEHM|Barclays Capital Inc./Le|27027
HAIR|RESTRATION ROBTIC CM|LIME|Lime Brokerage LLC|65475
HAIR|RESTRATION ROBTIC CM|LMGP|LIME BROKERAGE LLC|22537
HAIR|RESTRATION ROBTIC CM|LQNA|LIQUIDNET, INC.|56000
HAIR|RESTRATION ROBTIC CM|MAXM|Maxim Group LLC|64
HAIR|RESTRATION ROBTIC CM|MICA|Spartan Securities Group, Ltd.|20000
HAIR|RESTRATION ROBTIC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3700
HAIR|RESTRATION ROBTIC CM|MOTF|MOTIF INVESTING, INC.|1
HAIR|RESTRATION ROBTIC CM|MSCO|MORGAN STANLEY & CO. LLC|226126
HAIR|RESTRATION ROBTIC CM|MSPL|MORGAN STANLEY & CO. LLC|2900
HAIR|RESTRATION ROBTIC CM|MSTX|MORGAN STANLEY & CO. LLC|12400
HAIR|RESTRATION ROBTIC CM|NATL|National Securities Corporation|83447
HAIR|RESTRATION ROBTIC CM|NFSC|National Financial Services LLC|89963
HAIR|RESTRATION ROBTIC CM|NITE|VIRTU Americas LLC|256462
HAIR|RESTRATION ROBTIC CM|NITP|VIRTU Americas LLC|9172
HAIR|RESTRATION ROBTIC CM|NQRB|Brut, LLC|1819
HAIR|RESTRATION ROBTIC CM|OPCO|Oppenheimer & Co. Inc.|1000
HAIR|RESTRATION ROBTIC CM|PCPT|PHILLIP CAPITAL INC.|4
HAIR|RESTRATION ROBTIC CM|PDQM|CODA MARKETS, INC.|7806
HAIR|RESTRATION ROBTIC CM|RBCM|RBC CAPITAL MARKETS, LLC|200
HAIR|RESTRATION ROBTIC CM|SAGL|SAGETRADER, LLC|2010
HAIR|RESTRATION ROBTIC CM|SBSH|Citigroup Global Markets Inc.|7690
HAIR|RESTRATION ROBTIC CM|SGMT|GOLDMAN SACHS & CO. LLC|5178
HAIR|RESTRATION ROBTIC CM|SPDR|SPEEDROUTE LLC|30238
HAIR|RESTRATION ROBTIC CM|STFL|Stifel, Nicolaus & Company, Incorporated|300
HAIR|RESTRATION ROBTIC CM|SWIM|TD Ameritrade, Inc.|15758
HAIR|RESTRATION ROBTIC CM|TKNG|ALLY INVEST SECURITIES LLC|10061
HAIR|RESTRATION ROBTIC CM|TRBT|Tradebot Systems, Inc.|112
HAIR|RESTRATION ROBTIC CM|TRCM|TRC MARKETS LLC|11678
HAIR|RESTRATION ROBTIC CM|TWTT|TASTYWORKS, INC.|650
HAIR|RESTRATION ROBTIC CM|UBSA|UBS SECURITIES LLC|59949
HAIR|RESTRATION ROBTIC CM|UBSS|UBS Securities LLC|403820
HAIR|RESTRATION ROBTIC CM|VALX|VIRTU AMERICAS LLC|2588
HAIR|RESTRATION ROBTIC CM|VGRD|Vanguard Marketing Corporation|2606
HAIR|RESTRATION ROBTIC CM|WCHV|WELLS FARGO SECURITIES, LLC|19436
HAIR|RESTRATION ROBTIC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|403
HAIR|RESTRATION ROBTIC CM|WGIF|CIBC World Markets Inc.|1000
HAIR|RESTRATION ROBTIC CM|WSEA|WOLVERINE SECURITIES, LLC|10016
HAL|HALLIBURTON CO|ABLE|NATIXIS Securities Americas LLC|1784891
HAL|HALLIBURTON CO|ACLP|ALEXANDER CAPITAL, L.P.|13
HAL|HALLIBURTON CO|ADAM|CANACCORD GENUITY INC.|102831
HAL|HALLIBURTON CO|AGIS|Aegis Capital Corp.|1228
HAL|HALLIBURTON CO|ALTX|Alternet Securities Inc.|54125
HAL|HALLIBURTON CO|ANOS|ABEL/NOSER, L.L.C.|100
HAL|HALLIBURTON CO|APCC|Apex Clearing Corporation|21836
HAL|HALLIBURTON CO|AQUA|AQUA SECURITIES L.P.|4500
HAL|HALLIBURTON CO|BALE|M&T SECURITIES, INC.|974
HAL|HALLIBURTON CO|BANK|Primevest Financial Services, Inc.|778
HAL|HALLIBURTON CO|BARD|Robert W. Baird & Co. Incorporated|18215
HAL|HALLIBURTON CO|BATM|CBOE TRADING, INC.|38336
HAL|HALLIBURTON CO|BAYC|BAY CREST PARTNERS, LLC|1100
HAL|HALLIBURTON CO|BAYT|BTIG, LLC|12700
HAL|HALLIBURTON CO|BBNT|BB&T SECURITIES, LLC|7738
HAL|HALLIBURTON CO|BERN|Sanford C. Bernstein & Co., LLC|806038
HAL|HALLIBURTON CO|BIAD|SAGETRADER, LLC|768
HAL|HALLIBURTON CO|BIDS|BIDS TRADING L.P.|9300
HAL|HALLIBURTON CO|BIMI|Banca IMI Securities Corp.|10690
HAL|HALLIBURTON CO|BKCM|BNY Mellon Capital Markets LLC|1307
HAL|HALLIBURTON CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|99471
HAL|HALLIBURTON CO|BLKX|INSTINET, LLC|76000
HAL|HALLIBURTON CO|BMOC|BMO Capital Markets Corp.|138051
HAL|HALLIBURTON CO|BNCH|The Benchmark Company, LLC|30887
HAL|HALLIBURTON CO|BNPX|BNP PARIBAS SECURITIES CORP.|444601
HAL|HALLIBURTON CO|BRGE|Newbridge Securities Corp.|6389
HAL|HALLIBURTON CO|BTIG|BTIG, LLC|160728
HAL|HALLIBURTON CO|BYXM|CBOE TRADING, INC.|3713
HAL|HALLIBURTON CO|BZYD|GOLDMAN SACHS & CO. LLC|700
HAL|HALLIBURTON CO|CANT|Cantor Fitzgerald & Co.|12979
HAL|HALLIBURTON CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|162742
HAL|HALLIBURTON CO|CHAS|Charles Schwab & Co., Inc.|23158
HAL|HALLIBURTON CO|CIBP|CIBC World Markets Corp.|57580
HAL|HALLIBURTON CO|CICF|Canaccord Genuity Corp.|306
HAL|HALLIBURTON CO|CIOI|CITIGROUP GLOBAL MARKETS INC|236000
HAL|HALLIBURTON CO|CIST|Capital Institutional Services, Inc.|67906
HAL|HALLIBURTON CO|CLSA|CLSA AMERICAS, LLC|119348
HAL|HALLIBURTON CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1023339
HAL|HALLIBURTON CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12867
HAL|HALLIBURTON CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34355
HAL|HALLIBURTON CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2781402
HAL|HALLIBURTON CO|CTDE|CHOICETRADE|1
HAL|HALLIBURTON CO|CTDL|Citadel Derivatives Group Llc|92472
HAL|HALLIBURTON CO|CTLR|CUTLER GROUP, LP|900
HAL|HALLIBURTON CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|345322
HAL|HALLIBURTON CO|DADA|D.A. Davidson & Co.|3077
HAL|HALLIBURTON CO|DAVA|Davenport & Company LLC|56
HAL|HALLIBURTON CO|DBAB|Deutsche Bank Securities Inc.|2073499
HAL|HALLIBURTON CO|DBAX|Deutsche Bank Securities Inc.|2113600
HAL|HALLIBURTON CO|DBUL|Deutsche Bank Securities Inc.|22973
HAL|HALLIBURTON CO|DCHF|Dart Executions, LLC|61544
HAL|HALLIBURTON CO|DEAN|MORGAN STANLEY|69802
HAL|HALLIBURTON CO|DEGS|RONIN PROFESSIONAL LLC|13250
HAL|HALLIBURTON CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11429
HAL|HALLIBURTON CO|DRWK|DRW SECURITIES, L.L.C.|10198
HAL|HALLIBURTON CO|EBXL|EBX LLC|2047900
HAL|HALLIBURTON CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|370360
HAL|HALLIBURTON CO|EDJC|Edward Jones / CDS|3991
HAL|HALLIBURTON CO|EDJO|Edward D. Jones & Co., L.P.|79984
HAL|HALLIBURTON CO|EGAM|CBOE TRADING, INC.|59649
HAL|HALLIBURTON CO|EGAW|CBOE TRADING, INC.|1418
HAL|HALLIBURTON CO|EGMT|EG MARKET TECHNOLOGIES LLC|100
HAL|HALLIBURTON CO|EGXM|CBOE TRADING, INC.|29797
HAL|HALLIBURTON CO|EGXW|CBOE TRADING, INC.|237
HAL|HALLIBURTON CO|EROP|Eroom Securities L.L.C.|14000
HAL|HALLIBURTON CO|ETBE|Electronic Transaction Clearing, Inc.|91828
HAL|HALLIBURTON CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
HAL|HALLIBURTON CO|ETCB|ETC BROKERAGE SERVICES, LLC|22
HAL|HALLIBURTON CO|ETCC|Electronic Transaction Clearing, Inc.|1834
HAL|HALLIBURTON CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1300
HAL|HALLIBURTON CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35472
HAL|HALLIBURTON CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5244
HAL|HALLIBURTON CO|ETRS|E*Trade Securities LLC|813538
HAL|HALLIBURTON CO|FBSB|U.S. Bancorp Investments, Inc.|301
HAL|HALLIBURTON CO|FIDT|Fidelity Clearing Canada ULC./ CDS|3
HAL|HALLIBURTON CO|FILL|Tradestation Securities, Inc.|79909
HAL|HALLIBURTON CO|FINX|FINTECH SECURITIES|6698
HAL|HALLIBURTON CO|FMAF|NBCN Inc./ CDS|6668
HAL|HALLIBURTON CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35967
HAL|HALLIBURTON CO|FQLS|Quantlab Securities LP|2790306
HAL|HALLIBURTON CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|298030
HAL|HALLIBURTON CO|FTBR|Foliofn Investments, Inc.|12975
HAL|HALLIBURTON CO|GARC|ICAP Corporates LLC|43882
HAL|HALLIBURTON CO|GBMT|GBM International, Inc.|8535
HAL|HALLIBURTON CO|GEBB|GLOBAL EXECUTION BROKERS, LP|126891
HAL|HALLIBURTON CO|GLIS|TD Securities Inc|5284
HAL|HALLIBURTON CO|GLPX|ACS EXECUTION SERVICES, LLC|259658
HAL|HALLIBURTON CO|GSCO|GOLDMAN SACHS & CO. LLC|6918104
HAL|HALLIBURTON CO|GSCS|GOLDMAN SACHS & CO. LLC|186787
HAL|HALLIBURTON CO|GSLT|GOLDMAN SACHS & CO. LLC|94197
HAL|HALLIBURTON CO|GTSZ|GTS SECURITIES LLC|670048
HAL|HALLIBURTON CO|GUGS|Guggenheim Securities, LLC|12000
HAL|HALLIBURTON CO|HAPX|HAP Trading, LLC|10880
HAL|HALLIBURTON CO|HCTA|Hardcastle Trading USA LLC|203746
HAL|HALLIBURTON CO|HRBF|American Enterprise Investment Services Inc.|237974
HAL|HALLIBURTON CO|HSBC|HSBC Securities, Inc.|143650
HAL|HALLIBURTON CO|IATS|INTERACTIVE BROKERS LLC|115746
HAL|HALLIBURTON CO|IBKR|Interactive Brokers Llc|174056
HAL|HALLIBURTON CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7282
HAL|HALLIBURTON CO|ICBX|INSTINET, LLC|673401
HAL|HALLIBURTON CO|IEQY|CITADEL SECURITIES LLC|1003416
HAL|HALLIBURTON CO|IMPC|Imperial Capital, LLC|2000
HAL|HALLIBURTON CO|INCA|INSTINET, LLC|3097961
HAL|HALLIBURTON CO|INJX|INSTINET, LLC|55916
HAL|HALLIBURTON CO|INTL|INTL FCSTONE FINANCIAL INC.|99
HAL|HALLIBURTON CO|ITGI|ITG Inc.|458226
HAL|HALLIBURTON CO|ITGP|ITG INC.|847400
HAL|HALLIBURTON CO|JANY|Janney Montgomery Scott Inc.|23030
HAL|HALLIBURTON CO|JEFF|JEFFERIES LLC|1138154
HAL|HALLIBURTON CO|JMPT|JUMP TRADING, LLC|463394
HAL|HALLIBURTON CO|JONE|JonesTrading|51948
HAL|HALLIBURTON CO|JPBX|J.P. MORGAN SECURITIES LLC|1230284
HAL|HALLIBURTON CO|JPMX|J.P. Morgan Securities LLC|3393000
HAL|HALLIBURTON CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|60660
HAL|HALLIBURTON CO|JSJX|JANE STREET CAPITAL LLC|39383
HAL|HALLIBURTON CO|KCGM|VIRTU Americas LLC|415316
HAL|HALLIBURTON CO|KEYB|KEYBANC CAPITAL MARKETS INC.|88786
HAL|HALLIBURTON CO|LEHM|Barclays Capital Inc./Le|9026835
HAL|HALLIBURTON CO|LGNT|COR CLEARING LLC|2
HAL|HALLIBURTON CO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|310
HAL|HALLIBURTON CO|LIME|Lime Brokerage LLC|202107
HAL|HALLIBURTON CO|LIWD|LIME BROKERAGE LLC|50
HAL|HALLIBURTON CO|LOOP|Loop Capital Markets LLC|28972
HAL|HALLIBURTON CO|LPCM|Lampert Capital Markets Inc.|630
HAL|HALLIBURTON CO|LQNA|LIQUIDNET, INC.|123600
HAL|HALLIBURTON CO|LSCI|Lek Securities Corporation|3327
HAL|HALLIBURTON CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
HAL|HALLIBURTON CO|MACC|Mid Atlantic Capital Corporation|6945
HAL|HALLIBURTON CO|MACQ|Macquarie Capital (USA) Inc.|9300
HAL|HALLIBURTON CO|MAXM|Maxim Group LLC|37862
HAL|HALLIBURTON CO|MBTS|ALLY INVEST SECURITIES LLC|50
HAL|HALLIBURTON CO|MCMF|Raymond James Ltd. Cds|15812
HAL|HALLIBURTON CO|MKMP|MKM Partners LLC|12900
HAL|HALLIBURTON CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1049003
HAL|HALLIBURTON CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
HAL|HALLIBURTON CO|MNDX|TJM Investments, LLC|56149
HAL|HALLIBURTON CO|MOTF|MOTIF INVESTING, INC.|57
HAL|HALLIBURTON CO|MPSG|E D & F Man Capital Markets Inc.|41072
HAL|HALLIBURTON CO|MSCO|MORGAN STANLEY & CO. LLC|11472238
HAL|HALLIBURTON CO|MSPL|MORGAN STANLEY & CO. LLC|1978400
HAL|HALLIBURTON CO|MSTX|MORGAN STANLEY & CO. LLC|1391900
HAL|HALLIBURTON CO|MULL|MARK J. MULLER EQUITIES, INC.|20264
HAL|HALLIBURTON CO|MZHO|Mizuho Securities USA LLC|35000
HAL|HALLIBURTON CO|NATL|National Securities Corporation|26872
HAL|HALLIBURTON CO|NBCS|NBC Securities, INC.|1384
HAL|HALLIBURTON CO|NEUB|NEUBERGER BERMAN BD LLC|233
HAL|HALLIBURTON CO|NFSC|National Financial Services LLC|1872273
HAL|HALLIBURTON CO|NITE|VIRTU Americas LLC|4594095
HAL|HALLIBURTON CO|NITP|VIRTU Americas LLC|5612
HAL|HALLIBURTON CO|NMRA|Nomura Securities International, Inc.|500
HAL|HALLIBURTON CO|NQRB|Brut, LLC|98593
HAL|HALLIBURTON CO|NTBF|BMO Nesbitt Burns Inc./CDS|4681
HAL|HALLIBURTON CO|NTRC|Northern Trust Securities, Inc.|7208
HAL|HALLIBURTON CO|OHOS|TWO SIGMA SECURITIES, LLC|527946
HAL|HALLIBURTON CO|OPCO|Oppenheimer & Co. Inc.|40335
HAL|HALLIBURTON CO|OTAA|OTA LLC|2200
HAL|HALLIBURTON CO|PCPT|PHILLIP CAPITAL INC.|600
HAL|HALLIBURTON CO|PDQM|CODA MARKETS, INC.|257415
HAL|HALLIBURTON CO|PHLY|NASDAQ Execution Services, LLC|52288
HAL|HALLIBURTON CO|PIPR|Piper Jaffray & Co.|6092
HAL|HALLIBURTON CO|PNSR|Penserra Securities, LLC|14352
HAL|HALLIBURTON CO|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|7500
HAL|HALLIBURTON CO|PWJC|UBS Financial Services, Inc.|56727
HAL|HALLIBURTON CO|QMSR|QUATTRO M SECURITIES INC.|8773
HAL|HALLIBURTON CO|RBCM|RBC CAPITAL MARKETS, LLC|84956
HAL|HALLIBURTON CO|RGLD|Regal Securities, Inc|5250
HAL|HALLIBURTON CO|RHCO|Suntrust Robinson Humphrey, Inc.|46500
HAL|HALLIBURTON CO|ROTH|Roth Capital Partners, LLC|5500
HAL|HALLIBURTON CO|SAGL|SAGETRADER, LLC|107308
HAL|HALLIBURTON CO|SAGW|SAGETRADER, LLC|41
HAL|HALLIBURTON CO|SALI|INTL FCSTONE FINANCIAL INC.|4532
HAL|HALLIBURTON CO|SBRX|MURIEL SIEBERT & CO INC|250
HAL|HALLIBURTON CO|SBSH|Citigroup Global Markets Inc.|2367394
HAL|HALLIBURTON CO|SCMC|Scotia Capital Markets (USA) Inc.|100
HAL|HALLIBURTON CO|SEIC|SEI Investments Distribution Co.|9054
HAL|HALLIBURTON CO|SGMT|GOLDMAN SACHS & CO. LLC|957193
HAL|HALLIBURTON CO|SIBO|Prime Executions, Inc.|10949
HAL|HALLIBURTON CO|SOCO|Capital One Southcoast, Inc|6700
HAL|HALLIBURTON CO|SPDR|SPEEDROUTE LLC|251915
HAL|HALLIBURTON CO|SPHN|Stephens Inc.|2173
HAL|HALLIBURTON CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
HAL|HALLIBURTON CO|STFL|Stifel, Nicolaus & Company, Incorporated|106614
HAL|HALLIBURTON CO|STKP|STOCKPILE INVESTMENTS, INC.|186
HAL|HALLIBURTON CO|STXG|Stockcross Financial Services, Inc.|2100
HAL|HALLIBURTON CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24543
HAL|HALLIBURTON CO|SWIM|TD Ameritrade, Inc.|984618
HAL|HALLIBURTON CO|SWST|Hilltop Securities Inc.|30764
HAL|HALLIBURTON CO|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|3000
HAL|HALLIBURTON CO|TDSI|TD Securities (USA) LLC|11100
HAL|HALLIBURTON CO|TITL|TITLEIST ASSET MANAGEMENT, LTD.|16900
HAL|HALLIBURTON CO|TKNG|ALLY INVEST SECURITIES LLC|13800
HAL|HALLIBURTON CO|TOUR|TOURMALINE PARTNERS, LLC|1600
HAL|HALLIBURTON CO|TRBT|Tradebot Systems, Inc.|1494633
HAL|HALLIBURTON CO|TRCM|TRC MARKETS LLC|1420213
HAL|HALLIBURTON CO|TWTT|TASTYWORKS, INC.|2140
HAL|HALLIBURTON CO|UBSA|UBS SECURITIES LLC|5755178
HAL|HALLIBURTON CO|UBSS|UBS Securities LLC|4720645
HAL|HALLIBURTON CO|USCA|USCA Securities LLC|1400
HAL|HALLIBURTON CO|VALX|VIRTU AMERICAS LLC|124398
HAL|HALLIBURTON CO|VGRD|Vanguard Marketing Corporation|98164
HAL|HALLIBURTON CO|WABR|Wall Street Access|104538
HAL|HALLIBURTON CO|WBET|Wallachbeth Capital LLC|14359
HAL|HALLIBURTON CO|WBLR|WILLIAM BLAIR|163385
HAL|HALLIBURTON CO|WBPX|SUMMIT SECURITIES GROUP, LLC|28675
HAL|HALLIBURTON CO|WCHV|WELLS FARGO SECURITIES, LLC|1891772
HAL|HALLIBURTON CO|WDNX|WEEDEN & CO.L.P.|1274
HAL|HALLIBURTON CO|WEDB|WEDBUSH SECURITIES INC.|52127
HAL|HALLIBURTON CO|WEED|Weeden & Co.L.P.|102910
HAL|HALLIBURTON CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|607944
HAL|HALLIBURTON CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74559
HAL|HALLIBURTON CO|WFPB|Wells Fargo Securities, LLC.|15800
HAL|HALLIBURTON CO|WGIF|CIBC World Markets Inc.|28647
HAL|HALLIBURTON CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11579
HAL|HALLIBURTON CO|WOLF|Wolfe Trahan Securities|900
HAL|HALLIBURTON CO|WSAG|WALL STREET ACCESS|3450
HAL|HALLIBURTON CO|WSEA|WOLVERINE SECURITIES, LLC|92013
HAL|HALLIBURTON CO|XIST|INSTINET, LLC|315664
HAL|HALLIBURTON CO|XPQR|Jump Trading|5300
HAL|HALLIBURTON CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|472508
HAL|HALLIBURTON CO|YKNA|COMHAR CAPITAL MARKETS, LLC|16269
HAL|HALLIBURTON CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48033
HALL|HALLMARK FIN SVC|ALTX|Alternet Securities Inc.|100
HALL|HALLMARK FIN SVC|APCC|Apex Clearing Corporation|5
HALL|HALLMARK FIN SVC|BATM|CBOE TRADING, INC.|100
HALL|HALLMARK FIN SVC|BAYC|BAY CREST PARTNERS, LLC|280
HALL|HALLMARK FIN SVC|BERN|Sanford C. Bernstein & Co., LLC|569
HALL|HALLMARK FIN SVC|BLKX|INSTINET, LLC|20000
HALL|HALLMARK FIN SVC|BMOC|BMO Capital Markets Corp.|2110
HALL|HALLMARK FIN SVC|BNPX|BNP PARIBAS SECURITIES CORP.|1222
HALL|HALLMARK FIN SVC|BYXM|CBOE TRADING, INC.|100
HALL|HALLMARK FIN SVC|BZYD|GOLDMAN SACHS & CO. LLC|113
HALL|HALLMARK FIN SVC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|203
HALL|HALLMARK FIN SVC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|124
HALL|HALLMARK FIN SVC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|55
HALL|HALLMARK FIN SVC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4717
HALL|HALLMARK FIN SVC|CTDL|Citadel Derivatives Group Llc|150
HALL|HALLMARK FIN SVC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4814
HALL|HALLMARK FIN SVC|DBAB|Deutsche Bank Securities Inc.|20368
HALL|HALLMARK FIN SVC|DBAX|Deutsche Bank Securities Inc.|2000
HALL|HALLMARK FIN SVC|DEGS|RONIN PROFESSIONAL LLC|1550
HALL|HALLMARK FIN SVC|EBXL|EBX LLC|4200
HALL|HALLMARK FIN SVC|EGAM|CBOE TRADING, INC.|308
HALL|HALLMARK FIN SVC|EGXM|CBOE TRADING, INC.|5
HALL|HALLMARK FIN SVC|ETRS|E*Trade Securities LLC|1185
HALL|HALLMARK FIN SVC|FBCO|Credit Suisse Securities (USA) LLC|9260
HALL|HALLMARK FIN SVC|FOMA|TD AMERITRADE CLEARING, INC.|8570
HALL|HALLMARK FIN SVC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12916
HALL|HALLMARK FIN SVC|GEBB|GLOBAL EXECUTION BROKERS, LP|3300
HALL|HALLMARK FIN SVC|GSCO|GOLDMAN SACHS & CO. LLC|30959
HALL|HALLMARK FIN SVC|GSCS|GOLDMAN SACHS & CO. LLC|9
HALL|HALLMARK FIN SVC|GTSZ|GTS SECURITIES LLC|7048
HALL|HALLMARK FIN SVC|IBKR|Interactive Brokers Llc|2933
HALL|HALLMARK FIN SVC|ICBX|INSTINET, LLC|900
HALL|HALLMARK FIN SVC|IEQY|CITADEL SECURITIES LLC|1001
HALL|HALLMARK FIN SVC|INCA|INSTINET, LLC|10220
HALL|HALLMARK FIN SVC|INJX|INSTINET, LLC|2690
HALL|HALLMARK FIN SVC|ITGI|ITG Inc.|3701
HALL|HALLMARK FIN SVC|ITGP|ITG INC.|5200
HALL|HALLMARK FIN SVC|JEFF|JEFFERIES LLC|10895
HALL|HALLMARK FIN SVC|JONE|JonesTrading|199200
HALL|HALLMARK FIN SVC|JPBX|J.P. MORGAN SECURITIES LLC|198
HALL|HALLMARK FIN SVC|JPMX|J.P. Morgan Securities LLC|3112
HALL|HALLMARK FIN SVC|KCGM|VIRTU Americas LLC|1130
HALL|HALLMARK FIN SVC|LEHM|Barclays Capital Inc./Le|20079
HALL|HALLMARK FIN SVC|LIME|Lime Brokerage LLC|23274
HALL|HALLMARK FIN SVC|MAXM|Maxim Group LLC|1019
HALL|HALLMARK FIN SVC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
HALL|HALLMARK FIN SVC|MOTF|MOTIF INVESTING, INC.|3
HALL|HALLMARK FIN SVC|MSCO|MORGAN STANLEY & CO. LLC|46317
HALL|HALLMARK FIN SVC|MSPL|MORGAN STANLEY & CO. LLC|6400
HALL|HALLMARK FIN SVC|MSTX|MORGAN STANLEY & CO. LLC|600
HALL|HALLMARK FIN SVC|NFSC|National Financial Services LLC|9728
HALL|HALLMARK FIN SVC|NITE|VIRTU Americas LLC|22157
HALL|HALLMARK FIN SVC|OPCO|Oppenheimer & Co. Inc.|2213
HALL|HALLMARK FIN SVC|SBSH|Citigroup Global Markets Inc.|14337
HALL|HALLMARK FIN SVC|SGMT|GOLDMAN SACHS & CO. LLC|2645
HALL|HALLMARK FIN SVC|SWIM|TD Ameritrade, Inc.|100
HALL|HALLMARK FIN SVC|TRBT|Tradebot Systems, Inc.|474
HALL|HALLMARK FIN SVC|TRCM|TRC MARKETS LLC|12255
HALL|HALLMARK FIN SVC|UBSA|UBS SECURITIES LLC|13562
HALL|HALLMARK FIN SVC|UBSS|UBS Securities LLC|38756
HALL|HALLMARK FIN SVC|VALX|VIRTU AMERICAS LLC|1077
HALL|HALLMARK FIN SVC|VGRD|Vanguard Marketing Corporation|100
HALL|HALLMARK FIN SVC|WCHV|WELLS FARGO SECURITIES, LLC|2134
HALL|HALLMARK FIN SVC|WEED|Weeden & Co.L.P.|620
HALL|HALLMARK FIN SVC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
HALO|HALOZYME THERAPEUTIC|ACLP|ALEXANDER CAPITAL, L.P.|4200
HALO|HALOZYME THERAPEUTIC|ADAM|CANACCORD GENUITY INC.|20000
HALO|HALOZYME THERAPEUTIC|AGIS|Aegis Capital Corp.|25898
HALO|HALOZYME THERAPEUTIC|ALTX|Alternet Securities Inc.|4725
HALO|HALOZYME THERAPEUTIC|APCC|Apex Clearing Corporation|169
HALO|HALOZYME THERAPEUTIC|AVON|Avondale Partners, LLC|50
HALO|HALOZYME THERAPEUTIC|BATM|CBOE TRADING, INC.|11836
HALO|HALOZYME THERAPEUTIC|BAYT|BTIG, LLC|21150
HALO|HALOZYME THERAPEUTIC|BERN|Sanford C. Bernstein & Co., LLC|50446
HALO|HALOZYME THERAPEUTIC|BIMI|Banca IMI Securities Corp.|200
HALO|HALOZYME THERAPEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5357
HALO|HALOZYME THERAPEUTIC|BLKX|INSTINET, LLC|25000
HALO|HALOZYME THERAPEUTIC|BMOC|BMO Capital Markets Corp.|19463
HALO|HALOZYME THERAPEUTIC|BNPX|BNP PARIBAS SECURITIES CORP.|65909
HALO|HALOZYME THERAPEUTIC|BTIG|BTIG, LLC|43124
HALO|HALOZYME THERAPEUTIC|BYXM|CBOE TRADING, INC.|4366
HALO|HALOZYME THERAPEUTIC|CANT|Cantor Fitzgerald & Co.|25273
HALO|HALOZYME THERAPEUTIC|CHAS|Charles Schwab & Co., Inc.|5000
HALO|HALOZYME THERAPEUTIC|CIST|Capital Institutional Services, Inc.|23
HALO|HALOZYME THERAPEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62370
HALO|HALOZYME THERAPEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
HALO|HALOZYME THERAPEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|218738
HALO|HALOZYME THERAPEUTIC|CTDL|Citadel Derivatives Group Llc|48693
HALO|HALOZYME THERAPEUTIC|CTLR|CUTLER GROUP, LP|200
HALO|HALOZYME THERAPEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|56598
HALO|HALOZYME THERAPEUTIC|DBAB|Deutsche Bank Securities Inc.|664697
HALO|HALOZYME THERAPEUTIC|DBAX|Deutsche Bank Securities Inc.|171800
HALO|HALOZYME THERAPEUTIC|DBUL|Deutsche Bank Securities Inc.|200
HALO|HALOZYME THERAPEUTIC|DEAN|MORGAN STANLEY|3117
HALO|HALOZYME THERAPEUTIC|DEGS|RONIN PROFESSIONAL LLC|12098
HALO|HALOZYME THERAPEUTIC|EBXL|EBX LLC|120000
HALO|HALOZYME THERAPEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1276
HALO|HALOZYME THERAPEUTIC|EDJO|Edward D. Jones & Co., L.P.|4948
HALO|HALOZYME THERAPEUTIC|EGAM|CBOE TRADING, INC.|11620
HALO|HALOZYME THERAPEUTIC|EGAW|CBOE TRADING, INC.|580
HALO|HALOZYME THERAPEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|688
HALO|HALOZYME THERAPEUTIC|EGXM|CBOE TRADING, INC.|2911
HALO|HALOZYME THERAPEUTIC|ETBE|Electronic Transaction Clearing, Inc.|6584
HALO|HALOZYME THERAPEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3402
HALO|HALOZYME THERAPEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6911
HALO|HALOZYME THERAPEUTIC|ETRS|E*Trade Securities LLC|236013
HALO|HALOZYME THERAPEUTIC|FBCO|Credit Suisse Securities (USA) LLC|425706
HALO|HALOZYME THERAPEUTIC|FILL|Tradestation Securities, Inc.|25
HALO|HALOZYME THERAPEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|236688
HALO|HALOZYME THERAPEUTIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1975
HALO|HALOZYME THERAPEUTIC|FQLS|Quantlab Securities LP|239066
HALO|HALOZYME THERAPEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139160
HALO|HALOZYME THERAPEUTIC|FTBR|Foliofn Investments, Inc.|1355
HALO|HALOZYME THERAPEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|91644
HALO|HALOZYME THERAPEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|40992
HALO|HALOZYME THERAPEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|1294245
HALO|HALOZYME THERAPEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|94182
HALO|HALOZYME THERAPEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|2126
HALO|HALOZYME THERAPEUTIC|GTSZ|GTS SECURITIES LLC|19052
HALO|HALOZYME THERAPEUTIC|HAPX|HAP Trading, LLC|2321
HALO|HALOZYME THERAPEUTIC|HRBF|American Enterprise Investment Services Inc.|2723
HALO|HALOZYME THERAPEUTIC|HSBC|HSBC Securities, Inc.|4448
HALO|HALOZYME THERAPEUTIC|IATS|INTERACTIVE BROKERS LLC|5378
HALO|HALOZYME THERAPEUTIC|IBKR|Interactive Brokers Llc|68721
HALO|HALOZYME THERAPEUTIC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3293
HALO|HALOZYME THERAPEUTIC|ICBX|INSTINET, LLC|17500
HALO|HALOZYME THERAPEUTIC|IEQY|CITADEL SECURITIES LLC|212600
HALO|HALOZYME THERAPEUTIC|INCA|INSTINET, LLC|243521
HALO|HALOZYME THERAPEUTIC|INJX|INSTINET, LLC|61397
HALO|HALOZYME THERAPEUTIC|ITGI|ITG Inc.|29599
HALO|HALOZYME THERAPEUTIC|ITGP|ITG INC.|98600
HALO|HALOZYME THERAPEUTIC|JANY|Janney Montgomery Scott Inc.|2600
HALO|HALOZYME THERAPEUTIC|JEFF|JEFFERIES LLC|68780
HALO|HALOZYME THERAPEUTIC|JMPT|JUMP TRADING, LLC|71691
HALO|HALOZYME THERAPEUTIC|JONE|JonesTrading|1243
HALO|HALOZYME THERAPEUTIC|JPBX|J.P. MORGAN SECURITIES LLC|29356
HALO|HALOZYME THERAPEUTIC|JPMX|J.P. Morgan Securities LLC|283031
HALO|HALOZYME THERAPEUTIC|JSJX|JANE STREET CAPITAL LLC|27791
HALO|HALOZYME THERAPEUTIC|JUTA|JUMP TRADING, LLC|10143
HALO|HALOZYME THERAPEUTIC|KCGM|VIRTU Americas LLC|43912
HALO|HALOZYME THERAPEUTIC|LEHM|Barclays Capital Inc./Le|827425
HALO|HALOZYME THERAPEUTIC|LIME|Lime Brokerage LLC|237626
HALO|HALOZYME THERAPEUTIC|LMGP|LIME BROKERAGE LLC|5584
HALO|HALOZYME THERAPEUTIC|LOOP|Loop Capital Markets LLC|2241
HALO|HALOZYME THERAPEUTIC|LQNA|LIQUIDNET, INC.|19000
HALO|HALOZYME THERAPEUTIC|LSCI|Lek Securities Corporation|1524
HALO|HALOZYME THERAPEUTIC|MACQ|Macquarie Capital (USA) Inc.|1799
HALO|HALOZYME THERAPEUTIC|MAXM|Maxim Group LLC|23793
HALO|HALOZYME THERAPEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|148848
HALO|HALOZYME THERAPEUTIC|MOTF|MOTIF INVESTING, INC.|4
HALO|HALOZYME THERAPEUTIC|MSCO|MORGAN STANLEY & CO. LLC|3195556
HALO|HALOZYME THERAPEUTIC|MSPL|MORGAN STANLEY & CO. LLC|194700
HALO|HALOZYME THERAPEUTIC|MSTX|MORGAN STANLEY & CO. LLC|119000
HALO|HALOZYME THERAPEUTIC|NFSC|National Financial Services LLC|148324
HALO|HALOZYME THERAPEUTIC|NITE|VIRTU Americas LLC|464987
HALO|HALOZYME THERAPEUTIC|NITP|VIRTU Americas LLC|5300
HALO|HALOZYME THERAPEUTIC|NQRB|Brut, LLC|35580
HALO|HALOZYME THERAPEUTIC|NTRC|Northern Trust Securities, Inc.|12
HALO|HALOZYME THERAPEUTIC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1209
HALO|HALOZYME THERAPEUTIC|PDQM|CODA MARKETS, INC.|67821
HALO|HALOZYME THERAPEUTIC|PHLY|NASDAQ Execution Services, LLC|7200
HALO|HALOZYME THERAPEUTIC|PWJC|UBS Financial Services, Inc.|4500
HALO|HALOZYME THERAPEUTIC|RAJA|Raymond James & Associates, Inc.|6048
HALO|HALOZYME THERAPEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|16138
HALO|HALOZYME THERAPEUTIC|RILY|B. RILEY FBR, INC.|362
HALO|HALOZYME THERAPEUTIC|RREZ|SAMUEL A RAMIREZ & CO., INC.|6392
HALO|HALOZYME THERAPEUTIC|SAGL|SAGETRADER, LLC|15017
HALO|HALOZYME THERAPEUTIC|SAGW|SAGETRADER, LLC|427
HALO|HALOZYME THERAPEUTIC|SBSH|Citigroup Global Markets Inc.|878284
HALO|HALOZYME THERAPEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|64643
HALO|HALOZYME THERAPEUTIC|SPDR|SPEEDROUTE LLC|3930
HALO|HALOZYME THERAPEUTIC|SPHN|Stephens Inc.|500
HALO|HALOZYME THERAPEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|603
HALO|HALOZYME THERAPEUTIC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|297
HALO|HALOZYME THERAPEUTIC|SWIM|TD Ameritrade, Inc.|50172
HALO|HALOZYME THERAPEUTIC|SWST|Hilltop Securities Inc.|611
HALO|HALOZYME THERAPEUTIC|TKNG|ALLY INVEST SECURITIES LLC|1426
HALO|HALOZYME THERAPEUTIC|TRBT|Tradebot Systems, Inc.|288967
HALO|HALOZYME THERAPEUTIC|TRCM|TRC MARKETS LLC|128910
HALO|HALOZYME THERAPEUTIC|UBSA|UBS SECURITIES LLC|310954
HALO|HALOZYME THERAPEUTIC|UBSS|UBS Securities LLC|1356221
HALO|HALOZYME THERAPEUTIC|VALX|VIRTU AMERICAS LLC|120090
HALO|HALOZYME THERAPEUTIC|VGRD|Vanguard Marketing Corporation|8743
HALO|HALOZYME THERAPEUTIC|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
HALO|HALOZYME THERAPEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|65752
HALO|HALOZYME THERAPEUTIC|WEDB|WEDBUSH SECURITIES INC.|2100
HALO|HALOZYME THERAPEUTIC|WEED|Weeden & Co.L.P.|1033
HALO|HALOZYME THERAPEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10929
HALO|HALOZYME THERAPEUTIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26395
HALO|HALOZYME THERAPEUTIC|WGIF|CIBC World Markets Inc.|5610
HALO|HALOZYME THERAPEUTIC|WORD|Worden Capital Management LLC|90
HALO|HALOZYME THERAPEUTIC|WSEA|WOLVERINE SECURITIES, LLC|5537
HALO|HALOZYME THERAPEUTIC|XIST|INSTINET, LLC|45600
HALO|HALOZYME THERAPEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|16394
HALO|HALOZYME THERAPEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|1255
HALO|HALOZYME THERAPEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|325
HAO|INVESCO CHINA SC|APCC|Apex Clearing Corporation|52
HAO|INVESCO CHINA SC|BATM|CBOE TRADING, INC.|954
HAO|INVESCO CHINA SC|CHAS|Charles Schwab & Co., Inc.|3
HAO|INVESCO CHINA SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|765
HAO|INVESCO CHINA SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1206
HAO|INVESCO CHINA SC|CTDL|Citadel Derivatives Group Llc|19853
HAO|INVESCO CHINA SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2046
HAO|INVESCO CHINA SC|DBAX|Deutsche Bank Securities Inc.|2000
HAO|INVESCO CHINA SC|DEAN|MORGAN STANLEY|513
HAO|INVESCO CHINA SC|EBXL|EBX LLC|2700
HAO|INVESCO CHINA SC|ETRS|E*Trade Securities LLC|2906
HAO|INVESCO CHINA SC|FILL|Tradestation Securities, Inc.|500
HAO|INVESCO CHINA SC|FTBR|Foliofn Investments, Inc.|82
HAO|INVESCO CHINA SC|GSCO|GOLDMAN SACHS & CO. LLC|1066
HAO|INVESCO CHINA SC|GSLT|GOLDMAN SACHS & CO. LLC|4644
HAO|INVESCO CHINA SC|GTSZ|GTS SECURITIES LLC|800
HAO|INVESCO CHINA SC|IATS|INTERACTIVE BROKERS LLC|242
HAO|INVESCO CHINA SC|IBKR|Interactive Brokers Llc|6179
HAO|INVESCO CHINA SC|ICBX|INSTINET, LLC|1400
HAO|INVESCO CHINA SC|INCA|INSTINET, LLC|1600
HAO|INVESCO CHINA SC|ITGI|ITG Inc.|150
HAO|INVESCO CHINA SC|ITGP|ITG INC.|1400
HAO|INVESCO CHINA SC|JSEB|JANE STREET EXECUTION SERVICES, LLC|7200
HAO|INVESCO CHINA SC|JSJX|JANE STREET CAPITAL LLC|21720
HAO|INVESCO CHINA SC|KCGM|VIRTU Americas LLC|2956
HAO|INVESCO CHINA SC|LEHM|Barclays Capital Inc./Le|8000
HAO|INVESCO CHINA SC|LIME|Lime Brokerage LLC|4485
HAO|INVESCO CHINA SC|MCBT|Moors & Cabot, Inc.|1
HAO|INVESCO CHINA SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
HAO|INVESCO CHINA SC|MSCO|MORGAN STANLEY & CO. LLC|10030
HAO|INVESCO CHINA SC|MSPL|MORGAN STANLEY & CO. LLC|1500
HAO|INVESCO CHINA SC|NFSC|National Financial Services LLC|46873
HAO|INVESCO CHINA SC|NITE|VIRTU Americas LLC|35435
HAO|INVESCO CHINA SC|NQRB|Brut, LLC|500
HAO|INVESCO CHINA SC|RBCM|RBC CAPITAL MARKETS, LLC|107
HAO|INVESCO CHINA SC|SBSH|Citigroup Global Markets Inc.|2915
HAO|INVESCO CHINA SC|SGMT|GOLDMAN SACHS & CO. LLC|923
HAO|INVESCO CHINA SC|SWIM|TD Ameritrade, Inc.|6148
HAO|INVESCO CHINA SC|TKNG|ALLY INVEST SECURITIES LLC|66
HAO|INVESCO CHINA SC|TRCM|TRC MARKETS LLC|100
HAO|INVESCO CHINA SC|UBSA|UBS SECURITIES LLC|9156
HAO|INVESCO CHINA SC|UBSS|UBS Securities LLC|5151
HAO|INVESCO CHINA SC|VALX|VIRTU AMERICAS LLC|40
HAO|INVESCO CHINA SC|VGRD|Vanguard Marketing Corporation|300
HAO|INVESCO CHINA SC|WCHV|WELLS FARGO SECURITIES, LLC|3039
HAO|INVESCO CHINA SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3519
HAO|INVESCO CHINA SC|WGIF|CIBC World Markets Inc.|700
HAO|INVESCO CHINA SC|WSEA|WOLVERINE SECURITIES, LLC|1
HAO|INVESCO CHINA SC|XPUS|XP SECURITIES, LLC|185
HAO|INVESCO CHINA SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|399
HAP|VE VECTORS NATURAL|APCC|Apex Clearing Corporation|6
HAP|VE VECTORS NATURAL|BATM|CBOE TRADING, INC.|900
HAP|VE VECTORS NATURAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7
HAP|VE VECTORS NATURAL|CANT|Cantor Fitzgerald & Co.|9530
HAP|VE VECTORS NATURAL|CHAS|Charles Schwab & Co., Inc.|42797
HAP|VE VECTORS NATURAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6314
HAP|VE VECTORS NATURAL|CSIN|Citadel Securities Institutional LLC|26679
HAP|VE VECTORS NATURAL|CTDL|Citadel Derivatives Group Llc|10858
HAP|VE VECTORS NATURAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
HAP|VE VECTORS NATURAL|DBAX|Deutsche Bank Securities Inc.|1400
HAP|VE VECTORS NATURAL|DEAN|MORGAN STANLEY|351
HAP|VE VECTORS NATURAL|EBXL|EBX LLC|2500
HAP|VE VECTORS NATURAL|EDJO|Edward D. Jones & Co., L.P.|184
HAP|VE VECTORS NATURAL|FMAF|NBCN Inc./ CDS|684
HAP|VE VECTORS NATURAL|FTBR|Foliofn Investments, Inc.|6
HAP|VE VECTORS NATURAL|HRBF|American Enterprise Investment Services Inc.|252
HAP|VE VECTORS NATURAL|IBKR|Interactive Brokers Llc|10
HAP|VE VECTORS NATURAL|ICBX|INSTINET, LLC|2700
HAP|VE VECTORS NATURAL|ITGP|ITG INC.|600
HAP|VE VECTORS NATURAL|JPMX|J.P. Morgan Securities LLC|10200
HAP|VE VECTORS NATURAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|5701
HAP|VE VECTORS NATURAL|JSJX|JANE STREET CAPITAL LLC|196667
HAP|VE VECTORS NATURAL|KCGM|VIRTU Americas LLC|1992
HAP|VE VECTORS NATURAL|LEHM|Barclays Capital Inc./Le|13000
HAP|VE VECTORS NATURAL|LIME|Lime Brokerage LLC|449
HAP|VE VECTORS NATURAL|MACC|Mid Atlantic Capital Corporation|261
HAP|VE VECTORS NATURAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17800
HAP|VE VECTORS NATURAL|MSCO|MORGAN STANLEY & CO. LLC|1148
HAP|VE VECTORS NATURAL|MSPL|MORGAN STANLEY & CO. LLC|1500
HAP|VE VECTORS NATURAL|NFSC|National Financial Services LLC|13954
HAP|VE VECTORS NATURAL|NITE|VIRTU Americas LLC|11084
HAP|VE VECTORS NATURAL|NTBF|BMO Nesbitt Burns Inc./CDS|900
HAP|VE VECTORS NATURAL|SGMT|GOLDMAN SACHS & CO. LLC|4599
HAP|VE VECTORS NATURAL|TKNG|ALLY INVEST SECURITIES LLC|112
HAP|VE VECTORS NATURAL|TRCM|TRC MARKETS LLC|100
HAP|VE VECTORS NATURAL|UBSS|UBS Securities LLC|221415
HAP|VE VECTORS NATURAL|VGRD|Vanguard Marketing Corporation|45
HAP|VE VECTORS NATURAL|WCHV|WELLS FARGO SECURITIES, LLC|3340
HAP|VE VECTORS NATURAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|352
HAP|VE VECTORS NATURAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|521
HAS|HASBRO INC|ABLE|NATIXIS Securities Americas LLC|4566
HAS|HASBRO INC|AGIS|Aegis Capital Corp.|114
HAS|HASBRO INC|ALTX|Alternet Securities Inc.|9011
HAS|HASBRO INC|ANOS|ABEL/NOSER, L.L.C.|300
HAS|HASBRO INC|APCC|Apex Clearing Corporation|243
HAS|HASBRO INC|BANK|Primevest Financial Services, Inc.|236
HAS|HASBRO INC|BARD|Robert W. Baird & Co. Incorporated|6383
HAS|HASBRO INC|BATM|CBOE TRADING, INC.|13715
HAS|HASBRO INC|BAYC|BAY CREST PARTNERS, LLC|40578
HAS|HASBRO INC|BAYT|BTIG, LLC|66403
HAS|HASBRO INC|BBNT|BB&T SECURITIES, LLC|396
HAS|HASBRO INC|BERN|Sanford C. Bernstein & Co., LLC|124152
HAS|HASBRO INC|BIAD|SAGETRADER, LLC|81
HAS|HASBRO INC|BIDS|BIDS TRADING L.P.|16700
HAS|HASBRO INC|BIMI|Banca IMI Securities Corp.|45
HAS|HASBRO INC|BKCM|BNY Mellon Capital Markets LLC|578
HAS|HASBRO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13562
HAS|HASBRO INC|BLKX|INSTINET, LLC|101700
HAS|HASBRO INC|BMOC|BMO Capital Markets Corp.|20673
HAS|HASBRO INC|BNPX|BNP PARIBAS SECURITIES CORP.|315876
HAS|HASBRO INC|BTIG|BTIG, LLC|123125
HAS|HASBRO INC|BYXM|CBOE TRADING, INC.|6985
HAS|HASBRO INC|BZYD|GOLDMAN SACHS & CO. LLC|300
HAS|HASBRO INC|CABR|Cabrera Capital Markets, Inc.|25
HAS|HASBRO INC|CANT|Cantor Fitzgerald & Co.|583
HAS|HASBRO INC|CHAS|Charles Schwab & Co., Inc.|1822
HAS|HASBRO INC|CIBP|CIBC World Markets Corp.|4805
HAS|HASBRO INC|CIST|Capital Institutional Services, Inc.|11305
HAS|HASBRO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98666
HAS|HASBRO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1199
HAS|HASBRO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HAS|HASBRO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|419647
HAS|HASBRO INC|CTDL|Citadel Derivatives Group Llc|65453
HAS|HASBRO INC|CTLR|CUTLER GROUP, LP|200
HAS|HASBRO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|85930
HAS|HASBRO INC|DADA|D.A. Davidson & Co.|126
HAS|HASBRO INC|DAVA|Davenport & Company LLC|113
HAS|HASBRO INC|DBAB|Deutsche Bank Securities Inc.|795750
HAS|HASBRO INC|DBAX|Deutsche Bank Securities Inc.|407700
HAS|HASBRO INC|DBUL|Deutsche Bank Securities Inc.|2807
HAS|HASBRO INC|DCHF|Dart Executions, LLC|2007
HAS|HASBRO INC|DEAN|MORGAN STANLEY|10913
HAS|HASBRO INC|DEGS|RONIN PROFESSIONAL LLC|1591
HAS|HASBRO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18094
HAS|HASBRO INC|DRWK|DRW SECURITIES, L.L.C.|58625
HAS|HASBRO INC|EBXL|EBX LLC|305900
HAS|HASBRO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|54193
HAS|HASBRO INC|EDJO|Edward D. Jones & Co., L.P.|1603
HAS|HASBRO INC|EGAM|CBOE TRADING, INC.|14533
HAS|HASBRO INC|EGAW|CBOE TRADING, INC.|624
HAS|HASBRO INC|EGMT|EG MARKET TECHNOLOGIES LLC|4654
HAS|HASBRO INC|EGXM|CBOE TRADING, INC.|4591
HAS|HASBRO INC|EGXW|CBOE TRADING, INC.|300
HAS|HASBRO INC|ETBE|Electronic Transaction Clearing, Inc.|58236
HAS|HASBRO INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3
HAS|HASBRO INC|ETCC|Electronic Transaction Clearing, Inc.|3332
HAS|HASBRO INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2922
HAS|HASBRO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53166
HAS|HASBRO INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|5
HAS|HASBRO INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|135493
HAS|HASBRO INC|ETRS|E*Trade Securities LLC|37069
HAS|HASBRO INC|FBCO|Credit Suisse Securities (USA) LLC|847311
HAS|HASBRO INC|FBSB|U.S. Bancorp Investments, Inc.|71
HAS|HASBRO INC|FIDT|Fidelity Clearing Canada ULC./ CDS|127
HAS|HASBRO INC|FILL|Tradestation Securities, Inc.|2980
HAS|HASBRO INC|FINX|FINTECH SECURITIES|1457
HAS|HASBRO INC|FMAF|NBCN Inc./ CDS|1459
HAS|HASBRO INC|FOMA|TD AMERITRADE CLEARING, INC.|88008
HAS|HASBRO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3881
HAS|HASBRO INC|FQLS|Quantlab Securities LP|480678
HAS|HASBRO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170496
HAS|HASBRO INC|FTBR|Foliofn Investments, Inc.|1529
HAS|HASBRO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|38193
HAS|HASBRO INC|GELP|RBC CAPITAL MARKETS, LLC|3637
HAS|HASBRO INC|GLPX|ACS EXECUTION SERVICES, LLC|50684
HAS|HASBRO INC|GSCO|GOLDMAN SACHS & CO. LLC|1602055
HAS|HASBRO INC|GSCS|GOLDMAN SACHS & CO. LLC|112451
HAS|HASBRO INC|GSLT|GOLDMAN SACHS & CO. LLC|7678
HAS|HASBRO INC|GTSZ|GTS SECURITIES LLC|99567
HAS|HASBRO INC|HRBF|American Enterprise Investment Services Inc.|46105
HAS|HASBRO INC|HSBC|HSBC Securities, Inc.|4258
HAS|HASBRO INC|IATS|INTERACTIVE BROKERS LLC|5596
HAS|HASBRO INC|IBKR|Interactive Brokers Llc|64940
HAS|HASBRO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1710
HAS|HASBRO INC|ICBX|INSTINET, LLC|31685
HAS|HASBRO INC|IEQY|CITADEL SECURITIES LLC|289445
HAS|HASBRO INC|INCA|INSTINET, LLC|726482
HAS|HASBRO INC|INJX|INSTINET, LLC|216554
HAS|HASBRO INC|ITGI|ITG Inc.|78045
HAS|HASBRO INC|ITGP|ITG INC.|263000
HAS|HASBRO INC|JANY|Janney Montgomery Scott Inc.|4303
HAS|HASBRO INC|JEFF|JEFFERIES LLC|242692
HAS|HASBRO INC|JMPT|JUMP TRADING, LLC|91844
HAS|HASBRO INC|JONE|JonesTrading|30120
HAS|HASBRO INC|JPBX|J.P. MORGAN SECURITIES LLC|103686
HAS|HASBRO INC|JPMX|J.P. Morgan Securities LLC|427779
HAS|HASBRO INC|JSJX|JANE STREET CAPITAL LLC|3438
HAS|HASBRO INC|KCGM|VIRTU Americas LLC|135960
HAS|HASBRO INC|LEHM|Barclays Capital Inc./Le|1377629
HAS|HASBRO INC|LIME|Lime Brokerage LLC|226868
HAS|HASBRO INC|LMGP|LIME BROKERAGE LLC|2218
HAS|HASBRO INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|38200
HAS|HASBRO INC|LOOP|Loop Capital Markets LLC|305
HAS|HASBRO INC|LQNA|LIQUIDNET, INC.|188400
HAS|HASBRO INC|LSCI|Lek Securities Corporation|1482
HAS|HASBRO INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|421
HAS|HASBRO INC|MACC|Mid Atlantic Capital Corporation|1342
HAS|HASBRO INC|MACQ|Macquarie Capital (USA) Inc.|200
HAS|HASBRO INC|MAXM|Maxim Group LLC|3652
HAS|HASBRO INC|MBTS|ALLY INVEST SECURITIES LLC|878
HAS|HASBRO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146722
HAS|HASBRO INC|MOTF|MOTIF INVESTING, INC.|32
HAS|HASBRO INC|MSCO|MORGAN STANLEY & CO. LLC|2862541
HAS|HASBRO INC|MSPL|MORGAN STANLEY & CO. LLC|383100
HAS|HASBRO INC|MSTX|MORGAN STANLEY & CO. LLC|133600
HAS|HASBRO INC|NATL|National Securities Corporation|110
HAS|HASBRO INC|NFSC|National Financial Services LLC|131796
HAS|HASBRO INC|NITE|VIRTU Americas LLC|399581
HAS|HASBRO INC|NITP|VIRTU Americas LLC|4427
HAS|HASBRO INC|NQRB|Brut, LLC|27993
HAS|HASBRO INC|NTRC|Northern Trust Securities, Inc.|724
HAS|HASBRO INC|OHOS|TWO SIGMA SECURITIES, LLC|26141
HAS|HASBRO INC|OLDM|OLD MISSION CAPITAL, LLC|5306
HAS|HASBRO INC|OPCO|Oppenheimer & Co. Inc.|7896
HAS|HASBRO INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1367
HAS|HASBRO INC|PDQM|CODA MARKETS, INC.|202873
HAS|HASBRO INC|PHLY|NASDAQ Execution Services, LLC|7400
HAS|HASBRO INC|PICT|Pictet Overseas Inc.|481
HAS|HASBRO INC|PWJC|UBS Financial Services, Inc.|96
HAS|HASBRO INC|RAJA|Raymond James & Associates, Inc.|14290
HAS|HASBRO INC|RBCM|RBC CAPITAL MARKETS, LLC|5831
HAS|HASBRO INC|SAGL|SAGETRADER, LLC|56381
HAS|HASBRO INC|SAGW|SAGETRADER, LLC|1037
HAS|HASBRO INC|SALI|INTL FCSTONE FINANCIAL INC.|657
HAS|HASBRO INC|SBSH|Citigroup Global Markets Inc.|380392
HAS|HASBRO INC|SEIC|SEI Investments Distribution Co.|2231
HAS|HASBRO INC|SGMT|GOLDMAN SACHS & CO. LLC|156732
HAS|HASBRO INC|SJLS|TRADE INFORMATICS LLC|500
HAS|HASBRO INC|SPDR|SPEEDROUTE LLC|71772
HAS|HASBRO INC|SPHN|Stephens Inc.|58
HAS|HASBRO INC|STFL|Stifel, Nicolaus & Company, Incorporated|7267
HAS|HASBRO INC|STKP|STOCKPILE INVESTMENTS, INC.|152
HAS|HASBRO INC|STXG|Stockcross Financial Services, Inc.|40
HAS|HASBRO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|104
HAS|HASBRO INC|SWIM|TD Ameritrade, Inc.|20322
HAS|HASBRO INC|SWST|Hilltop Securities Inc.|7591
HAS|HASBRO INC|TAGC|TELSEY ADVISORY GROUP LLC|13151
HAS|HASBRO INC|TKNG|ALLY INVEST SECURITIES LLC|1032
HAS|HASBRO INC|TONC|CUTTONE & CO., LLC|2266
HAS|HASBRO INC|TRBT|Tradebot Systems, Inc.|224982
HAS|HASBRO INC|TRCM|TRC MARKETS LLC|189018
HAS|HASBRO INC|TWTT|TASTYWORKS, INC.|50
HAS|HASBRO INC|UBSA|UBS SECURITIES LLC|724030
HAS|HASBRO INC|UBSS|UBS Securities LLC|1820178
HAS|HASBRO INC|VALX|VIRTU AMERICAS LLC|22960
HAS|HASBRO INC|VGRD|Vanguard Marketing Corporation|9027
HAS|HASBRO INC|VSIN|Vision Financial Markets Llc|51
HAS|HASBRO INC|WBLR|WILLIAM BLAIR|753
HAS|HASBRO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2159
HAS|HASBRO INC|WCHV|WELLS FARGO SECURITIES, LLC|704079
HAS|HASBRO INC|WEDB|WEDBUSH SECURITIES INC.|731
HAS|HASBRO INC|WEED|Weeden & Co.L.P.|368
HAS|HASBRO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19667
HAS|HASBRO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21635
HAS|HASBRO INC|WGIF|CIBC World Markets Inc.|523
HAS|HASBRO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|277
HAS|HASBRO INC|WSAG|WALL STREET ACCESS|74
HAS|HASBRO INC|WSEA|WOLVERINE SECURITIES, LLC|9840
HAS|HASBRO INC|XIST|INSTINET, LLC|21710
HAS|HASBRO INC|XPQR|Jump Trading|2200
HAS|HASBRO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|76024
HAS|HASBRO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2808
HAS|HASBRO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7883
HASI|HANNON ARMSTRONG|AGIS|Aegis Capital Corp.|800
HASI|HANNON ARMSTRONG|ALTX|Alternet Securities Inc.|60177
HASI|HANNON ARMSTRONG|APCC|Apex Clearing Corporation|168
HASI|HANNON ARMSTRONG|BANK|Primevest Financial Services, Inc.|53
HASI|HANNON ARMSTRONG|BARD|Robert W. Baird & Co. Incorporated|35677
HASI|HANNON ARMSTRONG|BATM|CBOE TRADING, INC.|5536
HASI|HANNON ARMSTRONG|BBNT|BB&T SECURITIES, LLC|6468
HASI|HANNON ARMSTRONG|BERN|Sanford C. Bernstein & Co., LLC|17732
HASI|HANNON ARMSTRONG|BIDS|BIDS TRADING L.P.|200
HASI|HANNON ARMSTRONG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12171
HASI|HANNON ARMSTRONG|BNPX|BNP PARIBAS SECURITIES CORP.|4747
HASI|HANNON ARMSTRONG|BYXM|CBOE TRADING, INC.|400
HASI|HANNON ARMSTRONG|BZYD|GOLDMAN SACHS & CO. LLC|1200
HASI|HANNON ARMSTRONG|CHAS|Charles Schwab & Co., Inc.|1122
HASI|HANNON ARMSTRONG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|207927
HASI|HANNON ARMSTRONG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4181
HASI|HANNON ARMSTRONG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|148564
HASI|HANNON ARMSTRONG|CTDL|Citadel Derivatives Group Llc|976
HASI|HANNON ARMSTRONG|CXCX|CITIGROUP GLOBAL MARKETS INC.|17614
HASI|HANNON ARMSTRONG|DBAB|Deutsche Bank Securities Inc.|41696
HASI|HANNON ARMSTRONG|DBAX|Deutsche Bank Securities Inc.|127400
HASI|HANNON ARMSTRONG|DBUL|Deutsche Bank Securities Inc.|100
HASI|HANNON ARMSTRONG|DEAN|MORGAN STANLEY|13540
HASI|HANNON ARMSTRONG|DEGS|RONIN PROFESSIONAL LLC|1993
HASI|HANNON ARMSTRONG|EBXL|EBX LLC|166900
HASI|HANNON ARMSTRONG|ECUT|CONVERGEX EXECUTION SOLUTIONS|1783
HASI|HANNON ARMSTRONG|EDJO|Edward D. Jones & Co., L.P.|2623
HASI|HANNON ARMSTRONG|EGAM|CBOE TRADING, INC.|19026
HASI|HANNON ARMSTRONG|EGMT|EG MARKET TECHNOLOGIES LLC|300
HASI|HANNON ARMSTRONG|EGXM|CBOE TRADING, INC.|2354
HASI|HANNON ARMSTRONG|EGXW|CBOE TRADING, INC.|100
HASI|HANNON ARMSTRONG|ELEV|ELEVATION, LLC|18768
HASI|HANNON ARMSTRONG|ETBE|Electronic Transaction Clearing, Inc.|6339
HASI|HANNON ARMSTRONG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
HASI|HANNON ARMSTRONG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2102
HASI|HANNON ARMSTRONG|ETRS|E*Trade Securities LLC|66324
HASI|HANNON ARMSTRONG|FBRC|B. RILEY FBR, INC.|1729
HASI|HANNON ARMSTRONG|FILL|Tradestation Securities, Inc.|2700
HASI|HANNON ARMSTRONG|FMAF|NBCN Inc./ CDS|490
HASI|HANNON ARMSTRONG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|95
HASI|HANNON ARMSTRONG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62174
HASI|HANNON ARMSTRONG|FTBR|Foliofn Investments, Inc.|16170
HASI|HANNON ARMSTRONG|GEBB|GLOBAL EXECUTION BROKERS, LP|2615
HASI|HANNON ARMSTRONG|GLIS|TD Securities Inc|1397
HASI|HANNON ARMSTRONG|GLPX|ACS EXECUTION SERVICES, LLC|105423
HASI|HANNON ARMSTRONG|GSCO|GOLDMAN SACHS & CO. LLC|594801
HASI|HANNON ARMSTRONG|GSLT|GOLDMAN SACHS & CO. LLC|1096
HASI|HANNON ARMSTRONG|GTSZ|GTS SECURITIES LLC|12267
HASI|HANNON ARMSTRONG|HRBF|American Enterprise Investment Services Inc.|4042
HASI|HANNON ARMSTRONG|IATS|INTERACTIVE BROKERS LLC|6183
HASI|HANNON ARMSTRONG|IBKR|Interactive Brokers Llc|7251
HASI|HANNON ARMSTRONG|ICBX|INSTINET, LLC|32302
HASI|HANNON ARMSTRONG|IEQY|CITADEL SECURITIES LLC|12017
HASI|HANNON ARMSTRONG|INCA|INSTINET, LLC|51237
HASI|HANNON ARMSTRONG|INJX|INSTINET, LLC|60
HASI|HANNON ARMSTRONG|ITGI|ITG Inc.|22164
HASI|HANNON ARMSTRONG|ITGP|ITG INC.|77000
HASI|HANNON ARMSTRONG|JANY|Janney Montgomery Scott Inc.|5542
HASI|HANNON ARMSTRONG|JEFF|JEFFERIES LLC|21634
HASI|HANNON ARMSTRONG|JMPT|JUMP TRADING, LLC|12413
HASI|HANNON ARMSTRONG|JPBX|J.P. MORGAN SECURITIES LLC|23420
HASI|HANNON ARMSTRONG|JPMX|J.P. Morgan Securities LLC|378977
HASI|HANNON ARMSTRONG|JSJX|JANE STREET CAPITAL LLC|3858
HASI|HANNON ARMSTRONG|KCGM|VIRTU Americas LLC|47977
HASI|HANNON ARMSTRONG|LEHM|Barclays Capital Inc./Le|218975
HASI|HANNON ARMSTRONG|LIME|Lime Brokerage LLC|9863
HASI|HANNON ARMSTRONG|LOOP|Loop Capital Markets LLC|1095
HASI|HANNON ARMSTRONG|LQNA|LIQUIDNET, INC.|14200
HASI|HANNON ARMSTRONG|LSCI|Lek Securities Corporation|31
HASI|HANNON ARMSTRONG|MCMF|Raymond James Ltd. Cds|800
HASI|HANNON ARMSTRONG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100641
HASI|HANNON ARMSTRONG|MOTF|MOTIF INVESTING, INC.|3
HASI|HANNON ARMSTRONG|MSCO|MORGAN STANLEY & CO. LLC|336632
HASI|HANNON ARMSTRONG|MSPL|MORGAN STANLEY & CO. LLC|178300
HASI|HANNON ARMSTRONG|MSTX|MORGAN STANLEY & CO. LLC|31400
HASI|HANNON ARMSTRONG|NEUB|NEUBERGER BERMAN BD LLC|1925
HASI|HANNON ARMSTRONG|NFSC|National Financial Services LLC|251270
HASI|HANNON ARMSTRONG|NITE|VIRTU Americas LLC|319166
HASI|HANNON ARMSTRONG|NQRB|Brut, LLC|5814
HASI|HANNON ARMSTRONG|NTBF|BMO Nesbitt Burns Inc./CDS|600
HASI|HANNON ARMSTRONG|NTRC|Northern Trust Securities, Inc.|510
HASI|HANNON ARMSTRONG|OPCO|Oppenheimer & Co. Inc.|16646
HASI|HANNON ARMSTRONG|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1020
HASI|HANNON ARMSTRONG|PDQM|CODA MARKETS, INC.|57751
HASI|HANNON ARMSTRONG|PWJC|UBS Financial Services, Inc.|15084
HASI|HANNON ARMSTRONG|RBCM|RBC CAPITAL MARKETS, LLC|27735
HASI|HANNON ARMSTRONG|RGLD|Regal Securities, Inc|300
HASI|HANNON ARMSTRONG|SAGL|SAGETRADER, LLC|115
HASI|HANNON ARMSTRONG|SAGW|SAGETRADER, LLC|67
HASI|HANNON ARMSTRONG|SALI|INTL FCSTONE FINANCIAL INC.|200
HASI|HANNON ARMSTRONG|SBSH|Citigroup Global Markets Inc.|39766
HASI|HANNON ARMSTRONG|SGMT|GOLDMAN SACHS & CO. LLC|78620
HASI|HANNON ARMSTRONG|SPDR|SPEEDROUTE LLC|47042
HASI|HANNON ARMSTRONG|STFL|Stifel, Nicolaus & Company, Incorporated|14570
HASI|HANNON ARMSTRONG|STKP|STOCKPILE INVESTMENTS, INC.|118
HASI|HANNON ARMSTRONG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4757
HASI|HANNON ARMSTRONG|SWIM|TD Ameritrade, Inc.|18566
HASI|HANNON ARMSTRONG|TKNG|ALLY INVEST SECURITIES LLC|1410
HASI|HANNON ARMSTRONG|TMBR|Timber Hill LLC|11
HASI|HANNON ARMSTRONG|TRBT|Tradebot Systems, Inc.|75580
HASI|HANNON ARMSTRONG|TRCM|TRC MARKETS LLC|26064
HASI|HANNON ARMSTRONG|UBSA|UBS SECURITIES LLC|327390
HASI|HANNON ARMSTRONG|UBSS|UBS Securities LLC|200139
HASI|HANNON ARMSTRONG|VALX|VIRTU AMERICAS LLC|5179
HASI|HANNON ARMSTRONG|VGRD|Vanguard Marketing Corporation|33057
HASI|HANNON ARMSTRONG|VNDS|VANDHAM SECURITIES CORP|50157
HASI|HANNON ARMSTRONG|VSIN|Vision Financial Markets Llc|4
HASI|HANNON ARMSTRONG|WABR|Wall Street Access|47538
HASI|HANNON ARMSTRONG|WBLR|WILLIAM BLAIR|400
HASI|HANNON ARMSTRONG|WBPX|SUMMIT SECURITIES GROUP, LLC|410
HASI|HANNON ARMSTRONG|WCHV|WELLS FARGO SECURITIES, LLC|123983
HASI|HANNON ARMSTRONG|WEDB|WEDBUSH SECURITIES INC.|400
HASI|HANNON ARMSTRONG|WEED|Weeden & Co.L.P.|4100
HASI|HANNON ARMSTRONG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2065
HASI|HANNON ARMSTRONG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13835
HASI|HANNON ARMSTRONG|WGIF|CIBC World Markets Inc.|1028
HASI|HANNON ARMSTRONG|WSEA|WOLVERINE SECURITIES, LLC|4508
HASI|HANNON ARMSTRONG|XPQR|Jump Trading|100
HASI|HANNON ARMSTRONG|XSTM|NATIONAL FINANCIAL SERVICES LLC|14800
HASI|HANNON ARMSTRONG|YKNA|COMHAR CAPITAL MARKETS, LLC|863
HASI|HANNON ARMSTRONG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9437
HAUD|ISHARES MSCI AUSTRLA|MSCO|MORGAN STANLEY & CO. LLC|500
HAUD|ISHARES MSCI AUSTRLA|NFSC|National Financial Services LLC|502
HAUD|ISHARES MSCI AUSTRLA|NITE|VIRTU Americas LLC|298
HAUD|ISHARES MSCI AUSTRLA|UBSS|UBS Securities LLC|207
HAUD|ISHARES MSCI AUSTRLA|WCHV|WELLS FARGO SECURITIES, LLC|300
HAWX|ISHARES MSCI ACWI EX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|117
HAWX|ISHARES MSCI ACWI EX|CHAS|Charles Schwab & Co., Inc.|1
HAWX|ISHARES MSCI ACWI EX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8900
HAWX|ISHARES MSCI ACWI EX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2100
HAWX|ISHARES MSCI ACWI EX|DBAX|Deutsche Bank Securities Inc.|1900
HAWX|ISHARES MSCI ACWI EX|EBXL|EBX LLC|3700
HAWX|ISHARES MSCI ACWI EX|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
HAWX|ISHARES MSCI ACWI EX|FLTU|FLOW TRADERS US LLC|20300
HAWX|ISHARES MSCI ACWI EX|FTBR|Foliofn Investments, Inc.|1
HAWX|ISHARES MSCI ACWI EX|GLPX|ACS EXECUTION SERVICES, LLC|1100
HAWX|ISHARES MSCI ACWI EX|ICBX|INSTINET, LLC|13800
HAWX|ISHARES MSCI ACWI EX|INCA|INSTINET, LLC|18800
HAWX|ISHARES MSCI ACWI EX|JPMX|J.P. Morgan Securities LLC|600
HAWX|ISHARES MSCI ACWI EX|JSJX|JANE STREET CAPITAL LLC|31575
HAWX|ISHARES MSCI ACWI EX|KCGM|VIRTU Americas LLC|700
HAWX|ISHARES MSCI ACWI EX|LEHM|Barclays Capital Inc./Le|3400
HAWX|ISHARES MSCI ACWI EX|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|500
HAWX|ISHARES MSCI ACWI EX|LIME|Lime Brokerage LLC|500
HAWX|ISHARES MSCI ACWI EX|LSCI|Lek Securities Corporation|1100
HAWX|ISHARES MSCI ACWI EX|MIRA|MIRAE ASSET SECURITIES (USA) INC.|13800
HAWX|ISHARES MSCI ACWI EX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77200
HAWX|ISHARES MSCI ACWI EX|MSCO|MORGAN STANLEY & CO. LLC|800
HAWX|ISHARES MSCI ACWI EX|NFSC|National Financial Services LLC|23417
HAWX|ISHARES MSCI ACWI EX|NITE|VIRTU Americas LLC|9472
HAWX|ISHARES MSCI ACWI EX|PDQM|CODA MARKETS, INC.|2000
HAWX|ISHARES MSCI ACWI EX|SGMT|GOLDMAN SACHS & CO. LLC|100
HAWX|ISHARES MSCI ACWI EX|UBSA|UBS SECURITIES LLC|5912
HAWX|ISHARES MSCI ACWI EX|WSEA|WOLVERINE SECURITIES, LLC|5
HAWX|ISHARES MSCI ACWI EX|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
HAYN|HAYNES INTL INC|ALTX|Alternet Securities Inc.|1450
HAYN|HAYNES INTL INC|ANOS|ABEL/NOSER, L.L.C.|1672
HAYN|HAYNES INTL INC|APCC|Apex Clearing Corporation|41
HAYN|HAYNES INTL INC|BATM|CBOE TRADING, INC.|649
HAYN|HAYNES INTL INC|BERN|Sanford C. Bernstein & Co., LLC|2642
HAYN|HAYNES INTL INC|BMOC|BMO Capital Markets Corp.|1983
HAYN|HAYNES INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|5641
HAYN|HAYNES INTL INC|BRVL|BLAYLOCK VAN, LLC|200
HAYN|HAYNES INTL INC|BTIG|BTIG, LLC|190
HAYN|HAYNES INTL INC|BYXM|CBOE TRADING, INC.|50
HAYN|HAYNES INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|850
HAYN|HAYNES INTL INC|CANT|Cantor Fitzgerald & Co.|7500
HAYN|HAYNES INTL INC|CIST|Capital Institutional Services, Inc.|416
HAYN|HAYNES INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15693
HAYN|HAYNES INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8336
HAYN|HAYNES INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|521
HAYN|HAYNES INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26082
HAYN|HAYNES INTL INC|CTDL|Citadel Derivatives Group Llc|3337
HAYN|HAYNES INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1856
HAYN|HAYNES INTL INC|DBAB|Deutsche Bank Securities Inc.|79616
HAYN|HAYNES INTL INC|DBAX|Deutsche Bank Securities Inc.|18800
HAYN|HAYNES INTL INC|DBUL|Deutsche Bank Securities Inc.|559
HAYN|HAYNES INTL INC|DEAN|MORGAN STANLEY|32
HAYN|HAYNES INTL INC|DEGS|RONIN PROFESSIONAL LLC|5100
HAYN|HAYNES INTL INC|EBXL|EBX LLC|9300
HAYN|HAYNES INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1429
HAYN|HAYNES INTL INC|EGAM|CBOE TRADING, INC.|939
HAYN|HAYNES INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|171
HAYN|HAYNES INTL INC|EGXM|CBOE TRADING, INC.|660
HAYN|HAYNES INTL INC|ETBE|Electronic Transaction Clearing, Inc.|426
HAYN|HAYNES INTL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3274
HAYN|HAYNES INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8955
HAYN|HAYNES INTL INC|ETRS|E*Trade Securities LLC|207
HAYN|HAYNES INTL INC|FBCO|Credit Suisse Securities (USA) LLC|76148
HAYN|HAYNES INTL INC|FMAF|NBCN Inc./ CDS|1200
HAYN|HAYNES INTL INC|FOMA|TD AMERITRADE CLEARING, INC.|50673
HAYN|HAYNES INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|954
HAYN|HAYNES INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26842
HAYN|HAYNES INTL INC|FTBR|Foliofn Investments, Inc.|17
HAYN|HAYNES INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3735
HAYN|HAYNES INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|5002
HAYN|HAYNES INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|85213
HAYN|HAYNES INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|100
HAYN|HAYNES INTL INC|GTSZ|GTS SECURITIES LLC|18023
HAYN|HAYNES INTL INC|IATS|INTERACTIVE BROKERS LLC|2729
HAYN|HAYNES INTL INC|IBKR|Interactive Brokers Llc|12392
HAYN|HAYNES INTL INC|ICBX|INSTINET, LLC|2600
HAYN|HAYNES INTL INC|IEQY|CITADEL SECURITIES LLC|21145
HAYN|HAYNES INTL INC|INCA|INSTINET, LLC|75054
HAYN|HAYNES INTL INC|INJX|INSTINET, LLC|6416
HAYN|HAYNES INTL INC|ITGI|ITG Inc.|11483
HAYN|HAYNES INTL INC|ITGP|ITG INC.|20800
HAYN|HAYNES INTL INC|JEFF|JEFFERIES LLC|2473
HAYN|HAYNES INTL INC|JONE|JonesTrading|199
HAYN|HAYNES INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|632
HAYN|HAYNES INTL INC|JPMX|J.P. Morgan Securities LLC|26067
HAYN|HAYNES INTL INC|JSJX|JANE STREET CAPITAL LLC|1006
HAYN|HAYNES INTL INC|KCGM|VIRTU Americas LLC|3626
HAYN|HAYNES INTL INC|LEHM|Barclays Capital Inc./Le|69983
HAYN|HAYNES INTL INC|LIME|Lime Brokerage LLC|40500
HAYN|HAYNES INTL INC|LSCI|Lek Securities Corporation|167
HAYN|HAYNES INTL INC|MAXM|Maxim Group LLC|954
HAYN|HAYNES INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15200
HAYN|HAYNES INTL INC|MSCO|MORGAN STANLEY & CO. LLC|279762
HAYN|HAYNES INTL INC|MSPL|MORGAN STANLEY & CO. LLC|29500
HAYN|HAYNES INTL INC|MSTX|MORGAN STANLEY & CO. LLC|3600
HAYN|HAYNES INTL INC|NFSC|National Financial Services LLC|3887
HAYN|HAYNES INTL INC|NITE|VIRTU Americas LLC|27128
HAYN|HAYNES INTL INC|NITP|VIRTU Americas LLC|200
HAYN|HAYNES INTL INC|NQRB|Brut, LLC|900
HAYN|HAYNES INTL INC|PDQM|CODA MARKETS, INC.|6784
HAYN|HAYNES INTL INC|RAJA|Raymond James & Associates, Inc.|987
HAYN|HAYNES INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|131
HAYN|HAYNES INTL INC|SAGW|SAGETRADER, LLC|133
HAYN|HAYNES INTL INC|SBSH|Citigroup Global Markets Inc.|23065
HAYN|HAYNES INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|4306
HAYN|HAYNES INTL INC|SOCO|Capital One Southcoast, Inc|900
HAYN|HAYNES INTL INC|SPDR|SPEEDROUTE LLC|1801
HAYN|HAYNES INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|92
HAYN|HAYNES INTL INC|SWIM|TD Ameritrade, Inc.|241
HAYN|HAYNES INTL INC|TKNG|ALLY INVEST SECURITIES LLC|20
HAYN|HAYNES INTL INC|TRBT|Tradebot Systems, Inc.|16050
HAYN|HAYNES INTL INC|TRCM|TRC MARKETS LLC|33337
HAYN|HAYNES INTL INC|UBSA|UBS SECURITIES LLC|57669
HAYN|HAYNES INTL INC|UBSS|UBS Securities LLC|160697
HAYN|HAYNES INTL INC|VALX|VIRTU AMERICAS LLC|1923
HAYN|HAYNES INTL INC|VGRD|Vanguard Marketing Corporation|1400
HAYN|HAYNES INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|10923
HAYN|HAYNES INTL INC|WEED|Weeden & Co.L.P.|40
HAYN|HAYNES INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|645
HAYN|HAYNES INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15
HAYN|HAYNES INTL INC|WSEA|WOLVERINE SECURITIES, LLC|59
HAYN|HAYNES INTL INC|XIST|INSTINET, LLC|4934
HAYN|HAYNES INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
HAYN|HAYNES INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1674
HAYN|HAYNES INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|277
HBAN|HUNTINGTON BCSHS|ABLE|NATIXIS Securities Americas LLC|27888
HBAN|HUNTINGTON BCSHS|AGIS|Aegis Capital Corp.|1596
HBAN|HUNTINGTON BCSHS|ALFA|ALPHA TRADING L.P.|192508
HBAN|HUNTINGTON BCSHS|ALTX|Alternet Securities Inc.|20800
HBAN|HUNTINGTON BCSHS|ANOS|ABEL/NOSER, L.L.C.|24134
HBAN|HUNTINGTON BCSHS|APCC|Apex Clearing Corporation|8876
HBAN|HUNTINGTON BCSHS|BANK|Primevest Financial Services, Inc.|10813
HBAN|HUNTINGTON BCSHS|BARD|Robert W. Baird & Co. Incorporated|357995
HBAN|HUNTINGTON BCSHS|BATM|CBOE TRADING, INC.|9369
HBAN|HUNTINGTON BCSHS|BAYC|BAY CREST PARTNERS, LLC|71219
HBAN|HUNTINGTON BCSHS|BAYT|BTIG, LLC|9720
HBAN|HUNTINGTON BCSHS|BBNT|BB&T SECURITIES, LLC|6252
HBAN|HUNTINGTON BCSHS|BERN|Sanford C. Bernstein & Co., LLC|264433
HBAN|HUNTINGTON BCSHS|BIAD|SAGETRADER, LLC|400
HBAN|HUNTINGTON BCSHS|BIDS|BIDS TRADING L.P.|50832
HBAN|HUNTINGTON BCSHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|60427
HBAN|HUNTINGTON BCSHS|BLKX|INSTINET, LLC|575634
HBAN|HUNTINGTON BCSHS|BMOC|BMO Capital Markets Corp.|592979
HBAN|HUNTINGTON BCSHS|BNPX|BNP PARIBAS SECURITIES CORP.|743464
HBAN|HUNTINGTON BCSHS|BTIG|BTIG, LLC|539142
HBAN|HUNTINGTON BCSHS|BYXM|CBOE TRADING, INC.|22760
HBAN|HUNTINGTON BCSHS|BZYD|GOLDMAN SACHS & CO. LLC|11181
HBAN|HUNTINGTON BCSHS|CABR|Cabrera Capital Markets, Inc.|125
HBAN|HUNTINGTON BCSHS|CANT|Cantor Fitzgerald & Co.|76404
HBAN|HUNTINGTON BCSHS|CHAS|Charles Schwab & Co., Inc.|13325
HBAN|HUNTINGTON BCSHS|CIBP|CIBC World Markets Corp.|72722
HBAN|HUNTINGTON BCSHS|CICF|Canaccord Genuity Corp.|6953
HBAN|HUNTINGTON BCSHS|CIST|Capital Institutional Services, Inc.|167292
HBAN|HUNTINGTON BCSHS|CMPT|Compass Point Research & Trading, LLC|900
HBAN|HUNTINGTON BCSHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|990657
HBAN|HUNTINGTON BCSHS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|392
HBAN|HUNTINGTON BCSHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|41022
HBAN|HUNTINGTON BCSHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4401963
HBAN|HUNTINGTON BCSHS|CSMS|CORNERSTONE MACRO LLC|22993
HBAN|HUNTINGTON BCSHS|CTDL|Citadel Derivatives Group Llc|437673
HBAN|HUNTINGTON BCSHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|818736
HBAN|HUNTINGTON BCSHS|DADA|D.A. Davidson & Co.|24
HBAN|HUNTINGTON BCSHS|DBAB|Deutsche Bank Securities Inc.|3451186
HBAN|HUNTINGTON BCSHS|DBAX|Deutsche Bank Securities Inc.|3661900
HBAN|HUNTINGTON BCSHS|DBUL|Deutsche Bank Securities Inc.|28350
HBAN|HUNTINGTON BCSHS|DEAN|MORGAN STANLEY|85110
HBAN|HUNTINGTON BCSHS|DEGS|RONIN PROFESSIONAL LLC|996
HBAN|HUNTINGTON BCSHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|76283
HBAN|HUNTINGTON BCSHS|DREX|Drexel Hamilton, LLC|49032
HBAN|HUNTINGTON BCSHS|DRWK|DRW SECURITIES, L.L.C.|448302
HBAN|HUNTINGTON BCSHS|EBXL|EBX LLC|1302800
HBAN|HUNTINGTON BCSHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|123645
HBAN|HUNTINGTON BCSHS|EDJO|Edward D. Jones & Co., L.P.|56884
HBAN|HUNTINGTON BCSHS|EGAM|CBOE TRADING, INC.|37971
HBAN|HUNTINGTON BCSHS|EGAW|CBOE TRADING, INC.|739
HBAN|HUNTINGTON BCSHS|EGXM|CBOE TRADING, INC.|17971
HBAN|HUNTINGTON BCSHS|EGXW|CBOE TRADING, INC.|200
HBAN|HUNTINGTON BCSHS|ESPO|ESPOSITO SECURITIES, LLC|10
HBAN|HUNTINGTON BCSHS|ETBE|Electronic Transaction Clearing, Inc.|343980
HBAN|HUNTINGTON BCSHS|ETCC|Electronic Transaction Clearing, Inc.|16968
HBAN|HUNTINGTON BCSHS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|115154
HBAN|HUNTINGTON BCSHS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23069
HBAN|HUNTINGTON BCSHS|ETRS|E*Trade Securities LLC|412224
HBAN|HUNTINGTON BCSHS|FBCO|Credit Suisse Securities (USA) LLC|4697204
HBAN|HUNTINGTON BCSHS|FBSB|U.S. Bancorp Investments, Inc.|205
HBAN|HUNTINGTON BCSHS|FILL|Tradestation Securities, Inc.|5785
HBAN|HUNTINGTON BCSHS|FINX|FINTECH SECURITIES|6511
HBAN|HUNTINGTON BCSHS|FMAF|NBCN Inc./ CDS|69467
HBAN|HUNTINGTON BCSHS|FOMA|TD AMERITRADE CLEARING, INC.|1476085
HBAN|HUNTINGTON BCSHS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|21105
HBAN|HUNTINGTON BCSHS|FQLS|Quantlab Securities LP|871352
HBAN|HUNTINGTON BCSHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|712682
HBAN|HUNTINGTON BCSHS|FTBR|Foliofn Investments, Inc.|140206
HBAN|HUNTINGTON BCSHS|GEBB|GLOBAL EXECUTION BROKERS, LP|214384
HBAN|HUNTINGTON BCSHS|GELP|RBC CAPITAL MARKETS, LLC|7710
HBAN|HUNTINGTON BCSHS|GLPX|ACS EXECUTION SERVICES, LLC|62462
HBAN|HUNTINGTON BCSHS|GSCO|GOLDMAN SACHS & CO. LLC|11993153
HBAN|HUNTINGTON BCSHS|GSCS|GOLDMAN SACHS & CO. LLC|457780
HBAN|HUNTINGTON BCSHS|GSLT|GOLDMAN SACHS & CO. LLC|75182
HBAN|HUNTINGTON BCSHS|GTSZ|GTS SECURITIES LLC|758876
HBAN|HUNTINGTON BCSHS|GUGS|Guggenheim Securities, LLC|125000
HBAN|HUNTINGTON BCSHS|HAPX|HAP Trading, LLC|100
HBAN|HUNTINGTON BCSHS|HRBF|American Enterprise Investment Services Inc.|343750
HBAN|HUNTINGTON BCSHS|HSBC|HSBC Securities, Inc.|129619
HBAN|HUNTINGTON BCSHS|IATS|INTERACTIVE BROKERS LLC|49618
HBAN|HUNTINGTON BCSHS|IBKR|Interactive Brokers Llc|263173
HBAN|HUNTINGTON BCSHS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2297
HBAN|HUNTINGTON BCSHS|ICBX|INSTINET, LLC|945224
HBAN|HUNTINGTON BCSHS|IEQY|CITADEL SECURITIES LLC|2663189
HBAN|HUNTINGTON BCSHS|INCA|INSTINET, LLC|6100718
HBAN|HUNTINGTON BCSHS|INJX|INSTINET, LLC|309253
HBAN|HUNTINGTON BCSHS|INTL|INTL FCSTONE FINANCIAL INC.|24
HBAN|HUNTINGTON BCSHS|ITGI|ITG Inc.|834921
HBAN|HUNTINGTON BCSHS|ITGP|ITG INC.|1634400
HBAN|HUNTINGTON BCSHS|JANY|Janney Montgomery Scott Inc.|22115
HBAN|HUNTINGTON BCSHS|JEFF|JEFFERIES LLC|2422563
HBAN|HUNTINGTON BCSHS|JMPT|JUMP TRADING, LLC|312323
HBAN|HUNTINGTON BCSHS|JONE|JonesTrading|265872
HBAN|HUNTINGTON BCSHS|JPBX|J.P. MORGAN SECURITIES LLC|619614
HBAN|HUNTINGTON BCSHS|JPMX|J.P. Morgan Securities LLC|3840685
HBAN|HUNTINGTON BCSHS|JRCO|Johnson Rice & Company L.L.C.|10000
HBAN|HUNTINGTON BCSHS|JSJX|JANE STREET CAPITAL LLC|10357
HBAN|HUNTINGTON BCSHS|KBWI|Keefe, Bruyette & Woods, Inc.|1366454
HBAN|HUNTINGTON BCSHS|KCGM|VIRTU Americas LLC|681414
HBAN|HUNTINGTON BCSHS|KCRD|PHX FINANCIAL, INC.|434
HBAN|HUNTINGTON BCSHS|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
HBAN|HUNTINGTON BCSHS|LEHM|Barclays Capital Inc./Le|8682433
HBAN|HUNTINGTON BCSHS|LIME|Lime Brokerage LLC|2031922
HBAN|HUNTINGTON BCSHS|LMGP|LIME BROKERAGE LLC|29469
HBAN|HUNTINGTON BCSHS|LMNX|LUMINEX TRADING & ANALYTICS LLC|206800
HBAN|HUNTINGTON BCSHS|LOOP|Loop Capital Markets LLC|1200
HBAN|HUNTINGTON BCSHS|LQNA|LIQUIDNET, INC.|611400
HBAN|HUNTINGTON BCSHS|LSCI|Lek Securities Corporation|17225
HBAN|HUNTINGTON BCSHS|MACC|Mid Atlantic Capital Corporation|9451
HBAN|HUNTINGTON BCSHS|MACQ|Macquarie Capital (USA) Inc.|12544
HBAN|HUNTINGTON BCSHS|MAGM|TOR BROKERAGE LLC|7406
HBAN|HUNTINGTON BCSHS|MAXM|Maxim Group LLC|4765
HBAN|HUNTINGTON BCSHS|MBTS|ALLY INVEST SECURITIES LLC|1
HBAN|HUNTINGTON BCSHS|MCMF|Raymond James Ltd. Cds|800
HBAN|HUNTINGTON BCSHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3559209
HBAN|HUNTINGTON BCSHS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|63480
HBAN|HUNTINGTON BCSHS|MOTF|MOTIF INVESTING, INC.|27
HBAN|HUNTINGTON BCSHS|MSCO|MORGAN STANLEY & CO. LLC|12456394
HBAN|HUNTINGTON BCSHS|MSPL|MORGAN STANLEY & CO. LLC|3051100
HBAN|HUNTINGTON BCSHS|MSTX|MORGAN STANLEY & CO. LLC|958100
HBAN|HUNTINGTON BCSHS|NEUB|NEUBERGER BERMAN BD LLC|20
HBAN|HUNTINGTON BCSHS|NFSC|National Financial Services LLC|1758850
HBAN|HUNTINGTON BCSHS|NITE|VIRTU Americas LLC|3181342
HBAN|HUNTINGTON BCSHS|NITP|VIRTU Americas LLC|608144
HBAN|HUNTINGTON BCSHS|NQRB|Brut, LLC|59827
HBAN|HUNTINGTON BCSHS|NTRC|Northern Trust Securities, Inc.|9522
HBAN|HUNTINGTON BCSHS|OHOS|TWO SIGMA SECURITIES, LLC|42824
HBAN|HUNTINGTON BCSHS|OPCO|Oppenheimer & Co. Inc.|50473
HBAN|HUNTINGTON BCSHS|OTAA|OTA LLC|16000
HBAN|HUNTINGTON BCSHS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10379
HBAN|HUNTINGTON BCSHS|PDQM|CODA MARKETS, INC.|17301
HBAN|HUNTINGTON BCSHS|PHLY|NASDAQ Execution Services, LLC|7800
HBAN|HUNTINGTON BCSHS|PICT|Pictet Overseas Inc.|700
HBAN|HUNTINGTON BCSHS|PIPR|Piper Jaffray & Co.|128018
HBAN|HUNTINGTON BCSHS|PREC|PRECISION SECURITIES, LLC|3000
HBAN|HUNTINGTON BCSHS|PWJC|UBS Financial Services, Inc.|10844
HBAN|HUNTINGTON BCSHS|RAJA|Raymond James & Associates, Inc.|25964
HBAN|HUNTINGTON BCSHS|RBCM|RBC CAPITAL MARKETS, LLC|44664
HBAN|HUNTINGTON BCSHS|RHCO|Suntrust Robinson Humphrey, Inc.|325000
HBAN|HUNTINGTON BCSHS|SAGL|SAGETRADER, LLC|11877
HBAN|HUNTINGTON BCSHS|SAGW|SAGETRADER, LLC|6405
HBAN|HUNTINGTON BCSHS|SBSH|Citigroup Global Markets Inc.|2468390
HBAN|HUNTINGTON BCSHS|SDLR|Sandler, O'Neill & Partners, L.P.|23200
HBAN|HUNTINGTON BCSHS|SEIC|SEI Investments Distribution Co.|11748
HBAN|HUNTINGTON BCSHS|SGMT|GOLDMAN SACHS & CO. LLC|1641559
HBAN|HUNTINGTON BCSHS|SJLS|TRADE INFORMATICS LLC|100
HBAN|HUNTINGTON BCSHS|SOGO|Wang Investment Associates, Inc.|12
HBAN|HUNTINGTON BCSHS|SPDR|SPEEDROUTE LLC|224836
HBAN|HUNTINGTON BCSHS|SPHN|Stephens Inc.|980595
HBAN|HUNTINGTON BCSHS|SSBS|STATE STREET GLOBAL MARKETS, LLC|37500
HBAN|HUNTINGTON BCSHS|STFL|Stifel, Nicolaus & Company, Incorporated|96176
HBAN|HUNTINGTON BCSHS|STKP|STOCKPILE INVESTMENTS, INC.|502
HBAN|HUNTINGTON BCSHS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|170
HBAN|HUNTINGTON BCSHS|SWEN|Sweney Cartwright & Company|8500
HBAN|HUNTINGTON BCSHS|SWIM|TD Ameritrade, Inc.|167801
HBAN|HUNTINGTON BCSHS|SWST|Hilltop Securities Inc.|14104
HBAN|HUNTINGTON BCSHS|TKNG|ALLY INVEST SECURITIES LLC|13809
HBAN|HUNTINGTON BCSHS|TRBT|Tradebot Systems, Inc.|1305551
HBAN|HUNTINGTON BCSHS|TRCM|TRC MARKETS LLC|2196130
HBAN|HUNTINGTON BCSHS|TWTT|TASTYWORKS, INC.|400
HBAN|HUNTINGTON BCSHS|UBSA|UBS SECURITIES LLC|5033380
HBAN|HUNTINGTON BCSHS|UBSS|UBS Securities LLC|5953906
HBAN|HUNTINGTON BCSHS|VALX|VIRTU AMERICAS LLC|222360
HBAN|HUNTINGTON BCSHS|VGRD|Vanguard Marketing Corporation|107071
HBAN|HUNTINGTON BCSHS|VSIN|Vision Financial Markets Llc|34
HBAN|HUNTINGTON BCSHS|WABR|Wall Street Access|1145
HBAN|HUNTINGTON BCSHS|WBLR|WILLIAM BLAIR|101211
HBAN|HUNTINGTON BCSHS|WBPX|SUMMIT SECURITIES GROUP, LLC|500
HBAN|HUNTINGTON BCSHS|WCHV|WELLS FARGO SECURITIES, LLC|1886345
HBAN|HUNTINGTON BCSHS|WDNX|WEEDEN & CO.L.P.|756
HBAN|HUNTINGTON BCSHS|WEDB|WEDBUSH SECURITIES INC.|23
HBAN|HUNTINGTON BCSHS|WEED|Weeden & Co.L.P.|23498
HBAN|HUNTINGTON BCSHS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|80078
HBAN|HUNTINGTON BCSHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15675
HBAN|HUNTINGTON BCSHS|WGIF|CIBC World Markets Inc.|13423
HBAN|HUNTINGTON BCSHS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6143
HBAN|HUNTINGTON BCSHS|WOLF|Wolfe Trahan Securities|200
HBAN|HUNTINGTON BCSHS|WSEA|WOLVERINE SECURITIES, LLC|12114
HBAN|HUNTINGTON BCSHS|XIST|INSTINET, LLC|275776
HBAN|HUNTINGTON BCSHS|XPQR|Jump Trading|75
HBAN|HUNTINGTON BCSHS|XSTM|NATIONAL FINANCIAL SERVICES LLC|619916
HBAN|HUNTINGTON BCSHS|YKNA|COMHAR CAPITAL MARKETS, LLC|1923
HBAN|HUNTINGTON BCSHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|97982
HBANN|HUNTINGTON BANC. DEP|BARD|Robert W. Baird & Co. Incorporated|200
HBANN|HUNTINGTON BANC. DEP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10
HBANN|HUNTINGTON BANC. DEP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
HBANN|HUNTINGTON BANC. DEP|DBAX|Deutsche Bank Securities Inc.|100
HBANN|HUNTINGTON BANC. DEP|DEAN|MORGAN STANLEY|26224
HBANN|HUNTINGTON BANC. DEP|DEGS|RONIN PROFESSIONAL LLC|14
HBANN|HUNTINGTON BANC. DEP|ETRS|E*Trade Securities LLC|300
HBANN|HUNTINGTON BANC. DEP|FBCO|Credit Suisse Securities (USA) LLC|2425
HBANN|HUNTINGTON BANC. DEP|FOMA|TD AMERITRADE CLEARING, INC.|13659
HBANN|HUNTINGTON BANC. DEP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|384
HBANN|HUNTINGTON BANC. DEP|GEBB|GLOBAL EXECUTION BROKERS, LP|226
HBANN|HUNTINGTON BANC. DEP|GLPX|ACS EXECUTION SERVICES, LLC|200
HBANN|HUNTINGTON BANC. DEP|GSCO|GOLDMAN SACHS & CO. LLC|546
HBANN|HUNTINGTON BANC. DEP|GSCS|GOLDMAN SACHS & CO. LLC|9
HBANN|HUNTINGTON BANC. DEP|GTSZ|GTS SECURITIES LLC|100
HBANN|HUNTINGTON BANC. DEP|IBKR|Interactive Brokers Llc|1031
HBANN|HUNTINGTON BANC. DEP|JSEB|JANE STREET EXECUTION SERVICES, LLC|256
HBANN|HUNTINGTON BANC. DEP|LIME|Lime Brokerage LLC|1371
HBANN|HUNTINGTON BANC. DEP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1157
HBANN|HUNTINGTON BANC. DEP|MSCO|MORGAN STANLEY & CO. LLC|4955
HBANN|HUNTINGTON BANC. DEP|NFSC|National Financial Services LLC|38801
HBANN|HUNTINGTON BANC. DEP|NITE|VIRTU Americas LLC|25772
HBANN|HUNTINGTON BANC. DEP|NQRB|Brut, LLC|1100
HBANN|HUNTINGTON BANC. DEP|PDQM|CODA MARKETS, INC.|300
HBANN|HUNTINGTON BANC. DEP|RAJA|Raymond James & Associates, Inc.|6284
HBANN|HUNTINGTON BANC. DEP|SALI|INTL FCSTONE FINANCIAL INC.|154
HBANN|HUNTINGTON BANC. DEP|SGMT|GOLDMAN SACHS & CO. LLC|500
HBANN|HUNTINGTON BANC. DEP|STFL|Stifel, Nicolaus & Company, Incorporated|3912
HBANN|HUNTINGTON BANC. DEP|UBSA|UBS SECURITIES LLC|100
HBANN|HUNTINGTON BANC. DEP|UBSS|UBS Securities LLC|2705
HBANN|HUNTINGTON BANC. DEP|WCHV|WELLS FARGO SECURITIES, LLC|2162
HBANN|HUNTINGTON BANC. DEP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|102
HBANN|HUNTINGTON BANC. DEP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
HBANO|HUNTINGTON BANC. DEP|AGIS|Aegis Capital Corp.|4333
HBANO|HUNTINGTON BANC. DEP|ALTX|Alternet Securities Inc.|100
HBANO|HUNTINGTON BANC. DEP|APCC|Apex Clearing Corporation|36
HBANO|HUNTINGTON BANC. DEP|BARD|Robert W. Baird & Co. Incorporated|628
HBANO|HUNTINGTON BANC. DEP|BBNT|BB&T SECURITIES, LLC|314
HBANO|HUNTINGTON BANC. DEP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1915
HBANO|HUNTINGTON BANC. DEP|BTIG|BTIG, LLC|144
HBANO|HUNTINGTON BANC. DEP|BYXM|CBOE TRADING, INC.|400
HBANO|HUNTINGTON BANC. DEP|CANT|Cantor Fitzgerald & Co.|105
HBANO|HUNTINGTON BANC. DEP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4868
HBANO|HUNTINGTON BANC. DEP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3010
HBANO|HUNTINGTON BANC. DEP|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
HBANO|HUNTINGTON BANC. DEP|DBAB|Deutsche Bank Securities Inc.|345
HBANO|HUNTINGTON BANC. DEP|DBAX|Deutsche Bank Securities Inc.|7500
HBANO|HUNTINGTON BANC. DEP|DEAN|MORGAN STANLEY|7474
HBANO|HUNTINGTON BANC. DEP|DEGS|RONIN PROFESSIONAL LLC|5976
HBANO|HUNTINGTON BANC. DEP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1861
HBANO|HUNTINGTON BANC. DEP|EBXL|EBX LLC|5400
HBANO|HUNTINGTON BANC. DEP|EDJO|Edward D. Jones & Co., L.P.|422
HBANO|HUNTINGTON BANC. DEP|EGAM|CBOE TRADING, INC.|200
HBANO|HUNTINGTON BANC. DEP|ESPO|ESPOSITO SECURITIES, LLC|55
HBANO|HUNTINGTON BANC. DEP|ETRS|E*Trade Securities LLC|38
HBANO|HUNTINGTON BANC. DEP|FBCO|Credit Suisse Securities (USA) LLC|5357
HBANO|HUNTINGTON BANC. DEP|FOMA|TD AMERITRADE CLEARING, INC.|12508
HBANO|HUNTINGTON BANC. DEP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6331
HBANO|HUNTINGTON BANC. DEP|GEBB|GLOBAL EXECUTION BROKERS, LP|330
HBANO|HUNTINGTON BANC. DEP|GLPX|ACS EXECUTION SERVICES, LLC|1500
HBANO|HUNTINGTON BANC. DEP|GSCO|GOLDMAN SACHS & CO. LLC|33369
HBANO|HUNTINGTON BANC. DEP|GSCS|GOLDMAN SACHS & CO. LLC|1043
HBANO|HUNTINGTON BANC. DEP|GSLT|GOLDMAN SACHS & CO. LLC|648
HBANO|HUNTINGTON BANC. DEP|GTSZ|GTS SECURITIES LLC|3679
HBANO|HUNTINGTON BANC. DEP|HRBF|American Enterprise Investment Services Inc.|1541
HBANO|HUNTINGTON BANC. DEP|IBKR|Interactive Brokers Llc|17401
HBANO|HUNTINGTON BANC. DEP|ICBX|INSTINET, LLC|1900
HBANO|HUNTINGTON BANC. DEP|INCA|INSTINET, LLC|22910
HBANO|HUNTINGTON BANC. DEP|INJX|INSTINET, LLC|2046
HBANO|HUNTINGTON BANC. DEP|ITGI|ITG Inc.|100
HBANO|HUNTINGTON BANC. DEP|ITGP|ITG INC.|2200
HBANO|HUNTINGTON BANC. DEP|JANY|Janney Montgomery Scott Inc.|842
HBANO|HUNTINGTON BANC. DEP|JEFF|JEFFERIES LLC|2741
HBANO|HUNTINGTON BANC. DEP|JPMX|J.P. Morgan Securities LLC|9270
HBANO|HUNTINGTON BANC. DEP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1496
HBANO|HUNTINGTON BANC. DEP|JSJX|JANE STREET CAPITAL LLC|200
HBANO|HUNTINGTON BANC. DEP|KCGM|VIRTU Americas LLC|601
HBANO|HUNTINGTON BANC. DEP|LEHM|Barclays Capital Inc./Le|3800
HBANO|HUNTINGTON BANC. DEP|LIME|Lime Brokerage LLC|16847
HBANO|HUNTINGTON BANC. DEP|LMGP|LIME BROKERAGE LLC|1668
HBANO|HUNTINGTON BANC. DEP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4805
HBANO|HUNTINGTON BANC. DEP|MAXM|Maxim Group LLC|105
HBANO|HUNTINGTON BANC. DEP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
HBANO|HUNTINGTON BANC. DEP|MSCO|MORGAN STANLEY & CO. LLC|58148
HBANO|HUNTINGTON BANC. DEP|MSPL|MORGAN STANLEY & CO. LLC|4700
HBANO|HUNTINGTON BANC. DEP|NFSC|National Financial Services LLC|74845
HBANO|HUNTINGTON BANC. DEP|NITE|VIRTU Americas LLC|48061
HBANO|HUNTINGTON BANC. DEP|NQRB|Brut, LLC|1951
HBANO|HUNTINGTON BANC. DEP|OPCO|Oppenheimer & Co. Inc.|2439
HBANO|HUNTINGTON BANC. DEP|PDQM|CODA MARKETS, INC.|3300
HBANO|HUNTINGTON BANC. DEP|PWJC|UBS Financial Services, Inc.|6228
HBANO|HUNTINGTON BANC. DEP|RAJA|Raymond James & Associates, Inc.|2135
HBANO|HUNTINGTON BANC. DEP|RBCM|RBC CAPITAL MARKETS, LLC|1669
HBANO|HUNTINGTON BANC. DEP|SALI|INTL FCSTONE FINANCIAL INC.|90
HBANO|HUNTINGTON BANC. DEP|SBSH|Citigroup Global Markets Inc.|6719
HBANO|HUNTINGTON BANC. DEP|SGMT|GOLDMAN SACHS & CO. LLC|3383
HBANO|HUNTINGTON BANC. DEP|SPDR|SPEEDROUTE LLC|4437
HBANO|HUNTINGTON BANC. DEP|STFL|Stifel, Nicolaus & Company, Incorporated|3300
HBANO|HUNTINGTON BANC. DEP|SWST|Hilltop Securities Inc.|1860
HBANO|HUNTINGTON BANC. DEP|TRBT|Tradebot Systems, Inc.|2700
HBANO|HUNTINGTON BANC. DEP|TRCM|TRC MARKETS LLC|1528
HBANO|HUNTINGTON BANC. DEP|UBSA|UBS SECURITIES LLC|17951
HBANO|HUNTINGTON BANC. DEP|UBSS|UBS Securities LLC|42391
HBANO|HUNTINGTON BANC. DEP|VGRD|Vanguard Marketing Corporation|1136
HBANO|HUNTINGTON BANC. DEP|WCHV|WELLS FARGO SECURITIES, LLC|37961
HBANO|HUNTINGTON BANC. DEP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|724
HBANO|HUNTINGTON BANC. DEP|WGIF|CIBC World Markets Inc.|124
HBANO|HUNTINGTON BANC. DEP|XSTM|NATIONAL FINANCIAL SERVICES LLC|10280
HBANO|HUNTINGTON BANC. DEP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|355
HBB|HAMILTON BEACH A|ALTX|Alternet Securities Inc.|2024
HBB|HAMILTON BEACH A|APCC|Apex Clearing Corporation|1
HBB|HAMILTON BEACH A|BARD|Robert W. Baird & Co. Incorporated|17
HBB|HAMILTON BEACH A|BATM|CBOE TRADING, INC.|2014
HBB|HAMILTON BEACH A|BAYC|BAY CREST PARTNERS, LLC|183
HBB|HAMILTON BEACH A|BERN|Sanford C. Bernstein & Co., LLC|100
HBB|HAMILTON BEACH A|BNPX|BNP PARIBAS SECURITIES CORP.|753
HBB|HAMILTON BEACH A|BTIG|BTIG, LLC|500
HBB|HAMILTON BEACH A|CHAS|Charles Schwab & Co., Inc.|1
HBB|HAMILTON BEACH A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|751
HBB|HAMILTON BEACH A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17386
HBB|HAMILTON BEACH A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15549
HBB|HAMILTON BEACH A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16405
HBB|HAMILTON BEACH A|CTDL|Citadel Derivatives Group Llc|2115
HBB|HAMILTON BEACH A|CXCX|CITIGROUP GLOBAL MARKETS INC.|3438
HBB|HAMILTON BEACH A|DBAB|Deutsche Bank Securities Inc.|5609
HBB|HAMILTON BEACH A|DBAX|Deutsche Bank Securities Inc.|10200
HBB|HAMILTON BEACH A|DEAN|MORGAN STANLEY|46
HBB|HAMILTON BEACH A|DEGS|RONIN PROFESSIONAL LLC|2792
HBB|HAMILTON BEACH A|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|529
HBB|HAMILTON BEACH A|EBXL|EBX LLC|11900
HBB|HAMILTON BEACH A|ECUT|CONVERGEX EXECUTION SOLUTIONS|3748
HBB|HAMILTON BEACH A|EDJO|Edward D. Jones & Co., L.P.|210
HBB|HAMILTON BEACH A|EGAM|CBOE TRADING, INC.|1532
HBB|HAMILTON BEACH A|ELEV|ELEVATION, LLC|125
HBB|HAMILTON BEACH A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
HBB|HAMILTON BEACH A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|756
HBB|HAMILTON BEACH A|ETRS|E*Trade Securities LLC|574
HBB|HAMILTON BEACH A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20038
HBB|HAMILTON BEACH A|FTBR|Foliofn Investments, Inc.|409
HBB|HAMILTON BEACH A|GLPX|ACS EXECUTION SERVICES, LLC|26174
HBB|HAMILTON BEACH A|GSCO|GOLDMAN SACHS & CO. LLC|36568
HBB|HAMILTON BEACH A|GSCS|GOLDMAN SACHS & CO. LLC|200
HBB|HAMILTON BEACH A|GSLT|GOLDMAN SACHS & CO. LLC|1294
HBB|HAMILTON BEACH A|GTSZ|GTS SECURITIES LLC|32614
HBB|HAMILTON BEACH A|IATS|INTERACTIVE BROKERS LLC|200
HBB|HAMILTON BEACH A|IBKR|Interactive Brokers Llc|243
HBB|HAMILTON BEACH A|ICBX|INSTINET, LLC|2600
HBB|HAMILTON BEACH A|IEQY|CITADEL SECURITIES LLC|843
HBB|HAMILTON BEACH A|INCA|INSTINET, LLC|13472
HBB|HAMILTON BEACH A|INJX|INSTINET, LLC|100
HBB|HAMILTON BEACH A|ITGI|ITG Inc.|13255
HBB|HAMILTON BEACH A|ITGP|ITG INC.|37400
HBB|HAMILTON BEACH A|JANY|Janney Montgomery Scott Inc.|26
HBB|HAMILTON BEACH A|JEFF|JEFFERIES LLC|6574
HBB|HAMILTON BEACH A|JPBX|J.P. MORGAN SECURITIES LLC|2600
HBB|HAMILTON BEACH A|JPMX|J.P. Morgan Securities LLC|63760
HBB|HAMILTON BEACH A|KCGM|VIRTU Americas LLC|4461
HBB|HAMILTON BEACH A|LEHM|Barclays Capital Inc./Le|12371
HBB|HAMILTON BEACH A|LIME|Lime Brokerage LLC|3321
HBB|HAMILTON BEACH A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23454
HBB|HAMILTON BEACH A|MOTF|MOTIF INVESTING, INC.|5
HBB|HAMILTON BEACH A|MSCO|MORGAN STANLEY & CO. LLC|21087
HBB|HAMILTON BEACH A|MSPL|MORGAN STANLEY & CO. LLC|25900
HBB|HAMILTON BEACH A|MSTX|MORGAN STANLEY & CO. LLC|1000
HBB|HAMILTON BEACH A|NFSC|National Financial Services LLC|7235
HBB|HAMILTON BEACH A|NITE|VIRTU Americas LLC|26358
HBB|HAMILTON BEACH A|NTBF|BMO Nesbitt Burns Inc./CDS|331
HBB|HAMILTON BEACH A|PDQM|CODA MARKETS, INC.|47943
HBB|HAMILTON BEACH A|RBCM|RBC CAPITAL MARKETS, LLC|2919
HBB|HAMILTON BEACH A|SBRX|MURIEL SIEBERT & CO INC|100
HBB|HAMILTON BEACH A|SBSH|Citigroup Global Markets Inc.|4555
HBB|HAMILTON BEACH A|SGMT|GOLDMAN SACHS & CO. LLC|11631
HBB|HAMILTON BEACH A|SPDR|SPEEDROUTE LLC|3742
HBB|HAMILTON BEACH A|STFL|Stifel, Nicolaus & Company, Incorporated|800
HBB|HAMILTON BEACH A|SWIM|TD Ameritrade, Inc.|396
HBB|HAMILTON BEACH A|TMBR|Timber Hill LLC|6
HBB|HAMILTON BEACH A|TOUR|TOURMALINE PARTNERS, LLC|2500
HBB|HAMILTON BEACH A|TRBT|Tradebot Systems, Inc.|1682
HBB|HAMILTON BEACH A|TRCM|TRC MARKETS LLC|409
HBB|HAMILTON BEACH A|UBSA|UBS SECURITIES LLC|75252
HBB|HAMILTON BEACH A|UBSS|UBS Securities LLC|53197
HBB|HAMILTON BEACH A|VALX|VIRTU AMERICAS LLC|5339
HBB|HAMILTON BEACH A|VGRD|Vanguard Marketing Corporation|450
HBB|HAMILTON BEACH A|WABR|Wall Street Access|2388
HBB|HAMILTON BEACH A|WCHV|WELLS FARGO SECURITIES, LLC|1765
HBB|HAMILTON BEACH A|WEED|Weeden & Co.L.P.|300
HBB|HAMILTON BEACH A|WSEA|WOLVERINE SECURITIES, LLC|745
HBB|HAMILTON BEACH A|XIST|INSTINET, LLC|2400
HBB|HAMILTON BEACH A|XPQR|Jump Trading|100
HBB|HAMILTON BEACH A|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
HBB|HAMILTON BEACH A|YKNA|COMHAR CAPITAL MARKETS, LLC|1951
HBB|HAMILTON BEACH A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|513
HBCP|HOME BANCORP, INC.|ALTX|Alternet Securities Inc.|329
HBCP|HOME BANCORP, INC.|APCC|Apex Clearing Corporation|10
HBCP|HOME BANCORP, INC.|BATM|CBOE TRADING, INC.|151
HBCP|HOME BANCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|2290
HBCP|HOME BANCORP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
HBCP|HOME BANCORP, INC.|BMOC|BMO Capital Markets Corp.|1141
HBCP|HOME BANCORP, INC.|BNKS|Fig Partners, LLC|1407
HBCP|HOME BANCORP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|774
HBCP|HOME BANCORP, INC.|BYXM|CBOE TRADING, INC.|100
HBCP|HOME BANCORP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|885
HBCP|HOME BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1166
HBCP|HOME BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17975
HBCP|HOME BANCORP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19666
HBCP|HOME BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5046
HBCP|HOME BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|1429
HBCP|HOME BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1924
HBCP|HOME BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|37371
HBCP|HOME BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|3600
HBCP|HOME BANCORP, INC.|DEGS|RONIN PROFESSIONAL LLC|6286
HBCP|HOME BANCORP, INC.|EBXL|EBX LLC|1500
HBCP|HOME BANCORP, INC.|EDJO|Edward D. Jones & Co., L.P.|417
HBCP|HOME BANCORP, INC.|EGAM|CBOE TRADING, INC.|651
HBCP|HOME BANCORP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
HBCP|HOME BANCORP, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|77
HBCP|HOME BANCORP, INC.|ETRS|E*Trade Securities LLC|7839
HBCP|HOME BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|19742
HBCP|HOME BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|11246
HBCP|HOME BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10037
HBCP|HOME BANCORP, INC.|FTBR|Foliofn Investments, Inc.|101
HBCP|HOME BANCORP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2259
HBCP|HOME BANCORP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|5151
HBCP|HOME BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|105274
HBCP|HOME BANCORP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|60
HBCP|HOME BANCORP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|132
HBCP|HOME BANCORP, INC.|GTSZ|GTS SECURITIES LLC|16133
HBCP|HOME BANCORP, INC.|HRBF|American Enterprise Investment Services Inc.|26
HBCP|HOME BANCORP, INC.|IBKR|Interactive Brokers Llc|4731
HBCP|HOME BANCORP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
HBCP|HOME BANCORP, INC.|ICBX|INSTINET, LLC|500
HBCP|HOME BANCORP, INC.|IEQY|CITADEL SECURITIES LLC|2649
HBCP|HOME BANCORP, INC.|INCA|INSTINET, LLC|18256
HBCP|HOME BANCORP, INC.|INJX|INSTINET, LLC|1414
HBCP|HOME BANCORP, INC.|ITGI|ITG Inc.|22653
HBCP|HOME BANCORP, INC.|ITGP|ITG INC.|3600
HBCP|HOME BANCORP, INC.|JANY|Janney Montgomery Scott Inc.|43
HBCP|HOME BANCORP, INC.|JEFF|JEFFERIES LLC|1917
HBCP|HOME BANCORP, INC.|JPMX|J.P. Morgan Securities LLC|7339
HBCP|HOME BANCORP, INC.|JSJX|JANE STREET CAPITAL LLC|78
HBCP|HOME BANCORP, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|1484
HBCP|HOME BANCORP, INC.|KCGM|VIRTU Americas LLC|1195
HBCP|HOME BANCORP, INC.|LEHM|Barclays Capital Inc./Le|20483
HBCP|HOME BANCORP, INC.|LIME|Lime Brokerage LLC|24069
HBCP|HOME BANCORP, INC.|LMGP|LIME BROKERAGE LLC|3039
HBCP|HOME BANCORP, INC.|MAXM|Maxim Group LLC|736
HBCP|HOME BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6462
HBCP|HOME BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|97972
HBCP|HOME BANCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|4900
HBCP|HOME BANCORP, INC.|NFSC|National Financial Services LLC|2945
HBCP|HOME BANCORP, INC.|NITE|VIRTU Americas LLC|18146
HBCP|HOME BANCORP, INC.|NITP|VIRTU Americas LLC|400
HBCP|HOME BANCORP, INC.|NQRB|Brut, LLC|300
HBCP|HOME BANCORP, INC.|PDQM|CODA MARKETS, INC.|8955
HBCP|HOME BANCORP, INC.|RAJA|Raymond James & Associates, Inc.|200
HBCP|HOME BANCORP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|20
HBCP|HOME BANCORP, INC.|SAGW|SAGETRADER, LLC|165
HBCP|HOME BANCORP, INC.|SBSH|Citigroup Global Markets Inc.|13556
HBCP|HOME BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|5500
HBCP|HOME BANCORP, INC.|SPDR|SPEEDROUTE LLC|861
HBCP|HOME BANCORP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|20724
HBCP|HOME BANCORP, INC.|SWIM|TD Ameritrade, Inc.|3100
HBCP|HOME BANCORP, INC.|TKNG|ALLY INVEST SECURITIES LLC|50
HBCP|HOME BANCORP, INC.|TMBR|Timber Hill LLC|7
HBCP|HOME BANCORP, INC.|TRBT|Tradebot Systems, Inc.|2629
HBCP|HOME BANCORP, INC.|TRCM|TRC MARKETS LLC|14662
HBCP|HOME BANCORP, INC.|UBSA|UBS SECURITIES LLC|17243
HBCP|HOME BANCORP, INC.|UBSS|UBS Securities LLC|69391
HBCP|HOME BANCORP, INC.|VALX|VIRTU AMERICAS LLC|2042
HBCP|HOME BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|3660
HBCP|HOME BANCORP, INC.|WEED|Weeden & Co.L.P.|1830
HBCP|HOME BANCORP, INC.|WHOT|JUST2TRADE, INC.|1000
HBCP|HOME BANCORP, INC.|WSEA|WOLVERINE SECURITIES, LLC|50
HBCP|HOME BANCORP, INC.|XIST|INSTINET, LLC|914
HBCP|HOME BANCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
HBCP|HOME BANCORP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|872
HBCP|HOME BANCORP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1493
HBI|HANESBRANDS INC.|ABLE|NATIXIS Securities Americas LLC|228146
HBI|HANESBRANDS INC.|ADAM|CANACCORD GENUITY INC.|217949
HBI|HANESBRANDS INC.|AGIS|Aegis Capital Corp.|25481
HBI|HANESBRANDS INC.|ALTX|Alternet Securities Inc.|76032
HBI|HANESBRANDS INC.|ANOS|ABEL/NOSER, L.L.C.|242360
HBI|HANESBRANDS INC.|APCC|Apex Clearing Corporation|2062
HBI|HANESBRANDS INC.|AQUA|AQUA SECURITIES L.P.|19300
HBI|HANESBRANDS INC.|BANK|Primevest Financial Services, Inc.|1226
HBI|HANESBRANDS INC.|BARD|Robert W. Baird & Co. Incorporated|100832
HBI|HANESBRANDS INC.|BATM|CBOE TRADING, INC.|16973
HBI|HANESBRANDS INC.|BAYT|BTIG, LLC|1200
HBI|HANESBRANDS INC.|BBNT|BB&T SECURITIES, LLC|59330
HBI|HANESBRANDS INC.|BERN|Sanford C. Bernstein & Co., LLC|301252
HBI|HANESBRANDS INC.|BIDS|BIDS TRADING L.P.|18300
HBI|HANESBRANDS INC.|BIMI|Banca IMI Securities Corp.|2250
HBI|HANESBRANDS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|128771
HBI|HANESBRANDS INC.|BLKX|INSTINET, LLC|1951232
HBI|HANESBRANDS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|360304
HBI|HANESBRANDS INC.|BTIG|BTIG, LLC|3570
HBI|HANESBRANDS INC.|BYXM|CBOE TRADING, INC.|14249
HBI|HANESBRANDS INC.|BZYD|GOLDMAN SACHS & CO. LLC|1598
HBI|HANESBRANDS INC.|CANT|Cantor Fitzgerald & Co.|30900
HBI|HANESBRANDS INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|40070
HBI|HANESBRANDS INC.|CHAS|Charles Schwab & Co., Inc.|187688
HBI|HANESBRANDS INC.|CIBP|CIBC World Markets Corp.|19928
HBI|HANESBRANDS INC.|CICF|Canaccord Genuity Corp.|1570
HBI|HANESBRANDS INC.|CIST|Capital Institutional Services, Inc.|12968
HBI|HANESBRANDS INC.|CLSA|CLSA AMERICAS, LLC|100
HBI|HANESBRANDS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|452883
HBI|HANESBRANDS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|53266
HBI|HANESBRANDS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2261091
HBI|HANESBRANDS INC.|CSMS|CORNERSTONE MACRO LLC|22783
HBI|HANESBRANDS INC.|CTDL|Citadel Derivatives Group Llc|33821
HBI|HANESBRANDS INC.|CTLR|CUTLER GROUP, LP|10300
HBI|HANESBRANDS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|677418
HBI|HANESBRANDS INC.|DADA|D.A. Davidson & Co.|33417
HBI|HANESBRANDS INC.|DAVA|Davenport & Company LLC|3376
HBI|HANESBRANDS INC.|DBAB|Deutsche Bank Securities Inc.|1577206
HBI|HANESBRANDS INC.|DBAX|Deutsche Bank Securities Inc.|3779400
HBI|HANESBRANDS INC.|DBUL|Deutsche Bank Securities Inc.|101097
HBI|HANESBRANDS INC.|DCHF|Dart Executions, LLC|1856
HBI|HANESBRANDS INC.|DEAN|MORGAN STANLEY|47324
HBI|HANESBRANDS INC.|DEGS|RONIN PROFESSIONAL LLC|800
HBI|HANESBRANDS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34341
HBI|HANESBRANDS INC.|EBXL|EBX LLC|1043800
HBI|HANESBRANDS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|139557
HBI|HANESBRANDS INC.|EDJC|Edward Jones / CDS|4931
HBI|HANESBRANDS INC.|EDJO|Edward D. Jones & Co., L.P.|119881
HBI|HANESBRANDS INC.|EGAM|CBOE TRADING, INC.|96649
HBI|HANESBRANDS INC.|EGAW|CBOE TRADING, INC.|546
HBI|HANESBRANDS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|300
HBI|HANESBRANDS INC.|EGXM|CBOE TRADING, INC.|11511
HBI|HANESBRANDS INC.|EGXW|CBOE TRADING, INC.|11
HBI|HANESBRANDS INC.|ESPO|ESPOSITO SECURITIES, LLC|6800
HBI|HANESBRANDS INC.|ETBE|Electronic Transaction Clearing, Inc.|58116
HBI|HANESBRANDS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
HBI|HANESBRANDS INC.|ETCB|ETC BROKERAGE SERVICES, LLC|586
HBI|HANESBRANDS INC.|ETCC|Electronic Transaction Clearing, Inc.|1855
HBI|HANESBRANDS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8777
HBI|HANESBRANDS INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6366
HBI|HANESBRANDS INC.|ETRS|E*Trade Securities LLC|317432
HBI|HANESBRANDS INC.|FBRC|B. RILEY FBR, INC.|235880
HBI|HANESBRANDS INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|533
HBI|HANESBRANDS INC.|FILL|Tradestation Securities, Inc.|27129
HBI|HANESBRANDS INC.|FINX|FINTECH SECURITIES|6282
HBI|HANESBRANDS INC.|FINZ|FINTECH SECURITIES|1480
HBI|HANESBRANDS INC.|FMAF|NBCN Inc./ CDS|11863
HBI|HANESBRANDS INC.|FMCO|First Manhattan Co|1300
HBI|HANESBRANDS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22555
HBI|HANESBRANDS INC.|FQLS|Quantlab Securities LP|1119239
HBI|HANESBRANDS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|819922
HBI|HANESBRANDS INC.|FTBR|Foliofn Investments, Inc.|21630
HBI|HANESBRANDS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|27443
HBI|HANESBRANDS INC.|GLIS|TD Securities Inc|2690
HBI|HANESBRANDS INC.|GLPX|ACS EXECUTION SERVICES, LLC|332808
HBI|HANESBRANDS INC.|GSCO|GOLDMAN SACHS & CO. LLC|6174608
HBI|HANESBRANDS INC.|GSCS|GOLDMAN SACHS & CO. LLC|155212
HBI|HANESBRANDS INC.|GSLT|GOLDMAN SACHS & CO. LLC|79280
HBI|HANESBRANDS INC.|GTSZ|GTS SECURITIES LLC|351596
HBI|HANESBRANDS INC.|HRBF|American Enterprise Investment Services Inc.|29495
HBI|HANESBRANDS INC.|HSBC|HSBC Securities, Inc.|14504
HBI|HANESBRANDS INC.|IATS|INTERACTIVE BROKERS LLC|35963
HBI|HANESBRANDS INC.|IBKR|Interactive Brokers Llc|133805
HBI|HANESBRANDS INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1082
HBI|HANESBRANDS INC.|ICBX|INSTINET, LLC|787793
HBI|HANESBRANDS INC.|IEQY|CITADEL SECURITIES LLC|684326
HBI|HANESBRANDS INC.|INCA|INSTINET, LLC|1188426
HBI|HANESBRANDS INC.|INJX|INSTINET, LLC|19874
HBI|HANESBRANDS INC.|ITGI|ITG Inc.|244013
HBI|HANESBRANDS INC.|ITGP|ITG INC.|1264200
HBI|HANESBRANDS INC.|JANY|Janney Montgomery Scott Inc.|23517
HBI|HANESBRANDS INC.|JEFF|JEFFERIES LLC|1677727
HBI|HANESBRANDS INC.|JMPT|JUMP TRADING, LLC|311948
HBI|HANESBRANDS INC.|JONE|JonesTrading|1800
HBI|HANESBRANDS INC.|JPBX|J.P. MORGAN SECURITIES LLC|448332
HBI|HANESBRANDS INC.|JPMX|J.P. Morgan Securities LLC|3707402
HBI|HANESBRANDS INC.|JSJX|JANE STREET CAPITAL LLC|29651
HBI|HANESBRANDS INC.|KCGM|VIRTU Americas LLC|476469
HBI|HANESBRANDS INC.|LEHM|Barclays Capital Inc./Le|4633189
HBI|HANESBRANDS INC.|LGNT|COR CLEARING LLC|105
HBI|HANESBRANDS INC.|LIME|Lime Brokerage LLC|94408
HBI|HANESBRANDS INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|246400
HBI|HANESBRANDS INC.|LOOP|Loop Capital Markets LLC|512
HBI|HANESBRANDS INC.|LQNA|LIQUIDNET, INC.|580800
HBI|HANESBRANDS INC.|LSCI|Lek Securities Corporation|1028
HBI|HANESBRANDS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
HBI|HANESBRANDS INC.|MACC|Mid Atlantic Capital Corporation|606
HBI|HANESBRANDS INC.|MACQ|Macquarie Capital (USA) Inc.|38464
HBI|HANESBRANDS INC.|MAXM|Maxim Group LLC|3264
HBI|HANESBRANDS INC.|MBTS|ALLY INVEST SECURITIES LLC|2220
HBI|HANESBRANDS INC.|MCBT|Moors & Cabot, Inc.|1000
HBI|HANESBRANDS INC.|MCMF|Raymond James Ltd. Cds|11230
HBI|HANESBRANDS INC.|MKMP|MKM Partners LLC|10000
HBI|HANESBRANDS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1257989
HBI|HANESBRANDS INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
HBI|HANESBRANDS INC.|MNDX|TJM Investments, LLC|5822
HBI|HANESBRANDS INC.|MOTF|MOTIF INVESTING, INC.|3
HBI|HANESBRANDS INC.|MSCO|MORGAN STANLEY & CO. LLC|8735672
HBI|HANESBRANDS INC.|MSPL|MORGAN STANLEY & CO. LLC|3074900
HBI|HANESBRANDS INC.|MSTX|MORGAN STANLEY & CO. LLC|2485700
HBI|HANESBRANDS INC.|NBCS|NBC Securities, INC.|500
HBI|HANESBRANDS INC.|NEUB|NEUBERGER BERMAN BD LLC|2000
HBI|HANESBRANDS INC.|NFSC|National Financial Services LLC|1441402
HBI|HANESBRANDS INC.|NITE|VIRTU Americas LLC|3684706
HBI|HANESBRANDS INC.|NITP|VIRTU Americas LLC|67283
HBI|HANESBRANDS INC.|NQRB|Brut, LLC|42448
HBI|HANESBRANDS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1350
HBI|HANESBRANDS INC.|NTRC|Northern Trust Securities, Inc.|7295
HBI|HANESBRANDS INC.|OHOS|TWO SIGMA SECURITIES, LLC|157363
HBI|HANESBRANDS INC.|OPCO|Oppenheimer & Co. Inc.|34723
HBI|HANESBRANDS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
HBI|HANESBRANDS INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|560
HBI|HANESBRANDS INC.|PCFF|Pacific International Securities Inc./CDS|550
HBI|HANESBRANDS INC.|PDQM|CODA MARKETS, INC.|851771
HBI|HANESBRANDS INC.|PHLY|NASDAQ Execution Services, LLC|27400
HBI|HANESBRANDS INC.|PWJC|UBS Financial Services, Inc.|34800
HBI|HANESBRANDS INC.|QMSR|QUATTRO M SECURITIES INC.|12915
HBI|HANESBRANDS INC.|RBCM|RBC CAPITAL MARKETS, LLC|99125
HBI|HANESBRANDS INC.|RGLD|Regal Securities, Inc|200
HBI|HANESBRANDS INC.|RHCO|Suntrust Robinson Humphrey, Inc.|21029
HBI|HANESBRANDS INC.|SAGL|SAGETRADER, LLC|217936
HBI|HANESBRANDS INC.|SAGW|SAGETRADER, LLC|94
HBI|HANESBRANDS INC.|SALI|INTL FCSTONE FINANCIAL INC.|7673
HBI|HANESBRANDS INC.|SBRX|MURIEL SIEBERT & CO INC|100
HBI|HANESBRANDS INC.|SBSH|Citigroup Global Markets Inc.|376835
HBI|HANESBRANDS INC.|SEIC|SEI Investments Distribution Co.|3500
HBI|HANESBRANDS INC.|SGMT|GOLDMAN SACHS & CO. LLC|1230204
HBI|HANESBRANDS INC.|SJLS|TRADE INFORMATICS LLC|100
HBI|HANESBRANDS INC.|SPDR|SPEEDROUTE LLC|132000
HBI|HANESBRANDS INC.|SPGS|Sea Port Group Securities, LLC|127966
HBI|HANESBRANDS INC.|SPHN|Stephens Inc.|179743
HBI|HANESBRANDS INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|5904
HBI|HANESBRANDS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|136374
HBI|HANESBRANDS INC.|STKP|STOCKPILE INVESTMENTS, INC.|566
HBI|HANESBRANDS INC.|STXG|Stockcross Financial Services, Inc.|13
HBI|HANESBRANDS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13887
HBI|HANESBRANDS INC.|SWIM|TD Ameritrade, Inc.|572906
HBI|HANESBRANDS INC.|SWST|Hilltop Securities Inc.|16024
HBI|HANESBRANDS INC.|TAGC|TELSEY ADVISORY GROUP LLC|4414
HBI|HANESBRANDS INC.|TKNG|ALLY INVEST SECURITIES LLC|28651
HBI|HANESBRANDS INC.|TOUR|TOURMALINE PARTNERS, LLC|1800
HBI|HANESBRANDS INC.|TRBT|Tradebot Systems, Inc.|881773
HBI|HANESBRANDS INC.|TRCM|TRC MARKETS LLC|852337
HBI|HANESBRANDS INC.|TWTT|TASTYWORKS, INC.|60
HBI|HANESBRANDS INC.|UBSA|UBS SECURITIES LLC|3724482
HBI|HANESBRANDS INC.|UBSS|UBS Securities LLC|3511894
HBI|HANESBRANDS INC.|VALX|VIRTU AMERICAS LLC|171163
HBI|HANESBRANDS INC.|VERT|The Vertical Trading Group, LLC|3150
HBI|HANESBRANDS INC.|VGRD|Vanguard Marketing Corporation|122289
HBI|HANESBRANDS INC.|VNDM|Wall Street Access|32500
HBI|HANESBRANDS INC.|WBLR|WILLIAM BLAIR|188385
HBI|HANESBRANDS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|25229
HBI|HANESBRANDS INC.|WCHV|WELLS FARGO SECURITIES, LLC|454272
HBI|HANESBRANDS INC.|WDNX|WEEDEN & CO.L.P.|4224
HBI|HANESBRANDS INC.|WEDB|WEDBUSH SECURITIES INC.|38236
HBI|HANESBRANDS INC.|WEED|Weeden & Co.L.P.|90168
HBI|HANESBRANDS INC.|WESC|Wellington Shields & Co., LLC|700
HBI|HANESBRANDS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|69204
HBI|HANESBRANDS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|103698
HBI|HANESBRANDS INC.|WFPB|Wells Fargo Securities, LLC.|1773
HBI|HANESBRANDS INC.|WGIF|CIBC World Markets Inc.|58614
HBI|HANESBRANDS INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|594
HBI|HANESBRANDS INC.|WSEA|WOLVERINE SECURITIES, LLC|60269
HBI|HANESBRANDS INC.|WTFS|JUST2TRADE, INC.|1456
HBI|HANESBRANDS INC.|XIST|INSTINET, LLC|148080
HBI|HANESBRANDS INC.|XPQR|Jump Trading|2500
HBI|HANESBRANDS INC.|XPUS|XP SECURITIES, LLC|8456
HBI|HANESBRANDS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|526496
HBI|HANESBRANDS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|13683
HBI|HANESBRANDS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|101456
HBIO|HARVARD BIOSCIENCE|APCC|Apex Clearing Corporation|27
HBIO|HARVARD BIOSCIENCE|BAYC|BAY CREST PARTNERS, LLC|5560
HBIO|HARVARD BIOSCIENCE|BLKX|INSTINET, LLC|8100
HBIO|HARVARD BIOSCIENCE|BMOC|BMO Capital Markets Corp.|2650
HBIO|HARVARD BIOSCIENCE|BNPX|BNP PARIBAS SECURITIES CORP.|5562
HBIO|HARVARD BIOSCIENCE|BTIG|BTIG, LLC|1706
HBIO|HARVARD BIOSCIENCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34181
HBIO|HARVARD BIOSCIENCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
HBIO|HARVARD BIOSCIENCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109443
HBIO|HARVARD BIOSCIENCE|CTDL|Citadel Derivatives Group Llc|13288
HBIO|HARVARD BIOSCIENCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|12204
HBIO|HARVARD BIOSCIENCE|DBAB|Deutsche Bank Securities Inc.|296142
HBIO|HARVARD BIOSCIENCE|DBAX|Deutsche Bank Securities Inc.|83900
HBIO|HARVARD BIOSCIENCE|DEGS|RONIN PROFESSIONAL LLC|22636
HBIO|HARVARD BIOSCIENCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21177
HBIO|HARVARD BIOSCIENCE|EBXL|EBX LLC|43900
HBIO|HARVARD BIOSCIENCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|606
HBIO|HARVARD BIOSCIENCE|EGAW|CBOE TRADING, INC.|10
HBIO|HARVARD BIOSCIENCE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2089
HBIO|HARVARD BIOSCIENCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1388
HBIO|HARVARD BIOSCIENCE|ETRS|E*Trade Securities LLC|13317
HBIO|HARVARD BIOSCIENCE|FBCO|Credit Suisse Securities (USA) LLC|58756
HBIO|HARVARD BIOSCIENCE|FILL|Tradestation Securities, Inc.|400
HBIO|HARVARD BIOSCIENCE|FOMA|TD AMERITRADE CLEARING, INC.|96371
HBIO|HARVARD BIOSCIENCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12847
HBIO|HARVARD BIOSCIENCE|FTBR|Foliofn Investments, Inc.|2988
HBIO|HARVARD BIOSCIENCE|GEBB|GLOBAL EXECUTION BROKERS, LP|6206
HBIO|HARVARD BIOSCIENCE|GLIS|TD Securities Inc|2528
HBIO|HARVARD BIOSCIENCE|GLPX|ACS EXECUTION SERVICES, LLC|792
HBIO|HARVARD BIOSCIENCE|GSCO|GOLDMAN SACHS & CO. LLC|1486751
HBIO|HARVARD BIOSCIENCE|GSCS|GOLDMAN SACHS & CO. LLC|21744
HBIO|HARVARD BIOSCIENCE|GSLT|GOLDMAN SACHS & CO. LLC|5496
HBIO|HARVARD BIOSCIENCE|GTSZ|GTS SECURITIES LLC|36407
HBIO|HARVARD BIOSCIENCE|HRBF|American Enterprise Investment Services Inc.|2700
HBIO|HARVARD BIOSCIENCE|IATS|INTERACTIVE BROKERS LLC|2700
HBIO|HARVARD BIOSCIENCE|IBKR|Interactive Brokers Llc|136455
HBIO|HARVARD BIOSCIENCE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1551
HBIO|HARVARD BIOSCIENCE|ICBX|INSTINET, LLC|18480
HBIO|HARVARD BIOSCIENCE|IEQY|CITADEL SECURITIES LLC|2335
HBIO|HARVARD BIOSCIENCE|INCA|INSTINET, LLC|118724
HBIO|HARVARD BIOSCIENCE|INJX|INSTINET, LLC|1731
HBIO|HARVARD BIOSCIENCE|ITGI|ITG Inc.|6121
HBIO|HARVARD BIOSCIENCE|ITGP|ITG INC.|47000
HBIO|HARVARD BIOSCIENCE|JANY|Janney Montgomery Scott Inc.|101177
HBIO|HARVARD BIOSCIENCE|JEFF|JEFFERIES LLC|26465
HBIO|HARVARD BIOSCIENCE|JMPT|JUMP TRADING, LLC|650
HBIO|HARVARD BIOSCIENCE|JONE|JonesTrading|6347
HBIO|HARVARD BIOSCIENCE|JPBX|J.P. MORGAN SECURITIES LLC|3200
HBIO|HARVARD BIOSCIENCE|JPMX|J.P. Morgan Securities LLC|320483
HBIO|HARVARD BIOSCIENCE|JSJX|JANE STREET CAPITAL LLC|4892
HBIO|HARVARD BIOSCIENCE|KCGM|VIRTU Americas LLC|20166
HBIO|HARVARD BIOSCIENCE|LEHM|Barclays Capital Inc./Le|567024
HBIO|HARVARD BIOSCIENCE|LIME|Lime Brokerage LLC|15615
HBIO|HARVARD BIOSCIENCE|LMGP|LIME BROKERAGE LLC|16240
HBIO|HARVARD BIOSCIENCE|LOOP|Loop Capital Markets LLC|7826
HBIO|HARVARD BIOSCIENCE|MACQ|Macquarie Capital (USA) Inc.|2536
HBIO|HARVARD BIOSCIENCE|MAXM|Maxim Group LLC|2751
HBIO|HARVARD BIOSCIENCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109875
HBIO|HARVARD BIOSCIENCE|MSCO|MORGAN STANLEY & CO. LLC|876196
HBIO|HARVARD BIOSCIENCE|MSPL|MORGAN STANLEY & CO. LLC|67300
HBIO|HARVARD BIOSCIENCE|MSTX|MORGAN STANLEY & CO. LLC|48400
HBIO|HARVARD BIOSCIENCE|NFSC|National Financial Services LLC|144999
HBIO|HARVARD BIOSCIENCE|NITE|VIRTU Americas LLC|295243
HBIO|HARVARD BIOSCIENCE|NITP|VIRTU Americas LLC|1600
HBIO|HARVARD BIOSCIENCE|NQRB|Brut, LLC|100
HBIO|HARVARD BIOSCIENCE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|498
HBIO|HARVARD BIOSCIENCE|PDQM|CODA MARKETS, INC.|13581
HBIO|HARVARD BIOSCIENCE|RAJA|Raymond James & Associates, Inc.|5175
HBIO|HARVARD BIOSCIENCE|RBCM|RBC CAPITAL MARKETS, LLC|36972
HBIO|HARVARD BIOSCIENCE|SBSH|Citigroup Global Markets Inc.|141188
HBIO|HARVARD BIOSCIENCE|SGMT|GOLDMAN SACHS & CO. LLC|76494
HBIO|HARVARD BIOSCIENCE|SIDC|Sidoti & Company, LLC|200
HBIO|HARVARD BIOSCIENCE|SPDR|SPEEDROUTE LLC|6667
HBIO|HARVARD BIOSCIENCE|STXG|Stockcross Financial Services, Inc.|175
HBIO|HARVARD BIOSCIENCE|SWIM|TD Ameritrade, Inc.|16521
HBIO|HARVARD BIOSCIENCE|TKNG|ALLY INVEST SECURITIES LLC|642
HBIO|HARVARD BIOSCIENCE|TMBR|Timber Hill LLC|2785
HBIO|HARVARD BIOSCIENCE|TRBT|Tradebot Systems, Inc.|4381
HBIO|HARVARD BIOSCIENCE|TRCM|TRC MARKETS LLC|36264
HBIO|HARVARD BIOSCIENCE|UBSS|UBS Securities LLC|1808041
HBIO|HARVARD BIOSCIENCE|VALX|VIRTU AMERICAS LLC|34254
HBIO|HARVARD BIOSCIENCE|VGRD|Vanguard Marketing Corporation|4133
HBIO|HARVARD BIOSCIENCE|WCHV|WELLS FARGO SECURITIES, LLC|42226
HBIO|HARVARD BIOSCIENCE|WDNX|WEEDEN & CO.L.P.|5704
HBIO|HARVARD BIOSCIENCE|WEED|Weeden & Co.L.P.|400
HBIO|HARVARD BIOSCIENCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|690
HBIO|HARVARD BIOSCIENCE|WGIF|CIBC World Markets Inc.|500
HBIO|HARVARD BIOSCIENCE|WSEA|WOLVERINE SECURITIES, LLC|469
HBIO|HARVARD BIOSCIENCE|XIST|INSTINET, LLC|400
HBIO|HARVARD BIOSCIENCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|8170
HBK|HAMILTON BANCORP|APCC|Apex Clearing Corporation|2
HBK|HAMILTON BANCORP|BAYT|BTIG, LLC|2000
HBK|HAMILTON BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|302
HBK|HAMILTON BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
HBK|HAMILTON BANCORP|ETRS|E*Trade Securities LLC|2000
HBK|HAMILTON BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|10596
HBK|HAMILTON BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
HBK|HAMILTON BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|1
HBK|HAMILTON BANCORP|IBKR|Interactive Brokers Llc|2005
HBK|HAMILTON BANCORP|INCA|INSTINET, LLC|167
HBK|HAMILTON BANCORP|INJX|INSTINET, LLC|200
HBK|HAMILTON BANCORP|LEHM|Barclays Capital Inc./Le|8
HBK|HAMILTON BANCORP|LIME|Lime Brokerage LLC|1671
HBK|HAMILTON BANCORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1
HBK|HAMILTON BANCORP|MSCO|MORGAN STANLEY & CO. LLC|437
HBK|HAMILTON BANCORP|NFSC|National Financial Services LLC|891
HBK|HAMILTON BANCORP|NITE|VIRTU Americas LLC|4905
HBK|HAMILTON BANCORP|SDLR|Sandler, O'Neill & Partners, L.P.|203
HBK|HAMILTON BANCORP|SPTD|MINT GLOBAL MARKETS, INC.|12
HBK|HAMILTON BANCORP|SWIM|TD Ameritrade, Inc.|120
HBK|HAMILTON BANCORP|UBSS|UBS Securities LLC|1866
HBK|HAMILTON BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|1000
HBM|HUDBAY MINERALS INC.|APCC|Apex Clearing Corporation|1375
HBM|HUDBAY MINERALS INC.|BATM|CBOE TRADING, INC.|100
HBM|HUDBAY MINERALS INC.|BERN|Sanford C. Bernstein & Co., LLC|30350
HBM|HUDBAY MINERALS INC.|BIMI|Banca IMI Securities Corp.|400
HBM|HUDBAY MINERALS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16616
HBM|HUDBAY MINERALS INC.|BZYD|GOLDMAN SACHS & CO. LLC|700
HBM|HUDBAY MINERALS INC.|CHAS|Charles Schwab & Co., Inc.|437
HBM|HUDBAY MINERALS INC.|CICF|Canaccord Genuity Corp.|17270
HBM|HUDBAY MINERALS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28007
HBM|HUDBAY MINERALS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
HBM|HUDBAY MINERALS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|346543
HBM|HUDBAY MINERALS INC.|CTDE|CHOICETRADE|13
HBM|HUDBAY MINERALS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|108146
HBM|HUDBAY MINERALS INC.|DBAB|Deutsche Bank Securities Inc.|84929
HBM|HUDBAY MINERALS INC.|DBAX|Deutsche Bank Securities Inc.|382100
HBM|HUDBAY MINERALS INC.|DEAN|MORGAN STANLEY|2056
HBM|HUDBAY MINERALS INC.|DEGS|RONIN PROFESSIONAL LLC|8772
HBM|HUDBAY MINERALS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
HBM|HUDBAY MINERALS INC.|EBXL|EBX LLC|140300
HBM|HUDBAY MINERALS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|44790
HBM|HUDBAY MINERALS INC.|EDJO|Edward D. Jones & Co., L.P.|250
HBM|HUDBAY MINERALS INC.|EGAM|CBOE TRADING, INC.|6280
HBM|HUDBAY MINERALS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
HBM|HUDBAY MINERALS INC.|ETRS|E*Trade Securities LLC|112775
HBM|HUDBAY MINERALS INC.|FILL|Tradestation Securities, Inc.|2554
HBM|HUDBAY MINERALS INC.|FMAF|NBCN Inc./ CDS|2300
HBM|HUDBAY MINERALS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
HBM|HUDBAY MINERALS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31387
HBM|HUDBAY MINERALS INC.|FTBR|Foliofn Investments, Inc.|5749
HBM|HUDBAY MINERALS INC.|GLIS|TD Securities Inc|5686
HBM|HUDBAY MINERALS INC.|GLPX|ACS EXECUTION SERVICES, LLC|4030
HBM|HUDBAY MINERALS INC.|GSCO|GOLDMAN SACHS & CO. LLC|174478
HBM|HUDBAY MINERALS INC.|GTSZ|GTS SECURITIES LLC|29361
HBM|HUDBAY MINERALS INC.|HRBF|American Enterprise Investment Services Inc.|2064
HBM|HUDBAY MINERALS INC.|HSBC|HSBC Securities, Inc.|272
HBM|HUDBAY MINERALS INC.|IATS|INTERACTIVE BROKERS LLC|40
HBM|HUDBAY MINERALS INC.|IBKR|Interactive Brokers Llc|60207
HBM|HUDBAY MINERALS INC.|ICBX|INSTINET, LLC|511488
HBM|HUDBAY MINERALS INC.|INCA|INSTINET, LLC|46399
HBM|HUDBAY MINERALS INC.|ITGI|ITG Inc.|55536
HBM|HUDBAY MINERALS INC.|ITGP|ITG INC.|169200
HBM|HUDBAY MINERALS INC.|JANY|Janney Montgomery Scott Inc.|1600
HBM|HUDBAY MINERALS INC.|JEFF|JEFFERIES LLC|47304
HBM|HUDBAY MINERALS INC.|JMPT|JUMP TRADING, LLC|5
HBM|HUDBAY MINERALS INC.|JPBX|J.P. MORGAN SECURITIES LLC|1708
HBM|HUDBAY MINERALS INC.|JPMX|J.P. Morgan Securities LLC|342674
HBM|HUDBAY MINERALS INC.|JSJX|JANE STREET CAPITAL LLC|900
HBM|HUDBAY MINERALS INC.|KCGM|VIRTU Americas LLC|64303
HBM|HUDBAY MINERALS INC.|LEHM|Barclays Capital Inc./Le|605950
HBM|HUDBAY MINERALS INC.|LIME|Lime Brokerage LLC|9441
HBM|HUDBAY MINERALS INC.|LSCI|Lek Securities Corporation|5293
HBM|HUDBAY MINERALS INC.|MCMF|Raymond James Ltd. Cds|2000
HBM|HUDBAY MINERALS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134064
HBM|HUDBAY MINERALS INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|50716
HBM|HUDBAY MINERALS INC.|MSCO|MORGAN STANLEY & CO. LLC|165400
HBM|HUDBAY MINERALS INC.|MSPL|MORGAN STANLEY & CO. LLC|252400
HBM|HUDBAY MINERALS INC.|MSTX|MORGAN STANLEY & CO. LLC|3400
HBM|HUDBAY MINERALS INC.|NFSC|National Financial Services LLC|238646
HBM|HUDBAY MINERALS INC.|NITE|VIRTU Americas LLC|436647
HBM|HUDBAY MINERALS INC.|NITP|VIRTU Americas LLC|14007
HBM|HUDBAY MINERALS INC.|NQRB|Brut, LLC|1000
HBM|HUDBAY MINERALS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|28425
HBM|HUDBAY MINERALS INC.|OPCO|Oppenheimer & Co. Inc.|535
HBM|HUDBAY MINERALS INC.|PDQM|CODA MARKETS, INC.|9677
HBM|HUDBAY MINERALS INC.|PNSR|Penserra Securities, LLC|74752
HBM|HUDBAY MINERALS INC.|RBCM|RBC CAPITAL MARKETS, LLC|5500
HBM|HUDBAY MINERALS INC.|RGLD|Regal Securities, Inc|1900
HBM|HUDBAY MINERALS INC.|SAGL|SAGETRADER, LLC|476
HBM|HUDBAY MINERALS INC.|SALI|INTL FCSTONE FINANCIAL INC.|200
HBM|HUDBAY MINERALS INC.|SBSH|Citigroup Global Markets Inc.|1585
HBM|HUDBAY MINERALS INC.|SGMT|GOLDMAN SACHS & CO. LLC|71404
HBM|HUDBAY MINERALS INC.|SPDR|SPEEDROUTE LLC|1000
HBM|HUDBAY MINERALS INC.|SWIM|TD Ameritrade, Inc.|36344
HBM|HUDBAY MINERALS INC.|TKNG|ALLY INVEST SECURITIES LLC|8510
HBM|HUDBAY MINERALS INC.|TMBR|Timber Hill LLC|200
HBM|HUDBAY MINERALS INC.|TRBT|Tradebot Systems, Inc.|2886
HBM|HUDBAY MINERALS INC.|TRCM|TRC MARKETS LLC|59781
HBM|HUDBAY MINERALS INC.|TWTT|TASTYWORKS, INC.|175
HBM|HUDBAY MINERALS INC.|UBSA|UBS SECURITIES LLC|166001
HBM|HUDBAY MINERALS INC.|UBSS|UBS Securities LLC|77749
HBM|HUDBAY MINERALS INC.|VALX|VIRTU AMERICAS LLC|63828
HBM|HUDBAY MINERALS INC.|VGRD|Vanguard Marketing Corporation|24838
HBM|HUDBAY MINERALS INC.|WCHV|WELLS FARGO SECURITIES, LLC|33944
HBM|HUDBAY MINERALS INC.|WEDB|WEDBUSH SECURITIES INC.|2000
HBM|HUDBAY MINERALS INC.|WEED|Weeden & Co.L.P.|920
HBM|HUDBAY MINERALS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|121
HBM|HUDBAY MINERALS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6484
HBM|HUDBAY MINERALS INC.|WSEA|WOLVERINE SECURITIES, LLC|7451
HBM|HUDBAY MINERALS INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1900
HBM|HUDBAY MINERALS INC.|XIST|INSTINET, LLC|6400
HBM|HUDBAY MINERALS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|25714
HBM|HUDBAY MINERALS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1045
HBM.W|HUDBAY MINERALS WTS|CANT|Cantor Fitzgerald & Co.|400
HBM.W|HUDBAY MINERALS WTS|MSCO|MORGAN STANLEY & CO. LLC|504
HBM.W|HUDBAY MINERALS WTS|NFSC|National Financial Services LLC|1900
HBM.W|HUDBAY MINERALS WTS|NITE|VIRTU Americas LLC|2604
HBM.W|HUDBAY MINERALS WTS|UBSS|UBS Securities LLC|385
HBMD|HOWARD BANCORP MD|APCC|Apex Clearing Corporation|200
HBMD|HOWARD BANCORP MD|BATM|CBOE TRADING, INC.|200
HBMD|HOWARD BANCORP MD|BAYC|BAY CREST PARTNERS, LLC|383
HBMD|HOWARD BANCORP MD|BERN|Sanford C. Bernstein & Co., LLC|100
HBMD|HOWARD BANCORP MD|BMOC|BMO Capital Markets Corp.|1728
HBMD|HOWARD BANCORP MD|BNKS|Fig Partners, LLC|2022
HBMD|HOWARD BANCORP MD|BNPX|BNP PARIBAS SECURITIES CORP.|1372
HBMD|HOWARD BANCORP MD|BTIG|BTIG, LLC|9
HBMD|HOWARD BANCORP MD|CHAS|Charles Schwab & Co., Inc.|1700
HBMD|HOWARD BANCORP MD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2030
HBMD|HOWARD BANCORP MD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
HBMD|HOWARD BANCORP MD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
HBMD|HOWARD BANCORP MD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15907
HBMD|HOWARD BANCORP MD|CTDL|Citadel Derivatives Group Llc|9459
HBMD|HOWARD BANCORP MD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1980
HBMD|HOWARD BANCORP MD|DBAB|Deutsche Bank Securities Inc.|90345
HBMD|HOWARD BANCORP MD|DBAX|Deutsche Bank Securities Inc.|23500
HBMD|HOWARD BANCORP MD|DEGS|RONIN PROFESSIONAL LLC|7438
HBMD|HOWARD BANCORP MD|EBXL|EBX LLC|7000
HBMD|HOWARD BANCORP MD|EDJO|Edward D. Jones & Co., L.P.|106
HBMD|HOWARD BANCORP MD|EGAM|CBOE TRADING, INC.|746
HBMD|HOWARD BANCORP MD|EGXM|CBOE TRADING, INC.|104
HBMD|HOWARD BANCORP MD|ETBE|Electronic Transaction Clearing, Inc.|4881
HBMD|HOWARD BANCORP MD|ETRS|E*Trade Securities LLC|1185
HBMD|HOWARD BANCORP MD|FBCO|Credit Suisse Securities (USA) LLC|59413
HBMD|HOWARD BANCORP MD|FOMA|TD AMERITRADE CLEARING, INC.|1209
HBMD|HOWARD BANCORP MD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15039
HBMD|HOWARD BANCORP MD|GEBB|GLOBAL EXECUTION BROKERS, LP|2894
HBMD|HOWARD BANCORP MD|GLPX|ACS EXECUTION SERVICES, LLC|542
HBMD|HOWARD BANCORP MD|GSCO|GOLDMAN SACHS & CO. LLC|258630
HBMD|HOWARD BANCORP MD|GSCS|GOLDMAN SACHS & CO. LLC|72
HBMD|HOWARD BANCORP MD|GSLT|GOLDMAN SACHS & CO. LLC|190
HBMD|HOWARD BANCORP MD|GTSZ|GTS SECURITIES LLC|10735
HBMD|HOWARD BANCORP MD|HSBC|HSBC Securities, Inc.|200
HBMD|HOWARD BANCORP MD|IBKR|Interactive Brokers Llc|6257
HBMD|HOWARD BANCORP MD|ICBX|INSTINET, LLC|6000
HBMD|HOWARD BANCORP MD|IEQY|CITADEL SECURITIES LLC|1816
HBMD|HOWARD BANCORP MD|INCA|INSTINET, LLC|44910
HBMD|HOWARD BANCORP MD|INJX|INSTINET, LLC|5483
HBMD|HOWARD BANCORP MD|ITGI|ITG Inc.|16559
HBMD|HOWARD BANCORP MD|JEFF|JEFFERIES LLC|12480
HBMD|HOWARD BANCORP MD|JMPT|JUMP TRADING, LLC|568
HBMD|HOWARD BANCORP MD|JONE|JonesTrading|733984
HBMD|HOWARD BANCORP MD|JPBX|J.P. MORGAN SECURITIES LLC|4882
HBMD|HOWARD BANCORP MD|JPMX|J.P. Morgan Securities LLC|64534
HBMD|HOWARD BANCORP MD|JSJX|JANE STREET CAPITAL LLC|324
HBMD|HOWARD BANCORP MD|KBWI|Keefe, Bruyette & Woods, Inc.|113
HBMD|HOWARD BANCORP MD|KCGM|VIRTU Americas LLC|6410
HBMD|HOWARD BANCORP MD|LEHM|Barclays Capital Inc./Le|91739
HBMD|HOWARD BANCORP MD|LIME|Lime Brokerage LLC|36910
HBMD|HOWARD BANCORP MD|MAXM|Maxim Group LLC|1238
HBMD|HOWARD BANCORP MD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13439
HBMD|HOWARD BANCORP MD|MSCO|MORGAN STANLEY & CO. LLC|238363
HBMD|HOWARD BANCORP MD|MSPL|MORGAN STANLEY & CO. LLC|22400
HBMD|HOWARD BANCORP MD|MSTX|MORGAN STANLEY & CO. LLC|7400
HBMD|HOWARD BANCORP MD|NFSC|National Financial Services LLC|14786
HBMD|HOWARD BANCORP MD|NITE|VIRTU Americas LLC|41054
HBMD|HOWARD BANCORP MD|NITP|VIRTU Americas LLC|1100
HBMD|HOWARD BANCORP MD|NQRB|Brut, LLC|710
HBMD|HOWARD BANCORP MD|OPCO|Oppenheimer & Co. Inc.|1399
HBMD|HOWARD BANCORP MD|PDQM|CODA MARKETS, INC.|9226
HBMD|HOWARD BANCORP MD|PIPR|Piper Jaffray & Co.|4426
HBMD|HOWARD BANCORP MD|RAJA|Raymond James & Associates, Inc.|1627
HBMD|HOWARD BANCORP MD|RBCM|RBC CAPITAL MARKETS, LLC|389
HBMD|HOWARD BANCORP MD|SBSH|Citigroup Global Markets Inc.|30556
HBMD|HOWARD BANCORP MD|SGMT|GOLDMAN SACHS & CO. LLC|5854
HBMD|HOWARD BANCORP MD|SPDR|SPEEDROUTE LLC|600
HBMD|HOWARD BANCORP MD|SPHN|Stephens Inc.|1500
HBMD|HOWARD BANCORP MD|SPTD|MINT GLOBAL MARKETS, INC.|4300
HBMD|HOWARD BANCORP MD|SWIM|TD Ameritrade, Inc.|1890
HBMD|HOWARD BANCORP MD|TRBT|Tradebot Systems, Inc.|7791
HBMD|HOWARD BANCORP MD|TRCM|TRC MARKETS LLC|41617
HBMD|HOWARD BANCORP MD|UBSA|UBS SECURITIES LLC|97364
HBMD|HOWARD BANCORP MD|UBSS|UBS Securities LLC|312083
HBMD|HOWARD BANCORP MD|VALX|VIRTU AMERICAS LLC|10135
HBMD|HOWARD BANCORP MD|VGRD|Vanguard Marketing Corporation|1500
HBMD|HOWARD BANCORP MD|WCHV|WELLS FARGO SECURITIES, LLC|10540
HBMD|HOWARD BANCORP MD|WEED|Weeden & Co.L.P.|1432
HBMD|HOWARD BANCORP MD|WSEA|WOLVERINE SECURITIES, LLC|13
HBMD|HOWARD BANCORP MD|XIST|INSTINET, LLC|200
HBMD|HOWARD BANCORP MD|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
HBNC|HORIZON BNCP INC CM|ALTX|Alternet Securities Inc.|1500
HBNC|HORIZON BNCP INC CM|APCC|Apex Clearing Corporation|18
HBNC|HORIZON BNCP INC CM|BANK|Primevest Financial Services, Inc.|6
HBNC|HORIZON BNCP INC CM|BARD|Robert W. Baird & Co. Incorporated|92
HBNC|HORIZON BNCP INC CM|BATM|CBOE TRADING, INC.|1641
HBNC|HORIZON BNCP INC CM|BERN|Sanford C. Bernstein & Co., LLC|139819
HBNC|HORIZON BNCP INC CM|BMOC|BMO Capital Markets Corp.|4511
HBNC|HORIZON BNCP INC CM|BNKS|Fig Partners, LLC|102
HBNC|HORIZON BNCP INC CM|BNPX|BNP PARIBAS SECURITIES CORP.|3577
HBNC|HORIZON BNCP INC CM|BYXM|CBOE TRADING, INC.|300
HBNC|HORIZON BNCP INC CM|BZYD|GOLDMAN SACHS & CO. LLC|4691
HBNC|HORIZON BNCP INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2422
HBNC|HORIZON BNCP INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
HBNC|HORIZON BNCP INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37529
HBNC|HORIZON BNCP INC CM|CTDL|Citadel Derivatives Group Llc|4716
HBNC|HORIZON BNCP INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4220
HBNC|HORIZON BNCP INC CM|DBAB|Deutsche Bank Securities Inc.|113364
HBNC|HORIZON BNCP INC CM|DBAX|Deutsche Bank Securities Inc.|19700
HBNC|HORIZON BNCP INC CM|DBUL|Deutsche Bank Securities Inc.|200
HBNC|HORIZON BNCP INC CM|DEAN|MORGAN STANLEY|73
HBNC|HORIZON BNCP INC CM|DEGS|RONIN PROFESSIONAL LLC|1600
HBNC|HORIZON BNCP INC CM|EBXL|EBX LLC|50400
HBNC|HORIZON BNCP INC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4516
HBNC|HORIZON BNCP INC CM|EDJO|Edward D. Jones & Co., L.P.|22979
HBNC|HORIZON BNCP INC CM|EGAM|CBOE TRADING, INC.|1400
HBNC|HORIZON BNCP INC CM|EGMT|EG MARKET TECHNOLOGIES LLC|410
HBNC|HORIZON BNCP INC CM|EGXM|CBOE TRADING, INC.|203
HBNC|HORIZON BNCP INC CM|ETBE|Electronic Transaction Clearing, Inc.|8721
HBNC|HORIZON BNCP INC CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2744
HBNC|HORIZON BNCP INC CM|ETRS|E*Trade Securities LLC|1328
HBNC|HORIZON BNCP INC CM|FBCO|Credit Suisse Securities (USA) LLC|130761
HBNC|HORIZON BNCP INC CM|FOMA|TD AMERITRADE CLEARING, INC.|13831
HBNC|HORIZON BNCP INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35472
HBNC|HORIZON BNCP INC CM|FTBR|Foliofn Investments, Inc.|57
HBNC|HORIZON BNCP INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|11295
HBNC|HORIZON BNCP INC CM|GLPX|ACS EXECUTION SERVICES, LLC|130
HBNC|HORIZON BNCP INC CM|GSCO|GOLDMAN SACHS & CO. LLC|493455
HBNC|HORIZON BNCP INC CM|GSCS|GOLDMAN SACHS & CO. LLC|27531
HBNC|HORIZON BNCP INC CM|GSLT|GOLDMAN SACHS & CO. LLC|201
HBNC|HORIZON BNCP INC CM|GTSZ|GTS SECURITIES LLC|4673
HBNC|HORIZON BNCP INC CM|HRBF|American Enterprise Investment Services Inc.|1354
HBNC|HORIZON BNCP INC CM|IATS|INTERACTIVE BROKERS LLC|1419
HBNC|HORIZON BNCP INC CM|IBKR|Interactive Brokers Llc|15293
HBNC|HORIZON BNCP INC CM|ICBX|INSTINET, LLC|4036
HBNC|HORIZON BNCP INC CM|IEQY|CITADEL SECURITIES LLC|7701
HBNC|HORIZON BNCP INC CM|INCA|INSTINET, LLC|65505
HBNC|HORIZON BNCP INC CM|INJX|INSTINET, LLC|5321
HBNC|HORIZON BNCP INC CM|ITGI|ITG Inc.|50296
HBNC|HORIZON BNCP INC CM|ITGP|ITG INC.|19000
HBNC|HORIZON BNCP INC CM|JANY|Janney Montgomery Scott Inc.|3
HBNC|HORIZON BNCP INC CM|JEFF|JEFFERIES LLC|2271
HBNC|HORIZON BNCP INC CM|JMPT|JUMP TRADING, LLC|20621
HBNC|HORIZON BNCP INC CM|JPBX|J.P. MORGAN SECURITIES LLC|4482
HBNC|HORIZON BNCP INC CM|JPMX|J.P. Morgan Securities LLC|45229
HBNC|HORIZON BNCP INC CM|JSJX|JANE STREET CAPITAL LLC|1012
HBNC|HORIZON BNCP INC CM|KCGM|VIRTU Americas LLC|7021
HBNC|HORIZON BNCP INC CM|LEHM|Barclays Capital Inc./Le|105534
HBNC|HORIZON BNCP INC CM|LIME|Lime Brokerage LLC|81825
HBNC|HORIZON BNCP INC CM|LMGP|LIME BROKERAGE LLC|20455
HBNC|HORIZON BNCP INC CM|MACC|Mid Atlantic Capital Corporation|285
HBNC|HORIZON BNCP INC CM|MAXM|Maxim Group LLC|3914
HBNC|HORIZON BNCP INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29940
HBNC|HORIZON BNCP INC CM|MSCO|MORGAN STANLEY & CO. LLC|370680
HBNC|HORIZON BNCP INC CM|MSPL|MORGAN STANLEY & CO. LLC|32200
HBNC|HORIZON BNCP INC CM|MSTX|MORGAN STANLEY & CO. LLC|1500
HBNC|HORIZON BNCP INC CM|NFSC|National Financial Services LLC|22144
HBNC|HORIZON BNCP INC CM|NITE|VIRTU Americas LLC|57754
HBNC|HORIZON BNCP INC CM|NQRB|Brut, LLC|4280
HBNC|HORIZON BNCP INC CM|NTRC|Northern Trust Securities, Inc.|58
HBNC|HORIZON BNCP INC CM|OPCO|Oppenheimer & Co. Inc.|2
HBNC|HORIZON BNCP INC CM|PDQM|CODA MARKETS, INC.|1300
HBNC|HORIZON BNCP INC CM|PWJC|UBS Financial Services, Inc.|2201
HBNC|HORIZON BNCP INC CM|RAJA|Raymond James & Associates, Inc.|9942
HBNC|HORIZON BNCP INC CM|RBCM|RBC CAPITAL MARKETS, LLC|2006
HBNC|HORIZON BNCP INC CM|SAGW|SAGETRADER, LLC|890
HBNC|HORIZON BNCP INC CM|SBSH|Citigroup Global Markets Inc.|47346
HBNC|HORIZON BNCP INC CM|SGMT|GOLDMAN SACHS & CO. LLC|11937
HBNC|HORIZON BNCP INC CM|SPDR|SPEEDROUTE LLC|100
HBNC|HORIZON BNCP INC CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
HBNC|HORIZON BNCP INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|3513
HBNC|HORIZON BNCP INC CM|SWIM|TD Ameritrade, Inc.|1808
HBNC|HORIZON BNCP INC CM|SWST|Hilltop Securities Inc.|5580
HBNC|HORIZON BNCP INC CM|TKNG|ALLY INVEST SECURITIES LLC|203
HBNC|HORIZON BNCP INC CM|TRBT|Tradebot Systems, Inc.|22121
HBNC|HORIZON BNCP INC CM|TRCM|TRC MARKETS LLC|51532
HBNC|HORIZON BNCP INC CM|UBSA|UBS SECURITIES LLC|108267
HBNC|HORIZON BNCP INC CM|UBSS|UBS Securities LLC|201733
HBNC|HORIZON BNCP INC CM|VALX|VIRTU AMERICAS LLC|5047
HBNC|HORIZON BNCP INC CM|VGRD|Vanguard Marketing Corporation|380
HBNC|HORIZON BNCP INC CM|WCHV|WELLS FARGO SECURITIES, LLC|9804
HBNC|HORIZON BNCP INC CM|WEDB|WEDBUSH SECURITIES INC.|1600
HBNC|HORIZON BNCP INC CM|WEED|Weeden & Co.L.P.|9030
HBNC|HORIZON BNCP INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|128
HBNC|HORIZON BNCP INC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|154
HBNC|HORIZON BNCP INC CM|WSEA|WOLVERINE SECURITIES, LLC|241
HBNC|HORIZON BNCP INC CM|WTFS|JUST2TRADE, INC.|360
HBNC|HORIZON BNCP INC CM|XIST|INSTINET, LLC|7800
HBNC|HORIZON BNCP INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
HBNC|HORIZON BNCP INC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
HBNC|HORIZON BNCP INC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6303
HBP|HUTTIG BLDG PRODUCTS|ALTX|Alternet Securities Inc.|1400
HBP|HUTTIG BLDG PRODUCTS|APCC|Apex Clearing Corporation|6
HBP|HUTTIG BLDG PRODUCTS|BATM|CBOE TRADING, INC.|963
HBP|HUTTIG BLDG PRODUCTS|BAYC|BAY CREST PARTNERS, LLC|1976
HBP|HUTTIG BLDG PRODUCTS|BAYT|BTIG, LLC|200
HBP|HUTTIG BLDG PRODUCTS|BLKX|INSTINET, LLC|6704
HBP|HUTTIG BLDG PRODUCTS|BMOC|BMO Capital Markets Corp.|3604
HBP|HUTTIG BLDG PRODUCTS|BNPX|BNP PARIBAS SECURITIES CORP.|1014
HBP|HUTTIG BLDG PRODUCTS|BTIG|BTIG, LLC|3838
HBP|HUTTIG BLDG PRODUCTS|CANT|Cantor Fitzgerald & Co.|383
HBP|HUTTIG BLDG PRODUCTS|CHAS|Charles Schwab & Co., Inc.|3190
HBP|HUTTIG BLDG PRODUCTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5455
HBP|HUTTIG BLDG PRODUCTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3978
HBP|HUTTIG BLDG PRODUCTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30665
HBP|HUTTIG BLDG PRODUCTS|CTDL|Citadel Derivatives Group Llc|632
HBP|HUTTIG BLDG PRODUCTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3330
HBP|HUTTIG BLDG PRODUCTS|DBAB|Deutsche Bank Securities Inc.|250405
HBP|HUTTIG BLDG PRODUCTS|DBAX|Deutsche Bank Securities Inc.|18200
HBP|HUTTIG BLDG PRODUCTS|DEGS|RONIN PROFESSIONAL LLC|22089
HBP|HUTTIG BLDG PRODUCTS|EBXL|EBX LLC|15100
HBP|HUTTIG BLDG PRODUCTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5589
HBP|HUTTIG BLDG PRODUCTS|EDJO|Edward D. Jones & Co., L.P.|1417
HBP|HUTTIG BLDG PRODUCTS|EGAM|CBOE TRADING, INC.|567
HBP|HUTTIG BLDG PRODUCTS|EGMT|EG MARKET TECHNOLOGIES LLC|110
HBP|HUTTIG BLDG PRODUCTS|EGXM|CBOE TRADING, INC.|612
HBP|HUTTIG BLDG PRODUCTS|EGXW|CBOE TRADING, INC.|212
HBP|HUTTIG BLDG PRODUCTS|ETBE|Electronic Transaction Clearing, Inc.|36713
HBP|HUTTIG BLDG PRODUCTS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
HBP|HUTTIG BLDG PRODUCTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|502
HBP|HUTTIG BLDG PRODUCTS|ETRS|E*Trade Securities LLC|76463
HBP|HUTTIG BLDG PRODUCTS|FBCO|Credit Suisse Securities (USA) LLC|57951
HBP|HUTTIG BLDG PRODUCTS|FINX|FINTECH SECURITIES|304
HBP|HUTTIG BLDG PRODUCTS|FOMA|TD AMERITRADE CLEARING, INC.|69166
HBP|HUTTIG BLDG PRODUCTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1101
HBP|HUTTIG BLDG PRODUCTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22300
HBP|HUTTIG BLDG PRODUCTS|FTBR|Foliofn Investments, Inc.|915
HBP|HUTTIG BLDG PRODUCTS|GEBB|GLOBAL EXECUTION BROKERS, LP|6734
HBP|HUTTIG BLDG PRODUCTS|GLPX|ACS EXECUTION SERVICES, LLC|736
HBP|HUTTIG BLDG PRODUCTS|GSCO|GOLDMAN SACHS & CO. LLC|858840
HBP|HUTTIG BLDG PRODUCTS|GSCS|GOLDMAN SACHS & CO. LLC|6715
HBP|HUTTIG BLDG PRODUCTS|GSLT|GOLDMAN SACHS & CO. LLC|283
HBP|HUTTIG BLDG PRODUCTS|GTSZ|GTS SECURITIES LLC|2226
HBP|HUTTIG BLDG PRODUCTS|IATS|INTERACTIVE BROKERS LLC|1200
HBP|HUTTIG BLDG PRODUCTS|IBKR|Interactive Brokers Llc|39200
HBP|HUTTIG BLDG PRODUCTS|ICBX|INSTINET, LLC|11070
HBP|HUTTIG BLDG PRODUCTS|IEQY|CITADEL SECURITIES LLC|3391
HBP|HUTTIG BLDG PRODUCTS|INCA|INSTINET, LLC|84302
HBP|HUTTIG BLDG PRODUCTS|INJX|INSTINET, LLC|4018
HBP|HUTTIG BLDG PRODUCTS|ITGI|ITG Inc.|19036
HBP|HUTTIG BLDG PRODUCTS|ITGP|ITG INC.|30000
HBP|HUTTIG BLDG PRODUCTS|JEFF|JEFFERIES LLC|38319
HBP|HUTTIG BLDG PRODUCTS|JMPT|JUMP TRADING, LLC|116
HBP|HUTTIG BLDG PRODUCTS|JPBX|J.P. MORGAN SECURITIES LLC|200
HBP|HUTTIG BLDG PRODUCTS|JPMX|J.P. Morgan Securities LLC|39967
HBP|HUTTIG BLDG PRODUCTS|JSJX|JANE STREET CAPITAL LLC|904
HBP|HUTTIG BLDG PRODUCTS|KCGM|VIRTU Americas LLC|6489
HBP|HUTTIG BLDG PRODUCTS|LEHM|Barclays Capital Inc./Le|358640
HBP|HUTTIG BLDG PRODUCTS|LIME|Lime Brokerage LLC|72165
HBP|HUTTIG BLDG PRODUCTS|LMGP|LIME BROKERAGE LLC|7600
HBP|HUTTIG BLDG PRODUCTS|LOOP|Loop Capital Markets LLC|3439
HBP|HUTTIG BLDG PRODUCTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
HBP|HUTTIG BLDG PRODUCTS|MAXM|Maxim Group LLC|670
HBP|HUTTIG BLDG PRODUCTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12528
HBP|HUTTIG BLDG PRODUCTS|MSCO|MORGAN STANLEY & CO. LLC|1209239
HBP|HUTTIG BLDG PRODUCTS|MSPL|MORGAN STANLEY & CO. LLC|24800
HBP|HUTTIG BLDG PRODUCTS|MSTX|MORGAN STANLEY & CO. LLC|17700
HBP|HUTTIG BLDG PRODUCTS|NFSC|National Financial Services LLC|91291
HBP|HUTTIG BLDG PRODUCTS|NITE|VIRTU Americas LLC|157926
HBP|HUTTIG BLDG PRODUCTS|NITP|VIRTU Americas LLC|1061
HBP|HUTTIG BLDG PRODUCTS|NQRB|Brut, LLC|399
HBP|HUTTIG BLDG PRODUCTS|OPCO|Oppenheimer & Co. Inc.|2000
HBP|HUTTIG BLDG PRODUCTS|PDQM|CODA MARKETS, INC.|476
HBP|HUTTIG BLDG PRODUCTS|PWJC|UBS Financial Services, Inc.|500
HBP|HUTTIG BLDG PRODUCTS|RAJA|Raymond James & Associates, Inc.|2296
HBP|HUTTIG BLDG PRODUCTS|RBCM|RBC CAPITAL MARKETS, LLC|24366
HBP|HUTTIG BLDG PRODUCTS|ROBT|Robotti & Company, LLC|583
HBP|HUTTIG BLDG PRODUCTS|SBSH|Citigroup Global Markets Inc.|95389
HBP|HUTTIG BLDG PRODUCTS|SGMT|GOLDMAN SACHS & CO. LLC|17595
HBP|HUTTIG BLDG PRODUCTS|SPDR|SPEEDROUTE LLC|2499
HBP|HUTTIG BLDG PRODUCTS|SPTD|MINT GLOBAL MARKETS, INC.|7800
HBP|HUTTIG BLDG PRODUCTS|SWIM|TD Ameritrade, Inc.|19149
HBP|HUTTIG BLDG PRODUCTS|SWST|Hilltop Securities Inc.|500
HBP|HUTTIG BLDG PRODUCTS|TKNG|ALLY INVEST SECURITIES LLC|350
HBP|HUTTIG BLDG PRODUCTS|TRBT|Tradebot Systems, Inc.|12239
HBP|HUTTIG BLDG PRODUCTS|TRCM|TRC MARKETS LLC|15172
HBP|HUTTIG BLDG PRODUCTS|UBSA|UBS SECURITIES LLC|86007
HBP|HUTTIG BLDG PRODUCTS|UBSS|UBS Securities LLC|811743
HBP|HUTTIG BLDG PRODUCTS|VALX|VIRTU AMERICAS LLC|2591
HBP|HUTTIG BLDG PRODUCTS|VGRD|Vanguard Marketing Corporation|17316
HBP|HUTTIG BLDG PRODUCTS|WCHV|WELLS FARGO SECURITIES, LLC|20958
HBP|HUTTIG BLDG PRODUCTS|WDNX|WEEDEN & CO.L.P.|4158
HBP|HUTTIG BLDG PRODUCTS|WEED|Weeden & Co.L.P.|130
HBP|HUTTIG BLDG PRODUCTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|379
HBP|HUTTIG BLDG PRODUCTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|98
HBP|HUTTIG BLDG PRODUCTS|WSEA|WOLVERINE SECURITIES, LLC|1204
HBP|HUTTIG BLDG PRODUCTS|XIST|INSTINET, LLC|2200
HBP|HUTTIG BLDG PRODUCTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
HCA|HCA HEALTHCARE, INC.|ABLE|NATIXIS Securities Americas LLC|42921
HCA|HCA HEALTHCARE, INC.|AGIS|Aegis Capital Corp.|1000
HCA|HCA HEALTHCARE, INC.|ALTX|Alternet Securities Inc.|12276
HCA|HCA HEALTHCARE, INC.|ANOS|ABEL/NOSER, L.L.C.|565
HCA|HCA HEALTHCARE, INC.|APCC|Apex Clearing Corporation|1194
HCA|HCA HEALTHCARE, INC.|BANK|Primevest Financial Services, Inc.|1
HCA|HCA HEALTHCARE, INC.|BARD|Robert W. Baird & Co. Incorporated|1425
HCA|HCA HEALTHCARE, INC.|BATM|CBOE TRADING, INC.|12663
HCA|HCA HEALTHCARE, INC.|BAYC|BAY CREST PARTNERS, LLC|494
HCA|HCA HEALTHCARE, INC.|BAYT|BTIG, LLC|1000
HCA|HCA HEALTHCARE, INC.|BBNT|BB&T SECURITIES, LLC|6494
HCA|HCA HEALTHCARE, INC.|BERN|Sanford C. Bernstein & Co., LLC|136398
HCA|HCA HEALTHCARE, INC.|BGCE|BGC Financial Inc.|6730
HCA|HCA HEALTHCARE, INC.|BIDS|BIDS TRADING L.P.|500
HCA|HCA HEALTHCARE, INC.|BIMI|Banca IMI Securities Corp.|307
HCA|HCA HEALTHCARE, INC.|BKCM|BNY Mellon Capital Markets LLC|150
HCA|HCA HEALTHCARE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11439
HCA|HCA HEALTHCARE, INC.|BLKX|INSTINET, LLC|197200
HCA|HCA HEALTHCARE, INC.|BMOC|BMO Capital Markets Corp.|621
HCA|HCA HEALTHCARE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|112285
HCA|HCA HEALTHCARE, INC.|BPFI|MANORHAVEN CAPITAL LLC|4799
HCA|HCA HEALTHCARE, INC.|BTIG|BTIG, LLC|609055
HCA|HCA HEALTHCARE, INC.|BYXM|CBOE TRADING, INC.|1099
HCA|HCA HEALTHCARE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|400
HCA|HCA HEALTHCARE, INC.|CABR|Cabrera Capital Markets, Inc.|30
HCA|HCA HEALTHCARE, INC.|CANT|Cantor Fitzgerald & Co.|2739
HCA|HCA HEALTHCARE, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|110848
HCA|HCA HEALTHCARE, INC.|CHAS|Charles Schwab & Co., Inc.|126
HCA|HCA HEALTHCARE, INC.|CIBP|CIBC World Markets Corp.|15478
HCA|HCA HEALTHCARE, INC.|CIST|Capital Institutional Services, Inc.|2359
HCA|HCA HEALTHCARE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|210637
HCA|HCA HEALTHCARE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1028
HCA|HCA HEALTHCARE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2154
HCA|HCA HEALTHCARE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|584539
HCA|HCA HEALTHCARE, INC.|CTDL|Citadel Derivatives Group Llc|17812
HCA|HCA HEALTHCARE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|164142
HCA|HCA HEALTHCARE, INC.|DADA|D.A. Davidson & Co.|51
HCA|HCA HEALTHCARE, INC.|DAVA|Davenport & Company LLC|77
HCA|HCA HEALTHCARE, INC.|DBAB|Deutsche Bank Securities Inc.|280763
HCA|HCA HEALTHCARE, INC.|DBAX|Deutsche Bank Securities Inc.|340700
HCA|HCA HEALTHCARE, INC.|DBUL|Deutsche Bank Securities Inc.|200
HCA|HCA HEALTHCARE, INC.|DCHF|Dart Executions, LLC|3715
HCA|HCA HEALTHCARE, INC.|DEAN|MORGAN STANLEY|13865
HCA|HCA HEALTHCARE, INC.|DEGS|RONIN PROFESSIONAL LLC|400
HCA|HCA HEALTHCARE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|68323
HCA|HCA HEALTHCARE, INC.|DIVA|Divine Capital Markets LLC|4720
HCA|HCA HEALTHCARE, INC.|EBXL|EBX LLC|501000
HCA|HCA HEALTHCARE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|11663
HCA|HCA HEALTHCARE, INC.|EDJC|Edward Jones / CDS|24
HCA|HCA HEALTHCARE, INC.|EDJO|Edward D. Jones & Co., L.P.|3627
HCA|HCA HEALTHCARE, INC.|EGAM|CBOE TRADING, INC.|17107
HCA|HCA HEALTHCARE, INC.|EGAW|CBOE TRADING, INC.|6
HCA|HCA HEALTHCARE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|851
HCA|HCA HEALTHCARE, INC.|EGXM|CBOE TRADING, INC.|4819
HCA|HCA HEALTHCARE, INC.|EGXW|CBOE TRADING, INC.|595
HCA|HCA HEALTHCARE, INC.|ETBE|Electronic Transaction Clearing, Inc.|42919
HCA|HCA HEALTHCARE, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
HCA|HCA HEALTHCARE, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|13
HCA|HCA HEALTHCARE, INC.|ETCC|Electronic Transaction Clearing, Inc.|639
HCA|HCA HEALTHCARE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|43296
HCA|HCA HEALTHCARE, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1173
HCA|HCA HEALTHCARE, INC.|ETRS|E*Trade Securities LLC|24662
HCA|HCA HEALTHCARE, INC.|FILL|Tradestation Securities, Inc.|4085
HCA|HCA HEALTHCARE, INC.|FINX|FINTECH SECURITIES|440
HCA|HCA HEALTHCARE, INC.|FMAF|NBCN Inc./ CDS|4515
HCA|HCA HEALTHCARE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11867
HCA|HCA HEALTHCARE, INC.|FQLS|Quantlab Securities LP|370225
HCA|HCA HEALTHCARE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|173986
HCA|HCA HEALTHCARE, INC.|FTBR|Foliofn Investments, Inc.|2127
HCA|HCA HEALTHCARE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5522
HCA|HCA HEALTHCARE, INC.|GLIS|TD Securities Inc|1050
HCA|HCA HEALTHCARE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|36459
HCA|HCA HEALTHCARE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1774736
HCA|HCA HEALTHCARE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1053
HCA|HCA HEALTHCARE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|16950
HCA|HCA HEALTHCARE, INC.|GTSZ|GTS SECURITIES LLC|164469
HCA|HCA HEALTHCARE, INC.|HAPX|HAP Trading, LLC|300
HCA|HCA HEALTHCARE, INC.|HASF|Haywood Securities Inc./CDS|125
HCA|HCA HEALTHCARE, INC.|HRBF|American Enterprise Investment Services Inc.|4449
HCA|HCA HEALTHCARE, INC.|HSBC|HSBC Securities, Inc.|25071
HCA|HCA HEALTHCARE, INC.|IATS|INTERACTIVE BROKERS LLC|19383
HCA|HCA HEALTHCARE, INC.|IBKR|Interactive Brokers Llc|33877
HCA|HCA HEALTHCARE, INC.|IBSJ|Integrity Brokerage Services, Inc.|525
HCA|HCA HEALTHCARE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1245
HCA|HCA HEALTHCARE, INC.|ICBX|INSTINET, LLC|106046
HCA|HCA HEALTHCARE, INC.|IEQY|CITADEL SECURITIES LLC|161771
HCA|HCA HEALTHCARE, INC.|INCA|INSTINET, LLC|458103
HCA|HCA HEALTHCARE, INC.|INJX|INSTINET, LLC|27206
HCA|HCA HEALTHCARE, INC.|ITGI|ITG Inc.|45792
HCA|HCA HEALTHCARE, INC.|ITGP|ITG INC.|809600
HCA|HCA HEALTHCARE, INC.|JANY|Janney Montgomery Scott Inc.|499
HCA|HCA HEALTHCARE, INC.|JEFF|JEFFERIES LLC|215527
HCA|HCA HEALTHCARE, INC.|JMPT|JUMP TRADING, LLC|113653
HCA|HCA HEALTHCARE, INC.|JONE|JonesTrading|16811
HCA|HCA HEALTHCARE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|138614
HCA|HCA HEALTHCARE, INC.|JPMX|J.P. Morgan Securities LLC|576327
HCA|HCA HEALTHCARE, INC.|JSJX|JANE STREET CAPITAL LLC|9110
HCA|HCA HEALTHCARE, INC.|JUTA|JUMP TRADING, LLC|500
HCA|HCA HEALTHCARE, INC.|KCGM|VIRTU Americas LLC|75617
HCA|HCA HEALTHCARE, INC.|LEHM|Barclays Capital Inc./Le|933687
HCA|HCA HEALTHCARE, INC.|LIME|Lime Brokerage LLC|55380
HCA|HCA HEALTHCARE, INC.|LIWD|LIME BROKERAGE LLC|92
HCA|HCA HEALTHCARE, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|144000
HCA|HCA HEALTHCARE, INC.|LOOP|Loop Capital Markets LLC|15266
HCA|HCA HEALTHCARE, INC.|LQNA|LIQUIDNET, INC.|93100
HCA|HCA HEALTHCARE, INC.|LSCI|Lek Securities Corporation|22310
HCA|HCA HEALTHCARE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HCA|HCA HEALTHCARE, INC.|MACC|Mid Atlantic Capital Corporation|640
HCA|HCA HEALTHCARE, INC.|MAXM|Maxim Group LLC|21770
HCA|HCA HEALTHCARE, INC.|MCMF|Raymond James Ltd. Cds|335
HCA|HCA HEALTHCARE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115978
HCA|HCA HEALTHCARE, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
HCA|HCA HEALTHCARE, INC.|MOTF|MOTIF INVESTING, INC.|8
HCA|HCA HEALTHCARE, INC.|MSCO|MORGAN STANLEY & CO. LLC|4055019
HCA|HCA HEALTHCARE, INC.|MSPL|MORGAN STANLEY & CO. LLC|299600
HCA|HCA HEALTHCARE, INC.|MSTX|MORGAN STANLEY & CO. LLC|119500
HCA|HCA HEALTHCARE, INC.|MULL|MARK J. MULLER EQUITIES, INC.|7713
HCA|HCA HEALTHCARE, INC.|MZHO|Mizuho Securities USA LLC|34800
HCA|HCA HEALTHCARE, INC.|NEED|Needham & Company, LLC|234
HCA|HCA HEALTHCARE, INC.|NEUB|NEUBERGER BERMAN BD LLC|433
HCA|HCA HEALTHCARE, INC.|NFSC|National Financial Services LLC|122601
HCA|HCA HEALTHCARE, INC.|NITE|VIRTU Americas LLC|376954
HCA|HCA HEALTHCARE, INC.|NITP|VIRTU Americas LLC|100
HCA|HCA HEALTHCARE, INC.|NMRA|Nomura Securities International, Inc.|700
HCA|HCA HEALTHCARE, INC.|NQRB|Brut, LLC|57315
HCA|HCA HEALTHCARE, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|125
HCA|HCA HEALTHCARE, INC.|NTRC|Northern Trust Securities, Inc.|247
HCA|HCA HEALTHCARE, INC.|OHOS|TWO SIGMA SECURITIES, LLC|76157
HCA|HCA HEALTHCARE, INC.|OPCO|Oppenheimer & Co. Inc.|537
HCA|HCA HEALTHCARE, INC.|PDQM|CODA MARKETS, INC.|68643
HCA|HCA HEALTHCARE, INC.|PHLY|NASDAQ Execution Services, LLC|25300
HCA|HCA HEALTHCARE, INC.|PICT|Pictet Overseas Inc.|331
HCA|HCA HEALTHCARE, INC.|PIPR|Piper Jaffray & Co.|4103
HCA|HCA HEALTHCARE, INC.|PWJC|UBS Financial Services, Inc.|906
HCA|HCA HEALTHCARE, INC.|QMSR|QUATTRO M SECURITIES INC.|807
HCA|HCA HEALTHCARE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|11104
HCA|HCA HEALTHCARE, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|520436
HCA|HCA HEALTHCARE, INC.|SAGL|SAGETRADER, LLC|52179
HCA|HCA HEALTHCARE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|332
HCA|HCA HEALTHCARE, INC.|SBSH|Citigroup Global Markets Inc.|1110796
HCA|HCA HEALTHCARE, INC.|SEIC|SEI Investments Distribution Co.|149
HCA|HCA HEALTHCARE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|167098
HCA|HCA HEALTHCARE, INC.|SPDR|SPEEDROUTE LLC|16282
HCA|HCA HEALTHCARE, INC.|SPHN|Stephens Inc.|555
HCA|HCA HEALTHCARE, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|151
HCA|HCA HEALTHCARE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|83690
HCA|HCA HEALTHCARE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|16
HCA|HCA HEALTHCARE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5152
HCA|HCA HEALTHCARE, INC.|SWIM|TD Ameritrade, Inc.|19162
HCA|HCA HEALTHCARE, INC.|SWST|Hilltop Securities Inc.|686
HCA|HCA HEALTHCARE, INC.|TAGC|TELSEY ADVISORY GROUP LLC|170
HCA|HCA HEALTHCARE, INC.|TKNG|ALLY INVEST SECURITIES LLC|1049
HCA|HCA HEALTHCARE, INC.|TRBT|Tradebot Systems, Inc.|298820
HCA|HCA HEALTHCARE, INC.|TRCM|TRC MARKETS LLC|207315
HCA|HCA HEALTHCARE, INC.|TWTT|TASTYWORKS, INC.|199
HCA|HCA HEALTHCARE, INC.|UBSA|UBS SECURITIES LLC|971113
HCA|HCA HEALTHCARE, INC.|UBSS|UBS Securities LLC|1572105
HCA|HCA HEALTHCARE, INC.|VALX|VIRTU AMERICAS LLC|20267
HCA|HCA HEALTHCARE, INC.|VGRD|Vanguard Marketing Corporation|3924
HCA|HCA HEALTHCARE, INC.|WBET|Wallachbeth Capital LLC|1371
HCA|HCA HEALTHCARE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2704
HCA|HCA HEALTHCARE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|83755
HCA|HCA HEALTHCARE, INC.|WDNX|WEEDEN & CO.L.P.|678
HCA|HCA HEALTHCARE, INC.|WEDB|WEDBUSH SECURITIES INC.|4577
HCA|HCA HEALTHCARE, INC.|WEED|Weeden & Co.L.P.|68056
HCA|HCA HEALTHCARE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|108864
HCA|HCA HEALTHCARE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32799
HCA|HCA HEALTHCARE, INC.|WGIF|CIBC World Markets Inc.|3540
HCA|HCA HEALTHCARE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|517
HCA|HCA HEALTHCARE, INC.|WSEA|WOLVERINE SECURITIES, LLC|8967
HCA|HCA HEALTHCARE, INC.|XIST|INSTINET, LLC|284746
HCA|HCA HEALTHCARE, INC.|XPQR|Jump Trading|5226
HCA|HCA HEALTHCARE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|32122
HCA|HCA HEALTHCARE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2828
HCA|HCA HEALTHCARE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1588
HCAC|HENNESSY CAPITAL ACQ|BTIG|BTIG, LLC|358200
HCAC|HENNESSY CAPITAL ACQ|BYXM|CBOE TRADING, INC.|300
HCAC|HENNESSY CAPITAL ACQ|CANT|Cantor Fitzgerald & Co.|823200
HCAC|HENNESSY CAPITAL ACQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36645
HCAC|HENNESSY CAPITAL ACQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4733
HCAC|HENNESSY CAPITAL ACQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|4600
HCAC|HENNESSY CAPITAL ACQ|DBAB|Deutsche Bank Securities Inc.|24900
HCAC|HENNESSY CAPITAL ACQ|DBAX|Deutsche Bank Securities Inc.|52000
HCAC|HENNESSY CAPITAL ACQ|DEAN|MORGAN STANLEY|100
HCAC|HENNESSY CAPITAL ACQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|9600
HCAC|HENNESSY CAPITAL ACQ|ETRS|E*Trade Securities LLC|3
HCAC|HENNESSY CAPITAL ACQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18169
HCAC|HENNESSY CAPITAL ACQ|GSCO|GOLDMAN SACHS & CO. LLC|253300
HCAC|HENNESSY CAPITAL ACQ|GSLT|GOLDMAN SACHS & CO. LLC|100
HCAC|HENNESSY CAPITAL ACQ|ICBX|INSTINET, LLC|7800
HCAC|HENNESSY CAPITAL ACQ|INCA|INSTINET, LLC|249485
HCAC|HENNESSY CAPITAL ACQ|ITGI|ITG Inc.|53923
HCAC|HENNESSY CAPITAL ACQ|ITGP|ITG INC.|8000
HCAC|HENNESSY CAPITAL ACQ|JONE|JonesTrading|1000000
HCAC|HENNESSY CAPITAL ACQ|JPMX|J.P. Morgan Securities LLC|6562
HCAC|HENNESSY CAPITAL ACQ|KCGM|VIRTU Americas LLC|19660
HCAC|HENNESSY CAPITAL ACQ|LEHM|Barclays Capital Inc./Le|1400
HCAC|HENNESSY CAPITAL ACQ|LIME|Lime Brokerage LLC|148
HCAC|HENNESSY CAPITAL ACQ|MACQ|Macquarie Capital (USA) Inc.|200000
HCAC|HENNESSY CAPITAL ACQ|MITR|GMP SECURITIES, LLC|234600
HCAC|HENNESSY CAPITAL ACQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4770
HCAC|HENNESSY CAPITAL ACQ|MSCO|MORGAN STANLEY & CO. LLC|92298
HCAC|HENNESSY CAPITAL ACQ|MSPL|MORGAN STANLEY & CO. LLC|100
HCAC|HENNESSY CAPITAL ACQ|MZHO|Mizuho Securities USA LLC|300000
HCAC|HENNESSY CAPITAL ACQ|NFSC|National Financial Services LLC|8028
HCAC|HENNESSY CAPITAL ACQ|NITE|VIRTU Americas LLC|22454
HCAC|HENNESSY CAPITAL ACQ|NQRB|Brut, LLC|4300
HCAC|HENNESSY CAPITAL ACQ|SGMT|GOLDMAN SACHS & CO. LLC|3200
HCAC|HENNESSY CAPITAL ACQ|STFL|Stifel, Nicolaus & Company, Incorporated|2020
HCAC|HENNESSY CAPITAL ACQ|TRBT|Tradebot Systems, Inc.|400
HCAC|HENNESSY CAPITAL ACQ|TRWN|T.R. Winston & Company, LLC|75000
HCAC|HENNESSY CAPITAL ACQ|UBSA|UBS SECURITIES LLC|10487
HCAC|HENNESSY CAPITAL ACQ|UBSS|UBS Securities LLC|833128
HCAC|HENNESSY CAPITAL ACQ|VGRD|Vanguard Marketing Corporation|300
HCAC|HENNESSY CAPITAL ACQ|WEED|Weeden & Co.L.P.|201800
HCAC|HENNESSY CAPITAL ACQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5000
HCAC.U|HENNESSY CAP UTS|BAYT|BTIG, LLC|1500
HCAC.U|HENNESSY CAP UTS|BTIG|BTIG, LLC|589800
HCAC.U|HENNESSY CAP UTS|CANT|Cantor Fitzgerald & Co.|150100
HCAC.U|HENNESSY CAP UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
HCAC.U|HENNESSY CAP UTS|DBAB|Deutsche Bank Securities Inc.|83100
HCAC.U|HENNESSY CAP UTS|DBAX|Deutsche Bank Securities Inc.|200
HCAC.U|HENNESSY CAP UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2700
HCAC.U|HENNESSY CAP UTS|GSCO|GOLDMAN SACHS & CO. LLC|200
HCAC.U|HENNESSY CAP UTS|IBKR|Interactive Brokers Llc|1000
HCAC.U|HENNESSY CAP UTS|ITGI|ITG Inc.|1000
HCAC.U|HENNESSY CAP UTS|KCGM|VIRTU Americas LLC|400
HCAC.U|HENNESSY CAP UTS|LEHM|Barclays Capital Inc./Le|200
HCAC.U|HENNESSY CAP UTS|LIME|Lime Brokerage LLC|800
HCAC.U|HENNESSY CAP UTS|MITR|GMP SECURITIES, LLC|5500
HCAC.U|HENNESSY CAP UTS|MSCO|MORGAN STANLEY & CO. LLC|96500
HCAC.U|HENNESSY CAP UTS|MSPL|MORGAN STANLEY & CO. LLC|500
HCAC.U|HENNESSY CAP UTS|NFSC|National Financial Services LLC|2500
HCAC.U|HENNESSY CAP UTS|NITE|VIRTU Americas LLC|9500
HCAC.U|HENNESSY CAP UTS|STFL|Stifel, Nicolaus & Company, Incorporated|4400
HCAC.U|HENNESSY CAP UTS|UBSA|UBS SECURITIES LLC|200
HCAC.U|HENNESSY CAP UTS|UBSS|UBS Securities LLC|22000
HCAC.U|HENNESSY CAP UTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14900
HCAC.W|HENNESSY CAP WARRANT|ALTX|Alternet Securities Inc.|1075
HCAC.W|HENNESSY CAP WARRANT|BTIG|BTIG, LLC|1142415
HCAC.W|HENNESSY CAP WARRANT|CANT|Cantor Fitzgerald & Co.|227849
HCAC.W|HENNESSY CAP WARRANT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36311
HCAC.W|HENNESSY CAP WARRANT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
HCAC.W|HENNESSY CAP WARRANT|CXCX|CITIGROUP GLOBAL MARKETS INC.|4000
HCAC.W|HENNESSY CAP WARRANT|DBAB|Deutsche Bank Securities Inc.|410028
HCAC.W|HENNESSY CAP WARRANT|DBAX|Deutsche Bank Securities Inc.|5000
HCAC.W|HENNESSY CAP WARRANT|EBXL|EBX LLC|3300
HCAC.W|HENNESSY CAP WARRANT|ECUT|CONVERGEX EXECUTION SOLUTIONS|625
HCAC.W|HENNESSY CAP WARRANT|EGAM|CBOE TRADING, INC.|275
HCAC.W|HENNESSY CAP WARRANT|EGXM|CBOE TRADING, INC.|800
HCAC.W|HENNESSY CAP WARRANT|ETRS|E*Trade Securities LLC|29638
HCAC.W|HENNESSY CAP WARRANT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55099
HCAC.W|HENNESSY CAP WARRANT|GSCO|GOLDMAN SACHS & CO. LLC|104195
HCAC.W|HENNESSY CAP WARRANT|GSLT|GOLDMAN SACHS & CO. LLC|800
HCAC.W|HENNESSY CAP WARRANT|IBKR|Interactive Brokers Llc|32722
HCAC.W|HENNESSY CAP WARRANT|ICBX|INSTINET, LLC|2700
HCAC.W|HENNESSY CAP WARRANT|INCA|INSTINET, LLC|15725
HCAC.W|HENNESSY CAP WARRANT|ITGI|ITG Inc.|365
HCAC.W|HENNESSY CAP WARRANT|ITGP|ITG INC.|25800
HCAC.W|HENNESSY CAP WARRANT|JEFF|JEFFERIES LLC|150
HCAC.W|HENNESSY CAP WARRANT|JONE|JonesTrading|546415
HCAC.W|HENNESSY CAP WARRANT|LEHM|Barclays Capital Inc./Le|1000
HCAC.W|HENNESSY CAP WARRANT|LIME|Lime Brokerage LLC|300
HCAC.W|HENNESSY CAP WARRANT|MITR|GMP SECURITIES, LLC|76800
HCAC.W|HENNESSY CAP WARRANT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
HCAC.W|HENNESSY CAP WARRANT|MPSG|E D & F Man Capital Markets Inc.|100000
HCAC.W|HENNESSY CAP WARRANT|MSCO|MORGAN STANLEY & CO. LLC|51255
HCAC.W|HENNESSY CAP WARRANT|NFSC|National Financial Services LLC|580
HCAC.W|HENNESSY CAP WARRANT|NITE|VIRTU Americas LLC|85127
HCAC.W|HENNESSY CAP WARRANT|NQRB|Brut, LLC|21200
HCAC.W|HENNESSY CAP WARRANT|PDQM|CODA MARKETS, INC.|1500
HCAC.W|HENNESSY CAP WARRANT|RWPS|R.W. Pressprich & Co., Inc.|19511
HCAC.W|HENNESSY CAP WARRANT|SGMT|GOLDMAN SACHS & CO. LLC|1300
HCAC.W|HENNESSY CAP WARRANT|STFL|Stifel, Nicolaus & Company, Incorporated|1400
HCAC.W|HENNESSY CAP WARRANT|TRWN|T.R. Winston & Company, LLC|56250
HCAC.W|HENNESSY CAP WARRANT|UBSA|UBS SECURITIES LLC|3930
HCAC.W|HENNESSY CAP WARRANT|UBSS|UBS Securities LLC|1525
HCAC.W|HENNESSY CAP WARRANT|VGRD|Vanguard Marketing Corporation|500
HCAC.W|HENNESSY CAP WARRANT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15000
HCAP|HARVEST CAPITAL CRED|APCC|Apex Clearing Corporation|559
HCAP|HARVEST CAPITAL CRED|BATM|CBOE TRADING, INC.|2
HCAP|HARVEST CAPITAL CRED|BERN|Sanford C. Bernstein & Co., LLC|25
HCAP|HARVEST CAPITAL CRED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
HCAP|HARVEST CAPITAL CRED|BRGE|Newbridge Securities Corp.|800
HCAP|HARVEST CAPITAL CRED|CHAS|Charles Schwab & Co., Inc.|1
HCAP|HARVEST CAPITAL CRED|CMPT|Compass Point Research & Trading, LLC|1700
HCAP|HARVEST CAPITAL CRED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2313
HCAP|HARVEST CAPITAL CRED|DBAX|Deutsche Bank Securities Inc.|100
HCAP|HARVEST CAPITAL CRED|DEGS|RONIN PROFESSIONAL LLC|497
HCAP|HARVEST CAPITAL CRED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
HCAP|HARVEST CAPITAL CRED|EBXL|EBX LLC|300
HCAP|HARVEST CAPITAL CRED|ECUT|CONVERGEX EXECUTION SOLUTIONS|1309
HCAP|HARVEST CAPITAL CRED|EDJO|Edward D. Jones & Co., L.P.|300
HCAP|HARVEST CAPITAL CRED|ETRS|E*Trade Securities LLC|19514
HCAP|HARVEST CAPITAL CRED|FBCO|Credit Suisse Securities (USA) LLC|15460
HCAP|HARVEST CAPITAL CRED|FBSB|U.S. Bancorp Investments, Inc.|465
HCAP|HARVEST CAPITAL CRED|FILL|Tradestation Securities, Inc.|213
HCAP|HARVEST CAPITAL CRED|FMAF|NBCN Inc./ CDS|600
HCAP|HARVEST CAPITAL CRED|FOMA|TD AMERITRADE CLEARING, INC.|28999
HCAP|HARVEST CAPITAL CRED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|208
HCAP|HARVEST CAPITAL CRED|FTBR|Foliofn Investments, Inc.|84
HCAP|HARVEST CAPITAL CRED|GEBB|GLOBAL EXECUTION BROKERS, LP|292
HCAP|HARVEST CAPITAL CRED|GLPX|ACS EXECUTION SERVICES, LLC|95
HCAP|HARVEST CAPITAL CRED|GSCO|GOLDMAN SACHS & CO. LLC|225
HCAP|HARVEST CAPITAL CRED|GTSZ|GTS SECURITIES LLC|883
HCAP|HARVEST CAPITAL CRED|HRBF|American Enterprise Investment Services Inc.|2030
HCAP|HARVEST CAPITAL CRED|IATS|INTERACTIVE BROKERS LLC|700
HCAP|HARVEST CAPITAL CRED|IBKR|Interactive Brokers Llc|5414
HCAP|HARVEST CAPITAL CRED|INCA|INSTINET, LLC|1608
HCAP|HARVEST CAPITAL CRED|JANY|Janney Montgomery Scott Inc.|9841
HCAP|HARVEST CAPITAL CRED|JSSF|JMP Securities LLC|91538
HCAP|HARVEST CAPITAL CRED|KCGM|VIRTU Americas LLC|100
HCAP|HARVEST CAPITAL CRED|LEHM|Barclays Capital Inc./Le|1200
HCAP|HARVEST CAPITAL CRED|LIME|Lime Brokerage LLC|6524
HCAP|HARVEST CAPITAL CRED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
HCAP|HARVEST CAPITAL CRED|MOTF|MOTIF INVESTING, INC.|1
HCAP|HARVEST CAPITAL CRED|MSCO|MORGAN STANLEY & CO. LLC|39120
HCAP|HARVEST CAPITAL CRED|MSPL|MORGAN STANLEY & CO. LLC|1400
HCAP|HARVEST CAPITAL CRED|NFSC|National Financial Services LLC|34870
HCAP|HARVEST CAPITAL CRED|NITE|VIRTU Americas LLC|64398
HCAP|HARVEST CAPITAL CRED|NQRB|Brut, LLC|100
HCAP|HARVEST CAPITAL CRED|PDQM|CODA MARKETS, INC.|190
HCAP|HARVEST CAPITAL CRED|RAJA|Raymond James & Associates, Inc.|100
HCAP|HARVEST CAPITAL CRED|RBCM|RBC CAPITAL MARKETS, LLC|2500
HCAP|HARVEST CAPITAL CRED|RGLD|Regal Securities, Inc|420
HCAP|HARVEST CAPITAL CRED|SGMT|GOLDMAN SACHS & CO. LLC|101
HCAP|HARVEST CAPITAL CRED|STFL|Stifel, Nicolaus & Company, Incorporated|12311
HCAP|HARVEST CAPITAL CRED|SWIM|TD Ameritrade, Inc.|1511
HCAP|HARVEST CAPITAL CRED|TKNG|ALLY INVEST SECURITIES LLC|537
HCAP|HARVEST CAPITAL CRED|TRCM|TRC MARKETS LLC|1421
HCAP|HARVEST CAPITAL CRED|UBSA|UBS SECURITIES LLC|150
HCAP|HARVEST CAPITAL CRED|UBSS|UBS Securities LLC|6910
HCAP|HARVEST CAPITAL CRED|VALX|VIRTU AMERICAS LLC|130
HCAP|HARVEST CAPITAL CRED|VGRD|Vanguard Marketing Corporation|2748
HCAP|HARVEST CAPITAL CRED|WBLR|WILLIAM BLAIR|900
HCAP|HARVEST CAPITAL CRED|WCHV|WELLS FARGO SECURITIES, LLC|9277
HCAP|HARVEST CAPITAL CRED|WEDB|WEDBUSH SECURITIES INC.|10
HCAP|HARVEST CAPITAL CRED|WSEA|WOLVERINE SECURITIES, LLC|112
HCAP|HARVEST CAPITAL CRED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|541
HCAPZ|HARVEST CAPITAL CRED|BATM|CBOE TRADING, INC.|200
HCAPZ|HARVEST CAPITAL CRED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5000
HCAPZ|HARVEST CAPITAL CRED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
HCAPZ|HARVEST CAPITAL CRED|DBAX|Deutsche Bank Securities Inc.|800
HCAPZ|HARVEST CAPITAL CRED|ECUT|CONVERGEX EXECUTION SOLUTIONS|1996
HCAPZ|HARVEST CAPITAL CRED|FBCO|Credit Suisse Securities (USA) LLC|349
HCAPZ|HARVEST CAPITAL CRED|FOMA|TD AMERITRADE CLEARING, INC.|500
HCAPZ|HARVEST CAPITAL CRED|GTSZ|GTS SECURITIES LLC|52
HCAPZ|HARVEST CAPITAL CRED|HRBF|American Enterprise Investment Services Inc.|274
HCAPZ|HARVEST CAPITAL CRED|IATS|INTERACTIVE BROKERS LLC|200
HCAPZ|HARVEST CAPITAL CRED|IBKR|Interactive Brokers Llc|6939
HCAPZ|HARVEST CAPITAL CRED|ICBX|INSTINET, LLC|100
HCAPZ|HARVEST CAPITAL CRED|INCA|INSTINET, LLC|600
HCAPZ|HARVEST CAPITAL CRED|ITGI|ITG Inc.|500
HCAPZ|HARVEST CAPITAL CRED|JANY|Janney Montgomery Scott Inc.|2900
HCAPZ|HARVEST CAPITAL CRED|LIME|Lime Brokerage LLC|604
HCAPZ|HARVEST CAPITAL CRED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
HCAPZ|HARVEST CAPITAL CRED|MSCO|MORGAN STANLEY & CO. LLC|473
HCAPZ|HARVEST CAPITAL CRED|NFSC|National Financial Services LLC|906
HCAPZ|HARVEST CAPITAL CRED|NITE|VIRTU Americas LLC|11173
HCAPZ|HARVEST CAPITAL CRED|NQRB|Brut, LLC|21
HCAPZ|HARVEST CAPITAL CRED|STFL|Stifel, Nicolaus & Company, Incorporated|12392
HCAPZ|HARVEST CAPITAL CRED|UBSA|UBS SECURITIES LLC|904
HCAPZ|HARVEST CAPITAL CRED|UBSS|UBS Securities LLC|1114
HCAPZ|HARVEST CAPITAL CRED|VNDM|Wall Street Access|1052
HCAPZ|HARVEST CAPITAL CRED|WBNF|WILLIAM BLAIR|4
HCAPZ|HARVEST CAPITAL CRED|WCHV|WELLS FARGO SECURITIES, LLC|504
HCC|WARRIOR MET COAL, IN|ABLE|NATIXIS Securities Americas LLC|4404
HCC|WARRIOR MET COAL, IN|ADAM|CANACCORD GENUITY INC.|36000
HCC|WARRIOR MET COAL, IN|AGIS|Aegis Capital Corp.|1500
HCC|WARRIOR MET COAL, IN|ALTX|Alternet Securities Inc.|26059
HCC|WARRIOR MET COAL, IN|APCC|Apex Clearing Corporation|2534
HCC|WARRIOR MET COAL, IN|AQUA|AQUA SECURITIES L.P.|4300
HCC|WARRIOR MET COAL, IN|BATM|CBOE TRADING, INC.|13837
HCC|WARRIOR MET COAL, IN|BAYT|BTIG, LLC|908
HCC|WARRIOR MET COAL, IN|BERN|Sanford C. Bernstein & Co., LLC|18340
HCC|WARRIOR MET COAL, IN|BIDS|BIDS TRADING L.P.|100
HCC|WARRIOR MET COAL, IN|BIMI|Banca IMI Securities Corp.|56
HCC|WARRIOR MET COAL, IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3666
HCC|WARRIOR MET COAL, IN|BLKX|INSTINET, LLC|50000
HCC|WARRIOR MET COAL, IN|BMOC|BMO Capital Markets Corp.|500
HCC|WARRIOR MET COAL, IN|BNPX|BNP PARIBAS SECURITIES CORP.|3348
HCC|WARRIOR MET COAL, IN|BTIG|BTIG, LLC|25000
HCC|WARRIOR MET COAL, IN|BYXM|CBOE TRADING, INC.|2994
HCC|WARRIOR MET COAL, IN|CANT|Cantor Fitzgerald & Co.|10377
HCC|WARRIOR MET COAL, IN|CBRA|Cobra Trading, Inc.|800
HCC|WARRIOR MET COAL, IN|CHAS|Charles Schwab & Co., Inc.|4139
HCC|WARRIOR MET COAL, IN|CLSA|CLSA AMERICAS, LLC|6100
HCC|WARRIOR MET COAL, IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|166494
HCC|WARRIOR MET COAL, IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23917
HCC|WARRIOR MET COAL, IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
HCC|WARRIOR MET COAL, IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|668145
HCC|WARRIOR MET COAL, IN|CTDL|Citadel Derivatives Group Llc|4322
HCC|WARRIOR MET COAL, IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|94120
HCC|WARRIOR MET COAL, IN|DADA|D.A. Davidson & Co.|500
HCC|WARRIOR MET COAL, IN|DBAB|Deutsche Bank Securities Inc.|480359
HCC|WARRIOR MET COAL, IN|DBAX|Deutsche Bank Securities Inc.|539900
HCC|WARRIOR MET COAL, IN|DBUL|Deutsche Bank Securities Inc.|1882
HCC|WARRIOR MET COAL, IN|DCHF|Dart Executions, LLC|1500
HCC|WARRIOR MET COAL, IN|DEAN|MORGAN STANLEY|18343
HCC|WARRIOR MET COAL, IN|DEGS|RONIN PROFESSIONAL LLC|5637
HCC|WARRIOR MET COAL, IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
HCC|WARRIOR MET COAL, IN|DRWC|DRW SECURITIES, L.L.C.|100
HCC|WARRIOR MET COAL, IN|EBXL|EBX LLC|309900
HCC|WARRIOR MET COAL, IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|640
HCC|WARRIOR MET COAL, IN|EDJO|Edward D. Jones & Co., L.P.|2
HCC|WARRIOR MET COAL, IN|EGAM|CBOE TRADING, INC.|44622
HCC|WARRIOR MET COAL, IN|EGAW|CBOE TRADING, INC.|497
HCC|WARRIOR MET COAL, IN|EGMT|EG MARKET TECHNOLOGIES LLC|1500
HCC|WARRIOR MET COAL, IN|EGXM|CBOE TRADING, INC.|14020
HCC|WARRIOR MET COAL, IN|EGXW|CBOE TRADING, INC.|100
HCC|WARRIOR MET COAL, IN|ETBE|Electronic Transaction Clearing, Inc.|34345
HCC|WARRIOR MET COAL, IN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|15330
HCC|WARRIOR MET COAL, IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48941
HCC|WARRIOR MET COAL, IN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3941
HCC|WARRIOR MET COAL, IN|ETRS|E*Trade Securities LLC|156178
HCC|WARRIOR MET COAL, IN|FBRC|B. RILEY FBR, INC.|25000
HCC|WARRIOR MET COAL, IN|FILL|Tradestation Securities, Inc.|16344
HCC|WARRIOR MET COAL, IN|FMAF|NBCN Inc./ CDS|1850
HCC|WARRIOR MET COAL, IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|124213
HCC|WARRIOR MET COAL, IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|191105
HCC|WARRIOR MET COAL, IN|FTBR|Foliofn Investments, Inc.|8833
HCC|WARRIOR MET COAL, IN|GEBB|GLOBAL EXECUTION BROKERS, LP|1924
HCC|WARRIOR MET COAL, IN|GLIS|TD Securities Inc|632
HCC|WARRIOR MET COAL, IN|GLPX|ACS EXECUTION SERVICES, LLC|47493
HCC|WARRIOR MET COAL, IN|GSCO|GOLDMAN SACHS & CO. LLC|1289470
HCC|WARRIOR MET COAL, IN|GSCS|GOLDMAN SACHS & CO. LLC|38233
HCC|WARRIOR MET COAL, IN|GSLT|GOLDMAN SACHS & CO. LLC|13997
HCC|WARRIOR MET COAL, IN|GTSZ|GTS SECURITIES LLC|69189
HCC|WARRIOR MET COAL, IN|HRBF|American Enterprise Investment Services Inc.|2476
HCC|WARRIOR MET COAL, IN|IATS|INTERACTIVE BROKERS LLC|19935
HCC|WARRIOR MET COAL, IN|IBKR|Interactive Brokers Llc|92950
HCC|WARRIOR MET COAL, IN|ICBX|INSTINET, LLC|67727
HCC|WARRIOR MET COAL, IN|IEQY|CITADEL SECURITIES LLC|103365
HCC|WARRIOR MET COAL, IN|INCA|INSTINET, LLC|249164
HCC|WARRIOR MET COAL, IN|INJX|INSTINET, LLC|32502
HCC|WARRIOR MET COAL, IN|ITGI|ITG Inc.|63263
HCC|WARRIOR MET COAL, IN|ITGP|ITG INC.|141600
HCC|WARRIOR MET COAL, IN|JEFF|JEFFERIES LLC|256868
HCC|WARRIOR MET COAL, IN|JMPT|JUMP TRADING, LLC|115678
HCC|WARRIOR MET COAL, IN|JONE|JonesTrading|25
HCC|WARRIOR MET COAL, IN|JPBX|J.P. MORGAN SECURITIES LLC|100184
HCC|WARRIOR MET COAL, IN|JPMX|J.P. Morgan Securities LLC|733978
HCC|WARRIOR MET COAL, IN|JSJX|JANE STREET CAPITAL LLC|10278
HCC|WARRIOR MET COAL, IN|KCGM|VIRTU Americas LLC|77650
HCC|WARRIOR MET COAL, IN|LAFC|R. F. Lafferty & Co., Inc.|2500
HCC|WARRIOR MET COAL, IN|LEHM|Barclays Capital Inc./Le|908711
HCC|WARRIOR MET COAL, IN|LIME|Lime Brokerage LLC|52886
HCC|WARRIOR MET COAL, IN|LQNA|LIQUIDNET, INC.|117800
HCC|WARRIOR MET COAL, IN|LSCI|Lek Securities Corporation|4454
HCC|WARRIOR MET COAL, IN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
HCC|WARRIOR MET COAL, IN|MBTS|ALLY INVEST SECURITIES LLC|2000
HCC|WARRIOR MET COAL, IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|163866
HCC|WARRIOR MET COAL, IN|MOTF|MOTIF INVESTING, INC.|13
HCC|WARRIOR MET COAL, IN|MSCO|MORGAN STANLEY & CO. LLC|2229701
HCC|WARRIOR MET COAL, IN|MSPL|MORGAN STANLEY & CO. LLC|508400
HCC|WARRIOR MET COAL, IN|MSTX|MORGAN STANLEY & CO. LLC|210500
HCC|WARRIOR MET COAL, IN|NFSC|National Financial Services LLC|455001
HCC|WARRIOR MET COAL, IN|NITE|VIRTU Americas LLC|649240
HCC|WARRIOR MET COAL, IN|NITP|VIRTU Americas LLC|700
HCC|WARRIOR MET COAL, IN|NQRB|Brut, LLC|39645
HCC|WARRIOR MET COAL, IN|NTBF|BMO Nesbitt Burns Inc./CDS|1710
HCC|WARRIOR MET COAL, IN|NTRC|Northern Trust Securities, Inc.|1424
HCC|WARRIOR MET COAL, IN|ONEL|O'NEIL SECURITIES, INCORPORATED|1420
HCC|WARRIOR MET COAL, IN|OPCO|Oppenheimer & Co. Inc.|7000
HCC|WARRIOR MET COAL, IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|678
HCC|WARRIOR MET COAL, IN|PDQM|CODA MARKETS, INC.|105457
HCC|WARRIOR MET COAL, IN|PREC|PRECISION SECURITIES, LLC|600
HCC|WARRIOR MET COAL, IN|PWJC|UBS Financial Services, Inc.|1500
HCC|WARRIOR MET COAL, IN|QMSR|QUATTRO M SECURITIES INC.|115
HCC|WARRIOR MET COAL, IN|RBCM|RBC CAPITAL MARKETS, LLC|3926
HCC|WARRIOR MET COAL, IN|RGLD|Regal Securities, Inc|190
HCC|WARRIOR MET COAL, IN|SAGL|SAGETRADER, LLC|11616
HCC|WARRIOR MET COAL, IN|SAGW|SAGETRADER, LLC|5
HCC|WARRIOR MET COAL, IN|SBSH|Citigroup Global Markets Inc.|329933
HCC|WARRIOR MET COAL, IN|SGMT|GOLDMAN SACHS & CO. LLC|422853
HCC|WARRIOR MET COAL, IN|SIDC|Sidoti & Company, LLC|500
HCC|WARRIOR MET COAL, IN|SOCO|Capital One Southcoast, Inc|100
HCC|WARRIOR MET COAL, IN|SPDR|SPEEDROUTE LLC|32912
HCC|WARRIOR MET COAL, IN|STFC|Stuart Frankel & Co., Incorporated|600
HCC|WARRIOR MET COAL, IN|STFL|Stifel, Nicolaus & Company, Incorporated|6180
HCC|WARRIOR MET COAL, IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3336
HCC|WARRIOR MET COAL, IN|SWIM|TD Ameritrade, Inc.|169924
HCC|WARRIOR MET COAL, IN|SWST|Hilltop Securities Inc.|1000
HCC|WARRIOR MET COAL, IN|TKNG|ALLY INVEST SECURITIES LLC|10157
HCC|WARRIOR MET COAL, IN|TRBT|Tradebot Systems, Inc.|424867
HCC|WARRIOR MET COAL, IN|TRCM|TRC MARKETS LLC|147386
HCC|WARRIOR MET COAL, IN|TWTT|TASTYWORKS, INC.|2200
HCC|WARRIOR MET COAL, IN|UBSA|UBS SECURITIES LLC|1147225
HCC|WARRIOR MET COAL, IN|UBSS|UBS Securities LLC|1440707
HCC|WARRIOR MET COAL, IN|VALX|VIRTU AMERICAS LLC|12245
HCC|WARRIOR MET COAL, IN|VGRD|Vanguard Marketing Corporation|36941
HCC|WARRIOR MET COAL, IN|WBPX|SUMMIT SECURITIES GROUP, LLC|2131
HCC|WARRIOR MET COAL, IN|WCHV|WELLS FARGO SECURITIES, LLC|32182
HCC|WARRIOR MET COAL, IN|WEDB|WEDBUSH SECURITIES INC.|9169
HCC|WARRIOR MET COAL, IN|WEED|Weeden & Co.L.P.|210
HCC|WARRIOR MET COAL, IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10784
HCC|WARRIOR MET COAL, IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12704
HCC|WARRIOR MET COAL, IN|WGIF|CIBC World Markets Inc.|77
HCC|WARRIOR MET COAL, IN|WSEA|WOLVERINE SECURITIES, LLC|11856
HCC|WARRIOR MET COAL, IN|XIST|INSTINET, LLC|112600
HCC|WARRIOR MET COAL, IN|XPQR|Jump Trading|2285
HCC|WARRIOR MET COAL, IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|79198
HCC|WARRIOR MET COAL, IN|YKNA|COMHAR CAPITAL MARKETS, LLC|2408
HCC|WARRIOR MET COAL, IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3230
HCCHU|HL ACQUISITIONS UNIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105100
HCCHU|HL ACQUISITIONS UNIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28000
HCCHU|HL ACQUISITIONS UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
HCCHU|HL ACQUISITIONS UNIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
HCCHU|HL ACQUISITIONS UNIT|DBAX|Deutsche Bank Securities Inc.|10300
HCCHU|HL ACQUISITIONS UNIT|EBXL|EBX LLC|3200
HCCHU|HL ACQUISITIONS UNIT|ETRS|E*Trade Securities LLC|2200
HCCHU|HL ACQUISITIONS UNIT|FBRC|B. RILEY FBR, INC.|19200
HCCHU|HL ACQUISITIONS UNIT|FOMA|TD AMERITRADE CLEARING, INC.|4900
HCCHU|HL ACQUISITIONS UNIT|GSCO|GOLDMAN SACHS & CO. LLC|3200
HCCHU|HL ACQUISITIONS UNIT|GSCS|GOLDMAN SACHS & CO. LLC|41900
HCCHU|HL ACQUISITIONS UNIT|IBKR|Interactive Brokers Llc|300
HCCHU|HL ACQUISITIONS UNIT|ICBX|INSTINET, LLC|3200
HCCHU|HL ACQUISITIONS UNIT|INCA|INSTINET, LLC|62795
HCCHU|HL ACQUISITIONS UNIT|INJX|INSTINET, LLC|10000
HCCHU|HL ACQUISITIONS UNIT|ITGI|ITG Inc.|53000
HCCHU|HL ACQUISITIONS UNIT|ITGP|ITG INC.|2400
HCCHU|HL ACQUISITIONS UNIT|JGUN|Joseph Gunnar & Co.  LLC|21600
HCCHU|HL ACQUISITIONS UNIT|JMPT|JUMP TRADING, LLC|200
HCCHU|HL ACQUISITIONS UNIT|JPMX|J.P. Morgan Securities LLC|2200
HCCHU|HL ACQUISITIONS UNIT|KCGM|VIRTU Americas LLC|600
HCCHU|HL ACQUISITIONS UNIT|LEHM|Barclays Capital Inc./Le|10600
HCCHU|HL ACQUISITIONS UNIT|LSCI|Lek Securities Corporation|2250
HCCHU|HL ACQUISITIONS UNIT|LTCO|Ladenburg, Thalmann & Co., Inc.|22900
HCCHU|HL ACQUISITIONS UNIT|MILE|I-Bankers Securities, Inc.|22260
HCCHU|HL ACQUISITIONS UNIT|MITR|GMP SECURITIES, LLC|300
HCCHU|HL ACQUISITIONS UNIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
HCCHU|HL ACQUISITIONS UNIT|MSCO|MORGAN STANLEY & CO. LLC|1100
HCCHU|HL ACQUISITIONS UNIT|NATL|National Securities Corporation|500
HCCHU|HL ACQUISITIONS UNIT|NFSC|National Financial Services LLC|101
HCCHU|HL ACQUISITIONS UNIT|NITE|VIRTU Americas LLC|16750
HCCHU|HL ACQUISITIONS UNIT|PDQM|CODA MARKETS, INC.|5505
HCCHU|HL ACQUISITIONS UNIT|RJLC|RJL CAPITAL GROUP, LLC|1900
HCCHU|HL ACQUISITIONS UNIT|SGMT|GOLDMAN SACHS & CO. LLC|900
HCCHU|HL ACQUISITIONS UNIT|TRWN|T.R. Winston & Company, LLC|200000
HCCHU|HL ACQUISITIONS UNIT|UBSA|UBS SECURITIES LLC|11100
HCCHU|HL ACQUISITIONS UNIT|UBSS|UBS Securities LLC|9100
HCCHU|HL ACQUISITIONS UNIT|VNDS|VANDHAM SECURITIES CORP|2000
HCCI|HERITAGE-CRYSTAL|ALLN|Allen & Company LLC|1000
HCCI|HERITAGE-CRYSTAL|APCC|Apex Clearing Corporation|7
HCCI|HERITAGE-CRYSTAL|BARD|Robert W. Baird & Co. Incorporated|4
HCCI|HERITAGE-CRYSTAL|BATM|CBOE TRADING, INC.|310
HCCI|HERITAGE-CRYSTAL|BAYC|BAY CREST PARTNERS, LLC|210
HCCI|HERITAGE-CRYSTAL|BERN|Sanford C. Bernstein & Co., LLC|5841
HCCI|HERITAGE-CRYSTAL|BMOC|BMO Capital Markets Corp.|2330
HCCI|HERITAGE-CRYSTAL|BNPX|BNP PARIBAS SECURITIES CORP.|1703
HCCI|HERITAGE-CRYSTAL|BTIG|BTIG, LLC|107
HCCI|HERITAGE-CRYSTAL|BZYD|GOLDMAN SACHS & CO. LLC|1811
HCCI|HERITAGE-CRYSTAL|CANT|Cantor Fitzgerald & Co.|82
HCCI|HERITAGE-CRYSTAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19743
HCCI|HERITAGE-CRYSTAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|980
HCCI|HERITAGE-CRYSTAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15174
HCCI|HERITAGE-CRYSTAL|CTDL|Citadel Derivatives Group Llc|4337
HCCI|HERITAGE-CRYSTAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|4128
HCCI|HERITAGE-CRYSTAL|DBAB|Deutsche Bank Securities Inc.|48927
HCCI|HERITAGE-CRYSTAL|DBAX|Deutsche Bank Securities Inc.|16200
HCCI|HERITAGE-CRYSTAL|DEGS|RONIN PROFESSIONAL LLC|4168
HCCI|HERITAGE-CRYSTAL|EBXL|EBX LLC|10800
HCCI|HERITAGE-CRYSTAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|307
HCCI|HERITAGE-CRYSTAL|EDJO|Edward D. Jones & Co., L.P.|304
HCCI|HERITAGE-CRYSTAL|EGAM|CBOE TRADING, INC.|1400
HCCI|HERITAGE-CRYSTAL|EGMT|EG MARKET TECHNOLOGIES LLC|363
HCCI|HERITAGE-CRYSTAL|EGXM|CBOE TRADING, INC.|390
HCCI|HERITAGE-CRYSTAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|102
HCCI|HERITAGE-CRYSTAL|ETRS|E*Trade Securities LLC|9302
HCCI|HERITAGE-CRYSTAL|FBCO|Credit Suisse Securities (USA) LLC|229346
HCCI|HERITAGE-CRYSTAL|FOMA|TD AMERITRADE CLEARING, INC.|7362
HCCI|HERITAGE-CRYSTAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10715
HCCI|HERITAGE-CRYSTAL|FTBR|Foliofn Investments, Inc.|4456
HCCI|HERITAGE-CRYSTAL|GEBB|GLOBAL EXECUTION BROKERS, LP|3700
HCCI|HERITAGE-CRYSTAL|GLPX|ACS EXECUTION SERVICES, LLC|1528
HCCI|HERITAGE-CRYSTAL|GSCO|GOLDMAN SACHS & CO. LLC|190857
HCCI|HERITAGE-CRYSTAL|GSCS|GOLDMAN SACHS & CO. LLC|111
HCCI|HERITAGE-CRYSTAL|GSLT|GOLDMAN SACHS & CO. LLC|294
HCCI|HERITAGE-CRYSTAL|GTSZ|GTS SECURITIES LLC|9487
HCCI|HERITAGE-CRYSTAL|IBKR|Interactive Brokers Llc|2896
HCCI|HERITAGE-CRYSTAL|ICBX|INSTINET, LLC|5000
HCCI|HERITAGE-CRYSTAL|IEQY|CITADEL SECURITIES LLC|1987
HCCI|HERITAGE-CRYSTAL|INCA|INSTINET, LLC|39420
HCCI|HERITAGE-CRYSTAL|INJX|INSTINET, LLC|6138
HCCI|HERITAGE-CRYSTAL|ITGI|ITG Inc.|8704
HCCI|HERITAGE-CRYSTAL|ITGP|ITG INC.|14200
HCCI|HERITAGE-CRYSTAL|JANY|Janney Montgomery Scott Inc.|96
HCCI|HERITAGE-CRYSTAL|JEFF|JEFFERIES LLC|10070
HCCI|HERITAGE-CRYSTAL|JPBX|J.P. MORGAN SECURITIES LLC|1315
HCCI|HERITAGE-CRYSTAL|JPMX|J.P. Morgan Securities LLC|73200
HCCI|HERITAGE-CRYSTAL|JSJX|JANE STREET CAPITAL LLC|2866
HCCI|HERITAGE-CRYSTAL|KCGM|VIRTU Americas LLC|3195
HCCI|HERITAGE-CRYSTAL|LEHM|Barclays Capital Inc./Le|102239
HCCI|HERITAGE-CRYSTAL|LIME|Lime Brokerage LLC|27906
HCCI|HERITAGE-CRYSTAL|LQNA|LIQUIDNET, INC.|13800
HCCI|HERITAGE-CRYSTAL|MAXM|Maxim Group LLC|1519
HCCI|HERITAGE-CRYSTAL|MBTS|ALLY INVEST SECURITIES LLC|450
HCCI|HERITAGE-CRYSTAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27988
HCCI|HERITAGE-CRYSTAL|MSCO|MORGAN STANLEY & CO. LLC|138963
HCCI|HERITAGE-CRYSTAL|MSPL|MORGAN STANLEY & CO. LLC|30200
HCCI|HERITAGE-CRYSTAL|MSTX|MORGAN STANLEY & CO. LLC|3000
HCCI|HERITAGE-CRYSTAL|NFSC|National Financial Services LLC|11966
HCCI|HERITAGE-CRYSTAL|NITE|VIRTU Americas LLC|51509
HCCI|HERITAGE-CRYSTAL|NITP|VIRTU Americas LLC|134
HCCI|HERITAGE-CRYSTAL|NQRB|Brut, LLC|1035
HCCI|HERITAGE-CRYSTAL|OPCO|Oppenheimer & Co. Inc.|1920
HCCI|HERITAGE-CRYSTAL|PDQM|CODA MARKETS, INC.|4510
HCCI|HERITAGE-CRYSTAL|RBCM|RBC CAPITAL MARKETS, LLC|2900
HCCI|HERITAGE-CRYSTAL|SAGW|SAGETRADER, LLC|65
HCCI|HERITAGE-CRYSTAL|SBSH|Citigroup Global Markets Inc.|31522
HCCI|HERITAGE-CRYSTAL|SGMT|GOLDMAN SACHS & CO. LLC|7381
HCCI|HERITAGE-CRYSTAL|SPDR|SPEEDROUTE LLC|2300
HCCI|HERITAGE-CRYSTAL|SPTD|MINT GLOBAL MARKETS, INC.|7961
HCCI|HERITAGE-CRYSTAL|STFL|Stifel, Nicolaus & Company, Incorporated|678
HCCI|HERITAGE-CRYSTAL|SWIM|TD Ameritrade, Inc.|469
HCCI|HERITAGE-CRYSTAL|TRBT|Tradebot Systems, Inc.|2791
HCCI|HERITAGE-CRYSTAL|TRCM|TRC MARKETS LLC|20268
HCCI|HERITAGE-CRYSTAL|UBSA|UBS SECURITIES LLC|63019
HCCI|HERITAGE-CRYSTAL|UBSS|UBS Securities LLC|146760
HCCI|HERITAGE-CRYSTAL|VALX|VIRTU AMERICAS LLC|7002
HCCI|HERITAGE-CRYSTAL|VGRD|Vanguard Marketing Corporation|4070
HCCI|HERITAGE-CRYSTAL|WBLR|WILLIAM BLAIR|13700
HCCI|HERITAGE-CRYSTAL|WCHV|WELLS FARGO SECURITIES, LLC|1493
HCCI|HERITAGE-CRYSTAL|WEED|Weeden & Co.L.P.|4210
HCCI|HERITAGE-CRYSTAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
HCCI|HERITAGE-CRYSTAL|WGIF|CIBC World Markets Inc.|80
HCCI|HERITAGE-CRYSTAL|WSEA|WOLVERINE SECURITIES, LLC|109
HCCI|HERITAGE-CRYSTAL|XIST|INSTINET, LLC|4150
HCCI|HERITAGE-CRYSTAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
HCCI|HERITAGE-CRYSTAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1199
HCFT|HUNT COMPANIES FINAN|AGIS|Aegis Capital Corp.|1459
HCFT|HUNT COMPANIES FINAN|APCC|Apex Clearing Corporation|2413
HCFT|HUNT COMPANIES FINAN|BATM|CBOE TRADING, INC.|624
HCFT|HUNT COMPANIES FINAN|BERN|Sanford C. Bernstein & Co., LLC|1200
HCFT|HUNT COMPANIES FINAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3000
HCFT|HUNT COMPANIES FINAN|CHAS|Charles Schwab & Co., Inc.|762
HCFT|HUNT COMPANIES FINAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3110
HCFT|HUNT COMPANIES FINAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HCFT|HUNT COMPANIES FINAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10801
HCFT|HUNT COMPANIES FINAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
HCFT|HUNT COMPANIES FINAN|DBAB|Deutsche Bank Securities Inc.|6668
HCFT|HUNT COMPANIES FINAN|DBAX|Deutsche Bank Securities Inc.|5000
HCFT|HUNT COMPANIES FINAN|DEAN|MORGAN STANLEY|5709
HCFT|HUNT COMPANIES FINAN|DEGS|RONIN PROFESSIONAL LLC|802
HCFT|HUNT COMPANIES FINAN|EBXL|EBX LLC|3900
HCFT|HUNT COMPANIES FINAN|EDJO|Edward D. Jones & Co., L.P.|8875
HCFT|HUNT COMPANIES FINAN|EGXM|CBOE TRADING, INC.|400
HCFT|HUNT COMPANIES FINAN|ETRS|E*Trade Securities LLC|93331
HCFT|HUNT COMPANIES FINAN|FILL|Tradestation Securities, Inc.|100
HCFT|HUNT COMPANIES FINAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41439
HCFT|HUNT COMPANIES FINAN|FTBR|Foliofn Investments, Inc.|181
HCFT|HUNT COMPANIES FINAN|GLIS|TD Securities Inc|843
HCFT|HUNT COMPANIES FINAN|GLPX|ACS EXECUTION SERVICES, LLC|644
HCFT|HUNT COMPANIES FINAN|GSCO|GOLDMAN SACHS & CO. LLC|6400
HCFT|HUNT COMPANIES FINAN|GSLT|GOLDMAN SACHS & CO. LLC|100
HCFT|HUNT COMPANIES FINAN|HRBF|American Enterprise Investment Services Inc.|8690
HCFT|HUNT COMPANIES FINAN|IATS|INTERACTIVE BROKERS LLC|1900
HCFT|HUNT COMPANIES FINAN|IBKR|Interactive Brokers Llc|18989
HCFT|HUNT COMPANIES FINAN|ICBX|INSTINET, LLC|2000
HCFT|HUNT COMPANIES FINAN|INCA|INSTINET, LLC|2785
HCFT|HUNT COMPANIES FINAN|ITGI|ITG Inc.|27868
HCFT|HUNT COMPANIES FINAN|ITGP|ITG INC.|25800
HCFT|HUNT COMPANIES FINAN|JMPT|JUMP TRADING, LLC|290
HCFT|HUNT COMPANIES FINAN|JONE|JonesTrading|844
HCFT|HUNT COMPANIES FINAN|JPBX|J.P. MORGAN SECURITIES LLC|600
HCFT|HUNT COMPANIES FINAN|JPMX|J.P. Morgan Securities LLC|7894
HCFT|HUNT COMPANIES FINAN|JSJX|JANE STREET CAPITAL LLC|5813
HCFT|HUNT COMPANIES FINAN|KCGM|VIRTU Americas LLC|5400
HCFT|HUNT COMPANIES FINAN|LEHM|Barclays Capital Inc./Le|6700
HCFT|HUNT COMPANIES FINAN|LIME|Lime Brokerage LLC|2001
HCFT|HUNT COMPANIES FINAN|MACC|Mid Atlantic Capital Corporation|99
HCFT|HUNT COMPANIES FINAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2300
HCFT|HUNT COMPANIES FINAN|MSCO|MORGAN STANLEY & CO. LLC|41146
HCFT|HUNT COMPANIES FINAN|MSPL|MORGAN STANLEY & CO. LLC|4700
HCFT|HUNT COMPANIES FINAN|NFSC|National Financial Services LLC|110405
HCFT|HUNT COMPANIES FINAN|NITE|VIRTU Americas LLC|281842
HCFT|HUNT COMPANIES FINAN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4250
HCFT|HUNT COMPANIES FINAN|PDQM|CODA MARKETS, INC.|1010
HCFT|HUNT COMPANIES FINAN|PIPR|Piper Jaffray & Co.|7400
HCFT|HUNT COMPANIES FINAN|RBCM|RBC CAPITAL MARKETS, LLC|1462
HCFT|HUNT COMPANIES FINAN|SBSH|Citigroup Global Markets Inc.|659
HCFT|HUNT COMPANIES FINAN|SGMT|GOLDMAN SACHS & CO. LLC|3515
HCFT|HUNT COMPANIES FINAN|STFL|Stifel, Nicolaus & Company, Incorporated|9585
HCFT|HUNT COMPANIES FINAN|SWIM|TD Ameritrade, Inc.|14956
HCFT|HUNT COMPANIES FINAN|TKNG|ALLY INVEST SECURITIES LLC|7177
HCFT|HUNT COMPANIES FINAN|UBSA|UBS SECURITIES LLC|16815
HCFT|HUNT COMPANIES FINAN|UBSS|UBS Securities LLC|46048
HCFT|HUNT COMPANIES FINAN|VGRD|Vanguard Marketing Corporation|6394
HCFT|HUNT COMPANIES FINAN|WCHV|WELLS FARGO SECURITIES, LLC|16336
HCFT|HUNT COMPANIES FINAN|WEED|Weeden & Co.L.P.|2400
HCFT|HUNT COMPANIES FINAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55762
HCFT|HUNT COMPANIES FINAN|WSEA|WOLVERINE SECURITIES, LLC|6452
HCFT|HUNT COMPANIES FINAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
HCFT|HUNT COMPANIES FINAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
HCFT$A|HUNT COMPANIES FIN A|DEAN|MORGAN STANLEY|350
HCFT$A|HUNT COMPANIES FIN A|EDJO|Edward D. Jones & Co., L.P.|1400
HCFT$A|HUNT COMPANIES FIN A|EGXM|CBOE TRADING, INC.|10
HCFT$A|HUNT COMPANIES FIN A|ETRS|E*Trade Securities LLC|12814
HCFT$A|HUNT COMPANIES FIN A|FTBR|Foliofn Investments, Inc.|1
HCFT$A|HUNT COMPANIES FIN A|IATS|INTERACTIVE BROKERS LLC|1
HCFT$A|HUNT COMPANIES FIN A|IBKR|Interactive Brokers Llc|101
HCFT$A|HUNT COMPANIES FIN A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HCFT$A|HUNT COMPANIES FIN A|MSCO|MORGAN STANLEY & CO. LLC|100
HCFT$A|HUNT COMPANIES FIN A|NFSC|National Financial Services LLC|6573
HCFT$A|HUNT COMPANIES FIN A|NITE|VIRTU Americas LLC|7078
HCFT$A|HUNT COMPANIES FIN A|STFL|Stifel, Nicolaus & Company, Incorporated|352
HCFT$A|HUNT COMPANIES FIN A|SWIM|TD Ameritrade, Inc.|400
HCFT$A|HUNT COMPANIES FIN A|TKNG|ALLY INVEST SECURITIES LLC|2
HCFT$A|HUNT COMPANIES FIN A|UBSA|UBS SECURITIES LLC|100
HCFT$A|HUNT COMPANIES FIN A|UBSS|UBS Securities LLC|148
HCFT$A|HUNT COMPANIES FIN A|VGRD|Vanguard Marketing Corporation|99
HCFT$A|HUNT COMPANIES FIN A|WCHV|WELLS FARGO SECURITIES, LLC|1357
HCFT$A|HUNT COMPANIES FIN A|WSEA|WOLVERINE SECURITIES, LLC|1
HCFT$A|HUNT COMPANIES FIN A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|256
HCHC|HC2 HOLDINGS INC|ALTX|Alternet Securities Inc.|7813
HCHC|HC2 HOLDINGS INC|APCC|Apex Clearing Corporation|21655
HCHC|HC2 HOLDINGS INC|BARD|Robert W. Baird & Co. Incorporated|36
HCHC|HC2 HOLDINGS INC|BATM|CBOE TRADING, INC.|1871
HCHC|HC2 HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|900
HCHC|HC2 HOLDINGS INC|BLKX|INSTINET, LLC|80000
HCHC|HC2 HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|2810
HCHC|HC2 HOLDINGS INC|BTIG|BTIG, LLC|102100
HCHC|HC2 HOLDINGS INC|CANT|Cantor Fitzgerald & Co.|1736
HCHC|HC2 HOLDINGS INC|CHAS|Charles Schwab & Co., Inc.|1500
HCHC|HC2 HOLDINGS INC|CHDN|CHARDAN CAPITAL MARKETS LLC|5119
HCHC|HC2 HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84030
HCHC|HC2 HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|38198
HCHC|HC2 HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93776
HCHC|HC2 HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|4436
HCHC|HC2 HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|14186
HCHC|HC2 HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|26255
HCHC|HC2 HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|35300
HCHC|HC2 HOLDINGS INC|DEAN|MORGAN STANLEY|2081
HCHC|HC2 HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|7386
HCHC|HC2 HOLDINGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
HCHC|HC2 HOLDINGS INC|EBXL|EBX LLC|38900
HCHC|HC2 HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10600
HCHC|HC2 HOLDINGS INC|EGAM|CBOE TRADING, INC.|4892
HCHC|HC2 HOLDINGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
HCHC|HC2 HOLDINGS INC|EGXM|CBOE TRADING, INC.|583
HCHC|HC2 HOLDINGS INC|ETBE|Electronic Transaction Clearing, Inc.|2000
HCHC|HC2 HOLDINGS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3300
HCHC|HC2 HOLDINGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|997
HCHC|HC2 HOLDINGS INC|ETRS|E*Trade Securities LLC|103620
HCHC|HC2 HOLDINGS INC|FBRC|B. RILEY FBR, INC.|40015
HCHC|HC2 HOLDINGS INC|FBSB|U.S. Bancorp Investments, Inc.|543
HCHC|HC2 HOLDINGS INC|FILL|Tradestation Securities, Inc.|1914
HCHC|HC2 HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41230
HCHC|HC2 HOLDINGS INC|FTBR|Foliofn Investments, Inc.|223
HCHC|HC2 HOLDINGS INC|GARC|ICAP Corporates LLC|6707
HCHC|HC2 HOLDINGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|200
HCHC|HC2 HOLDINGS INC|GLPX|ACS EXECUTION SERVICES, LLC|19967
HCHC|HC2 HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|99678
HCHC|HC2 HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|18672
HCHC|HC2 HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|3362
HCHC|HC2 HOLDINGS INC|GTSZ|GTS SECURITIES LLC|6374
HCHC|HC2 HOLDINGS INC|IATS|INTERACTIVE BROKERS LLC|7989
HCHC|HC2 HOLDINGS INC|IBKR|Interactive Brokers Llc|20523
HCHC|HC2 HOLDINGS INC|ICBX|INSTINET, LLC|13403
HCHC|HC2 HOLDINGS INC|IEQY|CITADEL SECURITIES LLC|5443
HCHC|HC2 HOLDINGS INC|IMPC|Imperial Capital, LLC|5664
HCHC|HC2 HOLDINGS INC|INCA|INSTINET, LLC|29876
HCHC|HC2 HOLDINGS INC|INJX|INSTINET, LLC|1702
HCHC|HC2 HOLDINGS INC|ITGI|ITG Inc.|11778
HCHC|HC2 HOLDINGS INC|ITGP|ITG INC.|69200
HCHC|HC2 HOLDINGS INC|JEFF|JEFFERIES LLC|15396
HCHC|HC2 HOLDINGS INC|JMPT|JUMP TRADING, LLC|5032
HCHC|HC2 HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|20765
HCHC|HC2 HOLDINGS INC|JSJX|JANE STREET CAPITAL LLC|2210
HCHC|HC2 HOLDINGS INC|KCGM|VIRTU Americas LLC|9812
HCHC|HC2 HOLDINGS INC|LEHM|Barclays Capital Inc./Le|55184
HCHC|HC2 HOLDINGS INC|LIME|Lime Brokerage LLC|13862
HCHC|HC2 HOLDINGS INC|LQNA|LIQUIDNET, INC.|6500
HCHC|HC2 HOLDINGS INC|LSCI|Lek Securities Corporation|241
HCHC|HC2 HOLDINGS INC|MAXM|Maxim Group LLC|48104
HCHC|HC2 HOLDINGS INC|MKMP|MKM Partners LLC|43
HCHC|HC2 HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12249
HCHC|HC2 HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|98813
HCHC|HC2 HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|18100
HCHC|HC2 HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|10300
HCHC|HC2 HOLDINGS INC|NATL|National Securities Corporation|1300
HCHC|HC2 HOLDINGS INC|NFSC|National Financial Services LLC|147574
HCHC|HC2 HOLDINGS INC|NITE|VIRTU Americas LLC|237419
HCHC|HC2 HOLDINGS INC|NQRB|Brut, LLC|2242
HCHC|HC2 HOLDINGS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2098
HCHC|HC2 HOLDINGS INC|PDQM|CODA MARKETS, INC.|16420
HCHC|HC2 HOLDINGS INC|RGLD|Regal Securities, Inc|5300
HCHC|HC2 HOLDINGS INC|RILY|B. RILEY FBR, INC.|24100
HCHC|HC2 HOLDINGS INC|SAGL|SAGETRADER, LLC|4058
HCHC|HC2 HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|31266
HCHC|HC2 HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|17125
HCHC|HC2 HOLDINGS INC|SIBO|Prime Executions, Inc.|1200
HCHC|HC2 HOLDINGS INC|SPDR|SPEEDROUTE LLC|2800
HCHC|HC2 HOLDINGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2000
HCHC|HC2 HOLDINGS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2600
HCHC|HC2 HOLDINGS INC|SWIM|TD Ameritrade, Inc.|74896
HCHC|HC2 HOLDINGS INC|TKNG|ALLY INVEST SECURITIES LLC|12400
HCHC|HC2 HOLDINGS INC|TMBR|Timber Hill LLC|300
HCHC|HC2 HOLDINGS INC|TRBT|Tradebot Systems, Inc.|26789
HCHC|HC2 HOLDINGS INC|TRCM|TRC MARKETS LLC|19156
HCHC|HC2 HOLDINGS INC|UBSA|UBS SECURITIES LLC|123353
HCHC|HC2 HOLDINGS INC|UBSS|UBS Securities LLC|123516
HCHC|HC2 HOLDINGS INC|VALX|VIRTU AMERICAS LLC|2107
HCHC|HC2 HOLDINGS INC|WBLR|WILLIAM BLAIR|800
HCHC|HC2 HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|55782
HCHC|HC2 HOLDINGS INC|WEED|Weeden & Co.L.P.|20
HCHC|HC2 HOLDINGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1922
HCHC|HC2 HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3946
HCHC|HC2 HOLDINGS INC|WFPB|Wells Fargo Securities, LLC.|19313
HCHC|HC2 HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|5715
HCHC|HC2 HOLDINGS INC|XIST|INSTINET, LLC|14600
HCHC|HC2 HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13178
HCHC|HC2 HOLDINGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3183
HCI|HCI GROUP, INC.|ALTX|Alternet Securities Inc.|785
HCI|HCI GROUP, INC.|APCC|Apex Clearing Corporation|38
HCI|HCI GROUP, INC.|BATM|CBOE TRADING, INC.|587
HCI|HCI GROUP, INC.|BAYC|BAY CREST PARTNERS, LLC|68
HCI|HCI GROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1727
HCI|HCI GROUP, INC.|BTIG|BTIG, LLC|100
HCI|HCI GROUP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|548
HCI|HCI GROUP, INC.|CHAS|Charles Schwab & Co., Inc.|2674
HCI|HCI GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44619
HCI|HCI GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|875
HCI|HCI GROUP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|310
HCI|HCI GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16642
HCI|HCI GROUP, INC.|CTDL|Citadel Derivatives Group Llc|438
HCI|HCI GROUP, INC.|CTLR|CUTLER GROUP, LP|400
HCI|HCI GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2060
HCI|HCI GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|5459
HCI|HCI GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|19800
HCI|HCI GROUP, INC.|DBUL|Deutsche Bank Securities Inc.|100
HCI|HCI GROUP, INC.|DEAN|MORGAN STANLEY|170
HCI|HCI GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|700
HCI|HCI GROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7970
HCI|HCI GROUP, INC.|EBXL|EBX LLC|18200
HCI|HCI GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
HCI|HCI GROUP, INC.|EGAM|CBOE TRADING, INC.|5204
HCI|HCI GROUP, INC.|EGAW|CBOE TRADING, INC.|100
HCI|HCI GROUP, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|11
HCI|HCI GROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8522
HCI|HCI GROUP, INC.|ETRS|E*Trade Securities LLC|1085
HCI|HCI GROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
HCI|HCI GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18410
HCI|HCI GROUP, INC.|FTBR|Foliofn Investments, Inc.|566
HCI|HCI GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2565
HCI|HCI GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|23851
HCI|HCI GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|200
HCI|HCI GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|46
HCI|HCI GROUP, INC.|GTSZ|GTS SECURITIES LLC|15480
HCI|HCI GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|1066
HCI|HCI GROUP, INC.|IBKR|Interactive Brokers Llc|454
HCI|HCI GROUP, INC.|ICBX|INSTINET, LLC|2400
HCI|HCI GROUP, INC.|IEQY|CITADEL SECURITIES LLC|4437
HCI|HCI GROUP, INC.|INCA|INSTINET, LLC|13817
HCI|HCI GROUP, INC.|INJX|INSTINET, LLC|75
HCI|HCI GROUP, INC.|ITGI|ITG Inc.|4420
HCI|HCI GROUP, INC.|ITGP|ITG INC.|15200
HCI|HCI GROUP, INC.|JANY|Janney Montgomery Scott Inc.|40
HCI|HCI GROUP, INC.|JEFF|JEFFERIES LLC|1792
HCI|HCI GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1884
HCI|HCI GROUP, INC.|JPMX|J.P. Morgan Securities LLC|25254
HCI|HCI GROUP, INC.|JSJX|JANE STREET CAPITAL LLC|3539
HCI|HCI GROUP, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|6716
HCI|HCI GROUP, INC.|KCGM|VIRTU Americas LLC|2266
HCI|HCI GROUP, INC.|LEHM|Barclays Capital Inc./Le|44623
HCI|HCI GROUP, INC.|LGNT|COR CLEARING LLC|3
HCI|HCI GROUP, INC.|LIME|Lime Brokerage LLC|4425
HCI|HCI GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23952
HCI|HCI GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|49051
HCI|HCI GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|37200
HCI|HCI GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|1000
HCI|HCI GROUP, INC.|MTON|MILLINGTON SECURITIES, INC.|54672
HCI|HCI GROUP, INC.|NFSC|National Financial Services LLC|4265
HCI|HCI GROUP, INC.|NITE|VIRTU Americas LLC|16861
HCI|HCI GROUP, INC.|NQRB|Brut, LLC|100
HCI|HCI GROUP, INC.|PDQM|CODA MARKETS, INC.|2025
HCI|HCI GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|57
HCI|HCI GROUP, INC.|SBSH|Citigroup Global Markets Inc.|3740
HCI|HCI GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|7810
HCI|HCI GROUP, INC.|SPDR|SPEEDROUTE LLC|600
HCI|HCI GROUP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1000
HCI|HCI GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|12001
HCI|HCI GROUP, INC.|SWIM|TD Ameritrade, Inc.|17205
HCI|HCI GROUP, INC.|TMBR|Timber Hill LLC|8
HCI|HCI GROUP, INC.|TRBT|Tradebot Systems, Inc.|6264
HCI|HCI GROUP, INC.|TRCM|TRC MARKETS LLC|6861
HCI|HCI GROUP, INC.|UBSA|UBS SECURITIES LLC|44907
HCI|HCI GROUP, INC.|UBSS|UBS Securities LLC|54547
HCI|HCI GROUP, INC.|VALX|VIRTU AMERICAS LLC|1576
HCI|HCI GROUP, INC.|VGRD|Vanguard Marketing Corporation|229
HCI|HCI GROUP, INC.|WABR|Wall Street Access|33572
HCI|HCI GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1577
HCI|HCI GROUP, INC.|WEED|Weeden & Co.L.P.|7700
HCI|HCI GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|807
HCI|HCI GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|565
HCI|HCI GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|69
HCI|HCI GROUP, INC.|XIST|INSTINET, LLC|24600
HCI|HCI GROUP, INC.|XPQR|Jump Trading|200
HCI|HCI GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
HCI|HCI GROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|609
HCI|HCI GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
HCKT|HACKETT GRP INC  ##|ALTX|Alternet Securities Inc.|602
HCKT|HACKETT GRP INC  ##|APCC|Apex Clearing Corporation|8
HCKT|HACKETT GRP INC  ##|BATM|CBOE TRADING, INC.|102
HCKT|HACKETT GRP INC  ##|BMOC|BMO Capital Markets Corp.|3792
HCKT|HACKETT GRP INC  ##|BNKS|Fig Partners, LLC|2622
HCKT|HACKETT GRP INC  ##|BNPX|BNP PARIBAS SECURITIES CORP.|1634
HCKT|HACKETT GRP INC  ##|BTIG|BTIG, LLC|3531
HCKT|HACKETT GRP INC  ##|BYXM|CBOE TRADING, INC.|598
HCKT|HACKETT GRP INC  ##|BZYD|GOLDMAN SACHS & CO. LLC|700
HCKT|HACKETT GRP INC  ##|CANT|Cantor Fitzgerald & Co.|639
HCKT|HACKETT GRP INC  ##|CHAS|Charles Schwab & Co., Inc.|2
HCKT|HACKETT GRP INC  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2364
HCKT|HACKETT GRP INC  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2955
HCKT|HACKETT GRP INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41913
HCKT|HACKETT GRP INC  ##|CTDL|Citadel Derivatives Group Llc|1341
HCKT|HACKETT GRP INC  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2662
HCKT|HACKETT GRP INC  ##|DAVA|Davenport & Company LLC|1200
HCKT|HACKETT GRP INC  ##|DBAB|Deutsche Bank Securities Inc.|67865
HCKT|HACKETT GRP INC  ##|DBAX|Deutsche Bank Securities Inc.|12500
HCKT|HACKETT GRP INC  ##|DEAN|MORGAN STANLEY|770
HCKT|HACKETT GRP INC  ##|DEGS|RONIN PROFESSIONAL LLC|2831
HCKT|HACKETT GRP INC  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|211
HCKT|HACKETT GRP INC  ##|EBXL|EBX LLC|32100
HCKT|HACKETT GRP INC  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|3785
HCKT|HACKETT GRP INC  ##|EGAM|CBOE TRADING, INC.|2300
HCKT|HACKETT GRP INC  ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
HCKT|HACKETT GRP INC  ##|EGXM|CBOE TRADING, INC.|408
HCKT|HACKETT GRP INC  ##|ETBE|Electronic Transaction Clearing, Inc.|1100
HCKT|HACKETT GRP INC  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|830
HCKT|HACKETT GRP INC  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|690
HCKT|HACKETT GRP INC  ##|ETRS|E*Trade Securities LLC|2556
HCKT|HACKETT GRP INC  ##|FBCO|Credit Suisse Securities (USA) LLC|86625
HCKT|HACKETT GRP INC  ##|FILL|Tradestation Securities, Inc.|72
HCKT|HACKETT GRP INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|4408
HCKT|HACKETT GRP INC  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|315
HCKT|HACKETT GRP INC  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29852
HCKT|HACKETT GRP INC  ##|FTBR|Foliofn Investments, Inc.|5128
HCKT|HACKETT GRP INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|9394
HCKT|HACKETT GRP INC  ##|GLPX|ACS EXECUTION SERVICES, LLC|1339
HCKT|HACKETT GRP INC  ##|GSCO|GOLDMAN SACHS & CO. LLC|128472
HCKT|HACKETT GRP INC  ##|GSCS|GOLDMAN SACHS & CO. LLC|2386
HCKT|HACKETT GRP INC  ##|GSLT|GOLDMAN SACHS & CO. LLC|305
HCKT|HACKETT GRP INC  ##|GTSZ|GTS SECURITIES LLC|4410
HCKT|HACKETT GRP INC  ##|HRBF|American Enterprise Investment Services Inc.|204
HCKT|HACKETT GRP INC  ##|HSBC|HSBC Securities, Inc.|900
HCKT|HACKETT GRP INC  ##|IATS|INTERACTIVE BROKERS LLC|203
HCKT|HACKETT GRP INC  ##|IBKR|Interactive Brokers Llc|16395
HCKT|HACKETT GRP INC  ##|ICBX|INSTINET, LLC|4800
HCKT|HACKETT GRP INC  ##|IEQY|CITADEL SECURITIES LLC|8013
HCKT|HACKETT GRP INC  ##|INCA|INSTINET, LLC|58465
HCKT|HACKETT GRP INC  ##|INJX|INSTINET, LLC|898
HCKT|HACKETT GRP INC  ##|ITGI|ITG Inc.|51219
HCKT|HACKETT GRP INC  ##|ITGP|ITG INC.|34800
HCKT|HACKETT GRP INC  ##|JEFF|JEFFERIES LLC|4008
HCKT|HACKETT GRP INC  ##|JPBX|J.P. MORGAN SECURITIES LLC|1000
HCKT|HACKETT GRP INC  ##|JPMX|J.P. Morgan Securities LLC|18620
HCKT|HACKETT GRP INC  ##|JSJX|JANE STREET CAPITAL LLC|436
HCKT|HACKETT GRP INC  ##|KCGM|VIRTU Americas LLC|3511
HCKT|HACKETT GRP INC  ##|LEHM|Barclays Capital Inc./Le|97617
HCKT|HACKETT GRP INC  ##|LIME|Lime Brokerage LLC|58199
HCKT|HACKETT GRP INC  ##|LMGP|LIME BROKERAGE LLC|300
HCKT|HACKETT GRP INC  ##|LOOP|Loop Capital Markets LLC|1809
HCKT|HACKETT GRP INC  ##|MAXM|Maxim Group LLC|2576
HCKT|HACKETT GRP INC  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
HCKT|HACKETT GRP INC  ##|MSCO|MORGAN STANLEY & CO. LLC|649530
HCKT|HACKETT GRP INC  ##|MSPL|MORGAN STANLEY & CO. LLC|22800
HCKT|HACKETT GRP INC  ##|MSTX|MORGAN STANLEY & CO. LLC|2400
HCKT|HACKETT GRP INC  ##|NFSC|National Financial Services LLC|31367
HCKT|HACKETT GRP INC  ##|NITE|VIRTU Americas LLC|79138
HCKT|HACKETT GRP INC  ##|NQRB|Brut, LLC|1417
HCKT|HACKETT GRP INC  ##|OPCO|Oppenheimer & Co. Inc.|262
HCKT|HACKETT GRP INC  ##|PDQM|CODA MARKETS, INC.|2611
HCKT|HACKETT GRP INC  ##|RAJA|Raymond James & Associates, Inc.|100
HCKT|HACKETT GRP INC  ##|RBCM|RBC CAPITAL MARKETS, LLC|2144
HCKT|HACKETT GRP INC  ##|SAGL|SAGETRADER, LLC|100
HCKT|HACKETT GRP INC  ##|SAGW|SAGETRADER, LLC|1255
HCKT|HACKETT GRP INC  ##|SBSH|Citigroup Global Markets Inc.|39141
HCKT|HACKETT GRP INC  ##|SGMT|GOLDMAN SACHS & CO. LLC|9178
HCKT|HACKETT GRP INC  ##|SPDR|SPEEDROUTE LLC|2100
HCKT|HACKETT GRP INC  ##|STFL|Stifel, Nicolaus & Company, Incorporated|50
HCKT|HACKETT GRP INC  ##|SWIM|TD Ameritrade, Inc.|19128
HCKT|HACKETT GRP INC  ##|TKNG|ALLY INVEST SECURITIES LLC|503
HCKT|HACKETT GRP INC  ##|TOUR|TOURMALINE PARTNERS, LLC|100
HCKT|HACKETT GRP INC  ##|TRBT|Tradebot Systems, Inc.|12550
HCKT|HACKETT GRP INC  ##|TRCM|TRC MARKETS LLC|43397
HCKT|HACKETT GRP INC  ##|UBSA|UBS SECURITIES LLC|55634
HCKT|HACKETT GRP INC  ##|UBSS|UBS Securities LLC|156937
HCKT|HACKETT GRP INC  ##|VALX|VIRTU AMERICAS LLC|5396
HCKT|HACKETT GRP INC  ##|VGRD|Vanguard Marketing Corporation|40
HCKT|HACKETT GRP INC  ##|WCHV|WELLS FARGO SECURITIES, LLC|22491
HCKT|HACKETT GRP INC  ##|WEED|Weeden & Co.L.P.|13638
HCKT|HACKETT GRP INC  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|878
HCKT|HACKETT GRP INC  ##|WSEA|WOLVERINE SECURITIES, LLC|188
HCKT|HACKETT GRP INC  ##|XIST|INSTINET, LLC|16290
HCKT|HACKETT GRP INC  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|4618
HCKT|HACKETT GRP INC  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|776
HCLP|HI-CRUSH PARTNERS LP|ABLE|NATIXIS Securities Americas LLC|273000
HCLP|HI-CRUSH PARTNERS LP|AGCP|AEGIS CAPITAL CORP.|12350
HCLP|HI-CRUSH PARTNERS LP|AGIS|Aegis Capital Corp.|735
HCLP|HI-CRUSH PARTNERS LP|APCC|Apex Clearing Corporation|10025
HCLP|HI-CRUSH PARTNERS LP|BANK|Primevest Financial Services, Inc.|2666
HCLP|HI-CRUSH PARTNERS LP|BARD|Robert W. Baird & Co. Incorporated|1300
HCLP|HI-CRUSH PARTNERS LP|BATM|CBOE TRADING, INC.|8751
HCLP|HI-CRUSH PARTNERS LP|BAYT|BTIG, LLC|4100
HCLP|HI-CRUSH PARTNERS LP|BBNT|BB&T SECURITIES, LLC|2950
HCLP|HI-CRUSH PARTNERS LP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4695
HCLP|HI-CRUSH PARTNERS LP|BERN|Sanford C. Bernstein & Co., LLC|227
HCLP|HI-CRUSH PARTNERS LP|BIAD|SAGETRADER, LLC|648
HCLP|HI-CRUSH PARTNERS LP|BIDS|BIDS TRADING L.P.|100
HCLP|HI-CRUSH PARTNERS LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63843
HCLP|HI-CRUSH PARTNERS LP|BLKX|INSTINET, LLC|24850
HCLP|HI-CRUSH PARTNERS LP|BNPX|BNP PARIBAS SECURITIES CORP.|74
HCLP|HI-CRUSH PARTNERS LP|BTIG|BTIG, LLC|71100
HCLP|HI-CRUSH PARTNERS LP|BYXM|CBOE TRADING, INC.|1200
HCLP|HI-CRUSH PARTNERS LP|CANT|Cantor Fitzgerald & Co.|85800
HCLP|HI-CRUSH PARTNERS LP|CHAS|Charles Schwab & Co., Inc.|108246
HCLP|HI-CRUSH PARTNERS LP|CICF|Canaccord Genuity Corp.|2624
HCLP|HI-CRUSH PARTNERS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|147423
HCLP|HI-CRUSH PARTNERS LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23726
HCLP|HI-CRUSH PARTNERS LP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
HCLP|HI-CRUSH PARTNERS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|337767
HCLP|HI-CRUSH PARTNERS LP|CTDL|Citadel Derivatives Group Llc|100
HCLP|HI-CRUSH PARTNERS LP|CTLR|CUTLER GROUP, LP|400
HCLP|HI-CRUSH PARTNERS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|189636
HCLP|HI-CRUSH PARTNERS LP|DBAB|Deutsche Bank Securities Inc.|95988
HCLP|HI-CRUSH PARTNERS LP|DBAX|Deutsche Bank Securities Inc.|270300
HCLP|HI-CRUSH PARTNERS LP|DEAN|MORGAN STANLEY|28287
HCLP|HI-CRUSH PARTNERS LP|DEGS|RONIN PROFESSIONAL LLC|7594
HCLP|HI-CRUSH PARTNERS LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
HCLP|HI-CRUSH PARTNERS LP|EBXL|EBX LLC|461000
HCLP|HI-CRUSH PARTNERS LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
HCLP|HI-CRUSH PARTNERS LP|EDJC|Edward Jones / CDS|250
HCLP|HI-CRUSH PARTNERS LP|EDJO|Edward D. Jones & Co., L.P.|14830
HCLP|HI-CRUSH PARTNERS LP|EGAM|CBOE TRADING, INC.|67783
HCLP|HI-CRUSH PARTNERS LP|EGXM|CBOE TRADING, INC.|4149
HCLP|HI-CRUSH PARTNERS LP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|121877
HCLP|HI-CRUSH PARTNERS LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
HCLP|HI-CRUSH PARTNERS LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11128
HCLP|HI-CRUSH PARTNERS LP|ETRS|E*Trade Securities LLC|1131830
HCLP|HI-CRUSH PARTNERS LP|FILL|Tradestation Securities, Inc.|9518
HCLP|HI-CRUSH PARTNERS LP|FINX|FINTECH SECURITIES|815
HCLP|HI-CRUSH PARTNERS LP|FMAF|NBCN Inc./ CDS|2000
HCLP|HI-CRUSH PARTNERS LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15292
HCLP|HI-CRUSH PARTNERS LP|FTBR|Foliofn Investments, Inc.|6375
HCLP|HI-CRUSH PARTNERS LP|GARC|ICAP Corporates LLC|7900
HCLP|HI-CRUSH PARTNERS LP|GEBB|GLOBAL EXECUTION BROKERS, LP|1350
HCLP|HI-CRUSH PARTNERS LP|GLIS|TD Securities Inc|11070
HCLP|HI-CRUSH PARTNERS LP|GLPX|ACS EXECUTION SERVICES, LLC|5900
HCLP|HI-CRUSH PARTNERS LP|GSCO|GOLDMAN SACHS & CO. LLC|331385
HCLP|HI-CRUSH PARTNERS LP|GSCS|GOLDMAN SACHS & CO. LLC|8700
HCLP|HI-CRUSH PARTNERS LP|GSLT|GOLDMAN SACHS & CO. LLC|7635
HCLP|HI-CRUSH PARTNERS LP|GTSZ|GTS SECURITIES LLC|27823
HCLP|HI-CRUSH PARTNERS LP|HASF|Haywood Securities Inc./CDS|1125
HCLP|HI-CRUSH PARTNERS LP|HRBF|American Enterprise Investment Services Inc.|106429
HCLP|HI-CRUSH PARTNERS LP|IATS|INTERACTIVE BROKERS LLC|62798
HCLP|HI-CRUSH PARTNERS LP|IBKR|Interactive Brokers Llc|153528
HCLP|HI-CRUSH PARTNERS LP|IBSJ|Integrity Brokerage Services, Inc.|800
HCLP|HI-CRUSH PARTNERS LP|ICBX|INSTINET, LLC|67599
HCLP|HI-CRUSH PARTNERS LP|INCA|INSTINET, LLC|103724
HCLP|HI-CRUSH PARTNERS LP|INJX|INSTINET, LLC|200
HCLP|HI-CRUSH PARTNERS LP|ITGI|ITG Inc.|64227
HCLP|HI-CRUSH PARTNERS LP|ITGP|ITG INC.|230400
HCLP|HI-CRUSH PARTNERS LP|JANY|Janney Montgomery Scott Inc.|23950
HCLP|HI-CRUSH PARTNERS LP|JEFF|JEFFERIES LLC|18173
HCLP|HI-CRUSH PARTNERS LP|JMPT|JUMP TRADING, LLC|11516
HCLP|HI-CRUSH PARTNERS LP|JPMX|J.P. Morgan Securities LLC|603137
HCLP|HI-CRUSH PARTNERS LP|JSJX|JANE STREET CAPITAL LLC|2774
HCLP|HI-CRUSH PARTNERS LP|KCGM|VIRTU Americas LLC|112615
HCLP|HI-CRUSH PARTNERS LP|LEHM|Barclays Capital Inc./Le|483850
HCLP|HI-CRUSH PARTNERS LP|LIME|Lime Brokerage LLC|15512
HCLP|HI-CRUSH PARTNERS LP|MACC|Mid Atlantic Capital Corporation|475
HCLP|HI-CRUSH PARTNERS LP|MAXM|Maxim Group LLC|1000
HCLP|HI-CRUSH PARTNERS LP|MBTS|ALLY INVEST SECURITIES LLC|230
HCLP|HI-CRUSH PARTNERS LP|MCMF|Raymond James Ltd. Cds|2300
HCLP|HI-CRUSH PARTNERS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|258602
HCLP|HI-CRUSH PARTNERS LP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3920
HCLP|HI-CRUSH PARTNERS LP|MSCO|MORGAN STANLEY & CO. LLC|1582897
HCLP|HI-CRUSH PARTNERS LP|MSPL|MORGAN STANLEY & CO. LLC|198400
HCLP|HI-CRUSH PARTNERS LP|MSTX|MORGAN STANLEY & CO. LLC|500
HCLP|HI-CRUSH PARTNERS LP|NATL|National Securities Corporation|1200
HCLP|HI-CRUSH PARTNERS LP|NFSC|National Financial Services LLC|1281672
HCLP|HI-CRUSH PARTNERS LP|NITE|VIRTU Americas LLC|2319417
HCLP|HI-CRUSH PARTNERS LP|NITP|VIRTU Americas LLC|39484
HCLP|HI-CRUSH PARTNERS LP|NQRB|Brut, LLC|1400
HCLP|HI-CRUSH PARTNERS LP|NTBF|BMO Nesbitt Burns Inc./CDS|10633
HCLP|HI-CRUSH PARTNERS LP|OPCO|Oppenheimer & Co. Inc.|15762
HCLP|HI-CRUSH PARTNERS LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|779
HCLP|HI-CRUSH PARTNERS LP|PCFF|Pacific International Securities Inc./CDS|5720
HCLP|HI-CRUSH PARTNERS LP|PDQM|CODA MARKETS, INC.|156064
HCLP|HI-CRUSH PARTNERS LP|PHLY|NASDAQ Execution Services, LLC|11600
HCLP|HI-CRUSH PARTNERS LP|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|30000
HCLP|HI-CRUSH PARTNERS LP|PWJC|UBS Financial Services, Inc.|15130
HCLP|HI-CRUSH PARTNERS LP|RBCM|RBC CAPITAL MARKETS, LLC|56892
HCLP|HI-CRUSH PARTNERS LP|RGLD|Regal Securities, Inc|720
HCLP|HI-CRUSH PARTNERS LP|SAGL|SAGETRADER, LLC|20100
HCLP|HI-CRUSH PARTNERS LP|SAGW|SAGETRADER, LLC|38
HCLP|HI-CRUSH PARTNERS LP|SALI|INTL FCSTONE FINANCIAL INC.|2150
HCLP|HI-CRUSH PARTNERS LP|SBSH|Citigroup Global Markets Inc.|427759
HCLP|HI-CRUSH PARTNERS LP|SGMT|GOLDMAN SACHS & CO. LLC|410017
HCLP|HI-CRUSH PARTNERS LP|SPDR|SPEEDROUTE LLC|26195
HCLP|HI-CRUSH PARTNERS LP|SPHN|Stephens Inc.|10000
HCLP|HI-CRUSH PARTNERS LP|STFL|Stifel, Nicolaus & Company, Incorporated|42366
HCLP|HI-CRUSH PARTNERS LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
HCLP|HI-CRUSH PARTNERS LP|SWIM|TD Ameritrade, Inc.|692183
HCLP|HI-CRUSH PARTNERS LP|SWST|Hilltop Securities Inc.|27364
HCLP|HI-CRUSH PARTNERS LP|TKNG|ALLY INVEST SECURITIES LLC|13436
HCLP|HI-CRUSH PARTNERS LP|TMBR|Timber Hill LLC|4100
HCLP|HI-CRUSH PARTNERS LP|TRBT|Tradebot Systems, Inc.|23401
HCLP|HI-CRUSH PARTNERS LP|TRCM|TRC MARKETS LLC|68444
HCLP|HI-CRUSH PARTNERS LP|TWTT|TASTYWORKS, INC.|310
HCLP|HI-CRUSH PARTNERS LP|UBSA|UBS SECURITIES LLC|1166006
HCLP|HI-CRUSH PARTNERS LP|UBSS|UBS Securities LLC|470375
HCLP|HI-CRUSH PARTNERS LP|VALX|VIRTU AMERICAS LLC|33309
HCLP|HI-CRUSH PARTNERS LP|VGRD|Vanguard Marketing Corporation|98542
HCLP|HI-CRUSH PARTNERS LP|VNDM|Wall Street Access|52500
HCLP|HI-CRUSH PARTNERS LP|WBLR|WILLIAM BLAIR|2350
HCLP|HI-CRUSH PARTNERS LP|WBPX|SUMMIT SECURITIES GROUP, LLC|200
HCLP|HI-CRUSH PARTNERS LP|WCHV|WELLS FARGO SECURITIES, LLC|479470
HCLP|HI-CRUSH PARTNERS LP|WEDB|WEDBUSH SECURITIES INC.|3875
HCLP|HI-CRUSH PARTNERS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22208
HCLP|HI-CRUSH PARTNERS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50331
HCLP|HI-CRUSH PARTNERS LP|WGIF|CIBC World Markets Inc.|8473
HCLP|HI-CRUSH PARTNERS LP|WORD|Worden Capital Management LLC|4500
HCLP|HI-CRUSH PARTNERS LP|WSEA|WOLVERINE SECURITIES, LLC|23719
HCLP|HI-CRUSH PARTNERS LP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1500
HCLP|HI-CRUSH PARTNERS LP|XIST|INSTINET, LLC|3400
HCLP|HI-CRUSH PARTNERS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|110582
HCLP|HI-CRUSH PARTNERS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27409
HCM|HUTCHISON CHINA ADS|ALTX|Alternet Securities Inc.|8610
HCM|HUTCHISON CHINA ADS|APCC|Apex Clearing Corporation|39
HCM|HUTCHISON CHINA ADS|BARD|Robert W. Baird & Co. Incorporated|5
HCM|HUTCHISON CHINA ADS|BATM|CBOE TRADING, INC.|300
HCM|HUTCHISON CHINA ADS|BAYC|BAY CREST PARTNERS, LLC|4381
HCM|HUTCHISON CHINA ADS|BERN|Sanford C. Bernstein & Co., LLC|897
HCM|HUTCHISON CHINA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|222
HCM|HUTCHISON CHINA ADS|BYXM|CBOE TRADING, INC.|113
HCM|HUTCHISON CHINA ADS|CLSA|CLSA AMERICAS, LLC|9400
HCM|HUTCHISON CHINA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6128
HCM|HUTCHISON CHINA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|28565
HCM|HUTCHISON CHINA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50108
HCM|HUTCHISON CHINA ADS|CTDL|Citadel Derivatives Group Llc|3170
HCM|HUTCHISON CHINA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5916
HCM|HUTCHISON CHINA ADS|DBAB|Deutsche Bank Securities Inc.|36745
HCM|HUTCHISON CHINA ADS|DBAX|Deutsche Bank Securities Inc.|56700
HCM|HUTCHISON CHINA ADS|DBUL|Deutsche Bank Securities Inc.|1800
HCM|HUTCHISON CHINA ADS|DEGS|RONIN PROFESSIONAL LLC|7258
HCM|HUTCHISON CHINA ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|66
HCM|HUTCHISON CHINA ADS|EBXL|EBX LLC|34700
HCM|HUTCHISON CHINA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|381
HCM|HUTCHISON CHINA ADS|EDJO|Edward D. Jones & Co., L.P.|66
HCM|HUTCHISON CHINA ADS|EGAM|CBOE TRADING, INC.|8367
HCM|HUTCHISON CHINA ADS|EGAW|CBOE TRADING, INC.|100
HCM|HUTCHISON CHINA ADS|EGMT|EG MARKET TECHNOLOGIES LLC|600
HCM|HUTCHISON CHINA ADS|EGXM|CBOE TRADING, INC.|202
HCM|HUTCHISON CHINA ADS|ETBE|Electronic Transaction Clearing, Inc.|9526
HCM|HUTCHISON CHINA ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1400
HCM|HUTCHISON CHINA ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3406
HCM|HUTCHISON CHINA ADS|ETRS|E*Trade Securities LLC|8451
HCM|HUTCHISON CHINA ADS|FBCO|Credit Suisse Securities (USA) LLC|40076
HCM|HUTCHISON CHINA ADS|FILL|Tradestation Securities, Inc.|2420
HCM|HUTCHISON CHINA ADS|FMAF|NBCN Inc./ CDS|160
HCM|HUTCHISON CHINA ADS|FOMA|TD AMERITRADE CLEARING, INC.|66924
HCM|HUTCHISON CHINA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22672
HCM|HUTCHISON CHINA ADS|FTBR|Foliofn Investments, Inc.|286
HCM|HUTCHISON CHINA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1595
HCM|HUTCHISON CHINA ADS|GLPX|ACS EXECUTION SERVICES, LLC|52732
HCM|HUTCHISON CHINA ADS|GSCO|GOLDMAN SACHS & CO. LLC|55455
HCM|HUTCHISON CHINA ADS|GSCS|GOLDMAN SACHS & CO. LLC|14485
HCM|HUTCHISON CHINA ADS|GSLT|GOLDMAN SACHS & CO. LLC|5171
HCM|HUTCHISON CHINA ADS|GTSZ|GTS SECURITIES LLC|30485
HCM|HUTCHISON CHINA ADS|HSBC|HSBC Securities, Inc.|16035
HCM|HUTCHISON CHINA ADS|IATS|INTERACTIVE BROKERS LLC|2001
HCM|HUTCHISON CHINA ADS|IBKR|Interactive Brokers Llc|18178
HCM|HUTCHISON CHINA ADS|ICBX|INSTINET, LLC|19044
HCM|HUTCHISON CHINA ADS|INCA|INSTINET, LLC|102059
HCM|HUTCHISON CHINA ADS|INJX|INSTINET, LLC|545
HCM|HUTCHISON CHINA ADS|ITGI|ITG Inc.|15806
HCM|HUTCHISON CHINA ADS|ITGP|ITG INC.|43000
HCM|HUTCHISON CHINA ADS|JEFF|JEFFERIES LLC|2452
HCM|HUTCHISON CHINA ADS|JMPT|JUMP TRADING, LLC|6744
HCM|HUTCHISON CHINA ADS|JPBX|J.P. MORGAN SECURITIES LLC|2478
HCM|HUTCHISON CHINA ADS|JPMX|J.P. Morgan Securities LLC|80451
HCM|HUTCHISON CHINA ADS|JSJX|JANE STREET CAPITAL LLC|100
HCM|HUTCHISON CHINA ADS|KCGM|VIRTU Americas LLC|7910
HCM|HUTCHISON CHINA ADS|LEHM|Barclays Capital Inc./Le|60668
HCM|HUTCHISON CHINA ADS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2608
HCM|HUTCHISON CHINA ADS|LIME|Lime Brokerage LLC|60857
HCM|HUTCHISON CHINA ADS|LMGP|LIME BROKERAGE LLC|9900
HCM|HUTCHISON CHINA ADS|MACQ|Macquarie Capital (USA) Inc.|2164
HCM|HUTCHISON CHINA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32296
HCM|HUTCHISON CHINA ADS|MSCO|MORGAN STANLEY & CO. LLC|254338
HCM|HUTCHISON CHINA ADS|MSPL|MORGAN STANLEY & CO. LLC|57900
HCM|HUTCHISON CHINA ADS|MSTX|MORGAN STANLEY & CO. LLC|3400
HCM|HUTCHISON CHINA ADS|NFSC|National Financial Services LLC|20208
HCM|HUTCHISON CHINA ADS|NITE|VIRTU Americas LLC|78931
HCM|HUTCHISON CHINA ADS|NITP|VIRTU Americas LLC|5050
HCM|HUTCHISON CHINA ADS|NQRB|Brut, LLC|2525
HCM|HUTCHISON CHINA ADS|OLDM|OLD MISSION CAPITAL, LLC|9968
HCM|HUTCHISON CHINA ADS|OPCO|Oppenheimer & Co. Inc.|120
HCM|HUTCHISON CHINA ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1842
HCM|HUTCHISON CHINA ADS|PCPT|PHILLIP CAPITAL INC.|1266
HCM|HUTCHISON CHINA ADS|PDQM|CODA MARKETS, INC.|110642
HCM|HUTCHISON CHINA ADS|RAJA|Raymond James & Associates, Inc.|167
HCM|HUTCHISON CHINA ADS|SAGL|SAGETRADER, LLC|21846
HCM|HUTCHISON CHINA ADS|SBSH|Citigroup Global Markets Inc.|18672
HCM|HUTCHISON CHINA ADS|SGMT|GOLDMAN SACHS & CO. LLC|26813
HCM|HUTCHISON CHINA ADS|SPDR|SPEEDROUTE LLC|22642
HCM|HUTCHISON CHINA ADS|SPTD|MINT GLOBAL MARKETS, INC.|5200
HCM|HUTCHISON CHINA ADS|STFL|Stifel, Nicolaus & Company, Incorporated|3603
HCM|HUTCHISON CHINA ADS|SWIM|TD Ameritrade, Inc.|12602
HCM|HUTCHISON CHINA ADS|TKNG|ALLY INVEST SECURITIES LLC|1482
HCM|HUTCHISON CHINA ADS|TRBT|Tradebot Systems, Inc.|24021
HCM|HUTCHISON CHINA ADS|TRCM|TRC MARKETS LLC|21651
HCM|HUTCHISON CHINA ADS|UBSS|UBS Securities LLC|159245
HCM|HUTCHISON CHINA ADS|VALX|VIRTU AMERICAS LLC|3293
HCM|HUTCHISON CHINA ADS|VGRD|Vanguard Marketing Corporation|743
HCM|HUTCHISON CHINA ADS|WCHV|WELLS FARGO SECURITIES, LLC|4475
HCM|HUTCHISON CHINA ADS|WEED|Weeden & Co.L.P.|310
HCM|HUTCHISON CHINA ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|140
HCM|HUTCHISON CHINA ADS|WSEA|WOLVERINE SECURITIES, LLC|566
HCM|HUTCHISON CHINA ADS|XIST|INSTINET, LLC|10200
HCM|HUTCHISON CHINA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
HCM|HUTCHISON CHINA ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|14261
HCOR|HARTFORD CORP BD ETF|NFSC|National Financial Services LLC|1
HCOR|HARTFORD CORP BD ETF|NITE|VIRTU Americas LLC|1
HCP|HCP, INC.|ABLE|NATIXIS Securities Americas LLC|27497
HCP|HCP, INC.|AGIS|Aegis Capital Corp.|430
HCP|HCP, INC.|ALTX|Alternet Securities Inc.|14212
HCP|HCP, INC.|ANOS|ABEL/NOSER, L.L.C.|8458
HCP|HCP, INC.|APCC|Apex Clearing Corporation|13467
HCP|HCP, INC.|AVON|Avondale Partners, LLC|3300
HCP|HCP, INC.|BALE|M&T SECURITIES, INC.|528
HCP|HCP, INC.|BANK|Primevest Financial Services, Inc.|471
HCP|HCP, INC.|BARD|Robert W. Baird & Co. Incorporated|13463
HCP|HCP, INC.|BATM|CBOE TRADING, INC.|5297
HCP|HCP, INC.|BAYC|BAY CREST PARTNERS, LLC|26383
HCP|HCP, INC.|BAYT|BTIG, LLC|11100
HCP|HCP, INC.|BBNT|BB&T SECURITIES, LLC|1924
HCP|HCP, INC.|BERN|Sanford C. Bernstein & Co., LLC|64659
HCP|HCP, INC.|BIAD|SAGETRADER, LLC|330
HCP|HCP, INC.|BIDS|BIDS TRADING L.P.|22900
HCP|HCP, INC.|BIMI|Banca IMI Securities Corp.|100
HCP|HCP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16408
HCP|HCP, INC.|BLKX|INSTINET, LLC|482402
HCP|HCP, INC.|BMAK|BMA SECURITIES|156
HCP|HCP, INC.|BMOC|BMO Capital Markets Corp.|230002
HCP|HCP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|153430
HCP|HCP, INC.|BTIG|BTIG, LLC|134260
HCP|HCP, INC.|BYXM|CBOE TRADING, INC.|610
HCP|HCP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2800
HCP|HCP, INC.|CANT|Cantor Fitzgerald & Co.|326873
HCP|HCP, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|26400
HCP|HCP, INC.|CHAS|Charles Schwab & Co., Inc.|13239
HCP|HCP, INC.|CIBP|CIBC World Markets Corp.|25972
HCP|HCP, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|38890
HCP|HCP, INC.|CIST|Capital Institutional Services, Inc.|25589
HCP|HCP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|486550
HCP|HCP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
HCP|HCP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9883
HCP|HCP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|517346
HCP|HCP, INC.|CTDL|Citadel Derivatives Group Llc|47353
HCP|HCP, INC.|CTLR|CUTLER GROUP, LP|300
HCP|HCP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|128972
HCP|HCP, INC.|DADA|D.A. Davidson & Co.|3701
HCP|HCP, INC.|DBAB|Deutsche Bank Securities Inc.|1509154
HCP|HCP, INC.|DBAX|Deutsche Bank Securities Inc.|889500
HCP|HCP, INC.|DBUL|Deutsche Bank Securities Inc.|14720
HCP|HCP, INC.|DCHF|Dart Executions, LLC|21272
HCP|HCP, INC.|DEAN|MORGAN STANLEY|26446
HCP|HCP, INC.|DEGS|RONIN PROFESSIONAL LLC|204
HCP|HCP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24852
HCP|HCP, INC.|EBXL|EBX LLC|728100
HCP|HCP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|16998
HCP|HCP, INC.|EDJC|Edward Jones / CDS|260
HCP|HCP, INC.|EDJO|Edward D. Jones & Co., L.P.|46216
HCP|HCP, INC.|EGAM|CBOE TRADING, INC.|28043
HCP|HCP, INC.|EGAW|CBOE TRADING, INC.|295
HCP|HCP, INC.|EGXM|CBOE TRADING, INC.|3209
HCP|HCP, INC.|EGXW|CBOE TRADING, INC.|100
HCP|HCP, INC.|ETBE|Electronic Transaction Clearing, Inc.|35418
HCP|HCP, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
HCP|HCP, INC.|ETCC|Electronic Transaction Clearing, Inc.|1270
HCP|HCP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11909
HCP|HCP, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10475
HCP|HCP, INC.|ETRS|E*Trade Securities LLC|153869
HCP|HCP, INC.|FBRC|B. RILEY FBR, INC.|2000
HCP|HCP, INC.|FBSB|U.S. Bancorp Investments, Inc.|2298
HCP|HCP, INC.|FILL|Tradestation Securities, Inc.|900
HCP|HCP, INC.|FINX|FINTECH SECURITIES|325
HCP|HCP, INC.|FMAF|NBCN Inc./ CDS|3876
HCP|HCP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17382
HCP|HCP, INC.|FQLS|Quantlab Securities LP|676995
HCP|HCP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170325
HCP|HCP, INC.|FTBR|Foliofn Investments, Inc.|13233
HCP|HCP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
HCP|HCP, INC.|GLIS|TD Securities Inc|650
HCP|HCP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|28631
HCP|HCP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2805336
HCP|HCP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|5242
HCP|HCP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|27024
HCP|HCP, INC.|GTSZ|GTS SECURITIES LLC|384775
HCP|HCP, INC.|HRBF|American Enterprise Investment Services Inc.|23456
HCP|HCP, INC.|HSBC|HSBC Securities, Inc.|4660
HCP|HCP, INC.|IATS|INTERACTIVE BROKERS LLC|16863
HCP|HCP, INC.|IBKR|Interactive Brokers Llc|43617
HCP|HCP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8181
HCP|HCP, INC.|ICBX|INSTINET, LLC|256082
HCP|HCP, INC.|IEQY|CITADEL SECURITIES LLC|513769
HCP|HCP, INC.|INCA|INSTINET, LLC|627168
HCP|HCP, INC.|INJX|INSTINET, LLC|4941
HCP|HCP, INC.|INTL|INTL FCSTONE FINANCIAL INC.|8500
HCP|HCP, INC.|ITGI|ITG Inc.|525239
HCP|HCP, INC.|ITGP|ITG INC.|583800
HCP|HCP, INC.|JANY|Janney Montgomery Scott Inc.|17255
HCP|HCP, INC.|JEFF|JEFFERIES LLC|265226
HCP|HCP, INC.|JMPT|JUMP TRADING, LLC|265714
HCP|HCP, INC.|JONE|JonesTrading|35618
HCP|HCP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|486190
HCP|HCP, INC.|JPMX|J.P. Morgan Securities LLC|1147477
HCP|HCP, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|7996
HCP|HCP, INC.|JSJX|JANE STREET CAPITAL LLC|18019
HCP|HCP, INC.|KCGM|VIRTU Americas LLC|208448
HCP|HCP, INC.|LEHM|Barclays Capital Inc./Le|2673843
HCP|HCP, INC.|LIME|Lime Brokerage LLC|258491
HCP|HCP, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|56000
HCP|HCP, INC.|LOOP|Loop Capital Markets LLC|200
HCP|HCP, INC.|LQNA|LIQUIDNET, INC.|743300
HCP|HCP, INC.|LSCI|Lek Securities Corporation|968
HCP|HCP, INC.|MACC|Mid Atlantic Capital Corporation|5867
HCP|HCP, INC.|MAXM|Maxim Group LLC|19900
HCP|HCP, INC.|MCMF|Raymond James Ltd. Cds|370
HCP|HCP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|428450
HCP|HCP, INC.|MOTF|MOTIF INVESTING, INC.|9
HCP|HCP, INC.|MSCO|MORGAN STANLEY & CO. LLC|3358257
HCP|HCP, INC.|MSPL|MORGAN STANLEY & CO. LLC|674900
HCP|HCP, INC.|MSTX|MORGAN STANLEY & CO. LLC|371400
HCP|HCP, INC.|NEUB|NEUBERGER BERMAN BD LLC|555
HCP|HCP, INC.|NFSC|National Financial Services LLC|308552
HCP|HCP, INC.|NITE|VIRTU Americas LLC|772122
HCP|HCP, INC.|NITP|VIRTU Americas LLC|684
HCP|HCP, INC.|NQRB|Brut, LLC|14340
HCP|HCP, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|150
HCP|HCP, INC.|NTRC|Northern Trust Securities, Inc.|3654
HCP|HCP, INC.|OHOS|TWO SIGMA SECURITIES, LLC|65095
HCP|HCP, INC.|OPCO|Oppenheimer & Co. Inc.|6158
HCP|HCP, INC.|PDQM|CODA MARKETS, INC.|32220
HCP|HCP, INC.|PWJC|UBS Financial Services, Inc.|4377
HCP|HCP, INC.|QMSR|QUATTRO M SECURITIES INC.|4909
HCP|HCP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|43271
HCP|HCP, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|158298
HCP|HCP, INC.|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|97100
HCP|HCP, INC.|SAGL|SAGETRADER, LLC|32771
HCP|HCP, INC.|SAGW|SAGETRADER, LLC|5323
HCP|HCP, INC.|SALI|INTL FCSTONE FINANCIAL INC.|943
HCP|HCP, INC.|SBRX|MURIEL SIEBERT & CO INC|100
HCP|HCP, INC.|SBSH|Citigroup Global Markets Inc.|268657
HCP|HCP, INC.|SEIC|SEI Investments Distribution Co.|4771
HCP|HCP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|441545
HCP|HCP, INC.|SPDR|SPEEDROUTE LLC|102580
HCP|HCP, INC.|SPHN|Stephens Inc.|267
HCP|HCP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|986211
HCP|HCP, INC.|STKP|STOCKPILE INVESTMENTS, INC.|10
HCP|HCP, INC.|STRS|STRATEGAS RESEARCH PARTNERS|700
HCP|HCP, INC.|STXG|Stockcross Financial Services, Inc.|19
HCP|HCP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|23150
HCP|HCP, INC.|SWIM|TD Ameritrade, Inc.|12119
HCP|HCP, INC.|SWST|Hilltop Securities Inc.|8885
HCP|HCP, INC.|TAGC|TELSEY ADVISORY GROUP LLC|2620
HCP|HCP, INC.|TKNG|ALLY INVEST SECURITIES LLC|3642
HCP|HCP, INC.|TRBT|Tradebot Systems, Inc.|329284
HCP|HCP, INC.|TRCM|TRC MARKETS LLC|533876
HCP|HCP, INC.|TWTT|TASTYWORKS, INC.|200
HCP|HCP, INC.|UBSA|UBS SECURITIES LLC|1634300
HCP|HCP, INC.|UBSS|UBS Securities LLC|1414161
HCP|HCP, INC.|VALX|VIRTU AMERICAS LLC|74715
HCP|HCP, INC.|VERT|The Vertical Trading Group, LLC|100
HCP|HCP, INC.|VGRD|Vanguard Marketing Corporation|71427
HCP|HCP, INC.|VNDS|VANDHAM SECURITIES CORP|1000
HCP|HCP, INC.|WABR|Wall Street Access|1400
HCP|HCP, INC.|WBLR|WILLIAM BLAIR|1692
HCP|HCP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|4400
HCP|HCP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|193286
HCP|HCP, INC.|WDNX|WEEDEN & CO.L.P.|6006
HCP|HCP, INC.|WEDB|WEDBUSH SECURITIES INC.|35432
HCP|HCP, INC.|WEED|Weeden & Co.L.P.|115594
HCP|HCP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|82649
HCP|HCP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33866
HCP|HCP, INC.|WGIF|CIBC World Markets Inc.|543
HCP|HCP, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11369
HCP|HCP, INC.|WSAG|WALL STREET ACCESS|539
HCP|HCP, INC.|WSEA|WOLVERINE SECURITIES, LLC|10305
HCP|HCP, INC.|XIST|INSTINET, LLC|52854
HCP|HCP, INC.|XPQR|Jump Trading|500
HCP|HCP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|112674
HCP|HCP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1778
HCP|HCP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14318
HCRF|ISHARES EDGE HLTHCRE|CHAS|Charles Schwab & Co., Inc.|1
HCRF|ISHARES EDGE HLTHCRE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|869
HCRF|ISHARES EDGE HLTHCRE|FIDT|Fidelity Clearing Canada ULC./ CDS|850
HCRF|ISHARES EDGE HLTHCRE|IBKR|Interactive Brokers Llc|105
HCRF|ISHARES EDGE HLTHCRE|INCA|INSTINET, LLC|251
HCRF|ISHARES EDGE HLTHCRE|JPMX|J.P. Morgan Securities LLC|400
HCRF|ISHARES EDGE HLTHCRE|JSJX|JANE STREET CAPITAL LLC|8282
HCRF|ISHARES EDGE HLTHCRE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HCRF|ISHARES EDGE HLTHCRE|NFSC|National Financial Services LLC|6677
HCRF|ISHARES EDGE HLTHCRE|NITE|VIRTU Americas LLC|6577
HCRF|ISHARES EDGE HLTHCRE|SALI|INTL FCSTONE FINANCIAL INC.|1390
HCRF|ISHARES EDGE HLTHCRE|SGMT|GOLDMAN SACHS & CO. LLC|100
HCRF|ISHARES EDGE HLTHCRE|TKNG|ALLY INVEST SECURITIES LLC|1
HCRF|ISHARES EDGE HLTHCRE|UBSA|UBS SECURITIES LLC|1505
HCRF|ISHARES EDGE HLTHCRE|UBSS|UBS Securities LLC|2306
HCRF|ISHARES EDGE HLTHCRE|WCHV|WELLS FARGO SECURITIES, LLC|568
HCRF|ISHARES EDGE HLTHCRE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|725
HCSG|HEALTHCARE SVCS GP##|ADAM|CANACCORD GENUITY INC.|200
HCSG|HEALTHCARE SVCS GP##|ALTX|Alternet Securities Inc.|15299
HCSG|HEALTHCARE SVCS GP##|ANOS|ABEL/NOSER, L.L.C.|891
HCSG|HEALTHCARE SVCS GP##|APCC|Apex Clearing Corporation|128
HCSG|HEALTHCARE SVCS GP##|BALE|M&T SECURITIES, INC.|200
HCSG|HEALTHCARE SVCS GP##|BANK|Primevest Financial Services, Inc.|209
HCSG|HEALTHCARE SVCS GP##|BARD|Robert W. Baird & Co. Incorporated|85687
HCSG|HEALTHCARE SVCS GP##|BATM|CBOE TRADING, INC.|4016
HCSG|HEALTHCARE SVCS GP##|BBNT|BB&T SECURITIES, LLC|562
HCSG|HEALTHCARE SVCS GP##|BERN|Sanford C. Bernstein & Co., LLC|117352
HCSG|HEALTHCARE SVCS GP##|BIAD|SAGETRADER, LLC|1
HCSG|HEALTHCARE SVCS GP##|BIDS|BIDS TRADING L.P.|16200
HCSG|HEALTHCARE SVCS GP##|BKCM|BNY Mellon Capital Markets LLC|14284
HCSG|HEALTHCARE SVCS GP##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6571
HCSG|HEALTHCARE SVCS GP##|BLKX|INSTINET, LLC|83600
HCSG|HEALTHCARE SVCS GP##|BMOC|BMO Capital Markets Corp.|13504
HCSG|HEALTHCARE SVCS GP##|BNPX|BNP PARIBAS SECURITIES CORP.|28254
HCSG|HEALTHCARE SVCS GP##|BRVL|BLAYLOCK VAN, LLC|200
HCSG|HEALTHCARE SVCS GP##|BTIG|BTIG, LLC|5335
HCSG|HEALTHCARE SVCS GP##|BYXM|CBOE TRADING, INC.|2577
HCSG|HEALTHCARE SVCS GP##|BZYD|GOLDMAN SACHS & CO. LLC|300
HCSG|HEALTHCARE SVCS GP##|CANT|Cantor Fitzgerald & Co.|922
HCSG|HEALTHCARE SVCS GP##|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
HCSG|HEALTHCARE SVCS GP##|CHAS|Charles Schwab & Co., Inc.|12184
HCSG|HEALTHCARE SVCS GP##|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
HCSG|HEALTHCARE SVCS GP##|CIST|Capital Institutional Services, Inc.|5054
HCSG|HEALTHCARE SVCS GP##|COWR|Cowen and Company, LLC|1520
HCSG|HEALTHCARE SVCS GP##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|420651
HCSG|HEALTHCARE SVCS GP##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5775
HCSG|HEALTHCARE SVCS GP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|688325
HCSG|HEALTHCARE SVCS GP##|CTDL|Citadel Derivatives Group Llc|59664
HCSG|HEALTHCARE SVCS GP##|CXCX|CITIGROUP GLOBAL MARKETS INC.|33654
HCSG|HEALTHCARE SVCS GP##|DADA|D.A. Davidson & Co.|571
HCSG|HEALTHCARE SVCS GP##|DBAB|Deutsche Bank Securities Inc.|587030
HCSG|HEALTHCARE SVCS GP##|DBAX|Deutsche Bank Securities Inc.|536400
HCSG|HEALTHCARE SVCS GP##|DBUL|Deutsche Bank Securities Inc.|2192
HCSG|HEALTHCARE SVCS GP##|DEAN|MORGAN STANLEY|14475
HCSG|HEALTHCARE SVCS GP##|DEGS|RONIN PROFESSIONAL LLC|13401
HCSG|HEALTHCARE SVCS GP##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34551
HCSG|HEALTHCARE SVCS GP##|DIVA|Divine Capital Markets LLC|51
HCSG|HEALTHCARE SVCS GP##|EBXL|EBX LLC|259100
HCSG|HEALTHCARE SVCS GP##|ECUT|CONVERGEX EXECUTION SOLUTIONS|5091
HCSG|HEALTHCARE SVCS GP##|EDJO|Edward D. Jones & Co., L.P.|2915
HCSG|HEALTHCARE SVCS GP##|EGAM|CBOE TRADING, INC.|20087
HCSG|HEALTHCARE SVCS GP##|EGAW|CBOE TRADING, INC.|424
HCSG|HEALTHCARE SVCS GP##|EGMT|EG MARKET TECHNOLOGIES LLC|4700
HCSG|HEALTHCARE SVCS GP##|EGXM|CBOE TRADING, INC.|3108
HCSG|HEALTHCARE SVCS GP##|ETBE|Electronic Transaction Clearing, Inc.|69849
HCSG|HEALTHCARE SVCS GP##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6250
HCSG|HEALTHCARE SVCS GP##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31519
HCSG|HEALTHCARE SVCS GP##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
HCSG|HEALTHCARE SVCS GP##|ETRS|E*Trade Securities LLC|30902
HCSG|HEALTHCARE SVCS GP##|FBCO|Credit Suisse Securities (USA) LLC|1022241
HCSG|HEALTHCARE SVCS GP##|FBSB|U.S. Bancorp Investments, Inc.|29
HCSG|HEALTHCARE SVCS GP##|FILL|Tradestation Securities, Inc.|3042
HCSG|HEALTHCARE SVCS GP##|FMAF|NBCN Inc./ CDS|3502
HCSG|HEALTHCARE SVCS GP##|FOMA|TD AMERITRADE CLEARING, INC.|62490
HCSG|HEALTHCARE SVCS GP##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22833
HCSG|HEALTHCARE SVCS GP##|FQLS|Quantlab Securities LP|616038
HCSG|HEALTHCARE SVCS GP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|219039
HCSG|HEALTHCARE SVCS GP##|FTBR|Foliofn Investments, Inc.|2304
HCSG|HEALTHCARE SVCS GP##|GEBB|GLOBAL EXECUTION BROKERS, LP|40097
HCSG|HEALTHCARE SVCS GP##|GLPX|ACS EXECUTION SERVICES, LLC|41800
HCSG|HEALTHCARE SVCS GP##|GSCO|GOLDMAN SACHS & CO. LLC|1295103
HCSG|HEALTHCARE SVCS GP##|GSCS|GOLDMAN SACHS & CO. LLC|59259
HCSG|HEALTHCARE SVCS GP##|GSLT|GOLDMAN SACHS & CO. LLC|1934
HCSG|HEALTHCARE SVCS GP##|GTSZ|GTS SECURITIES LLC|194262
HCSG|HEALTHCARE SVCS GP##|HAPX|HAP Trading, LLC|848
HCSG|HEALTHCARE SVCS GP##|HPPX|POTAMUS TRADING, LLC|1046
HCSG|HEALTHCARE SVCS GP##|HRBF|American Enterprise Investment Services Inc.|2937
HCSG|HEALTHCARE SVCS GP##|IATS|INTERACTIVE BROKERS LLC|9650
HCSG|HEALTHCARE SVCS GP##|IBKR|Interactive Brokers Llc|200890
HCSG|HEALTHCARE SVCS GP##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3059
HCSG|HEALTHCARE SVCS GP##|ICBX|INSTINET, LLC|63875
HCSG|HEALTHCARE SVCS GP##|IEQY|CITADEL SECURITIES LLC|158582
HCSG|HEALTHCARE SVCS GP##|INCA|INSTINET, LLC|433842
HCSG|HEALTHCARE SVCS GP##|INJX|INSTINET, LLC|65607
HCSG|HEALTHCARE SVCS GP##|ITGI|ITG Inc.|129928
HCSG|HEALTHCARE SVCS GP##|ITGP|ITG INC.|321800
HCSG|HEALTHCARE SVCS GP##|JANY|Janney Montgomery Scott Inc.|108
HCSG|HEALTHCARE SVCS GP##|JEFF|JEFFERIES LLC|211800
HCSG|HEALTHCARE SVCS GP##|JMPT|JUMP TRADING, LLC|143069
HCSG|HEALTHCARE SVCS GP##|JONE|JonesTrading|3667
HCSG|HEALTHCARE SVCS GP##|JPBX|J.P. MORGAN SECURITIES LLC|58652
HCSG|HEALTHCARE SVCS GP##|JPMX|J.P. Morgan Securities LLC|456539
HCSG|HEALTHCARE SVCS GP##|JSJX|JANE STREET CAPITAL LLC|10325
HCSG|HEALTHCARE SVCS GP##|KCGM|VIRTU Americas LLC|53873
HCSG|HEALTHCARE SVCS GP##|KEYB|KEYBANC CAPITAL MARKETS INC.|700
HCSG|HEALTHCARE SVCS GP##|KING|C. L. King & Associates, Inc.|3296
HCSG|HEALTHCARE SVCS GP##|LEHM|Barclays Capital Inc./Le|1161941
HCSG|HEALTHCARE SVCS GP##|LIME|Lime Brokerage LLC|337089
HCSG|HEALTHCARE SVCS GP##|LMGP|LIME BROKERAGE LLC|6378
HCSG|HEALTHCARE SVCS GP##|LMNX|LUMINEX TRADING & ANALYTICS LLC|30000
HCSG|HEALTHCARE SVCS GP##|LOOP|Loop Capital Markets LLC|386
HCSG|HEALTHCARE SVCS GP##|LQNA|LIQUIDNET, INC.|238700
HCSG|HEALTHCARE SVCS GP##|LSCI|Lek Securities Corporation|154
HCSG|HEALTHCARE SVCS GP##|MACC|Mid Atlantic Capital Corporation|965
HCSG|HEALTHCARE SVCS GP##|MAXM|Maxim Group LLC|6850
HCSG|HEALTHCARE SVCS GP##|MCMF|Raymond James Ltd. Cds|100
HCSG|HEALTHCARE SVCS GP##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158422
HCSG|HEALTHCARE SVCS GP##|MSCO|MORGAN STANLEY & CO. LLC|3935329
HCSG|HEALTHCARE SVCS GP##|MSPL|MORGAN STANLEY & CO. LLC|664000
HCSG|HEALTHCARE SVCS GP##|MSTX|MORGAN STANLEY & CO. LLC|239600
HCSG|HEALTHCARE SVCS GP##|NEED|Needham & Company, LLC|591
HCSG|HEALTHCARE SVCS GP##|NEUB|NEUBERGER BERMAN BD LLC|100
HCSG|HEALTHCARE SVCS GP##|NFSC|National Financial Services LLC|71502
HCSG|HEALTHCARE SVCS GP##|NITE|VIRTU Americas LLC|296650
HCSG|HEALTHCARE SVCS GP##|NITP|VIRTU Americas LLC|8146
HCSG|HEALTHCARE SVCS GP##|NQRB|Brut, LLC|6489
HCSG|HEALTHCARE SVCS GP##|OPCO|Oppenheimer & Co. Inc.|3314
HCSG|HEALTHCARE SVCS GP##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2359
HCSG|HEALTHCARE SVCS GP##|PDQM|CODA MARKETS, INC.|152910
HCSG|HEALTHCARE SVCS GP##|PIPR|Piper Jaffray & Co.|111
HCSG|HEALTHCARE SVCS GP##|PWJC|UBS Financial Services, Inc.|4506
HCSG|HEALTHCARE SVCS GP##|RAJA|Raymond James & Associates, Inc.|18088
HCSG|HEALTHCARE SVCS GP##|RBCM|RBC CAPITAL MARKETS, LLC|12326
HCSG|HEALTHCARE SVCS GP##|RHCO|Suntrust Robinson Humphrey, Inc.|1000
HCSG|HEALTHCARE SVCS GP##|SAGL|SAGETRADER, LLC|53500
HCSG|HEALTHCARE SVCS GP##|SAGW|SAGETRADER, LLC|170
HCSG|HEALTHCARE SVCS GP##|SBSH|Citigroup Global Markets Inc.|293101
HCSG|HEALTHCARE SVCS GP##|SGMT|GOLDMAN SACHS & CO. LLC|203473
HCSG|HEALTHCARE SVCS GP##|SOCO|Capital One Southcoast, Inc|1000
HCSG|HEALTHCARE SVCS GP##|SPDR|SPEEDROUTE LLC|29974
HCSG|HEALTHCARE SVCS GP##|SPHN|Stephens Inc.|801
HCSG|HEALTHCARE SVCS GP##|STFL|Stifel, Nicolaus & Company, Incorporated|46323
HCSG|HEALTHCARE SVCS GP##|SWIM|TD Ameritrade, Inc.|41898
HCSG|HEALTHCARE SVCS GP##|SWST|Hilltop Securities Inc.|950
HCSG|HEALTHCARE SVCS GP##|TKNG|ALLY INVEST SECURITIES LLC|298
HCSG|HEALTHCARE SVCS GP##|TONC|CUTTONE & CO., LLC|3627
HCSG|HEALTHCARE SVCS GP##|TRBT|Tradebot Systems, Inc.|327536
HCSG|HEALTHCARE SVCS GP##|TRCM|TRC MARKETS LLC|266226
HCSG|HEALTHCARE SVCS GP##|UBSA|UBS SECURITIES LLC|814950
HCSG|HEALTHCARE SVCS GP##|UBSS|UBS Securities LLC|1828705
HCSG|HEALTHCARE SVCS GP##|VALX|VIRTU AMERICAS LLC|9350
HCSG|HEALTHCARE SVCS GP##|VERT|The Vertical Trading Group, LLC|24
HCSG|HEALTHCARE SVCS GP##|VGRD|Vanguard Marketing Corporation|7736
HCSG|HEALTHCARE SVCS GP##|VNDM|Wall Street Access|1500
HCSG|HEALTHCARE SVCS GP##|VSIN|Vision Financial Markets Llc|1470
HCSG|HEALTHCARE SVCS GP##|WABR|Wall Street Access|3399
HCSG|HEALTHCARE SVCS GP##|WBLR|WILLIAM BLAIR|505621
HCSG|HEALTHCARE SVCS GP##|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
HCSG|HEALTHCARE SVCS GP##|WCHV|WELLS FARGO SECURITIES, LLC|134031
HCSG|HEALTHCARE SVCS GP##|WDNX|WEEDEN & CO.L.P.|196
HCSG|HEALTHCARE SVCS GP##|WEDB|WEDBUSH SECURITIES INC.|2407
HCSG|HEALTHCARE SVCS GP##|WEED|Weeden & Co.L.P.|1655
HCSG|HEALTHCARE SVCS GP##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|828
HCSG|HEALTHCARE SVCS GP##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2551
HCSG|HEALTHCARE SVCS GP##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|248
HCSG|HEALTHCARE SVCS GP##|WSEA|WOLVERINE SECURITIES, LLC|827
HCSG|HEALTHCARE SVCS GP##|XIST|INSTINET, LLC|53040
HCSG|HEALTHCARE SVCS GP##|XSTM|NATIONAL FINANCIAL SERVICES LLC|35184
HCSG|HEALTHCARE SVCS GP##|YKNA|COMHAR CAPITAL MARKETS, LLC|1395
HCSG|HEALTHCARE SVCS GP##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5771
HCXZ|HERCULES CAP 5.25 NT|BATM|CBOE TRADING, INC.|400
HCXZ|HERCULES CAP 5.25 NT|BNCH|The Benchmark Company, LLC|3000
HCXZ|HERCULES CAP 5.25 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
HCXZ|HERCULES CAP 5.25 NT|DBAX|Deutsche Bank Securities Inc.|200
HCXZ|HERCULES CAP 5.25 NT|DEAN|MORGAN STANLEY|1260
HCXZ|HERCULES CAP 5.25 NT|EBXL|EBX LLC|700
HCXZ|HERCULES CAP 5.25 NT|GSCO|GOLDMAN SACHS & CO. LLC|1300
HCXZ|HERCULES CAP 5.25 NT|GSCS|GOLDMAN SACHS & CO. LLC|4730
HCXZ|HERCULES CAP 5.25 NT|GSLT|GOLDMAN SACHS & CO. LLC|100
HCXZ|HERCULES CAP 5.25 NT|GTSZ|GTS SECURITIES LLC|300
HCXZ|HERCULES CAP 5.25 NT|IATS|INTERACTIVE BROKERS LLC|400
HCXZ|HERCULES CAP 5.25 NT|IBKR|Interactive Brokers Llc|1500
HCXZ|HERCULES CAP 5.25 NT|INCA|INSTINET, LLC|1702
HCXZ|HERCULES CAP 5.25 NT|ITGI|ITG Inc.|100
HCXZ|HERCULES CAP 5.25 NT|JANY|Janney Montgomery Scott Inc.|3260
HCXZ|HERCULES CAP 5.25 NT|JPMX|J.P. Morgan Securities LLC|200
HCXZ|HERCULES CAP 5.25 NT|KCGM|VIRTU Americas LLC|400
HCXZ|HERCULES CAP 5.25 NT|LEHM|Barclays Capital Inc./Le|600
HCXZ|HERCULES CAP 5.25 NT|LIME|Lime Brokerage LLC|200
HCXZ|HERCULES CAP 5.25 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HCXZ|HERCULES CAP 5.25 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HCXZ|HERCULES CAP 5.25 NT|MULL|MARK J. MULLER EQUITIES, INC.|900
HCXZ|HERCULES CAP 5.25 NT|NFSC|National Financial Services LLC|180
HCXZ|HERCULES CAP 5.25 NT|NITE|VIRTU Americas LLC|32446
HCXZ|HERCULES CAP 5.25 NT|NQRB|Brut, LLC|1400
HCXZ|HERCULES CAP 5.25 NT|PDQM|CODA MARKETS, INC.|500
HCXZ|HERCULES CAP 5.25 NT|RBCM|RBC CAPITAL MARKETS, LLC|100
HCXZ|HERCULES CAP 5.25 NT|SGMT|GOLDMAN SACHS & CO. LLC|200
HCXZ|HERCULES CAP 5.25 NT|SPDR|SPEEDROUTE LLC|1560
HCXZ|HERCULES CAP 5.25 NT|STFL|Stifel, Nicolaus & Company, Incorporated|20716
HCXZ|HERCULES CAP 5.25 NT|UBSA|UBS SECURITIES LLC|2702
HCXZ|HERCULES CAP 5.25 NT|UBSS|UBS Securities LLC|400
HCXZ|HERCULES CAP 5.25 NT|WCHV|WELLS FARGO SECURITIES, LLC|8458
HD|HOME DEPOT INC|ABLE|NATIXIS Securities Americas LLC|103335
HD|HOME DEPOT INC|AGIS|Aegis Capital Corp.|1085
HD|HOME DEPOT INC|ALTX|Alternet Securities Inc.|32049
HD|HOME DEPOT INC|AMRI|AMERICAS EXECUTIONS, LLC|1315
HD|HOME DEPOT INC|ANOS|ABEL/NOSER, L.L.C.|8899
HD|HOME DEPOT INC|APCC|Apex Clearing Corporation|3862
HD|HOME DEPOT INC|BALE|M&T SECURITIES, INC.|892
HD|HOME DEPOT INC|BANK|Primevest Financial Services, Inc.|1072
HD|HOME DEPOT INC|BARD|Robert W. Baird & Co. Incorporated|67034
HD|HOME DEPOT INC|BATM|CBOE TRADING, INC.|62094
HD|HOME DEPOT INC|BAYC|BAY CREST PARTNERS, LLC|41770
HD|HOME DEPOT INC|BAYT|BTIG, LLC|12091
HD|HOME DEPOT INC|BBNT|BB&T SECURITIES, LLC|3335
HD|HOME DEPOT INC|BERN|Sanford C. Bernstein & Co., LLC|169927
HD|HOME DEPOT INC|BGCE|BGC Financial Inc.|680
HD|HOME DEPOT INC|BIAD|SAGETRADER, LLC|803
HD|HOME DEPOT INC|BIDS|BIDS TRADING L.P.|20600
HD|HOME DEPOT INC|BIMI|Banca IMI Securities Corp.|1954
HD|HOME DEPOT INC|BKCM|BNY Mellon Capital Markets LLC|1386
HD|HOME DEPOT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|88384
HD|HOME DEPOT INC|BLKX|INSTINET, LLC|52300
HD|HOME DEPOT INC|BMOC|BMO Capital Markets Corp.|1399
HD|HOME DEPOT INC|BNPX|BNP PARIBAS SECURITIES CORP.|444419
HD|HOME DEPOT INC|BRGE|Newbridge Securities Corp.|1125
HD|HOME DEPOT INC|BTIG|BTIG, LLC|140051
HD|HOME DEPOT INC|BYXM|CBOE TRADING, INC.|12485
HD|HOME DEPOT INC|BZYD|GOLDMAN SACHS & CO. LLC|200
HD|HOME DEPOT INC|CABR|Cabrera Capital Markets, Inc.|852
HD|HOME DEPOT INC|CANT|Cantor Fitzgerald & Co.|7504
HD|HOME DEPOT INC|CHAS|Charles Schwab & Co., Inc.|21237
HD|HOME DEPOT INC|CIBP|CIBC World Markets Corp.|542850
HD|HOME DEPOT INC|CICF|Canaccord Genuity Corp.|1203
HD|HOME DEPOT INC|CIOI|CITIGROUP GLOBAL MARKETS INC|35000
HD|HOME DEPOT INC|CIST|Capital Institutional Services, Inc.|30724
HD|HOME DEPOT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|567294
HD|HOME DEPOT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2519
HD|HOME DEPOT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10190
HD|HOME DEPOT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1264498
HD|HOME DEPOT INC|CSMS|CORNERSTONE MACRO LLC|1905
HD|HOME DEPOT INC|CTDL|Citadel Derivatives Group Llc|71654
HD|HOME DEPOT INC|CTLR|CUTLER GROUP, LP|2231
HD|HOME DEPOT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|117934
HD|HOME DEPOT INC|DADA|D.A. Davidson & Co.|3734
HD|HOME DEPOT INC|DAVA|Davenport & Company LLC|3760
HD|HOME DEPOT INC|DAWA|Daiwa Capital Markets America Inc.|35
HD|HOME DEPOT INC|DBAB|Deutsche Bank Securities Inc.|1643840
HD|HOME DEPOT INC|DBAX|Deutsche Bank Securities Inc.|1170000
HD|HOME DEPOT INC|DBUL|Deutsche Bank Securities Inc.|78982
HD|HOME DEPOT INC|DCHF|Dart Executions, LLC|22504
HD|HOME DEPOT INC|DEAN|MORGAN STANLEY|107388
HD|HOME DEPOT INC|DEGS|RONIN PROFESSIONAL LLC|300
HD|HOME DEPOT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7232
HD|HOME DEPOT INC|DREX|Drexel Hamilton, LLC|20000
HD|HOME DEPOT INC|DRWK|DRW SECURITIES, L.L.C.|27756
HD|HOME DEPOT INC|EBXL|EBX LLC|617500
HD|HOME DEPOT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14668
HD|HOME DEPOT INC|EDJC|Edward Jones / CDS|1561
HD|HOME DEPOT INC|EDJO|Edward D. Jones & Co., L.P.|46733
HD|HOME DEPOT INC|EGAM|CBOE TRADING, INC.|61000
HD|HOME DEPOT INC|EGAW|CBOE TRADING, INC.|874
HD|HOME DEPOT INC|EGMT|EG MARKET TECHNOLOGIES LLC|1597
HD|HOME DEPOT INC|EGXM|CBOE TRADING, INC.|47510
HD|HOME DEPOT INC|EGXW|CBOE TRADING, INC.|955
HD|HOME DEPOT INC|ESPO|ESPOSITO SECURITIES, LLC|586
HD|HOME DEPOT INC|ETBE|Electronic Transaction Clearing, Inc.|107633
HD|HOME DEPOT INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
HD|HOME DEPOT INC|ETCB|ETC BROKERAGE SERVICES, LLC|558
HD|HOME DEPOT INC|ETCC|Electronic Transaction Clearing, Inc.|669
HD|HOME DEPOT INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
HD|HOME DEPOT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|108253
HD|HOME DEPOT INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|311
HD|HOME DEPOT INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1731
HD|HOME DEPOT INC|ETRS|E*Trade Securities LLC|526944
HD|HOME DEPOT INC|FBSB|U.S. Bancorp Investments, Inc.|510
HD|HOME DEPOT INC|FFSI|Firstrade Securities Inc.|285
HD|HOME DEPOT INC|FIDT|Fidelity Clearing Canada ULC./ CDS|533
HD|HOME DEPOT INC|FILL|Tradestation Securities, Inc.|26537
HD|HOME DEPOT INC|FINX|FINTECH SECURITIES|5906
HD|HOME DEPOT INC|FINZ|FINTECH SECURITIES|270
HD|HOME DEPOT INC|FMAF|NBCN Inc./ CDS|42214
HD|HOME DEPOT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34645
HD|HOME DEPOT INC|FQLS|Quantlab Securities LP|626791
HD|HOME DEPOT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|274597
HD|HOME DEPOT INC|FTBR|Foliofn Investments, Inc.|8499
HD|HOME DEPOT INC|GBMT|GBM International, Inc.|3505
HD|HOME DEPOT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|409344
HD|HOME DEPOT INC|GLIS|TD Securities Inc|17978
HD|HOME DEPOT INC|GLPX|ACS EXECUTION SERVICES, LLC|297718
HD|HOME DEPOT INC|GSCO|GOLDMAN SACHS & CO. LLC|3936003
HD|HOME DEPOT INC|GSCS|GOLDMAN SACHS & CO. LLC|32581
HD|HOME DEPOT INC|GSLT|GOLDMAN SACHS & CO. LLC|24154
HD|HOME DEPOT INC|GTSZ|GTS SECURITIES LLC|786706
HD|HOME DEPOT INC|HAPX|HAP Trading, LLC|851
HD|HOME DEPOT INC|HCTA|Hardcastle Trading USA LLC|140290
HD|HOME DEPOT INC|HRBF|American Enterprise Investment Services Inc.|129603
HD|HOME DEPOT INC|HSBC|HSBC Securities, Inc.|25948
HD|HOME DEPOT INC|IATS|INTERACTIVE BROKERS LLC|78330
HD|HOME DEPOT INC|IBKR|Interactive Brokers Llc|99330
HD|HOME DEPOT INC|IBSJ|Integrity Brokerage Services, Inc.|30
HD|HOME DEPOT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3725
HD|HOME DEPOT INC|ICBX|INSTINET, LLC|148595
HD|HOME DEPOT INC|IEQY|CITADEL SECURITIES LLC|380653
HD|HOME DEPOT INC|INCA|INSTINET, LLC|927187
HD|HOME DEPOT INC|INJX|INSTINET, LLC|5891
HD|HOME DEPOT INC|INTL|INTL FCSTONE FINANCIAL INC.|20
HD|HOME DEPOT INC|ITGI|ITG Inc.|201961
HD|HOME DEPOT INC|ITGP|ITG INC.|231400
HD|HOME DEPOT INC|JANY|Janney Montgomery Scott Inc.|17254
HD|HOME DEPOT INC|JEFF|JEFFERIES LLC|143978
HD|HOME DEPOT INC|JMPT|JUMP TRADING, LLC|236099
HD|HOME DEPOT INC|JONE|JonesTrading|1057
HD|HOME DEPOT INC|JPBX|J.P. MORGAN SECURITIES LLC|368567
HD|HOME DEPOT INC|JPMX|J.P. Morgan Securities LLC|1357235
HD|HOME DEPOT INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|19642
HD|HOME DEPOT INC|JSJX|JANE STREET CAPITAL LLC|462980
HD|HOME DEPOT INC|JUTA|JUMP TRADING, LLC|1081
HD|HOME DEPOT INC|KCGM|VIRTU Americas LLC|129704
HD|HOME DEPOT INC|LEHM|Barclays Capital Inc./Le|1931652
HD|HOME DEPOT INC|LGNT|COR CLEARING LLC|41
HD|HOME DEPOT INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|16
HD|HOME DEPOT INC|LIME|Lime Brokerage LLC|98837
HD|HOME DEPOT INC|LIWD|LIME BROKERAGE LLC|1163
HD|HOME DEPOT INC|LIWK|LIME BROKERAGE LLC|142
HD|HOME DEPOT INC|LOOP|Loop Capital Markets LLC|7419
HD|HOME DEPOT INC|LQNA|LIQUIDNET, INC.|30600
HD|HOME DEPOT INC|LSCI|Lek Securities Corporation|84114
HD|HOME DEPOT INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
HD|HOME DEPOT INC|MACC|Mid Atlantic Capital Corporation|5264
HD|HOME DEPOT INC|MACQ|Macquarie Capital (USA) Inc.|3149
HD|HOME DEPOT INC|MAXM|Maxim Group LLC|3030
HD|HOME DEPOT INC|MBTS|ALLY INVEST SECURITIES LLC|80
HD|HOME DEPOT INC|MCBT|Moors & Cabot, Inc.|100
HD|HOME DEPOT INC|MCMF|Raymond James Ltd. Cds|11325
HD|HOME DEPOT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|306536
HD|HOME DEPOT INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1065
HD|HOME DEPOT INC|MOTF|MOTIF INVESTING, INC.|184
HD|HOME DEPOT INC|MPSG|E D & F Man Capital Markets Inc.|2483
HD|HOME DEPOT INC|MSCO|MORGAN STANLEY & CO. LLC|5108587
HD|HOME DEPOT INC|MSPL|MORGAN STANLEY & CO. LLC|510900
HD|HOME DEPOT INC|MSTX|MORGAN STANLEY & CO. LLC|354600
HD|HOME DEPOT INC|MULL|MARK J. MULLER EQUITIES, INC.|300
HD|HOME DEPOT INC|MZHO|Mizuho Securities USA LLC|23000
HD|HOME DEPOT INC|NATL|National Securities Corporation|1405
HD|HOME DEPOT INC|NBCS|NBC Securities, INC.|300
HD|HOME DEPOT INC|NEED|Needham & Company, LLC|264
HD|HOME DEPOT INC|NEUB|NEUBERGER BERMAN BD LLC|1606
HD|HOME DEPOT INC|NFSC|National Financial Services LLC|1061577
HD|HOME DEPOT INC|NITE|VIRTU Americas LLC|2570812
HD|HOME DEPOT INC|NITP|VIRTU Americas LLC|401
HD|HOME DEPOT INC|NMRA|Nomura Securities International, Inc.|300
HD|HOME DEPOT INC|NQRB|Brut, LLC|53444
HD|HOME DEPOT INC|NTBF|BMO Nesbitt Burns Inc./CDS|8071
HD|HOME DEPOT INC|NTFN|Network 1 Financial Securities Inc.|77
HD|HOME DEPOT INC|NTRC|Northern Trust Securities, Inc.|7436
HD|HOME DEPOT INC|OHOS|TWO SIGMA SECURITIES, LLC|348086
HD|HOME DEPOT INC|ONEL|O'NEIL SECURITIES, INCORPORATED|203
HD|HOME DEPOT INC|OPCO|Oppenheimer & Co. Inc.|12834
HD|HOME DEPOT INC|PCFF|Pacific International Securities Inc./CDS|160
HD|HOME DEPOT INC|PDQM|CODA MARKETS, INC.|577591
HD|HOME DEPOT INC|PHLY|NASDAQ Execution Services, LLC|75600
HD|HOME DEPOT INC|PICT|Pictet Overseas Inc.|1100
HD|HOME DEPOT INC|PIPR|Piper Jaffray & Co.|25
HD|HOME DEPOT INC|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|4097
HD|HOME DEPOT INC|PWJC|UBS Financial Services, Inc.|17890
HD|HOME DEPOT INC|QMSR|QUATTRO M SECURITIES INC.|3722
HD|HOME DEPOT INC|RBCM|RBC CAPITAL MARKETS, LLC|30996
HD|HOME DEPOT INC|RGLD|Regal Securities, Inc|53
HD|HOME DEPOT INC|RHCO|Suntrust Robinson Humphrey, Inc.|9221
HD|HOME DEPOT INC|RHOX|XR Securities LLC|11911
HD|HOME DEPOT INC|SAGL|SAGETRADER, LLC|81074
HD|HOME DEPOT INC|SAGW|SAGETRADER, LLC|6
HD|HOME DEPOT INC|SALI|INTL FCSTONE FINANCIAL INC.|2741
HD|HOME DEPOT INC|SBRX|MURIEL SIEBERT & CO INC|328
HD|HOME DEPOT INC|SBSH|Citigroup Global Markets Inc.|1057484
HD|HOME DEPOT INC|SEIC|SEI Investments Distribution Co.|2680
HD|HOME DEPOT INC|SGMT|GOLDMAN SACHS & CO. LLC|445726
HD|HOME DEPOT INC|SHMR|ABN Amro Clearing LLC|128
HD|HOME DEPOT INC|SIBO|Prime Executions, Inc.|100
HD|HOME DEPOT INC|SJLS|TRADE INFORMATICS LLC|1400
HD|HOME DEPOT INC|SOGO|Wang Investment Associates, Inc.|128
HD|HOME DEPOT INC|SPDR|SPEEDROUTE LLC|77505
HD|HOME DEPOT INC|SPHN|Stephens Inc.|2972
HD|HOME DEPOT INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
HD|HOME DEPOT INC|STFL|Stifel, Nicolaus & Company, Incorporated|45174
HD|HOME DEPOT INC|STKP|STOCKPILE INVESTMENTS, INC.|506
HD|HOME DEPOT INC|STSE|SOUTHERN TRUST SECURITIES, INC.|40
HD|HOME DEPOT INC|STXG|Stockcross Financial Services, Inc.|118
HD|HOME DEPOT INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15807
HD|HOME DEPOT INC|SWIM|TD Ameritrade, Inc.|246768
HD|HOME DEPOT INC|SWST|Hilltop Securities Inc.|15896
HD|HOME DEPOT INC|TAGC|TELSEY ADVISORY GROUP LLC|97679
HD|HOME DEPOT INC|TKNG|ALLY INVEST SECURITIES LLC|5959
HD|HOME DEPOT INC|TRBT|Tradebot Systems, Inc.|439741
HD|HOME DEPOT INC|TRCM|TRC MARKETS LLC|392566
HD|HOME DEPOT INC|TWTT|TASTYWORKS, INC.|3670
HD|HOME DEPOT INC|UBSA|UBS SECURITIES LLC|1606026
HD|HOME DEPOT INC|UBSS|UBS Securities LLC|3430465
HD|HOME DEPOT INC|VALX|VIRTU AMERICAS LLC|76619
HD|HOME DEPOT INC|VGRD|Vanguard Marketing Corporation|84967
HD|HOME DEPOT INC|VNDM|Wall Street Access|37806
HD|HOME DEPOT INC|VSIN|Vision Financial Markets Llc|61
HD|HOME DEPOT INC|WABR|Wall Street Access|1200
HD|HOME DEPOT INC|WBLR|WILLIAM BLAIR|835
HD|HOME DEPOT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|18641
HD|HOME DEPOT INC|WCHV|WELLS FARGO SECURITIES, LLC|438440
HD|HOME DEPOT INC|WDNX|WEEDEN & CO.L.P.|15858
HD|HOME DEPOT INC|WEDB|WEDBUSH SECURITIES INC.|17310
HD|HOME DEPOT INC|WEED|Weeden & Co.L.P.|13014
HD|HOME DEPOT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|405888
HD|HOME DEPOT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26047
HD|HOME DEPOT INC|WGIF|CIBC World Markets Inc.|14386
HD|HOME DEPOT INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2001
HD|HOME DEPOT INC|WORD|Worden Capital Management LLC|958
HD|HOME DEPOT INC|WSAG|WALL STREET ACCESS|413
HD|HOME DEPOT INC|WSEA|WOLVERINE SECURITIES, LLC|38921
HD|HOME DEPOT INC|XIST|INSTINET, LLC|111674
HD|HOME DEPOT INC|XPQR|Jump Trading|3300
HD|HOME DEPOT INC|XPUS|XP SECURITIES, LLC|500
HD|HOME DEPOT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|241478
HD|HOME DEPOT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|26011
HD|HOME DEPOT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23968
HDAW|XTRACKERS MSCI ALL W|APCC|Apex Clearing Corporation|21
HDAW|XTRACKERS MSCI ALL W|BANK|Primevest Financial Services, Inc.|1759
HDAW|XTRACKERS MSCI ALL W|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15
HDAW|XTRACKERS MSCI ALL W|CANT|Cantor Fitzgerald & Co.|460039
HDAW|XTRACKERS MSCI ALL W|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4820
HDAW|XTRACKERS MSCI ALL W|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1001
HDAW|XTRACKERS MSCI ALL W|CTDL|Citadel Derivatives Group Llc|5206
HDAW|XTRACKERS MSCI ALL W|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
HDAW|XTRACKERS MSCI ALL W|DBAX|Deutsche Bank Securities Inc.|1400
HDAW|XTRACKERS MSCI ALL W|EBXL|EBX LLC|1000
HDAW|XTRACKERS MSCI ALL W|HRBF|American Enterprise Investment Services Inc.|8
HDAW|XTRACKERS MSCI ALL W|IBKR|Interactive Brokers Llc|1090
HDAW|XTRACKERS MSCI ALL W|ICBX|INSTINET, LLC|700
HDAW|XTRACKERS MSCI ALL W|INCA|INSTINET, LLC|500
HDAW|XTRACKERS MSCI ALL W|ITGP|ITG INC.|200
HDAW|XTRACKERS MSCI ALL W|JPMX|J.P. Morgan Securities LLC|200
HDAW|XTRACKERS MSCI ALL W|JSJX|JANE STREET CAPITAL LLC|3704
HDAW|XTRACKERS MSCI ALL W|KCGM|VIRTU Americas LLC|400
HDAW|XTRACKERS MSCI ALL W|LEHM|Barclays Capital Inc./Le|2200
HDAW|XTRACKERS MSCI ALL W|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
HDAW|XTRACKERS MSCI ALL W|MSCO|MORGAN STANLEY & CO. LLC|400
HDAW|XTRACKERS MSCI ALL W|MSPL|MORGAN STANLEY & CO. LLC|500
HDAW|XTRACKERS MSCI ALL W|NITE|VIRTU Americas LLC|2555
HDAW|XTRACKERS MSCI ALL W|SGMT|GOLDMAN SACHS & CO. LLC|405
HDAW|XTRACKERS MSCI ALL W|UBSA|UBS SECURITIES LLC|1720
HDAW|XTRACKERS MSCI ALL W|UBSS|UBS Securities LLC|2
HDAW|XTRACKERS MSCI ALL W|WCHV|WELLS FARGO SECURITIES, LLC|5
HDAW|XTRACKERS MSCI ALL W|WSEA|WOLVERINE SECURITIES, LLC|11
HDAW|XTRACKERS MSCI ALL W|YLPL|Linsco/Private Ledger Financial Services, Incorporated|302
HDB|HDFC BANK LTD|ALTX|Alternet Securities Inc.|4276
HDB|HDFC BANK LTD|ANOS|ABEL/NOSER, L.L.C.|100
HDB|HDFC BANK LTD|APCC|Apex Clearing Corporation|117
HDB|HDFC BANK LTD|AQUA|AQUA SECURITIES L.P.|7000
HDB|HDFC BANK LTD|BANK|Primevest Financial Services, Inc.|14
HDB|HDFC BANK LTD|BARD|Robert W. Baird & Co. Incorporated|5354
HDB|HDFC BANK LTD|BATM|CBOE TRADING, INC.|13624
HDB|HDFC BANK LTD|BBNT|BB&T SECURITIES, LLC|141
HDB|HDFC BANK LTD|BERN|Sanford C. Bernstein & Co., LLC|40827
HDB|HDFC BANK LTD|BGCE|BGC Financial Inc.|3
HDB|HDFC BANK LTD|BIAD|SAGETRADER, LLC|380
HDB|HDFC BANK LTD|BIDS|BIDS TRADING L.P.|18360
HDB|HDFC BANK LTD|BKCM|BNY Mellon Capital Markets LLC|140
HDB|HDFC BANK LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14130
HDB|HDFC BANK LTD|BLKX|INSTINET, LLC|12648
HDB|HDFC BANK LTD|BMOC|BMO Capital Markets Corp.|50
HDB|HDFC BANK LTD|BNPX|BNP PARIBAS SECURITIES CORP.|13729
HDB|HDFC BANK LTD|BTIG|BTIG, LLC|39916
HDB|HDFC BANK LTD|BYXM|CBOE TRADING, INC.|1780
HDB|HDFC BANK LTD|BZYD|GOLDMAN SACHS & CO. LLC|600
HDB|HDFC BANK LTD|CANT|Cantor Fitzgerald & Co.|35
HDB|HDFC BANK LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
HDB|HDFC BANK LTD|CBRA|Cobra Trading, Inc.|100
HDB|HDFC BANK LTD|CHAS|Charles Schwab & Co., Inc.|3993
HDB|HDFC BANK LTD|CICF|Canaccord Genuity Corp.|206
HDB|HDFC BANK LTD|CIST|Capital Institutional Services, Inc.|871
HDB|HDFC BANK LTD|CLSA|CLSA AMERICAS, LLC|9078
HDB|HDFC BANK LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16460
HDB|HDFC BANK LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4931
HDB|HDFC BANK LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5300
HDB|HDFC BANK LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|198437
HDB|HDFC BANK LTD|CTDL|Citadel Derivatives Group Llc|2841
HDB|HDFC BANK LTD|CTLR|CUTLER GROUP, LP|1283
HDB|HDFC BANK LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|37796
HDB|HDFC BANK LTD|DADA|D.A. Davidson & Co.|106
HDB|HDFC BANK LTD|DAVA|Davenport & Company LLC|99
HDB|HDFC BANK LTD|DBAB|Deutsche Bank Securities Inc.|42999
HDB|HDFC BANK LTD|DBAX|Deutsche Bank Securities Inc.|101800
HDB|HDFC BANK LTD|DBUL|Deutsche Bank Securities Inc.|400
HDB|HDFC BANK LTD|DCHF|Dart Executions, LLC|1479
HDB|HDFC BANK LTD|DEAN|MORGAN STANLEY|15626
HDB|HDFC BANK LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1884
HDB|HDFC BANK LTD|EBXL|EBX LLC|144400
HDB|HDFC BANK LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4090
HDB|HDFC BANK LTD|EDJO|Edward D. Jones & Co., L.P.|6291
HDB|HDFC BANK LTD|EGAM|CBOE TRADING, INC.|4959
HDB|HDFC BANK LTD|EGMT|EG MARKET TECHNOLOGIES LLC|445
HDB|HDFC BANK LTD|EGXM|CBOE TRADING, INC.|1483
HDB|HDFC BANK LTD|ETBE|Electronic Transaction Clearing, Inc.|12973
HDB|HDFC BANK LTD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
HDB|HDFC BANK LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
HDB|HDFC BANK LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31477
HDB|HDFC BANK LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|605
HDB|HDFC BANK LTD|ETRS|E*Trade Securities LLC|62428
HDB|HDFC BANK LTD|FBSB|U.S. Bancorp Investments, Inc.|146
HDB|HDFC BANK LTD|FIDT|Fidelity Clearing Canada ULC./ CDS|24
HDB|HDFC BANK LTD|FILL|Tradestation Securities, Inc.|426
HDB|HDFC BANK LTD|FINX|FINTECH SECURITIES|12
HDB|HDFC BANK LTD|FMAF|NBCN Inc./ CDS|3082
HDB|HDFC BANK LTD|FQLS|Quantlab Securities LP|82046
HDB|HDFC BANK LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22380
HDB|HDFC BANK LTD|FTBR|Foliofn Investments, Inc.|5924
HDB|HDFC BANK LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|1310
HDB|HDFC BANK LTD|GLPX|ACS EXECUTION SERVICES, LLC|20713
HDB|HDFC BANK LTD|GSCO|GOLDMAN SACHS & CO. LLC|511121
HDB|HDFC BANK LTD|GSCS|GOLDMAN SACHS & CO. LLC|38888
HDB|HDFC BANK LTD|GSLT|GOLDMAN SACHS & CO. LLC|5217
HDB|HDFC BANK LTD|GTSZ|GTS SECURITIES LLC|38365
HDB|HDFC BANK LTD|GUGS|Guggenheim Securities, LLC|60
HDB|HDFC BANK LTD|HRBF|American Enterprise Investment Services Inc.|14861
HDB|HDFC BANK LTD|HSBC|HSBC Securities, Inc.|81614
HDB|HDFC BANK LTD|IATS|INTERACTIVE BROKERS LLC|76151
HDB|HDFC BANK LTD|IBKR|Interactive Brokers Llc|133097
HDB|HDFC BANK LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8289
HDB|HDFC BANK LTD|ICBX|INSTINET, LLC|39308
HDB|HDFC BANK LTD|INCA|INSTINET, LLC|192249
HDB|HDFC BANK LTD|INJX|INSTINET, LLC|1976
HDB|HDFC BANK LTD|INTL|INTL FCSTONE FINANCIAL INC.|143
HDB|HDFC BANK LTD|ITGI|ITG Inc.|46005
HDB|HDFC BANK LTD|ITGP|ITG INC.|88800
HDB|HDFC BANK LTD|JANY|Janney Montgomery Scott Inc.|51
HDB|HDFC BANK LTD|JEFF|JEFFERIES LLC|28650
HDB|HDFC BANK LTD|JMPT|JUMP TRADING, LLC|14788
HDB|HDFC BANK LTD|JPBX|J.P. MORGAN SECURITIES LLC|15506
HDB|HDFC BANK LTD|JPMX|J.P. Morgan Securities LLC|180308
HDB|HDFC BANK LTD|JSJX|JANE STREET CAPITAL LLC|19458
HDB|HDFC BANK LTD|KCGM|VIRTU Americas LLC|23142
HDB|HDFC BANK LTD|LEHM|Barclays Capital Inc./Le|307713
HDB|HDFC BANK LTD|LIME|Lime Brokerage LLC|24487
HDB|HDFC BANK LTD|LQNA|LIQUIDNET, INC.|29400
HDB|HDFC BANK LTD|LQNB|LIQUIDNET, INC.|13448
HDB|HDFC BANK LTD|LSCI|Lek Securities Corporation|67
HDB|HDFC BANK LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
HDB|HDFC BANK LTD|MACC|Mid Atlantic Capital Corporation|572
HDB|HDFC BANK LTD|MACQ|Macquarie Capital (USA) Inc.|1400
HDB|HDFC BANK LTD|MCMF|Raymond James Ltd. Cds|640
HDB|HDFC BANK LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63764
HDB|HDFC BANK LTD|MOTF|MOTIF INVESTING, INC.|28
HDB|HDFC BANK LTD|MSCO|MORGAN STANLEY & CO. LLC|705954
HDB|HDFC BANK LTD|MSPL|MORGAN STANLEY & CO. LLC|240000
HDB|HDFC BANK LTD|MSTX|MORGAN STANLEY & CO. LLC|54300
HDB|HDFC BANK LTD|NEUB|NEUBERGER BERMAN BD LLC|93
HDB|HDFC BANK LTD|NFSC|National Financial Services LLC|56096
HDB|HDFC BANK LTD|NITE|VIRTU Americas LLC|367484
HDB|HDFC BANK LTD|NITP|VIRTU Americas LLC|320
HDB|HDFC BANK LTD|NQRB|Brut, LLC|2304
HDB|HDFC BANK LTD|NTBF|BMO Nesbitt Burns Inc./CDS|396
HDB|HDFC BANK LTD|NTRC|Northern Trust Securities, Inc.|2293
HDB|HDFC BANK LTD|OPCO|Oppenheimer & Co. Inc.|2546
HDB|HDFC BANK LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HDB|HDFC BANK LTD|PDQM|CODA MARKETS, INC.|120215
HDB|HDFC BANK LTD|PICT|Pictet Overseas Inc.|1156
HDB|HDFC BANK LTD|PWJC|UBS Financial Services, Inc.|1061
HDB|HDFC BANK LTD|QMSR|QUATTRO M SECURITIES INC.|19884
HDB|HDFC BANK LTD|RBCM|RBC CAPITAL MARKETS, LLC|6107
HDB|HDFC BANK LTD|SAGL|SAGETRADER, LLC|7284
HDB|HDFC BANK LTD|SALI|INTL FCSTONE FINANCIAL INC.|194
HDB|HDFC BANK LTD|SBSH|Citigroup Global Markets Inc.|126882
HDB|HDFC BANK LTD|SCMC|Scotia Capital Markets (USA) Inc.|200
HDB|HDFC BANK LTD|SGMT|GOLDMAN SACHS & CO. LLC|125231
HDB|HDFC BANK LTD|SPDR|SPEEDROUTE LLC|5001
HDB|HDFC BANK LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
HDB|HDFC BANK LTD|STFL|Stifel, Nicolaus & Company, Incorporated|4639
HDB|HDFC BANK LTD|STKP|STOCKPILE INVESTMENTS, INC.|6
HDB|HDFC BANK LTD|STRS|STRATEGAS RESEARCH PARTNERS|100
HDB|HDFC BANK LTD|STTT|STATETRUST INVESTMENTS INC.|39
HDB|HDFC BANK LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3720
HDB|HDFC BANK LTD|SWIM|TD Ameritrade, Inc.|2281
HDB|HDFC BANK LTD|SWST|Hilltop Securities Inc.|753
HDB|HDFC BANK LTD|TKNG|ALLY INVEST SECURITIES LLC|11
HDB|HDFC BANK LTD|TRBT|Tradebot Systems, Inc.|64912
HDB|HDFC BANK LTD|TRCM|TRC MARKETS LLC|17682
HDB|HDFC BANK LTD|UBSA|UBS SECURITIES LLC|516474
HDB|HDFC BANK LTD|UBSS|UBS Securities LLC|644035
HDB|HDFC BANK LTD|VALX|VIRTU AMERICAS LLC|21113
HDB|HDFC BANK LTD|VGRD|Vanguard Marketing Corporation|5036
HDB|HDFC BANK LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|2691
HDB|HDFC BANK LTD|WCHV|WELLS FARGO SECURITIES, LLC|44415
HDB|HDFC BANK LTD|WEDB|WEDBUSH SECURITIES INC.|436
HDB|HDFC BANK LTD|WEED|Weeden & Co.L.P.|42700
HDB|HDFC BANK LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7408
HDB|HDFC BANK LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12259
HDB|HDFC BANK LTD|WGIF|CIBC World Markets Inc.|1261
HDB|HDFC BANK LTD|WSAG|WALL STREET ACCESS|100
HDB|HDFC BANK LTD|WSEA|WOLVERINE SECURITIES, LLC|1311
HDB|HDFC BANK LTD|XIST|INSTINET, LLC|600
HDB|HDFC BANK LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|17720
HDB|HDFC BANK LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|5983
HDB|HDFC BANK LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1852
HDEF|XTRACKERS MSCI EAFE|CANT|Cantor Fitzgerald & Co.|8039425
HDEF|XTRACKERS MSCI EAFE|CHAS|Charles Schwab & Co., Inc.|8813315
HDEF|XTRACKERS MSCI EAFE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69843
HDEF|XTRACKERS MSCI EAFE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7460
HDEF|XTRACKERS MSCI EAFE|CSIN|Citadel Securities Institutional LLC|488705
HDEF|XTRACKERS MSCI EAFE|CTDL|Citadel Derivatives Group Llc|540606
HDEF|XTRACKERS MSCI EAFE|CXCX|CITIGROUP GLOBAL MARKETS INC.|13000
HDEF|XTRACKERS MSCI EAFE|DBAX|Deutsche Bank Securities Inc.|17700
HDEF|XTRACKERS MSCI EAFE|EBXL|EBX LLC|5200
HDEF|XTRACKERS MSCI EAFE|FTBR|Foliofn Investments, Inc.|1
HDEF|XTRACKERS MSCI EAFE|GTSZ|GTS SECURITIES LLC|4501
HDEF|XTRACKERS MSCI EAFE|IBKR|Interactive Brokers Llc|130
HDEF|XTRACKERS MSCI EAFE|ICBX|INSTINET, LLC|4600
HDEF|XTRACKERS MSCI EAFE|INCA|INSTINET, LLC|8487
HDEF|XTRACKERS MSCI EAFE|ITGI|ITG Inc.|7
HDEF|XTRACKERS MSCI EAFE|ITGP|ITG INC.|600
HDEF|XTRACKERS MSCI EAFE|JPMX|J.P. Morgan Securities LLC|3200
HDEF|XTRACKERS MSCI EAFE|JSEB|JANE STREET EXECUTION SERVICES, LLC|1171048
HDEF|XTRACKERS MSCI EAFE|JSJX|JANE STREET CAPITAL LLC|39075
HDEF|XTRACKERS MSCI EAFE|KCGM|VIRTU Americas LLC|3624
HDEF|XTRACKERS MSCI EAFE|LEHM|Barclays Capital Inc./Le|7200
HDEF|XTRACKERS MSCI EAFE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43800
HDEF|XTRACKERS MSCI EAFE|MSCO|MORGAN STANLEY & CO. LLC|800
HDEF|XTRACKERS MSCI EAFE|MSPL|MORGAN STANLEY & CO. LLC|18400
HDEF|XTRACKERS MSCI EAFE|NFSC|National Financial Services LLC|1922
HDEF|XTRACKERS MSCI EAFE|NITE|VIRTU Americas LLC|33761
HDEF|XTRACKERS MSCI EAFE|SGMT|GOLDMAN SACHS & CO. LLC|116
HDEF|XTRACKERS MSCI EAFE|UBSA|UBS SECURITIES LLC|479193
HDEF|XTRACKERS MSCI EAFE|UBSS|UBS Securities LLC|553604
HDEF|XTRACKERS MSCI EAFE|WSEA|WOLVERINE SECURITIES, LLC|1
HDEF|XTRACKERS MSCI EAFE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1036
HDG|PROSHARES HEDGE REP|APCC|Apex Clearing Corporation|2
HDG|PROSHARES HEDGE REP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48
HDG|PROSHARES HEDGE REP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4157
HDG|PROSHARES HEDGE REP|DBAX|Deutsche Bank Securities Inc.|3800
HDG|PROSHARES HEDGE REP|DEAN|MORGAN STANLEY|162
HDG|PROSHARES HEDGE REP|EBXL|EBX LLC|3500
HDG|PROSHARES HEDGE REP|ETRS|E*Trade Securities LLC|6
HDG|PROSHARES HEDGE REP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2269
HDG|PROSHARES HEDGE REP|FTBR|Foliofn Investments, Inc.|6
HDG|PROSHARES HEDGE REP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
HDG|PROSHARES HEDGE REP|HRBF|American Enterprise Investment Services Inc.|3807
HDG|PROSHARES HEDGE REP|IATS|INTERACTIVE BROKERS LLC|65
HDG|PROSHARES HEDGE REP|IBKR|Interactive Brokers Llc|87
HDG|PROSHARES HEDGE REP|ICBX|INSTINET, LLC|4500
HDG|PROSHARES HEDGE REP|ITGP|ITG INC.|800
HDG|PROSHARES HEDGE REP|JPMX|J.P. Morgan Securities LLC|200
HDG|PROSHARES HEDGE REP|JSEB|JANE STREET EXECUTION SERVICES, LLC|55776
HDG|PROSHARES HEDGE REP|JSJX|JANE STREET CAPITAL LLC|16056
HDG|PROSHARES HEDGE REP|LEHM|Barclays Capital Inc./Le|6400
HDG|PROSHARES HEDGE REP|MACC|Mid Atlantic Capital Corporation|98901
HDG|PROSHARES HEDGE REP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
HDG|PROSHARES HEDGE REP|MSCO|MORGAN STANLEY & CO. LLC|375
HDG|PROSHARES HEDGE REP|MSPL|MORGAN STANLEY & CO. LLC|200
HDG|PROSHARES HEDGE REP|NFSC|National Financial Services LLC|888
HDG|PROSHARES HEDGE REP|NITE|VIRTU Americas LLC|1993
HDG|PROSHARES HEDGE REP|PWJC|UBS Financial Services, Inc.|4901
HDG|PROSHARES HEDGE REP|SGMT|GOLDMAN SACHS & CO. LLC|3204
HDG|PROSHARES HEDGE REP|STFL|Stifel, Nicolaus & Company, Incorporated|210
HDG|PROSHARES HEDGE REP|UBSS|UBS Securities LLC|13033
HDG|PROSHARES HEDGE REP|WCHV|WELLS FARGO SECURITIES, LLC|6862
HDG|PROSHARES HEDGE REP|WEDB|WEDBUSH SECURITIES INC.|4400
HDG|PROSHARES HEDGE REP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|895
HDGE|RANGER EQUITY BEAR|APCC|Apex Clearing Corporation|1894
HDGE|RANGER EQUITY BEAR|BAYC|BAY CREST PARTNERS, LLC|1900
HDGE|RANGER EQUITY BEAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14108
HDGE|RANGER EQUITY BEAR|CANT|Cantor Fitzgerald & Co.|12553
HDGE|RANGER EQUITY BEAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39276
HDGE|RANGER EQUITY BEAR|CTDL|Citadel Derivatives Group Llc|4200
HDGE|RANGER EQUITY BEAR|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
HDGE|RANGER EQUITY BEAR|DBAX|Deutsche Bank Securities Inc.|22800
HDGE|RANGER EQUITY BEAR|DEAN|MORGAN STANLEY|16000
HDGE|RANGER EQUITY BEAR|EBXL|EBX LLC|21800
HDGE|RANGER EQUITY BEAR|EDJO|Edward D. Jones & Co., L.P.|1266
HDGE|RANGER EQUITY BEAR|EGXM|CBOE TRADING, INC.|541
HDGE|RANGER EQUITY BEAR|ETRS|E*Trade Securities LLC|137107
HDGE|RANGER EQUITY BEAR|FILL|Tradestation Securities, Inc.|100
HDGE|RANGER EQUITY BEAR|FMAF|NBCN Inc./ CDS|4125
HDGE|RANGER EQUITY BEAR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
HDGE|RANGER EQUITY BEAR|FTBR|Foliofn Investments, Inc.|21692
HDGE|RANGER EQUITY BEAR|GLIS|TD Securities Inc|500
HDGE|RANGER EQUITY BEAR|GSCO|GOLDMAN SACHS & CO. LLC|11200
HDGE|RANGER EQUITY BEAR|HRBF|American Enterprise Investment Services Inc.|1686
HDGE|RANGER EQUITY BEAR|IATS|INTERACTIVE BROKERS LLC|400
HDGE|RANGER EQUITY BEAR|IBKR|Interactive Brokers Llc|10976
HDGE|RANGER EQUITY BEAR|ICBX|INSTINET, LLC|18906
HDGE|RANGER EQUITY BEAR|INCA|INSTINET, LLC|700
HDGE|RANGER EQUITY BEAR|ITGP|ITG INC.|6000
HDGE|RANGER EQUITY BEAR|JANY|Janney Montgomery Scott Inc.|15627
HDGE|RANGER EQUITY BEAR|JMPT|JUMP TRADING, LLC|40
HDGE|RANGER EQUITY BEAR|JPMX|J.P. Morgan Securities LLC|200
HDGE|RANGER EQUITY BEAR|JSEB|JANE STREET EXECUTION SERVICES, LLC|36000
HDGE|RANGER EQUITY BEAR|JSJX|JANE STREET CAPITAL LLC|836381
HDGE|RANGER EQUITY BEAR|KCGM|VIRTU Americas LLC|12680
HDGE|RANGER EQUITY BEAR|LEHM|Barclays Capital Inc./Le|37600
HDGE|RANGER EQUITY BEAR|LIME|Lime Brokerage LLC|2523
HDGE|RANGER EQUITY BEAR|MACC|Mid Atlantic Capital Corporation|96257
HDGE|RANGER EQUITY BEAR|MCMF|Raymond James Ltd. Cds|7700
HDGE|RANGER EQUITY BEAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62910
HDGE|RANGER EQUITY BEAR|MSCO|MORGAN STANLEY & CO. LLC|147699
HDGE|RANGER EQUITY BEAR|MSPL|MORGAN STANLEY & CO. LLC|11000
HDGE|RANGER EQUITY BEAR|NFSC|National Financial Services LLC|204660
HDGE|RANGER EQUITY BEAR|NITE|VIRTU Americas LLC|319613
HDGE|RANGER EQUITY BEAR|OPCO|Oppenheimer & Co. Inc.|1223
HDGE|RANGER EQUITY BEAR|PCPT|PHILLIP CAPITAL INC.|600
HDGE|RANGER EQUITY BEAR|PWJC|UBS Financial Services, Inc.|500
HDGE|RANGER EQUITY BEAR|RBCM|RBC CAPITAL MARKETS, LLC|52552
HDGE|RANGER EQUITY BEAR|SBSH|Citigroup Global Markets Inc.|1200
HDGE|RANGER EQUITY BEAR|SGMT|GOLDMAN SACHS & CO. LLC|27145
HDGE|RANGER EQUITY BEAR|STFL|Stifel, Nicolaus & Company, Incorporated|21850
HDGE|RANGER EQUITY BEAR|SWIM|TD Ameritrade, Inc.|20938
HDGE|RANGER EQUITY BEAR|SWST|Hilltop Securities Inc.|3448
HDGE|RANGER EQUITY BEAR|TKNG|ALLY INVEST SECURITIES LLC|23
HDGE|RANGER EQUITY BEAR|TWTT|TASTYWORKS, INC.|200
HDGE|RANGER EQUITY BEAR|UBSA|UBS SECURITIES LLC|43414
HDGE|RANGER EQUITY BEAR|UBSS|UBS Securities LLC|417706
HDGE|RANGER EQUITY BEAR|VALX|VIRTU AMERICAS LLC|1783
HDGE|RANGER EQUITY BEAR|VGRD|Vanguard Marketing Corporation|28854
HDGE|RANGER EQUITY BEAR|WCHV|WELLS FARGO SECURITIES, LLC|157001
HDGE|RANGER EQUITY BEAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4894
HDGE|RANGER EQUITY BEAR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2419
HDGE|RANGER EQUITY BEAR|WSEA|WOLVERINE SECURITIES, LLC|2862
HDGE|RANGER EQUITY BEAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|6030
HDGE|RANGER EQUITY BEAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17552
HDLV|ETRACS MONTHLY 2X|APCC|Apex Clearing Corporation|52
HDLV|ETRACS MONTHLY 2X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
HDLV|ETRACS MONTHLY 2X|EBXL|EBX LLC|200
HDLV|ETRACS MONTHLY 2X|EGXM|CBOE TRADING, INC.|1
HDLV|ETRACS MONTHLY 2X|ETRS|E*Trade Securities LLC|7785
HDLV|ETRACS MONTHLY 2X|FILL|Tradestation Securities, Inc.|100
HDLV|ETRACS MONTHLY 2X|FTBR|Foliofn Investments, Inc.|256
HDLV|ETRACS MONTHLY 2X|GEBB|GLOBAL EXECUTION BROKERS, LP|100
HDLV|ETRACS MONTHLY 2X|HRBF|American Enterprise Investment Services Inc.|6100
HDLV|ETRACS MONTHLY 2X|IATS|INTERACTIVE BROKERS LLC|3759
HDLV|ETRACS MONTHLY 2X|IBKR|Interactive Brokers Llc|27768
HDLV|ETRACS MONTHLY 2X|ITGP|ITG INC.|200
HDLV|ETRACS MONTHLY 2X|JSJX|JANE STREET CAPITAL LLC|16827
HDLV|ETRACS MONTHLY 2X|KCGM|VIRTU Americas LLC|664
HDLV|ETRACS MONTHLY 2X|LEHM|Barclays Capital Inc./Le|200
HDLV|ETRACS MONTHLY 2X|LIME|Lime Brokerage LLC|151
HDLV|ETRACS MONTHLY 2X|MOTF|MOTIF INVESTING, INC.|5
HDLV|ETRACS MONTHLY 2X|MSCO|MORGAN STANLEY & CO. LLC|1881
HDLV|ETRACS MONTHLY 2X|NFSC|National Financial Services LLC|1381
HDLV|ETRACS MONTHLY 2X|NITE|VIRTU Americas LLC|14287
HDLV|ETRACS MONTHLY 2X|SWIM|TD Ameritrade, Inc.|1220
HDLV|ETRACS MONTHLY 2X|TWTT|TASTYWORKS, INC.|100
HDLV|ETRACS MONTHLY 2X|UBSA|UBS SECURITIES LLC|3739
HDLV|ETRACS MONTHLY 2X|UBSS|UBS Securities LLC|28466
HDLV|ETRACS MONTHLY 2X|VGRD|Vanguard Marketing Corporation|2228
HDLV|ETRACS MONTHLY 2X|WSEA|WOLVERINE SECURITIES, LLC|52
HDMV|FT HRZN MGMT VOL DV|BANK|Primevest Financial Services, Inc.|1426
HDMV|FT HRZN MGMT VOL DV|BBNT|BB&T SECURITIES, LLC|89
HDMV|FT HRZN MGMT VOL DV|CHAS|Charles Schwab & Co., Inc.|658
HDMV|FT HRZN MGMT VOL DV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|643
HDMV|FT HRZN MGMT VOL DV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9147
HDMV|FT HRZN MGMT VOL DV|EBXL|EBX LLC|500
HDMV|FT HRZN MGMT VOL DV|GSCO|GOLDMAN SACHS & CO. LLC|15949
HDMV|FT HRZN MGMT VOL DV|GSLT|GOLDMAN SACHS & CO. LLC|300
HDMV|FT HRZN MGMT VOL DV|ICBX|INSTINET, LLC|294
HDMV|FT HRZN MGMT VOL DV|ITGI|ITG Inc.|158
HDMV|FT HRZN MGMT VOL DV|ITGP|ITG INC.|1400
HDMV|FT HRZN MGMT VOL DV|JSEB|JANE STREET EXECUTION SERVICES, LLC|1437
HDMV|FT HRZN MGMT VOL DV|JSJX|JANE STREET CAPITAL LLC|12094
HDMV|FT HRZN MGMT VOL DV|KCGM|VIRTU Americas LLC|1232
HDMV|FT HRZN MGMT VOL DV|LEHM|Barclays Capital Inc./Le|3400
HDMV|FT HRZN MGMT VOL DV|LIME|Lime Brokerage LLC|1362
HDMV|FT HRZN MGMT VOL DV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
HDMV|FT HRZN MGMT VOL DV|MSCO|MORGAN STANLEY & CO. LLC|981
HDMV|FT HRZN MGMT VOL DV|MSPL|MORGAN STANLEY & CO. LLC|100
HDMV|FT HRZN MGMT VOL DV|NFSC|National Financial Services LLC|18677
HDMV|FT HRZN MGMT VOL DV|NITE|VIRTU Americas LLC|20108
HDMV|FT HRZN MGMT VOL DV|UBSA|UBS SECURITIES LLC|3900
HDMV|FT HRZN MGMT VOL DV|UBSS|UBS Securities LLC|3635
HDMV|FT HRZN MGMT VOL DV|WCHV|WELLS FARGO SECURITIES, LLC|100
HDMV|FT HRZN MGMT VOL DV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7579
HDP|HORTONWORKS CMN|AGIS|Aegis Capital Corp.|8250
HDP|HORTONWORKS CMN|ALTX|Alternet Securities Inc.|28562
HDP|HORTONWORKS CMN|ANOS|ABEL/NOSER, L.L.C.|2300
HDP|HORTONWORKS CMN|APCC|Apex Clearing Corporation|3190
HDP|HORTONWORKS CMN|AQUA|AQUA SECURITIES L.P.|9100
HDP|HORTONWORKS CMN|BARD|Robert W. Baird & Co. Incorporated|331
HDP|HORTONWORKS CMN|BATM|CBOE TRADING, INC.|4107
HDP|HORTONWORKS CMN|BAYT|BTIG, LLC|600
HDP|HORTONWORKS CMN|BERN|Sanford C. Bernstein & Co., LLC|108266
HDP|HORTONWORKS CMN|BIDS|BIDS TRADING L.P.|1800
HDP|HORTONWORKS CMN|BIMI|Banca IMI Securities Corp.|650
HDP|HORTONWORKS CMN|BKCM|BNY Mellon Capital Markets LLC|526
HDP|HORTONWORKS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11879
HDP|HORTONWORKS CMN|BLKX|INSTINET, LLC|211500
HDP|HORTONWORKS CMN|BMOC|BMO Capital Markets Corp.|9527
HDP|HORTONWORKS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|222741
HDP|HORTONWORKS CMN|BTIG|BTIG, LLC|31018
HDP|HORTONWORKS CMN|BYXM|CBOE TRADING, INC.|1754
HDP|HORTONWORKS CMN|BZYD|GOLDMAN SACHS & CO. LLC|1900
HDP|HORTONWORKS CMN|CHAS|Charles Schwab & Co., Inc.|3000
HDP|HORTONWORKS CMN|CHLM|Craig-Hallum Capital Group LLC|78653
HDP|HORTONWORKS CMN|CIST|Capital Institutional Services, Inc.|478
HDP|HORTONWORKS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|405424
HDP|HORTONWORKS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|92087
HDP|HORTONWORKS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
HDP|HORTONWORKS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|812717
HDP|HORTONWORKS CMN|CTDL|Citadel Derivatives Group Llc|23685
HDP|HORTONWORKS CMN|CTLR|CUTLER GROUP, LP|600
HDP|HORTONWORKS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|77240
HDP|HORTONWORKS CMN|DADA|D.A. Davidson & Co.|300
HDP|HORTONWORKS CMN|DAWA|Daiwa Capital Markets America Inc.|600
HDP|HORTONWORKS CMN|DBAB|Deutsche Bank Securities Inc.|697621
HDP|HORTONWORKS CMN|DBAX|Deutsche Bank Securities Inc.|660600
HDP|HORTONWORKS CMN|DEAN|MORGAN STANLEY|9213
HDP|HORTONWORKS CMN|DEGS|RONIN PROFESSIONAL LLC|21682
HDP|HORTONWORKS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13275
HDP|HORTONWORKS CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2114
HDP|HORTONWORKS CMN|EBXL|EBX LLC|381500
HDP|HORTONWORKS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|19198
HDP|HORTONWORKS CMN|EDJO|Edward D. Jones & Co., L.P.|515
HDP|HORTONWORKS CMN|EGAM|CBOE TRADING, INC.|13736
HDP|HORTONWORKS CMN|EGAW|CBOE TRADING, INC.|200
HDP|HORTONWORKS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|700
HDP|HORTONWORKS CMN|EGXM|CBOE TRADING, INC.|13005
HDP|HORTONWORKS CMN|EGXW|CBOE TRADING, INC.|100
HDP|HORTONWORKS CMN|ETBE|Electronic Transaction Clearing, Inc.|83278
HDP|HORTONWORKS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7834
HDP|HORTONWORKS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13160
HDP|HORTONWORKS CMN|ETRS|E*Trade Securities LLC|674176
HDP|HORTONWORKS CMN|EVRS|E1 ASSET MANAGEMENT, INC.|9868
HDP|HORTONWORKS CMN|FBCO|Credit Suisse Securities (USA) LLC|971777
HDP|HORTONWORKS CMN|FILL|Tradestation Securities, Inc.|10300
HDP|HORTONWORKS CMN|FMAF|NBCN Inc./ CDS|2443
HDP|HORTONWORKS CMN|FOMA|TD AMERITRADE CLEARING, INC.|174647
HDP|HORTONWORKS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2063
HDP|HORTONWORKS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|272890
HDP|HORTONWORKS CMN|FTBR|Foliofn Investments, Inc.|100
HDP|HORTONWORKS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|104743
HDP|HORTONWORKS CMN|GLPX|ACS EXECUTION SERVICES, LLC|46629
HDP|HORTONWORKS CMN|GSCO|GOLDMAN SACHS & CO. LLC|2629911
HDP|HORTONWORKS CMN|GSCS|GOLDMAN SACHS & CO. LLC|48514
HDP|HORTONWORKS CMN|GSLT|GOLDMAN SACHS & CO. LLC|7415
HDP|HORTONWORKS CMN|GTSZ|GTS SECURITIES LLC|74960
HDP|HORTONWORKS CMN|HRBF|American Enterprise Investment Services Inc.|1010
HDP|HORTONWORKS CMN|HSBC|HSBC Securities, Inc.|460
HDP|HORTONWORKS CMN|IATS|INTERACTIVE BROKERS LLC|21309
HDP|HORTONWORKS CMN|IBKR|Interactive Brokers Llc|216086
HDP|HORTONWORKS CMN|IBSJ|Integrity Brokerage Services, Inc.|1752
HDP|HORTONWORKS CMN|ICBX|INSTINET, LLC|73927
HDP|HORTONWORKS CMN|IEQY|CITADEL SECURITIES LLC|71355
HDP|HORTONWORKS CMN|INCA|INSTINET, LLC|557763
HDP|HORTONWORKS CMN|INJX|INSTINET, LLC|41517
HDP|HORTONWORKS CMN|ITGI|ITG Inc.|590636
HDP|HORTONWORKS CMN|ITGP|ITG INC.|379600
HDP|HORTONWORKS CMN|JANY|Janney Montgomery Scott Inc.|17190
HDP|HORTONWORKS CMN|JEFF|JEFFERIES LLC|250957
HDP|HORTONWORKS CMN|JMPT|JUMP TRADING, LLC|146957
HDP|HORTONWORKS CMN|JONE|JonesTrading|59745
HDP|HORTONWORKS CMN|JPBX|J.P. MORGAN SECURITIES LLC|99659
HDP|HORTONWORKS CMN|JPMX|J.P. Morgan Securities LLC|673880
HDP|HORTONWORKS CMN|JSJX|JANE STREET CAPITAL LLC|15013
HDP|HORTONWORKS CMN|JSSF|JMP Securities LLC|2000
HDP|HORTONWORKS CMN|KCGM|VIRTU Americas LLC|112545
HDP|HORTONWORKS CMN|KCRD|PHX FINANCIAL, INC.|16930
HDP|HORTONWORKS CMN|LEER|LEERINK PARTNERS LLC|1370
HDP|HORTONWORKS CMN|LEHM|Barclays Capital Inc./Le|2555043
HDP|HORTONWORKS CMN|LIME|Lime Brokerage LLC|279337
HDP|HORTONWORKS CMN|LOOP|Loop Capital Markets LLC|2779
HDP|HORTONWORKS CMN|LQNA|LIQUIDNET, INC.|17600
HDP|HORTONWORKS CMN|LQNB|LIQUIDNET, INC.|9100
HDP|HORTONWORKS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
HDP|HORTONWORKS CMN|MACC|Mid Atlantic Capital Corporation|250
HDP|HORTONWORKS CMN|MACQ|Macquarie Capital (USA) Inc.|2148
HDP|HORTONWORKS CMN|MAXM|Maxim Group LLC|5573
HDP|HORTONWORKS CMN|MBTS|ALLY INVEST SECURITIES LLC|3000
HDP|HORTONWORKS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|226425
HDP|HORTONWORKS CMN|MOTF|MOTIF INVESTING, INC.|48
HDP|HORTONWORKS CMN|MSCO|MORGAN STANLEY & CO. LLC|4947815
HDP|HORTONWORKS CMN|MSPL|MORGAN STANLEY & CO. LLC|625500
HDP|HORTONWORKS CMN|MSTX|MORGAN STANLEY & CO. LLC|324200
HDP|HORTONWORKS CMN|NEED|Needham & Company, LLC|56201
HDP|HORTONWORKS CMN|NFSC|National Financial Services LLC|517338
HDP|HORTONWORKS CMN|NITE|VIRTU Americas LLC|745997
HDP|HORTONWORKS CMN|NITP|VIRTU Americas LLC|4800
HDP|HORTONWORKS CMN|NORT|Northland Securities, Inc.|46139
HDP|HORTONWORKS CMN|NQRB|Brut, LLC|37098
HDP|HORTONWORKS CMN|OPCO|Oppenheimer & Co. Inc.|1707
HDP|HORTONWORKS CMN|PDQM|CODA MARKETS, INC.|73500
HDP|HORTONWORKS CMN|PHLY|NASDAQ Execution Services, LLC|600
HDP|HORTONWORKS CMN|PIPR|Piper Jaffray & Co.|30164
HDP|HORTONWORKS CMN|PWJC|UBS Financial Services, Inc.|2200
HDP|HORTONWORKS CMN|RAJA|Raymond James & Associates, Inc.|1957
HDP|HORTONWORKS CMN|RBCM|RBC CAPITAL MARKETS, LLC|79363
HDP|HORTONWORKS CMN|RHCO|Suntrust Robinson Humphrey, Inc.|597
HDP|HORTONWORKS CMN|RILY|B. RILEY FBR, INC.|700
HDP|HORTONWORKS CMN|SAGL|SAGETRADER, LLC|22507
HDP|HORTONWORKS CMN|SAGW|SAGETRADER, LLC|2573
HDP|HORTONWORKS CMN|SALI|INTL FCSTONE FINANCIAL INC.|26330
HDP|HORTONWORKS CMN|SBSH|Citigroup Global Markets Inc.|199061
HDP|HORTONWORKS CMN|SGMT|GOLDMAN SACHS & CO. LLC|220394
HDP|HORTONWORKS CMN|SIDC|Sidoti & Company, LLC|700
HDP|HORTONWORKS CMN|SPDR|SPEEDROUTE LLC|29399
HDP|HORTONWORKS CMN|STKP|STOCKPILE INVESTMENTS, INC.|10
HDP|HORTONWORKS CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|259
HDP|HORTONWORKS CMN|SWIM|TD Ameritrade, Inc.|137833
HDP|HORTONWORKS CMN|SWST|Hilltop Securities Inc.|50
HDP|HORTONWORKS CMN|TKNG|ALLY INVEST SECURITIES LLC|6968
HDP|HORTONWORKS CMN|TONC|CUTTONE & CO., LLC|9720
HDP|HORTONWORKS CMN|TOUR|TOURMALINE PARTNERS, LLC|100
HDP|HORTONWORKS CMN|TRBT|Tradebot Systems, Inc.|430535
HDP|HORTONWORKS CMN|TRCM|TRC MARKETS LLC|287448
HDP|HORTONWORKS CMN|TWTT|TASTYWORKS, INC.|388
HDP|HORTONWORKS CMN|UBSA|UBS SECURITIES LLC|1047209
HDP|HORTONWORKS CMN|UBSS|UBS Securities LLC|1821643
HDP|HORTONWORKS CMN|VALX|VIRTU AMERICAS LLC|9489
HDP|HORTONWORKS CMN|VGRD|Vanguard Marketing Corporation|12234
HDP|HORTONWORKS CMN|WBLR|WILLIAM BLAIR|77
HDP|HORTONWORKS CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
HDP|HORTONWORKS CMN|WCHV|WELLS FARGO SECURITIES, LLC|317774
HDP|HORTONWORKS CMN|WEDB|WEDBUSH SECURITIES INC.|15272
HDP|HORTONWORKS CMN|WEED|Weeden & Co.L.P.|618
HDP|HORTONWORKS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15905
HDP|HORTONWORKS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43812
HDP|HORTONWORKS CMN|WGIF|CIBC World Markets Inc.|9382
HDP|HORTONWORKS CMN|WORD|Worden Capital Management LLC|35277
HDP|HORTONWORKS CMN|WSEA|WOLVERINE SECURITIES, LLC|12193
HDP|HORTONWORKS CMN|XIST|INSTINET, LLC|31600
HDP|HORTONWORKS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|107590
HDP|HORTONWORKS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
HDP|HORTONWORKS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|775
HDS|HD SUPPLY HLDS CMM|ABLE|NATIXIS Securities Americas LLC|32422
HDS|HD SUPPLY HLDS CMM|ADAM|CANACCORD GENUITY INC.|800
HDS|HD SUPPLY HLDS CMM|AGIS|Aegis Capital Corp.|80
HDS|HD SUPPLY HLDS CMM|ALTX|Alternet Securities Inc.|69225
HDS|HD SUPPLY HLDS CMM|APCC|Apex Clearing Corporation|1801
HDS|HD SUPPLY HLDS CMM|AQUA|AQUA SECURITIES L.P.|6000
HDS|HD SUPPLY HLDS CMM|AURC|Aurora Capital LLC|600
HDS|HD SUPPLY HLDS CMM|BANK|Primevest Financial Services, Inc.|250
HDS|HD SUPPLY HLDS CMM|BARD|Robert W. Baird & Co. Incorporated|18598
HDS|HD SUPPLY HLDS CMM|BATM|CBOE TRADING, INC.|33792
HDS|HD SUPPLY HLDS CMM|BAYC|BAY CREST PARTNERS, LLC|642
HDS|HD SUPPLY HLDS CMM|BAYT|BTIG, LLC|14200
HDS|HD SUPPLY HLDS CMM|BERN|Sanford C. Bernstein & Co., LLC|90381
HDS|HD SUPPLY HLDS CMM|BIAD|SAGETRADER, LLC|1001
HDS|HD SUPPLY HLDS CMM|BIDS|BIDS TRADING L.P.|50300
HDS|HD SUPPLY HLDS CMM|BIMI|Banca IMI Securities Corp.|400
HDS|HD SUPPLY HLDS CMM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10719
HDS|HD SUPPLY HLDS CMM|BLKX|INSTINET, LLC|233922
HDS|HD SUPPLY HLDS CMM|BMOC|BMO Capital Markets Corp.|265237
HDS|HD SUPPLY HLDS CMM|BNCH|The Benchmark Company, LLC|4000
HDS|HD SUPPLY HLDS CMM|BNPX|BNP PARIBAS SECURITIES CORP.|32263
HDS|HD SUPPLY HLDS CMM|BTIG|BTIG, LLC|118153
HDS|HD SUPPLY HLDS CMM|BYXM|CBOE TRADING, INC.|4973
HDS|HD SUPPLY HLDS CMM|BZYD|GOLDMAN SACHS & CO. LLC|1117
HDS|HD SUPPLY HLDS CMM|CANT|Cantor Fitzgerald & Co.|130766
HDS|HD SUPPLY HLDS CMM|CBLC|CITIGROUP GLOBAL MARKETS INC.|18000
HDS|HD SUPPLY HLDS CMM|CHAS|Charles Schwab & Co., Inc.|135429
HDS|HD SUPPLY HLDS CMM|CIST|Capital Institutional Services, Inc.|5111
HDS|HD SUPPLY HLDS CMM|CLSA|CLSA AMERICAS, LLC|132002
HDS|HD SUPPLY HLDS CMM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|183154
HDS|HD SUPPLY HLDS CMM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2120
HDS|HD SUPPLY HLDS CMM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1036
HDS|HD SUPPLY HLDS CMM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1307507
HDS|HD SUPPLY HLDS CMM|CSIN|Citadel Securities Institutional LLC|10523
HDS|HD SUPPLY HLDS CMM|CTDL|Citadel Derivatives Group Llc|98841
HDS|HD SUPPLY HLDS CMM|CTLR|CUTLER GROUP, LP|4516
HDS|HD SUPPLY HLDS CMM|CXCX|CITIGROUP GLOBAL MARKETS INC.|84664
HDS|HD SUPPLY HLDS CMM|DADA|D.A. Davidson & Co.|315
HDS|HD SUPPLY HLDS CMM|DAVA|Davenport & Company LLC|835
HDS|HD SUPPLY HLDS CMM|DBAB|Deutsche Bank Securities Inc.|809304
HDS|HD SUPPLY HLDS CMM|DBAX|Deutsche Bank Securities Inc.|825400
HDS|HD SUPPLY HLDS CMM|DBUL|Deutsche Bank Securities Inc.|24332
HDS|HD SUPPLY HLDS CMM|DEAN|MORGAN STANLEY|10298
HDS|HD SUPPLY HLDS CMM|DEGS|RONIN PROFESSIONAL LLC|400
HDS|HD SUPPLY HLDS CMM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|81618
HDS|HD SUPPLY HLDS CMM|EBXL|EBX LLC|451800
HDS|HD SUPPLY HLDS CMM|ECUT|CONVERGEX EXECUTION SOLUTIONS|7678
HDS|HD SUPPLY HLDS CMM|EDJO|Edward D. Jones & Co., L.P.|435
HDS|HD SUPPLY HLDS CMM|EGAM|CBOE TRADING, INC.|37639
HDS|HD SUPPLY HLDS CMM|EGAW|CBOE TRADING, INC.|783
HDS|HD SUPPLY HLDS CMM|EGMT|EG MARKET TECHNOLOGIES LLC|808
HDS|HD SUPPLY HLDS CMM|EGXM|CBOE TRADING, INC.|9759
HDS|HD SUPPLY HLDS CMM|EGXW|CBOE TRADING, INC.|39
HDS|HD SUPPLY HLDS CMM|ELEV|ELEVATION, LLC|13560
HDS|HD SUPPLY HLDS CMM|ETBE|Electronic Transaction Clearing, Inc.|115699
HDS|HD SUPPLY HLDS CMM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7004
HDS|HD SUPPLY HLDS CMM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|63979
HDS|HD SUPPLY HLDS CMM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1000
HDS|HD SUPPLY HLDS CMM|ETRS|E*Trade Securities LLC|105301
HDS|HD SUPPLY HLDS CMM|FBCO|Credit Suisse Securities (USA) LLC|2112738
HDS|HD SUPPLY HLDS CMM|FILL|Tradestation Securities, Inc.|17159
HDS|HD SUPPLY HLDS CMM|FOMA|TD AMERITRADE CLEARING, INC.|164439
HDS|HD SUPPLY HLDS CMM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20132
HDS|HD SUPPLY HLDS CMM|FQLS|Quantlab Securities LP|1178925
HDS|HD SUPPLY HLDS CMM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|243098
HDS|HD SUPPLY HLDS CMM|FTBR|Foliofn Investments, Inc.|2907
HDS|HD SUPPLY HLDS CMM|GEBB|GLOBAL EXECUTION BROKERS, LP|74008
HDS|HD SUPPLY HLDS CMM|GLPX|ACS EXECUTION SERVICES, LLC|37055
HDS|HD SUPPLY HLDS CMM|GSCO|GOLDMAN SACHS & CO. LLC|2469460
HDS|HD SUPPLY HLDS CMM|GSCS|GOLDMAN SACHS & CO. LLC|43088
HDS|HD SUPPLY HLDS CMM|GSLT|GOLDMAN SACHS & CO. LLC|50850
HDS|HD SUPPLY HLDS CMM|GTSZ|GTS SECURITIES LLC|94982
HDS|HD SUPPLY HLDS CMM|HAPX|HAP Trading, LLC|1797
HDS|HD SUPPLY HLDS CMM|HPPX|POTAMUS TRADING, LLC|160
HDS|HD SUPPLY HLDS CMM|HRBF|American Enterprise Investment Services Inc.|10656
HDS|HD SUPPLY HLDS CMM|HSBC|HSBC Securities, Inc.|425
HDS|HD SUPPLY HLDS CMM|IATS|INTERACTIVE BROKERS LLC|14285
HDS|HD SUPPLY HLDS CMM|IBKR|Interactive Brokers Llc|171470
HDS|HD SUPPLY HLDS CMM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|64
HDS|HD SUPPLY HLDS CMM|ICBX|INSTINET, LLC|130440
HDS|HD SUPPLY HLDS CMM|INCA|INSTINET, LLC|1464189
HDS|HD SUPPLY HLDS CMM|INJX|INSTINET, LLC|87443
HDS|HD SUPPLY HLDS CMM|ITGI|ITG Inc.|328878
HDS|HD SUPPLY HLDS CMM|ITGP|ITG INC.|572800
HDS|HD SUPPLY HLDS CMM|JANY|Janney Montgomery Scott Inc.|1854
HDS|HD SUPPLY HLDS CMM|JEFF|JEFFERIES LLC|661006
HDS|HD SUPPLY HLDS CMM|JMPT|JUMP TRADING, LLC|276483
HDS|HD SUPPLY HLDS CMM|JNKK|JNK Securities Corp.|5000
HDS|HD SUPPLY HLDS CMM|JONE|JonesTrading|561660
HDS|HD SUPPLY HLDS CMM|JPBX|J.P. MORGAN SECURITIES LLC|273548
HDS|HD SUPPLY HLDS CMM|JPMX|J.P. Morgan Securities LLC|1605300
HDS|HD SUPPLY HLDS CMM|JSJX|JANE STREET CAPITAL LLC|8314
HDS|HD SUPPLY HLDS CMM|KCGM|VIRTU Americas LLC|190594
HDS|HD SUPPLY HLDS CMM|KEYB|KEYBANC CAPITAL MARKETS INC.|22000
HDS|HD SUPPLY HLDS CMM|LBOW|Longbow Securities, LLC|83600
HDS|HD SUPPLY HLDS CMM|LEHM|Barclays Capital Inc./Le|5415131
HDS|HD SUPPLY HLDS CMM|LGNT|COR CLEARING LLC|8
HDS|HD SUPPLY HLDS CMM|LIME|Lime Brokerage LLC|312934
HDS|HD SUPPLY HLDS CMM|LMGP|LIME BROKERAGE LLC|10112
HDS|HD SUPPLY HLDS CMM|LMNX|LUMINEX TRADING & ANALYTICS LLC|784804
HDS|HD SUPPLY HLDS CMM|LOOP|Loop Capital Markets LLC|10921
HDS|HD SUPPLY HLDS CMM|LQNA|LIQUIDNET, INC.|151000
HDS|HD SUPPLY HLDS CMM|LQNB|LIQUIDNET, INC.|61404
HDS|HD SUPPLY HLDS CMM|LSCI|Lek Securities Corporation|264
HDS|HD SUPPLY HLDS CMM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
HDS|HD SUPPLY HLDS CMM|MACQ|Macquarie Capital (USA) Inc.|23329
HDS|HD SUPPLY HLDS CMM|MAGM|TOR BROKERAGE LLC|4000
HDS|HD SUPPLY HLDS CMM|MAXM|Maxim Group LLC|150
HDS|HD SUPPLY HLDS CMM|MCMF|Raymond James Ltd. Cds|500
HDS|HD SUPPLY HLDS CMM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|310823
HDS|HD SUPPLY HLDS CMM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
HDS|HD SUPPLY HLDS CMM|MOTF|MOTIF INVESTING, INC.|3
HDS|HD SUPPLY HLDS CMM|MPSG|E D & F Man Capital Markets Inc.|160
HDS|HD SUPPLY HLDS CMM|MSCO|MORGAN STANLEY & CO. LLC|8156394
HDS|HD SUPPLY HLDS CMM|MSPL|MORGAN STANLEY & CO. LLC|897200
HDS|HD SUPPLY HLDS CMM|MSTX|MORGAN STANLEY & CO. LLC|538300
HDS|HD SUPPLY HLDS CMM|NEED|Needham & Company, LLC|3150
HDS|HD SUPPLY HLDS CMM|NEUB|NEUBERGER BERMAN BD LLC|4660
HDS|HD SUPPLY HLDS CMM|NFSC|National Financial Services LLC|223463
HDS|HD SUPPLY HLDS CMM|NITE|VIRTU Americas LLC|665909
HDS|HD SUPPLY HLDS CMM|NITP|VIRTU Americas LLC|13890
HDS|HD SUPPLY HLDS CMM|NQRB|Brut, LLC|84180
HDS|HD SUPPLY HLDS CMM|OHOS|TWO SIGMA SECURITIES, LLC|91469
HDS|HD SUPPLY HLDS CMM|OPCO|Oppenheimer & Co. Inc.|32326
HDS|HD SUPPLY HLDS CMM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6978
HDS|HD SUPPLY HLDS CMM|PDQM|CODA MARKETS, INC.|46292
HDS|HD SUPPLY HLDS CMM|PHLY|NASDAQ Execution Services, LLC|2000
HDS|HD SUPPLY HLDS CMM|PIPR|Piper Jaffray & Co.|3500
HDS|HD SUPPLY HLDS CMM|PNSR|Penserra Securities, LLC|2800
HDS|HD SUPPLY HLDS CMM|PWJC|UBS Financial Services, Inc.|2301
HDS|HD SUPPLY HLDS CMM|RAJA|Raymond James & Associates, Inc.|6864
HDS|HD SUPPLY HLDS CMM|RBCM|RBC CAPITAL MARKETS, LLC|17837
HDS|HD SUPPLY HLDS CMM|RHCO|Suntrust Robinson Humphrey, Inc.|79351
HDS|HD SUPPLY HLDS CMM|RJLC|RJL CAPITAL GROUP, LLC|700
HDS|HD SUPPLY HLDS CMM|SAGL|SAGETRADER, LLC|213384
HDS|HD SUPPLY HLDS CMM|SAGW|SAGETRADER, LLC|65
HDS|HD SUPPLY HLDS CMM|SBSH|Citigroup Global Markets Inc.|465060
HDS|HD SUPPLY HLDS CMM|SEIC|SEI Investments Distribution Co.|400
HDS|HD SUPPLY HLDS CMM|SGMT|GOLDMAN SACHS & CO. LLC|366030
HDS|HD SUPPLY HLDS CMM|SPDR|SPEEDROUTE LLC|30674
HDS|HD SUPPLY HLDS CMM|STFL|Stifel, Nicolaus & Company, Incorporated|6118
HDS|HD SUPPLY HLDS CMM|STKP|STOCKPILE INVESTMENTS, INC.|18
HDS|HD SUPPLY HLDS CMM|STRS|STRATEGAS RESEARCH PARTNERS|1200
HDS|HD SUPPLY HLDS CMM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
HDS|HD SUPPLY HLDS CMM|SWIM|TD Ameritrade, Inc.|130166
HDS|HD SUPPLY HLDS CMM|SWST|Hilltop Securities Inc.|6509
HDS|HD SUPPLY HLDS CMM|TKNG|ALLY INVEST SECURITIES LLC|3293
HDS|HD SUPPLY HLDS CMM|TONC|CUTTONE & CO., LLC|6421
HDS|HD SUPPLY HLDS CMM|TRBT|Tradebot Systems, Inc.|744766
HDS|HD SUPPLY HLDS CMM|TRCM|TRC MARKETS LLC|388522
HDS|HD SUPPLY HLDS CMM|TWTT|TASTYWORKS, INC.|25
HDS|HD SUPPLY HLDS CMM|UBSA|UBS SECURITIES LLC|1362265
HDS|HD SUPPLY HLDS CMM|UBSS|UBS Securities LLC|1878521
HDS|HD SUPPLY HLDS CMM|VALX|VIRTU AMERICAS LLC|18455
HDS|HD SUPPLY HLDS CMM|VGRD|Vanguard Marketing Corporation|4926
HDS|HD SUPPLY HLDS CMM|VNDM|Wall Street Access|2000
HDS|HD SUPPLY HLDS CMM|VNDS|VANDHAM SECURITIES CORP|50818
HDS|HD SUPPLY HLDS CMM|WABR|Wall Street Access|7500
HDS|HD SUPPLY HLDS CMM|WBLR|WILLIAM BLAIR|2400
HDS|HD SUPPLY HLDS CMM|WBPX|SUMMIT SECURITIES GROUP, LLC|5700
HDS|HD SUPPLY HLDS CMM|WCHV|WELLS FARGO SECURITIES, LLC|332722
HDS|HD SUPPLY HLDS CMM|WDNX|WEEDEN & CO.L.P.|23328
HDS|HD SUPPLY HLDS CMM|WECI|Winslow, Evans & Crocker, Inc.|3000
HDS|HD SUPPLY HLDS CMM|WEDB|WEDBUSH SECURITIES INC.|1009
HDS|HD SUPPLY HLDS CMM|WEED|Weeden & Co.L.P.|61603
HDS|HD SUPPLY HLDS CMM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26452
HDS|HD SUPPLY HLDS CMM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66553
HDS|HD SUPPLY HLDS CMM|WORD|Worden Capital Management LLC|11850
HDS|HD SUPPLY HLDS CMM|WSAG|WALL STREET ACCESS|939
HDS|HD SUPPLY HLDS CMM|WSEA|WOLVERINE SECURITIES, LLC|19125
HDS|HD SUPPLY HLDS CMM|XIST|INSTINET, LLC|797812
HDS|HD SUPPLY HLDS CMM|XSTM|NATIONAL FINANCIAL SERVICES LLC|64420
HDS|HD SUPPLY HLDS CMM|YKNA|COMHAR CAPITAL MARKETS, LLC|2583
HDS|HD SUPPLY HLDS CMM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10370
HDSN|HUDSON TECH INC|ALTX|Alternet Securities Inc.|13400
HDSN|HUDSON TECH INC|APCC|Apex Clearing Corporation|2129
HDSN|HUDSON TECH INC|BATM|CBOE TRADING, INC.|162
HDSN|HUDSON TECH INC|BAYC|BAY CREST PARTNERS, LLC|1262
HDSN|HUDSON TECH INC|BBNT|BB&T SECURITIES, LLC|41157
HDSN|HUDSON TECH INC|BERN|Sanford C. Bernstein & Co., LLC|1217
HDSN|HUDSON TECH INC|BIMI|Banca IMI Securities Corp.|32500
HDSN|HUDSON TECH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7000
HDSN|HUDSON TECH INC|BLKX|INSTINET, LLC|12500
HDSN|HUDSON TECH INC|BMOC|BMO Capital Markets Corp.|5617
HDSN|HUDSON TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|1362
HDSN|HUDSON TECH INC|BTIG|BTIG, LLC|30784
HDSN|HUDSON TECH INC|BYXM|CBOE TRADING, INC.|300
HDSN|HUDSON TECH INC|CANT|Cantor Fitzgerald & Co.|321
HDSN|HUDSON TECH INC|CHAS|Charles Schwab & Co., Inc.|66040
HDSN|HUDSON TECH INC|CHLM|Craig-Hallum Capital Group LLC|130824
HDSN|HUDSON TECH INC|CIST|Capital Institutional Services, Inc.|14515
HDSN|HUDSON TECH INC|CNFR|Cowen Prime Services LLC|500
HDSN|HUDSON TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8526
HDSN|HUDSON TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2080
HDSN|HUDSON TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|245411
HDSN|HUDSON TECH INC|CTDL|Citadel Derivatives Group Llc|2354
HDSN|HUDSON TECH INC|CTLR|CUTLER GROUP, LP|100
HDSN|HUDSON TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|18928
HDSN|HUDSON TECH INC|DBAB|Deutsche Bank Securities Inc.|410480
HDSN|HUDSON TECH INC|DBAX|Deutsche Bank Securities Inc.|129500
HDSN|HUDSON TECH INC|DEAN|MORGAN STANLEY|2000
HDSN|HUDSON TECH INC|DEGS|RONIN PROFESSIONAL LLC|47161
HDSN|HUDSON TECH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16124
HDSN|HUDSON TECH INC|EBXL|EBX LLC|98200
HDSN|HUDSON TECH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|73291
HDSN|HUDSON TECH INC|EDJO|Edward D. Jones & Co., L.P.|50
HDSN|HUDSON TECH INC|EGAM|CBOE TRADING, INC.|1117
HDSN|HUDSON TECH INC|EGAW|CBOE TRADING, INC.|100
HDSN|HUDSON TECH INC|EGXM|CBOE TRADING, INC.|12921
HDSN|HUDSON TECH INC|ETBE|Electronic Transaction Clearing, Inc.|5100
HDSN|HUDSON TECH INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
HDSN|HUDSON TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
HDSN|HUDSON TECH INC|ETRS|E*Trade Securities LLC|394995
HDSN|HUDSON TECH INC|FBCO|Credit Suisse Securities (USA) LLC|233915
HDSN|HUDSON TECH INC|FBSB|U.S. Bancorp Investments, Inc.|2000
HDSN|HUDSON TECH INC|FILL|Tradestation Securities, Inc.|3748
HDSN|HUDSON TECH INC|FMAF|NBCN Inc./ CDS|5800
HDSN|HUDSON TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|824096
HDSN|HUDSON TECH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|517
HDSN|HUDSON TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79809
HDSN|HUDSON TECH INC|FTBR|Foliofn Investments, Inc.|365
HDSN|HUDSON TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|21476
HDSN|HUDSON TECH INC|GLIS|TD Securities Inc|1000
HDSN|HUDSON TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|1667
HDSN|HUDSON TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|1257693
HDSN|HUDSON TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|160714
HDSN|HUDSON TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|1100
HDSN|HUDSON TECH INC|GTSZ|GTS SECURITIES LLC|4400
HDSN|HUDSON TECH INC|HRBF|American Enterprise Investment Services Inc.|10050
HDSN|HUDSON TECH INC|IATS|INTERACTIVE BROKERS LLC|25795
HDSN|HUDSON TECH INC|IBKR|Interactive Brokers Llc|227717
HDSN|HUDSON TECH INC|ICBX|INSTINET, LLC|63234
HDSN|HUDSON TECH INC|IEQY|CITADEL SECURITIES LLC|7392
HDSN|HUDSON TECH INC|INCA|INSTINET, LLC|335209
HDSN|HUDSON TECH INC|INJX|INSTINET, LLC|23797
HDSN|HUDSON TECH INC|ITGI|ITG Inc.|115307
HDSN|HUDSON TECH INC|ITGP|ITG INC.|161600
HDSN|HUDSON TECH INC|JEFF|JEFFERIES LLC|682347
HDSN|HUDSON TECH INC|JHDR|J.H. Darbie & Co., Inc.|2752
HDSN|HUDSON TECH INC|JMPT|JUMP TRADING, LLC|53876
HDSN|HUDSON TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|4600
HDSN|HUDSON TECH INC|JPMX|J.P. Morgan Securities LLC|204299
HDSN|HUDSON TECH INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|500
HDSN|HUDSON TECH INC|JSJX|JANE STREET CAPITAL LLC|16623
HDSN|HUDSON TECH INC|KCGM|VIRTU Americas LLC|35426
HDSN|HUDSON TECH INC|LEHM|Barclays Capital Inc./Le|1126535
HDSN|HUDSON TECH INC|LIME|Lime Brokerage LLC|252759
HDSN|HUDSON TECH INC|LOOP|Loop Capital Markets LLC|5118
HDSN|HUDSON TECH INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
HDSN|HUDSON TECH INC|MACQ|Macquarie Capital (USA) Inc.|4794
HDSN|HUDSON TECH INC|MAXM|Maxim Group LLC|1052
HDSN|HUDSON TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|248857
HDSN|HUDSON TECH INC|MOTF|MOTIF INVESTING, INC.|1
HDSN|HUDSON TECH INC|MSCO|MORGAN STANLEY & CO. LLC|3040977
HDSN|HUDSON TECH INC|MSPL|MORGAN STANLEY & CO. LLC|274400
HDSN|HUDSON TECH INC|MSTX|MORGAN STANLEY & CO. LLC|285300
HDSN|HUDSON TECH INC|NATL|National Securities Corporation|600
HDSN|HUDSON TECH INC|NFSC|National Financial Services LLC|725728
HDSN|HUDSON TECH INC|NITE|VIRTU Americas LLC|1259776
HDSN|HUDSON TECH INC|NITP|VIRTU Americas LLC|177
HDSN|HUDSON TECH INC|NQRB|Brut, LLC|3200
HDSN|HUDSON TECH INC|OPCO|Oppenheimer & Co. Inc.|31811
HDSN|HUDSON TECH INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1300
HDSN|HUDSON TECH INC|PDQM|CODA MARKETS, INC.|4428
HDSN|HUDSON TECH INC|PWJC|UBS Financial Services, Inc.|700
HDSN|HUDSON TECH INC|RAJA|Raymond James & Associates, Inc.|13063
HDSN|HUDSON TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|100
HDSN|HUDSON TECH INC|RGLD|Regal Securities, Inc|1000
HDSN|HUDSON TECH INC|ROTH|Roth Capital Partners, LLC|42400
HDSN|HUDSON TECH INC|SAGL|SAGETRADER, LLC|100
HDSN|HUDSON TECH INC|SALI|INTL FCSTONE FINANCIAL INC.|1000
HDSN|HUDSON TECH INC|SBSH|Citigroup Global Markets Inc.|195687
HDSN|HUDSON TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|127479
HDSN|HUDSON TECH INC|SPDR|SPEEDROUTE LLC|2600
HDSN|HUDSON TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|3557
HDSN|HUDSON TECH INC|STXG|Stockcross Financial Services, Inc.|750
HDSN|HUDSON TECH INC|SWIM|TD Ameritrade, Inc.|331112
HDSN|HUDSON TECH INC|SWST|Hilltop Securities Inc.|3550
HDSN|HUDSON TECH INC|TDCO|Thompson Davis & Co., Inc.|4500
HDSN|HUDSON TECH INC|TKNG|ALLY INVEST SECURITIES LLC|43787
HDSN|HUDSON TECH INC|TRBT|Tradebot Systems, Inc.|176852
HDSN|HUDSON TECH INC|TRCM|TRC MARKETS LLC|42847
HDSN|HUDSON TECH INC|TWTT|TASTYWORKS, INC.|701
HDSN|HUDSON TECH INC|UBSA|UBS SECURITIES LLC|528947
HDSN|HUDSON TECH INC|UBSS|UBS Securities LLC|1346206
HDSN|HUDSON TECH INC|VALX|VIRTU AMERICAS LLC|11870
HDSN|HUDSON TECH INC|VGRD|Vanguard Marketing Corporation|59313
HDSN|HUDSON TECH INC|WBLR|WILLIAM BLAIR|300
HDSN|HUDSON TECH INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
HDSN|HUDSON TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|514071
HDSN|HUDSON TECH INC|WEED|Weeden & Co.L.P.|45053
HDSN|HUDSON TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|408
HDSN|HUDSON TECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24042
HDSN|HUDSON TECH INC|WGIF|CIBC World Markets Inc.|4950
HDSN|HUDSON TECH INC|WSEA|WOLVERINE SECURITIES, LLC|25737
HDSN|HUDSON TECH INC|XIST|INSTINET, LLC|25200
HDSN|HUDSON TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|131000
HDSN|HUDSON TECH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|300
HDSN|HUDSON TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3300
HDV|ISHARES CORE HIGH DV|AGIS|Aegis Capital Corp.|265
HDV|ISHARES CORE HIGH DV|APCC|Apex Clearing Corporation|747
HDV|ISHARES CORE HIGH DV|BALE|M&T SECURITIES, INC.|194
HDV|ISHARES CORE HIGH DV|BANK|Primevest Financial Services, Inc.|2251
HDV|ISHARES CORE HIGH DV|BARD|Robert W. Baird & Co. Incorporated|3072
HDV|ISHARES CORE HIGH DV|BATM|CBOE TRADING, INC.|1151
HDV|ISHARES CORE HIGH DV|BBNT|BB&T SECURITIES, LLC|2635
HDV|ISHARES CORE HIGH DV|BERN|Sanford C. Bernstein & Co., LLC|171
HDV|ISHARES CORE HIGH DV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22544
HDV|ISHARES CORE HIGH DV|BTIG|BTIG, LLC|4737
HDV|ISHARES CORE HIGH DV|CANT|Cantor Fitzgerald & Co.|9
HDV|ISHARES CORE HIGH DV|CHAS|Charles Schwab & Co., Inc.|218
HDV|ISHARES CORE HIGH DV|CIST|Capital Institutional Services, Inc.|745
HDV|ISHARES CORE HIGH DV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
HDV|ISHARES CORE HIGH DV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15416
HDV|ISHARES CORE HIGH DV|CSIN|Citadel Securities Institutional LLC|151894
HDV|ISHARES CORE HIGH DV|CTDL|Citadel Derivatives Group Llc|155122
HDV|ISHARES CORE HIGH DV|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
HDV|ISHARES CORE HIGH DV|DADA|D.A. Davidson & Co.|460
HDV|ISHARES CORE HIGH DV|DBAB|Deutsche Bank Securities Inc.|1732
HDV|ISHARES CORE HIGH DV|DBAX|Deutsche Bank Securities Inc.|5100
HDV|ISHARES CORE HIGH DV|DEAN|MORGAN STANLEY|25546
HDV|ISHARES CORE HIGH DV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25599
HDV|ISHARES CORE HIGH DV|EBXL|EBX LLC|24600
HDV|ISHARES CORE HIGH DV|ECUT|CONVERGEX EXECUTION SOLUTIONS|8587
HDV|ISHARES CORE HIGH DV|EDJO|Edward D. Jones & Co., L.P.|55503
HDV|ISHARES CORE HIGH DV|EGAM|CBOE TRADING, INC.|7542
HDV|ISHARES CORE HIGH DV|EGXM|CBOE TRADING, INC.|233
HDV|ISHARES CORE HIGH DV|ETBE|Electronic Transaction Clearing, Inc.|1699
HDV|ISHARES CORE HIGH DV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2082
HDV|ISHARES CORE HIGH DV|ETRS|E*Trade Securities LLC|44499
HDV|ISHARES CORE HIGH DV|FBSB|U.S. Bancorp Investments, Inc.|1112
HDV|ISHARES CORE HIGH DV|FIDT|Fidelity Clearing Canada ULC./ CDS|13
HDV|ISHARES CORE HIGH DV|FILL|Tradestation Securities, Inc.|4999
HDV|ISHARES CORE HIGH DV|FINX|FINTECH SECURITIES|175
HDV|ISHARES CORE HIGH DV|FMAF|NBCN Inc./ CDS|4030
HDV|ISHARES CORE HIGH DV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7045
HDV|ISHARES CORE HIGH DV|FTBR|Foliofn Investments, Inc.|357
HDV|ISHARES CORE HIGH DV|GBMT|GBM International, Inc.|800
HDV|ISHARES CORE HIGH DV|GLIS|TD Securities Inc|505
HDV|ISHARES CORE HIGH DV|GLPX|ACS EXECUTION SERVICES, LLC|565
HDV|ISHARES CORE HIGH DV|GSCO|GOLDMAN SACHS & CO. LLC|29400
HDV|ISHARES CORE HIGH DV|GSLT|GOLDMAN SACHS & CO. LLC|3172
HDV|ISHARES CORE HIGH DV|GTSZ|GTS SECURITIES LLC|9053
HDV|ISHARES CORE HIGH DV|HASF|Haywood Securities Inc./CDS|21
HDV|ISHARES CORE HIGH DV|HRBF|American Enterprise Investment Services Inc.|148934
HDV|ISHARES CORE HIGH DV|IATS|INTERACTIVE BROKERS LLC|1694
HDV|ISHARES CORE HIGH DV|IBKR|Interactive Brokers Llc|10149
HDV|ISHARES CORE HIGH DV|ICBX|INSTINET, LLC|14100
HDV|ISHARES CORE HIGH DV|INCA|INSTINET, LLC|1820
HDV|ISHARES CORE HIGH DV|ITGI|ITG Inc.|5013
HDV|ISHARES CORE HIGH DV|ITGP|ITG INC.|2400
HDV|ISHARES CORE HIGH DV|JANY|Janney Montgomery Scott Inc.|17993
HDV|ISHARES CORE HIGH DV|JMPT|JUMP TRADING, LLC|875
HDV|ISHARES CORE HIGH DV|JPMX|J.P. Morgan Securities LLC|3252
HDV|ISHARES CORE HIGH DV|JSJX|JANE STREET CAPITAL LLC|193176
HDV|ISHARES CORE HIGH DV|KCGM|VIRTU Americas LLC|2497
HDV|ISHARES CORE HIGH DV|LEHM|Barclays Capital Inc./Le|607779
HDV|ISHARES CORE HIGH DV|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|15361
HDV|ISHARES CORE HIGH DV|LIME|Lime Brokerage LLC|11768
HDV|ISHARES CORE HIGH DV|MACC|Mid Atlantic Capital Corporation|3027
HDV|ISHARES CORE HIGH DV|MAXM|Maxim Group LLC|75
HDV|ISHARES CORE HIGH DV|MCMF|Raymond James Ltd. Cds|200
HDV|ISHARES CORE HIGH DV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
HDV|ISHARES CORE HIGH DV|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
HDV|ISHARES CORE HIGH DV|MOTF|MOTIF INVESTING, INC.|5
HDV|ISHARES CORE HIGH DV|MSCO|MORGAN STANLEY & CO. LLC|95117
HDV|ISHARES CORE HIGH DV|MSPL|MORGAN STANLEY & CO. LLC|2400
HDV|ISHARES CORE HIGH DV|MSTX|MORGAN STANLEY & CO. LLC|200
HDV|ISHARES CORE HIGH DV|NATL|National Securities Corporation|85
HDV|ISHARES CORE HIGH DV|NBCS|NBC Securities, INC.|30
HDV|ISHARES CORE HIGH DV|NFSC|National Financial Services LLC|472210
HDV|ISHARES CORE HIGH DV|NITE|VIRTU Americas LLC|489998
HDV|ISHARES CORE HIGH DV|NQRB|Brut, LLC|1372
HDV|ISHARES CORE HIGH DV|NTBF|BMO Nesbitt Burns Inc./CDS|245
HDV|ISHARES CORE HIGH DV|OPCO|Oppenheimer & Co. Inc.|2888
HDV|ISHARES CORE HIGH DV|PWJC|UBS Financial Services, Inc.|168
HDV|ISHARES CORE HIGH DV|RBCM|RBC CAPITAL MARKETS, LLC|21796
HDV|ISHARES CORE HIGH DV|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|700
HDV|ISHARES CORE HIGH DV|SALI|INTL FCSTONE FINANCIAL INC.|447
HDV|ISHARES CORE HIGH DV|SBSH|Citigroup Global Markets Inc.|4160
HDV|ISHARES CORE HIGH DV|SGMT|GOLDMAN SACHS & CO. LLC|12961
HDV|ISHARES CORE HIGH DV|SPHN|Stephens Inc.|2127
HDV|ISHARES CORE HIGH DV|STFL|Stifel, Nicolaus & Company, Incorporated|1972
HDV|ISHARES CORE HIGH DV|STRS|STRATEGAS RESEARCH PARTNERS|200
HDV|ISHARES CORE HIGH DV|SWIM|TD Ameritrade, Inc.|6448
HDV|ISHARES CORE HIGH DV|SWST|Hilltop Securities Inc.|572
HDV|ISHARES CORE HIGH DV|TAGC|TELSEY ADVISORY GROUP LLC|300
HDV|ISHARES CORE HIGH DV|TKNG|ALLY INVEST SECURITIES LLC|4
HDV|ISHARES CORE HIGH DV|TRBT|Tradebot Systems, Inc.|53159
HDV|ISHARES CORE HIGH DV|TRCM|TRC MARKETS LLC|589
HDV|ISHARES CORE HIGH DV|TWTT|TASTYWORKS, INC.|150
HDV|ISHARES CORE HIGH DV|UBSA|UBS SECURITIES LLC|32664
HDV|ISHARES CORE HIGH DV|UBSS|UBS Securities LLC|941326
HDV|ISHARES CORE HIGH DV|VALX|VIRTU AMERICAS LLC|5703
HDV|ISHARES CORE HIGH DV|VGRD|Vanguard Marketing Corporation|65646
HDV|ISHARES CORE HIGH DV|VSIN|Vision Financial Markets Llc|2
HDV|ISHARES CORE HIGH DV|WABR|Wall Street Access|4744
HDV|ISHARES CORE HIGH DV|WBPX|SUMMIT SECURITIES GROUP, LLC|100
HDV|ISHARES CORE HIGH DV|WCHV|WELLS FARGO SECURITIES, LLC|98838
HDV|ISHARES CORE HIGH DV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1996
HDV|ISHARES CORE HIGH DV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1334
HDV|ISHARES CORE HIGH DV|WGIF|CIBC World Markets Inc.|2012
HDV|ISHARES CORE HIGH DV|WLTH|WEALTHFRONT BROKERAGE CORPORATION|73
HDV|ISHARES CORE HIGH DV|WSEA|WOLVERINE SECURITIES, LLC|1209
HDV|ISHARES CORE HIGH DV|XSTM|NATIONAL FINANCIAL SERVICES LLC|470
HDV|ISHARES CORE HIGH DV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73074
HE|HAWAIIAN ELEC INDS|ALTX|Alternet Securities Inc.|4334
HE|HAWAIIAN ELEC INDS|APCC|Apex Clearing Corporation|536
HE|HAWAIIAN ELEC INDS|BANK|Primevest Financial Services, Inc.|5527
HE|HAWAIIAN ELEC INDS|BARD|Robert W. Baird & Co. Incorporated|2171
HE|HAWAIIAN ELEC INDS|BATM|CBOE TRADING, INC.|5121
HE|HAWAIIAN ELEC INDS|BBNT|BB&T SECURITIES, LLC|173
HE|HAWAIIAN ELEC INDS|BERN|Sanford C. Bernstein & Co., LLC|1278
HE|HAWAIIAN ELEC INDS|BIDS|BIDS TRADING L.P.|1000
HE|HAWAIIAN ELEC INDS|BKCM|BNY Mellon Capital Markets LLC|20526
HE|HAWAIIAN ELEC INDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11942
HE|HAWAIIAN ELEC INDS|BNPX|BNP PARIBAS SECURITIES CORP.|3631
HE|HAWAIIAN ELEC INDS|BRVL|BLAYLOCK VAN, LLC|2200
HE|HAWAIIAN ELEC INDS|BTIG|BTIG, LLC|2295
HE|HAWAIIAN ELEC INDS|BYXM|CBOE TRADING, INC.|433
HE|HAWAIIAN ELEC INDS|BZYD|GOLDMAN SACHS & CO. LLC|3673
HE|HAWAIIAN ELEC INDS|CANT|Cantor Fitzgerald & Co.|88
HE|HAWAIIAN ELEC INDS|CHAS|Charles Schwab & Co., Inc.|416
HE|HAWAIIAN ELEC INDS|CIBP|CIBC World Markets Corp.|49300
HE|HAWAIIAN ELEC INDS|CIST|Capital Institutional Services, Inc.|2845
HE|HAWAIIAN ELEC INDS|CLSA|CLSA AMERICAS, LLC|50100
HE|HAWAIIAN ELEC INDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|144337
HE|HAWAIIAN ELEC INDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
HE|HAWAIIAN ELEC INDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|423
HE|HAWAIIAN ELEC INDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|118747
HE|HAWAIIAN ELEC INDS|CTDL|Citadel Derivatives Group Llc|1918
HE|HAWAIIAN ELEC INDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|9920
HE|HAWAIIAN ELEC INDS|DADA|D.A. Davidson & Co.|50
HE|HAWAIIAN ELEC INDS|DAVA|Davenport & Company LLC|1
HE|HAWAIIAN ELEC INDS|DBAB|Deutsche Bank Securities Inc.|277090
HE|HAWAIIAN ELEC INDS|DBAX|Deutsche Bank Securities Inc.|78800
HE|HAWAIIAN ELEC INDS|DEAN|MORGAN STANLEY|4741
HE|HAWAIIAN ELEC INDS|EBXL|EBX LLC|96800
HE|HAWAIIAN ELEC INDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2991
HE|HAWAIIAN ELEC INDS|EDJO|Edward D. Jones & Co., L.P.|6517
HE|HAWAIIAN ELEC INDS|EGAM|CBOE TRADING, INC.|2959
HE|HAWAIIAN ELEC INDS|EGMT|EG MARKET TECHNOLOGIES LLC|200
HE|HAWAIIAN ELEC INDS|EGXM|CBOE TRADING, INC.|3301
HE|HAWAIIAN ELEC INDS|ETBE|Electronic Transaction Clearing, Inc.|4246
HE|HAWAIIAN ELEC INDS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2500
HE|HAWAIIAN ELEC INDS|ETCC|Electronic Transaction Clearing, Inc.|80
HE|HAWAIIAN ELEC INDS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2100
HE|HAWAIIAN ELEC INDS|ETRS|E*Trade Securities LLC|10897
HE|HAWAIIAN ELEC INDS|FBSB|U.S. Bancorp Investments, Inc.|18
HE|HAWAIIAN ELEC INDS|FILL|Tradestation Securities, Inc.|259
HE|HAWAIIAN ELEC INDS|FINX|FINTECH SECURITIES|8
HE|HAWAIIAN ELEC INDS|FMAF|NBCN Inc./ CDS|277
HE|HAWAIIAN ELEC INDS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6611
HE|HAWAIIAN ELEC INDS|FQLS|Quantlab Securities LP|102991
HE|HAWAIIAN ELEC INDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100993
HE|HAWAIIAN ELEC INDS|FTBR|Foliofn Investments, Inc.|6419
HE|HAWAIIAN ELEC INDS|GEBB|GLOBAL EXECUTION BROKERS, LP|4006
HE|HAWAIIAN ELEC INDS|GLIS|TD Securities Inc|40
HE|HAWAIIAN ELEC INDS|GLPX|ACS EXECUTION SERVICES, LLC|2367
HE|HAWAIIAN ELEC INDS|GSCO|GOLDMAN SACHS & CO. LLC|529940
HE|HAWAIIAN ELEC INDS|GSCS|GOLDMAN SACHS & CO. LLC|1300
HE|HAWAIIAN ELEC INDS|GSLT|GOLDMAN SACHS & CO. LLC|7474
HE|HAWAIIAN ELEC INDS|GTSZ|GTS SECURITIES LLC|42904
HE|HAWAIIAN ELEC INDS|HRBF|American Enterprise Investment Services Inc.|6861
HE|HAWAIIAN ELEC INDS|HSBC|HSBC Securities, Inc.|100
HE|HAWAIIAN ELEC INDS|IATS|INTERACTIVE BROKERS LLC|1074
HE|HAWAIIAN ELEC INDS|IBKR|Interactive Brokers Llc|1619
HE|HAWAIIAN ELEC INDS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4995
HE|HAWAIIAN ELEC INDS|ICBX|INSTINET, LLC|31000
HE|HAWAIIAN ELEC INDS|IEQY|CITADEL SECURITIES LLC|20938
HE|HAWAIIAN ELEC INDS|INCA|INSTINET, LLC|77906
HE|HAWAIIAN ELEC INDS|INJX|INSTINET, LLC|9490
HE|HAWAIIAN ELEC INDS|ITGI|ITG Inc.|13194
HE|HAWAIIAN ELEC INDS|ITGP|ITG INC.|59000
HE|HAWAIIAN ELEC INDS|JANY|Janney Montgomery Scott Inc.|148
HE|HAWAIIAN ELEC INDS|JEFF|JEFFERIES LLC|104143
HE|HAWAIIAN ELEC INDS|JMPT|JUMP TRADING, LLC|17468
HE|HAWAIIAN ELEC INDS|JONE|JonesTrading|12775
HE|HAWAIIAN ELEC INDS|JPBX|J.P. MORGAN SECURITIES LLC|31653
HE|HAWAIIAN ELEC INDS|JPMX|J.P. Morgan Securities LLC|119343
HE|HAWAIIAN ELEC INDS|JSJX|JANE STREET CAPITAL LLC|18716
HE|HAWAIIAN ELEC INDS|KCGM|VIRTU Americas LLC|10225
HE|HAWAIIAN ELEC INDS|LEHM|Barclays Capital Inc./Le|249756
HE|HAWAIIAN ELEC INDS|LIME|Lime Brokerage LLC|12656
HE|HAWAIIAN ELEC INDS|LOOP|Loop Capital Markets LLC|2337
HE|HAWAIIAN ELEC INDS|LSCI|Lek Securities Corporation|100
HE|HAWAIIAN ELEC INDS|MCBT|Moors & Cabot, Inc.|95
HE|HAWAIIAN ELEC INDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115530
HE|HAWAIIAN ELEC INDS|MOTF|MOTIF INVESTING, INC.|3
HE|HAWAIIAN ELEC INDS|MSCO|MORGAN STANLEY & CO. LLC|523565
HE|HAWAIIAN ELEC INDS|MSPL|MORGAN STANLEY & CO. LLC|158700
HE|HAWAIIAN ELEC INDS|MSTX|MORGAN STANLEY & CO. LLC|77700
HE|HAWAIIAN ELEC INDS|NEUB|NEUBERGER BERMAN BD LLC|122
HE|HAWAIIAN ELEC INDS|NFSC|National Financial Services LLC|93223
HE|HAWAIIAN ELEC INDS|NITE|VIRTU Americas LLC|201388
HE|HAWAIIAN ELEC INDS|NITP|VIRTU Americas LLC|830
HE|HAWAIIAN ELEC INDS|NQRB|Brut, LLC|9861
HE|HAWAIIAN ELEC INDS|NTRC|Northern Trust Securities, Inc.|500
HE|HAWAIIAN ELEC INDS|OPCO|Oppenheimer & Co. Inc.|607
HE|HAWAIIAN ELEC INDS|PDQM|CODA MARKETS, INC.|18345
HE|HAWAIIAN ELEC INDS|PWJC|UBS Financial Services, Inc.|1305
HE|HAWAIIAN ELEC INDS|RBCM|RBC CAPITAL MARKETS, LLC|5665
HE|HAWAIIAN ELEC INDS|SAGW|SAGETRADER, LLC|6
HE|HAWAIIAN ELEC INDS|SBSH|Citigroup Global Markets Inc.|35607
HE|HAWAIIAN ELEC INDS|SEIC|SEI Investments Distribution Co.|300
HE|HAWAIIAN ELEC INDS|SGMT|GOLDMAN SACHS & CO. LLC|29820
HE|HAWAIIAN ELEC INDS|SPDR|SPEEDROUTE LLC|3008
HE|HAWAIIAN ELEC INDS|SPHN|Stephens Inc.|20
HE|HAWAIIAN ELEC INDS|STFL|Stifel, Nicolaus & Company, Incorporated|2879
HE|HAWAIIAN ELEC INDS|STKP|STOCKPILE INVESTMENTS, INC.|4
HE|HAWAIIAN ELEC INDS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3114
HE|HAWAIIAN ELEC INDS|SWIM|TD Ameritrade, Inc.|325
HE|HAWAIIAN ELEC INDS|SWST|Hilltop Securities Inc.|3715
HE|HAWAIIAN ELEC INDS|TKNG|ALLY INVEST SECURITIES LLC|100
HE|HAWAIIAN ELEC INDS|TMBR|Timber Hill LLC|100
HE|HAWAIIAN ELEC INDS|TRBT|Tradebot Systems, Inc.|103653
HE|HAWAIIAN ELEC INDS|TRCM|TRC MARKETS LLC|43291
HE|HAWAIIAN ELEC INDS|UBSA|UBS SECURITIES LLC|228396
HE|HAWAIIAN ELEC INDS|UBSS|UBS Securities LLC|241760
HE|HAWAIIAN ELEC INDS|VALX|VIRTU AMERICAS LLC|7660
HE|HAWAIIAN ELEC INDS|VGRD|Vanguard Marketing Corporation|4374
HE|HAWAIIAN ELEC INDS|WBPX|SUMMIT SECURITIES GROUP, LLC|2621
HE|HAWAIIAN ELEC INDS|WCHV|WELLS FARGO SECURITIES, LLC|193425
HE|HAWAIIAN ELEC INDS|WDNX|WEEDEN & CO.L.P.|286
HE|HAWAIIAN ELEC INDS|WEDB|WEDBUSH SECURITIES INC.|2844
HE|HAWAIIAN ELEC INDS|WEED|Weeden & Co.L.P.|423
HE|HAWAIIAN ELEC INDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|228
HE|HAWAIIAN ELEC INDS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71
HE|HAWAIIAN ELEC INDS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|297
HE|HAWAIIAN ELEC INDS|WSEA|WOLVERINE SECURITIES, LLC|431
HE|HAWAIIAN ELEC INDS|XIST|INSTINET, LLC|32400
HE|HAWAIIAN ELEC INDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4762
HE|HAWAIIAN ELEC INDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10668
HE$U|HECO CAP III 6.50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
HE$U|HECO CAP III 6.50|DEAN|MORGAN STANLEY|1000
HE$U|HECO CAP III 6.50|IBKR|Interactive Brokers Llc|574
HE$U|HECO CAP III 6.50|LIME|Lime Brokerage LLC|100
HE$U|HECO CAP III 6.50|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HE$U|HECO CAP III 6.50|MSCO|MORGAN STANLEY & CO. LLC|500
HE$U|HECO CAP III 6.50|NFSC|National Financial Services LLC|120
HE$U|HECO CAP III 6.50|NITE|VIRTU Americas LLC|3517
HE$U|HECO CAP III 6.50|NQRB|Brut, LLC|679
HE$U|HECO CAP III 6.50|RBCM|RBC CAPITAL MARKETS, LLC|400
HE$U|HECO CAP III 6.50|STFL|Stifel, Nicolaus & Company, Incorporated|921
HE$U|HECO CAP III 6.50|TKNG|ALLY INVEST SECURITIES LLC|100
HE$U|HECO CAP III 6.50|UBSS|UBS Securities LLC|160
HE$U|HECO CAP III 6.50|VGRD|Vanguard Marketing Corporation|270
HE$U|HECO CAP III 6.50|WCHV|WELLS FARGO SECURITIES, LLC|1053
HE$U|HECO CAP III 6.50|WSEA|WOLVERINE SECURITIES, LLC|406
HE$U|HECO CAP III 6.50|YLPL|Linsco/Private Ledger Financial Services, Incorporated|160
HEAR|TURTLE BEACH CORP CM|ADAM|CANACCORD GENUITY INC.|2149
HEAR|TURTLE BEACH CORP CM|AGIS|Aegis Capital Corp.|8238
HEAR|TURTLE BEACH CORP CM|ALTX|Alternet Securities Inc.|15120
HEAR|TURTLE BEACH CORP CM|APCC|Apex Clearing Corporation|59291
HEAR|TURTLE BEACH CORP CM|BANK|Primevest Financial Services, Inc.|6322
HEAR|TURTLE BEACH CORP CM|BARD|Robert W. Baird & Co. Incorporated|7850
HEAR|TURTLE BEACH CORP CM|BATM|CBOE TRADING, INC.|3294
HEAR|TURTLE BEACH CORP CM|BAYC|BAY CREST PARTNERS, LLC|3264
HEAR|TURTLE BEACH CORP CM|BAYT|BTIG, LLC|22509
HEAR|TURTLE BEACH CORP CM|BBNT|BB&T SECURITIES, LLC|7896
HEAR|TURTLE BEACH CORP CM|BIAD|SAGETRADER, LLC|1
HEAR|TURTLE BEACH CORP CM|BIDS|BIDS TRADING L.P.|100
HEAR|TURTLE BEACH CORP CM|BIMI|Banca IMI Securities Corp.|12179
HEAR|TURTLE BEACH CORP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54778
HEAR|TURTLE BEACH CORP CM|BMOC|BMO Capital Markets Corp.|592
HEAR|TURTLE BEACH CORP CM|BNPX|BNP PARIBAS SECURITIES CORP.|616
HEAR|TURTLE BEACH CORP CM|BRGE|Newbridge Securities Corp.|1700
HEAR|TURTLE BEACH CORP CM|BTIG|BTIG, LLC|4744
HEAR|TURTLE BEACH CORP CM|BYXM|CBOE TRADING, INC.|4395
HEAR|TURTLE BEACH CORP CM|CANT|Cantor Fitzgerald & Co.|1682
HEAR|TURTLE BEACH CORP CM|CHAS|Charles Schwab & Co., Inc.|39274
HEAR|TURTLE BEACH CORP CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|300
HEAR|TURTLE BEACH CORP CM|CNTR|PRECISION SECURITIES, LLC|200
HEAR|TURTLE BEACH CORP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|79954
HEAR|TURTLE BEACH CORP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34074
HEAR|TURTLE BEACH CORP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|189805
HEAR|TURTLE BEACH CORP CM|CRFN|ROBINHOOD FINANCIAL, LLC|25
HEAR|TURTLE BEACH CORP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|347958
HEAR|TURTLE BEACH CORP CM|CTDL|Citadel Derivatives Group Llc|23232
HEAR|TURTLE BEACH CORP CM|CTLR|CUTLER GROUP, LP|900
HEAR|TURTLE BEACH CORP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|31102
HEAR|TURTLE BEACH CORP CM|DAVA|Davenport & Company LLC|450
HEAR|TURTLE BEACH CORP CM|DBAB|Deutsche Bank Securities Inc.|290296
HEAR|TURTLE BEACH CORP CM|DBAX|Deutsche Bank Securities Inc.|128600
HEAR|TURTLE BEACH CORP CM|DEAN|MORGAN STANLEY|25141
HEAR|TURTLE BEACH CORP CM|DEGS|RONIN PROFESSIONAL LLC|77521
HEAR|TURTLE BEACH CORP CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|97694
HEAR|TURTLE BEACH CORP CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3522
HEAR|TURTLE BEACH CORP CM|EBXL|EBX LLC|164500
HEAR|TURTLE BEACH CORP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|51129
HEAR|TURTLE BEACH CORP CM|EDJO|Edward D. Jones & Co., L.P.|7234
HEAR|TURTLE BEACH CORP CM|EGAM|CBOE TRADING, INC.|22427
HEAR|TURTLE BEACH CORP CM|EGAW|CBOE TRADING, INC.|670
HEAR|TURTLE BEACH CORP CM|EGMT|EG MARKET TECHNOLOGIES LLC|300
HEAR|TURTLE BEACH CORP CM|EGXM|CBOE TRADING, INC.|23436
HEAR|TURTLE BEACH CORP CM|EGXW|CBOE TRADING, INC.|1200
HEAR|TURTLE BEACH CORP CM|ETBE|Electronic Transaction Clearing, Inc.|33282
HEAR|TURTLE BEACH CORP CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5769
HEAR|TURTLE BEACH CORP CM|ETCB|ETC BROKERAGE SERVICES, LLC|1200
HEAR|TURTLE BEACH CORP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41311
HEAR|TURTLE BEACH CORP CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
HEAR|TURTLE BEACH CORP CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3060
HEAR|TURTLE BEACH CORP CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1377
HEAR|TURTLE BEACH CORP CM|ETRS|E*Trade Securities LLC|2207063
HEAR|TURTLE BEACH CORP CM|FBCO|Credit Suisse Securities (USA) LLC|407409
HEAR|TURTLE BEACH CORP CM|FBSB|U.S. Bancorp Investments, Inc.|250
HEAR|TURTLE BEACH CORP CM|FILL|Tradestation Securities, Inc.|165422
HEAR|TURTLE BEACH CORP CM|FMAF|NBCN Inc./ CDS|15988
HEAR|TURTLE BEACH CORP CM|FOMA|TD AMERITRADE CLEARING, INC.|3983313
HEAR|TURTLE BEACH CORP CM|FORD|Fordham Financial Management, Inc.|600
HEAR|TURTLE BEACH CORP CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|316
HEAR|TURTLE BEACH CORP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|182400
HEAR|TURTLE BEACH CORP CM|FTBR|Foliofn Investments, Inc.|21247
HEAR|TURTLE BEACH CORP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|23523
HEAR|TURTLE BEACH CORP CM|GLIS|TD Securities Inc|613
HEAR|TURTLE BEACH CORP CM|GLPX|ACS EXECUTION SERVICES, LLC|377583
HEAR|TURTLE BEACH CORP CM|GSCO|GOLDMAN SACHS & CO. LLC|595272
HEAR|TURTLE BEACH CORP CM|GSCS|GOLDMAN SACHS & CO. LLC|158416
HEAR|TURTLE BEACH CORP CM|GSLT|GOLDMAN SACHS & CO. LLC|61725
HEAR|TURTLE BEACH CORP CM|GTSZ|GTS SECURITIES LLC|162220
HEAR|TURTLE BEACH CORP CM|HAPX|HAP Trading, LLC|500
HEAR|TURTLE BEACH CORP CM|HASF|Haywood Securities Inc./CDS|350
HEAR|TURTLE BEACH CORP CM|HRBF|American Enterprise Investment Services Inc.|13300
HEAR|TURTLE BEACH CORP CM|HSBC|HSBC Securities, Inc.|216
HEAR|TURTLE BEACH CORP CM|IATS|INTERACTIVE BROKERS LLC|353668
HEAR|TURTLE BEACH CORP CM|IBKR|Interactive Brokers Llc|1967527
HEAR|TURTLE BEACH CORP CM|ICBX|INSTINET, LLC|72630
HEAR|TURTLE BEACH CORP CM|IEQY|CITADEL SECURITIES LLC|8571
HEAR|TURTLE BEACH CORP CM|INCA|INSTINET, LLC|834425
HEAR|TURTLE BEACH CORP CM|INJX|INSTINET, LLC|23713
HEAR|TURTLE BEACH CORP CM|ITGI|ITG Inc.|52904
HEAR|TURTLE BEACH CORP CM|ITGP|ITG INC.|83800
HEAR|TURTLE BEACH CORP CM|JANY|Janney Montgomery Scott Inc.|1225
HEAR|TURTLE BEACH CORP CM|JEFF|JEFFERIES LLC|104658
HEAR|TURTLE BEACH CORP CM|JMPT|JUMP TRADING, LLC|32024
HEAR|TURTLE BEACH CORP CM|JONE|JonesTrading|10313
HEAR|TURTLE BEACH CORP CM|JPBX|J.P. MORGAN SECURITIES LLC|1400
HEAR|TURTLE BEACH CORP CM|JPMX|J.P. Morgan Securities LLC|321545
HEAR|TURTLE BEACH CORP CM|JRCO|Johnson Rice & Company L.L.C.|1000
HEAR|TURTLE BEACH CORP CM|JSCL|JOSEPH STONE CAPITAL L.L.C.|8188
HEAR|TURTLE BEACH CORP CM|JSJX|JANE STREET CAPITAL LLC|59303
HEAR|TURTLE BEACH CORP CM|KCGM|VIRTU Americas LLC|92528
HEAR|TURTLE BEACH CORP CM|KCRD|PHX FINANCIAL, INC.|73467
HEAR|TURTLE BEACH CORP CM|LEHM|Barclays Capital Inc./Le|558185
HEAR|TURTLE BEACH CORP CM|LIME|Lime Brokerage LLC|323812
HEAR|TURTLE BEACH CORP CM|LIWE|LIME BROKERAGE LLC|6600
HEAR|TURTLE BEACH CORP CM|LMGP|LIME BROKERAGE LLC|21900
HEAR|TURTLE BEACH CORP CM|LOOP|Loop Capital Markets LLC|9579
HEAR|TURTLE BEACH CORP CM|LSCI|Lek Securities Corporation|72998
HEAR|TURTLE BEACH CORP CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4910
HEAR|TURTLE BEACH CORP CM|MAXM|Maxim Group LLC|18466
HEAR|TURTLE BEACH CORP CM|MBTS|ALLY INVEST SECURITIES LLC|4410
HEAR|TURTLE BEACH CORP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98590
HEAR|TURTLE BEACH CORP CM|MOTF|MOTIF INVESTING, INC.|27
HEAR|TURTLE BEACH CORP CM|MSCO|MORGAN STANLEY & CO. LLC|2917557
HEAR|TURTLE BEACH CORP CM|MSPL|MORGAN STANLEY & CO. LLC|148400
HEAR|TURTLE BEACH CORP CM|MSTX|MORGAN STANLEY & CO. LLC|86200
HEAR|TURTLE BEACH CORP CM|NATL|National Securities Corporation|5400
HEAR|TURTLE BEACH CORP CM|NFSC|National Financial Services LLC|3217474
HEAR|TURTLE BEACH CORP CM|NITE|VIRTU Americas LLC|6182317
HEAR|TURTLE BEACH CORP CM|NITP|VIRTU Americas LLC|750
HEAR|TURTLE BEACH CORP CM|NQRB|Brut, LLC|9033
HEAR|TURTLE BEACH CORP CM|NTRC|Northern Trust Securities, Inc.|50568
HEAR|TURTLE BEACH CORP CM|OPCO|Oppenheimer & Co. Inc.|2533
HEAR|TURTLE BEACH CORP CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|525000
HEAR|TURTLE BEACH CORP CM|PCFF|Pacific International Securities Inc./CDS|3899
HEAR|TURTLE BEACH CORP CM|PCPT|PHILLIP CAPITAL INC.|2000
HEAR|TURTLE BEACH CORP CM|PDQM|CODA MARKETS, INC.|350866
HEAR|TURTLE BEACH CORP CM|PHLY|NASDAQ Execution Services, LLC|39800
HEAR|TURTLE BEACH CORP CM|PICT|Pictet Overseas Inc.|925
HEAR|TURTLE BEACH CORP CM|POIN|PRECISION SECURITIES, LLC (POIN)|2400
HEAR|TURTLE BEACH CORP CM|PWJC|UBS Financial Services, Inc.|25910
HEAR|TURTLE BEACH CORP CM|RAJA|Raymond James & Associates, Inc.|48249
HEAR|TURTLE BEACH CORP CM|RBCM|RBC CAPITAL MARKETS, LLC|35033
HEAR|TURTLE BEACH CORP CM|RGLD|Regal Securities, Inc|275
HEAR|TURTLE BEACH CORP CM|ROTH|Roth Capital Partners, LLC|100
HEAR|TURTLE BEACH CORP CM|SAGL|SAGETRADER, LLC|23804
HEAR|TURTLE BEACH CORP CM|SALI|INTL FCSTONE FINANCIAL INC.|1000
HEAR|TURTLE BEACH CORP CM|SBSH|Citigroup Global Markets Inc.|235580
HEAR|TURTLE BEACH CORP CM|SEIC|SEI Investments Distribution Co.|400
HEAR|TURTLE BEACH CORP CM|SGMT|GOLDMAN SACHS & CO. LLC|129467
HEAR|TURTLE BEACH CORP CM|SOGO|Wang Investment Associates, Inc.|1130
HEAR|TURTLE BEACH CORP CM|SPDR|SPEEDROUTE LLC|113861
HEAR|TURTLE BEACH CORP CM|SPHN|Stephens Inc.|50
HEAR|TURTLE BEACH CORP CM|SPTD|MINT GLOBAL MARKETS, INC.|9773
HEAR|TURTLE BEACH CORP CM|STFL|Stifel, Nicolaus & Company, Incorporated|10035
HEAR|TURTLE BEACH CORP CM|STKP|STOCKPILE INVESTMENTS, INC.|1680
HEAR|TURTLE BEACH CORP CM|STXG|Stockcross Financial Services, Inc.|250
HEAR|TURTLE BEACH CORP CM|SWIM|TD Ameritrade, Inc.|2355961
HEAR|TURTLE BEACH CORP CM|SWST|Hilltop Securities Inc.|9359
HEAR|TURTLE BEACH CORP CM|TDFS|TRADERFIELD SECURITIES INC.|10333
HEAR|TURTLE BEACH CORP CM|TKNG|ALLY INVEST SECURITIES LLC|77810
HEAR|TURTLE BEACH CORP CM|TRBT|Tradebot Systems, Inc.|162789
HEAR|TURTLE BEACH CORP CM|TRCM|TRC MARKETS LLC|100183
HEAR|TURTLE BEACH CORP CM|TWTT|TASTYWORKS, INC.|8345
HEAR|TURTLE BEACH CORP CM|UBSA|UBS SECURITIES LLC|622552
HEAR|TURTLE BEACH CORP CM|UBSS|UBS Securities LLC|1265516
HEAR|TURTLE BEACH CORP CM|VALX|VIRTU AMERICAS LLC|93377
HEAR|TURTLE BEACH CORP CM|VGRD|Vanguard Marketing Corporation|173352
HEAR|TURTLE BEACH CORP CM|VIEW|VIEWTRADE SECURITIES LLC|550
HEAR|TURTLE BEACH CORP CM|WABR|Wall Street Access|7800
HEAR|TURTLE BEACH CORP CM|WCHV|WELLS FARGO SECURITIES, LLC|412565
HEAR|TURTLE BEACH CORP CM|WEDB|WEDBUSH SECURITIES INC.|681222
HEAR|TURTLE BEACH CORP CM|WEED|Weeden & Co.L.P.|10
HEAR|TURTLE BEACH CORP CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|49756
HEAR|TURTLE BEACH CORP CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37470
HEAR|TURTLE BEACH CORP CM|WGIF|CIBC World Markets Inc.|44999
HEAR|TURTLE BEACH CORP CM|WORD|Worden Capital Management LLC|4605
HEAR|TURTLE BEACH CORP CM|WSEA|WOLVERINE SECURITIES, LLC|105094
HEAR|TURTLE BEACH CORP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|33266
HEAR|TURTLE BEACH CORP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|12675
HEAR|TURTLE BEACH CORP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25086
HEB|HEMISPHERX BIOPHARMA|AGIS|Aegis Capital Corp.|40000
HEB|HEMISPHERX BIOPHARMA|APCC|Apex Clearing Corporation|28620
HEB|HEMISPHERX BIOPHARMA|BATM|CBOE TRADING, INC.|1300
HEB|HEMISPHERX BIOPHARMA|BIMI|Banca IMI Securities Corp.|17403
HEB|HEMISPHERX BIOPHARMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12500
HEB|HEMISPHERX BIOPHARMA|BYXM|CBOE TRADING, INC.|100
HEB|HEMISPHERX BIOPHARMA|CANT|Cantor Fitzgerald & Co.|1163
HEB|HEMISPHERX BIOPHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
HEB|HEMISPHERX BIOPHARMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|158269
HEB|HEMISPHERX BIOPHARMA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
HEB|HEMISPHERX BIOPHARMA|CRFN|ROBINHOOD FINANCIAL, LLC|15
HEB|HEMISPHERX BIOPHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15080
HEB|HEMISPHERX BIOPHARMA|CTDL|Citadel Derivatives Group Llc|1874
HEB|HEMISPHERX BIOPHARMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
HEB|HEMISPHERX BIOPHARMA|DBAB|Deutsche Bank Securities Inc.|12395
HEB|HEMISPHERX BIOPHARMA|DBAX|Deutsche Bank Securities Inc.|9500
HEB|HEMISPHERX BIOPHARMA|DEAN|MORGAN STANLEY|2000
HEB|HEMISPHERX BIOPHARMA|EBXL|EBX LLC|8800
HEB|HEMISPHERX BIOPHARMA|EDJO|Edward D. Jones & Co., L.P.|13000
HEB|HEMISPHERX BIOPHARMA|EGAM|CBOE TRADING, INC.|24100
HEB|HEMISPHERX BIOPHARMA|EGXM|CBOE TRADING, INC.|6467
HEB|HEMISPHERX BIOPHARMA|ETRS|E*Trade Securities LLC|799409
HEB|HEMISPHERX BIOPHARMA|FILL|Tradestation Securities, Inc.|22850
HEB|HEMISPHERX BIOPHARMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1148
HEB|HEMISPHERX BIOPHARMA|FTBR|Foliofn Investments, Inc.|2160
HEB|HEMISPHERX BIOPHARMA|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
HEB|HEMISPHERX BIOPHARMA|GLIS|TD Securities Inc|900
HEB|HEMISPHERX BIOPHARMA|GSCO|GOLDMAN SACHS & CO. LLC|3449
HEB|HEMISPHERX BIOPHARMA|GSLT|GOLDMAN SACHS & CO. LLC|1769
HEB|HEMISPHERX BIOPHARMA|HRBF|American Enterprise Investment Services Inc.|39957
HEB|HEMISPHERX BIOPHARMA|IATS|INTERACTIVE BROKERS LLC|3100
HEB|HEMISPHERX BIOPHARMA|IBKR|Interactive Brokers Llc|17731
HEB|HEMISPHERX BIOPHARMA|ICBX|INSTINET, LLC|15770
HEB|HEMISPHERX BIOPHARMA|INCA|INSTINET, LLC|137473
HEB|HEMISPHERX BIOPHARMA|ITGI|ITG Inc.|21500
HEB|HEMISPHERX BIOPHARMA|ITGP|ITG INC.|4400
HEB|HEMISPHERX BIOPHARMA|JMPT|JUMP TRADING, LLC|200
HEB|HEMISPHERX BIOPHARMA|JONE|JonesTrading|266527
HEB|HEMISPHERX BIOPHARMA|JPMX|J.P. Morgan Securities LLC|4926
HEB|HEMISPHERX BIOPHARMA|KCGM|VIRTU Americas LLC|7258
HEB|HEMISPHERX BIOPHARMA|LEHM|Barclays Capital Inc./Le|23590
HEB|HEMISPHERX BIOPHARMA|MAXM|Maxim Group LLC|27021
HEB|HEMISPHERX BIOPHARMA|MBTS|ALLY INVEST SECURITIES LLC|5484
HEB|HEMISPHERX BIOPHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11344
HEB|HEMISPHERX BIOPHARMA|MSCO|MORGAN STANLEY & CO. LLC|240798
HEB|HEMISPHERX BIOPHARMA|MSPL|MORGAN STANLEY & CO. LLC|800
HEB|HEMISPHERX BIOPHARMA|NFSC|National Financial Services LLC|503509
HEB|HEMISPHERX BIOPHARMA|NITE|VIRTU Americas LLC|1454461
HEB|HEMISPHERX BIOPHARMA|NORT|Northland Securities, Inc.|124796
HEB|HEMISPHERX BIOPHARMA|NQRB|Brut, LLC|8535
HEB|HEMISPHERX BIOPHARMA|NTBF|BMO Nesbitt Burns Inc./CDS|10000
HEB|HEMISPHERX BIOPHARMA|PDQM|CODA MARKETS, INC.|48166
HEB|HEMISPHERX BIOPHARMA|SALI|INTL FCSTONE FINANCIAL INC.|7000
HEB|HEMISPHERX BIOPHARMA|SBRX|MURIEL SIEBERT & CO INC|300
HEB|HEMISPHERX BIOPHARMA|SBSH|Citigroup Global Markets Inc.|45522
HEB|HEMISPHERX BIOPHARMA|SGMT|GOLDMAN SACHS & CO. LLC|7482
HEB|HEMISPHERX BIOPHARMA|SPDR|SPEEDROUTE LLC|4350
HEB|HEMISPHERX BIOPHARMA|SPTD|MINT GLOBAL MARKETS, INC.|10000
HEB|HEMISPHERX BIOPHARMA|SWIM|TD Ameritrade, Inc.|486467
HEB|HEMISPHERX BIOPHARMA|SWST|Hilltop Securities Inc.|12300
HEB|HEMISPHERX BIOPHARMA|TKNG|ALLY INVEST SECURITIES LLC|7
HEB|HEMISPHERX BIOPHARMA|TTUC|CUTTONE & CO., INC.|2500
HEB|HEMISPHERX BIOPHARMA|TWTT|TASTYWORKS, INC.|200
HEB|HEMISPHERX BIOPHARMA|UBSA|UBS SECURITIES LLC|57161
HEB|HEMISPHERX BIOPHARMA|UBSS|UBS Securities LLC|170810
HEB|HEMISPHERX BIOPHARMA|VGRD|Vanguard Marketing Corporation|27320
HEB|HEMISPHERX BIOPHARMA|WCHV|WELLS FARGO SECURITIES, LLC|3379
HEB|HEMISPHERX BIOPHARMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|49757
HEB|HEMISPHERX BIOPHARMA|WGIF|CIBC World Markets Inc.|4000
HEB|HEMISPHERX BIOPHARMA|WSEA|WOLVERINE SECURITIES, LLC|74271
HEB|HEMISPHERX BIOPHARMA|WTFS|JUST2TRADE, INC.|348
HEB|HEMISPHERX BIOPHARMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9800
HEBT|HEBRON TECH CMN A|ALTX|Alternet Securities Inc.|3818
HEBT|HEBRON TECH CMN A|APCC|Apex Clearing Corporation|9567
HEBT|HEBRON TECH CMN A|BATM|CBOE TRADING, INC.|150
HEBT|HEBRON TECH CMN A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3273
HEBT|HEBRON TECH CMN A|BYXM|CBOE TRADING, INC.|476
HEBT|HEBRON TECH CMN A|CHAS|Charles Schwab & Co., Inc.|1500
HEBT|HEBRON TECH CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4650
HEBT|HEBRON TECH CMN A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5030
HEBT|HEBRON TECH CMN A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4200
HEBT|HEBRON TECH CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5791
HEBT|HEBRON TECH CMN A|CTDL|Citadel Derivatives Group Llc|793
HEBT|HEBRON TECH CMN A|DBAX|Deutsche Bank Securities Inc.|1300
HEBT|HEBRON TECH CMN A|DEGS|RONIN PROFESSIONAL LLC|2838
HEBT|HEBRON TECH CMN A|EBXL|EBX LLC|1500
HEBT|HEBRON TECH CMN A|EGAM|CBOE TRADING, INC.|4708
HEBT|HEBRON TECH CMN A|EGXM|CBOE TRADING, INC.|521
HEBT|HEBRON TECH CMN A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|254
HEBT|HEBRON TECH CMN A|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2094
HEBT|HEBRON TECH CMN A|ETRS|E*Trade Securities LLC|116364
HEBT|HEBRON TECH CMN A|FBCO|Credit Suisse Securities (USA) LLC|45581
HEBT|HEBRON TECH CMN A|FILL|Tradestation Securities, Inc.|14236
HEBT|HEBRON TECH CMN A|FOMA|TD AMERITRADE CLEARING, INC.|117323
HEBT|HEBRON TECH CMN A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3050
HEBT|HEBRON TECH CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|100
HEBT|HEBRON TECH CMN A|GLPX|ACS EXECUTION SERVICES, LLC|29893
HEBT|HEBRON TECH CMN A|GSCO|GOLDMAN SACHS & CO. LLC|6804
HEBT|HEBRON TECH CMN A|GSLT|GOLDMAN SACHS & CO. LLC|281
HEBT|HEBRON TECH CMN A|GTSZ|GTS SECURITIES LLC|6224
HEBT|HEBRON TECH CMN A|IBKR|Interactive Brokers Llc|682422
HEBT|HEBRON TECH CMN A|ICBX|INSTINET, LLC|2000
HEBT|HEBRON TECH CMN A|INCA|INSTINET, LLC|50567
HEBT|HEBRON TECH CMN A|ITGI|ITG Inc.|8342
HEBT|HEBRON TECH CMN A|ITGP|ITG INC.|4400
HEBT|HEBRON TECH CMN A|JPMX|J.P. Morgan Securities LLC|2098
HEBT|HEBRON TECH CMN A|KCGM|VIRTU Americas LLC|646
HEBT|HEBRON TECH CMN A|LEHM|Barclays Capital Inc./Le|5292
HEBT|HEBRON TECH CMN A|LIME|Lime Brokerage LLC|15961
HEBT|HEBRON TECH CMN A|LSCI|Lek Securities Corporation|200
HEBT|HEBRON TECH CMN A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3438
HEBT|HEBRON TECH CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
HEBT|HEBRON TECH CMN A|MSCO|MORGAN STANLEY & CO. LLC|90473
HEBT|HEBRON TECH CMN A|MSPL|MORGAN STANLEY & CO. LLC|1800
HEBT|HEBRON TECH CMN A|NFSC|National Financial Services LLC|64447
HEBT|HEBRON TECH CMN A|NITE|VIRTU Americas LLC|145675
HEBT|HEBRON TECH CMN A|NQRB|Brut, LLC|7635
HEBT|HEBRON TECH CMN A|PDQM|CODA MARKETS, INC.|30845
HEBT|HEBRON TECH CMN A|RGLD|Regal Securities, Inc|1536
HEBT|HEBRON TECH CMN A|SAGL|SAGETRADER, LLC|8058
HEBT|HEBRON TECH CMN A|SBSH|Citigroup Global Markets Inc.|7702
HEBT|HEBRON TECH CMN A|SGMT|GOLDMAN SACHS & CO. LLC|2360
HEBT|HEBRON TECH CMN A|SPDR|SPEEDROUTE LLC|12859
HEBT|HEBRON TECH CMN A|SWIM|TD Ameritrade, Inc.|62176
HEBT|HEBRON TECH CMN A|TKNG|ALLY INVEST SECURITIES LLC|2460
HEBT|HEBRON TECH CMN A|TRCM|TRC MARKETS LLC|7310
HEBT|HEBRON TECH CMN A|UBSA|UBS SECURITIES LLC|27614
HEBT|HEBRON TECH CMN A|UBSS|UBS Securities LLC|49873
HEBT|HEBRON TECH CMN A|VALX|VIRTU AMERICAS LLC|5939
HEBT|HEBRON TECH CMN A|WEDB|WEDBUSH SECURITIES INC.|3170
HEBT|HEBRON TECH CMN A|WSEA|WOLVERINE SECURITIES, LLC|300
HEBT|HEBRON TECH CMN A|YKNA|COMHAR CAPITAL MARKETS, LLC|4525
HECO|ECOLOGICAL STRATEGY|APCC|Apex Clearing Corporation|18
HECO|ECOLOGICAL STRATEGY|CHAS|Charles Schwab & Co., Inc.|2
HECO|ECOLOGICAL STRATEGY|EDJO|Edward D. Jones & Co., L.P.|56
HECO|ECOLOGICAL STRATEGY|ESPO|ESPOSITO SECURITIES, LLC|1000
HECO|ECOLOGICAL STRATEGY|JANY|Janney Montgomery Scott Inc.|100
HECO|ECOLOGICAL STRATEGY|MSCO|MORGAN STANLEY & CO. LLC|60
HECO|ECOLOGICAL STRATEGY|NFSC|National Financial Services LLC|340
HECO|ECOLOGICAL STRATEGY|NITE|VIRTU Americas LLC|999
HECO|ECOLOGICAL STRATEGY|NITP|VIRTU Americas LLC|70
HECO|ECOLOGICAL STRATEGY|UBSS|UBS Securities LLC|1
HECO|ECOLOGICAL STRATEGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|70
HECO|ECOLOGICAL STRATEGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
HEDJ|WISDOMTREE EURO HEDG|ALTX|Alternet Securities Inc.|5940
HEDJ|WISDOMTREE EURO HEDG|APCC|Apex Clearing Corporation|52
HEDJ|WISDOMTREE EURO HEDG|BANK|Primevest Financial Services, Inc.|920
HEDJ|WISDOMTREE EURO HEDG|BARD|Robert W. Baird & Co. Incorporated|8584
HEDJ|WISDOMTREE EURO HEDG|BATM|CBOE TRADING, INC.|42634
HEDJ|WISDOMTREE EURO HEDG|BBNT|BB&T SECURITIES, LLC|686
HEDJ|WISDOMTREE EURO HEDG|BERN|Sanford C. Bernstein & Co., LLC|13936
HEDJ|WISDOMTREE EURO HEDG|BKCM|BNY Mellon Capital Markets LLC|1525
HEDJ|WISDOMTREE EURO HEDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|58778
HEDJ|WISDOMTREE EURO HEDG|BYXM|CBOE TRADING, INC.|9406
HEDJ|WISDOMTREE EURO HEDG|CANT|Cantor Fitzgerald & Co.|107242
HEDJ|WISDOMTREE EURO HEDG|CHAS|Charles Schwab & Co., Inc.|632
HEDJ|WISDOMTREE EURO HEDG|CICF|Canaccord Genuity Corp.|6976
HEDJ|WISDOMTREE EURO HEDG|CIST|Capital Institutional Services, Inc.|9979
HEDJ|WISDOMTREE EURO HEDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|323640
HEDJ|WISDOMTREE EURO HEDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
HEDJ|WISDOMTREE EURO HEDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|460205
HEDJ|WISDOMTREE EURO HEDG|CSIN|Citadel Securities Institutional LLC|2140
HEDJ|WISDOMTREE EURO HEDG|CTDL|Citadel Derivatives Group Llc|179961
HEDJ|WISDOMTREE EURO HEDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|56450
HEDJ|WISDOMTREE EURO HEDG|DADA|D.A. Davidson & Co.|8
HEDJ|WISDOMTREE EURO HEDG|DBAB|Deutsche Bank Securities Inc.|4100
HEDJ|WISDOMTREE EURO HEDG|DBAX|Deutsche Bank Securities Inc.|126900
HEDJ|WISDOMTREE EURO HEDG|DCHF|Dart Executions, LLC|3000
HEDJ|WISDOMTREE EURO HEDG|DEAN|MORGAN STANLEY|177466
HEDJ|WISDOMTREE EURO HEDG|DEGS|RONIN PROFESSIONAL LLC|10200
HEDJ|WISDOMTREE EURO HEDG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6575
HEDJ|WISDOMTREE EURO HEDG|EBXL|EBX LLC|172800
HEDJ|WISDOMTREE EURO HEDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|31893
HEDJ|WISDOMTREE EURO HEDG|EDJO|Edward D. Jones & Co., L.P.|2906
HEDJ|WISDOMTREE EURO HEDG|EGAM|CBOE TRADING, INC.|17148
HEDJ|WISDOMTREE EURO HEDG|EGAW|CBOE TRADING, INC.|215
HEDJ|WISDOMTREE EURO HEDG|EGMT|EG MARKET TECHNOLOGIES LLC|100
HEDJ|WISDOMTREE EURO HEDG|EGXM|CBOE TRADING, INC.|4002
HEDJ|WISDOMTREE EURO HEDG|ETBE|Electronic Transaction Clearing, Inc.|17022
HEDJ|WISDOMTREE EURO HEDG|ETCB|ETC BROKERAGE SERVICES, LLC|8
HEDJ|WISDOMTREE EURO HEDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29514
HEDJ|WISDOMTREE EURO HEDG|ETRS|E*Trade Securities LLC|15582
HEDJ|WISDOMTREE EURO HEDG|FBSB|U.S. Bancorp Investments, Inc.|100
HEDJ|WISDOMTREE EURO HEDG|FCST|INTL FCSTONE FINANCIAL INC.|20700
HEDJ|WISDOMTREE EURO HEDG|FIDT|Fidelity Clearing Canada ULC./ CDS|112
HEDJ|WISDOMTREE EURO HEDG|FILL|Tradestation Securities, Inc.|535
HEDJ|WISDOMTREE EURO HEDG|FINX|FINTECH SECURITIES|7702
HEDJ|WISDOMTREE EURO HEDG|FLTU|FLOW TRADERS US LLC|175815
HEDJ|WISDOMTREE EURO HEDG|FMAF|NBCN Inc./ CDS|2339
HEDJ|WISDOMTREE EURO HEDG|FQLS|Quantlab Securities LP|85696
HEDJ|WISDOMTREE EURO HEDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32893
HEDJ|WISDOMTREE EURO HEDG|FTBR|Foliofn Investments, Inc.|1402
HEDJ|WISDOMTREE EURO HEDG|GBMT|GBM International, Inc.|5043
HEDJ|WISDOMTREE EURO HEDG|GEBB|GLOBAL EXECUTION BROKERS, LP|17100
HEDJ|WISDOMTREE EURO HEDG|GLIS|TD Securities Inc|550
HEDJ|WISDOMTREE EURO HEDG|GLPX|ACS EXECUTION SERVICES, LLC|22980
HEDJ|WISDOMTREE EURO HEDG|GSCO|GOLDMAN SACHS & CO. LLC|732724
HEDJ|WISDOMTREE EURO HEDG|GSCS|GOLDMAN SACHS & CO. LLC|71041
HEDJ|WISDOMTREE EURO HEDG|GSLT|GOLDMAN SACHS & CO. LLC|72359
HEDJ|WISDOMTREE EURO HEDG|GTSZ|GTS SECURITIES LLC|19819
HEDJ|WISDOMTREE EURO HEDG|HRBF|American Enterprise Investment Services Inc.|26096
HEDJ|WISDOMTREE EURO HEDG|HSBC|HSBC Securities, Inc.|300
HEDJ|WISDOMTREE EURO HEDG|IATS|INTERACTIVE BROKERS LLC|19076
HEDJ|WISDOMTREE EURO HEDG|IBKR|Interactive Brokers Llc|63248
HEDJ|WISDOMTREE EURO HEDG|ICBX|INSTINET, LLC|165051
HEDJ|WISDOMTREE EURO HEDG|INCA|INSTINET, LLC|165174
HEDJ|WISDOMTREE EURO HEDG|ITGI|ITG Inc.|92444
HEDJ|WISDOMTREE EURO HEDG|ITGP|ITG INC.|177600
HEDJ|WISDOMTREE EURO HEDG|JANY|Janney Montgomery Scott Inc.|79462
HEDJ|WISDOMTREE EURO HEDG|JEFF|JEFFERIES LLC|17646
HEDJ|WISDOMTREE EURO HEDG|JMPT|JUMP TRADING, LLC|44006
HEDJ|WISDOMTREE EURO HEDG|JPMX|J.P. Morgan Securities LLC|189050
HEDJ|WISDOMTREE EURO HEDG|JSEB|JANE STREET EXECUTION SERVICES, LLC|896089
HEDJ|WISDOMTREE EURO HEDG|JSJX|JANE STREET CAPITAL LLC|659227
HEDJ|WISDOMTREE EURO HEDG|KCGM|VIRTU Americas LLC|83593
HEDJ|WISDOMTREE EURO HEDG|LEHM|Barclays Capital Inc./Le|836902
HEDJ|WISDOMTREE EURO HEDG|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|7697
HEDJ|WISDOMTREE EURO HEDG|LIME|Lime Brokerage LLC|26458
HEDJ|WISDOMTREE EURO HEDG|LSCI|Lek Securities Corporation|29
HEDJ|WISDOMTREE EURO HEDG|MACC|Mid Atlantic Capital Corporation|200
HEDJ|WISDOMTREE EURO HEDG|MACQ|Macquarie Capital (USA) Inc.|1500
HEDJ|WISDOMTREE EURO HEDG|MAXM|Maxim Group LLC|47017
HEDJ|WISDOMTREE EURO HEDG|MCMF|Raymond James Ltd. Cds|10727
HEDJ|WISDOMTREE EURO HEDG|MKMP|MKM Partners LLC|3200
HEDJ|WISDOMTREE EURO HEDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|235202
HEDJ|WISDOMTREE EURO HEDG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3013
HEDJ|WISDOMTREE EURO HEDG|MOTF|MOTIF INVESTING, INC.|1
HEDJ|WISDOMTREE EURO HEDG|MSCO|MORGAN STANLEY & CO. LLC|506300
HEDJ|WISDOMTREE EURO HEDG|MSPL|MORGAN STANLEY & CO. LLC|203500
HEDJ|WISDOMTREE EURO HEDG|MSTX|MORGAN STANLEY & CO. LLC|11700
HEDJ|WISDOMTREE EURO HEDG|NFSC|National Financial Services LLC|359951
HEDJ|WISDOMTREE EURO HEDG|NITE|VIRTU Americas LLC|677821
HEDJ|WISDOMTREE EURO HEDG|NITP|VIRTU Americas LLC|95401
HEDJ|WISDOMTREE EURO HEDG|NQRB|Brut, LLC|11239
HEDJ|WISDOMTREE EURO HEDG|NTBF|BMO Nesbitt Burns Inc./CDS|1203
HEDJ|WISDOMTREE EURO HEDG|NTRC|Northern Trust Securities, Inc.|4525
HEDJ|WISDOMTREE EURO HEDG|OLDM|OLD MISSION CAPITAL, LLC|124432
HEDJ|WISDOMTREE EURO HEDG|OPCO|Oppenheimer & Co. Inc.|10917
HEDJ|WISDOMTREE EURO HEDG|PCFF|Pacific International Securities Inc./CDS|130
HEDJ|WISDOMTREE EURO HEDG|PDQM|CODA MARKETS, INC.|43953
HEDJ|WISDOMTREE EURO HEDG|PICT|Pictet Overseas Inc.|100
HEDJ|WISDOMTREE EURO HEDG|PIPR|Piper Jaffray & Co.|3700
HEDJ|WISDOMTREE EURO HEDG|PWJC|UBS Financial Services, Inc.|359
HEDJ|WISDOMTREE EURO HEDG|RBCM|RBC CAPITAL MARKETS, LLC|8292
HEDJ|WISDOMTREE EURO HEDG|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|8640
HEDJ|WISDOMTREE EURO HEDG|SAGL|SAGETRADER, LLC|800
HEDJ|WISDOMTREE EURO HEDG|SBSH|Citigroup Global Markets Inc.|511185
HEDJ|WISDOMTREE EURO HEDG|SEIC|SEI Investments Distribution Co.|1940
HEDJ|WISDOMTREE EURO HEDG|SGMT|GOLDMAN SACHS & CO. LLC|151678
HEDJ|WISDOMTREE EURO HEDG|SPDR|SPEEDROUTE LLC|3900
HEDJ|WISDOMTREE EURO HEDG|SPHN|Stephens Inc.|518
HEDJ|WISDOMTREE EURO HEDG|STFL|Stifel, Nicolaus & Company, Incorporated|7022
HEDJ|WISDOMTREE EURO HEDG|STTT|STATETRUST INVESTMENTS INC.|182
HEDJ|WISDOMTREE EURO HEDG|SWIM|TD Ameritrade, Inc.|5641
HEDJ|WISDOMTREE EURO HEDG|SWST|Hilltop Securities Inc.|2850
HEDJ|WISDOMTREE EURO HEDG|TKNG|ALLY INVEST SECURITIES LLC|617
HEDJ|WISDOMTREE EURO HEDG|TRBT|Tradebot Systems, Inc.|228510
HEDJ|WISDOMTREE EURO HEDG|TRCM|TRC MARKETS LLC|635338
HEDJ|WISDOMTREE EURO HEDG|UBSA|UBS SECURITIES LLC|525375
HEDJ|WISDOMTREE EURO HEDG|UBSS|UBS Securities LLC|539581
HEDJ|WISDOMTREE EURO HEDG|VALX|VIRTU AMERICAS LLC|2512
HEDJ|WISDOMTREE EURO HEDG|VGRD|Vanguard Marketing Corporation|11973
HEDJ|WISDOMTREE EURO HEDG|WBET|Wallachbeth Capital LLC|291685
HEDJ|WISDOMTREE EURO HEDG|WBLR|WILLIAM BLAIR|1143
HEDJ|WISDOMTREE EURO HEDG|WCHV|WELLS FARGO SECURITIES, LLC|90296
HEDJ|WISDOMTREE EURO HEDG|WEDB|WEDBUSH SECURITIES INC.|69
HEDJ|WISDOMTREE EURO HEDG|WEED|Weeden & Co.L.P.|30
HEDJ|WISDOMTREE EURO HEDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3582
HEDJ|WISDOMTREE EURO HEDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21252
HEDJ|WISDOMTREE EURO HEDG|WGIF|CIBC World Markets Inc.|408
HEDJ|WISDOMTREE EURO HEDG|WSEA|WOLVERINE SECURITIES, LLC|4822
HEDJ|WISDOMTREE EURO HEDG|XPUS|XP SECURITIES, LLC|2468
HEDJ|WISDOMTREE EURO HEDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|31374
HEDJ|WISDOMTREE EURO HEDG|YKNA|COMHAR CAPITAL MARKETS, LLC|6073
HEDJ|WISDOMTREE EURO HEDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34302
HEEM|ISHARES CURRENCY HDG|APCC|Apex Clearing Corporation|450
HEEM|ISHARES CURRENCY HDG|BATM|CBOE TRADING, INC.|1106
HEEM|ISHARES CURRENCY HDG|BERN|Sanford C. Bernstein & Co., LLC|1102
HEEM|ISHARES CURRENCY HDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|389
HEEM|ISHARES CURRENCY HDG|CHAS|Charles Schwab & Co., Inc.|2
HEEM|ISHARES CURRENCY HDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
HEEM|ISHARES CURRENCY HDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3923
HEEM|ISHARES CURRENCY HDG|CSIN|Citadel Securities Institutional LLC|468901
HEEM|ISHARES CURRENCY HDG|CTDL|Citadel Derivatives Group Llc|468901
HEEM|ISHARES CURRENCY HDG|DBAX|Deutsche Bank Securities Inc.|4200
HEEM|ISHARES CURRENCY HDG|EBXL|EBX LLC|2300
HEEM|ISHARES CURRENCY HDG|ETBE|Electronic Transaction Clearing, Inc.|600
HEEM|ISHARES CURRENCY HDG|FILL|Tradestation Securities, Inc.|1330
HEEM|ISHARES CURRENCY HDG|FLTU|FLOW TRADERS US LLC|49177
HEEM|ISHARES CURRENCY HDG|FMAF|NBCN Inc./ CDS|44
HEEM|ISHARES CURRENCY HDG|FTBR|Foliofn Investments, Inc.|185
HEEM|ISHARES CURRENCY HDG|GSCO|GOLDMAN SACHS & CO. LLC|611750
HEEM|ISHARES CURRENCY HDG|GSLT|GOLDMAN SACHS & CO. LLC|800
HEEM|ISHARES CURRENCY HDG|GTSZ|GTS SECURITIES LLC|242
HEEM|ISHARES CURRENCY HDG|HRBF|American Enterprise Investment Services Inc.|1699
HEEM|ISHARES CURRENCY HDG|IBKR|Interactive Brokers Llc|2100
HEEM|ISHARES CURRENCY HDG|ICBX|INSTINET, LLC|1000
HEEM|ISHARES CURRENCY HDG|INCA|INSTINET, LLC|2813
HEEM|ISHARES CURRENCY HDG|ITGI|ITG Inc.|17679
HEEM|ISHARES CURRENCY HDG|ITGP|ITG INC.|400
HEEM|ISHARES CURRENCY HDG|JANY|Janney Montgomery Scott Inc.|10950
HEEM|ISHARES CURRENCY HDG|JPMX|J.P. Morgan Securities LLC|2600
HEEM|ISHARES CURRENCY HDG|JSJX|JANE STREET CAPITAL LLC|28609
HEEM|ISHARES CURRENCY HDG|KCGM|VIRTU Americas LLC|7764
HEEM|ISHARES CURRENCY HDG|LEHM|Barclays Capital Inc./Le|5200
HEEM|ISHARES CURRENCY HDG|MCMF|Raymond James Ltd. Cds|399
HEEM|ISHARES CURRENCY HDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
HEEM|ISHARES CURRENCY HDG|MSCO|MORGAN STANLEY & CO. LLC|66659
HEEM|ISHARES CURRENCY HDG|MSPL|MORGAN STANLEY & CO. LLC|600
HEEM|ISHARES CURRENCY HDG|NFSC|National Financial Services LLC|104748
HEEM|ISHARES CURRENCY HDG|NITE|VIRTU Americas LLC|136033
HEEM|ISHARES CURRENCY HDG|RBCM|RBC CAPITAL MARKETS, LLC|654
HEEM|ISHARES CURRENCY HDG|SBSH|Citigroup Global Markets Inc.|27400
HEEM|ISHARES CURRENCY HDG|SGMT|GOLDMAN SACHS & CO. LLC|4151
HEEM|ISHARES CURRENCY HDG|STFL|Stifel, Nicolaus & Company, Incorporated|204
HEEM|ISHARES CURRENCY HDG|TRBT|Tradebot Systems, Inc.|199
HEEM|ISHARES CURRENCY HDG|UBSA|UBS SECURITIES LLC|11558
HEEM|ISHARES CURRENCY HDG|UBSS|UBS Securities LLC|21355
HEEM|ISHARES CURRENCY HDG|VGRD|Vanguard Marketing Corporation|1269
HEEM|ISHARES CURRENCY HDG|WBET|Wallachbeth Capital LLC|1150404
HEEM|ISHARES CURRENCY HDG|WCHV|WELLS FARGO SECURITIES, LLC|2881
HEEM|ISHARES CURRENCY HDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
HEEM|ISHARES CURRENCY HDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73633
HEES|H&E EQUIP SERVICES|ALTX|Alternet Securities Inc.|1600
HEES|H&E EQUIP SERVICES|APCC|Apex Clearing Corporation|1138
HEES|H&E EQUIP SERVICES|BARD|Robert W. Baird & Co. Incorporated|434
HEES|H&E EQUIP SERVICES|BATM|CBOE TRADING, INC.|893
HEES|H&E EQUIP SERVICES|BAYT|BTIG, LLC|200
HEES|H&E EQUIP SERVICES|BBNT|BB&T SECURITIES, LLC|1042
HEES|H&E EQUIP SERVICES|BERN|Sanford C. Bernstein & Co., LLC|773
HEES|H&E EQUIP SERVICES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2316
HEES|H&E EQUIP SERVICES|BLKX|INSTINET, LLC|20000
HEES|H&E EQUIP SERVICES|BMOC|BMO Capital Markets Corp.|5056
HEES|H&E EQUIP SERVICES|BNPX|BNP PARIBAS SECURITIES CORP.|2663
HEES|H&E EQUIP SERVICES|BTIG|BTIG, LLC|31
HEES|H&E EQUIP SERVICES|BYXM|CBOE TRADING, INC.|1456
HEES|H&E EQUIP SERVICES|BZYD|GOLDMAN SACHS & CO. LLC|1440
HEES|H&E EQUIP SERVICES|CANT|Cantor Fitzgerald & Co.|883
HEES|H&E EQUIP SERVICES|CHAS|Charles Schwab & Co., Inc.|4475
HEES|H&E EQUIP SERVICES|CIST|Capital Institutional Services, Inc.|604
HEES|H&E EQUIP SERVICES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16280
HEES|H&E EQUIP SERVICES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|91044
HEES|H&E EQUIP SERVICES|CTDL|Citadel Derivatives Group Llc|22663
HEES|H&E EQUIP SERVICES|CXCX|CITIGROUP GLOBAL MARKETS INC.|12560
HEES|H&E EQUIP SERVICES|DADA|D.A. Davidson & Co.|4280
HEES|H&E EQUIP SERVICES|DBAB|Deutsche Bank Securities Inc.|156235
HEES|H&E EQUIP SERVICES|DBAX|Deutsche Bank Securities Inc.|47700
HEES|H&E EQUIP SERVICES|DBUL|Deutsche Bank Securities Inc.|600
HEES|H&E EQUIP SERVICES|DEAN|MORGAN STANLEY|2441
HEES|H&E EQUIP SERVICES|DEGS|RONIN PROFESSIONAL LLC|5355
HEES|H&E EQUIP SERVICES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1501
HEES|H&E EQUIP SERVICES|EBXL|EBX LLC|78600
HEES|H&E EQUIP SERVICES|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
HEES|H&E EQUIP SERVICES|EDJO|Edward D. Jones & Co., L.P.|1536
HEES|H&E EQUIP SERVICES|EGAM|CBOE TRADING, INC.|1640
HEES|H&E EQUIP SERVICES|EGAW|CBOE TRADING, INC.|50
HEES|H&E EQUIP SERVICES|EGMT|EG MARKET TECHNOLOGIES LLC|600
HEES|H&E EQUIP SERVICES|EGXM|CBOE TRADING, INC.|1389
HEES|H&E EQUIP SERVICES|ETBE|Electronic Transaction Clearing, Inc.|6200
HEES|H&E EQUIP SERVICES|ETCB|ETC BROKERAGE SERVICES, LLC|38
HEES|H&E EQUIP SERVICES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|878
HEES|H&E EQUIP SERVICES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18630
HEES|H&E EQUIP SERVICES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|131
HEES|H&E EQUIP SERVICES|ETRS|E*Trade Securities LLC|22147
HEES|H&E EQUIP SERVICES|FBCO|Credit Suisse Securities (USA) LLC|336624
HEES|H&E EQUIP SERVICES|FILL|Tradestation Securities, Inc.|400
HEES|H&E EQUIP SERVICES|FMAF|NBCN Inc./ CDS|140
HEES|H&E EQUIP SERVICES|FOMA|TD AMERITRADE CLEARING, INC.|115273
HEES|H&E EQUIP SERVICES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92779
HEES|H&E EQUIP SERVICES|FTBR|Foliofn Investments, Inc.|2496
HEES|H&E EQUIP SERVICES|GEBB|GLOBAL EXECUTION BROKERS, LP|9071
HEES|H&E EQUIP SERVICES|GLPX|ACS EXECUTION SERVICES, LLC|11041
HEES|H&E EQUIP SERVICES|GSCO|GOLDMAN SACHS & CO. LLC|323710
HEES|H&E EQUIP SERVICES|GSCS|GOLDMAN SACHS & CO. LLC|16866
HEES|H&E EQUIP SERVICES|GSLT|GOLDMAN SACHS & CO. LLC|360
HEES|H&E EQUIP SERVICES|GTSZ|GTS SECURITIES LLC|11538
HEES|H&E EQUIP SERVICES|HPPX|POTAMUS TRADING, LLC|472
HEES|H&E EQUIP SERVICES|HRBF|American Enterprise Investment Services Inc.|1271
HEES|H&E EQUIP SERVICES|HSBC|HSBC Securities, Inc.|4003
HEES|H&E EQUIP SERVICES|IATS|INTERACTIVE BROKERS LLC|6140
HEES|H&E EQUIP SERVICES|IBKR|Interactive Brokers Llc|27873
HEES|H&E EQUIP SERVICES|ICBX|INSTINET, LLC|6800
HEES|H&E EQUIP SERVICES|IEQY|CITADEL SECURITIES LLC|31119
HEES|H&E EQUIP SERVICES|INCA|INSTINET, LLC|163237
HEES|H&E EQUIP SERVICES|INJX|INSTINET, LLC|16249
HEES|H&E EQUIP SERVICES|ITGI|ITG Inc.|19153
HEES|H&E EQUIP SERVICES|ITGP|ITG INC.|24000
HEES|H&E EQUIP SERVICES|JANY|Janney Montgomery Scott Inc.|179
HEES|H&E EQUIP SERVICES|JEFF|JEFFERIES LLC|42829
HEES|H&E EQUIP SERVICES|JMPT|JUMP TRADING, LLC|19678
HEES|H&E EQUIP SERVICES|JPBX|J.P. MORGAN SECURITIES LLC|7460
HEES|H&E EQUIP SERVICES|JPMX|J.P. Morgan Securities LLC|82089
HEES|H&E EQUIP SERVICES|JSJX|JANE STREET CAPITAL LLC|1334
HEES|H&E EQUIP SERVICES|KCGM|VIRTU Americas LLC|11886
HEES|H&E EQUIP SERVICES|LEHM|Barclays Capital Inc./Le|187033
HEES|H&E EQUIP SERVICES|LIME|Lime Brokerage LLC|84524
HEES|H&E EQUIP SERVICES|LOOP|Loop Capital Markets LLC|100
HEES|H&E EQUIP SERVICES|LQNA|LIQUIDNET, INC.|61600
HEES|H&E EQUIP SERVICES|MACQ|Macquarie Capital (USA) Inc.|800
HEES|H&E EQUIP SERVICES|MAXM|Maxim Group LLC|3114
HEES|H&E EQUIP SERVICES|MCMF|Raymond James Ltd. Cds|850
HEES|H&E EQUIP SERVICES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19312
HEES|H&E EQUIP SERVICES|MOTF|MOTIF INVESTING, INC.|5
HEES|H&E EQUIP SERVICES|MSCO|MORGAN STANLEY & CO. LLC|558452
HEES|H&E EQUIP SERVICES|MSPL|MORGAN STANLEY & CO. LLC|63300
HEES|H&E EQUIP SERVICES|MSTX|MORGAN STANLEY & CO. LLC|16100
HEES|H&E EQUIP SERVICES|NFSC|National Financial Services LLC|57482
HEES|H&E EQUIP SERVICES|NITE|VIRTU Americas LLC|177254
HEES|H&E EQUIP SERVICES|NITP|VIRTU Americas LLC|1100
HEES|H&E EQUIP SERVICES|NQRB|Brut, LLC|2667
HEES|H&E EQUIP SERVICES|NTRC|Northern Trust Securities, Inc.|49
HEES|H&E EQUIP SERVICES|OPCO|Oppenheimer & Co. Inc.|3082
HEES|H&E EQUIP SERVICES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|420
HEES|H&E EQUIP SERVICES|PCPT|PHILLIP CAPITAL INC.|1000
HEES|H&E EQUIP SERVICES|PDQM|CODA MARKETS, INC.|74671
HEES|H&E EQUIP SERVICES|PWJC|UBS Financial Services, Inc.|880
HEES|H&E EQUIP SERVICES|QMSR|QUATTRO M SECURITIES INC.|140
HEES|H&E EQUIP SERVICES|RAJA|Raymond James & Associates, Inc.|6993
HEES|H&E EQUIP SERVICES|RBCM|RBC CAPITAL MARKETS, LLC|3686
HEES|H&E EQUIP SERVICES|SAGL|SAGETRADER, LLC|5658
HEES|H&E EQUIP SERVICES|SAGW|SAGETRADER, LLC|370
HEES|H&E EQUIP SERVICES|SALI|INTL FCSTONE FINANCIAL INC.|1
HEES|H&E EQUIP SERVICES|SBSH|Citigroup Global Markets Inc.|141815
HEES|H&E EQUIP SERVICES|SGMT|GOLDMAN SACHS & CO. LLC|26062
HEES|H&E EQUIP SERVICES|SPDR|SPEEDROUTE LLC|4500
HEES|H&E EQUIP SERVICES|SPHN|Stephens Inc.|16
HEES|H&E EQUIP SERVICES|SPTD|MINT GLOBAL MARKETS, INC.|7175
HEES|H&E EQUIP SERVICES|STFL|Stifel, Nicolaus & Company, Incorporated|6499
HEES|H&E EQUIP SERVICES|SWIM|TD Ameritrade, Inc.|2861
HEES|H&E EQUIP SERVICES|SWST|Hilltop Securities Inc.|1437
HEES|H&E EQUIP SERVICES|TKNG|ALLY INVEST SECURITIES LLC|2803
HEES|H&E EQUIP SERVICES|TMBR|Timber Hill LLC|128
HEES|H&E EQUIP SERVICES|TRBT|Tradebot Systems, Inc.|59293
HEES|H&E EQUIP SERVICES|TRCM|TRC MARKETS LLC|45883
HEES|H&E EQUIP SERVICES|UBSA|UBS SECURITIES LLC|188888
HEES|H&E EQUIP SERVICES|UBSS|UBS Securities LLC|370756
HEES|H&E EQUIP SERVICES|VALX|VIRTU AMERICAS LLC|5466
HEES|H&E EQUIP SERVICES|VGRD|Vanguard Marketing Corporation|5189
HEES|H&E EQUIP SERVICES|VSIN|Vision Financial Markets Llc|179
HEES|H&E EQUIP SERVICES|WBPX|SUMMIT SECURITIES GROUP, LLC|400
HEES|H&E EQUIP SERVICES|WCHV|WELLS FARGO SECURITIES, LLC|166724
HEES|H&E EQUIP SERVICES|WEDB|WEDBUSH SECURITIES INC.|303
HEES|H&E EQUIP SERVICES|WEED|Weeden & Co.L.P.|700
HEES|H&E EQUIP SERVICES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3502
HEES|H&E EQUIP SERVICES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1091
HEES|H&E EQUIP SERVICES|WGIF|CIBC World Markets Inc.|295
HEES|H&E EQUIP SERVICES|WSEA|WOLVERINE SECURITIES, LLC|4289
HEES|H&E EQUIP SERVICES|XIST|INSTINET, LLC|25750
HEES|H&E EQUIP SERVICES|XSTM|NATIONAL FINANCIAL SERVICES LLC|13236
HEES|H&E EQUIP SERVICES|YKNA|COMHAR CAPITAL MARKETS, LLC|582
HEES|H&E EQUIP SERVICES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3611
HEFA|ISHARES HEDGED EAFE|ALTX|Alternet Securities Inc.|19286
HEFA|ISHARES HEDGED EAFE|APCC|Apex Clearing Corporation|922
HEFA|ISHARES HEDGED EAFE|BANK|Primevest Financial Services, Inc.|123
HEFA|ISHARES HEDGED EAFE|BARD|Robert W. Baird & Co. Incorporated|5100
HEFA|ISHARES HEDGED EAFE|BATM|CBOE TRADING, INC.|8867
HEFA|ISHARES HEDGED EAFE|BBNT|BB&T SECURITIES, LLC|1500
HEFA|ISHARES HEDGED EAFE|BERN|Sanford C. Bernstein & Co., LLC|5434
HEFA|ISHARES HEDGED EAFE|CANT|Cantor Fitzgerald & Co.|9159
HEFA|ISHARES HEDGED EAFE|CHAS|Charles Schwab & Co., Inc.|282
HEFA|ISHARES HEDGED EAFE|CIST|Capital Institutional Services, Inc.|17706
HEFA|ISHARES HEDGED EAFE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
HEFA|ISHARES HEDGED EAFE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
HEFA|ISHARES HEDGED EAFE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|285314
HEFA|ISHARES HEDGED EAFE|CSIN|Citadel Securities Institutional LLC|2510
HEFA|ISHARES HEDGED EAFE|CTDL|Citadel Derivatives Group Llc|169497
HEFA|ISHARES HEDGED EAFE|CXCX|CITIGROUP GLOBAL MARKETS INC.|256
HEFA|ISHARES HEDGED EAFE|DAVA|Davenport & Company LLC|1325
HEFA|ISHARES HEDGED EAFE|DBAB|Deutsche Bank Securities Inc.|100
HEFA|ISHARES HEDGED EAFE|DBAX|Deutsche Bank Securities Inc.|67300
HEFA|ISHARES HEDGED EAFE|EBXL|EBX LLC|55200
HEFA|ISHARES HEDGED EAFE|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
HEFA|ISHARES HEDGED EAFE|EDJO|Edward D. Jones & Co., L.P.|2745
HEFA|ISHARES HEDGED EAFE|EGAM|CBOE TRADING, INC.|3144
HEFA|ISHARES HEDGED EAFE|ETBE|Electronic Transaction Clearing, Inc.|12000
HEFA|ISHARES HEDGED EAFE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1046
HEFA|ISHARES HEDGED EAFE|ETRS|E*Trade Securities LLC|1801
HEFA|ISHARES HEDGED EAFE|FBSB|U.S. Bancorp Investments, Inc.|904
HEFA|ISHARES HEDGED EAFE|FLTU|FLOW TRADERS US LLC|207685
HEFA|ISHARES HEDGED EAFE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17447
HEFA|ISHARES HEDGED EAFE|FTBR|Foliofn Investments, Inc.|922
HEFA|ISHARES HEDGED EAFE|GSCO|GOLDMAN SACHS & CO. LLC|531049
HEFA|ISHARES HEDGED EAFE|GSLT|GOLDMAN SACHS & CO. LLC|14151
HEFA|ISHARES HEDGED EAFE|HRBF|American Enterprise Investment Services Inc.|73622
HEFA|ISHARES HEDGED EAFE|IATS|INTERACTIVE BROKERS LLC|800
HEFA|ISHARES HEDGED EAFE|IBKR|Interactive Brokers Llc|15645
HEFA|ISHARES HEDGED EAFE|ICBX|INSTINET, LLC|129209
HEFA|ISHARES HEDGED EAFE|INCA|INSTINET, LLC|20827
HEFA|ISHARES HEDGED EAFE|ITGI|ITG Inc.|25408
HEFA|ISHARES HEDGED EAFE|ITGP|ITG INC.|30200
HEFA|ISHARES HEDGED EAFE|JANY|Janney Montgomery Scott Inc.|4977
HEFA|ISHARES HEDGED EAFE|JEFF|JEFFERIES LLC|6428
HEFA|ISHARES HEDGED EAFE|JPMX|J.P. Morgan Securities LLC|35000
HEFA|ISHARES HEDGED EAFE|JSEB|JANE STREET EXECUTION SERVICES, LLC|633524
HEFA|ISHARES HEDGED EAFE|JSJX|JANE STREET CAPITAL LLC|259695
HEFA|ISHARES HEDGED EAFE|KCGM|VIRTU Americas LLC|9133
HEFA|ISHARES HEDGED EAFE|LEHM|Barclays Capital Inc./Le|444030
HEFA|ISHARES HEDGED EAFE|LIME|Lime Brokerage LLC|8
HEFA|ISHARES HEDGED EAFE|MACC|Mid Atlantic Capital Corporation|605
HEFA|ISHARES HEDGED EAFE|MCMF|Raymond James Ltd. Cds|150
HEFA|ISHARES HEDGED EAFE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28468
HEFA|ISHARES HEDGED EAFE|MSCO|MORGAN STANLEY & CO. LLC|136444
HEFA|ISHARES HEDGED EAFE|MSPL|MORGAN STANLEY & CO. LLC|27500
HEFA|ISHARES HEDGED EAFE|NFSC|National Financial Services LLC|607714
HEFA|ISHARES HEDGED EAFE|NITE|VIRTU Americas LLC|427691
HEFA|ISHARES HEDGED EAFE|NTBF|BMO Nesbitt Burns Inc./CDS|2810
HEFA|ISHARES HEDGED EAFE|OLDM|OLD MISSION CAPITAL, LLC|900
HEFA|ISHARES HEDGED EAFE|OPCO|Oppenheimer & Co. Inc.|238
HEFA|ISHARES HEDGED EAFE|PDQM|CODA MARKETS, INC.|4800
HEFA|ISHARES HEDGED EAFE|RBCM|RBC CAPITAL MARKETS, LLC|980
HEFA|ISHARES HEDGED EAFE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|8805
HEFA|ISHARES HEDGED EAFE|SALI|INTL FCSTONE FINANCIAL INC.|303
HEFA|ISHARES HEDGED EAFE|SBSH|Citigroup Global Markets Inc.|78
HEFA|ISHARES HEDGED EAFE|SEIC|SEI Investments Distribution Co.|19186
HEFA|ISHARES HEDGED EAFE|SGMT|GOLDMAN SACHS & CO. LLC|18377
HEFA|ISHARES HEDGED EAFE|STFL|Stifel, Nicolaus & Company, Incorporated|3987
HEFA|ISHARES HEDGED EAFE|SWST|Hilltop Securities Inc.|18433
HEFA|ISHARES HEDGED EAFE|TRCM|TRC MARKETS LLC|379098
HEFA|ISHARES HEDGED EAFE|UBSA|UBS SECURITIES LLC|296037
HEFA|ISHARES HEDGED EAFE|UBSS|UBS Securities LLC|391219
HEFA|ISHARES HEDGED EAFE|VALX|VIRTU AMERICAS LLC|1380
HEFA|ISHARES HEDGED EAFE|VGRD|Vanguard Marketing Corporation|2975
HEFA|ISHARES HEDGED EAFE|WBLR|WILLIAM BLAIR|3799
HEFA|ISHARES HEDGED EAFE|WCHV|WELLS FARGO SECURITIES, LLC|35616
HEFA|ISHARES HEDGED EAFE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1108
HEFA|ISHARES HEDGED EAFE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|193
HEFA|ISHARES HEDGED EAFE|WGIF|CIBC World Markets Inc.|2819
HEFA|ISHARES HEDGED EAFE|WSEA|WOLVERINE SECURITIES, LLC|564
HEFA|ISHARES HEDGED EAFE|XSTM|NATIONAL FINANCIAL SERVICES LLC|25312
HEFA|ISHARES HEDGED EAFE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|320820
HEFV|ISHARES CURRENCY HED|CHAS|Charles Schwab & Co., Inc.|2
HEFV|ISHARES CURRENCY HED|JSJX|JANE STREET CAPITAL LLC|200
HEFV|ISHARES CURRENCY HED|LEHM|Barclays Capital Inc./Le|200
HEFV|ISHARES CURRENCY HED|NITE|VIRTU Americas LLC|931
HEFV|ISHARES CURRENCY HED|WCHV|WELLS FARGO SECURITIES, LLC|430
HEFV|ISHARES CURRENCY HED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|593
HEI|HEICO CP|ALTX|Alternet Securities Inc.|1572
HEI|HEICO CP|APCC|Apex Clearing Corporation|394
HEI|HEICO CP|BALE|M&T SECURITIES, INC.|396
HEI|HEICO CP|BARD|Robert W. Baird & Co. Incorporated|515
HEI|HEICO CP|BATM|CBOE TRADING, INC.|2697
HEI|HEICO CP|BBNT|BB&T SECURITIES, LLC|758
HEI|HEICO CP|BERN|Sanford C. Bernstein & Co., LLC|19568
HEI|HEICO CP|BIMI|Banca IMI Securities Corp.|631
HEI|HEICO CP|BKCM|BNY Mellon Capital Markets LLC|125
HEI|HEICO CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4088
HEI|HEICO CP|BNPX|BNP PARIBAS SECURITIES CORP.|478
HEI|HEICO CP|BTIG|BTIG, LLC|1977
HEI|HEICO CP|BYXM|CBOE TRADING, INC.|987
HEI|HEICO CP|BZYD|GOLDMAN SACHS & CO. LLC|420
HEI|HEICO CP|CANT|Cantor Fitzgerald & Co.|27
HEI|HEICO CP|CHAS|Charles Schwab & Co., Inc.|2520
HEI|HEICO CP|CICF|Canaccord Genuity Corp.|60
HEI|HEICO CP|CIST|Capital Institutional Services, Inc.|341
HEI|HEICO CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50818
HEI|HEICO CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3529
HEI|HEICO CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|703
HEI|HEICO CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121110
HEI|HEICO CP|CTDL|Citadel Derivatives Group Llc|4800
HEI|HEICO CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8440
HEI|HEICO CP|DADA|D.A. Davidson & Co.|732
HEI|HEICO CP|DAVA|Davenport & Company LLC|11
HEI|HEICO CP|DBAB|Deutsche Bank Securities Inc.|99434
HEI|HEICO CP|DBAX|Deutsche Bank Securities Inc.|79400
HEI|HEICO CP|DEAN|MORGAN STANLEY|6087
HEI|HEICO CP|DEGS|RONIN PROFESSIONAL LLC|400
HEI|HEICO CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|226
HEI|HEICO CP|EBXL|EBX LLC|66000
HEI|HEICO CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5234
HEI|HEICO CP|EDJC|Edward Jones / CDS|1
HEI|HEICO CP|EDJO|Edward D. Jones & Co., L.P.|1830
HEI|HEICO CP|EGAM|CBOE TRADING, INC.|4385
HEI|HEICO CP|EGAW|CBOE TRADING, INC.|128
HEI|HEICO CP|EGMT|EG MARKET TECHNOLOGIES LLC|290
HEI|HEICO CP|EGXM|CBOE TRADING, INC.|728
HEI|HEICO CP|EGXW|CBOE TRADING, INC.|26
HEI|HEICO CP|ESPO|ESPOSITO SECURITIES, LLC|282
HEI|HEICO CP|ETBE|Electronic Transaction Clearing, Inc.|3874
HEI|HEICO CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
HEI|HEICO CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11445
HEI|HEICO CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|141
HEI|HEICO CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|272
HEI|HEICO CP|ETRS|E*Trade Securities LLC|27617
HEI|HEICO CP|FBSB|U.S. Bancorp Investments, Inc.|147
HEI|HEICO CP|FILL|Tradestation Securities, Inc.|883
HEI|HEICO CP|FMAF|NBCN Inc./ CDS|1146
HEI|HEICO CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13049
HEI|HEICO CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47548
HEI|HEICO CP|FTBR|Foliofn Investments, Inc.|3033
HEI|HEICO CP|GEBB|GLOBAL EXECUTION BROKERS, LP|563
HEI|HEICO CP|GLIS|TD Securities Inc|695
HEI|HEICO CP|GLPX|ACS EXECUTION SERVICES, LLC|11670
HEI|HEICO CP|GSCO|GOLDMAN SACHS & CO. LLC|164254
HEI|HEICO CP|GSCS|GOLDMAN SACHS & CO. LLC|1262
HEI|HEICO CP|GSLT|GOLDMAN SACHS & CO. LLC|850
HEI|HEICO CP|GTSZ|GTS SECURITIES LLC|14183
HEI|HEICO CP|HAPX|HAP Trading, LLC|354
HEI|HEICO CP|HPPX|POTAMUS TRADING, LLC|545
HEI|HEICO CP|HRBF|American Enterprise Investment Services Inc.|6860
HEI|HEICO CP|HSBC|HSBC Securities, Inc.|800
HEI|HEICO CP|IATS|INTERACTIVE BROKERS LLC|9490
HEI|HEICO CP|IBKR|Interactive Brokers Llc|10213
HEI|HEICO CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
HEI|HEICO CP|ICBX|INSTINET, LLC|7500
HEI|HEICO CP|INCA|INSTINET, LLC|68350
HEI|HEICO CP|INJX|INSTINET, LLC|1201
HEI|HEICO CP|ITGI|ITG Inc.|13841
HEI|HEICO CP|ITGP|ITG INC.|66800
HEI|HEICO CP|JANY|Janney Montgomery Scott Inc.|2669
HEI|HEICO CP|JEFF|JEFFERIES LLC|13567
HEI|HEICO CP|JMPT|JUMP TRADING, LLC|17213
HEI|HEICO CP|JPBX|J.P. MORGAN SECURITIES LLC|4198
HEI|HEICO CP|JPMX|J.P. Morgan Securities LLC|63759
HEI|HEICO CP|JSJX|JANE STREET CAPITAL LLC|25780
HEI|HEICO CP|KCGM|VIRTU Americas LLC|11282
HEI|HEICO CP|KEYB|KEYBANC CAPITAL MARKETS INC.|7113
HEI|HEICO CP|LEHM|Barclays Capital Inc./Le|191123
HEI|HEICO CP|LIME|Lime Brokerage LLC|5564
HEI|HEICO CP|LSCI|Lek Securities Corporation|2000
HEI|HEICO CP|MBTS|ALLY INVEST SECURITIES LLC|268
HEI|HEICO CP|MCMF|Raymond James Ltd. Cds|57
HEI|HEICO CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44254
HEI|HEICO CP|MOTF|MOTIF INVESTING, INC.|78
HEI|HEICO CP|MSCO|MORGAN STANLEY & CO. LLC|365939
HEI|HEICO CP|MSPL|MORGAN STANLEY & CO. LLC|113600
HEI|HEICO CP|MSTX|MORGAN STANLEY & CO. LLC|19900
HEI|HEICO CP|NBCS|NBC Securities, INC.|462
HEI|HEICO CP|NFSC|National Financial Services LLC|114371
HEI|HEICO CP|NITE|VIRTU Americas LLC|237313
HEI|HEICO CP|NITP|VIRTU Americas LLC|427
HEI|HEICO CP|NQRB|Brut, LLC|1168
HEI|HEICO CP|NTBF|BMO Nesbitt Burns Inc./CDS|40
HEI|HEICO CP|NTRC|Northern Trust Securities, Inc.|325
HEI|HEICO CP|OPCO|Oppenheimer & Co. Inc.|3111
HEI|HEICO CP|PDQM|CODA MARKETS, INC.|30362
HEI|HEICO CP|PWJC|UBS Financial Services, Inc.|21
HEI|HEICO CP|RBCM|RBC CAPITAL MARKETS, LLC|7759
HEI|HEICO CP|SAGL|SAGETRADER, LLC|9511
HEI|HEICO CP|SAGW|SAGETRADER, LLC|200
HEI|HEICO CP|SBSH|Citigroup Global Markets Inc.|56774
HEI|HEICO CP|SGMT|GOLDMAN SACHS & CO. LLC|31847
HEI|HEICO CP|SPDR|SPEEDROUTE LLC|2450
HEI|HEICO CP|SPHN|Stephens Inc.|100
HEI|HEICO CP|SPTD|MINT GLOBAL MARKETS, INC.|4938
HEI|HEICO CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
HEI|HEICO CP|STFL|Stifel, Nicolaus & Company, Incorporated|5342
HEI|HEICO CP|STKP|STOCKPILE INVESTMENTS, INC.|34
HEI|HEICO CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5043
HEI|HEICO CP|SWIM|TD Ameritrade, Inc.|12965
HEI|HEICO CP|SWST|Hilltop Securities Inc.|117
HEI|HEICO CP|TKNG|ALLY INVEST SECURITIES LLC|2443
HEI|HEICO CP|TRBT|Tradebot Systems, Inc.|48456
HEI|HEICO CP|TRCM|TRC MARKETS LLC|26598
HEI|HEICO CP|TWTT|TASTYWORKS, INC.|4
HEI|HEICO CP|UBSA|UBS SECURITIES LLC|175421
HEI|HEICO CP|UBSS|UBS Securities LLC|315176
HEI|HEICO CP|VALX|VIRTU AMERICAS LLC|8931
HEI|HEICO CP|VGRD|Vanguard Marketing Corporation|9820
HEI|HEICO CP|WBLR|WILLIAM BLAIR|2124
HEI|HEICO CP|WCHV|WELLS FARGO SECURITIES, LLC|89502
HEI|HEICO CP|WDNX|WEEDEN & CO.L.P.|4386
HEI|HEICO CP|WEED|Weeden & Co.L.P.|1000
HEI|HEICO CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7446
HEI|HEICO CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9674
HEI|HEICO CP|WSEA|WOLVERINE SECURITIES, LLC|2421
HEI|HEICO CP|XIST|INSTINET, LLC|67200
HEI|HEICO CP|XPQR|Jump Trading|200
HEI|HEICO CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5816
HEI|HEICO CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3753
HEI|HEICO CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20163
HEI.A|HEICO CP CL A|APCC|Apex Clearing Corporation|5
HEI.A|HEICO CP CL A|BATM|CBOE TRADING, INC.|1144
HEI.A|HEICO CP CL A|BERN|Sanford C. Bernstein & Co., LLC|2117
HEI.A|HEICO CP CL A|BIDS|BIDS TRADING L.P.|11100
HEI.A|HEICO CP CL A|BNPX|BNP PARIBAS SECURITIES CORP.|767
HEI.A|HEICO CP CL A|BTIG|BTIG, LLC|109061
HEI.A|HEICO CP CL A|BYXM|CBOE TRADING, INC.|310
HEI.A|HEICO CP CL A|CABR|Cabrera Capital Markets, Inc.|25
HEI.A|HEICO CP CL A|CHAS|Charles Schwab & Co., Inc.|382
HEI.A|HEICO CP CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8325
HEI.A|HEICO CP CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HEI.A|HEICO CP CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20398
HEI.A|HEICO CP CL A|CTDL|Citadel Derivatives Group Llc|2407
HEI.A|HEICO CP CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|10462
HEI.A|HEICO CP CL A|DAVA|Davenport & Company LLC|2939
HEI.A|HEICO CP CL A|DBAB|Deutsche Bank Securities Inc.|23274
HEI.A|HEICO CP CL A|DBAX|Deutsche Bank Securities Inc.|22200
HEI.A|HEICO CP CL A|DEAN|MORGAN STANLEY|233
HEI.A|HEICO CP CL A|EBXL|EBX LLC|31500
HEI.A|HEICO CP CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|83
HEI.A|HEICO CP CL A|EDJO|Edward D. Jones & Co., L.P.|319
HEI.A|HEICO CP CL A|EGAM|CBOE TRADING, INC.|6459
HEI.A|HEICO CP CL A|EGXM|CBOE TRADING, INC.|275
HEI.A|HEICO CP CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
HEI.A|HEICO CP CL A|ETCC|Electronic Transaction Clearing, Inc.|110
HEI.A|HEICO CP CL A|ETRS|E*Trade Securities LLC|5092
HEI.A|HEICO CP CL A|FIDT|Fidelity Clearing Canada ULC./ CDS|117
HEI.A|HEICO CP CL A|FMAF|NBCN Inc./ CDS|2078
HEI.A|HEICO CP CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5375
HEI.A|HEICO CP CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8378
HEI.A|HEICO CP CL A|FTBR|Foliofn Investments, Inc.|51
HEI.A|HEICO CP CL A|GLPX|ACS EXECUTION SERVICES, LLC|95
HEI.A|HEICO CP CL A|GSCO|GOLDMAN SACHS & CO. LLC|186351
HEI.A|HEICO CP CL A|GSCS|GOLDMAN SACHS & CO. LLC|400
HEI.A|HEICO CP CL A|GSLT|GOLDMAN SACHS & CO. LLC|3159
HEI.A|HEICO CP CL A|GTSZ|GTS SECURITIES LLC|2632
HEI.A|HEICO CP CL A|HAPX|HAP Trading, LLC|992
HEI.A|HEICO CP CL A|HRBF|American Enterprise Investment Services Inc.|4496
HEI.A|HEICO CP CL A|HSBC|HSBC Securities, Inc.|500
HEI.A|HEICO CP CL A|IBKR|Interactive Brokers Llc|3047
HEI.A|HEICO CP CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
HEI.A|HEICO CP CL A|ICBX|INSTINET, LLC|7700
HEI.A|HEICO CP CL A|INCA|INSTINET, LLC|42795
HEI.A|HEICO CP CL A|INJX|INSTINET, LLC|4395
HEI.A|HEICO CP CL A|ITGI|ITG Inc.|29332
HEI.A|HEICO CP CL A|ITGP|ITG INC.|13200
HEI.A|HEICO CP CL A|JANY|Janney Montgomery Scott Inc.|91
HEI.A|HEICO CP CL A|JEFF|JEFFERIES LLC|11602
HEI.A|HEICO CP CL A|JMPT|JUMP TRADING, LLC|11376
HEI.A|HEICO CP CL A|JPBX|J.P. MORGAN SECURITIES LLC|2886
HEI.A|HEICO CP CL A|JPMX|J.P. Morgan Securities LLC|110830
HEI.A|HEICO CP CL A|KCGM|VIRTU Americas LLC|7400
HEI.A|HEICO CP CL A|LEHM|Barclays Capital Inc./Le|89861
HEI.A|HEICO CP CL A|LIME|Lime Brokerage LLC|12328
HEI.A|HEICO CP CL A|LQNA|LIQUIDNET, INC.|9500
HEI.A|HEICO CP CL A|MACC|Mid Atlantic Capital Corporation|50
HEI.A|HEICO CP CL A|MAXM|Maxim Group LLC|1500
HEI.A|HEICO CP CL A|MCMF|Raymond James Ltd. Cds|679
HEI.A|HEICO CP CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15000
HEI.A|HEICO CP CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|40
HEI.A|HEICO CP CL A|MOTF|MOTIF INVESTING, INC.|3
HEI.A|HEICO CP CL A|MSCO|MORGAN STANLEY & CO. LLC|188987
HEI.A|HEICO CP CL A|MSPL|MORGAN STANLEY & CO. LLC|6500
HEI.A|HEICO CP CL A|MSTX|MORGAN STANLEY & CO. LLC|3600
HEI.A|HEICO CP CL A|NFSC|National Financial Services LLC|31708
HEI.A|HEICO CP CL A|NITE|VIRTU Americas LLC|34493
HEI.A|HEICO CP CL A|NQRB|Brut, LLC|1700
HEI.A|HEICO CP CL A|NTBF|BMO Nesbitt Burns Inc./CDS|5
HEI.A|HEICO CP CL A|PCFF|Pacific International Securities Inc./CDS|40
HEI.A|HEICO CP CL A|PDQM|CODA MARKETS, INC.|12504
HEI.A|HEICO CP CL A|PWJC|UBS Financial Services, Inc.|1006
HEI.A|HEICO CP CL A|SAGL|SAGETRADER, LLC|8350
HEI.A|HEICO CP CL A|SAGW|SAGETRADER, LLC|300
HEI.A|HEICO CP CL A|SBSH|Citigroup Global Markets Inc.|17435
HEI.A|HEICO CP CL A|SGMT|GOLDMAN SACHS & CO. LLC|56550
HEI.A|HEICO CP CL A|SPDR|SPEEDROUTE LLC|2200
HEI.A|HEICO CP CL A|STFL|Stifel, Nicolaus & Company, Incorporated|149
HEI.A|HEICO CP CL A|SWIM|TD Ameritrade, Inc.|3725
HEI.A|HEICO CP CL A|TKNG|ALLY INVEST SECURITIES LLC|68
HEI.A|HEICO CP CL A|TRBT|Tradebot Systems, Inc.|1248
HEI.A|HEICO CP CL A|TRCM|TRC MARKETS LLC|849
HEI.A|HEICO CP CL A|UBSA|UBS SECURITIES LLC|87346
HEI.A|HEICO CP CL A|UBSS|UBS Securities LLC|127513
HEI.A|HEICO CP CL A|VALX|VIRTU AMERICAS LLC|443
HEI.A|HEICO CP CL A|VGRD|Vanguard Marketing Corporation|184
HEI.A|HEICO CP CL A|VNDM|Wall Street Access|25100
HEI.A|HEICO CP CL A|WCHV|WELLS FARGO SECURITIES, LLC|20493
HEI.A|HEICO CP CL A|WEED|Weeden & Co.L.P.|20928
HEI.A|HEICO CP CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4564
HEI.A|HEICO CP CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3241
HEI.A|HEICO CP CL A|WSEA|WOLVERINE SECURITIES, LLC|481
HEI.A|HEICO CP CL A|XIST|INSTINET, LLC|13062
HEI.A|HEICO CP CL A|XPQR|Jump Trading|200
HEI.A|HEICO CP CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|2126
HEI.A|HEICO CP CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|448
HELE|HELEN OF TROY LTD ##|AGIS|Aegis Capital Corp.|14
HELE|HELEN OF TROY LTD ##|ALLN|Allen & Company LLC|564
HELE|HELEN OF TROY LTD ##|APCC|Apex Clearing Corporation|4523
HELE|HELEN OF TROY LTD ##|BARD|Robert W. Baird & Co. Incorporated|1351
HELE|HELEN OF TROY LTD ##|BATM|CBOE TRADING, INC.|2124
HELE|HELEN OF TROY LTD ##|BERN|Sanford C. Bernstein & Co., LLC|4679
HELE|HELEN OF TROY LTD ##|BKCM|BNY Mellon Capital Markets LLC|4772
HELE|HELEN OF TROY LTD ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11532
HELE|HELEN OF TROY LTD ##|BLKX|INSTINET, LLC|13000
HELE|HELEN OF TROY LTD ##|BMOC|BMO Capital Markets Corp.|5957
HELE|HELEN OF TROY LTD ##|BNPX|BNP PARIBAS SECURITIES CORP.|12829
HELE|HELEN OF TROY LTD ##|BRVL|BLAYLOCK VAN, LLC|1700
HELE|HELEN OF TROY LTD ##|BTIG|BTIG, LLC|13559
HELE|HELEN OF TROY LTD ##|BYXM|CBOE TRADING, INC.|200
HELE|HELEN OF TROY LTD ##|BZYD|GOLDMAN SACHS & CO. LLC|198
HELE|HELEN OF TROY LTD ##|CANT|Cantor Fitzgerald & Co.|124
HELE|HELEN OF TROY LTD ##|CIST|Capital Institutional Services, Inc.|718
HELE|HELEN OF TROY LTD ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35568
HELE|HELEN OF TROY LTD ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3702
HELE|HELEN OF TROY LTD ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|106
HELE|HELEN OF TROY LTD ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77485
HELE|HELEN OF TROY LTD ##|CTDL|Citadel Derivatives Group Llc|5288
HELE|HELEN OF TROY LTD ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|14826
HELE|HELEN OF TROY LTD ##|DADA|D.A. Davidson & Co.|38
HELE|HELEN OF TROY LTD ##|DAVA|Davenport & Company LLC|14
HELE|HELEN OF TROY LTD ##|DBAB|Deutsche Bank Securities Inc.|212148
HELE|HELEN OF TROY LTD ##|DBAX|Deutsche Bank Securities Inc.|50800
HELE|HELEN OF TROY LTD ##|DBUL|Deutsche Bank Securities Inc.|605
HELE|HELEN OF TROY LTD ##|DEAN|MORGAN STANLEY|3218
HELE|HELEN OF TROY LTD ##|DEGS|RONIN PROFESSIONAL LLC|970
HELE|HELEN OF TROY LTD ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|618
HELE|HELEN OF TROY LTD ##|EBXL|EBX LLC|36700
HELE|HELEN OF TROY LTD ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|112
HELE|HELEN OF TROY LTD ##|EDJO|Edward D. Jones & Co., L.P.|456
HELE|HELEN OF TROY LTD ##|EGAM|CBOE TRADING, INC.|1556
HELE|HELEN OF TROY LTD ##|EGAW|CBOE TRADING, INC.|3
HELE|HELEN OF TROY LTD ##|EGMT|EG MARKET TECHNOLOGIES LLC|380
HELE|HELEN OF TROY LTD ##|EGXM|CBOE TRADING, INC.|383
HELE|HELEN OF TROY LTD ##|ELEV|ELEVATION, LLC|6295
HELE|HELEN OF TROY LTD ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7
HELE|HELEN OF TROY LTD ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21200
HELE|HELEN OF TROY LTD ##|ETRS|E*Trade Securities LLC|920
HELE|HELEN OF TROY LTD ##|FBCO|Credit Suisse Securities (USA) LLC|355637
HELE|HELEN OF TROY LTD ##|FILL|Tradestation Securities, Inc.|423
HELE|HELEN OF TROY LTD ##|FOMA|TD AMERITRADE CLEARING, INC.|91527
HELE|HELEN OF TROY LTD ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2933
HELE|HELEN OF TROY LTD ##|FQLS|Quantlab Securities LP|67281
HELE|HELEN OF TROY LTD ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17641
HELE|HELEN OF TROY LTD ##|FTBR|Foliofn Investments, Inc.|1574
HELE|HELEN OF TROY LTD ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8299
HELE|HELEN OF TROY LTD ##|GLPX|ACS EXECUTION SERVICES, LLC|4055
HELE|HELEN OF TROY LTD ##|GSCO|GOLDMAN SACHS & CO. LLC|316126
HELE|HELEN OF TROY LTD ##|GSCS|GOLDMAN SACHS & CO. LLC|15270
HELE|HELEN OF TROY LTD ##|GSLT|GOLDMAN SACHS & CO. LLC|1432
HELE|HELEN OF TROY LTD ##|GTSZ|GTS SECURITIES LLC|1673
HELE|HELEN OF TROY LTD ##|HRBF|American Enterprise Investment Services Inc.|1389
HELE|HELEN OF TROY LTD ##|IATS|INTERACTIVE BROKERS LLC|2300
HELE|HELEN OF TROY LTD ##|IBKR|Interactive Brokers Llc|18883
HELE|HELEN OF TROY LTD ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
HELE|HELEN OF TROY LTD ##|ICBX|INSTINET, LLC|15331
HELE|HELEN OF TROY LTD ##|IEQY|CITADEL SECURITIES LLC|60910
HELE|HELEN OF TROY LTD ##|INCA|INSTINET, LLC|100430
HELE|HELEN OF TROY LTD ##|INJX|INSTINET, LLC|17965
HELE|HELEN OF TROY LTD ##|ITGI|ITG Inc.|11730
HELE|HELEN OF TROY LTD ##|ITGP|ITG INC.|32000
HELE|HELEN OF TROY LTD ##|JANY|Janney Montgomery Scott Inc.|273
HELE|HELEN OF TROY LTD ##|JEFF|JEFFERIES LLC|60709
HELE|HELEN OF TROY LTD ##|JMPT|JUMP TRADING, LLC|20396
HELE|HELEN OF TROY LTD ##|JPBX|J.P. MORGAN SECURITIES LLC|7712
HELE|HELEN OF TROY LTD ##|JPMX|J.P. Morgan Securities LLC|83736
HELE|HELEN OF TROY LTD ##|JSJX|JANE STREET CAPITAL LLC|4599
HELE|HELEN OF TROY LTD ##|KCGM|VIRTU Americas LLC|5150
HELE|HELEN OF TROY LTD ##|LEHM|Barclays Capital Inc./Le|161716
HELE|HELEN OF TROY LTD ##|LIME|Lime Brokerage LLC|67961
HELE|HELEN OF TROY LTD ##|LQNA|LIQUIDNET, INC.|12200
HELE|HELEN OF TROY LTD ##|MAXM|Maxim Group LLC|2897
HELE|HELEN OF TROY LTD ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23200
HELE|HELEN OF TROY LTD ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|120
HELE|HELEN OF TROY LTD ##|MSCO|MORGAN STANLEY & CO. LLC|425134
HELE|HELEN OF TROY LTD ##|MSPL|MORGAN STANLEY & CO. LLC|110900
HELE|HELEN OF TROY LTD ##|MSTX|MORGAN STANLEY & CO. LLC|2200
HELE|HELEN OF TROY LTD ##|NATL|National Securities Corporation|3957
HELE|HELEN OF TROY LTD ##|NFSC|National Financial Services LLC|47552
HELE|HELEN OF TROY LTD ##|NITE|VIRTU Americas LLC|109320
HELE|HELEN OF TROY LTD ##|NITP|VIRTU Americas LLC|700
HELE|HELEN OF TROY LTD ##|NQRB|Brut, LLC|1207
HELE|HELEN OF TROY LTD ##|NTRC|Northern Trust Securities, Inc.|520
HELE|HELEN OF TROY LTD ##|OPCO|Oppenheimer & Co. Inc.|340
HELE|HELEN OF TROY LTD ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
HELE|HELEN OF TROY LTD ##|PDQM|CODA MARKETS, INC.|17095
HELE|HELEN OF TROY LTD ##|PWJC|UBS Financial Services, Inc.|100
HELE|HELEN OF TROY LTD ##|RAJA|Raymond James & Associates, Inc.|3880
HELE|HELEN OF TROY LTD ##|RBCM|RBC CAPITAL MARKETS, LLC|1145
HELE|HELEN OF TROY LTD ##|RHOX|XR Securities LLC|3972
HELE|HELEN OF TROY LTD ##|SAGL|SAGETRADER, LLC|1825
HELE|HELEN OF TROY LTD ##|SALI|INTL FCSTONE FINANCIAL INC.|29
HELE|HELEN OF TROY LTD ##|SBSH|Citigroup Global Markets Inc.|87284
HELE|HELEN OF TROY LTD ##|SGMT|GOLDMAN SACHS & CO. LLC|20876
HELE|HELEN OF TROY LTD ##|SPDR|SPEEDROUTE LLC|7834
HELE|HELEN OF TROY LTD ##|SPHN|Stephens Inc.|13
HELE|HELEN OF TROY LTD ##|SPTD|MINT GLOBAL MARKETS, INC.|9320
HELE|HELEN OF TROY LTD ##|STFL|Stifel, Nicolaus & Company, Incorporated|1828
HELE|HELEN OF TROY LTD ##|SWIM|TD Ameritrade, Inc.|5296
HELE|HELEN OF TROY LTD ##|SWST|Hilltop Securities Inc.|25
HELE|HELEN OF TROY LTD ##|TKNG|ALLY INVEST SECURITIES LLC|224
HELE|HELEN OF TROY LTD ##|TRBT|Tradebot Systems, Inc.|12573
HELE|HELEN OF TROY LTD ##|TRCM|TRC MARKETS LLC|27809
HELE|HELEN OF TROY LTD ##|UBSA|UBS SECURITIES LLC|85014
HELE|HELEN OF TROY LTD ##|UBSS|UBS Securities LLC|224564
HELE|HELEN OF TROY LTD ##|VALX|VIRTU AMERICAS LLC|12025
HELE|HELEN OF TROY LTD ##|VGRD|Vanguard Marketing Corporation|3910
HELE|HELEN OF TROY LTD ##|WBPX|SUMMIT SECURITIES GROUP, LLC|2
HELE|HELEN OF TROY LTD ##|WCHV|WELLS FARGO SECURITIES, LLC|31228
HELE|HELEN OF TROY LTD ##|WDNX|WEEDEN & CO.L.P.|98
HELE|HELEN OF TROY LTD ##|WEED|Weeden & Co.L.P.|335
HELE|HELEN OF TROY LTD ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|629
HELE|HELEN OF TROY LTD ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2481
HELE|HELEN OF TROY LTD ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|52
HELE|HELEN OF TROY LTD ##|WSEA|WOLVERINE SECURITIES, LLC|1846
HELE|HELEN OF TROY LTD ##|XIST|INSTINET, LLC|10540
HELE|HELEN OF TROY LTD ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|14382
HELE|HELEN OF TROY LTD ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3015
HEMV|ISHARES CURRENCY HED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
HEMV|ISHARES CURRENCY HED|DBAX|Deutsche Bank Securities Inc.|200
HEMV|ISHARES CURRENCY HED|EBXL|EBX LLC|200
HEMV|ISHARES CURRENCY HED|ETRS|E*Trade Securities LLC|198
HEMV|ISHARES CURRENCY HED|GEBB|GLOBAL EXECUTION BROKERS, LP|105
HEMV|ISHARES CURRENCY HED|ICBX|INSTINET, LLC|400
HEMV|ISHARES CURRENCY HED|JPMX|J.P. Morgan Securities LLC|200
HEMV|ISHARES CURRENCY HED|KCGM|VIRTU Americas LLC|300
HEMV|ISHARES CURRENCY HED|MSPL|MORGAN STANLEY & CO. LLC|800
HEMV|ISHARES CURRENCY HED|NITE|VIRTU Americas LLC|9105
HEP|HOLLY ENERGY PARTNER|ALTX|Alternet Securities Inc.|200
HEP|HOLLY ENERGY PARTNER|APCC|Apex Clearing Corporation|281
HEP|HOLLY ENERGY PARTNER|BANK|Primevest Financial Services, Inc.|39
HEP|HOLLY ENERGY PARTNER|BARD|Robert W. Baird & Co. Incorporated|2466
HEP|HOLLY ENERGY PARTNER|BATM|CBOE TRADING, INC.|989
HEP|HOLLY ENERGY PARTNER|BAYT|BTIG, LLC|100
HEP|HOLLY ENERGY PARTNER|BBNT|BB&T SECURITIES, LLC|170
HEP|HOLLY ENERGY PARTNER|BERN|Sanford C. Bernstein & Co., LLC|500
HEP|HOLLY ENERGY PARTNER|BIDS|BIDS TRADING L.P.|200
HEP|HOLLY ENERGY PARTNER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1064
HEP|HOLLY ENERGY PARTNER|BNPX|BNP PARIBAS SECURITIES CORP.|133
HEP|HOLLY ENERGY PARTNER|BTIG|BTIG, LLC|3209
HEP|HOLLY ENERGY PARTNER|BYXM|CBOE TRADING, INC.|700
HEP|HOLLY ENERGY PARTNER|BZYD|GOLDMAN SACHS & CO. LLC|1119
HEP|HOLLY ENERGY PARTNER|CANT|Cantor Fitzgerald & Co.|1581
HEP|HOLLY ENERGY PARTNER|CHAS|Charles Schwab & Co., Inc.|2095
HEP|HOLLY ENERGY PARTNER|CIST|Capital Institutional Services, Inc.|150
HEP|HOLLY ENERGY PARTNER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|496
HEP|HOLLY ENERGY PARTNER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|109
HEP|HOLLY ENERGY PARTNER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|147217
HEP|HOLLY ENERGY PARTNER|CTDL|Citadel Derivatives Group Llc|4905
HEP|HOLLY ENERGY PARTNER|CXCX|CITIGROUP GLOBAL MARKETS INC.|5276
HEP|HOLLY ENERGY PARTNER|DADA|D.A. Davidson & Co.|500
HEP|HOLLY ENERGY PARTNER|DBAB|Deutsche Bank Securities Inc.|18352
HEP|HOLLY ENERGY PARTNER|DBAX|Deutsche Bank Securities Inc.|13000
HEP|HOLLY ENERGY PARTNER|DEAN|MORGAN STANLEY|7895
HEP|HOLLY ENERGY PARTNER|DEGS|RONIN PROFESSIONAL LLC|497
HEP|HOLLY ENERGY PARTNER|EBXL|EBX LLC|53800
HEP|HOLLY ENERGY PARTNER|ECUT|CONVERGEX EXECUTION SOLUTIONS|20
HEP|HOLLY ENERGY PARTNER|EDJO|Edward D. Jones & Co., L.P.|4379
HEP|HOLLY ENERGY PARTNER|EGAM|CBOE TRADING, INC.|876
HEP|HOLLY ENERGY PARTNER|EGXM|CBOE TRADING, INC.|400
HEP|HOLLY ENERGY PARTNER|ETBE|Electronic Transaction Clearing, Inc.|1674
HEP|HOLLY ENERGY PARTNER|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
HEP|HOLLY ENERGY PARTNER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2779
HEP|HOLLY ENERGY PARTNER|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
HEP|HOLLY ENERGY PARTNER|ETRS|E*Trade Securities LLC|8617
HEP|HOLLY ENERGY PARTNER|FILL|Tradestation Securities, Inc.|578
HEP|HOLLY ENERGY PARTNER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13463
HEP|HOLLY ENERGY PARTNER|FTBR|Foliofn Investments, Inc.|82
HEP|HOLLY ENERGY PARTNER|GLPX|ACS EXECUTION SERVICES, LLC|4637
HEP|HOLLY ENERGY PARTNER|GSCO|GOLDMAN SACHS & CO. LLC|92752
HEP|HOLLY ENERGY PARTNER|GSCS|GOLDMAN SACHS & CO. LLC|100
HEP|HOLLY ENERGY PARTNER|GSLT|GOLDMAN SACHS & CO. LLC|300
HEP|HOLLY ENERGY PARTNER|GTSZ|GTS SECURITIES LLC|20707
HEP|HOLLY ENERGY PARTNER|HAPX|HAP Trading, LLC|100
HEP|HOLLY ENERGY PARTNER|HRBF|American Enterprise Investment Services Inc.|1057
HEP|HOLLY ENERGY PARTNER|IATS|INTERACTIVE BROKERS LLC|1068
HEP|HOLLY ENERGY PARTNER|IBKR|Interactive Brokers Llc|1093
HEP|HOLLY ENERGY PARTNER|ICBX|INSTINET, LLC|3100
HEP|HOLLY ENERGY PARTNER|INCA|INSTINET, LLC|8626
HEP|HOLLY ENERGY PARTNER|ITGI|ITG Inc.|700
HEP|HOLLY ENERGY PARTNER|ITGP|ITG INC.|6000
HEP|HOLLY ENERGY PARTNER|JEFF|JEFFERIES LLC|1769
HEP|HOLLY ENERGY PARTNER|JMPT|JUMP TRADING, LLC|3957
HEP|HOLLY ENERGY PARTNER|JPMX|J.P. Morgan Securities LLC|33350
HEP|HOLLY ENERGY PARTNER|JSJX|JANE STREET CAPITAL LLC|6668
HEP|HOLLY ENERGY PARTNER|KCGM|VIRTU Americas LLC|10388
HEP|HOLLY ENERGY PARTNER|LEHM|Barclays Capital Inc./Le|21204
HEP|HOLLY ENERGY PARTNER|LIME|Lime Brokerage LLC|18405
HEP|HOLLY ENERGY PARTNER|LQNA|LIQUIDNET, INC.|33000
HEP|HOLLY ENERGY PARTNER|LSCI|Lek Securities Corporation|665
HEP|HOLLY ENERGY PARTNER|MAXM|Maxim Group LLC|200
HEP|HOLLY ENERGY PARTNER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15130
HEP|HOLLY ENERGY PARTNER|MOTF|MOTIF INVESTING, INC.|3
HEP|HOLLY ENERGY PARTNER|MSCO|MORGAN STANLEY & CO. LLC|47662
HEP|HOLLY ENERGY PARTNER|MSPL|MORGAN STANLEY & CO. LLC|13000
HEP|HOLLY ENERGY PARTNER|NFSC|National Financial Services LLC|52587
HEP|HOLLY ENERGY PARTNER|NITE|VIRTU Americas LLC|121099
HEP|HOLLY ENERGY PARTNER|NQRB|Brut, LLC|508
HEP|HOLLY ENERGY PARTNER|NTRC|Northern Trust Securities, Inc.|130
HEP|HOLLY ENERGY PARTNER|OPCO|Oppenheimer & Co. Inc.|1000
HEP|HOLLY ENERGY PARTNER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|760
HEP|HOLLY ENERGY PARTNER|PDQM|CODA MARKETS, INC.|10263
HEP|HOLLY ENERGY PARTNER|PHLY|NASDAQ Execution Services, LLC|2400
HEP|HOLLY ENERGY PARTNER|PWJC|UBS Financial Services, Inc.|2900
HEP|HOLLY ENERGY PARTNER|RBCM|RBC CAPITAL MARKETS, LLC|1820
HEP|HOLLY ENERGY PARTNER|SAGL|SAGETRADER, LLC|1714
HEP|HOLLY ENERGY PARTNER|SAGW|SAGETRADER, LLC|300
HEP|HOLLY ENERGY PARTNER|SBRX|MURIEL SIEBERT & CO INC|120
HEP|HOLLY ENERGY PARTNER|SBSH|Citigroup Global Markets Inc.|1335
HEP|HOLLY ENERGY PARTNER|SGMT|GOLDMAN SACHS & CO. LLC|13543
HEP|HOLLY ENERGY PARTNER|SPDR|SPEEDROUTE LLC|200
HEP|HOLLY ENERGY PARTNER|STFL|Stifel, Nicolaus & Company, Incorporated|2990
HEP|HOLLY ENERGY PARTNER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2100
HEP|HOLLY ENERGY PARTNER|SWIM|TD Ameritrade, Inc.|3033
HEP|HOLLY ENERGY PARTNER|SWST|Hilltop Securities Inc.|2866
HEP|HOLLY ENERGY PARTNER|TKNG|ALLY INVEST SECURITIES LLC|453
HEP|HOLLY ENERGY PARTNER|TRBT|Tradebot Systems, Inc.|3721
HEP|HOLLY ENERGY PARTNER|TRCM|TRC MARKETS LLC|1598
HEP|HOLLY ENERGY PARTNER|UBSA|UBS SECURITIES LLC|238854
HEP|HOLLY ENERGY PARTNER|UBSS|UBS Securities LLC|196462
HEP|HOLLY ENERGY PARTNER|VALX|VIRTU AMERICAS LLC|10751
HEP|HOLLY ENERGY PARTNER|VGRD|Vanguard Marketing Corporation|14896
HEP|HOLLY ENERGY PARTNER|WBPX|SUMMIT SECURITIES GROUP, LLC|100
HEP|HOLLY ENERGY PARTNER|WCHV|WELLS FARGO SECURITIES, LLC|22463
HEP|HOLLY ENERGY PARTNER|WEDB|WEDBUSH SECURITIES INC.|500
HEP|HOLLY ENERGY PARTNER|WEED|Weeden & Co.L.P.|3000
HEP|HOLLY ENERGY PARTNER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13478
HEP|HOLLY ENERGY PARTNER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35581
HEP|HOLLY ENERGY PARTNER|WSEA|WOLVERINE SECURITIES, LLC|3166
HEP|HOLLY ENERGY PARTNER|YKNA|COMHAR CAPITAL MARKETS, LLC|200
HEP|HOLLY ENERGY PARTNER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5745
HEQ|JOHN HANCOCK H E & I|ALTX|Alternet Securities Inc.|101
HEQ|JOHN HANCOCK H E & I|APCC|Apex Clearing Corporation|14
HEQ|JOHN HANCOCK H E & I|BATM|CBOE TRADING, INC.|80
HEQ|JOHN HANCOCK H E & I|BBNT|BB&T SECURITIES, LLC|500
HEQ|JOHN HANCOCK H E & I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
HEQ|JOHN HANCOCK H E & I|BTIG|BTIG, LLC|2755
HEQ|JOHN HANCOCK H E & I|CANT|Cantor Fitzgerald & Co.|260
HEQ|JOHN HANCOCK H E & I|CHAS|Charles Schwab & Co., Inc.|502
HEQ|JOHN HANCOCK H E & I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2900
HEQ|JOHN HANCOCK H E & I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
HEQ|JOHN HANCOCK H E & I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3747
HEQ|JOHN HANCOCK H E & I|CXCX|CITIGROUP GLOBAL MARKETS INC.|710
HEQ|JOHN HANCOCK H E & I|DBAX|Deutsche Bank Securities Inc.|2200
HEQ|JOHN HANCOCK H E & I|DEAN|MORGAN STANLEY|362
HEQ|JOHN HANCOCK H E & I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
HEQ|JOHN HANCOCK H E & I|EBXL|EBX LLC|5000
HEQ|JOHN HANCOCK H E & I|EDJO|Edward D. Jones & Co., L.P.|750
HEQ|JOHN HANCOCK H E & I|EGXM|CBOE TRADING, INC.|101
HEQ|JOHN HANCOCK H E & I|ETRS|E*Trade Securities LLC|2701
HEQ|JOHN HANCOCK H E & I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18518
HEQ|JOHN HANCOCK H E & I|FTBR|Foliofn Investments, Inc.|4
HEQ|JOHN HANCOCK H E & I|GLPX|ACS EXECUTION SERVICES, LLC|362
HEQ|JOHN HANCOCK H E & I|GSCO|GOLDMAN SACHS & CO. LLC|1700
HEQ|JOHN HANCOCK H E & I|GTSZ|GTS SECURITIES LLC|1615
HEQ|JOHN HANCOCK H E & I|HRBF|American Enterprise Investment Services Inc.|11552
HEQ|JOHN HANCOCK H E & I|IATS|INTERACTIVE BROKERS LLC|2380
HEQ|JOHN HANCOCK H E & I|IBKR|Interactive Brokers Llc|4030
HEQ|JOHN HANCOCK H E & I|ICBX|INSTINET, LLC|631
HEQ|JOHN HANCOCK H E & I|INCA|INSTINET, LLC|919
HEQ|JOHN HANCOCK H E & I|ITGI|ITG Inc.|4248
HEQ|JOHN HANCOCK H E & I|ITGP|ITG INC.|3200
HEQ|JOHN HANCOCK H E & I|JANY|Janney Montgomery Scott Inc.|4
HEQ|JOHN HANCOCK H E & I|JPMX|J.P. Morgan Securities LLC|2400
HEQ|JOHN HANCOCK H E & I|KCGM|VIRTU Americas LLC|1396
HEQ|JOHN HANCOCK H E & I|LEHM|Barclays Capital Inc./Le|400
HEQ|JOHN HANCOCK H E & I|LIME|Lime Brokerage LLC|676
HEQ|JOHN HANCOCK H E & I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
HEQ|JOHN HANCOCK H E & I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
HEQ|JOHN HANCOCK H E & I|MSCO|MORGAN STANLEY & CO. LLC|26911
HEQ|JOHN HANCOCK H E & I|MSPL|MORGAN STANLEY & CO. LLC|200
HEQ|JOHN HANCOCK H E & I|NATL|National Securities Corporation|5700
HEQ|JOHN HANCOCK H E & I|NFSC|National Financial Services LLC|34734
HEQ|JOHN HANCOCK H E & I|NITE|VIRTU Americas LLC|79466
HEQ|JOHN HANCOCK H E & I|NITP|VIRTU Americas LLC|100
HEQ|JOHN HANCOCK H E & I|OPCO|Oppenheimer & Co. Inc.|40916
HEQ|JOHN HANCOCK H E & I|PDQM|CODA MARKETS, INC.|662
HEQ|JOHN HANCOCK H E & I|PWJC|UBS Financial Services, Inc.|2450
HEQ|JOHN HANCOCK H E & I|RBCM|RBC CAPITAL MARKETS, LLC|6851
HEQ|JOHN HANCOCK H E & I|SBRX|MURIEL SIEBERT & CO INC|120
HEQ|JOHN HANCOCK H E & I|SBSH|Citigroup Global Markets Inc.|2080
HEQ|JOHN HANCOCK H E & I|SGMT|GOLDMAN SACHS & CO. LLC|3080
HEQ|JOHN HANCOCK H E & I|STFL|Stifel, Nicolaus & Company, Incorporated|2162
HEQ|JOHN HANCOCK H E & I|SWIM|TD Ameritrade, Inc.|616
HEQ|JOHN HANCOCK H E & I|SWST|Hilltop Securities Inc.|18424
HEQ|JOHN HANCOCK H E & I|TKNG|ALLY INVEST SECURITIES LLC|600
HEQ|JOHN HANCOCK H E & I|TRBT|Tradebot Systems, Inc.|1251
HEQ|JOHN HANCOCK H E & I|UBSA|UBS SECURITIES LLC|11405
HEQ|JOHN HANCOCK H E & I|UBSS|UBS Securities LLC|38917
HEQ|JOHN HANCOCK H E & I|VALX|VIRTU AMERICAS LLC|625
HEQ|JOHN HANCOCK H E & I|VGRD|Vanguard Marketing Corporation|3631
HEQ|JOHN HANCOCK H E & I|WBET|Wallachbeth Capital LLC|500
HEQ|JOHN HANCOCK H E & I|WCHV|WELLS FARGO SECURITIES, LLC|42171
HEQ|JOHN HANCOCK H E & I|WEDB|WEDBUSH SECURITIES INC.|118
HEQ|JOHN HANCOCK H E & I|WEED|Weeden & Co.L.P.|1590
HEQ|JOHN HANCOCK H E & I|WSEA|WOLVERINE SECURITIES, LLC|1010
HEQ|JOHN HANCOCK H E & I|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
HEQ|JOHN HANCOCK H E & I|YKNA|COMHAR CAPITAL MARKETS, LLC|100
HEQ|JOHN HANCOCK H E & I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1227
HES|HESS CP|ABLE|NATIXIS Securities Americas LLC|45133
HES|HESS CP|ALTX|Alternet Securities Inc.|16660
HES|HESS CP|ANOS|ABEL/NOSER, L.L.C.|6940
HES|HESS CP|APCC|Apex Clearing Corporation|11965
HES|HESS CP|AQUA|AQUA SECURITIES L.P.|116100
HES|HESS CP|BARD|Robert W. Baird & Co. Incorporated|543
HES|HESS CP|BATM|CBOE TRADING, INC.|41167
HES|HESS CP|BAYC|BAY CREST PARTNERS, LLC|2146
HES|HESS CP|BAYT|BTIG, LLC|6600
HES|HESS CP|BBNT|BB&T SECURITIES, LLC|175
HES|HESS CP|BERN|Sanford C. Bernstein & Co., LLC|119147
HES|HESS CP|BIAD|SAGETRADER, LLC|130
HES|HESS CP|BIDS|BIDS TRADING L.P.|900
HES|HESS CP|BIMI|Banca IMI Securities Corp.|250
HES|HESS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20487
HES|HESS CP|BLKX|INSTINET, LLC|242160
HES|HESS CP|BMOC|BMO Capital Markets Corp.|5611
HES|HESS CP|BNPX|BNP PARIBAS SECURITIES CORP.|130012
HES|HESS CP|BTIG|BTIG, LLC|22283
HES|HESS CP|BYXM|CBOE TRADING, INC.|5227
HES|HESS CP|BZYD|GOLDMAN SACHS & CO. LLC|700
HES|HESS CP|CABR|Cabrera Capital Markets, Inc.|50
HES|HESS CP|CANT|Cantor Fitzgerald & Co.|153
HES|HESS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|101008
HES|HESS CP|CHAS|Charles Schwab & Co., Inc.|2747
HES|HESS CP|CIBP|CIBC World Markets Corp.|14738
HES|HESS CP|CICF|Canaccord Genuity Corp.|150
HES|HESS CP|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
HES|HESS CP|CIST|Capital Institutional Services, Inc.|2344
HES|HESS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1239268
HES|HESS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
HES|HESS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4187
HES|HESS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1500417
HES|HESS CP|CSIN|Citadel Securities Institutional LLC|4000
HES|HESS CP|CTDL|Citadel Derivatives Group Llc|41203
HES|HESS CP|CTLR|CUTLER GROUP, LP|200
HES|HESS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|771084
HES|HESS CP|DADA|D.A. Davidson & Co.|49
HES|HESS CP|DBAB|Deutsche Bank Securities Inc.|1089833
HES|HESS CP|DBAX|Deutsche Bank Securities Inc.|1132300
HES|HESS CP|DBUL|Deutsche Bank Securities Inc.|14836
HES|HESS CP|DCHF|Dart Executions, LLC|15235
HES|HESS CP|DEAN|MORGAN STANLEY|13634
HES|HESS CP|DEGS|RONIN PROFESSIONAL LLC|2400
HES|HESS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20449
HES|HESS CP|DRWK|DRW SECURITIES, L.L.C.|11070
HES|HESS CP|EBXL|EBX LLC|1073900
HES|HESS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|92108
HES|HESS CP|EDJO|Edward D. Jones & Co., L.P.|11369
HES|HESS CP|EGAM|CBOE TRADING, INC.|35390
HES|HESS CP|EGAW|CBOE TRADING, INC.|502
HES|HESS CP|EGMT|EG MARKET TECHNOLOGIES LLC|1800
HES|HESS CP|EGXM|CBOE TRADING, INC.|8875
HES|HESS CP|EGXW|CBOE TRADING, INC.|152
HES|HESS CP|EROM|Eroom Securities L.L.C.|1720
HES|HESS CP|EROP|Eroom Securities L.L.C.|800
HES|HESS CP|ETBE|Electronic Transaction Clearing, Inc.|97248
HES|HESS CP|ETCC|Electronic Transaction Clearing, Inc.|710
HES|HESS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|66674
HES|HESS CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
HES|HESS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2427
HES|HESS CP|ETRS|E*Trade Securities LLC|452196
HES|HESS CP|FBSB|U.S. Bancorp Investments, Inc.|2
HES|HESS CP|FFSI|Firstrade Securities Inc.|100
HES|HESS CP|FILL|Tradestation Securities, Inc.|46144
HES|HESS CP|FMAF|NBCN Inc./ CDS|145
HES|HESS CP|FMCO|First Manhattan Co|150
HES|HESS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|33552
HES|HESS CP|FQLS|Quantlab Securities LP|994876
HES|HESS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|270711
HES|HESS CP|FTBR|Foliofn Investments, Inc.|2359
HES|HESS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|6049
HES|HESS CP|GLIS|TD Securities Inc|3302
HES|HESS CP|GLPX|ACS EXECUTION SERVICES, LLC|79482
HES|HESS CP|GSCO|GOLDMAN SACHS & CO. LLC|2991009
HES|HESS CP|GSCS|GOLDMAN SACHS & CO. LLC|61827
HES|HESS CP|GSLT|GOLDMAN SACHS & CO. LLC|47988
HES|HESS CP|GTSZ|GTS SECURITIES LLC|353070
HES|HESS CP|HAPX|HAP Trading, LLC|3046
HES|HESS CP|HRBF|American Enterprise Investment Services Inc.|7080
HES|HESS CP|HSBC|HSBC Securities, Inc.|1826
HES|HESS CP|IATS|INTERACTIVE BROKERS LLC|30304
HES|HESS CP|IBKR|Interactive Brokers Llc|55284
HES|HESS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|225
HES|HESS CP|ICBX|INSTINET, LLC|174102
HES|HESS CP|IEQY|CITADEL SECURITIES LLC|632942
HES|HESS CP|INCA|INSTINET, LLC|982780
HES|HESS CP|INJX|INSTINET, LLC|27717
HES|HESS CP|ITGI|ITG Inc.|108621
HES|HESS CP|ITGP|ITG INC.|466200
HES|HESS CP|JANY|Janney Montgomery Scott Inc.|4036
HES|HESS CP|JEFF|JEFFERIES LLC|368658
HES|HESS CP|JHDR|J.H. Darbie & Co., Inc.|150
HES|HESS CP|JMPT|JUMP TRADING, LLC|347518
HES|HESS CP|JPBX|J.P. MORGAN SECURITIES LLC|318875
HES|HESS CP|JPMX|J.P. Morgan Securities LLC|1479626
HES|HESS CP|JRCO|Johnson Rice & Company L.L.C.|2200
HES|HESS CP|JSJX|JANE STREET CAPITAL LLC|30485
HES|HESS CP|KCGM|VIRTU Americas LLC|213074
HES|HESS CP|LEHM|Barclays Capital Inc./Le|1522269
HES|HESS CP|LGNT|COR CLEARING LLC|1
HES|HESS CP|LIME|Lime Brokerage LLC|214904
HES|HESS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|196000
HES|HESS CP|LOOP|Loop Capital Markets LLC|775
HES|HESS CP|LQNA|LIQUIDNET, INC.|100200
HES|HESS CP|LSCI|Lek Securities Corporation|18120
HES|HESS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
HES|HESS CP|MACC|Mid Atlantic Capital Corporation|1450
HES|HESS CP|MACQ|Macquarie Capital (USA) Inc.|868
HES|HESS CP|MAXM|Maxim Group LLC|19989
HES|HESS CP|MCMF|Raymond James Ltd. Cds|120
HES|HESS CP|MICA|Spartan Securities Group, Ltd.|2000
HES|HESS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|274514
HES|HESS CP|MNDX|TJM Investments, LLC|13096
HES|HESS CP|MOTF|MOTIF INVESTING, INC.|49
HES|HESS CP|MSCO|MORGAN STANLEY & CO. LLC|3948857
HES|HESS CP|MSPL|MORGAN STANLEY & CO. LLC|887800
HES|HESS CP|MSTX|MORGAN STANLEY & CO. LLC|602000
HES|HESS CP|MUFG|MUFG SECURITIES AMERICAS INC.|149400
HES|HESS CP|MULL|MARK J. MULLER EQUITIES, INC.|12300
HES|HESS CP|MZHO|Mizuho Securities USA LLC|140900
HES|HESS CP|NATL|National Securities Corporation|3355
HES|HESS CP|NFSC|National Financial Services LLC|485390
HES|HESS CP|NITE|VIRTU Americas LLC|1117062
HES|HESS CP|NITP|VIRTU Americas LLC|1402
HES|HESS CP|NMRA|Nomura Securities International, Inc.|100
HES|HESS CP|NQRB|Brut, LLC|42332
HES|HESS CP|NTBF|BMO Nesbitt Burns Inc./CDS|500
HES|HESS CP|OHOS|TWO SIGMA SECURITIES, LLC|407050
HES|HESS CP|OPCO|Oppenheimer & Co. Inc.|12833
HES|HESS CP|OTAA|OTA LLC|900
HES|HESS CP|PDQM|CODA MARKETS, INC.|130195
HES|HESS CP|PHLY|NASDAQ Execution Services, LLC|16800
HES|HESS CP|PWJC|UBS Financial Services, Inc.|2242
HES|HESS CP|QMSR|QUATTRO M SECURITIES INC.|4708
HES|HESS CP|RBCM|RBC CAPITAL MARKETS, LLC|12275
HES|HESS CP|RGLD|Regal Securities, Inc|120
HES|HESS CP|RHCO|Suntrust Robinson Humphrey, Inc.|40905
HES|HESS CP|SAGL|SAGETRADER, LLC|146926
HES|HESS CP|SAGW|SAGETRADER, LLC|3613
HES|HESS CP|SALI|INTL FCSTONE FINANCIAL INC.|16
HES|HESS CP|SBSH|Citigroup Global Markets Inc.|2725826
HES|HESS CP|SEIC|SEI Investments Distribution Co.|200
HES|HESS CP|SGMT|GOLDMAN SACHS & CO. LLC|437293
HES|HESS CP|SJLS|TRADE INFORMATICS LLC|1300
HES|HESS CP|SOCO|Capital One Southcoast, Inc|100
HES|HESS CP|SPDR|SPEEDROUTE LLC|65365
HES|HESS CP|SPHN|Stephens Inc.|11689
HES|HESS CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
HES|HESS CP|STFL|Stifel, Nicolaus & Company, Incorporated|18033
HES|HESS CP|STKP|STOCKPILE INVESTMENTS, INC.|6
HES|HESS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11646
HES|HESS CP|SWIM|TD Ameritrade, Inc.|264654
HES|HESS CP|SWST|Hilltop Securities Inc.|835
HES|HESS CP|TAGC|TELSEY ADVISORY GROUP LLC|700
HES|HESS CP|TKNG|ALLY INVEST SECURITIES LLC|5514
HES|HESS CP|TOUR|TOURMALINE PARTNERS, LLC|40200
HES|HESS CP|TRBT|Tradebot Systems, Inc.|806209
HES|HESS CP|TRCM|TRC MARKETS LLC|1003907
HES|HESS CP|TWTT|TASTYWORKS, INC.|866
HES|HESS CP|UBSA|UBS SECURITIES LLC|1819464
HES|HESS CP|UBSS|UBS Securities LLC|2600723
HES|HESS CP|USCA|USCA Securities LLC|600
HES|HESS CP|VALX|VIRTU AMERICAS LLC|60645
HES|HESS CP|VGRD|Vanguard Marketing Corporation|26182
HES|HESS CP|VNDM|Wall Street Access|21410
HES|HESS CP|WBLR|WILLIAM BLAIR|20
HES|HESS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|7272
HES|HESS CP|WCHV|WELLS FARGO SECURITIES, LLC|359595
HES|HESS CP|WEDB|WEDBUSH SECURITIES INC.|16369
HES|HESS CP|WEED|Weeden & Co.L.P.|6584
HES|HESS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39933
HES|HESS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|113402
HES|HESS CP|WGIF|CIBC World Markets Inc.|450
HES|HESS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1032
HES|HESS CP|WSEA|WOLVERINE SECURITIES, LLC|11363
HES|HESS CP|XIST|INSTINET, LLC|165182
HES|HESS CP|XPQR|Jump Trading|2300
HES|HESS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|238638
HES|HESS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3629
HES|HESS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10703
HES$A|HESS CORP SER A PFD|BAYC|BAY CREST PARTNERS, LLC|925
HES$A|HESS CORP SER A PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62
HES$A|HESS CORP SER A PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1382
HES$A|HESS CORP SER A PFD|CTDL|Citadel Derivatives Group Llc|20
HES$A|HESS CORP SER A PFD|DADA|D.A. Davidson & Co.|32
HES$A|HESS CORP SER A PFD|DBAX|Deutsche Bank Securities Inc.|600
HES$A|HESS CORP SER A PFD|DEAN|MORGAN STANLEY|600
HES$A|HESS CORP SER A PFD|EBXL|EBX LLC|100
HES$A|HESS CORP SER A PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|61
HES$A|HESS CORP SER A PFD|ETRS|E*Trade Securities LLC|50
HES$A|HESS CORP SER A PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161
HES$A|HESS CORP SER A PFD|GLPX|ACS EXECUTION SERVICES, LLC|300
HES$A|HESS CORP SER A PFD|GSCS|GOLDMAN SACHS & CO. LLC|1683
HES$A|HESS CORP SER A PFD|GSLT|GOLDMAN SACHS & CO. LLC|100
HES$A|HESS CORP SER A PFD|GTSZ|GTS SECURITIES LLC|732
HES$A|HESS CORP SER A PFD|HRBF|American Enterprise Investment Services Inc.|367
HES$A|HESS CORP SER A PFD|ICBX|INSTINET, LLC|900
HES$A|HESS CORP SER A PFD|INCA|INSTINET, LLC|505
HES$A|HESS CORP SER A PFD|ITGI|ITG Inc.|1402
HES$A|HESS CORP SER A PFD|ITGP|ITG INC.|200
HES$A|HESS CORP SER A PFD|JEFF|JEFFERIES LLC|200
HES$A|HESS CORP SER A PFD|KCGM|VIRTU Americas LLC|462
HES$A|HESS CORP SER A PFD|LIME|Lime Brokerage LLC|1064
HES$A|HESS CORP SER A PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1404
HES$A|HESS CORP SER A PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HES$A|HESS CORP SER A PFD|MSCO|MORGAN STANLEY & CO. LLC|5463
HES$A|HESS CORP SER A PFD|MUFG|MUFG SECURITIES AMERICAS INC.|280524
HES$A|HESS CORP SER A PFD|MZHO|Mizuho Securities USA LLC|23381
HES$A|HESS CORP SER A PFD|NFSC|National Financial Services LLC|630
HES$A|HESS CORP SER A PFD|NITE|VIRTU Americas LLC|14188
HES$A|HESS CORP SER A PFD|NQRB|Brut, LLC|200
HES$A|HESS CORP SER A PFD|OLDM|OLD MISSION CAPITAL, LLC|813
HES$A|HESS CORP SER A PFD|OPCO|Oppenheimer & Co. Inc.|50
HES$A|HESS CORP SER A PFD|PDQM|CODA MARKETS, INC.|300
HES$A|HESS CORP SER A PFD|PWJC|UBS Financial Services, Inc.|39
HES$A|HESS CORP SER A PFD|RHCO|Suntrust Robinson Humphrey, Inc.|300
HES$A|HESS CORP SER A PFD|SGMT|GOLDMAN SACHS & CO. LLC|508
HES$A|HESS CORP SER A PFD|SPDR|SPEEDROUTE LLC|300
HES$A|HESS CORP SER A PFD|STFL|Stifel, Nicolaus & Company, Incorporated|1544
HES$A|HESS CORP SER A PFD|SWIM|TD Ameritrade, Inc.|100
HES$A|HESS CORP SER A PFD|TRBT|Tradebot Systems, Inc.|100
HES$A|HESS CORP SER A PFD|UBSA|UBS SECURITIES LLC|740
HES$A|HESS CORP SER A PFD|UBSS|UBS Securities LLC|805
HES$A|HESS CORP SER A PFD|WCHV|WELLS FARGO SECURITIES, LLC|461737
HES$A|HESS CORP SER A PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9794
HESM|HESS MIDSTREAM PARTN|ALTX|Alternet Securities Inc.|3135
HESM|HESS MIDSTREAM PARTN|APCC|Apex Clearing Corporation|161
HESM|HESS MIDSTREAM PARTN|BATM|CBOE TRADING, INC.|1291
HESM|HESS MIDSTREAM PARTN|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2480
HESM|HESS MIDSTREAM PARTN|BERN|Sanford C. Bernstein & Co., LLC|1200
HESM|HESS MIDSTREAM PARTN|BLKX|INSTINET, LLC|5000
HESM|HESS MIDSTREAM PARTN|BNPX|BNP PARIBAS SECURITIES CORP.|10240
HESM|HESS MIDSTREAM PARTN|BYXM|CBOE TRADING, INC.|100
HESM|HESS MIDSTREAM PARTN|BZYD|GOLDMAN SACHS & CO. LLC|1150
HESM|HESS MIDSTREAM PARTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3343
HESM|HESS MIDSTREAM PARTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13488
HESM|HESS MIDSTREAM PARTN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1010
HESM|HESS MIDSTREAM PARTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27813
HESM|HESS MIDSTREAM PARTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|632
HESM|HESS MIDSTREAM PARTN|DBAB|Deutsche Bank Securities Inc.|4211
HESM|HESS MIDSTREAM PARTN|DBAX|Deutsche Bank Securities Inc.|37600
HESM|HESS MIDSTREAM PARTN|DEAN|MORGAN STANLEY|7412
HESM|HESS MIDSTREAM PARTN|DEGS|RONIN PROFESSIONAL LLC|3951
HESM|HESS MIDSTREAM PARTN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|119
HESM|HESS MIDSTREAM PARTN|EBXL|EBX LLC|35700
HESM|HESS MIDSTREAM PARTN|EGAM|CBOE TRADING, INC.|250
HESM|HESS MIDSTREAM PARTN|EGXM|CBOE TRADING, INC.|328
HESM|HESS MIDSTREAM PARTN|ETBE|Electronic Transaction Clearing, Inc.|300
HESM|HESS MIDSTREAM PARTN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2553
HESM|HESS MIDSTREAM PARTN|ETRS|E*Trade Securities LLC|22488
HESM|HESS MIDSTREAM PARTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1050
HESM|HESS MIDSTREAM PARTN|FTBR|Foliofn Investments, Inc.|2790
HESM|HESS MIDSTREAM PARTN|GLPX|ACS EXECUTION SERVICES, LLC|6263
HESM|HESS MIDSTREAM PARTN|GSCO|GOLDMAN SACHS & CO. LLC|12276
HESM|HESS MIDSTREAM PARTN|GSCS|GOLDMAN SACHS & CO. LLC|1246
HESM|HESS MIDSTREAM PARTN|GTSZ|GTS SECURITIES LLC|24110
HESM|HESS MIDSTREAM PARTN|IATS|INTERACTIVE BROKERS LLC|2750
HESM|HESS MIDSTREAM PARTN|IBKR|Interactive Brokers Llc|4310
HESM|HESS MIDSTREAM PARTN|ICBX|INSTINET, LLC|6000
HESM|HESS MIDSTREAM PARTN|INCA|INSTINET, LLC|10874
HESM|HESS MIDSTREAM PARTN|ITGI|ITG Inc.|1650
HESM|HESS MIDSTREAM PARTN|ITGP|ITG INC.|16600
HESM|HESS MIDSTREAM PARTN|JEFF|JEFFERIES LLC|7625
HESM|HESS MIDSTREAM PARTN|JPMX|J.P. Morgan Securities LLC|39385
HESM|HESS MIDSTREAM PARTN|JSJX|JANE STREET CAPITAL LLC|103
HESM|HESS MIDSTREAM PARTN|KCGM|VIRTU Americas LLC|4000
HESM|HESS MIDSTREAM PARTN|LEHM|Barclays Capital Inc./Le|120238
HESM|HESS MIDSTREAM PARTN|LIME|Lime Brokerage LLC|3939
HESM|HESS MIDSTREAM PARTN|LSCI|Lek Securities Corporation|302
HESM|HESS MIDSTREAM PARTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
HESM|HESS MIDSTREAM PARTN|MSCO|MORGAN STANLEY & CO. LLC|160059
HESM|HESS MIDSTREAM PARTN|MSPL|MORGAN STANLEY & CO. LLC|22500
HESM|HESS MIDSTREAM PARTN|NFSC|National Financial Services LLC|46020
HESM|HESS MIDSTREAM PARTN|NITE|VIRTU Americas LLC|78463
HESM|HESS MIDSTREAM PARTN|NQRB|Brut, LLC|200
HESM|HESS MIDSTREAM PARTN|PDQM|CODA MARKETS, INC.|9687
HESM|HESS MIDSTREAM PARTN|RBCM|RBC CAPITAL MARKETS, LLC|3345
HESM|HESS MIDSTREAM PARTN|SBSH|Citigroup Global Markets Inc.|21715
HESM|HESS MIDSTREAM PARTN|SEIC|SEI Investments Distribution Co.|600
HESM|HESS MIDSTREAM PARTN|SGMT|GOLDMAN SACHS & CO. LLC|8813
HESM|HESS MIDSTREAM PARTN|SPDR|SPEEDROUTE LLC|10019
HESM|HESS MIDSTREAM PARTN|SPGS|Sea Port Group Securities, LLC|5000
HESM|HESS MIDSTREAM PARTN|SPTD|MINT GLOBAL MARKETS, INC.|1000
HESM|HESS MIDSTREAM PARTN|SWIM|TD Ameritrade, Inc.|13515
HESM|HESS MIDSTREAM PARTN|SWST|Hilltop Securities Inc.|204
HESM|HESS MIDSTREAM PARTN|TKNG|ALLY INVEST SECURITIES LLC|64
HESM|HESS MIDSTREAM PARTN|TRBT|Tradebot Systems, Inc.|2108
HESM|HESS MIDSTREAM PARTN|TRCM|TRC MARKETS LLC|7815
HESM|HESS MIDSTREAM PARTN|UBSS|UBS Securities LLC|47921
HESM|HESS MIDSTREAM PARTN|VALX|VIRTU AMERICAS LLC|560
HESM|HESS MIDSTREAM PARTN|VGRD|Vanguard Marketing Corporation|3330
HESM|HESS MIDSTREAM PARTN|WCHV|WELLS FARGO SECURITIES, LLC|19275
HESM|HESS MIDSTREAM PARTN|WEDB|WEDBUSH SECURITIES INC.|2027
HESM|HESS MIDSTREAM PARTN|WEED|Weeden & Co.L.P.|50
HESM|HESS MIDSTREAM PARTN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1176
HESM|HESS MIDSTREAM PARTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1436
HESM|HESS MIDSTREAM PARTN|WFPB|Wells Fargo Securities, LLC.|6474
HESM|HESS MIDSTREAM PARTN|WSEA|WOLVERINE SECURITIES, LLC|789
HESM|HESS MIDSTREAM PARTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
HESM|HESS MIDSTREAM PARTN|YKNA|COMHAR CAPITAL MARKETS, LLC|1323
HEUV|ISHARES CURRENCY HED|CHAS|Charles Schwab & Co., Inc.|1
HEUV|ISHARES CURRENCY HED|FTBR|Foliofn Investments, Inc.|3
HEUV|ISHARES CURRENCY HED|MSCO|MORGAN STANLEY & CO. LLC|100
HEUV|ISHARES CURRENCY HED|NITE|VIRTU Americas LLC|1
HEWC|ISHARES MSCI CANADA|ETRS|E*Trade Securities LLC|20
HEWC|ISHARES MSCI CANADA|FMAF|NBCN Inc./ CDS|1265
HEWC|ISHARES MSCI CANADA|GSLT|GOLDMAN SACHS & CO. LLC|300
HEWC|ISHARES MSCI CANADA|NITE|VIRTU Americas LLC|300
HEWC|ISHARES MSCI CANADA|UBSA|UBS SECURITIES LLC|100
HEWC|ISHARES MSCI CANADA|UBSS|UBS Securities LLC|353
HEWC|ISHARES MSCI CANADA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
HEWG|ISHARES HEDGED GERMA|APCC|Apex Clearing Corporation|16
HEWG|ISHARES HEDGED GERMA|BATM|CBOE TRADING, INC.|7700
HEWG|ISHARES HEDGED GERMA|BERN|Sanford C. Bernstein & Co., LLC|12
HEWG|ISHARES HEDGED GERMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1361
HEWG|ISHARES HEDGED GERMA|BYXM|CBOE TRADING, INC.|200
HEWG|ISHARES HEDGED GERMA|CHAS|Charles Schwab & Co., Inc.|1547
HEWG|ISHARES HEDGED GERMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83110
HEWG|ISHARES HEDGED GERMA|CTDL|Citadel Derivatives Group Llc|141088
HEWG|ISHARES HEDGED GERMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
HEWG|ISHARES HEDGED GERMA|DBAB|Deutsche Bank Securities Inc.|242
HEWG|ISHARES HEDGED GERMA|DBAX|Deutsche Bank Securities Inc.|64600
HEWG|ISHARES HEDGED GERMA|DEAN|MORGAN STANLEY|460
HEWG|ISHARES HEDGED GERMA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6708
HEWG|ISHARES HEDGED GERMA|EBXL|EBX LLC|49300
HEWG|ISHARES HEDGED GERMA|ECUT|CONVERGEX EXECUTION SOLUTIONS|4819
HEWG|ISHARES HEDGED GERMA|EDJO|Edward D. Jones & Co., L.P.|100
HEWG|ISHARES HEDGED GERMA|EGAM|CBOE TRADING, INC.|4604
HEWG|ISHARES HEDGED GERMA|EGXM|CBOE TRADING, INC.|300
HEWG|ISHARES HEDGED GERMA|ETBE|Electronic Transaction Clearing, Inc.|7454
HEWG|ISHARES HEDGED GERMA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3392
HEWG|ISHARES HEDGED GERMA|ETRS|E*Trade Securities LLC|2470
HEWG|ISHARES HEDGED GERMA|FBCO|Credit Suisse Securities (USA) LLC|15560
HEWG|ISHARES HEDGED GERMA|FCST|INTL FCSTONE FINANCIAL INC.|23100
HEWG|ISHARES HEDGED GERMA|FLTU|FLOW TRADERS US LLC|136357
HEWG|ISHARES HEDGED GERMA|FMAF|NBCN Inc./ CDS|4860
HEWG|ISHARES HEDGED GERMA|FOMA|TD AMERITRADE CLEARING, INC.|5827
HEWG|ISHARES HEDGED GERMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18967
HEWG|ISHARES HEDGED GERMA|FTBR|Foliofn Investments, Inc.|1
HEWG|ISHARES HEDGED GERMA|GBMT|GBM International, Inc.|50007
HEWG|ISHARES HEDGED GERMA|GEBB|GLOBAL EXECUTION BROKERS, LP|2085
HEWG|ISHARES HEDGED GERMA|GSCO|GOLDMAN SACHS & CO. LLC|248250
HEWG|ISHARES HEDGED GERMA|GSCS|GOLDMAN SACHS & CO. LLC|599
HEWG|ISHARES HEDGED GERMA|GSLT|GOLDMAN SACHS & CO. LLC|2600
HEWG|ISHARES HEDGED GERMA|HRBF|American Enterprise Investment Services Inc.|424008
HEWG|ISHARES HEDGED GERMA|HSBC|HSBC Securities, Inc.|2100
HEWG|ISHARES HEDGED GERMA|IATS|INTERACTIVE BROKERS LLC|54
HEWG|ISHARES HEDGED GERMA|IBKR|Interactive Brokers Llc|2535
HEWG|ISHARES HEDGED GERMA|ICBX|INSTINET, LLC|63412
HEWG|ISHARES HEDGED GERMA|INCA|INSTINET, LLC|541
HEWG|ISHARES HEDGED GERMA|INJX|INSTINET, LLC|1951
HEWG|ISHARES HEDGED GERMA|ITGI|ITG Inc.|200
HEWG|ISHARES HEDGED GERMA|ITGP|ITG INC.|10600
HEWG|ISHARES HEDGED GERMA|JANY|Janney Montgomery Scott Inc.|30272
HEWG|ISHARES HEDGED GERMA|JEFF|JEFFERIES LLC|36245
HEWG|ISHARES HEDGED GERMA|JMPT|JUMP TRADING, LLC|6
HEWG|ISHARES HEDGED GERMA|JONE|JonesTrading|189800
HEWG|ISHARES HEDGED GERMA|JPMX|J.P. Morgan Securities LLC|11900
HEWG|ISHARES HEDGED GERMA|JSJX|JANE STREET CAPITAL LLC|167581
HEWG|ISHARES HEDGED GERMA|KCGM|VIRTU Americas LLC|1450
HEWG|ISHARES HEDGED GERMA|LEHM|Barclays Capital Inc./Le|347800
HEWG|ISHARES HEDGED GERMA|LIME|Lime Brokerage LLC|60891
HEWG|ISHARES HEDGED GERMA|LMGP|LIME BROKERAGE LLC|600
HEWG|ISHARES HEDGED GERMA|LSCI|Lek Securities Corporation|8
HEWG|ISHARES HEDGED GERMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15600
HEWG|ISHARES HEDGED GERMA|MSCO|MORGAN STANLEY & CO. LLC|65775
HEWG|ISHARES HEDGED GERMA|MSPL|MORGAN STANLEY & CO. LLC|38700
HEWG|ISHARES HEDGED GERMA|NFSC|National Financial Services LLC|10489
HEWG|ISHARES HEDGED GERMA|NITE|VIRTU Americas LLC|236140
HEWG|ISHARES HEDGED GERMA|NQRB|Brut, LLC|1401
HEWG|ISHARES HEDGED GERMA|OLDM|OLD MISSION CAPITAL, LLC|93181
HEWG|ISHARES HEDGED GERMA|OPCO|Oppenheimer & Co. Inc.|220
HEWG|ISHARES HEDGED GERMA|PCPT|PHILLIP CAPITAL INC.|132
HEWG|ISHARES HEDGED GERMA|PDQM|CODA MARKETS, INC.|18000
HEWG|ISHARES HEDGED GERMA|PICT|Pictet Overseas Inc.|6140
HEWG|ISHARES HEDGED GERMA|PIPR|Piper Jaffray & Co.|3400
HEWG|ISHARES HEDGED GERMA|RAJA|Raymond James & Associates, Inc.|864
HEWG|ISHARES HEDGED GERMA|RBCM|RBC CAPITAL MARKETS, LLC|40
HEWG|ISHARES HEDGED GERMA|RGLD|Regal Securities, Inc|100
HEWG|ISHARES HEDGED GERMA|SBSH|Citigroup Global Markets Inc.|463241
HEWG|ISHARES HEDGED GERMA|SGMT|GOLDMAN SACHS & CO. LLC|52886
HEWG|ISHARES HEDGED GERMA|STFL|Stifel, Nicolaus & Company, Incorporated|1372
HEWG|ISHARES HEDGED GERMA|SWIM|TD Ameritrade, Inc.|698
HEWG|ISHARES HEDGED GERMA|TRBT|Tradebot Systems, Inc.|5100
HEWG|ISHARES HEDGED GERMA|TRCM|TRC MARKETS LLC|8612
HEWG|ISHARES HEDGED GERMA|UBSA|UBS SECURITIES LLC|186154
HEWG|ISHARES HEDGED GERMA|UBSS|UBS Securities LLC|120633
HEWG|ISHARES HEDGED GERMA|VALX|VIRTU AMERICAS LLC|11297
HEWG|ISHARES HEDGED GERMA|VGRD|Vanguard Marketing Corporation|1316
HEWG|ISHARES HEDGED GERMA|WCHV|WELLS FARGO SECURITIES, LLC|20454
HEWG|ISHARES HEDGED GERMA|WSEA|WOLVERINE SECURITIES, LLC|719
HEWG|ISHARES HEDGED GERMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|350
HEWG|ISHARES HEDGED GERMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|789
HEWI|ISHARES MSCI ITALY|APCC|Apex Clearing Corporation|11
HEWI|ISHARES MSCI ITALY|CHAS|Charles Schwab & Co., Inc.|1
HEWI|ISHARES MSCI ITALY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800
HEWI|ISHARES MSCI ITALY|DBAX|Deutsche Bank Securities Inc.|1900
HEWI|ISHARES MSCI ITALY|EBXL|EBX LLC|700
HEWI|ISHARES MSCI ITALY|FMAF|NBCN Inc./ CDS|160
HEWI|ISHARES MSCI ITALY|ICBX|INSTINET, LLC|1300
HEWI|ISHARES MSCI ITALY|JPMX|J.P. Morgan Securities LLC|400
HEWI|ISHARES MSCI ITALY|JSJX|JANE STREET CAPITAL LLC|540
HEWI|ISHARES MSCI ITALY|LEHM|Barclays Capital Inc./Le|3600
HEWI|ISHARES MSCI ITALY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
HEWI|ISHARES MSCI ITALY|MSPL|MORGAN STANLEY & CO. LLC|600
HEWI|ISHARES MSCI ITALY|NFSC|National Financial Services LLC|600
HEWI|ISHARES MSCI ITALY|NITE|VIRTU Americas LLC|461
HEWI|ISHARES MSCI ITALY|UBSA|UBS SECURITIES LLC|2500
HEWI|ISHARES MSCI ITALY|UBSS|UBS Securities LLC|2100
HEWI|ISHARES MSCI ITALY|VGRD|Vanguard Marketing Corporation|100
HEWI|ISHARES MSCI ITALY|WSEA|WOLVERINE SECURITIES, LLC|10
HEWJ|ISHARES HEDGED JAPAN|ALTX|Alternet Securities Inc.|1300
HEWJ|ISHARES HEDGED JAPAN|APCC|Apex Clearing Corporation|1776
HEWJ|ISHARES HEDGED JAPAN|BARD|Robert W. Baird & Co. Incorporated|1975
HEWJ|ISHARES HEDGED JAPAN|BATM|CBOE TRADING, INC.|3610
HEWJ|ISHARES HEDGED JAPAN|BERN|Sanford C. Bernstein & Co., LLC|18459
HEWJ|ISHARES HEDGED JAPAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1415
HEWJ|ISHARES HEDGED JAPAN|BYXM|CBOE TRADING, INC.|1800
HEWJ|ISHARES HEDGED JAPAN|CHAS|Charles Schwab & Co., Inc.|1
HEWJ|ISHARES HEDGED JAPAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3499
HEWJ|ISHARES HEDGED JAPAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|218980
HEWJ|ISHARES HEDGED JAPAN|CSIN|Citadel Securities Institutional LLC|128051
HEWJ|ISHARES HEDGED JAPAN|CTDL|Citadel Derivatives Group Llc|345208
HEWJ|ISHARES HEDGED JAPAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|61656
HEWJ|ISHARES HEDGED JAPAN|DADA|D.A. Davidson & Co.|551
HEWJ|ISHARES HEDGED JAPAN|DBAB|Deutsche Bank Securities Inc.|10107
HEWJ|ISHARES HEDGED JAPAN|DBAX|Deutsche Bank Securities Inc.|34000
HEWJ|ISHARES HEDGED JAPAN|DEAN|MORGAN STANLEY|14951
HEWJ|ISHARES HEDGED JAPAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15525
HEWJ|ISHARES HEDGED JAPAN|EBXL|EBX LLC|52900
HEWJ|ISHARES HEDGED JAPAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|427
HEWJ|ISHARES HEDGED JAPAN|EDJC|Edward Jones / CDS|1919
HEWJ|ISHARES HEDGED JAPAN|EDJO|Edward D. Jones & Co., L.P.|600
HEWJ|ISHARES HEDGED JAPAN|EGAM|CBOE TRADING, INC.|18498
HEWJ|ISHARES HEDGED JAPAN|EGAW|CBOE TRADING, INC.|3742
HEWJ|ISHARES HEDGED JAPAN|EGXM|CBOE TRADING, INC.|13700
HEWJ|ISHARES HEDGED JAPAN|ETBE|Electronic Transaction Clearing, Inc.|15641
HEWJ|ISHARES HEDGED JAPAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
HEWJ|ISHARES HEDGED JAPAN|ETRS|E*Trade Securities LLC|1850
HEWJ|ISHARES HEDGED JAPAN|FCST|INTL FCSTONE FINANCIAL INC.|89400
HEWJ|ISHARES HEDGED JAPAN|FILL|Tradestation Securities, Inc.|1684
HEWJ|ISHARES HEDGED JAPAN|FLTU|FLOW TRADERS US LLC|115468
HEWJ|ISHARES HEDGED JAPAN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|4575
HEWJ|ISHARES HEDGED JAPAN|FMAF|NBCN Inc./ CDS|1658
HEWJ|ISHARES HEDGED JAPAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10633
HEWJ|ISHARES HEDGED JAPAN|FTBR|Foliofn Investments, Inc.|187
HEWJ|ISHARES HEDGED JAPAN|GBMT|GBM International, Inc.|34821
HEWJ|ISHARES HEDGED JAPAN|GLPX|ACS EXECUTION SERVICES, LLC|10500
HEWJ|ISHARES HEDGED JAPAN|GSCO|GOLDMAN SACHS & CO. LLC|82667
HEWJ|ISHARES HEDGED JAPAN|GSLT|GOLDMAN SACHS & CO. LLC|10207
HEWJ|ISHARES HEDGED JAPAN|GTSZ|GTS SECURITIES LLC|145
HEWJ|ISHARES HEDGED JAPAN|HRBF|American Enterprise Investment Services Inc.|31712
HEWJ|ISHARES HEDGED JAPAN|HSBC|HSBC Securities, Inc.|4100
HEWJ|ISHARES HEDGED JAPAN|IATS|INTERACTIVE BROKERS LLC|14190
HEWJ|ISHARES HEDGED JAPAN|IBKR|Interactive Brokers Llc|12059
HEWJ|ISHARES HEDGED JAPAN|ICBX|INSTINET, LLC|41900
HEWJ|ISHARES HEDGED JAPAN|INCA|INSTINET, LLC|2539
HEWJ|ISHARES HEDGED JAPAN|ITGI|ITG Inc.|672
HEWJ|ISHARES HEDGED JAPAN|ITGP|ITG INC.|26800
HEWJ|ISHARES HEDGED JAPAN|JPMX|J.P. Morgan Securities LLC|42900
HEWJ|ISHARES HEDGED JAPAN|JSJX|JANE STREET CAPITAL LLC|228666
HEWJ|ISHARES HEDGED JAPAN|KCGM|VIRTU Americas LLC|9199
HEWJ|ISHARES HEDGED JAPAN|LEHM|Barclays Capital Inc./Le|177200
HEWJ|ISHARES HEDGED JAPAN|LIME|Lime Brokerage LLC|97
HEWJ|ISHARES HEDGED JAPAN|LSCI|Lek Securities Corporation|12
HEWJ|ISHARES HEDGED JAPAN|MAXM|Maxim Group LLC|1200
HEWJ|ISHARES HEDGED JAPAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34386
HEWJ|ISHARES HEDGED JAPAN|MSCO|MORGAN STANLEY & CO. LLC|203493
HEWJ|ISHARES HEDGED JAPAN|MSPL|MORGAN STANLEY & CO. LLC|171900
HEWJ|ISHARES HEDGED JAPAN|MSTX|MORGAN STANLEY & CO. LLC|300
HEWJ|ISHARES HEDGED JAPAN|NFSC|National Financial Services LLC|25503
HEWJ|ISHARES HEDGED JAPAN|NITE|VIRTU Americas LLC|229957
HEWJ|ISHARES HEDGED JAPAN|NITP|VIRTU Americas LLC|261446
HEWJ|ISHARES HEDGED JAPAN|NTRC|Northern Trust Securities, Inc.|2514
HEWJ|ISHARES HEDGED JAPAN|OLDM|OLD MISSION CAPITAL, LLC|196154
HEWJ|ISHARES HEDGED JAPAN|OPCO|Oppenheimer & Co. Inc.|2085
HEWJ|ISHARES HEDGED JAPAN|PDQM|CODA MARKETS, INC.|23700
HEWJ|ISHARES HEDGED JAPAN|PIPR|Piper Jaffray & Co.|4233
HEWJ|ISHARES HEDGED JAPAN|RBCM|RBC CAPITAL MARKETS, LLC|3
HEWJ|ISHARES HEDGED JAPAN|SBSH|Citigroup Global Markets Inc.|534997
HEWJ|ISHARES HEDGED JAPAN|SGMT|GOLDMAN SACHS & CO. LLC|44395
HEWJ|ISHARES HEDGED JAPAN|STFL|Stifel, Nicolaus & Company, Incorporated|13366
HEWJ|ISHARES HEDGED JAPAN|SWIM|TD Ameritrade, Inc.|3900
HEWJ|ISHARES HEDGED JAPAN|TRBT|Tradebot Systems, Inc.|59383
HEWJ|ISHARES HEDGED JAPAN|TRCM|TRC MARKETS LLC|992903
HEWJ|ISHARES HEDGED JAPAN|UBSA|UBS SECURITIES LLC|133699
HEWJ|ISHARES HEDGED JAPAN|UBSS|UBS Securities LLC|232441
HEWJ|ISHARES HEDGED JAPAN|VALX|VIRTU AMERICAS LLC|10703
HEWJ|ISHARES HEDGED JAPAN|VGRD|Vanguard Marketing Corporation|1300
HEWJ|ISHARES HEDGED JAPAN|VNDS|VANDHAM SECURITIES CORP|100
HEWJ|ISHARES HEDGED JAPAN|VSIN|Vision Financial Markets Llc|3
HEWJ|ISHARES HEDGED JAPAN|WCHV|WELLS FARGO SECURITIES, LLC|12277
HEWJ|ISHARES HEDGED JAPAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|201
HEWJ|ISHARES HEDGED JAPAN|WGIF|CIBC World Markets Inc.|170
HEWJ|ISHARES HEDGED JAPAN|WSEA|WOLVERINE SECURITIES, LLC|954
HEWJ|ISHARES HEDGED JAPAN|XPUS|XP SECURITIES, LLC|7869
HEWJ|ISHARES HEDGED JAPAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|19312
HEWJ|ISHARES HEDGED JAPAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21606
HEWL|ISHARES MSCI SWITZER|JSJX|JANE STREET CAPITAL LLC|500
HEWL|ISHARES MSCI SWITZER|NFSC|National Financial Services LLC|314
HEWL|ISHARES MSCI SWITZER|NITE|VIRTU Americas LLC|58
HEWL|ISHARES MSCI SWITZER|WSEA|WOLVERINE SECURITIES, LLC|3
HEWP|ISHARES MSCI SPAIN|BATM|CBOE TRADING, INC.|3200
HEWP|ISHARES MSCI SPAIN|BYXM|CBOE TRADING, INC.|1100
HEWP|ISHARES MSCI SPAIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2
HEWP|ISHARES MSCI SPAIN|DBAX|Deutsche Bank Securities Inc.|800
HEWP|ISHARES MSCI SPAIN|EBXL|EBX LLC|200
HEWP|ISHARES MSCI SPAIN|ETRS|E*Trade Securities LLC|10
HEWP|ISHARES MSCI SPAIN|FLTU|FLOW TRADERS US LLC|961
HEWP|ISHARES MSCI SPAIN|GSLT|GOLDMAN SACHS & CO. LLC|100
HEWP|ISHARES MSCI SPAIN|ICBX|INSTINET, LLC|1200
HEWP|ISHARES MSCI SPAIN|JSJX|JANE STREET CAPITAL LLC|559
HEWP|ISHARES MSCI SPAIN|KCGM|VIRTU Americas LLC|1600
HEWP|ISHARES MSCI SPAIN|LEHM|Barclays Capital Inc./Le|200
HEWP|ISHARES MSCI SPAIN|LIME|Lime Brokerage LLC|3200
HEWP|ISHARES MSCI SPAIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
HEWP|ISHARES MSCI SPAIN|MSCO|MORGAN STANLEY & CO. LLC|200
HEWP|ISHARES MSCI SPAIN|NFSC|National Financial Services LLC|2000
HEWP|ISHARES MSCI SPAIN|NITE|VIRTU Americas LLC|620
HEWP|ISHARES MSCI SPAIN|PIPR|Piper Jaffray & Co.|4150
HEWP|ISHARES MSCI SPAIN|SGMT|GOLDMAN SACHS & CO. LLC|200
HEWP|ISHARES MSCI SPAIN|UBSA|UBS SECURITIES LLC|500
HEWP|ISHARES MSCI SPAIN|UBSS|UBS Securities LLC|750
HEWP|ISHARES MSCI SPAIN|WCHV|WELLS FARGO SECURITIES, LLC|54
HEWU|ISHARES MSCI UK|APCC|Apex Clearing Corporation|141
HEWU|ISHARES MSCI UK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38
HEWU|ISHARES MSCI UK|CHAS|Charles Schwab & Co., Inc.|1
HEWU|ISHARES MSCI UK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
HEWU|ISHARES MSCI UK|DBAX|Deutsche Bank Securities Inc.|100
HEWU|ISHARES MSCI UK|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
HEWU|ISHARES MSCI UK|FILL|Tradestation Securities, Inc.|28
HEWU|ISHARES MSCI UK|FLTU|FLOW TRADERS US LLC|7358
HEWU|ISHARES MSCI UK|FTBR|Foliofn Investments, Inc.|41
HEWU|ISHARES MSCI UK|IBKR|Interactive Brokers Llc|12517
HEWU|ISHARES MSCI UK|ITGI|ITG Inc.|3800
HEWU|ISHARES MSCI UK|JSJX|JANE STREET CAPITAL LLC|17262
HEWU|ISHARES MSCI UK|KCGM|VIRTU Americas LLC|251
HEWU|ISHARES MSCI UK|LEHM|Barclays Capital Inc./Le|1524
HEWU|ISHARES MSCI UK|LIME|Lime Brokerage LLC|1521
HEWU|ISHARES MSCI UK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
HEWU|ISHARES MSCI UK|MSCO|MORGAN STANLEY & CO. LLC|1400
HEWU|ISHARES MSCI UK|NFSC|National Financial Services LLC|1518
HEWU|ISHARES MSCI UK|NITE|VIRTU Americas LLC|979
HEWU|ISHARES MSCI UK|UBSA|UBS SECURITIES LLC|800
HEWU|ISHARES MSCI UK|VGRD|Vanguard Marketing Corporation|101
HEWU|ISHARES MSCI UK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6464
HEWW|ISHARES MSCI MEXICO|NITE|VIRTU Americas LLC|1
HEWW|ISHARES MSCI MEXICO|UBSS|UBS Securities LLC|198
HEWW|ISHARES MSCI MEXICO|WSEA|WOLVERINE SECURITIES, LLC|1
HEWY|ISHARES MSCI SOUTH K|APCC|Apex Clearing Corporation|8
HEWY|ISHARES MSCI SOUTH K|JSJX|JANE STREET CAPITAL LLC|349
HEWY|ISHARES MSCI SOUTH K|NFSC|National Financial Services LLC|1
HEWY|ISHARES MSCI SOUTH K|NITE|VIRTU Americas LLC|5
HEWY|ISHARES MSCI SOUTH K|UBSS|UBS Securities LLC|265
HEWY|ISHARES MSCI SOUTH K|VGRD|Vanguard Marketing Corporation|100
HEWY|ISHARES MSCI SOUTH K|WSEA|WOLVERINE SECURITIES, LLC|6
HEZU|ISHARES CURRENCY HED|ALTX|Alternet Securities Inc.|100
HEZU|ISHARES CURRENCY HED|ANOS|ABEL/NOSER, L.L.C.|538
HEZU|ISHARES CURRENCY HED|APCC|Apex Clearing Corporation|14
HEZU|ISHARES CURRENCY HED|BANK|Primevest Financial Services, Inc.|550
HEZU|ISHARES CURRENCY HED|BARD|Robert W. Baird & Co. Incorporated|250
HEZU|ISHARES CURRENCY HED|BATM|CBOE TRADING, INC.|17520
HEZU|ISHARES CURRENCY HED|BAYC|BAY CREST PARTNERS, LLC|72092
HEZU|ISHARES CURRENCY HED|BBNT|BB&T SECURITIES, LLC|30
HEZU|ISHARES CURRENCY HED|BERN|Sanford C. Bernstein & Co., LLC|476
HEZU|ISHARES CURRENCY HED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19716
HEZU|ISHARES CURRENCY HED|BLTK|Bulltick, Llc|2500
HEZU|ISHARES CURRENCY HED|BNCH|The Benchmark Company, LLC|63977
HEZU|ISHARES CURRENCY HED|BYXM|CBOE TRADING, INC.|2000
HEZU|ISHARES CURRENCY HED|CHAS|Charles Schwab & Co., Inc.|18
HEZU|ISHARES CURRENCY HED|CICF|Canaccord Genuity Corp.|190
HEZU|ISHARES CURRENCY HED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17900
HEZU|ISHARES CURRENCY HED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|301268
HEZU|ISHARES CURRENCY HED|CSIN|Citadel Securities Institutional LLC|43500
HEZU|ISHARES CURRENCY HED|CTDL|Citadel Derivatives Group Llc|360824
HEZU|ISHARES CURRENCY HED|CXCX|CITIGROUP GLOBAL MARKETS INC.|6400
HEZU|ISHARES CURRENCY HED|DBAB|Deutsche Bank Securities Inc.|814
HEZU|ISHARES CURRENCY HED|DBAX|Deutsche Bank Securities Inc.|52300
HEZU|ISHARES CURRENCY HED|DEAN|MORGAN STANLEY|17131
HEZU|ISHARES CURRENCY HED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|60713
HEZU|ISHARES CURRENCY HED|EBXL|EBX LLC|103900
HEZU|ISHARES CURRENCY HED|ECUT|CONVERGEX EXECUTION SOLUTIONS|1811
HEZU|ISHARES CURRENCY HED|EDJO|Edward D. Jones & Co., L.P.|1387
HEZU|ISHARES CURRENCY HED|EGAM|CBOE TRADING, INC.|15201
HEZU|ISHARES CURRENCY HED|EGAW|CBOE TRADING, INC.|100
HEZU|ISHARES CURRENCY HED|EGXM|CBOE TRADING, INC.|11200
HEZU|ISHARES CURRENCY HED|ETBE|Electronic Transaction Clearing, Inc.|5000
HEZU|ISHARES CURRENCY HED|ETRS|E*Trade Securities LLC|107
HEZU|ISHARES CURRENCY HED|FLTU|FLOW TRADERS US LLC|290889
HEZU|ISHARES CURRENCY HED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8676
HEZU|ISHARES CURRENCY HED|FTBR|Foliofn Investments, Inc.|17
HEZU|ISHARES CURRENCY HED|GARC|ICAP Corporates LLC|2200
HEZU|ISHARES CURRENCY HED|GBMT|GBM International, Inc.|45995
HEZU|ISHARES CURRENCY HED|GEBB|GLOBAL EXECUTION BROKERS, LP|100
HEZU|ISHARES CURRENCY HED|GLPX|ACS EXECUTION SERVICES, LLC|100
HEZU|ISHARES CURRENCY HED|GSCO|GOLDMAN SACHS & CO. LLC|14553
HEZU|ISHARES CURRENCY HED|GSLT|GOLDMAN SACHS & CO. LLC|13144
HEZU|ISHARES CURRENCY HED|GTSZ|GTS SECURITIES LLC|755
HEZU|ISHARES CURRENCY HED|HRBF|American Enterprise Investment Services Inc.|352368
HEZU|ISHARES CURRENCY HED|IATS|INTERACTIVE BROKERS LLC|31670
HEZU|ISHARES CURRENCY HED|IBKR|Interactive Brokers Llc|113009
HEZU|ISHARES CURRENCY HED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|247
HEZU|ISHARES CURRENCY HED|ICBX|INSTINET, LLC|60819
HEZU|ISHARES CURRENCY HED|INCA|INSTINET, LLC|13834
HEZU|ISHARES CURRENCY HED|ITGI|ITG Inc.|23
HEZU|ISHARES CURRENCY HED|ITGP|ITG INC.|17600
HEZU|ISHARES CURRENCY HED|JMPT|JUMP TRADING, LLC|4605
HEZU|ISHARES CURRENCY HED|JPMX|J.P. Morgan Securities LLC|7000
HEZU|ISHARES CURRENCY HED|JSEB|JANE STREET EXECUTION SERVICES, LLC|736111
HEZU|ISHARES CURRENCY HED|JSJX|JANE STREET CAPITAL LLC|516159
HEZU|ISHARES CURRENCY HED|KCGM|VIRTU Americas LLC|9940
HEZU|ISHARES CURRENCY HED|LEHM|Barclays Capital Inc./Le|342425
HEZU|ISHARES CURRENCY HED|LIME|Lime Brokerage LLC|6002
HEZU|ISHARES CURRENCY HED|LSCI|Lek Securities Corporation|11
HEZU|ISHARES CURRENCY HED|MACC|Mid Atlantic Capital Corporation|26
HEZU|ISHARES CURRENCY HED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27200
HEZU|ISHARES CURRENCY HED|MSCO|MORGAN STANLEY & CO. LLC|239186
HEZU|ISHARES CURRENCY HED|MSPL|MORGAN STANLEY & CO. LLC|16700
HEZU|ISHARES CURRENCY HED|NFSC|National Financial Services LLC|221603
HEZU|ISHARES CURRENCY HED|NITE|VIRTU Americas LLC|332282
HEZU|ISHARES CURRENCY HED|NITP|VIRTU Americas LLC|482751
HEZU|ISHARES CURRENCY HED|NQRB|Brut, LLC|100
HEZU|ISHARES CURRENCY HED|OLDM|OLD MISSION CAPITAL, LLC|1100
HEZU|ISHARES CURRENCY HED|PDQM|CODA MARKETS, INC.|5600
HEZU|ISHARES CURRENCY HED|PIPR|Piper Jaffray & Co.|3000
HEZU|ISHARES CURRENCY HED|PWJC|UBS Financial Services, Inc.|97
HEZU|ISHARES CURRENCY HED|RBCM|RBC CAPITAL MARKETS, LLC|4641
HEZU|ISHARES CURRENCY HED|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|4100
HEZU|ISHARES CURRENCY HED|SBSH|Citigroup Global Markets Inc.|137651
HEZU|ISHARES CURRENCY HED|SGMT|GOLDMAN SACHS & CO. LLC|30379
HEZU|ISHARES CURRENCY HED|STFL|Stifel, Nicolaus & Company, Incorporated|40977
HEZU|ISHARES CURRENCY HED|SWIM|TD Ameritrade, Inc.|50
HEZU|ISHARES CURRENCY HED|TKNG|ALLY INVEST SECURITIES LLC|33
HEZU|ISHARES CURRENCY HED|TRBT|Tradebot Systems, Inc.|51904
HEZU|ISHARES CURRENCY HED|TRCM|TRC MARKETS LLC|1142246
HEZU|ISHARES CURRENCY HED|UBSA|UBS SECURITIES LLC|278407
HEZU|ISHARES CURRENCY HED|UBSS|UBS Securities LLC|364535
HEZU|ISHARES CURRENCY HED|VALX|VIRTU AMERICAS LLC|1377
HEZU|ISHARES CURRENCY HED|VGRD|Vanguard Marketing Corporation|103
HEZU|ISHARES CURRENCY HED|WBET|Wallachbeth Capital LLC|68068
HEZU|ISHARES CURRENCY HED|WCHV|WELLS FARGO SECURITIES, LLC|74945
HEZU|ISHARES CURRENCY HED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|128
HEZU|ISHARES CURRENCY HED|WSEA|WOLVERINE SECURITIES, LLC|15
HEZU|ISHARES CURRENCY HED|XPUS|XP SECURITIES, LLC|3350
HEZU|ISHARES CURRENCY HED|XSTM|NATIONAL FINANCIAL SERVICES LLC|4738
HEZU|ISHARES CURRENCY HED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10754
HF|HFF INC|ALTX|Alternet Securities Inc.|1449
HF|HFF INC|ANOS|ABEL/NOSER, L.L.C.|182
HF|HFF INC|APCC|Apex Clearing Corporation|583
HF|HFF INC|BARD|Robert W. Baird & Co. Incorporated|1011
HF|HFF INC|BATM|CBOE TRADING, INC.|1956
HF|HFF INC|BAYC|BAY CREST PARTNERS, LLC|208
HF|HFF INC|BBNT|BB&T SECURITIES, LLC|1483
HF|HFF INC|BERN|Sanford C. Bernstein & Co., LLC|36214
HF|HFF INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2733
HF|HFF INC|BLKX|INSTINET, LLC|115500
HF|HFF INC|BNPX|BNP PARIBAS SECURITIES CORP.|6151
HF|HFF INC|BRVL|BLAYLOCK VAN, LLC|1500
HF|HFF INC|BTIG|BTIG, LLC|16743
HF|HFF INC|BYXM|CBOE TRADING, INC.|299
HF|HFF INC|CANT|Cantor Fitzgerald & Co.|5008
HF|HFF INC|CHAS|Charles Schwab & Co., Inc.|5604
HF|HFF INC|CIST|Capital Institutional Services, Inc.|5968
HF|HFF INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31970
HF|HFF INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|580
HF|HFF INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
HF|HFF INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|76765
HF|HFF INC|CTDL|Citadel Derivatives Group Llc|7380
HF|HFF INC|CTLR|CUTLER GROUP, LP|400
HF|HFF INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11006
HF|HFF INC|DADA|D.A. Davidson & Co.|779
HF|HFF INC|DAVA|Davenport & Company LLC|2295
HF|HFF INC|DBAB|Deutsche Bank Securities Inc.|171529
HF|HFF INC|DBAX|Deutsche Bank Securities Inc.|43200
HF|HFF INC|DCHF|Dart Executions, LLC|140
HF|HFF INC|DEAN|MORGAN STANLEY|2214
HF|HFF INC|DEGS|RONIN PROFESSIONAL LLC|323
HF|HFF INC|EBXL|EBX LLC|88200
HF|HFF INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|12057
HF|HFF INC|EDJO|Edward D. Jones & Co., L.P.|8494
HF|HFF INC|EGAM|CBOE TRADING, INC.|4162
HF|HFF INC|EGAW|CBOE TRADING, INC.|337
HF|HFF INC|EGMT|EG MARKET TECHNOLOGIES LLC|500
HF|HFF INC|EGXM|CBOE TRADING, INC.|606
HF|HFF INC|ETBE|Electronic Transaction Clearing, Inc.|3865
HF|HFF INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10372
HF|HFF INC|ETRS|E*Trade Securities LLC|3630
HF|HFF INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2226
HF|HFF INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55634
HF|HFF INC|FTBR|Foliofn Investments, Inc.|684
HF|HFF INC|GLPX|ACS EXECUTION SERVICES, LLC|1596
HF|HFF INC|GSCO|GOLDMAN SACHS & CO. LLC|259467
HF|HFF INC|GSCS|GOLDMAN SACHS & CO. LLC|4976
HF|HFF INC|GSLT|GOLDMAN SACHS & CO. LLC|1139
HF|HFF INC|GTSZ|GTS SECURITIES LLC|16960
HF|HFF INC|HRBF|American Enterprise Investment Services Inc.|1819
HF|HFF INC|IATS|INTERACTIVE BROKERS LLC|540
HF|HFF INC|IBKR|Interactive Brokers Llc|1050
HF|HFF INC|ICBX|INSTINET, LLC|28900
HF|HFF INC|IEQY|CITADEL SECURITIES LLC|29078
HF|HFF INC|INCA|INSTINET, LLC|176143
HF|HFF INC|INJX|INSTINET, LLC|200
HF|HFF INC|ITGI|ITG Inc.|35201
HF|HFF INC|ITGP|ITG INC.|25200
HF|HFF INC|JANY|Janney Montgomery Scott Inc.|1
HF|HFF INC|JEFF|JEFFERIES LLC|6688
HF|HFF INC|JMPT|JUMP TRADING, LLC|15940
HF|HFF INC|JPBX|J.P. MORGAN SECURITIES LLC|3121
HF|HFF INC|JPMX|J.P. Morgan Securities LLC|140606
HF|HFF INC|JSJX|JANE STREET CAPITAL LLC|1555
HF|HFF INC|JSSF|JMP Securities LLC|87
HF|HFF INC|KCGM|VIRTU Americas LLC|9631
HF|HFF INC|LEHM|Barclays Capital Inc./Le|56543
HF|HFF INC|LIME|Lime Brokerage LLC|11554
HF|HFF INC|LOOP|Loop Capital Markets LLC|224
HF|HFF INC|LQNA|LIQUIDNET, INC.|186300
HF|HFF INC|LSCI|Lek Securities Corporation|5
HF|HFF INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26966
HF|HFF INC|MOTF|MOTIF INVESTING, INC.|3
HF|HFF INC|MSCO|MORGAN STANLEY & CO. LLC|284757
HF|HFF INC|MSPL|MORGAN STANLEY & CO. LLC|95500
HF|HFF INC|MSTX|MORGAN STANLEY & CO. LLC|21000
HF|HFF INC|NFSC|National Financial Services LLC|26418
HF|HFF INC|NITE|VIRTU Americas LLC|69862
HF|HFF INC|NQRB|Brut, LLC|4510
HF|HFF INC|OPCO|Oppenheimer & Co. Inc.|444
HF|HFF INC|PDQM|CODA MARKETS, INC.|21078
HF|HFF INC|PWJC|UBS Financial Services, Inc.|117
HF|HFF INC|RBCM|RBC CAPITAL MARKETS, LLC|158
HF|HFF INC|SBSH|Citigroup Global Markets Inc.|34207
HF|HFF INC|SEIC|SEI Investments Distribution Co.|200
HF|HFF INC|SGMT|GOLDMAN SACHS & CO. LLC|19037
HF|HFF INC|SPDR|SPEEDROUTE LLC|2773
HF|HFF INC|STFL|Stifel, Nicolaus & Company, Incorporated|1737
HF|HFF INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5447
HF|HFF INC|SWIM|TD Ameritrade, Inc.|3250
HF|HFF INC|SWST|Hilltop Securities Inc.|3157
HF|HFF INC|TKNG|ALLY INVEST SECURITIES LLC|42
HF|HFF INC|TMBR|Timber Hill LLC|9
HF|HFF INC|TRBT|Tradebot Systems, Inc.|49510
HF|HFF INC|TRCM|TRC MARKETS LLC|17354
HF|HFF INC|UBSA|UBS SECURITIES LLC|130182
HF|HFF INC|UBSS|UBS Securities LLC|251463
HF|HFF INC|VALX|VIRTU AMERICAS LLC|5266
HF|HFF INC|VERT|The Vertical Trading Group, LLC|291
HF|HFF INC|VGRD|Vanguard Marketing Corporation|1203
HF|HFF INC|WBLR|WILLIAM BLAIR|330
HF|HFF INC|WBPX|SUMMIT SECURITIES GROUP, LLC|344
HF|HFF INC|WCHV|WELLS FARGO SECURITIES, LLC|37835
HF|HFF INC|WEDB|WEDBUSH SECURITIES INC.|30
HF|HFF INC|WEED|Weeden & Co.L.P.|360
HF|HFF INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|148
HF|HFF INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|262
HF|HFF INC|WGIF|CIBC World Markets Inc.|93
HF|HFF INC|WSEA|WOLVERINE SECURITIES, LLC|474
HF|HFF INC|XIST|INSTINET, LLC|12200
HF|HFF INC|XPQR|Jump Trading|2799
HF|HFF INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5454
HF|HFF INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10
HF|HFF INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|354
HFBC|HOPFED BANCORP INC|ALTX|Alternet Securities Inc.|100
HFBC|HOPFED BANCORP INC|APCC|Apex Clearing Corporation|12
HFBC|HOPFED BANCORP INC|BATM|CBOE TRADING, INC.|301
HFBC|HOPFED BANCORP INC|BAYT|BTIG, LLC|3949
HFBC|HOPFED BANCORP INC|BNKS|Fig Partners, LLC|352086
HFBC|HOPFED BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|432
HFBC|HOPFED BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1059
HFBC|HOPFED BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|128
HFBC|HOPFED BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|704
HFBC|HOPFED BANCORP INC|DBAB|Deutsche Bank Securities Inc.|100
HFBC|HOPFED BANCORP INC|EBXL|EBX LLC|100
HFBC|HOPFED BANCORP INC|EGAM|CBOE TRADING, INC.|100
HFBC|HOPFED BANCORP INC|ETRS|E*Trade Securities LLC|2800
HFBC|HOPFED BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|200
HFBC|HOPFED BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|17229
HFBC|HOPFED BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9
HFBC|HOPFED BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|36
HFBC|HOPFED BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|13896
HFBC|HOPFED BANCORP INC|GTSZ|GTS SECURITIES LLC|13
HFBC|HOPFED BANCORP INC|HRBF|American Enterprise Investment Services Inc.|600
HFBC|HOPFED BANCORP INC|IATS|INTERACTIVE BROKERS LLC|1002
HFBC|HOPFED BANCORP INC|IBKR|Interactive Brokers Llc|18773
HFBC|HOPFED BANCORP INC|INCA|INSTINET, LLC|610
HFBC|HOPFED BANCORP INC|INJX|INSTINET, LLC|200
HFBC|HOPFED BANCORP INC|ITGI|ITG Inc.|167
HFBC|HOPFED BANCORP INC|ITGP|ITG INC.|1400
HFBC|HOPFED BANCORP INC|JONE|JonesTrading|111782
HFBC|HOPFED BANCORP INC|JPMX|J.P. Morgan Securities LLC|200
HFBC|HOPFED BANCORP INC|LEHM|Barclays Capital Inc./Le|17
HFBC|HOPFED BANCORP INC|LIME|Lime Brokerage LLC|5788
HFBC|HOPFED BANCORP INC|LMGP|LIME BROKERAGE LLC|500
HFBC|HOPFED BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
HFBC|HOPFED BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|8187
HFBC|HOPFED BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|400
HFBC|HOPFED BANCORP INC|NFSC|National Financial Services LLC|1277
HFBC|HOPFED BANCORP INC|NITE|VIRTU Americas LLC|10166
HFBC|HOPFED BANCORP INC|PDQM|CODA MARKETS, INC.|102
HFBC|HOPFED BANCORP INC|SBSH|Citigroup Global Markets Inc.|110
HFBC|HOPFED BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|618
HFBC|HOPFED BANCORP INC|SPDR|SPEEDROUTE LLC|100
HFBC|HOPFED BANCORP INC|SPTD|MINT GLOBAL MARKETS, INC.|716
HFBC|HOPFED BANCORP INC|SWIM|TD Ameritrade, Inc.|2350
HFBC|HOPFED BANCORP INC|TRCM|TRC MARKETS LLC|1616
HFBC|HOPFED BANCORP INC|UBSA|UBS SECURITIES LLC|1000
HFBC|HOPFED BANCORP INC|UBSS|UBS Securities LLC|4814
HFBC|HOPFED BANCORP INC|VALX|VIRTU AMERICAS LLC|204
HFBC|HOPFED BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|2842
HFBC|HOPFED BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|202
HFBC|HOPFED BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
HFBL|HOME FEDERAL|BNKS|Fig Partners, LLC|550
HFBL|HOME FEDERAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
HFBL|HOME FEDERAL|DBAB|Deutsche Bank Securities Inc.|100
HFBL|HOME FEDERAL|EBXL|EBX LLC|100
HFBL|HOME FEDERAL|FBCO|Credit Suisse Securities (USA) LLC|100
HFBL|HOME FEDERAL|FOMA|TD AMERITRADE CLEARING, INC.|10089
HFBL|HOME FEDERAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113
HFBL|HOME FEDERAL|GSCO|GOLDMAN SACHS & CO. LLC|438
HFBL|HOME FEDERAL|IATS|INTERACTIVE BROKERS LLC|100
HFBL|HOME FEDERAL|IBKR|Interactive Brokers Llc|2221
HFBL|HOME FEDERAL|INCA|INSTINET, LLC|1
HFBL|HOME FEDERAL|INJX|INSTINET, LLC|200
HFBL|HOME FEDERAL|LEHM|Barclays Capital Inc./Le|106
HFBL|HOME FEDERAL|LIME|Lime Brokerage LLC|1926
HFBL|HOME FEDERAL|MSCO|MORGAN STANLEY & CO. LLC|13249
HFBL|HOME FEDERAL|NFSC|National Financial Services LLC|410
HFBL|HOME FEDERAL|NITE|VIRTU Americas LLC|3085
HFBL|HOME FEDERAL|RAJA|Raymond James & Associates, Inc.|10012
HFBL|HOME FEDERAL|SBSH|Citigroup Global Markets Inc.|100
HFBL|HOME FEDERAL|SPTD|MINT GLOBAL MARKETS, INC.|100
HFBL|HOME FEDERAL|SWIM|TD Ameritrade, Inc.|2000
HFBL|HOME FEDERAL|UBSA|UBS SECURITIES LLC|300
HFBL|HOME FEDERAL|UBSS|UBS Securities LLC|1854
HFBL|HOME FEDERAL|WCHV|WELLS FARGO SECURITIES, LLC|246
HFC|HOLLYFRONTIER CP|ABLE|NATIXIS Securities Americas LLC|879965
HFC|HOLLYFRONTIER CP|ADAM|CANACCORD GENUITY INC.|100
HFC|HOLLYFRONTIER CP|ALLN|Allen & Company LLC|451
HFC|HOLLYFRONTIER CP|ALTX|Alternet Securities Inc.|35448
HFC|HOLLYFRONTIER CP|ANOS|ABEL/NOSER, L.L.C.|1300
HFC|HOLLYFRONTIER CP|APCC|Apex Clearing Corporation|9769
HFC|HOLLYFRONTIER CP|AQUA|AQUA SECURITIES L.P.|3100
HFC|HOLLYFRONTIER CP|BANK|Primevest Financial Services, Inc.|6512
HFC|HOLLYFRONTIER CP|BARD|Robert W. Baird & Co. Incorporated|5450
HFC|HOLLYFRONTIER CP|BATM|CBOE TRADING, INC.|33401
HFC|HOLLYFRONTIER CP|BAYC|BAY CREST PARTNERS, LLC|605
HFC|HOLLYFRONTIER CP|BAYT|BTIG, LLC|6448
HFC|HOLLYFRONTIER CP|BBNT|BB&T SECURITIES, LLC|1695
HFC|HOLLYFRONTIER CP|BERN|Sanford C. Bernstein & Co., LLC|138400
HFC|HOLLYFRONTIER CP|BIDS|BIDS TRADING L.P.|6800
HFC|HOLLYFRONTIER CP|BIMI|Banca IMI Securities Corp.|489
HFC|HOLLYFRONTIER CP|BKCM|BNY Mellon Capital Markets LLC|2070042
HFC|HOLLYFRONTIER CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57706
HFC|HOLLYFRONTIER CP|BLKX|INSTINET, LLC|266700
HFC|HOLLYFRONTIER CP|BMOC|BMO Capital Markets Corp.|76485
HFC|HOLLYFRONTIER CP|BNPX|BNP PARIBAS SECURITIES CORP.|305094
HFC|HOLLYFRONTIER CP|BRGE|Newbridge Securities Corp.|415
HFC|HOLLYFRONTIER CP|BRVL|BLAYLOCK VAN, LLC|3011
HFC|HOLLYFRONTIER CP|BTIG|BTIG, LLC|154729
HFC|HOLLYFRONTIER CP|BYXM|CBOE TRADING, INC.|16977
HFC|HOLLYFRONTIER CP|BZYD|GOLDMAN SACHS & CO. LLC|1731
HFC|HOLLYFRONTIER CP|CABR|Cabrera Capital Markets, Inc.|25
HFC|HOLLYFRONTIER CP|CANT|Cantor Fitzgerald & Co.|8822
HFC|HOLLYFRONTIER CP|CBRA|Cobra Trading, Inc.|600
HFC|HOLLYFRONTIER CP|CHAS|Charles Schwab & Co., Inc.|20303
HFC|HOLLYFRONTIER CP|CHDN|CHARDAN CAPITAL MARKETS LLC|2077
HFC|HOLLYFRONTIER CP|CIBP|CIBC World Markets Corp.|180420
HFC|HOLLYFRONTIER CP|CICF|Canaccord Genuity Corp.|700
HFC|HOLLYFRONTIER CP|CIST|Capital Institutional Services, Inc.|10880
HFC|HOLLYFRONTIER CP|CLSA|CLSA AMERICAS, LLC|2200
HFC|HOLLYFRONTIER CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|151349
HFC|HOLLYFRONTIER CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|903
HFC|HOLLYFRONTIER CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38276
HFC|HOLLYFRONTIER CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1464182
HFC|HOLLYFRONTIER CP|CSMS|CORNERSTONE MACRO LLC|1667
HFC|HOLLYFRONTIER CP|CTDE|CHOICETRADE|200
HFC|HOLLYFRONTIER CP|CTDL|Citadel Derivatives Group Llc|68125
HFC|HOLLYFRONTIER CP|CTLR|CUTLER GROUP, LP|3943
HFC|HOLLYFRONTIER CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|153338
HFC|HOLLYFRONTIER CP|DADA|D.A. Davidson & Co.|2313
HFC|HOLLYFRONTIER CP|DAVA|Davenport & Company LLC|600
HFC|HOLLYFRONTIER CP|DBAB|Deutsche Bank Securities Inc.|10628250
HFC|HOLLYFRONTIER CP|DBAX|Deutsche Bank Securities Inc.|1185100
HFC|HOLLYFRONTIER CP|DBUL|Deutsche Bank Securities Inc.|17569
HFC|HOLLYFRONTIER CP|DCHF|Dart Executions, LLC|14583
HFC|HOLLYFRONTIER CP|DEAN|MORGAN STANLEY|11344
HFC|HOLLYFRONTIER CP|DEGS|RONIN PROFESSIONAL LLC|3100
HFC|HOLLYFRONTIER CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25563
HFC|HOLLYFRONTIER CP|EBXL|EBX LLC|601600
HFC|HOLLYFRONTIER CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|126730
HFC|HOLLYFRONTIER CP|EDJC|Edward Jones / CDS|200
HFC|HOLLYFRONTIER CP|EDJO|Edward D. Jones & Co., L.P.|107765
HFC|HOLLYFRONTIER CP|EGAM|CBOE TRADING, INC.|49094
HFC|HOLLYFRONTIER CP|EGAW|CBOE TRADING, INC.|539
HFC|HOLLYFRONTIER CP|EGMT|EG MARKET TECHNOLOGIES LLC|3000
HFC|HOLLYFRONTIER CP|EGXM|CBOE TRADING, INC.|25050
HFC|HOLLYFRONTIER CP|EGXW|CBOE TRADING, INC.|593
HFC|HOLLYFRONTIER CP|EROP|Eroom Securities L.L.C.|1000
HFC|HOLLYFRONTIER CP|ESPO|ESPOSITO SECURITIES, LLC|460
HFC|HOLLYFRONTIER CP|ETBE|Electronic Transaction Clearing, Inc.|119272
HFC|HOLLYFRONTIER CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
HFC|HOLLYFRONTIER CP|ETCB|ETC BROKERAGE SERVICES, LLC|50
HFC|HOLLYFRONTIER CP|ETCC|Electronic Transaction Clearing, Inc.|1160
HFC|HOLLYFRONTIER CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|227924
HFC|HOLLYFRONTIER CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|392
HFC|HOLLYFRONTIER CP|ETRS|E*Trade Securities LLC|249382
HFC|HOLLYFRONTIER CP|FILL|Tradestation Securities, Inc.|43758
HFC|HOLLYFRONTIER CP|FINX|FINTECH SECURITIES|7900
HFC|HOLLYFRONTIER CP|FMAF|NBCN Inc./ CDS|19739
HFC|HOLLYFRONTIER CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22660
HFC|HOLLYFRONTIER CP|FQLS|Quantlab Securities LP|908874
HFC|HOLLYFRONTIER CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|367258
HFC|HOLLYFRONTIER CP|FTBR|Foliofn Investments, Inc.|23675
HFC|HOLLYFRONTIER CP|GARC|ICAP Corporates LLC|412
HFC|HOLLYFRONTIER CP|GEBB|GLOBAL EXECUTION BROKERS, LP|531
HFC|HOLLYFRONTIER CP|GLIS|TD Securities Inc|6712
HFC|HOLLYFRONTIER CP|GLPX|ACS EXECUTION SERVICES, LLC|239699
HFC|HOLLYFRONTIER CP|GSCO|GOLDMAN SACHS & CO. LLC|8204581
HFC|HOLLYFRONTIER CP|GSCS|GOLDMAN SACHS & CO. LLC|70001
HFC|HOLLYFRONTIER CP|GSLT|GOLDMAN SACHS & CO. LLC|39440
HFC|HOLLYFRONTIER CP|GTSZ|GTS SECURITIES LLC|454297
HFC|HOLLYFRONTIER CP|GUGS|Guggenheim Securities, LLC|10000
HFC|HOLLYFRONTIER CP|HAPX|HAP Trading, LLC|475
HFC|HOLLYFRONTIER CP|HRBF|American Enterprise Investment Services Inc.|41468
HFC|HOLLYFRONTIER CP|HSBC|HSBC Securities, Inc.|1856
HFC|HOLLYFRONTIER CP|IATS|INTERACTIVE BROKERS LLC|80053
HFC|HOLLYFRONTIER CP|IBKR|Interactive Brokers Llc|119188
HFC|HOLLYFRONTIER CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4937
HFC|HOLLYFRONTIER CP|ICBX|INSTINET, LLC|407086
HFC|HOLLYFRONTIER CP|IEQY|CITADEL SECURITIES LLC|583283
HFC|HOLLYFRONTIER CP|INCA|INSTINET, LLC|1643508
HFC|HOLLYFRONTIER CP|INJX|INSTINET, LLC|67482
HFC|HOLLYFRONTIER CP|ITGI|ITG Inc.|137715
HFC|HOLLYFRONTIER CP|ITGP|ITG INC.|471800
HFC|HOLLYFRONTIER CP|JANY|Janney Montgomery Scott Inc.|2396
HFC|HOLLYFRONTIER CP|JEFF|JEFFERIES LLC|505418
HFC|HOLLYFRONTIER CP|JMPT|JUMP TRADING, LLC|362904
HFC|HOLLYFRONTIER CP|JONE|JonesTrading|13080
HFC|HOLLYFRONTIER CP|JPBX|J.P. MORGAN SECURITIES LLC|253216
HFC|HOLLYFRONTIER CP|JPMX|J.P. Morgan Securities LLC|1353708
HFC|HOLLYFRONTIER CP|JSJX|JANE STREET CAPITAL LLC|24679
HFC|HOLLYFRONTIER CP|KCGM|VIRTU Americas LLC|170005
HFC|HOLLYFRONTIER CP|LEHM|Barclays Capital Inc./Le|3631253
HFC|HOLLYFRONTIER CP|LGNT|COR CLEARING LLC|2
HFC|HOLLYFRONTIER CP|LIME|Lime Brokerage LLC|99354
HFC|HOLLYFRONTIER CP|LOOP|Loop Capital Markets LLC|9880
HFC|HOLLYFRONTIER CP|LQNA|LIQUIDNET, INC.|275800
HFC|HOLLYFRONTIER CP|LQNB|LIQUIDNET, INC.|227
HFC|HOLLYFRONTIER CP|LSCI|Lek Securities Corporation|84642
HFC|HOLLYFRONTIER CP|LVMR|LIVERMORE TRADING GROUP, INC.|6200
HFC|HOLLYFRONTIER CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1311
HFC|HOLLYFRONTIER CP|MACC|Mid Atlantic Capital Corporation|31227
HFC|HOLLYFRONTIER CP|MACQ|Macquarie Capital (USA) Inc.|1907
HFC|HOLLYFRONTIER CP|MAVB|Great Point Capital LLC|100
HFC|HOLLYFRONTIER CP|MAXM|Maxim Group LLC|3227
HFC|HOLLYFRONTIER CP|MBTS|ALLY INVEST SECURITIES LLC|3440
HFC|HOLLYFRONTIER CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|262274
HFC|HOLLYFRONTIER CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6982
HFC|HOLLYFRONTIER CP|MOTF|MOTIF INVESTING, INC.|98
HFC|HOLLYFRONTIER CP|MSCO|MORGAN STANLEY & CO. LLC|7255924
HFC|HOLLYFRONTIER CP|MSPL|MORGAN STANLEY & CO. LLC|1079700
HFC|HOLLYFRONTIER CP|MSTX|MORGAN STANLEY & CO. LLC|689600
HFC|HOLLYFRONTIER CP|MTON|MILLINGTON SECURITIES, INC.|49901
HFC|HOLLYFRONTIER CP|MULL|MARK J. MULLER EQUITIES, INC.|7300
HFC|HOLLYFRONTIER CP|MZHO|Mizuho Securities USA LLC|208061
HFC|HOLLYFRONTIER CP|NATL|National Securities Corporation|3450
HFC|HOLLYFRONTIER CP|NBCS|NBC Securities, INC.|3386
HFC|HOLLYFRONTIER CP|NEED|Needham & Company, LLC|464
HFC|HOLLYFRONTIER CP|NFSC|National Financial Services LLC|1222410
HFC|HOLLYFRONTIER CP|NITE|VIRTU Americas LLC|2079333
HFC|HOLLYFRONTIER CP|NITP|VIRTU Americas LLC|2811
HFC|HOLLYFRONTIER CP|NQRB|Brut, LLC|50787
HFC|HOLLYFRONTIER CP|NTBF|BMO Nesbitt Burns Inc./CDS|2998
HFC|HOLLYFRONTIER CP|OHOS|TWO SIGMA SECURITIES, LLC|284836
HFC|HOLLYFRONTIER CP|OPCO|Oppenheimer & Co. Inc.|24894
HFC|HOLLYFRONTIER CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4700
HFC|HOLLYFRONTIER CP|PDQM|CODA MARKETS, INC.|387969
HFC|HOLLYFRONTIER CP|PHLY|NASDAQ Execution Services, LLC|17600
HFC|HOLLYFRONTIER CP|PICT|Pictet Overseas Inc.|100
HFC|HOLLYFRONTIER CP|PNSR|Penserra Securities, LLC|4200
HFC|HOLLYFRONTIER CP|POIN|PRECISION SECURITIES, LLC (POIN)|4800
HFC|HOLLYFRONTIER CP|PUMA|Puma Capital, Llc|59717
HFC|HOLLYFRONTIER CP|PWJC|UBS Financial Services, Inc.|1773
HFC|HOLLYFRONTIER CP|RBCM|RBC CAPITAL MARKETS, LLC|35920
HFC|HOLLYFRONTIER CP|RGLD|Regal Securities, Inc|1333
HFC|HOLLYFRONTIER CP|RHCO|Suntrust Robinson Humphrey, Inc.|13601
HFC|HOLLYFRONTIER CP|SAGL|SAGETRADER, LLC|83713
HFC|HOLLYFRONTIER CP|SAGW|SAGETRADER, LLC|1917
HFC|HOLLYFRONTIER CP|SALI|INTL FCSTONE FINANCIAL INC.|1300
HFC|HOLLYFRONTIER CP|SBSH|Citigroup Global Markets Inc.|625105
HFC|HOLLYFRONTIER CP|SCMC|Scotia Capital Markets (USA) Inc.|6400
HFC|HOLLYFRONTIER CP|SEIC|SEI Investments Distribution Co.|1670
HFC|HOLLYFRONTIER CP|SGMT|GOLDMAN SACHS & CO. LLC|563026
HFC|HOLLYFRONTIER CP|SJLS|TRADE INFORMATICS LLC|1700
HFC|HOLLYFRONTIER CP|SPDR|SPEEDROUTE LLC|84641
HFC|HOLLYFRONTIER CP|SPHN|Stephens Inc.|9154
HFC|HOLLYFRONTIER CP|STFL|Stifel, Nicolaus & Company, Incorporated|23656
HFC|HOLLYFRONTIER CP|STRS|STRATEGAS RESEARCH PARTNERS|690
HFC|HOLLYFRONTIER CP|STXG|Stockcross Financial Services, Inc.|8000
HFC|HOLLYFRONTIER CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10768
HFC|HOLLYFRONTIER CP|SWIM|TD Ameritrade, Inc.|256027
HFC|HOLLYFRONTIER CP|SWST|Hilltop Securities Inc.|49762
HFC|HOLLYFRONTIER CP|TAGC|TELSEY ADVISORY GROUP LLC|335
HFC|HOLLYFRONTIER CP|TKNG|ALLY INVEST SECURITIES LLC|17852
HFC|HOLLYFRONTIER CP|TOUR|TOURMALINE PARTNERS, LLC|3200
HFC|HOLLYFRONTIER CP|TRBT|Tradebot Systems, Inc.|845219
HFC|HOLLYFRONTIER CP|TRCM|TRC MARKETS LLC|982088
HFC|HOLLYFRONTIER CP|TWTT|TASTYWORKS, INC.|1376
HFC|HOLLYFRONTIER CP|UBSA|UBS SECURITIES LLC|2419691
HFC|HOLLYFRONTIER CP|UBSS|UBS Securities LLC|6351660
HFC|HOLLYFRONTIER CP|USCA|USCA Securities LLC|3000
HFC|HOLLYFRONTIER CP|VALX|VIRTU AMERICAS LLC|42074
HFC|HOLLYFRONTIER CP|VGRD|Vanguard Marketing Corporation|64287
HFC|HOLLYFRONTIER CP|VNDM|Wall Street Access|12617
HFC|HOLLYFRONTIER CP|VSIN|Vision Financial Markets Llc|429
HFC|HOLLYFRONTIER CP|WABR|Wall Street Access|4100
HFC|HOLLYFRONTIER CP|WBET|Wallachbeth Capital LLC|5827
HFC|HOLLYFRONTIER CP|WBPX|SUMMIT SECURITIES GROUP, LLC|5082
HFC|HOLLYFRONTIER CP|WCHV|WELLS FARGO SECURITIES, LLC|599719
HFC|HOLLYFRONTIER CP|WDNX|WEEDEN & CO.L.P.|7730
HFC|HOLLYFRONTIER CP|WEDB|WEDBUSH SECURITIES INC.|28149
HFC|HOLLYFRONTIER CP|WEED|Weeden & Co.L.P.|33187
HFC|HOLLYFRONTIER CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31834
HFC|HOLLYFRONTIER CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|91139
HFC|HOLLYFRONTIER CP|WFPB|Wells Fargo Securities, LLC.|1590
HFC|HOLLYFRONTIER CP|WGIF|CIBC World Markets Inc.|12390
HFC|HOLLYFRONTIER CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|817
HFC|HOLLYFRONTIER CP|WSAG|WALL STREET ACCESS|74
HFC|HOLLYFRONTIER CP|WSEA|WOLVERINE SECURITIES, LLC|28469
HFC|HOLLYFRONTIER CP|XIST|INSTINET, LLC|125650
HFC|HOLLYFRONTIER CP|XPQR|Jump Trading|13900
HFC|HOLLYFRONTIER CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|290192
HFC|HOLLYFRONTIER CP|YKNA|COMHAR CAPITAL MARKETS, LLC|9980
HFC|HOLLYFRONTIER CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26688
HFGIC|HRTFRD GLB IMP NXTSH|FTBR|Foliofn Investments, Inc.|51
HFGIC|HRTFRD GLB IMP NXTSH|NITE|VIRTU Americas LLC|6711
HFGIC|HRTFRD GLB IMP NXTSH|NITP|VIRTU Americas LLC|960
HFGIC|HRTFRD GLB IMP NXTSH|PWJC|UBS Financial Services, Inc.|5700
HFRO|HIGHLAND FLOATING RA|AGIS|Aegis Capital Corp.|1000
HFRO|HIGHLAND FLOATING RA|BANK|Primevest Financial Services, Inc.|6394
HFRO|HIGHLAND FLOATING RA|BARD|Robert W. Baird & Co. Incorporated|1826
HFRO|HIGHLAND FLOATING RA|BATM|CBOE TRADING, INC.|58
HFRO|HIGHLAND FLOATING RA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|583
HFRO|HIGHLAND FLOATING RA|BRGE|Newbridge Securities Corp.|500
HFRO|HIGHLAND FLOATING RA|BYXM|CBOE TRADING, INC.|100
HFRO|HIGHLAND FLOATING RA|CANT|Cantor Fitzgerald & Co.|224092
HFRO|HIGHLAND FLOATING RA|CHAS|Charles Schwab & Co., Inc.|8
HFRO|HIGHLAND FLOATING RA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14341
HFRO|HIGHLAND FLOATING RA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HFRO|HIGHLAND FLOATING RA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50583
HFRO|HIGHLAND FLOATING RA|CTDL|Citadel Derivatives Group Llc|120
HFRO|HIGHLAND FLOATING RA|CXCX|CITIGROUP GLOBAL MARKETS INC.|11034
HFRO|HIGHLAND FLOATING RA|DADA|D.A. Davidson & Co.|751
HFRO|HIGHLAND FLOATING RA|DBAX|Deutsche Bank Securities Inc.|23500
HFRO|HIGHLAND FLOATING RA|DEAN|MORGAN STANLEY|46201
HFRO|HIGHLAND FLOATING RA|DEGS|RONIN PROFESSIONAL LLC|300
HFRO|HIGHLAND FLOATING RA|EBXL|EBX LLC|31500
HFRO|HIGHLAND FLOATING RA|ECUT|CONVERGEX EXECUTION SOLUTIONS|23543
HFRO|HIGHLAND FLOATING RA|EDJO|Edward D. Jones & Co., L.P.|720
HFRO|HIGHLAND FLOATING RA|EGAM|CBOE TRADING, INC.|1000
HFRO|HIGHLAND FLOATING RA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|80
HFRO|HIGHLAND FLOATING RA|ETRS|E*Trade Securities LLC|7192
HFRO|HIGHLAND FLOATING RA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22930
HFRO|HIGHLAND FLOATING RA|FTBR|Foliofn Investments, Inc.|13367
HFRO|HIGHLAND FLOATING RA|GEBB|GLOBAL EXECUTION BROKERS, LP|100
HFRO|HIGHLAND FLOATING RA|GLIS|TD Securities Inc|600
HFRO|HIGHLAND FLOATING RA|GLPX|ACS EXECUTION SERVICES, LLC|29997
HFRO|HIGHLAND FLOATING RA|GSCS|GOLDMAN SACHS & CO. LLC|524
HFRO|HIGHLAND FLOATING RA|GSLT|GOLDMAN SACHS & CO. LLC|200
HFRO|HIGHLAND FLOATING RA|GTSZ|GTS SECURITIES LLC|1202
HFRO|HIGHLAND FLOATING RA|HRBF|American Enterprise Investment Services Inc.|3070
HFRO|HIGHLAND FLOATING RA|IATS|INTERACTIVE BROKERS LLC|627
HFRO|HIGHLAND FLOATING RA|IBKR|Interactive Brokers Llc|10647
HFRO|HIGHLAND FLOATING RA|ICBX|INSTINET, LLC|10250
HFRO|HIGHLAND FLOATING RA|IMPC|Imperial Capital, LLC|5872
HFRO|HIGHLAND FLOATING RA|INCA|INSTINET, LLC|2200
HFRO|HIGHLAND FLOATING RA|INJX|INSTINET, LLC|100
HFRO|HIGHLAND FLOATING RA|ITGI|ITG Inc.|19824
HFRO|HIGHLAND FLOATING RA|ITGP|ITG INC.|37400
HFRO|HIGHLAND FLOATING RA|JANY|Janney Montgomery Scott Inc.|1143
HFRO|HIGHLAND FLOATING RA|JEFF|JEFFERIES LLC|2801
HFRO|HIGHLAND FLOATING RA|JMPT|JUMP TRADING, LLC|760
HFRO|HIGHLAND FLOATING RA|JPMX|J.P. Morgan Securities LLC|24206
HFRO|HIGHLAND FLOATING RA|JSJX|JANE STREET CAPITAL LLC|1058
HFRO|HIGHLAND FLOATING RA|KCGM|VIRTU Americas LLC|15297
HFRO|HIGHLAND FLOATING RA|LEHM|Barclays Capital Inc./Le|56173
HFRO|HIGHLAND FLOATING RA|LGNT|COR CLEARING LLC|2
HFRO|HIGHLAND FLOATING RA|LIME|Lime Brokerage LLC|1910
HFRO|HIGHLAND FLOATING RA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8434
HFRO|HIGHLAND FLOATING RA|MSCO|MORGAN STANLEY & CO. LLC|273521
HFRO|HIGHLAND FLOATING RA|MSPL|MORGAN STANLEY & CO. LLC|23900
HFRO|HIGHLAND FLOATING RA|NFSC|National Financial Services LLC|139233
HFRO|HIGHLAND FLOATING RA|NITE|VIRTU Americas LLC|283200
HFRO|HIGHLAND FLOATING RA|OPCO|Oppenheimer & Co. Inc.|50929
HFRO|HIGHLAND FLOATING RA|PDQM|CODA MARKETS, INC.|3056
HFRO|HIGHLAND FLOATING RA|PWJC|UBS Financial Services, Inc.|3915
HFRO|HIGHLAND FLOATING RA|RBCM|RBC CAPITAL MARKETS, LLC|63518
HFRO|HIGHLAND FLOATING RA|SALI|INTL FCSTONE FINANCIAL INC.|800
HFRO|HIGHLAND FLOATING RA|SBSH|Citigroup Global Markets Inc.|300
HFRO|HIGHLAND FLOATING RA|SGMT|GOLDMAN SACHS & CO. LLC|12048
HFRO|HIGHLAND FLOATING RA|SPHN|Stephens Inc.|2044
HFRO|HIGHLAND FLOATING RA|STFL|Stifel, Nicolaus & Company, Incorporated|13225
HFRO|HIGHLAND FLOATING RA|SWIM|TD Ameritrade, Inc.|1517
HFRO|HIGHLAND FLOATING RA|SWST|Hilltop Securities Inc.|12874
HFRO|HIGHLAND FLOATING RA|TRBT|Tradebot Systems, Inc.|1288
HFRO|HIGHLAND FLOATING RA|TRCM|TRC MARKETS LLC|100
HFRO|HIGHLAND FLOATING RA|UBSA|UBS SECURITIES LLC|42528
HFRO|HIGHLAND FLOATING RA|UBSS|UBS Securities LLC|118327
HFRO|HIGHLAND FLOATING RA|VALX|VIRTU AMERICAS LLC|300
HFRO|HIGHLAND FLOATING RA|VGRD|Vanguard Marketing Corporation|15634
HFRO|HIGHLAND FLOATING RA|WCHV|WELLS FARGO SECURITIES, LLC|246055
HFRO|HIGHLAND FLOATING RA|WEDB|WEDBUSH SECURITIES INC.|3500
HFRO|HIGHLAND FLOATING RA|WEED|Weeden & Co.L.P.|80
HFRO|HIGHLAND FLOATING RA|XSTM|NATIONAL FINANCIAL SERVICES LLC|6060
HFRO|HIGHLAND FLOATING RA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52588
HFWA|HERITAGE FINANCIAL|ADAM|CANACCORD GENUITY INC.|300
HFWA|HERITAGE FINANCIAL|APCC|Apex Clearing Corporation|13
HFWA|HERITAGE FINANCIAL|BATM|CBOE TRADING, INC.|111
HFWA|HERITAGE FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|376
HFWA|HERITAGE FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|6761
HFWA|HERITAGE FINANCIAL|BLKX|INSTINET, LLC|64044
HFWA|HERITAGE FINANCIAL|BMOC|BMO Capital Markets Corp.|5024
HFWA|HERITAGE FINANCIAL|BNKS|Fig Partners, LLC|3492
HFWA|HERITAGE FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|157
HFWA|HERITAGE FINANCIAL|BTIG|BTIG, LLC|1195
HFWA|HERITAGE FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|1800
HFWA|HERITAGE FINANCIAL|CHAS|Charles Schwab & Co., Inc.|2001
HFWA|HERITAGE FINANCIAL|CMPT|Compass Point Research & Trading, LLC|200
HFWA|HERITAGE FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56205
HFWA|HERITAGE FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1844
HFWA|HERITAGE FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1545
HFWA|HERITAGE FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110098
HFWA|HERITAGE FINANCIAL|CTDL|Citadel Derivatives Group Llc|16846
HFWA|HERITAGE FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|10134
HFWA|HERITAGE FINANCIAL|DADA|D.A. Davidson & Co.|33674
HFWA|HERITAGE FINANCIAL|DBAB|Deutsche Bank Securities Inc.|770808
HFWA|HERITAGE FINANCIAL|DBAX|Deutsche Bank Securities Inc.|88800
HFWA|HERITAGE FINANCIAL|DCHF|Dart Executions, LLC|2000
HFWA|HERITAGE FINANCIAL|DEAN|MORGAN STANLEY|5406
HFWA|HERITAGE FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|2540
HFWA|HERITAGE FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4309
HFWA|HERITAGE FINANCIAL|EBXL|EBX LLC|54200
HFWA|HERITAGE FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|37
HFWA|HERITAGE FINANCIAL|EGAM|CBOE TRADING, INC.|26640
HFWA|HERITAGE FINANCIAL|EGXM|CBOE TRADING, INC.|100
HFWA|HERITAGE FINANCIAL|ETBE|Electronic Transaction Clearing, Inc.|65566
HFWA|HERITAGE FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23466
HFWA|HERITAGE FINANCIAL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
HFWA|HERITAGE FINANCIAL|ETRS|E*Trade Securities LLC|8385
HFWA|HERITAGE FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|124344
HFWA|HERITAGE FINANCIAL|FILL|Tradestation Securities, Inc.|300
HFWA|HERITAGE FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|5924
HFWA|HERITAGE FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
HFWA|HERITAGE FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30027
HFWA|HERITAGE FINANCIAL|FTBR|Foliofn Investments, Inc.|107
HFWA|HERITAGE FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|11963
HFWA|HERITAGE FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|400
HFWA|HERITAGE FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|795115
HFWA|HERITAGE FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|24059
HFWA|HERITAGE FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|8552
HFWA|HERITAGE FINANCIAL|GTSZ|GTS SECURITIES LLC|10789
HFWA|HERITAGE FINANCIAL|HAPX|HAP Trading, LLC|100
HFWA|HERITAGE FINANCIAL|HOVD|HOVDE GROUP, LLC|4700
HFWA|HERITAGE FINANCIAL|IBKR|Interactive Brokers Llc|144864
HFWA|HERITAGE FINANCIAL|ICBX|INSTINET, LLC|27068
HFWA|HERITAGE FINANCIAL|IEQY|CITADEL SECURITIES LLC|29996
HFWA|HERITAGE FINANCIAL|IMPC|Imperial Capital, LLC|700
HFWA|HERITAGE FINANCIAL|INCA|INSTINET, LLC|116381
HFWA|HERITAGE FINANCIAL|INJX|INSTINET, LLC|27820
HFWA|HERITAGE FINANCIAL|ITGI|ITG Inc.|326618
HFWA|HERITAGE FINANCIAL|ITGP|ITG INC.|65400
HFWA|HERITAGE FINANCIAL|JEFF|JEFFERIES LLC|90544
HFWA|HERITAGE FINANCIAL|JMPT|JUMP TRADING, LLC|3079
HFWA|HERITAGE FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|4356
HFWA|HERITAGE FINANCIAL|JPMX|J.P. Morgan Securities LLC|145114
HFWA|HERITAGE FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|102487
HFWA|HERITAGE FINANCIAL|KCGM|VIRTU Americas LLC|54611
HFWA|HERITAGE FINANCIAL|LEHM|Barclays Capital Inc./Le|2353160
HFWA|HERITAGE FINANCIAL|LIME|Lime Brokerage LLC|94178
HFWA|HERITAGE FINANCIAL|LMGP|LIME BROKERAGE LLC|18194
HFWA|HERITAGE FINANCIAL|LOOP|Loop Capital Markets LLC|100
HFWA|HERITAGE FINANCIAL|LQNA|LIQUIDNET, INC.|17600
HFWA|HERITAGE FINANCIAL|MAXM|Maxim Group LLC|1843
HFWA|HERITAGE FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109004
HFWA|HERITAGE FINANCIAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|320
HFWA|HERITAGE FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|1072315
HFWA|HERITAGE FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|23400
HFWA|HERITAGE FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|20400
HFWA|HERITAGE FINANCIAL|NATL|National Securities Corporation|100
HFWA|HERITAGE FINANCIAL|NFSC|National Financial Services LLC|18968
HFWA|HERITAGE FINANCIAL|NITE|VIRTU Americas LLC|28552
HFWA|HERITAGE FINANCIAL|NITP|VIRTU Americas LLC|16125
HFWA|HERITAGE FINANCIAL|NQRB|Brut, LLC|6417
HFWA|HERITAGE FINANCIAL|NTRC|Northern Trust Securities, Inc.|53986
HFWA|HERITAGE FINANCIAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|376
HFWA|HERITAGE FINANCIAL|PDQM|CODA MARKETS, INC.|54492
HFWA|HERITAGE FINANCIAL|PIPR|Piper Jaffray & Co.|17038
HFWA|HERITAGE FINANCIAL|QMSR|QUATTRO M SECURITIES INC.|9316
HFWA|HERITAGE FINANCIAL|RAJA|Raymond James & Associates, Inc.|304147
HFWA|HERITAGE FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|489
HFWA|HERITAGE FINANCIAL|SAGW|SAGETRADER, LLC|232
HFWA|HERITAGE FINANCIAL|SBSH|Citigroup Global Markets Inc.|241847
HFWA|HERITAGE FINANCIAL|SDLR|Sandler, O'Neill & Partners, L.P.|21127
HFWA|HERITAGE FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|102006
HFWA|HERITAGE FINANCIAL|SPDR|SPEEDROUTE LLC|33717
HFWA|HERITAGE FINANCIAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|43316
HFWA|HERITAGE FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|516
HFWA|HERITAGE FINANCIAL|SWIM|TD Ameritrade, Inc.|950
HFWA|HERITAGE FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|15
HFWA|HERITAGE FINANCIAL|TRBT|Tradebot Systems, Inc.|19604
HFWA|HERITAGE FINANCIAL|TRCM|TRC MARKETS LLC|72320
HFWA|HERITAGE FINANCIAL|UBSA|UBS SECURITIES LLC|477394
HFWA|HERITAGE FINANCIAL|UBSS|UBS Securities LLC|2716103
HFWA|HERITAGE FINANCIAL|VALX|VIRTU AMERICAS LLC|13812
HFWA|HERITAGE FINANCIAL|VGRD|Vanguard Marketing Corporation|32
HFWA|HERITAGE FINANCIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
HFWA|HERITAGE FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|25152
HFWA|HERITAGE FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|3500
HFWA|HERITAGE FINANCIAL|WEED|Weeden & Co.L.P.|5212
HFWA|HERITAGE FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|3
HFWA|HERITAGE FINANCIAL|XIST|INSTINET, LLC|18200
HFWA|HERITAGE FINANCIAL|XPQR|Jump Trading|600
HFWA|HERITAGE FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
HFWA|HERITAGE FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|140
HFXE|IQ 50 PCNT HDGD EURO|APCC|Apex Clearing Corporation|2
HFXE|IQ 50 PCNT HDGD EURO|CHAS|Charles Schwab & Co., Inc.|16001
HFXE|IQ 50 PCNT HDGD EURO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22600
HFXE|IQ 50 PCNT HDGD EURO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
HFXE|IQ 50 PCNT HDGD EURO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
HFXE|IQ 50 PCNT HDGD EURO|DBAX|Deutsche Bank Securities Inc.|400
HFXE|IQ 50 PCNT HDGD EURO|DEAN|MORGAN STANLEY|9950
HFXE|IQ 50 PCNT HDGD EURO|EBXL|EBX LLC|400
HFXE|IQ 50 PCNT HDGD EURO|ETRS|E*Trade Securities LLC|1017
HFXE|IQ 50 PCNT HDGD EURO|FTBR|Foliofn Investments, Inc.|1
HFXE|IQ 50 PCNT HDGD EURO|IBKR|Interactive Brokers Llc|1
HFXE|IQ 50 PCNT HDGD EURO|JANY|Janney Montgomery Scott Inc.|100
HFXE|IQ 50 PCNT HDGD EURO|JPMX|J.P. Morgan Securities LLC|200
HFXE|IQ 50 PCNT HDGD EURO|JSEB|JANE STREET EXECUTION SERVICES, LLC|6419706
HFXE|IQ 50 PCNT HDGD EURO|JSJX|JANE STREET CAPITAL LLC|47780
HFXE|IQ 50 PCNT HDGD EURO|KCGM|VIRTU Americas LLC|300
HFXE|IQ 50 PCNT HDGD EURO|LEHM|Barclays Capital Inc./Le|3400
HFXE|IQ 50 PCNT HDGD EURO|LIME|Lime Brokerage LLC|400
HFXE|IQ 50 PCNT HDGD EURO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
HFXE|IQ 50 PCNT HDGD EURO|MSCO|MORGAN STANLEY & CO. LLC|12904
HFXE|IQ 50 PCNT HDGD EURO|NFSC|National Financial Services LLC|105
HFXE|IQ 50 PCNT HDGD EURO|NITE|VIRTU Americas LLC|1689
HFXE|IQ 50 PCNT HDGD EURO|NITP|VIRTU Americas LLC|5000
HFXE|IQ 50 PCNT HDGD EURO|UBSA|UBS SECURITIES LLC|1800
HFXE|IQ 50 PCNT HDGD EURO|WSEA|WOLVERINE SECURITIES, LLC|20
HFXI|IQ 50 PCT FTSE INTL|APCC|Apex Clearing Corporation|8
HFXI|IQ 50 PCT FTSE INTL|BANK|Primevest Financial Services, Inc.|315
HFXI|IQ 50 PCT FTSE INTL|BATM|CBOE TRADING, INC.|2400
HFXI|IQ 50 PCT FTSE INTL|CHAS|Charles Schwab & Co., Inc.|2108
HFXI|IQ 50 PCT FTSE INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29644
HFXI|IQ 50 PCT FTSE INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5050
HFXI|IQ 50 PCT FTSE INTL|DBAB|Deutsche Bank Securities Inc.|1171568
HFXI|IQ 50 PCT FTSE INTL|DBAX|Deutsche Bank Securities Inc.|130200
HFXI|IQ 50 PCT FTSE INTL|DEAN|MORGAN STANLEY|3772
HFXI|IQ 50 PCT FTSE INTL|EBXL|EBX LLC|1700
HFXI|IQ 50 PCT FTSE INTL|EGAM|CBOE TRADING, INC.|100
HFXI|IQ 50 PCT FTSE INTL|ETRS|E*Trade Securities LLC|1118
HFXI|IQ 50 PCT FTSE INTL|FBSB|U.S. Bancorp Investments, Inc.|1523
HFXI|IQ 50 PCT FTSE INTL|FMAF|NBCN Inc./ CDS|300
HFXI|IQ 50 PCT FTSE INTL|GLPX|ACS EXECUTION SERVICES, LLC|2268
HFXI|IQ 50 PCT FTSE INTL|GSLT|GOLDMAN SACHS & CO. LLC|476
HFXI|IQ 50 PCT FTSE INTL|GTSZ|GTS SECURITIES LLC|400
HFXI|IQ 50 PCT FTSE INTL|IATS|INTERACTIVE BROKERS LLC|100
HFXI|IQ 50 PCT FTSE INTL|IBKR|Interactive Brokers Llc|1680
HFXI|IQ 50 PCT FTSE INTL|ICBX|INSTINET, LLC|2586
HFXI|IQ 50 PCT FTSE INTL|INCA|INSTINET, LLC|2525
HFXI|IQ 50 PCT FTSE INTL|ITGI|ITG Inc.|600
HFXI|IQ 50 PCT FTSE INTL|JPMX|J.P. Morgan Securities LLC|2000
HFXI|IQ 50 PCT FTSE INTL|JSJX|JANE STREET CAPITAL LLC|46666
HFXI|IQ 50 PCT FTSE INTL|KCGM|VIRTU Americas LLC|1056
HFXI|IQ 50 PCT FTSE INTL|LEHM|Barclays Capital Inc./Le|5200
HFXI|IQ 50 PCT FTSE INTL|LIME|Lime Brokerage LLC|4352
HFXI|IQ 50 PCT FTSE INTL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HFXI|IQ 50 PCT FTSE INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
HFXI|IQ 50 PCT FTSE INTL|MSCO|MORGAN STANLEY & CO. LLC|23694
HFXI|IQ 50 PCT FTSE INTL|MSPL|MORGAN STANLEY & CO. LLC|2500
HFXI|IQ 50 PCT FTSE INTL|NFSC|National Financial Services LLC|21047
HFXI|IQ 50 PCT FTSE INTL|NITE|VIRTU Americas LLC|28145
HFXI|IQ 50 PCT FTSE INTL|NITP|VIRTU Americas LLC|19740
HFXI|IQ 50 PCT FTSE INTL|PDQM|CODA MARKETS, INC.|5343
HFXI|IQ 50 PCT FTSE INTL|RBCM|RBC CAPITAL MARKETS, LLC|2286
HFXI|IQ 50 PCT FTSE INTL|SGMT|GOLDMAN SACHS & CO. LLC|1500
HFXI|IQ 50 PCT FTSE INTL|TRCM|TRC MARKETS LLC|100
HFXI|IQ 50 PCT FTSE INTL|UBSA|UBS SECURITIES LLC|6277
HFXI|IQ 50 PCT FTSE INTL|UBSS|UBS Securities LLC|58927
HFXI|IQ 50 PCT FTSE INTL|WSEA|WOLVERINE SECURITIES, LLC|1
HFXI|IQ 50 PCT FTSE INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
HFXI|IQ 50 PCT FTSE INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3084
HFXJ|IQ 50 PCT HDGD JAPAN|ETRS|E*Trade Securities LLC|1249
HFXJ|IQ 50 PCT HDGD JAPAN|GSLT|GOLDMAN SACHS & CO. LLC|200
HFXJ|IQ 50 PCT HDGD JAPAN|IBKR|Interactive Brokers Llc|630
HFXJ|IQ 50 PCT HDGD JAPAN|JSJX|JANE STREET CAPITAL LLC|617
HFXJ|IQ 50 PCT HDGD JAPAN|LEHM|Barclays Capital Inc./Le|200
HFXJ|IQ 50 PCT HDGD JAPAN|MSCO|MORGAN STANLEY & CO. LLC|923
HFXJ|IQ 50 PCT HDGD JAPAN|NFSC|National Financial Services LLC|505
HFXJ|IQ 50 PCT HDGD JAPAN|NITE|VIRTU Americas LLC|76
HFXJ|IQ 50 PCT HDGD JAPAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3500
HGH|HARTFORD FINL SVCS|AGIS|Aegis Capital Corp.|2640
HGH|HARTFORD FINL SVCS|ALTX|Alternet Securities Inc.|100
HGH|HARTFORD FINL SVCS|BARD|Robert W. Baird & Co. Incorporated|1767
HGH|HARTFORD FINL SVCS|BATM|CBOE TRADING, INC.|208
HGH|HARTFORD FINL SVCS|BBNT|BB&T SECURITIES, LLC|323
HGH|HARTFORD FINL SVCS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1228
HGH|HARTFORD FINL SVCS|BRGE|Newbridge Securities Corp.|100
HGH|HARTFORD FINL SVCS|BTIG|BTIG, LLC|2759
HGH|HARTFORD FINL SVCS|CHAS|Charles Schwab & Co., Inc.|838
HGH|HARTFORD FINL SVCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3758
HGH|HARTFORD FINL SVCS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6791
HGH|HARTFORD FINL SVCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9143
HGH|HARTFORD FINL SVCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
HGH|HARTFORD FINL SVCS|DADA|D.A. Davidson & Co.|100
HGH|HARTFORD FINL SVCS|DBAX|Deutsche Bank Securities Inc.|5200
HGH|HARTFORD FINL SVCS|DEAN|MORGAN STANLEY|23152
HGH|HARTFORD FINL SVCS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7469
HGH|HARTFORD FINL SVCS|EBXL|EBX LLC|4500
HGH|HARTFORD FINL SVCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4639
HGH|HARTFORD FINL SVCS|EDJO|Edward D. Jones & Co., L.P.|221
HGH|HARTFORD FINL SVCS|ETRS|E*Trade Securities LLC|684
HGH|HARTFORD FINL SVCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93
HGH|HARTFORD FINL SVCS|GLPX|ACS EXECUTION SERVICES, LLC|320
HGH|HARTFORD FINL SVCS|GSCO|GOLDMAN SACHS & CO. LLC|14708
HGH|HARTFORD FINL SVCS|GSCS|GOLDMAN SACHS & CO. LLC|1400
HGH|HARTFORD FINL SVCS|GSLT|GOLDMAN SACHS & CO. LLC|400
HGH|HARTFORD FINL SVCS|GTSZ|GTS SECURITIES LLC|3034
HGH|HARTFORD FINL SVCS|HRBF|American Enterprise Investment Services Inc.|5039
HGH|HARTFORD FINL SVCS|HSBC|HSBC Securities, Inc.|1800
HGH|HARTFORD FINL SVCS|IATS|INTERACTIVE BROKERS LLC|840
HGH|HARTFORD FINL SVCS|IBKR|Interactive Brokers Llc|6481
HGH|HARTFORD FINL SVCS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1323
HGH|HARTFORD FINL SVCS|ICBX|INSTINET, LLC|1840
HGH|HARTFORD FINL SVCS|INCA|INSTINET, LLC|1341
HGH|HARTFORD FINL SVCS|ITGI|ITG Inc.|1557
HGH|HARTFORD FINL SVCS|ITGP|ITG INC.|1400
HGH|HARTFORD FINL SVCS|JANY|Janney Montgomery Scott Inc.|66
HGH|HARTFORD FINL SVCS|JEFF|JEFFERIES LLC|3700
HGH|HARTFORD FINL SVCS|JPMX|J.P. Morgan Securities LLC|1200
HGH|HARTFORD FINL SVCS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1520
HGH|HARTFORD FINL SVCS|JSJX|JANE STREET CAPITAL LLC|100
HGH|HARTFORD FINL SVCS|KCGM|VIRTU Americas LLC|603
HGH|HARTFORD FINL SVCS|LEHM|Barclays Capital Inc./Le|2000
HGH|HARTFORD FINL SVCS|LIME|Lime Brokerage LLC|795
HGH|HARTFORD FINL SVCS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HGH|HARTFORD FINL SVCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
HGH|HARTFORD FINL SVCS|MSCO|MORGAN STANLEY & CO. LLC|85171
HGH|HARTFORD FINL SVCS|MSPL|MORGAN STANLEY & CO. LLC|12600
HGH|HARTFORD FINL SVCS|NFSC|National Financial Services LLC|8085
HGH|HARTFORD FINL SVCS|NITE|VIRTU Americas LLC|73003
HGH|HARTFORD FINL SVCS|NQRB|Brut, LLC|830
HGH|HARTFORD FINL SVCS|PDQM|CODA MARKETS, INC.|523
HGH|HARTFORD FINL SVCS|PWJC|UBS Financial Services, Inc.|7185
HGH|HARTFORD FINL SVCS|RBCM|RBC CAPITAL MARKETS, LLC|3013
HGH|HARTFORD FINL SVCS|SAGC|SAGETRADER, LLC|100
HGH|HARTFORD FINL SVCS|SALI|INTL FCSTONE FINANCIAL INC.|91
HGH|HARTFORD FINL SVCS|SBSH|Citigroup Global Markets Inc.|9549
HGH|HARTFORD FINL SVCS|SGMT|GOLDMAN SACHS & CO. LLC|2700
HGH|HARTFORD FINL SVCS|SPDR|SPEEDROUTE LLC|1100
HGH|HARTFORD FINL SVCS|STFL|Stifel, Nicolaus & Company, Incorporated|1008
HGH|HARTFORD FINL SVCS|SWIM|TD Ameritrade, Inc.|530
HGH|HARTFORD FINL SVCS|SWST|Hilltop Securities Inc.|990
HGH|HARTFORD FINL SVCS|TRBT|Tradebot Systems, Inc.|906
HGH|HARTFORD FINL SVCS|UBSA|UBS SECURITIES LLC|10802
HGH|HARTFORD FINL SVCS|UBSS|UBS Securities LLC|60001
HGH|HARTFORD FINL SVCS|VGRD|Vanguard Marketing Corporation|5955
HGH|HARTFORD FINL SVCS|WCHV|WELLS FARGO SECURITIES, LLC|162359
HGH|HARTFORD FINL SVCS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|414
HGH|HARTFORD FINL SVCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|578
HGH|HARTFORD FINL SVCS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1101
HGI|INVESCO ZACKS|BATM|CBOE TRADING, INC.|1015
HGI|INVESCO ZACKS|CHAS|Charles Schwab & Co., Inc.|3
HGI|INVESCO ZACKS|DEAN|MORGAN STANLEY|600
HGI|INVESCO ZACKS|ETRS|E*Trade Securities LLC|53
HGI|INVESCO ZACKS|FTBR|Foliofn Investments, Inc.|2
HGI|INVESCO ZACKS|HRBF|American Enterprise Investment Services Inc.|605
HGI|INVESCO ZACKS|IBKR|Interactive Brokers Llc|17
HGI|INVESCO ZACKS|JSJX|JANE STREET CAPITAL LLC|1382
HGI|INVESCO ZACKS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HGI|INVESCO ZACKS|MSCO|MORGAN STANLEY & CO. LLC|1100
HGI|INVESCO ZACKS|NFSC|National Financial Services LLC|1730
HGI|INVESCO ZACKS|NITE|VIRTU Americas LLC|1330
HGI|INVESCO ZACKS|WSEA|WOLVERINE SECURITIES, LLC|1
HGSD|WISDOMTREE GLOBAL HE|ALTX|Alternet Securities Inc.|100
HGSD|WISDOMTREE GLOBAL HE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
HGSD|WISDOMTREE GLOBAL HE|DBAX|Deutsche Bank Securities Inc.|200
HGSD|WISDOMTREE GLOBAL HE|EBXL|EBX LLC|100
HGSD|WISDOMTREE GLOBAL HE|GSCO|GOLDMAN SACHS & CO. LLC|600
HGSD|WISDOMTREE GLOBAL HE|ICBX|INSTINET, LLC|100
HGSD|WISDOMTREE GLOBAL HE|ITGP|ITG INC.|200
HGSD|WISDOMTREE GLOBAL HE|JSJX|JANE STREET CAPITAL LLC|1750
HGSD|WISDOMTREE GLOBAL HE|KCGM|VIRTU Americas LLC|353
HGSD|WISDOMTREE GLOBAL HE|LEHM|Barclays Capital Inc./Le|200
HGSD|WISDOMTREE GLOBAL HE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HGSD|WISDOMTREE GLOBAL HE|NFSC|National Financial Services LLC|2
HGSD|WISDOMTREE GLOBAL HE|NITE|VIRTU Americas LLC|1913
HGSD|WISDOMTREE GLOBAL HE|SWIM|TD Ameritrade, Inc.|5
HGSD|WISDOMTREE GLOBAL HE|UBSA|UBS SECURITIES LLC|500
HGSD|WISDOMTREE GLOBAL HE|UBSS|UBS Securities LLC|200
HGSH|CHINA HGS REAL EST|ALTX|Alternet Securities Inc.|100
HGSH|CHINA HGS REAL EST|APCC|Apex Clearing Corporation|14319
HGSH|CHINA HGS REAL EST|BATM|CBOE TRADING, INC.|222
HGSH|CHINA HGS REAL EST|BIMI|Banca IMI Securities Corp.|23510
HGSH|CHINA HGS REAL EST|CHAS|Charles Schwab & Co., Inc.|500
HGSH|CHINA HGS REAL EST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1996
HGSH|CHINA HGS REAL EST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2251
HGSH|CHINA HGS REAL EST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1825
HGSH|CHINA HGS REAL EST|CTDL|Citadel Derivatives Group Llc|242
HGSH|CHINA HGS REAL EST|DBAB|Deutsche Bank Securities Inc.|4013
HGSH|CHINA HGS REAL EST|DBAX|Deutsche Bank Securities Inc.|2400
HGSH|CHINA HGS REAL EST|DEGS|RONIN PROFESSIONAL LLC|9664
HGSH|CHINA HGS REAL EST|EBXL|EBX LLC|1300
HGSH|CHINA HGS REAL EST|EDJO|Edward D. Jones & Co., L.P.|100
HGSH|CHINA HGS REAL EST|EGAM|CBOE TRADING, INC.|2000
HGSH|CHINA HGS REAL EST|EGXM|CBOE TRADING, INC.|640
HGSH|CHINA HGS REAL EST|ETBE|Electronic Transaction Clearing, Inc.|6
HGSH|CHINA HGS REAL EST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|410
HGSH|CHINA HGS REAL EST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1300
HGSH|CHINA HGS REAL EST|ETRS|E*Trade Securities LLC|62689
HGSH|CHINA HGS REAL EST|FBCO|Credit Suisse Securities (USA) LLC|19084
HGSH|CHINA HGS REAL EST|FILL|Tradestation Securities, Inc.|157
HGSH|CHINA HGS REAL EST|FMAF|NBCN Inc./ CDS|1500
HGSH|CHINA HGS REAL EST|FOMA|TD AMERITRADE CLEARING, INC.|210417
HGSH|CHINA HGS REAL EST|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
HGSH|CHINA HGS REAL EST|GLIS|TD Securities Inc|211
HGSH|CHINA HGS REAL EST|GLPX|ACS EXECUTION SERVICES, LLC|4937
HGSH|CHINA HGS REAL EST|GSCO|GOLDMAN SACHS & CO. LLC|50
HGSH|CHINA HGS REAL EST|GSLT|GOLDMAN SACHS & CO. LLC|200
HGSH|CHINA HGS REAL EST|GTSZ|GTS SECURITIES LLC|3700
HGSH|CHINA HGS REAL EST|HSBC|HSBC Securities, Inc.|1348
HGSH|CHINA HGS REAL EST|IATS|INTERACTIVE BROKERS LLC|8135
HGSH|CHINA HGS REAL EST|IBKR|Interactive Brokers Llc|93581
HGSH|CHINA HGS REAL EST|ICBX|INSTINET, LLC|1900
HGSH|CHINA HGS REAL EST|INCA|INSTINET, LLC|18243
HGSH|CHINA HGS REAL EST|ITGI|ITG Inc.|2371
HGSH|CHINA HGS REAL EST|ITGP|ITG INC.|4800
HGSH|CHINA HGS REAL EST|JMPT|JUMP TRADING, LLC|147
HGSH|CHINA HGS REAL EST|LEHM|Barclays Capital Inc./Le|9500
HGSH|CHINA HGS REAL EST|LIME|Lime Brokerage LLC|14113
HGSH|CHINA HGS REAL EST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
HGSH|CHINA HGS REAL EST|MOTF|MOTIF INVESTING, INC.|1
HGSH|CHINA HGS REAL EST|MSCO|MORGAN STANLEY & CO. LLC|158663
HGSH|CHINA HGS REAL EST|MSPL|MORGAN STANLEY & CO. LLC|6100
HGSH|CHINA HGS REAL EST|NFSC|National Financial Services LLC|152888
HGSH|CHINA HGS REAL EST|NITE|VIRTU Americas LLC|308229
HGSH|CHINA HGS REAL EST|NITP|VIRTU Americas LLC|45
HGSH|CHINA HGS REAL EST|NQRB|Brut, LLC|1200
HGSH|CHINA HGS REAL EST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8540
HGSH|CHINA HGS REAL EST|PCPT|PHILLIP CAPITAL INC.|2500
HGSH|CHINA HGS REAL EST|PDQM|CODA MARKETS, INC.|6744
HGSH|CHINA HGS REAL EST|RGLD|Regal Securities, Inc|175
HGSH|CHINA HGS REAL EST|SAGL|SAGETRADER, LLC|830
HGSH|CHINA HGS REAL EST|SBSH|Citigroup Global Markets Inc.|2724
HGSH|CHINA HGS REAL EST|SGMT|GOLDMAN SACHS & CO. LLC|300
HGSH|CHINA HGS REAL EST|SPDR|SPEEDROUTE LLC|2116
HGSH|CHINA HGS REAL EST|SWIM|TD Ameritrade, Inc.|40280
HGSH|CHINA HGS REAL EST|TKNG|ALLY INVEST SECURITIES LLC|6666
HGSH|CHINA HGS REAL EST|TRCM|TRC MARKETS LLC|1400
HGSH|CHINA HGS REAL EST|TWTT|TASTYWORKS, INC.|7728
HGSH|CHINA HGS REAL EST|UBSA|UBS SECURITIES LLC|11819
HGSH|CHINA HGS REAL EST|UBSS|UBS Securities LLC|23285
HGSH|CHINA HGS REAL EST|VALX|VIRTU AMERICAS LLC|2485
HGSH|CHINA HGS REAL EST|VGRD|Vanguard Marketing Corporation|3080
HGSH|CHINA HGS REAL EST|WCHV|WELLS FARGO SECURITIES, LLC|2450
HGSH|CHINA HGS REAL EST|WEDB|WEDBUSH SECURITIES INC.|2699
HGSH|CHINA HGS REAL EST|WGIF|CIBC World Markets Inc.|100
HGSH|CHINA HGS REAL EST|WSEA|WOLVERINE SECURITIES, LLC|6223
HGSH|CHINA HGS REAL EST|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
HGSH|CHINA HGS REAL EST|YKNA|COMHAR CAPITAL MARKETS, LLC|378
HGT|HUGOTON ROYALTY TR|APCC|Apex Clearing Corporation|2407
HGT|HUGOTON ROYALTY TR|BARD|Robert W. Baird & Co. Incorporated|4127
HGT|HUGOTON ROYALTY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
HGT|HUGOTON ROYALTY TR|CHAS|Charles Schwab & Co., Inc.|9
HGT|HUGOTON ROYALTY TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12132
HGT|HUGOTON ROYALTY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4900
HGT|HUGOTON ROYALTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5396
HGT|HUGOTON ROYALTY TR|CTDE|CHOICETRADE|1000
HGT|HUGOTON ROYALTY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
HGT|HUGOTON ROYALTY TR|DBAB|Deutsche Bank Securities Inc.|1400
HGT|HUGOTON ROYALTY TR|DBAX|Deutsche Bank Securities Inc.|2200
HGT|HUGOTON ROYALTY TR|DEAN|MORGAN STANLEY|3200
HGT|HUGOTON ROYALTY TR|EBXL|EBX LLC|3200
HGT|HUGOTON ROYALTY TR|EDJO|Edward D. Jones & Co., L.P.|3279
HGT|HUGOTON ROYALTY TR|EGXM|CBOE TRADING, INC.|7417
HGT|HUGOTON ROYALTY TR|ETCB|ETC BROKERAGE SERVICES, LLC|100
HGT|HUGOTON ROYALTY TR|ETRS|E*Trade Securities LLC|74086
HGT|HUGOTON ROYALTY TR|FTBR|Foliofn Investments, Inc.|584
HGT|HUGOTON ROYALTY TR|GSCO|GOLDMAN SACHS & CO. LLC|2300
HGT|HUGOTON ROYALTY TR|HRBF|American Enterprise Investment Services Inc.|2346
HGT|HUGOTON ROYALTY TR|HSBC|HSBC Securities, Inc.|700
HGT|HUGOTON ROYALTY TR|IBKR|Interactive Brokers Llc|9151
HGT|HUGOTON ROYALTY TR|ICBX|INSTINET, LLC|7000
HGT|HUGOTON ROYALTY TR|INCA|INSTINET, LLC|4519
HGT|HUGOTON ROYALTY TR|ITGI|ITG Inc.|4700
HGT|HUGOTON ROYALTY TR|JPMX|J.P. Morgan Securities LLC|3404
HGT|HUGOTON ROYALTY TR|KCGM|VIRTU Americas LLC|1900
HGT|HUGOTON ROYALTY TR|LEHM|Barclays Capital Inc./Le|1600
HGT|HUGOTON ROYALTY TR|LIME|Lime Brokerage LLC|482
HGT|HUGOTON ROYALTY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
HGT|HUGOTON ROYALTY TR|MSCO|MORGAN STANLEY & CO. LLC|28551
HGT|HUGOTON ROYALTY TR|MSPL|MORGAN STANLEY & CO. LLC|800
HGT|HUGOTON ROYALTY TR|NFSC|National Financial Services LLC|265049
HGT|HUGOTON ROYALTY TR|NITE|VIRTU Americas LLC|195818
HGT|HUGOTON ROYALTY TR|NQRB|Brut, LLC|800
HGT|HUGOTON ROYALTY TR|PDQM|CODA MARKETS, INC.|400
HGT|HUGOTON ROYALTY TR|PWJC|UBS Financial Services, Inc.|7
HGT|HUGOTON ROYALTY TR|RBCM|RBC CAPITAL MARKETS, LLC|1787
HGT|HUGOTON ROYALTY TR|SBSH|Citigroup Global Markets Inc.|15800
HGT|HUGOTON ROYALTY TR|SGMT|GOLDMAN SACHS & CO. LLC|1200
HGT|HUGOTON ROYALTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|1253
HGT|HUGOTON ROYALTY TR|SWIM|TD Ameritrade, Inc.|10073
HGT|HUGOTON ROYALTY TR|SWST|Hilltop Securities Inc.|1400
HGT|HUGOTON ROYALTY TR|TKNG|ALLY INVEST SECURITIES LLC|566
HGT|HUGOTON ROYALTY TR|UBSA|UBS SECURITIES LLC|10997
HGT|HUGOTON ROYALTY TR|UBSS|UBS Securities LLC|26411
HGT|HUGOTON ROYALTY TR|VALX|VIRTU AMERICAS LLC|300
HGT|HUGOTON ROYALTY TR|VGRD|Vanguard Marketing Corporation|37853
HGT|HUGOTON ROYALTY TR|WCHV|WELLS FARGO SECURITIES, LLC|29652
HGT|HUGOTON ROYALTY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16
HGT|HUGOTON ROYALTY TR|WSEA|WOLVERINE SECURITIES, LLC|2973
HGT|HUGOTON ROYALTY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
HGT|HUGOTON ROYALTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|925
HGV|HILTON GRAND VAC|ABLE|NATIXIS Securities Americas LLC|91600
HGV|HILTON GRAND VAC|AGIS|Aegis Capital Corp.|2000
HGV|HILTON GRAND VAC|ALTX|Alternet Securities Inc.|10606
HGV|HILTON GRAND VAC|ANOS|ABEL/NOSER, L.L.C.|670
HGV|HILTON GRAND VAC|APCC|Apex Clearing Corporation|175
HGV|HILTON GRAND VAC|BARD|Robert W. Baird & Co. Incorporated|15124
HGV|HILTON GRAND VAC|BATM|CBOE TRADING, INC.|2865
HGV|HILTON GRAND VAC|BAYC|BAY CREST PARTNERS, LLC|90
HGV|HILTON GRAND VAC|BAYT|BTIG, LLC|45091
HGV|HILTON GRAND VAC|BBNT|BB&T SECURITIES, LLC|2050
HGV|HILTON GRAND VAC|BERN|Sanford C. Bernstein & Co., LLC|101851
HGV|HILTON GRAND VAC|BIDS|BIDS TRADING L.P.|78300
HGV|HILTON GRAND VAC|BKCM|BNY Mellon Capital Markets LLC|457
HGV|HILTON GRAND VAC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4713
HGV|HILTON GRAND VAC|BLKX|INSTINET, LLC|168400
HGV|HILTON GRAND VAC|BMOC|BMO Capital Markets Corp.|1901
HGV|HILTON GRAND VAC|BNPX|BNP PARIBAS SECURITIES CORP.|440
HGV|HILTON GRAND VAC|BTIG|BTIG, LLC|14445
HGV|HILTON GRAND VAC|BYXM|CBOE TRADING, INC.|1758
HGV|HILTON GRAND VAC|BZYD|GOLDMAN SACHS & CO. LLC|1711
HGV|HILTON GRAND VAC|CANT|Cantor Fitzgerald & Co.|100
HGV|HILTON GRAND VAC|CBLC|CITIGROUP GLOBAL MARKETS INC.|30360
HGV|HILTON GRAND VAC|CHAS|Charles Schwab & Co., Inc.|587
HGV|HILTON GRAND VAC|CHBC|PENSERRA SECURITIES, LLC|250000
HGV|HILTON GRAND VAC|CIBP|CIBC World Markets Corp.|133000
HGV|HILTON GRAND VAC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59638
HGV|HILTON GRAND VAC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29625
HGV|HILTON GRAND VAC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5400
HGV|HILTON GRAND VAC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|356083
HGV|HILTON GRAND VAC|CTDL|Citadel Derivatives Group Llc|43690
HGV|HILTON GRAND VAC|CXCX|CITIGROUP GLOBAL MARKETS INC.|60692
HGV|HILTON GRAND VAC|DBAB|Deutsche Bank Securities Inc.|1497076
HGV|HILTON GRAND VAC|DBAX|Deutsche Bank Securities Inc.|394000
HGV|HILTON GRAND VAC|DCHF|Dart Executions, LLC|1250
HGV|HILTON GRAND VAC|DEAN|MORGAN STANLEY|719
HGV|HILTON GRAND VAC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|849
HGV|HILTON GRAND VAC|EBXL|EBX LLC|269400
HGV|HILTON GRAND VAC|ECUT|CONVERGEX EXECUTION SOLUTIONS|21333
HGV|HILTON GRAND VAC|EDJO|Edward D. Jones & Co., L.P.|210
HGV|HILTON GRAND VAC|EGAM|CBOE TRADING, INC.|16281
HGV|HILTON GRAND VAC|EGAW|CBOE TRADING, INC.|67
HGV|HILTON GRAND VAC|EGMT|EG MARKET TECHNOLOGIES LLC|422
HGV|HILTON GRAND VAC|EGXM|CBOE TRADING, INC.|2390
HGV|HILTON GRAND VAC|ETBE|Electronic Transaction Clearing, Inc.|10704
HGV|HILTON GRAND VAC|ETCC|Electronic Transaction Clearing, Inc.|220
HGV|HILTON GRAND VAC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5665
HGV|HILTON GRAND VAC|ETRS|E*Trade Securities LLC|20714
HGV|HILTON GRAND VAC|FILL|Tradestation Securities, Inc.|3699
HGV|HILTON GRAND VAC|FMAF|NBCN Inc./ CDS|268
HGV|HILTON GRAND VAC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2363
HGV|HILTON GRAND VAC|FQLS|Quantlab Securities LP|359861
HGV|HILTON GRAND VAC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|256398
HGV|HILTON GRAND VAC|FTBR|Foliofn Investments, Inc.|337
HGV|HILTON GRAND VAC|GEBB|GLOBAL EXECUTION BROKERS, LP|2472
HGV|HILTON GRAND VAC|GLIS|TD Securities Inc|2000
HGV|HILTON GRAND VAC|GLPX|ACS EXECUTION SERVICES, LLC|98363
HGV|HILTON GRAND VAC|GSCO|GOLDMAN SACHS & CO. LLC|915228
HGV|HILTON GRAND VAC|GSCS|GOLDMAN SACHS & CO. LLC|33721
HGV|HILTON GRAND VAC|GSLT|GOLDMAN SACHS & CO. LLC|8764
HGV|HILTON GRAND VAC|GTSZ|GTS SECURITIES LLC|87554
HGV|HILTON GRAND VAC|HRBF|American Enterprise Investment Services Inc.|2485
HGV|HILTON GRAND VAC|HSBC|HSBC Securities, Inc.|1292
HGV|HILTON GRAND VAC|IATS|INTERACTIVE BROKERS LLC|4450
HGV|HILTON GRAND VAC|IBKR|Interactive Brokers Llc|24062
HGV|HILTON GRAND VAC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3821
HGV|HILTON GRAND VAC|ICBX|INSTINET, LLC|72389
HGV|HILTON GRAND VAC|INCA|INSTINET, LLC|255473
HGV|HILTON GRAND VAC|INJX|INSTINET, LLC|17848
HGV|HILTON GRAND VAC|ITGI|ITG Inc.|64391
HGV|HILTON GRAND VAC|ITGP|ITG INC.|553200
HGV|HILTON GRAND VAC|JANY|Janney Montgomery Scott Inc.|850
HGV|HILTON GRAND VAC|JEFF|JEFFERIES LLC|195398
HGV|HILTON GRAND VAC|JMPT|JUMP TRADING, LLC|99035
HGV|HILTON GRAND VAC|JONE|JonesTrading|140
HGV|HILTON GRAND VAC|JPBX|J.P. MORGAN SECURITIES LLC|173852
HGV|HILTON GRAND VAC|JPMX|J.P. Morgan Securities LLC|851447
HGV|HILTON GRAND VAC|JSJX|JANE STREET CAPITAL LLC|24918
HGV|HILTON GRAND VAC|KCGM|VIRTU Americas LLC|52575
HGV|HILTON GRAND VAC|LEHM|Barclays Capital Inc./Le|580572
HGV|HILTON GRAND VAC|LIME|Lime Brokerage LLC|26361
HGV|HILTON GRAND VAC|LOOP|Loop Capital Markets LLC|8338
HGV|HILTON GRAND VAC|LQNA|LIQUIDNET, INC.|303000
HGV|HILTON GRAND VAC|LQNB|LIQUIDNET, INC.|76500
HGV|HILTON GRAND VAC|LSCI|Lek Securities Corporation|927
HGV|HILTON GRAND VAC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
HGV|HILTON GRAND VAC|MACQ|Macquarie Capital (USA) Inc.|5000
HGV|HILTON GRAND VAC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|261888
HGV|HILTON GRAND VAC|MOTF|MOTIF INVESTING, INC.|21
HGV|HILTON GRAND VAC|MSCO|MORGAN STANLEY & CO. LLC|1766472
HGV|HILTON GRAND VAC|MSPL|MORGAN STANLEY & CO. LLC|408700
HGV|HILTON GRAND VAC|MSTX|MORGAN STANLEY & CO. LLC|369800
HGV|HILTON GRAND VAC|NFSC|National Financial Services LLC|71485
HGV|HILTON GRAND VAC|NITE|VIRTU Americas LLC|166789
HGV|HILTON GRAND VAC|NITP|VIRTU Americas LLC|2637
HGV|HILTON GRAND VAC|NMRA|Nomura Securities International, Inc.|100
HGV|HILTON GRAND VAC|NQRB|Brut, LLC|6853
HGV|HILTON GRAND VAC|NTRC|Northern Trust Securities, Inc.|3962
HGV|HILTON GRAND VAC|OPCO|Oppenheimer & Co. Inc.|416
HGV|HILTON GRAND VAC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|910
HGV|HILTON GRAND VAC|PDQM|CODA MARKETS, INC.|31005
HGV|HILTON GRAND VAC|PREC|PRECISION SECURITIES, LLC|26500
HGV|HILTON GRAND VAC|PWJC|UBS Financial Services, Inc.|103
HGV|HILTON GRAND VAC|QMSR|QUATTRO M SECURITIES INC.|74192
HGV|HILTON GRAND VAC|RBCM|RBC CAPITAL MARKETS, LLC|2174
HGV|HILTON GRAND VAC|RHCO|Suntrust Robinson Humphrey, Inc.|24614
HGV|HILTON GRAND VAC|SAGL|SAGETRADER, LLC|9159
HGV|HILTON GRAND VAC|SBSH|Citigroup Global Markets Inc.|151808
HGV|HILTON GRAND VAC|SEIC|SEI Investments Distribution Co.|200
HGV|HILTON GRAND VAC|SGMT|GOLDMAN SACHS & CO. LLC|225845
HGV|HILTON GRAND VAC|SJLS|TRADE INFORMATICS LLC|100
HGV|HILTON GRAND VAC|SPDR|SPEEDROUTE LLC|6105
HGV|HILTON GRAND VAC|SPHN|Stephens Inc.|10
HGV|HILTON GRAND VAC|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
HGV|HILTON GRAND VAC|STFL|Stifel, Nicolaus & Company, Incorporated|2881
HGV|HILTON GRAND VAC|STKP|STOCKPILE INVESTMENTS, INC.|110
HGV|HILTON GRAND VAC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5678
HGV|HILTON GRAND VAC|SWIM|TD Ameritrade, Inc.|8304
HGV|HILTON GRAND VAC|SWST|Hilltop Securities Inc.|66392
HGV|HILTON GRAND VAC|TKNG|ALLY INVEST SECURITIES LLC|120
HGV|HILTON GRAND VAC|TRBT|Tradebot Systems, Inc.|222580
HGV|HILTON GRAND VAC|TRCM|TRC MARKETS LLC|63999
HGV|HILTON GRAND VAC|UBSA|UBS SECURITIES LLC|712845
HGV|HILTON GRAND VAC|UBSS|UBS Securities LLC|838024
HGV|HILTON GRAND VAC|VALX|VIRTU AMERICAS LLC|7276
HGV|HILTON GRAND VAC|VGRD|Vanguard Marketing Corporation|431
HGV|HILTON GRAND VAC|WBLR|WILLIAM BLAIR|1212
HGV|HILTON GRAND VAC|WBPX|SUMMIT SECURITIES GROUP, LLC|697
HGV|HILTON GRAND VAC|WCHV|WELLS FARGO SECURITIES, LLC|80030
HGV|HILTON GRAND VAC|WDNX|WEEDEN & CO.L.P.|5978
HGV|HILTON GRAND VAC|WEED|Weeden & Co.L.P.|159779
HGV|HILTON GRAND VAC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5289
HGV|HILTON GRAND VAC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7051
HGV|HILTON GRAND VAC|WSEA|WOLVERINE SECURITIES, LLC|6648
HGV|HILTON GRAND VAC|XIST|INSTINET, LLC|160600
HGV|HILTON GRAND VAC|XPQR|Jump Trading|200
HGV|HILTON GRAND VAC|XSTM|NATIONAL FINANCIAL SERVICES LLC|55486
HGV|HILTON GRAND VAC|YKNA|COMHAR CAPITAL MARKETS, LLC|1447
HGV|HILTON GRAND VAC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|66
HHC|HOWARD HUGHES CORP|ABLE|NATIXIS Securities Americas LLC|49000
HHC|HOWARD HUGHES CORP|ALTX|Alternet Securities Inc.|711
HHC|HOWARD HUGHES CORP|ANOS|ABEL/NOSER, L.L.C.|400
HHC|HOWARD HUGHES CORP|APCC|Apex Clearing Corporation|151
HHC|HOWARD HUGHES CORP|BARD|Robert W. Baird & Co. Incorporated|825
HHC|HOWARD HUGHES CORP|BATM|CBOE TRADING, INC.|1565
HHC|HOWARD HUGHES CORP|BAYC|BAY CREST PARTNERS, LLC|97
HHC|HOWARD HUGHES CORP|BERN|Sanford C. Bernstein & Co., LLC|4750
HHC|HOWARD HUGHES CORP|BKCM|BNY Mellon Capital Markets LLC|90
HHC|HOWARD HUGHES CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|604
HHC|HOWARD HUGHES CORP|BMOC|BMO Capital Markets Corp.|4684
HHC|HOWARD HUGHES CORP|BNPX|BNP PARIBAS SECURITIES CORP.|633
HHC|HOWARD HUGHES CORP|BTIG|BTIG, LLC|3055
HHC|HOWARD HUGHES CORP|BYXM|CBOE TRADING, INC.|200
HHC|HOWARD HUGHES CORP|BZYD|GOLDMAN SACHS & CO. LLC|623
HHC|HOWARD HUGHES CORP|CHAS|Charles Schwab & Co., Inc.|142
HHC|HOWARD HUGHES CORP|CIST|Capital Institutional Services, Inc.|20
HHC|HOWARD HUGHES CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24318
HHC|HOWARD HUGHES CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
HHC|HOWARD HUGHES CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94932
HHC|HOWARD HUGHES CORP|CTDL|Citadel Derivatives Group Llc|1565
HHC|HOWARD HUGHES CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2394
HHC|HOWARD HUGHES CORP|DBAB|Deutsche Bank Securities Inc.|14348
HHC|HOWARD HUGHES CORP|DBAX|Deutsche Bank Securities Inc.|51400
HHC|HOWARD HUGHES CORP|DBUL|Deutsche Bank Securities Inc.|595
HHC|HOWARD HUGHES CORP|DEAN|MORGAN STANLEY|1669
HHC|HOWARD HUGHES CORP|DEGS|RONIN PROFESSIONAL LLC|400
HHC|HOWARD HUGHES CORP|DRWK|DRW SECURITIES, L.L.C.|78
HHC|HOWARD HUGHES CORP|EBXL|EBX LLC|30600
HHC|HOWARD HUGHES CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2426
HHC|HOWARD HUGHES CORP|EDJO|Edward D. Jones & Co., L.P.|131
HHC|HOWARD HUGHES CORP|EGAM|CBOE TRADING, INC.|1730
HHC|HOWARD HUGHES CORP|EGAW|CBOE TRADING, INC.|100
HHC|HOWARD HUGHES CORP|EGMT|EG MARKET TECHNOLOGIES LLC|107
HHC|HOWARD HUGHES CORP|EGXM|CBOE TRADING, INC.|105
HHC|HOWARD HUGHES CORP|EGXW|CBOE TRADING, INC.|1
HHC|HOWARD HUGHES CORP|ETBE|Electronic Transaction Clearing, Inc.|2961
HHC|HOWARD HUGHES CORP|ETCC|Electronic Transaction Clearing, Inc.|531
HHC|HOWARD HUGHES CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8864
HHC|HOWARD HUGHES CORP|ETRS|E*Trade Securities LLC|1982
HHC|HOWARD HUGHES CORP|FILL|Tradestation Securities, Inc.|209
HHC|HOWARD HUGHES CORP|FMAF|NBCN Inc./ CDS|642
HHC|HOWARD HUGHES CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|702
HHC|HOWARD HUGHES CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38621
HHC|HOWARD HUGHES CORP|FTBR|Foliofn Investments, Inc.|21
HHC|HOWARD HUGHES CORP|GLIS|TD Securities Inc|95
HHC|HOWARD HUGHES CORP|GLPX|ACS EXECUTION SERVICES, LLC|10295
HHC|HOWARD HUGHES CORP|GSCO|GOLDMAN SACHS & CO. LLC|250141
HHC|HOWARD HUGHES CORP|GSCS|GOLDMAN SACHS & CO. LLC|6273
HHC|HOWARD HUGHES CORP|GSLT|GOLDMAN SACHS & CO. LLC|254
HHC|HOWARD HUGHES CORP|GTSZ|GTS SECURITIES LLC|37849
HHC|HOWARD HUGHES CORP|HRBF|American Enterprise Investment Services Inc.|609
HHC|HOWARD HUGHES CORP|HSBC|HSBC Securities, Inc.|791
HHC|HOWARD HUGHES CORP|IATS|INTERACTIVE BROKERS LLC|1528
HHC|HOWARD HUGHES CORP|IBKR|Interactive Brokers Llc|2017
HHC|HOWARD HUGHES CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|136
HHC|HOWARD HUGHES CORP|ICBX|INSTINET, LLC|7600
HHC|HOWARD HUGHES CORP|IEQY|CITADEL SECURITIES LLC|7018
HHC|HOWARD HUGHES CORP|INCA|INSTINET, LLC|45129
HHC|HOWARD HUGHES CORP|INJX|INSTINET, LLC|4026
HHC|HOWARD HUGHES CORP|ITGI|ITG Inc.|12267
HHC|HOWARD HUGHES CORP|ITGP|ITG INC.|15800
HHC|HOWARD HUGHES CORP|JANY|Janney Montgomery Scott Inc.|595
HHC|HOWARD HUGHES CORP|JEFF|JEFFERIES LLC|4094
HHC|HOWARD HUGHES CORP|JMPT|JUMP TRADING, LLC|6131
HHC|HOWARD HUGHES CORP|JONE|JonesTrading|184
HHC|HOWARD HUGHES CORP|JPBX|J.P. MORGAN SECURITIES LLC|2800
HHC|HOWARD HUGHES CORP|JPMX|J.P. Morgan Securities LLC|92801
HHC|HOWARD HUGHES CORP|JSJX|JANE STREET CAPITAL LLC|2297
HHC|HOWARD HUGHES CORP|KCGM|VIRTU Americas LLC|7806
HHC|HOWARD HUGHES CORP|KCRD|PHX FINANCIAL, INC.|800
HHC|HOWARD HUGHES CORP|LEHM|Barclays Capital Inc./Le|137863
HHC|HOWARD HUGHES CORP|LIME|Lime Brokerage LLC|6294
HHC|HOWARD HUGHES CORP|LSCI|Lek Securities Corporation|45
HHC|HOWARD HUGHES CORP|MACQ|Macquarie Capital (USA) Inc.|100
HHC|HOWARD HUGHES CORP|MAXM|Maxim Group LLC|578
HHC|HOWARD HUGHES CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43904
HHC|HOWARD HUGHES CORP|MOTF|MOTIF INVESTING, INC.|2
HHC|HOWARD HUGHES CORP|MSCO|MORGAN STANLEY & CO. LLC|313825
HHC|HOWARD HUGHES CORP|MSPL|MORGAN STANLEY & CO. LLC|56500
HHC|HOWARD HUGHES CORP|MSTX|MORGAN STANLEY & CO. LLC|4100
HHC|HOWARD HUGHES CORP|NFSC|National Financial Services LLC|19475
HHC|HOWARD HUGHES CORP|NITE|VIRTU Americas LLC|43555
HHC|HOWARD HUGHES CORP|NMRA|Nomura Securities International, Inc.|200
HHC|HOWARD HUGHES CORP|NQRB|Brut, LLC|240
HHC|HOWARD HUGHES CORP|NTBF|BMO Nesbitt Burns Inc./CDS|32
HHC|HOWARD HUGHES CORP|NTRC|Northern Trust Securities, Inc.|1486
HHC|HOWARD HUGHES CORP|OPCO|Oppenheimer & Co. Inc.|185
HHC|HOWARD HUGHES CORP|PDQM|CODA MARKETS, INC.|30153
HHC|HOWARD HUGHES CORP|PIPR|Piper Jaffray & Co.|160
HHC|HOWARD HUGHES CORP|PWJC|UBS Financial Services, Inc.|2562
HHC|HOWARD HUGHES CORP|RBCM|RBC CAPITAL MARKETS, LLC|2306
HHC|HOWARD HUGHES CORP|SAGL|SAGETRADER, LLC|100
HHC|HOWARD HUGHES CORP|SBSH|Citigroup Global Markets Inc.|6699
HHC|HOWARD HUGHES CORP|SGMT|GOLDMAN SACHS & CO. LLC|30778
HHC|HOWARD HUGHES CORP|SPDR|SPEEDROUTE LLC|2000
HHC|HOWARD HUGHES CORP|SPTD|MINT GLOBAL MARKETS, INC.|905
HHC|HOWARD HUGHES CORP|STFL|Stifel, Nicolaus & Company, Incorporated|951
HHC|HOWARD HUGHES CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6387
HHC|HOWARD HUGHES CORP|SWIM|TD Ameritrade, Inc.|550
HHC|HOWARD HUGHES CORP|SWST|Hilltop Securities Inc.|200
HHC|HOWARD HUGHES CORP|TKNG|ALLY INVEST SECURITIES LLC|46
HHC|HOWARD HUGHES CORP|TMBR|Timber Hill LLC|246
HHC|HOWARD HUGHES CORP|TRBT|Tradebot Systems, Inc.|26086
HHC|HOWARD HUGHES CORP|TRCM|TRC MARKETS LLC|14013
HHC|HOWARD HUGHES CORP|TWTT|TASTYWORKS, INC.|322
HHC|HOWARD HUGHES CORP|UBSA|UBS SECURITIES LLC|155808
HHC|HOWARD HUGHES CORP|UBSS|UBS Securities LLC|209080
HHC|HOWARD HUGHES CORP|VALX|VIRTU AMERICAS LLC|4151
HHC|HOWARD HUGHES CORP|VGRD|Vanguard Marketing Corporation|1721
HHC|HOWARD HUGHES CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|332
HHC|HOWARD HUGHES CORP|WCHV|WELLS FARGO SECURITIES, LLC|8420
HHC|HOWARD HUGHES CORP|WEDB|WEDBUSH SECURITIES INC.|14
HHC|HOWARD HUGHES CORP|WEED|Weeden & Co.L.P.|858
HHC|HOWARD HUGHES CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|279
HHC|HOWARD HUGHES CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7909
HHC|HOWARD HUGHES CORP|WGIF|CIBC World Markets Inc.|240
HHC|HOWARD HUGHES CORP|WSEA|WOLVERINE SECURITIES, LLC|227
HHC|HOWARD HUGHES CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
HHC|HOWARD HUGHES CORP|XIST|INSTINET, LLC|14158
HHC|HOWARD HUGHES CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|4250
HHC|HOWARD HUGHES CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|4806
HHC|HOWARD HUGHES CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1169
HHS|HARTE HANKS INC|ALTX|Alternet Securities Inc.|745
HHS|HARTE HANKS INC|APCC|Apex Clearing Corporation|779
HHS|HARTE HANKS INC|BATM|CBOE TRADING, INC.|486
HHS|HARTE HANKS INC|BAYC|BAY CREST PARTNERS, LLC|19366
HHS|HARTE HANKS INC|BBNT|BB&T SECURITIES, LLC|53
HHS|HARTE HANKS INC|BERN|Sanford C. Bernstein & Co., LLC|2529
HHS|HARTE HANKS INC|BTIG|BTIG, LLC|921
HHS|HARTE HANKS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|242
HHS|HARTE HANKS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1850
HHS|HARTE HANKS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
HHS|HARTE HANKS INC|DBAB|Deutsche Bank Securities Inc.|1003
HHS|HARTE HANKS INC|DBAX|Deutsche Bank Securities Inc.|1700
HHS|HARTE HANKS INC|DEAN|MORGAN STANLEY|250
HHS|HARTE HANKS INC|EBXL|EBX LLC|1400
HHS|HARTE HANKS INC|EGAM|CBOE TRADING, INC.|4
HHS|HARTE HANKS INC|EGXM|CBOE TRADING, INC.|345
HHS|HARTE HANKS INC|ETRS|E*Trade Securities LLC|7437
HHS|HARTE HANKS INC|FILL|Tradestation Securities, Inc.|2200
HHS|HARTE HANKS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1062
HHS|HARTE HANKS INC|FTBR|Foliofn Investments, Inc.|71
HHS|HARTE HANKS INC|GLPX|ACS EXECUTION SERVICES, LLC|700
HHS|HARTE HANKS INC|GSCO|GOLDMAN SACHS & CO. LLC|200
HHS|HARTE HANKS INC|GSCS|GOLDMAN SACHS & CO. LLC|2806
HHS|HARTE HANKS INC|GTSZ|GTS SECURITIES LLC|5636
HHS|HARTE HANKS INC|IATS|INTERACTIVE BROKERS LLC|3161
HHS|HARTE HANKS INC|IBKR|Interactive Brokers Llc|2733
HHS|HARTE HANKS INC|ICBX|INSTINET, LLC|1342
HHS|HARTE HANKS INC|INCA|INSTINET, LLC|3638
HHS|HARTE HANKS INC|INJX|INSTINET, LLC|120
HHS|HARTE HANKS INC|ITGI|ITG Inc.|572
HHS|HARTE HANKS INC|ITGP|ITG INC.|200
HHS|HARTE HANKS INC|JEFF|JEFFERIES LLC|40100
HHS|HARTE HANKS INC|KCGM|VIRTU Americas LLC|200
HHS|HARTE HANKS INC|LEHM|Barclays Capital Inc./Le|845
HHS|HARTE HANKS INC|LIME|Lime Brokerage LLC|2986
HHS|HARTE HANKS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
HHS|HARTE HANKS INC|MSCO|MORGAN STANLEY & CO. LLC|1981
HHS|HARTE HANKS INC|MSPL|MORGAN STANLEY & CO. LLC|4300
HHS|HARTE HANKS INC|NFSC|National Financial Services LLC|21870
HHS|HARTE HANKS INC|NITE|VIRTU Americas LLC|46986
HHS|HARTE HANKS INC|PDQM|CODA MARKETS, INC.|700
HHS|HARTE HANKS INC|SAGC|SAGETRADER, LLC|500
HHS|HARTE HANKS INC|SBSH|Citigroup Global Markets Inc.|100
HHS|HARTE HANKS INC|SGMT|GOLDMAN SACHS & CO. LLC|3746
HHS|HARTE HANKS INC|STFL|Stifel, Nicolaus & Company, Incorporated|300
HHS|HARTE HANKS INC|SWIM|TD Ameritrade, Inc.|3925
HHS|HARTE HANKS INC|TKNG|ALLY INVEST SECURITIES LLC|1917
HHS|HARTE HANKS INC|TMBR|Timber Hill LLC|60
HHS|HARTE HANKS INC|TRBT|Tradebot Systems, Inc.|5
HHS|HARTE HANKS INC|TRCM|TRC MARKETS LLC|303
HHS|HARTE HANKS INC|UBSA|UBS SECURITIES LLC|5569
HHS|HARTE HANKS INC|UBSS|UBS Securities LLC|2312
HHS|HARTE HANKS INC|VALX|VIRTU AMERICAS LLC|902
HHS|HARTE HANKS INC|VGRD|Vanguard Marketing Corporation|270
HHS|HARTE HANKS INC|WCHV|WELLS FARGO SECURITIES, LLC|684
HHS|HARTE HANKS INC|WGIF|CIBC World Markets Inc.|50
HHS|HARTE HANKS INC|WSEA|WOLVERINE SECURITIES, LLC|193
HHS|HARTE HANKS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2500
HHYX|ISHARES CURRENCY HDG|FTBR|Foliofn Investments, Inc.|2
HHYX|ISHARES CURRENCY HDG|JSJX|JANE STREET CAPITAL LLC|44
HHYX|ISHARES CURRENCY HDG|NFSC|National Financial Services LLC|101
HHYX|ISHARES CURRENCY HDG|NITE|VIRTU Americas LLC|2
HHYX|ISHARES CURRENCY HDG|VGRD|Vanguard Marketing Corporation|2260
HHYX|ISHARES CURRENCY HDG|WSEA|WOLVERINE SECURITIES, LLC|2
HI|HILLENBRAND INC|APCC|Apex Clearing Corporation|15
HI|HILLENBRAND INC|AQUA|AQUA SECURITIES L.P.|2900
HI|HILLENBRAND INC|BANK|Primevest Financial Services, Inc.|5
HI|HILLENBRAND INC|BATM|CBOE TRADING, INC.|128
HI|HILLENBRAND INC|BBNT|BB&T SECURITIES, LLC|309
HI|HILLENBRAND INC|BERN|Sanford C. Bernstein & Co., LLC|7313
HI|HILLENBRAND INC|BIDS|BIDS TRADING L.P.|200
HI|HILLENBRAND INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
HI|HILLENBRAND INC|BLKX|INSTINET, LLC|8345
HI|HILLENBRAND INC|BNPX|BNP PARIBAS SECURITIES CORP.|10572
HI|HILLENBRAND INC|BRVL|BLAYLOCK VAN, LLC|100
HI|HILLENBRAND INC|BTIG|BTIG, LLC|123
HI|HILLENBRAND INC|BZYD|GOLDMAN SACHS & CO. LLC|500
HI|HILLENBRAND INC|CHAS|Charles Schwab & Co., Inc.|101
HI|HILLENBRAND INC|CIST|Capital Institutional Services, Inc.|281
HI|HILLENBRAND INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111547
HI|HILLENBRAND INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33559
HI|HILLENBRAND INC|CTDL|Citadel Derivatives Group Llc|288
HI|HILLENBRAND INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8082
HI|HILLENBRAND INC|DBAB|Deutsche Bank Securities Inc.|34930
HI|HILLENBRAND INC|DBAX|Deutsche Bank Securities Inc.|48800
HI|HILLENBRAND INC|DEAN|MORGAN STANLEY|2211
HI|HILLENBRAND INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1845
HI|HILLENBRAND INC|EBXL|EBX LLC|38300
HI|HILLENBRAND INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1168
HI|HILLENBRAND INC|EDJO|Edward D. Jones & Co., L.P.|1491
HI|HILLENBRAND INC|EGAM|CBOE TRADING, INC.|3527
HI|HILLENBRAND INC|EGXM|CBOE TRADING, INC.|100
HI|HILLENBRAND INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9729
HI|HILLENBRAND INC|ETRS|E*Trade Securities LLC|1640
HI|HILLENBRAND INC|FINX|FINTECH SECURITIES|1000
HI|HILLENBRAND INC|FMAF|NBCN Inc./ CDS|22
HI|HILLENBRAND INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
HI|HILLENBRAND INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15709
HI|HILLENBRAND INC|FTBR|Foliofn Investments, Inc.|12041
HI|HILLENBRAND INC|GLPX|ACS EXECUTION SERVICES, LLC|400
HI|HILLENBRAND INC|GSCO|GOLDMAN SACHS & CO. LLC|95177
HI|HILLENBRAND INC|GSLT|GOLDMAN SACHS & CO. LLC|2067
HI|HILLENBRAND INC|GTSZ|GTS SECURITIES LLC|8764
HI|HILLENBRAND INC|HPPX|POTAMUS TRADING, LLC|2125
HI|HILLENBRAND INC|HRBF|American Enterprise Investment Services Inc.|98
HI|HILLENBRAND INC|IBKR|Interactive Brokers Llc|214
HI|HILLENBRAND INC|ICBX|INSTINET, LLC|5625
HI|HILLENBRAND INC|IEQY|CITADEL SECURITIES LLC|10052
HI|HILLENBRAND INC|INCA|INSTINET, LLC|38407
HI|HILLENBRAND INC|INJX|INSTINET, LLC|554
HI|HILLENBRAND INC|ITGI|ITG Inc.|10983
HI|HILLENBRAND INC|ITGP|ITG INC.|20800
HI|HILLENBRAND INC|JANY|Janney Montgomery Scott Inc.|14
HI|HILLENBRAND INC|JEFF|JEFFERIES LLC|8667
HI|HILLENBRAND INC|JMPT|JUMP TRADING, LLC|1738
HI|HILLENBRAND INC|JPBX|J.P. MORGAN SECURITIES LLC|8135
HI|HILLENBRAND INC|JPMX|J.P. Morgan Securities LLC|77292
HI|HILLENBRAND INC|KCGM|VIRTU Americas LLC|7140
HI|HILLENBRAND INC|LEHM|Barclays Capital Inc./Le|61101
HI|HILLENBRAND INC|LIME|Lime Brokerage LLC|4984
HI|HILLENBRAND INC|LOOP|Loop Capital Markets LLC|2027
HI|HILLENBRAND INC|LQNA|LIQUIDNET, INC.|3300
HI|HILLENBRAND INC|LSCI|Lek Securities Corporation|2
HI|HILLENBRAND INC|MACC|Mid Atlantic Capital Corporation|10
HI|HILLENBRAND INC|MAXM|Maxim Group LLC|3
HI|HILLENBRAND INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39600
HI|HILLENBRAND INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
HI|HILLENBRAND INC|MSCO|MORGAN STANLEY & CO. LLC|157758
HI|HILLENBRAND INC|MSPL|MORGAN STANLEY & CO. LLC|22400
HI|HILLENBRAND INC|MSTX|MORGAN STANLEY & CO. LLC|9000
HI|HILLENBRAND INC|NFSC|National Financial Services LLC|36139
HI|HILLENBRAND INC|NITE|VIRTU Americas LLC|47068
HI|HILLENBRAND INC|NQRB|Brut, LLC|1985
HI|HILLENBRAND INC|OPCO|Oppenheimer & Co. Inc.|408
HI|HILLENBRAND INC|PDQM|CODA MARKETS, INC.|9116
HI|HILLENBRAND INC|PWJC|UBS Financial Services, Inc.|1000
HI|HILLENBRAND INC|SALI|INTL FCSTONE FINANCIAL INC.|26
HI|HILLENBRAND INC|SBRX|MURIEL SIEBERT & CO INC|50
HI|HILLENBRAND INC|SBSH|Citigroup Global Markets Inc.|61677
HI|HILLENBRAND INC|SGMT|GOLDMAN SACHS & CO. LLC|28400
HI|HILLENBRAND INC|SPDR|SPEEDROUTE LLC|1700
HI|HILLENBRAND INC|SPTD|MINT GLOBAL MARKETS, INC.|1310
HI|HILLENBRAND INC|STFL|Stifel, Nicolaus & Company, Incorporated|80
HI|HILLENBRAND INC|SWIM|TD Ameritrade, Inc.|1493
HI|HILLENBRAND INC|SWST|Hilltop Securities Inc.|467
HI|HILLENBRAND INC|TKNG|ALLY INVEST SECURITIES LLC|20
HI|HILLENBRAND INC|TMBR|Timber Hill LLC|200
HI|HILLENBRAND INC|TRBT|Tradebot Systems, Inc.|1895
HI|HILLENBRAND INC|TRCM|TRC MARKETS LLC|16234
HI|HILLENBRAND INC|UBSA|UBS SECURITIES LLC|203856
HI|HILLENBRAND INC|UBSS|UBS Securities LLC|189109
HI|HILLENBRAND INC|VALX|VIRTU AMERICAS LLC|10369
HI|HILLENBRAND INC|VGRD|Vanguard Marketing Corporation|232
HI|HILLENBRAND INC|WBPX|SUMMIT SECURITIES GROUP, LLC|205
HI|HILLENBRAND INC|WCHV|WELLS FARGO SECURITIES, LLC|7808
HI|HILLENBRAND INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|670
HI|HILLENBRAND INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|200
HI|HILLENBRAND INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|37
HI|HILLENBRAND INC|WSEA|WOLVERINE SECURITIES, LLC|5373
HI|HILLENBRAND INC|XIST|INSTINET, LLC|10000
HI|HILLENBRAND INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10000
HI|HILLENBRAND INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|209
HIBB|HIBBETT SPORTS INC|ANOS|ABEL/NOSER, L.L.C.|787
HIBB|HIBBETT SPORTS INC|APCC|Apex Clearing Corporation|63
HIBB|HIBBETT SPORTS INC|AQUA|AQUA SECURITIES L.P.|5400
HIBB|HIBBETT SPORTS INC|BARD|Robert W. Baird & Co. Incorporated|4335
HIBB|HIBBETT SPORTS INC|BATM|CBOE TRADING, INC.|1082
HIBB|HIBBETT SPORTS INC|BAYC|BAY CREST PARTNERS, LLC|2460
HIBB|HIBBETT SPORTS INC|BAYT|BTIG, LLC|100
HIBB|HIBBETT SPORTS INC|BERN|Sanford C. Bernstein & Co., LLC|324682
HIBB|HIBBETT SPORTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4316
HIBB|HIBBETT SPORTS INC|BLKX|INSTINET, LLC|133600
HIBB|HIBBETT SPORTS INC|BMOC|BMO Capital Markets Corp.|3042
HIBB|HIBBETT SPORTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|10409
HIBB|HIBBETT SPORTS INC|BRVL|BLAYLOCK VAN, LLC|100
HIBB|HIBBETT SPORTS INC|BTIG|BTIG, LLC|293
HIBB|HIBBETT SPORTS INC|BZYD|GOLDMAN SACHS & CO. LLC|100
HIBB|HIBBETT SPORTS INC|CANT|Cantor Fitzgerald & Co.|10247
HIBB|HIBBETT SPORTS INC|CHAS|Charles Schwab & Co., Inc.|3344
HIBB|HIBBETT SPORTS INC|CIST|Capital Institutional Services, Inc.|270
HIBB|HIBBETT SPORTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93807
HIBB|HIBBETT SPORTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
HIBB|HIBBETT SPORTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|310309
HIBB|HIBBETT SPORTS INC|CTDL|Citadel Derivatives Group Llc|9498
HIBB|HIBBETT SPORTS INC|CTLR|CUTLER GROUP, LP|10300
HIBB|HIBBETT SPORTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|37464
HIBB|HIBBETT SPORTS INC|DBAB|Deutsche Bank Securities Inc.|189085
HIBB|HIBBETT SPORTS INC|DBAX|Deutsche Bank Securities Inc.|590300
HIBB|HIBBETT SPORTS INC|DBUL|Deutsche Bank Securities Inc.|655
HIBB|HIBBETT SPORTS INC|DCHF|Dart Executions, LLC|100
HIBB|HIBBETT SPORTS INC|DEAN|MORGAN STANLEY|866
HIBB|HIBBETT SPORTS INC|DEGS|RONIN PROFESSIONAL LLC|9559
HIBB|HIBBETT SPORTS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15157
HIBB|HIBBETT SPORTS INC|EBXL|EBX LLC|141300
HIBB|HIBBETT SPORTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3500
HIBB|HIBBETT SPORTS INC|EDJO|Edward D. Jones & Co., L.P.|14
HIBB|HIBBETT SPORTS INC|EGAM|CBOE TRADING, INC.|8829
HIBB|HIBBETT SPORTS INC|EGAW|CBOE TRADING, INC.|199
HIBB|HIBBETT SPORTS INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
HIBB|HIBBETT SPORTS INC|EGXM|CBOE TRADING, INC.|916
HIBB|HIBBETT SPORTS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|203
HIBB|HIBBETT SPORTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13567
HIBB|HIBBETT SPORTS INC|ETRS|E*Trade Securities LLC|40817
HIBB|HIBBETT SPORTS INC|FBCO|Credit Suisse Securities (USA) LLC|346024
HIBB|HIBBETT SPORTS INC|FILL|Tradestation Securities, Inc.|1607
HIBB|HIBBETT SPORTS INC|FMAF|NBCN Inc./ CDS|374
HIBB|HIBBETT SPORTS INC|FOMA|TD AMERITRADE CLEARING, INC.|127837
HIBB|HIBBETT SPORTS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5416
HIBB|HIBBETT SPORTS INC|FQLS|Quantlab Securities LP|312408
HIBB|HIBBETT SPORTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70123
HIBB|HIBBETT SPORTS INC|FTBR|Foliofn Investments, Inc.|7716
HIBB|HIBBETT SPORTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|9463
HIBB|HIBBETT SPORTS INC|GLPX|ACS EXECUTION SERVICES, LLC|19495
HIBB|HIBBETT SPORTS INC|GSCO|GOLDMAN SACHS & CO. LLC|466879
HIBB|HIBBETT SPORTS INC|GSCS|GOLDMAN SACHS & CO. LLC|17793
HIBB|HIBBETT SPORTS INC|GSLT|GOLDMAN SACHS & CO. LLC|1277
HIBB|HIBBETT SPORTS INC|GTSZ|GTS SECURITIES LLC|62146
HIBB|HIBBETT SPORTS INC|HAPX|HAP Trading, LLC|100
HIBB|HIBBETT SPORTS INC|HRBF|American Enterprise Investment Services Inc.|238
HIBB|HIBBETT SPORTS INC|IATS|INTERACTIVE BROKERS LLC|8560
HIBB|HIBBETT SPORTS INC|IBKR|Interactive Brokers Llc|208140
HIBB|HIBBETT SPORTS INC|ICBX|INSTINET, LLC|46370
HIBB|HIBBETT SPORTS INC|IEQY|CITADEL SECURITIES LLC|64761
HIBB|HIBBETT SPORTS INC|INCA|INSTINET, LLC|232769
HIBB|HIBBETT SPORTS INC|INJX|INSTINET, LLC|17097
HIBB|HIBBETT SPORTS INC|ITGI|ITG Inc.|116726
HIBB|HIBBETT SPORTS INC|ITGP|ITG INC.|415200
HIBB|HIBBETT SPORTS INC|JEFF|JEFFERIES LLC|65851
HIBB|HIBBETT SPORTS INC|JMPT|JUMP TRADING, LLC|19063
HIBB|HIBBETT SPORTS INC|JONE|JonesTrading|368726
HIBB|HIBBETT SPORTS INC|JPBX|J.P. MORGAN SECURITIES LLC|59771
HIBB|HIBBETT SPORTS INC|JPMX|J.P. Morgan Securities LLC|446659
HIBB|HIBBETT SPORTS INC|JSJX|JANE STREET CAPITAL LLC|11159
HIBB|HIBBETT SPORTS INC|KCGM|VIRTU Americas LLC|50155
HIBB|HIBBETT SPORTS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|6798
HIBB|HIBBETT SPORTS INC|LEER|LEERINK PARTNERS LLC|480
HIBB|HIBBETT SPORTS INC|LEHM|Barclays Capital Inc./Le|764067
HIBB|HIBBETT SPORTS INC|LIME|Lime Brokerage LLC|156017
HIBB|HIBBETT SPORTS INC|LOOP|Loop Capital Markets LLC|120
HIBB|HIBBETT SPORTS INC|LQNA|LIQUIDNET, INC.|99600
HIBB|HIBBETT SPORTS INC|LSCI|Lek Securities Corporation|260
HIBB|HIBBETT SPORTS INC|MAXM|Maxim Group LLC|2026
HIBB|HIBBETT SPORTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|150715
HIBB|HIBBETT SPORTS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2320
HIBB|HIBBETT SPORTS INC|MSCO|MORGAN STANLEY & CO. LLC|1768969
HIBB|HIBBETT SPORTS INC|MSPL|MORGAN STANLEY & CO. LLC|732200
HIBB|HIBBETT SPORTS INC|MSTX|MORGAN STANLEY & CO. LLC|254500
HIBB|HIBBETT SPORTS INC|NFSC|National Financial Services LLC|87555
HIBB|HIBBETT SPORTS INC|NITE|VIRTU Americas LLC|415182
HIBB|HIBBETT SPORTS INC|NITP|VIRTU Americas LLC|6441
HIBB|HIBBETT SPORTS INC|NQRB|Brut, LLC|1938
HIBB|HIBBETT SPORTS INC|OPCO|Oppenheimer & Co. Inc.|449
HIBB|HIBBETT SPORTS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
HIBB|HIBBETT SPORTS INC|PDQM|CODA MARKETS, INC.|18671
HIBB|HIBBETT SPORTS INC|PHLY|NASDAQ Execution Services, LLC|1600
HIBB|HIBBETT SPORTS INC|PWJC|UBS Financial Services, Inc.|100
HIBB|HIBBETT SPORTS INC|QMSR|QUATTRO M SECURITIES INC.|1300
HIBB|HIBBETT SPORTS INC|RBCM|RBC CAPITAL MARKETS, LLC|2790
HIBB|HIBBETT SPORTS INC|RHCO|Suntrust Robinson Humphrey, Inc.|10404
HIBB|HIBBETT SPORTS INC|SAGL|SAGETRADER, LLC|4120
HIBB|HIBBETT SPORTS INC|SBSH|Citigroup Global Markets Inc.|69859
HIBB|HIBBETT SPORTS INC|SGMT|GOLDMAN SACHS & CO. LLC|187221
HIBB|HIBBETT SPORTS INC|SPDR|SPEEDROUTE LLC|5087
HIBB|HIBBETT SPORTS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
HIBB|HIBBETT SPORTS INC|STKP|STOCKPILE INVESTMENTS, INC.|36
HIBB|HIBBETT SPORTS INC|SWIM|TD Ameritrade, Inc.|83297
HIBB|HIBBETT SPORTS INC|TKNG|ALLY INVEST SECURITIES LLC|1115
HIBB|HIBBETT SPORTS INC|TONC|CUTTONE & CO., LLC|1745
HIBB|HIBBETT SPORTS INC|TRBT|Tradebot Systems, Inc.|27783
HIBB|HIBBETT SPORTS INC|TRCM|TRC MARKETS LLC|118964
HIBB|HIBBETT SPORTS INC|UBSA|UBS SECURITIES LLC|559808
HIBB|HIBBETT SPORTS INC|UBSS|UBS Securities LLC|331822
HIBB|HIBBETT SPORTS INC|VALX|VIRTU AMERICAS LLC|56548
HIBB|HIBBETT SPORTS INC|VGRD|Vanguard Marketing Corporation|10592
HIBB|HIBBETT SPORTS INC|WBLR|WILLIAM BLAIR|99
HIBB|HIBBETT SPORTS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1391
HIBB|HIBBETT SPORTS INC|WCHV|WELLS FARGO SECURITIES, LLC|5244
HIBB|HIBBETT SPORTS INC|WEDB|WEDBUSH SECURITIES INC.|3812
HIBB|HIBBETT SPORTS INC|WEED|Weeden & Co.L.P.|580
HIBB|HIBBETT SPORTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4621
HIBB|HIBBETT SPORTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30206
HIBB|HIBBETT SPORTS INC|WGIF|CIBC World Markets Inc.|358
HIBB|HIBBETT SPORTS INC|WSAG|WALL STREET ACCESS|1281
HIBB|HIBBETT SPORTS INC|WSEA|WOLVERINE SECURITIES, LLC|3669
HIBB|HIBBETT SPORTS INC|WTCO|Williams Trading LLC|99
HIBB|HIBBETT SPORTS INC|XIST|INSTINET, LLC|221566
HIBB|HIBBETT SPORTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7700
HIBB|HIBBETT SPORTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11
HIE|MILLER/HOWARD HI INC|AGIS|Aegis Capital Corp.|1600
HIE|MILLER/HOWARD HI INC|ALTX|Alternet Securities Inc.|540
HIE|MILLER/HOWARD HI INC|APCC|Apex Clearing Corporation|197
HIE|MILLER/HOWARD HI INC|BANK|Primevest Financial Services, Inc.|3
HIE|MILLER/HOWARD HI INC|BATM|CBOE TRADING, INC.|100
HIE|MILLER/HOWARD HI INC|BNCH|The Benchmark Company, LLC|2065
HIE|MILLER/HOWARD HI INC|BTIG|BTIG, LLC|1710
HIE|MILLER/HOWARD HI INC|CANT|Cantor Fitzgerald & Co.|5343
HIE|MILLER/HOWARD HI INC|CHAS|Charles Schwab & Co., Inc.|5430
HIE|MILLER/HOWARD HI INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11300
HIE|MILLER/HOWARD HI INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2300
HIE|MILLER/HOWARD HI INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5616
HIE|MILLER/HOWARD HI INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
HIE|MILLER/HOWARD HI INC|DADA|D.A. Davidson & Co.|302
HIE|MILLER/HOWARD HI INC|DBAX|Deutsche Bank Securities Inc.|1600
HIE|MILLER/HOWARD HI INC|DEAN|MORGAN STANLEY|5772
HIE|MILLER/HOWARD HI INC|DEGS|RONIN PROFESSIONAL LLC|100
HIE|MILLER/HOWARD HI INC|EBXL|EBX LLC|4600
HIE|MILLER/HOWARD HI INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11
HIE|MILLER/HOWARD HI INC|EGAM|CBOE TRADING, INC.|500
HIE|MILLER/HOWARD HI INC|EGXM|CBOE TRADING, INC.|440
HIE|MILLER/HOWARD HI INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
HIE|MILLER/HOWARD HI INC|ETRS|E*Trade Securities LLC|14549
HIE|MILLER/HOWARD HI INC|FBSB|U.S. Bancorp Investments, Inc.|3
HIE|MILLER/HOWARD HI INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7836
HIE|MILLER/HOWARD HI INC|FTBR|Foliofn Investments, Inc.|31
HIE|MILLER/HOWARD HI INC|GLPX|ACS EXECUTION SERVICES, LLC|300
HIE|MILLER/HOWARD HI INC|GSCO|GOLDMAN SACHS & CO. LLC|200
HIE|MILLER/HOWARD HI INC|GSCS|GOLDMAN SACHS & CO. LLC|1600
HIE|MILLER/HOWARD HI INC|GTSZ|GTS SECURITIES LLC|1274
HIE|MILLER/HOWARD HI INC|HRBF|American Enterprise Investment Services Inc.|130001
HIE|MILLER/HOWARD HI INC|IATS|INTERACTIVE BROKERS LLC|1625
HIE|MILLER/HOWARD HI INC|IBKR|Interactive Brokers Llc|13691
HIE|MILLER/HOWARD HI INC|ICBX|INSTINET, LLC|2000
HIE|MILLER/HOWARD HI INC|INCA|INSTINET, LLC|729
HIE|MILLER/HOWARD HI INC|ITGI|ITG Inc.|100
HIE|MILLER/HOWARD HI INC|ITGP|ITG INC.|3200
HIE|MILLER/HOWARD HI INC|JANY|Janney Montgomery Scott Inc.|22
HIE|MILLER/HOWARD HI INC|JONE|JonesTrading|19667
HIE|MILLER/HOWARD HI INC|JPMX|J.P. Morgan Securities LLC|404
HIE|MILLER/HOWARD HI INC|KCGM|VIRTU Americas LLC|1974
HIE|MILLER/HOWARD HI INC|LEHM|Barclays Capital Inc./Le|3856
HIE|MILLER/HOWARD HI INC|LIME|Lime Brokerage LLC|1110
HIE|MILLER/HOWARD HI INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|638
HIE|MILLER/HOWARD HI INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
HIE|MILLER/HOWARD HI INC|MOTF|MOTIF INVESTING, INC.|3
HIE|MILLER/HOWARD HI INC|MSCO|MORGAN STANLEY & CO. LLC|48853
HIE|MILLER/HOWARD HI INC|MSPL|MORGAN STANLEY & CO. LLC|5500
HIE|MILLER/HOWARD HI INC|NFSC|National Financial Services LLC|101407
HIE|MILLER/HOWARD HI INC|NITE|VIRTU Americas LLC|193965
HIE|MILLER/HOWARD HI INC|OPCO|Oppenheimer & Co. Inc.|1650
HIE|MILLER/HOWARD HI INC|PDQM|CODA MARKETS, INC.|300
HIE|MILLER/HOWARD HI INC|PWJC|UBS Financial Services, Inc.|1770
HIE|MILLER/HOWARD HI INC|RBCM|RBC CAPITAL MARKETS, LLC|13128
HIE|MILLER/HOWARD HI INC|SBSH|Citigroup Global Markets Inc.|1000
HIE|MILLER/HOWARD HI INC|SGMT|GOLDMAN SACHS & CO. LLC|3200
HIE|MILLER/HOWARD HI INC|SPDR|SPEEDROUTE LLC|8
HIE|MILLER/HOWARD HI INC|SPTD|MINT GLOBAL MARKETS, INC.|9300
HIE|MILLER/HOWARD HI INC|STFL|Stifel, Nicolaus & Company, Incorporated|8431
HIE|MILLER/HOWARD HI INC|SWIM|TD Ameritrade, Inc.|19304
HIE|MILLER/HOWARD HI INC|SWST|Hilltop Securities Inc.|9901
HIE|MILLER/HOWARD HI INC|TKNG|ALLY INVEST SECURITIES LLC|100
HIE|MILLER/HOWARD HI INC|TRBT|Tradebot Systems, Inc.|1013
HIE|MILLER/HOWARD HI INC|TWTT|TASTYWORKS, INC.|500
HIE|MILLER/HOWARD HI INC|UBSA|UBS SECURITIES LLC|11727
HIE|MILLER/HOWARD HI INC|UBSS|UBS Securities LLC|41504
HIE|MILLER/HOWARD HI INC|VALX|VIRTU AMERICAS LLC|530
HIE|MILLER/HOWARD HI INC|VGRD|Vanguard Marketing Corporation|19833
HIE|MILLER/HOWARD HI INC|VNDM|Wall Street Access|2070
HIE|MILLER/HOWARD HI INC|WABR|Wall Street Access|3920
HIE|MILLER/HOWARD HI INC|WCHV|WELLS FARGO SECURITIES, LLC|37479
HIE|MILLER/HOWARD HI INC|WEDB|WEDBUSH SECURITIES INC.|2081
HIE|MILLER/HOWARD HI INC|WEED|Weeden & Co.L.P.|2786
HIE|MILLER/HOWARD HI INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|145
HIE|MILLER/HOWARD HI INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10729
HIE|MILLER/HOWARD HI INC|WSEA|WOLVERINE SECURITIES, LLC|92
HIE|MILLER/HOWARD HI INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
HIE|MILLER/HOWARD HI INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7779
HIFR|INFRAREIT, INC.|ALTX|Alternet Securities Inc.|2040
HIFR|INFRAREIT, INC.|ANOS|ABEL/NOSER, L.L.C.|2550
HIFR|INFRAREIT, INC.|APCC|Apex Clearing Corporation|21
HIFR|INFRAREIT, INC.|BATM|CBOE TRADING, INC.|3056
HIFR|INFRAREIT, INC.|BAYC|BAY CREST PARTNERS, LLC|70
HIFR|INFRAREIT, INC.|BERN|Sanford C. Bernstein & Co., LLC|5945
HIFR|INFRAREIT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1548
HIFR|INFRAREIT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5083
HIFR|INFRAREIT, INC.|BTIG|BTIG, LLC|141
HIFR|INFRAREIT, INC.|BYXM|CBOE TRADING, INC.|939
HIFR|INFRAREIT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1393
HIFR|INFRAREIT, INC.|CNFR|Cowen Prime Services LLC|100
HIFR|INFRAREIT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|190298
HIFR|INFRAREIT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9183
HIFR|INFRAREIT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58807
HIFR|INFRAREIT, INC.|CTDL|Citadel Derivatives Group Llc|2447
HIFR|INFRAREIT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|16368
HIFR|INFRAREIT, INC.|DBAB|Deutsche Bank Securities Inc.|13193
HIFR|INFRAREIT, INC.|DBAX|Deutsche Bank Securities Inc.|84600
HIFR|INFRAREIT, INC.|DBUL|Deutsche Bank Securities Inc.|200
HIFR|INFRAREIT, INC.|DEAN|MORGAN STANLEY|1101
HIFR|INFRAREIT, INC.|DEGS|RONIN PROFESSIONAL LLC|1774
HIFR|INFRAREIT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|638
HIFR|INFRAREIT, INC.|EBXL|EBX LLC|87000
HIFR|INFRAREIT, INC.|EGAM|CBOE TRADING, INC.|5995
HIFR|INFRAREIT, INC.|EGXM|CBOE TRADING, INC.|1536
HIFR|INFRAREIT, INC.|ETBE|Electronic Transaction Clearing, Inc.|1119
HIFR|INFRAREIT, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
HIFR|INFRAREIT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1823
HIFR|INFRAREIT, INC.|ETRS|E*Trade Securities LLC|814
HIFR|INFRAREIT, INC.|FMAF|NBCN Inc./ CDS|200
HIFR|INFRAREIT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1732
HIFR|INFRAREIT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54962
HIFR|INFRAREIT, INC.|FTBR|Foliofn Investments, Inc.|59
HIFR|INFRAREIT, INC.|GLIS|TD Securities Inc|290
HIFR|INFRAREIT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|4039
HIFR|INFRAREIT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|90439
HIFR|INFRAREIT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1026
HIFR|INFRAREIT, INC.|GTSZ|GTS SECURITIES LLC|7922
HIFR|INFRAREIT, INC.|HSBC|HSBC Securities, Inc.|800
HIFR|INFRAREIT, INC.|IATS|INTERACTIVE BROKERS LLC|919
HIFR|INFRAREIT, INC.|IBKR|Interactive Brokers Llc|551
HIFR|INFRAREIT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|71
HIFR|INFRAREIT, INC.|ICBX|INSTINET, LLC|16900
HIFR|INFRAREIT, INC.|IEQY|CITADEL SECURITIES LLC|14807
HIFR|INFRAREIT, INC.|INCA|INSTINET, LLC|25520
HIFR|INFRAREIT, INC.|ITGI|ITG Inc.|7238
HIFR|INFRAREIT, INC.|ITGP|ITG INC.|14600
HIFR|INFRAREIT, INC.|JANY|Janney Montgomery Scott Inc.|102
HIFR|INFRAREIT, INC.|JEFF|JEFFERIES LLC|28249
HIFR|INFRAREIT, INC.|JMPT|JUMP TRADING, LLC|4669
HIFR|INFRAREIT, INC.|JONE|JonesTrading|164089
HIFR|INFRAREIT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|953
HIFR|INFRAREIT, INC.|JPMX|J.P. Morgan Securities LLC|64772
HIFR|INFRAREIT, INC.|JSJX|JANE STREET CAPITAL LLC|4682
HIFR|INFRAREIT, INC.|KCGM|VIRTU Americas LLC|5460
HIFR|INFRAREIT, INC.|LEHM|Barclays Capital Inc./Le|61909
HIFR|INFRAREIT, INC.|LIME|Lime Brokerage LLC|6166
HIFR|INFRAREIT, INC.|LQNA|LIQUIDNET, INC.|19200
HIFR|INFRAREIT, INC.|LSCI|Lek Securities Corporation|108
HIFR|INFRAREIT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93953
HIFR|INFRAREIT, INC.|MOTF|MOTIF INVESTING, INC.|1
HIFR|INFRAREIT, INC.|MSCO|MORGAN STANLEY & CO. LLC|132976
HIFR|INFRAREIT, INC.|MSPL|MORGAN STANLEY & CO. LLC|91500
HIFR|INFRAREIT, INC.|MSTX|MORGAN STANLEY & CO. LLC|3500
HIFR|INFRAREIT, INC.|NEUB|NEUBERGER BERMAN BD LLC|115
HIFR|INFRAREIT, INC.|NFSC|National Financial Services LLC|17393
HIFR|INFRAREIT, INC.|NITE|VIRTU Americas LLC|52947
HIFR|INFRAREIT, INC.|NQRB|Brut, LLC|6124
HIFR|INFRAREIT, INC.|PDQM|CODA MARKETS, INC.|8016
HIFR|INFRAREIT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2000
HIFR|INFRAREIT, INC.|SAGL|SAGETRADER, LLC|325
HIFR|INFRAREIT, INC.|SAGW|SAGETRADER, LLC|22
HIFR|INFRAREIT, INC.|SBSH|Citigroup Global Markets Inc.|22596
HIFR|INFRAREIT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|23935
HIFR|INFRAREIT, INC.|SPDR|SPEEDROUTE LLC|3704
HIFR|INFRAREIT, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3102
HIFR|INFRAREIT, INC.|SWIM|TD Ameritrade, Inc.|9800
HIFR|INFRAREIT, INC.|TRBT|Tradebot Systems, Inc.|32144
HIFR|INFRAREIT, INC.|TRCM|TRC MARKETS LLC|9709
HIFR|INFRAREIT, INC.|UBSA|UBS SECURITIES LLC|149847
HIFR|INFRAREIT, INC.|UBSS|UBS Securities LLC|276515
HIFR|INFRAREIT, INC.|VALX|VIRTU AMERICAS LLC|3784
HIFR|INFRAREIT, INC.|VGRD|Vanguard Marketing Corporation|1000
HIFR|INFRAREIT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|37358
HIFR|INFRAREIT, INC.|WEED|Weeden & Co.L.P.|5
HIFR|INFRAREIT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2647
HIFR|INFRAREIT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3417
HIFR|INFRAREIT, INC.|WSEA|WOLVERINE SECURITIES, LLC|2703
HIFR|INFRAREIT, INC.|XIST|INSTINET, LLC|36200
HIFR|INFRAREIT, INC.|XPQR|Jump Trading|1824
HIFR|INFRAREIT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
HIFR|INFRAREIT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1824
HIFR|INFRAREIT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
HIFS|HINGHAM INST FOR SVG|APCC|Apex Clearing Corporation|17
HIFS|HINGHAM INST FOR SVG|BATM|CBOE TRADING, INC.|7
HIFS|HINGHAM INST FOR SVG|BMOC|BMO Capital Markets Corp.|210
HIFS|HINGHAM INST FOR SVG|BNPX|BNP PARIBAS SECURITIES CORP.|105
HIFS|HINGHAM INST FOR SVG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5
HIFS|HINGHAM INST FOR SVG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1613
HIFS|HINGHAM INST FOR SVG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
HIFS|HINGHAM INST FOR SVG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12
HIFS|HINGHAM INST FOR SVG|CTDL|Citadel Derivatives Group Llc|132
HIFS|HINGHAM INST FOR SVG|CXCX|CITIGROUP GLOBAL MARKETS INC.|16
HIFS|HINGHAM INST FOR SVG|DBAB|Deutsche Bank Securities Inc.|1999
HIFS|HINGHAM INST FOR SVG|DBAX|Deutsche Bank Securities Inc.|300
HIFS|HINGHAM INST FOR SVG|DEAN|MORGAN STANLEY|273
HIFS|HINGHAM INST FOR SVG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
HIFS|HINGHAM INST FOR SVG|EBXL|EBX LLC|100
HIFS|HINGHAM INST FOR SVG|ECUT|CONVERGEX EXECUTION SOLUTIONS|25
HIFS|HINGHAM INST FOR SVG|EDJO|Edward D. Jones & Co., L.P.|5
HIFS|HINGHAM INST FOR SVG|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|184
HIFS|HINGHAM INST FOR SVG|ETRS|E*Trade Securities LLC|27
HIFS|HINGHAM INST FOR SVG|FBCO|Credit Suisse Securities (USA) LLC|2890
HIFS|HINGHAM INST FOR SVG|FOMA|TD AMERITRADE CLEARING, INC.|829
HIFS|HINGHAM INST FOR SVG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|211
HIFS|HINGHAM INST FOR SVG|FTBR|Foliofn Investments, Inc.|46
HIFS|HINGHAM INST FOR SVG|GEBB|GLOBAL EXECUTION BROKERS, LP|152
HIFS|HINGHAM INST FOR SVG|GSCO|GOLDMAN SACHS & CO. LLC|7644
HIFS|HINGHAM INST FOR SVG|GTSZ|GTS SECURITIES LLC|300
HIFS|HINGHAM INST FOR SVG|IBKR|Interactive Brokers Llc|1957
HIFS|HINGHAM INST FOR SVG|ICBX|INSTINET, LLC|144
HIFS|HINGHAM INST FOR SVG|IEQY|CITADEL SECURITIES LLC|165
HIFS|HINGHAM INST FOR SVG|INCA|INSTINET, LLC|2667
HIFS|HINGHAM INST FOR SVG|INJX|INSTINET, LLC|206
HIFS|HINGHAM INST FOR SVG|ITGI|ITG Inc.|100
HIFS|HINGHAM INST FOR SVG|ITGP|ITG INC.|200
HIFS|HINGHAM INST FOR SVG|JANY|Janney Montgomery Scott Inc.|35
HIFS|HINGHAM INST FOR SVG|JEFF|JEFFERIES LLC|548
HIFS|HINGHAM INST FOR SVG|JPMX|J.P. Morgan Securities LLC|103
HIFS|HINGHAM INST FOR SVG|LEHM|Barclays Capital Inc./Le|1370
HIFS|HINGHAM INST FOR SVG|LIME|Lime Brokerage LLC|1644
HIFS|HINGHAM INST FOR SVG|LMGP|LIME BROKERAGE LLC|991
HIFS|HINGHAM INST FOR SVG|MAXM|Maxim Group LLC|74
HIFS|HINGHAM INST FOR SVG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HIFS|HINGHAM INST FOR SVG|MOTF|MOTIF INVESTING, INC.|1
HIFS|HINGHAM INST FOR SVG|MSCO|MORGAN STANLEY & CO. LLC|7346
HIFS|HINGHAM INST FOR SVG|MSPL|MORGAN STANLEY & CO. LLC|300
HIFS|HINGHAM INST FOR SVG|NFSC|National Financial Services LLC|1611
HIFS|HINGHAM INST FOR SVG|NITE|VIRTU Americas LLC|3525
HIFS|HINGHAM INST FOR SVG|OPCO|Oppenheimer & Co. Inc.|37
HIFS|HINGHAM INST FOR SVG|PDQM|CODA MARKETS, INC.|100
HIFS|HINGHAM INST FOR SVG|SBSH|Citigroup Global Markets Inc.|1571
HIFS|HINGHAM INST FOR SVG|SGMT|GOLDMAN SACHS & CO. LLC|72
HIFS|HINGHAM INST FOR SVG|SPDR|SPEEDROUTE LLC|475
HIFS|HINGHAM INST FOR SVG|SWIM|TD Ameritrade, Inc.|22
HIFS|HINGHAM INST FOR SVG|TMBR|Timber Hill LLC|114
HIFS|HINGHAM INST FOR SVG|TRCM|TRC MARKETS LLC|27
HIFS|HINGHAM INST FOR SVG|UBSA|UBS SECURITIES LLC|1329
HIFS|HINGHAM INST FOR SVG|UBSS|UBS Securities LLC|4757
HIFS|HINGHAM INST FOR SVG|VALX|VIRTU AMERICAS LLC|54
HIFS|HINGHAM INST FOR SVG|VGRD|Vanguard Marketing Corporation|401
HIFS|HINGHAM INST FOR SVG|WCHV|WELLS FARGO SECURITIES, LLC|742
HIFS|HINGHAM INST FOR SVG|WEED|Weeden & Co.L.P.|20
HIFS|HINGHAM INST FOR SVG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11
HIG|HARTFORD FIN SVC|ABLE|NATIXIS Securities Americas LLC|8376
HIG|HARTFORD FIN SVC|ALTX|Alternet Securities Inc.|12963
HIG|HARTFORD FIN SVC|ANOS|ABEL/NOSER, L.L.C.|22767
HIG|HARTFORD FIN SVC|APCC|Apex Clearing Corporation|1422
HIG|HARTFORD FIN SVC|AQUA|AQUA SECURITIES L.P.|6300
HIG|HARTFORD FIN SVC|BANK|Primevest Financial Services, Inc.|250
HIG|HARTFORD FIN SVC|BARD|Robert W. Baird & Co. Incorporated|481
HIG|HARTFORD FIN SVC|BATM|CBOE TRADING, INC.|29427
HIG|HARTFORD FIN SVC|BAYC|BAY CREST PARTNERS, LLC|400
HIG|HARTFORD FIN SVC|BAYT|BTIG, LLC|600
HIG|HARTFORD FIN SVC|BBNT|BB&T SECURITIES, LLC|757
HIG|HARTFORD FIN SVC|BERN|Sanford C. Bernstein & Co., LLC|208703
HIG|HARTFORD FIN SVC|BIDS|BIDS TRADING L.P.|4200
HIG|HARTFORD FIN SVC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4144
HIG|HARTFORD FIN SVC|BLKX|INSTINET, LLC|143600
HIG|HARTFORD FIN SVC|BMOC|BMO Capital Markets Corp.|13690
HIG|HARTFORD FIN SVC|BNPX|BNP PARIBAS SECURITIES CORP.|634079
HIG|HARTFORD FIN SVC|BTIG|BTIG, LLC|85718
HIG|HARTFORD FIN SVC|BYXM|CBOE TRADING, INC.|2893
HIG|HARTFORD FIN SVC|BZYD|GOLDMAN SACHS & CO. LLC|300
HIG|HARTFORD FIN SVC|CABR|Cabrera Capital Markets, Inc.|50
HIG|HARTFORD FIN SVC|CANT|Cantor Fitzgerald & Co.|12
HIG|HARTFORD FIN SVC|CBLC|CITIGROUP GLOBAL MARKETS INC.|113658
HIG|HARTFORD FIN SVC|CHAS|Charles Schwab & Co., Inc.|1238
HIG|HARTFORD FIN SVC|CIBP|CIBC World Markets Corp.|19762
HIG|HARTFORD FIN SVC|CIOI|CITIGROUP GLOBAL MARKETS INC|58300
HIG|HARTFORD FIN SVC|CIST|Capital Institutional Services, Inc.|3415
HIG|HARTFORD FIN SVC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|361065
HIG|HARTFORD FIN SVC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|110
HIG|HARTFORD FIN SVC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|704875
HIG|HARTFORD FIN SVC|CTDL|Citadel Derivatives Group Llc|12712
HIG|HARTFORD FIN SVC|CTLR|CUTLER GROUP, LP|100
HIG|HARTFORD FIN SVC|CXCX|CITIGROUP GLOBAL MARKETS INC.|108914
HIG|HARTFORD FIN SVC|DAVA|Davenport & Company LLC|936
HIG|HARTFORD FIN SVC|DBAB|Deutsche Bank Securities Inc.|969292
HIG|HARTFORD FIN SVC|DBAX|Deutsche Bank Securities Inc.|531600
HIG|HARTFORD FIN SVC|DBUL|Deutsche Bank Securities Inc.|1351
HIG|HARTFORD FIN SVC|DCHF|Dart Executions, LLC|8910
HIG|HARTFORD FIN SVC|DEAN|MORGAN STANLEY|15877
HIG|HARTFORD FIN SVC|DEGS|RONIN PROFESSIONAL LLC|100
HIG|HARTFORD FIN SVC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5
HIG|HARTFORD FIN SVC|DOWL|Dowling & Partners Securities LLC|30104
HIG|HARTFORD FIN SVC|EBXL|EBX LLC|411200
HIG|HARTFORD FIN SVC|ECUT|CONVERGEX EXECUTION SOLUTIONS|50530
HIG|HARTFORD FIN SVC|EDJO|Edward D. Jones & Co., L.P.|12444
HIG|HARTFORD FIN SVC|EGAM|CBOE TRADING, INC.|21988
HIG|HARTFORD FIN SVC|EGAW|CBOE TRADING, INC.|423
HIG|HARTFORD FIN SVC|EGXM|CBOE TRADING, INC.|4453
HIG|HARTFORD FIN SVC|ELEV|ELEVATION, LLC|3285
HIG|HARTFORD FIN SVC|ETBE|Electronic Transaction Clearing, Inc.|32965
HIG|HARTFORD FIN SVC|ETCC|Electronic Transaction Clearing, Inc.|845
HIG|HARTFORD FIN SVC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
HIG|HARTFORD FIN SVC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7209
HIG|HARTFORD FIN SVC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5138
HIG|HARTFORD FIN SVC|ETRS|E*Trade Securities LLC|9144
HIG|HARTFORD FIN SVC|FBSB|U.S. Bancorp Investments, Inc.|13
HIG|HARTFORD FIN SVC|FILL|Tradestation Securities, Inc.|19
HIG|HARTFORD FIN SVC|FINX|FINTECH SECURITIES|218
HIG|HARTFORD FIN SVC|FMAF|NBCN Inc./ CDS|2634
HIG|HARTFORD FIN SVC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|55098
HIG|HARTFORD FIN SVC|FQLS|Quantlab Securities LP|708780
HIG|HARTFORD FIN SVC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138480
HIG|HARTFORD FIN SVC|FTBR|Foliofn Investments, Inc.|1404
HIG|HARTFORD FIN SVC|GEBB|GLOBAL EXECUTION BROKERS, LP|17248
HIG|HARTFORD FIN SVC|GLPX|ACS EXECUTION SERVICES, LLC|35653
HIG|HARTFORD FIN SVC|GSCO|GOLDMAN SACHS & CO. LLC|4509684
HIG|HARTFORD FIN SVC|GSCS|GOLDMAN SACHS & CO. LLC|19351
HIG|HARTFORD FIN SVC|GSLT|GOLDMAN SACHS & CO. LLC|40330
HIG|HARTFORD FIN SVC|GTSZ|GTS SECURITIES LLC|372656
HIG|HARTFORD FIN SVC|HRBF|American Enterprise Investment Services Inc.|7873
HIG|HARTFORD FIN SVC|HSBC|HSBC Securities, Inc.|2258
HIG|HARTFORD FIN SVC|IATS|INTERACTIVE BROKERS LLC|2373
HIG|HARTFORD FIN SVC|IBKR|Interactive Brokers Llc|11427
HIG|HARTFORD FIN SVC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2702
HIG|HARTFORD FIN SVC|ICBX|INSTINET, LLC|156775
HIG|HARTFORD FIN SVC|IEQY|CITADEL SECURITIES LLC|161076
HIG|HARTFORD FIN SVC|INCA|INSTINET, LLC|611526
HIG|HARTFORD FIN SVC|INJX|INSTINET, LLC|20705
HIG|HARTFORD FIN SVC|INTL|INTL FCSTONE FINANCIAL INC.|11
HIG|HARTFORD FIN SVC|ITGI|ITG Inc.|62990
HIG|HARTFORD FIN SVC|ITGP|ITG INC.|179600
HIG|HARTFORD FIN SVC|JANY|Janney Montgomery Scott Inc.|2522
HIG|HARTFORD FIN SVC|JEFF|JEFFERIES LLC|416529
HIG|HARTFORD FIN SVC|JMPT|JUMP TRADING, LLC|157561
HIG|HARTFORD FIN SVC|JPBX|J.P. MORGAN SECURITIES LLC|254198
HIG|HARTFORD FIN SVC|JPMX|J.P. Morgan Securities LLC|1103648
HIG|HARTFORD FIN SVC|JRCO|Johnson Rice & Company L.L.C.|500
HIG|HARTFORD FIN SVC|JSJX|JANE STREET CAPITAL LLC|17687
HIG|HARTFORD FIN SVC|JUTA|JUMP TRADING, LLC|1800
HIG|HARTFORD FIN SVC|KCGM|VIRTU Americas LLC|93817
HIG|HARTFORD FIN SVC|LEHM|Barclays Capital Inc./Le|1201059
HIG|HARTFORD FIN SVC|LIME|Lime Brokerage LLC|139844
HIG|HARTFORD FIN SVC|LMNX|LUMINEX TRADING & ANALYTICS LLC|49600
HIG|HARTFORD FIN SVC|LOOP|Loop Capital Markets LLC|15109
HIG|HARTFORD FIN SVC|LQNA|LIQUIDNET, INC.|95100
HIG|HARTFORD FIN SVC|LQNB|LIQUIDNET, INC.|10900
HIG|HARTFORD FIN SVC|LSCI|Lek Securities Corporation|339
HIG|HARTFORD FIN SVC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
HIG|HARTFORD FIN SVC|MACC|Mid Atlantic Capital Corporation|2071
HIG|HARTFORD FIN SVC|MACQ|Macquarie Capital (USA) Inc.|24500
HIG|HARTFORD FIN SVC|MAXM|Maxim Group LLC|1623
HIG|HARTFORD FIN SVC|MCMF|Raymond James Ltd. Cds|232
HIG|HARTFORD FIN SVC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|264929
HIG|HARTFORD FIN SVC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
HIG|HARTFORD FIN SVC|MOTF|MOTIF INVESTING, INC.|1
HIG|HARTFORD FIN SVC|MSCO|MORGAN STANLEY & CO. LLC|5365148
HIG|HARTFORD FIN SVC|MSPL|MORGAN STANLEY & CO. LLC|396000
HIG|HARTFORD FIN SVC|MSTX|MORGAN STANLEY & CO. LLC|232600
HIG|HARTFORD FIN SVC|NEUB|NEUBERGER BERMAN BD LLC|2127
HIG|HARTFORD FIN SVC|NFSC|National Financial Services LLC|160085
HIG|HARTFORD FIN SVC|NITE|VIRTU Americas LLC|380521
HIG|HARTFORD FIN SVC|NITP|VIRTU Americas LLC|716
HIG|HARTFORD FIN SVC|NQRB|Brut, LLC|14894
HIG|HARTFORD FIN SVC|NTBF|BMO Nesbitt Burns Inc./CDS|1073
HIG|HARTFORD FIN SVC|NTRC|Northern Trust Securities, Inc.|5165
HIG|HARTFORD FIN SVC|OHOS|TWO SIGMA SECURITIES, LLC|150760
HIG|HARTFORD FIN SVC|OPCO|Oppenheimer & Co. Inc.|524
HIG|HARTFORD FIN SVC|OTAA|OTA LLC|900
HIG|HARTFORD FIN SVC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1525
HIG|HARTFORD FIN SVC|PDQM|CODA MARKETS, INC.|66604
HIG|HARTFORD FIN SVC|PHLY|NASDAQ Execution Services, LLC|4200
HIG|HARTFORD FIN SVC|PWJC|UBS Financial Services, Inc.|10620
HIG|HARTFORD FIN SVC|QMSR|QUATTRO M SECURITIES INC.|3632
HIG|HARTFORD FIN SVC|RBCM|RBC CAPITAL MARKETS, LLC|4277
HIG|HARTFORD FIN SVC|SAGL|SAGETRADER, LLC|49987
HIG|HARTFORD FIN SVC|SAGW|SAGETRADER, LLC|32
HIG|HARTFORD FIN SVC|SALI|INTL FCSTONE FINANCIAL INC.|399
HIG|HARTFORD FIN SVC|SBSH|Citigroup Global Markets Inc.|86880
HIG|HARTFORD FIN SVC|SEIC|SEI Investments Distribution Co.|3902
HIG|HARTFORD FIN SVC|SGMT|GOLDMAN SACHS & CO. LLC|280834
HIG|HARTFORD FIN SVC|SPDR|SPEEDROUTE LLC|32600
HIG|HARTFORD FIN SVC|SPHN|Stephens Inc.|1433
HIG|HARTFORD FIN SVC|STFL|Stifel, Nicolaus & Company, Incorporated|22037
HIG|HARTFORD FIN SVC|STKP|STOCKPILE INVESTMENTS, INC.|24
HIG|HARTFORD FIN SVC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6064
HIG|HARTFORD FIN SVC|SWIM|TD Ameritrade, Inc.|51171
HIG|HARTFORD FIN SVC|SWST|Hilltop Securities Inc.|6677
HIG|HARTFORD FIN SVC|TAGC|TELSEY ADVISORY GROUP LLC|724
HIG|HARTFORD FIN SVC|TDSI|TD Securities (USA) LLC|2938
HIG|HARTFORD FIN SVC|TKNG|ALLY INVEST SECURITIES LLC|700
HIG|HARTFORD FIN SVC|TRBT|Tradebot Systems, Inc.|355205
HIG|HARTFORD FIN SVC|TRCM|TRC MARKETS LLC|129493
HIG|HARTFORD FIN SVC|UBSA|UBS SECURITIES LLC|1356722
HIG|HARTFORD FIN SVC|UBSS|UBS Securities LLC|1192746
HIG|HARTFORD FIN SVC|VALX|VIRTU AMERICAS LLC|32371
HIG|HARTFORD FIN SVC|VGRD|Vanguard Marketing Corporation|2204
HIG|HARTFORD FIN SVC|WBLR|WILLIAM BLAIR|37
HIG|HARTFORD FIN SVC|WBPX|SUMMIT SECURITIES GROUP, LLC|19539
HIG|HARTFORD FIN SVC|WCHV|WELLS FARGO SECURITIES, LLC|285294
HIG|HARTFORD FIN SVC|WDNX|WEEDEN & CO.L.P.|3554
HIG|HARTFORD FIN SVC|WEDB|WEDBUSH SECURITIES INC.|11192
HIG|HARTFORD FIN SVC|WEED|Weeden & Co.L.P.|8560
HIG|HARTFORD FIN SVC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28273
HIG|HARTFORD FIN SVC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|83790
HIG|HARTFORD FIN SVC|WGIF|CIBC World Markets Inc.|216
HIG|HARTFORD FIN SVC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5244
HIG|HARTFORD FIN SVC|WORD|Worden Capital Management LLC|48
HIG|HARTFORD FIN SVC|WSEA|WOLVERINE SECURITIES, LLC|6237
HIG|HARTFORD FIN SVC|XIST|INSTINET, LLC|20360
HIG|HARTFORD FIN SVC|XPQR|Jump Trading|3589
HIG|HARTFORD FIN SVC|XSTM|NATIONAL FINANCIAL SERVICES LLC|110382
HIG|HARTFORD FIN SVC|YKNA|COMHAR CAPITAL MARKETS, LLC|352
HIG|HARTFORD FIN SVC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6779
HIG.W|HARTFORD FINL SVCS|CHAS|Charles Schwab & Co., Inc.|50
HIG.W|HARTFORD FINL SVCS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
HIG.W|HARTFORD FINL SVCS|EDJO|Edward D. Jones & Co., L.P.|384
HIG.W|HARTFORD FINL SVCS|MSCO|MORGAN STANLEY & CO. LLC|1200
HIG.W|HARTFORD FINL SVCS|NFSC|National Financial Services LLC|100
HIG.W|HARTFORD FINL SVCS|NITE|VIRTU Americas LLC|714
HIG.W|HARTFORD FINL SVCS|OPCO|Oppenheimer & Co. Inc.|100
HIG.W|HARTFORD FINL SVCS|UBSS|UBS Securities LLC|5
HIG.W|HARTFORD FINL SVCS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65
HIHO|HIGHWAY HLDGS LTD|ALTX|Alternet Securities Inc.|200
HIHO|HIGHWAY HLDGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
HIHO|HIGHWAY HLDGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
HIHO|HIGHWAY HLDGS LTD|DBAB|Deutsche Bank Securities Inc.|60
HIHO|HIGHWAY HLDGS LTD|EBXL|EBX LLC|300
HIHO|HIGHWAY HLDGS LTD|EDJO|Edward D. Jones & Co., L.P.|2000
HIHO|HIGHWAY HLDGS LTD|EGXM|CBOE TRADING, INC.|646
HIHO|HIGHWAY HLDGS LTD|ETRS|E*Trade Securities LLC|6886
HIHO|HIGHWAY HLDGS LTD|FBCO|Credit Suisse Securities (USA) LLC|1078
HIHO|HIGHWAY HLDGS LTD|FILL|Tradestation Securities, Inc.|1151
HIHO|HIGHWAY HLDGS LTD|FOMA|TD AMERITRADE CLEARING, INC.|35960
HIHO|HIGHWAY HLDGS LTD|FTBR|Foliofn Investments, Inc.|8
HIHO|HIGHWAY HLDGS LTD|HRBF|American Enterprise Investment Services Inc.|1733
HIHO|HIGHWAY HLDGS LTD|HSBC|HSBC Securities, Inc.|1000
HIHO|HIGHWAY HLDGS LTD|IATS|INTERACTIVE BROKERS LLC|3516
HIHO|HIGHWAY HLDGS LTD|IBKR|Interactive Brokers Llc|28158
HIHO|HIGHWAY HLDGS LTD|ICBX|INSTINET, LLC|1400
HIHO|HIGHWAY HLDGS LTD|INCA|INSTINET, LLC|9943
HIHO|HIGHWAY HLDGS LTD|ITGI|ITG Inc.|4926
HIHO|HIGHWAY HLDGS LTD|ITGP|ITG INC.|2600
HIHO|HIGHWAY HLDGS LTD|LEHM|Barclays Capital Inc./Le|1352
HIHO|HIGHWAY HLDGS LTD|LIME|Lime Brokerage LLC|2250
HIHO|HIGHWAY HLDGS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HIHO|HIGHWAY HLDGS LTD|MSCO|MORGAN STANLEY & CO. LLC|3045
HIHO|HIGHWAY HLDGS LTD|NFSC|National Financial Services LLC|16242
HIHO|HIGHWAY HLDGS LTD|NITE|VIRTU Americas LLC|20577
HIHO|HIGHWAY HLDGS LTD|NQRB|Brut, LLC|627
HIHO|HIGHWAY HLDGS LTD|OPCO|Oppenheimer & Co. Inc.|1000
HIHO|HIGHWAY HLDGS LTD|PDQM|CODA MARKETS, INC.|800
HIHO|HIGHWAY HLDGS LTD|RAJA|Raymond James & Associates, Inc.|1500
HIHO|HIGHWAY HLDGS LTD|SGMT|GOLDMAN SACHS & CO. LLC|300
HIHO|HIGHWAY HLDGS LTD|SPDR|SPEEDROUTE LLC|400
HIHO|HIGHWAY HLDGS LTD|SWIM|TD Ameritrade, Inc.|20292
HIHO|HIGHWAY HLDGS LTD|TKNG|ALLY INVEST SECURITIES LLC|30
HIHO|HIGHWAY HLDGS LTD|TRBT|Tradebot Systems, Inc.|1
HIHO|HIGHWAY HLDGS LTD|UBSA|UBS SECURITIES LLC|1368
HIHO|HIGHWAY HLDGS LTD|UBSS|UBS Securities LLC|4117
HIHO|HIGHWAY HLDGS LTD|VALX|VIRTU AMERICAS LLC|450
HIHO|HIGHWAY HLDGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|204
HIHO|HIGHWAY HLDGS LTD|WSEA|WOLVERINE SECURITIES, LLC|238
HIHO|HIGHWAY HLDGS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|800
HII|HUNTINGTON INGALLS|ABLE|NATIXIS Securities Americas LLC|68572
HII|HUNTINGTON INGALLS|ALTX|Alternet Securities Inc.|1315
HII|HUNTINGTON INGALLS|ANOS|ABEL/NOSER, L.L.C.|78
HII|HUNTINGTON INGALLS|APCC|Apex Clearing Corporation|165
HII|HUNTINGTON INGALLS|BANK|Primevest Financial Services, Inc.|5
HII|HUNTINGTON INGALLS|BARD|Robert W. Baird & Co. Incorporated|1858
HII|HUNTINGTON INGALLS|BATM|CBOE TRADING, INC.|4141
HII|HUNTINGTON INGALLS|BAYT|BTIG, LLC|300
HII|HUNTINGTON INGALLS|BBNT|BB&T SECURITIES, LLC|757
HII|HUNTINGTON INGALLS|BERN|Sanford C. Bernstein & Co., LLC|67160
HII|HUNTINGTON INGALLS|BIDS|BIDS TRADING L.P.|100
HII|HUNTINGTON INGALLS|BIMI|Banca IMI Securities Corp.|243
HII|HUNTINGTON INGALLS|BKCM|BNY Mellon Capital Markets LLC|338
HII|HUNTINGTON INGALLS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6005
HII|HUNTINGTON INGALLS|BMOC|BMO Capital Markets Corp.|63
HII|HUNTINGTON INGALLS|BNPX|BNP PARIBAS SECURITIES CORP.|107884
HII|HUNTINGTON INGALLS|BTIG|BTIG, LLC|4038
HII|HUNTINGTON INGALLS|BYXM|CBOE TRADING, INC.|365
HII|HUNTINGTON INGALLS|BZYD|GOLDMAN SACHS & CO. LLC|100
HII|HUNTINGTON INGALLS|CANT|Cantor Fitzgerald & Co.|1036
HII|HUNTINGTON INGALLS|CBLC|CITIGROUP GLOBAL MARKETS INC.|28600
HII|HUNTINGTON INGALLS|CHAS|Charles Schwab & Co., Inc.|1006
HII|HUNTINGTON INGALLS|CIBP|CIBC World Markets Corp.|2676
HII|HUNTINGTON INGALLS|CICF|Canaccord Genuity Corp.|100
HII|HUNTINGTON INGALLS|CIST|Capital Institutional Services, Inc.|1272
HII|HUNTINGTON INGALLS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27461
HII|HUNTINGTON INGALLS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|895
HII|HUNTINGTON INGALLS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10197
HII|HUNTINGTON INGALLS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125364
HII|HUNTINGTON INGALLS|CTDL|Citadel Derivatives Group Llc|8211
HII|HUNTINGTON INGALLS|CTLR|CUTLER GROUP, LP|84
HII|HUNTINGTON INGALLS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7916
HII|HUNTINGTON INGALLS|DBAB|Deutsche Bank Securities Inc.|112824
HII|HUNTINGTON INGALLS|DBAX|Deutsche Bank Securities Inc.|99500
HII|HUNTINGTON INGALLS|DBUL|Deutsche Bank Securities Inc.|1551
HII|HUNTINGTON INGALLS|DCHF|Dart Executions, LLC|1059
HII|HUNTINGTON INGALLS|DEAN|MORGAN STANLEY|2307
HII|HUNTINGTON INGALLS|DEGS|RONIN PROFESSIONAL LLC|300
HII|HUNTINGTON INGALLS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17
HII|HUNTINGTON INGALLS|EBXL|EBX LLC|64600
HII|HUNTINGTON INGALLS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9488
HII|HUNTINGTON INGALLS|EDJO|Edward D. Jones & Co., L.P.|2854
HII|HUNTINGTON INGALLS|EGAM|CBOE TRADING, INC.|2761
HII|HUNTINGTON INGALLS|EGAW|CBOE TRADING, INC.|10
HII|HUNTINGTON INGALLS|EGMT|EG MARKET TECHNOLOGIES LLC|700
HII|HUNTINGTON INGALLS|EGXM|CBOE TRADING, INC.|477
HII|HUNTINGTON INGALLS|EGXW|CBOE TRADING, INC.|130
HII|HUNTINGTON INGALLS|ETBE|Electronic Transaction Clearing, Inc.|1996
HII|HUNTINGTON INGALLS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
HII|HUNTINGTON INGALLS|ETCB|ETC BROKERAGE SERVICES, LLC|40
HII|HUNTINGTON INGALLS|ETCC|Electronic Transaction Clearing, Inc.|155
HII|HUNTINGTON INGALLS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21733
HII|HUNTINGTON INGALLS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|46
HII|HUNTINGTON INGALLS|ETRS|E*Trade Securities LLC|3854
HII|HUNTINGTON INGALLS|FBSB|U.S. Bancorp Investments, Inc.|30
HII|HUNTINGTON INGALLS|FILL|Tradestation Securities, Inc.|910
HII|HUNTINGTON INGALLS|FINX|FINTECH SECURITIES|13
HII|HUNTINGTON INGALLS|FMAF|NBCN Inc./ CDS|184
HII|HUNTINGTON INGALLS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11431
HII|HUNTINGTON INGALLS|FQLS|Quantlab Securities LP|74049
HII|HUNTINGTON INGALLS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37161
HII|HUNTINGTON INGALLS|FTBR|Foliofn Investments, Inc.|696
HII|HUNTINGTON INGALLS|GLIS|TD Securities Inc|105
HII|HUNTINGTON INGALLS|GLPX|ACS EXECUTION SERVICES, LLC|18734
HII|HUNTINGTON INGALLS|GSCO|GOLDMAN SACHS & CO. LLC|528318
HII|HUNTINGTON INGALLS|GSCS|GOLDMAN SACHS & CO. LLC|650
HII|HUNTINGTON INGALLS|GSLT|GOLDMAN SACHS & CO. LLC|292
HII|HUNTINGTON INGALLS|GTSZ|GTS SECURITIES LLC|47902
HII|HUNTINGTON INGALLS|HAPX|HAP Trading, LLC|200
HII|HUNTINGTON INGALLS|HPPX|POTAMUS TRADING, LLC|121
HII|HUNTINGTON INGALLS|HRBF|American Enterprise Investment Services Inc.|1095
HII|HUNTINGTON INGALLS|IATS|INTERACTIVE BROKERS LLC|2301
HII|HUNTINGTON INGALLS|IBKR|Interactive Brokers Llc|975
HII|HUNTINGTON INGALLS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|140
HII|HUNTINGTON INGALLS|ICBX|INSTINET, LLC|22935
HII|HUNTINGTON INGALLS|IEQY|CITADEL SECURITIES LLC|43089
HII|HUNTINGTON INGALLS|INCA|INSTINET, LLC|50820
HII|HUNTINGTON INGALLS|INJX|INSTINET, LLC|2342
HII|HUNTINGTON INGALLS|ITGI|ITG Inc.|16734
HII|HUNTINGTON INGALLS|ITGP|ITG INC.|263000
HII|HUNTINGTON INGALLS|JANY|Janney Montgomery Scott Inc.|330
HII|HUNTINGTON INGALLS|JEFF|JEFFERIES LLC|47967
HII|HUNTINGTON INGALLS|JMPT|JUMP TRADING, LLC|20376
HII|HUNTINGTON INGALLS|JONE|JonesTrading|2300
HII|HUNTINGTON INGALLS|JPBX|J.P. MORGAN SECURITIES LLC|27432
HII|HUNTINGTON INGALLS|JPMX|J.P. Morgan Securities LLC|102631
HII|HUNTINGTON INGALLS|JSJX|JANE STREET CAPITAL LLC|2558
HII|HUNTINGTON INGALLS|KCGM|VIRTU Americas LLC|10655
HII|HUNTINGTON INGALLS|KEYB|KEYBANC CAPITAL MARKETS INC.|1600
HII|HUNTINGTON INGALLS|LEHM|Barclays Capital Inc./Le|229496
HII|HUNTINGTON INGALLS|LIME|Lime Brokerage LLC|2533
HII|HUNTINGTON INGALLS|LMNX|LUMINEX TRADING & ANALYTICS LLC|91200
HII|HUNTINGTON INGALLS|LOOP|Loop Capital Markets LLC|477
HII|HUNTINGTON INGALLS|LQNA|LIQUIDNET, INC.|25800
HII|HUNTINGTON INGALLS|LSCI|Lek Securities Corporation|2
HII|HUNTINGTON INGALLS|MACC|Mid Atlantic Capital Corporation|5
HII|HUNTINGTON INGALLS|MAXM|Maxim Group LLC|1409
HII|HUNTINGTON INGALLS|MCMF|Raymond James Ltd. Cds|100
HII|HUNTINGTON INGALLS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64078
HII|HUNTINGTON INGALLS|MOTF|MOTIF INVESTING, INC.|57
HII|HUNTINGTON INGALLS|MSCO|MORGAN STANLEY & CO. LLC|1147949
HII|HUNTINGTON INGALLS|MSPL|MORGAN STANLEY & CO. LLC|125700
HII|HUNTINGTON INGALLS|MSTX|MORGAN STANLEY & CO. LLC|22600
HII|HUNTINGTON INGALLS|NATL|National Securities Corporation|68
HII|HUNTINGTON INGALLS|NBCS|NBC Securities, INC.|50
HII|HUNTINGTON INGALLS|NEED|Needham & Company, LLC|101
HII|HUNTINGTON INGALLS|NFSC|National Financial Services LLC|68756
HII|HUNTINGTON INGALLS|NITE|VIRTU Americas LLC|144581
HII|HUNTINGTON INGALLS|NITP|VIRTU Americas LLC|654
HII|HUNTINGTON INGALLS|NQRB|Brut, LLC|801
HII|HUNTINGTON INGALLS|NTRC|Northern Trust Securities, Inc.|1407
HII|HUNTINGTON INGALLS|OPCO|Oppenheimer & Co. Inc.|149
HII|HUNTINGTON INGALLS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
HII|HUNTINGTON INGALLS|PCFF|Pacific International Securities Inc./CDS|10
HII|HUNTINGTON INGALLS|PDQM|CODA MARKETS, INC.|45928
HII|HUNTINGTON INGALLS|PHLY|NASDAQ Execution Services, LLC|200
HII|HUNTINGTON INGALLS|PWJC|UBS Financial Services, Inc.|1062
HII|HUNTINGTON INGALLS|RBCM|RBC CAPITAL MARKETS, LLC|4158
HII|HUNTINGTON INGALLS|SAGL|SAGETRADER, LLC|210
HII|HUNTINGTON INGALLS|SAGW|SAGETRADER, LLC|28
HII|HUNTINGTON INGALLS|SALI|INTL FCSTONE FINANCIAL INC.|53
HII|HUNTINGTON INGALLS|SBRX|MURIEL SIEBERT & CO INC|100
HII|HUNTINGTON INGALLS|SBSH|Citigroup Global Markets Inc.|30030
HII|HUNTINGTON INGALLS|SEIC|SEI Investments Distribution Co.|200
HII|HUNTINGTON INGALLS|SGMT|GOLDMAN SACHS & CO. LLC|33711
HII|HUNTINGTON INGALLS|SJLS|TRADE INFORMATICS LLC|100
HII|HUNTINGTON INGALLS|SPDR|SPEEDROUTE LLC|4145
HII|HUNTINGTON INGALLS|SPHN|Stephens Inc.|26
HII|HUNTINGTON INGALLS|STFL|Stifel, Nicolaus & Company, Incorporated|3963
HII|HUNTINGTON INGALLS|STKP|STOCKPILE INVESTMENTS, INC.|22
HII|HUNTINGTON INGALLS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3948
HII|HUNTINGTON INGALLS|SWIM|TD Ameritrade, Inc.|5429
HII|HUNTINGTON INGALLS|SWST|Hilltop Securities Inc.|318
HII|HUNTINGTON INGALLS|TAGC|TELSEY ADVISORY GROUP LLC|19
HII|HUNTINGTON INGALLS|TKNG|ALLY INVEST SECURITIES LLC|322
HII|HUNTINGTON INGALLS|TRBT|Tradebot Systems, Inc.|68568
HII|HUNTINGTON INGALLS|TRCM|TRC MARKETS LLC|9445
HII|HUNTINGTON INGALLS|UBSA|UBS SECURITIES LLC|217730
HII|HUNTINGTON INGALLS|UBSS|UBS Securities LLC|324183
HII|HUNTINGTON INGALLS|VALX|VIRTU AMERICAS LLC|4242
HII|HUNTINGTON INGALLS|VERT|The Vertical Trading Group, LLC|408
HII|HUNTINGTON INGALLS|VGRD|Vanguard Marketing Corporation|3579
HII|HUNTINGTON INGALLS|WBLR|WILLIAM BLAIR|2
HII|HUNTINGTON INGALLS|WBPX|SUMMIT SECURITIES GROUP, LLC|1636
HII|HUNTINGTON INGALLS|WCHV|WELLS FARGO SECURITIES, LLC|37973
HII|HUNTINGTON INGALLS|WDNX|WEEDEN & CO.L.P.|34
HII|HUNTINGTON INGALLS|WEDB|WEDBUSH SECURITIES INC.|195
HII|HUNTINGTON INGALLS|WEED|Weeden & Co.L.P.|1384
HII|HUNTINGTON INGALLS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4745
HII|HUNTINGTON INGALLS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3107
HII|HUNTINGTON INGALLS|WGIF|CIBC World Markets Inc.|94
HII|HUNTINGTON INGALLS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|248
HII|HUNTINGTON INGALLS|WOLF|Wolfe Trahan Securities|300
HII|HUNTINGTON INGALLS|WSEA|WOLVERINE SECURITIES, LLC|1053
HII|HUNTINGTON INGALLS|XIST|INSTINET, LLC|9108
HII|HUNTINGTON INGALLS|XPQR|Jump Trading|500
HII|HUNTINGTON INGALLS|XSTM|NATIONAL FINANCIAL SERVICES LLC|13750
HII|HUNTINGTON INGALLS|YKNA|COMHAR CAPITAL MARKETS, LLC|7584
HII|HUNTINGTON INGALLS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4727
HIIQ|HEALTH INSURANCE INN|ADAM|CANACCORD GENUITY INC.|9435
HIIQ|HEALTH INSURANCE INN|ANOS|ABEL/NOSER, L.L.C.|1117
HIIQ|HEALTH INSURANCE INN|APCC|Apex Clearing Corporation|199
HIIQ|HEALTH INSURANCE INN|AQUA|AQUA SECURITIES L.P.|76000
HIIQ|HEALTH INSURANCE INN|BATM|CBOE TRADING, INC.|645
HIIQ|HEALTH INSURANCE INN|BAYC|BAY CREST PARTNERS, LLC|7280
HIIQ|HEALTH INSURANCE INN|BBNT|BB&T SECURITIES, LLC|1200
HIIQ|HEALTH INSURANCE INN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4453
HIIQ|HEALTH INSURANCE INN|BLKX|INSTINET, LLC|19300
HIIQ|HEALTH INSURANCE INN|BMOC|BMO Capital Markets Corp.|1869
HIIQ|HEALTH INSURANCE INN|BNPX|BNP PARIBAS SECURITIES CORP.|724
HIIQ|HEALTH INSURANCE INN|BTIG|BTIG, LLC|264734
HIIQ|HEALTH INSURANCE INN|BYXM|CBOE TRADING, INC.|1082
HIIQ|HEALTH INSURANCE INN|BZYD|GOLDMAN SACHS & CO. LLC|550
HIIQ|HEALTH INSURANCE INN|CANT|Cantor Fitzgerald & Co.|152
HIIQ|HEALTH INSURANCE INN|CHAS|Charles Schwab & Co., Inc.|5340
HIIQ|HEALTH INSURANCE INN|CHLM|Craig-Hallum Capital Group LLC|106317
HIIQ|HEALTH INSURANCE INN|CICF|Canaccord Genuity Corp.|200
HIIQ|HEALTH INSURANCE INN|CLSA|CLSA AMERICAS, LLC|40
HIIQ|HEALTH INSURANCE INN|CMPT|Compass Point Research & Trading, LLC|1400
HIIQ|HEALTH INSURANCE INN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|332639
HIIQ|HEALTH INSURANCE INN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|461
HIIQ|HEALTH INSURANCE INN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129022
HIIQ|HEALTH INSURANCE INN|CTDL|Citadel Derivatives Group Llc|6501
HIIQ|HEALTH INSURANCE INN|CXCX|CITIGROUP GLOBAL MARKETS INC.|38266
HIIQ|HEALTH INSURANCE INN|DADA|D.A. Davidson & Co.|4047
HIIQ|HEALTH INSURANCE INN|DBAB|Deutsche Bank Securities Inc.|65562
HIIQ|HEALTH INSURANCE INN|DBAX|Deutsche Bank Securities Inc.|146700
HIIQ|HEALTH INSURANCE INN|DBUL|Deutsche Bank Securities Inc.|300
HIIQ|HEALTH INSURANCE INN|DEAN|MORGAN STANLEY|4178
HIIQ|HEALTH INSURANCE INN|DEGS|RONIN PROFESSIONAL LLC|4952
HIIQ|HEALTH INSURANCE INN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|310
HIIQ|HEALTH INSURANCE INN|EBXL|EBX LLC|88100
HIIQ|HEALTH INSURANCE INN|ECUT|CONVERGEX EXECUTION SOLUTIONS|6669
HIIQ|HEALTH INSURANCE INN|EDJO|Edward D. Jones & Co., L.P.|235
HIIQ|HEALTH INSURANCE INN|EGAM|CBOE TRADING, INC.|4130
HIIQ|HEALTH INSURANCE INN|EGMT|EG MARKET TECHNOLOGIES LLC|750
HIIQ|HEALTH INSURANCE INN|EGXM|CBOE TRADING, INC.|570
HIIQ|HEALTH INSURANCE INN|EGXW|CBOE TRADING, INC.|165
HIIQ|HEALTH INSURANCE INN|ETBE|Electronic Transaction Clearing, Inc.|4870
HIIQ|HEALTH INSURANCE INN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2300
HIIQ|HEALTH INSURANCE INN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
HIIQ|HEALTH INSURANCE INN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14497
HIIQ|HEALTH INSURANCE INN|ETRS|E*Trade Securities LLC|46135
HIIQ|HEALTH INSURANCE INN|FBCO|Credit Suisse Securities (USA) LLC|156490
HIIQ|HEALTH INSURANCE INN|FILL|Tradestation Securities, Inc.|1486
HIIQ|HEALTH INSURANCE INN|FMAF|NBCN Inc./ CDS|470
HIIQ|HEALTH INSURANCE INN|FOMA|TD AMERITRADE CLEARING, INC.|96351
HIIQ|HEALTH INSURANCE INN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2841
HIIQ|HEALTH INSURANCE INN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14284
HIIQ|HEALTH INSURANCE INN|FTBR|Foliofn Investments, Inc.|1708
HIIQ|HEALTH INSURANCE INN|GEBB|GLOBAL EXECUTION BROKERS, LP|4454
HIIQ|HEALTH INSURANCE INN|GLPX|ACS EXECUTION SERVICES, LLC|2662
HIIQ|HEALTH INSURANCE INN|GSCO|GOLDMAN SACHS & CO. LLC|165792
HIIQ|HEALTH INSURANCE INN|GSCS|GOLDMAN SACHS & CO. LLC|82542
HIIQ|HEALTH INSURANCE INN|GSLT|GOLDMAN SACHS & CO. LLC|1345
HIIQ|HEALTH INSURANCE INN|GTSZ|GTS SECURITIES LLC|23918
HIIQ|HEALTH INSURANCE INN|HRBF|American Enterprise Investment Services Inc.|634
HIIQ|HEALTH INSURANCE INN|IATS|INTERACTIVE BROKERS LLC|744
HIIQ|HEALTH INSURANCE INN|IBKR|Interactive Brokers Llc|124524
HIIQ|HEALTH INSURANCE INN|ICBX|INSTINET, LLC|30261
HIIQ|HEALTH INSURANCE INN|IEQY|CITADEL SECURITIES LLC|20213
HIIQ|HEALTH INSURANCE INN|INCA|INSTINET, LLC|148184
HIIQ|HEALTH INSURANCE INN|INJX|INSTINET, LLC|15094
HIIQ|HEALTH INSURANCE INN|ITGI|ITG Inc.|12043
HIIQ|HEALTH INSURANCE INN|ITGP|ITG INC.|109800
HIIQ|HEALTH INSURANCE INN|JANY|Janney Montgomery Scott Inc.|65
HIIQ|HEALTH INSURANCE INN|JEFF|JEFFERIES LLC|57782
HIIQ|HEALTH INSURANCE INN|JMPT|JUMP TRADING, LLC|16425
HIIQ|HEALTH INSURANCE INN|JONE|JonesTrading|430992
HIIQ|HEALTH INSURANCE INN|JPBX|J.P. MORGAN SECURITIES LLC|88760
HIIQ|HEALTH INSURANCE INN|JPMX|J.P. Morgan Securities LLC|430700
HIIQ|HEALTH INSURANCE INN|JSJX|JANE STREET CAPITAL LLC|10230
HIIQ|HEALTH INSURANCE INN|KCGM|VIRTU Americas LLC|30579
HIIQ|HEALTH INSURANCE INN|LEHM|Barclays Capital Inc./Le|311047
HIIQ|HEALTH INSURANCE INN|LIME|Lime Brokerage LLC|108131
HIIQ|HEALTH INSURANCE INN|LOOP|Loop Capital Markets LLC|699
HIIQ|HEALTH INSURANCE INN|LQNA|LIQUIDNET, INC.|66400
HIIQ|HEALTH INSURANCE INN|LSCI|Lek Securities Corporation|1
HIIQ|HEALTH INSURANCE INN|MAXM|Maxim Group LLC|1406
HIIQ|HEALTH INSURANCE INN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62712
HIIQ|HEALTH INSURANCE INN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|396
HIIQ|HEALTH INSURANCE INN|MSCO|MORGAN STANLEY & CO. LLC|425236
HIIQ|HEALTH INSURANCE INN|MSPL|MORGAN STANLEY & CO. LLC|105400
HIIQ|HEALTH INSURANCE INN|MSTX|MORGAN STANLEY & CO. LLC|18800
HIIQ|HEALTH INSURANCE INN|NATL|National Securities Corporation|465
HIIQ|HEALTH INSURANCE INN|NBCS|NBC Securities, INC.|1000
HIIQ|HEALTH INSURANCE INN|NFSC|National Financial Services LLC|55922
HIIQ|HEALTH INSURANCE INN|NITE|VIRTU Americas LLC|224982
HIIQ|HEALTH INSURANCE INN|NITP|VIRTU Americas LLC|2529
HIIQ|HEALTH INSURANCE INN|NORT|Northland Securities, Inc.|4500
HIIQ|HEALTH INSURANCE INN|NQRB|Brut, LLC|5967
HIIQ|HEALTH INSURANCE INN|OPCO|Oppenheimer & Co. Inc.|80
HIIQ|HEALTH INSURANCE INN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|720
HIIQ|HEALTH INSURANCE INN|PDQM|CODA MARKETS, INC.|12542
HIIQ|HEALTH INSURANCE INN|PHLY|NASDAQ Execution Services, LLC|2800
HIIQ|HEALTH INSURANCE INN|PWJC|UBS Financial Services, Inc.|500
HIIQ|HEALTH INSURANCE INN|RAJA|Raymond James & Associates, Inc.|14765
HIIQ|HEALTH INSURANCE INN|RBCM|RBC CAPITAL MARKETS, LLC|30605
HIIQ|HEALTH INSURANCE INN|ROTH|Roth Capital Partners, LLC|150
HIIQ|HEALTH INSURANCE INN|SAGL|SAGETRADER, LLC|5200
HIIQ|HEALTH INSURANCE INN|SALI|INTL FCSTONE FINANCIAL INC.|30
HIIQ|HEALTH INSURANCE INN|SBSH|Citigroup Global Markets Inc.|37708
HIIQ|HEALTH INSURANCE INN|SGMT|GOLDMAN SACHS & CO. LLC|51391
HIIQ|HEALTH INSURANCE INN|SPDR|SPEEDROUTE LLC|8070
HIIQ|HEALTH INSURANCE INN|SPTD|MINT GLOBAL MARKETS, INC.|2700
HIIQ|HEALTH INSURANCE INN|STFL|Stifel, Nicolaus & Company, Incorporated|980
HIIQ|HEALTH INSURANCE INN|SWIM|TD Ameritrade, Inc.|16608
HIIQ|HEALTH INSURANCE INN|SWST|Hilltop Securities Inc.|901
HIIQ|HEALTH INSURANCE INN|TKNG|ALLY INVEST SECURITIES LLC|1350
HIIQ|HEALTH INSURANCE INN|TRBT|Tradebot Systems, Inc.|11312
HIIQ|HEALTH INSURANCE INN|TRCM|TRC MARKETS LLC|88904
HIIQ|HEALTH INSURANCE INN|UBSA|UBS SECURITIES LLC|262164
HIIQ|HEALTH INSURANCE INN|UBSS|UBS Securities LLC|191925
HIIQ|HEALTH INSURANCE INN|VALX|VIRTU AMERICAS LLC|8951
HIIQ|HEALTH INSURANCE INN|VGRD|Vanguard Marketing Corporation|1519
HIIQ|HEALTH INSURANCE INN|WBPX|SUMMIT SECURITIES GROUP, LLC|600
HIIQ|HEALTH INSURANCE INN|WCHV|WELLS FARGO SECURITIES, LLC|24832
HIIQ|HEALTH INSURANCE INN|WEED|Weeden & Co.L.P.|1300
HIIQ|HEALTH INSURANCE INN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2400
HIIQ|HEALTH INSURANCE INN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13750
HIIQ|HEALTH INSURANCE INN|WGIF|CIBC World Markets Inc.|1355
HIIQ|HEALTH INSURANCE INN|WSEA|WOLVERINE SECURITIES, LLC|997
HIIQ|HEALTH INSURANCE INN|XIST|INSTINET, LLC|42310
HIIQ|HEALTH INSURANCE INN|XSTM|NATIONAL FINANCIAL SERVICES LLC|15240
HIIQ|HEALTH INSURANCE INN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
HIL|HILL INTERNATIONAL|ALTX|Alternet Securities Inc.|600
HIL|HILL INTERNATIONAL|APCC|Apex Clearing Corporation|6
HIL|HILL INTERNATIONAL|BARD|Robert W. Baird & Co. Incorporated|500
HIL|HILL INTERNATIONAL|BATM|CBOE TRADING, INC.|100
HIL|HILL INTERNATIONAL|BAYT|BTIG, LLC|200
HIL|HILL INTERNATIONAL|BERN|Sanford C. Bernstein & Co., LLC|600
HIL|HILL INTERNATIONAL|BIDS|BIDS TRADING L.P.|800
HIL|HILL INTERNATIONAL|BNPX|BNP PARIBAS SECURITIES CORP.|3134
HIL|HILL INTERNATIONAL|BTIG|BTIG, LLC|119
HIL|HILL INTERNATIONAL|BYXM|CBOE TRADING, INC.|100
HIL|HILL INTERNATIONAL|BZYD|GOLDMAN SACHS & CO. LLC|600
HIL|HILL INTERNATIONAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2225
HIL|HILL INTERNATIONAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2400
HIL|HILL INTERNATIONAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80727
HIL|HILL INTERNATIONAL|CTDL|Citadel Derivatives Group Llc|9418
HIL|HILL INTERNATIONAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|15246
HIL|HILL INTERNATIONAL|DBAB|Deutsche Bank Securities Inc.|2986
HIL|HILL INTERNATIONAL|DBAX|Deutsche Bank Securities Inc.|88600
HIL|HILL INTERNATIONAL|DEGS|RONIN PROFESSIONAL LLC|1000
HIL|HILL INTERNATIONAL|EBXL|EBX LLC|49100
HIL|HILL INTERNATIONAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|13100
HIL|HILL INTERNATIONAL|EDJO|Edward D. Jones & Co., L.P.|125
HIL|HILL INTERNATIONAL|EGAM|CBOE TRADING, INC.|5697
HIL|HILL INTERNATIONAL|EGAW|CBOE TRADING, INC.|49
HIL|HILL INTERNATIONAL|EGXM|CBOE TRADING, INC.|4370
HIL|HILL INTERNATIONAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|20380
HIL|HILL INTERNATIONAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
HIL|HILL INTERNATIONAL|ETRS|E*Trade Securities LLC|12521
HIL|HILL INTERNATIONAL|FILL|Tradestation Securities, Inc.|2000
HIL|HILL INTERNATIONAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
HIL|HILL INTERNATIONAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17946
HIL|HILL INTERNATIONAL|GLPX|ACS EXECUTION SERVICES, LLC|1200
HIL|HILL INTERNATIONAL|GSCO|GOLDMAN SACHS & CO. LLC|253855
HIL|HILL INTERNATIONAL|GSCS|GOLDMAN SACHS & CO. LLC|34416
HIL|HILL INTERNATIONAL|GSLT|GOLDMAN SACHS & CO. LLC|5443
HIL|HILL INTERNATIONAL|GTSZ|GTS SECURITIES LLC|16134
HIL|HILL INTERNATIONAL|IATS|INTERACTIVE BROKERS LLC|2600
HIL|HILL INTERNATIONAL|IBKR|Interactive Brokers Llc|8302
HIL|HILL INTERNATIONAL|ICBX|INSTINET, LLC|8088
HIL|HILL INTERNATIONAL|INCA|INSTINET, LLC|33084
HIL|HILL INTERNATIONAL|INJX|INSTINET, LLC|580
HIL|HILL INTERNATIONAL|ITGI|ITG Inc.|30100
HIL|HILL INTERNATIONAL|ITGP|ITG INC.|98000
HIL|HILL INTERNATIONAL|JEFF|JEFFERIES LLC|9592
HIL|HILL INTERNATIONAL|JMPT|JUMP TRADING, LLC|388
HIL|HILL INTERNATIONAL|JPBX|J.P. MORGAN SECURITIES LLC|6169
HIL|HILL INTERNATIONAL|JPMX|J.P. Morgan Securities LLC|189556
HIL|HILL INTERNATIONAL|JSJX|JANE STREET CAPITAL LLC|9046
HIL|HILL INTERNATIONAL|KCGM|VIRTU Americas LLC|13302
HIL|HILL INTERNATIONAL|LEHM|Barclays Capital Inc./Le|129594
HIL|HILL INTERNATIONAL|LIME|Lime Brokerage LLC|10553
HIL|HILL INTERNATIONAL|LOOP|Loop Capital Markets LLC|8191
HIL|HILL INTERNATIONAL|MACQ|Macquarie Capital (USA) Inc.|1598
HIL|HILL INTERNATIONAL|MAVB|Great Point Capital LLC|300
HIL|HILL INTERNATIONAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70107
HIL|HILL INTERNATIONAL|MSCO|MORGAN STANLEY & CO. LLC|33462
HIL|HILL INTERNATIONAL|MSPL|MORGAN STANLEY & CO. LLC|75400
HIL|HILL INTERNATIONAL|MSTX|MORGAN STANLEY & CO. LLC|11400
HIL|HILL INTERNATIONAL|NFSC|National Financial Services LLC|102771
HIL|HILL INTERNATIONAL|NITE|VIRTU Americas LLC|132951
HIL|HILL INTERNATIONAL|NITP|VIRTU Americas LLC|1640
HIL|HILL INTERNATIONAL|NQRB|Brut, LLC|200
HIL|HILL INTERNATIONAL|PDQM|CODA MARKETS, INC.|73312
HIL|HILL INTERNATIONAL|RBCM|RBC CAPITAL MARKETS, LLC|300
HIL|HILL INTERNATIONAL|SBSH|Citigroup Global Markets Inc.|17200
HIL|HILL INTERNATIONAL|SGMT|GOLDMAN SACHS & CO. LLC|30227
HIL|HILL INTERNATIONAL|SPDR|SPEEDROUTE LLC|14928
HIL|HILL INTERNATIONAL|TAGC|TELSEY ADVISORY GROUP LLC|1000
HIL|HILL INTERNATIONAL|TKNG|ALLY INVEST SECURITIES LLC|100
HIL|HILL INTERNATIONAL|TMBR|Timber Hill LLC|800
HIL|HILL INTERNATIONAL|TRBT|Tradebot Systems, Inc.|400
HIL|HILL INTERNATIONAL|TRCM|TRC MARKETS LLC|1740
HIL|HILL INTERNATIONAL|UBSA|UBS SECURITIES LLC|294708
HIL|HILL INTERNATIONAL|UBSS|UBS Securities LLC|129065
HIL|HILL INTERNATIONAL|VALX|VIRTU AMERICAS LLC|30015
HIL|HILL INTERNATIONAL|VGRD|Vanguard Marketing Corporation|2200
HIL|HILL INTERNATIONAL|WCHV|WELLS FARGO SECURITIES, LLC|14524
HIL|HILL INTERNATIONAL|WDNX|WEEDEN & CO.L.P.|2964
HIL|HILL INTERNATIONAL|WEED|Weeden & Co.L.P.|7820
HIL|HILL INTERNATIONAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|940
HIL|HILL INTERNATIONAL|WSEA|WOLVERINE SECURITIES, LLC|134
HIL|HILL INTERNATIONAL|XIST|INSTINET, LLC|21600
HIL|HILL INTERNATIONAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|16600
HILO|COLUMBIA EM QLTY DVD|APCC|Apex Clearing Corporation|18
HILO|COLUMBIA EM QLTY DVD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
HILO|COLUMBIA EM QLTY DVD|CTDL|Citadel Derivatives Group Llc|977
HILO|COLUMBIA EM QLTY DVD|DBAX|Deutsche Bank Securities Inc.|400
HILO|COLUMBIA EM QLTY DVD|EBXL|EBX LLC|100
HILO|COLUMBIA EM QLTY DVD|EDJO|Edward D. Jones & Co., L.P.|2502
HILO|COLUMBIA EM QLTY DVD|ETRS|E*Trade Securities LLC|20
HILO|COLUMBIA EM QLTY DVD|FTBR|Foliofn Investments, Inc.|3
HILO|COLUMBIA EM QLTY DVD|HRBF|American Enterprise Investment Services Inc.|500
HILO|COLUMBIA EM QLTY DVD|JSJX|JANE STREET CAPITAL LLC|10297
HILO|COLUMBIA EM QLTY DVD|LEHM|Barclays Capital Inc./Le|1600
HILO|COLUMBIA EM QLTY DVD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
HILO|COLUMBIA EM QLTY DVD|MSCO|MORGAN STANLEY & CO. LLC|413
HILO|COLUMBIA EM QLTY DVD|NFSC|National Financial Services LLC|2449
HILO|COLUMBIA EM QLTY DVD|NITE|VIRTU Americas LLC|937
HILO|COLUMBIA EM QLTY DVD|SPHN|Stephens Inc.|1
HILO|COLUMBIA EM QLTY DVD|STFL|Stifel, Nicolaus & Company, Incorporated|100
HILO|COLUMBIA EM QLTY DVD|SWIM|TD Ameritrade, Inc.|20
HILO|COLUMBIA EM QLTY DVD|SWST|Hilltop Securities Inc.|1
HILO|COLUMBIA EM QLTY DVD|UBSA|UBS SECURITIES LLC|946
HILO|COLUMBIA EM QLTY DVD|UBSS|UBS Securities LLC|5384
HILO|COLUMBIA EM QLTY DVD|VGRD|Vanguard Marketing Corporation|619
HILO|COLUMBIA EM QLTY DVD|WSEA|WOLVERINE SECURITIES, LLC|1
HILO|COLUMBIA EM QLTY DVD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|793
HIMX|HIMAX TECHNOLOGIES|AGIS|Aegis Capital Corp.|122795
HIMX|HIMAX TECHNOLOGIES|ALTX|Alternet Securities Inc.|19600
HIMX|HIMAX TECHNOLOGIES|ANDG|Andrew Garrett Inc.|125392
HIMX|HIMAX TECHNOLOGIES|APCC|Apex Clearing Corporation|101846
HIMX|HIMAX TECHNOLOGIES|BANK|Primevest Financial Services, Inc.|5600
HIMX|HIMAX TECHNOLOGIES|BARD|Robert W. Baird & Co. Incorporated|20281
HIMX|HIMAX TECHNOLOGIES|BATM|CBOE TRADING, INC.|10424
HIMX|HIMAX TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|12455
HIMX|HIMAX TECHNOLOGIES|BIMI|Banca IMI Securities Corp.|772
HIMX|HIMAX TECHNOLOGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|153315
HIMX|HIMAX TECHNOLOGIES|BLKX|INSTINET, LLC|53400
HIMX|HIMAX TECHNOLOGIES|BMOC|BMO Capital Markets Corp.|900000
HIMX|HIMAX TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|1414
HIMX|HIMAX TECHNOLOGIES|BRGE|Newbridge Securities Corp.|10400
HIMX|HIMAX TECHNOLOGIES|BYXM|CBOE TRADING, INC.|1530
HIMX|HIMAX TECHNOLOGIES|CANT|Cantor Fitzgerald & Co.|11301
HIMX|HIMAX TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|38869
HIMX|HIMAX TECHNOLOGIES|CHBC|PENSERRA SECURITIES, LLC|100000
HIMX|HIMAX TECHNOLOGIES|CIST|Capital Institutional Services, Inc.|100
HIMX|HIMAX TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106240
HIMX|HIMAX TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|317
HIMX|HIMAX TECHNOLOGIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11594
HIMX|HIMAX TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|686765
HIMX|HIMAX TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|95688
HIMX|HIMAX TECHNOLOGIES|CTLR|CUTLER GROUP, LP|5200
HIMX|HIMAX TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|73546
HIMX|HIMAX TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|1334602
HIMX|HIMAX TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|579400
HIMX|HIMAX TECHNOLOGIES|DCHF|Dart Executions, LLC|2805
HIMX|HIMAX TECHNOLOGIES|DEAN|MORGAN STANLEY|46817
HIMX|HIMAX TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|53134
HIMX|HIMAX TECHNOLOGIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2100
HIMX|HIMAX TECHNOLOGIES|EBXL|EBX LLC|419000
HIMX|HIMAX TECHNOLOGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|137388
HIMX|HIMAX TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|5344
HIMX|HIMAX TECHNOLOGIES|EGAM|CBOE TRADING, INC.|24599
HIMX|HIMAX TECHNOLOGIES|EGAW|CBOE TRADING, INC.|625
HIMX|HIMAX TECHNOLOGIES|EGMT|EG MARKET TECHNOLOGIES LLC|200
HIMX|HIMAX TECHNOLOGIES|EGXM|CBOE TRADING, INC.|13043
HIMX|HIMAX TECHNOLOGIES|EGXW|CBOE TRADING, INC.|110
HIMX|HIMAX TECHNOLOGIES|ELEV|ELEVATION, LLC|5946
HIMX|HIMAX TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|115249
HIMX|HIMAX TECHNOLOGIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9588
HIMX|HIMAX TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34090
HIMX|HIMAX TECHNOLOGIES|ETRS|E*Trade Securities LLC|1964819
HIMX|HIMAX TECHNOLOGIES|FBCO|Credit Suisse Securities (USA) LLC|695646
HIMX|HIMAX TECHNOLOGIES|FFSI|Firstrade Securities Inc.|900
HIMX|HIMAX TECHNOLOGIES|FILL|Tradestation Securities, Inc.|59915
HIMX|HIMAX TECHNOLOGIES|FMAF|NBCN Inc./ CDS|37227
HIMX|HIMAX TECHNOLOGIES|FOMA|TD AMERITRADE CLEARING, INC.|2410091
HIMX|HIMAX TECHNOLOGIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2719
HIMX|HIMAX TECHNOLOGIES|FQLS|Quantlab Securities LP|693877
HIMX|HIMAX TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|169892
HIMX|HIMAX TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|1587
HIMX|HIMAX TECHNOLOGIES|GEBB|GLOBAL EXECUTION BROKERS, LP|74051
HIMX|HIMAX TECHNOLOGIES|GLIS|TD Securities Inc|1299
HIMX|HIMAX TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|62016
HIMX|HIMAX TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|1115148
HIMX|HIMAX TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|57667
HIMX|HIMAX TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|18115
HIMX|HIMAX TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|93592
HIMX|HIMAX TECHNOLOGIES|HAPX|HAP Trading, LLC|29015
HIMX|HIMAX TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|29753
HIMX|HIMAX TECHNOLOGIES|HSBC|HSBC Securities, Inc.|1925
HIMX|HIMAX TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|154596
HIMX|HIMAX TECHNOLOGIES|IBKR|Interactive Brokers Llc|1231919
HIMX|HIMAX TECHNOLOGIES|ICBX|INSTINET, LLC|158255
HIMX|HIMAX TECHNOLOGIES|INCA|INSTINET, LLC|996812
HIMX|HIMAX TECHNOLOGIES|INJX|INSTINET, LLC|88834
HIMX|HIMAX TECHNOLOGIES|ITGI|ITG Inc.|114603
HIMX|HIMAX TECHNOLOGIES|ITGP|ITG INC.|145200
HIMX|HIMAX TECHNOLOGIES|JANY|Janney Montgomery Scott Inc.|3673
HIMX|HIMAX TECHNOLOGIES|JEFF|JEFFERIES LLC|402773
HIMX|HIMAX TECHNOLOGIES|JMPT|JUMP TRADING, LLC|94872
HIMX|HIMAX TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|140103
HIMX|HIMAX TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|988753
HIMX|HIMAX TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|459632
HIMX|HIMAX TECHNOLOGIES|KCGM|VIRTU Americas LLC|129997
HIMX|HIMAX TECHNOLOGIES|KCRD|PHX FINANCIAL, INC.|600
HIMX|HIMAX TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|2226312
HIMX|HIMAX TECHNOLOGIES|LIME|Lime Brokerage LLC|602287
HIMX|HIMAX TECHNOLOGIES|LMGP|LIME BROKERAGE LLC|15300
HIMX|HIMAX TECHNOLOGIES|LQNA|LIQUIDNET, INC.|6000
HIMX|HIMAX TECHNOLOGIES|LSCI|Lek Securities Corporation|900137
HIMX|HIMAX TECHNOLOGIES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HIMX|HIMAX TECHNOLOGIES|MAXM|Maxim Group LLC|7132
HIMX|HIMAX TECHNOLOGIES|MBTS|ALLY INVEST SECURITIES LLC|8539
HIMX|HIMAX TECHNOLOGIES|MCMF|Raymond James Ltd. Cds|1500
HIMX|HIMAX TECHNOLOGIES|MKMP|MKM Partners LLC|27000
HIMX|HIMAX TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|484418
HIMX|HIMAX TECHNOLOGIES|MOTF|MOTIF INVESTING, INC.|40
HIMX|HIMAX TECHNOLOGIES|MPSG|E D & F Man Capital Markets Inc.|18324
HIMX|HIMAX TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|4720537
HIMX|HIMAX TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|659800
HIMX|HIMAX TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|385100
HIMX|HIMAX TECHNOLOGIES|NATL|National Securities Corporation|45401
HIMX|HIMAX TECHNOLOGIES|NBCS|NBC Securities, INC.|4900
HIMX|HIMAX TECHNOLOGIES|NFSC|National Financial Services LLC|1716801
HIMX|HIMAX TECHNOLOGIES|NITE|VIRTU Americas LLC|4518779
HIMX|HIMAX TECHNOLOGIES|NITP|VIRTU Americas LLC|15989
HIMX|HIMAX TECHNOLOGIES|NMRA|Nomura Securities International, Inc.|1700
HIMX|HIMAX TECHNOLOGIES|NORT|Northland Securities, Inc.|163598
HIMX|HIMAX TECHNOLOGIES|NQRB|Brut, LLC|42170
HIMX|HIMAX TECHNOLOGIES|NTFN|Network 1 Financial Securities Inc.|7452
HIMX|HIMAX TECHNOLOGIES|OPCO|Oppenheimer & Co. Inc.|4061
HIMX|HIMAX TECHNOLOGIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9100
HIMX|HIMAX TECHNOLOGIES|PCPT|PHILLIP CAPITAL INC.|82505
HIMX|HIMAX TECHNOLOGIES|PDQM|CODA MARKETS, INC.|171804
HIMX|HIMAX TECHNOLOGIES|PHLY|NASDAQ Execution Services, LLC|28400
HIMX|HIMAX TECHNOLOGIES|PIPR|Piper Jaffray & Co.|12500
HIMX|HIMAX TECHNOLOGIES|PWJC|UBS Financial Services, Inc.|130
HIMX|HIMAX TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|72629
HIMX|HIMAX TECHNOLOGIES|RHCO|Suntrust Robinson Humphrey, Inc.|20818
HIMX|HIMAX TECHNOLOGIES|ROTH|Roth Capital Partners, LLC|1323
HIMX|HIMAX TECHNOLOGIES|SAGL|SAGETRADER, LLC|32650
HIMX|HIMAX TECHNOLOGIES|SALI|INTL FCSTONE FINANCIAL INC.|32925
HIMX|HIMAX TECHNOLOGIES|SALW|SW FINANCIAL|500
HIMX|HIMAX TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|929959
HIMX|HIMAX TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|224174
HIMX|HIMAX TECHNOLOGIES|SOGO|Wang Investment Associates, Inc.|300
HIMX|HIMAX TECHNOLOGIES|SPDR|SPEEDROUTE LLC|23409
HIMX|HIMAX TECHNOLOGIES|SPHN|Stephens Inc.|164
HIMX|HIMAX TECHNOLOGIES|STFL|Stifel, Nicolaus & Company, Incorporated|35628
HIMX|HIMAX TECHNOLOGIES|STKP|STOCKPILE INVESTMENTS, INC.|2154
HIMX|HIMAX TECHNOLOGIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
HIMX|HIMAX TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|955479
HIMX|HIMAX TECHNOLOGIES|SWST|Hilltop Securities Inc.|15432
HIMX|HIMAX TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|12731
HIMX|HIMAX TECHNOLOGIES|TRCM|TRC MARKETS LLC|259996
HIMX|HIMAX TECHNOLOGIES|TWTT|TASTYWORKS, INC.|459
HIMX|HIMAX TECHNOLOGIES|UBSA|UBS SECURITIES LLC|1148138
HIMX|HIMAX TECHNOLOGIES|UBSS|UBS Securities LLC|2034438
HIMX|HIMAX TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|33154
HIMX|HIMAX TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|47104
HIMX|HIMAX TECHNOLOGIES|VSIN|Vision Financial Markets Llc|30
HIMX|HIMAX TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|1595951
HIMX|HIMAX TECHNOLOGIES|WEDB|WEDBUSH SECURITIES INC.|11300
HIMX|HIMAX TECHNOLOGIES|WEED|Weeden & Co.L.P.|32378
HIMX|HIMAX TECHNOLOGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|106929
HIMX|HIMAX TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|160034
HIMX|HIMAX TECHNOLOGIES|WFPB|Wells Fargo Securities, LLC.|899
HIMX|HIMAX TECHNOLOGIES|WGIF|CIBC World Markets Inc.|27831
HIMX|HIMAX TECHNOLOGIES|WORD|Worden Capital Management LLC|600
HIMX|HIMAX TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|61176
HIMX|HIMAX TECHNOLOGIES|XIST|INSTINET, LLC|3800
HIMX|HIMAX TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|37896
HIMX|HIMAX TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|11927
HIMX|HIMAX TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23845
HIO|WESTERN ASSET HIGH I|ADAM|CANACCORD GENUITY INC.|13601
HIO|WESTERN ASSET HIGH I|ALTX|Alternet Securities Inc.|1679
HIO|WESTERN ASSET HIGH I|APCC|Apex Clearing Corporation|84
HIO|WESTERN ASSET HIGH I|BANK|Primevest Financial Services, Inc.|2121
HIO|WESTERN ASSET HIGH I|BARD|Robert W. Baird & Co. Incorporated|2703
HIO|WESTERN ASSET HIGH I|BATM|CBOE TRADING, INC.|100
HIO|WESTERN ASSET HIGH I|BERN|Sanford C. Bernstein & Co., LLC|100
HIO|WESTERN ASSET HIGH I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4390
HIO|WESTERN ASSET HIGH I|BYXM|CBOE TRADING, INC.|200
HIO|WESTERN ASSET HIGH I|CHAS|Charles Schwab & Co., Inc.|5
HIO|WESTERN ASSET HIGH I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10490
HIO|WESTERN ASSET HIGH I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50874
HIO|WESTERN ASSET HIGH I|CTDL|Citadel Derivatives Group Llc|460
HIO|WESTERN ASSET HIGH I|CXCX|CITIGROUP GLOBAL MARKETS INC.|20380
HIO|WESTERN ASSET HIGH I|DADA|D.A. Davidson & Co.|11
HIO|WESTERN ASSET HIGH I|DBAX|Deutsche Bank Securities Inc.|14600
HIO|WESTERN ASSET HIGH I|DEAN|MORGAN STANLEY|130271
HIO|WESTERN ASSET HIGH I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8300
HIO|WESTERN ASSET HIGH I|EBXL|EBX LLC|74600
HIO|WESTERN ASSET HIGH I|ECUT|CONVERGEX EXECUTION SOLUTIONS|54134
HIO|WESTERN ASSET HIGH I|EDJO|Edward D. Jones & Co., L.P.|36512
HIO|WESTERN ASSET HIGH I|EGAM|CBOE TRADING, INC.|6118
HIO|WESTERN ASSET HIGH I|EGAW|CBOE TRADING, INC.|650
HIO|WESTERN ASSET HIGH I|EGXM|CBOE TRADING, INC.|650
HIO|WESTERN ASSET HIGH I|EGXW|CBOE TRADING, INC.|200
HIO|WESTERN ASSET HIGH I|ESPO|ESPOSITO SECURITIES, LLC|18488
HIO|WESTERN ASSET HIGH I|ETRS|E*Trade Securities LLC|11064
HIO|WESTERN ASSET HIGH I|FBSB|U.S. Bancorp Investments, Inc.|13
HIO|WESTERN ASSET HIGH I|FILL|Tradestation Securities, Inc.|100
HIO|WESTERN ASSET HIGH I|FINX|FINTECH SECURITIES|1037
HIO|WESTERN ASSET HIGH I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4643
HIO|WESTERN ASSET HIGH I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38920
HIO|WESTERN ASSET HIGH I|FTBR|Foliofn Investments, Inc.|967
HIO|WESTERN ASSET HIGH I|GEBB|GLOBAL EXECUTION BROKERS, LP|3400
HIO|WESTERN ASSET HIGH I|GLPX|ACS EXECUTION SERVICES, LLC|2580
HIO|WESTERN ASSET HIGH I|GSCO|GOLDMAN SACHS & CO. LLC|77335
HIO|WESTERN ASSET HIGH I|GSLT|GOLDMAN SACHS & CO. LLC|311
HIO|WESTERN ASSET HIGH I|GTSZ|GTS SECURITIES LLC|1500
HIO|WESTERN ASSET HIGH I|HRBF|American Enterprise Investment Services Inc.|15151
HIO|WESTERN ASSET HIGH I|IATS|INTERACTIVE BROKERS LLC|600
HIO|WESTERN ASSET HIGH I|IBKR|Interactive Brokers Llc|9048
HIO|WESTERN ASSET HIGH I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21098
HIO|WESTERN ASSET HIGH I|ICBX|INSTINET, LLC|5565
HIO|WESTERN ASSET HIGH I|INCA|INSTINET, LLC|10470
HIO|WESTERN ASSET HIGH I|ITGI|ITG Inc.|15119
HIO|WESTERN ASSET HIGH I|ITGP|ITG INC.|6600
HIO|WESTERN ASSET HIGH I|JANY|Janney Montgomery Scott Inc.|2769
HIO|WESTERN ASSET HIGH I|JONE|JonesTrading|19202
HIO|WESTERN ASSET HIGH I|JPMX|J.P. Morgan Securities LLC|28600
HIO|WESTERN ASSET HIGH I|JSJX|JANE STREET CAPITAL LLC|800
HIO|WESTERN ASSET HIGH I|KCGM|VIRTU Americas LLC|5958
HIO|WESTERN ASSET HIGH I|LEHM|Barclays Capital Inc./Le|47600
HIO|WESTERN ASSET HIGH I|LIME|Lime Brokerage LLC|611
HIO|WESTERN ASSET HIGH I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
HIO|WESTERN ASSET HIGH I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70088
HIO|WESTERN ASSET HIGH I|MSCO|MORGAN STANLEY & CO. LLC|304838
HIO|WESTERN ASSET HIGH I|MSPL|MORGAN STANLEY & CO. LLC|17200
HIO|WESTERN ASSET HIGH I|MSTX|MORGAN STANLEY & CO. LLC|800
HIO|WESTERN ASSET HIGH I|NFSC|National Financial Services LLC|168033
HIO|WESTERN ASSET HIGH I|NITE|VIRTU Americas LLC|348883
HIO|WESTERN ASSET HIGH I|OPCO|Oppenheimer & Co. Inc.|137694
HIO|WESTERN ASSET HIGH I|PDQM|CODA MARKETS, INC.|11247
HIO|WESTERN ASSET HIGH I|PWJC|UBS Financial Services, Inc.|44368
HIO|WESTERN ASSET HIGH I|RBCM|RBC CAPITAL MARKETS, LLC|23486
HIO|WESTERN ASSET HIGH I|SAGL|SAGETRADER, LLC|3096
HIO|WESTERN ASSET HIGH I|SALI|INTL FCSTONE FINANCIAL INC.|3349
HIO|WESTERN ASSET HIGH I|SBSH|Citigroup Global Markets Inc.|182777
HIO|WESTERN ASSET HIGH I|SEIC|SEI Investments Distribution Co.|779
HIO|WESTERN ASSET HIGH I|SGMT|GOLDMAN SACHS & CO. LLC|13240
HIO|WESTERN ASSET HIGH I|SPDR|SPEEDROUTE LLC|200
HIO|WESTERN ASSET HIGH I|SPHN|Stephens Inc.|34
HIO|WESTERN ASSET HIGH I|STFL|Stifel, Nicolaus & Company, Incorporated|11935
HIO|WESTERN ASSET HIGH I|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1500
HIO|WESTERN ASSET HIGH I|SWIM|TD Ameritrade, Inc.|6199
HIO|WESTERN ASSET HIGH I|SWST|Hilltop Securities Inc.|84461
HIO|WESTERN ASSET HIGH I|TRBT|Tradebot Systems, Inc.|2205
HIO|WESTERN ASSET HIGH I|UBSA|UBS SECURITIES LLC|152407
HIO|WESTERN ASSET HIGH I|UBSS|UBS Securities LLC|293797
HIO|WESTERN ASSET HIGH I|VALX|VIRTU AMERICAS LLC|15003
HIO|WESTERN ASSET HIGH I|VGRD|Vanguard Marketing Corporation|23038
HIO|WESTERN ASSET HIGH I|WCHV|WELLS FARGO SECURITIES, LLC|100144
HIO|WESTERN ASSET HIGH I|WEDB|WEDBUSH SECURITIES INC.|13
HIO|WESTERN ASSET HIGH I|WEED|Weeden & Co.L.P.|25555
HIO|WESTERN ASSET HIGH I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|700
HIO|WESTERN ASSET HIGH I|WGIF|CIBC World Markets Inc.|1
HIO|WESTERN ASSET HIGH I|WSEA|WOLVERINE SECURITIES, LLC|402
HIO|WESTERN ASSET HIGH I|XSTM|NATIONAL FINANCIAL SERVICES LLC|7958
HIO|WESTERN ASSET HIGH I|YKNA|COMHAR CAPITAL MARKETS, LLC|300
HIO|WESTERN ASSET HIGH I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9133
HIPS|GRANITESHARES HIPS U|APCC|Apex Clearing Corporation|1
HIPS|GRANITESHARES HIPS U|CHAS|Charles Schwab & Co., Inc.|1
HIPS|GRANITESHARES HIPS U|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
HIPS|GRANITESHARES HIPS U|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
HIPS|GRANITESHARES HIPS U|DBAX|Deutsche Bank Securities Inc.|1000
HIPS|GRANITESHARES HIPS U|EBXL|EBX LLC|200
HIPS|GRANITESHARES HIPS U|ETRS|E*Trade Securities LLC|3361
HIPS|GRANITESHARES HIPS U|FTBR|Foliofn Investments, Inc.|35
HIPS|GRANITESHARES HIPS U|IBKR|Interactive Brokers Llc|500
HIPS|GRANITESHARES HIPS U|INCA|INSTINET, LLC|300
HIPS|GRANITESHARES HIPS U|JSJX|JANE STREET CAPITAL LLC|200
HIPS|GRANITESHARES HIPS U|KCGM|VIRTU Americas LLC|300
HIPS|GRANITESHARES HIPS U|MCMF|Raymond James Ltd. Cds|366
HIPS|GRANITESHARES HIPS U|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
HIPS|GRANITESHARES HIPS U|NFSC|National Financial Services LLC|2643
HIPS|GRANITESHARES HIPS U|NITE|VIRTU Americas LLC|3413
HIPS|GRANITESHARES HIPS U|RBCM|RBC CAPITAL MARKETS, LLC|1339
HIPS|GRANITESHARES HIPS U|SWIM|TD Ameritrade, Inc.|7
HIPS|GRANITESHARES HIPS U|UBSA|UBS SECURITIES LLC|400
HIPS|GRANITESHARES HIPS U|UBSS|UBS Securities LLC|4
HIPS|GRANITESHARES HIPS U|WCHV|WELLS FARGO SECURITIES, LLC|6
HIPS|GRANITESHARES HIPS U|WSEA|WOLVERINE SECURITIES, LLC|40
HIPS|GRANITESHARES HIPS U|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20
HIVE|AEROHIVE NETWORKS|ALTX|Alternet Securities Inc.|1100
HIVE|AEROHIVE NETWORKS|APCC|Apex Clearing Corporation|629
HIVE|AEROHIVE NETWORKS|BATM|CBOE TRADING, INC.|238
HIVE|AEROHIVE NETWORKS|BAYT|BTIG, LLC|10400
HIVE|AEROHIVE NETWORKS|BERN|Sanford C. Bernstein & Co., LLC|37747
HIVE|AEROHIVE NETWORKS|BNPX|BNP PARIBAS SECURITIES CORP.|1714
HIVE|AEROHIVE NETWORKS|BTIG|BTIG, LLC|1250617
HIVE|AEROHIVE NETWORKS|BYXM|CBOE TRADING, INC.|100
HIVE|AEROHIVE NETWORKS|BZYD|GOLDMAN SACHS & CO. LLC|1700
HIVE|AEROHIVE NETWORKS|CHLM|Craig-Hallum Capital Group LLC|3558
HIVE|AEROHIVE NETWORKS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4065
HIVE|AEROHIVE NETWORKS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|620
HIVE|AEROHIVE NETWORKS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93835
HIVE|AEROHIVE NETWORKS|CTDL|Citadel Derivatives Group Llc|3062
HIVE|AEROHIVE NETWORKS|CXCX|CITIGROUP GLOBAL MARKETS INC.|16270
HIVE|AEROHIVE NETWORKS|DBAB|Deutsche Bank Securities Inc.|36906
HIVE|AEROHIVE NETWORKS|DBAX|Deutsche Bank Securities Inc.|99300
HIVE|AEROHIVE NETWORKS|DEGS|RONIN PROFESSIONAL LLC|1061
HIVE|AEROHIVE NETWORKS|DOTC|Dougherty & Company LLC|73368
HIVE|AEROHIVE NETWORKS|EBXL|EBX LLC|68300
HIVE|AEROHIVE NETWORKS|ECUT|CONVERGEX EXECUTION SOLUTIONS|17556
HIVE|AEROHIVE NETWORKS|EGAM|CBOE TRADING, INC.|743
HIVE|AEROHIVE NETWORKS|EGXM|CBOE TRADING, INC.|4151
HIVE|AEROHIVE NETWORKS|ETBE|Electronic Transaction Clearing, Inc.|1302
HIVE|AEROHIVE NETWORKS|ETRS|E*Trade Securities LLC|277430
HIVE|AEROHIVE NETWORKS|FILL|Tradestation Securities, Inc.|4520
HIVE|AEROHIVE NETWORKS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38797
HIVE|AEROHIVE NETWORKS|FTBR|Foliofn Investments, Inc.|1005
HIVE|AEROHIVE NETWORKS|GEBB|GLOBAL EXECUTION BROKERS, LP|4550
HIVE|AEROHIVE NETWORKS|GLIS|TD Securities Inc|100
HIVE|AEROHIVE NETWORKS|GLPX|ACS EXECUTION SERVICES, LLC|1829
HIVE|AEROHIVE NETWORKS|GSCO|GOLDMAN SACHS & CO. LLC|496196
HIVE|AEROHIVE NETWORKS|GSCS|GOLDMAN SACHS & CO. LLC|23817
HIVE|AEROHIVE NETWORKS|GSLT|GOLDMAN SACHS & CO. LLC|6054
HIVE|AEROHIVE NETWORKS|GTSZ|GTS SECURITIES LLC|7740
HIVE|AEROHIVE NETWORKS|HSBC|HSBC Securities, Inc.|5013
HIVE|AEROHIVE NETWORKS|IATS|INTERACTIVE BROKERS LLC|3972
HIVE|AEROHIVE NETWORKS|IBKR|Interactive Brokers Llc|29149
HIVE|AEROHIVE NETWORKS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
HIVE|AEROHIVE NETWORKS|ICBX|INSTINET, LLC|23246
HIVE|AEROHIVE NETWORKS|IEQY|CITADEL SECURITIES LLC|3598
HIVE|AEROHIVE NETWORKS|INCA|INSTINET, LLC|20082
HIVE|AEROHIVE NETWORKS|ITGI|ITG Inc.|80789
HIVE|AEROHIVE NETWORKS|ITGP|ITG INC.|86800
HIVE|AEROHIVE NETWORKS|JEFF|JEFFERIES LLC|18168
HIVE|AEROHIVE NETWORKS|JMPT|JUMP TRADING, LLC|992
HIVE|AEROHIVE NETWORKS|JPBX|J.P. MORGAN SECURITIES LLC|5300
HIVE|AEROHIVE NETWORKS|JPMX|J.P. Morgan Securities LLC|172775
HIVE|AEROHIVE NETWORKS|JSJX|JANE STREET CAPITAL LLC|613
HIVE|AEROHIVE NETWORKS|KCGM|VIRTU Americas LLC|16522
HIVE|AEROHIVE NETWORKS|LEHM|Barclays Capital Inc./Le|112555
HIVE|AEROHIVE NETWORKS|LIME|Lime Brokerage LLC|10093
HIVE|AEROHIVE NETWORKS|LQNA|LIQUIDNET, INC.|43400
HIVE|AEROHIVE NETWORKS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71258
HIVE|AEROHIVE NETWORKS|MOTF|MOTIF INVESTING, INC.|1
HIVE|AEROHIVE NETWORKS|MSCO|MORGAN STANLEY & CO. LLC|137411
HIVE|AEROHIVE NETWORKS|MSPL|MORGAN STANLEY & CO. LLC|84000
HIVE|AEROHIVE NETWORKS|MSTX|MORGAN STANLEY & CO. LLC|43600
HIVE|AEROHIVE NETWORKS|NFSC|National Financial Services LLC|77429
HIVE|AEROHIVE NETWORKS|NITE|VIRTU Americas LLC|459311
HIVE|AEROHIVE NETWORKS|NQRB|Brut, LLC|200
HIVE|AEROHIVE NETWORKS|PDQM|CODA MARKETS, INC.|2449
HIVE|AEROHIVE NETWORKS|PWJC|UBS Financial Services, Inc.|19816
HIVE|AEROHIVE NETWORKS|SAGL|SAGETRADER, LLC|100
HIVE|AEROHIVE NETWORKS|SBSH|Citigroup Global Markets Inc.|18499
HIVE|AEROHIVE NETWORKS|SGMT|GOLDMAN SACHS & CO. LLC|68823
HIVE|AEROHIVE NETWORKS|SPDR|SPEEDROUTE LLC|4500
HIVE|AEROHIVE NETWORKS|STFL|Stifel, Nicolaus & Company, Incorporated|1384
HIVE|AEROHIVE NETWORKS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2800
HIVE|AEROHIVE NETWORKS|SWIM|TD Ameritrade, Inc.|31631
HIVE|AEROHIVE NETWORKS|SWST|Hilltop Securities Inc.|3680
HIVE|AEROHIVE NETWORKS|TKNG|ALLY INVEST SECURITIES LLC|904
HIVE|AEROHIVE NETWORKS|TRBT|Tradebot Systems, Inc.|28504
HIVE|AEROHIVE NETWORKS|TRCM|TRC MARKETS LLC|7350
HIVE|AEROHIVE NETWORKS|UBSA|UBS SECURITIES LLC|357763
HIVE|AEROHIVE NETWORKS|UBSS|UBS Securities LLC|172207
HIVE|AEROHIVE NETWORKS|VALX|VIRTU AMERICAS LLC|9216
HIVE|AEROHIVE NETWORKS|VGRD|Vanguard Marketing Corporation|11074
HIVE|AEROHIVE NETWORKS|VNDM|Wall Street Access|26245
HIVE|AEROHIVE NETWORKS|WCHV|WELLS FARGO SECURITIES, LLC|9631
HIVE|AEROHIVE NETWORKS|WEED|Weeden & Co.L.P.|400
HIVE|AEROHIVE NETWORKS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6744
HIVE|AEROHIVE NETWORKS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4484
HIVE|AEROHIVE NETWORKS|WGIF|CIBC World Markets Inc.|1250
HIVE|AEROHIVE NETWORKS|WSEA|WOLVERINE SECURITIES, LLC|4723
HIVE|AEROHIVE NETWORKS|XIST|INSTINET, LLC|400
HIVE|AEROHIVE NETWORKS|XSTM|NATIONAL FINANCIAL SERVICES LLC|9400
HIVE|AEROHIVE NETWORKS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|372
HIW|HIGHWOODS PRPTY INC|ALTX|Alternet Securities Inc.|4174
HIW|HIGHWOODS PRPTY INC|ANOS|ABEL/NOSER, L.L.C.|200
HIW|HIGHWOODS PRPTY INC|APCC|Apex Clearing Corporation|135
HIW|HIGHWOODS PRPTY INC|BANK|Primevest Financial Services, Inc.|84
HIW|HIGHWOODS PRPTY INC|BARD|Robert W. Baird & Co. Incorporated|10
HIW|HIGHWOODS PRPTY INC|BATM|CBOE TRADING, INC.|2056
HIW|HIGHWOODS PRPTY INC|BAYC|BAY CREST PARTNERS, LLC|110
HIW|HIGHWOODS PRPTY INC|BBNT|BB&T SECURITIES, LLC|423
HIW|HIGHWOODS PRPTY INC|BERN|Sanford C. Bernstein & Co., LLC|13172
HIW|HIGHWOODS PRPTY INC|BIDS|BIDS TRADING L.P.|39400
HIW|HIGHWOODS PRPTY INC|BKCM|BNY Mellon Capital Markets LLC|21100
HIW|HIGHWOODS PRPTY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|149
HIW|HIGHWOODS PRPTY INC|BLKX|INSTINET, LLC|148304
HIW|HIGHWOODS PRPTY INC|BNPX|BNP PARIBAS SECURITIES CORP.|19101
HIW|HIGHWOODS PRPTY INC|BRVL|BLAYLOCK VAN, LLC|100
HIW|HIGHWOODS PRPTY INC|BTIG|BTIG, LLC|6840
HIW|HIGHWOODS PRPTY INC|BYXM|CBOE TRADING, INC.|462
HIW|HIGHWOODS PRPTY INC|BZYD|GOLDMAN SACHS & CO. LLC|1386
HIW|HIGHWOODS PRPTY INC|CANT|Cantor Fitzgerald & Co.|56914
HIW|HIGHWOODS PRPTY INC|CHAS|Charles Schwab & Co., Inc.|3
HIW|HIGHWOODS PRPTY INC|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
HIW|HIGHWOODS PRPTY INC|CIST|Capital Institutional Services, Inc.|25
HIW|HIGHWOODS PRPTY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|182134
HIW|HIGHWOODS PRPTY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|398
HIW|HIGHWOODS PRPTY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3000
HIW|HIGHWOODS PRPTY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|328698
HIW|HIGHWOODS PRPTY INC|CTDL|Citadel Derivatives Group Llc|6861
HIW|HIGHWOODS PRPTY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|31900
HIW|HIGHWOODS PRPTY INC|DBAB|Deutsche Bank Securities Inc.|168421
HIW|HIGHWOODS PRPTY INC|DBAX|Deutsche Bank Securities Inc.|160000
HIW|HIGHWOODS PRPTY INC|DEAN|MORGAN STANLEY|1187
HIW|HIGHWOODS PRPTY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20620
HIW|HIGHWOODS PRPTY INC|EBXL|EBX LLC|115100
HIW|HIGHWOODS PRPTY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1178
HIW|HIGHWOODS PRPTY INC|EDJC|Edward Jones / CDS|139
HIW|HIGHWOODS PRPTY INC|EDJO|Edward D. Jones & Co., L.P.|3522
HIW|HIGHWOODS PRPTY INC|EGAM|CBOE TRADING, INC.|11610
HIW|HIGHWOODS PRPTY INC|EGAW|CBOE TRADING, INC.|119
HIW|HIGHWOODS PRPTY INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
HIW|HIGHWOODS PRPTY INC|EGXM|CBOE TRADING, INC.|1135
HIW|HIGHWOODS PRPTY INC|ESPO|ESPOSITO SECURITIES, LLC|40
HIW|HIGHWOODS PRPTY INC|ETBE|Electronic Transaction Clearing, Inc.|6460
HIW|HIGHWOODS PRPTY INC|ETCC|Electronic Transaction Clearing, Inc.|200
HIW|HIGHWOODS PRPTY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5270
HIW|HIGHWOODS PRPTY INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|494
HIW|HIGHWOODS PRPTY INC|ETRS|E*Trade Securities LLC|441
HIW|HIGHWOODS PRPTY INC|FILL|Tradestation Securities, Inc.|2620
HIW|HIGHWOODS PRPTY INC|FMAF|NBCN Inc./ CDS|26
HIW|HIGHWOODS PRPTY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10923
HIW|HIGHWOODS PRPTY INC|FQLS|Quantlab Securities LP|152566
HIW|HIGHWOODS PRPTY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97776
HIW|HIGHWOODS PRPTY INC|FTBR|Foliofn Investments, Inc.|45
HIW|HIGHWOODS PRPTY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|939
HIW|HIGHWOODS PRPTY INC|GLPX|ACS EXECUTION SERVICES, LLC|7716
HIW|HIGHWOODS PRPTY INC|GNAV|GREEN STREET TRADING, LLC|82520
HIW|HIGHWOODS PRPTY INC|GSCO|GOLDMAN SACHS & CO. LLC|618233
HIW|HIGHWOODS PRPTY INC|GSCS|GOLDMAN SACHS & CO. LLC|3100
HIW|HIGHWOODS PRPTY INC|GSLT|GOLDMAN SACHS & CO. LLC|3547
HIW|HIGHWOODS PRPTY INC|GTSZ|GTS SECURITIES LLC|156785
HIW|HIGHWOODS PRPTY INC|HRBF|American Enterprise Investment Services Inc.|307
HIW|HIGHWOODS PRPTY INC|HSBC|HSBC Securities, Inc.|100
HIW|HIGHWOODS PRPTY INC|IATS|INTERACTIVE BROKERS LLC|6602
HIW|HIGHWOODS PRPTY INC|IBKR|Interactive Brokers Llc|6393
HIW|HIGHWOODS PRPTY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|403
HIW|HIGHWOODS PRPTY INC|ICBX|INSTINET, LLC|34611
HIW|HIGHWOODS PRPTY INC|IEQY|CITADEL SECURITIES LLC|55158
HIW|HIGHWOODS PRPTY INC|INCA|INSTINET, LLC|144248
HIW|HIGHWOODS PRPTY INC|INJX|INSTINET, LLC|3602
HIW|HIGHWOODS PRPTY INC|ITGI|ITG Inc.|23087
HIW|HIGHWOODS PRPTY INC|ITGP|ITG INC.|117600
HIW|HIGHWOODS PRPTY INC|JANY|Janney Montgomery Scott Inc.|2175
HIW|HIGHWOODS PRPTY INC|JEFF|JEFFERIES LLC|73135
HIW|HIGHWOODS PRPTY INC|JMPT|JUMP TRADING, LLC|31856
HIW|HIGHWOODS PRPTY INC|JONE|JonesTrading|700
HIW|HIGHWOODS PRPTY INC|JPBX|J.P. MORGAN SECURITIES LLC|34698
HIW|HIGHWOODS PRPTY INC|JPMX|J.P. Morgan Securities LLC|433842
HIW|HIGHWOODS PRPTY INC|JSJX|JANE STREET CAPITAL LLC|5524
HIW|HIGHWOODS PRPTY INC|KCGM|VIRTU Americas LLC|29378
HIW|HIGHWOODS PRPTY INC|LEHM|Barclays Capital Inc./Le|517681
HIW|HIGHWOODS PRPTY INC|LIME|Lime Brokerage LLC|18286
HIW|HIGHWOODS PRPTY INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|15334
HIW|HIGHWOODS PRPTY INC|LOOP|Loop Capital Markets LLC|1842
HIW|HIGHWOODS PRPTY INC|LQNA|LIQUIDNET, INC.|36600
HIW|HIGHWOODS PRPTY INC|LQNB|LIQUIDNET, INC.|14400
HIW|HIGHWOODS PRPTY INC|LSCI|Lek Securities Corporation|8
HIW|HIGHWOODS PRPTY INC|MKMP|MKM Partners LLC|22100
HIW|HIGHWOODS PRPTY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172808
HIW|HIGHWOODS PRPTY INC|MOTF|MOTIF INVESTING, INC.|4
HIW|HIGHWOODS PRPTY INC|MSCO|MORGAN STANLEY & CO. LLC|2026723
HIW|HIGHWOODS PRPTY INC|MSPL|MORGAN STANLEY & CO. LLC|203000
HIW|HIGHWOODS PRPTY INC|MSTX|MORGAN STANLEY & CO. LLC|75000
HIW|HIGHWOODS PRPTY INC|MZHO|Mizuho Securities USA LLC|24780
HIW|HIGHWOODS PRPTY INC|NFSC|National Financial Services LLC|33868
HIW|HIGHWOODS PRPTY INC|NITE|VIRTU Americas LLC|76815
HIW|HIGHWOODS PRPTY INC|NITP|VIRTU Americas LLC|400
HIW|HIGHWOODS PRPTY INC|NQRB|Brut, LLC|6569
HIW|HIGHWOODS PRPTY INC|NTRC|Northern Trust Securities, Inc.|359
HIW|HIGHWOODS PRPTY INC|OHOS|TWO SIGMA SECURITIES, LLC|8359
HIW|HIGHWOODS PRPTY INC|OPCO|Oppenheimer & Co. Inc.|356
HIW|HIGHWOODS PRPTY INC|PDQM|CODA MARKETS, INC.|30840
HIW|HIGHWOODS PRPTY INC|PWJC|UBS Financial Services, Inc.|1500
HIW|HIGHWOODS PRPTY INC|RBCM|RBC CAPITAL MARKETS, LLC|571
HIW|HIGHWOODS PRPTY INC|SAGL|SAGETRADER, LLC|984
HIW|HIGHWOODS PRPTY INC|SAGW|SAGETRADER, LLC|5
HIW|HIGHWOODS PRPTY INC|SALI|INTL FCSTONE FINANCIAL INC.|1
HIW|HIGHWOODS PRPTY INC|SBSH|Citigroup Global Markets Inc.|86440
HIW|HIGHWOODS PRPTY INC|SGMT|GOLDMAN SACHS & CO. LLC|79638
HIW|HIGHWOODS PRPTY INC|SPDR|SPEEDROUTE LLC|6502
HIW|HIGHWOODS PRPTY INC|SPHN|Stephens Inc.|4
HIW|HIGHWOODS PRPTY INC|STFL|Stifel, Nicolaus & Company, Incorporated|42369
HIW|HIGHWOODS PRPTY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3597
HIW|HIGHWOODS PRPTY INC|SWIM|TD Ameritrade, Inc.|3300
HIW|HIGHWOODS PRPTY INC|SWST|Hilltop Securities Inc.|5829
HIW|HIGHWOODS PRPTY INC|TIAD|Triad Securities Corp|40
HIW|HIGHWOODS PRPTY INC|TKNG|ALLY INVEST SECURITIES LLC|44
HIW|HIGHWOODS PRPTY INC|TOUR|TOURMALINE PARTNERS, LLC|11300
HIW|HIGHWOODS PRPTY INC|TRBT|Tradebot Systems, Inc.|140157
HIW|HIGHWOODS PRPTY INC|TRCM|TRC MARKETS LLC|152899
HIW|HIGHWOODS PRPTY INC|TWTT|TASTYWORKS, INC.|50
HIW|HIGHWOODS PRPTY INC|UBSA|UBS SECURITIES LLC|349367
HIW|HIGHWOODS PRPTY INC|UBSS|UBS Securities LLC|426503
HIW|HIGHWOODS PRPTY INC|VALX|VIRTU AMERICAS LLC|8546
HIW|HIGHWOODS PRPTY INC|VERT|The Vertical Trading Group, LLC|1
HIW|HIGHWOODS PRPTY INC|VGRD|Vanguard Marketing Corporation|2119
HIW|HIGHWOODS PRPTY INC|WBLR|WILLIAM BLAIR|17100
HIW|HIGHWOODS PRPTY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1086
HIW|HIGHWOODS PRPTY INC|WCHV|WELLS FARGO SECURITIES, LLC|31219
HIW|HIGHWOODS PRPTY INC|WDNX|WEEDEN & CO.L.P.|1050
HIW|HIGHWOODS PRPTY INC|WEDB|WEDBUSH SECURITIES INC.|1262
HIW|HIGHWOODS PRPTY INC|WEED|Weeden & Co.L.P.|23505
HIW|HIGHWOODS PRPTY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13121
HIW|HIGHWOODS PRPTY INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|78
HIW|HIGHWOODS PRPTY INC|WSEA|WOLVERINE SECURITIES, LLC|513
HIW|HIGHWOODS PRPTY INC|XIST|INSTINET, LLC|21106
HIW|HIGHWOODS PRPTY INC|XPQR|Jump Trading|536
HIW|HIGHWOODS PRPTY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6116
HIW|HIGHWOODS PRPTY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|246
HIW|HIGHWOODS PRPTY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|690
HIX|WESTERN ASSET HIGH I|ALTX|Alternet Securities Inc.|2100
HIX|WESTERN ASSET HIGH I|APCC|Apex Clearing Corporation|101
HIX|WESTERN ASSET HIGH I|BANK|Primevest Financial Services, Inc.|9
HIX|WESTERN ASSET HIGH I|BARD|Robert W. Baird & Co. Incorporated|72844
HIX|WESTERN ASSET HIGH I|BATM|CBOE TRADING, INC.|40
HIX|WESTERN ASSET HIGH I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5000
HIX|WESTERN ASSET HIGH I|BTIG|BTIG, LLC|7750
HIX|WESTERN ASSET HIGH I|BYXM|CBOE TRADING, INC.|100
HIX|WESTERN ASSET HIGH I|CANT|Cantor Fitzgerald & Co.|694
HIX|WESTERN ASSET HIGH I|CHAS|Charles Schwab & Co., Inc.|160
HIX|WESTERN ASSET HIGH I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33709
HIX|WESTERN ASSET HIGH I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
HIX|WESTERN ASSET HIGH I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
HIX|WESTERN ASSET HIGH I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37959
HIX|WESTERN ASSET HIGH I|CTDL|Citadel Derivatives Group Llc|400
HIX|WESTERN ASSET HIGH I|CXCX|CITIGROUP GLOBAL MARKETS INC.|5200
HIX|WESTERN ASSET HIGH I|DBAX|Deutsche Bank Securities Inc.|9600
HIX|WESTERN ASSET HIGH I|DEAN|MORGAN STANLEY|26530
HIX|WESTERN ASSET HIGH I|DEGS|RONIN PROFESSIONAL LLC|1700
HIX|WESTERN ASSET HIGH I|EBXL|EBX LLC|38200
HIX|WESTERN ASSET HIGH I|ECUT|CONVERGEX EXECUTION SOLUTIONS|30376
HIX|WESTERN ASSET HIGH I|EDJO|Edward D. Jones & Co., L.P.|2682
HIX|WESTERN ASSET HIGH I|EGAM|CBOE TRADING, INC.|8407
HIX|WESTERN ASSET HIGH I|ETBE|Electronic Transaction Clearing, Inc.|1102
HIX|WESTERN ASSET HIGH I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|104
HIX|WESTERN ASSET HIGH I|ETRS|E*Trade Securities LLC|37639
HIX|WESTERN ASSET HIGH I|FBSB|U.S. Bancorp Investments, Inc.|106
HIX|WESTERN ASSET HIGH I|FILL|Tradestation Securities, Inc.|100
HIX|WESTERN ASSET HIGH I|FINX|FINTECH SECURITIES|495
HIX|WESTERN ASSET HIGH I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10465
HIX|WESTERN ASSET HIGH I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14797
HIX|WESTERN ASSET HIGH I|FTBR|Foliofn Investments, Inc.|27
HIX|WESTERN ASSET HIGH I|GEBB|GLOBAL EXECUTION BROKERS, LP|700
HIX|WESTERN ASSET HIGH I|GLPX|ACS EXECUTION SERVICES, LLC|1400
HIX|WESTERN ASSET HIGH I|GSCO|GOLDMAN SACHS & CO. LLC|7566
HIX|WESTERN ASSET HIGH I|GSCS|GOLDMAN SACHS & CO. LLC|5466
HIX|WESTERN ASSET HIGH I|GSLT|GOLDMAN SACHS & CO. LLC|800
HIX|WESTERN ASSET HIGH I|GTSZ|GTS SECURITIES LLC|1900
HIX|WESTERN ASSET HIGH I|HRBF|American Enterprise Investment Services Inc.|45348
HIX|WESTERN ASSET HIGH I|IATS|INTERACTIVE BROKERS LLC|2500
HIX|WESTERN ASSET HIGH I|IBKR|Interactive Brokers Llc|6827
HIX|WESTERN ASSET HIGH I|ICBX|INSTINET, LLC|9800
HIX|WESTERN ASSET HIGH I|INCA|INSTINET, LLC|4848
HIX|WESTERN ASSET HIGH I|ITGI|ITG Inc.|15958
HIX|WESTERN ASSET HIGH I|ITGP|ITG INC.|10000
HIX|WESTERN ASSET HIGH I|JPMX|J.P. Morgan Securities LLC|20072
HIX|WESTERN ASSET HIGH I|JSJX|JANE STREET CAPITAL LLC|1800
HIX|WESTERN ASSET HIGH I|KCGM|VIRTU Americas LLC|12767
HIX|WESTERN ASSET HIGH I|KCRD|PHX FINANCIAL, INC.|300
HIX|WESTERN ASSET HIGH I|LEHM|Barclays Capital Inc./Le|28600
HIX|WESTERN ASSET HIGH I|LIME|Lime Brokerage LLC|1592
HIX|WESTERN ASSET HIGH I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2349
HIX|WESTERN ASSET HIGH I|MAXM|Maxim Group LLC|3000
HIX|WESTERN ASSET HIGH I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27856
HIX|WESTERN ASSET HIGH I|MOTF|MOTIF INVESTING, INC.|2
HIX|WESTERN ASSET HIGH I|MSCO|MORGAN STANLEY & CO. LLC|149246
HIX|WESTERN ASSET HIGH I|MSPL|MORGAN STANLEY & CO. LLC|88000
HIX|WESTERN ASSET HIGH I|MSTX|MORGAN STANLEY & CO. LLC|6100
HIX|WESTERN ASSET HIGH I|NFSC|National Financial Services LLC|381529
HIX|WESTERN ASSET HIGH I|NITE|VIRTU Americas LLC|370448
HIX|WESTERN ASSET HIGH I|NQRB|Brut, LLC|527
HIX|WESTERN ASSET HIGH I|NTBF|BMO Nesbitt Burns Inc./CDS|1200
HIX|WESTERN ASSET HIGH I|NTRC|Northern Trust Securities, Inc.|1
HIX|WESTERN ASSET HIGH I|OPCO|Oppenheimer & Co. Inc.|15171
HIX|WESTERN ASSET HIGH I|PDQM|CODA MARKETS, INC.|6499
HIX|WESTERN ASSET HIGH I|PWJC|UBS Financial Services, Inc.|80853
HIX|WESTERN ASSET HIGH I|RBCM|RBC CAPITAL MARKETS, LLC|13326
HIX|WESTERN ASSET HIGH I|SAGC|SAGETRADER, LLC|400
HIX|WESTERN ASSET HIGH I|SAGL|SAGETRADER, LLC|3870
HIX|WESTERN ASSET HIGH I|SALI|INTL FCSTONE FINANCIAL INC.|210
HIX|WESTERN ASSET HIGH I|SBSH|Citigroup Global Markets Inc.|4300
HIX|WESTERN ASSET HIGH I|SGMT|GOLDMAN SACHS & CO. LLC|9956
HIX|WESTERN ASSET HIGH I|SPDR|SPEEDROUTE LLC|400
HIX|WESTERN ASSET HIGH I|SPHN|Stephens Inc.|15
HIX|WESTERN ASSET HIGH I|STFL|Stifel, Nicolaus & Company, Incorporated|2800
HIX|WESTERN ASSET HIGH I|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|900
HIX|WESTERN ASSET HIGH I|SWIM|TD Ameritrade, Inc.|1139
HIX|WESTERN ASSET HIGH I|SWST|Hilltop Securities Inc.|50102
HIX|WESTERN ASSET HIGH I|TKNG|ALLY INVEST SECURITIES LLC|3137
HIX|WESTERN ASSET HIGH I|TRBT|Tradebot Systems, Inc.|1704
HIX|WESTERN ASSET HIGH I|TRCM|TRC MARKETS LLC|100
HIX|WESTERN ASSET HIGH I|UBSA|UBS SECURITIES LLC|115962
HIX|WESTERN ASSET HIGH I|UBSS|UBS Securities LLC|404289
HIX|WESTERN ASSET HIGH I|VALX|VIRTU AMERICAS LLC|6677
HIX|WESTERN ASSET HIGH I|VGRD|Vanguard Marketing Corporation|10950
HIX|WESTERN ASSET HIGH I|WCHV|WELLS FARGO SECURITIES, LLC|49995
HIX|WESTERN ASSET HIGH I|WEDB|WEDBUSH SECURITIES INC.|27222
HIX|WESTERN ASSET HIGH I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66905
HIX|WESTERN ASSET HIGH I|WGIF|CIBC World Markets Inc.|6816
HIX|WESTERN ASSET HIGH I|WSEA|WOLVERINE SECURITIES, LLC|3652
HIX|WESTERN ASSET HIGH I|XSTM|NATIONAL FINANCIAL SERVICES LLC|60108
HIX|WESTERN ASSET HIGH I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19460
HJLI|HANCOCK JAFFE LAB CM|ACLP|ALEXANDER CAPITAL, L.P.|200
HJLI|HANCOCK JAFFE LAB CM|AGIS|Aegis Capital Corp.|18963
HJLI|HANCOCK JAFFE LAB CM|ALPS|Alpine Securities Corporation|1500
HJLI|HANCOCK JAFFE LAB CM|ALTX|Alternet Securities Inc.|2800
HJLI|HANCOCK JAFFE LAB CM|APCC|Apex Clearing Corporation|23350
HJLI|HANCOCK JAFFE LAB CM|BATM|CBOE TRADING, INC.|6050
HJLI|HANCOCK JAFFE LAB CM|BAYT|BTIG, LLC|2300
HJLI|HANCOCK JAFFE LAB CM|BIMI|Banca IMI Securities Corp.|3310
HJLI|HANCOCK JAFFE LAB CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11840
HJLI|HANCOCK JAFFE LAB CM|BRGE|Newbridge Securities Corp.|34871
HJLI|HANCOCK JAFFE LAB CM|BTIG|BTIG, LLC|2900
HJLI|HANCOCK JAFFE LAB CM|BYXM|CBOE TRADING, INC.|1100
HJLI|HANCOCK JAFFE LAB CM|CHAS|Charles Schwab & Co., Inc.|9580
HJLI|HANCOCK JAFFE LAB CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17684
HJLI|HANCOCK JAFFE LAB CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6400
HJLI|HANCOCK JAFFE LAB CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|52319
HJLI|HANCOCK JAFFE LAB CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13324
HJLI|HANCOCK JAFFE LAB CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
HJLI|HANCOCK JAFFE LAB CM|DADA|D.A. Davidson & Co.|3000
HJLI|HANCOCK JAFFE LAB CM|DBAX|Deutsche Bank Securities Inc.|6100
HJLI|HANCOCK JAFFE LAB CM|DEAN|MORGAN STANLEY|2750
HJLI|HANCOCK JAFFE LAB CM|DEGS|RONIN PROFESSIONAL LLC|582
HJLI|HANCOCK JAFFE LAB CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5324
HJLI|HANCOCK JAFFE LAB CM|EBXL|EBX LLC|7100
HJLI|HANCOCK JAFFE LAB CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|13731
HJLI|HANCOCK JAFFE LAB CM|EDJO|Edward D. Jones & Co., L.P.|328
HJLI|HANCOCK JAFFE LAB CM|EGAM|CBOE TRADING, INC.|11673
HJLI|HANCOCK JAFFE LAB CM|EGXM|CBOE TRADING, INC.|4525
HJLI|HANCOCK JAFFE LAB CM|EGXW|CBOE TRADING, INC.|100
HJLI|HANCOCK JAFFE LAB CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1174
HJLI|HANCOCK JAFFE LAB CM|ETBE|Electronic Transaction Clearing, Inc.|100
HJLI|HANCOCK JAFFE LAB CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3125
HJLI|HANCOCK JAFFE LAB CM|ETRS|E*Trade Securities LLC|507415
HJLI|HANCOCK JAFFE LAB CM|FBCO|Credit Suisse Securities (USA) LLC|96270
HJLI|HANCOCK JAFFE LAB CM|FILL|Tradestation Securities, Inc.|33150
HJLI|HANCOCK JAFFE LAB CM|FMAF|NBCN Inc./ CDS|2200
HJLI|HANCOCK JAFFE LAB CM|FOMA|TD AMERITRADE CLEARING, INC.|684113
HJLI|HANCOCK JAFFE LAB CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6650
HJLI|HANCOCK JAFFE LAB CM|GLPX|ACS EXECUTION SERVICES, LLC|37975
HJLI|HANCOCK JAFFE LAB CM|GSCO|GOLDMAN SACHS & CO. LLC|23090
HJLI|HANCOCK JAFFE LAB CM|GSCS|GOLDMAN SACHS & CO. LLC|500
HJLI|HANCOCK JAFFE LAB CM|GSLT|GOLDMAN SACHS & CO. LLC|12951
HJLI|HANCOCK JAFFE LAB CM|GTSZ|GTS SECURITIES LLC|29009
HJLI|HANCOCK JAFFE LAB CM|IATS|INTERACTIVE BROKERS LLC|17430
HJLI|HANCOCK JAFFE LAB CM|IBKR|Interactive Brokers Llc|256085
HJLI|HANCOCK JAFFE LAB CM|ICBX|INSTINET, LLC|19500
HJLI|HANCOCK JAFFE LAB CM|INCA|INSTINET, LLC|215396
HJLI|HANCOCK JAFFE LAB CM|INJX|INSTINET, LLC|2300
HJLI|HANCOCK JAFFE LAB CM|ITGI|ITG Inc.|22127
HJLI|HANCOCK JAFFE LAB CM|ITGP|ITG INC.|11400
HJLI|HANCOCK JAFFE LAB CM|JANY|Janney Montgomery Scott Inc.|27269
HJLI|HANCOCK JAFFE LAB CM|JEFF|JEFFERIES LLC|266
HJLI|HANCOCK JAFFE LAB CM|JHDR|J.H. Darbie & Co., Inc.|9634
HJLI|HANCOCK JAFFE LAB CM|JMPT|JUMP TRADING, LLC|1029
HJLI|HANCOCK JAFFE LAB CM|JONE|JonesTrading|25700
HJLI|HANCOCK JAFFE LAB CM|JPMX|J.P. Morgan Securities LLC|200
HJLI|HANCOCK JAFFE LAB CM|JSJX|JANE STREET CAPITAL LLC|959
HJLI|HANCOCK JAFFE LAB CM|KCGM|VIRTU Americas LLC|900
HJLI|HANCOCK JAFFE LAB CM|LEHM|Barclays Capital Inc./Le|44298
HJLI|HANCOCK JAFFE LAB CM|LIME|Lime Brokerage LLC|9308
HJLI|HANCOCK JAFFE LAB CM|LSCI|Lek Securities Corporation|800
HJLI|HANCOCK JAFFE LAB CM|LTCO|Ladenburg, Thalmann & Co., Inc.|41881
HJLI|HANCOCK JAFFE LAB CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HJLI|HANCOCK JAFFE LAB CM|MAXM|Maxim Group LLC|62120
HJLI|HANCOCK JAFFE LAB CM|MICA|Spartan Securities Group, Ltd.|700
HJLI|HANCOCK JAFFE LAB CM|MILE|I-Bankers Securities, Inc.|61604
HJLI|HANCOCK JAFFE LAB CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
HJLI|HANCOCK JAFFE LAB CM|MOTF|MOTIF INVESTING, INC.|48
HJLI|HANCOCK JAFFE LAB CM|MSCO|MORGAN STANLEY & CO. LLC|280688
HJLI|HANCOCK JAFFE LAB CM|MSPL|MORGAN STANLEY & CO. LLC|1300
HJLI|HANCOCK JAFFE LAB CM|NFSC|National Financial Services LLC|333805
HJLI|HANCOCK JAFFE LAB CM|NITE|VIRTU Americas LLC|1111220
HJLI|HANCOCK JAFFE LAB CM|NITP|VIRTU Americas LLC|700
HJLI|HANCOCK JAFFE LAB CM|NQRB|Brut, LLC|4000
HJLI|HANCOCK JAFFE LAB CM|NTFN|Network 1 Financial Securities Inc.|109731
HJLI|HANCOCK JAFFE LAB CM|OPCO|Oppenheimer & Co. Inc.|230709
HJLI|HANCOCK JAFFE LAB CM|PDQM|CODA MARKETS, INC.|51222
HJLI|HANCOCK JAFFE LAB CM|RAJA|Raymond James & Associates, Inc.|7500
HJLI|HANCOCK JAFFE LAB CM|RBCM|RBC CAPITAL MARKETS, LLC|44291
HJLI|HANCOCK JAFFE LAB CM|SAGL|SAGETRADER, LLC|1930
HJLI|HANCOCK JAFFE LAB CM|SBSH|Citigroup Global Markets Inc.|1377
HJLI|HANCOCK JAFFE LAB CM|SGMT|GOLDMAN SACHS & CO. LLC|7130
HJLI|HANCOCK JAFFE LAB CM|SPDR|SPEEDROUTE LLC|14774
HJLI|HANCOCK JAFFE LAB CM|SPTD|MINT GLOBAL MARKETS, INC.|1100
HJLI|HANCOCK JAFFE LAB CM|STFL|Stifel, Nicolaus & Company, Incorporated|1000
HJLI|HANCOCK JAFFE LAB CM|STXG|Stockcross Financial Services, Inc.|64600
HJLI|HANCOCK JAFFE LAB CM|SWIM|TD Ameritrade, Inc.|233153
HJLI|HANCOCK JAFFE LAB CM|SWST|Hilltop Securities Inc.|5400
HJLI|HANCOCK JAFFE LAB CM|TKNG|ALLY INVEST SECURITIES LLC|22410
HJLI|HANCOCK JAFFE LAB CM|TRCM|TRC MARKETS LLC|100
HJLI|HANCOCK JAFFE LAB CM|TWTT|TASTYWORKS, INC.|460
HJLI|HANCOCK JAFFE LAB CM|UBSA|UBS SECURITIES LLC|40834
HJLI|HANCOCK JAFFE LAB CM|UBSS|UBS Securities LLC|140631
HJLI|HANCOCK JAFFE LAB CM|VGRD|Vanguard Marketing Corporation|2500
HJLI|HANCOCK JAFFE LAB CM|VSIN|Vision Financial Markets Llc|8500
HJLI|HANCOCK JAFFE LAB CM|WCHV|WELLS FARGO SECURITIES, LLC|3448
HJLI|HANCOCK JAFFE LAB CM|WEDB|WEDBUSH SECURITIES INC.|37011
HJLI|HANCOCK JAFFE LAB CM|WGIF|CIBC World Markets Inc.|15667
HJLI|HANCOCK JAFFE LAB CM|WSEA|WOLVERINE SECURITIES, LLC|8854
HJLI|HANCOCK JAFFE LAB CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5235
HJLI|HANCOCK JAFFE LAB CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4900
HJLIW|HANCOCK JAFFE LAB WT|AGIS|Aegis Capital Corp.|1800
HJLIW|HANCOCK JAFFE LAB WT|APCC|Apex Clearing Corporation|7145
HJLIW|HANCOCK JAFFE LAB WT|BATM|CBOE TRADING, INC.|2039
HJLIW|HANCOCK JAFFE LAB WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2800
HJLIW|HANCOCK JAFFE LAB WT|DBAX|Deutsche Bank Securities Inc.|200
HJLIW|HANCOCK JAFFE LAB WT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4200
HJLIW|HANCOCK JAFFE LAB WT|EBXL|EBX LLC|200
HJLIW|HANCOCK JAFFE LAB WT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
HJLIW|HANCOCK JAFFE LAB WT|EGXM|CBOE TRADING, INC.|3100
HJLIW|HANCOCK JAFFE LAB WT|ETRS|E*Trade Securities LLC|77807
HJLIW|HANCOCK JAFFE LAB WT|FBCO|Credit Suisse Securities (USA) LLC|3777
HJLIW|HANCOCK JAFFE LAB WT|FOMA|TD AMERITRADE CLEARING, INC.|64082
HJLIW|HANCOCK JAFFE LAB WT|GEBB|GLOBAL EXECUTION BROKERS, LP|444
HJLIW|HANCOCK JAFFE LAB WT|GLPX|ACS EXECUTION SERVICES, LLC|66
HJLIW|HANCOCK JAFFE LAB WT|GSCO|GOLDMAN SACHS & CO. LLC|100
HJLIW|HANCOCK JAFFE LAB WT|GSLT|GOLDMAN SACHS & CO. LLC|60550
HJLIW|HANCOCK JAFFE LAB WT|IBKR|Interactive Brokers Llc|41801
HJLIW|HANCOCK JAFFE LAB WT|ICBX|INSTINET, LLC|2000
HJLIW|HANCOCK JAFFE LAB WT|INCA|INSTINET, LLC|61361
HJLIW|HANCOCK JAFFE LAB WT|INJX|INSTINET, LLC|5701
HJLIW|HANCOCK JAFFE LAB WT|ITGI|ITG Inc.|6200
HJLIW|HANCOCK JAFFE LAB WT|ITGP|ITG INC.|600
HJLIW|HANCOCK JAFFE LAB WT|JEFF|JEFFERIES LLC|40460
HJLIW|HANCOCK JAFFE LAB WT|LAFC|R. F. Lafferty & Co., Inc.|200
HJLIW|HANCOCK JAFFE LAB WT|LEHM|Barclays Capital Inc./Le|11235
HJLIW|HANCOCK JAFFE LAB WT|LIME|Lime Brokerage LLC|2580
HJLIW|HANCOCK JAFFE LAB WT|LTCO|Ladenburg, Thalmann & Co., Inc.|210196
HJLIW|HANCOCK JAFFE LAB WT|MAXM|Maxim Group LLC|2000
HJLIW|HANCOCK JAFFE LAB WT|MILE|I-Bankers Securities, Inc.|13062
HJLIW|HANCOCK JAFFE LAB WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HJLIW|HANCOCK JAFFE LAB WT|MOTF|MOTIF INVESTING, INC.|35
HJLIW|HANCOCK JAFFE LAB WT|MSCO|MORGAN STANLEY & CO. LLC|208485
HJLIW|HANCOCK JAFFE LAB WT|NFSC|National Financial Services LLC|126690
HJLIW|HANCOCK JAFFE LAB WT|NITE|VIRTU Americas LLC|724305
HJLIW|HANCOCK JAFFE LAB WT|NQRB|Brut, LLC|16627
HJLIW|HANCOCK JAFFE LAB WT|NTFN|Network 1 Financial Securities Inc.|1302
HJLIW|HANCOCK JAFFE LAB WT|PDQM|CODA MARKETS, INC.|6867
HJLIW|HANCOCK JAFFE LAB WT|RAJA|Raymond James & Associates, Inc.|2000
HJLIW|HANCOCK JAFFE LAB WT|RBCM|RBC CAPITAL MARKETS, LLC|10400
HJLIW|HANCOCK JAFFE LAB WT|SGMT|GOLDMAN SACHS & CO. LLC|2000
HJLIW|HANCOCK JAFFE LAB WT|SWIM|TD Ameritrade, Inc.|1600
HJLIW|HANCOCK JAFFE LAB WT|UBSA|UBS SECURITIES LLC|9139
HJLIW|HANCOCK JAFFE LAB WT|UBSS|UBS Securities LLC|324066
HJLIW|HANCOCK JAFFE LAB WT|VGRD|Vanguard Marketing Corporation|600
HJLIW|HANCOCK JAFFE LAB WT|WGIF|CIBC World Markets Inc.|200
HJPX|ISHARES CURRENCY HED|APCC|Apex Clearing Corporation|3
HJPX|ISHARES CURRENCY HED|JANY|Janney Montgomery Scott Inc.|112
HJPX|ISHARES CURRENCY HED|NFSC|National Financial Services LLC|180
HJPX|ISHARES CURRENCY HED|NITE|VIRTU Americas LLC|113
HJPX|ISHARES CURRENCY HED|WSEA|WOLVERINE SECURITIES, LLC|1
HJV|MSSAC CL A JCP UTS|BATM|CBOE TRADING, INC.|100
HJV|MSSAC CL A JCP UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|520
HJV|MSSAC CL A JCP UTS|DEAN|MORGAN STANLEY|6015
HJV|MSSAC CL A JCP UTS|EDJO|Edward D. Jones & Co., L.P.|200
HJV|MSSAC CL A JCP UTS|ETRS|E*Trade Securities LLC|467
HJV|MSSAC CL A JCP UTS|GLPX|ACS EXECUTION SERVICES, LLC|210
HJV|MSSAC CL A JCP UTS|GSCS|GOLDMAN SACHS & CO. LLC|697
HJV|MSSAC CL A JCP UTS|GTSZ|GTS SECURITIES LLC|200
HJV|MSSAC CL A JCP UTS|HRBF|American Enterprise Investment Services Inc.|3305
HJV|MSSAC CL A JCP UTS|IATS|INTERACTIVE BROKERS LLC|200
HJV|MSSAC CL A JCP UTS|IBKR|Interactive Brokers Llc|6273
HJV|MSSAC CL A JCP UTS|INCA|INSTINET, LLC|600
HJV|MSSAC CL A JCP UTS|LEHM|Barclays Capital Inc./Le|200
HJV|MSSAC CL A JCP UTS|LIME|Lime Brokerage LLC|300
HJV|MSSAC CL A JCP UTS|LSCI|Lek Securities Corporation|697
HJV|MSSAC CL A JCP UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HJV|MSSAC CL A JCP UTS|NFSC|National Financial Services LLC|1650
HJV|MSSAC CL A JCP UTS|NITE|VIRTU Americas LLC|15653
HJV|MSSAC CL A JCP UTS|PDQM|CODA MARKETS, INC.|210
HJV|MSSAC CL A JCP UTS|RBCM|RBC CAPITAL MARKETS, LLC|9216
HJV|MSSAC CL A JCP UTS|SGMT|GOLDMAN SACHS & CO. LLC|100
HJV|MSSAC CL A JCP UTS|UBSA|UBS SECURITIES LLC|910
HJV|MSSAC CL A JCP UTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
HK|HALCON RES CORP|ABLE|NATIXIS Securities Americas LLC|66734
HK|HALCON RES CORP|AGIS|Aegis Capital Corp.|3300
HK|HALCON RES CORP|ALTX|Alternet Securities Inc.|126254
HK|HALCON RES CORP|ANOS|ABEL/NOSER, L.L.C.|13110
HK|HALCON RES CORP|APCC|Apex Clearing Corporation|74667
HK|HALCON RES CORP|BANK|Primevest Financial Services, Inc.|10554
HK|HALCON RES CORP|BARD|Robert W. Baird & Co. Incorporated|2
HK|HALCON RES CORP|BATM|CBOE TRADING, INC.|16789
HK|HALCON RES CORP|BAYT|BTIG, LLC|5000
HK|HALCON RES CORP|BBNT|BB&T SECURITIES, LLC|804
HK|HALCON RES CORP|BERN|Sanford C. Bernstein & Co., LLC|580473
HK|HALCON RES CORP|BIDS|BIDS TRADING L.P.|11300
HK|HALCON RES CORP|BIMI|Banca IMI Securities Corp.|500
HK|HALCON RES CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|95361
HK|HALCON RES CORP|BLKX|INSTINET, LLC|174300
HK|HALCON RES CORP|BMOC|BMO Capital Markets Corp.|67409
HK|HALCON RES CORP|BNPX|BNP PARIBAS SECURITIES CORP.|356629
HK|HALCON RES CORP|BTIG|BTIG, LLC|83236
HK|HALCON RES CORP|BYXM|CBOE TRADING, INC.|602
HK|HALCON RES CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|17354
HK|HALCON RES CORP|CHAS|Charles Schwab & Co., Inc.|33782
HK|HALCON RES CORP|CIST|Capital Institutional Services, Inc.|17
HK|HALCON RES CORP|CLSA|CLSA AMERICAS, LLC|1600
HK|HALCON RES CORP|CMPT|Compass Point Research & Trading, LLC|22981
HK|HALCON RES CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|313919
HK|HALCON RES CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13618
HK|HALCON RES CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2510109
HK|HALCON RES CORP|CTDL|Citadel Derivatives Group Llc|22642
HK|HALCON RES CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|545678
HK|HALCON RES CORP|DADA|D.A. Davidson & Co.|10300
HK|HALCON RES CORP|DBAB|Deutsche Bank Securities Inc.|378167
HK|HALCON RES CORP|DBAX|Deutsche Bank Securities Inc.|1508300
HK|HALCON RES CORP|DEAN|MORGAN STANLEY|33006
HK|HALCON RES CORP|DEGS|RONIN PROFESSIONAL LLC|8623
HK|HALCON RES CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9200
HK|HALCON RES CORP|EBXL|EBX LLC|1366000
HK|HALCON RES CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|33869
HK|HALCON RES CORP|EDJO|Edward D. Jones & Co., L.P.|4835
HK|HALCON RES CORP|EGAM|CBOE TRADING, INC.|22290
HK|HALCON RES CORP|EGAW|CBOE TRADING, INC.|400
HK|HALCON RES CORP|EGXM|CBOE TRADING, INC.|14615
HK|HALCON RES CORP|ETBE|Electronic Transaction Clearing, Inc.|27390
HK|HALCON RES CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
HK|HALCON RES CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
HK|HALCON RES CORP|ETRS|E*Trade Securities LLC|5423050
HK|HALCON RES CORP|FBSB|U.S. Bancorp Investments, Inc.|39
HK|HALCON RES CORP|FILL|Tradestation Securities, Inc.|12258
HK|HALCON RES CORP|FMAF|NBCN Inc./ CDS|14579
HK|HALCON RES CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2666
HK|HALCON RES CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104007
HK|HALCON RES CORP|FTBR|Foliofn Investments, Inc.|30681
HK|HALCON RES CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|43635
HK|HALCON RES CORP|GLIS|TD Securities Inc|11156
HK|HALCON RES CORP|GLPX|ACS EXECUTION SERVICES, LLC|202523
HK|HALCON RES CORP|GSCO|GOLDMAN SACHS & CO. LLC|1584551
HK|HALCON RES CORP|GSCS|GOLDMAN SACHS & CO. LLC|115321
HK|HALCON RES CORP|GSLT|GOLDMAN SACHS & CO. LLC|24885
HK|HALCON RES CORP|GTSZ|GTS SECURITIES LLC|146323
HK|HALCON RES CORP|HAPX|HAP Trading, LLC|100
HK|HALCON RES CORP|HRBF|American Enterprise Investment Services Inc.|8902
HK|HALCON RES CORP|HSBC|HSBC Securities, Inc.|1200
HK|HALCON RES CORP|IATS|INTERACTIVE BROKERS LLC|228182
HK|HALCON RES CORP|IBKR|Interactive Brokers Llc|449326
HK|HALCON RES CORP|ICBX|INSTINET, LLC|989204
HK|HALCON RES CORP|IEQY|CITADEL SECURITIES LLC|136193
HK|HALCON RES CORP|INCA|INSTINET, LLC|543736
HK|HALCON RES CORP|INJX|INSTINET, LLC|30600
HK|HALCON RES CORP|ITGI|ITG Inc.|293237
HK|HALCON RES CORP|ITGP|ITG INC.|909800
HK|HALCON RES CORP|JEFF|JEFFERIES LLC|660110
HK|HALCON RES CORP|JMPT|JUMP TRADING, LLC|247375
HK|HALCON RES CORP|JPBX|J.P. MORGAN SECURITIES LLC|234108
HK|HALCON RES CORP|JPMX|J.P. Morgan Securities LLC|1876824
HK|HALCON RES CORP|JSJX|JANE STREET CAPITAL LLC|80903
HK|HALCON RES CORP|KCGM|VIRTU Americas LLC|461736
HK|HALCON RES CORP|KCRD|PHX FINANCIAL, INC.|10000
HK|HALCON RES CORP|KRSH|Kershner Securities, LLC|31227
HK|HALCON RES CORP|LEHM|Barclays Capital Inc./Le|2482944
HK|HALCON RES CORP|LIME|Lime Brokerage LLC|23927
HK|HALCON RES CORP|LQNA|LIQUIDNET, INC.|153400
HK|HALCON RES CORP|LQNB|LIQUIDNET, INC.|6500
HK|HALCON RES CORP|LSCI|Lek Securities Corporation|191305
HK|HALCON RES CORP|MAXM|Maxim Group LLC|75
HK|HALCON RES CORP|MKMP|MKM Partners LLC|50000
HK|HALCON RES CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1473367
HK|HALCON RES CORP|MOTF|MOTIF INVESTING, INC.|15
HK|HALCON RES CORP|MSCO|MORGAN STANLEY & CO. LLC|2712042
HK|HALCON RES CORP|MSPL|MORGAN STANLEY & CO. LLC|1560300
HK|HALCON RES CORP|MSTX|MORGAN STANLEY & CO. LLC|454200
HK|HALCON RES CORP|MZHO|Mizuho Securities USA LLC|142743
HK|HALCON RES CORP|NATL|National Securities Corporation|4438
HK|HALCON RES CORP|NBCS|NBC Securities, INC.|5000
HK|HALCON RES CORP|NFSC|National Financial Services LLC|3073895
HK|HALCON RES CORP|NITE|VIRTU Americas LLC|6142936
HK|HALCON RES CORP|NITP|VIRTU Americas LLC|103225
HK|HALCON RES CORP|NQRB|Brut, LLC|39501
HK|HALCON RES CORP|NTBF|BMO Nesbitt Burns Inc./CDS|241876
HK|HALCON RES CORP|OPCO|Oppenheimer & Co. Inc.|434
HK|HALCON RES CORP|PDQM|CODA MARKETS, INC.|41859
HK|HALCON RES CORP|PWJC|UBS Financial Services, Inc.|336
HK|HALCON RES CORP|RBCM|RBC CAPITAL MARKETS, LLC|13384
HK|HALCON RES CORP|RGLD|Regal Securities, Inc|1100
HK|HALCON RES CORP|RHCO|Suntrust Robinson Humphrey, Inc.|50828
HK|HALCON RES CORP|ROTH|Roth Capital Partners, LLC|71000
HK|HALCON RES CORP|SAGL|SAGETRADER, LLC|3300
HK|HALCON RES CORP|SAGW|SAGETRADER, LLC|318
HK|HALCON RES CORP|SALI|INTL FCSTONE FINANCIAL INC.|17
HK|HALCON RES CORP|SALW|SW FINANCIAL|1000
HK|HALCON RES CORP|SBSH|Citigroup Global Markets Inc.|684865
HK|HALCON RES CORP|SGMT|GOLDMAN SACHS & CO. LLC|688405
HK|HALCON RES CORP|SIBO|Prime Executions, Inc.|27200
HK|HALCON RES CORP|SPDR|SPEEDROUTE LLC|12172
HK|HALCON RES CORP|SPHN|Stephens Inc.|63900
HK|HALCON RES CORP|STFL|Stifel, Nicolaus & Company, Incorporated|90627
HK|HALCON RES CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13123
HK|HALCON RES CORP|SWIM|TD Ameritrade, Inc.|3129013
HK|HALCON RES CORP|SWST|Hilltop Securities Inc.|5049
HK|HALCON RES CORP|TKNG|ALLY INVEST SECURITIES LLC|20145
HK|HALCON RES CORP|TRBT|Tradebot Systems, Inc.|764542
HK|HALCON RES CORP|TRCM|TRC MARKETS LLC|65432
HK|HALCON RES CORP|TWTT|TASTYWORKS, INC.|1900
HK|HALCON RES CORP|UBSA|UBS SECURITIES LLC|4010694
HK|HALCON RES CORP|UBSS|UBS Securities LLC|3027703
HK|HALCON RES CORP|VALX|VIRTU AMERICAS LLC|492150
HK|HALCON RES CORP|VGRD|Vanguard Marketing Corporation|144259
HK|HALCON RES CORP|VNDS|VANDHAM SECURITIES CORP|113995
HK|HALCON RES CORP|WABR|Wall Street Access|166355
HK|HALCON RES CORP|WCHV|WELLS FARGO SECURITIES, LLC|1055697
HK|HALCON RES CORP|WECI|Winslow, Evans & Crocker, Inc.|31100
HK|HALCON RES CORP|WEDB|WEDBUSH SECURITIES INC.|4961
HK|HALCON RES CORP|WEED|Weeden & Co.L.P.|45600
HK|HALCON RES CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9892
HK|HALCON RES CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|65380
HK|HALCON RES CORP|WGIF|CIBC World Markets Inc.|19012
HK|HALCON RES CORP|WSEA|WOLVERINE SECURITIES, LLC|23955
HK|HALCON RES CORP|XIST|INSTINET, LLC|20000
HK|HALCON RES CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|548682
HK|HALCON RES CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
HK|HALCON RES CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|468
HK.W|HALCON RES CP WTS|ETRS|E*Trade Securities LLC|325
HK.W|HALCON RES CP WTS|NFSC|National Financial Services LLC|145
HK.W|HALCON RES CP WTS|NITE|VIRTU Americas LLC|649
HK.W|HALCON RES CP WTS|PWJC|UBS Financial Services, Inc.|145
HK.W|HALCON RES CP WTS|SWIM|TD Ameritrade, Inc.|1000
HK.W|HALCON RES CP WTS|UBSS|UBS Securities LLC|3541
HK.W|HALCON RES CP WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|400
HL|HECLA MINING CO|ABLE|NATIXIS Securities Americas LLC|32572
HL|HECLA MINING CO|AGIS|Aegis Capital Corp.|136904
HL|HECLA MINING CO|ALTX|Alternet Securities Inc.|1000
HL|HECLA MINING CO|APCC|Apex Clearing Corporation|61119
HL|HECLA MINING CO|BANK|Primevest Financial Services, Inc.|8
HL|HECLA MINING CO|BARD|Robert W. Baird & Co. Incorporated|4300
HL|HECLA MINING CO|BATM|CBOE TRADING, INC.|3524
HL|HECLA MINING CO|BBNT|BB&T SECURITIES, LLC|500
HL|HECLA MINING CO|BERN|Sanford C. Bernstein & Co., LLC|28000
HL|HECLA MINING CO|BIDS|BIDS TRADING L.P.|1900
HL|HECLA MINING CO|BIMI|Banca IMI Securities Corp.|500
HL|HECLA MINING CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|59466
HL|HECLA MINING CO|BLKX|INSTINET, LLC|6200
HL|HECLA MINING CO|BNPX|BNP PARIBAS SECURITIES CORP.|184664
HL|HECLA MINING CO|BTIG|BTIG, LLC|49029
HL|HECLA MINING CO|BZYD|GOLDMAN SACHS & CO. LLC|1000
HL|HECLA MINING CO|CANT|Cantor Fitzgerald & Co.|38063
HL|HECLA MINING CO|CHAS|Charles Schwab & Co., Inc.|14331
HL|HECLA MINING CO|CICF|Canaccord Genuity Corp.|4500
HL|HECLA MINING CO|CIST|Capital Institutional Services, Inc.|109
HL|HECLA MINING CO|CLSA|CLSA AMERICAS, LLC|800
HL|HECLA MINING CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|229824
HL|HECLA MINING CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|712012
HL|HECLA MINING CO|CTDL|Citadel Derivatives Group Llc|25883
HL|HECLA MINING CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|165058
HL|HECLA MINING CO|DBAB|Deutsche Bank Securities Inc.|540060
HL|HECLA MINING CO|DBAX|Deutsche Bank Securities Inc.|1030100
HL|HECLA MINING CO|DCHF|Dart Executions, LLC|2052
HL|HECLA MINING CO|DEAN|MORGAN STANLEY|99238
HL|HECLA MINING CO|DEGS|RONIN PROFESSIONAL LLC|100
HL|HECLA MINING CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30100
HL|HECLA MINING CO|EBXL|EBX LLC|439500
HL|HECLA MINING CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|32000
HL|HECLA MINING CO|EDJO|Edward D. Jones & Co., L.P.|710
HL|HECLA MINING CO|EGAM|CBOE TRADING, INC.|6270
HL|HECLA MINING CO|EGAW|CBOE TRADING, INC.|99
HL|HECLA MINING CO|EGXM|CBOE TRADING, INC.|4127
HL|HECLA MINING CO|ELEV|ELEVATION, LLC|27361
HL|HECLA MINING CO|ETBE|Electronic Transaction Clearing, Inc.|19660
HL|HECLA MINING CO|ETRS|E*Trade Securities LLC|1184575
HL|HECLA MINING CO|FBSB|U.S. Bancorp Investments, Inc.|1
HL|HECLA MINING CO|FILL|Tradestation Securities, Inc.|34462
HL|HECLA MINING CO|FMAF|NBCN Inc./ CDS|700
HL|HECLA MINING CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
HL|HECLA MINING CO|FQLS|Quantlab Securities LP|202494
HL|HECLA MINING CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|171218
HL|HECLA MINING CO|FTBR|Foliofn Investments, Inc.|1082
HL|HECLA MINING CO|GEBB|GLOBAL EXECUTION BROKERS, LP|28300
HL|HECLA MINING CO|GLIS|TD Securities Inc|10096
HL|HECLA MINING CO|GLPX|ACS EXECUTION SERVICES, LLC|8295
HL|HECLA MINING CO|GSCO|GOLDMAN SACHS & CO. LLC|1262531
HL|HECLA MINING CO|GSCS|GOLDMAN SACHS & CO. LLC|15280
HL|HECLA MINING CO|GSLT|GOLDMAN SACHS & CO. LLC|283
HL|HECLA MINING CO|GTSZ|GTS SECURITIES LLC|94253
HL|HECLA MINING CO|HRBF|American Enterprise Investment Services Inc.|25125
HL|HECLA MINING CO|HSBC|HSBC Securities, Inc.|16082
HL|HECLA MINING CO|IATS|INTERACTIVE BROKERS LLC|117492
HL|HECLA MINING CO|IBKR|Interactive Brokers Llc|96636
HL|HECLA MINING CO|ICBX|INSTINET, LLC|286552
HL|HECLA MINING CO|IEQY|CITADEL SECURITIES LLC|98057
HL|HECLA MINING CO|INCA|INSTINET, LLC|493498
HL|HECLA MINING CO|INJX|INSTINET, LLC|13376
HL|HECLA MINING CO|ITGI|ITG Inc.|151067
HL|HECLA MINING CO|ITGP|ITG INC.|490200
HL|HECLA MINING CO|JANY|Janney Montgomery Scott Inc.|118
HL|HECLA MINING CO|JEFF|JEFFERIES LLC|103002
HL|HECLA MINING CO|JMPT|JUMP TRADING, LLC|51152
HL|HECLA MINING CO|JPBX|J.P. MORGAN SECURITIES LLC|47910
HL|HECLA MINING CO|JPMX|J.P. Morgan Securities LLC|1287517
HL|HECLA MINING CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
HL|HECLA MINING CO|JSJX|JANE STREET CAPITAL LLC|5924
HL|HECLA MINING CO|KCGM|VIRTU Americas LLC|270108
HL|HECLA MINING CO|KRSH|Kershner Securities, LLC|8617
HL|HECLA MINING CO|LEHM|Barclays Capital Inc./Le|2159949
HL|HECLA MINING CO|LGNT|COR CLEARING LLC|1
HL|HECLA MINING CO|LIME|Lime Brokerage LLC|18947
HL|HECLA MINING CO|LOOP|Loop Capital Markets LLC|2302
HL|HECLA MINING CO|LQNA|LIQUIDNET, INC.|5500
HL|HECLA MINING CO|LSCI|Lek Securities Corporation|74
HL|HECLA MINING CO|MAXM|Maxim Group LLC|119550
HL|HECLA MINING CO|MBTS|ALLY INVEST SECURITIES LLC|3804
HL|HECLA MINING CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|987656
HL|HECLA MINING CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
HL|HECLA MINING CO|MOTF|MOTIF INVESTING, INC.|6
HL|HECLA MINING CO|MSCO|MORGAN STANLEY & CO. LLC|1502054
HL|HECLA MINING CO|MSPL|MORGAN STANLEY & CO. LLC|1298000
HL|HECLA MINING CO|MSTX|MORGAN STANLEY & CO. LLC|631500
HL|HECLA MINING CO|NFSC|National Financial Services LLC|1997339
HL|HECLA MINING CO|NITE|VIRTU Americas LLC|2831417
HL|HECLA MINING CO|NITP|VIRTU Americas LLC|163179
HL|HECLA MINING CO|NQRB|Brut, LLC|2900
HL|HECLA MINING CO|NTBF|BMO Nesbitt Burns Inc./CDS|7977
HL|HECLA MINING CO|NTRC|Northern Trust Securities, Inc.|2000
HL|HECLA MINING CO|OHOS|TWO SIGMA SECURITIES, LLC|14332
HL|HECLA MINING CO|OLDM|OLD MISSION CAPITAL, LLC|91992
HL|HECLA MINING CO|OPCO|Oppenheimer & Co. Inc.|168511
HL|HECLA MINING CO|PAUL|Paulson Investment Company, Inc.|12266
HL|HECLA MINING CO|PCPT|PHILLIP CAPITAL INC.|17124
HL|HECLA MINING CO|PDQM|CODA MARKETS, INC.|17771
HL|HECLA MINING CO|PHLY|NASDAQ Execution Services, LLC|2400
HL|HECLA MINING CO|PWJC|UBS Financial Services, Inc.|27
HL|HECLA MINING CO|RBCM|RBC CAPITAL MARKETS, LLC|24212
HL|HECLA MINING CO|RHOX|XR Securities LLC|7320
HL|HECLA MINING CO|SAGL|SAGETRADER, LLC|5800
HL|HECLA MINING CO|SAGW|SAGETRADER, LLC|497
HL|HECLA MINING CO|SALI|INTL FCSTONE FINANCIAL INC.|5700
HL|HECLA MINING CO|SBSH|Citigroup Global Markets Inc.|229962
HL|HECLA MINING CO|SGMT|GOLDMAN SACHS & CO. LLC|522324
HL|HECLA MINING CO|SPDR|SPEEDROUTE LLC|3700
HL|HECLA MINING CO|SPNT|SEVEN POINTS CAPITAL, LLC|15812
HL|HECLA MINING CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|16010
HL|HECLA MINING CO|STFL|Stifel, Nicolaus & Company, Incorporated|5100
HL|HECLA MINING CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12500
HL|HECLA MINING CO|SWIM|TD Ameritrade, Inc.|458318
HL|HECLA MINING CO|SWST|Hilltop Securities Inc.|121483
HL|HECLA MINING CO|TDSI|TD Securities (USA) LLC|500000
HL|HECLA MINING CO|TKNG|ALLY INVEST SECURITIES LLC|17173
HL|HECLA MINING CO|TMBR|Timber Hill LLC|4420
HL|HECLA MINING CO|TRBT|Tradebot Systems, Inc.|229522
HL|HECLA MINING CO|TRCM|TRC MARKETS LLC|282735
HL|HECLA MINING CO|TWTT|TASTYWORKS, INC.|8300
HL|HECLA MINING CO|UBSA|UBS SECURITIES LLC|1271450
HL|HECLA MINING CO|UBSS|UBS Securities LLC|698272
HL|HECLA MINING CO|VALX|VIRTU AMERICAS LLC|283814
HL|HECLA MINING CO|VGRD|Vanguard Marketing Corporation|130815
HL|HECLA MINING CO|WCHV|WELLS FARGO SECURITIES, LLC|387937
HL|HECLA MINING CO|WEDB|WEDBUSH SECURITIES INC.|10456
HL|HECLA MINING CO|WEED|Weeden & Co.L.P.|29231
HL|HECLA MINING CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21500
HL|HECLA MINING CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53102
HL|HECLA MINING CO|WGIF|CIBC World Markets Inc.|8880
HL|HECLA MINING CO|WSEA|WOLVERINE SECURITIES, LLC|21693
HL|HECLA MINING CO|XIST|INSTINET, LLC|16000
HL|HECLA MINING CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|100236
HL|HECLA MINING CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|520
HL$B|HECLA MINING PFD B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HL$B|HECLA MINING PFD B|HRBF|American Enterprise Investment Services Inc.|150
HL$B|HECLA MINING PFD B|MSCO|MORGAN STANLEY & CO. LLC|390
HL$B|HECLA MINING PFD B|NFSC|National Financial Services LLC|477
HL$B|HECLA MINING PFD B|NITE|VIRTU Americas LLC|401
HL$B|HECLA MINING PFD B|UBSS|UBS Securities LLC|8
HL$B|HECLA MINING PFD B|WCHV|WELLS FARGO SECURITIES, LLC|50
HLF|HERBALIFE NUTRITION|ALTX|Alternet Securities Inc.|14194
HLF|HERBALIFE NUTRITION|APCC|Apex Clearing Corporation|853
HLF|HERBALIFE NUTRITION|BARD|Robert W. Baird & Co. Incorporated|22
HLF|HERBALIFE NUTRITION|BATM|CBOE TRADING, INC.|27885
HLF|HERBALIFE NUTRITION|BAYT|BTIG, LLC|1106
HLF|HERBALIFE NUTRITION|BERN|Sanford C. Bernstein & Co., LLC|256969
HLF|HERBALIFE NUTRITION|BIAD|SAGETRADER, LLC|160
HLF|HERBALIFE NUTRITION|BIDS|BIDS TRADING L.P.|100
HLF|HERBALIFE NUTRITION|BIMI|Banca IMI Securities Corp.|1698
HLF|HERBALIFE NUTRITION|BKCM|BNY Mellon Capital Markets LLC|25
HLF|HERBALIFE NUTRITION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8723
HLF|HERBALIFE NUTRITION|BLKX|INSTINET, LLC|237700
HLF|HERBALIFE NUTRITION|BMSI|BULL MARKET SECURITIES, INC.|147
HLF|HERBALIFE NUTRITION|BNPX|BNP PARIBAS SECURITIES CORP.|2135
HLF|HERBALIFE NUTRITION|BTIG|BTIG, LLC|375909
HLF|HERBALIFE NUTRITION|BYXM|CBOE TRADING, INC.|590
HLF|HERBALIFE NUTRITION|BZYD|GOLDMAN SACHS & CO. LLC|521
HLF|HERBALIFE NUTRITION|CABR|Cabrera Capital Markets, Inc.|50
HLF|HERBALIFE NUTRITION|CANT|Cantor Fitzgerald & Co.|100
HLF|HERBALIFE NUTRITION|CBLC|CITIGROUP GLOBAL MARKETS INC.|62000
HLF|HERBALIFE NUTRITION|CHAS|Charles Schwab & Co., Inc.|1438
HLF|HERBALIFE NUTRITION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53851
HLF|HERBALIFE NUTRITION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
HLF|HERBALIFE NUTRITION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|150
HLF|HERBALIFE NUTRITION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|465149
HLF|HERBALIFE NUTRITION|CTDL|Citadel Derivatives Group Llc|24352
HLF|HERBALIFE NUTRITION|CXCX|CITIGROUP GLOBAL MARKETS INC.|81952
HLF|HERBALIFE NUTRITION|DBAB|Deutsche Bank Securities Inc.|372248
HLF|HERBALIFE NUTRITION|DBAX|Deutsche Bank Securities Inc.|394200
HLF|HERBALIFE NUTRITION|DBUL|Deutsche Bank Securities Inc.|34977
HLF|HERBALIFE NUTRITION|DEAN|MORGAN STANLEY|894
HLF|HERBALIFE NUTRITION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21009
HLF|HERBALIFE NUTRITION|EBXL|EBX LLC|198200
HLF|HERBALIFE NUTRITION|ECUT|CONVERGEX EXECUTION SOLUTIONS|24048
HLF|HERBALIFE NUTRITION|EDJO|Edward D. Jones & Co., L.P.|381
HLF|HERBALIFE NUTRITION|EGAM|CBOE TRADING, INC.|24109
HLF|HERBALIFE NUTRITION|EGAW|CBOE TRADING, INC.|271
HLF|HERBALIFE NUTRITION|EGXM|CBOE TRADING, INC.|12598
HLF|HERBALIFE NUTRITION|EGXW|CBOE TRADING, INC.|200
HLF|HERBALIFE NUTRITION|ETBE|Electronic Transaction Clearing, Inc.|14165
HLF|HERBALIFE NUTRITION|ETCC|Electronic Transaction Clearing, Inc.|510
HLF|HERBALIFE NUTRITION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8596
HLF|HERBALIFE NUTRITION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|15
HLF|HERBALIFE NUTRITION|ETRS|E*Trade Securities LLC|60784
HLF|HERBALIFE NUTRITION|FIDT|Fidelity Clearing Canada ULC./ CDS|34
HLF|HERBALIFE NUTRITION|FILL|Tradestation Securities, Inc.|1518
HLF|HERBALIFE NUTRITION|FMAF|NBCN Inc./ CDS|628
HLF|HERBALIFE NUTRITION|FOGS|FOG EQUITIES LLC|36000
HLF|HERBALIFE NUTRITION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|79322
HLF|HERBALIFE NUTRITION|FQLS|Quantlab Securities LP|180045
HLF|HERBALIFE NUTRITION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83735
HLF|HERBALIFE NUTRITION|FTBR|Foliofn Investments, Inc.|7957
HLF|HERBALIFE NUTRITION|GEBB|GLOBAL EXECUTION BROKERS, LP|2500
HLF|HERBALIFE NUTRITION|GLIS|TD Securities Inc|1475
HLF|HERBALIFE NUTRITION|GLPX|ACS EXECUTION SERVICES, LLC|34092
HLF|HERBALIFE NUTRITION|GSCO|GOLDMAN SACHS & CO. LLC|1211707
HLF|HERBALIFE NUTRITION|GSCS|GOLDMAN SACHS & CO. LLC|29025
HLF|HERBALIFE NUTRITION|GSLT|GOLDMAN SACHS & CO. LLC|14627
HLF|HERBALIFE NUTRITION|GTSZ|GTS SECURITIES LLC|55509
HLF|HERBALIFE NUTRITION|HAPX|HAP Trading, LLC|129
HLF|HERBALIFE NUTRITION|HRBF|American Enterprise Investment Services Inc.|164
HLF|HERBALIFE NUTRITION|HSBC|HSBC Securities, Inc.|597
HLF|HERBALIFE NUTRITION|IATS|INTERACTIVE BROKERS LLC|16087
HLF|HERBALIFE NUTRITION|IBKR|Interactive Brokers Llc|31199
HLF|HERBALIFE NUTRITION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2367
HLF|HERBALIFE NUTRITION|ICBX|INSTINET, LLC|84216
HLF|HERBALIFE NUTRITION|IMPC|Imperial Capital, LLC|2300
HLF|HERBALIFE NUTRITION|INCA|INSTINET, LLC|256151
HLF|HERBALIFE NUTRITION|INJX|INSTINET, LLC|32214
HLF|HERBALIFE NUTRITION|ITGI|ITG Inc.|38051
HLF|HERBALIFE NUTRITION|ITGP|ITG INC.|284200
HLF|HERBALIFE NUTRITION|JEFF|JEFFERIES LLC|382741
HLF|HERBALIFE NUTRITION|JMPT|JUMP TRADING, LLC|69960
HLF|HERBALIFE NUTRITION|JPBX|J.P. MORGAN SECURITIES LLC|41221
HLF|HERBALIFE NUTRITION|JPMX|J.P. Morgan Securities LLC|675756
HLF|HERBALIFE NUTRITION|JSJX|JANE STREET CAPITAL LLC|8220
HLF|HERBALIFE NUTRITION|JUTA|JUMP TRADING, LLC|200
HLF|HERBALIFE NUTRITION|KCGM|VIRTU Americas LLC|92631
HLF|HERBALIFE NUTRITION|LEHM|Barclays Capital Inc./Le|994231
HLF|HERBALIFE NUTRITION|LIME|Lime Brokerage LLC|37088
HLF|HERBALIFE NUTRITION|LMNX|LUMINEX TRADING & ANALYTICS LLC|110122
HLF|HERBALIFE NUTRITION|LOOP|Loop Capital Markets LLC|1400
HLF|HERBALIFE NUTRITION|LQNA|LIQUIDNET, INC.|204400
HLF|HERBALIFE NUTRITION|LSCI|Lek Securities Corporation|685
HLF|HERBALIFE NUTRITION|LTCO|Ladenburg, Thalmann & Co., Inc.|1000
HLF|HERBALIFE NUTRITION|MACQ|Macquarie Capital (USA) Inc.|15955
HLF|HERBALIFE NUTRITION|MBTS|ALLY INVEST SECURITIES LLC|607
HLF|HERBALIFE NUTRITION|MKMP|MKM Partners LLC|26800
HLF|HERBALIFE NUTRITION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|257400
HLF|HERBALIFE NUTRITION|MOTF|MOTIF INVESTING, INC.|2
HLF|HERBALIFE NUTRITION|MSCO|MORGAN STANLEY & CO. LLC|1085263
HLF|HERBALIFE NUTRITION|MSPL|MORGAN STANLEY & CO. LLC|324400
HLF|HERBALIFE NUTRITION|MSTX|MORGAN STANLEY & CO. LLC|100500
HLF|HERBALIFE NUTRITION|MZHO|Mizuho Securities USA LLC|26800
HLF|HERBALIFE NUTRITION|NFSC|National Financial Services LLC|173937
HLF|HERBALIFE NUTRITION|NITE|VIRTU Americas LLC|363229
HLF|HERBALIFE NUTRITION|NITP|VIRTU Americas LLC|970
HLF|HERBALIFE NUTRITION|NMRA|Nomura Securities International, Inc.|1922
HLF|HERBALIFE NUTRITION|NQRB|Brut, LLC|50979
HLF|HERBALIFE NUTRITION|NTRC|Northern Trust Securities, Inc.|344
HLF|HERBALIFE NUTRITION|OHOS|TWO SIGMA SECURITIES, LLC|48027
HLF|HERBALIFE NUTRITION|OPCO|Oppenheimer & Co. Inc.|1445
HLF|HERBALIFE NUTRITION|PDQM|CODA MARKETS, INC.|80045
HLF|HERBALIFE NUTRITION|PHLY|NASDAQ Execution Services, LLC|1400
HLF|HERBALIFE NUTRITION|PWJC|UBS Financial Services, Inc.|4700
HLF|HERBALIFE NUTRITION|RBCM|RBC CAPITAL MARKETS, LLC|273
HLF|HERBALIFE NUTRITION|SAGL|SAGETRADER, LLC|21119
HLF|HERBALIFE NUTRITION|SAGW|SAGETRADER, LLC|1900
HLF|HERBALIFE NUTRITION|SBSH|Citigroup Global Markets Inc.|240145
HLF|HERBALIFE NUTRITION|SGMT|GOLDMAN SACHS & CO. LLC|138565
HLF|HERBALIFE NUTRITION|SJLS|TRADE INFORMATICS LLC|1900
HLF|HERBALIFE NUTRITION|SPDR|SPEEDROUTE LLC|4310
HLF|HERBALIFE NUTRITION|SPTD|MINT GLOBAL MARKETS, INC.|4928
HLF|HERBALIFE NUTRITION|STFL|Stifel, Nicolaus & Company, Incorporated|2700
HLF|HERBALIFE NUTRITION|STKP|STOCKPILE INVESTMENTS, INC.|16
HLF|HERBALIFE NUTRITION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8271
HLF|HERBALIFE NUTRITION|SWIM|TD Ameritrade, Inc.|63617
HLF|HERBALIFE NUTRITION|SWST|Hilltop Securities Inc.|13
HLF|HERBALIFE NUTRITION|TAGC|TELSEY ADVISORY GROUP LLC|12529
HLF|HERBALIFE NUTRITION|TKNG|ALLY INVEST SECURITIES LLC|1029
HLF|HERBALIFE NUTRITION|TRBT|Tradebot Systems, Inc.|243800
HLF|HERBALIFE NUTRITION|TRCM|TRC MARKETS LLC|57829
HLF|HERBALIFE NUTRITION|TWTT|TASTYWORKS, INC.|3592
HLF|HERBALIFE NUTRITION|UBSA|UBS SECURITIES LLC|722662
HLF|HERBALIFE NUTRITION|UBSS|UBS Securities LLC|673318
HLF|HERBALIFE NUTRITION|VALX|VIRTU AMERICAS LLC|7528
HLF|HERBALIFE NUTRITION|VERT|The Vertical Trading Group, LLC|9200
HLF|HERBALIFE NUTRITION|VGRD|Vanguard Marketing Corporation|13314
HLF|HERBALIFE NUTRITION|VSIN|Vision Financial Markets Llc|113
HLF|HERBALIFE NUTRITION|WBPX|SUMMIT SECURITIES GROUP, LLC|1449
HLF|HERBALIFE NUTRITION|WCHV|WELLS FARGO SECURITIES, LLC|404913
HLF|HERBALIFE NUTRITION|WEDB|WEDBUSH SECURITIES INC.|853
HLF|HERBALIFE NUTRITION|WEED|Weeden & Co.L.P.|755
HLF|HERBALIFE NUTRITION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19757
HLF|HERBALIFE NUTRITION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59636
HLF|HERBALIFE NUTRITION|WGIF|CIBC World Markets Inc.|4
HLF|HERBALIFE NUTRITION|WSEA|WOLVERINE SECURITIES, LLC|5420
HLF|HERBALIFE NUTRITION|XIST|INSTINET, LLC|27318
HLF|HERBALIFE NUTRITION|XPQR|Jump Trading|418
HLF|HERBALIFE NUTRITION|XSTM|NATIONAL FINANCIAL SERVICES LLC|34256
HLF|HERBALIFE NUTRITION|YKNA|COMHAR CAPITAL MARKETS, LLC|312
HLF|HERBALIFE NUTRITION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3336
HLG|HAILIANG EDU GRP ADS|ALTX|Alternet Securities Inc.|400
HLG|HAILIANG EDU GRP ADS|APCC|Apex Clearing Corporation|1
HLG|HAILIANG EDU GRP ADS|BATM|CBOE TRADING, INC.|795
HLG|HAILIANG EDU GRP ADS|BIMI|Banca IMI Securities Corp.|184
HLG|HAILIANG EDU GRP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55
HLG|HAILIANG EDU GRP ADS|BTIG|BTIG, LLC|1461
HLG|HAILIANG EDU GRP ADS|BYXM|CBOE TRADING, INC.|600
HLG|HAILIANG EDU GRP ADS|CANT|Cantor Fitzgerald & Co.|358
HLG|HAILIANG EDU GRP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|138
HLG|HAILIANG EDU GRP ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20015
HLG|HAILIANG EDU GRP ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12451
HLG|HAILIANG EDU GRP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15661
HLG|HAILIANG EDU GRP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|80
HLG|HAILIANG EDU GRP ADS|DBAB|Deutsche Bank Securities Inc.|13758
HLG|HAILIANG EDU GRP ADS|DBAX|Deutsche Bank Securities Inc.|10300
HLG|HAILIANG EDU GRP ADS|DBUL|Deutsche Bank Securities Inc.|163
HLG|HAILIANG EDU GRP ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|370
HLG|HAILIANG EDU GRP ADS|EBXL|EBX LLC|5800
HLG|HAILIANG EDU GRP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|88
HLG|HAILIANG EDU GRP ADS|EGAM|CBOE TRADING, INC.|1519
HLG|HAILIANG EDU GRP ADS|EGAW|CBOE TRADING, INC.|100
HLG|HAILIANG EDU GRP ADS|EGXM|CBOE TRADING, INC.|700
HLG|HAILIANG EDU GRP ADS|ETBE|Electronic Transaction Clearing, Inc.|800
HLG|HAILIANG EDU GRP ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
HLG|HAILIANG EDU GRP ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6577
HLG|HAILIANG EDU GRP ADS|ETRS|E*Trade Securities LLC|4739
HLG|HAILIANG EDU GRP ADS|FBCO|Credit Suisse Securities (USA) LLC|14159
HLG|HAILIANG EDU GRP ADS|FILL|Tradestation Securities, Inc.|1736
HLG|HAILIANG EDU GRP ADS|FOMA|TD AMERITRADE CLEARING, INC.|15927
HLG|HAILIANG EDU GRP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|685
HLG|HAILIANG EDU GRP ADS|FTBR|Foliofn Investments, Inc.|176
HLG|HAILIANG EDU GRP ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1165
HLG|HAILIANG EDU GRP ADS|GLPX|ACS EXECUTION SERVICES, LLC|8875
HLG|HAILIANG EDU GRP ADS|GSCO|GOLDMAN SACHS & CO. LLC|128156
HLG|HAILIANG EDU GRP ADS|GSCS|GOLDMAN SACHS & CO. LLC|35126
HLG|HAILIANG EDU GRP ADS|GSLT|GOLDMAN SACHS & CO. LLC|400
HLG|HAILIANG EDU GRP ADS|GTSZ|GTS SECURITIES LLC|15320
HLG|HAILIANG EDU GRP ADS|IATS|INTERACTIVE BROKERS LLC|19832
HLG|HAILIANG EDU GRP ADS|IBKR|Interactive Brokers Llc|63458
HLG|HAILIANG EDU GRP ADS|ICBX|INSTINET, LLC|1200
HLG|HAILIANG EDU GRP ADS|INCA|INSTINET, LLC|28295
HLG|HAILIANG EDU GRP ADS|INJX|INSTINET, LLC|600
HLG|HAILIANG EDU GRP ADS|ITGI|ITG Inc.|936
HLG|HAILIANG EDU GRP ADS|ITGP|ITG INC.|15600
HLG|HAILIANG EDU GRP ADS|JEFF|JEFFERIES LLC|449
HLG|HAILIANG EDU GRP ADS|JMPT|JUMP TRADING, LLC|67
HLG|HAILIANG EDU GRP ADS|JPMX|J.P. Morgan Securities LLC|6044
HLG|HAILIANG EDU GRP ADS|KCGM|VIRTU Americas LLC|1100
HLG|HAILIANG EDU GRP ADS|LEHM|Barclays Capital Inc./Le|11341
HLG|HAILIANG EDU GRP ADS|LIME|Lime Brokerage LLC|11109
HLG|HAILIANG EDU GRP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
HLG|HAILIANG EDU GRP ADS|MOTF|MOTIF INVESTING, INC.|14
HLG|HAILIANG EDU GRP ADS|MSCO|MORGAN STANLEY & CO. LLC|48241
HLG|HAILIANG EDU GRP ADS|MSPL|MORGAN STANLEY & CO. LLC|14200
HLG|HAILIANG EDU GRP ADS|NFSC|National Financial Services LLC|10215
HLG|HAILIANG EDU GRP ADS|NITE|VIRTU Americas LLC|57181
HLG|HAILIANG EDU GRP ADS|NQRB|Brut, LLC|763
HLG|HAILIANG EDU GRP ADS|NTFN|Network 1 Financial Securities Inc.|31401
HLG|HAILIANG EDU GRP ADS|PDQM|CODA MARKETS, INC.|13968
HLG|HAILIANG EDU GRP ADS|RAJA|Raymond James & Associates, Inc.|301
HLG|HAILIANG EDU GRP ADS|SAGL|SAGETRADER, LLC|3123
HLG|HAILIANG EDU GRP ADS|SBSH|Citigroup Global Markets Inc.|2586
HLG|HAILIANG EDU GRP ADS|SGMT|GOLDMAN SACHS & CO. LLC|4773
HLG|HAILIANG EDU GRP ADS|SPDR|SPEEDROUTE LLC|1671
HLG|HAILIANG EDU GRP ADS|SWIM|TD Ameritrade, Inc.|2911
HLG|HAILIANG EDU GRP ADS|TKNG|ALLY INVEST SECURITIES LLC|63
HLG|HAILIANG EDU GRP ADS|TRCM|TRC MARKETS LLC|740
HLG|HAILIANG EDU GRP ADS|UBSA|UBS SECURITIES LLC|17093
HLG|HAILIANG EDU GRP ADS|UBSS|UBS Securities LLC|42437
HLG|HAILIANG EDU GRP ADS|VALX|VIRTU AMERICAS LLC|5016
HLG|HAILIANG EDU GRP ADS|VFIN|National Securities Corporation|200
HLG|HAILIANG EDU GRP ADS|VGRD|Vanguard Marketing Corporation|236
HLG|HAILIANG EDU GRP ADS|WCHV|WELLS FARGO SECURITIES, LLC|2778
HLG|HAILIANG EDU GRP ADS|WEDB|WEDBUSH SECURITIES INC.|7902
HLG|HAILIANG EDU GRP ADS|WEED|Weeden & Co.L.P.|16
HLG|HAILIANG EDU GRP ADS|WGIF|CIBC World Markets Inc.|10
HLG|HAILIANG EDU GRP ADS|WSEA|WOLVERINE SECURITIES, LLC|2060
HLG|HAILIANG EDU GRP ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|818
HLI|HOULIHAN LOKEY, INC.|ALTX|Alternet Securities Inc.|12998
HLI|HOULIHAN LOKEY, INC.|APCC|Apex Clearing Corporation|28
HLI|HOULIHAN LOKEY, INC.|AQUA|AQUA SECURITIES L.P.|8400
HLI|HOULIHAN LOKEY, INC.|BARD|Robert W. Baird & Co. Incorporated|7369
HLI|HOULIHAN LOKEY, INC.|BATM|CBOE TRADING, INC.|4299
HLI|HOULIHAN LOKEY, INC.|BAYT|BTIG, LLC|100
HLI|HOULIHAN LOKEY, INC.|BBNT|BB&T SECURITIES, LLC|50
HLI|HOULIHAN LOKEY, INC.|BERN|Sanford C. Bernstein & Co., LLC|53882
HLI|HOULIHAN LOKEY, INC.|BIDS|BIDS TRADING L.P.|9600
HLI|HOULIHAN LOKEY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1771
HLI|HOULIHAN LOKEY, INC.|BLKX|INSTINET, LLC|17800
HLI|HOULIHAN LOKEY, INC.|BMOC|BMO Capital Markets Corp.|308
HLI|HOULIHAN LOKEY, INC.|BNCH|The Benchmark Company, LLC|9156
HLI|HOULIHAN LOKEY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1565
HLI|HOULIHAN LOKEY, INC.|BTIG|BTIG, LLC|2697
HLI|HOULIHAN LOKEY, INC.|BYXM|CBOE TRADING, INC.|1071
HLI|HOULIHAN LOKEY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1100
HLI|HOULIHAN LOKEY, INC.|CANT|Cantor Fitzgerald & Co.|330
HLI|HOULIHAN LOKEY, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|33400
HLI|HOULIHAN LOKEY, INC.|CHAS|Charles Schwab & Co., Inc.|76
HLI|HOULIHAN LOKEY, INC.|CIST|Capital Institutional Services, Inc.|300
HLI|HOULIHAN LOKEY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63778
HLI|HOULIHAN LOKEY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10866
HLI|HOULIHAN LOKEY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|242342
HLI|HOULIHAN LOKEY, INC.|CTDL|Citadel Derivatives Group Llc|12978
HLI|HOULIHAN LOKEY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|34654
HLI|HOULIHAN LOKEY, INC.|DADA|D.A. Davidson & Co.|900
HLI|HOULIHAN LOKEY, INC.|DAVA|Davenport & Company LLC|1963
HLI|HOULIHAN LOKEY, INC.|DBAB|Deutsche Bank Securities Inc.|71328
HLI|HOULIHAN LOKEY, INC.|DBAX|Deutsche Bank Securities Inc.|219300
HLI|HOULIHAN LOKEY, INC.|DBUL|Deutsche Bank Securities Inc.|300
HLI|HOULIHAN LOKEY, INC.|DEAN|MORGAN STANLEY|5090
HLI|HOULIHAN LOKEY, INC.|DEGS|RONIN PROFESSIONAL LLC|21
HLI|HOULIHAN LOKEY, INC.|EBXL|EBX LLC|117300
HLI|HOULIHAN LOKEY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10157
HLI|HOULIHAN LOKEY, INC.|EDJO|Edward D. Jones & Co., L.P.|7425
HLI|HOULIHAN LOKEY, INC.|EGAM|CBOE TRADING, INC.|8779
HLI|HOULIHAN LOKEY, INC.|EGAW|CBOE TRADING, INC.|30
HLI|HOULIHAN LOKEY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|945
HLI|HOULIHAN LOKEY, INC.|EGXM|CBOE TRADING, INC.|1342
HLI|HOULIHAN LOKEY, INC.|EGXW|CBOE TRADING, INC.|400
HLI|HOULIHAN LOKEY, INC.|ETBE|Electronic Transaction Clearing, Inc.|7178
HLI|HOULIHAN LOKEY, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|30
HLI|HOULIHAN LOKEY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14492
HLI|HOULIHAN LOKEY, INC.|ETRS|E*Trade Securities LLC|2979
HLI|HOULIHAN LOKEY, INC.|FBSB|U.S. Bancorp Investments, Inc.|83
HLI|HOULIHAN LOKEY, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|77
HLI|HOULIHAN LOKEY, INC.|FILL|Tradestation Securities, Inc.|211
HLI|HOULIHAN LOKEY, INC.|FMAF|NBCN Inc./ CDS|60
HLI|HOULIHAN LOKEY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|25516
HLI|HOULIHAN LOKEY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69369
HLI|HOULIHAN LOKEY, INC.|FTBR|Foliofn Investments, Inc.|2366
HLI|HOULIHAN LOKEY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
HLI|HOULIHAN LOKEY, INC.|GLIS|TD Securities Inc|200
HLI|HOULIHAN LOKEY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|13936
HLI|HOULIHAN LOKEY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|378725
HLI|HOULIHAN LOKEY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|500
HLI|HOULIHAN LOKEY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1541
HLI|HOULIHAN LOKEY, INC.|GTSZ|GTS SECURITIES LLC|33341
HLI|HOULIHAN LOKEY, INC.|HRBF|American Enterprise Investment Services Inc.|10508
HLI|HOULIHAN LOKEY, INC.|IATS|INTERACTIVE BROKERS LLC|1312
HLI|HOULIHAN LOKEY, INC.|IBKR|Interactive Brokers Llc|4108
HLI|HOULIHAN LOKEY, INC.|ICBX|INSTINET, LLC|26509
HLI|HOULIHAN LOKEY, INC.|IEQY|CITADEL SECURITIES LLC|15822
HLI|HOULIHAN LOKEY, INC.|INCA|INSTINET, LLC|114162
HLI|HOULIHAN LOKEY, INC.|INJX|INSTINET, LLC|1774
HLI|HOULIHAN LOKEY, INC.|ITGI|ITG Inc.|42686
HLI|HOULIHAN LOKEY, INC.|ITGP|ITG INC.|113400
HLI|HOULIHAN LOKEY, INC.|JANY|Janney Montgomery Scott Inc.|1
HLI|HOULIHAN LOKEY, INC.|JEFF|JEFFERIES LLC|228088
HLI|HOULIHAN LOKEY, INC.|JMPT|JUMP TRADING, LLC|28430
HLI|HOULIHAN LOKEY, INC.|JONE|JonesTrading|20
HLI|HOULIHAN LOKEY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|35810
HLI|HOULIHAN LOKEY, INC.|JPMX|J.P. Morgan Securities LLC|202754
HLI|HOULIHAN LOKEY, INC.|JSJX|JANE STREET CAPITAL LLC|4092
HLI|HOULIHAN LOKEY, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|20100
HLI|HOULIHAN LOKEY, INC.|KCGM|VIRTU Americas LLC|17869
HLI|HOULIHAN LOKEY, INC.|LEHM|Barclays Capital Inc./Le|236699
HLI|HOULIHAN LOKEY, INC.|LIME|Lime Brokerage LLC|11205
HLI|HOULIHAN LOKEY, INC.|LOOP|Loop Capital Markets LLC|37
HLI|HOULIHAN LOKEY, INC.|LQNA|LIQUIDNET, INC.|13300
HLI|HOULIHAN LOKEY, INC.|LSCI|Lek Securities Corporation|12
HLI|HOULIHAN LOKEY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93018
HLI|HOULIHAN LOKEY, INC.|MOTF|MOTIF INVESTING, INC.|7
HLI|HOULIHAN LOKEY, INC.|MSCO|MORGAN STANLEY & CO. LLC|626535
HLI|HOULIHAN LOKEY, INC.|MSPL|MORGAN STANLEY & CO. LLC|177400
HLI|HOULIHAN LOKEY, INC.|MSTX|MORGAN STANLEY & CO. LLC|33200
HLI|HOULIHAN LOKEY, INC.|NFSC|National Financial Services LLC|22580
HLI|HOULIHAN LOKEY, INC.|NITE|VIRTU Americas LLC|106820
HLI|HOULIHAN LOKEY, INC.|NQRB|Brut, LLC|6914
HLI|HOULIHAN LOKEY, INC.|NTRC|Northern Trust Securities, Inc.|55
HLI|HOULIHAN LOKEY, INC.|PDQM|CODA MARKETS, INC.|40725
HLI|HOULIHAN LOKEY, INC.|PWJC|UBS Financial Services, Inc.|500
HLI|HOULIHAN LOKEY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1848
HLI|HOULIHAN LOKEY, INC.|RGLD|Regal Securities, Inc|13
HLI|HOULIHAN LOKEY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|28866
HLI|HOULIHAN LOKEY, INC.|SAGL|SAGETRADER, LLC|8910
HLI|HOULIHAN LOKEY, INC.|SBSH|Citigroup Global Markets Inc.|34808
HLI|HOULIHAN LOKEY, INC.|SEIC|SEI Investments Distribution Co.|977
HLI|HOULIHAN LOKEY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|54632
HLI|HOULIHAN LOKEY, INC.|SPDR|SPEEDROUTE LLC|26225
HLI|HOULIHAN LOKEY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1489
HLI|HOULIHAN LOKEY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1860
HLI|HOULIHAN LOKEY, INC.|SWIM|TD Ameritrade, Inc.|724
HLI|HOULIHAN LOKEY, INC.|TMBR|Timber Hill LLC|3
HLI|HOULIHAN LOKEY, INC.|TRBT|Tradebot Systems, Inc.|75532
HLI|HOULIHAN LOKEY, INC.|TRCM|TRC MARKETS LLC|29590
HLI|HOULIHAN LOKEY, INC.|UBSA|UBS SECURITIES LLC|350039
HLI|HOULIHAN LOKEY, INC.|UBSS|UBS Securities LLC|460360
HLI|HOULIHAN LOKEY, INC.|VALX|VIRTU AMERICAS LLC|5462
HLI|HOULIHAN LOKEY, INC.|VERT|The Vertical Trading Group, LLC|162
HLI|HOULIHAN LOKEY, INC.|VGRD|Vanguard Marketing Corporation|211
HLI|HOULIHAN LOKEY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
HLI|HOULIHAN LOKEY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|23734
HLI|HOULIHAN LOKEY, INC.|WDNX|WEEDEN & CO.L.P.|6000
HLI|HOULIHAN LOKEY, INC.|WEDB|WEDBUSH SECURITIES INC.|344
HLI|HOULIHAN LOKEY, INC.|WEED|Weeden & Co.L.P.|4470
HLI|HOULIHAN LOKEY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2134
HLI|HOULIHAN LOKEY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2234
HLI|HOULIHAN LOKEY, INC.|WGIF|CIBC World Markets Inc.|783
HLI|HOULIHAN LOKEY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|39
HLI|HOULIHAN LOKEY, INC.|WSEA|WOLVERINE SECURITIES, LLC|338
HLI|HOULIHAN LOKEY, INC.|XIST|INSTINET, LLC|24800
HLI|HOULIHAN LOKEY, INC.|XPQR|Jump Trading|1606
HLI|HOULIHAN LOKEY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|13094
HLI|HOULIHAN LOKEY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1755
HLI|HOULIHAN LOKEY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|806
HLIT|HARMONIC INC      ##|ALTX|Alternet Securities Inc.|700
HLIT|HARMONIC INC      ##|ANDG|Andrew Garrett Inc.|87448
HLIT|HARMONIC INC      ##|APCC|Apex Clearing Corporation|9
HLIT|HARMONIC INC      ##|BATM|CBOE TRADING, INC.|548
HLIT|HARMONIC INC      ##|BAYC|BAY CREST PARTNERS, LLC|606
HLIT|HARMONIC INC      ##|BERN|Sanford C. Bernstein & Co., LLC|200
HLIT|HARMONIC INC      ##|BKCM|BNY Mellon Capital Markets LLC|230
HLIT|HARMONIC INC      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
HLIT|HARMONIC INC      ##|BLKX|INSTINET, LLC|6300
HLIT|HARMONIC INC      ##|BMOC|BMO Capital Markets Corp.|13050
HLIT|HARMONIC INC      ##|BNPX|BNP PARIBAS SECURITIES CORP.|19131
HLIT|HARMONIC INC      ##|BRVL|BLAYLOCK VAN, LLC|400
HLIT|HARMONIC INC      ##|BTIG|BTIG, LLC|66969
HLIT|HARMONIC INC      ##|BZYD|GOLDMAN SACHS & CO. LLC|3335
HLIT|HARMONIC INC      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1535
HLIT|HARMONIC INC      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|73299
HLIT|HARMONIC INC      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|201937
HLIT|HARMONIC INC      ##|CTDL|Citadel Derivatives Group Llc|13019
HLIT|HARMONIC INC      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|48902
HLIT|HARMONIC INC      ##|DBAB|Deutsche Bank Securities Inc.|232310
HLIT|HARMONIC INC      ##|DBAX|Deutsche Bank Securities Inc.|302000
HLIT|HARMONIC INC      ##|DEAN|MORGAN STANLEY|1794
HLIT|HARMONIC INC      ##|DEGS|RONIN PROFESSIONAL LLC|24174
HLIT|HARMONIC INC      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
HLIT|HARMONIC INC      ##|DOTC|Dougherty & Company LLC|300
HLIT|HARMONIC INC      ##|EBXL|EBX LLC|85100
HLIT|HARMONIC INC      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4600
HLIT|HARMONIC INC      ##|EDJO|Edward D. Jones & Co., L.P.|37
HLIT|HARMONIC INC      ##|EGAM|CBOE TRADING, INC.|1779
HLIT|HARMONIC INC      ##|EGXM|CBOE TRADING, INC.|100
HLIT|HARMONIC INC      ##|ETBE|Electronic Transaction Clearing, Inc.|2986
HLIT|HARMONIC INC      ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6275
HLIT|HARMONIC INC      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
HLIT|HARMONIC INC      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11678
HLIT|HARMONIC INC      ##|ETRS|E*Trade Securities LLC|175479
HLIT|HARMONIC INC      ##|FBCO|Credit Suisse Securities (USA) LLC|668801
HLIT|HARMONIC INC      ##|FBSB|U.S. Bancorp Investments, Inc.|10
HLIT|HARMONIC INC      ##|FOMA|TD AMERITRADE CLEARING, INC.|183722
HLIT|HARMONIC INC      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82121
HLIT|HARMONIC INC      ##|FTBR|Foliofn Investments, Inc.|4
HLIT|HARMONIC INC      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|30646
HLIT|HARMONIC INC      ##|GLPX|ACS EXECUTION SERVICES, LLC|1060
HLIT|HARMONIC INC      ##|GSCO|GOLDMAN SACHS & CO. LLC|1583732
HLIT|HARMONIC INC      ##|GSCS|GOLDMAN SACHS & CO. LLC|153923
HLIT|HARMONIC INC      ##|GSLT|GOLDMAN SACHS & CO. LLC|4434
HLIT|HARMONIC INC      ##|GTSZ|GTS SECURITIES LLC|26796
HLIT|HARMONIC INC      ##|HRBF|American Enterprise Investment Services Inc.|2084
HLIT|HARMONIC INC      ##|HSBC|HSBC Securities, Inc.|600
HLIT|HARMONIC INC      ##|IATS|INTERACTIVE BROKERS LLC|6599
HLIT|HARMONIC INC      ##|IBKR|Interactive Brokers Llc|32607
HLIT|HARMONIC INC      ##|ICBX|INSTINET, LLC|59874
HLIT|HARMONIC INC      ##|IEQY|CITADEL SECURITIES LLC|12796
HLIT|HARMONIC INC      ##|INCA|INSTINET, LLC|120934
HLIT|HARMONIC INC      ##|INJX|INSTINET, LLC|25756
HLIT|HARMONIC INC      ##|ITGI|ITG Inc.|15943
HLIT|HARMONIC INC      ##|ITGP|ITG INC.|128400
HLIT|HARMONIC INC      ##|JANY|Janney Montgomery Scott Inc.|177
HLIT|HARMONIC INC      ##|JEFF|JEFFERIES LLC|459065
HLIT|HARMONIC INC      ##|JMPT|JUMP TRADING, LLC|707
HLIT|HARMONIC INC      ##|JPBX|J.P. MORGAN SECURITIES LLC|2100
HLIT|HARMONIC INC      ##|JPMX|J.P. Morgan Securities LLC|481054
HLIT|HARMONIC INC      ##|JSJX|JANE STREET CAPITAL LLC|8475
HLIT|HARMONIC INC      ##|KCGM|VIRTU Americas LLC|16366
HLIT|HARMONIC INC      ##|LEHM|Barclays Capital Inc./Le|441426
HLIT|HARMONIC INC      ##|LIME|Lime Brokerage LLC|176098
HLIT|HARMONIC INC      ##|LOOP|Loop Capital Markets LLC|2022
HLIT|HARMONIC INC      ##|LQNA|LIQUIDNET, INC.|15000
HLIT|HARMONIC INC      ##|MAXM|Maxim Group LLC|14276
HLIT|HARMONIC INC      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|452364
HLIT|HARMONIC INC      ##|MSCO|MORGAN STANLEY & CO. LLC|886146
HLIT|HARMONIC INC      ##|MSPL|MORGAN STANLEY & CO. LLC|231500
HLIT|HARMONIC INC      ##|MSTX|MORGAN STANLEY & CO. LLC|55800
HLIT|HARMONIC INC      ##|NEED|Needham & Company, LLC|10000
HLIT|HARMONIC INC      ##|NFSC|National Financial Services LLC|92302
HLIT|HARMONIC INC      ##|NITE|VIRTU Americas LLC|510577
HLIT|HARMONIC INC      ##|NITP|VIRTU Americas LLC|16493
HLIT|HARMONIC INC      ##|OPCO|Oppenheimer & Co. Inc.|1400
HLIT|HARMONIC INC      ##|PDQM|CODA MARKETS, INC.|115187
HLIT|HARMONIC INC      ##|RBCM|RBC CAPITAL MARKETS, LLC|200668
HLIT|HARMONIC INC      ##|RGLD|Regal Securities, Inc|50
HLIT|HARMONIC INC      ##|SAGL|SAGETRADER, LLC|100
HLIT|HARMONIC INC      ##|SBSH|Citigroup Global Markets Inc.|281806
HLIT|HARMONIC INC      ##|SGMT|GOLDMAN SACHS & CO. LLC|163171
HLIT|HARMONIC INC      ##|SPDR|SPEEDROUTE LLC|10493
HLIT|HARMONIC INC      ##|STFL|Stifel, Nicolaus & Company, Incorporated|39462
HLIT|HARMONIC INC      ##|SWIM|TD Ameritrade, Inc.|166435
HLIT|HARMONIC INC      ##|TKNG|ALLY INVEST SECURITIES LLC|412
HLIT|HARMONIC INC      ##|TRBT|Tradebot Systems, Inc.|13110
HLIT|HARMONIC INC      ##|TRCM|TRC MARKETS LLC|35271
HLIT|HARMONIC INC      ##|UBSA|UBS SECURITIES LLC|730935
HLIT|HARMONIC INC      ##|UBSS|UBS Securities LLC|1063581
HLIT|HARMONIC INC      ##|VALX|VIRTU AMERICAS LLC|28200
HLIT|HARMONIC INC      ##|VGRD|Vanguard Marketing Corporation|17330
HLIT|HARMONIC INC      ##|WCHV|WELLS FARGO SECURITIES, LLC|44070
HLIT|HARMONIC INC      ##|WEED|Weeden & Co.L.P.|54420
HLIT|HARMONIC INC      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1866
HLIT|HARMONIC INC      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
HLIT|HARMONIC INC      ##|WFPB|Wells Fargo Securities, LLC.|256
HLIT|HARMONIC INC      ##|WSEA|WOLVERINE SECURITIES, LLC|5745
HLIT|HARMONIC INC      ##|XIST|INSTINET, LLC|31260
HLIT|HARMONIC INC      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|13600
HLM$|HILLMAN GR CAP 11.6|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
HLM$|HILLMAN GR CAP 11.6|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1411
HLM$|HILLMAN GR CAP 11.6|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
HLM$|HILLMAN GR CAP 11.6|DEAN|MORGAN STANLEY|1103
HLM$|HILLMAN GR CAP 11.6|EBXL|EBX LLC|700
HLM$|HILLMAN GR CAP 11.6|EDJO|Edward D. Jones & Co., L.P.|492
HLM$|HILLMAN GR CAP 11.6|EGXM|CBOE TRADING, INC.|130
HLM$|HILLMAN GR CAP 11.6|ETRS|E*Trade Securities LLC|1966
HLM$|HILLMAN GR CAP 11.6|FTBR|Foliofn Investments, Inc.|201
HLM$|HILLMAN GR CAP 11.6|GSCO|GOLDMAN SACHS & CO. LLC|600
HLM$|HILLMAN GR CAP 11.6|GSCS|GOLDMAN SACHS & CO. LLC|200
HLM$|HILLMAN GR CAP 11.6|GTSZ|GTS SECURITIES LLC|300
HLM$|HILLMAN GR CAP 11.6|HRBF|American Enterprise Investment Services Inc.|4053
HLM$|HILLMAN GR CAP 11.6|IBKR|Interactive Brokers Llc|755
HLM$|HILLMAN GR CAP 11.6|INCA|INSTINET, LLC|1909
HLM$|HILLMAN GR CAP 11.6|ITGP|ITG INC.|200
HLM$|HILLMAN GR CAP 11.6|JANY|Janney Montgomery Scott Inc.|1268
HLM$|HILLMAN GR CAP 11.6|KCGM|VIRTU Americas LLC|100
HLM$|HILLMAN GR CAP 11.6|LEHM|Barclays Capital Inc./Le|400
HLM$|HILLMAN GR CAP 11.6|LIME|Lime Brokerage LLC|630
HLM$|HILLMAN GR CAP 11.6|MSCO|MORGAN STANLEY & CO. LLC|4719
HLM$|HILLMAN GR CAP 11.6|NFSC|National Financial Services LLC|15102
HLM$|HILLMAN GR CAP 11.6|NITE|VIRTU Americas LLC|21791
HLM$|HILLMAN GR CAP 11.6|OPCO|Oppenheimer & Co. Inc.|377
HLM$|HILLMAN GR CAP 11.6|PDQM|CODA MARKETS, INC.|250
HLM$|HILLMAN GR CAP 11.6|RBCM|RBC CAPITAL MARKETS, LLC|300
HLM$|HILLMAN GR CAP 11.6|SGMT|GOLDMAN SACHS & CO. LLC|150
HLM$|HILLMAN GR CAP 11.6|SPDR|SPEEDROUTE LLC|400
HLM$|HILLMAN GR CAP 11.6|STFL|Stifel, Nicolaus & Company, Incorporated|285
HLM$|HILLMAN GR CAP 11.6|SWIM|TD Ameritrade, Inc.|1000
HLM$|HILLMAN GR CAP 11.6|SWST|Hilltop Securities Inc.|2050
HLM$|HILLMAN GR CAP 11.6|UBSA|UBS SECURITIES LLC|2126
HLM$|HILLMAN GR CAP 11.6|UBSS|UBS Securities LLC|1008
HLM$|HILLMAN GR CAP 11.6|VGRD|Vanguard Marketing Corporation|2884
HLM$|HILLMAN GR CAP 11.6|WCHV|WELLS FARGO SECURITIES, LLC|1145
HLM$|HILLMAN GR CAP 11.6|WEDB|WEDBUSH SECURITIES INC.|346
HLM$|HILLMAN GR CAP 11.6|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1836
HLNE|HAMILTON LANE INC CS|ABLE|NATIXIS Securities Americas LLC|6693
HLNE|HAMILTON LANE INC CS|ALTX|Alternet Securities Inc.|2500
HLNE|HAMILTON LANE INC CS|APCC|Apex Clearing Corporation|54
HLNE|HAMILTON LANE INC CS|BATM|CBOE TRADING, INC.|882
HLNE|HAMILTON LANE INC CS|BAYC|BAY CREST PARTNERS, LLC|569
HLNE|HAMILTON LANE INC CS|BERN|Sanford C. Bernstein & Co., LLC|600
HLNE|HAMILTON LANE INC CS|BIDS|BIDS TRADING L.P.|5000
HLNE|HAMILTON LANE INC CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|114
HLNE|HAMILTON LANE INC CS|BLKX|INSTINET, LLC|12000
HLNE|HAMILTON LANE INC CS|BMOC|BMO Capital Markets Corp.|2313
HLNE|HAMILTON LANE INC CS|BNPX|BNP PARIBAS SECURITIES CORP.|840
HLNE|HAMILTON LANE INC CS|BTIG|BTIG, LLC|10581
HLNE|HAMILTON LANE INC CS|BYXM|CBOE TRADING, INC.|750
HLNE|HAMILTON LANE INC CS|BZYD|GOLDMAN SACHS & CO. LLC|400
HLNE|HAMILTON LANE INC CS|CANT|Cantor Fitzgerald & Co.|23
HLNE|HAMILTON LANE INC CS|CHAS|Charles Schwab & Co., Inc.|5439
HLNE|HAMILTON LANE INC CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15029
HLNE|HAMILTON LANE INC CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6277
HLNE|HAMILTON LANE INC CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|430
HLNE|HAMILTON LANE INC CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74340
HLNE|HAMILTON LANE INC CS|CTDL|Citadel Derivatives Group Llc|8147
HLNE|HAMILTON LANE INC CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4910
HLNE|HAMILTON LANE INC CS|DADA|D.A. Davidson & Co.|436
HLNE|HAMILTON LANE INC CS|DBAB|Deutsche Bank Securities Inc.|162697
HLNE|HAMILTON LANE INC CS|DBAX|Deutsche Bank Securities Inc.|97300
HLNE|HAMILTON LANE INC CS|DBUL|Deutsche Bank Securities Inc.|371
HLNE|HAMILTON LANE INC CS|DEAN|MORGAN STANLEY|616
HLNE|HAMILTON LANE INC CS|DEGS|RONIN PROFESSIONAL LLC|2487
HLNE|HAMILTON LANE INC CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|453
HLNE|HAMILTON LANE INC CS|EBXL|EBX LLC|46500
HLNE|HAMILTON LANE INC CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4561
HLNE|HAMILTON LANE INC CS|EGAM|CBOE TRADING, INC.|2943
HLNE|HAMILTON LANE INC CS|EGMT|EG MARKET TECHNOLOGIES LLC|814
HLNE|HAMILTON LANE INC CS|EGXM|CBOE TRADING, INC.|1048
HLNE|HAMILTON LANE INC CS|EGXW|CBOE TRADING, INC.|80
HLNE|HAMILTON LANE INC CS|ETBE|Electronic Transaction Clearing, Inc.|7183
HLNE|HAMILTON LANE INC CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39473
HLNE|HAMILTON LANE INC CS|ETRS|E*Trade Securities LLC|15230
HLNE|HAMILTON LANE INC CS|FBCO|Credit Suisse Securities (USA) LLC|165860
HLNE|HAMILTON LANE INC CS|FILL|Tradestation Securities, Inc.|70
HLNE|HAMILTON LANE INC CS|FOMA|TD AMERITRADE CLEARING, INC.|84167
HLNE|HAMILTON LANE INC CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4011
HLNE|HAMILTON LANE INC CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84169
HLNE|HAMILTON LANE INC CS|FTBR|Foliofn Investments, Inc.|502
HLNE|HAMILTON LANE INC CS|GEBB|GLOBAL EXECUTION BROKERS, LP|4737
HLNE|HAMILTON LANE INC CS|GLPX|ACS EXECUTION SERVICES, LLC|27755
HLNE|HAMILTON LANE INC CS|GSCO|GOLDMAN SACHS & CO. LLC|333707
HLNE|HAMILTON LANE INC CS|GSCS|GOLDMAN SACHS & CO. LLC|2922
HLNE|HAMILTON LANE INC CS|GSLT|GOLDMAN SACHS & CO. LLC|1607
HLNE|HAMILTON LANE INC CS|GTSZ|GTS SECURITIES LLC|42958
HLNE|HAMILTON LANE INC CS|HRBF|American Enterprise Investment Services Inc.|577
HLNE|HAMILTON LANE INC CS|IATS|INTERACTIVE BROKERS LLC|2323
HLNE|HAMILTON LANE INC CS|IBKR|Interactive Brokers Llc|26804
HLNE|HAMILTON LANE INC CS|ICBX|INSTINET, LLC|6000
HLNE|HAMILTON LANE INC CS|IEQY|CITADEL SECURITIES LLC|18682
HLNE|HAMILTON LANE INC CS|INCA|INSTINET, LLC|120421
HLNE|HAMILTON LANE INC CS|INJX|INSTINET, LLC|14076
HLNE|HAMILTON LANE INC CS|ITGI|ITG Inc.|149424
HLNE|HAMILTON LANE INC CS|ITGP|ITG INC.|84200
HLNE|HAMILTON LANE INC CS|JANY|Janney Montgomery Scott Inc.|100
HLNE|HAMILTON LANE INC CS|JEFF|JEFFERIES LLC|66639
HLNE|HAMILTON LANE INC CS|JMPT|JUMP TRADING, LLC|15952
HLNE|HAMILTON LANE INC CS|JONE|JonesTrading|15
HLNE|HAMILTON LANE INC CS|JPBX|J.P. MORGAN SECURITIES LLC|2952
HLNE|HAMILTON LANE INC CS|JPMX|J.P. Morgan Securities LLC|134023
HLNE|HAMILTON LANE INC CS|JSJX|JANE STREET CAPITAL LLC|3642
HLNE|HAMILTON LANE INC CS|KCGM|VIRTU Americas LLC|11273
HLNE|HAMILTON LANE INC CS|LEHM|Barclays Capital Inc./Le|193379
HLNE|HAMILTON LANE INC CS|LIME|Lime Brokerage LLC|106466
HLNE|HAMILTON LANE INC CS|LOOP|Loop Capital Markets LLC|5000
HLNE|HAMILTON LANE INC CS|LQNA|LIQUIDNET, INC.|90700
HLNE|HAMILTON LANE INC CS|LQNB|LIQUIDNET, INC.|220
HLNE|HAMILTON LANE INC CS|LSCI|Lek Securities Corporation|111
HLNE|HAMILTON LANE INC CS|MAXM|Maxim Group LLC|1544
HLNE|HAMILTON LANE INC CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53620
HLNE|HAMILTON LANE INC CS|MOTF|MOTIF INVESTING, INC.|2
HLNE|HAMILTON LANE INC CS|MSCO|MORGAN STANLEY & CO. LLC|546195
HLNE|HAMILTON LANE INC CS|MSPL|MORGAN STANLEY & CO. LLC|117700
HLNE|HAMILTON LANE INC CS|MSTX|MORGAN STANLEY & CO. LLC|12200
HLNE|HAMILTON LANE INC CS|NFSC|National Financial Services LLC|81450
HLNE|HAMILTON LANE INC CS|NITE|VIRTU Americas LLC|68990
HLNE|HAMILTON LANE INC CS|NITP|VIRTU Americas LLC|3068
HLNE|HAMILTON LANE INC CS|NQRB|Brut, LLC|1858
HLNE|HAMILTON LANE INC CS|OPCO|Oppenheimer & Co. Inc.|736
HLNE|HAMILTON LANE INC CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1915
HLNE|HAMILTON LANE INC CS|PDQM|CODA MARKETS, INC.|87440
HLNE|HAMILTON LANE INC CS|PWJC|UBS Financial Services, Inc.|1646
HLNE|HAMILTON LANE INC CS|RAJA|Raymond James & Associates, Inc.|364
HLNE|HAMILTON LANE INC CS|SAGL|SAGETRADER, LLC|902
HLNE|HAMILTON LANE INC CS|SBSH|Citigroup Global Markets Inc.|55619
HLNE|HAMILTON LANE INC CS|SDLR|Sandler, O'Neill & Partners, L.P.|5462
HLNE|HAMILTON LANE INC CS|SGMT|GOLDMAN SACHS & CO. LLC|32827
HLNE|HAMILTON LANE INC CS|SPDR|SPEEDROUTE LLC|6000
HLNE|HAMILTON LANE INC CS|SPTD|MINT GLOBAL MARKETS, INC.|1640
HLNE|HAMILTON LANE INC CS|STFL|Stifel, Nicolaus & Company, Incorporated|10323
HLNE|HAMILTON LANE INC CS|SWIM|TD Ameritrade, Inc.|15268
HLNE|HAMILTON LANE INC CS|SWST|Hilltop Securities Inc.|450
HLNE|HAMILTON LANE INC CS|TKNG|ALLY INVEST SECURITIES LLC|223
HLNE|HAMILTON LANE INC CS|TRBT|Tradebot Systems, Inc.|42126
HLNE|HAMILTON LANE INC CS|TRCM|TRC MARKETS LLC|38952
HLNE|HAMILTON LANE INC CS|UBSA|UBS SECURITIES LLC|127593
HLNE|HAMILTON LANE INC CS|UBSS|UBS Securities LLC|470443
HLNE|HAMILTON LANE INC CS|VALX|VIRTU AMERICAS LLC|5372
HLNE|HAMILTON LANE INC CS|VGRD|Vanguard Marketing Corporation|2159
HLNE|HAMILTON LANE INC CS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
HLNE|HAMILTON LANE INC CS|WCHV|WELLS FARGO SECURITIES, LLC|19235
HLNE|HAMILTON LANE INC CS|WEDB|WEDBUSH SECURITIES INC.|15
HLNE|HAMILTON LANE INC CS|WEED|Weeden & Co.L.P.|2580
HLNE|HAMILTON LANE INC CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1563
HLNE|HAMILTON LANE INC CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4193
HLNE|HAMILTON LANE INC CS|WSEA|WOLVERINE SECURITIES, LLC|690
HLNE|HAMILTON LANE INC CS|XIST|INSTINET, LLC|39728
HLNE|HAMILTON LANE INC CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|41610
HLNE|HAMILTON LANE INC CS|YKNA|COMHAR CAPITAL MARKETS, LLC|6078
HLT|HILTON WW INC.|ABLE|NATIXIS Securities Americas LLC|5410
HLT|HILTON WW INC.|ALLN|Allen & Company LLC|7300
HLT|HILTON WW INC.|ALTX|Alternet Securities Inc.|21434
HLT|HILTON WW INC.|APCC|Apex Clearing Corporation|825
HLT|HILTON WW INC.|BARD|Robert W. Baird & Co. Incorporated|562564
HLT|HILTON WW INC.|BATM|CBOE TRADING, INC.|25909
HLT|HILTON WW INC.|BAYC|BAY CREST PARTNERS, LLC|4210
HLT|HILTON WW INC.|BAYT|BTIG, LLC|2100
HLT|HILTON WW INC.|BBNT|BB&T SECURITIES, LLC|784
HLT|HILTON WW INC.|BERN|Sanford C. Bernstein & Co., LLC|233356
HLT|HILTON WW INC.|BIDS|BIDS TRADING L.P.|250300
HLT|HILTON WW INC.|BIMI|Banca IMI Securities Corp.|32
HLT|HILTON WW INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6336
HLT|HILTON WW INC.|BLKX|INSTINET, LLC|177428
HLT|HILTON WW INC.|BMOC|BMO Capital Markets Corp.|415
HLT|HILTON WW INC.|BNPX|BNP PARIBAS SECURITIES CORP.|171094
HLT|HILTON WW INC.|BTIG|BTIG, LLC|63487
HLT|HILTON WW INC.|BYXM|CBOE TRADING, INC.|3565
HLT|HILTON WW INC.|BZYD|GOLDMAN SACHS & CO. LLC|400
HLT|HILTON WW INC.|CANT|Cantor Fitzgerald & Co.|612
HLT|HILTON WW INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|38200
HLT|HILTON WW INC.|CBRA|Cobra Trading, Inc.|3300
HLT|HILTON WW INC.|CHAS|Charles Schwab & Co., Inc.|10317
HLT|HILTON WW INC.|CIBP|CIBC World Markets Corp.|79915
HLT|HILTON WW INC.|CICF|Canaccord Genuity Corp.|156
HLT|HILTON WW INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|26000
HLT|HILTON WW INC.|CIST|Capital Institutional Services, Inc.|5
HLT|HILTON WW INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|343491
HLT|HILTON WW INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1095
HLT|HILTON WW INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4490
HLT|HILTON WW INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|977313
HLT|HILTON WW INC.|CSMS|CORNERSTONE MACRO LLC|300
HLT|HILTON WW INC.|CTDL|Citadel Derivatives Group Llc|7844
HLT|HILTON WW INC.|CTLR|CUTLER GROUP, LP|408
HLT|HILTON WW INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|143770
HLT|HILTON WW INC.|DADA|D.A. Davidson & Co.|186
HLT|HILTON WW INC.|DAVA|Davenport & Company LLC|78
HLT|HILTON WW INC.|DBAB|Deutsche Bank Securities Inc.|891338
HLT|HILTON WW INC.|DBAX|Deutsche Bank Securities Inc.|665200
HLT|HILTON WW INC.|DBUL|Deutsche Bank Securities Inc.|8350
HLT|HILTON WW INC.|DCHF|Dart Executions, LLC|11081
HLT|HILTON WW INC.|DEAN|MORGAN STANLEY|3684
HLT|HILTON WW INC.|DEGS|RONIN PROFESSIONAL LLC|720
HLT|HILTON WW INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17363
HLT|HILTON WW INC.|DRWK|DRW SECURITIES, L.L.C.|9673
HLT|HILTON WW INC.|EBXL|EBX LLC|495100
HLT|HILTON WW INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|34974
HLT|HILTON WW INC.|EDJO|Edward D. Jones & Co., L.P.|1395
HLT|HILTON WW INC.|EGAM|CBOE TRADING, INC.|28860
HLT|HILTON WW INC.|EGAW|CBOE TRADING, INC.|188
HLT|HILTON WW INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3450
HLT|HILTON WW INC.|EGXM|CBOE TRADING, INC.|5914
HLT|HILTON WW INC.|EGXW|CBOE TRADING, INC.|305
HLT|HILTON WW INC.|ETBE|Electronic Transaction Clearing, Inc.|46320
HLT|HILTON WW INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
HLT|HILTON WW INC.|ETCC|Electronic Transaction Clearing, Inc.|968
HLT|HILTON WW INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39035
HLT|HILTON WW INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
HLT|HILTON WW INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|190
HLT|HILTON WW INC.|ETRS|E*Trade Securities LLC|64885
HLT|HILTON WW INC.|FBSB|U.S. Bancorp Investments, Inc.|1
HLT|HILTON WW INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|1
HLT|HILTON WW INC.|FILL|Tradestation Securities, Inc.|8448
HLT|HILTON WW INC.|FINX|FINTECH SECURITIES|180
HLT|HILTON WW INC.|FMAF|NBCN Inc./ CDS|6159
HLT|HILTON WW INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|169985
HLT|HILTON WW INC.|FQLS|Quantlab Securities LP|669345
HLT|HILTON WW INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|179218
HLT|HILTON WW INC.|FTBR|Foliofn Investments, Inc.|282
HLT|HILTON WW INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|4491
HLT|HILTON WW INC.|GLIS|TD Securities Inc|741
HLT|HILTON WW INC.|GLPX|ACS EXECUTION SERVICES, LLC|100457
HLT|HILTON WW INC.|GNAV|GREEN STREET TRADING, LLC|900
HLT|HILTON WW INC.|GSCO|GOLDMAN SACHS & CO. LLC|2266568
HLT|HILTON WW INC.|GSCS|GOLDMAN SACHS & CO. LLC|23889
HLT|HILTON WW INC.|GSLT|GOLDMAN SACHS & CO. LLC|40154
HLT|HILTON WW INC.|GTSZ|GTS SECURITIES LLC|252466
HLT|HILTON WW INC.|GUGS|Guggenheim Securities, LLC|100000
HLT|HILTON WW INC.|HAPX|HAP Trading, LLC|300
HLT|HILTON WW INC.|HRBF|American Enterprise Investment Services Inc.|3834
HLT|HILTON WW INC.|HSBC|HSBC Securities, Inc.|1427
HLT|HILTON WW INC.|IATS|INTERACTIVE BROKERS LLC|14241
HLT|HILTON WW INC.|IBKR|Interactive Brokers Llc|40385
HLT|HILTON WW INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1442
HLT|HILTON WW INC.|ICBX|INSTINET, LLC|151357
HLT|HILTON WW INC.|IEQY|CITADEL SECURITIES LLC|152727
HLT|HILTON WW INC.|INCA|INSTINET, LLC|769213
HLT|HILTON WW INC.|INJX|INSTINET, LLC|22538
HLT|HILTON WW INC.|ITGI|ITG Inc.|196149
HLT|HILTON WW INC.|ITGP|ITG INC.|630600
HLT|HILTON WW INC.|JANY|Janney Montgomery Scott Inc.|3526
HLT|HILTON WW INC.|JEFF|JEFFERIES LLC|570000
HLT|HILTON WW INC.|JMPT|JUMP TRADING, LLC|188373
HLT|HILTON WW INC.|JONE|JonesTrading|125
HLT|HILTON WW INC.|JPBX|J.P. MORGAN SECURITIES LLC|368152
HLT|HILTON WW INC.|JPMX|J.P. Morgan Securities LLC|1160473
HLT|HILTON WW INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
HLT|HILTON WW INC.|JSJX|JANE STREET CAPITAL LLC|13296
HLT|HILTON WW INC.|KCGM|VIRTU Americas LLC|167722
HLT|HILTON WW INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|362891
HLT|HILTON WW INC.|LEHM|Barclays Capital Inc./Le|4123268
HLT|HILTON WW INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|11
HLT|HILTON WW INC.|LIME|Lime Brokerage LLC|98509
HLT|HILTON WW INC.|LIWD|LIME BROKERAGE LLC|92
HLT|HILTON WW INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|1019156
HLT|HILTON WW INC.|LOOP|Loop Capital Markets LLC|75304
HLT|HILTON WW INC.|LQNA|LIQUIDNET, INC.|354800
HLT|HILTON WW INC.|LQNB|LIQUIDNET, INC.|11932
HLT|HILTON WW INC.|LSCI|Lek Securities Corporation|761
HLT|HILTON WW INC.|LVMR|LIVERMORE TRADING GROUP, INC.|8475
HLT|HILTON WW INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
HLT|HILTON WW INC.|MACQ|Macquarie Capital (USA) Inc.|14300
HLT|HILTON WW INC.|MCMF|Raymond James Ltd. Cds|135
HLT|HILTON WW INC.|MKMP|MKM Partners LLC|1100
HLT|HILTON WW INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|387032
HLT|HILTON WW INC.|MOTF|MOTIF INVESTING, INC.|2
HLT|HILTON WW INC.|MSCO|MORGAN STANLEY & CO. LLC|4885063
HLT|HILTON WW INC.|MSPL|MORGAN STANLEY & CO. LLC|989800
HLT|HILTON WW INC.|MSTX|MORGAN STANLEY & CO. LLC|639900
HLT|HILTON WW INC.|MTON|MILLINGTON SECURITIES, INC.|31386
HLT|HILTON WW INC.|MWCC|Monness Crespi Hardt & Co., Inc.|28900
HLT|HILTON WW INC.|NATL|National Securities Corporation|26
HLT|HILTON WW INC.|NFSC|National Financial Services LLC|246312
HLT|HILTON WW INC.|NITE|VIRTU Americas LLC|706810
HLT|HILTON WW INC.|NITP|VIRTU Americas LLC|600
HLT|HILTON WW INC.|NQRB|Brut, LLC|24955
HLT|HILTON WW INC.|NTBF|BMO Nesbitt Burns Inc./CDS|40
HLT|HILTON WW INC.|NTRC|Northern Trust Securities, Inc.|12817
HLT|HILTON WW INC.|OHOS|TWO SIGMA SECURITIES, LLC|103577
HLT|HILTON WW INC.|OPCO|Oppenheimer & Co. Inc.|1090
HLT|HILTON WW INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5697
HLT|HILTON WW INC.|PDQM|CODA MARKETS, INC.|82493
HLT|HILTON WW INC.|PHLY|NASDAQ Execution Services, LLC|1200
HLT|HILTON WW INC.|PIPR|Piper Jaffray & Co.|2271
HLT|HILTON WW INC.|PWJC|UBS Financial Services, Inc.|2275
HLT|HILTON WW INC.|QMSR|QUATTRO M SECURITIES INC.|45974
HLT|HILTON WW INC.|RBCM|RBC CAPITAL MARKETS, LLC|8327
HLT|HILTON WW INC.|RJLC|RJL CAPITAL GROUP, LLC|175
HLT|HILTON WW INC.|SAGL|SAGETRADER, LLC|63067
HLT|HILTON WW INC.|SAGW|SAGETRADER, LLC|4114
HLT|HILTON WW INC.|SALI|INTL FCSTONE FINANCIAL INC.|75
HLT|HILTON WW INC.|SBSH|Citigroup Global Markets Inc.|2413749
HLT|HILTON WW INC.|SGMT|GOLDMAN SACHS & CO. LLC|431133
HLT|HILTON WW INC.|SJLS|TRADE INFORMATICS LLC|15700
HLT|HILTON WW INC.|SPDR|SPEEDROUTE LLC|22000
HLT|HILTON WW INC.|SPHN|Stephens Inc.|33
HLT|HILTON WW INC.|STFL|Stifel, Nicolaus & Company, Incorporated|13281
HLT|HILTON WW INC.|STKP|STOCKPILE INVESTMENTS, INC.|36
HLT|HILTON WW INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9161
HLT|HILTON WW INC.|SWIM|TD Ameritrade, Inc.|118554
HLT|HILTON WW INC.|SWST|Hilltop Securities Inc.|350
HLT|HILTON WW INC.|TKNG|ALLY INVEST SECURITIES LLC|153
HLT|HILTON WW INC.|TRBT|Tradebot Systems, Inc.|469050
HLT|HILTON WW INC.|TRCM|TRC MARKETS LLC|391563
HLT|HILTON WW INC.|UBSA|UBS SECURITIES LLC|1460745
HLT|HILTON WW INC.|UBSS|UBS Securities LLC|1551058
HLT|HILTON WW INC.|VALX|VIRTU AMERICAS LLC|21937
HLT|HILTON WW INC.|VGRD|Vanguard Marketing Corporation|4659
HLT|HILTON WW INC.|WBLR|WILLIAM BLAIR|79220
HLT|HILTON WW INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|7917
HLT|HILTON WW INC.|WCHV|WELLS FARGO SECURITIES, LLC|364301
HLT|HILTON WW INC.|WDNX|WEEDEN & CO.L.P.|4584
HLT|HILTON WW INC.|WEDB|WEDBUSH SECURITIES INC.|8012
HLT|HILTON WW INC.|WEED|Weeden & Co.L.P.|38931
HLT|HILTON WW INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44498
HLT|HILTON WW INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48329
HLT|HILTON WW INC.|WGIF|CIBC World Markets Inc.|35
HLT|HILTON WW INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1066
HLT|HILTON WW INC.|WOLF|Wolfe Trahan Securities|800
HLT|HILTON WW INC.|WSAG|WALL STREET ACCESS|239
HLT|HILTON WW INC.|WSEA|WOLVERINE SECURITIES, LLC|20684
HLT|HILTON WW INC.|XIST|INSTINET, LLC|38336
HLT|HILTON WW INC.|XPQR|Jump Trading|6985
HLT|HILTON WW INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|124926
HLT|HILTON WW INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1630
HLT|HILTON WW INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14599
HLTH|NOBILIS HEALTH CORP.|APCC|Apex Clearing Corporation|16001
HLTH|NOBILIS HEALTH CORP.|BATM|CBOE TRADING, INC.|300
HLTH|NOBILIS HEALTH CORP.|BIMI|Banca IMI Securities Corp.|15640
HLTH|NOBILIS HEALTH CORP.|BLKX|INSTINET, LLC|9000
HLTH|NOBILIS HEALTH CORP.|BTIG|BTIG, LLC|100000
HLTH|NOBILIS HEALTH CORP.|BYXM|CBOE TRADING, INC.|3160
HLTH|NOBILIS HEALTH CORP.|CICF|Canaccord Genuity Corp.|10000
HLTH|NOBILIS HEALTH CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1340
HLTH|NOBILIS HEALTH CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9340
HLTH|NOBILIS HEALTH CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42589
HLTH|NOBILIS HEALTH CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
HLTH|NOBILIS HEALTH CORP.|DBAX|Deutsche Bank Securities Inc.|22100
HLTH|NOBILIS HEALTH CORP.|DEGS|RONIN PROFESSIONAL LLC|191
HLTH|NOBILIS HEALTH CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
HLTH|NOBILIS HEALTH CORP.|EBXL|EBX LLC|38100
HLTH|NOBILIS HEALTH CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2848
HLTH|NOBILIS HEALTH CORP.|EGXM|CBOE TRADING, INC.|870
HLTH|NOBILIS HEALTH CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
HLTH|NOBILIS HEALTH CORP.|ETRS|E*Trade Securities LLC|52252
HLTH|NOBILIS HEALTH CORP.|FMAF|NBCN Inc./ CDS|4096
HLTH|NOBILIS HEALTH CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
HLTH|NOBILIS HEALTH CORP.|FTBR|Foliofn Investments, Inc.|3
HLTH|NOBILIS HEALTH CORP.|GLIS|TD Securities Inc|1200
HLTH|NOBILIS HEALTH CORP.|GLPX|ACS EXECUTION SERVICES, LLC|1270
HLTH|NOBILIS HEALTH CORP.|GSCO|GOLDMAN SACHS & CO. LLC|45163
HLTH|NOBILIS HEALTH CORP.|GSLT|GOLDMAN SACHS & CO. LLC|7604
HLTH|NOBILIS HEALTH CORP.|IBKR|Interactive Brokers Llc|17600
HLTH|NOBILIS HEALTH CORP.|ICBX|INSTINET, LLC|17083
HLTH|NOBILIS HEALTH CORP.|INCA|INSTINET, LLC|9
HLTH|NOBILIS HEALTH CORP.|ITGI|ITG Inc.|54143
HLTH|NOBILIS HEALTH CORP.|ITGP|ITG INC.|32600
HLTH|NOBILIS HEALTH CORP.|JEFF|JEFFERIES LLC|8650
HLTH|NOBILIS HEALTH CORP.|JPMX|J.P. Morgan Securities LLC|8116
HLTH|NOBILIS HEALTH CORP.|KCGM|VIRTU Americas LLC|2200
HLTH|NOBILIS HEALTH CORP.|LEHM|Barclays Capital Inc./Le|52545
HLTH|NOBILIS HEALTH CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2500
HLTH|NOBILIS HEALTH CORP.|MSCO|MORGAN STANLEY & CO. LLC|68030
HLTH|NOBILIS HEALTH CORP.|MSPL|MORGAN STANLEY & CO. LLC|46900
HLTH|NOBILIS HEALTH CORP.|NFSC|National Financial Services LLC|227291
HLTH|NOBILIS HEALTH CORP.|NITE|VIRTU Americas LLC|223143
HLTH|NOBILIS HEALTH CORP.|NQRB|Brut, LLC|23
HLTH|NOBILIS HEALTH CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|3324
HLTH|NOBILIS HEALTH CORP.|PCFF|Pacific International Securities Inc./CDS|97100
HLTH|NOBILIS HEALTH CORP.|PDQM|CODA MARKETS, INC.|63897
HLTH|NOBILIS HEALTH CORP.|SGMT|GOLDMAN SACHS & CO. LLC|37973
HLTH|NOBILIS HEALTH CORP.|SPDR|SPEEDROUTE LLC|6000
HLTH|NOBILIS HEALTH CORP.|SWIM|TD Ameritrade, Inc.|17928
HLTH|NOBILIS HEALTH CORP.|SWST|Hilltop Securities Inc.|8900
HLTH|NOBILIS HEALTH CORP.|TKNG|ALLY INVEST SECURITIES LLC|1990
HLTH|NOBILIS HEALTH CORP.|UBSA|UBS SECURITIES LLC|109699
HLTH|NOBILIS HEALTH CORP.|UBSS|UBS Securities LLC|11675
HLTH|NOBILIS HEALTH CORP.|VALX|VIRTU AMERICAS LLC|15222
HLTH|NOBILIS HEALTH CORP.|VGRD|Vanguard Marketing Corporation|13427
HLTH|NOBILIS HEALTH CORP.|VSIN|Vision Financial Markets Llc|548
HLTH|NOBILIS HEALTH CORP.|WCHV|WELLS FARGO SECURITIES, LLC|66818
HLTH|NOBILIS HEALTH CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4761
HLTH|NOBILIS HEALTH CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|474
HLTH|NOBILIS HEALTH CORP.|WSEA|WOLVERINE SECURITIES, LLC|1442
HLTH|NOBILIS HEALTH CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8700
HLX|HELIX ENERGY SOLUTNS|ALTX|Alternet Securities Inc.|5000
HLX|HELIX ENERGY SOLUTNS|APCC|Apex Clearing Corporation|14392
HLX|HELIX ENERGY SOLUTNS|AQUA|AQUA SECURITIES L.P.|7500
HLX|HELIX ENERGY SOLUTNS|BARD|Robert W. Baird & Co. Incorporated|201499
HLX|HELIX ENERGY SOLUTNS|BATM|CBOE TRADING, INC.|1139
HLX|HELIX ENERGY SOLUTNS|BBNT|BB&T SECURITIES, LLC|233
HLX|HELIX ENERGY SOLUTNS|BERN|Sanford C. Bernstein & Co., LLC|989
HLX|HELIX ENERGY SOLUTNS|BIDS|BIDS TRADING L.P.|1700
HLX|HELIX ENERGY SOLUTNS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4800
HLX|HELIX ENERGY SOLUTNS|BLKX|INSTINET, LLC|5200
HLX|HELIX ENERGY SOLUTNS|BNPX|BNP PARIBAS SECURITIES CORP.|29633
HLX|HELIX ENERGY SOLUTNS|BRVL|BLAYLOCK VAN, LLC|2100
HLX|HELIX ENERGY SOLUTNS|BTIG|BTIG, LLC|790
HLX|HELIX ENERGY SOLUTNS|BYXM|CBOE TRADING, INC.|160
HLX|HELIX ENERGY SOLUTNS|BZYD|GOLDMAN SACHS & CO. LLC|5887
HLX|HELIX ENERGY SOLUTNS|CANT|Cantor Fitzgerald & Co.|400
HLX|HELIX ENERGY SOLUTNS|CHAS|Charles Schwab & Co., Inc.|2500
HLX|HELIX ENERGY SOLUTNS|CIST|Capital Institutional Services, Inc.|28492
HLX|HELIX ENERGY SOLUTNS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118377
HLX|HELIX ENERGY SOLUTNS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
HLX|HELIX ENERGY SOLUTNS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|435191
HLX|HELIX ENERGY SOLUTNS|CTDL|Citadel Derivatives Group Llc|26107
HLX|HELIX ENERGY SOLUTNS|CXCX|CITIGROUP GLOBAL MARKETS INC.|143240
HLX|HELIX ENERGY SOLUTNS|DADA|D.A. Davidson & Co.|38
HLX|HELIX ENERGY SOLUTNS|DBAB|Deutsche Bank Securities Inc.|312912
HLX|HELIX ENERGY SOLUTNS|DBAX|Deutsche Bank Securities Inc.|339200
HLX|HELIX ENERGY SOLUTNS|DBUL|Deutsche Bank Securities Inc.|1371
HLX|HELIX ENERGY SOLUTNS|DEAN|MORGAN STANLEY|4308
HLX|HELIX ENERGY SOLUTNS|DEGS|RONIN PROFESSIONAL LLC|15476
HLX|HELIX ENERGY SOLUTNS|EBXL|EBX LLC|291100
HLX|HELIX ENERGY SOLUTNS|ECUT|CONVERGEX EXECUTION SOLUTIONS|26108
HLX|HELIX ENERGY SOLUTNS|EDJO|Edward D. Jones & Co., L.P.|142
HLX|HELIX ENERGY SOLUTNS|EGAM|CBOE TRADING, INC.|14835
HLX|HELIX ENERGY SOLUTNS|EGAW|CBOE TRADING, INC.|100
HLX|HELIX ENERGY SOLUTNS|EGXM|CBOE TRADING, INC.|2833
HLX|HELIX ENERGY SOLUTNS|ETBE|Electronic Transaction Clearing, Inc.|7607
HLX|HELIX ENERGY SOLUTNS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
HLX|HELIX ENERGY SOLUTNS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1200
HLX|HELIX ENERGY SOLUTNS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2099
HLX|HELIX ENERGY SOLUTNS|ETRS|E*Trade Securities LLC|64188
HLX|HELIX ENERGY SOLUTNS|FILL|Tradestation Securities, Inc.|2610
HLX|HELIX ENERGY SOLUTNS|FMAF|NBCN Inc./ CDS|36634
HLX|HELIX ENERGY SOLUTNS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2729
HLX|HELIX ENERGY SOLUTNS|FQLS|Quantlab Securities LP|117840
HLX|HELIX ENERGY SOLUTNS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144801
HLX|HELIX ENERGY SOLUTNS|FTBR|Foliofn Investments, Inc.|321
HLX|HELIX ENERGY SOLUTNS|GEBB|GLOBAL EXECUTION BROKERS, LP|4700
HLX|HELIX ENERGY SOLUTNS|GLIS|TD Securities Inc|800
HLX|HELIX ENERGY SOLUTNS|GLPX|ACS EXECUTION SERVICES, LLC|18263
HLX|HELIX ENERGY SOLUTNS|GSCO|GOLDMAN SACHS & CO. LLC|1200959
HLX|HELIX ENERGY SOLUTNS|GSCS|GOLDMAN SACHS & CO. LLC|3570
HLX|HELIX ENERGY SOLUTNS|GSLT|GOLDMAN SACHS & CO. LLC|11369
HLX|HELIX ENERGY SOLUTNS|GTSZ|GTS SECURITIES LLC|65590
HLX|HELIX ENERGY SOLUTNS|HRBF|American Enterprise Investment Services Inc.|1191
HLX|HELIX ENERGY SOLUTNS|HSBC|HSBC Securities, Inc.|305
HLX|HELIX ENERGY SOLUTNS|IATS|INTERACTIVE BROKERS LLC|5895
HLX|HELIX ENERGY SOLUTNS|IBKR|Interactive Brokers Llc|16670
HLX|HELIX ENERGY SOLUTNS|ICBX|INSTINET, LLC|156877
HLX|HELIX ENERGY SOLUTNS|IEQY|CITADEL SECURITIES LLC|91984
HLX|HELIX ENERGY SOLUTNS|INCA|INSTINET, LLC|188583
HLX|HELIX ENERGY SOLUTNS|INJX|INSTINET, LLC|38423
HLX|HELIX ENERGY SOLUTNS|ITGI|ITG Inc.|54475
HLX|HELIX ENERGY SOLUTNS|ITGP|ITG INC.|101600
HLX|HELIX ENERGY SOLUTNS|JANY|Janney Montgomery Scott Inc.|2200
HLX|HELIX ENERGY SOLUTNS|JEFF|JEFFERIES LLC|212375
HLX|HELIX ENERGY SOLUTNS|JMPT|JUMP TRADING, LLC|92639
HLX|HELIX ENERGY SOLUTNS|JPBX|J.P. MORGAN SECURITIES LLC|135948
HLX|HELIX ENERGY SOLUTNS|JPMX|J.P. Morgan Securities LLC|919940
HLX|HELIX ENERGY SOLUTNS|JRCO|Johnson Rice & Company L.L.C.|12308
HLX|HELIX ENERGY SOLUTNS|JSJX|JANE STREET CAPITAL LLC|10885
HLX|HELIX ENERGY SOLUTNS|KCGM|VIRTU Americas LLC|174756
HLX|HELIX ENERGY SOLUTNS|KRSH|Kershner Securities, LLC|2249
HLX|HELIX ENERGY SOLUTNS|LEHM|Barclays Capital Inc./Le|1719243
HLX|HELIX ENERGY SOLUTNS|LIME|Lime Brokerage LLC|35184
HLX|HELIX ENERGY SOLUTNS|LOOP|Loop Capital Markets LLC|208
HLX|HELIX ENERGY SOLUTNS|LSCI|Lek Securities Corporation|385
HLX|HELIX ENERGY SOLUTNS|MACQ|Macquarie Capital (USA) Inc.|151900
HLX|HELIX ENERGY SOLUTNS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|236864
HLX|HELIX ENERGY SOLUTNS|MNDX|TJM Investments, LLC|21670
HLX|HELIX ENERGY SOLUTNS|MOTF|MOTIF INVESTING, INC.|3
HLX|HELIX ENERGY SOLUTNS|MSCO|MORGAN STANLEY & CO. LLC|1228792
HLX|HELIX ENERGY SOLUTNS|MSPL|MORGAN STANLEY & CO. LLC|597200
HLX|HELIX ENERGY SOLUTNS|MSTX|MORGAN STANLEY & CO. LLC|184100
HLX|HELIX ENERGY SOLUTNS|NATL|National Securities Corporation|31468
HLX|HELIX ENERGY SOLUTNS|NFSC|National Financial Services LLC|190835
HLX|HELIX ENERGY SOLUTNS|NITE|VIRTU Americas LLC|693575
HLX|HELIX ENERGY SOLUTNS|NQRB|Brut, LLC|56957
HLX|HELIX ENERGY SOLUTNS|NTRC|Northern Trust Securities, Inc.|5802
HLX|HELIX ENERGY SOLUTNS|OHOS|TWO SIGMA SECURITIES, LLC|3533
HLX|HELIX ENERGY SOLUTNS|OPCO|Oppenheimer & Co. Inc.|5000
HLX|HELIX ENERGY SOLUTNS|PDQM|CODA MARKETS, INC.|5665
HLX|HELIX ENERGY SOLUTNS|PHLY|NASDAQ Execution Services, LLC|400
HLX|HELIX ENERGY SOLUTNS|PWJC|UBS Financial Services, Inc.|29828
HLX|HELIX ENERGY SOLUTNS|QMSR|QUATTRO M SECURITIES INC.|16171
HLX|HELIX ENERGY SOLUTNS|RBCM|RBC CAPITAL MARKETS, LLC|3550
HLX|HELIX ENERGY SOLUTNS|RHCO|Suntrust Robinson Humphrey, Inc.|8400
HLX|HELIX ENERGY SOLUTNS|SAGL|SAGETRADER, LLC|2000
HLX|HELIX ENERGY SOLUTNS|SAGW|SAGETRADER, LLC|700
HLX|HELIX ENERGY SOLUTNS|SALI|INTL FCSTONE FINANCIAL INC.|2000
HLX|HELIX ENERGY SOLUTNS|SBSH|Citigroup Global Markets Inc.|232316
HLX|HELIX ENERGY SOLUTNS|SGMT|GOLDMAN SACHS & CO. LLC|225565
HLX|HELIX ENERGY SOLUTNS|SPDR|SPEEDROUTE LLC|600
HLX|HELIX ENERGY SOLUTNS|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
HLX|HELIX ENERGY SOLUTNS|STFL|Stifel, Nicolaus & Company, Incorporated|26335
HLX|HELIX ENERGY SOLUTNS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8100
HLX|HELIX ENERGY SOLUTNS|SWIM|TD Ameritrade, Inc.|139217
HLX|HELIX ENERGY SOLUTNS|SWST|Hilltop Securities Inc.|55918
HLX|HELIX ENERGY SOLUTNS|TKNG|ALLY INVEST SECURITIES LLC|6583
HLX|HELIX ENERGY SOLUTNS|TMBR|Timber Hill LLC|1400
HLX|HELIX ENERGY SOLUTNS|TRBT|Tradebot Systems, Inc.|173113
HLX|HELIX ENERGY SOLUTNS|TRCM|TRC MARKETS LLC|166540
HLX|HELIX ENERGY SOLUTNS|UBSA|UBS SECURITIES LLC|827667
HLX|HELIX ENERGY SOLUTNS|UBSS|UBS Securities LLC|663986
HLX|HELIX ENERGY SOLUTNS|VALX|VIRTU AMERICAS LLC|54975
HLX|HELIX ENERGY SOLUTNS|VERT|The Vertical Trading Group, LLC|6525
HLX|HELIX ENERGY SOLUTNS|VGRD|Vanguard Marketing Corporation|26475
HLX|HELIX ENERGY SOLUTNS|VSIN|Vision Financial Markets Llc|40
HLX|HELIX ENERGY SOLUTNS|WBPX|SUMMIT SECURITIES GROUP, LLC|4749
HLX|HELIX ENERGY SOLUTNS|WCHV|WELLS FARGO SECURITIES, LLC|294107
HLX|HELIX ENERGY SOLUTNS|WEDB|WEDBUSH SECURITIES INC.|11634
HLX|HELIX ENERGY SOLUTNS|WEED|Weeden & Co.L.P.|13300
HLX|HELIX ENERGY SOLUTNS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2815
HLX|HELIX ENERGY SOLUTNS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3895
HLX|HELIX ENERGY SOLUTNS|WSEA|WOLVERINE SECURITIES, LLC|4161
HLX|HELIX ENERGY SOLUTNS|XIST|INSTINET, LLC|68600
HLX|HELIX ENERGY SOLUTNS|XPQR|Jump Trading|200
HLX|HELIX ENERGY SOLUTNS|XSTM|NATIONAL FINANCIAL SERVICES LLC|11820
HLX|HELIX ENERGY SOLUTNS|YKNA|COMHAR CAPITAL MARKETS, LLC|57
HLX|HELIX ENERGY SOLUTNS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7565
HMC|HONDA MOTOR CO ADR|ALTX|Alternet Securities Inc.|14004
HMC|HONDA MOTOR CO ADR|ANOS|ABEL/NOSER, L.L.C.|1200
HMC|HONDA MOTOR CO ADR|APCC|Apex Clearing Corporation|197
HMC|HONDA MOTOR CO ADR|BALE|M&T SECURITIES, INC.|314
HMC|HONDA MOTOR CO ADR|BANK|Primevest Financial Services, Inc.|3
HMC|HONDA MOTOR CO ADR|BARD|Robert W. Baird & Co. Incorporated|6639
HMC|HONDA MOTOR CO ADR|BATM|CBOE TRADING, INC.|400
HMC|HONDA MOTOR CO ADR|BAYT|BTIG, LLC|100
HMC|HONDA MOTOR CO ADR|BBNT|BB&T SECURITIES, LLC|200
HMC|HONDA MOTOR CO ADR|BERN|Sanford C. Bernstein & Co., LLC|32680
HMC|HONDA MOTOR CO ADR|BGCE|BGC Financial Inc.|16000
HMC|HONDA MOTOR CO ADR|BIMI|Banca IMI Securities Corp.|2670
HMC|HONDA MOTOR CO ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11360
HMC|HONDA MOTOR CO ADR|BZYD|GOLDMAN SACHS & CO. LLC|100
HMC|HONDA MOTOR CO ADR|CANT|Cantor Fitzgerald & Co.|3
HMC|HONDA MOTOR CO ADR|CHAS|Charles Schwab & Co., Inc.|1551
HMC|HONDA MOTOR CO ADR|CHDN|CHARDAN CAPITAL MARKETS LLC|4100
HMC|HONDA MOTOR CO ADR|CIST|Capital Institutional Services, Inc.|388
HMC|HONDA MOTOR CO ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18558
HMC|HONDA MOTOR CO ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3913
HMC|HONDA MOTOR CO ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1793
HMC|HONDA MOTOR CO ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|108614
HMC|HONDA MOTOR CO ADR|CTDL|Citadel Derivatives Group Llc|2815
HMC|HONDA MOTOR CO ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3350
HMC|HONDA MOTOR CO ADR|DADA|D.A. Davidson & Co.|395
HMC|HONDA MOTOR CO ADR|DBAB|Deutsche Bank Securities Inc.|65264
HMC|HONDA MOTOR CO ADR|DBAX|Deutsche Bank Securities Inc.|85200
HMC|HONDA MOTOR CO ADR|DCHF|Dart Executions, LLC|643
HMC|HONDA MOTOR CO ADR|DEAN|MORGAN STANLEY|20350
HMC|HONDA MOTOR CO ADR|DEGS|RONIN PROFESSIONAL LLC|31
HMC|HONDA MOTOR CO ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|109
HMC|HONDA MOTOR CO ADR|EBXL|EBX LLC|52000
HMC|HONDA MOTOR CO ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|14478
HMC|HONDA MOTOR CO ADR|EDJC|Edward Jones / CDS|118
HMC|HONDA MOTOR CO ADR|EDJO|Edward D. Jones & Co., L.P.|15646
HMC|HONDA MOTOR CO ADR|EGAM|CBOE TRADING, INC.|14609
HMC|HONDA MOTOR CO ADR|EGAW|CBOE TRADING, INC.|397
HMC|HONDA MOTOR CO ADR|EGXM|CBOE TRADING, INC.|906
HMC|HONDA MOTOR CO ADR|ETBE|Electronic Transaction Clearing, Inc.|3127
HMC|HONDA MOTOR CO ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|660
HMC|HONDA MOTOR CO ADR|ETRS|E*Trade Securities LLC|38559
HMC|HONDA MOTOR CO ADR|FILL|Tradestation Securities, Inc.|430
HMC|HONDA MOTOR CO ADR|FMAF|NBCN Inc./ CDS|10240
HMC|HONDA MOTOR CO ADR|FQLS|Quantlab Securities LP|60378
HMC|HONDA MOTOR CO ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28945
HMC|HONDA MOTOR CO ADR|FTBR|Foliofn Investments, Inc.|15716
HMC|HONDA MOTOR CO ADR|GBMT|GBM International, Inc.|324
HMC|HONDA MOTOR CO ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|2400
HMC|HONDA MOTOR CO ADR|GLPX|ACS EXECUTION SERVICES, LLC|2416
HMC|HONDA MOTOR CO ADR|GSCO|GOLDMAN SACHS & CO. LLC|158741
HMC|HONDA MOTOR CO ADR|GSCS|GOLDMAN SACHS & CO. LLC|33940
HMC|HONDA MOTOR CO ADR|GSLT|GOLDMAN SACHS & CO. LLC|13016
HMC|HONDA MOTOR CO ADR|GTSY|GTS SECURITIES LLC|800
HMC|HONDA MOTOR CO ADR|GTSZ|GTS SECURITIES LLC|10828
HMC|HONDA MOTOR CO ADR|HRBF|American Enterprise Investment Services Inc.|3262
HMC|HONDA MOTOR CO ADR|HSBC|HSBC Securities, Inc.|3340
HMC|HONDA MOTOR CO ADR|IATS|INTERACTIVE BROKERS LLC|12034
HMC|HONDA MOTOR CO ADR|IBKR|Interactive Brokers Llc|13240
HMC|HONDA MOTOR CO ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8361
HMC|HONDA MOTOR CO ADR|ICBX|INSTINET, LLC|14529
HMC|HONDA MOTOR CO ADR|INCA|INSTINET, LLC|70202
HMC|HONDA MOTOR CO ADR|INTL|INTL FCSTONE FINANCIAL INC.|6665
HMC|HONDA MOTOR CO ADR|ITGI|ITG Inc.|18151
HMC|HONDA MOTOR CO ADR|ITGP|ITG INC.|37800
HMC|HONDA MOTOR CO ADR|JANY|Janney Montgomery Scott Inc.|5421
HMC|HONDA MOTOR CO ADR|JEFF|JEFFERIES LLC|3504
HMC|HONDA MOTOR CO ADR|JMPT|JUMP TRADING, LLC|19264
HMC|HONDA MOTOR CO ADR|JONE|JonesTrading|4300
HMC|HONDA MOTOR CO ADR|JPBX|J.P. MORGAN SECURITIES LLC|4984
HMC|HONDA MOTOR CO ADR|JPMX|J.P. Morgan Securities LLC|80085
HMC|HONDA MOTOR CO ADR|JSJX|JANE STREET CAPITAL LLC|3799
HMC|HONDA MOTOR CO ADR|KBWI|Keefe, Bruyette & Woods, Inc.|2600
HMC|HONDA MOTOR CO ADR|KCGM|VIRTU Americas LLC|12634
HMC|HONDA MOTOR CO ADR|LEHM|Barclays Capital Inc./Le|320362
HMC|HONDA MOTOR CO ADR|LIME|Lime Brokerage LLC|8795
HMC|HONDA MOTOR CO ADR|LSCI|Lek Securities Corporation|4
HMC|HONDA MOTOR CO ADR|MACC|Mid Atlantic Capital Corporation|450
HMC|HONDA MOTOR CO ADR|MACQ|Macquarie Capital (USA) Inc.|5069
HMC|HONDA MOTOR CO ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51878
HMC|HONDA MOTOR CO ADR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
HMC|HONDA MOTOR CO ADR|MOTF|MOTIF INVESTING, INC.|15
HMC|HONDA MOTOR CO ADR|MPSG|E D & F Man Capital Markets Inc.|579
HMC|HONDA MOTOR CO ADR|MSCO|MORGAN STANLEY & CO. LLC|360456
HMC|HONDA MOTOR CO ADR|MSPL|MORGAN STANLEY & CO. LLC|261500
HMC|HONDA MOTOR CO ADR|MSTX|MORGAN STANLEY & CO. LLC|43500
HMC|HONDA MOTOR CO ADR|NBCS|NBC Securities, INC.|100
HMC|HONDA MOTOR CO ADR|NFSC|National Financial Services LLC|226071
HMC|HONDA MOTOR CO ADR|NITE|VIRTU Americas LLC|387685
HMC|HONDA MOTOR CO ADR|NITP|VIRTU Americas LLC|560
HMC|HONDA MOTOR CO ADR|NQRB|Brut, LLC|2239
HMC|HONDA MOTOR CO ADR|NTBF|BMO Nesbitt Burns Inc./CDS|3084
HMC|HONDA MOTOR CO ADR|NTRC|Northern Trust Securities, Inc.|391
HMC|HONDA MOTOR CO ADR|OHOS|TWO SIGMA SECURITIES, LLC|13643
HMC|HONDA MOTOR CO ADR|OLDM|OLD MISSION CAPITAL, LLC|28196
HMC|HONDA MOTOR CO ADR|OPCO|Oppenheimer & Co. Inc.|3154
HMC|HONDA MOTOR CO ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
HMC|HONDA MOTOR CO ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|136900
HMC|HONDA MOTOR CO ADR|PDQM|CODA MARKETS, INC.|28800
HMC|HONDA MOTOR CO ADR|PIPR|Piper Jaffray & Co.|762
HMC|HONDA MOTOR CO ADR|PWJC|UBS Financial Services, Inc.|2129
HMC|HONDA MOTOR CO ADR|RBCM|RBC CAPITAL MARKETS, LLC|28008
HMC|HONDA MOTOR CO ADR|RHCO|Suntrust Robinson Humphrey, Inc.|7506
HMC|HONDA MOTOR CO ADR|SAGL|SAGETRADER, LLC|8106
HMC|HONDA MOTOR CO ADR|SBSH|Citigroup Global Markets Inc.|55171
HMC|HONDA MOTOR CO ADR|SEIC|SEI Investments Distribution Co.|300
HMC|HONDA MOTOR CO ADR|SGMT|GOLDMAN SACHS & CO. LLC|41437
HMC|HONDA MOTOR CO ADR|SOGO|Wang Investment Associates, Inc.|15
HMC|HONDA MOTOR CO ADR|SPDR|SPEEDROUTE LLC|10000
HMC|HONDA MOTOR CO ADR|SPHN|Stephens Inc.|337
HMC|HONDA MOTOR CO ADR|STFL|Stifel, Nicolaus & Company, Incorporated|3166
HMC|HONDA MOTOR CO ADR|STKP|STOCKPILE INVESTMENTS, INC.|370
HMC|HONDA MOTOR CO ADR|STXG|Stockcross Financial Services, Inc.|3
HMC|HONDA MOTOR CO ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1901
HMC|HONDA MOTOR CO ADR|SWIM|TD Ameritrade, Inc.|15296
HMC|HONDA MOTOR CO ADR|SWST|Hilltop Securities Inc.|2222
HMC|HONDA MOTOR CO ADR|TKNG|ALLY INVEST SECURITIES LLC|610
HMC|HONDA MOTOR CO ADR|TRBT|Tradebot Systems, Inc.|70550
HMC|HONDA MOTOR CO ADR|TRCM|TRC MARKETS LLC|28202
HMC|HONDA MOTOR CO ADR|UBSA|UBS SECURITIES LLC|224505
HMC|HONDA MOTOR CO ADR|UBSS|UBS Securities LLC|381778
HMC|HONDA MOTOR CO ADR|VALX|VIRTU AMERICAS LLC|16287
HMC|HONDA MOTOR CO ADR|VGRD|Vanguard Marketing Corporation|15001
HMC|HONDA MOTOR CO ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|200
HMC|HONDA MOTOR CO ADR|WCHV|WELLS FARGO SECURITIES, LLC|68684
HMC|HONDA MOTOR CO ADR|WEDB|WEDBUSH SECURITIES INC.|320
HMC|HONDA MOTOR CO ADR|WEED|Weeden & Co.L.P.|191
HMC|HONDA MOTOR CO ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1293
HMC|HONDA MOTOR CO ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2981
HMC|HONDA MOTOR CO ADR|WGIF|CIBC World Markets Inc.|882
HMC|HONDA MOTOR CO ADR|WSEA|WOLVERINE SECURITIES, LLC|3301
HMC|HONDA MOTOR CO ADR|XIST|INSTINET, LLC|26230
HMC|HONDA MOTOR CO ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|16220
HMC|HONDA MOTOR CO ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|4300
HMC|HONDA MOTOR CO ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18612
HMG|H M G COURTLAND|ALTX|Alternet Securities Inc.|100
HMG|H M G COURTLAND|BATM|CBOE TRADING, INC.|200
HMG|H M G COURTLAND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
HMG|H M G COURTLAND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|405
HMG|H M G COURTLAND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|103
HMG|H M G COURTLAND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
HMG|H M G COURTLAND|EBXL|EBX LLC|100
HMG|H M G COURTLAND|EGXM|CBOE TRADING, INC.|100
HMG|H M G COURTLAND|ETRS|E*Trade Securities LLC|400
HMG|H M G COURTLAND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
HMG|H M G COURTLAND|GTSZ|GTS SECURITIES LLC|200
HMG|H M G COURTLAND|IATS|INTERACTIVE BROKERS LLC|100
HMG|H M G COURTLAND|IBKR|Interactive Brokers Llc|3844
HMG|H M G COURTLAND|INCA|INSTINET, LLC|141
HMG|H M G COURTLAND|ITGI|ITG Inc.|301
HMG|H M G COURTLAND|LIME|Lime Brokerage LLC|307
HMG|H M G COURTLAND|MSCO|MORGAN STANLEY & CO. LLC|203
HMG|H M G COURTLAND|NFSC|National Financial Services LLC|427
HMG|H M G COURTLAND|NITE|VIRTU Americas LLC|11422
HMG|H M G COURTLAND|STFL|Stifel, Nicolaus & Company, Incorporated|40
HMG|H M G COURTLAND|SWIM|TD Ameritrade, Inc.|4200
HMG|H M G COURTLAND|UBSA|UBS SECURITIES LLC|294
HMG|H M G COURTLAND|UBSS|UBS Securities LLC|307
HMG|H M G COURTLAND|VGRD|Vanguard Marketing Corporation|200
HMG|H M G COURTLAND|WSEA|WOLVERINE SECURITIES, LLC|7
HMHC|HOUGHTON MIFFLIN HAR|ALTX|Alternet Securities Inc.|1500
HMHC|HOUGHTON MIFFLIN HAR|APCC|Apex Clearing Corporation|113
HMHC|HOUGHTON MIFFLIN HAR|AQUA|AQUA SECURITIES L.P.|21400
HMHC|HOUGHTON MIFFLIN HAR|BBNT|BB&T SECURITIES, LLC|320
HMHC|HOUGHTON MIFFLIN HAR|BERN|Sanford C. Bernstein & Co., LLC|32100
HMHC|HOUGHTON MIFFLIN HAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14
HMHC|HOUGHTON MIFFLIN HAR|BLKX|INSTINET, LLC|128174
HMHC|HOUGHTON MIFFLIN HAR|BMOC|BMO Capital Markets Corp.|16518
HMHC|HOUGHTON MIFFLIN HAR|BNPX|BNP PARIBAS SECURITIES CORP.|13142
HMHC|HOUGHTON MIFFLIN HAR|BTIG|BTIG, LLC|926
HMHC|HOUGHTON MIFFLIN HAR|BYXM|CBOE TRADING, INC.|200
HMHC|HOUGHTON MIFFLIN HAR|CANT|Cantor Fitzgerald & Co.|455268
HMHC|HOUGHTON MIFFLIN HAR|CHAS|Charles Schwab & Co., Inc.|1460
HMHC|HOUGHTON MIFFLIN HAR|CIST|Capital Institutional Services, Inc.|1820
HMHC|HOUGHTON MIFFLIN HAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|219953
HMHC|HOUGHTON MIFFLIN HAR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22167
HMHC|HOUGHTON MIFFLIN HAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|313868
HMHC|HOUGHTON MIFFLIN HAR|CTDL|Citadel Derivatives Group Llc|8961
HMHC|HOUGHTON MIFFLIN HAR|CXCX|CITIGROUP GLOBAL MARKETS INC.|99528
HMHC|HOUGHTON MIFFLIN HAR|DADA|D.A. Davidson & Co.|56
HMHC|HOUGHTON MIFFLIN HAR|DBAB|Deutsche Bank Securities Inc.|154533
HMHC|HOUGHTON MIFFLIN HAR|DBAX|Deutsche Bank Securities Inc.|472800
HMHC|HOUGHTON MIFFLIN HAR|DBUL|Deutsche Bank Securities Inc.|100
HMHC|HOUGHTON MIFFLIN HAR|DEAN|MORGAN STANLEY|8583
HMHC|HOUGHTON MIFFLIN HAR|DEGS|RONIN PROFESSIONAL LLC|18254
HMHC|HOUGHTON MIFFLIN HAR|EBXL|EBX LLC|157000
HMHC|HOUGHTON MIFFLIN HAR|ECUT|CONVERGEX EXECUTION SOLUTIONS|14224
HMHC|HOUGHTON MIFFLIN HAR|EDJO|Edward D. Jones & Co., L.P.|140
HMHC|HOUGHTON MIFFLIN HAR|EGAM|CBOE TRADING, INC.|3160
HMHC|HOUGHTON MIFFLIN HAR|EGAW|CBOE TRADING, INC.|18
HMHC|HOUGHTON MIFFLIN HAR|EGMT|EG MARKET TECHNOLOGIES LLC|798
HMHC|HOUGHTON MIFFLIN HAR|EGXM|CBOE TRADING, INC.|293
HMHC|HOUGHTON MIFFLIN HAR|ETBE|Electronic Transaction Clearing, Inc.|15714
HMHC|HOUGHTON MIFFLIN HAR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8625
HMHC|HOUGHTON MIFFLIN HAR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11396
HMHC|HOUGHTON MIFFLIN HAR|ETRS|E*Trade Securities LLC|23166
HMHC|HOUGHTON MIFFLIN HAR|FBCO|Credit Suisse Securities (USA) LLC|1743311
HMHC|HOUGHTON MIFFLIN HAR|FMCO|First Manhattan Co|3000
HMHC|HOUGHTON MIFFLIN HAR|FOMA|TD AMERITRADE CLEARING, INC.|71407
HMHC|HOUGHTON MIFFLIN HAR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1796
HMHC|HOUGHTON MIFFLIN HAR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104122
HMHC|HOUGHTON MIFFLIN HAR|FTBR|Foliofn Investments, Inc.|23
HMHC|HOUGHTON MIFFLIN HAR|GEBB|GLOBAL EXECUTION BROKERS, LP|31563
HMHC|HOUGHTON MIFFLIN HAR|GLIS|TD Securities Inc|695
HMHC|HOUGHTON MIFFLIN HAR|GLPX|ACS EXECUTION SERVICES, LLC|9903
HMHC|HOUGHTON MIFFLIN HAR|GSCO|GOLDMAN SACHS & CO. LLC|1222580
HMHC|HOUGHTON MIFFLIN HAR|GSCS|GOLDMAN SACHS & CO. LLC|100701
HMHC|HOUGHTON MIFFLIN HAR|GSLT|GOLDMAN SACHS & CO. LLC|600
HMHC|HOUGHTON MIFFLIN HAR|GTSZ|GTS SECURITIES LLC|65984
HMHC|HOUGHTON MIFFLIN HAR|HRBF|American Enterprise Investment Services Inc.|21
HMHC|HOUGHTON MIFFLIN HAR|HSBC|HSBC Securities, Inc.|236
HMHC|HOUGHTON MIFFLIN HAR|IATS|INTERACTIVE BROKERS LLC|13679
HMHC|HOUGHTON MIFFLIN HAR|IBKR|Interactive Brokers Llc|42532
HMHC|HOUGHTON MIFFLIN HAR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|160
HMHC|HOUGHTON MIFFLIN HAR|ICBX|INSTINET, LLC|105099
HMHC|HOUGHTON MIFFLIN HAR|IEQY|CITADEL SECURITIES LLC|8887
HMHC|HOUGHTON MIFFLIN HAR|INCA|INSTINET, LLC|205219
HMHC|HOUGHTON MIFFLIN HAR|INJX|INSTINET, LLC|7485
HMHC|HOUGHTON MIFFLIN HAR|ITGI|ITG Inc.|120295
HMHC|HOUGHTON MIFFLIN HAR|ITGP|ITG INC.|225000
HMHC|HOUGHTON MIFFLIN HAR|JEFF|JEFFERIES LLC|88428
HMHC|HOUGHTON MIFFLIN HAR|JMPT|JUMP TRADING, LLC|1490
HMHC|HOUGHTON MIFFLIN HAR|JONE|JonesTrading|426074
HMHC|HOUGHTON MIFFLIN HAR|JPBX|J.P. MORGAN SECURITIES LLC|17432
HMHC|HOUGHTON MIFFLIN HAR|JPMX|J.P. Morgan Securities LLC|709221
HMHC|HOUGHTON MIFFLIN HAR|JSJX|JANE STREET CAPITAL LLC|12786
HMHC|HOUGHTON MIFFLIN HAR|KCGM|VIRTU Americas LLC|48304
HMHC|HOUGHTON MIFFLIN HAR|LEHM|Barclays Capital Inc./Le|629999
HMHC|HOUGHTON MIFFLIN HAR|LIME|Lime Brokerage LLC|193545
HMHC|HOUGHTON MIFFLIN HAR|LQNA|LIQUIDNET, INC.|117900
HMHC|HOUGHTON MIFFLIN HAR|LQNB|LIQUIDNET, INC.|21400
HMHC|HOUGHTON MIFFLIN HAR|MACQ|Macquarie Capital (USA) Inc.|9810
HMHC|HOUGHTON MIFFLIN HAR|MAXM|Maxim Group LLC|14678
HMHC|HOUGHTON MIFFLIN HAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|433517
HMHC|HOUGHTON MIFFLIN HAR|MSCO|MORGAN STANLEY & CO. LLC|1040547
HMHC|HOUGHTON MIFFLIN HAR|MSPL|MORGAN STANLEY & CO. LLC|463100
HMHC|HOUGHTON MIFFLIN HAR|MSTX|MORGAN STANLEY & CO. LLC|173700
HMHC|HOUGHTON MIFFLIN HAR|NFSC|National Financial Services LLC|74470
HMHC|HOUGHTON MIFFLIN HAR|NITE|VIRTU Americas LLC|168824
HMHC|HOUGHTON MIFFLIN HAR|NITP|VIRTU Americas LLC|25903
HMHC|HOUGHTON MIFFLIN HAR|NQRB|Brut, LLC|2223
HMHC|HOUGHTON MIFFLIN HAR|OPCO|Oppenheimer & Co. Inc.|134
HMHC|HOUGHTON MIFFLIN HAR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2704
HMHC|HOUGHTON MIFFLIN HAR|PDQM|CODA MARKETS, INC.|18409
HMHC|HOUGHTON MIFFLIN HAR|PIPR|Piper Jaffray & Co.|150079
HMHC|HOUGHTON MIFFLIN HAR|RAJA|Raymond James & Associates, Inc.|20551
HMHC|HOUGHTON MIFFLIN HAR|RBCM|RBC CAPITAL MARKETS, LLC|2010
HMHC|HOUGHTON MIFFLIN HAR|SAGW|SAGETRADER, LLC|12641
HMHC|HOUGHTON MIFFLIN HAR|SBSH|Citigroup Global Markets Inc.|152586
HMHC|HOUGHTON MIFFLIN HAR|SGMT|GOLDMAN SACHS & CO. LLC|137371
HMHC|HOUGHTON MIFFLIN HAR|SPDR|SPEEDROUTE LLC|2600
HMHC|HOUGHTON MIFFLIN HAR|SWIM|TD Ameritrade, Inc.|12305
HMHC|HOUGHTON MIFFLIN HAR|SWST|Hilltop Securities Inc.|32605
HMHC|HOUGHTON MIFFLIN HAR|TKNG|ALLY INVEST SECURITIES LLC|1625
HMHC|HOUGHTON MIFFLIN HAR|TRBT|Tradebot Systems, Inc.|17096
HMHC|HOUGHTON MIFFLIN HAR|TRCM|TRC MARKETS LLC|55316
HMHC|HOUGHTON MIFFLIN HAR|UBSS|UBS Securities LLC|582982
HMHC|HOUGHTON MIFFLIN HAR|VALX|VIRTU AMERICAS LLC|44690
HMHC|HOUGHTON MIFFLIN HAR|VGRD|Vanguard Marketing Corporation|600
HMHC|HOUGHTON MIFFLIN HAR|WBPX|SUMMIT SECURITIES GROUP, LLC|300
HMHC|HOUGHTON MIFFLIN HAR|WCHV|WELLS FARGO SECURITIES, LLC|144611
HMHC|HOUGHTON MIFFLIN HAR|WDNX|WEEDEN & CO.L.P.|2568
HMHC|HOUGHTON MIFFLIN HAR|WEDB|WEDBUSH SECURITIES INC.|2000
HMHC|HOUGHTON MIFFLIN HAR|WEED|Weeden & Co.L.P.|1100
HMHC|HOUGHTON MIFFLIN HAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|500
HMHC|HOUGHTON MIFFLIN HAR|WGIF|CIBC World Markets Inc.|228
HMHC|HOUGHTON MIFFLIN HAR|WSEA|WOLVERINE SECURITIES, LLC|1733
HMHC|HOUGHTON MIFFLIN HAR|XIST|INSTINET, LLC|66010
HMHC|HOUGHTON MIFFLIN HAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|45146
HMI|HUAMI CORPORATION|AGIS|Aegis Capital Corp.|1800
HMI|HUAMI CORPORATION|ALTX|Alternet Securities Inc.|20494
HMI|HUAMI CORPORATION|APCC|Apex Clearing Corporation|20307
HMI|HUAMI CORPORATION|BANK|Primevest Financial Services, Inc.|40721
HMI|HUAMI CORPORATION|BATM|CBOE TRADING, INC.|3209
HMI|HUAMI CORPORATION|BAYT|BTIG, LLC|4500
HMI|HUAMI CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|14604
HMI|HUAMI CORPORATION|BIMI|Banca IMI Securities Corp.|300
HMI|HUAMI CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1971
HMI|HUAMI CORPORATION|BYXM|CBOE TRADING, INC.|700
HMI|HUAMI CORPORATION|CHAS|Charles Schwab & Co., Inc.|2070
HMI|HUAMI CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|214057
HMI|HUAMI CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|55233
HMI|HUAMI CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8712
HMI|HUAMI CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|270240
HMI|HUAMI CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|18106
HMI|HUAMI CORPORATION|DBAB|Deutsche Bank Securities Inc.|10723
HMI|HUAMI CORPORATION|DBAX|Deutsche Bank Securities Inc.|78300
HMI|HUAMI CORPORATION|DEAN|MORGAN STANLEY|6600
HMI|HUAMI CORPORATION|DEGS|RONIN PROFESSIONAL LLC|5555
HMI|HUAMI CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|173
HMI|HUAMI CORPORATION|EBXL|EBX LLC|200600
HMI|HUAMI CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|8813
HMI|HUAMI CORPORATION|EDJO|Edward D. Jones & Co., L.P.|1638
HMI|HUAMI CORPORATION|EGAM|CBOE TRADING, INC.|18330
HMI|HUAMI CORPORATION|EGAW|CBOE TRADING, INC.|500
HMI|HUAMI CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|200
HMI|HUAMI CORPORATION|EGXM|CBOE TRADING, INC.|8798
HMI|HUAMI CORPORATION|EGXW|CBOE TRADING, INC.|40
HMI|HUAMI CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|3819
HMI|HUAMI CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|942
HMI|HUAMI CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|500
HMI|HUAMI CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4540
HMI|HUAMI CORPORATION|ETRS|E*Trade Securities LLC|496979
HMI|HUAMI CORPORATION|FFSI|Firstrade Securities Inc.|390
HMI|HUAMI CORPORATION|FILL|Tradestation Securities, Inc.|19912
HMI|HUAMI CORPORATION|FMAF|NBCN Inc./ CDS|11631
HMI|HUAMI CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18827
HMI|HUAMI CORPORATION|FTBR|Foliofn Investments, Inc.|7419
HMI|HUAMI CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|580
HMI|HUAMI CORPORATION|GLIS|TD Securities Inc|33887
HMI|HUAMI CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|46051
HMI|HUAMI CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|132766
HMI|HUAMI CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|2400
HMI|HUAMI CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|4579
HMI|HUAMI CORPORATION|GTSZ|GTS SECURITIES LLC|28389
HMI|HUAMI CORPORATION|HRBF|American Enterprise Investment Services Inc.|1780
HMI|HUAMI CORPORATION|HSBC|HSBC Securities, Inc.|2500
HMI|HUAMI CORPORATION|IATS|INTERACTIVE BROKERS LLC|171953
HMI|HUAMI CORPORATION|IBKR|Interactive Brokers Llc|257844
HMI|HUAMI CORPORATION|ICBX|INSTINET, LLC|36390
HMI|HUAMI CORPORATION|INCA|INSTINET, LLC|112409
HMI|HUAMI CORPORATION|ITGI|ITG Inc.|19474
HMI|HUAMI CORPORATION|ITGP|ITG INC.|98400
HMI|HUAMI CORPORATION|JMPT|JUMP TRADING, LLC|15136
HMI|HUAMI CORPORATION|JONE|JonesTrading|39698
HMI|HUAMI CORPORATION|JPMX|J.P. Morgan Securities LLC|115565
HMI|HUAMI CORPORATION|JSJX|JANE STREET CAPITAL LLC|300
HMI|HUAMI CORPORATION|KCGM|VIRTU Americas LLC|28035
HMI|HUAMI CORPORATION|LEHM|Barclays Capital Inc./Le|63700
HMI|HUAMI CORPORATION|LIME|Lime Brokerage LLC|17527
HMI|HUAMI CORPORATION|LSCI|Lek Securities Corporation|1400
HMI|HUAMI CORPORATION|MICA|Spartan Securities Group, Ltd.|1256
HMI|HUAMI CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64100
HMI|HUAMI CORPORATION|MNDX|TJM Investments, LLC|500
HMI|HUAMI CORPORATION|MOTF|MOTIF INVESTING, INC.|3
HMI|HUAMI CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|216727
HMI|HUAMI CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|134800
HMI|HUAMI CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|9800
HMI|HUAMI CORPORATION|NFSC|National Financial Services LLC|463321
HMI|HUAMI CORPORATION|NITE|VIRTU Americas LLC|1177215
HMI|HUAMI CORPORATION|NQRB|Brut, LLC|2205
HMI|HUAMI CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|2440
HMI|HUAMI CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|450
HMI|HUAMI CORPORATION|PCPT|PHILLIP CAPITAL INC.|14531
HMI|HUAMI CORPORATION|PDQM|CODA MARKETS, INC.|107818
HMI|HUAMI CORPORATION|PICT|Pictet Overseas Inc.|900
HMI|HUAMI CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|2622
HMI|HUAMI CORPORATION|RGLD|Regal Securities, Inc|520
HMI|HUAMI CORPORATION|SAGC|SAGETRADER, LLC|100
HMI|HUAMI CORPORATION|SAGL|SAGETRADER, LLC|16700
HMI|HUAMI CORPORATION|SBSH|Citigroup Global Markets Inc.|132975
HMI|HUAMI CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|51421
HMI|HUAMI CORPORATION|SPDR|SPEEDROUTE LLC|22696
HMI|HUAMI CORPORATION|SWIM|TD Ameritrade, Inc.|261230
HMI|HUAMI CORPORATION|SWST|Hilltop Securities Inc.|1780
HMI|HUAMI CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|8636
HMI|HUAMI CORPORATION|TOUR|TOURMALINE PARTNERS, LLC|17650
HMI|HUAMI CORPORATION|TRBT|Tradebot Systems, Inc.|58111
HMI|HUAMI CORPORATION|TRCM|TRC MARKETS LLC|5817
HMI|HUAMI CORPORATION|TWTT|TASTYWORKS, INC.|200
HMI|HUAMI CORPORATION|UBSA|UBS SECURITIES LLC|502882
HMI|HUAMI CORPORATION|UBSS|UBS Securities LLC|240403
HMI|HUAMI CORPORATION|VALX|VIRTU AMERICAS LLC|22931
HMI|HUAMI CORPORATION|VGRD|Vanguard Marketing Corporation|27743
HMI|HUAMI CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|136580
HMI|HUAMI CORPORATION|WEDB|WEDBUSH SECURITIES INC.|19381
HMI|HUAMI CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5745
HMI|HUAMI CORPORATION|WGIF|CIBC World Markets Inc.|12323
HMI|HUAMI CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|32680
HMI|HUAMI CORPORATION|XIST|INSTINET, LLC|400
HMI|HUAMI CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|12000
HMI|HUAMI CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|10747
HMI|HUAMI CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5450
HMLP|HOEGH LNG PARTNERS|ALTX|Alternet Securities Inc.|100
HMLP|HOEGH LNG PARTNERS|APCC|Apex Clearing Corporation|716
HMLP|HOEGH LNG PARTNERS|BERN|Sanford C. Bernstein & Co., LLC|1520
HMLP|HOEGH LNG PARTNERS|BIDS|BIDS TRADING L.P.|5000
HMLP|HOEGH LNG PARTNERS|BIMI|Banca IMI Securities Corp.|100
HMLP|HOEGH LNG PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2926
HMLP|HOEGH LNG PARTNERS|BZYD|GOLDMAN SACHS & CO. LLC|200
HMLP|HOEGH LNG PARTNERS|CHAS|Charles Schwab & Co., Inc.|3130
HMLP|HOEGH LNG PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8100
HMLP|HOEGH LNG PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34706
HMLP|HOEGH LNG PARTNERS|DBAB|Deutsche Bank Securities Inc.|1700
HMLP|HOEGH LNG PARTNERS|DBAX|Deutsche Bank Securities Inc.|30900
HMLP|HOEGH LNG PARTNERS|DEAN|MORGAN STANLEY|6674
HMLP|HOEGH LNG PARTNERS|EBXL|EBX LLC|4900
HMLP|HOEGH LNG PARTNERS|EDJO|Edward D. Jones & Co., L.P.|2189
HMLP|HOEGH LNG PARTNERS|EGAM|CBOE TRADING, INC.|1122
HMLP|HOEGH LNG PARTNERS|EGAW|CBOE TRADING, INC.|100
HMLP|HOEGH LNG PARTNERS|EGXM|CBOE TRADING, INC.|1645
HMLP|HOEGH LNG PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|168
HMLP|HOEGH LNG PARTNERS|ETRS|E*Trade Securities LLC|51920
HMLP|HOEGH LNG PARTNERS|FBRC|B. RILEY FBR, INC.|1500
HMLP|HOEGH LNG PARTNERS|FILL|Tradestation Securities, Inc.|468
HMLP|HOEGH LNG PARTNERS|FMAF|NBCN Inc./ CDS|165
HMLP|HOEGH LNG PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21647
HMLP|HOEGH LNG PARTNERS|FTBR|Foliofn Investments, Inc.|1756
HMLP|HOEGH LNG PARTNERS|GLPX|ACS EXECUTION SERVICES, LLC|1940
HMLP|HOEGH LNG PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|2943
HMLP|HOEGH LNG PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|1100
HMLP|HOEGH LNG PARTNERS|GTSZ|GTS SECURITIES LLC|15335
HMLP|HOEGH LNG PARTNERS|HRBF|American Enterprise Investment Services Inc.|12318
HMLP|HOEGH LNG PARTNERS|IATS|INTERACTIVE BROKERS LLC|6213
HMLP|HOEGH LNG PARTNERS|IBKR|Interactive Brokers Llc|21937
HMLP|HOEGH LNG PARTNERS|ICBX|INSTINET, LLC|2800
HMLP|HOEGH LNG PARTNERS|INCA|INSTINET, LLC|9016
HMLP|HOEGH LNG PARTNERS|INJX|INSTINET, LLC|1720
HMLP|HOEGH LNG PARTNERS|ITGI|ITG Inc.|1100
HMLP|HOEGH LNG PARTNERS|ITGP|ITG INC.|23800
HMLP|HOEGH LNG PARTNERS|JANY|Janney Montgomery Scott Inc.|4575
HMLP|HOEGH LNG PARTNERS|JEFF|JEFFERIES LLC|13200
HMLP|HOEGH LNG PARTNERS|JMPT|JUMP TRADING, LLC|1012
HMLP|HOEGH LNG PARTNERS|JPMX|J.P. Morgan Securities LLC|43566
HMLP|HOEGH LNG PARTNERS|JSJX|JANE STREET CAPITAL LLC|1760
HMLP|HOEGH LNG PARTNERS|KCGM|VIRTU Americas LLC|3490
HMLP|HOEGH LNG PARTNERS|LEHM|Barclays Capital Inc./Le|34940
HMLP|HOEGH LNG PARTNERS|LIME|Lime Brokerage LLC|7503
HMLP|HOEGH LNG PARTNERS|LQNB|LIQUIDNET, INC.|4900
HMLP|HOEGH LNG PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34300
HMLP|HOEGH LNG PARTNERS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3070
HMLP|HOEGH LNG PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|69005
HMLP|HOEGH LNG PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|42600
HMLP|HOEGH LNG PARTNERS|MSTX|MORGAN STANLEY & CO. LLC|6800
HMLP|HOEGH LNG PARTNERS|NATL|National Securities Corporation|1600
HMLP|HOEGH LNG PARTNERS|NFSC|National Financial Services LLC|151754
HMLP|HOEGH LNG PARTNERS|NITE|VIRTU Americas LLC|270873
HMLP|HOEGH LNG PARTNERS|NTRC|Northern Trust Securities, Inc.|1000
HMLP|HOEGH LNG PARTNERS|OPCO|Oppenheimer & Co. Inc.|1750
HMLP|HOEGH LNG PARTNERS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
HMLP|HOEGH LNG PARTNERS|PCPT|PHILLIP CAPITAL INC.|792
HMLP|HOEGH LNG PARTNERS|PDQM|CODA MARKETS, INC.|633
HMLP|HOEGH LNG PARTNERS|PWJC|UBS Financial Services, Inc.|18340
HMLP|HOEGH LNG PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|8363
HMLP|HOEGH LNG PARTNERS|SBRX|MURIEL SIEBERT & CO INC|1000
HMLP|HOEGH LNG PARTNERS|SBSH|Citigroup Global Markets Inc.|6812
HMLP|HOEGH LNG PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|4633
HMLP|HOEGH LNG PARTNERS|SPDR|SPEEDROUTE LLC|2400
HMLP|HOEGH LNG PARTNERS|SPHN|Stephens Inc.|12000
HMLP|HOEGH LNG PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|22782
HMLP|HOEGH LNG PARTNERS|SWIM|TD Ameritrade, Inc.|11117
HMLP|HOEGH LNG PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|640
HMLP|HOEGH LNG PARTNERS|TRBT|Tradebot Systems, Inc.|186
HMLP|HOEGH LNG PARTNERS|TRCM|TRC MARKETS LLC|200
HMLP|HOEGH LNG PARTNERS|TWTT|TASTYWORKS, INC.|50
HMLP|HOEGH LNG PARTNERS|UBSA|UBS SECURITIES LLC|99785
HMLP|HOEGH LNG PARTNERS|UBSS|UBS Securities LLC|136539
HMLP|HOEGH LNG PARTNERS|VALX|VIRTU AMERICAS LLC|8818
HMLP|HOEGH LNG PARTNERS|VGRD|Vanguard Marketing Corporation|52743
HMLP|HOEGH LNG PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|30768
HMLP|HOEGH LNG PARTNERS|WEDB|WEDBUSH SECURITIES INC.|1900
HMLP|HOEGH LNG PARTNERS|WEED|Weeden & Co.L.P.|300
HMLP|HOEGH LNG PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|214
HMLP|HOEGH LNG PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|230
HMLP|HOEGH LNG PARTNERS|XIST|INSTINET, LLC|4200
HMLP|HOEGH LNG PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
HMLP|HOEGH LNG PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7320
HMLP$A|HOEGH LNG 8.75|BATM|CBOE TRADING, INC.|100
HMLP$A|HOEGH LNG 8.75|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4476
HMLP$A|HOEGH LNG 8.75|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67298
HMLP$A|HOEGH LNG 8.75|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3681
HMLP$A|HOEGH LNG 8.75|CXCX|CITIGROUP GLOBAL MARKETS INC.|950
HMLP$A|HOEGH LNG 8.75|DBAX|Deutsche Bank Securities Inc.|5700
HMLP$A|HOEGH LNG 8.75|DEAN|MORGAN STANLEY|4675
HMLP$A|HOEGH LNG 8.75|EBXL|EBX LLC|2200
HMLP$A|HOEGH LNG 8.75|EDJO|Edward D. Jones & Co., L.P.|1750
HMLP$A|HOEGH LNG 8.75|EGXM|CBOE TRADING, INC.|194
HMLP$A|HOEGH LNG 8.75|ETRS|E*Trade Securities LLC|14475
HMLP$A|HOEGH LNG 8.75|FBRC|B. RILEY FBR, INC.|900
HMLP$A|HOEGH LNG 8.75|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|160
HMLP$A|HOEGH LNG 8.75|GSCO|GOLDMAN SACHS & CO. LLC|85
HMLP$A|HOEGH LNG 8.75|GTSZ|GTS SECURITIES LLC|358
HMLP$A|HOEGH LNG 8.75|HRBF|American Enterprise Investment Services Inc.|565
HMLP$A|HOEGH LNG 8.75|IATS|INTERACTIVE BROKERS LLC|1220
HMLP$A|HOEGH LNG 8.75|IBKR|Interactive Brokers Llc|2750
HMLP$A|HOEGH LNG 8.75|ICBX|INSTINET, LLC|3000
HMLP$A|HOEGH LNG 8.75|INCA|INSTINET, LLC|100
HMLP$A|HOEGH LNG 8.75|INJX|INSTINET, LLC|171
HMLP$A|HOEGH LNG 8.75|JPMX|J.P. Morgan Securities LLC|400
HMLP$A|HOEGH LNG 8.75|KCGM|VIRTU Americas LLC|5404
HMLP$A|HOEGH LNG 8.75|LEHM|Barclays Capital Inc./Le|2800
HMLP$A|HOEGH LNG 8.75|LIME|Lime Brokerage LLC|96
HMLP$A|HOEGH LNG 8.75|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|93
HMLP$A|HOEGH LNG 8.75|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12208
HMLP$A|HOEGH LNG 8.75|MSCO|MORGAN STANLEY & CO. LLC|711
HMLP$A|HOEGH LNG 8.75|MULL|MARK J. MULLER EQUITIES, INC.|1856
HMLP$A|HOEGH LNG 8.75|NFSC|National Financial Services LLC|12108
HMLP$A|HOEGH LNG 8.75|NITE|VIRTU Americas LLC|59844
HMLP$A|HOEGH LNG 8.75|PCPT|PHILLIP CAPITAL INC.|600
HMLP$A|HOEGH LNG 8.75|PDQM|CODA MARKETS, INC.|200
HMLP$A|HOEGH LNG 8.75|PWJC|UBS Financial Services, Inc.|16900
HMLP$A|HOEGH LNG 8.75|RBCM|RBC CAPITAL MARKETS, LLC|130
HMLP$A|HOEGH LNG 8.75|SBSH|Citigroup Global Markets Inc.|2568
HMLP$A|HOEGH LNG 8.75|SGMT|GOLDMAN SACHS & CO. LLC|4210
HMLP$A|HOEGH LNG 8.75|SPDR|SPEEDROUTE LLC|300
HMLP$A|HOEGH LNG 8.75|SPHN|Stephens Inc.|4075
HMLP$A|HOEGH LNG 8.75|STFL|Stifel, Nicolaus & Company, Incorporated|23438
HMLP$A|HOEGH LNG 8.75|SWIM|TD Ameritrade, Inc.|1
HMLP$A|HOEGH LNG 8.75|TKNG|ALLY INVEST SECURITIES LLC|500
HMLP$A|HOEGH LNG 8.75|TRBT|Tradebot Systems, Inc.|900
HMLP$A|HOEGH LNG 8.75|UBSA|UBS SECURITIES LLC|56465
HMLP$A|HOEGH LNG 8.75|UBSS|UBS Securities LLC|33263
HMLP$A|HOEGH LNG 8.75|VGRD|Vanguard Marketing Corporation|2777
HMLP$A|HOEGH LNG 8.75|WCHV|WELLS FARGO SECURITIES, LLC|6729
HMLP$A|HOEGH LNG 8.75|XSTM|NATIONAL FINANCIAL SERVICES LLC|3736
HMN|HORACE MANN EDUCATOR|ANOS|ABEL/NOSER, L.L.C.|1572
HMN|HORACE MANN EDUCATOR|APCC|Apex Clearing Corporation|35
HMN|HORACE MANN EDUCATOR|BARD|Robert W. Baird & Co. Incorporated|372
HMN|HORACE MANN EDUCATOR|BATM|CBOE TRADING, INC.|364
HMN|HORACE MANN EDUCATOR|BERN|Sanford C. Bernstein & Co., LLC|898
HMN|HORACE MANN EDUCATOR|BIDS|BIDS TRADING L.P.|200
HMN|HORACE MANN EDUCATOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70
HMN|HORACE MANN EDUCATOR|BNPX|BNP PARIBAS SECURITIES CORP.|8667
HMN|HORACE MANN EDUCATOR|BRVL|BLAYLOCK VAN, LLC|2200
HMN|HORACE MANN EDUCATOR|BTIG|BTIG, LLC|1184
HMN|HORACE MANN EDUCATOR|BYXM|CBOE TRADING, INC.|200
HMN|HORACE MANN EDUCATOR|BZYD|GOLDMAN SACHS & CO. LLC|501
HMN|HORACE MANN EDUCATOR|CANT|Cantor Fitzgerald & Co.|60
HMN|HORACE MANN EDUCATOR|CIST|Capital Institutional Services, Inc.|831
HMN|HORACE MANN EDUCATOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5264
HMN|HORACE MANN EDUCATOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36439
HMN|HORACE MANN EDUCATOR|CTDL|Citadel Derivatives Group Llc|1321
HMN|HORACE MANN EDUCATOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|10702
HMN|HORACE MANN EDUCATOR|DBAB|Deutsche Bank Securities Inc.|58148
HMN|HORACE MANN EDUCATOR|DBAX|Deutsche Bank Securities Inc.|31800
HMN|HORACE MANN EDUCATOR|DEAN|MORGAN STANLEY|16268
HMN|HORACE MANN EDUCATOR|DEGS|RONIN PROFESSIONAL LLC|300
HMN|HORACE MANN EDUCATOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3
HMN|HORACE MANN EDUCATOR|EBXL|EBX LLC|9200
HMN|HORACE MANN EDUCATOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|13599
HMN|HORACE MANN EDUCATOR|EGAM|CBOE TRADING, INC.|1014
HMN|HORACE MANN EDUCATOR|EGXM|CBOE TRADING, INC.|2
HMN|HORACE MANN EDUCATOR|EGXW|CBOE TRADING, INC.|3
HMN|HORACE MANN EDUCATOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4576
HMN|HORACE MANN EDUCATOR|ETRS|E*Trade Securities LLC|77
HMN|HORACE MANN EDUCATOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14767
HMN|HORACE MANN EDUCATOR|FTBR|Foliofn Investments, Inc.|324
HMN|HORACE MANN EDUCATOR|GLPX|ACS EXECUTION SERVICES, LLC|407
HMN|HORACE MANN EDUCATOR|GSCO|GOLDMAN SACHS & CO. LLC|61073
HMN|HORACE MANN EDUCATOR|GSCS|GOLDMAN SACHS & CO. LLC|200
HMN|HORACE MANN EDUCATOR|GSLT|GOLDMAN SACHS & CO. LLC|814
HMN|HORACE MANN EDUCATOR|GTSZ|GTS SECURITIES LLC|11832
HMN|HORACE MANN EDUCATOR|HRBF|American Enterprise Investment Services Inc.|73
HMN|HORACE MANN EDUCATOR|IBKR|Interactive Brokers Llc|546
HMN|HORACE MANN EDUCATOR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
HMN|HORACE MANN EDUCATOR|ICBX|INSTINET, LLC|5773
HMN|HORACE MANN EDUCATOR|IEQY|CITADEL SECURITIES LLC|1419
HMN|HORACE MANN EDUCATOR|INCA|INSTINET, LLC|11747
HMN|HORACE MANN EDUCATOR|INJX|INSTINET, LLC|105
HMN|HORACE MANN EDUCATOR|ITGI|ITG Inc.|10169
HMN|HORACE MANN EDUCATOR|ITGP|ITG INC.|31400
HMN|HORACE MANN EDUCATOR|JANY|Janney Montgomery Scott Inc.|1
HMN|HORACE MANN EDUCATOR|JEFF|JEFFERIES LLC|727
HMN|HORACE MANN EDUCATOR|JMPT|JUMP TRADING, LLC|1530
HMN|HORACE MANN EDUCATOR|JONE|JonesTrading|8
HMN|HORACE MANN EDUCATOR|JPBX|J.P. MORGAN SECURITIES LLC|2604
HMN|HORACE MANN EDUCATOR|JPMX|J.P. Morgan Securities LLC|38365
HMN|HORACE MANN EDUCATOR|JSJX|JANE STREET CAPITAL LLC|3299
HMN|HORACE MANN EDUCATOR|KBWI|Keefe, Bruyette & Woods, Inc.|2795
HMN|HORACE MANN EDUCATOR|KCGM|VIRTU Americas LLC|4558
HMN|HORACE MANN EDUCATOR|LEHM|Barclays Capital Inc./Le|41662
HMN|HORACE MANN EDUCATOR|LIME|Lime Brokerage LLC|5133
HMN|HORACE MANN EDUCATOR|LOOP|Loop Capital Markets LLC|1346
HMN|HORACE MANN EDUCATOR|LQNA|LIQUIDNET, INC.|1700
HMN|HORACE MANN EDUCATOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36016
HMN|HORACE MANN EDUCATOR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1397
HMN|HORACE MANN EDUCATOR|MSCO|MORGAN STANLEY & CO. LLC|50363
HMN|HORACE MANN EDUCATOR|MSPL|MORGAN STANLEY & CO. LLC|31200
HMN|HORACE MANN EDUCATOR|MSTX|MORGAN STANLEY & CO. LLC|400
HMN|HORACE MANN EDUCATOR|NFSC|National Financial Services LLC|2940
HMN|HORACE MANN EDUCATOR|NITE|VIRTU Americas LLC|33628
HMN|HORACE MANN EDUCATOR|NQRB|Brut, LLC|224
HMN|HORACE MANN EDUCATOR|NTRC|Northern Trust Securities, Inc.|1246
HMN|HORACE MANN EDUCATOR|OPCO|Oppenheimer & Co. Inc.|339
HMN|HORACE MANN EDUCATOR|PDQM|CODA MARKETS, INC.|800
HMN|HORACE MANN EDUCATOR|PWJC|UBS Financial Services, Inc.|50
HMN|HORACE MANN EDUCATOR|RBCM|RBC CAPITAL MARKETS, LLC|2059
HMN|HORACE MANN EDUCATOR|SBSH|Citigroup Global Markets Inc.|17512
HMN|HORACE MANN EDUCATOR|SGMT|GOLDMAN SACHS & CO. LLC|9446
HMN|HORACE MANN EDUCATOR|SPDR|SPEEDROUTE LLC|400
HMN|HORACE MANN EDUCATOR|SSBS|STATE STREET GLOBAL MARKETS, LLC|19340
HMN|HORACE MANN EDUCATOR|STFL|Stifel, Nicolaus & Company, Incorporated|292
HMN|HORACE MANN EDUCATOR|SWIM|TD Ameritrade, Inc.|1129
HMN|HORACE MANN EDUCATOR|SWST|Hilltop Securities Inc.|98
HMN|HORACE MANN EDUCATOR|TMBR|Timber Hill LLC|55
HMN|HORACE MANN EDUCATOR|TRBT|Tradebot Systems, Inc.|696
HMN|HORACE MANN EDUCATOR|TRCM|TRC MARKETS LLC|2135
HMN|HORACE MANN EDUCATOR|UBSA|UBS SECURITIES LLC|86645
HMN|HORACE MANN EDUCATOR|UBSS|UBS Securities LLC|110502
HMN|HORACE MANN EDUCATOR|VALX|VIRTU AMERICAS LLC|7224
HMN|HORACE MANN EDUCATOR|VGRD|Vanguard Marketing Corporation|13898
HMN|HORACE MANN EDUCATOR|WCHV|WELLS FARGO SECURITIES, LLC|18182
HMN|HORACE MANN EDUCATOR|WEED|Weeden & Co.L.P.|1610
HMN|HORACE MANN EDUCATOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|779
HMN|HORACE MANN EDUCATOR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
HMN|HORACE MANN EDUCATOR|WSEA|WOLVERINE SECURITIES, LLC|128
HMN|HORACE MANN EDUCATOR|XIST|INSTINET, LLC|12826
HMN|HORACE MANN EDUCATOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
HMN|HORACE MANN EDUCATOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1130
HMNF|HMN FINANCIAL INC|BANK|Primevest Financial Services, Inc.|38
HMNF|HMN FINANCIAL INC|BATM|CBOE TRADING, INC.|88
HMNF|HMN FINANCIAL INC|BERN|Sanford C. Bernstein & Co., LLC|931
HMNF|HMN FINANCIAL INC|BNKS|Fig Partners, LLC|1821
HMNF|HMN FINANCIAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
HMNF|HMN FINANCIAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|765
HMNF|HMN FINANCIAL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|705
HMNF|HMN FINANCIAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|248
HMNF|HMN FINANCIAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
HMNF|HMN FINANCIAL INC|DBAB|Deutsche Bank Securities Inc.|805
HMNF|HMN FINANCIAL INC|DBAX|Deutsche Bank Securities Inc.|100
HMNF|HMN FINANCIAL INC|DEGS|RONIN PROFESSIONAL LLC|602
HMNF|HMN FINANCIAL INC|EGAM|CBOE TRADING, INC.|200
HMNF|HMN FINANCIAL INC|ETCB|ETC BROKERAGE SERVICES, LLC|92
HMNF|HMN FINANCIAL INC|ETRS|E*Trade Securities LLC|12871
HMNF|HMN FINANCIAL INC|FBCO|Credit Suisse Securities (USA) LLC|37
HMNF|HMN FINANCIAL INC|FOMA|TD AMERITRADE CLEARING, INC.|2557
HMNF|HMN FINANCIAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
HMNF|HMN FINANCIAL INC|FTBR|Foliofn Investments, Inc.|20
HMNF|HMN FINANCIAL INC|GSCO|GOLDMAN SACHS & CO. LLC|1
HMNF|HMN FINANCIAL INC|GSLT|GOLDMAN SACHS & CO. LLC|3339
HMNF|HMN FINANCIAL INC|GTSZ|GTS SECURITIES LLC|100
HMNF|HMN FINANCIAL INC|HRBF|American Enterprise Investment Services Inc.|1000
HMNF|HMN FINANCIAL INC|IBKR|Interactive Brokers Llc|205
HMNF|HMN FINANCIAL INC|ICBX|INSTINET, LLC|100
HMNF|HMN FINANCIAL INC|INCA|INSTINET, LLC|938
HMNF|HMN FINANCIAL INC|INJX|INSTINET, LLC|8709
HMNF|HMN FINANCIAL INC|ITGP|ITG INC.|200
HMNF|HMN FINANCIAL INC|JEFF|JEFFERIES LLC|164
HMNF|HMN FINANCIAL INC|JPMX|J.P. Morgan Securities LLC|400
HMNF|HMN FINANCIAL INC|KCGM|VIRTU Americas LLC|200
HMNF|HMN FINANCIAL INC|LEHM|Barclays Capital Inc./Le|208
HMNF|HMN FINANCIAL INC|LIME|Lime Brokerage LLC|4865
HMNF|HMN FINANCIAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
HMNF|HMN FINANCIAL INC|MSCO|MORGAN STANLEY & CO. LLC|3445
HMNF|HMN FINANCIAL INC|MSPL|MORGAN STANLEY & CO. LLC|100
HMNF|HMN FINANCIAL INC|NFSC|National Financial Services LLC|6441
HMNF|HMN FINANCIAL INC|NITE|VIRTU Americas LLC|7698
HMNF|HMN FINANCIAL INC|SBSH|Citigroup Global Markets Inc.|421
HMNF|HMN FINANCIAL INC|SGMT|GOLDMAN SACHS & CO. LLC|112
HMNF|HMN FINANCIAL INC|SPDR|SPEEDROUTE LLC|421
HMNF|HMN FINANCIAL INC|SWIM|TD Ameritrade, Inc.|1509
HMNF|HMN FINANCIAL INC|SWST|Hilltop Securities Inc.|100
HMNF|HMN FINANCIAL INC|TRCM|TRC MARKETS LLC|740
HMNF|HMN FINANCIAL INC|UBSA|UBS SECURITIES LLC|593
HMNF|HMN FINANCIAL INC|UBSS|UBS Securities LLC|3067
HMNF|HMN FINANCIAL INC|VALX|VIRTU AMERICAS LLC|127
HMNF|HMN FINANCIAL INC|WCHV|WELLS FARGO SECURITIES, LLC|1378
HMNF|HMN FINANCIAL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24
HMNF|HMN FINANCIAL INC|WSEA|WOLVERINE SECURITIES, LLC|200
HMNY|HELIOS AND MATSN ANA|ADAM|CANACCORD GENUITY INC.|6591004
HMNY|HELIOS AND MATSN ANA|AGIS|Aegis Capital Corp.|26500
HMNY|HELIOS AND MATSN ANA|ALTX|Alternet Securities Inc.|4100
HMNY|HELIOS AND MATSN ANA|APCC|Apex Clearing Corporation|745119
HMNY|HELIOS AND MATSN ANA|BARD|Robert W. Baird & Co. Incorporated|35600
HMNY|HELIOS AND MATSN ANA|BATM|CBOE TRADING, INC.|53622
HMNY|HELIOS AND MATSN ANA|BBNT|BB&T SECURITIES, LLC|35708
HMNY|HELIOS AND MATSN ANA|BCSA|BCS Americas, Inc.|2000
HMNY|HELIOS AND MATSN ANA|BIMI|Banca IMI Securities Corp.|339966
HMNY|HELIOS AND MATSN ANA|BKCM|BNY Mellon Capital Markets LLC|1100
HMNY|HELIOS AND MATSN ANA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1158230
HMNY|HELIOS AND MATSN ANA|BLKX|INSTINET, LLC|62870
HMNY|HELIOS AND MATSN ANA|BMAK|BMA SECURITIES|40000
HMNY|HELIOS AND MATSN ANA|BRGE|Newbridge Securities Corp.|300
HMNY|HELIOS AND MATSN ANA|BTIG|BTIG, LLC|6925
HMNY|HELIOS AND MATSN ANA|BYXM|CBOE TRADING, INC.|45675
HMNY|HELIOS AND MATSN ANA|CANT|Cantor Fitzgerald & Co.|748
HMNY|HELIOS AND MATSN ANA|CHAS|Charles Schwab & Co., Inc.|179072
HMNY|HELIOS AND MATSN ANA|CICF|Canaccord Genuity Corp.|2000
HMNY|HELIOS AND MATSN ANA|CIST|Capital Institutional Services, Inc.|2504
HMNY|HELIOS AND MATSN ANA|CMPT|Compass Point Research & Trading, LLC|25000
HMNY|HELIOS AND MATSN ANA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12492751
HMNY|HELIOS AND MATSN ANA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|72748
HMNY|HELIOS AND MATSN ANA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|942076
HMNY|HELIOS AND MATSN ANA|CRFN|ROBINHOOD FINANCIAL, LLC|200
HMNY|HELIOS AND MATSN ANA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|766868
HMNY|HELIOS AND MATSN ANA|CTDE|CHOICETRADE|700
HMNY|HELIOS AND MATSN ANA|CTDL|Citadel Derivatives Group Llc|1066653
HMNY|HELIOS AND MATSN ANA|CXCX|CITIGROUP GLOBAL MARKETS INC.|937110
HMNY|HELIOS AND MATSN ANA|DADA|D.A. Davidson & Co.|500
HMNY|HELIOS AND MATSN ANA|DBAB|Deutsche Bank Securities Inc.|1140268
HMNY|HELIOS AND MATSN ANA|DBAX|Deutsche Bank Securities Inc.|1427200
HMNY|HELIOS AND MATSN ANA|DEAN|MORGAN STANLEY|24350
HMNY|HELIOS AND MATSN ANA|DEGS|RONIN PROFESSIONAL LLC|2429
HMNY|HELIOS AND MATSN ANA|EBXL|EBX LLC|1671800
HMNY|HELIOS AND MATSN ANA|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
HMNY|HELIOS AND MATSN ANA|EDJO|Edward D. Jones & Co., L.P.|6018
HMNY|HELIOS AND MATSN ANA|EGAM|CBOE TRADING, INC.|89737
HMNY|HELIOS AND MATSN ANA|EGAW|CBOE TRADING, INC.|131
HMNY|HELIOS AND MATSN ANA|EGXM|CBOE TRADING, INC.|600719
HMNY|HELIOS AND MATSN ANA|EGXW|CBOE TRADING, INC.|1100
HMNY|HELIOS AND MATSN ANA|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|10000
HMNY|HELIOS AND MATSN ANA|ETCB|ETC BROKERAGE SERVICES, LLC|3252
HMNY|HELIOS AND MATSN ANA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1030
HMNY|HELIOS AND MATSN ANA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|207300
HMNY|HELIOS AND MATSN ANA|ETRS|E*Trade Securities LLC|40006421
HMNY|HELIOS AND MATSN ANA|FBCO|Credit Suisse Securities (USA) LLC|2967037
HMNY|HELIOS AND MATSN ANA|FBSB|U.S. Bancorp Investments, Inc.|5954
HMNY|HELIOS AND MATSN ANA|FILL|Tradestation Securities, Inc.|468646
HMNY|HELIOS AND MATSN ANA|FMAF|NBCN Inc./ CDS|63384
HMNY|HELIOS AND MATSN ANA|FOMA|TD AMERITRADE CLEARING, INC.|51173353
HMNY|HELIOS AND MATSN ANA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5301
HMNY|HELIOS AND MATSN ANA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3873293
HMNY|HELIOS AND MATSN ANA|FTBR|Foliofn Investments, Inc.|873056
HMNY|HELIOS AND MATSN ANA|GEBB|GLOBAL EXECUTION BROKERS, LP|2207233
HMNY|HELIOS AND MATSN ANA|GLIS|TD Securities Inc|4800
HMNY|HELIOS AND MATSN ANA|GLPX|ACS EXECUTION SERVICES, LLC|10
HMNY|HELIOS AND MATSN ANA|GSCO|GOLDMAN SACHS & CO. LLC|431206
HMNY|HELIOS AND MATSN ANA|GSCS|GOLDMAN SACHS & CO. LLC|694673
HMNY|HELIOS AND MATSN ANA|GSLT|GOLDMAN SACHS & CO. LLC|2236403
HMNY|HELIOS AND MATSN ANA|HAPX|HAP Trading, LLC|11745
HMNY|HELIOS AND MATSN ANA|HASF|Haywood Securities Inc./CDS|49130
HMNY|HELIOS AND MATSN ANA|HRBF|American Enterprise Investment Services Inc.|290099
HMNY|HELIOS AND MATSN ANA|IATS|INTERACTIVE BROKERS LLC|881572
HMNY|HELIOS AND MATSN ANA|IBKR|Interactive Brokers Llc|13092153
HMNY|HELIOS AND MATSN ANA|ICBX|INSTINET, LLC|2856239
HMNY|HELIOS AND MATSN ANA|INCA|INSTINET, LLC|3923137
HMNY|HELIOS AND MATSN ANA|ITGI|ITG Inc.|382807
HMNY|HELIOS AND MATSN ANA|ITGP|ITG INC.|199800
HMNY|HELIOS AND MATSN ANA|JANY|Janney Montgomery Scott Inc.|16600
HMNY|HELIOS AND MATSN ANA|JHDR|J.H. Darbie & Co., Inc.|4800
HMNY|HELIOS AND MATSN ANA|JMPT|JUMP TRADING, LLC|95668
HMNY|HELIOS AND MATSN ANA|JPMX|J.P. Morgan Securities LLC|1256170
HMNY|HELIOS AND MATSN ANA|KCGM|VIRTU Americas LLC|2332291
HMNY|HELIOS AND MATSN ANA|LEHM|Barclays Capital Inc./Le|5197997
HMNY|HELIOS AND MATSN ANA|LIME|Lime Brokerage LLC|10064
HMNY|HELIOS AND MATSN ANA|LQNA|LIQUIDNET, INC.|40800
HMNY|HELIOS AND MATSN ANA|LSCI|Lek Securities Corporation|133626
HMNY|HELIOS AND MATSN ANA|MAXM|Maxim Group LLC|3885584
HMNY|HELIOS AND MATSN ANA|MBTS|ALLY INVEST SECURITIES LLC|81811
HMNY|HELIOS AND MATSN ANA|MICA|Spartan Securities Group, Ltd.|150000
HMNY|HELIOS AND MATSN ANA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1731776
HMNY|HELIOS AND MATSN ANA|MOTF|MOTIF INVESTING, INC.|48
HMNY|HELIOS AND MATSN ANA|MSCO|MORGAN STANLEY & CO. LLC|27327620
HMNY|HELIOS AND MATSN ANA|MSPL|MORGAN STANLEY & CO. LLC|159400
HMNY|HELIOS AND MATSN ANA|MSTX|MORGAN STANLEY & CO. LLC|2100
HMNY|HELIOS AND MATSN ANA|NATL|National Securities Corporation|4400
HMNY|HELIOS AND MATSN ANA|NBCS|NBC Securities, INC.|29345
HMNY|HELIOS AND MATSN ANA|NFSC|National Financial Services LLC|29591285
HMNY|HELIOS AND MATSN ANA|NITE|VIRTU Americas LLC|61458851
HMNY|HELIOS AND MATSN ANA|NQRB|Brut, LLC|147527
HMNY|HELIOS AND MATSN ANA|OPCO|Oppenheimer & Co. Inc.|112971
HMNY|HELIOS AND MATSN ANA|PCFF|Pacific International Securities Inc./CDS|11900
HMNY|HELIOS AND MATSN ANA|PCPT|PHILLIP CAPITAL INC.|15100
HMNY|HELIOS AND MATSN ANA|PDQM|CODA MARKETS, INC.|11223067
HMNY|HELIOS AND MATSN ANA|PHLY|NASDAQ Execution Services, LLC|2000
HMNY|HELIOS AND MATSN ANA|PUMA|Puma Capital, Llc|1263760
HMNY|HELIOS AND MATSN ANA|PWJC|UBS Financial Services, Inc.|39116
HMNY|HELIOS AND MATSN ANA|RAJA|Raymond James & Associates, Inc.|83699
HMNY|HELIOS AND MATSN ANA|RBCM|RBC CAPITAL MARKETS, LLC|179515
HMNY|HELIOS AND MATSN ANA|RGLD|Regal Securities, Inc|300
HMNY|HELIOS AND MATSN ANA|SAGL|SAGETRADER, LLC|843608
HMNY|HELIOS AND MATSN ANA|SALI|INTL FCSTONE FINANCIAL INC.|58600
HMNY|HELIOS AND MATSN ANA|SBSH|Citigroup Global Markets Inc.|1668070
HMNY|HELIOS AND MATSN ANA|SGMT|GOLDMAN SACHS & CO. LLC|375392
HMNY|HELIOS AND MATSN ANA|SPDR|SPEEDROUTE LLC|180852
HMNY|HELIOS AND MATSN ANA|SPNT|SEVEN POINTS CAPITAL, LLC|2200
HMNY|HELIOS AND MATSN ANA|SPTD|MINT GLOBAL MARKETS, INC.|121154
HMNY|HELIOS AND MATSN ANA|STFL|Stifel, Nicolaus & Company, Incorporated|20000
HMNY|HELIOS AND MATSN ANA|STKP|STOCKPILE INVESTMENTS, INC.|116
HMNY|HELIOS AND MATSN ANA|SWIM|TD Ameritrade, Inc.|13602462
HMNY|HELIOS AND MATSN ANA|SWST|Hilltop Securities Inc.|24620
HMNY|HELIOS AND MATSN ANA|TKNG|ALLY INVEST SECURITIES LLC|511439
HMNY|HELIOS AND MATSN ANA|TRLN|Tradelink Securities, LLC|8500
HMNY|HELIOS AND MATSN ANA|TWTT|TASTYWORKS, INC.|21553
HMNY|HELIOS AND MATSN ANA|UBSA|UBS SECURITIES LLC|9130750
HMNY|HELIOS AND MATSN ANA|UBSS|UBS Securities LLC|9160486
HMNY|HELIOS AND MATSN ANA|VGRD|Vanguard Marketing Corporation|2315370
HMNY|HELIOS AND MATSN ANA|VIEW|VIEWTRADE SECURITIES LLC|11000
HMNY|HELIOS AND MATSN ANA|VSIN|Vision Financial Markets Llc|666573
HMNY|HELIOS AND MATSN ANA|WCHV|WELLS FARGO SECURITIES, LLC|2111963
HMNY|HELIOS AND MATSN ANA|WEDB|WEDBUSH SECURITIES INC.|124499
HMNY|HELIOS AND MATSN ANA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2327053
HMNY|HELIOS AND MATSN ANA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|115827
HMNY|HELIOS AND MATSN ANA|WGIF|CIBC World Markets Inc.|543509
HMNY|HELIOS AND MATSN ANA|WSEA|WOLVERINE SECURITIES, LLC|7786983
HMNY|HELIOS AND MATSN ANA|XSTM|NATIONAL FINANCIAL SERVICES LLC|75200
HMNY|HELIOS AND MATSN ANA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22488
HMOP|HARTFORD MUNICIPAL O|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
HMOP|HARTFORD MUNICIPAL O|NFSC|National Financial Services LLC|10
HMOP|HARTFORD MUNICIPAL O|NITE|VIRTU Americas LLC|10
HMST|HOMESTREET, INC.|APCC|Apex Clearing Corporation|10
HMST|HOMESTREET, INC.|BARD|Robert W. Baird & Co. Incorporated|6291
HMST|HOMESTREET, INC.|BATM|CBOE TRADING, INC.|526
HMST|HOMESTREET, INC.|BERN|Sanford C. Bernstein & Co., LLC|5600
HMST|HOMESTREET, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34
HMST|HOMESTREET, INC.|BMOC|BMO Capital Markets Corp.|4261
HMST|HOMESTREET, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5444
HMST|HOMESTREET, INC.|BRVL|BLAYLOCK VAN, LLC|700
HMST|HOMESTREET, INC.|BTIG|BTIG, LLC|1757
HMST|HOMESTREET, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2279
HMST|HOMESTREET, INC.|CHAS|Charles Schwab & Co., Inc.|1024
HMST|HOMESTREET, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6073
HMST|HOMESTREET, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24674
HMST|HOMESTREET, INC.|CTDL|Citadel Derivatives Group Llc|6887
HMST|HOMESTREET, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|8610
HMST|HOMESTREET, INC.|DADA|D.A. Davidson & Co.|24293
HMST|HOMESTREET, INC.|DBAB|Deutsche Bank Securities Inc.|142559
HMST|HOMESTREET, INC.|DBAX|Deutsche Bank Securities Inc.|18400
HMST|HOMESTREET, INC.|DBUL|Deutsche Bank Securities Inc.|142
HMST|HOMESTREET, INC.|DEAN|MORGAN STANLEY|1543
HMST|HOMESTREET, INC.|DEGS|RONIN PROFESSIONAL LLC|3600
HMST|HOMESTREET, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|201
HMST|HOMESTREET, INC.|EBXL|EBX LLC|16500
HMST|HOMESTREET, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
HMST|HOMESTREET, INC.|EGAM|CBOE TRADING, INC.|993
HMST|HOMESTREET, INC.|EGXM|CBOE TRADING, INC.|110
HMST|HOMESTREET, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
HMST|HOMESTREET, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12058
HMST|HOMESTREET, INC.|ETRS|E*Trade Securities LLC|2386
HMST|HOMESTREET, INC.|FBCO|Credit Suisse Securities (USA) LLC|102566
HMST|HOMESTREET, INC.|FOMA|TD AMERITRADE CLEARING, INC.|5161
HMST|HOMESTREET, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|610
HMST|HOMESTREET, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15205
HMST|HOMESTREET, INC.|FTBR|Foliofn Investments, Inc.|50
HMST|HOMESTREET, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|9010
HMST|HOMESTREET, INC.|GLPX|ACS EXECUTION SERVICES, LLC|231
HMST|HOMESTREET, INC.|GSCO|GOLDMAN SACHS & CO. LLC|367401
HMST|HOMESTREET, INC.|GSCS|GOLDMAN SACHS & CO. LLC|6026
HMST|HOMESTREET, INC.|GSLT|GOLDMAN SACHS & CO. LLC|275
HMST|HOMESTREET, INC.|GTSZ|GTS SECURITIES LLC|2145
HMST|HOMESTREET, INC.|IBKR|Interactive Brokers Llc|25334
HMST|HOMESTREET, INC.|ICBX|INSTINET, LLC|3300
HMST|HOMESTREET, INC.|IEQY|CITADEL SECURITIES LLC|10111
HMST|HOMESTREET, INC.|INCA|INSTINET, LLC|122632
HMST|HOMESTREET, INC.|INJX|INSTINET, LLC|1663
HMST|HOMESTREET, INC.|ITGI|ITG Inc.|10343
HMST|HOMESTREET, INC.|ITGP|ITG INC.|9400
HMST|HOMESTREET, INC.|JEFF|JEFFERIES LLC|16398
HMST|HOMESTREET, INC.|JMPT|JUMP TRADING, LLC|828
HMST|HOMESTREET, INC.|JPBX|J.P. MORGAN SECURITIES LLC|9428
HMST|HOMESTREET, INC.|JPMX|J.P. Morgan Securities LLC|61439
HMST|HOMESTREET, INC.|KCGM|VIRTU Americas LLC|27232
HMST|HOMESTREET, INC.|LEHM|Barclays Capital Inc./Le|151482
HMST|HOMESTREET, INC.|LIME|Lime Brokerage LLC|112189
HMST|HOMESTREET, INC.|MAXM|Maxim Group LLC|1671
HMST|HOMESTREET, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47503
HMST|HOMESTREET, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1070
HMST|HOMESTREET, INC.|MSCO|MORGAN STANLEY & CO. LLC|427131
HMST|HOMESTREET, INC.|MSPL|MORGAN STANLEY & CO. LLC|7200
HMST|HOMESTREET, INC.|MSTX|MORGAN STANLEY & CO. LLC|16000
HMST|HOMESTREET, INC.|NFSC|National Financial Services LLC|8773
HMST|HOMESTREET, INC.|NITE|VIRTU Americas LLC|21932
HMST|HOMESTREET, INC.|NITP|VIRTU Americas LLC|2305
HMST|HOMESTREET, INC.|NQRB|Brut, LLC|1781
HMST|HOMESTREET, INC.|NTRC|Northern Trust Securities, Inc.|88088
HMST|HOMESTREET, INC.|OPCO|Oppenheimer & Co. Inc.|5
HMST|HOMESTREET, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1751
HMST|HOMESTREET, INC.|PDQM|CODA MARKETS, INC.|26100
HMST|HOMESTREET, INC.|PNSR|Penserra Securities, LLC|5048
HMST|HOMESTREET, INC.|RAJA|Raymond James & Associates, Inc.|86631
HMST|HOMESTREET, INC.|RBCM|RBC CAPITAL MARKETS, LLC|100
HMST|HOMESTREET, INC.|SAGW|SAGETRADER, LLC|79
HMST|HOMESTREET, INC.|SBSH|Citigroup Global Markets Inc.|42861
HMST|HOMESTREET, INC.|SGMT|GOLDMAN SACHS & CO. LLC|17221
HMST|HOMESTREET, INC.|SPDR|SPEEDROUTE LLC|200
HMST|HOMESTREET, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
HMST|HOMESTREET, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1068
HMST|HOMESTREET, INC.|SWIM|TD Ameritrade, Inc.|168
HMST|HOMESTREET, INC.|SWST|Hilltop Securities Inc.|300
HMST|HOMESTREET, INC.|TRBT|Tradebot Systems, Inc.|10536
HMST|HOMESTREET, INC.|TRCM|TRC MARKETS LLC|48948
HMST|HOMESTREET, INC.|UBSA|UBS SECURITIES LLC|126701
HMST|HOMESTREET, INC.|UBSS|UBS Securities LLC|193446
HMST|HOMESTREET, INC.|VALX|VIRTU AMERICAS LLC|14378
HMST|HOMESTREET, INC.|VGRD|Vanguard Marketing Corporation|8000
HMST|HOMESTREET, INC.|WCHV|WELLS FARGO SECURITIES, LLC|9714
HMST|HOMESTREET, INC.|WEDB|WEDBUSH SECURITIES INC.|100
HMST|HOMESTREET, INC.|WEED|Weeden & Co.L.P.|1800
HMST|HOMESTREET, INC.|XIST|INSTINET, LLC|30600
HMST|HOMESTREET, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
HMST|HOMESTREET, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20
HMSY|HMS HLDGS CP|ALTX|Alternet Securities Inc.|1700
HMSY|HMS HLDGS CP|APCC|Apex Clearing Corporation|139
HMSY|HMS HLDGS CP|BATM|CBOE TRADING, INC.|2490
HMSY|HMS HLDGS CP|BAYT|BTIG, LLC|300
HMSY|HMS HLDGS CP|BBNT|BB&T SECURITIES, LLC|30
HMSY|HMS HLDGS CP|BERN|Sanford C. Bernstein & Co., LLC|29239
HMSY|HMS HLDGS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5407
HMSY|HMS HLDGS CP|BMOC|BMO Capital Markets Corp.|13317
HMSY|HMS HLDGS CP|BNPX|BNP PARIBAS SECURITIES CORP.|14662
HMSY|HMS HLDGS CP|BTIG|BTIG, LLC|73053
HMSY|HMS HLDGS CP|BYXM|CBOE TRADING, INC.|805
HMSY|HMS HLDGS CP|BZYD|GOLDMAN SACHS & CO. LLC|900
HMSY|HMS HLDGS CP|CANT|Cantor Fitzgerald & Co.|60
HMSY|HMS HLDGS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|19000
HMSY|HMS HLDGS CP|CHAS|Charles Schwab & Co., Inc.|737
HMSY|HMS HLDGS CP|CIST|Capital Institutional Services, Inc.|2516
HMSY|HMS HLDGS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124453
HMSY|HMS HLDGS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|592
HMSY|HMS HLDGS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|148707
HMSY|HMS HLDGS CP|CTDL|Citadel Derivatives Group Llc|16588
HMSY|HMS HLDGS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|21314
HMSY|HMS HLDGS CP|DBAB|Deutsche Bank Securities Inc.|316555
HMSY|HMS HLDGS CP|DBAX|Deutsche Bank Securities Inc.|98200
HMSY|HMS HLDGS CP|DBUL|Deutsche Bank Securities Inc.|1200
HMSY|HMS HLDGS CP|DEAN|MORGAN STANLEY|115
HMSY|HMS HLDGS CP|DEGS|RONIN PROFESSIONAL LLC|3249
HMSY|HMS HLDGS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5832
HMSY|HMS HLDGS CP|EBXL|EBX LLC|67800
HMSY|HMS HLDGS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12314
HMSY|HMS HLDGS CP|EGAM|CBOE TRADING, INC.|3259
HMSY|HMS HLDGS CP|EGMT|EG MARKET TECHNOLOGIES LLC|110
HMSY|HMS HLDGS CP|EGXM|CBOE TRADING, INC.|1598
HMSY|HMS HLDGS CP|EGXW|CBOE TRADING, INC.|4
HMSY|HMS HLDGS CP|ESPO|ESPOSITO SECURITIES, LLC|532
HMSY|HMS HLDGS CP|ETBE|Electronic Transaction Clearing, Inc.|6362
HMSY|HMS HLDGS CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13428
HMSY|HMS HLDGS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9630
HMSY|HMS HLDGS CP|ETRS|E*Trade Securities LLC|2303
HMSY|HMS HLDGS CP|FBCO|Credit Suisse Securities (USA) LLC|400266
HMSY|HMS HLDGS CP|FILL|Tradestation Securities, Inc.|3625
HMSY|HMS HLDGS CP|FOMA|TD AMERITRADE CLEARING, INC.|12447
HMSY|HMS HLDGS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|819
HMSY|HMS HLDGS CP|FQLS|Quantlab Securities LP|81489
HMSY|HMS HLDGS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|121754
HMSY|HMS HLDGS CP|FTBR|Foliofn Investments, Inc.|3157
HMSY|HMS HLDGS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|32873
HMSY|HMS HLDGS CP|GLPX|ACS EXECUTION SERVICES, LLC|753
HMSY|HMS HLDGS CP|GSCO|GOLDMAN SACHS & CO. LLC|610454
HMSY|HMS HLDGS CP|GSCS|GOLDMAN SACHS & CO. LLC|27179
HMSY|HMS HLDGS CP|GSLT|GOLDMAN SACHS & CO. LLC|759
HMSY|HMS HLDGS CP|GTSZ|GTS SECURITIES LLC|9855
HMSY|HMS HLDGS CP|HRBF|American Enterprise Investment Services Inc.|5176
HMSY|HMS HLDGS CP|IATS|INTERACTIVE BROKERS LLC|4727
HMSY|HMS HLDGS CP|IBKR|Interactive Brokers Llc|49707
HMSY|HMS HLDGS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|511
HMSY|HMS HLDGS CP|ICBX|INSTINET, LLC|17000
HMSY|HMS HLDGS CP|IEQY|CITADEL SECURITIES LLC|61106
HMSY|HMS HLDGS CP|INCA|INSTINET, LLC|242538
HMSY|HMS HLDGS CP|INJX|INSTINET, LLC|18048
HMSY|HMS HLDGS CP|ITGI|ITG Inc.|43740
HMSY|HMS HLDGS CP|ITGP|ITG INC.|36400
HMSY|HMS HLDGS CP|JANY|Janney Montgomery Scott Inc.|903
HMSY|HMS HLDGS CP|JEFF|JEFFERIES LLC|253907
HMSY|HMS HLDGS CP|JMPT|JUMP TRADING, LLC|24167
HMSY|HMS HLDGS CP|JONE|JonesTrading|38
HMSY|HMS HLDGS CP|JPBX|J.P. MORGAN SECURITIES LLC|13221
HMSY|HMS HLDGS CP|JPMX|J.P. Morgan Securities LLC|124600
HMSY|HMS HLDGS CP|JSJX|JANE STREET CAPITAL LLC|1801
HMSY|HMS HLDGS CP|KCGM|VIRTU Americas LLC|14236
HMSY|HMS HLDGS CP|LEHM|Barclays Capital Inc./Le|421864
HMSY|HMS HLDGS CP|LIME|Lime Brokerage LLC|124517
HMSY|HMS HLDGS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|116880
HMSY|HMS HLDGS CP|LQNA|LIQUIDNET, INC.|5300
HMSY|HMS HLDGS CP|LSCI|Lek Securities Corporation|163
HMSY|HMS HLDGS CP|MAXM|Maxim Group LLC|7922
HMSY|HMS HLDGS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116362
HMSY|HMS HLDGS CP|MOTF|MOTIF INVESTING, INC.|3
HMSY|HMS HLDGS CP|MSCO|MORGAN STANLEY & CO. LLC|1512400
HMSY|HMS HLDGS CP|MSPL|MORGAN STANLEY & CO. LLC|267400
HMSY|HMS HLDGS CP|MSTX|MORGAN STANLEY & CO. LLC|99000
HMSY|HMS HLDGS CP|NFSC|National Financial Services LLC|31872
HMSY|HMS HLDGS CP|NITE|VIRTU Americas LLC|103922
HMSY|HMS HLDGS CP|NITP|VIRTU Americas LLC|2100
HMSY|HMS HLDGS CP|NQRB|Brut, LLC|25331
HMSY|HMS HLDGS CP|OPCO|Oppenheimer & Co. Inc.|300
HMSY|HMS HLDGS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|959
HMSY|HMS HLDGS CP|PDQM|CODA MARKETS, INC.|633
HMSY|HMS HLDGS CP|PIPR|Piper Jaffray & Co.|75
HMSY|HMS HLDGS CP|RAJA|Raymond James & Associates, Inc.|13440
HMSY|HMS HLDGS CP|RBCM|RBC CAPITAL MARKETS, LLC|4943
HMSY|HMS HLDGS CP|RHCO|Suntrust Robinson Humphrey, Inc.|11036
HMSY|HMS HLDGS CP|SAGL|SAGETRADER, LLC|401
HMSY|HMS HLDGS CP|SAGW|SAGETRADER, LLC|3219
HMSY|HMS HLDGS CP|SBSH|Citigroup Global Markets Inc.|131095
HMSY|HMS HLDGS CP|SEIC|SEI Investments Distribution Co.|100
HMSY|HMS HLDGS CP|SGMT|GOLDMAN SACHS & CO. LLC|37804
HMSY|HMS HLDGS CP|SIDC|Sidoti & Company, LLC|300
HMSY|HMS HLDGS CP|SPHN|Stephens Inc.|2781
HMSY|HMS HLDGS CP|STFL|Stifel, Nicolaus & Company, Incorporated|985
HMSY|HMS HLDGS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|123
HMSY|HMS HLDGS CP|SWIM|TD Ameritrade, Inc.|5239
HMSY|HMS HLDGS CP|TKNG|ALLY INVEST SECURITIES LLC|337
HMSY|HMS HLDGS CP|TRBT|Tradebot Systems, Inc.|137979
HMSY|HMS HLDGS CP|TRCM|TRC MARKETS LLC|83369
HMSY|HMS HLDGS CP|UBSA|UBS SECURITIES LLC|270056
HMSY|HMS HLDGS CP|UBSS|UBS Securities LLC|428666
HMSY|HMS HLDGS CP|VALX|VIRTU AMERICAS LLC|5088
HMSY|HMS HLDGS CP|VGRD|Vanguard Marketing Corporation|5941
HMSY|HMS HLDGS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|922
HMSY|HMS HLDGS CP|WCHV|WELLS FARGO SECURITIES, LLC|121587
HMSY|HMS HLDGS CP|WEED|Weeden & Co.L.P.|1630
HMSY|HMS HLDGS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2390
HMSY|HMS HLDGS CP|WSEA|WOLVERINE SECURITIES, LLC|798
HMSY|HMS HLDGS CP|XIST|INSTINET, LLC|25640
HMSY|HMS HLDGS CP|XPQR|Jump Trading|1200
HMSY|HMS HLDGS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
HMSY|HMS HLDGS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|325
HMTA|HOMETOWN BNKSHRS CM|BATM|CBOE TRADING, INC.|428
HMTA|HOMETOWN BNKSHRS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1570
HMTA|HOMETOWN BNKSHRS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|372
HMTA|HOMETOWN BNKSHRS CM|DAVA|Davenport & Company LLC|400
HMTA|HOMETOWN BNKSHRS CM|DBAX|Deutsche Bank Securities Inc.|1200
HMTA|HOMETOWN BNKSHRS CM|EBXL|EBX LLC|300
HMTA|HOMETOWN BNKSHRS CM|ETRS|E*Trade Securities LLC|1775
HMTA|HOMETOWN BNKSHRS CM|FOMA|TD AMERITRADE CLEARING, INC.|27642
HMTA|HOMETOWN BNKSHRS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|337
HMTA|HOMETOWN BNKSHRS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|150
HMTA|HOMETOWN BNKSHRS CM|GLPX|ACS EXECUTION SERVICES, LLC|100
HMTA|HOMETOWN BNKSHRS CM|GSCO|GOLDMAN SACHS & CO. LLC|1766
HMTA|HOMETOWN BNKSHRS CM|GTSZ|GTS SECURITIES LLC|300
HMTA|HOMETOWN BNKSHRS CM|IBKR|Interactive Brokers Llc|1875
HMTA|HOMETOWN BNKSHRS CM|ICBX|INSTINET, LLC|300
HMTA|HOMETOWN BNKSHRS CM|ITGI|ITG Inc.|39
HMTA|HOMETOWN BNKSHRS CM|LEHM|Barclays Capital Inc./Le|200
HMTA|HOMETOWN BNKSHRS CM|LIME|Lime Brokerage LLC|1739
HMTA|HOMETOWN BNKSHRS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HMTA|HOMETOWN BNKSHRS CM|MSCO|MORGAN STANLEY & CO. LLC|3890
HMTA|HOMETOWN BNKSHRS CM|NITE|VIRTU Americas LLC|17922
HMTA|HOMETOWN BNKSHRS CM|PDQM|CODA MARKETS, INC.|600
HMTA|HOMETOWN BNKSHRS CM|PWJC|UBS Financial Services, Inc.|1900
HMTA|HOMETOWN BNKSHRS CM|RAJA|Raymond James & Associates, Inc.|341
HMTA|HOMETOWN BNKSHRS CM|RBCM|RBC CAPITAL MARKETS, LLC|10120
HMTA|HOMETOWN BNKSHRS CM|SPHN|Stephens Inc.|18
HMTA|HOMETOWN BNKSHRS CM|SWIM|TD Ameritrade, Inc.|156
HMTA|HOMETOWN BNKSHRS CM|TRCM|TRC MARKETS LLC|5
HMTA|HOMETOWN BNKSHRS CM|UBSA|UBS SECURITIES LLC|900
HMTA|HOMETOWN BNKSHRS CM|UBSS|UBS Securities LLC|6700
HMTA|HOMETOWN BNKSHRS CM|WCHV|WELLS FARGO SECURITIES, LLC|1496
HMTA|HOMETOWN BNKSHRS CM|WSEA|WOLVERINE SECURITIES, LLC|13
HMTV|HEMISPHERE MEDIA A|APCC|Apex Clearing Corporation|3
HMTV|HEMISPHERE MEDIA A|BERN|Sanford C. Bernstein & Co., LLC|14523
HMTV|HEMISPHERE MEDIA A|BMOC|BMO Capital Markets Corp.|2588
HMTV|HEMISPHERE MEDIA A|BNPX|BNP PARIBAS SECURITIES CORP.|1373
HMTV|HEMISPHERE MEDIA A|BTIG|BTIG, LLC|134
HMTV|HEMISPHERE MEDIA A|BZYD|GOLDMAN SACHS & CO. LLC|406
HMTV|HEMISPHERE MEDIA A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8917
HMTV|HEMISPHERE MEDIA A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2701
HMTV|HEMISPHERE MEDIA A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20542
HMTV|HEMISPHERE MEDIA A|CTDL|Citadel Derivatives Group Llc|2865
HMTV|HEMISPHERE MEDIA A|CXCX|CITIGROUP GLOBAL MARKETS INC.|10208
HMTV|HEMISPHERE MEDIA A|DBAB|Deutsche Bank Securities Inc.|60964
HMTV|HEMISPHERE MEDIA A|DBAX|Deutsche Bank Securities Inc.|22500
HMTV|HEMISPHERE MEDIA A|DEAN|MORGAN STANLEY|301
HMTV|HEMISPHERE MEDIA A|DEGS|RONIN PROFESSIONAL LLC|1651
HMTV|HEMISPHERE MEDIA A|EBXL|EBX LLC|10800
HMTV|HEMISPHERE MEDIA A|EGAM|CBOE TRADING, INC.|500
HMTV|HEMISPHERE MEDIA A|ETRS|E*Trade Securities LLC|2769
HMTV|HEMISPHERE MEDIA A|FBCO|Credit Suisse Securities (USA) LLC|87006
HMTV|HEMISPHERE MEDIA A|FBRC|B. RILEY FBR, INC.|168758
HMTV|HEMISPHERE MEDIA A|FOMA|TD AMERITRADE CLEARING, INC.|3815
HMTV|HEMISPHERE MEDIA A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5047
HMTV|HEMISPHERE MEDIA A|FTBR|Foliofn Investments, Inc.|25
HMTV|HEMISPHERE MEDIA A|GEBB|GLOBAL EXECUTION BROKERS, LP|4465
HMTV|HEMISPHERE MEDIA A|GLPX|ACS EXECUTION SERVICES, LLC|1300
HMTV|HEMISPHERE MEDIA A|GSCO|GOLDMAN SACHS & CO. LLC|202274
HMTV|HEMISPHERE MEDIA A|GSCS|GOLDMAN SACHS & CO. LLC|636
HMTV|HEMISPHERE MEDIA A|GTSZ|GTS SECURITIES LLC|10690
HMTV|HEMISPHERE MEDIA A|IBKR|Interactive Brokers Llc|31585
HMTV|HEMISPHERE MEDIA A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|165
HMTV|HEMISPHERE MEDIA A|ICBX|INSTINET, LLC|9019
HMTV|HEMISPHERE MEDIA A|IEQY|CITADEL SECURITIES LLC|400
HMTV|HEMISPHERE MEDIA A|INCA|INSTINET, LLC|32294
HMTV|HEMISPHERE MEDIA A|INJX|INSTINET, LLC|1756
HMTV|HEMISPHERE MEDIA A|ITGI|ITG Inc.|8270
HMTV|HEMISPHERE MEDIA A|ITGP|ITG INC.|13800
HMTV|HEMISPHERE MEDIA A|JEFF|JEFFERIES LLC|11381
HMTV|HEMISPHERE MEDIA A|JPBX|J.P. MORGAN SECURITIES LLC|1300
HMTV|HEMISPHERE MEDIA A|JPMX|J.P. Morgan Securities LLC|39996
HMTV|HEMISPHERE MEDIA A|KCGM|VIRTU Americas LLC|2140
HMTV|HEMISPHERE MEDIA A|LEHM|Barclays Capital Inc./Le|110951
HMTV|HEMISPHERE MEDIA A|LIME|Lime Brokerage LLC|55616
HMTV|HEMISPHERE MEDIA A|LMGP|LIME BROKERAGE LLC|7120
HMTV|HEMISPHERE MEDIA A|LQNA|LIQUIDNET, INC.|2300
HMTV|HEMISPHERE MEDIA A|MAXM|Maxim Group LLC|1820
HMTV|HEMISPHERE MEDIA A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13002
HMTV|HEMISPHERE MEDIA A|MSCO|MORGAN STANLEY & CO. LLC|130344
HMTV|HEMISPHERE MEDIA A|MSPL|MORGAN STANLEY & CO. LLC|38900
HMTV|HEMISPHERE MEDIA A|MSTX|MORGAN STANLEY & CO. LLC|8200
HMTV|HEMISPHERE MEDIA A|NFSC|National Financial Services LLC|40349
HMTV|HEMISPHERE MEDIA A|NITE|VIRTU Americas LLC|115727
HMTV|HEMISPHERE MEDIA A|OPCO|Oppenheimer & Co. Inc.|12993
HMTV|HEMISPHERE MEDIA A|PDQM|CODA MARKETS, INC.|200
HMTV|HEMISPHERE MEDIA A|RBCM|RBC CAPITAL MARKETS, LLC|5800
HMTV|HEMISPHERE MEDIA A|SBSH|Citigroup Global Markets Inc.|82910
HMTV|HEMISPHERE MEDIA A|SGMT|GOLDMAN SACHS & CO. LLC|6671
HMTV|HEMISPHERE MEDIA A|SPDR|SPEEDROUTE LLC|6452
HMTV|HEMISPHERE MEDIA A|SWIM|TD Ameritrade, Inc.|2200
HMTV|HEMISPHERE MEDIA A|TRBT|Tradebot Systems, Inc.|2493
HMTV|HEMISPHERE MEDIA A|TRCM|TRC MARKETS LLC|7858
HMTV|HEMISPHERE MEDIA A|UBSA|UBS SECURITIES LLC|66132
HMTV|HEMISPHERE MEDIA A|UBSS|UBS Securities LLC|144681
HMTV|HEMISPHERE MEDIA A|VALX|VIRTU AMERICAS LLC|10298
HMTV|HEMISPHERE MEDIA A|VGRD|Vanguard Marketing Corporation|300
HMTV|HEMISPHERE MEDIA A|WABR|Wall Street Access|5100
HMTV|HEMISPHERE MEDIA A|WCHV|WELLS FARGO SECURITIES, LLC|11297
HMTV|HEMISPHERE MEDIA A|WEED|Weeden & Co.L.P.|700
HMTV|HEMISPHERE MEDIA A|WSEA|WOLVERINE SECURITIES, LLC|21
HMTV|HEMISPHERE MEDIA A|XIST|INSTINET, LLC|200
HMTV|HEMISPHERE MEDIA A|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
HMTV|HEMISPHERE MEDIA A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42
HMY|HARMONY GOLD MINING|ALTX|Alternet Securities Inc.|16661
HMY|HARMONY GOLD MINING|APCC|Apex Clearing Corporation|109193
HMY|HARMONY GOLD MINING|BAYC|BAY CREST PARTNERS, LLC|80
HMY|HARMONY GOLD MINING|BIDS|BIDS TRADING L.P.|100
HMY|HARMONY GOLD MINING|BIMI|Banca IMI Securities Corp.|28993
HMY|HARMONY GOLD MINING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|199675
HMY|HARMONY GOLD MINING|BLKX|INSTINET, LLC|84900
HMY|HARMONY GOLD MINING|BTIG|BTIG, LLC|48300
HMY|HARMONY GOLD MINING|CANT|Cantor Fitzgerald & Co.|500
HMY|HARMONY GOLD MINING|CHAS|Charles Schwab & Co., Inc.|21617
HMY|HARMONY GOLD MINING|CLSA|CLSA AMERICAS, LLC|700
HMY|HARMONY GOLD MINING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|312164
HMY|HARMONY GOLD MINING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
HMY|HARMONY GOLD MINING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|992985
HMY|HARMONY GOLD MINING|CTDL|Citadel Derivatives Group Llc|1990
HMY|HARMONY GOLD MINING|CXCX|CITIGROUP GLOBAL MARKETS INC.|250704
HMY|HARMONY GOLD MINING|DBAB|Deutsche Bank Securities Inc.|80188
HMY|HARMONY GOLD MINING|DBAX|Deutsche Bank Securities Inc.|415800
HMY|HARMONY GOLD MINING|DCHF|Dart Executions, LLC|1900
HMY|HARMONY GOLD MINING|DEAN|MORGAN STANLEY|1312
HMY|HARMONY GOLD MINING|DEGS|RONIN PROFESSIONAL LLC|17000
HMY|HARMONY GOLD MINING|EBXL|EBX LLC|529300
HMY|HARMONY GOLD MINING|ECUT|CONVERGEX EXECUTION SOLUTIONS|50466
HMY|HARMONY GOLD MINING|EDJO|Edward D. Jones & Co., L.P.|4039
HMY|HARMONY GOLD MINING|EGAM|CBOE TRADING, INC.|211209
HMY|HARMONY GOLD MINING|EGAW|CBOE TRADING, INC.|20113
HMY|HARMONY GOLD MINING|EGXM|CBOE TRADING, INC.|42227
HMY|HARMONY GOLD MINING|EGXW|CBOE TRADING, INC.|600
HMY|HARMONY GOLD MINING|ELEV|ELEVATION, LLC|34715
HMY|HARMONY GOLD MINING|ETBE|Electronic Transaction Clearing, Inc.|204886
HMY|HARMONY GOLD MINING|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
HMY|HARMONY GOLD MINING|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3000
HMY|HARMONY GOLD MINING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
HMY|HARMONY GOLD MINING|ETRS|E*Trade Securities LLC|1137937
HMY|HARMONY GOLD MINING|FFSI|Firstrade Securities Inc.|100
HMY|HARMONY GOLD MINING|FILL|Tradestation Securities, Inc.|115015
HMY|HARMONY GOLD MINING|FMAF|NBCN Inc./ CDS|25980
HMY|HARMONY GOLD MINING|FQLS|Quantlab Securities LP|157547
HMY|HARMONY GOLD MINING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|223407
HMY|HARMONY GOLD MINING|FTBR|Foliofn Investments, Inc.|1589480
HMY|HARMONY GOLD MINING|GEBB|GLOBAL EXECUTION BROKERS, LP|80694
HMY|HARMONY GOLD MINING|GLIS|TD Securities Inc|9401
HMY|HARMONY GOLD MINING|GLPX|ACS EXECUTION SERVICES, LLC|154716
HMY|HARMONY GOLD MINING|GSCO|GOLDMAN SACHS & CO. LLC|588745
HMY|HARMONY GOLD MINING|GSCS|GOLDMAN SACHS & CO. LLC|39900
HMY|HARMONY GOLD MINING|GSLT|GOLDMAN SACHS & CO. LLC|88625
HMY|HARMONY GOLD MINING|GTSZ|GTS SECURITIES LLC|75742
HMY|HARMONY GOLD MINING|HRBF|American Enterprise Investment Services Inc.|48596
HMY|HARMONY GOLD MINING|HSBC|HSBC Securities, Inc.|302679
HMY|HARMONY GOLD MINING|IATS|INTERACTIVE BROKERS LLC|645693
HMY|HARMONY GOLD MINING|IBKR|Interactive Brokers Llc|627851
HMY|HARMONY GOLD MINING|ICBX|INSTINET, LLC|583369
HMY|HARMONY GOLD MINING|INCA|INSTINET, LLC|901482
HMY|HARMONY GOLD MINING|INJX|INSTINET, LLC|60
HMY|HARMONY GOLD MINING|ITGI|ITG Inc.|149107
HMY|HARMONY GOLD MINING|ITGP|ITG INC.|760800
HMY|HARMONY GOLD MINING|JANY|Janney Montgomery Scott Inc.|50
HMY|HARMONY GOLD MINING|JEFF|JEFFERIES LLC|44350
HMY|HARMONY GOLD MINING|JMPT|JUMP TRADING, LLC|50432
HMY|HARMONY GOLD MINING|JPMX|J.P. Morgan Securities LLC|860959
HMY|HARMONY GOLD MINING|JSJX|JANE STREET CAPITAL LLC|500
HMY|HARMONY GOLD MINING|KCGM|VIRTU Americas LLC|211424
HMY|HARMONY GOLD MINING|KRSH|Kershner Securities, LLC|15970
HMY|HARMONY GOLD MINING|LEHM|Barclays Capital Inc./Le|6193563
HMY|HARMONY GOLD MINING|LIME|Lime Brokerage LLC|7780
HMY|HARMONY GOLD MINING|LQNA|LIQUIDNET, INC.|34700
HMY|HARMONY GOLD MINING|LQNB|LIQUIDNET, INC.|5000
HMY|HARMONY GOLD MINING|LSCI|Lek Securities Corporation|1700
HMY|HARMONY GOLD MINING|MAXM|Maxim Group LLC|36750
HMY|HARMONY GOLD MINING|MBTS|ALLY INVEST SECURITIES LLC|100
HMY|HARMONY GOLD MINING|MKMP|MKM Partners LLC|750000
HMY|HARMONY GOLD MINING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1010857
HMY|HARMONY GOLD MINING|MOTF|MOTIF INVESTING, INC.|5
HMY|HARMONY GOLD MINING|MSCO|MORGAN STANLEY & CO. LLC|1828374
HMY|HARMONY GOLD MINING|MSPL|MORGAN STANLEY & CO. LLC|1078100
HMY|HARMONY GOLD MINING|MSTX|MORGAN STANLEY & CO. LLC|254700
HMY|HARMONY GOLD MINING|NFSC|National Financial Services LLC|2775921
HMY|HARMONY GOLD MINING|NITE|VIRTU Americas LLC|10850749
HMY|HARMONY GOLD MINING|NITP|VIRTU Americas LLC|197312
HMY|HARMONY GOLD MINING|NQRB|Brut, LLC|2987
HMY|HARMONY GOLD MINING|NTBF|BMO Nesbitt Burns Inc./CDS|11275
HMY|HARMONY GOLD MINING|OHOS|TWO SIGMA SECURITIES, LLC|100
HMY|HARMONY GOLD MINING|OLDM|OLD MISSION CAPITAL, LLC|137953
HMY|HARMONY GOLD MINING|OPCO|Oppenheimer & Co. Inc.|3800
HMY|HARMONY GOLD MINING|PCPT|PHILLIP CAPITAL INC.|32900
HMY|HARMONY GOLD MINING|PDQM|CODA MARKETS, INC.|112222
HMY|HARMONY GOLD MINING|PICT|Pictet Overseas Inc.|6000
HMY|HARMONY GOLD MINING|RBCM|RBC CAPITAL MARKETS, LLC|317
HMY|HARMONY GOLD MINING|RGLD|Regal Securities, Inc|9228
HMY|HARMONY GOLD MINING|RHOX|XR Securities LLC|9366
HMY|HARMONY GOLD MINING|SAGL|SAGETRADER, LLC|44960
HMY|HARMONY GOLD MINING|SBSH|Citigroup Global Markets Inc.|585588
HMY|HARMONY GOLD MINING|SEIC|SEI Investments Distribution Co.|200
HMY|HARMONY GOLD MINING|SGMT|GOLDMAN SACHS & CO. LLC|461872
HMY|HARMONY GOLD MINING|SOGO|Wang Investment Associates, Inc.|1134
HMY|HARMONY GOLD MINING|SPDR|SPEEDROUTE LLC|127532
HMY|HARMONY GOLD MINING|SPNT|SEVEN POINTS CAPITAL, LLC|13100
HMY|HARMONY GOLD MINING|STFL|Stifel, Nicolaus & Company, Incorporated|2170
HMY|HARMONY GOLD MINING|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13500
HMY|HARMONY GOLD MINING|SWIM|TD Ameritrade, Inc.|1266133
HMY|HARMONY GOLD MINING|SWST|Hilltop Securities Inc.|13500
HMY|HARMONY GOLD MINING|TKNG|ALLY INVEST SECURITIES LLC|39906
HMY|HARMONY GOLD MINING|TRBT|Tradebot Systems, Inc.|211917
HMY|HARMONY GOLD MINING|TRCM|TRC MARKETS LLC|19947
HMY|HARMONY GOLD MINING|TWTT|TASTYWORKS, INC.|2300
HMY|HARMONY GOLD MINING|UBSA|UBS SECURITIES LLC|1799957
HMY|HARMONY GOLD MINING|UBSS|UBS Securities LLC|2018652
HMY|HARMONY GOLD MINING|VALX|VIRTU AMERICAS LLC|263297
HMY|HARMONY GOLD MINING|VGRD|Vanguard Marketing Corporation|78523
HMY|HARMONY GOLD MINING|VSIN|Vision Financial Markets Llc|20721
HMY|HARMONY GOLD MINING|WCHV|WELLS FARGO SECURITIES, LLC|250926
HMY|HARMONY GOLD MINING|WEDB|WEDBUSH SECURITIES INC.|8238
HMY|HARMONY GOLD MINING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9426
HMY|HARMONY GOLD MINING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11618
HMY|HARMONY GOLD MINING|WGIF|CIBC World Markets Inc.|1300
HMY|HARMONY GOLD MINING|WSEA|WOLVERINE SECURITIES, LLC|21772
HMY|HARMONY GOLD MINING|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|296500
HMY|HARMONY GOLD MINING|XIST|INSTINET, LLC|30200
HMY|HARMONY GOLD MINING|XSTM|NATIONAL FINANCIAL SERVICES LLC|260384
HMY|HARMONY GOLD MINING|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
HMY|HARMONY GOLD MINING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1218
HNDL|ST SHR NDQ 7HNDL ETF|CANT|Cantor Fitzgerald & Co.|2657
HNDL|ST SHR NDQ 7HNDL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16590
HNDL|ST SHR NDQ 7HNDL ETF|DBAX|Deutsche Bank Securities Inc.|100
HNDL|ST SHR NDQ 7HNDL ETF|ETRS|E*Trade Securities LLC|2157
HNDL|ST SHR NDQ 7HNDL ETF|FBCO|Credit Suisse Securities (USA) LLC|1751
HNDL|ST SHR NDQ 7HNDL ETF|FOMA|TD AMERITRADE CLEARING, INC.|3520
HNDL|ST SHR NDQ 7HNDL ETF|FTBR|Foliofn Investments, Inc.|171
HNDL|ST SHR NDQ 7HNDL ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|187
HNDL|ST SHR NDQ 7HNDL ETF|GSLT|GOLDMAN SACHS & CO. LLC|3745
HNDL|ST SHR NDQ 7HNDL ETF|IBKR|Interactive Brokers Llc|8386
HNDL|ST SHR NDQ 7HNDL ETF|INCA|INSTINET, LLC|300
HNDL|ST SHR NDQ 7HNDL ETF|JSJX|JANE STREET CAPITAL LLC|5120
HNDL|ST SHR NDQ 7HNDL ETF|KCGM|VIRTU Americas LLC|8934
HNDL|ST SHR NDQ 7HNDL ETF|LIME|Lime Brokerage LLC|392
HNDL|ST SHR NDQ 7HNDL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
HNDL|ST SHR NDQ 7HNDL ETF|MSCO|MORGAN STANLEY & CO. LLC|3439
HNDL|ST SHR NDQ 7HNDL ETF|NFSC|National Financial Services LLC|9207
HNDL|ST SHR NDQ 7HNDL ETF|NITE|VIRTU Americas LLC|20078
HNDL|ST SHR NDQ 7HNDL ETF|OPCO|Oppenheimer & Co. Inc.|200
HNDL|ST SHR NDQ 7HNDL ETF|RGLD|Regal Securities, Inc|110
HNDL|ST SHR NDQ 7HNDL ETF|SGMT|GOLDMAN SACHS & CO. LLC|200
HNDL|ST SHR NDQ 7HNDL ETF|SPDR|SPEEDROUTE LLC|100
HNDL|ST SHR NDQ 7HNDL ETF|SWIM|TD Ameritrade, Inc.|230
HNDL|ST SHR NDQ 7HNDL ETF|SWST|Hilltop Securities Inc.|2
HNDL|ST SHR NDQ 7HNDL ETF|TKNG|ALLY INVEST SECURITIES LLC|5
HNDL|ST SHR NDQ 7HNDL ETF|UBSA|UBS SECURITIES LLC|9516
HNDL|ST SHR NDQ 7HNDL ETF|UBSS|UBS Securities LLC|3529
HNDL|ST SHR NDQ 7HNDL ETF|VGRD|Vanguard Marketing Corporation|2335
HNDL|ST SHR NDQ 7HNDL ETF|WCHV|WELLS FARGO SECURITIES, LLC|1035
HNDL|ST SHR NDQ 7HNDL ETF|WSEA|WOLVERINE SECURITIES, LLC|159
HNDL|ST SHR NDQ 7HNDL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3600
HNI|HNI CORPORATION|ALTX|Alternet Securities Inc.|1812
HNI|HNI CORPORATION|APCC|Apex Clearing Corporation|13
HNI|HNI CORPORATION|BANK|Primevest Financial Services, Inc.|5608
HNI|HNI CORPORATION|BARD|Robert W. Baird & Co. Incorporated|651
HNI|HNI CORPORATION|BATM|CBOE TRADING, INC.|1295
HNI|HNI CORPORATION|BBNT|BB&T SECURITIES, LLC|200
HNI|HNI CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|1102
HNI|HNI CORPORATION|BKCM|BNY Mellon Capital Markets LLC|11457
HNI|HNI CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|246
HNI|HNI CORPORATION|BLKX|INSTINET, LLC|5700
HNI|HNI CORPORATION|BNCH|The Benchmark Company, LLC|4094
HNI|HNI CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|3648
HNI|HNI CORPORATION|BRVL|BLAYLOCK VAN, LLC|200
HNI|HNI CORPORATION|BTIG|BTIG, LLC|8832
HNI|HNI CORPORATION|BYXM|CBOE TRADING, INC.|160
HNI|HNI CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1124
HNI|HNI CORPORATION|CHAS|Charles Schwab & Co., Inc.|7121
HNI|HNI CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27661
HNI|HNI CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|739
HNI|HNI CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74047
HNI|HNI CORPORATION|CTDL|Citadel Derivatives Group Llc|1801
HNI|HNI CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|10806
HNI|HNI CORPORATION|DBAB|Deutsche Bank Securities Inc.|128797
HNI|HNI CORPORATION|DBAX|Deutsche Bank Securities Inc.|58700
HNI|HNI CORPORATION|DEAN|MORGAN STANLEY|2511
HNI|HNI CORPORATION|DEGS|RONIN PROFESSIONAL LLC|510
HNI|HNI CORPORATION|EBXL|EBX LLC|33200
HNI|HNI CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|2413
HNI|HNI CORPORATION|EDJO|Edward D. Jones & Co., L.P.|1042
HNI|HNI CORPORATION|EGAM|CBOE TRADING, INC.|1998
HNI|HNI CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|100
HNI|HNI CORPORATION|EGXM|CBOE TRADING, INC.|622
HNI|HNI CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|2062
HNI|HNI CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
HNI|HNI CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4804
HNI|HNI CORPORATION|ETRS|E*Trade Securities LLC|1187
HNI|HNI CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|1
HNI|HNI CORPORATION|FILL|Tradestation Securities, Inc.|400
HNI|HNI CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|951
HNI|HNI CORPORATION|FQLS|Quantlab Securities LP|55772
HNI|HNI CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93209
HNI|HNI CORPORATION|FTBR|Foliofn Investments, Inc.|77
HNI|HNI CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|4522
HNI|HNI CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|208856
HNI|HNI CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|970
HNI|HNI CORPORATION|GTSZ|GTS SECURITIES LLC|13729
HNI|HNI CORPORATION|HPPX|POTAMUS TRADING, LLC|159
HNI|HNI CORPORATION|HRBF|American Enterprise Investment Services Inc.|28766
HNI|HNI CORPORATION|HSBC|HSBC Securities, Inc.|901
HNI|HNI CORPORATION|IATS|INTERACTIVE BROKERS LLC|109
HNI|HNI CORPORATION|IBKR|Interactive Brokers Llc|1235
HNI|HNI CORPORATION|ICBX|INSTINET, LLC|12500
HNI|HNI CORPORATION|IEQY|CITADEL SECURITIES LLC|31847
HNI|HNI CORPORATION|INCA|INSTINET, LLC|47515
HNI|HNI CORPORATION|INJX|INSTINET, LLC|133
HNI|HNI CORPORATION|ITGI|ITG Inc.|2202
HNI|HNI CORPORATION|ITGP|ITG INC.|39600
HNI|HNI CORPORATION|JANY|Janney Montgomery Scott Inc.|529
HNI|HNI CORPORATION|JEFF|JEFFERIES LLC|1200
HNI|HNI CORPORATION|JMPT|JUMP TRADING, LLC|11235
HNI|HNI CORPORATION|JONE|JonesTrading|33
HNI|HNI CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|5409
HNI|HNI CORPORATION|JPMX|J.P. Morgan Securities LLC|111041
HNI|HNI CORPORATION|JSJX|JANE STREET CAPITAL LLC|7501
HNI|HNI CORPORATION|KCGM|VIRTU Americas LLC|12206
HNI|HNI CORPORATION|LEHM|Barclays Capital Inc./Le|89210
HNI|HNI CORPORATION|LIME|Lime Brokerage LLC|16650
HNI|HNI CORPORATION|LQNA|LIQUIDNET, INC.|5000
HNI|HNI CORPORATION|LSCI|Lek Securities Corporation|21
HNI|HNI CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34718
HNI|HNI CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|313829
HNI|HNI CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|68600
HNI|HNI CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|6100
HNI|HNI CORPORATION|NFSC|National Financial Services LLC|39487
HNI|HNI CORPORATION|NITE|VIRTU Americas LLC|84464
HNI|HNI CORPORATION|NQRB|Brut, LLC|4089
HNI|HNI CORPORATION|PDQM|CODA MARKETS, INC.|15304
HNI|HNI CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|142
HNI|HNI CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|2270
HNI|HNI CORPORATION|RILY|B. RILEY FBR, INC.|1000
HNI|HNI CORPORATION|SAGL|SAGETRADER, LLC|10800
HNI|HNI CORPORATION|SAGW|SAGETRADER, LLC|41
HNI|HNI CORPORATION|SBSH|Citigroup Global Markets Inc.|26983
HNI|HNI CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|23607
HNI|HNI CORPORATION|SPDR|SPEEDROUTE LLC|1500
HNI|HNI CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|400
HNI|HNI CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
HNI|HNI CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1520
HNI|HNI CORPORATION|SWIM|TD Ameritrade, Inc.|1425
HNI|HNI CORPORATION|SWST|Hilltop Securities Inc.|29
HNI|HNI CORPORATION|TOUR|TOURMALINE PARTNERS, LLC|6500
HNI|HNI CORPORATION|TRBT|Tradebot Systems, Inc.|44066
HNI|HNI CORPORATION|TRCM|TRC MARKETS LLC|18687
HNI|HNI CORPORATION|UBSA|UBS SECURITIES LLC|98023
HNI|HNI CORPORATION|UBSS|UBS Securities LLC|378191
HNI|HNI CORPORATION|VALX|VIRTU AMERICAS LLC|4408
HNI|HNI CORPORATION|VGRD|Vanguard Marketing Corporation|118
HNI|HNI CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|263
HNI|HNI CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|27595
HNI|HNI CORPORATION|WEDB|WEDBUSH SECURITIES INC.|56
HNI|HNI CORPORATION|WEED|Weeden & Co.L.P.|140
HNI|HNI CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|221
HNI|HNI CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|559
HNI|HNI CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
HNI|HNI CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|583
HNI|HNI CORPORATION|XIST|INSTINET, LLC|10600
HNI|HNI CORPORATION|XPQR|Jump Trading|2758
HNI|HNI CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|3998
HNI|HNI CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|2729
HNI|HNI CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
HNNA|HENNESSY ADVISORS CM|ALTX|Alternet Securities Inc.|100
HNNA|HENNESSY ADVISORS CM|APCC|Apex Clearing Corporation|29
HNNA|HENNESSY ADVISORS CM|BARD|Robert W. Baird & Co. Incorporated|4
HNNA|HENNESSY ADVISORS CM|BATM|CBOE TRADING, INC.|255
HNNA|HENNESSY ADVISORS CM|BAYC|BAY CREST PARTNERS, LLC|3061
HNNA|HENNESSY ADVISORS CM|BERN|Sanford C. Bernstein & Co., LLC|461
HNNA|HENNESSY ADVISORS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120
HNNA|HENNESSY ADVISORS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1402
HNNA|HENNESSY ADVISORS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2897
HNNA|HENNESSY ADVISORS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
HNNA|HENNESSY ADVISORS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
HNNA|HENNESSY ADVISORS CM|DBAB|Deutsche Bank Securities Inc.|3309
HNNA|HENNESSY ADVISORS CM|DBAX|Deutsche Bank Securities Inc.|1200
HNNA|HENNESSY ADVISORS CM|DEGS|RONIN PROFESSIONAL LLC|3418
HNNA|HENNESSY ADVISORS CM|EBXL|EBX LLC|100
HNNA|HENNESSY ADVISORS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
HNNA|HENNESSY ADVISORS CM|EDJO|Edward D. Jones & Co., L.P.|500
HNNA|HENNESSY ADVISORS CM|EGAM|CBOE TRADING, INC.|100
HNNA|HENNESSY ADVISORS CM|EGXM|CBOE TRADING, INC.|511
HNNA|HENNESSY ADVISORS CM|EGXW|CBOE TRADING, INC.|88
HNNA|HENNESSY ADVISORS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
HNNA|HENNESSY ADVISORS CM|ETRS|E*Trade Securities LLC|2828
HNNA|HENNESSY ADVISORS CM|FBCO|Credit Suisse Securities (USA) LLC|1234
HNNA|HENNESSY ADVISORS CM|FOMA|TD AMERITRADE CLEARING, INC.|13446
HNNA|HENNESSY ADVISORS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
HNNA|HENNESSY ADVISORS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|546
HNNA|HENNESSY ADVISORS CM|FTBR|Foliofn Investments, Inc.|907
HNNA|HENNESSY ADVISORS CM|GLPX|ACS EXECUTION SERVICES, LLC|1787
HNNA|HENNESSY ADVISORS CM|GSCO|GOLDMAN SACHS & CO. LLC|105
HNNA|HENNESSY ADVISORS CM|GTSZ|GTS SECURITIES LLC|900
HNNA|HENNESSY ADVISORS CM|HRBF|American Enterprise Investment Services Inc.|21
HNNA|HENNESSY ADVISORS CM|IATS|INTERACTIVE BROKERS LLC|1407
HNNA|HENNESSY ADVISORS CM|IBKR|Interactive Brokers Llc|8713
HNNA|HENNESSY ADVISORS CM|INCA|INSTINET, LLC|1570
HNNA|HENNESSY ADVISORS CM|INJX|INSTINET, LLC|500
HNNA|HENNESSY ADVISORS CM|ITGI|ITG Inc.|2513
HNNA|HENNESSY ADVISORS CM|JANY|Janney Montgomery Scott Inc.|1656
HNNA|HENNESSY ADVISORS CM|JEFF|JEFFERIES LLC|888
HNNA|HENNESSY ADVISORS CM|JPMX|J.P. Morgan Securities LLC|200
HNNA|HENNESSY ADVISORS CM|KCGM|VIRTU Americas LLC|1012
HNNA|HENNESSY ADVISORS CM|LEHM|Barclays Capital Inc./Le|406
HNNA|HENNESSY ADVISORS CM|LIME|Lime Brokerage LLC|9699
HNNA|HENNESSY ADVISORS CM|LMGP|LIME BROKERAGE LLC|414
HNNA|HENNESSY ADVISORS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
HNNA|HENNESSY ADVISORS CM|MSCO|MORGAN STANLEY & CO. LLC|14513
HNNA|HENNESSY ADVISORS CM|MSPL|MORGAN STANLEY & CO. LLC|1500
HNNA|HENNESSY ADVISORS CM|NFSC|National Financial Services LLC|21528
HNNA|HENNESSY ADVISORS CM|NITE|VIRTU Americas LLC|26352
HNNA|HENNESSY ADVISORS CM|PDQM|CODA MARKETS, INC.|3477
HNNA|HENNESSY ADVISORS CM|RAJA|Raymond James & Associates, Inc.|554
HNNA|HENNESSY ADVISORS CM|SGMT|GOLDMAN SACHS & CO. LLC|407
HNNA|HENNESSY ADVISORS CM|SWIM|TD Ameritrade, Inc.|377
HNNA|HENNESSY ADVISORS CM|TMBR|Timber Hill LLC|76
HNNA|HENNESSY ADVISORS CM|TRCM|TRC MARKETS LLC|971
HNNA|HENNESSY ADVISORS CM|UBSA|UBS SECURITIES LLC|4246
HNNA|HENNESSY ADVISORS CM|UBSS|UBS Securities LLC|3424
HNNA|HENNESSY ADVISORS CM|VALX|VIRTU AMERICAS LLC|370
HNNA|HENNESSY ADVISORS CM|VGRD|Vanguard Marketing Corporation|182
HNNA|HENNESSY ADVISORS CM|WCHV|WELLS FARGO SECURITIES, LLC|950
HNNA|HENNESSY ADVISORS CM|WEED|Weeden & Co.L.P.|10
HNNA|HENNESSY ADVISORS CM|WSEA|WOLVERINE SECURITIES, LLC|223
HNNA|HENNESSY ADVISORS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
HNNA|HENNESSY ADVISORS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|200
HNNA|HENNESSY ADVISORS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|355
HNP|HUANENG POWER INTL|APCC|Apex Clearing Corporation|34
HNP|HUANENG POWER INTL|BARD|Robert W. Baird & Co. Incorporated|5
HNP|HUANENG POWER INTL|BATM|CBOE TRADING, INC.|1518
HNP|HUANENG POWER INTL|BERN|Sanford C. Bernstein & Co., LLC|1200
HNP|HUANENG POWER INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|646
HNP|HUANENG POWER INTL|BZYD|GOLDMAN SACHS & CO. LLC|696
HNP|HUANENG POWER INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2198
HNP|HUANENG POWER INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7693
HNP|HUANENG POWER INTL|CTDL|Citadel Derivatives Group Llc|333
HNP|HUANENG POWER INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|220
HNP|HUANENG POWER INTL|DBAB|Deutsche Bank Securities Inc.|8277
HNP|HUANENG POWER INTL|DBAX|Deutsche Bank Securities Inc.|5000
HNP|HUANENG POWER INTL|DEAN|MORGAN STANLEY|508
HNP|HUANENG POWER INTL|EBXL|EBX LLC|3600
HNP|HUANENG POWER INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|751
HNP|HUANENG POWER INTL|EDJO|Edward D. Jones & Co., L.P.|720
HNP|HUANENG POWER INTL|EGAM|CBOE TRADING, INC.|600
HNP|HUANENG POWER INTL|EGXM|CBOE TRADING, INC.|200
HNP|HUANENG POWER INTL|ETBE|Electronic Transaction Clearing, Inc.|500
HNP|HUANENG POWER INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|409
HNP|HUANENG POWER INTL|ETRS|E*Trade Securities LLC|3865
HNP|HUANENG POWER INTL|FILL|Tradestation Securities, Inc.|33
HNP|HUANENG POWER INTL|FMAF|NBCN Inc./ CDS|127
HNP|HUANENG POWER INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9404
HNP|HUANENG POWER INTL|FTBR|Foliofn Investments, Inc.|1657
HNP|HUANENG POWER INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|200
HNP|HUANENG POWER INTL|GLPX|ACS EXECUTION SERVICES, LLC|80
HNP|HUANENG POWER INTL|GSCO|GOLDMAN SACHS & CO. LLC|10673
HNP|HUANENG POWER INTL|GSLT|GOLDMAN SACHS & CO. LLC|892
HNP|HUANENG POWER INTL|GTSZ|GTS SECURITIES LLC|2269
HNP|HUANENG POWER INTL|HRBF|American Enterprise Investment Services Inc.|824
HNP|HUANENG POWER INTL|HSBC|HSBC Securities, Inc.|50
HNP|HUANENG POWER INTL|IATS|INTERACTIVE BROKERS LLC|1640
HNP|HUANENG POWER INTL|IBKR|Interactive Brokers Llc|5470
HNP|HUANENG POWER INTL|ICBX|INSTINET, LLC|1000
HNP|HUANENG POWER INTL|INCA|INSTINET, LLC|845
HNP|HUANENG POWER INTL|INTL|INTL FCSTONE FINANCIAL INC.|182
HNP|HUANENG POWER INTL|ITGI|ITG Inc.|2159
HNP|HUANENG POWER INTL|ITGP|ITG INC.|2800
HNP|HUANENG POWER INTL|JEFF|JEFFERIES LLC|1423
HNP|HUANENG POWER INTL|JPBX|J.P. MORGAN SECURITIES LLC|292
HNP|HUANENG POWER INTL|JPMX|J.P. Morgan Securities LLC|4851
HNP|HUANENG POWER INTL|JSJX|JANE STREET CAPITAL LLC|2530
HNP|HUANENG POWER INTL|KCGM|VIRTU Americas LLC|2375
HNP|HUANENG POWER INTL|LEHM|Barclays Capital Inc./Le|20804
HNP|HUANENG POWER INTL|LIME|Lime Brokerage LLC|6098
HNP|HUANENG POWER INTL|LSCI|Lek Securities Corporation|2
HNP|HUANENG POWER INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
HNP|HUANENG POWER INTL|MOTF|MOTIF INVESTING, INC.|1
HNP|HUANENG POWER INTL|MSCO|MORGAN STANLEY & CO. LLC|24908
HNP|HUANENG POWER INTL|MSPL|MORGAN STANLEY & CO. LLC|11600
HNP|HUANENG POWER INTL|MSTX|MORGAN STANLEY & CO. LLC|400
HNP|HUANENG POWER INTL|NFSC|National Financial Services LLC|20822
HNP|HUANENG POWER INTL|NITE|VIRTU Americas LLC|47444
HNP|HUANENG POWER INTL|NTBF|BMO Nesbitt Burns Inc./CDS|938
HNP|HUANENG POWER INTL|OLDM|OLD MISSION CAPITAL, LLC|349
HNP|HUANENG POWER INTL|PDQM|CODA MARKETS, INC.|160
HNP|HUANENG POWER INTL|PWJC|UBS Financial Services, Inc.|4524
HNP|HUANENG POWER INTL|SBSH|Citigroup Global Markets Inc.|391
HNP|HUANENG POWER INTL|SGMT|GOLDMAN SACHS & CO. LLC|3642
HNP|HUANENG POWER INTL|SWIM|TD Ameritrade, Inc.|35
HNP|HUANENG POWER INTL|SWST|Hilltop Securities Inc.|1556
HNP|HUANENG POWER INTL|TRCM|TRC MARKETS LLC|310
HNP|HUANENG POWER INTL|UBSA|UBS SECURITIES LLC|28539
HNP|HUANENG POWER INTL|UBSS|UBS Securities LLC|41014
HNP|HUANENG POWER INTL|VALX|VIRTU AMERICAS LLC|2970
HNP|HUANENG POWER INTL|VGRD|Vanguard Marketing Corporation|1812
HNP|HUANENG POWER INTL|WCHV|WELLS FARGO SECURITIES, LLC|4271
HNP|HUANENG POWER INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1601
HNP|HUANENG POWER INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7818
HNP|HUANENG POWER INTL|WSEA|WOLVERINE SECURITIES, LLC|825
HNP|HUANENG POWER INTL|XIST|INSTINET, LLC|1000
HNP|HUANENG POWER INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
HNP|HUANENG POWER INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|420
HNRG|HALLADOR ENERGY CO|ALTX|Alternet Securities Inc.|1346
HNRG|HALLADOR ENERGY CO|APCC|Apex Clearing Corporation|11
HNRG|HALLADOR ENERGY CO|BARD|Robert W. Baird & Co. Incorporated|10
HNRG|HALLADOR ENERGY CO|BATM|CBOE TRADING, INC.|527
HNRG|HALLADOR ENERGY CO|BAYT|BTIG, LLC|5700
HNRG|HALLADOR ENERGY CO|BERN|Sanford C. Bernstein & Co., LLC|12042
HNRG|HALLADOR ENERGY CO|BIDS|BIDS TRADING L.P.|100
HNRG|HALLADOR ENERGY CO|BLKX|INSTINET, LLC|5700
HNRG|HALLADOR ENERGY CO|BMOC|BMO Capital Markets Corp.|2618
HNRG|HALLADOR ENERGY CO|BNPX|BNP PARIBAS SECURITIES CORP.|1629
HNRG|HALLADOR ENERGY CO|BTIG|BTIG, LLC|887
HNRG|HALLADOR ENERGY CO|BYXM|CBOE TRADING, INC.|160
HNRG|HALLADOR ENERGY CO|CANT|Cantor Fitzgerald & Co.|593
HNRG|HALLADOR ENERGY CO|CHAS|Charles Schwab & Co., Inc.|7
HNRG|HALLADOR ENERGY CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10331
HNRG|HALLADOR ENERGY CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11595
HNRG|HALLADOR ENERGY CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24672
HNRG|HALLADOR ENERGY CO|CTDL|Citadel Derivatives Group Llc|4025
HNRG|HALLADOR ENERGY CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|5734
HNRG|HALLADOR ENERGY CO|DBAB|Deutsche Bank Securities Inc.|77778
HNRG|HALLADOR ENERGY CO|DBAX|Deutsche Bank Securities Inc.|8400
HNRG|HALLADOR ENERGY CO|DBUL|Deutsche Bank Securities Inc.|400
HNRG|HALLADOR ENERGY CO|DEGS|RONIN PROFESSIONAL LLC|12241
HNRG|HALLADOR ENERGY CO|EBXL|EBX LLC|18500
HNRG|HALLADOR ENERGY CO|EDJO|Edward D. Jones & Co., L.P.|1516
HNRG|HALLADOR ENERGY CO|EGAM|CBOE TRADING, INC.|2363
HNRG|HALLADOR ENERGY CO|EGMT|EG MARKET TECHNOLOGIES LLC|200
HNRG|HALLADOR ENERGY CO|EGXM|CBOE TRADING, INC.|740
HNRG|HALLADOR ENERGY CO|ETBE|Electronic Transaction Clearing, Inc.|9798
HNRG|HALLADOR ENERGY CO|ETRS|E*Trade Securities LLC|6114
HNRG|HALLADOR ENERGY CO|FBCO|Credit Suisse Securities (USA) LLC|121301
HNRG|HALLADOR ENERGY CO|FINX|FINTECH SECURITIES|425
HNRG|HALLADOR ENERGY CO|FOMA|TD AMERITRADE CLEARING, INC.|32675
HNRG|HALLADOR ENERGY CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18808
HNRG|HALLADOR ENERGY CO|FTBR|Foliofn Investments, Inc.|60494
HNRG|HALLADOR ENERGY CO|GEBB|GLOBAL EXECUTION BROKERS, LP|4400
HNRG|HALLADOR ENERGY CO|GLPX|ACS EXECUTION SERVICES, LLC|2491
HNRG|HALLADOR ENERGY CO|GSCO|GOLDMAN SACHS & CO. LLC|77607
HNRG|HALLADOR ENERGY CO|GSCS|GOLDMAN SACHS & CO. LLC|7488
HNRG|HALLADOR ENERGY CO|GSLT|GOLDMAN SACHS & CO. LLC|200
HNRG|HALLADOR ENERGY CO|GTSZ|GTS SECURITIES LLC|3350
HNRG|HALLADOR ENERGY CO|HRBF|American Enterprise Investment Services Inc.|150
HNRG|HALLADOR ENERGY CO|HSBC|HSBC Securities, Inc.|6100
HNRG|HALLADOR ENERGY CO|IATS|INTERACTIVE BROKERS LLC|6849
HNRG|HALLADOR ENERGY CO|IBKR|Interactive Brokers Llc|74762
HNRG|HALLADOR ENERGY CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1749
HNRG|HALLADOR ENERGY CO|ICBX|INSTINET, LLC|4600
HNRG|HALLADOR ENERGY CO|IEQY|CITADEL SECURITIES LLC|5158
HNRG|HALLADOR ENERGY CO|INCA|INSTINET, LLC|75452
HNRG|HALLADOR ENERGY CO|INJX|INSTINET, LLC|6566
HNRG|HALLADOR ENERGY CO|ITGI|ITG Inc.|51273
HNRG|HALLADOR ENERGY CO|ITGP|ITG INC.|80200
HNRG|HALLADOR ENERGY CO|JANY|Janney Montgomery Scott Inc.|1200
HNRG|HALLADOR ENERGY CO|JEFF|JEFFERIES LLC|4300
HNRG|HALLADOR ENERGY CO|JMPT|JUMP TRADING, LLC|4565
HNRG|HALLADOR ENERGY CO|JPBX|J.P. MORGAN SECURITIES LLC|600
HNRG|HALLADOR ENERGY CO|JPMX|J.P. Morgan Securities LLC|21597
HNRG|HALLADOR ENERGY CO|JSJX|JANE STREET CAPITAL LLC|3021
HNRG|HALLADOR ENERGY CO|KCGM|VIRTU Americas LLC|4220
HNRG|HALLADOR ENERGY CO|LEHM|Barclays Capital Inc./Le|30600
HNRG|HALLADOR ENERGY CO|LIME|Lime Brokerage LLC|74473
HNRG|HALLADOR ENERGY CO|LMGP|LIME BROKERAGE LLC|12202
HNRG|HALLADOR ENERGY CO|LQNB|LIQUIDNET, INC.|100
HNRG|HALLADOR ENERGY CO|LTCO|Ladenburg, Thalmann & Co., Inc.|5500
HNRG|HALLADOR ENERGY CO|MAXM|Maxim Group LLC|1719
HNRG|HALLADOR ENERGY CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10534
HNRG|HALLADOR ENERGY CO|MSCO|MORGAN STANLEY & CO. LLC|192754
HNRG|HALLADOR ENERGY CO|MSPL|MORGAN STANLEY & CO. LLC|11700
HNRG|HALLADOR ENERGY CO|MSTX|MORGAN STANLEY & CO. LLC|2600
HNRG|HALLADOR ENERGY CO|NFSC|National Financial Services LLC|63938
HNRG|HALLADOR ENERGY CO|NITE|VIRTU Americas LLC|245453
HNRG|HALLADOR ENERGY CO|NITP|VIRTU Americas LLC|9514
HNRG|HALLADOR ENERGY CO|NQRB|Brut, LLC|755
HNRG|HALLADOR ENERGY CO|PDQM|CODA MARKETS, INC.|7032
HNRG|HALLADOR ENERGY CO|PHLY|NASDAQ Execution Services, LLC|7600
HNRG|HALLADOR ENERGY CO|RAJA|Raymond James & Associates, Inc.|705
HNRG|HALLADOR ENERGY CO|RGLD|Regal Securities, Inc|1100
HNRG|HALLADOR ENERGY CO|SAGL|SAGETRADER, LLC|200
HNRG|HALLADOR ENERGY CO|SBSH|Citigroup Global Markets Inc.|26432
HNRG|HALLADOR ENERGY CO|SGMT|GOLDMAN SACHS & CO. LLC|13029
HNRG|HALLADOR ENERGY CO|SPDR|SPEEDROUTE LLC|1446
HNRG|HALLADOR ENERGY CO|SPTD|MINT GLOBAL MARKETS, INC.|40414
HNRG|HALLADOR ENERGY CO|SWIM|TD Ameritrade, Inc.|128708
HNRG|HALLADOR ENERGY CO|TKNG|ALLY INVEST SECURITIES LLC|8519
HNRG|HALLADOR ENERGY CO|TMBR|Timber Hill LLC|27
HNRG|HALLADOR ENERGY CO|TRBT|Tradebot Systems, Inc.|15445
HNRG|HALLADOR ENERGY CO|TRCM|TRC MARKETS LLC|27972
HNRG|HALLADOR ENERGY CO|UBSA|UBS SECURITIES LLC|47367
HNRG|HALLADOR ENERGY CO|UBSS|UBS Securities LLC|103103
HNRG|HALLADOR ENERGY CO|VALX|VIRTU AMERICAS LLC|1816
HNRG|HALLADOR ENERGY CO|VGRD|Vanguard Marketing Corporation|19679
HNRG|HALLADOR ENERGY CO|WCHV|WELLS FARGO SECURITIES, LLC|9063
HNRG|HALLADOR ENERGY CO|WEED|Weeden & Co.L.P.|152
HNRG|HALLADOR ENERGY CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2205
HNRG|HALLADOR ENERGY CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|250
HNRG|HALLADOR ENERGY CO|WSEA|WOLVERINE SECURITIES, LLC|5119
HNRG|HALLADOR ENERGY CO|XIST|INSTINET, LLC|2200
HNRG|HALLADOR ENERGY CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
HNRG|HALLADOR ENERGY CO|YKNA|COMHAR CAPITAL MARKETS, LLC|1655
HNW|PIONEER DIV HI IN TR|AGIS|Aegis Capital Corp.|2694
HNW|PIONEER DIV HI IN TR|ALTX|Alternet Securities Inc.|1
HNW|PIONEER DIV HI IN TR|APCC|Apex Clearing Corporation|31
HNW|PIONEER DIV HI IN TR|BARD|Robert W. Baird & Co. Incorporated|7486
HNW|PIONEER DIV HI IN TR|BATM|CBOE TRADING, INC.|99
HNW|PIONEER DIV HI IN TR|BBNT|BB&T SECURITIES, LLC|600
HNW|PIONEER DIV HI IN TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5100
HNW|PIONEER DIV HI IN TR|BTIG|BTIG, LLC|25602
HNW|PIONEER DIV HI IN TR|CHAS|Charles Schwab & Co., Inc.|138
HNW|PIONEER DIV HI IN TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
HNW|PIONEER DIV HI IN TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HNW|PIONEER DIV HI IN TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2354
HNW|PIONEER DIV HI IN TR|DBAX|Deutsche Bank Securities Inc.|400
HNW|PIONEER DIV HI IN TR|DEAN|MORGAN STANLEY|1
HNW|PIONEER DIV HI IN TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8313
HNW|PIONEER DIV HI IN TR|EBXL|EBX LLC|2700
HNW|PIONEER DIV HI IN TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|3
HNW|PIONEER DIV HI IN TR|EGAM|CBOE TRADING, INC.|110
HNW|PIONEER DIV HI IN TR|EGXM|CBOE TRADING, INC.|1800
HNW|PIONEER DIV HI IN TR|ETRS|E*Trade Securities LLC|2406
HNW|PIONEER DIV HI IN TR|FILL|Tradestation Securities, Inc.|35
HNW|PIONEER DIV HI IN TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1238
HNW|PIONEER DIV HI IN TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
HNW|PIONEER DIV HI IN TR|FTBR|Foliofn Investments, Inc.|1054
HNW|PIONEER DIV HI IN TR|GLPX|ACS EXECUTION SERVICES, LLC|41
HNW|PIONEER DIV HI IN TR|GSCO|GOLDMAN SACHS & CO. LLC|7753
HNW|PIONEER DIV HI IN TR|GSCS|GOLDMAN SACHS & CO. LLC|200
HNW|PIONEER DIV HI IN TR|GSLT|GOLDMAN SACHS & CO. LLC|200
HNW|PIONEER DIV HI IN TR|HRBF|American Enterprise Investment Services Inc.|891
HNW|PIONEER DIV HI IN TR|IATS|INTERACTIVE BROKERS LLC|20
HNW|PIONEER DIV HI IN TR|IBKR|Interactive Brokers Llc|6611
HNW|PIONEER DIV HI IN TR|ICBX|INSTINET, LLC|300
HNW|PIONEER DIV HI IN TR|INCA|INSTINET, LLC|3439
HNW|PIONEER DIV HI IN TR|ITGI|ITG Inc.|1
HNW|PIONEER DIV HI IN TR|ITGP|ITG INC.|400
HNW|PIONEER DIV HI IN TR|JANY|Janney Montgomery Scott Inc.|28
HNW|PIONEER DIV HI IN TR|JPMX|J.P. Morgan Securities LLC|400
HNW|PIONEER DIV HI IN TR|KCGM|VIRTU Americas LLC|1100
HNW|PIONEER DIV HI IN TR|LEHM|Barclays Capital Inc./Le|200
HNW|PIONEER DIV HI IN TR|LIME|Lime Brokerage LLC|1252
HNW|PIONEER DIV HI IN TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1813
HNW|PIONEER DIV HI IN TR|MSCO|MORGAN STANLEY & CO. LLC|16980
HNW|PIONEER DIV HI IN TR|NFSC|National Financial Services LLC|22420
HNW|PIONEER DIV HI IN TR|NITE|VIRTU Americas LLC|35916
HNW|PIONEER DIV HI IN TR|NQRB|Brut, LLC|500
HNW|PIONEER DIV HI IN TR|OPCO|Oppenheimer & Co. Inc.|6801
HNW|PIONEER DIV HI IN TR|PDQM|CODA MARKETS, INC.|141
HNW|PIONEER DIV HI IN TR|RBCM|RBC CAPITAL MARKETS, LLC|6944
HNW|PIONEER DIV HI IN TR|SBSH|Citigroup Global Markets Inc.|739
HNW|PIONEER DIV HI IN TR|SGMT|GOLDMAN SACHS & CO. LLC|400
HNW|PIONEER DIV HI IN TR|SPDR|SPEEDROUTE LLC|100
HNW|PIONEER DIV HI IN TR|STFL|Stifel, Nicolaus & Company, Incorporated|3
HNW|PIONEER DIV HI IN TR|SWIM|TD Ameritrade, Inc.|1517
HNW|PIONEER DIV HI IN TR|SWST|Hilltop Securities Inc.|10608
HNW|PIONEER DIV HI IN TR|TKNG|ALLY INVEST SECURITIES LLC|300
HNW|PIONEER DIV HI IN TR|TRBT|Tradebot Systems, Inc.|2184
HNW|PIONEER DIV HI IN TR|UBSA|UBS SECURITIES LLC|2948
HNW|PIONEER DIV HI IN TR|UBSS|UBS Securities LLC|19400
HNW|PIONEER DIV HI IN TR|VALX|VIRTU AMERICAS LLC|11
HNW|PIONEER DIV HI IN TR|VGRD|Vanguard Marketing Corporation|1334
HNW|PIONEER DIV HI IN TR|WCHV|WELLS FARGO SECURITIES, LLC|8264
HNW|PIONEER DIV HI IN TR|WEDB|WEDBUSH SECURITIES INC.|22
HNW|PIONEER DIV HI IN TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1303
HNW|PIONEER DIV HI IN TR|WSEA|WOLVERINE SECURITIES, LLC|800
HNW|PIONEER DIV HI IN TR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
HNW|PIONEER DIV HI IN TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|934
HOFT|HOOKER FURNITURE  ##|ANOS|ABEL/NOSER, L.L.C.|1334
HOFT|HOOKER FURNITURE  ##|APCC|Apex Clearing Corporation|142
HOFT|HOOKER FURNITURE  ##|BATM|CBOE TRADING, INC.|1381
HOFT|HOOKER FURNITURE  ##|BBNT|BB&T SECURITIES, LLC|2382
HOFT|HOOKER FURNITURE  ##|BERN|Sanford C. Bernstein & Co., LLC|316
HOFT|HOOKER FURNITURE  ##|BMOC|BMO Capital Markets Corp.|1845
HOFT|HOOKER FURNITURE  ##|BNPX|BNP PARIBAS SECURITIES CORP.|1122
HOFT|HOOKER FURNITURE  ##|BYXM|CBOE TRADING, INC.|200
HOFT|HOOKER FURNITURE  ##|BZYD|GOLDMAN SACHS & CO. LLC|1865
HOFT|HOOKER FURNITURE  ##|CANT|Cantor Fitzgerald & Co.|848
HOFT|HOOKER FURNITURE  ##|CHAS|Charles Schwab & Co., Inc.|503
HOFT|HOOKER FURNITURE  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36939
HOFT|HOOKER FURNITURE  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5170
HOFT|HOOKER FURNITURE  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2614
HOFT|HOOKER FURNITURE  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44110
HOFT|HOOKER FURNITURE  ##|CTDL|Citadel Derivatives Group Llc|807
HOFT|HOOKER FURNITURE  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4868
HOFT|HOOKER FURNITURE  ##|DBAB|Deutsche Bank Securities Inc.|58229
HOFT|HOOKER FURNITURE  ##|DBAX|Deutsche Bank Securities Inc.|50100
HOFT|HOOKER FURNITURE  ##|DEAN|MORGAN STANLEY|50
HOFT|HOOKER FURNITURE  ##|DEGS|RONIN PROFESSIONAL LLC|7431
HOFT|HOOKER FURNITURE  ##|EBXL|EBX LLC|14200
HOFT|HOOKER FURNITURE  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|967
HOFT|HOOKER FURNITURE  ##|EGAM|CBOE TRADING, INC.|4829
HOFT|HOOKER FURNITURE  ##|EGMT|EG MARKET TECHNOLOGIES LLC|400
HOFT|HOOKER FURNITURE  ##|EGXM|CBOE TRADING, INC.|74
HOFT|HOOKER FURNITURE  ##|ETBE|Electronic Transaction Clearing, Inc.|8
HOFT|HOOKER FURNITURE  ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
HOFT|HOOKER FURNITURE  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4359
HOFT|HOOKER FURNITURE  ##|ETRS|E*Trade Securities LLC|3419
HOFT|HOOKER FURNITURE  ##|FBCO|Credit Suisse Securities (USA) LLC|210151
HOFT|HOOKER FURNITURE  ##|FILL|Tradestation Securities, Inc.|90
HOFT|HOOKER FURNITURE  ##|FINX|FINTECH SECURITIES|685
HOFT|HOOKER FURNITURE  ##|FMAF|NBCN Inc./ CDS|60
HOFT|HOOKER FURNITURE  ##|FOMA|TD AMERITRADE CLEARING, INC.|112272
HOFT|HOOKER FURNITURE  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23302
HOFT|HOOKER FURNITURE  ##|FTBR|Foliofn Investments, Inc.|8539
HOFT|HOOKER FURNITURE  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3492
HOFT|HOOKER FURNITURE  ##|GLPX|ACS EXECUTION SERVICES, LLC|2060
HOFT|HOOKER FURNITURE  ##|GSCO|GOLDMAN SACHS & CO. LLC|151476
HOFT|HOOKER FURNITURE  ##|GSCS|GOLDMAN SACHS & CO. LLC|99
HOFT|HOOKER FURNITURE  ##|GSLT|GOLDMAN SACHS & CO. LLC|206
HOFT|HOOKER FURNITURE  ##|GTSZ|GTS SECURITIES LLC|3559
HOFT|HOOKER FURNITURE  ##|HRBF|American Enterprise Investment Services Inc.|572
HOFT|HOOKER FURNITURE  ##|IATS|INTERACTIVE BROKERS LLC|795
HOFT|HOOKER FURNITURE  ##|IBKR|Interactive Brokers Llc|31798
HOFT|HOOKER FURNITURE  ##|ICBX|INSTINET, LLC|3500
HOFT|HOOKER FURNITURE  ##|IEQY|CITADEL SECURITIES LLC|7078
HOFT|HOOKER FURNITURE  ##|INCA|INSTINET, LLC|64637
HOFT|HOOKER FURNITURE  ##|INJX|INSTINET, LLC|13392
HOFT|HOOKER FURNITURE  ##|ITGI|ITG Inc.|10104
HOFT|HOOKER FURNITURE  ##|ITGP|ITG INC.|27400
HOFT|HOOKER FURNITURE  ##|JANY|Janney Montgomery Scott Inc.|50
HOFT|HOOKER FURNITURE  ##|JEFF|JEFFERIES LLC|34912
HOFT|HOOKER FURNITURE  ##|JMPT|JUMP TRADING, LLC|1294
HOFT|HOOKER FURNITURE  ##|JONE|JonesTrading|8859
HOFT|HOOKER FURNITURE  ##|JPBX|J.P. MORGAN SECURITIES LLC|1700
HOFT|HOOKER FURNITURE  ##|JPMX|J.P. Morgan Securities LLC|44995
HOFT|HOOKER FURNITURE  ##|JSJX|JANE STREET CAPITAL LLC|1039
HOFT|HOOKER FURNITURE  ##|KCGM|VIRTU Americas LLC|2955
HOFT|HOOKER FURNITURE  ##|LEHM|Barclays Capital Inc./Le|68773
HOFT|HOOKER FURNITURE  ##|LIME|Lime Brokerage LLC|50411
HOFT|HOOKER FURNITURE  ##|MAXM|Maxim Group LLC|857
HOFT|HOOKER FURNITURE  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15600
HOFT|HOOKER FURNITURE  ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|230
HOFT|HOOKER FURNITURE  ##|MRBA|IBN FINANCIAL SERVICES, INC.|600
HOFT|HOOKER FURNITURE  ##|MSCO|MORGAN STANLEY & CO. LLC|234933
HOFT|HOOKER FURNITURE  ##|MSPL|MORGAN STANLEY & CO. LLC|43100
HOFT|HOOKER FURNITURE  ##|MSTX|MORGAN STANLEY & CO. LLC|4200
HOFT|HOOKER FURNITURE  ##|NFSC|National Financial Services LLC|14850
HOFT|HOOKER FURNITURE  ##|NITE|VIRTU Americas LLC|92103
HOFT|HOOKER FURNITURE  ##|NITP|VIRTU Americas LLC|200
HOFT|HOOKER FURNITURE  ##|NQRB|Brut, LLC|1181
HOFT|HOOKER FURNITURE  ##|OPCO|Oppenheimer & Co. Inc.|341
HOFT|HOOKER FURNITURE  ##|PDQM|CODA MARKETS, INC.|6204
HOFT|HOOKER FURNITURE  ##|PHLY|NASDAQ Execution Services, LLC|1000
HOFT|HOOKER FURNITURE  ##|PWJC|UBS Financial Services, Inc.|100
HOFT|HOOKER FURNITURE  ##|RAJA|Raymond James & Associates, Inc.|3591
HOFT|HOOKER FURNITURE  ##|RBCM|RBC CAPITAL MARKETS, LLC|99
HOFT|HOOKER FURNITURE  ##|SAGL|SAGETRADER, LLC|300
HOFT|HOOKER FURNITURE  ##|SBSH|Citigroup Global Markets Inc.|18286
HOFT|HOOKER FURNITURE  ##|SGMT|GOLDMAN SACHS & CO. LLC|10613
HOFT|HOOKER FURNITURE  ##|SPDR|SPEEDROUTE LLC|3060
HOFT|HOOKER FURNITURE  ##|SPTD|MINT GLOBAL MARKETS, INC.|37507
HOFT|HOOKER FURNITURE  ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
HOFT|HOOKER FURNITURE  ##|STFL|Stifel, Nicolaus & Company, Incorporated|981
HOFT|HOOKER FURNITURE  ##|SWIM|TD Ameritrade, Inc.|3136
HOFT|HOOKER FURNITURE  ##|TKNG|ALLY INVEST SECURITIES LLC|32
HOFT|HOOKER FURNITURE  ##|TRBT|Tradebot Systems, Inc.|7532
HOFT|HOOKER FURNITURE  ##|TRCM|TRC MARKETS LLC|28588
HOFT|HOOKER FURNITURE  ##|UBSA|UBS SECURITIES LLC|69772
HOFT|HOOKER FURNITURE  ##|UBSS|UBS Securities LLC|154945
HOFT|HOOKER FURNITURE  ##|VALX|VIRTU AMERICAS LLC|12260
HOFT|HOOKER FURNITURE  ##|VGRD|Vanguard Marketing Corporation|3494
HOFT|HOOKER FURNITURE  ##|WCHV|WELLS FARGO SECURITIES, LLC|5700
HOFT|HOOKER FURNITURE  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1688
HOFT|HOOKER FURNITURE  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3015
HOFT|HOOKER FURNITURE  ##|WGIF|CIBC World Markets Inc.|390
HOFT|HOOKER FURNITURE  ##|WSEA|WOLVERINE SECURITIES, LLC|528
HOFT|HOOKER FURNITURE  ##|XIST|INSTINET, LLC|41644
HOFT|HOOKER FURNITURE  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1910
HOFT|HOOKER FURNITURE  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9040
HOG|HARLEY DAVIDSON|ABLE|NATIXIS Securities Americas LLC|38154
HOG|HARLEY DAVIDSON|ADAM|CANACCORD GENUITY INC.|17526
HOG|HARLEY DAVIDSON|AGIS|Aegis Capital Corp.|405
HOG|HARLEY DAVIDSON|ALTX|Alternet Securities Inc.|55970
HOG|HARLEY DAVIDSON|ANOS|ABEL/NOSER, L.L.C.|11588
HOG|HARLEY DAVIDSON|APCC|Apex Clearing Corporation|14155
HOG|HARLEY DAVIDSON|AQUA|AQUA SECURITIES L.P.|17200
HOG|HARLEY DAVIDSON|BANK|Primevest Financial Services, Inc.|636
HOG|HARLEY DAVIDSON|BAQP|BURKE & QUICK PARTNERS LLC|7229
HOG|HARLEY DAVIDSON|BARD|Robert W. Baird & Co. Incorporated|47692
HOG|HARLEY DAVIDSON|BATM|CBOE TRADING, INC.|25579
HOG|HARLEY DAVIDSON|BAYT|BTIG, LLC|14200
HOG|HARLEY DAVIDSON|BBNT|BB&T SECURITIES, LLC|2606
HOG|HARLEY DAVIDSON|BERN|Sanford C. Bernstein & Co., LLC|332684
HOG|HARLEY DAVIDSON|BIAD|SAGETRADER, LLC|2092
HOG|HARLEY DAVIDSON|BIDS|BIDS TRADING L.P.|6000
HOG|HARLEY DAVIDSON|BIMI|Banca IMI Securities Corp.|6090
HOG|HARLEY DAVIDSON|BKCM|BNY Mellon Capital Markets LLC|1039
HOG|HARLEY DAVIDSON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14838
HOG|HARLEY DAVIDSON|BLKX|INSTINET, LLC|202818
HOG|HARLEY DAVIDSON|BMOC|BMO Capital Markets Corp.|236268
HOG|HARLEY DAVIDSON|BNPX|BNP PARIBAS SECURITIES CORP.|309541
HOG|HARLEY DAVIDSON|BRGE|Newbridge Securities Corp.|100
HOG|HARLEY DAVIDSON|BTIG|BTIG, LLC|5716
HOG|HARLEY DAVIDSON|BYXM|CBOE TRADING, INC.|9330
HOG|HARLEY DAVIDSON|BZYD|GOLDMAN SACHS & CO. LLC|300
HOG|HARLEY DAVIDSON|CANT|Cantor Fitzgerald & Co.|5569
HOG|HARLEY DAVIDSON|CHAS|Charles Schwab & Co., Inc.|5668
HOG|HARLEY DAVIDSON|CIBP|CIBC World Markets Corp.|9291
HOG|HARLEY DAVIDSON|CICF|Canaccord Genuity Corp.|350
HOG|HARLEY DAVIDSON|CIST|Capital Institutional Services, Inc.|9050
HOG|HARLEY DAVIDSON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|701675
HOG|HARLEY DAVIDSON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3588
HOG|HARLEY DAVIDSON|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10166
HOG|HARLEY DAVIDSON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1049981
HOG|HARLEY DAVIDSON|CTDL|Citadel Derivatives Group Llc|9096
HOG|HARLEY DAVIDSON|CXCX|CITIGROUP GLOBAL MARKETS INC.|298646
HOG|HARLEY DAVIDSON|DADA|D.A. Davidson & Co.|1864
HOG|HARLEY DAVIDSON|DAVA|Davenport & Company LLC|303
HOG|HARLEY DAVIDSON|DBAB|Deutsche Bank Securities Inc.|559300
HOG|HARLEY DAVIDSON|DBAX|Deutsche Bank Securities Inc.|817900
HOG|HARLEY DAVIDSON|DBUL|Deutsche Bank Securities Inc.|3155
HOG|HARLEY DAVIDSON|DCHF|Dart Executions, LLC|4203
HOG|HARLEY DAVIDSON|DEAN|MORGAN STANLEY|12732
HOG|HARLEY DAVIDSON|DEGS|RONIN PROFESSIONAL LLC|400
HOG|HARLEY DAVIDSON|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|263719
HOG|HARLEY DAVIDSON|DIVA|Divine Capital Markets LLC|31967
HOG|HARLEY DAVIDSON|EBXL|EBX LLC|531600
HOG|HARLEY DAVIDSON|ECUT|CONVERGEX EXECUTION SOLUTIONS|34609
HOG|HARLEY DAVIDSON|EDJC|Edward Jones / CDS|178
HOG|HARLEY DAVIDSON|EDJO|Edward D. Jones & Co., L.P.|23601
HOG|HARLEY DAVIDSON|EGAM|CBOE TRADING, INC.|40799
HOG|HARLEY DAVIDSON|EGAW|CBOE TRADING, INC.|285
HOG|HARLEY DAVIDSON|EGMT|EG MARKET TECHNOLOGIES LLC|1538
HOG|HARLEY DAVIDSON|EGXM|CBOE TRADING, INC.|18621
HOG|HARLEY DAVIDSON|EGXW|CBOE TRADING, INC.|100
HOG|HARLEY DAVIDSON|ESPO|ESPOSITO SECURITIES, LLC|3
HOG|HARLEY DAVIDSON|ETBE|Electronic Transaction Clearing, Inc.|58276
HOG|HARLEY DAVIDSON|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
HOG|HARLEY DAVIDSON|ETCC|Electronic Transaction Clearing, Inc.|2192
HOG|HARLEY DAVIDSON|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
HOG|HARLEY DAVIDSON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|81249
HOG|HARLEY DAVIDSON|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9388
HOG|HARLEY DAVIDSON|ETRS|E*Trade Securities LLC|473650
HOG|HARLEY DAVIDSON|FBSB|U.S. Bancorp Investments, Inc.|1704
HOG|HARLEY DAVIDSON|FILL|Tradestation Securities, Inc.|55813
HOG|HARLEY DAVIDSON|FINX|FINTECH SECURITIES|1073
HOG|HARLEY DAVIDSON|FMAF|NBCN Inc./ CDS|3870
HOG|HARLEY DAVIDSON|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27924
HOG|HARLEY DAVIDSON|FQLS|Quantlab Securities LP|762184
HOG|HARLEY DAVIDSON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|283805
HOG|HARLEY DAVIDSON|FTBR|Foliofn Investments, Inc.|1865
HOG|HARLEY DAVIDSON|GEBB|GLOBAL EXECUTION BROKERS, LP|29213
HOG|HARLEY DAVIDSON|GLIS|TD Securities Inc|2005
HOG|HARLEY DAVIDSON|GLPX|ACS EXECUTION SERVICES, LLC|89216
HOG|HARLEY DAVIDSON|GSCO|GOLDMAN SACHS & CO. LLC|2154428
HOG|HARLEY DAVIDSON|GSCS|GOLDMAN SACHS & CO. LLC|30376
HOG|HARLEY DAVIDSON|GSLT|GOLDMAN SACHS & CO. LLC|37918
HOG|HARLEY DAVIDSON|GTSZ|GTS SECURITIES LLC|126048
HOG|HARLEY DAVIDSON|HAPX|HAP Trading, LLC|2502
HOG|HARLEY DAVIDSON|HASF|Haywood Securities Inc./CDS|20
HOG|HARLEY DAVIDSON|HRBF|American Enterprise Investment Services Inc.|12484
HOG|HARLEY DAVIDSON|HSBC|HSBC Securities, Inc.|72439
HOG|HARLEY DAVIDSON|IATS|INTERACTIVE BROKERS LLC|45080
HOG|HARLEY DAVIDSON|IBKR|Interactive Brokers Llc|102485
HOG|HARLEY DAVIDSON|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3612
HOG|HARLEY DAVIDSON|ICBX|INSTINET, LLC|146041
HOG|HARLEY DAVIDSON|IEQY|CITADEL SECURITIES LLC|277181
HOG|HARLEY DAVIDSON|INCA|INSTINET, LLC|943917
HOG|HARLEY DAVIDSON|INJX|INSTINET, LLC|9589
HOG|HARLEY DAVIDSON|ITGI|ITG Inc.|162357
HOG|HARLEY DAVIDSON|ITGP|ITG INC.|576000
HOG|HARLEY DAVIDSON|JANY|Janney Montgomery Scott Inc.|762
HOG|HARLEY DAVIDSON|JEFF|JEFFERIES LLC|205438
HOG|HARLEY DAVIDSON|JMPT|JUMP TRADING, LLC|164910
HOG|HARLEY DAVIDSON|JONE|JonesTrading|250
HOG|HARLEY DAVIDSON|JPBX|J.P. MORGAN SECURITIES LLC|241537
HOG|HARLEY DAVIDSON|JPMX|J.P. Morgan Securities LLC|1195294
HOG|HARLEY DAVIDSON|JSJX|JANE STREET CAPITAL LLC|18307
HOG|HARLEY DAVIDSON|KCGM|VIRTU Americas LLC|189754
HOG|HARLEY DAVIDSON|KEYB|KEYBANC CAPITAL MARKETS INC.|26700
HOG|HARLEY DAVIDSON|LEHM|Barclays Capital Inc./Le|1967548
HOG|HARLEY DAVIDSON|LIME|Lime Brokerage LLC|142691
HOG|HARLEY DAVIDSON|LMNX|LUMINEX TRADING & ANALYTICS LLC|248010
HOG|HARLEY DAVIDSON|LOOP|Loop Capital Markets LLC|1275
HOG|HARLEY DAVIDSON|LQNA|LIQUIDNET, INC.|396900
HOG|HARLEY DAVIDSON|LQNB|LIQUIDNET, INC.|15600
HOG|HARLEY DAVIDSON|LSCI|Lek Securities Corporation|3534
HOG|HARLEY DAVIDSON|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3150
HOG|HARLEY DAVIDSON|MACC|Mid Atlantic Capital Corporation|1107
HOG|HARLEY DAVIDSON|MACQ|Macquarie Capital (USA) Inc.|12795
HOG|HARLEY DAVIDSON|MAXM|Maxim Group LLC|25617
HOG|HARLEY DAVIDSON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|276996
HOG|HARLEY DAVIDSON|MOTF|MOTIF INVESTING, INC.|6
HOG|HARLEY DAVIDSON|MPSG|E D & F Man Capital Markets Inc.|3738
HOG|HARLEY DAVIDSON|MSCO|MORGAN STANLEY & CO. LLC|2730085
HOG|HARLEY DAVIDSON|MSPL|MORGAN STANLEY & CO. LLC|932600
HOG|HARLEY DAVIDSON|MSTX|MORGAN STANLEY & CO. LLC|476800
HOG|HARLEY DAVIDSON|MTON|MILLINGTON SECURITIES, INC.|49600
HOG|HARLEY DAVIDSON|MZHO|Mizuho Securities USA LLC|34000
HOG|HARLEY DAVIDSON|NATL|National Securities Corporation|1279
HOG|HARLEY DAVIDSON|NBCS|NBC Securities, INC.|700
HOG|HARLEY DAVIDSON|NEED|Needham & Company, LLC|259
HOG|HARLEY DAVIDSON|NEUB|NEUBERGER BERMAN BD LLC|401
HOG|HARLEY DAVIDSON|NFSC|National Financial Services LLC|415411
HOG|HARLEY DAVIDSON|NITE|VIRTU Americas LLC|1696187
HOG|HARLEY DAVIDSON|NITP|VIRTU Americas LLC|6437
HOG|HARLEY DAVIDSON|NQRB|Brut, LLC|64251
HOG|HARLEY DAVIDSON|NTBF|BMO Nesbitt Burns Inc./CDS|4330
HOG|HARLEY DAVIDSON|NTRC|Northern Trust Securities, Inc.|100
HOG|HARLEY DAVIDSON|OHOS|TWO SIGMA SECURITIES, LLC|201918
HOG|HARLEY DAVIDSON|OPCO|Oppenheimer & Co. Inc.|4556
HOG|HARLEY DAVIDSON|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6085
HOG|HARLEY DAVIDSON|PDQM|CODA MARKETS, INC.|228517
HOG|HARLEY DAVIDSON|PHLY|NASDAQ Execution Services, LLC|8200
HOG|HARLEY DAVIDSON|PIPR|Piper Jaffray & Co.|25000
HOG|HARLEY DAVIDSON|PWJC|UBS Financial Services, Inc.|5044
HOG|HARLEY DAVIDSON|QMSR|QUATTRO M SECURITIES INC.|3058
HOG|HARLEY DAVIDSON|RBCM|RBC CAPITAL MARKETS, LLC|23222
HOG|HARLEY DAVIDSON|RGLD|Regal Securities, Inc|470
HOG|HARLEY DAVIDSON|SAGL|SAGETRADER, LLC|167756
HOG|HARLEY DAVIDSON|SALI|INTL FCSTONE FINANCIAL INC.|17
HOG|HARLEY DAVIDSON|SBRX|MURIEL SIEBERT & CO INC|140
HOG|HARLEY DAVIDSON|SBSH|Citigroup Global Markets Inc.|261603
HOG|HARLEY DAVIDSON|SEIC|SEI Investments Distribution Co.|200
HOG|HARLEY DAVIDSON|SGMT|GOLDMAN SACHS & CO. LLC|428755
HOG|HARLEY DAVIDSON|SIBO|Prime Executions, Inc.|4629
HOG|HARLEY DAVIDSON|SPDR|SPEEDROUTE LLC|28206
HOG|HARLEY DAVIDSON|SPHN|Stephens Inc.|1794
HOG|HARLEY DAVIDSON|STFL|Stifel, Nicolaus & Company, Incorporated|155340
HOG|HARLEY DAVIDSON|STKP|STOCKPILE INVESTMENTS, INC.|206
HOG|HARLEY DAVIDSON|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5965
HOG|HARLEY DAVIDSON|SWIM|TD Ameritrade, Inc.|1104539
HOG|HARLEY DAVIDSON|SWST|Hilltop Securities Inc.|3737
HOG|HARLEY DAVIDSON|TKNG|ALLY INVEST SECURITIES LLC|13347
HOG|HARLEY DAVIDSON|TRBT|Tradebot Systems, Inc.|647196
HOG|HARLEY DAVIDSON|TRCM|TRC MARKETS LLC|397920
HOG|HARLEY DAVIDSON|TWTT|TASTYWORKS, INC.|691
HOG|HARLEY DAVIDSON|UBSA|UBS SECURITIES LLC|1643262
HOG|HARLEY DAVIDSON|UBSS|UBS Securities LLC|2008488
HOG|HARLEY DAVIDSON|VALX|VIRTU AMERICAS LLC|25074
HOG|HARLEY DAVIDSON|VGRD|Vanguard Marketing Corporation|26381
HOG|HARLEY DAVIDSON|WBLR|WILLIAM BLAIR|4842
HOG|HARLEY DAVIDSON|WBPX|SUMMIT SECURITIES GROUP, LLC|2183
HOG|HARLEY DAVIDSON|WCHV|WELLS FARGO SECURITIES, LLC|318378
HOG|HARLEY DAVIDSON|WDNX|WEEDEN & CO.L.P.|9562
HOG|HARLEY DAVIDSON|WEDB|WEDBUSH SECURITIES INC.|23430
HOG|HARLEY DAVIDSON|WEED|Weeden & Co.L.P.|1008
HOG|HARLEY DAVIDSON|WEXM|WOLVERINE EXECUTION SERVICES, LLC|80139
HOG|HARLEY DAVIDSON|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42180
HOG|HARLEY DAVIDSON|WGIF|CIBC World Markets Inc.|33571
HOG|HARLEY DAVIDSON|WLTH|WEALTHFRONT BROKERAGE CORPORATION|783
HOG|HARLEY DAVIDSON|WSAG|WALL STREET ACCESS|20
HOG|HARLEY DAVIDSON|WSEA|WOLVERINE SECURITIES, LLC|24003
HOG|HARLEY DAVIDSON|XIST|INSTINET, LLC|68200
HOG|HARLEY DAVIDSON|XPQR|Jump Trading|6372
HOG|HARLEY DAVIDSON|XPUS|XP SECURITIES, LLC|3306
HOG|HARLEY DAVIDSON|XSTM|NATIONAL FINANCIAL SERVICES LLC|107610
HOG|HARLEY DAVIDSON|YKNA|COMHAR CAPITAL MARKETS, LLC|3298
HOG|HARLEY DAVIDSON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9647
HOLD|SAGE CORE RESERVES|APCC|Apex Clearing Corporation|10
HOLD|SAGE CORE RESERVES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
HOLD|SAGE CORE RESERVES|DBAX|Deutsche Bank Securities Inc.|100
HOLD|SAGE CORE RESERVES|FTBR|Foliofn Investments, Inc.|4
HOLD|SAGE CORE RESERVES|HRBF|American Enterprise Investment Services Inc.|92
HOLD|SAGE CORE RESERVES|JSJX|JANE STREET CAPITAL LLC|100
HOLD|SAGE CORE RESERVES|KCGM|VIRTU Americas LLC|100
HOLD|SAGE CORE RESERVES|LEHM|Barclays Capital Inc./Le|3400
HOLD|SAGE CORE RESERVES|MACC|Mid Atlantic Capital Corporation|271
HOLD|SAGE CORE RESERVES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
HOLD|SAGE CORE RESERVES|NFSC|National Financial Services LLC|113
HOLD|SAGE CORE RESERVES|NITE|VIRTU Americas LLC|294
HOLD|SAGE CORE RESERVES|NITP|VIRTU Americas LLC|1100
HOLD|SAGE CORE RESERVES|UBSA|UBS SECURITIES LLC|300
HOLD|SAGE CORE RESERVES|UBSS|UBS Securities LLC|100
HOLI|HOLLYSYS AUTOMATION|ALTX|Alternet Securities Inc.|2900
HOLI|HOLLYSYS AUTOMATION|APCC|Apex Clearing Corporation|2713
HOLI|HOLLYSYS AUTOMATION|BARD|Robert W. Baird & Co. Incorporated|1000
HOLI|HOLLYSYS AUTOMATION|BATM|CBOE TRADING, INC.|1146
HOLI|HOLLYSYS AUTOMATION|BBNT|BB&T SECURITIES, LLC|4113
HOLI|HOLLYSYS AUTOMATION|BERN|Sanford C. Bernstein & Co., LLC|23960
HOLI|HOLLYSYS AUTOMATION|BIMI|Banca IMI Securities Corp.|160
HOLI|HOLLYSYS AUTOMATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2777
HOLI|HOLLYSYS AUTOMATION|BTIG|BTIG, LLC|21376
HOLI|HOLLYSYS AUTOMATION|BYXM|CBOE TRADING, INC.|600
HOLI|HOLLYSYS AUTOMATION|BZYD|GOLDMAN SACHS & CO. LLC|708
HOLI|HOLLYSYS AUTOMATION|CANT|Cantor Fitzgerald & Co.|167
HOLI|HOLLYSYS AUTOMATION|CIOI|CITIGROUP GLOBAL MARKETS INC|5598
HOLI|HOLLYSYS AUTOMATION|CLSA|CLSA AMERICAS, LLC|600
HOLI|HOLLYSYS AUTOMATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12621
HOLI|HOLLYSYS AUTOMATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3960
HOLI|HOLLYSYS AUTOMATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137319
HOLI|HOLLYSYS AUTOMATION|CTDL|Citadel Derivatives Group Llc|30088
HOLI|HOLLYSYS AUTOMATION|CTLR|CUTLER GROUP, LP|196
HOLI|HOLLYSYS AUTOMATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|7300
HOLI|HOLLYSYS AUTOMATION|DBAB|Deutsche Bank Securities Inc.|146714
HOLI|HOLLYSYS AUTOMATION|DBAX|Deutsche Bank Securities Inc.|121500
HOLI|HOLLYSYS AUTOMATION|DBUL|Deutsche Bank Securities Inc.|1800
HOLI|HOLLYSYS AUTOMATION|DEAN|MORGAN STANLEY|706
HOLI|HOLLYSYS AUTOMATION|DEGS|RONIN PROFESSIONAL LLC|10315
HOLI|HOLLYSYS AUTOMATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2961
HOLI|HOLLYSYS AUTOMATION|EBXL|EBX LLC|122700
HOLI|HOLLYSYS AUTOMATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|8129
HOLI|HOLLYSYS AUTOMATION|EGAM|CBOE TRADING, INC.|5193
HOLI|HOLLYSYS AUTOMATION|EGAW|CBOE TRADING, INC.|100
HOLI|HOLLYSYS AUTOMATION|EGMT|EG MARKET TECHNOLOGIES LLC|550
HOLI|HOLLYSYS AUTOMATION|EGXM|CBOE TRADING, INC.|1132
HOLI|HOLLYSYS AUTOMATION|EGXW|CBOE TRADING, INC.|200
HOLI|HOLLYSYS AUTOMATION|ETBE|Electronic Transaction Clearing, Inc.|17320
HOLI|HOLLYSYS AUTOMATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3670
HOLI|HOLLYSYS AUTOMATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6054
HOLI|HOLLYSYS AUTOMATION|ETRS|E*Trade Securities LLC|15526
HOLI|HOLLYSYS AUTOMATION|FBCO|Credit Suisse Securities (USA) LLC|343961
HOLI|HOLLYSYS AUTOMATION|FILL|Tradestation Securities, Inc.|1000
HOLI|HOLLYSYS AUTOMATION|FMAF|NBCN Inc./ CDS|1551
HOLI|HOLLYSYS AUTOMATION|FOMA|TD AMERITRADE CLEARING, INC.|44801
HOLI|HOLLYSYS AUTOMATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9589
HOLI|HOLLYSYS AUTOMATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88125
HOLI|HOLLYSYS AUTOMATION|FTBR|Foliofn Investments, Inc.|1409
HOLI|HOLLYSYS AUTOMATION|GEBB|GLOBAL EXECUTION BROKERS, LP|1091
HOLI|HOLLYSYS AUTOMATION|GLIS|TD Securities Inc|50
HOLI|HOLLYSYS AUTOMATION|GLPX|ACS EXECUTION SERVICES, LLC|14289
HOLI|HOLLYSYS AUTOMATION|GSCO|GOLDMAN SACHS & CO. LLC|282381
HOLI|HOLLYSYS AUTOMATION|GSCS|GOLDMAN SACHS & CO. LLC|11192
HOLI|HOLLYSYS AUTOMATION|GSLT|GOLDMAN SACHS & CO. LLC|955
HOLI|HOLLYSYS AUTOMATION|GTSZ|GTS SECURITIES LLC|11690
HOLI|HOLLYSYS AUTOMATION|HRBF|American Enterprise Investment Services Inc.|5875
HOLI|HOLLYSYS AUTOMATION|HSBC|HSBC Securities, Inc.|14178
HOLI|HOLLYSYS AUTOMATION|IATS|INTERACTIVE BROKERS LLC|3808
HOLI|HOLLYSYS AUTOMATION|IBKR|Interactive Brokers Llc|53310
HOLI|HOLLYSYS AUTOMATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|212
HOLI|HOLLYSYS AUTOMATION|ICBX|INSTINET, LLC|21000
HOLI|HOLLYSYS AUTOMATION|INCA|INSTINET, LLC|86430
HOLI|HOLLYSYS AUTOMATION|INJX|INSTINET, LLC|8380
HOLI|HOLLYSYS AUTOMATION|ITGI|ITG Inc.|29516
HOLI|HOLLYSYS AUTOMATION|ITGP|ITG INC.|38000
HOLI|HOLLYSYS AUTOMATION|JEFF|JEFFERIES LLC|73297
HOLI|HOLLYSYS AUTOMATION|JMPT|JUMP TRADING, LLC|18796
HOLI|HOLLYSYS AUTOMATION|JPBX|J.P. MORGAN SECURITIES LLC|42558
HOLI|HOLLYSYS AUTOMATION|JPMX|J.P. Morgan Securities LLC|156659
HOLI|HOLLYSYS AUTOMATION|JSJX|JANE STREET CAPITAL LLC|1431
HOLI|HOLLYSYS AUTOMATION|KCGM|VIRTU Americas LLC|14209
HOLI|HOLLYSYS AUTOMATION|LEHM|Barclays Capital Inc./Le|233646
HOLI|HOLLYSYS AUTOMATION|LIME|Lime Brokerage LLC|140121
HOLI|HOLLYSYS AUTOMATION|LMGP|LIME BROKERAGE LLC|156
HOLI|HOLLYSYS AUTOMATION|LOOP|Loop Capital Markets LLC|3000
HOLI|HOLLYSYS AUTOMATION|MBTS|ALLY INVEST SECURITIES LLC|270
HOLI|HOLLYSYS AUTOMATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73944
HOLI|HOLLYSYS AUTOMATION|MOTF|MOTIF INVESTING, INC.|71
HOLI|HOLLYSYS AUTOMATION|MSCO|MORGAN STANLEY & CO. LLC|808871
HOLI|HOLLYSYS AUTOMATION|MSPL|MORGAN STANLEY & CO. LLC|112500
HOLI|HOLLYSYS AUTOMATION|MSTX|MORGAN STANLEY & CO. LLC|13200
HOLI|HOLLYSYS AUTOMATION|NFSC|National Financial Services LLC|57701
HOLI|HOLLYSYS AUTOMATION|NITE|VIRTU Americas LLC|171297
HOLI|HOLLYSYS AUTOMATION|NITP|VIRTU Americas LLC|4544
HOLI|HOLLYSYS AUTOMATION|NQRB|Brut, LLC|10003
HOLI|HOLLYSYS AUTOMATION|NTRC|Northern Trust Securities, Inc.|2500
HOLI|HOLLYSYS AUTOMATION|OPCO|Oppenheimer & Co. Inc.|4337
HOLI|HOLLYSYS AUTOMATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2020
HOLI|HOLLYSYS AUTOMATION|PDQM|CODA MARKETS, INC.|96569
HOLI|HOLLYSYS AUTOMATION|PHLY|NASDAQ Execution Services, LLC|600
HOLI|HOLLYSYS AUTOMATION|PWJC|UBS Financial Services, Inc.|6000
HOLI|HOLLYSYS AUTOMATION|RAJA|Raymond James & Associates, Inc.|838
HOLI|HOLLYSYS AUTOMATION|RBCM|RBC CAPITAL MARKETS, LLC|405
HOLI|HOLLYSYS AUTOMATION|ROTH|Roth Capital Partners, LLC|4964
HOLI|HOLLYSYS AUTOMATION|SAGL|SAGETRADER, LLC|2400
HOLI|HOLLYSYS AUTOMATION|SAGW|SAGETRADER, LLC|608
HOLI|HOLLYSYS AUTOMATION|SBSH|Citigroup Global Markets Inc.|128320
HOLI|HOLLYSYS AUTOMATION|SGMT|GOLDMAN SACHS & CO. LLC|21995
HOLI|HOLLYSYS AUTOMATION|SPDR|SPEEDROUTE LLC|13467
HOLI|HOLLYSYS AUTOMATION|STFL|Stifel, Nicolaus & Company, Incorporated|3525
HOLI|HOLLYSYS AUTOMATION|SWIM|TD Ameritrade, Inc.|61640
HOLI|HOLLYSYS AUTOMATION|SWST|Hilltop Securities Inc.|4504
HOLI|HOLLYSYS AUTOMATION|TKNG|ALLY INVEST SECURITIES LLC|942
HOLI|HOLLYSYS AUTOMATION|TMBR|Timber Hill LLC|22
HOLI|HOLLYSYS AUTOMATION|TRBT|Tradebot Systems, Inc.|111993
HOLI|HOLLYSYS AUTOMATION|TRCM|TRC MARKETS LLC|130048
HOLI|HOLLYSYS AUTOMATION|UBSA|UBS SECURITIES LLC|182318
HOLI|HOLLYSYS AUTOMATION|UBSS|UBS Securities LLC|427221
HOLI|HOLLYSYS AUTOMATION|VALX|VIRTU AMERICAS LLC|5041
HOLI|HOLLYSYS AUTOMATION|VGRD|Vanguard Marketing Corporation|895
HOLI|HOLLYSYS AUTOMATION|WBPX|SUMMIT SECURITIES GROUP, LLC|6046
HOLI|HOLLYSYS AUTOMATION|WCHV|WELLS FARGO SECURITIES, LLC|4496
HOLI|HOLLYSYS AUTOMATION|WDNX|WEEDEN & CO.L.P.|7438
HOLI|HOLLYSYS AUTOMATION|WEED|Weeden & Co.L.P.|100
HOLI|HOLLYSYS AUTOMATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|124
HOLI|HOLLYSYS AUTOMATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6799
HOLI|HOLLYSYS AUTOMATION|WSEA|WOLVERINE SECURITIES, LLC|1534
HOLI|HOLLYSYS AUTOMATION|XIST|INSTINET, LLC|6000
HOLI|HOLLYSYS AUTOMATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
HOLI|HOLLYSYS AUTOMATION|YKNA|COMHAR CAPITAL MARKETS, LLC|302
HOLX|HOLOGIC, INC.|ABLE|NATIXIS Securities Americas LLC|15753
HOLX|HOLOGIC, INC.|ADAM|CANACCORD GENUITY INC.|6300
HOLX|HOLOGIC, INC.|ALTX|Alternet Securities Inc.|13503
HOLX|HOLOGIC, INC.|ANOS|ABEL/NOSER, L.L.C.|3981
HOLX|HOLOGIC, INC.|APCC|Apex Clearing Corporation|832
HOLX|HOLOGIC, INC.|AQUA|AQUA SECURITIES L.P.|6900
HOLX|HOLOGIC, INC.|BANK|Primevest Financial Services, Inc.|58
HOLX|HOLOGIC, INC.|BARD|Robert W. Baird & Co. Incorporated|3571
HOLX|HOLOGIC, INC.|BATM|CBOE TRADING, INC.|26427
HOLX|HOLOGIC, INC.|BAYC|BAY CREST PARTNERS, LLC|16435
HOLX|HOLOGIC, INC.|BAYT|BTIG, LLC|10176
HOLX|HOLOGIC, INC.|BBNT|BB&T SECURITIES, LLC|12687
HOLX|HOLOGIC, INC.|BERN|Sanford C. Bernstein & Co., LLC|34750
HOLX|HOLOGIC, INC.|BIDS|BIDS TRADING L.P.|800
HOLX|HOLOGIC, INC.|BIMI|Banca IMI Securities Corp.|300
HOLX|HOLOGIC, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11163
HOLX|HOLOGIC, INC.|BLKX|INSTINET, LLC|198851
HOLX|HOLOGIC, INC.|BMOC|BMO Capital Markets Corp.|114891
HOLX|HOLOGIC, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|496629
HOLX|HOLOGIC, INC.|BTIG|BTIG, LLC|105445
HOLX|HOLOGIC, INC.|BYXM|CBOE TRADING, INC.|12376
HOLX|HOLOGIC, INC.|BZYD|GOLDMAN SACHS & CO. LLC|600
HOLX|HOLOGIC, INC.|CANT|Cantor Fitzgerald & Co.|433
HOLX|HOLOGIC, INC.|CHAS|Charles Schwab & Co., Inc.|4378
HOLX|HOLOGIC, INC.|CIBP|CIBC World Markets Corp.|15251
HOLX|HOLOGIC, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|6000
HOLX|HOLOGIC, INC.|CIST|Capital Institutional Services, Inc.|32359
HOLX|HOLOGIC, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|125158
HOLX|HOLOGIC, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
HOLX|HOLOGIC, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4020
HOLX|HOLOGIC, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|774397
HOLX|HOLOGIC, INC.|CTDL|Citadel Derivatives Group Llc|100949
HOLX|HOLOGIC, INC.|CTLR|CUTLER GROUP, LP|5916
HOLX|HOLOGIC, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|196028
HOLX|HOLOGIC, INC.|DBAB|Deutsche Bank Securities Inc.|1291409
HOLX|HOLOGIC, INC.|DBAX|Deutsche Bank Securities Inc.|859200
HOLX|HOLOGIC, INC.|DBUL|Deutsche Bank Securities Inc.|43054
HOLX|HOLOGIC, INC.|DEAN|MORGAN STANLEY|10874
HOLX|HOLOGIC, INC.|DEGS|RONIN PROFESSIONAL LLC|4470
HOLX|HOLOGIC, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4996
HOLX|HOLOGIC, INC.|DRWK|DRW SECURITIES, L.L.C.|160969
HOLX|HOLOGIC, INC.|EBXL|EBX LLC|331900
HOLX|HOLOGIC, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10437
HOLX|HOLOGIC, INC.|EDJO|Edward D. Jones & Co., L.P.|2008
HOLX|HOLOGIC, INC.|EGAM|CBOE TRADING, INC.|56934
HOLX|HOLOGIC, INC.|EGAW|CBOE TRADING, INC.|141
HOLX|HOLOGIC, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|690
HOLX|HOLOGIC, INC.|EGXM|CBOE TRADING, INC.|8199
HOLX|HOLOGIC, INC.|ESPO|ESPOSITO SECURITIES, LLC|15
HOLX|HOLOGIC, INC.|ETBE|Electronic Transaction Clearing, Inc.|69609
HOLX|HOLOGIC, INC.|ETCC|Electronic Transaction Clearing, Inc.|9283
HOLX|HOLOGIC, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8094
HOLX|HOLOGIC, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38963
HOLX|HOLOGIC, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|108900
HOLX|HOLOGIC, INC.|ETRS|E*Trade Securities LLC|88455
HOLX|HOLOGIC, INC.|FBCO|Credit Suisse Securities (USA) LLC|2168391
HOLX|HOLOGIC, INC.|FBSB|U.S. Bancorp Investments, Inc.|400
HOLX|HOLOGIC, INC.|FILL|Tradestation Securities, Inc.|5171
HOLX|HOLOGIC, INC.|FOMA|TD AMERITRADE CLEARING, INC.|45567
HOLX|HOLOGIC, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|45890
HOLX|HOLOGIC, INC.|FQLS|Quantlab Securities LP|633967
HOLX|HOLOGIC, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|259891
HOLX|HOLOGIC, INC.|FTBR|Foliofn Investments, Inc.|13551
HOLX|HOLOGIC, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|102446
HOLX|HOLOGIC, INC.|GELP|RBC CAPITAL MARKETS, LLC|1952
HOLX|HOLOGIC, INC.|GLPX|ACS EXECUTION SERVICES, LLC|29066
HOLX|HOLOGIC, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2958684
HOLX|HOLOGIC, INC.|GSCS|GOLDMAN SACHS & CO. LLC|93582
HOLX|HOLOGIC, INC.|GSLT|GOLDMAN SACHS & CO. LLC|56036
HOLX|HOLOGIC, INC.|GTSZ|GTS SECURITIES LLC|241865
HOLX|HOLOGIC, INC.|HRBF|American Enterprise Investment Services Inc.|2283
HOLX|HOLOGIC, INC.|HSBC|HSBC Securities, Inc.|60948
HOLX|HOLOGIC, INC.|IATS|INTERACTIVE BROKERS LLC|5445
HOLX|HOLOGIC, INC.|IBKR|Interactive Brokers Llc|95553
HOLX|HOLOGIC, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|634
HOLX|HOLOGIC, INC.|ICBX|INSTINET, LLC|76603
HOLX|HOLOGIC, INC.|IEQY|CITADEL SECURITIES LLC|412266
HOLX|HOLOGIC, INC.|INCA|INSTINET, LLC|1332374
HOLX|HOLOGIC, INC.|INJX|INSTINET, LLC|38672
HOLX|HOLOGIC, INC.|ITGI|ITG Inc.|279658
HOLX|HOLOGIC, INC.|ITGP|ITG INC.|540200
HOLX|HOLOGIC, INC.|JANY|Janney Montgomery Scott Inc.|291
HOLX|HOLOGIC, INC.|JEFF|JEFFERIES LLC|559286
HOLX|HOLOGIC, INC.|JMPT|JUMP TRADING, LLC|226295
HOLX|HOLOGIC, INC.|JPBX|J.P. MORGAN SECURITIES LLC|177555
HOLX|HOLOGIC, INC.|JPMX|J.P. Morgan Securities LLC|1100895
HOLX|HOLOGIC, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|240
HOLX|HOLOGIC, INC.|JSJX|JANE STREET CAPITAL LLC|33297
HOLX|HOLOGIC, INC.|KCGM|VIRTU Americas LLC|75583
HOLX|HOLOGIC, INC.|LEER|LEERINK PARTNERS LLC|81700
HOLX|HOLOGIC, INC.|LEHM|Barclays Capital Inc./Le|2555834
HOLX|HOLOGIC, INC.|LIME|Lime Brokerage LLC|373315
HOLX|HOLOGIC, INC.|LMGP|LIME BROKERAGE LLC|2691
HOLX|HOLOGIC, INC.|LOOP|Loop Capital Markets LLC|1433
HOLX|HOLOGIC, INC.|LQNA|LIQUIDNET, INC.|313300
HOLX|HOLOGIC, INC.|LSCI|Lek Securities Corporation|600
HOLX|HOLOGIC, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
HOLX|HOLOGIC, INC.|MAGM|TOR BROKERAGE LLC|4600
HOLX|HOLOGIC, INC.|MAXM|Maxim Group LLC|14
HOLX|HOLOGIC, INC.|MBTS|ALLY INVEST SECURITIES LLC|600
HOLX|HOLOGIC, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|331880
HOLX|HOLOGIC, INC.|MOTF|MOTIF INVESTING, INC.|42
HOLX|HOLOGIC, INC.|MSCO|MORGAN STANLEY & CO. LLC|5735511
HOLX|HOLOGIC, INC.|MSPL|MORGAN STANLEY & CO. LLC|660200
HOLX|HOLOGIC, INC.|MSTX|MORGAN STANLEY & CO. LLC|414400
HOLX|HOLOGIC, INC.|MZHO|Mizuho Securities USA LLC|105162
HOLX|HOLOGIC, INC.|NFSC|National Financial Services LLC|266445
HOLX|HOLOGIC, INC.|NITE|VIRTU Americas LLC|1027958
HOLX|HOLOGIC, INC.|NITP|VIRTU Americas LLC|6800
HOLX|HOLOGIC, INC.|NQRB|Brut, LLC|76132
HOLX|HOLOGIC, INC.|NTRC|Northern Trust Securities, Inc.|2987
HOLX|HOLOGIC, INC.|OHOS|TWO SIGMA SECURITIES, LLC|202165
HOLX|HOLOGIC, INC.|OLDM|OLD MISSION CAPITAL, LLC|25493
HOLX|HOLOGIC, INC.|OPCO|Oppenheimer & Co. Inc.|380
HOLX|HOLOGIC, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2357
HOLX|HOLOGIC, INC.|PDQM|CODA MARKETS, INC.|112342
HOLX|HOLOGIC, INC.|PICT|Pictet Overseas Inc.|1050
HOLX|HOLOGIC, INC.|PIPR|Piper Jaffray & Co.|80250
HOLX|HOLOGIC, INC.|PWJC|UBS Financial Services, Inc.|105
HOLX|HOLOGIC, INC.|RBCM|RBC CAPITAL MARKETS, LLC|17806
HOLX|HOLOGIC, INC.|SAGL|SAGETRADER, LLC|284813
HOLX|HOLOGIC, INC.|SAGW|SAGETRADER, LLC|3127
HOLX|HOLOGIC, INC.|SALI|INTL FCSTONE FINANCIAL INC.|350
HOLX|HOLOGIC, INC.|SBSH|Citigroup Global Markets Inc.|852150
HOLX|HOLOGIC, INC.|SEIC|SEI Investments Distribution Co.|1380
HOLX|HOLOGIC, INC.|SGMT|GOLDMAN SACHS & CO. LLC|280234
HOLX|HOLOGIC, INC.|SPDR|SPEEDROUTE LLC|61471
HOLX|HOLOGIC, INC.|SPHN|Stephens Inc.|3400
HOLX|HOLOGIC, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
HOLX|HOLOGIC, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|7329
HOLX|HOLOGIC, INC.|STKP|STOCKPILE INVESTMENTS, INC.|4
HOLX|HOLOGIC, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|126
HOLX|HOLOGIC, INC.|SWIM|TD Ameritrade, Inc.|757708
HOLX|HOLOGIC, INC.|SWST|Hilltop Securities Inc.|6211
HOLX|HOLOGIC, INC.|TAGC|TELSEY ADVISORY GROUP LLC|887
HOLX|HOLOGIC, INC.|TKNG|ALLY INVEST SECURITIES LLC|441
HOLX|HOLOGIC, INC.|TONC|CUTTONE & CO., LLC|2240
HOLX|HOLOGIC, INC.|TRBT|Tradebot Systems, Inc.|689164
HOLX|HOLOGIC, INC.|TRCM|TRC MARKETS LLC|363154
HOLX|HOLOGIC, INC.|TWTT|TASTYWORKS, INC.|30
HOLX|HOLOGIC, INC.|UBSA|UBS SECURITIES LLC|1274974
HOLX|HOLOGIC, INC.|UBSS|UBS Securities LLC|5063001
HOLX|HOLOGIC, INC.|VALX|VIRTU AMERICAS LLC|27701
HOLX|HOLOGIC, INC.|VGRD|Vanguard Marketing Corporation|2583
HOLX|HOLOGIC, INC.|WABR|Wall Street Access|5356
HOLX|HOLOGIC, INC.|WBLR|WILLIAM BLAIR|458
HOLX|HOLOGIC, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|42038
HOLX|HOLOGIC, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2850717
HOLX|HOLOGIC, INC.|WDNX|WEEDEN & CO.L.P.|1608
HOLX|HOLOGIC, INC.|WEED|Weeden & Co.L.P.|2596
HOLX|HOLOGIC, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25977
HOLX|HOLOGIC, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42328
HOLX|HOLOGIC, INC.|WGIF|CIBC World Markets Inc.|7560
HOLX|HOLOGIC, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1175
HOLX|HOLOGIC, INC.|WSAG|WALL STREET ACCESS|357
HOLX|HOLOGIC, INC.|WSEA|WOLVERINE SECURITIES, LLC|10177
HOLX|HOLOGIC, INC.|XIST|INSTINET, LLC|254286
HOLX|HOLOGIC, INC.|XPQR|Jump Trading|200
HOLX|HOLOGIC, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|40210
HOLX|HOLOGIC, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3802
HOLX|HOLOGIC, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7204
HOMB|HOME BANCSHARES INC|ALTX|Alternet Securities Inc.|1907
HOMB|HOME BANCSHARES INC|ANOS|ABEL/NOSER, L.L.C.|300
HOMB|HOME BANCSHARES INC|APCC|Apex Clearing Corporation|38
HOMB|HOME BANCSHARES INC|BANK|Primevest Financial Services, Inc.|266
HOMB|HOME BANCSHARES INC|BARD|Robert W. Baird & Co. Incorporated|4884
HOMB|HOME BANCSHARES INC|BATM|CBOE TRADING, INC.|4145
HOMB|HOME BANCSHARES INC|BERN|Sanford C. Bernstein & Co., LLC|29552
HOMB|HOME BANCSHARES INC|BKCM|BNY Mellon Capital Markets LLC|26181
HOMB|HOME BANCSHARES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7597
HOMB|HOME BANCSHARES INC|BLKX|INSTINET, LLC|6400
HOMB|HOME BANCSHARES INC|BMOC|BMO Capital Markets Corp.|25296
HOMB|HOME BANCSHARES INC|BNKS|Fig Partners, LLC|500
HOMB|HOME BANCSHARES INC|BNPX|BNP PARIBAS SECURITIES CORP.|51006
HOMB|HOME BANCSHARES INC|BRVL|BLAYLOCK VAN, LLC|1300
HOMB|HOME BANCSHARES INC|BTIG|BTIG, LLC|121412
HOMB|HOME BANCSHARES INC|BYXM|CBOE TRADING, INC.|320
HOMB|HOME BANCSHARES INC|BZYD|GOLDMAN SACHS & CO. LLC|3004
HOMB|HOME BANCSHARES INC|CANT|Cantor Fitzgerald & Co.|300
HOMB|HOME BANCSHARES INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|21304
HOMB|HOME BANCSHARES INC|CHAS|Charles Schwab & Co., Inc.|2
HOMB|HOME BANCSHARES INC|CIST|Capital Institutional Services, Inc.|3633
HOMB|HOME BANCSHARES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50551
HOMB|HOME BANCSHARES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1600
HOMB|HOME BANCSHARES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|229309
HOMB|HOME BANCSHARES INC|CTDL|Citadel Derivatives Group Llc|20778
HOMB|HOME BANCSHARES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|46262
HOMB|HOME BANCSHARES INC|DBAB|Deutsche Bank Securities Inc.|703182
HOMB|HOME BANCSHARES INC|DBAX|Deutsche Bank Securities Inc.|106900
HOMB|HOME BANCSHARES INC|DBUL|Deutsche Bank Securities Inc.|400
HOMB|HOME BANCSHARES INC|DEAN|MORGAN STANLEY|6172
HOMB|HOME BANCSHARES INC|DEGS|RONIN PROFESSIONAL LLC|2870
HOMB|HOME BANCSHARES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4034
HOMB|HOME BANCSHARES INC|EBXL|EBX LLC|110700
HOMB|HOME BANCSHARES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|8649
HOMB|HOME BANCSHARES INC|EDJO|Edward D. Jones & Co., L.P.|14724
HOMB|HOME BANCSHARES INC|EGAM|CBOE TRADING, INC.|2954
HOMB|HOME BANCSHARES INC|EGAW|CBOE TRADING, INC.|90
HOMB|HOME BANCSHARES INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
HOMB|HOME BANCSHARES INC|EGXM|CBOE TRADING, INC.|1346
HOMB|HOME BANCSHARES INC|EGXW|CBOE TRADING, INC.|16
HOMB|HOME BANCSHARES INC|ETBE|Electronic Transaction Clearing, Inc.|42755
HOMB|HOME BANCSHARES INC|ETCB|ETC BROKERAGE SERVICES, LLC|1800
HOMB|HOME BANCSHARES INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
HOMB|HOME BANCSHARES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3800
HOMB|HOME BANCSHARES INC|ETRS|E*Trade Securities LLC|13022
HOMB|HOME BANCSHARES INC|FBCO|Credit Suisse Securities (USA) LLC|3138222
HOMB|HOME BANCSHARES INC|FILL|Tradestation Securities, Inc.|1364
HOMB|HOME BANCSHARES INC|FMAF|NBCN Inc./ CDS|8085
HOMB|HOME BANCSHARES INC|FOMA|TD AMERITRADE CLEARING, INC.|41963
HOMB|HOME BANCSHARES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5471
HOMB|HOME BANCSHARES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|229030
HOMB|HOME BANCSHARES INC|FTBR|Foliofn Investments, Inc.|113
HOMB|HOME BANCSHARES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|63390
HOMB|HOME BANCSHARES INC|GLPX|ACS EXECUTION SERVICES, LLC|10770
HOMB|HOME BANCSHARES INC|GSCO|GOLDMAN SACHS & CO. LLC|2223525
HOMB|HOME BANCSHARES INC|GSCS|GOLDMAN SACHS & CO. LLC|26437
HOMB|HOME BANCSHARES INC|GSLT|GOLDMAN SACHS & CO. LLC|9495
HOMB|HOME BANCSHARES INC|GTSZ|GTS SECURITIES LLC|68846
HOMB|HOME BANCSHARES INC|HAPX|HAP Trading, LLC|991
HOMB|HOME BANCSHARES INC|HOVD|HOVDE GROUP, LLC|35910
HOMB|HOME BANCSHARES INC|HRBF|American Enterprise Investment Services Inc.|4107
HOMB|HOME BANCSHARES INC|IATS|INTERACTIVE BROKERS LLC|3360
HOMB|HOME BANCSHARES INC|IBKR|Interactive Brokers Llc|56018
HOMB|HOME BANCSHARES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1030
HOMB|HOME BANCSHARES INC|ICBX|INSTINET, LLC|29332
HOMB|HOME BANCSHARES INC|IEQY|CITADEL SECURITIES LLC|314890
HOMB|HOME BANCSHARES INC|INCA|INSTINET, LLC|329227
HOMB|HOME BANCSHARES INC|INJX|INSTINET, LLC|18129
HOMB|HOME BANCSHARES INC|ITGI|ITG Inc.|68228
HOMB|HOME BANCSHARES INC|ITGP|ITG INC.|114600
HOMB|HOME BANCSHARES INC|JEFF|JEFFERIES LLC|120839
HOMB|HOME BANCSHARES INC|JMPT|JUMP TRADING, LLC|71390
HOMB|HOME BANCSHARES INC|JPBX|J.P. MORGAN SECURITIES LLC|67563
HOMB|HOME BANCSHARES INC|JPMX|J.P. Morgan Securities LLC|148472
HOMB|HOME BANCSHARES INC|JSJX|JANE STREET CAPITAL LLC|2684
HOMB|HOME BANCSHARES INC|KBWI|Keefe, Bruyette & Woods, Inc.|25052
HOMB|HOME BANCSHARES INC|KCGM|VIRTU Americas LLC|23120
HOMB|HOME BANCSHARES INC|LEHM|Barclays Capital Inc./Le|762828
HOMB|HOME BANCSHARES INC|LGNT|COR CLEARING LLC|65
HOMB|HOME BANCSHARES INC|LIME|Lime Brokerage LLC|195675
HOMB|HOME BANCSHARES INC|LMGP|LIME BROKERAGE LLC|29929
HOMB|HOME BANCSHARES INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|60000
HOMB|HOME BANCSHARES INC|LOOP|Loop Capital Markets LLC|4475
HOMB|HOME BANCSHARES INC|LQNA|LIQUIDNET, INC.|339700
HOMB|HOME BANCSHARES INC|LSCI|Lek Securities Corporation|1052
HOMB|HOME BANCSHARES INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
HOMB|HOME BANCSHARES INC|MACC|Mid Atlantic Capital Corporation|297
HOMB|HOME BANCSHARES INC|MACQ|Macquarie Capital (USA) Inc.|14003
HOMB|HOME BANCSHARES INC|MAXM|Maxim Group LLC|15747
HOMB|HOME BANCSHARES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58097
HOMB|HOME BANCSHARES INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
HOMB|HOME BANCSHARES INC|MSCO|MORGAN STANLEY & CO. LLC|1933438
HOMB|HOME BANCSHARES INC|MSPL|MORGAN STANLEY & CO. LLC|171200
HOMB|HOME BANCSHARES INC|MSTX|MORGAN STANLEY & CO. LLC|90300
HOMB|HOME BANCSHARES INC|NATL|National Securities Corporation|900
HOMB|HOME BANCSHARES INC|NFSC|National Financial Services LLC|156997
HOMB|HOME BANCSHARES INC|NITE|VIRTU Americas LLC|224539
HOMB|HOME BANCSHARES INC|NITP|VIRTU Americas LLC|2377
HOMB|HOME BANCSHARES INC|NQRB|Brut, LLC|31201
HOMB|HOME BANCSHARES INC|NTRC|Northern Trust Securities, Inc.|2576
HOMB|HOME BANCSHARES INC|OPCO|Oppenheimer & Co. Inc.|262
HOMB|HOME BANCSHARES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7271
HOMB|HOME BANCSHARES INC|PDQM|CODA MARKETS, INC.|20197
HOMB|HOME BANCSHARES INC|PIPR|Piper Jaffray & Co.|70000
HOMB|HOME BANCSHARES INC|PWJC|UBS Financial Services, Inc.|520
HOMB|HOME BANCSHARES INC|RAJA|Raymond James & Associates, Inc.|94711
HOMB|HOME BANCSHARES INC|RBCM|RBC CAPITAL MARKETS, LLC|1231
HOMB|HOME BANCSHARES INC|SAGL|SAGETRADER, LLC|1100
HOMB|HOME BANCSHARES INC|SAGW|SAGETRADER, LLC|2840
HOMB|HOME BANCSHARES INC|SBSH|Citigroup Global Markets Inc.|495445
HOMB|HOME BANCSHARES INC|SEIC|SEI Investments Distribution Co.|300
HOMB|HOME BANCSHARES INC|SGMT|GOLDMAN SACHS & CO. LLC|94743
HOMB|HOME BANCSHARES INC|SIDC|Sidoti & Company, LLC|1400
HOMB|HOME BANCSHARES INC|SPDR|SPEEDROUTE LLC|10557
HOMB|HOME BANCSHARES INC|SPHN|Stephens Inc.|14185
HOMB|HOME BANCSHARES INC|STFL|Stifel, Nicolaus & Company, Incorporated|17402
HOMB|HOME BANCSHARES INC|STKP|STOCKPILE INVESTMENTS, INC.|2
HOMB|HOME BANCSHARES INC|SWIM|TD Ameritrade, Inc.|1300
HOMB|HOME BANCSHARES INC|SWST|Hilltop Securities Inc.|27
HOMB|HOME BANCSHARES INC|TKNG|ALLY INVEST SECURITIES LLC|360
HOMB|HOME BANCSHARES INC|TONC|CUTTONE & CO., LLC|5147
HOMB|HOME BANCSHARES INC|TRBT|Tradebot Systems, Inc.|224763
HOMB|HOME BANCSHARES INC|TRCM|TRC MARKETS LLC|229433
HOMB|HOME BANCSHARES INC|UBSA|UBS SECURITIES LLC|336777
HOMB|HOME BANCSHARES INC|UBSS|UBS Securities LLC|905518
HOMB|HOME BANCSHARES INC|VALX|VIRTU AMERICAS LLC|13169
HOMB|HOME BANCSHARES INC|VGRD|Vanguard Marketing Corporation|2030
HOMB|HOME BANCSHARES INC|WABR|Wall Street Access|63760
HOMB|HOME BANCSHARES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|208
HOMB|HOME BANCSHARES INC|WCHV|WELLS FARGO SECURITIES, LLC|120277
HOMB|HOME BANCSHARES INC|WEED|Weeden & Co.L.P.|45229
HOMB|HOME BANCSHARES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4020
HOMB|HOME BANCSHARES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|298
HOMB|HOME BANCSHARES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|862
HOMB|HOME BANCSHARES INC|WSEA|WOLVERINE SECURITIES, LLC|2722
HOMB|HOME BANCSHARES INC|XIST|INSTINET, LLC|65674
HOMB|HOME BANCSHARES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2402
HOMB|HOME BANCSHARES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
HOMB|HOME BANCSHARES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11080
HOME|AT HOME GROUP INC.|AGIS|Aegis Capital Corp.|2740
HOME|AT HOME GROUP INC.|ALTX|Alternet Securities Inc.|23432
HOME|AT HOME GROUP INC.|ANOS|ABEL/NOSER, L.L.C.|250
HOME|AT HOME GROUP INC.|APCC|Apex Clearing Corporation|7722
HOME|AT HOME GROUP INC.|ATPA|COWEN PRIME SERVICES LLC|1300
HOME|AT HOME GROUP INC.|BARD|Robert W. Baird & Co. Incorporated|12199
HOME|AT HOME GROUP INC.|BATM|CBOE TRADING, INC.|13571
HOME|AT HOME GROUP INC.|BAYC|BAY CREST PARTNERS, LLC|984
HOME|AT HOME GROUP INC.|BAYT|BTIG, LLC|15000
HOME|AT HOME GROUP INC.|BERN|Sanford C. Bernstein & Co., LLC|326789
HOME|AT HOME GROUP INC.|BGCE|BGC Financial Inc.|827
HOME|AT HOME GROUP INC.|BIDS|BIDS TRADING L.P.|23600
HOME|AT HOME GROUP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12694
HOME|AT HOME GROUP INC.|BLKX|INSTINET, LLC|66450
HOME|AT HOME GROUP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1265
HOME|AT HOME GROUP INC.|BRGE|Newbridge Securities Corp.|694
HOME|AT HOME GROUP INC.|BTIG|BTIG, LLC|115115
HOME|AT HOME GROUP INC.|BYXM|CBOE TRADING, INC.|8591
HOME|AT HOME GROUP INC.|BZYD|GOLDMAN SACHS & CO. LLC|5300
HOME|AT HOME GROUP INC.|CANT|Cantor Fitzgerald & Co.|450
HOME|AT HOME GROUP INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|44600
HOME|AT HOME GROUP INC.|CCMB|COWEN PRIME SERVICES LLC|100
HOME|AT HOME GROUP INC.|CHAS|Charles Schwab & Co., Inc.|4066
HOME|AT HOME GROUP INC.|CIST|Capital Institutional Services, Inc.|50
HOME|AT HOME GROUP INC.|CLSA|CLSA AMERICAS, LLC|10000
HOME|AT HOME GROUP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|285799
HOME|AT HOME GROUP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9092
HOME|AT HOME GROUP INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3584
HOME|AT HOME GROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|648985
HOME|AT HOME GROUP INC.|CTDL|Citadel Derivatives Group Llc|15758
HOME|AT HOME GROUP INC.|CTLR|CUTLER GROUP, LP|10481
HOME|AT HOME GROUP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|90210
HOME|AT HOME GROUP INC.|DADA|D.A. Davidson & Co.|150
HOME|AT HOME GROUP INC.|DBAB|Deutsche Bank Securities Inc.|256896
HOME|AT HOME GROUP INC.|DBAX|Deutsche Bank Securities Inc.|443900
HOME|AT HOME GROUP INC.|DBUL|Deutsche Bank Securities Inc.|803
HOME|AT HOME GROUP INC.|DCHF|Dart Executions, LLC|4332
HOME|AT HOME GROUP INC.|DEAN|MORGAN STANLEY|16957
HOME|AT HOME GROUP INC.|DEGS|RONIN PROFESSIONAL LLC|20590
HOME|AT HOME GROUP INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8223
HOME|AT HOME GROUP INC.|EBXL|EBX LLC|361100
HOME|AT HOME GROUP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|11039
HOME|AT HOME GROUP INC.|EDJO|Edward D. Jones & Co., L.P.|666
HOME|AT HOME GROUP INC.|EGAM|CBOE TRADING, INC.|33780
HOME|AT HOME GROUP INC.|EGAW|CBOE TRADING, INC.|500
HOME|AT HOME GROUP INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1200
HOME|AT HOME GROUP INC.|EGXM|CBOE TRADING, INC.|12572
HOME|AT HOME GROUP INC.|EGXW|CBOE TRADING, INC.|1300
HOME|AT HOME GROUP INC.|ETBE|Electronic Transaction Clearing, Inc.|27337
HOME|AT HOME GROUP INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
HOME|AT HOME GROUP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53998
HOME|AT HOME GROUP INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
HOME|AT HOME GROUP INC.|ETRS|E*Trade Securities LLC|347393
HOME|AT HOME GROUP INC.|EVRS|E1 ASSET MANAGEMENT, INC.|1300
HOME|AT HOME GROUP INC.|FILL|Tradestation Securities, Inc.|35492
HOME|AT HOME GROUP INC.|FMAF|NBCN Inc./ CDS|2280
HOME|AT HOME GROUP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27741
HOME|AT HOME GROUP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140736
HOME|AT HOME GROUP INC.|FTBR|Foliofn Investments, Inc.|6305
HOME|AT HOME GROUP INC.|GLIS|TD Securities Inc|105
HOME|AT HOME GROUP INC.|GLPX|ACS EXECUTION SERVICES, LLC|82351
HOME|AT HOME GROUP INC.|GSCO|GOLDMAN SACHS & CO. LLC|1018948
HOME|AT HOME GROUP INC.|GSCS|GOLDMAN SACHS & CO. LLC|56181
HOME|AT HOME GROUP INC.|GSLT|GOLDMAN SACHS & CO. LLC|8243
HOME|AT HOME GROUP INC.|GTSZ|GTS SECURITIES LLC|118837
HOME|AT HOME GROUP INC.|HRBF|American Enterprise Investment Services Inc.|1510
HOME|AT HOME GROUP INC.|IATS|INTERACTIVE BROKERS LLC|33728
HOME|AT HOME GROUP INC.|IBKR|Interactive Brokers Llc|32547
HOME|AT HOME GROUP INC.|ICBX|INSTINET, LLC|104155
HOME|AT HOME GROUP INC.|IEQY|CITADEL SECURITIES LLC|51473
HOME|AT HOME GROUP INC.|INCA|INSTINET, LLC|250724
HOME|AT HOME GROUP INC.|INJX|INSTINET, LLC|7673
HOME|AT HOME GROUP INC.|ITGI|ITG Inc.|47817
HOME|AT HOME GROUP INC.|ITGP|ITG INC.|217800
HOME|AT HOME GROUP INC.|JANY|Janney Montgomery Scott Inc.|3225
HOME|AT HOME GROUP INC.|JEFF|JEFFERIES LLC|376858
HOME|AT HOME GROUP INC.|JMPT|JUMP TRADING, LLC|112068
HOME|AT HOME GROUP INC.|JONE|JonesTrading|2500
HOME|AT HOME GROUP INC.|JPBX|J.P. MORGAN SECURITIES LLC|146731
HOME|AT HOME GROUP INC.|JPMX|J.P. Morgan Securities LLC|831240
HOME|AT HOME GROUP INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|1450
HOME|AT HOME GROUP INC.|JSJX|JANE STREET CAPITAL LLC|5293
HOME|AT HOME GROUP INC.|KCGM|VIRTU Americas LLC|111454
HOME|AT HOME GROUP INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|4695
HOME|AT HOME GROUP INC.|LEHM|Barclays Capital Inc./Le|835766
HOME|AT HOME GROUP INC.|LIME|Lime Brokerage LLC|28423
HOME|AT HOME GROUP INC.|LOOP|Loop Capital Markets LLC|2384
HOME|AT HOME GROUP INC.|LQNA|LIQUIDNET, INC.|161000
HOME|AT HOME GROUP INC.|LSCI|Lek Securities Corporation|3512
HOME|AT HOME GROUP INC.|LVMR|LIVERMORE TRADING GROUP, INC.|755
HOME|AT HOME GROUP INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3700
HOME|AT HOME GROUP INC.|MACQ|Macquarie Capital (USA) Inc.|1766
HOME|AT HOME GROUP INC.|MAXM|Maxim Group LLC|5346
HOME|AT HOME GROUP INC.|MKMP|MKM Partners LLC|100
HOME|AT HOME GROUP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|263174
HOME|AT HOME GROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|1728437
HOME|AT HOME GROUP INC.|MSPL|MORGAN STANLEY & CO. LLC|647000
HOME|AT HOME GROUP INC.|MSTX|MORGAN STANLEY & CO. LLC|244000
HOME|AT HOME GROUP INC.|NATL|National Securities Corporation|1975
HOME|AT HOME GROUP INC.|NEUB|NEUBERGER BERMAN BD LLC|3500
HOME|AT HOME GROUP INC.|NFSC|National Financial Services LLC|377236
HOME|AT HOME GROUP INC.|NITE|VIRTU Americas LLC|746491
HOME|AT HOME GROUP INC.|NITP|VIRTU Americas LLC|363
HOME|AT HOME GROUP INC.|NQRB|Brut, LLC|22820
HOME|AT HOME GROUP INC.|NTBF|BMO Nesbitt Burns Inc./CDS|12651
HOME|AT HOME GROUP INC.|NTRC|Northern Trust Securities, Inc.|156
HOME|AT HOME GROUP INC.|OPCO|Oppenheimer & Co. Inc.|2600
HOME|AT HOME GROUP INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|405
HOME|AT HOME GROUP INC.|PDQM|CODA MARKETS, INC.|127200
HOME|AT HOME GROUP INC.|PICT|Pictet Overseas Inc.|200
HOME|AT HOME GROUP INC.|PIPR|Piper Jaffray & Co.|844
HOME|AT HOME GROUP INC.|PWJC|UBS Financial Services, Inc.|100
HOME|AT HOME GROUP INC.|QMSR|QUATTRO M SECURITIES INC.|20416
HOME|AT HOME GROUP INC.|RBCM|RBC CAPITAL MARKETS, LLC|3301
HOME|AT HOME GROUP INC.|RGLD|Regal Securities, Inc|162
HOME|AT HOME GROUP INC.|RJLC|RJL CAPITAL GROUP, LLC|1000
HOME|AT HOME GROUP INC.|SAGL|SAGETRADER, LLC|29534
HOME|AT HOME GROUP INC.|SAGW|SAGETRADER, LLC|100
HOME|AT HOME GROUP INC.|SBRX|MURIEL SIEBERT & CO INC|100
HOME|AT HOME GROUP INC.|SBSH|Citigroup Global Markets Inc.|99703
HOME|AT HOME GROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|204922
HOME|AT HOME GROUP INC.|SPDR|SPEEDROUTE LLC|30238
HOME|AT HOME GROUP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|97603
HOME|AT HOME GROUP INC.|STKP|STOCKPILE INVESTMENTS, INC.|26
HOME|AT HOME GROUP INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3484
HOME|AT HOME GROUP INC.|SWIM|TD Ameritrade, Inc.|160924
HOME|AT HOME GROUP INC.|SWST|Hilltop Securities Inc.|4163
HOME|AT HOME GROUP INC.|TKNG|ALLY INVEST SECURITIES LLC|3698
HOME|AT HOME GROUP INC.|TRBT|Tradebot Systems, Inc.|396170
HOME|AT HOME GROUP INC.|TRCM|TRC MARKETS LLC|95888
HOME|AT HOME GROUP INC.|TWTT|TASTYWORKS, INC.|592
HOME|AT HOME GROUP INC.|UBSA|UBS SECURITIES LLC|1018836
HOME|AT HOME GROUP INC.|UBSS|UBS Securities LLC|1245235
HOME|AT HOME GROUP INC.|VALX|VIRTU AMERICAS LLC|13521
HOME|AT HOME GROUP INC.|VGRD|Vanguard Marketing Corporation|13830
HOME|AT HOME GROUP INC.|VNDM|Wall Street Access|100
HOME|AT HOME GROUP INC.|VNDS|VANDHAM SECURITIES CORP|800
HOME|AT HOME GROUP INC.|WABR|Wall Street Access|75
HOME|AT HOME GROUP INC.|WBLR|WILLIAM BLAIR|28024
HOME|AT HOME GROUP INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1129
HOME|AT HOME GROUP INC.|WCHV|WELLS FARGO SECURITIES, LLC|241743
HOME|AT HOME GROUP INC.|WDNX|WEEDEN & CO.L.P.|1006
HOME|AT HOME GROUP INC.|WEDB|WEDBUSH SECURITIES INC.|7468
HOME|AT HOME GROUP INC.|WEED|Weeden & Co.L.P.|704
HOME|AT HOME GROUP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13871
HOME|AT HOME GROUP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17220
HOME|AT HOME GROUP INC.|WGIF|CIBC World Markets Inc.|2296
HOME|AT HOME GROUP INC.|WSEA|WOLVERINE SECURITIES, LLC|8191
HOME|AT HOME GROUP INC.|XIST|INSTINET, LLC|83400
HOME|AT HOME GROUP INC.|XPQR|Jump Trading|4988
HOME|AT HOME GROUP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|101454
HOME|AT HOME GROUP INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|8634
HOME|AT HOME GROUP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6902
HOML|ETRACS MONTHLY RESET|APCC|Apex Clearing Corporation|15
HOML|ETRACS MONTHLY RESET|GSLT|GOLDMAN SACHS & CO. LLC|6000
HOML|ETRACS MONTHLY RESET|IBKR|Interactive Brokers Llc|41
HOML|ETRACS MONTHLY RESET|JSJX|JANE STREET CAPITAL LLC|40
HOML|ETRACS MONTHLY RESET|MSCO|MORGAN STANLEY & CO. LLC|2900
HOML|ETRACS MONTHLY RESET|NITE|VIRTU Americas LLC|40
HOML|ETRACS MONTHLY RESET|UBSS|UBS Securities LLC|10313
HON|HONEYWELL INTL INC|ABLE|NATIXIS Securities Americas LLC|137645
HON|HONEYWELL INTL INC|ADAM|CANACCORD GENUITY INC.|1207
HON|HONEYWELL INTL INC|AGIS|Aegis Capital Corp.|167
HON|HONEYWELL INTL INC|ALLN|Allen & Company LLC|1886
HON|HONEYWELL INTL INC|ALTX|Alternet Securities Inc.|47707
HON|HONEYWELL INTL INC|ANOS|ABEL/NOSER, L.L.C.|2666
HON|HONEYWELL INTL INC|APCC|Apex Clearing Corporation|2682
HON|HONEYWELL INTL INC|AQUA|AQUA SECURITIES L.P.|4700
HON|HONEYWELL INTL INC|BANK|Primevest Financial Services, Inc.|491
HON|HONEYWELL INTL INC|BARD|Robert W. Baird & Co. Incorporated|11807
HON|HONEYWELL INTL INC|BATM|CBOE TRADING, INC.|13504
HON|HONEYWELL INTL INC|BAYC|BAY CREST PARTNERS, LLC|1357
HON|HONEYWELL INTL INC|BAYT|BTIG, LLC|24988
HON|HONEYWELL INTL INC|BBNT|BB&T SECURITIES, LLC|6551
HON|HONEYWELL INTL INC|BERN|Sanford C. Bernstein & Co., LLC|366002
HON|HONEYWELL INTL INC|BGCE|BGC Financial Inc.|700
HON|HONEYWELL INTL INC|BIDS|BIDS TRADING L.P.|6200
HON|HONEYWELL INTL INC|BIMI|Banca IMI Securities Corp.|5332
HON|HONEYWELL INTL INC|BKCM|BNY Mellon Capital Markets LLC|1943
HON|HONEYWELL INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57709
HON|HONEYWELL INTL INC|BLKX|INSTINET, LLC|347775
HON|HONEYWELL INTL INC|BMOC|BMO Capital Markets Corp.|1746
HON|HONEYWELL INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|328363
HON|HONEYWELL INTL INC|BTIG|BTIG, LLC|9091
HON|HONEYWELL INTL INC|BYXM|CBOE TRADING, INC.|2726
HON|HONEYWELL INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|100
HON|HONEYWELL INTL INC|CANT|Cantor Fitzgerald & Co.|1734
HON|HONEYWELL INTL INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|56752
HON|HONEYWELL INTL INC|CHAS|Charles Schwab & Co., Inc.|27273
HON|HONEYWELL INTL INC|CIBP|CIBC World Markets Corp.|78058
HON|HONEYWELL INTL INC|CICF|Canaccord Genuity Corp.|242
HON|HONEYWELL INTL INC|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
HON|HONEYWELL INTL INC|CIST|Capital Institutional Services, Inc.|35756
HON|HONEYWELL INTL INC|CLSA|CLSA AMERICAS, LLC|600
HON|HONEYWELL INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|230676
HON|HONEYWELL INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7638
HON|HONEYWELL INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3536
HON|HONEYWELL INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1106494
HON|HONEYWELL INTL INC|CTDL|Citadel Derivatives Group Llc|23108
HON|HONEYWELL INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|229910
HON|HONEYWELL INTL INC|DADA|D.A. Davidson & Co.|1816
HON|HONEYWELL INTL INC|DAVA|Davenport & Company LLC|5025
HON|HONEYWELL INTL INC|DBAB|Deutsche Bank Securities Inc.|428910
HON|HONEYWELL INTL INC|DBAX|Deutsche Bank Securities Inc.|489200
HON|HONEYWELL INTL INC|DBUL|Deutsche Bank Securities Inc.|38125
HON|HONEYWELL INTL INC|DCHF|Dart Executions, LLC|3491
HON|HONEYWELL INTL INC|DEAN|MORGAN STANLEY|93489
HON|HONEYWELL INTL INC|DEGS|RONIN PROFESSIONAL LLC|200
HON|HONEYWELL INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5414
HON|HONEYWELL INTL INC|DRWK|DRW SECURITIES, L.L.C.|12970
HON|HONEYWELL INTL INC|EBXL|EBX LLC|489300
HON|HONEYWELL INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|19082
HON|HONEYWELL INTL INC|EDJC|Edward Jones / CDS|3512
HON|HONEYWELL INTL INC|EDJO|Edward D. Jones & Co., L.P.|43416
HON|HONEYWELL INTL INC|EGAM|CBOE TRADING, INC.|28922
HON|HONEYWELL INTL INC|EGAW|CBOE TRADING, INC.|454
HON|HONEYWELL INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|2000
HON|HONEYWELL INTL INC|EGXM|CBOE TRADING, INC.|4399
HON|HONEYWELL INTL INC|EGXW|CBOE TRADING, INC.|42
HON|HONEYWELL INTL INC|ESPO|ESPOSITO SECURITIES, LLC|7372
HON|HONEYWELL INTL INC|ETBE|Electronic Transaction Clearing, Inc.|56604
HON|HONEYWELL INTL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
HON|HONEYWELL INTL INC|ETCB|ETC BROKERAGE SERVICES, LLC|73
HON|HONEYWELL INTL INC|ETCC|Electronic Transaction Clearing, Inc.|418
HON|HONEYWELL INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33875
HON|HONEYWELL INTL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1596
HON|HONEYWELL INTL INC|ETRS|E*Trade Securities LLC|140809
HON|HONEYWELL INTL INC|FBSB|U.S. Bancorp Investments, Inc.|480
HON|HONEYWELL INTL INC|FIDT|Fidelity Clearing Canada ULC./ CDS|86
HON|HONEYWELL INTL INC|FILL|Tradestation Securities, Inc.|8145
HON|HONEYWELL INTL INC|FINX|FINTECH SECURITIES|3974
HON|HONEYWELL INTL INC|FMAF|NBCN Inc./ CDS|9783
HON|HONEYWELL INTL INC|FMCO|First Manhattan Co|12600
HON|HONEYWELL INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11305
HON|HONEYWELL INTL INC|FQLS|Quantlab Securities LP|394160
HON|HONEYWELL INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|162138
HON|HONEYWELL INTL INC|FTBR|Foliofn Investments, Inc.|3421
HON|HONEYWELL INTL INC|GBMT|GBM International, Inc.|4263
HON|HONEYWELL INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|544
HON|HONEYWELL INTL INC|GLIS|TD Securities Inc|861
HON|HONEYWELL INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|74076
HON|HONEYWELL INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|3603784
HON|HONEYWELL INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|6868
HON|HONEYWELL INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|20973
HON|HONEYWELL INTL INC|GTSZ|GTS SECURITIES LLC|575356
HON|HONEYWELL INTL INC|HAPX|HAP Trading, LLC|314
HON|HONEYWELL INTL INC|HCTA|Hardcastle Trading USA LLC|3220
HON|HONEYWELL INTL INC|HPPX|POTAMUS TRADING, LLC|180
HON|HONEYWELL INTL INC|HRBF|American Enterprise Investment Services Inc.|59149
HON|HONEYWELL INTL INC|HSBC|HSBC Securities, Inc.|102760
HON|HONEYWELL INTL INC|IATS|INTERACTIVE BROKERS LLC|19919
HON|HONEYWELL INTL INC|IBKR|Interactive Brokers Llc|34965
HON|HONEYWELL INTL INC|IBSJ|Integrity Brokerage Services, Inc.|80
HON|HONEYWELL INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5435
HON|HONEYWELL INTL INC|ICBX|INSTINET, LLC|114978
HON|HONEYWELL INTL INC|IEQY|CITADEL SECURITIES LLC|176361
HON|HONEYWELL INTL INC|INCA|INSTINET, LLC|552569
HON|HONEYWELL INTL INC|INJX|INSTINET, LLC|18557
HON|HONEYWELL INTL INC|ITGI|ITG Inc.|180562
HON|HONEYWELL INTL INC|ITGP|ITG INC.|493600
HON|HONEYWELL INTL INC|JANY|Janney Montgomery Scott Inc.|12069
HON|HONEYWELL INTL INC|JEFF|JEFFERIES LLC|354888
HON|HONEYWELL INTL INC|JMPT|JUMP TRADING, LLC|88361
HON|HONEYWELL INTL INC|JONE|JonesTrading|311
HON|HONEYWELL INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|276284
HON|HONEYWELL INTL INC|JPMX|J.P. Morgan Securities LLC|830749
HON|HONEYWELL INTL INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|3213
HON|HONEYWELL INTL INC|JSJX|JANE STREET CAPITAL LLC|152277
HON|HONEYWELL INTL INC|KCGM|VIRTU Americas LLC|96502
HON|HONEYWELL INTL INC|LEHM|Barclays Capital Inc./Le|1386601
HON|HONEYWELL INTL INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|9
HON|HONEYWELL INTL INC|LIME|Lime Brokerage LLC|36934
HON|HONEYWELL INTL INC|LIWD|LIME BROKERAGE LLC|3435
HON|HONEYWELL INTL INC|LOOP|Loop Capital Markets LLC|13322
HON|HONEYWELL INTL INC|LQNA|LIQUIDNET, INC.|172300
HON|HONEYWELL INTL INC|LQNB|LIQUIDNET, INC.|6000
HON|HONEYWELL INTL INC|LSCI|Lek Securities Corporation|910
HON|HONEYWELL INTL INC|MACC|Mid Atlantic Capital Corporation|13025
HON|HONEYWELL INTL INC|MACQ|Macquarie Capital (USA) Inc.|517
HON|HONEYWELL INTL INC|MAXM|Maxim Group LLC|11112
HON|HONEYWELL INTL INC|MCBT|Moors & Cabot, Inc.|125
HON|HONEYWELL INTL INC|MCMF|Raymond James Ltd. Cds|5286
HON|HONEYWELL INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|198046
HON|HONEYWELL INTL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1190
HON|HONEYWELL INTL INC|MOTF|MOTIF INVESTING, INC.|79
HON|HONEYWELL INTL INC|MPSG|E D & F Man Capital Markets Inc.|515
HON|HONEYWELL INTL INC|MSCO|MORGAN STANLEY & CO. LLC|3759388
HON|HONEYWELL INTL INC|MSPL|MORGAN STANLEY & CO. LLC|419600
HON|HONEYWELL INTL INC|MSTX|MORGAN STANLEY & CO. LLC|302400
HON|HONEYWELL INTL INC|NATL|National Securities Corporation|1400
HON|HONEYWELL INTL INC|NBCS|NBC Securities, INC.|2
HON|HONEYWELL INTL INC|NEUB|NEUBERGER BERMAN BD LLC|3478
HON|HONEYWELL INTL INC|NFSC|National Financial Services LLC|426287
HON|HONEYWELL INTL INC|NITE|VIRTU Americas LLC|1232063
HON|HONEYWELL INTL INC|NITP|VIRTU Americas LLC|110
HON|HONEYWELL INTL INC|NMRA|Nomura Securities International, Inc.|112901
HON|HONEYWELL INTL INC|NQRB|Brut, LLC|37006
HON|HONEYWELL INTL INC|NTBF|BMO Nesbitt Burns Inc./CDS|5720
HON|HONEYWELL INTL INC|NTRC|Northern Trust Securities, Inc.|21124
HON|HONEYWELL INTL INC|OHOS|TWO SIGMA SECURITIES, LLC|127984
HON|HONEYWELL INTL INC|OPCO|Oppenheimer & Co. Inc.|9831
HON|HONEYWELL INTL INC|OTAA|OTA LLC|1300
HON|HONEYWELL INTL INC|PASL|Pershing Advisor Solutions LLC|10
HON|HONEYWELL INTL INC|PCPT|PHILLIP CAPITAL INC.|25
HON|HONEYWELL INTL INC|PDQM|CODA MARKETS, INC.|221215
HON|HONEYWELL INTL INC|PHLY|NASDAQ Execution Services, LLC|7200
HON|HONEYWELL INTL INC|PICT|Pictet Overseas Inc.|1230
HON|HONEYWELL INTL INC|PIPR|Piper Jaffray & Co.|4650
HON|HONEYWELL INTL INC|PWJC|UBS Financial Services, Inc.|14096
HON|HONEYWELL INTL INC|QMSR|QUATTRO M SECURITIES INC.|2756
HON|HONEYWELL INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|38993
HON|HONEYWELL INTL INC|RHCO|Suntrust Robinson Humphrey, Inc.|53725
HON|HONEYWELL INTL INC|SAGL|SAGETRADER, LLC|23588
HON|HONEYWELL INTL INC|SAGW|SAGETRADER, LLC|2275
HON|HONEYWELL INTL INC|SALI|INTL FCSTONE FINANCIAL INC.|158
HON|HONEYWELL INTL INC|SBRX|MURIEL SIEBERT & CO INC|45
HON|HONEYWELL INTL INC|SBSH|Citigroup Global Markets Inc.|443042
HON|HONEYWELL INTL INC|SEIC|SEI Investments Distribution Co.|28064
HON|HONEYWELL INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|259304
HON|HONEYWELL INTL INC|SJLS|TRADE INFORMATICS LLC|300
HON|HONEYWELL INTL INC|SPDR|SPEEDROUTE LLC|26472
HON|HONEYWELL INTL INC|SPHN|Stephens Inc.|716
HON|HONEYWELL INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|32608
HON|HONEYWELL INTL INC|STKP|STOCKPILE INVESTMENTS, INC.|70
HON|HONEYWELL INTL INC|STXG|Stockcross Financial Services, Inc.|9
HON|HONEYWELL INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9531
HON|HONEYWELL INTL INC|SWIM|TD Ameritrade, Inc.|36694
HON|HONEYWELL INTL INC|SWST|Hilltop Securities Inc.|11543
HON|HONEYWELL INTL INC|TAGC|TELSEY ADVISORY GROUP LLC|110
HON|HONEYWELL INTL INC|TKNG|ALLY INVEST SECURITIES LLC|1083
HON|HONEYWELL INTL INC|TRBT|Tradebot Systems, Inc.|222217
HON|HONEYWELL INTL INC|TRCM|TRC MARKETS LLC|310948
HON|HONEYWELL INTL INC|TWTT|TASTYWORKS, INC.|400
HON|HONEYWELL INTL INC|UBSA|UBS SECURITIES LLC|1357852
HON|HONEYWELL INTL INC|UBSS|UBS Securities LLC|1847375
HON|HONEYWELL INTL INC|VALX|VIRTU AMERICAS LLC|16885
HON|HONEYWELL INTL INC|VGRD|Vanguard Marketing Corporation|38214
HON|HONEYWELL INTL INC|VNDS|VANDHAM SECURITIES CORP|8866
HON|HONEYWELL INTL INC|WABR|Wall Street Access|550
HON|HONEYWELL INTL INC|WBLR|WILLIAM BLAIR|1783
HON|HONEYWELL INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1618
HON|HONEYWELL INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|365169
HON|HONEYWELL INTL INC|WDCO|Wilson-Davis & Co., Inc.|22
HON|HONEYWELL INTL INC|WDNX|WEEDEN & CO.L.P.|4482
HON|HONEYWELL INTL INC|WEDB|WEDBUSH SECURITIES INC.|14671
HON|HONEYWELL INTL INC|WEED|Weeden & Co.L.P.|132120
HON|HONEYWELL INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|122158
HON|HONEYWELL INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16878
HON|HONEYWELL INTL INC|WGIF|CIBC World Markets Inc.|1778
HON|HONEYWELL INTL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3331
HON|HONEYWELL INTL INC|WORD|Worden Capital Management LLC|17
HON|HONEYWELL INTL INC|WSEA|WOLVERINE SECURITIES, LLC|58541
HON|HONEYWELL INTL INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|400
HON|HONEYWELL INTL INC|XIST|INSTINET, LLC|14316
HON|HONEYWELL INTL INC|XPQR|Jump Trading|3082
HON|HONEYWELL INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|114214
HON|HONEYWELL INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10007
HON|HONEYWELL INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17790
HONE|HARBORONE BANC CS|ALTX|Alternet Securities Inc.|10121
HONE|HARBORONE BANC CS|APCC|Apex Clearing Corporation|601
HONE|HARBORONE BANC CS|BATM|CBOE TRADING, INC.|535
HONE|HARBORONE BANC CS|BMOC|BMO Capital Markets Corp.|2206
HONE|HARBORONE BANC CS|BNPX|BNP PARIBAS SECURITIES CORP.|1088
HONE|HARBORONE BANC CS|BRGE|Newbridge Securities Corp.|500
HONE|HARBORONE BANC CS|BTIG|BTIG, LLC|1
HONE|HARBORONE BANC CS|BYXM|CBOE TRADING, INC.|562
HONE|HARBORONE BANC CS|BZYD|GOLDMAN SACHS & CO. LLC|2120
HONE|HARBORONE BANC CS|CHAS|Charles Schwab & Co., Inc.|200
HONE|HARBORONE BANC CS|CMPT|Compass Point Research & Trading, LLC|700
HONE|HARBORONE BANC CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2851
HONE|HARBORONE BANC CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17565
HONE|HARBORONE BANC CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
HONE|HARBORONE BANC CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19894
HONE|HARBORONE BANC CS|CTDL|Citadel Derivatives Group Llc|1160
HONE|HARBORONE BANC CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1184
HONE|HARBORONE BANC CS|DBAB|Deutsche Bank Securities Inc.|59341
HONE|HARBORONE BANC CS|DBAX|Deutsche Bank Securities Inc.|23600
HONE|HARBORONE BANC CS|DEAN|MORGAN STANLEY|481
HONE|HARBORONE BANC CS|DEGS|RONIN PROFESSIONAL LLC|10401
HONE|HARBORONE BANC CS|EBXL|EBX LLC|7500
HONE|HARBORONE BANC CS|EGAM|CBOE TRADING, INC.|4676
HONE|HARBORONE BANC CS|EGAW|CBOE TRADING, INC.|10
HONE|HARBORONE BANC CS|EGMT|EG MARKET TECHNOLOGIES LLC|200
HONE|HARBORONE BANC CS|EGXM|CBOE TRADING, INC.|1437
HONE|HARBORONE BANC CS|EGXW|CBOE TRADING, INC.|99
HONE|HARBORONE BANC CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
HONE|HARBORONE BANC CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1411
HONE|HARBORONE BANC CS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|79
HONE|HARBORONE BANC CS|ETRS|E*Trade Securities LLC|9465
HONE|HARBORONE BANC CS|FBCO|Credit Suisse Securities (USA) LLC|44880
HONE|HARBORONE BANC CS|FOMA|TD AMERITRADE CLEARING, INC.|73057
HONE|HARBORONE BANC CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1351
HONE|HARBORONE BANC CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8888
HONE|HARBORONE BANC CS|FTBR|Foliofn Investments, Inc.|6
HONE|HARBORONE BANC CS|GEBB|GLOBAL EXECUTION BROKERS, LP|4506
HONE|HARBORONE BANC CS|GLPX|ACS EXECUTION SERVICES, LLC|8849
HONE|HARBORONE BANC CS|GSCO|GOLDMAN SACHS & CO. LLC|117265
HONE|HARBORONE BANC CS|GSLT|GOLDMAN SACHS & CO. LLC|113
HONE|HARBORONE BANC CS|GTSZ|GTS SECURITIES LLC|13216
HONE|HARBORONE BANC CS|HRBF|American Enterprise Investment Services Inc.|100
HONE|HARBORONE BANC CS|IATS|INTERACTIVE BROKERS LLC|3207
HONE|HARBORONE BANC CS|IBKR|Interactive Brokers Llc|74602
HONE|HARBORONE BANC CS|ICBX|INSTINET, LLC|23814
HONE|HARBORONE BANC CS|IEQY|CITADEL SECURITIES LLC|6303
HONE|HARBORONE BANC CS|INCA|INSTINET, LLC|81109
HONE|HARBORONE BANC CS|INJX|INSTINET, LLC|8097
HONE|HARBORONE BANC CS|ITGI|ITG Inc.|9431
HONE|HARBORONE BANC CS|ITGP|ITG INC.|42200
HONE|HARBORONE BANC CS|JEFF|JEFFERIES LLC|16756
HONE|HARBORONE BANC CS|JPBX|J.P. MORGAN SECURITIES LLC|196
HONE|HARBORONE BANC CS|JPMX|J.P. Morgan Securities LLC|24262
HONE|HARBORONE BANC CS|JSJX|JANE STREET CAPITAL LLC|9
HONE|HARBORONE BANC CS|KBWI|Keefe, Bruyette & Woods, Inc.|42
HONE|HARBORONE BANC CS|KCGM|VIRTU Americas LLC|4274
HONE|HARBORONE BANC CS|LEHM|Barclays Capital Inc./Le|68661
HONE|HARBORONE BANC CS|LIME|Lime Brokerage LLC|62122
HONE|HARBORONE BANC CS|LMGP|LIME BROKERAGE LLC|11810
HONE|HARBORONE BANC CS|LQNA|LIQUIDNET, INC.|7200
HONE|HARBORONE BANC CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|355
HONE|HARBORONE BANC CS|MAXM|Maxim Group LLC|1484
HONE|HARBORONE BANC CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
HONE|HARBORONE BANC CS|MOTF|MOTIF INVESTING, INC.|1
HONE|HARBORONE BANC CS|MSCO|MORGAN STANLEY & CO. LLC|153510
HONE|HARBORONE BANC CS|MSPL|MORGAN STANLEY & CO. LLC|11800
HONE|HARBORONE BANC CS|NFSC|National Financial Services LLC|18385
HONE|HARBORONE BANC CS|NITE|VIRTU Americas LLC|58735
HONE|HARBORONE BANC CS|NITP|VIRTU Americas LLC|3770
HONE|HARBORONE BANC CS|NQRB|Brut, LLC|207
HONE|HARBORONE BANC CS|OPCO|Oppenheimer & Co. Inc.|89
HONE|HARBORONE BANC CS|PDQM|CODA MARKETS, INC.|18489
HONE|HARBORONE BANC CS|RAJA|Raymond James & Associates, Inc.|4184
HONE|HARBORONE BANC CS|RBCM|RBC CAPITAL MARKETS, LLC|1505
HONE|HARBORONE BANC CS|SAGL|SAGETRADER, LLC|2522
HONE|HARBORONE BANC CS|SBSH|Citigroup Global Markets Inc.|20148
HONE|HARBORONE BANC CS|SGMT|GOLDMAN SACHS & CO. LLC|11518
HONE|HARBORONE BANC CS|SPDR|SPEEDROUTE LLC|5186
HONE|HARBORONE BANC CS|SPTD|MINT GLOBAL MARKETS, INC.|36471
HONE|HARBORONE BANC CS|SWIM|TD Ameritrade, Inc.|55434
HONE|HARBORONE BANC CS|TMBR|Timber Hill LLC|300
HONE|HARBORONE BANC CS|TRBT|Tradebot Systems, Inc.|11987
HONE|HARBORONE BANC CS|TRCM|TRC MARKETS LLC|30805
HONE|HARBORONE BANC CS|UBSA|UBS SECURITIES LLC|55029
HONE|HARBORONE BANC CS|UBSS|UBS Securities LLC|148037
HONE|HARBORONE BANC CS|VALX|VIRTU AMERICAS LLC|1434
HONE|HARBORONE BANC CS|VGRD|Vanguard Marketing Corporation|750
HONE|HARBORONE BANC CS|WCHV|WELLS FARGO SECURITIES, LLC|4125
HONE|HARBORONE BANC CS|WHOT|JUST2TRADE, INC.|100
HONE|HARBORONE BANC CS|WSEA|WOLVERINE SECURITIES, LLC|109
HONE|HARBORONE BANC CS|XIST|INSTINET, LLC|400
HONE|HARBORONE BANC CS|XPQR|Jump Trading|600
HONE|HARBORONE BANC CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
HONE|HARBORONE BANC CS|YKNA|COMHAR CAPITAL MARKETS, LLC|2657
HONE|HARBORONE BANC CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
HONR|INSIGHTSHARES PATRIO|ETRS|E*Trade Securities LLC|17
HONR|INSIGHTSHARES PATRIO|JSJX|JANE STREET CAPITAL LLC|60
HONR|INSIGHTSHARES PATRIO|NFSC|National Financial Services LLC|200
HONR|INSIGHTSHARES PATRIO|NITE|VIRTU Americas LLC|60
HONR|INSIGHTSHARES PATRIO|PWJC|UBS Financial Services, Inc.|1029
HONR|INSIGHTSHARES PATRIO|SWIM|TD Ameritrade, Inc.|60
HONR|INSIGHTSHARES PATRIO|UBSA|UBS SECURITIES LLC|210
HONR|INSIGHTSHARES PATRIO|UBSS|UBS Securities LLC|1029
HOPE|HOPE BANCORP COM|ALTX|Alternet Securities Inc.|4400
HOPE|HOPE BANCORP COM|ANOS|ABEL/NOSER, L.L.C.|1644
HOPE|HOPE BANCORP COM|APCC|Apex Clearing Corporation|1102
HOPE|HOPE BANCORP COM|BATM|CBOE TRADING, INC.|1635
HOPE|HOPE BANCORP COM|BBNT|BB&T SECURITIES, LLC|120
HOPE|HOPE BANCORP COM|BERN|Sanford C. Bernstein & Co., LLC|32755
HOPE|HOPE BANCORP COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3897
HOPE|HOPE BANCORP COM|BMOC|BMO Capital Markets Corp.|20729
HOPE|HOPE BANCORP COM|BNPX|BNP PARIBAS SECURITIES CORP.|43320
HOPE|HOPE BANCORP COM|BRVL|BLAYLOCK VAN, LLC|1400
HOPE|HOPE BANCORP COM|BTIG|BTIG, LLC|1463
HOPE|HOPE BANCORP COM|BYXM|CBOE TRADING, INC.|1346
HOPE|HOPE BANCORP COM|BZYD|GOLDMAN SACHS & CO. LLC|4504
HOPE|HOPE BANCORP COM|CANT|Cantor Fitzgerald & Co.|198
HOPE|HOPE BANCORP COM|CHAS|Charles Schwab & Co., Inc.|1111
HOPE|HOPE BANCORP COM|CIOI|CITIGROUP GLOBAL MARKETS INC|27624
HOPE|HOPE BANCORP COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91766
HOPE|HOPE BANCORP COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|638
HOPE|HOPE BANCORP COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200178
HOPE|HOPE BANCORP COM|CTDL|Citadel Derivatives Group Llc|38597
HOPE|HOPE BANCORP COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|49088
HOPE|HOPE BANCORP COM|DADA|D.A. Davidson & Co.|54884
HOPE|HOPE BANCORP COM|DBAB|Deutsche Bank Securities Inc.|381641
HOPE|HOPE BANCORP COM|DBAX|Deutsche Bank Securities Inc.|146800
HOPE|HOPE BANCORP COM|DBUL|Deutsche Bank Securities Inc.|200
HOPE|HOPE BANCORP COM|DEAN|MORGAN STANLEY|1171
HOPE|HOPE BANCORP COM|DEGS|RONIN PROFESSIONAL LLC|431
HOPE|HOPE BANCORP COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|678
HOPE|HOPE BANCORP COM|EBXL|EBX LLC|99000
HOPE|HOPE BANCORP COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4813
HOPE|HOPE BANCORP COM|EDJO|Edward D. Jones & Co., L.P.|159
HOPE|HOPE BANCORP COM|EGAM|CBOE TRADING, INC.|4771
HOPE|HOPE BANCORP COM|EGMT|EG MARKET TECHNOLOGIES LLC|200
HOPE|HOPE BANCORP COM|EGXM|CBOE TRADING, INC.|4463
HOPE|HOPE BANCORP COM|EGXW|CBOE TRADING, INC.|1200
HOPE|HOPE BANCORP COM|ETBE|Electronic Transaction Clearing, Inc.|45701
HOPE|HOPE BANCORP COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7220
HOPE|HOPE BANCORP COM|ETRS|E*Trade Securities LLC|6078
HOPE|HOPE BANCORP COM|FBCO|Credit Suisse Securities (USA) LLC|893650
HOPE|HOPE BANCORP COM|FBSB|U.S. Bancorp Investments, Inc.|277
HOPE|HOPE BANCORP COM|FOMA|TD AMERITRADE CLEARING, INC.|128484
HOPE|HOPE BANCORP COM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20269
HOPE|HOPE BANCORP COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193541
HOPE|HOPE BANCORP COM|FTBR|Foliofn Investments, Inc.|1202
HOPE|HOPE BANCORP COM|GEBB|GLOBAL EXECUTION BROKERS, LP|47965
HOPE|HOPE BANCORP COM|GLPX|ACS EXECUTION SERVICES, LLC|2574
HOPE|HOPE BANCORP COM|GSCO|GOLDMAN SACHS & CO. LLC|2031933
HOPE|HOPE BANCORP COM|GSCS|GOLDMAN SACHS & CO. LLC|15543
HOPE|HOPE BANCORP COM|GSLT|GOLDMAN SACHS & CO. LLC|2600
HOPE|HOPE BANCORP COM|GTSZ|GTS SECURITIES LLC|21965
HOPE|HOPE BANCORP COM|HAPX|HAP Trading, LLC|155
HOPE|HOPE BANCORP COM|HRBF|American Enterprise Investment Services Inc.|1005
HOPE|HOPE BANCORP COM|HSBC|HSBC Securities, Inc.|100
HOPE|HOPE BANCORP COM|IATS|INTERACTIVE BROKERS LLC|5250
HOPE|HOPE BANCORP COM|IBKR|Interactive Brokers Llc|40940
HOPE|HOPE BANCORP COM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|39
HOPE|HOPE BANCORP COM|ICBX|INSTINET, LLC|133100
HOPE|HOPE BANCORP COM|IEQY|CITADEL SECURITIES LLC|295832
HOPE|HOPE BANCORP COM|INCA|INSTINET, LLC|948783
HOPE|HOPE BANCORP COM|INJX|INSTINET, LLC|59879
HOPE|HOPE BANCORP COM|ITGI|ITG Inc.|70305
HOPE|HOPE BANCORP COM|ITGP|ITG INC.|98000
HOPE|HOPE BANCORP COM|JEFF|JEFFERIES LLC|196242
HOPE|HOPE BANCORP COM|JMPT|JUMP TRADING, LLC|101260
HOPE|HOPE BANCORP COM|JPBX|J.P. MORGAN SECURITIES LLC|58454
HOPE|HOPE BANCORP COM|JPMX|J.P. Morgan Securities LLC|185523
HOPE|HOPE BANCORP COM|JSJX|JANE STREET CAPITAL LLC|7650
HOPE|HOPE BANCORP COM|KCGM|VIRTU Americas LLC|48781
HOPE|HOPE BANCORP COM|LEHM|Barclays Capital Inc./Le|717910
HOPE|HOPE BANCORP COM|LIME|Lime Brokerage LLC|221665
HOPE|HOPE BANCORP COM|LMGP|LIME BROKERAGE LLC|39827
HOPE|HOPE BANCORP COM|LOOP|Loop Capital Markets LLC|400
HOPE|HOPE BANCORP COM|LQNA|LIQUIDNET, INC.|168900
HOPE|HOPE BANCORP COM|LSCI|Lek Securities Corporation|100
HOPE|HOPE BANCORP COM|MACQ|Macquarie Capital (USA) Inc.|9561
HOPE|HOPE BANCORP COM|MAXM|Maxim Group LLC|15552
HOPE|HOPE BANCORP COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|111335
HOPE|HOPE BANCORP COM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
HOPE|HOPE BANCORP COM|MSCO|MORGAN STANLEY & CO. LLC|1965411
HOPE|HOPE BANCORP COM|MSPL|MORGAN STANLEY & CO. LLC|207300
HOPE|HOPE BANCORP COM|MSTX|MORGAN STANLEY & CO. LLC|136800
HOPE|HOPE BANCORP COM|NFSC|National Financial Services LLC|90831
HOPE|HOPE BANCORP COM|NITE|VIRTU Americas LLC|232619
HOPE|HOPE BANCORP COM|NITP|VIRTU Americas LLC|3300
HOPE|HOPE BANCORP COM|NQRB|Brut, LLC|17090
HOPE|HOPE BANCORP COM|OPCO|Oppenheimer & Co. Inc.|1903
HOPE|HOPE BANCORP COM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7584
HOPE|HOPE BANCORP COM|PDQM|CODA MARKETS, INC.|6883
HOPE|HOPE BANCORP COM|PIPR|Piper Jaffray & Co.|16037
HOPE|HOPE BANCORP COM|RAJA|Raymond James & Associates, Inc.|7567
HOPE|HOPE BANCORP COM|RBCM|RBC CAPITAL MARKETS, LLC|412
HOPE|HOPE BANCORP COM|SAGL|SAGETRADER, LLC|300
HOPE|HOPE BANCORP COM|SAGW|SAGETRADER, LLC|2944
HOPE|HOPE BANCORP COM|SBSH|Citigroup Global Markets Inc.|340950
HOPE|HOPE BANCORP COM|SGMT|GOLDMAN SACHS & CO. LLC|69539
HOPE|HOPE BANCORP COM|SPDR|SPEEDROUTE LLC|3300
HOPE|HOPE BANCORP COM|SSBS|STATE STREET GLOBAL MARKETS, LLC|124208
HOPE|HOPE BANCORP COM|STFL|Stifel, Nicolaus & Company, Incorporated|587
HOPE|HOPE BANCORP COM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|44
HOPE|HOPE BANCORP COM|SWIM|TD Ameritrade, Inc.|2000
HOPE|HOPE BANCORP COM|SWST|Hilltop Securities Inc.|210
HOPE|HOPE BANCORP COM|TKNG|ALLY INVEST SECURITIES LLC|200
HOPE|HOPE BANCORP COM|TMBR|Timber Hill LLC|300
HOPE|HOPE BANCORP COM|TRBT|Tradebot Systems, Inc.|216465
HOPE|HOPE BANCORP COM|TRCM|TRC MARKETS LLC|220204
HOPE|HOPE BANCORP COM|UBSA|UBS SECURITIES LLC|406045
HOPE|HOPE BANCORP COM|UBSS|UBS Securities LLC|945683
HOPE|HOPE BANCORP COM|VALX|VIRTU AMERICAS LLC|18351
HOPE|HOPE BANCORP COM|WABR|Wall Street Access|544
HOPE|HOPE BANCORP COM|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
HOPE|HOPE BANCORP COM|WCHV|WELLS FARGO SECURITIES, LLC|47078
HOPE|HOPE BANCORP COM|WDNX|WEEDEN & CO.L.P.|8734
HOPE|HOPE BANCORP COM|WEDB|WEDBUSH SECURITIES INC.|3770
HOPE|HOPE BANCORP COM|WEED|Weeden & Co.L.P.|372
HOPE|HOPE BANCORP COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|500
HOPE|HOPE BANCORP COM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|518
HOPE|HOPE BANCORP COM|WSEA|WOLVERINE SECURITIES, LLC|196
HOPE|HOPE BANCORP COM|XIST|INSTINET, LLC|64506
HOPE|HOPE BANCORP COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|21584
HOPE|HOPE BANCORP COM|YKNA|COMHAR CAPITAL MARKETS, LLC|150
HOPE|HOPE BANCORP COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2345
HOS|HORNBECK OFFSHR SRVS|ALTX|Alternet Securities Inc.|2100
HOS|HORNBECK OFFSHR SRVS|APCC|Apex Clearing Corporation|670
HOS|HORNBECK OFFSHR SRVS|BARD|Robert W. Baird & Co. Incorporated|4816
HOS|HORNBECK OFFSHR SRVS|BATM|CBOE TRADING, INC.|1835
HOS|HORNBECK OFFSHR SRVS|BAYC|BAY CREST PARTNERS, LLC|1298
HOS|HORNBECK OFFSHR SRVS|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3360
HOS|HORNBECK OFFSHR SRVS|BERN|Sanford C. Bernstein & Co., LLC|500
HOS|HORNBECK OFFSHR SRVS|BYXM|CBOE TRADING, INC.|100
HOS|HORNBECK OFFSHR SRVS|BZYD|GOLDMAN SACHS & CO. LLC|1000
HOS|HORNBECK OFFSHR SRVS|CANT|Cantor Fitzgerald & Co.|4500
HOS|HORNBECK OFFSHR SRVS|CHAS|Charles Schwab & Co., Inc.|7000
HOS|HORNBECK OFFSHR SRVS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6450
HOS|HORNBECK OFFSHR SRVS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1594
HOS|HORNBECK OFFSHR SRVS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66181
HOS|HORNBECK OFFSHR SRVS|CXCX|CITIGROUP GLOBAL MARKETS INC.|28580
HOS|HORNBECK OFFSHR SRVS|DBAB|Deutsche Bank Securities Inc.|17495
HOS|HORNBECK OFFSHR SRVS|DBAX|Deutsche Bank Securities Inc.|52800
HOS|HORNBECK OFFSHR SRVS|DCHF|Dart Executions, LLC|400
HOS|HORNBECK OFFSHR SRVS|DEAN|MORGAN STANLEY|4890
HOS|HORNBECK OFFSHR SRVS|DEGS|RONIN PROFESSIONAL LLC|11786
HOS|HORNBECK OFFSHR SRVS|EBXL|EBX LLC|21600
HOS|HORNBECK OFFSHR SRVS|ECUT|CONVERGEX EXECUTION SOLUTIONS|60990
HOS|HORNBECK OFFSHR SRVS|EDJO|Edward D. Jones & Co., L.P.|9469
HOS|HORNBECK OFFSHR SRVS|EGAM|CBOE TRADING, INC.|2632
HOS|HORNBECK OFFSHR SRVS|EGMT|EG MARKET TECHNOLOGIES LLC|100
HOS|HORNBECK OFFSHR SRVS|EGXM|CBOE TRADING, INC.|2322
HOS|HORNBECK OFFSHR SRVS|ETBE|Electronic Transaction Clearing, Inc.|1748
HOS|HORNBECK OFFSHR SRVS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
HOS|HORNBECK OFFSHR SRVS|ETRS|E*Trade Securities LLC|177650
HOS|HORNBECK OFFSHR SRVS|FILL|Tradestation Securities, Inc.|6839
HOS|HORNBECK OFFSHR SRVS|FQLS|Quantlab Securities LP|2133
HOS|HORNBECK OFFSHR SRVS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19807
HOS|HORNBECK OFFSHR SRVS|FTBR|Foliofn Investments, Inc.|713
HOS|HORNBECK OFFSHR SRVS|GEBB|GLOBAL EXECUTION BROKERS, LP|600
HOS|HORNBECK OFFSHR SRVS|GLPX|ACS EXECUTION SERVICES, LLC|15199
HOS|HORNBECK OFFSHR SRVS|GSCO|GOLDMAN SACHS & CO. LLC|72132
HOS|HORNBECK OFFSHR SRVS|GSCS|GOLDMAN SACHS & CO. LLC|14071
HOS|HORNBECK OFFSHR SRVS|GSLT|GOLDMAN SACHS & CO. LLC|1500
HOS|HORNBECK OFFSHR SRVS|GTSZ|GTS SECURITIES LLC|3106
HOS|HORNBECK OFFSHR SRVS|HRBF|American Enterprise Investment Services Inc.|975
HOS|HORNBECK OFFSHR SRVS|HSBC|HSBC Securities, Inc.|100
HOS|HORNBECK OFFSHR SRVS|IATS|INTERACTIVE BROKERS LLC|4852
HOS|HORNBECK OFFSHR SRVS|IBKR|Interactive Brokers Llc|17420
HOS|HORNBECK OFFSHR SRVS|ICBX|INSTINET, LLC|16096
HOS|HORNBECK OFFSHR SRVS|INCA|INSTINET, LLC|30911
HOS|HORNBECK OFFSHR SRVS|INJX|INSTINET, LLC|634
HOS|HORNBECK OFFSHR SRVS|ITGI|ITG Inc.|14644
HOS|HORNBECK OFFSHR SRVS|ITGP|ITG INC.|69000
HOS|HORNBECK OFFSHR SRVS|JEFF|JEFFERIES LLC|1357
HOS|HORNBECK OFFSHR SRVS|JMPT|JUMP TRADING, LLC|2294
HOS|HORNBECK OFFSHR SRVS|JPBX|J.P. MORGAN SECURITIES LLC|400
HOS|HORNBECK OFFSHR SRVS|JPMX|J.P. Morgan Securities LLC|42283
HOS|HORNBECK OFFSHR SRVS|JSJX|JANE STREET CAPITAL LLC|1650
HOS|HORNBECK OFFSHR SRVS|KCGM|VIRTU Americas LLC|6970
HOS|HORNBECK OFFSHR SRVS|LEHM|Barclays Capital Inc./Le|50744
HOS|HORNBECK OFFSHR SRVS|LIME|Lime Brokerage LLC|7507
HOS|HORNBECK OFFSHR SRVS|MACQ|Macquarie Capital (USA) Inc.|200
HOS|HORNBECK OFFSHR SRVS|MCMF|Raymond James Ltd. Cds|200
HOS|HORNBECK OFFSHR SRVS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48118
HOS|HORNBECK OFFSHR SRVS|MSCO|MORGAN STANLEY & CO. LLC|82003
HOS|HORNBECK OFFSHR SRVS|MSPL|MORGAN STANLEY & CO. LLC|51500
HOS|HORNBECK OFFSHR SRVS|MSTX|MORGAN STANLEY & CO. LLC|3800
HOS|HORNBECK OFFSHR SRVS|NFSC|National Financial Services LLC|225888
HOS|HORNBECK OFFSHR SRVS|NITE|VIRTU Americas LLC|526495
HOS|HORNBECK OFFSHR SRVS|NQRB|Brut, LLC|1400
HOS|HORNBECK OFFSHR SRVS|NTBF|BMO Nesbitt Burns Inc./CDS|1000
HOS|HORNBECK OFFSHR SRVS|OHOS|TWO SIGMA SECURITIES, LLC|100
HOS|HORNBECK OFFSHR SRVS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
HOS|HORNBECK OFFSHR SRVS|PDQM|CODA MARKETS, INC.|2123
HOS|HORNBECK OFFSHR SRVS|PWJC|UBS Financial Services, Inc.|2000
HOS|HORNBECK OFFSHR SRVS|RBCM|RBC CAPITAL MARKETS, LLC|2750
HOS|HORNBECK OFFSHR SRVS|SAGL|SAGETRADER, LLC|590
HOS|HORNBECK OFFSHR SRVS|SBSH|Citigroup Global Markets Inc.|8487
HOS|HORNBECK OFFSHR SRVS|SGMT|GOLDMAN SACHS & CO. LLC|38352
HOS|HORNBECK OFFSHR SRVS|SPDR|SPEEDROUTE LLC|800
HOS|HORNBECK OFFSHR SRVS|STFL|Stifel, Nicolaus & Company, Incorporated|54468
HOS|HORNBECK OFFSHR SRVS|SWIM|TD Ameritrade, Inc.|110466
HOS|HORNBECK OFFSHR SRVS|SWST|Hilltop Securities Inc.|900
HOS|HORNBECK OFFSHR SRVS|TKNG|ALLY INVEST SECURITIES LLC|7293
HOS|HORNBECK OFFSHR SRVS|TRBT|Tradebot Systems, Inc.|7089
HOS|HORNBECK OFFSHR SRVS|TRCM|TRC MARKETS LLC|6084
HOS|HORNBECK OFFSHR SRVS|UBSA|UBS SECURITIES LLC|103947
HOS|HORNBECK OFFSHR SRVS|UBSS|UBS Securities LLC|93724
HOS|HORNBECK OFFSHR SRVS|VALX|VIRTU AMERICAS LLC|850
HOS|HORNBECK OFFSHR SRVS|VGRD|Vanguard Marketing Corporation|17475
HOS|HORNBECK OFFSHR SRVS|VNDM|Wall Street Access|4376
HOS|HORNBECK OFFSHR SRVS|WCHV|WELLS FARGO SECURITIES, LLC|34156
HOS|HORNBECK OFFSHR SRVS|WEED|Weeden & Co.L.P.|5300
HOS|HORNBECK OFFSHR SRVS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8528
HOS|HORNBECK OFFSHR SRVS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13282
HOS|HORNBECK OFFSHR SRVS|WSEA|WOLVERINE SECURITIES, LLC|5207
HOS|HORNBECK OFFSHR SRVS|XIST|INSTINET, LLC|2200
HOS|HORNBECK OFFSHR SRVS|XPQR|Jump Trading|100
HOS|HORNBECK OFFSHR SRVS|XSTM|NATIONAL FINANCIAL SERVICES LLC|6234
HOS|HORNBECK OFFSHR SRVS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
HOS|HORNBECK OFFSHR SRVS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16960
HOV|HOVNANIAN ENT INC|ADAM|CANACCORD GENUITY INC.|70000
HOV|HOVNANIAN ENT INC|AGIS|Aegis Capital Corp.|20600
HOV|HOVNANIAN ENT INC|ALTX|Alternet Securities Inc.|2850
HOV|HOVNANIAN ENT INC|APCC|Apex Clearing Corporation|21804
HOV|HOVNANIAN ENT INC|BARD|Robert W. Baird & Co. Incorporated|700
HOV|HOVNANIAN ENT INC|BATM|CBOE TRADING, INC.|6602
HOV|HOVNANIAN ENT INC|BCSA|BCS Americas, Inc.|21700
HOV|HOVNANIAN ENT INC|BERN|Sanford C. Bernstein & Co., LLC|11100
HOV|HOVNANIAN ENT INC|BIDS|BIDS TRADING L.P.|1100
HOV|HOVNANIAN ENT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43595
HOV|HOVNANIAN ENT INC|BLKX|INSTINET, LLC|157870
HOV|HOVNANIAN ENT INC|BNPX|BNP PARIBAS SECURITIES CORP.|16664
HOV|HOVNANIAN ENT INC|BYXM|CBOE TRADING, INC.|131
HOV|HOVNANIAN ENT INC|CANT|Cantor Fitzgerald & Co.|216
HOV|HOVNANIAN ENT INC|CHAS|Charles Schwab & Co., Inc.|8290
HOV|HOVNANIAN ENT INC|CICF|Canaccord Genuity Corp.|6200
HOV|HOVNANIAN ENT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|214524
HOV|HOVNANIAN ENT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20
HOV|HOVNANIAN ENT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11400
HOV|HOVNANIAN ENT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|384150
HOV|HOVNANIAN ENT INC|CTDL|Citadel Derivatives Group Llc|3520
HOV|HOVNANIAN ENT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|151310
HOV|HOVNANIAN ENT INC|DBAB|Deutsche Bank Securities Inc.|124612
HOV|HOVNANIAN ENT INC|DBAX|Deutsche Bank Securities Inc.|368100
HOV|HOVNANIAN ENT INC|DEAN|MORGAN STANLEY|12463
HOV|HOVNANIAN ENT INC|DEGS|RONIN PROFESSIONAL LLC|7901
HOV|HOVNANIAN ENT INC|EBXL|EBX LLC|261900
HOV|HOVNANIAN ENT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|33341
HOV|HOVNANIAN ENT INC|EDJO|Edward D. Jones & Co., L.P.|53582
HOV|HOVNANIAN ENT INC|EGAM|CBOE TRADING, INC.|5982
HOV|HOVNANIAN ENT INC|EGAW|CBOE TRADING, INC.|200
HOV|HOVNANIAN ENT INC|EGXM|CBOE TRADING, INC.|650
HOV|HOVNANIAN ENT INC|ETBE|Electronic Transaction Clearing, Inc.|3800
HOV|HOVNANIAN ENT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
HOV|HOVNANIAN ENT INC|ETRS|E*Trade Securities LLC|809520
HOV|HOVNANIAN ENT INC|FILL|Tradestation Securities, Inc.|51442
HOV|HOVNANIAN ENT INC|FMAF|NBCN Inc./ CDS|1750
HOV|HOVNANIAN ENT INC|FQLS|Quantlab Securities LP|51149
HOV|HOVNANIAN ENT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92459
HOV|HOVNANIAN ENT INC|FTBR|Foliofn Investments, Inc.|1406
HOV|HOVNANIAN ENT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4900
HOV|HOVNANIAN ENT INC|GLPX|ACS EXECUTION SERVICES, LLC|2779
HOV|HOVNANIAN ENT INC|GSCO|GOLDMAN SACHS & CO. LLC|466476
HOV|HOVNANIAN ENT INC|GSCS|GOLDMAN SACHS & CO. LLC|14900
HOV|HOVNANIAN ENT INC|GSLT|GOLDMAN SACHS & CO. LLC|12433
HOV|HOVNANIAN ENT INC|GTSY|GTS SECURITIES LLC|800
HOV|HOVNANIAN ENT INC|GTSZ|GTS SECURITIES LLC|47130
HOV|HOVNANIAN ENT INC|HASF|Haywood Securities Inc./CDS|118069
HOV|HOVNANIAN ENT INC|HRBF|American Enterprise Investment Services Inc.|15570
HOV|HOVNANIAN ENT INC|IATS|INTERACTIVE BROKERS LLC|105285
HOV|HOVNANIAN ENT INC|IBKR|Interactive Brokers Llc|101668
HOV|HOVNANIAN ENT INC|ICBX|INSTINET, LLC|145588
HOV|HOVNANIAN ENT INC|IEQY|CITADEL SECURITIES LLC|19652
HOV|HOVNANIAN ENT INC|INCA|INSTINET, LLC|124375
HOV|HOVNANIAN ENT INC|INJX|INSTINET, LLC|7358
HOV|HOVNANIAN ENT INC|ITGI|ITG Inc.|29962
HOV|HOVNANIAN ENT INC|ITGP|ITG INC.|124200
HOV|HOVNANIAN ENT INC|JANY|Janney Montgomery Scott Inc.|500
HOV|HOVNANIAN ENT INC|JEFF|JEFFERIES LLC|238701
HOV|HOVNANIAN ENT INC|JMPT|JUMP TRADING, LLC|29878
HOV|HOVNANIAN ENT INC|JONE|JonesTrading|3000
HOV|HOVNANIAN ENT INC|JPBX|J.P. MORGAN SECURITIES LLC|32696
HOV|HOVNANIAN ENT INC|JPMX|J.P. Morgan Securities LLC|888362
HOV|HOVNANIAN ENT INC|JSJX|JANE STREET CAPITAL LLC|11502
HOV|HOVNANIAN ENT INC|KCGM|VIRTU Americas LLC|92481
HOV|HOVNANIAN ENT INC|LEHM|Barclays Capital Inc./Le|1016476
HOV|HOVNANIAN ENT INC|LIME|Lime Brokerage LLC|5478
HOV|HOVNANIAN ENT INC|MAGM|TOR BROKERAGE LLC|1000
HOV|HOVNANIAN ENT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|663241
HOV|HOVNANIAN ENT INC|MSCO|MORGAN STANLEY & CO. LLC|564225
HOV|HOVNANIAN ENT INC|MSPL|MORGAN STANLEY & CO. LLC|480100
HOV|HOVNANIAN ENT INC|MSTX|MORGAN STANLEY & CO. LLC|67500
HOV|HOVNANIAN ENT INC|NFSC|National Financial Services LLC|1089439
HOV|HOVNANIAN ENT INC|NITE|VIRTU Americas LLC|1947663
HOV|HOVNANIAN ENT INC|NITP|VIRTU Americas LLC|40477
HOV|HOVNANIAN ENT INC|NQRB|Brut, LLC|500
HOV|HOVNANIAN ENT INC|NTBF|BMO Nesbitt Burns Inc./CDS|3800
HOV|HOVNANIAN ENT INC|NTRC|Northern Trust Securities, Inc.|5000
HOV|HOVNANIAN ENT INC|OHOS|TWO SIGMA SECURITIES, LLC|7912
HOV|HOVNANIAN ENT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
HOV|HOVNANIAN ENT INC|PDQM|CODA MARKETS, INC.|12896
HOV|HOVNANIAN ENT INC|PWJC|UBS Financial Services, Inc.|8975
HOV|HOVNANIAN ENT INC|RBCM|RBC CAPITAL MARKETS, LLC|16600
HOV|HOVNANIAN ENT INC|RGLD|Regal Securities, Inc|700
HOV|HOVNANIAN ENT INC|ROTH|Roth Capital Partners, LLC|100
HOV|HOVNANIAN ENT INC|SAGL|SAGETRADER, LLC|2598
HOV|HOVNANIAN ENT INC|SALI|INTL FCSTONE FINANCIAL INC.|420
HOV|HOVNANIAN ENT INC|SBSH|Citigroup Global Markets Inc.|63362
HOV|HOVNANIAN ENT INC|SCMC|Scotia Capital Markets (USA) Inc.|500
HOV|HOVNANIAN ENT INC|SGMT|GOLDMAN SACHS & CO. LLC|211714
HOV|HOVNANIAN ENT INC|SPDR|SPEEDROUTE LLC|1496
HOV|HOVNANIAN ENT INC|STFL|Stifel, Nicolaus & Company, Incorporated|3500
HOV|HOVNANIAN ENT INC|SWIM|TD Ameritrade, Inc.|528641
HOV|HOVNANIAN ENT INC|SWST|Hilltop Securities Inc.|1030
HOV|HOVNANIAN ENT INC|TKNG|ALLY INVEST SECURITIES LLC|17532
HOV|HOVNANIAN ENT INC|TRBT|Tradebot Systems, Inc.|47145
HOV|HOVNANIAN ENT INC|TRCM|TRC MARKETS LLC|6974
HOV|HOVNANIAN ENT INC|TWTT|TASTYWORKS, INC.|100
HOV|HOVNANIAN ENT INC|UBSA|UBS SECURITIES LLC|776963
HOV|HOVNANIAN ENT INC|UBSS|UBS Securities LLC|495275
HOV|HOVNANIAN ENT INC|VALX|VIRTU AMERICAS LLC|53130
HOV|HOVNANIAN ENT INC|VGRD|Vanguard Marketing Corporation|111628
HOV|HOVNANIAN ENT INC|WCHV|WELLS FARGO SECURITIES, LLC|172790
HOV|HOVNANIAN ENT INC|WEED|Weeden & Co.L.P.|3400
HOV|HOVNANIAN ENT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3152
HOV|HOVNANIAN ENT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18402
HOV|HOVNANIAN ENT INC|WGIF|CIBC World Markets Inc.|11424
HOV|HOVNANIAN ENT INC|WSEA|WOLVERINE SECURITIES, LLC|8825
HOV|HOVNANIAN ENT INC|XIST|INSTINET, LLC|72600
HOV|HOVNANIAN ENT INC|XPQR|Jump Trading|100
HOV|HOVNANIAN ENT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|126318
HOV|HOVNANIAN ENT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
HOV|HOVNANIAN ENT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29675
HOVNP|HOVNANIAN ENTR DEP A|APCC|Apex Clearing Corporation|4
HOVNP|HOVNANIAN ENTR DEP A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HOVNP|HOVNANIAN ENTR DEP A|DEAN|MORGAN STANLEY|500
HOVNP|HOVNANIAN ENTR DEP A|ETRS|E*Trade Securities LLC|200
HOVNP|HOVNANIAN ENTR DEP A|FOMA|TD AMERITRADE CLEARING, INC.|2503
HOVNP|HOVNANIAN ENTR DEP A|GSCO|GOLDMAN SACHS & CO. LLC|4200
HOVNP|HOVNANIAN ENTR DEP A|IATS|INTERACTIVE BROKERS LLC|10
HOVNP|HOVNANIAN ENTR DEP A|IBKR|Interactive Brokers Llc|2995
HOVNP|HOVNANIAN ENTR DEP A|IMPC|Imperial Capital, LLC|49062
HOVNP|HOVNANIAN ENTR DEP A|LIME|Lime Brokerage LLC|703
HOVNP|HOVNANIAN ENTR DEP A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
HOVNP|HOVNANIAN ENTR DEP A|MSCO|MORGAN STANLEY & CO. LLC|1003
HOVNP|HOVNANIAN ENTR DEP A|NFSC|National Financial Services LLC|8890
HOVNP|HOVNANIAN ENTR DEP A|NITE|VIRTU Americas LLC|8305
HOVNP|HOVNANIAN ENTR DEP A|NQRB|Brut, LLC|9833
HOVNP|HOVNANIAN ENTR DEP A|PDQM|CODA MARKETS, INC.|333
HOVNP|HOVNANIAN ENTR DEP A|RAJA|Raymond James & Associates, Inc.|200
HOVNP|HOVNANIAN ENTR DEP A|RBCM|RBC CAPITAL MARKETS, LLC|2800
HOVNP|HOVNANIAN ENTR DEP A|SBSH|Citigroup Global Markets Inc.|2993
HOVNP|HOVNANIAN ENTR DEP A|SGMT|GOLDMAN SACHS & CO. LLC|400
HOVNP|HOVNANIAN ENTR DEP A|STFL|Stifel, Nicolaus & Company, Incorporated|2500
HOVNP|HOVNANIAN ENTR DEP A|SWIM|TD Ameritrade, Inc.|2600
HOVNP|HOVNANIAN ENTR DEP A|UBSA|UBS SECURITIES LLC|100
HOVNP|HOVNANIAN ENTR DEP A|UBSS|UBS Securities LLC|700
HOVNP|HOVNANIAN ENTR DEP A|VGRD|Vanguard Marketing Corporation|200
HP|HELMERICH PAYNE|ABLE|NATIXIS Securities Americas LLC|64580
HP|HELMERICH PAYNE|AGIS|Aegis Capital Corp.|31
HP|HELMERICH PAYNE|ALTX|Alternet Securities Inc.|11958
HP|HELMERICH PAYNE|APCC|Apex Clearing Corporation|7037
HP|HELMERICH PAYNE|BANK|Primevest Financial Services, Inc.|287
HP|HELMERICH PAYNE|BARD|Robert W. Baird & Co. Incorporated|211
HP|HELMERICH PAYNE|BATM|CBOE TRADING, INC.|13916
HP|HELMERICH PAYNE|BAYC|BAY CREST PARTNERS, LLC|854
HP|HELMERICH PAYNE|BAYT|BTIG, LLC|2600
HP|HELMERICH PAYNE|BBNT|BB&T SECURITIES, LLC|876
HP|HELMERICH PAYNE|BERN|Sanford C. Bernstein & Co., LLC|85888
HP|HELMERICH PAYNE|BIDS|BIDS TRADING L.P.|500
HP|HELMERICH PAYNE|BIMI|Banca IMI Securities Corp.|59
HP|HELMERICH PAYNE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9348
HP|HELMERICH PAYNE|BLKX|INSTINET, LLC|72000
HP|HELMERICH PAYNE|BMOC|BMO Capital Markets Corp.|53785
HP|HELMERICH PAYNE|BNPX|BNP PARIBAS SECURITIES CORP.|40522
HP|HELMERICH PAYNE|BTIG|BTIG, LLC|12345
HP|HELMERICH PAYNE|BYXM|CBOE TRADING, INC.|2045
HP|HELMERICH PAYNE|BZYD|GOLDMAN SACHS & CO. LLC|365
HP|HELMERICH PAYNE|CABR|Cabrera Capital Markets, Inc.|25
HP|HELMERICH PAYNE|CANT|Cantor Fitzgerald & Co.|2803
HP|HELMERICH PAYNE|CBLC|CITIGROUP GLOBAL MARKETS INC.|49600
HP|HELMERICH PAYNE|CHAS|Charles Schwab & Co., Inc.|3775
HP|HELMERICH PAYNE|CIBP|CIBC World Markets Corp.|4629
HP|HELMERICH PAYNE|CIST|Capital Institutional Services, Inc.|1576
HP|HELMERICH PAYNE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73775
HP|HELMERICH PAYNE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4082
HP|HELMERICH PAYNE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1671
HP|HELMERICH PAYNE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|483147
HP|HELMERICH PAYNE|CTDL|Citadel Derivatives Group Llc|13154
HP|HELMERICH PAYNE|CTLR|CUTLER GROUP, LP|3983
HP|HELMERICH PAYNE|CXCX|CITIGROUP GLOBAL MARKETS INC.|79850
HP|HELMERICH PAYNE|DADA|D.A. Davidson & Co.|1058
HP|HELMERICH PAYNE|DAVA|Davenport & Company LLC|3
HP|HELMERICH PAYNE|DBAB|Deutsche Bank Securities Inc.|475280
HP|HELMERICH PAYNE|DBAX|Deutsche Bank Securities Inc.|241300
HP|HELMERICH PAYNE|DBUL|Deutsche Bank Securities Inc.|39273
HP|HELMERICH PAYNE|DCHF|Dart Executions, LLC|649
HP|HELMERICH PAYNE|DEAN|MORGAN STANLEY|1090
HP|HELMERICH PAYNE|DEGS|RONIN PROFESSIONAL LLC|300
HP|HELMERICH PAYNE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|650
HP|HELMERICH PAYNE|EBXL|EBX LLC|245000
HP|HELMERICH PAYNE|ECUT|CONVERGEX EXECUTION SOLUTIONS|8415
HP|HELMERICH PAYNE|EDJO|Edward D. Jones & Co., L.P.|3245
HP|HELMERICH PAYNE|EGAM|CBOE TRADING, INC.|19433
HP|HELMERICH PAYNE|EGAW|CBOE TRADING, INC.|93
HP|HELMERICH PAYNE|EGMT|EG MARKET TECHNOLOGIES LLC|2300
HP|HELMERICH PAYNE|EGXM|CBOE TRADING, INC.|1287
HP|HELMERICH PAYNE|ESPO|ESPOSITO SECURITIES, LLC|762
HP|HELMERICH PAYNE|ETBE|Electronic Transaction Clearing, Inc.|36865
HP|HELMERICH PAYNE|ETCC|Electronic Transaction Clearing, Inc.|734
HP|HELMERICH PAYNE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38069
HP|HELMERICH PAYNE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
HP|HELMERICH PAYNE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1309
HP|HELMERICH PAYNE|ETRS|E*Trade Securities LLC|62081
HP|HELMERICH PAYNE|FBRC|B. RILEY FBR, INC.|23399
HP|HELMERICH PAYNE|FBSB|U.S. Bancorp Investments, Inc.|370
HP|HELMERICH PAYNE|FILL|Tradestation Securities, Inc.|19923
HP|HELMERICH PAYNE|FINX|FINTECH SECURITIES|100
HP|HELMERICH PAYNE|FMAF|NBCN Inc./ CDS|600
HP|HELMERICH PAYNE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24311
HP|HELMERICH PAYNE|FQLS|Quantlab Securities LP|563429
HP|HELMERICH PAYNE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|254516
HP|HELMERICH PAYNE|FTBR|Foliofn Investments, Inc.|9992
HP|HELMERICH PAYNE|GEBB|GLOBAL EXECUTION BROKERS, LP|700
HP|HELMERICH PAYNE|GLIS|TD Securities Inc|13848
HP|HELMERICH PAYNE|GLPX|ACS EXECUTION SERVICES, LLC|35673
HP|HELMERICH PAYNE|GSCO|GOLDMAN SACHS & CO. LLC|1014151
HP|HELMERICH PAYNE|GSCS|GOLDMAN SACHS & CO. LLC|27048
HP|HELMERICH PAYNE|GSLT|GOLDMAN SACHS & CO. LLC|25544
HP|HELMERICH PAYNE|GTSZ|GTS SECURITIES LLC|224810
HP|HELMERICH PAYNE|HAPX|HAP Trading, LLC|100
HP|HELMERICH PAYNE|HRBF|American Enterprise Investment Services Inc.|4382
HP|HELMERICH PAYNE|HSBC|HSBC Securities, Inc.|10446
HP|HELMERICH PAYNE|IATS|INTERACTIVE BROKERS LLC|17600
HP|HELMERICH PAYNE|IBKR|Interactive Brokers Llc|21027
HP|HELMERICH PAYNE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|779
HP|HELMERICH PAYNE|ICBX|INSTINET, LLC|31600
HP|HELMERICH PAYNE|IEQY|CITADEL SECURITIES LLC|207113
HP|HELMERICH PAYNE|IMPC|Imperial Capital, LLC|10700
HP|HELMERICH PAYNE|INCA|INSTINET, LLC|499991
HP|HELMERICH PAYNE|INJX|INSTINET, LLC|104370
HP|HELMERICH PAYNE|ITGI|ITG Inc.|89932
HP|HELMERICH PAYNE|ITGP|ITG INC.|148200
HP|HELMERICH PAYNE|JANY|Janney Montgomery Scott Inc.|2475
HP|HELMERICH PAYNE|JEFF|JEFFERIES LLC|242866
HP|HELMERICH PAYNE|JMPT|JUMP TRADING, LLC|112634
HP|HELMERICH PAYNE|JPBX|J.P. MORGAN SECURITIES LLC|74916
HP|HELMERICH PAYNE|JPMX|J.P. Morgan Securities LLC|565264
HP|HELMERICH PAYNE|JRCO|Johnson Rice & Company L.L.C.|4300
HP|HELMERICH PAYNE|JSJX|JANE STREET CAPITAL LLC|6161
HP|HELMERICH PAYNE|KCGM|VIRTU Americas LLC|34736
HP|HELMERICH PAYNE|LEHM|Barclays Capital Inc./Le|1211809
HP|HELMERICH PAYNE|LIME|Lime Brokerage LLC|149607
HP|HELMERICH PAYNE|LOOP|Loop Capital Markets LLC|135
HP|HELMERICH PAYNE|LQNA|LIQUIDNET, INC.|132800
HP|HELMERICH PAYNE|LSCI|Lek Securities Corporation|875
HP|HELMERICH PAYNE|LVMR|LIVERMORE TRADING GROUP, INC.|3600
HP|HELMERICH PAYNE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HP|HELMERICH PAYNE|MACC|Mid Atlantic Capital Corporation|2826
HP|HELMERICH PAYNE|MAXM|Maxim Group LLC|614
HP|HELMERICH PAYNE|MCBT|Moors & Cabot, Inc.|100
HP|HELMERICH PAYNE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115824
HP|HELMERICH PAYNE|MNDX|TJM Investments, LLC|100
HP|HELMERICH PAYNE|MOTF|MOTIF INVESTING, INC.|104
HP|HELMERICH PAYNE|MSCO|MORGAN STANLEY & CO. LLC|2076573
HP|HELMERICH PAYNE|MSPL|MORGAN STANLEY & CO. LLC|381900
HP|HELMERICH PAYNE|MSTX|MORGAN STANLEY & CO. LLC|227600
HP|HELMERICH PAYNE|NEUB|NEUBERGER BERMAN BD LLC|191
HP|HELMERICH PAYNE|NFSC|National Financial Services LLC|243843
HP|HELMERICH PAYNE|NITE|VIRTU Americas LLC|513456
HP|HELMERICH PAYNE|NITP|VIRTU Americas LLC|261
HP|HELMERICH PAYNE|NQRB|Brut, LLC|21328
HP|HELMERICH PAYNE|NTBF|BMO Nesbitt Burns Inc./CDS|100
HP|HELMERICH PAYNE|NTRC|Northern Trust Securities, Inc.|9288
HP|HELMERICH PAYNE|OHOS|TWO SIGMA SECURITIES, LLC|153816
HP|HELMERICH PAYNE|OPCO|Oppenheimer & Co. Inc.|10184
HP|HELMERICH PAYNE|PCPT|PHILLIP CAPITAL INC.|30
HP|HELMERICH PAYNE|PDQM|CODA MARKETS, INC.|97826
HP|HELMERICH PAYNE|PHLY|NASDAQ Execution Services, LLC|3600
HP|HELMERICH PAYNE|PWJC|UBS Financial Services, Inc.|1683
HP|HELMERICH PAYNE|QMSR|QUATTRO M SECURITIES INC.|1302
HP|HELMERICH PAYNE|RBCM|RBC CAPITAL MARKETS, LLC|7530
HP|HELMERICH PAYNE|SAGL|SAGETRADER, LLC|141396
HP|HELMERICH PAYNE|SALI|INTL FCSTONE FINANCIAL INC.|42
HP|HELMERICH PAYNE|SBSH|Citigroup Global Markets Inc.|259588
HP|HELMERICH PAYNE|SCMC|Scotia Capital Markets (USA) Inc.|200
HP|HELMERICH PAYNE|SEIC|SEI Investments Distribution Co.|3812
HP|HELMERICH PAYNE|SGMT|GOLDMAN SACHS & CO. LLC|126136
HP|HELMERICH PAYNE|SPDR|SPEEDROUTE LLC|18088
HP|HELMERICH PAYNE|SPHN|Stephens Inc.|554
HP|HELMERICH PAYNE|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
HP|HELMERICH PAYNE|STFL|Stifel, Nicolaus & Company, Incorporated|1285
HP|HELMERICH PAYNE|STKP|STOCKPILE INVESTMENTS, INC.|20
HP|HELMERICH PAYNE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5111
HP|HELMERICH PAYNE|SWIM|TD Ameritrade, Inc.|27595
HP|HELMERICH PAYNE|SWST|Hilltop Securities Inc.|1683
HP|HELMERICH PAYNE|TKNG|ALLY INVEST SECURITIES LLC|1398
HP|HELMERICH PAYNE|TRBT|Tradebot Systems, Inc.|341587
HP|HELMERICH PAYNE|TRCM|TRC MARKETS LLC|529068
HP|HELMERICH PAYNE|TWTT|TASTYWORKS, INC.|1000
HP|HELMERICH PAYNE|UBSA|UBS SECURITIES LLC|636669
HP|HELMERICH PAYNE|UBSS|UBS Securities LLC|877156
HP|HELMERICH PAYNE|VALX|VIRTU AMERICAS LLC|17869
HP|HELMERICH PAYNE|VGRD|Vanguard Marketing Corporation|13925
HP|HELMERICH PAYNE|WBET|Wallachbeth Capital LLC|80982
HP|HELMERICH PAYNE|WBPX|SUMMIT SECURITIES GROUP, LLC|3090
HP|HELMERICH PAYNE|WCHV|WELLS FARGO SECURITIES, LLC|172516
HP|HELMERICH PAYNE|WDNX|WEEDEN & CO.L.P.|760
HP|HELMERICH PAYNE|WEDB|WEDBUSH SECURITIES INC.|5905
HP|HELMERICH PAYNE|WEED|Weeden & Co.L.P.|7342
HP|HELMERICH PAYNE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13777
HP|HELMERICH PAYNE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24649
HP|HELMERICH PAYNE|WGIF|CIBC World Markets Inc.|310
HP|HELMERICH PAYNE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3073
HP|HELMERICH PAYNE|WSAG|WALL STREET ACCESS|91
HP|HELMERICH PAYNE|WSEA|WOLVERINE SECURITIES, LLC|4928
HP|HELMERICH PAYNE|WTFS|JUST2TRADE, INC.|250
HP|HELMERICH PAYNE|XIST|INSTINET, LLC|18370
HP|HELMERICH PAYNE|XPQR|Jump Trading|3204
HP|HELMERICH PAYNE|XSTM|NATIONAL FINANCIAL SERVICES LLC|58016
HP|HELMERICH PAYNE|YKNA|COMHAR CAPITAL MARKETS, LLC|2354
HP|HELMERICH PAYNE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26781
HPE|HEWLETT PACKARD ENT|ABLE|NATIXIS Securities Americas LLC|5684710
HPE|HEWLETT PACKARD ENT|ADAM|CANACCORD GENUITY INC.|29100
HPE|HEWLETT PACKARD ENT|ALTX|Alternet Securities Inc.|40703
HPE|HEWLETT PACKARD ENT|ANOS|ABEL/NOSER, L.L.C.|35530
HPE|HEWLETT PACKARD ENT|APCC|Apex Clearing Corporation|14475
HPE|HEWLETT PACKARD ENT|BALE|M&T SECURITIES, INC.|750
HPE|HEWLETT PACKARD ENT|BANK|Primevest Financial Services, Inc.|391
HPE|HEWLETT PACKARD ENT|BARD|Robert W. Baird & Co. Incorporated|4583
HPE|HEWLETT PACKARD ENT|BATM|CBOE TRADING, INC.|22913
HPE|HEWLETT PACKARD ENT|BAYC|BAY CREST PARTNERS, LLC|5454
HPE|HEWLETT PACKARD ENT|BBNT|BB&T SECURITIES, LLC|7676
HPE|HEWLETT PACKARD ENT|BERN|Sanford C. Bernstein & Co., LLC|1454762
HPE|HEWLETT PACKARD ENT|BGCE|BGC Financial Inc.|245900
HPE|HEWLETT PACKARD ENT|BIAD|SAGETRADER, LLC|1489
HPE|HEWLETT PACKARD ENT|BIDS|BIDS TRADING L.P.|92200
HPE|HEWLETT PACKARD ENT|BIMI|Banca IMI Securities Corp.|4510
HPE|HEWLETT PACKARD ENT|BKCM|BNY Mellon Capital Markets LLC|2368
HPE|HEWLETT PACKARD ENT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|110982
HPE|HEWLETT PACKARD ENT|BLKX|INSTINET, LLC|202134
HPE|HEWLETT PACKARD ENT|BMOC|BMO Capital Markets Corp.|805067
HPE|HEWLETT PACKARD ENT|BNPX|BNP PARIBAS SECURITIES CORP.|232378
HPE|HEWLETT PACKARD ENT|BTIG|BTIG, LLC|172003
HPE|HEWLETT PACKARD ENT|BYXM|CBOE TRADING, INC.|1280
HPE|HEWLETT PACKARD ENT|BZYD|GOLDMAN SACHS & CO. LLC|1800
HPE|HEWLETT PACKARD ENT|CANT|Cantor Fitzgerald & Co.|20027
HPE|HEWLETT PACKARD ENT|CHAS|Charles Schwab & Co., Inc.|24015
HPE|HEWLETT PACKARD ENT|CIBP|CIBC World Markets Corp.|266188
HPE|HEWLETT PACKARD ENT|CICF|Canaccord Genuity Corp.|13
HPE|HEWLETT PACKARD ENT|CIST|Capital Institutional Services, Inc.|10945
HPE|HEWLETT PACKARD ENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1232839
HPE|HEWLETT PACKARD ENT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|37815
HPE|HEWLETT PACKARD ENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3139708
HPE|HEWLETT PACKARD ENT|CTDL|Citadel Derivatives Group Llc|259848
HPE|HEWLETT PACKARD ENT|CTLR|CUTLER GROUP, LP|3700
HPE|HEWLETT PACKARD ENT|CXCX|CITIGROUP GLOBAL MARKETS INC.|718338
HPE|HEWLETT PACKARD ENT|DADA|D.A. Davidson & Co.|1724
HPE|HEWLETT PACKARD ENT|DBAB|Deutsche Bank Securities Inc.|1440168
HPE|HEWLETT PACKARD ENT|DBAX|Deutsche Bank Securities Inc.|3682900
HPE|HEWLETT PACKARD ENT|DBUL|Deutsche Bank Securities Inc.|42754
HPE|HEWLETT PACKARD ENT|DCHF|Dart Executions, LLC|3653
HPE|HEWLETT PACKARD ENT|DEAN|MORGAN STANLEY|35811
HPE|HEWLETT PACKARD ENT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13205
HPE|HEWLETT PACKARD ENT|DRWK|DRW SECURITIES, L.L.C.|32349
HPE|HEWLETT PACKARD ENT|EBXL|EBX LLC|1373800
HPE|HEWLETT PACKARD ENT|ECUT|CONVERGEX EXECUTION SOLUTIONS|310770
HPE|HEWLETT PACKARD ENT|EDJO|Edward D. Jones & Co., L.P.|15144
HPE|HEWLETT PACKARD ENT|EGAM|CBOE TRADING, INC.|77821
HPE|HEWLETT PACKARD ENT|EGAW|CBOE TRADING, INC.|1374
HPE|HEWLETT PACKARD ENT|EGXM|CBOE TRADING, INC.|12683
HPE|HEWLETT PACKARD ENT|ELEV|ELEVATION, LLC|76224
HPE|HEWLETT PACKARD ENT|ETBE|Electronic Transaction Clearing, Inc.|59551
HPE|HEWLETT PACKARD ENT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1286
HPE|HEWLETT PACKARD ENT|ETCB|ETC BROKERAGE SERVICES, LLC|35
HPE|HEWLETT PACKARD ENT|ETCC|Electronic Transaction Clearing, Inc.|781
HPE|HEWLETT PACKARD ENT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3634
HPE|HEWLETT PACKARD ENT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1714
HPE|HEWLETT PACKARD ENT|ETRS|E*Trade Securities LLC|1010509
HPE|HEWLETT PACKARD ENT|FBSB|U.S. Bancorp Investments, Inc.|259
HPE|HEWLETT PACKARD ENT|FILL|Tradestation Securities, Inc.|27617
HPE|HEWLETT PACKARD ENT|FINX|FINTECH SECURITIES|7394
HPE|HEWLETT PACKARD ENT|FMAF|NBCN Inc./ CDS|7624
HPE|HEWLETT PACKARD ENT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|101224
HPE|HEWLETT PACKARD ENT|FQLS|Quantlab Securities LP|1389102
HPE|HEWLETT PACKARD ENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|619227
HPE|HEWLETT PACKARD ENT|FTBR|Foliofn Investments, Inc.|27161
HPE|HEWLETT PACKARD ENT|GBMT|GBM International, Inc.|149
HPE|HEWLETT PACKARD ENT|GEBB|GLOBAL EXECUTION BROKERS, LP|20800
HPE|HEWLETT PACKARD ENT|GLIS|TD Securities Inc|8276
HPE|HEWLETT PACKARD ENT|GLPX|ACS EXECUTION SERVICES, LLC|110153
HPE|HEWLETT PACKARD ENT|GSCO|GOLDMAN SACHS & CO. LLC|16948684
HPE|HEWLETT PACKARD ENT|GSCS|GOLDMAN SACHS & CO. LLC|19516
HPE|HEWLETT PACKARD ENT|GSLT|GOLDMAN SACHS & CO. LLC|87343
HPE|HEWLETT PACKARD ENT|GTSY|GTS SECURITIES LLC|1100
HPE|HEWLETT PACKARD ENT|GTSZ|GTS SECURITIES LLC|851464
HPE|HEWLETT PACKARD ENT|HRBF|American Enterprise Investment Services Inc.|26587
HPE|HEWLETT PACKARD ENT|HSBC|HSBC Securities, Inc.|3893
HPE|HEWLETT PACKARD ENT|IATS|INTERACTIVE BROKERS LLC|136448
HPE|HEWLETT PACKARD ENT|IBKR|Interactive Brokers Llc|200170
HPE|HEWLETT PACKARD ENT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9960
HPE|HEWLETT PACKARD ENT|ICBX|INSTINET, LLC|704888
HPE|HEWLETT PACKARD ENT|IEQY|CITADEL SECURITIES LLC|367492
HPE|HEWLETT PACKARD ENT|INCA|INSTINET, LLC|1425492
HPE|HEWLETT PACKARD ENT|INJX|INSTINET, LLC|140103
HPE|HEWLETT PACKARD ENT|INTL|INTL FCSTONE FINANCIAL INC.|29
HPE|HEWLETT PACKARD ENT|ITGI|ITG Inc.|423550
HPE|HEWLETT PACKARD ENT|ITGP|ITG INC.|1333400
HPE|HEWLETT PACKARD ENT|JANY|Janney Montgomery Scott Inc.|12759
HPE|HEWLETT PACKARD ENT|JEFF|JEFFERIES LLC|3802235
HPE|HEWLETT PACKARD ENT|JMPT|JUMP TRADING, LLC|347686
HPE|HEWLETT PACKARD ENT|JONE|JonesTrading|2149
HPE|HEWLETT PACKARD ENT|JPBX|J.P. MORGAN SECURITIES LLC|670294
HPE|HEWLETT PACKARD ENT|JPMX|J.P. Morgan Securities LLC|3207950
HPE|HEWLETT PACKARD ENT|JSJX|JANE STREET CAPITAL LLC|249740
HPE|HEWLETT PACKARD ENT|KCGM|VIRTU Americas LLC|767519
HPE|HEWLETT PACKARD ENT|LEHM|Barclays Capital Inc./Le|6675009
HPE|HEWLETT PACKARD ENT|LIME|Lime Brokerage LLC|153469
HPE|HEWLETT PACKARD ENT|LMNX|LUMINEX TRADING & ANALYTICS LLC|67400
HPE|HEWLETT PACKARD ENT|LOOP|Loop Capital Markets LLC|13661
HPE|HEWLETT PACKARD ENT|LQNA|LIQUIDNET, INC.|358700
HPE|HEWLETT PACKARD ENT|LQNB|LIQUIDNET, INC.|19500
HPE|HEWLETT PACKARD ENT|LSCI|Lek Securities Corporation|25763
HPE|HEWLETT PACKARD ENT|MACC|Mid Atlantic Capital Corporation|4737
HPE|HEWLETT PACKARD ENT|MACQ|Macquarie Capital (USA) Inc.|5957
HPE|HEWLETT PACKARD ENT|MAXM|Maxim Group LLC|109155
HPE|HEWLETT PACKARD ENT|MBTS|ALLY INVEST SECURITIES LLC|380
HPE|HEWLETT PACKARD ENT|MCMF|Raymond James Ltd. Cds|900
HPE|HEWLETT PACKARD ENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2036139
HPE|HEWLETT PACKARD ENT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|33282
HPE|HEWLETT PACKARD ENT|MOTF|MOTIF INVESTING, INC.|8
HPE|HEWLETT PACKARD ENT|MPSG|E D & F Man Capital Markets Inc.|18537
HPE|HEWLETT PACKARD ENT|MSCO|MORGAN STANLEY & CO. LLC|17411184
HPE|HEWLETT PACKARD ENT|MSPL|MORGAN STANLEY & CO. LLC|5172600
HPE|HEWLETT PACKARD ENT|MSTX|MORGAN STANLEY & CO. LLC|2752300
HPE|HEWLETT PACKARD ENT|MULL|MARK J. MULLER EQUITIES, INC.|1800
HPE|HEWLETT PACKARD ENT|MZHO|Mizuho Securities USA LLC|54000
HPE|HEWLETT PACKARD ENT|NFSC|National Financial Services LLC|1635750
HPE|HEWLETT PACKARD ENT|NITE|VIRTU Americas LLC|3807938
HPE|HEWLETT PACKARD ENT|NITP|VIRTU Americas LLC|412298
HPE|HEWLETT PACKARD ENT|NMRA|Nomura Securities International, Inc.|300
HPE|HEWLETT PACKARD ENT|NQRB|Brut, LLC|179369
HPE|HEWLETT PACKARD ENT|NTBF|BMO Nesbitt Burns Inc./CDS|998
HPE|HEWLETT PACKARD ENT|NTRC|Northern Trust Securities, Inc.|7039
HPE|HEWLETT PACKARD ENT|OPCO|Oppenheimer & Co. Inc.|282300
HPE|HEWLETT PACKARD ENT|PCFF|Pacific International Securities Inc./CDS|5236
HPE|HEWLETT PACKARD ENT|PCPT|PHILLIP CAPITAL INC.|50
HPE|HEWLETT PACKARD ENT|PDQM|CODA MARKETS, INC.|90476
HPE|HEWLETT PACKARD ENT|PHLY|NASDAQ Execution Services, LLC|25000
HPE|HEWLETT PACKARD ENT|PICT|Pictet Overseas Inc.|854
HPE|HEWLETT PACKARD ENT|PWJC|UBS Financial Services, Inc.|15365
HPE|HEWLETT PACKARD ENT|QMSR|QUATTRO M SECURITIES INC.|60641
HPE|HEWLETT PACKARD ENT|RBCM|RBC CAPITAL MARKETS, LLC|122656
HPE|HEWLETT PACKARD ENT|RGLD|Regal Securities, Inc|2
HPE|HEWLETT PACKARD ENT|RHCO|Suntrust Robinson Humphrey, Inc.|723784
HPE|HEWLETT PACKARD ENT|SAGL|SAGETRADER, LLC|18400
HPE|HEWLETT PACKARD ENT|SAGW|SAGETRADER, LLC|5100
HPE|HEWLETT PACKARD ENT|SALI|INTL FCSTONE FINANCIAL INC.|3200
HPE|HEWLETT PACKARD ENT|SBSH|Citigroup Global Markets Inc.|868013
HPE|HEWLETT PACKARD ENT|SEIC|SEI Investments Distribution Co.|4076
HPE|HEWLETT PACKARD ENT|SGMT|GOLDMAN SACHS & CO. LLC|2476068
HPE|HEWLETT PACKARD ENT|SIBO|Prime Executions, Inc.|607767
HPE|HEWLETT PACKARD ENT|SJLS|TRADE INFORMATICS LLC|148084
HPE|HEWLETT PACKARD ENT|SPDR|SPEEDROUTE LLC|24310
HPE|HEWLETT PACKARD ENT|SPHN|Stephens Inc.|1953
HPE|HEWLETT PACKARD ENT|STFL|Stifel, Nicolaus & Company, Incorporated|71703
HPE|HEWLETT PACKARD ENT|STKP|STOCKPILE INVESTMENTS, INC.|388
HPE|HEWLETT PACKARD ENT|STXG|Stockcross Financial Services, Inc.|149999
HPE|HEWLETT PACKARD ENT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21519
HPE|HEWLETT PACKARD ENT|SWIM|TD Ameritrade, Inc.|355461
HPE|HEWLETT PACKARD ENT|SWST|Hilltop Securities Inc.|6867
HPE|HEWLETT PACKARD ENT|TAGC|TELSEY ADVISORY GROUP LLC|311
HPE|HEWLETT PACKARD ENT|TDSI|TD Securities (USA) LLC|144664
HPE|HEWLETT PACKARD ENT|TKNG|ALLY INVEST SECURITIES LLC|22689
HPE|HEWLETT PACKARD ENT|TRBT|Tradebot Systems, Inc.|1196517
HPE|HEWLETT PACKARD ENT|TRCM|TRC MARKETS LLC|189108
HPE|HEWLETT PACKARD ENT|TWTT|TASTYWORKS, INC.|550
HPE|HEWLETT PACKARD ENT|UBSA|UBS SECURITIES LLC|6381936
HPE|HEWLETT PACKARD ENT|UBSS|UBS Securities LLC|3800019
HPE|HEWLETT PACKARD ENT|VALX|VIRTU AMERICAS LLC|348795
HPE|HEWLETT PACKARD ENT|VERT|The Vertical Trading Group, LLC|206
HPE|HEWLETT PACKARD ENT|VGRD|Vanguard Marketing Corporation|112570
HPE|HEWLETT PACKARD ENT|VSIN|Vision Financial Markets Llc|810
HPE|HEWLETT PACKARD ENT|WBET|Wallachbeth Capital LLC|57559
HPE|HEWLETT PACKARD ENT|WBLR|WILLIAM BLAIR|1341
HPE|HEWLETT PACKARD ENT|WBPX|SUMMIT SECURITIES GROUP, LLC|9495
HPE|HEWLETT PACKARD ENT|WCHV|WELLS FARGO SECURITIES, LLC|608012
HPE|HEWLETT PACKARD ENT|WDNX|WEEDEN & CO.L.P.|26862
HPE|HEWLETT PACKARD ENT|WEDB|WEDBUSH SECURITIES INC.|14332
HPE|HEWLETT PACKARD ENT|WEED|Weeden & Co.L.P.|17661
HPE|HEWLETT PACKARD ENT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1061964
HPE|HEWLETT PACKARD ENT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|112796
HPE|HEWLETT PACKARD ENT|WGIF|CIBC World Markets Inc.|29847
HPE|HEWLETT PACKARD ENT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|217
HPE|HEWLETT PACKARD ENT|WSAG|WALL STREET ACCESS|97
HPE|HEWLETT PACKARD ENT|WSEA|WOLVERINE SECURITIES, LLC|36176
HPE|HEWLETT PACKARD ENT|XIST|INSTINET, LLC|306016
HPE|HEWLETT PACKARD ENT|XPQR|Jump Trading|400
HPE|HEWLETT PACKARD ENT|XSTM|NATIONAL FINANCIAL SERVICES LLC|256788
HPE|HEWLETT PACKARD ENT|YKNA|COMHAR CAPITAL MARKETS, LLC|1762
HPE|HEWLETT PACKARD ENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30387
HPF|JOHN HANCOCK PFD II|APCC|Apex Clearing Corporation|389
HPF|JOHN HANCOCK PFD II|BANK|Primevest Financial Services, Inc.|39
HPF|JOHN HANCOCK PFD II|BARD|Robert W. Baird & Co. Incorporated|5
HPF|JOHN HANCOCK PFD II|BATM|CBOE TRADING, INC.|82
HPF|JOHN HANCOCK PFD II|BBNT|BB&T SECURITIES, LLC|640
HPF|JOHN HANCOCK PFD II|BERN|Sanford C. Bernstein & Co., LLC|398
HPF|JOHN HANCOCK PFD II|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2285
HPF|JOHN HANCOCK PFD II|BTIG|BTIG, LLC|400
HPF|JOHN HANCOCK PFD II|CHAS|Charles Schwab & Co., Inc.|1109
HPF|JOHN HANCOCK PFD II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9222
HPF|JOHN HANCOCK PFD II|CXCX|CITIGROUP GLOBAL MARKETS INC.|1080
HPF|JOHN HANCOCK PFD II|DADA|D.A. Davidson & Co.|6
HPF|JOHN HANCOCK PFD II|DBAX|Deutsche Bank Securities Inc.|400
HPF|JOHN HANCOCK PFD II|DEAN|MORGAN STANLEY|737
HPF|JOHN HANCOCK PFD II|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|270
HPF|JOHN HANCOCK PFD II|EBXL|EBX LLC|2300
HPF|JOHN HANCOCK PFD II|ECUT|CONVERGEX EXECUTION SOLUTIONS|832
HPF|JOHN HANCOCK PFD II|EDJO|Edward D. Jones & Co., L.P.|21020
HPF|JOHN HANCOCK PFD II|EGAM|CBOE TRADING, INC.|50
HPF|JOHN HANCOCK PFD II|ETCB|ETC BROKERAGE SERVICES, LLC|300
HPF|JOHN HANCOCK PFD II|ETRS|E*Trade Securities LLC|29492
HPF|JOHN HANCOCK PFD II|FBSB|U.S. Bancorp Investments, Inc.|20
HPF|JOHN HANCOCK PFD II|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7810
HPF|JOHN HANCOCK PFD II|FTBR|Foliofn Investments, Inc.|223
HPF|JOHN HANCOCK PFD II|GLPX|ACS EXECUTION SERVICES, LLC|3664
HPF|JOHN HANCOCK PFD II|GSCO|GOLDMAN SACHS & CO. LLC|1783
HPF|JOHN HANCOCK PFD II|GSCS|GOLDMAN SACHS & CO. LLC|200
HPF|JOHN HANCOCK PFD II|GSLT|GOLDMAN SACHS & CO. LLC|300
HPF|JOHN HANCOCK PFD II|GTSZ|GTS SECURITIES LLC|712
HPF|JOHN HANCOCK PFD II|HRBF|American Enterprise Investment Services Inc.|11517
HPF|JOHN HANCOCK PFD II|IATS|INTERACTIVE BROKERS LLC|3300
HPF|JOHN HANCOCK PFD II|IBKR|Interactive Brokers Llc|17899
HPF|JOHN HANCOCK PFD II|ICBX|INSTINET, LLC|1400
HPF|JOHN HANCOCK PFD II|INCA|INSTINET, LLC|1724
HPF|JOHN HANCOCK PFD II|ITGI|ITG Inc.|14
HPF|JOHN HANCOCK PFD II|ITGP|ITG INC.|2600
HPF|JOHN HANCOCK PFD II|JANY|Janney Montgomery Scott Inc.|1241
HPF|JOHN HANCOCK PFD II|JPMX|J.P. Morgan Securities LLC|2800
HPF|JOHN HANCOCK PFD II|KCGM|VIRTU Americas LLC|3249
HPF|JOHN HANCOCK PFD II|LEHM|Barclays Capital Inc./Le|2400
HPF|JOHN HANCOCK PFD II|LIME|Lime Brokerage LLC|98
HPF|JOHN HANCOCK PFD II|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
HPF|JOHN HANCOCK PFD II|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
HPF|JOHN HANCOCK PFD II|MOTF|MOTIF INVESTING, INC.|1
HPF|JOHN HANCOCK PFD II|MSCO|MORGAN STANLEY & CO. LLC|11617
HPF|JOHN HANCOCK PFD II|MSPL|MORGAN STANLEY & CO. LLC|400
HPF|JOHN HANCOCK PFD II|NATL|National Securities Corporation|900
HPF|JOHN HANCOCK PFD II|NFSC|National Financial Services LLC|101844
HPF|JOHN HANCOCK PFD II|NITE|VIRTU Americas LLC|130557
HPF|JOHN HANCOCK PFD II|NQRB|Brut, LLC|5652
HPF|JOHN HANCOCK PFD II|OPCO|Oppenheimer & Co. Inc.|1023
HPF|JOHN HANCOCK PFD II|PDQM|CODA MARKETS, INC.|3489
HPF|JOHN HANCOCK PFD II|PWJC|UBS Financial Services, Inc.|9803
HPF|JOHN HANCOCK PFD II|RBCM|RBC CAPITAL MARKETS, LLC|6652
HPF|JOHN HANCOCK PFD II|SBSH|Citigroup Global Markets Inc.|713
HPF|JOHN HANCOCK PFD II|SGMT|GOLDMAN SACHS & CO. LLC|1800
HPF|JOHN HANCOCK PFD II|STFL|Stifel, Nicolaus & Company, Incorporated|1671
HPF|JOHN HANCOCK PFD II|SWIM|TD Ameritrade, Inc.|450
HPF|JOHN HANCOCK PFD II|SWST|Hilltop Securities Inc.|6261
HPF|JOHN HANCOCK PFD II|TKNG|ALLY INVEST SECURITIES LLC|125
HPF|JOHN HANCOCK PFD II|TRBT|Tradebot Systems, Inc.|1004
HPF|JOHN HANCOCK PFD II|UBSA|UBS SECURITIES LLC|8143
HPF|JOHN HANCOCK PFD II|UBSS|UBS Securities LLC|61539
HPF|JOHN HANCOCK PFD II|VALX|VIRTU AMERICAS LLC|100
HPF|JOHN HANCOCK PFD II|VGRD|Vanguard Marketing Corporation|4189
HPF|JOHN HANCOCK PFD II|WBLR|WILLIAM BLAIR|435
HPF|JOHN HANCOCK PFD II|WCHV|WELLS FARGO SECURITIES, LLC|29616
HPF|JOHN HANCOCK PFD II|WEDB|WEDBUSH SECURITIES INC.|200
HPF|JOHN HANCOCK PFD II|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7745
HPF|JOHN HANCOCK PFD II|WSEA|WOLVERINE SECURITIES, LLC|2
HPF|JOHN HANCOCK PFD II|XSTM|NATIONAL FINANCIAL SERVICES LLC|4420
HPF|JOHN HANCOCK PFD II|YKNA|COMHAR CAPITAL MARKETS, LLC|1400
HPF|JOHN HANCOCK PFD II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26199
HPI|JOHN HANCOCK PFD INC|ALTX|Alternet Securities Inc.|102
HPI|JOHN HANCOCK PFD INC|APCC|Apex Clearing Corporation|163
HPI|JOHN HANCOCK PFD INC|BANK|Primevest Financial Services, Inc.|85
HPI|JOHN HANCOCK PFD INC|BARD|Robert W. Baird & Co. Incorporated|5
HPI|JOHN HANCOCK PFD INC|BATM|CBOE TRADING, INC.|43
HPI|JOHN HANCOCK PFD INC|BBNT|BB&T SECURITIES, LLC|360
HPI|JOHN HANCOCK PFD INC|BRGE|Newbridge Securities Corp.|1100
HPI|JOHN HANCOCK PFD INC|BTIG|BTIG, LLC|300
HPI|JOHN HANCOCK PFD INC|CANT|Cantor Fitzgerald & Co.|1754
HPI|JOHN HANCOCK PFD INC|CHAS|Charles Schwab & Co., Inc.|200
HPI|JOHN HANCOCK PFD INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
HPI|JOHN HANCOCK PFD INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3500
HPI|JOHN HANCOCK PFD INC|DADA|D.A. Davidson & Co.|2
HPI|JOHN HANCOCK PFD INC|DBAX|Deutsche Bank Securities Inc.|1000
HPI|JOHN HANCOCK PFD INC|DEAN|MORGAN STANLEY|5733
HPI|JOHN HANCOCK PFD INC|EBXL|EBX LLC|1800
HPI|JOHN HANCOCK PFD INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
HPI|JOHN HANCOCK PFD INC|EDJO|Edward D. Jones & Co., L.P.|2954
HPI|JOHN HANCOCK PFD INC|EGAM|CBOE TRADING, INC.|300
HPI|JOHN HANCOCK PFD INC|EGXM|CBOE TRADING, INC.|302
HPI|JOHN HANCOCK PFD INC|ETCB|ETC BROKERAGE SERVICES, LLC|125
HPI|JOHN HANCOCK PFD INC|ETRS|E*Trade Securities LLC|16846
HPI|JOHN HANCOCK PFD INC|FILL|Tradestation Securities, Inc.|58
HPI|JOHN HANCOCK PFD INC|FINX|FINTECH SECURITIES|1000
HPI|JOHN HANCOCK PFD INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2065
HPI|JOHN HANCOCK PFD INC|FTBR|Foliofn Investments, Inc.|61
HPI|JOHN HANCOCK PFD INC|GLPX|ACS EXECUTION SERVICES, LLC|990
HPI|JOHN HANCOCK PFD INC|GTSZ|GTS SECURITIES LLC|504
HPI|JOHN HANCOCK PFD INC|HRBF|American Enterprise Investment Services Inc.|24351
HPI|JOHN HANCOCK PFD INC|IATS|INTERACTIVE BROKERS LLC|4000
HPI|JOHN HANCOCK PFD INC|IBKR|Interactive Brokers Llc|9514
HPI|JOHN HANCOCK PFD INC|ICBX|INSTINET, LLC|210
HPI|JOHN HANCOCK PFD INC|INCA|INSTINET, LLC|7250
HPI|JOHN HANCOCK PFD INC|ITGI|ITG Inc.|3922
HPI|JOHN HANCOCK PFD INC|ITGP|ITG INC.|2600
HPI|JOHN HANCOCK PFD INC|JANY|Janney Montgomery Scott Inc.|967
HPI|JOHN HANCOCK PFD INC|KCGM|VIRTU Americas LLC|300
HPI|JOHN HANCOCK PFD INC|LEHM|Barclays Capital Inc./Le|600
HPI|JOHN HANCOCK PFD INC|LGNT|COR CLEARING LLC|2
HPI|JOHN HANCOCK PFD INC|LIME|Lime Brokerage LLC|443
HPI|JOHN HANCOCK PFD INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
HPI|JOHN HANCOCK PFD INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
HPI|JOHN HANCOCK PFD INC|MOTF|MOTIF INVESTING, INC.|1
HPI|JOHN HANCOCK PFD INC|MSCO|MORGAN STANLEY & CO. LLC|17341
HPI|JOHN HANCOCK PFD INC|NATL|National Securities Corporation|2356
HPI|JOHN HANCOCK PFD INC|NFSC|National Financial Services LLC|91796
HPI|JOHN HANCOCK PFD INC|NITE|VIRTU Americas LLC|132342
HPI|JOHN HANCOCK PFD INC|NQRB|Brut, LLC|1268
HPI|JOHN HANCOCK PFD INC|OPCO|Oppenheimer & Co. Inc.|1168
HPI|JOHN HANCOCK PFD INC|PDQM|CODA MARKETS, INC.|1455
HPI|JOHN HANCOCK PFD INC|PWJC|UBS Financial Services, Inc.|981
HPI|JOHN HANCOCK PFD INC|RBCM|RBC CAPITAL MARKETS, LLC|18679
HPI|JOHN HANCOCK PFD INC|SBSH|Citigroup Global Markets Inc.|1400
HPI|JOHN HANCOCK PFD INC|SGMT|GOLDMAN SACHS & CO. LLC|900
HPI|JOHN HANCOCK PFD INC|SPDR|SPEEDROUTE LLC|600
HPI|JOHN HANCOCK PFD INC|STFL|Stifel, Nicolaus & Company, Incorporated|1944
HPI|JOHN HANCOCK PFD INC|STXG|Stockcross Financial Services, Inc.|11
HPI|JOHN HANCOCK PFD INC|SWIM|TD Ameritrade, Inc.|750
HPI|JOHN HANCOCK PFD INC|SWST|Hilltop Securities Inc.|4705
HPI|JOHN HANCOCK PFD INC|TRBT|Tradebot Systems, Inc.|1156
HPI|JOHN HANCOCK PFD INC|UBSA|UBS SECURITIES LLC|3717
HPI|JOHN HANCOCK PFD INC|UBSS|UBS Securities LLC|54470
HPI|JOHN HANCOCK PFD INC|VALX|VIRTU AMERICAS LLC|527
HPI|JOHN HANCOCK PFD INC|VGRD|Vanguard Marketing Corporation|5387
HPI|JOHN HANCOCK PFD INC|WCHV|WELLS FARGO SECURITIES, LLC|30326
HPI|JOHN HANCOCK PFD INC|WEDB|WEDBUSH SECURITIES INC.|1800
HPI|JOHN HANCOCK PFD INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|444
HPI|JOHN HANCOCK PFD INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5702
HPI|JOHN HANCOCK PFD INC|WSEA|WOLVERINE SECURITIES, LLC|780
HPI|JOHN HANCOCK PFD INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
HPI|JOHN HANCOCK PFD INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20989
HPJ|HIGHPOWER INTL INC|APCC|Apex Clearing Corporation|2107
HPJ|HIGHPOWER INTL INC|BATM|CBOE TRADING, INC.|292
HPJ|HIGHPOWER INTL INC|BIMI|Banca IMI Securities Corp.|4564
HPJ|HIGHPOWER INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8075
HPJ|HIGHPOWER INTL INC|CHAS|Charles Schwab & Co., Inc.|5581
HPJ|HIGHPOWER INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
HPJ|HIGHPOWER INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1196
HPJ|HIGHPOWER INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
HPJ|HIGHPOWER INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15404
HPJ|HIGHPOWER INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
HPJ|HIGHPOWER INTL INC|DBAB|Deutsche Bank Securities Inc.|3580
HPJ|HIGHPOWER INTL INC|DBAX|Deutsche Bank Securities Inc.|4200
HPJ|HIGHPOWER INTL INC|DEGS|RONIN PROFESSIONAL LLC|13473
HPJ|HIGHPOWER INTL INC|EBXL|EBX LLC|11300
HPJ|HIGHPOWER INTL INC|EGAM|CBOE TRADING, INC.|2060
HPJ|HIGHPOWER INTL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|420
HPJ|HIGHPOWER INTL INC|ETRS|E*Trade Securities LLC|89949
HPJ|HIGHPOWER INTL INC|FBCO|Credit Suisse Securities (USA) LLC|114220
HPJ|HIGHPOWER INTL INC|FILL|Tradestation Securities, Inc.|1050
HPJ|HIGHPOWER INTL INC|FMAF|NBCN Inc./ CDS|1000
HPJ|HIGHPOWER INTL INC|FOMA|TD AMERITRADE CLEARING, INC.|106700
HPJ|HIGHPOWER INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|286
HPJ|HIGHPOWER INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|5410
HPJ|HIGHPOWER INTL INC|GTSZ|GTS SECURITIES LLC|1285
HPJ|HIGHPOWER INTL INC|HRBF|American Enterprise Investment Services Inc.|4000
HPJ|HIGHPOWER INTL INC|IATS|INTERACTIVE BROKERS LLC|12300
HPJ|HIGHPOWER INTL INC|IBKR|Interactive Brokers Llc|153293
HPJ|HIGHPOWER INTL INC|ICBX|INSTINET, LLC|2400
HPJ|HIGHPOWER INTL INC|INCA|INSTINET, LLC|15150
HPJ|HIGHPOWER INTL INC|ITGI|ITG Inc.|1425
HPJ|HIGHPOWER INTL INC|ITGP|ITG INC.|9000
HPJ|HIGHPOWER INTL INC|JPMX|J.P. Morgan Securities LLC|600
HPJ|HIGHPOWER INTL INC|KCGM|VIRTU Americas LLC|340
HPJ|HIGHPOWER INTL INC|LEHM|Barclays Capital Inc./Le|8000
HPJ|HIGHPOWER INTL INC|LIME|Lime Brokerage LLC|6456
HPJ|HIGHPOWER INTL INC|LSCI|Lek Securities Corporation|1754
HPJ|HIGHPOWER INTL INC|MBTS|ALLY INVEST SECURITIES LLC|5168
HPJ|HIGHPOWER INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1886
HPJ|HIGHPOWER INTL INC|MSCO|MORGAN STANLEY & CO. LLC|78982
HPJ|HIGHPOWER INTL INC|MSPL|MORGAN STANLEY & CO. LLC|13100
HPJ|HIGHPOWER INTL INC|NFSC|National Financial Services LLC|87111
HPJ|HIGHPOWER INTL INC|NITE|VIRTU Americas LLC|221960
HPJ|HIGHPOWER INTL INC|OPCO|Oppenheimer & Co. Inc.|1000
HPJ|HIGHPOWER INTL INC|PDQM|CODA MARKETS, INC.|9010
HPJ|HIGHPOWER INTL INC|SAGL|SAGETRADER, LLC|215
HPJ|HIGHPOWER INTL INC|SBSH|Citigroup Global Markets Inc.|4675
HPJ|HIGHPOWER INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|1640
HPJ|HIGHPOWER INTL INC|SPDR|SPEEDROUTE LLC|12338
HPJ|HIGHPOWER INTL INC|SWIM|TD Ameritrade, Inc.|22708
HPJ|HIGHPOWER INTL INC|SWST|Hilltop Securities Inc.|500
HPJ|HIGHPOWER INTL INC|TKNG|ALLY INVEST SECURITIES LLC|1961
HPJ|HIGHPOWER INTL INC|TRCM|TRC MARKETS LLC|300
HPJ|HIGHPOWER INTL INC|UBSA|UBS SECURITIES LLC|44514
HPJ|HIGHPOWER INTL INC|UBSS|UBS Securities LLC|14085
HPJ|HIGHPOWER INTL INC|VALX|VIRTU AMERICAS LLC|518
HPJ|HIGHPOWER INTL INC|VGRD|Vanguard Marketing Corporation|16441
HPJ|HIGHPOWER INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|17549
HPJ|HIGHPOWER INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2230
HPJ|HIGHPOWER INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1502
HPJ|HIGHPOWER INTL INC|WGIF|CIBC World Markets Inc.|700
HPJ|HIGHPOWER INTL INC|WSEA|WOLVERINE SECURITIES, LLC|5286
HPJ|HIGHPOWER INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5800
HPP|HUDSON PACIFIC PPTYS|ADAM|CANACCORD GENUITY INC.|9391
HPP|HUDSON PACIFIC PPTYS|ALTX|Alternet Securities Inc.|8906
HPP|HUDSON PACIFIC PPTYS|APCC|Apex Clearing Corporation|20
HPP|HUDSON PACIFIC PPTYS|BARD|Robert W. Baird & Co. Incorporated|3468
HPP|HUDSON PACIFIC PPTYS|BATM|CBOE TRADING, INC.|5215
HPP|HUDSON PACIFIC PPTYS|BAYC|BAY CREST PARTNERS, LLC|111
HPP|HUDSON PACIFIC PPTYS|BBNT|BB&T SECURITIES, LLC|618
HPP|HUDSON PACIFIC PPTYS|BERN|Sanford C. Bernstein & Co., LLC|54451
HPP|HUDSON PACIFIC PPTYS|BIDS|BIDS TRADING L.P.|7000
HPP|HUDSON PACIFIC PPTYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4674
HPP|HUDSON PACIFIC PPTYS|BLKX|INSTINET, LLC|115000
HPP|HUDSON PACIFIC PPTYS|BNPX|BNP PARIBAS SECURITIES CORP.|25159
HPP|HUDSON PACIFIC PPTYS|BTIG|BTIG, LLC|10602
HPP|HUDSON PACIFIC PPTYS|BYXM|CBOE TRADING, INC.|3889
HPP|HUDSON PACIFIC PPTYS|BZYD|GOLDMAN SACHS & CO. LLC|4012
HPP|HUDSON PACIFIC PPTYS|CANT|Cantor Fitzgerald & Co.|32936
HPP|HUDSON PACIFIC PPTYS|CBLC|CITIGROUP GLOBAL MARKETS INC.|15800
HPP|HUDSON PACIFIC PPTYS|CHAS|Charles Schwab & Co., Inc.|1
HPP|HUDSON PACIFIC PPTYS|CIST|Capital Institutional Services, Inc.|405
HPP|HUDSON PACIFIC PPTYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|196656
HPP|HUDSON PACIFIC PPTYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
HPP|HUDSON PACIFIC PPTYS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3402
HPP|HUDSON PACIFIC PPTYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|227122
HPP|HUDSON PACIFIC PPTYS|CTDL|Citadel Derivatives Group Llc|10299
HPP|HUDSON PACIFIC PPTYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|43420
HPP|HUDSON PACIFIC PPTYS|DADA|D.A. Davidson & Co.|147898
HPP|HUDSON PACIFIC PPTYS|DBAB|Deutsche Bank Securities Inc.|193202
HPP|HUDSON PACIFIC PPTYS|DBAX|Deutsche Bank Securities Inc.|131600
HPP|HUDSON PACIFIC PPTYS|DBUL|Deutsche Bank Securities Inc.|400
HPP|HUDSON PACIFIC PPTYS|DEAN|MORGAN STANLEY|1206
HPP|HUDSON PACIFIC PPTYS|DEGS|RONIN PROFESSIONAL LLC|200
HPP|HUDSON PACIFIC PPTYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9370
HPP|HUDSON PACIFIC PPTYS|EBXL|EBX LLC|197900
HPP|HUDSON PACIFIC PPTYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|8342
HPP|HUDSON PACIFIC PPTYS|EDJO|Edward D. Jones & Co., L.P.|324
HPP|HUDSON PACIFIC PPTYS|EGAM|CBOE TRADING, INC.|15920
HPP|HUDSON PACIFIC PPTYS|EGAW|CBOE TRADING, INC.|22
HPP|HUDSON PACIFIC PPTYS|EGMT|EG MARKET TECHNOLOGIES LLC|200
HPP|HUDSON PACIFIC PPTYS|EGXM|CBOE TRADING, INC.|2132
HPP|HUDSON PACIFIC PPTYS|ESPO|ESPOSITO SECURITIES, LLC|80
HPP|HUDSON PACIFIC PPTYS|ETBE|Electronic Transaction Clearing, Inc.|8517
HPP|HUDSON PACIFIC PPTYS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
HPP|HUDSON PACIFIC PPTYS|ETCC|Electronic Transaction Clearing, Inc.|240
HPP|HUDSON PACIFIC PPTYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1120
HPP|HUDSON PACIFIC PPTYS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|710
HPP|HUDSON PACIFIC PPTYS|ETRS|E*Trade Securities LLC|401
HPP|HUDSON PACIFIC PPTYS|FILL|Tradestation Securities, Inc.|1063
HPP|HUDSON PACIFIC PPTYS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5283
HPP|HUDSON PACIFIC PPTYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113300
HPP|HUDSON PACIFIC PPTYS|FTBR|Foliofn Investments, Inc.|155
HPP|HUDSON PACIFIC PPTYS|GEBB|GLOBAL EXECUTION BROKERS, LP|1023
HPP|HUDSON PACIFIC PPTYS|GLPX|ACS EXECUTION SERVICES, LLC|6184
HPP|HUDSON PACIFIC PPTYS|GNAV|GREEN STREET TRADING, LLC|4030
HPP|HUDSON PACIFIC PPTYS|GSCO|GOLDMAN SACHS & CO. LLC|694783
HPP|HUDSON PACIFIC PPTYS|GSCS|GOLDMAN SACHS & CO. LLC|400
HPP|HUDSON PACIFIC PPTYS|GSLT|GOLDMAN SACHS & CO. LLC|9715
HPP|HUDSON PACIFIC PPTYS|GTSZ|GTS SECURITIES LLC|105295
HPP|HUDSON PACIFIC PPTYS|HRBF|American Enterprise Investment Services Inc.|1105
HPP|HUDSON PACIFIC PPTYS|HSBC|HSBC Securities, Inc.|200
HPP|HUDSON PACIFIC PPTYS|IATS|INTERACTIVE BROKERS LLC|1452
HPP|HUDSON PACIFIC PPTYS|IBKR|Interactive Brokers Llc|1081
HPP|HUDSON PACIFIC PPTYS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|441
HPP|HUDSON PACIFIC PPTYS|ICBX|INSTINET, LLC|48099
HPP|HUDSON PACIFIC PPTYS|IEQY|CITADEL SECURITIES LLC|41677
HPP|HUDSON PACIFIC PPTYS|INCA|INSTINET, LLC|188561
HPP|HUDSON PACIFIC PPTYS|INJX|INSTINET, LLC|2971
HPP|HUDSON PACIFIC PPTYS|INTL|INTL FCSTONE FINANCIAL INC.|2021
HPP|HUDSON PACIFIC PPTYS|ITGI|ITG Inc.|37675
HPP|HUDSON PACIFIC PPTYS|ITGP|ITG INC.|169000
HPP|HUDSON PACIFIC PPTYS|JEFF|JEFFERIES LLC|143332
HPP|HUDSON PACIFIC PPTYS|JMPT|JUMP TRADING, LLC|57980
HPP|HUDSON PACIFIC PPTYS|JONE|JonesTrading|49323
HPP|HUDSON PACIFIC PPTYS|JPBX|J.P. MORGAN SECURITIES LLC|94457
HPP|HUDSON PACIFIC PPTYS|JPMX|J.P. Morgan Securities LLC|606854
HPP|HUDSON PACIFIC PPTYS|JSJX|JANE STREET CAPITAL LLC|11682
HPP|HUDSON PACIFIC PPTYS|KCGM|VIRTU Americas LLC|39082
HPP|HUDSON PACIFIC PPTYS|LEHM|Barclays Capital Inc./Le|561152
HPP|HUDSON PACIFIC PPTYS|LIME|Lime Brokerage LLC|12367
HPP|HUDSON PACIFIC PPTYS|LOOP|Loop Capital Markets LLC|7176
HPP|HUDSON PACIFIC PPTYS|LQNA|LIQUIDNET, INC.|663400
HPP|HUDSON PACIFIC PPTYS|MACQ|Macquarie Capital (USA) Inc.|200
HPP|HUDSON PACIFIC PPTYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140175
HPP|HUDSON PACIFIC PPTYS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
HPP|HUDSON PACIFIC PPTYS|MSCO|MORGAN STANLEY & CO. LLC|700855
HPP|HUDSON PACIFIC PPTYS|MSPL|MORGAN STANLEY & CO. LLC|218900
HPP|HUDSON PACIFIC PPTYS|MSTX|MORGAN STANLEY & CO. LLC|67000
HPP|HUDSON PACIFIC PPTYS|NFSC|National Financial Services LLC|32866
HPP|HUDSON PACIFIC PPTYS|NITE|VIRTU Americas LLC|106861
HPP|HUDSON PACIFIC PPTYS|NITP|VIRTU Americas LLC|800
HPP|HUDSON PACIFIC PPTYS|NQRB|Brut, LLC|9766
HPP|HUDSON PACIFIC PPTYS|NTRC|Northern Trust Securities, Inc.|21
HPP|HUDSON PACIFIC PPTYS|OPCO|Oppenheimer & Co. Inc.|1543
HPP|HUDSON PACIFIC PPTYS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|600
HPP|HUDSON PACIFIC PPTYS|PDQM|CODA MARKETS, INC.|20179
HPP|HUDSON PACIFIC PPTYS|PWJC|UBS Financial Services, Inc.|3000
HPP|HUDSON PACIFIC PPTYS|RBCM|RBC CAPITAL MARKETS, LLC|4727
HPP|HUDSON PACIFIC PPTYS|RGLD|Regal Securities, Inc|800
HPP|HUDSON PACIFIC PPTYS|SAGL|SAGETRADER, LLC|10088
HPP|HUDSON PACIFIC PPTYS|SAGW|SAGETRADER, LLC|2
HPP|HUDSON PACIFIC PPTYS|SBSH|Citigroup Global Markets Inc.|114759
HPP|HUDSON PACIFIC PPTYS|SEIC|SEI Investments Distribution Co.|100
HPP|HUDSON PACIFIC PPTYS|SGMT|GOLDMAN SACHS & CO. LLC|127952
HPP|HUDSON PACIFIC PPTYS|SPDR|SPEEDROUTE LLC|8592
HPP|HUDSON PACIFIC PPTYS|STFL|Stifel, Nicolaus & Company, Incorporated|1675
HPP|HUDSON PACIFIC PPTYS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5311
HPP|HUDSON PACIFIC PPTYS|SWIM|TD Ameritrade, Inc.|4265
HPP|HUDSON PACIFIC PPTYS|SWST|Hilltop Securities Inc.|631
HPP|HUDSON PACIFIC PPTYS|TRBT|Tradebot Systems, Inc.|169954
HPP|HUDSON PACIFIC PPTYS|TRCM|TRC MARKETS LLC|64418
HPP|HUDSON PACIFIC PPTYS|UBSA|UBS SECURITIES LLC|288988
HPP|HUDSON PACIFIC PPTYS|UBSS|UBS Securities LLC|343331
HPP|HUDSON PACIFIC PPTYS|VALX|VIRTU AMERICAS LLC|14332
HPP|HUDSON PACIFIC PPTYS|VGRD|Vanguard Marketing Corporation|901
HPP|HUDSON PACIFIC PPTYS|VNDS|VANDHAM SECURITIES CORP|2989
HPP|HUDSON PACIFIC PPTYS|WABR|Wall Street Access|42948
HPP|HUDSON PACIFIC PPTYS|WBPX|SUMMIT SECURITIES GROUP, LLC|5979
HPP|HUDSON PACIFIC PPTYS|WCHV|WELLS FARGO SECURITIES, LLC|53138
HPP|HUDSON PACIFIC PPTYS|WEDB|WEDBUSH SECURITIES INC.|1054
HPP|HUDSON PACIFIC PPTYS|WEED|Weeden & Co.L.P.|13296
HPP|HUDSON PACIFIC PPTYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|618
HPP|HUDSON PACIFIC PPTYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3937
HPP|HUDSON PACIFIC PPTYS|WSEA|WOLVERINE SECURITIES, LLC|1439
HPP|HUDSON PACIFIC PPTYS|XIST|INSTINET, LLC|71132
HPP|HUDSON PACIFIC PPTYS|XPQR|Jump Trading|300
HPP|HUDSON PACIFIC PPTYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|14468
HPP|HUDSON PACIFIC PPTYS|YKNA|COMHAR CAPITAL MARKETS, LLC|664
HPP|HUDSON PACIFIC PPTYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3294
HPQ|HP INC.|ABLE|NATIXIS Securities Americas LLC|1458089
HPQ|HP INC.|AGIS|Aegis Capital Corp.|400
HPQ|HP INC.|ALTX|Alternet Securities Inc.|26361
HPQ|HP INC.|ANOS|ABEL/NOSER, L.L.C.|10254
HPQ|HP INC.|APCC|Apex Clearing Corporation|5376
HPQ|HP INC.|BANK|Primevest Financial Services, Inc.|984
HPQ|HP INC.|BARD|Robert W. Baird & Co. Incorporated|20306
HPQ|HP INC.|BATM|CBOE TRADING, INC.|8669
HPQ|HP INC.|BAYC|BAY CREST PARTNERS, LLC|390
HPQ|HP INC.|BAYT|BTIG, LLC|33600
HPQ|HP INC.|BBNT|BB&T SECURITIES, LLC|5237
HPQ|HP INC.|BERN|Sanford C. Bernstein & Co., LLC|343511
HPQ|HP INC.|BGCE|BGC Financial Inc.|6574
HPQ|HP INC.|BIDS|BIDS TRADING L.P.|4400
HPQ|HP INC.|BIMI|Banca IMI Securities Corp.|3467
HPQ|HP INC.|BKCM|BNY Mellon Capital Markets LLC|2660
HPQ|HP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|85835
HPQ|HP INC.|BLKX|INSTINET, LLC|241578
HPQ|HP INC.|BMOC|BMO Capital Markets Corp.|240617
HPQ|HP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|412346
HPQ|HP INC.|BTIG|BTIG, LLC|131551
HPQ|HP INC.|BYXM|CBOE TRADING, INC.|2471
HPQ|HP INC.|BZYD|GOLDMAN SACHS & CO. LLC|1000
HPQ|HP INC.|CANT|Cantor Fitzgerald & Co.|37443
HPQ|HP INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|44094
HPQ|HP INC.|CHAS|Charles Schwab & Co., Inc.|5524
HPQ|HP INC.|CIBP|CIBC World Markets Corp.|115817
HPQ|HP INC.|CICF|Canaccord Genuity Corp.|13
HPQ|HP INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|36000
HPQ|HP INC.|CIST|Capital Institutional Services, Inc.|137000
HPQ|HP INC.|CLSA|CLSA AMERICAS, LLC|1100
HPQ|HP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|340998
HPQ|HP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2834
HPQ|HP INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3508
HPQ|HP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3018580
HPQ|HP INC.|CTDL|Citadel Derivatives Group Llc|332574
HPQ|HP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|796190
HPQ|HP INC.|DADA|D.A. Davidson & Co.|482
HPQ|HP INC.|DBAB|Deutsche Bank Securities Inc.|1218976
HPQ|HP INC.|DBAX|Deutsche Bank Securities Inc.|1921500
HPQ|HP INC.|DCHF|Dart Executions, LLC|7713
HPQ|HP INC.|DEAN|MORGAN STANLEY|93758
HPQ|HP INC.|DEGS|RONIN PROFESSIONAL LLC|800
HPQ|HP INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|278517
HPQ|HP INC.|DRWK|DRW SECURITIES, L.L.C.|43915
HPQ|HP INC.|EBXL|EBX LLC|1438700
HPQ|HP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|52199
HPQ|HP INC.|EDJC|Edward Jones / CDS|1418
HPQ|HP INC.|EDJO|Edward D. Jones & Co., L.P.|7788
HPQ|HP INC.|EGAM|CBOE TRADING, INC.|41316
HPQ|HP INC.|EGAW|CBOE TRADING, INC.|415
HPQ|HP INC.|EGXM|CBOE TRADING, INC.|8463
HPQ|HP INC.|EGXW|CBOE TRADING, INC.|131
HPQ|HP INC.|ELEV|ELEVATION, LLC|228956
HPQ|HP INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
HPQ|HP INC.|ETBE|Electronic Transaction Clearing, Inc.|39837
HPQ|HP INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
HPQ|HP INC.|ETCB|ETC BROKERAGE SERVICES, LLC|35
HPQ|HP INC.|ETCC|Electronic Transaction Clearing, Inc.|74
HPQ|HP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5300
HPQ|HP INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4126
HPQ|HP INC.|ETRS|E*Trade Securities LLC|341360
HPQ|HP INC.|FBSB|U.S. Bancorp Investments, Inc.|137
HPQ|HP INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|1
HPQ|HP INC.|FILL|Tradestation Securities, Inc.|84395
HPQ|HP INC.|FINX|FINTECH SECURITIES|3439
HPQ|HP INC.|FMAF|NBCN Inc./ CDS|20378
HPQ|HP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|65861
HPQ|HP INC.|FQLS|Quantlab Securities LP|2041968
HPQ|HP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|331588
HPQ|HP INC.|FTBR|Foliofn Investments, Inc.|31275
HPQ|HP INC.|GBMT|GBM International, Inc.|31433
HPQ|HP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|25834
HPQ|HP INC.|GLIS|TD Securities Inc|2298
HPQ|HP INC.|GLPX|ACS EXECUTION SERVICES, LLC|163516
HPQ|HP INC.|GSCO|GOLDMAN SACHS & CO. LLC|9990252
HPQ|HP INC.|GSCS|GOLDMAN SACHS & CO. LLC|60240
HPQ|HP INC.|GSLT|GOLDMAN SACHS & CO. LLC|41403
HPQ|HP INC.|GTSZ|GTS SECURITIES LLC|813463
HPQ|HP INC.|HCTA|Hardcastle Trading USA LLC|230990
HPQ|HP INC.|HRBF|American Enterprise Investment Services Inc.|46894
HPQ|HP INC.|HSBC|HSBC Securities, Inc.|122191
HPQ|HP INC.|IATS|INTERACTIVE BROKERS LLC|75769
HPQ|HP INC.|IBKR|Interactive Brokers Llc|119693
HPQ|HP INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5138
HPQ|HP INC.|ICBX|INSTINET, LLC|877944
HPQ|HP INC.|IEQY|CITADEL SECURITIES LLC|483232
HPQ|HP INC.|INCA|INSTINET, LLC|1902797
HPQ|HP INC.|INJX|INSTINET, LLC|3177
HPQ|HP INC.|ITGI|ITG Inc.|717013
HPQ|HP INC.|ITGP|ITG INC.|1448200
HPQ|HP INC.|JANY|Janney Montgomery Scott Inc.|8282
HPQ|HP INC.|JEFF|JEFFERIES LLC|1064800
HPQ|HP INC.|JLEO|Primary Capital, LLC|150
HPQ|HP INC.|JMPT|JUMP TRADING, LLC|277188
HPQ|HP INC.|JONE|JonesTrading|97347
HPQ|HP INC.|JPBX|J.P. MORGAN SECURITIES LLC|803871
HPQ|HP INC.|JPMX|J.P. Morgan Securities LLC|2256270
HPQ|HP INC.|JSJX|JANE STREET CAPITAL LLC|20882
HPQ|HP INC.|JUTA|JUMP TRADING, LLC|1616
HPQ|HP INC.|KCGM|VIRTU Americas LLC|412711
HPQ|HP INC.|LEHM|Barclays Capital Inc./Le|5075821
HPQ|HP INC.|LIME|Lime Brokerage LLC|232776
HPQ|HP INC.|LOOP|Loop Capital Markets LLC|8870
HPQ|HP INC.|LQNA|LIQUIDNET, INC.|165900
HPQ|HP INC.|LSCI|Lek Securities Corporation|134455
HPQ|HP INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
HPQ|HP INC.|MACC|Mid Atlantic Capital Corporation|4831
HPQ|HP INC.|MACQ|Macquarie Capital (USA) Inc.|2144
HPQ|HP INC.|MAXM|Maxim Group LLC|5324
HPQ|HP INC.|MBTS|ALLY INVEST SECURITIES LLC|8050
HPQ|HP INC.|MCMF|Raymond James Ltd. Cds|300
HPQ|HP INC.|MKMP|MKM Partners LLC|160300
HPQ|HP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1811615
HPQ|HP INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|22633
HPQ|HP INC.|MOTF|MOTIF INVESTING, INC.|29
HPQ|HP INC.|MPSG|E D & F Man Capital Markets Inc.|4227
HPQ|HP INC.|MSCO|MORGAN STANLEY & CO. LLC|6180917
HPQ|HP INC.|MSPL|MORGAN STANLEY & CO. LLC|3100500
HPQ|HP INC.|MSTX|MORGAN STANLEY & CO. LLC|2134100
HPQ|HP INC.|NATL|National Securities Corporation|50
HPQ|HP INC.|NFSC|National Financial Services LLC|1386416
HPQ|HP INC.|NITE|VIRTU Americas LLC|2449910
HPQ|HP INC.|NITP|VIRTU Americas LLC|172221
HPQ|HP INC.|NMRA|Nomura Securities International, Inc.|1000
HPQ|HP INC.|NQRB|Brut, LLC|62642
HPQ|HP INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2558
HPQ|HP INC.|NTRC|Northern Trust Securities, Inc.|7243
HPQ|HP INC.|OHOS|TWO SIGMA SECURITIES, LLC|158054
HPQ|HP INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|217850
HPQ|HP INC.|OPCO|Oppenheimer & Co. Inc.|39052
HPQ|HP INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|134
HPQ|HP INC.|PCPT|PHILLIP CAPITAL INC.|600
HPQ|HP INC.|PDQM|CODA MARKETS, INC.|53689
HPQ|HP INC.|PHLY|NASDAQ Execution Services, LLC|12800
HPQ|HP INC.|PICT|Pictet Overseas Inc.|427
HPQ|HP INC.|PWJC|UBS Financial Services, Inc.|7351
HPQ|HP INC.|QMSR|QUATTRO M SECURITIES INC.|17742
HPQ|HP INC.|RBCM|RBC CAPITAL MARKETS, LLC|54226
HPQ|HP INC.|RGLD|Regal Securities, Inc|3
HPQ|HP INC.|RHCO|Suntrust Robinson Humphrey, Inc.|121505
HPQ|HP INC.|SAGL|SAGETRADER, LLC|22900
HPQ|HP INC.|SAGW|SAGETRADER, LLC|907
HPQ|HP INC.|SALI|INTL FCSTONE FINANCIAL INC.|2209
HPQ|HP INC.|SBSH|Citigroup Global Markets Inc.|719983
HPQ|HP INC.|SEIC|SEI Investments Distribution Co.|14239
HPQ|HP INC.|SGMT|GOLDMAN SACHS & CO. LLC|1385192
HPQ|HP INC.|SJLS|TRADE INFORMATICS LLC|5800
HPQ|HP INC.|SPDR|SPEEDROUTE LLC|136219
HPQ|HP INC.|SPHN|Stephens Inc.|114256
HPQ|HP INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|4300
HPQ|HP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|60217
HPQ|HP INC.|STKP|STOCKPILE INVESTMENTS, INC.|714
HPQ|HP INC.|STXG|Stockcross Financial Services, Inc.|20485
HPQ|HP INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15531
HPQ|HP INC.|SWIM|TD Ameritrade, Inc.|141660
HPQ|HP INC.|SWST|Hilltop Securities Inc.|7082
HPQ|HP INC.|TAGC|TELSEY ADVISORY GROUP LLC|3131
HPQ|HP INC.|TDSI|TD Securities (USA) LLC|200
HPQ|HP INC.|TKNG|ALLY INVEST SECURITIES LLC|13971
HPQ|HP INC.|TRBT|Tradebot Systems, Inc.|1166974
HPQ|HP INC.|TRCM|TRC MARKETS LLC|840959
HPQ|HP INC.|TWTT|TASTYWORKS, INC.|2115
HPQ|HP INC.|UBSA|UBS SECURITIES LLC|4471592
HPQ|HP INC.|UBSS|UBS Securities LLC|3062598
HPQ|HP INC.|VALX|VIRTU AMERICAS LLC|322998
HPQ|HP INC.|VERT|The Vertical Trading Group, LLC|464
HPQ|HP INC.|VGRD|Vanguard Marketing Corporation|54614
HPQ|HP INC.|VNDM|Wall Street Access|11760
HPQ|HP INC.|VSIN|Vision Financial Markets Llc|25
HPQ|HP INC.|WBET|Wallachbeth Capital LLC|469
HPQ|HP INC.|WBLR|WILLIAM BLAIR|1809
HPQ|HP INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|22540
HPQ|HP INC.|WCHV|WELLS FARGO SECURITIES, LLC|846561
HPQ|HP INC.|WDNX|WEEDEN & CO.L.P.|12030
HPQ|HP INC.|WEDB|WEDBUSH SECURITIES INC.|37249
HPQ|HP INC.|WEED|Weeden & Co.L.P.|9103
HPQ|HP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|596182
HPQ|HP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|166584
HPQ|HP INC.|WGIF|CIBC World Markets Inc.|2618
HPQ|HP INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1281
HPQ|HP INC.|WORD|Worden Capital Management LLC|898
HPQ|HP INC.|WSAG|WALL STREET ACCESS|75
HPQ|HP INC.|WSEA|WOLVERINE SECURITIES, LLC|34906
HPQ|HP INC.|XIST|INSTINET, LLC|180268
HPQ|HP INC.|XPQR|Jump Trading|641
HPQ|HP INC.|XPUS|XP SECURITIES, LLC|8600
HPQ|HP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|380294
HPQ|HP INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1521
HPQ|HP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38270
HPR|HIGHPOINT RESOURCES|ABLE|NATIXIS Securities Americas LLC|33570
HPR|HIGHPOINT RESOURCES|ALTX|Alternet Securities Inc.|13766
HPR|HIGHPOINT RESOURCES|APCC|Apex Clearing Corporation|12923
HPR|HIGHPOINT RESOURCES|BATM|CBOE TRADING, INC.|21887
HPR|HIGHPOINT RESOURCES|BAYC|BAY CREST PARTNERS, LLC|8820
HPR|HIGHPOINT RESOURCES|BBNT|BB&T SECURITIES, LLC|108
HPR|HIGHPOINT RESOURCES|BERN|Sanford C. Bernstein & Co., LLC|7800
HPR|HIGHPOINT RESOURCES|BIDS|BIDS TRADING L.P.|101000
HPR|HIGHPOINT RESOURCES|BIMI|Banca IMI Securities Corp.|282
HPR|HIGHPOINT RESOURCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12220
HPR|HIGHPOINT RESOURCES|BLKX|INSTINET, LLC|72275
HPR|HIGHPOINT RESOURCES|BNPX|BNP PARIBAS SECURITIES CORP.|194935
HPR|HIGHPOINT RESOURCES|BRGE|Newbridge Securities Corp.|600
HPR|HIGHPOINT RESOURCES|BRVL|BLAYLOCK VAN, LLC|800
HPR|HIGHPOINT RESOURCES|BTIG|BTIG, LLC|1525
HPR|HIGHPOINT RESOURCES|BYXM|CBOE TRADING, INC.|600
HPR|HIGHPOINT RESOURCES|BZYD|GOLDMAN SACHS & CO. LLC|800
HPR|HIGHPOINT RESOURCES|CANT|Cantor Fitzgerald & Co.|100
HPR|HIGHPOINT RESOURCES|CHAS|Charles Schwab & Co., Inc.|12500
HPR|HIGHPOINT RESOURCES|CICF|Canaccord Genuity Corp.|19500
HPR|HIGHPOINT RESOURCES|CIST|Capital Institutional Services, Inc.|12619
HPR|HIGHPOINT RESOURCES|COKE|Coker & Palmer|18100
HPR|HIGHPOINT RESOURCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45106
HPR|HIGHPOINT RESOURCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|598286
HPR|HIGHPOINT RESOURCES|CTDL|Citadel Derivatives Group Llc|10727
HPR|HIGHPOINT RESOURCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|154872
HPR|HIGHPOINT RESOURCES|DBAB|Deutsche Bank Securities Inc.|742697
HPR|HIGHPOINT RESOURCES|DBAX|Deutsche Bank Securities Inc.|666400
HPR|HIGHPOINT RESOURCES|DBUL|Deutsche Bank Securities Inc.|4335
HPR|HIGHPOINT RESOURCES|DCHF|Dart Executions, LLC|1248
HPR|HIGHPOINT RESOURCES|DEAN|MORGAN STANLEY|3113
HPR|HIGHPOINT RESOURCES|DEGS|RONIN PROFESSIONAL LLC|8854
HPR|HIGHPOINT RESOURCES|DOTC|Dougherty & Company LLC|2000
HPR|HIGHPOINT RESOURCES|EBXL|EBX LLC|369900
HPR|HIGHPOINT RESOURCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|11131
HPR|HIGHPOINT RESOURCES|EDJO|Edward D. Jones & Co., L.P.|2468
HPR|HIGHPOINT RESOURCES|EGAM|CBOE TRADING, INC.|10336
HPR|HIGHPOINT RESOURCES|EGAW|CBOE TRADING, INC.|100
HPR|HIGHPOINT RESOURCES|EGMT|EG MARKET TECHNOLOGIES LLC|200
HPR|HIGHPOINT RESOURCES|EGXM|CBOE TRADING, INC.|22454
HPR|HIGHPOINT RESOURCES|ETBE|Electronic Transaction Clearing, Inc.|10437
HPR|HIGHPOINT RESOURCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3900
HPR|HIGHPOINT RESOURCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5786
HPR|HIGHPOINT RESOURCES|ETRS|E*Trade Securities LLC|347170
HPR|HIGHPOINT RESOURCES|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|20000
HPR|HIGHPOINT RESOURCES|FILL|Tradestation Securities, Inc.|46754
HPR|HIGHPOINT RESOURCES|FMAF|NBCN Inc./ CDS|1650
HPR|HIGHPOINT RESOURCES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31553
HPR|HIGHPOINT RESOURCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|189185
HPR|HIGHPOINT RESOURCES|FTBR|Foliofn Investments, Inc.|68070
HPR|HIGHPOINT RESOURCES|GEBB|GLOBAL EXECUTION BROKERS, LP|14000
HPR|HIGHPOINT RESOURCES|GLIS|TD Securities Inc|3
HPR|HIGHPOINT RESOURCES|GLPX|ACS EXECUTION SERVICES, LLC|58780
HPR|HIGHPOINT RESOURCES|GSCO|GOLDMAN SACHS & CO. LLC|1326690
HPR|HIGHPOINT RESOURCES|GSCS|GOLDMAN SACHS & CO. LLC|18468
HPR|HIGHPOINT RESOURCES|GSLT|GOLDMAN SACHS & CO. LLC|21760
HPR|HIGHPOINT RESOURCES|GTSZ|GTS SECURITIES LLC|68030
HPR|HIGHPOINT RESOURCES|HAPX|HAP Trading, LLC|100
HPR|HIGHPOINT RESOURCES|HSBC|HSBC Securities, Inc.|7013
HPR|HIGHPOINT RESOURCES|IATS|INTERACTIVE BROKERS LLC|18063
HPR|HIGHPOINT RESOURCES|IBKR|Interactive Brokers Llc|37715
HPR|HIGHPOINT RESOURCES|ICBX|INSTINET, LLC|134177
HPR|HIGHPOINT RESOURCES|IEQY|CITADEL SECURITIES LLC|162566
HPR|HIGHPOINT RESOURCES|INCA|INSTINET, LLC|254405
HPR|HIGHPOINT RESOURCES|INJX|INSTINET, LLC|31851
HPR|HIGHPOINT RESOURCES|ITGI|ITG Inc.|210241
HPR|HIGHPOINT RESOURCES|ITGP|ITG INC.|638600
HPR|HIGHPOINT RESOURCES|JEFF|JEFFERIES LLC|265990
HPR|HIGHPOINT RESOURCES|JMPT|JUMP TRADING, LLC|130577
HPR|HIGHPOINT RESOURCES|JPBX|J.P. MORGAN SECURITIES LLC|100645
HPR|HIGHPOINT RESOURCES|JPMX|J.P. Morgan Securities LLC|1534115
HPR|HIGHPOINT RESOURCES|JRCO|Johnson Rice & Company L.L.C.|100
HPR|HIGHPOINT RESOURCES|JSJX|JANE STREET CAPITAL LLC|13260
HPR|HIGHPOINT RESOURCES|KCGM|VIRTU Americas LLC|177950
HPR|HIGHPOINT RESOURCES|KEYB|KEYBANC CAPITAL MARKETS INC.|89644
HPR|HIGHPOINT RESOURCES|LEHM|Barclays Capital Inc./Le|902314
HPR|HIGHPOINT RESOURCES|LIME|Lime Brokerage LLC|35959
HPR|HIGHPOINT RESOURCES|LOOP|Loop Capital Markets LLC|2166
HPR|HIGHPOINT RESOURCES|LSCI|Lek Securities Corporation|646
HPR|HIGHPOINT RESOURCES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HPR|HIGHPOINT RESOURCES|MACQ|Macquarie Capital (USA) Inc.|2186
HPR|HIGHPOINT RESOURCES|MAXM|Maxim Group LLC|11905
HPR|HIGHPOINT RESOURCES|MBTS|ALLY INVEST SECURITIES LLC|750
HPR|HIGHPOINT RESOURCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|333739
HPR|HIGHPOINT RESOURCES|MNDX|TJM Investments, LLC|14293
HPR|HIGHPOINT RESOURCES|MOTF|MOTIF INVESTING, INC.|10
HPR|HIGHPOINT RESOURCES|MSCO|MORGAN STANLEY & CO. LLC|1258601
HPR|HIGHPOINT RESOURCES|MSPL|MORGAN STANLEY & CO. LLC|610000
HPR|HIGHPOINT RESOURCES|MSTX|MORGAN STANLEY & CO. LLC|321100
HPR|HIGHPOINT RESOURCES|NFSC|National Financial Services LLC|731237
HPR|HIGHPOINT RESOURCES|NITE|VIRTU Americas LLC|1410659
HPR|HIGHPOINT RESOURCES|NITP|VIRTU Americas LLC|1300
HPR|HIGHPOINT RESOURCES|NQRB|Brut, LLC|7828
HPR|HIGHPOINT RESOURCES|NTBF|BMO Nesbitt Burns Inc./CDS|1300
HPR|HIGHPOINT RESOURCES|NTRC|Northern Trust Securities, Inc.|29856
HPR|HIGHPOINT RESOURCES|OHOS|TWO SIGMA SECURITIES, LLC|36366
HPR|HIGHPOINT RESOURCES|OPCO|Oppenheimer & Co. Inc.|950
HPR|HIGHPOINT RESOURCES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|701
HPR|HIGHPOINT RESOURCES|PDQM|CODA MARKETS, INC.|15890
HPR|HIGHPOINT RESOURCES|RBCM|RBC CAPITAL MARKETS, LLC|490
HPR|HIGHPOINT RESOURCES|ROTH|Roth Capital Partners, LLC|400
HPR|HIGHPOINT RESOURCES|SAGL|SAGETRADER, LLC|7000
HPR|HIGHPOINT RESOURCES|SBSH|Citigroup Global Markets Inc.|133731
HPR|HIGHPOINT RESOURCES|SEIC|SEI Investments Distribution Co.|666
HPR|HIGHPOINT RESOURCES|SGMT|GOLDMAN SACHS & CO. LLC|301723
HPR|HIGHPOINT RESOURCES|SPDR|SPEEDROUTE LLC|5800
HPR|HIGHPOINT RESOURCES|SPGS|Sea Port Group Securities, LLC|11800
HPR|HIGHPOINT RESOURCES|SPHN|Stephens Inc.|700
HPR|HIGHPOINT RESOURCES|STFL|Stifel, Nicolaus & Company, Incorporated|571305
HPR|HIGHPOINT RESOURCES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3549
HPR|HIGHPOINT RESOURCES|SWIM|TD Ameritrade, Inc.|124711
HPR|HIGHPOINT RESOURCES|TKNG|ALLY INVEST SECURITIES LLC|13465
HPR|HIGHPOINT RESOURCES|TRBT|Tradebot Systems, Inc.|234475
HPR|HIGHPOINT RESOURCES|TRCM|TRC MARKETS LLC|14078
HPR|HIGHPOINT RESOURCES|UBSA|UBS SECURITIES LLC|1286914
HPR|HIGHPOINT RESOURCES|UBSS|UBS Securities LLC|945200
HPR|HIGHPOINT RESOURCES|VALX|VIRTU AMERICAS LLC|71226
HPR|HIGHPOINT RESOURCES|VGRD|Vanguard Marketing Corporation|42914
HPR|HIGHPOINT RESOURCES|WBLR|WILLIAM BLAIR|100000
HPR|HIGHPOINT RESOURCES|WCHV|WELLS FARGO SECURITIES, LLC|660097
HPR|HIGHPOINT RESOURCES|WEDB|WEDBUSH SECURITIES INC.|19630
HPR|HIGHPOINT RESOURCES|WEED|Weeden & Co.L.P.|4200
HPR|HIGHPOINT RESOURCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|408
HPR|HIGHPOINT RESOURCES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48250
HPR|HIGHPOINT RESOURCES|WFPB|Wells Fargo Securities, LLC.|100
HPR|HIGHPOINT RESOURCES|WSEA|WOLVERINE SECURITIES, LLC|41545
HPR|HIGHPOINT RESOURCES|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1700
HPR|HIGHPOINT RESOURCES|XIST|INSTINET, LLC|43000
HPR|HIGHPOINT RESOURCES|XPQR|Jump Trading|897
HPR|HIGHPOINT RESOURCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|289132
HPR|HIGHPOINT RESOURCES|YKNA|COMHAR CAPITAL MARKETS, LLC|200
HPR|HIGHPOINT RESOURCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|456
HPS|JOHN HANCOCK FD III|ALTX|Alternet Securities Inc.|600
HPS|JOHN HANCOCK FD III|APCC|Apex Clearing Corporation|274
HPS|JOHN HANCOCK FD III|BANK|Primevest Financial Services, Inc.|1420
HPS|JOHN HANCOCK FD III|BARD|Robert W. Baird & Co. Incorporated|3
HPS|JOHN HANCOCK FD III|BBNT|BB&T SECURITIES, LLC|578
HPS|JOHN HANCOCK FD III|BERN|Sanford C. Bernstein & Co., LLC|1700
HPS|JOHN HANCOCK FD III|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
HPS|JOHN HANCOCK FD III|CANT|Cantor Fitzgerald & Co.|608
HPS|JOHN HANCOCK FD III|CHAS|Charles Schwab & Co., Inc.|406
HPS|JOHN HANCOCK FD III|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1138
HPS|JOHN HANCOCK FD III|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
HPS|JOHN HANCOCK FD III|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5515
HPS|JOHN HANCOCK FD III|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
HPS|JOHN HANCOCK FD III|DBAX|Deutsche Bank Securities Inc.|2800
HPS|JOHN HANCOCK FD III|DEAN|MORGAN STANLEY|2116
HPS|JOHN HANCOCK FD III|EBXL|EBX LLC|4100
HPS|JOHN HANCOCK FD III|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
HPS|JOHN HANCOCK FD III|EDJO|Edward D. Jones & Co., L.P.|21776
HPS|JOHN HANCOCK FD III|EGAM|CBOE TRADING, INC.|13
HPS|JOHN HANCOCK FD III|EGXM|CBOE TRADING, INC.|411
HPS|JOHN HANCOCK FD III|ETCB|ETC BROKERAGE SERVICES, LLC|700
HPS|JOHN HANCOCK FD III|ETRS|E*Trade Securities LLC|10374
HPS|JOHN HANCOCK FD III|FBSB|U.S. Bancorp Investments, Inc.|6
HPS|JOHN HANCOCK FD III|FMAF|NBCN Inc./ CDS|550
HPS|JOHN HANCOCK FD III|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2806
HPS|JOHN HANCOCK FD III|FTBR|Foliofn Investments, Inc.|1108
HPS|JOHN HANCOCK FD III|GLPX|ACS EXECUTION SERVICES, LLC|2235
HPS|JOHN HANCOCK FD III|GSCO|GOLDMAN SACHS & CO. LLC|2450
HPS|JOHN HANCOCK FD III|GTSZ|GTS SECURITIES LLC|100
HPS|JOHN HANCOCK FD III|HRBF|American Enterprise Investment Services Inc.|18096
HPS|JOHN HANCOCK FD III|IATS|INTERACTIVE BROKERS LLC|1188
HPS|JOHN HANCOCK FD III|IBKR|Interactive Brokers Llc|3487
HPS|JOHN HANCOCK FD III|ICBX|INSTINET, LLC|974
HPS|JOHN HANCOCK FD III|INCA|INSTINET, LLC|1644
HPS|JOHN HANCOCK FD III|ITGI|ITG Inc.|16
HPS|JOHN HANCOCK FD III|ITGP|ITG INC.|3000
HPS|JOHN HANCOCK FD III|JANY|Janney Montgomery Scott Inc.|1247
HPS|JOHN HANCOCK FD III|JPMX|J.P. Morgan Securities LLC|8290
HPS|JOHN HANCOCK FD III|KCGM|VIRTU Americas LLC|1100
HPS|JOHN HANCOCK FD III|LEHM|Barclays Capital Inc./Le|1200
HPS|JOHN HANCOCK FD III|LGNT|COR CLEARING LLC|2
HPS|JOHN HANCOCK FD III|LIME|Lime Brokerage LLC|866
HPS|JOHN HANCOCK FD III|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|734
HPS|JOHN HANCOCK FD III|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
HPS|JOHN HANCOCK FD III|MOTF|MOTIF INVESTING, INC.|1
HPS|JOHN HANCOCK FD III|MSCO|MORGAN STANLEY & CO. LLC|18363
HPS|JOHN HANCOCK FD III|MSPL|MORGAN STANLEY & CO. LLC|2100
HPS|JOHN HANCOCK FD III|NATL|National Securities Corporation|3589
HPS|JOHN HANCOCK FD III|NFSC|National Financial Services LLC|119340
HPS|JOHN HANCOCK FD III|NITE|VIRTU Americas LLC|141856
HPS|JOHN HANCOCK FD III|NQRB|Brut, LLC|1350
HPS|JOHN HANCOCK FD III|OPCO|Oppenheimer & Co. Inc.|9684
HPS|JOHN HANCOCK FD III|PDQM|CODA MARKETS, INC.|3877
HPS|JOHN HANCOCK FD III|PWJC|UBS Financial Services, Inc.|22187
HPS|JOHN HANCOCK FD III|RBCM|RBC CAPITAL MARKETS, LLC|23841
HPS|JOHN HANCOCK FD III|SALI|INTL FCSTONE FINANCIAL INC.|705
HPS|JOHN HANCOCK FD III|SBRX|MURIEL SIEBERT & CO INC|905
HPS|JOHN HANCOCK FD III|SBSH|Citigroup Global Markets Inc.|200
HPS|JOHN HANCOCK FD III|SGMT|GOLDMAN SACHS & CO. LLC|1600
HPS|JOHN HANCOCK FD III|SPDR|SPEEDROUTE LLC|100
HPS|JOHN HANCOCK FD III|STFL|Stifel, Nicolaus & Company, Incorporated|2138
HPS|JOHN HANCOCK FD III|SWIM|TD Ameritrade, Inc.|10077
HPS|JOHN HANCOCK FD III|SWST|Hilltop Securities Inc.|7896
HPS|JOHN HANCOCK FD III|TKNG|ALLY INVEST SECURITIES LLC|32
HPS|JOHN HANCOCK FD III|TRBT|Tradebot Systems, Inc.|465
HPS|JOHN HANCOCK FD III|UBSA|UBS SECURITIES LLC|9439
HPS|JOHN HANCOCK FD III|UBSS|UBS Securities LLC|116692
HPS|JOHN HANCOCK FD III|VGRD|Vanguard Marketing Corporation|10751
HPS|JOHN HANCOCK FD III|WCHV|WELLS FARGO SECURITIES, LLC|34605
HPS|JOHN HANCOCK FD III|WEDB|WEDBUSH SECURITIES INC.|1146
HPS|JOHN HANCOCK FD III|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2474
HPS|JOHN HANCOCK FD III|WSEA|WOLVERINE SECURITIES, LLC|16
HPS|JOHN HANCOCK FD III|XSTM|NATIONAL FINANCIAL SERVICES LLC|8554
HPS|JOHN HANCOCK FD III|YKNA|COMHAR CAPITAL MARKETS, LLC|800
HPS|JOHN HANCOCK FD III|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19116
HPT|HOSPITALITY PROP CM|ALTX|Alternet Securities Inc.|2315
HPT|HOSPITALITY PROP CM|ANOS|ABEL/NOSER, L.L.C.|7400
HPT|HOSPITALITY PROP CM|APCC|Apex Clearing Corporation|293
HPT|HOSPITALITY PROP CM|BANK|Primevest Financial Services, Inc.|46
HPT|HOSPITALITY PROP CM|BARD|Robert W. Baird & Co. Incorporated|16078
HPT|HOSPITALITY PROP CM|BATM|CBOE TRADING, INC.|1153
HPT|HOSPITALITY PROP CM|BAYC|BAY CREST PARTNERS, LLC|21018
HPT|HOSPITALITY PROP CM|BBNT|BB&T SECURITIES, LLC|21
HPT|HOSPITALITY PROP CM|BERN|Sanford C. Bernstein & Co., LLC|2827
HPT|HOSPITALITY PROP CM|BKCM|BNY Mellon Capital Markets LLC|31009
HPT|HOSPITALITY PROP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15772
HPT|HOSPITALITY PROP CM|BLKX|INSTINET, LLC|34800
HPT|HOSPITALITY PROP CM|BMOC|BMO Capital Markets Corp.|6483
HPT|HOSPITALITY PROP CM|BNPX|BNP PARIBAS SECURITIES CORP.|92208
HPT|HOSPITALITY PROP CM|BRVL|BLAYLOCK VAN, LLC|1500
HPT|HOSPITALITY PROP CM|BTIG|BTIG, LLC|25259
HPT|HOSPITALITY PROP CM|BYXM|CBOE TRADING, INC.|4554
HPT|HOSPITALITY PROP CM|BZYD|GOLDMAN SACHS & CO. LLC|2600
HPT|HOSPITALITY PROP CM|CANT|Cantor Fitzgerald & Co.|269541
HPT|HOSPITALITY PROP CM|CHAS|Charles Schwab & Co., Inc.|253856
HPT|HOSPITALITY PROP CM|CICF|Canaccord Genuity Corp.|336
HPT|HOSPITALITY PROP CM|CIST|Capital Institutional Services, Inc.|271
HPT|HOSPITALITY PROP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30268
HPT|HOSPITALITY PROP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9436
HPT|HOSPITALITY PROP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|119544
HPT|HOSPITALITY PROP CM|CTDL|Citadel Derivatives Group Llc|126167
HPT|HOSPITALITY PROP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|41548
HPT|HOSPITALITY PROP CM|DADA|D.A. Davidson & Co.|1874
HPT|HOSPITALITY PROP CM|DBAB|Deutsche Bank Securities Inc.|939337
HPT|HOSPITALITY PROP CM|DBAX|Deutsche Bank Securities Inc.|109300
HPT|HOSPITALITY PROP CM|DEAN|MORGAN STANLEY|13382
HPT|HOSPITALITY PROP CM|DEGS|RONIN PROFESSIONAL LLC|300
HPT|HOSPITALITY PROP CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27334
HPT|HOSPITALITY PROP CM|EBXL|EBX LLC|117800
HPT|HOSPITALITY PROP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1797
HPT|HOSPITALITY PROP CM|EDJO|Edward D. Jones & Co., L.P.|6426
HPT|HOSPITALITY PROP CM|EGAM|CBOE TRADING, INC.|10799
HPT|HOSPITALITY PROP CM|EGAW|CBOE TRADING, INC.|280
HPT|HOSPITALITY PROP CM|EGXM|CBOE TRADING, INC.|1681
HPT|HOSPITALITY PROP CM|EGXW|CBOE TRADING, INC.|1
HPT|HOSPITALITY PROP CM|ETBE|Electronic Transaction Clearing, Inc.|85329
HPT|HOSPITALITY PROP CM|ETCC|Electronic Transaction Clearing, Inc.|240
HPT|HOSPITALITY PROP CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|19096
HPT|HOSPITALITY PROP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15056
HPT|HOSPITALITY PROP CM|ETRS|E*Trade Securities LLC|77872
HPT|HOSPITALITY PROP CM|EVRS|E1 ASSET MANAGEMENT, INC.|300
HPT|HOSPITALITY PROP CM|FBCO|Credit Suisse Securities (USA) LLC|838764
HPT|HOSPITALITY PROP CM|FBSB|U.S. Bancorp Investments, Inc.|29
HPT|HOSPITALITY PROP CM|FILL|Tradestation Securities, Inc.|200
HPT|HOSPITALITY PROP CM|FINX|FINTECH SECURITIES|527
HPT|HOSPITALITY PROP CM|FMAF|NBCN Inc./ CDS|554
HPT|HOSPITALITY PROP CM|FOMA|TD AMERITRADE CLEARING, INC.|267873
HPT|HOSPITALITY PROP CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7609
HPT|HOSPITALITY PROP CM|FQLS|Quantlab Securities LP|268020
HPT|HOSPITALITY PROP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|178772
HPT|HOSPITALITY PROP CM|FTBR|Foliofn Investments, Inc.|9948
HPT|HOSPITALITY PROP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|20214
HPT|HOSPITALITY PROP CM|GLPX|ACS EXECUTION SERVICES, LLC|553
HPT|HOSPITALITY PROP CM|GSCO|GOLDMAN SACHS & CO. LLC|1010139
HPT|HOSPITALITY PROP CM|GSCS|GOLDMAN SACHS & CO. LLC|24069
HPT|HOSPITALITY PROP CM|GSLT|GOLDMAN SACHS & CO. LLC|6443
HPT|HOSPITALITY PROP CM|GTSZ|GTS SECURITIES LLC|45727
HPT|HOSPITALITY PROP CM|HRBF|American Enterprise Investment Services Inc.|13366
HPT|HOSPITALITY PROP CM|HSBC|HSBC Securities, Inc.|400
HPT|HOSPITALITY PROP CM|IATS|INTERACTIVE BROKERS LLC|10556
HPT|HOSPITALITY PROP CM|IBKR|Interactive Brokers Llc|92434
HPT|HOSPITALITY PROP CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4571
HPT|HOSPITALITY PROP CM|ICBX|INSTINET, LLC|18878
HPT|HOSPITALITY PROP CM|IEQY|CITADEL SECURITIES LLC|171045
HPT|HOSPITALITY PROP CM|INCA|INSTINET, LLC|332491
HPT|HOSPITALITY PROP CM|INJX|INSTINET, LLC|28586
HPT|HOSPITALITY PROP CM|ITGI|ITG Inc.|395016
HPT|HOSPITALITY PROP CM|ITGP|ITG INC.|41200
HPT|HOSPITALITY PROP CM|JANY|Janney Montgomery Scott Inc.|2542
HPT|HOSPITALITY PROP CM|JEFF|JEFFERIES LLC|159026
HPT|HOSPITALITY PROP CM|JMPT|JUMP TRADING, LLC|82425
HPT|HOSPITALITY PROP CM|JPBX|J.P. MORGAN SECURITIES LLC|53718
HPT|HOSPITALITY PROP CM|JPMX|J.P. Morgan Securities LLC|370202
HPT|HOSPITALITY PROP CM|JSJX|JANE STREET CAPITAL LLC|1405
HPT|HOSPITALITY PROP CM|KCGM|VIRTU Americas LLC|14024
HPT|HOSPITALITY PROP CM|LEHM|Barclays Capital Inc./Le|864812
HPT|HOSPITALITY PROP CM|LIME|Lime Brokerage LLC|451886
HPT|HOSPITALITY PROP CM|LMGP|LIME BROKERAGE LLC|70667
HPT|HOSPITALITY PROP CM|LOOP|Loop Capital Markets LLC|1487
HPT|HOSPITALITY PROP CM|LSCI|Lek Securities Corporation|73
HPT|HOSPITALITY PROP CM|MACC|Mid Atlantic Capital Corporation|1100
HPT|HOSPITALITY PROP CM|MAXM|Maxim Group LLC|1410
HPT|HOSPITALITY PROP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34273
HPT|HOSPITALITY PROP CM|MOTF|MOTIF INVESTING, INC.|5
HPT|HOSPITALITY PROP CM|MSCO|MORGAN STANLEY & CO. LLC|3045689
HPT|HOSPITALITY PROP CM|MSPL|MORGAN STANLEY & CO. LLC|119600
HPT|HOSPITALITY PROP CM|MSTX|MORGAN STANLEY & CO. LLC|178600
HPT|HOSPITALITY PROP CM|NBCS|NBC Securities, INC.|75
HPT|HOSPITALITY PROP CM|NFSC|National Financial Services LLC|159410
HPT|HOSPITALITY PROP CM|NITE|VIRTU Americas LLC|337678
HPT|HOSPITALITY PROP CM|NITP|VIRTU Americas LLC|12402
HPT|HOSPITALITY PROP CM|NQRB|Brut, LLC|6391
HPT|HOSPITALITY PROP CM|OHOS|TWO SIGMA SECURITIES, LLC|66988
HPT|HOSPITALITY PROP CM|OPCO|Oppenheimer & Co. Inc.|3627
HPT|HOSPITALITY PROP CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5922
HPT|HOSPITALITY PROP CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|149897
HPT|HOSPITALITY PROP CM|PDQM|CODA MARKETS, INC.|1085
HPT|HOSPITALITY PROP CM|PHLY|NASDAQ Execution Services, LLC|1236
HPT|HOSPITALITY PROP CM|PIPR|Piper Jaffray & Co.|5400
HPT|HOSPITALITY PROP CM|PWJC|UBS Financial Services, Inc.|1320
HPT|HOSPITALITY PROP CM|RAJA|Raymond James & Associates, Inc.|13571
HPT|HOSPITALITY PROP CM|RBCM|RBC CAPITAL MARKETS, LLC|6513
HPT|HOSPITALITY PROP CM|SAGW|SAGETRADER, LLC|344
HPT|HOSPITALITY PROP CM|SBSH|Citigroup Global Markets Inc.|523635
HPT|HOSPITALITY PROP CM|SEIC|SEI Investments Distribution Co.|100
HPT|HOSPITALITY PROP CM|SGMT|GOLDMAN SACHS & CO. LLC|41220
HPT|HOSPITALITY PROP CM|SPDR|SPEEDROUTE LLC|3922
HPT|HOSPITALITY PROP CM|SPHN|Stephens Inc.|1380
HPT|HOSPITALITY PROP CM|STFL|Stifel, Nicolaus & Company, Incorporated|33267
HPT|HOSPITALITY PROP CM|SWIM|TD Ameritrade, Inc.|3586
HPT|HOSPITALITY PROP CM|SWST|Hilltop Securities Inc.|21078
HPT|HOSPITALITY PROP CM|TKNG|ALLY INVEST SECURITIES LLC|297
HPT|HOSPITALITY PROP CM|TRBT|Tradebot Systems, Inc.|270081
HPT|HOSPITALITY PROP CM|TRCM|TRC MARKETS LLC|253933
HPT|HOSPITALITY PROP CM|TWTT|TASTYWORKS, INC.|100
HPT|HOSPITALITY PROP CM|UBSA|UBS SECURITIES LLC|250674
HPT|HOSPITALITY PROP CM|UBSS|UBS Securities LLC|914546
HPT|HOSPITALITY PROP CM|VALX|VIRTU AMERICAS LLC|8069
HPT|HOSPITALITY PROP CM|VERT|The Vertical Trading Group, LLC|590
HPT|HOSPITALITY PROP CM|VGRD|Vanguard Marketing Corporation|18975
HPT|HOSPITALITY PROP CM|WBPX|SUMMIT SECURITIES GROUP, LLC|400
HPT|HOSPITALITY PROP CM|WCHV|WELLS FARGO SECURITIES, LLC|137173
HPT|HOSPITALITY PROP CM|WDNX|WEEDEN & CO.L.P.|1806
HPT|HOSPITALITY PROP CM|WEDB|WEDBUSH SECURITIES INC.|2496
HPT|HOSPITALITY PROP CM|WEED|Weeden & Co.L.P.|1311
HPT|HOSPITALITY PROP CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2074
HPT|HOSPITALITY PROP CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5208
HPT|HOSPITALITY PROP CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|232
HPT|HOSPITALITY PROP CM|WSEA|WOLVERINE SECURITIES, LLC|3385
HPT|HOSPITALITY PROP CM|XIST|INSTINET, LLC|19124
HPT|HOSPITALITY PROP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
HPT|HOSPITALITY PROP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8972
HQCL|HANWHA Q CELLS ADS|ALTX|Alternet Securities Inc.|3319
HQCL|HANWHA Q CELLS ADS|APCC|Apex Clearing Corporation|1311
HQCL|HANWHA Q CELLS ADS|BAYT|BTIG, LLC|400
HQCL|HANWHA Q CELLS ADS|BERN|Sanford C. Bernstein & Co., LLC|20
HQCL|HANWHA Q CELLS ADS|BZYD|GOLDMAN SACHS & CO. LLC|100
HQCL|HANWHA Q CELLS ADS|CANT|Cantor Fitzgerald & Co.|162
HQCL|HANWHA Q CELLS ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|140
HQCL|HANWHA Q CELLS ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7862
HQCL|HANWHA Q CELLS ADS|CTDL|Citadel Derivatives Group Llc|20
HQCL|HANWHA Q CELLS ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1740
HQCL|HANWHA Q CELLS ADS|DBAB|Deutsche Bank Securities Inc.|9007
HQCL|HANWHA Q CELLS ADS|DBAX|Deutsche Bank Securities Inc.|4900
HQCL|HANWHA Q CELLS ADS|DEGS|RONIN PROFESSIONAL LLC|9367
HQCL|HANWHA Q CELLS ADS|EBXL|EBX LLC|2100
HQCL|HANWHA Q CELLS ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|820
HQCL|HANWHA Q CELLS ADS|EGAM|CBOE TRADING, INC.|3519
HQCL|HANWHA Q CELLS ADS|ETRS|E*Trade Securities LLC|27769
HQCL|HANWHA Q CELLS ADS|FBCO|Credit Suisse Securities (USA) LLC|4758
HQCL|HANWHA Q CELLS ADS|FILL|Tradestation Securities, Inc.|1604
HQCL|HANWHA Q CELLS ADS|FMAF|NBCN Inc./ CDS|260
HQCL|HANWHA Q CELLS ADS|FOMA|TD AMERITRADE CLEARING, INC.|57573
HQCL|HANWHA Q CELLS ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8582
HQCL|HANWHA Q CELLS ADS|FTBR|Foliofn Investments, Inc.|107
HQCL|HANWHA Q CELLS ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|231
HQCL|HANWHA Q CELLS ADS|GLPX|ACS EXECUTION SERVICES, LLC|408
HQCL|HANWHA Q CELLS ADS|GSCO|GOLDMAN SACHS & CO. LLC|35594
HQCL|HANWHA Q CELLS ADS|GSLT|GOLDMAN SACHS & CO. LLC|1900
HQCL|HANWHA Q CELLS ADS|GTSZ|GTS SECURITIES LLC|8958
HQCL|HANWHA Q CELLS ADS|HRBF|American Enterprise Investment Services Inc.|130
HQCL|HANWHA Q CELLS ADS|HSBC|HSBC Securities, Inc.|298
HQCL|HANWHA Q CELLS ADS|IATS|INTERACTIVE BROKERS LLC|4232
HQCL|HANWHA Q CELLS ADS|IBKR|Interactive Brokers Llc|38992
HQCL|HANWHA Q CELLS ADS|ICBX|INSTINET, LLC|1100
HQCL|HANWHA Q CELLS ADS|INCA|INSTINET, LLC|26992
HQCL|HANWHA Q CELLS ADS|INJX|INSTINET, LLC|3401
HQCL|HANWHA Q CELLS ADS|ITGI|ITG Inc.|1511
HQCL|HANWHA Q CELLS ADS|ITGP|ITG INC.|1200
HQCL|HANWHA Q CELLS ADS|JANY|Janney Montgomery Scott Inc.|10
HQCL|HANWHA Q CELLS ADS|JEFF|JEFFERIES LLC|40900
HQCL|HANWHA Q CELLS ADS|JPMX|J.P. Morgan Securities LLC|16380
HQCL|HANWHA Q CELLS ADS|KCGM|VIRTU Americas LLC|417
HQCL|HANWHA Q CELLS ADS|LEHM|Barclays Capital Inc./Le|3920
HQCL|HANWHA Q CELLS ADS|LIME|Lime Brokerage LLC|30615
HQCL|HANWHA Q CELLS ADS|LMGP|LIME BROKERAGE LLC|1786
HQCL|HANWHA Q CELLS ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8100
HQCL|HANWHA Q CELLS ADS|MSCO|MORGAN STANLEY & CO. LLC|162452
HQCL|HANWHA Q CELLS ADS|MSPL|MORGAN STANLEY & CO. LLC|9900
HQCL|HANWHA Q CELLS ADS|MSTX|MORGAN STANLEY & CO. LLC|1200
HQCL|HANWHA Q CELLS ADS|NFSC|National Financial Services LLC|44634
HQCL|HANWHA Q CELLS ADS|NITE|VIRTU Americas LLC|77340
HQCL|HANWHA Q CELLS ADS|PDQM|CODA MARKETS, INC.|608
HQCL|HANWHA Q CELLS ADS|RGLD|Regal Securities, Inc|9
HQCL|HANWHA Q CELLS ADS|SBSH|Citigroup Global Markets Inc.|4526
HQCL|HANWHA Q CELLS ADS|SGMT|GOLDMAN SACHS & CO. LLC|1306
HQCL|HANWHA Q CELLS ADS|SPDR|SPEEDROUTE LLC|1078
HQCL|HANWHA Q CELLS ADS|SWIM|TD Ameritrade, Inc.|3710
HQCL|HANWHA Q CELLS ADS|TKNG|ALLY INVEST SECURITIES LLC|114
HQCL|HANWHA Q CELLS ADS|TRBT|Tradebot Systems, Inc.|100
HQCL|HANWHA Q CELLS ADS|TRCM|TRC MARKETS LLC|6422
HQCL|HANWHA Q CELLS ADS|UBSA|UBS SECURITIES LLC|47808
HQCL|HANWHA Q CELLS ADS|UBSS|UBS Securities LLC|124158
HQCL|HANWHA Q CELLS ADS|VALX|VIRTU AMERICAS LLC|3110
HQCL|HANWHA Q CELLS ADS|VGRD|Vanguard Marketing Corporation|1455
HQCL|HANWHA Q CELLS ADS|WCHV|WELLS FARGO SECURITIES, LLC|6604
HQCL|HANWHA Q CELLS ADS|WEED|Weeden & Co.L.P.|1250
HQCL|HANWHA Q CELLS ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1051
HQCL|HANWHA Q CELLS ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1755
HQCL|HANWHA Q CELLS ADS|WSEA|WOLVERINE SECURITIES, LLC|3571
HQCL|HANWHA Q CELLS ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
HQCL|HANWHA Q CELLS ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|200
HQCL|HANWHA Q CELLS ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|288
HQH|TEKLA HEALTHCARE INV|AGIS|Aegis Capital Corp.|715
HQH|TEKLA HEALTHCARE INV|ALTX|Alternet Securities Inc.|2977
HQH|TEKLA HEALTHCARE INV|APCC|Apex Clearing Corporation|77
HQH|TEKLA HEALTHCARE INV|BARD|Robert W. Baird & Co. Incorporated|59858
HQH|TEKLA HEALTHCARE INV|BATM|CBOE TRADING, INC.|148
HQH|TEKLA HEALTHCARE INV|BBNT|BB&T SECURITIES, LLC|902
HQH|TEKLA HEALTHCARE INV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|725
HQH|TEKLA HEALTHCARE INV|BRGE|Newbridge Securities Corp.|2100
HQH|TEKLA HEALTHCARE INV|BTIG|BTIG, LLC|300
HQH|TEKLA HEALTHCARE INV|BYXM|CBOE TRADING, INC.|300
HQH|TEKLA HEALTHCARE INV|CANT|Cantor Fitzgerald & Co.|173
HQH|TEKLA HEALTHCARE INV|CHAS|Charles Schwab & Co., Inc.|11
HQH|TEKLA HEALTHCARE INV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16079
HQH|TEKLA HEALTHCARE INV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
HQH|TEKLA HEALTHCARE INV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11058
HQH|TEKLA HEALTHCARE INV|DADA|D.A. Davidson & Co.|2091
HQH|TEKLA HEALTHCARE INV|DBAX|Deutsche Bank Securities Inc.|7000
HQH|TEKLA HEALTHCARE INV|DEAN|MORGAN STANLEY|58666
HQH|TEKLA HEALTHCARE INV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3294
HQH|TEKLA HEALTHCARE INV|EBXL|EBX LLC|8600
HQH|TEKLA HEALTHCARE INV|EDJO|Edward D. Jones & Co., L.P.|1161
HQH|TEKLA HEALTHCARE INV|EGAM|CBOE TRADING, INC.|5590
HQH|TEKLA HEALTHCARE INV|EGXM|CBOE TRADING, INC.|2271
HQH|TEKLA HEALTHCARE INV|ETBE|Electronic Transaction Clearing, Inc.|100
HQH|TEKLA HEALTHCARE INV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|155
HQH|TEKLA HEALTHCARE INV|ETRS|E*Trade Securities LLC|25662
HQH|TEKLA HEALTHCARE INV|FILL|Tradestation Securities, Inc.|640
HQH|TEKLA HEALTHCARE INV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3839
HQH|TEKLA HEALTHCARE INV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15628
HQH|TEKLA HEALTHCARE INV|FTBR|Foliofn Investments, Inc.|13
HQH|TEKLA HEALTHCARE INV|GLPX|ACS EXECUTION SERVICES, LLC|3374
HQH|TEKLA HEALTHCARE INV|GSCO|GOLDMAN SACHS & CO. LLC|799
HQH|TEKLA HEALTHCARE INV|GSCS|GOLDMAN SACHS & CO. LLC|400
HQH|TEKLA HEALTHCARE INV|GSLT|GOLDMAN SACHS & CO. LLC|1200
HQH|TEKLA HEALTHCARE INV|GTSZ|GTS SECURITIES LLC|256
HQH|TEKLA HEALTHCARE INV|HRBF|American Enterprise Investment Services Inc.|27242
HQH|TEKLA HEALTHCARE INV|IATS|INTERACTIVE BROKERS LLC|4631
HQH|TEKLA HEALTHCARE INV|IBKR|Interactive Brokers Llc|18038
HQH|TEKLA HEALTHCARE INV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|712
HQH|TEKLA HEALTHCARE INV|ICBX|INSTINET, LLC|3000
HQH|TEKLA HEALTHCARE INV|INCA|INSTINET, LLC|8069
HQH|TEKLA HEALTHCARE INV|INJX|INSTINET, LLC|121
HQH|TEKLA HEALTHCARE INV|ITGI|ITG Inc.|7329
HQH|TEKLA HEALTHCARE INV|ITGP|ITG INC.|5400
HQH|TEKLA HEALTHCARE INV|JANY|Janney Montgomery Scott Inc.|5477
HQH|TEKLA HEALTHCARE INV|JEFF|JEFFERIES LLC|1500
HQH|TEKLA HEALTHCARE INV|JMPT|JUMP TRADING, LLC|188
HQH|TEKLA HEALTHCARE INV|JPMX|J.P. Morgan Securities LLC|2200
HQH|TEKLA HEALTHCARE INV|JSJX|JANE STREET CAPITAL LLC|100
HQH|TEKLA HEALTHCARE INV|KCGM|VIRTU Americas LLC|2813
HQH|TEKLA HEALTHCARE INV|LEHM|Barclays Capital Inc./Le|3400
HQH|TEKLA HEALTHCARE INV|LIME|Lime Brokerage LLC|539
HQH|TEKLA HEALTHCARE INV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HQH|TEKLA HEALTHCARE INV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
HQH|TEKLA HEALTHCARE INV|MOTF|MOTIF INVESTING, INC.|1
HQH|TEKLA HEALTHCARE INV|MSCO|MORGAN STANLEY & CO. LLC|281956
HQH|TEKLA HEALTHCARE INV|MSPL|MORGAN STANLEY & CO. LLC|7200
HQH|TEKLA HEALTHCARE INV|NBCS|NBC Securities, INC.|105
HQH|TEKLA HEALTHCARE INV|NFSC|National Financial Services LLC|118320
HQH|TEKLA HEALTHCARE INV|NITE|VIRTU Americas LLC|286791
HQH|TEKLA HEALTHCARE INV|NQRB|Brut, LLC|200
HQH|TEKLA HEALTHCARE INV|OPCO|Oppenheimer & Co. Inc.|6549
HQH|TEKLA HEALTHCARE INV|PCPT|PHILLIP CAPITAL INC.|35
HQH|TEKLA HEALTHCARE INV|PDQM|CODA MARKETS, INC.|5045
HQH|TEKLA HEALTHCARE INV|PWJC|UBS Financial Services, Inc.|23358
HQH|TEKLA HEALTHCARE INV|RBCM|RBC CAPITAL MARKETS, LLC|34168
HQH|TEKLA HEALTHCARE INV|SAGL|SAGETRADER, LLC|900
HQH|TEKLA HEALTHCARE INV|SBSH|Citigroup Global Markets Inc.|666
HQH|TEKLA HEALTHCARE INV|SGMT|GOLDMAN SACHS & CO. LLC|3316
HQH|TEKLA HEALTHCARE INV|SPDR|SPEEDROUTE LLC|1110
HQH|TEKLA HEALTHCARE INV|SPHN|Stephens Inc.|1787
HQH|TEKLA HEALTHCARE INV|STFL|Stifel, Nicolaus & Company, Incorporated|7760
HQH|TEKLA HEALTHCARE INV|SWIM|TD Ameritrade, Inc.|4765
HQH|TEKLA HEALTHCARE INV|SWST|Hilltop Securities Inc.|7373
HQH|TEKLA HEALTHCARE INV|TKNG|ALLY INVEST SECURITIES LLC|280
HQH|TEKLA HEALTHCARE INV|TRBT|Tradebot Systems, Inc.|1511
HQH|TEKLA HEALTHCARE INV|UBSA|UBS SECURITIES LLC|25165
HQH|TEKLA HEALTHCARE INV|UBSS|UBS Securities LLC|148603
HQH|TEKLA HEALTHCARE INV|VALX|VIRTU AMERICAS LLC|2448
HQH|TEKLA HEALTHCARE INV|VERT|The Vertical Trading Group, LLC|46
HQH|TEKLA HEALTHCARE INV|VGRD|Vanguard Marketing Corporation|16697
HQH|TEKLA HEALTHCARE INV|WABR|Wall Street Access|1380
HQH|TEKLA HEALTHCARE INV|WCHV|WELLS FARGO SECURITIES, LLC|133620
HQH|TEKLA HEALTHCARE INV|WEDB|WEDBUSH SECURITIES INC.|21738
HQH|TEKLA HEALTHCARE INV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|430
HQH|TEKLA HEALTHCARE INV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13041
HQH|TEKLA HEALTHCARE INV|WSEA|WOLVERINE SECURITIES, LLC|2213
HQH|TEKLA HEALTHCARE INV|XPQR|Jump Trading|100
HQH|TEKLA HEALTHCARE INV|YKNA|COMHAR CAPITAL MARKETS, LLC|600
HQH|TEKLA HEALTHCARE INV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9960
HQL|TEKLA LIFE SCIENCES|AGIS|Aegis Capital Corp.|1888
HQL|TEKLA LIFE SCIENCES|ALTX|Alternet Securities Inc.|2000
HQL|TEKLA LIFE SCIENCES|APCC|Apex Clearing Corporation|30
HQL|TEKLA LIFE SCIENCES|BARD|Robert W. Baird & Co. Incorporated|83
HQL|TEKLA LIFE SCIENCES|BATM|CBOE TRADING, INC.|22
HQL|TEKLA LIFE SCIENCES|BRGE|Newbridge Securities Corp.|557
HQL|TEKLA LIFE SCIENCES|BTIG|BTIG, LLC|1150
HQL|TEKLA LIFE SCIENCES|BYXM|CBOE TRADING, INC.|200
HQL|TEKLA LIFE SCIENCES|CANT|Cantor Fitzgerald & Co.|198
HQL|TEKLA LIFE SCIENCES|CHAS|Charles Schwab & Co., Inc.|2118
HQL|TEKLA LIFE SCIENCES|CHLM|Craig-Hallum Capital Group LLC|300
HQL|TEKLA LIFE SCIENCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
HQL|TEKLA LIFE SCIENCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HQL|TEKLA LIFE SCIENCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8510
HQL|TEKLA LIFE SCIENCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
HQL|TEKLA LIFE SCIENCES|DADA|D.A. Davidson & Co.|2256
HQL|TEKLA LIFE SCIENCES|DBAX|Deutsche Bank Securities Inc.|5000
HQL|TEKLA LIFE SCIENCES|DEAN|MORGAN STANLEY|18600
HQL|TEKLA LIFE SCIENCES|DEGS|RONIN PROFESSIONAL LLC|500
HQL|TEKLA LIFE SCIENCES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4900
HQL|TEKLA LIFE SCIENCES|EBXL|EBX LLC|3400
HQL|TEKLA LIFE SCIENCES|EGAM|CBOE TRADING, INC.|2000
HQL|TEKLA LIFE SCIENCES|EGAW|CBOE TRADING, INC.|100
HQL|TEKLA LIFE SCIENCES|EGXM|CBOE TRADING, INC.|1000
HQL|TEKLA LIFE SCIENCES|ETBE|Electronic Transaction Clearing, Inc.|100
HQL|TEKLA LIFE SCIENCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|327
HQL|TEKLA LIFE SCIENCES|ETRS|E*Trade Securities LLC|20133
HQL|TEKLA LIFE SCIENCES|FILL|Tradestation Securities, Inc.|100
HQL|TEKLA LIFE SCIENCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8285
HQL|TEKLA LIFE SCIENCES|FTBR|Foliofn Investments, Inc.|33750
HQL|TEKLA LIFE SCIENCES|GLPX|ACS EXECUTION SERVICES, LLC|2170
HQL|TEKLA LIFE SCIENCES|GSCO|GOLDMAN SACHS & CO. LLC|995
HQL|TEKLA LIFE SCIENCES|GTSZ|GTS SECURITIES LLC|800
HQL|TEKLA LIFE SCIENCES|HRBF|American Enterprise Investment Services Inc.|7300
HQL|TEKLA LIFE SCIENCES|IATS|INTERACTIVE BROKERS LLC|4543
HQL|TEKLA LIFE SCIENCES|IBKR|Interactive Brokers Llc|4634
HQL|TEKLA LIFE SCIENCES|ICBX|INSTINET, LLC|2300
HQL|TEKLA LIFE SCIENCES|INCA|INSTINET, LLC|9986
HQL|TEKLA LIFE SCIENCES|INJX|INSTINET, LLC|137
HQL|TEKLA LIFE SCIENCES|ITGI|ITG Inc.|1600
HQL|TEKLA LIFE SCIENCES|ITGP|ITG INC.|7800
HQL|TEKLA LIFE SCIENCES|JANY|Janney Montgomery Scott Inc.|3690
HQL|TEKLA LIFE SCIENCES|JEFF|JEFFERIES LLC|3232
HQL|TEKLA LIFE SCIENCES|JPMX|J.P. Morgan Securities LLC|7108
HQL|TEKLA LIFE SCIENCES|KCGM|VIRTU Americas LLC|4000
HQL|TEKLA LIFE SCIENCES|LEHM|Barclays Capital Inc./Le|5000
HQL|TEKLA LIFE SCIENCES|LIME|Lime Brokerage LLC|1235
HQL|TEKLA LIFE SCIENCES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|130
HQL|TEKLA LIFE SCIENCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
HQL|TEKLA LIFE SCIENCES|MSCO|MORGAN STANLEY & CO. LLC|38112
HQL|TEKLA LIFE SCIENCES|MSPL|MORGAN STANLEY & CO. LLC|1500
HQL|TEKLA LIFE SCIENCES|NBCS|NBC Securities, INC.|1412
HQL|TEKLA LIFE SCIENCES|NFSC|National Financial Services LLC|103072
HQL|TEKLA LIFE SCIENCES|NITE|VIRTU Americas LLC|190053
HQL|TEKLA LIFE SCIENCES|NQRB|Brut, LLC|1500
HQL|TEKLA LIFE SCIENCES|OPCO|Oppenheimer & Co. Inc.|6410
HQL|TEKLA LIFE SCIENCES|OTAA|OTA LLC|600
HQL|TEKLA LIFE SCIENCES|PDQM|CODA MARKETS, INC.|2773
HQL|TEKLA LIFE SCIENCES|PWJC|UBS Financial Services, Inc.|11027
HQL|TEKLA LIFE SCIENCES|RBCM|RBC CAPITAL MARKETS, LLC|6812
HQL|TEKLA LIFE SCIENCES|SBSH|Citigroup Global Markets Inc.|322
HQL|TEKLA LIFE SCIENCES|SGMT|GOLDMAN SACHS & CO. LLC|3622
HQL|TEKLA LIFE SCIENCES|SPDR|SPEEDROUTE LLC|1300
HQL|TEKLA LIFE SCIENCES|SPHN|Stephens Inc.|612
HQL|TEKLA LIFE SCIENCES|STFL|Stifel, Nicolaus & Company, Incorporated|3627
HQL|TEKLA LIFE SCIENCES|SWIM|TD Ameritrade, Inc.|7182
HQL|TEKLA LIFE SCIENCES|SWST|Hilltop Securities Inc.|14750
HQL|TEKLA LIFE SCIENCES|TKNG|ALLY INVEST SECURITIES LLC|400
HQL|TEKLA LIFE SCIENCES|TRBT|Tradebot Systems, Inc.|713
HQL|TEKLA LIFE SCIENCES|UBSA|UBS SECURITIES LLC|13775
HQL|TEKLA LIFE SCIENCES|UBSS|UBS Securities LLC|58330
HQL|TEKLA LIFE SCIENCES|VALX|VIRTU AMERICAS LLC|725
HQL|TEKLA LIFE SCIENCES|VGRD|Vanguard Marketing Corporation|9958
HQL|TEKLA LIFE SCIENCES|WCHV|WELLS FARGO SECURITIES, LLC|75914
HQL|TEKLA LIFE SCIENCES|WEDB|WEDBUSH SECURITIES INC.|500
HQL|TEKLA LIFE SCIENCES|WEED|Weeden & Co.L.P.|9250
HQL|TEKLA LIFE SCIENCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|601
HQL|TEKLA LIFE SCIENCES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10037
HQL|TEKLA LIFE SCIENCES|WGIF|CIBC World Markets Inc.|50
HQL|TEKLA LIFE SCIENCES|WSEA|WOLVERINE SECURITIES, LLC|2524
HQL|TEKLA LIFE SCIENCES|XPQR|Jump Trading|100
HQL|TEKLA LIFE SCIENCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
HQL|TEKLA LIFE SCIENCES|YKNA|COMHAR CAPITAL MARKETS, LLC|300
HQL|TEKLA LIFE SCIENCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9531
HQY|HEALTHEQUITY CMN STK|AGIS|Aegis Capital Corp.|1250
HQY|HEALTHEQUITY CMN STK|ALLN|Allen & Company LLC|833
HQY|HEALTHEQUITY CMN STK|ALTX|Alternet Securities Inc.|9285
HQY|HEALTHEQUITY CMN STK|ANDG|Andrew Garrett Inc.|100
HQY|HEALTHEQUITY CMN STK|APCC|Apex Clearing Corporation|540
HQY|HEALTHEQUITY CMN STK|BARD|Robert W. Baird & Co. Incorporated|165
HQY|HEALTHEQUITY CMN STK|BATM|CBOE TRADING, INC.|7804
HQY|HEALTHEQUITY CMN STK|BAYT|BTIG, LLC|100
HQY|HEALTHEQUITY CMN STK|BERN|Sanford C. Bernstein & Co., LLC|13113
HQY|HEALTHEQUITY CMN STK|BIDS|BIDS TRADING L.P.|1100
HQY|HEALTHEQUITY CMN STK|BIMI|Banca IMI Securities Corp.|600
HQY|HEALTHEQUITY CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8256
HQY|HEALTHEQUITY CMN STK|BLKX|INSTINET, LLC|48940
HQY|HEALTHEQUITY CMN STK|BMOC|BMO Capital Markets Corp.|8337
HQY|HEALTHEQUITY CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|9097
HQY|HEALTHEQUITY CMN STK|BRVL|BLAYLOCK VAN, LLC|400
HQY|HEALTHEQUITY CMN STK|BTIG|BTIG, LLC|15461
HQY|HEALTHEQUITY CMN STK|BYXM|CBOE TRADING, INC.|1520
HQY|HEALTHEQUITY CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|700
HQY|HEALTHEQUITY CMN STK|CANT|Cantor Fitzgerald & Co.|693
HQY|HEALTHEQUITY CMN STK|CHAS|Charles Schwab & Co., Inc.|684
HQY|HEALTHEQUITY CMN STK|CIST|Capital Institutional Services, Inc.|2143
HQY|HEALTHEQUITY CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|208549
HQY|HEALTHEQUITY CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3903
HQY|HEALTHEQUITY CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4410
HQY|HEALTHEQUITY CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|317992
HQY|HEALTHEQUITY CMN STK|CTDL|Citadel Derivatives Group Llc|26301
HQY|HEALTHEQUITY CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|31770
HQY|HEALTHEQUITY CMN STK|DADA|D.A. Davidson & Co.|2632
HQY|HEALTHEQUITY CMN STK|DAVA|Davenport & Company LLC|175
HQY|HEALTHEQUITY CMN STK|DBAB|Deutsche Bank Securities Inc.|507703
HQY|HEALTHEQUITY CMN STK|DBAX|Deutsche Bank Securities Inc.|198200
HQY|HEALTHEQUITY CMN STK|DBUL|Deutsche Bank Securities Inc.|5503
HQY|HEALTHEQUITY CMN STK|DCHF|Dart Executions, LLC|823
HQY|HEALTHEQUITY CMN STK|DEAN|MORGAN STANLEY|3011
HQY|HEALTHEQUITY CMN STK|DEGS|RONIN PROFESSIONAL LLC|14503
HQY|HEALTHEQUITY CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17477
HQY|HEALTHEQUITY CMN STK|EBXL|EBX LLC|167300
HQY|HEALTHEQUITY CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|13530
HQY|HEALTHEQUITY CMN STK|EDJO|Edward D. Jones & Co., L.P.|543
HQY|HEALTHEQUITY CMN STK|EGAM|CBOE TRADING, INC.|10201
HQY|HEALTHEQUITY CMN STK|EGAW|CBOE TRADING, INC.|14
HQY|HEALTHEQUITY CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|1220
HQY|HEALTHEQUITY CMN STK|EGXM|CBOE TRADING, INC.|5494
HQY|HEALTHEQUITY CMN STK|EGXW|CBOE TRADING, INC.|100
HQY|HEALTHEQUITY CMN STK|ESPO|ESPOSITO SECURITIES, LLC|8
HQY|HEALTHEQUITY CMN STK|ETBE|Electronic Transaction Clearing, Inc.|40643
HQY|HEALTHEQUITY CMN STK|ETCB|ETC BROKERAGE SERVICES, LLC|14
HQY|HEALTHEQUITY CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2824
HQY|HEALTHEQUITY CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53596
HQY|HEALTHEQUITY CMN STK|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
HQY|HEALTHEQUITY CMN STK|ETRS|E*Trade Securities LLC|171835
HQY|HEALTHEQUITY CMN STK|FBCO|Credit Suisse Securities (USA) LLC|464633
HQY|HEALTHEQUITY CMN STK|FBSB|U.S. Bancorp Investments, Inc.|105
HQY|HEALTHEQUITY CMN STK|FILL|Tradestation Securities, Inc.|9153
HQY|HEALTHEQUITY CMN STK|FINX|FINTECH SECURITIES|3265
HQY|HEALTHEQUITY CMN STK|FMAF|NBCN Inc./ CDS|2486
HQY|HEALTHEQUITY CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|122420
HQY|HEALTHEQUITY CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13099
HQY|HEALTHEQUITY CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|213219
HQY|HEALTHEQUITY CMN STK|FTBR|Foliofn Investments, Inc.|8554
HQY|HEALTHEQUITY CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|57543
HQY|HEALTHEQUITY CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|16117
HQY|HEALTHEQUITY CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|847729
HQY|HEALTHEQUITY CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|23868
HQY|HEALTHEQUITY CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|2295
HQY|HEALTHEQUITY CMN STK|GTSZ|GTS SECURITIES LLC|17688
HQY|HEALTHEQUITY CMN STK|HAPX|HAP Trading, LLC|444
HQY|HEALTHEQUITY CMN STK|HRBF|American Enterprise Investment Services Inc.|5044
HQY|HEALTHEQUITY CMN STK|HSBC|HSBC Securities, Inc.|900
HQY|HEALTHEQUITY CMN STK|IATS|INTERACTIVE BROKERS LLC|18239
HQY|HEALTHEQUITY CMN STK|IBKR|Interactive Brokers Llc|133872
HQY|HEALTHEQUITY CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|315
HQY|HEALTHEQUITY CMN STK|ICBX|INSTINET, LLC|94905
HQY|HEALTHEQUITY CMN STK|IEQY|CITADEL SECURITIES LLC|72627
HQY|HEALTHEQUITY CMN STK|INCA|INSTINET, LLC|575649
HQY|HEALTHEQUITY CMN STK|INJX|INSTINET, LLC|23745
HQY|HEALTHEQUITY CMN STK|ITGI|ITG Inc.|296971
HQY|HEALTHEQUITY CMN STK|ITGP|ITG INC.|226600
HQY|HEALTHEQUITY CMN STK|JANY|Janney Montgomery Scott Inc.|1677
HQY|HEALTHEQUITY CMN STK|JEFF|JEFFERIES LLC|85687
HQY|HEALTHEQUITY CMN STK|JMPT|JUMP TRADING, LLC|84683
HQY|HEALTHEQUITY CMN STK|JONE|JonesTrading|100564
HQY|HEALTHEQUITY CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|11069
HQY|HEALTHEQUITY CMN STK|JPMX|J.P. Morgan Securities LLC|204031
HQY|HEALTHEQUITY CMN STK|JSJX|JANE STREET CAPITAL LLC|13492
HQY|HEALTHEQUITY CMN STK|KCGM|VIRTU Americas LLC|46694
HQY|HEALTHEQUITY CMN STK|LEHM|Barclays Capital Inc./Le|592006
HQY|HEALTHEQUITY CMN STK|LIME|Lime Brokerage LLC|180968
HQY|HEALTHEQUITY CMN STK|LMGP|LIME BROKERAGE LLC|10202
HQY|HEALTHEQUITY CMN STK|LQNA|LIQUIDNET, INC.|98900
HQY|HEALTHEQUITY CMN STK|LSCI|Lek Securities Corporation|435
HQY|HEALTHEQUITY CMN STK|MACQ|Macquarie Capital (USA) Inc.|100
HQY|HEALTHEQUITY CMN STK|MAXM|Maxim Group LLC|6052
HQY|HEALTHEQUITY CMN STK|MBTS|ALLY INVEST SECURITIES LLC|9
HQY|HEALTHEQUITY CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|91239
HQY|HEALTHEQUITY CMN STK|MOTF|MOTIF INVESTING, INC.|28
HQY|HEALTHEQUITY CMN STK|MSCO|MORGAN STANLEY & CO. LLC|2175165
HQY|HEALTHEQUITY CMN STK|MSPL|MORGAN STANLEY & CO. LLC|294900
HQY|HEALTHEQUITY CMN STK|MSTX|MORGAN STANLEY & CO. LLC|66200
HQY|HEALTHEQUITY CMN STK|NEED|Needham & Company, LLC|1886
HQY|HEALTHEQUITY CMN STK|NFSC|National Financial Services LLC|224833
HQY|HEALTHEQUITY CMN STK|NITE|VIRTU Americas LLC|458788
HQY|HEALTHEQUITY CMN STK|NITP|VIRTU Americas LLC|1424
HQY|HEALTHEQUITY CMN STK|NQRB|Brut, LLC|8037
HQY|HEALTHEQUITY CMN STK|NTRC|Northern Trust Securities, Inc.|4753
HQY|HEALTHEQUITY CMN STK|OPCO|Oppenheimer & Co. Inc.|1955
HQY|HEALTHEQUITY CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
HQY|HEALTHEQUITY CMN STK|PDQM|CODA MARKETS, INC.|68630
HQY|HEALTHEQUITY CMN STK|PHLY|NASDAQ Execution Services, LLC|5800
HQY|HEALTHEQUITY CMN STK|PIPR|Piper Jaffray & Co.|3214
HQY|HEALTHEQUITY CMN STK|PWJC|UBS Financial Services, Inc.|1830
HQY|HEALTHEQUITY CMN STK|RAJA|Raymond James & Associates, Inc.|50602
HQY|HEALTHEQUITY CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|1821
HQY|HEALTHEQUITY CMN STK|RGLD|Regal Securities, Inc|600
HQY|HEALTHEQUITY CMN STK|RHCO|Suntrust Robinson Humphrey, Inc.|20780
HQY|HEALTHEQUITY CMN STK|SAGL|SAGETRADER, LLC|3295
HQY|HEALTHEQUITY CMN STK|SAGW|SAGETRADER, LLC|105
HQY|HEALTHEQUITY CMN STK|SALI|INTL FCSTONE FINANCIAL INC.|50
HQY|HEALTHEQUITY CMN STK|SBSH|Citigroup Global Markets Inc.|198715
HQY|HEALTHEQUITY CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|105947
HQY|HEALTHEQUITY CMN STK|SIDC|Sidoti & Company, LLC|800
HQY|HEALTHEQUITY CMN STK|SPDR|SPEEDROUTE LLC|5208
HQY|HEALTHEQUITY CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|7072
HQY|HEALTHEQUITY CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|22
HQY|HEALTHEQUITY CMN STK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|77
HQY|HEALTHEQUITY CMN STK|SWIM|TD Ameritrade, Inc.|44462
HQY|HEALTHEQUITY CMN STK|SWST|Hilltop Securities Inc.|1664
HQY|HEALTHEQUITY CMN STK|TKNG|ALLY INVEST SECURITIES LLC|1349
HQY|HEALTHEQUITY CMN STK|TONC|CUTTONE & CO., LLC|1279
HQY|HEALTHEQUITY CMN STK|TRBT|Tradebot Systems, Inc.|288904
HQY|HEALTHEQUITY CMN STK|TRCM|TRC MARKETS LLC|104955
HQY|HEALTHEQUITY CMN STK|TWTT|TASTYWORKS, INC.|1172
HQY|HEALTHEQUITY CMN STK|UBSA|UBS SECURITIES LLC|488014
HQY|HEALTHEQUITY CMN STK|UBSS|UBS Securities LLC|1514414
HQY|HEALTHEQUITY CMN STK|VALX|VIRTU AMERICAS LLC|14721
HQY|HEALTHEQUITY CMN STK|VGRD|Vanguard Marketing Corporation|85875
HQY|HEALTHEQUITY CMN STK|VNDS|VANDHAM SECURITIES CORP|2000
HQY|HEALTHEQUITY CMN STK|VSIN|Vision Financial Markets Llc|44
HQY|HEALTHEQUITY CMN STK|WABR|Wall Street Access|15915
HQY|HEALTHEQUITY CMN STK|WBLR|WILLIAM BLAIR|43600
HQY|HEALTHEQUITY CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|2410
HQY|HEALTHEQUITY CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|120517
HQY|HEALTHEQUITY CMN STK|WDNX|WEEDEN & CO.L.P.|9636
HQY|HEALTHEQUITY CMN STK|WEDB|WEDBUSH SECURITIES INC.|3411
HQY|HEALTHEQUITY CMN STK|WEED|Weeden & Co.L.P.|2863
HQY|HEALTHEQUITY CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16303
HQY|HEALTHEQUITY CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36368
HQY|HEALTHEQUITY CMN STK|WGIF|CIBC World Markets Inc.|604
HQY|HEALTHEQUITY CMN STK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|56
HQY|HEALTHEQUITY CMN STK|WSEA|WOLVERINE SECURITIES, LLC|7158
HQY|HEALTHEQUITY CMN STK|XIST|INSTINET, LLC|113180
HQY|HEALTHEQUITY CMN STK|XPQR|Jump Trading|400
HQY|HEALTHEQUITY CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|25862
HQY|HEALTHEQUITY CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|4565
HQY|HEALTHEQUITY CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3518
HR|HEALTHCARE RLTY TR|ADAM|CANACCORD GENUITY INC.|315868
HR|HEALTHCARE RLTY TR|ALTX|Alternet Securities Inc.|11115
HR|HEALTHCARE RLTY TR|ANOS|ABEL/NOSER, L.L.C.|100
HR|HEALTHCARE RLTY TR|APCC|Apex Clearing Corporation|40
HR|HEALTHCARE RLTY TR|BARD|Robert W. Baird & Co. Incorporated|590
HR|HEALTHCARE RLTY TR|BATM|CBOE TRADING, INC.|6849
HR|HEALTHCARE RLTY TR|BAYC|BAY CREST PARTNERS, LLC|63
HR|HEALTHCARE RLTY TR|BBNT|BB&T SECURITIES, LLC|100
HR|HEALTHCARE RLTY TR|BERN|Sanford C. Bernstein & Co., LLC|62428
HR|HEALTHCARE RLTY TR|BIAD|SAGETRADER, LLC|2
HR|HEALTHCARE RLTY TR|BIDS|BIDS TRADING L.P.|300
HR|HEALTHCARE RLTY TR|BKCM|BNY Mellon Capital Markets LLC|27139
HR|HEALTHCARE RLTY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1481
HR|HEALTHCARE RLTY TR|BLKX|INSTINET, LLC|83600
HR|HEALTHCARE RLTY TR|BMOC|BMO Capital Markets Corp.|187385
HR|HEALTHCARE RLTY TR|BNPX|BNP PARIBAS SECURITIES CORP.|33961
HR|HEALTHCARE RLTY TR|BRVL|BLAYLOCK VAN, LLC|6000
HR|HEALTHCARE RLTY TR|BTIG|BTIG, LLC|315
HR|HEALTHCARE RLTY TR|BYXM|CBOE TRADING, INC.|4448
HR|HEALTHCARE RLTY TR|BZYD|GOLDMAN SACHS & CO. LLC|3449
HR|HEALTHCARE RLTY TR|CANT|Cantor Fitzgerald & Co.|151391
HR|HEALTHCARE RLTY TR|CBLC|CITIGROUP GLOBAL MARKETS INC.|47600
HR|HEALTHCARE RLTY TR|CHAS|Charles Schwab & Co., Inc.|5
HR|HEALTHCARE RLTY TR|CIST|Capital Institutional Services, Inc.|4200
HR|HEALTHCARE RLTY TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145914
HR|HEALTHCARE RLTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|409379
HR|HEALTHCARE RLTY TR|CTDL|Citadel Derivatives Group Llc|15566
HR|HEALTHCARE RLTY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|77926
HR|HEALTHCARE RLTY TR|DBAB|Deutsche Bank Securities Inc.|288895
HR|HEALTHCARE RLTY TR|DBAX|Deutsche Bank Securities Inc.|445000
HR|HEALTHCARE RLTY TR|DEAN|MORGAN STANLEY|2090
HR|HEALTHCARE RLTY TR|DEGS|RONIN PROFESSIONAL LLC|1
HR|HEALTHCARE RLTY TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5200
HR|HEALTHCARE RLTY TR|EBXL|EBX LLC|297600
HR|HEALTHCARE RLTY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|10661
HR|HEALTHCARE RLTY TR|EDJO|Edward D. Jones & Co., L.P.|1415
HR|HEALTHCARE RLTY TR|EGAM|CBOE TRADING, INC.|20318
HR|HEALTHCARE RLTY TR|EGAW|CBOE TRADING, INC.|272
HR|HEALTHCARE RLTY TR|EGXM|CBOE TRADING, INC.|1273
HR|HEALTHCARE RLTY TR|ETBE|Electronic Transaction Clearing, Inc.|13883
HR|HEALTHCARE RLTY TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1630
HR|HEALTHCARE RLTY TR|ETRS|E*Trade Securities LLC|8468
HR|HEALTHCARE RLTY TR|FBSB|U.S. Bancorp Investments, Inc.|1
HR|HEALTHCARE RLTY TR|FILL|Tradestation Securities, Inc.|763
HR|HEALTHCARE RLTY TR|FMAF|NBCN Inc./ CDS|725
HR|HEALTHCARE RLTY TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9298
HR|HEALTHCARE RLTY TR|FQLS|Quantlab Securities LP|232459
HR|HEALTHCARE RLTY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|191577
HR|HEALTHCARE RLTY TR|FTBR|Foliofn Investments, Inc.|96
HR|HEALTHCARE RLTY TR|GEBB|GLOBAL EXECUTION BROKERS, LP|1587
HR|HEALTHCARE RLTY TR|GLPX|ACS EXECUTION SERVICES, LLC|14773
HR|HEALTHCARE RLTY TR|GSCO|GOLDMAN SACHS & CO. LLC|1342454
HR|HEALTHCARE RLTY TR|GSCS|GOLDMAN SACHS & CO. LLC|3933
HR|HEALTHCARE RLTY TR|GSLT|GOLDMAN SACHS & CO. LLC|6938
HR|HEALTHCARE RLTY TR|GTSZ|GTS SECURITIES LLC|110950
HR|HEALTHCARE RLTY TR|HRBF|American Enterprise Investment Services Inc.|1205
HR|HEALTHCARE RLTY TR|HSBC|HSBC Securities, Inc.|5310
HR|HEALTHCARE RLTY TR|IATS|INTERACTIVE BROKERS LLC|5562
HR|HEALTHCARE RLTY TR|IBKR|Interactive Brokers Llc|6889
HR|HEALTHCARE RLTY TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|359
HR|HEALTHCARE RLTY TR|ICBX|INSTINET, LLC|145556
HR|HEALTHCARE RLTY TR|IEQY|CITADEL SECURITIES LLC|140771
HR|HEALTHCARE RLTY TR|INCA|INSTINET, LLC|212608
HR|HEALTHCARE RLTY TR|INJX|INSTINET, LLC|500
HR|HEALTHCARE RLTY TR|INTL|INTL FCSTONE FINANCIAL INC.|2979
HR|HEALTHCARE RLTY TR|ITGI|ITG Inc.|21318
HR|HEALTHCARE RLTY TR|ITGP|ITG INC.|242200
HR|HEALTHCARE RLTY TR|JEFF|JEFFERIES LLC|333106
HR|HEALTHCARE RLTY TR|JMPT|JUMP TRADING, LLC|55675
HR|HEALTHCARE RLTY TR|JONE|JonesTrading|46695
HR|HEALTHCARE RLTY TR|JPBX|J.P. MORGAN SECURITIES LLC|54824
HR|HEALTHCARE RLTY TR|JPMX|J.P. Morgan Securities LLC|784463
HR|HEALTHCARE RLTY TR|JSEB|JANE STREET EXECUTION SERVICES, LLC|600
HR|HEALTHCARE RLTY TR|JSJX|JANE STREET CAPITAL LLC|6910
HR|HEALTHCARE RLTY TR|KCGM|VIRTU Americas LLC|100464
HR|HEALTHCARE RLTY TR|LEHM|Barclays Capital Inc./Le|871626
HR|HEALTHCARE RLTY TR|LIME|Lime Brokerage LLC|15110
HR|HEALTHCARE RLTY TR|LMNX|LUMINEX TRADING & ANALYTICS LLC|130218
HR|HEALTHCARE RLTY TR|LOOP|Loop Capital Markets LLC|200
HR|HEALTHCARE RLTY TR|LQNA|LIQUIDNET, INC.|344800
HR|HEALTHCARE RLTY TR|LSCI|Lek Securities Corporation|65
HR|HEALTHCARE RLTY TR|MACQ|Macquarie Capital (USA) Inc.|100
HR|HEALTHCARE RLTY TR|MCMF|Raymond James Ltd. Cds|18
HR|HEALTHCARE RLTY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|193352
HR|HEALTHCARE RLTY TR|MNDX|TJM Investments, LLC|20500
HR|HEALTHCARE RLTY TR|MOTF|MOTIF INVESTING, INC.|3
HR|HEALTHCARE RLTY TR|MSCO|MORGAN STANLEY & CO. LLC|1108240
HR|HEALTHCARE RLTY TR|MSPL|MORGAN STANLEY & CO. LLC|350500
HR|HEALTHCARE RLTY TR|MSTX|MORGAN STANLEY & CO. LLC|90400
HR|HEALTHCARE RLTY TR|NFSC|National Financial Services LLC|20394
HR|HEALTHCARE RLTY TR|NITE|VIRTU Americas LLC|164490
HR|HEALTHCARE RLTY TR|NITP|VIRTU Americas LLC|200
HR|HEALTHCARE RLTY TR|NQRB|Brut, LLC|12604
HR|HEALTHCARE RLTY TR|NTRC|Northern Trust Securities, Inc.|200
HR|HEALTHCARE RLTY TR|OPCO|Oppenheimer & Co. Inc.|100
HR|HEALTHCARE RLTY TR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|22962
HR|HEALTHCARE RLTY TR|PDQM|CODA MARKETS, INC.|17499
HR|HEALTHCARE RLTY TR|PWJC|UBS Financial Services, Inc.|801
HR|HEALTHCARE RLTY TR|QMSR|QUATTRO M SECURITIES INC.|848
HR|HEALTHCARE RLTY TR|RBCM|RBC CAPITAL MARKETS, LLC|1910
HR|HEALTHCARE RLTY TR|SAGL|SAGETRADER, LLC|36084
HR|HEALTHCARE RLTY TR|SAGW|SAGETRADER, LLC|32
HR|HEALTHCARE RLTY TR|SBSH|Citigroup Global Markets Inc.|254139
HR|HEALTHCARE RLTY TR|SGMT|GOLDMAN SACHS & CO. LLC|168623
HR|HEALTHCARE RLTY TR|SPDR|SPEEDROUTE LLC|11020
HR|HEALTHCARE RLTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|8476
HR|HEALTHCARE RLTY TR|STXG|Stockcross Financial Services, Inc.|5
HR|HEALTHCARE RLTY TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2746
HR|HEALTHCARE RLTY TR|SWIM|TD Ameritrade, Inc.|1850
HR|HEALTHCARE RLTY TR|SWST|Hilltop Securities Inc.|1104
HR|HEALTHCARE RLTY TR|TAGC|TELSEY ADVISORY GROUP LLC|160000
HR|HEALTHCARE RLTY TR|TKNG|ALLY INVEST SECURITIES LLC|23
HR|HEALTHCARE RLTY TR|TRBT|Tradebot Systems, Inc.|159060
HR|HEALTHCARE RLTY TR|TRCM|TRC MARKETS LLC|76927
HR|HEALTHCARE RLTY TR|UBSA|UBS SECURITIES LLC|658736
HR|HEALTHCARE RLTY TR|UBSS|UBS Securities LLC|443803
HR|HEALTHCARE RLTY TR|VALX|VIRTU AMERICAS LLC|50833
HR|HEALTHCARE RLTY TR|VGRD|Vanguard Marketing Corporation|6146
HR|HEALTHCARE RLTY TR|WBPX|SUMMIT SECURITIES GROUP, LLC|12812
HR|HEALTHCARE RLTY TR|WCHV|WELLS FARGO SECURITIES, LLC|216356
HR|HEALTHCARE RLTY TR|WDNX|WEEDEN & CO.L.P.|1298
HR|HEALTHCARE RLTY TR|WEDB|WEDBUSH SECURITIES INC.|1644
HR|HEALTHCARE RLTY TR|WEED|Weeden & Co.L.P.|8651
HR|HEALTHCARE RLTY TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|281
HR|HEALTHCARE RLTY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14179
HR|HEALTHCARE RLTY TR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|341
HR|HEALTHCARE RLTY TR|WSAG|WALL STREET ACCESS|700
HR|HEALTHCARE RLTY TR|WSEA|WOLVERINE SECURITIES, LLC|215
HR|HEALTHCARE RLTY TR|XIST|INSTINET, LLC|51888
HR|HEALTHCARE RLTY TR|XPQR|Jump Trading|100
HR|HEALTHCARE RLTY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|14220
HR|HEALTHCARE RLTY TR|YKNA|COMHAR CAPITAL MARKETS, LLC|800
HR|HEALTHCARE RLTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2226
HRB|H R BLOCK INC|ABLE|NATIXIS Securities Americas LLC|576219
HRB|H R BLOCK INC|AGIS|Aegis Capital Corp.|2336
HRB|H R BLOCK INC|ALTX|Alternet Securities Inc.|95081
HRB|H R BLOCK INC|ANOS|ABEL/NOSER, L.L.C.|100
HRB|H R BLOCK INC|APCC|Apex Clearing Corporation|467296
HRB|H R BLOCK INC|AQUA|AQUA SECURITIES L.P.|10000
HRB|H R BLOCK INC|BANK|Primevest Financial Services, Inc.|325
HRB|H R BLOCK INC|BARD|Robert W. Baird & Co. Incorporated|1810
HRB|H R BLOCK INC|BATM|CBOE TRADING, INC.|18604
HRB|H R BLOCK INC|BAYC|BAY CREST PARTNERS, LLC|992
HRB|H R BLOCK INC|BAYT|BTIG, LLC|26800
HRB|H R BLOCK INC|BBNT|BB&T SECURITIES, LLC|2400
HRB|H R BLOCK INC|BERN|Sanford C. Bernstein & Co., LLC|182185
HRB|H R BLOCK INC|BIDS|BIDS TRADING L.P.|38400
HRB|H R BLOCK INC|BIMI|Banca IMI Securities Corp.|907
HRB|H R BLOCK INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|199162
HRB|H R BLOCK INC|BLKX|INSTINET, LLC|479403
HRB|H R BLOCK INC|BMOC|BMO Capital Markets Corp.|178526
HRB|H R BLOCK INC|BNPX|BNP PARIBAS SECURITIES CORP.|394324
HRB|H R BLOCK INC|BTIG|BTIG, LLC|240499
HRB|H R BLOCK INC|BYXM|CBOE TRADING, INC.|13786
HRB|H R BLOCK INC|BZYD|GOLDMAN SACHS & CO. LLC|200
HRB|H R BLOCK INC|CANT|Cantor Fitzgerald & Co.|1918
HRB|H R BLOCK INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|120000
HRB|H R BLOCK INC|CBRA|Cobra Trading, Inc.|300
HRB|H R BLOCK INC|CHAS|Charles Schwab & Co., Inc.|34440
HRB|H R BLOCK INC|CIBP|CIBC World Markets Corp.|11566
HRB|H R BLOCK INC|CICF|Canaccord Genuity Corp.|200
HRB|H R BLOCK INC|CIOI|CITIGROUP GLOBAL MARKETS INC|60000
HRB|H R BLOCK INC|CIST|Capital Institutional Services, Inc.|7115
HRB|H R BLOCK INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|795989
HRB|H R BLOCK INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1254
HRB|H R BLOCK INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|103950
HRB|H R BLOCK INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1958472
HRB|H R BLOCK INC|CTDL|Citadel Derivatives Group Llc|25399
HRB|H R BLOCK INC|CTLR|CUTLER GROUP, LP|3836
HRB|H R BLOCK INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|250200
HRB|H R BLOCK INC|DBAB|Deutsche Bank Securities Inc.|793705
HRB|H R BLOCK INC|DBAX|Deutsche Bank Securities Inc.|1601800
HRB|H R BLOCK INC|DBUL|Deutsche Bank Securities Inc.|14555
HRB|H R BLOCK INC|DCHF|Dart Executions, LLC|3017
HRB|H R BLOCK INC|DEAN|MORGAN STANLEY|8981
HRB|H R BLOCK INC|DEGS|RONIN PROFESSIONAL LLC|200
HRB|H R BLOCK INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8601
HRB|H R BLOCK INC|EBXL|EBX LLC|649400
HRB|H R BLOCK INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|167939
HRB|H R BLOCK INC|EDJC|Edward Jones / CDS|2165
HRB|H R BLOCK INC|EDJO|Edward D. Jones & Co., L.P.|10760
HRB|H R BLOCK INC|EGAM|CBOE TRADING, INC.|118854
HRB|H R BLOCK INC|EGAW|CBOE TRADING, INC.|3417
HRB|H R BLOCK INC|EGMT|EG MARKET TECHNOLOGIES LLC|800
HRB|H R BLOCK INC|EGXM|CBOE TRADING, INC.|24767
HRB|H R BLOCK INC|EGXW|CBOE TRADING, INC.|2893
HRB|H R BLOCK INC|ELEV|ELEVATION, LLC|18873
HRB|H R BLOCK INC|ESPO|ESPOSITO SECURITIES, LLC|1876
HRB|H R BLOCK INC|ETBE|Electronic Transaction Clearing, Inc.|59595
HRB|H R BLOCK INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|123
HRB|H R BLOCK INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|111302
HRB|H R BLOCK INC|ETCC|Electronic Transaction Clearing, Inc.|1322
HRB|H R BLOCK INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
HRB|H R BLOCK INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15639
HRB|H R BLOCK INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2727
HRB|H R BLOCK INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6503
HRB|H R BLOCK INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|18554
HRB|H R BLOCK INC|ETRS|E*Trade Securities LLC|2062251
HRB|H R BLOCK INC|FBSB|U.S. Bancorp Investments, Inc.|135
HRB|H R BLOCK INC|FILL|Tradestation Securities, Inc.|157352
HRB|H R BLOCK INC|FINX|FINTECH SECURITIES|46
HRB|H R BLOCK INC|FMAF|NBCN Inc./ CDS|17190
HRB|H R BLOCK INC|FMCO|First Manhattan Co|125
HRB|H R BLOCK INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38440
HRB|H R BLOCK INC|FQLS|Quantlab Securities LP|1720385
HRB|H R BLOCK INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|257602
HRB|H R BLOCK INC|FTBR|Foliofn Investments, Inc.|14363
HRB|H R BLOCK INC|GEBB|GLOBAL EXECUTION BROKERS, LP|108218
HRB|H R BLOCK INC|GLIS|TD Securities Inc|249225
HRB|H R BLOCK INC|GLPX|ACS EXECUTION SERVICES, LLC|352000
HRB|H R BLOCK INC|GSCO|GOLDMAN SACHS & CO. LLC|3462992
HRB|H R BLOCK INC|GSCS|GOLDMAN SACHS & CO. LLC|22723
HRB|H R BLOCK INC|GSLT|GOLDMAN SACHS & CO. LLC|36587
HRB|H R BLOCK INC|GTSZ|GTS SECURITIES LLC|273900
HRB|H R BLOCK INC|HAPX|HAP Trading, LLC|4067
HRB|H R BLOCK INC|HRBF|American Enterprise Investment Services Inc.|66239
HRB|H R BLOCK INC|HSBC|HSBC Securities, Inc.|19708
HRB|H R BLOCK INC|IATS|INTERACTIVE BROKERS LLC|120379
HRB|H R BLOCK INC|IBKR|Interactive Brokers Llc|660518
HRB|H R BLOCK INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2434
HRB|H R BLOCK INC|ICBX|INSTINET, LLC|253919
HRB|H R BLOCK INC|IEQY|CITADEL SECURITIES LLC|256057
HRB|H R BLOCK INC|INCA|INSTINET, LLC|1169925
HRB|H R BLOCK INC|INJX|INSTINET, LLC|68329
HRB|H R BLOCK INC|ITGI|ITG Inc.|509961
HRB|H R BLOCK INC|ITGP|ITG INC.|715200
HRB|H R BLOCK INC|JANY|Janney Montgomery Scott Inc.|5916
HRB|H R BLOCK INC|JEFF|JEFFERIES LLC|267833
HRB|H R BLOCK INC|JMPT|JUMP TRADING, LLC|224519
HRB|H R BLOCK INC|JPBX|J.P. MORGAN SECURITIES LLC|489626
HRB|H R BLOCK INC|JPMX|J.P. Morgan Securities LLC|1984746
HRB|H R BLOCK INC|JSJX|JANE STREET CAPITAL LLC|25199
HRB|H R BLOCK INC|JUTA|JUMP TRADING, LLC|2512
HRB|H R BLOCK INC|KCGM|VIRTU Americas LLC|483004
HRB|H R BLOCK INC|LEHM|Barclays Capital Inc./Le|2833502
HRB|H R BLOCK INC|LIME|Lime Brokerage LLC|88858
HRB|H R BLOCK INC|LOOP|Loop Capital Markets LLC|1935
HRB|H R BLOCK INC|LPCM|Lampert Capital Markets Inc.|4173
HRB|H R BLOCK INC|LQNA|LIQUIDNET, INC.|356300
HRB|H R BLOCK INC|LSCI|Lek Securities Corporation|37450
HRB|H R BLOCK INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7755
HRB|H R BLOCK INC|MACC|Mid Atlantic Capital Corporation|9
HRB|H R BLOCK INC|MACQ|Macquarie Capital (USA) Inc.|1700
HRB|H R BLOCK INC|MAXM|Maxim Group LLC|251409
HRB|H R BLOCK INC|MBTS|ALLY INVEST SECURITIES LLC|33222
HRB|H R BLOCK INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|798269
HRB|H R BLOCK INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
HRB|H R BLOCK INC|MOTF|MOTIF INVESTING, INC.|7
HRB|H R BLOCK INC|MSCO|MORGAN STANLEY & CO. LLC|4988907
HRB|H R BLOCK INC|MSPL|MORGAN STANLEY & CO. LLC|1492100
HRB|H R BLOCK INC|MSTX|MORGAN STANLEY & CO. LLC|1797800
HRB|H R BLOCK INC|NATL|National Securities Corporation|100
HRB|H R BLOCK INC|NFSC|National Financial Services LLC|2426341
HRB|H R BLOCK INC|NITE|VIRTU Americas LLC|5715842
HRB|H R BLOCK INC|NITP|VIRTU Americas LLC|1513
HRB|H R BLOCK INC|NMRA|Nomura Securities International, Inc.|81777
HRB|H R BLOCK INC|NQRB|Brut, LLC|27322
HRB|H R BLOCK INC|NTBF|BMO Nesbitt Burns Inc./CDS|23960
HRB|H R BLOCK INC|NTRC|Northern Trust Securities, Inc.|1
HRB|H R BLOCK INC|OHOS|TWO SIGMA SECURITIES, LLC|139951
HRB|H R BLOCK INC|OPCO|Oppenheimer & Co. Inc.|7081
HRB|H R BLOCK INC|PCFF|Pacific International Securities Inc./CDS|590
HRB|H R BLOCK INC|PCPT|PHILLIP CAPITAL INC.|700
HRB|H R BLOCK INC|PDQM|CODA MARKETS, INC.|690810
HRB|H R BLOCK INC|PHLY|NASDAQ Execution Services, LLC|42400
HRB|H R BLOCK INC|PINT|PRECISION SECURITIES, LLC|600
HRB|H R BLOCK INC|POIN|PRECISION SECURITIES, LLC (POIN)|1100
HRB|H R BLOCK INC|PWJC|UBS Financial Services, Inc.|25883
HRB|H R BLOCK INC|QMSR|QUATTRO M SECURITIES INC.|3065
HRB|H R BLOCK INC|RBCM|RBC CAPITAL MARKETS, LLC|46967
HRB|H R BLOCK INC|RGLD|Regal Securities, Inc|10400
HRB|H R BLOCK INC|RHCO|Suntrust Robinson Humphrey, Inc.|876130
HRB|H R BLOCK INC|SAGL|SAGETRADER, LLC|170312
HRB|H R BLOCK INC|SAGW|SAGETRADER, LLC|110
HRB|H R BLOCK INC|SALI|INTL FCSTONE FINANCIAL INC.|1100
HRB|H R BLOCK INC|SBSH|Citigroup Global Markets Inc.|661638
HRB|H R BLOCK INC|SEIC|SEI Investments Distribution Co.|2490
HRB|H R BLOCK INC|SGMT|GOLDMAN SACHS & CO. LLC|666918
HRB|H R BLOCK INC|SJLS|TRADE INFORMATICS LLC|100
HRB|H R BLOCK INC|SPDR|SPEEDROUTE LLC|156764
HRB|H R BLOCK INC|SPHN|Stephens Inc.|1148
HRB|H R BLOCK INC|SPNT|SEVEN POINTS CAPITAL, LLC|13381
HRB|H R BLOCK INC|SPTD|MINT GLOBAL MARKETS, INC.|3100
HRB|H R BLOCK INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|4654
HRB|H R BLOCK INC|STFL|Stifel, Nicolaus & Company, Incorporated|173405
HRB|H R BLOCK INC|STKP|STOCKPILE INVESTMENTS, INC.|726
HRB|H R BLOCK INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8335
HRB|H R BLOCK INC|SWIM|TD Ameritrade, Inc.|2419085
HRB|H R BLOCK INC|SWST|Hilltop Securities Inc.|14575
HRB|H R BLOCK INC|TAGC|TELSEY ADVISORY GROUP LLC|231
HRB|H R BLOCK INC|TKNG|ALLY INVEST SECURITIES LLC|57696
HRB|H R BLOCK INC|TRBT|Tradebot Systems, Inc.|689576
HRB|H R BLOCK INC|TRCM|TRC MARKETS LLC|490785
HRB|H R BLOCK INC|TRIP|Trident Partners Ltd.|690
HRB|H R BLOCK INC|TWTT|TASTYWORKS, INC.|2275
HRB|H R BLOCK INC|UBSA|UBS SECURITIES LLC|2342355
HRB|H R BLOCK INC|UBSS|UBS Securities LLC|1808593
HRB|H R BLOCK INC|VALX|VIRTU AMERICAS LLC|96455
HRB|H R BLOCK INC|VGRD|Vanguard Marketing Corporation|117918
HRB|H R BLOCK INC|VSIN|Vision Financial Markets Llc|1567
HRB|H R BLOCK INC|WABR|Wall Street Access|4400
HRB|H R BLOCK INC|WBLR|WILLIAM BLAIR|6
HRB|H R BLOCK INC|WBPX|SUMMIT SECURITIES GROUP, LLC|22044
HRB|H R BLOCK INC|WCHV|WELLS FARGO SECURITIES, LLC|240102
HRB|H R BLOCK INC|WDNX|WEEDEN & CO.L.P.|4008
HRB|H R BLOCK INC|WEDB|WEDBUSH SECURITIES INC.|426229
HRB|H R BLOCK INC|WEED|Weeden & Co.L.P.|80391
HRB|H R BLOCK INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|93532
HRB|H R BLOCK INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|161042
HRB|H R BLOCK INC|WFPB|Wells Fargo Securities, LLC.|3670
HRB|H R BLOCK INC|WGIF|CIBC World Markets Inc.|4624
HRB|H R BLOCK INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2667
HRB|H R BLOCK INC|WORD|Worden Capital Management LLC|1100
HRB|H R BLOCK INC|WSAG|WALL STREET ACCESS|1166
HRB|H R BLOCK INC|WSEA|WOLVERINE SECURITIES, LLC|87353
HRB|H R BLOCK INC|WTFS|JUST2TRADE, INC.|151
HRB|H R BLOCK INC|XIST|INSTINET, LLC|1159952
HRB|H R BLOCK INC|XPQR|Jump Trading|3300
HRB|H R BLOCK INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|465450
HRB|H R BLOCK INC|YKNA|COMHAR CAPITAL MARKETS, LLC|109048
HRB|H R BLOCK INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22360
HRC|HILL-ROM HOLDINGS IN|ABLE|NATIXIS Securities Americas LLC|105300
HRC|HILL-ROM HOLDINGS IN|ALTX|Alternet Securities Inc.|1117
HRC|HILL-ROM HOLDINGS IN|APCC|Apex Clearing Corporation|42
HRC|HILL-ROM HOLDINGS IN|BARD|Robert W. Baird & Co. Incorporated|1534
HRC|HILL-ROM HOLDINGS IN|BATM|CBOE TRADING, INC.|1997
HRC|HILL-ROM HOLDINGS IN|BAYT|BTIG, LLC|200
HRC|HILL-ROM HOLDINGS IN|BBNT|BB&T SECURITIES, LLC|20
HRC|HILL-ROM HOLDINGS IN|BERN|Sanford C. Bernstein & Co., LLC|15125
HRC|HILL-ROM HOLDINGS IN|BIDS|BIDS TRADING L.P.|300
HRC|HILL-ROM HOLDINGS IN|BKCM|BNY Mellon Capital Markets LLC|13690
HRC|HILL-ROM HOLDINGS IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3604
HRC|HILL-ROM HOLDINGS IN|BLKX|INSTINET, LLC|94500
HRC|HILL-ROM HOLDINGS IN|BMOC|BMO Capital Markets Corp.|325
HRC|HILL-ROM HOLDINGS IN|BNPX|BNP PARIBAS SECURITIES CORP.|27251
HRC|HILL-ROM HOLDINGS IN|BRVL|BLAYLOCK VAN, LLC|100
HRC|HILL-ROM HOLDINGS IN|BTIG|BTIG, LLC|1377
HRC|HILL-ROM HOLDINGS IN|BYXM|CBOE TRADING, INC.|39
HRC|HILL-ROM HOLDINGS IN|BZYD|GOLDMAN SACHS & CO. LLC|1216
HRC|HILL-ROM HOLDINGS IN|CANT|Cantor Fitzgerald & Co.|16
HRC|HILL-ROM HOLDINGS IN|CBLC|CITIGROUP GLOBAL MARKETS INC.|29800
HRC|HILL-ROM HOLDINGS IN|CHAS|Charles Schwab & Co., Inc.|1027
HRC|HILL-ROM HOLDINGS IN|CIST|Capital Institutional Services, Inc.|676
HRC|HILL-ROM HOLDINGS IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6724
HRC|HILL-ROM HOLDINGS IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
HRC|HILL-ROM HOLDINGS IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|178861
HRC|HILL-ROM HOLDINGS IN|CTDL|Citadel Derivatives Group Llc|5378
HRC|HILL-ROM HOLDINGS IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|9010
HRC|HILL-ROM HOLDINGS IN|DBAB|Deutsche Bank Securities Inc.|136088
HRC|HILL-ROM HOLDINGS IN|DBAX|Deutsche Bank Securities Inc.|64300
HRC|HILL-ROM HOLDINGS IN|DBUL|Deutsche Bank Securities Inc.|800
HRC|HILL-ROM HOLDINGS IN|DEAN|MORGAN STANLEY|1711
HRC|HILL-ROM HOLDINGS IN|DEGS|RONIN PROFESSIONAL LLC|100
HRC|HILL-ROM HOLDINGS IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12994
HRC|HILL-ROM HOLDINGS IN|EBXL|EBX LLC|78900
HRC|HILL-ROM HOLDINGS IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3571
HRC|HILL-ROM HOLDINGS IN|EDJO|Edward D. Jones & Co., L.P.|629
HRC|HILL-ROM HOLDINGS IN|EGAM|CBOE TRADING, INC.|2709
HRC|HILL-ROM HOLDINGS IN|EGAW|CBOE TRADING, INC.|24
HRC|HILL-ROM HOLDINGS IN|EGMT|EG MARKET TECHNOLOGIES LLC|204
HRC|HILL-ROM HOLDINGS IN|EGXM|CBOE TRADING, INC.|38
HRC|HILL-ROM HOLDINGS IN|ETBE|Electronic Transaction Clearing, Inc.|5119
HRC|HILL-ROM HOLDINGS IN|ETCC|Electronic Transaction Clearing, Inc.|277
HRC|HILL-ROM HOLDINGS IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8541
HRC|HILL-ROM HOLDINGS IN|ETRS|E*Trade Securities LLC|4788
HRC|HILL-ROM HOLDINGS IN|FBSB|U.S. Bancorp Investments, Inc.|1
HRC|HILL-ROM HOLDINGS IN|FCST|INTL FCSTONE FINANCIAL INC.|12951
HRC|HILL-ROM HOLDINGS IN|FILL|Tradestation Securities, Inc.|389
HRC|HILL-ROM HOLDINGS IN|FINX|FINTECH SECURITIES|1000
HRC|HILL-ROM HOLDINGS IN|FMAF|NBCN Inc./ CDS|8310
HRC|HILL-ROM HOLDINGS IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|573
HRC|HILL-ROM HOLDINGS IN|FQLS|Quantlab Securities LP|102888
HRC|HILL-ROM HOLDINGS IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47225
HRC|HILL-ROM HOLDINGS IN|FTBR|Foliofn Investments, Inc.|3251
HRC|HILL-ROM HOLDINGS IN|GEBB|GLOBAL EXECUTION BROKERS, LP|309
HRC|HILL-ROM HOLDINGS IN|GLIS|TD Securities Inc|20
HRC|HILL-ROM HOLDINGS IN|GLPX|ACS EXECUTION SERVICES, LLC|2448
HRC|HILL-ROM HOLDINGS IN|GSCO|GOLDMAN SACHS & CO. LLC|368307
HRC|HILL-ROM HOLDINGS IN|GSCS|GOLDMAN SACHS & CO. LLC|1300
HRC|HILL-ROM HOLDINGS IN|GSLT|GOLDMAN SACHS & CO. LLC|1846
HRC|HILL-ROM HOLDINGS IN|GTSZ|GTS SECURITIES LLC|34355
HRC|HILL-ROM HOLDINGS IN|HRBF|American Enterprise Investment Services Inc.|540
HRC|HILL-ROM HOLDINGS IN|IATS|INTERACTIVE BROKERS LLC|1962
HRC|HILL-ROM HOLDINGS IN|IBKR|Interactive Brokers Llc|2224
HRC|HILL-ROM HOLDINGS IN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|892
HRC|HILL-ROM HOLDINGS IN|ICBX|INSTINET, LLC|9600
HRC|HILL-ROM HOLDINGS IN|IEQY|CITADEL SECURITIES LLC|41628
HRC|HILL-ROM HOLDINGS IN|IMPC|Imperial Capital, LLC|400
HRC|HILL-ROM HOLDINGS IN|INCA|INSTINET, LLC|75279
HRC|HILL-ROM HOLDINGS IN|INJX|INSTINET, LLC|16088
HRC|HILL-ROM HOLDINGS IN|ITGI|ITG Inc.|31528
HRC|HILL-ROM HOLDINGS IN|ITGP|ITG INC.|29600
HRC|HILL-ROM HOLDINGS IN|JANY|Janney Montgomery Scott Inc.|815
HRC|HILL-ROM HOLDINGS IN|JEFF|JEFFERIES LLC|23268
HRC|HILL-ROM HOLDINGS IN|JMPT|JUMP TRADING, LLC|26389
HRC|HILL-ROM HOLDINGS IN|JONE|JonesTrading|100
HRC|HILL-ROM HOLDINGS IN|JPBX|J.P. MORGAN SECURITIES LLC|11458
HRC|HILL-ROM HOLDINGS IN|JPMX|J.P. Morgan Securities LLC|299150
HRC|HILL-ROM HOLDINGS IN|JSJX|JANE STREET CAPITAL LLC|2052
HRC|HILL-ROM HOLDINGS IN|JUTA|JUMP TRADING, LLC|404
HRC|HILL-ROM HOLDINGS IN|KCGM|VIRTU Americas LLC|13604
HRC|HILL-ROM HOLDINGS IN|LEHM|Barclays Capital Inc./Le|211525
HRC|HILL-ROM HOLDINGS IN|LIME|Lime Brokerage LLC|6790
HRC|HILL-ROM HOLDINGS IN|LMNX|LUMINEX TRADING & ANALYTICS LLC|15826
HRC|HILL-ROM HOLDINGS IN|LOOP|Loop Capital Markets LLC|2774
HRC|HILL-ROM HOLDINGS IN|LQNA|LIQUIDNET, INC.|15100
HRC|HILL-ROM HOLDINGS IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59313
HRC|HILL-ROM HOLDINGS IN|MOTF|MOTIF INVESTING, INC.|2
HRC|HILL-ROM HOLDINGS IN|MSCO|MORGAN STANLEY & CO. LLC|556468
HRC|HILL-ROM HOLDINGS IN|MSPL|MORGAN STANLEY & CO. LLC|155800
HRC|HILL-ROM HOLDINGS IN|MSTX|MORGAN STANLEY & CO. LLC|36400
HRC|HILL-ROM HOLDINGS IN|MTON|MILLINGTON SECURITIES, INC.|23760
HRC|HILL-ROM HOLDINGS IN|MZHO|Mizuho Securities USA LLC|2000
HRC|HILL-ROM HOLDINGS IN|NATL|National Securities Corporation|1152
HRC|HILL-ROM HOLDINGS IN|NEUB|NEUBERGER BERMAN BD LLC|825
HRC|HILL-ROM HOLDINGS IN|NFSC|National Financial Services LLC|48908
HRC|HILL-ROM HOLDINGS IN|NITE|VIRTU Americas LLC|81441
HRC|HILL-ROM HOLDINGS IN|NQRB|Brut, LLC|793
HRC|HILL-ROM HOLDINGS IN|NTBF|BMO Nesbitt Burns Inc./CDS|335
HRC|HILL-ROM HOLDINGS IN|NTRC|Northern Trust Securities, Inc.|360
HRC|HILL-ROM HOLDINGS IN|OPCO|Oppenheimer & Co. Inc.|1
HRC|HILL-ROM HOLDINGS IN|PDQM|CODA MARKETS, INC.|14465
HRC|HILL-ROM HOLDINGS IN|PWJC|UBS Financial Services, Inc.|210
HRC|HILL-ROM HOLDINGS IN|RBCM|RBC CAPITAL MARKETS, LLC|1212
HRC|HILL-ROM HOLDINGS IN|SAGL|SAGETRADER, LLC|400
HRC|HILL-ROM HOLDINGS IN|SALI|INTL FCSTONE FINANCIAL INC.|22
HRC|HILL-ROM HOLDINGS IN|SBSH|Citigroup Global Markets Inc.|24621
HRC|HILL-ROM HOLDINGS IN|SEIC|SEI Investments Distribution Co.|100
HRC|HILL-ROM HOLDINGS IN|SGMT|GOLDMAN SACHS & CO. LLC|25128
HRC|HILL-ROM HOLDINGS IN|SPDR|SPEEDROUTE LLC|700
HRC|HILL-ROM HOLDINGS IN|STFL|Stifel, Nicolaus & Company, Incorporated|1418
HRC|HILL-ROM HOLDINGS IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3916
HRC|HILL-ROM HOLDINGS IN|SWIM|TD Ameritrade, Inc.|6032
HRC|HILL-ROM HOLDINGS IN|TKNG|ALLY INVEST SECURITIES LLC|30
HRC|HILL-ROM HOLDINGS IN|TMBR|Timber Hill LLC|47
HRC|HILL-ROM HOLDINGS IN|TRBT|Tradebot Systems, Inc.|96808
HRC|HILL-ROM HOLDINGS IN|TRCM|TRC MARKETS LLC|26977
HRC|HILL-ROM HOLDINGS IN|UBSA|UBS SECURITIES LLC|182905
HRC|HILL-ROM HOLDINGS IN|UBSS|UBS Securities LLC|404196
HRC|HILL-ROM HOLDINGS IN|VALX|VIRTU AMERICAS LLC|5689
HRC|HILL-ROM HOLDINGS IN|VGRD|Vanguard Marketing Corporation|6802
HRC|HILL-ROM HOLDINGS IN|WABR|Wall Street Access|25602
HRC|HILL-ROM HOLDINGS IN|WBET|Wallachbeth Capital LLC|1724
HRC|HILL-ROM HOLDINGS IN|WBPX|SUMMIT SECURITIES GROUP, LLC|1321
HRC|HILL-ROM HOLDINGS IN|WCHV|WELLS FARGO SECURITIES, LLC|146973
HRC|HILL-ROM HOLDINGS IN|WDNX|WEEDEN & CO.L.P.|3274
HRC|HILL-ROM HOLDINGS IN|WEDB|WEDBUSH SECURITIES INC.|224
HRC|HILL-ROM HOLDINGS IN|WEED|Weeden & Co.L.P.|894
HRC|HILL-ROM HOLDINGS IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2887
HRC|HILL-ROM HOLDINGS IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1905
HRC|HILL-ROM HOLDINGS IN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|133
HRC|HILL-ROM HOLDINGS IN|WSAG|WALL STREET ACCESS|117
HRC|HILL-ROM HOLDINGS IN|WSEA|WOLVERINE SECURITIES, LLC|556
HRC|HILL-ROM HOLDINGS IN|XIST|INSTINET, LLC|25400
HRC|HILL-ROM HOLDINGS IN|XPQR|Jump Trading|1036
HRC|HILL-ROM HOLDINGS IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6766
HRC|HILL-ROM HOLDINGS IN|YKNA|COMHAR CAPITAL MARKETS, LLC|768
HRC|HILL-ROM HOLDINGS IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|817
HRG|HRG GROUP, INC.|ALTX|Alternet Securities Inc.|10235
HRG|HRG GROUP, INC.|APCC|Apex Clearing Corporation|14
HRG|HRG GROUP, INC.|BALE|M&T SECURITIES, INC.|962
HRG|HRG GROUP, INC.|BARD|Robert W. Baird & Co. Incorporated|145562
HRG|HRG GROUP, INC.|BATM|CBOE TRADING, INC.|2241
HRG|HRG GROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|413
HRG|HRG GROUP, INC.|BIDS|BIDS TRADING L.P.|300
HRG|HRG GROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6968
HRG|HRG GROUP, INC.|BLKX|INSTINET, LLC|20500
HRG|HRG GROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6396
HRG|HRG GROUP, INC.|BTIG|BTIG, LLC|619495
HRG|HRG GROUP, INC.|BYXM|CBOE TRADING, INC.|443
HRG|HRG GROUP, INC.|CHAS|Charles Schwab & Co., Inc.|28
HRG|HRG GROUP, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|900
HRG|HRG GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|127897
HRG|HRG GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|252805
HRG|HRG GROUP, INC.|CTDL|Citadel Derivatives Group Llc|42677
HRG|HRG GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|54104
HRG|HRG GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|550007
HRG|HRG GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|506100
HRG|HRG GROUP, INC.|DEAN|MORGAN STANLEY|56
HRG|HRG GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|890
HRG|HRG GROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12952
HRG|HRG GROUP, INC.|EBXL|EBX LLC|251700
HRG|HRG GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|29073
HRG|HRG GROUP, INC.|EDJO|Edward D. Jones & Co., L.P.|1080
HRG|HRG GROUP, INC.|EGAM|CBOE TRADING, INC.|11587
HRG|HRG GROUP, INC.|EGAW|CBOE TRADING, INC.|500
HRG|HRG GROUP, INC.|EGXM|CBOE TRADING, INC.|200
HRG|HRG GROUP, INC.|ETBE|Electronic Transaction Clearing, Inc.|6825
HRG|HRG GROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1614
HRG|HRG GROUP, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1660
HRG|HRG GROUP, INC.|ETRS|E*Trade Securities LLC|15458
HRG|HRG GROUP, INC.|FBSB|U.S. Bancorp Investments, Inc.|1
HRG|HRG GROUP, INC.|FILL|Tradestation Securities, Inc.|3534
HRG|HRG GROUP, INC.|FMAF|NBCN Inc./ CDS|100
HRG|HRG GROUP, INC.|FMCO|First Manhattan Co|2500
HRG|HRG GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95944
HRG|HRG GROUP, INC.|FTBR|Foliofn Investments, Inc.|10
HRG|HRG GROUP, INC.|GHCC|Gordon, Haskett Capital Corporation|100
HRG|HRG GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|14342
HRG|HRG GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|919609
HRG|HRG GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|36052
HRG|HRG GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|20131
HRG|HRG GROUP, INC.|GTSZ|GTS SECURITIES LLC|52513
HRG|HRG GROUP, INC.|HRBF|American Enterprise Investment Services Inc.|1
HRG|HRG GROUP, INC.|HSBC|HSBC Securities, Inc.|212
HRG|HRG GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|7331
HRG|HRG GROUP, INC.|IBKR|Interactive Brokers Llc|9613
HRG|HRG GROUP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4276
HRG|HRG GROUP, INC.|ICBX|INSTINET, LLC|97764
HRG|HRG GROUP, INC.|IEQY|CITADEL SECURITIES LLC|40885
HRG|HRG GROUP, INC.|INCA|INSTINET, LLC|169688
HRG|HRG GROUP, INC.|INJX|INSTINET, LLC|4037
HRG|HRG GROUP, INC.|ITGI|ITG Inc.|74493
HRG|HRG GROUP, INC.|ITGP|ITG INC.|87600
HRG|HRG GROUP, INC.|JEFF|JEFFERIES LLC|36181
HRG|HRG GROUP, INC.|JMPT|JUMP TRADING, LLC|98531
HRG|HRG GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|176696
HRG|HRG GROUP, INC.|JPMX|J.P. Morgan Securities LLC|1460977
HRG|HRG GROUP, INC.|JSJX|JANE STREET CAPITAL LLC|2086
HRG|HRG GROUP, INC.|KCGM|VIRTU Americas LLC|107228
HRG|HRG GROUP, INC.|LEHM|Barclays Capital Inc./Le|1613085
HRG|HRG GROUP, INC.|LIME|Lime Brokerage LLC|11312
HRG|HRG GROUP, INC.|LOOP|Loop Capital Markets LLC|216
HRG|HRG GROUP, INC.|LSCI|Lek Securities Corporation|119
HRG|HRG GROUP, INC.|MACQ|Macquarie Capital (USA) Inc.|1741
HRG|HRG GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108035
HRG|HRG GROUP, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
HRG|HRG GROUP, INC.|MOTF|MOTIF INVESTING, INC.|17
HRG|HRG GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|1519215
HRG|HRG GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|834100
HRG|HRG GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|316800
HRG|HRG GROUP, INC.|NEED|Needham & Company, LLC|1600
HRG|HRG GROUP, INC.|NFSC|National Financial Services LLC|67121
HRG|HRG GROUP, INC.|NITE|VIRTU Americas LLC|355764
HRG|HRG GROUP, INC.|NITP|VIRTU Americas LLC|600
HRG|HRG GROUP, INC.|NQRB|Brut, LLC|79449
HRG|HRG GROUP, INC.|NTRC|Northern Trust Securities, Inc.|20600
HRG|HRG GROUP, INC.|OPCO|Oppenheimer & Co. Inc.|80878
HRG|HRG GROUP, INC.|OTAA|OTA LLC|1100
HRG|HRG GROUP, INC.|PDQM|CODA MARKETS, INC.|46185
HRG|HRG GROUP, INC.|PIPR|Piper Jaffray & Co.|2766
HRG|HRG GROUP, INC.|PWJC|UBS Financial Services, Inc.|300
HRG|HRG GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|9778
HRG|HRG GROUP, INC.|SAGL|SAGETRADER, LLC|88764
HRG|HRG GROUP, INC.|SAGW|SAGETRADER, LLC|63
HRG|HRG GROUP, INC.|SBSH|Citigroup Global Markets Inc.|79444
HRG|HRG GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|211445
HRG|HRG GROUP, INC.|SPDR|SPEEDROUTE LLC|13500
HRG|HRG GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|65685
HRG|HRG GROUP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16051
HRG|HRG GROUP, INC.|SWIM|TD Ameritrade, Inc.|22656
HRG|HRG GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|1878
HRG|HRG GROUP, INC.|TRBT|Tradebot Systems, Inc.|238683
HRG|HRG GROUP, INC.|TRCM|TRC MARKETS LLC|110358
HRG|HRG GROUP, INC.|UBSA|UBS SECURITIES LLC|473179
HRG|HRG GROUP, INC.|UBSS|UBS Securities LLC|581083
HRG|HRG GROUP, INC.|VALX|VIRTU AMERICAS LLC|50107
HRG|HRG GROUP, INC.|VGRD|Vanguard Marketing Corporation|800
HRG|HRG GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|60598
HRG|HRG GROUP, INC.|WDNX|WEEDEN & CO.L.P.|750
HRG|HRG GROUP, INC.|WEED|Weeden & Co.L.P.|4076
HRG|HRG GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3285
HRG|HRG GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54
HRG|HRG GROUP, INC.|WFPB|Wells Fargo Securities, LLC.|100
HRG|HRG GROUP, INC.|WSAG|WALL STREET ACCESS|400
HRG|HRG GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|1706
HRG|HRG GROUP, INC.|XIST|INSTINET, LLC|51800
HRG|HRG GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
HRG|HRG GROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2732
HRG|HRG GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2100
HRI|HERC HOLDINGS INC.|ABLE|NATIXIS Securities Americas LLC|3669
HRI|HERC HOLDINGS INC.|ALTX|Alternet Securities Inc.|4100
HRI|HERC HOLDINGS INC.|APCC|Apex Clearing Corporation|1384
HRI|HERC HOLDINGS INC.|BARD|Robert W. Baird & Co. Incorporated|122
HRI|HERC HOLDINGS INC.|BATM|CBOE TRADING, INC.|1865
HRI|HERC HOLDINGS INC.|BBNT|BB&T SECURITIES, LLC|16
HRI|HERC HOLDINGS INC.|BERN|Sanford C. Bernstein & Co., LLC|92812
HRI|HERC HOLDINGS INC.|BIDS|BIDS TRADING L.P.|100
HRI|HERC HOLDINGS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|60
HRI|HERC HOLDINGS INC.|BLKX|INSTINET, LLC|24900
HRI|HERC HOLDINGS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1471
HRI|HERC HOLDINGS INC.|BTIG|BTIG, LLC|2721
HRI|HERC HOLDINGS INC.|BZYD|GOLDMAN SACHS & CO. LLC|1000
HRI|HERC HOLDINGS INC.|CHAS|Charles Schwab & Co., Inc.|279
HRI|HERC HOLDINGS INC.|CIST|Capital Institutional Services, Inc.|112
HRI|HERC HOLDINGS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2528
HRI|HERC HOLDINGS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3924
HRI|HERC HOLDINGS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1149
HRI|HERC HOLDINGS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121896
HRI|HERC HOLDINGS INC.|CTDL|Citadel Derivatives Group Llc|412
HRI|HERC HOLDINGS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|9520
HRI|HERC HOLDINGS INC.|DBAB|Deutsche Bank Securities Inc.|42036
HRI|HERC HOLDINGS INC.|DBAX|Deutsche Bank Securities Inc.|100100
HRI|HERC HOLDINGS INC.|DCHF|Dart Executions, LLC|535
HRI|HERC HOLDINGS INC.|DEAN|MORGAN STANLEY|231
HRI|HERC HOLDINGS INC.|DEGS|RONIN PROFESSIONAL LLC|1400
HRI|HERC HOLDINGS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47552
HRI|HERC HOLDINGS INC.|EBXL|EBX LLC|66500
HRI|HERC HOLDINGS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1006
HRI|HERC HOLDINGS INC.|EDJO|Edward D. Jones & Co., L.P.|291
HRI|HERC HOLDINGS INC.|EGAM|CBOE TRADING, INC.|2840
HRI|HERC HOLDINGS INC.|EGAW|CBOE TRADING, INC.|104
HRI|HERC HOLDINGS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|772
HRI|HERC HOLDINGS INC.|EGXM|CBOE TRADING, INC.|1173
HRI|HERC HOLDINGS INC.|EGXW|CBOE TRADING, INC.|100
HRI|HERC HOLDINGS INC.|ETBE|Electronic Transaction Clearing, Inc.|582
HRI|HERC HOLDINGS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3263
HRI|HERC HOLDINGS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|51
HRI|HERC HOLDINGS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38372
HRI|HERC HOLDINGS INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|110
HRI|HERC HOLDINGS INC.|ETRS|E*Trade Securities LLC|57048
HRI|HERC HOLDINGS INC.|FILL|Tradestation Securities, Inc.|1465
HRI|HERC HOLDINGS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1220
HRI|HERC HOLDINGS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68760
HRI|HERC HOLDINGS INC.|FTBR|Foliofn Investments, Inc.|6998
HRI|HERC HOLDINGS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|200
HRI|HERC HOLDINGS INC.|GLIS|TD Securities Inc|78
HRI|HERC HOLDINGS INC.|GLPX|ACS EXECUTION SERVICES, LLC|16014
HRI|HERC HOLDINGS INC.|GSCO|GOLDMAN SACHS & CO. LLC|150906
HRI|HERC HOLDINGS INC.|GSCS|GOLDMAN SACHS & CO. LLC|2532
HRI|HERC HOLDINGS INC.|GSLT|GOLDMAN SACHS & CO. LLC|1593
HRI|HERC HOLDINGS INC.|GTSZ|GTS SECURITIES LLC|32884
HRI|HERC HOLDINGS INC.|HPPX|POTAMUS TRADING, LLC|208
HRI|HERC HOLDINGS INC.|HRBF|American Enterprise Investment Services Inc.|1894
HRI|HERC HOLDINGS INC.|IATS|INTERACTIVE BROKERS LLC|10067
HRI|HERC HOLDINGS INC.|IBKR|Interactive Brokers Llc|11257
HRI|HERC HOLDINGS INC.|ICBX|INSTINET, LLC|9107
HRI|HERC HOLDINGS INC.|IEQY|CITADEL SECURITIES LLC|16258
HRI|HERC HOLDINGS INC.|INCA|INSTINET, LLC|107650
HRI|HERC HOLDINGS INC.|INJX|INSTINET, LLC|4802
HRI|HERC HOLDINGS INC.|ITGI|ITG Inc.|9879
HRI|HERC HOLDINGS INC.|ITGP|ITG INC.|66400
HRI|HERC HOLDINGS INC.|JANY|Janney Montgomery Scott Inc.|65
HRI|HERC HOLDINGS INC.|JEFF|JEFFERIES LLC|2531
HRI|HERC HOLDINGS INC.|JMPT|JUMP TRADING, LLC|14956
HRI|HERC HOLDINGS INC.|JONE|JonesTrading|45891
HRI|HERC HOLDINGS INC.|JPBX|J.P. MORGAN SECURITIES LLC|2854
HRI|HERC HOLDINGS INC.|JPMX|J.P. Morgan Securities LLC|145443
HRI|HERC HOLDINGS INC.|JSJX|JANE STREET CAPITAL LLC|15918
HRI|HERC HOLDINGS INC.|KCGM|VIRTU Americas LLC|14026
HRI|HERC HOLDINGS INC.|LEHM|Barclays Capital Inc./Le|217329
HRI|HERC HOLDINGS INC.|LIME|Lime Brokerage LLC|5709
HRI|HERC HOLDINGS INC.|MAXM|Maxim Group LLC|4917
HRI|HERC HOLDINGS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50954
HRI|HERC HOLDINGS INC.|MOTF|MOTIF INVESTING, INC.|3
HRI|HERC HOLDINGS INC.|MSCO|MORGAN STANLEY & CO. LLC|258005
HRI|HERC HOLDINGS INC.|MSPL|MORGAN STANLEY & CO. LLC|90000
HRI|HERC HOLDINGS INC.|MSTX|MORGAN STANLEY & CO. LLC|25400
HRI|HERC HOLDINGS INC.|NATL|National Securities Corporation|13
HRI|HERC HOLDINGS INC.|NFSC|National Financial Services LLC|29009
HRI|HERC HOLDINGS INC.|NITE|VIRTU Americas LLC|130496
HRI|HERC HOLDINGS INC.|NQRB|Brut, LLC|1642
HRI|HERC HOLDINGS INC.|NTRC|Northern Trust Securities, Inc.|3
HRI|HERC HOLDINGS INC.|OHOS|TWO SIGMA SECURITIES, LLC|100
HRI|HERC HOLDINGS INC.|PDQM|CODA MARKETS, INC.|53856
HRI|HERC HOLDINGS INC.|PHLY|NASDAQ Execution Services, LLC|200
HRI|HERC HOLDINGS INC.|PWJC|UBS Financial Services, Inc.|64
HRI|HERC HOLDINGS INC.|RBCM|RBC CAPITAL MARKETS, LLC|2279
HRI|HERC HOLDINGS INC.|SAGL|SAGETRADER, LLC|12568
HRI|HERC HOLDINGS INC.|SALI|INTL FCSTONE FINANCIAL INC.|6
HRI|HERC HOLDINGS INC.|SBSH|Citigroup Global Markets Inc.|29177
HRI|HERC HOLDINGS INC.|SGMT|GOLDMAN SACHS & CO. LLC|37291
HRI|HERC HOLDINGS INC.|SOGO|Wang Investment Associates, Inc.|800
HRI|HERC HOLDINGS INC.|SPDR|SPEEDROUTE LLC|2800
HRI|HERC HOLDINGS INC.|SPTD|MINT GLOBAL MARKETS, INC.|400
HRI|HERC HOLDINGS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|690
HRI|HERC HOLDINGS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1000
HRI|HERC HOLDINGS INC.|SWIM|TD Ameritrade, Inc.|26509
HRI|HERC HOLDINGS INC.|TKNG|ALLY INVEST SECURITIES LLC|218
HRI|HERC HOLDINGS INC.|TRBT|Tradebot Systems, Inc.|38481
HRI|HERC HOLDINGS INC.|TRCM|TRC MARKETS LLC|33962
HRI|HERC HOLDINGS INC.|TWTT|TASTYWORKS, INC.|21
HRI|HERC HOLDINGS INC.|UBSA|UBS SECURITIES LLC|218255
HRI|HERC HOLDINGS INC.|UBSS|UBS Securities LLC|281404
HRI|HERC HOLDINGS INC.|VALX|VIRTU AMERICAS LLC|8283
HRI|HERC HOLDINGS INC.|VGRD|Vanguard Marketing Corporation|649
HRI|HERC HOLDINGS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
HRI|HERC HOLDINGS INC.|WCHV|WELLS FARGO SECURITIES, LLC|73313
HRI|HERC HOLDINGS INC.|WEDB|WEDBUSH SECURITIES INC.|730
HRI|HERC HOLDINGS INC.|WEED|Weeden & Co.L.P.|106
HRI|HERC HOLDINGS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9556
HRI|HERC HOLDINGS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|473
HRI|HERC HOLDINGS INC.|WGIF|CIBC World Markets Inc.|83
HRI|HERC HOLDINGS INC.|WSEA|WOLVERINE SECURITIES, LLC|367
HRI|HERC HOLDINGS INC.|XIST|INSTINET, LLC|7400
HRI|HERC HOLDINGS INC.|XPQR|Jump Trading|1200
HRI|HERC HOLDINGS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|6738
HRI|HERC HOLDINGS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|5811
HRI|HERC HOLDINGS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1130
HRL|HORMEL FOODS CP|ABLE|NATIXIS Securities Americas LLC|375393
HRL|HORMEL FOODS CP|ADAM|CANACCORD GENUITY INC.|120400
HRL|HORMEL FOODS CP|AGIS|Aegis Capital Corp.|963
HRL|HORMEL FOODS CP|ALTX|Alternet Securities Inc.|25789
HRL|HORMEL FOODS CP|ANOS|ABEL/NOSER, L.L.C.|900
HRL|HORMEL FOODS CP|APCC|Apex Clearing Corporation|2512
HRL|HORMEL FOODS CP|AQUA|AQUA SECURITIES L.P.|5200
HRL|HORMEL FOODS CP|BANK|Primevest Financial Services, Inc.|4114
HRL|HORMEL FOODS CP|BARD|Robert W. Baird & Co. Incorporated|702
HRL|HORMEL FOODS CP|BATM|CBOE TRADING, INC.|34855
HRL|HORMEL FOODS CP|BAYC|BAY CREST PARTNERS, LLC|2800
HRL|HORMEL FOODS CP|BAYT|BTIG, LLC|600
HRL|HORMEL FOODS CP|BBNT|BB&T SECURITIES, LLC|2098
HRL|HORMEL FOODS CP|BERN|Sanford C. Bernstein & Co., LLC|307692
HRL|HORMEL FOODS CP|BIAD|SAGETRADER, LLC|338
HRL|HORMEL FOODS CP|BIDS|BIDS TRADING L.P.|1600
HRL|HORMEL FOODS CP|BIMI|Banca IMI Securities Corp.|1400
HRL|HORMEL FOODS CP|BKCM|BNY Mellon Capital Markets LLC|1587
HRL|HORMEL FOODS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16046
HRL|HORMEL FOODS CP|BLKX|INSTINET, LLC|146900
HRL|HORMEL FOODS CP|BMOC|BMO Capital Markets Corp.|296098
HRL|HORMEL FOODS CP|BNPX|BNP PARIBAS SECURITIES CORP.|173850
HRL|HORMEL FOODS CP|BTIG|BTIG, LLC|77757
HRL|HORMEL FOODS CP|BYXM|CBOE TRADING, INC.|2164
HRL|HORMEL FOODS CP|BZYD|GOLDMAN SACHS & CO. LLC|199
HRL|HORMEL FOODS CP|CABR|Cabrera Capital Markets, Inc.|50
HRL|HORMEL FOODS CP|CANT|Cantor Fitzgerald & Co.|1485
HRL|HORMEL FOODS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
HRL|HORMEL FOODS CP|CHAS|Charles Schwab & Co., Inc.|1331
HRL|HORMEL FOODS CP|CIBP|CIBC World Markets Corp.|14940
HRL|HORMEL FOODS CP|CIST|Capital Institutional Services, Inc.|6691
HRL|HORMEL FOODS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|373566
HRL|HORMEL FOODS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26
HRL|HORMEL FOODS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|420
HRL|HORMEL FOODS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|718952
HRL|HORMEL FOODS CP|CTDL|Citadel Derivatives Group Llc|22504
HRL|HORMEL FOODS CP|CTLR|CUTLER GROUP, LP|1400
HRL|HORMEL FOODS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|123966
HRL|HORMEL FOODS CP|DADA|D.A. Davidson & Co.|9
HRL|HORMEL FOODS CP|DBAB|Deutsche Bank Securities Inc.|594102
HRL|HORMEL FOODS CP|DBAX|Deutsche Bank Securities Inc.|720300
HRL|HORMEL FOODS CP|DBUL|Deutsche Bank Securities Inc.|454
HRL|HORMEL FOODS CP|DCHF|Dart Executions, LLC|928
HRL|HORMEL FOODS CP|DEAN|MORGAN STANLEY|11395
HRL|HORMEL FOODS CP|DEGS|RONIN PROFESSIONAL LLC|200
HRL|HORMEL FOODS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3074
HRL|HORMEL FOODS CP|EBXL|EBX LLC|694900
HRL|HORMEL FOODS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|15683
HRL|HORMEL FOODS CP|EDJC|Edward Jones / CDS|52
HRL|HORMEL FOODS CP|EDJO|Edward D. Jones & Co., L.P.|36074
HRL|HORMEL FOODS CP|EGAM|CBOE TRADING, INC.|84885
HRL|HORMEL FOODS CP|EGAW|CBOE TRADING, INC.|865
HRL|HORMEL FOODS CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
HRL|HORMEL FOODS CP|EGXM|CBOE TRADING, INC.|6011
HRL|HORMEL FOODS CP|EGXW|CBOE TRADING, INC.|5
HRL|HORMEL FOODS CP|ESPO|ESPOSITO SECURITIES, LLC|714
HRL|HORMEL FOODS CP|ETBE|Electronic Transaction Clearing, Inc.|43533
HRL|HORMEL FOODS CP|ETCB|ETC BROKERAGE SERVICES, LLC|280
HRL|HORMEL FOODS CP|ETCC|Electronic Transaction Clearing, Inc.|1001
HRL|HORMEL FOODS CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|49
HRL|HORMEL FOODS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8739
HRL|HORMEL FOODS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3073
HRL|HORMEL FOODS CP|ETRS|E*Trade Securities LLC|265899
HRL|HORMEL FOODS CP|FBSB|U.S. Bancorp Investments, Inc.|7023
HRL|HORMEL FOODS CP|FILL|Tradestation Securities, Inc.|2698
HRL|HORMEL FOODS CP|FINX|FINTECH SECURITIES|4360
HRL|HORMEL FOODS CP|FMAF|NBCN Inc./ CDS|4346
HRL|HORMEL FOODS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13842
HRL|HORMEL FOODS CP|FQLS|Quantlab Securities LP|698032
HRL|HORMEL FOODS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|292299
HRL|HORMEL FOODS CP|FTBR|Foliofn Investments, Inc.|9387
HRL|HORMEL FOODS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
HRL|HORMEL FOODS CP|GHCC|Gordon, Haskett Capital Corporation|24100
HRL|HORMEL FOODS CP|GLIS|TD Securities Inc|360
HRL|HORMEL FOODS CP|GLPX|ACS EXECUTION SERVICES, LLC|69696
HRL|HORMEL FOODS CP|GSCO|GOLDMAN SACHS & CO. LLC|3231818
HRL|HORMEL FOODS CP|GSCS|GOLDMAN SACHS & CO. LLC|52241
HRL|HORMEL FOODS CP|GSLT|GOLDMAN SACHS & CO. LLC|36854
HRL|HORMEL FOODS CP|GTSY|GTS SECURITIES LLC|3700
HRL|HORMEL FOODS CP|GTSZ|GTS SECURITIES LLC|314831
HRL|HORMEL FOODS CP|HAPX|HAP Trading, LLC|100
HRL|HORMEL FOODS CP|HRBF|American Enterprise Investment Services Inc.|14978
HRL|HORMEL FOODS CP|HSBC|HSBC Securities, Inc.|800
HRL|HORMEL FOODS CP|IATS|INTERACTIVE BROKERS LLC|11445
HRL|HORMEL FOODS CP|IBKR|Interactive Brokers Llc|24303
HRL|HORMEL FOODS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|125
HRL|HORMEL FOODS CP|ICBX|INSTINET, LLC|200072
HRL|HORMEL FOODS CP|IEQY|CITADEL SECURITIES LLC|211892
HRL|HORMEL FOODS CP|IMPC|Imperial Capital, LLC|1400
HRL|HORMEL FOODS CP|INCA|INSTINET, LLC|753567
HRL|HORMEL FOODS CP|ITGI|ITG Inc.|169471
HRL|HORMEL FOODS CP|ITGP|ITG INC.|537400
HRL|HORMEL FOODS CP|JANY|Janney Montgomery Scott Inc.|2358
HRL|HORMEL FOODS CP|JEFF|JEFFERIES LLC|160738
HRL|HORMEL FOODS CP|JMPT|JUMP TRADING, LLC|135291
HRL|HORMEL FOODS CP|JONE|JonesTrading|400
HRL|HORMEL FOODS CP|JPBX|J.P. MORGAN SECURITIES LLC|634268
HRL|HORMEL FOODS CP|JPMX|J.P. Morgan Securities LLC|1650803
HRL|HORMEL FOODS CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|264598
HRL|HORMEL FOODS CP|JSJX|JANE STREET CAPITAL LLC|14566
HRL|HORMEL FOODS CP|KCGM|VIRTU Americas LLC|115088
HRL|HORMEL FOODS CP|LEHM|Barclays Capital Inc./Le|1350277
HRL|HORMEL FOODS CP|LIME|Lime Brokerage LLC|61404
HRL|HORMEL FOODS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|32600
HRL|HORMEL FOODS CP|LQNA|LIQUIDNET, INC.|106700
HRL|HORMEL FOODS CP|LSCI|Lek Securities Corporation|356
HRL|HORMEL FOODS CP|MACC|Mid Atlantic Capital Corporation|200
HRL|HORMEL FOODS CP|MACQ|Macquarie Capital (USA) Inc.|800
HRL|HORMEL FOODS CP|MBTS|ALLY INVEST SECURITIES LLC|600
HRL|HORMEL FOODS CP|MCBT|Moors & Cabot, Inc.|42920
HRL|HORMEL FOODS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|396550
HRL|HORMEL FOODS CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
HRL|HORMEL FOODS CP|MOTF|MOTIF INVESTING, INC.|8
HRL|HORMEL FOODS CP|MSCO|MORGAN STANLEY & CO. LLC|2126234
HRL|HORMEL FOODS CP|MSPL|MORGAN STANLEY & CO. LLC|677400
HRL|HORMEL FOODS CP|MSTX|MORGAN STANLEY & CO. LLC|606700
HRL|HORMEL FOODS CP|MTON|MILLINGTON SECURITIES, INC.|117933
HRL|HORMEL FOODS CP|MULL|MARK J. MULLER EQUITIES, INC.|29844
HRL|HORMEL FOODS CP|NATL|National Securities Corporation|400
HRL|HORMEL FOODS CP|NFSC|National Financial Services LLC|210715
HRL|HORMEL FOODS CP|NITE|VIRTU Americas LLC|891272
HRL|HORMEL FOODS CP|NITP|VIRTU Americas LLC|2276
HRL|HORMEL FOODS CP|NMRA|Nomura Securities International, Inc.|400
HRL|HORMEL FOODS CP|NQRB|Brut, LLC|42825
HRL|HORMEL FOODS CP|NTBF|BMO Nesbitt Burns Inc./CDS|147771
HRL|HORMEL FOODS CP|NTRC|Northern Trust Securities, Inc.|2829
HRL|HORMEL FOODS CP|OHOS|TWO SIGMA SECURITIES, LLC|112930
HRL|HORMEL FOODS CP|OPCO|Oppenheimer & Co. Inc.|303
HRL|HORMEL FOODS CP|PDQM|CODA MARKETS, INC.|154635
HRL|HORMEL FOODS CP|PHLY|NASDAQ Execution Services, LLC|1000
HRL|HORMEL FOODS CP|PICT|Pictet Overseas Inc.|100
HRL|HORMEL FOODS CP|PIPR|Piper Jaffray & Co.|38000
HRL|HORMEL FOODS CP|PUMA|Puma Capital, Llc|107963
HRL|HORMEL FOODS CP|PUMX|Puma Capital, LLC|100
HRL|HORMEL FOODS CP|PWJC|UBS Financial Services, Inc.|5961
HRL|HORMEL FOODS CP|QMSR|QUATTRO M SECURITIES INC.|776
HRL|HORMEL FOODS CP|RBCM|RBC CAPITAL MARKETS, LLC|45041
HRL|HORMEL FOODS CP|SAGL|SAGETRADER, LLC|291628
HRL|HORMEL FOODS CP|SAGW|SAGETRADER, LLC|17
HRL|HORMEL FOODS CP|SBRX|MURIEL SIEBERT & CO INC|750
HRL|HORMEL FOODS CP|SBSH|Citigroup Global Markets Inc.|90677
HRL|HORMEL FOODS CP|SEIC|SEI Investments Distribution Co.|800
HRL|HORMEL FOODS CP|SGMT|GOLDMAN SACHS & CO. LLC|479062
HRL|HORMEL FOODS CP|SIBO|Prime Executions, Inc.|34094
HRL|HORMEL FOODS CP|SPDR|SPEEDROUTE LLC|27707
HRL|HORMEL FOODS CP|SPHN|Stephens Inc.|1404
HRL|HORMEL FOODS CP|STFL|Stifel, Nicolaus & Company, Incorporated|19393
HRL|HORMEL FOODS CP|STKP|STOCKPILE INVESTMENTS, INC.|108
HRL|HORMEL FOODS CP|STRS|STRATEGAS RESEARCH PARTNERS|4914
HRL|HORMEL FOODS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19590
HRL|HORMEL FOODS CP|SWIM|TD Ameritrade, Inc.|245659
HRL|HORMEL FOODS CP|SWST|Hilltop Securities Inc.|7188
HRL|HORMEL FOODS CP|TAGC|TELSEY ADVISORY GROUP LLC|9
HRL|HORMEL FOODS CP|TKNG|ALLY INVEST SECURITIES LLC|969
HRL|HORMEL FOODS CP|TOUR|TOURMALINE PARTNERS, LLC|16169
HRL|HORMEL FOODS CP|TRBT|Tradebot Systems, Inc.|409759
HRL|HORMEL FOODS CP|TRCM|TRC MARKETS LLC|490213
HRL|HORMEL FOODS CP|TWTT|TASTYWORKS, INC.|100
HRL|HORMEL FOODS CP|UBSA|UBS SECURITIES LLC|1504704
HRL|HORMEL FOODS CP|UBSS|UBS Securities LLC|1270539
HRL|HORMEL FOODS CP|VALX|VIRTU AMERICAS LLC|57897
HRL|HORMEL FOODS CP|VERT|The Vertical Trading Group, LLC|18206
HRL|HORMEL FOODS CP|VGRD|Vanguard Marketing Corporation|15429
HRL|HORMEL FOODS CP|WABR|Wall Street Access|24387
HRL|HORMEL FOODS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|12228
HRL|HORMEL FOODS CP|WCHV|WELLS FARGO SECURITIES, LLC|196774
HRL|HORMEL FOODS CP|WDNX|WEEDEN & CO.L.P.|2666
HRL|HORMEL FOODS CP|WEDB|WEDBUSH SECURITIES INC.|12660
HRL|HORMEL FOODS CP|WEED|Weeden & Co.L.P.|2367
HRL|HORMEL FOODS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|67858
HRL|HORMEL FOODS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47371
HRL|HORMEL FOODS CP|WGIF|CIBC World Markets Inc.|5854
HRL|HORMEL FOODS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|620
HRL|HORMEL FOODS CP|WSEA|WOLVERINE SECURITIES, LLC|11391
HRL|HORMEL FOODS CP|XIST|INSTINET, LLC|276306
HRL|HORMEL FOODS CP|XPQR|Jump Trading|200
HRL|HORMEL FOODS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|35738
HRL|HORMEL FOODS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4560
HRL|HORMEL FOODS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8769
HRS|HARRIS CP|ABLE|NATIXIS Securities Americas LLC|56111
HRS|HARRIS CP|AGIS|Aegis Capital Corp.|10
HRS|HARRIS CP|ALTX|Alternet Securities Inc.|4146
HRS|HARRIS CP|ANOS|ABEL/NOSER, L.L.C.|145
HRS|HARRIS CP|APCC|Apex Clearing Corporation|287
HRS|HARRIS CP|BANK|Primevest Financial Services, Inc.|84
HRS|HARRIS CP|BARD|Robert W. Baird & Co. Incorporated|1653
HRS|HARRIS CP|BATM|CBOE TRADING, INC.|8898
HRS|HARRIS CP|BAYC|BAY CREST PARTNERS, LLC|20
HRS|HARRIS CP|BAYT|BTIG, LLC|900
HRS|HARRIS CP|BBNT|BB&T SECURITIES, LLC|103
HRS|HARRIS CP|BERN|Sanford C. Bernstein & Co., LLC|56768
HRS|HARRIS CP|BIDS|BIDS TRADING L.P.|900
HRS|HARRIS CP|BIMI|Banca IMI Securities Corp.|1171
HRS|HARRIS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5300
HRS|HARRIS CP|BNPX|BNP PARIBAS SECURITIES CORP.|200469
HRS|HARRIS CP|BTIG|BTIG, LLC|2337
HRS|HARRIS CP|BYXM|CBOE TRADING, INC.|1147
HRS|HARRIS CP|BZYD|GOLDMAN SACHS & CO. LLC|175
HRS|HARRIS CP|CABR|Cabrera Capital Markets, Inc.|17
HRS|HARRIS CP|CANT|Cantor Fitzgerald & Co.|2413
HRS|HARRIS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|46622
HRS|HARRIS CP|CHAS|Charles Schwab & Co., Inc.|272
HRS|HARRIS CP|CIBP|CIBC World Markets Corp.|123209
HRS|HARRIS CP|CICF|Canaccord Genuity Corp.|489
HRS|HARRIS CP|CIST|Capital Institutional Services, Inc.|1407
HRS|HARRIS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44694
HRS|HARRIS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3987
HRS|HARRIS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|734
HRS|HARRIS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|194716
HRS|HARRIS CP|CTDL|Citadel Derivatives Group Llc|47491
HRS|HARRIS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|55792
HRS|HARRIS CP|DADA|D.A. Davidson & Co.|751
HRS|HARRIS CP|DBAB|Deutsche Bank Securities Inc.|314075
HRS|HARRIS CP|DBAX|Deutsche Bank Securities Inc.|150000
HRS|HARRIS CP|DCHF|Dart Executions, LLC|4498
HRS|HARRIS CP|DEAN|MORGAN STANLEY|3820
HRS|HARRIS CP|DEGS|RONIN PROFESSIONAL LLC|100
HRS|HARRIS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10
HRS|HARRIS CP|EBXL|EBX LLC|73300
HRS|HARRIS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4823
HRS|HARRIS CP|EDJO|Edward D. Jones & Co., L.P.|1633
HRS|HARRIS CP|EGAM|CBOE TRADING, INC.|9100
HRS|HARRIS CP|EGAW|CBOE TRADING, INC.|101
HRS|HARRIS CP|EGMT|EG MARKET TECHNOLOGIES LLC|1019
HRS|HARRIS CP|EGXM|CBOE TRADING, INC.|1914
HRS|HARRIS CP|EGXW|CBOE TRADING, INC.|6
HRS|HARRIS CP|ETBE|Electronic Transaction Clearing, Inc.|18578
HRS|HARRIS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|321
HRS|HARRIS CP|ETCC|Electronic Transaction Clearing, Inc.|593
HRS|HARRIS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25156
HRS|HARRIS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|359
HRS|HARRIS CP|ETRS|E*Trade Securities LLC|32870
HRS|HARRIS CP|FIDT|Fidelity Clearing Canada ULC./ CDS|2
HRS|HARRIS CP|FILL|Tradestation Securities, Inc.|426
HRS|HARRIS CP|FINX|FINTECH SECURITIES|1567
HRS|HARRIS CP|FMAF|NBCN Inc./ CDS|9896
HRS|HARRIS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11715
HRS|HARRIS CP|FQLS|Quantlab Securities LP|160010
HRS|HARRIS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76864
HRS|HARRIS CP|FTBR|Foliofn Investments, Inc.|2148
HRS|HARRIS CP|GARC|ICAP Corporates LLC|120
HRS|HARRIS CP|GLPX|ACS EXECUTION SERVICES, LLC|20349
HRS|HARRIS CP|GSCO|GOLDMAN SACHS & CO. LLC|1738063
HRS|HARRIS CP|GSCS|GOLDMAN SACHS & CO. LLC|2421
HRS|HARRIS CP|GSLT|GOLDMAN SACHS & CO. LLC|2191
HRS|HARRIS CP|GTSZ|GTS SECURITIES LLC|109368
HRS|HARRIS CP|HPPX|POTAMUS TRADING, LLC|400
HRS|HARRIS CP|HRBF|American Enterprise Investment Services Inc.|2367
HRS|HARRIS CP|HSBC|HSBC Securities, Inc.|27703
HRS|HARRIS CP|IATS|INTERACTIVE BROKERS LLC|10781
HRS|HARRIS CP|IBKR|Interactive Brokers Llc|6112
HRS|HARRIS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|402
HRS|HARRIS CP|ICBX|INSTINET, LLC|34668
HRS|HARRIS CP|IEQY|CITADEL SECURITIES LLC|96751
HRS|HARRIS CP|INCA|INSTINET, LLC|163875
HRS|HARRIS CP|INJX|INSTINET, LLC|1045
HRS|HARRIS CP|ITGI|ITG Inc.|23011
HRS|HARRIS CP|ITGP|ITG INC.|28400
HRS|HARRIS CP|JANY|Janney Montgomery Scott Inc.|480
HRS|HARRIS CP|JEFF|JEFFERIES LLC|49059
HRS|HARRIS CP|JMPT|JUMP TRADING, LLC|22633
HRS|HARRIS CP|JONE|JonesTrading|1350
HRS|HARRIS CP|JPBX|J.P. MORGAN SECURITIES LLC|67528
HRS|HARRIS CP|JPMX|J.P. Morgan Securities LLC|219047
HRS|HARRIS CP|JSJX|JANE STREET CAPITAL LLC|4278
HRS|HARRIS CP|KCGM|VIRTU Americas LLC|20185
HRS|HARRIS CP|LEHM|Barclays Capital Inc./Le|382798
HRS|HARRIS CP|LIME|Lime Brokerage LLC|22475
HRS|HARRIS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|265358
HRS|HARRIS CP|LOOP|Loop Capital Markets LLC|200
HRS|HARRIS CP|LQNA|LIQUIDNET, INC.|7500
HRS|HARRIS CP|LSCI|Lek Securities Corporation|798
HRS|HARRIS CP|MACC|Mid Atlantic Capital Corporation|1349
HRS|HARRIS CP|MAXM|Maxim Group LLC|8995
HRS|HARRIS CP|MCMF|Raymond James Ltd. Cds|3092
HRS|HARRIS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34124
HRS|HARRIS CP|MOTF|MOTIF INVESTING, INC.|85
HRS|HARRIS CP|MPSG|E D & F Man Capital Markets Inc.|1519
HRS|HARRIS CP|MSCO|MORGAN STANLEY & CO. LLC|869995
HRS|HARRIS CP|MSPL|MORGAN STANLEY & CO. LLC|120400
HRS|HARRIS CP|MSTX|MORGAN STANLEY & CO. LLC|33100
HRS|HARRIS CP|NATL|National Securities Corporation|20
HRS|HARRIS CP|NBCS|NBC Securities, INC.|50
HRS|HARRIS CP|NFSC|National Financial Services LLC|113554
HRS|HARRIS CP|NITE|VIRTU Americas LLC|219761
HRS|HARRIS CP|NITP|VIRTU Americas LLC|164
HRS|HARRIS CP|NQRB|Brut, LLC|1181
HRS|HARRIS CP|NTRC|Northern Trust Securities, Inc.|3352
HRS|HARRIS CP|OPCO|Oppenheimer & Co. Inc.|2921
HRS|HARRIS CP|PDQM|CODA MARKETS, INC.|57751
HRS|HARRIS CP|PHLY|NASDAQ Execution Services, LLC|800
HRS|HARRIS CP|PWJC|UBS Financial Services, Inc.|1199
HRS|HARRIS CP|QMSR|QUATTRO M SECURITIES INC.|1631
HRS|HARRIS CP|RBCM|RBC CAPITAL MARKETS, LLC|3678
HRS|HARRIS CP|SAGL|SAGETRADER, LLC|1300
HRS|HARRIS CP|SAGW|SAGETRADER, LLC|100
HRS|HARRIS CP|SALI|INTL FCSTONE FINANCIAL INC.|20
HRS|HARRIS CP|SBRX|MURIEL SIEBERT & CO INC|3
HRS|HARRIS CP|SBSH|Citigroup Global Markets Inc.|188700
HRS|HARRIS CP|SEIC|SEI Investments Distribution Co.|800
HRS|HARRIS CP|SGMT|GOLDMAN SACHS & CO. LLC|47929
HRS|HARRIS CP|SIBO|Prime Executions, Inc.|9296
HRS|HARRIS CP|SPDR|SPEEDROUTE LLC|7300
HRS|HARRIS CP|SPHN|Stephens Inc.|44
HRS|HARRIS CP|STFL|Stifel, Nicolaus & Company, Incorporated|16920
HRS|HARRIS CP|STKP|STOCKPILE INVESTMENTS, INC.|8
HRS|HARRIS CP|STXG|Stockcross Financial Services, Inc.|1
HRS|HARRIS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5536
HRS|HARRIS CP|SWIM|TD Ameritrade, Inc.|16411
HRS|HARRIS CP|SWST|Hilltop Securities Inc.|3578
HRS|HARRIS CP|TAGC|TELSEY ADVISORY GROUP LLC|3
HRS|HARRIS CP|TKNG|ALLY INVEST SECURITIES LLC|107
HRS|HARRIS CP|TRBT|Tradebot Systems, Inc.|134955
HRS|HARRIS CP|TRCM|TRC MARKETS LLC|47578
HRS|HARRIS CP|UBSA|UBS SECURITIES LLC|271047
HRS|HARRIS CP|UBSS|UBS Securities LLC|479675
HRS|HARRIS CP|VALX|VIRTU AMERICAS LLC|28551
HRS|HARRIS CP|VERT|The Vertical Trading Group, LLC|76
HRS|HARRIS CP|VGRD|Vanguard Marketing Corporation|5723
HRS|HARRIS CP|WBLR|WILLIAM BLAIR|310
HRS|HARRIS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2180
HRS|HARRIS CP|WCHV|WELLS FARGO SECURITIES, LLC|143371
HRS|HARRIS CP|WDNX|WEEDEN & CO.L.P.|770
HRS|HARRIS CP|WEDB|WEDBUSH SECURITIES INC.|2742
HRS|HARRIS CP|WEED|Weeden & Co.L.P.|83166
HRS|HARRIS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11082
HRS|HARRIS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5014
HRS|HARRIS CP|WFPB|Wells Fargo Securities, LLC.|900
HRS|HARRIS CP|WGIF|CIBC World Markets Inc.|421
HRS|HARRIS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1606
HRS|HARRIS CP|WMLL|Watermill Institutional Trading LLC|549
HRS|HARRIS CP|WOLF|Wolfe Trahan Securities|100
HRS|HARRIS CP|WSAG|WALL STREET ACCESS|115
HRS|HARRIS CP|WSEA|WOLVERINE SECURITIES, LLC|7510
HRS|HARRIS CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
HRS|HARRIS CP|WTFS|JUST2TRADE, INC.|20
HRS|HARRIS CP|XIST|INSTINET, LLC|16704
HRS|HARRIS CP|XPQR|Jump Trading|100
HRS|HARRIS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|25104
HRS|HARRIS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1514
HRS|HARRIS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7345
HRTG|HERITAGE INSURANCE|ALTX|Alternet Securities Inc.|4200
HRTG|HERITAGE INSURANCE|APCC|Apex Clearing Corporation|3
HRTG|HERITAGE INSURANCE|BARD|Robert W. Baird & Co. Incorporated|626
HRTG|HERITAGE INSURANCE|BATM|CBOE TRADING, INC.|2951
HRTG|HERITAGE INSURANCE|BBNT|BB&T SECURITIES, LLC|32
HRTG|HERITAGE INSURANCE|BERN|Sanford C. Bernstein & Co., LLC|967
HRTG|HERITAGE INSURANCE|BLKX|INSTINET, LLC|10000
HRTG|HERITAGE INSURANCE|BNPX|BNP PARIBAS SECURITIES CORP.|2029
HRTG|HERITAGE INSURANCE|BYXM|CBOE TRADING, INC.|100
HRTG|HERITAGE INSURANCE|BZYD|GOLDMAN SACHS & CO. LLC|1000
HRTG|HERITAGE INSURANCE|CHAS|Charles Schwab & Co., Inc.|3
HRTG|HERITAGE INSURANCE|CIST|Capital Institutional Services, Inc.|680
HRTG|HERITAGE INSURANCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34887
HRTG|HERITAGE INSURANCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5353
HRTG|HERITAGE INSURANCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|136083
HRTG|HERITAGE INSURANCE|CTDL|Citadel Derivatives Group Llc|1820
HRTG|HERITAGE INSURANCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|37462
HRTG|HERITAGE INSURANCE|DBAB|Deutsche Bank Securities Inc.|24127
HRTG|HERITAGE INSURANCE|DBAX|Deutsche Bank Securities Inc.|101000
HRTG|HERITAGE INSURANCE|DEAN|MORGAN STANLEY|6564
HRTG|HERITAGE INSURANCE|DEGS|RONIN PROFESSIONAL LLC|424
HRTG|HERITAGE INSURANCE|EBXL|EBX LLC|70500
HRTG|HERITAGE INSURANCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|23118
HRTG|HERITAGE INSURANCE|EGAM|CBOE TRADING, INC.|2122
HRTG|HERITAGE INSURANCE|EGAW|CBOE TRADING, INC.|100
HRTG|HERITAGE INSURANCE|EGMT|EG MARKET TECHNOLOGIES LLC|470
HRTG|HERITAGE INSURANCE|EGXM|CBOE TRADING, INC.|866
HRTG|HERITAGE INSURANCE|ETBE|Electronic Transaction Clearing, Inc.|1126
HRTG|HERITAGE INSURANCE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
HRTG|HERITAGE INSURANCE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2800
HRTG|HERITAGE INSURANCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3862
HRTG|HERITAGE INSURANCE|ETRS|E*Trade Securities LLC|7795
HRTG|HERITAGE INSURANCE|FILL|Tradestation Securities, Inc.|20
HRTG|HERITAGE INSURANCE|FMAF|NBCN Inc./ CDS|7277
HRTG|HERITAGE INSURANCE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3199
HRTG|HERITAGE INSURANCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70901
HRTG|HERITAGE INSURANCE|FTBR|Foliofn Investments, Inc.|1719
HRTG|HERITAGE INSURANCE|GEBB|GLOBAL EXECUTION BROKERS, LP|100
HRTG|HERITAGE INSURANCE|GLIS|TD Securities Inc|200
HRTG|HERITAGE INSURANCE|GLPX|ACS EXECUTION SERVICES, LLC|6708
HRTG|HERITAGE INSURANCE|GSCO|GOLDMAN SACHS & CO. LLC|60901
HRTG|HERITAGE INSURANCE|GSCS|GOLDMAN SACHS & CO. LLC|9039
HRTG|HERITAGE INSURANCE|GSLT|GOLDMAN SACHS & CO. LLC|1713
HRTG|HERITAGE INSURANCE|GTSZ|GTS SECURITIES LLC|10902
HRTG|HERITAGE INSURANCE|HRBF|American Enterprise Investment Services Inc.|68
HRTG|HERITAGE INSURANCE|IATS|INTERACTIVE BROKERS LLC|477
HRTG|HERITAGE INSURANCE|IBKR|Interactive Brokers Llc|2070
HRTG|HERITAGE INSURANCE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4698
HRTG|HERITAGE INSURANCE|ICBX|INSTINET, LLC|15700
HRTG|HERITAGE INSURANCE|IEQY|CITADEL SECURITIES LLC|10009
HRTG|HERITAGE INSURANCE|INCA|INSTINET, LLC|47358
HRTG|HERITAGE INSURANCE|ITGI|ITG Inc.|30335
HRTG|HERITAGE INSURANCE|ITGP|ITG INC.|275200
HRTG|HERITAGE INSURANCE|JEFF|JEFFERIES LLC|18030
HRTG|HERITAGE INSURANCE|JMPT|JUMP TRADING, LLC|4981
HRTG|HERITAGE INSURANCE|JONE|JonesTrading|41104
HRTG|HERITAGE INSURANCE|JPBX|J.P. MORGAN SECURITIES LLC|5980
HRTG|HERITAGE INSURANCE|JPMX|J.P. Morgan Securities LLC|183274
HRTG|HERITAGE INSURANCE|JSJX|JANE STREET CAPITAL LLC|2689
HRTG|HERITAGE INSURANCE|KBWI|Keefe, Bruyette & Woods, Inc.|73853
HRTG|HERITAGE INSURANCE|KCGM|VIRTU Americas LLC|12852
HRTG|HERITAGE INSURANCE|LEHM|Barclays Capital Inc./Le|152459
HRTG|HERITAGE INSURANCE|LIME|Lime Brokerage LLC|17589
HRTG|HERITAGE INSURANCE|LOOP|Loop Capital Markets LLC|100
HRTG|HERITAGE INSURANCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|85422
HRTG|HERITAGE INSURANCE|MSCO|MORGAN STANLEY & CO. LLC|172382
HRTG|HERITAGE INSURANCE|MSPL|MORGAN STANLEY & CO. LLC|69400
HRTG|HERITAGE INSURANCE|MSTX|MORGAN STANLEY & CO. LLC|20800
HRTG|HERITAGE INSURANCE|NATL|National Securities Corporation|10
HRTG|HERITAGE INSURANCE|NFSC|National Financial Services LLC|12142
HRTG|HERITAGE INSURANCE|NITE|VIRTU Americas LLC|78295
HRTG|HERITAGE INSURANCE|NQRB|Brut, LLC|2103
HRTG|HERITAGE INSURANCE|PDQM|CODA MARKETS, INC.|4748
HRTG|HERITAGE INSURANCE|PWJC|UBS Financial Services, Inc.|4880
HRTG|HERITAGE INSURANCE|RBCM|RBC CAPITAL MARKETS, LLC|5
HRTG|HERITAGE INSURANCE|SAGL|SAGETRADER, LLC|400
HRTG|HERITAGE INSURANCE|SALI|INTL FCSTONE FINANCIAL INC.|4
HRTG|HERITAGE INSURANCE|SBSH|Citigroup Global Markets Inc.|42424
HRTG|HERITAGE INSURANCE|SGMT|GOLDMAN SACHS & CO. LLC|33368
HRTG|HERITAGE INSURANCE|SPDR|SPEEDROUTE LLC|10849
HRTG|HERITAGE INSURANCE|STFL|Stifel, Nicolaus & Company, Incorporated|1300
HRTG|HERITAGE INSURANCE|STKP|STOCKPILE INVESTMENTS, INC.|18
HRTG|HERITAGE INSURANCE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3582
HRTG|HERITAGE INSURANCE|SWIM|TD Ameritrade, Inc.|1340
HRTG|HERITAGE INSURANCE|TAGC|TELSEY ADVISORY GROUP LLC|4256
HRTG|HERITAGE INSURANCE|TMBR|Timber Hill LLC|91
HRTG|HERITAGE INSURANCE|TRBT|Tradebot Systems, Inc.|31998
HRTG|HERITAGE INSURANCE|TRCM|TRC MARKETS LLC|10475
HRTG|HERITAGE INSURANCE|UBSA|UBS SECURITIES LLC|141967
HRTG|HERITAGE INSURANCE|UBSS|UBS Securities LLC|124171
HRTG|HERITAGE INSURANCE|VALX|VIRTU AMERICAS LLC|1473
HRTG|HERITAGE INSURANCE|WCHV|WELLS FARGO SECURITIES, LLC|54510
HRTG|HERITAGE INSURANCE|WDNX|WEEDEN & CO.L.P.|6428
HRTG|HERITAGE INSURANCE|WEED|Weeden & Co.L.P.|145185
HRTG|HERITAGE INSURANCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5171
HRTG|HERITAGE INSURANCE|WFPB|Wells Fargo Securities, LLC.|7570
HRTG|HERITAGE INSURANCE|WSEA|WOLVERINE SECURITIES, LLC|43
HRTG|HERITAGE INSURANCE|XIST|INSTINET, LLC|4800
HRTG|HERITAGE INSURANCE|XPQR|Jump Trading|400
HRTG|HERITAGE INSURANCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
HRTG|HERITAGE INSURANCE|YKNA|COMHAR CAPITAL MARKETS, LLC|800
HRTG|HERITAGE INSURANCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2128
HRTX|HERON THERAPEUTICS|AGIS|Aegis Capital Corp.|1350
HRTX|HERON THERAPEUTICS|ALLN|Allen & Company LLC|1840
HRTX|HERON THERAPEUTICS|APCC|Apex Clearing Corporation|35225
HRTX|HERON THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|400
HRTX|HERON THERAPEUTICS|BATM|CBOE TRADING, INC.|8503
HRTX|HERON THERAPEUTICS|BAYC|BAY CREST PARTNERS, LLC|2301
HRTX|HERON THERAPEUTICS|BAYT|BTIG, LLC|4200
HRTX|HERON THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|6565
HRTX|HERON THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|414786
HRTX|HERON THERAPEUTICS|BIDS|BIDS TRADING L.P.|8800
HRTX|HERON THERAPEUTICS|BIMI|Banca IMI Securities Corp.|5256
HRTX|HERON THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6971
HRTX|HERON THERAPEUTICS|BLKX|INSTINET, LLC|29800
HRTX|HERON THERAPEUTICS|BMOC|BMO Capital Markets Corp.|9386
HRTX|HERON THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|10469
HRTX|HERON THERAPEUTICS|BRGE|Newbridge Securities Corp.|400
HRTX|HERON THERAPEUTICS|BTIG|BTIG, LLC|29092
HRTX|HERON THERAPEUTICS|BYXM|CBOE TRADING, INC.|2280
HRTX|HERON THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|8900
HRTX|HERON THERAPEUTICS|CBLC|CITIGROUP GLOBAL MARKETS INC.|48742
HRTX|HERON THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|7540
HRTX|HERON THERAPEUTICS|CIST|Capital Institutional Services, Inc.|429
HRTX|HERON THERAPEUTICS|CNFR|Cowen Prime Services LLC|100
HRTX|HERON THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|257455
HRTX|HERON THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45694
HRTX|HERON THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35239
HRTX|HERON THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|887893
HRTX|HERON THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|56095
HRTX|HERON THERAPEUTICS|CTLR|CUTLER GROUP, LP|200
HRTX|HERON THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|137104
HRTX|HERON THERAPEUTICS|DADA|D.A. Davidson & Co.|1737
HRTX|HERON THERAPEUTICS|DAVA|Davenport & Company LLC|200
HRTX|HERON THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|724915
HRTX|HERON THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|700700
HRTX|HERON THERAPEUTICS|DBUL|Deutsche Bank Securities Inc.|10100
HRTX|HERON THERAPEUTICS|DEAN|MORGAN STANLEY|25506
HRTX|HERON THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|47086
HRTX|HERON THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28231
HRTX|HERON THERAPEUTICS|DRWC|DRW SECURITIES, L.L.C.|450
HRTX|HERON THERAPEUTICS|EBXL|EBX LLC|382300
HRTX|HERON THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|6354
HRTX|HERON THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|11143
HRTX|HERON THERAPEUTICS|EGAM|CBOE TRADING, INC.|76928
HRTX|HERON THERAPEUTICS|EGAW|CBOE TRADING, INC.|500
HRTX|HERON THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|2620
HRTX|HERON THERAPEUTICS|EGXM|CBOE TRADING, INC.|13026
HRTX|HERON THERAPEUTICS|EGXW|CBOE TRADING, INC.|350
HRTX|HERON THERAPEUTICS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|500
HRTX|HERON THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|29621
HRTX|HERON THERAPEUTICS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|15629
HRTX|HERON THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
HRTX|HERON THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|80789
HRTX|HERON THERAPEUTICS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1600
HRTX|HERON THERAPEUTICS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|11844
HRTX|HERON THERAPEUTICS|ETRS|E*Trade Securities LLC|832176
HRTX|HERON THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|951768
HRTX|HERON THERAPEUTICS|FBSB|U.S. Bancorp Investments, Inc.|61
HRTX|HERON THERAPEUTICS|FILL|Tradestation Securities, Inc.|48862
HRTX|HERON THERAPEUTICS|FMAF|NBCN Inc./ CDS|797
HRTX|HERON THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|1388408
HRTX|HERON THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6608
HRTX|HERON THERAPEUTICS|FQLS|Quantlab Securities LP|501782
HRTX|HERON THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60124
HRTX|HERON THERAPEUTICS|FTBR|Foliofn Investments, Inc.|2489
HRTX|HERON THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|61815
HRTX|HERON THERAPEUTICS|GLIS|TD Securities Inc|1250
HRTX|HERON THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|90675
HRTX|HERON THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|1549728
HRTX|HERON THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|40296
HRTX|HERON THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|9852
HRTX|HERON THERAPEUTICS|GTSZ|GTS SECURITIES LLC|67026
HRTX|HERON THERAPEUTICS|HAPX|HAP Trading, LLC|11347
HRTX|HERON THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|4911
HRTX|HERON THERAPEUTICS|HSBC|HSBC Securities, Inc.|4700
HRTX|HERON THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|29970
HRTX|HERON THERAPEUTICS|IBKR|Interactive Brokers Llc|459911
HRTX|HERON THERAPEUTICS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
HRTX|HERON THERAPEUTICS|ICBX|INSTINET, LLC|141498
HRTX|HERON THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|222264
HRTX|HERON THERAPEUTICS|INCA|INSTINET, LLC|452838
HRTX|HERON THERAPEUTICS|INJX|INSTINET, LLC|853267
HRTX|HERON THERAPEUTICS|ITGI|ITG Inc.|1063933
HRTX|HERON THERAPEUTICS|ITGP|ITG INC.|626000
HRTX|HERON THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|550
HRTX|HERON THERAPEUTICS|JEFF|JEFFERIES LLC|3056682
HRTX|HERON THERAPEUTICS|JGUN|Joseph Gunnar & Co.  LLC|1000
HRTX|HERON THERAPEUTICS|JMPT|JUMP TRADING, LLC|67087
HRTX|HERON THERAPEUTICS|JONE|JonesTrading|8500
HRTX|HERON THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|110971
HRTX|HERON THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|2046610
HRTX|HERON THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|20091
HRTX|HERON THERAPEUTICS|JUTA|JUMP TRADING, LLC|300
HRTX|HERON THERAPEUTICS|KCGM|VIRTU Americas LLC|123486
HRTX|HERON THERAPEUTICS|KCRD|PHX FINANCIAL, INC.|375
HRTX|HERON THERAPEUTICS|LEER|LEERINK PARTNERS LLC|287229
HRTX|HERON THERAPEUTICS|LEHM|Barclays Capital Inc./Le|1879132
HRTX|HERON THERAPEUTICS|LIME|Lime Brokerage LLC|395236
HRTX|HERON THERAPEUTICS|LIWE|LIME BROKERAGE LLC|200
HRTX|HERON THERAPEUTICS|LMGP|LIME BROKERAGE LLC|7800
HRTX|HERON THERAPEUTICS|LOOP|Loop Capital Markets LLC|1671
HRTX|HERON THERAPEUTICS|LQNA|LIQUIDNET, INC.|78000
HRTX|HERON THERAPEUTICS|LQNB|LIQUIDNET, INC.|8600
HRTX|HERON THERAPEUTICS|LSCI|Lek Securities Corporation|208900
HRTX|HERON THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|18700
HRTX|HERON THERAPEUTICS|MACQ|Macquarie Capital (USA) Inc.|2084
HRTX|HERON THERAPEUTICS|MAXM|Maxim Group LLC|21874
HRTX|HERON THERAPEUTICS|MBTS|ALLY INVEST SECURITIES LLC|4256
HRTX|HERON THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|639970
HRTX|HERON THERAPEUTICS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|560
HRTX|HERON THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|3521976
HRTX|HERON THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|633200
HRTX|HERON THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|187000
HRTX|HERON THERAPEUTICS|MZHO|Mizuho Securities USA LLC|38700
HRTX|HERON THERAPEUTICS|NATL|National Securities Corporation|6163
HRTX|HERON THERAPEUTICS|NBCS|NBC Securities, INC.|821
HRTX|HERON THERAPEUTICS|NEED|Needham & Company, LLC|4000
HRTX|HERON THERAPEUTICS|NFSC|National Financial Services LLC|965641
HRTX|HERON THERAPEUTICS|NITE|VIRTU Americas LLC|2281952
HRTX|HERON THERAPEUTICS|NITP|VIRTU Americas LLC|8864
HRTX|HERON THERAPEUTICS|NQRB|Brut, LLC|6041
HRTX|HERON THERAPEUTICS|NTRC|Northern Trust Securities, Inc.|7422
HRTX|HERON THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|2939
HRTX|HERON THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1448
HRTX|HERON THERAPEUTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|420
HRTX|HERON THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|5439
HRTX|HERON THERAPEUTICS|PDQM|CODA MARKETS, INC.|255510
HRTX|HERON THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|1200
HRTX|HERON THERAPEUTICS|PREC|PRECISION SECURITIES, LLC|2000
HRTX|HERON THERAPEUTICS|PWJC|UBS Financial Services, Inc.|23478
HRTX|HERON THERAPEUTICS|QMSR|QUATTRO M SECURITIES INC.|500
HRTX|HERON THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|39120
HRTX|HERON THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|39451
HRTX|HERON THERAPEUTICS|RGLD|Regal Securities, Inc|635
HRTX|HERON THERAPEUTICS|RHCO|Suntrust Robinson Humphrey, Inc.|24956
HRTX|HERON THERAPEUTICS|RJLC|RJL CAPITAL GROUP, LLC|3001
HRTX|HERON THERAPEUTICS|SAGL|SAGETRADER, LLC|2401
HRTX|HERON THERAPEUTICS|SAGW|SAGETRADER, LLC|771
HRTX|HERON THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|6285
HRTX|HERON THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|664762
HRTX|HERON THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|269691
HRTX|HERON THERAPEUTICS|SOGO|Wang Investment Associates, Inc.|4400
HRTX|HERON THERAPEUTICS|SPDR|SPEEDROUTE LLC|37689
HRTX|HERON THERAPEUTICS|SPTD|MINT GLOBAL MARKETS, INC.|4656
HRTX|HERON THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|3679
HRTX|HERON THERAPEUTICS|SWIM|TD Ameritrade, Inc.|1058829
HRTX|HERON THERAPEUTICS|SWST|Hilltop Securities Inc.|15894
HRTX|HERON THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|22178
HRTX|HERON THERAPEUTICS|TRBT|Tradebot Systems, Inc.|158641
HRTX|HERON THERAPEUTICS|TRCM|TRC MARKETS LLC|68967
HRTX|HERON THERAPEUTICS|TWTT|TASTYWORKS, INC.|292
HRTX|HERON THERAPEUTICS|UBSA|UBS SECURITIES LLC|1546666
HRTX|HERON THERAPEUTICS|UBSS|UBS Securities LLC|2964488
HRTX|HERON THERAPEUTICS|VALX|VIRTU AMERICAS LLC|142448
HRTX|HERON THERAPEUTICS|VGRD|Vanguard Marketing Corporation|58410
HRTX|HERON THERAPEUTICS|VSIN|Vision Financial Markets Llc|99
HRTX|HERON THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|8030
HRTX|HERON THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|189562
HRTX|HERON THERAPEUTICS|WDNX|WEEDEN & CO.L.P.|516
HRTX|HERON THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|371841
HRTX|HERON THERAPEUTICS|WEED|Weeden & Co.L.P.|1891
HRTX|HERON THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21172
HRTX|HERON THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29244
HRTX|HERON THERAPEUTICS|WFPB|Wells Fargo Securities, LLC.|3044
HRTX|HERON THERAPEUTICS|WGIF|CIBC World Markets Inc.|12273
HRTX|HERON THERAPEUTICS|WHOT|JUST2TRADE, INC.|36
HRTX|HERON THERAPEUTICS|WSAG|WALL STREET ACCESS|63
HRTX|HERON THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|23628
HRTX|HERON THERAPEUTICS|XIST|INSTINET, LLC|115000
HRTX|HERON THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|375480
HRTX|HERON THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7529
HRZN|HORIZON TECHNOLOGY F|ALTX|Alternet Securities Inc.|200
HRZN|HORIZON TECHNOLOGY F|APCC|Apex Clearing Corporation|3205
HRZN|HORIZON TECHNOLOGY F|BARD|Robert W. Baird & Co. Incorporated|23623
HRZN|HORIZON TECHNOLOGY F|BATM|CBOE TRADING, INC.|246
HRZN|HORIZON TECHNOLOGY F|BBNT|BB&T SECURITIES, LLC|420
HRZN|HORIZON TECHNOLOGY F|BERN|Sanford C. Bernstein & Co., LLC|7
HRZN|HORIZON TECHNOLOGY F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2252
HRZN|HORIZON TECHNOLOGY F|BTIG|BTIG, LLC|80
HRZN|HORIZON TECHNOLOGY F|BZYD|GOLDMAN SACHS & CO. LLC|3304
HRZN|HORIZON TECHNOLOGY F|CANT|Cantor Fitzgerald & Co.|653
HRZN|HORIZON TECHNOLOGY F|CHAS|Charles Schwab & Co., Inc.|110
HRZN|HORIZON TECHNOLOGY F|CPET|CLEARPOOL EXECUTION SERVICES, LLC|82
HRZN|HORIZON TECHNOLOGY F|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
HRZN|HORIZON TECHNOLOGY F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6614
HRZN|HORIZON TECHNOLOGY F|DADA|D.A. Davidson & Co.|11
HRZN|HORIZON TECHNOLOGY F|DBAB|Deutsche Bank Securities Inc.|759
HRZN|HORIZON TECHNOLOGY F|DBAX|Deutsche Bank Securities Inc.|2600
HRZN|HORIZON TECHNOLOGY F|DEAN|MORGAN STANLEY|28075
HRZN|HORIZON TECHNOLOGY F|DEGS|RONIN PROFESSIONAL LLC|1920
HRZN|HORIZON TECHNOLOGY F|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|860
HRZN|HORIZON TECHNOLOGY F|EBXL|EBX LLC|4700
HRZN|HORIZON TECHNOLOGY F|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
HRZN|HORIZON TECHNOLOGY F|EDJO|Edward D. Jones & Co., L.P.|1437
HRZN|HORIZON TECHNOLOGY F|EGAM|CBOE TRADING, INC.|1410
HRZN|HORIZON TECHNOLOGY F|EGMT|EG MARKET TECHNOLOGIES LLC|100
HRZN|HORIZON TECHNOLOGY F|EGXM|CBOE TRADING, INC.|150
HRZN|HORIZON TECHNOLOGY F|ESPO|ESPOSITO SECURITIES, LLC|237
HRZN|HORIZON TECHNOLOGY F|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
HRZN|HORIZON TECHNOLOGY F|ETRS|E*Trade Securities LLC|53875
HRZN|HORIZON TECHNOLOGY F|FBCO|Credit Suisse Securities (USA) LLC|6522
HRZN|HORIZON TECHNOLOGY F|FBSB|U.S. Bancorp Investments, Inc.|877
HRZN|HORIZON TECHNOLOGY F|FILL|Tradestation Securities, Inc.|290
HRZN|HORIZON TECHNOLOGY F|FOMA|TD AMERITRADE CLEARING, INC.|169358
HRZN|HORIZON TECHNOLOGY F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3325
HRZN|HORIZON TECHNOLOGY F|FTBR|Foliofn Investments, Inc.|2663
HRZN|HORIZON TECHNOLOGY F|GEBB|GLOBAL EXECUTION BROKERS, LP|4009
HRZN|HORIZON TECHNOLOGY F|GSCO|GOLDMAN SACHS & CO. LLC|6380
HRZN|HORIZON TECHNOLOGY F|GSCS|GOLDMAN SACHS & CO. LLC|3918
HRZN|HORIZON TECHNOLOGY F|GTSZ|GTS SECURITIES LLC|1473
HRZN|HORIZON TECHNOLOGY F|HRBF|American Enterprise Investment Services Inc.|7286
HRZN|HORIZON TECHNOLOGY F|IATS|INTERACTIVE BROKERS LLC|980
HRZN|HORIZON TECHNOLOGY F|IBKR|Interactive Brokers Llc|27716
HRZN|HORIZON TECHNOLOGY F|ICBX|INSTINET, LLC|100
HRZN|HORIZON TECHNOLOGY F|INCA|INSTINET, LLC|3248
HRZN|HORIZON TECHNOLOGY F|INJX|INSTINET, LLC|100
HRZN|HORIZON TECHNOLOGY F|ITGI|ITG Inc.|200
HRZN|HORIZON TECHNOLOGY F|ITGP|ITG INC.|1600
HRZN|HORIZON TECHNOLOGY F|JEFF|JEFFERIES LLC|45
HRZN|HORIZON TECHNOLOGY F|JPMX|J.P. Morgan Securities LLC|4718
HRZN|HORIZON TECHNOLOGY F|KCGM|VIRTU Americas LLC|500
HRZN|HORIZON TECHNOLOGY F|LEHM|Barclays Capital Inc./Le|12348
HRZN|HORIZON TECHNOLOGY F|LIME|Lime Brokerage LLC|38568
HRZN|HORIZON TECHNOLOGY F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2006
HRZN|HORIZON TECHNOLOGY F|MOTF|MOTIF INVESTING, INC.|1
HRZN|HORIZON TECHNOLOGY F|MSCO|MORGAN STANLEY & CO. LLC|139285
HRZN|HORIZON TECHNOLOGY F|MSPL|MORGAN STANLEY & CO. LLC|29800
HRZN|HORIZON TECHNOLOGY F|MSTX|MORGAN STANLEY & CO. LLC|600
HRZN|HORIZON TECHNOLOGY F|NFSC|National Financial Services LLC|115724
HRZN|HORIZON TECHNOLOGY F|NITE|VIRTU Americas LLC|310444
HRZN|HORIZON TECHNOLOGY F|NQRB|Brut, LLC|100
HRZN|HORIZON TECHNOLOGY F|OPCO|Oppenheimer & Co. Inc.|713
HRZN|HORIZON TECHNOLOGY F|PDQM|CODA MARKETS, INC.|100
HRZN|HORIZON TECHNOLOGY F|PHLY|NASDAQ Execution Services, LLC|1600
HRZN|HORIZON TECHNOLOGY F|PWJC|UBS Financial Services, Inc.|1399
HRZN|HORIZON TECHNOLOGY F|RAJA|Raymond James & Associates, Inc.|2546
HRZN|HORIZON TECHNOLOGY F|RBCM|RBC CAPITAL MARKETS, LLC|5764
HRZN|HORIZON TECHNOLOGY F|SGMT|GOLDMAN SACHS & CO. LLC|2570
HRZN|HORIZON TECHNOLOGY F|SPDR|SPEEDROUTE LLC|1068
HRZN|HORIZON TECHNOLOGY F|STFL|Stifel, Nicolaus & Company, Incorporated|11602
HRZN|HORIZON TECHNOLOGY F|SWIM|TD Ameritrade, Inc.|148915
HRZN|HORIZON TECHNOLOGY F|SWST|Hilltop Securities Inc.|1081
HRZN|HORIZON TECHNOLOGY F|TKNG|ALLY INVEST SECURITIES LLC|6940
HRZN|HORIZON TECHNOLOGY F|TRBT|Tradebot Systems, Inc.|2041
HRZN|HORIZON TECHNOLOGY F|TRCM|TRC MARKETS LLC|200
HRZN|HORIZON TECHNOLOGY F|UBSA|UBS SECURITIES LLC|14323
HRZN|HORIZON TECHNOLOGY F|UBSS|UBS Securities LLC|60953
HRZN|HORIZON TECHNOLOGY F|VALX|VIRTU AMERICAS LLC|77
HRZN|HORIZON TECHNOLOGY F|VGRD|Vanguard Marketing Corporation|24361
HRZN|HORIZON TECHNOLOGY F|WCHV|WELLS FARGO SECURITIES, LLC|81629
HRZN|HORIZON TECHNOLOGY F|WEDB|WEDBUSH SECURITIES INC.|6
HRZN|HORIZON TECHNOLOGY F|WEED|Weeden & Co.L.P.|11200
HRZN|HORIZON TECHNOLOGY F|WEXM|WOLVERINE EXECUTION SERVICES, LLC|707
HRZN|HORIZON TECHNOLOGY F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|806
HRZN|HORIZON TECHNOLOGY F|WGIF|CIBC World Markets Inc.|408
HRZN|HORIZON TECHNOLOGY F|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
HRZN|HORIZON TECHNOLOGY F|WSEA|WOLVERINE SECURITIES, LLC|3008
HRZN|HORIZON TECHNOLOGY F|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|6400
HRZN|HORIZON TECHNOLOGY F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12737
HSBC|HSBC HLDGS PLC ADS|ADAM|CANACCORD GENUITY INC.|310
HSBC|HSBC HLDGS PLC ADS|ALTX|Alternet Securities Inc.|9257
HSBC|HSBC HLDGS PLC ADS|ANOS|ABEL/NOSER, L.L.C.|348
HSBC|HSBC HLDGS PLC ADS|APCC|Apex Clearing Corporation|4832
HSBC|HSBC HLDGS PLC ADS|BALE|M&T SECURITIES, INC.|507
HSBC|HSBC HLDGS PLC ADS|BANK|Primevest Financial Services, Inc.|230
HSBC|HSBC HLDGS PLC ADS|BARD|Robert W. Baird & Co. Incorporated|13834
HSBC|HSBC HLDGS PLC ADS|BATM|CBOE TRADING, INC.|16477
HSBC|HSBC HLDGS PLC ADS|BBNT|BB&T SECURITIES, LLC|3059
HSBC|HSBC HLDGS PLC ADS|BERN|Sanford C. Bernstein & Co., LLC|22548
HSBC|HSBC HLDGS PLC ADS|BGCE|BGC Financial Inc.|165221
HSBC|HSBC HLDGS PLC ADS|BIAD|SAGETRADER, LLC|587
HSBC|HSBC HLDGS PLC ADS|BIMI|Banca IMI Securities Corp.|518
HSBC|HSBC HLDGS PLC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36670
HSBC|HSBC HLDGS PLC ADS|BMAK|BMA SECURITIES|400000
HSBC|HSBC HLDGS PLC ADS|BNPX|BNP PARIBAS SECURITIES CORP.|7500
HSBC|HSBC HLDGS PLC ADS|BTIG|BTIG, LLC|2355
HSBC|HSBC HLDGS PLC ADS|BYXM|CBOE TRADING, INC.|1998
HSBC|HSBC HLDGS PLC ADS|BZYD|GOLDMAN SACHS & CO. LLC|485
HSBC|HSBC HLDGS PLC ADS|CABR|Cabrera Capital Markets, Inc.|230
HSBC|HSBC HLDGS PLC ADS|CANT|Cantor Fitzgerald & Co.|30
HSBC|HSBC HLDGS PLC ADS|CHAS|Charles Schwab & Co., Inc.|7035
HSBC|HSBC HLDGS PLC ADS|CIST|Capital Institutional Services, Inc.|3835
HSBC|HSBC HLDGS PLC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72686
HSBC|HSBC HLDGS PLC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14023
HSBC|HSBC HLDGS PLC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|348456
HSBC|HSBC HLDGS PLC ADS|CTDL|Citadel Derivatives Group Llc|35720
HSBC|HSBC HLDGS PLC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|87082
HSBC|HSBC HLDGS PLC ADS|DADA|D.A. Davidson & Co.|1417
HSBC|HSBC HLDGS PLC ADS|DBAB|Deutsche Bank Securities Inc.|494327
HSBC|HSBC HLDGS PLC ADS|DBAX|Deutsche Bank Securities Inc.|154300
HSBC|HSBC HLDGS PLC ADS|DBUL|Deutsche Bank Securities Inc.|3331
HSBC|HSBC HLDGS PLC ADS|DCHF|Dart Executions, LLC|16141
HSBC|HSBC HLDGS PLC ADS|DEAN|MORGAN STANLEY|32671
HSBC|HSBC HLDGS PLC ADS|EBXL|EBX LLC|116400
HSBC|HSBC HLDGS PLC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|21200
HSBC|HSBC HLDGS PLC ADS|EDJC|Edward Jones / CDS|4590
HSBC|HSBC HLDGS PLC ADS|EDJO|Edward D. Jones & Co., L.P.|103741
HSBC|HSBC HLDGS PLC ADS|EGAM|CBOE TRADING, INC.|10485
HSBC|HSBC HLDGS PLC ADS|EGAW|CBOE TRADING, INC.|330
HSBC|HSBC HLDGS PLC ADS|EGXM|CBOE TRADING, INC.|2027
HSBC|HSBC HLDGS PLC ADS|ETBE|Electronic Transaction Clearing, Inc.|7175
HSBC|HSBC HLDGS PLC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
HSBC|HSBC HLDGS PLC ADS|ETRS|E*Trade Securities LLC|85750
HSBC|HSBC HLDGS PLC ADS|FBSB|U.S. Bancorp Investments, Inc.|429
HSBC|HSBC HLDGS PLC ADS|FILL|Tradestation Securities, Inc.|1060
HSBC|HSBC HLDGS PLC ADS|FINX|FINTECH SECURITIES|933
HSBC|HSBC HLDGS PLC ADS|FMAF|NBCN Inc./ CDS|29094
HSBC|HSBC HLDGS PLC ADS|FMCO|First Manhattan Co|2158
HSBC|HSBC HLDGS PLC ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10321
HSBC|HSBC HLDGS PLC ADS|FQLS|Quantlab Securities LP|207186
HSBC|HSBC HLDGS PLC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60404
HSBC|HSBC HLDGS PLC ADS|FTBR|Foliofn Investments, Inc.|3678
HSBC|HSBC HLDGS PLC ADS|GBMT|GBM International, Inc.|3204
HSBC|HSBC HLDGS PLC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|5910
HSBC|HSBC HLDGS PLC ADS|GFIS|GFI Securities LLC|350000
HSBC|HSBC HLDGS PLC ADS|GLIS|TD Securities Inc|5091
HSBC|HSBC HLDGS PLC ADS|GLPX|ACS EXECUTION SERVICES, LLC|5589
HSBC|HSBC HLDGS PLC ADS|GSCO|GOLDMAN SACHS & CO. LLC|548794
HSBC|HSBC HLDGS PLC ADS|GSCS|GOLDMAN SACHS & CO. LLC|5315
HSBC|HSBC HLDGS PLC ADS|GSLT|GOLDMAN SACHS & CO. LLC|25480
HSBC|HSBC HLDGS PLC ADS|GTSY|GTS SECURITIES LLC|1900
HSBC|HSBC HLDGS PLC ADS|GTSZ|GTS SECURITIES LLC|66622
HSBC|HSBC HLDGS PLC ADS|HAPX|HAP Trading, LLC|100
HSBC|HSBC HLDGS PLC ADS|HASF|Haywood Securities Inc./CDS|300
HSBC|HSBC HLDGS PLC ADS|HRBF|American Enterprise Investment Services Inc.|25432
HSBC|HSBC HLDGS PLC ADS|HSBC|HSBC Securities, Inc.|4293
HSBC|HSBC HLDGS PLC ADS|IATS|INTERACTIVE BROKERS LLC|4697
HSBC|HSBC HLDGS PLC ADS|IBKR|Interactive Brokers Llc|19148
HSBC|HSBC HLDGS PLC ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6625
HSBC|HSBC HLDGS PLC ADS|ICBX|INSTINET, LLC|90495
HSBC|HSBC HLDGS PLC ADS|INCA|INSTINET, LLC|318313
HSBC|HSBC HLDGS PLC ADS|INJX|INSTINET, LLC|2100
HSBC|HSBC HLDGS PLC ADS|INTL|INTL FCSTONE FINANCIAL INC.|7874
HSBC|HSBC HLDGS PLC ADS|ITGI|ITG Inc.|30958
HSBC|HSBC HLDGS PLC ADS|ITGP|ITG INC.|100200
HSBC|HSBC HLDGS PLC ADS|JANY|Janney Montgomery Scott Inc.|21434
HSBC|HSBC HLDGS PLC ADS|JEFF|JEFFERIES LLC|79896
HSBC|HSBC HLDGS PLC ADS|JHDR|J.H. Darbie & Co., Inc.|166
HSBC|HSBC HLDGS PLC ADS|JMPT|JUMP TRADING, LLC|31250
HSBC|HSBC HLDGS PLC ADS|JPBX|J.P. MORGAN SECURITIES LLC|3416
HSBC|HSBC HLDGS PLC ADS|JPMX|J.P. Morgan Securities LLC|181998
HSBC|HSBC HLDGS PLC ADS|KBWI|Keefe, Bruyette & Woods, Inc.|610
HSBC|HSBC HLDGS PLC ADS|KCGM|VIRTU Americas LLC|35747
HSBC|HSBC HLDGS PLC ADS|LEHM|Barclays Capital Inc./Le|1411413
HSBC|HSBC HLDGS PLC ADS|LIME|Lime Brokerage LLC|762656
HSBC|HSBC HLDGS PLC ADS|LSCI|Lek Securities Corporation|1918
HSBC|HSBC HLDGS PLC ADS|MACC|Mid Atlantic Capital Corporation|483
HSBC|HSBC HLDGS PLC ADS|MAXM|Maxim Group LLC|430
HSBC|HSBC HLDGS PLC ADS|MBTS|ALLY INVEST SECURITIES LLC|1569
HSBC|HSBC HLDGS PLC ADS|MCMF|Raymond James Ltd. Cds|4837
HSBC|HSBC HLDGS PLC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|168960
HSBC|HSBC HLDGS PLC ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
HSBC|HSBC HLDGS PLC ADS|MOTF|MOTIF INVESTING, INC.|29
HSBC|HSBC HLDGS PLC ADS|MPSG|E D & F Man Capital Markets Inc.|448
HSBC|HSBC HLDGS PLC ADS|MSCO|MORGAN STANLEY & CO. LLC|1871741
HSBC|HSBC HLDGS PLC ADS|MSPL|MORGAN STANLEY & CO. LLC|396600
HSBC|HSBC HLDGS PLC ADS|MSTX|MORGAN STANLEY & CO. LLC|41800
HSBC|HSBC HLDGS PLC ADS|NBCS|NBC Securities, INC.|120
HSBC|HSBC HLDGS PLC ADS|NFSC|National Financial Services LLC|170134
HSBC|HSBC HLDGS PLC ADS|NITE|VIRTU Americas LLC|951885
HSBC|HSBC HLDGS PLC ADS|NITP|VIRTU Americas LLC|1400
HSBC|HSBC HLDGS PLC ADS|NQRB|Brut, LLC|27844
HSBC|HSBC HLDGS PLC ADS|NTBF|BMO Nesbitt Burns Inc./CDS|3861
HSBC|HSBC HLDGS PLC ADS|NTRC|Northern Trust Securities, Inc.|245
HSBC|HSBC HLDGS PLC ADS|OHOS|TWO SIGMA SECURITIES, LLC|106378
HSBC|HSBC HLDGS PLC ADS|OLDM|OLD MISSION CAPITAL, LLC|26004
HSBC|HSBC HLDGS PLC ADS|OPCO|Oppenheimer & Co. Inc.|7627
HSBC|HSBC HLDGS PLC ADS|PDQM|CODA MARKETS, INC.|20351
HSBC|HSBC HLDGS PLC ADS|PHLY|NASDAQ Execution Services, LLC|800
HSBC|HSBC HLDGS PLC ADS|PICT|Pictet Overseas Inc.|310
HSBC|HSBC HLDGS PLC ADS|PIPR|Piper Jaffray & Co.|170
HSBC|HSBC HLDGS PLC ADS|PREC|PRECISION SECURITIES, LLC|200000
HSBC|HSBC HLDGS PLC ADS|PWJC|UBS Financial Services, Inc.|3692
HSBC|HSBC HLDGS PLC ADS|RBCM|RBC CAPITAL MARKETS, LLC|145662
HSBC|HSBC HLDGS PLC ADS|SAGL|SAGETRADER, LLC|500
HSBC|HSBC HLDGS PLC ADS|SALI|INTL FCSTONE FINANCIAL INC.|190
HSBC|HSBC HLDGS PLC ADS|SBSH|Citigroup Global Markets Inc.|347624
HSBC|HSBC HLDGS PLC ADS|SCMC|Scotia Capital Markets (USA) Inc.|1100
HSBC|HSBC HLDGS PLC ADS|SEIC|SEI Investments Distribution Co.|1616
HSBC|HSBC HLDGS PLC ADS|SGMT|GOLDMAN SACHS & CO. LLC|166550
HSBC|HSBC HLDGS PLC ADS|SOGO|Wang Investment Associates, Inc.|6600
HSBC|HSBC HLDGS PLC ADS|SPDR|SPEEDROUTE LLC|900
HSBC|HSBC HLDGS PLC ADS|SPHN|Stephens Inc.|158
HSBC|HSBC HLDGS PLC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|7654
HSBC|HSBC HLDGS PLC ADS|STKP|STOCKPILE INVESTMENTS, INC.|6
HSBC|HSBC HLDGS PLC ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|800
HSBC|HSBC HLDGS PLC ADS|SWIM|TD Ameritrade, Inc.|14711
HSBC|HSBC HLDGS PLC ADS|SWST|Hilltop Securities Inc.|678
HSBC|HSBC HLDGS PLC ADS|TKNG|ALLY INVEST SECURITIES LLC|1052
HSBC|HSBC HLDGS PLC ADS|TOUR|TOURMALINE PARTNERS, LLC|100
HSBC|HSBC HLDGS PLC ADS|TRBT|Tradebot Systems, Inc.|165880
HSBC|HSBC HLDGS PLC ADS|TRCM|TRC MARKETS LLC|269819
HSBC|HSBC HLDGS PLC ADS|TWTT|TASTYWORKS, INC.|500
HSBC|HSBC HLDGS PLC ADS|UBSA|UBS SECURITIES LLC|605002
HSBC|HSBC HLDGS PLC ADS|UBSS|UBS Securities LLC|663903
HSBC|HSBC HLDGS PLC ADS|VALX|VIRTU AMERICAS LLC|104628
HSBC|HSBC HLDGS PLC ADS|VERT|The Vertical Trading Group, LLC|552
HSBC|HSBC HLDGS PLC ADS|VGRD|Vanguard Marketing Corporation|16153
HSBC|HSBC HLDGS PLC ADS|VSIN|Vision Financial Markets Llc|32
HSBC|HSBC HLDGS PLC ADS|WABR|Wall Street Access|849
HSBC|HSBC HLDGS PLC ADS|WBLR|WILLIAM BLAIR|635
HSBC|HSBC HLDGS PLC ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|1272
HSBC|HSBC HLDGS PLC ADS|WCHV|WELLS FARGO SECURITIES, LLC|158671
HSBC|HSBC HLDGS PLC ADS|WEDB|WEDBUSH SECURITIES INC.|1028
HSBC|HSBC HLDGS PLC ADS|WEED|Weeden & Co.L.P.|600
HSBC|HSBC HLDGS PLC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27743
HSBC|HSBC HLDGS PLC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53754
HSBC|HSBC HLDGS PLC ADS|WGIF|CIBC World Markets Inc.|10032
HSBC|HSBC HLDGS PLC ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|27
HSBC|HSBC HLDGS PLC ADS|WSEA|WOLVERINE SECURITIES, LLC|20976
HSBC|HSBC HLDGS PLC ADS|XIST|INSTINET, LLC|1484
HSBC|HSBC HLDGS PLC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7776
HSBC|HSBC HLDGS PLC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|35
HSBC|HSBC HLDGS PLC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4331
HSBC$A|HSBC HLDGS PFD A ADR|ALTX|Alternet Securities Inc.|1400
HSBC$A|HSBC HLDGS PFD A ADR|APCC|Apex Clearing Corporation|633
HSBC$A|HSBC HLDGS PFD A ADR|BANK|Primevest Financial Services, Inc.|29
HSBC$A|HSBC HLDGS PFD A ADR|BARD|Robert W. Baird & Co. Incorporated|92
HSBC$A|HSBC HLDGS PFD A ADR|BATM|CBOE TRADING, INC.|1402
HSBC$A|HSBC HLDGS PFD A ADR|BBNT|BB&T SECURITIES, LLC|119
HSBC$A|HSBC HLDGS PFD A ADR|BERN|Sanford C. Bernstein & Co., LLC|100
HSBC$A|HSBC HLDGS PFD A ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24036
HSBC$A|HSBC HLDGS PFD A ADR|CHAS|Charles Schwab & Co., Inc.|32
HSBC$A|HSBC HLDGS PFD A ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20725
HSBC$A|HSBC HLDGS PFD A ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9736
HSBC$A|HSBC HLDGS PFD A ADR|DBAB|Deutsche Bank Securities Inc.|3200
HSBC$A|HSBC HLDGS PFD A ADR|DBAX|Deutsche Bank Securities Inc.|9900
HSBC$A|HSBC HLDGS PFD A ADR|DEAN|MORGAN STANLEY|28027
HSBC$A|HSBC HLDGS PFD A ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6000
HSBC$A|HSBC HLDGS PFD A ADR|EBXL|EBX LLC|13500
HSBC$A|HSBC HLDGS PFD A ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|18739
HSBC$A|HSBC HLDGS PFD A ADR|EDJO|Edward D. Jones & Co., L.P.|1795
HSBC$A|HSBC HLDGS PFD A ADR|EGAM|CBOE TRADING, INC.|6107
HSBC$A|HSBC HLDGS PFD A ADR|EGAW|CBOE TRADING, INC.|200
HSBC$A|HSBC HLDGS PFD A ADR|EGXM|CBOE TRADING, INC.|1760
HSBC$A|HSBC HLDGS PFD A ADR|ETRS|E*Trade Securities LLC|2616
HSBC$A|HSBC HLDGS PFD A ADR|FMAF|NBCN Inc./ CDS|100
HSBC$A|HSBC HLDGS PFD A ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
HSBC$A|HSBC HLDGS PFD A ADR|FTBR|Foliofn Investments, Inc.|242
HSBC$A|HSBC HLDGS PFD A ADR|GLPX|ACS EXECUTION SERVICES, LLC|1568
HSBC$A|HSBC HLDGS PFD A ADR|GSCO|GOLDMAN SACHS & CO. LLC|21299
HSBC$A|HSBC HLDGS PFD A ADR|GSLT|GOLDMAN SACHS & CO. LLC|13301
HSBC$A|HSBC HLDGS PFD A ADR|GTSZ|GTS SECURITIES LLC|200
HSBC$A|HSBC HLDGS PFD A ADR|HRBF|American Enterprise Investment Services Inc.|1787
HSBC$A|HSBC HLDGS PFD A ADR|HSBC|HSBC Securities, Inc.|19382
HSBC$A|HSBC HLDGS PFD A ADR|IATS|INTERACTIVE BROKERS LLC|300
HSBC$A|HSBC HLDGS PFD A ADR|IBKR|Interactive Brokers Llc|1995
HSBC$A|HSBC HLDGS PFD A ADR|ICBX|INSTINET, LLC|6979
HSBC$A|HSBC HLDGS PFD A ADR|INCA|INSTINET, LLC|6589
HSBC$A|HSBC HLDGS PFD A ADR|INJX|INSTINET, LLC|300
HSBC$A|HSBC HLDGS PFD A ADR|ITGI|ITG Inc.|620
HSBC$A|HSBC HLDGS PFD A ADR|ITGP|ITG INC.|5400
HSBC$A|HSBC HLDGS PFD A ADR|JANY|Janney Montgomery Scott Inc.|1194
HSBC$A|HSBC HLDGS PFD A ADR|JPMX|J.P. Morgan Securities LLC|32926
HSBC$A|HSBC HLDGS PFD A ADR|JSEB|JANE STREET EXECUTION SERVICES, LLC|3616
HSBC$A|HSBC HLDGS PFD A ADR|KCGM|VIRTU Americas LLC|500
HSBC$A|HSBC HLDGS PFD A ADR|LEHM|Barclays Capital Inc./Le|23000
HSBC$A|HSBC HLDGS PFD A ADR|LIME|Lime Brokerage LLC|3502
HSBC$A|HSBC HLDGS PFD A ADR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|884
HSBC$A|HSBC HLDGS PFD A ADR|MAXM|Maxim Group LLC|48
HSBC$A|HSBC HLDGS PFD A ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21660
HSBC$A|HSBC HLDGS PFD A ADR|MSCO|MORGAN STANLEY & CO. LLC|91810
HSBC$A|HSBC HLDGS PFD A ADR|MSPL|MORGAN STANLEY & CO. LLC|1900
HSBC$A|HSBC HLDGS PFD A ADR|NATL|National Securities Corporation|1120
HSBC$A|HSBC HLDGS PFD A ADR|NFSC|National Financial Services LLC|52529
HSBC$A|HSBC HLDGS PFD A ADR|NITE|VIRTU Americas LLC|92863
HSBC$A|HSBC HLDGS PFD A ADR|NQRB|Brut, LLC|4600
HSBC$A|HSBC HLDGS PFD A ADR|OPCO|Oppenheimer & Co. Inc.|109
HSBC$A|HSBC HLDGS PFD A ADR|PCPT|PHILLIP CAPITAL INC.|1117
HSBC$A|HSBC HLDGS PFD A ADR|PDQM|CODA MARKETS, INC.|4968
HSBC$A|HSBC HLDGS PFD A ADR|PWJC|UBS Financial Services, Inc.|3575
HSBC$A|HSBC HLDGS PFD A ADR|RBCM|RBC CAPITAL MARKETS, LLC|5763
HSBC$A|HSBC HLDGS PFD A ADR|SBSH|Citigroup Global Markets Inc.|8726
HSBC$A|HSBC HLDGS PFD A ADR|SGMT|GOLDMAN SACHS & CO. LLC|5246
HSBC$A|HSBC HLDGS PFD A ADR|SPDR|SPEEDROUTE LLC|900
HSBC$A|HSBC HLDGS PFD A ADR|STFL|Stifel, Nicolaus & Company, Incorporated|1950
HSBC$A|HSBC HLDGS PFD A ADR|SWST|Hilltop Securities Inc.|400
HSBC$A|HSBC HLDGS PFD A ADR|TRBT|Tradebot Systems, Inc.|1979
HSBC$A|HSBC HLDGS PFD A ADR|UBSA|UBS SECURITIES LLC|45690
HSBC$A|HSBC HLDGS PFD A ADR|UBSS|UBS Securities LLC|115942
HSBC$A|HSBC HLDGS PFD A ADR|VGRD|Vanguard Marketing Corporation|3180
HSBC$A|HSBC HLDGS PFD A ADR|WCHV|WELLS FARGO SECURITIES, LLC|93677
HSBC$A|HSBC HLDGS PFD A ADR|WEDB|WEDBUSH SECURITIES INC.|9
HSBC$A|HSBC HLDGS PFD A ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|185
HSBC$A|HSBC HLDGS PFD A ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
HSBC$A|HSBC HLDGS PFD A ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
HSBC$A|HSBC HLDGS PFD A ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2040
HSC|HARSCO CORPORATION|APCC|Apex Clearing Corporation|140
HSC|HARSCO CORPORATION|AQUA|AQUA SECURITIES L.P.|5500
HSC|HARSCO CORPORATION|BALE|M&T SECURITIES, INC.|425
HSC|HARSCO CORPORATION|BATM|CBOE TRADING, INC.|2050
HSC|HARSCO CORPORATION|BBNT|BB&T SECURITIES, LLC|23
HSC|HARSCO CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|12342
HSC|HARSCO CORPORATION|BIDS|BIDS TRADING L.P.|600
HSC|HARSCO CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1485
HSC|HARSCO CORPORATION|BLKX|INSTINET, LLC|20000
HSC|HARSCO CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|13792
HSC|HARSCO CORPORATION|BRVL|BLAYLOCK VAN, LLC|600
HSC|HARSCO CORPORATION|BTIG|BTIG, LLC|2044
HSC|HARSCO CORPORATION|BYXM|CBOE TRADING, INC.|100
HSC|HARSCO CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|2554
HSC|HARSCO CORPORATION|CHAS|Charles Schwab & Co., Inc.|1066
HSC|HARSCO CORPORATION|CIST|Capital Institutional Services, Inc.|6614
HSC|HARSCO CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56647
HSC|HARSCO CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
HSC|HARSCO CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|114652
HSC|HARSCO CORPORATION|CTDE|CHOICETRADE|100
HSC|HARSCO CORPORATION|CTDL|Citadel Derivatives Group Llc|14713
HSC|HARSCO CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|84462
HSC|HARSCO CORPORATION|DAVA|Davenport & Company LLC|150
HSC|HARSCO CORPORATION|DBAB|Deutsche Bank Securities Inc.|46327
HSC|HARSCO CORPORATION|DBAX|Deutsche Bank Securities Inc.|187000
HSC|HARSCO CORPORATION|DEAN|MORGAN STANLEY|6381
HSC|HARSCO CORPORATION|DEGS|RONIN PROFESSIONAL LLC|5955
HSC|HARSCO CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4900
HSC|HARSCO CORPORATION|EBXL|EBX LLC|78300
HSC|HARSCO CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|17864
HSC|HARSCO CORPORATION|EDJO|Edward D. Jones & Co., L.P.|3368
HSC|HARSCO CORPORATION|EGAM|CBOE TRADING, INC.|3770
HSC|HARSCO CORPORATION|EGXM|CBOE TRADING, INC.|1000
HSC|HARSCO CORPORATION|EGXW|CBOE TRADING, INC.|6
HSC|HARSCO CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|14
HSC|HARSCO CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2432
HSC|HARSCO CORPORATION|ETRS|E*Trade Securities LLC|11627
HSC|HARSCO CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|22080
HSC|HARSCO CORPORATION|FILL|Tradestation Securities, Inc.|6832
HSC|HARSCO CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
HSC|HARSCO CORPORATION|FQLS|Quantlab Securities LP|56777
HSC|HARSCO CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34383
HSC|HARSCO CORPORATION|FTBR|Foliofn Investments, Inc.|5199
HSC|HARSCO CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|100
HSC|HARSCO CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|1387
HSC|HARSCO CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|200640
HSC|HARSCO CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|5541
HSC|HARSCO CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|2909
HSC|HARSCO CORPORATION|GTSZ|GTS SECURITIES LLC|57354
HSC|HARSCO CORPORATION|HPPX|POTAMUS TRADING, LLC|1484
HSC|HARSCO CORPORATION|HRBF|American Enterprise Investment Services Inc.|662
HSC|HARSCO CORPORATION|HSBC|HSBC Securities, Inc.|59
HSC|HARSCO CORPORATION|IATS|INTERACTIVE BROKERS LLC|1990
HSC|HARSCO CORPORATION|IBKR|Interactive Brokers Llc|6513
HSC|HARSCO CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|673
HSC|HARSCO CORPORATION|ICBX|INSTINET, LLC|31100
HSC|HARSCO CORPORATION|IEQY|CITADEL SECURITIES LLC|9174
HSC|HARSCO CORPORATION|INCA|INSTINET, LLC|61359
HSC|HARSCO CORPORATION|INJX|INSTINET, LLC|2540
HSC|HARSCO CORPORATION|ITGI|ITG Inc.|21553
HSC|HARSCO CORPORATION|ITGP|ITG INC.|60000
HSC|HARSCO CORPORATION|JANY|Janney Montgomery Scott Inc.|1886
HSC|HARSCO CORPORATION|JEFF|JEFFERIES LLC|60197
HSC|HARSCO CORPORATION|JMPT|JUMP TRADING, LLC|4027
HSC|HARSCO CORPORATION|JONE|JonesTrading|126100
HSC|HARSCO CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|11289
HSC|HARSCO CORPORATION|JPMX|J.P. Morgan Securities LLC|210739
HSC|HARSCO CORPORATION|JSJX|JANE STREET CAPITAL LLC|4299
HSC|HARSCO CORPORATION|KCGM|VIRTU Americas LLC|21770
HSC|HARSCO CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|9375
HSC|HARSCO CORPORATION|LEHM|Barclays Capital Inc./Le|141811
HSC|HARSCO CORPORATION|LIME|Lime Brokerage LLC|30194
HSC|HARSCO CORPORATION|LOOP|Loop Capital Markets LLC|2564
HSC|HARSCO CORPORATION|LQNA|LIQUIDNET, INC.|12500
HSC|HARSCO CORPORATION|LSCI|Lek Securities Corporation|827
HSC|HARSCO CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|185177
HSC|HARSCO CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
HSC|HARSCO CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|195577
HSC|HARSCO CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|152200
HSC|HARSCO CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|54200
HSC|HARSCO CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|460
HSC|HARSCO CORPORATION|NFSC|National Financial Services LLC|37445
HSC|HARSCO CORPORATION|NITE|VIRTU Americas LLC|245951
HSC|HARSCO CORPORATION|NITP|VIRTU Americas LLC|14389
HSC|HARSCO CORPORATION|NORT|Northland Securities, Inc.|360
HSC|HARSCO CORPORATION|NQRB|Brut, LLC|477
HSC|HARSCO CORPORATION|NTRC|Northern Trust Securities, Inc.|2402
HSC|HARSCO CORPORATION|PDQM|CODA MARKETS, INC.|19379
HSC|HARSCO CORPORATION|PHLY|NASDAQ Execution Services, LLC|2400
HSC|HARSCO CORPORATION|PWJC|UBS Financial Services, Inc.|11538
HSC|HARSCO CORPORATION|QMSR|QUATTRO M SECURITIES INC.|482
HSC|HARSCO CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|9124
HSC|HARSCO CORPORATION|SBSH|Citigroup Global Markets Inc.|54415
HSC|HARSCO CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|64197
HSC|HARSCO CORPORATION|SPDR|SPEEDROUTE LLC|4400
HSC|HARSCO CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1463
HSC|HARSCO CORPORATION|SWIM|TD Ameritrade, Inc.|7199
HSC|HARSCO CORPORATION|SWST|Hilltop Securities Inc.|29
HSC|HARSCO CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|2740
HSC|HARSCO CORPORATION|TMBR|Timber Hill LLC|33
HSC|HARSCO CORPORATION|TRBT|Tradebot Systems, Inc.|3022
HSC|HARSCO CORPORATION|TRCM|TRC MARKETS LLC|34096
HSC|HARSCO CORPORATION|UBSA|UBS SECURITIES LLC|366914
HSC|HARSCO CORPORATION|UBSS|UBS Securities LLC|220877
HSC|HARSCO CORPORATION|VALX|VIRTU AMERICAS LLC|30311
HSC|HARSCO CORPORATION|VGRD|Vanguard Marketing Corporation|3656
HSC|HARSCO CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|200280
HSC|HARSCO CORPORATION|WEDB|WEDBUSH SECURITIES INC.|512
HSC|HARSCO CORPORATION|WEED|Weeden & Co.L.P.|7000
HSC|HARSCO CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3651
HSC|HARSCO CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12270
HSC|HARSCO CORPORATION|WGIF|CIBC World Markets Inc.|42
HSC|HARSCO CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|85
HSC|HARSCO CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|4334
HSC|HARSCO CORPORATION|XIST|INSTINET, LLC|18400
HSC|HARSCO CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
HSC|HARSCO CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3264
HSCZ|ISHARES MSCI EAFE SC|DBAX|Deutsche Bank Securities Inc.|100
HSCZ|ISHARES MSCI EAFE SC|FTBR|Foliofn Investments, Inc.|121
HSCZ|ISHARES MSCI EAFE SC|GSLT|GOLDMAN SACHS & CO. LLC|100
HSCZ|ISHARES MSCI EAFE SC|IATS|INTERACTIVE BROKERS LLC|100
HSCZ|ISHARES MSCI EAFE SC|IBKR|Interactive Brokers Llc|1026
HSCZ|ISHARES MSCI EAFE SC|ICBX|INSTINET, LLC|100
HSCZ|ISHARES MSCI EAFE SC|JSEB|JANE STREET EXECUTION SERVICES, LLC|14895
HSCZ|ISHARES MSCI EAFE SC|JSJX|JANE STREET CAPITAL LLC|15817
HSCZ|ISHARES MSCI EAFE SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
HSCZ|ISHARES MSCI EAFE SC|MSCO|MORGAN STANLEY & CO. LLC|348
HSCZ|ISHARES MSCI EAFE SC|NFSC|National Financial Services LLC|223
HSCZ|ISHARES MSCI EAFE SC|NITE|VIRTU Americas LLC|6669
HSCZ|ISHARES MSCI EAFE SC|PWJC|UBS Financial Services, Inc.|1
HSCZ|ISHARES MSCI EAFE SC|RBCM|RBC CAPITAL MARKETS, LLC|5601
HSCZ|ISHARES MSCI EAFE SC|UBSA|UBS SECURITIES LLC|300
HSCZ|ISHARES MSCI EAFE SC|UBSS|UBS Securities LLC|1397
HSCZ|ISHARES MSCI EAFE SC|VGRD|Vanguard Marketing Corporation|130
HSCZ|ISHARES MSCI EAFE SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6914
HSDT|HELIUS MDL TCH CM A|ALTX|Alternet Securities Inc.|2700
HSDT|HELIUS MDL TCH CM A|APCC|Apex Clearing Corporation|398
HSDT|HELIUS MDL TCH CM A|BARD|Robert W. Baird & Co. Incorporated|500
HSDT|HELIUS MDL TCH CM A|BATM|CBOE TRADING, INC.|310
HSDT|HELIUS MDL TCH CM A|BAYC|BAY CREST PARTNERS, LLC|1951
HSDT|HELIUS MDL TCH CM A|BERN|Sanford C. Bernstein & Co., LLC|18519
HSDT|HELIUS MDL TCH CM A|BMOC|BMO Capital Markets Corp.|1230
HSDT|HELIUS MDL TCH CM A|BNPX|BNP PARIBAS SECURITIES CORP.|1277
HSDT|HELIUS MDL TCH CM A|BTIG|BTIG, LLC|723
HSDT|HELIUS MDL TCH CM A|BYXM|CBOE TRADING, INC.|620
HSDT|HELIUS MDL TCH CM A|CANT|Cantor Fitzgerald & Co.|5823
HSDT|HELIUS MDL TCH CM A|CHAS|Charles Schwab & Co., Inc.|89259
HSDT|HELIUS MDL TCH CM A|CICF|Canaccord Genuity Corp.|6300
HSDT|HELIUS MDL TCH CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17541
HSDT|HELIUS MDL TCH CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|355
HSDT|HELIUS MDL TCH CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26432
HSDT|HELIUS MDL TCH CM A|CTDL|Citadel Derivatives Group Llc|3962
HSDT|HELIUS MDL TCH CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|4366
HSDT|HELIUS MDL TCH CM A|DBAB|Deutsche Bank Securities Inc.|128684
HSDT|HELIUS MDL TCH CM A|DBAX|Deutsche Bank Securities Inc.|17100
HSDT|HELIUS MDL TCH CM A|DEAN|MORGAN STANLEY|200
HSDT|HELIUS MDL TCH CM A|DEGS|RONIN PROFESSIONAL LLC|5379
HSDT|HELIUS MDL TCH CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2800
HSDT|HELIUS MDL TCH CM A|EBXL|EBX LLC|24800
HSDT|HELIUS MDL TCH CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|78514
HSDT|HELIUS MDL TCH CM A|EDJO|Edward D. Jones & Co., L.P.|2244
HSDT|HELIUS MDL TCH CM A|EGAM|CBOE TRADING, INC.|690
HSDT|HELIUS MDL TCH CM A|EGXM|CBOE TRADING, INC.|720
HSDT|HELIUS MDL TCH CM A|ETBE|Electronic Transaction Clearing, Inc.|49076
HSDT|HELIUS MDL TCH CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5478
HSDT|HELIUS MDL TCH CM A|ETRS|E*Trade Securities LLC|4556
HSDT|HELIUS MDL TCH CM A|FBCO|Credit Suisse Securities (USA) LLC|33529
HSDT|HELIUS MDL TCH CM A|FMAF|NBCN Inc./ CDS|400
HSDT|HELIUS MDL TCH CM A|FOMA|TD AMERITRADE CLEARING, INC.|46977
HSDT|HELIUS MDL TCH CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2723
HSDT|HELIUS MDL TCH CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13792
HSDT|HELIUS MDL TCH CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|3053
HSDT|HELIUS MDL TCH CM A|GLPX|ACS EXECUTION SERVICES, LLC|4203
HSDT|HELIUS MDL TCH CM A|GSCO|GOLDMAN SACHS & CO. LLC|932592
HSDT|HELIUS MDL TCH CM A|GSCS|GOLDMAN SACHS & CO. LLC|146888
HSDT|HELIUS MDL TCH CM A|GSLT|GOLDMAN SACHS & CO. LLC|16102
HSDT|HELIUS MDL TCH CM A|GTSZ|GTS SECURITIES LLC|34724
HSDT|HELIUS MDL TCH CM A|HSBC|HSBC Securities, Inc.|300
HSDT|HELIUS MDL TCH CM A|IATS|INTERACTIVE BROKERS LLC|2620
HSDT|HELIUS MDL TCH CM A|IBKR|Interactive Brokers Llc|33737
HSDT|HELIUS MDL TCH CM A|ICBX|INSTINET, LLC|11500
HSDT|HELIUS MDL TCH CM A|IEQY|CITADEL SECURITIES LLC|2343
HSDT|HELIUS MDL TCH CM A|INCA|INSTINET, LLC|363128
HSDT|HELIUS MDL TCH CM A|INJX|INSTINET, LLC|2855
HSDT|HELIUS MDL TCH CM A|ITGI|ITG Inc.|297689
HSDT|HELIUS MDL TCH CM A|ITGP|ITG INC.|21000
HSDT|HELIUS MDL TCH CM A|JEFF|JEFFERIES LLC|10446
HSDT|HELIUS MDL TCH CM A|JMPT|JUMP TRADING, LLC|680
HSDT|HELIUS MDL TCH CM A|JPBX|J.P. MORGAN SECURITIES LLC|2
HSDT|HELIUS MDL TCH CM A|JPMX|J.P. Morgan Securities LLC|15107
HSDT|HELIUS MDL TCH CM A|JSJX|JANE STREET CAPITAL LLC|579
HSDT|HELIUS MDL TCH CM A|KCGM|VIRTU Americas LLC|5751
HSDT|HELIUS MDL TCH CM A|LEHM|Barclays Capital Inc./Le|312125
HSDT|HELIUS MDL TCH CM A|LIME|Lime Brokerage LLC|65122
HSDT|HELIUS MDL TCH CM A|LMGP|LIME BROKERAGE LLC|29831
HSDT|HELIUS MDL TCH CM A|LOOP|Loop Capital Markets LLC|2427
HSDT|HELIUS MDL TCH CM A|MACQ|Macquarie Capital (USA) Inc.|2213
HSDT|HELIUS MDL TCH CM A|MAXM|Maxim Group LLC|1172
HSDT|HELIUS MDL TCH CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43640
HSDT|HELIUS MDL TCH CM A|MSCO|MORGAN STANLEY & CO. LLC|474518
HSDT|HELIUS MDL TCH CM A|MSPL|MORGAN STANLEY & CO. LLC|68100
HSDT|HELIUS MDL TCH CM A|MSTX|MORGAN STANLEY & CO. LLC|11400
HSDT|HELIUS MDL TCH CM A|NFSC|National Financial Services LLC|50005
HSDT|HELIUS MDL TCH CM A|NITE|VIRTU Americas LLC|83345
HSDT|HELIUS MDL TCH CM A|NQRB|Brut, LLC|4500
HSDT|HELIUS MDL TCH CM A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3772
HSDT|HELIUS MDL TCH CM A|PDQM|CODA MARKETS, INC.|11238
HSDT|HELIUS MDL TCH CM A|PWJC|UBS Financial Services, Inc.|1160
HSDT|HELIUS MDL TCH CM A|RBCM|RBC CAPITAL MARKETS, LLC|650
HSDT|HELIUS MDL TCH CM A|SBSH|Citigroup Global Markets Inc.|119721
HSDT|HELIUS MDL TCH CM A|SGMT|GOLDMAN SACHS & CO. LLC|8435
HSDT|HELIUS MDL TCH CM A|SPDR|SPEEDROUTE LLC|3500
HSDT|HELIUS MDL TCH CM A|SPTD|MINT GLOBAL MARKETS, INC.|7220
HSDT|HELIUS MDL TCH CM A|SWIM|TD Ameritrade, Inc.|24805
HSDT|HELIUS MDL TCH CM A|TRBT|Tradebot Systems, Inc.|14341
HSDT|HELIUS MDL TCH CM A|TRCM|TRC MARKETS LLC|4618
HSDT|HELIUS MDL TCH CM A|UBSA|UBS SECURITIES LLC|107295
HSDT|HELIUS MDL TCH CM A|UBSS|UBS Securities LLC|1177967
HSDT|HELIUS MDL TCH CM A|VALX|VIRTU AMERICAS LLC|219
HSDT|HELIUS MDL TCH CM A|VGRD|Vanguard Marketing Corporation|600
HSDT|HELIUS MDL TCH CM A|WABR|Wall Street Access|3861
HSDT|HELIUS MDL TCH CM A|WCHV|WELLS FARGO SECURITIES, LLC|21402
HSDT|HELIUS MDL TCH CM A|WDNX|WEEDEN & CO.L.P.|928
HSDT|HELIUS MDL TCH CM A|WEED|Weeden & Co.L.P.|120
HSDT|HELIUS MDL TCH CM A|WSEA|WOLVERINE SECURITIES, LLC|10
HSDT|HELIUS MDL TCH CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|8884
HSDT|HELIUS MDL TCH CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|4012
HSDT|HELIUS MDL TCH CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6608
HSGX|HISTOGENICS CP CMN|AGIS|Aegis Capital Corp.|17210
HSGX|HISTOGENICS CP CMN|ALTX|Alternet Securities Inc.|1198
HSGX|HISTOGENICS CP CMN|APCC|Apex Clearing Corporation|173
HSGX|HISTOGENICS CP CMN|BATM|CBOE TRADING, INC.|400
HSGX|HISTOGENICS CP CMN|BIMI|Banca IMI Securities Corp.|8
HSGX|HISTOGENICS CP CMN|BLKX|INSTINET, LLC|10000
HSGX|HISTOGENICS CP CMN|BRGE|Newbridge Securities Corp.|1300
HSGX|HISTOGENICS CP CMN|BTIG|BTIG, LLC|2630
HSGX|HISTOGENICS CP CMN|BYXM|CBOE TRADING, INC.|100
HSGX|HISTOGENICS CP CMN|CHAS|Charles Schwab & Co., Inc.|13040
HSGX|HISTOGENICS CP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24105
HSGX|HISTOGENICS CP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|802
HSGX|HISTOGENICS CP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21500
HSGX|HISTOGENICS CP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17794
HSGX|HISTOGENICS CP CMN|CTDL|Citadel Derivatives Group Llc|1520
HSGX|HISTOGENICS CP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1908
HSGX|HISTOGENICS CP CMN|DBAB|Deutsche Bank Securities Inc.|9145
HSGX|HISTOGENICS CP CMN|DBAX|Deutsche Bank Securities Inc.|29300
HSGX|HISTOGENICS CP CMN|DEAN|MORGAN STANLEY|6770
HSGX|HISTOGENICS CP CMN|DEGS|RONIN PROFESSIONAL LLC|23544
HSGX|HISTOGENICS CP CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5150
HSGX|HISTOGENICS CP CMN|EBXL|EBX LLC|9300
HSGX|HISTOGENICS CP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
HSGX|HISTOGENICS CP CMN|EGAM|CBOE TRADING, INC.|98
HSGX|HISTOGENICS CP CMN|ETBE|Electronic Transaction Clearing, Inc.|700
HSGX|HISTOGENICS CP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2264
HSGX|HISTOGENICS CP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3410
HSGX|HISTOGENICS CP CMN|ETRS|E*Trade Securities LLC|37450
HSGX|HISTOGENICS CP CMN|FBCO|Credit Suisse Securities (USA) LLC|16501
HSGX|HISTOGENICS CP CMN|FILL|Tradestation Securities, Inc.|9170
HSGX|HISTOGENICS CP CMN|FMAF|NBCN Inc./ CDS|300
HSGX|HISTOGENICS CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|201708
HSGX|HISTOGENICS CP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4694
HSGX|HISTOGENICS CP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|942
HSGX|HISTOGENICS CP CMN|GLPX|ACS EXECUTION SERVICES, LLC|400
HSGX|HISTOGENICS CP CMN|GSCO|GOLDMAN SACHS & CO. LLC|21876
HSGX|HISTOGENICS CP CMN|GSCS|GOLDMAN SACHS & CO. LLC|1300
HSGX|HISTOGENICS CP CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
HSGX|HISTOGENICS CP CMN|GTSZ|GTS SECURITIES LLC|1432
HSGX|HISTOGENICS CP CMN|HRBF|American Enterprise Investment Services Inc.|3775
HSGX|HISTOGENICS CP CMN|IATS|INTERACTIVE BROKERS LLC|30670
HSGX|HISTOGENICS CP CMN|IBKR|Interactive Brokers Llc|218109
HSGX|HISTOGENICS CP CMN|ICBX|INSTINET, LLC|15600
HSGX|HISTOGENICS CP CMN|INCA|INSTINET, LLC|11009
HSGX|HISTOGENICS CP CMN|INJX|INSTINET, LLC|4288
HSGX|HISTOGENICS CP CMN|ITGI|ITG Inc.|6701
HSGX|HISTOGENICS CP CMN|ITGP|ITG INC.|5000
HSGX|HISTOGENICS CP CMN|JEFF|JEFFERIES LLC|33972
HSGX|HISTOGENICS CP CMN|JMPT|JUMP TRADING, LLC|328
HSGX|HISTOGENICS CP CMN|JONE|JonesTrading|13000
HSGX|HISTOGENICS CP CMN|JPMX|J.P. Morgan Securities LLC|28974
HSGX|HISTOGENICS CP CMN|JSJX|JANE STREET CAPITAL LLC|720
HSGX|HISTOGENICS CP CMN|KCGM|VIRTU Americas LLC|8073
HSGX|HISTOGENICS CP CMN|LEHM|Barclays Capital Inc./Le|24354
HSGX|HISTOGENICS CP CMN|LIME|Lime Brokerage LLC|57526
HSGX|HISTOGENICS CP CMN|LQNA|LIQUIDNET, INC.|10000
HSGX|HISTOGENICS CP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
HSGX|HISTOGENICS CP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5700
HSGX|HISTOGENICS CP CMN|MSCO|MORGAN STANLEY & CO. LLC|169746
HSGX|HISTOGENICS CP CMN|MSPL|MORGAN STANLEY & CO. LLC|22600
HSGX|HISTOGENICS CP CMN|NEED|Needham & Company, LLC|2466
HSGX|HISTOGENICS CP CMN|NFSC|National Financial Services LLC|266379
HSGX|HISTOGENICS CP CMN|NITE|VIRTU Americas LLC|336809
HSGX|HISTOGENICS CP CMN|NITP|VIRTU Americas LLC|108
HSGX|HISTOGENICS CP CMN|NQRB|Brut, LLC|200
HSGX|HISTOGENICS CP CMN|PCPT|PHILLIP CAPITAL INC.|3000
HSGX|HISTOGENICS CP CMN|PDQM|CODA MARKETS, INC.|600
HSGX|HISTOGENICS CP CMN|PWJC|UBS Financial Services, Inc.|2900
HSGX|HISTOGENICS CP CMN|RBCM|RBC CAPITAL MARKETS, LLC|2000
HSGX|HISTOGENICS CP CMN|SAGL|SAGETRADER, LLC|200
HSGX|HISTOGENICS CP CMN|SBSH|Citigroup Global Markets Inc.|761
HSGX|HISTOGENICS CP CMN|SGMT|GOLDMAN SACHS & CO. LLC|5416
HSGX|HISTOGENICS CP CMN|SPDR|SPEEDROUTE LLC|1198
HSGX|HISTOGENICS CP CMN|SWIM|TD Ameritrade, Inc.|25530
HSGX|HISTOGENICS CP CMN|TKNG|ALLY INVEST SECURITIES LLC|100
HSGX|HISTOGENICS CP CMN|TRBT|Tradebot Systems, Inc.|567
HSGX|HISTOGENICS CP CMN|TRCM|TRC MARKETS LLC|3102
HSGX|HISTOGENICS CP CMN|TTUC|CUTTONE & CO., INC.|3954
HSGX|HISTOGENICS CP CMN|UBSA|UBS SECURITIES LLC|67073
HSGX|HISTOGENICS CP CMN|UBSS|UBS Securities LLC|80146
HSGX|HISTOGENICS CP CMN|VALX|VIRTU AMERICAS LLC|2306
HSGX|HISTOGENICS CP CMN|VGRD|Vanguard Marketing Corporation|15999
HSGX|HISTOGENICS CP CMN|WCHV|WELLS FARGO SECURITIES, LLC|10634
HSGX|HISTOGENICS CP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|848
HSGX|HISTOGENICS CP CMN|WSEA|WOLVERINE SECURITIES, LLC|918
HSGX|HISTOGENICS CP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
HSGX|HISTOGENICS CP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
HSIC|HENRY SCHEIN, INC.|ABLE|NATIXIS Securities Americas LLC|59178
HSIC|HENRY SCHEIN, INC.|AGIS|Aegis Capital Corp.|210
HSIC|HENRY SCHEIN, INC.|ALTX|Alternet Securities Inc.|10402
HSIC|HENRY SCHEIN, INC.|ANOS|ABEL/NOSER, L.L.C.|100
HSIC|HENRY SCHEIN, INC.|APCC|Apex Clearing Corporation|1176
HSIC|HENRY SCHEIN, INC.|AQUA|AQUA SECURITIES L.P.|3400
HSIC|HENRY SCHEIN, INC.|BALE|M&T SECURITIES, INC.|250
HSIC|HENRY SCHEIN, INC.|BARD|Robert W. Baird & Co. Incorporated|6838
HSIC|HENRY SCHEIN, INC.|BATM|CBOE TRADING, INC.|4454
HSIC|HENRY SCHEIN, INC.|BAYC|BAY CREST PARTNERS, LLC|9097
HSIC|HENRY SCHEIN, INC.|BAYT|BTIG, LLC|1400
HSIC|HENRY SCHEIN, INC.|BBNT|BB&T SECURITIES, LLC|115
HSIC|HENRY SCHEIN, INC.|BERN|Sanford C. Bernstein & Co., LLC|627540
HSIC|HENRY SCHEIN, INC.|BIMI|Banca IMI Securities Corp.|140
HSIC|HENRY SCHEIN, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10267
HSIC|HENRY SCHEIN, INC.|BLKX|INSTINET, LLC|116542
HSIC|HENRY SCHEIN, INC.|BMOC|BMO Capital Markets Corp.|39938
HSIC|HENRY SCHEIN, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|275891
HSIC|HENRY SCHEIN, INC.|BTIG|BTIG, LLC|34730
HSIC|HENRY SCHEIN, INC.|BYXM|CBOE TRADING, INC.|5824
HSIC|HENRY SCHEIN, INC.|CABR|Cabrera Capital Markets, Inc.|25
HSIC|HENRY SCHEIN, INC.|CANT|Cantor Fitzgerald & Co.|92
HSIC|HENRY SCHEIN, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|227792
HSIC|HENRY SCHEIN, INC.|CHAS|Charles Schwab & Co., Inc.|2984
HSIC|HENRY SCHEIN, INC.|CIBP|CIBC World Markets Corp.|8506
HSIC|HENRY SCHEIN, INC.|CIST|Capital Institutional Services, Inc.|1579
HSIC|HENRY SCHEIN, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75314
HSIC|HENRY SCHEIN, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
HSIC|HENRY SCHEIN, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HSIC|HENRY SCHEIN, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|645103
HSIC|HENRY SCHEIN, INC.|CSIN|Citadel Securities Institutional LLC|118906
HSIC|HENRY SCHEIN, INC.|CTDL|Citadel Derivatives Group Llc|42490
HSIC|HENRY SCHEIN, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|77176
HSIC|HENRY SCHEIN, INC.|DAVA|Davenport & Company LLC|160
HSIC|HENRY SCHEIN, INC.|DBAB|Deutsche Bank Securities Inc.|666419
HSIC|HENRY SCHEIN, INC.|DBAX|Deutsche Bank Securities Inc.|501000
HSIC|HENRY SCHEIN, INC.|DBUL|Deutsche Bank Securities Inc.|20071
HSIC|HENRY SCHEIN, INC.|DCHF|Dart Executions, LLC|1886
HSIC|HENRY SCHEIN, INC.|DEAN|MORGAN STANLEY|5665
HSIC|HENRY SCHEIN, INC.|DEGS|RONIN PROFESSIONAL LLC|220
HSIC|HENRY SCHEIN, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6330
HSIC|HENRY SCHEIN, INC.|DRWK|DRW SECURITIES, L.L.C.|61115
HSIC|HENRY SCHEIN, INC.|EBXL|EBX LLC|244700
HSIC|HENRY SCHEIN, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|13885
HSIC|HENRY SCHEIN, INC.|EDJO|Edward D. Jones & Co., L.P.|1734
HSIC|HENRY SCHEIN, INC.|EGAM|CBOE TRADING, INC.|26456
HSIC|HENRY SCHEIN, INC.|EGAW|CBOE TRADING, INC.|124
HSIC|HENRY SCHEIN, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3400
HSIC|HENRY SCHEIN, INC.|EGXM|CBOE TRADING, INC.|4362
HSIC|HENRY SCHEIN, INC.|ETBE|Electronic Transaction Clearing, Inc.|77263
HSIC|HENRY SCHEIN, INC.|ETCC|Electronic Transaction Clearing, Inc.|5069
HSIC|HENRY SCHEIN, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4964
HSIC|HENRY SCHEIN, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47444
HSIC|HENRY SCHEIN, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|195141
HSIC|HENRY SCHEIN, INC.|ETRS|E*Trade Securities LLC|24987
HSIC|HENRY SCHEIN, INC.|FBCO|Credit Suisse Securities (USA) LLC|2206413
HSIC|HENRY SCHEIN, INC.|FBSB|U.S. Bancorp Investments, Inc.|5
HSIC|HENRY SCHEIN, INC.|FILL|Tradestation Securities, Inc.|706
HSIC|HENRY SCHEIN, INC.|FINX|FINTECH SECURITIES|100
HSIC|HENRY SCHEIN, INC.|FMAF|NBCN Inc./ CDS|1509
HSIC|HENRY SCHEIN, INC.|FOMA|TD AMERITRADE CLEARING, INC.|49145
HSIC|HENRY SCHEIN, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5129
HSIC|HENRY SCHEIN, INC.|FQLS|Quantlab Securities LP|613379
HSIC|HENRY SCHEIN, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|225901
HSIC|HENRY SCHEIN, INC.|FTBR|Foliofn Investments, Inc.|1373
HSIC|HENRY SCHEIN, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|50522
HSIC|HENRY SCHEIN, INC.|GELP|RBC CAPITAL MARKETS, LLC|1074
HSIC|HENRY SCHEIN, INC.|GLPX|ACS EXECUTION SERVICES, LLC|90234
HSIC|HENRY SCHEIN, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2201947
HSIC|HENRY SCHEIN, INC.|GSCS|GOLDMAN SACHS & CO. LLC|92578
HSIC|HENRY SCHEIN, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2609
HSIC|HENRY SCHEIN, INC.|GTSZ|GTS SECURITIES LLC|226006
HSIC|HENRY SCHEIN, INC.|HAPX|HAP Trading, LLC|100
HSIC|HENRY SCHEIN, INC.|HRBF|American Enterprise Investment Services Inc.|937
HSIC|HENRY SCHEIN, INC.|HSBC|HSBC Securities, Inc.|34208
HSIC|HENRY SCHEIN, INC.|IATS|INTERACTIVE BROKERS LLC|3918
HSIC|HENRY SCHEIN, INC.|IBKR|Interactive Brokers Llc|87191
HSIC|HENRY SCHEIN, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|84
HSIC|HENRY SCHEIN, INC.|ICBX|INSTINET, LLC|87675
HSIC|HENRY SCHEIN, INC.|IEQY|CITADEL SECURITIES LLC|355124
HSIC|HENRY SCHEIN, INC.|INCA|INSTINET, LLC|926656
HSIC|HENRY SCHEIN, INC.|INJX|INSTINET, LLC|120151
HSIC|HENRY SCHEIN, INC.|ITGI|ITG Inc.|120174
HSIC|HENRY SCHEIN, INC.|ITGP|ITG INC.|395400
HSIC|HENRY SCHEIN, INC.|JANY|Janney Montgomery Scott Inc.|1545
HSIC|HENRY SCHEIN, INC.|JEFF|JEFFERIES LLC|319085
HSIC|HENRY SCHEIN, INC.|JMPT|JUMP TRADING, LLC|147979
HSIC|HENRY SCHEIN, INC.|JONE|JonesTrading|270
HSIC|HENRY SCHEIN, INC.|JPBX|J.P. MORGAN SECURITIES LLC|142937
HSIC|HENRY SCHEIN, INC.|JPMX|J.P. Morgan Securities LLC|1266894
HSIC|HENRY SCHEIN, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
HSIC|HENRY SCHEIN, INC.|JSJX|JANE STREET CAPITAL LLC|6129
HSIC|HENRY SCHEIN, INC.|KCGM|VIRTU Americas LLC|63073
HSIC|HENRY SCHEIN, INC.|LEER|LEERINK PARTNERS LLC|3110
HSIC|HENRY SCHEIN, INC.|LEHM|Barclays Capital Inc./Le|1571104
HSIC|HENRY SCHEIN, INC.|LIME|Lime Brokerage LLC|213078
HSIC|HENRY SCHEIN, INC.|LIWD|LIME BROKERAGE LLC|131
HSIC|HENRY SCHEIN, INC.|LMGP|LIME BROKERAGE LLC|5260
HSIC|HENRY SCHEIN, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|184480
HSIC|HENRY SCHEIN, INC.|LQNA|LIQUIDNET, INC.|142900
HSIC|HENRY SCHEIN, INC.|LQNB|LIQUIDNET, INC.|227
HSIC|HENRY SCHEIN, INC.|LSCI|Lek Securities Corporation|1920
HSIC|HENRY SCHEIN, INC.|MACC|Mid Atlantic Capital Corporation|65
HSIC|HENRY SCHEIN, INC.|MAXM|Maxim Group LLC|235
HSIC|HENRY SCHEIN, INC.|MBTS|ALLY INVEST SECURITIES LLC|200
HSIC|HENRY SCHEIN, INC.|MCMF|Raymond James Ltd. Cds|229
HSIC|HENRY SCHEIN, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|163808
HSIC|HENRY SCHEIN, INC.|MOTF|MOTIF INVESTING, INC.|14
HSIC|HENRY SCHEIN, INC.|MSCO|MORGAN STANLEY & CO. LLC|3994523
HSIC|HENRY SCHEIN, INC.|MSPL|MORGAN STANLEY & CO. LLC|503200
HSIC|HENRY SCHEIN, INC.|MSTX|MORGAN STANLEY & CO. LLC|252700
HSIC|HENRY SCHEIN, INC.|MZHO|Mizuho Securities USA LLC|10000
HSIC|HENRY SCHEIN, INC.|NEUB|NEUBERGER BERMAN BD LLC|255
HSIC|HENRY SCHEIN, INC.|NFSC|National Financial Services LLC|231648
HSIC|HENRY SCHEIN, INC.|NITE|VIRTU Americas LLC|271348
HSIC|HENRY SCHEIN, INC.|NITP|VIRTU Americas LLC|4191
HSIC|HENRY SCHEIN, INC.|NQRB|Brut, LLC|40826
HSIC|HENRY SCHEIN, INC.|NTRC|Northern Trust Securities, Inc.|20476
HSIC|HENRY SCHEIN, INC.|OHOS|TWO SIGMA SECURITIES, LLC|32377
HSIC|HENRY SCHEIN, INC.|OLDM|OLD MISSION CAPITAL, LLC|9598
HSIC|HENRY SCHEIN, INC.|OPCO|Oppenheimer & Co. Inc.|32660
HSIC|HENRY SCHEIN, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2032
HSIC|HENRY SCHEIN, INC.|PCFF|Pacific International Securities Inc./CDS|193
HSIC|HENRY SCHEIN, INC.|PDQM|CODA MARKETS, INC.|209240
HSIC|HENRY SCHEIN, INC.|PHLY|NASDAQ Execution Services, LLC|600
HSIC|HENRY SCHEIN, INC.|PIPR|Piper Jaffray & Co.|3550
HSIC|HENRY SCHEIN, INC.|PWJC|UBS Financial Services, Inc.|4498
HSIC|HENRY SCHEIN, INC.|RAJA|Raymond James & Associates, Inc.|66456
HSIC|HENRY SCHEIN, INC.|RBCM|RBC CAPITAL MARKETS, LLC|11377
HSIC|HENRY SCHEIN, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|3651
HSIC|HENRY SCHEIN, INC.|SAGL|SAGETRADER, LLC|14952
HSIC|HENRY SCHEIN, INC.|SAGW|SAGETRADER, LLC|3394
HSIC|HENRY SCHEIN, INC.|SALI|INTL FCSTONE FINANCIAL INC.|295
HSIC|HENRY SCHEIN, INC.|SBSH|Citigroup Global Markets Inc.|704286
HSIC|HENRY SCHEIN, INC.|SEIC|SEI Investments Distribution Co.|382
HSIC|HENRY SCHEIN, INC.|SGMT|GOLDMAN SACHS & CO. LLC|234254
HSIC|HENRY SCHEIN, INC.|SJLS|TRADE INFORMATICS LLC|1000
HSIC|HENRY SCHEIN, INC.|SPDR|SPEEDROUTE LLC|28724
HSIC|HENRY SCHEIN, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1751
HSIC|HENRY SCHEIN, INC.|STKP|STOCKPILE INVESTMENTS, INC.|60
HSIC|HENRY SCHEIN, INC.|SWIM|TD Ameritrade, Inc.|21876
HSIC|HENRY SCHEIN, INC.|SWST|Hilltop Securities Inc.|3081
HSIC|HENRY SCHEIN, INC.|TAGC|TELSEY ADVISORY GROUP LLC|400
HSIC|HENRY SCHEIN, INC.|TKNG|ALLY INVEST SECURITIES LLC|190
HSIC|HENRY SCHEIN, INC.|TONC|CUTTONE & CO., LLC|2683
HSIC|HENRY SCHEIN, INC.|TOUR|TOURMALINE PARTNERS, LLC|1500
HSIC|HENRY SCHEIN, INC.|TRBT|Tradebot Systems, Inc.|408181
HSIC|HENRY SCHEIN, INC.|TRCM|TRC MARKETS LLC|227393
HSIC|HENRY SCHEIN, INC.|TWTT|TASTYWORKS, INC.|100
HSIC|HENRY SCHEIN, INC.|UBSA|UBS SECURITIES LLC|665835
HSIC|HENRY SCHEIN, INC.|UBSS|UBS Securities LLC|1421432
HSIC|HENRY SCHEIN, INC.|VALX|VIRTU AMERICAS LLC|17905
HSIC|HENRY SCHEIN, INC.|VGRD|Vanguard Marketing Corporation|11837
HSIC|HENRY SCHEIN, INC.|VSIN|Vision Financial Markets Llc|60
HSIC|HENRY SCHEIN, INC.|WABR|Wall Street Access|100
HSIC|HENRY SCHEIN, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|15632
HSIC|HENRY SCHEIN, INC.|WCHV|WELLS FARGO SECURITIES, LLC|166962
HSIC|HENRY SCHEIN, INC.|WEDB|WEDBUSH SECURITIES INC.|14
HSIC|HENRY SCHEIN, INC.|WEED|Weeden & Co.L.P.|1945
HSIC|HENRY SCHEIN, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23581
HSIC|HENRY SCHEIN, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16912
HSIC|HENRY SCHEIN, INC.|WGIF|CIBC World Markets Inc.|1166
HSIC|HENRY SCHEIN, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|795
HSIC|HENRY SCHEIN, INC.|WSAG|WALL STREET ACCESS|276
HSIC|HENRY SCHEIN, INC.|WSEA|WOLVERINE SECURITIES, LLC|2935
HSIC|HENRY SCHEIN, INC.|WTCO|Williams Trading LLC|1800
HSIC|HENRY SCHEIN, INC.|XIST|INSTINET, LLC|87840
HSIC|HENRY SCHEIN, INC.|XPQR|Jump Trading|1000
HSIC|HENRY SCHEIN, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|111780
HSIC|HENRY SCHEIN, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|11433
HSIC|HENRY SCHEIN, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2492
HSII|HEIDRICK & STRUGGL##|ALTX|Alternet Securities Inc.|3900
HSII|HEIDRICK & STRUGGL##|ANOS|ABEL/NOSER, L.L.C.|6498
HSII|HEIDRICK & STRUGGL##|APCC|Apex Clearing Corporation|170
HSII|HEIDRICK & STRUGGL##|BATM|CBOE TRADING, INC.|483
HSII|HEIDRICK & STRUGGL##|BERN|Sanford C. Bernstein & Co., LLC|33688
HSII|HEIDRICK & STRUGGL##|BIMI|Banca IMI Securities Corp.|770
HSII|HEIDRICK & STRUGGL##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|797
HSII|HEIDRICK & STRUGGL##|BLKX|INSTINET, LLC|5780
HSII|HEIDRICK & STRUGGL##|BMOC|BMO Capital Markets Corp.|2954
HSII|HEIDRICK & STRUGGL##|BNPX|BNP PARIBAS SECURITIES CORP.|4048
HSII|HEIDRICK & STRUGGL##|BTIG|BTIG, LLC|1635
HSII|HEIDRICK & STRUGGL##|BYXM|CBOE TRADING, INC.|100
HSII|HEIDRICK & STRUGGL##|BZYD|GOLDMAN SACHS & CO. LLC|593
HSII|HEIDRICK & STRUGGL##|CANT|Cantor Fitzgerald & Co.|709
HSII|HEIDRICK & STRUGGL##|CHAS|Charles Schwab & Co., Inc.|3
HSII|HEIDRICK & STRUGGL##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2284
HSII|HEIDRICK & STRUGGL##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1032
HSII|HEIDRICK & STRUGGL##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38965
HSII|HEIDRICK & STRUGGL##|CTDL|Citadel Derivatives Group Llc|2973
HSII|HEIDRICK & STRUGGL##|CXCX|CITIGROUP GLOBAL MARKETS INC.|5968
HSII|HEIDRICK & STRUGGL##|DAVA|Davenport & Company LLC|250
HSII|HEIDRICK & STRUGGL##|DBAB|Deutsche Bank Securities Inc.|120426
HSII|HEIDRICK & STRUGGL##|DBAX|Deutsche Bank Securities Inc.|35100
HSII|HEIDRICK & STRUGGL##|DBUL|Deutsche Bank Securities Inc.|676
HSII|HEIDRICK & STRUGGL##|DEAN|MORGAN STANLEY|5382
HSII|HEIDRICK & STRUGGL##|DEGS|RONIN PROFESSIONAL LLC|2939
HSII|HEIDRICK & STRUGGL##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|457
HSII|HEIDRICK & STRUGGL##|EBXL|EBX LLC|24400
HSII|HEIDRICK & STRUGGL##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2050
HSII|HEIDRICK & STRUGGL##|EGAM|CBOE TRADING, INC.|2098
HSII|HEIDRICK & STRUGGL##|EGXM|CBOE TRADING, INC.|700
HSII|HEIDRICK & STRUGGL##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|17
HSII|HEIDRICK & STRUGGL##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8309
HSII|HEIDRICK & STRUGGL##|ETRS|E*Trade Securities LLC|1689
HSII|HEIDRICK & STRUGGL##|FBCO|Credit Suisse Securities (USA) LLC|266140
HSII|HEIDRICK & STRUGGL##|FILL|Tradestation Securities, Inc.|297
HSII|HEIDRICK & STRUGGL##|FMAF|NBCN Inc./ CDS|9353
HSII|HEIDRICK & STRUGGL##|FOMA|TD AMERITRADE CLEARING, INC.|29416
HSII|HEIDRICK & STRUGGL##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|203
HSII|HEIDRICK & STRUGGL##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27928
HSII|HEIDRICK & STRUGGL##|FTBR|Foliofn Investments, Inc.|1199
HSII|HEIDRICK & STRUGGL##|GEBB|GLOBAL EXECUTION BROKERS, LP|4702
HSII|HEIDRICK & STRUGGL##|GLPX|ACS EXECUTION SERVICES, LLC|2716
HSII|HEIDRICK & STRUGGL##|GSCO|GOLDMAN SACHS & CO. LLC|457760
HSII|HEIDRICK & STRUGGL##|GSCS|GOLDMAN SACHS & CO. LLC|1261
HSII|HEIDRICK & STRUGGL##|GSLT|GOLDMAN SACHS & CO. LLC|170
HSII|HEIDRICK & STRUGGL##|GTSZ|GTS SECURITIES LLC|8269
HSII|HEIDRICK & STRUGGL##|HPPX|POTAMUS TRADING, LLC|958
HSII|HEIDRICK & STRUGGL##|IATS|INTERACTIVE BROKERS LLC|6001
HSII|HEIDRICK & STRUGGL##|IBKR|Interactive Brokers Llc|44287
HSII|HEIDRICK & STRUGGL##|ICBX|INSTINET, LLC|19600
HSII|HEIDRICK & STRUGGL##|IEQY|CITADEL SECURITIES LLC|11714
HSII|HEIDRICK & STRUGGL##|INCA|INSTINET, LLC|74284
HSII|HEIDRICK & STRUGGL##|INJX|INSTINET, LLC|3713
HSII|HEIDRICK & STRUGGL##|ITGI|ITG Inc.|40917
HSII|HEIDRICK & STRUGGL##|ITGP|ITG INC.|32000
HSII|HEIDRICK & STRUGGL##|JEFF|JEFFERIES LLC|10440
HSII|HEIDRICK & STRUGGL##|JMPT|JUMP TRADING, LLC|7196
HSII|HEIDRICK & STRUGGL##|JPBX|J.P. MORGAN SECURITIES LLC|4286
HSII|HEIDRICK & STRUGGL##|JPMX|J.P. Morgan Securities LLC|58905
HSII|HEIDRICK & STRUGGL##|JSJX|JANE STREET CAPITAL LLC|5591
HSII|HEIDRICK & STRUGGL##|KCGM|VIRTU Americas LLC|6441
HSII|HEIDRICK & STRUGGL##|LEHM|Barclays Capital Inc./Le|178923
HSII|HEIDRICK & STRUGGL##|LIME|Lime Brokerage LLC|76586
HSII|HEIDRICK & STRUGGL##|LOOP|Loop Capital Markets LLC|287
HSII|HEIDRICK & STRUGGL##|LQNB|LIQUIDNET, INC.|5780
HSII|HEIDRICK & STRUGGL##|LSCI|Lek Securities Corporation|1
HSII|HEIDRICK & STRUGGL##|MACQ|Macquarie Capital (USA) Inc.|1735
HSII|HEIDRICK & STRUGGL##|MAXM|Maxim Group LLC|1980
HSII|HEIDRICK & STRUGGL##|MKMP|MKM Partners LLC|600
HSII|HEIDRICK & STRUGGL##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40274
HSII|HEIDRICK & STRUGGL##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1310
HSII|HEIDRICK & STRUGGL##|MSCO|MORGAN STANLEY & CO. LLC|475050
HSII|HEIDRICK & STRUGGL##|MSPL|MORGAN STANLEY & CO. LLC|66800
HSII|HEIDRICK & STRUGGL##|MSTX|MORGAN STANLEY & CO. LLC|7200
HSII|HEIDRICK & STRUGGL##|NFSC|National Financial Services LLC|48897
HSII|HEIDRICK & STRUGGL##|NITE|VIRTU Americas LLC|87213
HSII|HEIDRICK & STRUGGL##|NITP|VIRTU Americas LLC|9
HSII|HEIDRICK & STRUGGL##|NQRB|Brut, LLC|859
HSII|HEIDRICK & STRUGGL##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|492
HSII|HEIDRICK & STRUGGL##|PDQM|CODA MARKETS, INC.|5598
HSII|HEIDRICK & STRUGGL##|RAJA|Raymond James & Associates, Inc.|245
HSII|HEIDRICK & STRUGGL##|SAGL|SAGETRADER, LLC|20
HSII|HEIDRICK & STRUGGL##|SAGW|SAGETRADER, LLC|130
HSII|HEIDRICK & STRUGGL##|SBSH|Citigroup Global Markets Inc.|52153
HSII|HEIDRICK & STRUGGL##|SGMT|GOLDMAN SACHS & CO. LLC|20725
HSII|HEIDRICK & STRUGGL##|SPDR|SPEEDROUTE LLC|7780
HSII|HEIDRICK & STRUGGL##|SPTD|MINT GLOBAL MARKETS, INC.|3010
HSII|HEIDRICK & STRUGGL##|STFL|Stifel, Nicolaus & Company, Incorporated|1970
HSII|HEIDRICK & STRUGGL##|SWIM|TD Ameritrade, Inc.|3406
HSII|HEIDRICK & STRUGGL##|TKNG|ALLY INVEST SECURITIES LLC|316
HSII|HEIDRICK & STRUGGL##|TRBT|Tradebot Systems, Inc.|5498
HSII|HEIDRICK & STRUGGL##|TRCM|TRC MARKETS LLC|35509
HSII|HEIDRICK & STRUGGL##|UBSA|UBS SECURITIES LLC|111069
HSII|HEIDRICK & STRUGGL##|UBSS|UBS Securities LLC|226350
HSII|HEIDRICK & STRUGGL##|VALX|VIRTU AMERICAS LLC|7499
HSII|HEIDRICK & STRUGGL##|VGRD|Vanguard Marketing Corporation|205
HSII|HEIDRICK & STRUGGL##|WCHV|WELLS FARGO SECURITIES, LLC|5828
HSII|HEIDRICK & STRUGGL##|WEED|Weeden & Co.L.P.|760
HSII|HEIDRICK & STRUGGL##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|431
HSII|HEIDRICK & STRUGGL##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2428
HSII|HEIDRICK & STRUGGL##|WGIF|CIBC World Markets Inc.|352
HSII|HEIDRICK & STRUGGL##|WSEA|WOLVERINE SECURITIES, LLC|733
HSII|HEIDRICK & STRUGGL##|XIST|INSTINET, LLC|57280
HSII|HEIDRICK & STRUGGL##|XSTM|NATIONAL FINANCIAL SERVICES LLC|5290
HSII|HEIDRICK & STRUGGL##|YKNA|COMHAR CAPITAL MARKETS, LLC|950
HSII|HEIDRICK & STRUGGL##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|651
HSKA|HESKA CORP|ADAM|CANACCORD GENUITY INC.|1590
HSKA|HESKA CORP|ALTX|Alternet Securities Inc.|400
HSKA|HESKA CORP|APCC|Apex Clearing Corporation|29
HSKA|HESKA CORP|BARD|Robert W. Baird & Co. Incorporated|45
HSKA|HESKA CORP|BATM|CBOE TRADING, INC.|703
HSKA|HESKA CORP|BAYC|BAY CREST PARTNERS, LLC|20347
HSKA|HESKA CORP|BERN|Sanford C. Bernstein & Co., LLC|6636
HSKA|HESKA CORP|BMOC|BMO Capital Markets Corp.|1319
HSKA|HESKA CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1172
HSKA|HESKA CORP|BTIG|BTIG, LLC|6032
HSKA|HESKA CORP|BYXM|CBOE TRADING, INC.|274
HSKA|HESKA CORP|CANT|Cantor Fitzgerald & Co.|100
HSKA|HESKA CORP|CHAS|Charles Schwab & Co., Inc.|256
HSKA|HESKA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48104
HSKA|HESKA CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15464
HSKA|HESKA CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4288
HSKA|HESKA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19860
HSKA|HESKA CORP|CTDL|Citadel Derivatives Group Llc|434
HSKA|HESKA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4270
HSKA|HESKA CORP|DAVA|Davenport & Company LLC|2978
HSKA|HESKA CORP|DBAB|Deutsche Bank Securities Inc.|48028
HSKA|HESKA CORP|DBAX|Deutsche Bank Securities Inc.|29700
HSKA|HESKA CORP|DEAN|MORGAN STANLEY|692
HSKA|HESKA CORP|DEGS|RONIN PROFESSIONAL LLC|3613
HSKA|HESKA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|101
HSKA|HESKA CORP|EBXL|EBX LLC|16200
HSKA|HESKA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|375
HSKA|HESKA CORP|EDJO|Edward D. Jones & Co., L.P.|124
HSKA|HESKA CORP|EGAM|CBOE TRADING, INC.|850
HSKA|HESKA CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
HSKA|HESKA CORP|EGXM|CBOE TRADING, INC.|4
HSKA|HESKA CORP|ETBE|Electronic Transaction Clearing, Inc.|202
HSKA|HESKA CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|61
HSKA|HESKA CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
HSKA|HESKA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6380
HSKA|HESKA CORP|ETRS|E*Trade Securities LLC|5116
HSKA|HESKA CORP|FBCO|Credit Suisse Securities (USA) LLC|54630
HSKA|HESKA CORP|FOMA|TD AMERITRADE CLEARING, INC.|2774
HSKA|HESKA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
HSKA|HESKA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21268
HSKA|HESKA CORP|FTBR|Foliofn Investments, Inc.|37
HSKA|HESKA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
HSKA|HESKA CORP|GLPX|ACS EXECUTION SERVICES, LLC|6305
HSKA|HESKA CORP|GSCO|GOLDMAN SACHS & CO. LLC|50782
HSKA|HESKA CORP|GSCS|GOLDMAN SACHS & CO. LLC|7169
HSKA|HESKA CORP|GSLT|GOLDMAN SACHS & CO. LLC|60
HSKA|HESKA CORP|GTSZ|GTS SECURITIES LLC|41337
HSKA|HESKA CORP|HRBF|American Enterprise Investment Services Inc.|38
HSKA|HESKA CORP|IATS|INTERACTIVE BROKERS LLC|1658
HSKA|HESKA CORP|IBKR|Interactive Brokers Llc|12028
HSKA|HESKA CORP|ICBX|INSTINET, LLC|1200
HSKA|HESKA CORP|IEQY|CITADEL SECURITIES LLC|4325
HSKA|HESKA CORP|INCA|INSTINET, LLC|19912
HSKA|HESKA CORP|INJX|INSTINET, LLC|6487
HSKA|HESKA CORP|ITGI|ITG Inc.|3970
HSKA|HESKA CORP|ITGP|ITG INC.|9600
HSKA|HESKA CORP|JEFF|JEFFERIES LLC|21912
HSKA|HESKA CORP|JPBX|J.P. MORGAN SECURITIES LLC|934
HSKA|HESKA CORP|JPMX|J.P. Morgan Securities LLC|56915
HSKA|HESKA CORP|JSJX|JANE STREET CAPITAL LLC|548
HSKA|HESKA CORP|KCGM|VIRTU Americas LLC|5626
HSKA|HESKA CORP|LEHM|Barclays Capital Inc./Le|56582
HSKA|HESKA CORP|LIME|Lime Brokerage LLC|32919
HSKA|HESKA CORP|LQNA|LIQUIDNET, INC.|5100
HSKA|HESKA CORP|MAXM|Maxim Group LLC|642
HSKA|HESKA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
HSKA|HESKA CORP|MOTF|MOTIF INVESTING, INC.|10
HSKA|HESKA CORP|MSCO|MORGAN STANLEY & CO. LLC|154552
HSKA|HESKA CORP|MSPL|MORGAN STANLEY & CO. LLC|31500
HSKA|HESKA CORP|MSTX|MORGAN STANLEY & CO. LLC|1000
HSKA|HESKA CORP|NFSC|National Financial Services LLC|6933
HSKA|HESKA CORP|NITE|VIRTU Americas LLC|42413
HSKA|HESKA CORP|NQRB|Brut, LLC|338
HSKA|HESKA CORP|OPCO|Oppenheimer & Co. Inc.|154
HSKA|HESKA CORP|PDQM|CODA MARKETS, INC.|14139
HSKA|HESKA CORP|RAJA|Raymond James & Associates, Inc.|1715
HSKA|HESKA CORP|RBCM|RBC CAPITAL MARKETS, LLC|692
HSKA|HESKA CORP|SAGW|SAGETRADER, LLC|65
HSKA|HESKA CORP|SBSH|Citigroup Global Markets Inc.|28351
HSKA|HESKA CORP|SGMT|GOLDMAN SACHS & CO. LLC|5360
HSKA|HESKA CORP|SPDR|SPEEDROUTE LLC|1605
HSKA|HESKA CORP|SWIM|TD Ameritrade, Inc.|13756
HSKA|HESKA CORP|SWST|Hilltop Securities Inc.|395
HSKA|HESKA CORP|TRBT|Tradebot Systems, Inc.|5247
HSKA|HESKA CORP|TRCM|TRC MARKETS LLC|13081
HSKA|HESKA CORP|UBSA|UBS SECURITIES LLC|45015
HSKA|HESKA CORP|UBSS|UBS Securities LLC|128615
HSKA|HESKA CORP|VALX|VIRTU AMERICAS LLC|1949
HSKA|HESKA CORP|VERT|The Vertical Trading Group, LLC|50
HSKA|HESKA CORP|VGRD|Vanguard Marketing Corporation|30
HSKA|HESKA CORP|WABR|Wall Street Access|300
HSKA|HESKA CORP|WCHV|WELLS FARGO SECURITIES, LLC|1549
HSKA|HESKA CORP|WDNX|WEEDEN & CO.L.P.|532
HSKA|HESKA CORP|WEDB|WEDBUSH SECURITIES INC.|22
HSKA|HESKA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|133
HSKA|HESKA CORP|WFPB|Wells Fargo Securities, LLC.|100
HSKA|HESKA CORP|WSEA|WOLVERINE SECURITIES, LLC|31
HSKA|HESKA CORP|XIST|INSTINET, LLC|2200
HSKA|HESKA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|18600
HSKA|HESKA CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1640
HSON|HUDSON GLOBAL CMN|ALTX|Alternet Securities Inc.|724
HSON|HUDSON GLOBAL CMN|ANOS|ABEL/NOSER, L.L.C.|500
HSON|HUDSON GLOBAL CMN|APCC|Apex Clearing Corporation|40
HSON|HUDSON GLOBAL CMN|BATM|CBOE TRADING, INC.|400
HSON|HUDSON GLOBAL CMN|BTIG|BTIG, LLC|270
HSON|HUDSON GLOBAL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
HSON|HUDSON GLOBAL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3897
HSON|HUDSON GLOBAL CMN|CTDL|Citadel Derivatives Group Llc|566
HSON|HUDSON GLOBAL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3846
HSON|HUDSON GLOBAL CMN|DBAB|Deutsche Bank Securities Inc.|1115
HSON|HUDSON GLOBAL CMN|DEAN|MORGAN STANLEY|10700
HSON|HUDSON GLOBAL CMN|DEGS|RONIN PROFESSIONAL LLC|6118
HSON|HUDSON GLOBAL CMN|EBXL|EBX LLC|12000
HSON|HUDSON GLOBAL CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
HSON|HUDSON GLOBAL CMN|EGAM|CBOE TRADING, INC.|1124
HSON|HUDSON GLOBAL CMN|EGXM|CBOE TRADING, INC.|100
HSON|HUDSON GLOBAL CMN|EGXW|CBOE TRADING, INC.|152
HSON|HUDSON GLOBAL CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1358
HSON|HUDSON GLOBAL CMN|ETRS|E*Trade Securities LLC|38368
HSON|HUDSON GLOBAL CMN|FBCO|Credit Suisse Securities (USA) LLC|9001
HSON|HUDSON GLOBAL CMN|FILL|Tradestation Securities, Inc.|1800
HSON|HUDSON GLOBAL CMN|FOMA|TD AMERITRADE CLEARING, INC.|13064
HSON|HUDSON GLOBAL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|693
HSON|HUDSON GLOBAL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|600
HSON|HUDSON GLOBAL CMN|GLPX|ACS EXECUTION SERVICES, LLC|900
HSON|HUDSON GLOBAL CMN|GSCO|GOLDMAN SACHS & CO. LLC|30313
HSON|HUDSON GLOBAL CMN|GSCS|GOLDMAN SACHS & CO. LLC|1870
HSON|HUDSON GLOBAL CMN|GSLT|GOLDMAN SACHS & CO. LLC|14300
HSON|HUDSON GLOBAL CMN|GTSZ|GTS SECURITIES LLC|900
HSON|HUDSON GLOBAL CMN|HRBF|American Enterprise Investment Services Inc.|10004
HSON|HUDSON GLOBAL CMN|IATS|INTERACTIVE BROKERS LLC|4440
HSON|HUDSON GLOBAL CMN|IBKR|Interactive Brokers Llc|133375
HSON|HUDSON GLOBAL CMN|ICBX|INSTINET, LLC|3100
HSON|HUDSON GLOBAL CMN|INCA|INSTINET, LLC|32859
HSON|HUDSON GLOBAL CMN|INJX|INSTINET, LLC|2400
HSON|HUDSON GLOBAL CMN|ITGI|ITG Inc.|11075
HSON|HUDSON GLOBAL CMN|ITGP|ITG INC.|5600
HSON|HUDSON GLOBAL CMN|JANY|Janney Montgomery Scott Inc.|1814
HSON|HUDSON GLOBAL CMN|JEFF|JEFFERIES LLC|10744
HSON|HUDSON GLOBAL CMN|JONE|JonesTrading|170000
HSON|HUDSON GLOBAL CMN|JPMX|J.P. Morgan Securities LLC|6200
HSON|HUDSON GLOBAL CMN|JSJX|JANE STREET CAPITAL LLC|9220
HSON|HUDSON GLOBAL CMN|KCGM|VIRTU Americas LLC|10659
HSON|HUDSON GLOBAL CMN|LEHM|Barclays Capital Inc./Le|2002
HSON|HUDSON GLOBAL CMN|LIME|Lime Brokerage LLC|15597
HSON|HUDSON GLOBAL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8200
HSON|HUDSON GLOBAL CMN|MSCO|MORGAN STANLEY & CO. LLC|221960
HSON|HUDSON GLOBAL CMN|MSPL|MORGAN STANLEY & CO. LLC|13700
HSON|HUDSON GLOBAL CMN|NFSC|National Financial Services LLC|54397
HSON|HUDSON GLOBAL CMN|NITE|VIRTU Americas LLC|92521
HSON|HUDSON GLOBAL CMN|NQRB|Brut, LLC|1500
HSON|HUDSON GLOBAL CMN|PDQM|CODA MARKETS, INC.|1300
HSON|HUDSON GLOBAL CMN|RAJA|Raymond James & Associates, Inc.|10
HSON|HUDSON GLOBAL CMN|RBCM|RBC CAPITAL MARKETS, LLC|3000
HSON|HUDSON GLOBAL CMN|RILY|B. RILEY FBR, INC.|126900
HSON|HUDSON GLOBAL CMN|SAGL|SAGETRADER, LLC|900
HSON|HUDSON GLOBAL CMN|SBSH|Citigroup Global Markets Inc.|75
HSON|HUDSON GLOBAL CMN|SGMT|GOLDMAN SACHS & CO. LLC|9042
HSON|HUDSON GLOBAL CMN|STFL|Stifel, Nicolaus & Company, Incorporated|9700
HSON|HUDSON GLOBAL CMN|SWIM|TD Ameritrade, Inc.|18865
HSON|HUDSON GLOBAL CMN|TRCM|TRC MARKETS LLC|15603
HSON|HUDSON GLOBAL CMN|UBSA|UBS SECURITIES LLC|21718
HSON|HUDSON GLOBAL CMN|UBSS|UBS Securities LLC|43647
HSON|HUDSON GLOBAL CMN|VALX|VIRTU AMERICAS LLC|200
HSON|HUDSON GLOBAL CMN|VGRD|Vanguard Marketing Corporation|5604
HSON|HUDSON GLOBAL CMN|WCHV|WELLS FARGO SECURITIES, LLC|737
HSON|HUDSON GLOBAL CMN|WSEA|WOLVERINE SECURITIES, LLC|552
HSON|HUDSON GLOBAL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
HSPX|HORIZONS S&P 500 COV|APCC|Apex Clearing Corporation|215
HSPX|HORIZONS S&P 500 COV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
HSPX|HORIZONS S&P 500 COV|CHAS|Charles Schwab & Co., Inc.|2
HSPX|HORIZONS S&P 500 COV|CIST|Capital Institutional Services, Inc.|449
HSPX|HORIZONS S&P 500 COV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2000
HSPX|HORIZONS S&P 500 COV|EBXL|EBX LLC|100
HSPX|HORIZONS S&P 500 COV|ETRS|E*Trade Securities LLC|214
HSPX|HORIZONS S&P 500 COV|FTBR|Foliofn Investments, Inc.|12
HSPX|HORIZONS S&P 500 COV|GEBB|GLOBAL EXECUTION BROKERS, LP|100
HSPX|HORIZONS S&P 500 COV|GSLT|GOLDMAN SACHS & CO. LLC|2639
HSPX|HORIZONS S&P 500 COV|HRBF|American Enterprise Investment Services Inc.|3152
HSPX|HORIZONS S&P 500 COV|IBKR|Interactive Brokers Llc|495
HSPX|HORIZONS S&P 500 COV|JSJX|JANE STREET CAPITAL LLC|2207
HSPX|HORIZONS S&P 500 COV|KCGM|VIRTU Americas LLC|1559
HSPX|HORIZONS S&P 500 COV|LIME|Lime Brokerage LLC|1070
HSPX|HORIZONS S&P 500 COV|MSCO|MORGAN STANLEY & CO. LLC|943
HSPX|HORIZONS S&P 500 COV|NFSC|National Financial Services LLC|10516
HSPX|HORIZONS S&P 500 COV|NITE|VIRTU Americas LLC|7270
HSPX|HORIZONS S&P 500 COV|PWJC|UBS Financial Services, Inc.|2350
HSPX|HORIZONS S&P 500 COV|RBCM|RBC CAPITAL MARKETS, LLC|48
HSPX|HORIZONS S&P 500 COV|SGMT|GOLDMAN SACHS & CO. LLC|200
HSPX|HORIZONS S&P 500 COV|SWIM|TD Ameritrade, Inc.|79
HSPX|HORIZONS S&P 500 COV|UBSA|UBS SECURITIES LLC|2605
HSPX|HORIZONS S&P 500 COV|UBSS|UBS Securities LLC|11619
HSPX|HORIZONS S&P 500 COV|VGRD|Vanguard Marketing Corporation|1305
HSPX|HORIZONS S&P 500 COV|WCHV|WELLS FARGO SECURITIES, LLC|3238
HSPX|HORIZONS S&P 500 COV|WSEA|WOLVERINE SECURITIES, LLC|1
HSPX|HORIZONS S&P 500 COV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1748
HST|HOST HOTELS & RESORT|ABLE|NATIXIS Securities Americas LLC|107761
HST|HOST HOTELS & RESORT|ADAM|CANACCORD GENUITY INC.|308954
HST|HOST HOTELS & RESORT|ALTX|Alternet Securities Inc.|78335
HST|HOST HOTELS & RESORT|ANOS|ABEL/NOSER, L.L.C.|1800
HST|HOST HOTELS & RESORT|APCC|Apex Clearing Corporation|14853
HST|HOST HOTELS & RESORT|AQUA|AQUA SECURITIES L.P.|5500
HST|HOST HOTELS & RESORT|BANK|Primevest Financial Services, Inc.|220
HST|HOST HOTELS & RESORT|BARD|Robert W. Baird & Co. Incorporated|1580
HST|HOST HOTELS & RESORT|BATM|CBOE TRADING, INC.|13557
HST|HOST HOTELS & RESORT|BAYC|BAY CREST PARTNERS, LLC|452
HST|HOST HOTELS & RESORT|BAYT|BTIG, LLC|15153
HST|HOST HOTELS & RESORT|BBNT|BB&T SECURITIES, LLC|1138
HST|HOST HOTELS & RESORT|BERN|Sanford C. Bernstein & Co., LLC|251943
HST|HOST HOTELS & RESORT|BIAD|SAGETRADER, LLC|50
HST|HOST HOTELS & RESORT|BIDS|BIDS TRADING L.P.|203413
HST|HOST HOTELS & RESORT|BKCM|BNY Mellon Capital Markets LLC|869
HST|HOST HOTELS & RESORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2464
HST|HOST HOTELS & RESORT|BLKX|INSTINET, LLC|282500
HST|HOST HOTELS & RESORT|BMOC|BMO Capital Markets Corp.|936977
HST|HOST HOTELS & RESORT|BNPX|BNP PARIBAS SECURITIES CORP.|232492
HST|HOST HOTELS & RESORT|BTIG|BTIG, LLC|55568
HST|HOST HOTELS & RESORT|BYXM|CBOE TRADING, INC.|4538
HST|HOST HOTELS & RESORT|BZYD|GOLDMAN SACHS & CO. LLC|6800
HST|HOST HOTELS & RESORT|CANT|Cantor Fitzgerald & Co.|589869
HST|HOST HOTELS & RESORT|CBLC|CITIGROUP GLOBAL MARKETS INC.|15400
HST|HOST HOTELS & RESORT|CHAS|Charles Schwab & Co., Inc.|62
HST|HOST HOTELS & RESORT|CIBP|CIBC World Markets Corp.|50072
HST|HOST HOTELS & RESORT|CIST|Capital Institutional Services, Inc.|8842
HST|HOST HOTELS & RESORT|CLSA|CLSA AMERICAS, LLC|67200
HST|HOST HOTELS & RESORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|978287
HST|HOST HOTELS & RESORT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
HST|HOST HOTELS & RESORT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29719
HST|HOST HOTELS & RESORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1906534
HST|HOST HOTELS & RESORT|CTDL|Citadel Derivatives Group Llc|71711
HST|HOST HOTELS & RESORT|CTLR|CUTLER GROUP, LP|1900
HST|HOST HOTELS & RESORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|584226
HST|HOST HOTELS & RESORT|DBAB|Deutsche Bank Securities Inc.|1635727
HST|HOST HOTELS & RESORT|DBAX|Deutsche Bank Securities Inc.|2145600
HST|HOST HOTELS & RESORT|DBUL|Deutsche Bank Securities Inc.|300
HST|HOST HOTELS & RESORT|DCHF|Dart Executions, LLC|6058
HST|HOST HOTELS & RESORT|DEAN|MORGAN STANLEY|15959
HST|HOST HOTELS & RESORT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|103474
HST|HOST HOTELS & RESORT|DREX|Drexel Hamilton, LLC|13
HST|HOST HOTELS & RESORT|DRWC|DRW SECURITIES, L.L.C.|16000
HST|HOST HOTELS & RESORT|EBXL|EBX LLC|1364100
HST|HOST HOTELS & RESORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|11375
HST|HOST HOTELS & RESORT|EDJO|Edward D. Jones & Co., L.P.|2251
HST|HOST HOTELS & RESORT|EGAM|CBOE TRADING, INC.|41103
HST|HOST HOTELS & RESORT|EGAW|CBOE TRADING, INC.|1692
HST|HOST HOTELS & RESORT|EGXM|CBOE TRADING, INC.|14344
HST|HOST HOTELS & RESORT|EGXW|CBOE TRADING, INC.|300
HST|HOST HOTELS & RESORT|ESPO|ESPOSITO SECURITIES, LLC|298
HST|HOST HOTELS & RESORT|ETBE|Electronic Transaction Clearing, Inc.|58124
HST|HOST HOTELS & RESORT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|38
HST|HOST HOTELS & RESORT|ETCC|Electronic Transaction Clearing, Inc.|1504
HST|HOST HOTELS & RESORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4634
HST|HOST HOTELS & RESORT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|11110
HST|HOST HOTELS & RESORT|ETRS|E*Trade Securities LLC|68209
HST|HOST HOTELS & RESORT|FILL|Tradestation Securities, Inc.|14737
HST|HOST HOTELS & RESORT|FMAF|NBCN Inc./ CDS|2191
HST|HOST HOTELS & RESORT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|37857
HST|HOST HOTELS & RESORT|FQLS|Quantlab Securities LP|698438
HST|HOST HOTELS & RESORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|432676
HST|HOST HOTELS & RESORT|FTBR|Foliofn Investments, Inc.|15880
HST|HOST HOTELS & RESORT|GEBB|GLOBAL EXECUTION BROKERS, LP|4900
HST|HOST HOTELS & RESORT|GLPX|ACS EXECUTION SERVICES, LLC|85911
HST|HOST HOTELS & RESORT|GNAV|GREEN STREET TRADING, LLC|300
HST|HOST HOTELS & RESORT|GSCO|GOLDMAN SACHS & CO. LLC|6425133
HST|HOST HOTELS & RESORT|GSCS|GOLDMAN SACHS & CO. LLC|16906
HST|HOST HOTELS & RESORT|GSLT|GOLDMAN SACHS & CO. LLC|100046
HST|HOST HOTELS & RESORT|GTSZ|GTS SECURITIES LLC|463103
HST|HOST HOTELS & RESORT|HRBF|American Enterprise Investment Services Inc.|6999
HST|HOST HOTELS & RESORT|HSBC|HSBC Securities, Inc.|1415
HST|HOST HOTELS & RESORT|IATS|INTERACTIVE BROKERS LLC|62630
HST|HOST HOTELS & RESORT|IBKR|Interactive Brokers Llc|80087
HST|HOST HOTELS & RESORT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6564
HST|HOST HOTELS & RESORT|ICBX|INSTINET, LLC|700544
HST|HOST HOTELS & RESORT|IEQY|CITADEL SECURITIES LLC|1134574
HST|HOST HOTELS & RESORT|INCA|INSTINET, LLC|1199206
HST|HOST HOTELS & RESORT|INJX|INSTINET, LLC|1368
HST|HOST HOTELS & RESORT|INTL|INTL FCSTONE FINANCIAL INC.|10710
HST|HOST HOTELS & RESORT|ITGI|ITG Inc.|307517
HST|HOST HOTELS & RESORT|ITGP|ITG INC.|1670600
HST|HOST HOTELS & RESORT|JANY|Janney Montgomery Scott Inc.|61
HST|HOST HOTELS & RESORT|JEFF|JEFFERIES LLC|418705
HST|HOST HOTELS & RESORT|JMPT|JUMP TRADING, LLC|207588
HST|HOST HOTELS & RESORT|JONE|JonesTrading|7100
HST|HOST HOTELS & RESORT|JPBX|J.P. MORGAN SECURITIES LLC|1096854
HST|HOST HOTELS & RESORT|JPMX|J.P. Morgan Securities LLC|3700872
HST|HOST HOTELS & RESORT|JSEB|JANE STREET EXECUTION SERVICES, LLC|6456
HST|HOST HOTELS & RESORT|JSJX|JANE STREET CAPITAL LLC|21826
HST|HOST HOTELS & RESORT|KCGM|VIRTU Americas LLC|352726
HST|HOST HOTELS & RESORT|KEYB|KEYBANC CAPITAL MARKETS INC.|12593
HST|HOST HOTELS & RESORT|KRSH|Kershner Securities, LLC|1695
HST|HOST HOTELS & RESORT|LEHM|Barclays Capital Inc./Le|5285852
HST|HOST HOTELS & RESORT|LIME|Lime Brokerage LLC|190637
HST|HOST HOTELS & RESORT|LMNX|LUMINEX TRADING & ANALYTICS LLC|142000
HST|HOST HOTELS & RESORT|LOOP|Loop Capital Markets LLC|1818
HST|HOST HOTELS & RESORT|LQNA|LIQUIDNET, INC.|776600
HST|HOST HOTELS & RESORT|LQNB|LIQUIDNET, INC.|135500
HST|HOST HOTELS & RESORT|LSCI|Lek Securities Corporation|1528
HST|HOST HOTELS & RESORT|LTCO|Ladenburg, Thalmann & Co., Inc.|1500
HST|HOST HOTELS & RESORT|MACC|Mid Atlantic Capital Corporation|7643
HST|HOST HOTELS & RESORT|MACQ|Macquarie Capital (USA) Inc.|106922
HST|HOST HOTELS & RESORT|MAXM|Maxim Group LLC|32776
HST|HOST HOTELS & RESORT|MKMP|MKM Partners LLC|1007598
HST|HOST HOTELS & RESORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1967315
HST|HOST HOTELS & RESORT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|14603
HST|HOST HOTELS & RESORT|MOTF|MOTIF INVESTING, INC.|12
HST|HOST HOTELS & RESORT|MSCO|MORGAN STANLEY & CO. LLC|4455242
HST|HOST HOTELS & RESORT|MSPL|MORGAN STANLEY & CO. LLC|2811200
HST|HOST HOTELS & RESORT|MSTX|MORGAN STANLEY & CO. LLC|1289400
HST|HOST HOTELS & RESORT|MULL|MARK J. MULLER EQUITIES, INC.|3809
HST|HOST HOTELS & RESORT|NEUB|NEUBERGER BERMAN BD LLC|1949
HST|HOST HOTELS & RESORT|NFSC|National Financial Services LLC|395680
HST|HOST HOTELS & RESORT|NITE|VIRTU Americas LLC|1125090
HST|HOST HOTELS & RESORT|NITP|VIRTU Americas LLC|98978
HST|HOST HOTELS & RESORT|NMRA|Nomura Securities International, Inc.|9163
HST|HOST HOTELS & RESORT|NQRB|Brut, LLC|24522
HST|HOST HOTELS & RESORT|NTRC|Northern Trust Securities, Inc.|5820
HST|HOST HOTELS & RESORT|OHOS|TWO SIGMA SECURITIES, LLC|66055
HST|HOST HOTELS & RESORT|OPCO|Oppenheimer & Co. Inc.|1001451
HST|HOST HOTELS & RESORT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|158695
HST|HOST HOTELS & RESORT|PDQM|CODA MARKETS, INC.|84387
HST|HOST HOTELS & RESORT|PHLY|NASDAQ Execution Services, LLC|5600
HST|HOST HOTELS & RESORT|PWJC|UBS Financial Services, Inc.|388
HST|HOST HOTELS & RESORT|QMSR|QUATTRO M SECURITIES INC.|8730
HST|HOST HOTELS & RESORT|RBCM|RBC CAPITAL MARKETS, LLC|9187
HST|HOST HOTELS & RESORT|RHCO|Suntrust Robinson Humphrey, Inc.|231179
HST|HOST HOTELS & RESORT|SAGL|SAGETRADER, LLC|45922
HST|HOST HOTELS & RESORT|SAGW|SAGETRADER, LLC|4700
HST|HOST HOTELS & RESORT|SALI|INTL FCSTONE FINANCIAL INC.|300
HST|HOST HOTELS & RESORT|SBSH|Citigroup Global Markets Inc.|760274
HST|HOST HOTELS & RESORT|SEIC|SEI Investments Distribution Co.|62735
HST|HOST HOTELS & RESORT|SGMT|GOLDMAN SACHS & CO. LLC|1243127
HST|HOST HOTELS & RESORT|SJLS|TRADE INFORMATICS LLC|100
HST|HOST HOTELS & RESORT|SPDR|SPEEDROUTE LLC|74410
HST|HOST HOTELS & RESORT|SPHN|Stephens Inc.|2981
HST|HOST HOTELS & RESORT|SPTD|MINT GLOBAL MARKETS, INC.|1000
HST|HOST HOTELS & RESORT|STFL|Stifel, Nicolaus & Company, Incorporated|285672
HST|HOST HOTELS & RESORT|STKP|STOCKPILE INVESTMENTS, INC.|44
HST|HOST HOTELS & RESORT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13359
HST|HOST HOTELS & RESORT|SWIM|TD Ameritrade, Inc.|268231
HST|HOST HOTELS & RESORT|SWST|Hilltop Securities Inc.|30964
HST|HOST HOTELS & RESORT|TAGC|TELSEY ADVISORY GROUP LLC|1883
HST|HOST HOTELS & RESORT|TKNG|ALLY INVEST SECURITIES LLC|5204
HST|HOST HOTELS & RESORT|TMBR|Timber Hill LLC|3770
HST|HOST HOTELS & RESORT|TOUR|TOURMALINE PARTNERS, LLC|12593
HST|HOST HOTELS & RESORT|TRBT|Tradebot Systems, Inc.|830204
HST|HOST HOTELS & RESORT|TRCM|TRC MARKETS LLC|719794
HST|HOST HOTELS & RESORT|TWTT|TASTYWORKS, INC.|238
HST|HOST HOTELS & RESORT|UBSA|UBS SECURITIES LLC|4235039
HST|HOST HOTELS & RESORT|UBSS|UBS Securities LLC|2510905
HST|HOST HOTELS & RESORT|VALX|VIRTU AMERICAS LLC|325269
HST|HOST HOTELS & RESORT|VGRD|Vanguard Marketing Corporation|19911
HST|HOST HOTELS & RESORT|WBET|Wallachbeth Capital LLC|33724
HST|HOST HOTELS & RESORT|WBLR|WILLIAM BLAIR|125
HST|HOST HOTELS & RESORT|WBPX|SUMMIT SECURITIES GROUP, LLC|33303
HST|HOST HOTELS & RESORT|WCHV|WELLS FARGO SECURITIES, LLC|1305967
HST|HOST HOTELS & RESORT|WDNX|WEEDEN & CO.L.P.|16818
HST|HOST HOTELS & RESORT|WEDB|WEDBUSH SECURITIES INC.|34560
HST|HOST HOTELS & RESORT|WEED|Weeden & Co.L.P.|139310
HST|HOST HOTELS & RESORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|98584
HST|HOST HOTELS & RESORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66443
HST|HOST HOTELS & RESORT|WFPB|Wells Fargo Securities, LLC.|936
HST|HOST HOTELS & RESORT|WGIF|CIBC World Markets Inc.|500
HST|HOST HOTELS & RESORT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3242
HST|HOST HOTELS & RESORT|WSAG|WALL STREET ACCESS|1289
HST|HOST HOTELS & RESORT|WSEA|WOLVERINE SECURITIES, LLC|1877
HST|HOST HOTELS & RESORT|XIST|INSTINET, LLC|115384
HST|HOST HOTELS & RESORT|XPQR|Jump Trading|375
HST|HOST HOTELS & RESORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|130424
HST|HOST HOTELS & RESORT|YKNA|COMHAR CAPITAL MARKETS, LLC|18637
HST|HOST HOTELS & RESORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11408
HSTM|HEALTHSTREAM INC  ##|ALTX|Alternet Securities Inc.|3500
HSTM|HEALTHSTREAM INC  ##|APCC|Apex Clearing Corporation|36
HSTM|HEALTHSTREAM INC  ##|BARD|Robert W. Baird & Co. Incorporated|1434
HSTM|HEALTHSTREAM INC  ##|BATM|CBOE TRADING, INC.|963
HSTM|HEALTHSTREAM INC  ##|BERN|Sanford C. Bernstein & Co., LLC|35181
HSTM|HEALTHSTREAM INC  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|589
HSTM|HEALTHSTREAM INC  ##|BMOC|BMO Capital Markets Corp.|4125
HSTM|HEALTHSTREAM INC  ##|BNCH|The Benchmark Company, LLC|10929
HSTM|HEALTHSTREAM INC  ##|BNPX|BNP PARIBAS SECURITIES CORP.|4380
HSTM|HEALTHSTREAM INC  ##|BRVL|BLAYLOCK VAN, LLC|900
HSTM|HEALTHSTREAM INC  ##|BTIG|BTIG, LLC|83578
HSTM|HEALTHSTREAM INC  ##|BYXM|CBOE TRADING, INC.|584
HSTM|HEALTHSTREAM INC  ##|BZYD|GOLDMAN SACHS & CO. LLC|1842
HSTM|HEALTHSTREAM INC  ##|CANT|Cantor Fitzgerald & Co.|7750
HSTM|HEALTHSTREAM INC  ##|CHAS|Charles Schwab & Co., Inc.|7608
HSTM|HEALTHSTREAM INC  ##|CHLM|Craig-Hallum Capital Group LLC|68
HSTM|HEALTHSTREAM INC  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81250
HSTM|HEALTHSTREAM INC  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
HSTM|HEALTHSTREAM INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90581
HSTM|HEALTHSTREAM INC  ##|CTDL|Citadel Derivatives Group Llc|8180
HSTM|HEALTHSTREAM INC  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|15014
HSTM|HEALTHSTREAM INC  ##|DBAB|Deutsche Bank Securities Inc.|249065
HSTM|HEALTHSTREAM INC  ##|DBAX|Deutsche Bank Securities Inc.|58500
HSTM|HEALTHSTREAM INC  ##|DBUL|Deutsche Bank Securities Inc.|389
HSTM|HEALTHSTREAM INC  ##|DEAN|MORGAN STANLEY|8026
HSTM|HEALTHSTREAM INC  ##|DEGS|RONIN PROFESSIONAL LLC|1300
HSTM|HEALTHSTREAM INC  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12966
HSTM|HEALTHSTREAM INC  ##|EBXL|EBX LLC|53400
HSTM|HEALTHSTREAM INC  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|11329
HSTM|HEALTHSTREAM INC  ##|EDJO|Edward D. Jones & Co., L.P.|20
HSTM|HEALTHSTREAM INC  ##|EGAM|CBOE TRADING, INC.|2176
HSTM|HEALTHSTREAM INC  ##|EGMT|EG MARKET TECHNOLOGIES LLC|500
HSTM|HEALTHSTREAM INC  ##|EGXM|CBOE TRADING, INC.|676
HSTM|HEALTHSTREAM INC  ##|ETBE|Electronic Transaction Clearing, Inc.|9074
HSTM|HEALTHSTREAM INC  ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|139
HSTM|HEALTHSTREAM INC  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4511
HSTM|HEALTHSTREAM INC  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13987
HSTM|HEALTHSTREAM INC  ##|ETRS|E*Trade Securities LLC|5962
HSTM|HEALTHSTREAM INC  ##|FBCO|Credit Suisse Securities (USA) LLC|168823
HSTM|HEALTHSTREAM INC  ##|FMAF|NBCN Inc./ CDS|773
HSTM|HEALTHSTREAM INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|16205
HSTM|HEALTHSTREAM INC  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2063
HSTM|HEALTHSTREAM INC  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45845
HSTM|HEALTHSTREAM INC  ##|FTBR|Foliofn Investments, Inc.|18080
HSTM|HEALTHSTREAM INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7267
HSTM|HEALTHSTREAM INC  ##|GLPX|ACS EXECUTION SERVICES, LLC|2688
HSTM|HEALTHSTREAM INC  ##|GSCO|GOLDMAN SACHS & CO. LLC|157440
HSTM|HEALTHSTREAM INC  ##|GSCS|GOLDMAN SACHS & CO. LLC|1279
HSTM|HEALTHSTREAM INC  ##|GSLT|GOLDMAN SACHS & CO. LLC|694
HSTM|HEALTHSTREAM INC  ##|GTSZ|GTS SECURITIES LLC|6187
HSTM|HEALTHSTREAM INC  ##|HRBF|American Enterprise Investment Services Inc.|12791
HSTM|HEALTHSTREAM INC  ##|IATS|INTERACTIVE BROKERS LLC|2030
HSTM|HEALTHSTREAM INC  ##|IBKR|Interactive Brokers Llc|22151
HSTM|HEALTHSTREAM INC  ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|926
HSTM|HEALTHSTREAM INC  ##|ICBX|INSTINET, LLC|15924
HSTM|HEALTHSTREAM INC  ##|IEQY|CITADEL SECURITIES LLC|27188
HSTM|HEALTHSTREAM INC  ##|INCA|INSTINET, LLC|95311
HSTM|HEALTHSTREAM INC  ##|INJX|INSTINET, LLC|12853
HSTM|HEALTHSTREAM INC  ##|ITGI|ITG Inc.|17182
HSTM|HEALTHSTREAM INC  ##|ITGP|ITG INC.|94000
HSTM|HEALTHSTREAM INC  ##|JEFF|JEFFERIES LLC|35522
HSTM|HEALTHSTREAM INC  ##|JMPT|JUMP TRADING, LLC|16359
HSTM|HEALTHSTREAM INC  ##|JPBX|J.P. MORGAN SECURITIES LLC|8126
HSTM|HEALTHSTREAM INC  ##|JPMX|J.P. Morgan Securities LLC|150815
HSTM|HEALTHSTREAM INC  ##|JSJX|JANE STREET CAPITAL LLC|769
HSTM|HEALTHSTREAM INC  ##|KCGM|VIRTU Americas LLC|10872
HSTM|HEALTHSTREAM INC  ##|LEHM|Barclays Capital Inc./Le|242582
HSTM|HEALTHSTREAM INC  ##|LIME|Lime Brokerage LLC|91928
HSTM|HEALTHSTREAM INC  ##|LQNA|LIQUIDNET, INC.|23300
HSTM|HEALTHSTREAM INC  ##|MAXM|Maxim Group LLC|2787
HSTM|HEALTHSTREAM INC  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59780
HSTM|HEALTHSTREAM INC  ##|MOTF|MOTIF INVESTING, INC.|37
HSTM|HEALTHSTREAM INC  ##|MSCO|MORGAN STANLEY & CO. LLC|554579
HSTM|HEALTHSTREAM INC  ##|MSPL|MORGAN STANLEY & CO. LLC|69000
HSTM|HEALTHSTREAM INC  ##|MSTX|MORGAN STANLEY & CO. LLC|8800
HSTM|HEALTHSTREAM INC  ##|NFSC|National Financial Services LLC|11590
HSTM|HEALTHSTREAM INC  ##|NITE|VIRTU Americas LLC|73625
HSTM|HEALTHSTREAM INC  ##|NITP|VIRTU Americas LLC|1500
HSTM|HEALTHSTREAM INC  ##|NQRB|Brut, LLC|3623
HSTM|HEALTHSTREAM INC  ##|NTRC|Northern Trust Securities, Inc.|46
HSTM|HEALTHSTREAM INC  ##|OPCO|Oppenheimer & Co. Inc.|391
HSTM|HEALTHSTREAM INC  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HSTM|HEALTHSTREAM INC  ##|PDQM|CODA MARKETS, INC.|5670
HSTM|HEALTHSTREAM INC  ##|RAJA|Raymond James & Associates, Inc.|1692
HSTM|HEALTHSTREAM INC  ##|RBCM|RBC CAPITAL MARKETS, LLC|7376
HSTM|HEALTHSTREAM INC  ##|SAGL|SAGETRADER, LLC|100
HSTM|HEALTHSTREAM INC  ##|SBSH|Citigroup Global Markets Inc.|85463
HSTM|HEALTHSTREAM INC  ##|SGMT|GOLDMAN SACHS & CO. LLC|17281
HSTM|HEALTHSTREAM INC  ##|SPDR|SPEEDROUTE LLC|1510
HSTM|HEALTHSTREAM INC  ##|SPTD|MINT GLOBAL MARKETS, INC.|950
HSTM|HEALTHSTREAM INC  ##|STFL|Stifel, Nicolaus & Company, Incorporated|1200
HSTM|HEALTHSTREAM INC  ##|STKP|STOCKPILE INVESTMENTS, INC.|52
HSTM|HEALTHSTREAM INC  ##|SWIM|TD Ameritrade, Inc.|3204
HSTM|HEALTHSTREAM INC  ##|SWST|Hilltop Securities Inc.|1284
HSTM|HEALTHSTREAM INC  ##|TRBT|Tradebot Systems, Inc.|49263
HSTM|HEALTHSTREAM INC  ##|TRCM|TRC MARKETS LLC|93622
HSTM|HEALTHSTREAM INC  ##|UBSA|UBS SECURITIES LLC|133528
HSTM|HEALTHSTREAM INC  ##|UBSS|UBS Securities LLC|288660
HSTM|HEALTHSTREAM INC  ##|VALX|VIRTU AMERICAS LLC|4848
HSTM|HEALTHSTREAM INC  ##|VGRD|Vanguard Marketing Corporation|2200
HSTM|HEALTHSTREAM INC  ##|WBLR|WILLIAM BLAIR|34700
HSTM|HEALTHSTREAM INC  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
HSTM|HEALTHSTREAM INC  ##|WCHV|WELLS FARGO SECURITIES, LLC|5816
HSTM|HEALTHSTREAM INC  ##|WEED|Weeden & Co.L.P.|770
HSTM|HEALTHSTREAM INC  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|93
HSTM|HEALTHSTREAM INC  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|671
HSTM|HEALTHSTREAM INC  ##|WSEA|WOLVERINE SECURITIES, LLC|1104
HSTM|HEALTHSTREAM INC  ##|XIST|INSTINET, LLC|10208
HSTM|HEALTHSTREAM INC  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|6540
HSTM|HEALTHSTREAM INC  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|507
HSTM|HEALTHSTREAM INC  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
HSY|THE HERSHEY COMPANY|ABLE|NATIXIS Securities Americas LLC|1737
HSY|THE HERSHEY COMPANY|ADAM|CANACCORD GENUITY INC.|9450
HSY|THE HERSHEY COMPANY|ALTX|Alternet Securities Inc.|14216
HSY|THE HERSHEY COMPANY|ANOS|ABEL/NOSER, L.L.C.|100
HSY|THE HERSHEY COMPANY|APCC|Apex Clearing Corporation|551
HSY|THE HERSHEY COMPANY|AQUA|AQUA SECURITIES L.P.|4200
HSY|THE HERSHEY COMPANY|BALE|M&T SECURITIES, INC.|769
HSY|THE HERSHEY COMPANY|BANK|Primevest Financial Services, Inc.|887
HSY|THE HERSHEY COMPANY|BARD|Robert W. Baird & Co. Incorporated|8940
HSY|THE HERSHEY COMPANY|BATM|CBOE TRADING, INC.|5816
HSY|THE HERSHEY COMPANY|BAYT|BTIG, LLC|400
HSY|THE HERSHEY COMPANY|BBNT|BB&T SECURITIES, LLC|1560
HSY|THE HERSHEY COMPANY|BERN|Sanford C. Bernstein & Co., LLC|79348
HSY|THE HERSHEY COMPANY|BIDS|BIDS TRADING L.P.|300
HSY|THE HERSHEY COMPANY|BIMI|Banca IMI Securities Corp.|973
HSY|THE HERSHEY COMPANY|BKCM|BNY Mellon Capital Markets LLC|629
HSY|THE HERSHEY COMPANY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22159
HSY|THE HERSHEY COMPANY|BLKX|INSTINET, LLC|73700
HSY|THE HERSHEY COMPANY|BNPX|BNP PARIBAS SECURITIES CORP.|240153
HSY|THE HERSHEY COMPANY|BRGE|Newbridge Securities Corp.|1320
HSY|THE HERSHEY COMPANY|BTIG|BTIG, LLC|11008
HSY|THE HERSHEY COMPANY|BYXM|CBOE TRADING, INC.|870
HSY|THE HERSHEY COMPANY|BZYD|GOLDMAN SACHS & CO. LLC|1200
HSY|THE HERSHEY COMPANY|CABR|Cabrera Capital Markets, Inc.|25
HSY|THE HERSHEY COMPANY|CANT|Cantor Fitzgerald & Co.|235
HSY|THE HERSHEY COMPANY|CBRA|Cobra Trading, Inc.|800
HSY|THE HERSHEY COMPANY|CHAS|Charles Schwab & Co., Inc.|39203
HSY|THE HERSHEY COMPANY|CIBP|CIBC World Markets Corp.|23518
HSY|THE HERSHEY COMPANY|CIST|Capital Institutional Services, Inc.|521
HSY|THE HERSHEY COMPANY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|444745
HSY|THE HERSHEY COMPANY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
HSY|THE HERSHEY COMPANY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|804
HSY|THE HERSHEY COMPANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|810051
HSY|THE HERSHEY COMPANY|CSMS|CORNERSTONE MACRO LLC|1700
HSY|THE HERSHEY COMPANY|CTDL|Citadel Derivatives Group Llc|23938
HSY|THE HERSHEY COMPANY|CXCX|CITIGROUP GLOBAL MARKETS INC.|69562
HSY|THE HERSHEY COMPANY|DADA|D.A. Davidson & Co.|992
HSY|THE HERSHEY COMPANY|DAVA|Davenport & Company LLC|1
HSY|THE HERSHEY COMPANY|DBAB|Deutsche Bank Securities Inc.|425497
HSY|THE HERSHEY COMPANY|DBAX|Deutsche Bank Securities Inc.|442100
HSY|THE HERSHEY COMPANY|DBUL|Deutsche Bank Securities Inc.|7431
HSY|THE HERSHEY COMPANY|DCHF|Dart Executions, LLC|2072
HSY|THE HERSHEY COMPANY|DEAN|MORGAN STANLEY|17970
HSY|THE HERSHEY COMPANY|DEGS|RONIN PROFESSIONAL LLC|520
HSY|THE HERSHEY COMPANY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6067
HSY|THE HERSHEY COMPANY|EBXL|EBX LLC|346800
HSY|THE HERSHEY COMPANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|46571
HSY|THE HERSHEY COMPANY|EDJC|Edward Jones / CDS|179
HSY|THE HERSHEY COMPANY|EDJO|Edward D. Jones & Co., L.P.|14844
HSY|THE HERSHEY COMPANY|EGAM|CBOE TRADING, INC.|22752
HSY|THE HERSHEY COMPANY|EGAW|CBOE TRADING, INC.|529
HSY|THE HERSHEY COMPANY|EGMT|EG MARKET TECHNOLOGIES LLC|2900
HSY|THE HERSHEY COMPANY|EGXM|CBOE TRADING, INC.|5152
HSY|THE HERSHEY COMPANY|EGXW|CBOE TRADING, INC.|700
HSY|THE HERSHEY COMPANY|ESPO|ESPOSITO SECURITIES, LLC|4
HSY|THE HERSHEY COMPANY|ETBE|Electronic Transaction Clearing, Inc.|31431
HSY|THE HERSHEY COMPANY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
HSY|THE HERSHEY COMPANY|ETCB|ETC BROKERAGE SERVICES, LLC|180
HSY|THE HERSHEY COMPANY|ETCC|Electronic Transaction Clearing, Inc.|971
HSY|THE HERSHEY COMPANY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27993
HSY|THE HERSHEY COMPANY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
HSY|THE HERSHEY COMPANY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|630
HSY|THE HERSHEY COMPANY|ETRS|E*Trade Securities LLC|42642
HSY|THE HERSHEY COMPANY|FCST|INTL FCSTONE FINANCIAL INC.|600
HSY|THE HERSHEY COMPANY|FILL|Tradestation Securities, Inc.|4199
HSY|THE HERSHEY COMPANY|FINX|FINTECH SECURITIES|100
HSY|THE HERSHEY COMPANY|FMAF|NBCN Inc./ CDS|3777
HSY|THE HERSHEY COMPANY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3171
HSY|THE HERSHEY COMPANY|FQLS|Quantlab Securities LP|387271
HSY|THE HERSHEY COMPANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|122709
HSY|THE HERSHEY COMPANY|FTBR|Foliofn Investments, Inc.|5550
HSY|THE HERSHEY COMPANY|GEBB|GLOBAL EXECUTION BROKERS, LP|3588
HSY|THE HERSHEY COMPANY|GLIS|TD Securities Inc|486
HSY|THE HERSHEY COMPANY|GLPX|ACS EXECUTION SERVICES, LLC|83417
HSY|THE HERSHEY COMPANY|GSCO|GOLDMAN SACHS & CO. LLC|976928
HSY|THE HERSHEY COMPANY|GSCS|GOLDMAN SACHS & CO. LLC|4965
HSY|THE HERSHEY COMPANY|GSLT|GOLDMAN SACHS & CO. LLC|10007
HSY|THE HERSHEY COMPANY|GTSZ|GTS SECURITIES LLC|251898
HSY|THE HERSHEY COMPANY|HRBF|American Enterprise Investment Services Inc.|7823
HSY|THE HERSHEY COMPANY|HSBC|HSBC Securities, Inc.|6058
HSY|THE HERSHEY COMPANY|IATS|INTERACTIVE BROKERS LLC|9072
HSY|THE HERSHEY COMPANY|IBKR|Interactive Brokers Llc|19133
HSY|THE HERSHEY COMPANY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6590
HSY|THE HERSHEY COMPANY|ICBX|INSTINET, LLC|47496
HSY|THE HERSHEY COMPANY|IEQY|CITADEL SECURITIES LLC|133405
HSY|THE HERSHEY COMPANY|INCA|INSTINET, LLC|421241
HSY|THE HERSHEY COMPANY|INJX|INSTINET, LLC|3766
HSY|THE HERSHEY COMPANY|ITGI|ITG Inc.|65016
HSY|THE HERSHEY COMPANY|ITGP|ITG INC.|133600
HSY|THE HERSHEY COMPANY|JANY|Janney Montgomery Scott Inc.|15964
HSY|THE HERSHEY COMPANY|JEFF|JEFFERIES LLC|69280
HSY|THE HERSHEY COMPANY|JMPT|JUMP TRADING, LLC|68241
HSY|THE HERSHEY COMPANY|JPBX|J.P. MORGAN SECURITIES LLC|83372
HSY|THE HERSHEY COMPANY|JPMX|J.P. Morgan Securities LLC|569745
HSY|THE HERSHEY COMPANY|JSEB|JANE STREET EXECUTION SERVICES, LLC|118
HSY|THE HERSHEY COMPANY|JSJX|JANE STREET CAPITAL LLC|8349
HSY|THE HERSHEY COMPANY|KCGM|VIRTU Americas LLC|78187
HSY|THE HERSHEY COMPANY|LEHM|Barclays Capital Inc./Le|920332
HSY|THE HERSHEY COMPANY|LIME|Lime Brokerage LLC|76541
HSY|THE HERSHEY COMPANY|LIWD|LIME BROKERAGE LLC|53
HSY|THE HERSHEY COMPANY|LOOP|Loop Capital Markets LLC|603
HSY|THE HERSHEY COMPANY|LQNA|LIQUIDNET, INC.|418500
HSY|THE HERSHEY COMPANY|LQNB|LIQUIDNET, INC.|4200
HSY|THE HERSHEY COMPANY|LSCI|Lek Securities Corporation|583
HSY|THE HERSHEY COMPANY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|438
HSY|THE HERSHEY COMPANY|MACC|Mid Atlantic Capital Corporation|660
HSY|THE HERSHEY COMPANY|MAXM|Maxim Group LLC|4467
HSY|THE HERSHEY COMPANY|MCMF|Raymond James Ltd. Cds|655
HSY|THE HERSHEY COMPANY|MKMP|MKM Partners LLC|500
HSY|THE HERSHEY COMPANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|130460
HSY|THE HERSHEY COMPANY|MOTF|MOTIF INVESTING, INC.|14
HSY|THE HERSHEY COMPANY|MPSG|E D & F Man Capital Markets Inc.|555
HSY|THE HERSHEY COMPANY|MSCO|MORGAN STANLEY & CO. LLC|1940240
HSY|THE HERSHEY COMPANY|MSPL|MORGAN STANLEY & CO. LLC|379900
HSY|THE HERSHEY COMPANY|MSTX|MORGAN STANLEY & CO. LLC|130900
HSY|THE HERSHEY COMPANY|MULL|MARK J. MULLER EQUITIES, INC.|2950
HSY|THE HERSHEY COMPANY|NATL|National Securities Corporation|1567
HSY|THE HERSHEY COMPANY|NBCS|NBC Securities, INC.|750
HSY|THE HERSHEY COMPANY|NEUB|NEUBERGER BERMAN BD LLC|216
HSY|THE HERSHEY COMPANY|NFSC|National Financial Services LLC|447512
HSY|THE HERSHEY COMPANY|NITE|VIRTU Americas LLC|579062
HSY|THE HERSHEY COMPANY|NITP|VIRTU Americas LLC|78
HSY|THE HERSHEY COMPANY|NQRB|Brut, LLC|6710
HSY|THE HERSHEY COMPANY|NTBF|BMO Nesbitt Burns Inc./CDS|262
HSY|THE HERSHEY COMPANY|NTRC|Northern Trust Securities, Inc.|825
HSY|THE HERSHEY COMPANY|OHOS|TWO SIGMA SECURITIES, LLC|111402
HSY|THE HERSHEY COMPANY|OPCO|Oppenheimer & Co. Inc.|783
HSY|THE HERSHEY COMPANY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|696
HSY|THE HERSHEY COMPANY|PDQM|CODA MARKETS, INC.|116995
HSY|THE HERSHEY COMPANY|PHLY|NASDAQ Execution Services, LLC|8200
HSY|THE HERSHEY COMPANY|PIPR|Piper Jaffray & Co.|14000
HSY|THE HERSHEY COMPANY|PWJC|UBS Financial Services, Inc.|9861
HSY|THE HERSHEY COMPANY|QMSR|QUATTRO M SECURITIES INC.|39300
HSY|THE HERSHEY COMPANY|RBCM|RBC CAPITAL MARKETS, LLC|24599
HSY|THE HERSHEY COMPANY|SAGL|SAGETRADER, LLC|39687
HSY|THE HERSHEY COMPANY|SALI|INTL FCSTONE FINANCIAL INC.|105
HSY|THE HERSHEY COMPANY|SBRX|MURIEL SIEBERT & CO INC|27
HSY|THE HERSHEY COMPANY|SBSH|Citigroup Global Markets Inc.|299898
HSY|THE HERSHEY COMPANY|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|415
HSY|THE HERSHEY COMPANY|SEIC|SEI Investments Distribution Co.|950
HSY|THE HERSHEY COMPANY|SGMT|GOLDMAN SACHS & CO. LLC|218455
HSY|THE HERSHEY COMPANY|SPDR|SPEEDROUTE LLC|23060
HSY|THE HERSHEY COMPANY|SPHN|Stephens Inc.|2442
HSY|THE HERSHEY COMPANY|STFL|Stifel, Nicolaus & Company, Incorporated|20446
HSY|THE HERSHEY COMPANY|STKP|STOCKPILE INVESTMENTS, INC.|148
HSY|THE HERSHEY COMPANY|STXG|Stockcross Financial Services, Inc.|2
HSY|THE HERSHEY COMPANY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4074
HSY|THE HERSHEY COMPANY|SWIM|TD Ameritrade, Inc.|71753
HSY|THE HERSHEY COMPANY|SWST|Hilltop Securities Inc.|698
HSY|THE HERSHEY COMPANY|TKNG|ALLY INVEST SECURITIES LLC|814
HSY|THE HERSHEY COMPANY|TRBT|Tradebot Systems, Inc.|182634
HSY|THE HERSHEY COMPANY|TRCM|TRC MARKETS LLC|320267
HSY|THE HERSHEY COMPANY|TWTT|TASTYWORKS, INC.|1100
HSY|THE HERSHEY COMPANY|UBSA|UBS SECURITIES LLC|731836
HSY|THE HERSHEY COMPANY|UBSS|UBS Securities LLC|978949
HSY|THE HERSHEY COMPANY|VALX|VIRTU AMERICAS LLC|14829
HSY|THE HERSHEY COMPANY|VERT|The Vertical Trading Group, LLC|698
HSY|THE HERSHEY COMPANY|VGRD|Vanguard Marketing Corporation|39159
HSY|THE HERSHEY COMPANY|VNDM|Wall Street Access|21884
HSY|THE HERSHEY COMPANY|VNDS|VANDHAM SECURITIES CORP|2930
HSY|THE HERSHEY COMPANY|VSIN|Vision Financial Markets Llc|10
HSY|THE HERSHEY COMPANY|WABR|Wall Street Access|17846
HSY|THE HERSHEY COMPANY|WBPX|SUMMIT SECURITIES GROUP, LLC|5358
HSY|THE HERSHEY COMPANY|WCHV|WELLS FARGO SECURITIES, LLC|178198
HSY|THE HERSHEY COMPANY|WDNX|WEEDEN & CO.L.P.|3666
HSY|THE HERSHEY COMPANY|WEDB|WEDBUSH SECURITIES INC.|3789
HSY|THE HERSHEY COMPANY|WEED|Weeden & Co.L.P.|1114
HSY|THE HERSHEY COMPANY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13954
HSY|THE HERSHEY COMPANY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31602
HSY|THE HERSHEY COMPANY|WGIF|CIBC World Markets Inc.|2144
HSY|THE HERSHEY COMPANY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2529
HSY|THE HERSHEY COMPANY|WSAG|WALL STREET ACCESS|500
HSY|THE HERSHEY COMPANY|WSEA|WOLVERINE SECURITIES, LLC|6011
HSY|THE HERSHEY COMPANY|XIST|INSTINET, LLC|30336
HSY|THE HERSHEY COMPANY|XPQR|Jump Trading|7606
HSY|THE HERSHEY COMPANY|XSTM|NATIONAL FINANCIAL SERVICES LLC|75166
HSY|THE HERSHEY COMPANY|YKNA|COMHAR CAPITAL MARKETS, LLC|3370
HSY|THE HERSHEY COMPANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25448
HT|HERSHA HOSPITALITY|ALTX|Alternet Securities Inc.|500
HT|HERSHA HOSPITALITY|APCC|Apex Clearing Corporation|247
HT|HERSHA HOSPITALITY|BARD|Robert W. Baird & Co. Incorporated|750
HT|HERSHA HOSPITALITY|BATM|CBOE TRADING, INC.|566
HT|HERSHA HOSPITALITY|BBNT|BB&T SECURITIES, LLC|100
HT|HERSHA HOSPITALITY|BERN|Sanford C. Bernstein & Co., LLC|1272
HT|HERSHA HOSPITALITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6101
HT|HERSHA HOSPITALITY|BLKX|INSTINET, LLC|22966
HT|HERSHA HOSPITALITY|BNPX|BNP PARIBAS SECURITIES CORP.|13703
HT|HERSHA HOSPITALITY|BRVL|BLAYLOCK VAN, LLC|700
HT|HERSHA HOSPITALITY|BTIG|BTIG, LLC|500
HT|HERSHA HOSPITALITY|BZYD|GOLDMAN SACHS & CO. LLC|3401
HT|HERSHA HOSPITALITY|CANT|Cantor Fitzgerald & Co.|740
HT|HERSHA HOSPITALITY|CHAS|Charles Schwab & Co., Inc.|158
HT|HERSHA HOSPITALITY|CIST|Capital Institutional Services, Inc.|182
HT|HERSHA HOSPITALITY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7701
HT|HERSHA HOSPITALITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85435
HT|HERSHA HOSPITALITY|CTDL|Citadel Derivatives Group Llc|4011
HT|HERSHA HOSPITALITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|39358
HT|HERSHA HOSPITALITY|DBAB|Deutsche Bank Securities Inc.|71006
HT|HERSHA HOSPITALITY|DBAX|Deutsche Bank Securities Inc.|92900
HT|HERSHA HOSPITALITY|DEAN|MORGAN STANLEY|50
HT|HERSHA HOSPITALITY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
HT|HERSHA HOSPITALITY|EBXL|EBX LLC|29100
HT|HERSHA HOSPITALITY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1380
HT|HERSHA HOSPITALITY|EDJO|Edward D. Jones & Co., L.P.|594
HT|HERSHA HOSPITALITY|EGAM|CBOE TRADING, INC.|1454
HT|HERSHA HOSPITALITY|EGXM|CBOE TRADING, INC.|310
HT|HERSHA HOSPITALITY|ETBE|Electronic Transaction Clearing, Inc.|847
HT|HERSHA HOSPITALITY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|201
HT|HERSHA HOSPITALITY|ETRS|E*Trade Securities LLC|12253
HT|HERSHA HOSPITALITY|FILL|Tradestation Securities, Inc.|485
HT|HERSHA HOSPITALITY|FMAF|NBCN Inc./ CDS|300
HT|HERSHA HOSPITALITY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1915
HT|HERSHA HOSPITALITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66641
HT|HERSHA HOSPITALITY|FTBR|Foliofn Investments, Inc.|12255
HT|HERSHA HOSPITALITY|GLPX|ACS EXECUTION SERVICES, LLC|451
HT|HERSHA HOSPITALITY|GSCO|GOLDMAN SACHS & CO. LLC|171479
HT|HERSHA HOSPITALITY|GSCS|GOLDMAN SACHS & CO. LLC|104
HT|HERSHA HOSPITALITY|GSLT|GOLDMAN SACHS & CO. LLC|942
HT|HERSHA HOSPITALITY|GTSZ|GTS SECURITIES LLC|19805
HT|HERSHA HOSPITALITY|HRBF|American Enterprise Investment Services Inc.|254
HT|HERSHA HOSPITALITY|IATS|INTERACTIVE BROKERS LLC|6812
HT|HERSHA HOSPITALITY|IBKR|Interactive Brokers Llc|11418
HT|HERSHA HOSPITALITY|ICBX|INSTINET, LLC|26400
HT|HERSHA HOSPITALITY|IEQY|CITADEL SECURITIES LLC|19473
HT|HERSHA HOSPITALITY|INCA|INSTINET, LLC|78617
HT|HERSHA HOSPITALITY|INJX|INSTINET, LLC|7701
HT|HERSHA HOSPITALITY|ITGI|ITG Inc.|16934
HT|HERSHA HOSPITALITY|ITGP|ITG INC.|39000
HT|HERSHA HOSPITALITY|JANY|Janney Montgomery Scott Inc.|1474
HT|HERSHA HOSPITALITY|JEFF|JEFFERIES LLC|63979
HT|HERSHA HOSPITALITY|JMPT|JUMP TRADING, LLC|2437
HT|HERSHA HOSPITALITY|JPBX|J.P. MORGAN SECURITIES LLC|20616
HT|HERSHA HOSPITALITY|JPMX|J.P. Morgan Securities LLC|142275
HT|HERSHA HOSPITALITY|JSJX|JANE STREET CAPITAL LLC|1917
HT|HERSHA HOSPITALITY|KCGM|VIRTU Americas LLC|7361
HT|HERSHA HOSPITALITY|KEYB|KEYBANC CAPITAL MARKETS INC.|6944
HT|HERSHA HOSPITALITY|LEHM|Barclays Capital Inc./Le|124005
HT|HERSHA HOSPITALITY|LIME|Lime Brokerage LLC|13176
HT|HERSHA HOSPITALITY|LOOP|Loop Capital Markets LLC|142
HT|HERSHA HOSPITALITY|LQNA|LIQUIDNET, INC.|5300
HT|HERSHA HOSPITALITY|LSCI|Lek Securities Corporation|31
HT|HERSHA HOSPITALITY|MAXM|Maxim Group LLC|2750
HT|HERSHA HOSPITALITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45082
HT|HERSHA HOSPITALITY|MOTF|MOTIF INVESTING, INC.|5
HT|HERSHA HOSPITALITY|MSCO|MORGAN STANLEY & CO. LLC|258961
HT|HERSHA HOSPITALITY|MSPL|MORGAN STANLEY & CO. LLC|96100
HT|HERSHA HOSPITALITY|MSTX|MORGAN STANLEY & CO. LLC|69300
HT|HERSHA HOSPITALITY|NFSC|National Financial Services LLC|52205
HT|HERSHA HOSPITALITY|NITE|VIRTU Americas LLC|130518
HT|HERSHA HOSPITALITY|NITP|VIRTU Americas LLC|310
HT|HERSHA HOSPITALITY|NQRB|Brut, LLC|500
HT|HERSHA HOSPITALITY|PDQM|CODA MARKETS, INC.|825
HT|HERSHA HOSPITALITY|RBCM|RBC CAPITAL MARKETS, LLC|312
HT|HERSHA HOSPITALITY|SBSH|Citigroup Global Markets Inc.|22839
HT|HERSHA HOSPITALITY|SGMT|GOLDMAN SACHS & CO. LLC|17151
HT|HERSHA HOSPITALITY|SPDR|SPEEDROUTE LLC|900
HT|HERSHA HOSPITALITY|STFL|Stifel, Nicolaus & Company, Incorporated|596
HT|HERSHA HOSPITALITY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4563
HT|HERSHA HOSPITALITY|SWIM|TD Ameritrade, Inc.|14180
HT|HERSHA HOSPITALITY|TKNG|ALLY INVEST SECURITIES LLC|400
HT|HERSHA HOSPITALITY|TRBT|Tradebot Systems, Inc.|37765
HT|HERSHA HOSPITALITY|TRCM|TRC MARKETS LLC|16553
HT|HERSHA HOSPITALITY|UBSA|UBS SECURITIES LLC|140579
HT|HERSHA HOSPITALITY|UBSS|UBS Securities LLC|202555
HT|HERSHA HOSPITALITY|VALX|VIRTU AMERICAS LLC|13894
HT|HERSHA HOSPITALITY|VGRD|Vanguard Marketing Corporation|2104
HT|HERSHA HOSPITALITY|WBET|Wallachbeth Capital LLC|783
HT|HERSHA HOSPITALITY|WBPX|SUMMIT SECURITIES GROUP, LLC|1610
HT|HERSHA HOSPITALITY|WCHV|WELLS FARGO SECURITIES, LLC|29051
HT|HERSHA HOSPITALITY|WEDB|WEDBUSH SECURITIES INC.|956
HT|HERSHA HOSPITALITY|WEED|Weeden & Co.L.P.|1522
HT|HERSHA HOSPITALITY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2033
HT|HERSHA HOSPITALITY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1795
HT|HERSHA HOSPITALITY|WSEA|WOLVERINE SECURITIES, LLC|1401
HT|HERSHA HOSPITALITY|XIST|INSTINET, LLC|97022
HT|HERSHA HOSPITALITY|XPQR|Jump Trading|100
HT|HERSHA HOSPITALITY|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
HT|HERSHA HOSPITALITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
HT$C|HERSHA HOSPITALITY|EBXL|EBX LLC|100
HT$C|HERSHA HOSPITALITY|ETRS|E*Trade Securities LLC|840
HT$C|HERSHA HOSPITALITY|GSLT|GOLDMAN SACHS & CO. LLC|1000
HT$C|HERSHA HOSPITALITY|ICBX|INSTINET, LLC|100
HT$C|HERSHA HOSPITALITY|JEFF|JEFFERIES LLC|400
HT$C|HERSHA HOSPITALITY|MSCO|MORGAN STANLEY & CO. LLC|27
HT$C|HERSHA HOSPITALITY|NFSC|National Financial Services LLC|4116
HT$C|HERSHA HOSPITALITY|NITE|VIRTU Americas LLC|1776
HT$C|HERSHA HOSPITALITY|SPDR|SPEEDROUTE LLC|8807
HT$C|HERSHA HOSPITALITY|UBSA|UBS SECURITIES LLC|200
HT$C|HERSHA HOSPITALITY|WCHV|WELLS FARGO SECURITIES, LLC|60
HT$D|HERSHA HOSP 6.5 PFD|ALTX|Alternet Securities Inc.|200
HT$D|HERSHA HOSP 6.5 PFD|BARD|Robert W. Baird & Co. Incorporated|900
HT$D|HERSHA HOSP 6.5 PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
HT$D|HERSHA HOSP 6.5 PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|701
HT$D|HERSHA HOSP 6.5 PFD|DBAX|Deutsche Bank Securities Inc.|1000
HT$D|HERSHA HOSP 6.5 PFD|DEAN|MORGAN STANLEY|2615
HT$D|HERSHA HOSP 6.5 PFD|EBXL|EBX LLC|600
HT$D|HERSHA HOSP 6.5 PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|52
HT$D|HERSHA HOSP 6.5 PFD|ETRS|E*Trade Securities LLC|582
HT$D|HERSHA HOSP 6.5 PFD|GLPX|ACS EXECUTION SERVICES, LLC|226
HT$D|HERSHA HOSP 6.5 PFD|GSCO|GOLDMAN SACHS & CO. LLC|2310
HT$D|HERSHA HOSP 6.5 PFD|GSCS|GOLDMAN SACHS & CO. LLC|100
HT$D|HERSHA HOSP 6.5 PFD|GTSZ|GTS SECURITIES LLC|100
HT$D|HERSHA HOSP 6.5 PFD|HRBF|American Enterprise Investment Services Inc.|300
HT$D|HERSHA HOSP 6.5 PFD|IATS|INTERACTIVE BROKERS LLC|209
HT$D|HERSHA HOSP 6.5 PFD|IBKR|Interactive Brokers Llc|1644
HT$D|HERSHA HOSP 6.5 PFD|INCA|INSTINET, LLC|2596
HT$D|HERSHA HOSP 6.5 PFD|JANY|Janney Montgomery Scott Inc.|3800
HT$D|HERSHA HOSP 6.5 PFD|JEFF|JEFFERIES LLC|600
HT$D|HERSHA HOSP 6.5 PFD|LEHM|Barclays Capital Inc./Le|200
HT$D|HERSHA HOSP 6.5 PFD|LIME|Lime Brokerage LLC|200
HT$D|HERSHA HOSP 6.5 PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
HT$D|HERSHA HOSP 6.5 PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
HT$D|HERSHA HOSP 6.5 PFD|MSCO|MORGAN STANLEY & CO. LLC|1300
HT$D|HERSHA HOSP 6.5 PFD|NFSC|National Financial Services LLC|9866
HT$D|HERSHA HOSP 6.5 PFD|NITE|VIRTU Americas LLC|31694
HT$D|HERSHA HOSP 6.5 PFD|NQRB|Brut, LLC|247
HT$D|HERSHA HOSP 6.5 PFD|PDQM|CODA MARKETS, INC.|726
HT$D|HERSHA HOSP 6.5 PFD|SPDR|SPEEDROUTE LLC|100
HT$D|HERSHA HOSP 6.5 PFD|STFL|Stifel, Nicolaus & Company, Incorporated|9353
HT$D|HERSHA HOSP 6.5 PFD|UBSA|UBS SECURITIES LLC|1517
HT$D|HERSHA HOSP 6.5 PFD|UBSS|UBS Securities LLC|1648
HT$D|HERSHA HOSP 6.5 PFD|VGRD|Vanguard Marketing Corporation|3500
HT$D|HERSHA HOSP 6.5 PFD|WCHV|WELLS FARGO SECURITIES, LLC|9801
HT$D|HERSHA HOSP 6.5 PFD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|600
HT$D|HERSHA HOSP 6.5 PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
HT$D|HERSHA HOSP 6.5 PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
HT$E|HERSHA 6.5% PFD E|ALTX|Alternet Securities Inc.|100
HT$E|HERSHA 6.5% PFD E|BARD|Robert W. Baird & Co. Incorporated|300
HT$E|HERSHA 6.5% PFD E|BATM|CBOE TRADING, INC.|100
HT$E|HERSHA 6.5% PFD E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9930
HT$E|HERSHA 6.5% PFD E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
HT$E|HERSHA 6.5% PFD E|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
HT$E|HERSHA 6.5% PFD E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1662
HT$E|HERSHA 6.5% PFD E|DBAX|Deutsche Bank Securities Inc.|4200
HT$E|HERSHA 6.5% PFD E|DEAN|MORGAN STANLEY|6396
HT$E|HERSHA 6.5% PFD E|EBXL|EBX LLC|200
HT$E|HERSHA 6.5% PFD E|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
HT$E|HERSHA 6.5% PFD E|EGXM|CBOE TRADING, INC.|1006
HT$E|HERSHA 6.5% PFD E|ETRS|E*Trade Securities LLC|2382
HT$E|HERSHA 6.5% PFD E|GLPX|ACS EXECUTION SERVICES, LLC|748
HT$E|HERSHA 6.5% PFD E|GSCO|GOLDMAN SACHS & CO. LLC|1300
HT$E|HERSHA 6.5% PFD E|GTSZ|GTS SECURITIES LLC|201
HT$E|HERSHA 6.5% PFD E|HRBF|American Enterprise Investment Services Inc.|2200
HT$E|HERSHA 6.5% PFD E|IATS|INTERACTIVE BROKERS LLC|100
HT$E|HERSHA 6.5% PFD E|IBKR|Interactive Brokers Llc|1563
HT$E|HERSHA 6.5% PFD E|ICBX|INSTINET, LLC|200
HT$E|HERSHA 6.5% PFD E|INCA|INSTINET, LLC|2215
HT$E|HERSHA 6.5% PFD E|JEFF|JEFFERIES LLC|4638
HT$E|HERSHA 6.5% PFD E|KCGM|VIRTU Americas LLC|300
HT$E|HERSHA 6.5% PFD E|LEHM|Barclays Capital Inc./Le|400
HT$E|HERSHA 6.5% PFD E|LIME|Lime Brokerage LLC|404
HT$E|HERSHA 6.5% PFD E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
HT$E|HERSHA 6.5% PFD E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
HT$E|HERSHA 6.5% PFD E|MSCO|MORGAN STANLEY & CO. LLC|1170
HT$E|HERSHA 6.5% PFD E|NFSC|National Financial Services LLC|21082
HT$E|HERSHA 6.5% PFD E|NITE|VIRTU Americas LLC|22403
HT$E|HERSHA 6.5% PFD E|PDQM|CODA MARKETS, INC.|1134
HT$E|HERSHA 6.5% PFD E|SGMT|GOLDMAN SACHS & CO. LLC|100
HT$E|HERSHA 6.5% PFD E|SPDR|SPEEDROUTE LLC|200
HT$E|HERSHA 6.5% PFD E|STFL|Stifel, Nicolaus & Company, Incorporated|120
HT$E|HERSHA 6.5% PFD E|SWIM|TD Ameritrade, Inc.|100
HT$E|HERSHA 6.5% PFD E|UBSA|UBS SECURITIES LLC|3505
HT$E|HERSHA 6.5% PFD E|UBSS|UBS Securities LLC|3244
HT$E|HERSHA 6.5% PFD E|VGRD|Vanguard Marketing Corporation|2238
HT$E|HERSHA 6.5% PFD E|WCHV|WELLS FARGO SECURITIES, LLC|10704
HT$E|HERSHA 6.5% PFD E|YKNA|COMHAR CAPITAL MARKETS, LLC|86
HTA|HEALTHCARE TR AMER|ADAM|CANACCORD GENUITY INC.|173324
HTA|HEALTHCARE TR AMER|ALTX|Alternet Securities Inc.|19781
HTA|HEALTHCARE TR AMER|ANOS|ABEL/NOSER, L.L.C.|900
HTA|HEALTHCARE TR AMER|APCC|Apex Clearing Corporation|3651
HTA|HEALTHCARE TR AMER|BARD|Robert W. Baird & Co. Incorporated|76767
HTA|HEALTHCARE TR AMER|BATM|CBOE TRADING, INC.|6642
HTA|HEALTHCARE TR AMER|BAYC|BAY CREST PARTNERS, LLC|113
HTA|HEALTHCARE TR AMER|BBNT|BB&T SECURITIES, LLC|1561
HTA|HEALTHCARE TR AMER|BERN|Sanford C. Bernstein & Co., LLC|114587
HTA|HEALTHCARE TR AMER|BIDS|BIDS TRADING L.P.|58400
HTA|HEALTHCARE TR AMER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32004
HTA|HEALTHCARE TR AMER|BLKX|INSTINET, LLC|274217
HTA|HEALTHCARE TR AMER|BMOC|BMO Capital Markets Corp.|804824
HTA|HEALTHCARE TR AMER|BNPX|BNP PARIBAS SECURITIES CORP.|15595
HTA|HEALTHCARE TR AMER|BTIG|BTIG, LLC|13585
HTA|HEALTHCARE TR AMER|BYXM|CBOE TRADING, INC.|2638
HTA|HEALTHCARE TR AMER|BZYD|GOLDMAN SACHS & CO. LLC|1514
HTA|HEALTHCARE TR AMER|CANT|Cantor Fitzgerald & Co.|858786
HTA|HEALTHCARE TR AMER|CBLC|CITIGROUP GLOBAL MARKETS INC.|123056
HTA|HEALTHCARE TR AMER|CHAS|Charles Schwab & Co., Inc.|138
HTA|HEALTHCARE TR AMER|CIST|Capital Institutional Services, Inc.|154
HTA|HEALTHCARE TR AMER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|651272
HTA|HEALTHCARE TR AMER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2450
HTA|HEALTHCARE TR AMER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|47192
HTA|HEALTHCARE TR AMER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|754785
HTA|HEALTHCARE TR AMER|CTDL|Citadel Derivatives Group Llc|60691
HTA|HEALTHCARE TR AMER|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|200
HTA|HEALTHCARE TR AMER|CXCX|CITIGROUP GLOBAL MARKETS INC.|160672
HTA|HEALTHCARE TR AMER|DADA|D.A. Davidson & Co.|7606
HTA|HEALTHCARE TR AMER|DBAB|Deutsche Bank Securities Inc.|317394
HTA|HEALTHCARE TR AMER|DBAX|Deutsche Bank Securities Inc.|648900
HTA|HEALTHCARE TR AMER|DBUL|Deutsche Bank Securities Inc.|2300
HTA|HEALTHCARE TR AMER|DCHF|Dart Executions, LLC|1575
HTA|HEALTHCARE TR AMER|DEAN|MORGAN STANLEY|15059
HTA|HEALTHCARE TR AMER|DEGS|RONIN PROFESSIONAL LLC|2384
HTA|HEALTHCARE TR AMER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37680
HTA|HEALTHCARE TR AMER|EBXL|EBX LLC|503200
HTA|HEALTHCARE TR AMER|ECUT|CONVERGEX EXECUTION SOLUTIONS|120856
HTA|HEALTHCARE TR AMER|EDJO|Edward D. Jones & Co., L.P.|8190
HTA|HEALTHCARE TR AMER|EGAM|CBOE TRADING, INC.|26427
HTA|HEALTHCARE TR AMER|EGAW|CBOE TRADING, INC.|1111
HTA|HEALTHCARE TR AMER|EGMT|EG MARKET TECHNOLOGIES LLC|100
HTA|HEALTHCARE TR AMER|EGXM|CBOE TRADING, INC.|6387
HTA|HEALTHCARE TR AMER|EGXW|CBOE TRADING, INC.|100
HTA|HEALTHCARE TR AMER|ETBE|Electronic Transaction Clearing, Inc.|45763
HTA|HEALTHCARE TR AMER|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
HTA|HEALTHCARE TR AMER|ETCB|ETC BROKERAGE SERVICES, LLC|1697
HTA|HEALTHCARE TR AMER|ETCC|Electronic Transaction Clearing, Inc.|310
HTA|HEALTHCARE TR AMER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2780
HTA|HEALTHCARE TR AMER|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1134
HTA|HEALTHCARE TR AMER|ETRS|E*Trade Securities LLC|41161
HTA|HEALTHCARE TR AMER|FILL|Tradestation Securities, Inc.|1110
HTA|HEALTHCARE TR AMER|FINX|FINTECH SECURITIES|13119
HTA|HEALTHCARE TR AMER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13066
HTA|HEALTHCARE TR AMER|FQLS|Quantlab Securities LP|493302
HTA|HEALTHCARE TR AMER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|238108
HTA|HEALTHCARE TR AMER|FTBR|Foliofn Investments, Inc.|211
HTA|HEALTHCARE TR AMER|GEBB|GLOBAL EXECUTION BROKERS, LP|13609
HTA|HEALTHCARE TR AMER|GLIS|TD Securities Inc|100
HTA|HEALTHCARE TR AMER|GLPX|ACS EXECUTION SERVICES, LLC|177761
HTA|HEALTHCARE TR AMER|GNAV|GREEN STREET TRADING, LLC|493977
HTA|HEALTHCARE TR AMER|GSCO|GOLDMAN SACHS & CO. LLC|1577440
HTA|HEALTHCARE TR AMER|GSCS|GOLDMAN SACHS & CO. LLC|5221
HTA|HEALTHCARE TR AMER|GSLT|GOLDMAN SACHS & CO. LLC|68277
HTA|HEALTHCARE TR AMER|GTSZ|GTS SECURITIES LLC|134229
HTA|HEALTHCARE TR AMER|HRBF|American Enterprise Investment Services Inc.|7862
HTA|HEALTHCARE TR AMER|HSBC|HSBC Securities, Inc.|495
HTA|HEALTHCARE TR AMER|IATS|INTERACTIVE BROKERS LLC|11967
HTA|HEALTHCARE TR AMER|IBKR|Interactive Brokers Llc|68083
HTA|HEALTHCARE TR AMER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|483
HTA|HEALTHCARE TR AMER|ICBX|INSTINET, LLC|337539
HTA|HEALTHCARE TR AMER|IEQY|CITADEL SECURITIES LLC|87795
HTA|HEALTHCARE TR AMER|INCA|INSTINET, LLC|645689
HTA|HEALTHCARE TR AMER|INJX|INSTINET, LLC|23567
HTA|HEALTHCARE TR AMER|ITGI|ITG Inc.|99504
HTA|HEALTHCARE TR AMER|ITGP|ITG INC.|503600
HTA|HEALTHCARE TR AMER|JANY|Janney Montgomery Scott Inc.|3622
HTA|HEALTHCARE TR AMER|JEFF|JEFFERIES LLC|785438
HTA|HEALTHCARE TR AMER|JMPT|JUMP TRADING, LLC|160251
HTA|HEALTHCARE TR AMER|JONE|JonesTrading|24996
HTA|HEALTHCARE TR AMER|JPBX|J.P. MORGAN SECURITIES LLC|79174
HTA|HEALTHCARE TR AMER|JPMX|J.P. Morgan Securities LLC|1085074
HTA|HEALTHCARE TR AMER|JSJX|JANE STREET CAPITAL LLC|119429
HTA|HEALTHCARE TR AMER|KCGM|VIRTU Americas LLC|82952
HTA|HEALTHCARE TR AMER|LBOW|Longbow Securities, LLC|3899
HTA|HEALTHCARE TR AMER|LEHM|Barclays Capital Inc./Le|1566145
HTA|HEALTHCARE TR AMER|LIME|Lime Brokerage LLC|36818
HTA|HEALTHCARE TR AMER|LOOP|Loop Capital Markets LLC|12673
HTA|HEALTHCARE TR AMER|LQNA|LIQUIDNET, INC.|338200
HTA|HEALTHCARE TR AMER|LQNB|LIQUIDNET, INC.|43600
HTA|HEALTHCARE TR AMER|LSCI|Lek Securities Corporation|558
HTA|HEALTHCARE TR AMER|MCMF|Raymond James Ltd. Cds|290
HTA|HEALTHCARE TR AMER|MKMP|MKM Partners LLC|717563
HTA|HEALTHCARE TR AMER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|495765
HTA|HEALTHCARE TR AMER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
HTA|HEALTHCARE TR AMER|MOTF|MOTIF INVESTING, INC.|2
HTA|HEALTHCARE TR AMER|MRBA|IBN FINANCIAL SERVICES, INC.|3397
HTA|HEALTHCARE TR AMER|MSCO|MORGAN STANLEY & CO. LLC|1308710
HTA|HEALTHCARE TR AMER|MSPL|MORGAN STANLEY & CO. LLC|623400
HTA|HEALTHCARE TR AMER|MSTX|MORGAN STANLEY & CO. LLC|194000
HTA|HEALTHCARE TR AMER|MZHO|Mizuho Securities USA LLC|151500
HTA|HEALTHCARE TR AMER|NFSC|National Financial Services LLC|229421
HTA|HEALTHCARE TR AMER|NITE|VIRTU Americas LLC|523541
HTA|HEALTHCARE TR AMER|NITP|VIRTU Americas LLC|420
HTA|HEALTHCARE TR AMER|NQRB|Brut, LLC|25304
HTA|HEALTHCARE TR AMER|NTRC|Northern Trust Securities, Inc.|2888
HTA|HEALTHCARE TR AMER|ONEL|O'NEIL SECURITIES, INCORPORATED|3300
HTA|HEALTHCARE TR AMER|OPCO|Oppenheimer & Co. Inc.|1614
HTA|HEALTHCARE TR AMER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
HTA|HEALTHCARE TR AMER|PDQM|CODA MARKETS, INC.|148040
HTA|HEALTHCARE TR AMER|PIPR|Piper Jaffray & Co.|1987
HTA|HEALTHCARE TR AMER|POIN|PRECISION SECURITIES, LLC (POIN)|200
HTA|HEALTHCARE TR AMER|PWJC|UBS Financial Services, Inc.|1096
HTA|HEALTHCARE TR AMER|RBCM|RBC CAPITAL MARKETS, LLC|6060
HTA|HEALTHCARE TR AMER|SAGL|SAGETRADER, LLC|64970
HTA|HEALTHCARE TR AMER|SALI|INTL FCSTONE FINANCIAL INC.|774
HTA|HEALTHCARE TR AMER|SBSH|Citigroup Global Markets Inc.|191253
HTA|HEALTHCARE TR AMER|SEIC|SEI Investments Distribution Co.|1220
HTA|HEALTHCARE TR AMER|SGMT|GOLDMAN SACHS & CO. LLC|388313
HTA|HEALTHCARE TR AMER|SPDR|SPEEDROUTE LLC|25891
HTA|HEALTHCARE TR AMER|SPTD|MINT GLOBAL MARKETS, INC.|8000
HTA|HEALTHCARE TR AMER|STFL|Stifel, Nicolaus & Company, Incorporated|166208
HTA|HEALTHCARE TR AMER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5393
HTA|HEALTHCARE TR AMER|SWIM|TD Ameritrade, Inc.|27697
HTA|HEALTHCARE TR AMER|SWST|Hilltop Securities Inc.|2222
HTA|HEALTHCARE TR AMER|TKNG|ALLY INVEST SECURITIES LLC|505
HTA|HEALTHCARE TR AMER|TMBR|Timber Hill LLC|2
HTA|HEALTHCARE TR AMER|TRBT|Tradebot Systems, Inc.|379254
HTA|HEALTHCARE TR AMER|TRCM|TRC MARKETS LLC|336388
HTA|HEALTHCARE TR AMER|UBSA|UBS SECURITIES LLC|1177586
HTA|HEALTHCARE TR AMER|UBSS|UBS Securities LLC|767787
HTA|HEALTHCARE TR AMER|VALX|VIRTU AMERICAS LLC|69449
HTA|HEALTHCARE TR AMER|VGRD|Vanguard Marketing Corporation|22494
HTA|HEALTHCARE TR AMER|WABR|Wall Street Access|13703
HTA|HEALTHCARE TR AMER|WBPX|SUMMIT SECURITIES GROUP, LLC|13309
HTA|HEALTHCARE TR AMER|WCHV|WELLS FARGO SECURITIES, LLC|161886
HTA|HEALTHCARE TR AMER|WEDB|WEDBUSH SECURITIES INC.|10450
HTA|HEALTHCARE TR AMER|WEED|Weeden & Co.L.P.|219635
HTA|HEALTHCARE TR AMER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23636
HTA|HEALTHCARE TR AMER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31056
HTA|HEALTHCARE TR AMER|WSEA|WOLVERINE SECURITIES, LLC|13832
HTA|HEALTHCARE TR AMER|XIST|INSTINET, LLC|72400
HTA|HEALTHCARE TR AMER|XPQR|Jump Trading|1365
HTA|HEALTHCARE TR AMER|XSTM|NATIONAL FINANCIAL SERVICES LLC|111850
HTA|HEALTHCARE TR AMER|YKNA|COMHAR CAPITAL MARKETS, LLC|6864
HTA|HEALTHCARE TR AMER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19552
HTAB|HARTFORD SCHRODERS T|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
HTBI|HOMETRUST BANCSHARES|ANOS|ABEL/NOSER, L.L.C.|13
HTBI|HOMETRUST BANCSHARES|APCC|Apex Clearing Corporation|1
HTBI|HOMETRUST BANCSHARES|BATM|CBOE TRADING, INC.|1
HTBI|HOMETRUST BANCSHARES|BMOC|BMO Capital Markets Corp.|2727
HTBI|HOMETRUST BANCSHARES|BNKS|Fig Partners, LLC|2062
HTBI|HOMETRUST BANCSHARES|BNPX|BNP PARIBAS SECURITIES CORP.|1574
HTBI|HOMETRUST BANCSHARES|BZYD|GOLDMAN SACHS & CO. LLC|1022
HTBI|HOMETRUST BANCSHARES|CHAS|Charles Schwab & Co., Inc.|221
HTBI|HOMETRUST BANCSHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3887
HTBI|HOMETRUST BANCSHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
HTBI|HOMETRUST BANCSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7530
HTBI|HOMETRUST BANCSHARES|CTDL|Citadel Derivatives Group Llc|1023
HTBI|HOMETRUST BANCSHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|11956
HTBI|HOMETRUST BANCSHARES|DBAB|Deutsche Bank Securities Inc.|47269
HTBI|HOMETRUST BANCSHARES|DBAX|Deutsche Bank Securities Inc.|2800
HTBI|HOMETRUST BANCSHARES|DEGS|RONIN PROFESSIONAL LLC|1402
HTBI|HOMETRUST BANCSHARES|EBXL|EBX LLC|3700
HTBI|HOMETRUST BANCSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|440
HTBI|HOMETRUST BANCSHARES|EDJO|Edward D. Jones & Co., L.P.|5102
HTBI|HOMETRUST BANCSHARES|EGXM|CBOE TRADING, INC.|60
HTBI|HOMETRUST BANCSHARES|EGXW|CBOE TRADING, INC.|2000
HTBI|HOMETRUST BANCSHARES|ETRS|E*Trade Securities LLC|4700
HTBI|HOMETRUST BANCSHARES|FBCO|Credit Suisse Securities (USA) LLC|119026
HTBI|HOMETRUST BANCSHARES|FOMA|TD AMERITRADE CLEARING, INC.|4638
HTBI|HOMETRUST BANCSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1428
HTBI|HOMETRUST BANCSHARES|FTBR|Foliofn Investments, Inc.|11
HTBI|HOMETRUST BANCSHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|6481
HTBI|HOMETRUST BANCSHARES|GSCO|GOLDMAN SACHS & CO. LLC|128570
HTBI|HOMETRUST BANCSHARES|GSCS|GOLDMAN SACHS & CO. LLC|143
HTBI|HOMETRUST BANCSHARES|GSLT|GOLDMAN SACHS & CO. LLC|300
HTBI|HOMETRUST BANCSHARES|IBKR|Interactive Brokers Llc|5222
HTBI|HOMETRUST BANCSHARES|ICBX|INSTINET, LLC|1400
HTBI|HOMETRUST BANCSHARES|IEQY|CITADEL SECURITIES LLC|3206
HTBI|HOMETRUST BANCSHARES|INCA|INSTINET, LLC|25802
HTBI|HOMETRUST BANCSHARES|INJX|INSTINET, LLC|2623
HTBI|HOMETRUST BANCSHARES|ITGI|ITG Inc.|10197
HTBI|HOMETRUST BANCSHARES|ITGP|ITG INC.|3200
HTBI|HOMETRUST BANCSHARES|JEFF|JEFFERIES LLC|8861
HTBI|HOMETRUST BANCSHARES|JONE|JonesTrading|8487
HTBI|HOMETRUST BANCSHARES|JPMX|J.P. Morgan Securities LLC|7383
HTBI|HOMETRUST BANCSHARES|KCGM|VIRTU Americas LLC|700
HTBI|HOMETRUST BANCSHARES|LEHM|Barclays Capital Inc./Le|34612
HTBI|HOMETRUST BANCSHARES|LIME|Lime Brokerage LLC|39944
HTBI|HOMETRUST BANCSHARES|LQNA|LIQUIDNET, INC.|1500
HTBI|HOMETRUST BANCSHARES|MAXM|Maxim Group LLC|967
HTBI|HOMETRUST BANCSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4500
HTBI|HOMETRUST BANCSHARES|MSCO|MORGAN STANLEY & CO. LLC|66880
HTBI|HOMETRUST BANCSHARES|MSPL|MORGAN STANLEY & CO. LLC|3900
HTBI|HOMETRUST BANCSHARES|NFSC|National Financial Services LLC|11511
HTBI|HOMETRUST BANCSHARES|NITE|VIRTU Americas LLC|13963
HTBI|HOMETRUST BANCSHARES|NQRB|Brut, LLC|200
HTBI|HOMETRUST BANCSHARES|PDQM|CODA MARKETS, INC.|200
HTBI|HOMETRUST BANCSHARES|PWJC|UBS Financial Services, Inc.|300
HTBI|HOMETRUST BANCSHARES|SAGW|SAGETRADER, LLC|100
HTBI|HOMETRUST BANCSHARES|SBSH|Citigroup Global Markets Inc.|34598
HTBI|HOMETRUST BANCSHARES|SGMT|GOLDMAN SACHS & CO. LLC|3000
HTBI|HOMETRUST BANCSHARES|SPDR|SPEEDROUTE LLC|10
HTBI|HOMETRUST BANCSHARES|SPHN|Stephens Inc.|43
HTBI|HOMETRUST BANCSHARES|STFL|Stifel, Nicolaus & Company, Incorporated|675
HTBI|HOMETRUST BANCSHARES|SWIM|TD Ameritrade, Inc.|122
HTBI|HOMETRUST BANCSHARES|SWST|Hilltop Securities Inc.|37
HTBI|HOMETRUST BANCSHARES|TRBT|Tradebot Systems, Inc.|1784
HTBI|HOMETRUST BANCSHARES|TRCM|TRC MARKETS LLC|10965
HTBI|HOMETRUST BANCSHARES|UBSA|UBS SECURITIES LLC|28898
HTBI|HOMETRUST BANCSHARES|UBSS|UBS Securities LLC|100502
HTBI|HOMETRUST BANCSHARES|VALX|VIRTU AMERICAS LLC|719
HTBI|HOMETRUST BANCSHARES|WCHV|WELLS FARGO SECURITIES, LLC|2563
HTBI|HOMETRUST BANCSHARES|WDNX|WEEDEN & CO.L.P.|1516
HTBI|HOMETRUST BANCSHARES|WEED|Weeden & Co.L.P.|40
HTBI|HOMETRUST BANCSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12
HTBI|HOMETRUST BANCSHARES|XIST|INSTINET, LLC|2000
HTBI|HOMETRUST BANCSHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
HTBK|HERITAGE COMMERCE|ALTX|Alternet Securities Inc.|11800
HTBK|HERITAGE COMMERCE|APCC|Apex Clearing Corporation|36
HTBK|HERITAGE COMMERCE|BANK|Primevest Financial Services, Inc.|26
HTBK|HERITAGE COMMERCE|BATM|CBOE TRADING, INC.|1398
HTBK|HERITAGE COMMERCE|BAYC|BAY CREST PARTNERS, LLC|211
HTBK|HERITAGE COMMERCE|BAYT|BTIG, LLC|15000
HTBK|HERITAGE COMMERCE|BERN|Sanford C. Bernstein & Co., LLC|4800
HTBK|HERITAGE COMMERCE|BIDS|BIDS TRADING L.P.|40000
HTBK|HERITAGE COMMERCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1001
HTBK|HERITAGE COMMERCE|BMOC|BMO Capital Markets Corp.|6063
HTBK|HERITAGE COMMERCE|BNKS|Fig Partners, LLC|2880
HTBK|HERITAGE COMMERCE|BNPX|BNP PARIBAS SECURITIES CORP.|3428
HTBK|HERITAGE COMMERCE|BTIG|BTIG, LLC|4036
HTBK|HERITAGE COMMERCE|BYXM|CBOE TRADING, INC.|1483
HTBK|HERITAGE COMMERCE|BZYD|GOLDMAN SACHS & CO. LLC|2443
HTBK|HERITAGE COMMERCE|CHAS|Charles Schwab & Co., Inc.|1
HTBK|HERITAGE COMMERCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25833
HTBK|HERITAGE COMMERCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9773
HTBK|HERITAGE COMMERCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69337
HTBK|HERITAGE COMMERCE|CTDL|Citadel Derivatives Group Llc|15535
HTBK|HERITAGE COMMERCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|17868
HTBK|HERITAGE COMMERCE|DBAB|Deutsche Bank Securities Inc.|299407
HTBK|HERITAGE COMMERCE|DBAX|Deutsche Bank Securities Inc.|64600
HTBK|HERITAGE COMMERCE|DBUL|Deutsche Bank Securities Inc.|203
HTBK|HERITAGE COMMERCE|DEAN|MORGAN STANLEY|176
HTBK|HERITAGE COMMERCE|DEGS|RONIN PROFESSIONAL LLC|335
HTBK|HERITAGE COMMERCE|EBXL|EBX LLC|74700
HTBK|HERITAGE COMMERCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|4300
HTBK|HERITAGE COMMERCE|EDJO|Edward D. Jones & Co., L.P.|1
HTBK|HERITAGE COMMERCE|EGAM|CBOE TRADING, INC.|12032
HTBK|HERITAGE COMMERCE|EGAW|CBOE TRADING, INC.|115
HTBK|HERITAGE COMMERCE|EGXM|CBOE TRADING, INC.|3342
HTBK|HERITAGE COMMERCE|EGXW|CBOE TRADING, INC.|7
HTBK|HERITAGE COMMERCE|ETBE|Electronic Transaction Clearing, Inc.|12234
HTBK|HERITAGE COMMERCE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9094
HTBK|HERITAGE COMMERCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5632
HTBK|HERITAGE COMMERCE|ETRS|E*Trade Securities LLC|5172
HTBK|HERITAGE COMMERCE|FBCO|Credit Suisse Securities (USA) LLC|392457
HTBK|HERITAGE COMMERCE|FOMA|TD AMERITRADE CLEARING, INC.|29528
HTBK|HERITAGE COMMERCE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8325
HTBK|HERITAGE COMMERCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61609
HTBK|HERITAGE COMMERCE|FTBR|Foliofn Investments, Inc.|492
HTBK|HERITAGE COMMERCE|GEBB|GLOBAL EXECUTION BROKERS, LP|66812
HTBK|HERITAGE COMMERCE|GLPX|ACS EXECUTION SERVICES, LLC|3392
HTBK|HERITAGE COMMERCE|GSCO|GOLDMAN SACHS & CO. LLC|791169
HTBK|HERITAGE COMMERCE|GSCS|GOLDMAN SACHS & CO. LLC|12490
HTBK|HERITAGE COMMERCE|GSLT|GOLDMAN SACHS & CO. LLC|2776
HTBK|HERITAGE COMMERCE|GTSZ|GTS SECURITIES LLC|8377
HTBK|HERITAGE COMMERCE|GUGS|Guggenheim Securities, LLC|40000
HTBK|HERITAGE COMMERCE|IATS|INTERACTIVE BROKERS LLC|303
HTBK|HERITAGE COMMERCE|IBKR|Interactive Brokers Llc|15863
HTBK|HERITAGE COMMERCE|ICBX|INSTINET, LLC|14646
HTBK|HERITAGE COMMERCE|IEQY|CITADEL SECURITIES LLC|17056
HTBK|HERITAGE COMMERCE|INCA|INSTINET, LLC|141695
HTBK|HERITAGE COMMERCE|INJX|INSTINET, LLC|6088
HTBK|HERITAGE COMMERCE|ITGI|ITG Inc.|154252
HTBK|HERITAGE COMMERCE|ITGP|ITG INC.|87200
HTBK|HERITAGE COMMERCE|JANY|Janney Montgomery Scott Inc.|200
HTBK|HERITAGE COMMERCE|JEFF|JEFFERIES LLC|11731
HTBK|HERITAGE COMMERCE|JMPT|JUMP TRADING, LLC|6001
HTBK|HERITAGE COMMERCE|JPBX|J.P. MORGAN SECURITIES LLC|13677
HTBK|HERITAGE COMMERCE|JPMX|J.P. Morgan Securities LLC|130168
HTBK|HERITAGE COMMERCE|JSJX|JANE STREET CAPITAL LLC|168
HTBK|HERITAGE COMMERCE|KBWI|Keefe, Bruyette & Woods, Inc.|442553
HTBK|HERITAGE COMMERCE|KCGM|VIRTU Americas LLC|32767
HTBK|HERITAGE COMMERCE|LEHM|Barclays Capital Inc./Le|330975
HTBK|HERITAGE COMMERCE|LIME|Lime Brokerage LLC|96418
HTBK|HERITAGE COMMERCE|LMGP|LIME BROKERAGE LLC|2300
HTBK|HERITAGE COMMERCE|LQNA|LIQUIDNET, INC.|47600
HTBK|HERITAGE COMMERCE|MACQ|Macquarie Capital (USA) Inc.|5370
HTBK|HERITAGE COMMERCE|MAXM|Maxim Group LLC|3662
HTBK|HERITAGE COMMERCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53030
HTBK|HERITAGE COMMERCE|MOTF|MOTIF INVESTING, INC.|1
HTBK|HERITAGE COMMERCE|MSCO|MORGAN STANLEY & CO. LLC|650543
HTBK|HERITAGE COMMERCE|MSPL|MORGAN STANLEY & CO. LLC|119700
HTBK|HERITAGE COMMERCE|MSTX|MORGAN STANLEY & CO. LLC|34800
HTBK|HERITAGE COMMERCE|MTON|MILLINGTON SECURITIES, INC.|38489
HTBK|HERITAGE COMMERCE|NFSC|National Financial Services LLC|15720
HTBK|HERITAGE COMMERCE|NITE|VIRTU Americas LLC|81885
HTBK|HERITAGE COMMERCE|NITP|VIRTU Americas LLC|7034
HTBK|HERITAGE COMMERCE|NQRB|Brut, LLC|13636
HTBK|HERITAGE COMMERCE|NTRC|Northern Trust Securities, Inc.|100
HTBK|HERITAGE COMMERCE|ONEL|O'NEIL SECURITIES, INCORPORATED|327
HTBK|HERITAGE COMMERCE|OPCO|Oppenheimer & Co. Inc.|12
HTBK|HERITAGE COMMERCE|PDQM|CODA MARKETS, INC.|6921
HTBK|HERITAGE COMMERCE|PWJC|UBS Financial Services, Inc.|400
HTBK|HERITAGE COMMERCE|RAJA|Raymond James & Associates, Inc.|1409
HTBK|HERITAGE COMMERCE|RBCM|RBC CAPITAL MARKETS, LLC|683
HTBK|HERITAGE COMMERCE|SAGL|SAGETRADER, LLC|944
HTBK|HERITAGE COMMERCE|SAGW|SAGETRADER, LLC|200
HTBK|HERITAGE COMMERCE|SBSH|Citigroup Global Markets Inc.|80234
HTBK|HERITAGE COMMERCE|SDLR|Sandler, O'Neill & Partners, L.P.|10000
HTBK|HERITAGE COMMERCE|SEIC|SEI Investments Distribution Co.|500
HTBK|HERITAGE COMMERCE|SGMT|GOLDMAN SACHS & CO. LLC|25867
HTBK|HERITAGE COMMERCE|SPDR|SPEEDROUTE LLC|3900
HTBK|HERITAGE COMMERCE|STFL|Stifel, Nicolaus & Company, Incorporated|21016
HTBK|HERITAGE COMMERCE|SWIM|TD Ameritrade, Inc.|510
HTBK|HERITAGE COMMERCE|SWST|Hilltop Securities Inc.|139
HTBK|HERITAGE COMMERCE|TKNG|ALLY INVEST SECURITIES LLC|52
HTBK|HERITAGE COMMERCE|TRBT|Tradebot Systems, Inc.|55861
HTBK|HERITAGE COMMERCE|TRCM|TRC MARKETS LLC|76598
HTBK|HERITAGE COMMERCE|UBSA|UBS SECURITIES LLC|141469
HTBK|HERITAGE COMMERCE|UBSS|UBS Securities LLC|361751
HTBK|HERITAGE COMMERCE|VALX|VIRTU AMERICAS LLC|3271
HTBK|HERITAGE COMMERCE|WABR|Wall Street Access|41889
HTBK|HERITAGE COMMERCE|WCHV|WELLS FARGO SECURITIES, LLC|48478
HTBK|HERITAGE COMMERCE|WEDB|WEDBUSH SECURITIES INC.|3
HTBK|HERITAGE COMMERCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|193
HTBK|HERITAGE COMMERCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1695
HTBK|HERITAGE COMMERCE|WGIF|CIBC World Markets Inc.|300
HTBK|HERITAGE COMMERCE|WSEA|WOLVERINE SECURITIES, LLC|1056
HTBK|HERITAGE COMMERCE|XIST|INSTINET, LLC|19330
HTBK|HERITAGE COMMERCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|10320
HTBK|HERITAGE COMMERCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65
HTBX|HEAT BIOLOGICS CMN|AGIS|Aegis Capital Corp.|15531
HTBX|HEAT BIOLOGICS CMN|ALTX|Alternet Securities Inc.|4300
HTBX|HEAT BIOLOGICS CMN|APCC|Apex Clearing Corporation|163580
HTBX|HEAT BIOLOGICS CMN|BARD|Robert W. Baird & Co. Incorporated|700
HTBX|HEAT BIOLOGICS CMN|BATM|CBOE TRADING, INC.|1095
HTBX|HEAT BIOLOGICS CMN|BERN|Sanford C. Bernstein & Co., LLC|1500
HTBX|HEAT BIOLOGICS CMN|BIMI|Banca IMI Securities Corp.|21414
HTBX|HEAT BIOLOGICS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74389
HTBX|HEAT BIOLOGICS CMN|BYXM|CBOE TRADING, INC.|100
HTBX|HEAT BIOLOGICS CMN|CANT|Cantor Fitzgerald & Co.|468
HTBX|HEAT BIOLOGICS CMN|CHAS|Charles Schwab & Co., Inc.|12528
HTBX|HEAT BIOLOGICS CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|700
HTBX|HEAT BIOLOGICS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33487
HTBX|HEAT BIOLOGICS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13850
HTBX|HEAT BIOLOGICS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10415
HTBX|HEAT BIOLOGICS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|122483
HTBX|HEAT BIOLOGICS CMN|CTDL|Citadel Derivatives Group Llc|36352
HTBX|HEAT BIOLOGICS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|16146
HTBX|HEAT BIOLOGICS CMN|DBAB|Deutsche Bank Securities Inc.|91654
HTBX|HEAT BIOLOGICS CMN|DBAX|Deutsche Bank Securities Inc.|31700
HTBX|HEAT BIOLOGICS CMN|DBUL|Deutsche Bank Securities Inc.|2191
HTBX|HEAT BIOLOGICS CMN|DEGS|RONIN PROFESSIONAL LLC|24600
HTBX|HEAT BIOLOGICS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4891
HTBX|HEAT BIOLOGICS CMN|EBXL|EBX LLC|29500
HTBX|HEAT BIOLOGICS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|14000
HTBX|HEAT BIOLOGICS CMN|EDJO|Edward D. Jones & Co., L.P.|11189
HTBX|HEAT BIOLOGICS CMN|EGAM|CBOE TRADING, INC.|88966
HTBX|HEAT BIOLOGICS CMN|EGXM|CBOE TRADING, INC.|20700
HTBX|HEAT BIOLOGICS CMN|ETBE|Electronic Transaction Clearing, Inc.|2238
HTBX|HEAT BIOLOGICS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27948
HTBX|HEAT BIOLOGICS CMN|ETRS|E*Trade Securities LLC|1224372
HTBX|HEAT BIOLOGICS CMN|FBCO|Credit Suisse Securities (USA) LLC|519859
HTBX|HEAT BIOLOGICS CMN|FILL|Tradestation Securities, Inc.|53456
HTBX|HEAT BIOLOGICS CMN|FMAF|NBCN Inc./ CDS|21510
HTBX|HEAT BIOLOGICS CMN|FOMA|TD AMERITRADE CLEARING, INC.|2808078
HTBX|HEAT BIOLOGICS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35421
HTBX|HEAT BIOLOGICS CMN|FTBR|Foliofn Investments, Inc.|155
HTBX|HEAT BIOLOGICS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|15269
HTBX|HEAT BIOLOGICS CMN|GLIS|TD Securities Inc|500
HTBX|HEAT BIOLOGICS CMN|GLPX|ACS EXECUTION SERVICES, LLC|52567
HTBX|HEAT BIOLOGICS CMN|GSCO|GOLDMAN SACHS & CO. LLC|124160
HTBX|HEAT BIOLOGICS CMN|GSLT|GOLDMAN SACHS & CO. LLC|30014
HTBX|HEAT BIOLOGICS CMN|GTSZ|GTS SECURITIES LLC|7980
HTBX|HEAT BIOLOGICS CMN|HASF|Haywood Securities Inc./CDS|43919
HTBX|HEAT BIOLOGICS CMN|HRBF|American Enterprise Investment Services Inc.|11120
HTBX|HEAT BIOLOGICS CMN|HSBC|HSBC Securities, Inc.|2400
HTBX|HEAT BIOLOGICS CMN|IATS|INTERACTIVE BROKERS LLC|97041
HTBX|HEAT BIOLOGICS CMN|IBKR|Interactive Brokers Llc|999505
HTBX|HEAT BIOLOGICS CMN|ICBX|INSTINET, LLC|19651
HTBX|HEAT BIOLOGICS CMN|INCA|INSTINET, LLC|134956
HTBX|HEAT BIOLOGICS CMN|INJX|INSTINET, LLC|59296
HTBX|HEAT BIOLOGICS CMN|ITGI|ITG Inc.|403556
HTBX|HEAT BIOLOGICS CMN|ITGP|ITG INC.|32400
HTBX|HEAT BIOLOGICS CMN|JEFF|JEFFERIES LLC|28551
HTBX|HEAT BIOLOGICS CMN|JGUN|Joseph Gunnar & Co.  LLC|18000
HTBX|HEAT BIOLOGICS CMN|JMPT|JUMP TRADING, LLC|24309
HTBX|HEAT BIOLOGICS CMN|JONE|JonesTrading|104338
HTBX|HEAT BIOLOGICS CMN|JPMX|J.P. Morgan Securities LLC|33614
HTBX|HEAT BIOLOGICS CMN|JSJX|JANE STREET CAPITAL LLC|24371
HTBX|HEAT BIOLOGICS CMN|KCGM|VIRTU Americas LLC|21289
HTBX|HEAT BIOLOGICS CMN|LEHM|Barclays Capital Inc./Le|235520
HTBX|HEAT BIOLOGICS CMN|LIME|Lime Brokerage LLC|80443
HTBX|HEAT BIOLOGICS CMN|LMGP|LIME BROKERAGE LLC|7905
HTBX|HEAT BIOLOGICS CMN|LOOP|Loop Capital Markets LLC|14156
HTBX|HEAT BIOLOGICS CMN|LSCI|Lek Securities Corporation|1100
HTBX|HEAT BIOLOGICS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2118
HTBX|HEAT BIOLOGICS CMN|MACC|Mid Atlantic Capital Corporation|3899
HTBX|HEAT BIOLOGICS CMN|MAXM|Maxim Group LLC|7067
HTBX|HEAT BIOLOGICS CMN|MBTS|ALLY INVEST SECURITIES LLC|830651
HTBX|HEAT BIOLOGICS CMN|MICA|Spartan Securities Group, Ltd.|4710
HTBX|HEAT BIOLOGICS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52176
HTBX|HEAT BIOLOGICS CMN|MOTF|MOTIF INVESTING, INC.|1
HTBX|HEAT BIOLOGICS CMN|MSCO|MORGAN STANLEY & CO. LLC|871153
HTBX|HEAT BIOLOGICS CMN|MSPL|MORGAN STANLEY & CO. LLC|10300
HTBX|HEAT BIOLOGICS CMN|MSTX|MORGAN STANLEY & CO. LLC|2600
HTBX|HEAT BIOLOGICS CMN|NFSC|National Financial Services LLC|2495558
HTBX|HEAT BIOLOGICS CMN|NITE|VIRTU Americas LLC|6998135
HTBX|HEAT BIOLOGICS CMN|NITP|VIRTU Americas LLC|4700
HTBX|HEAT BIOLOGICS CMN|NQRB|Brut, LLC|16739
HTBX|HEAT BIOLOGICS CMN|OPCO|Oppenheimer & Co. Inc.|320
HTBX|HEAT BIOLOGICS CMN|PCFF|Pacific International Securities Inc./CDS|106100
HTBX|HEAT BIOLOGICS CMN|PCPT|PHILLIP CAPITAL INC.|37335
HTBX|HEAT BIOLOGICS CMN|PDQM|CODA MARKETS, INC.|98797
HTBX|HEAT BIOLOGICS CMN|POIN|PRECISION SECURITIES, LLC (POIN)|100
HTBX|HEAT BIOLOGICS CMN|RBCM|RBC CAPITAL MARKETS, LLC|28100
HTBX|HEAT BIOLOGICS CMN|RJLC|RJL CAPITAL GROUP, LLC|2500
HTBX|HEAT BIOLOGICS CMN|SAGL|SAGETRADER, LLC|3200
HTBX|HEAT BIOLOGICS CMN|SBSH|Citigroup Global Markets Inc.|194245
HTBX|HEAT BIOLOGICS CMN|SGMT|GOLDMAN SACHS & CO. LLC|25741
HTBX|HEAT BIOLOGICS CMN|SPDR|SPEEDROUTE LLC|18572
HTBX|HEAT BIOLOGICS CMN|SPNT|SEVEN POINTS CAPITAL, LLC|500
HTBX|HEAT BIOLOGICS CMN|SPTD|MINT GLOBAL MARKETS, INC.|2459
HTBX|HEAT BIOLOGICS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2000
HTBX|HEAT BIOLOGICS CMN|STXG|Stockcross Financial Services, Inc.|12525
HTBX|HEAT BIOLOGICS CMN|SWIM|TD Ameritrade, Inc.|688781
HTBX|HEAT BIOLOGICS CMN|SWST|Hilltop Securities Inc.|200
HTBX|HEAT BIOLOGICS CMN|TKNG|ALLY INVEST SECURITIES LLC|25522
HTBX|HEAT BIOLOGICS CMN|TRCM|TRC MARKETS LLC|2000
HTBX|HEAT BIOLOGICS CMN|TWTT|TASTYWORKS, INC.|2850
HTBX|HEAT BIOLOGICS CMN|UBSA|UBS SECURITIES LLC|352187
HTBX|HEAT BIOLOGICS CMN|UBSS|UBS Securities LLC|1486223
HTBX|HEAT BIOLOGICS CMN|VALX|VIRTU AMERICAS LLC|4087
HTBX|HEAT BIOLOGICS CMN|VGRD|Vanguard Marketing Corporation|114732
HTBX|HEAT BIOLOGICS CMN|VSIN|Vision Financial Markets Llc|5370
HTBX|HEAT BIOLOGICS CMN|WCHV|WELLS FARGO SECURITIES, LLC|41128
HTBX|HEAT BIOLOGICS CMN|WEDB|WEDBUSH SECURITIES INC.|2000
HTBX|HEAT BIOLOGICS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39969
HTBX|HEAT BIOLOGICS CMN|WGIF|CIBC World Markets Inc.|8712
HTBX|HEAT BIOLOGICS CMN|WSEA|WOLVERINE SECURITIES, LLC|401524
HTBX|HEAT BIOLOGICS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
HTBX|HEAT BIOLOGICS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4710
HTBX|HEAT BIOLOGICS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11700
HTD|JOHN HANCOCK TAX ADV|ALTX|Alternet Securities Inc.|300
HTD|JOHN HANCOCK TAX ADV|APCC|Apex Clearing Corporation|34
HTD|JOHN HANCOCK TAX ADV|BANK|Primevest Financial Services, Inc.|295
HTD|JOHN HANCOCK TAX ADV|BARD|Robert W. Baird & Co. Incorporated|3180
HTD|JOHN HANCOCK TAX ADV|BATM|CBOE TRADING, INC.|100
HTD|JOHN HANCOCK TAX ADV|BBNT|BB&T SECURITIES, LLC|1305
HTD|JOHN HANCOCK TAX ADV|BERN|Sanford C. Bernstein & Co., LLC|3900
HTD|JOHN HANCOCK TAX ADV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|713
HTD|JOHN HANCOCK TAX ADV|BTIG|BTIG, LLC|304
HTD|JOHN HANCOCK TAX ADV|CANT|Cantor Fitzgerald & Co.|1433
HTD|JOHN HANCOCK TAX ADV|CHAS|Charles Schwab & Co., Inc.|6
HTD|JOHN HANCOCK TAX ADV|CIST|Capital Institutional Services, Inc.|859
HTD|JOHN HANCOCK TAX ADV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4700
HTD|JOHN HANCOCK TAX ADV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2117
HTD|JOHN HANCOCK TAX ADV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17583
HTD|JOHN HANCOCK TAX ADV|CXCX|CITIGROUP GLOBAL MARKETS INC.|4596
HTD|JOHN HANCOCK TAX ADV|DADA|D.A. Davidson & Co.|141
HTD|JOHN HANCOCK TAX ADV|DAVA|Davenport & Company LLC|2
HTD|JOHN HANCOCK TAX ADV|DBAX|Deutsche Bank Securities Inc.|8300
HTD|JOHN HANCOCK TAX ADV|DEAN|MORGAN STANLEY|21664
HTD|JOHN HANCOCK TAX ADV|EBXL|EBX LLC|7400
HTD|JOHN HANCOCK TAX ADV|ECUT|CONVERGEX EXECUTION SOLUTIONS|6538
HTD|JOHN HANCOCK TAX ADV|EDJO|Edward D. Jones & Co., L.P.|1209
HTD|JOHN HANCOCK TAX ADV|EGAM|CBOE TRADING, INC.|100
HTD|JOHN HANCOCK TAX ADV|EGMT|EG MARKET TECHNOLOGIES LLC|200
HTD|JOHN HANCOCK TAX ADV|ETBE|Electronic Transaction Clearing, Inc.|700
HTD|JOHN HANCOCK TAX ADV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
HTD|JOHN HANCOCK TAX ADV|ETRS|E*Trade Securities LLC|13036
HTD|JOHN HANCOCK TAX ADV|FBSB|U.S. Bancorp Investments, Inc.|4
HTD|JOHN HANCOCK TAX ADV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|895
HTD|JOHN HANCOCK TAX ADV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5439
HTD|JOHN HANCOCK TAX ADV|FTBR|Foliofn Investments, Inc.|2045
HTD|JOHN HANCOCK TAX ADV|GLIS|TD Securities Inc|36
HTD|JOHN HANCOCK TAX ADV|GLPX|ACS EXECUTION SERVICES, LLC|1356
HTD|JOHN HANCOCK TAX ADV|GSCO|GOLDMAN SACHS & CO. LLC|1100
HTD|JOHN HANCOCK TAX ADV|GSLT|GOLDMAN SACHS & CO. LLC|100
HTD|JOHN HANCOCK TAX ADV|GTSZ|GTS SECURITIES LLC|200
HTD|JOHN HANCOCK TAX ADV|HRBF|American Enterprise Investment Services Inc.|17838
HTD|JOHN HANCOCK TAX ADV|IATS|INTERACTIVE BROKERS LLC|1650
HTD|JOHN HANCOCK TAX ADV|IBKR|Interactive Brokers Llc|15737
HTD|JOHN HANCOCK TAX ADV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3377
HTD|JOHN HANCOCK TAX ADV|ICBX|INSTINET, LLC|1000
HTD|JOHN HANCOCK TAX ADV|INCA|INSTINET, LLC|2591
HTD|JOHN HANCOCK TAX ADV|INJX|INSTINET, LLC|338
HTD|JOHN HANCOCK TAX ADV|ITGI|ITG Inc.|1795
HTD|JOHN HANCOCK TAX ADV|ITGP|ITG INC.|400
HTD|JOHN HANCOCK TAX ADV|JANY|Janney Montgomery Scott Inc.|7197
HTD|JOHN HANCOCK TAX ADV|JEFF|JEFFERIES LLC|200
HTD|JOHN HANCOCK TAX ADV|JPMX|J.P. Morgan Securities LLC|2800
HTD|JOHN HANCOCK TAX ADV|KCGM|VIRTU Americas LLC|4003
HTD|JOHN HANCOCK TAX ADV|LEHM|Barclays Capital Inc./Le|13500
HTD|JOHN HANCOCK TAX ADV|LGNT|COR CLEARING LLC|2
HTD|JOHN HANCOCK TAX ADV|LIME|Lime Brokerage LLC|990
HTD|JOHN HANCOCK TAX ADV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
HTD|JOHN HANCOCK TAX ADV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7740
HTD|JOHN HANCOCK TAX ADV|MOTF|MOTIF INVESTING, INC.|1
HTD|JOHN HANCOCK TAX ADV|MSCO|MORGAN STANLEY & CO. LLC|31563
HTD|JOHN HANCOCK TAX ADV|MSPL|MORGAN STANLEY & CO. LLC|4600
HTD|JOHN HANCOCK TAX ADV|NATL|National Securities Corporation|147
HTD|JOHN HANCOCK TAX ADV|NFSC|National Financial Services LLC|126259
HTD|JOHN HANCOCK TAX ADV|NITE|VIRTU Americas LLC|241781
HTD|JOHN HANCOCK TAX ADV|NQRB|Brut, LLC|700
HTD|JOHN HANCOCK TAX ADV|OPCO|Oppenheimer & Co. Inc.|262
HTD|JOHN HANCOCK TAX ADV|OTAA|OTA LLC|2000
HTD|JOHN HANCOCK TAX ADV|PDQM|CODA MARKETS, INC.|2845
HTD|JOHN HANCOCK TAX ADV|PWJC|UBS Financial Services, Inc.|53653
HTD|JOHN HANCOCK TAX ADV|RBCM|RBC CAPITAL MARKETS, LLC|4851
HTD|JOHN HANCOCK TAX ADV|SALI|INTL FCSTONE FINANCIAL INC.|66
HTD|JOHN HANCOCK TAX ADV|SBSH|Citigroup Global Markets Inc.|22178
HTD|JOHN HANCOCK TAX ADV|SGMT|GOLDMAN SACHS & CO. LLC|3000
HTD|JOHN HANCOCK TAX ADV|SPDR|SPEEDROUTE LLC|500
HTD|JOHN HANCOCK TAX ADV|STFL|Stifel, Nicolaus & Company, Incorporated|3522
HTD|JOHN HANCOCK TAX ADV|SWIM|TD Ameritrade, Inc.|1950
HTD|JOHN HANCOCK TAX ADV|SWST|Hilltop Securities Inc.|3679
HTD|JOHN HANCOCK TAX ADV|TKNG|ALLY INVEST SECURITIES LLC|50
HTD|JOHN HANCOCK TAX ADV|TRBT|Tradebot Systems, Inc.|757
HTD|JOHN HANCOCK TAX ADV|UBSA|UBS SECURITIES LLC|25237
HTD|JOHN HANCOCK TAX ADV|UBSS|UBS Securities LLC|208307
HTD|JOHN HANCOCK TAX ADV|VALX|VIRTU AMERICAS LLC|1000
HTD|JOHN HANCOCK TAX ADV|VGRD|Vanguard Marketing Corporation|14375
HTD|JOHN HANCOCK TAX ADV|WBET|Wallachbeth Capital LLC|1150
HTD|JOHN HANCOCK TAX ADV|WCHV|WELLS FARGO SECURITIES, LLC|68436
HTD|JOHN HANCOCK TAX ADV|WEDB|WEDBUSH SECURITIES INC.|1285
HTD|JOHN HANCOCK TAX ADV|WEED|Weeden & Co.L.P.|15700
HTD|JOHN HANCOCK TAX ADV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47
HTD|JOHN HANCOCK TAX ADV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35445
HTD|JOHN HANCOCK TAX ADV|WSEA|WOLVERINE SECURITIES, LLC|424
HTD|JOHN HANCOCK TAX ADV|XSTM|NATIONAL FINANCIAL SERVICES LLC|900
HTD|JOHN HANCOCK TAX ADV|YKNA|COMHAR CAPITAL MARKETS, LLC|300
HTD|JOHN HANCOCK TAX ADV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10819
HTFA|HORIZON TECH 6.62 NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1894
HTFA|HORIZON TECH 6.62 NT|HRBF|American Enterprise Investment Services Inc.|94
HTFA|HORIZON TECH 6.62 NT|IATS|INTERACTIVE BROKERS LLC|1540
HTFA|HORIZON TECH 6.62 NT|IBKR|Interactive Brokers Llc|5318
HTFA|HORIZON TECH 6.62 NT|INCA|INSTINET, LLC|100
HTFA|HORIZON TECH 6.62 NT|LIME|Lime Brokerage LLC|178
HTFA|HORIZON TECH 6.62 NT|MSCO|MORGAN STANLEY & CO. LLC|4840
HTFA|HORIZON TECH 6.62 NT|NFSC|National Financial Services LLC|200
HTFA|HORIZON TECH 6.62 NT|NITE|VIRTU Americas LLC|6313
HTFA|HORIZON TECH 6.62 NT|NQRB|Brut, LLC|100
HTFA|HORIZON TECH 6.62 NT|STFL|Stifel, Nicolaus & Company, Incorporated|3833
HTFA|HORIZON TECH 6.62 NT|UBSS|UBS Securities LLC|441
HTFA|HORIZON TECH 6.62 NT|VGRD|Vanguard Marketing Corporation|200
HTFA|HORIZON TECH 6.62 NT|WCHV|WELLS FARGO SECURITIES, LLC|3
HTGC|HERCULES CAPITAL INC|AGIS|Aegis Capital Corp.|1800
HTGC|HERCULES CAPITAL INC|ALTX|Alternet Securities Inc.|9767
HTGC|HERCULES CAPITAL INC|APCC|Apex Clearing Corporation|3994
HTGC|HERCULES CAPITAL INC|BANK|Primevest Financial Services, Inc.|1107
HTGC|HERCULES CAPITAL INC|BARD|Robert W. Baird & Co. Incorporated|3931
HTGC|HERCULES CAPITAL INC|BATM|CBOE TRADING, INC.|2948
HTGC|HERCULES CAPITAL INC|BAYT|BTIG, LLC|1000
HTGC|HERCULES CAPITAL INC|BBNT|BB&T SECURITIES, LLC|300
HTGC|HERCULES CAPITAL INC|BERN|Sanford C. Bernstein & Co., LLC|6331
HTGC|HERCULES CAPITAL INC|BIDS|BIDS TRADING L.P.|800
HTGC|HERCULES CAPITAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24842
HTGC|HERCULES CAPITAL INC|BNKS|Fig Partners, LLC|200
HTGC|HERCULES CAPITAL INC|BNPX|BNP PARIBAS SECURITIES CORP.|300
HTGC|HERCULES CAPITAL INC|BRGE|Newbridge Securities Corp.|240
HTGC|HERCULES CAPITAL INC|BTIG|BTIG, LLC|200
HTGC|HERCULES CAPITAL INC|BYXM|CBOE TRADING, INC.|1011
HTGC|HERCULES CAPITAL INC|BZYD|GOLDMAN SACHS & CO. LLC|8278
HTGC|HERCULES CAPITAL INC|CANT|Cantor Fitzgerald & Co.|600
HTGC|HERCULES CAPITAL INC|CHAS|Charles Schwab & Co., Inc.|10223
HTGC|HERCULES CAPITAL INC|CMPT|Compass Point Research & Trading, LLC|1200
HTGC|HERCULES CAPITAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177832
HTGC|HERCULES CAPITAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
HTGC|HERCULES CAPITAL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|49234
HTGC|HERCULES CAPITAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|375551
HTGC|HERCULES CAPITAL INC|CTDL|Citadel Derivatives Group Llc|885
HTGC|HERCULES CAPITAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|15502
HTGC|HERCULES CAPITAL INC|DBAB|Deutsche Bank Securities Inc.|43518
HTGC|HERCULES CAPITAL INC|DBAX|Deutsche Bank Securities Inc.|316200
HTGC|HERCULES CAPITAL INC|DBUL|Deutsche Bank Securities Inc.|100
HTGC|HERCULES CAPITAL INC|DEAN|MORGAN STANLEY|231437
HTGC|HERCULES CAPITAL INC|DEGS|RONIN PROFESSIONAL LLC|914
HTGC|HERCULES CAPITAL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18375
HTGC|HERCULES CAPITAL INC|DRWC|DRW SECURITIES, L.L.C.|100
HTGC|HERCULES CAPITAL INC|EBXL|EBX LLC|177700
HTGC|HERCULES CAPITAL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14429
HTGC|HERCULES CAPITAL INC|EDJO|Edward D. Jones & Co., L.P.|5220
HTGC|HERCULES CAPITAL INC|EGAM|CBOE TRADING, INC.|5418
HTGC|HERCULES CAPITAL INC|EGAW|CBOE TRADING, INC.|301
HTGC|HERCULES CAPITAL INC|EGXM|CBOE TRADING, INC.|4618
HTGC|HERCULES CAPITAL INC|EGXW|CBOE TRADING, INC.|350
HTGC|HERCULES CAPITAL INC|ESPO|ESPOSITO SECURITIES, LLC|1448
HTGC|HERCULES CAPITAL INC|ETBE|Electronic Transaction Clearing, Inc.|3211
HTGC|HERCULES CAPITAL INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
HTGC|HERCULES CAPITAL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
HTGC|HERCULES CAPITAL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
HTGC|HERCULES CAPITAL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|329
HTGC|HERCULES CAPITAL INC|ETRS|E*Trade Securities LLC|179531
HTGC|HERCULES CAPITAL INC|FBSB|U.S. Bancorp Investments, Inc.|1025
HTGC|HERCULES CAPITAL INC|FILL|Tradestation Securities, Inc.|905
HTGC|HERCULES CAPITAL INC|FINX|FINTECH SECURITIES|160
HTGC|HERCULES CAPITAL INC|FMAF|NBCN Inc./ CDS|1724
HTGC|HERCULES CAPITAL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
HTGC|HERCULES CAPITAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97806
HTGC|HERCULES CAPITAL INC|FTBR|Foliofn Investments, Inc.|2751
HTGC|HERCULES CAPITAL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
HTGC|HERCULES CAPITAL INC|GLIS|TD Securities Inc|328
HTGC|HERCULES CAPITAL INC|GLPX|ACS EXECUTION SERVICES, LLC|21602
HTGC|HERCULES CAPITAL INC|GSCO|GOLDMAN SACHS & CO. LLC|515261
HTGC|HERCULES CAPITAL INC|GSCS|GOLDMAN SACHS & CO. LLC|7512
HTGC|HERCULES CAPITAL INC|GSLT|GOLDMAN SACHS & CO. LLC|9963
HTGC|HERCULES CAPITAL INC|GTSZ|GTS SECURITIES LLC|29259
HTGC|HERCULES CAPITAL INC|HOVD|HOVDE GROUP, LLC|11313
HTGC|HERCULES CAPITAL INC|HRBF|American Enterprise Investment Services Inc.|27400
HTGC|HERCULES CAPITAL INC|HSBC|HSBC Securities, Inc.|200
HTGC|HERCULES CAPITAL INC|IATS|INTERACTIVE BROKERS LLC|12332
HTGC|HERCULES CAPITAL INC|IBKR|Interactive Brokers Llc|32817
HTGC|HERCULES CAPITAL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1245
HTGC|HERCULES CAPITAL INC|ICBX|INSTINET, LLC|39169
HTGC|HERCULES CAPITAL INC|INCA|INSTINET, LLC|75164
HTGC|HERCULES CAPITAL INC|ITGI|ITG Inc.|79335
HTGC|HERCULES CAPITAL INC|ITGP|ITG INC.|241200
HTGC|HERCULES CAPITAL INC|JANY|Janney Montgomery Scott Inc.|10383
HTGC|HERCULES CAPITAL INC|JEFF|JEFFERIES LLC|110156
HTGC|HERCULES CAPITAL INC|JGUN|Joseph Gunnar & Co.  LLC|500
HTGC|HERCULES CAPITAL INC|JMPT|JUMP TRADING, LLC|26989
HTGC|HERCULES CAPITAL INC|JONE|JonesTrading|3365
HTGC|HERCULES CAPITAL INC|JPBX|J.P. MORGAN SECURITIES LLC|4200
HTGC|HERCULES CAPITAL INC|JPMX|J.P. Morgan Securities LLC|329243
HTGC|HERCULES CAPITAL INC|JSJX|JANE STREET CAPITAL LLC|1722
HTGC|HERCULES CAPITAL INC|JSSF|JMP Securities LLC|143560
HTGC|HERCULES CAPITAL INC|KBWI|Keefe, Bruyette & Woods, Inc.|12350
HTGC|HERCULES CAPITAL INC|KCGM|VIRTU Americas LLC|36913
HTGC|HERCULES CAPITAL INC|LAFC|R. F. Lafferty & Co., Inc.|1000
HTGC|HERCULES CAPITAL INC|LEHM|Barclays Capital Inc./Le|213502
HTGC|HERCULES CAPITAL INC|LIME|Lime Brokerage LLC|7969
HTGC|HERCULES CAPITAL INC|LSCI|Lek Securities Corporation|9900
HTGC|HERCULES CAPITAL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3200
HTGC|HERCULES CAPITAL INC|MACC|Mid Atlantic Capital Corporation|2384
HTGC|HERCULES CAPITAL INC|MAXM|Maxim Group LLC|47543
HTGC|HERCULES CAPITAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|186950
HTGC|HERCULES CAPITAL INC|MOTF|MOTIF INVESTING, INC.|13
HTGC|HERCULES CAPITAL INC|MSCO|MORGAN STANLEY & CO. LLC|852005
HTGC|HERCULES CAPITAL INC|MSPL|MORGAN STANLEY & CO. LLC|305100
HTGC|HERCULES CAPITAL INC|MSTX|MORGAN STANLEY & CO. LLC|70800
HTGC|HERCULES CAPITAL INC|NATL|National Securities Corporation|500
HTGC|HERCULES CAPITAL INC|NBCS|NBC Securities, INC.|1000
HTGC|HERCULES CAPITAL INC|NEUB|NEUBERGER BERMAN BD LLC|199
HTGC|HERCULES CAPITAL INC|NFSC|National Financial Services LLC|491966
HTGC|HERCULES CAPITAL INC|NITE|VIRTU Americas LLC|1139695
HTGC|HERCULES CAPITAL INC|NITP|VIRTU Americas LLC|304
HTGC|HERCULES CAPITAL INC|NQRB|Brut, LLC|8641
HTGC|HERCULES CAPITAL INC|NTBF|BMO Nesbitt Burns Inc./CDS|5652
HTGC|HERCULES CAPITAL INC|NTRC|Northern Trust Securities, Inc.|3160
HTGC|HERCULES CAPITAL INC|OPCO|Oppenheimer & Co. Inc.|36715
HTGC|HERCULES CAPITAL INC|PDQM|CODA MARKETS, INC.|14452
HTGC|HERCULES CAPITAL INC|PHLY|NASDAQ Execution Services, LLC|200
HTGC|HERCULES CAPITAL INC|PREC|PRECISION SECURITIES, LLC|3654
HTGC|HERCULES CAPITAL INC|PWJC|UBS Financial Services, Inc.|6979
HTGC|HERCULES CAPITAL INC|RBCM|RBC CAPITAL MARKETS, LLC|66435
HTGC|HERCULES CAPITAL INC|RJLC|RJL CAPITAL GROUP, LLC|11900
HTGC|HERCULES CAPITAL INC|SAGL|SAGETRADER, LLC|700
HTGC|HERCULES CAPITAL INC|SAGW|SAGETRADER, LLC|810
HTGC|HERCULES CAPITAL INC|SBRX|MURIEL SIEBERT & CO INC|50
HTGC|HERCULES CAPITAL INC|SBSH|Citigroup Global Markets Inc.|15384
HTGC|HERCULES CAPITAL INC|SGMT|GOLDMAN SACHS & CO. LLC|151809
HTGC|HERCULES CAPITAL INC|SPDR|SPEEDROUTE LLC|28531
HTGC|HERCULES CAPITAL INC|SPHN|Stephens Inc.|517
HTGC|HERCULES CAPITAL INC|STFL|Stifel, Nicolaus & Company, Incorporated|423949
HTGC|HERCULES CAPITAL INC|STXG|Stockcross Financial Services, Inc.|1
HTGC|HERCULES CAPITAL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1604
HTGC|HERCULES CAPITAL INC|SWIM|TD Ameritrade, Inc.|34952
HTGC|HERCULES CAPITAL INC|SWST|Hilltop Securities Inc.|15867
HTGC|HERCULES CAPITAL INC|TKNG|ALLY INVEST SECURITIES LLC|1669
HTGC|HERCULES CAPITAL INC|TOUR|TOURMALINE PARTNERS, LLC|131308
HTGC|HERCULES CAPITAL INC|TRBT|Tradebot Systems, Inc.|78239
HTGC|HERCULES CAPITAL INC|TRCM|TRC MARKETS LLC|16852
HTGC|HERCULES CAPITAL INC|TWTT|TASTYWORKS, INC.|200
HTGC|HERCULES CAPITAL INC|UBSA|UBS SECURITIES LLC|380532
HTGC|HERCULES CAPITAL INC|UBSS|UBS Securities LLC|255116
HTGC|HERCULES CAPITAL INC|VALX|VIRTU AMERICAS LLC|32601
HTGC|HERCULES CAPITAL INC|VGRD|Vanguard Marketing Corporation|81975
HTGC|HERCULES CAPITAL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1
HTGC|HERCULES CAPITAL INC|WCHV|WELLS FARGO SECURITIES, LLC|932369
HTGC|HERCULES CAPITAL INC|WEDB|WEDBUSH SECURITIES INC.|2889
HTGC|HERCULES CAPITAL INC|WEED|Weeden & Co.L.P.|8800
HTGC|HERCULES CAPITAL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3021
HTGC|HERCULES CAPITAL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22278
HTGC|HERCULES CAPITAL INC|WSEA|WOLVERINE SECURITIES, LLC|11353
HTGC|HERCULES CAPITAL INC|XIST|INSTINET, LLC|25000
HTGC|HERCULES CAPITAL INC|XPQR|Jump Trading|500
HTGC|HERCULES CAPITAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|39806
HTGC|HERCULES CAPITAL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|101
HTGC|HERCULES CAPITAL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28375
HTGM|HTG MOLECULAR DIA CM|AGIS|Aegis Capital Corp.|73775
HTGM|HTG MOLECULAR DIA CM|ALTX|Alternet Securities Inc.|2700
HTGM|HTG MOLECULAR DIA CM|ANOS|ABEL/NOSER, L.L.C.|21
HTGM|HTG MOLECULAR DIA CM|APCC|Apex Clearing Corporation|11126
HTGM|HTG MOLECULAR DIA CM|BATM|CBOE TRADING, INC.|1600
HTGM|HTG MOLECULAR DIA CM|BAYC|BAY CREST PARTNERS, LLC|58
HTGM|HTG MOLECULAR DIA CM|BIMI|Banca IMI Securities Corp.|16423
HTGM|HTG MOLECULAR DIA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8095
HTGM|HTG MOLECULAR DIA CM|BTIG|BTIG, LLC|500
HTGM|HTG MOLECULAR DIA CM|CHAS|Charles Schwab & Co., Inc.|1685
HTGM|HTG MOLECULAR DIA CM|CHLM|Craig-Hallum Capital Group LLC|100
HTGM|HTG MOLECULAR DIA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41496
HTGM|HTG MOLECULAR DIA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8317
HTGM|HTG MOLECULAR DIA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
HTGM|HTG MOLECULAR DIA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131544
HTGM|HTG MOLECULAR DIA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|39788
HTGM|HTG MOLECULAR DIA CM|DBAB|Deutsche Bank Securities Inc.|87163
HTGM|HTG MOLECULAR DIA CM|DBAX|Deutsche Bank Securities Inc.|55700
HTGM|HTG MOLECULAR DIA CM|DEAN|MORGAN STANLEY|25672
HTGM|HTG MOLECULAR DIA CM|DEGS|RONIN PROFESSIONAL LLC|31316
HTGM|HTG MOLECULAR DIA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12301
HTGM|HTG MOLECULAR DIA CM|EBXL|EBX LLC|72300
HTGM|HTG MOLECULAR DIA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2307
HTGM|HTG MOLECULAR DIA CM|EDJO|Edward D. Jones & Co., L.P.|250
HTGM|HTG MOLECULAR DIA CM|EGAM|CBOE TRADING, INC.|5237
HTGM|HTG MOLECULAR DIA CM|EGMT|EG MARKET TECHNOLOGIES LLC|500
HTGM|HTG MOLECULAR DIA CM|EGXM|CBOE TRADING, INC.|14442
HTGM|HTG MOLECULAR DIA CM|ELEV|ELEVATION, LLC|13067
HTGM|HTG MOLECULAR DIA CM|ETBE|Electronic Transaction Clearing, Inc.|3000
HTGM|HTG MOLECULAR DIA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3188
HTGM|HTG MOLECULAR DIA CM|ETRS|E*Trade Securities LLC|407218
HTGM|HTG MOLECULAR DIA CM|FBCO|Credit Suisse Securities (USA) LLC|61473
HTGM|HTG MOLECULAR DIA CM|FBSB|U.S. Bancorp Investments, Inc.|34
HTGM|HTG MOLECULAR DIA CM|FILL|Tradestation Securities, Inc.|12325
HTGM|HTG MOLECULAR DIA CM|FMAF|NBCN Inc./ CDS|6400
HTGM|HTG MOLECULAR DIA CM|FOMA|TD AMERITRADE CLEARING, INC.|1776957
HTGM|HTG MOLECULAR DIA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19317
HTGM|HTG MOLECULAR DIA CM|FTBR|Foliofn Investments, Inc.|952
HTGM|HTG MOLECULAR DIA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|15037
HTGM|HTG MOLECULAR DIA CM|GLIS|TD Securities Inc|650
HTGM|HTG MOLECULAR DIA CM|GLPX|ACS EXECUTION SERVICES, LLC|25366
HTGM|HTG MOLECULAR DIA CM|GSCO|GOLDMAN SACHS & CO. LLC|43067
HTGM|HTG MOLECULAR DIA CM|GSCS|GOLDMAN SACHS & CO. LLC|1200
HTGM|HTG MOLECULAR DIA CM|GSLT|GOLDMAN SACHS & CO. LLC|38061
HTGM|HTG MOLECULAR DIA CM|GTSZ|GTS SECURITIES LLC|1397
HTGM|HTG MOLECULAR DIA CM|HRBF|American Enterprise Investment Services Inc.|2215
HTGM|HTG MOLECULAR DIA CM|IATS|INTERACTIVE BROKERS LLC|18634
HTGM|HTG MOLECULAR DIA CM|IBKR|Interactive Brokers Llc|108967
HTGM|HTG MOLECULAR DIA CM|ICBX|INSTINET, LLC|14800
HTGM|HTG MOLECULAR DIA CM|INCA|INSTINET, LLC|13503
HTGM|HTG MOLECULAR DIA CM|INJX|INSTINET, LLC|831
HTGM|HTG MOLECULAR DIA CM|ITGI|ITG Inc.|11214
HTGM|HTG MOLECULAR DIA CM|ITGP|ITG INC.|21000
HTGM|HTG MOLECULAR DIA CM|JANY|Janney Montgomery Scott Inc.|2300
HTGM|HTG MOLECULAR DIA CM|JEFF|JEFFERIES LLC|1589
HTGM|HTG MOLECULAR DIA CM|JMPT|JUMP TRADING, LLC|10671
HTGM|HTG MOLECULAR DIA CM|JPMX|J.P. Morgan Securities LLC|47167
HTGM|HTG MOLECULAR DIA CM|JSJX|JANE STREET CAPITAL LLC|3055
HTGM|HTG MOLECULAR DIA CM|KCGM|VIRTU Americas LLC|26668
HTGM|HTG MOLECULAR DIA CM|LEHM|Barclays Capital Inc./Le|147838
HTGM|HTG MOLECULAR DIA CM|LIME|Lime Brokerage LLC|68382
HTGM|HTG MOLECULAR DIA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
HTGM|HTG MOLECULAR DIA CM|MAXM|Maxim Group LLC|36310
HTGM|HTG MOLECULAR DIA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57100
HTGM|HTG MOLECULAR DIA CM|MOTF|MOTIF INVESTING, INC.|5
HTGM|HTG MOLECULAR DIA CM|MSCO|MORGAN STANLEY & CO. LLC|475553
HTGM|HTG MOLECULAR DIA CM|MSPL|MORGAN STANLEY & CO. LLC|27700
HTGM|HTG MOLECULAR DIA CM|MSTX|MORGAN STANLEY & CO. LLC|6600
HTGM|HTG MOLECULAR DIA CM|NATL|National Securities Corporation|87320
HTGM|HTG MOLECULAR DIA CM|NFSC|National Financial Services LLC|887575
HTGM|HTG MOLECULAR DIA CM|NITE|VIRTU Americas LLC|1812094
HTGM|HTG MOLECULAR DIA CM|NQRB|Brut, LLC|2967
HTGM|HTG MOLECULAR DIA CM|OPCO|Oppenheimer & Co. Inc.|16069
HTGM|HTG MOLECULAR DIA CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9127
HTGM|HTG MOLECULAR DIA CM|PDQM|CODA MARKETS, INC.|9132
HTGM|HTG MOLECULAR DIA CM|PWJC|UBS Financial Services, Inc.|5000
HTGM|HTG MOLECULAR DIA CM|RAJA|Raymond James & Associates, Inc.|27330
HTGM|HTG MOLECULAR DIA CM|RBCM|RBC CAPITAL MARKETS, LLC|37114
HTGM|HTG MOLECULAR DIA CM|RGLD|Regal Securities, Inc|1000
HTGM|HTG MOLECULAR DIA CM|SAGL|SAGETRADER, LLC|2445
HTGM|HTG MOLECULAR DIA CM|SBSH|Citigroup Global Markets Inc.|48675
HTGM|HTG MOLECULAR DIA CM|SGMT|GOLDMAN SACHS & CO. LLC|31572
HTGM|HTG MOLECULAR DIA CM|SPDR|SPEEDROUTE LLC|600
HTGM|HTG MOLECULAR DIA CM|STFL|Stifel, Nicolaus & Company, Incorporated|39396
HTGM|HTG MOLECULAR DIA CM|SWIM|TD Ameritrade, Inc.|263364
HTGM|HTG MOLECULAR DIA CM|SWST|Hilltop Securities Inc.|275374
HTGM|HTG MOLECULAR DIA CM|TKNG|ALLY INVEST SECURITIES LLC|19564
HTGM|HTG MOLECULAR DIA CM|TRBT|Tradebot Systems, Inc.|83371
HTGM|HTG MOLECULAR DIA CM|TWTT|TASTYWORKS, INC.|940
HTGM|HTG MOLECULAR DIA CM|UBSA|UBS SECURITIES LLC|209386
HTGM|HTG MOLECULAR DIA CM|UBSS|UBS Securities LLC|387042
HTGM|HTG MOLECULAR DIA CM|VALX|VIRTU AMERICAS LLC|300
HTGM|HTG MOLECULAR DIA CM|VGRD|Vanguard Marketing Corporation|29159
HTGM|HTG MOLECULAR DIA CM|WCHV|WELLS FARGO SECURITIES, LLC|309373
HTGM|HTG MOLECULAR DIA CM|WEED|Weeden & Co.L.P.|2830
HTGM|HTG MOLECULAR DIA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1324
HTGM|HTG MOLECULAR DIA CM|WFPB|Wells Fargo Securities, LLC.|51400
HTGM|HTG MOLECULAR DIA CM|WGIF|CIBC World Markets Inc.|2540
HTGM|HTG MOLECULAR DIA CM|WSEA|WOLVERINE SECURITIES, LLC|21976
HTGM|HTG MOLECULAR DIA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|14700
HTGM|HTG MOLECULAR DIA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|380
HTGX|HERCULES CAP 6.25|BANK|Primevest Financial Services, Inc.|31
HTGX|HERCULES CAP 6.25|BBNT|BB&T SECURITIES, LLC|2
HTGX|HERCULES CAP 6.25|BKMM|BNY MELLON CAPITAL MARKETS, LLC|882
HTGX|HERCULES CAP 6.25|DBAX|Deutsche Bank Securities Inc.|400
HTGX|HERCULES CAP 6.25|DEAN|MORGAN STANLEY|729
HTGX|HERCULES CAP 6.25|ECUT|CONVERGEX EXECUTION SOLUTIONS|423
HTGX|HERCULES CAP 6.25|EDJO|Edward D. Jones & Co., L.P.|1253
HTGX|HERCULES CAP 6.25|ETRS|E*Trade Securities LLC|1805
HTGX|HERCULES CAP 6.25|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|129
HTGX|HERCULES CAP 6.25|GLPX|ACS EXECUTION SERVICES, LLC|4707
HTGX|HERCULES CAP 6.25|HRBF|American Enterprise Investment Services Inc.|194
HTGX|HERCULES CAP 6.25|IBKR|Interactive Brokers Llc|1563
HTGX|HERCULES CAP 6.25|INCA|INSTINET, LLC|321
HTGX|HERCULES CAP 6.25|JANY|Janney Montgomery Scott Inc.|642
HTGX|HERCULES CAP 6.25|KCGM|VIRTU Americas LLC|300
HTGX|HERCULES CAP 6.25|LEHM|Barclays Capital Inc./Le|200
HTGX|HERCULES CAP 6.25|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HTGX|HERCULES CAP 6.25|MSCO|MORGAN STANLEY & CO. LLC|144
HTGX|HERCULES CAP 6.25|NFSC|National Financial Services LLC|2636
HTGX|HERCULES CAP 6.25|NITE|VIRTU Americas LLC|12242
HTGX|HERCULES CAP 6.25|NQRB|Brut, LLC|200
HTGX|HERCULES CAP 6.25|OPCO|Oppenheimer & Co. Inc.|1126
HTGX|HERCULES CAP 6.25|PDQM|CODA MARKETS, INC.|100
HTGX|HERCULES CAP 6.25|PWJC|UBS Financial Services, Inc.|400
HTGX|HERCULES CAP 6.25|RBCM|RBC CAPITAL MARKETS, LLC|6575
HTGX|HERCULES CAP 6.25|SALI|INTL FCSTONE FINANCIAL INC.|107
HTGX|HERCULES CAP 6.25|STFL|Stifel, Nicolaus & Company, Incorporated|1630
HTGX|HERCULES CAP 6.25|UBSA|UBS SECURITIES LLC|500
HTGX|HERCULES CAP 6.25|UBSS|UBS Securities LLC|1643
HTGX|HERCULES CAP 6.25|VGRD|Vanguard Marketing Corporation|830
HTGX|HERCULES CAP 6.25|WCHV|WELLS FARGO SECURITIES, LLC|12416
HTGX|HERCULES CAP 6.25|YLPL|Linsco/Private Ledger Financial Services, Incorporated|696
HTH|HILLTOP HOLDINGS|ALTX|Alternet Securities Inc.|4700
HTH|HILLTOP HOLDINGS|ANOS|ABEL/NOSER, L.L.C.|1610
HTH|HILLTOP HOLDINGS|APCC|Apex Clearing Corporation|30
HTH|HILLTOP HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|705
HTH|HILLTOP HOLDINGS|BATM|CBOE TRADING, INC.|4615
HTH|HILLTOP HOLDINGS|BBNT|BB&T SECURITIES, LLC|45
HTH|HILLTOP HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|130255
HTH|HILLTOP HOLDINGS|BIAD|SAGETRADER, LLC|1
HTH|HILLTOP HOLDINGS|BIDS|BIDS TRADING L.P.|300
HTH|HILLTOP HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|874
HTH|HILLTOP HOLDINGS|BLKX|INSTINET, LLC|35200
HTH|HILLTOP HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|10238
HTH|HILLTOP HOLDINGS|BOSC|Boenning & Scattergood, Inc.|3000
HTH|HILLTOP HOLDINGS|BTIG|BTIG, LLC|37134
HTH|HILLTOP HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|3150
HTH|HILLTOP HOLDINGS|CANT|Cantor Fitzgerald & Co.|181
HTH|HILLTOP HOLDINGS|CHAS|Charles Schwab & Co., Inc.|3850
HTH|HILLTOP HOLDINGS|CIST|Capital Institutional Services, Inc.|81009
HTH|HILLTOP HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12287
HTH|HILLTOP HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3710
HTH|HILLTOP HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HTH|HILLTOP HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|221170
HTH|HILLTOP HOLDINGS|CTDL|Citadel Derivatives Group Llc|6945
HTH|HILLTOP HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|53832
HTH|HILLTOP HOLDINGS|DBAB|Deutsche Bank Securities Inc.|255077
HTH|HILLTOP HOLDINGS|DBAX|Deutsche Bank Securities Inc.|117000
HTH|HILLTOP HOLDINGS|DEAN|MORGAN STANLEY|1139
HTH|HILLTOP HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|785
HTH|HILLTOP HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
HTH|HILLTOP HOLDINGS|EBXL|EBX LLC|135400
HTH|HILLTOP HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|11168
HTH|HILLTOP HOLDINGS|EGAM|CBOE TRADING, INC.|4574
HTH|HILLTOP HOLDINGS|EGMT|EG MARKET TECHNOLOGIES LLC|200
HTH|HILLTOP HOLDINGS|EGXM|CBOE TRADING, INC.|5017
HTH|HILLTOP HOLDINGS|EGXW|CBOE TRADING, INC.|50
HTH|HILLTOP HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|4791
HTH|HILLTOP HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3428
HTH|HILLTOP HOLDINGS|ETRS|E*Trade Securities LLC|2884
HTH|HILLTOP HOLDINGS|FBSB|U.S. Bancorp Investments, Inc.|46
HTH|HILLTOP HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103925
HTH|HILLTOP HOLDINGS|FTBR|Foliofn Investments, Inc.|4109
HTH|HILLTOP HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|5068
HTH|HILLTOP HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|20915
HTH|HILLTOP HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|519554
HTH|HILLTOP HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|4465
HTH|HILLTOP HOLDINGS|GTSZ|GTS SECURITIES LLC|20363
HTH|HILLTOP HOLDINGS|HRBF|American Enterprise Investment Services Inc.|1910
HTH|HILLTOP HOLDINGS|IATS|INTERACTIVE BROKERS LLC|800
HTH|HILLTOP HOLDINGS|IBKR|Interactive Brokers Llc|758
HTH|HILLTOP HOLDINGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8348
HTH|HILLTOP HOLDINGS|ICBX|INSTINET, LLC|38200
HTH|HILLTOP HOLDINGS|IEQY|CITADEL SECURITIES LLC|41723
HTH|HILLTOP HOLDINGS|INCA|INSTINET, LLC|62097
HTH|HILLTOP HOLDINGS|INJX|INSTINET, LLC|1694
HTH|HILLTOP HOLDINGS|ITGI|ITG Inc.|79962
HTH|HILLTOP HOLDINGS|ITGP|ITG INC.|72800
HTH|HILLTOP HOLDINGS|JEFF|JEFFERIES LLC|40202
HTH|HILLTOP HOLDINGS|JMPT|JUMP TRADING, LLC|11955
HTH|HILLTOP HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|16474
HTH|HILLTOP HOLDINGS|JPMX|J.P. Morgan Securities LLC|164563
HTH|HILLTOP HOLDINGS|JSJX|JANE STREET CAPITAL LLC|18632
HTH|HILLTOP HOLDINGS|KBWI|Keefe, Bruyette & Woods, Inc.|280392
HTH|HILLTOP HOLDINGS|KCGM|VIRTU Americas LLC|29117
HTH|HILLTOP HOLDINGS|LEHM|Barclays Capital Inc./Le|219872
HTH|HILLTOP HOLDINGS|LIME|Lime Brokerage LLC|11960
HTH|HILLTOP HOLDINGS|LOOP|Loop Capital Markets LLC|9483
HTH|HILLTOP HOLDINGS|LQNA|LIQUIDNET, INC.|132800
HTH|HILLTOP HOLDINGS|LSCI|Lek Securities Corporation|108
HTH|HILLTOP HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92018
HTH|HILLTOP HOLDINGS|MOTF|MOTIF INVESTING, INC.|1
HTH|HILLTOP HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|513120
HTH|HILLTOP HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|151200
HTH|HILLTOP HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|76300
HTH|HILLTOP HOLDINGS|NEUB|NEUBERGER BERMAN BD LLC|203
HTH|HILLTOP HOLDINGS|NFSC|National Financial Services LLC|78605
HTH|HILLTOP HOLDINGS|NITE|VIRTU Americas LLC|124418
HTH|HILLTOP HOLDINGS|NITP|VIRTU Americas LLC|100
HTH|HILLTOP HOLDINGS|NQRB|Brut, LLC|7953
HTH|HILLTOP HOLDINGS|NTRC|Northern Trust Securities, Inc.|1138
HTH|HILLTOP HOLDINGS|OPCO|Oppenheimer & Co. Inc.|443
HTH|HILLTOP HOLDINGS|PDQM|CODA MARKETS, INC.|27234
HTH|HILLTOP HOLDINGS|PHLY|NASDAQ Execution Services, LLC|200
HTH|HILLTOP HOLDINGS|PWJC|UBS Financial Services, Inc.|6
HTH|HILLTOP HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|7080
HTH|HILLTOP HOLDINGS|SAGL|SAGETRADER, LLC|600
HTH|HILLTOP HOLDINGS|SAGW|SAGETRADER, LLC|531
HTH|HILLTOP HOLDINGS|SBSH|Citigroup Global Markets Inc.|57816
HTH|HILLTOP HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|90792
HTH|HILLTOP HOLDINGS|SPDR|SPEEDROUTE LLC|10082
HTH|HILLTOP HOLDINGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|2700
HTH|HILLTOP HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|738
HTH|HILLTOP HOLDINGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3668
HTH|HILLTOP HOLDINGS|SWIM|TD Ameritrade, Inc.|164
HTH|HILLTOP HOLDINGS|SWST|Hilltop Securities Inc.|5553
HTH|HILLTOP HOLDINGS|TMBR|Timber Hill LLC|149
HTH|HILLTOP HOLDINGS|TRBT|Tradebot Systems, Inc.|86980
HTH|HILLTOP HOLDINGS|TRCM|TRC MARKETS LLC|32388
HTH|HILLTOP HOLDINGS|UBSA|UBS SECURITIES LLC|352434
HTH|HILLTOP HOLDINGS|UBSS|UBS Securities LLC|287054
HTH|HILLTOP HOLDINGS|VALX|VIRTU AMERICAS LLC|7620
HTH|HILLTOP HOLDINGS|VGRD|Vanguard Marketing Corporation|65
HTH|HILLTOP HOLDINGS|WBPX|SUMMIT SECURITIES GROUP, LLC|1911
HTH|HILLTOP HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|82311
HTH|HILLTOP HOLDINGS|WEED|Weeden & Co.L.P.|280
HTH|HILLTOP HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3435
HTH|HILLTOP HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
HTH|HILLTOP HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|1221
HTH|HILLTOP HOLDINGS|XIST|INSTINET, LLC|64400
HTH|HILLTOP HOLDINGS|XPQR|Jump Trading|245
HTH|HILLTOP HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|22328
HTH|HILLTOP HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|300
HTH|HILLTOP HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5300
HTHT|HUAZHU GROUP LTD ADS|ALTX|Alternet Securities Inc.|25452
HTHT|HUAZHU GROUP LTD ADS|APCC|Apex Clearing Corporation|2244
HTHT|HUAZHU GROUP LTD ADS|BANK|Primevest Financial Services, Inc.|440
HTHT|HUAZHU GROUP LTD ADS|BATM|CBOE TRADING, INC.|16303
HTHT|HUAZHU GROUP LTD ADS|BAYC|BAY CREST PARTNERS, LLC|67591
HTHT|HUAZHU GROUP LTD ADS|BAYT|BTIG, LLC|4700
HTHT|HUAZHU GROUP LTD ADS|BBNT|BB&T SECURITIES, LLC|2778
HTHT|HUAZHU GROUP LTD ADS|BERN|Sanford C. Bernstein & Co., LLC|115398
HTHT|HUAZHU GROUP LTD ADS|BIDS|BIDS TRADING L.P.|17600
HTHT|HUAZHU GROUP LTD ADS|BIMI|Banca IMI Securities Corp.|3032
HTHT|HUAZHU GROUP LTD ADS|BKCM|BNY Mellon Capital Markets LLC|140
HTHT|HUAZHU GROUP LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44711
HTHT|HUAZHU GROUP LTD ADS|BLKX|INSTINET, LLC|27700
HTHT|HUAZHU GROUP LTD ADS|BMOC|BMO Capital Markets Corp.|5094
HTHT|HUAZHU GROUP LTD ADS|BNPX|BNP PARIBAS SECURITIES CORP.|870
HTHT|HUAZHU GROUP LTD ADS|BTIG|BTIG, LLC|111514
HTHT|HUAZHU GROUP LTD ADS|BYXM|CBOE TRADING, INC.|5574
HTHT|HUAZHU GROUP LTD ADS|BZYD|GOLDMAN SACHS & CO. LLC|1281
HTHT|HUAZHU GROUP LTD ADS|CANT|Cantor Fitzgerald & Co.|25257
HTHT|HUAZHU GROUP LTD ADS|CHAS|Charles Schwab & Co., Inc.|4410
HTHT|HUAZHU GROUP LTD ADS|CLSA|CLSA AMERICAS, LLC|6350
HTHT|HUAZHU GROUP LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116470
HTHT|HUAZHU GROUP LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|33401
HTHT|HUAZHU GROUP LTD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9509
HTHT|HUAZHU GROUP LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|879421
HTHT|HUAZHU GROUP LTD ADS|CTDL|Citadel Derivatives Group Llc|72834
HTHT|HUAZHU GROUP LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|84220
HTHT|HUAZHU GROUP LTD ADS|DAWA|Daiwa Capital Markets America Inc.|300
HTHT|HUAZHU GROUP LTD ADS|DBAB|Deutsche Bank Securities Inc.|1765850
HTHT|HUAZHU GROUP LTD ADS|DBAX|Deutsche Bank Securities Inc.|906700
HTHT|HUAZHU GROUP LTD ADS|DBUL|Deutsche Bank Securities Inc.|7370
HTHT|HUAZHU GROUP LTD ADS|DCHF|Dart Executions, LLC|3140
HTHT|HUAZHU GROUP LTD ADS|DEAN|MORGAN STANLEY|2429
HTHT|HUAZHU GROUP LTD ADS|DEGS|RONIN PROFESSIONAL LLC|4280
HTHT|HUAZHU GROUP LTD ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2740
HTHT|HUAZHU GROUP LTD ADS|DRWK|DRW SECURITIES, L.L.C.|26566
HTHT|HUAZHU GROUP LTD ADS|EBXL|EBX LLC|468700
HTHT|HUAZHU GROUP LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|12366
HTHT|HUAZHU GROUP LTD ADS|EDJC|Edward Jones / CDS|511
HTHT|HUAZHU GROUP LTD ADS|EDJO|Edward D. Jones & Co., L.P.|500
HTHT|HUAZHU GROUP LTD ADS|EGAM|CBOE TRADING, INC.|69133
HTHT|HUAZHU GROUP LTD ADS|EGAW|CBOE TRADING, INC.|222
HTHT|HUAZHU GROUP LTD ADS|EGMT|EG MARKET TECHNOLOGIES LLC|1620
HTHT|HUAZHU GROUP LTD ADS|EGXM|CBOE TRADING, INC.|14044
HTHT|HUAZHU GROUP LTD ADS|EGXW|CBOE TRADING, INC.|300
HTHT|HUAZHU GROUP LTD ADS|ELEV|ELEVATION, LLC|14539
HTHT|HUAZHU GROUP LTD ADS|ESPO|ESPOSITO SECURITIES, LLC|790
HTHT|HUAZHU GROUP LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|131483
HTHT|HUAZHU GROUP LTD ADS|ETCC|Electronic Transaction Clearing, Inc.|249
HTHT|HUAZHU GROUP LTD ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9676
HTHT|HUAZHU GROUP LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36973
HTHT|HUAZHU GROUP LTD ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|569
HTHT|HUAZHU GROUP LTD ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2200
HTHT|HUAZHU GROUP LTD ADS|ETRS|E*Trade Securities LLC|371757
HTHT|HUAZHU GROUP LTD ADS|FBCO|Credit Suisse Securities (USA) LLC|1849225
HTHT|HUAZHU GROUP LTD ADS|FILL|Tradestation Securities, Inc.|11122
HTHT|HUAZHU GROUP LTD ADS|FLTU|FLOW TRADERS US LLC|5117
HTHT|HUAZHU GROUP LTD ADS|FMAF|NBCN Inc./ CDS|6926
HTHT|HUAZHU GROUP LTD ADS|FOMA|TD AMERITRADE CLEARING, INC.|619478
HTHT|HUAZHU GROUP LTD ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5084
HTHT|HUAZHU GROUP LTD ADS|FQLS|Quantlab Securities LP|397280
HTHT|HUAZHU GROUP LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|216566
HTHT|HUAZHU GROUP LTD ADS|FTBR|Foliofn Investments, Inc.|9289
HTHT|HUAZHU GROUP LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|40864
HTHT|HUAZHU GROUP LTD ADS|GLIS|TD Securities Inc|130
HTHT|HUAZHU GROUP LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|248939
HTHT|HUAZHU GROUP LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|4335345
HTHT|HUAZHU GROUP LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|41893
HTHT|HUAZHU GROUP LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|56002
HTHT|HUAZHU GROUP LTD ADS|GTSZ|GTS SECURITIES LLC|48799
HTHT|HUAZHU GROUP LTD ADS|HAPX|HAP Trading, LLC|2000
HTHT|HUAZHU GROUP LTD ADS|HRBF|American Enterprise Investment Services Inc.|14633
HTHT|HUAZHU GROUP LTD ADS|HSBC|HSBC Securities, Inc.|13426
HTHT|HUAZHU GROUP LTD ADS|IATS|INTERACTIVE BROKERS LLC|113209
HTHT|HUAZHU GROUP LTD ADS|IBKR|Interactive Brokers Llc|463582
HTHT|HUAZHU GROUP LTD ADS|ICBX|INSTINET, LLC|170471
HTHT|HUAZHU GROUP LTD ADS|INCA|INSTINET, LLC|1844357
HTHT|HUAZHU GROUP LTD ADS|INJX|INSTINET, LLC|51540
HTHT|HUAZHU GROUP LTD ADS|INTL|INTL FCSTONE FINANCIAL INC.|220
HTHT|HUAZHU GROUP LTD ADS|ITGI|ITG Inc.|94288
HTHT|HUAZHU GROUP LTD ADS|ITGP|ITG INC.|240400
HTHT|HUAZHU GROUP LTD ADS|JANY|Janney Montgomery Scott Inc.|715
HTHT|HUAZHU GROUP LTD ADS|JEFF|JEFFERIES LLC|131520
HTHT|HUAZHU GROUP LTD ADS|JMPT|JUMP TRADING, LLC|239866
HTHT|HUAZHU GROUP LTD ADS|JPBX|J.P. MORGAN SECURITIES LLC|238468
HTHT|HUAZHU GROUP LTD ADS|JPMX|J.P. Morgan Securities LLC|712621
HTHT|HUAZHU GROUP LTD ADS|JSCL|JOSEPH STONE CAPITAL L.L.C.|1500
HTHT|HUAZHU GROUP LTD ADS|JSJX|JANE STREET CAPITAL LLC|4975
HTHT|HUAZHU GROUP LTD ADS|KCGM|VIRTU Americas LLC|110532
HTHT|HUAZHU GROUP LTD ADS|KCRD|PHX FINANCIAL, INC.|100
HTHT|HUAZHU GROUP LTD ADS|LEER|LEERINK PARTNERS LLC|781
HTHT|HUAZHU GROUP LTD ADS|LEHM|Barclays Capital Inc./Le|2645820
HTHT|HUAZHU GROUP LTD ADS|LIME|Lime Brokerage LLC|413598
HTHT|HUAZHU GROUP LTD ADS|LMGP|LIME BROKERAGE LLC|1100
HTHT|HUAZHU GROUP LTD ADS|LOOP|Loop Capital Markets LLC|900
HTHT|HUAZHU GROUP LTD ADS|LQNA|LIQUIDNET, INC.|58200
HTHT|HUAZHU GROUP LTD ADS|LSCI|Lek Securities Corporation|1120
HTHT|HUAZHU GROUP LTD ADS|MACQ|Macquarie Capital (USA) Inc.|600
HTHT|HUAZHU GROUP LTD ADS|MAVB|Great Point Capital LLC|100
HTHT|HUAZHU GROUP LTD ADS|MAXM|Maxim Group LLC|57093
HTHT|HUAZHU GROUP LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|347656
HTHT|HUAZHU GROUP LTD ADS|MOTF|MOTIF INVESTING, INC.|47
HTHT|HUAZHU GROUP LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|4287532
HTHT|HUAZHU GROUP LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|512800
HTHT|HUAZHU GROUP LTD ADS|MSTX|MORGAN STANLEY & CO. LLC|326500
HTHT|HUAZHU GROUP LTD ADS|NATL|National Securities Corporation|685
HTHT|HUAZHU GROUP LTD ADS|NFSC|National Financial Services LLC|375255
HTHT|HUAZHU GROUP LTD ADS|NITE|VIRTU Americas LLC|1422397
HTHT|HUAZHU GROUP LTD ADS|NITP|VIRTU Americas LLC|6488
HTHT|HUAZHU GROUP LTD ADS|NMRA|Nomura Securities International, Inc.|496798
HTHT|HUAZHU GROUP LTD ADS|NQRB|Brut, LLC|81931
HTHT|HUAZHU GROUP LTD ADS|NTRC|Northern Trust Securities, Inc.|209
HTHT|HUAZHU GROUP LTD ADS|OPCO|Oppenheimer & Co. Inc.|26626
HTHT|HUAZHU GROUP LTD ADS|OTAA|OTA LLC|10000
HTHT|HUAZHU GROUP LTD ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1140
HTHT|HUAZHU GROUP LTD ADS|PCPT|PHILLIP CAPITAL INC.|8939
HTHT|HUAZHU GROUP LTD ADS|PDQM|CODA MARKETS, INC.|653326
HTHT|HUAZHU GROUP LTD ADS|PHLY|NASDAQ Execution Services, LLC|4200
HTHT|HUAZHU GROUP LTD ADS|PWJC|UBS Financial Services, Inc.|2750
HTHT|HUAZHU GROUP LTD ADS|QMSR|QUATTRO M SECURITIES INC.|112640
HTHT|HUAZHU GROUP LTD ADS|RAJA|Raymond James & Associates, Inc.|11624
HTHT|HUAZHU GROUP LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|9266
HTHT|HUAZHU GROUP LTD ADS|RGLD|Regal Securities, Inc|860
HTHT|HUAZHU GROUP LTD ADS|SAGL|SAGETRADER, LLC|115474
HTHT|HUAZHU GROUP LTD ADS|SBSH|Citigroup Global Markets Inc.|1899075
HTHT|HUAZHU GROUP LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|488583
HTHT|HUAZHU GROUP LTD ADS|SOGO|Wang Investment Associates, Inc.|500
HTHT|HUAZHU GROUP LTD ADS|SPDR|SPEEDROUTE LLC|61423
HTHT|HUAZHU GROUP LTD ADS|STFL|Stifel, Nicolaus & Company, Incorporated|8110
HTHT|HUAZHU GROUP LTD ADS|STKP|STOCKPILE INVESTMENTS, INC.|64
HTHT|HUAZHU GROUP LTD ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|92
HTHT|HUAZHU GROUP LTD ADS|SWIM|TD Ameritrade, Inc.|78151
HTHT|HUAZHU GROUP LTD ADS|SWST|Hilltop Securities Inc.|3057
HTHT|HUAZHU GROUP LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|9764
HTHT|HUAZHU GROUP LTD ADS|TRBT|Tradebot Systems, Inc.|846539
HTHT|HUAZHU GROUP LTD ADS|TRCM|TRC MARKETS LLC|577807
HTHT|HUAZHU GROUP LTD ADS|TWTT|TASTYWORKS, INC.|2633
HTHT|HUAZHU GROUP LTD ADS|UBSA|UBS SECURITIES LLC|1448569
HTHT|HUAZHU GROUP LTD ADS|UBSS|UBS Securities LLC|2816089
HTHT|HUAZHU GROUP LTD ADS|VALX|VIRTU AMERICAS LLC|46577
HTHT|HUAZHU GROUP LTD ADS|VGRD|Vanguard Marketing Corporation|35421
HTHT|HUAZHU GROUP LTD ADS|VSIN|Vision Financial Markets Llc|119
HTHT|HUAZHU GROUP LTD ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|3449
HTHT|HUAZHU GROUP LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|62434
HTHT|HUAZHU GROUP LTD ADS|WEDB|WEDBUSH SECURITIES INC.|3934
HTHT|HUAZHU GROUP LTD ADS|WEED|Weeden & Co.L.P.|20
HTHT|HUAZHU GROUP LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|94550
HTHT|HUAZHU GROUP LTD ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7366
HTHT|HUAZHU GROUP LTD ADS|WGIF|CIBC World Markets Inc.|2242
HTHT|HUAZHU GROUP LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|15231
HTHT|HUAZHU GROUP LTD ADS|XIST|INSTINET, LLC|183600
HTHT|HUAZHU GROUP LTD ADS|XPUS|XP SECURITIES, LLC|660
HTHT|HUAZHU GROUP LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|28994
HTHT|HUAZHU GROUP LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|21244
HTHT|HUAZHU GROUP LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3813
HTLD|HEARTLAND EXPRESS ##|ALTX|Alternet Securities Inc.|2200
HTLD|HEARTLAND EXPRESS ##|APCC|Apex Clearing Corporation|16
HTLD|HEARTLAND EXPRESS ##|BATM|CBOE TRADING, INC.|507
HTLD|HEARTLAND EXPRESS ##|BAYT|BTIG, LLC|1000
HTLD|HEARTLAND EXPRESS ##|BBNT|BB&T SECURITIES, LLC|31
HTLD|HEARTLAND EXPRESS ##|BERN|Sanford C. Bernstein & Co., LLC|73041
HTLD|HEARTLAND EXPRESS ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|171
HTLD|HEARTLAND EXPRESS ##|BLKX|INSTINET, LLC|54465
HTLD|HEARTLAND EXPRESS ##|BMOC|BMO Capital Markets Corp.|7512
HTLD|HEARTLAND EXPRESS ##|BNPX|BNP PARIBAS SECURITIES CORP.|8610
HTLD|HEARTLAND EXPRESS ##|BRVL|BLAYLOCK VAN, LLC|600
HTLD|HEARTLAND EXPRESS ##|BTIG|BTIG, LLC|12785
HTLD|HEARTLAND EXPRESS ##|BYXM|CBOE TRADING, INC.|740
HTLD|HEARTLAND EXPRESS ##|BZYD|GOLDMAN SACHS & CO. LLC|410
HTLD|HEARTLAND EXPRESS ##|CANT|Cantor Fitzgerald & Co.|92
HTLD|HEARTLAND EXPRESS ##|CHAS|Charles Schwab & Co., Inc.|1
HTLD|HEARTLAND EXPRESS ##|CIOI|CITIGROUP GLOBAL MARKETS INC|20800
HTLD|HEARTLAND EXPRESS ##|CIST|Capital Institutional Services, Inc.|850
HTLD|HEARTLAND EXPRESS ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|473994
HTLD|HEARTLAND EXPRESS ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|407
HTLD|HEARTLAND EXPRESS ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|202801
HTLD|HEARTLAND EXPRESS ##|CTDL|Citadel Derivatives Group Llc|33333
HTLD|HEARTLAND EXPRESS ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|48104
HTLD|HEARTLAND EXPRESS ##|DADA|D.A. Davidson & Co.|2777
HTLD|HEARTLAND EXPRESS ##|DBAB|Deutsche Bank Securities Inc.|327345
HTLD|HEARTLAND EXPRESS ##|DBAX|Deutsche Bank Securities Inc.|137700
HTLD|HEARTLAND EXPRESS ##|DBUL|Deutsche Bank Securities Inc.|3465
HTLD|HEARTLAND EXPRESS ##|DEAN|MORGAN STANLEY|1176
HTLD|HEARTLAND EXPRESS ##|DEGS|RONIN PROFESSIONAL LLC|856
HTLD|HEARTLAND EXPRESS ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2416
HTLD|HEARTLAND EXPRESS ##|EBXL|EBX LLC|116400
HTLD|HEARTLAND EXPRESS ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1199
HTLD|HEARTLAND EXPRESS ##|EDJO|Edward D. Jones & Co., L.P.|1259
HTLD|HEARTLAND EXPRESS ##|EGAM|CBOE TRADING, INC.|3639
HTLD|HEARTLAND EXPRESS ##|EGAW|CBOE TRADING, INC.|170
HTLD|HEARTLAND EXPRESS ##|EGMT|EG MARKET TECHNOLOGIES LLC|158
HTLD|HEARTLAND EXPRESS ##|EGXM|CBOE TRADING, INC.|505
HTLD|HEARTLAND EXPRESS ##|EGXW|CBOE TRADING, INC.|37
HTLD|HEARTLAND EXPRESS ##|ETBE|Electronic Transaction Clearing, Inc.|10607
HTLD|HEARTLAND EXPRESS ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11262
HTLD|HEARTLAND EXPRESS ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9964
HTLD|HEARTLAND EXPRESS ##|ETRS|E*Trade Securities LLC|15391
HTLD|HEARTLAND EXPRESS ##|FBCO|Credit Suisse Securities (USA) LLC|426612
HTLD|HEARTLAND EXPRESS ##|FILL|Tradestation Securities, Inc.|1626
HTLD|HEARTLAND EXPRESS ##|FMAF|NBCN Inc./ CDS|3049
HTLD|HEARTLAND EXPRESS ##|FOMA|TD AMERITRADE CLEARING, INC.|14650
HTLD|HEARTLAND EXPRESS ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1980
HTLD|HEARTLAND EXPRESS ##|FQLS|Quantlab Securities LP|209269
HTLD|HEARTLAND EXPRESS ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|166314
HTLD|HEARTLAND EXPRESS ##|FTBR|Foliofn Investments, Inc.|1593
HTLD|HEARTLAND EXPRESS ##|GEBB|GLOBAL EXECUTION BROKERS, LP|15371
HTLD|HEARTLAND EXPRESS ##|GLPX|ACS EXECUTION SERVICES, LLC|2254
HTLD|HEARTLAND EXPRESS ##|GSCO|GOLDMAN SACHS & CO. LLC|514449
HTLD|HEARTLAND EXPRESS ##|GSCS|GOLDMAN SACHS & CO. LLC|21580
HTLD|HEARTLAND EXPRESS ##|GSLT|GOLDMAN SACHS & CO. LLC|2708
HTLD|HEARTLAND EXPRESS ##|GTSZ|GTS SECURITIES LLC|26475
HTLD|HEARTLAND EXPRESS ##|HPPX|POTAMUS TRADING, LLC|1601
HTLD|HEARTLAND EXPRESS ##|HRBF|American Enterprise Investment Services Inc.|139
HTLD|HEARTLAND EXPRESS ##|IATS|INTERACTIVE BROKERS LLC|5750
HTLD|HEARTLAND EXPRESS ##|IBKR|Interactive Brokers Llc|35224
HTLD|HEARTLAND EXPRESS ##|ICBX|INSTINET, LLC|44991
HTLD|HEARTLAND EXPRESS ##|IEQY|CITADEL SECURITIES LLC|66331
HTLD|HEARTLAND EXPRESS ##|INCA|INSTINET, LLC|357478
HTLD|HEARTLAND EXPRESS ##|INJX|INSTINET, LLC|9919
HTLD|HEARTLAND EXPRESS ##|ITGI|ITG Inc.|149699
HTLD|HEARTLAND EXPRESS ##|ITGP|ITG INC.|110000
HTLD|HEARTLAND EXPRESS ##|JANY|Janney Montgomery Scott Inc.|21
HTLD|HEARTLAND EXPRESS ##|JEFF|JEFFERIES LLC|149466
HTLD|HEARTLAND EXPRESS ##|JMPT|JUMP TRADING, LLC|26436
HTLD|HEARTLAND EXPRESS ##|JPBX|J.P. MORGAN SECURITIES LLC|33710
HTLD|HEARTLAND EXPRESS ##|JPMX|J.P. Morgan Securities LLC|236687
HTLD|HEARTLAND EXPRESS ##|JSJX|JANE STREET CAPITAL LLC|6377
HTLD|HEARTLAND EXPRESS ##|KCGM|VIRTU Americas LLC|35163
HTLD|HEARTLAND EXPRESS ##|KEYB|KEYBANC CAPITAL MARKETS INC.|191542
HTLD|HEARTLAND EXPRESS ##|LEHM|Barclays Capital Inc./Le|788129
HTLD|HEARTLAND EXPRESS ##|LIME|Lime Brokerage LLC|208199
HTLD|HEARTLAND EXPRESS ##|LSCI|Lek Securities Corporation|523
HTLD|HEARTLAND EXPRESS ##|MAXM|Maxim Group LLC|4491
HTLD|HEARTLAND EXPRESS ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80442
HTLD|HEARTLAND EXPRESS ##|MOTF|MOTIF INVESTING, INC.|5
HTLD|HEARTLAND EXPRESS ##|MSCO|MORGAN STANLEY & CO. LLC|1857626
HTLD|HEARTLAND EXPRESS ##|MSPL|MORGAN STANLEY & CO. LLC|420100
HTLD|HEARTLAND EXPRESS ##|MSTX|MORGAN STANLEY & CO. LLC|102800
HTLD|HEARTLAND EXPRESS ##|MZHO|Mizuho Securities USA LLC|610312
HTLD|HEARTLAND EXPRESS ##|NEED|Needham & Company, LLC|58075
HTLD|HEARTLAND EXPRESS ##|NFSC|National Financial Services LLC|63584
HTLD|HEARTLAND EXPRESS ##|NITE|VIRTU Americas LLC|129832
HTLD|HEARTLAND EXPRESS ##|NITP|VIRTU Americas LLC|4500
HTLD|HEARTLAND EXPRESS ##|NQRB|Brut, LLC|26928
HTLD|HEARTLAND EXPRESS ##|NTRC|Northern Trust Securities, Inc.|95
HTLD|HEARTLAND EXPRESS ##|OPCO|Oppenheimer & Co. Inc.|697
HTLD|HEARTLAND EXPRESS ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1173
HTLD|HEARTLAND EXPRESS ##|PDQM|CODA MARKETS, INC.|9142
HTLD|HEARTLAND EXPRESS ##|RAJA|Raymond James & Associates, Inc.|2213
HTLD|HEARTLAND EXPRESS ##|RBCM|RBC CAPITAL MARKETS, LLC|1800
HTLD|HEARTLAND EXPRESS ##|RHCO|Suntrust Robinson Humphrey, Inc.|43805
HTLD|HEARTLAND EXPRESS ##|SAGW|SAGETRADER, LLC|1861
HTLD|HEARTLAND EXPRESS ##|SBSH|Citigroup Global Markets Inc.|111536
HTLD|HEARTLAND EXPRESS ##|SGMT|GOLDMAN SACHS & CO. LLC|141728
HTLD|HEARTLAND EXPRESS ##|SPDR|SPEEDROUTE LLC|4742
HTLD|HEARTLAND EXPRESS ##|SPHN|Stephens Inc.|883
HTLD|HEARTLAND EXPRESS ##|STFL|Stifel, Nicolaus & Company, Incorporated|32183
HTLD|HEARTLAND EXPRESS ##|SWIM|TD Ameritrade, Inc.|4500
HTLD|HEARTLAND EXPRESS ##|TONC|CUTTONE & CO., LLC|4222
HTLD|HEARTLAND EXPRESS ##|TRBT|Tradebot Systems, Inc.|213901
HTLD|HEARTLAND EXPRESS ##|TRCM|TRC MARKETS LLC|124121
HTLD|HEARTLAND EXPRESS ##|UBSA|UBS SECURITIES LLC|371549
HTLD|HEARTLAND EXPRESS ##|UBSS|UBS Securities LLC|714601
HTLD|HEARTLAND EXPRESS ##|VALX|VIRTU AMERICAS LLC|7003
HTLD|HEARTLAND EXPRESS ##|VGRD|Vanguard Marketing Corporation|26857
HTLD|HEARTLAND EXPRESS ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1136
HTLD|HEARTLAND EXPRESS ##|WCHV|WELLS FARGO SECURITIES, LLC|9899
HTLD|HEARTLAND EXPRESS ##|WDNX|WEEDEN & CO.L.P.|9322
HTLD|HEARTLAND EXPRESS ##|WEDB|WEDBUSH SECURITIES INC.|5000
HTLD|HEARTLAND EXPRESS ##|WEED|Weeden & Co.L.P.|154
HTLD|HEARTLAND EXPRESS ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1113
HTLD|HEARTLAND EXPRESS ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1891
HTLD|HEARTLAND EXPRESS ##|WFPB|Wells Fargo Securities, LLC.|932
HTLD|HEARTLAND EXPRESS ##|WSEA|WOLVERINE SECURITIES, LLC|61
HTLD|HEARTLAND EXPRESS ##|XIST|INSTINET, LLC|53554
HTLD|HEARTLAND EXPRESS ##|XPQR|Jump Trading|400
HTLD|HEARTLAND EXPRESS ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|21800
HTLD|HEARTLAND EXPRESS ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|416
HTLF|HEARTLAND FINL USA|ALTX|Alternet Securities Inc.|1908
HTLF|HEARTLAND FINL USA|APCC|Apex Clearing Corporation|3378
HTLF|HEARTLAND FINL USA|BANK|Primevest Financial Services, Inc.|7
HTLF|HEARTLAND FINL USA|BARD|Robert W. Baird & Co. Incorporated|473
HTLF|HEARTLAND FINL USA|BATM|CBOE TRADING, INC.|4015
HTLF|HEARTLAND FINL USA|BAYC|BAY CREST PARTNERS, LLC|362
HTLF|HEARTLAND FINL USA|BERN|Sanford C. Bernstein & Co., LLC|6390
HTLF|HEARTLAND FINL USA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|189
HTLF|HEARTLAND FINL USA|BLKX|INSTINET, LLC|50000
HTLF|HEARTLAND FINL USA|BMOC|BMO Capital Markets Corp.|4283
HTLF|HEARTLAND FINL USA|BNPX|BNP PARIBAS SECURITIES CORP.|7592
HTLF|HEARTLAND FINL USA|BYXM|CBOE TRADING, INC.|303
HTLF|HEARTLAND FINL USA|BZYD|GOLDMAN SACHS & CO. LLC|1416
HTLF|HEARTLAND FINL USA|CANT|Cantor Fitzgerald & Co.|210
HTLF|HEARTLAND FINL USA|CHAS|Charles Schwab & Co., Inc.|300
HTLF|HEARTLAND FINL USA|CIST|Capital Institutional Services, Inc.|1380
HTLF|HEARTLAND FINL USA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13542
HTLF|HEARTLAND FINL USA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1477
HTLF|HEARTLAND FINL USA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13
HTLF|HEARTLAND FINL USA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35509
HTLF|HEARTLAND FINL USA|CTDL|Citadel Derivatives Group Llc|10043
HTLF|HEARTLAND FINL USA|CXCX|CITIGROUP GLOBAL MARKETS INC.|7510
HTLF|HEARTLAND FINL USA|DADA|D.A. Davidson & Co.|26110
HTLF|HEARTLAND FINL USA|DBAB|Deutsche Bank Securities Inc.|145309
HTLF|HEARTLAND FINL USA|DBAX|Deutsche Bank Securities Inc.|40500
HTLF|HEARTLAND FINL USA|DEAN|MORGAN STANLEY|1446
HTLF|HEARTLAND FINL USA|DEGS|RONIN PROFESSIONAL LLC|490
HTLF|HEARTLAND FINL USA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1063
HTLF|HEARTLAND FINL USA|EBXL|EBX LLC|15400
HTLF|HEARTLAND FINL USA|ECUT|CONVERGEX EXECUTION SOLUTIONS|2084
HTLF|HEARTLAND FINL USA|EDJO|Edward D. Jones & Co., L.P.|5812
HTLF|HEARTLAND FINL USA|EGAM|CBOE TRADING, INC.|3873
HTLF|HEARTLAND FINL USA|EGMT|EG MARKET TECHNOLOGIES LLC|500
HTLF|HEARTLAND FINL USA|EGXM|CBOE TRADING, INC.|1667
HTLF|HEARTLAND FINL USA|EGXW|CBOE TRADING, INC.|100
HTLF|HEARTLAND FINL USA|ETBE|Electronic Transaction Clearing, Inc.|5208
HTLF|HEARTLAND FINL USA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|11
HTLF|HEARTLAND FINL USA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1553
HTLF|HEARTLAND FINL USA|ETRS|E*Trade Securities LLC|881
HTLF|HEARTLAND FINL USA|FBCO|Credit Suisse Securities (USA) LLC|71519
HTLF|HEARTLAND FINL USA|FINX|FINTECH SECURITIES|400
HTLF|HEARTLAND FINL USA|FOMA|TD AMERITRADE CLEARING, INC.|19426
HTLF|HEARTLAND FINL USA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32599
HTLF|HEARTLAND FINL USA|FTBR|Foliofn Investments, Inc.|273
HTLF|HEARTLAND FINL USA|GEBB|GLOBAL EXECUTION BROKERS, LP|26676
HTLF|HEARTLAND FINL USA|GLPX|ACS EXECUTION SERVICES, LLC|707
HTLF|HEARTLAND FINL USA|GSCO|GOLDMAN SACHS & CO. LLC|506876
HTLF|HEARTLAND FINL USA|GSCS|GOLDMAN SACHS & CO. LLC|2544
HTLF|HEARTLAND FINL USA|GSLT|GOLDMAN SACHS & CO. LLC|1246
HTLF|HEARTLAND FINL USA|GTSZ|GTS SECURITIES LLC|1800
HTLF|HEARTLAND FINL USA|HAPX|HAP Trading, LLC|102
HTLF|HEARTLAND FINL USA|HRBF|American Enterprise Investment Services Inc.|2411
HTLF|HEARTLAND FINL USA|IATS|INTERACTIVE BROKERS LLC|100
HTLF|HEARTLAND FINL USA|IBKR|Interactive Brokers Llc|6755
HTLF|HEARTLAND FINL USA|ICBX|INSTINET, LLC|5300
HTLF|HEARTLAND FINL USA|IEQY|CITADEL SECURITIES LLC|27710
HTLF|HEARTLAND FINL USA|INCA|INSTINET, LLC|98263
HTLF|HEARTLAND FINL USA|INJX|INSTINET, LLC|12948
HTLF|HEARTLAND FINL USA|ITGI|ITG Inc.|94334
HTLF|HEARTLAND FINL USA|ITGP|ITG INC.|21000
HTLF|HEARTLAND FINL USA|JEFF|JEFFERIES LLC|49848
HTLF|HEARTLAND FINL USA|JMPT|JUMP TRADING, LLC|4595
HTLF|HEARTLAND FINL USA|JONE|JonesTrading|200
HTLF|HEARTLAND FINL USA|JPBX|J.P. MORGAN SECURITIES LLC|5633
HTLF|HEARTLAND FINL USA|JPMX|J.P. Morgan Securities LLC|60561
HTLF|HEARTLAND FINL USA|JSJX|JANE STREET CAPITAL LLC|4515
HTLF|HEARTLAND FINL USA|KCGM|VIRTU Americas LLC|7868
HTLF|HEARTLAND FINL USA|LEHM|Barclays Capital Inc./Le|142057
HTLF|HEARTLAND FINL USA|LGNT|COR CLEARING LLC|595
HTLF|HEARTLAND FINL USA|LIME|Lime Brokerage LLC|56915
HTLF|HEARTLAND FINL USA|LMGP|LIME BROKERAGE LLC|1600
HTLF|HEARTLAND FINL USA|LOOP|Loop Capital Markets LLC|2100
HTLF|HEARTLAND FINL USA|LSCI|Lek Securities Corporation|400
HTLF|HEARTLAND FINL USA|MACC|Mid Atlantic Capital Corporation|7530
HTLF|HEARTLAND FINL USA|MAXM|Maxim Group LLC|2921
HTLF|HEARTLAND FINL USA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24187
HTLF|HEARTLAND FINL USA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|675
HTLF|HEARTLAND FINL USA|MSCO|MORGAN STANLEY & CO. LLC|476280
HTLF|HEARTLAND FINL USA|MSPL|MORGAN STANLEY & CO. LLC|72000
HTLF|HEARTLAND FINL USA|MSTX|MORGAN STANLEY & CO. LLC|3600
HTLF|HEARTLAND FINL USA|NFSC|National Financial Services LLC|23229
HTLF|HEARTLAND FINL USA|NITE|VIRTU Americas LLC|101297
HTLF|HEARTLAND FINL USA|NITP|VIRTU Americas LLC|2087
HTLF|HEARTLAND FINL USA|NQRB|Brut, LLC|3145
HTLF|HEARTLAND FINL USA|NTRC|Northern Trust Securities, Inc.|738
HTLF|HEARTLAND FINL USA|OPCO|Oppenheimer & Co. Inc.|2805
HTLF|HEARTLAND FINL USA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1182
HTLF|HEARTLAND FINL USA|PDQM|CODA MARKETS, INC.|3960
HTLF|HEARTLAND FINL USA|PNSR|Penserra Securities, LLC|6608
HTLF|HEARTLAND FINL USA|PWJC|UBS Financial Services, Inc.|100
HTLF|HEARTLAND FINL USA|RAJA|Raymond James & Associates, Inc.|6740
HTLF|HEARTLAND FINL USA|RBCM|RBC CAPITAL MARKETS, LLC|407
HTLF|HEARTLAND FINL USA|SAGL|SAGETRADER, LLC|300
HTLF|HEARTLAND FINL USA|SAGW|SAGETRADER, LLC|200
HTLF|HEARTLAND FINL USA|SBSH|Citigroup Global Markets Inc.|62334
HTLF|HEARTLAND FINL USA|SDLR|Sandler, O'Neill & Partners, L.P.|20242
HTLF|HEARTLAND FINL USA|SEIC|SEI Investments Distribution Co.|1200
HTLF|HEARTLAND FINL USA|SGMT|GOLDMAN SACHS & CO. LLC|15351
HTLF|HEARTLAND FINL USA|SPDR|SPEEDROUTE LLC|3400
HTLF|HEARTLAND FINL USA|SSBS|STATE STREET GLOBAL MARKETS, LLC|13976
HTLF|HEARTLAND FINL USA|STFL|Stifel, Nicolaus & Company, Incorporated|271
HTLF|HEARTLAND FINL USA|SWIM|TD Ameritrade, Inc.|52
HTLF|HEARTLAND FINL USA|SWST|Hilltop Securities Inc.|1672
HTLF|HEARTLAND FINL USA|TRBT|Tradebot Systems, Inc.|7993
HTLF|HEARTLAND FINL USA|TRCM|TRC MARKETS LLC|47377
HTLF|HEARTLAND FINL USA|UBSA|UBS SECURITIES LLC|118911
HTLF|HEARTLAND FINL USA|UBSS|UBS Securities LLC|401793
HTLF|HEARTLAND FINL USA|VALX|VIRTU AMERICAS LLC|7200
HTLF|HEARTLAND FINL USA|VGRD|Vanguard Marketing Corporation|1434
HTLF|HEARTLAND FINL USA|WCHV|WELLS FARGO SECURITIES, LLC|10844
HTLF|HEARTLAND FINL USA|WEED|Weeden & Co.L.P.|5440
HTLF|HEARTLAND FINL USA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2021
HTLF|HEARTLAND FINL USA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1461
HTLF|HEARTLAND FINL USA|WSEA|WOLVERINE SECURITIES, LLC|1055
HTLF|HEARTLAND FINL USA|WSGD|WEDBUSH SECURITIES INC.|5
HTLF|HEARTLAND FINL USA|XIST|INSTINET, LLC|2440
HTLF|HEARTLAND FINL USA|XSTM|NATIONAL FINANCIAL SERVICES LLC|1280
HTLF|HEARTLAND FINL USA|YKNA|COMHAR CAPITAL MARKETS, LLC|130
HTLF|HEARTLAND FINL USA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27613
HTRB|HARTFORD TOTAL RETUR|LIME|Lime Brokerage LLC|400
HTRB|HARTFORD TOTAL RETUR|NFSC|National Financial Services LLC|5
HTRB|HARTFORD TOTAL RETUR|NITE|VIRTU Americas LLC|5
HTUS|HULL TACTICAL US ETF|APCC|Apex Clearing Corporation|42
HTUS|HULL TACTICAL US ETF|CHAS|Charles Schwab & Co., Inc.|2
HTUS|HULL TACTICAL US ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
HTUS|HULL TACTICAL US ETF|ETRS|E*Trade Securities LLC|350
HTUS|HULL TACTICAL US ETF|FTBR|Foliofn Investments, Inc.|1
HTUS|HULL TACTICAL US ETF|GSLT|GOLDMAN SACHS & CO. LLC|300
HTUS|HULL TACTICAL US ETF|IATS|INTERACTIVE BROKERS LLC|25
HTUS|HULL TACTICAL US ETF|IBKR|Interactive Brokers Llc|2638
HTUS|HULL TACTICAL US ETF|JSJX|JANE STREET CAPITAL LLC|4830
HTUS|HULL TACTICAL US ETF|KCGM|VIRTU Americas LLC|817
HTUS|HULL TACTICAL US ETF|LEHM|Barclays Capital Inc./Le|200
HTUS|HULL TACTICAL US ETF|LIME|Lime Brokerage LLC|1725
HTUS|HULL TACTICAL US ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HTUS|HULL TACTICAL US ETF|MSCO|MORGAN STANLEY & CO. LLC|600
HTUS|HULL TACTICAL US ETF|NFSC|National Financial Services LLC|15287
HTUS|HULL TACTICAL US ETF|NITE|VIRTU Americas LLC|15564
HTUS|HULL TACTICAL US ETF|NQRB|Brut, LLC|400
HTUS|HULL TACTICAL US ETF|PWJC|UBS Financial Services, Inc.|200
HTUS|HULL TACTICAL US ETF|RBCM|RBC CAPITAL MARKETS, LLC|500
HTUS|HULL TACTICAL US ETF|UBSA|UBS SECURITIES LLC|2211
HTUS|HULL TACTICAL US ETF|UBSS|UBS Securities LLC|2128
HTUS|HULL TACTICAL US ETF|VGRD|Vanguard Marketing Corporation|640
HTUS|HULL TACTICAL US ETF|WSEA|WOLVERINE SECURITIES, LLC|40
HTUS|HULL TACTICAL US ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|111
HTY|JOHN HANCOCK TAX ADV|ALTX|Alternet Securities Inc.|400
HTY|JOHN HANCOCK TAX ADV|APCC|Apex Clearing Corporation|14
HTY|JOHN HANCOCK TAX ADV|BATM|CBOE TRADING, INC.|713
HTY|JOHN HANCOCK TAX ADV|BERN|Sanford C. Bernstein & Co., LLC|100
HTY|JOHN HANCOCK TAX ADV|BTIG|BTIG, LLC|7541
HTY|JOHN HANCOCK TAX ADV|BYXM|CBOE TRADING, INC.|100
HTY|JOHN HANCOCK TAX ADV|CANT|Cantor Fitzgerald & Co.|360
HTY|JOHN HANCOCK TAX ADV|CHAS|Charles Schwab & Co., Inc.|1
HTY|JOHN HANCOCK TAX ADV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
HTY|JOHN HANCOCK TAX ADV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
HTY|JOHN HANCOCK TAX ADV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1774
HTY|JOHN HANCOCK TAX ADV|CTDL|Citadel Derivatives Group Llc|80
HTY|JOHN HANCOCK TAX ADV|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
HTY|JOHN HANCOCK TAX ADV|DADA|D.A. Davidson & Co.|1
HTY|JOHN HANCOCK TAX ADV|DBAX|Deutsche Bank Securities Inc.|2100
HTY|JOHN HANCOCK TAX ADV|DEAN|MORGAN STANLEY|8336
HTY|JOHN HANCOCK TAX ADV|DEGS|RONIN PROFESSIONAL LLC|200
HTY|JOHN HANCOCK TAX ADV|EBXL|EBX LLC|1500
HTY|JOHN HANCOCK TAX ADV|EDJO|Edward D. Jones & Co., L.P.|1500
HTY|JOHN HANCOCK TAX ADV|EGAM|CBOE TRADING, INC.|664
HTY|JOHN HANCOCK TAX ADV|ETCB|ETC BROKERAGE SERVICES, LLC|402
HTY|JOHN HANCOCK TAX ADV|ETRS|E*Trade Securities LLC|9766
HTY|JOHN HANCOCK TAX ADV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4914
HTY|JOHN HANCOCK TAX ADV|FTBR|Foliofn Investments, Inc.|33993
HTY|JOHN HANCOCK TAX ADV|GLPX|ACS EXECUTION SERVICES, LLC|200
HTY|JOHN HANCOCK TAX ADV|GSCO|GOLDMAN SACHS & CO. LLC|1156
HTY|JOHN HANCOCK TAX ADV|GSCS|GOLDMAN SACHS & CO. LLC|100
HTY|JOHN HANCOCK TAX ADV|GTSZ|GTS SECURITIES LLC|1200
HTY|JOHN HANCOCK TAX ADV|HRBF|American Enterprise Investment Services Inc.|5397
HTY|JOHN HANCOCK TAX ADV|IATS|INTERACTIVE BROKERS LLC|640
HTY|JOHN HANCOCK TAX ADV|IBKR|Interactive Brokers Llc|6583
HTY|JOHN HANCOCK TAX ADV|ICBX|INSTINET, LLC|300
HTY|JOHN HANCOCK TAX ADV|INCA|INSTINET, LLC|3946
HTY|JOHN HANCOCK TAX ADV|ITGI|ITG Inc.|3779
HTY|JOHN HANCOCK TAX ADV|ITGP|ITG INC.|3400
HTY|JOHN HANCOCK TAX ADV|JANY|Janney Montgomery Scott Inc.|8
HTY|JOHN HANCOCK TAX ADV|JPMX|J.P. Morgan Securities LLC|600
HTY|JOHN HANCOCK TAX ADV|KCGM|VIRTU Americas LLC|1100
HTY|JOHN HANCOCK TAX ADV|LEHM|Barclays Capital Inc./Le|1000
HTY|JOHN HANCOCK TAX ADV|LGNT|COR CLEARING LLC|32
HTY|JOHN HANCOCK TAX ADV|LIME|Lime Brokerage LLC|243
HTY|JOHN HANCOCK TAX ADV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
HTY|JOHN HANCOCK TAX ADV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
HTY|JOHN HANCOCK TAX ADV|MSCO|MORGAN STANLEY & CO. LLC|31856
HTY|JOHN HANCOCK TAX ADV|MSPL|MORGAN STANLEY & CO. LLC|10700
HTY|JOHN HANCOCK TAX ADV|NFSC|National Financial Services LLC|46871
HTY|JOHN HANCOCK TAX ADV|NITE|VIRTU Americas LLC|131358
HTY|JOHN HANCOCK TAX ADV|NQRB|Brut, LLC|2324
HTY|JOHN HANCOCK TAX ADV|OPCO|Oppenheimer & Co. Inc.|6618
HTY|JOHN HANCOCK TAX ADV|PDQM|CODA MARKETS, INC.|300
HTY|JOHN HANCOCK TAX ADV|RBCM|RBC CAPITAL MARKETS, LLC|2920
HTY|JOHN HANCOCK TAX ADV|SBSH|Citigroup Global Markets Inc.|780
HTY|JOHN HANCOCK TAX ADV|SGMT|GOLDMAN SACHS & CO. LLC|2400
HTY|JOHN HANCOCK TAX ADV|SPDR|SPEEDROUTE LLC|100
HTY|JOHN HANCOCK TAX ADV|STFL|Stifel, Nicolaus & Company, Incorporated|4714
HTY|JOHN HANCOCK TAX ADV|SWIM|TD Ameritrade, Inc.|4858
HTY|JOHN HANCOCK TAX ADV|SWST|Hilltop Securities Inc.|2905
HTY|JOHN HANCOCK TAX ADV|TKNG|ALLY INVEST SECURITIES LLC|500
HTY|JOHN HANCOCK TAX ADV|TRBT|Tradebot Systems, Inc.|100
HTY|JOHN HANCOCK TAX ADV|UBSA|UBS SECURITIES LLC|5396
HTY|JOHN HANCOCK TAX ADV|UBSS|UBS Securities LLC|18621
HTY|JOHN HANCOCK TAX ADV|VALX|VIRTU AMERICAS LLC|746
HTY|JOHN HANCOCK TAX ADV|VGRD|Vanguard Marketing Corporation|1930
HTY|JOHN HANCOCK TAX ADV|WCHV|WELLS FARGO SECURITIES, LLC|10556
HTY|JOHN HANCOCK TAX ADV|WEDB|WEDBUSH SECURITIES INC.|232
HTY|JOHN HANCOCK TAX ADV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18213
HTY|JOHN HANCOCK TAX ADV|WGIF|CIBC World Markets Inc.|400
HTY|JOHN HANCOCK TAX ADV|WSEA|WOLVERINE SECURITIES, LLC|28
HTY|JOHN HANCOCK TAX ADV|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
HTY|JOHN HANCOCK TAX ADV|YKNA|COMHAR CAPITAL MARKETS, LLC|100
HTY|JOHN HANCOCK TAX ADV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5541
HTZ|HERTZ GLOBAL|ABLE|NATIXIS Securities Americas LLC|122000
HTZ|HERTZ GLOBAL|AGIS|Aegis Capital Corp.|6020
HTZ|HERTZ GLOBAL|ALTX|Alternet Securities Inc.|30777
HTZ|HERTZ GLOBAL|ANOS|ABEL/NOSER, L.L.C.|1000
HTZ|HERTZ GLOBAL|APCC|Apex Clearing Corporation|169688
HTZ|HERTZ GLOBAL|BARD|Robert W. Baird & Co. Incorporated|49
HTZ|HERTZ GLOBAL|BATM|CBOE TRADING, INC.|8869
HTZ|HERTZ GLOBAL|BAYC|BAY CREST PARTNERS, LLC|18125
HTZ|HERTZ GLOBAL|BAYT|BTIG, LLC|63762
HTZ|HERTZ GLOBAL|BBNT|BB&T SECURITIES, LLC|50
HTZ|HERTZ GLOBAL|BERN|Sanford C. Bernstein & Co., LLC|80708
HTZ|HERTZ GLOBAL|BIDS|BIDS TRADING L.P.|51800
HTZ|HERTZ GLOBAL|BIMI|Banca IMI Securities Corp.|4050
HTZ|HERTZ GLOBAL|BKCM|BNY Mellon Capital Markets LLC|1902
HTZ|HERTZ GLOBAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48939
HTZ|HERTZ GLOBAL|BLKX|INSTINET, LLC|125888
HTZ|HERTZ GLOBAL|BMSI|BULL MARKET SECURITIES, INC.|300
HTZ|HERTZ GLOBAL|BNPX|BNP PARIBAS SECURITIES CORP.|222991
HTZ|HERTZ GLOBAL|BTIG|BTIG, LLC|38525
HTZ|HERTZ GLOBAL|BYXM|CBOE TRADING, INC.|5200
HTZ|HERTZ GLOBAL|BZYD|GOLDMAN SACHS & CO. LLC|1100
HTZ|HERTZ GLOBAL|CBRA|Cobra Trading, Inc.|200
HTZ|HERTZ GLOBAL|CHAS|Charles Schwab & Co., Inc.|8365
HTZ|HERTZ GLOBAL|CIOI|CITIGROUP GLOBAL MARKETS INC|100000
HTZ|HERTZ GLOBAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118125
HTZ|HERTZ GLOBAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|28831
HTZ|HERTZ GLOBAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|45639
HTZ|HERTZ GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1404853
HTZ|HERTZ GLOBAL|CTDL|Citadel Derivatives Group Llc|4019
HTZ|HERTZ GLOBAL|CTLR|CUTLER GROUP, LP|45083
HTZ|HERTZ GLOBAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|434520
HTZ|HERTZ GLOBAL|DADA|D.A. Davidson & Co.|100
HTZ|HERTZ GLOBAL|DBAB|Deutsche Bank Securities Inc.|1108906
HTZ|HERTZ GLOBAL|DBAX|Deutsche Bank Securities Inc.|1140200
HTZ|HERTZ GLOBAL|DBUL|Deutsche Bank Securities Inc.|10112
HTZ|HERTZ GLOBAL|DCHF|Dart Executions, LLC|13169
HTZ|HERTZ GLOBAL|DEAN|MORGAN STANLEY|13123
HTZ|HERTZ GLOBAL|DEGS|RONIN PROFESSIONAL LLC|2498
HTZ|HERTZ GLOBAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3400
HTZ|HERTZ GLOBAL|EBXL|EBX LLC|617500
HTZ|HERTZ GLOBAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|36030
HTZ|HERTZ GLOBAL|EDJO|Edward D. Jones & Co., L.P.|4558
HTZ|HERTZ GLOBAL|EGAM|CBOE TRADING, INC.|28764
HTZ|HERTZ GLOBAL|EGAW|CBOE TRADING, INC.|1065
HTZ|HERTZ GLOBAL|EGMT|EG MARKET TECHNOLOGIES LLC|300
HTZ|HERTZ GLOBAL|EGXM|CBOE TRADING, INC.|20553
HTZ|HERTZ GLOBAL|EGXW|CBOE TRADING, INC.|1602
HTZ|HERTZ GLOBAL|ETBE|Electronic Transaction Clearing, Inc.|25957
HTZ|HERTZ GLOBAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|23203
HTZ|HERTZ GLOBAL|ETCB|ETC BROKERAGE SERVICES, LLC|319
HTZ|HERTZ GLOBAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30698
HTZ|HERTZ GLOBAL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|61574
HTZ|HERTZ GLOBAL|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2630
HTZ|HERTZ GLOBAL|ETRS|E*Trade Securities LLC|2878220
HTZ|HERTZ GLOBAL|FBRC|B. RILEY FBR, INC.|144051
HTZ|HERTZ GLOBAL|FILL|Tradestation Securities, Inc.|100764
HTZ|HERTZ GLOBAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6073
HTZ|HERTZ GLOBAL|FQLS|Quantlab Securities LP|644122
HTZ|HERTZ GLOBAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|370552
HTZ|HERTZ GLOBAL|FTBR|Foliofn Investments, Inc.|8884
HTZ|HERTZ GLOBAL|GBMT|GBM International, Inc.|4296
HTZ|HERTZ GLOBAL|GEBB|GLOBAL EXECUTION BROKERS, LP|73161
HTZ|HERTZ GLOBAL|GLIS|TD Securities Inc|27963
HTZ|HERTZ GLOBAL|GLPX|ACS EXECUTION SERVICES, LLC|174120
HTZ|HERTZ GLOBAL|GSCO|GOLDMAN SACHS & CO. LLC|2443574
HTZ|HERTZ GLOBAL|GSCS|GOLDMAN SACHS & CO. LLC|86836
HTZ|HERTZ GLOBAL|GSIC|GLOBAL STRATEGIC INVESTMENTS|5420
HTZ|HERTZ GLOBAL|GSLT|GOLDMAN SACHS & CO. LLC|25858
HTZ|HERTZ GLOBAL|GTSZ|GTS SECURITIES LLC|127909
HTZ|HERTZ GLOBAL|HAPX|HAP Trading, LLC|2365
HTZ|HERTZ GLOBAL|HRBF|American Enterprise Investment Services Inc.|4269
HTZ|HERTZ GLOBAL|HSBC|HSBC Securities, Inc.|3548
HTZ|HERTZ GLOBAL|IATS|INTERACTIVE BROKERS LLC|202183
HTZ|HERTZ GLOBAL|IBKR|Interactive Brokers Llc|356318
HTZ|HERTZ GLOBAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|240
HTZ|HERTZ GLOBAL|ICBX|INSTINET, LLC|161019
HTZ|HERTZ GLOBAL|IEQY|CITADEL SECURITIES LLC|54565
HTZ|HERTZ GLOBAL|INCA|INSTINET, LLC|469488
HTZ|HERTZ GLOBAL|INJX|INSTINET, LLC|28588
HTZ|HERTZ GLOBAL|ITGI|ITG Inc.|252277
HTZ|HERTZ GLOBAL|ITGP|ITG INC.|460400
HTZ|HERTZ GLOBAL|JANY|Janney Montgomery Scott Inc.|1538
HTZ|HERTZ GLOBAL|JEFF|JEFFERIES LLC|141374
HTZ|HERTZ GLOBAL|JMPT|JUMP TRADING, LLC|119735
HTZ|HERTZ GLOBAL|JONE|JonesTrading|800
HTZ|HERTZ GLOBAL|JPBX|J.P. MORGAN SECURITIES LLC|110811
HTZ|HERTZ GLOBAL|JPMX|J.P. Morgan Securities LLC|1032345
HTZ|HERTZ GLOBAL|JSJX|JANE STREET CAPITAL LLC|16280
HTZ|HERTZ GLOBAL|JUTA|JUMP TRADING, LLC|1200
HTZ|HERTZ GLOBAL|KCGM|VIRTU Americas LLC|258407
HTZ|HERTZ GLOBAL|KRSH|Kershner Securities, LLC|2796
HTZ|HERTZ GLOBAL|LEHM|Barclays Capital Inc./Le|2043534
HTZ|HERTZ GLOBAL|LIME|Lime Brokerage LLC|41393
HTZ|HERTZ GLOBAL|LQNA|LIQUIDNET, INC.|103500
HTZ|HERTZ GLOBAL|LSCI|Lek Securities Corporation|200
HTZ|HERTZ GLOBAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7524
HTZ|HERTZ GLOBAL|MACQ|Macquarie Capital (USA) Inc.|6000
HTZ|HERTZ GLOBAL|MAXM|Maxim Group LLC|103958
HTZ|HERTZ GLOBAL|MBTS|ALLY INVEST SECURITIES LLC|21761
HTZ|HERTZ GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|428530
HTZ|HERTZ GLOBAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
HTZ|HERTZ GLOBAL|MNDX|TJM Investments, LLC|2000
HTZ|HERTZ GLOBAL|MOTF|MOTIF INVESTING, INC.|5
HTZ|HERTZ GLOBAL|MPSG|E D & F Man Capital Markets Inc.|37395
HTZ|HERTZ GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|4095049
HTZ|HERTZ GLOBAL|MSPL|MORGAN STANLEY & CO. LLC|1010900
HTZ|HERTZ GLOBAL|MSTX|MORGAN STANLEY & CO. LLC|519300
HTZ|HERTZ GLOBAL|NATL|National Securities Corporation|19476
HTZ|HERTZ GLOBAL|NEUB|NEUBERGER BERMAN BD LLC|390
HTZ|HERTZ GLOBAL|NFSC|National Financial Services LLC|1611058
HTZ|HERTZ GLOBAL|NITE|VIRTU Americas LLC|5889607
HTZ|HERTZ GLOBAL|NITP|VIRTU Americas LLC|987
HTZ|HERTZ GLOBAL|NMRA|Nomura Securities International, Inc.|14000
HTZ|HERTZ GLOBAL|NQRB|Brut, LLC|21210
HTZ|HERTZ GLOBAL|NTBF|BMO Nesbitt Burns Inc./CDS|6945
HTZ|HERTZ GLOBAL|NTRC|Northern Trust Securities, Inc.|4588
HTZ|HERTZ GLOBAL|OHOS|TWO SIGMA SECURITIES, LLC|4147
HTZ|HERTZ GLOBAL|OPCO|Oppenheimer & Co. Inc.|8646
HTZ|HERTZ GLOBAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1564
HTZ|HERTZ GLOBAL|PCPT|PHILLIP CAPITAL INC.|13900
HTZ|HERTZ GLOBAL|PDQM|CODA MARKETS, INC.|237750
HTZ|HERTZ GLOBAL|PHLY|NASDAQ Execution Services, LLC|17400
HTZ|HERTZ GLOBAL|PWJC|UBS Financial Services, Inc.|10315
HTZ|HERTZ GLOBAL|QMSR|QUATTRO M SECURITIES INC.|37695
HTZ|HERTZ GLOBAL|RBCM|RBC CAPITAL MARKETS, LLC|90894
HTZ|HERTZ GLOBAL|SAGL|SAGETRADER, LLC|40215
HTZ|HERTZ GLOBAL|SAGW|SAGETRADER, LLC|1771
HTZ|HERTZ GLOBAL|SALI|INTL FCSTONE FINANCIAL INC.|7105
HTZ|HERTZ GLOBAL|SBSH|Citigroup Global Markets Inc.|411882
HTZ|HERTZ GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|312396
HTZ|HERTZ GLOBAL|SPDR|SPEEDROUTE LLC|47881
HTZ|HERTZ GLOBAL|SPNT|SEVEN POINTS CAPITAL, LLC|1243
HTZ|HERTZ GLOBAL|SPTD|MINT GLOBAL MARKETS, INC.|1500
HTZ|HERTZ GLOBAL|STFL|Stifel, Nicolaus & Company, Incorporated|69948
HTZ|HERTZ GLOBAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15481
HTZ|HERTZ GLOBAL|SWIM|TD Ameritrade, Inc.|3112494
HTZ|HERTZ GLOBAL|SWST|Hilltop Securities Inc.|22464
HTZ|HERTZ GLOBAL|TKNG|ALLY INVEST SECURITIES LLC|78054
HTZ|HERTZ GLOBAL|TOUR|TOURMALINE PARTNERS, LLC|13298
HTZ|HERTZ GLOBAL|TRBT|Tradebot Systems, Inc.|641684
HTZ|HERTZ GLOBAL|TRCM|TRC MARKETS LLC|543281
HTZ|HERTZ GLOBAL|TWTT|TASTYWORKS, INC.|407
HTZ|HERTZ GLOBAL|UBSA|UBS SECURITIES LLC|1590224
HTZ|HERTZ GLOBAL|UBSS|UBS Securities LLC|1489266
HTZ|HERTZ GLOBAL|VALX|VIRTU AMERICAS LLC|28390
HTZ|HERTZ GLOBAL|VGRD|Vanguard Marketing Corporation|85318
HTZ|HERTZ GLOBAL|WBLR|WILLIAM BLAIR|500
HTZ|HERTZ GLOBAL|WBPX|SUMMIT SECURITIES GROUP, LLC|1488
HTZ|HERTZ GLOBAL|WCHV|WELLS FARGO SECURITIES, LLC|337529
HTZ|HERTZ GLOBAL|WEDB|WEDBUSH SECURITIES INC.|15806
HTZ|HERTZ GLOBAL|WEED|Weeden & Co.L.P.|800
HTZ|HERTZ GLOBAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|221560
HTZ|HERTZ GLOBAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21388
HTZ|HERTZ GLOBAL|WGIF|CIBC World Markets Inc.|4155
HTZ|HERTZ GLOBAL|WMLL|Watermill Institutional Trading LLC|22530
HTZ|HERTZ GLOBAL|WORD|Worden Capital Management LLC|200
HTZ|HERTZ GLOBAL|WSEA|WOLVERINE SECURITIES, LLC|85334
HTZ|HERTZ GLOBAL|XIST|INSTINET, LLC|263000
HTZ|HERTZ GLOBAL|XPQR|Jump Trading|400
HTZ|HERTZ GLOBAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|275912
HTZ|HERTZ GLOBAL|YKNA|COMHAR CAPITAL MARKETS, LLC|10653
HTZ|HERTZ GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13221
HUBB|HUBBELL INCORPORATED|ABLE|NATIXIS Securities Americas LLC|82300
HUBB|HUBBELL INCORPORATED|ALTX|Alternet Securities Inc.|2200
HUBB|HUBBELL INCORPORATED|ANOS|ABEL/NOSER, L.L.C.|400
HUBB|HUBBELL INCORPORATED|APCC|Apex Clearing Corporation|33
HUBB|HUBBELL INCORPORATED|BARD|Robert W. Baird & Co. Incorporated|1325
HUBB|HUBBELL INCORPORATED|BATM|CBOE TRADING, INC.|3048
HUBB|HUBBELL INCORPORATED|BAYT|BTIG, LLC|1100
HUBB|HUBBELL INCORPORATED|BBNT|BB&T SECURITIES, LLC|73
HUBB|HUBBELL INCORPORATED|BERN|Sanford C. Bernstein & Co., LLC|35454
HUBB|HUBBELL INCORPORATED|BIDS|BIDS TRADING L.P.|1300
HUBB|HUBBELL INCORPORATED|BKCM|BNY Mellon Capital Markets LLC|12892
HUBB|HUBBELL INCORPORATED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2355
HUBB|HUBBELL INCORPORATED|BLKX|INSTINET, LLC|27200
HUBB|HUBBELL INCORPORATED|BNPX|BNP PARIBAS SECURITIES CORP.|140290
HUBB|HUBBELL INCORPORATED|BRVL|BLAYLOCK VAN, LLC|200
HUBB|HUBBELL INCORPORATED|BTIG|BTIG, LLC|981
HUBB|HUBBELL INCORPORATED|BYXM|CBOE TRADING, INC.|100
HUBB|HUBBELL INCORPORATED|CBLC|CITIGROUP GLOBAL MARKETS INC.|158400
HUBB|HUBBELL INCORPORATED|CHAS|Charles Schwab & Co., Inc.|54
HUBB|HUBBELL INCORPORATED|CIBP|CIBC World Markets Corp.|17700
HUBB|HUBBELL INCORPORATED|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
HUBB|HUBBELL INCORPORATED|CIST|Capital Institutional Services, Inc.|100
HUBB|HUBBELL INCORPORATED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25290
HUBB|HUBBELL INCORPORATED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1080
HUBB|HUBBELL INCORPORATED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|198
HUBB|HUBBELL INCORPORATED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|237429
HUBB|HUBBELL INCORPORATED|CTDL|Citadel Derivatives Group Llc|4848
HUBB|HUBBELL INCORPORATED|CXCX|CITIGROUP GLOBAL MARKETS INC.|48784
HUBB|HUBBELL INCORPORATED|DBAB|Deutsche Bank Securities Inc.|194544
HUBB|HUBBELL INCORPORATED|DBAX|Deutsche Bank Securities Inc.|179000
HUBB|HUBBELL INCORPORATED|DBUL|Deutsche Bank Securities Inc.|2900
HUBB|HUBBELL INCORPORATED|DCHF|Dart Executions, LLC|700
HUBB|HUBBELL INCORPORATED|DEAN|MORGAN STANLEY|4974
HUBB|HUBBELL INCORPORATED|DEGS|RONIN PROFESSIONAL LLC|100
HUBB|HUBBELL INCORPORATED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
HUBB|HUBBELL INCORPORATED|EBXL|EBX LLC|145500
HUBB|HUBBELL INCORPORATED|ECUT|CONVERGEX EXECUTION SOLUTIONS|4879
HUBB|HUBBELL INCORPORATED|EDJO|Edward D. Jones & Co., L.P.|866
HUBB|HUBBELL INCORPORATED|EGAM|CBOE TRADING, INC.|5251
HUBB|HUBBELL INCORPORATED|EGAW|CBOE TRADING, INC.|13
HUBB|HUBBELL INCORPORATED|EGMT|EG MARKET TECHNOLOGIES LLC|2996
HUBB|HUBBELL INCORPORATED|EGXM|CBOE TRADING, INC.|611
HUBB|HUBBELL INCORPORATED|ETBE|Electronic Transaction Clearing, Inc.|18069
HUBB|HUBBELL INCORPORATED|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
HUBB|HUBBELL INCORPORATED|ETCC|Electronic Transaction Clearing, Inc.|690
HUBB|HUBBELL INCORPORATED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27452
HUBB|HUBBELL INCORPORATED|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|210
HUBB|HUBBELL INCORPORATED|ETRS|E*Trade Securities LLC|1606
HUBB|HUBBELL INCORPORATED|FILL|Tradestation Securities, Inc.|125
HUBB|HUBBELL INCORPORATED|FMAF|NBCN Inc./ CDS|200
HUBB|HUBBELL INCORPORATED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4492
HUBB|HUBBELL INCORPORATED|FQLS|Quantlab Securities LP|142618
HUBB|HUBBELL INCORPORATED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107792
HUBB|HUBBELL INCORPORATED|FTBR|Foliofn Investments, Inc.|440
HUBB|HUBBELL INCORPORATED|GLPX|ACS EXECUTION SERVICES, LLC|16525
HUBB|HUBBELL INCORPORATED|GSCO|GOLDMAN SACHS & CO. LLC|546709
HUBB|HUBBELL INCORPORATED|GSLT|GOLDMAN SACHS & CO. LLC|1691
HUBB|HUBBELL INCORPORATED|GTSZ|GTS SECURITIES LLC|43886
HUBB|HUBBELL INCORPORATED|HAPX|HAP Trading, LLC|1705
HUBB|HUBBELL INCORPORATED|HPPX|POTAMUS TRADING, LLC|200
HUBB|HUBBELL INCORPORATED|HRBF|American Enterprise Investment Services Inc.|336
HUBB|HUBBELL INCORPORATED|HSBC|HSBC Securities, Inc.|390
HUBB|HUBBELL INCORPORATED|IATS|INTERACTIVE BROKERS LLC|1751
HUBB|HUBBELL INCORPORATED|IBKR|Interactive Brokers Llc|779
HUBB|HUBBELL INCORPORATED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21
HUBB|HUBBELL INCORPORATED|ICBX|INSTINET, LLC|21851
HUBB|HUBBELL INCORPORATED|IEQY|CITADEL SECURITIES LLC|61593
HUBB|HUBBELL INCORPORATED|INCA|INSTINET, LLC|158264
HUBB|HUBBELL INCORPORATED|INJX|INSTINET, LLC|1835
HUBB|HUBBELL INCORPORATED|ITGI|ITG Inc.|50645
HUBB|HUBBELL INCORPORATED|ITGP|ITG INC.|160600
HUBB|HUBBELL INCORPORATED|JANY|Janney Montgomery Scott Inc.|29
HUBB|HUBBELL INCORPORATED|JEFF|JEFFERIES LLC|96329
HUBB|HUBBELL INCORPORATED|JMPT|JUMP TRADING, LLC|48144
HUBB|HUBBELL INCORPORATED|JONE|JonesTrading|1639
HUBB|HUBBELL INCORPORATED|JPBX|J.P. MORGAN SECURITIES LLC|61988
HUBB|HUBBELL INCORPORATED|JPMX|J.P. Morgan Securities LLC|226304
HUBB|HUBBELL INCORPORATED|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
HUBB|HUBBELL INCORPORATED|JSJX|JANE STREET CAPITAL LLC|5032
HUBB|HUBBELL INCORPORATED|KCGM|VIRTU Americas LLC|25473
HUBB|HUBBELL INCORPORATED|LEHM|Barclays Capital Inc./Le|564976
HUBB|HUBBELL INCORPORATED|LIME|Lime Brokerage LLC|13576
HUBB|HUBBELL INCORPORATED|LQNA|LIQUIDNET, INC.|59200
HUBB|HUBBELL INCORPORATED|LSCI|Lek Securities Corporation|100
HUBB|HUBBELL INCORPORATED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
HUBB|HUBBELL INCORPORATED|MAXM|Maxim Group LLC|1760
HUBB|HUBBELL INCORPORATED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|143342
HUBB|HUBBELL INCORPORATED|MOTF|MOTIF INVESTING, INC.|6
HUBB|HUBBELL INCORPORATED|MSCO|MORGAN STANLEY & CO. LLC|1158677
HUBB|HUBBELL INCORPORATED|MSPL|MORGAN STANLEY & CO. LLC|226700
HUBB|HUBBELL INCORPORATED|MSTX|MORGAN STANLEY & CO. LLC|73800
HUBB|HUBBELL INCORPORATED|NEUB|NEUBERGER BERMAN BD LLC|675
HUBB|HUBBELL INCORPORATED|NFSC|National Financial Services LLC|56637
HUBB|HUBBELL INCORPORATED|NITE|VIRTU Americas LLC|134431
HUBB|HUBBELL INCORPORATED|NQRB|Brut, LLC|401
HUBB|HUBBELL INCORPORATED|OPCO|Oppenheimer & Co. Inc.|1271
HUBB|HUBBELL INCORPORATED|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1064
HUBB|HUBBELL INCORPORATED|PDQM|CODA MARKETS, INC.|75327
HUBB|HUBBELL INCORPORATED|PWJC|UBS Financial Services, Inc.|359
HUBB|HUBBELL INCORPORATED|RBCM|RBC CAPITAL MARKETS, LLC|5768
HUBB|HUBBELL INCORPORATED|RHCO|Suntrust Robinson Humphrey, Inc.|669
HUBB|HUBBELL INCORPORATED|SAGL|SAGETRADER, LLC|925
HUBB|HUBBELL INCORPORATED|SAGW|SAGETRADER, LLC|62
HUBB|HUBBELL INCORPORATED|SBSH|Citigroup Global Markets Inc.|100164
HUBB|HUBBELL INCORPORATED|SGMT|GOLDMAN SACHS & CO. LLC|70665
HUBB|HUBBELL INCORPORATED|SPDR|SPEEDROUTE LLC|10401
HUBB|HUBBELL INCORPORATED|STFL|Stifel, Nicolaus & Company, Incorporated|12085
HUBB|HUBBELL INCORPORATED|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4227
HUBB|HUBBELL INCORPORATED|SWIM|TD Ameritrade, Inc.|871
HUBB|HUBBELL INCORPORATED|SWST|Hilltop Securities Inc.|155
HUBB|HUBBELL INCORPORATED|TKNG|ALLY INVEST SECURITIES LLC|303
HUBB|HUBBELL INCORPORATED|TRBT|Tradebot Systems, Inc.|122666
HUBB|HUBBELL INCORPORATED|TRCM|TRC MARKETS LLC|43252
HUBB|HUBBELL INCORPORATED|UBSA|UBS SECURITIES LLC|296017
HUBB|HUBBELL INCORPORATED|UBSS|UBS Securities LLC|673788
HUBB|HUBBELL INCORPORATED|VALX|VIRTU AMERICAS LLC|8735
HUBB|HUBBELL INCORPORATED|VGRD|Vanguard Marketing Corporation|1731
HUBB|HUBBELL INCORPORATED|WBET|Wallachbeth Capital LLC|607
HUBB|HUBBELL INCORPORATED|WBPX|SUMMIT SECURITIES GROUP, LLC|877
HUBB|HUBBELL INCORPORATED|WCHV|WELLS FARGO SECURITIES, LLC|188208
HUBB|HUBBELL INCORPORATED|WDNX|WEEDEN & CO.L.P.|6256
HUBB|HUBBELL INCORPORATED|WEDB|WEDBUSH SECURITIES INC.|789
HUBB|HUBBELL INCORPORATED|WEED|Weeden & Co.L.P.|466
HUBB|HUBBELL INCORPORATED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
HUBB|HUBBELL INCORPORATED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1013
HUBB|HUBBELL INCORPORATED|WLTH|WEALTHFRONT BROKERAGE CORPORATION|223
HUBB|HUBBELL INCORPORATED|WOLF|Wolfe Trahan Securities|3900
HUBB|HUBBELL INCORPORATED|WSAG|WALL STREET ACCESS|279
HUBB|HUBBELL INCORPORATED|WSEA|WOLVERINE SECURITIES, LLC|724
HUBB|HUBBELL INCORPORATED|XIST|INSTINET, LLC|22844
HUBB|HUBBELL INCORPORATED|XPQR|Jump Trading|2488
HUBB|HUBBELL INCORPORATED|XSTM|NATIONAL FINANCIAL SERVICES LLC|9258
HUBB|HUBBELL INCORPORATED|YKNA|COMHAR CAPITAL MARKETS, LLC|9393
HUBB|HUBBELL INCORPORATED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1135
HUBG|HUB GROUP INC A   ##|ANOS|ABEL/NOSER, L.L.C.|907
HUBG|HUB GROUP INC A   ##|APCC|Apex Clearing Corporation|17
HUBG|HUB GROUP INC A   ##|BARD|Robert W. Baird & Co. Incorporated|119998
HUBG|HUB GROUP INC A   ##|BATM|CBOE TRADING, INC.|1150
HUBG|HUB GROUP INC A   ##|BERN|Sanford C. Bernstein & Co., LLC|13721
HUBG|HUB GROUP INC A   ##|BIDS|BIDS TRADING L.P.|100
HUBG|HUB GROUP INC A   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
HUBG|HUB GROUP INC A   ##|BLKX|INSTINET, LLC|21200
HUBG|HUB GROUP INC A   ##|BMOC|BMO Capital Markets Corp.|5215
HUBG|HUB GROUP INC A   ##|BNPX|BNP PARIBAS SECURITIES CORP.|35882
HUBG|HUB GROUP INC A   ##|BRVL|BLAYLOCK VAN, LLC|500
HUBG|HUB GROUP INC A   ##|BTIG|BTIG, LLC|3729
HUBG|HUB GROUP INC A   ##|BYXM|CBOE TRADING, INC.|639
HUBG|HUB GROUP INC A   ##|BZYD|GOLDMAN SACHS & CO. LLC|684
HUBG|HUB GROUP INC A   ##|CANT|Cantor Fitzgerald & Co.|337
HUBG|HUB GROUP INC A   ##|CHAS|Charles Schwab & Co., Inc.|111
HUBG|HUB GROUP INC A   ##|CIST|Capital Institutional Services, Inc.|20
HUBG|HUB GROUP INC A   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60173
HUBG|HUB GROUP INC A   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1801
HUBG|HUB GROUP INC A   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|105750
HUBG|HUB GROUP INC A   ##|CTDL|Citadel Derivatives Group Llc|3899
HUBG|HUB GROUP INC A   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|26654
HUBG|HUB GROUP INC A   ##|DBAB|Deutsche Bank Securities Inc.|193146
HUBG|HUB GROUP INC A   ##|DBAX|Deutsche Bank Securities Inc.|91500
HUBG|HUB GROUP INC A   ##|DBUL|Deutsche Bank Securities Inc.|800
HUBG|HUB GROUP INC A   ##|DEAN|MORGAN STANLEY|3551
HUBG|HUB GROUP INC A   ##|DEGS|RONIN PROFESSIONAL LLC|900
HUBG|HUB GROUP INC A   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9915
HUBG|HUB GROUP INC A   ##|EBXL|EBX LLC|60500
HUBG|HUB GROUP INC A   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|19622
HUBG|HUB GROUP INC A   ##|EGAM|CBOE TRADING, INC.|3381
HUBG|HUB GROUP INC A   ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
HUBG|HUB GROUP INC A   ##|EGXM|CBOE TRADING, INC.|843
HUBG|HUB GROUP INC A   ##|ETBE|Electronic Transaction Clearing, Inc.|2
HUBG|HUB GROUP INC A   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|152
HUBG|HUB GROUP INC A   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|61
HUBG|HUB GROUP INC A   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13847
HUBG|HUB GROUP INC A   ##|ETRS|E*Trade Securities LLC|5605
HUBG|HUB GROUP INC A   ##|FBCO|Credit Suisse Securities (USA) LLC|388944
HUBG|HUB GROUP INC A   ##|FILL|Tradestation Securities, Inc.|377
HUBG|HUB GROUP INC A   ##|FOMA|TD AMERITRADE CLEARING, INC.|7316
HUBG|HUB GROUP INC A   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1158
HUBG|HUB GROUP INC A   ##|FQLS|Quantlab Securities LP|81644
HUBG|HUB GROUP INC A   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33006
HUBG|HUB GROUP INC A   ##|FTBR|Foliofn Investments, Inc.|6656
HUBG|HUB GROUP INC A   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|10586
HUBG|HUB GROUP INC A   ##|GLPX|ACS EXECUTION SERVICES, LLC|602
HUBG|HUB GROUP INC A   ##|GSCO|GOLDMAN SACHS & CO. LLC|615585
HUBG|HUB GROUP INC A   ##|GSCS|GOLDMAN SACHS & CO. LLC|5634
HUBG|HUB GROUP INC A   ##|GSLT|GOLDMAN SACHS & CO. LLC|1730
HUBG|HUB GROUP INC A   ##|GTSZ|GTS SECURITIES LLC|7765
HUBG|HUB GROUP INC A   ##|HPPX|POTAMUS TRADING, LLC|1279
HUBG|HUB GROUP INC A   ##|HRBF|American Enterprise Investment Services Inc.|1863
HUBG|HUB GROUP INC A   ##|HSBC|HSBC Securities, Inc.|117
HUBG|HUB GROUP INC A   ##|IBKR|Interactive Brokers Llc|14103
HUBG|HUB GROUP INC A   ##|ICBX|INSTINET, LLC|15738
HUBG|HUB GROUP INC A   ##|IEQY|CITADEL SECURITIES LLC|24684
HUBG|HUB GROUP INC A   ##|INCA|INSTINET, LLC|166863
HUBG|HUB GROUP INC A   ##|INJX|INSTINET, LLC|13193
HUBG|HUB GROUP INC A   ##|ITGI|ITG Inc.|13516
HUBG|HUB GROUP INC A   ##|ITGP|ITG INC.|72200
HUBG|HUB GROUP INC A   ##|JANY|Janney Montgomery Scott Inc.|100
HUBG|HUB GROUP INC A   ##|JEFF|JEFFERIES LLC|80543
HUBG|HUB GROUP INC A   ##|JMPT|JUMP TRADING, LLC|12695
HUBG|HUB GROUP INC A   ##|JONE|JonesTrading|20400
HUBG|HUB GROUP INC A   ##|JPBX|J.P. MORGAN SECURITIES LLC|5315
HUBG|HUB GROUP INC A   ##|JPMX|J.P. Morgan Securities LLC|155551
HUBG|HUB GROUP INC A   ##|JSJX|JANE STREET CAPITAL LLC|3560
HUBG|HUB GROUP INC A   ##|KCGM|VIRTU Americas LLC|15398
HUBG|HUB GROUP INC A   ##|KEYB|KEYBANC CAPITAL MARKETS INC.|1026
HUBG|HUB GROUP INC A   ##|LEHM|Barclays Capital Inc./Le|208185
HUBG|HUB GROUP INC A   ##|LIME|Lime Brokerage LLC|127964
HUBG|HUB GROUP INC A   ##|LOOP|Loop Capital Markets LLC|200
HUBG|HUB GROUP INC A   ##|MACQ|Macquarie Capital (USA) Inc.|3763
HUBG|HUB GROUP INC A   ##|MAXM|Maxim Group LLC|3379
HUBG|HUB GROUP INC A   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79166
HUBG|HUB GROUP INC A   ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|560
HUBG|HUB GROUP INC A   ##|MSCO|MORGAN STANLEY & CO. LLC|877299
HUBG|HUB GROUP INC A   ##|MSPL|MORGAN STANLEY & CO. LLC|222300
HUBG|HUB GROUP INC A   ##|MSTX|MORGAN STANLEY & CO. LLC|38700
HUBG|HUB GROUP INC A   ##|NFSC|National Financial Services LLC|48087
HUBG|HUB GROUP INC A   ##|NITE|VIRTU Americas LLC|138451
HUBG|HUB GROUP INC A   ##|NITP|VIRTU Americas LLC|3100
HUBG|HUB GROUP INC A   ##|NQRB|Brut, LLC|2678
HUBG|HUB GROUP INC A   ##|NTRC|Northern Trust Securities, Inc.|365
HUBG|HUB GROUP INC A   ##|ONEL|O'NEIL SECURITIES, INCORPORATED|474
HUBG|HUB GROUP INC A   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|364
HUBG|HUB GROUP INC A   ##|PDQM|CODA MARKETS, INC.|2892
HUBG|HUB GROUP INC A   ##|RAJA|Raymond James & Associates, Inc.|1050
HUBG|HUB GROUP INC A   ##|RBCM|RBC CAPITAL MARKETS, LLC|150
HUBG|HUB GROUP INC A   ##|RILY|B. RILEY FBR, INC.|139
HUBG|HUB GROUP INC A   ##|SAGL|SAGETRADER, LLC|100
HUBG|HUB GROUP INC A   ##|SAGW|SAGETRADER, LLC|751
HUBG|HUB GROUP INC A   ##|SBSH|Citigroup Global Markets Inc.|92894
HUBG|HUB GROUP INC A   ##|SGMT|GOLDMAN SACHS & CO. LLC|51437
HUBG|HUB GROUP INC A   ##|SPDR|SPEEDROUTE LLC|19436
HUBG|HUB GROUP INC A   ##|SPHN|Stephens Inc.|15949
HUBG|HUB GROUP INC A   ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|3537
HUBG|HUB GROUP INC A   ##|STFL|Stifel, Nicolaus & Company, Incorporated|98131
HUBG|HUB GROUP INC A   ##|SWIM|TD Ameritrade, Inc.|1278
HUBG|HUB GROUP INC A   ##|TKNG|ALLY INVEST SECURITIES LLC|181
HUBG|HUB GROUP INC A   ##|TONC|CUTTONE & CO., LLC|2836
HUBG|HUB GROUP INC A   ##|TRBT|Tradebot Systems, Inc.|19696
HUBG|HUB GROUP INC A   ##|TRCM|TRC MARKETS LLC|69197
HUBG|HUB GROUP INC A   ##|UBSA|UBS SECURITIES LLC|203746
HUBG|HUB GROUP INC A   ##|UBSS|UBS Securities LLC|281416
HUBG|HUB GROUP INC A   ##|VALX|VIRTU AMERICAS LLC|14741
HUBG|HUB GROUP INC A   ##|VGRD|Vanguard Marketing Corporation|30
HUBG|HUB GROUP INC A   ##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
HUBG|HUB GROUP INC A   ##|WCHV|WELLS FARGO SECURITIES, LLC|84629
HUBG|HUB GROUP INC A   ##|WEED|Weeden & Co.L.P.|25320
HUBG|HUB GROUP INC A   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5411
HUBG|HUB GROUP INC A   ##|WGIF|CIBC World Markets Inc.|80
HUBG|HUB GROUP INC A   ##|WSEA|WOLVERINE SECURITIES, LLC|355
HUBG|HUB GROUP INC A   ##|XIST|INSTINET, LLC|23692
HUBG|HUB GROUP INC A   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|7820
HUBG|HUB GROUP INC A   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|167
HUBS|HUBSPOT, INC.|ANOS|ABEL/NOSER, L.L.C.|60
HUBS|HUBSPOT, INC.|APCC|Apex Clearing Corporation|294
HUBS|HUBSPOT, INC.|BANK|Primevest Financial Services, Inc.|50
HUBS|HUBSPOT, INC.|BARD|Robert W. Baird & Co. Incorporated|244
HUBS|HUBSPOT, INC.|BATM|CBOE TRADING, INC.|14855
HUBS|HUBSPOT, INC.|BAYC|BAY CREST PARTNERS, LLC|23
HUBS|HUBSPOT, INC.|BAYT|BTIG, LLC|100
HUBS|HUBSPOT, INC.|BBNT|BB&T SECURITIES, LLC|210
HUBS|HUBSPOT, INC.|BERN|Sanford C. Bernstein & Co., LLC|138608
HUBS|HUBSPOT, INC.|BIDS|BIDS TRADING L.P.|300
HUBS|HUBSPOT, INC.|BIMI|Banca IMI Securities Corp.|639
HUBS|HUBSPOT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8906
HUBS|HUBSPOT, INC.|BLKX|INSTINET, LLC|128888
HUBS|HUBSPOT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3381
HUBS|HUBSPOT, INC.|BRCY|BCP SECURITIES, LLC|193
HUBS|HUBSPOT, INC.|BTIG|BTIG, LLC|600
HUBS|HUBSPOT, INC.|BYXM|CBOE TRADING, INC.|852
HUBS|HUBSPOT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|400
HUBS|HUBSPOT, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|52000
HUBS|HUBSPOT, INC.|CHAS|Charles Schwab & Co., Inc.|333
HUBS|HUBSPOT, INC.|CHBC|PENSERRA SECURITIES, LLC|5400
HUBS|HUBSPOT, INC.|CIST|Capital Institutional Services, Inc.|329
HUBS|HUBSPOT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|83031
HUBS|HUBSPOT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1128
HUBS|HUBSPOT, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
HUBS|HUBSPOT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|319338
HUBS|HUBSPOT, INC.|CSMS|CORNERSTONE MACRO LLC|547
HUBS|HUBSPOT, INC.|CTDL|Citadel Derivatives Group Llc|2480
HUBS|HUBSPOT, INC.|CTLR|CUTLER GROUP, LP|1721
HUBS|HUBSPOT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|32582
HUBS|HUBSPOT, INC.|DADA|D.A. Davidson & Co.|190
HUBS|HUBSPOT, INC.|DBAB|Deutsche Bank Securities Inc.|102138
HUBS|HUBSPOT, INC.|DBAX|Deutsche Bank Securities Inc.|183200
HUBS|HUBSPOT, INC.|DBUL|Deutsche Bank Securities Inc.|500
HUBS|HUBSPOT, INC.|DCHF|Dart Executions, LLC|35
HUBS|HUBSPOT, INC.|DEAN|MORGAN STANLEY|4572
HUBS|HUBSPOT, INC.|DEGS|RONIN PROFESSIONAL LLC|14731
HUBS|HUBSPOT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4268
HUBS|HUBSPOT, INC.|EBXL|EBX LLC|170000
HUBS|HUBSPOT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3329
HUBS|HUBSPOT, INC.|EDJO|Edward D. Jones & Co., L.P.|1110
HUBS|HUBSPOT, INC.|EGAM|CBOE TRADING, INC.|13111
HUBS|HUBSPOT, INC.|EGAW|CBOE TRADING, INC.|18
HUBS|HUBSPOT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2700
HUBS|HUBSPOT, INC.|EGXM|CBOE TRADING, INC.|2249
HUBS|HUBSPOT, INC.|EGXW|CBOE TRADING, INC.|47
HUBS|HUBSPOT, INC.|ETBE|Electronic Transaction Clearing, Inc.|3303
HUBS|HUBSPOT, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|26
HUBS|HUBSPOT, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|40
HUBS|HUBSPOT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36648
HUBS|HUBSPOT, INC.|ETRS|E*Trade Securities LLC|111787
HUBS|HUBSPOT, INC.|FBSB|U.S. Bancorp Investments, Inc.|1733
HUBS|HUBSPOT, INC.|FILL|Tradestation Securities, Inc.|5016
HUBS|HUBSPOT, INC.|FMAF|NBCN Inc./ CDS|81
HUBS|HUBSPOT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|37
HUBS|HUBSPOT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38493
HUBS|HUBSPOT, INC.|FTBR|Foliofn Investments, Inc.|1597
HUBS|HUBSPOT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|9340
HUBS|HUBSPOT, INC.|GLIS|TD Securities Inc|983
HUBS|HUBSPOT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|13001
HUBS|HUBSPOT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|255561
HUBS|HUBSPOT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|11669
HUBS|HUBSPOT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1546
HUBS|HUBSPOT, INC.|GTSZ|GTS SECURITIES LLC|19910
HUBS|HUBSPOT, INC.|HAPX|HAP Trading, LLC|533
HUBS|HUBSPOT, INC.|HRBF|American Enterprise Investment Services Inc.|1376
HUBS|HUBSPOT, INC.|HSBC|HSBC Securities, Inc.|451
HUBS|HUBSPOT, INC.|IATS|INTERACTIVE BROKERS LLC|27514
HUBS|HUBSPOT, INC.|IBKR|Interactive Brokers Llc|39551
HUBS|HUBSPOT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|345
HUBS|HUBSPOT, INC.|ICBX|INSTINET, LLC|60960
HUBS|HUBSPOT, INC.|IEQY|CITADEL SECURITIES LLC|34739
HUBS|HUBSPOT, INC.|INCA|INSTINET, LLC|187811
HUBS|HUBSPOT, INC.|INJX|INSTINET, LLC|10002
HUBS|HUBSPOT, INC.|ITGI|ITG Inc.|42014
HUBS|HUBSPOT, INC.|ITGP|ITG INC.|217800
HUBS|HUBSPOT, INC.|JANY|Janney Montgomery Scott Inc.|266
HUBS|HUBSPOT, INC.|JEFF|JEFFERIES LLC|717725
HUBS|HUBSPOT, INC.|JMPT|JUMP TRADING, LLC|55852
HUBS|HUBSPOT, INC.|JONE|JonesTrading|1169
HUBS|HUBSPOT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|99344
HUBS|HUBSPOT, INC.|JPMX|J.P. Morgan Securities LLC|415275
HUBS|HUBSPOT, INC.|JSJX|JANE STREET CAPITAL LLC|8001
HUBS|HUBSPOT, INC.|KCGM|VIRTU Americas LLC|24298
HUBS|HUBSPOT, INC.|KING|C. L. King & Associates, Inc.|2078
HUBS|HUBSPOT, INC.|LEHM|Barclays Capital Inc./Le|252703
HUBS|HUBSPOT, INC.|LIME|Lime Brokerage LLC|20962
HUBS|HUBSPOT, INC.|LQNA|LIQUIDNET, INC.|89900
HUBS|HUBSPOT, INC.|LSCI|Lek Securities Corporation|311
HUBS|HUBSPOT, INC.|LSCM|LAKE STREET CAPITAL MARKETS, LLC|3800
HUBS|HUBSPOT, INC.|MAXM|Maxim Group LLC|200
HUBS|HUBSPOT, INC.|MBTS|ALLY INVEST SECURITIES LLC|1754
HUBS|HUBSPOT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74538
HUBS|HUBSPOT, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|740
HUBS|HUBSPOT, INC.|MPSG|E D & F Man Capital Markets Inc.|3372
HUBS|HUBSPOT, INC.|MSCO|MORGAN STANLEY & CO. LLC|664206
HUBS|HUBSPOT, INC.|MSPL|MORGAN STANLEY & CO. LLC|325100
HUBS|HUBSPOT, INC.|MSTX|MORGAN STANLEY & CO. LLC|50500
HUBS|HUBSPOT, INC.|MZHO|Mizuho Securities USA LLC|79100
HUBS|HUBSPOT, INC.|NATL|National Securities Corporation|200
HUBS|HUBSPOT, INC.|NEED|Needham & Company, LLC|3300
HUBS|HUBSPOT, INC.|NFSC|National Financial Services LLC|282655
HUBS|HUBSPOT, INC.|NITE|VIRTU Americas LLC|391119
HUBS|HUBSPOT, INC.|NMRA|Nomura Securities International, Inc.|9200
HUBS|HUBSPOT, INC.|NORT|Northland Securities, Inc.|6606
HUBS|HUBSPOT, INC.|NQRB|Brut, LLC|7080
HUBS|HUBSPOT, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|205
HUBS|HUBSPOT, INC.|NTRC|Northern Trust Securities, Inc.|5035
HUBS|HUBSPOT, INC.|OPCO|Oppenheimer & Co. Inc.|813
HUBS|HUBSPOT, INC.|OTAA|OTA LLC|850
HUBS|HUBSPOT, INC.|PDQM|CODA MARKETS, INC.|35472
HUBS|HUBSPOT, INC.|PHLY|NASDAQ Execution Services, LLC|800
HUBS|HUBSPOT, INC.|PWJC|UBS Financial Services, Inc.|9892
HUBS|HUBSPOT, INC.|QMSR|QUATTRO M SECURITIES INC.|270
HUBS|HUBSPOT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1935
HUBS|HUBSPOT, INC.|SAGL|SAGETRADER, LLC|15149
HUBS|HUBSPOT, INC.|SAGW|SAGETRADER, LLC|6
HUBS|HUBSPOT, INC.|SBRX|MURIEL SIEBERT & CO INC|20
HUBS|HUBSPOT, INC.|SBSH|Citigroup Global Markets Inc.|136000
HUBS|HUBSPOT, INC.|SCMC|Scotia Capital Markets (USA) Inc.|26200
HUBS|HUBSPOT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|104475
HUBS|HUBSPOT, INC.|SPDR|SPEEDROUTE LLC|4755
HUBS|HUBSPOT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4250
HUBS|HUBSPOT, INC.|STKP|STOCKPILE INVESTMENTS, INC.|264
HUBS|HUBSPOT, INC.|STXG|Stockcross Financial Services, Inc.|80
HUBS|HUBSPOT, INC.|SWIM|TD Ameritrade, Inc.|40321
HUBS|HUBSPOT, INC.|SWST|Hilltop Securities Inc.|3679
HUBS|HUBSPOT, INC.|TKNG|ALLY INVEST SECURITIES LLC|1491
HUBS|HUBSPOT, INC.|TMBR|Timber Hill LLC|306
HUBS|HUBSPOT, INC.|TRBT|Tradebot Systems, Inc.|2516
HUBS|HUBSPOT, INC.|TRCM|TRC MARKETS LLC|52928
HUBS|HUBSPOT, INC.|TWTT|TASTYWORKS, INC.|700
HUBS|HUBSPOT, INC.|UBSA|UBS SECURITIES LLC|437330
HUBS|HUBSPOT, INC.|UBSS|UBS Securities LLC|425325
HUBS|HUBSPOT, INC.|VALX|VIRTU AMERICAS LLC|20415
HUBS|HUBSPOT, INC.|VGRD|Vanguard Marketing Corporation|11362
HUBS|HUBSPOT, INC.|VSIN|Vision Financial Markets Llc|451
HUBS|HUBSPOT, INC.|WABR|Wall Street Access|18560
HUBS|HUBSPOT, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3842
HUBS|HUBSPOT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|45007
HUBS|HUBSPOT, INC.|WEDB|WEDBUSH SECURITIES INC.|1232
HUBS|HUBSPOT, INC.|WEED|Weeden & Co.L.P.|4033
HUBS|HUBSPOT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12791
HUBS|HUBSPOT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20254
HUBS|HUBSPOT, INC.|WGIF|CIBC World Markets Inc.|217
HUBS|HUBSPOT, INC.|WORD|Worden Capital Management LLC|2815
HUBS|HUBSPOT, INC.|WSAG|WALL STREET ACCESS|872
HUBS|HUBSPOT, INC.|WSEA|WOLVERINE SECURITIES, LLC|5265
HUBS|HUBSPOT, INC.|WTFS|JUST2TRADE, INC.|30
HUBS|HUBSPOT, INC.|XIST|INSTINET, LLC|2200
HUBS|HUBSPOT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|102088
HUBS|HUBSPOT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|23
HUBS|HUBSPOT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1842
HUD|HUDSON LTD.|AGIS|Aegis Capital Corp.|6000
HUD|HUDSON LTD.|ALTX|Alternet Securities Inc.|8911
HUD|HUDSON LTD.|BATM|CBOE TRADING, INC.|1014
HUD|HUDSON LTD.|BERN|Sanford C. Bernstein & Co., LLC|7809
HUD|HUDSON LTD.|BIDS|BIDS TRADING L.P.|300
HUD|HUDSON LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|958
HUD|HUDSON LTD.|BLKX|INSTINET, LLC|6300
HUD|HUDSON LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|4053
HUD|HUDSON LTD.|BTIG|BTIG, LLC|15100
HUD|HUDSON LTD.|BYXM|CBOE TRADING, INC.|1060
HUD|HUDSON LTD.|CBLC|CITIGROUP GLOBAL MARKETS INC.|117400
HUD|HUDSON LTD.|CBRA|Cobra Trading, Inc.|1800
HUD|HUDSON LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66072
HUD|HUDSON LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7830
HUD|HUDSON LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|156795
HUD|HUDSON LTD.|CTDL|Citadel Derivatives Group Llc|540
HUD|HUDSON LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|28272
HUD|HUDSON LTD.|DBAB|Deutsche Bank Securities Inc.|33492
HUD|HUDSON LTD.|DBAX|Deutsche Bank Securities Inc.|107400
HUD|HUDSON LTD.|DEAN|MORGAN STANLEY|1121
HUD|HUDSON LTD.|DEGS|RONIN PROFESSIONAL LLC|1300
HUD|HUDSON LTD.|EBXL|EBX LLC|50000
HUD|HUDSON LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6455
HUD|HUDSON LTD.|EGAM|CBOE TRADING, INC.|6864
HUD|HUDSON LTD.|EGAW|CBOE TRADING, INC.|200
HUD|HUDSON LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|190
HUD|HUDSON LTD.|EGXM|CBOE TRADING, INC.|794
HUD|HUDSON LTD.|ELEV|ELEVATION, LLC|18899
HUD|HUDSON LTD.|ETBE|Electronic Transaction Clearing, Inc.|1981
HUD|HUDSON LTD.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
HUD|HUDSON LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7185
HUD|HUDSON LTD.|ETRS|E*Trade Securities LLC|1500
HUD|HUDSON LTD.|FILL|Tradestation Securities, Inc.|400
HUD|HUDSON LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1843
HUD|HUDSON LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31743
HUD|HUDSON LTD.|FTBR|Foliofn Investments, Inc.|8
HUD|HUDSON LTD.|GLPX|ACS EXECUTION SERVICES, LLC|27048
HUD|HUDSON LTD.|GSCO|GOLDMAN SACHS & CO. LLC|166354
HUD|HUDSON LTD.|GSCS|GOLDMAN SACHS & CO. LLC|1100
HUD|HUDSON LTD.|GSLT|GOLDMAN SACHS & CO. LLC|2657
HUD|HUDSON LTD.|GTSZ|GTS SECURITIES LLC|21104
HUD|HUDSON LTD.|HSBC|HSBC Securities, Inc.|9796
HUD|HUDSON LTD.|IATS|INTERACTIVE BROKERS LLC|6290
HUD|HUDSON LTD.|IBKR|Interactive Brokers Llc|20716
HUD|HUDSON LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2358
HUD|HUDSON LTD.|ICBX|INSTINET, LLC|37779
HUD|HUDSON LTD.|IEQY|CITADEL SECURITIES LLC|16309
HUD|HUDSON LTD.|INCA|INSTINET, LLC|134975
HUD|HUDSON LTD.|ITGI|ITG Inc.|117959
HUD|HUDSON LTD.|ITGP|ITG INC.|205200
HUD|HUDSON LTD.|JANY|Janney Montgomery Scott Inc.|1250
HUD|HUDSON LTD.|JEFF|JEFFERIES LLC|43587
HUD|HUDSON LTD.|JMPT|JUMP TRADING, LLC|10085
HUD|HUDSON LTD.|JPBX|J.P. MORGAN SECURITIES LLC|16170
HUD|HUDSON LTD.|JPMX|J.P. Morgan Securities LLC|218113
HUD|HUDSON LTD.|JSJX|JANE STREET CAPITAL LLC|2283
HUD|HUDSON LTD.|KCGM|VIRTU Americas LLC|37448
HUD|HUDSON LTD.|LEHM|Barclays Capital Inc./Le|140616
HUD|HUDSON LTD.|LIME|Lime Brokerage LLC|6709
HUD|HUDSON LTD.|LMNX|LUMINEX TRADING & ANALYTICS LLC|22400
HUD|HUDSON LTD.|LQNA|LIQUIDNET, INC.|26900
HUD|HUDSON LTD.|LTCO|Ladenburg, Thalmann & Co., Inc.|400
HUD|HUDSON LTD.|MACQ|Macquarie Capital (USA) Inc.|6571
HUD|HUDSON LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46286
HUD|HUDSON LTD.|MOTF|MOTIF INVESTING, INC.|7
HUD|HUDSON LTD.|MSCO|MORGAN STANLEY & CO. LLC|236611
HUD|HUDSON LTD.|MSPL|MORGAN STANLEY & CO. LLC|96900
HUD|HUDSON LTD.|MSTX|MORGAN STANLEY & CO. LLC|19000
HUD|HUDSON LTD.|NATL|National Securities Corporation|250
HUD|HUDSON LTD.|NEUB|NEUBERGER BERMAN BD LLC|1885
HUD|HUDSON LTD.|NFSC|National Financial Services LLC|25680
HUD|HUDSON LTD.|NITE|VIRTU Americas LLC|119823
HUD|HUDSON LTD.|NQRB|Brut, LLC|2564
HUD|HUDSON LTD.|OPCO|Oppenheimer & Co. Inc.|2400
HUD|HUDSON LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|70
HUD|HUDSON LTD.|PDQM|CODA MARKETS, INC.|116313
HUD|HUDSON LTD.|PNSR|Penserra Securities, LLC|5540
HUD|HUDSON LTD.|PWJC|UBS Financial Services, Inc.|2017
HUD|HUDSON LTD.|RBCM|RBC CAPITAL MARKETS, LLC|200
HUD|HUDSON LTD.|RHCO|Suntrust Robinson Humphrey, Inc.|12732
HUD|HUDSON LTD.|RJLC|RJL CAPITAL GROUP, LLC|1400
HUD|HUDSON LTD.|SAGL|SAGETRADER, LLC|6886
HUD|HUDSON LTD.|SBSH|Citigroup Global Markets Inc.|149510
HUD|HUDSON LTD.|SEIC|SEI Investments Distribution Co.|100
HUD|HUDSON LTD.|SGMT|GOLDMAN SACHS & CO. LLC|43928
HUD|HUDSON LTD.|SPDR|SPEEDROUTE LLC|11510
HUD|HUDSON LTD.|SPTD|MINT GLOBAL MARKETS, INC.|1800
HUD|HUDSON LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|52
HUD|HUDSON LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|727
HUD|HUDSON LTD.|SWIM|TD Ameritrade, Inc.|32246
HUD|HUDSON LTD.|TAGC|TELSEY ADVISORY GROUP LLC|500
HUD|HUDSON LTD.|TRBT|Tradebot Systems, Inc.|48573
HUD|HUDSON LTD.|TRCM|TRC MARKETS LLC|530
HUD|HUDSON LTD.|UBSA|UBS SECURITIES LLC|55874
HUD|HUDSON LTD.|UBSS|UBS Securities LLC|158597
HUD|HUDSON LTD.|VALX|VIRTU AMERICAS LLC|4226
HUD|HUDSON LTD.|VGRD|Vanguard Marketing Corporation|177
HUD|HUDSON LTD.|WCHV|WELLS FARGO SECURITIES, LLC|23419
HUD|HUDSON LTD.|WEED|Weeden & Co.L.P.|2019
HUD|HUDSON LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6051
HUD|HUDSON LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2934
HUD|HUDSON LTD.|WSEA|WOLVERINE SECURITIES, LLC|106
HUD|HUDSON LTD.|XIST|INSTINET, LLC|20400
HUD|HUDSON LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|24664
HUD|HUDSON LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|2100
HUD|HUDSON LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2489
HUM|HUMANA INC|ABLE|NATIXIS Securities Americas LLC|71379
HUM|HUMANA INC|ADAM|CANACCORD GENUITY INC.|1476
HUM|HUMANA INC|ALTX|Alternet Securities Inc.|2421
HUM|HUMANA INC|ANOS|ABEL/NOSER, L.L.C.|100
HUM|HUMANA INC|APCC|Apex Clearing Corporation|90
HUM|HUMANA INC|BANK|Primevest Financial Services, Inc.|14
HUM|HUMANA INC|BARD|Robert W. Baird & Co. Incorporated|439
HUM|HUMANA INC|BATM|CBOE TRADING, INC.|9836
HUM|HUMANA INC|BAYC|BAY CREST PARTNERS, LLC|20
HUM|HUMANA INC|BBNT|BB&T SECURITIES, LLC|69
HUM|HUMANA INC|BERN|Sanford C. Bernstein & Co., LLC|4538
HUM|HUMANA INC|BGCE|BGC Financial Inc.|906
HUM|HUMANA INC|BIDS|BIDS TRADING L.P.|100
HUM|HUMANA INC|BIMI|Banca IMI Securities Corp.|98
HUM|HUMANA INC|BKCM|BNY Mellon Capital Markets LLC|890
HUM|HUMANA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5148
HUM|HUMANA INC|BLKX|INSTINET, LLC|76621
HUM|HUMANA INC|BMOC|BMO Capital Markets Corp.|406
HUM|HUMANA INC|BNPX|BNP PARIBAS SECURITIES CORP.|194704
HUM|HUMANA INC|BTIG|BTIG, LLC|4117
HUM|HUMANA INC|BYXM|CBOE TRADING, INC.|595
HUM|HUMANA INC|BZYD|GOLDMAN SACHS & CO. LLC|200
HUM|HUMANA INC|CANT|Cantor Fitzgerald & Co.|42
HUM|HUMANA INC|CHAS|Charles Schwab & Co., Inc.|691
HUM|HUMANA INC|CIBP|CIBC World Markets Corp.|7616
HUM|HUMANA INC|CICF|Canaccord Genuity Corp.|3
HUM|HUMANA INC|CIST|Capital Institutional Services, Inc.|152
HUM|HUMANA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39265
HUM|HUMANA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2332
HUM|HUMANA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1337
HUM|HUMANA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|192257
HUM|HUMANA INC|CTDL|Citadel Derivatives Group Llc|4844
HUM|HUMANA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|20582
HUM|HUMANA INC|DADA|D.A. Davidson & Co.|17
HUM|HUMANA INC|DBAB|Deutsche Bank Securities Inc.|128773
HUM|HUMANA INC|DBAX|Deutsche Bank Securities Inc.|93700
HUM|HUMANA INC|DBUL|Deutsche Bank Securities Inc.|805
HUM|HUMANA INC|DCHF|Dart Executions, LLC|3680
HUM|HUMANA INC|DEAN|MORGAN STANLEY|3319
HUM|HUMANA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1434
HUM|HUMANA INC|DRWK|DRW SECURITIES, L.L.C.|2725
HUM|HUMANA INC|EBXL|EBX LLC|75800
HUM|HUMANA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5876
HUM|HUMANA INC|EDJO|Edward D. Jones & Co., L.P.|3997
HUM|HUMANA INC|EGAM|CBOE TRADING, INC.|7660
HUM|HUMANA INC|EGAW|CBOE TRADING, INC.|29
HUM|HUMANA INC|EGMT|EG MARKET TECHNOLOGIES LLC|1000
HUM|HUMANA INC|EGXM|CBOE TRADING, INC.|872
HUM|HUMANA INC|ETBE|Electronic Transaction Clearing, Inc.|8565
HUM|HUMANA INC|ETCC|Electronic Transaction Clearing, Inc.|262
HUM|HUMANA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|43112
HUM|HUMANA INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|9
HUM|HUMANA INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
HUM|HUMANA INC|ETRS|E*Trade Securities LLC|9455
HUM|HUMANA INC|FBSB|U.S. Bancorp Investments, Inc.|106
HUM|HUMANA INC|FIDT|Fidelity Clearing Canada ULC./ CDS|6
HUM|HUMANA INC|FILL|Tradestation Securities, Inc.|274
HUM|HUMANA INC|FINX|FINTECH SECURITIES|35
HUM|HUMANA INC|FMAF|NBCN Inc./ CDS|1651
HUM|HUMANA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14068
HUM|HUMANA INC|FQLS|Quantlab Securities LP|115791
HUM|HUMANA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49507
HUM|HUMANA INC|FTBR|Foliofn Investments, Inc.|1469
HUM|HUMANA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1125
HUM|HUMANA INC|GLIS|TD Securities Inc|42
HUM|HUMANA INC|GLPX|ACS EXECUTION SERVICES, LLC|47589
HUM|HUMANA INC|GSCO|GOLDMAN SACHS & CO. LLC|719904
HUM|HUMANA INC|GSCS|GOLDMAN SACHS & CO. LLC|536
HUM|HUMANA INC|GSLT|GOLDMAN SACHS & CO. LLC|2495
HUM|HUMANA INC|GTSZ|GTS SECURITIES LLC|105419
HUM|HUMANA INC|HAPX|HAP Trading, LLC|100
HUM|HUMANA INC|HRBF|American Enterprise Investment Services Inc.|1499
HUM|HUMANA INC|HSBC|HSBC Securities, Inc.|9129
HUM|HUMANA INC|IATS|INTERACTIVE BROKERS LLC|3026
HUM|HUMANA INC|IBKR|Interactive Brokers Llc|3879
HUM|HUMANA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1529
HUM|HUMANA INC|ICBX|INSTINET, LLC|21500
HUM|HUMANA INC|IEQY|CITADEL SECURITIES LLC|63155
HUM|HUMANA INC|INCA|INSTINET, LLC|130550
HUM|HUMANA INC|INJX|INSTINET, LLC|2299
HUM|HUMANA INC|ITGI|ITG Inc.|14266
HUM|HUMANA INC|ITGP|ITG INC.|194000
HUM|HUMANA INC|JANY|Janney Montgomery Scott Inc.|243
HUM|HUMANA INC|JEFF|JEFFERIES LLC|26989
HUM|HUMANA INC|JMPT|JUMP TRADING, LLC|32202
HUM|HUMANA INC|JPBX|J.P. MORGAN SECURITIES LLC|23369
HUM|HUMANA INC|JPMX|J.P. Morgan Securities LLC|238006
HUM|HUMANA INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1900
HUM|HUMANA INC|JSJX|JANE STREET CAPITAL LLC|3192
HUM|HUMANA INC|KCGM|VIRTU Americas LLC|22364
HUM|HUMANA INC|LEER|LEERINK PARTNERS LLC|5800
HUM|HUMANA INC|LEHM|Barclays Capital Inc./Le|389653
HUM|HUMANA INC|LIME|Lime Brokerage LLC|15717
HUM|HUMANA INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|52200
HUM|HUMANA INC|LOOP|Loop Capital Markets LLC|459
HUM|HUMANA INC|LSCI|Lek Securities Corporation|58
HUM|HUMANA INC|MACC|Mid Atlantic Capital Corporation|69
HUM|HUMANA INC|MACQ|Macquarie Capital (USA) Inc.|400
HUM|HUMANA INC|MAXM|Maxim Group LLC|7418
HUM|HUMANA INC|MBTS|ALLY INVEST SECURITIES LLC|100
HUM|HUMANA INC|MCMF|Raymond James Ltd. Cds|80
HUM|HUMANA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84920
HUM|HUMANA INC|MNDX|TJM Investments, LLC|4202
HUM|HUMANA INC|MOTF|MOTIF INVESTING, INC.|62
HUM|HUMANA INC|MSCO|MORGAN STANLEY & CO. LLC|1439987
HUM|HUMANA INC|MSPL|MORGAN STANLEY & CO. LLC|69900
HUM|HUMANA INC|MSTX|MORGAN STANLEY & CO. LLC|25700
HUM|HUMANA INC|MTON|MILLINGTON SECURITIES, INC.|2296
HUM|HUMANA INC|MZHO|Mizuho Securities USA LLC|33008
HUM|HUMANA INC|NEED|Needham & Company, LLC|121
HUM|HUMANA INC|NFSC|National Financial Services LLC|50232
HUM|HUMANA INC|NITE|VIRTU Americas LLC|87135
HUM|HUMANA INC|NITP|VIRTU Americas LLC|101
HUM|HUMANA INC|NQRB|Brut, LLC|5881
HUM|HUMANA INC|NTBF|BMO Nesbitt Burns Inc./CDS|52
HUM|HUMANA INC|NTRC|Northern Trust Securities, Inc.|471
HUM|HUMANA INC|OHOS|TWO SIGMA SECURITIES, LLC|2534
HUM|HUMANA INC|OPCO|Oppenheimer & Co. Inc.|455
HUM|HUMANA INC|PDQM|CODA MARKETS, INC.|132672
HUM|HUMANA INC|PHLY|NASDAQ Execution Services, LLC|2600
HUM|HUMANA INC|PICT|Pictet Overseas Inc.|17
HUM|HUMANA INC|PUMA|Puma Capital, Llc|2396
HUM|HUMANA INC|PWJC|UBS Financial Services, Inc.|700
HUM|HUMANA INC|QMSR|QUATTRO M SECURITIES INC.|812
HUM|HUMANA INC|RBCM|RBC CAPITAL MARKETS, LLC|5246
HUM|HUMANA INC|SAGL|SAGETRADER, LLC|9003
HUM|HUMANA INC|SALI|INTL FCSTONE FINANCIAL INC.|20
HUM|HUMANA INC|SBSH|Citigroup Global Markets Inc.|37838
HUM|HUMANA INC|SCMC|Scotia Capital Markets (USA) Inc.|30000
HUM|HUMANA INC|SGMT|GOLDMAN SACHS & CO. LLC|39909
HUM|HUMANA INC|SIBO|Prime Executions, Inc.|4930
HUM|HUMANA INC|SPDR|SPEEDROUTE LLC|6637
HUM|HUMANA INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2595
HUM|HUMANA INC|STFL|Stifel, Nicolaus & Company, Incorporated|5338
HUM|HUMANA INC|STKP|STOCKPILE INVESTMENTS, INC.|28
HUM|HUMANA INC|STRS|STRATEGAS RESEARCH PARTNERS|5200
HUM|HUMANA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4609
HUM|HUMANA INC|SWIM|TD Ameritrade, Inc.|4755
HUM|HUMANA INC|SWST|Hilltop Securities Inc.|214
HUM|HUMANA INC|TAGC|TELSEY ADVISORY GROUP LLC|141
HUM|HUMANA INC|TKNG|ALLY INVEST SECURITIES LLC|1186
HUM|HUMANA INC|TRBT|Tradebot Systems, Inc.|98853
HUM|HUMANA INC|TRCM|TRC MARKETS LLC|29767
HUM|HUMANA INC|TWTT|TASTYWORKS, INC.|1
HUM|HUMANA INC|UBSA|UBS SECURITIES LLC|288104
HUM|HUMANA INC|UBSS|UBS Securities LLC|457903
HUM|HUMANA INC|VALX|VIRTU AMERICAS LLC|28431
HUM|HUMANA INC|VGRD|Vanguard Marketing Corporation|6323
HUM|HUMANA INC|WABR|Wall Street Access|3
HUM|HUMANA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3594
HUM|HUMANA INC|WCHV|WELLS FARGO SECURITIES, LLC|31704
HUM|HUMANA INC|WDNX|WEEDEN & CO.L.P.|602
HUM|HUMANA INC|WEDB|WEDBUSH SECURITIES INC.|1381
HUM|HUMANA INC|WEED|Weeden & Co.L.P.|1785
HUM|HUMANA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13302
HUM|HUMANA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7862
HUM|HUMANA INC|WGIF|CIBC World Markets Inc.|185
HUM|HUMANA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|387
HUM|HUMANA INC|WSEA|WOLVERINE SECURITIES, LLC|2294
HUM|HUMANA INC|WTFS|JUST2TRADE, INC.|1
HUM|HUMANA INC|XIST|INSTINET, LLC|22202
HUM|HUMANA INC|XPQR|Jump Trading|2200
HUM|HUMANA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6812
HUM|HUMANA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|17511
HUM|HUMANA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2314
HUN|HUNTSMAN CORPORATION|ABLE|NATIXIS Securities Americas LLC|304900
HUN|HUNTSMAN CORPORATION|ALPS|Alpine Securities Corporation|300
HUN|HUNTSMAN CORPORATION|ALTX|Alternet Securities Inc.|18651
HUN|HUNTSMAN CORPORATION|ANOS|ABEL/NOSER, L.L.C.|1158
HUN|HUNTSMAN CORPORATION|APCC|Apex Clearing Corporation|2977
HUN|HUNTSMAN CORPORATION|AQUA|AQUA SECURITIES L.P.|9300
HUN|HUNTSMAN CORPORATION|BANK|Primevest Financial Services, Inc.|2
HUN|HUNTSMAN CORPORATION|BARD|Robert W. Baird & Co. Incorporated|1395
HUN|HUNTSMAN CORPORATION|BATM|CBOE TRADING, INC.|15177
HUN|HUNTSMAN CORPORATION|BAYC|BAY CREST PARTNERS, LLC|460
HUN|HUNTSMAN CORPORATION|BAYT|BTIG, LLC|1300
HUN|HUNTSMAN CORPORATION|BBNT|BB&T SECURITIES, LLC|565
HUN|HUNTSMAN CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|303554
HUN|HUNTSMAN CORPORATION|BIAD|SAGETRADER, LLC|41
HUN|HUNTSMAN CORPORATION|BIDS|BIDS TRADING L.P.|16400
HUN|HUNTSMAN CORPORATION|BIMI|Banca IMI Securities Corp.|500
HUN|HUNTSMAN CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16883
HUN|HUNTSMAN CORPORATION|BLKX|INSTINET, LLC|98700
HUN|HUNTSMAN CORPORATION|BMOC|BMO Capital Markets Corp.|245000
HUN|HUNTSMAN CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|216196
HUN|HUNTSMAN CORPORATION|BTIG|BTIG, LLC|254490
HUN|HUNTSMAN CORPORATION|BYXM|CBOE TRADING, INC.|5673
HUN|HUNTSMAN CORPORATION|CANT|Cantor Fitzgerald & Co.|4487
HUN|HUNTSMAN CORPORATION|CBRA|Cobra Trading, Inc.|1900
HUN|HUNTSMAN CORPORATION|CHAS|Charles Schwab & Co., Inc.|7207
HUN|HUNTSMAN CORPORATION|CIST|Capital Institutional Services, Inc.|93
HUN|HUNTSMAN CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|264078
HUN|HUNTSMAN CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
HUN|HUNTSMAN CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1090
HUN|HUNTSMAN CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1179510
HUN|HUNTSMAN CORPORATION|CTDL|Citadel Derivatives Group Llc|11013
HUN|HUNTSMAN CORPORATION|CTLR|CUTLER GROUP, LP|8235
HUN|HUNTSMAN CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|106942
HUN|HUNTSMAN CORPORATION|DADA|D.A. Davidson & Co.|800
HUN|HUNTSMAN CORPORATION|DAVA|Davenport & Company LLC|151
HUN|HUNTSMAN CORPORATION|DBAB|Deutsche Bank Securities Inc.|446372
HUN|HUNTSMAN CORPORATION|DBAX|Deutsche Bank Securities Inc.|559200
HUN|HUNTSMAN CORPORATION|DBUL|Deutsche Bank Securities Inc.|4023
HUN|HUNTSMAN CORPORATION|DCHF|Dart Executions, LLC|6489
HUN|HUNTSMAN CORPORATION|DEAN|MORGAN STANLEY|2204
HUN|HUNTSMAN CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|708
HUN|HUNTSMAN CORPORATION|DRWC|DRW SECURITIES, L.L.C.|500
HUN|HUNTSMAN CORPORATION|EBXL|EBX LLC|503000
HUN|HUNTSMAN CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|7184
HUN|HUNTSMAN CORPORATION|EDJO|Edward D. Jones & Co., L.P.|2389
HUN|HUNTSMAN CORPORATION|EGAM|CBOE TRADING, INC.|52530
HUN|HUNTSMAN CORPORATION|EGAW|CBOE TRADING, INC.|1352
HUN|HUNTSMAN CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|300
HUN|HUNTSMAN CORPORATION|EGXM|CBOE TRADING, INC.|13783
HUN|HUNTSMAN CORPORATION|EGXW|CBOE TRADING, INC.|3317
HUN|HUNTSMAN CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|24251
HUN|HUNTSMAN CORPORATION|ETCB|ETC BROKERAGE SERVICES, LLC|45
HUN|HUNTSMAN CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|260
HUN|HUNTSMAN CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30260
HUN|HUNTSMAN CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|692
HUN|HUNTSMAN CORPORATION|ETRS|E*Trade Securities LLC|146327
HUN|HUNTSMAN CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|14
HUN|HUNTSMAN CORPORATION|FILL|Tradestation Securities, Inc.|34096
HUN|HUNTSMAN CORPORATION|FINX|FINTECH SECURITIES|885
HUN|HUNTSMAN CORPORATION|FMAF|NBCN Inc./ CDS|3228
HUN|HUNTSMAN CORPORATION|FMCO|First Manhattan Co|4700
HUN|HUNTSMAN CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11928
HUN|HUNTSMAN CORPORATION|FQLS|Quantlab Securities LP|741579
HUN|HUNTSMAN CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|235192
HUN|HUNTSMAN CORPORATION|FTBR|Foliofn Investments, Inc.|10218
HUN|HUNTSMAN CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|19994
HUN|HUNTSMAN CORPORATION|GLIS|TD Securities Inc|2765
HUN|HUNTSMAN CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|59832
HUN|HUNTSMAN CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|3735584
HUN|HUNTSMAN CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|9208
HUN|HUNTSMAN CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|22529
HUN|HUNTSMAN CORPORATION|GTSZ|GTS SECURITIES LLC|218145
HUN|HUNTSMAN CORPORATION|HRBF|American Enterprise Investment Services Inc.|5908
HUN|HUNTSMAN CORPORATION|HSBC|HSBC Securities, Inc.|1000
HUN|HUNTSMAN CORPORATION|IATS|INTERACTIVE BROKERS LLC|21007
HUN|HUNTSMAN CORPORATION|IBKR|Interactive Brokers Llc|71606
HUN|HUNTSMAN CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4781
HUN|HUNTSMAN CORPORATION|ICBX|INSTINET, LLC|146674
HUN|HUNTSMAN CORPORATION|INCA|INSTINET, LLC|751373
HUN|HUNTSMAN CORPORATION|INJX|INSTINET, LLC|11210
HUN|HUNTSMAN CORPORATION|ITGI|ITG Inc.|166479
HUN|HUNTSMAN CORPORATION|ITGP|ITG INC.|473600
HUN|HUNTSMAN CORPORATION|JANY|Janney Montgomery Scott Inc.|8593
HUN|HUNTSMAN CORPORATION|JEFF|JEFFERIES LLC|381511
HUN|HUNTSMAN CORPORATION|JMPT|JUMP TRADING, LLC|163857
HUN|HUNTSMAN CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|257241
HUN|HUNTSMAN CORPORATION|JPMX|J.P. Morgan Securities LLC|1260943
HUN|HUNTSMAN CORPORATION|JSJX|JANE STREET CAPITAL LLC|27811
HUN|HUNTSMAN CORPORATION|KCGM|VIRTU Americas LLC|213082
HUN|HUNTSMAN CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|10573
HUN|HUNTSMAN CORPORATION|LEHM|Barclays Capital Inc./Le|1364851
HUN|HUNTSMAN CORPORATION|LIME|Lime Brokerage LLC|89080
HUN|HUNTSMAN CORPORATION|LIWD|LIME BROKERAGE LLC|209
HUN|HUNTSMAN CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|147328
HUN|HUNTSMAN CORPORATION|LOOP|Loop Capital Markets LLC|589
HUN|HUNTSMAN CORPORATION|LQNA|LIQUIDNET, INC.|69900
HUN|HUNTSMAN CORPORATION|LSCI|Lek Securities Corporation|29
HUN|HUNTSMAN CORPORATION|MACQ|Macquarie Capital (USA) Inc.|36441
HUN|HUNTSMAN CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|100
HUN|HUNTSMAN CORPORATION|MCMF|Raymond James Ltd. Cds|90
HUN|HUNTSMAN CORPORATION|MKMP|MKM Partners LLC|52000
HUN|HUNTSMAN CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|530882
HUN|HUNTSMAN CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
HUN|HUNTSMAN CORPORATION|MOTF|MOTIF INVESTING, INC.|1
HUN|HUNTSMAN CORPORATION|MPSG|E D & F Man Capital Markets Inc.|4725
HUN|HUNTSMAN CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|3347207
HUN|HUNTSMAN CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|984700
HUN|HUNTSMAN CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|366200
HUN|HUNTSMAN CORPORATION|MULL|MARK J. MULLER EQUITIES, INC.|2276
HUN|HUNTSMAN CORPORATION|NATL|National Securities Corporation|305
HUN|HUNTSMAN CORPORATION|NFSC|National Financial Services LLC|533994
HUN|HUNTSMAN CORPORATION|NITE|VIRTU Americas LLC|1087236
HUN|HUNTSMAN CORPORATION|NITP|VIRTU Americas LLC|2680
HUN|HUNTSMAN CORPORATION|NQRB|Brut, LLC|30880
HUN|HUNTSMAN CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|1096
HUN|HUNTSMAN CORPORATION|NTRC|Northern Trust Securities, Inc.|8803
HUN|HUNTSMAN CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|3476
HUN|HUNTSMAN CORPORATION|OPCO|Oppenheimer & Co. Inc.|3825
HUN|HUNTSMAN CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4519
HUN|HUNTSMAN CORPORATION|PCPT|PHILLIP CAPITAL INC.|200
HUN|HUNTSMAN CORPORATION|PDQM|CODA MARKETS, INC.|81284
HUN|HUNTSMAN CORPORATION|PHLY|NASDAQ Execution Services, LLC|4400
HUN|HUNTSMAN CORPORATION|PWJC|UBS Financial Services, Inc.|2993
HUN|HUNTSMAN CORPORATION|QBSI|CFT SECURITIES, LLC|7525
HUN|HUNTSMAN CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|9671
HUN|HUNTSMAN CORPORATION|RGLD|Regal Securities, Inc|24
HUN|HUNTSMAN CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|15281
HUN|HUNTSMAN CORPORATION|SAGL|SAGETRADER, LLC|21122
HUN|HUNTSMAN CORPORATION|SAGW|SAGETRADER, LLC|653
HUN|HUNTSMAN CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|250
HUN|HUNTSMAN CORPORATION|SBSH|Citigroup Global Markets Inc.|251844
HUN|HUNTSMAN CORPORATION|SEIC|SEI Investments Distribution Co.|300
HUN|HUNTSMAN CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|320906
HUN|HUNTSMAN CORPORATION|SPDR|SPEEDROUTE LLC|35487
HUN|HUNTSMAN CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|7282
HUN|HUNTSMAN CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16821
HUN|HUNTSMAN CORPORATION|SWIM|TD Ameritrade, Inc.|210140
HUN|HUNTSMAN CORPORATION|SWST|Hilltop Securities Inc.|91907
HUN|HUNTSMAN CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|3156
HUN|HUNTSMAN CORPORATION|TRBT|Tradebot Systems, Inc.|449159
HUN|HUNTSMAN CORPORATION|TRCM|TRC MARKETS LLC|609848
HUN|HUNTSMAN CORPORATION|TWTT|TASTYWORKS, INC.|217
HUN|HUNTSMAN CORPORATION|UBSA|UBS SECURITIES LLC|1207930
HUN|HUNTSMAN CORPORATION|UBSS|UBS Securities LLC|1460505
HUN|HUNTSMAN CORPORATION|VALX|VIRTU AMERICAS LLC|38223
HUN|HUNTSMAN CORPORATION|VERT|The Vertical Trading Group, LLC|2000
HUN|HUNTSMAN CORPORATION|VGRD|Vanguard Marketing Corporation|24665
HUN|HUNTSMAN CORPORATION|VIEW|VIEWTRADE SECURITIES LLC|304
HUN|HUNTSMAN CORPORATION|VSIN|Vision Financial Markets Llc|37
HUN|HUNTSMAN CORPORATION|WABR|Wall Street Access|30977
HUN|HUNTSMAN CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|13390
HUN|HUNTSMAN CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|540437
HUN|HUNTSMAN CORPORATION|WEDB|WEDBUSH SECURITIES INC.|7769
HUN|HUNTSMAN CORPORATION|WEED|Weeden & Co.L.P.|19530
HUN|HUNTSMAN CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|71130
HUN|HUNTSMAN CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1280
HUN|HUNTSMAN CORPORATION|WFPB|Wells Fargo Securities, LLC.|9739
HUN|HUNTSMAN CORPORATION|WGIF|CIBC World Markets Inc.|531
HUN|HUNTSMAN CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|48701
HUN|HUNTSMAN CORPORATION|XIST|INSTINET, LLC|97200
HUN|HUNTSMAN CORPORATION|XPQR|Jump Trading|900
HUN|HUNTSMAN CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|108314
HUN|HUNTSMAN CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|3289
HUN|HUNTSMAN CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18642
HUNT|HUNTER MARITIME CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23496
HUNT|HUNTER MARITIME CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
HUNT|HUNTER MARITIME CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
HUNT|HUNTER MARITIME CM|DBAX|Deutsche Bank Securities Inc.|4400
HUNT|HUNTER MARITIME CM|EBXL|EBX LLC|1900
HUNT|HUNTER MARITIME CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|11400
HUNT|HUNTER MARITIME CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|62
HUNT|HUNTER MARITIME CM|ETRS|E*Trade Securities LLC|2515
HUNT|HUNTER MARITIME CM|FBCO|Credit Suisse Securities (USA) LLC|220
HUNT|HUNTER MARITIME CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
HUNT|HUNTER MARITIME CM|GSCO|GOLDMAN SACHS & CO. LLC|499800
HUNT|HUNTER MARITIME CM|ICBX|INSTINET, LLC|1800
HUNT|HUNTER MARITIME CM|INCA|INSTINET, LLC|500
HUNT|HUNTER MARITIME CM|ITGI|ITG Inc.|1804
HUNT|HUNTER MARITIME CM|JONE|JonesTrading|531246
HUNT|HUNTER MARITIME CM|JPMX|J.P. Morgan Securities LLC|1000
HUNT|HUNTER MARITIME CM|LEHM|Barclays Capital Inc./Le|2800
HUNT|HUNTER MARITIME CM|LIME|Lime Brokerage LLC|946
HUNT|HUNTER MARITIME CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
HUNT|HUNTER MARITIME CM|MSCO|MORGAN STANLEY & CO. LLC|2535
HUNT|HUNTER MARITIME CM|MZHO|Mizuho Securities USA LLC|350000
HUNT|HUNTER MARITIME CM|NITE|VIRTU Americas LLC|4893
HUNT|HUNTER MARITIME CM|TRCM|TRC MARKETS LLC|136
HUNT|HUNTER MARITIME CM|UBSA|UBS SECURITIES LLC|7300
HUNT|HUNTER MARITIME CM|UBSS|UBS Securities LLC|508666
HUNTU|HUNTER MARITIME UNIT|MSCO|MORGAN STANLEY & CO. LLC|1000
HUNTW|HUNTER MARITIME W|IBKR|Interactive Brokers Llc|4300
HUNTW|HUNTER MARITIME W|INCA|INSTINET, LLC|300
HUNTW|HUNTER MARITIME W|ITGI|ITG Inc.|5500
HUNTW|HUNTER MARITIME W|NITE|VIRTU Americas LLC|6397
HUNTW|HUNTER MARITIME W|WFPB|Wells Fargo Securities, LLC.|6397
HURC|HURCO COS INC     ##|ADAM|CANACCORD GENUITY INC.|130
HURC|HURCO COS INC     ##|ALTX|Alternet Securities Inc.|900
HURC|HURCO COS INC     ##|APCC|Apex Clearing Corporation|9
HURC|HURCO COS INC     ##|BARD|Robert W. Baird & Co. Incorporated|1
HURC|HURCO COS INC     ##|BATM|CBOE TRADING, INC.|501
HURC|HURCO COS INC     ##|BMOC|BMO Capital Markets Corp.|990
HURC|HURCO COS INC     ##|BNPX|BNP PARIBAS SECURITIES CORP.|584
HURC|HURCO COS INC     ##|BZYD|GOLDMAN SACHS & CO. LLC|500
HURC|HURCO COS INC     ##|CANT|Cantor Fitzgerald & Co.|176
HURC|HURCO COS INC     ##|CHAS|Charles Schwab & Co., Inc.|1236
HURC|HURCO COS INC     ##|CIST|Capital Institutional Services, Inc.|716
HURC|HURCO COS INC     ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89
HURC|HURCO COS INC     ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3012
HURC|HURCO COS INC     ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5330
HURC|HURCO COS INC     ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17752
HURC|HURCO COS INC     ##|CTDL|Citadel Derivatives Group Llc|665
HURC|HURCO COS INC     ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1444
HURC|HURCO COS INC     ##|DBAB|Deutsche Bank Securities Inc.|15332
HURC|HURCO COS INC     ##|DBAX|Deutsche Bank Securities Inc.|5800
HURC|HURCO COS INC     ##|DEGS|RONIN PROFESSIONAL LLC|5659
HURC|HURCO COS INC     ##|EBXL|EBX LLC|3600
HURC|HURCO COS INC     ##|EGAM|CBOE TRADING, INC.|700
HURC|HURCO COS INC     ##|EGXM|CBOE TRADING, INC.|1
HURC|HURCO COS INC     ##|ETRS|E*Trade Securities LLC|5414
HURC|HURCO COS INC     ##|FBCO|Credit Suisse Securities (USA) LLC|40836
HURC|HURCO COS INC     ##|FILL|Tradestation Securities, Inc.|100
HURC|HURCO COS INC     ##|FOMA|TD AMERITRADE CLEARING, INC.|8027
HURC|HURCO COS INC     ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5112
HURC|HURCO COS INC     ##|FTBR|Foliofn Investments, Inc.|251
HURC|HURCO COS INC     ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1757
HURC|HURCO COS INC     ##|GLPX|ACS EXECUTION SERVICES, LLC|720
HURC|HURCO COS INC     ##|GSCO|GOLDMAN SACHS & CO. LLC|31278
HURC|HURCO COS INC     ##|GSCS|GOLDMAN SACHS & CO. LLC|14152
HURC|HURCO COS INC     ##|GSLT|GOLDMAN SACHS & CO. LLC|102
HURC|HURCO COS INC     ##|GTSZ|GTS SECURITIES LLC|1462
HURC|HURCO COS INC     ##|IATS|INTERACTIVE BROKERS LLC|812
HURC|HURCO COS INC     ##|IBKR|Interactive Brokers Llc|5086
HURC|HURCO COS INC     ##|ICBX|INSTINET, LLC|5100
HURC|HURCO COS INC     ##|IEQY|CITADEL SECURITIES LLC|1132
HURC|HURCO COS INC     ##|INCA|INSTINET, LLC|25267
HURC|HURCO COS INC     ##|INJX|INSTINET, LLC|3032
HURC|HURCO COS INC     ##|ITGI|ITG Inc.|12524
HURC|HURCO COS INC     ##|ITGP|ITG INC.|29200
HURC|HURCO COS INC     ##|JEFF|JEFFERIES LLC|11351
HURC|HURCO COS INC     ##|JPMX|J.P. Morgan Securities LLC|11411
HURC|HURCO COS INC     ##|KCGM|VIRTU Americas LLC|1836
HURC|HURCO COS INC     ##|LEHM|Barclays Capital Inc./Le|14794
HURC|HURCO COS INC     ##|LIME|Lime Brokerage LLC|26212
HURC|HURCO COS INC     ##|LMGP|LIME BROKERAGE LLC|1221
HURC|HURCO COS INC     ##|LSCI|Lek Securities Corporation|100
HURC|HURCO COS INC     ##|MAXM|Maxim Group LLC|594
HURC|HURCO COS INC     ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12000
HURC|HURCO COS INC     ##|MSCO|MORGAN STANLEY & CO. LLC|50908
HURC|HURCO COS INC     ##|MSPL|MORGAN STANLEY & CO. LLC|15700
HURC|HURCO COS INC     ##|MSTX|MORGAN STANLEY & CO. LLC|800
HURC|HURCO COS INC     ##|MTON|MILLINGTON SECURITIES, INC.|7991
HURC|HURCO COS INC     ##|NFSC|National Financial Services LLC|4766
HURC|HURCO COS INC     ##|NITE|VIRTU Americas LLC|22692
HURC|HURCO COS INC     ##|NQRB|Brut, LLC|300
HURC|HURCO COS INC     ##|PDQM|CODA MARKETS, INC.|1547
HURC|HURCO COS INC     ##|RAJA|Raymond James & Associates, Inc.|155
HURC|HURCO COS INC     ##|RBCM|RBC CAPITAL MARKETS, LLC|88
HURC|HURCO COS INC     ##|SAGW|SAGETRADER, LLC|133
HURC|HURCO COS INC     ##|SBSH|Citigroup Global Markets Inc.|6248
HURC|HURCO COS INC     ##|SEIC|SEI Investments Distribution Co.|500
HURC|HURCO COS INC     ##|SGMT|GOLDMAN SACHS & CO. LLC|9637
HURC|HURCO COS INC     ##|SPDR|SPEEDROUTE LLC|1190
HURC|HURCO COS INC     ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|900
HURC|HURCO COS INC     ##|STFL|Stifel, Nicolaus & Company, Incorporated|549
HURC|HURCO COS INC     ##|SWIM|TD Ameritrade, Inc.|3061
HURC|HURCO COS INC     ##|TOUR|TOURMALINE PARTNERS, LLC|200
HURC|HURCO COS INC     ##|TRBT|Tradebot Systems, Inc.|1415
HURC|HURCO COS INC     ##|TRCM|TRC MARKETS LLC|7180
HURC|HURCO COS INC     ##|UBSA|UBS SECURITIES LLC|2006
HURC|HURCO COS INC     ##|UBSS|UBS Securities LLC|26884
HURC|HURCO COS INC     ##|VALX|VIRTU AMERICAS LLC|2111
HURC|HURCO COS INC     ##|VGRD|Vanguard Marketing Corporation|1414
HURC|HURCO COS INC     ##|WABR|Wall Street Access|10091
HURC|HURCO COS INC     ##|WCHV|WELLS FARGO SECURITIES, LLC|1479
HURC|HURCO COS INC     ##|WEED|Weeden & Co.L.P.|2342
HURC|HURCO COS INC     ##|WSEA|WOLVERINE SECURITIES, LLC|16
HURC|HURCO COS INC     ##|XIST|INSTINET, LLC|7450
HURC|HURCO COS INC     ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
HURN|HURON CONSULTING|ALTX|Alternet Securities Inc.|2122
HURN|HURON CONSULTING|ANOS|ABEL/NOSER, L.L.C.|2300
HURN|HURON CONSULTING|APCC|Apex Clearing Corporation|3
HURN|HURON CONSULTING|BATM|CBOE TRADING, INC.|107
HURN|HURON CONSULTING|BBNT|BB&T SECURITIES, LLC|40
HURN|HURON CONSULTING|BERN|Sanford C. Bernstein & Co., LLC|441
HURN|HURON CONSULTING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|250
HURN|HURON CONSULTING|BLKX|INSTINET, LLC|61444
HURN|HURON CONSULTING|BMOC|BMO Capital Markets Corp.|3514
HURN|HURON CONSULTING|BNPX|BNP PARIBAS SECURITIES CORP.|2182
HURN|HURON CONSULTING|BZYD|GOLDMAN SACHS & CO. LLC|738
HURN|HURON CONSULTING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10317
HURN|HURON CONSULTING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4019
HURN|HURON CONSULTING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1700
HURN|HURON CONSULTING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32490
HURN|HURON CONSULTING|CTDL|Citadel Derivatives Group Llc|2202
HURN|HURON CONSULTING|CXCX|CITIGROUP GLOBAL MARKETS INC.|6806
HURN|HURON CONSULTING|DBAB|Deutsche Bank Securities Inc.|52076
HURN|HURON CONSULTING|DBAX|Deutsche Bank Securities Inc.|30900
HURN|HURON CONSULTING|DBUL|Deutsche Bank Securities Inc.|100
HURN|HURON CONSULTING|DEAN|MORGAN STANLEY|3648
HURN|HURON CONSULTING|DEGS|RONIN PROFESSIONAL LLC|1400
HURN|HURON CONSULTING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1220
HURN|HURON CONSULTING|EBXL|EBX LLC|32600
HURN|HURON CONSULTING|ECUT|CONVERGEX EXECUTION SOLUTIONS|148
HURN|HURON CONSULTING|EGAM|CBOE TRADING, INC.|3908
HURN|HURON CONSULTING|EGXM|CBOE TRADING, INC.|922
HURN|HURON CONSULTING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5826
HURN|HURON CONSULTING|ETRS|E*Trade Securities LLC|970
HURN|HURON CONSULTING|FBCO|Credit Suisse Securities (USA) LLC|151910
HURN|HURON CONSULTING|FOMA|TD AMERITRADE CLEARING, INC.|14369
HURN|HURON CONSULTING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
HURN|HURON CONSULTING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18203
HURN|HURON CONSULTING|FTBR|Foliofn Investments, Inc.|1
HURN|HURON CONSULTING|GEBB|GLOBAL EXECUTION BROKERS, LP|5908
HURN|HURON CONSULTING|GLPX|ACS EXECUTION SERVICES, LLC|1271
HURN|HURON CONSULTING|GSCO|GOLDMAN SACHS & CO. LLC|74539
HURN|HURON CONSULTING|GSCS|GOLDMAN SACHS & CO. LLC|3879
HURN|HURON CONSULTING|GSLT|GOLDMAN SACHS & CO. LLC|756
HURN|HURON CONSULTING|GTSZ|GTS SECURITIES LLC|5119
HURN|HURON CONSULTING|HPPX|POTAMUS TRADING, LLC|1312
HURN|HURON CONSULTING|HRBF|American Enterprise Investment Services Inc.|12
HURN|HURON CONSULTING|IBKR|Interactive Brokers Llc|21687
HURN|HURON CONSULTING|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|457
HURN|HURON CONSULTING|ICBX|INSTINET, LLC|4200
HURN|HURON CONSULTING|IEQY|CITADEL SECURITIES LLC|11155
HURN|HURON CONSULTING|INCA|INSTINET, LLC|50578
HURN|HURON CONSULTING|INJX|INSTINET, LLC|11731
HURN|HURON CONSULTING|ITGI|ITG Inc.|13884
HURN|HURON CONSULTING|ITGP|ITG INC.|16800
HURN|HURON CONSULTING|JEFF|JEFFERIES LLC|17248
HURN|HURON CONSULTING|JMPT|JUMP TRADING, LLC|2212
HURN|HURON CONSULTING|JPBX|J.P. MORGAN SECURITIES LLC|1187
HURN|HURON CONSULTING|JPMX|J.P. Morgan Securities LLC|167047
HURN|HURON CONSULTING|JSJX|JANE STREET CAPITAL LLC|430
HURN|HURON CONSULTING|KCGM|VIRTU Americas LLC|5751
HURN|HURON CONSULTING|LEHM|Barclays Capital Inc./Le|78380
HURN|HURON CONSULTING|LIME|Lime Brokerage LLC|40626
HURN|HURON CONSULTING|LQNA|LIQUIDNET, INC.|16000
HURN|HURON CONSULTING|LSCI|Lek Securities Corporation|1
HURN|HURON CONSULTING|MACC|Mid Atlantic Capital Corporation|308
HURN|HURON CONSULTING|MAXM|Maxim Group LLC|2358
HURN|HURON CONSULTING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48248
HURN|HURON CONSULTING|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|560
HURN|HURON CONSULTING|MSCO|MORGAN STANLEY & CO. LLC|197166
HURN|HURON CONSULTING|MSPL|MORGAN STANLEY & CO. LLC|33500
HURN|HURON CONSULTING|MSTX|MORGAN STANLEY & CO. LLC|2500
HURN|HURON CONSULTING|NEUB|NEUBERGER BERMAN BD LLC|54
HURN|HURON CONSULTING|NFSC|National Financial Services LLC|778
HURN|HURON CONSULTING|NITE|VIRTU Americas LLC|14119
HURN|HURON CONSULTING|NITP|VIRTU Americas LLC|200
HURN|HURON CONSULTING|NQRB|Brut, LLC|729
HURN|HURON CONSULTING|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2030
HURN|HURON CONSULTING|PDQM|CODA MARKETS, INC.|4561
HURN|HURON CONSULTING|RAJA|Raymond James & Associates, Inc.|250
HURN|HURON CONSULTING|RBCM|RBC CAPITAL MARKETS, LLC|34
HURN|HURON CONSULTING|RHCO|Suntrust Robinson Humphrey, Inc.|5295
HURN|HURON CONSULTING|SAGW|SAGETRADER, LLC|65
HURN|HURON CONSULTING|SALI|INTL FCSTONE FINANCIAL INC.|44
HURN|HURON CONSULTING|SBSH|Citigroup Global Markets Inc.|45133
HURN|HURON CONSULTING|SGMT|GOLDMAN SACHS & CO. LLC|4904
HURN|HURON CONSULTING|SPDR|SPEEDROUTE LLC|3960
HURN|HURON CONSULTING|SPTD|MINT GLOBAL MARKETS, INC.|4400
HURN|HURON CONSULTING|SSBS|STATE STREET GLOBAL MARKETS, LLC|25954
HURN|HURON CONSULTING|TRBT|Tradebot Systems, Inc.|3593
HURN|HURON CONSULTING|TRCM|TRC MARKETS LLC|16827
HURN|HURON CONSULTING|UBSA|UBS SECURITIES LLC|126027
HURN|HURON CONSULTING|UBSS|UBS Securities LLC|122833
HURN|HURON CONSULTING|VALX|VIRTU AMERICAS LLC|3615
HURN|HURON CONSULTING|VGRD|Vanguard Marketing Corporation|550
HURN|HURON CONSULTING|WBLR|WILLIAM BLAIR|69
HURN|HURON CONSULTING|WCHV|WELLS FARGO SECURITIES, LLC|37612
HURN|HURON CONSULTING|WEED|Weeden & Co.L.P.|5100
HURN|HURON CONSULTING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|403
HURN|HURON CONSULTING|WSAG|WALL STREET ACCESS|40
HURN|HURON CONSULTING|WSEA|WOLVERINE SECURITIES, LLC|1
HURN|HURON CONSULTING|XIST|INSTINET, LLC|3350
HURN|HURON CONSULTING|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
HURN|HURON CONSULTING|YKNA|COMHAR CAPITAL MARKETS, LLC|371
HUSA|HOUSTON AMERICN ENGY|APCC|Apex Clearing Corporation|55766
HUSA|HOUSTON AMERICN ENGY|BATM|CBOE TRADING, INC.|43721
HUSA|HOUSTON AMERICN ENGY|BIAD|SAGETRADER, LLC|3
HUSA|HOUSTON AMERICN ENGY|BIMI|Banca IMI Securities Corp.|5487
HUSA|HOUSTON AMERICN ENGY|CANT|Cantor Fitzgerald & Co.|553
HUSA|HOUSTON AMERICN ENGY|CHAS|Charles Schwab & Co., Inc.|24162
HUSA|HOUSTON AMERICN ENGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30800
HUSA|HOUSTON AMERICN ENGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|37509
HUSA|HOUSTON AMERICN ENGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24000
HUSA|HOUSTON AMERICN ENGY|CRFN|ROBINHOOD FINANCIAL, LLC|10
HUSA|HOUSTON AMERICN ENGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5025
HUSA|HOUSTON AMERICN ENGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
HUSA|HOUSTON AMERICN ENGY|DBAB|Deutsche Bank Securities Inc.|6701
HUSA|HOUSTON AMERICN ENGY|DBAX|Deutsche Bank Securities Inc.|1900
HUSA|HOUSTON AMERICN ENGY|DEAN|MORGAN STANLEY|10000
HUSA|HOUSTON AMERICN ENGY|EBXL|EBX LLC|12400
HUSA|HOUSTON AMERICN ENGY|EGAM|CBOE TRADING, INC.|40103
HUSA|HOUSTON AMERICN ENGY|EGXM|CBOE TRADING, INC.|74887
HUSA|HOUSTON AMERICN ENGY|EGXW|CBOE TRADING, INC.|2000
HUSA|HOUSTON AMERICN ENGY|ETRS|E*Trade Securities LLC|1710671
HUSA|HOUSTON AMERICN ENGY|FBSB|U.S. Bancorp Investments, Inc.|700
HUSA|HOUSTON AMERICN ENGY|FILL|Tradestation Securities, Inc.|78560
HUSA|HOUSTON AMERICN ENGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55
HUSA|HOUSTON AMERICN ENGY|FTBR|Foliofn Investments, Inc.|64
HUSA|HOUSTON AMERICN ENGY|GLIS|TD Securities Inc|63400
HUSA|HOUSTON AMERICN ENGY|GSCO|GOLDMAN SACHS & CO. LLC|10903
HUSA|HOUSTON AMERICN ENGY|GSCS|GOLDMAN SACHS & CO. LLC|1046
HUSA|HOUSTON AMERICN ENGY|GSLT|GOLDMAN SACHS & CO. LLC|58609
HUSA|HOUSTON AMERICN ENGY|HRBF|American Enterprise Investment Services Inc.|5000
HUSA|HOUSTON AMERICN ENGY|IATS|INTERACTIVE BROKERS LLC|3440
HUSA|HOUSTON AMERICN ENGY|IBKR|Interactive Brokers Llc|190917
HUSA|HOUSTON AMERICN ENGY|ICBX|INSTINET, LLC|6345
HUSA|HOUSTON AMERICN ENGY|INCA|INSTINET, LLC|322220
HUSA|HOUSTON AMERICN ENGY|ITGI|ITG Inc.|24831
HUSA|HOUSTON AMERICN ENGY|ITGP|ITG INC.|4000
HUSA|HOUSTON AMERICN ENGY|JMPT|JUMP TRADING, LLC|1100
HUSA|HOUSTON AMERICN ENGY|JPMX|J.P. Morgan Securities LLC|200
HUSA|HOUSTON AMERICN ENGY|KCGM|VIRTU Americas LLC|702
HUSA|HOUSTON AMERICN ENGY|LEHM|Barclays Capital Inc./Le|37100
HUSA|HOUSTON AMERICN ENGY|LIME|Lime Brokerage LLC|350
HUSA|HOUSTON AMERICN ENGY|MAXM|Maxim Group LLC|8000
HUSA|HOUSTON AMERICN ENGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4037
HUSA|HOUSTON AMERICN ENGY|MOTF|MOTIF INVESTING, INC.|2
HUSA|HOUSTON AMERICN ENGY|MSCO|MORGAN STANLEY & CO. LLC|331413
HUSA|HOUSTON AMERICN ENGY|NFSC|National Financial Services LLC|2043959
HUSA|HOUSTON AMERICN ENGY|NITE|VIRTU Americas LLC|2566002
HUSA|HOUSTON AMERICN ENGY|NQRB|Brut, LLC|65129
HUSA|HOUSTON AMERICN ENGY|NTBF|BMO Nesbitt Burns Inc./CDS|28623
HUSA|HOUSTON AMERICN ENGY|PCPT|PHILLIP CAPITAL INC.|8000
HUSA|HOUSTON AMERICN ENGY|PDQM|CODA MARKETS, INC.|227514
HUSA|HOUSTON AMERICN ENGY|RBCM|RBC CAPITAL MARKETS, LLC|5000
HUSA|HOUSTON AMERICN ENGY|SAGL|SAGETRADER, LLC|131737
HUSA|HOUSTON AMERICN ENGY|SBSH|Citigroup Global Markets Inc.|40889
HUSA|HOUSTON AMERICN ENGY|SGMT|GOLDMAN SACHS & CO. LLC|5698
HUSA|HOUSTON AMERICN ENGY|SPDR|SPEEDROUTE LLC|15220
HUSA|HOUSTON AMERICN ENGY|STFL|Stifel, Nicolaus & Company, Incorporated|1334
HUSA|HOUSTON AMERICN ENGY|SWIM|TD Ameritrade, Inc.|714088
HUSA|HOUSTON AMERICN ENGY|TKNG|ALLY INVEST SECURITIES LLC|41362
HUSA|HOUSTON AMERICN ENGY|TWTT|TASTYWORKS, INC.|1014
HUSA|HOUSTON AMERICN ENGY|UBSA|UBS SECURITIES LLC|43083
HUSA|HOUSTON AMERICN ENGY|UBSS|UBS Securities LLC|404488
HUSA|HOUSTON AMERICN ENGY|VGRD|Vanguard Marketing Corporation|45399
HUSA|HOUSTON AMERICN ENGY|VSIN|Vision Financial Markets Llc|169883
HUSA|HOUSTON AMERICN ENGY|WCHV|WELLS FARGO SECURITIES, LLC|24100
HUSA|HOUSTON AMERICN ENGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|124507
HUSA|HOUSTON AMERICN ENGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2057
HUSA|HOUSTON AMERICN ENGY|WGIF|CIBC World Markets Inc.|104369
HUSA|HOUSTON AMERICN ENGY|WSEA|WOLVERINE SECURITIES, LLC|143341
HUSE|US MARKET ROTATION|APCC|Apex Clearing Corporation|32
HUSE|US MARKET ROTATION|CHAS|Charles Schwab & Co., Inc.|7568
HUSE|US MARKET ROTATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
HUSE|US MARKET ROTATION|EDJO|Edward D. Jones & Co., L.P.|116
HUSE|US MARKET ROTATION|ESPO|ESPOSITO SECURITIES, LLC|1898
HUSE|US MARKET ROTATION|FTBR|Foliofn Investments, Inc.|1156
HUSE|US MARKET ROTATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|63675
HUSE|US MARKET ROTATION|JSJX|JANE STREET CAPITAL LLC|6258
HUSE|US MARKET ROTATION|LEHM|Barclays Capital Inc./Le|4600
HUSE|US MARKET ROTATION|LIME|Lime Brokerage LLC|955
HUSE|US MARKET ROTATION|MACC|Mid Atlantic Capital Corporation|105
HUSE|US MARKET ROTATION|MSCO|MORGAN STANLEY & CO. LLC|100
HUSE|US MARKET ROTATION|NFSC|National Financial Services LLC|1924
HUSE|US MARKET ROTATION|NITE|VIRTU Americas LLC|161137
HUSE|US MARKET ROTATION|NITP|VIRTU Americas LLC|2500
HUSE|US MARKET ROTATION|SWST|Hilltop Securities Inc.|2321
HUSE|US MARKET ROTATION|UBSA|UBS SECURITIES LLC|200
HUSE|US MARKET ROTATION|UBSS|UBS Securities LLC|650
HUSE|US MARKET ROTATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
HUSV|FT HRZN MGMT VOL DOM|ALTX|Alternet Securities Inc.|100
HUSV|FT HRZN MGMT VOL DOM|BANK|Primevest Financial Services, Inc.|9832
HUSV|FT HRZN MGMT VOL DOM|BBNT|BB&T SECURITIES, LLC|187
HUSV|FT HRZN MGMT VOL DOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14341
HUSV|FT HRZN MGMT VOL DOM|CANT|Cantor Fitzgerald & Co.|1897
HUSV|FT HRZN MGMT VOL DOM|CHAS|Charles Schwab & Co., Inc.|2675
HUSV|FT HRZN MGMT VOL DOM|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
HUSV|FT HRZN MGMT VOL DOM|GTSZ|GTS SECURITIES LLC|292
HUSV|FT HRZN MGMT VOL DOM|ITGI|ITG Inc.|212
HUSV|FT HRZN MGMT VOL DOM|JSJX|JANE STREET CAPITAL LLC|67043
HUSV|FT HRZN MGMT VOL DOM|LIME|Lime Brokerage LLC|1070
HUSV|FT HRZN MGMT VOL DOM|MSCO|MORGAN STANLEY & CO. LLC|2260
HUSV|FT HRZN MGMT VOL DOM|NFSC|National Financial Services LLC|46139
HUSV|FT HRZN MGMT VOL DOM|NITE|VIRTU Americas LLC|56871
HUSV|FT HRZN MGMT VOL DOM|NITP|VIRTU Americas LLC|6
HUSV|FT HRZN MGMT VOL DOM|RBCM|RBC CAPITAL MARKETS, LLC|700
HUSV|FT HRZN MGMT VOL DOM|SEIC|SEI Investments Distribution Co.|100
HUSV|FT HRZN MGMT VOL DOM|UBSA|UBS SECURITIES LLC|200
HUSV|FT HRZN MGMT VOL DOM|UBSS|UBS Securities LLC|22312
HUSV|FT HRZN MGMT VOL DOM|WCHV|WELLS FARGO SECURITIES, LLC|31161
HUSV|FT HRZN MGMT VOL DOM|WSEA|WOLVERINE SECURITIES, LLC|1
HUSV|FT HRZN MGMT VOL DOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29864
HUYA|HUYA INC ADS|ACPL|American Capital Partners, LLC|8525
HUYA|HUYA INC ADS|ADAM|CANACCORD GENUITY INC.|5939
HUYA|HUYA INC ADS|AGIS|Aegis Capital Corp.|5762
HUYA|HUYA INC ADS|ALTX|Alternet Securities Inc.|278754
HUYA|HUYA INC ADS|APCC|Apex Clearing Corporation|462399
HUYA|HUYA INC ADS|BANK|Primevest Financial Services, Inc.|84144
HUYA|HUYA INC ADS|BARD|Robert W. Baird & Co. Incorporated|1440
HUYA|HUYA INC ADS|BATM|CBOE TRADING, INC.|101027
HUYA|HUYA INC ADS|BAYT|BTIG, LLC|28952
HUYA|HUYA INC ADS|BBNT|BB&T SECURITIES, LLC|6712
HUYA|HUYA INC ADS|BERN|Sanford C. Bernstein & Co., LLC|30709
HUYA|HUYA INC ADS|BIDS|BIDS TRADING L.P.|151700
HUYA|HUYA INC ADS|BIMI|Banca IMI Securities Corp.|24551
HUYA|HUYA INC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57630
HUYA|HUYA INC ADS|BLKX|INSTINET, LLC|40000
HUYA|HUYA INC ADS|BMAK|BMA SECURITIES|87409
HUYA|HUYA INC ADS|BMSI|BULL MARKET SECURITIES, INC.|13650
HUYA|HUYA INC ADS|BRGE|Newbridge Securities Corp.|4900
HUYA|HUYA INC ADS|BTIG|BTIG, LLC|400
HUYA|HUYA INC ADS|BYXM|CBOE TRADING, INC.|33155
HUYA|HUYA INC ADS|CAMC|Cambria Capital, LLC|800
HUYA|HUYA INC ADS|CANT|Cantor Fitzgerald & Co.|503
HUYA|HUYA INC ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|11160
HUYA|HUYA INC ADS|CBRA|Cobra Trading, Inc.|1500
HUYA|HUYA INC ADS|CHAS|Charles Schwab & Co., Inc.|73415
HUYA|HUYA INC ADS|CICF|Canaccord Genuity Corp.|6023
HUYA|HUYA INC ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|14851
HUYA|HUYA INC ADS|CIST|Capital Institutional Services, Inc.|2300
HUYA|HUYA INC ADS|CLSA|CLSA AMERICAS, LLC|7600
HUYA|HUYA INC ADS|CNTR|PRECISION SECURITIES, LLC|7922
HUYA|HUYA INC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|245525
HUYA|HUYA INC ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|172314
HUYA|HUYA INC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1011624
HUYA|HUYA INC ADS|CRFN|ROBINHOOD FINANCIAL, LLC|38
HUYA|HUYA INC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1986478
HUYA|HUYA INC ADS|CTDL|Citadel Derivatives Group Llc|224
HUYA|HUYA INC ADS|CTLR|CUTLER GROUP, LP|6574
HUYA|HUYA INC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|220124
HUYA|HUYA INC ADS|DADA|D.A. Davidson & Co.|1705
HUYA|HUYA INC ADS|DAVA|Davenport & Company LLC|125
HUYA|HUYA INC ADS|DBAB|Deutsche Bank Securities Inc.|134492
HUYA|HUYA INC ADS|DBAX|Deutsche Bank Securities Inc.|1253200
HUYA|HUYA INC ADS|DCHF|Dart Executions, LLC|73928
HUYA|HUYA INC ADS|DEAN|MORGAN STANLEY|54922
HUYA|HUYA INC ADS|DEGS|RONIN PROFESSIONAL LLC|3554
HUYA|HUYA INC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7720
HUYA|HUYA INC ADS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5260
HUYA|HUYA INC ADS|EBXL|EBX LLC|723800
HUYA|HUYA INC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|168431
HUYA|HUYA INC ADS|EDJC|Edward Jones / CDS|239
HUYA|HUYA INC ADS|EDJO|Edward D. Jones & Co., L.P.|51430
HUYA|HUYA INC ADS|EGAM|CBOE TRADING, INC.|420955
HUYA|HUYA INC ADS|EGAW|CBOE TRADING, INC.|11649
HUYA|HUYA INC ADS|EGMT|EG MARKET TECHNOLOGIES LLC|2300
HUYA|HUYA INC ADS|EGXM|CBOE TRADING, INC.|144534
HUYA|HUYA INC ADS|EGXW|CBOE TRADING, INC.|1726
HUYA|HUYA INC ADS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|5500
HUYA|HUYA INC ADS|ETBE|Electronic Transaction Clearing, Inc.|40001
HUYA|HUYA INC ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|34813
HUYA|HUYA INC ADS|ETCB|ETC BROKERAGE SERVICES, LLC|266
HUYA|HUYA INC ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
HUYA|HUYA INC ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|9852
HUYA|HUYA INC ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|595682
HUYA|HUYA INC ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7218
HUYA|HUYA INC ADS|ETRS|E*Trade Securities LLC|8623787
HUYA|HUYA INC ADS|FBSB|U.S. Bancorp Investments, Inc.|1210
HUYA|HUYA INC ADS|FFSI|Firstrade Securities Inc.|510
HUYA|HUYA INC ADS|FILL|Tradestation Securities, Inc.|225897
HUYA|HUYA INC ADS|FMAF|NBCN Inc./ CDS|52081
HUYA|HUYA INC ADS|FORD|Fordham Financial Management, Inc.|62569
HUYA|HUYA INC ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5838
HUYA|HUYA INC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|169685
HUYA|HUYA INC ADS|FTBR|Foliofn Investments, Inc.|425
HUYA|HUYA INC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|14641
HUYA|HUYA INC ADS|GLIS|TD Securities Inc|131535
HUYA|HUYA INC ADS|GLPX|ACS EXECUTION SERVICES, LLC|1770142
HUYA|HUYA INC ADS|GSCO|GOLDMAN SACHS & CO. LLC|1243038
HUYA|HUYA INC ADS|GSCS|GOLDMAN SACHS & CO. LLC|129327
HUYA|HUYA INC ADS|GSLT|GOLDMAN SACHS & CO. LLC|87763
HUYA|HUYA INC ADS|GTSZ|GTS SECURITIES LLC|163757
HUYA|HUYA INC ADS|HAPX|HAP Trading, LLC|600
HUYA|HUYA INC ADS|HASF|Haywood Securities Inc./CDS|4941
HUYA|HUYA INC ADS|HRBF|American Enterprise Investment Services Inc.|23132
HUYA|HUYA INC ADS|HSBC|HSBC Securities, Inc.|20899
HUYA|HUYA INC ADS|IATS|INTERACTIVE BROKERS LLC|1692112
HUYA|HUYA INC ADS|IBKR|Interactive Brokers Llc|3520418
HUYA|HUYA INC ADS|ICBX|INSTINET, LLC|753043
HUYA|HUYA INC ADS|INCA|INSTINET, LLC|4572705
HUYA|HUYA INC ADS|INJX|INSTINET, LLC|39478
HUYA|HUYA INC ADS|ITGI|ITG Inc.|672894
HUYA|HUYA INC ADS|ITGP|ITG INC.|482400
HUYA|HUYA INC ADS|JANY|Janney Montgomery Scott Inc.|12770
HUYA|HUYA INC ADS|JEFF|JEFFERIES LLC|358124
HUYA|HUYA INC ADS|JGUN|Joseph Gunnar & Co.  LLC|75
HUYA|HUYA INC ADS|JHDR|J.H. Darbie & Co., Inc.|50
HUYA|HUYA INC ADS|JMPT|JUMP TRADING, LLC|56668
HUYA|HUYA INC ADS|JPBX|J.P. MORGAN SECURITIES LLC|75311
HUYA|HUYA INC ADS|JPMX|J.P. Morgan Securities LLC|1862375
HUYA|HUYA INC ADS|JRCO|Johnson Rice & Company L.L.C.|2326
HUYA|HUYA INC ADS|JSCL|JOSEPH STONE CAPITAL L.L.C.|6960
HUYA|HUYA INC ADS|JSJX|JANE STREET CAPITAL LLC|29039
HUYA|HUYA INC ADS|KCGM|VIRTU Americas LLC|655489
HUYA|HUYA INC ADS|KCRD|PHX FINANCIAL, INC.|23798
HUYA|HUYA INC ADS|LEHM|Barclays Capital Inc./Le|1820377
HUYA|HUYA INC ADS|LIME|Lime Brokerage LLC|294090
HUYA|HUYA INC ADS|LIWE|LIME BROKERAGE LLC|191
HUYA|HUYA INC ADS|LQNA|LIQUIDNET, INC.|162700
HUYA|HUYA INC ADS|LQNB|LIQUIDNET, INC.|29057
HUYA|HUYA INC ADS|LSCI|Lek Securities Corporation|123459
HUYA|HUYA INC ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|13736
HUYA|HUYA INC ADS|MACC|Mid Atlantic Capital Corporation|25
HUYA|HUYA INC ADS|MACQ|Macquarie Capital (USA) Inc.|500
HUYA|HUYA INC ADS|MAVB|Great Point Capital LLC|100
HUYA|HUYA INC ADS|MAXM|Maxim Group LLC|19173
HUYA|HUYA INC ADS|MBTS|ALLY INVEST SECURITIES LLC|6915
HUYA|HUYA INC ADS|MCMF|Raymond James Ltd. Cds|600
HUYA|HUYA INC ADS|MICA|Spartan Securities Group, Ltd.|15290
HUYA|HUYA INC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|625735
HUYA|HUYA INC ADS|MOTF|MOTIF INVESTING, INC.|61
HUYA|HUYA INC ADS|MSCO|MORGAN STANLEY & CO. LLC|3842262
HUYA|HUYA INC ADS|MSPL|MORGAN STANLEY & CO. LLC|357800
HUYA|HUYA INC ADS|MSTX|MORGAN STANLEY & CO. LLC|237800
HUYA|HUYA INC ADS|MZHO|Mizuho Securities USA LLC|66
HUYA|HUYA INC ADS|NATL|National Securities Corporation|4925
HUYA|HUYA INC ADS|NBCS|NBC Securities, INC.|12420
HUYA|HUYA INC ADS|NEED|Needham & Company, LLC|200
HUYA|HUYA INC ADS|NFSC|National Financial Services LLC|7371471
HUYA|HUYA INC ADS|NITE|VIRTU Americas LLC|21265202
HUYA|HUYA INC ADS|NQRB|Brut, LLC|238611
HUYA|HUYA INC ADS|NTBF|BMO Nesbitt Burns Inc./CDS|104154
HUYA|HUYA INC ADS|ONEL|O'NEIL SECURITIES, INCORPORATED|400
HUYA|HUYA INC ADS|OPCO|Oppenheimer & Co. Inc.|14790
HUYA|HUYA INC ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1287
HUYA|HUYA INC ADS|PAUL|Paulson Investment Company, Inc.|140
HUYA|HUYA INC ADS|PCFF|Pacific International Securities Inc./CDS|65
HUYA|HUYA INC ADS|PCPT|PHILLIP CAPITAL INC.|62233
HUYA|HUYA INC ADS|PDQM|CODA MARKETS, INC.|2629793
HUYA|HUYA INC ADS|PHLY|NASDAQ Execution Services, LLC|4400
HUYA|HUYA INC ADS|PIPR|Piper Jaffray & Co.|2156
HUYA|HUYA INC ADS|POIN|PRECISION SECURITIES, LLC (POIN)|60688
HUYA|HUYA INC ADS|PWJC|UBS Financial Services, Inc.|241371
HUYA|HUYA INC ADS|RBCM|RBC CAPITAL MARKETS, LLC|52313
HUYA|HUYA INC ADS|RGLD|Regal Securities, Inc|3480
HUYA|HUYA INC ADS|RHCO|Suntrust Robinson Humphrey, Inc.|5688
HUYA|HUYA INC ADS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2500
HUYA|HUYA INC ADS|SAGL|SAGETRADER, LLC|328276
HUYA|HUYA INC ADS|SALI|INTL FCSTONE FINANCIAL INC.|5843
HUYA|HUYA INC ADS|SALW|SW FINANCIAL|200
HUYA|HUYA INC ADS|SBRX|MURIEL SIEBERT & CO INC|79
HUYA|HUYA INC ADS|SBSH|Citigroup Global Markets Inc.|447968
HUYA|HUYA INC ADS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1500
HUYA|HUYA INC ADS|SGMT|GOLDMAN SACHS & CO. LLC|556902
HUYA|HUYA INC ADS|SOGO|Wang Investment Associates, Inc.|12245
HUYA|HUYA INC ADS|SPDR|SPEEDROUTE LLC|392773
HUYA|HUYA INC ADS|SPHN|Stephens Inc.|2380
HUYA|HUYA INC ADS|SPNT|SEVEN POINTS CAPITAL, LLC|600
HUYA|HUYA INC ADS|SPTD|MINT GLOBAL MARKETS, INC.|3250
HUYA|HUYA INC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|62477
HUYA|HUYA INC ADS|STKP|STOCKPILE INVESTMENTS, INC.|674
HUYA|HUYA INC ADS|STRS|STRATEGAS RESEARCH PARTNERS|700
HUYA|HUYA INC ADS|SWIM|TD Ameritrade, Inc.|7405656
HUYA|HUYA INC ADS|SWST|Hilltop Securities Inc.|5781
HUYA|HUYA INC ADS|TDFS|TRADERFIELD SECURITIES INC.|8714
HUYA|HUYA INC ADS|TKNG|ALLY INVEST SECURITIES LLC|370103
HUYA|HUYA INC ADS|TRBT|Tradebot Systems, Inc.|558342
HUYA|HUYA INC ADS|TRCM|TRC MARKETS LLC|16210
HUYA|HUYA INC ADS|TWTT|TASTYWORKS, INC.|5359
HUYA|HUYA INC ADS|UBSA|UBS SECURITIES LLC|3276308
HUYA|HUYA INC ADS|UBSS|UBS Securities LLC|1901491
HUYA|HUYA INC ADS|VALX|VIRTU AMERICAS LLC|348578
HUYA|HUYA INC ADS|VGRD|Vanguard Marketing Corporation|426859
HUYA|HUYA INC ADS|VSIN|Vision Financial Markets Llc|2877
HUYA|HUYA INC ADS|WABR|Wall Street Access|5897
HUYA|HUYA INC ADS|WCHV|WELLS FARGO SECURITIES, LLC|943356
HUYA|HUYA INC ADS|WEDB|WEDBUSH SECURITIES INC.|5803742
HUYA|HUYA INC ADS|WEED|Weeden & Co.L.P.|9780
HUYA|HUYA INC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|126734
HUYA|HUYA INC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33834
HUYA|HUYA INC ADS|WGIF|CIBC World Markets Inc.|71161
HUYA|HUYA INC ADS|WORD|Worden Capital Management LLC|12150
HUYA|HUYA INC ADS|WSAG|WALL STREET ACCESS|1700
HUYA|HUYA INC ADS|WSEA|WOLVERINE SECURITIES, LLC|611896
HUYA|HUYA INC ADS|XPUS|XP SECURITIES, LLC|4340
HUYA|HUYA INC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|593712
HUYA|HUYA INC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|301561
HUYA|HUYA INC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21218
HVBC|HV BANCORP, INC. CMN|ANDG|Andrew Garrett Inc.|1502
HVBC|HV BANCORP, INC. CMN|BATM|CBOE TRADING, INC.|1175
HVBC|HV BANCORP, INC. CMN|BNKS|Fig Partners, LLC|5167
HVBC|HV BANCORP, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
HVBC|HV BANCORP, INC. CMN|CTDL|Citadel Derivatives Group Llc|41
HVBC|HV BANCORP, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|2648
HVBC|HV BANCORP, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|1300
HVBC|HV BANCORP, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|352
HVBC|HV BANCORP, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|746
HVBC|HV BANCORP, INC. CMN|IBKR|Interactive Brokers Llc|2149
HVBC|HV BANCORP, INC. CMN|INCA|INSTINET, LLC|218
HVBC|HV BANCORP, INC. CMN|KBWI|Keefe, Bruyette & Woods, Inc.|6206
HVBC|HV BANCORP, INC. CMN|LEHM|Barclays Capital Inc./Le|90
HVBC|HV BANCORP, INC. CMN|LIME|Lime Brokerage LLC|1077
HVBC|HV BANCORP, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1603
HVBC|HV BANCORP, INC. CMN|NFSC|National Financial Services LLC|6495
HVBC|HV BANCORP, INC. CMN|NITE|VIRTU Americas LLC|5716
HVBC|HV BANCORP, INC. CMN|RAJA|Raymond James & Associates, Inc.|566
HVBC|HV BANCORP, INC. CMN|UBSA|UBS SECURITIES LLC|630
HVBC|HV BANCORP, INC. CMN|UBSS|UBS Securities LLC|2979
HVBC|HV BANCORP, INC. CMN|VGRD|Vanguard Marketing Corporation|26
HVBC|HV BANCORP, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|106
HVT|HAVERTY FURN COS  SC|ANOS|ABEL/NOSER, L.L.C.|400
HVT|HAVERTY FURN COS  SC|APCC|Apex Clearing Corporation|2
HVT|HAVERTY FURN COS  SC|BATM|CBOE TRADING, INC.|62
HVT|HAVERTY FURN COS  SC|BERN|Sanford C. Bernstein & Co., LLC|452
HVT|HAVERTY FURN COS  SC|BNPX|BNP PARIBAS SECURITIES CORP.|4163
HVT|HAVERTY FURN COS  SC|BRVL|BLAYLOCK VAN, LLC|100
HVT|HAVERTY FURN COS  SC|BZYD|GOLDMAN SACHS & CO. LLC|1394
HVT|HAVERTY FURN COS  SC|CHAS|Charles Schwab & Co., Inc.|1301
HVT|HAVERTY FURN COS  SC|CIST|Capital Institutional Services, Inc.|8
HVT|HAVERTY FURN COS  SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10503
HVT|HAVERTY FURN COS  SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5897
HVT|HAVERTY FURN COS  SC|CTDL|Citadel Derivatives Group Llc|141
HVT|HAVERTY FURN COS  SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4360
HVT|HAVERTY FURN COS  SC|DBAB|Deutsche Bank Securities Inc.|6761
HVT|HAVERTY FURN COS  SC|DBAX|Deutsche Bank Securities Inc.|8300
HVT|HAVERTY FURN COS  SC|DEGS|RONIN PROFESSIONAL LLC|260
HVT|HAVERTY FURN COS  SC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
HVT|HAVERTY FURN COS  SC|EBXL|EBX LLC|10100
HVT|HAVERTY FURN COS  SC|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
HVT|HAVERTY FURN COS  SC|EGAM|CBOE TRADING, INC.|734
HVT|HAVERTY FURN COS  SC|EGXM|CBOE TRADING, INC.|301
HVT|HAVERTY FURN COS  SC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
HVT|HAVERTY FURN COS  SC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5975
HVT|HAVERTY FURN COS  SC|ETRS|E*Trade Securities LLC|788
HVT|HAVERTY FURN COS  SC|FILL|Tradestation Securities, Inc.|220
HVT|HAVERTY FURN COS  SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1917
HVT|HAVERTY FURN COS  SC|FTBR|Foliofn Investments, Inc.|46
HVT|HAVERTY FURN COS  SC|GSCO|GOLDMAN SACHS & CO. LLC|110777
HVT|HAVERTY FURN COS  SC|GSCS|GOLDMAN SACHS & CO. LLC|1045
HVT|HAVERTY FURN COS  SC|GSLT|GOLDMAN SACHS & CO. LLC|902
HVT|HAVERTY FURN COS  SC|GTSZ|GTS SECURITIES LLC|2673
HVT|HAVERTY FURN COS  SC|HRBF|American Enterprise Investment Services Inc.|300
HVT|HAVERTY FURN COS  SC|HSBC|HSBC Securities, Inc.|800
HVT|HAVERTY FURN COS  SC|IBKR|Interactive Brokers Llc|30
HVT|HAVERTY FURN COS  SC|ICBX|INSTINET, LLC|2500
HVT|HAVERTY FURN COS  SC|IEQY|CITADEL SECURITIES LLC|2565
HVT|HAVERTY FURN COS  SC|INCA|INSTINET, LLC|10220
HVT|HAVERTY FURN COS  SC|INJX|INSTINET, LLC|1195
HVT|HAVERTY FURN COS  SC|ITGI|ITG Inc.|2105
HVT|HAVERTY FURN COS  SC|ITGP|ITG INC.|6400
HVT|HAVERTY FURN COS  SC|JEFF|JEFFERIES LLC|236
HVT|HAVERTY FURN COS  SC|JMPT|JUMP TRADING, LLC|597
HVT|HAVERTY FURN COS  SC|JPBX|J.P. MORGAN SECURITIES LLC|1087
HVT|HAVERTY FURN COS  SC|JPMX|J.P. Morgan Securities LLC|15205
HVT|HAVERTY FURN COS  SC|KCGM|VIRTU Americas LLC|974
HVT|HAVERTY FURN COS  SC|LEHM|Barclays Capital Inc./Le|13866
HVT|HAVERTY FURN COS  SC|LIME|Lime Brokerage LLC|4388
HVT|HAVERTY FURN COS  SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14690
HVT|HAVERTY FURN COS  SC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|290
HVT|HAVERTY FURN COS  SC|MSCO|MORGAN STANLEY & CO. LLC|63199
HVT|HAVERTY FURN COS  SC|MSPL|MORGAN STANLEY & CO. LLC|4600
HVT|HAVERTY FURN COS  SC|MSTX|MORGAN STANLEY & CO. LLC|4400
HVT|HAVERTY FURN COS  SC|NFSC|National Financial Services LLC|10820
HVT|HAVERTY FURN COS  SC|NITE|VIRTU Americas LLC|17673
HVT|HAVERTY FURN COS  SC|NQRB|Brut, LLC|800
HVT|HAVERTY FURN COS  SC|PDQM|CODA MARKETS, INC.|1000
HVT|HAVERTY FURN COS  SC|RBCM|RBC CAPITAL MARKETS, LLC|1750
HVT|HAVERTY FURN COS  SC|SBSH|Citigroup Global Markets Inc.|8367
HVT|HAVERTY FURN COS  SC|SGMT|GOLDMAN SACHS & CO. LLC|2222
HVT|HAVERTY FURN COS  SC|SWST|Hilltop Securities Inc.|160
HVT|HAVERTY FURN COS  SC|TKNG|ALLY INVEST SECURITIES LLC|309
HVT|HAVERTY FURN COS  SC|TRBT|Tradebot Systems, Inc.|1425
HVT|HAVERTY FURN COS  SC|TRCM|TRC MARKETS LLC|1329
HVT|HAVERTY FURN COS  SC|UBSA|UBS SECURITIES LLC|27360
HVT|HAVERTY FURN COS  SC|UBSS|UBS Securities LLC|26336
HVT|HAVERTY FURN COS  SC|VALX|VIRTU AMERICAS LLC|3566
HVT|HAVERTY FURN COS  SC|VGRD|Vanguard Marketing Corporation|1205
HVT|HAVERTY FURN COS  SC|WCHV|WELLS FARGO SECURITIES, LLC|5188
HVT|HAVERTY FURN COS  SC|WEED|Weeden & Co.L.P.|10800
HVT|HAVERTY FURN COS  SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|165
HVT|HAVERTY FURN COS  SC|XIST|INSTINET, LLC|49890
HVT|HAVERTY FURN COS  SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|59
HVT.A|HAVERTY FURN CL A SC|EGAM|CBOE TRADING, INC.|100
HVT.A|HAVERTY FURN CL A SC|EGXM|CBOE TRADING, INC.|2
HVT.A|HAVERTY FURN CL A SC|ETRS|E*Trade Securities LLC|1
HVT.A|HAVERTY FURN CL A SC|GSLT|GOLDMAN SACHS & CO. LLC|4
HVT.A|HAVERTY FURN CL A SC|NITE|VIRTU Americas LLC|1
HVT.A|HAVERTY FURN CL A SC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1604
HVT.A|HAVERTY FURN CL A SC|WSEA|WOLVERINE SECURITIES, LLC|1
HWBK|HAWTHORN BANCSHARES|BAYC|BAY CREST PARTNERS, LLC|65
HWBK|HAWTHORN BANCSHARES|CANT|Cantor Fitzgerald & Co.|339
HWBK|HAWTHORN BANCSHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|583
HWBK|HAWTHORN BANCSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|493
HWBK|HAWTHORN BANCSHARES|DBAB|Deutsche Bank Securities Inc.|235
HWBK|HAWTHORN BANCSHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1713
HWBK|HAWTHORN BANCSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|448
HWBK|HAWTHORN BANCSHARES|EGAM|CBOE TRADING, INC.|100
HWBK|HAWTHORN BANCSHARES|EGXM|CBOE TRADING, INC.|1
HWBK|HAWTHORN BANCSHARES|EGXW|CBOE TRADING, INC.|49
HWBK|HAWTHORN BANCSHARES|ETRS|E*Trade Securities LLC|1189
HWBK|HAWTHORN BANCSHARES|FOMA|TD AMERITRADE CLEARING, INC.|6157
HWBK|HAWTHORN BANCSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46
HWBK|HAWTHORN BANCSHARES|FTBR|Foliofn Investments, Inc.|48
HWBK|HAWTHORN BANCSHARES|GSCO|GOLDMAN SACHS & CO. LLC|62
HWBK|HAWTHORN BANCSHARES|GTSZ|GTS SECURITIES LLC|2
HWBK|HAWTHORN BANCSHARES|HOVD|HOVDE GROUP, LLC|6374
HWBK|HAWTHORN BANCSHARES|IATS|INTERACTIVE BROKERS LLC|932
HWBK|HAWTHORN BANCSHARES|IBKR|Interactive Brokers Llc|4181
HWBK|HAWTHORN BANCSHARES|INCA|INSTINET, LLC|440
HWBK|HAWTHORN BANCSHARES|INJX|INSTINET, LLC|200
HWBK|HAWTHORN BANCSHARES|ITGI|ITG Inc.|4331
HWBK|HAWTHORN BANCSHARES|ITGP|ITG INC.|3200
HWBK|HAWTHORN BANCSHARES|JEFF|JEFFERIES LLC|138
HWBK|HAWTHORN BANCSHARES|JPMX|J.P. Morgan Securities LLC|1846
HWBK|HAWTHORN BANCSHARES|LEHM|Barclays Capital Inc./Le|12
HWBK|HAWTHORN BANCSHARES|LIME|Lime Brokerage LLC|3956
HWBK|HAWTHORN BANCSHARES|MSCO|MORGAN STANLEY & CO. LLC|2683
HWBK|HAWTHORN BANCSHARES|NFSC|National Financial Services LLC|1161
HWBK|HAWTHORN BANCSHARES|NITE|VIRTU Americas LLC|4985
HWBK|HAWTHORN BANCSHARES|RAJA|Raymond James & Associates, Inc.|1011
HWBK|HAWTHORN BANCSHARES|SBSH|Citigroup Global Markets Inc.|809
HWBK|HAWTHORN BANCSHARES|SWIM|TD Ameritrade, Inc.|98
HWBK|HAWTHORN BANCSHARES|TRCM|TRC MARKETS LLC|305
HWBK|HAWTHORN BANCSHARES|UBSA|UBS SECURITIES LLC|1027
HWBK|HAWTHORN BANCSHARES|UBSS|UBS Securities LLC|5453
HWBK|HAWTHORN BANCSHARES|WCHV|WELLS FARGO SECURITIES, LLC|708
HWBK|HAWTHORN BANCSHARES|WSEA|WOLVERINE SECURITIES, LLC|272
HWBK|HAWTHORN BANCSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1022
HWC|HANCOCK WHITNEY CORP|APCC|Apex Clearing Corporation|3
HWC|HANCOCK WHITNEY CORP|BANK|Primevest Financial Services, Inc.|52
HWC|HANCOCK WHITNEY CORP|BATM|CBOE TRADING, INC.|3318
HWC|HANCOCK WHITNEY CORP|BBNT|BB&T SECURITIES, LLC|26
HWC|HANCOCK WHITNEY CORP|BERN|Sanford C. Bernstein & Co., LLC|16853
HWC|HANCOCK WHITNEY CORP|BKCM|BNY Mellon Capital Markets LLC|16469
HWC|HANCOCK WHITNEY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19
HWC|HANCOCK WHITNEY CORP|BLKX|INSTINET, LLC|157138
HWC|HANCOCK WHITNEY CORP|BMOC|BMO Capital Markets Corp.|13925
HWC|HANCOCK WHITNEY CORP|BNPX|BNP PARIBAS SECURITIES CORP.|230332
HWC|HANCOCK WHITNEY CORP|BRVL|BLAYLOCK VAN, LLC|300
HWC|HANCOCK WHITNEY CORP|BTIG|BTIG, LLC|1967
HWC|HANCOCK WHITNEY CORP|BYXM|CBOE TRADING, INC.|200
HWC|HANCOCK WHITNEY CORP|BZYD|GOLDMAN SACHS & CO. LLC|1320
HWC|HANCOCK WHITNEY CORP|CANT|Cantor Fitzgerald & Co.|2900
HWC|HANCOCK WHITNEY CORP|CHAS|Charles Schwab & Co., Inc.|1242
HWC|HANCOCK WHITNEY CORP|CIST|Capital Institutional Services, Inc.|12
HWC|HANCOCK WHITNEY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101692
HWC|HANCOCK WHITNEY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109276
HWC|HANCOCK WHITNEY CORP|CTDL|Citadel Derivatives Group Llc|7940
HWC|HANCOCK WHITNEY CORP|CTLR|CUTLER GROUP, LP|420
HWC|HANCOCK WHITNEY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|18432
HWC|HANCOCK WHITNEY CORP|DBAB|Deutsche Bank Securities Inc.|473118
HWC|HANCOCK WHITNEY CORP|DBAX|Deutsche Bank Securities Inc.|105800
HWC|HANCOCK WHITNEY CORP|DBUL|Deutsche Bank Securities Inc.|3918
HWC|HANCOCK WHITNEY CORP|DEAN|MORGAN STANLEY|542
HWC|HANCOCK WHITNEY CORP|DEGS|RONIN PROFESSIONAL LLC|2073
HWC|HANCOCK WHITNEY CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2860
HWC|HANCOCK WHITNEY CORP|EBXL|EBX LLC|73400
HWC|HANCOCK WHITNEY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1332
HWC|HANCOCK WHITNEY CORP|EDJO|Edward D. Jones & Co., L.P.|3459
HWC|HANCOCK WHITNEY CORP|EGAM|CBOE TRADING, INC.|9109
HWC|HANCOCK WHITNEY CORP|EGXM|CBOE TRADING, INC.|3601
HWC|HANCOCK WHITNEY CORP|ETBE|Electronic Transaction Clearing, Inc.|15376
HWC|HANCOCK WHITNEY CORP|ETRS|E*Trade Securities LLC|6479
HWC|HANCOCK WHITNEY CORP|FBCO|Credit Suisse Securities (USA) LLC|553190
HWC|HANCOCK WHITNEY CORP|FOMA|TD AMERITRADE CLEARING, INC.|8087
HWC|HANCOCK WHITNEY CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
HWC|HANCOCK WHITNEY CORP|FQLS|Quantlab Securities LP|127538
HWC|HANCOCK WHITNEY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15303
HWC|HANCOCK WHITNEY CORP|FTBR|Foliofn Investments, Inc.|165
HWC|HANCOCK WHITNEY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|30846
HWC|HANCOCK WHITNEY CORP|GLPX|ACS EXECUTION SERVICES, LLC|185
HWC|HANCOCK WHITNEY CORP|GSCO|GOLDMAN SACHS & CO. LLC|1258303
HWC|HANCOCK WHITNEY CORP|GSCS|GOLDMAN SACHS & CO. LLC|5650
HWC|HANCOCK WHITNEY CORP|GSLT|GOLDMAN SACHS & CO. LLC|4274
HWC|HANCOCK WHITNEY CORP|GTSZ|GTS SECURITIES LLC|27591
HWC|HANCOCK WHITNEY CORP|HRBF|American Enterprise Investment Services Inc.|411
HWC|HANCOCK WHITNEY CORP|IBKR|Interactive Brokers Llc|8470
HWC|HANCOCK WHITNEY CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|983
HWC|HANCOCK WHITNEY CORP|ICBX|INSTINET, LLC|835
HWC|HANCOCK WHITNEY CORP|IEQY|CITADEL SECURITIES LLC|111017
HWC|HANCOCK WHITNEY CORP|INCA|INSTINET, LLC|483232
HWC|HANCOCK WHITNEY CORP|INJX|INSTINET, LLC|48338
HWC|HANCOCK WHITNEY CORP|ITGI|ITG Inc.|21893
HWC|HANCOCK WHITNEY CORP|ITGP|ITG INC.|75600
HWC|HANCOCK WHITNEY CORP|JANY|Janney Montgomery Scott Inc.|313
HWC|HANCOCK WHITNEY CORP|JEFF|JEFFERIES LLC|104750
HWC|HANCOCK WHITNEY CORP|JMPT|JUMP TRADING, LLC|20577
HWC|HANCOCK WHITNEY CORP|JONE|JonesTrading|10500
HWC|HANCOCK WHITNEY CORP|JPBX|J.P. MORGAN SECURITIES LLC|72715
HWC|HANCOCK WHITNEY CORP|JPMX|J.P. Morgan Securities LLC|215910
HWC|HANCOCK WHITNEY CORP|KBWI|Keefe, Bruyette & Woods, Inc.|277384
HWC|HANCOCK WHITNEY CORP|KCGM|VIRTU Americas LLC|65276
HWC|HANCOCK WHITNEY CORP|LEHM|Barclays Capital Inc./Le|390354
HWC|HANCOCK WHITNEY CORP|LIME|Lime Brokerage LLC|173644
HWC|HANCOCK WHITNEY CORP|LOOP|Loop Capital Markets LLC|767
HWC|HANCOCK WHITNEY CORP|LQNA|LIQUIDNET, INC.|55000
HWC|HANCOCK WHITNEY CORP|MAXM|Maxim Group LLC|4809
HWC|HANCOCK WHITNEY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39178
HWC|HANCOCK WHITNEY CORP|MSCO|MORGAN STANLEY & CO. LLC|1750551
HWC|HANCOCK WHITNEY CORP|MSPL|MORGAN STANLEY & CO. LLC|52100
HWC|HANCOCK WHITNEY CORP|MSTX|MORGAN STANLEY & CO. LLC|31700
HWC|HANCOCK WHITNEY CORP|NFSC|National Financial Services LLC|24760
HWC|HANCOCK WHITNEY CORP|NITE|VIRTU Americas LLC|59222
HWC|HANCOCK WHITNEY CORP|NITP|VIRTU Americas LLC|2186
HWC|HANCOCK WHITNEY CORP|NQRB|Brut, LLC|17591
HWC|HANCOCK WHITNEY CORP|OPCO|Oppenheimer & Co. Inc.|17
HWC|HANCOCK WHITNEY CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
HWC|HANCOCK WHITNEY CORP|PDQM|CODA MARKETS, INC.|38529
HWC|HANCOCK WHITNEY CORP|PIPR|Piper Jaffray & Co.|50000
HWC|HANCOCK WHITNEY CORP|PWJC|UBS Financial Services, Inc.|500
HWC|HANCOCK WHITNEY CORP|RAJA|Raymond James & Associates, Inc.|6222
HWC|HANCOCK WHITNEY CORP|SALI|INTL FCSTONE FINANCIAL INC.|302
HWC|HANCOCK WHITNEY CORP|SBSH|Citigroup Global Markets Inc.|434944
HWC|HANCOCK WHITNEY CORP|SDLR|Sandler, O'Neill & Partners, L.P.|58244
HWC|HANCOCK WHITNEY CORP|SGMT|GOLDMAN SACHS & CO. LLC|56684
HWC|HANCOCK WHITNEY CORP|SJLS|TRADE INFORMATICS LLC|10800
HWC|HANCOCK WHITNEY CORP|SPDR|SPEEDROUTE LLC|900
HWC|HANCOCK WHITNEY CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
HWC|HANCOCK WHITNEY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|972
HWC|HANCOCK WHITNEY CORP|SWIM|TD Ameritrade, Inc.|86
HWC|HANCOCK WHITNEY CORP|SWST|Hilltop Securities Inc.|855
HWC|HANCOCK WHITNEY CORP|TONC|CUTTONE & CO., LLC|1966
HWC|HANCOCK WHITNEY CORP|TOUR|TOURMALINE PARTNERS, LLC|120937
HWC|HANCOCK WHITNEY CORP|TRCM|TRC MARKETS LLC|67726
HWC|HANCOCK WHITNEY CORP|UBSA|UBS SECURITIES LLC|254838
HWC|HANCOCK WHITNEY CORP|UBSS|UBS Securities LLC|487763
HWC|HANCOCK WHITNEY CORP|VALX|VIRTU AMERICAS LLC|9885
HWC|HANCOCK WHITNEY CORP|VGRD|Vanguard Marketing Corporation|315
HWC|HANCOCK WHITNEY CORP|WCHV|WELLS FARGO SECURITIES, LLC|129772
HWC|HANCOCK WHITNEY CORP|WDNX|WEEDEN & CO.L.P.|522
HWC|HANCOCK WHITNEY CORP|WEED|Weeden & Co.L.P.|10400
HWC|HANCOCK WHITNEY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2019
HWC|HANCOCK WHITNEY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
HWC|HANCOCK WHITNEY CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|286
HWC|HANCOCK WHITNEY CORP|WSEA|WOLVERINE SECURITIES, LLC|8129
HWC|HANCOCK WHITNEY CORP|XIST|INSTINET, LLC|112610
HWC|HANCOCK WHITNEY CORP|XPQR|Jump Trading|200
HWC|HANCOCK WHITNEY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
HWC|HANCOCK WHITNEY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|835
HWCC|HOUSTON WIRE CABLE|ALTX|Alternet Securities Inc.|100
HWCC|HOUSTON WIRE CABLE|APCC|Apex Clearing Corporation|8
HWCC|HOUSTON WIRE CABLE|BAYC|BAY CREST PARTNERS, LLC|5430
HWCC|HOUSTON WIRE CABLE|BERN|Sanford C. Bernstein & Co., LLC|278
HWCC|HOUSTON WIRE CABLE|BLKX|INSTINET, LLC|39208
HWCC|HOUSTON WIRE CABLE|BZYD|GOLDMAN SACHS & CO. LLC|220
HWCC|HOUSTON WIRE CABLE|CHAS|Charles Schwab & Co., Inc.|700
HWCC|HOUSTON WIRE CABLE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|470
HWCC|HOUSTON WIRE CABLE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18088
HWCC|HOUSTON WIRE CABLE|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
HWCC|HOUSTON WIRE CABLE|DBAB|Deutsche Bank Securities Inc.|2217
HWCC|HOUSTON WIRE CABLE|DBAX|Deutsche Bank Securities Inc.|6100
HWCC|HOUSTON WIRE CABLE|DEAN|MORGAN STANLEY|8181
HWCC|HOUSTON WIRE CABLE|DEGS|RONIN PROFESSIONAL LLC|2290
HWCC|HOUSTON WIRE CABLE|EBXL|EBX LLC|2600
HWCC|HOUSTON WIRE CABLE|EGXM|CBOE TRADING, INC.|100
HWCC|HOUSTON WIRE CABLE|ETRS|E*Trade Securities LLC|18005
HWCC|HOUSTON WIRE CABLE|FBCO|Credit Suisse Securities (USA) LLC|24802
HWCC|HOUSTON WIRE CABLE|FILL|Tradestation Securities, Inc.|1000
HWCC|HOUSTON WIRE CABLE|FOMA|TD AMERITRADE CLEARING, INC.|31179
HWCC|HOUSTON WIRE CABLE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4691
HWCC|HOUSTON WIRE CABLE|FTBR|Foliofn Investments, Inc.|2220
HWCC|HOUSTON WIRE CABLE|GEBB|GLOBAL EXECUTION BROKERS, LP|580
HWCC|HOUSTON WIRE CABLE|GSCO|GOLDMAN SACHS & CO. LLC|31468
HWCC|HOUSTON WIRE CABLE|GTSZ|GTS SECURITIES LLC|576
HWCC|HOUSTON WIRE CABLE|IATS|INTERACTIVE BROKERS LLC|4090
HWCC|HOUSTON WIRE CABLE|IBKR|Interactive Brokers Llc|64010
HWCC|HOUSTON WIRE CABLE|ICBX|INSTINET, LLC|7800
HWCC|HOUSTON WIRE CABLE|INCA|INSTINET, LLC|5675
HWCC|HOUSTON WIRE CABLE|INJX|INSTINET, LLC|2004
HWCC|HOUSTON WIRE CABLE|ITGI|ITG Inc.|320
HWCC|HOUSTON WIRE CABLE|ITGP|ITG INC.|1200
HWCC|HOUSTON WIRE CABLE|JEFF|JEFFERIES LLC|8288
HWCC|HOUSTON WIRE CABLE|JONE|JonesTrading|83006
HWCC|HOUSTON WIRE CABLE|JPBX|J.P. MORGAN SECURITIES LLC|200
HWCC|HOUSTON WIRE CABLE|JPMX|J.P. Morgan Securities LLC|5770
HWCC|HOUSTON WIRE CABLE|JSJX|JANE STREET CAPITAL LLC|13862
HWCC|HOUSTON WIRE CABLE|KCGM|VIRTU Americas LLC|1520
HWCC|HOUSTON WIRE CABLE|LEHM|Barclays Capital Inc./Le|20420
HWCC|HOUSTON WIRE CABLE|LIME|Lime Brokerage LLC|16194
HWCC|HOUSTON WIRE CABLE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
HWCC|HOUSTON WIRE CABLE|MSCO|MORGAN STANLEY & CO. LLC|52498
HWCC|HOUSTON WIRE CABLE|MSPL|MORGAN STANLEY & CO. LLC|6900
HWCC|HOUSTON WIRE CABLE|NFSC|National Financial Services LLC|26395
HWCC|HOUSTON WIRE CABLE|NITE|VIRTU Americas LLC|98724
HWCC|HOUSTON WIRE CABLE|NQRB|Brut, LLC|300
HWCC|HOUSTON WIRE CABLE|RAJA|Raymond James & Associates, Inc.|2574
HWCC|HOUSTON WIRE CABLE|RBCM|RBC CAPITAL MARKETS, LLC|1332
HWCC|HOUSTON WIRE CABLE|SBSH|Citigroup Global Markets Inc.|200
HWCC|HOUSTON WIRE CABLE|SGMT|GOLDMAN SACHS & CO. LLC|3940
HWCC|HOUSTON WIRE CABLE|SPDR|SPEEDROUTE LLC|800
HWCC|HOUSTON WIRE CABLE|STFL|Stifel, Nicolaus & Company, Incorporated|336
HWCC|HOUSTON WIRE CABLE|SWST|Hilltop Securities Inc.|300
HWCC|HOUSTON WIRE CABLE|TKNG|ALLY INVEST SECURITIES LLC|56
HWCC|HOUSTON WIRE CABLE|TRBT|Tradebot Systems, Inc.|754
HWCC|HOUSTON WIRE CABLE|TRCM|TRC MARKETS LLC|5397
HWCC|HOUSTON WIRE CABLE|UBSA|UBS SECURITIES LLC|21991
HWCC|HOUSTON WIRE CABLE|UBSS|UBS Securities LLC|77213
HWCC|HOUSTON WIRE CABLE|VALX|VIRTU AMERICAS LLC|546
HWCC|HOUSTON WIRE CABLE|VGRD|Vanguard Marketing Corporation|1200
HWCC|HOUSTON WIRE CABLE|WCHV|WELLS FARGO SECURITIES, LLC|987
HWCC|HOUSTON WIRE CABLE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|151
HWCC|HOUSTON WIRE CABLE|WSEA|WOLVERINE SECURITIES, LLC|322
HWCC|HOUSTON WIRE CABLE|XSTM|NATIONAL FINANCIAL SERVICES LLC|6420
HWCC|HOUSTON WIRE CABLE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1664
HWCPL|HANCOCK WHIT CP NTS|BATM|CBOE TRADING, INC.|100
HWCPL|HANCOCK WHIT CP NTS|BBNT|BB&T SECURITIES, LLC|627
HWCPL|HANCOCK WHIT CP NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1936
HWCPL|HANCOCK WHIT CP NTS|BTIG|BTIG, LLC|46
HWCPL|HANCOCK WHIT CP NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|86
HWCPL|HANCOCK WHIT CP NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
HWCPL|HANCOCK WHIT CP NTS|DBAX|Deutsche Bank Securities Inc.|100
HWCPL|HANCOCK WHIT CP NTS|DEAN|MORGAN STANLEY|20747
HWCPL|HANCOCK WHIT CP NTS|EBXL|EBX LLC|100
HWCPL|HANCOCK WHIT CP NTS|EDJO|Edward D. Jones & Co., L.P.|1642
HWCPL|HANCOCK WHIT CP NTS|FBCO|Credit Suisse Securities (USA) LLC|811
HWCPL|HANCOCK WHIT CP NTS|FOMA|TD AMERITRADE CLEARING, INC.|3512
HWCPL|HANCOCK WHIT CP NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|285
HWCPL|HANCOCK WHIT CP NTS|GLPX|ACS EXECUTION SERVICES, LLC|100
HWCPL|HANCOCK WHIT CP NTS|GSCO|GOLDMAN SACHS & CO. LLC|3900
HWCPL|HANCOCK WHIT CP NTS|GSCS|GOLDMAN SACHS & CO. LLC|83
HWCPL|HANCOCK WHIT CP NTS|HRBF|American Enterprise Investment Services Inc.|2850
HWCPL|HANCOCK WHIT CP NTS|IATS|INTERACTIVE BROKERS LLC|600
HWCPL|HANCOCK WHIT CP NTS|IBKR|Interactive Brokers Llc|11298
HWCPL|HANCOCK WHIT CP NTS|ICBX|INSTINET, LLC|200
HWCPL|HANCOCK WHIT CP NTS|INCA|INSTINET, LLC|1995
HWCPL|HANCOCK WHIT CP NTS|ITGP|ITG INC.|200
HWCPL|HANCOCK WHIT CP NTS|JANY|Janney Montgomery Scott Inc.|4000
HWCPL|HANCOCK WHIT CP NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
HWCPL|HANCOCK WHIT CP NTS|LEHM|Barclays Capital Inc./Le|200
HWCPL|HANCOCK WHIT CP NTS|LIME|Lime Brokerage LLC|2213
HWCPL|HANCOCK WHIT CP NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1066
HWCPL|HANCOCK WHIT CP NTS|MSCO|MORGAN STANLEY & CO. LLC|7646
HWCPL|HANCOCK WHIT CP NTS|MSPL|MORGAN STANLEY & CO. LLC|2300
HWCPL|HANCOCK WHIT CP NTS|NFSC|National Financial Services LLC|2299
HWCPL|HANCOCK WHIT CP NTS|NITE|VIRTU Americas LLC|14680
HWCPL|HANCOCK WHIT CP NTS|NQRB|Brut, LLC|400
HWCPL|HANCOCK WHIT CP NTS|PDQM|CODA MARKETS, INC.|100
HWCPL|HANCOCK WHIT CP NTS|RAJA|Raymond James & Associates, Inc.|3800
HWCPL|HANCOCK WHIT CP NTS|RBCM|RBC CAPITAL MARKETS, LLC|50
HWCPL|HANCOCK WHIT CP NTS|SGMT|GOLDMAN SACHS & CO. LLC|700
HWCPL|HANCOCK WHIT CP NTS|SPDR|SPEEDROUTE LLC|200
HWCPL|HANCOCK WHIT CP NTS|STFL|Stifel, Nicolaus & Company, Incorporated|6393
HWCPL|HANCOCK WHIT CP NTS|SWST|Hilltop Securities Inc.|56
HWCPL|HANCOCK WHIT CP NTS|TKNG|ALLY INVEST SECURITIES LLC|400
HWCPL|HANCOCK WHIT CP NTS|TRCM|TRC MARKETS LLC|254
HWCPL|HANCOCK WHIT CP NTS|UBSA|UBS SECURITIES LLC|2086
HWCPL|HANCOCK WHIT CP NTS|UBSS|UBS Securities LLC|3632
HWCPL|HANCOCK WHIT CP NTS|VGRD|Vanguard Marketing Corporation|37
HWCPL|HANCOCK WHIT CP NTS|WCHV|WELLS FARGO SECURITIES, LLC|1970
HWCPL|HANCOCK WHIT CP NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|137
HWCPL|HANCOCK WHIT CP NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|450
HWKN|HAWKINS INC       ##|ANOS|ABEL/NOSER, L.L.C.|724
HWKN|HAWKINS INC       ##|APCC|Apex Clearing Corporation|1458
HWKN|HAWKINS INC       ##|AVON|Avondale Partners, LLC|600
HWKN|HAWKINS INC       ##|BARD|Robert W. Baird & Co. Incorporated|499
HWKN|HAWKINS INC       ##|BATM|CBOE TRADING, INC.|1306
HWKN|HAWKINS INC       ##|BERN|Sanford C. Bernstein & Co., LLC|17781
HWKN|HAWKINS INC       ##|BMOC|BMO Capital Markets Corp.|1543
HWKN|HAWKINS INC       ##|BNPX|BNP PARIBAS SECURITIES CORP.|2104
HWKN|HAWKINS INC       ##|BTIG|BTIG, LLC|152
HWKN|HAWKINS INC       ##|BYXM|CBOE TRADING, INC.|100
HWKN|HAWKINS INC       ##|BZYD|GOLDMAN SACHS & CO. LLC|1600
HWKN|HAWKINS INC       ##|CANT|Cantor Fitzgerald & Co.|500
HWKN|HAWKINS INC       ##|CHAS|Charles Schwab & Co., Inc.|2
HWKN|HAWKINS INC       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|714
HWKN|HAWKINS INC       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5998
HWKN|HAWKINS INC       ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6634
HWKN|HAWKINS INC       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17075
HWKN|HAWKINS INC       ##|CTDL|Citadel Derivatives Group Llc|1316
HWKN|HAWKINS INC       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1142
HWKN|HAWKINS INC       ##|DADA|D.A. Davidson & Co.|150
HWKN|HAWKINS INC       ##|DBAB|Deutsche Bank Securities Inc.|52953
HWKN|HAWKINS INC       ##|DBAX|Deutsche Bank Securities Inc.|8300
HWKN|HAWKINS INC       ##|DEAN|MORGAN STANLEY|895
HWKN|HAWKINS INC       ##|DEGS|RONIN PROFESSIONAL LLC|7996
HWKN|HAWKINS INC       ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2067
HWKN|HAWKINS INC       ##|EBXL|EBX LLC|5200
HWKN|HAWKINS INC       ##|EGAM|CBOE TRADING, INC.|1924
HWKN|HAWKINS INC       ##|EGXM|CBOE TRADING, INC.|5
HWKN|HAWKINS INC       ##|EGXW|CBOE TRADING, INC.|1
HWKN|HAWKINS INC       ##|ESPO|ESPOSITO SECURITIES, LLC|8
HWKN|HAWKINS INC       ##|ETBE|Electronic Transaction Clearing, Inc.|6832
HWKN|HAWKINS INC       ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2301
HWKN|HAWKINS INC       ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32
HWKN|HAWKINS INC       ##|ETRS|E*Trade Securities LLC|3576
HWKN|HAWKINS INC       ##|FBCO|Credit Suisse Securities (USA) LLC|56308
HWKN|HAWKINS INC       ##|FILL|Tradestation Securities, Inc.|440
HWKN|HAWKINS INC       ##|FOMA|TD AMERITRADE CLEARING, INC.|15581
HWKN|HAWKINS INC       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9042
HWKN|HAWKINS INC       ##|FTBR|Foliofn Investments, Inc.|543
HWKN|HAWKINS INC       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2500
HWKN|HAWKINS INC       ##|GLPX|ACS EXECUTION SERVICES, LLC|533
HWKN|HAWKINS INC       ##|GSCO|GOLDMAN SACHS & CO. LLC|82650
HWKN|HAWKINS INC       ##|GSCS|GOLDMAN SACHS & CO. LLC|180
HWKN|HAWKINS INC       ##|GSLT|GOLDMAN SACHS & CO. LLC|1404
HWKN|HAWKINS INC       ##|GTSZ|GTS SECURITIES LLC|3471
HWKN|HAWKINS INC       ##|IATS|INTERACTIVE BROKERS LLC|100
HWKN|HAWKINS INC       ##|IBKR|Interactive Brokers Llc|19723
HWKN|HAWKINS INC       ##|ICBX|INSTINET, LLC|3500
HWKN|HAWKINS INC       ##|IEQY|CITADEL SECURITIES LLC|4342
HWKN|HAWKINS INC       ##|INCA|INSTINET, LLC|134646
HWKN|HAWKINS INC       ##|INJX|INSTINET, LLC|3508
HWKN|HAWKINS INC       ##|ITGI|ITG Inc.|32436
HWKN|HAWKINS INC       ##|ITGP|ITG INC.|11000
HWKN|HAWKINS INC       ##|JEFF|JEFFERIES LLC|8154
HWKN|HAWKINS INC       ##|JPMX|J.P. Morgan Securities LLC|25104
HWKN|HAWKINS INC       ##|JSJX|JANE STREET CAPITAL LLC|17
HWKN|HAWKINS INC       ##|KCGM|VIRTU Americas LLC|1558
HWKN|HAWKINS INC       ##|LEHM|Barclays Capital Inc./Le|54019
HWKN|HAWKINS INC       ##|LIME|Lime Brokerage LLC|54409
HWKN|HAWKINS INC       ##|LMGP|LIME BROKERAGE LLC|21069
HWKN|HAWKINS INC       ##|MAXM|Maxim Group LLC|759
HWKN|HAWKINS INC       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21148
HWKN|HAWKINS INC       ##|MSCO|MORGAN STANLEY & CO. LLC|207947
HWKN|HAWKINS INC       ##|MSPL|MORGAN STANLEY & CO. LLC|18200
HWKN|HAWKINS INC       ##|MSTX|MORGAN STANLEY & CO. LLC|3400
HWKN|HAWKINS INC       ##|MTON|MILLINGTON SECURITIES, INC.|12017
HWKN|HAWKINS INC       ##|NFSC|National Financial Services LLC|10151
HWKN|HAWKINS INC       ##|NITE|VIRTU Americas LLC|51983
HWKN|HAWKINS INC       ##|NITP|VIRTU Americas LLC|3000
HWKN|HAWKINS INC       ##|NQRB|Brut, LLC|430
HWKN|HAWKINS INC       ##|OPCO|Oppenheimer & Co. Inc.|972
HWKN|HAWKINS INC       ##|PDQM|CODA MARKETS, INC.|2454
HWKN|HAWKINS INC       ##|PWJC|UBS Financial Services, Inc.|125
HWKN|HAWKINS INC       ##|RBCM|RBC CAPITAL MARKETS, LLC|440
HWKN|HAWKINS INC       ##|RGLD|Regal Securities, Inc|100
HWKN|HAWKINS INC       ##|SAGW|SAGETRADER, LLC|165
HWKN|HAWKINS INC       ##|SBSH|Citigroup Global Markets Inc.|25207
HWKN|HAWKINS INC       ##|SGMT|GOLDMAN SACHS & CO. LLC|2160
HWKN|HAWKINS INC       ##|SPDR|SPEEDROUTE LLC|11173
HWKN|HAWKINS INC       ##|SPTD|MINT GLOBAL MARKETS, INC.|300
HWKN|HAWKINS INC       ##|SWIM|TD Ameritrade, Inc.|5184
HWKN|HAWKINS INC       ##|SWST|Hilltop Securities Inc.|525
HWKN|HAWKINS INC       ##|TRBT|Tradebot Systems, Inc.|3624
HWKN|HAWKINS INC       ##|TRCM|TRC MARKETS LLC|24074
HWKN|HAWKINS INC       ##|UBSA|UBS SECURITIES LLC|37816
HWKN|HAWKINS INC       ##|UBSS|UBS Securities LLC|149765
HWKN|HAWKINS INC       ##|VALX|VIRTU AMERICAS LLC|10344
HWKN|HAWKINS INC       ##|VGRD|Vanguard Marketing Corporation|1203
HWKN|HAWKINS INC       ##|WABR|Wall Street Access|15017
HWKN|HAWKINS INC       ##|WCHV|WELLS FARGO SECURITIES, LLC|9180
HWKN|HAWKINS INC       ##|WEED|Weeden & Co.L.P.|450
HWKN|HAWKINS INC       ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|93
HWKN|HAWKINS INC       ##|WSEA|WOLVERINE SECURITIES, LLC|88
HWKN|HAWKINS INC       ##|XIST|INSTINET, LLC|9396
HWKN|HAWKINS INC       ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
HX|HEXINDAI INC. ADR|ALTX|Alternet Securities Inc.|600
HX|HEXINDAI INC. ADR|APCC|Apex Clearing Corporation|800
HX|HEXINDAI INC. ADR|BATM|CBOE TRADING, INC.|812
HX|HEXINDAI INC. ADR|BERN|Sanford C. Bernstein & Co., LLC|1065
HX|HEXINDAI INC. ADR|BIMI|Banca IMI Securities Corp.|400
HX|HEXINDAI INC. ADR|BTIG|BTIG, LLC|93726
HX|HEXINDAI INC. ADR|BYXM|CBOE TRADING, INC.|200
HX|HEXINDAI INC. ADR|CANT|Cantor Fitzgerald & Co.|200
HX|HEXINDAI INC. ADR|CHAS|Charles Schwab & Co., Inc.|3100
HX|HEXINDAI INC. ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6701
HX|HEXINDAI INC. ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
HX|HEXINDAI INC. ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|570
HX|HEXINDAI INC. ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14447
HX|HEXINDAI INC. ADR|CTDL|Citadel Derivatives Group Llc|3100
HX|HEXINDAI INC. ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
HX|HEXINDAI INC. ADR|DBAB|Deutsche Bank Securities Inc.|16498
HX|HEXINDAI INC. ADR|DBAX|Deutsche Bank Securities Inc.|23000
HX|HEXINDAI INC. ADR|DBUL|Deutsche Bank Securities Inc.|1200
HX|HEXINDAI INC. ADR|EBXL|EBX LLC|13000
HX|HEXINDAI INC. ADR|EGAM|CBOE TRADING, INC.|1859
HX|HEXINDAI INC. ADR|EGXW|CBOE TRADING, INC.|223
HX|HEXINDAI INC. ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|552
HX|HEXINDAI INC. ADR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
HX|HEXINDAI INC. ADR|ETRS|E*Trade Securities LLC|53341
HX|HEXINDAI INC. ADR|FBCO|Credit Suisse Securities (USA) LLC|19493
HX|HEXINDAI INC. ADR|FILL|Tradestation Securities, Inc.|11550
HX|HEXINDAI INC. ADR|FMAF|NBCN Inc./ CDS|1067
HX|HEXINDAI INC. ADR|FOMA|TD AMERITRADE CLEARING, INC.|176967
HX|HEXINDAI INC. ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23071
HX|HEXINDAI INC. ADR|FTBR|Foliofn Investments, Inc.|50
HX|HEXINDAI INC. ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|766
HX|HEXINDAI INC. ADR|GLPX|ACS EXECUTION SERVICES, LLC|22833
HX|HEXINDAI INC. ADR|GSCO|GOLDMAN SACHS & CO. LLC|26790
HX|HEXINDAI INC. ADR|GSCS|GOLDMAN SACHS & CO. LLC|6429
HX|HEXINDAI INC. ADR|GSLT|GOLDMAN SACHS & CO. LLC|804
HX|HEXINDAI INC. ADR|GTSZ|GTS SECURITIES LLC|29729
HX|HEXINDAI INC. ADR|IATS|INTERACTIVE BROKERS LLC|58948
HX|HEXINDAI INC. ADR|IBKR|Interactive Brokers Llc|501265
HX|HEXINDAI INC. ADR|ICBX|INSTINET, LLC|5500
HX|HEXINDAI INC. ADR|INCA|INSTINET, LLC|143390
HX|HEXINDAI INC. ADR|INJX|INSTINET, LLC|342
HX|HEXINDAI INC. ADR|ITGI|ITG Inc.|8672
HX|HEXINDAI INC. ADR|ITGP|ITG INC.|8000
HX|HEXINDAI INC. ADR|JEFF|JEFFERIES LLC|3830
HX|HEXINDAI INC. ADR|JMPT|JUMP TRADING, LLC|630
HX|HEXINDAI INC. ADR|JPBX|J.P. MORGAN SECURITIES LLC|560
HX|HEXINDAI INC. ADR|JPMX|J.P. Morgan Securities LLC|11448
HX|HEXINDAI INC. ADR|KCGM|VIRTU Americas LLC|2830
HX|HEXINDAI INC. ADR|LEHM|Barclays Capital Inc./Le|17134
HX|HEXINDAI INC. ADR|LIME|Lime Brokerage LLC|106779
HX|HEXINDAI INC. ADR|LMGP|LIME BROKERAGE LLC|1022
HX|HEXINDAI INC. ADR|MBTS|ALLY INVEST SECURITIES LLC|3821
HX|HEXINDAI INC. ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2900
HX|HEXINDAI INC. ADR|MOTF|MOTIF INVESTING, INC.|2
HX|HEXINDAI INC. ADR|MSCO|MORGAN STANLEY & CO. LLC|116435
HX|HEXINDAI INC. ADR|MSPL|MORGAN STANLEY & CO. LLC|24400
HX|HEXINDAI INC. ADR|NFSC|National Financial Services LLC|70128
HX|HEXINDAI INC. ADR|NITE|VIRTU Americas LLC|307130
HX|HEXINDAI INC. ADR|NQRB|Brut, LLC|100
HX|HEXINDAI INC. ADR|NTFN|Network 1 Financial Securities Inc.|18282
HX|HEXINDAI INC. ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2820
HX|HEXINDAI INC. ADR|PDQM|CODA MARKETS, INC.|43692
HX|HEXINDAI INC. ADR|RAJA|Raymond James & Associates, Inc.|1000
HX|HEXINDAI INC. ADR|SAGL|SAGETRADER, LLC|2400
HX|HEXINDAI INC. ADR|SBSH|Citigroup Global Markets Inc.|19151
HX|HEXINDAI INC. ADR|SGMT|GOLDMAN SACHS & CO. LLC|7443
HX|HEXINDAI INC. ADR|SPDR|SPEEDROUTE LLC|37957
HX|HEXINDAI INC. ADR|STXG|Stockcross Financial Services, Inc.|500
HX|HEXINDAI INC. ADR|SWIM|TD Ameritrade, Inc.|102990
HX|HEXINDAI INC. ADR|TKNG|ALLY INVEST SECURITIES LLC|619
HX|HEXINDAI INC. ADR|TRBT|Tradebot Systems, Inc.|8623
HX|HEXINDAI INC. ADR|TRCM|TRC MARKETS LLC|17826
HX|HEXINDAI INC. ADR|UBSA|UBS SECURITIES LLC|57636
HX|HEXINDAI INC. ADR|UBSS|UBS Securities LLC|117335
HX|HEXINDAI INC. ADR|VALX|VIRTU AMERICAS LLC|6151
HX|HEXINDAI INC. ADR|VGRD|Vanguard Marketing Corporation|5018
HX|HEXINDAI INC. ADR|WCHV|WELLS FARGO SECURITIES, LLC|7661
HX|HEXINDAI INC. ADR|WEDB|WEDBUSH SECURITIES INC.|50654
HX|HEXINDAI INC. ADR|WEED|Weeden & Co.L.P.|4000
HX|HEXINDAI INC. ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1317
HX|HEXINDAI INC. ADR|WGIF|CIBC World Markets Inc.|4200
HX|HEXINDAI INC. ADR|WSEA|WOLVERINE SECURITIES, LLC|14457
HX|HEXINDAI INC. ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|10800
HX|HEXINDAI INC. ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|7702
HXL|HEXCEL CP DELAWARE|ALTX|Alternet Securities Inc.|9944
HXL|HEXCEL CP DELAWARE|ANOS|ABEL/NOSER, L.L.C.|165
HXL|HEXCEL CP DELAWARE|APCC|Apex Clearing Corporation|629
HXL|HEXCEL CP DELAWARE|BARD|Robert W. Baird & Co. Incorporated|1503
HXL|HEXCEL CP DELAWARE|BATM|CBOE TRADING, INC.|7861
HXL|HEXCEL CP DELAWARE|BAYT|BTIG, LLC|800
HXL|HEXCEL CP DELAWARE|BBNT|BB&T SECURITIES, LLC|305
HXL|HEXCEL CP DELAWARE|BERN|Sanford C. Bernstein & Co., LLC|56589
HXL|HEXCEL CP DELAWARE|BIDS|BIDS TRADING L.P.|100
HXL|HEXCEL CP DELAWARE|BIMI|Banca IMI Securities Corp.|50
HXL|HEXCEL CP DELAWARE|BKCM|BNY Mellon Capital Markets LLC|100
HXL|HEXCEL CP DELAWARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7968
HXL|HEXCEL CP DELAWARE|BLKX|INSTINET, LLC|10000
HXL|HEXCEL CP DELAWARE|BNCH|The Benchmark Company, LLC|1776
HXL|HEXCEL CP DELAWARE|BNPX|BNP PARIBAS SECURITIES CORP.|1014
HXL|HEXCEL CP DELAWARE|BTIG|BTIG, LLC|100
HXL|HEXCEL CP DELAWARE|BYXM|CBOE TRADING, INC.|415
HXL|HEXCEL CP DELAWARE|BZYD|GOLDMAN SACHS & CO. LLC|1090
HXL|HEXCEL CP DELAWARE|CABR|Cabrera Capital Markets, Inc.|25
HXL|HEXCEL CP DELAWARE|CANT|Cantor Fitzgerald & Co.|45
HXL|HEXCEL CP DELAWARE|CBLC|CITIGROUP GLOBAL MARKETS INC.|36828
HXL|HEXCEL CP DELAWARE|CHAS|Charles Schwab & Co., Inc.|1555
HXL|HEXCEL CP DELAWARE|CIST|Capital Institutional Services, Inc.|2264
HXL|HEXCEL CP DELAWARE|CLSA|CLSA AMERICAS, LLC|100
HXL|HEXCEL CP DELAWARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37339
HXL|HEXCEL CP DELAWARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29283
HXL|HEXCEL CP DELAWARE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
HXL|HEXCEL CP DELAWARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300250
HXL|HEXCEL CP DELAWARE|CTDL|Citadel Derivatives Group Llc|7675
HXL|HEXCEL CP DELAWARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|54960
HXL|HEXCEL CP DELAWARE|DADA|D.A. Davidson & Co.|180
HXL|HEXCEL CP DELAWARE|DAVA|Davenport & Company LLC|4076
HXL|HEXCEL CP DELAWARE|DBAB|Deutsche Bank Securities Inc.|171817
HXL|HEXCEL CP DELAWARE|DBAX|Deutsche Bank Securities Inc.|230000
HXL|HEXCEL CP DELAWARE|DBUL|Deutsche Bank Securities Inc.|700
HXL|HEXCEL CP DELAWARE|DCHF|Dart Executions, LLC|701
HXL|HEXCEL CP DELAWARE|DEAN|MORGAN STANLEY|3971
HXL|HEXCEL CP DELAWARE|DEGS|RONIN PROFESSIONAL LLC|600
HXL|HEXCEL CP DELAWARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|190
HXL|HEXCEL CP DELAWARE|EBXL|EBX LLC|199800
HXL|HEXCEL CP DELAWARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1757
HXL|HEXCEL CP DELAWARE|EDJC|Edward Jones / CDS|10
HXL|HEXCEL CP DELAWARE|EDJO|Edward D. Jones & Co., L.P.|2583
HXL|HEXCEL CP DELAWARE|EGAM|CBOE TRADING, INC.|14674
HXL|HEXCEL CP DELAWARE|EGAW|CBOE TRADING, INC.|428
HXL|HEXCEL CP DELAWARE|EGMT|EG MARKET TECHNOLOGIES LLC|2142
HXL|HEXCEL CP DELAWARE|EGXM|CBOE TRADING, INC.|3753
HXL|HEXCEL CP DELAWARE|ESPO|ESPOSITO SECURITIES, LLC|376
HXL|HEXCEL CP DELAWARE|ETBE|Electronic Transaction Clearing, Inc.|9939
HXL|HEXCEL CP DELAWARE|ETCC|Electronic Transaction Clearing, Inc.|539
HXL|HEXCEL CP DELAWARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9328
HXL|HEXCEL CP DELAWARE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
HXL|HEXCEL CP DELAWARE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|304
HXL|HEXCEL CP DELAWARE|ETRS|E*Trade Securities LLC|9862
HXL|HEXCEL CP DELAWARE|FILL|Tradestation Securities, Inc.|56
HXL|HEXCEL CP DELAWARE|FMAF|NBCN Inc./ CDS|302
HXL|HEXCEL CP DELAWARE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|489
HXL|HEXCEL CP DELAWARE|FQLS|Quantlab Securities LP|107234
HXL|HEXCEL CP DELAWARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83241
HXL|HEXCEL CP DELAWARE|FTBR|Foliofn Investments, Inc.|1491
HXL|HEXCEL CP DELAWARE|GEBB|GLOBAL EXECUTION BROKERS, LP|700
HXL|HEXCEL CP DELAWARE|GLIS|TD Securities Inc|100
HXL|HEXCEL CP DELAWARE|GLPX|ACS EXECUTION SERVICES, LLC|36999
HXL|HEXCEL CP DELAWARE|GSCO|GOLDMAN SACHS & CO. LLC|533203
HXL|HEXCEL CP DELAWARE|GSCS|GOLDMAN SACHS & CO. LLC|1205
HXL|HEXCEL CP DELAWARE|GSLT|GOLDMAN SACHS & CO. LLC|3740
HXL|HEXCEL CP DELAWARE|GTSZ|GTS SECURITIES LLC|45736
HXL|HEXCEL CP DELAWARE|HAPX|HAP Trading, LLC|1326
HXL|HEXCEL CP DELAWARE|HPPX|POTAMUS TRADING, LLC|525
HXL|HEXCEL CP DELAWARE|HRBF|American Enterprise Investment Services Inc.|2003
HXL|HEXCEL CP DELAWARE|HSBC|HSBC Securities, Inc.|1500
HXL|HEXCEL CP DELAWARE|IATS|INTERACTIVE BROKERS LLC|4371
HXL|HEXCEL CP DELAWARE|IBKR|Interactive Brokers Llc|9685
HXL|HEXCEL CP DELAWARE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|39
HXL|HEXCEL CP DELAWARE|ICBX|INSTINET, LLC|30600
HXL|HEXCEL CP DELAWARE|INCA|INSTINET, LLC|149957
HXL|HEXCEL CP DELAWARE|INJX|INSTINET, LLC|14258
HXL|HEXCEL CP DELAWARE|ITGI|ITG Inc.|17902
HXL|HEXCEL CP DELAWARE|ITGP|ITG INC.|174800
HXL|HEXCEL CP DELAWARE|JANY|Janney Montgomery Scott Inc.|1353
HXL|HEXCEL CP DELAWARE|JEFF|JEFFERIES LLC|176701
HXL|HEXCEL CP DELAWARE|JMPT|JUMP TRADING, LLC|34989
HXL|HEXCEL CP DELAWARE|JPBX|J.P. MORGAN SECURITIES LLC|15466
HXL|HEXCEL CP DELAWARE|JPMX|J.P. Morgan Securities LLC|372183
HXL|HEXCEL CP DELAWARE|JSCL|JOSEPH STONE CAPITAL L.L.C.|200
HXL|HEXCEL CP DELAWARE|JSJX|JANE STREET CAPITAL LLC|5585
HXL|HEXCEL CP DELAWARE|KCGM|VIRTU Americas LLC|28159
HXL|HEXCEL CP DELAWARE|LEHM|Barclays Capital Inc./Le|331214
HXL|HEXCEL CP DELAWARE|LIME|Lime Brokerage LLC|19862
HXL|HEXCEL CP DELAWARE|LOOP|Loop Capital Markets LLC|198
HXL|HEXCEL CP DELAWARE|LQNA|LIQUIDNET, INC.|55600
HXL|HEXCEL CP DELAWARE|LSCI|Lek Securities Corporation|1908
HXL|HEXCEL CP DELAWARE|MACQ|Macquarie Capital (USA) Inc.|26697
HXL|HEXCEL CP DELAWARE|MAXM|Maxim Group LLC|5586
HXL|HEXCEL CP DELAWARE|MBTS|ALLY INVEST SECURITIES LLC|75
HXL|HEXCEL CP DELAWARE|MCBT|Moors & Cabot, Inc.|300
HXL|HEXCEL CP DELAWARE|MCMF|Raymond James Ltd. Cds|778
HXL|HEXCEL CP DELAWARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66734
HXL|HEXCEL CP DELAWARE|MNDX|TJM Investments, LLC|1004
HXL|HEXCEL CP DELAWARE|MOTF|MOTIF INVESTING, INC.|47
HXL|HEXCEL CP DELAWARE|MSCO|MORGAN STANLEY & CO. LLC|775469
HXL|HEXCEL CP DELAWARE|MSPL|MORGAN STANLEY & CO. LLC|194400
HXL|HEXCEL CP DELAWARE|MSTX|MORGAN STANLEY & CO. LLC|49000
HXL|HEXCEL CP DELAWARE|MTON|MILLINGTON SECURITIES, INC.|22568
HXL|HEXCEL CP DELAWARE|NFSC|National Financial Services LLC|56741
HXL|HEXCEL CP DELAWARE|NITE|VIRTU Americas LLC|151797
HXL|HEXCEL CP DELAWARE|NITP|VIRTU Americas LLC|100
HXL|HEXCEL CP DELAWARE|NQRB|Brut, LLC|2100
HXL|HEXCEL CP DELAWARE|NTRC|Northern Trust Securities, Inc.|3727
HXL|HEXCEL CP DELAWARE|OPCO|Oppenheimer & Co. Inc.|2261
HXL|HEXCEL CP DELAWARE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
HXL|HEXCEL CP DELAWARE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|568
HXL|HEXCEL CP DELAWARE|PDQM|CODA MARKETS, INC.|220353
HXL|HEXCEL CP DELAWARE|PHLY|NASDAQ Execution Services, LLC|200
HXL|HEXCEL CP DELAWARE|PICT|Pictet Overseas Inc.|1089
HXL|HEXCEL CP DELAWARE|PIPR|Piper Jaffray & Co.|195
HXL|HEXCEL CP DELAWARE|PWJC|UBS Financial Services, Inc.|878
HXL|HEXCEL CP DELAWARE|RBCM|RBC CAPITAL MARKETS, LLC|5825
HXL|HEXCEL CP DELAWARE|SAGL|SAGETRADER, LLC|8512
HXL|HEXCEL CP DELAWARE|SALI|INTL FCSTONE FINANCIAL INC.|200
HXL|HEXCEL CP DELAWARE|SBSH|Citigroup Global Markets Inc.|104611
HXL|HEXCEL CP DELAWARE|SEIC|SEI Investments Distribution Co.|701
HXL|HEXCEL CP DELAWARE|SGMT|GOLDMAN SACHS & CO. LLC|118326
HXL|HEXCEL CP DELAWARE|SPDR|SPEEDROUTE LLC|15669
HXL|HEXCEL CP DELAWARE|SPHN|Stephens Inc.|530
HXL|HEXCEL CP DELAWARE|SSBS|STATE STREET GLOBAL MARKETS, LLC|35838
HXL|HEXCEL CP DELAWARE|STFL|Stifel, Nicolaus & Company, Incorporated|47077
HXL|HEXCEL CP DELAWARE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4931
HXL|HEXCEL CP DELAWARE|SWIM|TD Ameritrade, Inc.|11621
HXL|HEXCEL CP DELAWARE|SWST|Hilltop Securities Inc.|38
HXL|HEXCEL CP DELAWARE|TKNG|ALLY INVEST SECURITIES LLC|21
HXL|HEXCEL CP DELAWARE|TOUR|TOURMALINE PARTNERS, LLC|224
HXL|HEXCEL CP DELAWARE|TRBT|Tradebot Systems, Inc.|102098
HXL|HEXCEL CP DELAWARE|TRCM|TRC MARKETS LLC|53844
HXL|HEXCEL CP DELAWARE|TWTT|TASTYWORKS, INC.|200
HXL|HEXCEL CP DELAWARE|UBSA|UBS SECURITIES LLC|506115
HXL|HEXCEL CP DELAWARE|UBSS|UBS Securities LLC|445611
HXL|HEXCEL CP DELAWARE|VALX|VIRTU AMERICAS LLC|8179
HXL|HEXCEL CP DELAWARE|VGRD|Vanguard Marketing Corporation|8035
HXL|HEXCEL CP DELAWARE|WABR|Wall Street Access|24368
HXL|HEXCEL CP DELAWARE|WBPX|SUMMIT SECURITIES GROUP, LLC|2290
HXL|HEXCEL CP DELAWARE|WCHV|WELLS FARGO SECURITIES, LLC|79325
HXL|HEXCEL CP DELAWARE|WDNX|WEEDEN & CO.L.P.|1954
HXL|HEXCEL CP DELAWARE|WEDB|WEDBUSH SECURITIES INC.|1883
HXL|HEXCEL CP DELAWARE|WEED|Weeden & Co.L.P.|3923
HXL|HEXCEL CP DELAWARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1599
HXL|HEXCEL CP DELAWARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2665
HXL|HEXCEL CP DELAWARE|WGIF|CIBC World Markets Inc.|50
HXL|HEXCEL CP DELAWARE|WSEA|WOLVERINE SECURITIES, LLC|4923
HXL|HEXCEL CP DELAWARE|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
HXL|HEXCEL CP DELAWARE|XIST|INSTINET, LLC|10200
HXL|HEXCEL CP DELAWARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|23612
HXL|HEXCEL CP DELAWARE|YKNA|COMHAR CAPITAL MARKETS, LLC|5779
HXL|HEXCEL CP DELAWARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3096
HY|HYSTER-YALE MATERIAL|ALTX|Alternet Securities Inc.|611
HY|HYSTER-YALE MATERIAL|ANOS|ABEL/NOSER, L.L.C.|1174
HY|HYSTER-YALE MATERIAL|APCC|Apex Clearing Corporation|29
HY|HYSTER-YALE MATERIAL|BARD|Robert W. Baird & Co. Incorporated|121
HY|HYSTER-YALE MATERIAL|BATM|CBOE TRADING, INC.|738
HY|HYSTER-YALE MATERIAL|BAYC|BAY CREST PARTNERS, LLC|128
HY|HYSTER-YALE MATERIAL|BERN|Sanford C. Bernstein & Co., LLC|1384
HY|HYSTER-YALE MATERIAL|BIDS|BIDS TRADING L.P.|100
HY|HYSTER-YALE MATERIAL|BNPX|BNP PARIBAS SECURITIES CORP.|1379
HY|HYSTER-YALE MATERIAL|BTIG|BTIG, LLC|1600
HY|HYSTER-YALE MATERIAL|CHAS|Charles Schwab & Co., Inc.|2
HY|HYSTER-YALE MATERIAL|CLSA|CLSA AMERICAS, LLC|5900
HY|HYSTER-YALE MATERIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|224
HY|HYSTER-YALE MATERIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2328
HY|HYSTER-YALE MATERIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4875
HY|HYSTER-YALE MATERIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16805
HY|HYSTER-YALE MATERIAL|CTDL|Citadel Derivatives Group Llc|2076
HY|HYSTER-YALE MATERIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|6058
HY|HYSTER-YALE MATERIAL|DBAB|Deutsche Bank Securities Inc.|3964
HY|HYSTER-YALE MATERIAL|DBAX|Deutsche Bank Securities Inc.|17800
HY|HYSTER-YALE MATERIAL|DEAN|MORGAN STANLEY|397
HY|HYSTER-YALE MATERIAL|DEGS|RONIN PROFESSIONAL LLC|960
HY|HYSTER-YALE MATERIAL|EBXL|EBX LLC|6500
HY|HYSTER-YALE MATERIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|259
HY|HYSTER-YALE MATERIAL|EDJO|Edward D. Jones & Co., L.P.|418
HY|HYSTER-YALE MATERIAL|EGAM|CBOE TRADING, INC.|401
HY|HYSTER-YALE MATERIAL|EGXM|CBOE TRADING, INC.|103
HY|HYSTER-YALE MATERIAL|ETRS|E*Trade Securities LLC|7293
HY|HYSTER-YALE MATERIAL|FILL|Tradestation Securities, Inc.|50
HY|HYSTER-YALE MATERIAL|FMAF|NBCN Inc./ CDS|30
HY|HYSTER-YALE MATERIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15495
HY|HYSTER-YALE MATERIAL|FTBR|Foliofn Investments, Inc.|149
HY|HYSTER-YALE MATERIAL|GLPX|ACS EXECUTION SERVICES, LLC|2710
HY|HYSTER-YALE MATERIAL|GSCO|GOLDMAN SACHS & CO. LLC|18318
HY|HYSTER-YALE MATERIAL|GSCS|GOLDMAN SACHS & CO. LLC|6469
HY|HYSTER-YALE MATERIAL|GSLT|GOLDMAN SACHS & CO. LLC|381
HY|HYSTER-YALE MATERIAL|GTSZ|GTS SECURITIES LLC|27789
HY|HYSTER-YALE MATERIAL|HPPX|POTAMUS TRADING, LLC|268
HY|HYSTER-YALE MATERIAL|HRBF|American Enterprise Investment Services Inc.|37
HY|HYSTER-YALE MATERIAL|IATS|INTERACTIVE BROKERS LLC|2110
HY|HYSTER-YALE MATERIAL|IBKR|Interactive Brokers Llc|1756
HY|HYSTER-YALE MATERIAL|ICBX|INSTINET, LLC|800
HY|HYSTER-YALE MATERIAL|IEQY|CITADEL SECURITIES LLC|2503
HY|HYSTER-YALE MATERIAL|INCA|INSTINET, LLC|17981
HY|HYSTER-YALE MATERIAL|INJX|INSTINET, LLC|1948
HY|HYSTER-YALE MATERIAL|ITGI|ITG Inc.|4081
HY|HYSTER-YALE MATERIAL|ITGP|ITG INC.|29200
HY|HYSTER-YALE MATERIAL|JEFF|JEFFERIES LLC|70
HY|HYSTER-YALE MATERIAL|JPBX|J.P. MORGAN SECURITIES LLC|814
HY|HYSTER-YALE MATERIAL|JPMX|J.P. Morgan Securities LLC|26077
HY|HYSTER-YALE MATERIAL|JSJX|JANE STREET CAPITAL LLC|163
HY|HYSTER-YALE MATERIAL|KCGM|VIRTU Americas LLC|2188
HY|HYSTER-YALE MATERIAL|LEHM|Barclays Capital Inc./Le|21098
HY|HYSTER-YALE MATERIAL|LIME|Lime Brokerage LLC|8551
HY|HYSTER-YALE MATERIAL|LOOP|Loop Capital Markets LLC|100
HY|HYSTER-YALE MATERIAL|LQNA|LIQUIDNET, INC.|19800
HY|HYSTER-YALE MATERIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14868
HY|HYSTER-YALE MATERIAL|MOTF|MOTIF INVESTING, INC.|1
HY|HYSTER-YALE MATERIAL|MSCO|MORGAN STANLEY & CO. LLC|37281
HY|HYSTER-YALE MATERIAL|MSPL|MORGAN STANLEY & CO. LLC|30400
HY|HYSTER-YALE MATERIAL|MSTX|MORGAN STANLEY & CO. LLC|200
HY|HYSTER-YALE MATERIAL|NFSC|National Financial Services LLC|4497
HY|HYSTER-YALE MATERIAL|NITE|VIRTU Americas LLC|17723
HY|HYSTER-YALE MATERIAL|NTRC|Northern Trust Securities, Inc.|375
HY|HYSTER-YALE MATERIAL|PDQM|CODA MARKETS, INC.|4803
HY|HYSTER-YALE MATERIAL|PWJC|UBS Financial Services, Inc.|765
HY|HYSTER-YALE MATERIAL|RBCM|RBC CAPITAL MARKETS, LLC|3032
HY|HYSTER-YALE MATERIAL|SAGW|SAGETRADER, LLC|100
HY|HYSTER-YALE MATERIAL|SBSH|Citigroup Global Markets Inc.|12828
HY|HYSTER-YALE MATERIAL|SGMT|GOLDMAN SACHS & CO. LLC|5127
HY|HYSTER-YALE MATERIAL|SPDR|SPEEDROUTE LLC|1176
HY|HYSTER-YALE MATERIAL|STFL|Stifel, Nicolaus & Company, Incorporated|237
HY|HYSTER-YALE MATERIAL|TMBR|Timber Hill LLC|4
HY|HYSTER-YALE MATERIAL|TRBT|Tradebot Systems, Inc.|1172
HY|HYSTER-YALE MATERIAL|TRCM|TRC MARKETS LLC|1049
HY|HYSTER-YALE MATERIAL|UBSA|UBS SECURITIES LLC|23322
HY|HYSTER-YALE MATERIAL|UBSS|UBS Securities LLC|41094
HY|HYSTER-YALE MATERIAL|VALX|VIRTU AMERICAS LLC|2646
HY|HYSTER-YALE MATERIAL|VGRD|Vanguard Marketing Corporation|366
HY|HYSTER-YALE MATERIAL|WCHV|WELLS FARGO SECURITIES, LLC|9630
HY|HYSTER-YALE MATERIAL|WEED|Weeden & Co.L.P.|1498
HY|HYSTER-YALE MATERIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|172
HY|HYSTER-YALE MATERIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1316
HY|HYSTER-YALE MATERIAL|WSEA|WOLVERINE SECURITIES, LLC|523
HY|HYSTER-YALE MATERIAL|XIST|INSTINET, LLC|8568
HY|HYSTER-YALE MATERIAL|XPQR|Jump Trading|278
HY|HYSTER-YALE MATERIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
HY|HYSTER-YALE MATERIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|244
HY|HYSTER-YALE MATERIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
HYAC|HAYMAKER ACQ CM A|BTIG|BTIG, LLC|19782
HYAC|HAYMAKER ACQ CM A|CANT|Cantor Fitzgerald & Co.|14603
HYAC|HAYMAKER ACQ CM A|CTDL|Citadel Derivatives Group Llc|850
HYAC|HAYMAKER ACQ CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2498
HYAC|HAYMAKER ACQ CM A|ETRS|E*Trade Securities LLC|500
HYAC|HAYMAKER ACQ CM A|FBCO|Credit Suisse Securities (USA) LLC|50514
HYAC|HAYMAKER ACQ CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3040
HYAC|HAYMAKER ACQ CM A|GSCO|GOLDMAN SACHS & CO. LLC|467
HYAC|HAYMAKER ACQ CM A|GSLT|GOLDMAN SACHS & CO. LLC|800
HYAC|HAYMAKER ACQ CM A|GTSZ|GTS SECURITIES LLC|1012
HYAC|HAYMAKER ACQ CM A|INCA|INSTINET, LLC|1000
HYAC|HAYMAKER ACQ CM A|ITGI|ITG Inc.|10600
HYAC|HAYMAKER ACQ CM A|LIME|Lime Brokerage LLC|2883
HYAC|HAYMAKER ACQ CM A|LMGP|LIME BROKERAGE LLC|3600
HYAC|HAYMAKER ACQ CM A|MACQ|Macquarie Capital (USA) Inc.|200000
HYAC|HAYMAKER ACQ CM A|MITR|GMP SECURITIES, LLC|772
HYAC|HAYMAKER ACQ CM A|MSCO|MORGAN STANLEY & CO. LLC|8438
HYAC|HAYMAKER ACQ CM A|NITE|VIRTU Americas LLC|8607
HYAC|HAYMAKER ACQ CM A|STFL|Stifel, Nicolaus & Company, Incorporated|527800
HYAC|HAYMAKER ACQ CM A|TRBT|Tradebot Systems, Inc.|200
HYAC|HAYMAKER ACQ CM A|TRCM|TRC MARKETS LLC|2000
HYAC|HAYMAKER ACQ CM A|UBSA|UBS SECURITIES LLC|150
HYAC|HAYMAKER ACQ CM A|UBSS|UBS Securities LLC|32861
HYAC|HAYMAKER ACQ CM A|WEED|Weeden & Co.L.P.|4800
HYACU|HAYMAKER ACQ CORP UT|BATM|CBOE TRADING, INC.|100
HYACU|HAYMAKER ACQ CORP UT|BRGE|Newbridge Securities Corp.|600
HYACU|HAYMAKER ACQ CORP UT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|276
HYACU|HAYMAKER ACQ CORP UT|FBCO|Credit Suisse Securities (USA) LLC|43
HYACU|HAYMAKER ACQ CORP UT|FOMA|TD AMERITRADE CLEARING, INC.|334
HYACU|HAYMAKER ACQ CORP UT|GSCO|GOLDMAN SACHS & CO. LLC|27374
HYACU|HAYMAKER ACQ CORP UT|IBKR|Interactive Brokers Llc|296
HYACU|HAYMAKER ACQ CORP UT|JONE|JonesTrading|100000
HYACU|HAYMAKER ACQ CORP UT|LIME|Lime Brokerage LLC|550
HYACU|HAYMAKER ACQ CORP UT|MSCO|MORGAN STANLEY & CO. LLC|58400
HYACU|HAYMAKER ACQ CORP UT|NITE|VIRTU Americas LLC|5100
HYACU|HAYMAKER ACQ CORP UT|NQRB|Brut, LLC|2500
HYACU|HAYMAKER ACQ CORP UT|SGMT|GOLDMAN SACHS & CO. LLC|100
HYACU|HAYMAKER ACQ CORP UT|UBSA|UBS SECURITIES LLC|1300
HYACU|HAYMAKER ACQ CORP UT|UBSS|UBS Securities LLC|10300
HYACW|HAYMAKER ACQ CORP WT|BTIG|BTIG, LLC|9891
HYACW|HAYMAKER ACQ CORP WT|FBCO|Credit Suisse Securities (USA) LLC|1100
HYACW|HAYMAKER ACQ CORP WT|ITGI|ITG Inc.|13100
HYACW|HAYMAKER ACQ CORP WT|JONE|JonesTrading|23798
HYACW|HAYMAKER ACQ CORP WT|MITR|GMP SECURITIES, LLC|15000
HYACW|HAYMAKER ACQ CORP WT|MPSG|E D & F Man Capital Markets Inc.|215000
HYACW|HAYMAKER ACQ CORP WT|MSCO|MORGAN STANLEY & CO. LLC|100
HYACW|HAYMAKER ACQ CORP WT|NITE|VIRTU Americas LLC|2391
HYACW|HAYMAKER ACQ CORP WT|SBSH|Citigroup Global Markets Inc.|100000
HYACW|HAYMAKER ACQ CORP WT|STFL|Stifel, Nicolaus & Company, Incorporated|263898
HYB|NEW AMER HIG INCM FD|ALTX|Alternet Securities Inc.|500
HYB|NEW AMER HIG INCM FD|APCC|Apex Clearing Corporation|28
HYB|NEW AMER HIG INCM FD|BANK|Primevest Financial Services, Inc.|2
HYB|NEW AMER HIG INCM FD|BATM|CBOE TRADING, INC.|155
HYB|NEW AMER HIG INCM FD|BERN|Sanford C. Bernstein & Co., LLC|1000
HYB|NEW AMER HIG INCM FD|BTIG|BTIG, LLC|576
HYB|NEW AMER HIG INCM FD|BYXM|CBOE TRADING, INC.|100
HYB|NEW AMER HIG INCM FD|CANT|Cantor Fitzgerald & Co.|58075
HYB|NEW AMER HIG INCM FD|CHAS|Charles Schwab & Co., Inc.|2007
HYB|NEW AMER HIG INCM FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
HYB|NEW AMER HIG INCM FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
HYB|NEW AMER HIG INCM FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8826
HYB|NEW AMER HIG INCM FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
HYB|NEW AMER HIG INCM FD|DADA|D.A. Davidson & Co.|1
HYB|NEW AMER HIG INCM FD|DBAX|Deutsche Bank Securities Inc.|8100
HYB|NEW AMER HIG INCM FD|DEAN|MORGAN STANLEY|1877
HYB|NEW AMER HIG INCM FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12450
HYB|NEW AMER HIG INCM FD|EBXL|EBX LLC|2600
HYB|NEW AMER HIG INCM FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|9924
HYB|NEW AMER HIG INCM FD|EDJO|Edward D. Jones & Co., L.P.|96
HYB|NEW AMER HIG INCM FD|EGXM|CBOE TRADING, INC.|625
HYB|NEW AMER HIG INCM FD|ESPO|ESPOSITO SECURITIES, LLC|3783
HYB|NEW AMER HIG INCM FD|ETBE|Electronic Transaction Clearing, Inc.|100
HYB|NEW AMER HIG INCM FD|ETRS|E*Trade Securities LLC|33453
HYB|NEW AMER HIG INCM FD|FBSB|U.S. Bancorp Investments, Inc.|1
HYB|NEW AMER HIG INCM FD|FILL|Tradestation Securities, Inc.|75
HYB|NEW AMER HIG INCM FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8994
HYB|NEW AMER HIG INCM FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1099
HYB|NEW AMER HIG INCM FD|FTBR|Foliofn Investments, Inc.|1743
HYB|NEW AMER HIG INCM FD|GLPX|ACS EXECUTION SERVICES, LLC|100
HYB|NEW AMER HIG INCM FD|GSCO|GOLDMAN SACHS & CO. LLC|1500
HYB|NEW AMER HIG INCM FD|GSCS|GOLDMAN SACHS & CO. LLC|100
HYB|NEW AMER HIG INCM FD|GSLT|GOLDMAN SACHS & CO. LLC|100
HYB|NEW AMER HIG INCM FD|HRBF|American Enterprise Investment Services Inc.|18134
HYB|NEW AMER HIG INCM FD|IATS|INTERACTIVE BROKERS LLC|1000
HYB|NEW AMER HIG INCM FD|IBKR|Interactive Brokers Llc|1108
HYB|NEW AMER HIG INCM FD|ICBX|INSTINET, LLC|3900
HYB|NEW AMER HIG INCM FD|INCA|INSTINET, LLC|1606
HYB|NEW AMER HIG INCM FD|ITGI|ITG Inc.|19646
HYB|NEW AMER HIG INCM FD|ITGP|ITG INC.|15800
HYB|NEW AMER HIG INCM FD|JPMX|J.P. Morgan Securities LLC|2600
HYB|NEW AMER HIG INCM FD|KCGM|VIRTU Americas LLC|2493
HYB|NEW AMER HIG INCM FD|LEHM|Barclays Capital Inc./Le|4509
HYB|NEW AMER HIG INCM FD|LIME|Lime Brokerage LLC|15
HYB|NEW AMER HIG INCM FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1102
HYB|NEW AMER HIG INCM FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
HYB|NEW AMER HIG INCM FD|MSCO|MORGAN STANLEY & CO. LLC|41363
HYB|NEW AMER HIG INCM FD|MSPL|MORGAN STANLEY & CO. LLC|1500
HYB|NEW AMER HIG INCM FD|NFSC|National Financial Services LLC|88200
HYB|NEW AMER HIG INCM FD|NITE|VIRTU Americas LLC|160743
HYB|NEW AMER HIG INCM FD|NQRB|Brut, LLC|1018
HYB|NEW AMER HIG INCM FD|OPCO|Oppenheimer & Co. Inc.|5568
HYB|NEW AMER HIG INCM FD|PDQM|CODA MARKETS, INC.|300
HYB|NEW AMER HIG INCM FD|PWJC|UBS Financial Services, Inc.|750
HYB|NEW AMER HIG INCM FD|RBCM|RBC CAPITAL MARKETS, LLC|162
HYB|NEW AMER HIG INCM FD|SBSH|Citigroup Global Markets Inc.|300
HYB|NEW AMER HIG INCM FD|SGMT|GOLDMAN SACHS & CO. LLC|1800
HYB|NEW AMER HIG INCM FD|SPHN|Stephens Inc.|21
HYB|NEW AMER HIG INCM FD|STFL|Stifel, Nicolaus & Company, Incorporated|2
HYB|NEW AMER HIG INCM FD|STXG|Stockcross Financial Services, Inc.|10
HYB|NEW AMER HIG INCM FD|SWIM|TD Ameritrade, Inc.|4567
HYB|NEW AMER HIG INCM FD|SWST|Hilltop Securities Inc.|10119
HYB|NEW AMER HIG INCM FD|TRBT|Tradebot Systems, Inc.|2696
HYB|NEW AMER HIG INCM FD|TWTT|TASTYWORKS, INC.|100
HYB|NEW AMER HIG INCM FD|UBSA|UBS SECURITIES LLC|10459
HYB|NEW AMER HIG INCM FD|UBSS|UBS Securities LLC|41272
HYB|NEW AMER HIG INCM FD|VGRD|Vanguard Marketing Corporation|2439
HYB|NEW AMER HIG INCM FD|WCHV|WELLS FARGO SECURITIES, LLC|104424
HYB|NEW AMER HIG INCM FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34336
HYB|NEW AMER HIG INCM FD|WSEA|WOLVERINE SECURITIES, LLC|900
HYB|NEW AMER HIG INCM FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
HYB|NEW AMER HIG INCM FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1461
HYD|VANECK VECTORS HY|ALTX|Alternet Securities Inc.|9330
HYD|VANECK VECTORS HY|APCC|Apex Clearing Corporation|9046
HYD|VANECK VECTORS HY|BANK|Primevest Financial Services, Inc.|4256
HYD|VANECK VECTORS HY|BARD|Robert W. Baird & Co. Incorporated|2
HYD|VANECK VECTORS HY|BATM|CBOE TRADING, INC.|425
HYD|VANECK VECTORS HY|BBNT|BB&T SECURITIES, LLC|4389
HYD|VANECK VECTORS HY|BERN|Sanford C. Bernstein & Co., LLC|6254
HYD|VANECK VECTORS HY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|77493
HYD|VANECK VECTORS HY|BTIG|BTIG, LLC|120
HYD|VANECK VECTORS HY|CANT|Cantor Fitzgerald & Co.|300
HYD|VANECK VECTORS HY|CHAS|Charles Schwab & Co., Inc.|4564
HYD|VANECK VECTORS HY|CIST|Capital Institutional Services, Inc.|1917
HYD|VANECK VECTORS HY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43989
HYD|VANECK VECTORS HY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3320
HYD|VANECK VECTORS HY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
HYD|VANECK VECTORS HY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|182548
HYD|VANECK VECTORS HY|CSIN|Citadel Securities Institutional LLC|65675
HYD|VANECK VECTORS HY|CTDL|Citadel Derivatives Group Llc|67975
HYD|VANECK VECTORS HY|CXCX|CITIGROUP GLOBAL MARKETS INC.|14704
HYD|VANECK VECTORS HY|DADA|D.A. Davidson & Co.|184
HYD|VANECK VECTORS HY|DAVA|Davenport & Company LLC|500
HYD|VANECK VECTORS HY|DBAB|Deutsche Bank Securities Inc.|1540
HYD|VANECK VECTORS HY|DBAX|Deutsche Bank Securities Inc.|44200
HYD|VANECK VECTORS HY|DEAN|MORGAN STANLEY|22456
HYD|VANECK VECTORS HY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4700
HYD|VANECK VECTORS HY|EBXL|EBX LLC|94600
HYD|VANECK VECTORS HY|ECUT|CONVERGEX EXECUTION SOLUTIONS|67981
HYD|VANECK VECTORS HY|EDJO|Edward D. Jones & Co., L.P.|14965
HYD|VANECK VECTORS HY|EGAM|CBOE TRADING, INC.|6406
HYD|VANECK VECTORS HY|EGAW|CBOE TRADING, INC.|100
HYD|VANECK VECTORS HY|EGXM|CBOE TRADING, INC.|6335
HYD|VANECK VECTORS HY|EGXW|CBOE TRADING, INC.|1219
HYD|VANECK VECTORS HY|ETBE|Electronic Transaction Clearing, Inc.|2200
HYD|VANECK VECTORS HY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3720
HYD|VANECK VECTORS HY|ETRS|E*Trade Securities LLC|124064
HYD|VANECK VECTORS HY|FBSB|U.S. Bancorp Investments, Inc.|2669
HYD|VANECK VECTORS HY|FILL|Tradestation Securities, Inc.|272
HYD|VANECK VECTORS HY|FINX|FINTECH SECURITIES|3497
HYD|VANECK VECTORS HY|FLTU|FLOW TRADERS US LLC|57117
HYD|VANECK VECTORS HY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|57117
HYD|VANECK VECTORS HY|FMAF|NBCN Inc./ CDS|1000
HYD|VANECK VECTORS HY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46419
HYD|VANECK VECTORS HY|FTBR|Foliofn Investments, Inc.|82751
HYD|VANECK VECTORS HY|GEBB|GLOBAL EXECUTION BROKERS, LP|9003
HYD|VANECK VECTORS HY|GLPX|ACS EXECUTION SERVICES, LLC|3000
HYD|VANECK VECTORS HY|GSCO|GOLDMAN SACHS & CO. LLC|189927
HYD|VANECK VECTORS HY|GSLT|GOLDMAN SACHS & CO. LLC|6230
HYD|VANECK VECTORS HY|HRBF|American Enterprise Investment Services Inc.|73358
HYD|VANECK VECTORS HY|HSBC|HSBC Securities, Inc.|900
HYD|VANECK VECTORS HY|IATS|INTERACTIVE BROKERS LLC|5781
HYD|VANECK VECTORS HY|IBKR|Interactive Brokers Llc|20583
HYD|VANECK VECTORS HY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|43396
HYD|VANECK VECTORS HY|ICBX|INSTINET, LLC|87063
HYD|VANECK VECTORS HY|INCA|INSTINET, LLC|15496
HYD|VANECK VECTORS HY|ITGI|ITG Inc.|42181
HYD|VANECK VECTORS HY|ITGP|ITG INC.|218200
HYD|VANECK VECTORS HY|JANY|Janney Montgomery Scott Inc.|301
HYD|VANECK VECTORS HY|JMPT|JUMP TRADING, LLC|558
HYD|VANECK VECTORS HY|JPMX|J.P. Morgan Securities LLC|115714
HYD|VANECK VECTORS HY|JSEB|JANE STREET EXECUTION SERVICES, LLC|1170408
HYD|VANECK VECTORS HY|JSJX|JANE STREET CAPITAL LLC|346400
HYD|VANECK VECTORS HY|KCGM|VIRTU Americas LLC|84160
HYD|VANECK VECTORS HY|LEHM|Barclays Capital Inc./Le|283415
HYD|VANECK VECTORS HY|LGNT|COR CLEARING LLC|11
HYD|VANECK VECTORS HY|LIME|Lime Brokerage LLC|8906
HYD|VANECK VECTORS HY|LIWE|LIME BROKERAGE LLC|100
HYD|VANECK VECTORS HY|LSCI|Lek Securities Corporation|22
HYD|VANECK VECTORS HY|MACC|Mid Atlantic Capital Corporation|5961
HYD|VANECK VECTORS HY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|106087
HYD|VANECK VECTORS HY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5015
HYD|VANECK VECTORS HY|MOTF|MOTIF INVESTING, INC.|1
HYD|VANECK VECTORS HY|MSCO|MORGAN STANLEY & CO. LLC|148998
HYD|VANECK VECTORS HY|MSPL|MORGAN STANLEY & CO. LLC|79600
HYD|VANECK VECTORS HY|MSTX|MORGAN STANLEY & CO. LLC|5000
HYD|VANECK VECTORS HY|NEUB|NEUBERGER BERMAN BD LLC|55
HYD|VANECK VECTORS HY|NFSC|National Financial Services LLC|936087
HYD|VANECK VECTORS HY|NITE|VIRTU Americas LLC|2043762
HYD|VANECK VECTORS HY|NITP|VIRTU Americas LLC|28243
HYD|VANECK VECTORS HY|NQRB|Brut, LLC|21200
HYD|VANECK VECTORS HY|NTRC|Northern Trust Securities, Inc.|2918
HYD|VANECK VECTORS HY|OPCO|Oppenheimer & Co. Inc.|2460
HYD|VANECK VECTORS HY|PDQM|CODA MARKETS, INC.|33464
HYD|VANECK VECTORS HY|PWJC|UBS Financial Services, Inc.|812
HYD|VANECK VECTORS HY|RBCM|RBC CAPITAL MARKETS, LLC|16574
HYD|VANECK VECTORS HY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|17586
HYD|VANECK VECTORS HY|SAGL|SAGETRADER, LLC|14123
HYD|VANECK VECTORS HY|SALI|INTL FCSTONE FINANCIAL INC.|2
HYD|VANECK VECTORS HY|SBSH|Citigroup Global Markets Inc.|1264
HYD|VANECK VECTORS HY|SEIC|SEI Investments Distribution Co.|5368
HYD|VANECK VECTORS HY|SGMT|GOLDMAN SACHS & CO. LLC|170343
HYD|VANECK VECTORS HY|SPDR|SPEEDROUTE LLC|2800
HYD|VANECK VECTORS HY|SPHN|Stephens Inc.|950
HYD|VANECK VECTORS HY|STFL|Stifel, Nicolaus & Company, Incorporated|5882
HYD|VANECK VECTORS HY|STXG|Stockcross Financial Services, Inc.|10
HYD|VANECK VECTORS HY|SWIM|TD Ameritrade, Inc.|8813
HYD|VANECK VECTORS HY|SWST|Hilltop Securities Inc.|12052
HYD|VANECK VECTORS HY|TKNG|ALLY INVEST SECURITIES LLC|5900
HYD|VANECK VECTORS HY|TRBT|Tradebot Systems, Inc.|100
HYD|VANECK VECTORS HY|TRCM|TRC MARKETS LLC|100
HYD|VANECK VECTORS HY|UBSA|UBS SECURITIES LLC|264622
HYD|VANECK VECTORS HY|UBSS|UBS Securities LLC|272482
HYD|VANECK VECTORS HY|VALX|VIRTU AMERICAS LLC|5400
HYD|VANECK VECTORS HY|VGRD|Vanguard Marketing Corporation|49413
HYD|VANECK VECTORS HY|WBET|Wallachbeth Capital LLC|208891
HYD|VANECK VECTORS HY|WCHV|WELLS FARGO SECURITIES, LLC|157831
HYD|VANECK VECTORS HY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|189
HYD|VANECK VECTORS HY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1090
HYD|VANECK VECTORS HY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
HYD|VANECK VECTORS HY|WSEA|WOLVERINE SECURITIES, LLC|2086
HYD|VANECK VECTORS HY|XSTM|NATIONAL FINANCIAL SERVICES LLC|26144
HYD|VANECK VECTORS HY|YKNA|COMHAR CAPITAL MARKETS, LLC|1899
HYD|VANECK VECTORS HY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|409495
HYDB|ISHARES EDGE HIGH YI|EGXM|CBOE TRADING, INC.|2
HYDB|ISHARES EDGE HIGH YI|ETRS|E*Trade Securities LLC|273
HYDB|ISHARES EDGE HIGH YI|FMAF|NBCN Inc./ CDS|800
HYDB|ISHARES EDGE HIGH YI|IBKR|Interactive Brokers Llc|86
HYDB|ISHARES EDGE HIGH YI|JEFF|JEFFERIES LLC|525
HYDB|ISHARES EDGE HIGH YI|JSJX|JANE STREET CAPITAL LLC|3599
HYDB|ISHARES EDGE HIGH YI|NFSC|National Financial Services LLC|1375
HYDB|ISHARES EDGE HIGH YI|NITE|VIRTU Americas LLC|1426
HYDB|ISHARES EDGE HIGH YI|RBCM|RBC CAPITAL MARKETS, LLC|800
HYDB|ISHARES EDGE HIGH YI|UBSA|UBS SECURITIES LLC|100
HYDB|ISHARES EDGE HIGH YI|WCHV|WELLS FARGO SECURITIES, LLC|200
HYDD|DIREXION DAILY HIGH|EGXM|CBOE TRADING, INC.|100
HYDD|DIREXION DAILY HIGH|ETRS|E*Trade Securities LLC|1
HYDD|DIREXION DAILY HIGH|FTBR|Foliofn Investments, Inc.|91
HYDD|DIREXION DAILY HIGH|IBKR|Interactive Brokers Llc|629
HYDD|DIREXION DAILY HIGH|JSEB|JANE STREET EXECUTION SERVICES, LLC|53000
HYDD|DIREXION DAILY HIGH|JSJX|JANE STREET CAPITAL LLC|233
HYDD|DIREXION DAILY HIGH|NFSC|National Financial Services LLC|704
HYDD|DIREXION DAILY HIGH|NITE|VIRTU Americas LLC|505
HYDD|DIREXION DAILY HIGH|UBSS|UBS Securities LLC|306
HYDD|DIREXION DAILY HIGH|WSEA|WOLVERINE SECURITIES, LLC|5
HYDW|XTRACKERS LOW BETA H|IBKR|Interactive Brokers Llc|1800
HYDW|XTRACKERS LOW BETA H|JSJX|JANE STREET CAPITAL LLC|1800
HYDW|XTRACKERS LOW BETA H|NITE|VIRTU Americas LLC|30
HYEM|VE EM HY BOND ETF|ALTX|Alternet Securities Inc.|6060
HYEM|VE EM HY BOND ETF|ANOS|ABEL/NOSER, L.L.C.|569229
HYEM|VE EM HY BOND ETF|APCC|Apex Clearing Corporation|172
HYEM|VE EM HY BOND ETF|BARD|Robert W. Baird & Co. Incorporated|17
HYEM|VE EM HY BOND ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17434
HYEM|VE EM HY BOND ETF|BYXM|CBOE TRADING, INC.|200
HYEM|VE EM HY BOND ETF|CANT|Cantor Fitzgerald & Co.|17
HYEM|VE EM HY BOND ETF|CHAS|Charles Schwab & Co., Inc.|15631
HYEM|VE EM HY BOND ETF|CIST|Capital Institutional Services, Inc.|948
HYEM|VE EM HY BOND ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46055
HYEM|VE EM HY BOND ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3000
HYEM|VE EM HY BOND ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79382
HYEM|VE EM HY BOND ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|318
HYEM|VE EM HY BOND ETF|DBAB|Deutsche Bank Securities Inc.|12
HYEM|VE EM HY BOND ETF|DBAX|Deutsche Bank Securities Inc.|17300
HYEM|VE EM HY BOND ETF|DEAN|MORGAN STANLEY|949
HYEM|VE EM HY BOND ETF|EBXL|EBX LLC|14500
HYEM|VE EM HY BOND ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|56
HYEM|VE EM HY BOND ETF|EGAM|CBOE TRADING, INC.|5420
HYEM|VE EM HY BOND ETF|EGXM|CBOE TRADING, INC.|12860
HYEM|VE EM HY BOND ETF|ETBE|Electronic Transaction Clearing, Inc.|2990
HYEM|VE EM HY BOND ETF|ETRS|E*Trade Securities LLC|18587
HYEM|VE EM HY BOND ETF|FBSB|U.S. Bancorp Investments, Inc.|1012
HYEM|VE EM HY BOND ETF|FILL|Tradestation Securities, Inc.|555
HYEM|VE EM HY BOND ETF|FLTU|FLOW TRADERS US LLC|53377
HYEM|VE EM HY BOND ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|8000
HYEM|VE EM HY BOND ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11491
HYEM|VE EM HY BOND ETF|FTBR|Foliofn Investments, Inc.|15599
HYEM|VE EM HY BOND ETF|GBMT|GBM International, Inc.|8382
HYEM|VE EM HY BOND ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|25506
HYEM|VE EM HY BOND ETF|GLPX|ACS EXECUTION SERVICES, LLC|7866
HYEM|VE EM HY BOND ETF|GSCO|GOLDMAN SACHS & CO. LLC|4300
HYEM|VE EM HY BOND ETF|GSLT|GOLDMAN SACHS & CO. LLC|2420
HYEM|VE EM HY BOND ETF|GTSZ|GTS SECURITIES LLC|100
HYEM|VE EM HY BOND ETF|HRBF|American Enterprise Investment Services Inc.|1135
HYEM|VE EM HY BOND ETF|HSBC|HSBC Securities, Inc.|400
HYEM|VE EM HY BOND ETF|IATS|INTERACTIVE BROKERS LLC|2210
HYEM|VE EM HY BOND ETF|IBKR|Interactive Brokers Llc|9884
HYEM|VE EM HY BOND ETF|ICBX|INSTINET, LLC|2000
HYEM|VE EM HY BOND ETF|INCA|INSTINET, LLC|7104
HYEM|VE EM HY BOND ETF|ITGI|ITG Inc.|7930
HYEM|VE EM HY BOND ETF|ITGP|ITG INC.|7400
HYEM|VE EM HY BOND ETF|JMPT|JUMP TRADING, LLC|1306
HYEM|VE EM HY BOND ETF|JPMX|J.P. Morgan Securities LLC|5000
HYEM|VE EM HY BOND ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|76191
HYEM|VE EM HY BOND ETF|JSJX|JANE STREET CAPITAL LLC|162777
HYEM|VE EM HY BOND ETF|KCGM|VIRTU Americas LLC|8733
HYEM|VE EM HY BOND ETF|LEHM|Barclays Capital Inc./Le|23455
HYEM|VE EM HY BOND ETF|LIME|Lime Brokerage LLC|10001
HYEM|VE EM HY BOND ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17042
HYEM|VE EM HY BOND ETF|MSCO|MORGAN STANLEY & CO. LLC|28007
HYEM|VE EM HY BOND ETF|MSPL|MORGAN STANLEY & CO. LLC|4600
HYEM|VE EM HY BOND ETF|NFSC|National Financial Services LLC|246065
HYEM|VE EM HY BOND ETF|NITE|VIRTU Americas LLC|550595
HYEM|VE EM HY BOND ETF|NQRB|Brut, LLC|2235
HYEM|VE EM HY BOND ETF|OPCO|Oppenheimer & Co. Inc.|15
HYEM|VE EM HY BOND ETF|PDQM|CODA MARKETS, INC.|23329
HYEM|VE EM HY BOND ETF|RBCM|RBC CAPITAL MARKETS, LLC|2895
HYEM|VE EM HY BOND ETF|SAGL|SAGETRADER, LLC|1000
HYEM|VE EM HY BOND ETF|SALI|INTL FCSTONE FINANCIAL INC.|45
HYEM|VE EM HY BOND ETF|SBSH|Citigroup Global Markets Inc.|1
HYEM|VE EM HY BOND ETF|SGMT|GOLDMAN SACHS & CO. LLC|8605
HYEM|VE EM HY BOND ETF|SPDR|SPEEDROUTE LLC|4755
HYEM|VE EM HY BOND ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2065
HYEM|VE EM HY BOND ETF|SWIM|TD Ameritrade, Inc.|223
HYEM|VE EM HY BOND ETF|SWST|Hilltop Securities Inc.|1359
HYEM|VE EM HY BOND ETF|TKNG|ALLY INVEST SECURITIES LLC|200
HYEM|VE EM HY BOND ETF|TRBT|Tradebot Systems, Inc.|200
HYEM|VE EM HY BOND ETF|UBSA|UBS SECURITIES LLC|59830
HYEM|VE EM HY BOND ETF|UBSS|UBS Securities LLC|96677
HYEM|VE EM HY BOND ETF|VALX|VIRTU AMERICAS LLC|239
HYEM|VE EM HY BOND ETF|VGRD|Vanguard Marketing Corporation|8110
HYEM|VE EM HY BOND ETF|WCHV|WELLS FARGO SECURITIES, LLC|4748
HYEM|VE EM HY BOND ETF|WEDB|WEDBUSH SECURITIES INC.|2000
HYEM|VE EM HY BOND ETF|WSEA|WOLVERINE SECURITIES, LLC|106
HYEM|VE EM HY BOND ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
HYEM|VE EM HY BOND ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|900
HYEM|VE EM HY BOND ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25001
HYG|ISHARES|ADAM|CANACCORD GENUITY INC.|300
HYG|ISHARES|AGCP|AEGIS CAPITAL CORP.|17
HYG|ISHARES|AGIS|Aegis Capital Corp.|1580
HYG|ISHARES|ALFA|ALPHA TRADING L.P.|164392
HYG|ISHARES|ALTX|Alternet Securities Inc.|292328
HYG|ISHARES|AMRI|AMERICAS EXECUTIONS, LLC|24370
HYG|ISHARES|ANOS|ABEL/NOSER, L.L.C.|23100
HYG|ISHARES|APCC|Apex Clearing Corporation|17870
HYG|ISHARES|AQUA|AQUA SECURITIES L.P.|2500
HYG|ISHARES|BANK|Primevest Financial Services, Inc.|2588
HYG|ISHARES|BARD|Robert W. Baird & Co. Incorporated|3308
HYG|ISHARES|BATM|CBOE TRADING, INC.|420245
HYG|ISHARES|BAYC|BAY CREST PARTNERS, LLC|1059
HYG|ISHARES|BAYT|BTIG, LLC|418273
HYG|ISHARES|BBNT|BB&T SECURITIES, LLC|5186
HYG|ISHARES|BERN|Sanford C. Bernstein & Co., LLC|16038
HYG|ISHARES|BIDS|BIDS TRADING L.P.|11900
HYG|ISHARES|BKCM|BNY Mellon Capital Markets LLC|5100
HYG|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|89917
HYG|ISHARES|BLKX|INSTINET, LLC|142000
HYG|ISHARES|BLTK|Bulltick, Llc|25839
HYG|ISHARES|BMOC|BMO Capital Markets Corp.|1200
HYG|ISHARES|BNPX|BNP PARIBAS SECURITIES CORP.|1097391
HYG|ISHARES|BTIG|BTIG, LLC|34120
HYG|ISHARES|BYXM|CBOE TRADING, INC.|14900
HYG|ISHARES|CANT|Cantor Fitzgerald & Co.|36126
HYG|ISHARES|CBLC|CITIGROUP GLOBAL MARKETS INC.|331728
HYG|ISHARES|CHAS|Charles Schwab & Co., Inc.|5462
HYG|ISHARES|CHBC|PENSERRA SECURITIES, LLC|80000
HYG|ISHARES|CIST|Capital Institutional Services, Inc.|10139
HYG|ISHARES|CLSA|CLSA AMERICAS, LLC|100
HYG|ISHARES|CMTT|CMT TRADING LLC|5589
HYG|ISHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|345689
HYG|ISHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2800
HYG|ISHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27146
HYG|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4345770
HYG|ISHARES|CSIN|Citadel Securities Institutional LLC|889394
HYG|ISHARES|CTDL|Citadel Derivatives Group Llc|957488
HYG|ISHARES|CTLR|CUTLER GROUP, LP|9200
HYG|ISHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|740806
HYG|ISHARES|DADA|D.A. Davidson & Co.|667
HYG|ISHARES|DBAB|Deutsche Bank Securities Inc.|518441
HYG|ISHARES|DBAX|Deutsche Bank Securities Inc.|3183200
HYG|ISHARES|DCHF|Dart Executions, LLC|29508
HYG|ISHARES|DEAN|MORGAN STANLEY|36891
HYG|ISHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|147115
HYG|ISHARES|EBXL|EBX LLC|3668300
HYG|ISHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|47260
HYG|ISHARES|EDJO|Edward D. Jones & Co., L.P.|5116
HYG|ISHARES|EGAM|CBOE TRADING, INC.|54662
HYG|ISHARES|EGAW|CBOE TRADING, INC.|2644
HYG|ISHARES|EGXM|CBOE TRADING, INC.|12409
HYG|ISHARES|ETBE|Electronic Transaction Clearing, Inc.|309375
HYG|ISHARES|ETCB|ETC BROKERAGE SERVICES, LLC|80
HYG|ISHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|65016
HYG|ISHARES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
HYG|ISHARES|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|33110
HYG|ISHARES|ETRS|E*Trade Securities LLC|248866
HYG|ISHARES|FBSB|U.S. Bancorp Investments, Inc.|6555
HYG|ISHARES|FCST|INTL FCSTONE FINANCIAL INC.|2100
HYG|ISHARES|FILL|Tradestation Securities, Inc.|4910
HYG|ISHARES|FINX|FINTECH SECURITIES|284
HYG|ISHARES|FLTU|FLOW TRADERS US LLC|1436068
HYG|ISHARES|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|794476
HYG|ISHARES|FMAF|NBCN Inc./ CDS|1065
HYG|ISHARES|FOGS|FOG EQUITIES LLC|1800000
HYG|ISHARES|FQLS|Quantlab Securities LP|239983
HYG|ISHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|448130
HYG|ISHARES|FTBR|Foliofn Investments, Inc.|73862
HYG|ISHARES|GBMT|GBM International, Inc.|23252
HYG|ISHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|213035
HYG|ISHARES|GFIS|GFI Securities LLC|215000
HYG|ISHARES|GLIS|TD Securities Inc|169
HYG|ISHARES|GLPX|ACS EXECUTION SERVICES, LLC|52483
HYG|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|21955638
HYG|ISHARES|GSCS|GOLDMAN SACHS & CO. LLC|251456
HYG|ISHARES|GSLT|GOLDMAN SACHS & CO. LLC|441065
HYG|ISHARES|GTSZ|GTS SECURITIES LLC|201110
HYG|ISHARES|HAPX|HAP Trading, LLC|108668
HYG|ISHARES|HRBF|American Enterprise Investment Services Inc.|166988
HYG|ISHARES|HSBC|HSBC Securities, Inc.|27208
HYG|ISHARES|IATS|INTERACTIVE BROKERS LLC|36373
HYG|ISHARES|IBKR|Interactive Brokers Llc|252838
HYG|ISHARES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|385
HYG|ISHARES|ICBX|INSTINET, LLC|4848879
HYG|ISHARES|INCA|INSTINET, LLC|2303227
HYG|ISHARES|INJX|INSTINET, LLC|4000
HYG|ISHARES|ITGI|ITG Inc.|291554
HYG|ISHARES|ITGP|ITG INC.|4225000
HYG|ISHARES|JANY|Janney Montgomery Scott Inc.|6610
HYG|ISHARES|JEFF|JEFFERIES LLC|298155
HYG|ISHARES|JMPT|JUMP TRADING, LLC|295458
HYG|ISHARES|JONE|JonesTrading|7200
HYG|ISHARES|JPBX|J.P. MORGAN SECURITIES LLC|7325
HYG|ISHARES|JPMX|J.P. Morgan Securities LLC|5436888
HYG|ISHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|4796715
HYG|ISHARES|JSJX|JANE STREET CAPITAL LLC|1734132
HYG|ISHARES|KCGM|VIRTU Americas LLC|1652239
HYG|ISHARES|LBKI|Libucki & Co., LLC|7543000
HYG|ISHARES|LEHM|Barclays Capital Inc./Le|17896708
HYG|ISHARES|LGNT|COR CLEARING LLC|3
HYG|ISHARES|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3320
HYG|ISHARES|LIME|Lime Brokerage LLC|206728
HYG|ISHARES|LOOP|Loop Capital Markets LLC|5000
HYG|ISHARES|LQNA|LIQUIDNET, INC.|136500
HYG|ISHARES|LSCI|Lek Securities Corporation|704748
HYG|ISHARES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|29750
HYG|ISHARES|MACC|Mid Atlantic Capital Corporation|8625
HYG|ISHARES|MAXM|Maxim Group LLC|517969
HYG|ISHARES|MCMF|Raymond James Ltd. Cds|651
HYG|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6685953
HYG|ISHARES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|180535
HYG|ISHARES|MOTF|MOTIF INVESTING, INC.|6
HYG|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|14462129
HYG|ISHARES|MSPL|MORGAN STANLEY & CO. LLC|7043800
HYG|ISHARES|MSTX|MORGAN STANLEY & CO. LLC|239000
HYG|ISHARES|NBCS|NBC Securities, INC.|353
HYG|ISHARES|NFSC|National Financial Services LLC|956209
HYG|ISHARES|NITE|VIRTU Americas LLC|3913256
HYG|ISHARES|NITP|VIRTU Americas LLC|8700
HYG|ISHARES|NMRA|Nomura Securities International, Inc.|1401700
HYG|ISHARES|NQRB|Brut, LLC|132710
HYG|ISHARES|NTBF|BMO Nesbitt Burns Inc./CDS|180
HYG|ISHARES|NTRC|Northern Trust Securities, Inc.|2744
HYG|ISHARES|OLDM|OLD MISSION CAPITAL, LLC|122538
HYG|ISHARES|OPCO|Oppenheimer & Co. Inc.|2032
HYG|ISHARES|PDQM|CODA MARKETS, INC.|284421
HYG|ISHARES|PHLY|NASDAQ Execution Services, LLC|76600
HYG|ISHARES|PWJC|UBS Financial Services, Inc.|6676
HYG|ISHARES|QMSR|QUATTRO M SECURITIES INC.|4100
HYG|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|28323
HYG|ISHARES|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|215683
HYG|ISHARES|ROTH|Roth Capital Partners, LLC|8300
HYG|ISHARES|SAGL|SAGETRADER, LLC|42400
HYG|ISHARES|SALI|INTL FCSTONE FINANCIAL INC.|2857
HYG|ISHARES|SBSH|Citigroup Global Markets Inc.|3808124
HYG|ISHARES|SCMC|Scotia Capital Markets (USA) Inc.|9169
HYG|ISHARES|SEIC|SEI Investments Distribution Co.|12647
HYG|ISHARES|SGMT|GOLDMAN SACHS & CO. LLC|3135436
HYG|ISHARES|SOGO|Wang Investment Associates, Inc.|14
HYG|ISHARES|SPDR|SPEEDROUTE LLC|86440
HYG|ISHARES|SPHN|Stephens Inc.|119
HYG|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|24971
HYG|ISHARES|SWIM|TD Ameritrade, Inc.|15889
HYG|ISHARES|SWST|Hilltop Securities Inc.|32384
HYG|ISHARES|TKNG|ALLY INVEST SECURITIES LLC|8
HYG|ISHARES|TRBT|Tradebot Systems, Inc.|1896684
HYG|ISHARES|TRCM|TRC MARKETS LLC|2924048
HYG|ISHARES|TWTT|TASTYWORKS, INC.|100
HYG|ISHARES|UBSA|UBS SECURITIES LLC|9376704
HYG|ISHARES|UBSS|UBS Securities LLC|3283663
HYG|ISHARES|VALX|VIRTU AMERICAS LLC|176499
HYG|ISHARES|VERT|The Vertical Trading Group, LLC|603
HYG|ISHARES|VGRD|Vanguard Marketing Corporation|14611
HYG|ISHARES|WABR|Wall Street Access|1500
HYG|ISHARES|WBET|Wallachbeth Capital LLC|4217043
HYG|ISHARES|WBLR|WILLIAM BLAIR|160
HYG|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|2676775
HYG|ISHARES|WEDB|WEDBUSH SECURITIES INC.|393
HYG|ISHARES|WEED|Weeden & Co.L.P.|904
HYG|ISHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|260997
HYG|ISHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|485150
HYG|ISHARES|WGIF|CIBC World Markets Inc.|625
HYG|ISHARES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|60
HYG|ISHARES|WORD|Worden Capital Management LLC|15
HYG|ISHARES|WSEA|WOLVERINE SECURITIES, LLC|52659
HYG|ISHARES|XPUS|XP SECURITIES, LLC|10019
HYG|ISHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|269090
HYG|ISHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|2709
HYG|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|117585
HYGH|ISHARES IR HDG HYG|ALTX|Alternet Securities Inc.|300
HYGH|ISHARES IR HDG HYG|APCC|Apex Clearing Corporation|242
HYGH|ISHARES IR HDG HYG|BANK|Primevest Financial Services, Inc.|155
HYGH|ISHARES IR HDG HYG|BBNT|BB&T SECURITIES, LLC|765
HYGH|ISHARES IR HDG HYG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6134
HYGH|ISHARES IR HDG HYG|CANT|Cantor Fitzgerald & Co.|2626
HYGH|ISHARES IR HDG HYG|CHAS|Charles Schwab & Co., Inc.|102
HYGH|ISHARES IR HDG HYG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|901
HYGH|ISHARES IR HDG HYG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1600
HYGH|ISHARES IR HDG HYG|DADA|D.A. Davidson & Co.|99
HYGH|ISHARES IR HDG HYG|DBAX|Deutsche Bank Securities Inc.|1000
HYGH|ISHARES IR HDG HYG|DEAN|MORGAN STANLEY|2197
HYGH|ISHARES IR HDG HYG|EBXL|EBX LLC|400
HYGH|ISHARES IR HDG HYG|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
HYGH|ISHARES IR HDG HYG|EDJO|Edward D. Jones & Co., L.P.|592
HYGH|ISHARES IR HDG HYG|EGXM|CBOE TRADING, INC.|123
HYGH|ISHARES IR HDG HYG|ETRS|E*Trade Securities LLC|10
HYGH|ISHARES IR HDG HYG|FBSB|U.S. Bancorp Investments, Inc.|582
HYGH|ISHARES IR HDG HYG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
HYGH|ISHARES IR HDG HYG|FTBR|Foliofn Investments, Inc.|5
HYGH|ISHARES IR HDG HYG|GSCO|GOLDMAN SACHS & CO. LLC|66
HYGH|ISHARES IR HDG HYG|GSCS|GOLDMAN SACHS & CO. LLC|3
HYGH|ISHARES IR HDG HYG|GSLT|GOLDMAN SACHS & CO. LLC|400
HYGH|ISHARES IR HDG HYG|GTSZ|GTS SECURITIES LLC|251
HYGH|ISHARES IR HDG HYG|IATS|INTERACTIVE BROKERS LLC|237
HYGH|ISHARES IR HDG HYG|IBKR|Interactive Brokers Llc|6955
HYGH|ISHARES IR HDG HYG|ICBX|INSTINET, LLC|200
HYGH|ISHARES IR HDG HYG|ITGI|ITG Inc.|500
HYGH|ISHARES IR HDG HYG|JANY|Janney Montgomery Scott Inc.|138
HYGH|ISHARES IR HDG HYG|JEFF|JEFFERIES LLC|400
HYGH|ISHARES IR HDG HYG|JSEB|JANE STREET EXECUTION SERVICES, LLC|14379
HYGH|ISHARES IR HDG HYG|JSJX|JANE STREET CAPITAL LLC|99613
HYGH|ISHARES IR HDG HYG|KCGM|VIRTU Americas LLC|2504
HYGH|ISHARES IR HDG HYG|LEHM|Barclays Capital Inc./Le|3200
HYGH|ISHARES IR HDG HYG|LIME|Lime Brokerage LLC|1011
HYGH|ISHARES IR HDG HYG|LSCI|Lek Securities Corporation|5
HYGH|ISHARES IR HDG HYG|MACC|Mid Atlantic Capital Corporation|6321
HYGH|ISHARES IR HDG HYG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
HYGH|ISHARES IR HDG HYG|MOTF|MOTIF INVESTING, INC.|1
HYGH|ISHARES IR HDG HYG|MSCO|MORGAN STANLEY & CO. LLC|18882
HYGH|ISHARES IR HDG HYG|MSPL|MORGAN STANLEY & CO. LLC|100
HYGH|ISHARES IR HDG HYG|NATL|National Securities Corporation|36
HYGH|ISHARES IR HDG HYG|NFSC|National Financial Services LLC|13869
HYGH|ISHARES IR HDG HYG|NITE|VIRTU Americas LLC|155196
HYGH|ISHARES IR HDG HYG|NTRC|Northern Trust Securities, Inc.|926
HYGH|ISHARES IR HDG HYG|PDQM|CODA MARKETS, INC.|7897
HYGH|ISHARES IR HDG HYG|PWJC|UBS Financial Services, Inc.|55
HYGH|ISHARES IR HDG HYG|RBCM|RBC CAPITAL MARKETS, LLC|1513
HYGH|ISHARES IR HDG HYG|SEIC|SEI Investments Distribution Co.|300
HYGH|ISHARES IR HDG HYG|SGMT|GOLDMAN SACHS & CO. LLC|1003
HYGH|ISHARES IR HDG HYG|STFL|Stifel, Nicolaus & Company, Incorporated|305
HYGH|ISHARES IR HDG HYG|SWST|Hilltop Securities Inc.|1244
HYGH|ISHARES IR HDG HYG|UBSA|UBS SECURITIES LLC|5952
HYGH|ISHARES IR HDG HYG|UBSS|UBS Securities LLC|13502
HYGH|ISHARES IR HDG HYG|VGRD|Vanguard Marketing Corporation|2291
HYGH|ISHARES IR HDG HYG|WBET|Wallachbeth Capital LLC|61698
HYGH|ISHARES IR HDG HYG|WCHV|WELLS FARGO SECURITIES, LLC|491
HYGH|ISHARES IR HDG HYG|WSEA|WOLVERINE SECURITIES, LLC|21
HYGH|ISHARES IR HDG HYG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7199
HYGS|HYDROGENICS CORP|APCC|Apex Clearing Corporation|8
HYGS|HYDROGENICS CORP|BARD|Robert W. Baird & Co. Incorporated|3203
HYGS|HYDROGENICS CORP|BATM|CBOE TRADING, INC.|145
HYGS|HYDROGENICS CORP|BBNT|BB&T SECURITIES, LLC|800
HYGS|HYDROGENICS CORP|BERN|Sanford C. Bernstein & Co., LLC|36
HYGS|HYDROGENICS CORP|BZYD|GOLDMAN SACHS & CO. LLC|100
HYGS|HYDROGENICS CORP|CHLM|Craig-Hallum Capital Group LLC|13404
HYGS|HYDROGENICS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
HYGS|HYDROGENICS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
HYGS|HYDROGENICS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5911
HYGS|HYDROGENICS CORP|CTDL|Citadel Derivatives Group Llc|794
HYGS|HYDROGENICS CORP|DBAB|Deutsche Bank Securities Inc.|9027
HYGS|HYDROGENICS CORP|DBAX|Deutsche Bank Securities Inc.|200
HYGS|HYDROGENICS CORP|DEAN|MORGAN STANLEY|250
HYGS|HYDROGENICS CORP|DEGS|RONIN PROFESSIONAL LLC|7008
HYGS|HYDROGENICS CORP|EBXL|EBX LLC|2800
HYGS|HYDROGENICS CORP|EGXM|CBOE TRADING, INC.|5
HYGS|HYDROGENICS CORP|ETRS|E*Trade Securities LLC|13147
HYGS|HYDROGENICS CORP|FBCO|Credit Suisse Securities (USA) LLC|8746
HYGS|HYDROGENICS CORP|FILL|Tradestation Securities, Inc.|200
HYGS|HYDROGENICS CORP|FMAF|NBCN Inc./ CDS|2500
HYGS|HYDROGENICS CORP|FOMA|TD AMERITRADE CLEARING, INC.|33258
HYGS|HYDROGENICS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128
HYGS|HYDROGENICS CORP|FTBR|Foliofn Investments, Inc.|3
HYGS|HYDROGENICS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|334
HYGS|HYDROGENICS CORP|GSCO|GOLDMAN SACHS & CO. LLC|26321
HYGS|HYDROGENICS CORP|GSCS|GOLDMAN SACHS & CO. LLC|13716
HYGS|HYDROGENICS CORP|GSLT|GOLDMAN SACHS & CO. LLC|24
HYGS|HYDROGENICS CORP|GTSZ|GTS SECURITIES LLC|1521
HYGS|HYDROGENICS CORP|HSBC|HSBC Securities, Inc.|7546
HYGS|HYDROGENICS CORP|IBKR|Interactive Brokers Llc|23267
HYGS|HYDROGENICS CORP|ICBX|INSTINET, LLC|500
HYGS|HYDROGENICS CORP|INCA|INSTINET, LLC|13094
HYGS|HYDROGENICS CORP|INJX|INSTINET, LLC|431
HYGS|HYDROGENICS CORP|ITGI|ITG Inc.|1823
HYGS|HYDROGENICS CORP|ITGP|ITG INC.|600
HYGS|HYDROGENICS CORP|JPMX|J.P. Morgan Securities LLC|1000
HYGS|HYDROGENICS CORP|KCGM|VIRTU Americas LLC|548
HYGS|HYDROGENICS CORP|LEHM|Barclays Capital Inc./Le|1753
HYGS|HYDROGENICS CORP|LIME|Lime Brokerage LLC|17931
HYGS|HYDROGENICS CORP|MBTS|ALLY INVEST SECURITIES LLC|16225
HYGS|HYDROGENICS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
HYGS|HYDROGENICS CORP|MSCO|MORGAN STANLEY & CO. LLC|52499
HYGS|HYDROGENICS CORP|MSPL|MORGAN STANLEY & CO. LLC|1600
HYGS|HYDROGENICS CORP|MSTX|MORGAN STANLEY & CO. LLC|200
HYGS|HYDROGENICS CORP|NFSC|National Financial Services LLC|24034
HYGS|HYDROGENICS CORP|NITE|VIRTU Americas LLC|54441
HYGS|HYDROGENICS CORP|OPCO|Oppenheimer & Co. Inc.|290
HYGS|HYDROGENICS CORP|RBCM|RBC CAPITAL MARKETS, LLC|132
HYGS|HYDROGENICS CORP|SBSH|Citigroup Global Markets Inc.|1855
HYGS|HYDROGENICS CORP|SGMT|GOLDMAN SACHS & CO. LLC|1593
HYGS|HYDROGENICS CORP|SPDR|SPEEDROUTE LLC|2100
HYGS|HYDROGENICS CORP|SWIM|TD Ameritrade, Inc.|6940
HYGS|HYDROGENICS CORP|TKNG|ALLY INVEST SECURITIES LLC|200
HYGS|HYDROGENICS CORP|TMBR|Timber Hill LLC|169
HYGS|HYDROGENICS CORP|TRCM|TRC MARKETS LLC|2734
HYGS|HYDROGENICS CORP|TWTT|TASTYWORKS, INC.|30
HYGS|HYDROGENICS CORP|UBSA|UBS SECURITIES LLC|13042
HYGS|HYDROGENICS CORP|UBSS|UBS Securities LLC|17459
HYGS|HYDROGENICS CORP|VGRD|Vanguard Marketing Corporation|2225
HYGS|HYDROGENICS CORP|WCHV|WELLS FARGO SECURITIES, LLC|11885
HYGS|HYDROGENICS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3102
HYGS|HYDROGENICS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2696
HYGS|HYDROGENICS CORP|WSEA|WOLVERINE SECURITIES, LLC|6830
HYHG|PROSHARES HY IR HEDG|APCC|Apex Clearing Corporation|101
HYHG|PROSHARES HY IR HEDG|BARD|Robert W. Baird & Co. Incorporated|650
HYHG|PROSHARES HY IR HEDG|BATM|CBOE TRADING, INC.|700
HYHG|PROSHARES HY IR HEDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1956
HYHG|PROSHARES HY IR HEDG|BYXM|CBOE TRADING, INC.|30
HYHG|PROSHARES HY IR HEDG|CHAS|Charles Schwab & Co., Inc.|1
HYHG|PROSHARES HY IR HEDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1899
HYHG|PROSHARES HY IR HEDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4348
HYHG|PROSHARES HY IR HEDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3339
HYHG|PROSHARES HY IR HEDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
HYHG|PROSHARES HY IR HEDG|DBAX|Deutsche Bank Securities Inc.|1500
HYHG|PROSHARES HY IR HEDG|EBXL|EBX LLC|4900
HYHG|PROSHARES HY IR HEDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|3700
HYHG|PROSHARES HY IR HEDG|EDJO|Edward D. Jones & Co., L.P.|130
HYHG|PROSHARES HY IR HEDG|ETRS|E*Trade Securities LLC|1511
HYHG|PROSHARES HY IR HEDG|FBSB|U.S. Bancorp Investments, Inc.|451
HYHG|PROSHARES HY IR HEDG|FTBR|Foliofn Investments, Inc.|47
HYHG|PROSHARES HY IR HEDG|GLPX|ACS EXECUTION SERVICES, LLC|1693
HYHG|PROSHARES HY IR HEDG|GSCO|GOLDMAN SACHS & CO. LLC|12500
HYHG|PROSHARES HY IR HEDG|GTSZ|GTS SECURITIES LLC|226
HYHG|PROSHARES HY IR HEDG|IBKR|Interactive Brokers Llc|519
HYHG|PROSHARES HY IR HEDG|ICBX|INSTINET, LLC|800
HYHG|PROSHARES HY IR HEDG|INCA|INSTINET, LLC|5968
HYHG|PROSHARES HY IR HEDG|INJX|INSTINET, LLC|1
HYHG|PROSHARES HY IR HEDG|ITGI|ITG Inc.|2300
HYHG|PROSHARES HY IR HEDG|JANY|Janney Montgomery Scott Inc.|200
HYHG|PROSHARES HY IR HEDG|JEFF|JEFFERIES LLC|1977
HYHG|PROSHARES HY IR HEDG|JPMX|J.P. Morgan Securities LLC|5092
HYHG|PROSHARES HY IR HEDG|JSEB|JANE STREET EXECUTION SERVICES, LLC|3617
HYHG|PROSHARES HY IR HEDG|JSJX|JANE STREET CAPITAL LLC|10347
HYHG|PROSHARES HY IR HEDG|KCGM|VIRTU Americas LLC|5147
HYHG|PROSHARES HY IR HEDG|LEHM|Barclays Capital Inc./Le|4000
HYHG|PROSHARES HY IR HEDG|LIME|Lime Brokerage LLC|156
HYHG|PROSHARES HY IR HEDG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|615
HYHG|PROSHARES HY IR HEDG|MACC|Mid Atlantic Capital Corporation|83
HYHG|PROSHARES HY IR HEDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
HYHG|PROSHARES HY IR HEDG|MOTF|MOTIF INVESTING, INC.|1
HYHG|PROSHARES HY IR HEDG|MSCO|MORGAN STANLEY & CO. LLC|22398
HYHG|PROSHARES HY IR HEDG|MSPL|MORGAN STANLEY & CO. LLC|600
HYHG|PROSHARES HY IR HEDG|NFSC|National Financial Services LLC|6746
HYHG|PROSHARES HY IR HEDG|NITE|VIRTU Americas LLC|15632
HYHG|PROSHARES HY IR HEDG|NTBF|BMO Nesbitt Burns Inc./CDS|100
HYHG|PROSHARES HY IR HEDG|PDQM|CODA MARKETS, INC.|4069
HYHG|PROSHARES HY IR HEDG|RBCM|RBC CAPITAL MARKETS, LLC|2362
HYHG|PROSHARES HY IR HEDG|SALI|INTL FCSTONE FINANCIAL INC.|804
HYHG|PROSHARES HY IR HEDG|SGMT|GOLDMAN SACHS & CO. LLC|980
HYHG|PROSHARES HY IR HEDG|STFL|Stifel, Nicolaus & Company, Incorporated|758
HYHG|PROSHARES HY IR HEDG|SWIM|TD Ameritrade, Inc.|600
HYHG|PROSHARES HY IR HEDG|UBSA|UBS SECURITIES LLC|7002
HYHG|PROSHARES HY IR HEDG|UBSS|UBS Securities LLC|4860
HYHG|PROSHARES HY IR HEDG|VGRD|Vanguard Marketing Corporation|5349
HYHG|PROSHARES HY IR HEDG|WCHV|WELLS FARGO SECURITIES, LLC|3405
HYHG|PROSHARES HY IR HEDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
HYHG|PROSHARES HY IR HEDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1191
HYI|WESTERN ASSET HY DEF|ALTX|Alternet Securities Inc.|100
HYI|WESTERN ASSET HY DEF|APCC|Apex Clearing Corporation|19
HYI|WESTERN ASSET HY DEF|BARD|Robert W. Baird & Co. Incorporated|4
HYI|WESTERN ASSET HY DEF|BBNT|BB&T SECURITIES, LLC|1540
HYI|WESTERN ASSET HY DEF|BTIG|BTIG, LLC|244
HYI|WESTERN ASSET HY DEF|CHAS|Charles Schwab & Co., Inc.|809
HYI|WESTERN ASSET HY DEF|CIST|Capital Institutional Services, Inc.|1700
HYI|WESTERN ASSET HY DEF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|352
HYI|WESTERN ASSET HY DEF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|192
HYI|WESTERN ASSET HY DEF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2962
HYI|WESTERN ASSET HY DEF|CXCX|CITIGROUP GLOBAL MARKETS INC.|454
HYI|WESTERN ASSET HY DEF|DBAX|Deutsche Bank Securities Inc.|600
HYI|WESTERN ASSET HY DEF|DEAN|MORGAN STANLEY|15040
HYI|WESTERN ASSET HY DEF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10586
HYI|WESTERN ASSET HY DEF|EBXL|EBX LLC|4100
HYI|WESTERN ASSET HY DEF|ECUT|CONVERGEX EXECUTION SOLUTIONS|4
HYI|WESTERN ASSET HY DEF|EDJO|Edward D. Jones & Co., L.P.|13462
HYI|WESTERN ASSET HY DEF|ETCB|ETC BROKERAGE SERVICES, LLC|545
HYI|WESTERN ASSET HY DEF|ETRS|E*Trade Securities LLC|5610
HYI|WESTERN ASSET HY DEF|FBSB|U.S. Bancorp Investments, Inc.|1
HYI|WESTERN ASSET HY DEF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5572
HYI|WESTERN ASSET HY DEF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39041
HYI|WESTERN ASSET HY DEF|FTBR|Foliofn Investments, Inc.|304
HYI|WESTERN ASSET HY DEF|GLPX|ACS EXECUTION SERVICES, LLC|218
HYI|WESTERN ASSET HY DEF|GSCO|GOLDMAN SACHS & CO. LLC|17142
HYI|WESTERN ASSET HY DEF|GTSZ|GTS SECURITIES LLC|120
HYI|WESTERN ASSET HY DEF|HRBF|American Enterprise Investment Services Inc.|10420
HYI|WESTERN ASSET HY DEF|IATS|INTERACTIVE BROKERS LLC|40
HYI|WESTERN ASSET HY DEF|IBKR|Interactive Brokers Llc|716
HYI|WESTERN ASSET HY DEF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3724
HYI|WESTERN ASSET HY DEF|ICBX|INSTINET, LLC|200
HYI|WESTERN ASSET HY DEF|INCA|INSTINET, LLC|1415
HYI|WESTERN ASSET HY DEF|ITGI|ITG Inc.|356
HYI|WESTERN ASSET HY DEF|ITGP|ITG INC.|400
HYI|WESTERN ASSET HY DEF|JANY|Janney Montgomery Scott Inc.|3
HYI|WESTERN ASSET HY DEF|JPMX|J.P. Morgan Securities LLC|600
HYI|WESTERN ASSET HY DEF|KCGM|VIRTU Americas LLC|992
HYI|WESTERN ASSET HY DEF|LEHM|Barclays Capital Inc./Le|1800
HYI|WESTERN ASSET HY DEF|LIME|Lime Brokerage LLC|767
HYI|WESTERN ASSET HY DEF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|621
HYI|WESTERN ASSET HY DEF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
HYI|WESTERN ASSET HY DEF|MSCO|MORGAN STANLEY & CO. LLC|54612
HYI|WESTERN ASSET HY DEF|MSPL|MORGAN STANLEY & CO. LLC|1800
HYI|WESTERN ASSET HY DEF|NFSC|National Financial Services LLC|43807
HYI|WESTERN ASSET HY DEF|NITE|VIRTU Americas LLC|118102
HYI|WESTERN ASSET HY DEF|NQRB|Brut, LLC|1796
HYI|WESTERN ASSET HY DEF|OPCO|Oppenheimer & Co. Inc.|13924
HYI|WESTERN ASSET HY DEF|PDQM|CODA MARKETS, INC.|2411
HYI|WESTERN ASSET HY DEF|PWJC|UBS Financial Services, Inc.|4744
HYI|WESTERN ASSET HY DEF|RBCM|RBC CAPITAL MARKETS, LLC|4035
HYI|WESTERN ASSET HY DEF|SALI|INTL FCSTONE FINANCIAL INC.|25
HYI|WESTERN ASSET HY DEF|SBSH|Citigroup Global Markets Inc.|4829
HYI|WESTERN ASSET HY DEF|SEIC|SEI Investments Distribution Co.|100
HYI|WESTERN ASSET HY DEF|SGMT|GOLDMAN SACHS & CO. LLC|5394
HYI|WESTERN ASSET HY DEF|STFL|Stifel, Nicolaus & Company, Incorporated|689
HYI|WESTERN ASSET HY DEF|STSE|SOUTHERN TRUST SECURITIES, INC.|193
HYI|WESTERN ASSET HY DEF|SWIM|TD Ameritrade, Inc.|610
HYI|WESTERN ASSET HY DEF|SWST|Hilltop Securities Inc.|1121
HYI|WESTERN ASSET HY DEF|TRBT|Tradebot Systems, Inc.|1077
HYI|WESTERN ASSET HY DEF|UBSA|UBS SECURITIES LLC|10985
HYI|WESTERN ASSET HY DEF|UBSS|UBS Securities LLC|31784
HYI|WESTERN ASSET HY DEF|VALX|VIRTU AMERICAS LLC|100
HYI|WESTERN ASSET HY DEF|VGRD|Vanguard Marketing Corporation|977
HYI|WESTERN ASSET HY DEF|WCHV|WELLS FARGO SECURITIES, LLC|82340
HYI|WESTERN ASSET HY DEF|WEDB|WEDBUSH SECURITIES INC.|1000
HYI|WESTERN ASSET HY DEF|WEED|Weeden & Co.L.P.|1012
HYI|WESTERN ASSET HY DEF|WGIF|CIBC World Markets Inc.|14
HYI|WESTERN ASSET HY DEF|WSEA|WOLVERINE SECURITIES, LLC|26
HYI|WESTERN ASSET HY DEF|YKNA|COMHAR CAPITAL MARKETS, LLC|400
HYI|WESTERN ASSET HY DEF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8551
HYIH|XTRACKERS HIGH YIELD|BATM|CBOE TRADING, INC.|200
HYIH|XTRACKERS HIGH YIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82
HYIH|XTRACKERS HIGH YIELD|ETRS|E*Trade Securities LLC|19
HYIH|XTRACKERS HIGH YIELD|FTBR|Foliofn Investments, Inc.|13
HYIH|XTRACKERS HIGH YIELD|IATS|INTERACTIVE BROKERS LLC|64
HYIH|XTRACKERS HIGH YIELD|LIME|Lime Brokerage LLC|18
HYIH|XTRACKERS HIGH YIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
HYIH|XTRACKERS HIGH YIELD|NFSC|National Financial Services LLC|219
HYIH|XTRACKERS HIGH YIELD|NITE|VIRTU Americas LLC|1005
HYIH|XTRACKERS HIGH YIELD|SBSH|Citigroup Global Markets Inc.|8453
HYIH|XTRACKERS HIGH YIELD|UBSA|UBS SECURITIES LLC|100
HYIH|XTRACKERS HIGH YIELD|UBSS|UBS Securities LLC|554
HYLB|XTRACKERS USD HIGH Y|ALTX|Alternet Securities Inc.|3900
HYLB|XTRACKERS USD HIGH Y|APCC|Apex Clearing Corporation|1464
HYLB|XTRACKERS USD HIGH Y|BANK|Primevest Financial Services, Inc.|638
HYLB|XTRACKERS USD HIGH Y|BARD|Robert W. Baird & Co. Incorporated|110
HYLB|XTRACKERS USD HIGH Y|BATM|CBOE TRADING, INC.|6779
HYLB|XTRACKERS USD HIGH Y|BBNT|BB&T SECURITIES, LLC|98
HYLB|XTRACKERS USD HIGH Y|BERN|Sanford C. Bernstein & Co., LLC|33
HYLB|XTRACKERS USD HIGH Y|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18769
HYLB|XTRACKERS USD HIGH Y|BMOC|BMO Capital Markets Corp.|417
HYLB|XTRACKERS USD HIGH Y|BNPX|BNP PARIBAS SECURITIES CORP.|1723
HYLB|XTRACKERS USD HIGH Y|BRGE|Newbridge Securities Corp.|4
HYLB|XTRACKERS USD HIGH Y|CANT|Cantor Fitzgerald & Co.|2777
HYLB|XTRACKERS USD HIGH Y|CHAS|Charles Schwab & Co., Inc.|11315635
HYLB|XTRACKERS USD HIGH Y|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6586
HYLB|XTRACKERS USD HIGH Y|CROS|CREDIT SUISSE SECURITIES (USA) LLC|180840
HYLB|XTRACKERS USD HIGH Y|CTDL|Citadel Derivatives Group Llc|148
HYLB|XTRACKERS USD HIGH Y|CXCX|CITIGROUP GLOBAL MARKETS INC.|11690
HYLB|XTRACKERS USD HIGH Y|DBAX|Deutsche Bank Securities Inc.|26300
HYLB|XTRACKERS USD HIGH Y|DEAN|MORGAN STANLEY|1195
HYLB|XTRACKERS USD HIGH Y|EBXL|EBX LLC|29300
HYLB|XTRACKERS USD HIGH Y|ECUT|CONVERGEX EXECUTION SOLUTIONS|8576
HYLB|XTRACKERS USD HIGH Y|EDJO|Edward D. Jones & Co., L.P.|347
HYLB|XTRACKERS USD HIGH Y|EGAM|CBOE TRADING, INC.|1414
HYLB|XTRACKERS USD HIGH Y|EGXM|CBOE TRADING, INC.|9515
HYLB|XTRACKERS USD HIGH Y|EGXW|CBOE TRADING, INC.|613
HYLB|XTRACKERS USD HIGH Y|ETBE|Electronic Transaction Clearing, Inc.|100
HYLB|XTRACKERS USD HIGH Y|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6583
HYLB|XTRACKERS USD HIGH Y|ETRS|E*Trade Securities LLC|1860
HYLB|XTRACKERS USD HIGH Y|FBSB|U.S. Bancorp Investments, Inc.|2912
HYLB|XTRACKERS USD HIGH Y|FLTU|FLOW TRADERS US LLC|245512
HYLB|XTRACKERS USD HIGH Y|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55104
HYLB|XTRACKERS USD HIGH Y|FTBR|Foliofn Investments, Inc.|3
HYLB|XTRACKERS USD HIGH Y|GEBB|GLOBAL EXECUTION BROKERS, LP|18366
HYLB|XTRACKERS USD HIGH Y|GSCO|GOLDMAN SACHS & CO. LLC|5402
HYLB|XTRACKERS USD HIGH Y|GSLT|GOLDMAN SACHS & CO. LLC|2948
HYLB|XTRACKERS USD HIGH Y|GTSZ|GTS SECURITIES LLC|1000
HYLB|XTRACKERS USD HIGH Y|HRBF|American Enterprise Investment Services Inc.|1283
HYLB|XTRACKERS USD HIGH Y|IBKR|Interactive Brokers Llc|120
HYLB|XTRACKERS USD HIGH Y|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|274
HYLB|XTRACKERS USD HIGH Y|ICBX|INSTINET, LLC|48632
HYLB|XTRACKERS USD HIGH Y|INCA|INSTINET, LLC|91860
HYLB|XTRACKERS USD HIGH Y|ITGI|ITG Inc.|7342
HYLB|XTRACKERS USD HIGH Y|ITGP|ITG INC.|5400
HYLB|XTRACKERS USD HIGH Y|JMPT|JUMP TRADING, LLC|5051
HYLB|XTRACKERS USD HIGH Y|JPMX|J.P. Morgan Securities LLC|61706
HYLB|XTRACKERS USD HIGH Y|JSEB|JANE STREET EXECUTION SERVICES, LLC|187504
HYLB|XTRACKERS USD HIGH Y|JSJX|JANE STREET CAPITAL LLC|81341
HYLB|XTRACKERS USD HIGH Y|KCGM|VIRTU Americas LLC|11668
HYLB|XTRACKERS USD HIGH Y|LEHM|Barclays Capital Inc./Le|78200
HYLB|XTRACKERS USD HIGH Y|LIME|Lime Brokerage LLC|6158
HYLB|XTRACKERS USD HIGH Y|LSCI|Lek Securities Corporation|4
HYLB|XTRACKERS USD HIGH Y|MACC|Mid Atlantic Capital Corporation|2020
HYLB|XTRACKERS USD HIGH Y|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|137892
HYLB|XTRACKERS USD HIGH Y|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|860
HYLB|XTRACKERS USD HIGH Y|MSCO|MORGAN STANLEY & CO. LLC|125173
HYLB|XTRACKERS USD HIGH Y|MSPL|MORGAN STANLEY & CO. LLC|24700
HYLB|XTRACKERS USD HIGH Y|NFSC|National Financial Services LLC|22832
HYLB|XTRACKERS USD HIGH Y|NITE|VIRTU Americas LLC|133564
HYLB|XTRACKERS USD HIGH Y|NITP|VIRTU Americas LLC|700
HYLB|XTRACKERS USD HIGH Y|NQRB|Brut, LLC|300
HYLB|XTRACKERS USD HIGH Y|PDQM|CODA MARKETS, INC.|1500
HYLB|XTRACKERS USD HIGH Y|PUMX|Puma Capital, LLC|307
HYLB|XTRACKERS USD HIGH Y|SBSH|Citigroup Global Markets Inc.|595
HYLB|XTRACKERS USD HIGH Y|SEIC|SEI Investments Distribution Co.|2400
HYLB|XTRACKERS USD HIGH Y|SGMT|GOLDMAN SACHS & CO. LLC|22007
HYLB|XTRACKERS USD HIGH Y|STFL|Stifel, Nicolaus & Company, Incorporated|288
HYLB|XTRACKERS USD HIGH Y|SWIM|TD Ameritrade, Inc.|2
HYLB|XTRACKERS USD HIGH Y|SWST|Hilltop Securities Inc.|201
HYLB|XTRACKERS USD HIGH Y|TRBT|Tradebot Systems, Inc.|3957
HYLB|XTRACKERS USD HIGH Y|UBSA|UBS SECURITIES LLC|193590
HYLB|XTRACKERS USD HIGH Y|UBSS|UBS Securities LLC|178321
HYLB|XTRACKERS USD HIGH Y|VALX|VIRTU AMERICAS LLC|2403
HYLB|XTRACKERS USD HIGH Y|VGRD|Vanguard Marketing Corporation|1012
HYLB|XTRACKERS USD HIGH Y|WBET|Wallachbeth Capital LLC|14421
HYLB|XTRACKERS USD HIGH Y|WCHV|WELLS FARGO SECURITIES, LLC|43859
HYLB|XTRACKERS USD HIGH Y|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13
HYLB|XTRACKERS USD HIGH Y|WLTH|WEALTHFRONT BROKERAGE CORPORATION|72
HYLB|XTRACKERS USD HIGH Y|WSEA|WOLVERINE SECURITIES, LLC|52
HYLB|XTRACKERS USD HIGH Y|XSTM|NATIONAL FINANCIAL SERVICES LLC|23966
HYLB|XTRACKERS USD HIGH Y|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11061
HYLD|PERITUS HIGH YIELD|APCC|Apex Clearing Corporation|56
HYLD|PERITUS HIGH YIELD|BANK|Primevest Financial Services, Inc.|1
HYLD|PERITUS HIGH YIELD|BARD|Robert W. Baird & Co. Incorporated|58
HYLD|PERITUS HIGH YIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1617
HYLD|PERITUS HIGH YIELD|BYXM|CBOE TRADING, INC.|529
HYLD|PERITUS HIGH YIELD|CANT|Cantor Fitzgerald & Co.|2252
HYLD|PERITUS HIGH YIELD|CHAS|Charles Schwab & Co., Inc.|3
HYLD|PERITUS HIGH YIELD|CICF|Canaccord Genuity Corp.|200
HYLD|PERITUS HIGH YIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4712
HYLD|PERITUS HIGH YIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7801
HYLD|PERITUS HIGH YIELD|CSIN|Citadel Securities Institutional LLC|2566
HYLD|PERITUS HIGH YIELD|CXCX|CITIGROUP GLOBAL MARKETS INC.|602
HYLD|PERITUS HIGH YIELD|DBAX|Deutsche Bank Securities Inc.|1800
HYLD|PERITUS HIGH YIELD|DEAN|MORGAN STANLEY|3045
HYLD|PERITUS HIGH YIELD|EBXL|EBX LLC|1900
HYLD|PERITUS HIGH YIELD|EDJO|Edward D. Jones & Co., L.P.|2818
HYLD|PERITUS HIGH YIELD|ETRS|E*Trade Securities LLC|6225
HYLD|PERITUS HIGH YIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|401
HYLD|PERITUS HIGH YIELD|FTBR|Foliofn Investments, Inc.|5393
HYLD|PERITUS HIGH YIELD|GLPX|ACS EXECUTION SERVICES, LLC|3000
HYLD|PERITUS HIGH YIELD|GSCO|GOLDMAN SACHS & CO. LLC|1515
HYLD|PERITUS HIGH YIELD|GSCS|GOLDMAN SACHS & CO. LLC|1566
HYLD|PERITUS HIGH YIELD|GTSZ|GTS SECURITIES LLC|910
HYLD|PERITUS HIGH YIELD|HRBF|American Enterprise Investment Services Inc.|60
HYLD|PERITUS HIGH YIELD|IATS|INTERACTIVE BROKERS LLC|1010
HYLD|PERITUS HIGH YIELD|IBKR|Interactive Brokers Llc|504
HYLD|PERITUS HIGH YIELD|ICBX|INSTINET, LLC|2512
HYLD|PERITUS HIGH YIELD|INCA|INSTINET, LLC|1529
HYLD|PERITUS HIGH YIELD|ITGI|ITG Inc.|6949
HYLD|PERITUS HIGH YIELD|ITGP|ITG INC.|2600
HYLD|PERITUS HIGH YIELD|JANY|Janney Montgomery Scott Inc.|692
HYLD|PERITUS HIGH YIELD|JPMX|J.P. Morgan Securities LLC|1800
HYLD|PERITUS HIGH YIELD|JSEB|JANE STREET EXECUTION SERVICES, LLC|77622
HYLD|PERITUS HIGH YIELD|JSJX|JANE STREET CAPITAL LLC|16676
HYLD|PERITUS HIGH YIELD|KCGM|VIRTU Americas LLC|4006
HYLD|PERITUS HIGH YIELD|LEHM|Barclays Capital Inc./Le|4400
HYLD|PERITUS HIGH YIELD|LIME|Lime Brokerage LLC|4130
HYLD|PERITUS HIGH YIELD|MCMF|Raymond James Ltd. Cds|430
HYLD|PERITUS HIGH YIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
HYLD|PERITUS HIGH YIELD|MSCO|MORGAN STANLEY & CO. LLC|22790
HYLD|PERITUS HIGH YIELD|MSPL|MORGAN STANLEY & CO. LLC|900
HYLD|PERITUS HIGH YIELD|NFSC|National Financial Services LLC|42305
HYLD|PERITUS HIGH YIELD|NITE|VIRTU Americas LLC|48711
HYLD|PERITUS HIGH YIELD|NITP|VIRTU Americas LLC|800
HYLD|PERITUS HIGH YIELD|OPCO|Oppenheimer & Co. Inc.|487
HYLD|PERITUS HIGH YIELD|PDQM|CODA MARKETS, INC.|4300
HYLD|PERITUS HIGH YIELD|RBCM|RBC CAPITAL MARKETS, LLC|1000
HYLD|PERITUS HIGH YIELD|SALI|INTL FCSTONE FINANCIAL INC.|2
HYLD|PERITUS HIGH YIELD|SBSH|Citigroup Global Markets Inc.|2216
HYLD|PERITUS HIGH YIELD|SGMT|GOLDMAN SACHS & CO. LLC|1449
HYLD|PERITUS HIGH YIELD|STFL|Stifel, Nicolaus & Company, Incorporated|486
HYLD|PERITUS HIGH YIELD|SWIM|TD Ameritrade, Inc.|344
HYLD|PERITUS HIGH YIELD|UBSA|UBS SECURITIES LLC|10613
HYLD|PERITUS HIGH YIELD|UBSS|UBS Securities LLC|19407
HYLD|PERITUS HIGH YIELD|VGRD|Vanguard Marketing Corporation|4086
HYLD|PERITUS HIGH YIELD|WCHV|WELLS FARGO SECURITIES, LLC|11786
HYLD|PERITUS HIGH YIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|517
HYLD|PERITUS HIGH YIELD|WSEA|WOLVERINE SECURITIES, LLC|140
HYLD|PERITUS HIGH YIELD|XSTM|NATIONAL FINANCIAL SERVICES LLC|16410
HYLD|PERITUS HIGH YIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4030
HYLS|FIRST TRUST TACTICAL|ALTX|Alternet Securities Inc.|4321
HYLS|FIRST TRUST TACTICAL|APCC|Apex Clearing Corporation|635
HYLS|FIRST TRUST TACTICAL|BANK|Primevest Financial Services, Inc.|179
HYLS|FIRST TRUST TACTICAL|BARD|Robert W. Baird & Co. Incorporated|11263
HYLS|FIRST TRUST TACTICAL|BATM|CBOE TRADING, INC.|100
HYLS|FIRST TRUST TACTICAL|BBNT|BB&T SECURITIES, LLC|1891
HYLS|FIRST TRUST TACTICAL|BERN|Sanford C. Bernstein & Co., LLC|245
HYLS|FIRST TRUST TACTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5182
HYLS|FIRST TRUST TACTICAL|BTIG|BTIG, LLC|58631
HYLS|FIRST TRUST TACTICAL|BYXM|CBOE TRADING, INC.|100
HYLS|FIRST TRUST TACTICAL|CANT|Cantor Fitzgerald & Co.|7686
HYLS|FIRST TRUST TACTICAL|CHAS|Charles Schwab & Co., Inc.|6591
HYLS|FIRST TRUST TACTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103595
HYLS|FIRST TRUST TACTICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
HYLS|FIRST TRUST TACTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14439
HYLS|FIRST TRUST TACTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|5600
HYLS|FIRST TRUST TACTICAL|DADA|D.A. Davidson & Co.|375
HYLS|FIRST TRUST TACTICAL|DBAB|Deutsche Bank Securities Inc.|1993
HYLS|FIRST TRUST TACTICAL|DBAX|Deutsche Bank Securities Inc.|7800
HYLS|FIRST TRUST TACTICAL|DEAN|MORGAN STANLEY|17281
HYLS|FIRST TRUST TACTICAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3613
HYLS|FIRST TRUST TACTICAL|EBXL|EBX LLC|4300
HYLS|FIRST TRUST TACTICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1148
HYLS|FIRST TRUST TACTICAL|EDJO|Edward D. Jones & Co., L.P.|831
HYLS|FIRST TRUST TACTICAL|EGAM|CBOE TRADING, INC.|1892
HYLS|FIRST TRUST TACTICAL|EGXM|CBOE TRADING, INC.|235
HYLS|FIRST TRUST TACTICAL|ETBE|Electronic Transaction Clearing, Inc.|100
HYLS|FIRST TRUST TACTICAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12180
HYLS|FIRST TRUST TACTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2601
HYLS|FIRST TRUST TACTICAL|ETRS|E*Trade Securities LLC|1020
HYLS|FIRST TRUST TACTICAL|FBCO|Credit Suisse Securities (USA) LLC|8767
HYLS|FIRST TRUST TACTICAL|FILL|Tradestation Securities, Inc.|70
HYLS|FIRST TRUST TACTICAL|FMAF|NBCN Inc./ CDS|214
HYLS|FIRST TRUST TACTICAL|FOMA|TD AMERITRADE CLEARING, INC.|118000
HYLS|FIRST TRUST TACTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42562
HYLS|FIRST TRUST TACTICAL|FTBR|Foliofn Investments, Inc.|1488
HYLS|FIRST TRUST TACTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|26458
HYLS|FIRST TRUST TACTICAL|GLPX|ACS EXECUTION SERVICES, LLC|1661
HYLS|FIRST TRUST TACTICAL|GSCO|GOLDMAN SACHS & CO. LLC|39333
HYLS|FIRST TRUST TACTICAL|GSCS|GOLDMAN SACHS & CO. LLC|14038
HYLS|FIRST TRUST TACTICAL|GSLT|GOLDMAN SACHS & CO. LLC|100
HYLS|FIRST TRUST TACTICAL|GTSZ|GTS SECURITIES LLC|1255
HYLS|FIRST TRUST TACTICAL|HRBF|American Enterprise Investment Services Inc.|1581
HYLS|FIRST TRUST TACTICAL|IBKR|Interactive Brokers Llc|2636
HYLS|FIRST TRUST TACTICAL|ICBX|INSTINET, LLC|3800
HYLS|FIRST TRUST TACTICAL|INCA|INSTINET, LLC|12639
HYLS|FIRST TRUST TACTICAL|ITGI|ITG Inc.|9890
HYLS|FIRST TRUST TACTICAL|ITGP|ITG INC.|6600
HYLS|FIRST TRUST TACTICAL|JANY|Janney Montgomery Scott Inc.|12569
HYLS|FIRST TRUST TACTICAL|JPMX|J.P. Morgan Securities LLC|6416
HYLS|FIRST TRUST TACTICAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|339293
HYLS|FIRST TRUST TACTICAL|JSJX|JANE STREET CAPITAL LLC|70808
HYLS|FIRST TRUST TACTICAL|KCGM|VIRTU Americas LLC|5052
HYLS|FIRST TRUST TACTICAL|LEHM|Barclays Capital Inc./Le|12000
HYLS|FIRST TRUST TACTICAL|LIME|Lime Brokerage LLC|10824
HYLS|FIRST TRUST TACTICAL|LSCI|Lek Securities Corporation|137
HYLS|FIRST TRUST TACTICAL|MACC|Mid Atlantic Capital Corporation|2747
HYLS|FIRST TRUST TACTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92707
HYLS|FIRST TRUST TACTICAL|MSCO|MORGAN STANLEY & CO. LLC|190407
HYLS|FIRST TRUST TACTICAL|MSPL|MORGAN STANLEY & CO. LLC|5300
HYLS|FIRST TRUST TACTICAL|NBCS|NBC Securities, INC.|609
HYLS|FIRST TRUST TACTICAL|NFSC|National Financial Services LLC|190137
HYLS|FIRST TRUST TACTICAL|NITE|VIRTU Americas LLC|222088
HYLS|FIRST TRUST TACTICAL|NQRB|Brut, LLC|13
HYLS|FIRST TRUST TACTICAL|NTRC|Northern Trust Securities, Inc.|1359
HYLS|FIRST TRUST TACTICAL|OLDM|OLD MISSION CAPITAL, LLC|29822
HYLS|FIRST TRUST TACTICAL|OPCO|Oppenheimer & Co. Inc.|2
HYLS|FIRST TRUST TACTICAL|PDQM|CODA MARKETS, INC.|9884
HYLS|FIRST TRUST TACTICAL|RAJA|Raymond James & Associates, Inc.|16927
HYLS|FIRST TRUST TACTICAL|RBCM|RBC CAPITAL MARKETS, LLC|2803
HYLS|FIRST TRUST TACTICAL|SAGL|SAGETRADER, LLC|300
HYLS|FIRST TRUST TACTICAL|SBSH|Citigroup Global Markets Inc.|46242
HYLS|FIRST TRUST TACTICAL|SEIC|SEI Investments Distribution Co.|2299
HYLS|FIRST TRUST TACTICAL|SGMT|GOLDMAN SACHS & CO. LLC|3960
HYLS|FIRST TRUST TACTICAL|SPDR|SPEEDROUTE LLC|4184
HYLS|FIRST TRUST TACTICAL|STFL|Stifel, Nicolaus & Company, Incorporated|5880
HYLS|FIRST TRUST TACTICAL|SWIM|TD Ameritrade, Inc.|1502
HYLS|FIRST TRUST TACTICAL|SWST|Hilltop Securities Inc.|1
HYLS|FIRST TRUST TACTICAL|TKNG|ALLY INVEST SECURITIES LLC|74
HYLS|FIRST TRUST TACTICAL|TRCM|TRC MARKETS LLC|208
HYLS|FIRST TRUST TACTICAL|UBSA|UBS SECURITIES LLC|39071
HYLS|FIRST TRUST TACTICAL|UBSS|UBS Securities LLC|104154
HYLS|FIRST TRUST TACTICAL|VALX|VIRTU AMERICAS LLC|200
HYLS|FIRST TRUST TACTICAL|VGRD|Vanguard Marketing Corporation|371
HYLS|FIRST TRUST TACTICAL|WBET|Wallachbeth Capital LLC|7898
HYLS|FIRST TRUST TACTICAL|WCHV|WELLS FARGO SECURITIES, LLC|122148
HYLS|FIRST TRUST TACTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|387
HYLS|FIRST TRUST TACTICAL|WSEA|WOLVERINE SECURITIES, LLC|349
HYLS|FIRST TRUST TACTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|7200
HYLS|FIRST TRUST TACTICAL|YKNA|COMHAR CAPITAL MARKETS, LLC|3800
HYLS|FIRST TRUST TACTICAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67919
HYLV|IQ S&P HIGH YIELD LO|APCC|Apex Clearing Corporation|1
HYLV|IQ S&P HIGH YIELD LO|BATM|CBOE TRADING, INC.|21900
HYLV|IQ S&P HIGH YIELD LO|CANT|Cantor Fitzgerald & Co.|147320
HYLV|IQ S&P HIGH YIELD LO|CHAS|Charles Schwab & Co., Inc.|2
HYLV|IQ S&P HIGH YIELD LO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600
HYLV|IQ S&P HIGH YIELD LO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5200
HYLV|IQ S&P HIGH YIELD LO|DBAB|Deutsche Bank Securities Inc.|3500
HYLV|IQ S&P HIGH YIELD LO|DBAX|Deutsche Bank Securities Inc.|14300
HYLV|IQ S&P HIGH YIELD LO|DEAN|MORGAN STANLEY|900
HYLV|IQ S&P HIGH YIELD LO|EBXL|EBX LLC|100
HYLV|IQ S&P HIGH YIELD LO|ETRS|E*Trade Securities LLC|193
HYLV|IQ S&P HIGH YIELD LO|FTBR|Foliofn Investments, Inc.|1
HYLV|IQ S&P HIGH YIELD LO|GSLT|GOLDMAN SACHS & CO. LLC|200
HYLV|IQ S&P HIGH YIELD LO|ICBX|INSTINET, LLC|100
HYLV|IQ S&P HIGH YIELD LO|JPMX|J.P. Morgan Securities LLC|1600
HYLV|IQ S&P HIGH YIELD LO|JSJX|JANE STREET CAPITAL LLC|23288
HYLV|IQ S&P HIGH YIELD LO|KCGM|VIRTU Americas LLC|706
HYLV|IQ S&P HIGH YIELD LO|LEHM|Barclays Capital Inc./Le|2400
HYLV|IQ S&P HIGH YIELD LO|LIME|Lime Brokerage LLC|200
HYLV|IQ S&P HIGH YIELD LO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
HYLV|IQ S&P HIGH YIELD LO|MSCO|MORGAN STANLEY & CO. LLC|1800
HYLV|IQ S&P HIGH YIELD LO|MSPL|MORGAN STANLEY & CO. LLC|1300
HYLV|IQ S&P HIGH YIELD LO|NFSC|National Financial Services LLC|14
HYLV|IQ S&P HIGH YIELD LO|NITE|VIRTU Americas LLC|2117
HYLV|IQ S&P HIGH YIELD LO|SWIM|TD Ameritrade, Inc.|116
HYLV|IQ S&P HIGH YIELD LO|UBSA|UBS SECURITIES LLC|3600
HYLV|IQ S&P HIGH YIELD LO|UBSS|UBS Securities LLC|645
HYLV|IQ S&P HIGH YIELD LO|WSEA|WOLVERINE SECURITIES, LLC|105
HYLV|IQ S&P HIGH YIELD LO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|948
HYMB|SPDR HY MUNI ETF|ALTX|Alternet Securities Inc.|4920
HYMB|SPDR HY MUNI ETF|APCC|Apex Clearing Corporation|108
HYMB|SPDR HY MUNI ETF|BARD|Robert W. Baird & Co. Incorporated|278
HYMB|SPDR HY MUNI ETF|BBNT|BB&T SECURITIES, LLC|60
HYMB|SPDR HY MUNI ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9395
HYMB|SPDR HY MUNI ETF|BYXM|CBOE TRADING, INC.|559
HYMB|SPDR HY MUNI ETF|CANT|Cantor Fitzgerald & Co.|5287
HYMB|SPDR HY MUNI ETF|CHAS|Charles Schwab & Co., Inc.|101083
HYMB|SPDR HY MUNI ETF|CIST|Capital Institutional Services, Inc.|339
HYMB|SPDR HY MUNI ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
HYMB|SPDR HY MUNI ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
HYMB|SPDR HY MUNI ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19602
HYMB|SPDR HY MUNI ETF|CSIN|Citadel Securities Institutional LLC|800
HYMB|SPDR HY MUNI ETF|CTDL|Citadel Derivatives Group Llc|4270
HYMB|SPDR HY MUNI ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
HYMB|SPDR HY MUNI ETF|DBAX|Deutsche Bank Securities Inc.|4700
HYMB|SPDR HY MUNI ETF|DEAN|MORGAN STANLEY|12833
HYMB|SPDR HY MUNI ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
HYMB|SPDR HY MUNI ETF|EBXL|EBX LLC|8100
HYMB|SPDR HY MUNI ETF|EDJO|Edward D. Jones & Co., L.P.|2042
HYMB|SPDR HY MUNI ETF|EGAM|CBOE TRADING, INC.|403
HYMB|SPDR HY MUNI ETF|EGXM|CBOE TRADING, INC.|5500
HYMB|SPDR HY MUNI ETF|EGXW|CBOE TRADING, INC.|500
HYMB|SPDR HY MUNI ETF|ETRS|E*Trade Securities LLC|6704
HYMB|SPDR HY MUNI ETF|FBSB|U.S. Bancorp Investments, Inc.|496
HYMB|SPDR HY MUNI ETF|FMAF|NBCN Inc./ CDS|20
HYMB|SPDR HY MUNI ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15991
HYMB|SPDR HY MUNI ETF|FTBR|Foliofn Investments, Inc.|1304
HYMB|SPDR HY MUNI ETF|GLPX|ACS EXECUTION SERVICES, LLC|1691
HYMB|SPDR HY MUNI ETF|GSCO|GOLDMAN SACHS & CO. LLC|4782
HYMB|SPDR HY MUNI ETF|GTSZ|GTS SECURITIES LLC|1732
HYMB|SPDR HY MUNI ETF|HRBF|American Enterprise Investment Services Inc.|23500
HYMB|SPDR HY MUNI ETF|IATS|INTERACTIVE BROKERS LLC|500
HYMB|SPDR HY MUNI ETF|IBKR|Interactive Brokers Llc|7902
HYMB|SPDR HY MUNI ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|340
HYMB|SPDR HY MUNI ETF|ICBX|INSTINET, LLC|1500
HYMB|SPDR HY MUNI ETF|INCA|INSTINET, LLC|651
HYMB|SPDR HY MUNI ETF|ITGI|ITG Inc.|2238
HYMB|SPDR HY MUNI ETF|ITGP|ITG INC.|7200
HYMB|SPDR HY MUNI ETF|JPMX|J.P. Morgan Securities LLC|14000
HYMB|SPDR HY MUNI ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|50649
HYMB|SPDR HY MUNI ETF|JSJX|JANE STREET CAPITAL LLC|20051
HYMB|SPDR HY MUNI ETF|KCGM|VIRTU Americas LLC|18839
HYMB|SPDR HY MUNI ETF|LEHM|Barclays Capital Inc./Le|28400
HYMB|SPDR HY MUNI ETF|LIME|Lime Brokerage LLC|8341
HYMB|SPDR HY MUNI ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1402
HYMB|SPDR HY MUNI ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18002
HYMB|SPDR HY MUNI ETF|MSCO|MORGAN STANLEY & CO. LLC|34295
HYMB|SPDR HY MUNI ETF|MSPL|MORGAN STANLEY & CO. LLC|20400
HYMB|SPDR HY MUNI ETF|NFSC|National Financial Services LLC|64147
HYMB|SPDR HY MUNI ETF|NITE|VIRTU Americas LLC|126788
HYMB|SPDR HY MUNI ETF|NITP|VIRTU Americas LLC|4200
HYMB|SPDR HY MUNI ETF|NQRB|Brut, LLC|1420
HYMB|SPDR HY MUNI ETF|OPCO|Oppenheimer & Co. Inc.|80
HYMB|SPDR HY MUNI ETF|PDQM|CODA MARKETS, INC.|3311
HYMB|SPDR HY MUNI ETF|PWJC|UBS Financial Services, Inc.|200
HYMB|SPDR HY MUNI ETF|RBCM|RBC CAPITAL MARKETS, LLC|10536
HYMB|SPDR HY MUNI ETF|SALI|INTL FCSTONE FINANCIAL INC.|2317
HYMB|SPDR HY MUNI ETF|SBSH|Citigroup Global Markets Inc.|1975
HYMB|SPDR HY MUNI ETF|SGMT|GOLDMAN SACHS & CO. LLC|10765
HYMB|SPDR HY MUNI ETF|SPDR|SPEEDROUTE LLC|1200
HYMB|SPDR HY MUNI ETF|STFL|Stifel, Nicolaus & Company, Incorporated|493
HYMB|SPDR HY MUNI ETF|STXG|Stockcross Financial Services, Inc.|5
HYMB|SPDR HY MUNI ETF|SWST|Hilltop Securities Inc.|52
HYMB|SPDR HY MUNI ETF|TKNG|ALLY INVEST SECURITIES LLC|598
HYMB|SPDR HY MUNI ETF|TRBT|Tradebot Systems, Inc.|50
HYMB|SPDR HY MUNI ETF|UBSA|UBS SECURITIES LLC|35603
HYMB|SPDR HY MUNI ETF|UBSS|UBS Securities LLC|20975
HYMB|SPDR HY MUNI ETF|VALX|VIRTU AMERICAS LLC|85
HYMB|SPDR HY MUNI ETF|VGRD|Vanguard Marketing Corporation|8239
HYMB|SPDR HY MUNI ETF|WABR|Wall Street Access|8840
HYMB|SPDR HY MUNI ETF|WBLR|WILLIAM BLAIR|1023
HYMB|SPDR HY MUNI ETF|WCHV|WELLS FARGO SECURITIES, LLC|6186
HYMB|SPDR HY MUNI ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|137
HYMB|SPDR HY MUNI ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54
HYMB|SPDR HY MUNI ETF|WSEA|WOLVERINE SECURITIES, LLC|250
HYMB|SPDR HY MUNI ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
HYMB|SPDR HY MUNI ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|200
HYMB|SPDR HY MUNI ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4748
HYND|WT NG DR HI YL BD FD|APCC|Apex Clearing Corporation|10
HYND|WT NG DR HI YL BD FD|BATM|CBOE TRADING, INC.|900
HYND|WT NG DR HI YL BD FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7
HYND|WT NG DR HI YL BD FD|BYXM|CBOE TRADING, INC.|360
HYND|WT NG DR HI YL BD FD|CANT|Cantor Fitzgerald & Co.|15431
HYND|WT NG DR HI YL BD FD|CHAS|Charles Schwab & Co., Inc.|3
HYND|WT NG DR HI YL BD FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2000
HYND|WT NG DR HI YL BD FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
HYND|WT NG DR HI YL BD FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
HYND|WT NG DR HI YL BD FD|DBAX|Deutsche Bank Securities Inc.|31500
HYND|WT NG DR HI YL BD FD|EBXL|EBX LLC|7900
HYND|WT NG DR HI YL BD FD|EDJO|Edward D. Jones & Co., L.P.|1250
HYND|WT NG DR HI YL BD FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|88
HYND|WT NG DR HI YL BD FD|ETRS|E*Trade Securities LLC|3986
HYND|WT NG DR HI YL BD FD|FBCO|Credit Suisse Securities (USA) LLC|4678
HYND|WT NG DR HI YL BD FD|FILL|Tradestation Securities, Inc.|3
HYND|WT NG DR HI YL BD FD|FOMA|TD AMERITRADE CLEARING, INC.|155203
HYND|WT NG DR HI YL BD FD|FTBR|Foliofn Investments, Inc.|1010
HYND|WT NG DR HI YL BD FD|GEBB|GLOBAL EXECUTION BROKERS, LP|892
HYND|WT NG DR HI YL BD FD|GLPX|ACS EXECUTION SERVICES, LLC|200
HYND|WT NG DR HI YL BD FD|GSCO|GOLDMAN SACHS & CO. LLC|200
HYND|WT NG DR HI YL BD FD|GTSZ|GTS SECURITIES LLC|4739
HYND|WT NG DR HI YL BD FD|IATS|INTERACTIVE BROKERS LLC|168
HYND|WT NG DR HI YL BD FD|IBKR|Interactive Brokers Llc|31143
HYND|WT NG DR HI YL BD FD|ICBX|INSTINET, LLC|10400
HYND|WT NG DR HI YL BD FD|INCA|INSTINET, LLC|59775
HYND|WT NG DR HI YL BD FD|ITGP|ITG INC.|400
HYND|WT NG DR HI YL BD FD|JPMX|J.P. Morgan Securities LLC|370
HYND|WT NG DR HI YL BD FD|JSEB|JANE STREET EXECUTION SERVICES, LLC|90279
HYND|WT NG DR HI YL BD FD|JSJX|JANE STREET CAPITAL LLC|21225
HYND|WT NG DR HI YL BD FD|KCGM|VIRTU Americas LLC|4226
HYND|WT NG DR HI YL BD FD|LEHM|Barclays Capital Inc./Le|9800
HYND|WT NG DR HI YL BD FD|LIME|Lime Brokerage LLC|5444
HYND|WT NG DR HI YL BD FD|LMGP|LIME BROKERAGE LLC|1800
HYND|WT NG DR HI YL BD FD|LSCI|Lek Securities Corporation|600
HYND|WT NG DR HI YL BD FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
HYND|WT NG DR HI YL BD FD|MACC|Mid Atlantic Capital Corporation|49
HYND|WT NG DR HI YL BD FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
HYND|WT NG DR HI YL BD FD|MSCO|MORGAN STANLEY & CO. LLC|13800
HYND|WT NG DR HI YL BD FD|MSPL|MORGAN STANLEY & CO. LLC|17300
HYND|WT NG DR HI YL BD FD|NFSC|National Financial Services LLC|19174
HYND|WT NG DR HI YL BD FD|NITE|VIRTU Americas LLC|34743
HYND|WT NG DR HI YL BD FD|NQRB|Brut, LLC|300
HYND|WT NG DR HI YL BD FD|PDQM|CODA MARKETS, INC.|400
HYND|WT NG DR HI YL BD FD|RAJA|Raymond James & Associates, Inc.|5816
HYND|WT NG DR HI YL BD FD|RBCM|RBC CAPITAL MARKETS, LLC|542
HYND|WT NG DR HI YL BD FD|SAGL|SAGETRADER, LLC|100
HYND|WT NG DR HI YL BD FD|SGMT|GOLDMAN SACHS & CO. LLC|4973
HYND|WT NG DR HI YL BD FD|SPDR|SPEEDROUTE LLC|3702
HYND|WT NG DR HI YL BD FD|SWIM|TD Ameritrade, Inc.|341
HYND|WT NG DR HI YL BD FD|TRCM|TRC MARKETS LLC|498
HYND|WT NG DR HI YL BD FD|UBSA|UBS SECURITIES LLC|16382
HYND|WT NG DR HI YL BD FD|UBSS|UBS Securities LLC|32002
HYND|WT NG DR HI YL BD FD|VGRD|Vanguard Marketing Corporation|667
HYND|WT NG DR HI YL BD FD|WCHV|WELLS FARGO SECURITIES, LLC|1000
HYND|WT NG DR HI YL BD FD|WSEA|WOLVERINE SECURITIES, LLC|5
HYND|WT NG DR HI YL BD FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|15080
HYND|WT NG DR HI YL BD FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3281
HYRE|HYRECAR INC. CM|ACLP|ALEXANDER CAPITAL, L.P.|12400
HYRE|HYRECAR INC. CM|AGIS|Aegis Capital Corp.|15488
HYRE|HYRECAR INC. CM|ALTX|Alternet Securities Inc.|400
HYRE|HYRECAR INC. CM|APCC|Apex Clearing Corporation|8796
HYRE|HYRECAR INC. CM|BATM|CBOE TRADING, INC.|100
HYRE|HYRECAR INC. CM|BAYT|BTIG, LLC|7724
HYRE|HYRECAR INC. CM|BRGE|Newbridge Securities Corp.|47741
HYRE|HYRECAR INC. CM|BYXM|CBOE TRADING, INC.|200
HYRE|HYRECAR INC. CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1000
HYRE|HYRECAR INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28135
HYRE|HYRECAR INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7600
HYRE|HYRECAR INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2650
HYRE|HYRECAR INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14583
HYRE|HYRECAR INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1620
HYRE|HYRECAR INC. CM|DBAX|Deutsche Bank Securities Inc.|7200
HYRE|HYRECAR INC. CM|DEAN|MORGAN STANLEY|6500
HYRE|HYRECAR INC. CM|DJSA|Dawson James Securities, Inc|2400
HYRE|HYRECAR INC. CM|EBXL|EBX LLC|15900
HYRE|HYRECAR INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|6076
HYRE|HYRECAR INC. CM|EGAM|CBOE TRADING, INC.|590
HYRE|HYRECAR INC. CM|ETBE|Electronic Transaction Clearing, Inc.|1198
HYRE|HYRECAR INC. CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|81550
HYRE|HYRECAR INC. CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
HYRE|HYRECAR INC. CM|ETRS|E*Trade Securities LLC|88064
HYRE|HYRECAR INC. CM|FBCO|Credit Suisse Securities (USA) LLC|22530
HYRE|HYRECAR INC. CM|FILL|Tradestation Securities, Inc.|1570
HYRE|HYRECAR INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|145072
HYRE|HYRECAR INC. CM|FORD|Fordham Financial Management, Inc.|9750
HYRE|HYRECAR INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49541
HYRE|HYRECAR INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1095
HYRE|HYRECAR INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|32241
HYRE|HYRECAR INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|23715
HYRE|HYRECAR INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|11489
HYRE|HYRECAR INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|11408
HYRE|HYRECAR INC. CM|GTSZ|GTS SECURITIES LLC|4
HYRE|HYRECAR INC. CM|HRBF|American Enterprise Investment Services Inc.|1000
HYRE|HYRECAR INC. CM|IATS|INTERACTIVE BROKERS LLC|13328
HYRE|HYRECAR INC. CM|IBKR|Interactive Brokers Llc|116116
HYRE|HYRECAR INC. CM|ICBX|INSTINET, LLC|5015
HYRE|HYRECAR INC. CM|INCA|INSTINET, LLC|173990
HYRE|HYRECAR INC. CM|ITGI|ITG Inc.|48849
HYRE|HYRECAR INC. CM|ITGP|ITG INC.|4800
HYRE|HYRECAR INC. CM|JANY|Janney Montgomery Scott Inc.|9459
HYRE|HYRECAR INC. CM|JGUN|Joseph Gunnar & Co.  LLC|250
HYRE|HYRECAR INC. CM|JHDR|J.H. Darbie & Co., Inc.|43497
HYRE|HYRECAR INC. CM|JMPT|JUMP TRADING, LLC|3817
HYRE|HYRECAR INC. CM|JPMX|J.P. Morgan Securities LLC|14670
HYRE|HYRECAR INC. CM|KCGM|VIRTU Americas LLC|22961
HYRE|HYRECAR INC. CM|LAFC|R. F. Lafferty & Co., Inc.|15433
HYRE|HYRECAR INC. CM|LEHM|Barclays Capital Inc./Le|28700
HYRE|HYRECAR INC. CM|LIME|Lime Brokerage LLC|6652
HYRE|HYRECAR INC. CM|LSCI|Lek Securities Corporation|7532
HYRE|HYRECAR INC. CM|LTCO|Ladenburg, Thalmann & Co., Inc.|4700
HYRE|HYRECAR INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2078
HYRE|HYRECAR INC. CM|MAXM|Maxim Group LLC|58900
HYRE|HYRECAR INC. CM|MICA|Spartan Securities Group, Ltd.|500
HYRE|HYRECAR INC. CM|MILE|I-Bankers Securities, Inc.|9203
HYRE|HYRECAR INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
HYRE|HYRECAR INC. CM|MOTF|MOTIF INVESTING, INC.|40
HYRE|HYRECAR INC. CM|MSCO|MORGAN STANLEY & CO. LLC|124703
HYRE|HYRECAR INC. CM|NFSC|National Financial Services LLC|151070
HYRE|HYRECAR INC. CM|NITE|VIRTU Americas LLC|240885
HYRE|HYRECAR INC. CM|NQRB|Brut, LLC|300
HYRE|HYRECAR INC. CM|NTFN|Network 1 Financial Securities Inc.|156918
HYRE|HYRECAR INC. CM|OPCO|Oppenheimer & Co. Inc.|266336
HYRE|HYRECAR INC. CM|PDQM|CODA MARKETS, INC.|38116
HYRE|HYRECAR INC. CM|PREC|PRECISION SECURITIES, LLC|2000
HYRE|HYRECAR INC. CM|PUMA|Puma Capital, Llc|10000
HYRE|HYRECAR INC. CM|PWJC|UBS Financial Services, Inc.|3000
HYRE|HYRECAR INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|12890
HYRE|HYRECAR INC. CM|RJLC|RJL CAPITAL GROUP, LLC|2000
HYRE|HYRECAR INC. CM|ROTH|Roth Capital Partners, LLC|10200
HYRE|HYRECAR INC. CM|SAGL|SAGETRADER, LLC|769
HYRE|HYRECAR INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|11292
HYRE|HYRECAR INC. CM|SPDR|SPEEDROUTE LLC|1978
HYRE|HYRECAR INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|650
HYRE|HYRECAR INC. CM|STXG|Stockcross Financial Services, Inc.|49012
HYRE|HYRECAR INC. CM|SWIM|TD Ameritrade, Inc.|36439
HYRE|HYRECAR INC. CM|SWST|Hilltop Securities Inc.|2700
HYRE|HYRECAR INC. CM|TKNG|ALLY INVEST SECURITIES LLC|1657
HYRE|HYRECAR INC. CM|TRIP|Trident Partners Ltd.|119
HYRE|HYRECAR INC. CM|TWTT|TASTYWORKS, INC.|300
HYRE|HYRECAR INC. CM|UBSA|UBS SECURITIES LLC|33089
HYRE|HYRECAR INC. CM|UBSS|UBS Securities LLC|48053
HYRE|HYRECAR INC. CM|VALX|VIRTU AMERICAS LLC|4157
HYRE|HYRECAR INC. CM|VERT|The Vertical Trading Group, LLC|4900
HYRE|HYRECAR INC. CM|VGRD|Vanguard Marketing Corporation|1069
HYRE|HYRECAR INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|10820
HYRE|HYRECAR INC. CM|WEDB|WEDBUSH SECURITIES INC.|10000
HYRE|HYRECAR INC. CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28276
HYRE|HYRECAR INC. CM|WSEA|WOLVERINE SECURITIES, LLC|8951
HYRE|HYRECAR INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
HYRE|HYRECAR INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|300
HYRE|HYRECAR INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
HYS|PIMCO 0 5 YR HY CORP|ALTX|Alternet Securities Inc.|40972
HYS|PIMCO 0 5 YR HY CORP|APCC|Apex Clearing Corporation|564
HYS|PIMCO 0 5 YR HY CORP|BANK|Primevest Financial Services, Inc.|235
HYS|PIMCO 0 5 YR HY CORP|BARD|Robert W. Baird & Co. Incorporated|2404
HYS|PIMCO 0 5 YR HY CORP|BATM|CBOE TRADING, INC.|200
HYS|PIMCO 0 5 YR HY CORP|BBNT|BB&T SECURITIES, LLC|1823
HYS|PIMCO 0 5 YR HY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8232
HYS|PIMCO 0 5 YR HY CORP|BYXM|CBOE TRADING, INC.|5783
HYS|PIMCO 0 5 YR HY CORP|CANT|Cantor Fitzgerald & Co.|10274
HYS|PIMCO 0 5 YR HY CORP|CHAS|Charles Schwab & Co., Inc.|138
HYS|PIMCO 0 5 YR HY CORP|CIST|Capital Institutional Services, Inc.|125
HYS|PIMCO 0 5 YR HY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9596
HYS|PIMCO 0 5 YR HY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5798
HYS|PIMCO 0 5 YR HY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116229
HYS|PIMCO 0 5 YR HY CORP|CTDL|Citadel Derivatives Group Llc|6500
HYS|PIMCO 0 5 YR HY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|24646
HYS|PIMCO 0 5 YR HY CORP|DADA|D.A. Davidson & Co.|320
HYS|PIMCO 0 5 YR HY CORP|DAVA|Davenport & Company LLC|38
HYS|PIMCO 0 5 YR HY CORP|DBAB|Deutsche Bank Securities Inc.|3902
HYS|PIMCO 0 5 YR HY CORP|DBAX|Deutsche Bank Securities Inc.|129600
HYS|PIMCO 0 5 YR HY CORP|DCHF|Dart Executions, LLC|25
HYS|PIMCO 0 5 YR HY CORP|DEAN|MORGAN STANLEY|1659
HYS|PIMCO 0 5 YR HY CORP|DEGS|RONIN PROFESSIONAL LLC|1300
HYS|PIMCO 0 5 YR HY CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|660
HYS|PIMCO 0 5 YR HY CORP|EBXL|EBX LLC|227100
HYS|PIMCO 0 5 YR HY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
HYS|PIMCO 0 5 YR HY CORP|EDJC|Edward Jones / CDS|80
HYS|PIMCO 0 5 YR HY CORP|EDJO|Edward D. Jones & Co., L.P.|1606
HYS|PIMCO 0 5 YR HY CORP|EGAM|CBOE TRADING, INC.|5839
HYS|PIMCO 0 5 YR HY CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1100
HYS|PIMCO 0 5 YR HY CORP|EGXM|CBOE TRADING, INC.|100
HYS|PIMCO 0 5 YR HY CORP|ETBE|Electronic Transaction Clearing, Inc.|11839
HYS|PIMCO 0 5 YR HY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51974
HYS|PIMCO 0 5 YR HY CORP|ETRS|E*Trade Securities LLC|4759
HYS|PIMCO 0 5 YR HY CORP|FBSB|U.S. Bancorp Investments, Inc.|474
HYS|PIMCO 0 5 YR HY CORP|FINX|FINTECH SECURITIES|2996
HYS|PIMCO 0 5 YR HY CORP|FLTU|FLOW TRADERS US LLC|9783
HYS|PIMCO 0 5 YR HY CORP|FMAF|NBCN Inc./ CDS|241
HYS|PIMCO 0 5 YR HY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9460
HYS|PIMCO 0 5 YR HY CORP|FTBR|Foliofn Investments, Inc.|1933
HYS|PIMCO 0 5 YR HY CORP|GBMT|GBM International, Inc.|5217
HYS|PIMCO 0 5 YR HY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|400
HYS|PIMCO 0 5 YR HY CORP|GLIS|TD Securities Inc|25
HYS|PIMCO 0 5 YR HY CORP|GLPX|ACS EXECUTION SERVICES, LLC|22350
HYS|PIMCO 0 5 YR HY CORP|GSCO|GOLDMAN SACHS & CO. LLC|18993
HYS|PIMCO 0 5 YR HY CORP|GSCS|GOLDMAN SACHS & CO. LLC|12215
HYS|PIMCO 0 5 YR HY CORP|GSLT|GOLDMAN SACHS & CO. LLC|2797
HYS|PIMCO 0 5 YR HY CORP|GTSZ|GTS SECURITIES LLC|14289
HYS|PIMCO 0 5 YR HY CORP|HRBF|American Enterprise Investment Services Inc.|44406
HYS|PIMCO 0 5 YR HY CORP|IBKR|Interactive Brokers Llc|2816
HYS|PIMCO 0 5 YR HY CORP|ICBX|INSTINET, LLC|153948
HYS|PIMCO 0 5 YR HY CORP|INCA|INSTINET, LLC|238184
HYS|PIMCO 0 5 YR HY CORP|ITGI|ITG Inc.|15910
HYS|PIMCO 0 5 YR HY CORP|ITGP|ITG INC.|49000
HYS|PIMCO 0 5 YR HY CORP|JANY|Janney Montgomery Scott Inc.|189
HYS|PIMCO 0 5 YR HY CORP|JMPT|JUMP TRADING, LLC|10930
HYS|PIMCO 0 5 YR HY CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|367954
HYS|PIMCO 0 5 YR HY CORP|JSJX|JANE STREET CAPITAL LLC|297902
HYS|PIMCO 0 5 YR HY CORP|KCGM|VIRTU Americas LLC|36900
HYS|PIMCO 0 5 YR HY CORP|LEHM|Barclays Capital Inc./Le|218200
HYS|PIMCO 0 5 YR HY CORP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1630
HYS|PIMCO 0 5 YR HY CORP|LIME|Lime Brokerage LLC|12361
HYS|PIMCO 0 5 YR HY CORP|MACC|Mid Atlantic Capital Corporation|1186
HYS|PIMCO 0 5 YR HY CORP|MCMF|Raymond James Ltd. Cds|60
HYS|PIMCO 0 5 YR HY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|147602
HYS|PIMCO 0 5 YR HY CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|21090
HYS|PIMCO 0 5 YR HY CORP|MOTF|MOTIF INVESTING, INC.|4
HYS|PIMCO 0 5 YR HY CORP|MSCO|MORGAN STANLEY & CO. LLC|73941
HYS|PIMCO 0 5 YR HY CORP|MSPL|MORGAN STANLEY & CO. LLC|57400
HYS|PIMCO 0 5 YR HY CORP|NATL|National Securities Corporation|85
HYS|PIMCO 0 5 YR HY CORP|NFSC|National Financial Services LLC|151995
HYS|PIMCO 0 5 YR HY CORP|NITE|VIRTU Americas LLC|133097
HYS|PIMCO 0 5 YR HY CORP|NITP|VIRTU Americas LLC|100
HYS|PIMCO 0 5 YR HY CORP|NQRB|Brut, LLC|8687
HYS|PIMCO 0 5 YR HY CORP|OLDM|OLD MISSION CAPITAL, LLC|8025
HYS|PIMCO 0 5 YR HY CORP|OPCO|Oppenheimer & Co. Inc.|1325
HYS|PIMCO 0 5 YR HY CORP|PDQM|CODA MARKETS, INC.|84033
HYS|PIMCO 0 5 YR HY CORP|PWJC|UBS Financial Services, Inc.|130
HYS|PIMCO 0 5 YR HY CORP|RBCM|RBC CAPITAL MARKETS, LLC|4595
HYS|PIMCO 0 5 YR HY CORP|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|28254
HYS|PIMCO 0 5 YR HY CORP|SAGL|SAGETRADER, LLC|7200
HYS|PIMCO 0 5 YR HY CORP|SALI|INTL FCSTONE FINANCIAL INC.|108
HYS|PIMCO 0 5 YR HY CORP|SBSH|Citigroup Global Markets Inc.|71
HYS|PIMCO 0 5 YR HY CORP|SEIC|SEI Investments Distribution Co.|2500
HYS|PIMCO 0 5 YR HY CORP|SGMT|GOLDMAN SACHS & CO. LLC|74035
HYS|PIMCO 0 5 YR HY CORP|SPDR|SPEEDROUTE LLC|41740
HYS|PIMCO 0 5 YR HY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|3905
HYS|PIMCO 0 5 YR HY CORP|SWIM|TD Ameritrade, Inc.|703
HYS|PIMCO 0 5 YR HY CORP|SWST|Hilltop Securities Inc.|341
HYS|PIMCO 0 5 YR HY CORP|TRBT|Tradebot Systems, Inc.|78210
HYS|PIMCO 0 5 YR HY CORP|TRCM|TRC MARKETS LLC|200
HYS|PIMCO 0 5 YR HY CORP|UBSA|UBS SECURITIES LLC|164031
HYS|PIMCO 0 5 YR HY CORP|UBSS|UBS Securities LLC|202769
HYS|PIMCO 0 5 YR HY CORP|VALX|VIRTU AMERICAS LLC|614
HYS|PIMCO 0 5 YR HY CORP|VGRD|Vanguard Marketing Corporation|2656
HYS|PIMCO 0 5 YR HY CORP|WBET|Wallachbeth Capital LLC|703503
HYS|PIMCO 0 5 YR HY CORP|WCHV|WELLS FARGO SECURITIES, LLC|57537
HYS|PIMCO 0 5 YR HY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1054
HYS|PIMCO 0 5 YR HY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1001
HYS|PIMCO 0 5 YR HY CORP|WSEA|WOLVERINE SECURITIES, LLC|2818
HYS|PIMCO 0 5 YR HY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|43252
HYS|PIMCO 0 5 YR HY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
HYS|PIMCO 0 5 YR HY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33410
HYT|BLACKROCK CORPORATE|ADAM|CANACCORD GENUITY INC.|3382
HYT|BLACKROCK CORPORATE|ALTX|Alternet Securities Inc.|1610
HYT|BLACKROCK CORPORATE|APCC|Apex Clearing Corporation|277
HYT|BLACKROCK CORPORATE|BANK|Primevest Financial Services, Inc.|1639
HYT|BLACKROCK CORPORATE|BARD|Robert W. Baird & Co. Incorporated|2341
HYT|BLACKROCK CORPORATE|BATM|CBOE TRADING, INC.|200
HYT|BLACKROCK CORPORATE|BERN|Sanford C. Bernstein & Co., LLC|15930
HYT|BLACKROCK CORPORATE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2237
HYT|BLACKROCK CORPORATE|BRGE|Newbridge Securities Corp.|8092
HYT|BLACKROCK CORPORATE|BTIG|BTIG, LLC|23598
HYT|BLACKROCK CORPORATE|CANT|Cantor Fitzgerald & Co.|99989
HYT|BLACKROCK CORPORATE|CHAS|Charles Schwab & Co., Inc.|74
HYT|BLACKROCK CORPORATE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17112
HYT|BLACKROCK CORPORATE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
HYT|BLACKROCK CORPORATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14656
HYT|BLACKROCK CORPORATE|CTDL|Citadel Derivatives Group Llc|320
HYT|BLACKROCK CORPORATE|CXCX|CITIGROUP GLOBAL MARKETS INC.|9096
HYT|BLACKROCK CORPORATE|DADA|D.A. Davidson & Co.|320
HYT|BLACKROCK CORPORATE|DBAX|Deutsche Bank Securities Inc.|5600
HYT|BLACKROCK CORPORATE|DEAN|MORGAN STANLEY|46173
HYT|BLACKROCK CORPORATE|EBXL|EBX LLC|28200
HYT|BLACKROCK CORPORATE|EDJO|Edward D. Jones & Co., L.P.|6391
HYT|BLACKROCK CORPORATE|EGAM|CBOE TRADING, INC.|3383
HYT|BLACKROCK CORPORATE|EGXM|CBOE TRADING, INC.|300
HYT|BLACKROCK CORPORATE|ETBE|Electronic Transaction Clearing, Inc.|1300
HYT|BLACKROCK CORPORATE|ETRS|E*Trade Securities LLC|66801
HYT|BLACKROCK CORPORATE|FILL|Tradestation Securities, Inc.|100
HYT|BLACKROCK CORPORATE|FMAF|NBCN Inc./ CDS|166
HYT|BLACKROCK CORPORATE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8093
HYT|BLACKROCK CORPORATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22245
HYT|BLACKROCK CORPORATE|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|11983
HYT|BLACKROCK CORPORATE|FTBR|Foliofn Investments, Inc.|2802
HYT|BLACKROCK CORPORATE|GLPX|ACS EXECUTION SERVICES, LLC|5711
HYT|BLACKROCK CORPORATE|GSCO|GOLDMAN SACHS & CO. LLC|17400
HYT|BLACKROCK CORPORATE|GSLT|GOLDMAN SACHS & CO. LLC|3200
HYT|BLACKROCK CORPORATE|GTSZ|GTS SECURITIES LLC|1000
HYT|BLACKROCK CORPORATE|HRBF|American Enterprise Investment Services Inc.|111392
HYT|BLACKROCK CORPORATE|HSBC|HSBC Securities, Inc.|2100
HYT|BLACKROCK CORPORATE|IATS|INTERACTIVE BROKERS LLC|3137
HYT|BLACKROCK CORPORATE|IBKR|Interactive Brokers Llc|17403
HYT|BLACKROCK CORPORATE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7540
HYT|BLACKROCK CORPORATE|ICBX|INSTINET, LLC|10977
HYT|BLACKROCK CORPORATE|INCA|INSTINET, LLC|19850
HYT|BLACKROCK CORPORATE|ITGI|ITG Inc.|15865
HYT|BLACKROCK CORPORATE|ITGP|ITG INC.|12000
HYT|BLACKROCK CORPORATE|JANY|Janney Montgomery Scott Inc.|1085
HYT|BLACKROCK CORPORATE|JMPT|JUMP TRADING, LLC|421
HYT|BLACKROCK CORPORATE|JONE|JonesTrading|8200
HYT|BLACKROCK CORPORATE|JPMX|J.P. Morgan Securities LLC|8692
HYT|BLACKROCK CORPORATE|JSEB|JANE STREET EXECUTION SERVICES, LLC|48378
HYT|BLACKROCK CORPORATE|JSJX|JANE STREET CAPITAL LLC|5100
HYT|BLACKROCK CORPORATE|KCGM|VIRTU Americas LLC|4215
HYT|BLACKROCK CORPORATE|LEHM|Barclays Capital Inc./Le|54899
HYT|BLACKROCK CORPORATE|LGNT|COR CLEARING LLC|10
HYT|BLACKROCK CORPORATE|LIME|Lime Brokerage LLC|1296
HYT|BLACKROCK CORPORATE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
HYT|BLACKROCK CORPORATE|MACC|Mid Atlantic Capital Corporation|1260
HYT|BLACKROCK CORPORATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15220
HYT|BLACKROCK CORPORATE|MOTF|MOTIF INVESTING, INC.|1
HYT|BLACKROCK CORPORATE|MSCO|MORGAN STANLEY & CO. LLC|265809
HYT|BLACKROCK CORPORATE|MSPL|MORGAN STANLEY & CO. LLC|8100
HYT|BLACKROCK CORPORATE|NBCS|NBC Securities, INC.|2000
HYT|BLACKROCK CORPORATE|NFSC|National Financial Services LLC|341716
HYT|BLACKROCK CORPORATE|NITE|VIRTU Americas LLC|492416
HYT|BLACKROCK CORPORATE|NQRB|Brut, LLC|646
HYT|BLACKROCK CORPORATE|OPCO|Oppenheimer & Co. Inc.|31770
HYT|BLACKROCK CORPORATE|PDQM|CODA MARKETS, INC.|6541
HYT|BLACKROCK CORPORATE|PWJC|UBS Financial Services, Inc.|2536
HYT|BLACKROCK CORPORATE|RBCM|RBC CAPITAL MARKETS, LLC|10567
HYT|BLACKROCK CORPORATE|SAGC|SAGETRADER, LLC|600
HYT|BLACKROCK CORPORATE|SALI|INTL FCSTONE FINANCIAL INC.|88
HYT|BLACKROCK CORPORATE|SBSH|Citigroup Global Markets Inc.|14496
HYT|BLACKROCK CORPORATE|SEIC|SEI Investments Distribution Co.|800
HYT|BLACKROCK CORPORATE|SGMT|GOLDMAN SACHS & CO. LLC|9274
HYT|BLACKROCK CORPORATE|SPDR|SPEEDROUTE LLC|400
HYT|BLACKROCK CORPORATE|SPHN|Stephens Inc.|13
HYT|BLACKROCK CORPORATE|STFL|Stifel, Nicolaus & Company, Incorporated|2824
HYT|BLACKROCK CORPORATE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
HYT|BLACKROCK CORPORATE|SWIM|TD Ameritrade, Inc.|8290
HYT|BLACKROCK CORPORATE|SWST|Hilltop Securities Inc.|86338
HYT|BLACKROCK CORPORATE|TDSI|TD Securities (USA) LLC|8500
HYT|BLACKROCK CORPORATE|TKNG|ALLY INVEST SECURITIES LLC|200
HYT|BLACKROCK CORPORATE|TRBT|Tradebot Systems, Inc.|2735
HYT|BLACKROCK CORPORATE|UBSA|UBS SECURITIES LLC|50826
HYT|BLACKROCK CORPORATE|UBSS|UBS Securities LLC|211840
HYT|BLACKROCK CORPORATE|VALX|VIRTU AMERICAS LLC|6940
HYT|BLACKROCK CORPORATE|VGRD|Vanguard Marketing Corporation|94163
HYT|BLACKROCK CORPORATE|WCHV|WELLS FARGO SECURITIES, LLC|226083
HYT|BLACKROCK CORPORATE|WEDB|WEDBUSH SECURITIES INC.|1876
HYT|BLACKROCK CORPORATE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1373
HYT|BLACKROCK CORPORATE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1400
HYT|BLACKROCK CORPORATE|WGIF|CIBC World Markets Inc.|3
HYT|BLACKROCK CORPORATE|WSEA|WOLVERINE SECURITIES, LLC|9598
HYT|BLACKROCK CORPORATE|XSTM|NATIONAL FINANCIAL SERVICES LLC|5492
HYT|BLACKROCK CORPORATE|YKNA|COMHAR CAPITAL MARKETS, LLC|1011
HYT|BLACKROCK CORPORATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31649
HYUP|XTRACKERS HIGH BETA|JSEB|JANE STREET EXECUTION SERVICES, LLC|1500
HYUP|XTRACKERS HIGH BETA|JSJX|JANE STREET CAPITAL LLC|74
HYUP|XTRACKERS HIGH BETA|MOTF|MOTIF INVESTING, INC.|1
HYXE|ISHR IBX HY XOG CBND|ETRS|E*Trade Securities LLC|196
HYXE|ISHR IBX HY XOG CBND|FBCO|Credit Suisse Securities (USA) LLC|81
HYXE|ISHR IBX HY XOG CBND|FOMA|TD AMERITRADE CLEARING, INC.|200
HYXE|ISHR IBX HY XOG CBND|FTBR|Foliofn Investments, Inc.|4
HYXE|ISHR IBX HY XOG CBND|IBKR|Interactive Brokers Llc|78
HYXE|ISHR IBX HY XOG CBND|JSJX|JANE STREET CAPITAL LLC|1255
HYXE|ISHR IBX HY XOG CBND|LIME|Lime Brokerage LLC|281
HYXE|ISHR IBX HY XOG CBND|NFSC|National Financial Services LLC|600
HYXE|ISHR IBX HY XOG CBND|NITE|VIRTU Americas LLC|1109
HYXE|ISHR IBX HY XOG CBND|SGMT|GOLDMAN SACHS & CO. LLC|100
HYXE|ISHR IBX HY XOG CBND|UBSS|UBS Securities LLC|190
HYXE|ISHR IBX HY XOG CBND|WSEA|WOLVERINE SECURITIES, LLC|5
HYXE|ISHR IBX HY XOG CBND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|601
HYXU|ISHARES INTL HY BOND|BATM|CBOE TRADING, INC.|57
HYXU|ISHARES INTL HY BOND|BBNT|BB&T SECURITIES, LLC|228
HYXU|ISHARES INTL HY BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11967
HYXU|ISHARES INTL HY BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
HYXU|ISHARES INTL HY BOND|DBAX|Deutsche Bank Securities Inc.|400
HYXU|ISHARES INTL HY BOND|EDJO|Edward D. Jones & Co., L.P.|58
HYXU|ISHARES INTL HY BOND|ETRS|E*Trade Securities LLC|391
HYXU|ISHARES INTL HY BOND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|863
HYXU|ISHARES INTL HY BOND|FTBR|Foliofn Investments, Inc.|4760
HYXU|ISHARES INTL HY BOND|GTSZ|GTS SECURITIES LLC|204
HYXU|ISHARES INTL HY BOND|HRBF|American Enterprise Investment Services Inc.|185554
HYXU|ISHARES INTL HY BOND|IATS|INTERACTIVE BROKERS LLC|357
HYXU|ISHARES INTL HY BOND|IBKR|Interactive Brokers Llc|6292
HYXU|ISHARES INTL HY BOND|ICBX|INSTINET, LLC|100
HYXU|ISHARES INTL HY BOND|INTL|INTL FCSTONE FINANCIAL INC.|6150
HYXU|ISHARES INTL HY BOND|JPMX|J.P. Morgan Securities LLC|400
HYXU|ISHARES INTL HY BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|178489
HYXU|ISHARES INTL HY BOND|JSJX|JANE STREET CAPITAL LLC|34275
HYXU|ISHARES INTL HY BOND|KCGM|VIRTU Americas LLC|723
HYXU|ISHARES INTL HY BOND|LEHM|Barclays Capital Inc./Le|1400
HYXU|ISHARES INTL HY BOND|LIME|Lime Brokerage LLC|400
HYXU|ISHARES INTL HY BOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
HYXU|ISHARES INTL HY BOND|MOTF|MOTIF INVESTING, INC.|1
HYXU|ISHARES INTL HY BOND|MSCO|MORGAN STANLEY & CO. LLC|2288
HYXU|ISHARES INTL HY BOND|MSPL|MORGAN STANLEY & CO. LLC|2600
HYXU|ISHARES INTL HY BOND|NFSC|National Financial Services LLC|3220
HYXU|ISHARES INTL HY BOND|NITE|VIRTU Americas LLC|21574
HYXU|ISHARES INTL HY BOND|PICT|Pictet Overseas Inc.|6150
HYXU|ISHARES INTL HY BOND|RBCM|RBC CAPITAL MARKETS, LLC|1311
HYXU|ISHARES INTL HY BOND|SBSH|Citigroup Global Markets Inc.|1035
HYXU|ISHARES INTL HY BOND|STFL|Stifel, Nicolaus & Company, Incorporated|272
HYXU|ISHARES INTL HY BOND|SWST|Hilltop Securities Inc.|37
HYXU|ISHARES INTL HY BOND|UBSA|UBS SECURITIES LLC|4076
HYXU|ISHARES INTL HY BOND|UBSS|UBS Securities LLC|18501
HYXU|ISHARES INTL HY BOND|WCHV|WELLS FARGO SECURITIES, LLC|6909
HYXU|ISHARES INTL HY BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2413
HYZD|WT INT RT HD HI YD|ALTX|Alternet Securities Inc.|100
HYZD|WT INT RT HD HI YD|APCC|Apex Clearing Corporation|23
HYZD|WT INT RT HD HI YD|BATM|CBOE TRADING, INC.|100
HYZD|WT INT RT HD HI YD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12217
HYZD|WT INT RT HD HI YD|BRGE|Newbridge Securities Corp.|700
HYZD|WT INT RT HD HI YD|BYXM|CBOE TRADING, INC.|100
HYZD|WT INT RT HD HI YD|CANT|Cantor Fitzgerald & Co.|128354
HYZD|WT INT RT HD HI YD|CHAS|Charles Schwab & Co., Inc.|18
HYZD|WT INT RT HD HI YD|CIST|Capital Institutional Services, Inc.|17324
HYZD|WT INT RT HD HI YD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55
HYZD|WT INT RT HD HI YD|CSIN|Citadel Securities Institutional LLC|112889
HYZD|WT INT RT HD HI YD|CTDL|Citadel Derivatives Group Llc|118145
HYZD|WT INT RT HD HI YD|CXCX|CITIGROUP GLOBAL MARKETS INC.|14988
HYZD|WT INT RT HD HI YD|DBAX|Deutsche Bank Securities Inc.|58900
HYZD|WT INT RT HD HI YD|DEAN|MORGAN STANLEY|897
HYZD|WT INT RT HD HI YD|EBXL|EBX LLC|43600
HYZD|WT INT RT HD HI YD|EGAM|CBOE TRADING, INC.|12046
HYZD|WT INT RT HD HI YD|EGXM|CBOE TRADING, INC.|1700
HYZD|WT INT RT HD HI YD|ETBE|Electronic Transaction Clearing, Inc.|573
HYZD|WT INT RT HD HI YD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
HYZD|WT INT RT HD HI YD|ETRS|E*Trade Securities LLC|22502
HYZD|WT INT RT HD HI YD|FBCO|Credit Suisse Securities (USA) LLC|10545
HYZD|WT INT RT HD HI YD|FBSB|U.S. Bancorp Investments, Inc.|604
HYZD|WT INT RT HD HI YD|FILL|Tradestation Securities, Inc.|719
HYZD|WT INT RT HD HI YD|FMAF|NBCN Inc./ CDS|200
HYZD|WT INT RT HD HI YD|FOMA|TD AMERITRADE CLEARING, INC.|283956
HYZD|WT INT RT HD HI YD|FTBR|Foliofn Investments, Inc.|247
HYZD|WT INT RT HD HI YD|GEBB|GLOBAL EXECUTION BROKERS, LP|6147
HYZD|WT INT RT HD HI YD|GLPX|ACS EXECUTION SERVICES, LLC|1197
HYZD|WT INT RT HD HI YD|GSCO|GOLDMAN SACHS & CO. LLC|2300
HYZD|WT INT RT HD HI YD|GSLT|GOLDMAN SACHS & CO. LLC|1371
HYZD|WT INT RT HD HI YD|GTSZ|GTS SECURITIES LLC|2389
HYZD|WT INT RT HD HI YD|HRBF|American Enterprise Investment Services Inc.|20844
HYZD|WT INT RT HD HI YD|IATS|INTERACTIVE BROKERS LLC|200
HYZD|WT INT RT HD HI YD|IBKR|Interactive Brokers Llc|32945
HYZD|WT INT RT HD HI YD|ICBX|INSTINET, LLC|30014
HYZD|WT INT RT HD HI YD|INCA|INSTINET, LLC|238384
HYZD|WT INT RT HD HI YD|ITGI|ITG Inc.|10500
HYZD|WT INT RT HD HI YD|ITGP|ITG INC.|4200
HYZD|WT INT RT HD HI YD|JMPT|JUMP TRADING, LLC|780
HYZD|WT INT RT HD HI YD|JPMX|J.P. Morgan Securities LLC|18122
HYZD|WT INT RT HD HI YD|JSJX|JANE STREET CAPITAL LLC|50029
HYZD|WT INT RT HD HI YD|KCGM|VIRTU Americas LLC|27303
HYZD|WT INT RT HD HI YD|LEHM|Barclays Capital Inc./Le|52800
HYZD|WT INT RT HD HI YD|LIME|Lime Brokerage LLC|6533
HYZD|WT INT RT HD HI YD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32100
HYZD|WT INT RT HD HI YD|MOTF|MOTIF INVESTING, INC.|2
HYZD|WT INT RT HD HI YD|MSCO|MORGAN STANLEY & CO. LLC|750027
HYZD|WT INT RT HD HI YD|MSPL|MORGAN STANLEY & CO. LLC|28700
HYZD|WT INT RT HD HI YD|NFSC|National Financial Services LLC|63669
HYZD|WT INT RT HD HI YD|NITE|VIRTU Americas LLC|171626
HYZD|WT INT RT HD HI YD|NITP|VIRTU Americas LLC|1000
HYZD|WT INT RT HD HI YD|OPCO|Oppenheimer & Co. Inc.|560
HYZD|WT INT RT HD HI YD|PDQM|CODA MARKETS, INC.|11766
HYZD|WT INT RT HD HI YD|PICT|Pictet Overseas Inc.|1224
HYZD|WT INT RT HD HI YD|PWJC|UBS Financial Services, Inc.|3067
HYZD|WT INT RT HD HI YD|RAJA|Raymond James & Associates, Inc.|5339
HYZD|WT INT RT HD HI YD|RBCM|RBC CAPITAL MARKETS, LLC|5860
HYZD|WT INT RT HD HI YD|SAGL|SAGETRADER, LLC|951
HYZD|WT INT RT HD HI YD|SALI|INTL FCSTONE FINANCIAL INC.|1750
HYZD|WT INT RT HD HI YD|SBSH|Citigroup Global Markets Inc.|2229
HYZD|WT INT RT HD HI YD|SGMT|GOLDMAN SACHS & CO. LLC|15843
HYZD|WT INT RT HD HI YD|SPDR|SPEEDROUTE LLC|200
HYZD|WT INT RT HD HI YD|SPHN|Stephens Inc.|665
HYZD|WT INT RT HD HI YD|SWIM|TD Ameritrade, Inc.|1207
HYZD|WT INT RT HD HI YD|UBSA|UBS SECURITIES LLC|107831
HYZD|WT INT RT HD HI YD|UBSS|UBS Securities LLC|48892
HYZD|WT INT RT HD HI YD|VALX|VIRTU AMERICAS LLC|500
HYZD|WT INT RT HD HI YD|VGRD|Vanguard Marketing Corporation|13318
HYZD|WT INT RT HD HI YD|WCHV|WELLS FARGO SECURITIES, LLC|20126
HYZD|WT INT RT HD HI YD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
HYZD|WT INT RT HD HI YD|WSEA|WOLVERINE SECURITIES, LLC|135
HYZD|WT INT RT HD HI YD|XSTM|NATIONAL FINANCIAL SERVICES LLC|39244
HYZD|WT INT RT HD HI YD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22830
HZN|HORIZON GBL CP|ALTX|Alternet Securities Inc.|45758
HZN|HORIZON GBL CP|ANOS|ABEL/NOSER, L.L.C.|21419
HZN|HORIZON GBL CP|APCC|Apex Clearing Corporation|5408
HZN|HORIZON GBL CP|BATM|CBOE TRADING, INC.|4952
HZN|HORIZON GBL CP|BAYC|BAY CREST PARTNERS, LLC|413
HZN|HORIZON GBL CP|BAYT|BTIG, LLC|7600
HZN|HORIZON GBL CP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3350
HZN|HORIZON GBL CP|BERN|Sanford C. Bernstein & Co., LLC|8520
HZN|HORIZON GBL CP|BIDS|BIDS TRADING L.P.|36200
HZN|HORIZON GBL CP|BIMI|Banca IMI Securities Corp.|4900
HZN|HORIZON GBL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
HZN|HORIZON GBL CP|BLKX|INSTINET, LLC|23400
HZN|HORIZON GBL CP|BNPX|BNP PARIBAS SECURITIES CORP.|60
HZN|HORIZON GBL CP|BTIG|BTIG, LLC|1000
HZN|HORIZON GBL CP|BYXM|CBOE TRADING, INC.|1105
HZN|HORIZON GBL CP|BZYD|GOLDMAN SACHS & CO. LLC|200
HZN|HORIZON GBL CP|CANT|Cantor Fitzgerald & Co.|2680
HZN|HORIZON GBL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|18400
HZN|HORIZON GBL CP|CHAS|Charles Schwab & Co., Inc.|500
HZN|HORIZON GBL CP|CIST|Capital Institutional Services, Inc.|175
HZN|HORIZON GBL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|157481
HZN|HORIZON GBL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|65272
HZN|HORIZON GBL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27315
HZN|HORIZON GBL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139142
HZN|HORIZON GBL CP|CTDL|Citadel Derivatives Group Llc|840
HZN|HORIZON GBL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|34582
HZN|HORIZON GBL CP|DAVA|Davenport & Company LLC|11590
HZN|HORIZON GBL CP|DBAB|Deutsche Bank Securities Inc.|45640
HZN|HORIZON GBL CP|DBAX|Deutsche Bank Securities Inc.|146200
HZN|HORIZON GBL CP|DBUL|Deutsche Bank Securities Inc.|111
HZN|HORIZON GBL CP|DEAN|MORGAN STANLEY|900
HZN|HORIZON GBL CP|DEGS|RONIN PROFESSIONAL LLC|9958
HZN|HORIZON GBL CP|EBXL|EBX LLC|103500
HZN|HORIZON GBL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|28006
HZN|HORIZON GBL CP|EGAM|CBOE TRADING, INC.|20715
HZN|HORIZON GBL CP|EGMT|EG MARKET TECHNOLOGIES LLC|400
HZN|HORIZON GBL CP|EGXM|CBOE TRADING, INC.|11120
HZN|HORIZON GBL CP|ETBE|Electronic Transaction Clearing, Inc.|3902
HZN|HORIZON GBL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|12581
HZN|HORIZON GBL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2141
HZN|HORIZON GBL CP|ETRS|E*Trade Securities LLC|126254
HZN|HORIZON GBL CP|FILL|Tradestation Securities, Inc.|21926
HZN|HORIZON GBL CP|FINX|FINTECH SECURITIES|2247
HZN|HORIZON GBL CP|FMCO|First Manhattan Co|700
HZN|HORIZON GBL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1209
HZN|HORIZON GBL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95391
HZN|HORIZON GBL CP|FTBR|Foliofn Investments, Inc.|10
HZN|HORIZON GBL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|400
HZN|HORIZON GBL CP|GLPX|ACS EXECUTION SERVICES, LLC|48224
HZN|HORIZON GBL CP|GSCO|GOLDMAN SACHS & CO. LLC|215218
HZN|HORIZON GBL CP|GSCS|GOLDMAN SACHS & CO. LLC|29404
HZN|HORIZON GBL CP|GSLT|GOLDMAN SACHS & CO. LLC|4216
HZN|HORIZON GBL CP|GTSZ|GTS SECURITIES LLC|14234
HZN|HORIZON GBL CP|HSBC|HSBC Securities, Inc.|2800
HZN|HORIZON GBL CP|IATS|INTERACTIVE BROKERS LLC|3933
HZN|HORIZON GBL CP|IBKR|Interactive Brokers Llc|31522
HZN|HORIZON GBL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5320
HZN|HORIZON GBL CP|ICBX|INSTINET, LLC|37612
HZN|HORIZON GBL CP|IEQY|CITADEL SECURITIES LLC|11703
HZN|HORIZON GBL CP|INCA|INSTINET, LLC|102109
HZN|HORIZON GBL CP|INJX|INSTINET, LLC|1898
HZN|HORIZON GBL CP|ITGI|ITG Inc.|117619
HZN|HORIZON GBL CP|ITGP|ITG INC.|174600
HZN|HORIZON GBL CP|JEFF|JEFFERIES LLC|9100
HZN|HORIZON GBL CP|JMPT|JUMP TRADING, LLC|9678
HZN|HORIZON GBL CP|JONE|JonesTrading|18855
HZN|HORIZON GBL CP|JPBX|J.P. MORGAN SECURITIES LLC|23616
HZN|HORIZON GBL CP|JPMX|J.P. Morgan Securities LLC|202392
HZN|HORIZON GBL CP|JSJX|JANE STREET CAPITAL LLC|6175
HZN|HORIZON GBL CP|JSSF|JMP Securities LLC|300
HZN|HORIZON GBL CP|KCGM|VIRTU Americas LLC|27450
HZN|HORIZON GBL CP|LEHM|Barclays Capital Inc./Le|224672
HZN|HORIZON GBL CP|LIME|Lime Brokerage LLC|12065
HZN|HORIZON GBL CP|LOOP|Loop Capital Markets LLC|100
HZN|HORIZON GBL CP|LQNA|LIQUIDNET, INC.|60600
HZN|HORIZON GBL CP|LQNB|LIQUIDNET, INC.|10900
HZN|HORIZON GBL CP|LSCI|Lek Securities Corporation|220
HZN|HORIZON GBL CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2998
HZN|HORIZON GBL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65313
HZN|HORIZON GBL CP|MSCO|MORGAN STANLEY & CO. LLC|433599
HZN|HORIZON GBL CP|MSPL|MORGAN STANLEY & CO. LLC|157500
HZN|HORIZON GBL CP|MSTX|MORGAN STANLEY & CO. LLC|131700
HZN|HORIZON GBL CP|NFSC|National Financial Services LLC|169326
HZN|HORIZON GBL CP|NITE|VIRTU Americas LLC|345898
HZN|HORIZON GBL CP|NQRB|Brut, LLC|8880
HZN|HORIZON GBL CP|OTAA|OTA LLC|1100
HZN|HORIZON GBL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|215
HZN|HORIZON GBL CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1650
HZN|HORIZON GBL CP|PDQM|CODA MARKETS, INC.|185119
HZN|HORIZON GBL CP|RBCM|RBC CAPITAL MARKETS, LLC|63088
HZN|HORIZON GBL CP|SAGL|SAGETRADER, LLC|9800
HZN|HORIZON GBL CP|SBSH|Citigroup Global Markets Inc.|22855
HZN|HORIZON GBL CP|SGMT|GOLDMAN SACHS & CO. LLC|73369
HZN|HORIZON GBL CP|SPDR|SPEEDROUTE LLC|42171
HZN|HORIZON GBL CP|SPGS|Sea Port Group Securities, LLC|25000
HZN|HORIZON GBL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|713
HZN|HORIZON GBL CP|STFL|Stifel, Nicolaus & Company, Incorporated|3200
HZN|HORIZON GBL CP|SWIM|TD Ameritrade, Inc.|69971
HZN|HORIZON GBL CP|TKNG|ALLY INVEST SECURITIES LLC|1213
HZN|HORIZON GBL CP|TRBT|Tradebot Systems, Inc.|94972
HZN|HORIZON GBL CP|TRCM|TRC MARKETS LLC|25452
HZN|HORIZON GBL CP|UBSA|UBS SECURITIES LLC|430184
HZN|HORIZON GBL CP|UBSS|UBS Securities LLC|453187
HZN|HORIZON GBL CP|VALX|VIRTU AMERICAS LLC|11088
HZN|HORIZON GBL CP|VERT|The Vertical Trading Group, LLC|66676
HZN|HORIZON GBL CP|VGRD|Vanguard Marketing Corporation|8410
HZN|HORIZON GBL CP|VSIN|Vision Financial Markets Llc|2300
HZN|HORIZON GBL CP|WBLR|WILLIAM BLAIR|875
HZN|HORIZON GBL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1906
HZN|HORIZON GBL CP|WCHV|WELLS FARGO SECURITIES, LLC|200483
HZN|HORIZON GBL CP|WDNX|WEEDEN & CO.L.P.|4170
HZN|HORIZON GBL CP|WEDB|WEDBUSH SECURITIES INC.|6990
HZN|HORIZON GBL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5436
HZN|HORIZON GBL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1861
HZN|HORIZON GBL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|33
HZN|HORIZON GBL CP|WSEA|WOLVERINE SECURITIES, LLC|6331
HZN|HORIZON GBL CP|XIST|INSTINET, LLC|2200
HZN|HORIZON GBL CP|XPQR|Jump Trading|100
HZN|HORIZON GBL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9600
HZN|HORIZON GBL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|23939
HZN|HORIZON GBL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|535
HZNP|HORIZON PHARMA ORD|AGIS|Aegis Capital Corp.|2000
HZNP|HORIZON PHARMA ORD|ALTX|Alternet Securities Inc.|32493
HZNP|HORIZON PHARMA ORD|ANOS|ABEL/NOSER, L.L.C.|2720
HZNP|HORIZON PHARMA ORD|APCC|Apex Clearing Corporation|938
HZNP|HORIZON PHARMA ORD|BANK|Primevest Financial Services, Inc.|1500
HZNP|HORIZON PHARMA ORD|BATM|CBOE TRADING, INC.|4840
HZNP|HORIZON PHARMA ORD|BAYT|BTIG, LLC|800
HZNP|HORIZON PHARMA ORD|BBNT|BB&T SECURITIES, LLC|428
HZNP|HORIZON PHARMA ORD|BERN|Sanford C. Bernstein & Co., LLC|136823
HZNP|HORIZON PHARMA ORD|BIMI|Banca IMI Securities Corp.|3500
HZNP|HORIZON PHARMA ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15078
HZNP|HORIZON PHARMA ORD|BLKX|INSTINET, LLC|228500
HZNP|HORIZON PHARMA ORD|BMOC|BMO Capital Markets Corp.|182626
HZNP|HORIZON PHARMA ORD|BNPX|BNP PARIBAS SECURITIES CORP.|19206
HZNP|HORIZON PHARMA ORD|BTIG|BTIG, LLC|310814
HZNP|HORIZON PHARMA ORD|BYXM|CBOE TRADING, INC.|4797
HZNP|HORIZON PHARMA ORD|CANT|Cantor Fitzgerald & Co.|427
HZNP|HORIZON PHARMA ORD|CBLC|CITIGROUP GLOBAL MARKETS INC.|19600
HZNP|HORIZON PHARMA ORD|CHAS|Charles Schwab & Co., Inc.|27976
HZNP|HORIZON PHARMA ORD|CHLM|Craig-Hallum Capital Group LLC|6784
HZNP|HORIZON PHARMA ORD|CIST|Capital Institutional Services, Inc.|5200
HZNP|HORIZON PHARMA ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|479538
HZNP|HORIZON PHARMA ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|40
HZNP|HORIZON PHARMA ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|844371
HZNP|HORIZON PHARMA ORD|CTDL|Citadel Derivatives Group Llc|73075
HZNP|HORIZON PHARMA ORD|CTLR|CUTLER GROUP, LP|300
HZNP|HORIZON PHARMA ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|135636
HZNP|HORIZON PHARMA ORD|DADA|D.A. Davidson & Co.|92
HZNP|HORIZON PHARMA ORD|DBAB|Deutsche Bank Securities Inc.|978745
HZNP|HORIZON PHARMA ORD|DBAX|Deutsche Bank Securities Inc.|508500
HZNP|HORIZON PHARMA ORD|DBUL|Deutsche Bank Securities Inc.|13967
HZNP|HORIZON PHARMA ORD|DEAN|MORGAN STANLEY|6732
HZNP|HORIZON PHARMA ORD|DEGS|RONIN PROFESSIONAL LLC|3015
HZNP|HORIZON PHARMA ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9300
HZNP|HORIZON PHARMA ORD|DRWC|DRW SECURITIES, L.L.C.|300
HZNP|HORIZON PHARMA ORD|EBXL|EBX LLC|271800
HZNP|HORIZON PHARMA ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|21081
HZNP|HORIZON PHARMA ORD|EDJO|Edward D. Jones & Co., L.P.|3189
HZNP|HORIZON PHARMA ORD|EGAM|CBOE TRADING, INC.|23411
HZNP|HORIZON PHARMA ORD|EGAW|CBOE TRADING, INC.|300
HZNP|HORIZON PHARMA ORD|EGMT|EG MARKET TECHNOLOGIES LLC|200
HZNP|HORIZON PHARMA ORD|EGXM|CBOE TRADING, INC.|3676
HZNP|HORIZON PHARMA ORD|EGXW|CBOE TRADING, INC.|299
HZNP|HORIZON PHARMA ORD|ETBE|Electronic Transaction Clearing, Inc.|24474
HZNP|HORIZON PHARMA ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13508
HZNP|HORIZON PHARMA ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6962
HZNP|HORIZON PHARMA ORD|ETRS|E*Trade Securities LLC|129077
HZNP|HORIZON PHARMA ORD|FBCO|Credit Suisse Securities (USA) LLC|2651214
HZNP|HORIZON PHARMA ORD|FILL|Tradestation Securities, Inc.|8340
HZNP|HORIZON PHARMA ORD|FMAF|NBCN Inc./ CDS|515
HZNP|HORIZON PHARMA ORD|FOMA|TD AMERITRADE CLEARING, INC.|354677
HZNP|HORIZON PHARMA ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1786
HZNP|HORIZON PHARMA ORD|FQLS|Quantlab Securities LP|470473
HZNP|HORIZON PHARMA ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|198695
HZNP|HORIZON PHARMA ORD|FTBR|Foliofn Investments, Inc.|4387
HZNP|HORIZON PHARMA ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|56881
HZNP|HORIZON PHARMA ORD|GLPX|ACS EXECUTION SERVICES, LLC|51311
HZNP|HORIZON PHARMA ORD|GSCO|GOLDMAN SACHS & CO. LLC|4213701
HZNP|HORIZON PHARMA ORD|GSCS|GOLDMAN SACHS & CO. LLC|129050
HZNP|HORIZON PHARMA ORD|GSLT|GOLDMAN SACHS & CO. LLC|29836
HZNP|HORIZON PHARMA ORD|GTSZ|GTS SECURITIES LLC|43471
HZNP|HORIZON PHARMA ORD|HAPX|HAP Trading, LLC|672
HZNP|HORIZON PHARMA ORD|HRBF|American Enterprise Investment Services Inc.|2070
HZNP|HORIZON PHARMA ORD|HSBC|HSBC Securities, Inc.|725
HZNP|HORIZON PHARMA ORD|IATS|INTERACTIVE BROKERS LLC|14840
HZNP|HORIZON PHARMA ORD|IBKR|Interactive Brokers Llc|241720
HZNP|HORIZON PHARMA ORD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|219
HZNP|HORIZON PHARMA ORD|ICBX|INSTINET, LLC|183019
HZNP|HORIZON PHARMA ORD|IEQY|CITADEL SECURITIES LLC|269869
HZNP|HORIZON PHARMA ORD|INCA|INSTINET, LLC|703931
HZNP|HORIZON PHARMA ORD|INJX|INSTINET, LLC|290389
HZNP|HORIZON PHARMA ORD|ITGI|ITG Inc.|126730
HZNP|HORIZON PHARMA ORD|ITGP|ITG INC.|279600
HZNP|HORIZON PHARMA ORD|JANY|Janney Montgomery Scott Inc.|500
HZNP|HORIZON PHARMA ORD|JEFF|JEFFERIES LLC|791325
HZNP|HORIZON PHARMA ORD|JMPT|JUMP TRADING, LLC|112122
HZNP|HORIZON PHARMA ORD|JONE|JonesTrading|12200
HZNP|HORIZON PHARMA ORD|JPBX|J.P. MORGAN SECURITIES LLC|219230
HZNP|HORIZON PHARMA ORD|JPMX|J.P. Morgan Securities LLC|1048525
HZNP|HORIZON PHARMA ORD|JSJX|JANE STREET CAPITAL LLC|19105
HZNP|HORIZON PHARMA ORD|KCGM|VIRTU Americas LLC|109242
HZNP|HORIZON PHARMA ORD|LEER|LEERINK PARTNERS LLC|800
HZNP|HORIZON PHARMA ORD|LEHM|Barclays Capital Inc./Le|2033918
HZNP|HORIZON PHARMA ORD|LIME|Lime Brokerage LLC|369808
HZNP|HORIZON PHARMA ORD|LIWE|LIME BROKERAGE LLC|100
HZNP|HORIZON PHARMA ORD|LMGP|LIME BROKERAGE LLC|6000
HZNP|HORIZON PHARMA ORD|LOOP|Loop Capital Markets LLC|2800
HZNP|HORIZON PHARMA ORD|LQNA|LIQUIDNET, INC.|106900
HZNP|HORIZON PHARMA ORD|LSCI|Lek Securities Corporation|663
HZNP|HORIZON PHARMA ORD|MACQ|Macquarie Capital (USA) Inc.|28508
HZNP|HORIZON PHARMA ORD|MAXM|Maxim Group LLC|16700
HZNP|HORIZON PHARMA ORD|MBTS|ALLY INVEST SECURITIES LLC|1590
HZNP|HORIZON PHARMA ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|300573
HZNP|HORIZON PHARMA ORD|MOTF|MOTIF INVESTING, INC.|4
HZNP|HORIZON PHARMA ORD|MPSG|E D & F Man Capital Markets Inc.|30073
HZNP|HORIZON PHARMA ORD|MSCO|MORGAN STANLEY & CO. LLC|3365527
HZNP|HORIZON PHARMA ORD|MSPL|MORGAN STANLEY & CO. LLC|726400
HZNP|HORIZON PHARMA ORD|MSTX|MORGAN STANLEY & CO. LLC|380800
HZNP|HORIZON PHARMA ORD|MWCC|Monness Crespi Hardt & Co., Inc.|9230
HZNP|HORIZON PHARMA ORD|MZHO|Mizuho Securities USA LLC|838349
HZNP|HORIZON PHARMA ORD|NFSC|National Financial Services LLC|235627
HZNP|HORIZON PHARMA ORD|NITE|VIRTU Americas LLC|1036973
HZNP|HORIZON PHARMA ORD|NITP|VIRTU Americas LLC|9022
HZNP|HORIZON PHARMA ORD|NQRB|Brut, LLC|57383
HZNP|HORIZON PHARMA ORD|NTRC|Northern Trust Securities, Inc.|3792
HZNP|HORIZON PHARMA ORD|OPCO|Oppenheimer & Co. Inc.|18177
HZNP|HORIZON PHARMA ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4167
HZNP|HORIZON PHARMA ORD|PDQM|CODA MARKETS, INC.|162808
HZNP|HORIZON PHARMA ORD|PICT|Pictet Overseas Inc.|3680
HZNP|HORIZON PHARMA ORD|PIPR|Piper Jaffray & Co.|117300
HZNP|HORIZON PHARMA ORD|PWJC|UBS Financial Services, Inc.|80416
HZNP|HORIZON PHARMA ORD|RAJA|Raymond James & Associates, Inc.|23014
HZNP|HORIZON PHARMA ORD|RBCM|RBC CAPITAL MARKETS, LLC|16063
HZNP|HORIZON PHARMA ORD|RGLD|Regal Securities, Inc|2700
HZNP|HORIZON PHARMA ORD|SAGL|SAGETRADER, LLC|264073
HZNP|HORIZON PHARMA ORD|SAGW|SAGETRADER, LLC|3129
HZNP|HORIZON PHARMA ORD|SALI|INTL FCSTONE FINANCIAL INC.|88
HZNP|HORIZON PHARMA ORD|SBRX|MURIEL SIEBERT & CO INC|20
HZNP|HORIZON PHARMA ORD|SBSH|Citigroup Global Markets Inc.|639355
HZNP|HORIZON PHARMA ORD|SCMC|Scotia Capital Markets (USA) Inc.|7000
HZNP|HORIZON PHARMA ORD|SEIC|SEI Investments Distribution Co.|327
HZNP|HORIZON PHARMA ORD|SGMT|GOLDMAN SACHS & CO. LLC|262152
HZNP|HORIZON PHARMA ORD|SOGO|Wang Investment Associates, Inc.|2500
HZNP|HORIZON PHARMA ORD|SPDR|SPEEDROUTE LLC|56606
HZNP|HORIZON PHARMA ORD|STFL|Stifel, Nicolaus & Company, Incorporated|93216
HZNP|HORIZON PHARMA ORD|STXG|Stockcross Financial Services, Inc.|366358
HZNP|HORIZON PHARMA ORD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|150
HZNP|HORIZON PHARMA ORD|SWIM|TD Ameritrade, Inc.|342410
HZNP|HORIZON PHARMA ORD|SWST|Hilltop Securities Inc.|906
HZNP|HORIZON PHARMA ORD|TKNG|ALLY INVEST SECURITIES LLC|1375
HZNP|HORIZON PHARMA ORD|TOUR|TOURMALINE PARTNERS, LLC|400
HZNP|HORIZON PHARMA ORD|TRBT|Tradebot Systems, Inc.|478272
HZNP|HORIZON PHARMA ORD|TRCM|TRC MARKETS LLC|442151
HZNP|HORIZON PHARMA ORD|TWTT|TASTYWORKS, INC.|100
HZNP|HORIZON PHARMA ORD|UBSA|UBS SECURITIES LLC|1064239
HZNP|HORIZON PHARMA ORD|UBSS|UBS Securities LLC|2349413
HZNP|HORIZON PHARMA ORD|VALX|VIRTU AMERICAS LLC|33537
HZNP|HORIZON PHARMA ORD|VGRD|Vanguard Marketing Corporation|9243
HZNP|HORIZON PHARMA ORD|VNDS|VANDHAM SECURITIES CORP|1599
HZNP|HORIZON PHARMA ORD|WBLR|WILLIAM BLAIR|400
HZNP|HORIZON PHARMA ORD|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
HZNP|HORIZON PHARMA ORD|WCHV|WELLS FARGO SECURITIES, LLC|202089
HZNP|HORIZON PHARMA ORD|WDNX|WEEDEN & CO.L.P.|2294
HZNP|HORIZON PHARMA ORD|WEDB|WEDBUSH SECURITIES INC.|178078
HZNP|HORIZON PHARMA ORD|WEED|Weeden & Co.L.P.|5317
HZNP|HORIZON PHARMA ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55105
HZNP|HORIZON PHARMA ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25411
HZNP|HORIZON PHARMA ORD|WGIF|CIBC World Markets Inc.|850
HZNP|HORIZON PHARMA ORD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|153
HZNP|HORIZON PHARMA ORD|WOLF|Wolfe Trahan Securities|500
HZNP|HORIZON PHARMA ORD|WSEA|WOLVERINE SECURITIES, LLC|18456
HZNP|HORIZON PHARMA ORD|XIST|INSTINET, LLC|163790
HZNP|HORIZON PHARMA ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|27506
HZNP|HORIZON PHARMA ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|43167
HZNP|HORIZON PHARMA ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9225
HZO|MARINEMAX INC|ALTX|Alternet Securities Inc.|6203
HZO|MARINEMAX INC|APCC|Apex Clearing Corporation|12610
HZO|MARINEMAX INC|BARD|Robert W. Baird & Co. Incorporated|43
HZO|MARINEMAX INC|BATM|CBOE TRADING, INC.|985
HZO|MARINEMAX INC|BBNT|BB&T SECURITIES, LLC|26
HZO|MARINEMAX INC|BERN|Sanford C. Bernstein & Co., LLC|14189
HZO|MARINEMAX INC|BIDS|BIDS TRADING L.P.|5200
HZO|MARINEMAX INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49
HZO|MARINEMAX INC|BLKX|INSTINET, LLC|60600
HZO|MARINEMAX INC|BNPX|BNP PARIBAS SECURITIES CORP.|24020
HZO|MARINEMAX INC|BRVL|BLAYLOCK VAN, LLC|400
HZO|MARINEMAX INC|BTIG|BTIG, LLC|10
HZO|MARINEMAX INC|BYXM|CBOE TRADING, INC.|390
HZO|MARINEMAX INC|BZYD|GOLDMAN SACHS & CO. LLC|1881
HZO|MARINEMAX INC|CHLM|Craig-Hallum Capital Group LLC|3412
HZO|MARINEMAX INC|CIST|Capital Institutional Services, Inc.|821
HZO|MARINEMAX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74685
HZO|MARINEMAX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1148
HZO|MARINEMAX INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
HZO|MARINEMAX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|163803
HZO|MARINEMAX INC|CTDL|Citadel Derivatives Group Llc|8129
HZO|MARINEMAX INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|37574
HZO|MARINEMAX INC|DBAB|Deutsche Bank Securities Inc.|19779
HZO|MARINEMAX INC|DBAX|Deutsche Bank Securities Inc.|143100
HZO|MARINEMAX INC|DBUL|Deutsche Bank Securities Inc.|600
HZO|MARINEMAX INC|DEAN|MORGAN STANLEY|3315
HZO|MARINEMAX INC|DEGS|RONIN PROFESSIONAL LLC|2244
HZO|MARINEMAX INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7320
HZO|MARINEMAX INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1000
HZO|MARINEMAX INC|EBXL|EBX LLC|88400
HZO|MARINEMAX INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3434
HZO|MARINEMAX INC|EDJO|Edward D. Jones & Co., L.P.|165
HZO|MARINEMAX INC|EGAM|CBOE TRADING, INC.|4090
HZO|MARINEMAX INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
HZO|MARINEMAX INC|EGXM|CBOE TRADING, INC.|950
HZO|MARINEMAX INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
HZO|MARINEMAX INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4801
HZO|MARINEMAX INC|ETRS|E*Trade Securities LLC|42105
HZO|MARINEMAX INC|FILL|Tradestation Securities, Inc.|460
HZO|MARINEMAX INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6625
HZO|MARINEMAX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44418
HZO|MARINEMAX INC|FTBR|Foliofn Investments, Inc.|3916
HZO|MARINEMAX INC|GLPX|ACS EXECUTION SERVICES, LLC|2469
HZO|MARINEMAX INC|GSCO|GOLDMAN SACHS & CO. LLC|129781
HZO|MARINEMAX INC|GSCS|GOLDMAN SACHS & CO. LLC|13865
HZO|MARINEMAX INC|GSLT|GOLDMAN SACHS & CO. LLC|1200
HZO|MARINEMAX INC|GTSZ|GTS SECURITIES LLC|36178
HZO|MARINEMAX INC|HRBF|American Enterprise Investment Services Inc.|160
HZO|MARINEMAX INC|IATS|INTERACTIVE BROKERS LLC|7518
HZO|MARINEMAX INC|IBKR|Interactive Brokers Llc|16494
HZO|MARINEMAX INC|ICBX|INSTINET, LLC|23482
HZO|MARINEMAX INC|IEQY|CITADEL SECURITIES LLC|12719
HZO|MARINEMAX INC|INCA|INSTINET, LLC|43238
HZO|MARINEMAX INC|INJX|INSTINET, LLC|500
HZO|MARINEMAX INC|ITGI|ITG Inc.|18468
HZO|MARINEMAX INC|ITGP|ITG INC.|46000
HZO|MARINEMAX INC|JANY|Janney Montgomery Scott Inc.|3927
HZO|MARINEMAX INC|JEFF|JEFFERIES LLC|105335
HZO|MARINEMAX INC|JMPT|JUMP TRADING, LLC|5493
HZO|MARINEMAX INC|JONE|JonesTrading|21942
HZO|MARINEMAX INC|JPBX|J.P. MORGAN SECURITIES LLC|35587
HZO|MARINEMAX INC|JPMX|J.P. Morgan Securities LLC|249974
HZO|MARINEMAX INC|JSJX|JANE STREET CAPITAL LLC|7471
HZO|MARINEMAX INC|KCGM|VIRTU Americas LLC|21119
HZO|MARINEMAX INC|KING|C. L. King & Associates, Inc.|3032
HZO|MARINEMAX INC|LEHM|Barclays Capital Inc./Le|211598
HZO|MARINEMAX INC|LIME|Lime Brokerage LLC|26498
HZO|MARINEMAX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87338
HZO|MARINEMAX INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|732
HZO|MARINEMAX INC|MSCO|MORGAN STANLEY & CO. LLC|522255
HZO|MARINEMAX INC|MSPL|MORGAN STANLEY & CO. LLC|178400
HZO|MARINEMAX INC|MSTX|MORGAN STANLEY & CO. LLC|36400
HZO|MARINEMAX INC|MULL|MARK J. MULLER EQUITIES, INC.|2257
HZO|MARINEMAX INC|NFSC|National Financial Services LLC|52871
HZO|MARINEMAX INC|NITE|VIRTU Americas LLC|171534
HZO|MARINEMAX INC|NITP|VIRTU Americas LLC|2300
HZO|MARINEMAX INC|NQRB|Brut, LLC|100
HZO|MARINEMAX INC|OPCO|Oppenheimer & Co. Inc.|2000
HZO|MARINEMAX INC|PDQM|CODA MARKETS, INC.|27733
HZO|MARINEMAX INC|PHLY|NASDAQ Execution Services, LLC|1200
HZO|MARINEMAX INC|RBCM|RBC CAPITAL MARKETS, LLC|198
HZO|MARINEMAX INC|RILY|B. RILEY FBR, INC.|2500
HZO|MARINEMAX INC|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2786
HZO|MARINEMAX INC|SAGL|SAGETRADER, LLC|1400
HZO|MARINEMAX INC|SAGW|SAGETRADER, LLC|100
HZO|MARINEMAX INC|SBSH|Citigroup Global Markets Inc.|24783
HZO|MARINEMAX INC|SGMT|GOLDMAN SACHS & CO. LLC|52481
HZO|MARINEMAX INC|SPDR|SPEEDROUTE LLC|3640
HZO|MARINEMAX INC|STFL|Stifel, Nicolaus & Company, Incorporated|8
HZO|MARINEMAX INC|STKP|STOCKPILE INVESTMENTS, INC.|74
HZO|MARINEMAX INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|700
HZO|MARINEMAX INC|SWIM|TD Ameritrade, Inc.|15097
HZO|MARINEMAX INC|TKNG|ALLY INVEST SECURITIES LLC|333
HZO|MARINEMAX INC|TMBR|Timber Hill LLC|1400
HZO|MARINEMAX INC|TRBT|Tradebot Systems, Inc.|2424
HZO|MARINEMAX INC|TRCM|TRC MARKETS LLC|13003
HZO|MARINEMAX INC|UBSA|UBS SECURITIES LLC|427354
HZO|MARINEMAX INC|UBSS|UBS Securities LLC|123169
HZO|MARINEMAX INC|VALX|VIRTU AMERICAS LLC|13717
HZO|MARINEMAX INC|VGRD|Vanguard Marketing Corporation|572
HZO|MARINEMAX INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
HZO|MARINEMAX INC|WCHV|WELLS FARGO SECURITIES, LLC|68171
HZO|MARINEMAX INC|WDNX|WEEDEN & CO.L.P.|10772
HZO|MARINEMAX INC|WEED|Weeden & Co.L.P.|2200
HZO|MARINEMAX INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3184
HZO|MARINEMAX INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4385
HZO|MARINEMAX INC|WFPB|Wells Fargo Securities, LLC.|1753
HZO|MARINEMAX INC|WSEA|WOLVERINE SECURITIES, LLC|3820
HZO|MARINEMAX INC|XIST|INSTINET, LLC|6400
HZO|MARINEMAX INC|XPQR|Jump Trading|100
HZO|MARINEMAX INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
HZO|MARINEMAX INC|YKNA|COMHAR CAPITAL MARKETS, LLC|892
HZO|MARINEMAX INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29
I|INTELSAT S.A.|AGCP|AEGIS CAPITAL CORP.|700
I|INTELSAT S.A.|AGIS|Aegis Capital Corp.|92834
I|INTELSAT S.A.|ALTX|Alternet Securities Inc.|206117
I|INTELSAT S.A.|ANDG|Andrew Garrett Inc.|36000
I|INTELSAT S.A.|APCC|Apex Clearing Corporation|249346
I|INTELSAT S.A.|AQUA|AQUA SECURITIES L.P.|39000
I|INTELSAT S.A.|BANK|Primevest Financial Services, Inc.|508
I|INTELSAT S.A.|BATM|CBOE TRADING, INC.|50355
I|INTELSAT S.A.|BAYC|BAY CREST PARTNERS, LLC|10302
I|INTELSAT S.A.|BAYT|BTIG, LLC|50383
I|INTELSAT S.A.|BBNT|BB&T SECURITIES, LLC|3471
I|INTELSAT S.A.|BERN|Sanford C. Bernstein & Co., LLC|28378
I|INTELSAT S.A.|BIDS|BIDS TRADING L.P.|800
I|INTELSAT S.A.|BIMI|Banca IMI Securities Corp.|14863
I|INTELSAT S.A.|BKCM|BNY Mellon Capital Markets LLC|828
I|INTELSAT S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|205746
I|INTELSAT S.A.|BLKX|INSTINET, LLC|124000
I|INTELSAT S.A.|BMOC|BMO Capital Markets Corp.|4740
I|INTELSAT S.A.|BNPX|BNP PARIBAS SECURITIES CORP.|3502
I|INTELSAT S.A.|BRGE|Newbridge Securities Corp.|7400
I|INTELSAT S.A.|BTIG|BTIG, LLC|123728
I|INTELSAT S.A.|BYXM|CBOE TRADING, INC.|38238
I|INTELSAT S.A.|BZYD|GOLDMAN SACHS & CO. LLC|2680
I|INTELSAT S.A.|CANT|Cantor Fitzgerald & Co.|1400
I|INTELSAT S.A.|CBLC|CITIGROUP GLOBAL MARKETS INC.|129400
I|INTELSAT S.A.|CCMB|COWEN PRIME SERVICES LLC|100
I|INTELSAT S.A.|CHAS|Charles Schwab & Co., Inc.|37058
I|INTELSAT S.A.|CNTR|PRECISION SECURITIES, LLC|6400
I|INTELSAT S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|281640
I|INTELSAT S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|98411
I|INTELSAT S.A.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300086
I|INTELSAT S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1456866
I|INTELSAT S.A.|CTDL|Citadel Derivatives Group Llc|12012
I|INTELSAT S.A.|CTLR|CUTLER GROUP, LP|7151
I|INTELSAT S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|218290
I|INTELSAT S.A.|DADA|D.A. Davidson & Co.|200
I|INTELSAT S.A.|DAVA|Davenport & Company LLC|11000
I|INTELSAT S.A.|DBAB|Deutsche Bank Securities Inc.|431273
I|INTELSAT S.A.|DBAX|Deutsche Bank Securities Inc.|1124700
I|INTELSAT S.A.|DCHF|Dart Executions, LLC|2500
I|INTELSAT S.A.|DEAN|MORGAN STANLEY|61024
I|INTELSAT S.A.|DEGS|RONIN PROFESSIONAL LLC|67183
I|INTELSAT S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|133579
I|INTELSAT S.A.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1600
I|INTELSAT S.A.|EBXL|EBX LLC|1021500
I|INTELSAT S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|37416
I|INTELSAT S.A.|EDJO|Edward D. Jones & Co., L.P.|16292
I|INTELSAT S.A.|EGAM|CBOE TRADING, INC.|221591
I|INTELSAT S.A.|EGAW|CBOE TRADING, INC.|2036
I|INTELSAT S.A.|EGMT|EG MARKET TECHNOLOGIES LLC|200
I|INTELSAT S.A.|EGXM|CBOE TRADING, INC.|110844
I|INTELSAT S.A.|EGXW|CBOE TRADING, INC.|1575
I|INTELSAT S.A.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|4862
I|INTELSAT S.A.|ETBE|Electronic Transaction Clearing, Inc.|130138
I|INTELSAT S.A.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|105956
I|INTELSAT S.A.|ETCC|Electronic Transaction Clearing, Inc.|1100
I|INTELSAT S.A.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2100
I|INTELSAT S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|255376
I|INTELSAT S.A.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|4458
I|INTELSAT S.A.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|266996
I|INTELSAT S.A.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|53274
I|INTELSAT S.A.|ETRS|E*Trade Securities LLC|2385561
I|INTELSAT S.A.|FILL|Tradestation Securities, Inc.|133057
I|INTELSAT S.A.|FMAF|NBCN Inc./ CDS|14985
I|INTELSAT S.A.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34776
I|INTELSAT S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|274522
I|INTELSAT S.A.|FTBR|Foliofn Investments, Inc.|7510
I|INTELSAT S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|77425
I|INTELSAT S.A.|GLIS|TD Securities Inc|27264
I|INTELSAT S.A.|GLPX|ACS EXECUTION SERVICES, LLC|822152
I|INTELSAT S.A.|GSCO|GOLDMAN SACHS & CO. LLC|4188162
I|INTELSAT S.A.|GSCS|GOLDMAN SACHS & CO. LLC|296497
I|INTELSAT S.A.|GSLT|GOLDMAN SACHS & CO. LLC|72146
I|INTELSAT S.A.|GTSZ|GTS SECURITIES LLC|167898
I|INTELSAT S.A.|HAPX|HAP Trading, LLC|3627
I|INTELSAT S.A.|HRBF|American Enterprise Investment Services Inc.|5773
I|INTELSAT S.A.|HSBC|HSBC Securities, Inc.|1250
I|INTELSAT S.A.|IATS|INTERACTIVE BROKERS LLC|354077
I|INTELSAT S.A.|IBKR|Interactive Brokers Llc|1170931
I|INTELSAT S.A.|ICBX|INSTINET, LLC|350954
I|INTELSAT S.A.|IEQY|CITADEL SECURITIES LLC|246523
I|INTELSAT S.A.|IMPC|Imperial Capital, LLC|6534
I|INTELSAT S.A.|INCA|INSTINET, LLC|1688403
I|INTELSAT S.A.|INJX|INSTINET, LLC|104445
I|INTELSAT S.A.|ITGI|ITG Inc.|596317
I|INTELSAT S.A.|ITGP|ITG INC.|456200
I|INTELSAT S.A.|JANY|Janney Montgomery Scott Inc.|5113
I|INTELSAT S.A.|JEFF|JEFFERIES LLC|2037639
I|INTELSAT S.A.|JMPT|JUMP TRADING, LLC|329022
I|INTELSAT S.A.|JONE|JonesTrading|152794
I|INTELSAT S.A.|JPBX|J.P. MORGAN SECURITIES LLC|102106
I|INTELSAT S.A.|JPMX|J.P. Morgan Securities LLC|1663834
I|INTELSAT S.A.|JSCL|JOSEPH STONE CAPITAL L.L.C.|44907
I|INTELSAT S.A.|JSJX|JANE STREET CAPITAL LLC|48152
I|INTELSAT S.A.|KCGM|VIRTU Americas LLC|550020
I|INTELSAT S.A.|KCRD|PHX FINANCIAL, INC.|587651
I|INTELSAT S.A.|KRSH|Kershner Securities, LLC|3424
I|INTELSAT S.A.|LEHM|Barclays Capital Inc./Le|1776114
I|INTELSAT S.A.|LIME|Lime Brokerage LLC|120541
I|INTELSAT S.A.|LQNA|LIQUIDNET, INC.|55300
I|INTELSAT S.A.|LSCI|Lek Securities Corporation|9517
I|INTELSAT S.A.|LTCO|Ladenburg, Thalmann & Co., Inc.|24761
I|INTELSAT S.A.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|17012
I|INTELSAT S.A.|MAXM|Maxim Group LLC|141079
I|INTELSAT S.A.|MBTS|ALLY INVEST SECURITIES LLC|43151
I|INTELSAT S.A.|MICA|Spartan Securities Group, Ltd.|7300
I|INTELSAT S.A.|MITR|GMP SECURITIES, LLC|65800
I|INTELSAT S.A.|MKMP|MKM Partners LLC|2198
I|INTELSAT S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|773582
I|INTELSAT S.A.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
I|INTELSAT S.A.|MOTF|MOTIF INVESTING, INC.|5
I|INTELSAT S.A.|MSCO|MORGAN STANLEY & CO. LLC|4090407
I|INTELSAT S.A.|MSPL|MORGAN STANLEY & CO. LLC|1018500
I|INTELSAT S.A.|MSTX|MORGAN STANLEY & CO. LLC|464500
I|INTELSAT S.A.|NATL|National Securities Corporation|129907
I|INTELSAT S.A.|NFSC|National Financial Services LLC|3087233
I|INTELSAT S.A.|NITE|VIRTU Americas LLC|9432853
I|INTELSAT S.A.|NITP|VIRTU Americas LLC|1745
I|INTELSAT S.A.|NMRA|Nomura Securities International, Inc.|258400
I|INTELSAT S.A.|NQRB|Brut, LLC|296145
I|INTELSAT S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|26819
I|INTELSAT S.A.|OPCO|Oppenheimer & Co. Inc.|30572
I|INTELSAT S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|510
I|INTELSAT S.A.|PDQM|CODA MARKETS, INC.|989974
I|INTELSAT S.A.|PHLY|NASDAQ Execution Services, LLC|175400
I|INTELSAT S.A.|POIN|PRECISION SECURITIES, LLC (POIN)|44200
I|INTELSAT S.A.|PREC|PRECISION SECURITIES, LLC|15750
I|INTELSAT S.A.|PWJC|UBS Financial Services, Inc.|9500
I|INTELSAT S.A.|QMSR|QUATTRO M SECURITIES INC.|22117
I|INTELSAT S.A.|RBCM|RBC CAPITAL MARKETS, LLC|87644
I|INTELSAT S.A.|RGLD|Regal Securities, Inc|100
I|INTELSAT S.A.|RJLC|RJL CAPITAL GROUP, LLC|100
I|INTELSAT S.A.|SAGL|SAGETRADER, LLC|57964
I|INTELSAT S.A.|SALI|INTL FCSTONE FINANCIAL INC.|4285
I|INTELSAT S.A.|SBRX|MURIEL SIEBERT & CO INC|10989
I|INTELSAT S.A.|SBSH|Citigroup Global Markets Inc.|659215
I|INTELSAT S.A.|SGMT|GOLDMAN SACHS & CO. LLC|693179
I|INTELSAT S.A.|SOGO|Wang Investment Associates, Inc.|18200
I|INTELSAT S.A.|SPDR|SPEEDROUTE LLC|115054
I|INTELSAT S.A.|SPNT|SEVEN POINTS CAPITAL, LLC|6600
I|INTELSAT S.A.|SPTD|MINT GLOBAL MARKETS, INC.|10700
I|INTELSAT S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|184418
I|INTELSAT S.A.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1400
I|INTELSAT S.A.|SWIM|TD Ameritrade, Inc.|5797351
I|INTELSAT S.A.|SWST|Hilltop Securities Inc.|18735
I|INTELSAT S.A.|TDCO|Thompson Davis & Co., Inc.|1000
I|INTELSAT S.A.|TDFS|TRADERFIELD SECURITIES INC.|200
I|INTELSAT S.A.|TKNG|ALLY INVEST SECURITIES LLC|58527
I|INTELSAT S.A.|TMBR|Timber Hill LLC|850
I|INTELSAT S.A.|TRBT|Tradebot Systems, Inc.|1402465
I|INTELSAT S.A.|TRCM|TRC MARKETS LLC|470724
I|INTELSAT S.A.|TWTT|TASTYWORKS, INC.|6010
I|INTELSAT S.A.|UBSA|UBS SECURITIES LLC|3127816
I|INTELSAT S.A.|UBSS|UBS Securities LLC|3083067
I|INTELSAT S.A.|VALX|VIRTU AMERICAS LLC|108497
I|INTELSAT S.A.|VGRD|Vanguard Marketing Corporation|99806
I|INTELSAT S.A.|VIEW|VIEWTRADE SECURITIES LLC|330
I|INTELSAT S.A.|VSIN|Vision Financial Markets Llc|2341
I|INTELSAT S.A.|WABR|Wall Street Access|12400
I|INTELSAT S.A.|WBLR|WILLIAM BLAIR|950
I|INTELSAT S.A.|WBPX|SUMMIT SECURITIES GROUP, LLC|4690
I|INTELSAT S.A.|WCHV|WELLS FARGO SECURITIES, LLC|651730
I|INTELSAT S.A.|WEDB|WEDBUSH SECURITIES INC.|169945
I|INTELSAT S.A.|WEED|Weeden & Co.L.P.|1708
I|INTELSAT S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|107479
I|INTELSAT S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|113916
I|INTELSAT S.A.|WGIF|CIBC World Markets Inc.|12445
I|INTELSAT S.A.|WORD|Worden Capital Management LLC|16361
I|INTELSAT S.A.|WSEA|WOLVERINE SECURITIES, LLC|100715
I|INTELSAT S.A.|XIST|INSTINET, LLC|47800
I|INTELSAT S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|408090
I|INTELSAT S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|48049
I|INTELSAT S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4872
IAC|IAC/INTERACTIVE|AGIS|Aegis Capital Corp.|700
IAC|IAC/INTERACTIVE|ALLN|Allen & Company LLC|45133
IAC|IAC/INTERACTIVE|ALTX|Alternet Securities Inc.|4400
IAC|IAC/INTERACTIVE|ANOS|ABEL/NOSER, L.L.C.|2000
IAC|IAC/INTERACTIVE|APCC|Apex Clearing Corporation|116
IAC|IAC/INTERACTIVE|BARD|Robert W. Baird & Co. Incorporated|11
IAC|IAC/INTERACTIVE|BATM|CBOE TRADING, INC.|11538
IAC|IAC/INTERACTIVE|BAYC|BAY CREST PARTNERS, LLC|268
IAC|IAC/INTERACTIVE|BAYT|BTIG, LLC|17170
IAC|IAC/INTERACTIVE|BBNT|BB&T SECURITIES, LLC|23
IAC|IAC/INTERACTIVE|BERN|Sanford C. Bernstein & Co., LLC|110528
IAC|IAC/INTERACTIVE|BIMI|Banca IMI Securities Corp.|161
IAC|IAC/INTERACTIVE|BKCM|BNY Mellon Capital Markets LLC|1297
IAC|IAC/INTERACTIVE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4970
IAC|IAC/INTERACTIVE|BMOC|BMO Capital Markets Corp.|852
IAC|IAC/INTERACTIVE|BNPX|BNP PARIBAS SECURITIES CORP.|26828
IAC|IAC/INTERACTIVE|BTIG|BTIG, LLC|50353
IAC|IAC/INTERACTIVE|BYXM|CBOE TRADING, INC.|3608
IAC|IAC/INTERACTIVE|CANT|Cantor Fitzgerald & Co.|34589
IAC|IAC/INTERACTIVE|CBLC|CITIGROUP GLOBAL MARKETS INC.|59424
IAC|IAC/INTERACTIVE|CHAS|Charles Schwab & Co., Inc.|1270
IAC|IAC/INTERACTIVE|CIST|Capital Institutional Services, Inc.|3099
IAC|IAC/INTERACTIVE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28856
IAC|IAC/INTERACTIVE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|190
IAC|IAC/INTERACTIVE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2693
IAC|IAC/INTERACTIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|293034
IAC|IAC/INTERACTIVE|CTDL|Citadel Derivatives Group Llc|18357
IAC|IAC/INTERACTIVE|CTLR|CUTLER GROUP, LP|1021
IAC|IAC/INTERACTIVE|CXCX|CITIGROUP GLOBAL MARKETS INC.|31006
IAC|IAC/INTERACTIVE|DBAB|Deutsche Bank Securities Inc.|385378
IAC|IAC/INTERACTIVE|DBAX|Deutsche Bank Securities Inc.|179000
IAC|IAC/INTERACTIVE|DBUL|Deutsche Bank Securities Inc.|5403
IAC|IAC/INTERACTIVE|DCHF|Dart Executions, LLC|2795
IAC|IAC/INTERACTIVE|DEAN|MORGAN STANLEY|15706
IAC|IAC/INTERACTIVE|DEGS|RONIN PROFESSIONAL LLC|1400
IAC|IAC/INTERACTIVE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9070
IAC|IAC/INTERACTIVE|DRWK|DRW SECURITIES, L.L.C.|27025
IAC|IAC/INTERACTIVE|EBXL|EBX LLC|124200
IAC|IAC/INTERACTIVE|ECUT|CONVERGEX EXECUTION SOLUTIONS|18375
IAC|IAC/INTERACTIVE|EDJC|Edward Jones / CDS|5
IAC|IAC/INTERACTIVE|EDJO|Edward D. Jones & Co., L.P.|150
IAC|IAC/INTERACTIVE|EGAM|CBOE TRADING, INC.|6669
IAC|IAC/INTERACTIVE|EGAW|CBOE TRADING, INC.|7
IAC|IAC/INTERACTIVE|EGMT|EG MARKET TECHNOLOGIES LLC|1000
IAC|IAC/INTERACTIVE|EGXM|CBOE TRADING, INC.|4781
IAC|IAC/INTERACTIVE|EGXW|CBOE TRADING, INC.|227
IAC|IAC/INTERACTIVE|ELEV|ELEVATION, LLC|3810
IAC|IAC/INTERACTIVE|ESPO|ESPOSITO SECURITIES, LLC|108
IAC|IAC/INTERACTIVE|ETBE|Electronic Transaction Clearing, Inc.|54336
IAC|IAC/INTERACTIVE|ETCC|Electronic Transaction Clearing, Inc.|362
IAC|IAC/INTERACTIVE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2516
IAC|IAC/INTERACTIVE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|72416
IAC|IAC/INTERACTIVE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2156
IAC|IAC/INTERACTIVE|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|42225
IAC|IAC/INTERACTIVE|ETRS|E*Trade Securities LLC|17310
IAC|IAC/INTERACTIVE|FBCO|Credit Suisse Securities (USA) LLC|665522
IAC|IAC/INTERACTIVE|FILL|Tradestation Securities, Inc.|361
IAC|IAC/INTERACTIVE|FMAF|NBCN Inc./ CDS|3583
IAC|IAC/INTERACTIVE|FMCO|First Manhattan Co|190
IAC|IAC/INTERACTIVE|FOMA|TD AMERITRADE CLEARING, INC.|50184
IAC|IAC/INTERACTIVE|FQLS|Quantlab Securities LP|272937
IAC|IAC/INTERACTIVE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105964
IAC|IAC/INTERACTIVE|FTBR|Foliofn Investments, Inc.|881
IAC|IAC/INTERACTIVE|GEBB|GLOBAL EXECUTION BROKERS, LP|11571
IAC|IAC/INTERACTIVE|GLPX|ACS EXECUTION SERVICES, LLC|70813
IAC|IAC/INTERACTIVE|GSCO|GOLDMAN SACHS & CO. LLC|1833668
IAC|IAC/INTERACTIVE|GSCS|GOLDMAN SACHS & CO. LLC|43613
IAC|IAC/INTERACTIVE|GSLT|GOLDMAN SACHS & CO. LLC|2931
IAC|IAC/INTERACTIVE|GTSZ|GTS SECURITIES LLC|97581
IAC|IAC/INTERACTIVE|HRBF|American Enterprise Investment Services Inc.|598
IAC|IAC/INTERACTIVE|HSBC|HSBC Securities, Inc.|1864
IAC|IAC/INTERACTIVE|IATS|INTERACTIVE BROKERS LLC|11495
IAC|IAC/INTERACTIVE|IBKR|Interactive Brokers Llc|42945
IAC|IAC/INTERACTIVE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1943
IAC|IAC/INTERACTIVE|ICBX|INSTINET, LLC|14722
IAC|IAC/INTERACTIVE|INCA|INSTINET, LLC|654676
IAC|IAC/INTERACTIVE|INJX|INSTINET, LLC|24265
IAC|IAC/INTERACTIVE|ITGI|ITG Inc.|1472116
IAC|IAC/INTERACTIVE|ITGP|ITG INC.|63200
IAC|IAC/INTERACTIVE|JEFF|JEFFERIES LLC|114939
IAC|IAC/INTERACTIVE|JMPT|JUMP TRADING, LLC|33376
IAC|IAC/INTERACTIVE|JPBX|J.P. MORGAN SECURITIES LLC|34058
IAC|IAC/INTERACTIVE|JPMX|J.P. Morgan Securities LLC|279420
IAC|IAC/INTERACTIVE|JSJX|JANE STREET CAPITAL LLC|3781
IAC|IAC/INTERACTIVE|KCGM|VIRTU Americas LLC|21322
IAC|IAC/INTERACTIVE|LEER|LEERINK PARTNERS LLC|330
IAC|IAC/INTERACTIVE|LEHM|Barclays Capital Inc./Le|829417
IAC|IAC/INTERACTIVE|LIME|Lime Brokerage LLC|277265
IAC|IAC/INTERACTIVE|LMGP|LIME BROKERAGE LLC|5812
IAC|IAC/INTERACTIVE|LQNA|LIQUIDNET, INC.|20000
IAC|IAC/INTERACTIVE|LSCI|Lek Securities Corporation|29
IAC|IAC/INTERACTIVE|MACQ|Macquarie Capital (USA) Inc.|100
IAC|IAC/INTERACTIVE|MAXM|Maxim Group LLC|200
IAC|IAC/INTERACTIVE|MCMF|Raymond James Ltd. Cds|140
IAC|IAC/INTERACTIVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87508
IAC|IAC/INTERACTIVE|MOTF|MOTIF INVESTING, INC.|113
IAC|IAC/INTERACTIVE|MSCO|MORGAN STANLEY & CO. LLC|2302764
IAC|IAC/INTERACTIVE|MSPL|MORGAN STANLEY & CO. LLC|328100
IAC|IAC/INTERACTIVE|MSTX|MORGAN STANLEY & CO. LLC|75000
IAC|IAC/INTERACTIVE|NEED|Needham & Company, LLC|5500
IAC|IAC/INTERACTIVE|NFSC|National Financial Services LLC|43332
IAC|IAC/INTERACTIVE|NITE|VIRTU Americas LLC|294763
IAC|IAC/INTERACTIVE|NITP|VIRTU Americas LLC|32444
IAC|IAC/INTERACTIVE|NMRA|Nomura Securities International, Inc.|70869
IAC|IAC/INTERACTIVE|NQRB|Brut, LLC|10333
IAC|IAC/INTERACTIVE|OHOS|TWO SIGMA SECURITIES, LLC|19211
IAC|IAC/INTERACTIVE|OPCO|Oppenheimer & Co. Inc.|9878
IAC|IAC/INTERACTIVE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3608
IAC|IAC/INTERACTIVE|PDQM|CODA MARKETS, INC.|58376
IAC|IAC/INTERACTIVE|PHLY|NASDAQ Execution Services, LLC|1200
IAC|IAC/INTERACTIVE|PIPR|Piper Jaffray & Co.|36168
IAC|IAC/INTERACTIVE|PWJC|UBS Financial Services, Inc.|517
IAC|IAC/INTERACTIVE|RAJA|Raymond James & Associates, Inc.|5410
IAC|IAC/INTERACTIVE|RBCM|RBC CAPITAL MARKETS, LLC|3361
IAC|IAC/INTERACTIVE|RHCO|Suntrust Robinson Humphrey, Inc.|3300
IAC|IAC/INTERACTIVE|SAGL|SAGETRADER, LLC|17716
IAC|IAC/INTERACTIVE|SAGW|SAGETRADER, LLC|243
IAC|IAC/INTERACTIVE|SALI|INTL FCSTONE FINANCIAL INC.|845
IAC|IAC/INTERACTIVE|SBSH|Citigroup Global Markets Inc.|361682
IAC|IAC/INTERACTIVE|SGMT|GOLDMAN SACHS & CO. LLC|97410
IAC|IAC/INTERACTIVE|SJLS|TRADE INFORMATICS LLC|100
IAC|IAC/INTERACTIVE|SPDR|SPEEDROUTE LLC|12000
IAC|IAC/INTERACTIVE|SPTD|MINT GLOBAL MARKETS, INC.|4658
IAC|IAC/INTERACTIVE|STFL|Stifel, Nicolaus & Company, Incorporated|497
IAC|IAC/INTERACTIVE|SWIM|TD Ameritrade, Inc.|7604
IAC|IAC/INTERACTIVE|SWST|Hilltop Securities Inc.|442
IAC|IAC/INTERACTIVE|TAGC|TELSEY ADVISORY GROUP LLC|505
IAC|IAC/INTERACTIVE|TKNG|ALLY INVEST SECURITIES LLC|33
IAC|IAC/INTERACTIVE|TONC|CUTTONE & CO., LLC|2284
IAC|IAC/INTERACTIVE|TRBT|Tradebot Systems, Inc.|272865
IAC|IAC/INTERACTIVE|TRCM|TRC MARKETS LLC|156151
IAC|IAC/INTERACTIVE|TWTT|TASTYWORKS, INC.|280
IAC|IAC/INTERACTIVE|UBSA|UBS SECURITIES LLC|537820
IAC|IAC/INTERACTIVE|UBSS|UBS Securities LLC|1112284
IAC|IAC/INTERACTIVE|VALX|VIRTU AMERICAS LLC|11174
IAC|IAC/INTERACTIVE|VGRD|Vanguard Marketing Corporation|1392
IAC|IAC/INTERACTIVE|VSIN|Vision Financial Markets Llc|1
IAC|IAC/INTERACTIVE|WABR|Wall Street Access|1000
IAC|IAC/INTERACTIVE|WBPX|SUMMIT SECURITIES GROUP, LLC|6638
IAC|IAC/INTERACTIVE|WCHV|WELLS FARGO SECURITIES, LLC|45768
IAC|IAC/INTERACTIVE|WEDB|WEDBUSH SECURITIES INC.|6887
IAC|IAC/INTERACTIVE|WEED|Weeden & Co.L.P.|2238
IAC|IAC/INTERACTIVE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6747
IAC|IAC/INTERACTIVE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18337
IAC|IAC/INTERACTIVE|WGIF|CIBC World Markets Inc.|913
IAC|IAC/INTERACTIVE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
IAC|IAC/INTERACTIVE|WSEA|WOLVERINE SECURITIES, LLC|1265
IAC|IAC/INTERACTIVE|XIST|INSTINET, LLC|16878
IAC|IAC/INTERACTIVE|XSTM|NATIONAL FINANCIAL SERVICES LLC|5120
IAC|IAC/INTERACTIVE|YKNA|COMHAR CAPITAL MARKETS, LLC|12110
IAC|IAC/INTERACTIVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|717
IAE|VOYA ASIA PACIFIC|ALTX|Alternet Securities Inc.|200
IAE|VOYA ASIA PACIFIC|APCC|Apex Clearing Corporation|20
IAE|VOYA ASIA PACIFIC|BATM|CBOE TRADING, INC.|18
IAE|VOYA ASIA PACIFIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
IAE|VOYA ASIA PACIFIC|BTIG|BTIG, LLC|2073
IAE|VOYA ASIA PACIFIC|CANT|Cantor Fitzgerald & Co.|437
IAE|VOYA ASIA PACIFIC|CHAS|Charles Schwab & Co., Inc.|53
IAE|VOYA ASIA PACIFIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
IAE|VOYA ASIA PACIFIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1454
IAE|VOYA ASIA PACIFIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
IAE|VOYA ASIA PACIFIC|DBAB|Deutsche Bank Securities Inc.|1000
IAE|VOYA ASIA PACIFIC|DBAX|Deutsche Bank Securities Inc.|600
IAE|VOYA ASIA PACIFIC|DEAN|MORGAN STANLEY|3565
IAE|VOYA ASIA PACIFIC|DEGS|RONIN PROFESSIONAL LLC|400
IAE|VOYA ASIA PACIFIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1297
IAE|VOYA ASIA PACIFIC|EBXL|EBX LLC|1400
IAE|VOYA ASIA PACIFIC|EDJO|Edward D. Jones & Co., L.P.|1850
IAE|VOYA ASIA PACIFIC|EGAM|CBOE TRADING, INC.|500
IAE|VOYA ASIA PACIFIC|EGXM|CBOE TRADING, INC.|200
IAE|VOYA ASIA PACIFIC|ESPO|ESPOSITO SECURITIES, LLC|5714
IAE|VOYA ASIA PACIFIC|ETRS|E*Trade Securities LLC|3775
IAE|VOYA ASIA PACIFIC|FBSB|U.S. Bancorp Investments, Inc.|100
IAE|VOYA ASIA PACIFIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1543
IAE|VOYA ASIA PACIFIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7539
IAE|VOYA ASIA PACIFIC|FTBR|Foliofn Investments, Inc.|30
IAE|VOYA ASIA PACIFIC|GSCO|GOLDMAN SACHS & CO. LLC|1300
IAE|VOYA ASIA PACIFIC|GSLT|GOLDMAN SACHS & CO. LLC|100
IAE|VOYA ASIA PACIFIC|GTSZ|GTS SECURITIES LLC|400
IAE|VOYA ASIA PACIFIC|HRBF|American Enterprise Investment Services Inc.|4067
IAE|VOYA ASIA PACIFIC|IATS|INTERACTIVE BROKERS LLC|1592
IAE|VOYA ASIA PACIFIC|IBKR|Interactive Brokers Llc|9759
IAE|VOYA ASIA PACIFIC|ICBX|INSTINET, LLC|1468
IAE|VOYA ASIA PACIFIC|INCA|INSTINET, LLC|1563
IAE|VOYA ASIA PACIFIC|ITGI|ITG Inc.|200
IAE|VOYA ASIA PACIFIC|JANY|Janney Montgomery Scott Inc.|100
IAE|VOYA ASIA PACIFIC|KCGM|VIRTU Americas LLC|100
IAE|VOYA ASIA PACIFIC|LEHM|Barclays Capital Inc./Le|600
IAE|VOYA ASIA PACIFIC|LIME|Lime Brokerage LLC|604
IAE|VOYA ASIA PACIFIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
IAE|VOYA ASIA PACIFIC|MSCO|MORGAN STANLEY & CO. LLC|26317
IAE|VOYA ASIA PACIFIC|MSPL|MORGAN STANLEY & CO. LLC|800
IAE|VOYA ASIA PACIFIC|NFSC|National Financial Services LLC|39909
IAE|VOYA ASIA PACIFIC|NITE|VIRTU Americas LLC|57578
IAE|VOYA ASIA PACIFIC|NQRB|Brut, LLC|241
IAE|VOYA ASIA PACIFIC|NTBF|BMO Nesbitt Burns Inc./CDS|219
IAE|VOYA ASIA PACIFIC|OPCO|Oppenheimer & Co. Inc.|100
IAE|VOYA ASIA PACIFIC|PWJC|UBS Financial Services, Inc.|5800
IAE|VOYA ASIA PACIFIC|RBCM|RBC CAPITAL MARKETS, LLC|3350
IAE|VOYA ASIA PACIFIC|SBSH|Citigroup Global Markets Inc.|1400
IAE|VOYA ASIA PACIFIC|SGMT|GOLDMAN SACHS & CO. LLC|1201
IAE|VOYA ASIA PACIFIC|STFL|Stifel, Nicolaus & Company, Incorporated|4145
IAE|VOYA ASIA PACIFIC|SWIM|TD Ameritrade, Inc.|8040
IAE|VOYA ASIA PACIFIC|SWST|Hilltop Securities Inc.|9633
IAE|VOYA ASIA PACIFIC|TKNG|ALLY INVEST SECURITIES LLC|1500
IAE|VOYA ASIA PACIFIC|TRBT|Tradebot Systems, Inc.|2732
IAE|VOYA ASIA PACIFIC|UBSA|UBS SECURITIES LLC|7211
IAE|VOYA ASIA PACIFIC|UBSS|UBS Securities LLC|24122
IAE|VOYA ASIA PACIFIC|VALX|VIRTU AMERICAS LLC|445
IAE|VOYA ASIA PACIFIC|VGRD|Vanguard Marketing Corporation|1532
IAE|VOYA ASIA PACIFIC|WCHV|WELLS FARGO SECURITIES, LLC|47167
IAE|VOYA ASIA PACIFIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6037
IAE|VOYA ASIA PACIFIC|WSEA|WOLVERINE SECURITIES, LLC|1278
IAE|VOYA ASIA PACIFIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3055
IAF|ABERDEEN AUST EQU FD|ALTX|Alternet Securities Inc.|300
IAF|ABERDEEN AUST EQU FD|APCC|Apex Clearing Corporation|113
IAF|ABERDEEN AUST EQU FD|BARD|Robert W. Baird & Co. Incorporated|1613
IAF|ABERDEEN AUST EQU FD|BTIG|BTIG, LLC|5253
IAF|ABERDEEN AUST EQU FD|CANT|Cantor Fitzgerald & Co.|665
IAF|ABERDEEN AUST EQU FD|CHAS|Charles Schwab & Co., Inc.|3
IAF|ABERDEEN AUST EQU FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6916
IAF|ABERDEEN AUST EQU FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
IAF|ABERDEEN AUST EQU FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7420
IAF|ABERDEEN AUST EQU FD|DADA|D.A. Davidson & Co.|500
IAF|ABERDEEN AUST EQU FD|DBAX|Deutsche Bank Securities Inc.|6800
IAF|ABERDEEN AUST EQU FD|DEAN|MORGAN STANLEY|3802
IAF|ABERDEEN AUST EQU FD|DEGS|RONIN PROFESSIONAL LLC|100
IAF|ABERDEEN AUST EQU FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
IAF|ABERDEEN AUST EQU FD|EBXL|EBX LLC|8700
IAF|ABERDEEN AUST EQU FD|EDJO|Edward D. Jones & Co., L.P.|5699
IAF|ABERDEEN AUST EQU FD|EGAM|CBOE TRADING, INC.|300
IAF|ABERDEEN AUST EQU FD|EGXM|CBOE TRADING, INC.|743
IAF|ABERDEEN AUST EQU FD|ETRS|E*Trade Securities LLC|15511
IAF|ABERDEEN AUST EQU FD|FBSB|U.S. Bancorp Investments, Inc.|1030
IAF|ABERDEEN AUST EQU FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36579
IAF|ABERDEEN AUST EQU FD|FTBR|Foliofn Investments, Inc.|193
IAF|ABERDEEN AUST EQU FD|GSCO|GOLDMAN SACHS & CO. LLC|10441
IAF|ABERDEEN AUST EQU FD|GSCS|GOLDMAN SACHS & CO. LLC|100
IAF|ABERDEEN AUST EQU FD|GSLT|GOLDMAN SACHS & CO. LLC|400
IAF|ABERDEEN AUST EQU FD|HRBF|American Enterprise Investment Services Inc.|1733
IAF|ABERDEEN AUST EQU FD|IATS|INTERACTIVE BROKERS LLC|1350
IAF|ABERDEEN AUST EQU FD|IBKR|Interactive Brokers Llc|2340
IAF|ABERDEEN AUST EQU FD|ICBX|INSTINET, LLC|6358
IAF|ABERDEEN AUST EQU FD|INCA|INSTINET, LLC|6591
IAF|ABERDEEN AUST EQU FD|ITGI|ITG Inc.|500
IAF|ABERDEEN AUST EQU FD|ITGP|ITG INC.|1800
IAF|ABERDEEN AUST EQU FD|JANY|Janney Montgomery Scott Inc.|3654
IAF|ABERDEEN AUST EQU FD|JPMX|J.P. Morgan Securities LLC|800
IAF|ABERDEEN AUST EQU FD|KCGM|VIRTU Americas LLC|1400
IAF|ABERDEEN AUST EQU FD|LEHM|Barclays Capital Inc./Le|800
IAF|ABERDEEN AUST EQU FD|LGNT|COR CLEARING LLC|4
IAF|ABERDEEN AUST EQU FD|LIME|Lime Brokerage LLC|711
IAF|ABERDEEN AUST EQU FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
IAF|ABERDEEN AUST EQU FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3212
IAF|ABERDEEN AUST EQU FD|MSCO|MORGAN STANLEY & CO. LLC|27175
IAF|ABERDEEN AUST EQU FD|MSPL|MORGAN STANLEY & CO. LLC|1000
IAF|ABERDEEN AUST EQU FD|NFSC|National Financial Services LLC|78447
IAF|ABERDEEN AUST EQU FD|NITE|VIRTU Americas LLC|131275
IAF|ABERDEEN AUST EQU FD|NQRB|Brut, LLC|2100
IAF|ABERDEEN AUST EQU FD|OPCO|Oppenheimer & Co. Inc.|18524
IAF|ABERDEEN AUST EQU FD|PWJC|UBS Financial Services, Inc.|2500
IAF|ABERDEEN AUST EQU FD|RBCM|RBC CAPITAL MARKETS, LLC|2269
IAF|ABERDEEN AUST EQU FD|SBRX|MURIEL SIEBERT & CO INC|93
IAF|ABERDEEN AUST EQU FD|SBSH|Citigroup Global Markets Inc.|300
IAF|ABERDEEN AUST EQU FD|SGMT|GOLDMAN SACHS & CO. LLC|2100
IAF|ABERDEEN AUST EQU FD|STFL|Stifel, Nicolaus & Company, Incorporated|44
IAF|ABERDEEN AUST EQU FD|SWIM|TD Ameritrade, Inc.|9800
IAF|ABERDEEN AUST EQU FD|SWST|Hilltop Securities Inc.|24365
IAF|ABERDEEN AUST EQU FD|TRBT|Tradebot Systems, Inc.|700
IAF|ABERDEEN AUST EQU FD|UBSA|UBS SECURITIES LLC|11990
IAF|ABERDEEN AUST EQU FD|UBSS|UBS Securities LLC|50229
IAF|ABERDEEN AUST EQU FD|VGRD|Vanguard Marketing Corporation|3705
IAF|ABERDEEN AUST EQU FD|WCHV|WELLS FARGO SECURITIES, LLC|36666
IAF|ABERDEEN AUST EQU FD|WEDB|WEDBUSH SECURITIES INC.|9
IAF|ABERDEEN AUST EQU FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|837
IAF|ABERDEEN AUST EQU FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3162
IAF|ABERDEEN AUST EQU FD|WSEA|WOLVERINE SECURITIES, LLC|422
IAF|ABERDEEN AUST EQU FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
IAF|ABERDEEN AUST EQU FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20494
IAG|IAMGOLD CORPORATION|AGIS|Aegis Capital Corp.|1800
IAG|IAMGOLD CORPORATION|APCC|Apex Clearing Corporation|24115
IAG|IAMGOLD CORPORATION|BATM|CBOE TRADING, INC.|1504
IAG|IAMGOLD CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|21800
IAG|IAMGOLD CORPORATION|BIDS|BIDS TRADING L.P.|2600
IAG|IAMGOLD CORPORATION|BIMI|Banca IMI Securities Corp.|5190
IAG|IAMGOLD CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24243
IAG|IAMGOLD CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|7795
IAG|IAMGOLD CORPORATION|CANT|Cantor Fitzgerald & Co.|684
IAG|IAMGOLD CORPORATION|CHAS|Charles Schwab & Co., Inc.|16500
IAG|IAMGOLD CORPORATION|CLSA|CLSA AMERICAS, LLC|1000
IAG|IAMGOLD CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19093
IAG|IAMGOLD CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|668846
IAG|IAMGOLD CORPORATION|CTDL|Citadel Derivatives Group Llc|100
IAG|IAMGOLD CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|76554
IAG|IAMGOLD CORPORATION|DADA|D.A. Davidson & Co.|101
IAG|IAMGOLD CORPORATION|DBAB|Deutsche Bank Securities Inc.|97827
IAG|IAMGOLD CORPORATION|DBAX|Deutsche Bank Securities Inc.|613700
IAG|IAMGOLD CORPORATION|DBUL|Deutsche Bank Securities Inc.|3570
IAG|IAMGOLD CORPORATION|DEAN|MORGAN STANLEY|2500
IAG|IAMGOLD CORPORATION|DEGS|RONIN PROFESSIONAL LLC|6275
IAG|IAMGOLD CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15570
IAG|IAMGOLD CORPORATION|EBXL|EBX LLC|136700
IAG|IAMGOLD CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|8800
IAG|IAMGOLD CORPORATION|EDJO|Edward D. Jones & Co., L.P.|5547
IAG|IAMGOLD CORPORATION|EGAM|CBOE TRADING, INC.|14554
IAG|IAMGOLD CORPORATION|EGAW|CBOE TRADING, INC.|380
IAG|IAMGOLD CORPORATION|EGXM|CBOE TRADING, INC.|1600
IAG|IAMGOLD CORPORATION|ELEV|ELEVATION, LLC|33556
IAG|IAMGOLD CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|15800
IAG|IAMGOLD CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
IAG|IAMGOLD CORPORATION|ETCB|ETC BROKERAGE SERVICES, LLC|585
IAG|IAMGOLD CORPORATION|ETRS|E*Trade Securities LLC|526187
IAG|IAMGOLD CORPORATION|FFSI|Firstrade Securities Inc.|300
IAG|IAMGOLD CORPORATION|FILL|Tradestation Securities, Inc.|25611
IAG|IAMGOLD CORPORATION|FMAF|NBCN Inc./ CDS|17662
IAG|IAMGOLD CORPORATION|FQLS|Quantlab Securities LP|95478
IAG|IAMGOLD CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106783
IAG|IAMGOLD CORPORATION|FTBR|Foliofn Investments, Inc.|6923
IAG|IAMGOLD CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|14800
IAG|IAMGOLD CORPORATION|GLIS|TD Securities Inc|114571
IAG|IAMGOLD CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|1066
IAG|IAMGOLD CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|668225
IAG|IAMGOLD CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|25040
IAG|IAMGOLD CORPORATION|GTSZ|GTS SECURITIES LLC|93131
IAG|IAMGOLD CORPORATION|HASF|Haywood Securities Inc./CDS|2
IAG|IAMGOLD CORPORATION|HRBF|American Enterprise Investment Services Inc.|7069
IAG|IAMGOLD CORPORATION|HSBC|HSBC Securities, Inc.|11754
IAG|IAMGOLD CORPORATION|IATS|INTERACTIVE BROKERS LLC|116656
IAG|IAMGOLD CORPORATION|IBKR|Interactive Brokers Llc|68627
IAG|IAMGOLD CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|46
IAG|IAMGOLD CORPORATION|ICBX|INSTINET, LLC|306544
IAG|IAMGOLD CORPORATION|INCA|INSTINET, LLC|216940
IAG|IAMGOLD CORPORATION|INJX|INSTINET, LLC|76
IAG|IAMGOLD CORPORATION|ITGI|ITG Inc.|126901
IAG|IAMGOLD CORPORATION|ITGP|ITG INC.|292400
IAG|IAMGOLD CORPORATION|JANY|Janney Montgomery Scott Inc.|700
IAG|IAMGOLD CORPORATION|JEFF|JEFFERIES LLC|221365
IAG|IAMGOLD CORPORATION|JMPT|JUMP TRADING, LLC|56963
IAG|IAMGOLD CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|11565
IAG|IAMGOLD CORPORATION|JPMX|J.P. Morgan Securities LLC|694267
IAG|IAMGOLD CORPORATION|JSJX|JANE STREET CAPITAL LLC|2557
IAG|IAMGOLD CORPORATION|KCGM|VIRTU Americas LLC|70479
IAG|IAMGOLD CORPORATION|LEHM|Barclays Capital Inc./Le|643890
IAG|IAMGOLD CORPORATION|LIME|Lime Brokerage LLC|93334
IAG|IAMGOLD CORPORATION|LQNA|LIQUIDNET, INC.|5100
IAG|IAMGOLD CORPORATION|LSCI|Lek Securities Corporation|42
IAG|IAMGOLD CORPORATION|MAXM|Maxim Group LLC|34360
IAG|IAMGOLD CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|1600
IAG|IAMGOLD CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|424190
IAG|IAMGOLD CORPORATION|MOTF|MOTIF INVESTING, INC.|28
IAG|IAMGOLD CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1241637
IAG|IAMGOLD CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|1338200
IAG|IAMGOLD CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|445700
IAG|IAMGOLD CORPORATION|NATL|National Securities Corporation|600
IAG|IAMGOLD CORPORATION|NFSC|National Financial Services LLC|636174
IAG|IAMGOLD CORPORATION|NITE|VIRTU Americas LLC|1349191
IAG|IAMGOLD CORPORATION|NITP|VIRTU Americas LLC|212336
IAG|IAMGOLD CORPORATION|NQRB|Brut, LLC|92249
IAG|IAMGOLD CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|17345
IAG|IAMGOLD CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|17963
IAG|IAMGOLD CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|54434
IAG|IAMGOLD CORPORATION|OPCO|Oppenheimer & Co. Inc.|30857
IAG|IAMGOLD CORPORATION|PCPT|PHILLIP CAPITAL INC.|19900
IAG|IAMGOLD CORPORATION|PDQM|CODA MARKETS, INC.|24098
IAG|IAMGOLD CORPORATION|PWJC|UBS Financial Services, Inc.|1700
IAG|IAMGOLD CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|18699
IAG|IAMGOLD CORPORATION|RGLD|Regal Securities, Inc|512
IAG|IAMGOLD CORPORATION|RHOX|XR Securities LLC|6740
IAG|IAMGOLD CORPORATION|SAGL|SAGETRADER, LLC|8800
IAG|IAMGOLD CORPORATION|SBSH|Citigroup Global Markets Inc.|94052
IAG|IAMGOLD CORPORATION|SCMC|Scotia Capital Markets (USA) Inc.|4445
IAG|IAMGOLD CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|271839
IAG|IAMGOLD CORPORATION|SPDR|SPEEDROUTE LLC|5700
IAG|IAMGOLD CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|5550
IAG|IAMGOLD CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19150
IAG|IAMGOLD CORPORATION|SWIM|TD Ameritrade, Inc.|186379
IAG|IAMGOLD CORPORATION|SWST|Hilltop Securities Inc.|1775
IAG|IAMGOLD CORPORATION|TDSI|TD Securities (USA) LLC|2813819
IAG|IAMGOLD CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|46106
IAG|IAMGOLD CORPORATION|TRBT|Tradebot Systems, Inc.|174563
IAG|IAMGOLD CORPORATION|TRCM|TRC MARKETS LLC|471233
IAG|IAMGOLD CORPORATION|TWTT|TASTYWORKS, INC.|30
IAG|IAMGOLD CORPORATION|UBSA|UBS SECURITIES LLC|646168
IAG|IAMGOLD CORPORATION|UBSS|UBS Securities LLC|744847
IAG|IAMGOLD CORPORATION|VALX|VIRTU AMERICAS LLC|108536
IAG|IAMGOLD CORPORATION|VGRD|Vanguard Marketing Corporation|93623
IAG|IAMGOLD CORPORATION|VSIN|Vision Financial Markets Llc|123
IAG|IAMGOLD CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|86773
IAG|IAMGOLD CORPORATION|WEDB|WEDBUSH SECURITIES INC.|6250
IAG|IAMGOLD CORPORATION|WEED|Weeden & Co.L.P.|600
IAG|IAMGOLD CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6564
IAG|IAMGOLD CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26758
IAG|IAMGOLD CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|24703
IAG|IAMGOLD CORPORATION|XIST|INSTINET, LLC|357400
IAG|IAMGOLD CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|50300
IAG|IAMGOLD CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IAG|IAMGOLD CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|90
IAGG|ISHARES INTERNATIONA|ALTX|Alternet Securities Inc.|120
IAGG|ISHARES INTERNATIONA|APCC|Apex Clearing Corporation|2277
IAGG|ISHARES INTERNATIONA|BATM|CBOE TRADING, INC.|2416
IAGG|ISHARES INTERNATIONA|BKCM|BNY Mellon Capital Markets LLC|100
IAGG|ISHARES INTERNATIONA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3699
IAGG|ISHARES INTERNATIONA|BYXM|CBOE TRADING, INC.|468
IAGG|ISHARES INTERNATIONA|CANT|Cantor Fitzgerald & Co.|21380
IAGG|ISHARES INTERNATIONA|CHAS|Charles Schwab & Co., Inc.|4
IAGG|ISHARES INTERNATIONA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13587
IAGG|ISHARES INTERNATIONA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
IAGG|ISHARES INTERNATIONA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22586
IAGG|ISHARES INTERNATIONA|CTDL|Citadel Derivatives Group Llc|14896
IAGG|ISHARES INTERNATIONA|CXCX|CITIGROUP GLOBAL MARKETS INC.|6100
IAGG|ISHARES INTERNATIONA|DBAX|Deutsche Bank Securities Inc.|6600
IAGG|ISHARES INTERNATIONA|EBXL|EBX LLC|8400
IAGG|ISHARES INTERNATIONA|EDJO|Edward D. Jones & Co., L.P.|18208
IAGG|ISHARES INTERNATIONA|EGAM|CBOE TRADING, INC.|90
IAGG|ISHARES INTERNATIONA|ETBE|Electronic Transaction Clearing, Inc.|100
IAGG|ISHARES INTERNATIONA|ETRS|E*Trade Securities LLC|2711
IAGG|ISHARES INTERNATIONA|FLTU|FLOW TRADERS US LLC|539
IAGG|ISHARES INTERNATIONA|FMAF|NBCN Inc./ CDS|965
IAGG|ISHARES INTERNATIONA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31
IAGG|ISHARES INTERNATIONA|FTBR|Foliofn Investments, Inc.|5760
IAGG|ISHARES INTERNATIONA|GEBB|GLOBAL EXECUTION BROKERS, LP|17374
IAGG|ISHARES INTERNATIONA|GLPX|ACS EXECUTION SERVICES, LLC|1088
IAGG|ISHARES INTERNATIONA|GSCS|GOLDMAN SACHS & CO. LLC|100
IAGG|ISHARES INTERNATIONA|GTSZ|GTS SECURITIES LLC|1773
IAGG|ISHARES INTERNATIONA|HRBF|American Enterprise Investment Services Inc.|28680
IAGG|ISHARES INTERNATIONA|IATS|INTERACTIVE BROKERS LLC|16
IAGG|ISHARES INTERNATIONA|IBKR|Interactive Brokers Llc|1143
IAGG|ISHARES INTERNATIONA|ICBX|INSTINET, LLC|10680
IAGG|ISHARES INTERNATIONA|INCA|INSTINET, LLC|2162
IAGG|ISHARES INTERNATIONA|INJX|INSTINET, LLC|9073
IAGG|ISHARES INTERNATIONA|ITGI|ITG Inc.|106
IAGG|ISHARES INTERNATIONA|ITGP|ITG INC.|200
IAGG|ISHARES INTERNATIONA|JEFF|JEFFERIES LLC|26362
IAGG|ISHARES INTERNATIONA|JPMX|J.P. Morgan Securities LLC|5068
IAGG|ISHARES INTERNATIONA|JSEB|JANE STREET EXECUTION SERVICES, LLC|53466
IAGG|ISHARES INTERNATIONA|JSJX|JANE STREET CAPITAL LLC|177122
IAGG|ISHARES INTERNATIONA|KCGM|VIRTU Americas LLC|7970
IAGG|ISHARES INTERNATIONA|LEHM|Barclays Capital Inc./Le|23600
IAGG|ISHARES INTERNATIONA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|15704
IAGG|ISHARES INTERNATIONA|LIME|Lime Brokerage LLC|345
IAGG|ISHARES INTERNATIONA|MACC|Mid Atlantic Capital Corporation|369
IAGG|ISHARES INTERNATIONA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19054
IAGG|ISHARES INTERNATIONA|MSCO|MORGAN STANLEY & CO. LLC|8083
IAGG|ISHARES INTERNATIONA|MSPL|MORGAN STANLEY & CO. LLC|5100
IAGG|ISHARES INTERNATIONA|NFSC|National Financial Services LLC|122564
IAGG|ISHARES INTERNATIONA|NITE|VIRTU Americas LLC|145821
IAGG|ISHARES INTERNATIONA|NTBF|BMO Nesbitt Burns Inc./CDS|230
IAGG|ISHARES INTERNATIONA|PDQM|CODA MARKETS, INC.|9116
IAGG|ISHARES INTERNATIONA|RBCM|RBC CAPITAL MARKETS, LLC|3170
IAGG|ISHARES INTERNATIONA|SALI|INTL FCSTONE FINANCIAL INC.|186
IAGG|ISHARES INTERNATIONA|SBSH|Citigroup Global Markets Inc.|5723
IAGG|ISHARES INTERNATIONA|SGMT|GOLDMAN SACHS & CO. LLC|4628
IAGG|ISHARES INTERNATIONA|SPDR|SPEEDROUTE LLC|2809
IAGG|ISHARES INTERNATIONA|STFL|Stifel, Nicolaus & Company, Incorporated|26
IAGG|ISHARES INTERNATIONA|SWIM|TD Ameritrade, Inc.|813
IAGG|ISHARES INTERNATIONA|TRBT|Tradebot Systems, Inc.|100
IAGG|ISHARES INTERNATIONA|UBSA|UBS SECURITIES LLC|84473
IAGG|ISHARES INTERNATIONA|UBSS|UBS Securities LLC|37015
IAGG|ISHARES INTERNATIONA|VALX|VIRTU AMERICAS LLC|101
IAGG|ISHARES INTERNATIONA|VGRD|Vanguard Marketing Corporation|1037
IAGG|ISHARES INTERNATIONA|WCHV|WELLS FARGO SECURITIES, LLC|1857
IAGG|ISHARES INTERNATIONA|WSEA|WOLVERINE SECURITIES, LLC|1
IAGG|ISHARES INTERNATIONA|XSTM|NATIONAL FINANCIAL SERVICES LLC|3930
IAGG|ISHARES INTERNATIONA|YKNA|COMHAR CAPITAL MARKETS, LLC|53
IAGG|ISHARES INTERNATIONA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15391
IAI|ISHARES US BD & S E|APCC|Apex Clearing Corporation|159
IAI|ISHARES US BD & S E|BARD|Robert W. Baird & Co. Incorporated|449
IAI|ISHARES US BD & S E|BATM|CBOE TRADING, INC.|8564
IAI|ISHARES US BD & S E|BERN|Sanford C. Bernstein & Co., LLC|45
IAI|ISHARES US BD & S E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|595
IAI|ISHARES US BD & S E|BTIG|BTIG, LLC|100611
IAI|ISHARES US BD & S E|CANT|Cantor Fitzgerald & Co.|130117
IAI|ISHARES US BD & S E|CHAS|Charles Schwab & Co., Inc.|4
IAI|ISHARES US BD & S E|CICF|Canaccord Genuity Corp.|200
IAI|ISHARES US BD & S E|CIST|Capital Institutional Services, Inc.|567
IAI|ISHARES US BD & S E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15362
IAI|ISHARES US BD & S E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6324
IAI|ISHARES US BD & S E|CSIN|Citadel Securities Institutional LLC|9311
IAI|ISHARES US BD & S E|CTDL|Citadel Derivatives Group Llc|9311
IAI|ISHARES US BD & S E|DBAB|Deutsche Bank Securities Inc.|100
IAI|ISHARES US BD & S E|DBAX|Deutsche Bank Securities Inc.|1900
IAI|ISHARES US BD & S E|DEAN|MORGAN STANLEY|8864
IAI|ISHARES US BD & S E|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
IAI|ISHARES US BD & S E|EBXL|EBX LLC|1300
IAI|ISHARES US BD & S E|ECUT|CONVERGEX EXECUTION SOLUTIONS|13
IAI|ISHARES US BD & S E|EDJO|Edward D. Jones & Co., L.P.|344
IAI|ISHARES US BD & S E|EGAM|CBOE TRADING, INC.|500
IAI|ISHARES US BD & S E|ETBE|Electronic Transaction Clearing, Inc.|100
IAI|ISHARES US BD & S E|ETRS|E*Trade Securities LLC|12781
IAI|ISHARES US BD & S E|FBSB|U.S. Bancorp Investments, Inc.|3095
IAI|ISHARES US BD & S E|FIDT|Fidelity Clearing Canada ULC./ CDS|150
IAI|ISHARES US BD & S E|FILL|Tradestation Securities, Inc.|200
IAI|ISHARES US BD & S E|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|61764
IAI|ISHARES US BD & S E|FMAF|NBCN Inc./ CDS|3398
IAI|ISHARES US BD & S E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|276
IAI|ISHARES US BD & S E|FTBR|Foliofn Investments, Inc.|473
IAI|ISHARES US BD & S E|GLPX|ACS EXECUTION SERVICES, LLC|169
IAI|ISHARES US BD & S E|GSCO|GOLDMAN SACHS & CO. LLC|30
IAI|ISHARES US BD & S E|GSLT|GOLDMAN SACHS & CO. LLC|888
IAI|ISHARES US BD & S E|GTSZ|GTS SECURITIES LLC|639
IAI|ISHARES US BD & S E|HRBF|American Enterprise Investment Services Inc.|5047
IAI|ISHARES US BD & S E|IATS|INTERACTIVE BROKERS LLC|157
IAI|ISHARES US BD & S E|IBKR|Interactive Brokers Llc|9616
IAI|ISHARES US BD & S E|ICBX|INSTINET, LLC|3300
IAI|ISHARES US BD & S E|INCA|INSTINET, LLC|13665
IAI|ISHARES US BD & S E|ITGI|ITG Inc.|5930
IAI|ISHARES US BD & S E|JANY|Janney Montgomery Scott Inc.|7743
IAI|ISHARES US BD & S E|JPMX|J.P. Morgan Securities LLC|2400
IAI|ISHARES US BD & S E|JSEB|JANE STREET EXECUTION SERVICES, LLC|21654
IAI|ISHARES US BD & S E|JSJX|JANE STREET CAPITAL LLC|118107
IAI|ISHARES US BD & S E|KCGM|VIRTU Americas LLC|2220
IAI|ISHARES US BD & S E|LEHM|Barclays Capital Inc./Le|2245
IAI|ISHARES US BD & S E|LIME|Lime Brokerage LLC|12730
IAI|ISHARES US BD & S E|LSCI|Lek Securities Corporation|482
IAI|ISHARES US BD & S E|MAXM|Maxim Group LLC|1600
IAI|ISHARES US BD & S E|MCMF|Raymond James Ltd. Cds|1600
IAI|ISHARES US BD & S E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
IAI|ISHARES US BD & S E|MOTF|MOTIF INVESTING, INC.|1
IAI|ISHARES US BD & S E|MSCO|MORGAN STANLEY & CO. LLC|34412
IAI|ISHARES US BD & S E|NFSC|National Financial Services LLC|223176
IAI|ISHARES US BD & S E|NITE|VIRTU Americas LLC|127171
IAI|ISHARES US BD & S E|NITP|VIRTU Americas LLC|200
IAI|ISHARES US BD & S E|NTBF|BMO Nesbitt Burns Inc./CDS|551
IAI|ISHARES US BD & S E|OPCO|Oppenheimer & Co. Inc.|2362
IAI|ISHARES US BD & S E|PDQM|CODA MARKETS, INC.|4000
IAI|ISHARES US BD & S E|RBCM|RBC CAPITAL MARKETS, LLC|1396
IAI|ISHARES US BD & S E|SBSH|Citigroup Global Markets Inc.|370
IAI|ISHARES US BD & S E|SGMT|GOLDMAN SACHS & CO. LLC|1200
IAI|ISHARES US BD & S E|SHMR|ABN Amro Clearing LLC|62214
IAI|ISHARES US BD & S E|SPHN|Stephens Inc.|9
IAI|ISHARES US BD & S E|STFL|Stifel, Nicolaus & Company, Incorporated|309
IAI|ISHARES US BD & S E|SWIM|TD Ameritrade, Inc.|883
IAI|ISHARES US BD & S E|SWST|Hilltop Securities Inc.|225
IAI|ISHARES US BD & S E|TRBT|Tradebot Systems, Inc.|100
IAI|ISHARES US BD & S E|TRCM|TRC MARKETS LLC|400
IAI|ISHARES US BD & S E|UBSA|UBS SECURITIES LLC|10407
IAI|ISHARES US BD & S E|UBSS|UBS Securities LLC|56058
IAI|ISHARES US BD & S E|VGRD|Vanguard Marketing Corporation|1752
IAI|ISHARES US BD & S E|VSIN|Vision Financial Markets Llc|13
IAI|ISHARES US BD & S E|WCHV|WELLS FARGO SECURITIES, LLC|27271
IAI|ISHARES US BD & S E|WEDB|WEDBUSH SECURITIES INC.|261
IAI|ISHARES US BD & S E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|377
IAI|ISHARES US BD & S E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1199
IAI|ISHARES US BD & S E|WGIF|CIBC World Markets Inc.|142
IAI|ISHARES US BD & S E|WSEA|WOLVERINE SECURITIES, LLC|2920
IAI|ISHARES US BD & S E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24843
IAK|ISHARES|APCC|Apex Clearing Corporation|14
IAK|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|410
IAK|ISHARES|BTIG|BTIG, LLC|960
IAK|ISHARES|CHAS|Charles Schwab & Co., Inc.|110
IAK|ISHARES|CICF|Canaccord Genuity Corp.|100
IAK|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2081
IAK|ISHARES|CTDL|Citadel Derivatives Group Llc|22
IAK|ISHARES|DBAX|Deutsche Bank Securities Inc.|500
IAK|ISHARES|DEAN|MORGAN STANLEY|124
IAK|ISHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|180
IAK|ISHARES|EBXL|EBX LLC|1100
IAK|ISHARES|EDJO|Edward D. Jones & Co., L.P.|214
IAK|ISHARES|EGXM|CBOE TRADING, INC.|10
IAK|ISHARES|ETRS|E*Trade Securities LLC|9808
IAK|ISHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
IAK|ISHARES|FTBR|Foliofn Investments, Inc.|1
IAK|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|960
IAK|ISHARES|IATS|INTERACTIVE BROKERS LLC|158
IAK|ISHARES|IBKR|Interactive Brokers Llc|6899
IAK|ISHARES|ICBX|INSTINET, LLC|400
IAK|ISHARES|ITGI|ITG Inc.|25
IAK|ISHARES|JPMX|J.P. Morgan Securities LLC|200
IAK|ISHARES|JSJX|JANE STREET CAPITAL LLC|13074
IAK|ISHARES|KCGM|VIRTU Americas LLC|1760
IAK|ISHARES|LEHM|Barclays Capital Inc./Le|1200
IAK|ISHARES|LIME|Lime Brokerage LLC|1538
IAK|ISHARES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
IAK|ISHARES|MACC|Mid Atlantic Capital Corporation|308
IAK|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|3376
IAK|ISHARES|NFSC|National Financial Services LLC|4024
IAK|ISHARES|NITE|VIRTU Americas LLC|6290
IAK|ISHARES|NQRB|Brut, LLC|200
IAK|ISHARES|OPCO|Oppenheimer & Co. Inc.|110
IAK|ISHARES|PWJC|UBS Financial Services, Inc.|69
IAK|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|7
IAK|ISHARES|SBSH|Citigroup Global Markets Inc.|100
IAK|ISHARES|SWIM|TD Ameritrade, Inc.|1202
IAK|ISHARES|UBSA|UBS SECURITIES LLC|3621
IAK|ISHARES|UBSS|UBS Securities LLC|10344
IAK|ISHARES|VGRD|Vanguard Marketing Corporation|564
IAK|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|2764
IAK|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3769
IAM|I-AM CAPITAL ACQU CM|ALTX|Alternet Securities Inc.|200
IAM|I-AM CAPITAL ACQU CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2501
IAM|I-AM CAPITAL ACQU CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
IAM|I-AM CAPITAL ACQU CM|DBAX|Deutsche Bank Securities Inc.|300
IAM|I-AM CAPITAL ACQU CM|EBXL|EBX LLC|100
IAM|I-AM CAPITAL ACQU CM|EGAM|CBOE TRADING, INC.|200
IAM|I-AM CAPITAL ACQU CM|FOMA|TD AMERITRADE CLEARING, INC.|500
IAM|I-AM CAPITAL ACQU CM|GSCO|GOLDMAN SACHS & CO. LLC|1118
IAM|I-AM CAPITAL ACQU CM|IBKR|Interactive Brokers Llc|7782
IAM|I-AM CAPITAL ACQU CM|ICBX|INSTINET, LLC|1100
IAM|I-AM CAPITAL ACQU CM|INCA|INSTINET, LLC|1300
IAM|I-AM CAPITAL ACQU CM|ITGI|ITG Inc.|200
IAM|I-AM CAPITAL ACQU CM|LIME|Lime Brokerage LLC|9837
IAM|I-AM CAPITAL ACQU CM|LMGP|LIME BROKERAGE LLC|900
IAM|I-AM CAPITAL ACQU CM|MAXM|Maxim Group LLC|100
IAM|I-AM CAPITAL ACQU CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IAM|I-AM CAPITAL ACQU CM|MSCO|MORGAN STANLEY & CO. LLC|15
IAM|I-AM CAPITAL ACQU CM|NITE|VIRTU Americas LLC|6619
IAM|I-AM CAPITAL ACQU CM|NQRB|Brut, LLC|1
IAM|I-AM CAPITAL ACQU CM|SGMT|GOLDMAN SACHS & CO. LLC|100
IAM|I-AM CAPITAL ACQU CM|SPDR|SPEEDROUTE LLC|100
IAM|I-AM CAPITAL ACQU CM|TRCM|TRC MARKETS LLC|721
IAM|I-AM CAPITAL ACQU CM|UBSA|UBS SECURITIES LLC|300
IAM|I-AM CAPITAL ACQU CM|UBSS|UBS Securities LLC|800
IAMXR|I-AM CAPITAL ACQ RT|CANT|Cantor Fitzgerald & Co.|1200
IAMXR|I-AM CAPITAL ACQ RT|ETRS|E*Trade Securities LLC|2500
IAMXR|I-AM CAPITAL ACQ RT|IBKR|Interactive Brokers Llc|1900
IAMXR|I-AM CAPITAL ACQ RT|LIME|Lime Brokerage LLC|500
IAMXR|I-AM CAPITAL ACQ RT|MAXM|Maxim Group LLC|100
IAMXR|I-AM CAPITAL ACQ RT|MSCO|MORGAN STANLEY & CO. LLC|100
IAMXR|I-AM CAPITAL ACQ RT|NITE|VIRTU Americas LLC|6472
IAMXR|I-AM CAPITAL ACQ RT|UBSS|UBS Securities LLC|100
IAMXR|I-AM CAPITAL ACQ RT|WFPB|Wells Fargo Securities, LLC.|6472
IAMXW|I-AM CAPITAL ACQ WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
IAMXW|I-AM CAPITAL ACQ WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
IAMXW|I-AM CAPITAL ACQ WT|DBAX|Deutsche Bank Securities Inc.|100
IAMXW|I-AM CAPITAL ACQ WT|ETRS|E*Trade Securities LLC|700
IAMXW|I-AM CAPITAL ACQ WT|IBKR|Interactive Brokers Llc|800
IAMXW|I-AM CAPITAL ACQ WT|INCA|INSTINET, LLC|100
IAMXW|I-AM CAPITAL ACQ WT|ITGP|ITG INC.|200
IAMXW|I-AM CAPITAL ACQ WT|LIME|Lime Brokerage LLC|1000
IAMXW|I-AM CAPITAL ACQ WT|MSCO|MORGAN STANLEY & CO. LLC|800
IAMXW|I-AM CAPITAL ACQ WT|NITE|VIRTU Americas LLC|15700
IAMXW|I-AM CAPITAL ACQ WT|VGRD|Vanguard Marketing Corporation|3000
IART|INTEGRA LIFESCIENCES|ABLE|NATIXIS Securities Americas LLC|13600
IART|INTEGRA LIFESCIENCES|ADAM|CANACCORD GENUITY INC.|24629
IART|INTEGRA LIFESCIENCES|ALTX|Alternet Securities Inc.|6516
IART|INTEGRA LIFESCIENCES|ANOS|ABEL/NOSER, L.L.C.|830
IART|INTEGRA LIFESCIENCES|APCC|Apex Clearing Corporation|625
IART|INTEGRA LIFESCIENCES|BARD|Robert W. Baird & Co. Incorporated|64
IART|INTEGRA LIFESCIENCES|BATM|CBOE TRADING, INC.|13372
IART|INTEGRA LIFESCIENCES|BAYC|BAY CREST PARTNERS, LLC|760
IART|INTEGRA LIFESCIENCES|BBNT|BB&T SECURITIES, LLC|67
IART|INTEGRA LIFESCIENCES|BERN|Sanford C. Bernstein & Co., LLC|58853
IART|INTEGRA LIFESCIENCES|BIDS|BIDS TRADING L.P.|26000
IART|INTEGRA LIFESCIENCES|BKCM|BNY Mellon Capital Markets LLC|829151
IART|INTEGRA LIFESCIENCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1541
IART|INTEGRA LIFESCIENCES|BLKX|INSTINET, LLC|6200
IART|INTEGRA LIFESCIENCES|BMOC|BMO Capital Markets Corp.|76843
IART|INTEGRA LIFESCIENCES|BNPX|BNP PARIBAS SECURITIES CORP.|23938
IART|INTEGRA LIFESCIENCES|BRVL|BLAYLOCK VAN, LLC|6200
IART|INTEGRA LIFESCIENCES|BTIG|BTIG, LLC|78156
IART|INTEGRA LIFESCIENCES|BYXM|CBOE TRADING, INC.|2292
IART|INTEGRA LIFESCIENCES|BZYD|GOLDMAN SACHS & CO. LLC|1856
IART|INTEGRA LIFESCIENCES|CANT|Cantor Fitzgerald & Co.|540
IART|INTEGRA LIFESCIENCES|CHAS|Charles Schwab & Co., Inc.|1322
IART|INTEGRA LIFESCIENCES|CIOI|CITIGROUP GLOBAL MARKETS INC|30000
IART|INTEGRA LIFESCIENCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41800
IART|INTEGRA LIFESCIENCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5840
IART|INTEGRA LIFESCIENCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5459
IART|INTEGRA LIFESCIENCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|335641
IART|INTEGRA LIFESCIENCES|CTDL|Citadel Derivatives Group Llc|34037
IART|INTEGRA LIFESCIENCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|30104
IART|INTEGRA LIFESCIENCES|DADA|D.A. Davidson & Co.|75
IART|INTEGRA LIFESCIENCES|DAVA|Davenport & Company LLC|200
IART|INTEGRA LIFESCIENCES|DBAB|Deutsche Bank Securities Inc.|1392599
IART|INTEGRA LIFESCIENCES|DBAX|Deutsche Bank Securities Inc.|174700
IART|INTEGRA LIFESCIENCES|DBUL|Deutsche Bank Securities Inc.|14483
IART|INTEGRA LIFESCIENCES|DCHF|Dart Executions, LLC|3000
IART|INTEGRA LIFESCIENCES|DEAN|MORGAN STANLEY|966
IART|INTEGRA LIFESCIENCES|DEGS|RONIN PROFESSIONAL LLC|600
IART|INTEGRA LIFESCIENCES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9634
IART|INTEGRA LIFESCIENCES|DRWK|DRW SECURITIES, L.L.C.|26329
IART|INTEGRA LIFESCIENCES|EBXL|EBX LLC|168200
IART|INTEGRA LIFESCIENCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|1674
IART|INTEGRA LIFESCIENCES|EDJO|Edward D. Jones & Co., L.P.|315
IART|INTEGRA LIFESCIENCES|EGAM|CBOE TRADING, INC.|14952
IART|INTEGRA LIFESCIENCES|EGAW|CBOE TRADING, INC.|281
IART|INTEGRA LIFESCIENCES|EGMT|EG MARKET TECHNOLOGIES LLC|827
IART|INTEGRA LIFESCIENCES|EGXM|CBOE TRADING, INC.|6045
IART|INTEGRA LIFESCIENCES|EGXW|CBOE TRADING, INC.|75
IART|INTEGRA LIFESCIENCES|ETBE|Electronic Transaction Clearing, Inc.|77895
IART|INTEGRA LIFESCIENCES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|56
IART|INTEGRA LIFESCIENCES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6942
IART|INTEGRA LIFESCIENCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31855
IART|INTEGRA LIFESCIENCES|ETRS|E*Trade Securities LLC|10742
IART|INTEGRA LIFESCIENCES|FBCO|Credit Suisse Securities (USA) LLC|3542606
IART|INTEGRA LIFESCIENCES|FBSB|U.S. Bancorp Investments, Inc.|22
IART|INTEGRA LIFESCIENCES|FILL|Tradestation Securities, Inc.|8478
IART|INTEGRA LIFESCIENCES|FMAF|NBCN Inc./ CDS|15
IART|INTEGRA LIFESCIENCES|FOMA|TD AMERITRADE CLEARING, INC.|38427
IART|INTEGRA LIFESCIENCES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|48703
IART|INTEGRA LIFESCIENCES|FQLS|Quantlab Securities LP|327347
IART|INTEGRA LIFESCIENCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107282
IART|INTEGRA LIFESCIENCES|FTBR|Foliofn Investments, Inc.|3782
IART|INTEGRA LIFESCIENCES|GEBB|GLOBAL EXECUTION BROKERS, LP|28906
IART|INTEGRA LIFESCIENCES|GLIS|TD Securities Inc|183
IART|INTEGRA LIFESCIENCES|GLPX|ACS EXECUTION SERVICES, LLC|55180
IART|INTEGRA LIFESCIENCES|GSCO|GOLDMAN SACHS & CO. LLC|5878902
IART|INTEGRA LIFESCIENCES|GSCS|GOLDMAN SACHS & CO. LLC|13591
IART|INTEGRA LIFESCIENCES|GSLT|GOLDMAN SACHS & CO. LLC|12070
IART|INTEGRA LIFESCIENCES|GTSZ|GTS SECURITIES LLC|98929
IART|INTEGRA LIFESCIENCES|HAPX|HAP Trading, LLC|100
IART|INTEGRA LIFESCIENCES|HRBF|American Enterprise Investment Services Inc.|1648
IART|INTEGRA LIFESCIENCES|HSBC|HSBC Securities, Inc.|1400
IART|INTEGRA LIFESCIENCES|IATS|INTERACTIVE BROKERS LLC|13909
IART|INTEGRA LIFESCIENCES|IBKR|Interactive Brokers Llc|81237
IART|INTEGRA LIFESCIENCES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1104
IART|INTEGRA LIFESCIENCES|ICBX|INSTINET, LLC|37090
IART|INTEGRA LIFESCIENCES|IEQY|CITADEL SECURITIES LLC|136131
IART|INTEGRA LIFESCIENCES|INCA|INSTINET, LLC|986790
IART|INTEGRA LIFESCIENCES|INJX|INSTINET, LLC|65926
IART|INTEGRA LIFESCIENCES|ITGI|ITG Inc.|1703540
IART|INTEGRA LIFESCIENCES|ITGP|ITG INC.|233800
IART|INTEGRA LIFESCIENCES|JANY|Janney Montgomery Scott Inc.|975
IART|INTEGRA LIFESCIENCES|JEFF|JEFFERIES LLC|221642
IART|INTEGRA LIFESCIENCES|JMPT|JUMP TRADING, LLC|83323
IART|INTEGRA LIFESCIENCES|JPBX|J.P. MORGAN SECURITIES LLC|50042
IART|INTEGRA LIFESCIENCES|JPMX|J.P. Morgan Securities LLC|403650
IART|INTEGRA LIFESCIENCES|JSJX|JANE STREET CAPITAL LLC|14177
IART|INTEGRA LIFESCIENCES|KCGM|VIRTU Americas LLC|37886
IART|INTEGRA LIFESCIENCES|LEHM|Barclays Capital Inc./Le|2047387
IART|INTEGRA LIFESCIENCES|LIME|Lime Brokerage LLC|324115
IART|INTEGRA LIFESCIENCES|LMGP|LIME BROKERAGE LLC|72977
IART|INTEGRA LIFESCIENCES|LMNX|LUMINEX TRADING & ANALYTICS LLC|32200
IART|INTEGRA LIFESCIENCES|LOOP|Loop Capital Markets LLC|18568
IART|INTEGRA LIFESCIENCES|LQNA|LIQUIDNET, INC.|72600
IART|INTEGRA LIFESCIENCES|LQNB|LIQUIDNET, INC.|25200
IART|INTEGRA LIFESCIENCES|LSCI|Lek Securities Corporation|12
IART|INTEGRA LIFESCIENCES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IART|INTEGRA LIFESCIENCES|MAVB|Great Point Capital LLC|400
IART|INTEGRA LIFESCIENCES|MAXM|Maxim Group LLC|1612
IART|INTEGRA LIFESCIENCES|MICA|Spartan Securities Group, Ltd.|2000
IART|INTEGRA LIFESCIENCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55827
IART|INTEGRA LIFESCIENCES|MOTF|MOTIF INVESTING, INC.|3
IART|INTEGRA LIFESCIENCES|MSCO|MORGAN STANLEY & CO. LLC|3699298
IART|INTEGRA LIFESCIENCES|MSPL|MORGAN STANLEY & CO. LLC|294800
IART|INTEGRA LIFESCIENCES|MSTX|MORGAN STANLEY & CO. LLC|135100
IART|INTEGRA LIFESCIENCES|NFSC|National Financial Services LLC|66547
IART|INTEGRA LIFESCIENCES|NITE|VIRTU Americas LLC|1420743
IART|INTEGRA LIFESCIENCES|NITP|VIRTU Americas LLC|36741
IART|INTEGRA LIFESCIENCES|NQRB|Brut, LLC|10034
IART|INTEGRA LIFESCIENCES|NTRC|Northern Trust Securities, Inc.|1946
IART|INTEGRA LIFESCIENCES|OPCO|Oppenheimer & Co. Inc.|3894
IART|INTEGRA LIFESCIENCES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4208
IART|INTEGRA LIFESCIENCES|PDQM|CODA MARKETS, INC.|130327
IART|INTEGRA LIFESCIENCES|PHLY|NASDAQ Execution Services, LLC|200
IART|INTEGRA LIFESCIENCES|PWJC|UBS Financial Services, Inc.|5
IART|INTEGRA LIFESCIENCES|QMSR|QUATTRO M SECURITIES INC.|16131
IART|INTEGRA LIFESCIENCES|RAJA|Raymond James & Associates, Inc.|7333
IART|INTEGRA LIFESCIENCES|RBCM|RBC CAPITAL MARKETS, LLC|1786
IART|INTEGRA LIFESCIENCES|SAGC|SAGETRADER, LLC|55
IART|INTEGRA LIFESCIENCES|SAGL|SAGETRADER, LLC|22519
IART|INTEGRA LIFESCIENCES|SAGW|SAGETRADER, LLC|1573
IART|INTEGRA LIFESCIENCES|SALI|INTL FCSTONE FINANCIAL INC.|352
IART|INTEGRA LIFESCIENCES|SBSH|Citigroup Global Markets Inc.|417815
IART|INTEGRA LIFESCIENCES|SGMT|GOLDMAN SACHS & CO. LLC|79585
IART|INTEGRA LIFESCIENCES|SPDR|SPEEDROUTE LLC|69796
IART|INTEGRA LIFESCIENCES|SPHN|Stephens Inc.|200
IART|INTEGRA LIFESCIENCES|SSBS|STATE STREET GLOBAL MARKETS, LLC|29300
IART|INTEGRA LIFESCIENCES|STFL|Stifel, Nicolaus & Company, Incorporated|211
IART|INTEGRA LIFESCIENCES|SWIM|TD Ameritrade, Inc.|12781
IART|INTEGRA LIFESCIENCES|SWST|Hilltop Securities Inc.|653
IART|INTEGRA LIFESCIENCES|TKNG|ALLY INVEST SECURITIES LLC|119
IART|INTEGRA LIFESCIENCES|TONC|CUTTONE & CO., LLC|1396
IART|INTEGRA LIFESCIENCES|TRBT|Tradebot Systems, Inc.|233797
IART|INTEGRA LIFESCIENCES|TRCM|TRC MARKETS LLC|143471
IART|INTEGRA LIFESCIENCES|TWTT|TASTYWORKS, INC.|1220
IART|INTEGRA LIFESCIENCES|UBSA|UBS SECURITIES LLC|396596
IART|INTEGRA LIFESCIENCES|UBSS|UBS Securities LLC|5809431
IART|INTEGRA LIFESCIENCES|VALX|VIRTU AMERICAS LLC|14606
IART|INTEGRA LIFESCIENCES|VGRD|Vanguard Marketing Corporation|785
IART|INTEGRA LIFESCIENCES|WBPX|SUMMIT SECURITIES GROUP, LLC|100
IART|INTEGRA LIFESCIENCES|WCHV|WELLS FARGO SECURITIES, LLC|170812
IART|INTEGRA LIFESCIENCES|WDNX|WEEDEN & CO.L.P.|836
IART|INTEGRA LIFESCIENCES|WEDB|WEDBUSH SECURITIES INC.|26677
IART|INTEGRA LIFESCIENCES|WEED|Weeden & Co.L.P.|5510
IART|INTEGRA LIFESCIENCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|816
IART|INTEGRA LIFESCIENCES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9507
IART|INTEGRA LIFESCIENCES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|42
IART|INTEGRA LIFESCIENCES|WSEA|WOLVERINE SECURITIES, LLC|1996
IART|INTEGRA LIFESCIENCES|XIST|INSTINET, LLC|136900
IART|INTEGRA LIFESCIENCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|43092
IART|INTEGRA LIFESCIENCES|YKNA|COMHAR CAPITAL MARKETS, LLC|2793
IART|INTEGRA LIFESCIENCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2423
IAT|ISHARES  US RB|AGIS|Aegis Capital Corp.|200
IAT|ISHARES  US RB|ALTX|Alternet Securities Inc.|1564
IAT|ISHARES  US RB|APCC|Apex Clearing Corporation|35
IAT|ISHARES  US RB|BANK|Primevest Financial Services, Inc.|720
IAT|ISHARES  US RB|BARD|Robert W. Baird & Co. Incorporated|2170
IAT|ISHARES  US RB|BBNT|BB&T SECURITIES, LLC|775
IAT|ISHARES  US RB|BERN|Sanford C. Bernstein & Co., LLC|418
IAT|ISHARES  US RB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20617
IAT|ISHARES  US RB|CANT|Cantor Fitzgerald & Co.|1
IAT|ISHARES  US RB|CHAS|Charles Schwab & Co., Inc.|20
IAT|ISHARES  US RB|CICF|Canaccord Genuity Corp.|100
IAT|ISHARES  US RB|CIST|Capital Institutional Services, Inc.|1750
IAT|ISHARES  US RB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3678
IAT|ISHARES  US RB|CSIN|Citadel Securities Institutional LLC|159356
IAT|ISHARES  US RB|CTDL|Citadel Derivatives Group Llc|160056
IAT|ISHARES  US RB|DAVA|Davenport & Company LLC|100
IAT|ISHARES  US RB|DBAB|Deutsche Bank Securities Inc.|2890
IAT|ISHARES  US RB|DBAX|Deutsche Bank Securities Inc.|1000
IAT|ISHARES  US RB|DEAN|MORGAN STANLEY|11141
IAT|ISHARES  US RB|DEGS|RONIN PROFESSIONAL LLC|4200
IAT|ISHARES  US RB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35872
IAT|ISHARES  US RB|EBXL|EBX LLC|10100
IAT|ISHARES  US RB|ECUT|CONVERGEX EXECUTION SOLUTIONS|838
IAT|ISHARES  US RB|EDJO|Edward D. Jones & Co., L.P.|20091
IAT|ISHARES  US RB|EGAM|CBOE TRADING, INC.|5376
IAT|ISHARES  US RB|EGXM|CBOE TRADING, INC.|6264
IAT|ISHARES  US RB|ETBE|Electronic Transaction Clearing, Inc.|1007
IAT|ISHARES  US RB|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
IAT|ISHARES  US RB|ETRS|E*Trade Securities LLC|38798
IAT|ISHARES  US RB|FBSB|U.S. Bancorp Investments, Inc.|745
IAT|ISHARES  US RB|FMAF|NBCN Inc./ CDS|1860
IAT|ISHARES  US RB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|155
IAT|ISHARES  US RB|FTBR|Foliofn Investments, Inc.|1029
IAT|ISHARES  US RB|GBMT|GBM International, Inc.|1285
IAT|ISHARES  US RB|GSCO|GOLDMAN SACHS & CO. LLC|42887
IAT|ISHARES  US RB|GSLT|GOLDMAN SACHS & CO. LLC|1849
IAT|ISHARES  US RB|GTSZ|GTS SECURITIES LLC|93
IAT|ISHARES  US RB|HRBF|American Enterprise Investment Services Inc.|19337
IAT|ISHARES  US RB|IATS|INTERACTIVE BROKERS LLC|20
IAT|ISHARES  US RB|IBKR|Interactive Brokers Llc|1198
IAT|ISHARES  US RB|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|180
IAT|ISHARES  US RB|ICBX|INSTINET, LLC|5388
IAT|ISHARES  US RB|INCA|INSTINET, LLC|2097
IAT|ISHARES  US RB|INJX|INSTINET, LLC|270
IAT|ISHARES  US RB|ITGI|ITG Inc.|1564
IAT|ISHARES  US RB|ITGP|ITG INC.|800
IAT|ISHARES  US RB|JANY|Janney Montgomery Scott Inc.|2814
IAT|ISHARES  US RB|JMPT|JUMP TRADING, LLC|3170
IAT|ISHARES  US RB|JPMX|J.P. Morgan Securities LLC|8832
IAT|ISHARES  US RB|JSEB|JANE STREET EXECUTION SERVICES, LLC|89625
IAT|ISHARES  US RB|JSJX|JANE STREET CAPITAL LLC|103822
IAT|ISHARES  US RB|KCGM|VIRTU Americas LLC|3100
IAT|ISHARES  US RB|LEHM|Barclays Capital Inc./Le|17943
IAT|ISHARES  US RB|LIME|Lime Brokerage LLC|15486
IAT|ISHARES  US RB|MACC|Mid Atlantic Capital Corporation|497
IAT|ISHARES  US RB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9672
IAT|ISHARES  US RB|MOTF|MOTIF INVESTING, INC.|2
IAT|ISHARES  US RB|MSCO|MORGAN STANLEY & CO. LLC|92284
IAT|ISHARES  US RB|MSPL|MORGAN STANLEY & CO. LLC|1000
IAT|ISHARES  US RB|NFSC|National Financial Services LLC|156898
IAT|ISHARES  US RB|NITE|VIRTU Americas LLC|257690
IAT|ISHARES  US RB|NQRB|Brut, LLC|4800
IAT|ISHARES  US RB|NTBF|BMO Nesbitt Burns Inc./CDS|1357
IAT|ISHARES  US RB|OHOS|TWO SIGMA SECURITIES, LLC|25367
IAT|ISHARES  US RB|OPCO|Oppenheimer & Co. Inc.|3340
IAT|ISHARES  US RB|PDQM|CODA MARKETS, INC.|284
IAT|ISHARES  US RB|PWJC|UBS Financial Services, Inc.|115
IAT|ISHARES  US RB|RBCM|RBC CAPITAL MARKETS, LLC|19514
IAT|ISHARES  US RB|SALI|INTL FCSTONE FINANCIAL INC.|335
IAT|ISHARES  US RB|SBSH|Citigroup Global Markets Inc.|6644
IAT|ISHARES  US RB|SGMT|GOLDMAN SACHS & CO. LLC|6345
IAT|ISHARES  US RB|SPHN|Stephens Inc.|1639
IAT|ISHARES  US RB|STFL|Stifel, Nicolaus & Company, Incorporated|4937
IAT|ISHARES  US RB|SWIM|TD Ameritrade, Inc.|2049
IAT|ISHARES  US RB|SWST|Hilltop Securities Inc.|8166
IAT|ISHARES  US RB|TKNG|ALLY INVEST SECURITIES LLC|190
IAT|ISHARES  US RB|TRBT|Tradebot Systems, Inc.|23713
IAT|ISHARES  US RB|TRCM|TRC MARKETS LLC|1128
IAT|ISHARES  US RB|UBSA|UBS SECURITIES LLC|16228
IAT|ISHARES  US RB|UBSS|UBS Securities LLC|106780
IAT|ISHARES  US RB|VALX|VIRTU AMERICAS LLC|100
IAT|ISHARES  US RB|VGRD|Vanguard Marketing Corporation|5689
IAT|ISHARES  US RB|WBLR|WILLIAM BLAIR|51
IAT|ISHARES  US RB|WCHV|WELLS FARGO SECURITIES, LLC|90539
IAT|ISHARES  US RB|WEDB|WEDBUSH SECURITIES INC.|600
IAT|ISHARES  US RB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
IAT|ISHARES  US RB|WGIF|CIBC World Markets Inc.|220
IAT|ISHARES  US RB|WSEA|WOLVERINE SECURITIES, LLC|1056
IAT|ISHARES  US RB|XPUS|XP SECURITIES, LLC|10191
IAT|ISHARES  US RB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56814
IAU|ISHARES GOLD TRUST|AGIS|Aegis Capital Corp.|61300
IAU|ISHARES GOLD TRUST|ALTX|Alternet Securities Inc.|29189
IAU|ISHARES GOLD TRUST|APCC|Apex Clearing Corporation|14829
IAU|ISHARES GOLD TRUST|BANK|Primevest Financial Services, Inc.|11932
IAU|ISHARES GOLD TRUST|BARD|Robert W. Baird & Co. Incorporated|114912
IAU|ISHARES GOLD TRUST|BAYC|BAY CREST PARTNERS, LLC|18586785
IAU|ISHARES GOLD TRUST|BBNT|BB&T SECURITIES, LLC|3317
IAU|ISHARES GOLD TRUST|BERN|Sanford C. Bernstein & Co., LLC|64187
IAU|ISHARES GOLD TRUST|BIMI|Banca IMI Securities Corp.|1413
IAU|ISHARES GOLD TRUST|BKCM|BNY Mellon Capital Markets LLC|6383
IAU|ISHARES GOLD TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|190511
IAU|ISHARES GOLD TRUST|BLKX|INSTINET, LLC|92200
IAU|ISHARES GOLD TRUST|CANT|Cantor Fitzgerald & Co.|17731290
IAU|ISHARES GOLD TRUST|CFGT|CF Global Trading, LLC|30000
IAU|ISHARES GOLD TRUST|CHAS|Charles Schwab & Co., Inc.|22162587
IAU|ISHARES GOLD TRUST|CHBC|PENSERRA SECURITIES, LLC|6253648
IAU|ISHARES GOLD TRUST|CICF|Canaccord Genuity Corp.|762
IAU|ISHARES GOLD TRUST|CIST|Capital Institutional Services, Inc.|47866
IAU|ISHARES GOLD TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|472828
IAU|ISHARES GOLD TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|211
IAU|ISHARES GOLD TRUST|CRFN|ROBINHOOD FINANCIAL, LLC|25
IAU|ISHARES GOLD TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2157552
IAU|ISHARES GOLD TRUST|CSIN|Citadel Securities Institutional LLC|2616467
IAU|ISHARES GOLD TRUST|CTDL|Citadel Derivatives Group Llc|2315636
IAU|ISHARES GOLD TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|100802
IAU|ISHARES GOLD TRUST|DADA|D.A. Davidson & Co.|12070
IAU|ISHARES GOLD TRUST|DAVA|Davenport & Company LLC|500
IAU|ISHARES GOLD TRUST|DBAB|Deutsche Bank Securities Inc.|6280
IAU|ISHARES GOLD TRUST|DBAX|Deutsche Bank Securities Inc.|219100
IAU|ISHARES GOLD TRUST|DCHF|Dart Executions, LLC|524402
IAU|ISHARES GOLD TRUST|DEAN|MORGAN STANLEY|390562
IAU|ISHARES GOLD TRUST|DEGS|RONIN PROFESSIONAL LLC|100
IAU|ISHARES GOLD TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10587
IAU|ISHARES GOLD TRUST|EBXL|EBX LLC|1176400
IAU|ISHARES GOLD TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|77
IAU|ISHARES GOLD TRUST|EDJC|Edward Jones / CDS|2050
IAU|ISHARES GOLD TRUST|EDJO|Edward D. Jones & Co., L.P.|47866
IAU|ISHARES GOLD TRUST|EGAM|CBOE TRADING, INC.|22823
IAU|ISHARES GOLD TRUST|EGAW|CBOE TRADING, INC.|200
IAU|ISHARES GOLD TRUST|EGXM|CBOE TRADING, INC.|32
IAU|ISHARES GOLD TRUST|ETBE|Electronic Transaction Clearing, Inc.|7700
IAU|ISHARES GOLD TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
IAU|ISHARES GOLD TRUST|ETRS|E*Trade Securities LLC|200871
IAU|ISHARES GOLD TRUST|FBSB|U.S. Bancorp Investments, Inc.|2875
IAU|ISHARES GOLD TRUST|FFSI|Firstrade Securities Inc.|400
IAU|ISHARES GOLD TRUST|FILL|Tradestation Securities, Inc.|84208
IAU|ISHARES GOLD TRUST|FINX|FINTECH SECURITIES|4460
IAU|ISHARES GOLD TRUST|FMAF|NBCN Inc./ CDS|9623
IAU|ISHARES GOLD TRUST|FMCO|First Manhattan Co|800
IAU|ISHARES GOLD TRUST|FQLS|Quantlab Securities LP|257008
IAU|ISHARES GOLD TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146842
IAU|ISHARES GOLD TRUST|FTBR|Foliofn Investments, Inc.|197103
IAU|ISHARES GOLD TRUST|GARC|ICAP Corporates LLC|1600000
IAU|ISHARES GOLD TRUST|GBMT|GBM International, Inc.|53376
IAU|ISHARES GOLD TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
IAU|ISHARES GOLD TRUST|GLIS|TD Securities Inc|1806
IAU|ISHARES GOLD TRUST|GLPX|ACS EXECUTION SERVICES, LLC|11976
IAU|ISHARES GOLD TRUST|GSCO|GOLDMAN SACHS & CO. LLC|2649355
IAU|ISHARES GOLD TRUST|GSLT|GOLDMAN SACHS & CO. LLC|1136358
IAU|ISHARES GOLD TRUST|HRBF|American Enterprise Investment Services Inc.|533661
IAU|ISHARES GOLD TRUST|HSBC|HSBC Securities, Inc.|10000
IAU|ISHARES GOLD TRUST|IATS|INTERACTIVE BROKERS LLC|336752
IAU|ISHARES GOLD TRUST|IBKR|Interactive Brokers Llc|210740
IAU|ISHARES GOLD TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|499
IAU|ISHARES GOLD TRUST|ICBX|INSTINET, LLC|1122345
IAU|ISHARES GOLD TRUST|INCA|INSTINET, LLC|86478
IAU|ISHARES GOLD TRUST|ITGI|ITG Inc.|100590
IAU|ISHARES GOLD TRUST|ITGP|ITG INC.|892000
IAU|ISHARES GOLD TRUST|JANY|Janney Montgomery Scott Inc.|10914
IAU|ISHARES GOLD TRUST|JEFF|JEFFERIES LLC|116297
IAU|ISHARES GOLD TRUST|JMPT|JUMP TRADING, LLC|11998
IAU|ISHARES GOLD TRUST|JPMX|J.P. Morgan Securities LLC|984750
IAU|ISHARES GOLD TRUST|JSEB|JANE STREET EXECUTION SERVICES, LLC|9822464
IAU|ISHARES GOLD TRUST|JSJX|JANE STREET CAPITAL LLC|3366275
IAU|ISHARES GOLD TRUST|KCGM|VIRTU Americas LLC|300362
IAU|ISHARES GOLD TRUST|LAMP|Lampost Capital, L.C.|200
IAU|ISHARES GOLD TRUST|LEHM|Barclays Capital Inc./Le|5520800
IAU|ISHARES GOLD TRUST|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|16459
IAU|ISHARES GOLD TRUST|LSCI|Lek Securities Corporation|1722
IAU|ISHARES GOLD TRUST|MACC|Mid Atlantic Capital Corporation|578132
IAU|ISHARES GOLD TRUST|MAXM|Maxim Group LLC|1980
IAU|ISHARES GOLD TRUST|MCMF|Raymond James Ltd. Cds|1390
IAU|ISHARES GOLD TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1220262
IAU|ISHARES GOLD TRUST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|179846
IAU|ISHARES GOLD TRUST|MOTF|MOTIF INVESTING, INC.|4
IAU|ISHARES GOLD TRUST|MSCO|MORGAN STANLEY & CO. LLC|1823002
IAU|ISHARES GOLD TRUST|MSPL|MORGAN STANLEY & CO. LLC|1541100
IAU|ISHARES GOLD TRUST|MZHO|Mizuho Securities USA LLC|68
IAU|ISHARES GOLD TRUST|NFSC|National Financial Services LLC|3566118
IAU|ISHARES GOLD TRUST|NITE|VIRTU Americas LLC|7574282
IAU|ISHARES GOLD TRUST|NITP|VIRTU Americas LLC|265454
IAU|ISHARES GOLD TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|5564
IAU|ISHARES GOLD TRUST|NTRC|Northern Trust Securities, Inc.|200
IAU|ISHARES GOLD TRUST|OHOS|TWO SIGMA SECURITIES, LLC|400
IAU|ISHARES GOLD TRUST|OLDM|OLD MISSION CAPITAL, LLC|700
IAU|ISHARES GOLD TRUST|ONEL|O'NEIL SECURITIES, INCORPORATED|4295
IAU|ISHARES GOLD TRUST|OPCO|Oppenheimer & Co. Inc.|12787
IAU|ISHARES GOLD TRUST|PAUL|Paulson Investment Company, Inc.|75
IAU|ISHARES GOLD TRUST|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4850000
IAU|ISHARES GOLD TRUST|PCPT|PHILLIP CAPITAL INC.|4020
IAU|ISHARES GOLD TRUST|PDQM|CODA MARKETS, INC.|84662
IAU|ISHARES GOLD TRUST|PWJC|UBS Financial Services, Inc.|27408
IAU|ISHARES GOLD TRUST|QMSR|QUATTRO M SECURITIES INC.|111300
IAU|ISHARES GOLD TRUST|RBCM|RBC CAPITAL MARKETS, LLC|18018
IAU|ISHARES GOLD TRUST|SAGL|SAGETRADER, LLC|600
IAU|ISHARES GOLD TRUST|SALI|INTL FCSTONE FINANCIAL INC.|824
IAU|ISHARES GOLD TRUST|SBSH|Citigroup Global Markets Inc.|350998
IAU|ISHARES GOLD TRUST|SEIC|SEI Investments Distribution Co.|11034
IAU|ISHARES GOLD TRUST|SGMT|GOLDMAN SACHS & CO. LLC|515626
IAU|ISHARES GOLD TRUST|SHMR|ABN Amro Clearing LLC|209525
IAU|ISHARES GOLD TRUST|SOGO|Wang Investment Associates, Inc.|100
IAU|ISHARES GOLD TRUST|SPDR|SPEEDROUTE LLC|1100
IAU|ISHARES GOLD TRUST|SPNT|SEVEN POINTS CAPITAL, LLC|345739
IAU|ISHARES GOLD TRUST|SSBS|STATE STREET GLOBAL MARKETS, LLC|1000
IAU|ISHARES GOLD TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|43627
IAU|ISHARES GOLD TRUST|SWIM|TD Ameritrade, Inc.|2449995
IAU|ISHARES GOLD TRUST|SWST|Hilltop Securities Inc.|32385
IAU|ISHARES GOLD TRUST|TKNG|ALLY INVEST SECURITIES LLC|15009
IAU|ISHARES GOLD TRUST|TRBT|Tradebot Systems, Inc.|119056
IAU|ISHARES GOLD TRUST|TRCM|TRC MARKETS LLC|8406315
IAU|ISHARES GOLD TRUST|TWTT|TASTYWORKS, INC.|216
IAU|ISHARES GOLD TRUST|UBSA|UBS SECURITIES LLC|2326033
IAU|ISHARES GOLD TRUST|UBSS|UBS Securities LLC|2393827
IAU|ISHARES GOLD TRUST|VALX|VIRTU AMERICAS LLC|176515
IAU|ISHARES GOLD TRUST|VGRD|Vanguard Marketing Corporation|391979
IAU|ISHARES GOLD TRUST|VNDM|Wall Street Access|69545
IAU|ISHARES GOLD TRUST|VSIN|Vision Financial Markets Llc|34
IAU|ISHARES GOLD TRUST|WBET|Wallachbeth Capital LLC|13179
IAU|ISHARES GOLD TRUST|WBLR|WILLIAM BLAIR|10000
IAU|ISHARES GOLD TRUST|WCHV|WELLS FARGO SECURITIES, LLC|568860
IAU|ISHARES GOLD TRUST|WEDB|WEDBUSH SECURITIES INC.|9
IAU|ISHARES GOLD TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|470
IAU|ISHARES GOLD TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|83642
IAU|ISHARES GOLD TRUST|WGIF|CIBC World Markets Inc.|36247
IAU|ISHARES GOLD TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3121
IAU|ISHARES GOLD TRUST|WSEA|WOLVERINE SECURITIES, LLC|15601
IAU|ISHARES GOLD TRUST|XIST|INSTINET, LLC|10400
IAU|ISHARES GOLD TRUST|XPUS|XP SECURITIES, LLC|2199
IAU|ISHARES GOLD TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|63460
IAU|ISHARES GOLD TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|298909
IAUF|ISHARES GOLD STRATEG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233
IAUF|ISHARES GOLD STRATEG|DBAX|Deutsche Bank Securities Inc.|100
IAUF|ISHARES GOLD STRATEG|KCGM|VIRTU Americas LLC|200
IAUF|ISHARES GOLD STRATEG|LIME|Lime Brokerage LLC|200
IAUF|ISHARES GOLD STRATEG|NFSC|National Financial Services LLC|200
IAUF|ISHARES GOLD STRATEG|UBSA|UBS SECURITIES LLC|10
IBA|INDUSTRIOS BACHOCO|AGIS|Aegis Capital Corp.|3632
IBA|INDUSTRIOS BACHOCO|ALTX|Alternet Securities Inc.|200
IBA|INDUSTRIOS BACHOCO|APCC|Apex Clearing Corporation|53
IBA|INDUSTRIOS BACHOCO|BATM|CBOE TRADING, INC.|209
IBA|INDUSTRIOS BACHOCO|BAYT|BTIG, LLC|317
IBA|INDUSTRIOS BACHOCO|BZYD|GOLDMAN SACHS & CO. LLC|19
IBA|INDUSTRIOS BACHOCO|CHAS|Charles Schwab & Co., Inc.|121
IBA|INDUSTRIOS BACHOCO|CICF|Canaccord Genuity Corp.|100
IBA|INDUSTRIOS BACHOCO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3532
IBA|INDUSTRIOS BACHOCO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4527
IBA|INDUSTRIOS BACHOCO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2614
IBA|INDUSTRIOS BACHOCO|DBAB|Deutsche Bank Securities Inc.|300
IBA|INDUSTRIOS BACHOCO|DBAX|Deutsche Bank Securities Inc.|3100
IBA|INDUSTRIOS BACHOCO|EBXL|EBX LLC|1000
IBA|INDUSTRIOS BACHOCO|ETRS|E*Trade Securities LLC|175
IBA|INDUSTRIOS BACHOCO|FBSB|U.S. Bancorp Investments, Inc.|153
IBA|INDUSTRIOS BACHOCO|FMAF|NBCN Inc./ CDS|70
IBA|INDUSTRIOS BACHOCO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|341
IBA|INDUSTRIOS BACHOCO|FTBR|Foliofn Investments, Inc.|390
IBA|INDUSTRIOS BACHOCO|GBMT|GBM International, Inc.|43507
IBA|INDUSTRIOS BACHOCO|GLPX|ACS EXECUTION SERVICES, LLC|1803
IBA|INDUSTRIOS BACHOCO|GSLT|GOLDMAN SACHS & CO. LLC|100
IBA|INDUSTRIOS BACHOCO|GTSZ|GTS SECURITIES LLC|800
IBA|INDUSTRIOS BACHOCO|HSBC|HSBC Securities, Inc.|679
IBA|INDUSTRIOS BACHOCO|IATS|INTERACTIVE BROKERS LLC|600
IBA|INDUSTRIOS BACHOCO|IBKR|Interactive Brokers Llc|941
IBA|INDUSTRIOS BACHOCO|ICBX|INSTINET, LLC|900
IBA|INDUSTRIOS BACHOCO|INCA|INSTINET, LLC|1681
IBA|INDUSTRIOS BACHOCO|ITGI|ITG Inc.|547
IBA|INDUSTRIOS BACHOCO|ITGP|ITG INC.|800
IBA|INDUSTRIOS BACHOCO|JANY|Janney Montgomery Scott Inc.|100
IBA|INDUSTRIOS BACHOCO|JEFF|JEFFERIES LLC|2603
IBA|INDUSTRIOS BACHOCO|JPMX|J.P. Morgan Securities LLC|7450
IBA|INDUSTRIOS BACHOCO|LEHM|Barclays Capital Inc./Le|25205
IBA|INDUSTRIOS BACHOCO|LIME|Lime Brokerage LLC|5027
IBA|INDUSTRIOS BACHOCO|MAXM|Maxim Group LLC|25
IBA|INDUSTRIOS BACHOCO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IBA|INDUSTRIOS BACHOCO|MSCO|MORGAN STANLEY & CO. LLC|5843
IBA|INDUSTRIOS BACHOCO|MSPL|MORGAN STANLEY & CO. LLC|1800
IBA|INDUSTRIOS BACHOCO|NFSC|National Financial Services LLC|9365
IBA|INDUSTRIOS BACHOCO|NITE|VIRTU Americas LLC|17802
IBA|INDUSTRIOS BACHOCO|NQRB|Brut, LLC|495
IBA|INDUSTRIOS BACHOCO|PDQM|CODA MARKETS, INC.|2063
IBA|INDUSTRIOS BACHOCO|PWJC|UBS Financial Services, Inc.|1400
IBA|INDUSTRIOS BACHOCO|RBCM|RBC CAPITAL MARKETS, LLC|775
IBA|INDUSTRIOS BACHOCO|SBSH|Citigroup Global Markets Inc.|1250
IBA|INDUSTRIOS BACHOCO|SGMT|GOLDMAN SACHS & CO. LLC|491
IBA|INDUSTRIOS BACHOCO|SPDR|SPEEDROUTE LLC|300
IBA|INDUSTRIOS BACHOCO|SWIM|TD Ameritrade, Inc.|396
IBA|INDUSTRIOS BACHOCO|TRBT|Tradebot Systems, Inc.|1086
IBA|INDUSTRIOS BACHOCO|TRCM|TRC MARKETS LLC|1589
IBA|INDUSTRIOS BACHOCO|UBSS|UBS Securities LLC|5480
IBA|INDUSTRIOS BACHOCO|VALX|VIRTU AMERICAS LLC|308
IBA|INDUSTRIOS BACHOCO|VGRD|Vanguard Marketing Corporation|6
IBA|INDUSTRIOS BACHOCO|WCHV|WELLS FARGO SECURITIES, LLC|446
IBB|ISHARE NQ BIOTCH ETF|ABLE|NATIXIS Securities Americas LLC|300000
IBB|ISHARE NQ BIOTCH ETF|ADAM|CANACCORD GENUITY INC.|300
IBB|ISHARE NQ BIOTCH ETF|AGIS|Aegis Capital Corp.|23063
IBB|ISHARE NQ BIOTCH ETF|ALTX|Alternet Securities Inc.|8579
IBB|ISHARE NQ BIOTCH ETF|ANOS|ABEL/NOSER, L.L.C.|5240
IBB|ISHARE NQ BIOTCH ETF|APCC|Apex Clearing Corporation|6674
IBB|ISHARE NQ BIOTCH ETF|BANK|Primevest Financial Services, Inc.|123
IBB|ISHARE NQ BIOTCH ETF|BARD|Robert W. Baird & Co. Incorporated|2675
IBB|ISHARE NQ BIOTCH ETF|BATM|CBOE TRADING, INC.|14745
IBB|ISHARE NQ BIOTCH ETF|BAYC|BAY CREST PARTNERS, LLC|20099
IBB|ISHARE NQ BIOTCH ETF|BAYT|BTIG, LLC|20467
IBB|ISHARE NQ BIOTCH ETF|BBNT|BB&T SECURITIES, LLC|1191
IBB|ISHARE NQ BIOTCH ETF|BERN|Sanford C. Bernstein & Co., LLC|12387
IBB|ISHARE NQ BIOTCH ETF|BIMI|Banca IMI Securities Corp.|120
IBB|ISHARE NQ BIOTCH ETF|BKCM|BNY Mellon Capital Markets LLC|192
IBB|ISHARE NQ BIOTCH ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28365
IBB|ISHARE NQ BIOTCH ETF|BLKX|INSTINET, LLC|16900
IBB|ISHARE NQ BIOTCH ETF|BNPX|BNP PARIBAS SECURITIES CORP.|2357966
IBB|ISHARE NQ BIOTCH ETF|BTIG|BTIG, LLC|20
IBB|ISHARE NQ BIOTCH ETF|BYXM|CBOE TRADING, INC.|1424
IBB|ISHARE NQ BIOTCH ETF|CANT|Cantor Fitzgerald & Co.|3322
IBB|ISHARE NQ BIOTCH ETF|CHAS|Charles Schwab & Co., Inc.|24015
IBB|ISHARE NQ BIOTCH ETF|CICF|Canaccord Genuity Corp.|1032
IBB|ISHARE NQ BIOTCH ETF|CIST|Capital Institutional Services, Inc.|4684
IBB|ISHARE NQ BIOTCH ETF|CMTT|CMT TRADING LLC|3154
IBB|ISHARE NQ BIOTCH ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139707
IBB|ISHARE NQ BIOTCH ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1245
IBB|ISHARE NQ BIOTCH ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|99025
IBB|ISHARE NQ BIOTCH ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|587670
IBB|ISHARE NQ BIOTCH ETF|CSIN|Citadel Securities Institutional LLC|56565
IBB|ISHARE NQ BIOTCH ETF|CTDL|Citadel Derivatives Group Llc|271548
IBB|ISHARE NQ BIOTCH ETF|CTLR|CUTLER GROUP, LP|100
IBB|ISHARE NQ BIOTCH ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|150250
IBB|ISHARE NQ BIOTCH ETF|DADA|D.A. Davidson & Co.|896
IBB|ISHARE NQ BIOTCH ETF|DAVA|Davenport & Company LLC|214
IBB|ISHARE NQ BIOTCH ETF|DBAB|Deutsche Bank Securities Inc.|1560042
IBB|ISHARE NQ BIOTCH ETF|DBAX|Deutsche Bank Securities Inc.|217200
IBB|ISHARE NQ BIOTCH ETF|DBUL|Deutsche Bank Securities Inc.|9985
IBB|ISHARE NQ BIOTCH ETF|DCHF|Dart Executions, LLC|43363
IBB|ISHARE NQ BIOTCH ETF|DEAN|MORGAN STANLEY|66415
IBB|ISHARE NQ BIOTCH ETF|DEGS|RONIN PROFESSIONAL LLC|24127
IBB|ISHARE NQ BIOTCH ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11301
IBB|ISHARE NQ BIOTCH ETF|EBXL|EBX LLC|558900
IBB|ISHARE NQ BIOTCH ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|10469
IBB|ISHARE NQ BIOTCH ETF|EDJC|Edward Jones / CDS|36
IBB|ISHARE NQ BIOTCH ETF|EDJO|Edward D. Jones & Co., L.P.|9388
IBB|ISHARE NQ BIOTCH ETF|EGAM|CBOE TRADING, INC.|14763
IBB|ISHARE NQ BIOTCH ETF|EGMT|EG MARKET TECHNOLOGIES LLC|1912
IBB|ISHARE NQ BIOTCH ETF|EGXM|CBOE TRADING, INC.|8541
IBB|ISHARE NQ BIOTCH ETF|EGXW|CBOE TRADING, INC.|101
IBB|ISHARE NQ BIOTCH ETF|EROP|Eroom Securities L.L.C.|1000
IBB|ISHARE NQ BIOTCH ETF|ETBE|Electronic Transaction Clearing, Inc.|101203
IBB|ISHARE NQ BIOTCH ETF|ETCB|ETC BROKERAGE SERVICES, LLC|829
IBB|ISHARE NQ BIOTCH ETF|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6600
IBB|ISHARE NQ BIOTCH ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48334
IBB|ISHARE NQ BIOTCH ETF|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
IBB|ISHARE NQ BIOTCH ETF|ETRS|E*Trade Securities LLC|110120
IBB|ISHARE NQ BIOTCH ETF|EVRS|E1 ASSET MANAGEMENT, INC.|50
IBB|ISHARE NQ BIOTCH ETF|FBCO|Credit Suisse Securities (USA) LLC|536993
IBB|ISHARE NQ BIOTCH ETF|FBSB|U.S. Bancorp Investments, Inc.|2154
IBB|ISHARE NQ BIOTCH ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|370
IBB|ISHARE NQ BIOTCH ETF|FILL|Tradestation Securities, Inc.|14378
IBB|ISHARE NQ BIOTCH ETF|FINX|FINTECH SECURITIES|2174
IBB|ISHARE NQ BIOTCH ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|3300
IBB|ISHARE NQ BIOTCH ETF|FMAF|NBCN Inc./ CDS|8558
IBB|ISHARE NQ BIOTCH ETF|FOMA|TD AMERITRADE CLEARING, INC.|419356
IBB|ISHARE NQ BIOTCH ETF|FQLS|Quantlab Securities LP|494538
IBB|ISHARE NQ BIOTCH ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145352
IBB|ISHARE NQ BIOTCH ETF|FTBR|Foliofn Investments, Inc.|418
IBB|ISHARE NQ BIOTCH ETF|GBMT|GBM International, Inc.|6840
IBB|ISHARE NQ BIOTCH ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|162361
IBB|ISHARE NQ BIOTCH ETF|GELP|RBC CAPITAL MARKETS, LLC|415
IBB|ISHARE NQ BIOTCH ETF|GLPX|ACS EXECUTION SERVICES, LLC|9279
IBB|ISHARE NQ BIOTCH ETF|GSCO|GOLDMAN SACHS & CO. LLC|5680046
IBB|ISHARE NQ BIOTCH ETF|GSCS|GOLDMAN SACHS & CO. LLC|42739
IBB|ISHARE NQ BIOTCH ETF|GSLT|GOLDMAN SACHS & CO. LLC|13558
IBB|ISHARE NQ BIOTCH ETF|GTSZ|GTS SECURITIES LLC|497159
IBB|ISHARE NQ BIOTCH ETF|HAPX|HAP Trading, LLC|7138
IBB|ISHARE NQ BIOTCH ETF|HRBF|American Enterprise Investment Services Inc.|173541
IBB|ISHARE NQ BIOTCH ETF|HSBC|HSBC Securities, Inc.|47117
IBB|ISHARE NQ BIOTCH ETF|IATS|INTERACTIVE BROKERS LLC|65999
IBB|ISHARE NQ BIOTCH ETF|IBKR|Interactive Brokers Llc|604718
IBB|ISHARE NQ BIOTCH ETF|ICBX|INSTINET, LLC|161041
IBB|ISHARE NQ BIOTCH ETF|IEQY|CITADEL SECURITIES LLC|1038066
IBB|ISHARE NQ BIOTCH ETF|INCA|INSTINET, LLC|250867
IBB|ISHARE NQ BIOTCH ETF|INJX|INSTINET, LLC|63211
IBB|ISHARE NQ BIOTCH ETF|ITGI|ITG Inc.|44261
IBB|ISHARE NQ BIOTCH ETF|ITGP|ITG INC.|66600
IBB|ISHARE NQ BIOTCH ETF|JANY|Janney Montgomery Scott Inc.|6009
IBB|ISHARE NQ BIOTCH ETF|JEFF|JEFFERIES LLC|282743
IBB|ISHARE NQ BIOTCH ETF|JMPT|JUMP TRADING, LLC|158885
IBB|ISHARE NQ BIOTCH ETF|JONE|JonesTrading|2264
IBB|ISHARE NQ BIOTCH ETF|JPBX|J.P. MORGAN SECURITIES LLC|49466
IBB|ISHARE NQ BIOTCH ETF|JPMX|J.P. Morgan Securities LLC|418456
IBB|ISHARE NQ BIOTCH ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|47
IBB|ISHARE NQ BIOTCH ETF|JSJX|JANE STREET CAPITAL LLC|259598
IBB|ISHARE NQ BIOTCH ETF|JUTA|JUMP TRADING, LLC|11346
IBB|ISHARE NQ BIOTCH ETF|KCGM|VIRTU Americas LLC|55442
IBB|ISHARE NQ BIOTCH ETF|LEER|LEERINK PARTNERS LLC|700
IBB|ISHARE NQ BIOTCH ETF|LEHM|Barclays Capital Inc./Le|2019571
IBB|ISHARE NQ BIOTCH ETF|LIME|Lime Brokerage LLC|606638
IBB|ISHARE NQ BIOTCH ETF|LIWD|LIME BROKERAGE LLC|5766
IBB|ISHARE NQ BIOTCH ETF|LIWM|LIME BROKERAGE LLC|316
IBB|ISHARE NQ BIOTCH ETF|LMGP|LIME BROKERAGE LLC|1840
IBB|ISHARE NQ BIOTCH ETF|LQNA|LIQUIDNET, INC.|5400
IBB|ISHARE NQ BIOTCH ETF|LSCI|Lek Securities Corporation|4234
IBB|ISHARE NQ BIOTCH ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
IBB|ISHARE NQ BIOTCH ETF|MACC|Mid Atlantic Capital Corporation|81
IBB|ISHARE NQ BIOTCH ETF|MAXM|Maxim Group LLC|6318
IBB|ISHARE NQ BIOTCH ETF|MBTS|ALLY INVEST SECURITIES LLC|200
IBB|ISHARE NQ BIOTCH ETF|MCMF|Raymond James Ltd. Cds|556
IBB|ISHARE NQ BIOTCH ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|106168
IBB|ISHARE NQ BIOTCH ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
IBB|ISHARE NQ BIOTCH ETF|MOTF|MOTIF INVESTING, INC.|9
IBB|ISHARE NQ BIOTCH ETF|MPSG|E D & F Man Capital Markets Inc.|7044
IBB|ISHARE NQ BIOTCH ETF|MSCO|MORGAN STANLEY & CO. LLC|4490755
IBB|ISHARE NQ BIOTCH ETF|MSPL|MORGAN STANLEY & CO. LLC|105700
IBB|ISHARE NQ BIOTCH ETF|MSTX|MORGAN STANLEY & CO. LLC|180800
IBB|ISHARE NQ BIOTCH ETF|NATL|National Securities Corporation|80
IBB|ISHARE NQ BIOTCH ETF|NBCS|NBC Securities, INC.|7
IBB|ISHARE NQ BIOTCH ETF|NFSC|National Financial Services LLC|491368
IBB|ISHARE NQ BIOTCH ETF|NITE|VIRTU Americas LLC|1372201
IBB|ISHARE NQ BIOTCH ETF|NITP|VIRTU Americas LLC|140897
IBB|ISHARE NQ BIOTCH ETF|NQRB|Brut, LLC|78565
IBB|ISHARE NQ BIOTCH ETF|NTRC|Northern Trust Securities, Inc.|9128
IBB|ISHARE NQ BIOTCH ETF|OHOS|TWO SIGMA SECURITIES, LLC|8831
IBB|ISHARE NQ BIOTCH ETF|OLDM|OLD MISSION CAPITAL, LLC|28900
IBB|ISHARE NQ BIOTCH ETF|OPCO|Oppenheimer & Co. Inc.|3832
IBB|ISHARE NQ BIOTCH ETF|PCPT|PHILLIP CAPITAL INC.|2454
IBB|ISHARE NQ BIOTCH ETF|PDQM|CODA MARKETS, INC.|11664
IBB|ISHARE NQ BIOTCH ETF|PHLY|NASDAQ Execution Services, LLC|9200
IBB|ISHARE NQ BIOTCH ETF|PIPR|Piper Jaffray & Co.|2800
IBB|ISHARE NQ BIOTCH ETF|PWJC|UBS Financial Services, Inc.|2784
IBB|ISHARE NQ BIOTCH ETF|RAJA|Raymond James & Associates, Inc.|80726
IBB|ISHARE NQ BIOTCH ETF|RBCM|RBC CAPITAL MARKETS, LLC|29191
IBB|ISHARE NQ BIOTCH ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|400
IBB|ISHARE NQ BIOTCH ETF|RGLD|Regal Securities, Inc|581
IBB|ISHARE NQ BIOTCH ETF|SBSH|Citigroup Global Markets Inc.|1146015
IBB|ISHARE NQ BIOTCH ETF|SEIC|SEI Investments Distribution Co.|1426
IBB|ISHARE NQ BIOTCH ETF|SGMT|GOLDMAN SACHS & CO. LLC|222135
IBB|ISHARE NQ BIOTCH ETF|SHMR|ABN Amro Clearing LLC|6522
IBB|ISHARE NQ BIOTCH ETF|SOGO|Wang Investment Associates, Inc.|50
IBB|ISHARE NQ BIOTCH ETF|SPDR|SPEEDROUTE LLC|10223
IBB|ISHARE NQ BIOTCH ETF|SPHN|Stephens Inc.|429
IBB|ISHARE NQ BIOTCH ETF|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
IBB|ISHARE NQ BIOTCH ETF|STFL|Stifel, Nicolaus & Company, Incorporated|8120
IBB|ISHARE NQ BIOTCH ETF|STRS|STRATEGAS RESEARCH PARTNERS|100
IBB|ISHARE NQ BIOTCH ETF|SWIM|TD Ameritrade, Inc.|72201
IBB|ISHARE NQ BIOTCH ETF|SWST|Hilltop Securities Inc.|563
IBB|ISHARE NQ BIOTCH ETF|TKNG|ALLY INVEST SECURITIES LLC|1039
IBB|ISHARE NQ BIOTCH ETF|TRBT|Tradebot Systems, Inc.|1082779
IBB|ISHARE NQ BIOTCH ETF|TRCM|TRC MARKETS LLC|2600153
IBB|ISHARE NQ BIOTCH ETF|TWTT|TASTYWORKS, INC.|30
IBB|ISHARE NQ BIOTCH ETF|UBSA|UBS SECURITIES LLC|1282603
IBB|ISHARE NQ BIOTCH ETF|UBSS|UBS Securities LLC|2882997
IBB|ISHARE NQ BIOTCH ETF|VALX|VIRTU AMERICAS LLC|140986
IBB|ISHARE NQ BIOTCH ETF|VGRD|Vanguard Marketing Corporation|68844
IBB|ISHARE NQ BIOTCH ETF|VNDM|Wall Street Access|1503
IBB|ISHARE NQ BIOTCH ETF|VSIN|Vision Financial Markets Llc|9
IBB|ISHARE NQ BIOTCH ETF|WBET|Wallachbeth Capital LLC|4670
IBB|ISHARE NQ BIOTCH ETF|WBLR|WILLIAM BLAIR|5658
IBB|ISHARE NQ BIOTCH ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
IBB|ISHARE NQ BIOTCH ETF|WCHV|WELLS FARGO SECURITIES, LLC|277360
IBB|ISHARE NQ BIOTCH ETF|WEDB|WEDBUSH SECURITIES INC.|35300
IBB|ISHARE NQ BIOTCH ETF|WEED|Weeden & Co.L.P.|2739
IBB|ISHARE NQ BIOTCH ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|43496
IBB|ISHARE NQ BIOTCH ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|84568
IBB|ISHARE NQ BIOTCH ETF|WFPB|Wells Fargo Securities, LLC.|94
IBB|ISHARE NQ BIOTCH ETF|WGIF|CIBC World Markets Inc.|2243
IBB|ISHARE NQ BIOTCH ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
IBB|ISHARE NQ BIOTCH ETF|WSEA|WOLVERINE SECURITIES, LLC|23927
IBB|ISHARE NQ BIOTCH ETF|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|750
IBB|ISHARE NQ BIOTCH ETF|XIST|INSTINET, LLC|8000
IBB|ISHARE NQ BIOTCH ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|49592
IBB|ISHARE NQ BIOTCH ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|425
IBB|ISHARE NQ BIOTCH ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65151
IBCD|2020 TERM CP EX-FIN|BARD|Robert W. Baird & Co. Incorporated|1137
IBCD|2020 TERM CP EX-FIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1629
IBCD|2020 TERM CP EX-FIN|CHAS|Charles Schwab & Co., Inc.|1
IBCD|2020 TERM CP EX-FIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2857
IBCD|2020 TERM CP EX-FIN|DBAX|Deutsche Bank Securities Inc.|100
IBCD|2020 TERM CP EX-FIN|DEAN|MORGAN STANLEY|55
IBCD|2020 TERM CP EX-FIN|EBXL|EBX LLC|200
IBCD|2020 TERM CP EX-FIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|271
IBCD|2020 TERM CP EX-FIN|EDJO|Edward D. Jones & Co., L.P.|1139
IBCD|2020 TERM CP EX-FIN|EGXM|CBOE TRADING, INC.|477
IBCD|2020 TERM CP EX-FIN|ETRS|E*Trade Securities LLC|1786
IBCD|2020 TERM CP EX-FIN|FINX|FINTECH SECURITIES|350
IBCD|2020 TERM CP EX-FIN|GEBB|GLOBAL EXECUTION BROKERS, LP|244
IBCD|2020 TERM CP EX-FIN|HRBF|American Enterprise Investment Services Inc.|3780
IBCD|2020 TERM CP EX-FIN|IBKR|Interactive Brokers Llc|700
IBCD|2020 TERM CP EX-FIN|JSJX|JANE STREET CAPITAL LLC|17079
IBCD|2020 TERM CP EX-FIN|KCGM|VIRTU Americas LLC|200
IBCD|2020 TERM CP EX-FIN|LEHM|Barclays Capital Inc./Le|200
IBCD|2020 TERM CP EX-FIN|LIME|Lime Brokerage LLC|467
IBCD|2020 TERM CP EX-FIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
IBCD|2020 TERM CP EX-FIN|MSCO|MORGAN STANLEY & CO. LLC|171
IBCD|2020 TERM CP EX-FIN|NFSC|National Financial Services LLC|10883
IBCD|2020 TERM CP EX-FIN|NITE|VIRTU Americas LLC|11403
IBCD|2020 TERM CP EX-FIN|SGMT|GOLDMAN SACHS & CO. LLC|26
IBCD|2020 TERM CP EX-FIN|STFL|Stifel, Nicolaus & Company, Incorporated|2960
IBCD|2020 TERM CP EX-FIN|UBSA|UBS SECURITIES LLC|1926
IBCD|2020 TERM CP EX-FIN|UBSS|UBS Securities LLC|11986
IBCD|2020 TERM CP EX-FIN|VGRD|Vanguard Marketing Corporation|3
IBCD|2020 TERM CP EX-FIN|WCHV|WELLS FARGO SECURITIES, LLC|505
IBCD|2020 TERM CP EX-FIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2100
IBCD|2020 TERM CP EX-FIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3509
IBCE|2023 CORP EX FIN ETF|APCC|Apex Clearing Corporation|9
IBCE|2023 CORP EX FIN ETF|BARD|Robert W. Baird & Co. Incorporated|2674
IBCE|2023 CORP EX FIN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|762
IBCE|2023 CORP EX FIN ETF|CANT|Cantor Fitzgerald & Co.|2712
IBCE|2023 CORP EX FIN ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
IBCE|2023 CORP EX FIN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2108
IBCE|2023 CORP EX FIN ETF|EBXL|EBX LLC|900
IBCE|2023 CORP EX FIN ETF|ETRS|E*Trade Securities LLC|1
IBCE|2023 CORP EX FIN ETF|FINX|FINTECH SECURITIES|350
IBCE|2023 CORP EX FIN ETF|IBKR|Interactive Brokers Llc|1
IBCE|2023 CORP EX FIN ETF|JSJX|JANE STREET CAPITAL LLC|927
IBCE|2023 CORP EX FIN ETF|NFSC|National Financial Services LLC|1968
IBCE|2023 CORP EX FIN ETF|NITE|VIRTU Americas LLC|6684
IBCE|2023 CORP EX FIN ETF|NITP|VIRTU Americas LLC|832
IBCE|2023 CORP EX FIN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|8366
IBCE|2023 CORP EX FIN ETF|UBSS|UBS Securities LLC|232
IBCE|2023 CORP EX FIN ETF|VGRD|Vanguard Marketing Corporation|3
IBCE|2023 CORP EX FIN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4015
IBCP|INDEPENDENT BK CP|APCC|Apex Clearing Corporation|1104
IBCP|INDEPENDENT BK CP|AQUA|AQUA SECURITIES L.P.|4100
IBCP|INDEPENDENT BK CP|BANK|Primevest Financial Services, Inc.|1296
IBCP|INDEPENDENT BK CP|BARD|Robert W. Baird & Co. Incorporated|700
IBCP|INDEPENDENT BK CP|BERN|Sanford C. Bernstein & Co., LLC|2000
IBCP|INDEPENDENT BK CP|BMOC|BMO Capital Markets Corp.|3368
IBCP|INDEPENDENT BK CP|BNPX|BNP PARIBAS SECURITIES CORP.|10845
IBCP|INDEPENDENT BK CP|BOSC|Boenning & Scattergood, Inc.|1123
IBCP|INDEPENDENT BK CP|BTIG|BTIG, LLC|212
IBCP|INDEPENDENT BK CP|BYXM|CBOE TRADING, INC.|100
IBCP|INDEPENDENT BK CP|BZYD|GOLDMAN SACHS & CO. LLC|1433
IBCP|INDEPENDENT BK CP|CANT|Cantor Fitzgerald & Co.|22042
IBCP|INDEPENDENT BK CP|CHAS|Charles Schwab & Co., Inc.|401
IBCP|INDEPENDENT BK CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22207
IBCP|INDEPENDENT BK CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
IBCP|INDEPENDENT BK CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19490
IBCP|INDEPENDENT BK CP|CTDL|Citadel Derivatives Group Llc|4097
IBCP|INDEPENDENT BK CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|6154
IBCP|INDEPENDENT BK CP|DBAB|Deutsche Bank Securities Inc.|106022
IBCP|INDEPENDENT BK CP|DBAX|Deutsche Bank Securities Inc.|14400
IBCP|INDEPENDENT BK CP|DBUL|Deutsche Bank Securities Inc.|159
IBCP|INDEPENDENT BK CP|DEGS|RONIN PROFESSIONAL LLC|700
IBCP|INDEPENDENT BK CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1594
IBCP|INDEPENDENT BK CP|EBXL|EBX LLC|18300
IBCP|INDEPENDENT BK CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4182
IBCP|INDEPENDENT BK CP|EDJO|Edward D. Jones & Co., L.P.|372
IBCP|INDEPENDENT BK CP|EGAM|CBOE TRADING, INC.|2546
IBCP|INDEPENDENT BK CP|ETBE|Electronic Transaction Clearing, Inc.|8214
IBCP|INDEPENDENT BK CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13290
IBCP|INDEPENDENT BK CP|ETRS|E*Trade Securities LLC|2250
IBCP|INDEPENDENT BK CP|FBCO|Credit Suisse Securities (USA) LLC|166297
IBCP|INDEPENDENT BK CP|FOMA|TD AMERITRADE CLEARING, INC.|16999
IBCP|INDEPENDENT BK CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
IBCP|INDEPENDENT BK CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19920
IBCP|INDEPENDENT BK CP|FTBR|Foliofn Investments, Inc.|3
IBCP|INDEPENDENT BK CP|GEBB|GLOBAL EXECUTION BROKERS, LP|9250
IBCP|INDEPENDENT BK CP|GSCO|GOLDMAN SACHS & CO. LLC|654497
IBCP|INDEPENDENT BK CP|GSCS|GOLDMAN SACHS & CO. LLC|1555
IBCP|INDEPENDENT BK CP|GSLT|GOLDMAN SACHS & CO. LLC|2302
IBCP|INDEPENDENT BK CP|GTSZ|GTS SECURITIES LLC|1549
IBCP|INDEPENDENT BK CP|HOVD|HOVDE GROUP, LLC|2142
IBCP|INDEPENDENT BK CP|HSBC|HSBC Securities, Inc.|700
IBCP|INDEPENDENT BK CP|IBKR|Interactive Brokers Llc|20067
IBCP|INDEPENDENT BK CP|ICBX|INSTINET, LLC|2900
IBCP|INDEPENDENT BK CP|IEQY|CITADEL SECURITIES LLC|7609
IBCP|INDEPENDENT BK CP|INCA|INSTINET, LLC|53263
IBCP|INDEPENDENT BK CP|INJX|INSTINET, LLC|4404
IBCP|INDEPENDENT BK CP|ITGI|ITG Inc.|9998
IBCP|INDEPENDENT BK CP|ITGP|ITG INC.|8200
IBCP|INDEPENDENT BK CP|JANY|Janney Montgomery Scott Inc.|7
IBCP|INDEPENDENT BK CP|JEFF|JEFFERIES LLC|16124
IBCP|INDEPENDENT BK CP|JMPT|JUMP TRADING, LLC|1382
IBCP|INDEPENDENT BK CP|JONE|JonesTrading|272
IBCP|INDEPENDENT BK CP|JPBX|J.P. MORGAN SECURITIES LLC|2207
IBCP|INDEPENDENT BK CP|JPMX|J.P. Morgan Securities LLC|46644
IBCP|INDEPENDENT BK CP|KBWI|Keefe, Bruyette & Woods, Inc.|32339
IBCP|INDEPENDENT BK CP|KCGM|VIRTU Americas LLC|17540
IBCP|INDEPENDENT BK CP|LEHM|Barclays Capital Inc./Le|110185
IBCP|INDEPENDENT BK CP|LIME|Lime Brokerage LLC|110731
IBCP|INDEPENDENT BK CP|LMGP|LIME BROKERAGE LLC|18855
IBCP|INDEPENDENT BK CP|LQNA|LIQUIDNET, INC.|5000
IBCP|INDEPENDENT BK CP|LQNB|LIQUIDNET, INC.|4100
IBCP|INDEPENDENT BK CP|MAXM|Maxim Group LLC|1404
IBCP|INDEPENDENT BK CP|MCMF|Raymond James Ltd. Cds|1000
IBCP|INDEPENDENT BK CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18213
IBCP|INDEPENDENT BK CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1580
IBCP|INDEPENDENT BK CP|MSCO|MORGAN STANLEY & CO. LLC|390863
IBCP|INDEPENDENT BK CP|MSPL|MORGAN STANLEY & CO. LLC|11200
IBCP|INDEPENDENT BK CP|MSTX|MORGAN STANLEY & CO. LLC|4600
IBCP|INDEPENDENT BK CP|NFSC|National Financial Services LLC|25493
IBCP|INDEPENDENT BK CP|NITE|VIRTU Americas LLC|55003
IBCP|INDEPENDENT BK CP|NITP|VIRTU Americas LLC|1500
IBCP|INDEPENDENT BK CP|NQRB|Brut, LLC|220
IBCP|INDEPENDENT BK CP|OPCO|Oppenheimer & Co. Inc.|151
IBCP|INDEPENDENT BK CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2940
IBCP|INDEPENDENT BK CP|PDQM|CODA MARKETS, INC.|18632
IBCP|INDEPENDENT BK CP|PIPR|Piper Jaffray & Co.|29804
IBCP|INDEPENDENT BK CP|PNSR|Penserra Securities, LLC|2850
IBCP|INDEPENDENT BK CP|RAJA|Raymond James & Associates, Inc.|20677
IBCP|INDEPENDENT BK CP|SAGL|SAGETRADER, LLC|1
IBCP|INDEPENDENT BK CP|SAGW|SAGETRADER, LLC|133
IBCP|INDEPENDENT BK CP|SBSH|Citigroup Global Markets Inc.|71291
IBCP|INDEPENDENT BK CP|SGMT|GOLDMAN SACHS & CO. LLC|13523
IBCP|INDEPENDENT BK CP|SPDR|SPEEDROUTE LLC|1300
IBCP|INDEPENDENT BK CP|STFL|Stifel, Nicolaus & Company, Incorporated|300
IBCP|INDEPENDENT BK CP|SWIM|TD Ameritrade, Inc.|2
IBCP|INDEPENDENT BK CP|SWST|Hilltop Securities Inc.|75
IBCP|INDEPENDENT BK CP|TMBR|Timber Hill LLC|180
IBCP|INDEPENDENT BK CP|TRBT|Tradebot Systems, Inc.|4851
IBCP|INDEPENDENT BK CP|TRCM|TRC MARKETS LLC|59777
IBCP|INDEPENDENT BK CP|UBSA|UBS SECURITIES LLC|91619
IBCP|INDEPENDENT BK CP|UBSS|UBS Securities LLC|232135
IBCP|INDEPENDENT BK CP|VALX|VIRTU AMERICAS LLC|13849
IBCP|INDEPENDENT BK CP|VGRD|Vanguard Marketing Corporation|125
IBCP|INDEPENDENT BK CP|WCHV|WELLS FARGO SECURITIES, LLC|18031
IBCP|INDEPENDENT BK CP|WDNX|WEEDEN & CO.L.P.|176
IBCP|INDEPENDENT BK CP|WEED|Weeden & Co.L.P.|18200
IBCP|INDEPENDENT BK CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
IBCP|INDEPENDENT BK CP|WSEA|WOLVERINE SECURITIES, LLC|101
IBCP|INDEPENDENT BK CP|XIST|INSTINET, LLC|26090
IBCP|INDEPENDENT BK CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|806
IBD|INSPIRE CORPORATE BO|APCC|Apex Clearing Corporation|2
IBD|INSPIRE CORPORATE BO|BYXM|CBOE TRADING, INC.|109
IBD|INSPIRE CORPORATE BO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2274
IBD|INSPIRE CORPORATE BO|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
IBD|INSPIRE CORPORATE BO|DBAX|Deutsche Bank Securities Inc.|2200
IBD|INSPIRE CORPORATE BO|EBXL|EBX LLC|400
IBD|INSPIRE CORPORATE BO|ETRS|E*Trade Securities LLC|2
IBD|INSPIRE CORPORATE BO|FTBR|Foliofn Investments, Inc.|11200
IBD|INSPIRE CORPORATE BO|GLPX|ACS EXECUTION SERVICES, LLC|100
IBD|INSPIRE CORPORATE BO|GTSZ|GTS SECURITIES LLC|1275
IBD|INSPIRE CORPORATE BO|ICBX|INSTINET, LLC|300
IBD|INSPIRE CORPORATE BO|JPMX|J.P. Morgan Securities LLC|6200
IBD|INSPIRE CORPORATE BO|JSEB|JANE STREET EXECUTION SERVICES, LLC|16550
IBD|INSPIRE CORPORATE BO|JSJX|JANE STREET CAPITAL LLC|5674
IBD|INSPIRE CORPORATE BO|LEHM|Barclays Capital Inc./Le|7200
IBD|INSPIRE CORPORATE BO|LIME|Lime Brokerage LLC|266
IBD|INSPIRE CORPORATE BO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
IBD|INSPIRE CORPORATE BO|MSCO|MORGAN STANLEY & CO. LLC|4545
IBD|INSPIRE CORPORATE BO|MSPL|MORGAN STANLEY & CO. LLC|500
IBD|INSPIRE CORPORATE BO|NFSC|National Financial Services LLC|26294
IBD|INSPIRE CORPORATE BO|NITE|VIRTU Americas LLC|21876
IBD|INSPIRE CORPORATE BO|NITP|VIRTU Americas LLC|2993
IBD|INSPIRE CORPORATE BO|PDQM|CODA MARKETS, INC.|404
IBD|INSPIRE CORPORATE BO|SGMT|GOLDMAN SACHS & CO. LLC|625
IBD|INSPIRE CORPORATE BO|UBSA|UBS SECURITIES LLC|9702
IBD|INSPIRE CORPORATE BO|UBSS|UBS Securities LLC|4300
IBD|INSPIRE CORPORATE BO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6163
IBDC|ISHARES IBONDS 2020|APCC|Apex Clearing Corporation|892
IBDC|ISHARES IBONDS 2020|BKMM|BNY MELLON CAPITAL MARKETS, LLC|942
IBDC|ISHARES IBONDS 2020|CHAS|Charles Schwab & Co., Inc.|1
IBDC|ISHARES IBONDS 2020|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4711
IBDC|ISHARES IBONDS 2020|DADA|D.A. Davidson & Co.|91
IBDC|ISHARES IBONDS 2020|DBAX|Deutsche Bank Securities Inc.|1700
IBDC|ISHARES IBONDS 2020|DEAN|MORGAN STANLEY|111
IBDC|ISHARES IBONDS 2020|EBXL|EBX LLC|600
IBDC|ISHARES IBONDS 2020|ETRS|E*Trade Securities LLC|6659
IBDC|ISHARES IBONDS 2020|GEBB|GLOBAL EXECUTION BROKERS, LP|119
IBDC|ISHARES IBONDS 2020|GLPX|ACS EXECUTION SERVICES, LLC|80
IBDC|ISHARES IBONDS 2020|GSCO|GOLDMAN SACHS & CO. LLC|2200
IBDC|ISHARES IBONDS 2020|HRBF|American Enterprise Investment Services Inc.|5413
IBDC|ISHARES IBONDS 2020|IATS|INTERACTIVE BROKERS LLC|100
IBDC|ISHARES IBONDS 2020|IBKR|Interactive Brokers Llc|2500
IBDC|ISHARES IBONDS 2020|ICBX|INSTINET, LLC|1994
IBDC|ISHARES IBONDS 2020|JANY|Janney Montgomery Scott Inc.|3920
IBDC|ISHARES IBONDS 2020|JPMX|J.P. Morgan Securities LLC|1000
IBDC|ISHARES IBONDS 2020|JSJX|JANE STREET CAPITAL LLC|29739
IBDC|ISHARES IBONDS 2020|KCGM|VIRTU Americas LLC|4044
IBDC|ISHARES IBONDS 2020|LEHM|Barclays Capital Inc./Le|3400
IBDC|ISHARES IBONDS 2020|LIME|Lime Brokerage LLC|1510
IBDC|ISHARES IBONDS 2020|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
IBDC|ISHARES IBONDS 2020|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
IBDC|ISHARES IBONDS 2020|MOTF|MOTIF INVESTING, INC.|1
IBDC|ISHARES IBONDS 2020|MSCO|MORGAN STANLEY & CO. LLC|2302
IBDC|ISHARES IBONDS 2020|NFSC|National Financial Services LLC|45991
IBDC|ISHARES IBONDS 2020|NITE|VIRTU Americas LLC|42817
IBDC|ISHARES IBONDS 2020|NITP|VIRTU Americas LLC|900
IBDC|ISHARES IBONDS 2020|PDQM|CODA MARKETS, INC.|1580
IBDC|ISHARES IBONDS 2020|RBCM|RBC CAPITAL MARKETS, LLC|13596
IBDC|ISHARES IBONDS 2020|SBSH|Citigroup Global Markets Inc.|289
IBDC|ISHARES IBONDS 2020|SGMT|GOLDMAN SACHS & CO. LLC|100
IBDC|ISHARES IBONDS 2020|SWIM|TD Ameritrade, Inc.|898
IBDC|ISHARES IBONDS 2020|UBSA|UBS SECURITIES LLC|5704
IBDC|ISHARES IBONDS 2020|UBSS|UBS Securities LLC|11168
IBDC|ISHARES IBONDS 2020|VGRD|Vanguard Marketing Corporation|2800
IBDC|ISHARES IBONDS 2020|WCHV|WELLS FARGO SECURITIES, LLC|1600
IBDC|ISHARES IBONDS 2020|WEXX|WOLVERINE EXECUTION SERVICES, LLC|999
IBDC|ISHARES IBONDS 2020|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
IBDC|ISHARES IBONDS 2020|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2590
IBDD|ISHARES IBONDS 2023|APCC|Apex Clearing Corporation|17
IBDD|ISHARES IBONDS 2023|BARD|Robert W. Baird & Co. Incorporated|1676
IBDD|ISHARES IBONDS 2023|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1048
IBDD|ISHARES IBONDS 2023|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2166
IBDD|ISHARES IBONDS 2023|DBAX|Deutsche Bank Securities Inc.|400
IBDD|ISHARES IBONDS 2023|EBXL|EBX LLC|1200
IBDD|ISHARES IBONDS 2023|EGXM|CBOE TRADING, INC.|1500
IBDD|ISHARES IBONDS 2023|EGXW|CBOE TRADING, INC.|623
IBDD|ISHARES IBONDS 2023|ETRS|E*Trade Securities LLC|20
IBDD|ISHARES IBONDS 2023|HRBF|American Enterprise Investment Services Inc.|5085
IBDD|ISHARES IBONDS 2023|IBKR|Interactive Brokers Llc|1
IBDD|ISHARES IBONDS 2023|ICBX|INSTINET, LLC|200
IBDD|ISHARES IBONDS 2023|ITGI|ITG Inc.|2472
IBDD|ISHARES IBONDS 2023|ITGP|ITG INC.|200
IBDD|ISHARES IBONDS 2023|JPMX|J.P. Morgan Securities LLC|1000
IBDD|ISHARES IBONDS 2023|JSEB|JANE STREET EXECUTION SERVICES, LLC|1745
IBDD|ISHARES IBONDS 2023|JSJX|JANE STREET CAPITAL LLC|1674
IBDD|ISHARES IBONDS 2023|KCGM|VIRTU Americas LLC|2030
IBDD|ISHARES IBONDS 2023|LEHM|Barclays Capital Inc./Le|1600
IBDD|ISHARES IBONDS 2023|LIME|Lime Brokerage LLC|676
IBDD|ISHARES IBONDS 2023|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
IBDD|ISHARES IBONDS 2023|MSCO|MORGAN STANLEY & CO. LLC|645
IBDD|ISHARES IBONDS 2023|NFSC|National Financial Services LLC|690
IBDD|ISHARES IBONDS 2023|NITE|VIRTU Americas LLC|3488
IBDD|ISHARES IBONDS 2023|RBCM|RBC CAPITAL MARKETS, LLC|108
IBDD|ISHARES IBONDS 2023|SGMT|GOLDMAN SACHS & CO. LLC|200
IBDD|ISHARES IBONDS 2023|STFL|Stifel, Nicolaus & Company, Incorporated|2790
IBDD|ISHARES IBONDS 2023|UBSA|UBS SECURITIES LLC|3633
IBDD|ISHARES IBONDS 2023|UBSS|UBS Securities LLC|5049
IBDD|ISHARES IBONDS 2023|VGRD|Vanguard Marketing Corporation|41
IBDD|ISHARES IBONDS 2023|WSEA|WOLVERINE SECURITIES, LLC|2
IBDD|ISHARES IBONDS 2023|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6522
IBDH|IBONDS DEC 2018 TERM|APCC|Apex Clearing Corporation|171
IBDH|IBONDS DEC 2018 TERM|BARD|Robert W. Baird & Co. Incorporated|2001
IBDH|IBONDS DEC 2018 TERM|BBNT|BB&T SECURITIES, LLC|7284
IBDH|IBONDS DEC 2018 TERM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8300
IBDH|IBONDS DEC 2018 TERM|CHAS|Charles Schwab & Co., Inc.|3102
IBDH|IBONDS DEC 2018 TERM|CIST|Capital Institutional Services, Inc.|6980
IBDH|IBONDS DEC 2018 TERM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21266
IBDH|IBONDS DEC 2018 TERM|DBAX|Deutsche Bank Securities Inc.|10200
IBDH|IBONDS DEC 2018 TERM|DEAN|MORGAN STANLEY|1979
IBDH|IBONDS DEC 2018 TERM|EBXL|EBX LLC|1300
IBDH|IBONDS DEC 2018 TERM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1500
IBDH|IBONDS DEC 2018 TERM|EDJO|Edward D. Jones & Co., L.P.|7434
IBDH|IBONDS DEC 2018 TERM|EGAM|CBOE TRADING, INC.|2922
IBDH|IBONDS DEC 2018 TERM|EGAW|CBOE TRADING, INC.|800
IBDH|IBONDS DEC 2018 TERM|EGXM|CBOE TRADING, INC.|1650
IBDH|IBONDS DEC 2018 TERM|EGXW|CBOE TRADING, INC.|64
IBDH|IBONDS DEC 2018 TERM|ETRS|E*Trade Securities LLC|4507
IBDH|IBONDS DEC 2018 TERM|FINX|FINTECH SECURITIES|1800
IBDH|IBONDS DEC 2018 TERM|FLTU|FLOW TRADERS US LLC|600
IBDH|IBONDS DEC 2018 TERM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
IBDH|IBONDS DEC 2018 TERM|FTBR|Foliofn Investments, Inc.|46803
IBDH|IBONDS DEC 2018 TERM|GSCO|GOLDMAN SACHS & CO. LLC|2500
IBDH|IBONDS DEC 2018 TERM|HRBF|American Enterprise Investment Services Inc.|18910
IBDH|IBONDS DEC 2018 TERM|IBKR|Interactive Brokers Llc|700
IBDH|IBONDS DEC 2018 TERM|ICBX|INSTINET, LLC|900
IBDH|IBONDS DEC 2018 TERM|ITGI|ITG Inc.|520
IBDH|IBONDS DEC 2018 TERM|ITGP|ITG INC.|800
IBDH|IBONDS DEC 2018 TERM|JPMX|J.P. Morgan Securities LLC|6080
IBDH|IBONDS DEC 2018 TERM|JSEB|JANE STREET EXECUTION SERVICES, LLC|10074
IBDH|IBONDS DEC 2018 TERM|JSJX|JANE STREET CAPITAL LLC|99519
IBDH|IBONDS DEC 2018 TERM|KCGM|VIRTU Americas LLC|862
IBDH|IBONDS DEC 2018 TERM|LEHM|Barclays Capital Inc./Le|1400
IBDH|IBONDS DEC 2018 TERM|LIME|Lime Brokerage LLC|1319
IBDH|IBONDS DEC 2018 TERM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|301
IBDH|IBONDS DEC 2018 TERM|MACC|Mid Atlantic Capital Corporation|532
IBDH|IBONDS DEC 2018 TERM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14180
IBDH|IBONDS DEC 2018 TERM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|656
IBDH|IBONDS DEC 2018 TERM|MSCO|MORGAN STANLEY & CO. LLC|30191
IBDH|IBONDS DEC 2018 TERM|NFSC|National Financial Services LLC|126388
IBDH|IBONDS DEC 2018 TERM|NITE|VIRTU Americas LLC|187193
IBDH|IBONDS DEC 2018 TERM|NITP|VIRTU Americas LLC|4859
IBDH|IBONDS DEC 2018 TERM|NQRB|Brut, LLC|100
IBDH|IBONDS DEC 2018 TERM|OPCO|Oppenheimer & Co. Inc.|41
IBDH|IBONDS DEC 2018 TERM|PWJC|UBS Financial Services, Inc.|9800
IBDH|IBONDS DEC 2018 TERM|RBCM|RBC CAPITAL MARKETS, LLC|10801
IBDH|IBONDS DEC 2018 TERM|SGMT|GOLDMAN SACHS & CO. LLC|2249
IBDH|IBONDS DEC 2018 TERM|SPDR|SPEEDROUTE LLC|1000
IBDH|IBONDS DEC 2018 TERM|STFL|Stifel, Nicolaus & Company, Incorporated|1
IBDH|IBONDS DEC 2018 TERM|SWST|Hilltop Securities Inc.|3
IBDH|IBONDS DEC 2018 TERM|TKNG|ALLY INVEST SECURITIES LLC|89
IBDH|IBONDS DEC 2018 TERM|UBSA|UBS SECURITIES LLC|12128
IBDH|IBONDS DEC 2018 TERM|UBSS|UBS Securities LLC|73520
IBDH|IBONDS DEC 2018 TERM|VGRD|Vanguard Marketing Corporation|1786
IBDH|IBONDS DEC 2018 TERM|WCHV|WELLS FARGO SECURITIES, LLC|27627
IBDH|IBONDS DEC 2018 TERM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|80959
IBDH|IBONDS DEC 2018 TERM|WSEA|WOLVERINE SECURITIES, LLC|40
IBDH|IBONDS DEC 2018 TERM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23053
IBDK|ISHARES IBONDS DEC 2|ALTX|Alternet Securities Inc.|500
IBDK|ISHARES IBONDS DEC 2|APCC|Apex Clearing Corporation|150
IBDK|ISHARES IBONDS DEC 2|BANK|Primevest Financial Services, Inc.|1
IBDK|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|1755
IBDK|ISHARES IBONDS DEC 2|BATM|CBOE TRADING, INC.|1000
IBDK|ISHARES IBONDS DEC 2|BBNT|BB&T SECURITIES, LLC|6351
IBDK|ISHARES IBONDS DEC 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|959
IBDK|ISHARES IBONDS DEC 2|BNCH|The Benchmark Company, LLC|1817
IBDK|ISHARES IBONDS DEC 2|CANT|Cantor Fitzgerald & Co.|15471
IBDK|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|5
IBDK|ISHARES IBONDS DEC 2|CIST|Capital Institutional Services, Inc.|5820
IBDK|ISHARES IBONDS DEC 2|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
IBDK|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52270
IBDK|ISHARES IBONDS DEC 2|CXCX|CITIGROUP GLOBAL MARKETS INC.|312
IBDK|ISHARES IBONDS DEC 2|DADA|D.A. Davidson & Co.|41
IBDK|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|11700
IBDK|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|5357
IBDK|ISHARES IBONDS DEC 2|EBXL|EBX LLC|1400
IBDK|ISHARES IBONDS DEC 2|ECUT|CONVERGEX EXECUTION SOLUTIONS|6611
IBDK|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|2205
IBDK|ISHARES IBONDS DEC 2|EGAM|CBOE TRADING, INC.|1091
IBDK|ISHARES IBONDS DEC 2|EGXM|CBOE TRADING, INC.|400
IBDK|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|19213
IBDK|ISHARES IBONDS DEC 2|FINX|FINTECH SECURITIES|7186
IBDK|ISHARES IBONDS DEC 2|FLTU|FLOW TRADERS US LLC|1272
IBDK|ISHARES IBONDS DEC 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3736
IBDK|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|7905
IBDK|ISHARES IBONDS DEC 2|GEBB|GLOBAL EXECUTION BROKERS, LP|200
IBDK|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|1839
IBDK|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|36029
IBDK|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|4465
IBDK|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|2300
IBDK|ISHARES IBONDS DEC 2|INCA|INSTINET, LLC|500
IBDK|ISHARES IBONDS DEC 2|ITGI|ITG Inc.|1623
IBDK|ISHARES IBONDS DEC 2|ITGP|ITG INC.|5000
IBDK|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|11450
IBDK|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|47229
IBDK|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|211638
IBDK|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|6861
IBDK|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|16600
IBDK|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|300
IBDK|ISHARES IBONDS DEC 2|MACC|Mid Atlantic Capital Corporation|1263
IBDK|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16016
IBDK|ISHARES IBONDS DEC 2|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
IBDK|ISHARES IBONDS DEC 2|MOTF|MOTIF INVESTING, INC.|2
IBDK|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|41485
IBDK|ISHARES IBONDS DEC 2|MSPL|MORGAN STANLEY & CO. LLC|3600
IBDK|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|150033
IBDK|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|517339
IBDK|ISHARES IBONDS DEC 2|NITP|VIRTU Americas LLC|4000
IBDK|ISHARES IBONDS DEC 2|OLDM|OLD MISSION CAPITAL, LLC|2421
IBDK|ISHARES IBONDS DEC 2|PDQM|CODA MARKETS, INC.|19583
IBDK|ISHARES IBONDS DEC 2|PWJC|UBS Financial Services, Inc.|1300
IBDK|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|15330
IBDK|ISHARES IBONDS DEC 2|SBSH|Citigroup Global Markets Inc.|7706
IBDK|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|1357
IBDK|ISHARES IBONDS DEC 2|SPDR|SPEEDROUTE LLC|700
IBDK|ISHARES IBONDS DEC 2|SWIM|TD Ameritrade, Inc.|200
IBDK|ISHARES IBONDS DEC 2|SWST|Hilltop Securities Inc.|1168
IBDK|ISHARES IBONDS DEC 2|TKNG|ALLY INVEST SECURITIES LLC|200
IBDK|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|28494
IBDK|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|125269
IBDK|ISHARES IBONDS DEC 2|VGRD|Vanguard Marketing Corporation|1832
IBDK|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|51061
IBDK|ISHARES IBONDS DEC 2|WEDB|WEDBUSH SECURITIES INC.|250
IBDK|ISHARES IBONDS DEC 2|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1626
IBDK|ISHARES IBONDS DEC 2|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43126
IBDK|ISHARES IBONDS DEC 2|WSEA|WOLVERINE SECURITIES, LLC|8828
IBDK|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|1730
IBDK|ISHARES IBONDS DEC 2|YKNA|COMHAR CAPITAL MARKETS, LLC|7
IBDK|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|55212
IBDL|ISHARES IBONDS DEC|ALTX|Alternet Securities Inc.|700
IBDL|ISHARES IBONDS DEC|APCC|Apex Clearing Corporation|261
IBDL|ISHARES IBONDS DEC|BARD|Robert W. Baird & Co. Incorporated|1718
IBDL|ISHARES IBONDS DEC|BATM|CBOE TRADING, INC.|1700
IBDL|ISHARES IBONDS DEC|BBNT|BB&T SECURITIES, LLC|7845
IBDL|ISHARES IBONDS DEC|BKCM|BNY Mellon Capital Markets LLC|88756
IBDL|ISHARES IBONDS DEC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16291
IBDL|ISHARES IBONDS DEC|BYXM|CBOE TRADING, INC.|700
IBDL|ISHARES IBONDS DEC|CHAS|Charles Schwab & Co., Inc.|4
IBDL|ISHARES IBONDS DEC|CIST|Capital Institutional Services, Inc.|80
IBDL|ISHARES IBONDS DEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
IBDL|ISHARES IBONDS DEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109018
IBDL|ISHARES IBONDS DEC|CTDL|Citadel Derivatives Group Llc|1997
IBDL|ISHARES IBONDS DEC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1152
IBDL|ISHARES IBONDS DEC|DADA|D.A. Davidson & Co.|3102
IBDL|ISHARES IBONDS DEC|DBAX|Deutsche Bank Securities Inc.|33600
IBDL|ISHARES IBONDS DEC|DEAN|MORGAN STANLEY|6843
IBDL|ISHARES IBONDS DEC|EBXL|EBX LLC|4400
IBDL|ISHARES IBONDS DEC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13342
IBDL|ISHARES IBONDS DEC|EDJC|Edward Jones / CDS|247
IBDL|ISHARES IBONDS DEC|EDJO|Edward D. Jones & Co., L.P.|4113
IBDL|ISHARES IBONDS DEC|EGAM|CBOE TRADING, INC.|5078
IBDL|ISHARES IBONDS DEC|EGXM|CBOE TRADING, INC.|4600
IBDL|ISHARES IBONDS DEC|ETRS|E*Trade Securities LLC|3646
IBDL|ISHARES IBONDS DEC|FINX|FINTECH SECURITIES|6985
IBDL|ISHARES IBONDS DEC|FLTU|FLOW TRADERS US LLC|2194
IBDL|ISHARES IBONDS DEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1417
IBDL|ISHARES IBONDS DEC|FTBR|Foliofn Investments, Inc.|2591
IBDL|ISHARES IBONDS DEC|GLPX|ACS EXECUTION SERVICES, LLC|100
IBDL|ISHARES IBONDS DEC|GSCO|GOLDMAN SACHS & CO. LLC|1700
IBDL|ISHARES IBONDS DEC|GSLT|GOLDMAN SACHS & CO. LLC|700
IBDL|ISHARES IBONDS DEC|GTSZ|GTS SECURITIES LLC|100
IBDL|ISHARES IBONDS DEC|HRBF|American Enterprise Investment Services Inc.|16411
IBDL|ISHARES IBONDS DEC|IBKR|Interactive Brokers Llc|1457
IBDL|ISHARES IBONDS DEC|ICBX|INSTINET, LLC|5640
IBDL|ISHARES IBONDS DEC|INCA|INSTINET, LLC|500
IBDL|ISHARES IBONDS DEC|ITGI|ITG Inc.|107
IBDL|ISHARES IBONDS DEC|ITGP|ITG INC.|7800
IBDL|ISHARES IBONDS DEC|JPMX|J.P. Morgan Securities LLC|29316
IBDL|ISHARES IBONDS DEC|JSEB|JANE STREET EXECUTION SERVICES, LLC|746716
IBDL|ISHARES IBONDS DEC|JSJX|JANE STREET CAPITAL LLC|258741
IBDL|ISHARES IBONDS DEC|KCGM|VIRTU Americas LLC|14621
IBDL|ISHARES IBONDS DEC|LEHM|Barclays Capital Inc./Le|44800
IBDL|ISHARES IBONDS DEC|LIME|Lime Brokerage LLC|640
IBDL|ISHARES IBONDS DEC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IBDL|ISHARES IBONDS DEC|MACC|Mid Atlantic Capital Corporation|4672
IBDL|ISHARES IBONDS DEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40622
IBDL|ISHARES IBONDS DEC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4986
IBDL|ISHARES IBONDS DEC|MOTF|MOTIF INVESTING, INC.|2
IBDL|ISHARES IBONDS DEC|MSCO|MORGAN STANLEY & CO. LLC|53541
IBDL|ISHARES IBONDS DEC|MSPL|MORGAN STANLEY & CO. LLC|900
IBDL|ISHARES IBONDS DEC|NFSC|National Financial Services LLC|103386
IBDL|ISHARES IBONDS DEC|NITE|VIRTU Americas LLC|215057
IBDL|ISHARES IBONDS DEC|NITP|VIRTU Americas LLC|11800
IBDL|ISHARES IBONDS DEC|PDQM|CODA MARKETS, INC.|16911
IBDL|ISHARES IBONDS DEC|PWJC|UBS Financial Services, Inc.|6655
IBDL|ISHARES IBONDS DEC|RBCM|RBC CAPITAL MARKETS, LLC|16232
IBDL|ISHARES IBONDS DEC|SEIC|SEI Investments Distribution Co.|400
IBDL|ISHARES IBONDS DEC|SGMT|GOLDMAN SACHS & CO. LLC|4859
IBDL|ISHARES IBONDS DEC|STFL|Stifel, Nicolaus & Company, Incorporated|2141
IBDL|ISHARES IBONDS DEC|SWIM|TD Ameritrade, Inc.|1000
IBDL|ISHARES IBONDS DEC|SWST|Hilltop Securities Inc.|200
IBDL|ISHARES IBONDS DEC|UBSA|UBS SECURITIES LLC|19857
IBDL|ISHARES IBONDS DEC|UBSS|UBS Securities LLC|127106
IBDL|ISHARES IBONDS DEC|VGRD|Vanguard Marketing Corporation|12082
IBDL|ISHARES IBONDS DEC|WCHV|WELLS FARGO SECURITIES, LLC|48975
IBDL|ISHARES IBONDS DEC|WEDB|WEDBUSH SECURITIES INC.|200
IBDL|ISHARES IBONDS DEC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|479
IBDL|ISHARES IBONDS DEC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78630
IBDL|ISHARES IBONDS DEC|WSEA|WOLVERINE SECURITIES, LLC|3147
IBDL|ISHARES IBONDS DEC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
IBDL|ISHARES IBONDS DEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|69194
IBDM|ISHARES IBONDS DEC 2|APCC|Apex Clearing Corporation|272
IBDM|ISHARES IBONDS DEC 2|BANK|Primevest Financial Services, Inc.|4811
IBDM|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|2409
IBDM|ISHARES IBONDS DEC 2|BATM|CBOE TRADING, INC.|1800
IBDM|ISHARES IBONDS DEC 2|BBNT|BB&T SECURITIES, LLC|11653
IBDM|ISHARES IBONDS DEC 2|BKCM|BNY Mellon Capital Markets LLC|92364
IBDM|ISHARES IBONDS DEC 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7443
IBDM|ISHARES IBONDS DEC 2|CANT|Cantor Fitzgerald & Co.|56704
IBDM|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|56413
IBDM|ISHARES IBONDS DEC 2|CIST|Capital Institutional Services, Inc.|640
IBDM|ISHARES IBONDS DEC 2|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11735
IBDM|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78053
IBDM|ISHARES IBONDS DEC 2|CXCX|CITIGROUP GLOBAL MARKETS INC.|52
IBDM|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|13400
IBDM|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|10032
IBDM|ISHARES IBONDS DEC 2|EBXL|EBX LLC|3300
IBDM|ISHARES IBONDS DEC 2|ECUT|CONVERGEX EXECUTION SOLUTIONS|5165
IBDM|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|18711
IBDM|ISHARES IBONDS DEC 2|EGAM|CBOE TRADING, INC.|3594
IBDM|ISHARES IBONDS DEC 2|EGXM|CBOE TRADING, INC.|3084
IBDM|ISHARES IBONDS DEC 2|ETBE|Electronic Transaction Clearing, Inc.|200
IBDM|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|3465
IBDM|ISHARES IBONDS DEC 2|FINX|FINTECH SECURITIES|4702
IBDM|ISHARES IBONDS DEC 2|FLTU|FLOW TRADERS US LLC|3687
IBDM|ISHARES IBONDS DEC 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
IBDM|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|1479
IBDM|ISHARES IBONDS DEC 2|GEBB|GLOBAL EXECUTION BROKERS, LP|500
IBDM|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|1200
IBDM|ISHARES IBONDS DEC 2|GSLT|GOLDMAN SACHS & CO. LLC|254
IBDM|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|14026
IBDM|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|540
IBDM|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|3500
IBDM|ISHARES IBONDS DEC 2|INCA|INSTINET, LLC|3602
IBDM|ISHARES IBONDS DEC 2|ITGI|ITG Inc.|1510
IBDM|ISHARES IBONDS DEC 2|ITGP|ITG INC.|6800
IBDM|ISHARES IBONDS DEC 2|JMPT|JUMP TRADING, LLC|90
IBDM|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|12850
IBDM|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|46206
IBDM|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|386187
IBDM|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|10138
IBDM|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|25000
IBDM|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|1000
IBDM|ISHARES IBONDS DEC 2|MACC|Mid Atlantic Capital Corporation|892
IBDM|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25096
IBDM|ISHARES IBONDS DEC 2|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1604
IBDM|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|63794
IBDM|ISHARES IBONDS DEC 2|MSPL|MORGAN STANLEY & CO. LLC|600
IBDM|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|133987
IBDM|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|188243
IBDM|ISHARES IBONDS DEC 2|NITP|VIRTU Americas LLC|3100
IBDM|ISHARES IBONDS DEC 2|NQRB|Brut, LLC|805
IBDM|ISHARES IBONDS DEC 2|OLDM|OLD MISSION CAPITAL, LLC|9363
IBDM|ISHARES IBONDS DEC 2|OPCO|Oppenheimer & Co. Inc.|3
IBDM|ISHARES IBONDS DEC 2|PDQM|CODA MARKETS, INC.|42161
IBDM|ISHARES IBONDS DEC 2|PWJC|UBS Financial Services, Inc.|2300
IBDM|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|11981
IBDM|ISHARES IBONDS DEC 2|SBSH|Citigroup Global Markets Inc.|2050
IBDM|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|2300
IBDM|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|16652
IBDM|ISHARES IBONDS DEC 2|SWST|Hilltop Securities Inc.|4880
IBDM|ISHARES IBONDS DEC 2|TKNG|ALLY INVEST SECURITIES LLC|79
IBDM|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|64101
IBDM|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|156420
IBDM|ISHARES IBONDS DEC 2|VGRD|Vanguard Marketing Corporation|13302
IBDM|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|42537
IBDM|ISHARES IBONDS DEC 2|WEDB|WEDBUSH SECURITIES INC.|200
IBDM|ISHARES IBONDS DEC 2|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
IBDM|ISHARES IBONDS DEC 2|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38518
IBDM|ISHARES IBONDS DEC 2|WSEA|WOLVERINE SECURITIES, LLC|4692
IBDM|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|2250
IBDM|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43485
IBDN|ISHARES IBONDS DEC 2|APCC|Apex Clearing Corporation|80
IBDN|ISHARES IBONDS DEC 2|BANK|Primevest Financial Services, Inc.|2778
IBDN|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|1684
IBDN|ISHARES IBONDS DEC 2|BBNT|BB&T SECURITIES, LLC|900
IBDN|ISHARES IBONDS DEC 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12715
IBDN|ISHARES IBONDS DEC 2|CANT|Cantor Fitzgerald & Co.|54152
IBDN|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|41125
IBDN|ISHARES IBONDS DEC 2|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27052
IBDN|ISHARES IBONDS DEC 2|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
IBDN|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73213
IBDN|ISHARES IBONDS DEC 2|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
IBDN|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|19000
IBDN|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|4132
IBDN|ISHARES IBONDS DEC 2|EBXL|EBX LLC|5000
IBDN|ISHARES IBONDS DEC 2|ECUT|CONVERGEX EXECUTION SOLUTIONS|3995
IBDN|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|8617
IBDN|ISHARES IBONDS DEC 2|EGAM|CBOE TRADING, INC.|200
IBDN|ISHARES IBONDS DEC 2|EGXM|CBOE TRADING, INC.|2200
IBDN|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|317
IBDN|ISHARES IBONDS DEC 2|FINX|FINTECH SECURITIES|1380
IBDN|ISHARES IBONDS DEC 2|FLTU|FLOW TRADERS US LLC|1194
IBDN|ISHARES IBONDS DEC 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5362
IBDN|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|1334
IBDN|ISHARES IBONDS DEC 2|GEBB|GLOBAL EXECUTION BROKERS, LP|200
IBDN|ISHARES IBONDS DEC 2|GLPX|ACS EXECUTION SERVICES, LLC|1077
IBDN|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|12927
IBDN|ISHARES IBONDS DEC 2|GSLT|GOLDMAN SACHS & CO. LLC|200
IBDN|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|7147
IBDN|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|3100
IBDN|ISHARES IBONDS DEC 2|INCA|INSTINET, LLC|6700
IBDN|ISHARES IBONDS DEC 2|ITGI|ITG Inc.|1700
IBDN|ISHARES IBONDS DEC 2|ITGP|ITG INC.|600
IBDN|ISHARES IBONDS DEC 2|JANY|Janney Montgomery Scott Inc.|1861
IBDN|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|9450
IBDN|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|149634
IBDN|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|289543
IBDN|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|12469
IBDN|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|54800
IBDN|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|3900
IBDN|ISHARES IBONDS DEC 2|MACC|Mid Atlantic Capital Corporation|3459
IBDN|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33144
IBDN|ISHARES IBONDS DEC 2|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
IBDN|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|34927
IBDN|ISHARES IBONDS DEC 2|MSPL|MORGAN STANLEY & CO. LLC|1600
IBDN|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|53700
IBDN|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|79422
IBDN|ISHARES IBONDS DEC 2|NITP|VIRTU Americas LLC|700
IBDN|ISHARES IBONDS DEC 2|OLDM|OLD MISSION CAPITAL, LLC|5074
IBDN|ISHARES IBONDS DEC 2|OPCO|Oppenheimer & Co. Inc.|685
IBDN|ISHARES IBONDS DEC 2|PDQM|CODA MARKETS, INC.|44391
IBDN|ISHARES IBONDS DEC 2|PWJC|UBS Financial Services, Inc.|7882
IBDN|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|8004
IBDN|ISHARES IBONDS DEC 2|SALI|INTL FCSTONE FINANCIAL INC.|16
IBDN|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|2400
IBDN|ISHARES IBONDS DEC 2|SPDR|SPEEDROUTE LLC|1300
IBDN|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|478
IBDN|ISHARES IBONDS DEC 2|SWST|Hilltop Securities Inc.|4051
IBDN|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|75612
IBDN|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|121923
IBDN|ISHARES IBONDS DEC 2|VGRD|Vanguard Marketing Corporation|6475
IBDN|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|111525
IBDN|ISHARES IBONDS DEC 2|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20598
IBDN|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|7680
IBDN|ISHARES IBONDS DEC 2|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IBDN|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48965
IBDO|ISHARES IBONDS DEC 2|APCC|Apex Clearing Corporation|80
IBDO|ISHARES IBONDS DEC 2|BANK|Primevest Financial Services, Inc.|3031
IBDO|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|490
IBDO|ISHARES IBONDS DEC 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2517
IBDO|ISHARES IBONDS DEC 2|CANT|Cantor Fitzgerald & Co.|21859
IBDO|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|16120
IBDO|ISHARES IBONDS DEC 2|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3611
IBDO|ISHARES IBONDS DEC 2|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
IBDO|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33906
IBDO|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|25300
IBDO|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|14691
IBDO|ISHARES IBONDS DEC 2|EBXL|EBX LLC|3200
IBDO|ISHARES IBONDS DEC 2|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
IBDO|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|1897
IBDO|ISHARES IBONDS DEC 2|EGAM|CBOE TRADING, INC.|364
IBDO|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|780
IBDO|ISHARES IBONDS DEC 2|FINX|FINTECH SECURITIES|2675
IBDO|ISHARES IBONDS DEC 2|FLTU|FLOW TRADERS US LLC|2300
IBDO|ISHARES IBONDS DEC 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|150
IBDO|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|1069
IBDO|ISHARES IBONDS DEC 2|GEBB|GLOBAL EXECUTION BROKERS, LP|200
IBDO|ISHARES IBONDS DEC 2|GLPX|ACS EXECUTION SERVICES, LLC|5800
IBDO|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|1200
IBDO|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|3706
IBDO|ISHARES IBONDS DEC 2|IATS|INTERACTIVE BROKERS LLC|797
IBDO|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|84590
IBDO|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|4882
IBDO|ISHARES IBONDS DEC 2|INCA|INSTINET, LLC|1800
IBDO|ISHARES IBONDS DEC 2|ITGI|ITG Inc.|146
IBDO|ISHARES IBONDS DEC 2|ITGP|ITG INC.|400
IBDO|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|9800
IBDO|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|60176
IBDO|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|296773
IBDO|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|9374
IBDO|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|40600
IBDO|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|4971
IBDO|ISHARES IBONDS DEC 2|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
IBDO|ISHARES IBONDS DEC 2|MACC|Mid Atlantic Capital Corporation|41
IBDO|ISHARES IBONDS DEC 2|MAXM|Maxim Group LLC|25
IBDO|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27932
IBDO|ISHARES IBONDS DEC 2|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
IBDO|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|47641
IBDO|ISHARES IBONDS DEC 2|MSPL|MORGAN STANLEY & CO. LLC|1300
IBDO|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|56810
IBDO|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|100749
IBDO|ISHARES IBONDS DEC 2|NITP|VIRTU Americas LLC|18318
IBDO|ISHARES IBONDS DEC 2|NQRB|Brut, LLC|2200
IBDO|ISHARES IBONDS DEC 2|OLDM|OLD MISSION CAPITAL, LLC|11676
IBDO|ISHARES IBONDS DEC 2|OPCO|Oppenheimer & Co. Inc.|195
IBDO|ISHARES IBONDS DEC 2|PDQM|CODA MARKETS, INC.|61642
IBDO|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|9657
IBDO|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|3155
IBDO|ISHARES IBONDS DEC 2|SPDR|SPEEDROUTE LLC|1600
IBDO|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|9654
IBDO|ISHARES IBONDS DEC 2|SWST|Hilltop Securities Inc.|375
IBDO|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|63564
IBDO|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|136766
IBDO|ISHARES IBONDS DEC 2|VGRD|Vanguard Marketing Corporation|8462
IBDO|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|41188
IBDO|ISHARES IBONDS DEC 2|WEDB|WEDBUSH SECURITIES INC.|200
IBDO|ISHARES IBONDS DEC 2|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12070
IBDO|ISHARES IBONDS DEC 2|WSEA|WOLVERINE SECURITIES, LLC|1
IBDO|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|5626
IBDO|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43271
IBDP|ISHARES IBONDS DEC 2|APCC|Apex Clearing Corporation|101
IBDP|ISHARES IBONDS DEC 2|BATM|CBOE TRADING, INC.|1300
IBDP|ISHARES IBONDS DEC 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3500
IBDP|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|3
IBDP|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17476
IBDP|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|9900
IBDP|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|3086
IBDP|ISHARES IBONDS DEC 2|EBXL|EBX LLC|2300
IBDP|ISHARES IBONDS DEC 2|ECUT|CONVERGEX EXECUTION SOLUTIONS|1122
IBDP|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|1117
IBDP|ISHARES IBONDS DEC 2|EGXM|CBOE TRADING, INC.|3200
IBDP|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|467
IBDP|ISHARES IBONDS DEC 2|FINX|FINTECH SECURITIES|100
IBDP|ISHARES IBONDS DEC 2|FLTU|FLOW TRADERS US LLC|700
IBDP|ISHARES IBONDS DEC 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|180
IBDP|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|1524
IBDP|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|300
IBDP|ISHARES IBONDS DEC 2|GSLT|GOLDMAN SACHS & CO. LLC|51
IBDP|ISHARES IBONDS DEC 2|GTSZ|GTS SECURITIES LLC|932
IBDP|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|8699
IBDP|ISHARES IBONDS DEC 2|IATS|INTERACTIVE BROKERS LLC|1684
IBDP|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|15675
IBDP|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|3960
IBDP|ISHARES IBONDS DEC 2|INCA|INSTINET, LLC|100
IBDP|ISHARES IBONDS DEC 2|ITGI|ITG Inc.|100
IBDP|ISHARES IBONDS DEC 2|ITGP|ITG INC.|600
IBDP|ISHARES IBONDS DEC 2|JANY|Janney Montgomery Scott Inc.|2812
IBDP|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|12226
IBDP|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|37434
IBDP|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|141666
IBDP|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|10537
IBDP|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|21800
IBDP|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|2321
IBDP|ISHARES IBONDS DEC 2|MACC|Mid Atlantic Capital Corporation|2547
IBDP|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17820
IBDP|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|25625
IBDP|ISHARES IBONDS DEC 2|MSPL|MORGAN STANLEY & CO. LLC|1100
IBDP|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|43292
IBDP|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|64798
IBDP|ISHARES IBONDS DEC 2|NITP|VIRTU Americas LLC|2355
IBDP|ISHARES IBONDS DEC 2|PDQM|CODA MARKETS, INC.|30079
IBDP|ISHARES IBONDS DEC 2|PWJC|UBS Financial Services, Inc.|1000
IBDP|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|3899
IBDP|ISHARES IBONDS DEC 2|SALI|INTL FCSTONE FINANCIAL INC.|217
IBDP|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|4238
IBDP|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|3285
IBDP|ISHARES IBONDS DEC 2|SWST|Hilltop Securities Inc.|3913
IBDP|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|35995
IBDP|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|100846
IBDP|ISHARES IBONDS DEC 2|VALX|VIRTU AMERICAS LLC|1544
IBDP|ISHARES IBONDS DEC 2|VGRD|Vanguard Marketing Corporation|782
IBDP|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|25682
IBDP|ISHARES IBONDS DEC 2|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8956
IBDP|ISHARES IBONDS DEC 2|WSEA|WOLVERINE SECURITIES, LLC|2
IBDP|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|4480
IBDP|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3207
IBDQ|ISHARES IBONDS DEC 2|APCC|Apex Clearing Corporation|59
IBDQ|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|394
IBDQ|ISHARES IBONDS DEC 2|BATM|CBOE TRADING, INC.|65
IBDQ|ISHARES IBONDS DEC 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1347
IBDQ|ISHARES IBONDS DEC 2|BYXM|CBOE TRADING, INC.|354
IBDQ|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|19804
IBDQ|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8052
IBDQ|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|4400
IBDQ|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|2681
IBDQ|ISHARES IBONDS DEC 2|EBXL|EBX LLC|1500
IBDQ|ISHARES IBONDS DEC 2|ECUT|CONVERGEX EXECUTION SOLUTIONS|334
IBDQ|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|539
IBDQ|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|2481
IBDQ|ISHARES IBONDS DEC 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|820
IBDQ|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|2800
IBDQ|ISHARES IBONDS DEC 2|GEBB|GLOBAL EXECUTION BROKERS, LP|817
IBDQ|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|2700
IBDQ|ISHARES IBONDS DEC 2|GTSZ|GTS SECURITIES LLC|1422
IBDQ|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|3554
IBDQ|ISHARES IBONDS DEC 2|IATS|INTERACTIVE BROKERS LLC|1772
IBDQ|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|10529
IBDQ|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|8390
IBDQ|ISHARES IBONDS DEC 2|INCA|INSTINET, LLC|600
IBDQ|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|3200
IBDQ|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|119587
IBDQ|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|100730
IBDQ|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|13183
IBDQ|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|16400
IBDQ|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|4403
IBDQ|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12868
IBDQ|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|40166
IBDQ|ISHARES IBONDS DEC 2|MSPL|MORGAN STANLEY & CO. LLC|1300
IBDQ|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|36143
IBDQ|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|55267
IBDQ|ISHARES IBONDS DEC 2|NITP|VIRTU Americas LLC|2300
IBDQ|ISHARES IBONDS DEC 2|PDQM|CODA MARKETS, INC.|2100
IBDQ|ISHARES IBONDS DEC 2|PWJC|UBS Financial Services, Inc.|900
IBDQ|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|6949
IBDQ|ISHARES IBONDS DEC 2|SBSH|Citigroup Global Markets Inc.|200
IBDQ|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|4846
IBDQ|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|7808
IBDQ|ISHARES IBONDS DEC 2|SWST|Hilltop Securities Inc.|477
IBDQ|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|27381
IBDQ|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|59368
IBDQ|ISHARES IBONDS DEC 2|VALX|VIRTU AMERICAS LLC|604
IBDQ|ISHARES IBONDS DEC 2|VGRD|Vanguard Marketing Corporation|3378
IBDQ|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|325119
IBDQ|ISHARES IBONDS DEC 2|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2050
IBDQ|ISHARES IBONDS DEC 2|WSEA|WOLVERINE SECURITIES, LLC|5
IBDQ|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
IBDQ|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13547
IBDR|ISHARES IBONDS DEC 2|APCC|Apex Clearing Corporation|63
IBDR|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|2133
IBDR|ISHARES IBONDS DEC 2|BATM|CBOE TRADING, INC.|200
IBDR|ISHARES IBONDS DEC 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|858
IBDR|ISHARES IBONDS DEC 2|BYXM|CBOE TRADING, INC.|1108
IBDR|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|13230
IBDR|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9580
IBDR|ISHARES IBONDS DEC 2|CTDL|Citadel Derivatives Group Llc|3200
IBDR|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|2800
IBDR|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|4585
IBDR|ISHARES IBONDS DEC 2|EBXL|EBX LLC|1000
IBDR|ISHARES IBONDS DEC 2|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
IBDR|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|4862
IBDR|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|996
IBDR|ISHARES IBONDS DEC 2|FLTU|FLOW TRADERS US LLC|77
IBDR|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|2888
IBDR|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|800
IBDR|ISHARES IBONDS DEC 2|GTSZ|GTS SECURITIES LLC|1533
IBDR|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|443
IBDR|ISHARES IBONDS DEC 2|IATS|INTERACTIVE BROKERS LLC|90
IBDR|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|9362
IBDR|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|600
IBDR|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|1200
IBDR|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|10720
IBDR|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|58975
IBDR|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|2284
IBDR|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|11200
IBDR|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|2203
IBDR|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
IBDR|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|16535
IBDR|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|28360
IBDR|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|46337
IBDR|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|6391
IBDR|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|1000
IBDR|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|7055
IBDR|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|9693
IBDR|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|54434
IBDR|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|3578
IBDR|ISHARES IBONDS DEC 2|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4452
IBDR|ISHARES IBONDS DEC 2|WSEA|WOLVERINE SECURITIES, LLC|7
IBDR|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
IBDR|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1756
IBDS|ISHARES IBONDS DEC 2|APCC|Apex Clearing Corporation|40
IBDS|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|481
IBDS|ISHARES IBONDS DEC 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|449
IBDS|ISHARES IBONDS DEC 2|CANT|Cantor Fitzgerald & Co.|6935
IBDS|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|6685
IBDS|ISHARES IBONDS DEC 2|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4350
IBDS|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5521
IBDS|ISHARES IBONDS DEC 2|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
IBDS|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|2900
IBDS|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|1577
IBDS|ISHARES IBONDS DEC 2|EBXL|EBX LLC|700
IBDS|ISHARES IBONDS DEC 2|ECUT|CONVERGEX EXECUTION SOLUTIONS|772
IBDS|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|3239
IBDS|ISHARES IBONDS DEC 2|FLTU|FLOW TRADERS US LLC|271
IBDS|ISHARES IBONDS DEC 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1665
IBDS|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|1113
IBDS|ISHARES IBONDS DEC 2|GEBB|GLOBAL EXECUTION BROKERS, LP|930
IBDS|ISHARES IBONDS DEC 2|IATS|INTERACTIVE BROKERS LLC|35
IBDS|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|748
IBDS|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|500
IBDS|ISHARES IBONDS DEC 2|ITGP|ITG INC.|200
IBDS|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|4616
IBDS|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|5385
IBDS|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|17767
IBDS|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|4774
IBDS|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|12800
IBDS|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|2449
IBDS|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6826
IBDS|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|17073
IBDS|ISHARES IBONDS DEC 2|MSPL|MORGAN STANLEY & CO. LLC|800
IBDS|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|19427
IBDS|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|24076
IBDS|ISHARES IBONDS DEC 2|NITP|VIRTU Americas LLC|8830
IBDS|ISHARES IBONDS DEC 2|PDQM|CODA MARKETS, INC.|800
IBDS|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|6123
IBDS|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|300
IBDS|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|10272
IBDS|ISHARES IBONDS DEC 2|SWST|Hilltop Securities Inc.|472
IBDS|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|13102
IBDS|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|14029
IBDS|ISHARES IBONDS DEC 2|VGRD|Vanguard Marketing Corporation|600
IBDS|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|5606
IBDS|ISHARES IBONDS DEC 2|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4893
IBDS|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
IBDS|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4003
IBIO|IBIO, INC.|AGIS|Aegis Capital Corp.|104932
IBIO|IBIO, INC.|ALTX|Alternet Securities Inc.|300
IBIO|IBIO, INC.|APCC|Apex Clearing Corporation|51791
IBIO|IBIO, INC.|BAYT|BTIG, LLC|22299
IBIO|IBIO, INC.|BIMI|Banca IMI Securities Corp.|1500
IBIO|IBIO, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3220
IBIO|IBIO, INC.|BYXM|CBOE TRADING, INC.|700
IBIO|IBIO, INC.|CANT|Cantor Fitzgerald & Co.|506
IBIO|IBIO, INC.|CHAS|Charles Schwab & Co., Inc.|2718
IBIO|IBIO, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36208
IBIO|IBIO, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11799
IBIO|IBIO, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20700
IBIO|IBIO, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28013
IBIO|IBIO, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|22876
IBIO|IBIO, INC.|DBAB|Deutsche Bank Securities Inc.|31911
IBIO|IBIO, INC.|DBAX|Deutsche Bank Securities Inc.|20800
IBIO|IBIO, INC.|DEAN|MORGAN STANLEY|11500
IBIO|IBIO, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|309619
IBIO|IBIO, INC.|EBXL|EBX LLC|32300
IBIO|IBIO, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|138
IBIO|IBIO, INC.|EDJO|Edward D. Jones & Co., L.P.|2
IBIO|IBIO, INC.|EGAM|CBOE TRADING, INC.|3150
IBIO|IBIO, INC.|EGXM|CBOE TRADING, INC.|49732
IBIO|IBIO, INC.|ETCC|Electronic Transaction Clearing, Inc.|100
IBIO|IBIO, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
IBIO|IBIO, INC.|ETRS|E*Trade Securities LLC|979989
IBIO|IBIO, INC.|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|247092
IBIO|IBIO, INC.|FILL|Tradestation Securities, Inc.|50248
IBIO|IBIO, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47150
IBIO|IBIO, INC.|FTBR|Foliofn Investments, Inc.|1
IBIO|IBIO, INC.|GLIS|TD Securities Inc|12830
IBIO|IBIO, INC.|GLPX|ACS EXECUTION SERVICES, LLC|7000
IBIO|IBIO, INC.|GSCO|GOLDMAN SACHS & CO. LLC|6801
IBIO|IBIO, INC.|GSCS|GOLDMAN SACHS & CO. LLC|7400
IBIO|IBIO, INC.|GSLT|GOLDMAN SACHS & CO. LLC|5530
IBIO|IBIO, INC.|HRBF|American Enterprise Investment Services Inc.|1306
IBIO|IBIO, INC.|IATS|INTERACTIVE BROKERS LLC|39206
IBIO|IBIO, INC.|IBKR|Interactive Brokers Llc|175874
IBIO|IBIO, INC.|ICBX|INSTINET, LLC|11300
IBIO|IBIO, INC.|INCA|INSTINET, LLC|161184
IBIO|IBIO, INC.|INJX|INSTINET, LLC|53100
IBIO|IBIO, INC.|ITGI|ITG Inc.|23200
IBIO|IBIO, INC.|ITGP|ITG INC.|9400
IBIO|IBIO, INC.|JANY|Janney Montgomery Scott Inc.|200
IBIO|IBIO, INC.|JEFF|JEFFERIES LLC|45802
IBIO|IBIO, INC.|JGUN|Joseph Gunnar & Co.  LLC|20000
IBIO|IBIO, INC.|JMPT|JUMP TRADING, LLC|4205
IBIO|IBIO, INC.|JPMX|J.P. Morgan Securities LLC|8938
IBIO|IBIO, INC.|JSJX|JANE STREET CAPITAL LLC|301
IBIO|IBIO, INC.|KCGM|VIRTU Americas LLC|3899
IBIO|IBIO, INC.|LAFC|R. F. Lafferty & Co., Inc.|331500
IBIO|IBIO, INC.|LEHM|Barclays Capital Inc./Le|34008
IBIO|IBIO, INC.|LIME|Lime Brokerage LLC|3918
IBIO|IBIO, INC.|LSCI|Lek Securities Corporation|3200
IBIO|IBIO, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
IBIO|IBIO, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17398
IBIO|IBIO, INC.|MSCO|MORGAN STANLEY & CO. LLC|273302
IBIO|IBIO, INC.|MSPL|MORGAN STANLEY & CO. LLC|1100
IBIO|IBIO, INC.|NFSC|National Financial Services LLC|403437
IBIO|IBIO, INC.|NITE|VIRTU Americas LLC|1458014
IBIO|IBIO, INC.|NQRB|Brut, LLC|13622
IBIO|IBIO, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1434
IBIO|IBIO, INC.|OPCO|Oppenheimer & Co. Inc.|2807
IBIO|IBIO, INC.|PDQM|CODA MARKETS, INC.|107890
IBIO|IBIO, INC.|PREC|PRECISION SECURITIES, LLC|7400
IBIO|IBIO, INC.|RBCM|RBC CAPITAL MARKETS, LLC|116872
IBIO|IBIO, INC.|RGLD|Regal Securities, Inc|6200
IBIO|IBIO, INC.|RJLC|RJL CAPITAL GROUP, LLC|3000
IBIO|IBIO, INC.|SBSH|Citigroup Global Markets Inc.|14400
IBIO|IBIO, INC.|SGMT|GOLDMAN SACHS & CO. LLC|21985
IBIO|IBIO, INC.|SPDR|SPEEDROUTE LLC|8915
IBIO|IBIO, INC.|SWIM|TD Ameritrade, Inc.|330852
IBIO|IBIO, INC.|TKNG|ALLY INVEST SECURITIES LLC|4857
IBIO|IBIO, INC.|TWTT|TASTYWORKS, INC.|2300
IBIO|IBIO, INC.|UBSA|UBS SECURITIES LLC|144918
IBIO|IBIO, INC.|UBSS|UBS Securities LLC|123733
IBIO|IBIO, INC.|VGRD|Vanguard Marketing Corporation|100736
IBIO|IBIO, INC.|VSIN|Vision Financial Markets Llc|8941
IBIO|IBIO, INC.|WABR|Wall Street Access|5886
IBIO|IBIO, INC.|WCHV|WELLS FARGO SECURITIES, LLC|9113
IBIO|IBIO, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|93822
IBIO|IBIO, INC.|WGIF|CIBC World Markets Inc.|17900
IBIO|IBIO, INC.|WSEA|WOLVERINE SECURITIES, LLC|104078
IBIO|IBIO, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3500
IBIO|IBIO, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|511
IBIO|IBIO, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
IBKC|IBERIABANK CORP|ALLN|Allen & Company LLC|2495
IBKC|IBERIABANK CORP|ALTX|Alternet Securities Inc.|4695
IBKC|IBERIABANK CORP|ANOS|ABEL/NOSER, L.L.C.|880
IBKC|IBERIABANK CORP|APCC|Apex Clearing Corporation|230
IBKC|IBERIABANK CORP|BARD|Robert W. Baird & Co. Incorporated|1471
IBKC|IBERIABANK CORP|BATM|CBOE TRADING, INC.|3152
IBKC|IBERIABANK CORP|BBNT|BB&T SECURITIES, LLC|600
IBKC|IBERIABANK CORP|BERN|Sanford C. Bernstein & Co., LLC|6885
IBKC|IBERIABANK CORP|BIDS|BIDS TRADING L.P.|100
IBKC|IBERIABANK CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|507
IBKC|IBERIABANK CORP|BLKX|INSTINET, LLC|42622
IBKC|IBERIABANK CORP|BMOC|BMO Capital Markets Corp.|8497
IBKC|IBERIABANK CORP|BNPX|BNP PARIBAS SECURITIES CORP.|24598
IBKC|IBERIABANK CORP|BYXM|CBOE TRADING, INC.|953
IBKC|IBERIABANK CORP|BZYD|GOLDMAN SACHS & CO. LLC|1487
IBKC|IBERIABANK CORP|CANT|Cantor Fitzgerald & Co.|1922
IBKC|IBERIABANK CORP|CHAS|Charles Schwab & Co., Inc.|1152
IBKC|IBERIABANK CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|17846
IBKC|IBERIABANK CORP|CIST|Capital Institutional Services, Inc.|2123
IBKC|IBERIABANK CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34157
IBKC|IBERIABANK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
IBKC|IBERIABANK CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
IBKC|IBERIABANK CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133998
IBKC|IBERIABANK CORP|CTDL|Citadel Derivatives Group Llc|18825
IBKC|IBERIABANK CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|37076
IBKC|IBERIABANK CORP|DBAB|Deutsche Bank Securities Inc.|285071
IBKC|IBERIABANK CORP|DBAX|Deutsche Bank Securities Inc.|76300
IBKC|IBERIABANK CORP|DBUL|Deutsche Bank Securities Inc.|600
IBKC|IBERIABANK CORP|DEAN|MORGAN STANLEY|3446
IBKC|IBERIABANK CORP|DEGS|RONIN PROFESSIONAL LLC|100
IBKC|IBERIABANK CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1381
IBKC|IBERIABANK CORP|EBXL|EBX LLC|62400
IBKC|IBERIABANK CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1241
IBKC|IBERIABANK CORP|EDJO|Edward D. Jones & Co., L.P.|703
IBKC|IBERIABANK CORP|EGAM|CBOE TRADING, INC.|16347
IBKC|IBERIABANK CORP|EGAW|CBOE TRADING, INC.|182
IBKC|IBERIABANK CORP|EGMT|EG MARKET TECHNOLOGIES LLC|944
IBKC|IBERIABANK CORP|EGXM|CBOE TRADING, INC.|3868
IBKC|IBERIABANK CORP|EGXW|CBOE TRADING, INC.|100
IBKC|IBERIABANK CORP|ELEV|ELEVATION, LLC|284
IBKC|IBERIABANK CORP|ETBE|Electronic Transaction Clearing, Inc.|724
IBKC|IBERIABANK CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|743
IBKC|IBERIABANK CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15522
IBKC|IBERIABANK CORP|ETRS|E*Trade Securities LLC|614
IBKC|IBERIABANK CORP|FBCO|Credit Suisse Securities (USA) LLC|389230
IBKC|IBERIABANK CORP|FILL|Tradestation Securities, Inc.|510
IBKC|IBERIABANK CORP|FMAF|NBCN Inc./ CDS|3064
IBKC|IBERIABANK CORP|FOMA|TD AMERITRADE CLEARING, INC.|8798
IBKC|IBERIABANK CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|638
IBKC|IBERIABANK CORP|FQLS|Quantlab Securities LP|211285
IBKC|IBERIABANK CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43243
IBKC|IBERIABANK CORP|FTBR|Foliofn Investments, Inc.|112
IBKC|IBERIABANK CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|19090
IBKC|IBERIABANK CORP|GLPX|ACS EXECUTION SERVICES, LLC|1718
IBKC|IBERIABANK CORP|GSCO|GOLDMAN SACHS & CO. LLC|831106
IBKC|IBERIABANK CORP|GSCS|GOLDMAN SACHS & CO. LLC|6442
IBKC|IBERIABANK CORP|GSLT|GOLDMAN SACHS & CO. LLC|2202
IBKC|IBERIABANK CORP|GTSZ|GTS SECURITIES LLC|5499
IBKC|IBERIABANK CORP|HAPX|HAP Trading, LLC|374
IBKC|IBERIABANK CORP|HRBF|American Enterprise Investment Services Inc.|253
IBKC|IBERIABANK CORP|HSBC|HSBC Securities, Inc.|800
IBKC|IBERIABANK CORP|IATS|INTERACTIVE BROKERS LLC|2441
IBKC|IBERIABANK CORP|IBKR|Interactive Brokers Llc|16418
IBKC|IBERIABANK CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|577
IBKC|IBERIABANK CORP|ICBX|INSTINET, LLC|30621
IBKC|IBERIABANK CORP|IEQY|CITADEL SECURITIES LLC|154795
IBKC|IBERIABANK CORP|INCA|INSTINET, LLC|293878
IBKC|IBERIABANK CORP|INJX|INSTINET, LLC|20711
IBKC|IBERIABANK CORP|ITGI|ITG Inc.|38236
IBKC|IBERIABANK CORP|ITGP|ITG INC.|45000
IBKC|IBERIABANK CORP|JEFF|JEFFERIES LLC|69270
IBKC|IBERIABANK CORP|JMPT|JUMP TRADING, LLC|19064
IBKC|IBERIABANK CORP|JONE|JonesTrading|8930
IBKC|IBERIABANK CORP|JPBX|J.P. MORGAN SECURITIES LLC|10676
IBKC|IBERIABANK CORP|JPMX|J.P. Morgan Securities LLC|178814
IBKC|IBERIABANK CORP|JSJX|JANE STREET CAPITAL LLC|3317
IBKC|IBERIABANK CORP|KBWI|Keefe, Bruyette & Woods, Inc.|12900
IBKC|IBERIABANK CORP|KCGM|VIRTU Americas LLC|9683
IBKC|IBERIABANK CORP|LEHM|Barclays Capital Inc./Le|474647
IBKC|IBERIABANK CORP|LIME|Lime Brokerage LLC|84141
IBKC|IBERIABANK CORP|LOOP|Loop Capital Markets LLC|341
IBKC|IBERIABANK CORP|LQNA|LIQUIDNET, INC.|20900
IBKC|IBERIABANK CORP|LSCI|Lek Securities Corporation|102
IBKC|IBERIABANK CORP|MAXM|Maxim Group LLC|9531
IBKC|IBERIABANK CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113403
IBKC|IBERIABANK CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1694
IBKC|IBERIABANK CORP|MSCO|MORGAN STANLEY & CO. LLC|947861
IBKC|IBERIABANK CORP|MSPL|MORGAN STANLEY & CO. LLC|119800
IBKC|IBERIABANK CORP|MSTX|MORGAN STANLEY & CO. LLC|15300
IBKC|IBERIABANK CORP|MTON|MILLINGTON SECURITIES, INC.|106426
IBKC|IBERIABANK CORP|NEUB|NEUBERGER BERMAN BD LLC|91
IBKC|IBERIABANK CORP|NFSC|National Financial Services LLC|35983
IBKC|IBERIABANK CORP|NITE|VIRTU Americas LLC|90728
IBKC|IBERIABANK CORP|NITP|VIRTU Americas LLC|2600
IBKC|IBERIABANK CORP|NQRB|Brut, LLC|19596
IBKC|IBERIABANK CORP|OPCO|Oppenheimer & Co. Inc.|16
IBKC|IBERIABANK CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1648
IBKC|IBERIABANK CORP|PDQM|CODA MARKETS, INC.|62032
IBKC|IBERIABANK CORP|PIPR|Piper Jaffray & Co.|2600
IBKC|IBERIABANK CORP|PWJC|UBS Financial Services, Inc.|200
IBKC|IBERIABANK CORP|RAJA|Raymond James & Associates, Inc.|11743
IBKC|IBERIABANK CORP|RBCM|RBC CAPITAL MARKETS, LLC|918
IBKC|IBERIABANK CORP|RHCO|Suntrust Robinson Humphrey, Inc.|1386
IBKC|IBERIABANK CORP|SAGL|SAGETRADER, LLC|1542
IBKC|IBERIABANK CORP|SAGW|SAGETRADER, LLC|70
IBKC|IBERIABANK CORP|SALI|INTL FCSTONE FINANCIAL INC.|41
IBKC|IBERIABANK CORP|SBSH|Citigroup Global Markets Inc.|1608680
IBKC|IBERIABANK CORP|SDLR|Sandler, O'Neill & Partners, L.P.|9635
IBKC|IBERIABANK CORP|SGMT|GOLDMAN SACHS & CO. LLC|43104
IBKC|IBERIABANK CORP|SPDR|SPEEDROUTE LLC|12758
IBKC|IBERIABANK CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|74750
IBKC|IBERIABANK CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1417
IBKC|IBERIABANK CORP|SWIM|TD Ameritrade, Inc.|1358
IBKC|IBERIABANK CORP|SWST|Hilltop Securities Inc.|174
IBKC|IBERIABANK CORP|TONC|CUTTONE & CO., LLC|755
IBKC|IBERIABANK CORP|TOUR|TOURMALINE PARTNERS, LLC|100
IBKC|IBERIABANK CORP|TRBT|Tradebot Systems, Inc.|27640
IBKC|IBERIABANK CORP|TRCM|TRC MARKETS LLC|73301
IBKC|IBERIABANK CORP|UBSA|UBS SECURITIES LLC|239917
IBKC|IBERIABANK CORP|UBSS|UBS Securities LLC|528890
IBKC|IBERIABANK CORP|VALX|VIRTU AMERICAS LLC|11232
IBKC|IBERIABANK CORP|VGRD|Vanguard Marketing Corporation|537
IBKC|IBERIABANK CORP|WABR|Wall Street Access|64467
IBKC|IBERIABANK CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
IBKC|IBERIABANK CORP|WCHV|WELLS FARGO SECURITIES, LLC|24703
IBKC|IBERIABANK CORP|WEED|Weeden & Co.L.P.|2271
IBKC|IBERIABANK CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2346
IBKC|IBERIABANK CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1079
IBKC|IBERIABANK CORP|WSAG|WALL STREET ACCESS|55
IBKC|IBERIABANK CORP|WSEA|WOLVERINE SECURITIES, LLC|3
IBKC|IBERIABANK CORP|XIST|INSTINET, LLC|21060
IBKC|IBERIABANK CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15800
IBKC|IBERIABANK CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|110
IBKC|IBERIABANK CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|88
IBKCO|IBERIABANK DS REP C|DADA|D.A. Davidson & Co.|800
IBKCO|IBERIABANK DS REP C|ETRS|E*Trade Securities LLC|300
IBKCO|IBERIABANK DS REP C|FBCO|Credit Suisse Securities (USA) LLC|400
IBKCO|IBERIABANK DS REP C|FOMA|TD AMERITRADE CLEARING, INC.|125
IBKCO|IBERIABANK DS REP C|GSCS|GOLDMAN SACHS & CO. LLC|100
IBKCO|IBERIABANK DS REP C|GTSZ|GTS SECURITIES LLC|174
IBKCO|IBERIABANK DS REP C|IBKR|Interactive Brokers Llc|300
IBKCO|IBERIABANK DS REP C|INCA|INSTINET, LLC|100
IBKCO|IBERIABANK DS REP C|JANY|Janney Montgomery Scott Inc.|375
IBKCO|IBERIABANK DS REP C|LIME|Lime Brokerage LLC|200
IBKCO|IBERIABANK DS REP C|MSCO|MORGAN STANLEY & CO. LLC|274
IBKCO|IBERIABANK DS REP C|NFSC|National Financial Services LLC|2788
IBKCO|IBERIABANK DS REP C|NITE|VIRTU Americas LLC|6818
IBKCO|IBERIABANK DS REP C|NQRB|Brut, LLC|200
IBKCO|IBERIABANK DS REP C|SMRD|SUMRIDGE PARTNERS, LLC|10000
IBKCO|IBERIABANK DS REP C|SPHN|Stephens Inc.|1799
IBKCO|IBERIABANK DS REP C|STFL|Stifel, Nicolaus & Company, Incorporated|6532
IBKCO|IBERIABANK DS REP C|UBSA|UBS SECURITIES LLC|474
IBKCO|IBERIABANK DS REP C|UBSS|UBS Securities LLC|4251
IBKCO|IBERIABANK DS REP C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|55
IBKCP|IBERIABANK DP SH B|BANK|Primevest Financial Services, Inc.|185
IBKCP|IBERIABANK DP SH B|BARD|Robert W. Baird & Co. Incorporated|214
IBKCP|IBERIABANK DP SH B|BBNT|BB&T SECURITIES, LLC|62
IBKCP|IBERIABANK DP SH B|CHAS|Charles Schwab & Co., Inc.|80
IBKCP|IBERIABANK DP SH B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
IBKCP|IBERIABANK DP SH B|DBAX|Deutsche Bank Securities Inc.|500
IBKCP|IBERIABANK DP SH B|DEAN|MORGAN STANLEY|197
IBKCP|IBERIABANK DP SH B|EBXL|EBX LLC|100
IBKCP|IBERIABANK DP SH B|EGXM|CBOE TRADING, INC.|100
IBKCP|IBERIABANK DP SH B|ETRS|E*Trade Securities LLC|300
IBKCP|IBERIABANK DP SH B|FBCO|Credit Suisse Securities (USA) LLC|366
IBKCP|IBERIABANK DP SH B|FOMA|TD AMERITRADE CLEARING, INC.|2795
IBKCP|IBERIABANK DP SH B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140
IBKCP|IBERIABANK DP SH B|GSCS|GOLDMAN SACHS & CO. LLC|485
IBKCP|IBERIABANK DP SH B|HRBF|American Enterprise Investment Services Inc.|585
IBKCP|IBERIABANK DP SH B|IATS|INTERACTIVE BROKERS LLC|300
IBKCP|IBERIABANK DP SH B|IBKR|Interactive Brokers Llc|3980
IBKCP|IBERIABANK DP SH B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16
IBKCP|IBERIABANK DP SH B|INCA|INSTINET, LLC|930
IBKCP|IBERIABANK DP SH B|LIME|Lime Brokerage LLC|1598
IBKCP|IBERIABANK DP SH B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|42
IBKCP|IBERIABANK DP SH B|MSCO|MORGAN STANLEY & CO. LLC|1323
IBKCP|IBERIABANK DP SH B|NFSC|National Financial Services LLC|3472
IBKCP|IBERIABANK DP SH B|NITE|VIRTU Americas LLC|24860
IBKCP|IBERIABANK DP SH B|NQRB|Brut, LLC|300
IBKCP|IBERIABANK DP SH B|OPCO|Oppenheimer & Co. Inc.|3265
IBKCP|IBERIABANK DP SH B|PWJC|UBS Financial Services, Inc.|6301
IBKCP|IBERIABANK DP SH B|RBCM|RBC CAPITAL MARKETS, LLC|280
IBKCP|IBERIABANK DP SH B|SALI|INTL FCSTONE FINANCIAL INC.|22
IBKCP|IBERIABANK DP SH B|SPDR|SPEEDROUTE LLC|200
IBKCP|IBERIABANK DP SH B|STFL|Stifel, Nicolaus & Company, Incorporated|17515
IBKCP|IBERIABANK DP SH B|SWST|Hilltop Securities Inc.|1297
IBKCP|IBERIABANK DP SH B|UBSA|UBS SECURITIES LLC|1900
IBKCP|IBERIABANK DP SH B|UBSS|UBS Securities LLC|8088
IBKCP|IBERIABANK DP SH B|VGRD|Vanguard Marketing Corporation|1549
IBKCP|IBERIABANK DP SH B|WCHV|WELLS FARGO SECURITIES, LLC|4866
IBKR|INTERACTIVE BROKERS|ABLE|NATIXIS Securities Americas LLC|334600
IBKR|INTERACTIVE BROKERS|ALTX|Alternet Securities Inc.|7508
IBKR|INTERACTIVE BROKERS|APCC|Apex Clearing Corporation|27334
IBKR|INTERACTIVE BROKERS|BALE|M&T SECURITIES, INC.|100
IBKR|INTERACTIVE BROKERS|BARD|Robert W. Baird & Co. Incorporated|2140
IBKR|INTERACTIVE BROKERS|BATM|CBOE TRADING, INC.|3555
IBKR|INTERACTIVE BROKERS|BAYC|BAY CREST PARTNERS, LLC|23968
IBKR|INTERACTIVE BROKERS|BAYT|BTIG, LLC|21243
IBKR|INTERACTIVE BROKERS|BERN|Sanford C. Bernstein & Co., LLC|166345
IBKR|INTERACTIVE BROKERS|BGCE|BGC Financial Inc.|8127
IBKR|INTERACTIVE BROKERS|BIMI|Banca IMI Securities Corp.|68
IBKR|INTERACTIVE BROKERS|BKCM|BNY Mellon Capital Markets LLC|13567
IBKR|INTERACTIVE BROKERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31068
IBKR|INTERACTIVE BROKERS|BLKX|INSTINET, LLC|14170
IBKR|INTERACTIVE BROKERS|BMOC|BMO Capital Markets Corp.|58298
IBKR|INTERACTIVE BROKERS|BNPX|BNP PARIBAS SECURITIES CORP.|261442
IBKR|INTERACTIVE BROKERS|BRVL|BLAYLOCK VAN, LLC|600
IBKR|INTERACTIVE BROKERS|BTIG|BTIG, LLC|15672
IBKR|INTERACTIVE BROKERS|BYXM|CBOE TRADING, INC.|7352
IBKR|INTERACTIVE BROKERS|BZYD|GOLDMAN SACHS & CO. LLC|189
IBKR|INTERACTIVE BROKERS|CABR|Cabrera Capital Markets, Inc.|25
IBKR|INTERACTIVE BROKERS|CANT|Cantor Fitzgerald & Co.|6748
IBKR|INTERACTIVE BROKERS|CBRA|Cobra Trading, Inc.|400
IBKR|INTERACTIVE BROKERS|CHAS|Charles Schwab & Co., Inc.|3256
IBKR|INTERACTIVE BROKERS|CIST|Capital Institutional Services, Inc.|5431
IBKR|INTERACTIVE BROKERS|CMPT|Compass Point Research & Trading, LLC|400
IBKR|INTERACTIVE BROKERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|147916
IBKR|INTERACTIVE BROKERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1177
IBKR|INTERACTIVE BROKERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1217
IBKR|INTERACTIVE BROKERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|363054
IBKR|INTERACTIVE BROKERS|CTDL|Citadel Derivatives Group Llc|112006
IBKR|INTERACTIVE BROKERS|CTLR|CUTLER GROUP, LP|487
IBKR|INTERACTIVE BROKERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|44932
IBKR|INTERACTIVE BROKERS|DBAB|Deutsche Bank Securities Inc.|631759
IBKR|INTERACTIVE BROKERS|DBAX|Deutsche Bank Securities Inc.|206400
IBKR|INTERACTIVE BROKERS|DBUL|Deutsche Bank Securities Inc.|11141
IBKR|INTERACTIVE BROKERS|DCHF|Dart Executions, LLC|238
IBKR|INTERACTIVE BROKERS|DEAN|MORGAN STANLEY|40646
IBKR|INTERACTIVE BROKERS|DEGS|RONIN PROFESSIONAL LLC|1600
IBKR|INTERACTIVE BROKERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11940
IBKR|INTERACTIVE BROKERS|EBXL|EBX LLC|255400
IBKR|INTERACTIVE BROKERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|23130
IBKR|INTERACTIVE BROKERS|EDJO|Edward D. Jones & Co., L.P.|324
IBKR|INTERACTIVE BROKERS|EGAM|CBOE TRADING, INC.|8572
IBKR|INTERACTIVE BROKERS|EGAW|CBOE TRADING, INC.|100
IBKR|INTERACTIVE BROKERS|EGMT|EG MARKET TECHNOLOGIES LLC|2393
IBKR|INTERACTIVE BROKERS|EGXM|CBOE TRADING, INC.|5959
IBKR|INTERACTIVE BROKERS|ETBE|Electronic Transaction Clearing, Inc.|116593
IBKR|INTERACTIVE BROKERS|ETCC|Electronic Transaction Clearing, Inc.|664
IBKR|INTERACTIVE BROKERS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5042
IBKR|INTERACTIVE BROKERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50460
IBKR|INTERACTIVE BROKERS|ETRS|E*Trade Securities LLC|59929
IBKR|INTERACTIVE BROKERS|FBCO|Credit Suisse Securities (USA) LLC|988677
IBKR|INTERACTIVE BROKERS|FIDT|Fidelity Clearing Canada ULC./ CDS|200
IBKR|INTERACTIVE BROKERS|FILL|Tradestation Securities, Inc.|13592
IBKR|INTERACTIVE BROKERS|FMAF|NBCN Inc./ CDS|13799
IBKR|INTERACTIVE BROKERS|FOMA|TD AMERITRADE CLEARING, INC.|248745
IBKR|INTERACTIVE BROKERS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36141
IBKR|INTERACTIVE BROKERS|FQLS|Quantlab Securities LP|778812
IBKR|INTERACTIVE BROKERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|162888
IBKR|INTERACTIVE BROKERS|FTBR|Foliofn Investments, Inc.|10487
IBKR|INTERACTIVE BROKERS|GEBB|GLOBAL EXECUTION BROKERS, LP|17708
IBKR|INTERACTIVE BROKERS|GLPX|ACS EXECUTION SERVICES, LLC|76832
IBKR|INTERACTIVE BROKERS|GSCO|GOLDMAN SACHS & CO. LLC|2017916
IBKR|INTERACTIVE BROKERS|GSCS|GOLDMAN SACHS & CO. LLC|32401
IBKR|INTERACTIVE BROKERS|GSLT|GOLDMAN SACHS & CO. LLC|8364
IBKR|INTERACTIVE BROKERS|GTSZ|GTS SECURITIES LLC|279736
IBKR|INTERACTIVE BROKERS|HAPX|HAP Trading, LLC|100
IBKR|INTERACTIVE BROKERS|HASF|Haywood Securities Inc./CDS|350
IBKR|INTERACTIVE BROKERS|HRBF|American Enterprise Investment Services Inc.|9017
IBKR|INTERACTIVE BROKERS|HSBC|HSBC Securities, Inc.|17727
IBKR|INTERACTIVE BROKERS|IATS|INTERACTIVE BROKERS LLC|126827
IBKR|INTERACTIVE BROKERS|IBKR|Interactive Brokers Llc|1307444
IBKR|INTERACTIVE BROKERS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1394
IBKR|INTERACTIVE BROKERS|ICBX|INSTINET, LLC|49700
IBKR|INTERACTIVE BROKERS|IEQY|CITADEL SECURITIES LLC|155100
IBKR|INTERACTIVE BROKERS|INCA|INSTINET, LLC|849434
IBKR|INTERACTIVE BROKERS|INJX|INSTINET, LLC|44305
IBKR|INTERACTIVE BROKERS|ITGI|ITG Inc.|607548
IBKR|INTERACTIVE BROKERS|ITGP|ITG INC.|238600
IBKR|INTERACTIVE BROKERS|JANY|Janney Montgomery Scott Inc.|2837
IBKR|INTERACTIVE BROKERS|JEFF|JEFFERIES LLC|160955
IBKR|INTERACTIVE BROKERS|JMPT|JUMP TRADING, LLC|117072
IBKR|INTERACTIVE BROKERS|JPBX|J.P. MORGAN SECURITIES LLC|87979
IBKR|INTERACTIVE BROKERS|JPMX|J.P. Morgan Securities LLC|385879
IBKR|INTERACTIVE BROKERS|JRCO|Johnson Rice & Company L.L.C.|5085
IBKR|INTERACTIVE BROKERS|JSJX|JANE STREET CAPITAL LLC|10784
IBKR|INTERACTIVE BROKERS|JUTA|JUMP TRADING, LLC|300
IBKR|INTERACTIVE BROKERS|KCGM|VIRTU Americas LLC|48250
IBKR|INTERACTIVE BROKERS|LEHM|Barclays Capital Inc./Le|777207
IBKR|INTERACTIVE BROKERS|LGNT|COR CLEARING LLC|1
IBKR|INTERACTIVE BROKERS|LIME|Lime Brokerage LLC|386658
IBKR|INTERACTIVE BROKERS|LMGP|LIME BROKERAGE LLC|19634
IBKR|INTERACTIVE BROKERS|LOOP|Loop Capital Markets LLC|800
IBKR|INTERACTIVE BROKERS|LQNA|LIQUIDNET, INC.|59000
IBKR|INTERACTIVE BROKERS|LSCI|Lek Securities Corporation|4443
IBKR|INTERACTIVE BROKERS|MAXM|Maxim Group LLC|1100
IBKR|INTERACTIVE BROKERS|MCMF|Raymond James Ltd. Cds|328
IBKR|INTERACTIVE BROKERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59684
IBKR|INTERACTIVE BROKERS|MOTF|MOTIF INVESTING, INC.|124
IBKR|INTERACTIVE BROKERS|MPSG|E D & F Man Capital Markets Inc.|1726
IBKR|INTERACTIVE BROKERS|MSCO|MORGAN STANLEY & CO. LLC|5246675
IBKR|INTERACTIVE BROKERS|MSPL|MORGAN STANLEY & CO. LLC|382100
IBKR|INTERACTIVE BROKERS|MSTX|MORGAN STANLEY & CO. LLC|172900
IBKR|INTERACTIVE BROKERS|NATL|National Securities Corporation|1218
IBKR|INTERACTIVE BROKERS|NFSC|National Financial Services LLC|295801
IBKR|INTERACTIVE BROKERS|NITE|VIRTU Americas LLC|688248
IBKR|INTERACTIVE BROKERS|NITP|VIRTU Americas LLC|26213
IBKR|INTERACTIVE BROKERS|NQRB|Brut, LLC|15929
IBKR|INTERACTIVE BROKERS|NTRC|Northern Trust Securities, Inc.|100
IBKR|INTERACTIVE BROKERS|OPCO|Oppenheimer & Co. Inc.|2869
IBKR|INTERACTIVE BROKERS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4450
IBKR|INTERACTIVE BROKERS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4967
IBKR|INTERACTIVE BROKERS|PCPT|PHILLIP CAPITAL INC.|73
IBKR|INTERACTIVE BROKERS|PDQM|CODA MARKETS, INC.|224859
IBKR|INTERACTIVE BROKERS|PHLY|NASDAQ Execution Services, LLC|3800
IBKR|INTERACTIVE BROKERS|PWJC|UBS Financial Services, Inc.|2530
IBKR|INTERACTIVE BROKERS|QMSR|QUATTRO M SECURITIES INC.|5983
IBKR|INTERACTIVE BROKERS|RAJA|Raymond James & Associates, Inc.|10130
IBKR|INTERACTIVE BROKERS|RBCM|RBC CAPITAL MARKETS, LLC|26859
IBKR|INTERACTIVE BROKERS|SAGL|SAGETRADER, LLC|8604
IBKR|INTERACTIVE BROKERS|SAGW|SAGETRADER, LLC|455
IBKR|INTERACTIVE BROKERS|SBSH|Citigroup Global Markets Inc.|903676
IBKR|INTERACTIVE BROKERS|SDLR|Sandler, O'Neill & Partners, L.P.|37765
IBKR|INTERACTIVE BROKERS|SGMT|GOLDMAN SACHS & CO. LLC|86976
IBKR|INTERACTIVE BROKERS|SJLS|TRADE INFORMATICS LLC|100
IBKR|INTERACTIVE BROKERS|SOGO|Wang Investment Associates, Inc.|2000
IBKR|INTERACTIVE BROKERS|SPDR|SPEEDROUTE LLC|17744
IBKR|INTERACTIVE BROKERS|SPTD|MINT GLOBAL MARKETS, INC.|14562
IBKR|INTERACTIVE BROKERS|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
IBKR|INTERACTIVE BROKERS|STFL|Stifel, Nicolaus & Company, Incorporated|3739
IBKR|INTERACTIVE BROKERS|STTT|STATETRUST INVESTMENTS INC.|137
IBKR|INTERACTIVE BROKERS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
IBKR|INTERACTIVE BROKERS|SWIM|TD Ameritrade, Inc.|64311
IBKR|INTERACTIVE BROKERS|SWST|Hilltop Securities Inc.|5170
IBKR|INTERACTIVE BROKERS|TKNG|ALLY INVEST SECURITIES LLC|2509
IBKR|INTERACTIVE BROKERS|TONC|CUTTONE & CO., LLC|1580
IBKR|INTERACTIVE BROKERS|TOUR|TOURMALINE PARTNERS, LLC|1500
IBKR|INTERACTIVE BROKERS|TRBT|Tradebot Systems, Inc.|455489
IBKR|INTERACTIVE BROKERS|TRCM|TRC MARKETS LLC|399397
IBKR|INTERACTIVE BROKERS|TWTT|TASTYWORKS, INC.|3773
IBKR|INTERACTIVE BROKERS|UBSA|UBS SECURITIES LLC|406780
IBKR|INTERACTIVE BROKERS|UBSS|UBS Securities LLC|1956099
IBKR|INTERACTIVE BROKERS|VALX|VIRTU AMERICAS LLC|16914
IBKR|INTERACTIVE BROKERS|VGRD|Vanguard Marketing Corporation|19725
IBKR|INTERACTIVE BROKERS|VSIN|Vision Financial Markets Llc|159
IBKR|INTERACTIVE BROKERS|WBPX|SUMMIT SECURITIES GROUP, LLC|1350
IBKR|INTERACTIVE BROKERS|WCHV|WELLS FARGO SECURITIES, LLC|550130
IBKR|INTERACTIVE BROKERS|WDNX|WEEDEN & CO.L.P.|7664
IBKR|INTERACTIVE BROKERS|WEDB|WEDBUSH SECURITIES INC.|2447
IBKR|INTERACTIVE BROKERS|WEED|Weeden & Co.L.P.|1373
IBKR|INTERACTIVE BROKERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22907
IBKR|INTERACTIVE BROKERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43875
IBKR|INTERACTIVE BROKERS|WGIF|CIBC World Markets Inc.|799
IBKR|INTERACTIVE BROKERS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|311
IBKR|INTERACTIVE BROKERS|WSEA|WOLVERINE SECURITIES, LLC|13008
IBKR|INTERACTIVE BROKERS|XIST|INSTINET, LLC|129250
IBKR|INTERACTIVE BROKERS|XPQR|Jump Trading|950
IBKR|INTERACTIVE BROKERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|41460
IBKR|INTERACTIVE BROKERS|YKNA|COMHAR CAPITAL MARKETS, LLC|5104
IBKR|INTERACTIVE BROKERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11118
IBM|INTL BUSINESS MACH|ABLE|NATIXIS Securities Americas LLC|41029
IBM|INTL BUSINESS MACH|ACLP|ALEXANDER CAPITAL, L.P.|100
IBM|INTL BUSINESS MACH|AGIS|Aegis Capital Corp.|1192
IBM|INTL BUSINESS MACH|ALTX|Alternet Securities Inc.|44902
IBM|INTL BUSINESS MACH|ANOS|ABEL/NOSER, L.L.C.|37408
IBM|INTL BUSINESS MACH|APCC|Apex Clearing Corporation|16909
IBM|INTL BUSINESS MACH|BALE|M&T SECURITIES, INC.|450
IBM|INTL BUSINESS MACH|BANK|Primevest Financial Services, Inc.|2670
IBM|INTL BUSINESS MACH|BARD|Robert W. Baird & Co. Incorporated|21671
IBM|INTL BUSINESS MACH|BATM|CBOE TRADING, INC.|79416
IBM|INTL BUSINESS MACH|BAYC|BAY CREST PARTNERS, LLC|328
IBM|INTL BUSINESS MACH|BAYT|BTIG, LLC|19509
IBM|INTL BUSINESS MACH|BBNT|BB&T SECURITIES, LLC|17792
IBM|INTL BUSINESS MACH|BERN|Sanford C. Bernstein & Co., LLC|145273
IBM|INTL BUSINESS MACH|BIAD|SAGETRADER, LLC|382
IBM|INTL BUSINESS MACH|BIDS|BIDS TRADING L.P.|900
IBM|INTL BUSINESS MACH|BIMI|Banca IMI Securities Corp.|6522
IBM|INTL BUSINESS MACH|BKCM|BNY Mellon Capital Markets LLC|5235
IBM|INTL BUSINESS MACH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94811
IBM|INTL BUSINESS MACH|BLKX|INSTINET, LLC|47828
IBM|INTL BUSINESS MACH|BMLT|TITAN SECURITIES|10
IBM|INTL BUSINESS MACH|BMOC|BMO Capital Markets Corp.|365
IBM|INTL BUSINESS MACH|BNPX|BNP PARIBAS SECURITIES CORP.|447759
IBM|INTL BUSINESS MACH|BTIG|BTIG, LLC|121840
IBM|INTL BUSINESS MACH|BYXM|CBOE TRADING, INC.|4653
IBM|INTL BUSINESS MACH|BZYD|GOLDMAN SACHS & CO. LLC|308
IBM|INTL BUSINESS MACH|CABR|Cabrera Capital Markets, Inc.|10
IBM|INTL BUSINESS MACH|CANT|Cantor Fitzgerald & Co.|10659
IBM|INTL BUSINESS MACH|CBLC|CITIGROUP GLOBAL MARKETS INC.|87254
IBM|INTL BUSINESS MACH|CHAS|Charles Schwab & Co., Inc.|37283
IBM|INTL BUSINESS MACH|CHLM|Craig-Hallum Capital Group LLC|200
IBM|INTL BUSINESS MACH|CIBP|CIBC World Markets Corp.|241615
IBM|INTL BUSINESS MACH|CICF|Canaccord Genuity Corp.|1343
IBM|INTL BUSINESS MACH|CIOI|CITIGROUP GLOBAL MARKETS INC|100
IBM|INTL BUSINESS MACH|CIST|Capital Institutional Services, Inc.|21393
IBM|INTL BUSINESS MACH|COKE|Coker & Palmer|770
IBM|INTL BUSINESS MACH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|359427
IBM|INTL BUSINESS MACH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3650
IBM|INTL BUSINESS MACH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|33468
IBM|INTL BUSINESS MACH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|998355
IBM|INTL BUSINESS MACH|CTDL|Citadel Derivatives Group Llc|31116
IBM|INTL BUSINESS MACH|CTLR|CUTLER GROUP, LP|315
IBM|INTL BUSINESS MACH|CXCX|CITIGROUP GLOBAL MARKETS INC.|131622
IBM|INTL BUSINESS MACH|DADA|D.A. Davidson & Co.|21607
IBM|INTL BUSINESS MACH|DAVA|Davenport & Company LLC|2884
IBM|INTL BUSINESS MACH|DBAB|Deutsche Bank Securities Inc.|828208
IBM|INTL BUSINESS MACH|DBAX|Deutsche Bank Securities Inc.|824200
IBM|INTL BUSINESS MACH|DBUL|Deutsche Bank Securities Inc.|600
IBM|INTL BUSINESS MACH|DCHF|Dart Executions, LLC|11475
IBM|INTL BUSINESS MACH|DEAN|MORGAN STANLEY|277102
IBM|INTL BUSINESS MACH|DEGS|RONIN PROFESSIONAL LLC|400
IBM|INTL BUSINESS MACH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18204
IBM|INTL BUSINESS MACH|DRWK|DRW SECURITIES, L.L.C.|10830
IBM|INTL BUSINESS MACH|EBXL|EBX LLC|419900
IBM|INTL BUSINESS MACH|ECUT|CONVERGEX EXECUTION SOLUTIONS|51297
IBM|INTL BUSINESS MACH|EDJC|Edward Jones / CDS|3833
IBM|INTL BUSINESS MACH|EDJO|Edward D. Jones & Co., L.P.|102253
IBM|INTL BUSINESS MACH|EGAM|CBOE TRADING, INC.|67609
IBM|INTL BUSINESS MACH|EGAW|CBOE TRADING, INC.|907
IBM|INTL BUSINESS MACH|EGMT|EG MARKET TECHNOLOGIES LLC|2714
IBM|INTL BUSINESS MACH|EGXM|CBOE TRADING, INC.|16259
IBM|INTL BUSINESS MACH|EGXW|CBOE TRADING, INC.|757
IBM|INTL BUSINESS MACH|ELEV|ELEVATION, LLC|721
IBM|INTL BUSINESS MACH|ESPO|ESPOSITO SECURITIES, LLC|231
IBM|INTL BUSINESS MACH|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|150
IBM|INTL BUSINESS MACH|ETBE|Electronic Transaction Clearing, Inc.|69953
IBM|INTL BUSINESS MACH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
IBM|INTL BUSINESS MACH|ETCB|ETC BROKERAGE SERVICES, LLC|130
IBM|INTL BUSINESS MACH|ETCC|Electronic Transaction Clearing, Inc.|89
IBM|INTL BUSINESS MACH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32286
IBM|INTL BUSINESS MACH|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
IBM|INTL BUSINESS MACH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1485
IBM|INTL BUSINESS MACH|ETRS|E*Trade Securities LLC|694764
IBM|INTL BUSINESS MACH|FFSI|Firstrade Securities Inc.|10
IBM|INTL BUSINESS MACH|FIDT|Fidelity Clearing Canada ULC./ CDS|128
IBM|INTL BUSINESS MACH|FILL|Tradestation Securities, Inc.|77905
IBM|INTL BUSINESS MACH|FINX|FINTECH SECURITIES|5899
IBM|INTL BUSINESS MACH|FMAF|NBCN Inc./ CDS|23117
IBM|INTL BUSINESS MACH|FMCO|First Manhattan Co|200
IBM|INTL BUSINESS MACH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5474
IBM|INTL BUSINESS MACH|FQLS|Quantlab Securities LP|651854
IBM|INTL BUSINESS MACH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|171642
IBM|INTL BUSINESS MACH|FTBR|Foliofn Investments, Inc.|17811
IBM|INTL BUSINESS MACH|GBMT|GBM International, Inc.|5251
IBM|INTL BUSINESS MACH|GEBB|GLOBAL EXECUTION BROKERS, LP|13228
IBM|INTL BUSINESS MACH|GLIS|TD Securities Inc|6412
IBM|INTL BUSINESS MACH|GLPX|ACS EXECUTION SERVICES, LLC|700805
IBM|INTL BUSINESS MACH|GPSS|Great Pacific Securities|600
IBM|INTL BUSINESS MACH|GSCO|GOLDMAN SACHS & CO. LLC|4142433
IBM|INTL BUSINESS MACH|GSCS|GOLDMAN SACHS & CO. LLC|26314
IBM|INTL BUSINESS MACH|GSLT|GOLDMAN SACHS & CO. LLC|34058
IBM|INTL BUSINESS MACH|GTSZ|GTS SECURITIES LLC|790359
IBM|INTL BUSINESS MACH|GUGS|Guggenheim Securities, LLC|7960
IBM|INTL BUSINESS MACH|HAPX|HAP Trading, LLC|2634
IBM|INTL BUSINESS MACH|HASF|Haywood Securities Inc./CDS|184
IBM|INTL BUSINESS MACH|HCTA|Hardcastle Trading USA LLC|107532
IBM|INTL BUSINESS MACH|HRBF|American Enterprise Investment Services Inc.|114948
IBM|INTL BUSINESS MACH|HSBC|HSBC Securities, Inc.|66211
IBM|INTL BUSINESS MACH|IATS|INTERACTIVE BROKERS LLC|56476
IBM|INTL BUSINESS MACH|IBKR|Interactive Brokers Llc|120800
IBM|INTL BUSINESS MACH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4340
IBM|INTL BUSINESS MACH|ICBX|INSTINET, LLC|140451
IBM|INTL BUSINESS MACH|IEQY|CITADEL SECURITIES LLC|369444
IBM|INTL BUSINESS MACH|INCA|INSTINET, LLC|1018414
IBM|INTL BUSINESS MACH|INGS|Ingalls & Snyder, Llc|100
IBM|INTL BUSINESS MACH|INJX|INSTINET, LLC|14185
IBM|INTL BUSINESS MACH|INTL|INTL FCSTONE FINANCIAL INC.|54
IBM|INTL BUSINESS MACH|ITGI|ITG Inc.|172813
IBM|INTL BUSINESS MACH|ITGP|ITG INC.|300400
IBM|INTL BUSINESS MACH|JANY|Janney Montgomery Scott Inc.|23259
IBM|INTL BUSINESS MACH|JEFF|JEFFERIES LLC|136295
IBM|INTL BUSINESS MACH|JMPT|JUMP TRADING, LLC|113407
IBM|INTL BUSINESS MACH|JONE|JonesTrading|4157
IBM|INTL BUSINESS MACH|JPBX|J.P. MORGAN SECURITIES LLC|242195
IBM|INTL BUSINESS MACH|JPMX|J.P. Morgan Securities LLC|838172
IBM|INTL BUSINESS MACH|JSEB|JANE STREET EXECUTION SERVICES, LLC|7953
IBM|INTL BUSINESS MACH|JSJX|JANE STREET CAPITAL LLC|414194
IBM|INTL BUSINESS MACH|JUTA|JUMP TRADING, LLC|23777
IBM|INTL BUSINESS MACH|KCGM|VIRTU Americas LLC|110337
IBM|INTL BUSINESS MACH|LAFC|R. F. Lafferty & Co., Inc.|900
IBM|INTL BUSINESS MACH|LEHM|Barclays Capital Inc./Le|2007863
IBM|INTL BUSINESS MACH|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|9421
IBM|INTL BUSINESS MACH|LIME|Lime Brokerage LLC|115262
IBM|INTL BUSINESS MACH|LIWD|LIME BROKERAGE LLC|1697
IBM|INTL BUSINESS MACH|LIWK|LIME BROKERAGE LLC|210
IBM|INTL BUSINESS MACH|LOOP|Loop Capital Markets LLC|4281
IBM|INTL BUSINESS MACH|LPCM|Lampert Capital Markets Inc.|14401
IBM|INTL BUSINESS MACH|LQNA|LIQUIDNET, INC.|23500
IBM|INTL BUSINESS MACH|LQNB|LIQUIDNET, INC.|7406
IBM|INTL BUSINESS MACH|LSCI|Lek Securities Corporation|26157
IBM|INTL BUSINESS MACH|MACC|Mid Atlantic Capital Corporation|3799
IBM|INTL BUSINESS MACH|MACQ|Macquarie Capital (USA) Inc.|3369
IBM|INTL BUSINESS MACH|MAXM|Maxim Group LLC|23103
IBM|INTL BUSINESS MACH|MBTS|ALLY INVEST SECURITIES LLC|1037
IBM|INTL BUSINESS MACH|MCBT|Moors & Cabot, Inc.|300
IBM|INTL BUSINESS MACH|MCMF|Raymond James Ltd. Cds|4126
IBM|INTL BUSINESS MACH|MKMP|MKM Partners LLC|100
IBM|INTL BUSINESS MACH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|325861
IBM|INTL BUSINESS MACH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7179
IBM|INTL BUSINESS MACH|MOTF|MOTIF INVESTING, INC.|199
IBM|INTL BUSINESS MACH|MPSG|E D & F Man Capital Markets Inc.|11798
IBM|INTL BUSINESS MACH|MSCO|MORGAN STANLEY & CO. LLC|5706075
IBM|INTL BUSINESS MACH|MSPL|MORGAN STANLEY & CO. LLC|465500
IBM|INTL BUSINESS MACH|MSTX|MORGAN STANLEY & CO. LLC|478700
IBM|INTL BUSINESS MACH|MULL|MARK J. MULLER EQUITIES, INC.|3030
IBM|INTL BUSINESS MACH|MZHO|Mizuho Securities USA LLC|47697
IBM|INTL BUSINESS MACH|NATL|National Securities Corporation|594
IBM|INTL BUSINESS MACH|NBCS|NBC Securities, INC.|148
IBM|INTL BUSINESS MACH|NEED|Needham & Company, LLC|351
IBM|INTL BUSINESS MACH|NEUB|NEUBERGER BERMAN BD LLC|1940
IBM|INTL BUSINESS MACH|NFSC|National Financial Services LLC|1451638
IBM|INTL BUSINESS MACH|NITE|VIRTU Americas LLC|2940536
IBM|INTL BUSINESS MACH|NITP|VIRTU Americas LLC|703
IBM|INTL BUSINESS MACH|NORT|Northland Securities, Inc.|3953
IBM|INTL BUSINESS MACH|NQRB|Brut, LLC|74473
IBM|INTL BUSINESS MACH|NTBF|BMO Nesbitt Burns Inc./CDS|13417
IBM|INTL BUSINESS MACH|NTRC|Northern Trust Securities, Inc.|19372
IBM|INTL BUSINESS MACH|OHOS|TWO SIGMA SECURITIES, LLC|247923
IBM|INTL BUSINESS MACH|ONEL|O'NEIL SECURITIES, INCORPORATED|4
IBM|INTL BUSINESS MACH|OPCO|Oppenheimer & Co. Inc.|24897
IBM|INTL BUSINESS MACH|PCPT|PHILLIP CAPITAL INC.|744
IBM|INTL BUSINESS MACH|PDQM|CODA MARKETS, INC.|859285
IBM|INTL BUSINESS MACH|PHLY|NASDAQ Execution Services, LLC|66600
IBM|INTL BUSINESS MACH|PICT|Pictet Overseas Inc.|1861
IBM|INTL BUSINESS MACH|PIPR|Piper Jaffray & Co.|15
IBM|INTL BUSINESS MACH|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|5300
IBM|INTL BUSINESS MACH|PWJC|UBS Financial Services, Inc.|128874
IBM|INTL BUSINESS MACH|QMSR|QUATTRO M SECURITIES INC.|1572
IBM|INTL BUSINESS MACH|RBCM|RBC CAPITAL MARKETS, LLC|35581
IBM|INTL BUSINESS MACH|RGLD|Regal Securities, Inc|664
IBM|INTL BUSINESS MACH|RJLC|RJL CAPITAL GROUP, LLC|300
IBM|INTL BUSINESS MACH|ROTH|Roth Capital Partners, LLC|600
IBM|INTL BUSINESS MACH|SAGL|SAGETRADER, LLC|64607
IBM|INTL BUSINESS MACH|SAGW|SAGETRADER, LLC|3105
IBM|INTL BUSINESS MACH|SALI|INTL FCSTONE FINANCIAL INC.|2743
IBM|INTL BUSINESS MACH|SBRX|MURIEL SIEBERT & CO INC|762
IBM|INTL BUSINESS MACH|SBSH|Citigroup Global Markets Inc.|940107
IBM|INTL BUSINESS MACH|SCMC|Scotia Capital Markets (USA) Inc.|100
IBM|INTL BUSINESS MACH|SEIC|SEI Investments Distribution Co.|3385
IBM|INTL BUSINESS MACH|SGMT|GOLDMAN SACHS & CO. LLC|422672
IBM|INTL BUSINESS MACH|SHMR|ABN Amro Clearing LLC|443
IBM|INTL BUSINESS MACH|SOGO|Wang Investment Associates, Inc.|50
IBM|INTL BUSINESS MACH|SPDR|SPEEDROUTE LLC|69724
IBM|INTL BUSINESS MACH|SPHN|Stephens Inc.|1352
IBM|INTL BUSINESS MACH|SPTD|MINT GLOBAL MARKETS, INC.|100
IBM|INTL BUSINESS MACH|STFL|Stifel, Nicolaus & Company, Incorporated|81728
IBM|INTL BUSINESS MACH|STKP|STOCKPILE INVESTMENTS, INC.|424
IBM|INTL BUSINESS MACH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9152
IBM|INTL BUSINESS MACH|SWIM|TD Ameritrade, Inc.|179489
IBM|INTL BUSINESS MACH|SWST|Hilltop Securities Inc.|9677
IBM|INTL BUSINESS MACH|TAGC|TELSEY ADVISORY GROUP LLC|155
IBM|INTL BUSINESS MACH|TDSI|TD Securities (USA) LLC|2500
IBM|INTL BUSINESS MACH|TIAD|Triad Securities Corp|45
IBM|INTL BUSINESS MACH|TKNG|ALLY INVEST SECURITIES LLC|7409
IBM|INTL BUSINESS MACH|TOUR|TOURMALINE PARTNERS, LLC|200
IBM|INTL BUSINESS MACH|TRBT|Tradebot Systems, Inc.|544600
IBM|INTL BUSINESS MACH|TRCM|TRC MARKETS LLC|482033
IBM|INTL BUSINESS MACH|TWTT|TASTYWORKS, INC.|3459
IBM|INTL BUSINESS MACH|UBSA|UBS SECURITIES LLC|1393657
IBM|INTL BUSINESS MACH|UBSS|UBS Securities LLC|2968003
IBM|INTL BUSINESS MACH|VALX|VIRTU AMERICAS LLC|64277
IBM|INTL BUSINESS MACH|VGRD|Vanguard Marketing Corporation|173590
IBM|INTL BUSINESS MACH|VNDM|Wall Street Access|100
IBM|INTL BUSINESS MACH|VNDS|VANDHAM SECURITIES CORP|15552
IBM|INTL BUSINESS MACH|VSIN|Vision Financial Markets Llc|153
IBM|INTL BUSINESS MACH|WABR|Wall Street Access|3400
IBM|INTL BUSINESS MACH|WBET|Wallachbeth Capital LLC|26300
IBM|INTL BUSINESS MACH|WBLR|WILLIAM BLAIR|12021
IBM|INTL BUSINESS MACH|WBPX|SUMMIT SECURITIES GROUP, LLC|3652
IBM|INTL BUSINESS MACH|WCHV|WELLS FARGO SECURITIES, LLC|546368
IBM|INTL BUSINESS MACH|WDNX|WEEDEN & CO.L.P.|13828
IBM|INTL BUSINESS MACH|WEDB|WEDBUSH SECURITIES INC.|13541
IBM|INTL BUSINESS MACH|WEED|Weeden & Co.L.P.|4351
IBM|INTL BUSINESS MACH|WESC|Wellington Shields & Co., LLC|2365
IBM|INTL BUSINESS MACH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|389291
IBM|INTL BUSINESS MACH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109322
IBM|INTL BUSINESS MACH|WGIF|CIBC World Markets Inc.|29008
IBM|INTL BUSINESS MACH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8469
IBM|INTL BUSINESS MACH|WSEA|WOLVERINE SECURITIES, LLC|73045
IBM|INTL BUSINESS MACH|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|385
IBM|INTL BUSINESS MACH|XIST|INSTINET, LLC|69642
IBM|INTL BUSINESS MACH|XPQR|Jump Trading|2905
IBM|INTL BUSINESS MACH|XPUS|XP SECURITIES, LLC|1027
IBM|INTL BUSINESS MACH|XSTM|NATIONAL FINANCIAL SERVICES LLC|282102
IBM|INTL BUSINESS MACH|YKNA|COMHAR CAPITAL MARKETS, LLC|13389
IBM|INTL BUSINESS MACH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|69929
IBMG|ISHARES IBONDS 2018|ALTX|Alternet Securities Inc.|183
IBMG|ISHARES IBONDS 2018|APCC|Apex Clearing Corporation|5
IBMG|ISHARES IBONDS 2018|BATM|CBOE TRADING, INC.|300
IBMG|ISHARES IBONDS 2018|BBNT|BB&T SECURITIES, LLC|8212
IBMG|ISHARES IBONDS 2018|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8270
IBMG|ISHARES IBONDS 2018|CHAS|Charles Schwab & Co., Inc.|7868
IBMG|ISHARES IBONDS 2018|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2120
IBMG|ISHARES IBONDS 2018|DBAX|Deutsche Bank Securities Inc.|1700
IBMG|ISHARES IBONDS 2018|DEAN|MORGAN STANLEY|3250
IBMG|ISHARES IBONDS 2018|EBXL|EBX LLC|1000
IBMG|ISHARES IBONDS 2018|EGAM|CBOE TRADING, INC.|1400
IBMG|ISHARES IBONDS 2018|EGAW|CBOE TRADING, INC.|500
IBMG|ISHARES IBONDS 2018|EGXM|CBOE TRADING, INC.|183
IBMG|ISHARES IBONDS 2018|ETRS|E*Trade Securities LLC|1
IBMG|ISHARES IBONDS 2018|FBSB|U.S. Bancorp Investments, Inc.|1215
IBMG|ISHARES IBONDS 2018|FTBR|Foliofn Investments, Inc.|846
IBMG|ISHARES IBONDS 2018|GSCO|GOLDMAN SACHS & CO. LLC|400
IBMG|ISHARES IBONDS 2018|HRBF|American Enterprise Investment Services Inc.|3703
IBMG|ISHARES IBONDS 2018|ICBX|INSTINET, LLC|1000
IBMG|ISHARES IBONDS 2018|ITGI|ITG Inc.|183
IBMG|ISHARES IBONDS 2018|JPMX|J.P. Morgan Securities LLC|800
IBMG|ISHARES IBONDS 2018|JSEB|JANE STREET EXECUTION SERVICES, LLC|7868
IBMG|ISHARES IBONDS 2018|JSJX|JANE STREET CAPITAL LLC|45545
IBMG|ISHARES IBONDS 2018|KCGM|VIRTU Americas LLC|1800
IBMG|ISHARES IBONDS 2018|LEHM|Barclays Capital Inc./Le|5200
IBMG|ISHARES IBONDS 2018|LIME|Lime Brokerage LLC|1224
IBMG|ISHARES IBONDS 2018|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IBMG|ISHARES IBONDS 2018|MACC|Mid Atlantic Capital Corporation|48
IBMG|ISHARES IBONDS 2018|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
IBMG|ISHARES IBONDS 2018|MOTF|MOTIF INVESTING, INC.|1
IBMG|ISHARES IBONDS 2018|MSCO|MORGAN STANLEY & CO. LLC|8107
IBMG|ISHARES IBONDS 2018|NFSC|National Financial Services LLC|38519
IBMG|ISHARES IBONDS 2018|NITE|VIRTU Americas LLC|61719
IBMG|ISHARES IBONDS 2018|NQRB|Brut, LLC|100
IBMG|ISHARES IBONDS 2018|RBCM|RBC CAPITAL MARKETS, LLC|8
IBMG|ISHARES IBONDS 2018|SGMT|GOLDMAN SACHS & CO. LLC|1013
IBMG|ISHARES IBONDS 2018|STFL|Stifel, Nicolaus & Company, Incorporated|2198
IBMG|ISHARES IBONDS 2018|UBSA|UBS SECURITIES LLC|5378
IBMG|ISHARES IBONDS 2018|UBSS|UBS Securities LLC|18853
IBMG|ISHARES IBONDS 2018|VGRD|Vanguard Marketing Corporation|1548
IBMG|ISHARES IBONDS 2018|WCHV|WELLS FARGO SECURITIES, LLC|7791
IBMG|ISHARES IBONDS 2018|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4427
IBMH|ISHARES IBONDS 2019|ALTX|Alternet Securities Inc.|800
IBMH|ISHARES IBONDS 2019|APCC|Apex Clearing Corporation|4
IBMH|ISHARES IBONDS 2019|BARD|Robert W. Baird & Co. Incorporated|1360
IBMH|ISHARES IBONDS 2019|BBNT|BB&T SECURITIES, LLC|7086
IBMH|ISHARES IBONDS 2019|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6638
IBMH|ISHARES IBONDS 2019|CANT|Cantor Fitzgerald & Co.|5700
IBMH|ISHARES IBONDS 2019|CHAS|Charles Schwab & Co., Inc.|5701
IBMH|ISHARES IBONDS 2019|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7670
IBMH|ISHARES IBONDS 2019|DBAX|Deutsche Bank Securities Inc.|3500
IBMH|ISHARES IBONDS 2019|DEAN|MORGAN STANLEY|4595
IBMH|ISHARES IBONDS 2019|EBXL|EBX LLC|1900
IBMH|ISHARES IBONDS 2019|EDJO|Edward D. Jones & Co., L.P.|1881
IBMH|ISHARES IBONDS 2019|EGAM|CBOE TRADING, INC.|2052
IBMH|ISHARES IBONDS 2019|EGAW|CBOE TRADING, INC.|400
IBMH|ISHARES IBONDS 2019|EGXM|CBOE TRADING, INC.|1744
IBMH|ISHARES IBONDS 2019|ETRS|E*Trade Securities LLC|801
IBMH|ISHARES IBONDS 2019|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1290
IBMH|ISHARES IBONDS 2019|FTBR|Foliofn Investments, Inc.|632
IBMH|ISHARES IBONDS 2019|GSCO|GOLDMAN SACHS & CO. LLC|5125
IBMH|ISHARES IBONDS 2019|GSLT|GOLDMAN SACHS & CO. LLC|100
IBMH|ISHARES IBONDS 2019|GTSZ|GTS SECURITIES LLC|200
IBMH|ISHARES IBONDS 2019|HRBF|American Enterprise Investment Services Inc.|19970
IBMH|ISHARES IBONDS 2019|IBKR|Interactive Brokers Llc|483
IBMH|ISHARES IBONDS 2019|ICBX|INSTINET, LLC|1800
IBMH|ISHARES IBONDS 2019|ITGI|ITG Inc.|1070
IBMH|ISHARES IBONDS 2019|ITGP|ITG INC.|200
IBMH|ISHARES IBONDS 2019|JPMX|J.P. Morgan Securities LLC|2000
IBMH|ISHARES IBONDS 2019|JSEB|JANE STREET EXECUTION SERVICES, LLC|10000
IBMH|ISHARES IBONDS 2019|JSJX|JANE STREET CAPITAL LLC|155442
IBMH|ISHARES IBONDS 2019|KCGM|VIRTU Americas LLC|2270
IBMH|ISHARES IBONDS 2019|LEHM|Barclays Capital Inc./Le|7800
IBMH|ISHARES IBONDS 2019|LIME|Lime Brokerage LLC|4400
IBMH|ISHARES IBONDS 2019|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
IBMH|ISHARES IBONDS 2019|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11000
IBMH|ISHARES IBONDS 2019|MOTF|MOTIF INVESTING, INC.|1
IBMH|ISHARES IBONDS 2019|MSCO|MORGAN STANLEY & CO. LLC|27182
IBMH|ISHARES IBONDS 2019|MSPL|MORGAN STANLEY & CO. LLC|200
IBMH|ISHARES IBONDS 2019|NFSC|National Financial Services LLC|57627
IBMH|ISHARES IBONDS 2019|NITE|VIRTU Americas LLC|53600
IBMH|ISHARES IBONDS 2019|NITP|VIRTU Americas LLC|405
IBMH|ISHARES IBONDS 2019|NQRB|Brut, LLC|100
IBMH|ISHARES IBONDS 2019|PWJC|UBS Financial Services, Inc.|4200
IBMH|ISHARES IBONDS 2019|RBCM|RBC CAPITAL MARKETS, LLC|1640
IBMH|ISHARES IBONDS 2019|SBSH|Citigroup Global Markets Inc.|424
IBMH|ISHARES IBONDS 2019|SGMT|GOLDMAN SACHS & CO. LLC|1697
IBMH|ISHARES IBONDS 2019|STFL|Stifel, Nicolaus & Company, Incorporated|1202
IBMH|ISHARES IBONDS 2019|UBSA|UBS SECURITIES LLC|9813
IBMH|ISHARES IBONDS 2019|UBSS|UBS Securities LLC|158249
IBMH|ISHARES IBONDS 2019|VGRD|Vanguard Marketing Corporation|4904
IBMH|ISHARES IBONDS 2019|WCHV|WELLS FARGO SECURITIES, LLC|15428
IBMH|ISHARES IBONDS 2019|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
IBMH|ISHARES IBONDS 2019|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20821
IBMI|ISHARES MUNI 2020|ALTX|Alternet Securities Inc.|600
IBMI|ISHARES MUNI 2020|APCC|Apex Clearing Corporation|7
IBMI|ISHARES MUNI 2020|BARD|Robert W. Baird & Co. Incorporated|2336
IBMI|ISHARES MUNI 2020|BBNT|BB&T SECURITIES, LLC|923
IBMI|ISHARES MUNI 2020|BKMM|BNY MELLON CAPITAL MARKETS, LLC|942
IBMI|ISHARES MUNI 2020|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13744
IBMI|ISHARES MUNI 2020|DADA|D.A. Davidson & Co.|241
IBMI|ISHARES MUNI 2020|DAVA|Davenport & Company LLC|450
IBMI|ISHARES MUNI 2020|DBAX|Deutsche Bank Securities Inc.|1700
IBMI|ISHARES MUNI 2020|DEAN|MORGAN STANLEY|2635
IBMI|ISHARES MUNI 2020|EBXL|EBX LLC|900
IBMI|ISHARES MUNI 2020|EGAM|CBOE TRADING, INC.|3618
IBMI|ISHARES MUNI 2020|EGAW|CBOE TRADING, INC.|495
IBMI|ISHARES MUNI 2020|EGXM|CBOE TRADING, INC.|200
IBMI|ISHARES MUNI 2020|ETRS|E*Trade Securities LLC|210
IBMI|ISHARES MUNI 2020|FBSB|U.S. Bancorp Investments, Inc.|484
IBMI|ISHARES MUNI 2020|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1582
IBMI|ISHARES MUNI 2020|FTBR|Foliofn Investments, Inc.|24
IBMI|ISHARES MUNI 2020|GSCO|GOLDMAN SACHS & CO. LLC|3014
IBMI|ISHARES MUNI 2020|HRBF|American Enterprise Investment Services Inc.|5380
IBMI|ISHARES MUNI 2020|IBKR|Interactive Brokers Llc|2900
IBMI|ISHARES MUNI 2020|ICBX|INSTINET, LLC|2500
IBMI|ISHARES MUNI 2020|ITGP|ITG INC.|800
IBMI|ISHARES MUNI 2020|JPMX|J.P. Morgan Securities LLC|2600
IBMI|ISHARES MUNI 2020|JSEB|JANE STREET EXECUTION SERVICES, LLC|1974
IBMI|ISHARES MUNI 2020|JSJX|JANE STREET CAPITAL LLC|131233
IBMI|ISHARES MUNI 2020|KCGM|VIRTU Americas LLC|5400
IBMI|ISHARES MUNI 2020|LEHM|Barclays Capital Inc./Le|5600
IBMI|ISHARES MUNI 2020|LIME|Lime Brokerage LLC|6451
IBMI|ISHARES MUNI 2020|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IBMI|ISHARES MUNI 2020|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
IBMI|ISHARES MUNI 2020|MOTF|MOTIF INVESTING, INC.|1
IBMI|ISHARES MUNI 2020|MSCO|MORGAN STANLEY & CO. LLC|27989
IBMI|ISHARES MUNI 2020|NFSC|National Financial Services LLC|61946
IBMI|ISHARES MUNI 2020|NITE|VIRTU Americas LLC|80852
IBMI|ISHARES MUNI 2020|NITP|VIRTU Americas LLC|905
IBMI|ISHARES MUNI 2020|PWJC|UBS Financial Services, Inc.|4000
IBMI|ISHARES MUNI 2020|RBCM|RBC CAPITAL MARKETS, LLC|161
IBMI|ISHARES MUNI 2020|SGMT|GOLDMAN SACHS & CO. LLC|1223
IBMI|ISHARES MUNI 2020|STFL|Stifel, Nicolaus & Company, Incorporated|2829
IBMI|ISHARES MUNI 2020|SWIM|TD Ameritrade, Inc.|2166
IBMI|ISHARES MUNI 2020|UBSA|UBS SECURITIES LLC|8869
IBMI|ISHARES MUNI 2020|UBSS|UBS Securities LLC|81623
IBMI|ISHARES MUNI 2020|VGRD|Vanguard Marketing Corporation|3600
IBMI|ISHARES MUNI 2020|WCHV|WELLS FARGO SECURITIES, LLC|10373
IBMI|ISHARES MUNI 2020|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24850
IBMJ|ISHARES IBONDS DEC 2|ALTX|Alternet Securities Inc.|100
IBMJ|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|3255
IBMJ|ISHARES IBONDS DEC 2|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1737
IBMJ|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|15264
IBMJ|ISHARES IBONDS DEC 2|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13354
IBMJ|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19994
IBMJ|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|7100
IBMJ|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|7222
IBMJ|ISHARES IBONDS DEC 2|EBXL|EBX LLC|5700
IBMJ|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|1159
IBMJ|ISHARES IBONDS DEC 2|EGAM|CBOE TRADING, INC.|200
IBMJ|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|2300
IBMJ|ISHARES IBONDS DEC 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2117
IBMJ|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|2
IBMJ|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|4285
IBMJ|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|2437
IBMJ|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|481
IBMJ|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|3800
IBMJ|ISHARES IBONDS DEC 2|INCA|INSTINET, LLC|4842
IBMJ|ISHARES IBONDS DEC 2|ITGI|ITG Inc.|213
IBMJ|ISHARES IBONDS DEC 2|ITGP|ITG INC.|600
IBMJ|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|7470
IBMJ|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|19685
IBMJ|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|98043
IBMJ|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|10150
IBMJ|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|15600
IBMJ|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|2564
IBMJ|ISHARES IBONDS DEC 2|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
IBMJ|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8152
IBMJ|ISHARES IBONDS DEC 2|MOTF|MOTIF INVESTING, INC.|1
IBMJ|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|14158
IBMJ|ISHARES IBONDS DEC 2|MSPL|MORGAN STANLEY & CO. LLC|400
IBMJ|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|40802
IBMJ|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|49193
IBMJ|ISHARES IBONDS DEC 2|NITP|VIRTU Americas LLC|2200
IBMJ|ISHARES IBONDS DEC 2|NQRB|Brut, LLC|1000
IBMJ|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|1225
IBMJ|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|6037
IBMJ|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|787
IBMJ|ISHARES IBONDS DEC 2|SWIM|TD Ameritrade, Inc.|786
IBMJ|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|22327
IBMJ|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|61510
IBMJ|ISHARES IBONDS DEC 2|VGRD|Vanguard Marketing Corporation|1000
IBMJ|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|20951
IBMJ|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|5360
IBMJ|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24648
IBMK|ISHARES IBONDS DEC 2|ALTX|Alternet Securities Inc.|570
IBMK|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|3373
IBMK|ISHARES IBONDS DEC 2|BATM|CBOE TRADING, INC.|83
IBMK|ISHARES IBONDS DEC 2|CHAS|Charles Schwab & Co., Inc.|7802
IBMK|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29904
IBMK|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|10600
IBMK|ISHARES IBONDS DEC 2|DEAN|MORGAN STANLEY|2797
IBMK|ISHARES IBONDS DEC 2|EBXL|EBX LLC|3400
IBMK|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|1254
IBMK|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|200
IBMK|ISHARES IBONDS DEC 2|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60
IBMK|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|44
IBMK|ISHARES IBONDS DEC 2|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
IBMK|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|113
IBMK|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|827
IBMK|ISHARES IBONDS DEC 2|IATS|INTERACTIVE BROKERS LLC|600
IBMK|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|900
IBMK|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|1400
IBMK|ISHARES IBONDS DEC 2|ITGI|ITG Inc.|50
IBMK|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|7436
IBMK|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|15205
IBMK|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|130571
IBMK|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|4673
IBMK|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|10526
IBMK|ISHARES IBONDS DEC 2|LIME|Lime Brokerage LLC|1477
IBMK|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11462
IBMK|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|12716
IBMK|ISHARES IBONDS DEC 2|MSPL|MORGAN STANLEY & CO. LLC|600
IBMK|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|33349
IBMK|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|37664
IBMK|ISHARES IBONDS DEC 2|NITP|VIRTU Americas LLC|300
IBMK|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|429
IBMK|ISHARES IBONDS DEC 2|SEIC|SEI Investments Distribution Co.|570
IBMK|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|3345
IBMK|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|2598
IBMK|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|16651
IBMK|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|69776
IBMK|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|13506
IBMK|ISHARES IBONDS DEC 2|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
IBMK|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15115
IBML|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|1029
IBML|ISHARES IBONDS DEC 2|BBNT|BB&T SECURITIES, LLC|6000
IBML|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9843
IBML|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|5000
IBML|ISHARES IBONDS DEC 2|EBXL|EBX LLC|3800
IBML|ISHARES IBONDS DEC 2|EDJO|Edward D. Jones & Co., L.P.|850
IBML|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|200
IBML|ISHARES IBONDS DEC 2|FTBR|Foliofn Investments, Inc.|22
IBML|ISHARES IBONDS DEC 2|GSCO|GOLDMAN SACHS & CO. LLC|4800
IBML|ISHARES IBONDS DEC 2|GSLT|GOLDMAN SACHS & CO. LLC|430
IBML|ISHARES IBONDS DEC 2|HRBF|American Enterprise Investment Services Inc.|224
IBML|ISHARES IBONDS DEC 2|IATS|INTERACTIVE BROKERS LLC|485
IBML|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|1100
IBML|ISHARES IBONDS DEC 2|ITGP|ITG INC.|200
IBML|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|7200
IBML|ISHARES IBONDS DEC 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|29149
IBML|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|63355
IBML|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|6461
IBML|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|17200
IBML|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
IBML|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|9739
IBML|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|34272
IBML|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|52108
IBML|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|11026
IBML|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|2734
IBML|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|700
IBML|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|11931
IBML|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|28970
IBML|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|6928
IBML|ISHARES IBONDS DEC 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15344
IBMM|ISHARES IBONDS DEC 2|BARD|Robert W. Baird & Co. Incorporated|865
IBMM|ISHARES IBONDS DEC 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3410
IBMM|ISHARES IBONDS DEC 2|DBAX|Deutsche Bank Securities Inc.|600
IBMM|ISHARES IBONDS DEC 2|EBXL|EBX LLC|500
IBMM|ISHARES IBONDS DEC 2|ETRS|E*Trade Securities LLC|850
IBMM|ISHARES IBONDS DEC 2|IBKR|Interactive Brokers Llc|100
IBMM|ISHARES IBONDS DEC 2|ICBX|INSTINET, LLC|200
IBMM|ISHARES IBONDS DEC 2|JPMX|J.P. Morgan Securities LLC|800
IBMM|ISHARES IBONDS DEC 2|JSJX|JANE STREET CAPITAL LLC|4479
IBMM|ISHARES IBONDS DEC 2|KCGM|VIRTU Americas LLC|1527
IBMM|ISHARES IBONDS DEC 2|LEHM|Barclays Capital Inc./Le|3000
IBMM|ISHARES IBONDS DEC 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
IBMM|ISHARES IBONDS DEC 2|MSCO|MORGAN STANLEY & CO. LLC|514
IBMM|ISHARES IBONDS DEC 2|NFSC|National Financial Services LLC|3188
IBMM|ISHARES IBONDS DEC 2|NITE|VIRTU Americas LLC|5845
IBMM|ISHARES IBONDS DEC 2|RBCM|RBC CAPITAL MARKETS, LLC|1029
IBMM|ISHARES IBONDS DEC 2|SBSH|Citigroup Global Markets Inc.|23880
IBMM|ISHARES IBONDS DEC 2|SGMT|GOLDMAN SACHS & CO. LLC|600
IBMM|ISHARES IBONDS DEC 2|STFL|Stifel, Nicolaus & Company, Incorporated|162
IBMM|ISHARES IBONDS DEC 2|UBSA|UBS SECURITIES LLC|3166
IBMM|ISHARES IBONDS DEC 2|UBSS|UBS Securities LLC|400
IBMM|ISHARES IBONDS DEC 2|WCHV|WELLS FARGO SECURITIES, LLC|1592
IBN|ICICI BK LTD ADS|ALTX|Alternet Securities Inc.|134609
IBN|ICICI BK LTD ADS|APCC|Apex Clearing Corporation|9720
IBN|ICICI BK LTD ADS|AQUA|AQUA SECURITIES L.P.|15000
IBN|ICICI BK LTD ADS|BANK|Primevest Financial Services, Inc.|100
IBN|ICICI BK LTD ADS|BARD|Robert W. Baird & Co. Incorporated|3959
IBN|ICICI BK LTD ADS|BATM|CBOE TRADING, INC.|22004
IBN|ICICI BK LTD ADS|BAYC|BAY CREST PARTNERS, LLC|141600
IBN|ICICI BK LTD ADS|BBNT|BB&T SECURITIES, LLC|2949
IBN|ICICI BK LTD ADS|BERN|Sanford C. Bernstein & Co., LLC|224608
IBN|ICICI BK LTD ADS|BIDS|BIDS TRADING L.P.|257900
IBN|ICICI BK LTD ADS|BIMI|Banca IMI Securities Corp.|1
IBN|ICICI BK LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50846
IBN|ICICI BK LTD ADS|BLKX|INSTINET, LLC|594272
IBN|ICICI BK LTD ADS|BNPX|BNP PARIBAS SECURITIES CORP.|148
IBN|ICICI BK LTD ADS|BTIG|BTIG, LLC|308682
IBN|ICICI BK LTD ADS|BYXM|CBOE TRADING, INC.|200
IBN|ICICI BK LTD ADS|BZYD|GOLDMAN SACHS & CO. LLC|4000
IBN|ICICI BK LTD ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|200000
IBN|ICICI BK LTD ADS|CHAS|Charles Schwab & Co., Inc.|6654
IBN|ICICI BK LTD ADS|CIST|Capital Institutional Services, Inc.|29290
IBN|ICICI BK LTD ADS|CLSA|CLSA AMERICAS, LLC|131638
IBN|ICICI BK LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|366612
IBN|ICICI BK LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8
IBN|ICICI BK LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2609840
IBN|ICICI BK LTD ADS|CTDL|Citadel Derivatives Group Llc|15273
IBN|ICICI BK LTD ADS|CTLR|CUTLER GROUP, LP|500
IBN|ICICI BK LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1325340
IBN|ICICI BK LTD ADS|DAVA|Davenport & Company LLC|881
IBN|ICICI BK LTD ADS|DBAB|Deutsche Bank Securities Inc.|2452656
IBN|ICICI BK LTD ADS|DBAX|Deutsche Bank Securities Inc.|2084200
IBN|ICICI BK LTD ADS|DBUL|Deutsche Bank Securities Inc.|91
IBN|ICICI BK LTD ADS|DCHF|Dart Executions, LLC|6140
IBN|ICICI BK LTD ADS|DEAN|MORGAN STANLEY|82306
IBN|ICICI BK LTD ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
IBN|ICICI BK LTD ADS|EBXL|EBX LLC|1759200
IBN|ICICI BK LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|98643
IBN|ICICI BK LTD ADS|EDJO|Edward D. Jones & Co., L.P.|73544
IBN|ICICI BK LTD ADS|EGAM|CBOE TRADING, INC.|175900
IBN|ICICI BK LTD ADS|EGAW|CBOE TRADING, INC.|1209
IBN|ICICI BK LTD ADS|EGXM|CBOE TRADING, INC.|38731
IBN|ICICI BK LTD ADS|ELEV|ELEVATION, LLC|18800
IBN|ICICI BK LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|65740
IBN|ICICI BK LTD ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
IBN|ICICI BK LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1500
IBN|ICICI BK LTD ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1163
IBN|ICICI BK LTD ADS|ETRS|E*Trade Securities LLC|146787
IBN|ICICI BK LTD ADS|FILL|Tradestation Securities, Inc.|6195
IBN|ICICI BK LTD ADS|FMAF|NBCN Inc./ CDS|92023
IBN|ICICI BK LTD ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
IBN|ICICI BK LTD ADS|FQLS|Quantlab Securities LP|494064
IBN|ICICI BK LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|189963
IBN|ICICI BK LTD ADS|FTBR|Foliofn Investments, Inc.|4537
IBN|ICICI BK LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|47300
IBN|ICICI BK LTD ADS|GLIS|TD Securities Inc|2630
IBN|ICICI BK LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|55883
IBN|ICICI BK LTD ADS|GPSS|Great Pacific Securities|100
IBN|ICICI BK LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|3086731
IBN|ICICI BK LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|28608
IBN|ICICI BK LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|27205
IBN|ICICI BK LTD ADS|GTSZ|GTS SECURITIES LLC|107169
IBN|ICICI BK LTD ADS|HAPX|HAP Trading, LLC|600
IBN|ICICI BK LTD ADS|HRBF|American Enterprise Investment Services Inc.|6504
IBN|ICICI BK LTD ADS|HSBC|HSBC Securities, Inc.|1360796
IBN|ICICI BK LTD ADS|IATS|INTERACTIVE BROKERS LLC|766618
IBN|ICICI BK LTD ADS|IBKR|Interactive Brokers Llc|1893314
IBN|ICICI BK LTD ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9223
IBN|ICICI BK LTD ADS|ICBX|INSTINET, LLC|1050136
IBN|ICICI BK LTD ADS|INCA|INSTINET, LLC|654576
IBN|ICICI BK LTD ADS|INJX|INSTINET, LLC|12551
IBN|ICICI BK LTD ADS|INTL|INTL FCSTONE FINANCIAL INC.|16989
IBN|ICICI BK LTD ADS|ITGI|ITG Inc.|478019
IBN|ICICI BK LTD ADS|ITGP|ITG INC.|2507800
IBN|ICICI BK LTD ADS|JANY|Janney Montgomery Scott Inc.|1444
IBN|ICICI BK LTD ADS|JEFF|JEFFERIES LLC|492804
IBN|ICICI BK LTD ADS|JMPT|JUMP TRADING, LLC|212512
IBN|ICICI BK LTD ADS|JONE|JonesTrading|613000
IBN|ICICI BK LTD ADS|JPBX|J.P. MORGAN SECURITIES LLC|595305
IBN|ICICI BK LTD ADS|JPMX|J.P. Morgan Securities LLC|3027395
IBN|ICICI BK LTD ADS|JSJX|JANE STREET CAPITAL LLC|16086
IBN|ICICI BK LTD ADS|KCGM|VIRTU Americas LLC|446165
IBN|ICICI BK LTD ADS|KRSH|Kershner Securities, LLC|16402
IBN|ICICI BK LTD ADS|LEHM|Barclays Capital Inc./Le|4975143
IBN|ICICI BK LTD ADS|LIME|Lime Brokerage LLC|172281
IBN|ICICI BK LTD ADS|LPCM|Lampert Capital Markets Inc.|600
IBN|ICICI BK LTD ADS|LQNA|LIQUIDNET, INC.|2295300
IBN|ICICI BK LTD ADS|LQNB|LIQUIDNET, INC.|279668
IBN|ICICI BK LTD ADS|LSCI|Lek Securities Corporation|592356
IBN|ICICI BK LTD ADS|MACQ|Macquarie Capital (USA) Inc.|1481818
IBN|ICICI BK LTD ADS|MAXM|Maxim Group LLC|418604
IBN|ICICI BK LTD ADS|MCMF|Raymond James Ltd. Cds|210
IBN|ICICI BK LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1886158
IBN|ICICI BK LTD ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|56258
IBN|ICICI BK LTD ADS|MOTF|MOTIF INVESTING, INC.|11
IBN|ICICI BK LTD ADS|MPSG|E D & F Man Capital Markets Inc.|308842
IBN|ICICI BK LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|7125727
IBN|ICICI BK LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|4781300
IBN|ICICI BK LTD ADS|MSTX|MORGAN STANLEY & CO. LLC|1314100
IBN|ICICI BK LTD ADS|MULL|MARK J. MULLER EQUITIES, INC.|164557
IBN|ICICI BK LTD ADS|NFSC|National Financial Services LLC|418230
IBN|ICICI BK LTD ADS|NITE|VIRTU Americas LLC|2361496
IBN|ICICI BK LTD ADS|NITP|VIRTU Americas LLC|595947
IBN|ICICI BK LTD ADS|NMRA|Nomura Securities International, Inc.|44700
IBN|ICICI BK LTD ADS|NQRB|Brut, LLC|13726
IBN|ICICI BK LTD ADS|NTBF|BMO Nesbitt Burns Inc./CDS|4170
IBN|ICICI BK LTD ADS|NTRC|Northern Trust Securities, Inc.|26958
IBN|ICICI BK LTD ADS|OPCO|Oppenheimer & Co. Inc.|44673
IBN|ICICI BK LTD ADS|PDQM|CODA MARKETS, INC.|27358
IBN|ICICI BK LTD ADS|PHLY|NASDAQ Execution Services, LLC|20000
IBN|ICICI BK LTD ADS|QMSR|QUATTRO M SECURITIES INC.|420530
IBN|ICICI BK LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|19018
IBN|ICICI BK LTD ADS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|5000
IBN|ICICI BK LTD ADS|SAGL|SAGETRADER, LLC|71395
IBN|ICICI BK LTD ADS|SALI|INTL FCSTONE FINANCIAL INC.|294
IBN|ICICI BK LTD ADS|SBSH|Citigroup Global Markets Inc.|5500142
IBN|ICICI BK LTD ADS|SEIC|SEI Investments Distribution Co.|9051
IBN|ICICI BK LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|1399223
IBN|ICICI BK LTD ADS|SOGO|Wang Investment Associates, Inc.|50
IBN|ICICI BK LTD ADS|SPDR|SPEEDROUTE LLC|6900
IBN|ICICI BK LTD ADS|SPHN|Stephens Inc.|2750
IBN|ICICI BK LTD ADS|SPNT|SEVEN POINTS CAPITAL, LLC|642822
IBN|ICICI BK LTD ADS|STFL|Stifel, Nicolaus & Company, Incorporated|24471
IBN|ICICI BK LTD ADS|STKP|STOCKPILE INVESTMENTS, INC.|212
IBN|ICICI BK LTD ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16192
IBN|ICICI BK LTD ADS|SWIM|TD Ameritrade, Inc.|225586
IBN|ICICI BK LTD ADS|SWST|Hilltop Securities Inc.|1336
IBN|ICICI BK LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|13722
IBN|ICICI BK LTD ADS|TRBT|Tradebot Systems, Inc.|306909
IBN|ICICI BK LTD ADS|TRCM|TRC MARKETS LLC|38618
IBN|ICICI BK LTD ADS|TWTT|TASTYWORKS, INC.|100
IBN|ICICI BK LTD ADS|UBSA|UBS SECURITIES LLC|4267937
IBN|ICICI BK LTD ADS|UBSS|UBS Securities LLC|1803715
IBN|ICICI BK LTD ADS|VALX|VIRTU AMERICAS LLC|246247
IBN|ICICI BK LTD ADS|VGRD|Vanguard Marketing Corporation|22547
IBN|ICICI BK LTD ADS|VNDM|Wall Street Access|400
IBN|ICICI BK LTD ADS|WBLR|WILLIAM BLAIR|8950
IBN|ICICI BK LTD ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|8070
IBN|ICICI BK LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|2233965
IBN|ICICI BK LTD ADS|WEDB|WEDBUSH SECURITIES INC.|1973
IBN|ICICI BK LTD ADS|WEED|Weeden & Co.L.P.|89765
IBN|ICICI BK LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39341
IBN|ICICI BK LTD ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33249
IBN|ICICI BK LTD ADS|WGIF|CIBC World Markets Inc.|8900
IBN|ICICI BK LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|9612
IBN|ICICI BK LTD ADS|XIST|INSTINET, LLC|42488
IBN|ICICI BK LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|314604
IBN|ICICI BK LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|2249
IBN|ICICI BK LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7021
IBND|SPDR INT CRP BND ETF|ALTX|Alternet Securities Inc.|10447
IBND|SPDR INT CRP BND ETF|APCC|Apex Clearing Corporation|23
IBND|SPDR INT CRP BND ETF|BARD|Robert W. Baird & Co. Incorporated|451
IBND|SPDR INT CRP BND ETF|BATM|CBOE TRADING, INC.|100
IBND|SPDR INT CRP BND ETF|BBNT|BB&T SECURITIES, LLC|3536
IBND|SPDR INT CRP BND ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20277
IBND|SPDR INT CRP BND ETF|BNPX|BNP PARIBAS SECURITIES CORP.|50603
IBND|SPDR INT CRP BND ETF|BYXM|CBOE TRADING, INC.|890
IBND|SPDR INT CRP BND ETF|CANT|Cantor Fitzgerald & Co.|135564
IBND|SPDR INT CRP BND ETF|CHAS|Charles Schwab & Co., Inc.|303223
IBND|SPDR INT CRP BND ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|212407
IBND|SPDR INT CRP BND ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29268
IBND|SPDR INT CRP BND ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55087
IBND|SPDR INT CRP BND ETF|CTDL|Citadel Derivatives Group Llc|274
IBND|SPDR INT CRP BND ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|8500
IBND|SPDR INT CRP BND ETF|DBAX|Deutsche Bank Securities Inc.|125500
IBND|SPDR INT CRP BND ETF|DEAN|MORGAN STANLEY|4318
IBND|SPDR INT CRP BND ETF|EBXL|EBX LLC|27700
IBND|SPDR INT CRP BND ETF|EDJO|Edward D. Jones & Co., L.P.|1689
IBND|SPDR INT CRP BND ETF|EGAM|CBOE TRADING, INC.|21611
IBND|SPDR INT CRP BND ETF|EGAW|CBOE TRADING, INC.|900
IBND|SPDR INT CRP BND ETF|EGXM|CBOE TRADING, INC.|4800
IBND|SPDR INT CRP BND ETF|ETBE|Electronic Transaction Clearing, Inc.|100
IBND|SPDR INT CRP BND ETF|ETRS|E*Trade Securities LLC|375
IBND|SPDR INT CRP BND ETF|FBSB|U.S. Bancorp Investments, Inc.|150
IBND|SPDR INT CRP BND ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|510
IBND|SPDR INT CRP BND ETF|FINX|FINTECH SECURITIES|31
IBND|SPDR INT CRP BND ETF|FMAF|NBCN Inc./ CDS|371
IBND|SPDR INT CRP BND ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12
IBND|SPDR INT CRP BND ETF|FTBR|Foliofn Investments, Inc.|41839
IBND|SPDR INT CRP BND ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
IBND|SPDR INT CRP BND ETF|GLPX|ACS EXECUTION SERVICES, LLC|14378
IBND|SPDR INT CRP BND ETF|GSCO|GOLDMAN SACHS & CO. LLC|67303
IBND|SPDR INT CRP BND ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
IBND|SPDR INT CRP BND ETF|GTSZ|GTS SECURITIES LLC|2902
IBND|SPDR INT CRP BND ETF|IATS|INTERACTIVE BROKERS LLC|436
IBND|SPDR INT CRP BND ETF|IBKR|Interactive Brokers Llc|377
IBND|SPDR INT CRP BND ETF|ICBX|INSTINET, LLC|12200
IBND|SPDR INT CRP BND ETF|INCA|INSTINET, LLC|10707
IBND|SPDR INT CRP BND ETF|ITGI|ITG Inc.|16228
IBND|SPDR INT CRP BND ETF|ITGP|ITG INC.|21200
IBND|SPDR INT CRP BND ETF|JMPT|JUMP TRADING, LLC|229
IBND|SPDR INT CRP BND ETF|JPMX|J.P. Morgan Securities LLC|109898
IBND|SPDR INT CRP BND ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|688313
IBND|SPDR INT CRP BND ETF|JSJX|JANE STREET CAPITAL LLC|368317
IBND|SPDR INT CRP BND ETF|KCGM|VIRTU Americas LLC|45521
IBND|SPDR INT CRP BND ETF|LEHM|Barclays Capital Inc./Le|83400
IBND|SPDR INT CRP BND ETF|LIME|Lime Brokerage LLC|3548
IBND|SPDR INT CRP BND ETF|MACC|Mid Atlantic Capital Corporation|122
IBND|SPDR INT CRP BND ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104820
IBND|SPDR INT CRP BND ETF|MOTF|MOTIF INVESTING, INC.|12
IBND|SPDR INT CRP BND ETF|MSCO|MORGAN STANLEY & CO. LLC|47366
IBND|SPDR INT CRP BND ETF|MSPL|MORGAN STANLEY & CO. LLC|13700
IBND|SPDR INT CRP BND ETF|NFSC|National Financial Services LLC|219354
IBND|SPDR INT CRP BND ETF|NITE|VIRTU Americas LLC|232066
IBND|SPDR INT CRP BND ETF|NITP|VIRTU Americas LLC|4868
IBND|SPDR INT CRP BND ETF|NQRB|Brut, LLC|6100
IBND|SPDR INT CRP BND ETF|OPCO|Oppenheimer & Co. Inc.|220
IBND|SPDR INT CRP BND ETF|PDQM|CODA MARKETS, INC.|168399
IBND|SPDR INT CRP BND ETF|RBCM|RBC CAPITAL MARKETS, LLC|4518
IBND|SPDR INT CRP BND ETF|SAGL|SAGETRADER, LLC|5829
IBND|SPDR INT CRP BND ETF|SBSH|Citigroup Global Markets Inc.|1
IBND|SPDR INT CRP BND ETF|SGMT|GOLDMAN SACHS & CO. LLC|16778
IBND|SPDR INT CRP BND ETF|SPDR|SPEEDROUTE LLC|27547
IBND|SPDR INT CRP BND ETF|STFL|Stifel, Nicolaus & Company, Incorporated|4382
IBND|SPDR INT CRP BND ETF|UBSA|UBS SECURITIES LLC|196628
IBND|SPDR INT CRP BND ETF|UBSS|UBS Securities LLC|363662
IBND|SPDR INT CRP BND ETF|VALX|VIRTU AMERICAS LLC|403
IBND|SPDR INT CRP BND ETF|VGRD|Vanguard Marketing Corporation|295
IBND|SPDR INT CRP BND ETF|WBET|Wallachbeth Capital LLC|35700
IBND|SPDR INT CRP BND ETF|WCHV|WELLS FARGO SECURITIES, LLC|266812
IBND|SPDR INT CRP BND ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1264
IBND|SPDR INT CRP BND ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
IBND|SPDR INT CRP BND ETF|WSEA|WOLVERINE SECURITIES, LLC|2263
IBND|SPDR INT CRP BND ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|2460
IBND|SPDR INT CRP BND ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|3196
IBND|SPDR INT CRP BND ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13748
IBOC|INTL BANCSHARES|APCC|Apex Clearing Corporation|8
IBOC|INTL BANCSHARES|BARD|Robert W. Baird & Co. Incorporated|186
IBOC|INTL BANCSHARES|BATM|CBOE TRADING, INC.|200
IBOC|INTL BANCSHARES|BERN|Sanford C. Bernstein & Co., LLC|110
IBOC|INTL BANCSHARES|BKCM|BNY Mellon Capital Markets LLC|10358
IBOC|INTL BANCSHARES|BLKX|INSTINET, LLC|25500
IBOC|INTL BANCSHARES|BMOC|BMO Capital Markets Corp.|8786
IBOC|INTL BANCSHARES|BNPX|BNP PARIBAS SECURITIES CORP.|19724
IBOC|INTL BANCSHARES|BRVL|BLAYLOCK VAN, LLC|100
IBOC|INTL BANCSHARES|BTIG|BTIG, LLC|7874
IBOC|INTL BANCSHARES|BZYD|GOLDMAN SACHS & CO. LLC|1400
IBOC|INTL BANCSHARES|CIST|Capital Institutional Services, Inc.|3153
IBOC|INTL BANCSHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9287
IBOC|INTL BANCSHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
IBOC|INTL BANCSHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2878
IBOC|INTL BANCSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43549
IBOC|INTL BANCSHARES|CTDL|Citadel Derivatives Group Llc|10937
IBOC|INTL BANCSHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|14084
IBOC|INTL BANCSHARES|DBAB|Deutsche Bank Securities Inc.|191664
IBOC|INTL BANCSHARES|DBAX|Deutsche Bank Securities Inc.|18300
IBOC|INTL BANCSHARES|DBUL|Deutsche Bank Securities Inc.|653
IBOC|INTL BANCSHARES|DEGS|RONIN PROFESSIONAL LLC|600
IBOC|INTL BANCSHARES|EBXL|EBX LLC|24000
IBOC|INTL BANCSHARES|EDJO|Edward D. Jones & Co., L.P.|111
IBOC|INTL BANCSHARES|EGAM|CBOE TRADING, INC.|1337
IBOC|INTL BANCSHARES|EGMT|EG MARKET TECHNOLOGIES LLC|100
IBOC|INTL BANCSHARES|EGXM|CBOE TRADING, INC.|13
IBOC|INTL BANCSHARES|ETBE|Electronic Transaction Clearing, Inc.|7662
IBOC|INTL BANCSHARES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|13
IBOC|INTL BANCSHARES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
IBOC|INTL BANCSHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14261
IBOC|INTL BANCSHARES|ETRS|E*Trade Securities LLC|746
IBOC|INTL BANCSHARES|FBCO|Credit Suisse Securities (USA) LLC|285792
IBOC|INTL BANCSHARES|FILL|Tradestation Securities, Inc.|104
IBOC|INTL BANCSHARES|FOMA|TD AMERITRADE CLEARING, INC.|6399
IBOC|INTL BANCSHARES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|206
IBOC|INTL BANCSHARES|FQLS|Quantlab Securities LP|74606
IBOC|INTL BANCSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5470
IBOC|INTL BANCSHARES|FTBR|Foliofn Investments, Inc.|9
IBOC|INTL BANCSHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|19178
IBOC|INTL BANCSHARES|GLPX|ACS EXECUTION SERVICES, LLC|101
IBOC|INTL BANCSHARES|GSCO|GOLDMAN SACHS & CO. LLC|223085
IBOC|INTL BANCSHARES|GSCS|GOLDMAN SACHS & CO. LLC|7297
IBOC|INTL BANCSHARES|GSLT|GOLDMAN SACHS & CO. LLC|131
IBOC|INTL BANCSHARES|GTSZ|GTS SECURITIES LLC|1719
IBOC|INTL BANCSHARES|HSBC|HSBC Securities, Inc.|200
IBOC|INTL BANCSHARES|IBKR|Interactive Brokers Llc|7586
IBOC|INTL BANCSHARES|ICBX|INSTINET, LLC|8400
IBOC|INTL BANCSHARES|IEQY|CITADEL SECURITIES LLC|28798
IBOC|INTL BANCSHARES|INCA|INSTINET, LLC|137435
IBOC|INTL BANCSHARES|INJX|INSTINET, LLC|5476
IBOC|INTL BANCSHARES|ITGI|ITG Inc.|74403
IBOC|INTL BANCSHARES|ITGP|ITG INC.|27200
IBOC|INTL BANCSHARES|JANY|Janney Montgomery Scott Inc.|10
IBOC|INTL BANCSHARES|JEFF|JEFFERIES LLC|30800
IBOC|INTL BANCSHARES|JMPT|JUMP TRADING, LLC|2080
IBOC|INTL BANCSHARES|JPBX|J.P. MORGAN SECURITIES LLC|2462
IBOC|INTL BANCSHARES|JPMX|J.P. Morgan Securities LLC|87563
IBOC|INTL BANCSHARES|KCGM|VIRTU Americas LLC|16541
IBOC|INTL BANCSHARES|LEHM|Barclays Capital Inc./Le|153446
IBOC|INTL BANCSHARES|LIME|Lime Brokerage LLC|70478
IBOC|INTL BANCSHARES|LMGP|LIME BROKERAGE LLC|3991
IBOC|INTL BANCSHARES|MAXM|Maxim Group LLC|3525
IBOC|INTL BANCSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5334
IBOC|INTL BANCSHARES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1150
IBOC|INTL BANCSHARES|MSCO|MORGAN STANLEY & CO. LLC|775235
IBOC|INTL BANCSHARES|MSPL|MORGAN STANLEY & CO. LLC|20600
IBOC|INTL BANCSHARES|MSTX|MORGAN STANLEY & CO. LLC|5400
IBOC|INTL BANCSHARES|NFSC|National Financial Services LLC|33809
IBOC|INTL BANCSHARES|NITE|VIRTU Americas LLC|34620
IBOC|INTL BANCSHARES|NITP|VIRTU Americas LLC|2800
IBOC|INTL BANCSHARES|NQRB|Brut, LLC|2300
IBOC|INTL BANCSHARES|NTRC|Northern Trust Securities, Inc.|755
IBOC|INTL BANCSHARES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1275
IBOC|INTL BANCSHARES|PDQM|CODA MARKETS, INC.|8487
IBOC|INTL BANCSHARES|PWJC|UBS Financial Services, Inc.|295
IBOC|INTL BANCSHARES|RAJA|Raymond James & Associates, Inc.|556
IBOC|INTL BANCSHARES|SAGW|SAGETRADER, LLC|33
IBOC|INTL BANCSHARES|SBSH|Citigroup Global Markets Inc.|138830
IBOC|INTL BANCSHARES|SDLR|Sandler, O'Neill & Partners, L.P.|1885
IBOC|INTL BANCSHARES|SGMT|GOLDMAN SACHS & CO. LLC|9944
IBOC|INTL BANCSHARES|SPDR|SPEEDROUTE LLC|100
IBOC|INTL BANCSHARES|SWIM|TD Ameritrade, Inc.|560
IBOC|INTL BANCSHARES|TMBR|Timber Hill LLC|195
IBOC|INTL BANCSHARES|TRBT|Tradebot Systems, Inc.|16251
IBOC|INTL BANCSHARES|TRCM|TRC MARKETS LLC|32948
IBOC|INTL BANCSHARES|UBSA|UBS SECURITIES LLC|86318
IBOC|INTL BANCSHARES|UBSS|UBS Securities LLC|222396
IBOC|INTL BANCSHARES|VALX|VIRTU AMERICAS LLC|9987
IBOC|INTL BANCSHARES|VGRD|Vanguard Marketing Corporation|30
IBOC|INTL BANCSHARES|WCHV|WELLS FARGO SECURITIES, LLC|32600
IBOC|INTL BANCSHARES|WDNX|WEEDEN & CO.L.P.|164
IBOC|INTL BANCSHARES|WEED|Weeden & Co.L.P.|100
IBOC|INTL BANCSHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|219
IBOC|INTL BANCSHARES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|73
IBOC|INTL BANCSHARES|WSEA|WOLVERINE SECURITIES, LLC|50
IBOC|INTL BANCSHARES|XIST|INSTINET, LLC|15936
IBOC|INTL BANCSHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
IBOC|INTL BANCSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21955
IBP|INSTALLED BLDG PRODS|ALTX|Alternet Securities Inc.|1500
IBP|INSTALLED BLDG PRODS|APCC|Apex Clearing Corporation|116
IBP|INSTALLED BLDG PRODS|AQUA|AQUA SECURITIES L.P.|4300
IBP|INSTALLED BLDG PRODS|BARD|Robert W. Baird & Co. Incorporated|880
IBP|INSTALLED BLDG PRODS|BATM|CBOE TRADING, INC.|2636
IBP|INSTALLED BLDG PRODS|BAYC|BAY CREST PARTNERS, LLC|1313
IBP|INSTALLED BLDG PRODS|BBNT|BB&T SECURITIES, LLC|109
IBP|INSTALLED BLDG PRODS|BERN|Sanford C. Bernstein & Co., LLC|8632
IBP|INSTALLED BLDG PRODS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|627
IBP|INSTALLED BLDG PRODS|BLKX|INSTINET, LLC|22608
IBP|INSTALLED BLDG PRODS|BMOC|BMO Capital Markets Corp.|28
IBP|INSTALLED BLDG PRODS|BNPX|BNP PARIBAS SECURITIES CORP.|4076
IBP|INSTALLED BLDG PRODS|BRVL|BLAYLOCK VAN, LLC|600
IBP|INSTALLED BLDG PRODS|BTIG|BTIG, LLC|507
IBP|INSTALLED BLDG PRODS|BYXM|CBOE TRADING, INC.|100
IBP|INSTALLED BLDG PRODS|BZYD|GOLDMAN SACHS & CO. LLC|63
IBP|INSTALLED BLDG PRODS|CIST|Capital Institutional Services, Inc.|145
IBP|INSTALLED BLDG PRODS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26979
IBP|INSTALLED BLDG PRODS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5668
IBP|INSTALLED BLDG PRODS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51792
IBP|INSTALLED BLDG PRODS|CTDL|Citadel Derivatives Group Llc|7079
IBP|INSTALLED BLDG PRODS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5962
IBP|INSTALLED BLDG PRODS|DAVA|Davenport & Company LLC|125
IBP|INSTALLED BLDG PRODS|DBAB|Deutsche Bank Securities Inc.|18730
IBP|INSTALLED BLDG PRODS|DBAX|Deutsche Bank Securities Inc.|45200
IBP|INSTALLED BLDG PRODS|DBUL|Deutsche Bank Securities Inc.|1029
IBP|INSTALLED BLDG PRODS|DEAN|MORGAN STANLEY|900
IBP|INSTALLED BLDG PRODS|DEGS|RONIN PROFESSIONAL LLC|100
IBP|INSTALLED BLDG PRODS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1305
IBP|INSTALLED BLDG PRODS|EBXL|EBX LLC|31000
IBP|INSTALLED BLDG PRODS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2327
IBP|INSTALLED BLDG PRODS|EDJO|Edward D. Jones & Co., L.P.|1591
IBP|INSTALLED BLDG PRODS|EGAM|CBOE TRADING, INC.|1323
IBP|INSTALLED BLDG PRODS|EGMT|EG MARKET TECHNOLOGIES LLC|620
IBP|INSTALLED BLDG PRODS|EGXM|CBOE TRADING, INC.|459
IBP|INSTALLED BLDG PRODS|EGXW|CBOE TRADING, INC.|5
IBP|INSTALLED BLDG PRODS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9745
IBP|INSTALLED BLDG PRODS|ETRS|E*Trade Securities LLC|7362
IBP|INSTALLED BLDG PRODS|EVRS|E1 ASSET MANAGEMENT, INC.|300
IBP|INSTALLED BLDG PRODS|FILL|Tradestation Securities, Inc.|15
IBP|INSTALLED BLDG PRODS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6182
IBP|INSTALLED BLDG PRODS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38984
IBP|INSTALLED BLDG PRODS|FTBR|Foliofn Investments, Inc.|160
IBP|INSTALLED BLDG PRODS|GLIS|TD Securities Inc|50
IBP|INSTALLED BLDG PRODS|GLPX|ACS EXECUTION SERVICES, LLC|3805
IBP|INSTALLED BLDG PRODS|GSCO|GOLDMAN SACHS & CO. LLC|93292
IBP|INSTALLED BLDG PRODS|GSCS|GOLDMAN SACHS & CO. LLC|543
IBP|INSTALLED BLDG PRODS|GSLT|GOLDMAN SACHS & CO. LLC|1427
IBP|INSTALLED BLDG PRODS|GTSZ|GTS SECURITIES LLC|9208
IBP|INSTALLED BLDG PRODS|HRBF|American Enterprise Investment Services Inc.|55
IBP|INSTALLED BLDG PRODS|IATS|INTERACTIVE BROKERS LLC|1165
IBP|INSTALLED BLDG PRODS|IBKR|Interactive Brokers Llc|1881
IBP|INSTALLED BLDG PRODS|ICBX|INSTINET, LLC|10700
IBP|INSTALLED BLDG PRODS|IEQY|CITADEL SECURITIES LLC|12588
IBP|INSTALLED BLDG PRODS|INCA|INSTINET, LLC|19884
IBP|INSTALLED BLDG PRODS|INJX|INSTINET, LLC|1875
IBP|INSTALLED BLDG PRODS|ITGI|ITG Inc.|15155
IBP|INSTALLED BLDG PRODS|ITGP|ITG INC.|35800
IBP|INSTALLED BLDG PRODS|JEFF|JEFFERIES LLC|15231
IBP|INSTALLED BLDG PRODS|JMPT|JUMP TRADING, LLC|9019
IBP|INSTALLED BLDG PRODS|JPBX|J.P. MORGAN SECURITIES LLC|24155
IBP|INSTALLED BLDG PRODS|JPMX|J.P. Morgan Securities LLC|84456
IBP|INSTALLED BLDG PRODS|JSJX|JANE STREET CAPITAL LLC|3581
IBP|INSTALLED BLDG PRODS|KCGM|VIRTU Americas LLC|6464
IBP|INSTALLED BLDG PRODS|KING|C. L. King & Associates, Inc.|200
IBP|INSTALLED BLDG PRODS|LEHM|Barclays Capital Inc./Le|58394
IBP|INSTALLED BLDG PRODS|LIME|Lime Brokerage LLC|11991
IBP|INSTALLED BLDG PRODS|LOOP|Loop Capital Markets LLC|138
IBP|INSTALLED BLDG PRODS|LQNA|LIQUIDNET, INC.|8800
IBP|INSTALLED BLDG PRODS|MAXM|Maxim Group LLC|500
IBP|INSTALLED BLDG PRODS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17114
IBP|INSTALLED BLDG PRODS|MSCO|MORGAN STANLEY & CO. LLC|213704
IBP|INSTALLED BLDG PRODS|MSPL|MORGAN STANLEY & CO. LLC|110700
IBP|INSTALLED BLDG PRODS|MSTX|MORGAN STANLEY & CO. LLC|15300
IBP|INSTALLED BLDG PRODS|MULL|MARK J. MULLER EQUITIES, INC.|3127
IBP|INSTALLED BLDG PRODS|MZHO|Mizuho Securities USA LLC|8942
IBP|INSTALLED BLDG PRODS|NFSC|National Financial Services LLC|12710
IBP|INSTALLED BLDG PRODS|NITE|VIRTU Americas LLC|48950
IBP|INSTALLED BLDG PRODS|NITP|VIRTU Americas LLC|300
IBP|INSTALLED BLDG PRODS|NQRB|Brut, LLC|600
IBP|INSTALLED BLDG PRODS|NTRC|Northern Trust Securities, Inc.|400
IBP|INSTALLED BLDG PRODS|PDQM|CODA MARKETS, INC.|4778
IBP|INSTALLED BLDG PRODS|RBCM|RBC CAPITAL MARKETS, LLC|427
IBP|INSTALLED BLDG PRODS|RHCO|Suntrust Robinson Humphrey, Inc.|28991
IBP|INSTALLED BLDG PRODS|RHOX|XR Securities LLC|5832
IBP|INSTALLED BLDG PRODS|SAGL|SAGETRADER, LLC|70
IBP|INSTALLED BLDG PRODS|SAGW|SAGETRADER, LLC|100
IBP|INSTALLED BLDG PRODS|SBSH|Citigroup Global Markets Inc.|11795
IBP|INSTALLED BLDG PRODS|SGMT|GOLDMAN SACHS & CO. LLC|15341
IBP|INSTALLED BLDG PRODS|SPDR|SPEEDROUTE LLC|11603
IBP|INSTALLED BLDG PRODS|SPTD|MINT GLOBAL MARKETS, INC.|10
IBP|INSTALLED BLDG PRODS|STFL|Stifel, Nicolaus & Company, Incorporated|2497
IBP|INSTALLED BLDG PRODS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
IBP|INSTALLED BLDG PRODS|SWIM|TD Ameritrade, Inc.|6191
IBP|INSTALLED BLDG PRODS|TKNG|ALLY INVEST SECURITIES LLC|5
IBP|INSTALLED BLDG PRODS|TMBR|Timber Hill LLC|11
IBP|INSTALLED BLDG PRODS|TRBT|Tradebot Systems, Inc.|2179
IBP|INSTALLED BLDG PRODS|TRCM|TRC MARKETS LLC|10008
IBP|INSTALLED BLDG PRODS|TWTT|TASTYWORKS, INC.|139
IBP|INSTALLED BLDG PRODS|UBSA|UBS SECURITIES LLC|94778
IBP|INSTALLED BLDG PRODS|UBSS|UBS Securities LLC|135754
IBP|INSTALLED BLDG PRODS|VALX|VIRTU AMERICAS LLC|6831
IBP|INSTALLED BLDG PRODS|VGRD|Vanguard Marketing Corporation|641
IBP|INSTALLED BLDG PRODS|WABR|Wall Street Access|300
IBP|INSTALLED BLDG PRODS|WCHV|WELLS FARGO SECURITIES, LLC|3631
IBP|INSTALLED BLDG PRODS|WEED|Weeden & Co.L.P.|2300
IBP|INSTALLED BLDG PRODS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|320
IBP|INSTALLED BLDG PRODS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2617
IBP|INSTALLED BLDG PRODS|WSAG|WALL STREET ACCESS|339
IBP|INSTALLED BLDG PRODS|WSEA|WOLVERINE SECURITIES, LLC|187
IBP|INSTALLED BLDG PRODS|XIST|INSTINET, LLC|8800
IBP|INSTALLED BLDG PRODS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
IBP|INSTALLED BLDG PRODS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IBP|INSTALLED BLDG PRODS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|326
IBTX|INDEPENDENT BANK GRP|ALTX|Alternet Securities Inc.|1200
IBTX|INDEPENDENT BANK GRP|ANOS|ABEL/NOSER, L.L.C.|350
IBTX|INDEPENDENT BANK GRP|APCC|Apex Clearing Corporation|2645
IBTX|INDEPENDENT BANK GRP|AQUA|AQUA SECURITIES L.P.|9100
IBTX|INDEPENDENT BANK GRP|BARD|Robert W. Baird & Co. Incorporated|170
IBTX|INDEPENDENT BANK GRP|BATM|CBOE TRADING, INC.|2583
IBTX|INDEPENDENT BANK GRP|BAYC|BAY CREST PARTNERS, LLC|953
IBTX|INDEPENDENT BANK GRP|BBNT|BB&T SECURITIES, LLC|277
IBTX|INDEPENDENT BANK GRP|BERN|Sanford C. Bernstein & Co., LLC|512
IBTX|INDEPENDENT BANK GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|643
IBTX|INDEPENDENT BANK GRP|BMOC|BMO Capital Markets Corp.|3271
IBTX|INDEPENDENT BANK GRP|BNPX|BNP PARIBAS SECURITIES CORP.|5698
IBTX|INDEPENDENT BANK GRP|BYXM|CBOE TRADING, INC.|912
IBTX|INDEPENDENT BANK GRP|BZYD|GOLDMAN SACHS & CO. LLC|300
IBTX|INDEPENDENT BANK GRP|CHAS|Charles Schwab & Co., Inc.|2903
IBTX|INDEPENDENT BANK GRP|CIST|Capital Institutional Services, Inc.|154
IBTX|INDEPENDENT BANK GRP|CMPT|Compass Point Research & Trading, LLC|1600
IBTX|INDEPENDENT BANK GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|79032
IBTX|INDEPENDENT BANK GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1695
IBTX|INDEPENDENT BANK GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25
IBTX|INDEPENDENT BANK GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|105552
IBTX|INDEPENDENT BANK GRP|CTDL|Citadel Derivatives Group Llc|24929
IBTX|INDEPENDENT BANK GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11066
IBTX|INDEPENDENT BANK GRP|DBAB|Deutsche Bank Securities Inc.|141766
IBTX|INDEPENDENT BANK GRP|DBAX|Deutsche Bank Securities Inc.|58600
IBTX|INDEPENDENT BANK GRP|DBUL|Deutsche Bank Securities Inc.|2370
IBTX|INDEPENDENT BANK GRP|DEAN|MORGAN STANLEY|8300
IBTX|INDEPENDENT BANK GRP|DEGS|RONIN PROFESSIONAL LLC|2302
IBTX|INDEPENDENT BANK GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|398
IBTX|INDEPENDENT BANK GRP|EBXL|EBX LLC|60900
IBTX|INDEPENDENT BANK GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2484
IBTX|INDEPENDENT BANK GRP|EDJO|Edward D. Jones & Co., L.P.|1000
IBTX|INDEPENDENT BANK GRP|EGAM|CBOE TRADING, INC.|6039
IBTX|INDEPENDENT BANK GRP|EGAW|CBOE TRADING, INC.|51
IBTX|INDEPENDENT BANK GRP|EGMT|EG MARKET TECHNOLOGIES LLC|575
IBTX|INDEPENDENT BANK GRP|EGXM|CBOE TRADING, INC.|2046
IBTX|INDEPENDENT BANK GRP|EGXW|CBOE TRADING, INC.|85
IBTX|INDEPENDENT BANK GRP|ETBE|Electronic Transaction Clearing, Inc.|10782
IBTX|INDEPENDENT BANK GRP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|292
IBTX|INDEPENDENT BANK GRP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
IBTX|INDEPENDENT BANK GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11589
IBTX|INDEPENDENT BANK GRP|ETRS|E*Trade Securities LLC|2418
IBTX|INDEPENDENT BANK GRP|FBCO|Credit Suisse Securities (USA) LLC|313294
IBTX|INDEPENDENT BANK GRP|FILL|Tradestation Securities, Inc.|6
IBTX|INDEPENDENT BANK GRP|FMAF|NBCN Inc./ CDS|3244
IBTX|INDEPENDENT BANK GRP|FOMA|TD AMERITRADE CLEARING, INC.|26432
IBTX|INDEPENDENT BANK GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3968
IBTX|INDEPENDENT BANK GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59033
IBTX|INDEPENDENT BANK GRP|FTBR|Foliofn Investments, Inc.|1830
IBTX|INDEPENDENT BANK GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|7287
IBTX|INDEPENDENT BANK GRP|GLPX|ACS EXECUTION SERVICES, LLC|1254
IBTX|INDEPENDENT BANK GRP|GSCO|GOLDMAN SACHS & CO. LLC|407730
IBTX|INDEPENDENT BANK GRP|GSCS|GOLDMAN SACHS & CO. LLC|15299
IBTX|INDEPENDENT BANK GRP|GSLT|GOLDMAN SACHS & CO. LLC|5605
IBTX|INDEPENDENT BANK GRP|GTSZ|GTS SECURITIES LLC|6592
IBTX|INDEPENDENT BANK GRP|HAPX|HAP Trading, LLC|267
IBTX|INDEPENDENT BANK GRP|HRBF|American Enterprise Investment Services Inc.|257
IBTX|INDEPENDENT BANK GRP|IATS|INTERACTIVE BROKERS LLC|657
IBTX|INDEPENDENT BANK GRP|IBKR|Interactive Brokers Llc|27520
IBTX|INDEPENDENT BANK GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
IBTX|INDEPENDENT BANK GRP|ICBX|INSTINET, LLC|9233
IBTX|INDEPENDENT BANK GRP|IEQY|CITADEL SECURITIES LLC|45040
IBTX|INDEPENDENT BANK GRP|INCA|INSTINET, LLC|123723
IBTX|INDEPENDENT BANK GRP|INJX|INSTINET, LLC|36255
IBTX|INDEPENDENT BANK GRP|ITGI|ITG Inc.|236279
IBTX|INDEPENDENT BANK GRP|ITGP|ITG INC.|30400
IBTX|INDEPENDENT BANK GRP|JEFF|JEFFERIES LLC|58543
IBTX|INDEPENDENT BANK GRP|JMPT|JUMP TRADING, LLC|20818
IBTX|INDEPENDENT BANK GRP|JPBX|J.P. MORGAN SECURITIES LLC|3534
IBTX|INDEPENDENT BANK GRP|JPMX|J.P. Morgan Securities LLC|63616
IBTX|INDEPENDENT BANK GRP|JSJX|JANE STREET CAPITAL LLC|6105
IBTX|INDEPENDENT BANK GRP|KBWI|Keefe, Bruyette & Woods, Inc.|9330
IBTX|INDEPENDENT BANK GRP|LEHM|Barclays Capital Inc./Le|227210
IBTX|INDEPENDENT BANK GRP|LIME|Lime Brokerage LLC|115687
IBTX|INDEPENDENT BANK GRP|LMGP|LIME BROKERAGE LLC|11741
IBTX|INDEPENDENT BANK GRP|LQNA|LIQUIDNET, INC.|7500
IBTX|INDEPENDENT BANK GRP|LSCI|Lek Securities Corporation|950
IBTX|INDEPENDENT BANK GRP|MAXM|Maxim Group LLC|2228
IBTX|INDEPENDENT BANK GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64038
IBTX|INDEPENDENT BANK GRP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|210
IBTX|INDEPENDENT BANK GRP|MSCO|MORGAN STANLEY & CO. LLC|765735
IBTX|INDEPENDENT BANK GRP|MSPL|MORGAN STANLEY & CO. LLC|147100
IBTX|INDEPENDENT BANK GRP|MSTX|MORGAN STANLEY & CO. LLC|14500
IBTX|INDEPENDENT BANK GRP|NFSC|National Financial Services LLC|34822
IBTX|INDEPENDENT BANK GRP|NQRB|Brut, LLC|4767
IBTX|INDEPENDENT BANK GRP|OPCO|Oppenheimer & Co. Inc.|2282
IBTX|INDEPENDENT BANK GRP|OTAA|OTA LLC|12700
IBTX|INDEPENDENT BANK GRP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1493
IBTX|INDEPENDENT BANK GRP|PDQM|CODA MARKETS, INC.|4216
IBTX|INDEPENDENT BANK GRP|PHLY|NASDAQ Execution Services, LLC|10000
IBTX|INDEPENDENT BANK GRP|PWJC|UBS Financial Services, Inc.|2800
IBTX|INDEPENDENT BANK GRP|RAJA|Raymond James & Associates, Inc.|12927
IBTX|INDEPENDENT BANK GRP|RBCM|RBC CAPITAL MARKETS, LLC|1085
IBTX|INDEPENDENT BANK GRP|SAGL|SAGETRADER, LLC|200
IBTX|INDEPENDENT BANK GRP|SBSH|Citigroup Global Markets Inc.|72552
IBTX|INDEPENDENT BANK GRP|SDLR|Sandler, O'Neill & Partners, L.P.|16778
IBTX|INDEPENDENT BANK GRP|SGMT|GOLDMAN SACHS & CO. LLC|27663
IBTX|INDEPENDENT BANK GRP|SPDR|SPEEDROUTE LLC|5670
IBTX|INDEPENDENT BANK GRP|SPHN|Stephens Inc.|99647
IBTX|INDEPENDENT BANK GRP|STFL|Stifel, Nicolaus & Company, Incorporated|6085
IBTX|INDEPENDENT BANK GRP|SWIM|TD Ameritrade, Inc.|1937
IBTX|INDEPENDENT BANK GRP|SWST|Hilltop Securities Inc.|740
IBTX|INDEPENDENT BANK GRP|TKNG|ALLY INVEST SECURITIES LLC|9
IBTX|INDEPENDENT BANK GRP|TRBT|Tradebot Systems, Inc.|34463
IBTX|INDEPENDENT BANK GRP|TRCM|TRC MARKETS LLC|79385
IBTX|INDEPENDENT BANK GRP|UBSA|UBS SECURITIES LLC|145189
IBTX|INDEPENDENT BANK GRP|UBSS|UBS Securities LLC|518433
IBTX|INDEPENDENT BANK GRP|VGRD|Vanguard Marketing Corporation|764
IBTX|INDEPENDENT BANK GRP|WCHV|WELLS FARGO SECURITIES, LLC|60403
IBTX|INDEPENDENT BANK GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2465
IBTX|INDEPENDENT BANK GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10231
IBTX|INDEPENDENT BANK GRP|WSEA|WOLVERINE SECURITIES, LLC|680
IBTX|INDEPENDENT BANK GRP|XIST|INSTINET, LLC|26048
IBTX|INDEPENDENT BANK GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
IBTX|INDEPENDENT BANK GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
IBTX|INDEPENDENT BANK GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1080
IBUY|AMPLIFY ONLN RTL ETF|ALTX|Alternet Securities Inc.|500
IBUY|AMPLIFY ONLN RTL ETF|APCC|Apex Clearing Corporation|998
IBUY|AMPLIFY ONLN RTL ETF|BANK|Primevest Financial Services, Inc.|480
IBUY|AMPLIFY ONLN RTL ETF|BARD|Robert W. Baird & Co. Incorporated|575
IBUY|AMPLIFY ONLN RTL ETF|BATM|CBOE TRADING, INC.|505
IBUY|AMPLIFY ONLN RTL ETF|BBNT|BB&T SECURITIES, LLC|175
IBUY|AMPLIFY ONLN RTL ETF|BERN|Sanford C. Bernstein & Co., LLC|3
IBUY|AMPLIFY ONLN RTL ETF|BKCM|BNY Mellon Capital Markets LLC|94
IBUY|AMPLIFY ONLN RTL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|925
IBUY|AMPLIFY ONLN RTL ETF|BYXM|CBOE TRADING, INC.|543
IBUY|AMPLIFY ONLN RTL ETF|CANT|Cantor Fitzgerald & Co.|93
IBUY|AMPLIFY ONLN RTL ETF|CHAS|Charles Schwab & Co., Inc.|45
IBUY|AMPLIFY ONLN RTL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34470
IBUY|AMPLIFY ONLN RTL ETF|CSIN|Citadel Securities Institutional LLC|39467
IBUY|AMPLIFY ONLN RTL ETF|CTDL|Citadel Derivatives Group Llc|131149
IBUY|AMPLIFY ONLN RTL ETF|DBAX|Deutsche Bank Securities Inc.|11800
IBUY|AMPLIFY ONLN RTL ETF|DEAN|MORGAN STANLEY|2526
IBUY|AMPLIFY ONLN RTL ETF|EBXL|EBX LLC|42500
IBUY|AMPLIFY ONLN RTL ETF|EGAM|CBOE TRADING, INC.|2450
IBUY|AMPLIFY ONLN RTL ETF|EGXM|CBOE TRADING, INC.|270
IBUY|AMPLIFY ONLN RTL ETF|ETBE|Electronic Transaction Clearing, Inc.|200
IBUY|AMPLIFY ONLN RTL ETF|ETCB|ETC BROKERAGE SERVICES, LLC|611
IBUY|AMPLIFY ONLN RTL ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
IBUY|AMPLIFY ONLN RTL ETF|ETRS|E*Trade Securities LLC|68375
IBUY|AMPLIFY ONLN RTL ETF|FBCO|Credit Suisse Securities (USA) LLC|19179
IBUY|AMPLIFY ONLN RTL ETF|FBSB|U.S. Bancorp Investments, Inc.|182
IBUY|AMPLIFY ONLN RTL ETF|FILL|Tradestation Securities, Inc.|1324
IBUY|AMPLIFY ONLN RTL ETF|FMAF|NBCN Inc./ CDS|2923
IBUY|AMPLIFY ONLN RTL ETF|FOMA|TD AMERITRADE CLEARING, INC.|146214
IBUY|AMPLIFY ONLN RTL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21020
IBUY|AMPLIFY ONLN RTL ETF|FTBR|Foliofn Investments, Inc.|5622
IBUY|AMPLIFY ONLN RTL ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|4685
IBUY|AMPLIFY ONLN RTL ETF|GLPX|ACS EXECUTION SERVICES, LLC|2111
IBUY|AMPLIFY ONLN RTL ETF|GSCO|GOLDMAN SACHS & CO. LLC|3099
IBUY|AMPLIFY ONLN RTL ETF|GTSZ|GTS SECURITIES LLC|15762
IBUY|AMPLIFY ONLN RTL ETF|HRBF|American Enterprise Investment Services Inc.|1428
IBUY|AMPLIFY ONLN RTL ETF|HSBC|HSBC Securities, Inc.|1203
IBUY|AMPLIFY ONLN RTL ETF|IATS|INTERACTIVE BROKERS LLC|8398
IBUY|AMPLIFY ONLN RTL ETF|IBKR|Interactive Brokers Llc|48596
IBUY|AMPLIFY ONLN RTL ETF|ICBX|INSTINET, LLC|31366
IBUY|AMPLIFY ONLN RTL ETF|INCA|INSTINET, LLC|4261
IBUY|AMPLIFY ONLN RTL ETF|ITGI|ITG Inc.|1187
IBUY|AMPLIFY ONLN RTL ETF|ITGP|ITG INC.|2200
IBUY|AMPLIFY ONLN RTL ETF|JANY|Janney Montgomery Scott Inc.|1008
IBUY|AMPLIFY ONLN RTL ETF|JEFF|JEFFERIES LLC|1500
IBUY|AMPLIFY ONLN RTL ETF|JMPT|JUMP TRADING, LLC|1463
IBUY|AMPLIFY ONLN RTL ETF|JPMX|J.P. Morgan Securities LLC|9410
IBUY|AMPLIFY ONLN RTL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|53966
IBUY|AMPLIFY ONLN RTL ETF|JSJX|JANE STREET CAPITAL LLC|137175
IBUY|AMPLIFY ONLN RTL ETF|KCGM|VIRTU Americas LLC|46448
IBUY|AMPLIFY ONLN RTL ETF|LEHM|Barclays Capital Inc./Le|28600
IBUY|AMPLIFY ONLN RTL ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|15304
IBUY|AMPLIFY ONLN RTL ETF|LIME|Lime Brokerage LLC|16101
IBUY|AMPLIFY ONLN RTL ETF|MACC|Mid Atlantic Capital Corporation|358
IBUY|AMPLIFY ONLN RTL ETF|MAXM|Maxim Group LLC|3000
IBUY|AMPLIFY ONLN RTL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27280
IBUY|AMPLIFY ONLN RTL ETF|MOTF|MOTIF INVESTING, INC.|1
IBUY|AMPLIFY ONLN RTL ETF|MSCO|MORGAN STANLEY & CO. LLC|97221
IBUY|AMPLIFY ONLN RTL ETF|MSPL|MORGAN STANLEY & CO. LLC|27900
IBUY|AMPLIFY ONLN RTL ETF|NFSC|National Financial Services LLC|660358
IBUY|AMPLIFY ONLN RTL ETF|NITE|VIRTU Americas LLC|479192
IBUY|AMPLIFY ONLN RTL ETF|NITP|VIRTU Americas LLC|17759
IBUY|AMPLIFY ONLN RTL ETF|NQRB|Brut, LLC|360
IBUY|AMPLIFY ONLN RTL ETF|OLDM|OLD MISSION CAPITAL, LLC|63438
IBUY|AMPLIFY ONLN RTL ETF|OPCO|Oppenheimer & Co. Inc.|2362
IBUY|AMPLIFY ONLN RTL ETF|PCPT|PHILLIP CAPITAL INC.|350
IBUY|AMPLIFY ONLN RTL ETF|PDQM|CODA MARKETS, INC.|7397
IBUY|AMPLIFY ONLN RTL ETF|PICT|Pictet Overseas Inc.|9250
IBUY|AMPLIFY ONLN RTL ETF|PWJC|UBS Financial Services, Inc.|770
IBUY|AMPLIFY ONLN RTL ETF|RAJA|Raymond James & Associates, Inc.|7707
IBUY|AMPLIFY ONLN RTL ETF|RBCM|RBC CAPITAL MARKETS, LLC|2935
IBUY|AMPLIFY ONLN RTL ETF|RGLD|Regal Securities, Inc|30
IBUY|AMPLIFY ONLN RTL ETF|SAGL|SAGETRADER, LLC|1200
IBUY|AMPLIFY ONLN RTL ETF|SALI|INTL FCSTONE FINANCIAL INC.|510
IBUY|AMPLIFY ONLN RTL ETF|SBSH|Citigroup Global Markets Inc.|31530
IBUY|AMPLIFY ONLN RTL ETF|SGMT|GOLDMAN SACHS & CO. LLC|9909
IBUY|AMPLIFY ONLN RTL ETF|SPDR|SPEEDROUTE LLC|200
IBUY|AMPLIFY ONLN RTL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|300
IBUY|AMPLIFY ONLN RTL ETF|STXG|Stockcross Financial Services, Inc.|2400
IBUY|AMPLIFY ONLN RTL ETF|SWIM|TD Ameritrade, Inc.|17950
IBUY|AMPLIFY ONLN RTL ETF|SWST|Hilltop Securities Inc.|1221
IBUY|AMPLIFY ONLN RTL ETF|TKNG|ALLY INVEST SECURITIES LLC|1033
IBUY|AMPLIFY ONLN RTL ETF|TWTT|TASTYWORKS, INC.|60
IBUY|AMPLIFY ONLN RTL ETF|UBSA|UBS SECURITIES LLC|98280
IBUY|AMPLIFY ONLN RTL ETF|UBSS|UBS Securities LLC|135800
IBUY|AMPLIFY ONLN RTL ETF|VALX|VIRTU AMERICAS LLC|16780
IBUY|AMPLIFY ONLN RTL ETF|VGRD|Vanguard Marketing Corporation|47784
IBUY|AMPLIFY ONLN RTL ETF|VNDS|VANDHAM SECURITIES CORP|200
IBUY|AMPLIFY ONLN RTL ETF|VSIN|Vision Financial Markets Llc|364
IBUY|AMPLIFY ONLN RTL ETF|WBET|Wallachbeth Capital LLC|35
IBUY|AMPLIFY ONLN RTL ETF|WCHV|WELLS FARGO SECURITIES, LLC|20028
IBUY|AMPLIFY ONLN RTL ETF|WEDB|WEDBUSH SECURITIES INC.|303
IBUY|AMPLIFY ONLN RTL ETF|WFPB|Wells Fargo Securities, LLC.|11890
IBUY|AMPLIFY ONLN RTL ETF|WGIF|CIBC World Markets Inc.|2669
IBUY|AMPLIFY ONLN RTL ETF|WSEA|WOLVERINE SECURITIES, LLC|806
IBUY|AMPLIFY ONLN RTL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|10510
IBUY|AMPLIFY ONLN RTL ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|803
IBUY|AMPLIFY ONLN RTL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42493
ICAD|ICAD INC CMN STK|APCC|Apex Clearing Corporation|4
ICAD|ICAD INC CMN STK|BATM|CBOE TRADING, INC.|300
ICAD|ICAD INC CMN STK|CHLM|Craig-Hallum Capital Group LLC|400
ICAD|ICAD INC CMN STK|CIST|Capital Institutional Services, Inc.|2102
ICAD|ICAD INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5431
ICAD|ICAD INC CMN STK|CTDL|Citadel Derivatives Group Llc|207
ICAD|ICAD INC CMN STK|DBAB|Deutsche Bank Securities Inc.|2680
ICAD|ICAD INC CMN STK|DEAN|MORGAN STANLEY|1432
ICAD|ICAD INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|6799
ICAD|ICAD INC CMN STK|EBXL|EBX LLC|4100
ICAD|ICAD INC CMN STK|EGXM|CBOE TRADING, INC.|24
ICAD|ICAD INC CMN STK|EGXW|CBOE TRADING, INC.|100
ICAD|ICAD INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ICAD|ICAD INC CMN STK|ETRS|E*Trade Securities LLC|15139
ICAD|ICAD INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|1189
ICAD|ICAD INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|83061
ICAD|ICAD INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15117
ICAD|ICAD INC CMN STK|FTBR|Foliofn Investments, Inc.|7992
ICAD|ICAD INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|300
ICAD|ICAD INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|118
ICAD|ICAD INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|3158
ICAD|ICAD INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|22177
ICAD|ICAD INC CMN STK|GTSZ|GTS SECURITIES LLC|1590
ICAD|ICAD INC CMN STK|IBKR|Interactive Brokers Llc|496
ICAD|ICAD INC CMN STK|ICBX|INSTINET, LLC|3200
ICAD|ICAD INC CMN STK|INCA|INSTINET, LLC|37273
ICAD|ICAD INC CMN STK|INJX|INSTINET, LLC|100
ICAD|ICAD INC CMN STK|ITGI|ITG Inc.|100
ICAD|ICAD INC CMN STK|ITGP|ITG INC.|2000
ICAD|ICAD INC CMN STK|JPMX|J.P. Morgan Securities LLC|200
ICAD|ICAD INC CMN STK|KCGM|VIRTU Americas LLC|2
ICAD|ICAD INC CMN STK|LEHM|Barclays Capital Inc./Le|972
ICAD|ICAD INC CMN STK|LIME|Lime Brokerage LLC|13816
ICAD|ICAD INC CMN STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ICAD|ICAD INC CMN STK|MOTF|MOTIF INVESTING, INC.|1
ICAD|ICAD INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|22123
ICAD|ICAD INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|600
ICAD|ICAD INC CMN STK|NFSC|National Financial Services LLC|51651
ICAD|ICAD INC CMN STK|NITE|VIRTU Americas LLC|98157
ICAD|ICAD INC CMN STK|NQRB|Brut, LLC|200
ICAD|ICAD INC CMN STK|PDQM|CODA MARKETS, INC.|118
ICAD|ICAD INC CMN STK|RAJA|Raymond James & Associates, Inc.|2050
ICAD|ICAD INC CMN STK|SAGL|SAGETRADER, LLC|200
ICAD|ICAD INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|3304
ICAD|ICAD INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|23980
ICAD|ICAD INC CMN STK|SWIM|TD Ameritrade, Inc.|22779
ICAD|ICAD INC CMN STK|TRCM|TRC MARKETS LLC|6829
ICAD|ICAD INC CMN STK|UBSA|UBS SECURITIES LLC|5744
ICAD|ICAD INC CMN STK|UBSS|UBS Securities LLC|18909
ICAD|ICAD INC CMN STK|VALX|VIRTU AMERICAS LLC|102
ICAD|ICAD INC CMN STK|VGRD|Vanguard Marketing Corporation|500
ICAD|ICAD INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|1074
ICAD|ICAD INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|337
ICAD|ICAD INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|1053
ICAD|ICAD INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|15600
ICAD|ICAD INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|4
ICAN|SERENITYSHARES IMPAC|EGXM|CBOE TRADING, INC.|25
ICAN|SERENITYSHARES IMPAC|ETRS|E*Trade Securities LLC|345
ICAN|SERENITYSHARES IMPAC|FTBR|Foliofn Investments, Inc.|252
ICAN|SERENITYSHARES IMPAC|IBKR|Interactive Brokers Llc|7396
ICAN|SERENITYSHARES IMPAC|JSJX|JANE STREET CAPITAL LLC|100
ICAN|SERENITYSHARES IMPAC|MSCO|MORGAN STANLEY & CO. LLC|600
ICAN|SERENITYSHARES IMPAC|NFSC|National Financial Services LLC|1001
ICAN|SERENITYSHARES IMPAC|NITE|VIRTU Americas LLC|103
ICAN|SERENITYSHARES IMPAC|SWIM|TD Ameritrade, Inc.|340
ICAN|SERENITYSHARES IMPAC|UBSS|UBS Securities LLC|100
ICAN|SERENITYSHARES IMPAC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2098
ICAN|SERENITYSHARES IMPAC|WSEA|WOLVERINE SECURITIES, LLC|2
ICBK|COUNTY BANCORP CM|ALTX|Alternet Securities Inc.|100
ICBK|COUNTY BANCORP CM|BARD|Robert W. Baird & Co. Incorporated|1844
ICBK|COUNTY BANCORP CM|BATM|CBOE TRADING, INC.|519
ICBK|COUNTY BANCORP CM|BERN|Sanford C. Bernstein & Co., LLC|1374
ICBK|COUNTY BANCORP CM|BMOC|BMO Capital Markets Corp.|781
ICBK|COUNTY BANCORP CM|BNPX|BNP PARIBAS SECURITIES CORP.|488
ICBK|COUNTY BANCORP CM|BTIG|BTIG, LLC|13
ICBK|COUNTY BANCORP CM|CHAS|Charles Schwab & Co., Inc.|3
ICBK|COUNTY BANCORP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5156
ICBK|COUNTY BANCORP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6799
ICBK|COUNTY BANCORP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1717
ICBK|COUNTY BANCORP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1412
ICBK|COUNTY BANCORP CM|CTDL|Citadel Derivatives Group Llc|713
ICBK|COUNTY BANCORP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|138
ICBK|COUNTY BANCORP CM|DBAB|Deutsche Bank Securities Inc.|12844
ICBK|COUNTY BANCORP CM|DBAX|Deutsche Bank Securities Inc.|300
ICBK|COUNTY BANCORP CM|DEGS|RONIN PROFESSIONAL LLC|3200
ICBK|COUNTY BANCORP CM|EBXL|EBX LLC|600
ICBK|COUNTY BANCORP CM|EDJO|Edward D. Jones & Co., L.P.|100
ICBK|COUNTY BANCORP CM|EGAM|CBOE TRADING, INC.|300
ICBK|COUNTY BANCORP CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1234
ICBK|COUNTY BANCORP CM|ETRS|E*Trade Securities LLC|3284
ICBK|COUNTY BANCORP CM|FBCO|Credit Suisse Securities (USA) LLC|14115
ICBK|COUNTY BANCORP CM|FOMA|TD AMERITRADE CLEARING, INC.|4250
ICBK|COUNTY BANCORP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1105
ICBK|COUNTY BANCORP CM|FTBR|Foliofn Investments, Inc.|16
ICBK|COUNTY BANCORP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1134
ICBK|COUNTY BANCORP CM|GLPX|ACS EXECUTION SERVICES, LLC|210
ICBK|COUNTY BANCORP CM|GSCO|GOLDMAN SACHS & CO. LLC|21733
ICBK|COUNTY BANCORP CM|GTSZ|GTS SECURITIES LLC|2542
ICBK|COUNTY BANCORP CM|HRBF|American Enterprise Investment Services Inc.|100
ICBK|COUNTY BANCORP CM|IBKR|Interactive Brokers Llc|8235
ICBK|COUNTY BANCORP CM|IEQY|CITADEL SECURITIES LLC|976
ICBK|COUNTY BANCORP CM|INCA|INSTINET, LLC|7258
ICBK|COUNTY BANCORP CM|INJX|INSTINET, LLC|6
ICBK|COUNTY BANCORP CM|ITGI|ITG Inc.|1046
ICBK|COUNTY BANCORP CM|ITGP|ITG INC.|1000
ICBK|COUNTY BANCORP CM|JEFF|JEFFERIES LLC|1488
ICBK|COUNTY BANCORP CM|JPMX|J.P. Morgan Securities LLC|1375
ICBK|COUNTY BANCORP CM|KCGM|VIRTU Americas LLC|1157
ICBK|COUNTY BANCORP CM|LEHM|Barclays Capital Inc./Le|6255
ICBK|COUNTY BANCORP CM|LIME|Lime Brokerage LLC|17165
ICBK|COUNTY BANCORP CM|LMGP|LIME BROKERAGE LLC|940
ICBK|COUNTY BANCORP CM|MAXM|Maxim Group LLC|383
ICBK|COUNTY BANCORP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|952
ICBK|COUNTY BANCORP CM|MOTF|MOTIF INVESTING, INC.|1
ICBK|COUNTY BANCORP CM|MSCO|MORGAN STANLEY & CO. LLC|33516
ICBK|COUNTY BANCORP CM|MSPL|MORGAN STANLEY & CO. LLC|1700
ICBK|COUNTY BANCORP CM|NFSC|National Financial Services LLC|9833
ICBK|COUNTY BANCORP CM|NITE|VIRTU Americas LLC|17717
ICBK|COUNTY BANCORP CM|NQRB|Brut, LLC|400
ICBK|COUNTY BANCORP CM|PDQM|CODA MARKETS, INC.|872
ICBK|COUNTY BANCORP CM|RAJA|Raymond James & Associates, Inc.|89
ICBK|COUNTY BANCORP CM|RBCM|RBC CAPITAL MARKETS, LLC|217
ICBK|COUNTY BANCORP CM|SBSH|Citigroup Global Markets Inc.|8759
ICBK|COUNTY BANCORP CM|SGMT|GOLDMAN SACHS & CO. LLC|1145
ICBK|COUNTY BANCORP CM|SPDR|SPEEDROUTE LLC|252
ICBK|COUNTY BANCORP CM|STFL|Stifel, Nicolaus & Company, Incorporated|1200
ICBK|COUNTY BANCORP CM|SWIM|TD Ameritrade, Inc.|547
ICBK|COUNTY BANCORP CM|SWST|Hilltop Securities Inc.|10
ICBK|COUNTY BANCORP CM|TKNG|ALLY INVEST SECURITIES LLC|17
ICBK|COUNTY BANCORP CM|TRCM|TRC MARKETS LLC|5594
ICBK|COUNTY BANCORP CM|UBSA|UBS SECURITIES LLC|5956
ICBK|COUNTY BANCORP CM|UBSS|UBS Securities LLC|25678
ICBK|COUNTY BANCORP CM|VALX|VIRTU AMERICAS LLC|1085
ICBK|COUNTY BANCORP CM|WCHV|WELLS FARGO SECURITIES, LLC|547
ICBK|COUNTY BANCORP CM|WSEA|WOLVERINE SECURITIES, LLC|17
ICBK|COUNTY BANCORP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56
ICCC|IMMUCELL CP|APCC|Apex Clearing Corporation|40
ICCC|IMMUCELL CP|CHAS|Charles Schwab & Co., Inc.|500
ICCC|IMMUCELL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ICCC|IMMUCELL CP|DBAB|Deutsche Bank Securities Inc.|200
ICCC|IMMUCELL CP|ETRS|E*Trade Securities LLC|2998
ICCC|IMMUCELL CP|FBCO|Credit Suisse Securities (USA) LLC|380
ICCC|IMMUCELL CP|FOMA|TD AMERITRADE CLEARING, INC.|3697
ICCC|IMMUCELL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|546
ICCC|IMMUCELL CP|GSCO|GOLDMAN SACHS & CO. LLC|1280
ICCC|IMMUCELL CP|HRBF|American Enterprise Investment Services Inc.|150
ICCC|IMMUCELL CP|HSBC|HSBC Securities, Inc.|200
ICCC|IMMUCELL CP|IATS|INTERACTIVE BROKERS LLC|100
ICCC|IMMUCELL CP|IBKR|Interactive Brokers Llc|2418
ICCC|IMMUCELL CP|ICBX|INSTINET, LLC|300
ICCC|IMMUCELL CP|INCA|INSTINET, LLC|296
ICCC|IMMUCELL CP|INJX|INSTINET, LLC|5605
ICCC|IMMUCELL CP|ITGI|ITG Inc.|500
ICCC|IMMUCELL CP|ITGP|ITG INC.|51200
ICCC|IMMUCELL CP|LEHM|Barclays Capital Inc./Le|7
ICCC|IMMUCELL CP|LIME|Lime Brokerage LLC|2139
ICCC|IMMUCELL CP|MACC|Mid Atlantic Capital Corporation|200
ICCC|IMMUCELL CP|MSCO|MORGAN STANLEY & CO. LLC|3394
ICCC|IMMUCELL CP|NFSC|National Financial Services LLC|9317
ICCC|IMMUCELL CP|NITE|VIRTU Americas LLC|7434
ICCC|IMMUCELL CP|SWIM|TD Ameritrade, Inc.|20
ICCC|IMMUCELL CP|TDSI|TD Securities (USA) LLC|5
ICCC|IMMUCELL CP|TRCM|TRC MARKETS LLC|100
ICCC|IMMUCELL CP|UBSA|UBS SECURITIES LLC|606
ICCC|IMMUCELL CP|UBSS|UBS Securities LLC|3978
ICCC|IMMUCELL CP|WCHV|WELLS FARGO SECURITIES, LLC|2232
ICCC|IMMUCELL CP|WSEA|WOLVERINE SECURITIES, LLC|2000
ICCC|IMMUCELL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|205
ICCH|ICC HOLDINGS CM ST|ALTX|Alternet Securities Inc.|100
ICCH|ICC HOLDINGS CM ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
ICCH|ICC HOLDINGS CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137
ICCH|ICC HOLDINGS CM ST|CTDL|Citadel Derivatives Group Llc|178
ICCH|ICC HOLDINGS CM ST|DBAB|Deutsche Bank Securities Inc.|436
ICCH|ICC HOLDINGS CM ST|EDJO|Edward D. Jones & Co., L.P.|1000
ICCH|ICC HOLDINGS CM ST|EGAM|CBOE TRADING, INC.|300
ICCH|ICC HOLDINGS CM ST|FOMA|TD AMERITRADE CLEARING, INC.|8360
ICCH|ICC HOLDINGS CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|599
ICCH|ICC HOLDINGS CM ST|GSCO|GOLDMAN SACHS & CO. LLC|1677
ICCH|ICC HOLDINGS CM ST|IBKR|Interactive Brokers Llc|1528
ICCH|ICC HOLDINGS CM ST|INCA|INSTINET, LLC|100
ICCH|ICC HOLDINGS CM ST|INJX|INSTINET, LLC|100
ICCH|ICC HOLDINGS CM ST|JEFF|JEFFERIES LLC|100
ICCH|ICC HOLDINGS CM ST|LEHM|Barclays Capital Inc./Le|593
ICCH|ICC HOLDINGS CM ST|LIME|Lime Brokerage LLC|5027
ICCH|ICC HOLDINGS CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100
ICCH|ICC HOLDINGS CM ST|MSCO|MORGAN STANLEY & CO. LLC|2760
ICCH|ICC HOLDINGS CM ST|NFSC|National Financial Services LLC|3083
ICCH|ICC HOLDINGS CM ST|NITE|VIRTU Americas LLC|4424
ICCH|ICC HOLDINGS CM ST|SBSH|Citigroup Global Markets Inc.|334
ICCH|ICC HOLDINGS CM ST|SGMT|GOLDMAN SACHS & CO. LLC|600
ICCH|ICC HOLDINGS CM ST|SPTD|MINT GLOBAL MARKETS, INC.|840
ICCH|ICC HOLDINGS CM ST|TRCM|TRC MARKETS LLC|800
ICCH|ICC HOLDINGS CM ST|UBSA|UBS SECURITIES LLC|168
ICCH|ICC HOLDINGS CM ST|UBSS|UBS Securities LLC|3935
ICCH|ICC HOLDINGS CM ST|VGRD|Vanguard Marketing Corporation|125
ICCH|ICC HOLDINGS CM ST|WCHV|WELLS FARGO SECURITIES, LLC|97
ICCH|ICC HOLDINGS CM ST|WFPB|Wells Fargo Securities, LLC.|292
ICD|INDEPENDENCE CONTRCT|ALTX|Alternet Securities Inc.|200
ICD|INDEPENDENCE CONTRCT|APCC|Apex Clearing Corporation|215
ICD|INDEPENDENCE CONTRCT|BATM|CBOE TRADING, INC.|51
ICD|INDEPENDENCE CONTRCT|BAYC|BAY CREST PARTNERS, LLC|1515
ICD|INDEPENDENCE CONTRCT|BBNT|BB&T SECURITIES, LLC|5000
ICD|INDEPENDENCE CONTRCT|BERN|Sanford C. Bernstein & Co., LLC|9750
ICD|INDEPENDENCE CONTRCT|BNPX|BNP PARIBAS SECURITIES CORP.|2686
ICD|INDEPENDENCE CONTRCT|BYXM|CBOE TRADING, INC.|68
ICD|INDEPENDENCE CONTRCT|BZYD|GOLDMAN SACHS & CO. LLC|400
ICD|INDEPENDENCE CONTRCT|CIST|Capital Institutional Services, Inc.|1587
ICD|INDEPENDENCE CONTRCT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12
ICD|INDEPENDENCE CONTRCT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34731
ICD|INDEPENDENCE CONTRCT|CTDL|Citadel Derivatives Group Llc|194
ICD|INDEPENDENCE CONTRCT|CXCX|CITIGROUP GLOBAL MARKETS INC.|8382
ICD|INDEPENDENCE CONTRCT|DBAB|Deutsche Bank Securities Inc.|17168
ICD|INDEPENDENCE CONTRCT|DBAX|Deutsche Bank Securities Inc.|9000
ICD|INDEPENDENCE CONTRCT|DEAN|MORGAN STANLEY|2970
ICD|INDEPENDENCE CONTRCT|DEGS|RONIN PROFESSIONAL LLC|2464
ICD|INDEPENDENCE CONTRCT|EBXL|EBX LLC|7800
ICD|INDEPENDENCE CONTRCT|EGAM|CBOE TRADING, INC.|813
ICD|INDEPENDENCE CONTRCT|EGMT|EG MARKET TECHNOLOGIES LLC|300
ICD|INDEPENDENCE CONTRCT|EGXM|CBOE TRADING, INC.|200
ICD|INDEPENDENCE CONTRCT|ETBE|Electronic Transaction Clearing, Inc.|1380
ICD|INDEPENDENCE CONTRCT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
ICD|INDEPENDENCE CONTRCT|ETRS|E*Trade Securities LLC|15639
ICD|INDEPENDENCE CONTRCT|FILL|Tradestation Securities, Inc.|1200
ICD|INDEPENDENCE CONTRCT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9734
ICD|INDEPENDENCE CONTRCT|GSCO|GOLDMAN SACHS & CO. LLC|75387
ICD|INDEPENDENCE CONTRCT|GSCS|GOLDMAN SACHS & CO. LLC|700
ICD|INDEPENDENCE CONTRCT|GSLT|GOLDMAN SACHS & CO. LLC|224
ICD|INDEPENDENCE CONTRCT|GTSZ|GTS SECURITIES LLC|1523
ICD|INDEPENDENCE CONTRCT|IATS|INTERACTIVE BROKERS LLC|6768
ICD|INDEPENDENCE CONTRCT|IBKR|Interactive Brokers Llc|21681
ICD|INDEPENDENCE CONTRCT|ICBX|INSTINET, LLC|5200
ICD|INDEPENDENCE CONTRCT|IEQY|CITADEL SECURITIES LLC|300
ICD|INDEPENDENCE CONTRCT|IMPC|Imperial Capital, LLC|1900
ICD|INDEPENDENCE CONTRCT|INCA|INSTINET, LLC|17272
ICD|INDEPENDENCE CONTRCT|INJX|INSTINET, LLC|1987
ICD|INDEPENDENCE CONTRCT|ITGI|ITG Inc.|7023
ICD|INDEPENDENCE CONTRCT|ITGP|ITG INC.|10000
ICD|INDEPENDENCE CONTRCT|JEFF|JEFFERIES LLC|2800
ICD|INDEPENDENCE CONTRCT|JMPT|JUMP TRADING, LLC|2418
ICD|INDEPENDENCE CONTRCT|JPBX|J.P. MORGAN SECURITIES LLC|2790
ICD|INDEPENDENCE CONTRCT|JPMX|J.P. Morgan Securities LLC|31995
ICD|INDEPENDENCE CONTRCT|JRCO|Johnson Rice & Company L.L.C.|100
ICD|INDEPENDENCE CONTRCT|JSJX|JANE STREET CAPITAL LLC|183
ICD|INDEPENDENCE CONTRCT|KCGM|VIRTU Americas LLC|7361
ICD|INDEPENDENCE CONTRCT|LEHM|Barclays Capital Inc./Le|14933
ICD|INDEPENDENCE CONTRCT|LIME|Lime Brokerage LLC|4721
ICD|INDEPENDENCE CONTRCT|MACC|Mid Atlantic Capital Corporation|500
ICD|INDEPENDENCE CONTRCT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9500
ICD|INDEPENDENCE CONTRCT|MSCO|MORGAN STANLEY & CO. LLC|41650
ICD|INDEPENDENCE CONTRCT|MSPL|MORGAN STANLEY & CO. LLC|6800
ICD|INDEPENDENCE CONTRCT|MSTX|MORGAN STANLEY & CO. LLC|35200
ICD|INDEPENDENCE CONTRCT|NFSC|National Financial Services LLC|113847
ICD|INDEPENDENCE CONTRCT|NITE|VIRTU Americas LLC|134738
ICD|INDEPENDENCE CONTRCT|NQRB|Brut, LLC|700
ICD|INDEPENDENCE CONTRCT|PDQM|CODA MARKETS, INC.|249
ICD|INDEPENDENCE CONTRCT|SBSH|Citigroup Global Markets Inc.|17684
ICD|INDEPENDENCE CONTRCT|SGMT|GOLDMAN SACHS & CO. LLC|8267
ICD|INDEPENDENCE CONTRCT|SPDR|SPEEDROUTE LLC|1576
ICD|INDEPENDENCE CONTRCT|SWIM|TD Ameritrade, Inc.|4925
ICD|INDEPENDENCE CONTRCT|TKNG|ALLY INVEST SECURITIES LLC|148
ICD|INDEPENDENCE CONTRCT|TMBR|Timber Hill LLC|200
ICD|INDEPENDENCE CONTRCT|TRBT|Tradebot Systems, Inc.|4852
ICD|INDEPENDENCE CONTRCT|TRCM|TRC MARKETS LLC|3233
ICD|INDEPENDENCE CONTRCT|UBSA|UBS SECURITIES LLC|33959
ICD|INDEPENDENCE CONTRCT|UBSS|UBS Securities LLC|39728
ICD|INDEPENDENCE CONTRCT|VALX|VIRTU AMERICAS LLC|3101
ICD|INDEPENDENCE CONTRCT|VGRD|Vanguard Marketing Corporation|2890
ICD|INDEPENDENCE CONTRCT|WCHV|WELLS FARGO SECURITIES, LLC|29834
ICD|INDEPENDENCE CONTRCT|WEED|Weeden & Co.L.P.|710
ICD|INDEPENDENCE CONTRCT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|144
ICD|INDEPENDENCE CONTRCT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|402
ICD|INDEPENDENCE CONTRCT|WSEA|WOLVERINE SECURITIES, LLC|583
ICD|INDEPENDENCE CONTRCT|XIST|INSTINET, LLC|5200
ICD|INDEPENDENCE CONTRCT|XSTM|NATIONAL FINANCIAL SERVICES LLC|7130
ICE|INTERCONTINENTAL XCH|ABLE|NATIXIS Securities Americas LLC|90339
ICE|INTERCONTINENTAL XCH|ALLN|Allen & Company LLC|790
ICE|INTERCONTINENTAL XCH|ALTX|Alternet Securities Inc.|17337
ICE|INTERCONTINENTAL XCH|APCC|Apex Clearing Corporation|2798
ICE|INTERCONTINENTAL XCH|BANK|Primevest Financial Services, Inc.|115
ICE|INTERCONTINENTAL XCH|BARD|Robert W. Baird & Co. Incorporated|5553
ICE|INTERCONTINENTAL XCH|BATM|CBOE TRADING, INC.|15081
ICE|INTERCONTINENTAL XCH|BAYC|BAY CREST PARTNERS, LLC|600
ICE|INTERCONTINENTAL XCH|BAYT|BTIG, LLC|1518
ICE|INTERCONTINENTAL XCH|BBNT|BB&T SECURITIES, LLC|628
ICE|INTERCONTINENTAL XCH|BERN|Sanford C. Bernstein & Co., LLC|235846
ICE|INTERCONTINENTAL XCH|BIDS|BIDS TRADING L.P.|500
ICE|INTERCONTINENTAL XCH|BIMI|Banca IMI Securities Corp.|783
ICE|INTERCONTINENTAL XCH|BKCM|BNY Mellon Capital Markets LLC|1500
ICE|INTERCONTINENTAL XCH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23990
ICE|INTERCONTINENTAL XCH|BLKX|INSTINET, LLC|39200
ICE|INTERCONTINENTAL XCH|BMOC|BMO Capital Markets Corp.|5810
ICE|INTERCONTINENTAL XCH|BNPX|BNP PARIBAS SECURITIES CORP.|230720
ICE|INTERCONTINENTAL XCH|BRGE|Newbridge Securities Corp.|11903
ICE|INTERCONTINENTAL XCH|BTIG|BTIG, LLC|85250
ICE|INTERCONTINENTAL XCH|BYXM|CBOE TRADING, INC.|2544
ICE|INTERCONTINENTAL XCH|BZYD|GOLDMAN SACHS & CO. LLC|806
ICE|INTERCONTINENTAL XCH|CANT|Cantor Fitzgerald & Co.|433
ICE|INTERCONTINENTAL XCH|CBLC|CITIGROUP GLOBAL MARKETS INC.|142200
ICE|INTERCONTINENTAL XCH|CHAS|Charles Schwab & Co., Inc.|4435
ICE|INTERCONTINENTAL XCH|CIBP|CIBC World Markets Corp.|38358
ICE|INTERCONTINENTAL XCH|CICF|Canaccord Genuity Corp.|381
ICE|INTERCONTINENTAL XCH|CIOI|CITIGROUP GLOBAL MARKETS INC|250422
ICE|INTERCONTINENTAL XCH|CIST|Capital Institutional Services, Inc.|8323
ICE|INTERCONTINENTAL XCH|CLSA|CLSA AMERICAS, LLC|900
ICE|INTERCONTINENTAL XCH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500061
ICE|INTERCONTINENTAL XCH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1876
ICE|INTERCONTINENTAL XCH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|835576
ICE|INTERCONTINENTAL XCH|CTDL|Citadel Derivatives Group Llc|15112
ICE|INTERCONTINENTAL XCH|CTLR|CUTLER GROUP, LP|500
ICE|INTERCONTINENTAL XCH|CXCX|CITIGROUP GLOBAL MARKETS INC.|202048
ICE|INTERCONTINENTAL XCH|DADA|D.A. Davidson & Co.|553
ICE|INTERCONTINENTAL XCH|DBAB|Deutsche Bank Securities Inc.|552640
ICE|INTERCONTINENTAL XCH|DBAX|Deutsche Bank Securities Inc.|414700
ICE|INTERCONTINENTAL XCH|DBUL|Deutsche Bank Securities Inc.|1992
ICE|INTERCONTINENTAL XCH|DCHF|Dart Executions, LLC|4798
ICE|INTERCONTINENTAL XCH|DEAN|MORGAN STANLEY|17303
ICE|INTERCONTINENTAL XCH|DEGS|RONIN PROFESSIONAL LLC|200
ICE|INTERCONTINENTAL XCH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13989
ICE|INTERCONTINENTAL XCH|DRWK|DRW SECURITIES, L.L.C.|3666
ICE|INTERCONTINENTAL XCH|EBXL|EBX LLC|334400
ICE|INTERCONTINENTAL XCH|ECUT|CONVERGEX EXECUTION SOLUTIONS|13361
ICE|INTERCONTINENTAL XCH|EDJO|Edward D. Jones & Co., L.P.|26094
ICE|INTERCONTINENTAL XCH|EGAM|CBOE TRADING, INC.|30368
ICE|INTERCONTINENTAL XCH|EGAW|CBOE TRADING, INC.|512
ICE|INTERCONTINENTAL XCH|EGMT|EG MARKET TECHNOLOGIES LLC|2300
ICE|INTERCONTINENTAL XCH|EGXM|CBOE TRADING, INC.|6377
ICE|INTERCONTINENTAL XCH|ETBE|Electronic Transaction Clearing, Inc.|33411
ICE|INTERCONTINENTAL XCH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
ICE|INTERCONTINENTAL XCH|ETCC|Electronic Transaction Clearing, Inc.|495
ICE|INTERCONTINENTAL XCH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27297
ICE|INTERCONTINENTAL XCH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2087
ICE|INTERCONTINENTAL XCH|ETRS|E*Trade Securities LLC|83788
ICE|INTERCONTINENTAL XCH|FBSB|U.S. Bancorp Investments, Inc.|5
ICE|INTERCONTINENTAL XCH|FILL|Tradestation Securities, Inc.|2413
ICE|INTERCONTINENTAL XCH|FINX|FINTECH SECURITIES|2262
ICE|INTERCONTINENTAL XCH|FMAF|NBCN Inc./ CDS|13720
ICE|INTERCONTINENTAL XCH|FMCO|First Manhattan Co|325
ICE|INTERCONTINENTAL XCH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15534
ICE|INTERCONTINENTAL XCH|FQLS|Quantlab Securities LP|678037
ICE|INTERCONTINENTAL XCH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|135592
ICE|INTERCONTINENTAL XCH|FTBR|Foliofn Investments, Inc.|2484
ICE|INTERCONTINENTAL XCH|GEBB|GLOBAL EXECUTION BROKERS, LP|4087
ICE|INTERCONTINENTAL XCH|GLIS|TD Securities Inc|1022
ICE|INTERCONTINENTAL XCH|GLPX|ACS EXECUTION SERVICES, LLC|44523
ICE|INTERCONTINENTAL XCH|GSCO|GOLDMAN SACHS & CO. LLC|2531058
ICE|INTERCONTINENTAL XCH|GSCS|GOLDMAN SACHS & CO. LLC|10709
ICE|INTERCONTINENTAL XCH|GSLT|GOLDMAN SACHS & CO. LLC|25059
ICE|INTERCONTINENTAL XCH|GTSZ|GTS SECURITIES LLC|478552
ICE|INTERCONTINENTAL XCH|HRBF|American Enterprise Investment Services Inc.|10039
ICE|INTERCONTINENTAL XCH|HSBC|HSBC Securities, Inc.|6838
ICE|INTERCONTINENTAL XCH|IATS|INTERACTIVE BROKERS LLC|6168
ICE|INTERCONTINENTAL XCH|IBKR|Interactive Brokers Llc|19115
ICE|INTERCONTINENTAL XCH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9215
ICE|INTERCONTINENTAL XCH|ICBX|INSTINET, LLC|253537
ICE|INTERCONTINENTAL XCH|IEQY|CITADEL SECURITIES LLC|204621
ICE|INTERCONTINENTAL XCH|INCA|INSTINET, LLC|688544
ICE|INTERCONTINENTAL XCH|INJX|INSTINET, LLC|34854
ICE|INTERCONTINENTAL XCH|INTL|INTL FCSTONE FINANCIAL INC.|1121
ICE|INTERCONTINENTAL XCH|ITGI|ITG Inc.|209952
ICE|INTERCONTINENTAL XCH|ITGP|ITG INC.|352000
ICE|INTERCONTINENTAL XCH|JANY|Janney Montgomery Scott Inc.|2703
ICE|INTERCONTINENTAL XCH|JEFF|JEFFERIES LLC|257297
ICE|INTERCONTINENTAL XCH|JMPT|JUMP TRADING, LLC|145384
ICE|INTERCONTINENTAL XCH|JONE|JonesTrading|1018
ICE|INTERCONTINENTAL XCH|JPBX|J.P. MORGAN SECURITIES LLC|236409
ICE|INTERCONTINENTAL XCH|JPMX|J.P. Morgan Securities LLC|1130864
ICE|INTERCONTINENTAL XCH|JSEB|JANE STREET EXECUTION SERVICES, LLC|9135
ICE|INTERCONTINENTAL XCH|JSJX|JANE STREET CAPITAL LLC|48817
ICE|INTERCONTINENTAL XCH|KBWI|Keefe, Bruyette & Woods, Inc.|99
ICE|INTERCONTINENTAL XCH|KCGM|VIRTU Americas LLC|216653
ICE|INTERCONTINENTAL XCH|LEHM|Barclays Capital Inc./Le|1420241
ICE|INTERCONTINENTAL XCH|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|12066
ICE|INTERCONTINENTAL XCH|LIME|Lime Brokerage LLC|115660
ICE|INTERCONTINENTAL XCH|LMNX|LUMINEX TRADING & ANALYTICS LLC|20712
ICE|INTERCONTINENTAL XCH|LOOP|Loop Capital Markets LLC|5139
ICE|INTERCONTINENTAL XCH|LQNA|LIQUIDNET, INC.|310600
ICE|INTERCONTINENTAL XCH|LSCI|Lek Securities Corporation|34995
ICE|INTERCONTINENTAL XCH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|20
ICE|INTERCONTINENTAL XCH|MACC|Mid Atlantic Capital Corporation|2606
ICE|INTERCONTINENTAL XCH|MACQ|Macquarie Capital (USA) Inc.|100
ICE|INTERCONTINENTAL XCH|MAXM|Maxim Group LLC|6750
ICE|INTERCONTINENTAL XCH|MCMF|Raymond James Ltd. Cds|864
ICE|INTERCONTINENTAL XCH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|301390
ICE|INTERCONTINENTAL XCH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
ICE|INTERCONTINENTAL XCH|MOTF|MOTIF INVESTING, INC.|12
ICE|INTERCONTINENTAL XCH|MSCO|MORGAN STANLEY & CO. LLC|2519526
ICE|INTERCONTINENTAL XCH|MSPL|MORGAN STANLEY & CO. LLC|402400
ICE|INTERCONTINENTAL XCH|MSTX|MORGAN STANLEY & CO. LLC|277900
ICE|INTERCONTINENTAL XCH|NATL|National Securities Corporation|113
ICE|INTERCONTINENTAL XCH|NEUB|NEUBERGER BERMAN BD LLC|2821
ICE|INTERCONTINENTAL XCH|NFSC|National Financial Services LLC|305103
ICE|INTERCONTINENTAL XCH|NITE|VIRTU Americas LLC|770435
ICE|INTERCONTINENTAL XCH|NITP|VIRTU Americas LLC|438
ICE|INTERCONTINENTAL XCH|NQRB|Brut, LLC|43011
ICE|INTERCONTINENTAL XCH|NTBF|BMO Nesbitt Burns Inc./CDS|673
ICE|INTERCONTINENTAL XCH|NTRC|Northern Trust Securities, Inc.|22423
ICE|INTERCONTINENTAL XCH|OHOS|TWO SIGMA SECURITIES, LLC|130444
ICE|INTERCONTINENTAL XCH|OPCO|Oppenheimer & Co. Inc.|2841
ICE|INTERCONTINENTAL XCH|PASL|Pershing Advisor Solutions LLC|15
ICE|INTERCONTINENTAL XCH|PCPT|PHILLIP CAPITAL INC.|133
ICE|INTERCONTINENTAL XCH|PDQM|CODA MARKETS, INC.|82645
ICE|INTERCONTINENTAL XCH|PHLY|NASDAQ Execution Services, LLC|404
ICE|INTERCONTINENTAL XCH|PICT|Pictet Overseas Inc.|440
ICE|INTERCONTINENTAL XCH|PIPR|Piper Jaffray & Co.|7660
ICE|INTERCONTINENTAL XCH|PNSR|Penserra Securities, LLC|2100
ICE|INTERCONTINENTAL XCH|PWJC|UBS Financial Services, Inc.|6378
ICE|INTERCONTINENTAL XCH|QMSR|QUATTRO M SECURITIES INC.|2374
ICE|INTERCONTINENTAL XCH|RBCM|RBC CAPITAL MARKETS, LLC|7598
ICE|INTERCONTINENTAL XCH|RHCO|Suntrust Robinson Humphrey, Inc.|93929
ICE|INTERCONTINENTAL XCH|SAGL|SAGETRADER, LLC|43785
ICE|INTERCONTINENTAL XCH|SAGW|SAGETRADER, LLC|2
ICE|INTERCONTINENTAL XCH|SALI|INTL FCSTONE FINANCIAL INC.|69
ICE|INTERCONTINENTAL XCH|SBSH|Citigroup Global Markets Inc.|694941
ICE|INTERCONTINENTAL XCH|SCMC|Scotia Capital Markets (USA) Inc.|300000
ICE|INTERCONTINENTAL XCH|SEIC|SEI Investments Distribution Co.|6766
ICE|INTERCONTINENTAL XCH|SGMT|GOLDMAN SACHS & CO. LLC|318144
ICE|INTERCONTINENTAL XCH|SPDR|SPEEDROUTE LLC|54779
ICE|INTERCONTINENTAL XCH|SPHN|Stephens Inc.|103
ICE|INTERCONTINENTAL XCH|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
ICE|INTERCONTINENTAL XCH|STFC|Stuart Frankel & Co., Incorporated|15596
ICE|INTERCONTINENTAL XCH|STFL|Stifel, Nicolaus & Company, Incorporated|26975
ICE|INTERCONTINENTAL XCH|STKP|STOCKPILE INVESTMENTS, INC.|24
ICE|INTERCONTINENTAL XCH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14491
ICE|INTERCONTINENTAL XCH|SWIM|TD Ameritrade, Inc.|120077
ICE|INTERCONTINENTAL XCH|SWST|Hilltop Securities Inc.|10557
ICE|INTERCONTINENTAL XCH|TDSI|TD Securities (USA) LLC|7300
ICE|INTERCONTINENTAL XCH|TKNG|ALLY INVEST SECURITIES LLC|135
ICE|INTERCONTINENTAL XCH|TRBT|Tradebot Systems, Inc.|383210
ICE|INTERCONTINENTAL XCH|TRCM|TRC MARKETS LLC|484440
ICE|INTERCONTINENTAL XCH|UBSA|UBS SECURITIES LLC|1169021
ICE|INTERCONTINENTAL XCH|UBSS|UBS Securities LLC|1740986
ICE|INTERCONTINENTAL XCH|VALX|VIRTU AMERICAS LLC|21450
ICE|INTERCONTINENTAL XCH|VERT|The Vertical Trading Group, LLC|57
ICE|INTERCONTINENTAL XCH|VGRD|Vanguard Marketing Corporation|1811
ICE|INTERCONTINENTAL XCH|VNDM|Wall Street Access|1500
ICE|INTERCONTINENTAL XCH|WBLR|WILLIAM BLAIR|11841
ICE|INTERCONTINENTAL XCH|WBPX|SUMMIT SECURITIES GROUP, LLC|2269
ICE|INTERCONTINENTAL XCH|WCHV|WELLS FARGO SECURITIES, LLC|185222
ICE|INTERCONTINENTAL XCH|WDNX|WEEDEN & CO.L.P.|12664
ICE|INTERCONTINENTAL XCH|WEDB|WEDBUSH SECURITIES INC.|9775
ICE|INTERCONTINENTAL XCH|WEED|Weeden & Co.L.P.|3542
ICE|INTERCONTINENTAL XCH|WESC|Wellington Shields & Co., LLC|12294
ICE|INTERCONTINENTAL XCH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109143
ICE|INTERCONTINENTAL XCH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30451
ICE|INTERCONTINENTAL XCH|WGIF|CIBC World Markets Inc.|339
ICE|INTERCONTINENTAL XCH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|647
ICE|INTERCONTINENTAL XCH|WSAG|WALL STREET ACCESS|52
ICE|INTERCONTINENTAL XCH|WSEA|WOLVERINE SECURITIES, LLC|10646
ICE|INTERCONTINENTAL XCH|XIST|INSTINET, LLC|42360
ICE|INTERCONTINENTAL XCH|XPQR|Jump Trading|4044
ICE|INTERCONTINENTAL XCH|XPUS|XP SECURITIES, LLC|79
ICE|INTERCONTINENTAL XCH|XSTM|NATIONAL FINANCIAL SERVICES LLC|75512
ICE|INTERCONTINENTAL XCH|YKNA|COMHAR CAPITAL MARKETS, LLC|956
ICE|INTERCONTINENTAL XCH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10030
ICF|ISHARE CS REIT ETF|APCC|Apex Clearing Corporation|439
ICF|ISHARE CS REIT ETF|BALE|M&T SECURITIES, INC.|2112
ICF|ISHARE CS REIT ETF|BARD|Robert W. Baird & Co. Incorporated|2844
ICF|ISHARE CS REIT ETF|BATM|CBOE TRADING, INC.|1690
ICF|ISHARE CS REIT ETF|BBNT|BB&T SECURITIES, LLC|1171
ICF|ISHARE CS REIT ETF|BERN|Sanford C. Bernstein & Co., LLC|500
ICF|ISHARE CS REIT ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|278
ICF|ISHARE CS REIT ETF|CANT|Cantor Fitzgerald & Co.|138
ICF|ISHARE CS REIT ETF|CHAS|Charles Schwab & Co., Inc.|824
ICF|ISHARE CS REIT ETF|CIST|Capital Institutional Services, Inc.|217
ICF|ISHARE CS REIT ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|744
ICF|ISHARE CS REIT ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|194
ICF|ISHARE CS REIT ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|201
ICF|ISHARE CS REIT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9889
ICF|ISHARE CS REIT ETF|CSIN|Citadel Securities Institutional LLC|1031
ICF|ISHARE CS REIT ETF|CTDL|Citadel Derivatives Group Llc|1031
ICF|ISHARE CS REIT ETF|DADA|D.A. Davidson & Co.|55
ICF|ISHARE CS REIT ETF|DBAB|Deutsche Bank Securities Inc.|325
ICF|ISHARE CS REIT ETF|DBAX|Deutsche Bank Securities Inc.|8700
ICF|ISHARE CS REIT ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|76
ICF|ISHARE CS REIT ETF|EBXL|EBX LLC|5500
ICF|ISHARE CS REIT ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|875
ICF|ISHARE CS REIT ETF|EDJO|Edward D. Jones & Co., L.P.|1295
ICF|ISHARE CS REIT ETF|EGAM|CBOE TRADING, INC.|2026
ICF|ISHARE CS REIT ETF|ETBE|Electronic Transaction Clearing, Inc.|200
ICF|ISHARE CS REIT ETF|ETRS|E*Trade Securities LLC|965
ICF|ISHARE CS REIT ETF|FINX|FINTECH SECURITIES|1009
ICF|ISHARE CS REIT ETF|FMAF|NBCN Inc./ CDS|3995
ICF|ISHARE CS REIT ETF|FQLS|Quantlab Securities LP|4209
ICF|ISHARE CS REIT ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|665
ICF|ISHARE CS REIT ETF|FTBR|Foliofn Investments, Inc.|3547
ICF|ISHARE CS REIT ETF|GLPX|ACS EXECUTION SERVICES, LLC|169
ICF|ISHARE CS REIT ETF|GSCO|GOLDMAN SACHS & CO. LLC|5607
ICF|ISHARE CS REIT ETF|GSCS|GOLDMAN SACHS & CO. LLC|100
ICF|ISHARE CS REIT ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
ICF|ISHARE CS REIT ETF|GTSZ|GTS SECURITIES LLC|14
ICF|ISHARE CS REIT ETF|HRBF|American Enterprise Investment Services Inc.|21613
ICF|ISHARE CS REIT ETF|IBKR|Interactive Brokers Llc|1236
ICF|ISHARE CS REIT ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|35
ICF|ISHARE CS REIT ETF|ICBX|INSTINET, LLC|1721
ICF|ISHARE CS REIT ETF|INCA|INSTINET, LLC|1264
ICF|ISHARE CS REIT ETF|ITGI|ITG Inc.|15540
ICF|ISHARE CS REIT ETF|JANY|Janney Montgomery Scott Inc.|1145
ICF|ISHARE CS REIT ETF|JEFF|JEFFERIES LLC|300
ICF|ISHARE CS REIT ETF|JPMX|J.P. Morgan Securities LLC|888
ICF|ISHARE CS REIT ETF|JSJX|JANE STREET CAPITAL LLC|38090
ICF|ISHARE CS REIT ETF|KCGM|VIRTU Americas LLC|908
ICF|ISHARE CS REIT ETF|LEHM|Barclays Capital Inc./Le|8259
ICF|ISHARE CS REIT ETF|LIME|Lime Brokerage LLC|68
ICF|ISHARE CS REIT ETF|MACC|Mid Atlantic Capital Corporation|226
ICF|ISHARE CS REIT ETF|MCMF|Raymond James Ltd. Cds|130
ICF|ISHARE CS REIT ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5262
ICF|ISHARE CS REIT ETF|MSCO|MORGAN STANLEY & CO. LLC|52574
ICF|ISHARE CS REIT ETF|MSPL|MORGAN STANLEY & CO. LLC|5600
ICF|ISHARE CS REIT ETF|NATL|National Securities Corporation|600
ICF|ISHARE CS REIT ETF|NBCS|NBC Securities, INC.|66
ICF|ISHARE CS REIT ETF|NFSC|National Financial Services LLC|76105
ICF|ISHARE CS REIT ETF|NITE|VIRTU Americas LLC|72848
ICF|ISHARE CS REIT ETF|NQRB|Brut, LLC|200
ICF|ISHARE CS REIT ETF|NTRC|Northern Trust Securities, Inc.|146
ICF|ISHARE CS REIT ETF|OPCO|Oppenheimer & Co. Inc.|2289
ICF|ISHARE CS REIT ETF|PDQM|CODA MARKETS, INC.|169
ICF|ISHARE CS REIT ETF|PWJC|UBS Financial Services, Inc.|73
ICF|ISHARE CS REIT ETF|RBCM|RBC CAPITAL MARKETS, LLC|1995
ICF|ISHARE CS REIT ETF|SBSH|Citigroup Global Markets Inc.|2947
ICF|ISHARE CS REIT ETF|SGMT|GOLDMAN SACHS & CO. LLC|7429
ICF|ISHARE CS REIT ETF|SPHN|Stephens Inc.|50
ICF|ISHARE CS REIT ETF|STFL|Stifel, Nicolaus & Company, Incorporated|642
ICF|ISHARE CS REIT ETF|SWIM|TD Ameritrade, Inc.|2400
ICF|ISHARE CS REIT ETF|SWST|Hilltop Securities Inc.|221
ICF|ISHARE CS REIT ETF|TKNG|ALLY INVEST SECURITIES LLC|3
ICF|ISHARE CS REIT ETF|TRBT|Tradebot Systems, Inc.|100
ICF|ISHARE CS REIT ETF|TRCM|TRC MARKETS LLC|17836
ICF|ISHARE CS REIT ETF|UBSA|UBS SECURITIES LLC|5018
ICF|ISHARE CS REIT ETF|UBSS|UBS Securities LLC|46492
ICF|ISHARE CS REIT ETF|VALX|VIRTU AMERICAS LLC|1264
ICF|ISHARE CS REIT ETF|VGRD|Vanguard Marketing Corporation|641
ICF|ISHARE CS REIT ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|500
ICF|ISHARE CS REIT ETF|WCHV|WELLS FARGO SECURITIES, LLC|266799
ICF|ISHARE CS REIT ETF|WEED|Weeden & Co.L.P.|10
ICF|ISHARE CS REIT ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|98
ICF|ISHARE CS REIT ETF|WSEA|WOLVERINE SECURITIES, LLC|240
ICF|ISHARE CS REIT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4953
ICFI|ICF INTERNATIONAL|ANOS|ABEL/NOSER, L.L.C.|488
ICFI|ICF INTERNATIONAL|APCC|Apex Clearing Corporation|42
ICFI|ICF INTERNATIONAL|AQUA|AQUA SECURITIES L.P.|2500
ICFI|ICF INTERNATIONAL|BARD|Robert W. Baird & Co. Incorporated|138825
ICFI|ICF INTERNATIONAL|BATM|CBOE TRADING, INC.|808
ICFI|ICF INTERNATIONAL|BERN|Sanford C. Bernstein & Co., LLC|14280
ICFI|ICF INTERNATIONAL|BKCM|BNY Mellon Capital Markets LLC|423
ICFI|ICF INTERNATIONAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1460
ICFI|ICF INTERNATIONAL|BLKX|INSTINET, LLC|20000
ICFI|ICF INTERNATIONAL|BMOC|BMO Capital Markets Corp.|2874
ICFI|ICF INTERNATIONAL|BNPX|BNP PARIBAS SECURITIES CORP.|1813
ICFI|ICF INTERNATIONAL|BTIG|BTIG, LLC|2813
ICFI|ICF INTERNATIONAL|BYXM|CBOE TRADING, INC.|300
ICFI|ICF INTERNATIONAL|BZYD|GOLDMAN SACHS & CO. LLC|494
ICFI|ICF INTERNATIONAL|CANT|Cantor Fitzgerald & Co.|118
ICFI|ICF INTERNATIONAL|CHAS|Charles Schwab & Co., Inc.|1
ICFI|ICF INTERNATIONAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37360
ICFI|ICF INTERNATIONAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2101
ICFI|ICF INTERNATIONAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28735
ICFI|ICF INTERNATIONAL|CTDL|Citadel Derivatives Group Llc|649
ICFI|ICF INTERNATIONAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|7350
ICFI|ICF INTERNATIONAL|DBAB|Deutsche Bank Securities Inc.|61513
ICFI|ICF INTERNATIONAL|DBAX|Deutsche Bank Securities Inc.|39700
ICFI|ICF INTERNATIONAL|DBUL|Deutsche Bank Securities Inc.|100
ICFI|ICF INTERNATIONAL|DEAN|MORGAN STANLEY|194
ICFI|ICF INTERNATIONAL|DEGS|RONIN PROFESSIONAL LLC|1228
ICFI|ICF INTERNATIONAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1835
ICFI|ICF INTERNATIONAL|EBXL|EBX LLC|33900
ICFI|ICF INTERNATIONAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|6173
ICFI|ICF INTERNATIONAL|EDJC|Edward Jones / CDS|72
ICFI|ICF INTERNATIONAL|EDJO|Edward D. Jones & Co., L.P.|2122
ICFI|ICF INTERNATIONAL|EGAM|CBOE TRADING, INC.|2793
ICFI|ICF INTERNATIONAL|EGMT|EG MARKET TECHNOLOGIES LLC|477
ICFI|ICF INTERNATIONAL|EGXM|CBOE TRADING, INC.|422
ICFI|ICF INTERNATIONAL|EGXW|CBOE TRADING, INC.|158
ICFI|ICF INTERNATIONAL|ELEV|ELEVATION, LLC|8384
ICFI|ICF INTERNATIONAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ICFI|ICF INTERNATIONAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16516
ICFI|ICF INTERNATIONAL|ETRS|E*Trade Securities LLC|8834
ICFI|ICF INTERNATIONAL|FBCO|Credit Suisse Securities (USA) LLC|129739
ICFI|ICF INTERNATIONAL|FILL|Tradestation Securities, Inc.|150
ICFI|ICF INTERNATIONAL|FOMA|TD AMERITRADE CLEARING, INC.|55020
ICFI|ICF INTERNATIONAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|85
ICFI|ICF INTERNATIONAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21370
ICFI|ICF INTERNATIONAL|FTBR|Foliofn Investments, Inc.|1048
ICFI|ICF INTERNATIONAL|GEBB|GLOBAL EXECUTION BROKERS, LP|5105
ICFI|ICF INTERNATIONAL|GLPX|ACS EXECUTION SERVICES, LLC|1964
ICFI|ICF INTERNATIONAL|GSCO|GOLDMAN SACHS & CO. LLC|124462
ICFI|ICF INTERNATIONAL|GSCS|GOLDMAN SACHS & CO. LLC|6631
ICFI|ICF INTERNATIONAL|GSLT|GOLDMAN SACHS & CO. LLC|501
ICFI|ICF INTERNATIONAL|GTSZ|GTS SECURITIES LLC|881
ICFI|ICF INTERNATIONAL|HPPX|POTAMUS TRADING, LLC|680
ICFI|ICF INTERNATIONAL|HRBF|American Enterprise Investment Services Inc.|440
ICFI|ICF INTERNATIONAL|HSBC|HSBC Securities, Inc.|100
ICFI|ICF INTERNATIONAL|IATS|INTERACTIVE BROKERS LLC|1600
ICFI|ICF INTERNATIONAL|IBKR|Interactive Brokers Llc|21978
ICFI|ICF INTERNATIONAL|ICBX|INSTINET, LLC|5700
ICFI|ICF INTERNATIONAL|IEQY|CITADEL SECURITIES LLC|13353
ICFI|ICF INTERNATIONAL|INCA|INSTINET, LLC|69204
ICFI|ICF INTERNATIONAL|INJX|INSTINET, LLC|3850
ICFI|ICF INTERNATIONAL|ITGI|ITG Inc.|19766
ICFI|ICF INTERNATIONAL|ITGP|ITG INC.|71800
ICFI|ICF INTERNATIONAL|JANY|Janney Montgomery Scott Inc.|12
ICFI|ICF INTERNATIONAL|JEFF|JEFFERIES LLC|15699
ICFI|ICF INTERNATIONAL|JMPT|JUMP TRADING, LLC|9737
ICFI|ICF INTERNATIONAL|JPBX|J.P. MORGAN SECURITIES LLC|2840
ICFI|ICF INTERNATIONAL|JPMX|J.P. Morgan Securities LLC|98828
ICFI|ICF INTERNATIONAL|JSJX|JANE STREET CAPITAL LLC|2690
ICFI|ICF INTERNATIONAL|KCGM|VIRTU Americas LLC|9178
ICFI|ICF INTERNATIONAL|LEHM|Barclays Capital Inc./Le|83249
ICFI|ICF INTERNATIONAL|LIME|Lime Brokerage LLC|24335
ICFI|ICF INTERNATIONAL|LQNA|LIQUIDNET, INC.|107500
ICFI|ICF INTERNATIONAL|MAXM|Maxim Group LLC|1848
ICFI|ICF INTERNATIONAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23264
ICFI|ICF INTERNATIONAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|270
ICFI|ICF INTERNATIONAL|MSCO|MORGAN STANLEY & CO. LLC|263066
ICFI|ICF INTERNATIONAL|MSPL|MORGAN STANLEY & CO. LLC|56200
ICFI|ICF INTERNATIONAL|MSTX|MORGAN STANLEY & CO. LLC|3600
ICFI|ICF INTERNATIONAL|NFSC|National Financial Services LLC|34614
ICFI|ICF INTERNATIONAL|NITE|VIRTU Americas LLC|47369
ICFI|ICF INTERNATIONAL|NITP|VIRTU Americas LLC|300
ICFI|ICF INTERNATIONAL|NQRB|Brut, LLC|800
ICFI|ICF INTERNATIONAL|NTRC|Northern Trust Securities, Inc.|811
ICFI|ICF INTERNATIONAL|OPCO|Oppenheimer & Co. Inc.|139
ICFI|ICF INTERNATIONAL|PDQM|CODA MARKETS, INC.|7792
ICFI|ICF INTERNATIONAL|PREC|PRECISION SECURITIES, LLC|2100
ICFI|ICF INTERNATIONAL|RAJA|Raymond James & Associates, Inc.|451
ICFI|ICF INTERNATIONAL|RGLD|Regal Securities, Inc|400
ICFI|ICF INTERNATIONAL|RHCO|Suntrust Robinson Humphrey, Inc.|4206
ICFI|ICF INTERNATIONAL|SAGL|SAGETRADER, LLC|190
ICFI|ICF INTERNATIONAL|SBSH|Citigroup Global Markets Inc.|39563
ICFI|ICF INTERNATIONAL|SGMT|GOLDMAN SACHS & CO. LLC|15727
ICFI|ICF INTERNATIONAL|SJLS|TRADE INFORMATICS LLC|800
ICFI|ICF INTERNATIONAL|SPDR|SPEEDROUTE LLC|8349
ICFI|ICF INTERNATIONAL|SPTD|MINT GLOBAL MARKETS, INC.|10672
ICFI|ICF INTERNATIONAL|STFL|Stifel, Nicolaus & Company, Incorporated|6235
ICFI|ICF INTERNATIONAL|SWIM|TD Ameritrade, Inc.|1046
ICFI|ICF INTERNATIONAL|SWST|Hilltop Securities Inc.|168
ICFI|ICF INTERNATIONAL|TKNG|ALLY INVEST SECURITIES LLC|100
ICFI|ICF INTERNATIONAL|TMBR|Timber Hill LLC|1
ICFI|ICF INTERNATIONAL|TRBT|Tradebot Systems, Inc.|4495
ICFI|ICF INTERNATIONAL|TRCM|TRC MARKETS LLC|15138
ICFI|ICF INTERNATIONAL|UBSA|UBS SECURITIES LLC|95503
ICFI|ICF INTERNATIONAL|UBSS|UBS Securities LLC|265333
ICFI|ICF INTERNATIONAL|VALX|VIRTU AMERICAS LLC|8915
ICFI|ICF INTERNATIONAL|VGRD|Vanguard Marketing Corporation|119
ICFI|ICF INTERNATIONAL|WCHV|WELLS FARGO SECURITIES, LLC|53520
ICFI|ICF INTERNATIONAL|WEED|Weeden & Co.L.P.|1528
ICFI|ICF INTERNATIONAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|378
ICFI|ICF INTERNATIONAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7052
ICFI|ICF INTERNATIONAL|WGIF|CIBC World Markets Inc.|28
ICFI|ICF INTERNATIONAL|WSEA|WOLVERINE SECURITIES, LLC|192
ICFI|ICF INTERNATIONAL|XIST|INSTINET, LLC|22880
ICFI|ICF INTERNATIONAL|XPQR|Jump Trading|41
ICFI|ICF INTERNATIONAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
ICFI|ICF INTERNATIONAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|903
ICHR|ICHOR HOLDINGS CM|ACCP|AEGIS CAPITAL CORP|1000
ICHR|ICHOR HOLDINGS CM|AGIS|Aegis Capital Corp.|63840
ICHR|ICHOR HOLDINGS CM|ALTX|Alternet Securities Inc.|8200
ICHR|ICHOR HOLDINGS CM|APCC|Apex Clearing Corporation|25553
ICHR|ICHOR HOLDINGS CM|BANK|Primevest Financial Services, Inc.|3400
ICHR|ICHOR HOLDINGS CM|BARD|Robert W. Baird & Co. Incorporated|4304
ICHR|ICHOR HOLDINGS CM|BATM|CBOE TRADING, INC.|3690
ICHR|ICHOR HOLDINGS CM|BAYT|BTIG, LLC|600
ICHR|ICHOR HOLDINGS CM|BBNT|BB&T SECURITIES, LLC|4600
ICHR|ICHOR HOLDINGS CM|BERN|Sanford C. Bernstein & Co., LLC|199799
ICHR|ICHOR HOLDINGS CM|BIMI|Banca IMI Securities Corp.|150
ICHR|ICHOR HOLDINGS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49709
ICHR|ICHOR HOLDINGS CM|BLKX|INSTINET, LLC|6100
ICHR|ICHOR HOLDINGS CM|BMOC|BMO Capital Markets Corp.|553480
ICHR|ICHOR HOLDINGS CM|BNPX|BNP PARIBAS SECURITIES CORP.|1502
ICHR|ICHOR HOLDINGS CM|BRGE|Newbridge Securities Corp.|1400
ICHR|ICHOR HOLDINGS CM|BTIG|BTIG, LLC|4430
ICHR|ICHOR HOLDINGS CM|BYXM|CBOE TRADING, INC.|700
ICHR|ICHOR HOLDINGS CM|BZYD|GOLDMAN SACHS & CO. LLC|100
ICHR|ICHOR HOLDINGS CM|CANT|Cantor Fitzgerald & Co.|2160
ICHR|ICHOR HOLDINGS CM|CHAS|Charles Schwab & Co., Inc.|13024
ICHR|ICHOR HOLDINGS CM|CHLC|CHURCHILL CAPITAL USA, INC.|3047
ICHR|ICHOR HOLDINGS CM|CICF|Canaccord Genuity Corp.|265
ICHR|ICHOR HOLDINGS CM|CIST|Capital Institutional Services, Inc.|3914
ICHR|ICHOR HOLDINGS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89050
ICHR|ICHOR HOLDINGS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
ICHR|ICHOR HOLDINGS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34
ICHR|ICHOR HOLDINGS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|281623
ICHR|ICHOR HOLDINGS CM|CTDL|Citadel Derivatives Group Llc|23364
ICHR|ICHOR HOLDINGS CM|CTLR|CUTLER GROUP, LP|400
ICHR|ICHOR HOLDINGS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|30730
ICHR|ICHOR HOLDINGS CM|DBAB|Deutsche Bank Securities Inc.|983833
ICHR|ICHOR HOLDINGS CM|DBAX|Deutsche Bank Securities Inc.|175400
ICHR|ICHOR HOLDINGS CM|DBUL|Deutsche Bank Securities Inc.|42989
ICHR|ICHOR HOLDINGS CM|DCHF|Dart Executions, LLC|92390
ICHR|ICHOR HOLDINGS CM|DEAN|MORGAN STANLEY|16905
ICHR|ICHOR HOLDINGS CM|DEGS|RONIN PROFESSIONAL LLC|19831
ICHR|ICHOR HOLDINGS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2877
ICHR|ICHOR HOLDINGS CM|EBXL|EBX LLC|174500
ICHR|ICHOR HOLDINGS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|13179
ICHR|ICHOR HOLDINGS CM|EDJO|Edward D. Jones & Co., L.P.|4698
ICHR|ICHOR HOLDINGS CM|EGAM|CBOE TRADING, INC.|14219
ICHR|ICHOR HOLDINGS CM|EGAW|CBOE TRADING, INC.|400
ICHR|ICHOR HOLDINGS CM|EGMT|EG MARKET TECHNOLOGIES LLC|2330
ICHR|ICHOR HOLDINGS CM|EGXM|CBOE TRADING, INC.|7490
ICHR|ICHOR HOLDINGS CM|EGXW|CBOE TRADING, INC.|298
ICHR|ICHOR HOLDINGS CM|ETBE|Electronic Transaction Clearing, Inc.|29842
ICHR|ICHOR HOLDINGS CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|20209
ICHR|ICHOR HOLDINGS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32080
ICHR|ICHOR HOLDINGS CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|26
ICHR|ICHOR HOLDINGS CM|ETRS|E*Trade Securities LLC|369272
ICHR|ICHOR HOLDINGS CM|FBCO|Credit Suisse Securities (USA) LLC|378809
ICHR|ICHOR HOLDINGS CM|FBSB|U.S. Bancorp Investments, Inc.|1000
ICHR|ICHOR HOLDINGS CM|FILL|Tradestation Securities, Inc.|33277
ICHR|ICHOR HOLDINGS CM|FMAF|NBCN Inc./ CDS|2084
ICHR|ICHOR HOLDINGS CM|FOMA|TD AMERITRADE CLEARING, INC.|1790667
ICHR|ICHOR HOLDINGS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2282
ICHR|ICHOR HOLDINGS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|127644
ICHR|ICHOR HOLDINGS CM|FTBR|Foliofn Investments, Inc.|3640
ICHR|ICHOR HOLDINGS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|22445
ICHR|ICHOR HOLDINGS CM|GLPX|ACS EXECUTION SERVICES, LLC|26354
ICHR|ICHOR HOLDINGS CM|GSCO|GOLDMAN SACHS & CO. LLC|770247
ICHR|ICHOR HOLDINGS CM|GSCS|GOLDMAN SACHS & CO. LLC|30187
ICHR|ICHOR HOLDINGS CM|GSLT|GOLDMAN SACHS & CO. LLC|10581
ICHR|ICHOR HOLDINGS CM|GTSZ|GTS SECURITIES LLC|95315
ICHR|ICHOR HOLDINGS CM|HASF|Haywood Securities Inc./CDS|1655
ICHR|ICHOR HOLDINGS CM|HRBF|American Enterprise Investment Services Inc.|9958
ICHR|ICHOR HOLDINGS CM|HSBC|HSBC Securities, Inc.|44509
ICHR|ICHOR HOLDINGS CM|IATS|INTERACTIVE BROKERS LLC|22116
ICHR|ICHOR HOLDINGS CM|IBKR|Interactive Brokers Llc|252309
ICHR|ICHOR HOLDINGS CM|IBSJ|Integrity Brokerage Services, Inc.|1900
ICHR|ICHOR HOLDINGS CM|ICBX|INSTINET, LLC|32557
ICHR|ICHOR HOLDINGS CM|IEQY|CITADEL SECURITIES LLC|35899
ICHR|ICHOR HOLDINGS CM|INCA|INSTINET, LLC|534839
ICHR|ICHOR HOLDINGS CM|INJX|INSTINET, LLC|67713
ICHR|ICHOR HOLDINGS CM|ITGI|ITG Inc.|121689
ICHR|ICHOR HOLDINGS CM|ITGP|ITG INC.|60800
ICHR|ICHOR HOLDINGS CM|JANY|Janney Montgomery Scott Inc.|4530
ICHR|ICHOR HOLDINGS CM|JEFF|JEFFERIES LLC|179734
ICHR|ICHOR HOLDINGS CM|JMPT|JUMP TRADING, LLC|68896
ICHR|ICHOR HOLDINGS CM|JONE|JonesTrading|6073
ICHR|ICHOR HOLDINGS CM|JPBX|J.P. MORGAN SECURITIES LLC|5192
ICHR|ICHOR HOLDINGS CM|JPMX|J.P. Morgan Securities LLC|201382
ICHR|ICHOR HOLDINGS CM|JSCL|JOSEPH STONE CAPITAL L.L.C.|14797
ICHR|ICHOR HOLDINGS CM|JSJX|JANE STREET CAPITAL LLC|5300
ICHR|ICHOR HOLDINGS CM|KCGM|VIRTU Americas LLC|37529
ICHR|ICHOR HOLDINGS CM|KCRD|PHX FINANCIAL, INC.|1200
ICHR|ICHOR HOLDINGS CM|LEHM|Barclays Capital Inc./Le|760263
ICHR|ICHOR HOLDINGS CM|LIME|Lime Brokerage LLC|173263
ICHR|ICHOR HOLDINGS CM|LQNA|LIQUIDNET, INC.|35300
ICHR|ICHOR HOLDINGS CM|LSCI|Lek Securities Corporation|744
ICHR|ICHOR HOLDINGS CM|MACQ|Macquarie Capital (USA) Inc.|600
ICHR|ICHOR HOLDINGS CM|MAXM|Maxim Group LLC|2438
ICHR|ICHOR HOLDINGS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90263
ICHR|ICHOR HOLDINGS CM|MOTF|MOTIF INVESTING, INC.|2
ICHR|ICHOR HOLDINGS CM|MSCO|MORGAN STANLEY & CO. LLC|2194765
ICHR|ICHOR HOLDINGS CM|MSPL|MORGAN STANLEY & CO. LLC|186900
ICHR|ICHOR HOLDINGS CM|MSTX|MORGAN STANLEY & CO. LLC|130200
ICHR|ICHOR HOLDINGS CM|NATL|National Securities Corporation|200
ICHR|ICHOR HOLDINGS CM|NBCS|NBC Securities, INC.|500
ICHR|ICHOR HOLDINGS CM|NEED|Needham & Company, LLC|9506
ICHR|ICHOR HOLDINGS CM|NFSC|National Financial Services LLC|981506
ICHR|ICHOR HOLDINGS CM|NITE|VIRTU Americas LLC|1706039
ICHR|ICHOR HOLDINGS CM|NITP|VIRTU Americas LLC|3400
ICHR|ICHOR HOLDINGS CM|NQRB|Brut, LLC|32143
ICHR|ICHOR HOLDINGS CM|OPCO|Oppenheimer & Co. Inc.|5388
ICHR|ICHOR HOLDINGS CM|PDQM|CODA MARKETS, INC.|68730
ICHR|ICHOR HOLDINGS CM|PHLY|NASDAQ Execution Services, LLC|28000
ICHR|ICHOR HOLDINGS CM|PIPR|Piper Jaffray & Co.|7500
ICHR|ICHOR HOLDINGS CM|PWJC|UBS Financial Services, Inc.|4950
ICHR|ICHOR HOLDINGS CM|RAJA|Raymond James & Associates, Inc.|49908
ICHR|ICHOR HOLDINGS CM|RBCM|RBC CAPITAL MARKETS, LLC|119885
ICHR|ICHOR HOLDINGS CM|RGLD|Regal Securities, Inc|1900
ICHR|ICHOR HOLDINGS CM|RILY|B. RILEY FBR, INC.|900
ICHR|ICHOR HOLDINGS CM|SAGL|SAGETRADER, LLC|34825
ICHR|ICHOR HOLDINGS CM|SAGW|SAGETRADER, LLC|2616
ICHR|ICHOR HOLDINGS CM|SBSH|Citigroup Global Markets Inc.|87789
ICHR|ICHOR HOLDINGS CM|SGMT|GOLDMAN SACHS & CO. LLC|117340
ICHR|ICHOR HOLDINGS CM|SPDR|SPEEDROUTE LLC|7360
ICHR|ICHOR HOLDINGS CM|SPTD|MINT GLOBAL MARKETS, INC.|500
ICHR|ICHOR HOLDINGS CM|STFL|Stifel, Nicolaus & Company, Incorporated|176522
ICHR|ICHOR HOLDINGS CM|SWIM|TD Ameritrade, Inc.|223416
ICHR|ICHOR HOLDINGS CM|SWST|Hilltop Securities Inc.|6628
ICHR|ICHOR HOLDINGS CM|TKNG|ALLY INVEST SECURITIES LLC|27410
ICHR|ICHOR HOLDINGS CM|TRBT|Tradebot Systems, Inc.|316114
ICHR|ICHOR HOLDINGS CM|TRCM|TRC MARKETS LLC|172579
ICHR|ICHOR HOLDINGS CM|UBSA|UBS SECURITIES LLC|509123
ICHR|ICHOR HOLDINGS CM|UBSS|UBS Securities LLC|963719
ICHR|ICHOR HOLDINGS CM|VALX|VIRTU AMERICAS LLC|9478
ICHR|ICHOR HOLDINGS CM|VGRD|Vanguard Marketing Corporation|77127
ICHR|ICHOR HOLDINGS CM|VNDM|Wall Street Access|21233
ICHR|ICHOR HOLDINGS CM|VSIN|Vision Financial Markets Llc|1941
ICHR|ICHOR HOLDINGS CM|WABR|Wall Street Access|314
ICHR|ICHOR HOLDINGS CM|WBLR|WILLIAM BLAIR|100
ICHR|ICHOR HOLDINGS CM|WBPX|SUMMIT SECURITIES GROUP, LLC|400
ICHR|ICHOR HOLDINGS CM|WCHV|WELLS FARGO SECURITIES, LLC|328952
ICHR|ICHOR HOLDINGS CM|WEDB|WEDBUSH SECURITIES INC.|9705
ICHR|ICHOR HOLDINGS CM|WEED|Weeden & Co.L.P.|2200
ICHR|ICHOR HOLDINGS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38345
ICHR|ICHOR HOLDINGS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|68659
ICHR|ICHOR HOLDINGS CM|WGIF|CIBC World Markets Inc.|21820
ICHR|ICHOR HOLDINGS CM|WORD|Worden Capital Management LLC|200
ICHR|ICHOR HOLDINGS CM|WSAG|WALL STREET ACCESS|94
ICHR|ICHOR HOLDINGS CM|WSEA|WOLVERINE SECURITIES, LLC|76004
ICHR|ICHOR HOLDINGS CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1300
ICHR|ICHOR HOLDINGS CM|WTFS|JUST2TRADE, INC.|200
ICHR|ICHOR HOLDINGS CM|XIST|INSTINET, LLC|19400
ICHR|ICHOR HOLDINGS CM|XPQR|Jump Trading|1657
ICHR|ICHOR HOLDINGS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|120766
ICHR|ICHOR HOLDINGS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4467
ICHR|ICHOR HOLDINGS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17050
ICL|ISRAEL CHEMICALS LTD|ALTX|Alternet Securities Inc.|750
ICL|ISRAEL CHEMICALS LTD|APCC|Apex Clearing Corporation|176
ICL|ISRAEL CHEMICALS LTD|BARD|Robert W. Baird & Co. Incorporated|161
ICL|ISRAEL CHEMICALS LTD|BATM|CBOE TRADING, INC.|12938
ICL|ISRAEL CHEMICALS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15080
ICL|ISRAEL CHEMICALS LTD|BLKX|INSTINET, LLC|20800
ICL|ISRAEL CHEMICALS LTD|BZYD|GOLDMAN SACHS & CO. LLC|3306
ICL|ISRAEL CHEMICALS LTD|CICF|Canaccord Genuity Corp.|2500
ICL|ISRAEL CHEMICALS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|743
ICL|ISRAEL CHEMICALS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
ICL|ISRAEL CHEMICALS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79773
ICL|ISRAEL CHEMICALS LTD|CTDL|Citadel Derivatives Group Llc|1613
ICL|ISRAEL CHEMICALS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|16578
ICL|ISRAEL CHEMICALS LTD|DBAB|Deutsche Bank Securities Inc.|12531
ICL|ISRAEL CHEMICALS LTD|DBAX|Deutsche Bank Securities Inc.|56400
ICL|ISRAEL CHEMICALS LTD|DEAN|MORGAN STANLEY|2410
ICL|ISRAEL CHEMICALS LTD|DEGS|RONIN PROFESSIONAL LLC|100
ICL|ISRAEL CHEMICALS LTD|EBXL|EBX LLC|20200
ICL|ISRAEL CHEMICALS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|10308
ICL|ISRAEL CHEMICALS LTD|EDJO|Edward D. Jones & Co., L.P.|1712
ICL|ISRAEL CHEMICALS LTD|EGAM|CBOE TRADING, INC.|200
ICL|ISRAEL CHEMICALS LTD|EGXM|CBOE TRADING, INC.|1650
ICL|ISRAEL CHEMICALS LTD|ETBE|Electronic Transaction Clearing, Inc.|400
ICL|ISRAEL CHEMICALS LTD|ETRS|E*Trade Securities LLC|16065
ICL|ISRAEL CHEMICALS LTD|FILL|Tradestation Securities, Inc.|1142
ICL|ISRAEL CHEMICALS LTD|FMAF|NBCN Inc./ CDS|5902
ICL|ISRAEL CHEMICALS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21355
ICL|ISRAEL CHEMICALS LTD|FTBR|Foliofn Investments, Inc.|103343
ICL|ISRAEL CHEMICALS LTD|GLPX|ACS EXECUTION SERVICES, LLC|990
ICL|ISRAEL CHEMICALS LTD|GSCO|GOLDMAN SACHS & CO. LLC|32907
ICL|ISRAEL CHEMICALS LTD|GSLT|GOLDMAN SACHS & CO. LLC|482
ICL|ISRAEL CHEMICALS LTD|GTSZ|GTS SECURITIES LLC|4272
ICL|ISRAEL CHEMICALS LTD|HASF|Haywood Securities Inc./CDS|21600
ICL|ISRAEL CHEMICALS LTD|HRBF|American Enterprise Investment Services Inc.|5315
ICL|ISRAEL CHEMICALS LTD|HSBC|HSBC Securities, Inc.|2390
ICL|ISRAEL CHEMICALS LTD|IATS|INTERACTIVE BROKERS LLC|2959
ICL|ISRAEL CHEMICALS LTD|IBKR|Interactive Brokers Llc|27076
ICL|ISRAEL CHEMICALS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
ICL|ISRAEL CHEMICALS LTD|ICBX|INSTINET, LLC|40557
ICL|ISRAEL CHEMICALS LTD|INCA|INSTINET, LLC|51546
ICL|ISRAEL CHEMICALS LTD|INTL|INTL FCSTONE FINANCIAL INC.|1165
ICL|ISRAEL CHEMICALS LTD|ITGI|ITG Inc.|21791
ICL|ISRAEL CHEMICALS LTD|ITGP|ITG INC.|34400
ICL|ISRAEL CHEMICALS LTD|JANY|Janney Montgomery Scott Inc.|71
ICL|ISRAEL CHEMICALS LTD|JEFF|JEFFERIES LLC|175
ICL|ISRAEL CHEMICALS LTD|JMPT|JUMP TRADING, LLC|348
ICL|ISRAEL CHEMICALS LTD|JPMX|J.P. Morgan Securities LLC|172134
ICL|ISRAEL CHEMICALS LTD|JSJX|JANE STREET CAPITAL LLC|200
ICL|ISRAEL CHEMICALS LTD|KCGM|VIRTU Americas LLC|28545
ICL|ISRAEL CHEMICALS LTD|LEHM|Barclays Capital Inc./Le|76400
ICL|ISRAEL CHEMICALS LTD|LIME|Lime Brokerage LLC|6618
ICL|ISRAEL CHEMICALS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173864
ICL|ISRAEL CHEMICALS LTD|MOTF|MOTIF INVESTING, INC.|1
ICL|ISRAEL CHEMICALS LTD|MSCO|MORGAN STANLEY & CO. LLC|28743
ICL|ISRAEL CHEMICALS LTD|MSPL|MORGAN STANLEY & CO. LLC|56200
ICL|ISRAEL CHEMICALS LTD|NFSC|National Financial Services LLC|95478
ICL|ISRAEL CHEMICALS LTD|NITE|VIRTU Americas LLC|318823
ICL|ISRAEL CHEMICALS LTD|NQRB|Brut, LLC|200
ICL|ISRAEL CHEMICALS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|320
ICL|ISRAEL CHEMICALS LTD|OPCO|Oppenheimer & Co. Inc.|1049
ICL|ISRAEL CHEMICALS LTD|PDQM|CODA MARKETS, INC.|1290
ICL|ISRAEL CHEMICALS LTD|PWJC|UBS Financial Services, Inc.|3000
ICL|ISRAEL CHEMICALS LTD|RBCM|RBC CAPITAL MARKETS, LLC|5001
ICL|ISRAEL CHEMICALS LTD|SBSH|Citigroup Global Markets Inc.|31250
ICL|ISRAEL CHEMICALS LTD|SGMT|GOLDMAN SACHS & CO. LLC|48586
ICL|ISRAEL CHEMICALS LTD|SPDR|SPEEDROUTE LLC|100
ICL|ISRAEL CHEMICALS LTD|SPHN|Stephens Inc.|1000
ICL|ISRAEL CHEMICALS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|22340
ICL|ISRAEL CHEMICALS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|700
ICL|ISRAEL CHEMICALS LTD|SWIM|TD Ameritrade, Inc.|16250
ICL|ISRAEL CHEMICALS LTD|TKNG|ALLY INVEST SECURITIES LLC|90
ICL|ISRAEL CHEMICALS LTD|TRBT|Tradebot Systems, Inc.|8433
ICL|ISRAEL CHEMICALS LTD|TRCM|TRC MARKETS LLC|700
ICL|ISRAEL CHEMICALS LTD|UBSA|UBS SECURITIES LLC|485042
ICL|ISRAEL CHEMICALS LTD|UBSS|UBS Securities LLC|645478
ICL|ISRAEL CHEMICALS LTD|VALX|VIRTU AMERICAS LLC|10450
ICL|ISRAEL CHEMICALS LTD|VGRD|Vanguard Marketing Corporation|925
ICL|ISRAEL CHEMICALS LTD|WBLR|WILLIAM BLAIR|46
ICL|ISRAEL CHEMICALS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|2100
ICL|ISRAEL CHEMICALS LTD|WCHV|WELLS FARGO SECURITIES, LLC|17791
ICL|ISRAEL CHEMICALS LTD|WEDB|WEDBUSH SECURITIES INC.|3
ICL|ISRAEL CHEMICALS LTD|WEED|Weeden & Co.L.P.|164
ICL|ISRAEL CHEMICALS LTD|WGIF|CIBC World Markets Inc.|600
ICL|ISRAEL CHEMICALS LTD|WSEA|WOLVERINE SECURITIES, LLC|3344
ICL|ISRAEL CHEMICALS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|19326
ICL|ISRAEL CHEMICALS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7733
ICLK|ICLICK INTERCTIV ADS|AGIS|Aegis Capital Corp.|1000
ICLK|ICLICK INTERCTIV ADS|ALTX|Alternet Securities Inc.|1000
ICLK|ICLICK INTERCTIV ADS|APCC|Apex Clearing Corporation|1821
ICLK|ICLICK INTERCTIV ADS|BATM|CBOE TRADING, INC.|1031
ICLK|ICLICK INTERCTIV ADS|BERN|Sanford C. Bernstein & Co., LLC|1541
ICLK|ICLICK INTERCTIV ADS|BYXM|CBOE TRADING, INC.|100
ICLK|ICLICK INTERCTIV ADS|CHAS|Charles Schwab & Co., Inc.|100
ICLK|ICLICK INTERCTIV ADS|CLSA|CLSA AMERICAS, LLC|2700
ICLK|ICLICK INTERCTIV ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3055
ICLK|ICLICK INTERCTIV ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5100
ICLK|ICLICK INTERCTIV ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21416
ICLK|ICLICK INTERCTIV ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2210
ICLK|ICLICK INTERCTIV ADS|DBAB|Deutsche Bank Securities Inc.|12717
ICLK|ICLICK INTERCTIV ADS|DBAX|Deutsche Bank Securities Inc.|19000
ICLK|ICLICK INTERCTIV ADS|DEGS|RONIN PROFESSIONAL LLC|43025
ICLK|ICLICK INTERCTIV ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4739
ICLK|ICLICK INTERCTIV ADS|EBXL|EBX LLC|10900
ICLK|ICLICK INTERCTIV ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1020
ICLK|ICLICK INTERCTIV ADS|EGAM|CBOE TRADING, INC.|4150
ICLK|ICLICK INTERCTIV ADS|EGAW|CBOE TRADING, INC.|200
ICLK|ICLICK INTERCTIV ADS|EGXM|CBOE TRADING, INC.|824
ICLK|ICLICK INTERCTIV ADS|ETBE|Electronic Transaction Clearing, Inc.|1288
ICLK|ICLICK INTERCTIV ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
ICLK|ICLICK INTERCTIV ADS|ETDJ|ELECTRONIC TRANSACTION CLEARING, INC.|3500
ICLK|ICLICK INTERCTIV ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2889
ICLK|ICLICK INTERCTIV ADS|ETRS|E*Trade Securities LLC|70546
ICLK|ICLICK INTERCTIV ADS|FBCO|Credit Suisse Securities (USA) LLC|58717
ICLK|ICLICK INTERCTIV ADS|FILL|Tradestation Securities, Inc.|4000
ICLK|ICLICK INTERCTIV ADS|FMAF|NBCN Inc./ CDS|1500
ICLK|ICLICK INTERCTIV ADS|FOMA|TD AMERITRADE CLEARING, INC.|114816
ICLK|ICLICK INTERCTIV ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16850
ICLK|ICLICK INTERCTIV ADS|FTBR|Foliofn Investments, Inc.|22
ICLK|ICLICK INTERCTIV ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|53
ICLK|ICLICK INTERCTIV ADS|GLPX|ACS EXECUTION SERVICES, LLC|18190
ICLK|ICLICK INTERCTIV ADS|GSCO|GOLDMAN SACHS & CO. LLC|66538
ICLK|ICLICK INTERCTIV ADS|GSLT|GOLDMAN SACHS & CO. LLC|1980
ICLK|ICLICK INTERCTIV ADS|GTSZ|GTS SECURITIES LLC|5427
ICLK|ICLICK INTERCTIV ADS|HSBC|HSBC Securities, Inc.|200
ICLK|ICLICK INTERCTIV ADS|IATS|INTERACTIVE BROKERS LLC|164272
ICLK|ICLICK INTERCTIV ADS|IBKR|Interactive Brokers Llc|1256501
ICLK|ICLICK INTERCTIV ADS|ICBX|INSTINET, LLC|4700
ICLK|ICLICK INTERCTIV ADS|INCA|INSTINET, LLC|605985
ICLK|ICLICK INTERCTIV ADS|ITGI|ITG Inc.|5798
ICLK|ICLICK INTERCTIV ADS|ITGP|ITG INC.|10000
ICLK|ICLICK INTERCTIV ADS|JMPT|JUMP TRADING, LLC|3753
ICLK|ICLICK INTERCTIV ADS|JPMX|J.P. Morgan Securities LLC|12207
ICLK|ICLICK INTERCTIV ADS|JSJX|JANE STREET CAPITAL LLC|501
ICLK|ICLICK INTERCTIV ADS|KCGM|VIRTU Americas LLC|1000
ICLK|ICLICK INTERCTIV ADS|LEHM|Barclays Capital Inc./Le|34828
ICLK|ICLICK INTERCTIV ADS|LIME|Lime Brokerage LLC|40427
ICLK|ICLICK INTERCTIV ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6516
ICLK|ICLICK INTERCTIV ADS|MOTF|MOTIF INVESTING, INC.|6
ICLK|ICLICK INTERCTIV ADS|MSCO|MORGAN STANLEY & CO. LLC|204501
ICLK|ICLICK INTERCTIV ADS|MSPL|MORGAN STANLEY & CO. LLC|26300
ICLK|ICLICK INTERCTIV ADS|NATL|National Securities Corporation|600
ICLK|ICLICK INTERCTIV ADS|NEED|Needham & Company, LLC|5793
ICLK|ICLICK INTERCTIV ADS|NFSC|National Financial Services LLC|28375
ICLK|ICLICK INTERCTIV ADS|NITE|VIRTU Americas LLC|291042
ICLK|ICLICK INTERCTIV ADS|NITP|VIRTU Americas LLC|200
ICLK|ICLICK INTERCTIV ADS|NQRB|Brut, LLC|1243
ICLK|ICLICK INTERCTIV ADS|NTFN|Network 1 Financial Securities Inc.|11652
ICLK|ICLICK INTERCTIV ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|15178
ICLK|ICLICK INTERCTIV ADS|PCPT|PHILLIP CAPITAL INC.|1800
ICLK|ICLICK INTERCTIV ADS|PDQM|CODA MARKETS, INC.|32880
ICLK|ICLICK INTERCTIV ADS|PWJC|UBS Financial Services, Inc.|100
ICLK|ICLICK INTERCTIV ADS|RBCM|RBC CAPITAL MARKETS, LLC|3200
ICLK|ICLICK INTERCTIV ADS|SAGL|SAGETRADER, LLC|7709
ICLK|ICLICK INTERCTIV ADS|SALI|INTL FCSTONE FINANCIAL INC.|1700
ICLK|ICLICK INTERCTIV ADS|SBSH|Citigroup Global Markets Inc.|10979
ICLK|ICLICK INTERCTIV ADS|SGMT|GOLDMAN SACHS & CO. LLC|13328
ICLK|ICLICK INTERCTIV ADS|SPDR|SPEEDROUTE LLC|2929
ICLK|ICLICK INTERCTIV ADS|SWIM|TD Ameritrade, Inc.|94094
ICLK|ICLICK INTERCTIV ADS|TKNG|ALLY INVEST SECURITIES LLC|6400
ICLK|ICLICK INTERCTIV ADS|TOUR|TOURMALINE PARTNERS, LLC|300
ICLK|ICLICK INTERCTIV ADS|TRBT|Tradebot Systems, Inc.|755
ICLK|ICLICK INTERCTIV ADS|TRCM|TRC MARKETS LLC|4247
ICLK|ICLICK INTERCTIV ADS|UBSA|UBS SECURITIES LLC|72861
ICLK|ICLICK INTERCTIV ADS|UBSS|UBS Securities LLC|131839
ICLK|ICLICK INTERCTIV ADS|VALX|VIRTU AMERICAS LLC|3124
ICLK|ICLICK INTERCTIV ADS|VGRD|Vanguard Marketing Corporation|1138
ICLK|ICLICK INTERCTIV ADS|WCHV|WELLS FARGO SECURITIES, LLC|55073
ICLK|ICLICK INTERCTIV ADS|WEED|Weeden & Co.L.P.|1970
ICLK|ICLICK INTERCTIV ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9557
ICLK|ICLICK INTERCTIV ADS|WGIF|CIBC World Markets Inc.|2590
ICLK|ICLICK INTERCTIV ADS|WSEA|WOLVERINE SECURITIES, LLC|6575
ICLK|ICLICK INTERCTIV ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
ICLK|ICLICK INTERCTIV ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1900
ICLK|ICLICK INTERCTIV ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1660
ICLN|ISHRES GBL CLN ERGY|APCC|Apex Clearing Corporation|126597
ICLN|ISHRES GBL CLN ERGY|BARD|Robert W. Baird & Co. Incorporated|1400
ICLN|ISHRES GBL CLN ERGY|BATM|CBOE TRADING, INC.|208
ICLN|ISHRES GBL CLN ERGY|BBNT|BB&T SECURITIES, LLC|5
ICLN|ISHRES GBL CLN ERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2487
ICLN|ISHRES GBL CLN ERGY|BLTK|Bulltick, Llc|32400
ICLN|ISHRES GBL CLN ERGY|CANT|Cantor Fitzgerald & Co.|7282
ICLN|ISHRES GBL CLN ERGY|CHAS|Charles Schwab & Co., Inc.|10
ICLN|ISHRES GBL CLN ERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ICLN|ISHRES GBL CLN ERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
ICLN|ISHRES GBL CLN ERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ICLN|ISHRES GBL CLN ERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32395
ICLN|ISHRES GBL CLN ERGY|CSIN|Citadel Securities Institutional LLC|12062
ICLN|ISHRES GBL CLN ERGY|CTDL|Citadel Derivatives Group Llc|78963
ICLN|ISHRES GBL CLN ERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|5000
ICLN|ISHRES GBL CLN ERGY|DADA|D.A. Davidson & Co.|265
ICLN|ISHRES GBL CLN ERGY|DBAX|Deutsche Bank Securities Inc.|7800
ICLN|ISHRES GBL CLN ERGY|DEAN|MORGAN STANLEY|18458
ICLN|ISHRES GBL CLN ERGY|EBXL|EBX LLC|21900
ICLN|ISHRES GBL CLN ERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|416
ICLN|ISHRES GBL CLN ERGY|EDJC|Edward Jones / CDS|180
ICLN|ISHRES GBL CLN ERGY|EDJO|Edward D. Jones & Co., L.P.|19401
ICLN|ISHRES GBL CLN ERGY|ETBE|Electronic Transaction Clearing, Inc.|100
ICLN|ISHRES GBL CLN ERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|134
ICLN|ISHRES GBL CLN ERGY|ETRS|E*Trade Securities LLC|17948
ICLN|ISHRES GBL CLN ERGY|FBCO|Credit Suisse Securities (USA) LLC|111202
ICLN|ISHRES GBL CLN ERGY|FBSB|U.S. Bancorp Investments, Inc.|428
ICLN|ISHRES GBL CLN ERGY|FIDT|Fidelity Clearing Canada ULC./ CDS|1200
ICLN|ISHRES GBL CLN ERGY|FMAF|NBCN Inc./ CDS|14032
ICLN|ISHRES GBL CLN ERGY|FOMA|TD AMERITRADE CLEARING, INC.|40699
ICLN|ISHRES GBL CLN ERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18050
ICLN|ISHRES GBL CLN ERGY|FTBR|Foliofn Investments, Inc.|3877
ICLN|ISHRES GBL CLN ERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|10004
ICLN|ISHRES GBL CLN ERGY|GLIS|TD Securities Inc|150
ICLN|ISHRES GBL CLN ERGY|GLPX|ACS EXECUTION SERVICES, LLC|200
ICLN|ISHRES GBL CLN ERGY|GSCO|GOLDMAN SACHS & CO. LLC|644
ICLN|ISHRES GBL CLN ERGY|GSCS|GOLDMAN SACHS & CO. LLC|12400
ICLN|ISHRES GBL CLN ERGY|GTSZ|GTS SECURITIES LLC|401
ICLN|ISHRES GBL CLN ERGY|HRBF|American Enterprise Investment Services Inc.|14401
ICLN|ISHRES GBL CLN ERGY|HSBC|HSBC Securities, Inc.|1952
ICLN|ISHRES GBL CLN ERGY|IATS|INTERACTIVE BROKERS LLC|1547
ICLN|ISHRES GBL CLN ERGY|IBKR|Interactive Brokers Llc|155897
ICLN|ISHRES GBL CLN ERGY|ICBX|INSTINET, LLC|12732
ICLN|ISHRES GBL CLN ERGY|INCA|INSTINET, LLC|9268
ICLN|ISHRES GBL CLN ERGY|ITGI|ITG Inc.|200
ICLN|ISHRES GBL CLN ERGY|ITGP|ITG INC.|64600
ICLN|ISHRES GBL CLN ERGY|JANY|Janney Montgomery Scott Inc.|764
ICLN|ISHRES GBL CLN ERGY|JEFF|JEFFERIES LLC|100
ICLN|ISHRES GBL CLN ERGY|JMPT|JUMP TRADING, LLC|220
ICLN|ISHRES GBL CLN ERGY|JPMX|J.P. Morgan Securities LLC|800
ICLN|ISHRES GBL CLN ERGY|JSJX|JANE STREET CAPITAL LLC|89422
ICLN|ISHRES GBL CLN ERGY|KCGM|VIRTU Americas LLC|9534
ICLN|ISHRES GBL CLN ERGY|LEHM|Barclays Capital Inc./Le|68400
ICLN|ISHRES GBL CLN ERGY|LIME|Lime Brokerage LLC|44252
ICLN|ISHRES GBL CLN ERGY|LSCI|Lek Securities Corporation|915
ICLN|ISHRES GBL CLN ERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18650
ICLN|ISHRES GBL CLN ERGY|MOTF|MOTIF INVESTING, INC.|2
ICLN|ISHRES GBL CLN ERGY|MSCO|MORGAN STANLEY & CO. LLC|84961
ICLN|ISHRES GBL CLN ERGY|MSPL|MORGAN STANLEY & CO. LLC|5100
ICLN|ISHRES GBL CLN ERGY|NFSC|National Financial Services LLC|119371
ICLN|ISHRES GBL CLN ERGY|NITE|VIRTU Americas LLC|240473
ICLN|ISHRES GBL CLN ERGY|NITP|VIRTU Americas LLC|1436
ICLN|ISHRES GBL CLN ERGY|OLDM|OLD MISSION CAPITAL, LLC|75219
ICLN|ISHRES GBL CLN ERGY|OPCO|Oppenheimer & Co. Inc.|500
ICLN|ISHRES GBL CLN ERGY|PDQM|CODA MARKETS, INC.|400
ICLN|ISHRES GBL CLN ERGY|RAJA|Raymond James & Associates, Inc.|3526
ICLN|ISHRES GBL CLN ERGY|RBCM|RBC CAPITAL MARKETS, LLC|339
ICLN|ISHRES GBL CLN ERGY|SBSH|Citigroup Global Markets Inc.|1054
ICLN|ISHRES GBL CLN ERGY|SGMT|GOLDMAN SACHS & CO. LLC|2800
ICLN|ISHRES GBL CLN ERGY|SPHN|Stephens Inc.|1000
ICLN|ISHRES GBL CLN ERGY|STFL|Stifel, Nicolaus & Company, Incorporated|1584
ICLN|ISHRES GBL CLN ERGY|STKP|STOCKPILE INVESTMENTS, INC.|2258
ICLN|ISHRES GBL CLN ERGY|SWIM|TD Ameritrade, Inc.|8015
ICLN|ISHRES GBL CLN ERGY|SWST|Hilltop Securities Inc.|2615
ICLN|ISHRES GBL CLN ERGY|TKNG|ALLY INVEST SECURITIES LLC|1264
ICLN|ISHRES GBL CLN ERGY|TRCM|TRC MARKETS LLC|3800
ICLN|ISHRES GBL CLN ERGY|TWTT|TASTYWORKS, INC.|15
ICLN|ISHRES GBL CLN ERGY|UBSA|UBS SECURITIES LLC|64900
ICLN|ISHRES GBL CLN ERGY|UBSS|UBS Securities LLC|78715
ICLN|ISHRES GBL CLN ERGY|VERT|The Vertical Trading Group, LLC|2000
ICLN|ISHRES GBL CLN ERGY|VGRD|Vanguard Marketing Corporation|38782
ICLN|ISHRES GBL CLN ERGY|WCHV|WELLS FARGO SECURITIES, LLC|63651
ICLN|ISHRES GBL CLN ERGY|WGIF|CIBC World Markets Inc.|50
ICLN|ISHRES GBL CLN ERGY|WSEA|WOLVERINE SECURITIES, LLC|1279
ICLN|ISHRES GBL CLN ERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
ICLN|ISHRES GBL CLN ERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ICLN|ISHRES GBL CLN ERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15147
ICLR|ICON PLC|AGIS|Aegis Capital Corp.|3
ICLR|ICON PLC|ALTX|Alternet Securities Inc.|2426
ICLR|ICON PLC|ANOS|ABEL/NOSER, L.L.C.|260
ICLR|ICON PLC|APCC|Apex Clearing Corporation|51
ICLR|ICON PLC|BALE|M&T SECURITIES, INC.|244
ICLR|ICON PLC|BANK|Primevest Financial Services, Inc.|5
ICLR|ICON PLC|BARD|Robert W. Baird & Co. Incorporated|1094
ICLR|ICON PLC|BATM|CBOE TRADING, INC.|2354
ICLR|ICON PLC|BAYT|BTIG, LLC|1444
ICLR|ICON PLC|BBNT|BB&T SECURITIES, LLC|1575
ICLR|ICON PLC|BERN|Sanford C. Bernstein & Co., LLC|22341
ICLR|ICON PLC|BIMI|Banca IMI Securities Corp.|16
ICLR|ICON PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4490
ICLR|ICON PLC|BLKX|INSTINET, LLC|10000
ICLR|ICON PLC|BMOC|BMO Capital Markets Corp.|612
ICLR|ICON PLC|BNPX|BNP PARIBAS SECURITIES CORP.|368
ICLR|ICON PLC|BTIG|BTIG, LLC|2437
ICLR|ICON PLC|BYXM|CBOE TRADING, INC.|89
ICLR|ICON PLC|BZYD|GOLDMAN SACHS & CO. LLC|467
ICLR|ICON PLC|CANT|Cantor Fitzgerald & Co.|462
ICLR|ICON PLC|CHAS|Charles Schwab & Co., Inc.|655
ICLR|ICON PLC|CICF|Canaccord Genuity Corp.|50
ICLR|ICON PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39991
ICLR|ICON PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
ICLR|ICON PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|148
ICLR|ICON PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98964
ICLR|ICON PLC|CTDL|Citadel Derivatives Group Llc|2852
ICLR|ICON PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2742
ICLR|ICON PLC|DADA|D.A. Davidson & Co.|119
ICLR|ICON PLC|DBAB|Deutsche Bank Securities Inc.|84333
ICLR|ICON PLC|DBAX|Deutsche Bank Securities Inc.|67800
ICLR|ICON PLC|DBUL|Deutsche Bank Securities Inc.|100
ICLR|ICON PLC|DEAN|MORGAN STANLEY|27129
ICLR|ICON PLC|DEGS|RONIN PROFESSIONAL LLC|500
ICLR|ICON PLC|EBXL|EBX LLC|69100
ICLR|ICON PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4838
ICLR|ICON PLC|EDJO|Edward D. Jones & Co., L.P.|1481
ICLR|ICON PLC|EGAM|CBOE TRADING, INC.|5138
ICLR|ICON PLC|EGAW|CBOE TRADING, INC.|5
ICLR|ICON PLC|EGMT|EG MARKET TECHNOLOGIES LLC|871
ICLR|ICON PLC|EGXM|CBOE TRADING, INC.|967
ICLR|ICON PLC|ETBE|Electronic Transaction Clearing, Inc.|7369
ICLR|ICON PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1816
ICLR|ICON PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17929
ICLR|ICON PLC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|184
ICLR|ICON PLC|ETRS|E*Trade Securities LLC|1556
ICLR|ICON PLC|FBCO|Credit Suisse Securities (USA) LLC|98991
ICLR|ICON PLC|FBSB|U.S. Bancorp Investments, Inc.|120
ICLR|ICON PLC|FINX|FINTECH SECURITIES|7
ICLR|ICON PLC|FMAF|NBCN Inc./ CDS|141
ICLR|ICON PLC|FOMA|TD AMERITRADE CLEARING, INC.|16752
ICLR|ICON PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|496
ICLR|ICON PLC|FQLS|Quantlab Securities LP|81111
ICLR|ICON PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54133
ICLR|ICON PLC|FTBR|Foliofn Investments, Inc.|3992
ICLR|ICON PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|241
ICLR|ICON PLC|GLIS|TD Securities Inc|5
ICLR|ICON PLC|GLPX|ACS EXECUTION SERVICES, LLC|25915
ICLR|ICON PLC|GSCO|GOLDMAN SACHS & CO. LLC|137928
ICLR|ICON PLC|GSCS|GOLDMAN SACHS & CO. LLC|7121
ICLR|ICON PLC|GSLT|GOLDMAN SACHS & CO. LLC|400
ICLR|ICON PLC|GTSZ|GTS SECURITIES LLC|51063
ICLR|ICON PLC|HRBF|American Enterprise Investment Services Inc.|1780
ICLR|ICON PLC|HSBC|HSBC Securities, Inc.|192
ICLR|ICON PLC|IATS|INTERACTIVE BROKERS LLC|1616
ICLR|ICON PLC|IBKR|Interactive Brokers Llc|10088
ICLR|ICON PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1332
ICLR|ICON PLC|ICBX|INSTINET, LLC|20668
ICLR|ICON PLC|INCA|INSTINET, LLC|88143
ICLR|ICON PLC|INJX|INSTINET, LLC|19781
ICLR|ICON PLC|INTL|INTL FCSTONE FINANCIAL INC.|107
ICLR|ICON PLC|ITGI|ITG Inc.|36224
ICLR|ICON PLC|ITGP|ITG INC.|119000
ICLR|ICON PLC|JANY|Janney Montgomery Scott Inc.|14
ICLR|ICON PLC|JEFF|JEFFERIES LLC|31724
ICLR|ICON PLC|JMPT|JUMP TRADING, LLC|17954
ICLR|ICON PLC|JPBX|J.P. MORGAN SECURITIES LLC|11860
ICLR|ICON PLC|JPMX|J.P. Morgan Securities LLC|155229
ICLR|ICON PLC|JSJX|JANE STREET CAPITAL LLC|14528
ICLR|ICON PLC|KCGM|VIRTU Americas LLC|10313
ICLR|ICON PLC|LEHM|Barclays Capital Inc./Le|234426
ICLR|ICON PLC|LIME|Lime Brokerage LLC|49601
ICLR|ICON PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|39600
ICLR|ICON PLC|LOOP|Loop Capital Markets LLC|3670
ICLR|ICON PLC|LQNA|LIQUIDNET, INC.|28800
ICLR|ICON PLC|LSCI|Lek Securities Corporation|4
ICLR|ICON PLC|MACC|Mid Atlantic Capital Corporation|21
ICLR|ICON PLC|MAXM|Maxim Group LLC|560
ICLR|ICON PLC|MBTS|ALLY INVEST SECURITIES LLC|200
ICLR|ICON PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46436
ICLR|ICON PLC|MOTF|MOTIF INVESTING, INC.|5
ICLR|ICON PLC|MSCO|MORGAN STANLEY & CO. LLC|442881
ICLR|ICON PLC|MSPL|MORGAN STANLEY & CO. LLC|93500
ICLR|ICON PLC|MSTX|MORGAN STANLEY & CO. LLC|2700
ICLR|ICON PLC|NATL|National Securities Corporation|27
ICLR|ICON PLC|NFSC|National Financial Services LLC|42780
ICLR|ICON PLC|NITE|VIRTU Americas LLC|109678
ICLR|ICON PLC|NITP|VIRTU Americas LLC|991
ICLR|ICON PLC|NQRB|Brut, LLC|2322
ICLR|ICON PLC|NTRC|Northern Trust Securities, Inc.|66
ICLR|ICON PLC|OPCO|Oppenheimer & Co. Inc.|2161
ICLR|ICON PLC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|177
ICLR|ICON PLC|PDQM|CODA MARKETS, INC.|136905
ICLR|ICON PLC|PIPR|Piper Jaffray & Co.|425
ICLR|ICON PLC|PWJC|UBS Financial Services, Inc.|1241
ICLR|ICON PLC|RAJA|Raymond James & Associates, Inc.|4773
ICLR|ICON PLC|RBCM|RBC CAPITAL MARKETS, LLC|5447
ICLR|ICON PLC|SAGL|SAGETRADER, LLC|1717
ICLR|ICON PLC|SALI|INTL FCSTONE FINANCIAL INC.|75
ICLR|ICON PLC|SBSH|Citigroup Global Markets Inc.|39030
ICLR|ICON PLC|SGMT|GOLDMAN SACHS & CO. LLC|35932
ICLR|ICON PLC|SPDR|SPEEDROUTE LLC|8830
ICLR|ICON PLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ICLR|ICON PLC|STFL|Stifel, Nicolaus & Company, Incorporated|3706
ICLR|ICON PLC|STTT|STATETRUST INVESTMENTS INC.|22
ICLR|ICON PLC|SWIM|TD Ameritrade, Inc.|619
ICLR|ICON PLC|SWST|Hilltop Securities Inc.|1121
ICLR|ICON PLC|TKNG|ALLY INVEST SECURITIES LLC|204
ICLR|ICON PLC|TRBT|Tradebot Systems, Inc.|36605
ICLR|ICON PLC|TRCM|TRC MARKETS LLC|30458
ICLR|ICON PLC|UBSA|UBS SECURITIES LLC|180023
ICLR|ICON PLC|UBSS|UBS Securities LLC|301836
ICLR|ICON PLC|VALX|VIRTU AMERICAS LLC|6016
ICLR|ICON PLC|VGRD|Vanguard Marketing Corporation|633
ICLR|ICON PLC|WABR|Wall Street Access|3131
ICLR|ICON PLC|WBLR|WILLIAM BLAIR|59
ICLR|ICON PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|400
ICLR|ICON PLC|WCHV|WELLS FARGO SECURITIES, LLC|47258
ICLR|ICON PLC|WDNX|WEEDEN & CO.L.P.|9858
ICLR|ICON PLC|WEDB|WEDBUSH SECURITIES INC.|14
ICLR|ICON PLC|WEED|Weeden & Co.L.P.|900
ICLR|ICON PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|477
ICLR|ICON PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3434
ICLR|ICON PLC|WFPB|Wells Fargo Securities, LLC.|225
ICLR|ICON PLC|WOLF|Wolfe Trahan Securities|1500
ICLR|ICON PLC|WSAG|WALL STREET ACCESS|452
ICLR|ICON PLC|WSEA|WOLVERINE SECURITIES, LLC|1233
ICLR|ICON PLC|XIST|INSTINET, LLC|12600
ICLR|ICON PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|700
ICLR|ICON PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|16478
ICLR|ICON PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2493
ICOL|ISHS MSCI COLOMBI|APCC|Apex Clearing Corporation|58
ICOL|ISHS MSCI COLOMBI|BATM|CBOE TRADING, INC.|330
ICOL|ISHS MSCI COLOMBI|BERN|Sanford C. Bernstein & Co., LLC|500
ICOL|ISHS MSCI COLOMBI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|75
ICOL|ISHS MSCI COLOMBI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
ICOL|ISHS MSCI COLOMBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2000
ICOL|ISHS MSCI COLOMBI|CTDL|Citadel Derivatives Group Llc|13101
ICOL|ISHS MSCI COLOMBI|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
ICOL|ISHS MSCI COLOMBI|DBAX|Deutsche Bank Securities Inc.|1800
ICOL|ISHS MSCI COLOMBI|DEAN|MORGAN STANLEY|177
ICOL|ISHS MSCI COLOMBI|EBXL|EBX LLC|2700
ICOL|ISHS MSCI COLOMBI|ETRS|E*Trade Securities LLC|49
ICOL|ISHS MSCI COLOMBI|FLTU|FLOW TRADERS US LLC|52954
ICOL|ISHS MSCI COLOMBI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|52954
ICOL|ISHS MSCI COLOMBI|FTBR|Foliofn Investments, Inc.|153
ICOL|ISHS MSCI COLOMBI|GSCO|GOLDMAN SACHS & CO. LLC|5700
ICOL|ISHS MSCI COLOMBI|IATS|INTERACTIVE BROKERS LLC|2439
ICOL|ISHS MSCI COLOMBI|IBKR|Interactive Brokers Llc|3394
ICOL|ISHS MSCI COLOMBI|ICBX|INSTINET, LLC|1000
ICOL|ISHS MSCI COLOMBI|INCA|INSTINET, LLC|100
ICOL|ISHS MSCI COLOMBI|JEFF|JEFFERIES LLC|6600
ICOL|ISHS MSCI COLOMBI|JSJX|JANE STREET CAPITAL LLC|16852
ICOL|ISHS MSCI COLOMBI|KCGM|VIRTU Americas LLC|401
ICOL|ISHS MSCI COLOMBI|LEHM|Barclays Capital Inc./Le|4400
ICOL|ISHS MSCI COLOMBI|LIME|Lime Brokerage LLC|3461
ICOL|ISHS MSCI COLOMBI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
ICOL|ISHS MSCI COLOMBI|MOTF|MOTIF INVESTING, INC.|1
ICOL|ISHS MSCI COLOMBI|MSCO|MORGAN STANLEY & CO. LLC|3379
ICOL|ISHS MSCI COLOMBI|MSPL|MORGAN STANLEY & CO. LLC|700
ICOL|ISHS MSCI COLOMBI|NFSC|National Financial Services LLC|6492
ICOL|ISHS MSCI COLOMBI|NITE|VIRTU Americas LLC|11609
ICOL|ISHS MSCI COLOMBI|RBCM|RBC CAPITAL MARKETS, LLC|750
ICOL|ISHS MSCI COLOMBI|SBSH|Citigroup Global Markets Inc.|300
ICOL|ISHS MSCI COLOMBI|SGMT|GOLDMAN SACHS & CO. LLC|2000
ICOL|ISHS MSCI COLOMBI|SWIM|TD Ameritrade, Inc.|42
ICOL|ISHS MSCI COLOMBI|TKNG|ALLY INVEST SECURITIES LLC|20
ICOL|ISHS MSCI COLOMBI|UBSA|UBS SECURITIES LLC|6380
ICOL|ISHS MSCI COLOMBI|UBSS|UBS Securities LLC|7016
ICOL|ISHS MSCI COLOMBI|VGRD|Vanguard Marketing Corporation|970
ICOL|ISHS MSCI COLOMBI|WCHV|WELLS FARGO SECURITIES, LLC|8
ICOL|ISHS MSCI COLOMBI|WSEA|WOLVERINE SECURITIES, LLC|16
ICOL|ISHS MSCI COLOMBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
ICON|ICONIX BRAND GROUP|ALTX|Alternet Securities Inc.|3600
ICON|ICONIX BRAND GROUP|APCC|Apex Clearing Corporation|44531
ICON|ICONIX BRAND GROUP|BATM|CBOE TRADING, INC.|19591
ICON|ICONIX BRAND GROUP|BIMI|Banca IMI Securities Corp.|193388
ICON|ICONIX BRAND GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|82444
ICON|ICONIX BRAND GROUP|BLKX|INSTINET, LLC|15000
ICON|ICONIX BRAND GROUP|BMOC|BMO Capital Markets Corp.|7577
ICON|ICONIX BRAND GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|4255
ICON|ICONIX BRAND GROUP|BTIG|BTIG, LLC|64433
ICON|ICONIX BRAND GROUP|BYXM|CBOE TRADING, INC.|1200
ICON|ICONIX BRAND GROUP|CANT|Cantor Fitzgerald & Co.|504
ICON|ICONIX BRAND GROUP|CHAS|Charles Schwab & Co., Inc.|6369
ICON|ICONIX BRAND GROUP|CICF|Canaccord Genuity Corp.|18
ICON|ICONIX BRAND GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|340
ICON|ICONIX BRAND GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|124122
ICON|ICONIX BRAND GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6000
ICON|ICONIX BRAND GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195328
ICON|ICONIX BRAND GROUP|CTDL|Citadel Derivatives Group Llc|31522
ICON|ICONIX BRAND GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|139116
ICON|ICONIX BRAND GROUP|DBAB|Deutsche Bank Securities Inc.|829268
ICON|ICONIX BRAND GROUP|DBAX|Deutsche Bank Securities Inc.|139300
ICON|ICONIX BRAND GROUP|EBXL|EBX LLC|326600
ICON|ICONIX BRAND GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10564
ICON|ICONIX BRAND GROUP|EGAM|CBOE TRADING, INC.|49881
ICON|ICONIX BRAND GROUP|EGAW|CBOE TRADING, INC.|100
ICON|ICONIX BRAND GROUP|EGXM|CBOE TRADING, INC.|60062
ICON|ICONIX BRAND GROUP|ETRS|E*Trade Securities LLC|2117443
ICON|ICONIX BRAND GROUP|FBCO|Credit Suisse Securities (USA) LLC|251243
ICON|ICONIX BRAND GROUP|FBSB|U.S. Bancorp Investments, Inc.|900
ICON|ICONIX BRAND GROUP|FILL|Tradestation Securities, Inc.|126129
ICON|ICONIX BRAND GROUP|FMAF|NBCN Inc./ CDS|183854
ICON|ICONIX BRAND GROUP|FMCO|First Manhattan Co|100
ICON|ICONIX BRAND GROUP|FOMA|TD AMERITRADE CLEARING, INC.|3812272
ICON|ICONIX BRAND GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110691
ICON|ICONIX BRAND GROUP|FTBR|Foliofn Investments, Inc.|4014
ICON|ICONIX BRAND GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|87966
ICON|ICONIX BRAND GROUP|GSCO|GOLDMAN SACHS & CO. LLC|1894354
ICON|ICONIX BRAND GROUP|GSCS|GOLDMAN SACHS & CO. LLC|606528
ICON|ICONIX BRAND GROUP|GSLT|GOLDMAN SACHS & CO. LLC|45226
ICON|ICONIX BRAND GROUP|HRBF|American Enterprise Investment Services Inc.|2
ICON|ICONIX BRAND GROUP|IATS|INTERACTIVE BROKERS LLC|11404
ICON|ICONIX BRAND GROUP|IBKR|Interactive Brokers Llc|365649
ICON|ICONIX BRAND GROUP|ICBX|INSTINET, LLC|42583
ICON|ICONIX BRAND GROUP|IEQY|CITADEL SECURITIES LLC|39755
ICON|ICONIX BRAND GROUP|INCA|INSTINET, LLC|362719
ICON|ICONIX BRAND GROUP|INJX|INSTINET, LLC|13733
ICON|ICONIX BRAND GROUP|ITGI|ITG Inc.|155529
ICON|ICONIX BRAND GROUP|ITGP|ITG INC.|150000
ICON|ICONIX BRAND GROUP|JEFF|JEFFERIES LLC|6503
ICON|ICONIX BRAND GROUP|JMPT|JUMP TRADING, LLC|13550
ICON|ICONIX BRAND GROUP|JPBX|J.P. MORGAN SECURITIES LLC|1896
ICON|ICONIX BRAND GROUP|JPMX|J.P. Morgan Securities LLC|290577
ICON|ICONIX BRAND GROUP|JSJX|JANE STREET CAPITAL LLC|806
ICON|ICONIX BRAND GROUP|KCGM|VIRTU Americas LLC|73524
ICON|ICONIX BRAND GROUP|LEHM|Barclays Capital Inc./Le|1513198
ICON|ICONIX BRAND GROUP|LIME|Lime Brokerage LLC|7494
ICON|ICONIX BRAND GROUP|LOOP|Loop Capital Markets LLC|7979
ICON|ICONIX BRAND GROUP|MACQ|Macquarie Capital (USA) Inc.|6068
ICON|ICONIX BRAND GROUP|MAXM|Maxim Group LLC|1472
ICON|ICONIX BRAND GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|441065
ICON|ICONIX BRAND GROUP|MOTF|MOTIF INVESTING, INC.|2
ICON|ICONIX BRAND GROUP|MSCO|MORGAN STANLEY & CO. LLC|3281050
ICON|ICONIX BRAND GROUP|MSPL|MORGAN STANLEY & CO. LLC|21500
ICON|ICONIX BRAND GROUP|MSTX|MORGAN STANLEY & CO. LLC|154300
ICON|ICONIX BRAND GROUP|NFSC|National Financial Services LLC|1708442
ICON|ICONIX BRAND GROUP|NITE|VIRTU Americas LLC|3533143
ICON|ICONIX BRAND GROUP|NITP|VIRTU Americas LLC|2899
ICON|ICONIX BRAND GROUP|NQRB|Brut, LLC|18933
ICON|ICONIX BRAND GROUP|PCPT|PHILLIP CAPITAL INC.|340
ICON|ICONIX BRAND GROUP|PDQM|CODA MARKETS, INC.|355637
ICON|ICONIX BRAND GROUP|PWJC|UBS Financial Services, Inc.|3800
ICON|ICONIX BRAND GROUP|RAJA|Raymond James & Associates, Inc.|9584
ICON|ICONIX BRAND GROUP|RBCM|RBC CAPITAL MARKETS, LLC|21
ICON|ICONIX BRAND GROUP|RGLD|Regal Securities, Inc|3100
ICON|ICONIX BRAND GROUP|SAGL|SAGETRADER, LLC|6200
ICON|ICONIX BRAND GROUP|SBSH|Citigroup Global Markets Inc.|1515304
ICON|ICONIX BRAND GROUP|SGMT|GOLDMAN SACHS & CO. LLC|106812
ICON|ICONIX BRAND GROUP|SPDR|SPEEDROUTE LLC|16775
ICON|ICONIX BRAND GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|285
ICON|ICONIX BRAND GROUP|SWIM|TD Ameritrade, Inc.|1034884
ICON|ICONIX BRAND GROUP|TKNG|ALLY INVEST SECURITIES LLC|20909
ICON|ICONIX BRAND GROUP|TRCM|TRC MARKETS LLC|6462
ICON|ICONIX BRAND GROUP|TWTT|TASTYWORKS, INC.|8050
ICON|ICONIX BRAND GROUP|UBSA|UBS SECURITIES LLC|436995
ICON|ICONIX BRAND GROUP|UBSS|UBS Securities LLC|3387187
ICON|ICONIX BRAND GROUP|VALX|VIRTU AMERICAS LLC|4172
ICON|ICONIX BRAND GROUP|VFIN|National Securities Corporation|2000
ICON|ICONIX BRAND GROUP|VGRD|Vanguard Marketing Corporation|101043
ICON|ICONIX BRAND GROUP|VSIN|Vision Financial Markets Llc|36314
ICON|ICONIX BRAND GROUP|WCHV|WELLS FARGO SECURITIES, LLC|406551
ICON|ICONIX BRAND GROUP|WEDB|WEDBUSH SECURITIES INC.|15000
ICON|ICONIX BRAND GROUP|WEED|Weeden & Co.L.P.|1600
ICON|ICONIX BRAND GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|144144
ICON|ICONIX BRAND GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|937
ICON|ICONIX BRAND GROUP|WGIF|CIBC World Markets Inc.|14400
ICON|ICONIX BRAND GROUP|WSEA|WOLVERINE SECURITIES, LLC|88023
ICON|ICONIX BRAND GROUP|XIST|INSTINET, LLC|9800
ICON|ICONIX BRAND GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|47950
ICON|ICONIX BRAND GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1080
ICOW|PACER DEVELOPED MARK|APCC|Apex Clearing Corporation|33
ICOW|PACER DEVELOPED MARK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3660
ICOW|PACER DEVELOPED MARK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|388
ICOW|PACER DEVELOPED MARK|DBAX|Deutsche Bank Securities Inc.|300
ICOW|PACER DEVELOPED MARK|EBXL|EBX LLC|300
ICOW|PACER DEVELOPED MARK|GTSZ|GTS SECURITIES LLC|721
ICOW|PACER DEVELOPED MARK|JSEB|JANE STREET EXECUTION SERVICES, LLC|19108
ICOW|PACER DEVELOPED MARK|JSJX|JANE STREET CAPITAL LLC|17372
ICOW|PACER DEVELOPED MARK|KCGM|VIRTU Americas LLC|202
ICOW|PACER DEVELOPED MARK|LEHM|Barclays Capital Inc./Le|1000
ICOW|PACER DEVELOPED MARK|LIME|Lime Brokerage LLC|88
ICOW|PACER DEVELOPED MARK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
ICOW|PACER DEVELOPED MARK|MSCO|MORGAN STANLEY & CO. LLC|452
ICOW|PACER DEVELOPED MARK|NFSC|National Financial Services LLC|10375
ICOW|PACER DEVELOPED MARK|NITE|VIRTU Americas LLC|79239
ICOW|PACER DEVELOPED MARK|RBCM|RBC CAPITAL MARKETS, LLC|3085
ICOW|PACER DEVELOPED MARK|SGMT|GOLDMAN SACHS & CO. LLC|100
ICOW|PACER DEVELOPED MARK|UBSA|UBS SECURITIES LLC|1857
ICOW|PACER DEVELOPED MARK|UBSS|UBS Securities LLC|1300
ICOW|PACER DEVELOPED MARK|VGRD|Vanguard Marketing Corporation|201
ICOW|PACER DEVELOPED MARK|WCHV|WELLS FARGO SECURITIES, LLC|181
ICOW|PACER DEVELOPED MARK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|77066
ICPT|INTERCEPT PHARMACEUT|AGIS|Aegis Capital Corp.|10760
ICPT|INTERCEPT PHARMACEUT|ALTX|Alternet Securities Inc.|18387
ICPT|INTERCEPT PHARMACEUT|ANOS|ABEL/NOSER, L.L.C.|1700
ICPT|INTERCEPT PHARMACEUT|APCC|Apex Clearing Corporation|4979
ICPT|INTERCEPT PHARMACEUT|BARD|Robert W. Baird & Co. Incorporated|7287
ICPT|INTERCEPT PHARMACEUT|BATM|CBOE TRADING, INC.|15543
ICPT|INTERCEPT PHARMACEUT|BAYC|BAY CREST PARTNERS, LLC|2024
ICPT|INTERCEPT PHARMACEUT|BAYT|BTIG, LLC|8400
ICPT|INTERCEPT PHARMACEUT|BBNT|BB&T SECURITIES, LLC|450
ICPT|INTERCEPT PHARMACEUT|BERN|Sanford C. Bernstein & Co., LLC|3455
ICPT|INTERCEPT PHARMACEUT|BIMI|Banca IMI Securities Corp.|7499
ICPT|INTERCEPT PHARMACEUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18927
ICPT|INTERCEPT PHARMACEUT|BMOC|BMO Capital Markets Corp.|3317
ICPT|INTERCEPT PHARMACEUT|BMSI|BULL MARKET SECURITIES, INC.|33
ICPT|INTERCEPT PHARMACEUT|BNPX|BNP PARIBAS SECURITIES CORP.|21818
ICPT|INTERCEPT PHARMACEUT|BRCY|BCP SECURITIES, LLC|5400
ICPT|INTERCEPT PHARMACEUT|BTIG|BTIG, LLC|18165
ICPT|INTERCEPT PHARMACEUT|BYXM|CBOE TRADING, INC.|4106
ICPT|INTERCEPT PHARMACEUT|CANT|Cantor Fitzgerald & Co.|2510
ICPT|INTERCEPT PHARMACEUT|CHAS|Charles Schwab & Co., Inc.|5674
ICPT|INTERCEPT PHARMACEUT|CNFR|Cowen Prime Services LLC|900
ICPT|INTERCEPT PHARMACEUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16239
ICPT|INTERCEPT PHARMACEUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|47853
ICPT|INTERCEPT PHARMACEUT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8756
ICPT|INTERCEPT PHARMACEUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|246800
ICPT|INTERCEPT PHARMACEUT|CTDL|Citadel Derivatives Group Llc|20559
ICPT|INTERCEPT PHARMACEUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|31618
ICPT|INTERCEPT PHARMACEUT|DBAB|Deutsche Bank Securities Inc.|530691
ICPT|INTERCEPT PHARMACEUT|DBAX|Deutsche Bank Securities Inc.|166400
ICPT|INTERCEPT PHARMACEUT|DBUL|Deutsche Bank Securities Inc.|17526
ICPT|INTERCEPT PHARMACEUT|DCHF|Dart Executions, LLC|14772
ICPT|INTERCEPT PHARMACEUT|DEAN|MORGAN STANLEY|5405
ICPT|INTERCEPT PHARMACEUT|DEGS|RONIN PROFESSIONAL LLC|6377
ICPT|INTERCEPT PHARMACEUT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3388
ICPT|INTERCEPT PHARMACEUT|DRWK|DRW SECURITIES, L.L.C.|12678
ICPT|INTERCEPT PHARMACEUT|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1200
ICPT|INTERCEPT PHARMACEUT|EBXL|EBX LLC|97400
ICPT|INTERCEPT PHARMACEUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|194
ICPT|INTERCEPT PHARMACEUT|EDJC|Edward Jones / CDS|2122
ICPT|INTERCEPT PHARMACEUT|EDJO|Edward D. Jones & Co., L.P.|13628
ICPT|INTERCEPT PHARMACEUT|EGAM|CBOE TRADING, INC.|10363
ICPT|INTERCEPT PHARMACEUT|EGMT|EG MARKET TECHNOLOGIES LLC|2049
ICPT|INTERCEPT PHARMACEUT|EGXM|CBOE TRADING, INC.|8742
ICPT|INTERCEPT PHARMACEUT|EGXW|CBOE TRADING, INC.|200
ICPT|INTERCEPT PHARMACEUT|ETBE|Electronic Transaction Clearing, Inc.|27085
ICPT|INTERCEPT PHARMACEUT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6000
ICPT|INTERCEPT PHARMACEUT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5307
ICPT|INTERCEPT PHARMACEUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|128484
ICPT|INTERCEPT PHARMACEUT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1208
ICPT|INTERCEPT PHARMACEUT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1455
ICPT|INTERCEPT PHARMACEUT|ETRS|E*Trade Securities LLC|209440
ICPT|INTERCEPT PHARMACEUT|FBCO|Credit Suisse Securities (USA) LLC|1213373
ICPT|INTERCEPT PHARMACEUT|FBRC|B. RILEY FBR, INC.|500
ICPT|INTERCEPT PHARMACEUT|FBSB|U.S. Bancorp Investments, Inc.|511
ICPT|INTERCEPT PHARMACEUT|FILL|Tradestation Securities, Inc.|8868
ICPT|INTERCEPT PHARMACEUT|FMAF|NBCN Inc./ CDS|5310
ICPT|INTERCEPT PHARMACEUT|FOMA|TD AMERITRADE CLEARING, INC.|488311
ICPT|INTERCEPT PHARMACEUT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1746
ICPT|INTERCEPT PHARMACEUT|FQLS|Quantlab Securities LP|313929
ICPT|INTERCEPT PHARMACEUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87741
ICPT|INTERCEPT PHARMACEUT|FTBR|Foliofn Investments, Inc.|265
ICPT|INTERCEPT PHARMACEUT|GEBB|GLOBAL EXECUTION BROKERS, LP|35062
ICPT|INTERCEPT PHARMACEUT|GLIS|TD Securities Inc|145
ICPT|INTERCEPT PHARMACEUT|GLPX|ACS EXECUTION SERVICES, LLC|103048
ICPT|INTERCEPT PHARMACEUT|GSCO|GOLDMAN SACHS & CO. LLC|1311000
ICPT|INTERCEPT PHARMACEUT|GSCS|GOLDMAN SACHS & CO. LLC|81991
ICPT|INTERCEPT PHARMACEUT|GSLT|GOLDMAN SACHS & CO. LLC|8473
ICPT|INTERCEPT PHARMACEUT|GTSZ|GTS SECURITIES LLC|149327
ICPT|INTERCEPT PHARMACEUT|HAPX|HAP Trading, LLC|922
ICPT|INTERCEPT PHARMACEUT|HRBF|American Enterprise Investment Services Inc.|8662
ICPT|INTERCEPT PHARMACEUT|HSBC|HSBC Securities, Inc.|33
ICPT|INTERCEPT PHARMACEUT|IATS|INTERACTIVE BROKERS LLC|47265
ICPT|INTERCEPT PHARMACEUT|IBKR|Interactive Brokers Llc|192264
ICPT|INTERCEPT PHARMACEUT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|215
ICPT|INTERCEPT PHARMACEUT|ICBX|INSTINET, LLC|29860
ICPT|INTERCEPT PHARMACEUT|IEQY|CITADEL SECURITIES LLC|145118
ICPT|INTERCEPT PHARMACEUT|INCA|INSTINET, LLC|431475
ICPT|INTERCEPT PHARMACEUT|INJX|INSTINET, LLC|20055
ICPT|INTERCEPT PHARMACEUT|ITGI|ITG Inc.|38888
ICPT|INTERCEPT PHARMACEUT|ITGP|ITG INC.|57000
ICPT|INTERCEPT PHARMACEUT|JANY|Janney Montgomery Scott Inc.|1035
ICPT|INTERCEPT PHARMACEUT|JEFF|JEFFERIES LLC|68021
ICPT|INTERCEPT PHARMACEUT|JMPT|JUMP TRADING, LLC|63236
ICPT|INTERCEPT PHARMACEUT|JPBX|J.P. MORGAN SECURITIES LLC|9402
ICPT|INTERCEPT PHARMACEUT|JPMX|J.P. Morgan Securities LLC|291554
ICPT|INTERCEPT PHARMACEUT|JSCL|JOSEPH STONE CAPITAL L.L.C.|300
ICPT|INTERCEPT PHARMACEUT|JSJX|JANE STREET CAPITAL LLC|6867
ICPT|INTERCEPT PHARMACEUT|JUTA|JUMP TRADING, LLC|200
ICPT|INTERCEPT PHARMACEUT|KCGM|VIRTU Americas LLC|38256
ICPT|INTERCEPT PHARMACEUT|LEER|LEERINK PARTNERS LLC|3100
ICPT|INTERCEPT PHARMACEUT|LEHM|Barclays Capital Inc./Le|963067
ICPT|INTERCEPT PHARMACEUT|LIME|Lime Brokerage LLC|209240
ICPT|INTERCEPT PHARMACEUT|LMGP|LIME BROKERAGE LLC|500
ICPT|INTERCEPT PHARMACEUT|LOOP|Loop Capital Markets LLC|4936
ICPT|INTERCEPT PHARMACEUT|LQNA|LIQUIDNET, INC.|37700
ICPT|INTERCEPT PHARMACEUT|LSCI|Lek Securities Corporation|1400
ICPT|INTERCEPT PHARMACEUT|LVMR|LIVERMORE TRADING GROUP, INC.|3800
ICPT|INTERCEPT PHARMACEUT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5010
ICPT|INTERCEPT PHARMACEUT|MACC|Mid Atlantic Capital Corporation|537
ICPT|INTERCEPT PHARMACEUT|MAVB|Great Point Capital LLC|100
ICPT|INTERCEPT PHARMACEUT|MAXM|Maxim Group LLC|2106
ICPT|INTERCEPT PHARMACEUT|MBTS|ALLY INVEST SECURITIES LLC|362
ICPT|INTERCEPT PHARMACEUT|MCMF|Raymond James Ltd. Cds|500
ICPT|INTERCEPT PHARMACEUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74572
ICPT|INTERCEPT PHARMACEUT|MOTF|MOTIF INVESTING, INC.|4
ICPT|INTERCEPT PHARMACEUT|MSCO|MORGAN STANLEY & CO. LLC|2556111
ICPT|INTERCEPT PHARMACEUT|MSPL|MORGAN STANLEY & CO. LLC|266200
ICPT|INTERCEPT PHARMACEUT|MSTX|MORGAN STANLEY & CO. LLC|59100
ICPT|INTERCEPT PHARMACEUT|NATL|National Securities Corporation|1413
ICPT|INTERCEPT PHARMACEUT|NFSC|National Financial Services LLC|459188
ICPT|INTERCEPT PHARMACEUT|NITE|VIRTU Americas LLC|973766
ICPT|INTERCEPT PHARMACEUT|NITP|VIRTU Americas LLC|3793
ICPT|INTERCEPT PHARMACEUT|NMRA|Nomura Securities International, Inc.|9500
ICPT|INTERCEPT PHARMACEUT|NQRB|Brut, LLC|13121
ICPT|INTERCEPT PHARMACEUT|NTRC|Northern Trust Securities, Inc.|1645
ICPT|INTERCEPT PHARMACEUT|OPCO|Oppenheimer & Co. Inc.|2416
ICPT|INTERCEPT PHARMACEUT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1297
ICPT|INTERCEPT PHARMACEUT|PCPT|PHILLIP CAPITAL INC.|70
ICPT|INTERCEPT PHARMACEUT|PDQM|CODA MARKETS, INC.|224522
ICPT|INTERCEPT PHARMACEUT|PHLY|NASDAQ Execution Services, LLC|2200
ICPT|INTERCEPT PHARMACEUT|PWJC|UBS Financial Services, Inc.|8080
ICPT|INTERCEPT PHARMACEUT|RAJA|Raymond James & Associates, Inc.|25420
ICPT|INTERCEPT PHARMACEUT|RBCM|RBC CAPITAL MARKETS, LLC|8846
ICPT|INTERCEPT PHARMACEUT|RGLD|Regal Securities, Inc|1
ICPT|INTERCEPT PHARMACEUT|SAGL|SAGETRADER, LLC|84743
ICPT|INTERCEPT PHARMACEUT|SAGW|SAGETRADER, LLC|484
ICPT|INTERCEPT PHARMACEUT|SALI|INTL FCSTONE FINANCIAL INC.|1740
ICPT|INTERCEPT PHARMACEUT|SBSH|Citigroup Global Markets Inc.|202756
ICPT|INTERCEPT PHARMACEUT|SEIC|SEI Investments Distribution Co.|200
ICPT|INTERCEPT PHARMACEUT|SGMT|GOLDMAN SACHS & CO. LLC|91291
ICPT|INTERCEPT PHARMACEUT|SOGO|Wang Investment Associates, Inc.|100
ICPT|INTERCEPT PHARMACEUT|SPDR|SPEEDROUTE LLC|21689
ICPT|INTERCEPT PHARMACEUT|SPTD|MINT GLOBAL MARKETS, INC.|3200
ICPT|INTERCEPT PHARMACEUT|STFL|Stifel, Nicolaus & Company, Incorporated|25638
ICPT|INTERCEPT PHARMACEUT|STKP|STOCKPILE INVESTMENTS, INC.|68
ICPT|INTERCEPT PHARMACEUT|STXG|Stockcross Financial Services, Inc.|47
ICPT|INTERCEPT PHARMACEUT|SWIM|TD Ameritrade, Inc.|429580
ICPT|INTERCEPT PHARMACEUT|SWST|Hilltop Securities Inc.|200
ICPT|INTERCEPT PHARMACEUT|TKNG|ALLY INVEST SECURITIES LLC|1891
ICPT|INTERCEPT PHARMACEUT|TRBT|Tradebot Systems, Inc.|231853
ICPT|INTERCEPT PHARMACEUT|TRCM|TRC MARKETS LLC|102306
ICPT|INTERCEPT PHARMACEUT|TWTT|TASTYWORKS, INC.|355
ICPT|INTERCEPT PHARMACEUT|UBSA|UBS SECURITIES LLC|382790
ICPT|INTERCEPT PHARMACEUT|UBSS|UBS Securities LLC|1797666
ICPT|INTERCEPT PHARMACEUT|VALX|VIRTU AMERICAS LLC|44411
ICPT|INTERCEPT PHARMACEUT|VERT|The Vertical Trading Group, LLC|475
ICPT|INTERCEPT PHARMACEUT|VGRD|Vanguard Marketing Corporation|46222
ICPT|INTERCEPT PHARMACEUT|VSIN|Vision Financial Markets Llc|66
ICPT|INTERCEPT PHARMACEUT|WBET|Wallachbeth Capital LLC|666
ICPT|INTERCEPT PHARMACEUT|WBPX|SUMMIT SECURITIES GROUP, LLC|9760
ICPT|INTERCEPT PHARMACEUT|WCHV|WELLS FARGO SECURITIES, LLC|110163
ICPT|INTERCEPT PHARMACEUT|WEDB|WEDBUSH SECURITIES INC.|8633
ICPT|INTERCEPT PHARMACEUT|WEED|Weeden & Co.L.P.|782
ICPT|INTERCEPT PHARMACEUT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11251
ICPT|INTERCEPT PHARMACEUT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34375
ICPT|INTERCEPT PHARMACEUT|WGIF|CIBC World Markets Inc.|425
ICPT|INTERCEPT PHARMACEUT|WORD|Worden Capital Management LLC|250
ICPT|INTERCEPT PHARMACEUT|WSEA|WOLVERINE SECURITIES, LLC|8265
ICPT|INTERCEPT PHARMACEUT|XIST|INSTINET, LLC|60146
ICPT|INTERCEPT PHARMACEUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|59884
ICPT|INTERCEPT PHARMACEUT|YKNA|COMHAR CAPITAL MARKETS, LLC|36399
ICPT|INTERCEPT PHARMACEUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9497
ICSH|ISHARES ULTRA SHORT-|ALTX|Alternet Securities Inc.|10133
ICSH|ISHARES ULTRA SHORT-|APCC|Apex Clearing Corporation|141
ICSH|ISHARES ULTRA SHORT-|BBNT|BB&T SECURITIES, LLC|80
ICSH|ISHARES ULTRA SHORT-|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3559
ICSH|ISHARES ULTRA SHORT-|CHAS|Charles Schwab & Co., Inc.|10003
ICSH|ISHARES ULTRA SHORT-|CIST|Capital Institutional Services, Inc.|1803
ICSH|ISHARES ULTRA SHORT-|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31363
ICSH|ISHARES ULTRA SHORT-|CSIN|Citadel Securities Institutional LLC|1535
ICSH|ISHARES ULTRA SHORT-|CXCX|CITIGROUP GLOBAL MARKETS INC.|4302
ICSH|ISHARES ULTRA SHORT-|DBAX|Deutsche Bank Securities Inc.|14900
ICSH|ISHARES ULTRA SHORT-|EBXL|EBX LLC|8200
ICSH|ISHARES ULTRA SHORT-|ECUT|CONVERGEX EXECUTION SOLUTIONS|4247
ICSH|ISHARES ULTRA SHORT-|EGAM|CBOE TRADING, INC.|1710
ICSH|ISHARES ULTRA SHORT-|EGXM|CBOE TRADING, INC.|14923
ICSH|ISHARES ULTRA SHORT-|ETBE|Electronic Transaction Clearing, Inc.|200
ICSH|ISHARES ULTRA SHORT-|ETRS|E*Trade Securities LLC|4759
ICSH|ISHARES ULTRA SHORT-|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24
ICSH|ISHARES ULTRA SHORT-|FTBR|Foliofn Investments, Inc.|24
ICSH|ISHARES ULTRA SHORT-|GEBB|GLOBAL EXECUTION BROKERS, LP|6100
ICSH|ISHARES ULTRA SHORT-|GLPX|ACS EXECUTION SERVICES, LLC|100
ICSH|ISHARES ULTRA SHORT-|GSCO|GOLDMAN SACHS & CO. LLC|446
ICSH|ISHARES ULTRA SHORT-|HRBF|American Enterprise Investment Services Inc.|300
ICSH|ISHARES ULTRA SHORT-|IATS|INTERACTIVE BROKERS LLC|700
ICSH|ISHARES ULTRA SHORT-|IBKR|Interactive Brokers Llc|5979
ICSH|ISHARES ULTRA SHORT-|ICBX|INSTINET, LLC|2700
ICSH|ISHARES ULTRA SHORT-|ITGI|ITG Inc.|2790
ICSH|ISHARES ULTRA SHORT-|ITGP|ITG INC.|2600
ICSH|ISHARES ULTRA SHORT-|JPMX|J.P. Morgan Securities LLC|4880
ICSH|ISHARES ULTRA SHORT-|JSEB|JANE STREET EXECUTION SERVICES, LLC|124315
ICSH|ISHARES ULTRA SHORT-|JSJX|JANE STREET CAPITAL LLC|177943
ICSH|ISHARES ULTRA SHORT-|KCGM|VIRTU Americas LLC|2771
ICSH|ISHARES ULTRA SHORT-|LEHM|Barclays Capital Inc./Le|46000
ICSH|ISHARES ULTRA SHORT-|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ICSH|ISHARES ULTRA SHORT-|MCMF|Raymond James Ltd. Cds|138
ICSH|ISHARES ULTRA SHORT-|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30416
ICSH|ISHARES ULTRA SHORT-|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
ICSH|ISHARES ULTRA SHORT-|MOTF|MOTIF INVESTING, INC.|1
ICSH|ISHARES ULTRA SHORT-|MSCO|MORGAN STANLEY & CO. LLC|3850
ICSH|ISHARES ULTRA SHORT-|MSPL|MORGAN STANLEY & CO. LLC|1600
ICSH|ISHARES ULTRA SHORT-|NFSC|National Financial Services LLC|53718
ICSH|ISHARES ULTRA SHORT-|NITE|VIRTU Americas LLC|214903
ICSH|ISHARES ULTRA SHORT-|NITP|VIRTU Americas LLC|10175
ICSH|ISHARES ULTRA SHORT-|PDQM|CODA MARKETS, INC.|10145
ICSH|ISHARES ULTRA SHORT-|RBCM|RBC CAPITAL MARKETS, LLC|6363
ICSH|ISHARES ULTRA SHORT-|SGMT|GOLDMAN SACHS & CO. LLC|3826
ICSH|ISHARES ULTRA SHORT-|STFL|Stifel, Nicolaus & Company, Incorporated|339
ICSH|ISHARES ULTRA SHORT-|SWIM|TD Ameritrade, Inc.|1049
ICSH|ISHARES ULTRA SHORT-|UBSA|UBS SECURITIES LLC|90489
ICSH|ISHARES ULTRA SHORT-|UBSS|UBS Securities LLC|45381
ICSH|ISHARES ULTRA SHORT-|VGRD|Vanguard Marketing Corporation|15044
ICSH|ISHARES ULTRA SHORT-|WBLR|WILLIAM BLAIR|1788
ICSH|ISHARES ULTRA SHORT-|WCHV|WELLS FARGO SECURITIES, LLC|10913
ICSH|ISHARES ULTRA SHORT-|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22412
ICSH|ISHARES ULTRA SHORT-|XSTM|NATIONAL FINANCIAL SERVICES LLC|24622
ICSH|ISHARES ULTRA SHORT-|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ICSH|ISHARES ULTRA SHORT-|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12627
ICUI|I C U MEDICAL INC ##|ANOS|ABEL/NOSER, L.L.C.|100
ICUI|I C U MEDICAL INC ##|APCC|Apex Clearing Corporation|89
ICUI|I C U MEDICAL INC ##|BANK|Primevest Financial Services, Inc.|11
ICUI|I C U MEDICAL INC ##|BARD|Robert W. Baird & Co. Incorporated|62
ICUI|I C U MEDICAL INC ##|BATM|CBOE TRADING, INC.|3131
ICUI|I C U MEDICAL INC ##|BAYC|BAY CREST PARTNERS, LLC|2200
ICUI|I C U MEDICAL INC ##|BBNT|BB&T SECURITIES, LLC|128
ICUI|I C U MEDICAL INC ##|BERN|Sanford C. Bernstein & Co., LLC|25469
ICUI|I C U MEDICAL INC ##|BKCM|BNY Mellon Capital Markets LLC|4478
ICUI|I C U MEDICAL INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28
ICUI|I C U MEDICAL INC ##|BMOC|BMO Capital Markets Corp.|9481
ICUI|I C U MEDICAL INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|12470
ICUI|I C U MEDICAL INC ##|BRVL|BLAYLOCK VAN, LLC|100
ICUI|I C U MEDICAL INC ##|BTIG|BTIG, LLC|8025
ICUI|I C U MEDICAL INC ##|BYXM|CBOE TRADING, INC.|20
ICUI|I C U MEDICAL INC ##|BZYD|GOLDMAN SACHS & CO. LLC|408
ICUI|I C U MEDICAL INC ##|CANT|Cantor Fitzgerald & Co.|268
ICUI|I C U MEDICAL INC ##|CHAS|Charles Schwab & Co., Inc.|18
ICUI|I C U MEDICAL INC ##|CIST|Capital Institutional Services, Inc.|59
ICUI|I C U MEDICAL INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25170
ICUI|I C U MEDICAL INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|906
ICUI|I C U MEDICAL INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1397
ICUI|I C U MEDICAL INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31630
ICUI|I C U MEDICAL INC ##|CTDL|Citadel Derivatives Group Llc|5338
ICUI|I C U MEDICAL INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|12364
ICUI|I C U MEDICAL INC ##|DADA|D.A. Davidson & Co.|107
ICUI|I C U MEDICAL INC ##|DBAB|Deutsche Bank Securities Inc.|192480
ICUI|I C U MEDICAL INC ##|DBAX|Deutsche Bank Securities Inc.|29500
ICUI|I C U MEDICAL INC ##|DBUL|Deutsche Bank Securities Inc.|800
ICUI|I C U MEDICAL INC ##|DEAN|MORGAN STANLEY|1408
ICUI|I C U MEDICAL INC ##|DEGS|RONIN PROFESSIONAL LLC|475
ICUI|I C U MEDICAL INC ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2452
ICUI|I C U MEDICAL INC ##|EBXL|EBX LLC|31600
ICUI|I C U MEDICAL INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|952
ICUI|I C U MEDICAL INC ##|EDJO|Edward D. Jones & Co., L.P.|193
ICUI|I C U MEDICAL INC ##|EGAM|CBOE TRADING, INC.|3491
ICUI|I C U MEDICAL INC ##|EGMT|EG MARKET TECHNOLOGIES LLC|610
ICUI|I C U MEDICAL INC ##|EGXM|CBOE TRADING, INC.|721
ICUI|I C U MEDICAL INC ##|ETBE|Electronic Transaction Clearing, Inc.|2832
ICUI|I C U MEDICAL INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4599
ICUI|I C U MEDICAL INC ##|ETRS|E*Trade Securities LLC|13197
ICUI|I C U MEDICAL INC ##|FBCO|Credit Suisse Securities (USA) LLC|691900
ICUI|I C U MEDICAL INC ##|FILL|Tradestation Securities, Inc.|39
ICUI|I C U MEDICAL INC ##|FOMA|TD AMERITRADE CLEARING, INC.|18658
ICUI|I C U MEDICAL INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|536
ICUI|I C U MEDICAL INC ##|FQLS|Quantlab Securities LP|58579
ICUI|I C U MEDICAL INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17108
ICUI|I C U MEDICAL INC ##|FTBR|Foliofn Investments, Inc.|781
ICUI|I C U MEDICAL INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|6368
ICUI|I C U MEDICAL INC ##|GLIS|TD Securities Inc|60
ICUI|I C U MEDICAL INC ##|GLPX|ACS EXECUTION SERVICES, LLC|216
ICUI|I C U MEDICAL INC ##|GSCO|GOLDMAN SACHS & CO. LLC|680392
ICUI|I C U MEDICAL INC ##|GSCS|GOLDMAN SACHS & CO. LLC|5565
ICUI|I C U MEDICAL INC ##|GSLT|GOLDMAN SACHS & CO. LLC|315
ICUI|I C U MEDICAL INC ##|GTSZ|GTS SECURITIES LLC|375
ICUI|I C U MEDICAL INC ##|HRBF|American Enterprise Investment Services Inc.|172
ICUI|I C U MEDICAL INC ##|HSBC|HSBC Securities, Inc.|265
ICUI|I C U MEDICAL INC ##|IBKR|Interactive Brokers Llc|27892
ICUI|I C U MEDICAL INC ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
ICUI|I C U MEDICAL INC ##|ICBX|INSTINET, LLC|6100
ICUI|I C U MEDICAL INC ##|IEQY|CITADEL SECURITIES LLC|36041
ICUI|I C U MEDICAL INC ##|INCA|INSTINET, LLC|146760
ICUI|I C U MEDICAL INC ##|INJX|INSTINET, LLC|14158
ICUI|I C U MEDICAL INC ##|ITGI|ITG Inc.|22861
ICUI|I C U MEDICAL INC ##|ITGP|ITG INC.|6000
ICUI|I C U MEDICAL INC ##|JANY|Janney Montgomery Scott Inc.|28
ICUI|I C U MEDICAL INC ##|JEFF|JEFFERIES LLC|35611
ICUI|I C U MEDICAL INC ##|JMPT|JUMP TRADING, LLC|23684
ICUI|I C U MEDICAL INC ##|JPBX|J.P. MORGAN SECURITIES LLC|9718
ICUI|I C U MEDICAL INC ##|JPMX|J.P. Morgan Securities LLC|59549
ICUI|I C U MEDICAL INC ##|KCGM|VIRTU Americas LLC|6886
ICUI|I C U MEDICAL INC ##|LEHM|Barclays Capital Inc./Le|338651
ICUI|I C U MEDICAL INC ##|LIME|Lime Brokerage LLC|44892
ICUI|I C U MEDICAL INC ##|LOOP|Loop Capital Markets LLC|2304
ICUI|I C U MEDICAL INC ##|LSCI|Lek Securities Corporation|90
ICUI|I C U MEDICAL INC ##|MAXM|Maxim Group LLC|450
ICUI|I C U MEDICAL INC ##|MCMF|Raymond James Ltd. Cds|683
ICUI|I C U MEDICAL INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8084
ICUI|I C U MEDICAL INC ##|MSCO|MORGAN STANLEY & CO. LLC|672249
ICUI|I C U MEDICAL INC ##|MSPL|MORGAN STANLEY & CO. LLC|30300
ICUI|I C U MEDICAL INC ##|MSTX|MORGAN STANLEY & CO. LLC|4500
ICUI|I C U MEDICAL INC ##|NBCS|NBC Securities, INC.|10
ICUI|I C U MEDICAL INC ##|NFSC|National Financial Services LLC|17356
ICUI|I C U MEDICAL INC ##|NITE|VIRTU Americas LLC|55911
ICUI|I C U MEDICAL INC ##|NITP|VIRTU Americas LLC|1766
ICUI|I C U MEDICAL INC ##|NQRB|Brut, LLC|377
ICUI|I C U MEDICAL INC ##|NTRC|Northern Trust Securities, Inc.|335
ICUI|I C U MEDICAL INC ##|OPCO|Oppenheimer & Co. Inc.|494
ICUI|I C U MEDICAL INC ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|79
ICUI|I C U MEDICAL INC ##|PDQM|CODA MARKETS, INC.|33885
ICUI|I C U MEDICAL INC ##|PHLY|NASDAQ Execution Services, LLC|400
ICUI|I C U MEDICAL INC ##|PICT|Pictet Overseas Inc.|445
ICUI|I C U MEDICAL INC ##|RAJA|Raymond James & Associates, Inc.|9617
ICUI|I C U MEDICAL INC ##|RBCM|RBC CAPITAL MARKETS, LLC|586
ICUI|I C U MEDICAL INC ##|SAGL|SAGETRADER, LLC|8422
ICUI|I C U MEDICAL INC ##|SALI|INTL FCSTONE FINANCIAL INC.|16
ICUI|I C U MEDICAL INC ##|SBSH|Citigroup Global Markets Inc.|116137
ICUI|I C U MEDICAL INC ##|SGMT|GOLDMAN SACHS & CO. LLC|13994
ICUI|I C U MEDICAL INC ##|SPDR|SPEEDROUTE LLC|2547
ICUI|I C U MEDICAL INC ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|5600
ICUI|I C U MEDICAL INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|247
ICUI|I C U MEDICAL INC ##|SWIM|TD Ameritrade, Inc.|5413
ICUI|I C U MEDICAL INC ##|SWST|Hilltop Securities Inc.|12
ICUI|I C U MEDICAL INC ##|TKNG|ALLY INVEST SECURITIES LLC|171
ICUI|I C U MEDICAL INC ##|TRBT|Tradebot Systems, Inc.|10422
ICUI|I C U MEDICAL INC ##|TRCM|TRC MARKETS LLC|12834
ICUI|I C U MEDICAL INC ##|UBSA|UBS SECURITIES LLC|94655
ICUI|I C U MEDICAL INC ##|UBSS|UBS Securities LLC|585693
ICUI|I C U MEDICAL INC ##|VALX|VIRTU AMERICAS LLC|326
ICUI|I C U MEDICAL INC ##|VGRD|Vanguard Marketing Corporation|1261
ICUI|I C U MEDICAL INC ##|WBPX|SUMMIT SECURITIES GROUP, LLC|3042
ICUI|I C U MEDICAL INC ##|WCHV|WELLS FARGO SECURITIES, LLC|26572
ICUI|I C U MEDICAL INC ##|WDNX|WEEDEN & CO.L.P.|96
ICUI|I C U MEDICAL INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|849
ICUI|I C U MEDICAL INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2539
ICUI|I C U MEDICAL INC ##|WGIF|CIBC World Markets Inc.|67
ICUI|I C U MEDICAL INC ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6
ICUI|I C U MEDICAL INC ##|WSEA|WOLVERINE SECURITIES, LLC|189
ICUI|I C U MEDICAL INC ##|XIST|INSTINET, LLC|51974
ICUI|I C U MEDICAL INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2882
ICUI|I C U MEDICAL INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|818
ICVT|ISHARES CONV BOND ET|ALTX|Alternet Securities Inc.|39
ICVT|ISHARES CONV BOND ET|BANK|Primevest Financial Services, Inc.|662
ICVT|ISHARES CONV BOND ET|BATM|CBOE TRADING, INC.|2711
ICVT|ISHARES CONV BOND ET|BERN|Sanford C. Bernstein & Co., LLC|108
ICVT|ISHARES CONV BOND ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3848
ICVT|ISHARES CONV BOND ET|BYXM|CBOE TRADING, INC.|237
ICVT|ISHARES CONV BOND ET|CANT|Cantor Fitzgerald & Co.|31168
ICVT|ISHARES CONV BOND ET|CHAS|Charles Schwab & Co., Inc.|14065
ICVT|ISHARES CONV BOND ET|CIST|Capital Institutional Services, Inc.|1619
ICVT|ISHARES CONV BOND ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19997
ICVT|ISHARES CONV BOND ET|CXCX|CITIGROUP GLOBAL MARKETS INC.|7750
ICVT|ISHARES CONV BOND ET|DBAB|Deutsche Bank Securities Inc.|200
ICVT|ISHARES CONV BOND ET|DBAX|Deutsche Bank Securities Inc.|15800
ICVT|ISHARES CONV BOND ET|EBXL|EBX LLC|13100
ICVT|ISHARES CONV BOND ET|EGAM|CBOE TRADING, INC.|221
ICVT|ISHARES CONV BOND ET|EGXM|CBOE TRADING, INC.|30
ICVT|ISHARES CONV BOND ET|ETRS|E*Trade Securities LLC|1535
ICVT|ISHARES CONV BOND ET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|909
ICVT|ISHARES CONV BOND ET|FTBR|Foliofn Investments, Inc.|832
ICVT|ISHARES CONV BOND ET|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
ICVT|ISHARES CONV BOND ET|GLPX|ACS EXECUTION SERVICES, LLC|200
ICVT|ISHARES CONV BOND ET|GSCO|GOLDMAN SACHS & CO. LLC|100
ICVT|ISHARES CONV BOND ET|GSLT|GOLDMAN SACHS & CO. LLC|2286
ICVT|ISHARES CONV BOND ET|GTSZ|GTS SECURITIES LLC|2412
ICVT|ISHARES CONV BOND ET|IATS|INTERACTIVE BROKERS LLC|591
ICVT|ISHARES CONV BOND ET|IBKR|Interactive Brokers Llc|1644
ICVT|ISHARES CONV BOND ET|ICBX|INSTINET, LLC|12100
ICVT|ISHARES CONV BOND ET|INCA|INSTINET, LLC|76450
ICVT|ISHARES CONV BOND ET|JEFF|JEFFERIES LLC|905
ICVT|ISHARES CONV BOND ET|JPMX|J.P. Morgan Securities LLC|11998
ICVT|ISHARES CONV BOND ET|JSEB|JANE STREET EXECUTION SERVICES, LLC|1958600
ICVT|ISHARES CONV BOND ET|JSJX|JANE STREET CAPITAL LLC|16075
ICVT|ISHARES CONV BOND ET|KCGM|VIRTU Americas LLC|22133
ICVT|ISHARES CONV BOND ET|LEHM|Barclays Capital Inc./Le|32600
ICVT|ISHARES CONV BOND ET|LIME|Lime Brokerage LLC|69
ICVT|ISHARES CONV BOND ET|LSCI|Lek Securities Corporation|3020
ICVT|ISHARES CONV BOND ET|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
ICVT|ISHARES CONV BOND ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22466
ICVT|ISHARES CONV BOND ET|MSCO|MORGAN STANLEY & CO. LLC|21340
ICVT|ISHARES CONV BOND ET|MSPL|MORGAN STANLEY & CO. LLC|4000
ICVT|ISHARES CONV BOND ET|NFSC|National Financial Services LLC|82408
ICVT|ISHARES CONV BOND ET|NITE|VIRTU Americas LLC|84824
ICVT|ISHARES CONV BOND ET|NQRB|Brut, LLC|4000
ICVT|ISHARES CONV BOND ET|PDQM|CODA MARKETS, INC.|539
ICVT|ISHARES CONV BOND ET|PIPR|Piper Jaffray & Co.|3000
ICVT|ISHARES CONV BOND ET|PWJC|UBS Financial Services, Inc.|400
ICVT|ISHARES CONV BOND ET|RBCM|RBC CAPITAL MARKETS, LLC|127
ICVT|ISHARES CONV BOND ET|SBSH|Citigroup Global Markets Inc.|400
ICVT|ISHARES CONV BOND ET|SGMT|GOLDMAN SACHS & CO. LLC|10728
ICVT|ISHARES CONV BOND ET|STFL|Stifel, Nicolaus & Company, Incorporated|492
ICVT|ISHARES CONV BOND ET|SWIM|TD Ameritrade, Inc.|36
ICVT|ISHARES CONV BOND ET|SWST|Hilltop Securities Inc.|435
ICVT|ISHARES CONV BOND ET|TKNG|ALLY INVEST SECURITIES LLC|141
ICVT|ISHARES CONV BOND ET|UBSA|UBS SECURITIES LLC|3440
ICVT|ISHARES CONV BOND ET|UBSS|UBS Securities LLC|16531
ICVT|ISHARES CONV BOND ET|VGRD|Vanguard Marketing Corporation|483
ICVT|ISHARES CONV BOND ET|WBET|Wallachbeth Capital LLC|215910
ICVT|ISHARES CONV BOND ET|WCHV|WELLS FARGO SECURITIES, LLC|2789
ICVT|ISHARES CONV BOND ET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30412
ICVT|ISHARES CONV BOND ET|WSEA|WOLVERINE SECURITIES, LLC|7
ICVT|ISHARES CONV BOND ET|XSTM|NATIONAL FINANCIAL SERVICES LLC|7506
ICVT|ISHARES CONV BOND ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9559
IDA|IDACORP INC HLDG CO|ALTX|Alternet Securities Inc.|814
IDA|IDACORP INC HLDG CO|ANOS|ABEL/NOSER, L.L.C.|100
IDA|IDACORP INC HLDG CO|APCC|Apex Clearing Corporation|42
IDA|IDACORP INC HLDG CO|BANK|Primevest Financial Services, Inc.|125
IDA|IDACORP INC HLDG CO|BARD|Robert W. Baird & Co. Incorporated|2351
IDA|IDACORP INC HLDG CO|BATM|CBOE TRADING, INC.|2332
IDA|IDACORP INC HLDG CO|BAYC|BAY CREST PARTNERS, LLC|20
IDA|IDACORP INC HLDG CO|BERN|Sanford C. Bernstein & Co., LLC|12815
IDA|IDACORP INC HLDG CO|BIDS|BIDS TRADING L.P.|9400
IDA|IDACORP INC HLDG CO|BKCM|BNY Mellon Capital Markets LLC|9523
IDA|IDACORP INC HLDG CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|614
IDA|IDACORP INC HLDG CO|BLKX|INSTINET, LLC|33600
IDA|IDACORP INC HLDG CO|BNPX|BNP PARIBAS SECURITIES CORP.|6712
IDA|IDACORP INC HLDG CO|BTIG|BTIG, LLC|324
IDA|IDACORP INC HLDG CO|BYXM|CBOE TRADING, INC.|406
IDA|IDACORP INC HLDG CO|BZYD|GOLDMAN SACHS & CO. LLC|565
IDA|IDACORP INC HLDG CO|CANT|Cantor Fitzgerald & Co.|2088
IDA|IDACORP INC HLDG CO|CHAS|Charles Schwab & Co., Inc.|12
IDA|IDACORP INC HLDG CO|CIST|Capital Institutional Services, Inc.|993
IDA|IDACORP INC HLDG CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18543
IDA|IDACORP INC HLDG CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|110
IDA|IDACORP INC HLDG CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113396
IDA|IDACORP INC HLDG CO|CTDL|Citadel Derivatives Group Llc|4479
IDA|IDACORP INC HLDG CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|13110
IDA|IDACORP INC HLDG CO|DADA|D.A. Davidson & Co.|347
IDA|IDACORP INC HLDG CO|DBAB|Deutsche Bank Securities Inc.|117759
IDA|IDACORP INC HLDG CO|DBAX|Deutsche Bank Securities Inc.|63400
IDA|IDACORP INC HLDG CO|DCHF|Dart Executions, LLC|380
IDA|IDACORP INC HLDG CO|DEAN|MORGAN STANLEY|836
IDA|IDACORP INC HLDG CO|DEGS|RONIN PROFESSIONAL LLC|100
IDA|IDACORP INC HLDG CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|626
IDA|IDACORP INC HLDG CO|DREX|Drexel Hamilton, LLC|9300
IDA|IDACORP INC HLDG CO|EBXL|EBX LLC|55600
IDA|IDACORP INC HLDG CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|8761
IDA|IDACORP INC HLDG CO|EDJO|Edward D. Jones & Co., L.P.|971
IDA|IDACORP INC HLDG CO|EGAM|CBOE TRADING, INC.|4363
IDA|IDACORP INC HLDG CO|EGAW|CBOE TRADING, INC.|145
IDA|IDACORP INC HLDG CO|EGMT|EG MARKET TECHNOLOGIES LLC|606
IDA|IDACORP INC HLDG CO|EGXM|CBOE TRADING, INC.|788
IDA|IDACORP INC HLDG CO|ETBE|Electronic Transaction Clearing, Inc.|2530
IDA|IDACORP INC HLDG CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12709
IDA|IDACORP INC HLDG CO|ETRS|E*Trade Securities LLC|5204
IDA|IDACORP INC HLDG CO|FBSB|U.S. Bancorp Investments, Inc.|26
IDA|IDACORP INC HLDG CO|FMAF|NBCN Inc./ CDS|100
IDA|IDACORP INC HLDG CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1282
IDA|IDACORP INC HLDG CO|FQLS|Quantlab Securities LP|89579
IDA|IDACORP INC HLDG CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44272
IDA|IDACORP INC HLDG CO|FTBR|Foliofn Investments, Inc.|625
IDA|IDACORP INC HLDG CO|GLIS|TD Securities Inc|200
IDA|IDACORP INC HLDG CO|GLPX|ACS EXECUTION SERVICES, LLC|12777
IDA|IDACORP INC HLDG CO|GSCO|GOLDMAN SACHS & CO. LLC|310512
IDA|IDACORP INC HLDG CO|GSCS|GOLDMAN SACHS & CO. LLC|614
IDA|IDACORP INC HLDG CO|GSLT|GOLDMAN SACHS & CO. LLC|1880
IDA|IDACORP INC HLDG CO|GTSZ|GTS SECURITIES LLC|31347
IDA|IDACORP INC HLDG CO|HRBF|American Enterprise Investment Services Inc.|2264
IDA|IDACORP INC HLDG CO|HSBC|HSBC Securities, Inc.|500
IDA|IDACORP INC HLDG CO|IATS|INTERACTIVE BROKERS LLC|972
IDA|IDACORP INC HLDG CO|IBKR|Interactive Brokers Llc|2676
IDA|IDACORP INC HLDG CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1970
IDA|IDACORP INC HLDG CO|ICBX|INSTINET, LLC|12500
IDA|IDACORP INC HLDG CO|IEQY|CITADEL SECURITIES LLC|32977
IDA|IDACORP INC HLDG CO|INCA|INSTINET, LLC|81514
IDA|IDACORP INC HLDG CO|INJX|INSTINET, LLC|1201
IDA|IDACORP INC HLDG CO|ITGI|ITG Inc.|7408
IDA|IDACORP INC HLDG CO|ITGP|ITG INC.|18400
IDA|IDACORP INC HLDG CO|JANY|Janney Montgomery Scott Inc.|284
IDA|IDACORP INC HLDG CO|JEFF|JEFFERIES LLC|38476
IDA|IDACORP INC HLDG CO|JMPT|JUMP TRADING, LLC|17466
IDA|IDACORP INC HLDG CO|JPBX|J.P. MORGAN SECURITIES LLC|33354
IDA|IDACORP INC HLDG CO|JPMX|J.P. Morgan Securities LLC|91064
IDA|IDACORP INC HLDG CO|JSJX|JANE STREET CAPITAL LLC|10593
IDA|IDACORP INC HLDG CO|KCGM|VIRTU Americas LLC|7885
IDA|IDACORP INC HLDG CO|LEHM|Barclays Capital Inc./Le|143679
IDA|IDACORP INC HLDG CO|LIME|Lime Brokerage LLC|8785
IDA|IDACORP INC HLDG CO|LSCI|Lek Securities Corporation|409
IDA|IDACORP INC HLDG CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59850
IDA|IDACORP INC HLDG CO|MOTF|MOTIF INVESTING, INC.|2
IDA|IDACORP INC HLDG CO|MSCO|MORGAN STANLEY & CO. LLC|330450
IDA|IDACORP INC HLDG CO|MSPL|MORGAN STANLEY & CO. LLC|91200
IDA|IDACORP INC HLDG CO|MSTX|MORGAN STANLEY & CO. LLC|14800
IDA|IDACORP INC HLDG CO|NEUB|NEUBERGER BERMAN BD LLC|39
IDA|IDACORP INC HLDG CO|NFSC|National Financial Services LLC|24005
IDA|IDACORP INC HLDG CO|NITE|VIRTU Americas LLC|68205
IDA|IDACORP INC HLDG CO|NITP|VIRTU Americas LLC|300
IDA|IDACORP INC HLDG CO|NQRB|Brut, LLC|1884
IDA|IDACORP INC HLDG CO|PDQM|CODA MARKETS, INC.|50340
IDA|IDACORP INC HLDG CO|PWJC|UBS Financial Services, Inc.|11
IDA|IDACORP INC HLDG CO|QMSR|QUATTRO M SECURITIES INC.|227
IDA|IDACORP INC HLDG CO|RBCM|RBC CAPITAL MARKETS, LLC|880
IDA|IDACORP INC HLDG CO|SAGL|SAGETRADER, LLC|3794
IDA|IDACORP INC HLDG CO|SBSH|Citigroup Global Markets Inc.|41509
IDA|IDACORP INC HLDG CO|SGMT|GOLDMAN SACHS & CO. LLC|31801
IDA|IDACORP INC HLDG CO|SPDR|SPEEDROUTE LLC|2606
IDA|IDACORP INC HLDG CO|SPTD|MINT GLOBAL MARKETS, INC.|3418
IDA|IDACORP INC HLDG CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|1050
IDA|IDACORP INC HLDG CO|STFL|Stifel, Nicolaus & Company, Incorporated|1437
IDA|IDACORP INC HLDG CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3447
IDA|IDACORP INC HLDG CO|SWIM|TD Ameritrade, Inc.|436
IDA|IDACORP INC HLDG CO|SWST|Hilltop Securities Inc.|26
IDA|IDACORP INC HLDG CO|TMBR|Timber Hill LLC|95
IDA|IDACORP INC HLDG CO|TRBT|Tradebot Systems, Inc.|37498
IDA|IDACORP INC HLDG CO|TRCM|TRC MARKETS LLC|37156
IDA|IDACORP INC HLDG CO|UBSA|UBS SECURITIES LLC|172068
IDA|IDACORP INC HLDG CO|UBSS|UBS Securities LLC|247245
IDA|IDACORP INC HLDG CO|VALX|VIRTU AMERICAS LLC|7168
IDA|IDACORP INC HLDG CO|VGRD|Vanguard Marketing Corporation|371
IDA|IDACORP INC HLDG CO|WBPX|SUMMIT SECURITIES GROUP, LLC|400
IDA|IDACORP INC HLDG CO|WCHV|WELLS FARGO SECURITIES, LLC|29727
IDA|IDACORP INC HLDG CO|WDNX|WEEDEN & CO.L.P.|132
IDA|IDACORP INC HLDG CO|WEED|Weeden & Co.L.P.|2105
IDA|IDACORP INC HLDG CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|907
IDA|IDACORP INC HLDG CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|297
IDA|IDACORP INC HLDG CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|170
IDA|IDACORP INC HLDG CO|WSEA|WOLVERINE SECURITIES, LLC|346
IDA|IDACORP INC HLDG CO|XIST|INSTINET, LLC|26000
IDA|IDACORP INC HLDG CO|XPQR|Jump Trading|1300
IDA|IDACORP INC HLDG CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|12640
IDA|IDACORP INC HLDG CO|YKNA|COMHAR CAPITAL MARKETS, LLC|2985
IDA|IDACORP INC HLDG CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|875
IDCC|INTERDIGITAL INC CM|ANOS|ABEL/NOSER, L.L.C.|35
IDCC|INTERDIGITAL INC CM|APCC|Apex Clearing Corporation|200
IDCC|INTERDIGITAL INC CM|ATPA|COWEN PRIME SERVICES LLC|46
IDCC|INTERDIGITAL INC CM|BANK|Primevest Financial Services, Inc.|8
IDCC|INTERDIGITAL INC CM|BATM|CBOE TRADING, INC.|729
IDCC|INTERDIGITAL INC CM|BBNT|BB&T SECURITIES, LLC|371
IDCC|INTERDIGITAL INC CM|BERN|Sanford C. Bernstein & Co., LLC|7420
IDCC|INTERDIGITAL INC CM|BIMI|Banca IMI Securities Corp.|67
IDCC|INTERDIGITAL INC CM|BKCM|BNY Mellon Capital Markets LLC|7908
IDCC|INTERDIGITAL INC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3753
IDCC|INTERDIGITAL INC CM|BLKX|INSTINET, LLC|14540
IDCC|INTERDIGITAL INC CM|BMOC|BMO Capital Markets Corp.|6535
IDCC|INTERDIGITAL INC CM|BNPX|BNP PARIBAS SECURITIES CORP.|36148
IDCC|INTERDIGITAL INC CM|BRVL|BLAYLOCK VAN, LLC|300
IDCC|INTERDIGITAL INC CM|BTIG|BTIG, LLC|11297
IDCC|INTERDIGITAL INC CM|BYXM|CBOE TRADING, INC.|570
IDCC|INTERDIGITAL INC CM|BZYD|GOLDMAN SACHS & CO. LLC|300
IDCC|INTERDIGITAL INC CM|CANT|Cantor Fitzgerald & Co.|360
IDCC|INTERDIGITAL INC CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|13000
IDCC|INTERDIGITAL INC CM|CHAS|Charles Schwab & Co., Inc.|1128
IDCC|INTERDIGITAL INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4506
IDCC|INTERDIGITAL INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3160
IDCC|INTERDIGITAL INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62918
IDCC|INTERDIGITAL INC CM|CTDL|Citadel Derivatives Group Llc|19276
IDCC|INTERDIGITAL INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|14470
IDCC|INTERDIGITAL INC CM|DBAB|Deutsche Bank Securities Inc.|193093
IDCC|INTERDIGITAL INC CM|DBAX|Deutsche Bank Securities Inc.|56500
IDCC|INTERDIGITAL INC CM|DBUL|Deutsche Bank Securities Inc.|1441
IDCC|INTERDIGITAL INC CM|DEAN|MORGAN STANLEY|1805
IDCC|INTERDIGITAL INC CM|DEGS|RONIN PROFESSIONAL LLC|400
IDCC|INTERDIGITAL INC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1396
IDCC|INTERDIGITAL INC CM|DOTC|Dougherty & Company LLC|4646
IDCC|INTERDIGITAL INC CM|EBXL|EBX LLC|27500
IDCC|INTERDIGITAL INC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|789
IDCC|INTERDIGITAL INC CM|EDJC|Edward Jones / CDS|290
IDCC|INTERDIGITAL INC CM|EDJO|Edward D. Jones & Co., L.P.|531
IDCC|INTERDIGITAL INC CM|EGAM|CBOE TRADING, INC.|3331
IDCC|INTERDIGITAL INC CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
IDCC|INTERDIGITAL INC CM|EGXM|CBOE TRADING, INC.|735
IDCC|INTERDIGITAL INC CM|ETBE|Electronic Transaction Clearing, Inc.|3699
IDCC|INTERDIGITAL INC CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
IDCC|INTERDIGITAL INC CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
IDCC|INTERDIGITAL INC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13808
IDCC|INTERDIGITAL INC CM|ETRS|E*Trade Securities LLC|28704
IDCC|INTERDIGITAL INC CM|FBCO|Credit Suisse Securities (USA) LLC|597405
IDCC|INTERDIGITAL INC CM|FILL|Tradestation Securities, Inc.|386
IDCC|INTERDIGITAL INC CM|FMAF|NBCN Inc./ CDS|91
IDCC|INTERDIGITAL INC CM|FOMA|TD AMERITRADE CLEARING, INC.|39479
IDCC|INTERDIGITAL INC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|843
IDCC|INTERDIGITAL INC CM|FQLS|Quantlab Securities LP|79925
IDCC|INTERDIGITAL INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14383
IDCC|INTERDIGITAL INC CM|FTBR|Foliofn Investments, Inc.|673
IDCC|INTERDIGITAL INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|17249
IDCC|INTERDIGITAL INC CM|GLPX|ACS EXECUTION SERVICES, LLC|721
IDCC|INTERDIGITAL INC CM|GSCO|GOLDMAN SACHS & CO. LLC|1185353
IDCC|INTERDIGITAL INC CM|GSCS|GOLDMAN SACHS & CO. LLC|30086
IDCC|INTERDIGITAL INC CM|GSLT|GOLDMAN SACHS & CO. LLC|2453
IDCC|INTERDIGITAL INC CM|GTSZ|GTS SECURITIES LLC|6202
IDCC|INTERDIGITAL INC CM|HRBF|American Enterprise Investment Services Inc.|7091
IDCC|INTERDIGITAL INC CM|HSBC|HSBC Securities, Inc.|15700
IDCC|INTERDIGITAL INC CM|IATS|INTERACTIVE BROKERS LLC|1350
IDCC|INTERDIGITAL INC CM|IBKR|Interactive Brokers Llc|34531
IDCC|INTERDIGITAL INC CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|347
IDCC|INTERDIGITAL INC CM|ICBX|INSTINET, LLC|8300
IDCC|INTERDIGITAL INC CM|IEQY|CITADEL SECURITIES LLC|52602
IDCC|INTERDIGITAL INC CM|INCA|INSTINET, LLC|133801
IDCC|INTERDIGITAL INC CM|INJX|INSTINET, LLC|12634
IDCC|INTERDIGITAL INC CM|ITGI|ITG Inc.|10059
IDCC|INTERDIGITAL INC CM|ITGP|ITG INC.|42200
IDCC|INTERDIGITAL INC CM|JANY|Janney Montgomery Scott Inc.|83
IDCC|INTERDIGITAL INC CM|JEFF|JEFFERIES LLC|149530
IDCC|INTERDIGITAL INC CM|JMPT|JUMP TRADING, LLC|8427
IDCC|INTERDIGITAL INC CM|JPBX|J.P. MORGAN SECURITIES LLC|8593
IDCC|INTERDIGITAL INC CM|JPMX|J.P. Morgan Securities LLC|130806
IDCC|INTERDIGITAL INC CM|JSJX|JANE STREET CAPITAL LLC|1240
IDCC|INTERDIGITAL INC CM|KCGM|VIRTU Americas LLC|8176
IDCC|INTERDIGITAL INC CM|LEER|LEERINK PARTNERS LLC|420
IDCC|INTERDIGITAL INC CM|LEHM|Barclays Capital Inc./Le|327836
IDCC|INTERDIGITAL INC CM|LIME|Lime Brokerage LLC|98485
IDCC|INTERDIGITAL INC CM|LMGP|LIME BROKERAGE LLC|800
IDCC|INTERDIGITAL INC CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|159314
IDCC|INTERDIGITAL INC CM|LSCI|Lek Securities Corporation|2
IDCC|INTERDIGITAL INC CM|MACC|Mid Atlantic Capital Corporation|803
IDCC|INTERDIGITAL INC CM|MAXM|Maxim Group LLC|3627
IDCC|INTERDIGITAL INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58950
IDCC|INTERDIGITAL INC CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|179
IDCC|INTERDIGITAL INC CM|MSCO|MORGAN STANLEY & CO. LLC|667698
IDCC|INTERDIGITAL INC CM|MSPL|MORGAN STANLEY & CO. LLC|117700
IDCC|INTERDIGITAL INC CM|MSTX|MORGAN STANLEY & CO. LLC|10100
IDCC|INTERDIGITAL INC CM|NFSC|National Financial Services LLC|51471
IDCC|INTERDIGITAL INC CM|NITE|VIRTU Americas LLC|102770
IDCC|INTERDIGITAL INC CM|NITP|VIRTU Americas LLC|1435
IDCC|INTERDIGITAL INC CM|NMRA|Nomura Securities International, Inc.|200
IDCC|INTERDIGITAL INC CM|NQRB|Brut, LLC|2702
IDCC|INTERDIGITAL INC CM|NTRC|Northern Trust Securities, Inc.|923
IDCC|INTERDIGITAL INC CM|OPCO|Oppenheimer & Co. Inc.|15177
IDCC|INTERDIGITAL INC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2164
IDCC|INTERDIGITAL INC CM|PDQM|CODA MARKETS, INC.|22284
IDCC|INTERDIGITAL INC CM|PHLY|NASDAQ Execution Services, LLC|600
IDCC|INTERDIGITAL INC CM|PWJC|UBS Financial Services, Inc.|120
IDCC|INTERDIGITAL INC CM|RAJA|Raymond James & Associates, Inc.|15759
IDCC|INTERDIGITAL INC CM|RBCM|RBC CAPITAL MARKETS, LLC|1061
IDCC|INTERDIGITAL INC CM|RHCO|Suntrust Robinson Humphrey, Inc.|1474
IDCC|INTERDIGITAL INC CM|SAGL|SAGETRADER, LLC|253
IDCC|INTERDIGITAL INC CM|SAGW|SAGETRADER, LLC|183
IDCC|INTERDIGITAL INC CM|SALI|INTL FCSTONE FINANCIAL INC.|10
IDCC|INTERDIGITAL INC CM|SBSH|Citigroup Global Markets Inc.|165108
IDCC|INTERDIGITAL INC CM|SCMC|Scotia Capital Markets (USA) Inc.|31400
IDCC|INTERDIGITAL INC CM|SGMT|GOLDMAN SACHS & CO. LLC|20572
IDCC|INTERDIGITAL INC CM|SPDR|SPEEDROUTE LLC|1600
IDCC|INTERDIGITAL INC CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
IDCC|INTERDIGITAL INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|658
IDCC|INTERDIGITAL INC CM|STKP|STOCKPILE INVESTMENTS, INC.|22
IDCC|INTERDIGITAL INC CM|SWIM|TD Ameritrade, Inc.|3379
IDCC|INTERDIGITAL INC CM|SWST|Hilltop Securities Inc.|154
IDCC|INTERDIGITAL INC CM|TKNG|ALLY INVEST SECURITIES LLC|116
IDCC|INTERDIGITAL INC CM|TONC|CUTTONE & CO., LLC|1546
IDCC|INTERDIGITAL INC CM|TRBT|Tradebot Systems, Inc.|27282
IDCC|INTERDIGITAL INC CM|TRCM|TRC MARKETS LLC|45175
IDCC|INTERDIGITAL INC CM|TWTT|TASTYWORKS, INC.|200
IDCC|INTERDIGITAL INC CM|UBSA|UBS SECURITIES LLC|163141
IDCC|INTERDIGITAL INC CM|UBSS|UBS Securities LLC|296003
IDCC|INTERDIGITAL INC CM|VALX|VIRTU AMERICAS LLC|6736
IDCC|INTERDIGITAL INC CM|VGRD|Vanguard Marketing Corporation|5723
IDCC|INTERDIGITAL INC CM|WABR|Wall Street Access|47160
IDCC|INTERDIGITAL INC CM|WBPX|SUMMIT SECURITIES GROUP, LLC|216
IDCC|INTERDIGITAL INC CM|WCHV|WELLS FARGO SECURITIES, LLC|40046
IDCC|INTERDIGITAL INC CM|WDNX|WEEDEN & CO.L.P.|124
IDCC|INTERDIGITAL INC CM|WEED|Weeden & Co.L.P.|1267
IDCC|INTERDIGITAL INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6032
IDCC|INTERDIGITAL INC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7009
IDCC|INTERDIGITAL INC CM|WGIF|CIBC World Markets Inc.|10
IDCC|INTERDIGITAL INC CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138
IDCC|INTERDIGITAL INC CM|WSEA|WOLVERINE SECURITIES, LLC|1678
IDCC|INTERDIGITAL INC CM|XIST|INSTINET, LLC|16876
IDCC|INTERDIGITAL INC CM|XPQR|Jump Trading|600
IDCC|INTERDIGITAL INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|25520
IDCC|INTERDIGITAL INC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|616
IDE|VOYA INFRASTRUCTURE|AGIS|Aegis Capital Corp.|4016
IDE|VOYA INFRASTRUCTURE|ALTX|Alternet Securities Inc.|100
IDE|VOYA INFRASTRUCTURE|APCC|Apex Clearing Corporation|24
IDE|VOYA INFRASTRUCTURE|BARD|Robert W. Baird & Co. Incorporated|15100
IDE|VOYA INFRASTRUCTURE|BATM|CBOE TRADING, INC.|841
IDE|VOYA INFRASTRUCTURE|BERN|Sanford C. Bernstein & Co., LLC|7
IDE|VOYA INFRASTRUCTURE|BTIG|BTIG, LLC|3291
IDE|VOYA INFRASTRUCTURE|CHAS|Charles Schwab & Co., Inc.|595
IDE|VOYA INFRASTRUCTURE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1136
IDE|VOYA INFRASTRUCTURE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4067
IDE|VOYA INFRASTRUCTURE|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
IDE|VOYA INFRASTRUCTURE|DADA|D.A. Davidson & Co.|500
IDE|VOYA INFRASTRUCTURE|DBAX|Deutsche Bank Securities Inc.|1300
IDE|VOYA INFRASTRUCTURE|DEAN|MORGAN STANLEY|9282
IDE|VOYA INFRASTRUCTURE|DEGS|RONIN PROFESSIONAL LLC|100
IDE|VOYA INFRASTRUCTURE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40587
IDE|VOYA INFRASTRUCTURE|EBXL|EBX LLC|8600
IDE|VOYA INFRASTRUCTURE|EDJO|Edward D. Jones & Co., L.P.|636
IDE|VOYA INFRASTRUCTURE|EGXM|CBOE TRADING, INC.|687
IDE|VOYA INFRASTRUCTURE|ESPO|ESPOSITO SECURITIES, LLC|5422
IDE|VOYA INFRASTRUCTURE|ETBE|Electronic Transaction Clearing, Inc.|200
IDE|VOYA INFRASTRUCTURE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
IDE|VOYA INFRASTRUCTURE|ETRS|E*Trade Securities LLC|6951
IDE|VOYA INFRASTRUCTURE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11535
IDE|VOYA INFRASTRUCTURE|FTBR|Foliofn Investments, Inc.|147
IDE|VOYA INFRASTRUCTURE|GSCO|GOLDMAN SACHS & CO. LLC|200
IDE|VOYA INFRASTRUCTURE|GSCS|GOLDMAN SACHS & CO. LLC|330
IDE|VOYA INFRASTRUCTURE|GSLT|GOLDMAN SACHS & CO. LLC|100
IDE|VOYA INFRASTRUCTURE|GTSZ|GTS SECURITIES LLC|346
IDE|VOYA INFRASTRUCTURE|HRBF|American Enterprise Investment Services Inc.|31466
IDE|VOYA INFRASTRUCTURE|IATS|INTERACTIVE BROKERS LLC|3210
IDE|VOYA INFRASTRUCTURE|IBKR|Interactive Brokers Llc|5105
IDE|VOYA INFRASTRUCTURE|ICBX|INSTINET, LLC|7792
IDE|VOYA INFRASTRUCTURE|INCA|INSTINET, LLC|22108
IDE|VOYA INFRASTRUCTURE|ITGI|ITG Inc.|200
IDE|VOYA INFRASTRUCTURE|ITGP|ITG INC.|2800
IDE|VOYA INFRASTRUCTURE|KCGM|VIRTU Americas LLC|3160
IDE|VOYA INFRASTRUCTURE|LEHM|Barclays Capital Inc./Le|1200
IDE|VOYA INFRASTRUCTURE|LIME|Lime Brokerage LLC|683
IDE|VOYA INFRASTRUCTURE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
IDE|VOYA INFRASTRUCTURE|MSCO|MORGAN STANLEY & CO. LLC|57161
IDE|VOYA INFRASTRUCTURE|MSPL|MORGAN STANLEY & CO. LLC|1700
IDE|VOYA INFRASTRUCTURE|NFSC|National Financial Services LLC|39983
IDE|VOYA INFRASTRUCTURE|NITE|VIRTU Americas LLC|88011
IDE|VOYA INFRASTRUCTURE|NQRB|Brut, LLC|100
IDE|VOYA INFRASTRUCTURE|NTBF|BMO Nesbitt Burns Inc./CDS|500
IDE|VOYA INFRASTRUCTURE|OPCO|Oppenheimer & Co. Inc.|34540
IDE|VOYA INFRASTRUCTURE|PDQM|CODA MARKETS, INC.|925
IDE|VOYA INFRASTRUCTURE|PWJC|UBS Financial Services, Inc.|7243
IDE|VOYA INFRASTRUCTURE|RBCM|RBC CAPITAL MARKETS, LLC|15484
IDE|VOYA INFRASTRUCTURE|SALI|INTL FCSTONE FINANCIAL INC.|370
IDE|VOYA INFRASTRUCTURE|SBSH|Citigroup Global Markets Inc.|245
IDE|VOYA INFRASTRUCTURE|SGMT|GOLDMAN SACHS & CO. LLC|717
IDE|VOYA INFRASTRUCTURE|STFL|Stifel, Nicolaus & Company, Incorporated|191
IDE|VOYA INFRASTRUCTURE|SWIM|TD Ameritrade, Inc.|630
IDE|VOYA INFRASTRUCTURE|SWST|Hilltop Securities Inc.|6406
IDE|VOYA INFRASTRUCTURE|TRBT|Tradebot Systems, Inc.|925
IDE|VOYA INFRASTRUCTURE|UBSA|UBS SECURITIES LLC|12448
IDE|VOYA INFRASTRUCTURE|UBSS|UBS Securities LLC|38186
IDE|VOYA INFRASTRUCTURE|VALX|VIRTU AMERICAS LLC|2317
IDE|VOYA INFRASTRUCTURE|VGRD|Vanguard Marketing Corporation|3242
IDE|VOYA INFRASTRUCTURE|WCHV|WELLS FARGO SECURITIES, LLC|54480
IDE|VOYA INFRASTRUCTURE|WEED|Weeden & Co.L.P.|80
IDE|VOYA INFRASTRUCTURE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1042
IDE|VOYA INFRASTRUCTURE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12915
IDE|VOYA INFRASTRUCTURE|WSEA|WOLVERINE SECURITIES, LLC|2879
IDE|VOYA INFRASTRUCTURE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
IDE|VOYA INFRASTRUCTURE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5493
IDEV|ISHARES CORE MSCI IN|ALTX|Alternet Securities Inc.|400
IDEV|ISHARES CORE MSCI IN|APCC|Apex Clearing Corporation|94
IDEV|ISHARES CORE MSCI IN|BATM|CBOE TRADING, INC.|5900
IDEV|ISHARES CORE MSCI IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1129
IDEV|ISHARES CORE MSCI IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
IDEV|ISHARES CORE MSCI IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2665
IDEV|ISHARES CORE MSCI IN|CTDL|Citadel Derivatives Group Llc|2640
IDEV|ISHARES CORE MSCI IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|854
IDEV|ISHARES CORE MSCI IN|DBAX|Deutsche Bank Securities Inc.|1800
IDEV|ISHARES CORE MSCI IN|EBXL|EBX LLC|5600
IDEV|ISHARES CORE MSCI IN|EGXM|CBOE TRADING, INC.|4500
IDEV|ISHARES CORE MSCI IN|EGXW|CBOE TRADING, INC.|100
IDEV|ISHARES CORE MSCI IN|ETRS|E*Trade Securities LLC|2751
IDEV|ISHARES CORE MSCI IN|FTBR|Foliofn Investments, Inc.|580
IDEV|ISHARES CORE MSCI IN|GSLT|GOLDMAN SACHS & CO. LLC|500
IDEV|ISHARES CORE MSCI IN|IATS|INTERACTIVE BROKERS LLC|36
IDEV|ISHARES CORE MSCI IN|IBKR|Interactive Brokers Llc|986
IDEV|ISHARES CORE MSCI IN|ICBX|INSTINET, LLC|846
IDEV|ISHARES CORE MSCI IN|ITGI|ITG Inc.|474
IDEV|ISHARES CORE MSCI IN|ITGP|ITG INC.|200
IDEV|ISHARES CORE MSCI IN|JEFF|JEFFERIES LLC|500
IDEV|ISHARES CORE MSCI IN|JPMX|J.P. Morgan Securities LLC|2522
IDEV|ISHARES CORE MSCI IN|JSEB|JANE STREET EXECUTION SERVICES, LLC|21400
IDEV|ISHARES CORE MSCI IN|JSJX|JANE STREET CAPITAL LLC|44158
IDEV|ISHARES CORE MSCI IN|KCGM|VIRTU Americas LLC|1031
IDEV|ISHARES CORE MSCI IN|LEHM|Barclays Capital Inc./Le|5000
IDEV|ISHARES CORE MSCI IN|LIME|Lime Brokerage LLC|6197
IDEV|ISHARES CORE MSCI IN|MACC|Mid Atlantic Capital Corporation|24
IDEV|ISHARES CORE MSCI IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14978
IDEV|ISHARES CORE MSCI IN|MSCO|MORGAN STANLEY & CO. LLC|2263
IDEV|ISHARES CORE MSCI IN|NFSC|National Financial Services LLC|12451
IDEV|ISHARES CORE MSCI IN|NITE|VIRTU Americas LLC|40251
IDEV|ISHARES CORE MSCI IN|NITP|VIRTU Americas LLC|802
IDEV|ISHARES CORE MSCI IN|NQRB|Brut, LLC|6800
IDEV|ISHARES CORE MSCI IN|OLDM|OLD MISSION CAPITAL, LLC|2004
IDEV|ISHARES CORE MSCI IN|RBCM|RBC CAPITAL MARKETS, LLC|13745
IDEV|ISHARES CORE MSCI IN|SGMT|GOLDMAN SACHS & CO. LLC|2513
IDEV|ISHARES CORE MSCI IN|SIBO|Prime Executions, Inc.|1300
IDEV|ISHARES CORE MSCI IN|SWIM|TD Ameritrade, Inc.|100
IDEV|ISHARES CORE MSCI IN|UBSS|UBS Securities LLC|16831
IDEV|ISHARES CORE MSCI IN|WCHV|WELLS FARGO SECURITIES, LLC|1232
IDEV|ISHARES CORE MSCI IN|WSEA|WOLVERINE SECURITIES, LLC|508
IDEV|ISHARES CORE MSCI IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5875
IDHD|INVESCO S&P INTERNAT|APCC|Apex Clearing Corporation|250
IDHD|INVESCO S&P INTERNAT|CHAS|Charles Schwab & Co., Inc.|1
IDHD|INVESCO S&P INTERNAT|DBAX|Deutsche Bank Securities Inc.|200
IDHD|INVESCO S&P INTERNAT|ETRS|E*Trade Securities LLC|600
IDHD|INVESCO S&P INTERNAT|IBKR|Interactive Brokers Llc|248
IDHD|INVESCO S&P INTERNAT|ICBX|INSTINET, LLC|100
IDHD|INVESCO S&P INTERNAT|JSJX|JANE STREET CAPITAL LLC|1029
IDHD|INVESCO S&P INTERNAT|KCGM|VIRTU Americas LLC|627
IDHD|INVESCO S&P INTERNAT|LEHM|Barclays Capital Inc./Le|1000
IDHD|INVESCO S&P INTERNAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
IDHD|INVESCO S&P INTERNAT|NFSC|National Financial Services LLC|205
IDHD|INVESCO S&P INTERNAT|NITE|VIRTU Americas LLC|712
IDHD|INVESCO S&P INTERNAT|PDQM|CODA MARKETS, INC.|179
IDHD|INVESCO S&P INTERNAT|UBSS|UBS Securities LLC|348
IDHD|INVESCO S&P INTERNAT|WCHV|WELLS FARGO SECURITIES, LLC|100
IDHD|INVESCO S&P INTERNAT|WSEA|WOLVERINE SECURITIES, LLC|21
IDHD|INVESCO S&P INTERNAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|541
IDHQ|INVESCO S&P INTE|APCC|Apex Clearing Corporation|3
IDHQ|INVESCO S&P INTE|BARD|Robert W. Baird & Co. Incorporated|288
IDHQ|INVESCO S&P INTE|BBNT|BB&T SECURITIES, LLC|3018
IDHQ|INVESCO S&P INTE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|155
IDHQ|INVESCO S&P INTE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
IDHQ|INVESCO S&P INTE|CTDL|Citadel Derivatives Group Llc|200
IDHQ|INVESCO S&P INTE|ETRS|E*Trade Securities LLC|235
IDHQ|INVESCO S&P INTE|FTBR|Foliofn Investments, Inc.|22
IDHQ|INVESCO S&P INTE|HRBF|American Enterprise Investment Services Inc.|14
IDHQ|INVESCO S&P INTE|IBKR|Interactive Brokers Llc|1514
IDHQ|INVESCO S&P INTE|ICBX|INSTINET, LLC|400
IDHQ|INVESCO S&P INTE|JSJX|JANE STREET CAPITAL LLC|2182
IDHQ|INVESCO S&P INTE|LEHM|Barclays Capital Inc./Le|200
IDHQ|INVESCO S&P INTE|LIME|Lime Brokerage LLC|100
IDHQ|INVESCO S&P INTE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1095
IDHQ|INVESCO S&P INTE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|644
IDHQ|INVESCO S&P INTE|MSCO|MORGAN STANLEY & CO. LLC|411
IDHQ|INVESCO S&P INTE|NFSC|National Financial Services LLC|1727
IDHQ|INVESCO S&P INTE|NITE|VIRTU Americas LLC|792
IDHQ|INVESCO S&P INTE|RBCM|RBC CAPITAL MARKETS, LLC|21
IDHQ|INVESCO S&P INTE|SWIM|TD Ameritrade, Inc.|53
IDHQ|INVESCO S&P INTE|UBSA|UBS SECURITIES LLC|900
IDHQ|INVESCO S&P INTE|UBSS|UBS Securities LLC|938
IDHQ|INVESCO S&P INTE|WCHV|WELLS FARGO SECURITIES, LLC|208
IDHQ|INVESCO S&P INTE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34
IDIV|U.S. EQUITY CUMULATI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
IDIV|U.S. EQUITY CUMULATI|CTDL|Citadel Derivatives Group Llc|1314
IDIV|U.S. EQUITY CUMULATI|JSEB|JANE STREET EXECUTION SERVICES, LLC|66200
IDIV|U.S. EQUITY CUMULATI|KCGM|VIRTU Americas LLC|200
IDIV|U.S. EQUITY CUMULATI|MSCO|MORGAN STANLEY & CO. LLC|1
IDIV|U.S. EQUITY CUMULATI|NFSC|National Financial Services LLC|1401
IDIV|U.S. EQUITY CUMULATI|NITE|VIRTU Americas LLC|1500
IDIV|U.S. EQUITY CUMULATI|UBSA|UBS SECURITIES LLC|1034
IDIV|U.S. EQUITY CUMULATI|UBSS|UBS Securities LLC|600
IDIV|U.S. EQUITY CUMULATI|VGRD|Vanguard Marketing Corporation|24
IDIV|U.S. EQUITY CUMULATI|WBET|Wallachbeth Capital LLC|90000
IDLB|INVESCO FTSE INTL LW|APCC|Apex Clearing Corporation|2
IDLB|INVESCO FTSE INTL LW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2318
IDLB|INVESCO FTSE INTL LW|DBAX|Deutsche Bank Securities Inc.|3800
IDLB|INVESCO FTSE INTL LW|EBXL|EBX LLC|1400
IDLB|INVESCO FTSE INTL LW|EDJO|Edward D. Jones & Co., L.P.|357
IDLB|INVESCO FTSE INTL LW|ETRS|E*Trade Securities LLC|2
IDLB|INVESCO FTSE INTL LW|FBCO|Credit Suisse Securities (USA) LLC|2056
IDLB|INVESCO FTSE INTL LW|FLTU|FLOW TRADERS US LLC|31210
IDLB|INVESCO FTSE INTL LW|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|31210
IDLB|INVESCO FTSE INTL LW|FOMA|TD AMERITRADE CLEARING, INC.|1311
IDLB|INVESCO FTSE INTL LW|HRBF|American Enterprise Investment Services Inc.|95
IDLB|INVESCO FTSE INTL LW|IBKR|Interactive Brokers Llc|1070
IDLB|INVESCO FTSE INTL LW|ICBX|INSTINET, LLC|2500
IDLB|INVESCO FTSE INTL LW|INCA|INSTINET, LLC|5063
IDLB|INVESCO FTSE INTL LW|ITGI|ITG Inc.|7731
IDLB|INVESCO FTSE INTL LW|ITGP|ITG INC.|3800
IDLB|INVESCO FTSE INTL LW|JPMX|J.P. Morgan Securities LLC|4800
IDLB|INVESCO FTSE INTL LW|JSJX|JANE STREET CAPITAL LLC|1796
IDLB|INVESCO FTSE INTL LW|LEHM|Barclays Capital Inc./Le|6400
IDLB|INVESCO FTSE INTL LW|LIME|Lime Brokerage LLC|371
IDLB|INVESCO FTSE INTL LW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
IDLB|INVESCO FTSE INTL LW|MSCO|MORGAN STANLEY & CO. LLC|556
IDLB|INVESCO FTSE INTL LW|NFSC|National Financial Services LLC|2004
IDLB|INVESCO FTSE INTL LW|NITE|VIRTU Americas LLC|991
IDLB|INVESCO FTSE INTL LW|OLDM|OLD MISSION CAPITAL, LLC|618
IDLB|INVESCO FTSE INTL LW|OPCO|Oppenheimer & Co. Inc.|42
IDLB|INVESCO FTSE INTL LW|SGMT|GOLDMAN SACHS & CO. LLC|2100
IDLB|INVESCO FTSE INTL LW|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
IDLB|INVESCO FTSE INTL LW|UBSA|UBS SECURITIES LLC|1095
IDLB|INVESCO FTSE INTL LW|UBSS|UBS Securities LLC|1262
IDLB|INVESCO FTSE INTL LW|XSTM|NATIONAL FINANCIAL SERVICES LLC|760
IDLB|INVESCO FTSE INTL LW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
IDLV|IN DEVELOPED LOW VOL|APCC|Apex Clearing Corporation|45
IDLV|IN DEVELOPED LOW VOL|BARD|Robert W. Baird & Co. Incorporated|2803
IDLV|IN DEVELOPED LOW VOL|BATM|CBOE TRADING, INC.|3187
IDLV|IN DEVELOPED LOW VOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|84
IDLV|IN DEVELOPED LOW VOL|CANT|Cantor Fitzgerald & Co.|7623
IDLV|IN DEVELOPED LOW VOL|CHAS|Charles Schwab & Co., Inc.|198
IDLV|IN DEVELOPED LOW VOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4381
IDLV|IN DEVELOPED LOW VOL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IDLV|IN DEVELOPED LOW VOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19042
IDLV|IN DEVELOPED LOW VOL|CSIN|Citadel Securities Institutional LLC|73589
IDLV|IN DEVELOPED LOW VOL|CTDL|Citadel Derivatives Group Llc|75946
IDLV|IN DEVELOPED LOW VOL|CXCX|CITIGROUP GLOBAL MARKETS INC.|18
IDLV|IN DEVELOPED LOW VOL|DBAX|Deutsche Bank Securities Inc.|10900
IDLV|IN DEVELOPED LOW VOL|DEAN|MORGAN STANLEY|682
IDLV|IN DEVELOPED LOW VOL|EBXL|EBX LLC|14700
IDLV|IN DEVELOPED LOW VOL|ECUT|CONVERGEX EXECUTION SOLUTIONS|2560
IDLV|IN DEVELOPED LOW VOL|EDJO|Edward D. Jones & Co., L.P.|30776
IDLV|IN DEVELOPED LOW VOL|EGMT|EG MARKET TECHNOLOGIES LLC|100
IDLV|IN DEVELOPED LOW VOL|ETBE|Electronic Transaction Clearing, Inc.|200
IDLV|IN DEVELOPED LOW VOL|ETRS|E*Trade Securities LLC|543
IDLV|IN DEVELOPED LOW VOL|FTBR|Foliofn Investments, Inc.|32019
IDLV|IN DEVELOPED LOW VOL|GSCO|GOLDMAN SACHS & CO. LLC|3050
IDLV|IN DEVELOPED LOW VOL|GSLT|GOLDMAN SACHS & CO. LLC|104
IDLV|IN DEVELOPED LOW VOL|GTSZ|GTS SECURITIES LLC|357
IDLV|IN DEVELOPED LOW VOL|HRBF|American Enterprise Investment Services Inc.|36669
IDLV|IN DEVELOPED LOW VOL|IATS|INTERACTIVE BROKERS LLC|20
IDLV|IN DEVELOPED LOW VOL|IBKR|Interactive Brokers Llc|556
IDLV|IN DEVELOPED LOW VOL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|273
IDLV|IN DEVELOPED LOW VOL|ICBX|INSTINET, LLC|8100
IDLV|IN DEVELOPED LOW VOL|ITGI|ITG Inc.|1651
IDLV|IN DEVELOPED LOW VOL|ITGP|ITG INC.|6200
IDLV|IN DEVELOPED LOW VOL|JANY|Janney Montgomery Scott Inc.|535
IDLV|IN DEVELOPED LOW VOL|JPMX|J.P. Morgan Securities LLC|22444
IDLV|IN DEVELOPED LOW VOL|JSEB|JANE STREET EXECUTION SERVICES, LLC|116457
IDLV|IN DEVELOPED LOW VOL|JSJX|JANE STREET CAPITAL LLC|220969
IDLV|IN DEVELOPED LOW VOL|KCGM|VIRTU Americas LLC|16690
IDLV|IN DEVELOPED LOW VOL|LEHM|Barclays Capital Inc./Le|7800
IDLV|IN DEVELOPED LOW VOL|LIME|Lime Brokerage LLC|1452
IDLV|IN DEVELOPED LOW VOL|MACC|Mid Atlantic Capital Corporation|4693
IDLV|IN DEVELOPED LOW VOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28400
IDLV|IN DEVELOPED LOW VOL|MOTF|MOTIF INVESTING, INC.|1
IDLV|IN DEVELOPED LOW VOL|MSCO|MORGAN STANLEY & CO. LLC|18925
IDLV|IN DEVELOPED LOW VOL|MSPL|MORGAN STANLEY & CO. LLC|3300
IDLV|IN DEVELOPED LOW VOL|NFSC|National Financial Services LLC|15435
IDLV|IN DEVELOPED LOW VOL|NITE|VIRTU Americas LLC|95534
IDLV|IN DEVELOPED LOW VOL|OLDM|OLD MISSION CAPITAL, LLC|900
IDLV|IN DEVELOPED LOW VOL|OPCO|Oppenheimer & Co. Inc.|3
IDLV|IN DEVELOPED LOW VOL|PDQM|CODA MARKETS, INC.|700
IDLV|IN DEVELOPED LOW VOL|RBCM|RBC CAPITAL MARKETS, LLC|1275
IDLV|IN DEVELOPED LOW VOL|SALI|INTL FCSTONE FINANCIAL INC.|193
IDLV|IN DEVELOPED LOW VOL|SBSH|Citigroup Global Markets Inc.|238
IDLV|IN DEVELOPED LOW VOL|SGMT|GOLDMAN SACHS & CO. LLC|17600
IDLV|IN DEVELOPED LOW VOL|SPDR|SPEEDROUTE LLC|100
IDLV|IN DEVELOPED LOW VOL|STFL|Stifel, Nicolaus & Company, Incorporated|1
IDLV|IN DEVELOPED LOW VOL|SWIM|TD Ameritrade, Inc.|550
IDLV|IN DEVELOPED LOW VOL|SWST|Hilltop Securities Inc.|10
IDLV|IN DEVELOPED LOW VOL|TRCM|TRC MARKETS LLC|400
IDLV|IN DEVELOPED LOW VOL|UBSS|UBS Securities LLC|228089
IDLV|IN DEVELOPED LOW VOL|VGRD|Vanguard Marketing Corporation|5782
IDLV|IN DEVELOPED LOW VOL|WBLR|WILLIAM BLAIR|600
IDLV|IN DEVELOPED LOW VOL|WCHV|WELLS FARGO SECURITIES, LLC|26758
IDLV|IN DEVELOPED LOW VOL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|380
IDLV|IN DEVELOPED LOW VOL|WSEA|WOLVERINE SECURITIES, LLC|1519
IDLV|IN DEVELOPED LOW VOL|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
IDLV|IN DEVELOPED LOW VOL|YKNA|COMHAR CAPITAL MARKETS, LLC|600
IDLV|IN DEVELOPED LOW VOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10934
IDMO|INVESCO S&P INTE|APCC|Apex Clearing Corporation|12
IDMO|INVESCO S&P INTE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37
IDMO|INVESCO S&P INTE|ETRS|E*Trade Securities LLC|16
IDMO|INVESCO S&P INTE|JSJX|JANE STREET CAPITAL LLC|346
IDMO|INVESCO S&P INTE|NFSC|National Financial Services LLC|174
IDMO|INVESCO S&P INTE|NITE|VIRTU Americas LLC|108
IDMO|INVESCO S&P INTE|UBSA|UBS SECURITIES LLC|101
IDN|INTELLICHECK, INC.|APCC|Apex Clearing Corporation|40
IDN|INTELLICHECK, INC.|BATM|CBOE TRADING, INC.|59
IDN|INTELLICHECK, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2222
IDN|INTELLICHECK, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
IDN|INTELLICHECK, INC.|DBAB|Deutsche Bank Securities Inc.|400
IDN|INTELLICHECK, INC.|DBAX|Deutsche Bank Securities Inc.|500
IDN|INTELLICHECK, INC.|DEGS|RONIN PROFESSIONAL LLC|500
IDN|INTELLICHECK, INC.|EBXL|EBX LLC|700
IDN|INTELLICHECK, INC.|EDJO|Edward D. Jones & Co., L.P.|12
IDN|INTELLICHECK, INC.|EGAM|CBOE TRADING, INC.|200
IDN|INTELLICHECK, INC.|ETRS|E*Trade Securities LLC|55902
IDN|INTELLICHECK, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2692
IDN|INTELLICHECK, INC.|FTBR|Foliofn Investments, Inc.|1
IDN|INTELLICHECK, INC.|GSCO|GOLDMAN SACHS & CO. LLC|4394
IDN|INTELLICHECK, INC.|GSLT|GOLDMAN SACHS & CO. LLC|511
IDN|INTELLICHECK, INC.|GTSZ|GTS SECURITIES LLC|100
IDN|INTELLICHECK, INC.|IATS|INTERACTIVE BROKERS LLC|1490
IDN|INTELLICHECK, INC.|IBKR|Interactive Brokers Llc|4573
IDN|INTELLICHECK, INC.|ICBX|INSTINET, LLC|100
IDN|INTELLICHECK, INC.|INCA|INSTINET, LLC|254
IDN|INTELLICHECK, INC.|ITGI|ITG Inc.|300
IDN|INTELLICHECK, INC.|ITGP|ITG INC.|1000
IDN|INTELLICHECK, INC.|JPMX|J.P. Morgan Securities LLC|200
IDN|INTELLICHECK, INC.|KCGM|VIRTU Americas LLC|100
IDN|INTELLICHECK, INC.|LEHM|Barclays Capital Inc./Le|1600
IDN|INTELLICHECK, INC.|LIME|Lime Brokerage LLC|2281
IDN|INTELLICHECK, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700
IDN|INTELLICHECK, INC.|MSCO|MORGAN STANLEY & CO. LLC|13049
IDN|INTELLICHECK, INC.|MSPL|MORGAN STANLEY & CO. LLC|1400
IDN|INTELLICHECK, INC.|NFSC|National Financial Services LLC|15387
IDN|INTELLICHECK, INC.|NITE|VIRTU Americas LLC|55868
IDN|INTELLICHECK, INC.|OPCO|Oppenheimer & Co. Inc.|1500
IDN|INTELLICHECK, INC.|RBCM|RBC CAPITAL MARKETS, LLC|6000
IDN|INTELLICHECK, INC.|SBSH|Citigroup Global Markets Inc.|11467
IDN|INTELLICHECK, INC.|SGMT|GOLDMAN SACHS & CO. LLC|300
IDN|INTELLICHECK, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1000
IDN|INTELLICHECK, INC.|SWIM|TD Ameritrade, Inc.|1033
IDN|INTELLICHECK, INC.|TKNG|ALLY INVEST SECURITIES LLC|600
IDN|INTELLICHECK, INC.|UBSA|UBS SECURITIES LLC|3278
IDN|INTELLICHECK, INC.|UBSS|UBS Securities LLC|7861
IDN|INTELLICHECK, INC.|VALX|VIRTU AMERICAS LLC|113
IDN|INTELLICHECK, INC.|VGRD|Vanguard Marketing Corporation|3500
IDN|INTELLICHECK, INC.|WCHV|WELLS FARGO SECURITIES, LLC|8355
IDN|INTELLICHECK, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|61
IDN|INTELLICHECK, INC.|WSEA|WOLVERINE SECURITIES, LLC|1158
IDN|INTELLICHECK, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2600
IDOG|ALPS IDOG ETF|ALTX|Alternet Securities Inc.|200
IDOG|ALPS IDOG ETF|APCC|Apex Clearing Corporation|48
IDOG|ALPS IDOG ETF|BARD|Robert W. Baird & Co. Incorporated|4422
IDOG|ALPS IDOG ETF|BBNT|BB&T SECURITIES, LLC|12
IDOG|ALPS IDOG ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|301
IDOG|ALPS IDOG ETF|BNCH|The Benchmark Company, LLC|9838
IDOG|ALPS IDOG ETF|CANT|Cantor Fitzgerald & Co.|28083
IDOG|ALPS IDOG ETF|CHAS|Charles Schwab & Co., Inc.|206759
IDOG|ALPS IDOG ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6209
IDOG|ALPS IDOG ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5994
IDOG|ALPS IDOG ETF|CSIN|Citadel Securities Institutional LLC|29312
IDOG|ALPS IDOG ETF|CTDL|Citadel Derivatives Group Llc|23002
IDOG|ALPS IDOG ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
IDOG|ALPS IDOG ETF|DADA|D.A. Davidson & Co.|40
IDOG|ALPS IDOG ETF|DBAX|Deutsche Bank Securities Inc.|3700
IDOG|ALPS IDOG ETF|DEAN|MORGAN STANLEY|11933
IDOG|ALPS IDOG ETF|EBXL|EBX LLC|4100
IDOG|ALPS IDOG ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|653
IDOG|ALPS IDOG ETF|EDJO|Edward D. Jones & Co., L.P.|2635
IDOG|ALPS IDOG ETF|EGAM|CBOE TRADING, INC.|400
IDOG|ALPS IDOG ETF|ETRS|E*Trade Securities LLC|849
IDOG|ALPS IDOG ETF|FMAF|NBCN Inc./ CDS|250
IDOG|ALPS IDOG ETF|FTBR|Foliofn Investments, Inc.|3
IDOG|ALPS IDOG ETF|GLPX|ACS EXECUTION SERVICES, LLC|600
IDOG|ALPS IDOG ETF|GSCO|GOLDMAN SACHS & CO. LLC|13070
IDOG|ALPS IDOG ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
IDOG|ALPS IDOG ETF|GTSZ|GTS SECURITIES LLC|401
IDOG|ALPS IDOG ETF|HRBF|American Enterprise Investment Services Inc.|27089
IDOG|ALPS IDOG ETF|IATS|INTERACTIVE BROKERS LLC|240
IDOG|ALPS IDOG ETF|IBKR|Interactive Brokers Llc|324
IDOG|ALPS IDOG ETF|ICBX|INSTINET, LLC|3100
IDOG|ALPS IDOG ETF|INCA|INSTINET, LLC|800
IDOG|ALPS IDOG ETF|ITGI|ITG Inc.|254
IDOG|ALPS IDOG ETF|ITGP|ITG INC.|600
IDOG|ALPS IDOG ETF|JANY|Janney Montgomery Scott Inc.|304
IDOG|ALPS IDOG ETF|JPMX|J.P. Morgan Securities LLC|5000
IDOG|ALPS IDOG ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|258703
IDOG|ALPS IDOG ETF|JSJX|JANE STREET CAPITAL LLC|28187
IDOG|ALPS IDOG ETF|KCGM|VIRTU Americas LLC|6501
IDOG|ALPS IDOG ETF|LEHM|Barclays Capital Inc./Le|13900
IDOG|ALPS IDOG ETF|LIME|Lime Brokerage LLC|4744
IDOG|ALPS IDOG ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
IDOG|ALPS IDOG ETF|MSCO|MORGAN STANLEY & CO. LLC|341230
IDOG|ALPS IDOG ETF|MSPL|MORGAN STANLEY & CO. LLC|2900
IDOG|ALPS IDOG ETF|NFSC|National Financial Services LLC|20165
IDOG|ALPS IDOG ETF|NITE|VIRTU Americas LLC|132592
IDOG|ALPS IDOG ETF|NTRC|Northern Trust Securities, Inc.|228
IDOG|ALPS IDOG ETF|OLDM|OLD MISSION CAPITAL, LLC|1600
IDOG|ALPS IDOG ETF|OPCO|Oppenheimer & Co. Inc.|2200
IDOG|ALPS IDOG ETF|PDQM|CODA MARKETS, INC.|1100
IDOG|ALPS IDOG ETF|PWJC|UBS Financial Services, Inc.|3951
IDOG|ALPS IDOG ETF|RBCM|RBC CAPITAL MARKETS, LLC|4292
IDOG|ALPS IDOG ETF|SAGL|SAGETRADER, LLC|200
IDOG|ALPS IDOG ETF|SGMT|GOLDMAN SACHS & CO. LLC|5021
IDOG|ALPS IDOG ETF|STFL|Stifel, Nicolaus & Company, Incorporated|12369
IDOG|ALPS IDOG ETF|SWIM|TD Ameritrade, Inc.|345
IDOG|ALPS IDOG ETF|SWST|Hilltop Securities Inc.|8
IDOG|ALPS IDOG ETF|TRBT|Tradebot Systems, Inc.|100
IDOG|ALPS IDOG ETF|UBSA|UBS SECURITIES LLC|15473
IDOG|ALPS IDOG ETF|UBSS|UBS Securities LLC|63015
IDOG|ALPS IDOG ETF|VALX|VIRTU AMERICAS LLC|100
IDOG|ALPS IDOG ETF|VGRD|Vanguard Marketing Corporation|780
IDOG|ALPS IDOG ETF|WCHV|WELLS FARGO SECURITIES, LLC|104490
IDOG|ALPS IDOG ETF|WEDB|WEDBUSH SECURITIES INC.|2216
IDOG|ALPS IDOG ETF|WSEA|WOLVERINE SECURITIES, LLC|8
IDOG|ALPS IDOG ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IDOG|ALPS IDOG ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4791
IDRA|IDERA PHARMACEUTICAL|AGIS|Aegis Capital Corp.|21608
IDRA|IDERA PHARMACEUTICAL|ALTX|Alternet Securities Inc.|7604
IDRA|IDERA PHARMACEUTICAL|APCC|Apex Clearing Corporation|75738
IDRA|IDERA PHARMACEUTICAL|AQUA|AQUA SECURITIES L.P.|80000
IDRA|IDERA PHARMACEUTICAL|BARD|Robert W. Baird & Co. Incorporated|81458
IDRA|IDERA PHARMACEUTICAL|BATM|CBOE TRADING, INC.|800
IDRA|IDERA PHARMACEUTICAL|BAYC|BAY CREST PARTNERS, LLC|20995
IDRA|IDERA PHARMACEUTICAL|BERN|Sanford C. Bernstein & Co., LLC|49400
IDRA|IDERA PHARMACEUTICAL|BIAD|SAGETRADER, LLC|550
IDRA|IDERA PHARMACEUTICAL|BIMI|Banca IMI Securities Corp.|84730
IDRA|IDERA PHARMACEUTICAL|BKCM|BNY Mellon Capital Markets LLC|9009
IDRA|IDERA PHARMACEUTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79252
IDRA|IDERA PHARMACEUTICAL|BLKX|INSTINET, LLC|287800
IDRA|IDERA PHARMACEUTICAL|BMOC|BMO Capital Markets Corp.|23398
IDRA|IDERA PHARMACEUTICAL|BNPX|BNP PARIBAS SECURITIES CORP.|7820
IDRA|IDERA PHARMACEUTICAL|BTIG|BTIG, LLC|714704
IDRA|IDERA PHARMACEUTICAL|BYXM|CBOE TRADING, INC.|2400
IDRA|IDERA PHARMACEUTICAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|166768
IDRA|IDERA PHARMACEUTICAL|CHAS|Charles Schwab & Co., Inc.|13260
IDRA|IDERA PHARMACEUTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39567
IDRA|IDERA PHARMACEUTICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2300
IDRA|IDERA PHARMACEUTICAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2700
IDRA|IDERA PHARMACEUTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|957344
IDRA|IDERA PHARMACEUTICAL|CTDL|Citadel Derivatives Group Llc|60817
IDRA|IDERA PHARMACEUTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|155624
IDRA|IDERA PHARMACEUTICAL|DBAB|Deutsche Bank Securities Inc.|361646
IDRA|IDERA PHARMACEUTICAL|DBAX|Deutsche Bank Securities Inc.|365200
IDRA|IDERA PHARMACEUTICAL|DEAN|MORGAN STANLEY|15395
IDRA|IDERA PHARMACEUTICAL|DEGS|RONIN PROFESSIONAL LLC|126856
IDRA|IDERA PHARMACEUTICAL|EBXL|EBX LLC|271500
IDRA|IDERA PHARMACEUTICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|4031
IDRA|IDERA PHARMACEUTICAL|EDJO|Edward D. Jones & Co., L.P.|10500
IDRA|IDERA PHARMACEUTICAL|EGAM|CBOE TRADING, INC.|23625
IDRA|IDERA PHARMACEUTICAL|EGAW|CBOE TRADING, INC.|7694
IDRA|IDERA PHARMACEUTICAL|EGXM|CBOE TRADING, INC.|6721
IDRA|IDERA PHARMACEUTICAL|EGXW|CBOE TRADING, INC.|800
IDRA|IDERA PHARMACEUTICAL|ETBE|Electronic Transaction Clearing, Inc.|28795
IDRA|IDERA PHARMACEUTICAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
IDRA|IDERA PHARMACEUTICAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6260
IDRA|IDERA PHARMACEUTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3906
IDRA|IDERA PHARMACEUTICAL|ETRS|E*Trade Securities LLC|1526210
IDRA|IDERA PHARMACEUTICAL|FBCO|Credit Suisse Securities (USA) LLC|1146362
IDRA|IDERA PHARMACEUTICAL|FBSB|U.S. Bancorp Investments, Inc.|300
IDRA|IDERA PHARMACEUTICAL|FILL|Tradestation Securities, Inc.|51074
IDRA|IDERA PHARMACEUTICAL|FMAF|NBCN Inc./ CDS|16200
IDRA|IDERA PHARMACEUTICAL|FOMA|TD AMERITRADE CLEARING, INC.|3040299
IDRA|IDERA PHARMACEUTICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
IDRA|IDERA PHARMACEUTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38454
IDRA|IDERA PHARMACEUTICAL|FTBR|Foliofn Investments, Inc.|9046
IDRA|IDERA PHARMACEUTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|70346
IDRA|IDERA PHARMACEUTICAL|GLPX|ACS EXECUTION SERVICES, LLC|18200
IDRA|IDERA PHARMACEUTICAL|GSCO|GOLDMAN SACHS & CO. LLC|1470577
IDRA|IDERA PHARMACEUTICAL|GSCS|GOLDMAN SACHS & CO. LLC|215050
IDRA|IDERA PHARMACEUTICAL|GSLT|GOLDMAN SACHS & CO. LLC|33845
IDRA|IDERA PHARMACEUTICAL|GTSZ|GTS SECURITIES LLC|46511
IDRA|IDERA PHARMACEUTICAL|HRBF|American Enterprise Investment Services Inc.|12537
IDRA|IDERA PHARMACEUTICAL|HSBC|HSBC Securities, Inc.|27030
IDRA|IDERA PHARMACEUTICAL|IATS|INTERACTIVE BROKERS LLC|111574
IDRA|IDERA PHARMACEUTICAL|IBKR|Interactive Brokers Llc|929400
IDRA|IDERA PHARMACEUTICAL|ICBX|INSTINET, LLC|177968
IDRA|IDERA PHARMACEUTICAL|IEQY|CITADEL SECURITIES LLC|69755
IDRA|IDERA PHARMACEUTICAL|INCA|INSTINET, LLC|807023
IDRA|IDERA PHARMACEUTICAL|INJX|INSTINET, LLC|63343
IDRA|IDERA PHARMACEUTICAL|ITGI|ITG Inc.|94393
IDRA|IDERA PHARMACEUTICAL|ITGP|ITG INC.|156800
IDRA|IDERA PHARMACEUTICAL|JEFF|JEFFERIES LLC|477413
IDRA|IDERA PHARMACEUTICAL|JMPT|JUMP TRADING, LLC|104888
IDRA|IDERA PHARMACEUTICAL|JPMX|J.P. Morgan Securities LLC|416971
IDRA|IDERA PHARMACEUTICAL|JSJX|JANE STREET CAPITAL LLC|81100
IDRA|IDERA PHARMACEUTICAL|KCGM|VIRTU Americas LLC|162212
IDRA|IDERA PHARMACEUTICAL|LEER|LEERINK PARTNERS LLC|15800
IDRA|IDERA PHARMACEUTICAL|LEHM|Barclays Capital Inc./Le|1994964
IDRA|IDERA PHARMACEUTICAL|LIME|Lime Brokerage LLC|379861
IDRA|IDERA PHARMACEUTICAL|LIWE|LIME BROKERAGE LLC|530
IDRA|IDERA PHARMACEUTICAL|LMGP|LIME BROKERAGE LLC|3000
IDRA|IDERA PHARMACEUTICAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
IDRA|IDERA PHARMACEUTICAL|LOOP|Loop Capital Markets LLC|5263
IDRA|IDERA PHARMACEUTICAL|LQNA|LIQUIDNET, INC.|141300
IDRA|IDERA PHARMACEUTICAL|LSCI|Lek Securities Corporation|400
IDRA|IDERA PHARMACEUTICAL|MACQ|Macquarie Capital (USA) Inc.|3352
IDRA|IDERA PHARMACEUTICAL|MAXM|Maxim Group LLC|114045
IDRA|IDERA PHARMACEUTICAL|MBTS|ALLY INVEST SECURITIES LLC|500
IDRA|IDERA PHARMACEUTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|546239
IDRA|IDERA PHARMACEUTICAL|MOTF|MOTIF INVESTING, INC.|5
IDRA|IDERA PHARMACEUTICAL|MSCO|MORGAN STANLEY & CO. LLC|2677324
IDRA|IDERA PHARMACEUTICAL|MSPL|MORGAN STANLEY & CO. LLC|705500
IDRA|IDERA PHARMACEUTICAL|MSTX|MORGAN STANLEY & CO. LLC|44300
IDRA|IDERA PHARMACEUTICAL|NFSC|National Financial Services LLC|2477995
IDRA|IDERA PHARMACEUTICAL|NITE|VIRTU Americas LLC|4883216
IDRA|IDERA PHARMACEUTICAL|NITP|VIRTU Americas LLC|182479
IDRA|IDERA PHARMACEUTICAL|NQRB|Brut, LLC|26225
IDRA|IDERA PHARMACEUTICAL|OPCO|Oppenheimer & Co. Inc.|11000
IDRA|IDERA PHARMACEUTICAL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4500
IDRA|IDERA PHARMACEUTICAL|PCPT|PHILLIP CAPITAL INC.|1496
IDRA|IDERA PHARMACEUTICAL|PDQM|CODA MARKETS, INC.|75435
IDRA|IDERA PHARMACEUTICAL|PHLY|NASDAQ Execution Services, LLC|2000
IDRA|IDERA PHARMACEUTICAL|PICT|Pictet Overseas Inc.|10000
IDRA|IDERA PHARMACEUTICAL|PWJC|UBS Financial Services, Inc.|17675
IDRA|IDERA PHARMACEUTICAL|RAJA|Raymond James & Associates, Inc.|28920
IDRA|IDERA PHARMACEUTICAL|RBCM|RBC CAPITAL MARKETS, LLC|52287
IDRA|IDERA PHARMACEUTICAL|RGLD|Regal Securities, Inc|1000
IDRA|IDERA PHARMACEUTICAL|SAGL|SAGETRADER, LLC|19120
IDRA|IDERA PHARMACEUTICAL|SBSH|Citigroup Global Markets Inc.|437193
IDRA|IDERA PHARMACEUTICAL|SGMT|GOLDMAN SACHS & CO. LLC|338846
IDRA|IDERA PHARMACEUTICAL|SPDR|SPEEDROUTE LLC|35205
IDRA|IDERA PHARMACEUTICAL|SPNT|SEVEN POINTS CAPITAL, LLC|11183
IDRA|IDERA PHARMACEUTICAL|SWIM|TD Ameritrade, Inc.|655022
IDRA|IDERA PHARMACEUTICAL|SWST|Hilltop Securities Inc.|26227
IDRA|IDERA PHARMACEUTICAL|TKNG|ALLY INVEST SECURITIES LLC|96102
IDRA|IDERA PHARMACEUTICAL|TRBT|Tradebot Systems, Inc.|58718
IDRA|IDERA PHARMACEUTICAL|TRCM|TRC MARKETS LLC|76510
IDRA|IDERA PHARMACEUTICAL|TWTT|TASTYWORKS, INC.|400
IDRA|IDERA PHARMACEUTICAL|UBSA|UBS SECURITIES LLC|1057836
IDRA|IDERA PHARMACEUTICAL|UBSS|UBS Securities LLC|2068718
IDRA|IDERA PHARMACEUTICAL|VALX|VIRTU AMERICAS LLC|88926
IDRA|IDERA PHARMACEUTICAL|VGRD|Vanguard Marketing Corporation|227039
IDRA|IDERA PHARMACEUTICAL|VSIN|Vision Financial Markets Llc|3100
IDRA|IDERA PHARMACEUTICAL|WCHV|WELLS FARGO SECURITIES, LLC|363275
IDRA|IDERA PHARMACEUTICAL|WEDB|WEDBUSH SECURITIES INC.|9700
IDRA|IDERA PHARMACEUTICAL|WEED|Weeden & Co.L.P.|1000
IDRA|IDERA PHARMACEUTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16364
IDRA|IDERA PHARMACEUTICAL|WGIF|CIBC World Markets Inc.|11857
IDRA|IDERA PHARMACEUTICAL|WSEA|WOLVERINE SECURITIES, LLC|83812
IDRA|IDERA PHARMACEUTICAL|XIST|INSTINET, LLC|15590
IDRA|IDERA PHARMACEUTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|458260
IDRA|IDERA PHARMACEUTICAL|YKNA|COMHAR CAPITAL MARKETS, LLC|3835
IDRA|IDERA PHARMACEUTICAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16989
IDSA|INDUSTRIAL SVCS AM|ALTX|Alternet Securities Inc.|700
IDSA|INDUSTRIAL SVCS AM|APCC|Apex Clearing Corporation|4167
IDSA|INDUSTRIAL SVCS AM|BATM|CBOE TRADING, INC.|1
IDSA|INDUSTRIAL SVCS AM|CANT|Cantor Fitzgerald & Co.|92
IDSA|INDUSTRIAL SVCS AM|CIST|Capital Institutional Services, Inc.|30
IDSA|INDUSTRIAL SVCS AM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
IDSA|INDUSTRIAL SVCS AM|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
IDSA|INDUSTRIAL SVCS AM|DBAB|Deutsche Bank Securities Inc.|987
IDSA|INDUSTRIAL SVCS AM|DBAX|Deutsche Bank Securities Inc.|3700
IDSA|INDUSTRIAL SVCS AM|DEGS|RONIN PROFESSIONAL LLC|884
IDSA|INDUSTRIAL SVCS AM|EBXL|EBX LLC|400
IDSA|INDUSTRIAL SVCS AM|EGXW|CBOE TRADING, INC.|2429
IDSA|INDUSTRIAL SVCS AM|ETRS|E*Trade Securities LLC|4020
IDSA|INDUSTRIAL SVCS AM|FBCO|Credit Suisse Securities (USA) LLC|1673
IDSA|INDUSTRIAL SVCS AM|FOMA|TD AMERITRADE CLEARING, INC.|51922
IDSA|INDUSTRIAL SVCS AM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15
IDSA|INDUSTRIAL SVCS AM|GEBB|GLOBAL EXECUTION BROKERS, LP|225
IDSA|INDUSTRIAL SVCS AM|GLPX|ACS EXECUTION SERVICES, LLC|387
IDSA|INDUSTRIAL SVCS AM|GSCO|GOLDMAN SACHS & CO. LLC|72
IDSA|INDUSTRIAL SVCS AM|GTSZ|GTS SECURITIES LLC|300
IDSA|INDUSTRIAL SVCS AM|IATS|INTERACTIVE BROKERS LLC|110
IDSA|INDUSTRIAL SVCS AM|IBKR|Interactive Brokers Llc|8008
IDSA|INDUSTRIAL SVCS AM|INCA|INSTINET, LLC|1783
IDSA|INDUSTRIAL SVCS AM|INJX|INSTINET, LLC|1045
IDSA|INDUSTRIAL SVCS AM|ITGI|ITG Inc.|3126
IDSA|INDUSTRIAL SVCS AM|ITGP|ITG INC.|1400
IDSA|INDUSTRIAL SVCS AM|JEFF|JEFFERIES LLC|1403
IDSA|INDUSTRIAL SVCS AM|JPMX|J.P. Morgan Securities LLC|600
IDSA|INDUSTRIAL SVCS AM|KCGM|VIRTU Americas LLC|2800
IDSA|INDUSTRIAL SVCS AM|LEHM|Barclays Capital Inc./Le|1522
IDSA|INDUSTRIAL SVCS AM|LIME|Lime Brokerage LLC|8855
IDSA|INDUSTRIAL SVCS AM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|177
IDSA|INDUSTRIAL SVCS AM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
IDSA|INDUSTRIAL SVCS AM|MSCO|MORGAN STANLEY & CO. LLC|17720
IDSA|INDUSTRIAL SVCS AM|NFSC|National Financial Services LLC|13651
IDSA|INDUSTRIAL SVCS AM|NITE|VIRTU Americas LLC|39637
IDSA|INDUSTRIAL SVCS AM|PDQM|CODA MARKETS, INC.|537
IDSA|INDUSTRIAL SVCS AM|RAJA|Raymond James & Associates, Inc.|4371
IDSA|INDUSTRIAL SVCS AM|RGLD|Regal Securities, Inc|3986
IDSA|INDUSTRIAL SVCS AM|SALI|INTL FCSTONE FINANCIAL INC.|3115
IDSA|INDUSTRIAL SVCS AM|SGMT|GOLDMAN SACHS & CO. LLC|188
IDSA|INDUSTRIAL SVCS AM|SPDR|SPEEDROUTE LLC|1800
IDSA|INDUSTRIAL SVCS AM|SWIM|TD Ameritrade, Inc.|3250
IDSA|INDUSTRIAL SVCS AM|UBSA|UBS SECURITIES LLC|3247
IDSA|INDUSTRIAL SVCS AM|UBSS|UBS Securities LLC|18996
IDSA|INDUSTRIAL SVCS AM|VALX|VIRTU AMERICAS LLC|200
IDSA|INDUSTRIAL SVCS AM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|593
IDSA|INDUSTRIAL SVCS AM|WGIF|CIBC World Markets Inc.|1597
IDSA|INDUSTRIAL SVCS AM|WSEA|WOLVERINE SECURITIES, LLC|1047
IDSA|INDUSTRIAL SVCS AM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
IDSA|INDUSTRIAL SVCS AM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|564
IDSY|ID SYSTEMS INC|APCC|Apex Clearing Corporation|7
IDSY|ID SYSTEMS INC|BATM|CBOE TRADING, INC.|605
IDSY|ID SYSTEMS INC|BAYC|BAY CREST PARTNERS, LLC|5453
IDSY|ID SYSTEMS INC|BIDS|BIDS TRADING L.P.|1500
IDSY|ID SYSTEMS INC|BZYD|GOLDMAN SACHS & CO. LLC|604
IDSY|ID SYSTEMS INC|CANT|Cantor Fitzgerald & Co.|101
IDSY|ID SYSTEMS INC|CHLM|Craig-Hallum Capital Group LLC|417
IDSY|ID SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
IDSY|ID SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9331
IDSY|ID SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|256
IDSY|ID SYSTEMS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4602
IDSY|ID SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|5892
IDSY|ID SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|12200
IDSY|ID SYSTEMS INC|DEGS|RONIN PROFESSIONAL LLC|3634
IDSY|ID SYSTEMS INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|500
IDSY|ID SYSTEMS INC|EBXL|EBX LLC|27700
IDSY|ID SYSTEMS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15126
IDSY|ID SYSTEMS INC|EGXM|CBOE TRADING, INC.|2
IDSY|ID SYSTEMS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|668
IDSY|ID SYSTEMS INC|ETRS|E*Trade Securities LLC|5045
IDSY|ID SYSTEMS INC|FBCO|Credit Suisse Securities (USA) LLC|4387
IDSY|ID SYSTEMS INC|FOMA|TD AMERITRADE CLEARING, INC.|23983
IDSY|ID SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5641
IDSY|ID SYSTEMS INC|FTBR|Foliofn Investments, Inc.|114
IDSY|ID SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|126
IDSY|ID SYSTEMS INC|GLPX|ACS EXECUTION SERVICES, LLC|100
IDSY|ID SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|6524
IDSY|ID SYSTEMS INC|GSLT|GOLDMAN SACHS & CO. LLC|300
IDSY|ID SYSTEMS INC|GTSZ|GTS SECURITIES LLC|7224
IDSY|ID SYSTEMS INC|HASF|Haywood Securities Inc./CDS|1000
IDSY|ID SYSTEMS INC|IATS|INTERACTIVE BROKERS LLC|200
IDSY|ID SYSTEMS INC|IBKR|Interactive Brokers Llc|9906
IDSY|ID SYSTEMS INC|ICBX|INSTINET, LLC|700
IDSY|ID SYSTEMS INC|INCA|INSTINET, LLC|7917
IDSY|ID SYSTEMS INC|INJX|INSTINET, LLC|3065
IDSY|ID SYSTEMS INC|ITGI|ITG Inc.|100
IDSY|ID SYSTEMS INC|ITGP|ITG INC.|15000
IDSY|ID SYSTEMS INC|JEFF|JEFFERIES LLC|2845
IDSY|ID SYSTEMS INC|JONE|JonesTrading|1540
IDSY|ID SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|3255
IDSY|ID SYSTEMS INC|KCGM|VIRTU Americas LLC|2584
IDSY|ID SYSTEMS INC|LEHM|Barclays Capital Inc./Le|13744
IDSY|ID SYSTEMS INC|LIME|Lime Brokerage LLC|24909
IDSY|ID SYSTEMS INC|LMGP|LIME BROKERAGE LLC|210
IDSY|ID SYSTEMS INC|LQNA|LIQUIDNET, INC.|171000
IDSY|ID SYSTEMS INC|LTCO|Ladenburg, Thalmann & Co., Inc.|124299
IDSY|ID SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
IDSY|ID SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|45605
IDSY|ID SYSTEMS INC|MSPL|MORGAN STANLEY & CO. LLC|23300
IDSY|ID SYSTEMS INC|NFSC|National Financial Services LLC|14700
IDSY|ID SYSTEMS INC|NITE|VIRTU Americas LLC|56891
IDSY|ID SYSTEMS INC|NQRB|Brut, LLC|400
IDSY|ID SYSTEMS INC|PWJC|UBS Financial Services, Inc.|198
IDSY|ID SYSTEMS INC|RBCM|RBC CAPITAL MARKETS, LLC|975
IDSY|ID SYSTEMS INC|RILY|B. RILEY FBR, INC.|5860
IDSY|ID SYSTEMS INC|SBSH|Citigroup Global Markets Inc.|9299
IDSY|ID SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|5076
IDSY|ID SYSTEMS INC|TKNG|ALLY INVEST SECURITIES LLC|9352
IDSY|ID SYSTEMS INC|TRBT|Tradebot Systems, Inc.|616
IDSY|ID SYSTEMS INC|TRCM|TRC MARKETS LLC|8282
IDSY|ID SYSTEMS INC|UBSA|UBS SECURITIES LLC|15048
IDSY|ID SYSTEMS INC|UBSS|UBS Securities LLC|21313
IDSY|ID SYSTEMS INC|VALX|VIRTU AMERICAS LLC|704
IDSY|ID SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|363
IDSY|ID SYSTEMS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|865
IDSY|ID SYSTEMS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|645
IDSY|ID SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|696
IDSY|ID SYSTEMS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
IDT|IDT CORP CL B NEW|AGIS|Aegis Capital Corp.|9173
IDT|IDT CORP CL B NEW|ALTX|Alternet Securities Inc.|3020
IDT|IDT CORP CL B NEW|ANOS|ABEL/NOSER, L.L.C.|22706
IDT|IDT CORP CL B NEW|APCC|Apex Clearing Corporation|8672
IDT|IDT CORP CL B NEW|BATM|CBOE TRADING, INC.|8524
IDT|IDT CORP CL B NEW|BAYC|BAY CREST PARTNERS, LLC|1051
IDT|IDT CORP CL B NEW|BERN|Sanford C. Bernstein & Co., LLC|1800
IDT|IDT CORP CL B NEW|BIDS|BIDS TRADING L.P.|18100
IDT|IDT CORP CL B NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5975
IDT|IDT CORP CL B NEW|BLKX|INSTINET, LLC|100110
IDT|IDT CORP CL B NEW|BNPX|BNP PARIBAS SECURITIES CORP.|403
IDT|IDT CORP CL B NEW|BTIG|BTIG, LLC|24724
IDT|IDT CORP CL B NEW|BYXM|CBOE TRADING, INC.|2016
IDT|IDT CORP CL B NEW|BZYD|GOLDMAN SACHS & CO. LLC|800
IDT|IDT CORP CL B NEW|CANT|Cantor Fitzgerald & Co.|300
IDT|IDT CORP CL B NEW|CHAS|Charles Schwab & Co., Inc.|1271
IDT|IDT CORP CL B NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4578
IDT|IDT CORP CL B NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8418
IDT|IDT CORP CL B NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15856
IDT|IDT CORP CL B NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101827
IDT|IDT CORP CL B NEW|CTDL|Citadel Derivatives Group Llc|4652
IDT|IDT CORP CL B NEW|CTLR|CUTLER GROUP, LP|985
IDT|IDT CORP CL B NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|12814
IDT|IDT CORP CL B NEW|DBAB|Deutsche Bank Securities Inc.|16998
IDT|IDT CORP CL B NEW|DBAX|Deutsche Bank Securities Inc.|49800
IDT|IDT CORP CL B NEW|DCHF|Dart Executions, LLC|1500
IDT|IDT CORP CL B NEW|DEAN|MORGAN STANLEY|100
IDT|IDT CORP CL B NEW|DEGS|RONIN PROFESSIONAL LLC|17292
IDT|IDT CORP CL B NEW|EBXL|EBX LLC|48200
IDT|IDT CORP CL B NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|474
IDT|IDT CORP CL B NEW|EDJO|Edward D. Jones & Co., L.P.|109
IDT|IDT CORP CL B NEW|EGAM|CBOE TRADING, INC.|13876
IDT|IDT CORP CL B NEW|EGAW|CBOE TRADING, INC.|229
IDT|IDT CORP CL B NEW|EGMT|EG MARKET TECHNOLOGIES LLC|100
IDT|IDT CORP CL B NEW|EGXM|CBOE TRADING, INC.|3369
IDT|IDT CORP CL B NEW|ETBE|Electronic Transaction Clearing, Inc.|5080
IDT|IDT CORP CL B NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
IDT|IDT CORP CL B NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6958
IDT|IDT CORP CL B NEW|ETRS|E*Trade Securities LLC|90546
IDT|IDT CORP CL B NEW|FBSB|U.S. Bancorp Investments, Inc.|18
IDT|IDT CORP CL B NEW|FILL|Tradestation Securities, Inc.|3350
IDT|IDT CORP CL B NEW|FMAF|NBCN Inc./ CDS|870
IDT|IDT CORP CL B NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1907
IDT|IDT CORP CL B NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67738
IDT|IDT CORP CL B NEW|FTBR|Foliofn Investments, Inc.|692
IDT|IDT CORP CL B NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|12481
IDT|IDT CORP CL B NEW|GLIS|TD Securities Inc|500
IDT|IDT CORP CL B NEW|GLPX|ACS EXECUTION SERVICES, LLC|62360
IDT|IDT CORP CL B NEW|GSCO|GOLDMAN SACHS & CO. LLC|241081
IDT|IDT CORP CL B NEW|GSCS|GOLDMAN SACHS & CO. LLC|10117
IDT|IDT CORP CL B NEW|GSLT|GOLDMAN SACHS & CO. LLC|5038
IDT|IDT CORP CL B NEW|GTSZ|GTS SECURITIES LLC|21735
IDT|IDT CORP CL B NEW|HRBF|American Enterprise Investment Services Inc.|1706
IDT|IDT CORP CL B NEW|IATS|INTERACTIVE BROKERS LLC|10090
IDT|IDT CORP CL B NEW|IBKR|Interactive Brokers Llc|48561
IDT|IDT CORP CL B NEW|ICBX|INSTINET, LLC|20620
IDT|IDT CORP CL B NEW|IEQY|CITADEL SECURITIES LLC|6717
IDT|IDT CORP CL B NEW|INCA|INSTINET, LLC|100520
IDT|IDT CORP CL B NEW|INJX|INSTINET, LLC|5003
IDT|IDT CORP CL B NEW|ITGI|ITG Inc.|44903
IDT|IDT CORP CL B NEW|ITGP|ITG INC.|116200
IDT|IDT CORP CL B NEW|JANY|Janney Montgomery Scott Inc.|200
IDT|IDT CORP CL B NEW|JEFF|JEFFERIES LLC|58515
IDT|IDT CORP CL B NEW|JMPT|JUMP TRADING, LLC|7708
IDT|IDT CORP CL B NEW|JPBX|J.P. MORGAN SECURITIES LLC|27272
IDT|IDT CORP CL B NEW|JPMX|J.P. Morgan Securities LLC|124391
IDT|IDT CORP CL B NEW|JSJX|JANE STREET CAPITAL LLC|1279
IDT|IDT CORP CL B NEW|KCGM|VIRTU Americas LLC|20910
IDT|IDT CORP CL B NEW|LEHM|Barclays Capital Inc./Le|134794
IDT|IDT CORP CL B NEW|LIME|Lime Brokerage LLC|18491
IDT|IDT CORP CL B NEW|LOOP|Loop Capital Markets LLC|1804
IDT|IDT CORP CL B NEW|LQNA|LIQUIDNET, INC.|59200
IDT|IDT CORP CL B NEW|LSCI|Lek Securities Corporation|394
IDT|IDT CORP CL B NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
IDT|IDT CORP CL B NEW|MAXM|Maxim Group LLC|800
IDT|IDT CORP CL B NEW|MBTS|ALLY INVEST SECURITIES LLC|300
IDT|IDT CORP CL B NEW|MCBT|Moors & Cabot, Inc.|6841
IDT|IDT CORP CL B NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61154
IDT|IDT CORP CL B NEW|MSCO|MORGAN STANLEY & CO. LLC|173196
IDT|IDT CORP CL B NEW|MSPL|MORGAN STANLEY & CO. LLC|45800
IDT|IDT CORP CL B NEW|MSTX|MORGAN STANLEY & CO. LLC|111200
IDT|IDT CORP CL B NEW|NEED|Needham & Company, LLC|900
IDT|IDT CORP CL B NEW|NFSC|National Financial Services LLC|202027
IDT|IDT CORP CL B NEW|NITE|VIRTU Americas LLC|372541
IDT|IDT CORP CL B NEW|NQRB|Brut, LLC|17004
IDT|IDT CORP CL B NEW|OPCO|Oppenheimer & Co. Inc.|7666
IDT|IDT CORP CL B NEW|PDQM|CODA MARKETS, INC.|73389
IDT|IDT CORP CL B NEW|PHLY|NASDAQ Execution Services, LLC|8600
IDT|IDT CORP CL B NEW|RBCM|RBC CAPITAL MARKETS, LLC|5724
IDT|IDT CORP CL B NEW|SAGL|SAGETRADER, LLC|1894
IDT|IDT CORP CL B NEW|SBSH|Citigroup Global Markets Inc.|6401
IDT|IDT CORP CL B NEW|SGMT|GOLDMAN SACHS & CO. LLC|25464
IDT|IDT CORP CL B NEW|SPDR|SPEEDROUTE LLC|9717
IDT|IDT CORP CL B NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|7530
IDT|IDT CORP CL B NEW|STFL|Stifel, Nicolaus & Company, Incorporated|2003
IDT|IDT CORP CL B NEW|SWIM|TD Ameritrade, Inc.|155083
IDT|IDT CORP CL B NEW|SWST|Hilltop Securities Inc.|3634
IDT|IDT CORP CL B NEW|TKNG|ALLY INVEST SECURITIES LLC|4789
IDT|IDT CORP CL B NEW|TRBT|Tradebot Systems, Inc.|76537
IDT|IDT CORP CL B NEW|TRCM|TRC MARKETS LLC|9515
IDT|IDT CORP CL B NEW|TWTT|TASTYWORKS, INC.|2030
IDT|IDT CORP CL B NEW|UBSA|UBS SECURITIES LLC|259695
IDT|IDT CORP CL B NEW|UBSS|UBS Securities LLC|240670
IDT|IDT CORP CL B NEW|VALX|VIRTU AMERICAS LLC|1608
IDT|IDT CORP CL B NEW|VGRD|Vanguard Marketing Corporation|18485
IDT|IDT CORP CL B NEW|WCHV|WELLS FARGO SECURITIES, LLC|63952
IDT|IDT CORP CL B NEW|WEDB|WEDBUSH SECURITIES INC.|14194
IDT|IDT CORP CL B NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15258
IDT|IDT CORP CL B NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27223
IDT|IDT CORP CL B NEW|WSEA|WOLVERINE SECURITIES, LLC|12115
IDT|IDT CORP CL B NEW|XIST|INSTINET, LLC|57200
IDT|IDT CORP CL B NEW|XPQR|Jump Trading|100
IDT|IDT CORP CL B NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
IDT|IDT CORP CL B NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|1002
IDT|IDT CORP CL B NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|543
IDTI|INTEGRATED DEVICES##|ACLP|ALEXANDER CAPITAL, L.P.|1700
IDTI|INTEGRATED DEVICES##|AGIS|Aegis Capital Corp.|950
IDTI|INTEGRATED DEVICES##|ALTX|Alternet Securities Inc.|4523
IDTI|INTEGRATED DEVICES##|ANOS|ABEL/NOSER, L.L.C.|1360
IDTI|INTEGRATED DEVICES##|APCC|Apex Clearing Corporation|192
IDTI|INTEGRATED DEVICES##|BARD|Robert W. Baird & Co. Incorporated|5048
IDTI|INTEGRATED DEVICES##|BATM|CBOE TRADING, INC.|2660
IDTI|INTEGRATED DEVICES##|BAYC|BAY CREST PARTNERS, LLC|22739
IDTI|INTEGRATED DEVICES##|BERN|Sanford C. Bernstein & Co., LLC|43513
IDTI|INTEGRATED DEVICES##|BKCM|BNY Mellon Capital Markets LLC|39707
IDTI|INTEGRATED DEVICES##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3154
IDTI|INTEGRATED DEVICES##|BLKX|INSTINET, LLC|58768
IDTI|INTEGRATED DEVICES##|BMOC|BMO Capital Markets Corp.|29416
IDTI|INTEGRATED DEVICES##|BNPX|BNP PARIBAS SECURITIES CORP.|35328
IDTI|INTEGRATED DEVICES##|BRGE|Newbridge Securities Corp.|2122
IDTI|INTEGRATED DEVICES##|BRVL|BLAYLOCK VAN, LLC|400
IDTI|INTEGRATED DEVICES##|BTIG|BTIG, LLC|33595
IDTI|INTEGRATED DEVICES##|BYXM|CBOE TRADING, INC.|926
IDTI|INTEGRATED DEVICES##|BZYD|GOLDMAN SACHS & CO. LLC|1073
IDTI|INTEGRATED DEVICES##|CANT|Cantor Fitzgerald & Co.|23363
IDTI|INTEGRATED DEVICES##|CBLC|CITIGROUP GLOBAL MARKETS INC.|16200
IDTI|INTEGRATED DEVICES##|CHAS|Charles Schwab & Co., Inc.|2520
IDTI|INTEGRATED DEVICES##|CIST|Capital Institutional Services, Inc.|8476
IDTI|INTEGRATED DEVICES##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81768
IDTI|INTEGRATED DEVICES##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3205
IDTI|INTEGRATED DEVICES##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
IDTI|INTEGRATED DEVICES##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|347889
IDTI|INTEGRATED DEVICES##|CTDL|Citadel Derivatives Group Llc|21463
IDTI|INTEGRATED DEVICES##|CTLR|CUTLER GROUP, LP|200
IDTI|INTEGRATED DEVICES##|CXCX|CITIGROUP GLOBAL MARKETS INC.|45786
IDTI|INTEGRATED DEVICES##|DAWA|Daiwa Capital Markets America Inc.|2100
IDTI|INTEGRATED DEVICES##|DBAB|Deutsche Bank Securities Inc.|1340867
IDTI|INTEGRATED DEVICES##|DBAX|Deutsche Bank Securities Inc.|169000
IDTI|INTEGRATED DEVICES##|DBUL|Deutsche Bank Securities Inc.|12375
IDTI|INTEGRATED DEVICES##|DEAN|MORGAN STANLEY|5498
IDTI|INTEGRATED DEVICES##|DEGS|RONIN PROFESSIONAL LLC|4200
IDTI|INTEGRATED DEVICES##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7926
IDTI|INTEGRATED DEVICES##|DOTC|Dougherty & Company LLC|4176
IDTI|INTEGRATED DEVICES##|EBXL|EBX LLC|115000
IDTI|INTEGRATED DEVICES##|ECUT|CONVERGEX EXECUTION SOLUTIONS|3285
IDTI|INTEGRATED DEVICES##|EDJO|Edward D. Jones & Co., L.P.|464
IDTI|INTEGRATED DEVICES##|EGAM|CBOE TRADING, INC.|17758
IDTI|INTEGRATED DEVICES##|EGAW|CBOE TRADING, INC.|207
IDTI|INTEGRATED DEVICES##|EGMT|EG MARKET TECHNOLOGIES LLC|500
IDTI|INTEGRATED DEVICES##|EGXM|CBOE TRADING, INC.|7680
IDTI|INTEGRATED DEVICES##|EGXW|CBOE TRADING, INC.|51
IDTI|INTEGRATED DEVICES##|ETBE|Electronic Transaction Clearing, Inc.|22153
IDTI|INTEGRATED DEVICES##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3804
IDTI|INTEGRATED DEVICES##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27320
IDTI|INTEGRATED DEVICES##|ETRS|E*Trade Securities LLC|188398
IDTI|INTEGRATED DEVICES##|FBCO|Credit Suisse Securities (USA) LLC|1032702
IDTI|INTEGRATED DEVICES##|FILL|Tradestation Securities, Inc.|10044
IDTI|INTEGRATED DEVICES##|FMAF|NBCN Inc./ CDS|300
IDTI|INTEGRATED DEVICES##|FOMA|TD AMERITRADE CLEARING, INC.|126394
IDTI|INTEGRATED DEVICES##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6130
IDTI|INTEGRATED DEVICES##|FQLS|Quantlab Securities LP|387846
IDTI|INTEGRATED DEVICES##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|329560
IDTI|INTEGRATED DEVICES##|FTBR|Foliofn Investments, Inc.|745
IDTI|INTEGRATED DEVICES##|GEBB|GLOBAL EXECUTION BROKERS, LP|96046
IDTI|INTEGRATED DEVICES##|GLPX|ACS EXECUTION SERVICES, LLC|19357
IDTI|INTEGRATED DEVICES##|GSCO|GOLDMAN SACHS & CO. LLC|2812613
IDTI|INTEGRATED DEVICES##|GSCS|GOLDMAN SACHS & CO. LLC|32623
IDTI|INTEGRATED DEVICES##|GSLT|GOLDMAN SACHS & CO. LLC|14926
IDTI|INTEGRATED DEVICES##|GTSZ|GTS SECURITIES LLC|230261
IDTI|INTEGRATED DEVICES##|HAPX|HAP Trading, LLC|390
IDTI|INTEGRATED DEVICES##|HASF|Haywood Securities Inc./CDS|500
IDTI|INTEGRATED DEVICES##|HRBF|American Enterprise Investment Services Inc.|3000
IDTI|INTEGRATED DEVICES##|HSBC|HSBC Securities, Inc.|482000
IDTI|INTEGRATED DEVICES##|IATS|INTERACTIVE BROKERS LLC|9927
IDTI|INTEGRATED DEVICES##|IBKR|Interactive Brokers Llc|133246
IDTI|INTEGRATED DEVICES##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|106
IDTI|INTEGRATED DEVICES##|ICBX|INSTINET, LLC|45212
IDTI|INTEGRATED DEVICES##|IEQY|CITADEL SECURITIES LLC|180290
IDTI|INTEGRATED DEVICES##|INCA|INSTINET, LLC|1079683
IDTI|INTEGRATED DEVICES##|INJX|INSTINET, LLC|82201
IDTI|INTEGRATED DEVICES##|ITGI|ITG Inc.|140538
IDTI|INTEGRATED DEVICES##|ITGP|ITG INC.|404800
IDTI|INTEGRATED DEVICES##|JANY|Janney Montgomery Scott Inc.|297
IDTI|INTEGRATED DEVICES##|JEFF|JEFFERIES LLC|456353
IDTI|INTEGRATED DEVICES##|JMPT|JUMP TRADING, LLC|95381
IDTI|INTEGRATED DEVICES##|JPBX|J.P. MORGAN SECURITIES LLC|88796
IDTI|INTEGRATED DEVICES##|JPMX|J.P. Morgan Securities LLC|390931
IDTI|INTEGRATED DEVICES##|JSJX|JANE STREET CAPITAL LLC|5928
IDTI|INTEGRATED DEVICES##|KCGM|VIRTU Americas LLC|28455
IDTI|INTEGRATED DEVICES##|KEYB|KEYBANC CAPITAL MARKETS INC.|7330
IDTI|INTEGRATED DEVICES##|LEHM|Barclays Capital Inc./Le|775061
IDTI|INTEGRATED DEVICES##|LIME|Lime Brokerage LLC|217087
IDTI|INTEGRATED DEVICES##|LOOP|Loop Capital Markets LLC|7006
IDTI|INTEGRATED DEVICES##|LQNA|LIQUIDNET, INC.|37400
IDTI|INTEGRATED DEVICES##|LSCI|Lek Securities Corporation|17
IDTI|INTEGRATED DEVICES##|MAXM|Maxim Group LLC|12463
IDTI|INTEGRATED DEVICES##|MBTS|ALLY INVEST SECURITIES LLC|281
IDTI|INTEGRATED DEVICES##|MCMF|Raymond James Ltd. Cds|75
IDTI|INTEGRATED DEVICES##|MITR|GMP SECURITIES, LLC|140
IDTI|INTEGRATED DEVICES##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124435
IDTI|INTEGRATED DEVICES##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
IDTI|INTEGRATED DEVICES##|MOTF|MOTIF INVESTING, INC.|12
IDTI|INTEGRATED DEVICES##|MSCO|MORGAN STANLEY & CO. LLC|2985872
IDTI|INTEGRATED DEVICES##|MSPL|MORGAN STANLEY & CO. LLC|267300
IDTI|INTEGRATED DEVICES##|MSTX|MORGAN STANLEY & CO. LLC|182300
IDTI|INTEGRATED DEVICES##|MZHO|Mizuho Securities USA LLC|197150
IDTI|INTEGRATED DEVICES##|NATL|National Securities Corporation|3160
IDTI|INTEGRATED DEVICES##|NBCS|NBC Securities, INC.|200
IDTI|INTEGRATED DEVICES##|NEED|Needham & Company, LLC|1635
IDTI|INTEGRATED DEVICES##|NFSC|National Financial Services LLC|253666
IDTI|INTEGRATED DEVICES##|NITE|VIRTU Americas LLC|436130
IDTI|INTEGRATED DEVICES##|NITP|VIRTU Americas LLC|5400
IDTI|INTEGRATED DEVICES##|NMRA|Nomura Securities International, Inc.|697300
IDTI|INTEGRATED DEVICES##|NQRB|Brut, LLC|43128
IDTI|INTEGRATED DEVICES##|NTFN|Network 1 Financial Securities Inc.|1300
IDTI|INTEGRATED DEVICES##|NTRC|Northern Trust Securities, Inc.|4091
IDTI|INTEGRATED DEVICES##|OHOS|TWO SIGMA SECURITIES, LLC|58359
IDTI|INTEGRATED DEVICES##|OPCO|Oppenheimer & Co. Inc.|10350
IDTI|INTEGRATED DEVICES##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1503
IDTI|INTEGRATED DEVICES##|PDQM|CODA MARKETS, INC.|48677
IDTI|INTEGRATED DEVICES##|PHLY|NASDAQ Execution Services, LLC|4400
IDTI|INTEGRATED DEVICES##|PIPR|Piper Jaffray & Co.|29648
IDTI|INTEGRATED DEVICES##|PWJC|UBS Financial Services, Inc.|1140
IDTI|INTEGRATED DEVICES##|RBCM|RBC CAPITAL MARKETS, LLC|14624
IDTI|INTEGRATED DEVICES##|RGLD|Regal Securities, Inc|7
IDTI|INTEGRATED DEVICES##|ROTH|Roth Capital Partners, LLC|100
IDTI|INTEGRATED DEVICES##|SAGL|SAGETRADER, LLC|43800
IDTI|INTEGRATED DEVICES##|SAGW|SAGETRADER, LLC|888
IDTI|INTEGRATED DEVICES##|SALI|INTL FCSTONE FINANCIAL INC.|498
IDTI|INTEGRATED DEVICES##|SBSH|Citigroup Global Markets Inc.|346102
IDTI|INTEGRATED DEVICES##|SGMT|GOLDMAN SACHS & CO. LLC|73673
IDTI|INTEGRATED DEVICES##|SOGO|Wang Investment Associates, Inc.|600
IDTI|INTEGRATED DEVICES##|SPDR|SPEEDROUTE LLC|13056
IDTI|INTEGRATED DEVICES##|SPHN|Stephens Inc.|30302
IDTI|INTEGRATED DEVICES##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
IDTI|INTEGRATED DEVICES##|STFL|Stifel, Nicolaus & Company, Incorporated|113524
IDTI|INTEGRATED DEVICES##|STTT|STATETRUST INVESTMENTS INC.|3461
IDTI|INTEGRATED DEVICES##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|232
IDTI|INTEGRATED DEVICES##|SWIM|TD Ameritrade, Inc.|37801
IDTI|INTEGRATED DEVICES##|SWST|Hilltop Securities Inc.|5217
IDTI|INTEGRATED DEVICES##|TKNG|ALLY INVEST SECURITIES LLC|8210
IDTI|INTEGRATED DEVICES##|TRBT|Tradebot Systems, Inc.|390285
IDTI|INTEGRATED DEVICES##|TRCM|TRC MARKETS LLC|498705
IDTI|INTEGRATED DEVICES##|TWTT|TASTYWORKS, INC.|1510
IDTI|INTEGRATED DEVICES##|UBSA|UBS SECURITIES LLC|513359
IDTI|INTEGRATED DEVICES##|UBSS|UBS Securities LLC|2129762
IDTI|INTEGRATED DEVICES##|VALX|VIRTU AMERICAS LLC|29658
IDTI|INTEGRATED DEVICES##|VERT|The Vertical Trading Group, LLC|2400
IDTI|INTEGRATED DEVICES##|VGRD|Vanguard Marketing Corporation|15636
IDTI|INTEGRATED DEVICES##|WBPX|SUMMIT SECURITIES GROUP, LLC|7050
IDTI|INTEGRATED DEVICES##|WCHV|WELLS FARGO SECURITIES, LLC|198134
IDTI|INTEGRATED DEVICES##|WDNX|WEEDEN & CO.L.P.|866
IDTI|INTEGRATED DEVICES##|WEDB|WEDBUSH SECURITIES INC.|90
IDTI|INTEGRATED DEVICES##|WEED|Weeden & Co.L.P.|301191
IDTI|INTEGRATED DEVICES##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5770
IDTI|INTEGRATED DEVICES##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19105
IDTI|INTEGRATED DEVICES##|WGIF|CIBC World Markets Inc.|380
IDTI|INTEGRATED DEVICES##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|185
IDTI|INTEGRATED DEVICES##|WSEA|WOLVERINE SECURITIES, LLC|8962
IDTI|INTEGRATED DEVICES##|XIST|INSTINET, LLC|67820
IDTI|INTEGRATED DEVICES##|XPQR|Jump Trading|2800
IDTI|INTEGRATED DEVICES##|XSTM|NATIONAL FINANCIAL SERVICES LLC|26802
IDTI|INTEGRATED DEVICES##|YKNA|COMHAR CAPITAL MARKETS, LLC|750
IDTI|INTEGRATED DEVICES##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5128
IDU|ISHARE  UTL SEC|APCC|Apex Clearing Corporation|344
IDU|ISHARE  UTL SEC|BANK|Primevest Financial Services, Inc.|69
IDU|ISHARE  UTL SEC|BARD|Robert W. Baird & Co. Incorporated|148
IDU|ISHARE  UTL SEC|BBNT|BB&T SECURITIES, LLC|692
IDU|ISHARE  UTL SEC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|254
IDU|ISHARE  UTL SEC|CANT|Cantor Fitzgerald & Co.|13
IDU|ISHARE  UTL SEC|CHAS|Charles Schwab & Co., Inc.|6
IDU|ISHARE  UTL SEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2313
IDU|ISHARE  UTL SEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6612
IDU|ISHARE  UTL SEC|DBAB|Deutsche Bank Securities Inc.|100
IDU|ISHARE  UTL SEC|DBAX|Deutsche Bank Securities Inc.|600
IDU|ISHARE  UTL SEC|DEAN|MORGAN STANLEY|3012
IDU|ISHARE  UTL SEC|EBXL|EBX LLC|600
IDU|ISHARE  UTL SEC|EDJC|Edward Jones / CDS|76
IDU|ISHARE  UTL SEC|EDJO|Edward D. Jones & Co., L.P.|1899
IDU|ISHARE  UTL SEC|EGXM|CBOE TRADING, INC.|100
IDU|ISHARE  UTL SEC|EGXW|CBOE TRADING, INC.|112
IDU|ISHARE  UTL SEC|ETRS|E*Trade Securities LLC|163
IDU|ISHARE  UTL SEC|FBSB|U.S. Bancorp Investments, Inc.|37
IDU|ISHARE  UTL SEC|FMAF|NBCN Inc./ CDS|90
IDU|ISHARE  UTL SEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22
IDU|ISHARE  UTL SEC|FTBR|Foliofn Investments, Inc.|16
IDU|ISHARE  UTL SEC|GSCO|GOLDMAN SACHS & CO. LLC|1487
IDU|ISHARE  UTL SEC|GSLT|GOLDMAN SACHS & CO. LLC|2947
IDU|ISHARE  UTL SEC|HASF|Haywood Securities Inc./CDS|500
IDU|ISHARE  UTL SEC|HRBF|American Enterprise Investment Services Inc.|2945
IDU|ISHARE  UTL SEC|IBKR|Interactive Brokers Llc|862
IDU|ISHARE  UTL SEC|ICBX|INSTINET, LLC|100
IDU|ISHARE  UTL SEC|INCA|INSTINET, LLC|122
IDU|ISHARE  UTL SEC|ITGI|ITG Inc.|1176
IDU|ISHARE  UTL SEC|JPMX|J.P. Morgan Securities LLC|3600
IDU|ISHARE  UTL SEC|JSJX|JANE STREET CAPITAL LLC|10165
IDU|ISHARE  UTL SEC|KCGM|VIRTU Americas LLC|400
IDU|ISHARE  UTL SEC|LEHM|Barclays Capital Inc./Le|1688
IDU|ISHARE  UTL SEC|LIME|Lime Brokerage LLC|27683
IDU|ISHARE  UTL SEC|MACC|Mid Atlantic Capital Corporation|285
IDU|ISHARE  UTL SEC|MSCO|MORGAN STANLEY & CO. LLC|17760
IDU|ISHARE  UTL SEC|MSPL|MORGAN STANLEY & CO. LLC|100
IDU|ISHARE  UTL SEC|NFSC|National Financial Services LLC|28200
IDU|ISHARE  UTL SEC|NITE|VIRTU Americas LLC|28605
IDU|ISHARE  UTL SEC|NITP|VIRTU Americas LLC|1800
IDU|ISHARE  UTL SEC|NTRC|Northern Trust Securities, Inc.|460
IDU|ISHARE  UTL SEC|OPCO|Oppenheimer & Co. Inc.|111
IDU|ISHARE  UTL SEC|PWJC|UBS Financial Services, Inc.|600
IDU|ISHARE  UTL SEC|RBCM|RBC CAPITAL MARKETS, LLC|284
IDU|ISHARE  UTL SEC|SBSH|Citigroup Global Markets Inc.|1400
IDU|ISHARE  UTL SEC|STFL|Stifel, Nicolaus & Company, Incorporated|4349
IDU|ISHARE  UTL SEC|SWIM|TD Ameritrade, Inc.|64
IDU|ISHARE  UTL SEC|SWST|Hilltop Securities Inc.|100
IDU|ISHARE  UTL SEC|TKNG|ALLY INVEST SECURITIES LLC|50
IDU|ISHARE  UTL SEC|TRCM|TRC MARKETS LLC|22751
IDU|ISHARE  UTL SEC|UBSA|UBS SECURITIES LLC|4335
IDU|ISHARE  UTL SEC|UBSS|UBS Securities LLC|16205
IDU|ISHARE  UTL SEC|VERT|The Vertical Trading Group, LLC|3
IDU|ISHARE  UTL SEC|VGRD|Vanguard Marketing Corporation|821
IDU|ISHARE  UTL SEC|WCHV|WELLS FARGO SECURITIES, LLC|3620
IDU|ISHARE  UTL SEC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2347
IDU|ISHARE  UTL SEC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3277
IDU|ISHARE  UTL SEC|WSEA|WOLVERINE SECURITIES, LLC|291
IDU|ISHARE  UTL SEC|XPUS|XP SECURITIES, LLC|9
IDU|ISHARE  UTL SEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6098
IDV|ISHARES|ALTX|Alternet Securities Inc.|34421
IDV|ISHARES|APCC|Apex Clearing Corporation|4374
IDV|ISHARES|BANK|Primevest Financial Services, Inc.|2826
IDV|ISHARES|BARD|Robert W. Baird & Co. Incorporated|66392
IDV|ISHARES|BATM|CBOE TRADING, INC.|8405
IDV|ISHARES|BBNT|BB&T SECURITIES, LLC|90376
IDV|ISHARES|BERN|Sanford C. Bernstein & Co., LLC|18275
IDV|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5539
IDV|ISHARES|BMAK|BMA SECURITIES|847
IDV|ISHARES|BNCH|The Benchmark Company, LLC|49007
IDV|ISHARES|CANT|Cantor Fitzgerald & Co.|69709
IDV|ISHARES|CHAS|Charles Schwab & Co., Inc.|449
IDV|ISHARES|CIST|Capital Institutional Services, Inc.|2878
IDV|ISHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55145
IDV|ISHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
IDV|ISHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
IDV|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102576
IDV|ISHARES|CSIN|Citadel Securities Institutional LLC|425291
IDV|ISHARES|CTDL|Citadel Derivatives Group Llc|819210
IDV|ISHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|30090
IDV|ISHARES|DADA|D.A. Davidson & Co.|8386
IDV|ISHARES|DAVA|Davenport & Company LLC|2008
IDV|ISHARES|DBAB|Deutsche Bank Securities Inc.|201
IDV|ISHARES|DBAX|Deutsche Bank Securities Inc.|77700
IDV|ISHARES|DEAN|MORGAN STANLEY|140363
IDV|ISHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|79258
IDV|ISHARES|EBXL|EBX LLC|70300
IDV|ISHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|12744
IDV|ISHARES|EDJC|Edward Jones / CDS|461
IDV|ISHARES|EDJO|Edward D. Jones & Co., L.P.|6445
IDV|ISHARES|EGAM|CBOE TRADING, INC.|14651
IDV|ISHARES|EGAW|CBOE TRADING, INC.|1
IDV|ISHARES|EGMT|EG MARKET TECHNOLOGIES LLC|100
IDV|ISHARES|EGXM|CBOE TRADING, INC.|700
IDV|ISHARES|ETBE|Electronic Transaction Clearing, Inc.|6900
IDV|ISHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8601
IDV|ISHARES|ETRS|E*Trade Securities LLC|46846
IDV|ISHARES|FBSB|U.S. Bancorp Investments, Inc.|2112
IDV|ISHARES|FLTU|FLOW TRADERS US LLC|13600
IDV|ISHARES|FMAF|NBCN Inc./ CDS|209934
IDV|ISHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6565
IDV|ISHARES|FTBR|Foliofn Investments, Inc.|4358
IDV|ISHARES|GBMT|GBM International, Inc.|6005
IDV|ISHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|4200
IDV|ISHARES|GLPX|ACS EXECUTION SERVICES, LLC|343
IDV|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|797077
IDV|ISHARES|GSLT|GOLDMAN SACHS & CO. LLC|2925
IDV|ISHARES|HRBF|American Enterprise Investment Services Inc.|571631
IDV|ISHARES|IATS|INTERACTIVE BROKERS LLC|3433
IDV|ISHARES|IBKR|Interactive Brokers Llc|5732
IDV|ISHARES|ICBX|INSTINET, LLC|70616
IDV|ISHARES|INCA|INSTINET, LLC|23512
IDV|ISHARES|ITGI|ITG Inc.|93559
IDV|ISHARES|ITGP|ITG INC.|33200
IDV|ISHARES|JANY|Janney Montgomery Scott Inc.|79916
IDV|ISHARES|JEFF|JEFFERIES LLC|400
IDV|ISHARES|JMPT|JUMP TRADING, LLC|18867
IDV|ISHARES|JPMX|J.P. Morgan Securities LLC|66066
IDV|ISHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|498126
IDV|ISHARES|JSJX|JANE STREET CAPITAL LLC|920941
IDV|ISHARES|KCGM|VIRTU Americas LLC|25633
IDV|ISHARES|LEHM|Barclays Capital Inc./Le|179339
IDV|ISHARES|LIME|Lime Brokerage LLC|2533
IDV|ISHARES|LSCI|Lek Securities Corporation|15
IDV|ISHARES|MACC|Mid Atlantic Capital Corporation|13697
IDV|ISHARES|MAXM|Maxim Group LLC|1384
IDV|ISHARES|MCMF|Raymond James Ltd. Cds|56
IDV|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|210040
IDV|ISHARES|MOTF|MOTIF INVESTING, INC.|1
IDV|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|622633
IDV|ISHARES|MSPL|MORGAN STANLEY & CO. LLC|32900
IDV|ISHARES|NBCS|NBC Securities, INC.|38
IDV|ISHARES|NFSC|National Financial Services LLC|632318
IDV|ISHARES|NITE|VIRTU Americas LLC|1356027
IDV|ISHARES|NITP|VIRTU Americas LLC|96071
IDV|ISHARES|NQRB|Brut, LLC|10176
IDV|ISHARES|NTBF|BMO Nesbitt Burns Inc./CDS|505
IDV|ISHARES|NTRC|Northern Trust Securities, Inc.|1050
IDV|ISHARES|OLDM|OLD MISSION CAPITAL, LLC|10616
IDV|ISHARES|OPCO|Oppenheimer & Co. Inc.|13861
IDV|ISHARES|PDQM|CODA MARKETS, INC.|11836
IDV|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|3302
IDV|ISHARES|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|154
IDV|ISHARES|SALI|INTL FCSTONE FINANCIAL INC.|1368
IDV|ISHARES|SBSH|Citigroup Global Markets Inc.|166338
IDV|ISHARES|SEIC|SEI Investments Distribution Co.|34321
IDV|ISHARES|SGMT|GOLDMAN SACHS & CO. LLC|70946
IDV|ISHARES|SPHN|Stephens Inc.|124
IDV|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|31129
IDV|ISHARES|SWIM|TD Ameritrade, Inc.|865
IDV|ISHARES|SWST|Hilltop Securities Inc.|10940
IDV|ISHARES|TKNG|ALLY INVEST SECURITIES LLC|140
IDV|ISHARES|TRBT|Tradebot Systems, Inc.|48564
IDV|ISHARES|TRCM|TRC MARKETS LLC|4334
IDV|ISHARES|UBSA|UBS SECURITIES LLC|342990
IDV|ISHARES|UBSS|UBS Securities LLC|941906
IDV|ISHARES|VALX|VIRTU AMERICAS LLC|4425
IDV|ISHARES|VGRD|Vanguard Marketing Corporation|19194
IDV|ISHARES|WABR|Wall Street Access|58711
IDV|ISHARES|WBET|Wallachbeth Capital LLC|243182
IDV|ISHARES|WBLR|WILLIAM BLAIR|100
IDV|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|480930
IDV|ISHARES|WEDB|WEDBUSH SECURITIES INC.|57
IDV|ISHARES|WEED|Weeden & Co.L.P.|140
IDV|ISHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3959
IDV|ISHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1246
IDV|ISHARES|WGIF|CIBC World Markets Inc.|265
IDV|ISHARES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|61
IDV|ISHARES|WSEA|WOLVERINE SECURITIES, LLC|18329
IDV|ISHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|33754
IDV|ISHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|93
IDV|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|141127
IDX|VANECK VECTORS INDON|APCC|Apex Clearing Corporation|302
IDX|VANECK VECTORS INDON|BATM|CBOE TRADING, INC.|4900
IDX|VANECK VECTORS INDON|BERN|Sanford C. Bernstein & Co., LLC|200
IDX|VANECK VECTORS INDON|BNPX|BNP PARIBAS SECURITIES CORP.|12297
IDX|VANECK VECTORS INDON|BYXM|CBOE TRADING, INC.|8900
IDX|VANECK VECTORS INDON|CHAS|Charles Schwab & Co., Inc.|1
IDX|VANECK VECTORS INDON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9925
IDX|VANECK VECTORS INDON|CTDL|Citadel Derivatives Group Llc|20883
IDX|VANECK VECTORS INDON|DBAX|Deutsche Bank Securities Inc.|2500
IDX|VANECK VECTORS INDON|EBXL|EBX LLC|2900
IDX|VANECK VECTORS INDON|ECUT|CONVERGEX EXECUTION SOLUTIONS|205
IDX|VANECK VECTORS INDON|EGXM|CBOE TRADING, INC.|8000
IDX|VANECK VECTORS INDON|ETRS|E*Trade Securities LLC|3504
IDX|VANECK VECTORS INDON|FLTU|FLOW TRADERS US LLC|108230
IDX|VANECK VECTORS INDON|FMAF|NBCN Inc./ CDS|260
IDX|VANECK VECTORS INDON|FQLS|Quantlab Securities LP|58
IDX|VANECK VECTORS INDON|FTBR|Foliofn Investments, Inc.|2972
IDX|VANECK VECTORS INDON|GSCO|GOLDMAN SACHS & CO. LLC|15022
IDX|VANECK VECTORS INDON|GSCS|GOLDMAN SACHS & CO. LLC|1300
IDX|VANECK VECTORS INDON|GSLT|GOLDMAN SACHS & CO. LLC|210
IDX|VANECK VECTORS INDON|GTSZ|GTS SECURITIES LLC|1800
IDX|VANECK VECTORS INDON|IATS|INTERACTIVE BROKERS LLC|8
IDX|VANECK VECTORS INDON|IBKR|Interactive Brokers Llc|3758
IDX|VANECK VECTORS INDON|ICBX|INSTINET, LLC|5700
IDX|VANECK VECTORS INDON|ITGP|ITG INC.|2400
IDX|VANECK VECTORS INDON|JPMX|J.P. Morgan Securities LLC|4200
IDX|VANECK VECTORS INDON|JSEB|JANE STREET EXECUTION SERVICES, LLC|10000
IDX|VANECK VECTORS INDON|JSJX|JANE STREET CAPITAL LLC|18894
IDX|VANECK VECTORS INDON|KCGM|VIRTU Americas LLC|1205
IDX|VANECK VECTORS INDON|LEHM|Barclays Capital Inc./Le|800
IDX|VANECK VECTORS INDON|LIME|Lime Brokerage LLC|5665
IDX|VANECK VECTORS INDON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19200
IDX|VANECK VECTORS INDON|MSCO|MORGAN STANLEY & CO. LLC|21876
IDX|VANECK VECTORS INDON|MSPL|MORGAN STANLEY & CO. LLC|5500
IDX|VANECK VECTORS INDON|NFSC|National Financial Services LLC|14541
IDX|VANECK VECTORS INDON|NITE|VIRTU Americas LLC|12132
IDX|VANECK VECTORS INDON|OLDM|OLD MISSION CAPITAL, LLC|3828
IDX|VANECK VECTORS INDON|OTAA|OTA LLC|4100
IDX|VANECK VECTORS INDON|SBSH|Citigroup Global Markets Inc.|211
IDX|VANECK VECTORS INDON|SGMT|GOLDMAN SACHS & CO. LLC|9900
IDX|VANECK VECTORS INDON|STFL|Stifel, Nicolaus & Company, Incorporated|119
IDX|VANECK VECTORS INDON|SWST|Hilltop Securities Inc.|164
IDX|VANECK VECTORS INDON|TRCM|TRC MARKETS LLC|100
IDX|VANECK VECTORS INDON|UBSA|UBS SECURITIES LLC|108591
IDX|VANECK VECTORS INDON|UBSS|UBS Securities LLC|14543
IDX|VANECK VECTORS INDON|VGRD|Vanguard Marketing Corporation|2499
IDX|VANECK VECTORS INDON|WCHV|WELLS FARGO SECURITIES, LLC|3350
IDX|VANECK VECTORS INDON|WSEA|WOLVERINE SECURITIES, LLC|11
IDX|VANECK VECTORS INDON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|192
IDXG|INTERPACE DIAG GRP|APCC|Apex Clearing Corporation|5665
IDXG|INTERPACE DIAG GRP|BATM|CBOE TRADING, INC.|1900
IDXG|INTERPACE DIAG GRP|BIMI|Banca IMI Securities Corp.|170
IDXG|INTERPACE DIAG GRP|BKCM|BNY Mellon Capital Markets LLC|799
IDXG|INTERPACE DIAG GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5426
IDXG|INTERPACE DIAG GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4900
IDXG|INTERPACE DIAG GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8000
IDXG|INTERPACE DIAG GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23525
IDXG|INTERPACE DIAG GRP|CTDL|Citadel Derivatives Group Llc|2046
IDXG|INTERPACE DIAG GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1330
IDXG|INTERPACE DIAG GRP|DBAB|Deutsche Bank Securities Inc.|11809
IDXG|INTERPACE DIAG GRP|DBAX|Deutsche Bank Securities Inc.|3500
IDXG|INTERPACE DIAG GRP|EBXL|EBX LLC|6700
IDXG|INTERPACE DIAG GRP|EDJO|Edward D. Jones & Co., L.P.|12
IDXG|INTERPACE DIAG GRP|EGAM|CBOE TRADING, INC.|200
IDXG|INTERPACE DIAG GRP|EGXM|CBOE TRADING, INC.|2415
IDXG|INTERPACE DIAG GRP|EGXW|CBOE TRADING, INC.|9195
IDXG|INTERPACE DIAG GRP|ETRS|E*Trade Securities LLC|679064
IDXG|INTERPACE DIAG GRP|FBCO|Credit Suisse Securities (USA) LLC|55260
IDXG|INTERPACE DIAG GRP|FILL|Tradestation Securities, Inc.|3800
IDXG|INTERPACE DIAG GRP|FMAF|NBCN Inc./ CDS|683
IDXG|INTERPACE DIAG GRP|FOMA|TD AMERITRADE CLEARING, INC.|608830
IDXG|INTERPACE DIAG GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1490
IDXG|INTERPACE DIAG GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|1560
IDXG|INTERPACE DIAG GRP|GSCO|GOLDMAN SACHS & CO. LLC|19947
IDXG|INTERPACE DIAG GRP|GSLT|GOLDMAN SACHS & CO. LLC|9359
IDXG|INTERPACE DIAG GRP|IATS|INTERACTIVE BROKERS LLC|206
IDXG|INTERPACE DIAG GRP|IBKR|Interactive Brokers Llc|18423
IDXG|INTERPACE DIAG GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2000
IDXG|INTERPACE DIAG GRP|ICBX|INSTINET, LLC|2545
IDXG|INTERPACE DIAG GRP|INCA|INSTINET, LLC|4013
IDXG|INTERPACE DIAG GRP|INJX|INSTINET, LLC|2848
IDXG|INTERPACE DIAG GRP|ITGI|ITG Inc.|1227
IDXG|INTERPACE DIAG GRP|ITGP|ITG INC.|5000
IDXG|INTERPACE DIAG GRP|JEFF|JEFFERIES LLC|61546
IDXG|INTERPACE DIAG GRP|JPMX|J.P. Morgan Securities LLC|6444
IDXG|INTERPACE DIAG GRP|JSJX|JANE STREET CAPITAL LLC|300
IDXG|INTERPACE DIAG GRP|KCGM|VIRTU Americas LLC|700
IDXG|INTERPACE DIAG GRP|LEHM|Barclays Capital Inc./Le|8638
IDXG|INTERPACE DIAG GRP|LIME|Lime Brokerage LLC|3710
IDXG|INTERPACE DIAG GRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|25000
IDXG|INTERPACE DIAG GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9974
IDXG|INTERPACE DIAG GRP|MSCO|MORGAN STANLEY & CO. LLC|257243
IDXG|INTERPACE DIAG GRP|MSPL|MORGAN STANLEY & CO. LLC|1800
IDXG|INTERPACE DIAG GRP|NFSC|National Financial Services LLC|459531
IDXG|INTERPACE DIAG GRP|NITE|VIRTU Americas LLC|1054235
IDXG|INTERPACE DIAG GRP|NQRB|Brut, LLC|2800
IDXG|INTERPACE DIAG GRP|PDQM|CODA MARKETS, INC.|23463
IDXG|INTERPACE DIAG GRP|RGLD|Regal Securities, Inc|36
IDXG|INTERPACE DIAG GRP|SALI|INTL FCSTONE FINANCIAL INC.|1300
IDXG|INTERPACE DIAG GRP|SBSH|Citigroup Global Markets Inc.|15139
IDXG|INTERPACE DIAG GRP|SGMT|GOLDMAN SACHS & CO. LLC|2700
IDXG|INTERPACE DIAG GRP|SPDR|SPEEDROUTE LLC|3138
IDXG|INTERPACE DIAG GRP|STFL|Stifel, Nicolaus & Company, Incorporated|1322
IDXG|INTERPACE DIAG GRP|SWIM|TD Ameritrade, Inc.|341995
IDXG|INTERPACE DIAG GRP|TKNG|ALLY INVEST SECURITIES LLC|1979
IDXG|INTERPACE DIAG GRP|UBSA|UBS SECURITIES LLC|40207
IDXG|INTERPACE DIAG GRP|UBSS|UBS Securities LLC|64174
IDXG|INTERPACE DIAG GRP|VGRD|Vanguard Marketing Corporation|58008
IDXG|INTERPACE DIAG GRP|VSIN|Vision Financial Markets Llc|20000
IDXG|INTERPACE DIAG GRP|WCHV|WELLS FARGO SECURITIES, LLC|11254
IDXG|INTERPACE DIAG GRP|WEDB|WEDBUSH SECURITIES INC.|2000
IDXG|INTERPACE DIAG GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27843
IDXG|INTERPACE DIAG GRP|WGIF|CIBC World Markets Inc.|12995
IDXG|INTERPACE DIAG GRP|WSEA|WOLVERINE SECURITIES, LLC|35103
IDXG|INTERPACE DIAG GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
IDXX|IDEXX LABORATORIES|ABLE|NATIXIS Securities Americas LLC|46781
IDXX|IDEXX LABORATORIES|ALTX|Alternet Securities Inc.|1500
IDXX|IDEXX LABORATORIES|ANOS|ABEL/NOSER, L.L.C.|143
IDXX|IDEXX LABORATORIES|APCC|Apex Clearing Corporation|523
IDXX|IDEXX LABORATORIES|BANK|Primevest Financial Services, Inc.|15
IDXX|IDEXX LABORATORIES|BARD|Robert W. Baird & Co. Incorporated|310
IDXX|IDEXX LABORATORIES|BATM|CBOE TRADING, INC.|5644
IDXX|IDEXX LABORATORIES|BAYC|BAY CREST PARTNERS, LLC|5498
IDXX|IDEXX LABORATORIES|BBNT|BB&T SECURITIES, LLC|63
IDXX|IDEXX LABORATORIES|BERN|Sanford C. Bernstein & Co., LLC|113780
IDXX|IDEXX LABORATORIES|BGCE|BGC Financial Inc.|170
IDXX|IDEXX LABORATORIES|BIMI|Banca IMI Securities Corp.|322
IDXX|IDEXX LABORATORIES|BKCM|BNY Mellon Capital Markets LLC|61
IDXX|IDEXX LABORATORIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4738
IDXX|IDEXX LABORATORIES|BLKX|INSTINET, LLC|7534
IDXX|IDEXX LABORATORIES|BMOC|BMO Capital Markets Corp.|15749
IDXX|IDEXX LABORATORIES|BNPX|BNP PARIBAS SECURITIES CORP.|79387
IDXX|IDEXX LABORATORIES|BTIG|BTIG, LLC|17505
IDXX|IDEXX LABORATORIES|BYXM|CBOE TRADING, INC.|1737
IDXX|IDEXX LABORATORIES|BZYD|GOLDMAN SACHS & CO. LLC|300
IDXX|IDEXX LABORATORIES|CANT|Cantor Fitzgerald & Co.|317
IDXX|IDEXX LABORATORIES|CHAS|Charles Schwab & Co., Inc.|5960
IDXX|IDEXX LABORATORIES|CIBP|CIBC World Markets Corp.|3704
IDXX|IDEXX LABORATORIES|CIST|Capital Institutional Services, Inc.|2689
IDXX|IDEXX LABORATORIES|CLSA|CLSA AMERICAS, LLC|900
IDXX|IDEXX LABORATORIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52716
IDXX|IDEXX LABORATORIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|202
IDXX|IDEXX LABORATORIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|645
IDXX|IDEXX LABORATORIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|177734
IDXX|IDEXX LABORATORIES|CTDL|Citadel Derivatives Group Llc|29460
IDXX|IDEXX LABORATORIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|12206
IDXX|IDEXX LABORATORIES|DBAB|Deutsche Bank Securities Inc.|392972
IDXX|IDEXX LABORATORIES|DBAX|Deutsche Bank Securities Inc.|92000
IDXX|IDEXX LABORATORIES|DBUL|Deutsche Bank Securities Inc.|253
IDXX|IDEXX LABORATORIES|DEAN|MORGAN STANLEY|4853
IDXX|IDEXX LABORATORIES|DEGS|RONIN PROFESSIONAL LLC|343
IDXX|IDEXX LABORATORIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14798
IDXX|IDEXX LABORATORIES|DRWK|DRW SECURITIES, L.L.C.|21955
IDXX|IDEXX LABORATORIES|EBXL|EBX LLC|69200
IDXX|IDEXX LABORATORIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|14118
IDXX|IDEXX LABORATORIES|EDJO|Edward D. Jones & Co., L.P.|1302
IDXX|IDEXX LABORATORIES|EGAM|CBOE TRADING, INC.|3579
IDXX|IDEXX LABORATORIES|EGAW|CBOE TRADING, INC.|101
IDXX|IDEXX LABORATORIES|EGMT|EG MARKET TECHNOLOGIES LLC|1268
IDXX|IDEXX LABORATORIES|EGXM|CBOE TRADING, INC.|1185
IDXX|IDEXX LABORATORIES|ETBE|Electronic Transaction Clearing, Inc.|1048
IDXX|IDEXX LABORATORIES|ETCC|Electronic Transaction Clearing, Inc.|1426
IDXX|IDEXX LABORATORIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3360
IDXX|IDEXX LABORATORIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41441
IDXX|IDEXX LABORATORIES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
IDXX|IDEXX LABORATORIES|ETRS|E*Trade Securities LLC|19587
IDXX|IDEXX LABORATORIES|FBCO|Credit Suisse Securities (USA) LLC|404430
IDXX|IDEXX LABORATORIES|FIDT|Fidelity Clearing Canada ULC./ CDS|41
IDXX|IDEXX LABORATORIES|FILL|Tradestation Securities, Inc.|982
IDXX|IDEXX LABORATORIES|FINX|FINTECH SECURITIES|1099
IDXX|IDEXX LABORATORIES|FINZ|FINTECH SECURITIES|75
IDXX|IDEXX LABORATORIES|FMAF|NBCN Inc./ CDS|2054
IDXX|IDEXX LABORATORIES|FOMA|TD AMERITRADE CLEARING, INC.|51015
IDXX|IDEXX LABORATORIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|37011
IDXX|IDEXX LABORATORIES|FQLS|Quantlab Securities LP|163406
IDXX|IDEXX LABORATORIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35438
IDXX|IDEXX LABORATORIES|FTBR|Foliofn Investments, Inc.|3576
IDXX|IDEXX LABORATORIES|GEBB|GLOBAL EXECUTION BROKERS, LP|40421
IDXX|IDEXX LABORATORIES|GELP|RBC CAPITAL MARKETS, LLC|581
IDXX|IDEXX LABORATORIES|GLIS|TD Securities Inc|7
IDXX|IDEXX LABORATORIES|GLPX|ACS EXECUTION SERVICES, LLC|20463
IDXX|IDEXX LABORATORIES|GSCO|GOLDMAN SACHS & CO. LLC|672878
IDXX|IDEXX LABORATORIES|GSCS|GOLDMAN SACHS & CO. LLC|10110
IDXX|IDEXX LABORATORIES|GSLT|GOLDMAN SACHS & CO. LLC|944
IDXX|IDEXX LABORATORIES|GTSZ|GTS SECURITIES LLC|100805
IDXX|IDEXX LABORATORIES|HAPX|HAP Trading, LLC|87
IDXX|IDEXX LABORATORIES|HRBF|American Enterprise Investment Services Inc.|1013
IDXX|IDEXX LABORATORIES|HSBC|HSBC Securities, Inc.|4382
IDXX|IDEXX LABORATORIES|IATS|INTERACTIVE BROKERS LLC|8016
IDXX|IDEXX LABORATORIES|IBKR|Interactive Brokers Llc|60232
IDXX|IDEXX LABORATORIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1430
IDXX|IDEXX LABORATORIES|ICBX|INSTINET, LLC|22500
IDXX|IDEXX LABORATORIES|IEQY|CITADEL SECURITIES LLC|131469
IDXX|IDEXX LABORATORIES|INCA|INSTINET, LLC|255998
IDXX|IDEXX LABORATORIES|INJX|INSTINET, LLC|16536
IDXX|IDEXX LABORATORIES|ITGI|ITG Inc.|22840
IDXX|IDEXX LABORATORIES|ITGP|ITG INC.|74200
IDXX|IDEXX LABORATORIES|JANY|Janney Montgomery Scott Inc.|309
IDXX|IDEXX LABORATORIES|JEFF|JEFFERIES LLC|56542
IDXX|IDEXX LABORATORIES|JMPT|JUMP TRADING, LLC|44687
IDXX|IDEXX LABORATORIES|JPBX|J.P. MORGAN SECURITIES LLC|35590
IDXX|IDEXX LABORATORIES|JPMX|J.P. Morgan Securities LLC|134437
IDXX|IDEXX LABORATORIES|JSJX|JANE STREET CAPITAL LLC|3154
IDXX|IDEXX LABORATORIES|KCGM|VIRTU Americas LLC|11864
IDXX|IDEXX LABORATORIES|KEYB|KEYBANC CAPITAL MARKETS INC.|788
IDXX|IDEXX LABORATORIES|LEER|LEERINK PARTNERS LLC|300
IDXX|IDEXX LABORATORIES|LEHM|Barclays Capital Inc./Le|384560
IDXX|IDEXX LABORATORIES|LIME|Lime Brokerage LLC|167469
IDXX|IDEXX LABORATORIES|LOOP|Loop Capital Markets LLC|1757
IDXX|IDEXX LABORATORIES|LQNA|LIQUIDNET, INC.|74600
IDXX|IDEXX LABORATORIES|LSCI|Lek Securities Corporation|534
IDXX|IDEXX LABORATORIES|MACC|Mid Atlantic Capital Corporation|240
IDXX|IDEXX LABORATORIES|MACQ|Macquarie Capital (USA) Inc.|100
IDXX|IDEXX LABORATORIES|MAXM|Maxim Group LLC|912
IDXX|IDEXX LABORATORIES|MBTS|ALLY INVEST SECURITIES LLC|19
IDXX|IDEXX LABORATORIES|MCMF|Raymond James Ltd. Cds|651
IDXX|IDEXX LABORATORIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24600
IDXX|IDEXX LABORATORIES|MOTF|MOTIF INVESTING, INC.|21
IDXX|IDEXX LABORATORIES|MSCO|MORGAN STANLEY & CO. LLC|1456801
IDXX|IDEXX LABORATORIES|MSPL|MORGAN STANLEY & CO. LLC|124200
IDXX|IDEXX LABORATORIES|MSTX|MORGAN STANLEY & CO. LLC|27000
IDXX|IDEXX LABORATORIES|NATL|National Securities Corporation|454
IDXX|IDEXX LABORATORIES|NEED|Needham & Company, LLC|400
IDXX|IDEXX LABORATORIES|NEUB|NEUBERGER BERMAN BD LLC|361
IDXX|IDEXX LABORATORIES|NFSC|National Financial Services LLC|127109
IDXX|IDEXX LABORATORIES|NITE|VIRTU Americas LLC|182422
IDXX|IDEXX LABORATORIES|NITP|VIRTU Americas LLC|1900
IDXX|IDEXX LABORATORIES|NQRB|Brut, LLC|2363
IDXX|IDEXX LABORATORIES|NTRC|Northern Trust Securities, Inc.|283
IDXX|IDEXX LABORATORIES|OLDM|OLD MISSION CAPITAL, LLC|4203
IDXX|IDEXX LABORATORIES|OPCO|Oppenheimer & Co. Inc.|843
IDXX|IDEXX LABORATORIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2045
IDXX|IDEXX LABORATORIES|PDQM|CODA MARKETS, INC.|50124
IDXX|IDEXX LABORATORIES|PICT|Pictet Overseas Inc.|700
IDXX|IDEXX LABORATORIES|PIPR|Piper Jaffray & Co.|2859
IDXX|IDEXX LABORATORIES|PWJC|UBS Financial Services, Inc.|854
IDXX|IDEXX LABORATORIES|RAJA|Raymond James & Associates, Inc.|3990
IDXX|IDEXX LABORATORIES|RBCM|RBC CAPITAL MARKETS, LLC|2642
IDXX|IDEXX LABORATORIES|SAGL|SAGETRADER, LLC|2600
IDXX|IDEXX LABORATORIES|SAGW|SAGETRADER, LLC|556
IDXX|IDEXX LABORATORIES|SALI|INTL FCSTONE FINANCIAL INC.|30
IDXX|IDEXX LABORATORIES|SBSH|Citigroup Global Markets Inc.|223347
IDXX|IDEXX LABORATORIES|SEIC|SEI Investments Distribution Co.|100
IDXX|IDEXX LABORATORIES|SGMT|GOLDMAN SACHS & CO. LLC|40609
IDXX|IDEXX LABORATORIES|SJLS|TRADE INFORMATICS LLC|100
IDXX|IDEXX LABORATORIES|SPDR|SPEEDROUTE LLC|13932
IDXX|IDEXX LABORATORIES|SPHN|Stephens Inc.|3
IDXX|IDEXX LABORATORIES|STFL|Stifel, Nicolaus & Company, Incorporated|939
IDXX|IDEXX LABORATORIES|STKP|STOCKPILE INVESTMENTS, INC.|26
IDXX|IDEXX LABORATORIES|STXG|Stockcross Financial Services, Inc.|40
IDXX|IDEXX LABORATORIES|SWIM|TD Ameritrade, Inc.|6951
IDXX|IDEXX LABORATORIES|SWST|Hilltop Securities Inc.|509
IDXX|IDEXX LABORATORIES|TKNG|ALLY INVEST SECURITIES LLC|79
IDXX|IDEXX LABORATORIES|TONC|CUTTONE & CO., LLC|820
IDXX|IDEXX LABORATORIES|TRBT|Tradebot Systems, Inc.|149634
IDXX|IDEXX LABORATORIES|TRCM|TRC MARKETS LLC|59684
IDXX|IDEXX LABORATORIES|UBSA|UBS SECURITIES LLC|230536
IDXX|IDEXX LABORATORIES|UBSS|UBS Securities LLC|692242
IDXX|IDEXX LABORATORIES|VALX|VIRTU AMERICAS LLC|10200
IDXX|IDEXX LABORATORIES|VGRD|Vanguard Marketing Corporation|10006
IDXX|IDEXX LABORATORIES|VSIN|Vision Financial Markets Llc|41
IDXX|IDEXX LABORATORIES|WABR|Wall Street Access|535
IDXX|IDEXX LABORATORIES|WBLR|WILLIAM BLAIR|6245
IDXX|IDEXX LABORATORIES|WBPX|SUMMIT SECURITIES GROUP, LLC|5176
IDXX|IDEXX LABORATORIES|WCHV|WELLS FARGO SECURITIES, LLC|46193
IDXX|IDEXX LABORATORIES|WDNX|WEEDEN & CO.L.P.|58
IDXX|IDEXX LABORATORIES|WEED|Weeden & Co.L.P.|6080
IDXX|IDEXX LABORATORIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10263
IDXX|IDEXX LABORATORIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11757
IDXX|IDEXX LABORATORIES|WGIF|CIBC World Markets Inc.|1337
IDXX|IDEXX LABORATORIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|68
IDXX|IDEXX LABORATORIES|WOLF|Wolfe Trahan Securities|300
IDXX|IDEXX LABORATORIES|WSAG|WALL STREET ACCESS|42
IDXX|IDEXX LABORATORIES|WSEA|WOLVERINE SECURITIES, LLC|1050
IDXX|IDEXX LABORATORIES|XIST|INSTINET, LLC|55452
IDXX|IDEXX LABORATORIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|18108
IDXX|IDEXX LABORATORIES|YKNA|COMHAR CAPITAL MARKETS, LLC|6255
IDXX|IDEXX LABORATORIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3160
IEA|INFRSTRCTR & ENGY CM|AGIS|Aegis Capital Corp.|900
IEA|INFRSTRCTR & ENGY CM|ALTX|Alternet Securities Inc.|1200
IEA|INFRSTRCTR & ENGY CM|APCC|Apex Clearing Corporation|141
IEA|INFRSTRCTR & ENGY CM|AQUA|AQUA SECURITIES L.P.|94200
IEA|INFRSTRCTR & ENGY CM|BATM|CBOE TRADING, INC.|700
IEA|INFRSTRCTR & ENGY CM|BAYC|BAY CREST PARTNERS, LLC|2245
IEA|INFRSTRCTR & ENGY CM|BLKX|INSTINET, LLC|7200
IEA|INFRSTRCTR & ENGY CM|BMOC|BMO Capital Markets Corp.|1293
IEA|INFRSTRCTR & ENGY CM|BNPX|BNP PARIBAS SECURITIES CORP.|2791
IEA|INFRSTRCTR & ENGY CM|BTIG|BTIG, LLC|2927
IEA|INFRSTRCTR & ENGY CM|BYXM|CBOE TRADING, INC.|100
IEA|INFRSTRCTR & ENGY CM|CANT|Cantor Fitzgerald & Co.|238309
IEA|INFRSTRCTR & ENGY CM|CHAS|Charles Schwab & Co., Inc.|300
IEA|INFRSTRCTR & ENGY CM|CICF|Canaccord Genuity Corp.|1233
IEA|INFRSTRCTR & ENGY CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|367555
IEA|INFRSTRCTR & ENGY CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9843
IEA|INFRSTRCTR & ENGY CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70148
IEA|INFRSTRCTR & ENGY CM|CTDL|Citadel Derivatives Group Llc|6277
IEA|INFRSTRCTR & ENGY CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|17600
IEA|INFRSTRCTR & ENGY CM|DBAB|Deutsche Bank Securities Inc.|182174
IEA|INFRSTRCTR & ENGY CM|DBAX|Deutsche Bank Securities Inc.|76100
IEA|INFRSTRCTR & ENGY CM|DEGS|RONIN PROFESSIONAL LLC|2918
IEA|INFRSTRCTR & ENGY CM|EBXL|EBX LLC|62800
IEA|INFRSTRCTR & ENGY CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3156
IEA|INFRSTRCTR & ENGY CM|EGAM|CBOE TRADING, INC.|3196
IEA|INFRSTRCTR & ENGY CM|EGXM|CBOE TRADING, INC.|308
IEA|INFRSTRCTR & ENGY CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3004
IEA|INFRSTRCTR & ENGY CM|ETRS|E*Trade Securities LLC|24249
IEA|INFRSTRCTR & ENGY CM|FBCO|Credit Suisse Securities (USA) LLC|32847
IEA|INFRSTRCTR & ENGY CM|FOMA|TD AMERITRADE CLEARING, INC.|5396
IEA|INFRSTRCTR & ENGY CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7865
IEA|INFRSTRCTR & ENGY CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41681
IEA|INFRSTRCTR & ENGY CM|FTBR|Foliofn Investments, Inc.|1344
IEA|INFRSTRCTR & ENGY CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
IEA|INFRSTRCTR & ENGY CM|GLPX|ACS EXECUTION SERVICES, LLC|10278
IEA|INFRSTRCTR & ENGY CM|GSCO|GOLDMAN SACHS & CO. LLC|700901
IEA|INFRSTRCTR & ENGY CM|GSCS|GOLDMAN SACHS & CO. LLC|2852
IEA|INFRSTRCTR & ENGY CM|GSLT|GOLDMAN SACHS & CO. LLC|3012
IEA|INFRSTRCTR & ENGY CM|GTSZ|GTS SECURITIES LLC|10574
IEA|INFRSTRCTR & ENGY CM|IATS|INTERACTIVE BROKERS LLC|2762
IEA|INFRSTRCTR & ENGY CM|IBKR|Interactive Brokers Llc|163801
IEA|INFRSTRCTR & ENGY CM|ICBX|INSTINET, LLC|2800
IEA|INFRSTRCTR & ENGY CM|IEQY|CITADEL SECURITIES LLC|5982
IEA|INFRSTRCTR & ENGY CM|INCA|INSTINET, LLC|78487
IEA|INFRSTRCTR & ENGY CM|INJX|INSTINET, LLC|5583
IEA|INFRSTRCTR & ENGY CM|ITGI|ITG Inc.|109065
IEA|INFRSTRCTR & ENGY CM|ITGP|ITG INC.|44400
IEA|INFRSTRCTR & ENGY CM|JEFF|JEFFERIES LLC|666575
IEA|INFRSTRCTR & ENGY CM|JMPT|JUMP TRADING, LLC|1380
IEA|INFRSTRCTR & ENGY CM|JONE|JonesTrading|50000
IEA|INFRSTRCTR & ENGY CM|JPBX|J.P. MORGAN SECURITIES LLC|2200
IEA|INFRSTRCTR & ENGY CM|JPMX|J.P. Morgan Securities LLC|114621
IEA|INFRSTRCTR & ENGY CM|JSJX|JANE STREET CAPITAL LLC|1300
IEA|INFRSTRCTR & ENGY CM|KCGM|VIRTU Americas LLC|20259
IEA|INFRSTRCTR & ENGY CM|LEHM|Barclays Capital Inc./Le|344237
IEA|INFRSTRCTR & ENGY CM|LIME|Lime Brokerage LLC|72726
IEA|INFRSTRCTR & ENGY CM|LMGP|LIME BROKERAGE LLC|12649
IEA|INFRSTRCTR & ENGY CM|LOOP|Loop Capital Markets LLC|2599
IEA|INFRSTRCTR & ENGY CM|LQNA|LIQUIDNET, INC.|37400
IEA|INFRSTRCTR & ENGY CM|MAXM|Maxim Group LLC|1312
IEA|INFRSTRCTR & ENGY CM|MITR|GMP SECURITIES, LLC|1669
IEA|INFRSTRCTR & ENGY CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86450
IEA|INFRSTRCTR & ENGY CM|MSCO|MORGAN STANLEY & CO. LLC|970938
IEA|INFRSTRCTR & ENGY CM|MSPL|MORGAN STANLEY & CO. LLC|53200
IEA|INFRSTRCTR & ENGY CM|MSTX|MORGAN STANLEY & CO. LLC|31400
IEA|INFRSTRCTR & ENGY CM|NBCS|NBC Securities, INC.|760
IEA|INFRSTRCTR & ENGY CM|NFSC|National Financial Services LLC|42509
IEA|INFRSTRCTR & ENGY CM|NITE|VIRTU Americas LLC|134180
IEA|INFRSTRCTR & ENGY CM|NITP|VIRTU Americas LLC|8009
IEA|INFRSTRCTR & ENGY CM|NORT|Northland Securities, Inc.|5000
IEA|INFRSTRCTR & ENGY CM|NQRB|Brut, LLC|2166
IEA|INFRSTRCTR & ENGY CM|OPCO|Oppenheimer & Co. Inc.|500
IEA|INFRSTRCTR & ENGY CM|PDQM|CODA MARKETS, INC.|23051
IEA|INFRSTRCTR & ENGY CM|PICT|Pictet Overseas Inc.|4800
IEA|INFRSTRCTR & ENGY CM|RAJA|Raymond James & Associates, Inc.|1471
IEA|INFRSTRCTR & ENGY CM|SBSH|Citigroup Global Markets Inc.|78772
IEA|INFRSTRCTR & ENGY CM|SGMT|GOLDMAN SACHS & CO. LLC|35233
IEA|INFRSTRCTR & ENGY CM|SPDR|SPEEDROUTE LLC|3238
IEA|INFRSTRCTR & ENGY CM|SWIM|TD Ameritrade, Inc.|10221
IEA|INFRSTRCTR & ENGY CM|TKNG|ALLY INVEST SECURITIES LLC|353
IEA|INFRSTRCTR & ENGY CM|TRBT|Tradebot Systems, Inc.|31599
IEA|INFRSTRCTR & ENGY CM|TRCM|TRC MARKETS LLC|30585
IEA|INFRSTRCTR & ENGY CM|UBSA|UBS SECURITIES LLC|216364
IEA|INFRSTRCTR & ENGY CM|UBSS|UBS Securities LLC|672514
IEA|INFRSTRCTR & ENGY CM|VALX|VIRTU AMERICAS LLC|230
IEA|INFRSTRCTR & ENGY CM|VGRD|Vanguard Marketing Corporation|427
IEA|INFRSTRCTR & ENGY CM|WCHV|WELLS FARGO SECURITIES, LLC|66199
IEA|INFRSTRCTR & ENGY CM|WEED|Weeden & Co.L.P.|10
IEA|INFRSTRCTR & ENGY CM|WSEA|WOLVERINE SECURITIES, LLC|1471
IEA|INFRSTRCTR & ENGY CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|11600
IEA|INFRSTRCTR & ENGY CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1722
IEA|INFRSTRCTR & ENGY CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10941
IEAWW|INFRSTRCTR & ENGY WT|APCC|Apex Clearing Corporation|10100
IEAWW|INFRSTRCTR & ENGY WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6450
IEAWW|INFRSTRCTR & ENGY WT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
IEAWW|INFRSTRCTR & ENGY WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2200
IEAWW|INFRSTRCTR & ENGY WT|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
IEAWW|INFRSTRCTR & ENGY WT|DBAX|Deutsche Bank Securities Inc.|1500
IEAWW|INFRSTRCTR & ENGY WT|EBXL|EBX LLC|2500
IEAWW|INFRSTRCTR & ENGY WT|EGXW|CBOE TRADING, INC.|7800
IEAWW|INFRSTRCTR & ENGY WT|ETRS|E*Trade Securities LLC|27800
IEAWW|INFRSTRCTR & ENGY WT|FOMA|TD AMERITRADE CLEARING, INC.|24565
IEAWW|INFRSTRCTR & ENGY WT|GEBB|GLOBAL EXECUTION BROKERS, LP|12000
IEAWW|INFRSTRCTR & ENGY WT|GSCO|GOLDMAN SACHS & CO. LLC|3300
IEAWW|INFRSTRCTR & ENGY WT|GSLT|GOLDMAN SACHS & CO. LLC|11500
IEAWW|INFRSTRCTR & ENGY WT|IBKR|Interactive Brokers Llc|510106
IEAWW|INFRSTRCTR & ENGY WT|ICBX|INSTINET, LLC|1100
IEAWW|INFRSTRCTR & ENGY WT|INCA|INSTINET, LLC|2709
IEAWW|INFRSTRCTR & ENGY WT|ITGI|ITG Inc.|32494
IEAWW|INFRSTRCTR & ENGY WT|ITGP|ITG INC.|1200
IEAWW|INFRSTRCTR & ENGY WT|LEHM|Barclays Capital Inc./Le|6200
IEAWW|INFRSTRCTR & ENGY WT|LIME|Lime Brokerage LLC|52
IEAWW|INFRSTRCTR & ENGY WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IEAWW|INFRSTRCTR & ENGY WT|MSCO|MORGAN STANLEY & CO. LLC|31049
IEAWW|INFRSTRCTR & ENGY WT|NFSC|National Financial Services LLC|56095
IEAWW|INFRSTRCTR & ENGY WT|NITE|VIRTU Americas LLC|58891
IEAWW|INFRSTRCTR & ENGY WT|RAJA|Raymond James & Associates, Inc.|6000
IEAWW|INFRSTRCTR & ENGY WT|SGMT|GOLDMAN SACHS & CO. LLC|900
IEAWW|INFRSTRCTR & ENGY WT|UBSA|UBS SECURITIES LLC|9059
IEAWW|INFRSTRCTR & ENGY WT|UBSS|UBS Securities LLC|157214
IEAWW|INFRSTRCTR & ENGY WT|VGRD|Vanguard Marketing Corporation|6000
IEAWW|INFRSTRCTR & ENGY WT|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
IEC|I E C ELECTRONICS CP|ALTX|Alternet Securities Inc.|7324
IEC|I E C ELECTRONICS CP|APCC|Apex Clearing Corporation|3474
IEC|I E C ELECTRONICS CP|BATM|CBOE TRADING, INC.|900
IEC|I E C ELECTRONICS CP|BAYT|BTIG, LLC|69474
IEC|I E C ELECTRONICS CP|BIMI|Banca IMI Securities Corp.|500
IEC|I E C ELECTRONICS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2750
IEC|I E C ELECTRONICS CP|BLKX|INSTINET, LLC|29024
IEC|I E C ELECTRONICS CP|CANT|Cantor Fitzgerald & Co.|1126
IEC|I E C ELECTRONICS CP|CHAS|Charles Schwab & Co., Inc.|300
IEC|I E C ELECTRONICS CP|CRFN|ROBINHOOD FINANCIAL, LLC|1
IEC|I E C ELECTRONICS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61255
IEC|I E C ELECTRONICS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|41090
IEC|I E C ELECTRONICS CP|DADA|D.A. Davidson & Co.|400
IEC|I E C ELECTRONICS CP|DAVA|Davenport & Company LLC|100
IEC|I E C ELECTRONICS CP|DBAB|Deutsche Bank Securities Inc.|1860
IEC|I E C ELECTRONICS CP|DBAX|Deutsche Bank Securities Inc.|10200
IEC|I E C ELECTRONICS CP|DEAN|MORGAN STANLEY|1676
IEC|I E C ELECTRONICS CP|DEGS|RONIN PROFESSIONAL LLC|7096
IEC|I E C ELECTRONICS CP|EBXL|EBX LLC|16900
IEC|I E C ELECTRONICS CP|EDJO|Edward D. Jones & Co., L.P.|2639
IEC|I E C ELECTRONICS CP|EGAM|CBOE TRADING, INC.|350
IEC|I E C ELECTRONICS CP|EGXM|CBOE TRADING, INC.|2351
IEC|I E C ELECTRONICS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
IEC|I E C ELECTRONICS CP|ETRS|E*Trade Securities LLC|96317
IEC|I E C ELECTRONICS CP|FILL|Tradestation Securities, Inc.|3430
IEC|I E C ELECTRONICS CP|FMAF|NBCN Inc./ CDS|125
IEC|I E C ELECTRONICS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1632
IEC|I E C ELECTRONICS CP|FTBR|Foliofn Investments, Inc.|5511
IEC|I E C ELECTRONICS CP|GLPX|ACS EXECUTION SERVICES, LLC|15420
IEC|I E C ELECTRONICS CP|GSCO|GOLDMAN SACHS & CO. LLC|9145
IEC|I E C ELECTRONICS CP|GSCS|GOLDMAN SACHS & CO. LLC|7612
IEC|I E C ELECTRONICS CP|GSLT|GOLDMAN SACHS & CO. LLC|3287
IEC|I E C ELECTRONICS CP|GTSZ|GTS SECURITIES LLC|2805
IEC|I E C ELECTRONICS CP|HRBF|American Enterprise Investment Services Inc.|1653
IEC|I E C ELECTRONICS CP|IATS|INTERACTIVE BROKERS LLC|19368
IEC|I E C ELECTRONICS CP|IBKR|Interactive Brokers Llc|45463
IEC|I E C ELECTRONICS CP|ICBX|INSTINET, LLC|15751
IEC|I E C ELECTRONICS CP|INCA|INSTINET, LLC|3921
IEC|I E C ELECTRONICS CP|ITGI|ITG Inc.|2200
IEC|I E C ELECTRONICS CP|ITGP|ITG INC.|12400
IEC|I E C ELECTRONICS CP|JEFF|JEFFERIES LLC|65
IEC|I E C ELECTRONICS CP|JMPT|JUMP TRADING, LLC|294
IEC|I E C ELECTRONICS CP|JPMX|J.P. Morgan Securities LLC|8059
IEC|I E C ELECTRONICS CP|JSJX|JANE STREET CAPITAL LLC|1228
IEC|I E C ELECTRONICS CP|KCGM|VIRTU Americas LLC|37907
IEC|I E C ELECTRONICS CP|LEHM|Barclays Capital Inc./Le|6473
IEC|I E C ELECTRONICS CP|LIME|Lime Brokerage LLC|12462
IEC|I E C ELECTRONICS CP|LQNA|LIQUIDNET, INC.|71700
IEC|I E C ELECTRONICS CP|LSCI|Lek Securities Corporation|283
IEC|I E C ELECTRONICS CP|MAXM|Maxim Group LLC|40515
IEC|I E C ELECTRONICS CP|MBTS|ALLY INVEST SECURITIES LLC|500
IEC|I E C ELECTRONICS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50146
IEC|I E C ELECTRONICS CP|MOTF|MOTIF INVESTING, INC.|5
IEC|I E C ELECTRONICS CP|MSCO|MORGAN STANLEY & CO. LLC|40971
IEC|I E C ELECTRONICS CP|MSPL|MORGAN STANLEY & CO. LLC|73000
IEC|I E C ELECTRONICS CP|NFSC|National Financial Services LLC|346039
IEC|I E C ELECTRONICS CP|NITE|VIRTU Americas LLC|601723
IEC|I E C ELECTRONICS CP|NITP|VIRTU Americas LLC|1
IEC|I E C ELECTRONICS CP|NQRB|Brut, LLC|800
IEC|I E C ELECTRONICS CP|NTBF|BMO Nesbitt Burns Inc./CDS|1300
IEC|I E C ELECTRONICS CP|OPCO|Oppenheimer & Co. Inc.|757
IEC|I E C ELECTRONICS CP|PDQM|CODA MARKETS, INC.|13468
IEC|I E C ELECTRONICS CP|RBCM|RBC CAPITAL MARKETS, LLC|16797
IEC|I E C ELECTRONICS CP|SBSH|Citigroup Global Markets Inc.|693
IEC|I E C ELECTRONICS CP|SGMT|GOLDMAN SACHS & CO. LLC|21327
IEC|I E C ELECTRONICS CP|SPDR|SPEEDROUTE LLC|100
IEC|I E C ELECTRONICS CP|STFL|Stifel, Nicolaus & Company, Incorporated|4787
IEC|I E C ELECTRONICS CP|STXG|Stockcross Financial Services, Inc.|1000
IEC|I E C ELECTRONICS CP|SWIM|TD Ameritrade, Inc.|72517
IEC|I E C ELECTRONICS CP|SWST|Hilltop Securities Inc.|4230
IEC|I E C ELECTRONICS CP|TKNG|ALLY INVEST SECURITIES LLC|1860
IEC|I E C ELECTRONICS CP|UBSA|UBS SECURITIES LLC|82607
IEC|I E C ELECTRONICS CP|UBSS|UBS Securities LLC|34648
IEC|I E C ELECTRONICS CP|VALX|VIRTU AMERICAS LLC|1717
IEC|I E C ELECTRONICS CP|VGRD|Vanguard Marketing Corporation|25629
IEC|I E C ELECTRONICS CP|VSIN|Vision Financial Markets Llc|5
IEC|I E C ELECTRONICS CP|WCHV|WELLS FARGO SECURITIES, LLC|44404
IEC|I E C ELECTRONICS CP|WEDB|WEDBUSH SECURITIES INC.|4483
IEC|I E C ELECTRONICS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2301
IEC|I E C ELECTRONICS CP|WGIF|CIBC World Markets Inc.|1400
IEC|I E C ELECTRONICS CP|WSEA|WOLVERINE SECURITIES, LLC|5526
IEC|I E C ELECTRONICS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|32878
IEC|I E C ELECTRONICS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
IEC|I E C ELECTRONICS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1640
IECS|ISHARES EVOLVED U.S.|ETRS|E*Trade Securities LLC|81
IECS|ISHARES EVOLVED U.S.|JSJX|JANE STREET CAPITAL LLC|230
IECS|ISHARES EVOLVED U.S.|MSCO|MORGAN STANLEY & CO. LLC|550
IECS|ISHARES EVOLVED U.S.|NFSC|National Financial Services LLC|783
IECS|ISHARES EVOLVED U.S.|NITE|VIRTU Americas LLC|840
IECS|ISHARES EVOLVED U.S.|NITP|VIRTU Americas LLC|1000
IECS|ISHARES EVOLVED U.S.|UBSS|UBS Securities LLC|100
IEDI|ISHARES EVOLVED U.S.|JSJX|JANE STREET CAPITAL LLC|221
IEDI|ISHARES EVOLVED U.S.|KCGM|VIRTU Americas LLC|208
IEDI|ISHARES EVOLVED U.S.|MSCO|MORGAN STANLEY & CO. LLC|1
IEDI|ISHARES EVOLVED U.S.|NFSC|National Financial Services LLC|944
IEDI|ISHARES EVOLVED U.S.|NITE|VIRTU Americas LLC|527
IEDI|ISHARES EVOLVED U.S.|NITP|VIRTU Americas LLC|1
IEDI|ISHARES EVOLVED U.S.|UBSS|UBS Securities LLC|98
IEDI|ISHARES EVOLVED U.S.|WSEA|WOLVERINE SECURITIES, LLC|5
IEF|ISHARES 7-10|ALTX|Alternet Securities Inc.|24893
IEF|ISHARES 7-10|ANOS|ABEL/NOSER, L.L.C.|7848
IEF|ISHARES 7-10|APCC|Apex Clearing Corporation|5850
IEF|ISHARES 7-10|BANK|Primevest Financial Services, Inc.|5071
IEF|ISHARES 7-10|BARD|Robert W. Baird & Co. Incorporated|10150
IEF|ISHARES 7-10|BATM|CBOE TRADING, INC.|25744
IEF|ISHARES 7-10|BAYT|BTIG, LLC|9194
IEF|ISHARES 7-10|BBNT|BB&T SECURITIES, LLC|10168
IEF|ISHARES 7-10|BERN|Sanford C. Bernstein & Co., LLC|1728
IEF|ISHARES 7-10|BKCM|BNY Mellon Capital Markets LLC|492
IEF|ISHARES 7-10|BKMM|BNY MELLON CAPITAL MARKETS, LLC|68249
IEF|ISHARES 7-10|BNPX|BNP PARIBAS SECURITIES CORP.|1664513
IEF|ISHARES 7-10|BYXM|CBOE TRADING, INC.|32281
IEF|ISHARES 7-10|CANT|Cantor Fitzgerald & Co.|1012096
IEF|ISHARES 7-10|CHAS|Charles Schwab & Co., Inc.|349
IEF|ISHARES 7-10|CICF|Canaccord Genuity Corp.|50
IEF|ISHARES 7-10|CIST|Capital Institutional Services, Inc.|5286
IEF|ISHARES 7-10|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|202473
IEF|ISHARES 7-10|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28938
IEF|ISHARES 7-10|CROS|CREDIT SUISSE SECURITIES (USA) LLC|861566
IEF|ISHARES 7-10|CSIN|Citadel Securities Institutional LLC|12759454
IEF|ISHARES 7-10|CTDL|Citadel Derivatives Group Llc|12775823
IEF|ISHARES 7-10|CTLR|CUTLER GROUP, LP|200
IEF|ISHARES 7-10|CXCX|CITIGROUP GLOBAL MARKETS INC.|79080
IEF|ISHARES 7-10|DADA|D.A. Davidson & Co.|6
IEF|ISHARES 7-10|DAWA|Daiwa Capital Markets America Inc.|131
IEF|ISHARES 7-10|DBAB|Deutsche Bank Securities Inc.|2789801
IEF|ISHARES 7-10|DBAX|Deutsche Bank Securities Inc.|393500
IEF|ISHARES 7-10|DBUL|Deutsche Bank Securities Inc.|104
IEF|ISHARES 7-10|DCHF|Dart Executions, LLC|484
IEF|ISHARES 7-10|DEAN|MORGAN STANLEY|15291
IEF|ISHARES 7-10|DEGS|RONIN PROFESSIONAL LLC|400
IEF|ISHARES 7-10|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35047
IEF|ISHARES 7-10|EBXL|EBX LLC|410400
IEF|ISHARES 7-10|ECUT|CONVERGEX EXECUTION SOLUTIONS|55384
IEF|ISHARES 7-10|EDJC|Edward Jones / CDS|155
IEF|ISHARES 7-10|EDJO|Edward D. Jones & Co., L.P.|3337
IEF|ISHARES 7-10|EGAM|CBOE TRADING, INC.|18273
IEF|ISHARES 7-10|EGAW|CBOE TRADING, INC.|600
IEF|ISHARES 7-10|EGXM|CBOE TRADING, INC.|10681
IEF|ISHARES 7-10|ETBE|Electronic Transaction Clearing, Inc.|113029
IEF|ISHARES 7-10|ETCB|ETC BROKERAGE SERVICES, LLC|97
IEF|ISHARES 7-10|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12376
IEF|ISHARES 7-10|ETRS|E*Trade Securities LLC|28885
IEF|ISHARES 7-10|FBCO|Credit Suisse Securities (USA) LLC|1079524
IEF|ISHARES 7-10|FBSB|U.S. Bancorp Investments, Inc.|2409
IEF|ISHARES 7-10|FIDT|Fidelity Clearing Canada ULC./ CDS|250
IEF|ISHARES 7-10|FILL|Tradestation Securities, Inc.|5701
IEF|ISHARES 7-10|FINX|FINTECH SECURITIES|350
IEF|ISHARES 7-10|FLTU|FLOW TRADERS US LLC|1146604
IEF|ISHARES 7-10|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|60000
IEF|ISHARES 7-10|FMAF|NBCN Inc./ CDS|5595
IEF|ISHARES 7-10|FOMA|TD AMERITRADE CLEARING, INC.|480660
IEF|ISHARES 7-10|FQLS|Quantlab Securities LP|79522
IEF|ISHARES 7-10|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|291318
IEF|ISHARES 7-10|FTBR|Foliofn Investments, Inc.|41252
IEF|ISHARES 7-10|GBMT|GBM International, Inc.|12764
IEF|ISHARES 7-10|GEBB|GLOBAL EXECUTION BROKERS, LP|65444
IEF|ISHARES 7-10|GLPX|ACS EXECUTION SERVICES, LLC|1338
IEF|ISHARES 7-10|GSCO|GOLDMAN SACHS & CO. LLC|3855833
IEF|ISHARES 7-10|GSCS|GOLDMAN SACHS & CO. LLC|21235
IEF|ISHARES 7-10|GSLT|GOLDMAN SACHS & CO. LLC|78974
IEF|ISHARES 7-10|GTSZ|GTS SECURITIES LLC|3600
IEF|ISHARES 7-10|HAPX|HAP Trading, LLC|32354
IEF|ISHARES 7-10|HRBF|American Enterprise Investment Services Inc.|3177548
IEF|ISHARES 7-10|HSBC|HSBC Securities, Inc.|5700
IEF|ISHARES 7-10|IATS|INTERACTIVE BROKERS LLC|23366
IEF|ISHARES 7-10|IBKR|Interactive Brokers Llc|350491
IEF|ISHARES 7-10|ICBX|INSTINET, LLC|753121
IEF|ISHARES 7-10|INCA|INSTINET, LLC|331329
IEF|ISHARES 7-10|INJX|INSTINET, LLC|134
IEF|ISHARES 7-10|ITGI|ITG Inc.|105251
IEF|ISHARES 7-10|ITGP|ITG INC.|384800
IEF|ISHARES 7-10|JANY|Janney Montgomery Scott Inc.|1554
IEF|ISHARES 7-10|JEFF|JEFFERIES LLC|15239
IEF|ISHARES 7-10|JMPT|JUMP TRADING, LLC|149484
IEF|ISHARES 7-10|JPMX|J.P. Morgan Securities LLC|2139216
IEF|ISHARES 7-10|JSEB|JANE STREET EXECUTION SERVICES, LLC|4956813
IEF|ISHARES 7-10|JSJX|JANE STREET CAPITAL LLC|1527042
IEF|ISHARES 7-10|JUTA|JUMP TRADING, LLC|2000
IEF|ISHARES 7-10|KCGM|VIRTU Americas LLC|126223
IEF|ISHARES 7-10|LEHM|Barclays Capital Inc./Le|4416517
IEF|ISHARES 7-10|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|300
IEF|ISHARES 7-10|LIME|Lime Brokerage LLC|418971
IEF|ISHARES 7-10|LMGP|LIME BROKERAGE LLC|100
IEF|ISHARES 7-10|LSCI|Lek Securities Corporation|4265
IEF|ISHARES 7-10|MACC|Mid Atlantic Capital Corporation|19536
IEF|ISHARES 7-10|MAXM|Maxim Group LLC|2015
IEF|ISHARES 7-10|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|656802
IEF|ISHARES 7-10|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|27310
IEF|ISHARES 7-10|MOTF|MOTIF INVESTING, INC.|19
IEF|ISHARES 7-10|MSCO|MORGAN STANLEY & CO. LLC|2335365
IEF|ISHARES 7-10|MSPL|MORGAN STANLEY & CO. LLC|346500
IEF|ISHARES 7-10|MSTX|MORGAN STANLEY & CO. LLC|400
IEF|ISHARES 7-10|NFSC|National Financial Services LLC|1410284
IEF|ISHARES 7-10|NITE|VIRTU Americas LLC|1886568
IEF|ISHARES 7-10|NQRB|Brut, LLC|29982
IEF|ISHARES 7-10|OLDM|OLD MISSION CAPITAL, LLC|641953
IEF|ISHARES 7-10|OPCO|Oppenheimer & Co. Inc.|9283
IEF|ISHARES 7-10|PDQM|CODA MARKETS, INC.|9057
IEF|ISHARES 7-10|PHLY|NASDAQ Execution Services, LLC|1000
IEF|ISHARES 7-10|PICT|Pictet Overseas Inc.|500
IEF|ISHARES 7-10|PWJC|UBS Financial Services, Inc.|359
IEF|ISHARES 7-10|RAJA|Raymond James & Associates, Inc.|5595
IEF|ISHARES 7-10|RBCM|RBC CAPITAL MARKETS, LLC|42376
IEF|ISHARES 7-10|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|120209
IEF|ISHARES 7-10|RGLD|Regal Securities, Inc|604
IEF|ISHARES 7-10|RHOX|XR Securities LLC|498765
IEF|ISHARES 7-10|SALI|INTL FCSTONE FINANCIAL INC.|398
IEF|ISHARES 7-10|SBSH|Citigroup Global Markets Inc.|50752
IEF|ISHARES 7-10|SEIC|SEI Investments Distribution Co.|12902
IEF|ISHARES 7-10|SGMT|GOLDMAN SACHS & CO. LLC|568920
IEF|ISHARES 7-10|SPDR|SPEEDROUTE LLC|3300
IEF|ISHARES 7-10|SPHN|Stephens Inc.|1470
IEF|ISHARES 7-10|STFL|Stifel, Nicolaus & Company, Incorporated|17252
IEF|ISHARES 7-10|STXG|Stockcross Financial Services, Inc.|45
IEF|ISHARES 7-10|SWIM|TD Ameritrade, Inc.|27546
IEF|ISHARES 7-10|SWST|Hilltop Securities Inc.|39807
IEF|ISHARES 7-10|TKNG|ALLY INVEST SECURITIES LLC|18963
IEF|ISHARES 7-10|TRBT|Tradebot Systems, Inc.|376487
IEF|ISHARES 7-10|TRCM|TRC MARKETS LLC|1000046
IEF|ISHARES 7-10|TWTT|TASTYWORKS, INC.|1061
IEF|ISHARES 7-10|UBSA|UBS SECURITIES LLC|3056860
IEF|ISHARES 7-10|UBSS|UBS Securities LLC|2278240
IEF|ISHARES 7-10|VALX|VIRTU AMERICAS LLC|23980
IEF|ISHARES 7-10|VGRD|Vanguard Marketing Corporation|10186
IEF|ISHARES 7-10|VSIN|Vision Financial Markets Llc|4
IEF|ISHARES 7-10|WBET|Wallachbeth Capital LLC|23914
IEF|ISHARES 7-10|WBLR|WILLIAM BLAIR|246
IEF|ISHARES 7-10|WCHV|WELLS FARGO SECURITIES, LLC|145377
IEF|ISHARES 7-10|WEED|Weeden & Co.L.P.|29719
IEF|ISHARES 7-10|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15964
IEF|ISHARES 7-10|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1127798
IEF|ISHARES 7-10|WGIF|CIBC World Markets Inc.|1325
IEF|ISHARES 7-10|WLTH|WEALTHFRONT BROKERAGE CORPORATION|45
IEF|ISHARES 7-10|WSEA|WOLVERINE SECURITIES, LLC|18338
IEF|ISHARES 7-10|XPUS|XP SECURITIES, LLC|246
IEF|ISHARES 7-10|XSTM|NATIONAL FINANCIAL SERVICES LLC|142778
IEF|ISHARES 7-10|YKNA|COMHAR CAPITAL MARKETS, LLC|107
IEF|ISHARES 7-10|YLPL|Linsco/Private Ledger Financial Services, Incorporated|93360
IEFA|ISHS CORE EAFE IMI|AGIS|Aegis Capital Corp.|478
IEFA|ISHS CORE EAFE IMI|ALTX|Alternet Securities Inc.|123263
IEFA|ISHS CORE EAFE IMI|ANOS|ABEL/NOSER, L.L.C.|3700
IEFA|ISHS CORE EAFE IMI|APCC|Apex Clearing Corporation|136058
IEFA|ISHS CORE EAFE IMI|BALE|M&T SECURITIES, INC.|14484
IEFA|ISHS CORE EAFE IMI|BANK|Primevest Financial Services, Inc.|36955
IEFA|ISHS CORE EAFE IMI|BARD|Robert W. Baird & Co. Incorporated|115050
IEFA|ISHS CORE EAFE IMI|BATM|CBOE TRADING, INC.|98022
IEFA|ISHS CORE EAFE IMI|BAYC|BAY CREST PARTNERS, LLC|2404700
IEFA|ISHS CORE EAFE IMI|BAYT|BTIG, LLC|6400
IEFA|ISHS CORE EAFE IMI|BBNT|BB&T SECURITIES, LLC|61058
IEFA|ISHS CORE EAFE IMI|BERN|Sanford C. Bernstein & Co., LLC|513086
IEFA|ISHS CORE EAFE IMI|BKCM|BNY Mellon Capital Markets LLC|502
IEFA|ISHS CORE EAFE IMI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26664
IEFA|ISHS CORE EAFE IMI|BNCH|The Benchmark Company, LLC|42763
IEFA|ISHS CORE EAFE IMI|BTIG|BTIG, LLC|6
IEFA|ISHS CORE EAFE IMI|BYXM|CBOE TRADING, INC.|3000
IEFA|ISHS CORE EAFE IMI|CANT|Cantor Fitzgerald & Co.|420322
IEFA|ISHS CORE EAFE IMI|CHAS|Charles Schwab & Co., Inc.|77323
IEFA|ISHS CORE EAFE IMI|CIST|Capital Institutional Services, Inc.|114135
IEFA|ISHS CORE EAFE IMI|CLSA|CLSA AMERICAS, LLC|1100
IEFA|ISHS CORE EAFE IMI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103296
IEFA|ISHS CORE EAFE IMI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
IEFA|ISHS CORE EAFE IMI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3560658
IEFA|ISHS CORE EAFE IMI|CSIN|Citadel Securities Institutional LLC|758157
IEFA|ISHS CORE EAFE IMI|CTDL|Citadel Derivatives Group Llc|1629386
IEFA|ISHS CORE EAFE IMI|CXCX|CITIGROUP GLOBAL MARKETS INC.|521258
IEFA|ISHS CORE EAFE IMI|DADA|D.A. Davidson & Co.|16106
IEFA|ISHS CORE EAFE IMI|DBAB|Deutsche Bank Securities Inc.|16066
IEFA|ISHS CORE EAFE IMI|DBAX|Deutsche Bank Securities Inc.|812500
IEFA|ISHS CORE EAFE IMI|DCHF|Dart Executions, LLC|115604
IEFA|ISHS CORE EAFE IMI|DEAN|MORGAN STANLEY|629293
IEFA|ISHS CORE EAFE IMI|DEGS|RONIN PROFESSIONAL LLC|1600
IEFA|ISHS CORE EAFE IMI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20038
IEFA|ISHS CORE EAFE IMI|EBXL|EBX LLC|1588500
IEFA|ISHS CORE EAFE IMI|ECUT|CONVERGEX EXECUTION SOLUTIONS|88759
IEFA|ISHS CORE EAFE IMI|EDJO|Edward D. Jones & Co., L.P.|199420
IEFA|ISHS CORE EAFE IMI|EGAM|CBOE TRADING, INC.|70221
IEFA|ISHS CORE EAFE IMI|EGAW|CBOE TRADING, INC.|300
IEFA|ISHS CORE EAFE IMI|EGMT|EG MARKET TECHNOLOGIES LLC|200
IEFA|ISHS CORE EAFE IMI|EGXM|CBOE TRADING, INC.|4167
IEFA|ISHS CORE EAFE IMI|ETBE|Electronic Transaction Clearing, Inc.|325204
IEFA|ISHS CORE EAFE IMI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
IEFA|ISHS CORE EAFE IMI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15850
IEFA|ISHS CORE EAFE IMI|ETRS|E*Trade Securities LLC|15142
IEFA|ISHS CORE EAFE IMI|FBSB|U.S. Bancorp Investments, Inc.|3477
IEFA|ISHS CORE EAFE IMI|FIDT|Fidelity Clearing Canada ULC./ CDS|7977
IEFA|ISHS CORE EAFE IMI|FINX|FINTECH SECURITIES|12233
IEFA|ISHS CORE EAFE IMI|FLTU|FLOW TRADERS US LLC|4409136
IEFA|ISHS CORE EAFE IMI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1016674
IEFA|ISHS CORE EAFE IMI|FMAF|NBCN Inc./ CDS|34900
IEFA|ISHS CORE EAFE IMI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|207751
IEFA|ISHS CORE EAFE IMI|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|25500
IEFA|ISHS CORE EAFE IMI|FTBR|Foliofn Investments, Inc.|94973
IEFA|ISHS CORE EAFE IMI|GBMT|GBM International, Inc.|180203
IEFA|ISHS CORE EAFE IMI|GEBB|GLOBAL EXECUTION BROKERS, LP|628516
IEFA|ISHS CORE EAFE IMI|GFRY|JUMP TRADING, LLC|3485799
IEFA|ISHS CORE EAFE IMI|GLPX|ACS EXECUTION SERVICES, LLC|82320
IEFA|ISHS CORE EAFE IMI|GSCO|GOLDMAN SACHS & CO. LLC|2172734
IEFA|ISHS CORE EAFE IMI|GSLT|GOLDMAN SACHS & CO. LLC|113229
IEFA|ISHS CORE EAFE IMI|GTSZ|GTS SECURITIES LLC|39314
IEFA|ISHS CORE EAFE IMI|HRBF|American Enterprise Investment Services Inc.|624863
IEFA|ISHS CORE EAFE IMI|IATS|INTERACTIVE BROKERS LLC|4842
IEFA|ISHS CORE EAFE IMI|IBKR|Interactive Brokers Llc|23364
IEFA|ISHS CORE EAFE IMI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|36166
IEFA|ISHS CORE EAFE IMI|ICBX|INSTINET, LLC|1308334
IEFA|ISHS CORE EAFE IMI|INCA|INSTINET, LLC|390343
IEFA|ISHS CORE EAFE IMI|INJX|INSTINET, LLC|75798
IEFA|ISHS CORE EAFE IMI|INTL|INTL FCSTONE FINANCIAL INC.|11899
IEFA|ISHS CORE EAFE IMI|ITGI|ITG Inc.|216541
IEFA|ISHS CORE EAFE IMI|ITGP|ITG INC.|866600
IEFA|ISHS CORE EAFE IMI|JANY|Janney Montgomery Scott Inc.|47343
IEFA|ISHS CORE EAFE IMI|JEFF|JEFFERIES LLC|963683
IEFA|ISHS CORE EAFE IMI|JMPT|JUMP TRADING, LLC|118341
IEFA|ISHS CORE EAFE IMI|JONE|JonesTrading|1600
IEFA|ISHS CORE EAFE IMI|JPMX|J.P. Morgan Securities LLC|845050
IEFA|ISHS CORE EAFE IMI|JSEB|JANE STREET EXECUTION SERVICES, LLC|11489001
IEFA|ISHS CORE EAFE IMI|JSJX|JANE STREET CAPITAL LLC|2416722
IEFA|ISHS CORE EAFE IMI|KCGM|VIRTU Americas LLC|398393
IEFA|ISHS CORE EAFE IMI|LAMP|Lampost Capital, L.C.|81
IEFA|ISHS CORE EAFE IMI|LEHM|Barclays Capital Inc./Le|10369379
IEFA|ISHS CORE EAFE IMI|LGNT|COR CLEARING LLC|2
IEFA|ISHS CORE EAFE IMI|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|59529
IEFA|ISHS CORE EAFE IMI|LIME|Lime Brokerage LLC|2156
IEFA|ISHS CORE EAFE IMI|LSCI|Lek Securities Corporation|7626
IEFA|ISHS CORE EAFE IMI|MACC|Mid Atlantic Capital Corporation|74308
IEFA|ISHS CORE EAFE IMI|MAXM|Maxim Group LLC|7592
IEFA|ISHS CORE EAFE IMI|MCMF|Raymond James Ltd. Cds|32
IEFA|ISHS CORE EAFE IMI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1450017
IEFA|ISHS CORE EAFE IMI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|89740
IEFA|ISHS CORE EAFE IMI|MOTF|MOTIF INVESTING, INC.|2
IEFA|ISHS CORE EAFE IMI|MSCO|MORGAN STANLEY & CO. LLC|4289818
IEFA|ISHS CORE EAFE IMI|MSPL|MORGAN STANLEY & CO. LLC|1388700
IEFA|ISHS CORE EAFE IMI|MSTX|MORGAN STANLEY & CO. LLC|8900
IEFA|ISHS CORE EAFE IMI|NATL|National Securities Corporation|87
IEFA|ISHS CORE EAFE IMI|NEUB|NEUBERGER BERMAN BD LLC|2308
IEFA|ISHS CORE EAFE IMI|NFSC|National Financial Services LLC|4922598
IEFA|ISHS CORE EAFE IMI|NITE|VIRTU Americas LLC|4060397
IEFA|ISHS CORE EAFE IMI|NITP|VIRTU Americas LLC|1423307
IEFA|ISHS CORE EAFE IMI|NQRB|Brut, LLC|39632
IEFA|ISHS CORE EAFE IMI|NTRC|Northern Trust Securities, Inc.|207044
IEFA|ISHS CORE EAFE IMI|OLDM|OLD MISSION CAPITAL, LLC|201995
IEFA|ISHS CORE EAFE IMI|OPCO|Oppenheimer & Co. Inc.|8405
IEFA|ISHS CORE EAFE IMI|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|300000
IEFA|ISHS CORE EAFE IMI|PDQM|CODA MARKETS, INC.|10926
IEFA|ISHS CORE EAFE IMI|PWJC|UBS Financial Services, Inc.|8465
IEFA|ISHS CORE EAFE IMI|RBCM|RBC CAPITAL MARKETS, LLC|57322
IEFA|ISHS CORE EAFE IMI|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|116152
IEFA|ISHS CORE EAFE IMI|SAGL|SAGETRADER, LLC|7500
IEFA|ISHS CORE EAFE IMI|SALI|INTL FCSTONE FINANCIAL INC.|701
IEFA|ISHS CORE EAFE IMI|SBSH|Citigroup Global Markets Inc.|3073069
IEFA|ISHS CORE EAFE IMI|SEIC|SEI Investments Distribution Co.|102610
IEFA|ISHS CORE EAFE IMI|SGMT|GOLDMAN SACHS & CO. LLC|944272
IEFA|ISHS CORE EAFE IMI|SIBO|Prime Executions, Inc.|31916
IEFA|ISHS CORE EAFE IMI|SPDR|SPEEDROUTE LLC|606
IEFA|ISHS CORE EAFE IMI|SPHN|Stephens Inc.|396
IEFA|ISHS CORE EAFE IMI|SSBS|STATE STREET GLOBAL MARKETS, LLC|5900
IEFA|ISHS CORE EAFE IMI|STFL|Stifel, Nicolaus & Company, Incorporated|96882
IEFA|ISHS CORE EAFE IMI|STKP|STOCKPILE INVESTMENTS, INC.|12
IEFA|ISHS CORE EAFE IMI|SWIM|TD Ameritrade, Inc.|2911
IEFA|ISHS CORE EAFE IMI|SWST|Hilltop Securities Inc.|37252
IEFA|ISHS CORE EAFE IMI|TKNG|ALLY INVEST SECURITIES LLC|787
IEFA|ISHS CORE EAFE IMI|TRBT|Tradebot Systems, Inc.|1214740
IEFA|ISHS CORE EAFE IMI|TRCM|TRC MARKETS LLC|3417549
IEFA|ISHS CORE EAFE IMI|UBSA|UBS SECURITIES LLC|4050679
IEFA|ISHS CORE EAFE IMI|UBSS|UBS Securities LLC|4096984
IEFA|ISHS CORE EAFE IMI|VALX|VIRTU AMERICAS LLC|155085
IEFA|ISHS CORE EAFE IMI|VGRD|Vanguard Marketing Corporation|29964
IEFA|ISHS CORE EAFE IMI|VNDM|Wall Street Access|9731
IEFA|ISHS CORE EAFE IMI|VSIN|Vision Financial Markets Llc|12
IEFA|ISHS CORE EAFE IMI|WABR|Wall Street Access|2105
IEFA|ISHS CORE EAFE IMI|WBET|Wallachbeth Capital LLC|306841
IEFA|ISHS CORE EAFE IMI|WBLR|WILLIAM BLAIR|6614
IEFA|ISHS CORE EAFE IMI|WCHV|WELLS FARGO SECURITIES, LLC|629105
IEFA|ISHS CORE EAFE IMI|WEDB|WEDBUSH SECURITIES INC.|958
IEFA|ISHS CORE EAFE IMI|WEED|Weeden & Co.L.P.|1872
IEFA|ISHS CORE EAFE IMI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8779
IEFA|ISHS CORE EAFE IMI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38872
IEFA|ISHS CORE EAFE IMI|WGIF|CIBC World Markets Inc.|739
IEFA|ISHS CORE EAFE IMI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1445
IEFA|ISHS CORE EAFE IMI|WORD|Worden Capital Management LLC|56
IEFA|ISHS CORE EAFE IMI|WSAG|WALL STREET ACCESS|29876
IEFA|ISHS CORE EAFE IMI|WSEA|WOLVERINE SECURITIES, LLC|31534
IEFA|ISHS CORE EAFE IMI|XSTM|NATIONAL FINANCIAL SERVICES LLC|130284
IEFA|ISHS CORE EAFE IMI|YKNA|COMHAR CAPITAL MARKETS, LLC|45
IEFA|ISHS CORE EAFE IMI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2379268
IEFN|ISHARES EVOLVED U.S.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
IEFN|ISHARES EVOLVED U.S.|ETRS|E*Trade Securities LLC|1000
IEFN|ISHARES EVOLVED U.S.|JSJX|JANE STREET CAPITAL LLC|6
IEFN|ISHARES EVOLVED U.S.|KCGM|VIRTU Americas LLC|700
IEFN|ISHARES EVOLVED U.S.|LEHM|Barclays Capital Inc./Le|800
IEFN|ISHARES EVOLVED U.S.|LIME|Lime Brokerage LLC|300
IEFN|ISHARES EVOLVED U.S.|MSCO|MORGAN STANLEY & CO. LLC|500
IEFN|ISHARES EVOLVED U.S.|NFSC|National Financial Services LLC|890
IEFN|ISHARES EVOLVED U.S.|NITE|VIRTU Americas LLC|430
IEFN|ISHARES EVOLVED U.S.|NITP|VIRTU Americas LLC|134
IEHS|ISHARES EVOLVED U.S.|FTBR|Foliofn Investments, Inc.|1
IEHS|ISHARES EVOLVED U.S.|JSJX|JANE STREET CAPITAL LLC|945
IEHS|ISHARES EVOLVED U.S.|MSCO|MORGAN STANLEY & CO. LLC|5
IEHS|ISHARES EVOLVED U.S.|NFSC|National Financial Services LLC|56
IEHS|ISHARES EVOLVED U.S.|NITE|VIRTU Americas LLC|10
IEHS|ISHARES EVOLVED U.S.|NITP|VIRTU Americas LLC|202
IEHS|ISHARES EVOLVED U.S.|UBSS|UBS Securities LLC|242
IEHS|ISHARES EVOLVED U.S.|WSEA|WOLVERINE SECURITIES, LLC|8
IEI|ISHARES 3-7|ALTX|Alternet Securities Inc.|5035
IEI|ISHARES 3-7|AMRI|AMERICAS EXECUTIONS, LLC|14990
IEI|ISHARES 3-7|ANOS|ABEL/NOSER, L.L.C.|16787
IEI|ISHARES 3-7|APCC|Apex Clearing Corporation|8497
IEI|ISHARES 3-7|BANK|Primevest Financial Services, Inc.|2564
IEI|ISHARES 3-7|BARD|Robert W. Baird & Co. Incorporated|278
IEI|ISHARES 3-7|BATM|CBOE TRADING, INC.|8845
IEI|ISHARES 3-7|BAYC|BAY CREST PARTNERS, LLC|16715
IEI|ISHARES 3-7|BBNT|BB&T SECURITIES, LLC|3718
IEI|ISHARES 3-7|BERN|Sanford C. Bernstein & Co., LLC|305
IEI|ISHARES 3-7|BKCM|BNY Mellon Capital Markets LLC|419
IEI|ISHARES 3-7|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32700
IEI|ISHARES 3-7|BLTK|Bulltick, Llc|1800
IEI|ISHARES 3-7|CANT|Cantor Fitzgerald & Co.|394174
IEI|ISHARES 3-7|CHAS|Charles Schwab & Co., Inc.|18455
IEI|ISHARES 3-7|CIST|Capital Institutional Services, Inc.|2921
IEI|ISHARES 3-7|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|152931
IEI|ISHARES 3-7|CROS|CREDIT SUISSE SECURITIES (USA) LLC|127272
IEI|ISHARES 3-7|CSIN|Citadel Securities Institutional LLC|341783
IEI|ISHARES 3-7|CTDL|Citadel Derivatives Group Llc|359054
IEI|ISHARES 3-7|CXCX|CITIGROUP GLOBAL MARKETS INC.|6770
IEI|ISHARES 3-7|DADA|D.A. Davidson & Co.|1433
IEI|ISHARES 3-7|DAVA|Davenport & Company LLC|61
IEI|ISHARES 3-7|DBAB|Deutsche Bank Securities Inc.|2508
IEI|ISHARES 3-7|DBAX|Deutsche Bank Securities Inc.|39300
IEI|ISHARES 3-7|DEAN|MORGAN STANLEY|16583
IEI|ISHARES 3-7|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5700
IEI|ISHARES 3-7|EBXL|EBX LLC|20900
IEI|ISHARES 3-7|ECUT|CONVERGEX EXECUTION SOLUTIONS|9206
IEI|ISHARES 3-7|EDJC|Edward Jones / CDS|9
IEI|ISHARES 3-7|EDJO|Edward D. Jones & Co., L.P.|3712
IEI|ISHARES 3-7|EGAM|CBOE TRADING, INC.|7774
IEI|ISHARES 3-7|EGXM|CBOE TRADING, INC.|625
IEI|ISHARES 3-7|ETBE|Electronic Transaction Clearing, Inc.|5600
IEI|ISHARES 3-7|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6538
IEI|ISHARES 3-7|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
IEI|ISHARES 3-7|ETRS|E*Trade Securities LLC|6181
IEI|ISHARES 3-7|FBCO|Credit Suisse Securities (USA) LLC|66380
IEI|ISHARES 3-7|FBSB|U.S. Bancorp Investments, Inc.|1010
IEI|ISHARES 3-7|FINX|FINTECH SECURITIES|1166
IEI|ISHARES 3-7|FLTU|FLOW TRADERS US LLC|85608
IEI|ISHARES 3-7|FMAF|NBCN Inc./ CDS|355
IEI|ISHARES 3-7|FOMA|TD AMERITRADE CLEARING, INC.|563843
IEI|ISHARES 3-7|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55354
IEI|ISHARES 3-7|FTBR|Foliofn Investments, Inc.|91383
IEI|ISHARES 3-7|GBMT|GBM International, Inc.|4703
IEI|ISHARES 3-7|GEBB|GLOBAL EXECUTION BROKERS, LP|18115
IEI|ISHARES 3-7|GLPX|ACS EXECUTION SERVICES, LLC|32596
IEI|ISHARES 3-7|GSCO|GOLDMAN SACHS & CO. LLC|37621
IEI|ISHARES 3-7|GSCS|GOLDMAN SACHS & CO. LLC|1500
IEI|ISHARES 3-7|GSLT|GOLDMAN SACHS & CO. LLC|1420
IEI|ISHARES 3-7|GTSZ|GTS SECURITIES LLC|2018
IEI|ISHARES 3-7|HRBF|American Enterprise Investment Services Inc.|303122
IEI|ISHARES 3-7|IATS|INTERACTIVE BROKERS LLC|3868
IEI|ISHARES 3-7|IBKR|Interactive Brokers Llc|44989
IEI|ISHARES 3-7|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|295
IEI|ISHARES 3-7|ICBX|INSTINET, LLC|33028
IEI|ISHARES 3-7|INCA|INSTINET, LLC|43770
IEI|ISHARES 3-7|INJX|INSTINET, LLC|100
IEI|ISHARES 3-7|ITGI|ITG Inc.|16460
IEI|ISHARES 3-7|ITGP|ITG INC.|31600
IEI|ISHARES 3-7|JANY|Janney Montgomery Scott Inc.|19518
IEI|ISHARES 3-7|JEFF|JEFFERIES LLC|500
IEI|ISHARES 3-7|JMPT|JUMP TRADING, LLC|1038
IEI|ISHARES 3-7|JPMX|J.P. Morgan Securities LLC|29040
IEI|ISHARES 3-7|JSEB|JANE STREET EXECUTION SERVICES, LLC|1125800
IEI|ISHARES 3-7|JSJX|JANE STREET CAPITAL LLC|387263
IEI|ISHARES 3-7|KCGM|VIRTU Americas LLC|19028
IEI|ISHARES 3-7|LEHM|Barclays Capital Inc./Le|140807
IEI|ISHARES 3-7|LIME|Lime Brokerage LLC|40420
IEI|ISHARES 3-7|LSCI|Lek Securities Corporation|3265
IEI|ISHARES 3-7|MACC|Mid Atlantic Capital Corporation|12267
IEI|ISHARES 3-7|MAXM|Maxim Group LLC|859
IEI|ISHARES 3-7|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46658
IEI|ISHARES 3-7|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4560
IEI|ISHARES 3-7|MOTF|MOTIF INVESTING, INC.|2
IEI|ISHARES 3-7|MSCO|MORGAN STANLEY & CO. LLC|261122
IEI|ISHARES 3-7|MSPL|MORGAN STANLEY & CO. LLC|20900
IEI|ISHARES 3-7|MSTX|MORGAN STANLEY & CO. LLC|400
IEI|ISHARES 3-7|NFSC|National Financial Services LLC|305707
IEI|ISHARES 3-7|NITE|VIRTU Americas LLC|917299
IEI|ISHARES 3-7|NQRB|Brut, LLC|25592
IEI|ISHARES 3-7|NTRC|Northern Trust Securities, Inc.|267378
IEI|ISHARES 3-7|OLDM|OLD MISSION CAPITAL, LLC|74614
IEI|ISHARES 3-7|OPCO|Oppenheimer & Co. Inc.|153
IEI|ISHARES 3-7|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IEI|ISHARES 3-7|PDQM|CODA MARKETS, INC.|35479
IEI|ISHARES 3-7|PWJC|UBS Financial Services, Inc.|101
IEI|ISHARES 3-7|RAJA|Raymond James & Associates, Inc.|6418
IEI|ISHARES 3-7|RBCM|RBC CAPITAL MARKETS, LLC|32164
IEI|ISHARES 3-7|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|300
IEI|ISHARES 3-7|SALI|INTL FCSTONE FINANCIAL INC.|19
IEI|ISHARES 3-7|SBSH|Citigroup Global Markets Inc.|14806
IEI|ISHARES 3-7|SCMC|Scotia Capital Markets (USA) Inc.|18650
IEI|ISHARES 3-7|SEIC|SEI Investments Distribution Co.|400
IEI|ISHARES 3-7|SGMT|GOLDMAN SACHS & CO. LLC|19915
IEI|ISHARES 3-7|SPHN|Stephens Inc.|191
IEI|ISHARES 3-7|STFL|Stifel, Nicolaus & Company, Incorporated|54315
IEI|ISHARES 3-7|SWIM|TD Ameritrade, Inc.|3245
IEI|ISHARES 3-7|SWST|Hilltop Securities Inc.|5601
IEI|ISHARES 3-7|TRBT|Tradebot Systems, Inc.|38772
IEI|ISHARES 3-7|TRCM|TRC MARKETS LLC|2774
IEI|ISHARES 3-7|UBSA|UBS SECURITIES LLC|206851
IEI|ISHARES 3-7|UBSS|UBS Securities LLC|266853
IEI|ISHARES 3-7|VALX|VIRTU AMERICAS LLC|1628
IEI|ISHARES 3-7|VGRD|Vanguard Marketing Corporation|3642
IEI|ISHARES 3-7|WBET|Wallachbeth Capital LLC|25913
IEI|ISHARES 3-7|WBLR|WILLIAM BLAIR|700
IEI|ISHARES 3-7|WCHV|WELLS FARGO SECURITIES, LLC|48465
IEI|ISHARES 3-7|WEDB|WEDBUSH SECURITIES INC.|58
IEI|ISHARES 3-7|WEXM|WOLVERINE EXECUTION SERVICES, LLC|662
IEI|ISHARES 3-7|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11252
IEI|ISHARES 3-7|WGIF|CIBC World Markets Inc.|538
IEI|ISHARES 3-7|WLTH|WEALTHFRONT BROKERAGE CORPORATION|46
IEI|ISHARES 3-7|WSEA|WOLVERINE SECURITIES, LLC|2238
IEI|ISHARES 3-7|XPUS|XP SECURITIES, LLC|8600
IEI|ISHARES 3-7|XSTM|NATIONAL FINANCIAL SERVICES LLC|2174
IEI|ISHARES 3-7|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22418
IEIH|ISHARES EVOLVED U.S.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
IEIH|ISHARES EVOLVED U.S.|JSJX|JANE STREET CAPITAL LLC|3800
IEIH|ISHARES EVOLVED U.S.|KCGM|VIRTU Americas LLC|200
IEIH|ISHARES EVOLVED U.S.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IEIH|ISHARES EVOLVED U.S.|NEUB|NEUBERGER BERMAN BD LLC|160
IEIH|ISHARES EVOLVED U.S.|NFSC|National Financial Services LLC|666
IEIH|ISHARES EVOLVED U.S.|NITE|VIRTU Americas LLC|916
IEIH|ISHARES EVOLVED U.S.|NITP|VIRTU Americas LLC|396
IEIH|ISHARES EVOLVED U.S.|SWIM|TD Ameritrade, Inc.|101
IEIH|ISHARES EVOLVED U.S.|WGIF|CIBC World Markets Inc.|25
IEIH|ISHARES EVOLVED U.S.|WSEA|WOLVERINE SECURITIES, LLC|9
IEME|ISHARES EVOLVED U.S.|APCC|Apex Clearing Corporation|200
IEME|ISHARES EVOLVED U.S.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|832
IEME|ISHARES EVOLVED U.S.|EGAM|CBOE TRADING, INC.|1700
IEME|ISHARES EVOLVED U.S.|EGXM|CBOE TRADING, INC.|900
IEME|ISHARES EVOLVED U.S.|ETRS|E*Trade Securities LLC|1677
IEME|ISHARES EVOLVED U.S.|FTBR|Foliofn Investments, Inc.|159
IEME|ISHARES EVOLVED U.S.|GEBB|GLOBAL EXECUTION BROKERS, LP|900
IEME|ISHARES EVOLVED U.S.|GTSZ|GTS SECURITIES LLC|200
IEME|ISHARES EVOLVED U.S.|IATS|INTERACTIVE BROKERS LLC|140
IEME|ISHARES EVOLVED U.S.|IBKR|Interactive Brokers Llc|100
IEME|ISHARES EVOLVED U.S.|JSJX|JANE STREET CAPITAL LLC|27930
IEME|ISHARES EVOLVED U.S.|KCGM|VIRTU Americas LLC|1180
IEME|ISHARES EVOLVED U.S.|LEHM|Barclays Capital Inc./Le|600
IEME|ISHARES EVOLVED U.S.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|510
IEME|ISHARES EVOLVED U.S.|MSCO|MORGAN STANLEY & CO. LLC|1847
IEME|ISHARES EVOLVED U.S.|NFSC|National Financial Services LLC|11665
IEME|ISHARES EVOLVED U.S.|NITE|VIRTU Americas LLC|14707
IEME|ISHARES EVOLVED U.S.|NITP|VIRTU Americas LLC|6403
IEME|ISHARES EVOLVED U.S.|RBCM|RBC CAPITAL MARKETS, LLC|3751
IEME|ISHARES EVOLVED U.S.|SWIM|TD Ameritrade, Inc.|1000
IEME|ISHARES EVOLVED U.S.|UBSA|UBS SECURITIES LLC|1131
IEME|ISHARES EVOLVED U.S.|UBSS|UBS Securities LLC|2216
IEME|ISHARES EVOLVED U.S.|VGRD|Vanguard Marketing Corporation|329
IEME|ISHARES EVOLVED U.S.|WCHV|WELLS FARGO SECURITIES, LLC|800
IEME|ISHARES EVOLVED U.S.|WSEA|WOLVERINE SECURITIES, LLC|272
IEMG|ISHS CORE EM IMI|AGIS|Aegis Capital Corp.|2775
IEMG|ISHS CORE EM IMI|ALFA|ALPHA TRADING L.P.|86128
IEMG|ISHS CORE EM IMI|ALTX|Alternet Securities Inc.|102206
IEMG|ISHS CORE EM IMI|ANOS|ABEL/NOSER, L.L.C.|23201
IEMG|ISHS CORE EM IMI|APCC|Apex Clearing Corporation|1834305
IEMG|ISHS CORE EM IMI|BALE|M&T SECURITIES, INC.|41945
IEMG|ISHS CORE EM IMI|BANK|Primevest Financial Services, Inc.|29716
IEMG|ISHS CORE EM IMI|BARD|Robert W. Baird & Co. Incorporated|123214
IEMG|ISHS CORE EM IMI|BATM|CBOE TRADING, INC.|25108
IEMG|ISHS CORE EM IMI|BAYC|BAY CREST PARTNERS, LLC|5149985
IEMG|ISHS CORE EM IMI|BBNT|BB&T SECURITIES, LLC|65724
IEMG|ISHS CORE EM IMI|BERN|Sanford C. Bernstein & Co., LLC|1153135
IEMG|ISHS CORE EM IMI|BIDS|BIDS TRADING L.P.|100
IEMG|ISHS CORE EM IMI|BKCM|BNY Mellon Capital Markets LLC|1175
IEMG|ISHS CORE EM IMI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|298491
IEMG|ISHS CORE EM IMI|BLKX|INSTINET, LLC|18213
IEMG|ISHS CORE EM IMI|BLTK|Bulltick, Llc|2282
IEMG|ISHS CORE EM IMI|BNPX|BNP PARIBAS SECURITIES CORP.|8316
IEMG|ISHS CORE EM IMI|BYXM|CBOE TRADING, INC.|12277
IEMG|ISHS CORE EM IMI|CANT|Cantor Fitzgerald & Co.|881310
IEMG|ISHS CORE EM IMI|CGWM|Citigroup Global Markets Inc.|50138
IEMG|ISHS CORE EM IMI|CHAS|Charles Schwab & Co., Inc.|1592006
IEMG|ISHS CORE EM IMI|CIST|Capital Institutional Services, Inc.|77722
IEMG|ISHS CORE EM IMI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|432051
IEMG|ISHS CORE EM IMI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
IEMG|ISHS CORE EM IMI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
IEMG|ISHS CORE EM IMI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2171014
IEMG|ISHS CORE EM IMI|CSIN|Citadel Securities Institutional LLC|3074261
IEMG|ISHS CORE EM IMI|CTDL|Citadel Derivatives Group Llc|5290609
IEMG|ISHS CORE EM IMI|CTLR|CUTLER GROUP, LP|300
IEMG|ISHS CORE EM IMI|CXCX|CITIGROUP GLOBAL MARKETS INC.|742956
IEMG|ISHS CORE EM IMI|DADA|D.A. Davidson & Co.|14827
IEMG|ISHS CORE EM IMI|DBAB|Deutsche Bank Securities Inc.|54933
IEMG|ISHS CORE EM IMI|DBAX|Deutsche Bank Securities Inc.|815400
IEMG|ISHS CORE EM IMI|DCHF|Dart Executions, LLC|166899
IEMG|ISHS CORE EM IMI|DEAN|MORGAN STANLEY|316586
IEMG|ISHS CORE EM IMI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16130
IEMG|ISHS CORE EM IMI|EBXL|EBX LLC|1628300
IEMG|ISHS CORE EM IMI|ECUT|CONVERGEX EXECUTION SOLUTIONS|105136
IEMG|ISHS CORE EM IMI|EDJO|Edward D. Jones & Co., L.P.|107519
IEMG|ISHS CORE EM IMI|EGAM|CBOE TRADING, INC.|98400
IEMG|ISHS CORE EM IMI|EGXM|CBOE TRADING, INC.|15341
IEMG|ISHS CORE EM IMI|ETBE|Electronic Transaction Clearing, Inc.|393097
IEMG|ISHS CORE EM IMI|ETCB|ETC BROKERAGE SERVICES, LLC|10
IEMG|ISHS CORE EM IMI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32117
IEMG|ISHS CORE EM IMI|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|2350
IEMG|ISHS CORE EM IMI|ETRS|E*Trade Securities LLC|71861
IEMG|ISHS CORE EM IMI|FBSB|U.S. Bancorp Investments, Inc.|6407
IEMG|ISHS CORE EM IMI|FCST|INTL FCSTONE FINANCIAL INC.|600
IEMG|ISHS CORE EM IMI|FIDT|Fidelity Clearing Canada ULC./ CDS|26387
IEMG|ISHS CORE EM IMI|FILL|Tradestation Securities, Inc.|2434
IEMG|ISHS CORE EM IMI|FINX|FINTECH SECURITIES|17651
IEMG|ISHS CORE EM IMI|FLTU|FLOW TRADERS US LLC|1176855
IEMG|ISHS CORE EM IMI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|849092
IEMG|ISHS CORE EM IMI|FMAF|NBCN Inc./ CDS|1364506
IEMG|ISHS CORE EM IMI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|152426
IEMG|ISHS CORE EM IMI|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|23017
IEMG|ISHS CORE EM IMI|FTBR|Foliofn Investments, Inc.|14010
IEMG|ISHS CORE EM IMI|GBMT|GBM International, Inc.|96569
IEMG|ISHS CORE EM IMI|GEBB|GLOBAL EXECUTION BROKERS, LP|183335
IEMG|ISHS CORE EM IMI|GFRY|JUMP TRADING, LLC|3502514
IEMG|ISHS CORE EM IMI|GLIS|TD Securities Inc|2316
IEMG|ISHS CORE EM IMI|GLPX|ACS EXECUTION SERVICES, LLC|155347
IEMG|ISHS CORE EM IMI|GSCO|GOLDMAN SACHS & CO. LLC|3405375
IEMG|ISHS CORE EM IMI|GSCS|GOLDMAN SACHS & CO. LLC|1211
IEMG|ISHS CORE EM IMI|GSLT|GOLDMAN SACHS & CO. LLC|718586
IEMG|ISHS CORE EM IMI|GTSZ|GTS SECURITIES LLC|304192
IEMG|ISHS CORE EM IMI|HRBF|American Enterprise Investment Services Inc.|766433
IEMG|ISHS CORE EM IMI|HSBC|HSBC Securities, Inc.|87873
IEMG|ISHS CORE EM IMI|IATS|INTERACTIVE BROKERS LLC|25116
IEMG|ISHS CORE EM IMI|IBKR|Interactive Brokers Llc|134877
IEMG|ISHS CORE EM IMI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|64628
IEMG|ISHS CORE EM IMI|ICBX|INSTINET, LLC|1952830
IEMG|ISHS CORE EM IMI|INCA|INSTINET, LLC|452488
IEMG|ISHS CORE EM IMI|INJX|INSTINET, LLC|5900
IEMG|ISHS CORE EM IMI|ITGI|ITG Inc.|370571
IEMG|ISHS CORE EM IMI|ITGP|ITG INC.|1120200
IEMG|ISHS CORE EM IMI|JANY|Janney Montgomery Scott Inc.|43430
IEMG|ISHS CORE EM IMI|JEFF|JEFFERIES LLC|675624
IEMG|ISHS CORE EM IMI|JMPT|JUMP TRADING, LLC|160988
IEMG|ISHS CORE EM IMI|JONE|JonesTrading|51
IEMG|ISHS CORE EM IMI|JPBX|J.P. MORGAN SECURITIES LLC|3400
IEMG|ISHS CORE EM IMI|JPMX|J.P. Morgan Securities LLC|1651329
IEMG|ISHS CORE EM IMI|JSEB|JANE STREET EXECUTION SERVICES, LLC|7818859
IEMG|ISHS CORE EM IMI|JSJX|JANE STREET CAPITAL LLC|3531289
IEMG|ISHS CORE EM IMI|KCGM|VIRTU Americas LLC|488138
IEMG|ISHS CORE EM IMI|LEHM|Barclays Capital Inc./Le|8951867
IEMG|ISHS CORE EM IMI|LGNT|COR CLEARING LLC|1
IEMG|ISHS CORE EM IMI|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|32449
IEMG|ISHS CORE EM IMI|LIME|Lime Brokerage LLC|97809
IEMG|ISHS CORE EM IMI|LSCI|Lek Securities Corporation|28615
IEMG|ISHS CORE EM IMI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IEMG|ISHS CORE EM IMI|MACC|Mid Atlantic Capital Corporation|41270
IEMG|ISHS CORE EM IMI|MAXM|Maxim Group LLC|49989
IEMG|ISHS CORE EM IMI|MCMF|Raymond James Ltd. Cds|1458
IEMG|ISHS CORE EM IMI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1249961
IEMG|ISHS CORE EM IMI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|89742
IEMG|ISHS CORE EM IMI|MOTF|MOTIF INVESTING, INC.|1
IEMG|ISHS CORE EM IMI|MSCO|MORGAN STANLEY & CO. LLC|6934815
IEMG|ISHS CORE EM IMI|MSPL|MORGAN STANLEY & CO. LLC|2713700
IEMG|ISHS CORE EM IMI|MSTX|MORGAN STANLEY & CO. LLC|174200
IEMG|ISHS CORE EM IMI|NBCS|NBC Securities, INC.|70
IEMG|ISHS CORE EM IMI|NFSC|National Financial Services LLC|7907500
IEMG|ISHS CORE EM IMI|NITE|VIRTU Americas LLC|10260398
IEMG|ISHS CORE EM IMI|NITP|VIRTU Americas LLC|2086064
IEMG|ISHS CORE EM IMI|NQRB|Brut, LLC|67218
IEMG|ISHS CORE EM IMI|NTBF|BMO Nesbitt Burns Inc./CDS|14756
IEMG|ISHS CORE EM IMI|NTRC|Northern Trust Securities, Inc.|7731
IEMG|ISHS CORE EM IMI|OLDM|OLD MISSION CAPITAL, LLC|798747
IEMG|ISHS CORE EM IMI|OPCO|Oppenheimer & Co. Inc.|51336
IEMG|ISHS CORE EM IMI|OTAA|OTA LLC|200
IEMG|ISHS CORE EM IMI|PASL|Pershing Advisor Solutions LLC|541
IEMG|ISHS CORE EM IMI|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|199000
IEMG|ISHS CORE EM IMI|PDQM|CODA MARKETS, INC.|245785
IEMG|ISHS CORE EM IMI|PWJC|UBS Financial Services, Inc.|21568
IEMG|ISHS CORE EM IMI|RBCM|RBC CAPITAL MARKETS, LLC|79167
IEMG|ISHS CORE EM IMI|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|115794
IEMG|ISHS CORE EM IMI|SAGL|SAGETRADER, LLC|22130
IEMG|ISHS CORE EM IMI|SALI|INTL FCSTONE FINANCIAL INC.|1686
IEMG|ISHS CORE EM IMI|SBSH|Citigroup Global Markets Inc.|656993
IEMG|ISHS CORE EM IMI|SEIC|SEI Investments Distribution Co.|57982
IEMG|ISHS CORE EM IMI|SGMT|GOLDMAN SACHS & CO. LLC|2071299
IEMG|ISHS CORE EM IMI|SIBO|Prime Executions, Inc.|18774
IEMG|ISHS CORE EM IMI|SPDR|SPEEDROUTE LLC|8900
IEMG|ISHS CORE EM IMI|SPHN|Stephens Inc.|391
IEMG|ISHS CORE EM IMI|SSBS|STATE STREET GLOBAL MARKETS, LLC|1100
IEMG|ISHS CORE EM IMI|STFL|Stifel, Nicolaus & Company, Incorporated|95975
IEMG|ISHS CORE EM IMI|STKP|STOCKPILE INVESTMENTS, INC.|22
IEMG|ISHS CORE EM IMI|SWIM|TD Ameritrade, Inc.|36668
IEMG|ISHS CORE EM IMI|SWST|Hilltop Securities Inc.|38531
IEMG|ISHS CORE EM IMI|TAGC|TELSEY ADVISORY GROUP LLC|3143
IEMG|ISHS CORE EM IMI|TKNG|ALLY INVEST SECURITIES LLC|719
IEMG|ISHS CORE EM IMI|TRBT|Tradebot Systems, Inc.|1995148
IEMG|ISHS CORE EM IMI|TRCM|TRC MARKETS LLC|6782303
IEMG|ISHS CORE EM IMI|UBSA|UBS SECURITIES LLC|3784838
IEMG|ISHS CORE EM IMI|UBSS|UBS Securities LLC|7291258
IEMG|ISHS CORE EM IMI|VALX|VIRTU AMERICAS LLC|234863
IEMG|ISHS CORE EM IMI|VGRD|Vanguard Marketing Corporation|119469
IEMG|ISHS CORE EM IMI|VNDM|Wall Street Access|17186
IEMG|ISHS CORE EM IMI|VSIN|Vision Financial Markets Llc|7
IEMG|ISHS CORE EM IMI|WABR|Wall Street Access|450
IEMG|ISHS CORE EM IMI|WBET|Wallachbeth Capital LLC|836907
IEMG|ISHS CORE EM IMI|WBLR|WILLIAM BLAIR|29975
IEMG|ISHS CORE EM IMI|WCHV|WELLS FARGO SECURITIES, LLC|979033
IEMG|ISHS CORE EM IMI|WEDB|WEDBUSH SECURITIES INC.|27063
IEMG|ISHS CORE EM IMI|WEED|Weeden & Co.L.P.|3793
IEMG|ISHS CORE EM IMI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7912
IEMG|ISHS CORE EM IMI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73219
IEMG|ISHS CORE EM IMI|WGIF|CIBC World Markets Inc.|779
IEMG|ISHS CORE EM IMI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3883849
IEMG|ISHS CORE EM IMI|WORD|Worden Capital Management LLC|23
IEMG|ISHS CORE EM IMI|WSEA|WOLVERINE SECURITIES, LLC|54172
IEMG|ISHS CORE EM IMI|XPUS|XP SECURITIES, LLC|25840
IEMG|ISHS CORE EM IMI|XSTM|NATIONAL FINANCIAL SERVICES LLC|221502
IEMG|ISHS CORE EM IMI|YKNA|COMHAR CAPITAL MARKETS, LLC|9157
IEMG|ISHS CORE EM IMI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2044633
IEO|ISHARES US OG EP|ADAM|CANACCORD GENUITY INC.|6450
IEO|ISHARES US OG EP|ANOS|ABEL/NOSER, L.L.C.|100
IEO|ISHARES US OG EP|APCC|Apex Clearing Corporation|174
IEO|ISHARES US OG EP|BARD|Robert W. Baird & Co. Incorporated|682
IEO|ISHARES US OG EP|BATM|CBOE TRADING, INC.|100
IEO|ISHARES US OG EP|BBNT|BB&T SECURITIES, LLC|200
IEO|ISHARES US OG EP|BERN|Sanford C. Bernstein & Co., LLC|2452
IEO|ISHARES US OG EP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|174
IEO|ISHARES US OG EP|BTIG|BTIG, LLC|51400
IEO|ISHARES US OG EP|CANT|Cantor Fitzgerald & Co.|3269
IEO|ISHARES US OG EP|CHAS|Charles Schwab & Co., Inc.|3452
IEO|ISHARES US OG EP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3054
IEO|ISHARES US OG EP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3585
IEO|ISHARES US OG EP|CTDL|Citadel Derivatives Group Llc|150
IEO|ISHARES US OG EP|DAVA|Davenport & Company LLC|50
IEO|ISHARES US OG EP|DBAB|Deutsche Bank Securities Inc.|1700
IEO|ISHARES US OG EP|DBAX|Deutsche Bank Securities Inc.|7500
IEO|ISHARES US OG EP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26
IEO|ISHARES US OG EP|EBXL|EBX LLC|9900
IEO|ISHARES US OG EP|ECUT|CONVERGEX EXECUTION SOLUTIONS|75
IEO|ISHARES US OG EP|EDJO|Edward D. Jones & Co., L.P.|2831
IEO|ISHARES US OG EP|EGAM|CBOE TRADING, INC.|126
IEO|ISHARES US OG EP|EGXM|CBOE TRADING, INC.|250
IEO|ISHARES US OG EP|ETBE|Electronic Transaction Clearing, Inc.|200
IEO|ISHARES US OG EP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
IEO|ISHARES US OG EP|ETRS|E*Trade Securities LLC|10743
IEO|ISHARES US OG EP|FIDT|Fidelity Clearing Canada ULC./ CDS|100
IEO|ISHARES US OG EP|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|15050
IEO|ISHARES US OG EP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|355
IEO|ISHARES US OG EP|FTBR|Foliofn Investments, Inc.|12234
IEO|ISHARES US OG EP|GBMT|GBM International, Inc.|639
IEO|ISHARES US OG EP|GSCO|GOLDMAN SACHS & CO. LLC|341
IEO|ISHARES US OG EP|GSLT|GOLDMAN SACHS & CO. LLC|200
IEO|ISHARES US OG EP|GTSZ|GTS SECURITIES LLC|771
IEO|ISHARES US OG EP|HRBF|American Enterprise Investment Services Inc.|1222
IEO|ISHARES US OG EP|IATS|INTERACTIVE BROKERS LLC|740
IEO|ISHARES US OG EP|IBKR|Interactive Brokers Llc|1620
IEO|ISHARES US OG EP|ICBX|INSTINET, LLC|13520
IEO|ISHARES US OG EP|INCA|INSTINET, LLC|882
IEO|ISHARES US OG EP|ITGP|ITG INC.|3000
IEO|ISHARES US OG EP|JANY|Janney Montgomery Scott Inc.|2475
IEO|ISHARES US OG EP|JEFF|JEFFERIES LLC|700
IEO|ISHARES US OG EP|JMPT|JUMP TRADING, LLC|552
IEO|ISHARES US OG EP|JPMX|J.P. Morgan Securities LLC|1200
IEO|ISHARES US OG EP|JSEB|JANE STREET EXECUTION SERVICES, LLC|71934
IEO|ISHARES US OG EP|JSJX|JANE STREET CAPITAL LLC|47412
IEO|ISHARES US OG EP|KCGM|VIRTU Americas LLC|1500
IEO|ISHARES US OG EP|LEHM|Barclays Capital Inc./Le|13200
IEO|ISHARES US OG EP|LIME|Lime Brokerage LLC|3100
IEO|ISHARES US OG EP|LSCI|Lek Securities Corporation|343
IEO|ISHARES US OG EP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
IEO|ISHARES US OG EP|MOTF|MOTIF INVESTING, INC.|2
IEO|ISHARES US OG EP|MSCO|MORGAN STANLEY & CO. LLC|18809
IEO|ISHARES US OG EP|MSPL|MORGAN STANLEY & CO. LLC|1100
IEO|ISHARES US OG EP|NFSC|National Financial Services LLC|73303
IEO|ISHARES US OG EP|NITE|VIRTU Americas LLC|99700
IEO|ISHARES US OG EP|NITP|VIRTU Americas LLC|200
IEO|ISHARES US OG EP|NQRB|Brut, LLC|100
IEO|ISHARES US OG EP|OHOS|TWO SIGMA SECURITIES, LLC|9803
IEO|ISHARES US OG EP|OPCO|Oppenheimer & Co. Inc.|26
IEO|ISHARES US OG EP|PWJC|UBS Financial Services, Inc.|135
IEO|ISHARES US OG EP|RBCM|RBC CAPITAL MARKETS, LLC|7603
IEO|ISHARES US OG EP|SAGL|SAGETRADER, LLC|2000
IEO|ISHARES US OG EP|SBSH|Citigroup Global Markets Inc.|110867
IEO|ISHARES US OG EP|SGMT|GOLDMAN SACHS & CO. LLC|1022
IEO|ISHARES US OG EP|SHMR|ABN Amro Clearing LLC|15251
IEO|ISHARES US OG EP|SPHN|Stephens Inc.|3
IEO|ISHARES US OG EP|STFL|Stifel, Nicolaus & Company, Incorporated|1100
IEO|ISHARES US OG EP|SWIM|TD Ameritrade, Inc.|1209
IEO|ISHARES US OG EP|SWST|Hilltop Securities Inc.|4487
IEO|ISHARES US OG EP|TRCM|TRC MARKETS LLC|30878
IEO|ISHARES US OG EP|UBSA|UBS SECURITIES LLC|14254
IEO|ISHARES US OG EP|UBSS|UBS Securities LLC|75218
IEO|ISHARES US OG EP|VALX|VIRTU AMERICAS LLC|1302
IEO|ISHARES US OG EP|VGRD|Vanguard Marketing Corporation|10864
IEO|ISHARES US OG EP|WCHV|WELLS FARGO SECURITIES, LLC|15315
IEO|ISHARES US OG EP|WEDB|WEDBUSH SECURITIES INC.|100
IEO|ISHARES US OG EP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|614
IEO|ISHARES US OG EP|WGIF|CIBC World Markets Inc.|620
IEO|ISHARES US OG EP|WSEA|WOLVERINE SECURITIES, LLC|237
IEO|ISHARES US OG EP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18607
IEP|ICAHN ENTERPRISES|AGIS|Aegis Capital Corp.|1325
IEP|ICAHN ENTERPRISES|ALTX|Alternet Securities Inc.|100
IEP|ICAHN ENTERPRISES|APCC|Apex Clearing Corporation|2272
IEP|ICAHN ENTERPRISES|BANK|Primevest Financial Services, Inc.|200
IEP|ICAHN ENTERPRISES|BARD|Robert W. Baird & Co. Incorporated|747
IEP|ICAHN ENTERPRISES|BATM|CBOE TRADING, INC.|294
IEP|ICAHN ENTERPRISES|BBNT|BB&T SECURITIES, LLC|93
IEP|ICAHN ENTERPRISES|BIMI|Banca IMI Securities Corp.|50
IEP|ICAHN ENTERPRISES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2932
IEP|ICAHN ENTERPRISES|BTIG|BTIG, LLC|11
IEP|ICAHN ENTERPRISES|BYXM|CBOE TRADING, INC.|619
IEP|ICAHN ENTERPRISES|BZYD|GOLDMAN SACHS & CO. LLC|259
IEP|ICAHN ENTERPRISES|CANT|Cantor Fitzgerald & Co.|11638
IEP|ICAHN ENTERPRISES|CHAS|Charles Schwab & Co., Inc.|84
IEP|ICAHN ENTERPRISES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2630
IEP|ICAHN ENTERPRISES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|915
IEP|ICAHN ENTERPRISES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1150
IEP|ICAHN ENTERPRISES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6868
IEP|ICAHN ENTERPRISES|CTDL|Citadel Derivatives Group Llc|83
IEP|ICAHN ENTERPRISES|CTLR|CUTLER GROUP, LP|100
IEP|ICAHN ENTERPRISES|DADA|D.A. Davidson & Co.|40
IEP|ICAHN ENTERPRISES|DAVA|Davenport & Company LLC|72
IEP|ICAHN ENTERPRISES|DBAB|Deutsche Bank Securities Inc.|890
IEP|ICAHN ENTERPRISES|DBAX|Deutsche Bank Securities Inc.|2600
IEP|ICAHN ENTERPRISES|DEAN|MORGAN STANLEY|7086
IEP|ICAHN ENTERPRISES|DEGS|RONIN PROFESSIONAL LLC|500
IEP|ICAHN ENTERPRISES|EBXL|EBX LLC|2000
IEP|ICAHN ENTERPRISES|ECUT|CONVERGEX EXECUTION SOLUTIONS|51
IEP|ICAHN ENTERPRISES|EDJC|Edward Jones / CDS|3
IEP|ICAHN ENTERPRISES|EDJO|Edward D. Jones & Co., L.P.|4611
IEP|ICAHN ENTERPRISES|EGAM|CBOE TRADING, INC.|200
IEP|ICAHN ENTERPRISES|EGMT|EG MARKET TECHNOLOGIES LLC|60
IEP|ICAHN ENTERPRISES|EGXM|CBOE TRADING, INC.|335
IEP|ICAHN ENTERPRISES|ETBE|Electronic Transaction Clearing, Inc.|112
IEP|ICAHN ENTERPRISES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2262
IEP|ICAHN ENTERPRISES|ETRS|E*Trade Securities LLC|34097
IEP|ICAHN ENTERPRISES|FBCO|Credit Suisse Securities (USA) LLC|6801
IEP|ICAHN ENTERPRISES|FBSB|U.S. Bancorp Investments, Inc.|964
IEP|ICAHN ENTERPRISES|FILL|Tradestation Securities, Inc.|89
IEP|ICAHN ENTERPRISES|FINX|FINTECH SECURITIES|350
IEP|ICAHN ENTERPRISES|FMAF|NBCN Inc./ CDS|469
IEP|ICAHN ENTERPRISES|FOMA|TD AMERITRADE CLEARING, INC.|184852
IEP|ICAHN ENTERPRISES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3421
IEP|ICAHN ENTERPRISES|FTBR|Foliofn Investments, Inc.|1124
IEP|ICAHN ENTERPRISES|GEBB|GLOBAL EXECUTION BROKERS, LP|2683
IEP|ICAHN ENTERPRISES|GLPX|ACS EXECUTION SERVICES, LLC|927
IEP|ICAHN ENTERPRISES|GSCO|GOLDMAN SACHS & CO. LLC|3913
IEP|ICAHN ENTERPRISES|GSCS|GOLDMAN SACHS & CO. LLC|4147
IEP|ICAHN ENTERPRISES|GSLT|GOLDMAN SACHS & CO. LLC|102
IEP|ICAHN ENTERPRISES|GTSZ|GTS SECURITIES LLC|14607
IEP|ICAHN ENTERPRISES|HAPX|HAP Trading, LLC|300
IEP|ICAHN ENTERPRISES|HRBF|American Enterprise Investment Services Inc.|9383
IEP|ICAHN ENTERPRISES|IATS|INTERACTIVE BROKERS LLC|6332
IEP|ICAHN ENTERPRISES|IBKR|Interactive Brokers Llc|31912
IEP|ICAHN ENTERPRISES|ICBX|INSTINET, LLC|200
IEP|ICAHN ENTERPRISES|INCA|INSTINET, LLC|8613
IEP|ICAHN ENTERPRISES|INJX|INSTINET, LLC|2
IEP|ICAHN ENTERPRISES|ITGI|ITG Inc.|1527
IEP|ICAHN ENTERPRISES|ITGP|ITG INC.|2000
IEP|ICAHN ENTERPRISES|JANY|Janney Montgomery Scott Inc.|397
IEP|ICAHN ENTERPRISES|JHDR|J.H. Darbie & Co., Inc.|101
IEP|ICAHN ENTERPRISES|JMPT|JUMP TRADING, LLC|100
IEP|ICAHN ENTERPRISES|JPMX|J.P. Morgan Securities LLC|3318
IEP|ICAHN ENTERPRISES|JSJX|JANE STREET CAPITAL LLC|556
IEP|ICAHN ENTERPRISES|KCGM|VIRTU Americas LLC|955
IEP|ICAHN ENTERPRISES|LEHM|Barclays Capital Inc./Le|6023
IEP|ICAHN ENTERPRISES|LIME|Lime Brokerage LLC|7544
IEP|ICAHN ENTERPRISES|LSCI|Lek Securities Corporation|312
IEP|ICAHN ENTERPRISES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IEP|ICAHN ENTERPRISES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
IEP|ICAHN ENTERPRISES|MOTF|MOTIF INVESTING, INC.|9
IEP|ICAHN ENTERPRISES|MSCO|MORGAN STANLEY & CO. LLC|116894
IEP|ICAHN ENTERPRISES|MSPL|MORGAN STANLEY & CO. LLC|2100
IEP|ICAHN ENTERPRISES|NATL|National Securities Corporation|1913
IEP|ICAHN ENTERPRISES|NBCS|NBC Securities, INC.|70
IEP|ICAHN ENTERPRISES|NFSC|National Financial Services LLC|91872
IEP|ICAHN ENTERPRISES|NITE|VIRTU Americas LLC|197882
IEP|ICAHN ENTERPRISES|NTRC|Northern Trust Securities, Inc.|1200
IEP|ICAHN ENTERPRISES|OPCO|Oppenheimer & Co. Inc.|1784
IEP|ICAHN ENTERPRISES|PCPT|PHILLIP CAPITAL INC.|8
IEP|ICAHN ENTERPRISES|PDQM|CODA MARKETS, INC.|1227
IEP|ICAHN ENTERPRISES|PHLY|NASDAQ Execution Services, LLC|6200
IEP|ICAHN ENTERPRISES|PWJC|UBS Financial Services, Inc.|2445
IEP|ICAHN ENTERPRISES|RBCM|RBC CAPITAL MARKETS, LLC|5862
IEP|ICAHN ENTERPRISES|SALI|INTL FCSTONE FINANCIAL INC.|89
IEP|ICAHN ENTERPRISES|SBSH|Citigroup Global Markets Inc.|228
IEP|ICAHN ENTERPRISES|SGMT|GOLDMAN SACHS & CO. LLC|2173
IEP|ICAHN ENTERPRISES|SPDR|SPEEDROUTE LLC|500
IEP|ICAHN ENTERPRISES|SPHN|Stephens Inc.|4688
IEP|ICAHN ENTERPRISES|SPTD|MINT GLOBAL MARKETS, INC.|1910
IEP|ICAHN ENTERPRISES|STFL|Stifel, Nicolaus & Company, Incorporated|811
IEP|ICAHN ENTERPRISES|STXG|Stockcross Financial Services, Inc.|62
IEP|ICAHN ENTERPRISES|SWIM|TD Ameritrade, Inc.|19270
IEP|ICAHN ENTERPRISES|SWST|Hilltop Securities Inc.|460
IEP|ICAHN ENTERPRISES|TKNG|ALLY INVEST SECURITIES LLC|1568
IEP|ICAHN ENTERPRISES|TRCM|TRC MARKETS LLC|4246
IEP|ICAHN ENTERPRISES|UBSA|UBS SECURITIES LLC|19966
IEP|ICAHN ENTERPRISES|UBSS|UBS Securities LLC|108506
IEP|ICAHN ENTERPRISES|VALX|VIRTU AMERICAS LLC|701
IEP|ICAHN ENTERPRISES|VGRD|Vanguard Marketing Corporation|5469
IEP|ICAHN ENTERPRISES|WCHV|WELLS FARGO SECURITIES, LLC|40121
IEP|ICAHN ENTERPRISES|WEDB|WEDBUSH SECURITIES INC.|1150
IEP|ICAHN ENTERPRISES|WEED|Weeden & Co.L.P.|100
IEP|ICAHN ENTERPRISES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1923
IEP|ICAHN ENTERPRISES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10709
IEP|ICAHN ENTERPRISES|WGIF|CIBC World Markets Inc.|898
IEP|ICAHN ENTERPRISES|WSEA|WOLVERINE SECURITIES, LLC|2129
IEP|ICAHN ENTERPRISES|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4500
IEP|ICAHN ENTERPRISES|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
IEP|ICAHN ENTERPRISES|YKNA|COMHAR CAPITAL MARKETS, LLC|200
IEP|ICAHN ENTERPRISES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7700
IESC|IES HOLDINGS CMN|APCC|Apex Clearing Corporation|14
IESC|IES HOLDINGS CMN|BATM|CBOE TRADING, INC.|3
IESC|IES HOLDINGS CMN|BAYT|BTIG, LLC|4100
IESC|IES HOLDINGS CMN|BERN|Sanford C. Bernstein & Co., LLC|3223
IESC|IES HOLDINGS CMN|BMOC|BMO Capital Markets Corp.|1372
IESC|IES HOLDINGS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|771
IESC|IES HOLDINGS CMN|BTIG|BTIG, LLC|2368
IESC|IES HOLDINGS CMN|BZYD|GOLDMAN SACHS & CO. LLC|100
IESC|IES HOLDINGS CMN|CANT|Cantor Fitzgerald & Co.|432
IESC|IES HOLDINGS CMN|CIST|Capital Institutional Services, Inc.|1167
IESC|IES HOLDINGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6664
IESC|IES HOLDINGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
IESC|IES HOLDINGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5265
IESC|IES HOLDINGS CMN|CTDL|Citadel Derivatives Group Llc|31
IESC|IES HOLDINGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2182
IESC|IES HOLDINGS CMN|DBAB|Deutsche Bank Securities Inc.|22855
IESC|IES HOLDINGS CMN|DBAX|Deutsche Bank Securities Inc.|8700
IESC|IES HOLDINGS CMN|DBUL|Deutsche Bank Securities Inc.|100
IESC|IES HOLDINGS CMN|DEGS|RONIN PROFESSIONAL LLC|1100
IESC|IES HOLDINGS CMN|EBXL|EBX LLC|5800
IESC|IES HOLDINGS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|12
IESC|IES HOLDINGS CMN|EGXW|CBOE TRADING, INC.|2
IESC|IES HOLDINGS CMN|ETRS|E*Trade Securities LLC|817
IESC|IES HOLDINGS CMN|FBCO|Credit Suisse Securities (USA) LLC|17443
IESC|IES HOLDINGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|2320
IESC|IES HOLDINGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3717
IESC|IES HOLDINGS CMN|FTBR|Foliofn Investments, Inc.|10
IESC|IES HOLDINGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
IESC|IES HOLDINGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|29565
IESC|IES HOLDINGS CMN|GSCS|GOLDMAN SACHS & CO. LLC|3565
IESC|IES HOLDINGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|600
IESC|IES HOLDINGS CMN|IATS|INTERACTIVE BROKERS LLC|100
IESC|IES HOLDINGS CMN|IBKR|Interactive Brokers Llc|30534
IESC|IES HOLDINGS CMN|ICBX|INSTINET, LLC|3700
IESC|IES HOLDINGS CMN|IEQY|CITADEL SECURITIES LLC|73
IESC|IES HOLDINGS CMN|INCA|INSTINET, LLC|15564
IESC|IES HOLDINGS CMN|INJX|INSTINET, LLC|1182
IESC|IES HOLDINGS CMN|ITGI|ITG Inc.|4067
IESC|IES HOLDINGS CMN|ITGP|ITG INC.|17600
IESC|IES HOLDINGS CMN|JEFF|JEFFERIES LLC|9546
IESC|IES HOLDINGS CMN|JPMX|J.P. Morgan Securities LLC|13918
IESC|IES HOLDINGS CMN|KCGM|VIRTU Americas LLC|400
IESC|IES HOLDINGS CMN|LEHM|Barclays Capital Inc./Le|20908
IESC|IES HOLDINGS CMN|LIME|Lime Brokerage LLC|10761
IESC|IES HOLDINGS CMN|LMGP|LIME BROKERAGE LLC|1100
IESC|IES HOLDINGS CMN|LQNA|LIQUIDNET, INC.|2900
IESC|IES HOLDINGS CMN|MAXM|Maxim Group LLC|844
IESC|IES HOLDINGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11658
IESC|IES HOLDINGS CMN|MSCO|MORGAN STANLEY & CO. LLC|35920
IESC|IES HOLDINGS CMN|MSPL|MORGAN STANLEY & CO. LLC|8900
IESC|IES HOLDINGS CMN|MSTX|MORGAN STANLEY & CO. LLC|1200
IESC|IES HOLDINGS CMN|NFSC|National Financial Services LLC|3900
IESC|IES HOLDINGS CMN|NITE|VIRTU Americas LLC|23303
IESC|IES HOLDINGS CMN|RAJA|Raymond James & Associates, Inc.|25
IESC|IES HOLDINGS CMN|SBSH|Citigroup Global Markets Inc.|8669
IESC|IES HOLDINGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|1583
IESC|IES HOLDINGS CMN|SPDR|SPEEDROUTE LLC|197
IESC|IES HOLDINGS CMN|SPTD|MINT GLOBAL MARKETS, INC.|11784
IESC|IES HOLDINGS CMN|SWIM|TD Ameritrade, Inc.|250
IESC|IES HOLDINGS CMN|TKNG|ALLY INVEST SECURITIES LLC|10
IESC|IES HOLDINGS CMN|TRBT|Tradebot Systems, Inc.|175
IESC|IES HOLDINGS CMN|TRCM|TRC MARKETS LLC|6800
IESC|IES HOLDINGS CMN|UBSA|UBS SECURITIES LLC|12667
IESC|IES HOLDINGS CMN|UBSS|UBS Securities LLC|28884
IESC|IES HOLDINGS CMN|VALX|VIRTU AMERICAS LLC|874
IESC|IES HOLDINGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|436
IESC|IES HOLDINGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
IETC|ISHARES EVOLVED U.S.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
IETC|ISHARES EVOLVED U.S.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1
IETC|ISHARES EVOLVED U.S.|ETRS|E*Trade Securities LLC|3340
IETC|ISHARES EVOLVED U.S.|IBKR|Interactive Brokers Llc|600
IETC|ISHARES EVOLVED U.S.|JSJX|JANE STREET CAPITAL LLC|2950
IETC|ISHARES EVOLVED U.S.|KCGM|VIRTU Americas LLC|54
IETC|ISHARES EVOLVED U.S.|MSCO|MORGAN STANLEY & CO. LLC|2671
IETC|ISHARES EVOLVED U.S.|NFSC|National Financial Services LLC|5643
IETC|ISHARES EVOLVED U.S.|NITE|VIRTU Americas LLC|19475
IETC|ISHARES EVOLVED U.S.|NITP|VIRTU Americas LLC|1224
IETC|ISHARES EVOLVED U.S.|SWIM|TD Ameritrade, Inc.|1080
IETC|ISHARES EVOLVED U.S.|UBSA|UBS SECURITIES LLC|600
IETC|ISHARES EVOLVED U.S.|UBSS|UBS Securities LLC|295
IETC|ISHARES EVOLVED U.S.|WCHV|WELLS FARGO SECURITIES, LLC|165
IETC|ISHARES EVOLVED U.S.|WSEA|WOLVERINE SECURITIES, LLC|52
IEUR|ISHARES CORE EUROPE|AGIS|Aegis Capital Corp.|4800
IEUR|ISHARES CORE EUROPE|ALTX|Alternet Securities Inc.|6340
IEUR|ISHARES CORE EUROPE|APCC|Apex Clearing Corporation|724
IEUR|ISHARES CORE EUROPE|BANK|Primevest Financial Services, Inc.|523
IEUR|ISHARES CORE EUROPE|BARD|Robert W. Baird & Co. Incorporated|840
IEUR|ISHARES CORE EUROPE|BATM|CBOE TRADING, INC.|3738
IEUR|ISHARES CORE EUROPE|BBNT|BB&T SECURITIES, LLC|16783
IEUR|ISHARES CORE EUROPE|BERN|Sanford C. Bernstein & Co., LLC|23963
IEUR|ISHARES CORE EUROPE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5374
IEUR|ISHARES CORE EUROPE|BLTK|Bulltick, Llc|676
IEUR|ISHARES CORE EUROPE|BNPX|BNP PARIBAS SECURITIES CORP.|4910
IEUR|ISHARES CORE EUROPE|BYXM|CBOE TRADING, INC.|60
IEUR|ISHARES CORE EUROPE|CANT|Cantor Fitzgerald & Co.|82401
IEUR|ISHARES CORE EUROPE|CHAS|Charles Schwab & Co., Inc.|1242
IEUR|ISHARES CORE EUROPE|CIST|Capital Institutional Services, Inc.|4065
IEUR|ISHARES CORE EUROPE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
IEUR|ISHARES CORE EUROPE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IEUR|ISHARES CORE EUROPE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35436
IEUR|ISHARES CORE EUROPE|CSIN|Citadel Securities Institutional LLC|157661
IEUR|ISHARES CORE EUROPE|CTDL|Citadel Derivatives Group Llc|184649
IEUR|ISHARES CORE EUROPE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
IEUR|ISHARES CORE EUROPE|DBAB|Deutsche Bank Securities Inc.|39840
IEUR|ISHARES CORE EUROPE|DBAX|Deutsche Bank Securities Inc.|8800
IEUR|ISHARES CORE EUROPE|DEAN|MORGAN STANLEY|8338
IEUR|ISHARES CORE EUROPE|EBXL|EBX LLC|21600
IEUR|ISHARES CORE EUROPE|ECUT|CONVERGEX EXECUTION SOLUTIONS|16534
IEUR|ISHARES CORE EUROPE|EDJO|Edward D. Jones & Co., L.P.|1130
IEUR|ISHARES CORE EUROPE|EGAM|CBOE TRADING, INC.|5328
IEUR|ISHARES CORE EUROPE|EGXM|CBOE TRADING, INC.|7016
IEUR|ISHARES CORE EUROPE|ETBE|Electronic Transaction Clearing, Inc.|2100
IEUR|ISHARES CORE EUROPE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3500
IEUR|ISHARES CORE EUROPE|ETRS|E*Trade Securities LLC|10900
IEUR|ISHARES CORE EUROPE|FBSB|U.S. Bancorp Investments, Inc.|689
IEUR|ISHARES CORE EUROPE|FILL|Tradestation Securities, Inc.|400
IEUR|ISHARES CORE EUROPE|FLTU|FLOW TRADERS US LLC|117498
IEUR|ISHARES CORE EUROPE|FMAF|NBCN Inc./ CDS|2322
IEUR|ISHARES CORE EUROPE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5868
IEUR|ISHARES CORE EUROPE|FTBR|Foliofn Investments, Inc.|1573
IEUR|ISHARES CORE EUROPE|GBMT|GBM International, Inc.|4850
IEUR|ISHARES CORE EUROPE|GEBB|GLOBAL EXECUTION BROKERS, LP|3800
IEUR|ISHARES CORE EUROPE|GLIS|TD Securities Inc|649
IEUR|ISHARES CORE EUROPE|GLPX|ACS EXECUTION SERVICES, LLC|400
IEUR|ISHARES CORE EUROPE|GSCO|GOLDMAN SACHS & CO. LLC|46215
IEUR|ISHARES CORE EUROPE|GSLT|GOLDMAN SACHS & CO. LLC|8531
IEUR|ISHARES CORE EUROPE|GTSZ|GTS SECURITIES LLC|100
IEUR|ISHARES CORE EUROPE|HRBF|American Enterprise Investment Services Inc.|43505
IEUR|ISHARES CORE EUROPE|IATS|INTERACTIVE BROKERS LLC|460
IEUR|ISHARES CORE EUROPE|IBKR|Interactive Brokers Llc|1736
IEUR|ISHARES CORE EUROPE|ICBX|INSTINET, LLC|15412
IEUR|ISHARES CORE EUROPE|INCA|INSTINET, LLC|5036
IEUR|ISHARES CORE EUROPE|INJX|INSTINET, LLC|301
IEUR|ISHARES CORE EUROPE|ITGI|ITG Inc.|30791
IEUR|ISHARES CORE EUROPE|ITGP|ITG INC.|7600
IEUR|ISHARES CORE EUROPE|JANY|Janney Montgomery Scott Inc.|28732
IEUR|ISHARES CORE EUROPE|JEFF|JEFFERIES LLC|6371
IEUR|ISHARES CORE EUROPE|JMPT|JUMP TRADING, LLC|2392
IEUR|ISHARES CORE EUROPE|JPMX|J.P. Morgan Securities LLC|11940
IEUR|ISHARES CORE EUROPE|JSEB|JANE STREET EXECUTION SERVICES, LLC|655093
IEUR|ISHARES CORE EUROPE|JSJX|JANE STREET CAPITAL LLC|417467
IEUR|ISHARES CORE EUROPE|KCGM|VIRTU Americas LLC|7526
IEUR|ISHARES CORE EUROPE|LEHM|Barclays Capital Inc./Le|236831
IEUR|ISHARES CORE EUROPE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|234
IEUR|ISHARES CORE EUROPE|LIME|Lime Brokerage LLC|10883
IEUR|ISHARES CORE EUROPE|LSCI|Lek Securities Corporation|284
IEUR|ISHARES CORE EUROPE|MACC|Mid Atlantic Capital Corporation|268
IEUR|ISHARES CORE EUROPE|MCMF|Raymond James Ltd. Cds|29820
IEUR|ISHARES CORE EUROPE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59234
IEUR|ISHARES CORE EUROPE|MSCO|MORGAN STANLEY & CO. LLC|169449
IEUR|ISHARES CORE EUROPE|MSPL|MORGAN STANLEY & CO. LLC|8400
IEUR|ISHARES CORE EUROPE|NFSC|National Financial Services LLC|483369
IEUR|ISHARES CORE EUROPE|NITE|VIRTU Americas LLC|536721
IEUR|ISHARES CORE EUROPE|NITP|VIRTU Americas LLC|200
IEUR|ISHARES CORE EUROPE|NQRB|Brut, LLC|164
IEUR|ISHARES CORE EUROPE|NTBF|BMO Nesbitt Burns Inc./CDS|50
IEUR|ISHARES CORE EUROPE|OLDM|OLD MISSION CAPITAL, LLC|1300
IEUR|ISHARES CORE EUROPE|OPCO|Oppenheimer & Co. Inc.|145
IEUR|ISHARES CORE EUROPE|PASL|Pershing Advisor Solutions LLC|1850
IEUR|ISHARES CORE EUROPE|PDQM|CODA MARKETS, INC.|1200
IEUR|ISHARES CORE EUROPE|PWJC|UBS Financial Services, Inc.|12700
IEUR|ISHARES CORE EUROPE|RBCM|RBC CAPITAL MARKETS, LLC|587
IEUR|ISHARES CORE EUROPE|SAGL|SAGETRADER, LLC|200
IEUR|ISHARES CORE EUROPE|SBSH|Citigroup Global Markets Inc.|1333
IEUR|ISHARES CORE EUROPE|SEIC|SEI Investments Distribution Co.|1340
IEUR|ISHARES CORE EUROPE|SGMT|GOLDMAN SACHS & CO. LLC|16049
IEUR|ISHARES CORE EUROPE|SPHN|Stephens Inc.|453
IEUR|ISHARES CORE EUROPE|STFL|Stifel, Nicolaus & Company, Incorporated|5884
IEUR|ISHARES CORE EUROPE|SWIM|TD Ameritrade, Inc.|150
IEUR|ISHARES CORE EUROPE|SWST|Hilltop Securities Inc.|621
IEUR|ISHARES CORE EUROPE|TKNG|ALLY INVEST SECURITIES LLC|821
IEUR|ISHARES CORE EUROPE|TRBT|Tradebot Systems, Inc.|51724
IEUR|ISHARES CORE EUROPE|TRCM|TRC MARKETS LLC|4774
IEUR|ISHARES CORE EUROPE|UBSA|UBS SECURITIES LLC|254344
IEUR|ISHARES CORE EUROPE|UBSS|UBS Securities LLC|677758
IEUR|ISHARES CORE EUROPE|VALX|VIRTU AMERICAS LLC|1087
IEUR|ISHARES CORE EUROPE|VGRD|Vanguard Marketing Corporation|4257
IEUR|ISHARES CORE EUROPE|WBET|Wallachbeth Capital LLC|1021451
IEUR|ISHARES CORE EUROPE|WBLR|WILLIAM BLAIR|1464
IEUR|ISHARES CORE EUROPE|WCHV|WELLS FARGO SECURITIES, LLC|62629
IEUR|ISHARES CORE EUROPE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|218
IEUR|ISHARES CORE EUROPE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|99
IEUR|ISHARES CORE EUROPE|WSEA|WOLVERINE SECURITIES, LLC|1489
IEUR|ISHARES CORE EUROPE|XPUS|XP SECURITIES, LLC|906
IEUR|ISHARES CORE EUROPE|XSTM|NATIONAL FINANCIAL SERVICES LLC|15162
IEUR|ISHARES CORE EUROPE|YKNA|COMHAR CAPITAL MARKETS, LLC|800
IEUR|ISHARES CORE EUROPE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20979
IEUS|ISHARES MSCI EUROPE|APCC|Apex Clearing Corporation|77
IEUS|ISHARES MSCI EUROPE|BANK|Primevest Financial Services, Inc.|349
IEUS|ISHARES MSCI EUROPE|BERN|Sanford C. Bernstein & Co., LLC|3
IEUS|ISHARES MSCI EUROPE|BYXM|CBOE TRADING, INC.|381
IEUS|ISHARES MSCI EUROPE|CANT|Cantor Fitzgerald & Co.|3382
IEUS|ISHARES MSCI EUROPE|CHAS|Charles Schwab & Co., Inc.|8
IEUS|ISHARES MSCI EUROPE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
IEUS|ISHARES MSCI EUROPE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
IEUS|ISHARES MSCI EUROPE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2100
IEUS|ISHARES MSCI EUROPE|CTDL|Citadel Derivatives Group Llc|7448
IEUS|ISHARES MSCI EUROPE|DBAX|Deutsche Bank Securities Inc.|6500
IEUS|ISHARES MSCI EUROPE|DEAN|MORGAN STANLEY|4914
IEUS|ISHARES MSCI EUROPE|EBXL|EBX LLC|16300
IEUS|ISHARES MSCI EUROPE|ECUT|CONVERGEX EXECUTION SOLUTIONS|3869
IEUS|ISHARES MSCI EUROPE|EDJO|Edward D. Jones & Co., L.P.|478
IEUS|ISHARES MSCI EUROPE|ETBE|Electronic Transaction Clearing, Inc.|100
IEUS|ISHARES MSCI EUROPE|ETRS|E*Trade Securities LLC|1863
IEUS|ISHARES MSCI EUROPE|FBCO|Credit Suisse Securities (USA) LLC|22126
IEUS|ISHARES MSCI EUROPE|FILL|Tradestation Securities, Inc.|204
IEUS|ISHARES MSCI EUROPE|FLTU|FLOW TRADERS US LLC|3401
IEUS|ISHARES MSCI EUROPE|FOMA|TD AMERITRADE CLEARING, INC.|7187
IEUS|ISHARES MSCI EUROPE|FTBR|Foliofn Investments, Inc.|42
IEUS|ISHARES MSCI EUROPE|GEBB|GLOBAL EXECUTION BROKERS, LP|650
IEUS|ISHARES MSCI EUROPE|GSCO|GOLDMAN SACHS & CO. LLC|69824
IEUS|ISHARES MSCI EUROPE|GTSZ|GTS SECURITIES LLC|4521
IEUS|ISHARES MSCI EUROPE|HRBF|American Enterprise Investment Services Inc.|2199
IEUS|ISHARES MSCI EUROPE|IATS|INTERACTIVE BROKERS LLC|15
IEUS|ISHARES MSCI EUROPE|IBKR|Interactive Brokers Llc|3286
IEUS|ISHARES MSCI EUROPE|ICBX|INSTINET, LLC|9348
IEUS|ISHARES MSCI EUROPE|INCA|INSTINET, LLC|13858
IEUS|ISHARES MSCI EUROPE|ITGP|ITG INC.|1600
IEUS|ISHARES MSCI EUROPE|JPMX|J.P. Morgan Securities LLC|9054
IEUS|ISHARES MSCI EUROPE|JSEB|JANE STREET EXECUTION SERVICES, LLC|101949
IEUS|ISHARES MSCI EUROPE|JSJX|JANE STREET CAPITAL LLC|29513
IEUS|ISHARES MSCI EUROPE|KCGM|VIRTU Americas LLC|4212
IEUS|ISHARES MSCI EUROPE|LEHM|Barclays Capital Inc./Le|6050
IEUS|ISHARES MSCI EUROPE|LIME|Lime Brokerage LLC|9384
IEUS|ISHARES MSCI EUROPE|LSCI|Lek Securities Corporation|292
IEUS|ISHARES MSCI EUROPE|MACC|Mid Atlantic Capital Corporation|6
IEUS|ISHARES MSCI EUROPE|MACQ|Macquarie Capital (USA) Inc.|6999
IEUS|ISHARES MSCI EUROPE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13840
IEUS|ISHARES MSCI EUROPE|MSCO|MORGAN STANLEY & CO. LLC|40692
IEUS|ISHARES MSCI EUROPE|MSPL|MORGAN STANLEY & CO. LLC|5500
IEUS|ISHARES MSCI EUROPE|NFSC|National Financial Services LLC|27659
IEUS|ISHARES MSCI EUROPE|NITE|VIRTU Americas LLC|23597
IEUS|ISHARES MSCI EUROPE|PWJC|UBS Financial Services, Inc.|9
IEUS|ISHARES MSCI EUROPE|RAJA|Raymond James & Associates, Inc.|4577
IEUS|ISHARES MSCI EUROPE|RBCM|RBC CAPITAL MARKETS, LLC|15
IEUS|ISHARES MSCI EUROPE|SBSH|Citigroup Global Markets Inc.|9800
IEUS|ISHARES MSCI EUROPE|SGMT|GOLDMAN SACHS & CO. LLC|9318
IEUS|ISHARES MSCI EUROPE|SPDR|SPEEDROUTE LLC|1400
IEUS|ISHARES MSCI EUROPE|STFL|Stifel, Nicolaus & Company, Incorporated|8
IEUS|ISHARES MSCI EUROPE|SWIM|TD Ameritrade, Inc.|201
IEUS|ISHARES MSCI EUROPE|UBSS|UBS Securities LLC|23030
IEUS|ISHARES MSCI EUROPE|VGRD|Vanguard Marketing Corporation|92
IEUS|ISHARES MSCI EUROPE|WCHV|WELLS FARGO SECURITIES, LLC|9065
IEUS|ISHARES MSCI EUROPE|WSEA|WOLVERINE SECURITIES, LLC|3
IEUS|ISHARES MSCI EUROPE|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
IEUS|ISHARES MSCI EUROPE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5588
IEV|ISHARES EUROPE ETF|AGCP|AEGIS CAPITAL CORP.|18
IEV|ISHARES EUROPE ETF|ALTX|Alternet Securities Inc.|3550
IEV|ISHARES EUROPE ETF|APCC|Apex Clearing Corporation|2411
IEV|ISHARES EUROPE ETF|BANK|Primevest Financial Services, Inc.|674
IEV|ISHARES EUROPE ETF|BARD|Robert W. Baird & Co. Incorporated|32
IEV|ISHARES EUROPE ETF|BATM|CBOE TRADING, INC.|17357
IEV|ISHARES EUROPE ETF|BERN|Sanford C. Bernstein & Co., LLC|2700
IEV|ISHARES EUROPE ETF|BKCM|BNY Mellon Capital Markets LLC|1215
IEV|ISHARES EUROPE ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21596
IEV|ISHARES EUROPE ETF|BYXM|CBOE TRADING, INC.|800
IEV|ISHARES EUROPE ETF|CANT|Cantor Fitzgerald & Co.|146241
IEV|ISHARES EUROPE ETF|CHAS|Charles Schwab & Co., Inc.|86
IEV|ISHARES EUROPE ETF|CICF|Canaccord Genuity Corp.|925
IEV|ISHARES EUROPE ETF|CIST|Capital Institutional Services, Inc.|125
IEV|ISHARES EUROPE ETF|CLSA|CLSA AMERICAS, LLC|600
IEV|ISHARES EUROPE ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61390
IEV|ISHARES EUROPE ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2060
IEV|ISHARES EUROPE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184484
IEV|ISHARES EUROPE ETF|CSIN|Citadel Securities Institutional LLC|756031
IEV|ISHARES EUROPE ETF|CTDL|Citadel Derivatives Group Llc|1058257
IEV|ISHARES EUROPE ETF|CTLR|CUTLER GROUP, LP|100
IEV|ISHARES EUROPE ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|11268
IEV|ISHARES EUROPE ETF|DADA|D.A. Davidson & Co.|200
IEV|ISHARES EUROPE ETF|DBAB|Deutsche Bank Securities Inc.|26006
IEV|ISHARES EUROPE ETF|DBAX|Deutsche Bank Securities Inc.|106500
IEV|ISHARES EUROPE ETF|DEAN|MORGAN STANLEY|25662
IEV|ISHARES EUROPE ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6083
IEV|ISHARES EUROPE ETF|EBXL|EBX LLC|66200
IEV|ISHARES EUROPE ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|7412
IEV|ISHARES EUROPE ETF|EDJO|Edward D. Jones & Co., L.P.|2247
IEV|ISHARES EUROPE ETF|EGAM|CBOE TRADING, INC.|19682
IEV|ISHARES EUROPE ETF|EGAW|CBOE TRADING, INC.|2764
IEV|ISHARES EUROPE ETF|EGXM|CBOE TRADING, INC.|28100
IEV|ISHARES EUROPE ETF|ETBE|Electronic Transaction Clearing, Inc.|27163
IEV|ISHARES EUROPE ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6697
IEV|ISHARES EUROPE ETF|ETRS|E*Trade Securities LLC|6297
IEV|ISHARES EUROPE ETF|FBSB|U.S. Bancorp Investments, Inc.|200
IEV|ISHARES EUROPE ETF|FCST|INTL FCSTONE FINANCIAL INC.|1800
IEV|ISHARES EUROPE ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|34
IEV|ISHARES EUROPE ETF|FILL|Tradestation Securities, Inc.|18
IEV|ISHARES EUROPE ETF|FLTU|FLOW TRADERS US LLC|269603
IEV|ISHARES EUROPE ETF|FMAF|NBCN Inc./ CDS|15754
IEV|ISHARES EUROPE ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2024
IEV|ISHARES EUROPE ETF|FTBR|Foliofn Investments, Inc.|570
IEV|ISHARES EUROPE ETF|GBMT|GBM International, Inc.|44627
IEV|ISHARES EUROPE ETF|GLIS|TD Securities Inc|245
IEV|ISHARES EUROPE ETF|GLPX|ACS EXECUTION SERVICES, LLC|2896
IEV|ISHARES EUROPE ETF|GSCO|GOLDMAN SACHS & CO. LLC|34474
IEV|ISHARES EUROPE ETF|GSCS|GOLDMAN SACHS & CO. LLC|31
IEV|ISHARES EUROPE ETF|GSLT|GOLDMAN SACHS & CO. LLC|5263
IEV|ISHARES EUROPE ETF|GTSZ|GTS SECURITIES LLC|2578
IEV|ISHARES EUROPE ETF|HRBF|American Enterprise Investment Services Inc.|51114
IEV|ISHARES EUROPE ETF|IATS|INTERACTIVE BROKERS LLC|1341
IEV|ISHARES EUROPE ETF|IBKR|Interactive Brokers Llc|6241
IEV|ISHARES EUROPE ETF|ICBX|INSTINET, LLC|36420
IEV|ISHARES EUROPE ETF|INCA|INSTINET, LLC|67456
IEV|ISHARES EUROPE ETF|ITGI|ITG Inc.|10356
IEV|ISHARES EUROPE ETF|ITGP|ITG INC.|568200
IEV|ISHARES EUROPE ETF|JANY|Janney Montgomery Scott Inc.|419
IEV|ISHARES EUROPE ETF|JEFF|JEFFERIES LLC|7156
IEV|ISHARES EUROPE ETF|JMPT|JUMP TRADING, LLC|4578
IEV|ISHARES EUROPE ETF|JPMX|J.P. Morgan Securities LLC|11856
IEV|ISHARES EUROPE ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|774693
IEV|ISHARES EUROPE ETF|JSJX|JANE STREET CAPITAL LLC|323315
IEV|ISHARES EUROPE ETF|KCGM|VIRTU Americas LLC|12171
IEV|ISHARES EUROPE ETF|LEHM|Barclays Capital Inc./Le|338100
IEV|ISHARES EUROPE ETF|LIME|Lime Brokerage LLC|3831
IEV|ISHARES EUROPE ETF|LSCI|Lek Securities Corporation|2605
IEV|ISHARES EUROPE ETF|MACC|Mid Atlantic Capital Corporation|212
IEV|ISHARES EUROPE ETF|MAXM|Maxim Group LLC|15630
IEV|ISHARES EUROPE ETF|MBTS|ALLY INVEST SECURITIES LLC|200
IEV|ISHARES EUROPE ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79294
IEV|ISHARES EUROPE ETF|MSCO|MORGAN STANLEY & CO. LLC|370873
IEV|ISHARES EUROPE ETF|MSPL|MORGAN STANLEY & CO. LLC|28200
IEV|ISHARES EUROPE ETF|MSTX|MORGAN STANLEY & CO. LLC|100
IEV|ISHARES EUROPE ETF|NEUB|NEUBERGER BERMAN BD LLC|10
IEV|ISHARES EUROPE ETF|NFSC|National Financial Services LLC|255541
IEV|ISHARES EUROPE ETF|NITE|VIRTU Americas LLC|473133
IEV|ISHARES EUROPE ETF|NITP|VIRTU Americas LLC|177374
IEV|ISHARES EUROPE ETF|NTBF|BMO Nesbitt Burns Inc./CDS|540
IEV|ISHARES EUROPE ETF|NTRC|Northern Trust Securities, Inc.|250
IEV|ISHARES EUROPE ETF|OLDM|OLD MISSION CAPITAL, LLC|23395
IEV|ISHARES EUROPE ETF|OPCO|Oppenheimer & Co. Inc.|1960
IEV|ISHARES EUROPE ETF|PDQM|CODA MARKETS, INC.|9292
IEV|ISHARES EUROPE ETF|PICT|Pictet Overseas Inc.|10380
IEV|ISHARES EUROPE ETF|PWJC|UBS Financial Services, Inc.|350
IEV|ISHARES EUROPE ETF|RBCM|RBC CAPITAL MARKETS, LLC|39311
IEV|ISHARES EUROPE ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|400
IEV|ISHARES EUROPE ETF|SALI|INTL FCSTONE FINANCIAL INC.|235
IEV|ISHARES EUROPE ETF|SBSH|Citigroup Global Markets Inc.|52357
IEV|ISHARES EUROPE ETF|SEIC|SEI Investments Distribution Co.|1050
IEV|ISHARES EUROPE ETF|SGMT|GOLDMAN SACHS & CO. LLC|41738
IEV|ISHARES EUROPE ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1796
IEV|ISHARES EUROPE ETF|STKP|STOCKPILE INVESTMENTS, INC.|6
IEV|ISHARES EUROPE ETF|STTT|STATETRUST INVESTMENTS INC.|336
IEV|ISHARES EUROPE ETF|SWIM|TD Ameritrade, Inc.|1276
IEV|ISHARES EUROPE ETF|SWST|Hilltop Securities Inc.|1130
IEV|ISHARES EUROPE ETF|TRBT|Tradebot Systems, Inc.|67837
IEV|ISHARES EUROPE ETF|TRCM|TRC MARKETS LLC|849487
IEV|ISHARES EUROPE ETF|UBSA|UBS SECURITIES LLC|133607
IEV|ISHARES EUROPE ETF|UBSS|UBS Securities LLC|209476
IEV|ISHARES EUROPE ETF|VALX|VIRTU AMERICAS LLC|4119
IEV|ISHARES EUROPE ETF|VGRD|Vanguard Marketing Corporation|12790
IEV|ISHARES EUROPE ETF|WBET|Wallachbeth Capital LLC|82464
IEV|ISHARES EUROPE ETF|WBLR|WILLIAM BLAIR|100
IEV|ISHARES EUROPE ETF|WCHV|WELLS FARGO SECURITIES, LLC|31485
IEV|ISHARES EUROPE ETF|WEDB|WEDBUSH SECURITIES INC.|207
IEV|ISHARES EUROPE ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2392
IEV|ISHARES EUROPE ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5929
IEV|ISHARES EUROPE ETF|WGIF|CIBC World Markets Inc.|909
IEV|ISHARES EUROPE ETF|WSEA|WOLVERINE SECURITIES, LLC|1069
IEV|ISHARES EUROPE ETF|XPUS|XP SECURITIES, LLC|143543
IEV|ISHARES EUROPE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1100
IEV|ISHARES EUROPE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12347
IEX|IDEX CP|ALTX|Alternet Securities Inc.|1708
IEX|IDEX CP|ANOS|ABEL/NOSER, L.L.C.|417
IEX|IDEX CP|APCC|Apex Clearing Corporation|41
IEX|IDEX CP|BANK|Primevest Financial Services, Inc.|16
IEX|IDEX CP|BARD|Robert W. Baird & Co. Incorporated|2353
IEX|IDEX CP|BATM|CBOE TRADING, INC.|2781
IEX|IDEX CP|BAYC|BAY CREST PARTNERS, LLC|602
IEX|IDEX CP|BBNT|BB&T SECURITIES, LLC|308
IEX|IDEX CP|BERN|Sanford C. Bernstein & Co., LLC|8925
IEX|IDEX CP|BIMI|Banca IMI Securities Corp.|10
IEX|IDEX CP|BKCM|BNY Mellon Capital Markets LLC|16566
IEX|IDEX CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1308
IEX|IDEX CP|BLKX|INSTINET, LLC|5950
IEX|IDEX CP|BNPX|BNP PARIBAS SECURITIES CORP.|17520
IEX|IDEX CP|BRVL|BLAYLOCK VAN, LLC|5950
IEX|IDEX CP|BTIG|BTIG, LLC|471
IEX|IDEX CP|BYXM|CBOE TRADING, INC.|100
IEX|IDEX CP|BZYD|GOLDMAN SACHS & CO. LLC|200
IEX|IDEX CP|CANT|Cantor Fitzgerald & Co.|743
IEX|IDEX CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|44604
IEX|IDEX CP|CHAS|Charles Schwab & Co., Inc.|150
IEX|IDEX CP|CIST|Capital Institutional Services, Inc.|3646
IEX|IDEX CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94850
IEX|IDEX CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
IEX|IDEX CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|111371
IEX|IDEX CP|CTDL|Citadel Derivatives Group Llc|2550
IEX|IDEX CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4532
IEX|IDEX CP|DBAB|Deutsche Bank Securities Inc.|131859
IEX|IDEX CP|DBAX|Deutsche Bank Securities Inc.|59700
IEX|IDEX CP|DBUL|Deutsche Bank Securities Inc.|1670
IEX|IDEX CP|DEAN|MORGAN STANLEY|1786
IEX|IDEX CP|DEGS|RONIN PROFESSIONAL LLC|200
IEX|IDEX CP|EBXL|EBX LLC|74800
IEX|IDEX CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2663
IEX|IDEX CP|EDJO|Edward D. Jones & Co., L.P.|146
IEX|IDEX CP|EGAM|CBOE TRADING, INC.|2321
IEX|IDEX CP|EGAW|CBOE TRADING, INC.|63
IEX|IDEX CP|EGMT|EG MARKET TECHNOLOGIES LLC|710
IEX|IDEX CP|EGXM|CBOE TRADING, INC.|1070
IEX|IDEX CP|ETBE|Electronic Transaction Clearing, Inc.|934
IEX|IDEX CP|ETCC|Electronic Transaction Clearing, Inc.|450
IEX|IDEX CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16611
IEX|IDEX CP|ETRS|E*Trade Securities LLC|1486
IEX|IDEX CP|FILL|Tradestation Securities, Inc.|16
IEX|IDEX CP|FMAF|NBCN Inc./ CDS|6
IEX|IDEX CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2951
IEX|IDEX CP|FQLS|Quantlab Securities LP|87887
IEX|IDEX CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56766
IEX|IDEX CP|FTBR|Foliofn Investments, Inc.|1398
IEX|IDEX CP|GLPX|ACS EXECUTION SERVICES, LLC|14943
IEX|IDEX CP|GSCO|GOLDMAN SACHS & CO. LLC|269919
IEX|IDEX CP|GSCS|GOLDMAN SACHS & CO. LLC|500
IEX|IDEX CP|GSLT|GOLDMAN SACHS & CO. LLC|1456
IEX|IDEX CP|GTSZ|GTS SECURITIES LLC|41225
IEX|IDEX CP|HPPX|POTAMUS TRADING, LLC|20
IEX|IDEX CP|HRBF|American Enterprise Investment Services Inc.|492
IEX|IDEX CP|HSBC|HSBC Securities, Inc.|100
IEX|IDEX CP|IATS|INTERACTIVE BROKERS LLC|2870
IEX|IDEX CP|IBKR|Interactive Brokers Llc|2162
IEX|IDEX CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|144
IEX|IDEX CP|ICBX|INSTINET, LLC|13200
IEX|IDEX CP|IEQY|CITADEL SECURITIES LLC|18042
IEX|IDEX CP|INCA|INSTINET, LLC|100145
IEX|IDEX CP|INJX|INSTINET, LLC|1342
IEX|IDEX CP|ITGI|ITG Inc.|57749
IEX|IDEX CP|ITGP|ITG INC.|29600
IEX|IDEX CP|JANY|Janney Montgomery Scott Inc.|251
IEX|IDEX CP|JEFF|JEFFERIES LLC|12763
IEX|IDEX CP|JMPT|JUMP TRADING, LLC|20049
IEX|IDEX CP|JPBX|J.P. MORGAN SECURITIES LLC|3897
IEX|IDEX CP|JPMX|J.P. Morgan Securities LLC|119022
IEX|IDEX CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|25086
IEX|IDEX CP|JSJX|JANE STREET CAPITAL LLC|2762
IEX|IDEX CP|KCGM|VIRTU Americas LLC|15271
IEX|IDEX CP|LEHM|Barclays Capital Inc./Le|194691
IEX|IDEX CP|LIME|Lime Brokerage LLC|6350
IEX|IDEX CP|LQNA|LIQUIDNET, INC.|22800
IEX|IDEX CP|MACQ|Macquarie Capital (USA) Inc.|400
IEX|IDEX CP|MCMF|Raymond James Ltd. Cds|100
IEX|IDEX CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41776
IEX|IDEX CP|MNDX|TJM Investments, LLC|720
IEX|IDEX CP|MOTF|MOTIF INVESTING, INC.|1
IEX|IDEX CP|MSCO|MORGAN STANLEY & CO. LLC|296424
IEX|IDEX CP|MSPL|MORGAN STANLEY & CO. LLC|86500
IEX|IDEX CP|MSTX|MORGAN STANLEY & CO. LLC|8100
IEX|IDEX CP|NFSC|National Financial Services LLC|13105
IEX|IDEX CP|NITE|VIRTU Americas LLC|67085
IEX|IDEX CP|NITP|VIRTU Americas LLC|100
IEX|IDEX CP|NQRB|Brut, LLC|800
IEX|IDEX CP|NTRC|Northern Trust Securities, Inc.|582
IEX|IDEX CP|OPCO|Oppenheimer & Co. Inc.|1942
IEX|IDEX CP|PDQM|CODA MARKETS, INC.|51123
IEX|IDEX CP|PWJC|UBS Financial Services, Inc.|10807
IEX|IDEX CP|RBCM|RBC CAPITAL MARKETS, LLC|3127
IEX|IDEX CP|SAGL|SAGETRADER, LLC|1593
IEX|IDEX CP|SAGW|SAGETRADER, LLC|39
IEX|IDEX CP|SBSH|Citigroup Global Markets Inc.|35198
IEX|IDEX CP|SEIC|SEI Investments Distribution Co.|100
IEX|IDEX CP|SGMT|GOLDMAN SACHS & CO. LLC|32038
IEX|IDEX CP|SPDR|SPEEDROUTE LLC|4200
IEX|IDEX CP|SPHN|Stephens Inc.|29
IEX|IDEX CP|STFL|Stifel, Nicolaus & Company, Incorporated|9895
IEX|IDEX CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5540
IEX|IDEX CP|SWIM|TD Ameritrade, Inc.|279
IEX|IDEX CP|TAGC|TELSEY ADVISORY GROUP LLC|200
IEX|IDEX CP|TKNG|ALLY INVEST SECURITIES LLC|3
IEX|IDEX CP|TRBT|Tradebot Systems, Inc.|50570
IEX|IDEX CP|TRCM|TRC MARKETS LLC|34213
IEX|IDEX CP|UBSA|UBS SECURITIES LLC|186916
IEX|IDEX CP|UBSS|UBS Securities LLC|355284
IEX|IDEX CP|VALX|VIRTU AMERICAS LLC|7957
IEX|IDEX CP|WBLR|WILLIAM BLAIR|1138
IEX|IDEX CP|WBPX|SUMMIT SECURITIES GROUP, LLC|906
IEX|IDEX CP|WCHV|WELLS FARGO SECURITIES, LLC|15099
IEX|IDEX CP|WEED|Weeden & Co.L.P.|170
IEX|IDEX CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|942
IEX|IDEX CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1423
IEX|IDEX CP|WGIF|CIBC World Markets Inc.|38
IEX|IDEX CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|131
IEX|IDEX CP|WSAG|WALL STREET ACCESS|2987
IEX|IDEX CP|WSEA|WOLVERINE SECURITIES, LLC|310
IEX|IDEX CP|XIST|INSTINET, LLC|15250
IEX|IDEX CP|XPQR|Jump Trading|1593
IEX|IDEX CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|4240
IEX|IDEX CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4326
IEX|IDEX CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1914
IEZ|ISHARES  US OE|ALTX|Alternet Securities Inc.|300
IEZ|ISHARES  US OE|APCC|Apex Clearing Corporation|4
IEZ|ISHARES  US OE|BARD|Robert W. Baird & Co. Incorporated|8306
IEZ|ISHARES  US OE|BBNT|BB&T SECURITIES, LLC|2871
IEZ|ISHARES  US OE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|623
IEZ|ISHARES  US OE|CHAS|Charles Schwab & Co., Inc.|5
IEZ|ISHARES  US OE|CIST|Capital Institutional Services, Inc.|316
IEZ|ISHARES  US OE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|174
IEZ|ISHARES  US OE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5320
IEZ|ISHARES  US OE|CSIN|Citadel Securities Institutional LLC|20115
IEZ|ISHARES  US OE|CTDL|Citadel Derivatives Group Llc|150
IEZ|ISHARES  US OE|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
IEZ|ISHARES  US OE|DBAX|Deutsche Bank Securities Inc.|3900
IEZ|ISHARES  US OE|DEAN|MORGAN STANLEY|6461
IEZ|ISHARES  US OE|EBXL|EBX LLC|7300
IEZ|ISHARES  US OE|EDJO|Edward D. Jones & Co., L.P.|293
IEZ|ISHARES  US OE|EGXM|CBOE TRADING, INC.|3300
IEZ|ISHARES  US OE|EGXW|CBOE TRADING, INC.|500
IEZ|ISHARES  US OE|ETBE|Electronic Transaction Clearing, Inc.|355
IEZ|ISHARES  US OE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
IEZ|ISHARES  US OE|ETRS|E*Trade Securities LLC|2723
IEZ|ISHARES  US OE|FBSB|U.S. Bancorp Investments, Inc.|867
IEZ|ISHARES  US OE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1387
IEZ|ISHARES  US OE|FTBR|Foliofn Investments, Inc.|206
IEZ|ISHARES  US OE|GSCO|GOLDMAN SACHS & CO. LLC|21457
IEZ|ISHARES  US OE|GSLT|GOLDMAN SACHS & CO. LLC|1088
IEZ|ISHARES  US OE|GTSZ|GTS SECURITIES LLC|300
IEZ|ISHARES  US OE|HRBF|American Enterprise Investment Services Inc.|2286
IEZ|ISHARES  US OE|IATS|INTERACTIVE BROKERS LLC|40
IEZ|ISHARES  US OE|IBKR|Interactive Brokers Llc|2359
IEZ|ISHARES  US OE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
IEZ|ISHARES  US OE|ICBX|INSTINET, LLC|5202
IEZ|ISHARES  US OE|INCA|INSTINET, LLC|3
IEZ|ISHARES  US OE|ITGI|ITG Inc.|335
IEZ|ISHARES  US OE|JANY|Janney Montgomery Scott Inc.|2318
IEZ|ISHARES  US OE|JMPT|JUMP TRADING, LLC|837
IEZ|ISHARES  US OE|JPMX|J.P. Morgan Securities LLC|2426
IEZ|ISHARES  US OE|JSEB|JANE STREET EXECUTION SERVICES, LLC|21344
IEZ|ISHARES  US OE|JSJX|JANE STREET CAPITAL LLC|49654
IEZ|ISHARES  US OE|KCGM|VIRTU Americas LLC|500
IEZ|ISHARES  US OE|LEHM|Barclays Capital Inc./Le|8671
IEZ|ISHARES  US OE|LIME|Lime Brokerage LLC|14839
IEZ|ISHARES  US OE|MACC|Mid Atlantic Capital Corporation|21
IEZ|ISHARES  US OE|MCMF|Raymond James Ltd. Cds|9995
IEZ|ISHARES  US OE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5232
IEZ|ISHARES  US OE|MSCO|MORGAN STANLEY & CO. LLC|30727
IEZ|ISHARES  US OE|MSPL|MORGAN STANLEY & CO. LLC|400
IEZ|ISHARES  US OE|NATL|National Securities Corporation|2325
IEZ|ISHARES  US OE|NFSC|National Financial Services LLC|43748
IEZ|ISHARES  US OE|NITE|VIRTU Americas LLC|113523
IEZ|ISHARES  US OE|NQRB|Brut, LLC|100
IEZ|ISHARES  US OE|OHOS|TWO SIGMA SECURITIES, LLC|2000
IEZ|ISHARES  US OE|OPCO|Oppenheimer & Co. Inc.|1
IEZ|ISHARES  US OE|PWJC|UBS Financial Services, Inc.|2942
IEZ|ISHARES  US OE|RBCM|RBC CAPITAL MARKETS, LLC|8107
IEZ|ISHARES  US OE|SBSH|Citigroup Global Markets Inc.|15072
IEZ|ISHARES  US OE|SGMT|GOLDMAN SACHS & CO. LLC|5404
IEZ|ISHARES  US OE|SHMR|ABN Amro Clearing LLC|80
IEZ|ISHARES  US OE|STFL|Stifel, Nicolaus & Company, Incorporated|1000
IEZ|ISHARES  US OE|SWIM|TD Ameritrade, Inc.|558
IEZ|ISHARES  US OE|TKNG|ALLY INVEST SECURITIES LLC|12
IEZ|ISHARES  US OE|TRBT|Tradebot Systems, Inc.|12920
IEZ|ISHARES  US OE|TRCM|TRC MARKETS LLC|23891
IEZ|ISHARES  US OE|UBSA|UBS SECURITIES LLC|11035
IEZ|ISHARES  US OE|UBSS|UBS Securities LLC|26551
IEZ|ISHARES  US OE|VGRD|Vanguard Marketing Corporation|1539
IEZ|ISHARES  US OE|WCHV|WELLS FARGO SECURITIES, LLC|10174
IEZ|ISHARES  US OE|WEDB|WEDBUSH SECURITIES INC.|62
IEZ|ISHARES  US OE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|477
IEZ|ISHARES  US OE|WGIF|CIBC World Markets Inc.|34
IEZ|ISHARES  US OE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2985
IFEU|ISHARES EUROPE DVLPD|APCC|Apex Clearing Corporation|60
IFEU|ISHARES EUROPE DVLPD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|173
IFEU|ISHARES EUROPE DVLPD|CANT|Cantor Fitzgerald & Co.|1653
IFEU|ISHARES EUROPE DVLPD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50
IFEU|ISHARES EUROPE DVLPD|DEAN|MORGAN STANLEY|900
IFEU|ISHARES EUROPE DVLPD|EDJO|Edward D. Jones & Co., L.P.|72
IFEU|ISHARES EUROPE DVLPD|ETRS|E*Trade Securities LLC|2718
IFEU|ISHARES EUROPE DVLPD|FBCO|Credit Suisse Securities (USA) LLC|6236
IFEU|ISHARES EUROPE DVLPD|FOMA|TD AMERITRADE CLEARING, INC.|1855
IFEU|ISHARES EUROPE DVLPD|FTBR|Foliofn Investments, Inc.|7
IFEU|ISHARES EUROPE DVLPD|GEBB|GLOBAL EXECUTION BROKERS, LP|195
IFEU|ISHARES EUROPE DVLPD|HRBF|American Enterprise Investment Services Inc.|5
IFEU|ISHARES EUROPE DVLPD|HSBC|HSBC Securities, Inc.|199
IFEU|ISHARES EUROPE DVLPD|IBKR|Interactive Brokers Llc|3944
IFEU|ISHARES EUROPE DVLPD|INCA|INSTINET, LLC|500
IFEU|ISHARES EUROPE DVLPD|JSJX|JANE STREET CAPITAL LLC|1416
IFEU|ISHARES EUROPE DVLPD|LEHM|Barclays Capital Inc./Le|1628
IFEU|ISHARES EUROPE DVLPD|LIME|Lime Brokerage LLC|2365
IFEU|ISHARES EUROPE DVLPD|MSCO|MORGAN STANLEY & CO. LLC|1953
IFEU|ISHARES EUROPE DVLPD|NFSC|National Financial Services LLC|995
IFEU|ISHARES EUROPE DVLPD|NITE|VIRTU Americas LLC|2044
IFEU|ISHARES EUROPE DVLPD|RBCM|RBC CAPITAL MARKETS, LLC|63
IFEU|ISHARES EUROPE DVLPD|STFL|Stifel, Nicolaus & Company, Incorporated|1
IFEU|ISHARES EUROPE DVLPD|UBSA|UBS SECURITIES LLC|45
IFEU|ISHARES EUROPE DVLPD|UBSS|UBS Securities LLC|3002
IFEU|ISHARES EUROPE DVLPD|VGRD|Vanguard Marketing Corporation|295
IFEU|ISHARES EUROPE DVLPD|WCHV|WELLS FARGO SECURITIES, LLC|248
IFEU|ISHARES EUROPE DVLPD|WGIF|CIBC World Markets Inc.|500
IFEU|ISHARES EUROPE DVLPD|WSEA|WOLVERINE SECURITIES, LLC|1
IFF|INTL FLAVORS FRAG|ABLE|NATIXIS Securities Americas LLC|25000
IFF|INTL FLAVORS FRAG|ALTX|Alternet Securities Inc.|4700
IFF|INTL FLAVORS FRAG|ANOS|ABEL/NOSER, L.L.C.|449
IFF|INTL FLAVORS FRAG|APCC|Apex Clearing Corporation|674
IFF|INTL FLAVORS FRAG|BANK|Primevest Financial Services, Inc.|75
IFF|INTL FLAVORS FRAG|BARD|Robert W. Baird & Co. Incorporated|3579
IFF|INTL FLAVORS FRAG|BATM|CBOE TRADING, INC.|6955
IFF|INTL FLAVORS FRAG|BAYT|BTIG, LLC|4539
IFF|INTL FLAVORS FRAG|BBNT|BB&T SECURITIES, LLC|61
IFF|INTL FLAVORS FRAG|BERN|Sanford C. Bernstein & Co., LLC|63501
IFF|INTL FLAVORS FRAG|BIDS|BIDS TRADING L.P.|100
IFF|INTL FLAVORS FRAG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15973
IFF|INTL FLAVORS FRAG|BLKX|INSTINET, LLC|12800
IFF|INTL FLAVORS FRAG|BMOC|BMO Capital Markets Corp.|5
IFF|INTL FLAVORS FRAG|BNCH|The Benchmark Company, LLC|5900
IFF|INTL FLAVORS FRAG|BNPX|BNP PARIBAS SECURITIES CORP.|86457
IFF|INTL FLAVORS FRAG|BTIG|BTIG, LLC|931
IFF|INTL FLAVORS FRAG|BYXM|CBOE TRADING, INC.|1150
IFF|INTL FLAVORS FRAG|BZYD|GOLDMAN SACHS & CO. LLC|100
IFF|INTL FLAVORS FRAG|CANT|Cantor Fitzgerald & Co.|300
IFF|INTL FLAVORS FRAG|CHAS|Charles Schwab & Co., Inc.|907
IFF|INTL FLAVORS FRAG|CIBP|CIBC World Markets Corp.|3356
IFF|INTL FLAVORS FRAG|CICF|Canaccord Genuity Corp.|4826
IFF|INTL FLAVORS FRAG|CIOI|CITIGROUP GLOBAL MARKETS INC|19600
IFF|INTL FLAVORS FRAG|CIST|Capital Institutional Services, Inc.|1710
IFF|INTL FLAVORS FRAG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84828
IFF|INTL FLAVORS FRAG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
IFF|INTL FLAVORS FRAG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1776
IFF|INTL FLAVORS FRAG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312136
IFF|INTL FLAVORS FRAG|CSMS|CORNERSTONE MACRO LLC|300
IFF|INTL FLAVORS FRAG|CTDL|Citadel Derivatives Group Llc|6274
IFF|INTL FLAVORS FRAG|CXCX|CITIGROUP GLOBAL MARKETS INC.|13854
IFF|INTL FLAVORS FRAG|DADA|D.A. Davidson & Co.|200
IFF|INTL FLAVORS FRAG|DAVA|Davenport & Company LLC|18050
IFF|INTL FLAVORS FRAG|DBAB|Deutsche Bank Securities Inc.|171570
IFF|INTL FLAVORS FRAG|DBAX|Deutsche Bank Securities Inc.|153900
IFF|INTL FLAVORS FRAG|DBUL|Deutsche Bank Securities Inc.|1584
IFF|INTL FLAVORS FRAG|DCHF|Dart Executions, LLC|305
IFF|INTL FLAVORS FRAG|DEAN|MORGAN STANLEY|9180
IFF|INTL FLAVORS FRAG|DEGS|RONIN PROFESSIONAL LLC|140
IFF|INTL FLAVORS FRAG|DRWK|DRW SECURITIES, L.L.C.|1678
IFF|INTL FLAVORS FRAG|EBXL|EBX LLC|140500
IFF|INTL FLAVORS FRAG|ECUT|CONVERGEX EXECUTION SOLUTIONS|44219
IFF|INTL FLAVORS FRAG|EDJC|Edward Jones / CDS|360
IFF|INTL FLAVORS FRAG|EDJO|Edward D. Jones & Co., L.P.|2713
IFF|INTL FLAVORS FRAG|EGAM|CBOE TRADING, INC.|5208
IFF|INTL FLAVORS FRAG|EGAW|CBOE TRADING, INC.|20
IFF|INTL FLAVORS FRAG|EGMT|EG MARKET TECHNOLOGIES LLC|661
IFF|INTL FLAVORS FRAG|EGXM|CBOE TRADING, INC.|1031
IFF|INTL FLAVORS FRAG|ETBE|Electronic Transaction Clearing, Inc.|20153
IFF|INTL FLAVORS FRAG|ETCC|Electronic Transaction Clearing, Inc.|869
IFF|INTL FLAVORS FRAG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25921
IFF|INTL FLAVORS FRAG|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|422
IFF|INTL FLAVORS FRAG|ETRS|E*Trade Securities LLC|29972
IFF|INTL FLAVORS FRAG|FBSB|U.S. Bancorp Investments, Inc.|4
IFF|INTL FLAVORS FRAG|FILL|Tradestation Securities, Inc.|1909
IFF|INTL FLAVORS FRAG|FINX|FINTECH SECURITIES|822
IFF|INTL FLAVORS FRAG|FMAF|NBCN Inc./ CDS|1826
IFF|INTL FLAVORS FRAG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24623
IFF|INTL FLAVORS FRAG|FQLS|Quantlab Securities LP|235638
IFF|INTL FLAVORS FRAG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140897
IFF|INTL FLAVORS FRAG|FTBR|Foliofn Investments, Inc.|2163
IFF|INTL FLAVORS FRAG|GLIS|TD Securities Inc|3671
IFF|INTL FLAVORS FRAG|GLPX|ACS EXECUTION SERVICES, LLC|34410
IFF|INTL FLAVORS FRAG|GSCO|GOLDMAN SACHS & CO. LLC|485228
IFF|INTL FLAVORS FRAG|GSCS|GOLDMAN SACHS & CO. LLC|281
IFF|INTL FLAVORS FRAG|GSLT|GOLDMAN SACHS & CO. LLC|6088
IFF|INTL FLAVORS FRAG|GTSZ|GTS SECURITIES LLC|73581
IFF|INTL FLAVORS FRAG|HRBF|American Enterprise Investment Services Inc.|1916
IFF|INTL FLAVORS FRAG|HSBC|HSBC Securities, Inc.|2253
IFF|INTL FLAVORS FRAG|IATS|INTERACTIVE BROKERS LLC|11106
IFF|INTL FLAVORS FRAG|IBKR|Interactive Brokers Llc|19126
IFF|INTL FLAVORS FRAG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|383
IFF|INTL FLAVORS FRAG|ICBX|INSTINET, LLC|37142
IFF|INTL FLAVORS FRAG|IEQY|CITADEL SECURITIES LLC|88667
IFF|INTL FLAVORS FRAG|INCA|INSTINET, LLC|255134
IFF|INTL FLAVORS FRAG|INJX|INSTINET, LLC|5221
IFF|INTL FLAVORS FRAG|ITGI|ITG Inc.|17363
IFF|INTL FLAVORS FRAG|ITGP|ITG INC.|29400
IFF|INTL FLAVORS FRAG|JANY|Janney Montgomery Scott Inc.|3264
IFF|INTL FLAVORS FRAG|JEFF|JEFFERIES LLC|213476
IFF|INTL FLAVORS FRAG|JMPT|JUMP TRADING, LLC|31906
IFF|INTL FLAVORS FRAG|JPBX|J.P. MORGAN SECURITIES LLC|37059
IFF|INTL FLAVORS FRAG|JPMX|J.P. Morgan Securities LLC|304658
IFF|INTL FLAVORS FRAG|JSJX|JANE STREET CAPITAL LLC|10603
IFF|INTL FLAVORS FRAG|JUTA|JUMP TRADING, LLC|100
IFF|INTL FLAVORS FRAG|KCGM|VIRTU Americas LLC|31124
IFF|INTL FLAVORS FRAG|LEHM|Barclays Capital Inc./Le|577067
IFF|INTL FLAVORS FRAG|LIME|Lime Brokerage LLC|48428
IFF|INTL FLAVORS FRAG|LQNA|LIQUIDNET, INC.|27800
IFF|INTL FLAVORS FRAG|LSCI|Lek Securities Corporation|580
IFF|INTL FLAVORS FRAG|MACC|Mid Atlantic Capital Corporation|29
IFF|INTL FLAVORS FRAG|MAXM|Maxim Group LLC|6512
IFF|INTL FLAVORS FRAG|MCMF|Raymond James Ltd. Cds|1006
IFF|INTL FLAVORS FRAG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51162
IFF|INTL FLAVORS FRAG|MOTF|MOTIF INVESTING, INC.|11
IFF|INTL FLAVORS FRAG|MSCO|MORGAN STANLEY & CO. LLC|1051803
IFF|INTL FLAVORS FRAG|MSPL|MORGAN STANLEY & CO. LLC|127800
IFF|INTL FLAVORS FRAG|MSTX|MORGAN STANLEY & CO. LLC|24000
IFF|INTL FLAVORS FRAG|NFSC|National Financial Services LLC|66767
IFF|INTL FLAVORS FRAG|NITE|VIRTU Americas LLC|231684
IFF|INTL FLAVORS FRAG|NQRB|Brut, LLC|4077
IFF|INTL FLAVORS FRAG|NTBF|BMO Nesbitt Burns Inc./CDS|1
IFF|INTL FLAVORS FRAG|NTRC|Northern Trust Securities, Inc.|154
IFF|INTL FLAVORS FRAG|OPCO|Oppenheimer & Co. Inc.|2124
IFF|INTL FLAVORS FRAG|PCFF|Pacific International Securities Inc./CDS|738
IFF|INTL FLAVORS FRAG|PCPT|PHILLIP CAPITAL INC.|170
IFF|INTL FLAVORS FRAG|PDQM|CODA MARKETS, INC.|150890
IFF|INTL FLAVORS FRAG|PHLY|NASDAQ Execution Services, LLC|2000
IFF|INTL FLAVORS FRAG|PIPR|Piper Jaffray & Co.|200
IFF|INTL FLAVORS FRAG|PWJC|UBS Financial Services, Inc.|2252
IFF|INTL FLAVORS FRAG|QMSR|QUATTRO M SECURITIES INC.|776
IFF|INTL FLAVORS FRAG|RBCM|RBC CAPITAL MARKETS, LLC|3638
IFF|INTL FLAVORS FRAG|RHCO|Suntrust Robinson Humphrey, Inc.|56
IFF|INTL FLAVORS FRAG|SAGL|SAGETRADER, LLC|4738
IFF|INTL FLAVORS FRAG|SALI|INTL FCSTONE FINANCIAL INC.|303
IFF|INTL FLAVORS FRAG|SBRX|MURIEL SIEBERT & CO INC|4
IFF|INTL FLAVORS FRAG|SBSH|Citigroup Global Markets Inc.|29683
IFF|INTL FLAVORS FRAG|SEIC|SEI Investments Distribution Co.|200
IFF|INTL FLAVORS FRAG|SGMT|GOLDMAN SACHS & CO. LLC|62824
IFF|INTL FLAVORS FRAG|SOGO|Wang Investment Associates, Inc.|125
IFF|INTL FLAVORS FRAG|SPDR|SPEEDROUTE LLC|6079
IFF|INTL FLAVORS FRAG|SPTD|MINT GLOBAL MARKETS, INC.|700
IFF|INTL FLAVORS FRAG|STFL|Stifel, Nicolaus & Company, Incorporated|6482
IFF|INTL FLAVORS FRAG|STKP|STOCKPILE INVESTMENTS, INC.|22
IFF|INTL FLAVORS FRAG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3930
IFF|INTL FLAVORS FRAG|SWIM|TD Ameritrade, Inc.|7163
IFF|INTL FLAVORS FRAG|SWST|Hilltop Securities Inc.|307
IFF|INTL FLAVORS FRAG|TAGC|TELSEY ADVISORY GROUP LLC|427
IFF|INTL FLAVORS FRAG|TITL|TITLEIST ASSET MANAGEMENT, LTD.|175
IFF|INTL FLAVORS FRAG|TKNG|ALLY INVEST SECURITIES LLC|80
IFF|INTL FLAVORS FRAG|TRBT|Tradebot Systems, Inc.|147975
IFF|INTL FLAVORS FRAG|TRCM|TRC MARKETS LLC|111389
IFF|INTL FLAVORS FRAG|UBSA|UBS SECURITIES LLC|508796
IFF|INTL FLAVORS FRAG|UBSS|UBS Securities LLC|913666
IFF|INTL FLAVORS FRAG|VALX|VIRTU AMERICAS LLC|15115
IFF|INTL FLAVORS FRAG|VERT|The Vertical Trading Group, LLC|13512
IFF|INTL FLAVORS FRAG|VGRD|Vanguard Marketing Corporation|6774
IFF|INTL FLAVORS FRAG|WBLR|WILLIAM BLAIR|567
IFF|INTL FLAVORS FRAG|WBPX|SUMMIT SECURITIES GROUP, LLC|500
IFF|INTL FLAVORS FRAG|WCHV|WELLS FARGO SECURITIES, LLC|78894
IFF|INTL FLAVORS FRAG|WDNX|WEEDEN & CO.L.P.|704
IFF|INTL FLAVORS FRAG|WEDB|WEDBUSH SECURITIES INC.|3866
IFF|INTL FLAVORS FRAG|WEED|Weeden & Co.L.P.|235
IFF|INTL FLAVORS FRAG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11905
IFF|INTL FLAVORS FRAG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7538
IFF|INTL FLAVORS FRAG|WGIF|CIBC World Markets Inc.|100
IFF|INTL FLAVORS FRAG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1263
IFF|INTL FLAVORS FRAG|WSEA|WOLVERINE SECURITIES, LLC|2102
IFF|INTL FLAVORS FRAG|XIST|INSTINET, LLC|25030
IFF|INTL FLAVORS FRAG|XSTM|NATIONAL FINANCIAL SERVICES LLC|12844
IFF|INTL FLAVORS FRAG|YKNA|COMHAR CAPITAL MARKETS, LLC|5762
IFF|INTL FLAVORS FRAG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5048
IFGL|ISHARES INTL DEVLP|APCC|Apex Clearing Corporation|298
IFGL|ISHARES INTL DEVLP|BANK|Primevest Financial Services, Inc.|361
IFGL|ISHARES INTL DEVLP|BARD|Robert W. Baird & Co. Incorporated|24
IFGL|ISHARES INTL DEVLP|BATM|CBOE TRADING, INC.|341
IFGL|ISHARES INTL DEVLP|BBNT|BB&T SECURITIES, LLC|2
IFGL|ISHARES INTL DEVLP|BERN|Sanford C. Bernstein & Co., LLC|1355
IFGL|ISHARES INTL DEVLP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2012
IFGL|ISHARES INTL DEVLP|CANT|Cantor Fitzgerald & Co.|1727
IFGL|ISHARES INTL DEVLP|CHAS|Charles Schwab & Co., Inc.|22984
IFGL|ISHARES INTL DEVLP|CIST|Capital Institutional Services, Inc.|9747
IFGL|ISHARES INTL DEVLP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1404
IFGL|ISHARES INTL DEVLP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
IFGL|ISHARES INTL DEVLP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12909
IFGL|ISHARES INTL DEVLP|CSIN|Citadel Securities Institutional LLC|45931
IFGL|ISHARES INTL DEVLP|CTDL|Citadel Derivatives Group Llc|82569
IFGL|ISHARES INTL DEVLP|CXCX|CITIGROUP GLOBAL MARKETS INC.|154
IFGL|ISHARES INTL DEVLP|DBAB|Deutsche Bank Securities Inc.|400
IFGL|ISHARES INTL DEVLP|DBAX|Deutsche Bank Securities Inc.|9600
IFGL|ISHARES INTL DEVLP|DEAN|MORGAN STANLEY|1397
IFGL|ISHARES INTL DEVLP|EBXL|EBX LLC|45900
IFGL|ISHARES INTL DEVLP|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
IFGL|ISHARES INTL DEVLP|EDJO|Edward D. Jones & Co., L.P.|849
IFGL|ISHARES INTL DEVLP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12624
IFGL|ISHARES INTL DEVLP|ETRS|E*Trade Securities LLC|455
IFGL|ISHARES INTL DEVLP|FBCO|Credit Suisse Securities (USA) LLC|20983
IFGL|ISHARES INTL DEVLP|FBSB|U.S. Bancorp Investments, Inc.|1
IFGL|ISHARES INTL DEVLP|FILL|Tradestation Securities, Inc.|117
IFGL|ISHARES INTL DEVLP|FMAF|NBCN Inc./ CDS|200
IFGL|ISHARES INTL DEVLP|FOMA|TD AMERITRADE CLEARING, INC.|13583
IFGL|ISHARES INTL DEVLP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1929
IFGL|ISHARES INTL DEVLP|FTBR|Foliofn Investments, Inc.|111
IFGL|ISHARES INTL DEVLP|GBMT|GBM International, Inc.|1588
IFGL|ISHARES INTL DEVLP|GEBB|GLOBAL EXECUTION BROKERS, LP|275
IFGL|ISHARES INTL DEVLP|GSCO|GOLDMAN SACHS & CO. LLC|27505
IFGL|ISHARES INTL DEVLP|GTSZ|GTS SECURITIES LLC|400
IFGL|ISHARES INTL DEVLP|HRBF|American Enterprise Investment Services Inc.|771
IFGL|ISHARES INTL DEVLP|IATS|INTERACTIVE BROKERS LLC|402
IFGL|ISHARES INTL DEVLP|IBKR|Interactive Brokers Llc|2232
IFGL|ISHARES INTL DEVLP|ICBX|INSTINET, LLC|46425
IFGL|ISHARES INTL DEVLP|INCA|INSTINET, LLC|12227
IFGL|ISHARES INTL DEVLP|ITGI|ITG Inc.|2059
IFGL|ISHARES INTL DEVLP|ITGP|ITG INC.|10400
IFGL|ISHARES INTL DEVLP|JANY|Janney Montgomery Scott Inc.|32
IFGL|ISHARES INTL DEVLP|JPMX|J.P. Morgan Securities LLC|33896
IFGL|ISHARES INTL DEVLP|JSEB|JANE STREET EXECUTION SERVICES, LLC|149882
IFGL|ISHARES INTL DEVLP|JSJX|JANE STREET CAPITAL LLC|29946
IFGL|ISHARES INTL DEVLP|KCGM|VIRTU Americas LLC|10106
IFGL|ISHARES INTL DEVLP|LEHM|Barclays Capital Inc./Le|38137
IFGL|ISHARES INTL DEVLP|LIME|Lime Brokerage LLC|5563
IFGL|ISHARES INTL DEVLP|MACC|Mid Atlantic Capital Corporation|11
IFGL|ISHARES INTL DEVLP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66270
IFGL|ISHARES INTL DEVLP|MOTF|MOTIF INVESTING, INC.|1
IFGL|ISHARES INTL DEVLP|MSCO|MORGAN STANLEY & CO. LLC|28259
IFGL|ISHARES INTL DEVLP|MSPL|MORGAN STANLEY & CO. LLC|12000
IFGL|ISHARES INTL DEVLP|NFSC|National Financial Services LLC|138772
IFGL|ISHARES INTL DEVLP|NITE|VIRTU Americas LLC|101123
IFGL|ISHARES INTL DEVLP|NQRB|Brut, LLC|480
IFGL|ISHARES INTL DEVLP|RBCM|RBC CAPITAL MARKETS, LLC|251
IFGL|ISHARES INTL DEVLP|SBSH|Citigroup Global Markets Inc.|1596
IFGL|ISHARES INTL DEVLP|SGMT|GOLDMAN SACHS & CO. LLC|40641
IFGL|ISHARES INTL DEVLP|STFL|Stifel, Nicolaus & Company, Incorporated|162
IFGL|ISHARES INTL DEVLP|SWIM|TD Ameritrade, Inc.|555
IFGL|ISHARES INTL DEVLP|SWST|Hilltop Securities Inc.|17182
IFGL|ISHARES INTL DEVLP|TRBT|Tradebot Systems, Inc.|100
IFGL|ISHARES INTL DEVLP|TRCM|TRC MARKETS LLC|3188
IFGL|ISHARES INTL DEVLP|UBSS|UBS Securities LLC|60286
IFGL|ISHARES INTL DEVLP|VGRD|Vanguard Marketing Corporation|7044
IFGL|ISHARES INTL DEVLP|WCHV|WELLS FARGO SECURITIES, LLC|14273
IFGL|ISHARES INTL DEVLP|WEDB|WEDBUSH SECURITIES INC.|1
IFGL|ISHARES INTL DEVLP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|227
IFGL|ISHARES INTL DEVLP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3801
IFGL|ISHARES INTL DEVLP|WSEA|WOLVERINE SECURITIES, LLC|350
IFGL|ISHARES INTL DEVLP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6626
IFGL|ISHARES INTL DEVLP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1412
IFIX|XTRACKERS BARCLAYS I|FTBR|Foliofn Investments, Inc.|937
IFIX|XTRACKERS BARCLAYS I|JSJX|JANE STREET CAPITAL LLC|485
IFIX|XTRACKERS BARCLAYS I|LEHM|Barclays Capital Inc./Le|200
IFIX|XTRACKERS BARCLAYS I|NFSC|National Financial Services LLC|23
IFIX|XTRACKERS BARCLAYS I|NITE|VIRTU Americas LLC|898
IFIX|XTRACKERS BARCLAYS I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15
IFLY|ETFMG DRONE ECON|APCC|Apex Clearing Corporation|2
IFLY|ETFMG DRONE ECON|BARD|Robert W. Baird & Co. Incorporated|500
IFLY|ETFMG DRONE ECON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|84
IFLY|ETFMG DRONE ECON|CHAS|Charles Schwab & Co., Inc.|1
IFLY|ETFMG DRONE ECON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128
IFLY|ETFMG DRONE ECON|CTDL|Citadel Derivatives Group Llc|7485
IFLY|ETFMG DRONE ECON|DBAB|Deutsche Bank Securities Inc.|2700
IFLY|ETFMG DRONE ECON|DBAX|Deutsche Bank Securities Inc.|2300
IFLY|ETFMG DRONE ECON|EBXL|EBX LLC|300
IFLY|ETFMG DRONE ECON|ETRS|E*Trade Securities LLC|3326
IFLY|ETFMG DRONE ECON|FILL|Tradestation Securities, Inc.|15
IFLY|ETFMG DRONE ECON|FMAF|NBCN Inc./ CDS|400
IFLY|ETFMG DRONE ECON|FTBR|Foliofn Investments, Inc.|10
IFLY|ETFMG DRONE ECON|HRBF|American Enterprise Investment Services Inc.|1438
IFLY|ETFMG DRONE ECON|IBKR|Interactive Brokers Llc|1288
IFLY|ETFMG DRONE ECON|ICBX|INSTINET, LLC|1900
IFLY|ETFMG DRONE ECON|INCA|INSTINET, LLC|270
IFLY|ETFMG DRONE ECON|JANY|Janney Montgomery Scott Inc.|25
IFLY|ETFMG DRONE ECON|JSJX|JANE STREET CAPITAL LLC|5232
IFLY|ETFMG DRONE ECON|KCGM|VIRTU Americas LLC|1542
IFLY|ETFMG DRONE ECON|LIME|Lime Brokerage LLC|1389
IFLY|ETFMG DRONE ECON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
IFLY|ETFMG DRONE ECON|MOTF|MOTIF INVESTING, INC.|3
IFLY|ETFMG DRONE ECON|MSCO|MORGAN STANLEY & CO. LLC|622
IFLY|ETFMG DRONE ECON|NFSC|National Financial Services LLC|7746
IFLY|ETFMG DRONE ECON|NITE|VIRTU Americas LLC|11403
IFLY|ETFMG DRONE ECON|NITP|VIRTU Americas LLC|100
IFLY|ETFMG DRONE ECON|RBCM|RBC CAPITAL MARKETS, LLC|350
IFLY|ETFMG DRONE ECON|SBSH|Citigroup Global Markets Inc.|111
IFLY|ETFMG DRONE ECON|SWIM|TD Ameritrade, Inc.|110
IFLY|ETFMG DRONE ECON|SWST|Hilltop Securities Inc.|1
IFLY|ETFMG DRONE ECON|TKNG|ALLY INVEST SECURITIES LLC|16
IFLY|ETFMG DRONE ECON|UBSA|UBS SECURITIES LLC|1036
IFLY|ETFMG DRONE ECON|UBSS|UBS Securities LLC|5380
IFLY|ETFMG DRONE ECON|VGRD|Vanguard Marketing Corporation|589
IFLY|ETFMG DRONE ECON|WCHV|WELLS FARGO SECURITIES, LLC|1217
IFLY|ETFMG DRONE ECON|WGIF|CIBC World Markets Inc.|20
IFLY|ETFMG DRONE ECON|WSEA|WOLVERINE SECURITIES, LLC|76
IFLY|ETFMG DRONE ECON|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
IFLY|ETFMG DRONE ECON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4525
IFMK|IFRESH INC. CM ST|ALTX|Alternet Securities Inc.|100
IFMK|IFRESH INC. CM ST|APCC|Apex Clearing Corporation|500
IFMK|IFRESH INC. CM ST|BATM|CBOE TRADING, INC.|104
IFMK|IFRESH INC. CM ST|BAYC|BAY CREST PARTNERS, LLC|227
IFMK|IFRESH INC. CM ST|BYXM|CBOE TRADING, INC.|41
IFMK|IFRESH INC. CM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|595
IFMK|IFRESH INC. CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|421
IFMK|IFRESH INC. CM ST|DBAB|Deutsche Bank Securities Inc.|999
IFMK|IFRESH INC. CM ST|DEGS|RONIN PROFESSIONAL LLC|4542
IFMK|IFRESH INC. CM ST|EBXL|EBX LLC|400
IFMK|IFRESH INC. CM ST|ETRS|E*Trade Securities LLC|8239
IFMK|IFRESH INC. CM ST|FBCO|Credit Suisse Securities (USA) LLC|4205
IFMK|IFRESH INC. CM ST|FOMA|TD AMERITRADE CLEARING, INC.|91823
IFMK|IFRESH INC. CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120
IFMK|IFRESH INC. CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|361
IFMK|IFRESH INC. CM ST|GSCO|GOLDMAN SACHS & CO. LLC|690
IFMK|IFRESH INC. CM ST|GSLT|GOLDMAN SACHS & CO. LLC|100
IFMK|IFRESH INC. CM ST|GTSZ|GTS SECURITIES LLC|431
IFMK|IFRESH INC. CM ST|IATS|INTERACTIVE BROKERS LLC|700
IFMK|IFRESH INC. CM ST|IBKR|Interactive Brokers Llc|21375
IFMK|IFRESH INC. CM ST|INCA|INSTINET, LLC|2691
IFMK|IFRESH INC. CM ST|INJX|INSTINET, LLC|46
IFMK|IFRESH INC. CM ST|ITGI|ITG Inc.|550
IFMK|IFRESH INC. CM ST|ITGP|ITG INC.|400
IFMK|IFRESH INC. CM ST|JEFF|JEFFERIES LLC|220
IFMK|IFRESH INC. CM ST|LEHM|Barclays Capital Inc./Le|333
IFMK|IFRESH INC. CM ST|LIME|Lime Brokerage LLC|6107
IFMK|IFRESH INC. CM ST|LMGP|LIME BROKERAGE LLC|1224
IFMK|IFRESH INC. CM ST|MOTF|MOTIF INVESTING, INC.|1
IFMK|IFRESH INC. CM ST|MSCO|MORGAN STANLEY & CO. LLC|14803
IFMK|IFRESH INC. CM ST|MSPL|MORGAN STANLEY & CO. LLC|200
IFMK|IFRESH INC. CM ST|NFSC|National Financial Services LLC|2593
IFMK|IFRESH INC. CM ST|NITE|VIRTU Americas LLC|23488
IFMK|IFRESH INC. CM ST|SGMT|GOLDMAN SACHS & CO. LLC|11
IFMK|IFRESH INC. CM ST|SPDR|SPEEDROUTE LLC|100
IFMK|IFRESH INC. CM ST|SWIM|TD Ameritrade, Inc.|9110
IFMK|IFRESH INC. CM ST|TKNG|ALLY INVEST SECURITIES LLC|3
IFMK|IFRESH INC. CM ST|TRCM|TRC MARKETS LLC|448
IFMK|IFRESH INC. CM ST|UBSA|UBS SECURITIES LLC|1827
IFMK|IFRESH INC. CM ST|UBSS|UBS Securities LLC|5332
IFMK|IFRESH INC. CM ST|WCHV|WELLS FARGO SECURITIES, LLC|200
IFMK|IFRESH INC. CM ST|WSEA|WOLVERINE SECURITIES, LLC|917
IFN|INDIA FUND (THE)|ALTX|Alternet Securities Inc.|1200
IFN|INDIA FUND (THE)|APCC|Apex Clearing Corporation|280
IFN|INDIA FUND (THE)|BANK|Primevest Financial Services, Inc.|30
IFN|INDIA FUND (THE)|BARD|Robert W. Baird & Co. Incorporated|1440
IFN|INDIA FUND (THE)|BATM|CBOE TRADING, INC.|456
IFN|INDIA FUND (THE)|BBNT|BB&T SECURITIES, LLC|72
IFN|INDIA FUND (THE)|CANT|Cantor Fitzgerald & Co.|3890
IFN|INDIA FUND (THE)|CHAS|Charles Schwab & Co., Inc.|415
IFN|INDIA FUND (THE)|CIST|Capital Institutional Services, Inc.|166
IFN|INDIA FUND (THE)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14158
IFN|INDIA FUND (THE)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
IFN|INDIA FUND (THE)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
IFN|INDIA FUND (THE)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12772
IFN|INDIA FUND (THE)|CTDL|Citadel Derivatives Group Llc|181
IFN|INDIA FUND (THE)|CXCX|CITIGROUP GLOBAL MARKETS INC.|2128
IFN|INDIA FUND (THE)|DADA|D.A. Davidson & Co.|2034
IFN|INDIA FUND (THE)|DBAX|Deutsche Bank Securities Inc.|6900
IFN|INDIA FUND (THE)|DCHF|Dart Executions, LLC|61
IFN|INDIA FUND (THE)|DEAN|MORGAN STANLEY|25247
IFN|INDIA FUND (THE)|DEGS|RONIN PROFESSIONAL LLC|1500
IFN|INDIA FUND (THE)|EBXL|EBX LLC|7200
IFN|INDIA FUND (THE)|ECUT|CONVERGEX EXECUTION SOLUTIONS|767
IFN|INDIA FUND (THE)|EDJO|Edward D. Jones & Co., L.P.|2377
IFN|INDIA FUND (THE)|EGAM|CBOE TRADING, INC.|411
IFN|INDIA FUND (THE)|EGAW|CBOE TRADING, INC.|100
IFN|INDIA FUND (THE)|EGMT|EG MARKET TECHNOLOGIES LLC|100
IFN|INDIA FUND (THE)|EGXM|CBOE TRADING, INC.|60
IFN|INDIA FUND (THE)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|311
IFN|INDIA FUND (THE)|ETRS|E*Trade Securities LLC|12065
IFN|INDIA FUND (THE)|FILL|Tradestation Securities, Inc.|2500
IFN|INDIA FUND (THE)|FMAF|NBCN Inc./ CDS|400
IFN|INDIA FUND (THE)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6455
IFN|INDIA FUND (THE)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8978
IFN|INDIA FUND (THE)|FTBR|Foliofn Investments, Inc.|1129
IFN|INDIA FUND (THE)|GSCO|GOLDMAN SACHS & CO. LLC|6155
IFN|INDIA FUND (THE)|GSCS|GOLDMAN SACHS & CO. LLC|100
IFN|INDIA FUND (THE)|GSLT|GOLDMAN SACHS & CO. LLC|80
IFN|INDIA FUND (THE)|GTSZ|GTS SECURITIES LLC|768
IFN|INDIA FUND (THE)|HRBF|American Enterprise Investment Services Inc.|6847
IFN|INDIA FUND (THE)|IATS|INTERACTIVE BROKERS LLC|10485
IFN|INDIA FUND (THE)|IBKR|Interactive Brokers Llc|17149
IFN|INDIA FUND (THE)|ICBX|INSTINET, LLC|7600
IFN|INDIA FUND (THE)|INCA|INSTINET, LLC|3090
IFN|INDIA FUND (THE)|INJX|INSTINET, LLC|180
IFN|INDIA FUND (THE)|ITGI|ITG Inc.|1442
IFN|INDIA FUND (THE)|ITGP|ITG INC.|6000
IFN|INDIA FUND (THE)|JANY|Janney Montgomery Scott Inc.|9
IFN|INDIA FUND (THE)|JEFF|JEFFERIES LLC|700
IFN|INDIA FUND (THE)|JONE|JonesTrading|60701
IFN|INDIA FUND (THE)|JPMX|J.P. Morgan Securities LLC|8074
IFN|INDIA FUND (THE)|KCGM|VIRTU Americas LLC|9718
IFN|INDIA FUND (THE)|LEHM|Barclays Capital Inc./Le|15914
IFN|INDIA FUND (THE)|LIME|Lime Brokerage LLC|793
IFN|INDIA FUND (THE)|LSCI|Lek Securities Corporation|1041
IFN|INDIA FUND (THE)|MCMF|Raymond James Ltd. Cds|4944
IFN|INDIA FUND (THE)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
IFN|INDIA FUND (THE)|MSCO|MORGAN STANLEY & CO. LLC|107768
IFN|INDIA FUND (THE)|MSPL|MORGAN STANLEY & CO. LLC|8200
IFN|INDIA FUND (THE)|MSTX|MORGAN STANLEY & CO. LLC|2900
IFN|INDIA FUND (THE)|NFSC|National Financial Services LLC|111501
IFN|INDIA FUND (THE)|NITE|VIRTU Americas LLC|158871
IFN|INDIA FUND (THE)|NITP|VIRTU Americas LLC|100
IFN|INDIA FUND (THE)|NQRB|Brut, LLC|6999
IFN|INDIA FUND (THE)|OPCO|Oppenheimer & Co. Inc.|14077
IFN|INDIA FUND (THE)|PDQM|CODA MARKETS, INC.|700
IFN|INDIA FUND (THE)|PWJC|UBS Financial Services, Inc.|4976
IFN|INDIA FUND (THE)|RBCM|RBC CAPITAL MARKETS, LLC|1076
IFN|INDIA FUND (THE)|SALI|INTL FCSTONE FINANCIAL INC.|12
IFN|INDIA FUND (THE)|SBSH|Citigroup Global Markets Inc.|176
IFN|INDIA FUND (THE)|SGMT|GOLDMAN SACHS & CO. LLC|4066
IFN|INDIA FUND (THE)|SPDR|SPEEDROUTE LLC|2386
IFN|INDIA FUND (THE)|SPHN|Stephens Inc.|14
IFN|INDIA FUND (THE)|STFL|Stifel, Nicolaus & Company, Incorporated|1457
IFN|INDIA FUND (THE)|SWIM|TD Ameritrade, Inc.|3943
IFN|INDIA FUND (THE)|SWST|Hilltop Securities Inc.|10
IFN|INDIA FUND (THE)|TKNG|ALLY INVEST SECURITIES LLC|885
IFN|INDIA FUND (THE)|TRBT|Tradebot Systems, Inc.|1773
IFN|INDIA FUND (THE)|TRCM|TRC MARKETS LLC|765
IFN|INDIA FUND (THE)|UBSA|UBS SECURITIES LLC|29784
IFN|INDIA FUND (THE)|UBSS|UBS Securities LLC|37771
IFN|INDIA FUND (THE)|VALX|VIRTU AMERICAS LLC|400
IFN|INDIA FUND (THE)|VGRD|Vanguard Marketing Corporation|10389
IFN|INDIA FUND (THE)|WBET|Wallachbeth Capital LLC|40000
IFN|INDIA FUND (THE)|WBLR|WILLIAM BLAIR|959
IFN|INDIA FUND (THE)|WCHV|WELLS FARGO SECURITIES, LLC|17169
IFN|INDIA FUND (THE)|WEDB|WEDBUSH SECURITIES INC.|192
IFN|INDIA FUND (THE)|WEED|Weeden & Co.L.P.|290
IFN|INDIA FUND (THE)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29183
IFN|INDIA FUND (THE)|WGIF|CIBC World Markets Inc.|1653
IFN|INDIA FUND (THE)|WSEA|WOLVERINE SECURITIES, LLC|902
IFN|INDIA FUND (THE)|XPQR|Jump Trading|400
IFN|INDIA FUND (THE)|XSTM|NATIONAL FINANCIAL SERVICES LLC|7820
IFN|INDIA FUND (THE)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1170
IFON|COOL HOLDINGS CMN|ALTX|Alternet Securities Inc.|3450
IFON|COOL HOLDINGS CMN|APCC|Apex Clearing Corporation|46636
IFON|COOL HOLDINGS CMN|BATM|CBOE TRADING, INC.|800
IFON|COOL HOLDINGS CMN|BIMI|Banca IMI Securities Corp.|5050
IFON|COOL HOLDINGS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19494
IFON|COOL HOLDINGS CMN|BYXM|CBOE TRADING, INC.|500
IFON|COOL HOLDINGS CMN|CHAS|Charles Schwab & Co., Inc.|875
IFON|COOL HOLDINGS CMN|CICF|Canaccord Genuity Corp.|1829
IFON|COOL HOLDINGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10755
IFON|COOL HOLDINGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11563
IFON|COOL HOLDINGS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|33416
IFON|COOL HOLDINGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71840
IFON|COOL HOLDINGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|26634
IFON|COOL HOLDINGS CMN|DBAB|Deutsche Bank Securities Inc.|900
IFON|COOL HOLDINGS CMN|DBAX|Deutsche Bank Securities Inc.|28100
IFON|COOL HOLDINGS CMN|DEAN|MORGAN STANLEY|8
IFON|COOL HOLDINGS CMN|DEGS|RONIN PROFESSIONAL LLC|8249
IFON|COOL HOLDINGS CMN|EBXL|EBX LLC|22800
IFON|COOL HOLDINGS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2858
IFON|COOL HOLDINGS CMN|EGAM|CBOE TRADING, INC.|6035
IFON|COOL HOLDINGS CMN|EGAW|CBOE TRADING, INC.|330
IFON|COOL HOLDINGS CMN|EGXM|CBOE TRADING, INC.|9297
IFON|COOL HOLDINGS CMN|EGXW|CBOE TRADING, INC.|399
IFON|COOL HOLDINGS CMN|ETBE|Electronic Transaction Clearing, Inc.|810
IFON|COOL HOLDINGS CMN|ETCC|Electronic Transaction Clearing, Inc.|1500
IFON|COOL HOLDINGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|609
IFON|COOL HOLDINGS CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|20458
IFON|COOL HOLDINGS CMN|ETRS|E*Trade Securities LLC|294597
IFON|COOL HOLDINGS CMN|FBCO|Credit Suisse Securities (USA) LLC|55801
IFON|COOL HOLDINGS CMN|FBSB|U.S. Bancorp Investments, Inc.|1000
IFON|COOL HOLDINGS CMN|FILL|Tradestation Securities, Inc.|25055
IFON|COOL HOLDINGS CMN|FMAF|NBCN Inc./ CDS|1200
IFON|COOL HOLDINGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|514313
IFON|COOL HOLDINGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|517
IFON|COOL HOLDINGS CMN|FTBR|Foliofn Investments, Inc.|1
IFON|COOL HOLDINGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4307
IFON|COOL HOLDINGS CMN|GLIS|TD Securities Inc|500
IFON|COOL HOLDINGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|50882
IFON|COOL HOLDINGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|4450
IFON|COOL HOLDINGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|2581
IFON|COOL HOLDINGS CMN|GTSZ|GTS SECURITIES LLC|20070
IFON|COOL HOLDINGS CMN|HASF|Haywood Securities Inc./CDS|102051
IFON|COOL HOLDINGS CMN|HRBF|American Enterprise Investment Services Inc.|1870
IFON|COOL HOLDINGS CMN|HSBC|HSBC Securities, Inc.|287
IFON|COOL HOLDINGS CMN|IATS|INTERACTIVE BROKERS LLC|22194
IFON|COOL HOLDINGS CMN|IBKR|Interactive Brokers Llc|226929
IFON|COOL HOLDINGS CMN|ICBX|INSTINET, LLC|19700
IFON|COOL HOLDINGS CMN|INCA|INSTINET, LLC|41998
IFON|COOL HOLDINGS CMN|INJX|INSTINET, LLC|97
IFON|COOL HOLDINGS CMN|ITGI|ITG Inc.|342189
IFON|COOL HOLDINGS CMN|ITGP|ITG INC.|242000
IFON|COOL HOLDINGS CMN|JMPT|JUMP TRADING, LLC|1557
IFON|COOL HOLDINGS CMN|JPMX|J.P. Morgan Securities LLC|8200
IFON|COOL HOLDINGS CMN|JSJX|JANE STREET CAPITAL LLC|100
IFON|COOL HOLDINGS CMN|KCGM|VIRTU Americas LLC|7820
IFON|COOL HOLDINGS CMN|LEHM|Barclays Capital Inc./Le|30156
IFON|COOL HOLDINGS CMN|LIME|Lime Brokerage LLC|22562
IFON|COOL HOLDINGS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|842
IFON|COOL HOLDINGS CMN|MAXM|Maxim Group LLC|1812
IFON|COOL HOLDINGS CMN|MICA|Spartan Securities Group, Ltd.|12910
IFON|COOL HOLDINGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10900
IFON|COOL HOLDINGS CMN|MSCO|MORGAN STANLEY & CO. LLC|406872
IFON|COOL HOLDINGS CMN|MSPL|MORGAN STANLEY & CO. LLC|1900
IFON|COOL HOLDINGS CMN|NATL|National Securities Corporation|200
IFON|COOL HOLDINGS CMN|NFSC|National Financial Services LLC|310230
IFON|COOL HOLDINGS CMN|NITE|VIRTU Americas LLC|996647
IFON|COOL HOLDINGS CMN|NITP|VIRTU Americas LLC|700
IFON|COOL HOLDINGS CMN|NQRB|Brut, LLC|300
IFON|COOL HOLDINGS CMN|PCPT|PHILLIP CAPITAL INC.|1200
IFON|COOL HOLDINGS CMN|PDQM|CODA MARKETS, INC.|66294
IFON|COOL HOLDINGS CMN|POIN|PRECISION SECURITIES, LLC (POIN)|100
IFON|COOL HOLDINGS CMN|RAJA|Raymond James & Associates, Inc.|2412
IFON|COOL HOLDINGS CMN|RGLD|Regal Securities, Inc|1153
IFON|COOL HOLDINGS CMN|SAGL|SAGETRADER, LLC|9469
IFON|COOL HOLDINGS CMN|SALI|INTL FCSTONE FINANCIAL INC.|28942
IFON|COOL HOLDINGS CMN|SBSH|Citigroup Global Markets Inc.|3315
IFON|COOL HOLDINGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|24304
IFON|COOL HOLDINGS CMN|SOGO|Wang Investment Associates, Inc.|245
IFON|COOL HOLDINGS CMN|SPDR|SPEEDROUTE LLC|19974
IFON|COOL HOLDINGS CMN|SWIM|TD Ameritrade, Inc.|343610
IFON|COOL HOLDINGS CMN|TKNG|ALLY INVEST SECURITIES LLC|10320
IFON|COOL HOLDINGS CMN|TRCM|TRC MARKETS LLC|300
IFON|COOL HOLDINGS CMN|TWTT|TASTYWORKS, INC.|1880
IFON|COOL HOLDINGS CMN|UBSA|UBS SECURITIES LLC|53719
IFON|COOL HOLDINGS CMN|UBSS|UBS Securities LLC|67887
IFON|COOL HOLDINGS CMN|VALX|VIRTU AMERICAS LLC|3885
IFON|COOL HOLDINGS CMN|VGRD|Vanguard Marketing Corporation|600
IFON|COOL HOLDINGS CMN|VSIN|Vision Financial Markets Llc|3012
IFON|COOL HOLDINGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|1409
IFON|COOL HOLDINGS CMN|WEDB|WEDBUSH SECURITIES INC.|28454
IFON|COOL HOLDINGS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1792
IFON|COOL HOLDINGS CMN|WGIF|CIBC World Markets Inc.|21282
IFON|COOL HOLDINGS CMN|WSEA|WOLVERINE SECURITIES, LLC|8200
IFON|COOL HOLDINGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|6285
IFON|COOL HOLDINGS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|302
IFRA|ISHARES U.S. INFRAST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1814
IFRA|ISHARES U.S. INFRAST|ETRS|E*Trade Securities LLC|500
IFRA|ISHARES U.S. INFRAST|JSJX|JANE STREET CAPITAL LLC|1417
IFRA|ISHARES U.S. INFRAST|KCGM|VIRTU Americas LLC|447
IFRA|ISHARES U.S. INFRAST|LIME|Lime Brokerage LLC|25
IFRA|ISHARES U.S. INFRAST|MSCO|MORGAN STANLEY & CO. LLC|9
IFRA|ISHARES U.S. INFRAST|NFSC|National Financial Services LLC|5930
IFRA|ISHARES U.S. INFRAST|NITE|VIRTU Americas LLC|3870
IFRA|ISHARES U.S. INFRAST|PDQM|CODA MARKETS, INC.|200
IFRA|ISHARES U.S. INFRAST|SWIM|TD Ameritrade, Inc.|25
IFRA|ISHARES U.S. INFRAST|UBSA|UBS SECURITIES LLC|400
IFRA|ISHARES U.S. INFRAST|UBSS|UBS Securities LLC|100
IFRA|ISHARES U.S. INFRAST|VGRD|Vanguard Marketing Corporation|75
IFRA|ISHARES U.S. INFRAST|WCHV|WELLS FARGO SECURITIES, LLC|1194
IFRX|INFLARX N.V. CM|ALTX|Alternet Securities Inc.|3600
IFRX|INFLARX N.V. CM|APCC|Apex Clearing Corporation|245
IFRX|INFLARX N.V. CM|BATM|CBOE TRADING, INC.|1518
IFRX|INFLARX N.V. CM|BLKX|INSTINET, LLC|8000
IFRX|INFLARX N.V. CM|BMOC|BMO Capital Markets Corp.|20000
IFRX|INFLARX N.V. CM|BTIG|BTIG, LLC|10000
IFRX|INFLARX N.V. CM|BYXM|CBOE TRADING, INC.|547
IFRX|INFLARX N.V. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15534
IFRX|INFLARX N.V. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9071
IFRX|INFLARX N.V. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6115
IFRX|INFLARX N.V. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7814
IFRX|INFLARX N.V. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2766
IFRX|INFLARX N.V. CM|DBAB|Deutsche Bank Securities Inc.|4449
IFRX|INFLARX N.V. CM|DBAX|Deutsche Bank Securities Inc.|18700
IFRX|INFLARX N.V. CM|DEGS|RONIN PROFESSIONAL LLC|6626
IFRX|INFLARX N.V. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
IFRX|INFLARX N.V. CM|EBXL|EBX LLC|13900
IFRX|INFLARX N.V. CM|EDJO|Edward D. Jones & Co., L.P.|447
IFRX|INFLARX N.V. CM|EGAM|CBOE TRADING, INC.|507
IFRX|INFLARX N.V. CM|EGXM|CBOE TRADING, INC.|1
IFRX|INFLARX N.V. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1686
IFRX|INFLARX N.V. CM|ETRS|E*Trade Securities LLC|2256
IFRX|INFLARX N.V. CM|FBCO|Credit Suisse Securities (USA) LLC|21037
IFRX|INFLARX N.V. CM|FBRC|B. RILEY FBR, INC.|21183
IFRX|INFLARX N.V. CM|FOMA|TD AMERITRADE CLEARING, INC.|8203
IFRX|INFLARX N.V. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|317
IFRX|INFLARX N.V. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6552
IFRX|INFLARX N.V. CM|FTBR|Foliofn Investments, Inc.|44
IFRX|INFLARX N.V. CM|GLPX|ACS EXECUTION SERVICES, LLC|10571
IFRX|INFLARX N.V. CM|GSCO|GOLDMAN SACHS & CO. LLC|23245
IFRX|INFLARX N.V. CM|GSCS|GOLDMAN SACHS & CO. LLC|21112
IFRX|INFLARX N.V. CM|GSLT|GOLDMAN SACHS & CO. LLC|92
IFRX|INFLARX N.V. CM|GTSZ|GTS SECURITIES LLC|14203
IFRX|INFLARX N.V. CM|IATS|INTERACTIVE BROKERS LLC|136
IFRX|INFLARX N.V. CM|IBKR|Interactive Brokers Llc|14303
IFRX|INFLARX N.V. CM|ICBX|INSTINET, LLC|7001
IFRX|INFLARX N.V. CM|INCA|INSTINET, LLC|22235
IFRX|INFLARX N.V. CM|INJX|INSTINET, LLC|700
IFRX|INFLARX N.V. CM|ITGI|ITG Inc.|1656
IFRX|INFLARX N.V. CM|ITGP|ITG INC.|19600
IFRX|INFLARX N.V. CM|JEFF|JEFFERIES LLC|1349
IFRX|INFLARX N.V. CM|JPMX|J.P. Morgan Securities LLC|14298
IFRX|INFLARX N.V. CM|JSJX|JANE STREET CAPITAL LLC|300
IFRX|INFLARX N.V. CM|KCGM|VIRTU Americas LLC|4065
IFRX|INFLARX N.V. CM|LEER|LEERINK PARTNERS LLC|9000
IFRX|INFLARX N.V. CM|LEHM|Barclays Capital Inc./Le|22800
IFRX|INFLARX N.V. CM|LIME|Lime Brokerage LLC|10097
IFRX|INFLARX N.V. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5245
IFRX|INFLARX N.V. CM|MOTF|MOTIF INVESTING, INC.|5
IFRX|INFLARX N.V. CM|MSCO|MORGAN STANLEY & CO. LLC|31919
IFRX|INFLARX N.V. CM|MSPL|MORGAN STANLEY & CO. LLC|13900
IFRX|INFLARX N.V. CM|NEUB|NEUBERGER BERMAN BD LLC|150
IFRX|INFLARX N.V. CM|NFSC|National Financial Services LLC|3743
IFRX|INFLARX N.V. CM|NITE|VIRTU Americas LLC|22410
IFRX|INFLARX N.V. CM|NQRB|Brut, LLC|1700
IFRX|INFLARX N.V. CM|PCPT|PHILLIP CAPITAL INC.|320
IFRX|INFLARX N.V. CM|PDQM|CODA MARKETS, INC.|14130
IFRX|INFLARX N.V. CM|SBSH|Citigroup Global Markets Inc.|620
IFRX|INFLARX N.V. CM|SGMT|GOLDMAN SACHS & CO. LLC|9661
IFRX|INFLARX N.V. CM|SPDR|SPEEDROUTE LLC|9312
IFRX|INFLARX N.V. CM|STFL|Stifel, Nicolaus & Company, Incorporated|200
IFRX|INFLARX N.V. CM|SWIM|TD Ameritrade, Inc.|3150
IFRX|INFLARX N.V. CM|TRBT|Tradebot Systems, Inc.|40
IFRX|INFLARX N.V. CM|TRCM|TRC MARKETS LLC|2544
IFRX|INFLARX N.V. CM|UBSS|UBS Securities LLC|39711
IFRX|INFLARX N.V. CM|VALX|VIRTU AMERICAS LLC|2075
IFRX|INFLARX N.V. CM|WCHV|WELLS FARGO SECURITIES, LLC|50
IFRX|INFLARX N.V. CM|XIST|INSTINET, LLC|1200
IFRX|INFLARX N.V. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|983
IFV|FIRST TRT DORSEY WRI|ALTX|Alternet Securities Inc.|100
IFV|FIRST TRT DORSEY WRI|APCC|Apex Clearing Corporation|7
IFV|FIRST TRT DORSEY WRI|BARD|Robert W. Baird & Co. Incorporated|14046
IFV|FIRST TRT DORSEY WRI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1144
IFV|FIRST TRT DORSEY WRI|CANT|Cantor Fitzgerald & Co.|4731
IFV|FIRST TRT DORSEY WRI|CHAS|Charles Schwab & Co., Inc.|1
IFV|FIRST TRT DORSEY WRI|CIST|Capital Institutional Services, Inc.|1118
IFV|FIRST TRT DORSEY WRI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4088
IFV|FIRST TRT DORSEY WRI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
IFV|FIRST TRT DORSEY WRI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59508
IFV|FIRST TRT DORSEY WRI|CSIN|Citadel Securities Institutional LLC|136751
IFV|FIRST TRT DORSEY WRI|CTDL|Citadel Derivatives Group Llc|241845
IFV|FIRST TRT DORSEY WRI|CXCX|CITIGROUP GLOBAL MARKETS INC.|17548
IFV|FIRST TRT DORSEY WRI|DADA|D.A. Davidson & Co.|4930
IFV|FIRST TRT DORSEY WRI|DBAB|Deutsche Bank Securities Inc.|145182
IFV|FIRST TRT DORSEY WRI|DBAX|Deutsche Bank Securities Inc.|39000
IFV|FIRST TRT DORSEY WRI|DEAN|MORGAN STANLEY|27844
IFV|FIRST TRT DORSEY WRI|EBXL|EBX LLC|40200
IFV|FIRST TRT DORSEY WRI|EDJO|Edward D. Jones & Co., L.P.|631
IFV|FIRST TRT DORSEY WRI|EGAM|CBOE TRADING, INC.|3510
IFV|FIRST TRT DORSEY WRI|EGMT|EG MARKET TECHNOLOGIES LLC|200
IFV|FIRST TRT DORSEY WRI|ETBE|Electronic Transaction Clearing, Inc.|600
IFV|FIRST TRT DORSEY WRI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
IFV|FIRST TRT DORSEY WRI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
IFV|FIRST TRT DORSEY WRI|ETRS|E*Trade Securities LLC|467
IFV|FIRST TRT DORSEY WRI|FBCO|Credit Suisse Securities (USA) LLC|15611
IFV|FIRST TRT DORSEY WRI|FILL|Tradestation Securities, Inc.|7927
IFV|FIRST TRT DORSEY WRI|FOMA|TD AMERITRADE CLEARING, INC.|103667
IFV|FIRST TRT DORSEY WRI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8435
IFV|FIRST TRT DORSEY WRI|FTBR|Foliofn Investments, Inc.|81962
IFV|FIRST TRT DORSEY WRI|GEBB|GLOBAL EXECUTION BROKERS, LP|4826
IFV|FIRST TRT DORSEY WRI|GLPX|ACS EXECUTION SERVICES, LLC|2416
IFV|FIRST TRT DORSEY WRI|GSCO|GOLDMAN SACHS & CO. LLC|1709
IFV|FIRST TRT DORSEY WRI|GSLT|GOLDMAN SACHS & CO. LLC|100
IFV|FIRST TRT DORSEY WRI|GTSZ|GTS SECURITIES LLC|7331
IFV|FIRST TRT DORSEY WRI|HRBF|American Enterprise Investment Services Inc.|2588
IFV|FIRST TRT DORSEY WRI|IATS|INTERACTIVE BROKERS LLC|20
IFV|FIRST TRT DORSEY WRI|IBKR|Interactive Brokers Llc|9446
IFV|FIRST TRT DORSEY WRI|ICBX|INSTINET, LLC|14166
IFV|FIRST TRT DORSEY WRI|INCA|INSTINET, LLC|20620
IFV|FIRST TRT DORSEY WRI|ITGI|ITG Inc.|32390
IFV|FIRST TRT DORSEY WRI|ITGP|ITG INC.|16000
IFV|FIRST TRT DORSEY WRI|JANY|Janney Montgomery Scott Inc.|4113
IFV|FIRST TRT DORSEY WRI|JMPT|JUMP TRADING, LLC|1373
IFV|FIRST TRT DORSEY WRI|JPMX|J.P. Morgan Securities LLC|45526
IFV|FIRST TRT DORSEY WRI|JSEB|JANE STREET EXECUTION SERVICES, LLC|321610
IFV|FIRST TRT DORSEY WRI|JSJX|JANE STREET CAPITAL LLC|217886
IFV|FIRST TRT DORSEY WRI|KCGM|VIRTU Americas LLC|24324
IFV|FIRST TRT DORSEY WRI|LEHM|Barclays Capital Inc./Le|41600
IFV|FIRST TRT DORSEY WRI|LIME|Lime Brokerage LLC|7933
IFV|FIRST TRT DORSEY WRI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65094
IFV|FIRST TRT DORSEY WRI|MOTF|MOTIF INVESTING, INC.|1
IFV|FIRST TRT DORSEY WRI|MSCO|MORGAN STANLEY & CO. LLC|245994
IFV|FIRST TRT DORSEY WRI|MSPL|MORGAN STANLEY & CO. LLC|21200
IFV|FIRST TRT DORSEY WRI|NATL|National Securities Corporation|500
IFV|FIRST TRT DORSEY WRI|NBCS|NBC Securities, INC.|700
IFV|FIRST TRT DORSEY WRI|NFSC|National Financial Services LLC|233027
IFV|FIRST TRT DORSEY WRI|NITE|VIRTU Americas LLC|799342
IFV|FIRST TRT DORSEY WRI|NQRB|Brut, LLC|1800
IFV|FIRST TRT DORSEY WRI|OLDM|OLD MISSION CAPITAL, LLC|19206
IFV|FIRST TRT DORSEY WRI|OPCO|Oppenheimer & Co. Inc.|7631
IFV|FIRST TRT DORSEY WRI|PDQM|CODA MARKETS, INC.|25466
IFV|FIRST TRT DORSEY WRI|PWJC|UBS Financial Services, Inc.|2916
IFV|FIRST TRT DORSEY WRI|RAJA|Raymond James & Associates, Inc.|172081
IFV|FIRST TRT DORSEY WRI|RBCM|RBC CAPITAL MARKETS, LLC|51162
IFV|FIRST TRT DORSEY WRI|SAGL|SAGETRADER, LLC|3377
IFV|FIRST TRT DORSEY WRI|SBSH|Citigroup Global Markets Inc.|831
IFV|FIRST TRT DORSEY WRI|SGMT|GOLDMAN SACHS & CO. LLC|24525
IFV|FIRST TRT DORSEY WRI|SPDR|SPEEDROUTE LLC|400
IFV|FIRST TRT DORSEY WRI|SPHN|Stephens Inc.|311
IFV|FIRST TRT DORSEY WRI|STFL|Stifel, Nicolaus & Company, Incorporated|17389
IFV|FIRST TRT DORSEY WRI|SWST|Hilltop Securities Inc.|7
IFV|FIRST TRT DORSEY WRI|TRCM|TRC MARKETS LLC|926
IFV|FIRST TRT DORSEY WRI|UBSA|UBS SECURITIES LLC|169100
IFV|FIRST TRT DORSEY WRI|UBSS|UBS Securities LLC|519689
IFV|FIRST TRT DORSEY WRI|VALX|VIRTU AMERICAS LLC|571
IFV|FIRST TRT DORSEY WRI|VGRD|Vanguard Marketing Corporation|4268
IFV|FIRST TRT DORSEY WRI|WCHV|WELLS FARGO SECURITIES, LLC|457965
IFV|FIRST TRT DORSEY WRI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1936
IFV|FIRST TRT DORSEY WRI|WGIF|CIBC World Markets Inc.|1542
IFV|FIRST TRT DORSEY WRI|WSEA|WOLVERINE SECURITIES, LLC|7619
IFV|FIRST TRT DORSEY WRI|XSTM|NATIONAL FINANCIAL SERVICES LLC|22820
IFV|FIRST TRT DORSEY WRI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|77687
IG|PRINCIPAL INVESTMENT|JSEB|JANE STREET EXECUTION SERVICES, LLC|2849361
IG|PRINCIPAL INVESTMENT|JSJX|JANE STREET CAPITAL LLC|388
IG|PRINCIPAL INVESTMENT|NFSC|National Financial Services LLC|300
IG|PRINCIPAL INVESTMENT|NITE|VIRTU Americas LLC|50
IG|PRINCIPAL INVESTMENT|PWJC|UBS Financial Services, Inc.|500
IG|PRINCIPAL INVESTMENT|SSBS|STATE STREET GLOBAL MARKETS, LLC|1578722
IG|PRINCIPAL INVESTMENT|UBSA|UBS SECURITIES LLC|396
IG|PRINCIPAL INVESTMENT|UBSS|UBS Securities LLC|1100
IGA|VOYA GLBL ADVNTG PRM|ALTX|Alternet Securities Inc.|500
IGA|VOYA GLBL ADVNTG PRM|APCC|Apex Clearing Corporation|5
IGA|VOYA GLBL ADVNTG PRM|BATM|CBOE TRADING, INC.|86
IGA|VOYA GLBL ADVNTG PRM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3880
IGA|VOYA GLBL ADVNTG PRM|BTIG|BTIG, LLC|4478
IGA|VOYA GLBL ADVNTG PRM|CANT|Cantor Fitzgerald & Co.|16763
IGA|VOYA GLBL ADVNTG PRM|CHAS|Charles Schwab & Co., Inc.|1
IGA|VOYA GLBL ADVNTG PRM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7874
IGA|VOYA GLBL ADVNTG PRM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1030
IGA|VOYA GLBL ADVNTG PRM|DBAX|Deutsche Bank Securities Inc.|5800
IGA|VOYA GLBL ADVNTG PRM|DEAN|MORGAN STANLEY|9620
IGA|VOYA GLBL ADVNTG PRM|DEGS|RONIN PROFESSIONAL LLC|200
IGA|VOYA GLBL ADVNTG PRM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10551
IGA|VOYA GLBL ADVNTG PRM|EBXL|EBX LLC|5500
IGA|VOYA GLBL ADVNTG PRM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2400
IGA|VOYA GLBL ADVNTG PRM|EDJO|Edward D. Jones & Co., L.P.|500
IGA|VOYA GLBL ADVNTG PRM|EGMT|EG MARKET TECHNOLOGIES LLC|100
IGA|VOYA GLBL ADVNTG PRM|ESPO|ESPOSITO SECURITIES, LLC|7398
IGA|VOYA GLBL ADVNTG PRM|ETRS|E*Trade Securities LLC|8630
IGA|VOYA GLBL ADVNTG PRM|FILL|Tradestation Securities, Inc.|1
IGA|VOYA GLBL ADVNTG PRM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10967
IGA|VOYA GLBL ADVNTG PRM|FTBR|Foliofn Investments, Inc.|218
IGA|VOYA GLBL ADVNTG PRM|GLPX|ACS EXECUTION SERVICES, LLC|1500
IGA|VOYA GLBL ADVNTG PRM|GSCO|GOLDMAN SACHS & CO. LLC|46
IGA|VOYA GLBL ADVNTG PRM|GSLT|GOLDMAN SACHS & CO. LLC|2300
IGA|VOYA GLBL ADVNTG PRM|GTSZ|GTS SECURITIES LLC|303
IGA|VOYA GLBL ADVNTG PRM|HRBF|American Enterprise Investment Services Inc.|7992
IGA|VOYA GLBL ADVNTG PRM|IATS|INTERACTIVE BROKERS LLC|1920
IGA|VOYA GLBL ADVNTG PRM|IBKR|Interactive Brokers Llc|10253
IGA|VOYA GLBL ADVNTG PRM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
IGA|VOYA GLBL ADVNTG PRM|ICBX|INSTINET, LLC|900
IGA|VOYA GLBL ADVNTG PRM|INCA|INSTINET, LLC|3352
IGA|VOYA GLBL ADVNTG PRM|ITGI|ITG Inc.|254
IGA|VOYA GLBL ADVNTG PRM|JANY|Janney Montgomery Scott Inc.|1080
IGA|VOYA GLBL ADVNTG PRM|JONE|JonesTrading|900
IGA|VOYA GLBL ADVNTG PRM|JPMX|J.P. Morgan Securities LLC|7400
IGA|VOYA GLBL ADVNTG PRM|KCGM|VIRTU Americas LLC|1044
IGA|VOYA GLBL ADVNTG PRM|LEHM|Barclays Capital Inc./Le|6700
IGA|VOYA GLBL ADVNTG PRM|LIME|Lime Brokerage LLC|155
IGA|VOYA GLBL ADVNTG PRM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
IGA|VOYA GLBL ADVNTG PRM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
IGA|VOYA GLBL ADVNTG PRM|MSCO|MORGAN STANLEY & CO. LLC|46057
IGA|VOYA GLBL ADVNTG PRM|MSPL|MORGAN STANLEY & CO. LLC|2800
IGA|VOYA GLBL ADVNTG PRM|NFSC|National Financial Services LLC|52163
IGA|VOYA GLBL ADVNTG PRM|NITE|VIRTU Americas LLC|115407
IGA|VOYA GLBL ADVNTG PRM|NQRB|Brut, LLC|4735
IGA|VOYA GLBL ADVNTG PRM|NTRC|Northern Trust Securities, Inc.|200
IGA|VOYA GLBL ADVNTG PRM|OPCO|Oppenheimer & Co. Inc.|11953
IGA|VOYA GLBL ADVNTG PRM|PDQM|CODA MARKETS, INC.|2500
IGA|VOYA GLBL ADVNTG PRM|PWJC|UBS Financial Services, Inc.|16612
IGA|VOYA GLBL ADVNTG PRM|RBCM|RBC CAPITAL MARKETS, LLC|31542
IGA|VOYA GLBL ADVNTG PRM|SALI|INTL FCSTONE FINANCIAL INC.|1
IGA|VOYA GLBL ADVNTG PRM|SBSH|Citigroup Global Markets Inc.|661
IGA|VOYA GLBL ADVNTG PRM|SGMT|GOLDMAN SACHS & CO. LLC|500
IGA|VOYA GLBL ADVNTG PRM|STFL|Stifel, Nicolaus & Company, Incorporated|1650
IGA|VOYA GLBL ADVNTG PRM|SWIM|TD Ameritrade, Inc.|1307
IGA|VOYA GLBL ADVNTG PRM|SWST|Hilltop Securities Inc.|14714
IGA|VOYA GLBL ADVNTG PRM|UBSA|UBS SECURITIES LLC|12190
IGA|VOYA GLBL ADVNTG PRM|UBSS|UBS Securities LLC|44138
IGA|VOYA GLBL ADVNTG PRM|VALX|VIRTU AMERICAS LLC|100
IGA|VOYA GLBL ADVNTG PRM|VGRD|Vanguard Marketing Corporation|5768
IGA|VOYA GLBL ADVNTG PRM|WCHV|WELLS FARGO SECURITIES, LLC|25800
IGA|VOYA GLBL ADVNTG PRM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1634
IGA|VOYA GLBL ADVNTG PRM|WSEA|WOLVERINE SECURITIES, LLC|32
IGA|VOYA GLBL ADVNTG PRM|YKNA|COMHAR CAPITAL MARKETS, LLC|300
IGA|VOYA GLBL ADVNTG PRM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|701
IGC|INDIA GLOBAL CAPITAL|APCC|Apex Clearing Corporation|6417
IGC|INDIA GLOBAL CAPITAL|BATM|CBOE TRADING, INC.|481
IGC|INDIA GLOBAL CAPITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5001
IGC|INDIA GLOBAL CAPITAL|CANT|Cantor Fitzgerald & Co.|507
IGC|INDIA GLOBAL CAPITAL|CHAS|Charles Schwab & Co., Inc.|1219
IGC|INDIA GLOBAL CAPITAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|104242
IGC|INDIA GLOBAL CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3600
IGC|INDIA GLOBAL CAPITAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|2374
IGC|INDIA GLOBAL CAPITAL|DBAB|Deutsche Bank Securities Inc.|3252
IGC|INDIA GLOBAL CAPITAL|DEAN|MORGAN STANLEY|600
IGC|INDIA GLOBAL CAPITAL|EBXL|EBX LLC|2800
IGC|INDIA GLOBAL CAPITAL|EGAM|CBOE TRADING, INC.|252
IGC|INDIA GLOBAL CAPITAL|EGXM|CBOE TRADING, INC.|8726
IGC|INDIA GLOBAL CAPITAL|ETRS|E*Trade Securities LLC|247907
IGC|INDIA GLOBAL CAPITAL|FILL|Tradestation Securities, Inc.|23031
IGC|INDIA GLOBAL CAPITAL|FTBR|Foliofn Investments, Inc.|1105
IGC|INDIA GLOBAL CAPITAL|GLIS|TD Securities Inc|2201
IGC|INDIA GLOBAL CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|900
IGC|INDIA GLOBAL CAPITAL|GSLT|GOLDMAN SACHS & CO. LLC|1988
IGC|INDIA GLOBAL CAPITAL|HRBF|American Enterprise Investment Services Inc.|3000
IGC|INDIA GLOBAL CAPITAL|IBKR|Interactive Brokers Llc|19061
IGC|INDIA GLOBAL CAPITAL|ICBX|INSTINET, LLC|1400
IGC|INDIA GLOBAL CAPITAL|INCA|INSTINET, LLC|834
IGC|INDIA GLOBAL CAPITAL|ITGP|ITG INC.|5600
IGC|INDIA GLOBAL CAPITAL|KCGM|VIRTU Americas LLC|300
IGC|INDIA GLOBAL CAPITAL|LEHM|Barclays Capital Inc./Le|2140
IGC|INDIA GLOBAL CAPITAL|LIME|Lime Brokerage LLC|186
IGC|INDIA GLOBAL CAPITAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
IGC|INDIA GLOBAL CAPITAL|MOTF|MOTIF INVESTING, INC.|1
IGC|INDIA GLOBAL CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|23369
IGC|INDIA GLOBAL CAPITAL|NFSC|National Financial Services LLC|318645
IGC|INDIA GLOBAL CAPITAL|NITE|VIRTU Americas LLC|434193
IGC|INDIA GLOBAL CAPITAL|NQRB|Brut, LLC|300
IGC|INDIA GLOBAL CAPITAL|NTBF|BMO Nesbitt Burns Inc./CDS|6017
IGC|INDIA GLOBAL CAPITAL|PDQM|CODA MARKETS, INC.|3884
IGC|INDIA GLOBAL CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|7000
IGC|INDIA GLOBAL CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|1900
IGC|INDIA GLOBAL CAPITAL|SPDR|SPEEDROUTE LLC|2030
IGC|INDIA GLOBAL CAPITAL|SWIM|TD Ameritrade, Inc.|26818
IGC|INDIA GLOBAL CAPITAL|TKNG|ALLY INVEST SECURITIES LLC|814
IGC|INDIA GLOBAL CAPITAL|UBSA|UBS SECURITIES LLC|17966
IGC|INDIA GLOBAL CAPITAL|UBSS|UBS Securities LLC|20033
IGC|INDIA GLOBAL CAPITAL|VGRD|Vanguard Marketing Corporation|18847
IGC|INDIA GLOBAL CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|7788
IGC|INDIA GLOBAL CAPITAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26475
IGC|INDIA GLOBAL CAPITAL|WHOT|JUST2TRADE, INC.|462
IGC|INDIA GLOBAL CAPITAL|WSEA|WOLVERINE SECURITIES, LLC|93039
IGD|VOYA GLOBAL EQUITY|AGIS|Aegis Capital Corp.|15200
IGD|VOYA GLOBAL EQUITY|ALTX|Alternet Securities Inc.|7400
IGD|VOYA GLOBAL EQUITY|APCC|Apex Clearing Corporation|4276
IGD|VOYA GLOBAL EQUITY|BANK|Primevest Financial Services, Inc.|101
IGD|VOYA GLOBAL EQUITY|BARD|Robert W. Baird & Co. Incorporated|12452
IGD|VOYA GLOBAL EQUITY|BATM|CBOE TRADING, INC.|605
IGD|VOYA GLOBAL EQUITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|75879
IGD|VOYA GLOBAL EQUITY|BNCH|The Benchmark Company, LLC|6349
IGD|VOYA GLOBAL EQUITY|BTIG|BTIG, LLC|4942
IGD|VOYA GLOBAL EQUITY|CANT|Cantor Fitzgerald & Co.|2499
IGD|VOYA GLOBAL EQUITY|CHAS|Charles Schwab & Co., Inc.|6265
IGD|VOYA GLOBAL EQUITY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10235
IGD|VOYA GLOBAL EQUITY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
IGD|VOYA GLOBAL EQUITY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
IGD|VOYA GLOBAL EQUITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17844
IGD|VOYA GLOBAL EQUITY|CTDL|Citadel Derivatives Group Llc|60
IGD|VOYA GLOBAL EQUITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|37818
IGD|VOYA GLOBAL EQUITY|DADA|D.A. Davidson & Co.|5
IGD|VOYA GLOBAL EQUITY|DBAX|Deutsche Bank Securities Inc.|11400
IGD|VOYA GLOBAL EQUITY|DEAN|MORGAN STANLEY|167237
IGD|VOYA GLOBAL EQUITY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23733
IGD|VOYA GLOBAL EQUITY|EBXL|EBX LLC|27900
IGD|VOYA GLOBAL EQUITY|ECUT|CONVERGEX EXECUTION SOLUTIONS|16058
IGD|VOYA GLOBAL EQUITY|EDJO|Edward D. Jones & Co., L.P.|9976
IGD|VOYA GLOBAL EQUITY|EGAM|CBOE TRADING, INC.|6548
IGD|VOYA GLOBAL EQUITY|EGXM|CBOE TRADING, INC.|1124
IGD|VOYA GLOBAL EQUITY|ESPO|ESPOSITO SECURITIES, LLC|2894
IGD|VOYA GLOBAL EQUITY|ETBE|Electronic Transaction Clearing, Inc.|1000
IGD|VOYA GLOBAL EQUITY|ETCB|ETC BROKERAGE SERVICES, LLC|685
IGD|VOYA GLOBAL EQUITY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8
IGD|VOYA GLOBAL EQUITY|ETRS|E*Trade Securities LLC|63280
IGD|VOYA GLOBAL EQUITY|FBSB|U.S. Bancorp Investments, Inc.|901
IGD|VOYA GLOBAL EQUITY|FMAF|NBCN Inc./ CDS|1000
IGD|VOYA GLOBAL EQUITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28979
IGD|VOYA GLOBAL EQUITY|FTBR|Foliofn Investments, Inc.|943
IGD|VOYA GLOBAL EQUITY|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
IGD|VOYA GLOBAL EQUITY|GLIS|TD Securities Inc|2900
IGD|VOYA GLOBAL EQUITY|GLPX|ACS EXECUTION SERVICES, LLC|4483
IGD|VOYA GLOBAL EQUITY|GSCO|GOLDMAN SACHS & CO. LLC|5578
IGD|VOYA GLOBAL EQUITY|GSCS|GOLDMAN SACHS & CO. LLC|100
IGD|VOYA GLOBAL EQUITY|GSLT|GOLDMAN SACHS & CO. LLC|825
IGD|VOYA GLOBAL EQUITY|GTSZ|GTS SECURITIES LLC|200
IGD|VOYA GLOBAL EQUITY|HRBF|American Enterprise Investment Services Inc.|146901
IGD|VOYA GLOBAL EQUITY|IATS|INTERACTIVE BROKERS LLC|9950
IGD|VOYA GLOBAL EQUITY|IBKR|Interactive Brokers Llc|29626
IGD|VOYA GLOBAL EQUITY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5501
IGD|VOYA GLOBAL EQUITY|ICBX|INSTINET, LLC|19400
IGD|VOYA GLOBAL EQUITY|INCA|INSTINET, LLC|10501
IGD|VOYA GLOBAL EQUITY|ITGI|ITG Inc.|27935
IGD|VOYA GLOBAL EQUITY|ITGP|ITG INC.|25400
IGD|VOYA GLOBAL EQUITY|JANY|Janney Montgomery Scott Inc.|3301
IGD|VOYA GLOBAL EQUITY|JMPT|JUMP TRADING, LLC|170
IGD|VOYA GLOBAL EQUITY|JPMX|J.P. Morgan Securities LLC|19704
IGD|VOYA GLOBAL EQUITY|JSJX|JANE STREET CAPITAL LLC|3700
IGD|VOYA GLOBAL EQUITY|KCGM|VIRTU Americas LLC|4672
IGD|VOYA GLOBAL EQUITY|LEHM|Barclays Capital Inc./Le|25400
IGD|VOYA GLOBAL EQUITY|LGNT|COR CLEARING LLC|27
IGD|VOYA GLOBAL EQUITY|LIME|Lime Brokerage LLC|826
IGD|VOYA GLOBAL EQUITY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3820
IGD|VOYA GLOBAL EQUITY|MACC|Mid Atlantic Capital Corporation|503
IGD|VOYA GLOBAL EQUITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37240
IGD|VOYA GLOBAL EQUITY|MSCO|MORGAN STANLEY & CO. LLC|472280
IGD|VOYA GLOBAL EQUITY|MSPL|MORGAN STANLEY & CO. LLC|21900
IGD|VOYA GLOBAL EQUITY|NATL|National Securities Corporation|2160
IGD|VOYA GLOBAL EQUITY|NFSC|National Financial Services LLC|423179
IGD|VOYA GLOBAL EQUITY|NITE|VIRTU Americas LLC|756619
IGD|VOYA GLOBAL EQUITY|NQRB|Brut, LLC|453
IGD|VOYA GLOBAL EQUITY|OPCO|Oppenheimer & Co. Inc.|19070
IGD|VOYA GLOBAL EQUITY|PDQM|CODA MARKETS, INC.|14725
IGD|VOYA GLOBAL EQUITY|PWJC|UBS Financial Services, Inc.|21230
IGD|VOYA GLOBAL EQUITY|RBCM|RBC CAPITAL MARKETS, LLC|45317
IGD|VOYA GLOBAL EQUITY|SAGC|SAGETRADER, LLC|500
IGD|VOYA GLOBAL EQUITY|SAGL|SAGETRADER, LLC|800
IGD|VOYA GLOBAL EQUITY|SALI|INTL FCSTONE FINANCIAL INC.|3220
IGD|VOYA GLOBAL EQUITY|SBSH|Citigroup Global Markets Inc.|145843
IGD|VOYA GLOBAL EQUITY|SEIC|SEI Investments Distribution Co.|300
IGD|VOYA GLOBAL EQUITY|SGMT|GOLDMAN SACHS & CO. LLC|7731
IGD|VOYA GLOBAL EQUITY|SPDR|SPEEDROUTE LLC|900
IGD|VOYA GLOBAL EQUITY|SPHN|Stephens Inc.|17
IGD|VOYA GLOBAL EQUITY|STFL|Stifel, Nicolaus & Company, Incorporated|28458
IGD|VOYA GLOBAL EQUITY|STXG|Stockcross Financial Services, Inc.|647
IGD|VOYA GLOBAL EQUITY|SWIM|TD Ameritrade, Inc.|42949
IGD|VOYA GLOBAL EQUITY|SWST|Hilltop Securities Inc.|36057
IGD|VOYA GLOBAL EQUITY|TKNG|ALLY INVEST SECURITIES LLC|5948
IGD|VOYA GLOBAL EQUITY|TRBT|Tradebot Systems, Inc.|1249
IGD|VOYA GLOBAL EQUITY|TRCM|TRC MARKETS LLC|499
IGD|VOYA GLOBAL EQUITY|TWTT|TASTYWORKS, INC.|100
IGD|VOYA GLOBAL EQUITY|UBSA|UBS SECURITIES LLC|54307
IGD|VOYA GLOBAL EQUITY|UBSS|UBS Securities LLC|259296
IGD|VOYA GLOBAL EQUITY|VALX|VIRTU AMERICAS LLC|7817
IGD|VOYA GLOBAL EQUITY|VGRD|Vanguard Marketing Corporation|72767
IGD|VOYA GLOBAL EQUITY|WCHV|WELLS FARGO SECURITIES, LLC|177105
IGD|VOYA GLOBAL EQUITY|WEDB|WEDBUSH SECURITIES INC.|8004
IGD|VOYA GLOBAL EQUITY|WGIF|CIBC World Markets Inc.|500
IGD|VOYA GLOBAL EQUITY|WSEA|WOLVERINE SECURITIES, LLC|13349
IGD|VOYA GLOBAL EQUITY|XSTM|NATIONAL FINANCIAL SERVICES LLC|9400
IGD|VOYA GLOBAL EQUITY|YKNA|COMHAR CAPITAL MARKETS, LLC|2849
IGD|VOYA GLOBAL EQUITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26722
IGE|ISHARES NORTH AM NTR|APCC|Apex Clearing Corporation|25
IGE|ISHARES NORTH AM NTR|BANK|Primevest Financial Services, Inc.|56
IGE|ISHARES NORTH AM NTR|BARD|Robert W. Baird & Co. Incorporated|75
IGE|ISHARES NORTH AM NTR|BATM|CBOE TRADING, INC.|1400
IGE|ISHARES NORTH AM NTR|BBNT|BB&T SECURITIES, LLC|295
IGE|ISHARES NORTH AM NTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
IGE|ISHARES NORTH AM NTR|CANT|Cantor Fitzgerald & Co.|478
IGE|ISHARES NORTH AM NTR|CHAS|Charles Schwab & Co., Inc.|305
IGE|ISHARES NORTH AM NTR|CIST|Capital Institutional Services, Inc.|242
IGE|ISHARES NORTH AM NTR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IGE|ISHARES NORTH AM NTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7129
IGE|ISHARES NORTH AM NTR|CSIN|Citadel Securities Institutional LLC|135901
IGE|ISHARES NORTH AM NTR|CTDL|Citadel Derivatives Group Llc|127320
IGE|ISHARES NORTH AM NTR|DADA|D.A. Davidson & Co.|1046
IGE|ISHARES NORTH AM NTR|DAVA|Davenport & Company LLC|200
IGE|ISHARES NORTH AM NTR|DBAX|Deutsche Bank Securities Inc.|1600
IGE|ISHARES NORTH AM NTR|EBXL|EBX LLC|3200
IGE|ISHARES NORTH AM NTR|ECUT|CONVERGEX EXECUTION SOLUTIONS|15
IGE|ISHARES NORTH AM NTR|EDJO|Edward D. Jones & Co., L.P.|855
IGE|ISHARES NORTH AM NTR|EGXM|CBOE TRADING, INC.|40
IGE|ISHARES NORTH AM NTR|ETCB|ETC BROKERAGE SERVICES, LLC|270
IGE|ISHARES NORTH AM NTR|ETRS|E*Trade Securities LLC|5842
IGE|ISHARES NORTH AM NTR|FINX|FINTECH SECURITIES|150
IGE|ISHARES NORTH AM NTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94
IGE|ISHARES NORTH AM NTR|FTBR|Foliofn Investments, Inc.|6692
IGE|ISHARES NORTH AM NTR|GEBB|GLOBAL EXECUTION BROKERS, LP|600
IGE|ISHARES NORTH AM NTR|GLIS|TD Securities Inc|82
IGE|ISHARES NORTH AM NTR|GSCO|GOLDMAN SACHS & CO. LLC|3200
IGE|ISHARES NORTH AM NTR|GSLT|GOLDMAN SACHS & CO. LLC|2700
IGE|ISHARES NORTH AM NTR|GTSZ|GTS SECURITIES LLC|100
IGE|ISHARES NORTH AM NTR|HRBF|American Enterprise Investment Services Inc.|4210
IGE|ISHARES NORTH AM NTR|IATS|INTERACTIVE BROKERS LLC|60
IGE|ISHARES NORTH AM NTR|IBKR|Interactive Brokers Llc|2399
IGE|ISHARES NORTH AM NTR|ICBX|INSTINET, LLC|400
IGE|ISHARES NORTH AM NTR|INCA|INSTINET, LLC|3012
IGE|ISHARES NORTH AM NTR|ITGI|ITG Inc.|4050
IGE|ISHARES NORTH AM NTR|ITGP|ITG INC.|1600
IGE|ISHARES NORTH AM NTR|JANY|Janney Montgomery Scott Inc.|12
IGE|ISHARES NORTH AM NTR|JPMX|J.P. Morgan Securities LLC|3340
IGE|ISHARES NORTH AM NTR|JSEB|JANE STREET EXECUTION SERVICES, LLC|4835
IGE|ISHARES NORTH AM NTR|JSJX|JANE STREET CAPITAL LLC|45290
IGE|ISHARES NORTH AM NTR|KCGM|VIRTU Americas LLC|1140
IGE|ISHARES NORTH AM NTR|LEHM|Barclays Capital Inc./Le|14500
IGE|ISHARES NORTH AM NTR|LIME|Lime Brokerage LLC|1267
IGE|ISHARES NORTH AM NTR|MACC|Mid Atlantic Capital Corporation|3101
IGE|ISHARES NORTH AM NTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3056
IGE|ISHARES NORTH AM NTR|MOTF|MOTIF INVESTING, INC.|4
IGE|ISHARES NORTH AM NTR|MSCO|MORGAN STANLEY & CO. LLC|133365
IGE|ISHARES NORTH AM NTR|MSPL|MORGAN STANLEY & CO. LLC|1000
IGE|ISHARES NORTH AM NTR|NFSC|National Financial Services LLC|70797
IGE|ISHARES NORTH AM NTR|NITE|VIRTU Americas LLC|222633
IGE|ISHARES NORTH AM NTR|NITP|VIRTU Americas LLC|3800
IGE|ISHARES NORTH AM NTR|OPCO|Oppenheimer & Co. Inc.|1632
IGE|ISHARES NORTH AM NTR|RBCM|RBC CAPITAL MARKETS, LLC|2783
IGE|ISHARES NORTH AM NTR|SBSH|Citigroup Global Markets Inc.|325
IGE|ISHARES NORTH AM NTR|SGMT|GOLDMAN SACHS & CO. LLC|200
IGE|ISHARES NORTH AM NTR|STFL|Stifel, Nicolaus & Company, Incorporated|956
IGE|ISHARES NORTH AM NTR|SWIM|TD Ameritrade, Inc.|150
IGE|ISHARES NORTH AM NTR|TKNG|ALLY INVEST SECURITIES LLC|7
IGE|ISHARES NORTH AM NTR|TRCM|TRC MARKETS LLC|201196
IGE|ISHARES NORTH AM NTR|UBSA|UBS SECURITIES LLC|3194
IGE|ISHARES NORTH AM NTR|UBSS|UBS Securities LLC|35419
IGE|ISHARES NORTH AM NTR|VALX|VIRTU AMERICAS LLC|100
IGE|ISHARES NORTH AM NTR|VGRD|Vanguard Marketing Corporation|6881
IGE|ISHARES NORTH AM NTR|WCHV|WELLS FARGO SECURITIES, LLC|9320
IGE|ISHARES NORTH AM NTR|WEED|Weeden & Co.L.P.|137
IGE|ISHARES NORTH AM NTR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3737
IGE|ISHARES NORTH AM NTR|WSEA|WOLVERINE SECURITIES, LLC|243
IGE|ISHARES NORTH AM NTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8045
IGEB|ISHARES EDGE INVESTM|CSIN|Citadel Securities Institutional LLC|300
IGEB|ISHARES EDGE INVESTM|JSEB|JANE STREET EXECUTION SERVICES, LLC|2300
IGEB|ISHARES EDGE INVESTM|JSJX|JANE STREET CAPITAL LLC|2627
IGEB|ISHARES EDGE INVESTM|KCGM|VIRTU Americas LLC|100
IGEB|ISHARES EDGE INVESTM|LIME|Lime Brokerage LLC|100
IGEB|ISHARES EDGE INVESTM|MSCO|MORGAN STANLEY & CO. LLC|1
IGEB|ISHARES EDGE INVESTM|NFSC|National Financial Services LLC|2976
IGEB|ISHARES EDGE INVESTM|NITE|VIRTU Americas LLC|6836
IGEB|ISHARES EDGE INVESTM|SBSH|Citigroup Global Markets Inc.|100
IGEB|ISHARES EDGE INVESTM|WCHV|WELLS FARGO SECURITIES, LLC|500
IGEM|MKT VECTORS EM INV G|ETRS|E*Trade Securities LLC|1
IGEM|MKT VECTORS EM INV G|FLTU|FLOW TRADERS US LLC|22000
IGEM|MKT VECTORS EM INV G|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|22000
IGEM|MKT VECTORS EM INV G|NFSC|National Financial Services LLC|5
IGEM|MKT VECTORS EM INV G|NITE|VIRTU Americas LLC|5
IGF|ISHARES GLOBAL INFRA|ALTX|Alternet Securities Inc.|4794
IGF|ISHARES GLOBAL INFRA|ANOS|ABEL/NOSER, L.L.C.|5400
IGF|ISHARES GLOBAL INFRA|APCC|Apex Clearing Corporation|163
IGF|ISHARES GLOBAL INFRA|BANK|Primevest Financial Services, Inc.|767
IGF|ISHARES GLOBAL INFRA|BARD|Robert W. Baird & Co. Incorporated|7713
IGF|ISHARES GLOBAL INFRA|BATM|CBOE TRADING, INC.|5282
IGF|ISHARES GLOBAL INFRA|BBNT|BB&T SECURITIES, LLC|120
IGF|ISHARES GLOBAL INFRA|BERN|Sanford C. Bernstein & Co., LLC|262
IGF|ISHARES GLOBAL INFRA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14915
IGF|ISHARES GLOBAL INFRA|CANT|Cantor Fitzgerald & Co.|28546
IGF|ISHARES GLOBAL INFRA|CHAS|Charles Schwab & Co., Inc.|46
IGF|ISHARES GLOBAL INFRA|CIST|Capital Institutional Services, Inc.|293
IGF|ISHARES GLOBAL INFRA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29216
IGF|ISHARES GLOBAL INFRA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|920
IGF|ISHARES GLOBAL INFRA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40958
IGF|ISHARES GLOBAL INFRA|CTDL|Citadel Derivatives Group Llc|105917
IGF|ISHARES GLOBAL INFRA|CXCX|CITIGROUP GLOBAL MARKETS INC.|5160
IGF|ISHARES GLOBAL INFRA|DBAB|Deutsche Bank Securities Inc.|1867
IGF|ISHARES GLOBAL INFRA|DBAX|Deutsche Bank Securities Inc.|15700
IGF|ISHARES GLOBAL INFRA|DEAN|MORGAN STANLEY|12915
IGF|ISHARES GLOBAL INFRA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5000
IGF|ISHARES GLOBAL INFRA|EBXL|EBX LLC|29500
IGF|ISHARES GLOBAL INFRA|ECUT|CONVERGEX EXECUTION SOLUTIONS|16508
IGF|ISHARES GLOBAL INFRA|EDJO|Edward D. Jones & Co., L.P.|3857
IGF|ISHARES GLOBAL INFRA|EGAM|CBOE TRADING, INC.|3723
IGF|ISHARES GLOBAL INFRA|EGXM|CBOE TRADING, INC.|2351
IGF|ISHARES GLOBAL INFRA|ETBE|Electronic Transaction Clearing, Inc.|700
IGF|ISHARES GLOBAL INFRA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3394
IGF|ISHARES GLOBAL INFRA|ETRS|E*Trade Securities LLC|1202
IGF|ISHARES GLOBAL INFRA|FBCO|Credit Suisse Securities (USA) LLC|287245
IGF|ISHARES GLOBAL INFRA|FILL|Tradestation Securities, Inc.|94
IGF|ISHARES GLOBAL INFRA|FINX|FINTECH SECURITIES|655
IGF|ISHARES GLOBAL INFRA|FLTU|FLOW TRADERS US LLC|114
IGF|ISHARES GLOBAL INFRA|FMAF|NBCN Inc./ CDS|31614
IGF|ISHARES GLOBAL INFRA|FOMA|TD AMERITRADE CLEARING, INC.|26880
IGF|ISHARES GLOBAL INFRA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38904
IGF|ISHARES GLOBAL INFRA|FTBR|Foliofn Investments, Inc.|1185
IGF|ISHARES GLOBAL INFRA|GBMT|GBM International, Inc.|400
IGF|ISHARES GLOBAL INFRA|GEBB|GLOBAL EXECUTION BROKERS, LP|8551
IGF|ISHARES GLOBAL INFRA|GLPX|ACS EXECUTION SERVICES, LLC|872
IGF|ISHARES GLOBAL INFRA|GSCO|GOLDMAN SACHS & CO. LLC|706204
IGF|ISHARES GLOBAL INFRA|GSCS|GOLDMAN SACHS & CO. LLC|200
IGF|ISHARES GLOBAL INFRA|GSLT|GOLDMAN SACHS & CO. LLC|100
IGF|ISHARES GLOBAL INFRA|GTSZ|GTS SECURITIES LLC|737
IGF|ISHARES GLOBAL INFRA|HRBF|American Enterprise Investment Services Inc.|30682
IGF|ISHARES GLOBAL INFRA|HSBC|HSBC Securities, Inc.|499
IGF|ISHARES GLOBAL INFRA|IATS|INTERACTIVE BROKERS LLC|4343
IGF|ISHARES GLOBAL INFRA|IBKR|Interactive Brokers Llc|48496
IGF|ISHARES GLOBAL INFRA|ICBX|INSTINET, LLC|22616
IGF|ISHARES GLOBAL INFRA|INCA|INSTINET, LLC|24100
IGF|ISHARES GLOBAL INFRA|INJX|INSTINET, LLC|663
IGF|ISHARES GLOBAL INFRA|ITGI|ITG Inc.|38603
IGF|ISHARES GLOBAL INFRA|ITGP|ITG INC.|27800
IGF|ISHARES GLOBAL INFRA|JANY|Janney Montgomery Scott Inc.|5390
IGF|ISHARES GLOBAL INFRA|JEFF|JEFFERIES LLC|1008
IGF|ISHARES GLOBAL INFRA|JMPT|JUMP TRADING, LLC|804
IGF|ISHARES GLOBAL INFRA|JPMX|J.P. Morgan Securities LLC|64350
IGF|ISHARES GLOBAL INFRA|JSEB|JANE STREET EXECUTION SERVICES, LLC|230150
IGF|ISHARES GLOBAL INFRA|JSJX|JANE STREET CAPITAL LLC|470548
IGF|ISHARES GLOBAL INFRA|KCGM|VIRTU Americas LLC|17665
IGF|ISHARES GLOBAL INFRA|LEHM|Barclays Capital Inc./Le|35803
IGF|ISHARES GLOBAL INFRA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3127
IGF|ISHARES GLOBAL INFRA|LIME|Lime Brokerage LLC|21199
IGF|ISHARES GLOBAL INFRA|LSCI|Lek Securities Corporation|432
IGF|ISHARES GLOBAL INFRA|MACC|Mid Atlantic Capital Corporation|68111
IGF|ISHARES GLOBAL INFRA|MACQ|Macquarie Capital (USA) Inc.|6600
IGF|ISHARES GLOBAL INFRA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23756
IGF|ISHARES GLOBAL INFRA|MOTF|MOTIF INVESTING, INC.|4
IGF|ISHARES GLOBAL INFRA|MSCO|MORGAN STANLEY & CO. LLC|126420
IGF|ISHARES GLOBAL INFRA|MSPL|MORGAN STANLEY & CO. LLC|33600
IGF|ISHARES GLOBAL INFRA|NFSC|National Financial Services LLC|139557
IGF|ISHARES GLOBAL INFRA|NITE|VIRTU Americas LLC|317039
IGF|ISHARES GLOBAL INFRA|NITP|VIRTU Americas LLC|1734
IGF|ISHARES GLOBAL INFRA|NQRB|Brut, LLC|309
IGF|ISHARES GLOBAL INFRA|NTRC|Northern Trust Securities, Inc.|1007
IGF|ISHARES GLOBAL INFRA|OLDM|OLD MISSION CAPITAL, LLC|63222
IGF|ISHARES GLOBAL INFRA|PDQM|CODA MARKETS, INC.|9692
IGF|ISHARES GLOBAL INFRA|PICT|Pictet Overseas Inc.|3160
IGF|ISHARES GLOBAL INFRA|PWJC|UBS Financial Services, Inc.|99
IGF|ISHARES GLOBAL INFRA|RAJA|Raymond James & Associates, Inc.|36633
IGF|ISHARES GLOBAL INFRA|RBCM|RBC CAPITAL MARKETS, LLC|2169
IGF|ISHARES GLOBAL INFRA|SAGL|SAGETRADER, LLC|810
IGF|ISHARES GLOBAL INFRA|SBSH|Citigroup Global Markets Inc.|556061
IGF|ISHARES GLOBAL INFRA|SEIC|SEI Investments Distribution Co.|4594
IGF|ISHARES GLOBAL INFRA|SGMT|GOLDMAN SACHS & CO. LLC|9178
IGF|ISHARES GLOBAL INFRA|SPDR|SPEEDROUTE LLC|1000
IGF|ISHARES GLOBAL INFRA|STFL|Stifel, Nicolaus & Company, Incorporated|3651
IGF|ISHARES GLOBAL INFRA|SWIM|TD Ameritrade, Inc.|365
IGF|ISHARES GLOBAL INFRA|TKNG|ALLY INVEST SECURITIES LLC|27
IGF|ISHARES GLOBAL INFRA|TRBT|Tradebot Systems, Inc.|504
IGF|ISHARES GLOBAL INFRA|TRCM|TRC MARKETS LLC|4339
IGF|ISHARES GLOBAL INFRA|UBSA|UBS SECURITIES LLC|62398
IGF|ISHARES GLOBAL INFRA|UBSS|UBS Securities LLC|181511
IGF|ISHARES GLOBAL INFRA|VALX|VIRTU AMERICAS LLC|883
IGF|ISHARES GLOBAL INFRA|VGRD|Vanguard Marketing Corporation|5272
IGF|ISHARES GLOBAL INFRA|WBET|Wallachbeth Capital LLC|36
IGF|ISHARES GLOBAL INFRA|WBLR|WILLIAM BLAIR|417
IGF|ISHARES GLOBAL INFRA|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
IGF|ISHARES GLOBAL INFRA|WCHV|WELLS FARGO SECURITIES, LLC|31662
IGF|ISHARES GLOBAL INFRA|WEED|Weeden & Co.L.P.|432
IGF|ISHARES GLOBAL INFRA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|607
IGF|ISHARES GLOBAL INFRA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8661
IGF|ISHARES GLOBAL INFRA|WGIF|CIBC World Markets Inc.|569
IGF|ISHARES GLOBAL INFRA|WSEA|WOLVERINE SECURITIES, LLC|2494
IGF|ISHARES GLOBAL INFRA|XSTM|NATIONAL FINANCIAL SERVICES LLC|3066
IGF|ISHARES GLOBAL INFRA|YKNA|COMHAR CAPITAL MARKETS, LLC|290
IGF|ISHARES GLOBAL INFRA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11401
IGHG|PROSHARES INVT GRADE|ALTX|Alternet Securities Inc.|6348
IGHG|PROSHARES INVT GRADE|ANOS|ABEL/NOSER, L.L.C.|264
IGHG|PROSHARES INVT GRADE|APCC|Apex Clearing Corporation|203
IGHG|PROSHARES INVT GRADE|BANK|Primevest Financial Services, Inc.|200
IGHG|PROSHARES INVT GRADE|BARD|Robert W. Baird & Co. Incorporated|2325
IGHG|PROSHARES INVT GRADE|BATM|CBOE TRADING, INC.|85
IGHG|PROSHARES INVT GRADE|BKCM|BNY Mellon Capital Markets LLC|200
IGHG|PROSHARES INVT GRADE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8704
IGHG|PROSHARES INVT GRADE|BYXM|CBOE TRADING, INC.|371
IGHG|PROSHARES INVT GRADE|CANT|Cantor Fitzgerald & Co.|1177
IGHG|PROSHARES INVT GRADE|CHAS|Charles Schwab & Co., Inc.|34009
IGHG|PROSHARES INVT GRADE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6853
IGHG|PROSHARES INVT GRADE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1495
IGHG|PROSHARES INVT GRADE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3382
IGHG|PROSHARES INVT GRADE|CSIN|Citadel Securities Institutional LLC|24432
IGHG|PROSHARES INVT GRADE|CTDL|Citadel Derivatives Group Llc|25832
IGHG|PROSHARES INVT GRADE|DBAX|Deutsche Bank Securities Inc.|16300
IGHG|PROSHARES INVT GRADE|DEAN|MORGAN STANLEY|5045
IGHG|PROSHARES INVT GRADE|EBXL|EBX LLC|6600
IGHG|PROSHARES INVT GRADE|ECUT|CONVERGEX EXECUTION SOLUTIONS|12600
IGHG|PROSHARES INVT GRADE|EDJO|Edward D. Jones & Co., L.P.|45
IGHG|PROSHARES INVT GRADE|EGAM|CBOE TRADING, INC.|191
IGHG|PROSHARES INVT GRADE|EGXM|CBOE TRADING, INC.|884
IGHG|PROSHARES INVT GRADE|ETRS|E*Trade Securities LLC|837
IGHG|PROSHARES INVT GRADE|FBSB|U.S. Bancorp Investments, Inc.|310
IGHG|PROSHARES INVT GRADE|FTBR|Foliofn Investments, Inc.|22
IGHG|PROSHARES INVT GRADE|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
IGHG|PROSHARES INVT GRADE|GLPX|ACS EXECUTION SERVICES, LLC|9221
IGHG|PROSHARES INVT GRADE|GSCO|GOLDMAN SACHS & CO. LLC|100
IGHG|PROSHARES INVT GRADE|GTSZ|GTS SECURITIES LLC|3493
IGHG|PROSHARES INVT GRADE|HRBF|American Enterprise Investment Services Inc.|6954
IGHG|PROSHARES INVT GRADE|IATS|INTERACTIVE BROKERS LLC|150
IGHG|PROSHARES INVT GRADE|IBKR|Interactive Brokers Llc|253
IGHG|PROSHARES INVT GRADE|ICBX|INSTINET, LLC|3100
IGHG|PROSHARES INVT GRADE|INCA|INSTINET, LLC|10157
IGHG|PROSHARES INVT GRADE|INJX|INSTINET, LLC|74
IGHG|PROSHARES INVT GRADE|ITGI|ITG Inc.|9922
IGHG|PROSHARES INVT GRADE|ITGP|ITG INC.|3800
IGHG|PROSHARES INVT GRADE|JANY|Janney Montgomery Scott Inc.|175
IGHG|PROSHARES INVT GRADE|JEFF|JEFFERIES LLC|347
IGHG|PROSHARES INVT GRADE|JPMX|J.P. Morgan Securities LLC|27806
IGHG|PROSHARES INVT GRADE|JSEB|JANE STREET EXECUTION SERVICES, LLC|87357
IGHG|PROSHARES INVT GRADE|JSJX|JANE STREET CAPITAL LLC|82234
IGHG|PROSHARES INVT GRADE|KCGM|VIRTU Americas LLC|13279
IGHG|PROSHARES INVT GRADE|LEHM|Barclays Capital Inc./Le|21800
IGHG|PROSHARES INVT GRADE|LIME|Lime Brokerage LLC|100
IGHG|PROSHARES INVT GRADE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|110
IGHG|PROSHARES INVT GRADE|MACC|Mid Atlantic Capital Corporation|414
IGHG|PROSHARES INVT GRADE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15004
IGHG|PROSHARES INVT GRADE|MOTF|MOTIF INVESTING, INC.|3
IGHG|PROSHARES INVT GRADE|MSCO|MORGAN STANLEY & CO. LLC|122250
IGHG|PROSHARES INVT GRADE|MSPL|MORGAN STANLEY & CO. LLC|1200
IGHG|PROSHARES INVT GRADE|NFSC|National Financial Services LLC|56959
IGHG|PROSHARES INVT GRADE|NITE|VIRTU Americas LLC|107841
IGHG|PROSHARES INVT GRADE|NQRB|Brut, LLC|100
IGHG|PROSHARES INVT GRADE|PDQM|CODA MARKETS, INC.|25794
IGHG|PROSHARES INVT GRADE|PWJC|UBS Financial Services, Inc.|1097
IGHG|PROSHARES INVT GRADE|RBCM|RBC CAPITAL MARKETS, LLC|11400
IGHG|PROSHARES INVT GRADE|SALI|INTL FCSTONE FINANCIAL INC.|2
IGHG|PROSHARES INVT GRADE|SBSH|Citigroup Global Markets Inc.|5
IGHG|PROSHARES INVT GRADE|SGMT|GOLDMAN SACHS & CO. LLC|3593
IGHG|PROSHARES INVT GRADE|SPDR|SPEEDROUTE LLC|25520
IGHG|PROSHARES INVT GRADE|SPHN|Stephens Inc.|58
IGHG|PROSHARES INVT GRADE|STFL|Stifel, Nicolaus & Company, Incorporated|3323
IGHG|PROSHARES INVT GRADE|SWIM|TD Ameritrade, Inc.|3057
IGHG|PROSHARES INVT GRADE|TRBT|Tradebot Systems, Inc.|1398
IGHG|PROSHARES INVT GRADE|UBSA|UBS SECURITIES LLC|29493
IGHG|PROSHARES INVT GRADE|UBSS|UBS Securities LLC|74909
IGHG|PROSHARES INVT GRADE|VALX|VIRTU AMERICAS LLC|100
IGHG|PROSHARES INVT GRADE|VGRD|Vanguard Marketing Corporation|1980
IGHG|PROSHARES INVT GRADE|WCHV|WELLS FARGO SECURITIES, LLC|51889
IGHG|PROSHARES INVT GRADE|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
IGHG|PROSHARES INVT GRADE|YKNA|COMHAR CAPITAL MARKETS, LLC|400
IGHG|PROSHARES INVT GRADE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17241
IGI|WESTERN ASSET INVT|APCC|Apex Clearing Corporation|3
IGI|WESTERN ASSET INVT|BATM|CBOE TRADING, INC.|429
IGI|WESTERN ASSET INVT|BTIG|BTIG, LLC|14
IGI|WESTERN ASSET INVT|CANT|Cantor Fitzgerald & Co.|219
IGI|WESTERN ASSET INVT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|680
IGI|WESTERN ASSET INVT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1471
IGI|WESTERN ASSET INVT|DBAX|Deutsche Bank Securities Inc.|1600
IGI|WESTERN ASSET INVT|DEAN|MORGAN STANLEY|350
IGI|WESTERN ASSET INVT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1362
IGI|WESTERN ASSET INVT|EBXL|EBX LLC|600
IGI|WESTERN ASSET INVT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1
IGI|WESTERN ASSET INVT|EDJO|Edward D. Jones & Co., L.P.|3228
IGI|WESTERN ASSET INVT|EGAM|CBOE TRADING, INC.|200
IGI|WESTERN ASSET INVT|ETCB|ETC BROKERAGE SERVICES, LLC|135
IGI|WESTERN ASSET INVT|ETRS|E*Trade Securities LLC|430
IGI|WESTERN ASSET INVT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23
IGI|WESTERN ASSET INVT|FTBR|Foliofn Investments, Inc.|2
IGI|WESTERN ASSET INVT|GLPX|ACS EXECUTION SERVICES, LLC|504
IGI|WESTERN ASSET INVT|GSCO|GOLDMAN SACHS & CO. LLC|300
IGI|WESTERN ASSET INVT|GSLT|GOLDMAN SACHS & CO. LLC|43
IGI|WESTERN ASSET INVT|GTSZ|GTS SECURITIES LLC|1088
IGI|WESTERN ASSET INVT|HRBF|American Enterprise Investment Services Inc.|3235
IGI|WESTERN ASSET INVT|IATS|INTERACTIVE BROKERS LLC|1400
IGI|WESTERN ASSET INVT|IBKR|Interactive Brokers Llc|2573
IGI|WESTERN ASSET INVT|ICBX|INSTINET, LLC|100
IGI|WESTERN ASSET INVT|INCA|INSTINET, LLC|21
IGI|WESTERN ASSET INVT|ITGI|ITG Inc.|780
IGI|WESTERN ASSET INVT|ITGP|ITG INC.|1600
IGI|WESTERN ASSET INVT|KCGM|VIRTU Americas LLC|100
IGI|WESTERN ASSET INVT|LEHM|Barclays Capital Inc./Le|2043
IGI|WESTERN ASSET INVT|LIME|Lime Brokerage LLC|160
IGI|WESTERN ASSET INVT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
IGI|WESTERN ASSET INVT|MSCO|MORGAN STANLEY & CO. LLC|6243
IGI|WESTERN ASSET INVT|NFSC|National Financial Services LLC|5019
IGI|WESTERN ASSET INVT|NITE|VIRTU Americas LLC|26971
IGI|WESTERN ASSET INVT|PDQM|CODA MARKETS, INC.|643
IGI|WESTERN ASSET INVT|PWJC|UBS Financial Services, Inc.|12981
IGI|WESTERN ASSET INVT|RBCM|RBC CAPITAL MARKETS, LLC|68
IGI|WESTERN ASSET INVT|SGMT|GOLDMAN SACHS & CO. LLC|2380
IGI|WESTERN ASSET INVT|SPDR|SPEEDROUTE LLC|100
IGI|WESTERN ASSET INVT|STFL|Stifel, Nicolaus & Company, Incorporated|2
IGI|WESTERN ASSET INVT|SWST|Hilltop Securities Inc.|4223
IGI|WESTERN ASSET INVT|TRBT|Tradebot Systems, Inc.|200
IGI|WESTERN ASSET INVT|UBSA|UBS SECURITIES LLC|5311
IGI|WESTERN ASSET INVT|UBSS|UBS Securities LLC|73992
IGI|WESTERN ASSET INVT|VALX|VIRTU AMERICAS LLC|102
IGI|WESTERN ASSET INVT|VGRD|Vanguard Marketing Corporation|208
IGI|WESTERN ASSET INVT|WCHV|WELLS FARGO SECURITIES, LLC|1520
IGI|WESTERN ASSET INVT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2622
IGIH|XTRACKERS INVESTMENT|BARD|Robert W. Baird & Co. Incorporated|218
IGIH|XTRACKERS INVESTMENT|BERN|Sanford C. Bernstein & Co., LLC|100
IGIH|XTRACKERS INVESTMENT|CANT|Cantor Fitzgerald & Co.|8000
IGIH|XTRACKERS INVESTMENT|CHAS|Charles Schwab & Co., Inc.|1
IGIH|XTRACKERS INVESTMENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5681
IGIH|XTRACKERS INVESTMENT|DBAX|Deutsche Bank Securities Inc.|200
IGIH|XTRACKERS INVESTMENT|EBXL|EBX LLC|200
IGIH|XTRACKERS INVESTMENT|ETRS|E*Trade Securities LLC|6
IGIH|XTRACKERS INVESTMENT|FTBR|Foliofn Investments, Inc.|11300
IGIH|XTRACKERS INVESTMENT|IBKR|Interactive Brokers Llc|1
IGIH|XTRACKERS INVESTMENT|ICBX|INSTINET, LLC|100
IGIH|XTRACKERS INVESTMENT|INCA|INSTINET, LLC|4568
IGIH|XTRACKERS INVESTMENT|JSJX|JANE STREET CAPITAL LLC|5730
IGIH|XTRACKERS INVESTMENT|KCGM|VIRTU Americas LLC|369
IGIH|XTRACKERS INVESTMENT|LEHM|Barclays Capital Inc./Le|600
IGIH|XTRACKERS INVESTMENT|MACC|Mid Atlantic Capital Corporation|12
IGIH|XTRACKERS INVESTMENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IGIH|XTRACKERS INVESTMENT|NFSC|National Financial Services LLC|1040
IGIH|XTRACKERS INVESTMENT|NITE|VIRTU Americas LLC|9080
IGIH|XTRACKERS INVESTMENT|SGMT|GOLDMAN SACHS & CO. LLC|100
IGIH|XTRACKERS INVESTMENT|UBSA|UBS SECURITIES LLC|800
IGIH|XTRACKERS INVESTMENT|UBSS|UBS Securities LLC|400
IGIH|XTRACKERS INVESTMENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|948
IGLD|INTERNET GOLD-GOLDEN|ALTX|Alternet Securities Inc.|300
IGLD|INTERNET GOLD-GOLDEN|APCC|Apex Clearing Corporation|665
IGLD|INTERNET GOLD-GOLDEN|BATM|CBOE TRADING, INC.|226
IGLD|INTERNET GOLD-GOLDEN|BIMI|Banca IMI Securities Corp.|4500
IGLD|INTERNET GOLD-GOLDEN|BYXM|CBOE TRADING, INC.|700
IGLD|INTERNET GOLD-GOLDEN|CHAS|Charles Schwab & Co., Inc.|2768
IGLD|INTERNET GOLD-GOLDEN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201
IGLD|INTERNET GOLD-GOLDEN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1587
IGLD|INTERNET GOLD-GOLDEN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IGLD|INTERNET GOLD-GOLDEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6499
IGLD|INTERNET GOLD-GOLDEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
IGLD|INTERNET GOLD-GOLDEN|DBAB|Deutsche Bank Securities Inc.|600
IGLD|INTERNET GOLD-GOLDEN|DBAX|Deutsche Bank Securities Inc.|1300
IGLD|INTERNET GOLD-GOLDEN|DEGS|RONIN PROFESSIONAL LLC|10014
IGLD|INTERNET GOLD-GOLDEN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2900
IGLD|INTERNET GOLD-GOLDEN|EBXL|EBX LLC|1300
IGLD|INTERNET GOLD-GOLDEN|EGAM|CBOE TRADING, INC.|200
IGLD|INTERNET GOLD-GOLDEN|EGXM|CBOE TRADING, INC.|384
IGLD|INTERNET GOLD-GOLDEN|ETRS|E*Trade Securities LLC|78709
IGLD|INTERNET GOLD-GOLDEN|FBCO|Credit Suisse Securities (USA) LLC|6225
IGLD|INTERNET GOLD-GOLDEN|FILL|Tradestation Securities, Inc.|550
IGLD|INTERNET GOLD-GOLDEN|FMAF|NBCN Inc./ CDS|400
IGLD|INTERNET GOLD-GOLDEN|FOMA|TD AMERITRADE CLEARING, INC.|68829
IGLD|INTERNET GOLD-GOLDEN|FTBR|Foliofn Investments, Inc.|123
IGLD|INTERNET GOLD-GOLDEN|GEBB|GLOBAL EXECUTION BROKERS, LP|300
IGLD|INTERNET GOLD-GOLDEN|GLPX|ACS EXECUTION SERVICES, LLC|2296
IGLD|INTERNET GOLD-GOLDEN|GSCO|GOLDMAN SACHS & CO. LLC|2250
IGLD|INTERNET GOLD-GOLDEN|GSLT|GOLDMAN SACHS & CO. LLC|400
IGLD|INTERNET GOLD-GOLDEN|GTSZ|GTS SECURITIES LLC|4178
IGLD|INTERNET GOLD-GOLDEN|IATS|INTERACTIVE BROKERS LLC|13550
IGLD|INTERNET GOLD-GOLDEN|IBKR|Interactive Brokers Llc|110176
IGLD|INTERNET GOLD-GOLDEN|ICBX|INSTINET, LLC|400
IGLD|INTERNET GOLD-GOLDEN|INCA|INSTINET, LLC|16846
IGLD|INTERNET GOLD-GOLDEN|ITGI|ITG Inc.|9130
IGLD|INTERNET GOLD-GOLDEN|ITGP|ITG INC.|6000
IGLD|INTERNET GOLD-GOLDEN|KCGM|VIRTU Americas LLC|3442
IGLD|INTERNET GOLD-GOLDEN|LEHM|Barclays Capital Inc./Le|1200
IGLD|INTERNET GOLD-GOLDEN|LIME|Lime Brokerage LLC|3344
IGLD|INTERNET GOLD-GOLDEN|LSCI|Lek Securities Corporation|100
IGLD|INTERNET GOLD-GOLDEN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IGLD|INTERNET GOLD-GOLDEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
IGLD|INTERNET GOLD-GOLDEN|MSCO|MORGAN STANLEY & CO. LLC|28362
IGLD|INTERNET GOLD-GOLDEN|NFSC|National Financial Services LLC|47415
IGLD|INTERNET GOLD-GOLDEN|NITE|VIRTU Americas LLC|123096
IGLD|INTERNET GOLD-GOLDEN|NQRB|Brut, LLC|600
IGLD|INTERNET GOLD-GOLDEN|OPCO|Oppenheimer & Co. Inc.|1801
IGLD|INTERNET GOLD-GOLDEN|PDQM|CODA MARKETS, INC.|2729
IGLD|INTERNET GOLD-GOLDEN|SAGL|SAGETRADER, LLC|400
IGLD|INTERNET GOLD-GOLDEN|SBSH|Citigroup Global Markets Inc.|5065
IGLD|INTERNET GOLD-GOLDEN|SGMT|GOLDMAN SACHS & CO. LLC|2256
IGLD|INTERNET GOLD-GOLDEN|SPDR|SPEEDROUTE LLC|928
IGLD|INTERNET GOLD-GOLDEN|SWIM|TD Ameritrade, Inc.|33886
IGLD|INTERNET GOLD-GOLDEN|TKNG|ALLY INVEST SECURITIES LLC|2000
IGLD|INTERNET GOLD-GOLDEN|TRCM|TRC MARKETS LLC|2294
IGLD|INTERNET GOLD-GOLDEN|UBSA|UBS SECURITIES LLC|16339
IGLD|INTERNET GOLD-GOLDEN|UBSS|UBS Securities LLC|16683
IGLD|INTERNET GOLD-GOLDEN|VALX|VIRTU AMERICAS LLC|2798
IGLD|INTERNET GOLD-GOLDEN|VGRD|Vanguard Marketing Corporation|2332
IGLD|INTERNET GOLD-GOLDEN|WCHV|WELLS FARGO SECURITIES, LLC|3200
IGLD|INTERNET GOLD-GOLDEN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1145
IGLD|INTERNET GOLD-GOLDEN|WGIF|CIBC World Markets Inc.|4800
IGLD|INTERNET GOLD-GOLDEN|WSEA|WOLVERINE SECURITIES, LLC|3534
IGLD|INTERNET GOLD-GOLDEN|YKNA|COMHAR CAPITAL MARKETS, LLC|101
IGLD|INTERNET GOLD-GOLDEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7654
IGM|ISHARES NORTH AM TEC|APCC|Apex Clearing Corporation|53
IGM|ISHARES NORTH AM TEC|BARD|Robert W. Baird & Co. Incorporated|4935
IGM|ISHARES NORTH AM TEC|BBNT|BB&T SECURITIES, LLC|295
IGM|ISHARES NORTH AM TEC|BERN|Sanford C. Bernstein & Co., LLC|2
IGM|ISHARES NORTH AM TEC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|376
IGM|ISHARES NORTH AM TEC|CANT|Cantor Fitzgerald & Co.|6
IGM|ISHARES NORTH AM TEC|CHAS|Charles Schwab & Co., Inc.|726
IGM|ISHARES NORTH AM TEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
IGM|ISHARES NORTH AM TEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3452
IGM|ISHARES NORTH AM TEC|CTDL|Citadel Derivatives Group Llc|800
IGM|ISHARES NORTH AM TEC|DADA|D.A. Davidson & Co.|25
IGM|ISHARES NORTH AM TEC|DBAB|Deutsche Bank Securities Inc.|300
IGM|ISHARES NORTH AM TEC|DBAX|Deutsche Bank Securities Inc.|900
IGM|ISHARES NORTH AM TEC|DEAN|MORGAN STANLEY|1268
IGM|ISHARES NORTH AM TEC|DEGS|RONIN PROFESSIONAL LLC|1376
IGM|ISHARES NORTH AM TEC|EBXL|EBX LLC|600
IGM|ISHARES NORTH AM TEC|ECUT|CONVERGEX EXECUTION SOLUTIONS|18
IGM|ISHARES NORTH AM TEC|EDJC|Edward Jones / CDS|85
IGM|ISHARES NORTH AM TEC|EDJO|Edward D. Jones & Co., L.P.|4845
IGM|ISHARES NORTH AM TEC|ETBE|Electronic Transaction Clearing, Inc.|200
IGM|ISHARES NORTH AM TEC|ETRS|E*Trade Securities LLC|3481
IGM|ISHARES NORTH AM TEC|FBSB|U.S. Bancorp Investments, Inc.|28
IGM|ISHARES NORTH AM TEC|FINX|FINTECH SECURITIES|300
IGM|ISHARES NORTH AM TEC|FMAF|NBCN Inc./ CDS|174
IGM|ISHARES NORTH AM TEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|162
IGM|ISHARES NORTH AM TEC|FTBR|Foliofn Investments, Inc.|108
IGM|ISHARES NORTH AM TEC|GLIS|TD Securities Inc|229
IGM|ISHARES NORTH AM TEC|GSCO|GOLDMAN SACHS & CO. LLC|13400
IGM|ISHARES NORTH AM TEC|GTSZ|GTS SECURITIES LLC|113
IGM|ISHARES NORTH AM TEC|HRBF|American Enterprise Investment Services Inc.|3232
IGM|ISHARES NORTH AM TEC|IATS|INTERACTIVE BROKERS LLC|610
IGM|ISHARES NORTH AM TEC|IBKR|Interactive Brokers Llc|10782
IGM|ISHARES NORTH AM TEC|INCA|INSTINET, LLC|1121
IGM|ISHARES NORTH AM TEC|INJX|INSTINET, LLC|633
IGM|ISHARES NORTH AM TEC|ITGI|ITG Inc.|20
IGM|ISHARES NORTH AM TEC|JANY|Janney Montgomery Scott Inc.|150
IGM|ISHARES NORTH AM TEC|JEFF|JEFFERIES LLC|94
IGM|ISHARES NORTH AM TEC|JPMX|J.P. Morgan Securities LLC|400
IGM|ISHARES NORTH AM TEC|JSJX|JANE STREET CAPITAL LLC|32974
IGM|ISHARES NORTH AM TEC|KCGM|VIRTU Americas LLC|3275
IGM|ISHARES NORTH AM TEC|LEHM|Barclays Capital Inc./Le|6592
IGM|ISHARES NORTH AM TEC|LIME|Lime Brokerage LLC|11720
IGM|ISHARES NORTH AM TEC|LSCI|Lek Securities Corporation|1
IGM|ISHARES NORTH AM TEC|MACC|Mid Atlantic Capital Corporation|4
IGM|ISHARES NORTH AM TEC|MCMF|Raymond James Ltd. Cds|55
IGM|ISHARES NORTH AM TEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
IGM|ISHARES NORTH AM TEC|MOTF|MOTIF INVESTING, INC.|2
IGM|ISHARES NORTH AM TEC|MSCO|MORGAN STANLEY & CO. LLC|14793
IGM|ISHARES NORTH AM TEC|MSPL|MORGAN STANLEY & CO. LLC|100
IGM|ISHARES NORTH AM TEC|NFSC|National Financial Services LLC|63462
IGM|ISHARES NORTH AM TEC|NITE|VIRTU Americas LLC|44641
IGM|ISHARES NORTH AM TEC|NQRB|Brut, LLC|200
IGM|ISHARES NORTH AM TEC|NTBF|BMO Nesbitt Burns Inc./CDS|640
IGM|ISHARES NORTH AM TEC|NTRC|Northern Trust Securities, Inc.|101
IGM|ISHARES NORTH AM TEC|OPCO|Oppenheimer & Co. Inc.|170
IGM|ISHARES NORTH AM TEC|PASL|Pershing Advisor Solutions LLC|2560
IGM|ISHARES NORTH AM TEC|PWJC|UBS Financial Services, Inc.|888
IGM|ISHARES NORTH AM TEC|RBCM|RBC CAPITAL MARKETS, LLC|710
IGM|ISHARES NORTH AM TEC|SBSH|Citigroup Global Markets Inc.|1441
IGM|ISHARES NORTH AM TEC|SGMT|GOLDMAN SACHS & CO. LLC|333
IGM|ISHARES NORTH AM TEC|SPHN|Stephens Inc.|80
IGM|ISHARES NORTH AM TEC|STFL|Stifel, Nicolaus & Company, Incorporated|1268
IGM|ISHARES NORTH AM TEC|SWIM|TD Ameritrade, Inc.|1259
IGM|ISHARES NORTH AM TEC|SWST|Hilltop Securities Inc.|122
IGM|ISHARES NORTH AM TEC|TKNG|ALLY INVEST SECURITIES LLC|1
IGM|ISHARES NORTH AM TEC|UBSA|UBS SECURITIES LLC|9087
IGM|ISHARES NORTH AM TEC|UBSS|UBS Securities LLC|60287
IGM|ISHARES NORTH AM TEC|VALX|VIRTU AMERICAS LLC|591
IGM|ISHARES NORTH AM TEC|VGRD|Vanguard Marketing Corporation|1578
IGM|ISHARES NORTH AM TEC|WCHV|WELLS FARGO SECURITIES, LLC|4447
IGM|ISHARES NORTH AM TEC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
IGM|ISHARES NORTH AM TEC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2841
IGM|ISHARES NORTH AM TEC|WGIF|CIBC World Markets Inc.|252
IGM|ISHARES NORTH AM TEC|WSEA|WOLVERINE SECURITIES, LLC|460
IGM|ISHARES NORTH AM TEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4918
IGN|ISHARES NORTH AMERIC|APCC|Apex Clearing Corporation|29
IGN|ISHARES NORTH AMERIC|BATM|CBOE TRADING, INC.|78
IGN|ISHARES NORTH AMERIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7
IGN|ISHARES NORTH AMERIC|CHAS|Charles Schwab & Co., Inc.|1
IGN|ISHARES NORTH AMERIC|CICF|Canaccord Genuity Corp.|27711
IGN|ISHARES NORTH AMERIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3441
IGN|ISHARES NORTH AMERIC|CSIN|Citadel Securities Institutional LLC|839827
IGN|ISHARES NORTH AMERIC|CTDL|Citadel Derivatives Group Llc|855227
IGN|ISHARES NORTH AMERIC|DBAX|Deutsche Bank Securities Inc.|800
IGN|ISHARES NORTH AMERIC|EBXL|EBX LLC|1700
IGN|ISHARES NORTH AMERIC|EDJO|Edward D. Jones & Co., L.P.|981
IGN|ISHARES NORTH AMERIC|ETRS|E*Trade Securities LLC|1286
IGN|ISHARES NORTH AMERIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
IGN|ISHARES NORTH AMERIC|FTBR|Foliofn Investments, Inc.|88
IGN|ISHARES NORTH AMERIC|GSLT|GOLDMAN SACHS & CO. LLC|15
IGN|ISHARES NORTH AMERIC|HRBF|American Enterprise Investment Services Inc.|440
IGN|ISHARES NORTH AMERIC|IATS|INTERACTIVE BROKERS LLC|20
IGN|ISHARES NORTH AMERIC|IBKR|Interactive Brokers Llc|1162
IGN|ISHARES NORTH AMERIC|ICBX|INSTINET, LLC|100
IGN|ISHARES NORTH AMERIC|INCA|INSTINET, LLC|2
IGN|ISHARES NORTH AMERIC|INJX|INSTINET, LLC|498
IGN|ISHARES NORTH AMERIC|ITGI|ITG Inc.|85
IGN|ISHARES NORTH AMERIC|JEFF|JEFFERIES LLC|692
IGN|ISHARES NORTH AMERIC|JSJX|JANE STREET CAPITAL LLC|17563
IGN|ISHARES NORTH AMERIC|KCGM|VIRTU Americas LLC|1400
IGN|ISHARES NORTH AMERIC|LEHM|Barclays Capital Inc./Le|4354
IGN|ISHARES NORTH AMERIC|LIME|Lime Brokerage LLC|11538
IGN|ISHARES NORTH AMERIC|LSCI|Lek Securities Corporation|44
IGN|ISHARES NORTH AMERIC|MACC|Mid Atlantic Capital Corporation|67
IGN|ISHARES NORTH AMERIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
IGN|ISHARES NORTH AMERIC|MSCO|MORGAN STANLEY & CO. LLC|9409
IGN|ISHARES NORTH AMERIC|MSPL|MORGAN STANLEY & CO. LLC|3000
IGN|ISHARES NORTH AMERIC|NFSC|National Financial Services LLC|12612
IGN|ISHARES NORTH AMERIC|NITE|VIRTU Americas LLC|10611
IGN|ISHARES NORTH AMERIC|RBCM|RBC CAPITAL MARKETS, LLC|231
IGN|ISHARES NORTH AMERIC|SBSH|Citigroup Global Markets Inc.|535
IGN|ISHARES NORTH AMERIC|SGMT|GOLDMAN SACHS & CO. LLC|600
IGN|ISHARES NORTH AMERIC|SPDR|SPEEDROUTE LLC|200
IGN|ISHARES NORTH AMERIC|UBSA|UBS SECURITIES LLC|13140
IGN|ISHARES NORTH AMERIC|UBSS|UBS Securities LLC|9700
IGN|ISHARES NORTH AMERIC|VGRD|Vanguard Marketing Corporation|6153
IGN|ISHARES NORTH AMERIC|WCHV|WELLS FARGO SECURITIES, LLC|337
IGN|ISHARES NORTH AMERIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|633
IGN|ISHARES NORTH AMERIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|928
IGN|ISHARES NORTH AMERIC|WGIF|CIBC World Markets Inc.|2745
IGN|ISHARES NORTH AMERIC|WSEA|WOLVERINE SECURITIES, LLC|207
IGN|ISHARES NORTH AMERIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
IGOV|ISHARES INTL TRSY BD|ALTX|Alternet Securities Inc.|700
IGOV|ISHARES INTL TRSY BD|APCC|Apex Clearing Corporation|351
IGOV|ISHARES INTL TRSY BD|BANK|Primevest Financial Services, Inc.|643
IGOV|ISHARES INTL TRSY BD|BARD|Robert W. Baird & Co. Incorporated|1237
IGOV|ISHARES INTL TRSY BD|BATM|CBOE TRADING, INC.|900
IGOV|ISHARES INTL TRSY BD|BBNT|BB&T SECURITIES, LLC|123476
IGOV|ISHARES INTL TRSY BD|BERN|Sanford C. Bernstein & Co., LLC|1451
IGOV|ISHARES INTL TRSY BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47128
IGOV|ISHARES INTL TRSY BD|BMOC|BMO Capital Markets Corp.|5151
IGOV|ISHARES INTL TRSY BD|CANT|Cantor Fitzgerald & Co.|85413
IGOV|ISHARES INTL TRSY BD|CHAS|Charles Schwab & Co., Inc.|24107
IGOV|ISHARES INTL TRSY BD|CIST|Capital Institutional Services, Inc.|6337
IGOV|ISHARES INTL TRSY BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58999
IGOV|ISHARES INTL TRSY BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39786
IGOV|ISHARES INTL TRSY BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
IGOV|ISHARES INTL TRSY BD|DAWA|Daiwa Capital Markets America Inc.|185
IGOV|ISHARES INTL TRSY BD|DBAB|Deutsche Bank Securities Inc.|1000
IGOV|ISHARES INTL TRSY BD|DBAX|Deutsche Bank Securities Inc.|44700
IGOV|ISHARES INTL TRSY BD|DEAN|MORGAN STANLEY|7121
IGOV|ISHARES INTL TRSY BD|EBXL|EBX LLC|11000
IGOV|ISHARES INTL TRSY BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1488
IGOV|ISHARES INTL TRSY BD|EDJC|Edward Jones / CDS|643
IGOV|ISHARES INTL TRSY BD|EDJO|Edward D. Jones & Co., L.P.|40088
IGOV|ISHARES INTL TRSY BD|EGAM|CBOE TRADING, INC.|6500
IGOV|ISHARES INTL TRSY BD|EGAW|CBOE TRADING, INC.|100
IGOV|ISHARES INTL TRSY BD|EGMT|EG MARKET TECHNOLOGIES LLC|400
IGOV|ISHARES INTL TRSY BD|EGXM|CBOE TRADING, INC.|377
IGOV|ISHARES INTL TRSY BD|ETBE|Electronic Transaction Clearing, Inc.|8999
IGOV|ISHARES INTL TRSY BD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3984
IGOV|ISHARES INTL TRSY BD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6476
IGOV|ISHARES INTL TRSY BD|ETRS|E*Trade Securities LLC|959
IGOV|ISHARES INTL TRSY BD|FBCO|Credit Suisse Securities (USA) LLC|55421
IGOV|ISHARES INTL TRSY BD|FBSB|U.S. Bancorp Investments, Inc.|87
IGOV|ISHARES INTL TRSY BD|FIDT|Fidelity Clearing Canada ULC./ CDS|16843
IGOV|ISHARES INTL TRSY BD|FILL|Tradestation Securities, Inc.|374
IGOV|ISHARES INTL TRSY BD|FMAF|NBCN Inc./ CDS|305
IGOV|ISHARES INTL TRSY BD|FOMA|TD AMERITRADE CLEARING, INC.|33895
IGOV|ISHARES INTL TRSY BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9753
IGOV|ISHARES INTL TRSY BD|FTBR|Foliofn Investments, Inc.|4065
IGOV|ISHARES INTL TRSY BD|GEBB|GLOBAL EXECUTION BROKERS, LP|22245
IGOV|ISHARES INTL TRSY BD|GLPX|ACS EXECUTION SERVICES, LLC|7721
IGOV|ISHARES INTL TRSY BD|GSCO|GOLDMAN SACHS & CO. LLC|47070
IGOV|ISHARES INTL TRSY BD|GSCS|GOLDMAN SACHS & CO. LLC|400
IGOV|ISHARES INTL TRSY BD|GTSZ|GTS SECURITIES LLC|3161
IGOV|ISHARES INTL TRSY BD|HRBF|American Enterprise Investment Services Inc.|10089
IGOV|ISHARES INTL TRSY BD|IATS|INTERACTIVE BROKERS LLC|5478
IGOV|ISHARES INTL TRSY BD|IBKR|Interactive Brokers Llc|27500
IGOV|ISHARES INTL TRSY BD|ICBX|INSTINET, LLC|9899
IGOV|ISHARES INTL TRSY BD|INCA|INSTINET, LLC|53728
IGOV|ISHARES INTL TRSY BD|INJX|INSTINET, LLC|53
IGOV|ISHARES INTL TRSY BD|ITGI|ITG Inc.|2032
IGOV|ISHARES INTL TRSY BD|ITGP|ITG INC.|21200
IGOV|ISHARES INTL TRSY BD|JANY|Janney Montgomery Scott Inc.|188
IGOV|ISHARES INTL TRSY BD|JEFF|JEFFERIES LLC|16502
IGOV|ISHARES INTL TRSY BD|JMPT|JUMP TRADING, LLC|1281
IGOV|ISHARES INTL TRSY BD|JPMX|J.P. Morgan Securities LLC|44436
IGOV|ISHARES INTL TRSY BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|2066549
IGOV|ISHARES INTL TRSY BD|JSJX|JANE STREET CAPITAL LLC|103750
IGOV|ISHARES INTL TRSY BD|KCGM|VIRTU Americas LLC|23428
IGOV|ISHARES INTL TRSY BD|LEHM|Barclays Capital Inc./Le|120885
IGOV|ISHARES INTL TRSY BD|LIME|Lime Brokerage LLC|100507
IGOV|ISHARES INTL TRSY BD|LSCI|Lek Securities Corporation|6854
IGOV|ISHARES INTL TRSY BD|MACC|Mid Atlantic Capital Corporation|3417
IGOV|ISHARES INTL TRSY BD|MAVB|Great Point Capital LLC|575
IGOV|ISHARES INTL TRSY BD|MCMF|Raymond James Ltd. Cds|4745
IGOV|ISHARES INTL TRSY BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26768
IGOV|ISHARES INTL TRSY BD|MOTF|MOTIF INVESTING, INC.|8
IGOV|ISHARES INTL TRSY BD|MSCO|MORGAN STANLEY & CO. LLC|128796
IGOV|ISHARES INTL TRSY BD|MSPL|MORGAN STANLEY & CO. LLC|24500
IGOV|ISHARES INTL TRSY BD|MSTX|MORGAN STANLEY & CO. LLC|2200
IGOV|ISHARES INTL TRSY BD|NFSC|National Financial Services LLC|2020867
IGOV|ISHARES INTL TRSY BD|NITE|VIRTU Americas LLC|1057084
IGOV|ISHARES INTL TRSY BD|NITP|VIRTU Americas LLC|11754
IGOV|ISHARES INTL TRSY BD|NQRB|Brut, LLC|5543
IGOV|ISHARES INTL TRSY BD|NTBF|BMO Nesbitt Burns Inc./CDS|19548
IGOV|ISHARES INTL TRSY BD|OPCO|Oppenheimer & Co. Inc.|314
IGOV|ISHARES INTL TRSY BD|PDQM|CODA MARKETS, INC.|20260
IGOV|ISHARES INTL TRSY BD|PWJC|UBS Financial Services, Inc.|3
IGOV|ISHARES INTL TRSY BD|RAJA|Raymond James & Associates, Inc.|7274
IGOV|ISHARES INTL TRSY BD|RBCM|RBC CAPITAL MARKETS, LLC|1470
IGOV|ISHARES INTL TRSY BD|SAGL|SAGETRADER, LLC|1200
IGOV|ISHARES INTL TRSY BD|SBSH|Citigroup Global Markets Inc.|25225
IGOV|ISHARES INTL TRSY BD|SGMT|GOLDMAN SACHS & CO. LLC|31207
IGOV|ISHARES INTL TRSY BD|SPDR|SPEEDROUTE LLC|1475
IGOV|ISHARES INTL TRSY BD|STFL|Stifel, Nicolaus & Company, Incorporated|6090
IGOV|ISHARES INTL TRSY BD|SWIM|TD Ameritrade, Inc.|689
IGOV|ISHARES INTL TRSY BD|SWST|Hilltop Securities Inc.|414
IGOV|ISHARES INTL TRSY BD|TKNG|ALLY INVEST SECURITIES LLC|8
IGOV|ISHARES INTL TRSY BD|TRCM|TRC MARKETS LLC|3826
IGOV|ISHARES INTL TRSY BD|UBSA|UBS SECURITIES LLC|76555
IGOV|ISHARES INTL TRSY BD|UBSS|UBS Securities LLC|251852
IGOV|ISHARES INTL TRSY BD|VALX|VIRTU AMERICAS LLC|550
IGOV|ISHARES INTL TRSY BD|VGRD|Vanguard Marketing Corporation|1310
IGOV|ISHARES INTL TRSY BD|WCHV|WELLS FARGO SECURITIES, LLC|117231
IGOV|ISHARES INTL TRSY BD|WEDB|WEDBUSH SECURITIES INC.|1552
IGOV|ISHARES INTL TRSY BD|WEED|Weeden & Co.L.P.|320
IGOV|ISHARES INTL TRSY BD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2019
IGOV|ISHARES INTL TRSY BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5852
IGOV|ISHARES INTL TRSY BD|WGIF|CIBC World Markets Inc.|274
IGOV|ISHARES INTL TRSY BD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|483
IGOV|ISHARES INTL TRSY BD|WSEA|WOLVERINE SECURITIES, LLC|2071
IGOV|ISHARES INTL TRSY BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|8800
IGOV|ISHARES INTL TRSY BD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IGOV|ISHARES INTL TRSY BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27453
IGR|CBRE CLARION FD|ALTX|Alternet Securities Inc.|4608
IGR|CBRE CLARION FD|APCC|Apex Clearing Corporation|2727
IGR|CBRE CLARION FD|BANK|Primevest Financial Services, Inc.|350
IGR|CBRE CLARION FD|BARD|Robert W. Baird & Co. Incorporated|4248
IGR|CBRE CLARION FD|BATM|CBOE TRADING, INC.|434
IGR|CBRE CLARION FD|BBNT|BB&T SECURITIES, LLC|2746
IGR|CBRE CLARION FD|BERN|Sanford C. Bernstein & Co., LLC|1224
IGR|CBRE CLARION FD|BKCM|BNY Mellon Capital Markets LLC|1615
IGR|CBRE CLARION FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10248
IGR|CBRE CLARION FD|BRGE|Newbridge Securities Corp.|1300
IGR|CBRE CLARION FD|BTIG|BTIG, LLC|1609
IGR|CBRE CLARION FD|BYXM|CBOE TRADING, INC.|100
IGR|CBRE CLARION FD|CHAS|Charles Schwab & Co., Inc.|6
IGR|CBRE CLARION FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
IGR|CBRE CLARION FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
IGR|CBRE CLARION FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
IGR|CBRE CLARION FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20767
IGR|CBRE CLARION FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1252
IGR|CBRE CLARION FD|DADA|D.A. Davidson & Co.|2440
IGR|CBRE CLARION FD|DAVA|Davenport & Company LLC|2
IGR|CBRE CLARION FD|DBAX|Deutsche Bank Securities Inc.|9500
IGR|CBRE CLARION FD|DEAN|MORGAN STANLEY|29424
IGR|CBRE CLARION FD|DEGS|RONIN PROFESSIONAL LLC|700
IGR|CBRE CLARION FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7440
IGR|CBRE CLARION FD|EBXL|EBX LLC|14900
IGR|CBRE CLARION FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|8090
IGR|CBRE CLARION FD|EDJO|Edward D. Jones & Co., L.P.|4791
IGR|CBRE CLARION FD|EGAM|CBOE TRADING, INC.|3865
IGR|CBRE CLARION FD|EGAW|CBOE TRADING, INC.|100
IGR|CBRE CLARION FD|EGXM|CBOE TRADING, INC.|35
IGR|CBRE CLARION FD|ESPO|ESPOSITO SECURITIES, LLC|14764
IGR|CBRE CLARION FD|ETBE|Electronic Transaction Clearing, Inc.|1000
IGR|CBRE CLARION FD|ETRS|E*Trade Securities LLC|54794
IGR|CBRE CLARION FD|FBSB|U.S. Bancorp Investments, Inc.|21
IGR|CBRE CLARION FD|FILL|Tradestation Securities, Inc.|500
IGR|CBRE CLARION FD|FINX|FINTECH SECURITIES|501
IGR|CBRE CLARION FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14719
IGR|CBRE CLARION FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36388
IGR|CBRE CLARION FD|FTBR|Foliofn Investments, Inc.|909
IGR|CBRE CLARION FD|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
IGR|CBRE CLARION FD|GLIS|TD Securities Inc|825
IGR|CBRE CLARION FD|GLPX|ACS EXECUTION SERVICES, LLC|4159
IGR|CBRE CLARION FD|GSCO|GOLDMAN SACHS & CO. LLC|40132
IGR|CBRE CLARION FD|GSCS|GOLDMAN SACHS & CO. LLC|300
IGR|CBRE CLARION FD|GSLT|GOLDMAN SACHS & CO. LLC|800
IGR|CBRE CLARION FD|GTSZ|GTS SECURITIES LLC|400
IGR|CBRE CLARION FD|HRBF|American Enterprise Investment Services Inc.|24765
IGR|CBRE CLARION FD|IATS|INTERACTIVE BROKERS LLC|16988
IGR|CBRE CLARION FD|IBKR|Interactive Brokers Llc|50526
IGR|CBRE CLARION FD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5222
IGR|CBRE CLARION FD|ICBX|INSTINET, LLC|4100
IGR|CBRE CLARION FD|INCA|INSTINET, LLC|3297
IGR|CBRE CLARION FD|ITGI|ITG Inc.|14872
IGR|CBRE CLARION FD|ITGP|ITG INC.|16600
IGR|CBRE CLARION FD|JANY|Janney Montgomery Scott Inc.|1785
IGR|CBRE CLARION FD|JMPT|JUMP TRADING, LLC|115
IGR|CBRE CLARION FD|JONE|JonesTrading|5200
IGR|CBRE CLARION FD|JPMX|J.P. Morgan Securities LLC|23362
IGR|CBRE CLARION FD|JSJX|JANE STREET CAPITAL LLC|2396
IGR|CBRE CLARION FD|KCGM|VIRTU Americas LLC|14353
IGR|CBRE CLARION FD|LEHM|Barclays Capital Inc./Le|14000
IGR|CBRE CLARION FD|LIME|Lime Brokerage LLC|842
IGR|CBRE CLARION FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
IGR|CBRE CLARION FD|MAXM|Maxim Group LLC|300
IGR|CBRE CLARION FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28242
IGR|CBRE CLARION FD|MOTF|MOTIF INVESTING, INC.|1
IGR|CBRE CLARION FD|MSCO|MORGAN STANLEY & CO. LLC|222406
IGR|CBRE CLARION FD|MSPL|MORGAN STANLEY & CO. LLC|20900
IGR|CBRE CLARION FD|NATL|National Securities Corporation|2300
IGR|CBRE CLARION FD|NFSC|National Financial Services LLC|195913
IGR|CBRE CLARION FD|NITE|VIRTU Americas LLC|598990
IGR|CBRE CLARION FD|NTRC|Northern Trust Securities, Inc.|1914
IGR|CBRE CLARION FD|OPCO|Oppenheimer & Co. Inc.|3788
IGR|CBRE CLARION FD|OTAA|OTA LLC|1800
IGR|CBRE CLARION FD|PDQM|CODA MARKETS, INC.|11158
IGR|CBRE CLARION FD|PIPR|Piper Jaffray & Co.|4000
IGR|CBRE CLARION FD|PWJC|UBS Financial Services, Inc.|159976
IGR|CBRE CLARION FD|RBCM|RBC CAPITAL MARKETS, LLC|28068
IGR|CBRE CLARION FD|SAGL|SAGETRADER, LLC|200
IGR|CBRE CLARION FD|SALI|INTL FCSTONE FINANCIAL INC.|1074
IGR|CBRE CLARION FD|SBSH|Citigroup Global Markets Inc.|56859
IGR|CBRE CLARION FD|SEIC|SEI Investments Distribution Co.|2054
IGR|CBRE CLARION FD|SGMT|GOLDMAN SACHS & CO. LLC|5940
IGR|CBRE CLARION FD|SPDR|SPEEDROUTE LLC|500
IGR|CBRE CLARION FD|SPHN|Stephens Inc.|611
IGR|CBRE CLARION FD|STFL|Stifel, Nicolaus & Company, Incorporated|14329
IGR|CBRE CLARION FD|SWIM|TD Ameritrade, Inc.|22459
IGR|CBRE CLARION FD|SWST|Hilltop Securities Inc.|9362
IGR|CBRE CLARION FD|TKNG|ALLY INVEST SECURITIES LLC|634
IGR|CBRE CLARION FD|TRBT|Tradebot Systems, Inc.|2345
IGR|CBRE CLARION FD|UBSA|UBS SECURITIES LLC|69523
IGR|CBRE CLARION FD|UBSS|UBS Securities LLC|626134
IGR|CBRE CLARION FD|VALX|VIRTU AMERICAS LLC|5739
IGR|CBRE CLARION FD|VGRD|Vanguard Marketing Corporation|98831
IGR|CBRE CLARION FD|WCHV|WELLS FARGO SECURITIES, LLC|390045
IGR|CBRE CLARION FD|WEDB|WEDBUSH SECURITIES INC.|1338
IGR|CBRE CLARION FD|WEED|Weeden & Co.L.P.|29804
IGR|CBRE CLARION FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|87210
IGR|CBRE CLARION FD|WGIF|CIBC World Markets Inc.|3627
IGR|CBRE CLARION FD|WSEA|WOLVERINE SECURITIES, LLC|4663
IGR|CBRE CLARION FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|18554
IGR|CBRE CLARION FD|YKNA|COMHAR CAPITAL MARKETS, LLC|2331
IGR|CBRE CLARION FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31158
IGRO|ISHARES INTL DIV GRW|APCC|Apex Clearing Corporation|63
IGRO|ISHARES INTL DIV GRW|BBNT|BB&T SECURITIES, LLC|1421
IGRO|ISHARES INTL DIV GRW|CHAS|Charles Schwab & Co., Inc.|1
IGRO|ISHARES INTL DIV GRW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|663
IGRO|ISHARES INTL DIV GRW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|143
IGRO|ISHARES INTL DIV GRW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115
IGRO|ISHARES INTL DIV GRW|CTDL|Citadel Derivatives Group Llc|1748
IGRO|ISHARES INTL DIV GRW|DADA|D.A. Davidson & Co.|393
IGRO|ISHARES INTL DIV GRW|DBAX|Deutsche Bank Securities Inc.|200
IGRO|ISHARES INTL DIV GRW|EBXL|EBX LLC|300
IGRO|ISHARES INTL DIV GRW|ETRS|E*Trade Securities LLC|78
IGRO|ISHARES INTL DIV GRW|FMAF|NBCN Inc./ CDS|1583
IGRO|ISHARES INTL DIV GRW|FTBR|Foliofn Investments, Inc.|28
IGRO|ISHARES INTL DIV GRW|GLPX|ACS EXECUTION SERVICES, LLC|328
IGRO|ISHARES INTL DIV GRW|HRBF|American Enterprise Investment Services Inc.|83
IGRO|ISHARES INTL DIV GRW|ICBX|INSTINET, LLC|500
IGRO|ISHARES INTL DIV GRW|INCA|INSTINET, LLC|280
IGRO|ISHARES INTL DIV GRW|ITGI|ITG Inc.|200
IGRO|ISHARES INTL DIV GRW|JPMX|J.P. Morgan Securities LLC|200
IGRO|ISHARES INTL DIV GRW|JSJX|JANE STREET CAPITAL LLC|2914
IGRO|ISHARES INTL DIV GRW|KCGM|VIRTU Americas LLC|610
IGRO|ISHARES INTL DIV GRW|LEHM|Barclays Capital Inc./Le|400
IGRO|ISHARES INTL DIV GRW|LIME|Lime Brokerage LLC|129
IGRO|ISHARES INTL DIV GRW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IGRO|ISHARES INTL DIV GRW|NFSC|National Financial Services LLC|4834
IGRO|ISHARES INTL DIV GRW|NITE|VIRTU Americas LLC|3060
IGRO|ISHARES INTL DIV GRW|PDQM|CODA MARKETS, INC.|557
IGRO|ISHARES INTL DIV GRW|PWJC|UBS Financial Services, Inc.|471
IGRO|ISHARES INTL DIV GRW|SBSH|Citigroup Global Markets Inc.|1
IGRO|ISHARES INTL DIV GRW|SGMT|GOLDMAN SACHS & CO. LLC|300
IGRO|ISHARES INTL DIV GRW|SWIM|TD Ameritrade, Inc.|180
IGRO|ISHARES INTL DIV GRW|UBSA|UBS SECURITIES LLC|1602
IGRO|ISHARES INTL DIV GRW|UBSS|UBS Securities LLC|2037
IGRO|ISHARES INTL DIV GRW|WCHV|WELLS FARGO SECURITIES, LLC|302
IGRO|ISHARES INTL DIV GRW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1749
IGT|INTERNATIONAL GAME T|ACLP|ALEXANDER CAPITAL, L.P.|1900
IGT|INTERNATIONAL GAME T|ADAM|CANACCORD GENUITY INC.|400
IGT|INTERNATIONAL GAME T|AGIS|Aegis Capital Corp.|1200
IGT|INTERNATIONAL GAME T|ALTX|Alternet Securities Inc.|28937
IGT|INTERNATIONAL GAME T|APCC|Apex Clearing Corporation|12754
IGT|INTERNATIONAL GAME T|AQUA|AQUA SECURITIES L.P.|24000
IGT|INTERNATIONAL GAME T|BARD|Robert W. Baird & Co. Incorporated|2884
IGT|INTERNATIONAL GAME T|BATM|CBOE TRADING, INC.|22179
IGT|INTERNATIONAL GAME T|BBNT|BB&T SECURITIES, LLC|845
IGT|INTERNATIONAL GAME T|BERN|Sanford C. Bernstein & Co., LLC|167129
IGT|INTERNATIONAL GAME T|BIDS|BIDS TRADING L.P.|40800
IGT|INTERNATIONAL GAME T|BIMI|Banca IMI Securities Corp.|11078
IGT|INTERNATIONAL GAME T|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14795
IGT|INTERNATIONAL GAME T|BLKX|INSTINET, LLC|127900
IGT|INTERNATIONAL GAME T|BMOC|BMO Capital Markets Corp.|42113
IGT|INTERNATIONAL GAME T|BNPX|BNP PARIBAS SECURITIES CORP.|419
IGT|INTERNATIONAL GAME T|BTIG|BTIG, LLC|80876
IGT|INTERNATIONAL GAME T|BYXM|CBOE TRADING, INC.|7355
IGT|INTERNATIONAL GAME T|BZYD|GOLDMAN SACHS & CO. LLC|700
IGT|INTERNATIONAL GAME T|CBLC|CITIGROUP GLOBAL MARKETS INC.|40494
IGT|INTERNATIONAL GAME T|CBRA|Cobra Trading, Inc.|4500
IGT|INTERNATIONAL GAME T|CHAS|Charles Schwab & Co., Inc.|25159
IGT|INTERNATIONAL GAME T|CIBP|CIBC World Markets Corp.|107500
IGT|INTERNATIONAL GAME T|CIOI|CITIGROUP GLOBAL MARKETS INC|60000
IGT|INTERNATIONAL GAME T|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|417259
IGT|INTERNATIONAL GAME T|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3298
IGT|INTERNATIONAL GAME T|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1148201
IGT|INTERNATIONAL GAME T|CTDL|Citadel Derivatives Group Llc|14776
IGT|INTERNATIONAL GAME T|CTLR|CUTLER GROUP, LP|24717
IGT|INTERNATIONAL GAME T|CXCX|CITIGROUP GLOBAL MARKETS INC.|179120
IGT|INTERNATIONAL GAME T|DADA|D.A. Davidson & Co.|17
IGT|INTERNATIONAL GAME T|DAVA|Davenport & Company LLC|1
IGT|INTERNATIONAL GAME T|DBAB|Deutsche Bank Securities Inc.|643451
IGT|INTERNATIONAL GAME T|DBAX|Deutsche Bank Securities Inc.|1559500
IGT|INTERNATIONAL GAME T|DBUL|Deutsche Bank Securities Inc.|2600
IGT|INTERNATIONAL GAME T|DCHF|Dart Executions, LLC|2499
IGT|INTERNATIONAL GAME T|DEAN|MORGAN STANLEY|22145
IGT|INTERNATIONAL GAME T|DEGS|RONIN PROFESSIONAL LLC|9982
IGT|INTERNATIONAL GAME T|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14865
IGT|INTERNATIONAL GAME T|EBXL|EBX LLC|558300
IGT|INTERNATIONAL GAME T|ECUT|CONVERGEX EXECUTION SOLUTIONS|28379
IGT|INTERNATIONAL GAME T|EDJC|Edward Jones / CDS|300
IGT|INTERNATIONAL GAME T|EDJO|Edward D. Jones & Co., L.P.|2803
IGT|INTERNATIONAL GAME T|EGAM|CBOE TRADING, INC.|38130
IGT|INTERNATIONAL GAME T|EGAW|CBOE TRADING, INC.|531
IGT|INTERNATIONAL GAME T|EGMT|EG MARKET TECHNOLOGIES LLC|200
IGT|INTERNATIONAL GAME T|EGXM|CBOE TRADING, INC.|11328
IGT|INTERNATIONAL GAME T|EGXW|CBOE TRADING, INC.|200
IGT|INTERNATIONAL GAME T|ETBE|Electronic Transaction Clearing, Inc.|48169
IGT|INTERNATIONAL GAME T|ETCB|ETC BROKERAGE SERVICES, LLC|75
IGT|INTERNATIONAL GAME T|ETCC|Electronic Transaction Clearing, Inc.|920
IGT|INTERNATIONAL GAME T|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18768
IGT|INTERNATIONAL GAME T|ETRS|E*Trade Securities LLC|276235
IGT|INTERNATIONAL GAME T|FBRC|B. RILEY FBR, INC.|86581
IGT|INTERNATIONAL GAME T|FBSB|U.S. Bancorp Investments, Inc.|1
IGT|INTERNATIONAL GAME T|FIDT|Fidelity Clearing Canada ULC./ CDS|2
IGT|INTERNATIONAL GAME T|FILL|Tradestation Securities, Inc.|17061
IGT|INTERNATIONAL GAME T|FMAF|NBCN Inc./ CDS|1113
IGT|INTERNATIONAL GAME T|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|44350
IGT|INTERNATIONAL GAME T|FQLS|Quantlab Securities LP|969953
IGT|INTERNATIONAL GAME T|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|268588
IGT|INTERNATIONAL GAME T|FTBR|Foliofn Investments, Inc.|7950
IGT|INTERNATIONAL GAME T|GEBB|GLOBAL EXECUTION BROKERS, LP|87161
IGT|INTERNATIONAL GAME T|GLIS|TD Securities Inc|2988
IGT|INTERNATIONAL GAME T|GLPX|ACS EXECUTION SERVICES, LLC|41347
IGT|INTERNATIONAL GAME T|GSCO|GOLDMAN SACHS & CO. LLC|1945612
IGT|INTERNATIONAL GAME T|GSCS|GOLDMAN SACHS & CO. LLC|53185
IGT|INTERNATIONAL GAME T|GSLT|GOLDMAN SACHS & CO. LLC|32003
IGT|INTERNATIONAL GAME T|GTSZ|GTS SECURITIES LLC|102172
IGT|INTERNATIONAL GAME T|HAPX|HAP Trading, LLC|649
IGT|INTERNATIONAL GAME T|HRBF|American Enterprise Investment Services Inc.|22555
IGT|INTERNATIONAL GAME T|IATS|INTERACTIVE BROKERS LLC|27463
IGT|INTERNATIONAL GAME T|IBKR|Interactive Brokers Llc|66260
IGT|INTERNATIONAL GAME T|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1657
IGT|INTERNATIONAL GAME T|ICBX|INSTINET, LLC|268658
IGT|INTERNATIONAL GAME T|INCA|INSTINET, LLC|835473
IGT|INTERNATIONAL GAME T|INJX|INSTINET, LLC|19607
IGT|INTERNATIONAL GAME T|ITGI|ITG Inc.|55720
IGT|INTERNATIONAL GAME T|ITGP|ITG INC.|306600
IGT|INTERNATIONAL GAME T|JANY|Janney Montgomery Scott Inc.|11342
IGT|INTERNATIONAL GAME T|JEFF|JEFFERIES LLC|403992
IGT|INTERNATIONAL GAME T|JMPT|JUMP TRADING, LLC|239828
IGT|INTERNATIONAL GAME T|JPBX|J.P. MORGAN SECURITIES LLC|351450
IGT|INTERNATIONAL GAME T|JPMX|J.P. Morgan Securities LLC|1327407
IGT|INTERNATIONAL GAME T|JSJX|JANE STREET CAPITAL LLC|80817
IGT|INTERNATIONAL GAME T|KCGM|VIRTU Americas LLC|131382
IGT|INTERNATIONAL GAME T|LEHM|Barclays Capital Inc./Le|2103962
IGT|INTERNATIONAL GAME T|LIME|Lime Brokerage LLC|10646
IGT|INTERNATIONAL GAME T|LIWE|LIME BROKERAGE LLC|100
IGT|INTERNATIONAL GAME T|LQNA|LIQUIDNET, INC.|99100
IGT|INTERNATIONAL GAME T|LSCI|Lek Securities Corporation|63377
IGT|INTERNATIONAL GAME T|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
IGT|INTERNATIONAL GAME T|MACC|Mid Atlantic Capital Corporation|95
IGT|INTERNATIONAL GAME T|MACQ|Macquarie Capital (USA) Inc.|13716
IGT|INTERNATIONAL GAME T|MAXM|Maxim Group LLC|800
IGT|INTERNATIONAL GAME T|MBTS|ALLY INVEST SECURITIES LLC|50
IGT|INTERNATIONAL GAME T|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|364978
IGT|INTERNATIONAL GAME T|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
IGT|INTERNATIONAL GAME T|MOTF|MOTIF INVESTING, INC.|231
IGT|INTERNATIONAL GAME T|MSCO|MORGAN STANLEY & CO. LLC|14133950
IGT|INTERNATIONAL GAME T|MSPL|MORGAN STANLEY & CO. LLC|1074800
IGT|INTERNATIONAL GAME T|MSTX|MORGAN STANLEY & CO. LLC|659400
IGT|INTERNATIONAL GAME T|MULL|MARK J. MULLER EQUITIES, INC.|1050
IGT|INTERNATIONAL GAME T|MWCC|Monness Crespi Hardt & Co., Inc.|1600
IGT|INTERNATIONAL GAME T|NATL|National Securities Corporation|400
IGT|INTERNATIONAL GAME T|NFSC|National Financial Services LLC|555199
IGT|INTERNATIONAL GAME T|NITE|VIRTU Americas LLC|1799971
IGT|INTERNATIONAL GAME T|NITP|VIRTU Americas LLC|5864
IGT|INTERNATIONAL GAME T|NMRA|Nomura Securities International, Inc.|3300
IGT|INTERNATIONAL GAME T|NQRB|Brut, LLC|23259
IGT|INTERNATIONAL GAME T|NTBF|BMO Nesbitt Burns Inc./CDS|2200
IGT|INTERNATIONAL GAME T|OPCO|Oppenheimer & Co. Inc.|25888
IGT|INTERNATIONAL GAME T|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
IGT|INTERNATIONAL GAME T|PCPT|PHILLIP CAPITAL INC.|200
IGT|INTERNATIONAL GAME T|PDQM|CODA MARKETS, INC.|75942
IGT|INTERNATIONAL GAME T|PHLY|NASDAQ Execution Services, LLC|24400
IGT|INTERNATIONAL GAME T|PIPR|Piper Jaffray & Co.|150000
IGT|INTERNATIONAL GAME T|PREC|PRECISION SECURITIES, LLC|5500
IGT|INTERNATIONAL GAME T|QMSR|QUATTRO M SECURITIES INC.|25645
IGT|INTERNATIONAL GAME T|RBCM|RBC CAPITAL MARKETS, LLC|80054
IGT|INTERNATIONAL GAME T|RGLD|Regal Securities, Inc|100
IGT|INTERNATIONAL GAME T|RJLC|RJL CAPITAL GROUP, LLC|2100
IGT|INTERNATIONAL GAME T|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2000
IGT|INTERNATIONAL GAME T|SAGL|SAGETRADER, LLC|65943
IGT|INTERNATIONAL GAME T|SAGW|SAGETRADER, LLC|2259
IGT|INTERNATIONAL GAME T|SALI|INTL FCSTONE FINANCIAL INC.|5026
IGT|INTERNATIONAL GAME T|SBSH|Citigroup Global Markets Inc.|257919
IGT|INTERNATIONAL GAME T|SGMT|GOLDMAN SACHS & CO. LLC|315965
IGT|INTERNATIONAL GAME T|SPDR|SPEEDROUTE LLC|29386
IGT|INTERNATIONAL GAME T|SPHN|Stephens Inc.|603
IGT|INTERNATIONAL GAME T|SPTD|MINT GLOBAL MARKETS, INC.|2000
IGT|INTERNATIONAL GAME T|SSBS|STATE STREET GLOBAL MARKETS, LLC|491
IGT|INTERNATIONAL GAME T|STFL|Stifel, Nicolaus & Company, Incorporated|8533
IGT|INTERNATIONAL GAME T|STKP|STOCKPILE INVESTMENTS, INC.|50
IGT|INTERNATIONAL GAME T|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18041
IGT|INTERNATIONAL GAME T|SWIM|TD Ameritrade, Inc.|1649487
IGT|INTERNATIONAL GAME T|SWST|Hilltop Securities Inc.|7404
IGT|INTERNATIONAL GAME T|TKNG|ALLY INVEST SECURITIES LLC|4453
IGT|INTERNATIONAL GAME T|TRBT|Tradebot Systems, Inc.|518085
IGT|INTERNATIONAL GAME T|TRCM|TRC MARKETS LLC|231330
IGT|INTERNATIONAL GAME T|TRIP|Trident Partners Ltd.|2400
IGT|INTERNATIONAL GAME T|TWTT|TASTYWORKS, INC.|550
IGT|INTERNATIONAL GAME T|UBSA|UBS SECURITIES LLC|3289864
IGT|INTERNATIONAL GAME T|UBSS|UBS Securities LLC|3584334
IGT|INTERNATIONAL GAME T|VALX|VIRTU AMERICAS LLC|38149
IGT|INTERNATIONAL GAME T|VERT|The Vertical Trading Group, LLC|3800
IGT|INTERNATIONAL GAME T|VGRD|Vanguard Marketing Corporation|23011
IGT|INTERNATIONAL GAME T|WBET|Wallachbeth Capital LLC|2862
IGT|INTERNATIONAL GAME T|WBPX|SUMMIT SECURITIES GROUP, LLC|11551
IGT|INTERNATIONAL GAME T|WCHV|WELLS FARGO SECURITIES, LLC|158527
IGT|INTERNATIONAL GAME T|WEDB|WEDBUSH SECURITIES INC.|87538
IGT|INTERNATIONAL GAME T|WEED|Weeden & Co.L.P.|16080
IGT|INTERNATIONAL GAME T|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56032
IGT|INTERNATIONAL GAME T|WEXX|WOLVERINE EXECUTION SERVICES, LLC|192643
IGT|INTERNATIONAL GAME T|WFPB|Wells Fargo Securities, LLC.|2100
IGT|INTERNATIONAL GAME T|WGIF|CIBC World Markets Inc.|1455
IGT|INTERNATIONAL GAME T|WOLF|Wolfe Trahan Securities|3900
IGT|INTERNATIONAL GAME T|WSEA|WOLVERINE SECURITIES, LLC|33182
IGT|INTERNATIONAL GAME T|XIST|INSTINET, LLC|140800
IGT|INTERNATIONAL GAME T|XPQR|Jump Trading|1400
IGT|INTERNATIONAL GAME T|XSTM|NATIONAL FINANCIAL SERVICES LLC|83848
IGT|INTERNATIONAL GAME T|YKNA|COMHAR CAPITAL MARKETS, LLC|5120
IGT|INTERNATIONAL GAME T|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10557
IGV|ISHARES NORTH AM TEC|ALTX|Alternet Securities Inc.|100
IGV|ISHARES NORTH AM TEC|APCC|Apex Clearing Corporation|310
IGV|ISHARES NORTH AM TEC|BANK|Primevest Financial Services, Inc.|8
IGV|ISHARES NORTH AM TEC|BARD|Robert W. Baird & Co. Incorporated|140
IGV|ISHARES NORTH AM TEC|BATM|CBOE TRADING, INC.|4355
IGV|ISHARES NORTH AM TEC|BAYT|BTIG, LLC|677464
IGV|ISHARES NORTH AM TEC|BBNT|BB&T SECURITIES, LLC|62
IGV|ISHARES NORTH AM TEC|BERN|Sanford C. Bernstein & Co., LLC|15200
IGV|ISHARES NORTH AM TEC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2296
IGV|ISHARES NORTH AM TEC|BTIG|BTIG, LLC|9824
IGV|ISHARES NORTH AM TEC|BYXM|CBOE TRADING, INC.|1492
IGV|ISHARES NORTH AM TEC|CANT|Cantor Fitzgerald & Co.|18
IGV|ISHARES NORTH AM TEC|CHAS|Charles Schwab & Co., Inc.|22842
IGV|ISHARES NORTH AM TEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9940
IGV|ISHARES NORTH AM TEC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
IGV|ISHARES NORTH AM TEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52217
IGV|ISHARES NORTH AM TEC|CSIN|Citadel Securities Institutional LLC|141000
IGV|ISHARES NORTH AM TEC|CTDL|Citadel Derivatives Group Llc|137300
IGV|ISHARES NORTH AM TEC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1420
IGV|ISHARES NORTH AM TEC|DADA|D.A. Davidson & Co.|702
IGV|ISHARES NORTH AM TEC|DBAB|Deutsche Bank Securities Inc.|6802
IGV|ISHARES NORTH AM TEC|DBAX|Deutsche Bank Securities Inc.|21600
IGV|ISHARES NORTH AM TEC|DEGS|RONIN PROFESSIONAL LLC|15800
IGV|ISHARES NORTH AM TEC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1550
IGV|ISHARES NORTH AM TEC|EBXL|EBX LLC|48800
IGV|ISHARES NORTH AM TEC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3753
IGV|ISHARES NORTH AM TEC|EDJO|Edward D. Jones & Co., L.P.|2763
IGV|ISHARES NORTH AM TEC|EGAM|CBOE TRADING, INC.|6380
IGV|ISHARES NORTH AM TEC|EGAW|CBOE TRADING, INC.|50
IGV|ISHARES NORTH AM TEC|EGMT|EG MARKET TECHNOLOGIES LLC|200
IGV|ISHARES NORTH AM TEC|EGXM|CBOE TRADING, INC.|2675
IGV|ISHARES NORTH AM TEC|ETBE|Electronic Transaction Clearing, Inc.|7716
IGV|ISHARES NORTH AM TEC|ETCB|ETC BROKERAGE SERVICES, LLC|224
IGV|ISHARES NORTH AM TEC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21480
IGV|ISHARES NORTH AM TEC|ETRS|E*Trade Securities LLC|13267
IGV|ISHARES NORTH AM TEC|FBSB|U.S. Bancorp Investments, Inc.|187
IGV|ISHARES NORTH AM TEC|FIDT|Fidelity Clearing Canada ULC./ CDS|472
IGV|ISHARES NORTH AM TEC|FILL|Tradestation Securities, Inc.|775
IGV|ISHARES NORTH AM TEC|FINX|FINTECH SECURITIES|8
IGV|ISHARES NORTH AM TEC|FMAF|NBCN Inc./ CDS|1200
IGV|ISHARES NORTH AM TEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3310
IGV|ISHARES NORTH AM TEC|FTBR|Foliofn Investments, Inc.|1776
IGV|ISHARES NORTH AM TEC|GLPX|ACS EXECUTION SERVICES, LLC|270
IGV|ISHARES NORTH AM TEC|GSCO|GOLDMAN SACHS & CO. LLC|80498
IGV|ISHARES NORTH AM TEC|GSCS|GOLDMAN SACHS & CO. LLC|18269
IGV|ISHARES NORTH AM TEC|GSLT|GOLDMAN SACHS & CO. LLC|3846
IGV|ISHARES NORTH AM TEC|GTSZ|GTS SECURITIES LLC|19284
IGV|ISHARES NORTH AM TEC|HRBF|American Enterprise Investment Services Inc.|7952
IGV|ISHARES NORTH AM TEC|IATS|INTERACTIVE BROKERS LLC|11058
IGV|ISHARES NORTH AM TEC|IBKR|Interactive Brokers Llc|33166
IGV|ISHARES NORTH AM TEC|ICBX|INSTINET, LLC|84407
IGV|ISHARES NORTH AM TEC|INCA|INSTINET, LLC|54664
IGV|ISHARES NORTH AM TEC|INJX|INSTINET, LLC|13574
IGV|ISHARES NORTH AM TEC|ITGI|ITG Inc.|1956
IGV|ISHARES NORTH AM TEC|ITGP|ITG INC.|4200
IGV|ISHARES NORTH AM TEC|JANY|Janney Montgomery Scott Inc.|5829
IGV|ISHARES NORTH AM TEC|JEFF|JEFFERIES LLC|20637
IGV|ISHARES NORTH AM TEC|JMPT|JUMP TRADING, LLC|9158
IGV|ISHARES NORTH AM TEC|JPMX|J.P. Morgan Securities LLC|103884
IGV|ISHARES NORTH AM TEC|JSEB|JANE STREET EXECUTION SERVICES, LLC|8216
IGV|ISHARES NORTH AM TEC|JSJX|JANE STREET CAPITAL LLC|54211
IGV|ISHARES NORTH AM TEC|KCGM|VIRTU Americas LLC|14427
IGV|ISHARES NORTH AM TEC|LEHM|Barclays Capital Inc./Le|71555
IGV|ISHARES NORTH AM TEC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|21410
IGV|ISHARES NORTH AM TEC|LIME|Lime Brokerage LLC|182
IGV|ISHARES NORTH AM TEC|LSCI|Lek Securities Corporation|14106
IGV|ISHARES NORTH AM TEC|MACC|Mid Atlantic Capital Corporation|63
IGV|ISHARES NORTH AM TEC|MACQ|Macquarie Capital (USA) Inc.|1900
IGV|ISHARES NORTH AM TEC|MAXM|Maxim Group LLC|19255
IGV|ISHARES NORTH AM TEC|MCMF|Raymond James Ltd. Cds|120
IGV|ISHARES NORTH AM TEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29654
IGV|ISHARES NORTH AM TEC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1135
IGV|ISHARES NORTH AM TEC|MOTF|MOTIF INVESTING, INC.|8
IGV|ISHARES NORTH AM TEC|MSCO|MORGAN STANLEY & CO. LLC|161450
IGV|ISHARES NORTH AM TEC|MSPL|MORGAN STANLEY & CO. LLC|28800
IGV|ISHARES NORTH AM TEC|MSTX|MORGAN STANLEY & CO. LLC|600
IGV|ISHARES NORTH AM TEC|NEUB|NEUBERGER BERMAN BD LLC|2
IGV|ISHARES NORTH AM TEC|NFSC|National Financial Services LLC|182862
IGV|ISHARES NORTH AM TEC|NITE|VIRTU Americas LLC|254388
IGV|ISHARES NORTH AM TEC|NITP|VIRTU Americas LLC|200
IGV|ISHARES NORTH AM TEC|NQRB|Brut, LLC|26357
IGV|ISHARES NORTH AM TEC|NTBF|BMO Nesbitt Burns Inc./CDS|891
IGV|ISHARES NORTH AM TEC|OLDM|OLD MISSION CAPITAL, LLC|127
IGV|ISHARES NORTH AM TEC|OPCO|Oppenheimer & Co. Inc.|1321
IGV|ISHARES NORTH AM TEC|PASL|Pershing Advisor Solutions LLC|40
IGV|ISHARES NORTH AM TEC|PDQM|CODA MARKETS, INC.|18
IGV|ISHARES NORTH AM TEC|PNSR|Penserra Securities, LLC|800
IGV|ISHARES NORTH AM TEC|PWJC|UBS Financial Services, Inc.|3284
IGV|ISHARES NORTH AM TEC|RBCM|RBC CAPITAL MARKETS, LLC|5504
IGV|ISHARES NORTH AM TEC|SAGL|SAGETRADER, LLC|500
IGV|ISHARES NORTH AM TEC|SBSH|Citigroup Global Markets Inc.|11862
IGV|ISHARES NORTH AM TEC|SGMT|GOLDMAN SACHS & CO. LLC|33926
IGV|ISHARES NORTH AM TEC|SHMR|ABN Amro Clearing LLC|6033
IGV|ISHARES NORTH AM TEC|SPDR|SPEEDROUTE LLC|200
IGV|ISHARES NORTH AM TEC|SPHN|Stephens Inc.|369
IGV|ISHARES NORTH AM TEC|STFL|Stifel, Nicolaus & Company, Incorporated|2938
IGV|ISHARES NORTH AM TEC|SWIM|TD Ameritrade, Inc.|11774
IGV|ISHARES NORTH AM TEC|SWST|Hilltop Securities Inc.|115
IGV|ISHARES NORTH AM TEC|TDSI|TD Securities (USA) LLC|824
IGV|ISHARES NORTH AM TEC|TKNG|ALLY INVEST SECURITIES LLC|443
IGV|ISHARES NORTH AM TEC|TRBT|Tradebot Systems, Inc.|9815
IGV|ISHARES NORTH AM TEC|TRCM|TRC MARKETS LLC|235207
IGV|ISHARES NORTH AM TEC|UBSA|UBS SECURITIES LLC|119064
IGV|ISHARES NORTH AM TEC|UBSS|UBS Securities LLC|109020
IGV|ISHARES NORTH AM TEC|VALX|VIRTU AMERICAS LLC|4277
IGV|ISHARES NORTH AM TEC|VGRD|Vanguard Marketing Corporation|7329
IGV|ISHARES NORTH AM TEC|VSIN|Vision Financial Markets Llc|2
IGV|ISHARES NORTH AM TEC|WCHV|WELLS FARGO SECURITIES, LLC|54290
IGV|ISHARES NORTH AM TEC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1675
IGV|ISHARES NORTH AM TEC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7158
IGV|ISHARES NORTH AM TEC|WGIF|CIBC World Markets Inc.|267
IGV|ISHARES NORTH AM TEC|WSEA|WOLVERINE SECURITIES, LLC|4051
IGV|ISHARES NORTH AM TEC|XPUS|XP SECURITIES, LLC|148900
IGV|ISHARES NORTH AM TEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9705
IGVT|XTRACKERS BARCLAYS I|DBAX|Deutsche Bank Securities Inc.|100
IGVT|XTRACKERS BARCLAYS I|FTBR|Foliofn Investments, Inc.|1638
IGVT|XTRACKERS BARCLAYS I|JSJX|JANE STREET CAPITAL LLC|1303
IGVT|XTRACKERS BARCLAYS I|LEHM|Barclays Capital Inc./Le|200
IGVT|XTRACKERS BARCLAYS I|MACC|Mid Atlantic Capital Corporation|5
IGVT|XTRACKERS BARCLAYS I|NFSC|National Financial Services LLC|49
IGVT|XTRACKERS BARCLAYS I|NITE|VIRTU Americas LLC|2096
IGVT|XTRACKERS BARCLAYS I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30
IHC|INDEPENDENCE HLDG|ALTX|Alternet Securities Inc.|200
IHC|INDEPENDENCE HLDG|APCC|Apex Clearing Corporation|65
IHC|INDEPENDENCE HLDG|BATM|CBOE TRADING, INC.|506
IHC|INDEPENDENCE HLDG|BAYC|BAY CREST PARTNERS, LLC|72
IHC|INDEPENDENCE HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|455
IHC|INDEPENDENCE HLDG|BZYD|GOLDMAN SACHS & CO. LLC|201
IHC|INDEPENDENCE HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|468
IHC|INDEPENDENCE HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
IHC|INDEPENDENCE HLDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|96
IHC|INDEPENDENCE HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3041
IHC|INDEPENDENCE HLDG|CTDL|Citadel Derivatives Group Llc|592
IHC|INDEPENDENCE HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|292
IHC|INDEPENDENCE HLDG|DBAB|Deutsche Bank Securities Inc.|2343
IHC|INDEPENDENCE HLDG|DBAX|Deutsche Bank Securities Inc.|1300
IHC|INDEPENDENCE HLDG|DEAN|MORGAN STANLEY|200
IHC|INDEPENDENCE HLDG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2350
IHC|INDEPENDENCE HLDG|EBXL|EBX LLC|900
IHC|INDEPENDENCE HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
IHC|INDEPENDENCE HLDG|EDJO|Edward D. Jones & Co., L.P.|51
IHC|INDEPENDENCE HLDG|EGAM|CBOE TRADING, INC.|291
IHC|INDEPENDENCE HLDG|EGXM|CBOE TRADING, INC.|2
IHC|INDEPENDENCE HLDG|ETRS|E*Trade Securities LLC|240
IHC|INDEPENDENCE HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4078
IHC|INDEPENDENCE HLDG|FTBR|Foliofn Investments, Inc.|429
IHC|INDEPENDENCE HLDG|GSCO|GOLDMAN SACHS & CO. LLC|22191
IHC|INDEPENDENCE HLDG|GSLT|GOLDMAN SACHS & CO. LLC|20
IHC|INDEPENDENCE HLDG|GTSZ|GTS SECURITIES LLC|762
IHC|INDEPENDENCE HLDG|HRBF|American Enterprise Investment Services Inc.|250
IHC|INDEPENDENCE HLDG|IATS|INTERACTIVE BROKERS LLC|721
IHC|INDEPENDENCE HLDG|IBKR|Interactive Brokers Llc|2031
IHC|INDEPENDENCE HLDG|ICBX|INSTINET, LLC|500
IHC|INDEPENDENCE HLDG|IEQY|CITADEL SECURITIES LLC|501
IHC|INDEPENDENCE HLDG|INCA|INSTINET, LLC|2967
IHC|INDEPENDENCE HLDG|INJX|INSTINET, LLC|2424
IHC|INDEPENDENCE HLDG|ITGI|ITG Inc.|1035
IHC|INDEPENDENCE HLDG|ITGP|ITG INC.|1600
IHC|INDEPENDENCE HLDG|JEFF|JEFFERIES LLC|675
IHC|INDEPENDENCE HLDG|JPMX|J.P. Morgan Securities LLC|2251
IHC|INDEPENDENCE HLDG|KCGM|VIRTU Americas LLC|649
IHC|INDEPENDENCE HLDG|LEHM|Barclays Capital Inc./Le|2880
IHC|INDEPENDENCE HLDG|LIME|Lime Brokerage LLC|2451
IHC|INDEPENDENCE HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4666
IHC|INDEPENDENCE HLDG|MSCO|MORGAN STANLEY & CO. LLC|5747
IHC|INDEPENDENCE HLDG|MSPL|MORGAN STANLEY & CO. LLC|2100
IHC|INDEPENDENCE HLDG|NFSC|National Financial Services LLC|10123
IHC|INDEPENDENCE HLDG|NITE|VIRTU Americas LLC|18080
IHC|INDEPENDENCE HLDG|SBSH|Citigroup Global Markets Inc.|2195
IHC|INDEPENDENCE HLDG|SGMT|GOLDMAN SACHS & CO. LLC|941
IHC|INDEPENDENCE HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|1
IHC|INDEPENDENCE HLDG|SWIM|TD Ameritrade, Inc.|2645
IHC|INDEPENDENCE HLDG|TKNG|ALLY INVEST SECURITIES LLC|125
IHC|INDEPENDENCE HLDG|TMBR|Timber Hill LLC|100
IHC|INDEPENDENCE HLDG|TRBT|Tradebot Systems, Inc.|705
IHC|INDEPENDENCE HLDG|TRCM|TRC MARKETS LLC|785
IHC|INDEPENDENCE HLDG|UBSA|UBS SECURITIES LLC|15164
IHC|INDEPENDENCE HLDG|UBSS|UBS Securities LLC|21880
IHC|INDEPENDENCE HLDG|VALX|VIRTU AMERICAS LLC|1188
IHC|INDEPENDENCE HLDG|VGRD|Vanguard Marketing Corporation|533
IHC|INDEPENDENCE HLDG|WCHV|WELLS FARGO SECURITIES, LLC|493
IHC|INDEPENDENCE HLDG|WSEA|WOLVERINE SECURITIES, LLC|145
IHC|INDEPENDENCE HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
IHC|INDEPENDENCE HLDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
IHD|VOYA EMERGING MKTS|ALTX|Alternet Securities Inc.|500
IHD|VOYA EMERGING MKTS|APCC|Apex Clearing Corporation|590
IHD|VOYA EMERGING MKTS|BARD|Robert W. Baird & Co. Incorporated|2600
IHD|VOYA EMERGING MKTS|BTIG|BTIG, LLC|10386
IHD|VOYA EMERGING MKTS|CANT|Cantor Fitzgerald & Co.|903
IHD|VOYA EMERGING MKTS|CHAS|Charles Schwab & Co., Inc.|29
IHD|VOYA EMERGING MKTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
IHD|VOYA EMERGING MKTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5028
IHD|VOYA EMERGING MKTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2328
IHD|VOYA EMERGING MKTS|DBAX|Deutsche Bank Securities Inc.|5900
IHD|VOYA EMERGING MKTS|DEAN|MORGAN STANLEY|31822
IHD|VOYA EMERGING MKTS|DEGS|RONIN PROFESSIONAL LLC|1000
IHD|VOYA EMERGING MKTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1124
IHD|VOYA EMERGING MKTS|EBXL|EBX LLC|4700
IHD|VOYA EMERGING MKTS|EGAM|CBOE TRADING, INC.|4000
IHD|VOYA EMERGING MKTS|EGXM|CBOE TRADING, INC.|200
IHD|VOYA EMERGING MKTS|ETBE|Electronic Transaction Clearing, Inc.|100
IHD|VOYA EMERGING MKTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
IHD|VOYA EMERGING MKTS|ETRS|E*Trade Securities LLC|41853
IHD|VOYA EMERGING MKTS|FBSB|U.S. Bancorp Investments, Inc.|2000
IHD|VOYA EMERGING MKTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3561
IHD|VOYA EMERGING MKTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4146
IHD|VOYA EMERGING MKTS|FTBR|Foliofn Investments, Inc.|69068
IHD|VOYA EMERGING MKTS|GLPX|ACS EXECUTION SERVICES, LLC|200
IHD|VOYA EMERGING MKTS|GSCO|GOLDMAN SACHS & CO. LLC|1200
IHD|VOYA EMERGING MKTS|GSCS|GOLDMAN SACHS & CO. LLC|628
IHD|VOYA EMERGING MKTS|GSLT|GOLDMAN SACHS & CO. LLC|500
IHD|VOYA EMERGING MKTS|GTSZ|GTS SECURITIES LLC|200
IHD|VOYA EMERGING MKTS|HRBF|American Enterprise Investment Services Inc.|7867
IHD|VOYA EMERGING MKTS|IATS|INTERACTIVE BROKERS LLC|27845
IHD|VOYA EMERGING MKTS|IBKR|Interactive Brokers Llc|58534
IHD|VOYA EMERGING MKTS|ICBX|INSTINET, LLC|1800
IHD|VOYA EMERGING MKTS|INCA|INSTINET, LLC|6946
IHD|VOYA EMERGING MKTS|ITGI|ITG Inc.|15035
IHD|VOYA EMERGING MKTS|ITGP|ITG INC.|10000
IHD|VOYA EMERGING MKTS|JANY|Janney Montgomery Scott Inc.|2000
IHD|VOYA EMERGING MKTS|JMPT|JUMP TRADING, LLC|80
IHD|VOYA EMERGING MKTS|JPMX|J.P. Morgan Securities LLC|4200
IHD|VOYA EMERGING MKTS|KCGM|VIRTU Americas LLC|3930
IHD|VOYA EMERGING MKTS|LEHM|Barclays Capital Inc./Le|1000
IHD|VOYA EMERGING MKTS|LIME|Lime Brokerage LLC|629
IHD|VOYA EMERGING MKTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
IHD|VOYA EMERGING MKTS|MOTF|MOTIF INVESTING, INC.|1
IHD|VOYA EMERGING MKTS|MSCO|MORGAN STANLEY & CO. LLC|150605
IHD|VOYA EMERGING MKTS|MSPL|MORGAN STANLEY & CO. LLC|1500
IHD|VOYA EMERGING MKTS|NATL|National Securities Corporation|3600
IHD|VOYA EMERGING MKTS|NFSC|National Financial Services LLC|184062
IHD|VOYA EMERGING MKTS|NITE|VIRTU Americas LLC|340865
IHD|VOYA EMERGING MKTS|NQRB|Brut, LLC|2600
IHD|VOYA EMERGING MKTS|OPCO|Oppenheimer & Co. Inc.|2850
IHD|VOYA EMERGING MKTS|PDQM|CODA MARKETS, INC.|800
IHD|VOYA EMERGING MKTS|PWJC|UBS Financial Services, Inc.|17777
IHD|VOYA EMERGING MKTS|RBCM|RBC CAPITAL MARKETS, LLC|14619
IHD|VOYA EMERGING MKTS|SAGC|SAGETRADER, LLC|200
IHD|VOYA EMERGING MKTS|SGMT|GOLDMAN SACHS & CO. LLC|2778
IHD|VOYA EMERGING MKTS|STFL|Stifel, Nicolaus & Company, Incorporated|2565
IHD|VOYA EMERGING MKTS|SWIM|TD Ameritrade, Inc.|22723
IHD|VOYA EMERGING MKTS|SWST|Hilltop Securities Inc.|9954
IHD|VOYA EMERGING MKTS|TKNG|ALLY INVEST SECURITIES LLC|3164
IHD|VOYA EMERGING MKTS|TRBT|Tradebot Systems, Inc.|2889
IHD|VOYA EMERGING MKTS|TRCM|TRC MARKETS LLC|700
IHD|VOYA EMERGING MKTS|UBSA|UBS SECURITIES LLC|11806
IHD|VOYA EMERGING MKTS|UBSS|UBS Securities LLC|61227
IHD|VOYA EMERGING MKTS|VALX|VIRTU AMERICAS LLC|300
IHD|VOYA EMERGING MKTS|VGRD|Vanguard Marketing Corporation|18266
IHD|VOYA EMERGING MKTS|VNDM|Wall Street Access|78928
IHD|VOYA EMERGING MKTS|WCHV|WELLS FARGO SECURITIES, LLC|77303
IHD|VOYA EMERGING MKTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|72302
IHD|VOYA EMERGING MKTS|WSEA|WOLVERINE SECURITIES, LLC|1765
IHD|VOYA EMERGING MKTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
IHD|VOYA EMERGING MKTS|YKNA|COMHAR CAPITAL MARKETS, LLC|400
IHD|VOYA EMERGING MKTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7690
IHDG|WT INTL HDG QLTY DIV|ALTX|Alternet Securities Inc.|100
IHDG|WT INTL HDG QLTY DIV|APCC|Apex Clearing Corporation|79
IHDG|WT INTL HDG QLTY DIV|BANK|Primevest Financial Services, Inc.|2393
IHDG|WT INTL HDG QLTY DIV|BARD|Robert W. Baird & Co. Incorporated|823120
IHDG|WT INTL HDG QLTY DIV|BBNT|BB&T SECURITIES, LLC|87271
IHDG|WT INTL HDG QLTY DIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1645
IHDG|WT INTL HDG QLTY DIV|CANT|Cantor Fitzgerald & Co.|27122
IHDG|WT INTL HDG QLTY DIV|CHAS|Charles Schwab & Co., Inc.|357
IHDG|WT INTL HDG QLTY DIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16315
IHDG|WT INTL HDG QLTY DIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13862
IHDG|WT INTL HDG QLTY DIV|CSIN|Citadel Securities Institutional LLC|60459
IHDG|WT INTL HDG QLTY DIV|CTDL|Citadel Derivatives Group Llc|100448
IHDG|WT INTL HDG QLTY DIV|CXCX|CITIGROUP GLOBAL MARKETS INC.|408
IHDG|WT INTL HDG QLTY DIV|DBAX|Deutsche Bank Securities Inc.|22300
IHDG|WT INTL HDG QLTY DIV|DEAN|MORGAN STANLEY|288092
IHDG|WT INTL HDG QLTY DIV|EBXL|EBX LLC|15500
IHDG|WT INTL HDG QLTY DIV|ECUT|CONVERGEX EXECUTION SOLUTIONS|9806
IHDG|WT INTL HDG QLTY DIV|EDJO|Edward D. Jones & Co., L.P.|79
IHDG|WT INTL HDG QLTY DIV|ETBE|Electronic Transaction Clearing, Inc.|300
IHDG|WT INTL HDG QLTY DIV|ETRS|E*Trade Securities LLC|573
IHDG|WT INTL HDG QLTY DIV|FIDT|Fidelity Clearing Canada ULC./ CDS|775
IHDG|WT INTL HDG QLTY DIV|FLTU|FLOW TRADERS US LLC|4000
IHDG|WT INTL HDG QLTY DIV|FMAF|NBCN Inc./ CDS|12
IHDG|WT INTL HDG QLTY DIV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22657
IHDG|WT INTL HDG QLTY DIV|FTBR|Foliofn Investments, Inc.|781
IHDG|WT INTL HDG QLTY DIV|GEBB|GLOBAL EXECUTION BROKERS, LP|200
IHDG|WT INTL HDG QLTY DIV|GLPX|ACS EXECUTION SERVICES, LLC|1657
IHDG|WT INTL HDG QLTY DIV|GSLT|GOLDMAN SACHS & CO. LLC|1400
IHDG|WT INTL HDG QLTY DIV|GTSZ|GTS SECURITIES LLC|100
IHDG|WT INTL HDG QLTY DIV|HRBF|American Enterprise Investment Services Inc.|18230
IHDG|WT INTL HDG QLTY DIV|IATS|INTERACTIVE BROKERS LLC|1183
IHDG|WT INTL HDG QLTY DIV|IBKR|Interactive Brokers Llc|1446
IHDG|WT INTL HDG QLTY DIV|ICBX|INSTINET, LLC|19500
IHDG|WT INTL HDG QLTY DIV|INCA|INSTINET, LLC|1384
IHDG|WT INTL HDG QLTY DIV|ITGI|ITG Inc.|1800
IHDG|WT INTL HDG QLTY DIV|ITGP|ITG INC.|7600
IHDG|WT INTL HDG QLTY DIV|JANY|Janney Montgomery Scott Inc.|6418
IHDG|WT INTL HDG QLTY DIV|JPMX|J.P. Morgan Securities LLC|9022
IHDG|WT INTL HDG QLTY DIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|2836514
IHDG|WT INTL HDG QLTY DIV|JSJX|JANE STREET CAPITAL LLC|92840
IHDG|WT INTL HDG QLTY DIV|KCGM|VIRTU Americas LLC|6393
IHDG|WT INTL HDG QLTY DIV|LEHM|Barclays Capital Inc./Le|43000
IHDG|WT INTL HDG QLTY DIV|LIME|Lime Brokerage LLC|3594
IHDG|WT INTL HDG QLTY DIV|LSCI|Lek Securities Corporation|16
IHDG|WT INTL HDG QLTY DIV|MCMF|Raymond James Ltd. Cds|1511
IHDG|WT INTL HDG QLTY DIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19814
IHDG|WT INTL HDG QLTY DIV|MSCO|MORGAN STANLEY & CO. LLC|56970
IHDG|WT INTL HDG QLTY DIV|MSPL|MORGAN STANLEY & CO. LLC|10000
IHDG|WT INTL HDG QLTY DIV|NFSC|National Financial Services LLC|83419
IHDG|WT INTL HDG QLTY DIV|NITE|VIRTU Americas LLC|386628
IHDG|WT INTL HDG QLTY DIV|OLDM|OLD MISSION CAPITAL, LLC|1586
IHDG|WT INTL HDG QLTY DIV|OPCO|Oppenheimer & Co. Inc.|592
IHDG|WT INTL HDG QLTY DIV|PDQM|CODA MARKETS, INC.|6657
IHDG|WT INTL HDG QLTY DIV|PWJC|UBS Financial Services, Inc.|25903
IHDG|WT INTL HDG QLTY DIV|RBCM|RBC CAPITAL MARKETS, LLC|85789
IHDG|WT INTL HDG QLTY DIV|SBSH|Citigroup Global Markets Inc.|5085
IHDG|WT INTL HDG QLTY DIV|SGMT|GOLDMAN SACHS & CO. LLC|8346
IHDG|WT INTL HDG QLTY DIV|SPDR|SPEEDROUTE LLC|1957
IHDG|WT INTL HDG QLTY DIV|STFL|Stifel, Nicolaus & Company, Incorporated|38847
IHDG|WT INTL HDG QLTY DIV|SWIM|TD Ameritrade, Inc.|303
IHDG|WT INTL HDG QLTY DIV|SWST|Hilltop Securities Inc.|700
IHDG|WT INTL HDG QLTY DIV|UBSA|UBS SECURITIES LLC|46154
IHDG|WT INTL HDG QLTY DIV|UBSS|UBS Securities LLC|52525
IHDG|WT INTL HDG QLTY DIV|VALX|VIRTU AMERICAS LLC|125
IHDG|WT INTL HDG QLTY DIV|VGRD|Vanguard Marketing Corporation|1567
IHDG|WT INTL HDG QLTY DIV|WCHV|WELLS FARGO SECURITIES, LLC|925
IHDG|WT INTL HDG QLTY DIV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26
IHDG|WT INTL HDG QLTY DIV|WGIF|CIBC World Markets Inc.|460589
IHDG|WT INTL HDG QLTY DIV|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
IHDG|WT INTL HDG QLTY DIV|WSEA|WOLVERINE SECURITIES, LLC|135
IHDG|WT INTL HDG QLTY DIV|XSTM|NATIONAL FINANCIAL SERVICES LLC|798
IHDG|WT INTL HDG QLTY DIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10514
IHE|ISHARES  US PHRM|AGIS|Aegis Capital Corp.|45
IHE|ISHARES  US PHRM|APCC|Apex Clearing Corporation|23
IHE|ISHARES  US PHRM|BATM|CBOE TRADING, INC.|900
IHE|ISHARES  US PHRM|BBNT|BB&T SECURITIES, LLC|90
IHE|ISHARES  US PHRM|CANT|Cantor Fitzgerald & Co.|19
IHE|ISHARES  US PHRM|CHAS|Charles Schwab & Co., Inc.|18
IHE|ISHARES  US PHRM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14705
IHE|ISHARES  US PHRM|CTDL|Citadel Derivatives Group Llc|123
IHE|ISHARES  US PHRM|DADA|D.A. Davidson & Co.|508
IHE|ISHARES  US PHRM|DBAX|Deutsche Bank Securities Inc.|1800
IHE|ISHARES  US PHRM|DEAN|MORGAN STANLEY|464
IHE|ISHARES  US PHRM|DEGS|RONIN PROFESSIONAL LLC|2500
IHE|ISHARES  US PHRM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|80
IHE|ISHARES  US PHRM|EBXL|EBX LLC|500
IHE|ISHARES  US PHRM|ECUT|CONVERGEX EXECUTION SOLUTIONS|46
IHE|ISHARES  US PHRM|EDJO|Edward D. Jones & Co., L.P.|334
IHE|ISHARES  US PHRM|EGXM|CBOE TRADING, INC.|100
IHE|ISHARES  US PHRM|EGXW|CBOE TRADING, INC.|100
IHE|ISHARES  US PHRM|ETRS|E*Trade Securities LLC|343
IHE|ISHARES  US PHRM|FMAF|NBCN Inc./ CDS|10
IHE|ISHARES  US PHRM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|188
IHE|ISHARES  US PHRM|FTBR|Foliofn Investments, Inc.|13
IHE|ISHARES  US PHRM|GBMT|GBM International, Inc.|1300
IHE|ISHARES  US PHRM|GSCO|GOLDMAN SACHS & CO. LLC|2049
IHE|ISHARES  US PHRM|GSLT|GOLDMAN SACHS & CO. LLC|276
IHE|ISHARES  US PHRM|GTSZ|GTS SECURITIES LLC|21
IHE|ISHARES  US PHRM|HRBF|American Enterprise Investment Services Inc.|3093
IHE|ISHARES  US PHRM|IBKR|Interactive Brokers Llc|275
IHE|ISHARES  US PHRM|ICBX|INSTINET, LLC|800
IHE|ISHARES  US PHRM|INCA|INSTINET, LLC|40
IHE|ISHARES  US PHRM|JANY|Janney Montgomery Scott Inc.|35
IHE|ISHARES  US PHRM|JPMX|J.P. Morgan Securities LLC|1000
IHE|ISHARES  US PHRM|JSEB|JANE STREET EXECUTION SERVICES, LLC|7891
IHE|ISHARES  US PHRM|JSJX|JANE STREET CAPITAL LLC|2791
IHE|ISHARES  US PHRM|KCGM|VIRTU Americas LLC|6516
IHE|ISHARES  US PHRM|LEHM|Barclays Capital Inc./Le|4435
IHE|ISHARES  US PHRM|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|260
IHE|ISHARES  US PHRM|LIME|Lime Brokerage LLC|3516
IHE|ISHARES  US PHRM|LSCI|Lek Securities Corporation|151
IHE|ISHARES  US PHRM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
IHE|ISHARES  US PHRM|MOTF|MOTIF INVESTING, INC.|1
IHE|ISHARES  US PHRM|MSCO|MORGAN STANLEY & CO. LLC|3521
IHE|ISHARES  US PHRM|MSPL|MORGAN STANLEY & CO. LLC|200
IHE|ISHARES  US PHRM|NFSC|National Financial Services LLC|5282
IHE|ISHARES  US PHRM|NITE|VIRTU Americas LLC|7118
IHE|ISHARES  US PHRM|OPCO|Oppenheimer & Co. Inc.|975
IHE|ISHARES  US PHRM|PWJC|UBS Financial Services, Inc.|565
IHE|ISHARES  US PHRM|RBCM|RBC CAPITAL MARKETS, LLC|202
IHE|ISHARES  US PHRM|SBSH|Citigroup Global Markets Inc.|22242
IHE|ISHARES  US PHRM|SGMT|GOLDMAN SACHS & CO. LLC|555
IHE|ISHARES  US PHRM|SPHN|Stephens Inc.|64
IHE|ISHARES  US PHRM|STFL|Stifel, Nicolaus & Company, Incorporated|20
IHE|ISHARES  US PHRM|SWIM|TD Ameritrade, Inc.|43
IHE|ISHARES  US PHRM|TRCM|TRC MARKETS LLC|87
IHE|ISHARES  US PHRM|UBSA|UBS SECURITIES LLC|1706
IHE|ISHARES  US PHRM|UBSS|UBS Securities LLC|12725
IHE|ISHARES  US PHRM|VGRD|Vanguard Marketing Corporation|502
IHE|ISHARES  US PHRM|WCHV|WELLS FARGO SECURITIES, LLC|974
IHE|ISHARES  US PHRM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15217
IHE|ISHARES  US PHRM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|837
IHE|ISHARES  US PHRM|WGIF|CIBC World Markets Inc.|696
IHE|ISHARES  US PHRM|WSEA|WOLVERINE SECURITIES, LLC|45
IHE|ISHARES  US PHRM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1989
IHF|ISHARES US HCPIF|AGIS|Aegis Capital Corp.|50
IHF|ISHARES US HCPIF|APCC|Apex Clearing Corporation|24
IHF|ISHARES US HCPIF|BARD|Robert W. Baird & Co. Incorporated|67
IHF|ISHARES US HCPIF|BATM|CBOE TRADING, INC.|780
IHF|ISHARES US HCPIF|BERN|Sanford C. Bernstein & Co., LLC|264
IHF|ISHARES US HCPIF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52
IHF|ISHARES US HCPIF|BTIG|BTIG, LLC|4156
IHF|ISHARES US HCPIF|BYXM|CBOE TRADING, INC.|200
IHF|ISHARES US HCPIF|CHAS|Charles Schwab & Co., Inc.|1397
IHF|ISHARES US HCPIF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65196
IHF|ISHARES US HCPIF|CTDL|Citadel Derivatives Group Llc|4837
IHF|ISHARES US HCPIF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
IHF|ISHARES US HCPIF|DBAB|Deutsche Bank Securities Inc.|1200
IHF|ISHARES US HCPIF|DBAX|Deutsche Bank Securities Inc.|134500
IHF|ISHARES US HCPIF|DEAN|MORGAN STANLEY|931
IHF|ISHARES US HCPIF|DEGS|RONIN PROFESSIONAL LLC|900
IHF|ISHARES US HCPIF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
IHF|ISHARES US HCPIF|EBXL|EBX LLC|51200
IHF|ISHARES US HCPIF|EDJO|Edward D. Jones & Co., L.P.|207
IHF|ISHARES US HCPIF|EGMT|EG MARKET TECHNOLOGIES LLC|400
IHF|ISHARES US HCPIF|ETRS|E*Trade Securities LLC|1691
IHF|ISHARES US HCPIF|FILL|Tradestation Securities, Inc.|119
IHF|ISHARES US HCPIF|FMAF|NBCN Inc./ CDS|169
IHF|ISHARES US HCPIF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|971
IHF|ISHARES US HCPIF|FTBR|Foliofn Investments, Inc.|116
IHF|ISHARES US HCPIF|GBMT|GBM International, Inc.|3
IHF|ISHARES US HCPIF|GEBB|GLOBAL EXECUTION BROKERS, LP|55
IHF|ISHARES US HCPIF|GLIS|TD Securities Inc|95
IHF|ISHARES US HCPIF|GLPX|ACS EXECUTION SERVICES, LLC|45823
IHF|ISHARES US HCPIF|GSCO|GOLDMAN SACHS & CO. LLC|11673
IHF|ISHARES US HCPIF|GSCS|GOLDMAN SACHS & CO. LLC|800
IHF|ISHARES US HCPIF|GSLT|GOLDMAN SACHS & CO. LLC|2148
IHF|ISHARES US HCPIF|GTSZ|GTS SECURITIES LLC|9430
IHF|ISHARES US HCPIF|HRBF|American Enterprise Investment Services Inc.|3084
IHF|ISHARES US HCPIF|IATS|INTERACTIVE BROKERS LLC|16
IHF|ISHARES US HCPIF|IBKR|Interactive Brokers Llc|2716
IHF|ISHARES US HCPIF|ICBX|INSTINET, LLC|33200
IHF|ISHARES US HCPIF|INCA|INSTINET, LLC|35828
IHF|ISHARES US HCPIF|INJX|INSTINET, LLC|25
IHF|ISHARES US HCPIF|ITGI|ITG Inc.|403
IHF|ISHARES US HCPIF|ITGP|ITG INC.|600
IHF|ISHARES US HCPIF|JANY|Janney Montgomery Scott Inc.|55
IHF|ISHARES US HCPIF|JEFF|JEFFERIES LLC|57
IHF|ISHARES US HCPIF|JMPT|JUMP TRADING, LLC|40
IHF|ISHARES US HCPIF|JPMX|J.P. Morgan Securities LLC|36090
IHF|ISHARES US HCPIF|JSEB|JANE STREET EXECUTION SERVICES, LLC|27970
IHF|ISHARES US HCPIF|JSJX|JANE STREET CAPITAL LLC|34642
IHF|ISHARES US HCPIF|KCGM|VIRTU Americas LLC|25757
IHF|ISHARES US HCPIF|LEHM|Barclays Capital Inc./Le|181304
IHF|ISHARES US HCPIF|LIME|Lime Brokerage LLC|8600
IHF|ISHARES US HCPIF|MACC|Mid Atlantic Capital Corporation|63
IHF|ISHARES US HCPIF|MCMF|Raymond James Ltd. Cds|128
IHF|ISHARES US HCPIF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79696
IHF|ISHARES US HCPIF|MSCO|MORGAN STANLEY & CO. LLC|7620
IHF|ISHARES US HCPIF|MSPL|MORGAN STANLEY & CO. LLC|700
IHF|ISHARES US HCPIF|NFSC|National Financial Services LLC|25306
IHF|ISHARES US HCPIF|NITE|VIRTU Americas LLC|31517
IHF|ISHARES US HCPIF|NITP|VIRTU Americas LLC|1400
IHF|ISHARES US HCPIF|NQRB|Brut, LLC|400
IHF|ISHARES US HCPIF|NTBF|BMO Nesbitt Burns Inc./CDS|1402
IHF|ISHARES US HCPIF|OPCO|Oppenheimer & Co. Inc.|351
IHF|ISHARES US HCPIF|PDQM|CODA MARKETS, INC.|143791
IHF|ISHARES US HCPIF|PIPR|Piper Jaffray & Co.|400
IHF|ISHARES US HCPIF|RBCM|RBC CAPITAL MARKETS, LLC|1242
IHF|ISHARES US HCPIF|SAGL|SAGETRADER, LLC|23900
IHF|ISHARES US HCPIF|SALI|INTL FCSTONE FINANCIAL INC.|453
IHF|ISHARES US HCPIF|SBSH|Citigroup Global Markets Inc.|138002
IHF|ISHARES US HCPIF|SGMT|GOLDMAN SACHS & CO. LLC|9252
IHF|ISHARES US HCPIF|SHMR|ABN Amro Clearing LLC|3044
IHF|ISHARES US HCPIF|SPDR|SPEEDROUTE LLC|112652
IHF|ISHARES US HCPIF|SWIM|TD Ameritrade, Inc.|490
IHF|ISHARES US HCPIF|SWST|Hilltop Securities Inc.|219
IHF|ISHARES US HCPIF|TKNG|ALLY INVEST SECURITIES LLC|12
IHF|ISHARES US HCPIF|UBSA|UBS SECURITIES LLC|131219
IHF|ISHARES US HCPIF|UBSS|UBS Securities LLC|37646
IHF|ISHARES US HCPIF|VGRD|Vanguard Marketing Corporation|1414
IHF|ISHARES US HCPIF|VSIN|Vision Financial Markets Llc|2
IHF|ISHARES US HCPIF|WCHV|WELLS FARGO SECURITIES, LLC|4099
IHF|ISHARES US HCPIF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3665
IHF|ISHARES US HCPIF|WGIF|CIBC World Markets Inc.|78
IHF|ISHARES US HCPIF|WSEA|WOLVERINE SECURITIES, LLC|325
IHF|ISHARES US HCPIF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
IHF|ISHARES US HCPIF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3010
IHG|INTRERCONTINENTAL HT|ALTX|Alternet Securities Inc.|200
IHG|INTRERCONTINENTAL HT|ANOS|ABEL/NOSER, L.L.C.|105
IHG|INTRERCONTINENTAL HT|APCC|Apex Clearing Corporation|86
IHG|INTRERCONTINENTAL HT|BANK|Primevest Financial Services, Inc.|36
IHG|INTRERCONTINENTAL HT|BATM|CBOE TRADING, INC.|551
IHG|INTRERCONTINENTAL HT|BERN|Sanford C. Bernstein & Co., LLC|1543
IHG|INTRERCONTINENTAL HT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1021
IHG|INTRERCONTINENTAL HT|BZYD|GOLDMAN SACHS & CO. LLC|752
IHG|INTRERCONTINENTAL HT|CHAS|Charles Schwab & Co., Inc.|884
IHG|INTRERCONTINENTAL HT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21734
IHG|INTRERCONTINENTAL HT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33009
IHG|INTRERCONTINENTAL HT|CTDL|Citadel Derivatives Group Llc|560
IHG|INTRERCONTINENTAL HT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1320
IHG|INTRERCONTINENTAL HT|DBAB|Deutsche Bank Securities Inc.|16854
IHG|INTRERCONTINENTAL HT|DBAX|Deutsche Bank Securities Inc.|28100
IHG|INTRERCONTINENTAL HT|DBUL|Deutsche Bank Securities Inc.|100
IHG|INTRERCONTINENTAL HT|DCHF|Dart Executions, LLC|2429
IHG|INTRERCONTINENTAL HT|DEAN|MORGAN STANLEY|1601
IHG|INTRERCONTINENTAL HT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|187
IHG|INTRERCONTINENTAL HT|EBXL|EBX LLC|7800
IHG|INTRERCONTINENTAL HT|ECUT|CONVERGEX EXECUTION SOLUTIONS|4455
IHG|INTRERCONTINENTAL HT|EDJO|Edward D. Jones & Co., L.P.|197
IHG|INTRERCONTINENTAL HT|EGAM|CBOE TRADING, INC.|453
IHG|INTRERCONTINENTAL HT|EGMT|EG MARKET TECHNOLOGIES LLC|61
IHG|INTRERCONTINENTAL HT|EGXM|CBOE TRADING, INC.|55
IHG|INTRERCONTINENTAL HT|ETBE|Electronic Transaction Clearing, Inc.|800
IHG|INTRERCONTINENTAL HT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
IHG|INTRERCONTINENTAL HT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1399
IHG|INTRERCONTINENTAL HT|ETRS|E*Trade Securities LLC|6367
IHG|INTRERCONTINENTAL HT|FBSB|U.S. Bancorp Investments, Inc.|90
IHG|INTRERCONTINENTAL HT|FMAF|NBCN Inc./ CDS|1290
IHG|INTRERCONTINENTAL HT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23561
IHG|INTRERCONTINENTAL HT|FTBR|Foliofn Investments, Inc.|4193
IHG|INTRERCONTINENTAL HT|GLIS|TD Securities Inc|191
IHG|INTRERCONTINENTAL HT|GLPX|ACS EXECUTION SERVICES, LLC|494
IHG|INTRERCONTINENTAL HT|GSCO|GOLDMAN SACHS & CO. LLC|26823
IHG|INTRERCONTINENTAL HT|GSCS|GOLDMAN SACHS & CO. LLC|318
IHG|INTRERCONTINENTAL HT|GSLT|GOLDMAN SACHS & CO. LLC|616
IHG|INTRERCONTINENTAL HT|GTSZ|GTS SECURITIES LLC|8783
IHG|INTRERCONTINENTAL HT|HRBF|American Enterprise Investment Services Inc.|709
IHG|INTRERCONTINENTAL HT|HSBC|HSBC Securities, Inc.|2000
IHG|INTRERCONTINENTAL HT|IATS|INTERACTIVE BROKERS LLC|5026
IHG|INTRERCONTINENTAL HT|IBKR|Interactive Brokers Llc|5151
IHG|INTRERCONTINENTAL HT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|130
IHG|INTRERCONTINENTAL HT|ICBX|INSTINET, LLC|5700
IHG|INTRERCONTINENTAL HT|INCA|INSTINET, LLC|19533
IHG|INTRERCONTINENTAL HT|INJX|INSTINET, LLC|900
IHG|INTRERCONTINENTAL HT|INTL|INTL FCSTONE FINANCIAL INC.|340
IHG|INTRERCONTINENTAL HT|ITGI|ITG Inc.|7028
IHG|INTRERCONTINENTAL HT|ITGP|ITG INC.|9800
IHG|INTRERCONTINENTAL HT|JANY|Janney Montgomery Scott Inc.|37
IHG|INTRERCONTINENTAL HT|JEFF|JEFFERIES LLC|5156
IHG|INTRERCONTINENTAL HT|JMPT|JUMP TRADING, LLC|3439
IHG|INTRERCONTINENTAL HT|JPBX|J.P. MORGAN SECURITIES LLC|3740
IHG|INTRERCONTINENTAL HT|JPMX|J.P. Morgan Securities LLC|85940
IHG|INTRERCONTINENTAL HT|JSJX|JANE STREET CAPITAL LLC|1594
IHG|INTRERCONTINENTAL HT|KCGM|VIRTU Americas LLC|4401
IHG|INTRERCONTINENTAL HT|LEHM|Barclays Capital Inc./Le|50128
IHG|INTRERCONTINENTAL HT|LIME|Lime Brokerage LLC|96220
IHG|INTRERCONTINENTAL HT|LSCI|Lek Securities Corporation|3
IHG|INTRERCONTINENTAL HT|MBTS|ALLY INVEST SECURITIES LLC|64
IHG|INTRERCONTINENTAL HT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27800
IHG|INTRERCONTINENTAL HT|MOTF|MOTIF INVESTING, INC.|2
IHG|INTRERCONTINENTAL HT|MSCO|MORGAN STANLEY & CO. LLC|110228
IHG|INTRERCONTINENTAL HT|MSPL|MORGAN STANLEY & CO. LLC|50800
IHG|INTRERCONTINENTAL HT|MSTX|MORGAN STANLEY & CO. LLC|400
IHG|INTRERCONTINENTAL HT|NFSC|National Financial Services LLC|7486
IHG|INTRERCONTINENTAL HT|NITE|VIRTU Americas LLC|60919
IHG|INTRERCONTINENTAL HT|NQRB|Brut, LLC|100
IHG|INTRERCONTINENTAL HT|OLDM|OLD MISSION CAPITAL, LLC|7383
IHG|INTRERCONTINENTAL HT|PWJC|UBS Financial Services, Inc.|416
IHG|INTRERCONTINENTAL HT|RBCM|RBC CAPITAL MARKETS, LLC|398
IHG|INTRERCONTINENTAL HT|SAGL|SAGETRADER, LLC|100
IHG|INTRERCONTINENTAL HT|SALI|INTL FCSTONE FINANCIAL INC.|331
IHG|INTRERCONTINENTAL HT|SBSH|Citigroup Global Markets Inc.|526631
IHG|INTRERCONTINENTAL HT|SGMT|GOLDMAN SACHS & CO. LLC|7613
IHG|INTRERCONTINENTAL HT|STFL|Stifel, Nicolaus & Company, Incorporated|687
IHG|INTRERCONTINENTAL HT|STKP|STOCKPILE INVESTMENTS, INC.|52
IHG|INTRERCONTINENTAL HT|SWIM|TD Ameritrade, Inc.|431
IHG|INTRERCONTINENTAL HT|SWST|Hilltop Securities Inc.|78
IHG|INTRERCONTINENTAL HT|TRBT|Tradebot Systems, Inc.|4813
IHG|INTRERCONTINENTAL HT|TRCM|TRC MARKETS LLC|10204
IHG|INTRERCONTINENTAL HT|UBSA|UBS SECURITIES LLC|52056
IHG|INTRERCONTINENTAL HT|UBSS|UBS Securities LLC|55393
IHG|INTRERCONTINENTAL HT|VALX|VIRTU AMERICAS LLC|22493
IHG|INTRERCONTINENTAL HT|VGRD|Vanguard Marketing Corporation|1226
IHG|INTRERCONTINENTAL HT|WCHV|WELLS FARGO SECURITIES, LLC|21680
IHG|INTRERCONTINENTAL HT|WEDB|WEDBUSH SECURITIES INC.|143
IHG|INTRERCONTINENTAL HT|WEED|Weeden & Co.L.P.|540
IHG|INTRERCONTINENTAL HT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|302
IHG|INTRERCONTINENTAL HT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1281
IHG|INTRERCONTINENTAL HT|WGIF|CIBC World Markets Inc.|77
IHG|INTRERCONTINENTAL HT|WSEA|WOLVERINE SECURITIES, LLC|586
IHG|INTRERCONTINENTAL HT|XIST|INSTINET, LLC|3616
IHG|INTRERCONTINENTAL HT|XSTM|NATIONAL FINANCIAL SERVICES LLC|640
IHG|INTRERCONTINENTAL HT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1989
IHI|ISHARES US MDIF|ALTX|Alternet Securities Inc.|1600
IHI|ISHARES US MDIF|APCC|Apex Clearing Corporation|190
IHI|ISHARES US MDIF|BANK|Primevest Financial Services, Inc.|142
IHI|ISHARES US MDIF|BARD|Robert W. Baird & Co. Incorporated|125
IHI|ISHARES US MDIF|BATM|CBOE TRADING, INC.|141
IHI|ISHARES US MDIF|BBNT|BB&T SECURITIES, LLC|37
IHI|ISHARES US MDIF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1142
IHI|ISHARES US MDIF|CANT|Cantor Fitzgerald & Co.|244
IHI|ISHARES US MDIF|CHAS|Charles Schwab & Co., Inc.|91
IHI|ISHARES US MDIF|CICF|Canaccord Genuity Corp.|14
IHI|ISHARES US MDIF|CIST|Capital Institutional Services, Inc.|174
IHI|ISHARES US MDIF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|222
IHI|ISHARES US MDIF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4903
IHI|ISHARES US MDIF|CSIN|Citadel Securities Institutional LLC|16066
IHI|ISHARES US MDIF|CTDL|Citadel Derivatives Group Llc|18366
IHI|ISHARES US MDIF|CXCX|CITIGROUP GLOBAL MARKETS INC.|900
IHI|ISHARES US MDIF|DADA|D.A. Davidson & Co.|130
IHI|ISHARES US MDIF|DAVA|Davenport & Company LLC|20
IHI|ISHARES US MDIF|DBAB|Deutsche Bank Securities Inc.|100
IHI|ISHARES US MDIF|DBAX|Deutsche Bank Securities Inc.|1000
IHI|ISHARES US MDIF|DCHF|Dart Executions, LLC|400
IHI|ISHARES US MDIF|DEAN|MORGAN STANLEY|11775
IHI|ISHARES US MDIF|DEGS|RONIN PROFESSIONAL LLC|6100
IHI|ISHARES US MDIF|DRWC|DRW SECURITIES, L.L.C.|300
IHI|ISHARES US MDIF|EBXL|EBX LLC|3500
IHI|ISHARES US MDIF|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
IHI|ISHARES US MDIF|EDJC|Edward Jones / CDS|1629
IHI|ISHARES US MDIF|EDJO|Edward D. Jones & Co., L.P.|8522
IHI|ISHARES US MDIF|EGXW|CBOE TRADING, INC.|1
IHI|ISHARES US MDIF|ETBE|Electronic Transaction Clearing, Inc.|1110
IHI|ISHARES US MDIF|ETCB|ETC BROKERAGE SERVICES, LLC|222
IHI|ISHARES US MDIF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
IHI|ISHARES US MDIF|ETRS|E*Trade Securities LLC|4044
IHI|ISHARES US MDIF|FBSB|U.S. Bancorp Investments, Inc.|408
IHI|ISHARES US MDIF|FILL|Tradestation Securities, Inc.|590
IHI|ISHARES US MDIF|FINX|FINTECH SECURITIES|100
IHI|ISHARES US MDIF|FMAF|NBCN Inc./ CDS|3813
IHI|ISHARES US MDIF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5063
IHI|ISHARES US MDIF|FTBR|Foliofn Investments, Inc.|1121
IHI|ISHARES US MDIF|GEBB|GLOBAL EXECUTION BROKERS, LP|100
IHI|ISHARES US MDIF|GLIS|TD Securities Inc|563
IHI|ISHARES US MDIF|GLPX|ACS EXECUTION SERVICES, LLC|350
IHI|ISHARES US MDIF|GSCO|GOLDMAN SACHS & CO. LLC|34605
IHI|ISHARES US MDIF|GSLT|GOLDMAN SACHS & CO. LLC|474
IHI|ISHARES US MDIF|GTSZ|GTS SECURITIES LLC|9383
IHI|ISHARES US MDIF|HRBF|American Enterprise Investment Services Inc.|17857
IHI|ISHARES US MDIF|HSBC|HSBC Securities, Inc.|15
IHI|ISHARES US MDIF|IATS|INTERACTIVE BROKERS LLC|5159
IHI|ISHARES US MDIF|IBKR|Interactive Brokers Llc|7728
IHI|ISHARES US MDIF|ICBX|INSTINET, LLC|1680
IHI|ISHARES US MDIF|INCA|INSTINET, LLC|6865
IHI|ISHARES US MDIF|INJX|INSTINET, LLC|6511
IHI|ISHARES US MDIF|ITGI|ITG Inc.|3288
IHI|ISHARES US MDIF|ITGP|ITG INC.|800
IHI|ISHARES US MDIF|JANY|Janney Montgomery Scott Inc.|1580
IHI|ISHARES US MDIF|JEFF|JEFFERIES LLC|12205
IHI|ISHARES US MDIF|JMPT|JUMP TRADING, LLC|2751
IHI|ISHARES US MDIF|JPMX|J.P. Morgan Securities LLC|1126
IHI|ISHARES US MDIF|JSEB|JANE STREET EXECUTION SERVICES, LLC|4919
IHI|ISHARES US MDIF|JSJX|JANE STREET CAPITAL LLC|24348
IHI|ISHARES US MDIF|KCGM|VIRTU Americas LLC|1260
IHI|ISHARES US MDIF|LEHM|Barclays Capital Inc./Le|30213
IHI|ISHARES US MDIF|LIME|Lime Brokerage LLC|15204
IHI|ISHARES US MDIF|LSCI|Lek Securities Corporation|2616
IHI|ISHARES US MDIF|MACC|Mid Atlantic Capital Corporation|275
IHI|ISHARES US MDIF|MAXM|Maxim Group LLC|1060
IHI|ISHARES US MDIF|MCMF|Raymond James Ltd. Cds|340
IHI|ISHARES US MDIF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
IHI|ISHARES US MDIF|MOTF|MOTIF INVESTING, INC.|74
IHI|ISHARES US MDIF|MSCO|MORGAN STANLEY & CO. LLC|89964
IHI|ISHARES US MDIF|MSPL|MORGAN STANLEY & CO. LLC|3700
IHI|ISHARES US MDIF|NATL|National Securities Corporation|483
IHI|ISHARES US MDIF|NBCS|NBC Securities, INC.|16
IHI|ISHARES US MDIF|NFSC|National Financial Services LLC|127335
IHI|ISHARES US MDIF|NITE|VIRTU Americas LLC|193041
IHI|ISHARES US MDIF|NQRB|Brut, LLC|400
IHI|ISHARES US MDIF|NTBF|BMO Nesbitt Burns Inc./CDS|391
IHI|ISHARES US MDIF|OPCO|Oppenheimer & Co. Inc.|8313
IHI|ISHARES US MDIF|PCFF|Pacific International Securities Inc./CDS|10
IHI|ISHARES US MDIF|PDQM|CODA MARKETS, INC.|656
IHI|ISHARES US MDIF|PWJC|UBS Financial Services, Inc.|1118
IHI|ISHARES US MDIF|RBCM|RBC CAPITAL MARKETS, LLC|4848
IHI|ISHARES US MDIF|SAGL|SAGETRADER, LLC|300
IHI|ISHARES US MDIF|SALI|INTL FCSTONE FINANCIAL INC.|535
IHI|ISHARES US MDIF|SBSH|Citigroup Global Markets Inc.|18417
IHI|ISHARES US MDIF|SGMT|GOLDMAN SACHS & CO. LLC|5087
IHI|ISHARES US MDIF|SPDR|SPEEDROUTE LLC|1600
IHI|ISHARES US MDIF|SPHN|Stephens Inc.|239
IHI|ISHARES US MDIF|STFL|Stifel, Nicolaus & Company, Incorporated|1201
IHI|ISHARES US MDIF|SWIM|TD Ameritrade, Inc.|3042
IHI|ISHARES US MDIF|SWST|Hilltop Securities Inc.|171
IHI|ISHARES US MDIF|TKNG|ALLY INVEST SECURITIES LLC|83
IHI|ISHARES US MDIF|TRBT|Tradebot Systems, Inc.|200
IHI|ISHARES US MDIF|TRCM|TRC MARKETS LLC|3198
IHI|ISHARES US MDIF|UBSA|UBS SECURITIES LLC|10182
IHI|ISHARES US MDIF|UBSS|UBS Securities LLC|71973
IHI|ISHARES US MDIF|VALX|VIRTU AMERICAS LLC|6043
IHI|ISHARES US MDIF|VGRD|Vanguard Marketing Corporation|8672
IHI|ISHARES US MDIF|VSIN|Vision Financial Markets Llc|6
IHI|ISHARES US MDIF|WBET|Wallachbeth Capital LLC|1004
IHI|ISHARES US MDIF|WCHV|WELLS FARGO SECURITIES, LLC|50358
IHI|ISHARES US MDIF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5177
IHI|ISHARES US MDIF|WFPB|Wells Fargo Securities, LLC.|1512
IHI|ISHARES US MDIF|WGIF|CIBC World Markets Inc.|1256
IHI|ISHARES US MDIF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
IHI|ISHARES US MDIF|WSEA|WOLVERINE SECURITIES, LLC|1543
IHI|ISHARES US MDIF|XSTM|NATIONAL FINANCIAL SERVICES LLC|932
IHI|ISHARES US MDIF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25839
IHIT|INVESCO HI INC 2023|ALTX|Alternet Securities Inc.|200
IHIT|INVESCO HI INC 2023|APCC|Apex Clearing Corporation|600
IHIT|INVESCO HI INC 2023|BARD|Robert W. Baird & Co. Incorporated|156
IHIT|INVESCO HI INC 2023|BATM|CBOE TRADING, INC.|300
IHIT|INVESCO HI INC 2023|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|202
IHIT|INVESCO HI INC 2023|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4391
IHIT|INVESCO HI INC 2023|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
IHIT|INVESCO HI INC 2023|DBAX|Deutsche Bank Securities Inc.|1400
IHIT|INVESCO HI INC 2023|DEAN|MORGAN STANLEY|29544
IHIT|INVESCO HI INC 2023|DEGS|RONIN PROFESSIONAL LLC|200
IHIT|INVESCO HI INC 2023|EBXL|EBX LLC|700
IHIT|INVESCO HI INC 2023|ECUT|CONVERGEX EXECUTION SOLUTIONS|3748
IHIT|INVESCO HI INC 2023|ETRS|E*Trade Securities LLC|4621
IHIT|INVESCO HI INC 2023|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1772
IHIT|INVESCO HI INC 2023|FTBR|Foliofn Investments, Inc.|10130
IHIT|INVESCO HI INC 2023|GLPX|ACS EXECUTION SERVICES, LLC|201
IHIT|INVESCO HI INC 2023|GSCO|GOLDMAN SACHS & CO. LLC|300
IHIT|INVESCO HI INC 2023|GSLT|GOLDMAN SACHS & CO. LLC|100
IHIT|INVESCO HI INC 2023|IATS|INTERACTIVE BROKERS LLC|200
IHIT|INVESCO HI INC 2023|IBKR|Interactive Brokers Llc|1031
IHIT|INVESCO HI INC 2023|INCA|INSTINET, LLC|2000
IHIT|INVESCO HI INC 2023|ITGP|ITG INC.|400
IHIT|INVESCO HI INC 2023|JANY|Janney Montgomery Scott Inc.|690
IHIT|INVESCO HI INC 2023|JPMX|J.P. Morgan Securities LLC|1800
IHIT|INVESCO HI INC 2023|KCGM|VIRTU Americas LLC|1000
IHIT|INVESCO HI INC 2023|LEHM|Barclays Capital Inc./Le|1400
IHIT|INVESCO HI INC 2023|LGNT|COR CLEARING LLC|4
IHIT|INVESCO HI INC 2023|LIME|Lime Brokerage LLC|2000
IHIT|INVESCO HI INC 2023|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
IHIT|INVESCO HI INC 2023|MSCO|MORGAN STANLEY & CO. LLC|183853
IHIT|INVESCO HI INC 2023|MSPL|MORGAN STANLEY & CO. LLC|300
IHIT|INVESCO HI INC 2023|NFSC|National Financial Services LLC|12087
IHIT|INVESCO HI INC 2023|NITE|VIRTU Americas LLC|82590
IHIT|INVESCO HI INC 2023|NQRB|Brut, LLC|2500
IHIT|INVESCO HI INC 2023|OPCO|Oppenheimer & Co. Inc.|1100
IHIT|INVESCO HI INC 2023|PDQM|CODA MARKETS, INC.|303
IHIT|INVESCO HI INC 2023|PWJC|UBS Financial Services, Inc.|1650
IHIT|INVESCO HI INC 2023|SBSH|Citigroup Global Markets Inc.|100
IHIT|INVESCO HI INC 2023|SGMT|GOLDMAN SACHS & CO. LLC|900
IHIT|INVESCO HI INC 2023|SPDR|SPEEDROUTE LLC|100
IHIT|INVESCO HI INC 2023|STFL|Stifel, Nicolaus & Company, Incorporated|700
IHIT|INVESCO HI INC 2023|TRBT|Tradebot Systems, Inc.|805
IHIT|INVESCO HI INC 2023|UBSA|UBS SECURITIES LLC|6878
IHIT|INVESCO HI INC 2023|UBSS|UBS Securities LLC|20565
IHIT|INVESCO HI INC 2023|VGRD|Vanguard Marketing Corporation|4097
IHIT|INVESCO HI INC 2023|WCHV|WELLS FARGO SECURITIES, LLC|89687
IHIT|INVESCO HI INC 2023|YKNA|COMHAR CAPITAL MARKETS, LLC|2
IHIT|INVESCO HI INC 2023|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2861
IHT|INNSUITES HOSP SBI|ALTX|Alternet Securities Inc.|109
IHT|INNSUITES HOSP SBI|APCC|Apex Clearing Corporation|2184
IHT|INNSUITES HOSP SBI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|265
IHT|INNSUITES HOSP SBI|BYXM|CBOE TRADING, INC.|100
IHT|INNSUITES HOSP SBI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|302
IHT|INNSUITES HOSP SBI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2708
IHT|INNSUITES HOSP SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|729
IHT|INNSUITES HOSP SBI|CXCX|CITIGROUP GLOBAL MARKETS INC.|270
IHT|INNSUITES HOSP SBI|DBAX|Deutsche Bank Securities Inc.|800
IHT|INNSUITES HOSP SBI|EBXL|EBX LLC|1000
IHT|INNSUITES HOSP SBI|EGXW|CBOE TRADING, INC.|100
IHT|INNSUITES HOSP SBI|ETRS|E*Trade Securities LLC|37963
IHT|INNSUITES HOSP SBI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|610
IHT|INNSUITES HOSP SBI|FTBR|Foliofn Investments, Inc.|31
IHT|INNSUITES HOSP SBI|GLPX|ACS EXECUTION SERVICES, LLC|1444
IHT|INNSUITES HOSP SBI|GSLT|GOLDMAN SACHS & CO. LLC|206
IHT|INNSUITES HOSP SBI|GTSZ|GTS SECURITIES LLC|800
IHT|INNSUITES HOSP SBI|IATS|INTERACTIVE BROKERS LLC|1100
IHT|INNSUITES HOSP SBI|IBKR|Interactive Brokers Llc|4107
IHT|INNSUITES HOSP SBI|ICBX|INSTINET, LLC|100
IHT|INNSUITES HOSP SBI|INCA|INSTINET, LLC|12398
IHT|INNSUITES HOSP SBI|ITGI|ITG Inc.|209
IHT|INNSUITES HOSP SBI|ITGP|ITG INC.|800
IHT|INNSUITES HOSP SBI|JMPT|JUMP TRADING, LLC|91
IHT|INNSUITES HOSP SBI|JPMX|J.P. Morgan Securities LLC|200
IHT|INNSUITES HOSP SBI|KCGM|VIRTU Americas LLC|68
IHT|INNSUITES HOSP SBI|LEHM|Barclays Capital Inc./Le|600
IHT|INNSUITES HOSP SBI|LIME|Lime Brokerage LLC|497
IHT|INNSUITES HOSP SBI|LSCI|Lek Securities Corporation|70
IHT|INNSUITES HOSP SBI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
IHT|INNSUITES HOSP SBI|MSCO|MORGAN STANLEY & CO. LLC|2369
IHT|INNSUITES HOSP SBI|NFSC|National Financial Services LLC|32203
IHT|INNSUITES HOSP SBI|NITE|VIRTU Americas LLC|118943
IHT|INNSUITES HOSP SBI|NQRB|Brut, LLC|1888
IHT|INNSUITES HOSP SBI|NTBF|BMO Nesbitt Burns Inc./CDS|330
IHT|INNSUITES HOSP SBI|PDQM|CODA MARKETS, INC.|1003
IHT|INNSUITES HOSP SBI|SGMT|GOLDMAN SACHS & CO. LLC|129
IHT|INNSUITES HOSP SBI|SPDR|SPEEDROUTE LLC|967
IHT|INNSUITES HOSP SBI|SWIM|TD Ameritrade, Inc.|61489
IHT|INNSUITES HOSP SBI|UBSA|UBS SECURITIES LLC|2927
IHT|INNSUITES HOSP SBI|UBSS|UBS Securities LLC|137
IHT|INNSUITES HOSP SBI|WCHV|WELLS FARGO SECURITIES, LLC|150
IHT|INNSUITES HOSP SBI|WEDB|WEDBUSH SECURITIES INC.|200
IHT|INNSUITES HOSP SBI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|556
IHT|INNSUITES HOSP SBI|WSEA|WOLVERINE SECURITIES, LLC|2866
IHTA|INVESCO HIGH INCOME|ALTX|Alternet Securities Inc.|1100
IHTA|INVESCO HIGH INCOME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
IHTA|INVESCO HIGH INCOME|BYXM|CBOE TRADING, INC.|200
IHTA|INVESCO HIGH INCOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12125
IHTA|INVESCO HIGH INCOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
IHTA|INVESCO HIGH INCOME|DBAX|Deutsche Bank Securities Inc.|3700
IHTA|INVESCO HIGH INCOME|DEAN|MORGAN STANLEY|41732
IHTA|INVESCO HIGH INCOME|EBXL|EBX LLC|500
IHTA|INVESCO HIGH INCOME|ETRS|E*Trade Securities LLC|13490
IHTA|INVESCO HIGH INCOME|FTBR|Foliofn Investments, Inc.|41025
IHTA|INVESCO HIGH INCOME|GLPX|ACS EXECUTION SERVICES, LLC|500
IHTA|INVESCO HIGH INCOME|GSCO|GOLDMAN SACHS & CO. LLC|300
IHTA|INVESCO HIGH INCOME|IATS|INTERACTIVE BROKERS LLC|926
IHTA|INVESCO HIGH INCOME|IBKR|Interactive Brokers Llc|5260
IHTA|INVESCO HIGH INCOME|ICBX|INSTINET, LLC|100
IHTA|INVESCO HIGH INCOME|ITGP|ITG INC.|1000
IHTA|INVESCO HIGH INCOME|JANY|Janney Montgomery Scott Inc.|1100
IHTA|INVESCO HIGH INCOME|JPMX|J.P. Morgan Securities LLC|400
IHTA|INVESCO HIGH INCOME|KCGM|VIRTU Americas LLC|800
IHTA|INVESCO HIGH INCOME|LEHM|Barclays Capital Inc./Le|3800
IHTA|INVESCO HIGH INCOME|LIME|Lime Brokerage LLC|1560
IHTA|INVESCO HIGH INCOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
IHTA|INVESCO HIGH INCOME|MSCO|MORGAN STANLEY & CO. LLC|116343
IHTA|INVESCO HIGH INCOME|MSPL|MORGAN STANLEY & CO. LLC|1200
IHTA|INVESCO HIGH INCOME|NFSC|National Financial Services LLC|10344
IHTA|INVESCO HIGH INCOME|NITE|VIRTU Americas LLC|119243
IHTA|INVESCO HIGH INCOME|NQRB|Brut, LLC|600
IHTA|INVESCO HIGH INCOME|PDQM|CODA MARKETS, INC.|1600
IHTA|INVESCO HIGH INCOME|RBCM|RBC CAPITAL MARKETS, LLC|18680
IHTA|INVESCO HIGH INCOME|SGMT|GOLDMAN SACHS & CO. LLC|1700
IHTA|INVESCO HIGH INCOME|SPDR|SPEEDROUTE LLC|100
IHTA|INVESCO HIGH INCOME|STFL|Stifel, Nicolaus & Company, Incorporated|1400
IHTA|INVESCO HIGH INCOME|SWST|Hilltop Securities Inc.|200
IHTA|INVESCO HIGH INCOME|UBSA|UBS SECURITIES LLC|8500
IHTA|INVESCO HIGH INCOME|UBSS|UBS Securities LLC|16508
IHTA|INVESCO HIGH INCOME|VGRD|Vanguard Marketing Corporation|2294
IHTA|INVESCO HIGH INCOME|WCHV|WELLS FARGO SECURITIES, LLC|45488
IHTA|INVESCO HIGH INCOME|YKNA|COMHAR CAPITAL MARKETS, LLC|200
IHY|VE INTL HY BD ETF|APCC|Apex Clearing Corporation|47
IHY|VE INTL HY BD ETF|BARD|Robert W. Baird & Co. Incorporated|27
IHY|VE INTL HY BD ETF|BATM|CBOE TRADING, INC.|719
IHY|VE INTL HY BD ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5554
IHY|VE INTL HY BD ETF|BYXM|CBOE TRADING, INC.|598
IHY|VE INTL HY BD ETF|CANT|Cantor Fitzgerald & Co.|1800
IHY|VE INTL HY BD ETF|CHAS|Charles Schwab & Co., Inc.|6
IHY|VE INTL HY BD ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12
IHY|VE INTL HY BD ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1999
IHY|VE INTL HY BD ETF|DBAB|Deutsche Bank Securities Inc.|11700
IHY|VE INTL HY BD ETF|DBAX|Deutsche Bank Securities Inc.|1400
IHY|VE INTL HY BD ETF|DEAN|MORGAN STANLEY|2009
IHY|VE INTL HY BD ETF|EBXL|EBX LLC|300
IHY|VE INTL HY BD ETF|EDJO|Edward D. Jones & Co., L.P.|73
IHY|VE INTL HY BD ETF|EGAM|CBOE TRADING, INC.|300
IHY|VE INTL HY BD ETF|EGXM|CBOE TRADING, INC.|62
IHY|VE INTL HY BD ETF|ETRS|E*Trade Securities LLC|1570
IHY|VE INTL HY BD ETF|FMAF|NBCN Inc./ CDS|75
IHY|VE INTL HY BD ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9013
IHY|VE INTL HY BD ETF|FTBR|Foliofn Investments, Inc.|92
IHY|VE INTL HY BD ETF|GSCO|GOLDMAN SACHS & CO. LLC|91271
IHY|VE INTL HY BD ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
IHY|VE INTL HY BD ETF|GTSZ|GTS SECURITIES LLC|601
IHY|VE INTL HY BD ETF|HRBF|American Enterprise Investment Services Inc.|98
IHY|VE INTL HY BD ETF|IATS|INTERACTIVE BROKERS LLC|1717
IHY|VE INTL HY BD ETF|IBKR|Interactive Brokers Llc|33047
IHY|VE INTL HY BD ETF|ICBX|INSTINET, LLC|400
IHY|VE INTL HY BD ETF|INCA|INSTINET, LLC|200
IHY|VE INTL HY BD ETF|ITGI|ITG Inc.|2800
IHY|VE INTL HY BD ETF|JANY|Janney Montgomery Scott Inc.|42
IHY|VE INTL HY BD ETF|JPMX|J.P. Morgan Securities LLC|1600
IHY|VE INTL HY BD ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|282438
IHY|VE INTL HY BD ETF|JSJX|JANE STREET CAPITAL LLC|53149
IHY|VE INTL HY BD ETF|KCGM|VIRTU Americas LLC|1005
IHY|VE INTL HY BD ETF|LEHM|Barclays Capital Inc./Le|3400
IHY|VE INTL HY BD ETF|LIME|Lime Brokerage LLC|3614
IHY|VE INTL HY BD ETF|MACC|Mid Atlantic Capital Corporation|10
IHY|VE INTL HY BD ETF|MCMF|Raymond James Ltd. Cds|700
IHY|VE INTL HY BD ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
IHY|VE INTL HY BD ETF|MOTF|MOTIF INVESTING, INC.|2
IHY|VE INTL HY BD ETF|MSCO|MORGAN STANLEY & CO. LLC|8352
IHY|VE INTL HY BD ETF|MSPL|MORGAN STANLEY & CO. LLC|4700
IHY|VE INTL HY BD ETF|MTON|MILLINGTON SECURITIES, INC.|615327
IHY|VE INTL HY BD ETF|NFSC|National Financial Services LLC|24182
IHY|VE INTL HY BD ETF|NITE|VIRTU Americas LLC|654816
IHY|VE INTL HY BD ETF|NITP|VIRTU Americas LLC|723
IHY|VE INTL HY BD ETF|NQRB|Brut, LLC|300
IHY|VE INTL HY BD ETF|NTBF|BMO Nesbitt Burns Inc./CDS|40
IHY|VE INTL HY BD ETF|OPCO|Oppenheimer & Co. Inc.|600
IHY|VE INTL HY BD ETF|SAGL|SAGETRADER, LLC|13536
IHY|VE INTL HY BD ETF|SBSH|Citigroup Global Markets Inc.|1
IHY|VE INTL HY BD ETF|SGMT|GOLDMAN SACHS & CO. LLC|1100
IHY|VE INTL HY BD ETF|SWIM|TD Ameritrade, Inc.|251
IHY|VE INTL HY BD ETF|SWST|Hilltop Securities Inc.|940
IHY|VE INTL HY BD ETF|TKNG|ALLY INVEST SECURITIES LLC|90
IHY|VE INTL HY BD ETF|UBSA|UBS SECURITIES LLC|27903
IHY|VE INTL HY BD ETF|UBSS|UBS Securities LLC|18990
IHY|VE INTL HY BD ETF|VGRD|Vanguard Marketing Corporation|1277
IHY|VE INTL HY BD ETF|WBET|Wallachbeth Capital LLC|64700
IHY|VE INTL HY BD ETF|WCHV|WELLS FARGO SECURITIES, LLC|13870
IHY|VE INTL HY BD ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2445
IHY|VE INTL HY BD ETF|WSEA|WOLVERINE SECURITIES, LLC|52
IHY|VE INTL HY BD ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
IHY|VE INTL HY BD ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|832
IID|VOYA INTL HI DIV EQ|APCC|Apex Clearing Corporation|83
IID|VOYA INTL HI DIV EQ|BATM|CBOE TRADING, INC.|787
IID|VOYA INTL HI DIV EQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2700
IID|VOYA INTL HI DIV EQ|BTIG|BTIG, LLC|600
IID|VOYA INTL HI DIV EQ|CANT|Cantor Fitzgerald & Co.|10000
IID|VOYA INTL HI DIV EQ|CHAS|Charles Schwab & Co., Inc.|2
IID|VOYA INTL HI DIV EQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1900
IID|VOYA INTL HI DIV EQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1600
IID|VOYA INTL HI DIV EQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|550
IID|VOYA INTL HI DIV EQ|DBAX|Deutsche Bank Securities Inc.|1000
IID|VOYA INTL HI DIV EQ|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14082
IID|VOYA INTL HI DIV EQ|EBXL|EBX LLC|5200
IID|VOYA INTL HI DIV EQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|4
IID|VOYA INTL HI DIV EQ|EGAM|CBOE TRADING, INC.|239
IID|VOYA INTL HI DIV EQ|ETRS|E*Trade Securities LLC|9236
IID|VOYA INTL HI DIV EQ|FBSB|U.S. Bancorp Investments, Inc.|382
IID|VOYA INTL HI DIV EQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7326
IID|VOYA INTL HI DIV EQ|FTBR|Foliofn Investments, Inc.|182
IID|VOYA INTL HI DIV EQ|GEBB|GLOBAL EXECUTION BROKERS, LP|100
IID|VOYA INTL HI DIV EQ|GTSZ|GTS SECURITIES LLC|200
IID|VOYA INTL HI DIV EQ|HRBF|American Enterprise Investment Services Inc.|17006
IID|VOYA INTL HI DIV EQ|IATS|INTERACTIVE BROKERS LLC|1250
IID|VOYA INTL HI DIV EQ|IBKR|Interactive Brokers Llc|4893
IID|VOYA INTL HI DIV EQ|INCA|INSTINET, LLC|400
IID|VOYA INTL HI DIV EQ|ITGI|ITG Inc.|48
IID|VOYA INTL HI DIV EQ|ITGP|ITG INC.|3200
IID|VOYA INTL HI DIV EQ|JANY|Janney Montgomery Scott Inc.|3128
IID|VOYA INTL HI DIV EQ|LEHM|Barclays Capital Inc./Le|2200
IID|VOYA INTL HI DIV EQ|LIME|Lime Brokerage LLC|600
IID|VOYA INTL HI DIV EQ|MOTF|MOTIF INVESTING, INC.|1
IID|VOYA INTL HI DIV EQ|MSCO|MORGAN STANLEY & CO. LLC|6425
IID|VOYA INTL HI DIV EQ|NFSC|National Financial Services LLC|34330
IID|VOYA INTL HI DIV EQ|NITE|VIRTU Americas LLC|90719
IID|VOYA INTL HI DIV EQ|NQRB|Brut, LLC|367
IID|VOYA INTL HI DIV EQ|OPCO|Oppenheimer & Co. Inc.|4744
IID|VOYA INTL HI DIV EQ|RBCM|RBC CAPITAL MARKETS, LLC|4877
IID|VOYA INTL HI DIV EQ|SBSH|Citigroup Global Markets Inc.|44778
IID|VOYA INTL HI DIV EQ|SGMT|GOLDMAN SACHS & CO. LLC|300
IID|VOYA INTL HI DIV EQ|STFL|Stifel, Nicolaus & Company, Incorporated|6863
IID|VOYA INTL HI DIV EQ|STXG|Stockcross Financial Services, Inc.|26
IID|VOYA INTL HI DIV EQ|SWIM|TD Ameritrade, Inc.|4228
IID|VOYA INTL HI DIV EQ|SWST|Hilltop Securities Inc.|6669
IID|VOYA INTL HI DIV EQ|TKNG|ALLY INVEST SECURITIES LLC|574
IID|VOYA INTL HI DIV EQ|UBSA|UBS SECURITIES LLC|3901
IID|VOYA INTL HI DIV EQ|UBSS|UBS Securities LLC|11604
IID|VOYA INTL HI DIV EQ|VGRD|Vanguard Marketing Corporation|9471
IID|VOYA INTL HI DIV EQ|WCHV|WELLS FARGO SECURITIES, LLC|5825
IID|VOYA INTL HI DIV EQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27212
IID|VOYA INTL HI DIV EQ|WGIF|CIBC World Markets Inc.|2
IID|VOYA INTL HI DIV EQ|WSEA|WOLVERINE SECURITIES, LLC|604
IID|VOYA INTL HI DIV EQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|981
IIF|MS INDIA INV FD|AGIS|Aegis Capital Corp.|500
IIF|MS INDIA INV FD|ALTX|Alternet Securities Inc.|1800
IIF|MS INDIA INV FD|APCC|Apex Clearing Corporation|36
IIF|MS INDIA INV FD|BARD|Robert W. Baird & Co. Incorporated|37
IIF|MS INDIA INV FD|BATM|CBOE TRADING, INC.|100
IIF|MS INDIA INV FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20
IIF|MS INDIA INV FD|CHAS|Charles Schwab & Co., Inc.|7
IIF|MS INDIA INV FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
IIF|MS INDIA INV FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3990
IIF|MS INDIA INV FD|DBAX|Deutsche Bank Securities Inc.|2200
IIF|MS INDIA INV FD|DEAN|MORGAN STANLEY|4120
IIF|MS INDIA INV FD|DEGS|RONIN PROFESSIONAL LLC|100
IIF|MS INDIA INV FD|EBXL|EBX LLC|1800
IIF|MS INDIA INV FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
IIF|MS INDIA INV FD|EDJO|Edward D. Jones & Co., L.P.|193
IIF|MS INDIA INV FD|EGAM|CBOE TRADING, INC.|2012
IIF|MS INDIA INV FD|EGAW|CBOE TRADING, INC.|100
IIF|MS INDIA INV FD|EGXM|CBOE TRADING, INC.|100
IIF|MS INDIA INV FD|ETRS|E*Trade Securities LLC|3409
IIF|MS INDIA INV FD|FILL|Tradestation Securities, Inc.|501
IIF|MS INDIA INV FD|FMAF|NBCN Inc./ CDS|140
IIF|MS INDIA INV FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1067
IIF|MS INDIA INV FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1246
IIF|MS INDIA INV FD|FTBR|Foliofn Investments, Inc.|5
IIF|MS INDIA INV FD|GLIS|TD Securities Inc|415
IIF|MS INDIA INV FD|GLPX|ACS EXECUTION SERVICES, LLC|100
IIF|MS INDIA INV FD|GSCO|GOLDMAN SACHS & CO. LLC|1931
IIF|MS INDIA INV FD|GSCS|GOLDMAN SACHS & CO. LLC|80
IIF|MS INDIA INV FD|GTSZ|GTS SECURITIES LLC|1100
IIF|MS INDIA INV FD|HRBF|American Enterprise Investment Services Inc.|30
IIF|MS INDIA INV FD|IATS|INTERACTIVE BROKERS LLC|1579
IIF|MS INDIA INV FD|IBKR|Interactive Brokers Llc|15178
IIF|MS INDIA INV FD|INCA|INSTINET, LLC|1300
IIF|MS INDIA INV FD|INJX|INSTINET, LLC|84
IIF|MS INDIA INV FD|ITGI|ITG Inc.|2099
IIF|MS INDIA INV FD|ITGP|ITG INC.|600
IIF|MS INDIA INV FD|JANY|Janney Montgomery Scott Inc.|1400
IIF|MS INDIA INV FD|JPMX|J.P. Morgan Securities LLC|8600
IIF|MS INDIA INV FD|KCGM|VIRTU Americas LLC|1300
IIF|MS INDIA INV FD|LEHM|Barclays Capital Inc./Le|19250
IIF|MS INDIA INV FD|LIME|Lime Brokerage LLC|55
IIF|MS INDIA INV FD|MCMF|Raymond James Ltd. Cds|200
IIF|MS INDIA INV FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
IIF|MS INDIA INV FD|MSCO|MORGAN STANLEY & CO. LLC|9942
IIF|MS INDIA INV FD|NFSC|National Financial Services LLC|31236
IIF|MS INDIA INV FD|NITE|VIRTU Americas LLC|54555
IIF|MS INDIA INV FD|NQRB|Brut, LLC|513
IIF|MS INDIA INV FD|NTBF|BMO Nesbitt Burns Inc./CDS|700
IIF|MS INDIA INV FD|PDQM|CODA MARKETS, INC.|271
IIF|MS INDIA INV FD|RBCM|RBC CAPITAL MARKETS, LLC|980
IIF|MS INDIA INV FD|SBSH|Citigroup Global Markets Inc.|300
IIF|MS INDIA INV FD|SGMT|GOLDMAN SACHS & CO. LLC|80
IIF|MS INDIA INV FD|SPDR|SPEEDROUTE LLC|1500
IIF|MS INDIA INV FD|SPHN|Stephens Inc.|150
IIF|MS INDIA INV FD|SWIM|TD Ameritrade, Inc.|1706
IIF|MS INDIA INV FD|TKNG|ALLY INVEST SECURITIES LLC|700
IIF|MS INDIA INV FD|TRBT|Tradebot Systems, Inc.|1363
IIF|MS INDIA INV FD|TRCM|TRC MARKETS LLC|200
IIF|MS INDIA INV FD|TWTT|TASTYWORKS, INC.|33
IIF|MS INDIA INV FD|UBSA|UBS SECURITIES LLC|10292
IIF|MS INDIA INV FD|UBSS|UBS Securities LLC|7947
IIF|MS INDIA INV FD|VALX|VIRTU AMERICAS LLC|644
IIF|MS INDIA INV FD|VGRD|Vanguard Marketing Corporation|11055
IIF|MS INDIA INV FD|WCHV|WELLS FARGO SECURITIES, LLC|8282
IIF|MS INDIA INV FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15277
IIF|MS INDIA INV FD|WGIF|CIBC World Markets Inc.|55
IIF|MS INDIA INV FD|WSEA|WOLVERINE SECURITIES, LLC|4
IIF|MS INDIA INV FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1705
III|INFORMATION SVCS GRP|ALTX|Alternet Securities Inc.|400
III|INFORMATION SVCS GRP|APCC|Apex Clearing Corporation|1302
III|INFORMATION SVCS GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|464
III|INFORMATION SVCS GRP|BMOC|BMO Capital Markets Corp.|5263
III|INFORMATION SVCS GRP|BNPX|BNP PARIBAS SECURITIES CORP.|2288
III|INFORMATION SVCS GRP|BTIG|BTIG, LLC|192
III|INFORMATION SVCS GRP|BZYD|GOLDMAN SACHS & CO. LLC|403
III|INFORMATION SVCS GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5009
III|INFORMATION SVCS GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54740
III|INFORMATION SVCS GRP|CTDL|Citadel Derivatives Group Llc|606
III|INFORMATION SVCS GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|16926
III|INFORMATION SVCS GRP|DBAB|Deutsche Bank Securities Inc.|63652
III|INFORMATION SVCS GRP|DBAX|Deutsche Bank Securities Inc.|9400
III|INFORMATION SVCS GRP|DEGS|RONIN PROFESSIONAL LLC|7506
III|INFORMATION SVCS GRP|EBXL|EBX LLC|16800
III|INFORMATION SVCS GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
III|INFORMATION SVCS GRP|EDJO|Edward D. Jones & Co., L.P.|2572
III|INFORMATION SVCS GRP|EGAM|CBOE TRADING, INC.|1255
III|INFORMATION SVCS GRP|EGMT|EG MARKET TECHNOLOGIES LLC|10
III|INFORMATION SVCS GRP|EGXM|CBOE TRADING, INC.|101
III|INFORMATION SVCS GRP|EGXW|CBOE TRADING, INC.|1531
III|INFORMATION SVCS GRP|ETBE|Electronic Transaction Clearing, Inc.|8638
III|INFORMATION SVCS GRP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
III|INFORMATION SVCS GRP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
III|INFORMATION SVCS GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1010
III|INFORMATION SVCS GRP|ETRS|E*Trade Securities LLC|13742
III|INFORMATION SVCS GRP|FBCO|Credit Suisse Securities (USA) LLC|43988
III|INFORMATION SVCS GRP|FILL|Tradestation Securities, Inc.|200
III|INFORMATION SVCS GRP|FOMA|TD AMERITRADE CLEARING, INC.|18893
III|INFORMATION SVCS GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7697
III|INFORMATION SVCS GRP|FTBR|Foliofn Investments, Inc.|24
III|INFORMATION SVCS GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|9840
III|INFORMATION SVCS GRP|GLIS|TD Securities Inc|900
III|INFORMATION SVCS GRP|GLPX|ACS EXECUTION SERVICES, LLC|1137
III|INFORMATION SVCS GRP|GSCO|GOLDMAN SACHS & CO. LLC|108964
III|INFORMATION SVCS GRP|GSLT|GOLDMAN SACHS & CO. LLC|414
III|INFORMATION SVCS GRP|GTSZ|GTS SECURITIES LLC|9113
III|INFORMATION SVCS GRP|IATS|INTERACTIVE BROKERS LLC|713
III|INFORMATION SVCS GRP|IBKR|Interactive Brokers Llc|30981
III|INFORMATION SVCS GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|30
III|INFORMATION SVCS GRP|ICBX|INSTINET, LLC|10200
III|INFORMATION SVCS GRP|IEQY|CITADEL SECURITIES LLC|800
III|INFORMATION SVCS GRP|INCA|INSTINET, LLC|75080
III|INFORMATION SVCS GRP|INJX|INSTINET, LLC|7721
III|INFORMATION SVCS GRP|ITGI|ITG Inc.|234707
III|INFORMATION SVCS GRP|JEFF|JEFFERIES LLC|14086
III|INFORMATION SVCS GRP|JMPT|JUMP TRADING, LLC|100
III|INFORMATION SVCS GRP|JPBX|J.P. MORGAN SECURITIES LLC|1050
III|INFORMATION SVCS GRP|JPMX|J.P. Morgan Securities LLC|29809
III|INFORMATION SVCS GRP|JSJX|JANE STREET CAPITAL LLC|502
III|INFORMATION SVCS GRP|KCGM|VIRTU Americas LLC|19016
III|INFORMATION SVCS GRP|LEHM|Barclays Capital Inc./Le|76009
III|INFORMATION SVCS GRP|LIME|Lime Brokerage LLC|93368
III|INFORMATION SVCS GRP|LMGP|LIME BROKERAGE LLC|14695
III|INFORMATION SVCS GRP|LQNA|LIQUIDNET, INC.|10000
III|INFORMATION SVCS GRP|MAXM|Maxim Group LLC|12907
III|INFORMATION SVCS GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16600
III|INFORMATION SVCS GRP|MNDX|TJM Investments, LLC|100
III|INFORMATION SVCS GRP|MSCO|MORGAN STANLEY & CO. LLC|237142
III|INFORMATION SVCS GRP|MSPL|MORGAN STANLEY & CO. LLC|11600
III|INFORMATION SVCS GRP|MSTX|MORGAN STANLEY & CO. LLC|2200
III|INFORMATION SVCS GRP|NFSC|National Financial Services LLC|38923
III|INFORMATION SVCS GRP|NITE|VIRTU Americas LLC|182818
III|INFORMATION SVCS GRP|NITP|VIRTU Americas LLC|1200
III|INFORMATION SVCS GRP|NQRB|Brut, LLC|200
III|INFORMATION SVCS GRP|OPCO|Oppenheimer & Co. Inc.|15215
III|INFORMATION SVCS GRP|PDQM|CODA MARKETS, INC.|1819
III|INFORMATION SVCS GRP|RAJA|Raymond James & Associates, Inc.|1252
III|INFORMATION SVCS GRP|RBCM|RBC CAPITAL MARKETS, LLC|267
III|INFORMATION SVCS GRP|SBSH|Citigroup Global Markets Inc.|38377
III|INFORMATION SVCS GRP|SGMT|GOLDMAN SACHS & CO. LLC|18239
III|INFORMATION SVCS GRP|SPDR|SPEEDROUTE LLC|384
III|INFORMATION SVCS GRP|STFL|Stifel, Nicolaus & Company, Incorporated|1200
III|INFORMATION SVCS GRP|SWIM|TD Ameritrade, Inc.|19469
III|INFORMATION SVCS GRP|TOUR|TOURMALINE PARTNERS, LLC|100
III|INFORMATION SVCS GRP|TRBT|Tradebot Systems, Inc.|2490
III|INFORMATION SVCS GRP|TRCM|TRC MARKETS LLC|32270
III|INFORMATION SVCS GRP|UBSA|UBS SECURITIES LLC|111351
III|INFORMATION SVCS GRP|UBSS|UBS Securities LLC|161578
III|INFORMATION SVCS GRP|VALX|VIRTU AMERICAS LLC|1163
III|INFORMATION SVCS GRP|VGRD|Vanguard Marketing Corporation|485
III|INFORMATION SVCS GRP|WBLR|WILLIAM BLAIR|3128
III|INFORMATION SVCS GRP|WCHV|WELLS FARGO SECURITIES, LLC|14780
III|INFORMATION SVCS GRP|WEED|Weeden & Co.L.P.|1919
III|INFORMATION SVCS GRP|WSEA|WOLVERINE SECURITIES, LLC|1
III|INFORMATION SVCS GRP|XIST|INSTINET, LLC|200
III|INFORMATION SVCS GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
IIIN|INSTEEL INDUSTRIES|ALTX|Alternet Securities Inc.|816
IIIN|INSTEEL INDUSTRIES|APCC|Apex Clearing Corporation|21
IIIN|INSTEEL INDUSTRIES|BATM|CBOE TRADING, INC.|67
IIIN|INSTEEL INDUSTRIES|BERN|Sanford C. Bernstein & Co., LLC|9498
IIIN|INSTEEL INDUSTRIES|BMOC|BMO Capital Markets Corp.|2908
IIIN|INSTEEL INDUSTRIES|BNPX|BNP PARIBAS SECURITIES CORP.|3065
IIIN|INSTEEL INDUSTRIES|BRVL|BLAYLOCK VAN, LLC|1000
IIIN|INSTEEL INDUSTRIES|BTIG|BTIG, LLC|233
IIIN|INSTEEL INDUSTRIES|BYXM|CBOE TRADING, INC.|679
IIIN|INSTEEL INDUSTRIES|BZYD|GOLDMAN SACHS & CO. LLC|688
IIIN|INSTEEL INDUSTRIES|CHAS|Charles Schwab & Co., Inc.|1
IIIN|INSTEEL INDUSTRIES|CIST|Capital Institutional Services, Inc.|156
IIIN|INSTEEL INDUSTRIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2826
IIIN|INSTEEL INDUSTRIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
IIIN|INSTEEL INDUSTRIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20817
IIIN|INSTEEL INDUSTRIES|CTDL|Citadel Derivatives Group Llc|2670
IIIN|INSTEEL INDUSTRIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|3250
IIIN|INSTEEL INDUSTRIES|DBAB|Deutsche Bank Securities Inc.|75559
IIIN|INSTEEL INDUSTRIES|DBAX|Deutsche Bank Securities Inc.|10800
IIIN|INSTEEL INDUSTRIES|DBUL|Deutsche Bank Securities Inc.|213
IIIN|INSTEEL INDUSTRIES|DEAN|MORGAN STANLEY|670
IIIN|INSTEEL INDUSTRIES|DEGS|RONIN PROFESSIONAL LLC|3601
IIIN|INSTEEL INDUSTRIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23
IIIN|INSTEEL INDUSTRIES|EBXL|EBX LLC|9900
IIIN|INSTEEL INDUSTRIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
IIIN|INSTEEL INDUSTRIES|EDJO|Edward D. Jones & Co., L.P.|495
IIIN|INSTEEL INDUSTRIES|EGAM|CBOE TRADING, INC.|1366
IIIN|INSTEEL INDUSTRIES|EGMT|EG MARKET TECHNOLOGIES LLC|100
IIIN|INSTEEL INDUSTRIES|EGXM|CBOE TRADING, INC.|554
IIIN|INSTEEL INDUSTRIES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|25
IIIN|INSTEEL INDUSTRIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2044
IIIN|INSTEEL INDUSTRIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12184
IIIN|INSTEEL INDUSTRIES|ETRS|E*Trade Securities LLC|290
IIIN|INSTEEL INDUSTRIES|FBCO|Credit Suisse Securities (USA) LLC|53854
IIIN|INSTEEL INDUSTRIES|FMAF|NBCN Inc./ CDS|100
IIIN|INSTEEL INDUSTRIES|FOMA|TD AMERITRADE CLEARING, INC.|15171
IIIN|INSTEEL INDUSTRIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|309
IIIN|INSTEEL INDUSTRIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21623
IIIN|INSTEEL INDUSTRIES|FTBR|Foliofn Investments, Inc.|4
IIIN|INSTEEL INDUSTRIES|GEBB|GLOBAL EXECUTION BROKERS, LP|4706
IIIN|INSTEEL INDUSTRIES|GLPX|ACS EXECUTION SERVICES, LLC|1997
IIIN|INSTEEL INDUSTRIES|GSCO|GOLDMAN SACHS & CO. LLC|110060
IIIN|INSTEEL INDUSTRIES|GSCS|GOLDMAN SACHS & CO. LLC|6811
IIIN|INSTEEL INDUSTRIES|GSLT|GOLDMAN SACHS & CO. LLC|619
IIIN|INSTEEL INDUSTRIES|GTSZ|GTS SECURITIES LLC|12085
IIIN|INSTEEL INDUSTRIES|HPPX|POTAMUS TRADING, LLC|695
IIIN|INSTEEL INDUSTRIES|IATS|INTERACTIVE BROKERS LLC|400
IIIN|INSTEEL INDUSTRIES|IBKR|Interactive Brokers Llc|5660
IIIN|INSTEEL INDUSTRIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|57
IIIN|INSTEEL INDUSTRIES|ICBX|INSTINET, LLC|4500
IIIN|INSTEEL INDUSTRIES|IEQY|CITADEL SECURITIES LLC|8121
IIIN|INSTEEL INDUSTRIES|INCA|INSTINET, LLC|64927
IIIN|INSTEEL INDUSTRIES|INJX|INSTINET, LLC|1344
IIIN|INSTEEL INDUSTRIES|ITGI|ITG Inc.|3820
IIIN|INSTEEL INDUSTRIES|ITGP|ITG INC.|14600
IIIN|INSTEEL INDUSTRIES|JANY|Janney Montgomery Scott Inc.|3
IIIN|INSTEEL INDUSTRIES|JEFF|JEFFERIES LLC|4762
IIIN|INSTEEL INDUSTRIES|JPBX|J.P. MORGAN SECURITIES LLC|928
IIIN|INSTEEL INDUSTRIES|JPMX|J.P. Morgan Securities LLC|33639
IIIN|INSTEEL INDUSTRIES|JSJX|JANE STREET CAPITAL LLC|100
IIIN|INSTEEL INDUSTRIES|KCGM|VIRTU Americas LLC|4009
IIIN|INSTEEL INDUSTRIES|LEHM|Barclays Capital Inc./Le|78616
IIIN|INSTEEL INDUSTRIES|LIME|Lime Brokerage LLC|47096
IIIN|INSTEEL INDUSTRIES|LMGP|LIME BROKERAGE LLC|1199
IIIN|INSTEEL INDUSTRIES|MAXM|Maxim Group LLC|1938
IIIN|INSTEEL INDUSTRIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17326
IIIN|INSTEEL INDUSTRIES|MOTF|MOTIF INVESTING, INC.|2
IIIN|INSTEEL INDUSTRIES|MSCO|MORGAN STANLEY & CO. LLC|193700
IIIN|INSTEEL INDUSTRIES|MSPL|MORGAN STANLEY & CO. LLC|22500
IIIN|INSTEEL INDUSTRIES|MSTX|MORGAN STANLEY & CO. LLC|3200
IIIN|INSTEEL INDUSTRIES|NFSC|National Financial Services LLC|5467
IIIN|INSTEEL INDUSTRIES|NITE|VIRTU Americas LLC|20855
IIIN|INSTEEL INDUSTRIES|NQRB|Brut, LLC|1300
IIIN|INSTEEL INDUSTRIES|OPCO|Oppenheimer & Co. Inc.|2200
IIIN|INSTEEL INDUSTRIES|PDQM|CODA MARKETS, INC.|8406
IIIN|INSTEEL INDUSTRIES|PWJC|UBS Financial Services, Inc.|1648
IIIN|INSTEEL INDUSTRIES|RAJA|Raymond James & Associates, Inc.|301
IIIN|INSTEEL INDUSTRIES|RBCM|RBC CAPITAL MARKETS, LLC|884
IIIN|INSTEEL INDUSTRIES|SAGW|SAGETRADER, LLC|65
IIIN|INSTEEL INDUSTRIES|SBSH|Citigroup Global Markets Inc.|30133
IIIN|INSTEEL INDUSTRIES|SEIC|SEI Investments Distribution Co.|116
IIIN|INSTEEL INDUSTRIES|SGMT|GOLDMAN SACHS & CO. LLC|6645
IIIN|INSTEEL INDUSTRIES|SPDR|SPEEDROUTE LLC|441
IIIN|INSTEEL INDUSTRIES|SPTD|MINT GLOBAL MARKETS, INC.|3500
IIIN|INSTEEL INDUSTRIES|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
IIIN|INSTEEL INDUSTRIES|STFL|Stifel, Nicolaus & Company, Incorporated|1087
IIIN|INSTEEL INDUSTRIES|SWST|Hilltop Securities Inc.|4105
IIIN|INSTEEL INDUSTRIES|TMBR|Timber Hill LLC|31
IIIN|INSTEEL INDUSTRIES|TRBT|Tradebot Systems, Inc.|13405
IIIN|INSTEEL INDUSTRIES|TRCM|TRC MARKETS LLC|29804
IIIN|INSTEEL INDUSTRIES|UBSA|UBS SECURITIES LLC|49949
IIIN|INSTEEL INDUSTRIES|UBSS|UBS Securities LLC|142158
IIIN|INSTEEL INDUSTRIES|VALX|VIRTU AMERICAS LLC|615
IIIN|INSTEEL INDUSTRIES|WABR|Wall Street Access|129
IIIN|INSTEEL INDUSTRIES|WCHV|WELLS FARGO SECURITIES, LLC|15039
IIIN|INSTEEL INDUSTRIES|WEDB|WEDBUSH SECURITIES INC.|100
IIIN|INSTEEL INDUSTRIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43
IIIN|INSTEEL INDUSTRIES|WGIF|CIBC World Markets Inc.|480
IIIN|INSTEEL INDUSTRIES|WSEA|WOLVERINE SECURITIES, LLC|49
IIIN|INSTEEL INDUSTRIES|XIST|INSTINET, LLC|6344
IIIN|INSTEEL INDUSTRIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
IIIN|INSTEEL INDUSTRIES|YKNA|COMHAR CAPITAL MARKETS, LLC|1419
IIIV|I3 VERTICALS CM A|ADAM|CANACCORD GENUITY INC.|1600
IIIV|I3 VERTICALS CM A|ALTX|Alternet Securities Inc.|16271
IIIV|I3 VERTICALS CM A|APCC|Apex Clearing Corporation|24415
IIIV|I3 VERTICALS CM A|BARD|Robert W. Baird & Co. Incorporated|11000
IIIV|I3 VERTICALS CM A|BATM|CBOE TRADING, INC.|2000
IIIV|I3 VERTICALS CM A|BAYT|BTIG, LLC|8940
IIIV|I3 VERTICALS CM A|BBNT|BB&T SECURITIES, LLC|100
IIIV|I3 VERTICALS CM A|BLKX|INSTINET, LLC|5000
IIIV|I3 VERTICALS CM A|BYXM|CBOE TRADING, INC.|1700
IIIV|I3 VERTICALS CM A|CHAS|Charles Schwab & Co., Inc.|180
IIIV|I3 VERTICALS CM A|CIIV|CORPORATE INVESTMENTS GROUP, INC.|5579
IIIV|I3 VERTICALS CM A|CIST|Capital Institutional Services, Inc.|2560
IIIV|I3 VERTICALS CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|178286
IIIV|I3 VERTICALS CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|53079
IIIV|I3 VERTICALS CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19207
IIIV|I3 VERTICALS CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131715
IIIV|I3 VERTICALS CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|23330
IIIV|I3 VERTICALS CM A|DADA|D.A. Davidson & Co.|300
IIIV|I3 VERTICALS CM A|DBAB|Deutsche Bank Securities Inc.|80115
IIIV|I3 VERTICALS CM A|DBAX|Deutsche Bank Securities Inc.|210600
IIIV|I3 VERTICALS CM A|DCHF|Dart Executions, LLC|53980
IIIV|I3 VERTICALS CM A|DEAN|MORGAN STANLEY|3200
IIIV|I3 VERTICALS CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
IIIV|I3 VERTICALS CM A|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|200
IIIV|I3 VERTICALS CM A|EBXL|EBX LLC|177900
IIIV|I3 VERTICALS CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|8635
IIIV|I3 VERTICALS CM A|EDJO|Edward D. Jones & Co., L.P.|234
IIIV|I3 VERTICALS CM A|EGAM|CBOE TRADING, INC.|2500
IIIV|I3 VERTICALS CM A|EGAW|CBOE TRADING, INC.|400
IIIV|I3 VERTICALS CM A|EGMT|EG MARKET TECHNOLOGIES LLC|100
IIIV|I3 VERTICALS CM A|EGXM|CBOE TRADING, INC.|3321
IIIV|I3 VERTICALS CM A|EGXW|CBOE TRADING, INC.|300
IIIV|I3 VERTICALS CM A|ETBE|Electronic Transaction Clearing, Inc.|3457
IIIV|I3 VERTICALS CM A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
IIIV|I3 VERTICALS CM A|ETCC|Electronic Transaction Clearing, Inc.|200
IIIV|I3 VERTICALS CM A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
IIIV|I3 VERTICALS CM A|ETRS|E*Trade Securities LLC|76597
IIIV|I3 VERTICALS CM A|FBCO|Credit Suisse Securities (USA) LLC|140669
IIIV|I3 VERTICALS CM A|FILL|Tradestation Securities, Inc.|2252
IIIV|I3 VERTICALS CM A|FOMA|TD AMERITRADE CLEARING, INC.|261806
IIIV|I3 VERTICALS CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12769
IIIV|I3 VERTICALS CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|546
IIIV|I3 VERTICALS CM A|GLPX|ACS EXECUTION SERVICES, LLC|59785
IIIV|I3 VERTICALS CM A|GSCO|GOLDMAN SACHS & CO. LLC|161652
IIIV|I3 VERTICALS CM A|GSCS|GOLDMAN SACHS & CO. LLC|93611
IIIV|I3 VERTICALS CM A|GSLT|GOLDMAN SACHS & CO. LLC|11526
IIIV|I3 VERTICALS CM A|GTSZ|GTS SECURITIES LLC|37944
IIIV|I3 VERTICALS CM A|HRBF|American Enterprise Investment Services Inc.|100
IIIV|I3 VERTICALS CM A|IATS|INTERACTIVE BROKERS LLC|25855
IIIV|I3 VERTICALS CM A|IBKR|Interactive Brokers Llc|378177
IIIV|I3 VERTICALS CM A|ICBX|INSTINET, LLC|101513
IIIV|I3 VERTICALS CM A|INCA|INSTINET, LLC|436260
IIIV|I3 VERTICALS CM A|INJX|INSTINET, LLC|46219
IIIV|I3 VERTICALS CM A|ITGI|ITG Inc.|87957
IIIV|I3 VERTICALS CM A|ITGP|ITG INC.|121800
IIIV|I3 VERTICALS CM A|JANY|Janney Montgomery Scott Inc.|600
IIIV|I3 VERTICALS CM A|JEFF|JEFFERIES LLC|62652
IIIV|I3 VERTICALS CM A|JMPT|JUMP TRADING, LLC|9040
IIIV|I3 VERTICALS CM A|JNKK|JNK Securities Corp.|10000
IIIV|I3 VERTICALS CM A|JPMX|J.P. Morgan Securities LLC|237592
IIIV|I3 VERTICALS CM A|JSJX|JANE STREET CAPITAL LLC|2699
IIIV|I3 VERTICALS CM A|KCGM|VIRTU Americas LLC|134503
IIIV|I3 VERTICALS CM A|KEYB|KEYBANC CAPITAL MARKETS INC.|1710
IIIV|I3 VERTICALS CM A|LAFC|R. F. Lafferty & Co., Inc.|1500
IIIV|I3 VERTICALS CM A|LEHM|Barclays Capital Inc./Le|161359
IIIV|I3 VERTICALS CM A|LIME|Lime Brokerage LLC|31684
IIIV|I3 VERTICALS CM A|LMGP|LIME BROKERAGE LLC|500
IIIV|I3 VERTICALS CM A|LQNA|LIQUIDNET, INC.|10000
IIIV|I3 VERTICALS CM A|LSCI|Lek Securities Corporation|6400
IIIV|I3 VERTICALS CM A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6461
IIIV|I3 VERTICALS CM A|MAVB|Great Point Capital LLC|100
IIIV|I3 VERTICALS CM A|MAXM|Maxim Group LLC|4848
IIIV|I3 VERTICALS CM A|MKMP|MKM Partners LLC|500
IIIV|I3 VERTICALS CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42550
IIIV|I3 VERTICALS CM A|MNDX|TJM Investments, LLC|10128
IIIV|I3 VERTICALS CM A|MOTF|MOTIF INVESTING, INC.|1
IIIV|I3 VERTICALS CM A|MSCO|MORGAN STANLEY & CO. LLC|868914
IIIV|I3 VERTICALS CM A|MSPL|MORGAN STANLEY & CO. LLC|18900
IIIV|I3 VERTICALS CM A|NATL|National Securities Corporation|400
IIIV|I3 VERTICALS CM A|NEED|Needham & Company, LLC|36500
IIIV|I3 VERTICALS CM A|NFSC|National Financial Services LLC|204564
IIIV|I3 VERTICALS CM A|NITE|VIRTU Americas LLC|625441
IIIV|I3 VERTICALS CM A|NQRB|Brut, LLC|4100
IIIV|I3 VERTICALS CM A|PCPT|PHILLIP CAPITAL INC.|500
IIIV|I3 VERTICALS CM A|PDQM|CODA MARKETS, INC.|119700
IIIV|I3 VERTICALS CM A|PWJC|UBS Financial Services, Inc.|500
IIIV|I3 VERTICALS CM A|RAJA|Raymond James & Associates, Inc.|150002
IIIV|I3 VERTICALS CM A|RBCM|RBC CAPITAL MARKETS, LLC|1980
IIIV|I3 VERTICALS CM A|SAGL|SAGETRADER, LLC|4609
IIIV|I3 VERTICALS CM A|SBSH|Citigroup Global Markets Inc.|8866
IIIV|I3 VERTICALS CM A|SGMT|GOLDMAN SACHS & CO. LLC|75028
IIIV|I3 VERTICALS CM A|SPDR|SPEEDROUTE LLC|102823
IIIV|I3 VERTICALS CM A|SPTD|MINT GLOBAL MARKETS, INC.|100
IIIV|I3 VERTICALS CM A|STFL|Stifel, Nicolaus & Company, Incorporated|635
IIIV|I3 VERTICALS CM A|SWIM|TD Ameritrade, Inc.|114249
IIIV|I3 VERTICALS CM A|TDCO|Thompson Davis & Co., Inc.|915
IIIV|I3 VERTICALS CM A|TKNG|ALLY INVEST SECURITIES LLC|902
IIIV|I3 VERTICALS CM A|TRBT|Tradebot Systems, Inc.|8400
IIIV|I3 VERTICALS CM A|TRCM|TRC MARKETS LLC|700
IIIV|I3 VERTICALS CM A|UBSA|UBS SECURITIES LLC|184922
IIIV|I3 VERTICALS CM A|UBSS|UBS Securities LLC|133601
IIIV|I3 VERTICALS CM A|VALX|VIRTU AMERICAS LLC|4142
IIIV|I3 VERTICALS CM A|VGRD|Vanguard Marketing Corporation|8354
IIIV|I3 VERTICALS CM A|VNDM|Wall Street Access|44427
IIIV|I3 VERTICALS CM A|VNDS|VANDHAM SECURITIES CORP|3600
IIIV|I3 VERTICALS CM A|WABR|Wall Street Access|200
IIIV|I3 VERTICALS CM A|WBLR|WILLIAM BLAIR|10000
IIIV|I3 VERTICALS CM A|WCHV|WELLS FARGO SECURITIES, LLC|28736
IIIV|I3 VERTICALS CM A|WEDB|WEDBUSH SECURITIES INC.|316835
IIIV|I3 VERTICALS CM A|WEED|Weeden & Co.L.P.|103151
IIIV|I3 VERTICALS CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5728
IIIV|I3 VERTICALS CM A|WGIF|CIBC World Markets Inc.|4625
IIIV|I3 VERTICALS CM A|WSEA|WOLVERINE SECURITIES, LLC|8222
IIIV|I3 VERTICALS CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|10010
IIIV|I3 VERTICALS CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|7752
IIIV|I3 VERTICALS CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3600
IIJI|INTERNET INIT JAP ##|FBCO|Credit Suisse Securities (USA) LLC|2
IIJI|INTERNET INIT JAP ##|FOMA|TD AMERITRADE CLEARING, INC.|2515
IIJI|INTERNET INIT JAP ##|FTBR|Foliofn Investments, Inc.|17
IIJI|INTERNET INIT JAP ##|HSBC|HSBC Securities, Inc.|133
IIJI|INTERNET INIT JAP ##|IBKR|Interactive Brokers Llc|238
IIJI|INTERNET INIT JAP ##|INCA|INSTINET, LLC|574
IIJI|INTERNET INIT JAP ##|JEFF|JEFFERIES LLC|14
IIJI|INTERNET INIT JAP ##|LIME|Lime Brokerage LLC|503
IIJI|INTERNET INIT JAP ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2
IIJI|INTERNET INIT JAP ##|MBTS|ALLY INVEST SECURITIES LLC|200
IIJI|INTERNET INIT JAP ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100
IIJI|INTERNET INIT JAP ##|MSCO|MORGAN STANLEY & CO. LLC|859
IIJI|INTERNET INIT JAP ##|NFSC|National Financial Services LLC|2031
IIJI|INTERNET INIT JAP ##|NITE|VIRTU Americas LLC|2074
IIJI|INTERNET INIT JAP ##|OLDM|OLD MISSION CAPITAL, LLC|1099
IIJI|INTERNET INIT JAP ##|SWIM|TD Ameritrade, Inc.|497
IIJI|INTERNET INIT JAP ##|TRCM|TRC MARKETS LLC|100
IIJI|INTERNET INIT JAP ##|UBSA|UBS SECURITIES LLC|300
IIJI|INTERNET INIT JAP ##|UBSS|UBS Securities LLC|638
IIJI|INTERNET INIT JAP ##|WCHV|WELLS FARGO SECURITIES, LLC|2000
IIJI|INTERNET INIT JAP ##|WSEA|WOLVERINE SECURITIES, LLC|115
IIM|INVESCO VALUE MUNI|ALTX|Alternet Securities Inc.|540
IIM|INVESCO VALUE MUNI|APCC|Apex Clearing Corporation|25
IIM|INVESCO VALUE MUNI|BANK|Primevest Financial Services, Inc.|3609
IIM|INVESCO VALUE MUNI|BARD|Robert W. Baird & Co. Incorporated|14294
IIM|INVESCO VALUE MUNI|BATM|CBOE TRADING, INC.|219
IIM|INVESCO VALUE MUNI|BERN|Sanford C. Bernstein & Co., LLC|171
IIM|INVESCO VALUE MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
IIM|INVESCO VALUE MUNI|BYXM|CBOE TRADING, INC.|221
IIM|INVESCO VALUE MUNI|CHAS|Charles Schwab & Co., Inc.|71
IIM|INVESCO VALUE MUNI|CIST|Capital Institutional Services, Inc.|5300
IIM|INVESCO VALUE MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
IIM|INVESCO VALUE MUNI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
IIM|INVESCO VALUE MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
IIM|INVESCO VALUE MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18196
IIM|INVESCO VALUE MUNI|CTDL|Citadel Derivatives Group Llc|10
IIM|INVESCO VALUE MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1454
IIM|INVESCO VALUE MUNI|DADA|D.A. Davidson & Co.|1657
IIM|INVESCO VALUE MUNI|DBAX|Deutsche Bank Securities Inc.|14300
IIM|INVESCO VALUE MUNI|DEAN|MORGAN STANLEY|23551
IIM|INVESCO VALUE MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7400
IIM|INVESCO VALUE MUNI|EBXL|EBX LLC|9200
IIM|INVESCO VALUE MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|4176
IIM|INVESCO VALUE MUNI|EDJO|Edward D. Jones & Co., L.P.|6310
IIM|INVESCO VALUE MUNI|EGAM|CBOE TRADING, INC.|1579
IIM|INVESCO VALUE MUNI|EGXM|CBOE TRADING, INC.|534
IIM|INVESCO VALUE MUNI|ESPO|ESPOSITO SECURITIES, LLC|5550
IIM|INVESCO VALUE MUNI|ETBE|Electronic Transaction Clearing, Inc.|200
IIM|INVESCO VALUE MUNI|ETRS|E*Trade Securities LLC|43946
IIM|INVESCO VALUE MUNI|FBSB|U.S. Bancorp Investments, Inc.|2
IIM|INVESCO VALUE MUNI|FILL|Tradestation Securities, Inc.|2
IIM|INVESCO VALUE MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9749
IIM|INVESCO VALUE MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10182
IIM|INVESCO VALUE MUNI|FTBR|Foliofn Investments, Inc.|146
IIM|INVESCO VALUE MUNI|GLPX|ACS EXECUTION SERVICES, LLC|2547
IIM|INVESCO VALUE MUNI|GSCO|GOLDMAN SACHS & CO. LLC|800
IIM|INVESCO VALUE MUNI|GSLT|GOLDMAN SACHS & CO. LLC|100
IIM|INVESCO VALUE MUNI|GTSZ|GTS SECURITIES LLC|494
IIM|INVESCO VALUE MUNI|HRBF|American Enterprise Investment Services Inc.|22042
IIM|INVESCO VALUE MUNI|IATS|INTERACTIVE BROKERS LLC|1034
IIM|INVESCO VALUE MUNI|IBKR|Interactive Brokers Llc|6946
IIM|INVESCO VALUE MUNI|ICBX|INSTINET, LLC|2300
IIM|INVESCO VALUE MUNI|INCA|INSTINET, LLC|1879
IIM|INVESCO VALUE MUNI|ISLL|INLET SECURITIES, LLC|825
IIM|INVESCO VALUE MUNI|ITGI|ITG Inc.|12095
IIM|INVESCO VALUE MUNI|ITGP|ITG INC.|13000
IIM|INVESCO VALUE MUNI|JANY|Janney Montgomery Scott Inc.|1851
IIM|INVESCO VALUE MUNI|JEFF|JEFFERIES LLC|5753
IIM|INVESCO VALUE MUNI|JMPT|JUMP TRADING, LLC|90
IIM|INVESCO VALUE MUNI|JONE|JonesTrading|25496
IIM|INVESCO VALUE MUNI|JPMX|J.P. Morgan Securities LLC|10400
IIM|INVESCO VALUE MUNI|JSJX|JANE STREET CAPITAL LLC|400
IIM|INVESCO VALUE MUNI|KCGM|VIRTU Americas LLC|9650
IIM|INVESCO VALUE MUNI|LEHM|Barclays Capital Inc./Le|14300
IIM|INVESCO VALUE MUNI|LGNT|COR CLEARING LLC|1
IIM|INVESCO VALUE MUNI|LIME|Lime Brokerage LLC|1333
IIM|INVESCO VALUE MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
IIM|INVESCO VALUE MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14200
IIM|INVESCO VALUE MUNI|MSCO|MORGAN STANLEY & CO. LLC|76437
IIM|INVESCO VALUE MUNI|MSPL|MORGAN STANLEY & CO. LLC|23100
IIM|INVESCO VALUE MUNI|NFSC|National Financial Services LLC|112903
IIM|INVESCO VALUE MUNI|NITE|VIRTU Americas LLC|219835
IIM|INVESCO VALUE MUNI|NQRB|Brut, LLC|600
IIM|INVESCO VALUE MUNI|NTRC|Northern Trust Securities, Inc.|200
IIM|INVESCO VALUE MUNI|OPCO|Oppenheimer & Co. Inc.|7668
IIM|INVESCO VALUE MUNI|PDQM|CODA MARKETS, INC.|2290
IIM|INVESCO VALUE MUNI|PICT|Pictet Overseas Inc.|3688
IIM|INVESCO VALUE MUNI|PWJC|UBS Financial Services, Inc.|7280
IIM|INVESCO VALUE MUNI|RBCM|RBC CAPITAL MARKETS, LLC|13141
IIM|INVESCO VALUE MUNI|SAGL|SAGETRADER, LLC|19
IIM|INVESCO VALUE MUNI|SBSH|Citigroup Global Markets Inc.|672
IIM|INVESCO VALUE MUNI|SGMT|GOLDMAN SACHS & CO. LLC|6562
IIM|INVESCO VALUE MUNI|SPDR|SPEEDROUTE LLC|555
IIM|INVESCO VALUE MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|15867
IIM|INVESCO VALUE MUNI|STXG|Stockcross Financial Services, Inc.|8
IIM|INVESCO VALUE MUNI|SWIM|TD Ameritrade, Inc.|10525
IIM|INVESCO VALUE MUNI|SWST|Hilltop Securities Inc.|460
IIM|INVESCO VALUE MUNI|TKNG|ALLY INVEST SECURITIES LLC|2880
IIM|INVESCO VALUE MUNI|TRBT|Tradebot Systems, Inc.|1442
IIM|INVESCO VALUE MUNI|TRCM|TRC MARKETS LLC|100
IIM|INVESCO VALUE MUNI|UBSA|UBS SECURITIES LLC|27731
IIM|INVESCO VALUE MUNI|UBSS|UBS Securities LLC|75231
IIM|INVESCO VALUE MUNI|VALX|VIRTU AMERICAS LLC|270
IIM|INVESCO VALUE MUNI|VGRD|Vanguard Marketing Corporation|28806
IIM|INVESCO VALUE MUNI|WBET|Wallachbeth Capital LLC|3226
IIM|INVESCO VALUE MUNI|WCHV|WELLS FARGO SECURITIES, LLC|113391
IIM|INVESCO VALUE MUNI|WEDB|WEDBUSH SECURITIES INC.|1006
IIM|INVESCO VALUE MUNI|WEED|Weeden & Co.L.P.|300
IIM|INVESCO VALUE MUNI|WSEA|WOLVERINE SECURITIES, LLC|1452
IIM|INVESCO VALUE MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1500
IIM|INVESCO VALUE MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7913
IIN|INTRICON CORP|AGIS|Aegis Capital Corp.|1467
IIN|INTRICON CORP|APCC|Apex Clearing Corporation|2552
IIN|INTRICON CORP|BANK|Primevest Financial Services, Inc.|1814
IIN|INTRICON CORP|BARD|Robert W. Baird & Co. Incorporated|2
IIN|INTRICON CORP|BATM|CBOE TRADING, INC.|1797
IIN|INTRICON CORP|BAYC|BAY CREST PARTNERS, LLC|525
IIN|INTRICON CORP|BAYT|BTIG, LLC|9520
IIN|INTRICON CORP|BBNT|BB&T SECURITIES, LLC|2080
IIN|INTRICON CORP|BERN|Sanford C. Bernstein & Co., LLC|1018
IIN|INTRICON CORP|BIMI|Banca IMI Securities Corp.|76
IIN|INTRICON CORP|BMOC|BMO Capital Markets Corp.|461
IIN|INTRICON CORP|BNPX|BNP PARIBAS SECURITIES CORP.|479
IIN|INTRICON CORP|BTIG|BTIG, LLC|2645
IIN|INTRICON CORP|BYXM|CBOE TRADING, INC.|600
IIN|INTRICON CORP|CANT|Cantor Fitzgerald & Co.|465
IIN|INTRICON CORP|CHAS|Charles Schwab & Co., Inc.|1022
IIN|INTRICON CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7188
IIN|INTRICON CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6260
IIN|INTRICON CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|305
IIN|INTRICON CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47635
IIN|INTRICON CORP|CTDL|Citadel Derivatives Group Llc|5716
IIN|INTRICON CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2568
IIN|INTRICON CORP|DADA|D.A. Davidson & Co.|450
IIN|INTRICON CORP|DAVA|Davenport & Company LLC|1875
IIN|INTRICON CORP|DBAB|Deutsche Bank Securities Inc.|100025
IIN|INTRICON CORP|DBAX|Deutsche Bank Securities Inc.|34100
IIN|INTRICON CORP|DBUL|Deutsche Bank Securities Inc.|299
IIN|INTRICON CORP|DEAN|MORGAN STANLEY|2974
IIN|INTRICON CORP|DEGS|RONIN PROFESSIONAL LLC|5083
IIN|INTRICON CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
IIN|INTRICON CORP|DOTC|Dougherty & Company LLC|2331
IIN|INTRICON CORP|EBXL|EBX LLC|22600
IIN|INTRICON CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1956
IIN|INTRICON CORP|EDJO|Edward D. Jones & Co., L.P.|2431
IIN|INTRICON CORP|EGAM|CBOE TRADING, INC.|1353
IIN|INTRICON CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1480
IIN|INTRICON CORP|EGXM|CBOE TRADING, INC.|1360
IIN|INTRICON CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|144
IIN|INTRICON CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10212
IIN|INTRICON CORP|ETRS|E*Trade Securities LLC|61627
IIN|INTRICON CORP|FBCO|Credit Suisse Securities (USA) LLC|49814
IIN|INTRICON CORP|FBRC|B. RILEY FBR, INC.|929
IIN|INTRICON CORP|FBSB|U.S. Bancorp Investments, Inc.|100
IIN|INTRICON CORP|FILL|Tradestation Securities, Inc.|3650
IIN|INTRICON CORP|FMAF|NBCN Inc./ CDS|885
IIN|INTRICON CORP|FOMA|TD AMERITRADE CLEARING, INC.|163911
IIN|INTRICON CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25415
IIN|INTRICON CORP|FTBR|Foliofn Investments, Inc.|1077
IIN|INTRICON CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2703
IIN|INTRICON CORP|GLPX|ACS EXECUTION SERVICES, LLC|1814
IIN|INTRICON CORP|GSCO|GOLDMAN SACHS & CO. LLC|303717
IIN|INTRICON CORP|GSCS|GOLDMAN SACHS & CO. LLC|9084
IIN|INTRICON CORP|GSLT|GOLDMAN SACHS & CO. LLC|704
IIN|INTRICON CORP|GTSZ|GTS SECURITIES LLC|4957
IIN|INTRICON CORP|HRBF|American Enterprise Investment Services Inc.|525
IIN|INTRICON CORP|HSBC|HSBC Securities, Inc.|125
IIN|INTRICON CORP|IATS|INTERACTIVE BROKERS LLC|5638
IIN|INTRICON CORP|IBKR|Interactive Brokers Llc|120880
IIN|INTRICON CORP|IBSJ|Integrity Brokerage Services, Inc.|5312
IIN|INTRICON CORP|ICBX|INSTINET, LLC|6400
IIN|INTRICON CORP|IEQY|CITADEL SECURITIES LLC|1880
IIN|INTRICON CORP|INCA|INSTINET, LLC|63081
IIN|INTRICON CORP|INJX|INSTINET, LLC|4923
IIN|INTRICON CORP|ITGI|ITG Inc.|7646
IIN|INTRICON CORP|ITGP|ITG INC.|35000
IIN|INTRICON CORP|JANY|Janney Montgomery Scott Inc.|75
IIN|INTRICON CORP|JEFF|JEFFERIES LLC|12495
IIN|INTRICON CORP|JMPT|JUMP TRADING, LLC|8252
IIN|INTRICON CORP|JPBX|J.P. MORGAN SECURITIES LLC|200
IIN|INTRICON CORP|JPMX|J.P. Morgan Securities LLC|47124
IIN|INTRICON CORP|JSJX|JANE STREET CAPITAL LLC|4897
IIN|INTRICON CORP|KCGM|VIRTU Americas LLC|9585
IIN|INTRICON CORP|LEHM|Barclays Capital Inc./Le|200440
IIN|INTRICON CORP|LIME|Lime Brokerage LLC|90912
IIN|INTRICON CORP|LMGP|LIME BROKERAGE LLC|16187
IIN|INTRICON CORP|LOOP|Loop Capital Markets LLC|700
IIN|INTRICON CORP|LQNA|LIQUIDNET, INC.|10000
IIN|INTRICON CORP|LSCI|Lek Securities Corporation|60
IIN|INTRICON CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
IIN|INTRICON CORP|MAXM|Maxim Group LLC|404
IIN|INTRICON CORP|MBTS|ALLY INVEST SECURITIES LLC|329
IIN|INTRICON CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15760
IIN|INTRICON CORP|MSCO|MORGAN STANLEY & CO. LLC|530997
IIN|INTRICON CORP|MSPL|MORGAN STANLEY & CO. LLC|41900
IIN|INTRICON CORP|MSTX|MORGAN STANLEY & CO. LLC|12000
IIN|INTRICON CORP|NBCS|NBC Securities, INC.|1972
IIN|INTRICON CORP|NFSC|National Financial Services LLC|152448
IIN|INTRICON CORP|NITE|VIRTU Americas LLC|305127
IIN|INTRICON CORP|NQRB|Brut, LLC|1620
IIN|INTRICON CORP|OPCO|Oppenheimer & Co. Inc.|2531
IIN|INTRICON CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1670
IIN|INTRICON CORP|PCPT|PHILLIP CAPITAL INC.|1165
IIN|INTRICON CORP|PDQM|CODA MARKETS, INC.|3522
IIN|INTRICON CORP|PWJC|UBS Financial Services, Inc.|2324
IIN|INTRICON CORP|RAJA|Raymond James & Associates, Inc.|4639
IIN|INTRICON CORP|RBCM|RBC CAPITAL MARKETS, LLC|29036
IIN|INTRICON CORP|SAGL|SAGETRADER, LLC|155
IIN|INTRICON CORP|SALI|INTL FCSTONE FINANCIAL INC.|100
IIN|INTRICON CORP|SBSH|Citigroup Global Markets Inc.|24067
IIN|INTRICON CORP|SGMT|GOLDMAN SACHS & CO. LLC|13342
IIN|INTRICON CORP|SPDR|SPEEDROUTE LLC|8138
IIN|INTRICON CORP|SPTD|MINT GLOBAL MARKETS, INC.|2511
IIN|INTRICON CORP|STFL|Stifel, Nicolaus & Company, Incorporated|19803
IIN|INTRICON CORP|SWIM|TD Ameritrade, Inc.|24759
IIN|INTRICON CORP|TKNG|ALLY INVEST SECURITIES LLC|1959
IIN|INTRICON CORP|TRBT|Tradebot Systems, Inc.|2725
IIN|INTRICON CORP|TRCM|TRC MARKETS LLC|49767
IIN|INTRICON CORP|UBSA|UBS SECURITIES LLC|111680
IIN|INTRICON CORP|UBSS|UBS Securities LLC|437621
IIN|INTRICON CORP|VALX|VIRTU AMERICAS LLC|13086
IIN|INTRICON CORP|VGRD|Vanguard Marketing Corporation|11576
IIN|INTRICON CORP|WABR|Wall Street Access|3076
IIN|INTRICON CORP|WCHV|WELLS FARGO SECURITIES, LLC|35189
IIN|INTRICON CORP|WDNX|WEEDEN & CO.L.P.|744
IIN|INTRICON CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|336
IIN|INTRICON CORP|WGIF|CIBC World Markets Inc.|3933
IIN|INTRICON CORP|WSEA|WOLVERINE SECURITIES, LLC|3290
IIN|INTRICON CORP|WTFS|JUST2TRADE, INC.|83
IIN|INTRICON CORP|XIST|INSTINET, LLC|3400
IIN|INTRICON CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
IIN|INTRICON CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4000
IIPR|INNOVATIVE INDS PPTY|AGIS|Aegis Capital Corp.|175
IIPR|INNOVATIVE INDS PPTY|ALTX|Alternet Securities Inc.|4019
IIPR|INNOVATIVE INDS PPTY|APCC|Apex Clearing Corporation|4204
IIPR|INNOVATIVE INDS PPTY|BARD|Robert W. Baird & Co. Incorporated|228
IIPR|INNOVATIVE INDS PPTY|BATM|CBOE TRADING, INC.|1792
IIPR|INNOVATIVE INDS PPTY|BAYC|BAY CREST PARTNERS, LLC|467
IIPR|INNOVATIVE INDS PPTY|BERN|Sanford C. Bernstein & Co., LLC|58
IIPR|INNOVATIVE INDS PPTY|BIMI|Banca IMI Securities Corp.|30
IIPR|INNOVATIVE INDS PPTY|BNPX|BNP PARIBAS SECURITIES CORP.|835
IIPR|INNOVATIVE INDS PPTY|BYXM|CBOE TRADING, INC.|520
IIPR|INNOVATIVE INDS PPTY|CABR|Cabrera Capital Markets, Inc.|150
IIPR|INNOVATIVE INDS PPTY|CHAS|Charles Schwab & Co., Inc.|487
IIPR|INNOVATIVE INDS PPTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15670
IIPR|INNOVATIVE INDS PPTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19906
IIPR|INNOVATIVE INDS PPTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IIPR|INNOVATIVE INDS PPTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32104
IIPR|INNOVATIVE INDS PPTY|CTDL|Citadel Derivatives Group Llc|1712
IIPR|INNOVATIVE INDS PPTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|398
IIPR|INNOVATIVE INDS PPTY|DADA|D.A. Davidson & Co.|76100
IIPR|INNOVATIVE INDS PPTY|DBAB|Deutsche Bank Securities Inc.|11120
IIPR|INNOVATIVE INDS PPTY|DBAX|Deutsche Bank Securities Inc.|35700
IIPR|INNOVATIVE INDS PPTY|DEAN|MORGAN STANLEY|4661
IIPR|INNOVATIVE INDS PPTY|DEGS|RONIN PROFESSIONAL LLC|1173
IIPR|INNOVATIVE INDS PPTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|306
IIPR|INNOVATIVE INDS PPTY|DRWK|DRW SECURITIES, L.L.C.|8
IIPR|INNOVATIVE INDS PPTY|EBXL|EBX LLC|23600
IIPR|INNOVATIVE INDS PPTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|6071
IIPR|INNOVATIVE INDS PPTY|EDJO|Edward D. Jones & Co., L.P.|5700
IIPR|INNOVATIVE INDS PPTY|EGAM|CBOE TRADING, INC.|3213
IIPR|INNOVATIVE INDS PPTY|EGAW|CBOE TRADING, INC.|100
IIPR|INNOVATIVE INDS PPTY|EGMT|EG MARKET TECHNOLOGIES LLC|500
IIPR|INNOVATIVE INDS PPTY|EGXM|CBOE TRADING, INC.|1585
IIPR|INNOVATIVE INDS PPTY|EGXW|CBOE TRADING, INC.|100
IIPR|INNOVATIVE INDS PPTY|ETBE|Electronic Transaction Clearing, Inc.|2620
IIPR|INNOVATIVE INDS PPTY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
IIPR|INNOVATIVE INDS PPTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11886
IIPR|INNOVATIVE INDS PPTY|ETRS|E*Trade Securities LLC|48131
IIPR|INNOVATIVE INDS PPTY|FILL|Tradestation Securities, Inc.|8018
IIPR|INNOVATIVE INDS PPTY|FMAF|NBCN Inc./ CDS|1485
IIPR|INNOVATIVE INDS PPTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26805
IIPR|INNOVATIVE INDS PPTY|FTBR|Foliofn Investments, Inc.|2895
IIPR|INNOVATIVE INDS PPTY|GEBB|GLOBAL EXECUTION BROKERS, LP|100
IIPR|INNOVATIVE INDS PPTY|GLIS|TD Securities Inc|1263
IIPR|INNOVATIVE INDS PPTY|GLPX|ACS EXECUTION SERVICES, LLC|14179
IIPR|INNOVATIVE INDS PPTY|GSCO|GOLDMAN SACHS & CO. LLC|53918
IIPR|INNOVATIVE INDS PPTY|GSLT|GOLDMAN SACHS & CO. LLC|549
IIPR|INNOVATIVE INDS PPTY|GTSZ|GTS SECURITIES LLC|23032
IIPR|INNOVATIVE INDS PPTY|HRBF|American Enterprise Investment Services Inc.|8695
IIPR|INNOVATIVE INDS PPTY|HSBC|HSBC Securities, Inc.|60
IIPR|INNOVATIVE INDS PPTY|IATS|INTERACTIVE BROKERS LLC|23844
IIPR|INNOVATIVE INDS PPTY|IBKR|Interactive Brokers Llc|96133
IIPR|INNOVATIVE INDS PPTY|ICBX|INSTINET, LLC|3700
IIPR|INNOVATIVE INDS PPTY|IEQY|CITADEL SECURITIES LLC|1256
IIPR|INNOVATIVE INDS PPTY|IMPC|Imperial Capital, LLC|200
IIPR|INNOVATIVE INDS PPTY|INCA|INSTINET, LLC|27136
IIPR|INNOVATIVE INDS PPTY|INJX|INSTINET, LLC|80
IIPR|INNOVATIVE INDS PPTY|ITGI|ITG Inc.|7085
IIPR|INNOVATIVE INDS PPTY|ITGP|ITG INC.|28800
IIPR|INNOVATIVE INDS PPTY|JEFF|JEFFERIES LLC|871
IIPR|INNOVATIVE INDS PPTY|JMPT|JUMP TRADING, LLC|4849
IIPR|INNOVATIVE INDS PPTY|JPBX|J.P. MORGAN SECURITIES LLC|3920
IIPR|INNOVATIVE INDS PPTY|JPMX|J.P. Morgan Securities LLC|31559
IIPR|INNOVATIVE INDS PPTY|JSCL|JOSEPH STONE CAPITAL L.L.C.|1900
IIPR|INNOVATIVE INDS PPTY|JSJX|JANE STREET CAPITAL LLC|3460
IIPR|INNOVATIVE INDS PPTY|KCGM|VIRTU Americas LLC|4068
IIPR|INNOVATIVE INDS PPTY|LEHM|Barclays Capital Inc./Le|39742
IIPR|INNOVATIVE INDS PPTY|LIME|Lime Brokerage LLC|6716
IIPR|INNOVATIVE INDS PPTY|MBTS|ALLY INVEST SECURITIES LLC|751
IIPR|INNOVATIVE INDS PPTY|MCMF|Raymond James Ltd. Cds|100
IIPR|INNOVATIVE INDS PPTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8932
IIPR|INNOVATIVE INDS PPTY|MOTF|MOTIF INVESTING, INC.|21
IIPR|INNOVATIVE INDS PPTY|MSCO|MORGAN STANLEY & CO. LLC|171981
IIPR|INNOVATIVE INDS PPTY|MSPL|MORGAN STANLEY & CO. LLC|68700
IIPR|INNOVATIVE INDS PPTY|MSTX|MORGAN STANLEY & CO. LLC|6700
IIPR|INNOVATIVE INDS PPTY|NATL|National Securities Corporation|700
IIPR|INNOVATIVE INDS PPTY|NFSC|National Financial Services LLC|170201
IIPR|INNOVATIVE INDS PPTY|NITE|VIRTU Americas LLC|259474
IIPR|INNOVATIVE INDS PPTY|NQRB|Brut, LLC|50
IIPR|INNOVATIVE INDS PPTY|NTBF|BMO Nesbitt Burns Inc./CDS|50
IIPR|INNOVATIVE INDS PPTY|NTRC|Northern Trust Securities, Inc.|3
IIPR|INNOVATIVE INDS PPTY|OPCO|Oppenheimer & Co. Inc.|286
IIPR|INNOVATIVE INDS PPTY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IIPR|INNOVATIVE INDS PPTY|PDQM|CODA MARKETS, INC.|27044
IIPR|INNOVATIVE INDS PPTY|PNSR|Penserra Securities, LLC|5979
IIPR|INNOVATIVE INDS PPTY|PWJC|UBS Financial Services, Inc.|2075
IIPR|INNOVATIVE INDS PPTY|RBCM|RBC CAPITAL MARKETS, LLC|6373
IIPR|INNOVATIVE INDS PPTY|SAGL|SAGETRADER, LLC|30481
IIPR|INNOVATIVE INDS PPTY|SALI|INTL FCSTONE FINANCIAL INC.|71
IIPR|INNOVATIVE INDS PPTY|SBSH|Citigroup Global Markets Inc.|6268
IIPR|INNOVATIVE INDS PPTY|SGMT|GOLDMAN SACHS & CO. LLC|9344
IIPR|INNOVATIVE INDS PPTY|SPDR|SPEEDROUTE LLC|4556
IIPR|INNOVATIVE INDS PPTY|SPHN|Stephens Inc.|60
IIPR|INNOVATIVE INDS PPTY|SPTD|MINT GLOBAL MARKETS, INC.|8914
IIPR|INNOVATIVE INDS PPTY|STFL|Stifel, Nicolaus & Company, Incorporated|2050
IIPR|INNOVATIVE INDS PPTY|STKP|STOCKPILE INVESTMENTS, INC.|632
IIPR|INNOVATIVE INDS PPTY|SWIM|TD Ameritrade, Inc.|32350
IIPR|INNOVATIVE INDS PPTY|SWST|Hilltop Securities Inc.|2221
IIPR|INNOVATIVE INDS PPTY|TKNG|ALLY INVEST SECURITIES LLC|3681
IIPR|INNOVATIVE INDS PPTY|TRBT|Tradebot Systems, Inc.|13957
IIPR|INNOVATIVE INDS PPTY|TRCM|TRC MARKETS LLC|1485
IIPR|INNOVATIVE INDS PPTY|TWTT|TASTYWORKS, INC.|370
IIPR|INNOVATIVE INDS PPTY|UBSA|UBS SECURITIES LLC|95355
IIPR|INNOVATIVE INDS PPTY|UBSS|UBS Securities LLC|167965
IIPR|INNOVATIVE INDS PPTY|VALX|VIRTU AMERICAS LLC|9675
IIPR|INNOVATIVE INDS PPTY|VGRD|Vanguard Marketing Corporation|13046
IIPR|INNOVATIVE INDS PPTY|WCHV|WELLS FARGO SECURITIES, LLC|15575
IIPR|INNOVATIVE INDS PPTY|WEDB|WEDBUSH SECURITIES INC.|645
IIPR|INNOVATIVE INDS PPTY|WGIF|CIBC World Markets Inc.|2901
IIPR|INNOVATIVE INDS PPTY|WSEA|WOLVERINE SECURITIES, LLC|1731
IIPR|INNOVATIVE INDS PPTY|XIST|INSTINET, LLC|23600
IIPR|INNOVATIVE INDS PPTY|XPQR|Jump Trading|100
IIPR|INNOVATIVE INDS PPTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
IIPR|INNOVATIVE INDS PPTY|YKNA|COMHAR CAPITAL MARKETS, LLC|6175
IIPR|INNOVATIVE INDS PPTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2320
IIPR$A|INNOVATIVE INDS 9% A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|431
IIPR$A|INNOVATIVE INDS 9% A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
IIPR$A|INNOVATIVE INDS 9% A|DEAN|MORGAN STANLEY|200
IIPR$A|INNOVATIVE INDS 9% A|EBXL|EBX LLC|200
IIPR$A|INNOVATIVE INDS 9% A|ETRS|E*Trade Securities LLC|1245
IIPR$A|INNOVATIVE INDS 9% A|FILL|Tradestation Securities, Inc.|10
IIPR$A|INNOVATIVE INDS 9% A|GTSZ|GTS SECURITIES LLC|100
IIPR$A|INNOVATIVE INDS 9% A|HRBF|American Enterprise Investment Services Inc.|545
IIPR$A|INNOVATIVE INDS 9% A|IBKR|Interactive Brokers Llc|1458
IIPR$A|INNOVATIVE INDS 9% A|INCA|INSTINET, LLC|200
IIPR$A|INNOVATIVE INDS 9% A|KCGM|VIRTU Americas LLC|5
IIPR$A|INNOVATIVE INDS 9% A|LIME|Lime Brokerage LLC|440
IIPR$A|INNOVATIVE INDS 9% A|MSCO|MORGAN STANLEY & CO. LLC|214
IIPR$A|INNOVATIVE INDS 9% A|NFSC|National Financial Services LLC|1336
IIPR$A|INNOVATIVE INDS 9% A|NITE|VIRTU Americas LLC|5347
IIPR$A|INNOVATIVE INDS 9% A|RBCM|RBC CAPITAL MARKETS, LLC|456
IIPR$A|INNOVATIVE INDS 9% A|SWIM|TD Ameritrade, Inc.|1410
IIPR$A|INNOVATIVE INDS 9% A|UBSA|UBS SECURITIES LLC|300
IIPR$A|INNOVATIVE INDS 9% A|UBSS|UBS Securities LLC|2320
IIPR$A|INNOVATIVE INDS 9% A|WSEA|WOLVERINE SECURITIES, LLC|5
IIPR$A|INNOVATIVE INDS 9% A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
IIVI|I I V I INC       ##|ABLE|NATIXIS Securities Americas LLC|86800
IIVI|I I V I INC       ##|AGCP|AEGIS CAPITAL CORP.|200
IIVI|I I V I INC       ##|ALTX|Alternet Securities Inc.|4793
IIVI|I I V I INC       ##|ANDG|Andrew Garrett Inc.|500
IIVI|I I V I INC       ##|ANOS|ABEL/NOSER, L.L.C.|155
IIVI|I I V I INC       ##|APCC|Apex Clearing Corporation|1801
IIVI|I I V I INC       ##|BATM|CBOE TRADING, INC.|5101
IIVI|I I V I INC       ##|BERN|Sanford C. Bernstein & Co., LLC|326430
IIVI|I I V I INC       ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3404
IIVI|I I V I INC       ##|BLKX|INSTINET, LLC|40410
IIVI|I I V I INC       ##|BMOC|BMO Capital Markets Corp.|9722
IIVI|I I V I INC       ##|BNPX|BNP PARIBAS SECURITIES CORP.|46819
IIVI|I I V I INC       ##|BRVL|BLAYLOCK VAN, LLC|400
IIVI|I I V I INC       ##|BTIG|BTIG, LLC|8797
IIVI|I I V I INC       ##|BYXM|CBOE TRADING, INC.|863
IIVI|I I V I INC       ##|BZYD|GOLDMAN SACHS & CO. LLC|200
IIVI|I I V I INC       ##|CANT|Cantor Fitzgerald & Co.|15626
IIVI|I I V I INC       ##|CHAS|Charles Schwab & Co., Inc.|17966
IIVI|I I V I INC       ##|CHLM|Craig-Hallum Capital Group LLC|8674
IIVI|I I V I INC       ##|CIST|Capital Institutional Services, Inc.|7
IIVI|I I V I INC       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40228
IIVI|I I V I INC       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5500
IIVI|I I V I INC       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|249575
IIVI|I I V I INC       ##|CTDL|Citadel Derivatives Group Llc|9538
IIVI|I I V I INC       ##|CTLR|CUTLER GROUP, LP|200
IIVI|I I V I INC       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|55854
IIVI|I I V I INC       ##|DBAB|Deutsche Bank Securities Inc.|355379
IIVI|I I V I INC       ##|DBAX|Deutsche Bank Securities Inc.|253900
IIVI|I I V I INC       ##|DBUL|Deutsche Bank Securities Inc.|2010
IIVI|I I V I INC       ##|DCHF|Dart Executions, LLC|500
IIVI|I I V I INC       ##|DEAN|MORGAN STANLEY|16011
IIVI|I I V I INC       ##|DEGS|RONIN PROFESSIONAL LLC|500
IIVI|I I V I INC       ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1789
IIVI|I I V I INC       ##|EBXL|EBX LLC|93600
IIVI|I I V I INC       ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1443
IIVI|I I V I INC       ##|EDJC|Edward Jones / CDS|32
IIVI|I I V I INC       ##|EDJO|Edward D. Jones & Co., L.P.|532
IIVI|I I V I INC       ##|EGAM|CBOE TRADING, INC.|26446
IIVI|I I V I INC       ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
IIVI|I I V I INC       ##|EGXM|CBOE TRADING, INC.|5234
IIVI|I I V I INC       ##|ELEV|ELEVATION, LLC|6624
IIVI|I I V I INC       ##|ETBE|Electronic Transaction Clearing, Inc.|187
IIVI|I I V I INC       ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4575
IIVI|I I V I INC       ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12050
IIVI|I I V I INC       ##|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
IIVI|I I V I INC       ##|ETRS|E*Trade Securities LLC|24820
IIVI|I I V I INC       ##|FBCO|Credit Suisse Securities (USA) LLC|707880
IIVI|I I V I INC       ##|FILL|Tradestation Securities, Inc.|4604
IIVI|I I V I INC       ##|FMAF|NBCN Inc./ CDS|4881
IIVI|I I V I INC       ##|FOMA|TD AMERITRADE CLEARING, INC.|86737
IIVI|I I V I INC       ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5480
IIVI|I I V I INC       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65807
IIVI|I I V I INC       ##|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|700
IIVI|I I V I INC       ##|FTBR|Foliofn Investments, Inc.|6533
IIVI|I I V I INC       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|18282
IIVI|I I V I INC       ##|GLIS|TD Securities Inc|1000
IIVI|I I V I INC       ##|GLPX|ACS EXECUTION SERVICES, LLC|2548
IIVI|I I V I INC       ##|GSCO|GOLDMAN SACHS & CO. LLC|1268596
IIVI|I I V I INC       ##|GSCS|GOLDMAN SACHS & CO. LLC|22335
IIVI|I I V I INC       ##|GSLT|GOLDMAN SACHS & CO. LLC|1799
IIVI|I I V I INC       ##|GTSZ|GTS SECURITIES LLC|34125
IIVI|I I V I INC       ##|HASF|Haywood Securities Inc./CDS|420
IIVI|I I V I INC       ##|HRBF|American Enterprise Investment Services Inc.|6085
IIVI|I I V I INC       ##|HSBC|HSBC Securities, Inc.|163283
IIVI|I I V I INC       ##|IATS|INTERACTIVE BROKERS LLC|4394
IIVI|I I V I INC       ##|IBKR|Interactive Brokers Llc|32493
IIVI|I I V I INC       ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|48
IIVI|I I V I INC       ##|ICBX|INSTINET, LLC|24900
IIVI|I I V I INC       ##|IEQY|CITADEL SECURITIES LLC|32027
IIVI|I I V I INC       ##|INCA|INSTINET, LLC|692581
IIVI|I I V I INC       ##|INJX|INSTINET, LLC|14145
IIVI|I I V I INC       ##|ITGI|ITG Inc.|31212
IIVI|I I V I INC       ##|ITGP|ITG INC.|70600
IIVI|I I V I INC       ##|JANY|Janney Montgomery Scott Inc.|479
IIVI|I I V I INC       ##|JEFF|JEFFERIES LLC|52250
IIVI|I I V I INC       ##|JMPT|JUMP TRADING, LLC|11435
IIVI|I I V I INC       ##|JPBX|J.P. MORGAN SECURITIES LLC|10637
IIVI|I I V I INC       ##|JPMX|J.P. Morgan Securities LLC|487124
IIVI|I I V I INC       ##|JSJX|JANE STREET CAPITAL LLC|8544
IIVI|I I V I INC       ##|KCGM|VIRTU Americas LLC|47216
IIVI|I I V I INC       ##|LEHM|Barclays Capital Inc./Le|622710
IIVI|I I V I INC       ##|LIME|Lime Brokerage LLC|136707
IIVI|I I V I INC       ##|LIWE|LIME BROKERAGE LLC|433
IIVI|I I V I INC       ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|44000
IIVI|I I V I INC       ##|LOOP|Loop Capital Markets LLC|787
IIVI|I I V I INC       ##|LQNA|LIQUIDNET, INC.|63800
IIVI|I I V I INC       ##|LSCI|Lek Securities Corporation|5413
IIVI|I I V I INC       ##|MACQ|Macquarie Capital (USA) Inc.|7735
IIVI|I I V I INC       ##|MAXM|Maxim Group LLC|6607
IIVI|I I V I INC       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|118724
IIVI|I I V I INC       ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1495
IIVI|I I V I INC       ##|MSCO|MORGAN STANLEY & CO. LLC|1474572
IIVI|I I V I INC       ##|MSPL|MORGAN STANLEY & CO. LLC|378700
IIVI|I I V I INC       ##|MSTX|MORGAN STANLEY & CO. LLC|62100
IIVI|I I V I INC       ##|NEED|Needham & Company, LLC|10100
IIVI|I I V I INC       ##|NEUB|NEUBERGER BERMAN BD LLC|55
IIVI|I I V I INC       ##|NFSC|National Financial Services LLC|70324
IIVI|I I V I INC       ##|NITE|VIRTU Americas LLC|223340
IIVI|I I V I INC       ##|NITP|VIRTU Americas LLC|1200
IIVI|I I V I INC       ##|NMRA|Nomura Securities International, Inc.|15950
IIVI|I I V I INC       ##|NORT|Northland Securities, Inc.|4240
IIVI|I I V I INC       ##|NQRB|Brut, LLC|14647
IIVI|I I V I INC       ##|NTRC|Northern Trust Securities, Inc.|142
IIVI|I I V I INC       ##|OPCO|Oppenheimer & Co. Inc.|824
IIVI|I I V I INC       ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4298
IIVI|I I V I INC       ##|PCPT|PHILLIP CAPITAL INC.|9517
IIVI|I I V I INC       ##|PDQM|CODA MARKETS, INC.|81421
IIVI|I I V I INC       ##|PHLY|NASDAQ Execution Services, LLC|2200
IIVI|I I V I INC       ##|PIPR|Piper Jaffray & Co.|7817
IIVI|I I V I INC       ##|PWJC|UBS Financial Services, Inc.|125
IIVI|I I V I INC       ##|RAJA|Raymond James & Associates, Inc.|14031
IIVI|I I V I INC       ##|RBCM|RBC CAPITAL MARKETS, LLC|4606
IIVI|I I V I INC       ##|RGLD|Regal Securities, Inc|250
IIVI|I I V I INC       ##|RILY|B. RILEY FBR, INC.|1200
IIVI|I I V I INC       ##|ROTH|Roth Capital Partners, LLC|5000
IIVI|I I V I INC       ##|SAGL|SAGETRADER, LLC|102
IIVI|I I V I INC       ##|SAGW|SAGETRADER, LLC|1396
IIVI|I I V I INC       ##|SBSH|Citigroup Global Markets Inc.|129127
IIVI|I I V I INC       ##|SGMT|GOLDMAN SACHS & CO. LLC|80554
IIVI|I I V I INC       ##|SOGO|Wang Investment Associates, Inc.|626
IIVI|I I V I INC       ##|SPDR|SPEEDROUTE LLC|3728
IIVI|I I V I INC       ##|SPTD|MINT GLOBAL MARKETS, INC.|2
IIVI|I I V I INC       ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
IIVI|I I V I INC       ##|STFL|Stifel, Nicolaus & Company, Incorporated|350
IIVI|I I V I INC       ##|SWIM|TD Ameritrade, Inc.|8120
IIVI|I I V I INC       ##|SWST|Hilltop Securities Inc.|454
IIVI|I I V I INC       ##|TKNG|ALLY INVEST SECURITIES LLC|1050
IIVI|I I V I INC       ##|TONC|CUTTONE & CO., LLC|2410
IIVI|I I V I INC       ##|TRBT|Tradebot Systems, Inc.|20441
IIVI|I I V I INC       ##|TRCM|TRC MARKETS LLC|92593
IIVI|I I V I INC       ##|UBSA|UBS SECURITIES LLC|481121
IIVI|I I V I INC       ##|UBSS|UBS Securities LLC|584438
IIVI|I I V I INC       ##|VALX|VIRTU AMERICAS LLC|12324
IIVI|I I V I INC       ##|VGRD|Vanguard Marketing Corporation|5489
IIVI|I I V I INC       ##|WABR|Wall Street Access|6967
IIVI|I I V I INC       ##|WBLR|WILLIAM BLAIR|75
IIVI|I I V I INC       ##|WBPX|SUMMIT SECURITIES GROUP, LLC|4030
IIVI|I I V I INC       ##|WCHV|WELLS FARGO SECURITIES, LLC|218304
IIVI|I I V I INC       ##|WEDB|WEDBUSH SECURITIES INC.|12500
IIVI|I I V I INC       ##|WEED|Weeden & Co.L.P.|18638
IIVI|I I V I INC       ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|881
IIVI|I I V I INC       ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2705
IIVI|I I V I INC       ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|134
IIVI|I I V I INC       ##|WSEA|WOLVERINE SECURITIES, LLC|1447
IIVI|I I V I INC       ##|XIST|INSTINET, LLC|68678
IIVI|I I V I INC       ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|23490
IIVI|I I V I INC       ##|YKNA|COMHAR CAPITAL MARKETS, LLC|600
IIVI|I I V I INC       ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1310
IJH|ISHARE CORE S&P MC|AGCP|AEGIS CAPITAL CORP.|6
IJH|ISHARE CORE S&P MC|AGIS|Aegis Capital Corp.|20
IJH|ISHARE CORE S&P MC|ALTX|Alternet Securities Inc.|28986
IJH|ISHARE CORE S&P MC|APCC|Apex Clearing Corporation|405
IJH|ISHARE CORE S&P MC|BACS|BETA CAPITAL SECURITIES LLC|36
IJH|ISHARE CORE S&P MC|BALE|M&T SECURITIES, INC.|250
IJH|ISHARE CORE S&P MC|BANK|Primevest Financial Services, Inc.|1867
IJH|ISHARE CORE S&P MC|BARD|Robert W. Baird & Co. Incorporated|19785
IJH|ISHARE CORE S&P MC|BATM|CBOE TRADING, INC.|20668
IJH|ISHARE CORE S&P MC|BAYC|BAY CREST PARTNERS, LLC|15
IJH|ISHARE CORE S&P MC|BAYT|BTIG, LLC|2070
IJH|ISHARE CORE S&P MC|BBNT|BB&T SECURITIES, LLC|10163
IJH|ISHARE CORE S&P MC|BERN|Sanford C. Bernstein & Co., LLC|87854
IJH|ISHARE CORE S&P MC|BKCM|BNY Mellon Capital Markets LLC|2140
IJH|ISHARE CORE S&P MC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|73998
IJH|ISHARE CORE S&P MC|BMOC|BMO Capital Markets Corp.|1
IJH|ISHARE CORE S&P MC|BRGE|Newbridge Securities Corp.|3
IJH|ISHARE CORE S&P MC|BTIG|BTIG, LLC|1124
IJH|ISHARE CORE S&P MC|BYXM|CBOE TRADING, INC.|700
IJH|ISHARE CORE S&P MC|CANT|Cantor Fitzgerald & Co.|193542
IJH|ISHARE CORE S&P MC|CHAS|Charles Schwab & Co., Inc.|39866
IJH|ISHARE CORE S&P MC|CICF|Canaccord Genuity Corp.|50
IJH|ISHARE CORE S&P MC|CIST|Capital Institutional Services, Inc.|40526
IJH|ISHARE CORE S&P MC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17971
IJH|ISHARE CORE S&P MC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
IJH|ISHARE CORE S&P MC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|126577
IJH|ISHARE CORE S&P MC|CSIN|Citadel Securities Institutional LLC|47914
IJH|ISHARE CORE S&P MC|CTDL|Citadel Derivatives Group Llc|54479
IJH|ISHARE CORE S&P MC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1012
IJH|ISHARE CORE S&P MC|DADA|D.A. Davidson & Co.|2794
IJH|ISHARE CORE S&P MC|DAVA|Davenport & Company LLC|520
IJH|ISHARE CORE S&P MC|DBAB|Deutsche Bank Securities Inc.|11988
IJH|ISHARE CORE S&P MC|DBAX|Deutsche Bank Securities Inc.|65300
IJH|ISHARE CORE S&P MC|DCHF|Dart Executions, LLC|260
IJH|ISHARE CORE S&P MC|DEAN|MORGAN STANLEY|49607
IJH|ISHARE CORE S&P MC|DEGS|RONIN PROFESSIONAL LLC|2600
IJH|ISHARE CORE S&P MC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7200
IJH|ISHARE CORE S&P MC|DLTA|DEALERWEB INC.|15000
IJH|ISHARE CORE S&P MC|EBXL|EBX LLC|120900
IJH|ISHARE CORE S&P MC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11830
IJH|ISHARE CORE S&P MC|EDJO|Edward D. Jones & Co., L.P.|119526
IJH|ISHARE CORE S&P MC|EGAM|CBOE TRADING, INC.|11799
IJH|ISHARE CORE S&P MC|EGAW|CBOE TRADING, INC.|100
IJH|ISHARE CORE S&P MC|EGXM|CBOE TRADING, INC.|5052
IJH|ISHARE CORE S&P MC|ETBE|Electronic Transaction Clearing, Inc.|14577
IJH|ISHARE CORE S&P MC|ETCB|ETC BROKERAGE SERVICES, LLC|38
IJH|ISHARE CORE S&P MC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48297
IJH|ISHARE CORE S&P MC|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|700
IJH|ISHARE CORE S&P MC|ETRS|E*Trade Securities LLC|13045
IJH|ISHARE CORE S&P MC|FBSB|U.S. Bancorp Investments, Inc.|4233
IJH|ISHARE CORE S&P MC|FIDT|Fidelity Clearing Canada ULC./ CDS|190
IJH|ISHARE CORE S&P MC|FILL|Tradestation Securities, Inc.|3521
IJH|ISHARE CORE S&P MC|FINX|FINTECH SECURITIES|21627
IJH|ISHARE CORE S&P MC|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|37270
IJH|ISHARE CORE S&P MC|FMAF|NBCN Inc./ CDS|3274
IJH|ISHARE CORE S&P MC|FQLS|Quantlab Securities LP|62294
IJH|ISHARE CORE S&P MC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75782
IJH|ISHARE CORE S&P MC|FTBR|Foliofn Investments, Inc.|4377
IJH|ISHARE CORE S&P MC|GBMT|GBM International, Inc.|7026
IJH|ISHARE CORE S&P MC|GEBB|GLOBAL EXECUTION BROKERS, LP|400
IJH|ISHARE CORE S&P MC|GLIS|TD Securities Inc|144
IJH|ISHARE CORE S&P MC|GLPX|ACS EXECUTION SERVICES, LLC|52377
IJH|ISHARE CORE S&P MC|GSCO|GOLDMAN SACHS & CO. LLC|382107
IJH|ISHARE CORE S&P MC|GSCS|GOLDMAN SACHS & CO. LLC|2129
IJH|ISHARE CORE S&P MC|GSLT|GOLDMAN SACHS & CO. LLC|23330
IJH|ISHARE CORE S&P MC|GTSZ|GTS SECURITIES LLC|82069
IJH|ISHARE CORE S&P MC|HRBF|American Enterprise Investment Services Inc.|218257
IJH|ISHARE CORE S&P MC|IATS|INTERACTIVE BROKERS LLC|3602
IJH|ISHARE CORE S&P MC|IBKR|Interactive Brokers Llc|7365
IJH|ISHARE CORE S&P MC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|197
IJH|ISHARE CORE S&P MC|ICBX|INSTINET, LLC|96642
IJH|ISHARE CORE S&P MC|INCA|INSTINET, LLC|149830
IJH|ISHARE CORE S&P MC|INJX|INSTINET, LLC|7760
IJH|ISHARE CORE S&P MC|ITGI|ITG Inc.|119065
IJH|ISHARE CORE S&P MC|ITGP|ITG INC.|14400
IJH|ISHARE CORE S&P MC|JANY|Janney Montgomery Scott Inc.|15955
IJH|ISHARE CORE S&P MC|JEFF|JEFFERIES LLC|10640
IJH|ISHARE CORE S&P MC|JMPT|JUMP TRADING, LLC|19862
IJH|ISHARE CORE S&P MC|JPMX|J.P. Morgan Securities LLC|40620
IJH|ISHARE CORE S&P MC|JSEB|JANE STREET EXECUTION SERVICES, LLC|3127
IJH|ISHARE CORE S&P MC|JSJX|JANE STREET CAPITAL LLC|602179
IJH|ISHARE CORE S&P MC|KCGM|VIRTU Americas LLC|34877
IJH|ISHARE CORE S&P MC|LEHM|Barclays Capital Inc./Le|233627
IJH|ISHARE CORE S&P MC|LIME|Lime Brokerage LLC|44759
IJH|ISHARE CORE S&P MC|LMGP|LIME BROKERAGE LLC|60
IJH|ISHARE CORE S&P MC|MACC|Mid Atlantic Capital Corporation|12773
IJH|ISHARE CORE S&P MC|MAXM|Maxim Group LLC|19967
IJH|ISHARE CORE S&P MC|MCMF|Raymond James Ltd. Cds|325
IJH|ISHARE CORE S&P MC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16278
IJH|ISHARE CORE S&P MC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9516
IJH|ISHARE CORE S&P MC|MOTF|MOTIF INVESTING, INC.|5
IJH|ISHARE CORE S&P MC|MSCO|MORGAN STANLEY & CO. LLC|4569366
IJH|ISHARE CORE S&P MC|MSPL|MORGAN STANLEY & CO. LLC|27600
IJH|ISHARE CORE S&P MC|MSTX|MORGAN STANLEY & CO. LLC|1400
IJH|ISHARE CORE S&P MC|NBCS|NBC Securities, INC.|140
IJH|ISHARE CORE S&P MC|NEUB|NEUBERGER BERMAN BD LLC|315
IJH|ISHARE CORE S&P MC|NFSC|National Financial Services LLC|887457
IJH|ISHARE CORE S&P MC|NITE|VIRTU Americas LLC|1427354
IJH|ISHARE CORE S&P MC|NITP|VIRTU Americas LLC|19746
IJH|ISHARE CORE S&P MC|NQRB|Brut, LLC|32579
IJH|ISHARE CORE S&P MC|NTBF|BMO Nesbitt Burns Inc./CDS|12
IJH|ISHARE CORE S&P MC|NTRC|Northern Trust Securities, Inc.|648
IJH|ISHARE CORE S&P MC|OHOS|TWO SIGMA SECURITIES, LLC|93941
IJH|ISHARE CORE S&P MC|OPCO|Oppenheimer & Co. Inc.|18475
IJH|ISHARE CORE S&P MC|PASL|Pershing Advisor Solutions LLC|89
IJH|ISHARE CORE S&P MC|PDQM|CODA MARKETS, INC.|1882
IJH|ISHARE CORE S&P MC|PHLY|NASDAQ Execution Services, LLC|200
IJH|ISHARE CORE S&P MC|PIPR|Piper Jaffray & Co.|207
IJH|ISHARE CORE S&P MC|PWJC|UBS Financial Services, Inc.|1079
IJH|ISHARE CORE S&P MC|QMSR|QUATTRO M SECURITIES INC.|67570
IJH|ISHARE CORE S&P MC|RBCM|RBC CAPITAL MARKETS, LLC|37940
IJH|ISHARE CORE S&P MC|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2700
IJH|ISHARE CORE S&P MC|SALI|INTL FCSTONE FINANCIAL INC.|388
IJH|ISHARE CORE S&P MC|SBRX|MURIEL SIEBERT & CO INC|380
IJH|ISHARE CORE S&P MC|SBSH|Citigroup Global Markets Inc.|9007
IJH|ISHARE CORE S&P MC|SEIC|SEI Investments Distribution Co.|22898
IJH|ISHARE CORE S&P MC|SGMT|GOLDMAN SACHS & CO. LLC|55835
IJH|ISHARE CORE S&P MC|SHMR|ABN Amro Clearing LLC|82055
IJH|ISHARE CORE S&P MC|SPDR|SPEEDROUTE LLC|1700
IJH|ISHARE CORE S&P MC|SPHN|Stephens Inc.|414
IJH|ISHARE CORE S&P MC|STFL|Stifel, Nicolaus & Company, Incorporated|19431
IJH|ISHARE CORE S&P MC|STXG|Stockcross Financial Services, Inc.|3
IJH|ISHARE CORE S&P MC|SWIM|TD Ameritrade, Inc.|2426
IJH|ISHARE CORE S&P MC|SWST|Hilltop Securities Inc.|32349
IJH|ISHARE CORE S&P MC|TKNG|ALLY INVEST SECURITIES LLC|10702
IJH|ISHARE CORE S&P MC|TRBT|Tradebot Systems, Inc.|571369
IJH|ISHARE CORE S&P MC|TRCM|TRC MARKETS LLC|679496
IJH|ISHARE CORE S&P MC|UBSA|UBS SECURITIES LLC|150412
IJH|ISHARE CORE S&P MC|UBSS|UBS Securities LLC|723652
IJH|ISHARE CORE S&P MC|VALX|VIRTU AMERICAS LLC|4231
IJH|ISHARE CORE S&P MC|VFIN|National Securities Corporation|23000
IJH|ISHARE CORE S&P MC|VGRD|Vanguard Marketing Corporation|13042
IJH|ISHARE CORE S&P MC|VNDS|VANDHAM SECURITIES CORP|3928
IJH|ISHARE CORE S&P MC|WABR|Wall Street Access|400
IJH|ISHARE CORE S&P MC|WBET|Wallachbeth Capital LLC|14802
IJH|ISHARE CORE S&P MC|WBLR|WILLIAM BLAIR|1225
IJH|ISHARE CORE S&P MC|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
IJH|ISHARE CORE S&P MC|WCHV|WELLS FARGO SECURITIES, LLC|471606
IJH|ISHARE CORE S&P MC|WEDB|WEDBUSH SECURITIES INC.|205
IJH|ISHARE CORE S&P MC|WEED|Weeden & Co.L.P.|499
IJH|ISHARE CORE S&P MC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6982
IJH|ISHARE CORE S&P MC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|226198
IJH|ISHARE CORE S&P MC|WGIF|CIBC World Markets Inc.|15240
IJH|ISHARE CORE S&P MC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|95
IJH|ISHARE CORE S&P MC|WORD|Worden Capital Management LLC|8
IJH|ISHARE CORE S&P MC|WSEA|WOLVERINE SECURITIES, LLC|23496
IJH|ISHARE CORE S&P MC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|20000
IJH|ISHARE CORE S&P MC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26834
IJH|ISHARE CORE S&P MC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|361657
IJJ|ISHARES S&P MID-CAP|ALTX|Alternet Securities Inc.|1863
IJJ|ISHARES S&P MID-CAP|APCC|Apex Clearing Corporation|3925
IJJ|ISHARES S&P MID-CAP|BALE|M&T SECURITIES, INC.|368
IJJ|ISHARES S&P MID-CAP|BANK|Primevest Financial Services, Inc.|1808
IJJ|ISHARES S&P MID-CAP|BARD|Robert W. Baird & Co. Incorporated|1146
IJJ|ISHARES S&P MID-CAP|BBNT|BB&T SECURITIES, LLC|245
IJJ|ISHARES S&P MID-CAP|BERN|Sanford C. Bernstein & Co., LLC|1460
IJJ|ISHARES S&P MID-CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7097
IJJ|ISHARES S&P MID-CAP|CANT|Cantor Fitzgerald & Co.|5438
IJJ|ISHARES S&P MID-CAP|CHAS|Charles Schwab & Co., Inc.|1260
IJJ|ISHARES S&P MID-CAP|CIST|Capital Institutional Services, Inc.|9331
IJJ|ISHARES S&P MID-CAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17610
IJJ|ISHARES S&P MID-CAP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IJJ|ISHARES S&P MID-CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3483
IJJ|ISHARES S&P MID-CAP|CTDL|Citadel Derivatives Group Llc|12900
IJJ|ISHARES S&P MID-CAP|DADA|D.A. Davidson & Co.|4340
IJJ|ISHARES S&P MID-CAP|DAVA|Davenport & Company LLC|121
IJJ|ISHARES S&P MID-CAP|DBAX|Deutsche Bank Securities Inc.|6100
IJJ|ISHARES S&P MID-CAP|DEAN|MORGAN STANLEY|19174
IJJ|ISHARES S&P MID-CAP|DLTA|DEALERWEB INC.|12000
IJJ|ISHARES S&P MID-CAP|EBXL|EBX LLC|1900
IJJ|ISHARES S&P MID-CAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
IJJ|ISHARES S&P MID-CAP|EDJO|Edward D. Jones & Co., L.P.|198460
IJJ|ISHARES S&P MID-CAP|EGAM|CBOE TRADING, INC.|300
IJJ|ISHARES S&P MID-CAP|EGXM|CBOE TRADING, INC.|100
IJJ|ISHARES S&P MID-CAP|ETBE|Electronic Transaction Clearing, Inc.|129
IJJ|ISHARES S&P MID-CAP|ETRS|E*Trade Securities LLC|222
IJJ|ISHARES S&P MID-CAP|FBSB|U.S. Bancorp Investments, Inc.|726
IJJ|ISHARES S&P MID-CAP|FILL|Tradestation Securities, Inc.|200
IJJ|ISHARES S&P MID-CAP|FINX|FINTECH SECURITIES|3082
IJJ|ISHARES S&P MID-CAP|FMAF|NBCN Inc./ CDS|11
IJJ|ISHARES S&P MID-CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7255
IJJ|ISHARES S&P MID-CAP|FTBR|Foliofn Investments, Inc.|4544
IJJ|ISHARES S&P MID-CAP|GLPX|ACS EXECUTION SERVICES, LLC|110
IJJ|ISHARES S&P MID-CAP|GSCO|GOLDMAN SACHS & CO. LLC|61324
IJJ|ISHARES S&P MID-CAP|GSLT|GOLDMAN SACHS & CO. LLC|40
IJJ|ISHARES S&P MID-CAP|GTSZ|GTS SECURITIES LLC|200
IJJ|ISHARES S&P MID-CAP|HRBF|American Enterprise Investment Services Inc.|55510
IJJ|ISHARES S&P MID-CAP|IATS|INTERACTIVE BROKERS LLC|494
IJJ|ISHARES S&P MID-CAP|IBKR|Interactive Brokers Llc|267
IJJ|ISHARES S&P MID-CAP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
IJJ|ISHARES S&P MID-CAP|ICBX|INSTINET, LLC|1212
IJJ|ISHARES S&P MID-CAP|INCA|INSTINET, LLC|3933
IJJ|ISHARES S&P MID-CAP|INJX|INSTINET, LLC|204
IJJ|ISHARES S&P MID-CAP|ITGI|ITG Inc.|17440
IJJ|ISHARES S&P MID-CAP|JANY|Janney Montgomery Scott Inc.|66
IJJ|ISHARES S&P MID-CAP|JEFF|JEFFERIES LLC|668
IJJ|ISHARES S&P MID-CAP|JPMX|J.P. Morgan Securities LLC|3496
IJJ|ISHARES S&P MID-CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|123871
IJJ|ISHARES S&P MID-CAP|JSJX|JANE STREET CAPITAL LLC|99411
IJJ|ISHARES S&P MID-CAP|KCGM|VIRTU Americas LLC|2564
IJJ|ISHARES S&P MID-CAP|LEHM|Barclays Capital Inc./Le|17071
IJJ|ISHARES S&P MID-CAP|LIME|Lime Brokerage LLC|9599
IJJ|ISHARES S&P MID-CAP|LSCI|Lek Securities Corporation|1
IJJ|ISHARES S&P MID-CAP|MACC|Mid Atlantic Capital Corporation|423
IJJ|ISHARES S&P MID-CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2572
IJJ|ISHARES S&P MID-CAP|MOTF|MOTIF INVESTING, INC.|1
IJJ|ISHARES S&P MID-CAP|MSCO|MORGAN STANLEY & CO. LLC|86292
IJJ|ISHARES S&P MID-CAP|MSPL|MORGAN STANLEY & CO. LLC|100100
IJJ|ISHARES S&P MID-CAP|NFSC|National Financial Services LLC|115427
IJJ|ISHARES S&P MID-CAP|NITE|VIRTU Americas LLC|144718
IJJ|ISHARES S&P MID-CAP|NTRC|Northern Trust Securities, Inc.|150
IJJ|ISHARES S&P MID-CAP|OPCO|Oppenheimer & Co. Inc.|1279
IJJ|ISHARES S&P MID-CAP|PDQM|CODA MARKETS, INC.|110
IJJ|ISHARES S&P MID-CAP|PIPR|Piper Jaffray & Co.|1596
IJJ|ISHARES S&P MID-CAP|PWJC|UBS Financial Services, Inc.|667
IJJ|ISHARES S&P MID-CAP|RBCM|RBC CAPITAL MARKETS, LLC|3085
IJJ|ISHARES S&P MID-CAP|SALI|INTL FCSTONE FINANCIAL INC.|103
IJJ|ISHARES S&P MID-CAP|SBSH|Citigroup Global Markets Inc.|1022
IJJ|ISHARES S&P MID-CAP|SEIC|SEI Investments Distribution Co.|963
IJJ|ISHARES S&P MID-CAP|SGMT|GOLDMAN SACHS & CO. LLC|10503
IJJ|ISHARES S&P MID-CAP|SHMR|ABN Amro Clearing LLC|50
IJJ|ISHARES S&P MID-CAP|SPDR|SPEEDROUTE LLC|100
IJJ|ISHARES S&P MID-CAP|SPHN|Stephens Inc.|18
IJJ|ISHARES S&P MID-CAP|STFL|Stifel, Nicolaus & Company, Incorporated|7183
IJJ|ISHARES S&P MID-CAP|STXG|Stockcross Financial Services, Inc.|31
IJJ|ISHARES S&P MID-CAP|SWIM|TD Ameritrade, Inc.|255
IJJ|ISHARES S&P MID-CAP|SWST|Hilltop Securities Inc.|11824
IJJ|ISHARES S&P MID-CAP|TRCM|TRC MARKETS LLC|193
IJJ|ISHARES S&P MID-CAP|UBSA|UBS SECURITIES LLC|27928
IJJ|ISHARES S&P MID-CAP|UBSS|UBS Securities LLC|117872
IJJ|ISHARES S&P MID-CAP|VALX|VIRTU AMERICAS LLC|2133
IJJ|ISHARES S&P MID-CAP|VGRD|Vanguard Marketing Corporation|1924
IJJ|ISHARES S&P MID-CAP|WABR|Wall Street Access|2600
IJJ|ISHARES S&P MID-CAP|WCHV|WELLS FARGO SECURITIES, LLC|84736
IJJ|ISHARES S&P MID-CAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|517
IJJ|ISHARES S&P MID-CAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1149
IJJ|ISHARES S&P MID-CAP|WGIF|CIBC World Markets Inc.|50
IJJ|ISHARES S&P MID-CAP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|186
IJJ|ISHARES S&P MID-CAP|WSEA|WOLVERINE SECURITIES, LLC|5229
IJJ|ISHARES S&P MID-CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18783
IJK|ISHARES S&P MID-CAP|ALTX|Alternet Securities Inc.|1139
IJK|ISHARES S&P MID-CAP|APCC|Apex Clearing Corporation|55
IJK|ISHARES S&P MID-CAP|BANK|Primevest Financial Services, Inc.|16
IJK|ISHARES S&P MID-CAP|BARD|Robert W. Baird & Co. Incorporated|707
IJK|ISHARES S&P MID-CAP|BATM|CBOE TRADING, INC.|101
IJK|ISHARES S&P MID-CAP|BAYT|BTIG, LLC|357790
IJK|ISHARES S&P MID-CAP|BBNT|BB&T SECURITIES, LLC|300
IJK|ISHARES S&P MID-CAP|BERN|Sanford C. Bernstein & Co., LLC|13549
IJK|ISHARES S&P MID-CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1566
IJK|ISHARES S&P MID-CAP|BYXM|CBOE TRADING, INC.|79
IJK|ISHARES S&P MID-CAP|CANT|Cantor Fitzgerald & Co.|591
IJK|ISHARES S&P MID-CAP|CHAS|Charles Schwab & Co., Inc.|68
IJK|ISHARES S&P MID-CAP|CIST|Capital Institutional Services, Inc.|6271
IJK|ISHARES S&P MID-CAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1710
IJK|ISHARES S&P MID-CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11523
IJK|ISHARES S&P MID-CAP|CSIN|Citadel Securities Institutional LLC|7221
IJK|ISHARES S&P MID-CAP|CTDL|Citadel Derivatives Group Llc|5723
IJK|ISHARES S&P MID-CAP|CTLR|CUTLER GROUP, LP|271
IJK|ISHARES S&P MID-CAP|DADA|D.A. Davidson & Co.|3087
IJK|ISHARES S&P MID-CAP|DBAX|Deutsche Bank Securities Inc.|5200
IJK|ISHARES S&P MID-CAP|DEAN|MORGAN STANLEY|13056
IJK|ISHARES S&P MID-CAP|DEGS|RONIN PROFESSIONAL LLC|3567
IJK|ISHARES S&P MID-CAP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1164
IJK|ISHARES S&P MID-CAP|EBXL|EBX LLC|8200
IJK|ISHARES S&P MID-CAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1900
IJK|ISHARES S&P MID-CAP|EDJO|Edward D. Jones & Co., L.P.|15301
IJK|ISHARES S&P MID-CAP|EGAM|CBOE TRADING, INC.|2400
IJK|ISHARES S&P MID-CAP|EGMT|EG MARKET TECHNOLOGIES LLC|100
IJK|ISHARES S&P MID-CAP|EGXM|CBOE TRADING, INC.|2150
IJK|ISHARES S&P MID-CAP|ETBE|Electronic Transaction Clearing, Inc.|203
IJK|ISHARES S&P MID-CAP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
IJK|ISHARES S&P MID-CAP|ETRS|E*Trade Securities LLC|1489
IJK|ISHARES S&P MID-CAP|FBSB|U.S. Bancorp Investments, Inc.|433
IJK|ISHARES S&P MID-CAP|FINX|FINTECH SECURITIES|3109
IJK|ISHARES S&P MID-CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2640
IJK|ISHARES S&P MID-CAP|FTBR|Foliofn Investments, Inc.|4748
IJK|ISHARES S&P MID-CAP|GLPX|ACS EXECUTION SERVICES, LLC|1542
IJK|ISHARES S&P MID-CAP|GSCO|GOLDMAN SACHS & CO. LLC|1605
IJK|ISHARES S&P MID-CAP|GSCS|GOLDMAN SACHS & CO. LLC|1
IJK|ISHARES S&P MID-CAP|GSLT|GOLDMAN SACHS & CO. LLC|22039
IJK|ISHARES S&P MID-CAP|GTSZ|GTS SECURITIES LLC|3600
IJK|ISHARES S&P MID-CAP|HRBF|American Enterprise Investment Services Inc.|43325
IJK|ISHARES S&P MID-CAP|IATS|INTERACTIVE BROKERS LLC|760
IJK|ISHARES S&P MID-CAP|IBKR|Interactive Brokers Llc|30
IJK|ISHARES S&P MID-CAP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
IJK|ISHARES S&P MID-CAP|ICBX|INSTINET, LLC|5925
IJK|ISHARES S&P MID-CAP|INCA|INSTINET, LLC|1740
IJK|ISHARES S&P MID-CAP|ITGI|ITG Inc.|17028
IJK|ISHARES S&P MID-CAP|ITGP|ITG INC.|800
IJK|ISHARES S&P MID-CAP|JANY|Janney Montgomery Scott Inc.|1062
IJK|ISHARES S&P MID-CAP|JEFF|JEFFERIES LLC|400
IJK|ISHARES S&P MID-CAP|JMPT|JUMP TRADING, LLC|634
IJK|ISHARES S&P MID-CAP|JPMX|J.P. Morgan Securities LLC|151464
IJK|ISHARES S&P MID-CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|12432
IJK|ISHARES S&P MID-CAP|JSJX|JANE STREET CAPITAL LLC|112379
IJK|ISHARES S&P MID-CAP|KCGM|VIRTU Americas LLC|18158
IJK|ISHARES S&P MID-CAP|LEHM|Barclays Capital Inc./Le|14176
IJK|ISHARES S&P MID-CAP|LIME|Lime Brokerage LLC|13923
IJK|ISHARES S&P MID-CAP|MACC|Mid Atlantic Capital Corporation|1396
IJK|ISHARES S&P MID-CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
IJK|ISHARES S&P MID-CAP|MOTF|MOTIF INVESTING, INC.|1
IJK|ISHARES S&P MID-CAP|MSCO|MORGAN STANLEY & CO. LLC|77581
IJK|ISHARES S&P MID-CAP|MSPL|MORGAN STANLEY & CO. LLC|36600
IJK|ISHARES S&P MID-CAP|NFSC|National Financial Services LLC|129993
IJK|ISHARES S&P MID-CAP|NITE|VIRTU Americas LLC|204416
IJK|ISHARES S&P MID-CAP|NITP|VIRTU Americas LLC|1000
IJK|ISHARES S&P MID-CAP|NQRB|Brut, LLC|16769
IJK|ISHARES S&P MID-CAP|NTRC|Northern Trust Securities, Inc.|138
IJK|ISHARES S&P MID-CAP|OPCO|Oppenheimer & Co. Inc.|628
IJK|ISHARES S&P MID-CAP|PDQM|CODA MARKETS, INC.|27642
IJK|ISHARES S&P MID-CAP|PIPR|Piper Jaffray & Co.|1141
IJK|ISHARES S&P MID-CAP|PWJC|UBS Financial Services, Inc.|193
IJK|ISHARES S&P MID-CAP|RBCM|RBC CAPITAL MARKETS, LLC|4587
IJK|ISHARES S&P MID-CAP|SAGL|SAGETRADER, LLC|700
IJK|ISHARES S&P MID-CAP|SALI|INTL FCSTONE FINANCIAL INC.|868
IJK|ISHARES S&P MID-CAP|SBSH|Citigroup Global Markets Inc.|637
IJK|ISHARES S&P MID-CAP|SEIC|SEI Investments Distribution Co.|1039
IJK|ISHARES S&P MID-CAP|SGMT|GOLDMAN SACHS & CO. LLC|7156
IJK|ISHARES S&P MID-CAP|SHMR|ABN Amro Clearing LLC|424
IJK|ISHARES S&P MID-CAP|SPDR|SPEEDROUTE LLC|1300
IJK|ISHARES S&P MID-CAP|SPHN|Stephens Inc.|636
IJK|ISHARES S&P MID-CAP|STFL|Stifel, Nicolaus & Company, Incorporated|9593
IJK|ISHARES S&P MID-CAP|STKP|STOCKPILE INVESTMENTS, INC.|20
IJK|ISHARES S&P MID-CAP|STXG|Stockcross Financial Services, Inc.|23
IJK|ISHARES S&P MID-CAP|SWIM|TD Ameritrade, Inc.|738
IJK|ISHARES S&P MID-CAP|SWST|Hilltop Securities Inc.|9264
IJK|ISHARES S&P MID-CAP|TKNG|ALLY INVEST SECURITIES LLC|6
IJK|ISHARES S&P MID-CAP|TRCM|TRC MARKETS LLC|543
IJK|ISHARES S&P MID-CAP|UBSA|UBS SECURITIES LLC|30452
IJK|ISHARES S&P MID-CAP|UBSS|UBS Securities LLC|140123
IJK|ISHARES S&P MID-CAP|VALX|VIRTU AMERICAS LLC|2526
IJK|ISHARES S&P MID-CAP|VGRD|Vanguard Marketing Corporation|1421
IJK|ISHARES S&P MID-CAP|WBET|Wallachbeth Capital LLC|3025
IJK|ISHARES S&P MID-CAP|WBLR|WILLIAM BLAIR|772
IJK|ISHARES S&P MID-CAP|WCHV|WELLS FARGO SECURITIES, LLC|71353
IJK|ISHARES S&P MID-CAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|315
IJK|ISHARES S&P MID-CAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1628
IJK|ISHARES S&P MID-CAP|WGIF|CIBC World Markets Inc.|60
IJK|ISHARES S&P MID-CAP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|34
IJK|ISHARES S&P MID-CAP|WSEA|WOLVERINE SECURITIES, LLC|1257
IJK|ISHARES S&P MID-CAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
IJK|ISHARES S&P MID-CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25816
IJR|ISHARE CORE S&P SC|ADAM|CANACCORD GENUITY INC.|744
IJR|ISHARE CORE S&P SC|AGCP|AEGIS CAPITAL CORP.|35
IJR|ISHARE CORE S&P SC|AGIS|Aegis Capital Corp.|45
IJR|ISHARE CORE S&P SC|ALTX|Alternet Securities Inc.|64777
IJR|ISHARE CORE S&P SC|ANOS|ABEL/NOSER, L.L.C.|17691
IJR|ISHARE CORE S&P SC|APCC|Apex Clearing Corporation|5060
IJR|ISHARE CORE S&P SC|BALE|M&T SECURITIES, INC.|1035
IJR|ISHARE CORE S&P SC|BANK|Primevest Financial Services, Inc.|4908
IJR|ISHARE CORE S&P SC|BARD|Robert W. Baird & Co. Incorporated|35815
IJR|ISHARE CORE S&P SC|BATM|CBOE TRADING, INC.|26344
IJR|ISHARE CORE S&P SC|BAYC|BAY CREST PARTNERS, LLC|401582
IJR|ISHARE CORE S&P SC|BAYT|BTIG, LLC|70672
IJR|ISHARE CORE S&P SC|BBNT|BB&T SECURITIES, LLC|14931
IJR|ISHARE CORE S&P SC|BERN|Sanford C. Bernstein & Co., LLC|125783
IJR|ISHARE CORE S&P SC|BKCM|BNY Mellon Capital Markets LLC|2280
IJR|ISHARE CORE S&P SC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|124373
IJR|ISHARE CORE S&P SC|BLKX|INSTINET, LLC|104600
IJR|ISHARE CORE S&P SC|BMAK|BMA SECURITIES|250
IJR|ISHARE CORE S&P SC|BNCH|The Benchmark Company, LLC|96486
IJR|ISHARE CORE S&P SC|BNPX|BNP PARIBAS SECURITIES CORP.|108604
IJR|ISHARE CORE S&P SC|BTIG|BTIG, LLC|6603
IJR|ISHARE CORE S&P SC|BYXM|CBOE TRADING, INC.|1762
IJR|ISHARE CORE S&P SC|CANT|Cantor Fitzgerald & Co.|3246237
IJR|ISHARE CORE S&P SC|CHAS|Charles Schwab & Co., Inc.|124492
IJR|ISHARE CORE S&P SC|CICF|Canaccord Genuity Corp.|231
IJR|ISHARE CORE S&P SC|CIST|Capital Institutional Services, Inc.|140450
IJR|ISHARE CORE S&P SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|158811
IJR|ISHARE CORE S&P SC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|167
IJR|ISHARE CORE S&P SC|CRFN|ROBINHOOD FINANCIAL, LLC|1
IJR|ISHARE CORE S&P SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|785392
IJR|ISHARE CORE S&P SC|CSIN|Citadel Securities Institutional LLC|870157
IJR|ISHARE CORE S&P SC|CTDL|Citadel Derivatives Group Llc|899899
IJR|ISHARE CORE S&P SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|44454
IJR|ISHARE CORE S&P SC|DADA|D.A. Davidson & Co.|7360
IJR|ISHARE CORE S&P SC|DAVA|Davenport & Company LLC|2665
IJR|ISHARE CORE S&P SC|DBAB|Deutsche Bank Securities Inc.|51336
IJR|ISHARE CORE S&P SC|DBAX|Deutsche Bank Securities Inc.|249100
IJR|ISHARE CORE S&P SC|DBUL|Deutsche Bank Securities Inc.|2998
IJR|ISHARE CORE S&P SC|DCHF|Dart Executions, LLC|640
IJR|ISHARE CORE S&P SC|DEAN|MORGAN STANLEY|154816
IJR|ISHARE CORE S&P SC|DEGS|RONIN PROFESSIONAL LLC|16500
IJR|ISHARE CORE S&P SC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11134
IJR|ISHARE CORE S&P SC|EBXL|EBX LLC|366800
IJR|ISHARE CORE S&P SC|ECUT|CONVERGEX EXECUTION SOLUTIONS|64403
IJR|ISHARE CORE S&P SC|EDJC|Edward Jones / CDS|100
IJR|ISHARE CORE S&P SC|EDJO|Edward D. Jones & Co., L.P.|265376
IJR|ISHARE CORE S&P SC|EGAM|CBOE TRADING, INC.|26312
IJR|ISHARE CORE S&P SC|EGAW|CBOE TRADING, INC.|300
IJR|ISHARE CORE S&P SC|EGXM|CBOE TRADING, INC.|16415
IJR|ISHARE CORE S&P SC|EGXW|CBOE TRADING, INC.|271
IJR|ISHARE CORE S&P SC|ETBE|Electronic Transaction Clearing, Inc.|92322
IJR|ISHARE CORE S&P SC|ETCB|ETC BROKERAGE SERVICES, LLC|524
IJR|ISHARE CORE S&P SC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|74736
IJR|ISHARE CORE S&P SC|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|600
IJR|ISHARE CORE S&P SC|ETRS|E*Trade Securities LLC|152566
IJR|ISHARE CORE S&P SC|FBSB|U.S. Bancorp Investments, Inc.|6374
IJR|ISHARE CORE S&P SC|FIDT|Fidelity Clearing Canada ULC./ CDS|1095
IJR|ISHARE CORE S&P SC|FILL|Tradestation Securities, Inc.|11404
IJR|ISHARE CORE S&P SC|FINX|FINTECH SECURITIES|30409
IJR|ISHARE CORE S&P SC|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|801669
IJR|ISHARE CORE S&P SC|FMAF|NBCN Inc./ CDS|3181
IJR|ISHARE CORE S&P SC|FMCO|First Manhattan Co|1360
IJR|ISHARE CORE S&P SC|FQLS|Quantlab Securities LP|209325
IJR|ISHARE CORE S&P SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|427077
IJR|ISHARE CORE S&P SC|FTBR|Foliofn Investments, Inc.|120017
IJR|ISHARE CORE S&P SC|GBMT|GBM International, Inc.|8099
IJR|ISHARE CORE S&P SC|GLIS|TD Securities Inc|2347
IJR|ISHARE CORE S&P SC|GLPX|ACS EXECUTION SERVICES, LLC|42146
IJR|ISHARE CORE S&P SC|GSCO|GOLDMAN SACHS & CO. LLC|1165027
IJR|ISHARE CORE S&P SC|GSCS|GOLDMAN SACHS & CO. LLC|13271
IJR|ISHARE CORE S&P SC|GSLT|GOLDMAN SACHS & CO. LLC|49842
IJR|ISHARE CORE S&P SC|GTSZ|GTS SECURITIES LLC|154330
IJR|ISHARE CORE S&P SC|HRBF|American Enterprise Investment Services Inc.|609712
IJR|ISHARE CORE S&P SC|HSBC|HSBC Securities, Inc.|8510
IJR|ISHARE CORE S&P SC|IATS|INTERACTIVE BROKERS LLC|17588
IJR|ISHARE CORE S&P SC|IBKR|Interactive Brokers Llc|108733
IJR|ISHARE CORE S&P SC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|738
IJR|ISHARE CORE S&P SC|ICBX|INSTINET, LLC|414104
IJR|ISHARE CORE S&P SC|IMPC|Imperial Capital, LLC|100
IJR|ISHARE CORE S&P SC|INCA|INSTINET, LLC|380680
IJR|ISHARE CORE S&P SC|INJX|INSTINET, LLC|5582
IJR|ISHARE CORE S&P SC|ITGI|ITG Inc.|276540
IJR|ISHARE CORE S&P SC|ITGP|ITG INC.|138400
IJR|ISHARE CORE S&P SC|JANY|Janney Montgomery Scott Inc.|31415
IJR|ISHARE CORE S&P SC|JEFF|JEFFERIES LLC|42643
IJR|ISHARE CORE S&P SC|JMPT|JUMP TRADING, LLC|80440
IJR|ISHARE CORE S&P SC|JPBX|J.P. MORGAN SECURITIES LLC|6888
IJR|ISHARE CORE S&P SC|JPMX|J.P. Morgan Securities LLC|397457
IJR|ISHARE CORE S&P SC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200494
IJR|ISHARE CORE S&P SC|JSJX|JANE STREET CAPITAL LLC|1578452
IJR|ISHARE CORE S&P SC|KCGM|VIRTU Americas LLC|137430
IJR|ISHARE CORE S&P SC|LEHM|Barclays Capital Inc./Le|1314196
IJR|ISHARE CORE S&P SC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4181
IJR|ISHARE CORE S&P SC|LIME|Lime Brokerage LLC|66747
IJR|ISHARE CORE S&P SC|LOOP|Loop Capital Markets LLC|32903
IJR|ISHARE CORE S&P SC|LSCI|Lek Securities Corporation|920
IJR|ISHARE CORE S&P SC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IJR|ISHARE CORE S&P SC|MACC|Mid Atlantic Capital Corporation|64770
IJR|ISHARE CORE S&P SC|MACQ|Macquarie Capital (USA) Inc.|6200
IJR|ISHARE CORE S&P SC|MAXM|Maxim Group LLC|14835
IJR|ISHARE CORE S&P SC|MCMF|Raymond James Ltd. Cds|1007
IJR|ISHARE CORE S&P SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|366818
IJR|ISHARE CORE S&P SC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9637
IJR|ISHARE CORE S&P SC|MOTF|MOTIF INVESTING, INC.|13
IJR|ISHARE CORE S&P SC|MSCO|MORGAN STANLEY & CO. LLC|2322968
IJR|ISHARE CORE S&P SC|MSPL|MORGAN STANLEY & CO. LLC|302600
IJR|ISHARE CORE S&P SC|MSTX|MORGAN STANLEY & CO. LLC|5200
IJR|ISHARE CORE S&P SC|NATL|National Securities Corporation|94
IJR|ISHARE CORE S&P SC|NBCS|NBC Securities, INC.|522
IJR|ISHARE CORE S&P SC|NEUB|NEUBERGER BERMAN BD LLC|10
IJR|ISHARE CORE S&P SC|NFSC|National Financial Services LLC|6228207
IJR|ISHARE CORE S&P SC|NITE|VIRTU Americas LLC|5219064
IJR|ISHARE CORE S&P SC|NITP|VIRTU Americas LLC|10771
IJR|ISHARE CORE S&P SC|NQRB|Brut, LLC|8102
IJR|ISHARE CORE S&P SC|NTBF|BMO Nesbitt Burns Inc./CDS|375
IJR|ISHARE CORE S&P SC|NTRC|Northern Trust Securities, Inc.|2260
IJR|ISHARE CORE S&P SC|OHOS|TWO SIGMA SECURITIES, LLC|121103
IJR|ISHARE CORE S&P SC|ONEL|O'NEIL SECURITIES, INCORPORATED|12740
IJR|ISHARE CORE S&P SC|OPCO|Oppenheimer & Co. Inc.|42152
IJR|ISHARE CORE S&P SC|PASL|Pershing Advisor Solutions LLC|56781
IJR|ISHARE CORE S&P SC|PDQM|CODA MARKETS, INC.|15151
IJR|ISHARE CORE S&P SC|PHLY|NASDAQ Execution Services, LLC|3000
IJR|ISHARE CORE S&P SC|PIPR|Piper Jaffray & Co.|7746
IJR|ISHARE CORE S&P SC|PWJC|UBS Financial Services, Inc.|20942
IJR|ISHARE CORE S&P SC|QMSR|QUATTRO M SECURITIES INC.|67914
IJR|ISHARE CORE S&P SC|RBCM|RBC CAPITAL MARKETS, LLC|66237
IJR|ISHARE CORE S&P SC|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|6129
IJR|ISHARE CORE S&P SC|RGLD|Regal Securities, Inc|70
IJR|ISHARE CORE S&P SC|SAGL|SAGETRADER, LLC|6489
IJR|ISHARE CORE S&P SC|SALI|INTL FCSTONE FINANCIAL INC.|1606
IJR|ISHARE CORE S&P SC|SBRX|MURIEL SIEBERT & CO INC|213
IJR|ISHARE CORE S&P SC|SBSH|Citigroup Global Markets Inc.|107477
IJR|ISHARE CORE S&P SC|SEIC|SEI Investments Distribution Co.|58718
IJR|ISHARE CORE S&P SC|SGMT|GOLDMAN SACHS & CO. LLC|530655
IJR|ISHARE CORE S&P SC|SHMR|ABN Amro Clearing LLC|842715
IJR|ISHARE CORE S&P SC|SPDR|SPEEDROUTE LLC|400
IJR|ISHARE CORE S&P SC|SPHN|Stephens Inc.|899
IJR|ISHARE CORE S&P SC|SSBS|STATE STREET GLOBAL MARKETS, LLC|99900
IJR|ISHARE CORE S&P SC|STFL|Stifel, Nicolaus & Company, Incorporated|42030
IJR|ISHARE CORE S&P SC|STKP|STOCKPILE INVESTMENTS, INC.|96
IJR|ISHARE CORE S&P SC|SWIM|TD Ameritrade, Inc.|35723
IJR|ISHARE CORE S&P SC|SWST|Hilltop Securities Inc.|90229
IJR|ISHARE CORE S&P SC|TKNG|ALLY INVEST SECURITIES LLC|12852
IJR|ISHARE CORE S&P SC|TRBT|Tradebot Systems, Inc.|720082
IJR|ISHARE CORE S&P SC|TRCM|TRC MARKETS LLC|1409365
IJR|ISHARE CORE S&P SC|TWTT|TASTYWORKS, INC.|23
IJR|ISHARE CORE S&P SC|UBSA|UBS SECURITIES LLC|896615
IJR|ISHARE CORE S&P SC|UBSS|UBS Securities LLC|2214224
IJR|ISHARE CORE S&P SC|VALX|VIRTU AMERICAS LLC|15489
IJR|ISHARE CORE S&P SC|VGRD|Vanguard Marketing Corporation|79288
IJR|ISHARE CORE S&P SC|VSIN|Vision Financial Markets Llc|5
IJR|ISHARE CORE S&P SC|WABR|Wall Street Access|1100
IJR|ISHARE CORE S&P SC|WBET|Wallachbeth Capital LLC|24704
IJR|ISHARE CORE S&P SC|WBLR|WILLIAM BLAIR|1624
IJR|ISHARE CORE S&P SC|WCHV|WELLS FARGO SECURITIES, LLC|1122297
IJR|ISHARE CORE S&P SC|WEDB|WEDBUSH SECURITIES INC.|323
IJR|ISHARE CORE S&P SC|WEED|Weeden & Co.L.P.|73623
IJR|ISHARE CORE S&P SC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11276
IJR|ISHARE CORE S&P SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17888
IJR|ISHARE CORE S&P SC|WFPB|Wells Fargo Securities, LLC.|800
IJR|ISHARE CORE S&P SC|WGIF|CIBC World Markets Inc.|105
IJR|ISHARE CORE S&P SC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|446
IJR|ISHARE CORE S&P SC|WOLF|Wolfe Trahan Securities|500
IJR|ISHARE CORE S&P SC|WORD|Worden Capital Management LLC|15
IJR|ISHARE CORE S&P SC|WSEA|WOLVERINE SECURITIES, LLC|41521
IJR|ISHARE CORE S&P SC|XSTM|NATIONAL FINANCIAL SERVICES LLC|151144
IJR|ISHARE CORE S&P SC|YKNA|COMHAR CAPITAL MARKETS, LLC|230
IJR|ISHARE CORE S&P SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600788
IJS|ISHARES S&P SMALLCAP|ALTX|Alternet Securities Inc.|1653
IJS|ISHARES S&P SMALLCAP|APCC|Apex Clearing Corporation|2080
IJS|ISHARES S&P SMALLCAP|BALE|M&T SECURITIES, INC.|2434
IJS|ISHARES S&P SMALLCAP|BANK|Primevest Financial Services, Inc.|2140
IJS|ISHARES S&P SMALLCAP|BARD|Robert W. Baird & Co. Incorporated|790
IJS|ISHARES S&P SMALLCAP|BBNT|BB&T SECURITIES, LLC|644
IJS|ISHARES S&P SMALLCAP|BERN|Sanford C. Bernstein & Co., LLC|3667
IJS|ISHARES S&P SMALLCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|723
IJS|ISHARES S&P SMALLCAP|BNCH|The Benchmark Company, LLC|29124
IJS|ISHARES S&P SMALLCAP|CANT|Cantor Fitzgerald & Co.|47441
IJS|ISHARES S&P SMALLCAP|CHAS|Charles Schwab & Co., Inc.|261
IJS|ISHARES S&P SMALLCAP|CIST|Capital Institutional Services, Inc.|2067
IJS|ISHARES S&P SMALLCAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6602
IJS|ISHARES S&P SMALLCAP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
IJS|ISHARES S&P SMALLCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35841
IJS|ISHARES S&P SMALLCAP|CSIN|Citadel Securities Institutional LLC|1306630
IJS|ISHARES S&P SMALLCAP|CTDL|Citadel Derivatives Group Llc|1326970
IJS|ISHARES S&P SMALLCAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
IJS|ISHARES S&P SMALLCAP|DBAB|Deutsche Bank Securities Inc.|600
IJS|ISHARES S&P SMALLCAP|DBAX|Deutsche Bank Securities Inc.|9400
IJS|ISHARES S&P SMALLCAP|DEAN|MORGAN STANLEY|9352
IJS|ISHARES S&P SMALLCAP|EBXL|EBX LLC|12100
IJS|ISHARES S&P SMALLCAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2054
IJS|ISHARES S&P SMALLCAP|EDJO|Edward D. Jones & Co., L.P.|969693
IJS|ISHARES S&P SMALLCAP|EGAM|CBOE TRADING, INC.|2054
IJS|ISHARES S&P SMALLCAP|EGXM|CBOE TRADING, INC.|70
IJS|ISHARES S&P SMALLCAP|ETBE|Electronic Transaction Clearing, Inc.|800
IJS|ISHARES S&P SMALLCAP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2350
IJS|ISHARES S&P SMALLCAP|ETRS|E*Trade Securities LLC|3531
IJS|ISHARES S&P SMALLCAP|FBSB|U.S. Bancorp Investments, Inc.|581
IJS|ISHARES S&P SMALLCAP|FILL|Tradestation Securities, Inc.|32
IJS|ISHARES S&P SMALLCAP|FINX|FINTECH SECURITIES|542
IJS|ISHARES S&P SMALLCAP|FMAF|NBCN Inc./ CDS|197
IJS|ISHARES S&P SMALLCAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4470
IJS|ISHARES S&P SMALLCAP|FTBR|Foliofn Investments, Inc.|6989
IJS|ISHARES S&P SMALLCAP|GEBB|GLOBAL EXECUTION BROKERS, LP|900
IJS|ISHARES S&P SMALLCAP|GLPX|ACS EXECUTION SERVICES, LLC|451
IJS|ISHARES S&P SMALLCAP|GSCO|GOLDMAN SACHS & CO. LLC|671688
IJS|ISHARES S&P SMALLCAP|GSLT|GOLDMAN SACHS & CO. LLC|2448
IJS|ISHARES S&P SMALLCAP|GTSZ|GTS SECURITIES LLC|200
IJS|ISHARES S&P SMALLCAP|HRBF|American Enterprise Investment Services Inc.|42490
IJS|ISHARES S&P SMALLCAP|IATS|INTERACTIVE BROKERS LLC|300
IJS|ISHARES S&P SMALLCAP|IBKR|Interactive Brokers Llc|2330
IJS|ISHARES S&P SMALLCAP|ICBX|INSTINET, LLC|25353
IJS|ISHARES S&P SMALLCAP|INCA|INSTINET, LLC|3052
IJS|ISHARES S&P SMALLCAP|ITGI|ITG Inc.|13423
IJS|ISHARES S&P SMALLCAP|ITGP|ITG INC.|200
IJS|ISHARES S&P SMALLCAP|JANY|Janney Montgomery Scott Inc.|305
IJS|ISHARES S&P SMALLCAP|JMPT|JUMP TRADING, LLC|595
IJS|ISHARES S&P SMALLCAP|JPMX|J.P. Morgan Securities LLC|27036
IJS|ISHARES S&P SMALLCAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|42422
IJS|ISHARES S&P SMALLCAP|JSJX|JANE STREET CAPITAL LLC|78521
IJS|ISHARES S&P SMALLCAP|KCGM|VIRTU Americas LLC|27127
IJS|ISHARES S&P SMALLCAP|LEHM|Barclays Capital Inc./Le|45762
IJS|ISHARES S&P SMALLCAP|LIME|Lime Brokerage LLC|21209
IJS|ISHARES S&P SMALLCAP|LSCI|Lek Securities Corporation|161
IJS|ISHARES S&P SMALLCAP|MACC|Mid Atlantic Capital Corporation|255
IJS|ISHARES S&P SMALLCAP|MAXM|Maxim Group LLC|99
IJS|ISHARES S&P SMALLCAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24268
IJS|ISHARES S&P SMALLCAP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
IJS|ISHARES S&P SMALLCAP|MOTF|MOTIF INVESTING, INC.|6
IJS|ISHARES S&P SMALLCAP|MSCO|MORGAN STANLEY & CO. LLC|68222
IJS|ISHARES S&P SMALLCAP|MSPL|MORGAN STANLEY & CO. LLC|3400
IJS|ISHARES S&P SMALLCAP|NFSC|National Financial Services LLC|330987
IJS|ISHARES S&P SMALLCAP|NITE|VIRTU Americas LLC|188738
IJS|ISHARES S&P SMALLCAP|NTRC|Northern Trust Securities, Inc.|120
IJS|ISHARES S&P SMALLCAP|OHOS|TWO SIGMA SECURITIES, LLC|1500
IJS|ISHARES S&P SMALLCAP|OPCO|Oppenheimer & Co. Inc.|171
IJS|ISHARES S&P SMALLCAP|PDQM|CODA MARKETS, INC.|3481
IJS|ISHARES S&P SMALLCAP|PHLY|NASDAQ Execution Services, LLC|600
IJS|ISHARES S&P SMALLCAP|PWJC|UBS Financial Services, Inc.|173
IJS|ISHARES S&P SMALLCAP|RBCM|RBC CAPITAL MARKETS, LLC|3258
IJS|ISHARES S&P SMALLCAP|SAGL|SAGETRADER, LLC|1400
IJS|ISHARES S&P SMALLCAP|SALI|INTL FCSTONE FINANCIAL INC.|15
IJS|ISHARES S&P SMALLCAP|SBSH|Citigroup Global Markets Inc.|1136
IJS|ISHARES S&P SMALLCAP|SEIC|SEI Investments Distribution Co.|1253
IJS|ISHARES S&P SMALLCAP|SGMT|GOLDMAN SACHS & CO. LLC|18113
IJS|ISHARES S&P SMALLCAP|SHMR|ABN Amro Clearing LLC|72
IJS|ISHARES S&P SMALLCAP|SPDR|SPEEDROUTE LLC|200
IJS|ISHARES S&P SMALLCAP|SPHN|Stephens Inc.|325
IJS|ISHARES S&P SMALLCAP|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
IJS|ISHARES S&P SMALLCAP|STFL|Stifel, Nicolaus & Company, Incorporated|13946
IJS|ISHARES S&P SMALLCAP|STKP|STOCKPILE INVESTMENTS, INC.|210
IJS|ISHARES S&P SMALLCAP|STXG|Stockcross Financial Services, Inc.|27
IJS|ISHARES S&P SMALLCAP|SWIM|TD Ameritrade, Inc.|1083
IJS|ISHARES S&P SMALLCAP|SWST|Hilltop Securities Inc.|3396
IJS|ISHARES S&P SMALLCAP|TKNG|ALLY INVEST SECURITIES LLC|151
IJS|ISHARES S&P SMALLCAP|TRBT|Tradebot Systems, Inc.|485
IJS|ISHARES S&P SMALLCAP|TRCM|TRC MARKETS LLC|2434
IJS|ISHARES S&P SMALLCAP|UBSA|UBS SECURITIES LLC|114357
IJS|ISHARES S&P SMALLCAP|UBSS|UBS Securities LLC|71500
IJS|ISHARES S&P SMALLCAP|VGRD|Vanguard Marketing Corporation|4251
IJS|ISHARES S&P SMALLCAP|WCHV|WELLS FARGO SECURITIES, LLC|52351
IJS|ISHARES S&P SMALLCAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|95
IJS|ISHARES S&P SMALLCAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2309
IJS|ISHARES S&P SMALLCAP|WGIF|CIBC World Markets Inc.|60
IJS|ISHARES S&P SMALLCAP|WSEA|WOLVERINE SECURITIES, LLC|1431
IJS|ISHARES S&P SMALLCAP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|50
IJS|ISHARES S&P SMALLCAP|YKNA|COMHAR CAPITAL MARKETS, LLC|30
IJS|ISHARES S&P SMALLCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42065
IJT|ISHARES S&P SMALLCAP|ALTX|Alternet Securities Inc.|1250
IJT|ISHARES S&P SMALLCAP|APCC|Apex Clearing Corporation|490
IJT|ISHARES S&P SMALLCAP|BALE|M&T SECURITIES, INC.|2480
IJT|ISHARES S&P SMALLCAP|BANK|Primevest Financial Services, Inc.|6
IJT|ISHARES S&P SMALLCAP|BARD|Robert W. Baird & Co. Incorporated|726
IJT|ISHARES S&P SMALLCAP|BBNT|BB&T SECURITIES, LLC|237
IJT|ISHARES S&P SMALLCAP|BERN|Sanford C. Bernstein & Co., LLC|23235
IJT|ISHARES S&P SMALLCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|865
IJT|ISHARES S&P SMALLCAP|BYXM|CBOE TRADING, INC.|100
IJT|ISHARES S&P SMALLCAP|CANT|Cantor Fitzgerald & Co.|32728
IJT|ISHARES S&P SMALLCAP|CHAS|Charles Schwab & Co., Inc.|2933
IJT|ISHARES S&P SMALLCAP|CICF|Canaccord Genuity Corp.|39
IJT|ISHARES S&P SMALLCAP|CIST|Capital Institutional Services, Inc.|1758
IJT|ISHARES S&P SMALLCAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6977
IJT|ISHARES S&P SMALLCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27917
IJT|ISHARES S&P SMALLCAP|CSIN|Citadel Securities Institutional LLC|27546
IJT|ISHARES S&P SMALLCAP|CTDL|Citadel Derivatives Group Llc|20360
IJT|ISHARES S&P SMALLCAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1264
IJT|ISHARES S&P SMALLCAP|DADA|D.A. Davidson & Co.|3
IJT|ISHARES S&P SMALLCAP|DAVA|Davenport & Company LLC|90
IJT|ISHARES S&P SMALLCAP|DBAB|Deutsche Bank Securities Inc.|2286
IJT|ISHARES S&P SMALLCAP|DBAX|Deutsche Bank Securities Inc.|14700
IJT|ISHARES S&P SMALLCAP|DEAN|MORGAN STANLEY|21932
IJT|ISHARES S&P SMALLCAP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1931
IJT|ISHARES S&P SMALLCAP|EBXL|EBX LLC|17200
IJT|ISHARES S&P SMALLCAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1529
IJT|ISHARES S&P SMALLCAP|EDJO|Edward D. Jones & Co., L.P.|31855
IJT|ISHARES S&P SMALLCAP|EGAM|CBOE TRADING, INC.|600
IJT|ISHARES S&P SMALLCAP|EGMT|EG MARKET TECHNOLOGIES LLC|100
IJT|ISHARES S&P SMALLCAP|EGXM|CBOE TRADING, INC.|45
IJT|ISHARES S&P SMALLCAP|ETBE|Electronic Transaction Clearing, Inc.|1861
IJT|ISHARES S&P SMALLCAP|ETCB|ETC BROKERAGE SERVICES, LLC|3960
IJT|ISHARES S&P SMALLCAP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4098
IJT|ISHARES S&P SMALLCAP|ETRS|E*Trade Securities LLC|8856
IJT|ISHARES S&P SMALLCAP|FBCO|Credit Suisse Securities (USA) LLC|92531
IJT|ISHARES S&P SMALLCAP|FBSB|U.S. Bancorp Investments, Inc.|1396
IJT|ISHARES S&P SMALLCAP|FILL|Tradestation Securities, Inc.|20
IJT|ISHARES S&P SMALLCAP|FINX|FINTECH SECURITIES|1400
IJT|ISHARES S&P SMALLCAP|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|11000
IJT|ISHARES S&P SMALLCAP|FMAF|NBCN Inc./ CDS|9219
IJT|ISHARES S&P SMALLCAP|FOMA|TD AMERITRADE CLEARING, INC.|89926
IJT|ISHARES S&P SMALLCAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13223
IJT|ISHARES S&P SMALLCAP|FTBR|Foliofn Investments, Inc.|5127
IJT|ISHARES S&P SMALLCAP|GEBB|GLOBAL EXECUTION BROKERS, LP|3087
IJT|ISHARES S&P SMALLCAP|GSCO|GOLDMAN SACHS & CO. LLC|7705
IJT|ISHARES S&P SMALLCAP|GSCS|GOLDMAN SACHS & CO. LLC|37
IJT|ISHARES S&P SMALLCAP|GSLT|GOLDMAN SACHS & CO. LLC|4878
IJT|ISHARES S&P SMALLCAP|GTSZ|GTS SECURITIES LLC|13581
IJT|ISHARES S&P SMALLCAP|HRBF|American Enterprise Investment Services Inc.|48468
IJT|ISHARES S&P SMALLCAP|IATS|INTERACTIVE BROKERS LLC|435
IJT|ISHARES S&P SMALLCAP|IBKR|Interactive Brokers Llc|9017
IJT|ISHARES S&P SMALLCAP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|48
IJT|ISHARES S&P SMALLCAP|ICBX|INSTINET, LLC|7050
IJT|ISHARES S&P SMALLCAP|INCA|INSTINET, LLC|5907
IJT|ISHARES S&P SMALLCAP|INJX|INSTINET, LLC|1484
IJT|ISHARES S&P SMALLCAP|ITGI|ITG Inc.|15604
IJT|ISHARES S&P SMALLCAP|ITGP|ITG INC.|1400
IJT|ISHARES S&P SMALLCAP|JANY|Janney Montgomery Scott Inc.|491
IJT|ISHARES S&P SMALLCAP|JEFF|JEFFERIES LLC|12895
IJT|ISHARES S&P SMALLCAP|JMPT|JUMP TRADING, LLC|1501
IJT|ISHARES S&P SMALLCAP|JPMX|J.P. Morgan Securities LLC|43556
IJT|ISHARES S&P SMALLCAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|84952
IJT|ISHARES S&P SMALLCAP|JSJX|JANE STREET CAPITAL LLC|129332
IJT|ISHARES S&P SMALLCAP|KCGM|VIRTU Americas LLC|26876
IJT|ISHARES S&P SMALLCAP|LEHM|Barclays Capital Inc./Le|29358
IJT|ISHARES S&P SMALLCAP|LIME|Lime Brokerage LLC|18650
IJT|ISHARES S&P SMALLCAP|LSCI|Lek Securities Corporation|72
IJT|ISHARES S&P SMALLCAP|MACC|Mid Atlantic Capital Corporation|1111
IJT|ISHARES S&P SMALLCAP|MAXM|Maxim Group LLC|24
IJT|ISHARES S&P SMALLCAP|MCMF|Raymond James Ltd. Cds|141
IJT|ISHARES S&P SMALLCAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18104
IJT|ISHARES S&P SMALLCAP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
IJT|ISHARES S&P SMALLCAP|MOTF|MOTIF INVESTING, INC.|1
IJT|ISHARES S&P SMALLCAP|MSCO|MORGAN STANLEY & CO. LLC|148141
IJT|ISHARES S&P SMALLCAP|MSPL|MORGAN STANLEY & CO. LLC|2100
IJT|ISHARES S&P SMALLCAP|NEUB|NEUBERGER BERMAN BD LLC|70
IJT|ISHARES S&P SMALLCAP|NFSC|National Financial Services LLC|374136
IJT|ISHARES S&P SMALLCAP|NITE|VIRTU Americas LLC|348504
IJT|ISHARES S&P SMALLCAP|NQRB|Brut, LLC|460
IJT|ISHARES S&P SMALLCAP|NTRC|Northern Trust Securities, Inc.|1060
IJT|ISHARES S&P SMALLCAP|OLDM|OLD MISSION CAPITAL, LLC|36769
IJT|ISHARES S&P SMALLCAP|OPCO|Oppenheimer & Co. Inc.|2657
IJT|ISHARES S&P SMALLCAP|PHLY|NASDAQ Execution Services, LLC|800
IJT|ISHARES S&P SMALLCAP|PWJC|UBS Financial Services, Inc.|2165
IJT|ISHARES S&P SMALLCAP|RAJA|Raymond James & Associates, Inc.|10426
IJT|ISHARES S&P SMALLCAP|RBCM|RBC CAPITAL MARKETS, LLC|10539
IJT|ISHARES S&P SMALLCAP|SALI|INTL FCSTONE FINANCIAL INC.|204
IJT|ISHARES S&P SMALLCAP|SBSH|Citigroup Global Markets Inc.|6071
IJT|ISHARES S&P SMALLCAP|SEIC|SEI Investments Distribution Co.|750
IJT|ISHARES S&P SMALLCAP|SGMT|GOLDMAN SACHS & CO. LLC|16647
IJT|ISHARES S&P SMALLCAP|SHMR|ABN Amro Clearing LLC|13987
IJT|ISHARES S&P SMALLCAP|SPHN|Stephens Inc.|429
IJT|ISHARES S&P SMALLCAP|STFL|Stifel, Nicolaus & Company, Incorporated|11728
IJT|ISHARES S&P SMALLCAP|STXG|Stockcross Financial Services, Inc.|23
IJT|ISHARES S&P SMALLCAP|SWIM|TD Ameritrade, Inc.|1870
IJT|ISHARES S&P SMALLCAP|SWST|Hilltop Securities Inc.|2201
IJT|ISHARES S&P SMALLCAP|TKNG|ALLY INVEST SECURITIES LLC|54
IJT|ISHARES S&P SMALLCAP|TRBT|Tradebot Systems, Inc.|800
IJT|ISHARES S&P SMALLCAP|TRCM|TRC MARKETS LLC|5911
IJT|ISHARES S&P SMALLCAP|UBSA|UBS SECURITIES LLC|67512
IJT|ISHARES S&P SMALLCAP|UBSS|UBS Securities LLC|170212
IJT|ISHARES S&P SMALLCAP|VGRD|Vanguard Marketing Corporation|14813
IJT|ISHARES S&P SMALLCAP|WBET|Wallachbeth Capital LLC|4728
IJT|ISHARES S&P SMALLCAP|WBLR|WILLIAM BLAIR|46
IJT|ISHARES S&P SMALLCAP|WCHV|WELLS FARGO SECURITIES, LLC|74625
IJT|ISHARES S&P SMALLCAP|WEED|Weeden & Co.L.P.|10
IJT|ISHARES S&P SMALLCAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|212
IJT|ISHARES S&P SMALLCAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2318
IJT|ISHARES S&P SMALLCAP|WGIF|CIBC World Markets Inc.|217
IJT|ISHARES S&P SMALLCAP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|196
IJT|ISHARES S&P SMALLCAP|WSEA|WOLVERINE SECURITIES, LLC|1765
IJT|ISHARES S&P SMALLCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|68245
IKNX|IKONICS CORP|APCC|Apex Clearing Corporation|7
IKNX|IKONICS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1034
IKNX|IKONICS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|398
IKNX|IKONICS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
IKNX|IKONICS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|114
IKNX|IKONICS CORP|CTDL|Citadel Derivatives Group Llc|14
IKNX|IKONICS CORP|DBAB|Deutsche Bank Securities Inc.|494
IKNX|IKONICS CORP|DEAN|MORGAN STANLEY|2000
IKNX|IKONICS CORP|EBXL|EBX LLC|100
IKNX|IKONICS CORP|EDJO|Edward D. Jones & Co., L.P.|1110
IKNX|IKONICS CORP|ETRS|E*Trade Securities LLC|100
IKNX|IKONICS CORP|FBCO|Credit Suisse Securities (USA) LLC|850
IKNX|IKONICS CORP|FOMA|TD AMERITRADE CLEARING, INC.|38232
IKNX|IKONICS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|160
IKNX|IKONICS CORP|GLPX|ACS EXECUTION SERVICES, LLC|50
IKNX|IKONICS CORP|GTSZ|GTS SECURITIES LLC|100
IKNX|IKONICS CORP|HRBF|American Enterprise Investment Services Inc.|578
IKNX|IKONICS CORP|IATS|INTERACTIVE BROKERS LLC|300
IKNX|IKONICS CORP|IBKR|Interactive Brokers Llc|3662
IKNX|IKONICS CORP|ICBX|INSTINET, LLC|100
IKNX|IKONICS CORP|INCA|INSTINET, LLC|952
IKNX|IKONICS CORP|KCGM|VIRTU Americas LLC|200
IKNX|IKONICS CORP|LEHM|Barclays Capital Inc./Le|260
IKNX|IKONICS CORP|LIME|Lime Brokerage LLC|1259
IKNX|IKONICS CORP|MSCO|MORGAN STANLEY & CO. LLC|6142
IKNX|IKONICS CORP|NFSC|National Financial Services LLC|1949
IKNX|IKONICS CORP|NITE|VIRTU Americas LLC|13661
IKNX|IKONICS CORP|PDQM|CODA MARKETS, INC.|51
IKNX|IKONICS CORP|RBCM|RBC CAPITAL MARKETS, LLC|1665
IKNX|IKONICS CORP|SBSH|Citigroup Global Markets Inc.|2
IKNX|IKONICS CORP|SGMT|GOLDMAN SACHS & CO. LLC|201
IKNX|IKONICS CORP|SPTD|MINT GLOBAL MARKETS, INC.|2017
IKNX|IKONICS CORP|SWST|Hilltop Securities Inc.|2613
IKNX|IKONICS CORP|TKNG|ALLY INVEST SECURITIES LLC|153
IKNX|IKONICS CORP|TRCM|TRC MARKETS LLC|186
IKNX|IKONICS CORP|UBSA|UBS SECURITIES LLC|569
IKNX|IKONICS CORP|UBSS|UBS Securities LLC|6637
IKNX|IKONICS CORP|VALX|VIRTU AMERICAS LLC|1
ILF|ISHARES LATIN AMERIC|ADAM|CANACCORD GENUITY INC.|7400
ILF|ISHARES LATIN AMERIC|ALTX|Alternet Securities Inc.|20173
ILF|ISHARES LATIN AMERIC|APCC|Apex Clearing Corporation|1777
ILF|ISHARES LATIN AMERIC|BARD|Robert W. Baird & Co. Incorporated|2056
ILF|ISHARES LATIN AMERIC|BATM|CBOE TRADING, INC.|24917
ILF|ISHARES LATIN AMERIC|BAYC|BAY CREST PARTNERS, LLC|3445
ILF|ISHARES LATIN AMERIC|BBNT|BB&T SECURITIES, LLC|1
ILF|ISHARES LATIN AMERIC|BERN|Sanford C. Bernstein & Co., LLC|6020
ILF|ISHARES LATIN AMERIC|BKCM|BNY Mellon Capital Markets LLC|544
ILF|ISHARES LATIN AMERIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|68210
ILF|ISHARES LATIN AMERIC|BNPX|BNP PARIBAS SECURITIES CORP.|34240
ILF|ISHARES LATIN AMERIC|BYXM|CBOE TRADING, INC.|8000
ILF|ISHARES LATIN AMERIC|CANT|Cantor Fitzgerald & Co.|1107939
ILF|ISHARES LATIN AMERIC|CHAS|Charles Schwab & Co., Inc.|41342
ILF|ISHARES LATIN AMERIC|CIST|Capital Institutional Services, Inc.|372
ILF|ISHARES LATIN AMERIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37670
ILF|ISHARES LATIN AMERIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
ILF|ISHARES LATIN AMERIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
ILF|ISHARES LATIN AMERIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|366965
ILF|ISHARES LATIN AMERIC|CSIN|Citadel Securities Institutional LLC|728959
ILF|ISHARES LATIN AMERIC|CTDL|Citadel Derivatives Group Llc|1564762
ILF|ISHARES LATIN AMERIC|CTLR|CUTLER GROUP, LP|200
ILF|ISHARES LATIN AMERIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3892
ILF|ISHARES LATIN AMERIC|DBAB|Deutsche Bank Securities Inc.|33435
ILF|ISHARES LATIN AMERIC|DBAX|Deutsche Bank Securities Inc.|220600
ILF|ISHARES LATIN AMERIC|DBUL|Deutsche Bank Securities Inc.|23729
ILF|ISHARES LATIN AMERIC|DCHF|Dart Executions, LLC|2928
ILF|ISHARES LATIN AMERIC|DEAN|MORGAN STANLEY|13501
ILF|ISHARES LATIN AMERIC|DEGS|RONIN PROFESSIONAL LLC|4800
ILF|ISHARES LATIN AMERIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
ILF|ISHARES LATIN AMERIC|EBXL|EBX LLC|151900
ILF|ISHARES LATIN AMERIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|8422
ILF|ISHARES LATIN AMERIC|EDJO|Edward D. Jones & Co., L.P.|4389
ILF|ISHARES LATIN AMERIC|EGAM|CBOE TRADING, INC.|21864
ILF|ISHARES LATIN AMERIC|EGAW|CBOE TRADING, INC.|1700
ILF|ISHARES LATIN AMERIC|EGXM|CBOE TRADING, INC.|15351
ILF|ISHARES LATIN AMERIC|ETBE|Electronic Transaction Clearing, Inc.|51151
ILF|ISHARES LATIN AMERIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50310
ILF|ISHARES LATIN AMERIC|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|500
ILF|ISHARES LATIN AMERIC|ETRS|E*Trade Securities LLC|27023
ILF|ISHARES LATIN AMERIC|FBSB|U.S. Bancorp Investments, Inc.|311
ILF|ISHARES LATIN AMERIC|FCST|INTL FCSTONE FINANCIAL INC.|1700
ILF|ISHARES LATIN AMERIC|FIDT|Fidelity Clearing Canada ULC./ CDS|30
ILF|ISHARES LATIN AMERIC|FILL|Tradestation Securities, Inc.|18903
ILF|ISHARES LATIN AMERIC|FLTU|FLOW TRADERS US LLC|82097
ILF|ISHARES LATIN AMERIC|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|12030
ILF|ISHARES LATIN AMERIC|FMAF|NBCN Inc./ CDS|1994
ILF|ISHARES LATIN AMERIC|FQLS|Quantlab Securities LP|172719
ILF|ISHARES LATIN AMERIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28868
ILF|ISHARES LATIN AMERIC|FTBR|Foliofn Investments, Inc.|200003
ILF|ISHARES LATIN AMERIC|GARC|ICAP Corporates LLC|700000
ILF|ISHARES LATIN AMERIC|GBMT|GBM International, Inc.|937
ILF|ISHARES LATIN AMERIC|GEBB|GLOBAL EXECUTION BROKERS, LP|27510
ILF|ISHARES LATIN AMERIC|GLPX|ACS EXECUTION SERVICES, LLC|19049
ILF|ISHARES LATIN AMERIC|GSCO|GOLDMAN SACHS & CO. LLC|1988600
ILF|ISHARES LATIN AMERIC|GSCS|GOLDMAN SACHS & CO. LLC|1400
ILF|ISHARES LATIN AMERIC|GSLT|GOLDMAN SACHS & CO. LLC|48900
ILF|ISHARES LATIN AMERIC|GTSZ|GTS SECURITIES LLC|26092
ILF|ISHARES LATIN AMERIC|HRBF|American Enterprise Investment Services Inc.|91552
ILF|ISHARES LATIN AMERIC|IATS|INTERACTIVE BROKERS LLC|50455
ILF|ISHARES LATIN AMERIC|IBKR|Interactive Brokers Llc|356984
ILF|ISHARES LATIN AMERIC|ICBX|INSTINET, LLC|160567
ILF|ISHARES LATIN AMERIC|INCA|INSTINET, LLC|111325
ILF|ISHARES LATIN AMERIC|INJX|INSTINET, LLC|4074
ILF|ISHARES LATIN AMERIC|ITGI|ITG Inc.|58991
ILF|ISHARES LATIN AMERIC|ITGP|ITG INC.|167600
ILF|ISHARES LATIN AMERIC|JANY|Janney Montgomery Scott Inc.|1394
ILF|ISHARES LATIN AMERIC|JEFF|JEFFERIES LLC|2831
ILF|ISHARES LATIN AMERIC|JMPT|JUMP TRADING, LLC|142701
ILF|ISHARES LATIN AMERIC|JPMX|J.P. Morgan Securities LLC|337726
ILF|ISHARES LATIN AMERIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1041305
ILF|ISHARES LATIN AMERIC|JSJX|JANE STREET CAPITAL LLC|712342
ILF|ISHARES LATIN AMERIC|KCGM|VIRTU Americas LLC|225676
ILF|ISHARES LATIN AMERIC|LEHM|Barclays Capital Inc./Le|621996
ILF|ISHARES LATIN AMERIC|LGNT|COR CLEARING LLC|1
ILF|ISHARES LATIN AMERIC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4923
ILF|ISHARES LATIN AMERIC|LIME|Lime Brokerage LLC|17015
ILF|ISHARES LATIN AMERIC|LSCI|Lek Securities Corporation|32
ILF|ISHARES LATIN AMERIC|MACC|Mid Atlantic Capital Corporation|1709
ILF|ISHARES LATIN AMERIC|MACQ|Macquarie Capital (USA) Inc.|1556
ILF|ISHARES LATIN AMERIC|MCMF|Raymond James Ltd. Cds|101
ILF|ISHARES LATIN AMERIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|444610
ILF|ISHARES LATIN AMERIC|MSCO|MORGAN STANLEY & CO. LLC|1497309
ILF|ISHARES LATIN AMERIC|MSPL|MORGAN STANLEY & CO. LLC|128200
ILF|ISHARES LATIN AMERIC|NBCS|NBC Securities, INC.|5850
ILF|ISHARES LATIN AMERIC|NFSC|National Financial Services LLC|334775
ILF|ISHARES LATIN AMERIC|NITE|VIRTU Americas LLC|869388
ILF|ISHARES LATIN AMERIC|NITP|VIRTU Americas LLC|8800
ILF|ISHARES LATIN AMERIC|NQRB|Brut, LLC|21252
ILF|ISHARES LATIN AMERIC|NTBF|BMO Nesbitt Burns Inc./CDS|2651
ILF|ISHARES LATIN AMERIC|NTRC|Northern Trust Securities, Inc.|1850
ILF|ISHARES LATIN AMERIC|OHOS|TWO SIGMA SECURITIES, LLC|96431
ILF|ISHARES LATIN AMERIC|OLDM|OLD MISSION CAPITAL, LLC|124803
ILF|ISHARES LATIN AMERIC|OPCO|Oppenheimer & Co. Inc.|451
ILF|ISHARES LATIN AMERIC|PACT|BTG Pactual US Capital Corp.|2600
ILF|ISHARES LATIN AMERIC|PCPT|PHILLIP CAPITAL INC.|270
ILF|ISHARES LATIN AMERIC|PDQM|CODA MARKETS, INC.|44182
ILF|ISHARES LATIN AMERIC|RBCM|RBC CAPITAL MARKETS, LLC|5788
ILF|ISHARES LATIN AMERIC|SAGL|SAGETRADER, LLC|72985
ILF|ISHARES LATIN AMERIC|SBSH|Citigroup Global Markets Inc.|467486
ILF|ISHARES LATIN AMERIC|SEIC|SEI Investments Distribution Co.|2300
ILF|ISHARES LATIN AMERIC|SGMT|GOLDMAN SACHS & CO. LLC|474139
ILF|ISHARES LATIN AMERIC|SPDR|SPEEDROUTE LLC|300
ILF|ISHARES LATIN AMERIC|SPHN|Stephens Inc.|55
ILF|ISHARES LATIN AMERIC|STFL|Stifel, Nicolaus & Company, Incorporated|17208
ILF|ISHARES LATIN AMERIC|SWIM|TD Ameritrade, Inc.|7170
ILF|ISHARES LATIN AMERIC|SWST|Hilltop Securities Inc.|16975
ILF|ISHARES LATIN AMERIC|TKNG|ALLY INVEST SECURITIES LLC|13528
ILF|ISHARES LATIN AMERIC|TRBT|Tradebot Systems, Inc.|519772
ILF|ISHARES LATIN AMERIC|TRCM|TRC MARKETS LLC|1137341
ILF|ISHARES LATIN AMERIC|UBSA|UBS SECURITIES LLC|805622
ILF|ISHARES LATIN AMERIC|UBSS|UBS Securities LLC|891085
ILF|ISHARES LATIN AMERIC|VALX|VIRTU AMERICAS LLC|7548
ILF|ISHARES LATIN AMERIC|VGRD|Vanguard Marketing Corporation|11762
ILF|ISHARES LATIN AMERIC|WABR|Wall Street Access|34710
ILF|ISHARES LATIN AMERIC|WBET|Wallachbeth Capital LLC|130482
ILF|ISHARES LATIN AMERIC|WCHV|WELLS FARGO SECURITIES, LLC|399333
ILF|ISHARES LATIN AMERIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4083
ILF|ISHARES LATIN AMERIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3308
ILF|ISHARES LATIN AMERIC|WFPB|Wells Fargo Securities, LLC.|1200
ILF|ISHARES LATIN AMERIC|WGIF|CIBC World Markets Inc.|491
ILF|ISHARES LATIN AMERIC|WSEA|WOLVERINE SECURITIES, LLC|8466
ILF|ISHARES LATIN AMERIC|XIST|INSTINET, LLC|5800
ILF|ISHARES LATIN AMERIC|XPUS|XP SECURITIES, LLC|782124
ILF|ISHARES LATIN AMERIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|700
ILF|ISHARES LATIN AMERIC|YKNA|COMHAR CAPITAL MARKETS, LLC|2995
ILF|ISHARES LATIN AMERIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43132
ILG|ILG, INC. CMN STK|ALTX|Alternet Securities Inc.|2125
ILG|ILG, INC. CMN STK|APCC|Apex Clearing Corporation|327
ILG|ILG, INC. CMN STK|BANK|Primevest Financial Services, Inc.|1
ILG|ILG, INC. CMN STK|BARD|Robert W. Baird & Co. Incorporated|25052
ILG|ILG, INC. CMN STK|BATM|CBOE TRADING, INC.|4125
ILG|ILG, INC. CMN STK|BAYT|BTIG, LLC|1471
ILG|ILG, INC. CMN STK|BERN|Sanford C. Bernstein & Co., LLC|42532
ILG|ILG, INC. CMN STK|BKCM|BNY Mellon Capital Markets LLC|21073
ILG|ILG, INC. CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2995
ILG|ILG, INC. CMN STK|BMOC|BMO Capital Markets Corp.|16937
ILG|ILG, INC. CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|22523
ILG|ILG, INC. CMN STK|BRVL|BLAYLOCK VAN, LLC|2800
ILG|ILG, INC. CMN STK|BTIG|BTIG, LLC|368936
ILG|ILG, INC. CMN STK|BYXM|CBOE TRADING, INC.|600
ILG|ILG, INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|257
ILG|ILG, INC. CMN STK|CIST|Capital Institutional Services, Inc.|94
ILG|ILG, INC. CMN STK|COWR|Cowen and Company, LLC|42200
ILG|ILG, INC. CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1563132
ILG|ILG, INC. CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6145
ILG|ILG, INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|306917
ILG|ILG, INC. CMN STK|CTDL|Citadel Derivatives Group Llc|38468
ILG|ILG, INC. CMN STK|CTLR|CUTLER GROUP, LP|1300
ILG|ILG, INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|46112
ILG|ILG, INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|726221
ILG|ILG, INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|119700
ILG|ILG, INC. CMN STK|DBUL|Deutsche Bank Securities Inc.|111482
ILG|ILG, INC. CMN STK|DEAN|MORGAN STANLEY|1101
ILG|ILG, INC. CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7881
ILG|ILG, INC. CMN STK|DRWK|DRW SECURITIES, L.L.C.|53864
ILG|ILG, INC. CMN STK|EBXL|EBX LLC|212700
ILG|ILG, INC. CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|82557
ILG|ILG, INC. CMN STK|EDJO|Edward D. Jones & Co., L.P.|116
ILG|ILG, INC. CMN STK|EGAM|CBOE TRADING, INC.|11826
ILG|ILG, INC. CMN STK|EGAW|CBOE TRADING, INC.|180
ILG|ILG, INC. CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|100
ILG|ILG, INC. CMN STK|EGXM|CBOE TRADING, INC.|640
ILG|ILG, INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|18391
ILG|ILG, INC. CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10741
ILG|ILG, INC. CMN STK|ETRS|E*Trade Securities LLC|5708
ILG|ILG, INC. CMN STK|FBCO|Credit Suisse Securities (USA) LLC|1534187
ILG|ILG, INC. CMN STK|FBSB|U.S. Bancorp Investments, Inc.|1
ILG|ILG, INC. CMN STK|FILL|Tradestation Securities, Inc.|2175
ILG|ILG, INC. CMN STK|FMAF|NBCN Inc./ CDS|148
ILG|ILG, INC. CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|19340
ILG|ILG, INC. CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
ILG|ILG, INC. CMN STK|FQLS|Quantlab Securities LP|268894
ILG|ILG, INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110953
ILG|ILG, INC. CMN STK|FTBR|Foliofn Investments, Inc.|778
ILG|ILG, INC. CMN STK|GARC|ICAP Corporates LLC|788
ILG|ILG, INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|66322
ILG|ILG, INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|185361
ILG|ILG, INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|2128245
ILG|ILG, INC. CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|162009
ILG|ILG, INC. CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|21769
ILG|ILG, INC. CMN STK|GTSZ|GTS SECURITIES LLC|51773
ILG|ILG, INC. CMN STK|HAPX|HAP Trading, LLC|22267
ILG|ILG, INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|122
ILG|ILG, INC. CMN STK|HSBC|HSBC Securities, Inc.|164900
ILG|ILG, INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|2240
ILG|ILG, INC. CMN STK|IBKR|Interactive Brokers Llc|30713
ILG|ILG, INC. CMN STK|ICBX|INSTINET, LLC|58620
ILG|ILG, INC. CMN STK|IEQY|CITADEL SECURITIES LLC|167419
ILG|ILG, INC. CMN STK|INCA|INSTINET, LLC|355989
ILG|ILG, INC. CMN STK|INJX|INSTINET, LLC|73278
ILG|ILG, INC. CMN STK|INTL|INTL FCSTONE FINANCIAL INC.|2
ILG|ILG, INC. CMN STK|ITGI|ITG Inc.|79680
ILG|ILG, INC. CMN STK|ITGP|ITG INC.|119400
ILG|ILG, INC. CMN STK|JANY|Janney Montgomery Scott Inc.|66
ILG|ILG, INC. CMN STK|JEFF|JEFFERIES LLC|730121
ILG|ILG, INC. CMN STK|JMPT|JUMP TRADING, LLC|80719
ILG|ILG, INC. CMN STK|JONE|JonesTrading|45000
ILG|ILG, INC. CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|16027
ILG|ILG, INC. CMN STK|JPMX|J.P. Morgan Securities LLC|166745
ILG|ILG, INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|41059
ILG|ILG, INC. CMN STK|KCGM|VIRTU Americas LLC|63938
ILG|ILG, INC. CMN STK|LEHM|Barclays Capital Inc./Le|986572
ILG|ILG, INC. CMN STK|LGNT|COR CLEARING LLC|1
ILG|ILG, INC. CMN STK|LIME|Lime Brokerage LLC|383830
ILG|ILG, INC. CMN STK|LMGP|LIME BROKERAGE LLC|6900
ILG|ILG, INC. CMN STK|LOOP|Loop Capital Markets LLC|1200
ILG|ILG, INC. CMN STK|LQNA|LIQUIDNET, INC.|56400
ILG|ILG, INC. CMN STK|LSCI|Lek Securities Corporation|16624
ILG|ILG, INC. CMN STK|MACQ|Macquarie Capital (USA) Inc.|12412
ILG|ILG, INC. CMN STK|MAXM|Maxim Group LLC|9863
ILG|ILG, INC. CMN STK|MKMP|MKM Partners LLC|25500
ILG|ILG, INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|267338
ILG|ILG, INC. CMN STK|MOTF|MOTIF INVESTING, INC.|4
ILG|ILG, INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|4605442
ILG|ILG, INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|442100
ILG|ILG, INC. CMN STK|MSTX|MORGAN STANLEY & CO. LLC|46100
ILG|ILG, INC. CMN STK|MZHO|Mizuho Securities USA LLC|744470
ILG|ILG, INC. CMN STK|NFSC|National Financial Services LLC|27192
ILG|ILG, INC. CMN STK|NITE|VIRTU Americas LLC|163268
ILG|ILG, INC. CMN STK|NITP|VIRTU Americas LLC|3343
ILG|ILG, INC. CMN STK|NMRA|Nomura Securities International, Inc.|25000
ILG|ILG, INC. CMN STK|NQRB|Brut, LLC|9553
ILG|ILG, INC. CMN STK|NTFN|Network 1 Financial Securities Inc.|215
ILG|ILG, INC. CMN STK|NTRC|Northern Trust Securities, Inc.|2358
ILG|ILG, INC. CMN STK|OHOS|TWO SIGMA SECURITIES, LLC|11616
ILG|ILG, INC. CMN STK|OPCO|Oppenheimer & Co. Inc.|405391
ILG|ILG, INC. CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10300
ILG|ILG, INC. CMN STK|PDQM|CODA MARKETS, INC.|13703
ILG|ILG, INC. CMN STK|PIPR|Piper Jaffray & Co.|4600
ILG|ILG, INC. CMN STK|QMSR|QUATTRO M SECURITIES INC.|152818
ILG|ILG, INC. CMN STK|RAJA|Raymond James & Associates, Inc.|1684
ILG|ILG, INC. CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|247
ILG|ILG, INC. CMN STK|RILY|B. RILEY FBR, INC.|38000
ILG|ILG, INC. CMN STK|SAGL|SAGETRADER, LLC|1201
ILG|ILG, INC. CMN STK|SAGW|SAGETRADER, LLC|569
ILG|ILG, INC. CMN STK|SBSH|Citigroup Global Markets Inc.|989300
ILG|ILG, INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|164596
ILG|ILG, INC. CMN STK|SPDR|SPEEDROUTE LLC|2700
ILG|ILG, INC. CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|2761
ILG|ILG, INC. CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|4
ILG|ILG, INC. CMN STK|SWIM|TD Ameritrade, Inc.|9205
ILG|ILG, INC. CMN STK|SWST|Hilltop Securities Inc.|36
ILG|ILG, INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|14
ILG|ILG, INC. CMN STK|TRBT|Tradebot Systems, Inc.|301793
ILG|ILG, INC. CMN STK|TRCM|TRC MARKETS LLC|199021
ILG|ILG, INC. CMN STK|TWTT|TASTYWORKS, INC.|10
ILG|ILG, INC. CMN STK|UBSA|UBS SECURITIES LLC|354324
ILG|ILG, INC. CMN STK|UBSS|UBS Securities LLC|695029
ILG|ILG, INC. CMN STK|VALX|VIRTU AMERICAS LLC|14865
ILG|ILG, INC. CMN STK|VGRD|Vanguard Marketing Corporation|970
ILG|ILG, INC. CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|104
ILG|ILG, INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|466600
ILG|ILG, INC. CMN STK|WDNX|WEEDEN & CO.L.P.|6320
ILG|ILG, INC. CMN STK|WEDB|WEDBUSH SECURITIES INC.|300
ILG|ILG, INC. CMN STK|WEED|Weeden & Co.L.P.|7981
ILG|ILG, INC. CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8508
ILG|ILG, INC. CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|95000
ILG|ILG, INC. CMN STK|WGIF|CIBC World Markets Inc.|204
ILG|ILG, INC. CMN STK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|135
ILG|ILG, INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|784
ILG|ILG, INC. CMN STK|XIST|INSTINET, LLC|57392
ILG|ILG, INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|21200
ILG|ILG, INC. CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|297
ILG|ILG, INC. CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5329
ILMN|ILLUMINA, INC.|ABLE|NATIXIS Securities Americas LLC|6721
ILMN|ILLUMINA, INC.|ACAD|ACADEMY SECURITIES, INC.|1600
ILMN|ILLUMINA, INC.|ADAM|CANACCORD GENUITY INC.|134
ILMN|ILLUMINA, INC.|ALLN|Allen & Company LLC|714
ILMN|ILLUMINA, INC.|ALTX|Alternet Securities Inc.|4753
ILMN|ILLUMINA, INC.|ANOS|ABEL/NOSER, L.L.C.|23
ILMN|ILLUMINA, INC.|APCC|Apex Clearing Corporation|7448
ILMN|ILLUMINA, INC.|BANK|Primevest Financial Services, Inc.|363
ILMN|ILLUMINA, INC.|BARD|Robert W. Baird & Co. Incorporated|21929
ILMN|ILLUMINA, INC.|BATM|CBOE TRADING, INC.|16083
ILMN|ILLUMINA, INC.|BAYC|BAY CREST PARTNERS, LLC|43453
ILMN|ILLUMINA, INC.|BBNT|BB&T SECURITIES, LLC|36
ILMN|ILLUMINA, INC.|BERN|Sanford C. Bernstein & Co., LLC|50300
ILMN|ILLUMINA, INC.|BGCE|BGC Financial Inc.|1214
ILMN|ILLUMINA, INC.|BIMI|Banca IMI Securities Corp.|965
ILMN|ILLUMINA, INC.|BKCM|BNY Mellon Capital Markets LLC|280
ILMN|ILLUMINA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21565
ILMN|ILLUMINA, INC.|BLKX|INSTINET, LLC|16700
ILMN|ILLUMINA, INC.|BMOC|BMO Capital Markets Corp.|74383
ILMN|ILLUMINA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|222621
ILMN|ILLUMINA, INC.|BTIG|BTIG, LLC|17487
ILMN|ILLUMINA, INC.|BYXM|CBOE TRADING, INC.|5155
ILMN|ILLUMINA, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
ILMN|ILLUMINA, INC.|CABR|Cabrera Capital Markets, Inc.|8
ILMN|ILLUMINA, INC.|CANT|Cantor Fitzgerald & Co.|5608
ILMN|ILLUMINA, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|45802
ILMN|ILLUMINA, INC.|CHAS|Charles Schwab & Co., Inc.|2630
ILMN|ILLUMINA, INC.|CHBC|PENSERRA SECURITIES, LLC|8700
ILMN|ILLUMINA, INC.|CIBP|CIBC World Markets Corp.|43631
ILMN|ILLUMINA, INC.|CICF|Canaccord Genuity Corp.|54
ILMN|ILLUMINA, INC.|CIST|Capital Institutional Services, Inc.|275
ILMN|ILLUMINA, INC.|CLSA|CLSA AMERICAS, LLC|1250
ILMN|ILLUMINA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92569
ILMN|ILLUMINA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|166
ILMN|ILLUMINA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4192
ILMN|ILLUMINA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|279559
ILMN|ILLUMINA, INC.|CTDL|Citadel Derivatives Group Llc|23960
ILMN|ILLUMINA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|24988
ILMN|ILLUMINA, INC.|DADA|D.A. Davidson & Co.|50
ILMN|ILLUMINA, INC.|DAWA|Daiwa Capital Markets America Inc.|255
ILMN|ILLUMINA, INC.|DBAB|Deutsche Bank Securities Inc.|851154
ILMN|ILLUMINA, INC.|DBAX|Deutsche Bank Securities Inc.|129000
ILMN|ILLUMINA, INC.|DBUL|Deutsche Bank Securities Inc.|11391
ILMN|ILLUMINA, INC.|DCHF|Dart Executions, LLC|1681
ILMN|ILLUMINA, INC.|DEAN|MORGAN STANLEY|46245
ILMN|ILLUMINA, INC.|DEGS|RONIN PROFESSIONAL LLC|337
ILMN|ILLUMINA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9855
ILMN|ILLUMINA, INC.|DRWK|DRW SECURITIES, L.L.C.|33804
ILMN|ILLUMINA, INC.|EBXL|EBX LLC|147900
ILMN|ILLUMINA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|8830
ILMN|ILLUMINA, INC.|EDFC|E D & F MAN CAPITAL MARKETS INC.|890
ILMN|ILLUMINA, INC.|EDJC|Edward Jones / CDS|13
ILMN|ILLUMINA, INC.|EDJO|Edward D. Jones & Co., L.P.|1388
ILMN|ILLUMINA, INC.|EGAM|CBOE TRADING, INC.|7485
ILMN|ILLUMINA, INC.|EGAW|CBOE TRADING, INC.|3
ILMN|ILLUMINA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2910
ILMN|ILLUMINA, INC.|EGXM|CBOE TRADING, INC.|1290
ILMN|ILLUMINA, INC.|EGXW|CBOE TRADING, INC.|4
ILMN|ILLUMINA, INC.|ESPO|ESPOSITO SECURITIES, LLC|75
ILMN|ILLUMINA, INC.|ETBE|Electronic Transaction Clearing, Inc.|20330
ILMN|ILLUMINA, INC.|ETCC|Electronic Transaction Clearing, Inc.|1705
ILMN|ILLUMINA, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2344
ILMN|ILLUMINA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|87875
ILMN|ILLUMINA, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1466
ILMN|ILLUMINA, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|83181
ILMN|ILLUMINA, INC.|ETRS|E*Trade Securities LLC|74481
ILMN|ILLUMINA, INC.|FBCO|Credit Suisse Securities (USA) LLC|955022
ILMN|ILLUMINA, INC.|FBSB|U.S. Bancorp Investments, Inc.|45
ILMN|ILLUMINA, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|3
ILMN|ILLUMINA, INC.|FILL|Tradestation Securities, Inc.|8299
ILMN|ILLUMINA, INC.|FINX|FINTECH SECURITIES|30
ILMN|ILLUMINA, INC.|FMAF|NBCN Inc./ CDS|4153
ILMN|ILLUMINA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|111218
ILMN|ILLUMINA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11397
ILMN|ILLUMINA, INC.|FQLS|Quantlab Securities LP|201454
ILMN|ILLUMINA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103555
ILMN|ILLUMINA, INC.|FTBR|Foliofn Investments, Inc.|1943
ILMN|ILLUMINA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|53384
ILMN|ILLUMINA, INC.|GELP|RBC CAPITAL MARKETS, LLC|1007
ILMN|ILLUMINA, INC.|GLIS|TD Securities Inc|18
ILMN|ILLUMINA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|85226
ILMN|ILLUMINA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1573085
ILMN|ILLUMINA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|38645
ILMN|ILLUMINA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2095
ILMN|ILLUMINA, INC.|GTSZ|GTS SECURITIES LLC|182491
ILMN|ILLUMINA, INC.|HAPX|HAP Trading, LLC|1341
ILMN|ILLUMINA, INC.|HRBF|American Enterprise Investment Services Inc.|5321
ILMN|ILLUMINA, INC.|HSBC|HSBC Securities, Inc.|52186
ILMN|ILLUMINA, INC.|IATS|INTERACTIVE BROKERS LLC|10250
ILMN|ILLUMINA, INC.|IBKR|Interactive Brokers Llc|60258
ILMN|ILLUMINA, INC.|IBSJ|Integrity Brokerage Services, Inc.|55
ILMN|ILLUMINA, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2234
ILMN|ILLUMINA, INC.|ICBX|INSTINET, LLC|25300
ILMN|ILLUMINA, INC.|IEQY|CITADEL SECURITIES LLC|277119
ILMN|ILLUMINA, INC.|INCA|INSTINET, LLC|674499
ILMN|ILLUMINA, INC.|INJX|INSTINET, LLC|59898
ILMN|ILLUMINA, INC.|ITGI|ITG Inc.|35323
ILMN|ILLUMINA, INC.|ITGP|ITG INC.|91800
ILMN|ILLUMINA, INC.|JANY|Janney Montgomery Scott Inc.|982
ILMN|ILLUMINA, INC.|JEFF|JEFFERIES LLC|179135
ILMN|ILLUMINA, INC.|JMPT|JUMP TRADING, LLC|77028
ILMN|ILLUMINA, INC.|JONE|JonesTrading|1000
ILMN|ILLUMINA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|51972
ILMN|ILLUMINA, INC.|JPMX|J.P. Morgan Securities LLC|318045
ILMN|ILLUMINA, INC.|JSJX|JANE STREET CAPITAL LLC|1316
ILMN|ILLUMINA, INC.|KCGM|VIRTU Americas LLC|23452
ILMN|ILLUMINA, INC.|LEER|LEERINK PARTNERS LLC|100
ILMN|ILLUMINA, INC.|LEHM|Barclays Capital Inc./Le|947041
ILMN|ILLUMINA, INC.|LIME|Lime Brokerage LLC|158969
ILMN|ILLUMINA, INC.|LMGP|LIME BROKERAGE LLC|2390
ILMN|ILLUMINA, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|218768
ILMN|ILLUMINA, INC.|LOOP|Loop Capital Markets LLC|955
ILMN|ILLUMINA, INC.|LQNA|LIQUIDNET, INC.|41200
ILMN|ILLUMINA, INC.|LSCI|Lek Securities Corporation|247
ILMN|ILLUMINA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ILMN|ILLUMINA, INC.|MACQ|Macquarie Capital (USA) Inc.|400
ILMN|ILLUMINA, INC.|MAXM|Maxim Group LLC|625
ILMN|ILLUMINA, INC.|MBTS|ALLY INVEST SECURITIES LLC|55
ILMN|ILLUMINA, INC.|MCBT|Moors & Cabot, Inc.|25
ILMN|ILLUMINA, INC.|MCMF|Raymond James Ltd. Cds|201
ILMN|ILLUMINA, INC.|MKMP|MKM Partners LLC|640
ILMN|ILLUMINA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57970
ILMN|ILLUMINA, INC.|MOTF|MOTIF INVESTING, INC.|88
ILMN|ILLUMINA, INC.|MSCO|MORGAN STANLEY & CO. LLC|3521930
ILMN|ILLUMINA, INC.|MSPL|MORGAN STANLEY & CO. LLC|187900
ILMN|ILLUMINA, INC.|MSTX|MORGAN STANLEY & CO. LLC|60400
ILMN|ILLUMINA, INC.|MZHO|Mizuho Securities USA LLC|5300
ILMN|ILLUMINA, INC.|NFSC|National Financial Services LLC|156278
ILMN|ILLUMINA, INC.|NITE|VIRTU Americas LLC|409556
ILMN|ILLUMINA, INC.|NITP|VIRTU Americas LLC|6501
ILMN|ILLUMINA, INC.|NMRA|Nomura Securities International, Inc.|860
ILMN|ILLUMINA, INC.|NQRB|Brut, LLC|9237
ILMN|ILLUMINA, INC.|NTRC|Northern Trust Securities, Inc.|27
ILMN|ILLUMINA, INC.|OLDM|OLD MISSION CAPITAL, LLC|3293
ILMN|ILLUMINA, INC.|OPCO|Oppenheimer & Co. Inc.|19782
ILMN|ILLUMINA, INC.|OTAA|OTA LLC|1750
ILMN|ILLUMINA, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2195
ILMN|ILLUMINA, INC.|PCPT|PHILLIP CAPITAL INC.|307
ILMN|ILLUMINA, INC.|PDQM|CODA MARKETS, INC.|168062
ILMN|ILLUMINA, INC.|PHLY|NASDAQ Execution Services, LLC|2400
ILMN|ILLUMINA, INC.|PICT|Pictet Overseas Inc.|542
ILMN|ILLUMINA, INC.|PIPR|Piper Jaffray & Co.|326
ILMN|ILLUMINA, INC.|PWJC|UBS Financial Services, Inc.|2501
ILMN|ILLUMINA, INC.|QMSR|QUATTRO M SECURITIES INC.|762
ILMN|ILLUMINA, INC.|RAJA|Raymond James & Associates, Inc.|14722
ILMN|ILLUMINA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|7979
ILMN|ILLUMINA, INC.|SAGL|SAGETRADER, LLC|3329
ILMN|ILLUMINA, INC.|SAGW|SAGETRADER, LLC|553
ILMN|ILLUMINA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|67
ILMN|ILLUMINA, INC.|SBSH|Citigroup Global Markets Inc.|461528
ILMN|ILLUMINA, INC.|SEIC|SEI Investments Distribution Co.|533
ILMN|ILLUMINA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|55715
ILMN|ILLUMINA, INC.|SOGO|Wang Investment Associates, Inc.|722
ILMN|ILLUMINA, INC.|SPDR|SPEEDROUTE LLC|3172
ILMN|ILLUMINA, INC.|SPHN|Stephens Inc.|4716
ILMN|ILLUMINA, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|49600
ILMN|ILLUMINA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11598
ILMN|ILLUMINA, INC.|STKP|STOCKPILE INVESTMENTS, INC.|36
ILMN|ILLUMINA, INC.|STXG|Stockcross Financial Services, Inc.|80
ILMN|ILLUMINA, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|54
ILMN|ILLUMINA, INC.|SWIM|TD Ameritrade, Inc.|33441
ILMN|ILLUMINA, INC.|SWST|Hilltop Securities Inc.|1542
ILMN|ILLUMINA, INC.|TAGC|TELSEY ADVISORY GROUP LLC|57
ILMN|ILLUMINA, INC.|TKNG|ALLY INVEST SECURITIES LLC|2078
ILMN|ILLUMINA, INC.|TRBT|Tradebot Systems, Inc.|185900
ILMN|ILLUMINA, INC.|TRCM|TRC MARKETS LLC|149579
ILMN|ILLUMINA, INC.|TTUC|CUTTONE & CO., INC.|4220
ILMN|ILLUMINA, INC.|UBSA|UBS SECURITIES LLC|418087
ILMN|ILLUMINA, INC.|UBSS|UBS Securities LLC|1519866
ILMN|ILLUMINA, INC.|VALX|VIRTU AMERICAS LLC|20572
ILMN|ILLUMINA, INC.|VGRD|Vanguard Marketing Corporation|30053
ILMN|ILLUMINA, INC.|VNDM|Wall Street Access|2420
ILMN|ILLUMINA, INC.|VSIN|Vision Financial Markets Llc|1
ILMN|ILLUMINA, INC.|WABR|Wall Street Access|800
ILMN|ILLUMINA, INC.|WBET|Wallachbeth Capital LLC|362
ILMN|ILLUMINA, INC.|WBLR|WILLIAM BLAIR|841
ILMN|ILLUMINA, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|18325
ILMN|ILLUMINA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|123106
ILMN|ILLUMINA, INC.|WDNX|WEEDEN & CO.L.P.|2182
ILMN|ILLUMINA, INC.|WEDB|WEDBUSH SECURITIES INC.|41
ILMN|ILLUMINA, INC.|WEED|Weeden & Co.L.P.|3166
ILMN|ILLUMINA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35341
ILMN|ILLUMINA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31855
ILMN|ILLUMINA, INC.|WGIF|CIBC World Markets Inc.|2627
ILMN|ILLUMINA, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|224
ILMN|ILLUMINA, INC.|WORD|Worden Capital Management LLC|285
ILMN|ILLUMINA, INC.|WSAG|WALL STREET ACCESS|122
ILMN|ILLUMINA, INC.|WSEA|WOLVERINE SECURITIES, LLC|3579
ILMN|ILLUMINA, INC.|XIST|INSTINET, LLC|46454
ILMN|ILLUMINA, INC.|XPQR|Jump Trading|1000
ILMN|ILLUMINA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|21214
ILMN|ILLUMINA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|35452
ILMN|ILLUMINA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2417
ILPT|INDTL LOGI PT SH BEN|AGIS|Aegis Capital Corp.|4034
ILPT|INDTL LOGI PT SH BEN|ALTX|Alternet Securities Inc.|1900
ILPT|INDTL LOGI PT SH BEN|AQUA|AQUA SECURITIES L.P.|18100
ILPT|INDTL LOGI PT SH BEN|BARD|Robert W. Baird & Co. Incorporated|9
ILPT|INDTL LOGI PT SH BEN|BATM|CBOE TRADING, INC.|709
ILPT|INDTL LOGI PT SH BEN|BAYC|BAY CREST PARTNERS, LLC|249
ILPT|INDTL LOGI PT SH BEN|BBNT|BB&T SECURITIES, LLC|1000
ILPT|INDTL LOGI PT SH BEN|BERN|Sanford C. Bernstein & Co., LLC|13220
ILPT|INDTL LOGI PT SH BEN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94
ILPT|INDTL LOGI PT SH BEN|BLKX|INSTINET, LLC|34920
ILPT|INDTL LOGI PT SH BEN|BMOC|BMO Capital Markets Corp.|3226
ILPT|INDTL LOGI PT SH BEN|BNPX|BNP PARIBAS SECURITIES CORP.|3646
ILPT|INDTL LOGI PT SH BEN|BTIG|BTIG, LLC|7770
ILPT|INDTL LOGI PT SH BEN|BYXM|CBOE TRADING, INC.|60
ILPT|INDTL LOGI PT SH BEN|CIST|Capital Institutional Services, Inc.|675
ILPT|INDTL LOGI PT SH BEN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39281
ILPT|INDTL LOGI PT SH BEN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
ILPT|INDTL LOGI PT SH BEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61593
ILPT|INDTL LOGI PT SH BEN|CTDL|Citadel Derivatives Group Llc|12024
ILPT|INDTL LOGI PT SH BEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|9558
ILPT|INDTL LOGI PT SH BEN|DBAB|Deutsche Bank Securities Inc.|54001
ILPT|INDTL LOGI PT SH BEN|DBAX|Deutsche Bank Securities Inc.|55000
ILPT|INDTL LOGI PT SH BEN|DEAN|MORGAN STANLEY|2860
ILPT|INDTL LOGI PT SH BEN|DEGS|RONIN PROFESSIONAL LLC|4420
ILPT|INDTL LOGI PT SH BEN|EBXL|EBX LLC|42600
ILPT|INDTL LOGI PT SH BEN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7932
ILPT|INDTL LOGI PT SH BEN|EGAM|CBOE TRADING, INC.|1685
ILPT|INDTL LOGI PT SH BEN|EGXM|CBOE TRADING, INC.|700
ILPT|INDTL LOGI PT SH BEN|ESPO|ESPOSITO SECURITIES, LLC|736
ILPT|INDTL LOGI PT SH BEN|ETBE|Electronic Transaction Clearing, Inc.|2576
ILPT|INDTL LOGI PT SH BEN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10378
ILPT|INDTL LOGI PT SH BEN|ETRS|E*Trade Securities LLC|6403
ILPT|INDTL LOGI PT SH BEN|FBCO|Credit Suisse Securities (USA) LLC|246800
ILPT|INDTL LOGI PT SH BEN|FOMA|TD AMERITRADE CLEARING, INC.|10315
ILPT|INDTL LOGI PT SH BEN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5915
ILPT|INDTL LOGI PT SH BEN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73412
ILPT|INDTL LOGI PT SH BEN|FTBR|Foliofn Investments, Inc.|8
ILPT|INDTL LOGI PT SH BEN|GEBB|GLOBAL EXECUTION BROKERS, LP|6397
ILPT|INDTL LOGI PT SH BEN|GLPX|ACS EXECUTION SERVICES, LLC|5579
ILPT|INDTL LOGI PT SH BEN|GSCO|GOLDMAN SACHS & CO. LLC|331393
ILPT|INDTL LOGI PT SH BEN|GSCS|GOLDMAN SACHS & CO. LLC|4065
ILPT|INDTL LOGI PT SH BEN|GSLT|GOLDMAN SACHS & CO. LLC|946
ILPT|INDTL LOGI PT SH BEN|GTSZ|GTS SECURITIES LLC|18424
ILPT|INDTL LOGI PT SH BEN|HRBF|American Enterprise Investment Services Inc.|18
ILPT|INDTL LOGI PT SH BEN|IATS|INTERACTIVE BROKERS LLC|1600
ILPT|INDTL LOGI PT SH BEN|IBKR|Interactive Brokers Llc|34358
ILPT|INDTL LOGI PT SH BEN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|535
ILPT|INDTL LOGI PT SH BEN|ICBX|INSTINET, LLC|13270
ILPT|INDTL LOGI PT SH BEN|IEQY|CITADEL SECURITIES LLC|14510
ILPT|INDTL LOGI PT SH BEN|INCA|INSTINET, LLC|86406
ILPT|INDTL LOGI PT SH BEN|INJX|INSTINET, LLC|5794
ILPT|INDTL LOGI PT SH BEN|INTL|INTL FCSTONE FINANCIAL INC.|36
ILPT|INDTL LOGI PT SH BEN|ITGI|ITG Inc.|11580
ILPT|INDTL LOGI PT SH BEN|ITGP|ITG INC.|25800
ILPT|INDTL LOGI PT SH BEN|JANY|Janney Montgomery Scott Inc.|500
ILPT|INDTL LOGI PT SH BEN|JEFF|JEFFERIES LLC|12220
ILPT|INDTL LOGI PT SH BEN|JMPT|JUMP TRADING, LLC|9254
ILPT|INDTL LOGI PT SH BEN|JONE|JonesTrading|915625
ILPT|INDTL LOGI PT SH BEN|JPBX|J.P. MORGAN SECURITIES LLC|2482
ILPT|INDTL LOGI PT SH BEN|JPMX|J.P. Morgan Securities LLC|106821
ILPT|INDTL LOGI PT SH BEN|JSJX|JANE STREET CAPITAL LLC|1844
ILPT|INDTL LOGI PT SH BEN|KCGM|VIRTU Americas LLC|12055
ILPT|INDTL LOGI PT SH BEN|LEHM|Barclays Capital Inc./Le|253003
ILPT|INDTL LOGI PT SH BEN|LIME|Lime Brokerage LLC|109896
ILPT|INDTL LOGI PT SH BEN|LMGP|LIME BROKERAGE LLC|430
ILPT|INDTL LOGI PT SH BEN|LOOP|Loop Capital Markets LLC|3929
ILPT|INDTL LOGI PT SH BEN|LQNA|LIQUIDNET, INC.|50000
ILPT|INDTL LOGI PT SH BEN|LSCI|Lek Securities Corporation|624
ILPT|INDTL LOGI PT SH BEN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ILPT|INDTL LOGI PT SH BEN|MAXM|Maxim Group LLC|2158
ILPT|INDTL LOGI PT SH BEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|131478
ILPT|INDTL LOGI PT SH BEN|MOTF|MOTIF INVESTING, INC.|2
ILPT|INDTL LOGI PT SH BEN|MSCO|MORGAN STANLEY & CO. LLC|385415
ILPT|INDTL LOGI PT SH BEN|MSPL|MORGAN STANLEY & CO. LLC|57300
ILPT|INDTL LOGI PT SH BEN|MSTX|MORGAN STANLEY & CO. LLC|7000
ILPT|INDTL LOGI PT SH BEN|NATL|National Securities Corporation|100
ILPT|INDTL LOGI PT SH BEN|NEUB|NEUBERGER BERMAN BD LLC|97
ILPT|INDTL LOGI PT SH BEN|NFSC|National Financial Services LLC|8283
ILPT|INDTL LOGI PT SH BEN|NITE|VIRTU Americas LLC|84930
ILPT|INDTL LOGI PT SH BEN|NITP|VIRTU Americas LLC|6723
ILPT|INDTL LOGI PT SH BEN|NQRB|Brut, LLC|2200
ILPT|INDTL LOGI PT SH BEN|OPCO|Oppenheimer & Co. Inc.|196
ILPT|INDTL LOGI PT SH BEN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
ILPT|INDTL LOGI PT SH BEN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|11761
ILPT|INDTL LOGI PT SH BEN|PDQM|CODA MARKETS, INC.|16572
ILPT|INDTL LOGI PT SH BEN|PWJC|UBS Financial Services, Inc.|4710
ILPT|INDTL LOGI PT SH BEN|RAJA|Raymond James & Associates, Inc.|100
ILPT|INDTL LOGI PT SH BEN|RBCM|RBC CAPITAL MARKETS, LLC|11278
ILPT|INDTL LOGI PT SH BEN|RILY|B. RILEY FBR, INC.|448
ILPT|INDTL LOGI PT SH BEN|SAGL|SAGETRADER, LLC|100
ILPT|INDTL LOGI PT SH BEN|SBSH|Citigroup Global Markets Inc.|69581
ILPT|INDTL LOGI PT SH BEN|SGMT|GOLDMAN SACHS & CO. LLC|34830
ILPT|INDTL LOGI PT SH BEN|SPDR|SPEEDROUTE LLC|700
ILPT|INDTL LOGI PT SH BEN|SSBS|STATE STREET GLOBAL MARKETS, LLC|230
ILPT|INDTL LOGI PT SH BEN|STFL|Stifel, Nicolaus & Company, Incorporated|19842
ILPT|INDTL LOGI PT SH BEN|SWIM|TD Ameritrade, Inc.|430
ILPT|INDTL LOGI PT SH BEN|TAGC|TELSEY ADVISORY GROUP LLC|2835
ILPT|INDTL LOGI PT SH BEN|TRBT|Tradebot Systems, Inc.|45406
ILPT|INDTL LOGI PT SH BEN|TRCM|TRC MARKETS LLC|45687
ILPT|INDTL LOGI PT SH BEN|UBSS|UBS Securities LLC|204785
ILPT|INDTL LOGI PT SH BEN|VALX|VIRTU AMERICAS LLC|6267
ILPT|INDTL LOGI PT SH BEN|VGRD|Vanguard Marketing Corporation|2100
ILPT|INDTL LOGI PT SH BEN|WCHV|WELLS FARGO SECURITIES, LLC|27828
ILPT|INDTL LOGI PT SH BEN|WEED|Weeden & Co.L.P.|216086
ILPT|INDTL LOGI PT SH BEN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1929
ILPT|INDTL LOGI PT SH BEN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
ILPT|INDTL LOGI PT SH BEN|WUND|Wunderlich Securities, Inc.|248
ILPT|INDTL LOGI PT SH BEN|XIST|INSTINET, LLC|17150
ILPT|INDTL LOGI PT SH BEN|XSTM|NATIONAL FINANCIAL SERVICES LLC|15802
ILPT|INDTL LOGI PT SH BEN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ILTB|ISHARES CORE 10  YR|APCC|Apex Clearing Corporation|236
ILTB|ISHARES CORE 10  YR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3924
ILTB|ISHARES CORE 10  YR|CANT|Cantor Fitzgerald & Co.|10447
ILTB|ISHARES CORE 10  YR|CHAS|Charles Schwab & Co., Inc.|6
ILTB|ISHARES CORE 10  YR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
ILTB|ISHARES CORE 10  YR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|67
ILTB|ISHARES CORE 10  YR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ILTB|ISHARES CORE 10  YR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2823
ILTB|ISHARES CORE 10  YR|CSIN|Citadel Securities Institutional LLC|15218
ILTB|ISHARES CORE 10  YR|DBAX|Deutsche Bank Securities Inc.|1200
ILTB|ISHARES CORE 10  YR|DEAN|MORGAN STANLEY|808
ILTB|ISHARES CORE 10  YR|EBXL|EBX LLC|200
ILTB|ISHARES CORE 10  YR|EDJO|Edward D. Jones & Co., L.P.|1185
ILTB|ISHARES CORE 10  YR|EGAM|CBOE TRADING, INC.|893
ILTB|ISHARES CORE 10  YR|EGAW|CBOE TRADING, INC.|200
ILTB|ISHARES CORE 10  YR|ETRS|E*Trade Securities LLC|1516
ILTB|ISHARES CORE 10  YR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|619
ILTB|ISHARES CORE 10  YR|FTBR|Foliofn Investments, Inc.|12
ILTB|ISHARES CORE 10  YR|GEBB|GLOBAL EXECUTION BROKERS, LP|6245
ILTB|ISHARES CORE 10  YR|GSCO|GOLDMAN SACHS & CO. LLC|14
ILTB|ISHARES CORE 10  YR|HRBF|American Enterprise Investment Services Inc.|15716
ILTB|ISHARES CORE 10  YR|IATS|INTERACTIVE BROKERS LLC|416
ILTB|ISHARES CORE 10  YR|IBKR|Interactive Brokers Llc|378
ILTB|ISHARES CORE 10  YR|ICBX|INSTINET, LLC|200
ILTB|ISHARES CORE 10  YR|JPMX|J.P. Morgan Securities LLC|1254
ILTB|ISHARES CORE 10  YR|JSEB|JANE STREET EXECUTION SERVICES, LLC|81937
ILTB|ISHARES CORE 10  YR|JSJX|JANE STREET CAPITAL LLC|49784
ILTB|ISHARES CORE 10  YR|KCGM|VIRTU Americas LLC|470
ILTB|ISHARES CORE 10  YR|LEHM|Barclays Capital Inc./Le|4800
ILTB|ISHARES CORE 10  YR|LIME|Lime Brokerage LLC|644
ILTB|ISHARES CORE 10  YR|MACC|Mid Atlantic Capital Corporation|260
ILTB|ISHARES CORE 10  YR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
ILTB|ISHARES CORE 10  YR|MOTF|MOTIF INVESTING, INC.|1
ILTB|ISHARES CORE 10  YR|MSCO|MORGAN STANLEY & CO. LLC|5839
ILTB|ISHARES CORE 10  YR|MSPL|MORGAN STANLEY & CO. LLC|400
ILTB|ISHARES CORE 10  YR|NFSC|National Financial Services LLC|39111
ILTB|ISHARES CORE 10  YR|NITE|VIRTU Americas LLC|58243
ILTB|ISHARES CORE 10  YR|NITP|VIRTU Americas LLC|2400
ILTB|ISHARES CORE 10  YR|RBCM|RBC CAPITAL MARKETS, LLC|3
ILTB|ISHARES CORE 10  YR|SBSH|Citigroup Global Markets Inc.|75
ILTB|ISHARES CORE 10  YR|SGMT|GOLDMAN SACHS & CO. LLC|1121
ILTB|ISHARES CORE 10  YR|SWIM|TD Ameritrade, Inc.|547
ILTB|ISHARES CORE 10  YR|UBSA|UBS SECURITIES LLC|7025
ILTB|ISHARES CORE 10  YR|UBSS|UBS Securities LLC|22986
ILTB|ISHARES CORE 10  YR|VGRD|Vanguard Marketing Corporation|237
ILTB|ISHARES CORE 10  YR|WCHV|WELLS FARGO SECURITIES, LLC|4367
ILTB|ISHARES CORE 10  YR|WSEA|WOLVERINE SECURITIES, LLC|418
ILTB|ISHARES CORE 10  YR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ILTB|ISHARES CORE 10  YR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2365
IMAX|IMAX CORP|ANOS|ABEL/NOSER, L.L.C.|3800
IMAX|IMAX CORP|APCC|Apex Clearing Corporation|214
IMAX|IMAX CORP|AQUA|AQUA SECURITIES L.P.|9000
IMAX|IMAX CORP|BATM|CBOE TRADING, INC.|1317
IMAX|IMAX CORP|BAYT|BTIG, LLC|8500
IMAX|IMAX CORP|BBNT|BB&T SECURITIES, LLC|200
IMAX|IMAX CORP|BERN|Sanford C. Bernstein & Co., LLC|9430
IMAX|IMAX CORP|BIAD|SAGETRADER, LLC|1
IMAX|IMAX CORP|BIDS|BIDS TRADING L.P.|200
IMAX|IMAX CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4
IMAX|IMAX CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2885
IMAX|IMAX CORP|BTIG|BTIG, LLC|3200
IMAX|IMAX CORP|BYXM|CBOE TRADING, INC.|100
IMAX|IMAX CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
IMAX|IMAX CORP|CHAS|Charles Schwab & Co., Inc.|460
IMAX|IMAX CORP|CICF|Canaccord Genuity Corp.|40
IMAX|IMAX CORP|CIST|Capital Institutional Services, Inc.|240
IMAX|IMAX CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25130
IMAX|IMAX CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
IMAX|IMAX CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7590
IMAX|IMAX CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137869
IMAX|IMAX CORP|CTDL|Citadel Derivatives Group Llc|1050
IMAX|IMAX CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|53150
IMAX|IMAX CORP|DBAB|Deutsche Bank Securities Inc.|33498
IMAX|IMAX CORP|DBAX|Deutsche Bank Securities Inc.|158700
IMAX|IMAX CORP|DBUL|Deutsche Bank Securities Inc.|1215
IMAX|IMAX CORP|DEAN|MORGAN STANLEY|515
IMAX|IMAX CORP|DEGS|RONIN PROFESSIONAL LLC|200
IMAX|IMAX CORP|EBXL|EBX LLC|95800
IMAX|IMAX CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
IMAX|IMAX CORP|EDJC|Edward Jones / CDS|192
IMAX|IMAX CORP|EDJO|Edward D. Jones & Co., L.P.|3888
IMAX|IMAX CORP|EGAM|CBOE TRADING, INC.|10121
IMAX|IMAX CORP|EGXM|CBOE TRADING, INC.|3074
IMAX|IMAX CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21730
IMAX|IMAX CORP|ETRS|E*Trade Securities LLC|58213
IMAX|IMAX CORP|FILL|Tradestation Securities, Inc.|23980
IMAX|IMAX CORP|FMAF|NBCN Inc./ CDS|1737
IMAX|IMAX CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3905
IMAX|IMAX CORP|FQLS|Quantlab Securities LP|50735
IMAX|IMAX CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24735
IMAX|IMAX CORP|FTBR|Foliofn Investments, Inc.|514
IMAX|IMAX CORP|GLIS|TD Securities Inc|3191
IMAX|IMAX CORP|GLPX|ACS EXECUTION SERVICES, LLC|488
IMAX|IMAX CORP|GSCO|GOLDMAN SACHS & CO. LLC|253716
IMAX|IMAX CORP|GSCS|GOLDMAN SACHS & CO. LLC|7800
IMAX|IMAX CORP|GSLT|GOLDMAN SACHS & CO. LLC|3740
IMAX|IMAX CORP|GTSZ|GTS SECURITIES LLC|22168
IMAX|IMAX CORP|HAPX|HAP Trading, LLC|200
IMAX|IMAX CORP|HRBF|American Enterprise Investment Services Inc.|657
IMAX|IMAX CORP|IBKR|Interactive Brokers Llc|13200
IMAX|IMAX CORP|ICBX|INSTINET, LLC|14060
IMAX|IMAX CORP|IEQY|CITADEL SECURITIES LLC|8466
IMAX|IMAX CORP|INCA|INSTINET, LLC|56343
IMAX|IMAX CORP|INJX|INSTINET, LLC|41320
IMAX|IMAX CORP|ITGI|ITG Inc.|21644
IMAX|IMAX CORP|ITGP|ITG INC.|45600
IMAX|IMAX CORP|JANY|Janney Montgomery Scott Inc.|6008
IMAX|IMAX CORP|JEFF|JEFFERIES LLC|73602
IMAX|IMAX CORP|JMPT|JUMP TRADING, LLC|6916
IMAX|IMAX CORP|JONE|JonesTrading|600
IMAX|IMAX CORP|JPBX|J.P. MORGAN SECURITIES LLC|33078
IMAX|IMAX CORP|JPMX|J.P. Morgan Securities LLC|406225
IMAX|IMAX CORP|KCGM|VIRTU Americas LLC|84382
IMAX|IMAX CORP|LEHM|Barclays Capital Inc./Le|267619
IMAX|IMAX CORP|LIME|Lime Brokerage LLC|12322
IMAX|IMAX CORP|LIWE|LIME BROKERAGE LLC|6200
IMAX|IMAX CORP|LQNA|LIQUIDNET, INC.|10000
IMAX|IMAX CORP|LSCI|Lek Securities Corporation|44
IMAX|IMAX CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|212584
IMAX|IMAX CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5080
IMAX|IMAX CORP|MSCO|MORGAN STANLEY & CO. LLC|424911
IMAX|IMAX CORP|MSPL|MORGAN STANLEY & CO. LLC|63300
IMAX|IMAX CORP|MSTX|MORGAN STANLEY & CO. LLC|88900
IMAX|IMAX CORP|NFSC|National Financial Services LLC|94554
IMAX|IMAX CORP|NITE|VIRTU Americas LLC|162918
IMAX|IMAX CORP|NITP|VIRTU Americas LLC|792
IMAX|IMAX CORP|NQRB|Brut, LLC|400
IMAX|IMAX CORP|NTBF|BMO Nesbitt Burns Inc./CDS|500
IMAX|IMAX CORP|NTRC|Northern Trust Securities, Inc.|58
IMAX|IMAX CORP|OHOS|TWO SIGMA SECURITIES, LLC|15255
IMAX|IMAX CORP|OPCO|Oppenheimer & Co. Inc.|14528
IMAX|IMAX CORP|PDQM|CODA MARKETS, INC.|31928
IMAX|IMAX CORP|PWJC|UBS Financial Services, Inc.|860
IMAX|IMAX CORP|RBCM|RBC CAPITAL MARKETS, LLC|977
IMAX|IMAX CORP|SAGW|SAGETRADER, LLC|500
IMAX|IMAX CORP|SBSH|Citigroup Global Markets Inc.|43971
IMAX|IMAX CORP|SGMT|GOLDMAN SACHS & CO. LLC|120377
IMAX|IMAX CORP|SPDR|SPEEDROUTE LLC|3000
IMAX|IMAX CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
IMAX|IMAX CORP|STFL|Stifel, Nicolaus & Company, Incorporated|945
IMAX|IMAX CORP|STKP|STOCKPILE INVESTMENTS, INC.|72
IMAX|IMAX CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
IMAX|IMAX CORP|SWIM|TD Ameritrade, Inc.|44620
IMAX|IMAX CORP|SWST|Hilltop Securities Inc.|1000
IMAX|IMAX CORP|TKNG|ALLY INVEST SECURITIES LLC|1806
IMAX|IMAX CORP|TMBR|Timber Hill LLC|4
IMAX|IMAX CORP|TRBT|Tradebot Systems, Inc.|5379
IMAX|IMAX CORP|TRCM|TRC MARKETS LLC|37672
IMAX|IMAX CORP|UBSA|UBS SECURITIES LLC|481306
IMAX|IMAX CORP|UBSS|UBS Securities LLC|247453
IMAX|IMAX CORP|VALX|VIRTU AMERICAS LLC|32089
IMAX|IMAX CORP|VGRD|Vanguard Marketing Corporation|5671
IMAX|IMAX CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
IMAX|IMAX CORP|WCHV|WELLS FARGO SECURITIES, LLC|68310
IMAX|IMAX CORP|WEDB|WEDBUSH SECURITIES INC.|500
IMAX|IMAX CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6475
IMAX|IMAX CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7312
IMAX|IMAX CORP|WSEA|WOLVERINE SECURITIES, LLC|268
IMAX|IMAX CORP|XIST|INSTINET, LLC|105200
IMAX|IMAX CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|24810
IMAX|IMAX CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2300
IMDZ|IMMUNE DESIGN CS|AGIS|Aegis Capital Corp.|23561
IMDZ|IMMUNE DESIGN CS|APCC|Apex Clearing Corporation|700
IMDZ|IMMUNE DESIGN CS|BATM|CBOE TRADING, INC.|700
IMDZ|IMMUNE DESIGN CS|BERN|Sanford C. Bernstein & Co., LLC|27300
IMDZ|IMMUNE DESIGN CS|BIMI|Banca IMI Securities Corp.|1900
IMDZ|IMMUNE DESIGN CS|BLKX|INSTINET, LLC|125300
IMDZ|IMMUNE DESIGN CS|BMOC|BMO Capital Markets Corp.|5241
IMDZ|IMMUNE DESIGN CS|BNPX|BNP PARIBAS SECURITIES CORP.|3189
IMDZ|IMMUNE DESIGN CS|BTIG|BTIG, LLC|411
IMDZ|IMMUNE DESIGN CS|BYXM|CBOE TRADING, INC.|100
IMDZ|IMMUNE DESIGN CS|CHAS|Charles Schwab & Co., Inc.|1250
IMDZ|IMMUNE DESIGN CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5796
IMDZ|IMMUNE DESIGN CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
IMDZ|IMMUNE DESIGN CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
IMDZ|IMMUNE DESIGN CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132616
IMDZ|IMMUNE DESIGN CS|CTDL|Citadel Derivatives Group Llc|7852
IMDZ|IMMUNE DESIGN CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|28116
IMDZ|IMMUNE DESIGN CS|DBAB|Deutsche Bank Securities Inc.|45078
IMDZ|IMMUNE DESIGN CS|DBAX|Deutsche Bank Securities Inc.|92900
IMDZ|IMMUNE DESIGN CS|DEAN|MORGAN STANLEY|564
IMDZ|IMMUNE DESIGN CS|DEGS|RONIN PROFESSIONAL LLC|33510
IMDZ|IMMUNE DESIGN CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
IMDZ|IMMUNE DESIGN CS|EBXL|EBX LLC|48100
IMDZ|IMMUNE DESIGN CS|EGAM|CBOE TRADING, INC.|444
IMDZ|IMMUNE DESIGN CS|EGXW|CBOE TRADING, INC.|200
IMDZ|IMMUNE DESIGN CS|ETBE|Electronic Transaction Clearing, Inc.|7624
IMDZ|IMMUNE DESIGN CS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|12450
IMDZ|IMMUNE DESIGN CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1316
IMDZ|IMMUNE DESIGN CS|ETRS|E*Trade Securities LLC|230044
IMDZ|IMMUNE DESIGN CS|FBCO|Credit Suisse Securities (USA) LLC|129568
IMDZ|IMMUNE DESIGN CS|FILL|Tradestation Securities, Inc.|11900
IMDZ|IMMUNE DESIGN CS|FMAF|NBCN Inc./ CDS|6000
IMDZ|IMMUNE DESIGN CS|FOMA|TD AMERITRADE CLEARING, INC.|198208
IMDZ|IMMUNE DESIGN CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1997
IMDZ|IMMUNE DESIGN CS|FTBR|Foliofn Investments, Inc.|28
IMDZ|IMMUNE DESIGN CS|GEBB|GLOBAL EXECUTION BROKERS, LP|12948
IMDZ|IMMUNE DESIGN CS|GLPX|ACS EXECUTION SERVICES, LLC|552
IMDZ|IMMUNE DESIGN CS|GSCO|GOLDMAN SACHS & CO. LLC|184602
IMDZ|IMMUNE DESIGN CS|GSCS|GOLDMAN SACHS & CO. LLC|1500
IMDZ|IMMUNE DESIGN CS|GSLT|GOLDMAN SACHS & CO. LLC|2800
IMDZ|IMMUNE DESIGN CS|GTSZ|GTS SECURITIES LLC|18753
IMDZ|IMMUNE DESIGN CS|HAPX|HAP Trading, LLC|10
IMDZ|IMMUNE DESIGN CS|HRBF|American Enterprise Investment Services Inc.|100
IMDZ|IMMUNE DESIGN CS|IATS|INTERACTIVE BROKERS LLC|2800
IMDZ|IMMUNE DESIGN CS|IBKR|Interactive Brokers Llc|46732
IMDZ|IMMUNE DESIGN CS|ICBX|INSTINET, LLC|59356
IMDZ|IMMUNE DESIGN CS|IEQY|CITADEL SECURITIES LLC|1000
IMDZ|IMMUNE DESIGN CS|INCA|INSTINET, LLC|41514
IMDZ|IMMUNE DESIGN CS|INJX|INSTINET, LLC|4248
IMDZ|IMMUNE DESIGN CS|ITGI|ITG Inc.|23016
IMDZ|IMMUNE DESIGN CS|ITGP|ITG INC.|282600
IMDZ|IMMUNE DESIGN CS|JEFF|JEFFERIES LLC|48293
IMDZ|IMMUNE DESIGN CS|JMPT|JUMP TRADING, LLC|519
IMDZ|IMMUNE DESIGN CS|JPBX|J.P. MORGAN SECURITIES LLC|3538
IMDZ|IMMUNE DESIGN CS|JPMX|J.P. Morgan Securities LLC|258686
IMDZ|IMMUNE DESIGN CS|JSJX|JANE STREET CAPITAL LLC|3780
IMDZ|IMMUNE DESIGN CS|KCGM|VIRTU Americas LLC|20083
IMDZ|IMMUNE DESIGN CS|LEHM|Barclays Capital Inc./Le|205233
IMDZ|IMMUNE DESIGN CS|LIME|Lime Brokerage LLC|148683
IMDZ|IMMUNE DESIGN CS|LMGP|LIME BROKERAGE LLC|15030
IMDZ|IMMUNE DESIGN CS|LSCI|Lek Securities Corporation|1000
IMDZ|IMMUNE DESIGN CS|MAXM|Maxim Group LLC|3531
IMDZ|IMMUNE DESIGN CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120753
IMDZ|IMMUNE DESIGN CS|MSCO|MORGAN STANLEY & CO. LLC|231472
IMDZ|IMMUNE DESIGN CS|MSPL|MORGAN STANLEY & CO. LLC|85700
IMDZ|IMMUNE DESIGN CS|MSTX|MORGAN STANLEY & CO. LLC|5800
IMDZ|IMMUNE DESIGN CS|NFSC|National Financial Services LLC|262362
IMDZ|IMMUNE DESIGN CS|NITE|VIRTU Americas LLC|447007
IMDZ|IMMUNE DESIGN CS|NITP|VIRTU Americas LLC|7532
IMDZ|IMMUNE DESIGN CS|NQRB|Brut, LLC|1000
IMDZ|IMMUNE DESIGN CS|OPCO|Oppenheimer & Co. Inc.|7214
IMDZ|IMMUNE DESIGN CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4818
IMDZ|IMMUNE DESIGN CS|PCPT|PHILLIP CAPITAL INC.|10789
IMDZ|IMMUNE DESIGN CS|PDQM|CODA MARKETS, INC.|14696
IMDZ|IMMUNE DESIGN CS|PHLY|NASDAQ Execution Services, LLC|1000
IMDZ|IMMUNE DESIGN CS|RAJA|Raymond James & Associates, Inc.|1405
IMDZ|IMMUNE DESIGN CS|RBCM|RBC CAPITAL MARKETS, LLC|28577
IMDZ|IMMUNE DESIGN CS|RGLD|Regal Securities, Inc|100
IMDZ|IMMUNE DESIGN CS|SAGL|SAGETRADER, LLC|100
IMDZ|IMMUNE DESIGN CS|SBSH|Citigroup Global Markets Inc.|38031
IMDZ|IMMUNE DESIGN CS|SGMT|GOLDMAN SACHS & CO. LLC|51406
IMDZ|IMMUNE DESIGN CS|SPDR|SPEEDROUTE LLC|2000
IMDZ|IMMUNE DESIGN CS|STFL|Stifel, Nicolaus & Company, Incorporated|2000
IMDZ|IMMUNE DESIGN CS|SWIM|TD Ameritrade, Inc.|116348
IMDZ|IMMUNE DESIGN CS|TKNG|ALLY INVEST SECURITIES LLC|4449
IMDZ|IMMUNE DESIGN CS|TRBT|Tradebot Systems, Inc.|5156
IMDZ|IMMUNE DESIGN CS|TRCM|TRC MARKETS LLC|21349
IMDZ|IMMUNE DESIGN CS|UBSS|UBS Securities LLC|336961
IMDZ|IMMUNE DESIGN CS|VALX|VIRTU AMERICAS LLC|16701
IMDZ|IMMUNE DESIGN CS|VGRD|Vanguard Marketing Corporation|11324
IMDZ|IMMUNE DESIGN CS|WCHV|WELLS FARGO SECURITIES, LLC|73338
IMDZ|IMMUNE DESIGN CS|WGIF|CIBC World Markets Inc.|4253
IMDZ|IMMUNE DESIGN CS|WSEA|WOLVERINE SECURITIES, LLC|1906
IMDZ|IMMUNE DESIGN CS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
IMDZ|IMMUNE DESIGN CS|XIST|INSTINET, LLC|24200
IMDZ|IMMUNE DESIGN CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|66400
IMDZ|IMMUNE DESIGN CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3878
IMGN|IMMUNOGEN, INC.|ADAM|CANACCORD GENUITY INC.|534
IMGN|IMMUNOGEN, INC.|AGIS|Aegis Capital Corp.|336645
IMGN|IMMUNOGEN, INC.|ALTX|Alternet Securities Inc.|38026
IMGN|IMMUNOGEN, INC.|ANDG|Andrew Garrett Inc.|63352
IMGN|IMMUNOGEN, INC.|ANOS|ABEL/NOSER, L.L.C.|5131
IMGN|IMMUNOGEN, INC.|APCC|Apex Clearing Corporation|16664
IMGN|IMMUNOGEN, INC.|BARD|Robert W. Baird & Co. Incorporated|374
IMGN|IMMUNOGEN, INC.|BATM|CBOE TRADING, INC.|4583
IMGN|IMMUNOGEN, INC.|BAYT|BTIG, LLC|11260
IMGN|IMMUNOGEN, INC.|BBNT|BB&T SECURITIES, LLC|1312
IMGN|IMMUNOGEN, INC.|BERN|Sanford C. Bernstein & Co., LLC|68664
IMGN|IMMUNOGEN, INC.|BIDS|BIDS TRADING L.P.|5400
IMGN|IMMUNOGEN, INC.|BIMI|Banca IMI Securities Corp.|13006
IMGN|IMMUNOGEN, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76222
IMGN|IMMUNOGEN, INC.|BLKX|INSTINET, LLC|124900
IMGN|IMMUNOGEN, INC.|BMOC|BMO Capital Markets Corp.|18079
IMGN|IMMUNOGEN, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|268601
IMGN|IMMUNOGEN, INC.|BTIG|BTIG, LLC|71238
IMGN|IMMUNOGEN, INC.|BYXM|CBOE TRADING, INC.|6659
IMGN|IMMUNOGEN, INC.|CANT|Cantor Fitzgerald & Co.|66235
IMGN|IMMUNOGEN, INC.|CHAS|Charles Schwab & Co., Inc.|37943
IMGN|IMMUNOGEN, INC.|CIST|Capital Institutional Services, Inc.|8105
IMGN|IMMUNOGEN, INC.|CLSA|CLSA AMERICAS, LLC|100
IMGN|IMMUNOGEN, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|461919
IMGN|IMMUNOGEN, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1319
IMGN|IMMUNOGEN, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25850
IMGN|IMMUNOGEN, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1040016
IMGN|IMMUNOGEN, INC.|CTDL|Citadel Derivatives Group Llc|144265
IMGN|IMMUNOGEN, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|177574
IMGN|IMMUNOGEN, INC.|DADA|D.A. Davidson & Co.|581
IMGN|IMMUNOGEN, INC.|DBAB|Deutsche Bank Securities Inc.|2799773
IMGN|IMMUNOGEN, INC.|DBAX|Deutsche Bank Securities Inc.|750900
IMGN|IMMUNOGEN, INC.|DCHF|Dart Executions, LLC|134923
IMGN|IMMUNOGEN, INC.|DEAN|MORGAN STANLEY|70278
IMGN|IMMUNOGEN, INC.|DEGS|RONIN PROFESSIONAL LLC|21698
IMGN|IMMUNOGEN, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9500
IMGN|IMMUNOGEN, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3450
IMGN|IMMUNOGEN, INC.|EBXL|EBX LLC|478400
IMGN|IMMUNOGEN, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4298
IMGN|IMMUNOGEN, INC.|EDJO|Edward D. Jones & Co., L.P.|45435
IMGN|IMMUNOGEN, INC.|EGAM|CBOE TRADING, INC.|47334
IMGN|IMMUNOGEN, INC.|EGAW|CBOE TRADING, INC.|1328
IMGN|IMMUNOGEN, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
IMGN|IMMUNOGEN, INC.|EGXM|CBOE TRADING, INC.|19845
IMGN|IMMUNOGEN, INC.|EGXW|CBOE TRADING, INC.|113
IMGN|IMMUNOGEN, INC.|ETBE|Electronic Transaction Clearing, Inc.|43494
IMGN|IMMUNOGEN, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
IMGN|IMMUNOGEN, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|26660
IMGN|IMMUNOGEN, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|34826
IMGN|IMMUNOGEN, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36122
IMGN|IMMUNOGEN, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
IMGN|IMMUNOGEN, INC.|ETRS|E*Trade Securities LLC|811583
IMGN|IMMUNOGEN, INC.|FBCO|Credit Suisse Securities (USA) LLC|1329287
IMGN|IMMUNOGEN, INC.|FBSB|U.S. Bancorp Investments, Inc.|3002
IMGN|IMMUNOGEN, INC.|FFSI|Firstrade Securities Inc.|200
IMGN|IMMUNOGEN, INC.|FILL|Tradestation Securities, Inc.|151035
IMGN|IMMUNOGEN, INC.|FINX|FINTECH SECURITIES|107
IMGN|IMMUNOGEN, INC.|FMAF|NBCN Inc./ CDS|7931
IMGN|IMMUNOGEN, INC.|FOMA|TD AMERITRADE CLEARING, INC.|2997413
IMGN|IMMUNOGEN, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|25114
IMGN|IMMUNOGEN, INC.|FQLS|Quantlab Securities LP|1155800
IMGN|IMMUNOGEN, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|442165
IMGN|IMMUNOGEN, INC.|FTBR|Foliofn Investments, Inc.|3391
IMGN|IMMUNOGEN, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|174190
IMGN|IMMUNOGEN, INC.|GLIS|TD Securities Inc|3028
IMGN|IMMUNOGEN, INC.|GLPX|ACS EXECUTION SERVICES, LLC|125391
IMGN|IMMUNOGEN, INC.|GSCO|GOLDMAN SACHS & CO. LLC|5775414
IMGN|IMMUNOGEN, INC.|GSCS|GOLDMAN SACHS & CO. LLC|84514
IMGN|IMMUNOGEN, INC.|GSLT|GOLDMAN SACHS & CO. LLC|49798
IMGN|IMMUNOGEN, INC.|GTSZ|GTS SECURITIES LLC|29329
IMGN|IMMUNOGEN, INC.|HAPX|HAP Trading, LLC|3647
IMGN|IMMUNOGEN, INC.|HRBF|American Enterprise Investment Services Inc.|8110
IMGN|IMMUNOGEN, INC.|IATS|INTERACTIVE BROKERS LLC|82363
IMGN|IMMUNOGEN, INC.|IBKR|Interactive Brokers Llc|750569
IMGN|IMMUNOGEN, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
IMGN|IMMUNOGEN, INC.|ICBX|INSTINET, LLC|266591
IMGN|IMMUNOGEN, INC.|IEQY|CITADEL SECURITIES LLC|547296
IMGN|IMMUNOGEN, INC.|INCA|INSTINET, LLC|1135017
IMGN|IMMUNOGEN, INC.|INJX|INSTINET, LLC|267799
IMGN|IMMUNOGEN, INC.|ITGI|ITG Inc.|360439
IMGN|IMMUNOGEN, INC.|ITGP|ITG INC.|453000
IMGN|IMMUNOGEN, INC.|JANY|Janney Montgomery Scott Inc.|19841
IMGN|IMMUNOGEN, INC.|JEFF|JEFFERIES LLC|1103406
IMGN|IMMUNOGEN, INC.|JMPT|JUMP TRADING, LLC|155698
IMGN|IMMUNOGEN, INC.|JONE|JonesTrading|4500
IMGN|IMMUNOGEN, INC.|JPBX|J.P. MORGAN SECURITIES LLC|155305
IMGN|IMMUNOGEN, INC.|JPMX|J.P. Morgan Securities LLC|1191027
IMGN|IMMUNOGEN, INC.|JSJX|JANE STREET CAPITAL LLC|247678
IMGN|IMMUNOGEN, INC.|KCGM|VIRTU Americas LLC|204734
IMGN|IMMUNOGEN, INC.|LAFC|R. F. Lafferty & Co., Inc.|3400
IMGN|IMMUNOGEN, INC.|LEER|LEERINK PARTNERS LLC|1000
IMGN|IMMUNOGEN, INC.|LEHM|Barclays Capital Inc./Le|3253253
IMGN|IMMUNOGEN, INC.|LIME|Lime Brokerage LLC|598065
IMGN|IMMUNOGEN, INC.|LMGP|LIME BROKERAGE LLC|693
IMGN|IMMUNOGEN, INC.|LOOP|Loop Capital Markets LLC|4689
IMGN|IMMUNOGEN, INC.|LQNA|LIQUIDNET, INC.|262200
IMGN|IMMUNOGEN, INC.|LQNB|LIQUIDNET, INC.|5400
IMGN|IMMUNOGEN, INC.|LSCI|Lek Securities Corporation|11464
IMGN|IMMUNOGEN, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|1500
IMGN|IMMUNOGEN, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|9700
IMGN|IMMUNOGEN, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3200
IMGN|IMMUNOGEN, INC.|MACC|Mid Atlantic Capital Corporation|5000
IMGN|IMMUNOGEN, INC.|MACQ|Macquarie Capital (USA) Inc.|5521
IMGN|IMMUNOGEN, INC.|MAXM|Maxim Group LLC|47601
IMGN|IMMUNOGEN, INC.|MBTS|ALLY INVEST SECURITIES LLC|1300
IMGN|IMMUNOGEN, INC.|MCMF|Raymond James Ltd. Cds|495
IMGN|IMMUNOGEN, INC.|MKMP|MKM Partners LLC|48194
IMGN|IMMUNOGEN, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|573850
IMGN|IMMUNOGEN, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
IMGN|IMMUNOGEN, INC.|MOTF|MOTIF INVESTING, INC.|7
IMGN|IMMUNOGEN, INC.|MSCO|MORGAN STANLEY & CO. LLC|9725446
IMGN|IMMUNOGEN, INC.|MSPL|MORGAN STANLEY & CO. LLC|1160300
IMGN|IMMUNOGEN, INC.|MSTX|MORGAN STANLEY & CO. LLC|447100
IMGN|IMMUNOGEN, INC.|NATL|National Securities Corporation|316
IMGN|IMMUNOGEN, INC.|NEED|Needham & Company, LLC|100
IMGN|IMMUNOGEN, INC.|NEUB|NEUBERGER BERMAN BD LLC|20000
IMGN|IMMUNOGEN, INC.|NFSC|National Financial Services LLC|2407058
IMGN|IMMUNOGEN, INC.|NITE|VIRTU Americas LLC|4335002
IMGN|IMMUNOGEN, INC.|NITP|VIRTU Americas LLC|5859
IMGN|IMMUNOGEN, INC.|NQRB|Brut, LLC|50311
IMGN|IMMUNOGEN, INC.|NTRC|Northern Trust Securities, Inc.|6098
IMGN|IMMUNOGEN, INC.|OPCO|Oppenheimer & Co. Inc.|12730
IMGN|IMMUNOGEN, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2800
IMGN|IMMUNOGEN, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4000
IMGN|IMMUNOGEN, INC.|PCPT|PHILLIP CAPITAL INC.|2040
IMGN|IMMUNOGEN, INC.|PDQM|CODA MARKETS, INC.|213198
IMGN|IMMUNOGEN, INC.|PHLY|NASDAQ Execution Services, LLC|1600
IMGN|IMMUNOGEN, INC.|PIPR|Piper Jaffray & Co.|47215
IMGN|IMMUNOGEN, INC.|PREC|PRECISION SECURITIES, LLC|955
IMGN|IMMUNOGEN, INC.|PWJC|UBS Financial Services, Inc.|23671
IMGN|IMMUNOGEN, INC.|RAJA|Raymond James & Associates, Inc.|332674
IMGN|IMMUNOGEN, INC.|RBCM|RBC CAPITAL MARKETS, LLC|80965
IMGN|IMMUNOGEN, INC.|RGLD|Regal Securities, Inc|2300
IMGN|IMMUNOGEN, INC.|RJLC|RJL CAPITAL GROUP, LLC|3100
IMGN|IMMUNOGEN, INC.|SAGL|SAGETRADER, LLC|79204
IMGN|IMMUNOGEN, INC.|SAGW|SAGETRADER, LLC|2299
IMGN|IMMUNOGEN, INC.|SBSH|Citigroup Global Markets Inc.|1477209
IMGN|IMMUNOGEN, INC.|SEIC|SEI Investments Distribution Co.|100
IMGN|IMMUNOGEN, INC.|SGMT|GOLDMAN SACHS & CO. LLC|320213
IMGN|IMMUNOGEN, INC.|SPDR|SPEEDROUTE LLC|19259
IMGN|IMMUNOGEN, INC.|SPGS|Sea Port Group Securities, LLC|25000
IMGN|IMMUNOGEN, INC.|SPHN|Stephens Inc.|15000
IMGN|IMMUNOGEN, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|1900
IMGN|IMMUNOGEN, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|33722
IMGN|IMMUNOGEN, INC.|STXG|Stockcross Financial Services, Inc.|6200
IMGN|IMMUNOGEN, INC.|SWIM|TD Ameritrade, Inc.|1672793
IMGN|IMMUNOGEN, INC.|SWST|Hilltop Securities Inc.|6800
IMGN|IMMUNOGEN, INC.|TKNG|ALLY INVEST SECURITIES LLC|49210
IMGN|IMMUNOGEN, INC.|TRBT|Tradebot Systems, Inc.|738281
IMGN|IMMUNOGEN, INC.|TRCM|TRC MARKETS LLC|82014
IMGN|IMMUNOGEN, INC.|TWTT|TASTYWORKS, INC.|2100
IMGN|IMMUNOGEN, INC.|UBSA|UBS SECURITIES LLC|1708878
IMGN|IMMUNOGEN, INC.|UBSS|UBS Securities LLC|5138602
IMGN|IMMUNOGEN, INC.|VALX|VIRTU AMERICAS LLC|372488
IMGN|IMMUNOGEN, INC.|VGRD|Vanguard Marketing Corporation|166525
IMGN|IMMUNOGEN, INC.|VSIN|Vision Financial Markets Llc|6850
IMGN|IMMUNOGEN, INC.|WABR|Wall Street Access|8600
IMGN|IMMUNOGEN, INC.|WBLR|WILLIAM BLAIR|9400
IMGN|IMMUNOGEN, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
IMGN|IMMUNOGEN, INC.|WCHV|WELLS FARGO SECURITIES, LLC|671649
IMGN|IMMUNOGEN, INC.|WDNX|WEEDEN & CO.L.P.|10292
IMGN|IMMUNOGEN, INC.|WEDB|WEDBUSH SECURITIES INC.|65045
IMGN|IMMUNOGEN, INC.|WEED|Weeden & Co.L.P.|48150
IMGN|IMMUNOGEN, INC.|WESC|Wellington Shields & Co., LLC|5000
IMGN|IMMUNOGEN, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|116873
IMGN|IMMUNOGEN, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47238
IMGN|IMMUNOGEN, INC.|WGIF|CIBC World Markets Inc.|12369
IMGN|IMMUNOGEN, INC.|WHOT|JUST2TRADE, INC.|500
IMGN|IMMUNOGEN, INC.|WSEA|WOLVERINE SECURITIES, LLC|92074
IMGN|IMMUNOGEN, INC.|XIST|INSTINET, LLC|56000
IMGN|IMMUNOGEN, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|579878
IMGN|IMMUNOGEN, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|15038
IMGN|IMMUNOGEN, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20383
IMH|IMPAC MTG HLDGS INC|ALTX|Alternet Securities Inc.|100
IMH|IMPAC MTG HLDGS INC|APCC|Apex Clearing Corporation|507
IMH|IMPAC MTG HLDGS INC|BARD|Robert W. Baird & Co. Incorporated|100
IMH|IMPAC MTG HLDGS INC|BATM|CBOE TRADING, INC.|100
IMH|IMPAC MTG HLDGS INC|BAYC|BAY CREST PARTNERS, LLC|344
IMH|IMPAC MTG HLDGS INC|BZYD|GOLDMAN SACHS & CO. LLC|240
IMH|IMPAC MTG HLDGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
IMH|IMPAC MTG HLDGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2662
IMH|IMPAC MTG HLDGS INC|CTDL|Citadel Derivatives Group Llc|98
IMH|IMPAC MTG HLDGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1014
IMH|IMPAC MTG HLDGS INC|DBAB|Deutsche Bank Securities Inc.|4331
IMH|IMPAC MTG HLDGS INC|DBAX|Deutsche Bank Securities Inc.|5500
IMH|IMPAC MTG HLDGS INC|DEAN|MORGAN STANLEY|2490
IMH|IMPAC MTG HLDGS INC|DEGS|RONIN PROFESSIONAL LLC|3864
IMH|IMPAC MTG HLDGS INC|EBXL|EBX LLC|700
IMH|IMPAC MTG HLDGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
IMH|IMPAC MTG HLDGS INC|EDJO|Edward D. Jones & Co., L.P.|8655
IMH|IMPAC MTG HLDGS INC|ETRS|E*Trade Securities LLC|2531
IMH|IMPAC MTG HLDGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2208
IMH|IMPAC MTG HLDGS INC|FTBR|Foliofn Investments, Inc.|5
IMH|IMPAC MTG HLDGS INC|GSCO|GOLDMAN SACHS & CO. LLC|9703
IMH|IMPAC MTG HLDGS INC|GSCS|GOLDMAN SACHS & CO. LLC|114
IMH|IMPAC MTG HLDGS INC|GSLT|GOLDMAN SACHS & CO. LLC|500
IMH|IMPAC MTG HLDGS INC|GTSZ|GTS SECURITIES LLC|4407
IMH|IMPAC MTG HLDGS INC|IBKR|Interactive Brokers Llc|624
IMH|IMPAC MTG HLDGS INC|ICBX|INSTINET, LLC|3900
IMH|IMPAC MTG HLDGS INC|IEQY|CITADEL SECURITIES LLC|1471
IMH|IMPAC MTG HLDGS INC|INCA|INSTINET, LLC|6832
IMH|IMPAC MTG HLDGS INC|ITGI|ITG Inc.|1310
IMH|IMPAC MTG HLDGS INC|ITGP|ITG INC.|1200
IMH|IMPAC MTG HLDGS INC|JPBX|J.P. MORGAN SECURITIES LLC|200
IMH|IMPAC MTG HLDGS INC|JPMX|J.P. Morgan Securities LLC|10504
IMH|IMPAC MTG HLDGS INC|KCGM|VIRTU Americas LLC|417
IMH|IMPAC MTG HLDGS INC|LEHM|Barclays Capital Inc./Le|5884
IMH|IMPAC MTG HLDGS INC|LIME|Lime Brokerage LLC|3592
IMH|IMPAC MTG HLDGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4350
IMH|IMPAC MTG HLDGS INC|MSCO|MORGAN STANLEY & CO. LLC|16084
IMH|IMPAC MTG HLDGS INC|MSPL|MORGAN STANLEY & CO. LLC|4100
IMH|IMPAC MTG HLDGS INC|NFSC|National Financial Services LLC|12928
IMH|IMPAC MTG HLDGS INC|NITE|VIRTU Americas LLC|32735
IMH|IMPAC MTG HLDGS INC|NQRB|Brut, LLC|200
IMH|IMPAC MTG HLDGS INC|PDQM|CODA MARKETS, INC.|200
IMH|IMPAC MTG HLDGS INC|PWJC|UBS Financial Services, Inc.|10
IMH|IMPAC MTG HLDGS INC|SALI|INTL FCSTONE FINANCIAL INC.|27
IMH|IMPAC MTG HLDGS INC|SBRX|MURIEL SIEBERT & CO INC|9
IMH|IMPAC MTG HLDGS INC|SBSH|Citigroup Global Markets Inc.|3702
IMH|IMPAC MTG HLDGS INC|SGMT|GOLDMAN SACHS & CO. LLC|1128
IMH|IMPAC MTG HLDGS INC|SPHN|Stephens Inc.|50
IMH|IMPAC MTG HLDGS INC|STKP|STOCKPILE INVESTMENTS, INC.|966
IMH|IMPAC MTG HLDGS INC|SWIM|TD Ameritrade, Inc.|908
IMH|IMPAC MTG HLDGS INC|TKNG|ALLY INVEST SECURITIES LLC|1500
IMH|IMPAC MTG HLDGS INC|TRCM|TRC MARKETS LLC|452
IMH|IMPAC MTG HLDGS INC|UBSA|UBS SECURITIES LLC|9343
IMH|IMPAC MTG HLDGS INC|UBSS|UBS Securities LLC|11463
IMH|IMPAC MTG HLDGS INC|VALX|VIRTU AMERICAS LLC|1154
IMH|IMPAC MTG HLDGS INC|VGRD|Vanguard Marketing Corporation|982
IMH|IMPAC MTG HLDGS INC|WCHV|WELLS FARGO SECURITIES, LLC|2894
IMH|IMPAC MTG HLDGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|140
IMH|IMPAC MTG HLDGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|571
IMH|IMPAC MTG HLDGS INC|WSEA|WOLVERINE SECURITIES, LLC|36
IMH|IMPAC MTG HLDGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
IMI|INTERMOLECULAR, INC.|APCC|Apex Clearing Corporation|245
IMI|INTERMOLECULAR, INC.|ARCD|Arcadia Securities, LLC|114631
IMI|INTERMOLECULAR, INC.|BAYC|BAY CREST PARTNERS, LLC|3220
IMI|INTERMOLECULAR, INC.|BIDS|BIDS TRADING L.P.|67200
IMI|INTERMOLECULAR, INC.|BTIG|BTIG, LLC|1315462
IMI|INTERMOLECULAR, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6
IMI|INTERMOLECULAR, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1008
IMI|INTERMOLECULAR, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3587
IMI|INTERMOLECULAR, INC.|CTDL|Citadel Derivatives Group Llc|1012
IMI|INTERMOLECULAR, INC.|DADA|D.A. Davidson & Co.|1100
IMI|INTERMOLECULAR, INC.|DBAX|Deutsche Bank Securities Inc.|1400
IMI|INTERMOLECULAR, INC.|DEGS|RONIN PROFESSIONAL LLC|10764
IMI|INTERMOLECULAR, INC.|EBXL|EBX LLC|4400
IMI|INTERMOLECULAR, INC.|EGAM|CBOE TRADING, INC.|105
IMI|INTERMOLECULAR, INC.|EGXM|CBOE TRADING, INC.|16
IMI|INTERMOLECULAR, INC.|ETBE|Electronic Transaction Clearing, Inc.|750
IMI|INTERMOLECULAR, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
IMI|INTERMOLECULAR, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
IMI|INTERMOLECULAR, INC.|ETRS|E*Trade Securities LLC|46321
IMI|INTERMOLECULAR, INC.|FBCO|Credit Suisse Securities (USA) LLC|21982
IMI|INTERMOLECULAR, INC.|FOMA|TD AMERITRADE CLEARING, INC.|177851
IMI|INTERMOLECULAR, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1850
IMI|INTERMOLECULAR, INC.|FTBR|Foliofn Investments, Inc.|326
IMI|INTERMOLECULAR, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2929
IMI|INTERMOLECULAR, INC.|GLPX|ACS EXECUTION SERVICES, LLC|300
IMI|INTERMOLECULAR, INC.|GSCO|GOLDMAN SACHS & CO. LLC|17891
IMI|INTERMOLECULAR, INC.|GSCS|GOLDMAN SACHS & CO. LLC|4192
IMI|INTERMOLECULAR, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3276
IMI|INTERMOLECULAR, INC.|GTSZ|GTS SECURITIES LLC|1302
IMI|INTERMOLECULAR, INC.|IATS|INTERACTIVE BROKERS LLC|654
IMI|INTERMOLECULAR, INC.|IBKR|Interactive Brokers Llc|58213
IMI|INTERMOLECULAR, INC.|ICBX|INSTINET, LLC|2100
IMI|INTERMOLECULAR, INC.|INCA|INSTINET, LLC|31120
IMI|INTERMOLECULAR, INC.|INJX|INSTINET, LLC|55
IMI|INTERMOLECULAR, INC.|ITGI|ITG Inc.|993
IMI|INTERMOLECULAR, INC.|ITGP|ITG INC.|1200
IMI|INTERMOLECULAR, INC.|JEFF|JEFFERIES LLC|6870
IMI|INTERMOLECULAR, INC.|JHDR|J.H. Darbie & Co., Inc.|9801
IMI|INTERMOLECULAR, INC.|JMPT|JUMP TRADING, LLC|934
IMI|INTERMOLECULAR, INC.|JPMX|J.P. Morgan Securities LLC|7900
IMI|INTERMOLECULAR, INC.|JSJX|JANE STREET CAPITAL LLC|6
IMI|INTERMOLECULAR, INC.|LEHM|Barclays Capital Inc./Le|157173
IMI|INTERMOLECULAR, INC.|LIME|Lime Brokerage LLC|21155
IMI|INTERMOLECULAR, INC.|LQNB|LIQUIDNET, INC.|67200
IMI|INTERMOLECULAR, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1299
IMI|INTERMOLECULAR, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
IMI|INTERMOLECULAR, INC.|MOTF|MOTIF INVESTING, INC.|1
IMI|INTERMOLECULAR, INC.|MSCO|MORGAN STANLEY & CO. LLC|187955
IMI|INTERMOLECULAR, INC.|MSPL|MORGAN STANLEY & CO. LLC|1000
IMI|INTERMOLECULAR, INC.|NFSC|National Financial Services LLC|54444
IMI|INTERMOLECULAR, INC.|NITE|VIRTU Americas LLC|146129
IMI|INTERMOLECULAR, INC.|NITP|VIRTU Americas LLC|1500
IMI|INTERMOLECULAR, INC.|NQRB|Brut, LLC|300
IMI|INTERMOLECULAR, INC.|PDQM|CODA MARKETS, INC.|560
IMI|INTERMOLECULAR, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2498
IMI|INTERMOLECULAR, INC.|SBSH|Citigroup Global Markets Inc.|4000
IMI|INTERMOLECULAR, INC.|SGMT|GOLDMAN SACHS & CO. LLC|2162
IMI|INTERMOLECULAR, INC.|SPDR|SPEEDROUTE LLC|1100
IMI|INTERMOLECULAR, INC.|SPGS|Sea Port Group Securities, LLC|1242
IMI|INTERMOLECULAR, INC.|SWIM|TD Ameritrade, Inc.|17516
IMI|INTERMOLECULAR, INC.|TKNG|ALLY INVEST SECURITIES LLC|2931
IMI|INTERMOLECULAR, INC.|TRBT|Tradebot Systems, Inc.|100
IMI|INTERMOLECULAR, INC.|TRCM|TRC MARKETS LLC|52630
IMI|INTERMOLECULAR, INC.|UBSA|UBS SECURITIES LLC|31876
IMI|INTERMOLECULAR, INC.|UBSS|UBS Securities LLC|45090
IMI|INTERMOLECULAR, INC.|VALX|VIRTU AMERICAS LLC|4
IMI|INTERMOLECULAR, INC.|VGRD|Vanguard Marketing Corporation|3146
IMI|INTERMOLECULAR, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
IMI|INTERMOLECULAR, INC.|WGIF|CIBC World Markets Inc.|500
IMI|INTERMOLECULAR, INC.|WSEA|WOLVERINE SECURITIES, LLC|1303
IMI|INTERMOLECULAR, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
IMI|INTERMOLECULAR, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3890
IMKTA|INGLES MARKETS INC##|APCC|Apex Clearing Corporation|79
IMKTA|INGLES MARKETS INC##|BATM|CBOE TRADING, INC.|724
IMKTA|INGLES MARKETS INC##|BERN|Sanford C. Bernstein & Co., LLC|1322
IMKTA|INGLES MARKETS INC##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1399
IMKTA|INGLES MARKETS INC##|BMOC|BMO Capital Markets Corp.|2250
IMKTA|INGLES MARKETS INC##|BNPX|BNP PARIBAS SECURITIES CORP.|3100
IMKTA|INGLES MARKETS INC##|BYXM|CBOE TRADING, INC.|200
IMKTA|INGLES MARKETS INC##|BZYD|GOLDMAN SACHS & CO. LLC|201
IMKTA|INGLES MARKETS INC##|CANT|Cantor Fitzgerald & Co.|2514
IMKTA|INGLES MARKETS INC##|CHAS|Charles Schwab & Co., Inc.|55
IMKTA|INGLES MARKETS INC##|CIST|Capital Institutional Services, Inc.|2550
IMKTA|INGLES MARKETS INC##|CLSA|CLSA AMERICAS, LLC|100
IMKTA|INGLES MARKETS INC##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5098
IMKTA|INGLES MARKETS INC##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|110
IMKTA|INGLES MARKETS INC##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
IMKTA|INGLES MARKETS INC##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25384
IMKTA|INGLES MARKETS INC##|CTDL|Citadel Derivatives Group Llc|2108
IMKTA|INGLES MARKETS INC##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4998
IMKTA|INGLES MARKETS INC##|DBAB|Deutsche Bank Securities Inc.|37084
IMKTA|INGLES MARKETS INC##|DBAX|Deutsche Bank Securities Inc.|25600
IMKTA|INGLES MARKETS INC##|DBUL|Deutsche Bank Securities Inc.|100
IMKTA|INGLES MARKETS INC##|DEAN|MORGAN STANLEY|2048
IMKTA|INGLES MARKETS INC##|DEGS|RONIN PROFESSIONAL LLC|2133
IMKTA|INGLES MARKETS INC##|EBXL|EBX LLC|6900
IMKTA|INGLES MARKETS INC##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2062
IMKTA|INGLES MARKETS INC##|EDJO|Edward D. Jones & Co., L.P.|82
IMKTA|INGLES MARKETS INC##|EGAM|CBOE TRADING, INC.|1554
IMKTA|INGLES MARKETS INC##|EGXM|CBOE TRADING, INC.|689
IMKTA|INGLES MARKETS INC##|EGXW|CBOE TRADING, INC.|149
IMKTA|INGLES MARKETS INC##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2235
IMKTA|INGLES MARKETS INC##|ETRS|E*Trade Securities LLC|22263
IMKTA|INGLES MARKETS INC##|FBCO|Credit Suisse Securities (USA) LLC|112910
IMKTA|INGLES MARKETS INC##|FOMA|TD AMERITRADE CLEARING, INC.|19913
IMKTA|INGLES MARKETS INC##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|957
IMKTA|INGLES MARKETS INC##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10443
IMKTA|INGLES MARKETS INC##|FTBR|Foliofn Investments, Inc.|103
IMKTA|INGLES MARKETS INC##|GEBB|GLOBAL EXECUTION BROKERS, LP|3926
IMKTA|INGLES MARKETS INC##|GLIS|TD Securities Inc|260
IMKTA|INGLES MARKETS INC##|GSCO|GOLDMAN SACHS & CO. LLC|77078
IMKTA|INGLES MARKETS INC##|GSCS|GOLDMAN SACHS & CO. LLC|8650
IMKTA|INGLES MARKETS INC##|GSLT|GOLDMAN SACHS & CO. LLC|87
IMKTA|INGLES MARKETS INC##|GTSZ|GTS SECURITIES LLC|3323
IMKTA|INGLES MARKETS INC##|HRBF|American Enterprise Investment Services Inc.|79
IMKTA|INGLES MARKETS INC##|IATS|INTERACTIVE BROKERS LLC|309
IMKTA|INGLES MARKETS INC##|IBKR|Interactive Brokers Llc|8987
IMKTA|INGLES MARKETS INC##|ICBX|INSTINET, LLC|6808
IMKTA|INGLES MARKETS INC##|IEQY|CITADEL SECURITIES LLC|9732
IMKTA|INGLES MARKETS INC##|INCA|INSTINET, LLC|62203
IMKTA|INGLES MARKETS INC##|INJX|INSTINET, LLC|1340
IMKTA|INGLES MARKETS INC##|ITGI|ITG Inc.|6830
IMKTA|INGLES MARKETS INC##|ITGP|ITG INC.|18400
IMKTA|INGLES MARKETS INC##|JEFF|JEFFERIES LLC|7371
IMKTA|INGLES MARKETS INC##|JMPT|JUMP TRADING, LLC|1540
IMKTA|INGLES MARKETS INC##|JONE|JonesTrading|7500
IMKTA|INGLES MARKETS INC##|JPBX|J.P. MORGAN SECURITIES LLC|1704
IMKTA|INGLES MARKETS INC##|JPMX|J.P. Morgan Securities LLC|27923
IMKTA|INGLES MARKETS INC##|JSJX|JANE STREET CAPITAL LLC|1390
IMKTA|INGLES MARKETS INC##|KCGM|VIRTU Americas LLC|3308
IMKTA|INGLES MARKETS INC##|LEHM|Barclays Capital Inc./Le|76834
IMKTA|INGLES MARKETS INC##|LGNT|COR CLEARING LLC|1
IMKTA|INGLES MARKETS INC##|LIME|Lime Brokerage LLC|68092
IMKTA|INGLES MARKETS INC##|LMGP|LIME BROKERAGE LLC|1918
IMKTA|INGLES MARKETS INC##|LQNA|LIQUIDNET, INC.|16800
IMKTA|INGLES MARKETS INC##|LSCI|Lek Securities Corporation|63
IMKTA|INGLES MARKETS INC##|MAXM|Maxim Group LLC|1476
IMKTA|INGLES MARKETS INC##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10988
IMKTA|INGLES MARKETS INC##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
IMKTA|INGLES MARKETS INC##|MSCO|MORGAN STANLEY & CO. LLC|214271
IMKTA|INGLES MARKETS INC##|MSPL|MORGAN STANLEY & CO. LLC|49500
IMKTA|INGLES MARKETS INC##|MSTX|MORGAN STANLEY & CO. LLC|7000
IMKTA|INGLES MARKETS INC##|NFSC|National Financial Services LLC|31193
IMKTA|INGLES MARKETS INC##|NITE|VIRTU Americas LLC|62504
IMKTA|INGLES MARKETS INC##|NQRB|Brut, LLC|1237
IMKTA|INGLES MARKETS INC##|OPCO|Oppenheimer & Co. Inc.|100
IMKTA|INGLES MARKETS INC##|PDQM|CODA MARKETS, INC.|1850
IMKTA|INGLES MARKETS INC##|PWJC|UBS Financial Services, Inc.|180
IMKTA|INGLES MARKETS INC##|RBCM|RBC CAPITAL MARKETS, LLC|62
IMKTA|INGLES MARKETS INC##|SAGW|SAGETRADER, LLC|660
IMKTA|INGLES MARKETS INC##|SBSH|Citigroup Global Markets Inc.|37046
IMKTA|INGLES MARKETS INC##|SGMT|GOLDMAN SACHS & CO. LLC|7924
IMKTA|INGLES MARKETS INC##|SPDR|SPEEDROUTE LLC|2000
IMKTA|INGLES MARKETS INC##|SPHN|Stephens Inc.|331
IMKTA|INGLES MARKETS INC##|SPTD|MINT GLOBAL MARKETS, INC.|1022
IMKTA|INGLES MARKETS INC##|STFL|Stifel, Nicolaus & Company, Incorporated|200
IMKTA|INGLES MARKETS INC##|SWIM|TD Ameritrade, Inc.|877
IMKTA|INGLES MARKETS INC##|TKNG|ALLY INVEST SECURITIES LLC|110
IMKTA|INGLES MARKETS INC##|TRBT|Tradebot Systems, Inc.|2988
IMKTA|INGLES MARKETS INC##|TRCM|TRC MARKETS LLC|23489
IMKTA|INGLES MARKETS INC##|UBSA|UBS SECURITIES LLC|53271
IMKTA|INGLES MARKETS INC##|UBSS|UBS Securities LLC|120699
IMKTA|INGLES MARKETS INC##|VALX|VIRTU AMERICAS LLC|5018
IMKTA|INGLES MARKETS INC##|VGRD|Vanguard Marketing Corporation|300
IMKTA|INGLES MARKETS INC##|WCHV|WELLS FARGO SECURITIES, LLC|7494
IMKTA|INGLES MARKETS INC##|WDNX|WEEDEN & CO.L.P.|4258
IMKTA|INGLES MARKETS INC##|WEED|Weeden & Co.L.P.|7702
IMKTA|INGLES MARKETS INC##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1015
IMKTA|INGLES MARKETS INC##|WSEA|WOLVERINE SECURITIES, LLC|161
IMKTA|INGLES MARKETS INC##|XIST|INSTINET, LLC|26374
IMKTA|INGLES MARKETS INC##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3380
IMKTA|INGLES MARKETS INC##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
IMLP|IPATH S&P MLP ETN|APCC|Apex Clearing Corporation|2
IMLP|IPATH S&P MLP ETN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
IMLP|IPATH S&P MLP ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56
IMLP|IPATH S&P MLP ETN|DBAX|Deutsche Bank Securities Inc.|400
IMLP|IPATH S&P MLP ETN|EBXL|EBX LLC|2100
IMLP|IPATH S&P MLP ETN|EDJO|Edward D. Jones & Co., L.P.|200
IMLP|IPATH S&P MLP ETN|FTBR|Foliofn Investments, Inc.|6
IMLP|IPATH S&P MLP ETN|IBKR|Interactive Brokers Llc|2
IMLP|IPATH S&P MLP ETN|ICBX|INSTINET, LLC|700
IMLP|IPATH S&P MLP ETN|INCA|INSTINET, LLC|56
IMLP|IPATH S&P MLP ETN|JSJX|JANE STREET CAPITAL LLC|972
IMLP|IPATH S&P MLP ETN|LEHM|Barclays Capital Inc./Le|200000
IMLP|IPATH S&P MLP ETN|NFSC|National Financial Services LLC|5592
IMLP|IPATH S&P MLP ETN|NITE|VIRTU Americas LLC|2309
IMLP|IPATH S&P MLP ETN|OPCO|Oppenheimer & Co. Inc.|4
IMLP|IPATH S&P MLP ETN|STFL|Stifel, Nicolaus & Company, Incorporated|2
IMLP|IPATH S&P MLP ETN|UBSS|UBS Securities LLC|329
IMLP|IPATH S&P MLP ETN|WCHV|WELLS FARGO SECURITIES, LLC|141
IMLP|IPATH S&P MLP ETN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|226
IMMP|IMMUTEP LIMITED|ALTX|Alternet Securities Inc.|700
IMMP|IMMUTEP LIMITED|APCC|Apex Clearing Corporation|615
IMMP|IMMUTEP LIMITED|BATM|CBOE TRADING, INC.|6
IMMP|IMMUTEP LIMITED|BIMI|Banca IMI Securities Corp.|9581
IMMP|IMMUTEP LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|737
IMMP|IMMUTEP LIMITED|BYXM|CBOE TRADING, INC.|1100
IMMP|IMMUTEP LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
IMMP|IMMUTEP LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7123
IMMP|IMMUTEP LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|1700
IMMP|IMMUTEP LIMITED|DBAB|Deutsche Bank Securities Inc.|16047
IMMP|IMMUTEP LIMITED|DBAX|Deutsche Bank Securities Inc.|5000
IMMP|IMMUTEP LIMITED|DEAN|MORGAN STANLEY|8736
IMMP|IMMUTEP LIMITED|DEGS|RONIN PROFESSIONAL LLC|8114
IMMP|IMMUTEP LIMITED|EBXL|EBX LLC|2200
IMMP|IMMUTEP LIMITED|EDJO|Edward D. Jones & Co., L.P.|1000
IMMP|IMMUTEP LIMITED|ETBE|Electronic Transaction Clearing, Inc.|50
IMMP|IMMUTEP LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|368
IMMP|IMMUTEP LIMITED|ETRS|E*Trade Securities LLC|156120
IMMP|IMMUTEP LIMITED|FBCO|Credit Suisse Securities (USA) LLC|16696
IMMP|IMMUTEP LIMITED|FMAF|NBCN Inc./ CDS|300
IMMP|IMMUTEP LIMITED|FOMA|TD AMERITRADE CLEARING, INC.|178879
IMMP|IMMUTEP LIMITED|FTBR|Foliofn Investments, Inc.|2295
IMMP|IMMUTEP LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|1390
IMMP|IMMUTEP LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|5294
IMMP|IMMUTEP LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|403
IMMP|IMMUTEP LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|850
IMMP|IMMUTEP LIMITED|GTSZ|GTS SECURITIES LLC|2790
IMMP|IMMUTEP LIMITED|HASF|Haywood Securities Inc./CDS|69885
IMMP|IMMUTEP LIMITED|HRBF|American Enterprise Investment Services Inc.|300
IMMP|IMMUTEP LIMITED|IATS|INTERACTIVE BROKERS LLC|8288
IMMP|IMMUTEP LIMITED|IBKR|Interactive Brokers Llc|103239
IMMP|IMMUTEP LIMITED|ICBX|INSTINET, LLC|3174
IMMP|IMMUTEP LIMITED|INCA|INSTINET, LLC|7579
IMMP|IMMUTEP LIMITED|INJX|INSTINET, LLC|3100
IMMP|IMMUTEP LIMITED|ITGI|ITG Inc.|5858
IMMP|IMMUTEP LIMITED|ITGP|ITG INC.|6400
IMMP|IMMUTEP LIMITED|JMPT|JUMP TRADING, LLC|98
IMMP|IMMUTEP LIMITED|JONE|JonesTrading|22681
IMMP|IMMUTEP LIMITED|JPMX|J.P. Morgan Securities LLC|1818
IMMP|IMMUTEP LIMITED|LEHM|Barclays Capital Inc./Le|6960
IMMP|IMMUTEP LIMITED|LIME|Lime Brokerage LLC|18614
IMMP|IMMUTEP LIMITED|MBTS|ALLY INVEST SECURITIES LLC|225
IMMP|IMMUTEP LIMITED|MOTF|MOTIF INVESTING, INC.|1
IMMP|IMMUTEP LIMITED|MSCO|MORGAN STANLEY & CO. LLC|99204
IMMP|IMMUTEP LIMITED|MSPL|MORGAN STANLEY & CO. LLC|33200
IMMP|IMMUTEP LIMITED|NFSC|National Financial Services LLC|239903
IMMP|IMMUTEP LIMITED|NITE|VIRTU Americas LLC|531350
IMMP|IMMUTEP LIMITED|NITP|VIRTU Americas LLC|589
IMMP|IMMUTEP LIMITED|NQRB|Brut, LLC|5000
IMMP|IMMUTEP LIMITED|OLDM|OLD MISSION CAPITAL, LLC|400
IMMP|IMMUTEP LIMITED|OPCO|Oppenheimer & Co. Inc.|1627
IMMP|IMMUTEP LIMITED|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4640
IMMP|IMMUTEP LIMITED|PCPT|PHILLIP CAPITAL INC.|4619
IMMP|IMMUTEP LIMITED|PDQM|CODA MARKETS, INC.|6344
IMMP|IMMUTEP LIMITED|RAJA|Raymond James & Associates, Inc.|14500
IMMP|IMMUTEP LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|34450
IMMP|IMMUTEP LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|2552
IMMP|IMMUTEP LIMITED|SPDR|SPEEDROUTE LLC|3900
IMMP|IMMUTEP LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|100
IMMP|IMMUTEP LIMITED|SWIM|TD Ameritrade, Inc.|54836
IMMP|IMMUTEP LIMITED|TKNG|ALLY INVEST SECURITIES LLC|1430
IMMP|IMMUTEP LIMITED|TRCM|TRC MARKETS LLC|702
IMMP|IMMUTEP LIMITED|TWTT|TASTYWORKS, INC.|60
IMMP|IMMUTEP LIMITED|UBSA|UBS SECURITIES LLC|25080
IMMP|IMMUTEP LIMITED|UBSS|UBS Securities LLC|39328
IMMP|IMMUTEP LIMITED|VGRD|Vanguard Marketing Corporation|9460
IMMP|IMMUTEP LIMITED|WGIF|CIBC World Markets Inc.|4265
IMMP|IMMUTEP LIMITED|WSEA|WOLVERINE SECURITIES, LLC|3650
IMMR|IMMERSION CORP    ##|AGIS|Aegis Capital Corp.|200
IMMR|IMMERSION CORP    ##|ALTX|Alternet Securities Inc.|5939
IMMR|IMMERSION CORP    ##|APCC|Apex Clearing Corporation|11953
IMMR|IMMERSION CORP    ##|AQUA|AQUA SECURITIES L.P.|5000
IMMR|IMMERSION CORP    ##|BANK|Primevest Financial Services, Inc.|57
IMMR|IMMERSION CORP    ##|BARD|Robert W. Baird & Co. Incorporated|123263
IMMR|IMMERSION CORP    ##|BATM|CBOE TRADING, INC.|311
IMMR|IMMERSION CORP    ##|BERN|Sanford C. Bernstein & Co., LLC|2131
IMMR|IMMERSION CORP    ##|BIMI|Banca IMI Securities Corp.|4469
IMMR|IMMERSION CORP    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15902
IMMR|IMMERSION CORP    ##|BMOC|BMO Capital Markets Corp.|4739
IMMR|IMMERSION CORP    ##|BNPX|BNP PARIBAS SECURITIES CORP.|1613
IMMR|IMMERSION CORP    ##|BRGE|Newbridge Securities Corp.|8900
IMMR|IMMERSION CORP    ##|BTIG|BTIG, LLC|21385
IMMR|IMMERSION CORP    ##|BYXM|CBOE TRADING, INC.|7389
IMMR|IMMERSION CORP    ##|BZYD|GOLDMAN SACHS & CO. LLC|4398
IMMR|IMMERSION CORP    ##|CANT|Cantor Fitzgerald & Co.|483
IMMR|IMMERSION CORP    ##|CHAS|Charles Schwab & Co., Inc.|100
IMMR|IMMERSION CORP    ##|CHLM|Craig-Hallum Capital Group LLC|1894
IMMR|IMMERSION CORP    ##|CICF|Canaccord Genuity Corp.|200
IMMR|IMMERSION CORP    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65613
IMMR|IMMERSION CORP    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|252066
IMMR|IMMERSION CORP    ##|CTDL|Citadel Derivatives Group Llc|45390
IMMR|IMMERSION CORP    ##|CTLR|CUTLER GROUP, LP|13469
IMMR|IMMERSION CORP    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|25400
IMMR|IMMERSION CORP    ##|DADA|D.A. Davidson & Co.|100
IMMR|IMMERSION CORP    ##|DBAB|Deutsche Bank Securities Inc.|366330
IMMR|IMMERSION CORP    ##|DBAX|Deutsche Bank Securities Inc.|99400
IMMR|IMMERSION CORP    ##|DBUL|Deutsche Bank Securities Inc.|600
IMMR|IMMERSION CORP    ##|DEAN|MORGAN STANLEY|2055
IMMR|IMMERSION CORP    ##|DEGS|RONIN PROFESSIONAL LLC|21528
IMMR|IMMERSION CORP    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
IMMR|IMMERSION CORP    ##|DOTC|Dougherty & Company LLC|22687
IMMR|IMMERSION CORP    ##|EBXL|EBX LLC|107700
IMMR|IMMERSION CORP    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4928
IMMR|IMMERSION CORP    ##|EDJC|Edward Jones / CDS|636
IMMR|IMMERSION CORP    ##|EDJO|Edward D. Jones & Co., L.P.|1652
IMMR|IMMERSION CORP    ##|EGAM|CBOE TRADING, INC.|4110
IMMR|IMMERSION CORP    ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
IMMR|IMMERSION CORP    ##|EGXM|CBOE TRADING, INC.|3123
IMMR|IMMERSION CORP    ##|ESPO|ESPOSITO SECURITIES, LLC|726
IMMR|IMMERSION CORP    ##|ETBE|Electronic Transaction Clearing, Inc.|17533
IMMR|IMMERSION CORP    ##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8738
IMMR|IMMERSION CORP    ##|ETCB|ETC BROKERAGE SERVICES, LLC|700
IMMR|IMMERSION CORP    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7966
IMMR|IMMERSION CORP    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13506
IMMR|IMMERSION CORP    ##|ETRS|E*Trade Securities LLC|342373
IMMR|IMMERSION CORP    ##|FBCO|Credit Suisse Securities (USA) LLC|328755
IMMR|IMMERSION CORP    ##|FBSB|U.S. Bancorp Investments, Inc.|12
IMMR|IMMERSION CORP    ##|FILL|Tradestation Securities, Inc.|21941
IMMR|IMMERSION CORP    ##|FMAF|NBCN Inc./ CDS|6428
IMMR|IMMERSION CORP    ##|FOMA|TD AMERITRADE CLEARING, INC.|556132
IMMR|IMMERSION CORP    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5538
IMMR|IMMERSION CORP    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115575
IMMR|IMMERSION CORP    ##|FTBR|Foliofn Investments, Inc.|56086
IMMR|IMMERSION CORP    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|22410
IMMR|IMMERSION CORP    ##|GLIS|TD Securities Inc|215
IMMR|IMMERSION CORP    ##|GLPX|ACS EXECUTION SERVICES, LLC|2995
IMMR|IMMERSION CORP    ##|GSCO|GOLDMAN SACHS & CO. LLC|1201689
IMMR|IMMERSION CORP    ##|GSCS|GOLDMAN SACHS & CO. LLC|127054
IMMR|IMMERSION CORP    ##|GSLT|GOLDMAN SACHS & CO. LLC|5660
IMMR|IMMERSION CORP    ##|GTSZ|GTS SECURITIES LLC|13185
IMMR|IMMERSION CORP    ##|HRBF|American Enterprise Investment Services Inc.|3570
IMMR|IMMERSION CORP    ##|HSBC|HSBC Securities, Inc.|305
IMMR|IMMERSION CORP    ##|IATS|INTERACTIVE BROKERS LLC|29275
IMMR|IMMERSION CORP    ##|IBKR|Interactive Brokers Llc|307069
IMMR|IMMERSION CORP    ##|IBSJ|Integrity Brokerage Services, Inc.|6740
IMMR|IMMERSION CORP    ##|ICBX|INSTINET, LLC|53689
IMMR|IMMERSION CORP    ##|IEQY|CITADEL SECURITIES LLC|96246
IMMR|IMMERSION CORP    ##|INCA|INSTINET, LLC|383351
IMMR|IMMERSION CORP    ##|INJX|INSTINET, LLC|26592
IMMR|IMMERSION CORP    ##|ITGI|ITG Inc.|41281
IMMR|IMMERSION CORP    ##|ITGP|ITG INC.|169200
IMMR|IMMERSION CORP    ##|JEFF|JEFFERIES LLC|42346
IMMR|IMMERSION CORP    ##|JMPT|JUMP TRADING, LLC|67694
IMMR|IMMERSION CORP    ##|JPBX|J.P. MORGAN SECURITIES LLC|68166
IMMR|IMMERSION CORP    ##|JPMX|J.P. Morgan Securities LLC|185347
IMMR|IMMERSION CORP    ##|JSJX|JANE STREET CAPITAL LLC|4332
IMMR|IMMERSION CORP    ##|KCGM|VIRTU Americas LLC|65490
IMMR|IMMERSION CORP    ##|KING|C. L. King & Associates, Inc.|3600
IMMR|IMMERSION CORP    ##|LEHM|Barclays Capital Inc./Le|741146
IMMR|IMMERSION CORP    ##|LIME|Lime Brokerage LLC|222676
IMMR|IMMERSION CORP    ##|LQNA|LIQUIDNET, INC.|8000
IMMR|IMMERSION CORP    ##|LSCI|Lek Securities Corporation|2258
IMMR|IMMERSION CORP    ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IMMR|IMMERSION CORP    ##|MAXM|Maxim Group LLC|3189
IMMR|IMMERSION CORP    ##|MBTS|ALLY INVEST SECURITIES LLC|3077
IMMR|IMMERSION CORP    ##|MKMP|MKM Partners LLC|300
IMMR|IMMERSION CORP    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115656
IMMR|IMMERSION CORP    ##|MOTF|MOTIF INVESTING, INC.|18
IMMR|IMMERSION CORP    ##|MSCO|MORGAN STANLEY & CO. LLC|1626005
IMMR|IMMERSION CORP    ##|MSPL|MORGAN STANLEY & CO. LLC|382900
IMMR|IMMERSION CORP    ##|MSTX|MORGAN STANLEY & CO. LLC|102500
IMMR|IMMERSION CORP    ##|NFSC|National Financial Services LLC|810595
IMMR|IMMERSION CORP    ##|NITE|VIRTU Americas LLC|1315551
IMMR|IMMERSION CORP    ##|NITP|VIRTU Americas LLC|3600
IMMR|IMMERSION CORP    ##|NQRB|Brut, LLC|20837
IMMR|IMMERSION CORP    ##|OPCO|Oppenheimer & Co. Inc.|13901
IMMR|IMMERSION CORP    ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1260
IMMR|IMMERSION CORP    ##|PDQM|CODA MARKETS, INC.|11246
IMMR|IMMERSION CORP    ##|PWJC|UBS Financial Services, Inc.|1600
IMMR|IMMERSION CORP    ##|RAJA|Raymond James & Associates, Inc.|24075
IMMR|IMMERSION CORP    ##|RBCM|RBC CAPITAL MARKETS, LLC|18451
IMMR|IMMERSION CORP    ##|SAGL|SAGETRADER, LLC|200
IMMR|IMMERSION CORP    ##|SALI|INTL FCSTONE FINANCIAL INC.|860
IMMR|IMMERSION CORP    ##|SBSH|Citigroup Global Markets Inc.|139897
IMMR|IMMERSION CORP    ##|SEIC|SEI Investments Distribution Co.|100
IMMR|IMMERSION CORP    ##|SGMT|GOLDMAN SACHS & CO. LLC|129730
IMMR|IMMERSION CORP    ##|SPDR|SPEEDROUTE LLC|3915
IMMR|IMMERSION CORP    ##|STFL|Stifel, Nicolaus & Company, Incorporated|72519
IMMR|IMMERSION CORP    ##|SWIM|TD Ameritrade, Inc.|239645
IMMR|IMMERSION CORP    ##|SWST|Hilltop Securities Inc.|9030
IMMR|IMMERSION CORP    ##|TKNG|ALLY INVEST SECURITIES LLC|7966
IMMR|IMMERSION CORP    ##|TRBT|Tradebot Systems, Inc.|217286
IMMR|IMMERSION CORP    ##|TRCM|TRC MARKETS LLC|200430
IMMR|IMMERSION CORP    ##|TWTT|TASTYWORKS, INC.|400
IMMR|IMMERSION CORP    ##|UBSA|UBS SECURITIES LLC|397713
IMMR|IMMERSION CORP    ##|UBSS|UBS Securities LLC|590527
IMMR|IMMERSION CORP    ##|VALX|VIRTU AMERICAS LLC|3907
IMMR|IMMERSION CORP    ##|VGRD|Vanguard Marketing Corporation|80997
IMMR|IMMERSION CORP    ##|WABR|Wall Street Access|6635
IMMR|IMMERSION CORP    ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
IMMR|IMMERSION CORP    ##|WCHV|WELLS FARGO SECURITIES, LLC|125733
IMMR|IMMERSION CORP    ##|WEDB|WEDBUSH SECURITIES INC.|6000
IMMR|IMMERSION CORP    ##|WEED|Weeden & Co.L.P.|1010
IMMR|IMMERSION CORP    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|53477
IMMR|IMMERSION CORP    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40893
IMMR|IMMERSION CORP    ##|WGIF|CIBC World Markets Inc.|2575
IMMR|IMMERSION CORP    ##|WSEA|WOLVERINE SECURITIES, LLC|29462
IMMR|IMMERSION CORP    ##|XIST|INSTINET, LLC|268800
IMMR|IMMERSION CORP    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|23066
IMMR|IMMERSION CORP    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IMMR|IMMERSION CORP    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2473
IMMU|IMMUNOMEDICS, INC.|ACLP|ALEXANDER CAPITAL, L.P.|35000
IMMU|IMMUNOMEDICS, INC.|ADAM|CANACCORD GENUITY INC.|17936
IMMU|IMMUNOMEDICS, INC.|AGIS|Aegis Capital Corp.|1700
IMMU|IMMUNOMEDICS, INC.|ALLN|Allen & Company LLC|2895
IMMU|IMMUNOMEDICS, INC.|ALTX|Alternet Securities Inc.|40320
IMMU|IMMUNOMEDICS, INC.|APCC|Apex Clearing Corporation|24540
IMMU|IMMUNOMEDICS, INC.|AQUA|AQUA SECURITIES L.P.|3200
IMMU|IMMUNOMEDICS, INC.|BANK|Primevest Financial Services, Inc.|2750
IMMU|IMMUNOMEDICS, INC.|BARD|Robert W. Baird & Co. Incorporated|4499
IMMU|IMMUNOMEDICS, INC.|BATM|CBOE TRADING, INC.|25292
IMMU|IMMUNOMEDICS, INC.|BAYC|BAY CREST PARTNERS, LLC|12108
IMMU|IMMUNOMEDICS, INC.|BAYT|BTIG, LLC|4500
IMMU|IMMUNOMEDICS, INC.|BBNT|BB&T SECURITIES, LLC|2100
IMMU|IMMUNOMEDICS, INC.|BERN|Sanford C. Bernstein & Co., LLC|292741
IMMU|IMMUNOMEDICS, INC.|BIMI|Banca IMI Securities Corp.|4952
IMMU|IMMUNOMEDICS, INC.|BKCM|BNY Mellon Capital Markets LLC|31
IMMU|IMMUNOMEDICS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|71406
IMMU|IMMUNOMEDICS, INC.|BLKX|INSTINET, LLC|107711
IMMU|IMMUNOMEDICS, INC.|BMOC|BMO Capital Markets Corp.|18550
IMMU|IMMUNOMEDICS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|122568
IMMU|IMMUNOMEDICS, INC.|BTIG|BTIG, LLC|338186
IMMU|IMMUNOMEDICS, INC.|BYXM|CBOE TRADING, INC.|11007
IMMU|IMMUNOMEDICS, INC.|CANT|Cantor Fitzgerald & Co.|41546
IMMU|IMMUNOMEDICS, INC.|CHAS|Charles Schwab & Co., Inc.|6720
IMMU|IMMUNOMEDICS, INC.|CIST|Capital Institutional Services, Inc.|17
IMMU|IMMUNOMEDICS, INC.|CNFR|Cowen Prime Services LLC|7500
IMMU|IMMUNOMEDICS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|498565
IMMU|IMMUNOMEDICS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|680
IMMU|IMMUNOMEDICS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34503
IMMU|IMMUNOMEDICS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1461018
IMMU|IMMUNOMEDICS, INC.|CTDL|Citadel Derivatives Group Llc|57200
IMMU|IMMUNOMEDICS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|137680
IMMU|IMMUNOMEDICS, INC.|DAWA|Daiwa Capital Markets America Inc.|300
IMMU|IMMUNOMEDICS, INC.|DBAB|Deutsche Bank Securities Inc.|2190065
IMMU|IMMUNOMEDICS, INC.|DBAX|Deutsche Bank Securities Inc.|838600
IMMU|IMMUNOMEDICS, INC.|DBUL|Deutsche Bank Securities Inc.|50032
IMMU|IMMUNOMEDICS, INC.|DEAN|MORGAN STANLEY|51520
IMMU|IMMUNOMEDICS, INC.|DEGS|RONIN PROFESSIONAL LLC|99252
IMMU|IMMUNOMEDICS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38638
IMMU|IMMUNOMEDICS, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|30700
IMMU|IMMUNOMEDICS, INC.|EBXL|EBX LLC|435300
IMMU|IMMUNOMEDICS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6468
IMMU|IMMUNOMEDICS, INC.|EDJO|Edward D. Jones & Co., L.P.|5292
IMMU|IMMUNOMEDICS, INC.|EGAM|CBOE TRADING, INC.|45804
IMMU|IMMUNOMEDICS, INC.|EGAW|CBOE TRADING, INC.|982
IMMU|IMMUNOMEDICS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2400
IMMU|IMMUNOMEDICS, INC.|EGXM|CBOE TRADING, INC.|18645
IMMU|IMMUNOMEDICS, INC.|EGXW|CBOE TRADING, INC.|600
IMMU|IMMUNOMEDICS, INC.|EROP|Eroom Securities L.L.C.|2000
IMMU|IMMUNOMEDICS, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|491
IMMU|IMMUNOMEDICS, INC.|ETBE|Electronic Transaction Clearing, Inc.|75541
IMMU|IMMUNOMEDICS, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|100
IMMU|IMMUNOMEDICS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|19458
IMMU|IMMUNOMEDICS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|122216
IMMU|IMMUNOMEDICS, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
IMMU|IMMUNOMEDICS, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3500
IMMU|IMMUNOMEDICS, INC.|ETRS|E*Trade Securities LLC|854761
IMMU|IMMUNOMEDICS, INC.|FBCO|Credit Suisse Securities (USA) LLC|2540302
IMMU|IMMUNOMEDICS, INC.|FBRC|B. RILEY FBR, INC.|15000
IMMU|IMMUNOMEDICS, INC.|FFSI|Firstrade Securities Inc.|400
IMMU|IMMUNOMEDICS, INC.|FILL|Tradestation Securities, Inc.|98968
IMMU|IMMUNOMEDICS, INC.|FINX|FINTECH SECURITIES|40
IMMU|IMMUNOMEDICS, INC.|FMAF|NBCN Inc./ CDS|2053
IMMU|IMMUNOMEDICS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|2659014
IMMU|IMMUNOMEDICS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|501
IMMU|IMMUNOMEDICS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|711011
IMMU|IMMUNOMEDICS, INC.|FTBR|Foliofn Investments, Inc.|5564
IMMU|IMMUNOMEDICS, INC.|GARC|ICAP Corporates LLC|30000
IMMU|IMMUNOMEDICS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|183185
IMMU|IMMUNOMEDICS, INC.|GLIS|TD Securities Inc|131
IMMU|IMMUNOMEDICS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|197863
IMMU|IMMUNOMEDICS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|6600162
IMMU|IMMUNOMEDICS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|91542
IMMU|IMMUNOMEDICS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|32196
IMMU|IMMUNOMEDICS, INC.|GTSZ|GTS SECURITIES LLC|303731
IMMU|IMMUNOMEDICS, INC.|HAPX|HAP Trading, LLC|11446
IMMU|IMMUNOMEDICS, INC.|HRBF|American Enterprise Investment Services Inc.|260791
IMMU|IMMUNOMEDICS, INC.|HSBC|HSBC Securities, Inc.|18540
IMMU|IMMUNOMEDICS, INC.|IATS|INTERACTIVE BROKERS LLC|106468
IMMU|IMMUNOMEDICS, INC.|IBKR|Interactive Brokers Llc|568821
IMMU|IMMUNOMEDICS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|673
IMMU|IMMUNOMEDICS, INC.|ICBX|INSTINET, LLC|116599
IMMU|IMMUNOMEDICS, INC.|IEQY|CITADEL SECURITIES LLC|810552
IMMU|IMMUNOMEDICS, INC.|INCA|INSTINET, LLC|1111644
IMMU|IMMUNOMEDICS, INC.|INJX|INSTINET, LLC|557324
IMMU|IMMUNOMEDICS, INC.|ITGI|ITG Inc.|214518
IMMU|IMMUNOMEDICS, INC.|ITGP|ITG INC.|706000
IMMU|IMMUNOMEDICS, INC.|JANY|Janney Montgomery Scott Inc.|3900
IMMU|IMMUNOMEDICS, INC.|JEFF|JEFFERIES LLC|1726893
IMMU|IMMUNOMEDICS, INC.|JMPT|JUMP TRADING, LLC|195423
IMMU|IMMUNOMEDICS, INC.|JONE|JonesTrading|68015
IMMU|IMMUNOMEDICS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|723505
IMMU|IMMUNOMEDICS, INC.|JPMX|J.P. Morgan Securities LLC|1371181
IMMU|IMMUNOMEDICS, INC.|JSJX|JANE STREET CAPITAL LLC|67144
IMMU|IMMUNOMEDICS, INC.|JUTA|JUMP TRADING, LLC|19743
IMMU|IMMUNOMEDICS, INC.|KCGM|VIRTU Americas LLC|227596
IMMU|IMMUNOMEDICS, INC.|LAFC|R. F. Lafferty & Co., Inc.|1000
IMMU|IMMUNOMEDICS, INC.|LEER|LEERINK PARTNERS LLC|84310
IMMU|IMMUNOMEDICS, INC.|LEHM|Barclays Capital Inc./Le|4176875
IMMU|IMMUNOMEDICS, INC.|LIME|Lime Brokerage LLC|507594
IMMU|IMMUNOMEDICS, INC.|LMGP|LIME BROKERAGE LLC|11000
IMMU|IMMUNOMEDICS, INC.|LOOP|Loop Capital Markets LLC|4910
IMMU|IMMUNOMEDICS, INC.|LQNA|LIQUIDNET, INC.|685900
IMMU|IMMUNOMEDICS, INC.|LSCI|Lek Securities Corporation|3924
IMMU|IMMUNOMEDICS, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|5643
IMMU|IMMUNOMEDICS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7254
IMMU|IMMUNOMEDICS, INC.|MACC|Mid Atlantic Capital Corporation|32085
IMMU|IMMUNOMEDICS, INC.|MACQ|Macquarie Capital (USA) Inc.|13644
IMMU|IMMUNOMEDICS, INC.|MAXM|Maxim Group LLC|47459
IMMU|IMMUNOMEDICS, INC.|MBTS|ALLY INVEST SECURITIES LLC|15434
IMMU|IMMUNOMEDICS, INC.|MKMP|MKM Partners LLC|10000
IMMU|IMMUNOMEDICS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|510410
IMMU|IMMUNOMEDICS, INC.|MOTF|MOTIF INVESTING, INC.|13
IMMU|IMMUNOMEDICS, INC.|MRBA|IBN FINANCIAL SERVICES, INC.|13047
IMMU|IMMUNOMEDICS, INC.|MSCO|MORGAN STANLEY & CO. LLC|12415053
IMMU|IMMUNOMEDICS, INC.|MSPL|MORGAN STANLEY & CO. LLC|1042900
IMMU|IMMUNOMEDICS, INC.|MSTX|MORGAN STANLEY & CO. LLC|928400
IMMU|IMMUNOMEDICS, INC.|MZHO|Mizuho Securities USA LLC|25000
IMMU|IMMUNOMEDICS, INC.|NATL|National Securities Corporation|2100
IMMU|IMMUNOMEDICS, INC.|NEED|Needham & Company, LLC|17099
IMMU|IMMUNOMEDICS, INC.|NFSC|National Financial Services LLC|1804944
IMMU|IMMUNOMEDICS, INC.|NITE|VIRTU Americas LLC|3906073
IMMU|IMMUNOMEDICS, INC.|NITP|VIRTU Americas LLC|12841
IMMU|IMMUNOMEDICS, INC.|NQRB|Brut, LLC|127375
IMMU|IMMUNOMEDICS, INC.|NTRC|Northern Trust Securities, Inc.|1575
IMMU|IMMUNOMEDICS, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|712
IMMU|IMMUNOMEDICS, INC.|OPCO|Oppenheimer & Co. Inc.|24793
IMMU|IMMUNOMEDICS, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1500
IMMU|IMMUNOMEDICS, INC.|PCPT|PHILLIP CAPITAL INC.|2313
IMMU|IMMUNOMEDICS, INC.|PDQM|CODA MARKETS, INC.|169739
IMMU|IMMUNOMEDICS, INC.|PHLY|NASDAQ Execution Services, LLC|7200
IMMU|IMMUNOMEDICS, INC.|PICT|Pictet Overseas Inc.|410
IMMU|IMMUNOMEDICS, INC.|PIPR|Piper Jaffray & Co.|21651
IMMU|IMMUNOMEDICS, INC.|PREC|PRECISION SECURITIES, LLC|3192
IMMU|IMMUNOMEDICS, INC.|PUMA|Puma Capital, Llc|35000
IMMU|IMMUNOMEDICS, INC.|PWJC|UBS Financial Services, Inc.|19998
IMMU|IMMUNOMEDICS, INC.|RAJA|Raymond James & Associates, Inc.|41117
IMMU|IMMUNOMEDICS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|43342
IMMU|IMMUNOMEDICS, INC.|RGLD|Regal Securities, Inc|339
IMMU|IMMUNOMEDICS, INC.|RILY|B. RILEY FBR, INC.|100
IMMU|IMMUNOMEDICS, INC.|RJLC|RJL CAPITAL GROUP, LLC|12600
IMMU|IMMUNOMEDICS, INC.|SAGL|SAGETRADER, LLC|49050
IMMU|IMMUNOMEDICS, INC.|SAGW|SAGETRADER, LLC|5372
IMMU|IMMUNOMEDICS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|20960
IMMU|IMMUNOMEDICS, INC.|SBSH|Citigroup Global Markets Inc.|2058708
IMMU|IMMUNOMEDICS, INC.|SEIC|SEI Investments Distribution Co.|4300
IMMU|IMMUNOMEDICS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|336658
IMMU|IMMUNOMEDICS, INC.|SIBO|Prime Executions, Inc.|2801
IMMU|IMMUNOMEDICS, INC.|SOGO|Wang Investment Associates, Inc.|26
IMMU|IMMUNOMEDICS, INC.|SPDR|SPEEDROUTE LLC|33404
IMMU|IMMUNOMEDICS, INC.|SPHN|Stephens Inc.|1000
IMMU|IMMUNOMEDICS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|4338
IMMU|IMMUNOMEDICS, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
IMMU|IMMUNOMEDICS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|78698
IMMU|IMMUNOMEDICS, INC.|STXG|Stockcross Financial Services, Inc.|4928
IMMU|IMMUNOMEDICS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
IMMU|IMMUNOMEDICS, INC.|SWIM|TD Ameritrade, Inc.|1242130
IMMU|IMMUNOMEDICS, INC.|SWST|Hilltop Securities Inc.|4668
IMMU|IMMUNOMEDICS, INC.|TKNG|ALLY INVEST SECURITIES LLC|70058
IMMU|IMMUNOMEDICS, INC.|TRBT|Tradebot Systems, Inc.|1071564
IMMU|IMMUNOMEDICS, INC.|TRCM|TRC MARKETS LLC|299009
IMMU|IMMUNOMEDICS, INC.|TWTT|TASTYWORKS, INC.|1694
IMMU|IMMUNOMEDICS, INC.|UBSA|UBS SECURITIES LLC|2368192
IMMU|IMMUNOMEDICS, INC.|UBSS|UBS Securities LLC|7681924
IMMU|IMMUNOMEDICS, INC.|VALX|VIRTU AMERICAS LLC|194149
IMMU|IMMUNOMEDICS, INC.|VGRD|Vanguard Marketing Corporation|70095
IMMU|IMMUNOMEDICS, INC.|WABR|Wall Street Access|6487
IMMU|IMMUNOMEDICS, INC.|WBLR|WILLIAM BLAIR|5000
IMMU|IMMUNOMEDICS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|600
IMMU|IMMUNOMEDICS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|437159
IMMU|IMMUNOMEDICS, INC.|WDNX|WEEDEN & CO.L.P.|8232
IMMU|IMMUNOMEDICS, INC.|WEDB|WEDBUSH SECURITIES INC.|38665
IMMU|IMMUNOMEDICS, INC.|WEED|Weeden & Co.L.P.|13800
IMMU|IMMUNOMEDICS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|144710
IMMU|IMMUNOMEDICS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|88640
IMMU|IMMUNOMEDICS, INC.|WFPB|Wells Fargo Securities, LLC.|698
IMMU|IMMUNOMEDICS, INC.|WGIF|CIBC World Markets Inc.|16693
IMMU|IMMUNOMEDICS, INC.|WSEA|WOLVERINE SECURITIES, LLC|98269
IMMU|IMMUNOMEDICS, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|50
IMMU|IMMUNOMEDICS, INC.|XIST|INSTINET, LLC|255240
IMMU|IMMUNOMEDICS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|289896
IMMU|IMMUNOMEDICS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|5689
IMMU|IMMUNOMEDICS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9161
IMMY|IMPRIMIS PHAR CMN|ALTX|Alternet Securities Inc.|200
IMMY|IMPRIMIS PHAR CMN|APCC|Apex Clearing Corporation|1007
IMMY|IMPRIMIS PHAR CMN|BARD|Robert W. Baird & Co. Incorporated|5415
IMMY|IMPRIMIS PHAR CMN|BERN|Sanford C. Bernstein & Co., LLC|4300
IMMY|IMPRIMIS PHAR CMN|BRGE|Newbridge Securities Corp.|28300
IMMY|IMPRIMIS PHAR CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3200
IMMY|IMPRIMIS PHAR CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
IMMY|IMPRIMIS PHAR CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12074
IMMY|IMPRIMIS PHAR CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|500
IMMY|IMPRIMIS PHAR CMN|DBAB|Deutsche Bank Securities Inc.|10578
IMMY|IMPRIMIS PHAR CMN|DBAX|Deutsche Bank Securities Inc.|5400
IMMY|IMPRIMIS PHAR CMN|DEAN|MORGAN STANLEY|2000
IMMY|IMPRIMIS PHAR CMN|DEGS|RONIN PROFESSIONAL LLC|18473
IMMY|IMPRIMIS PHAR CMN|EBXL|EBX LLC|3500
IMMY|IMPRIMIS PHAR CMN|EDJO|Edward D. Jones & Co., L.P.|100
IMMY|IMPRIMIS PHAR CMN|EGXM|CBOE TRADING, INC.|19
IMMY|IMPRIMIS PHAR CMN|EGXW|CBOE TRADING, INC.|2331
IMMY|IMPRIMIS PHAR CMN|ETBE|Electronic Transaction Clearing, Inc.|500
IMMY|IMPRIMIS PHAR CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
IMMY|IMPRIMIS PHAR CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|424
IMMY|IMPRIMIS PHAR CMN|ETRS|E*Trade Securities LLC|62393
IMMY|IMPRIMIS PHAR CMN|FBCO|Credit Suisse Securities (USA) LLC|10891
IMMY|IMPRIMIS PHAR CMN|FILL|Tradestation Securities, Inc.|100
IMMY|IMPRIMIS PHAR CMN|FMAF|NBCN Inc./ CDS|3211
IMMY|IMPRIMIS PHAR CMN|FOMA|TD AMERITRADE CLEARING, INC.|83035
IMMY|IMPRIMIS PHAR CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63
IMMY|IMPRIMIS PHAR CMN|FTBR|Foliofn Investments, Inc.|4
IMMY|IMPRIMIS PHAR CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|576
IMMY|IMPRIMIS PHAR CMN|GSCO|GOLDMAN SACHS & CO. LLC|5615
IMMY|IMPRIMIS PHAR CMN|GSCS|GOLDMAN SACHS & CO. LLC|860
IMMY|IMPRIMIS PHAR CMN|GTSZ|GTS SECURITIES LLC|1415
IMMY|IMPRIMIS PHAR CMN|IATS|INTERACTIVE BROKERS LLC|2411
IMMY|IMPRIMIS PHAR CMN|IBKR|Interactive Brokers Llc|30283
IMMY|IMPRIMIS PHAR CMN|ICBX|INSTINET, LLC|200
IMMY|IMPRIMIS PHAR CMN|INCA|INSTINET, LLC|2703
IMMY|IMPRIMIS PHAR CMN|INJX|INSTINET, LLC|300
IMMY|IMPRIMIS PHAR CMN|ITGI|ITG Inc.|8725
IMMY|IMPRIMIS PHAR CMN|ITGP|ITG INC.|3000
IMMY|IMPRIMIS PHAR CMN|JANY|Janney Montgomery Scott Inc.|2000
IMMY|IMPRIMIS PHAR CMN|JEFF|JEFFERIES LLC|800
IMMY|IMPRIMIS PHAR CMN|JPMX|J.P. Morgan Securities LLC|17900
IMMY|IMPRIMIS PHAR CMN|KCGM|VIRTU Americas LLC|500
IMMY|IMPRIMIS PHAR CMN|LEHM|Barclays Capital Inc./Le|4336
IMMY|IMPRIMIS PHAR CMN|LIME|Lime Brokerage LLC|22147
IMMY|IMPRIMIS PHAR CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
IMMY|IMPRIMIS PHAR CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
IMMY|IMPRIMIS PHAR CMN|MSCO|MORGAN STANLEY & CO. LLC|50229
IMMY|IMPRIMIS PHAR CMN|MSPL|MORGAN STANLEY & CO. LLC|6300
IMMY|IMPRIMIS PHAR CMN|NATL|National Securities Corporation|49813
IMMY|IMPRIMIS PHAR CMN|NFSC|National Financial Services LLC|90592
IMMY|IMPRIMIS PHAR CMN|NITE|VIRTU Americas LLC|159034
IMMY|IMPRIMIS PHAR CMN|NITP|VIRTU Americas LLC|1100
IMMY|IMPRIMIS PHAR CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1540
IMMY|IMPRIMIS PHAR CMN|PDQM|CODA MARKETS, INC.|300
IMMY|IMPRIMIS PHAR CMN|PWJC|UBS Financial Services, Inc.|10070
IMMY|IMPRIMIS PHAR CMN|SBSH|Citigroup Global Markets Inc.|250
IMMY|IMPRIMIS PHAR CMN|SGMT|GOLDMAN SACHS & CO. LLC|2412
IMMY|IMPRIMIS PHAR CMN|SPDR|SPEEDROUTE LLC|500
IMMY|IMPRIMIS PHAR CMN|SWIM|TD Ameritrade, Inc.|19920
IMMY|IMPRIMIS PHAR CMN|TKNG|ALLY INVEST SECURITIES LLC|2050
IMMY|IMPRIMIS PHAR CMN|TRCM|TRC MARKETS LLC|400
IMMY|IMPRIMIS PHAR CMN|UBSA|UBS SECURITIES LLC|10202
IMMY|IMPRIMIS PHAR CMN|UBSS|UBS Securities LLC|87323
IMMY|IMPRIMIS PHAR CMN|VALX|VIRTU AMERICAS LLC|207
IMMY|IMPRIMIS PHAR CMN|VGRD|Vanguard Marketing Corporation|695
IMMY|IMPRIMIS PHAR CMN|WCHV|WELLS FARGO SECURITIES, LLC|26896
IMMY|IMPRIMIS PHAR CMN|WDCO|Wilson-Davis & Co., Inc.|9500
IMMY|IMPRIMIS PHAR CMN|WGIF|CIBC World Markets Inc.|2750
IMMY|IMPRIMIS PHAR CMN|WSEA|WOLVERINE SECURITIES, LLC|2705
IMMY|IMPRIMIS PHAR CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
IMMY|IMPRIMIS PHAR CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IMNP|IMMUNE PHARMA CMN|ALTX|Alternet Securities Inc.|1400
IMNP|IMMUNE PHARMA CMN|APCC|Apex Clearing Corporation|27165
IMNP|IMMUNE PHARMA CMN|BARD|Robert W. Baird & Co. Incorporated|32
IMNP|IMMUNE PHARMA CMN|BATM|CBOE TRADING, INC.|3871
IMNP|IMMUNE PHARMA CMN|BIMI|Banca IMI Securities Corp.|1426
IMNP|IMMUNE PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|7200
IMNP|IMMUNE PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|224980
IMNP|IMMUNE PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9381
IMNP|IMMUNE PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9825
IMNP|IMMUNE PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7500
IMNP|IMMUNE PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
IMNP|IMMUNE PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|11200
IMNP|IMMUNE PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|600
IMNP|IMMUNE PHARMA CMN|EBXL|EBX LLC|15300
IMNP|IMMUNE PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|76
IMNP|IMMUNE PHARMA CMN|EGAM|CBOE TRADING, INC.|8270
IMNP|IMMUNE PHARMA CMN|EGXM|CBOE TRADING, INC.|36369
IMNP|IMMUNE PHARMA CMN|ETRS|E*Trade Securities LLC|820598
IMNP|IMMUNE PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|53401
IMNP|IMMUNE PHARMA CMN|FILL|Tradestation Securities, Inc.|20322
IMNP|IMMUNE PHARMA CMN|FMAF|NBCN Inc./ CDS|24937
IMNP|IMMUNE PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|1539550
IMNP|IMMUNE PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4591
IMNP|IMMUNE PHARMA CMN|FTBR|Foliofn Investments, Inc.|2000
IMNP|IMMUNE PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|36713
IMNP|IMMUNE PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|30249
IMNP|IMMUNE PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|362
IMNP|IMMUNE PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|20510
IMNP|IMMUNE PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|3800
IMNP|IMMUNE PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|1000
IMNP|IMMUNE PHARMA CMN|IBKR|Interactive Brokers Llc|264284
IMNP|IMMUNE PHARMA CMN|ICBX|INSTINET, LLC|1000
IMNP|IMMUNE PHARMA CMN|INCA|INSTINET, LLC|20237
IMNP|IMMUNE PHARMA CMN|ITGP|ITG INC.|8400
IMNP|IMMUNE PHARMA CMN|JMPT|JUMP TRADING, LLC|3679
IMNP|IMMUNE PHARMA CMN|JPMX|J.P. Morgan Securities LLC|600
IMNP|IMMUNE PHARMA CMN|KCGM|VIRTU Americas LLC|400
IMNP|IMMUNE PHARMA CMN|LEHM|Barclays Capital Inc./Le|89140
IMNP|IMMUNE PHARMA CMN|LIME|Lime Brokerage LLC|348
IMNP|IMMUNE PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3019
IMNP|IMMUNE PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|866386
IMNP|IMMUNE PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|800
IMNP|IMMUNE PHARMA CMN|NATL|National Securities Corporation|100
IMNP|IMMUNE PHARMA CMN|NFSC|National Financial Services LLC|593494
IMNP|IMMUNE PHARMA CMN|NITE|VIRTU Americas LLC|2615240
IMNP|IMMUNE PHARMA CMN|NITP|VIRTU Americas LLC|104
IMNP|IMMUNE PHARMA CMN|NQRB|Brut, LLC|12609
IMNP|IMMUNE PHARMA CMN|PDQM|CODA MARKETS, INC.|381674
IMNP|IMMUNE PHARMA CMN|SAGL|SAGETRADER, LLC|4998
IMNP|IMMUNE PHARMA CMN|SALI|INTL FCSTONE FINANCIAL INC.|28700
IMNP|IMMUNE PHARMA CMN|SBSH|Citigroup Global Markets Inc.|35803
IMNP|IMMUNE PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|7700
IMNP|IMMUNE PHARMA CMN|SPDR|SPEEDROUTE LLC|818
IMNP|IMMUNE PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|10000
IMNP|IMMUNE PHARMA CMN|SWIM|TD Ameritrade, Inc.|335148
IMNP|IMMUNE PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|2663
IMNP|IMMUNE PHARMA CMN|UBSA|UBS SECURITIES LLC|107149
IMNP|IMMUNE PHARMA CMN|UBSS|UBS Securities LLC|202590
IMNP|IMMUNE PHARMA CMN|VGRD|Vanguard Marketing Corporation|66985
IMNP|IMMUNE PHARMA CMN|VSIN|Vision Financial Markets Llc|1317
IMNP|IMMUNE PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|19120
IMNP|IMMUNE PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|61435
IMNP|IMMUNE PHARMA CMN|WGIF|CIBC World Markets Inc.|99852
IMNP|IMMUNE PHARMA CMN|WHOT|JUST2TRADE, INC.|1635
IMNP|IMMUNE PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|154843
IMNP|IMMUNE PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27
IMO|IMPERIAL OIL LMT|ALTX|Alternet Securities Inc.|1998
IMO|IMPERIAL OIL LMT|ANOS|ABEL/NOSER, L.L.C.|562
IMO|IMPERIAL OIL LMT|APCC|Apex Clearing Corporation|1503
IMO|IMPERIAL OIL LMT|BARD|Robert W. Baird & Co. Incorporated|2
IMO|IMPERIAL OIL LMT|BATM|CBOE TRADING, INC.|9968
IMO|IMPERIAL OIL LMT|BAYT|BTIG, LLC|44300
IMO|IMPERIAL OIL LMT|BERN|Sanford C. Bernstein & Co., LLC|1112
IMO|IMPERIAL OIL LMT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1390
IMO|IMPERIAL OIL LMT|BYXM|CBOE TRADING, INC.|405
IMO|IMPERIAL OIL LMT|BZYD|GOLDMAN SACHS & CO. LLC|1900
IMO|IMPERIAL OIL LMT|CANT|Cantor Fitzgerald & Co.|9618
IMO|IMPERIAL OIL LMT|CHAS|Charles Schwab & Co., Inc.|190
IMO|IMPERIAL OIL LMT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6410
IMO|IMPERIAL OIL LMT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21
IMO|IMPERIAL OIL LMT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|591084
IMO|IMPERIAL OIL LMT|CTDL|Citadel Derivatives Group Llc|1297
IMO|IMPERIAL OIL LMT|CXCX|CITIGROUP GLOBAL MARKETS INC.|12338
IMO|IMPERIAL OIL LMT|DBAB|Deutsche Bank Securities Inc.|88373
IMO|IMPERIAL OIL LMT|DBAX|Deutsche Bank Securities Inc.|47300
IMO|IMPERIAL OIL LMT|DEAN|MORGAN STANLEY|639
IMO|IMPERIAL OIL LMT|DEGS|RONIN PROFESSIONAL LLC|505
IMO|IMPERIAL OIL LMT|EBXL|EBX LLC|115600
IMO|IMPERIAL OIL LMT|ECUT|CONVERGEX EXECUTION SOLUTIONS|3289
IMO|IMPERIAL OIL LMT|EDJO|Edward D. Jones & Co., L.P.|857
IMO|IMPERIAL OIL LMT|EGAM|CBOE TRADING, INC.|3232
IMO|IMPERIAL OIL LMT|EGXM|CBOE TRADING, INC.|2885
IMO|IMPERIAL OIL LMT|EGXW|CBOE TRADING, INC.|5
IMO|IMPERIAL OIL LMT|ETBE|Electronic Transaction Clearing, Inc.|6046
IMO|IMPERIAL OIL LMT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7285
IMO|IMPERIAL OIL LMT|ETRS|E*Trade Securities LLC|1556
IMO|IMPERIAL OIL LMT|FMAF|NBCN Inc./ CDS|355
IMO|IMPERIAL OIL LMT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|980
IMO|IMPERIAL OIL LMT|FQLS|Quantlab Securities LP|52380
IMO|IMPERIAL OIL LMT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71524
IMO|IMPERIAL OIL LMT|FTBR|Foliofn Investments, Inc.|1538
IMO|IMPERIAL OIL LMT|GEBB|GLOBAL EXECUTION BROKERS, LP|11
IMO|IMPERIAL OIL LMT|GLIS|TD Securities Inc|1500
IMO|IMPERIAL OIL LMT|GLPX|ACS EXECUTION SERVICES, LLC|1388
IMO|IMPERIAL OIL LMT|GSCO|GOLDMAN SACHS & CO. LLC|259983
IMO|IMPERIAL OIL LMT|GSLT|GOLDMAN SACHS & CO. LLC|1315
IMO|IMPERIAL OIL LMT|GTSZ|GTS SECURITIES LLC|520
IMO|IMPERIAL OIL LMT|HRBF|American Enterprise Investment Services Inc.|1017
IMO|IMPERIAL OIL LMT|IATS|INTERACTIVE BROKERS LLC|3798
IMO|IMPERIAL OIL LMT|IBKR|Interactive Brokers Llc|5616
IMO|IMPERIAL OIL LMT|ICBX|INSTINET, LLC|19700
IMO|IMPERIAL OIL LMT|INCA|INSTINET, LLC|234621
IMO|IMPERIAL OIL LMT|INJX|INSTINET, LLC|100
IMO|IMPERIAL OIL LMT|ITGI|ITG Inc.|85330
IMO|IMPERIAL OIL LMT|ITGP|ITG INC.|87400
IMO|IMPERIAL OIL LMT|JEFF|JEFFERIES LLC|5113
IMO|IMPERIAL OIL LMT|JMPT|JUMP TRADING, LLC|6446
IMO|IMPERIAL OIL LMT|JPBX|J.P. MORGAN SECURITIES LLC|11992
IMO|IMPERIAL OIL LMT|JPMX|J.P. Morgan Securities LLC|100490
IMO|IMPERIAL OIL LMT|JSJX|JANE STREET CAPITAL LLC|5441
IMO|IMPERIAL OIL LMT|KCGM|VIRTU Americas LLC|20416
IMO|IMPERIAL OIL LMT|LEHM|Barclays Capital Inc./Le|350269
IMO|IMPERIAL OIL LMT|LIME|Lime Brokerage LLC|13617
IMO|IMPERIAL OIL LMT|LQNA|LIQUIDNET, INC.|35400
IMO|IMPERIAL OIL LMT|MCMF|Raymond James Ltd. Cds|140
IMO|IMPERIAL OIL LMT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21794
IMO|IMPERIAL OIL LMT|MOTF|MOTIF INVESTING, INC.|3
IMO|IMPERIAL OIL LMT|MSCO|MORGAN STANLEY & CO. LLC|343445
IMO|IMPERIAL OIL LMT|MSPL|MORGAN STANLEY & CO. LLC|107300
IMO|IMPERIAL OIL LMT|MSTX|MORGAN STANLEY & CO. LLC|22800
IMO|IMPERIAL OIL LMT|NFSC|National Financial Services LLC|9829
IMO|IMPERIAL OIL LMT|NITE|VIRTU Americas LLC|93478
IMO|IMPERIAL OIL LMT|NITP|VIRTU Americas LLC|200
IMO|IMPERIAL OIL LMT|NQRB|Brut, LLC|2800
IMO|IMPERIAL OIL LMT|NTBF|BMO Nesbitt Burns Inc./CDS|2477
IMO|IMPERIAL OIL LMT|OPCO|Oppenheimer & Co. Inc.|506
IMO|IMPERIAL OIL LMT|PDQM|CODA MARKETS, INC.|1200
IMO|IMPERIAL OIL LMT|SAGC|SAGETRADER, LLC|200
IMO|IMPERIAL OIL LMT|SBSH|Citigroup Global Markets Inc.|24426
IMO|IMPERIAL OIL LMT|SGMT|GOLDMAN SACHS & CO. LLC|34803
IMO|IMPERIAL OIL LMT|SPDR|SPEEDROUTE LLC|200
IMO|IMPERIAL OIL LMT|SWIM|TD Ameritrade, Inc.|18085
IMO|IMPERIAL OIL LMT|SWST|Hilltop Securities Inc.|140
IMO|IMPERIAL OIL LMT|TKNG|ALLY INVEST SECURITIES LLC|61
IMO|IMPERIAL OIL LMT|TRBT|Tradebot Systems, Inc.|65805
IMO|IMPERIAL OIL LMT|TRCM|TRC MARKETS LLC|10148
IMO|IMPERIAL OIL LMT|UBSA|UBS SECURITIES LLC|89231
IMO|IMPERIAL OIL LMT|UBSS|UBS Securities LLC|138771
IMO|IMPERIAL OIL LMT|VALX|VIRTU AMERICAS LLC|9037
IMO|IMPERIAL OIL LMT|VGRD|Vanguard Marketing Corporation|2264
IMO|IMPERIAL OIL LMT|WCHV|WELLS FARGO SECURITIES, LLC|11915
IMO|IMPERIAL OIL LMT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2243
IMO|IMPERIAL OIL LMT|WFPB|Wells Fargo Securities, LLC.|1700
IMO|IMPERIAL OIL LMT|WSEA|WOLVERINE SECURITIES, LLC|304
IMO|IMPERIAL OIL LMT|XIST|INSTINET, LLC|3200
IMO|IMPERIAL OIL LMT|XSTM|NATIONAL FINANCIAL SERVICES LLC|9000
IMO|IMPERIAL OIL LMT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|479
IMOM|ALPHA ARCHITECT INTE|ALTX|Alternet Securities Inc.|100
IMOM|ALPHA ARCHITECT INTE|APCC|Apex Clearing Corporation|29
IMOM|ALPHA ARCHITECT INTE|CHAS|Charles Schwab & Co., Inc.|1
IMOM|ALPHA ARCHITECT INTE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|625
IMOM|ALPHA ARCHITECT INTE|CTDL|Citadel Derivatives Group Llc|100
IMOM|ALPHA ARCHITECT INTE|DBAX|Deutsche Bank Securities Inc.|1000
IMOM|ALPHA ARCHITECT INTE|EBXL|EBX LLC|800
IMOM|ALPHA ARCHITECT INTE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11009
IMOM|ALPHA ARCHITECT INTE|FTBR|Foliofn Investments, Inc.|52
IMOM|ALPHA ARCHITECT INTE|IBKR|Interactive Brokers Llc|1620
IMOM|ALPHA ARCHITECT INTE|ICBX|INSTINET, LLC|1400
IMOM|ALPHA ARCHITECT INTE|ITGP|ITG INC.|200
IMOM|ALPHA ARCHITECT INTE|JSEB|JANE STREET EXECUTION SERVICES, LLC|11074
IMOM|ALPHA ARCHITECT INTE|JSJX|JANE STREET CAPITAL LLC|9681
IMOM|ALPHA ARCHITECT INTE|KCGM|VIRTU Americas LLC|422
IMOM|ALPHA ARCHITECT INTE|LEHM|Barclays Capital Inc./Le|1400
IMOM|ALPHA ARCHITECT INTE|LIME|Lime Brokerage LLC|200
IMOM|ALPHA ARCHITECT INTE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
IMOM|ALPHA ARCHITECT INTE|MOTF|MOTIF INVESTING, INC.|1
IMOM|ALPHA ARCHITECT INTE|MSCO|MORGAN STANLEY & CO. LLC|1593
IMOM|ALPHA ARCHITECT INTE|NFSC|National Financial Services LLC|811
IMOM|ALPHA ARCHITECT INTE|NITE|VIRTU Americas LLC|1993
IMOM|ALPHA ARCHITECT INTE|SWIM|TD Ameritrade, Inc.|140
IMOM|ALPHA ARCHITECT INTE|UBSA|UBS SECURITIES LLC|4026
IMOM|ALPHA ARCHITECT INTE|UBSS|UBS Securities LLC|2395
IMOM|ALPHA ARCHITECT INTE|VGRD|Vanguard Marketing Corporation|200
IMOM|ALPHA ARCHITECT INTE|WCHV|WELLS FARGO SECURITIES, LLC|100
IMOM|ALPHA ARCHITECT INTE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
IMOM|ALPHA ARCHITECT INTE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2380
IMOS|CHIPMOS TECHN ADS|ALTX|Alternet Securities Inc.|100
IMOS|CHIPMOS TECHN ADS|APCC|Apex Clearing Corporation|150
IMOS|CHIPMOS TECHN ADS|BATM|CBOE TRADING, INC.|1349
IMOS|CHIPMOS TECHN ADS|BERN|Sanford C. Bernstein & Co., LLC|1729
IMOS|CHIPMOS TECHN ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4
IMOS|CHIPMOS TECHN ADS|BYXM|CBOE TRADING, INC.|100
IMOS|CHIPMOS TECHN ADS|CHAS|Charles Schwab & Co., Inc.|162
IMOS|CHIPMOS TECHN ADS|CIST|Capital Institutional Services, Inc.|375
IMOS|CHIPMOS TECHN ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
IMOS|CHIPMOS TECHN ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4613
IMOS|CHIPMOS TECHN ADS|CTLR|CUTLER GROUP, LP|400
IMOS|CHIPMOS TECHN ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|372
IMOS|CHIPMOS TECHN ADS|DBAB|Deutsche Bank Securities Inc.|13506
IMOS|CHIPMOS TECHN ADS|DBAX|Deutsche Bank Securities Inc.|2600
IMOS|CHIPMOS TECHN ADS|DEAN|MORGAN STANLEY|1359
IMOS|CHIPMOS TECHN ADS|DEGS|RONIN PROFESSIONAL LLC|1900
IMOS|CHIPMOS TECHN ADS|EBXL|EBX LLC|1700
IMOS|CHIPMOS TECHN ADS|EDJO|Edward D. Jones & Co., L.P.|20
IMOS|CHIPMOS TECHN ADS|EGAM|CBOE TRADING, INC.|200
IMOS|CHIPMOS TECHN ADS|EGXM|CBOE TRADING, INC.|2701
IMOS|CHIPMOS TECHN ADS|ETBE|Electronic Transaction Clearing, Inc.|100
IMOS|CHIPMOS TECHN ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1352
IMOS|CHIPMOS TECHN ADS|ETRS|E*Trade Securities LLC|3338
IMOS|CHIPMOS TECHN ADS|FBCO|Credit Suisse Securities (USA) LLC|6073
IMOS|CHIPMOS TECHN ADS|FILL|Tradestation Securities, Inc.|8
IMOS|CHIPMOS TECHN ADS|FMAF|NBCN Inc./ CDS|280
IMOS|CHIPMOS TECHN ADS|FOMA|TD AMERITRADE CLEARING, INC.|36561
IMOS|CHIPMOS TECHN ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12638
IMOS|CHIPMOS TECHN ADS|FTBR|Foliofn Investments, Inc.|5839
IMOS|CHIPMOS TECHN ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|780
IMOS|CHIPMOS TECHN ADS|GLPX|ACS EXECUTION SERVICES, LLC|1
IMOS|CHIPMOS TECHN ADS|GSCO|GOLDMAN SACHS & CO. LLC|3333
IMOS|CHIPMOS TECHN ADS|GSCS|GOLDMAN SACHS & CO. LLC|1800
IMOS|CHIPMOS TECHN ADS|GTSZ|GTS SECURITIES LLC|875
IMOS|CHIPMOS TECHN ADS|HRBF|American Enterprise Investment Services Inc.|164
IMOS|CHIPMOS TECHN ADS|IATS|INTERACTIVE BROKERS LLC|500
IMOS|CHIPMOS TECHN ADS|IBKR|Interactive Brokers Llc|22043
IMOS|CHIPMOS TECHN ADS|ICBX|INSTINET, LLC|702
IMOS|CHIPMOS TECHN ADS|INCA|INSTINET, LLC|114489
IMOS|CHIPMOS TECHN ADS|INJX|INSTINET, LLC|801
IMOS|CHIPMOS TECHN ADS|ITGI|ITG Inc.|1551
IMOS|CHIPMOS TECHN ADS|ITGP|ITG INC.|1400
IMOS|CHIPMOS TECHN ADS|JEFF|JEFFERIES LLC|416
IMOS|CHIPMOS TECHN ADS|JPMX|J.P. Morgan Securities LLC|4200
IMOS|CHIPMOS TECHN ADS|KCGM|VIRTU Americas LLC|740
IMOS|CHIPMOS TECHN ADS|LEHM|Barclays Capital Inc./Le|44018
IMOS|CHIPMOS TECHN ADS|LIME|Lime Brokerage LLC|24545
IMOS|CHIPMOS TECHN ADS|LSCI|Lek Securities Corporation|110
IMOS|CHIPMOS TECHN ADS|MACQ|Macquarie Capital (USA) Inc.|1800
IMOS|CHIPMOS TECHN ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1250
IMOS|CHIPMOS TECHN ADS|MSCO|MORGAN STANLEY & CO. LLC|137153
IMOS|CHIPMOS TECHN ADS|MSPL|MORGAN STANLEY & CO. LLC|29800
IMOS|CHIPMOS TECHN ADS|MSTX|MORGAN STANLEY & CO. LLC|1000
IMOS|CHIPMOS TECHN ADS|NFSC|National Financial Services LLC|8211
IMOS|CHIPMOS TECHN ADS|NITE|VIRTU Americas LLC|85077
IMOS|CHIPMOS TECHN ADS|NQRB|Brut, LLC|4491
IMOS|CHIPMOS TECHN ADS|PCPT|PHILLIP CAPITAL INC.|401
IMOS|CHIPMOS TECHN ADS|PDQM|CODA MARKETS, INC.|2
IMOS|CHIPMOS TECHN ADS|PWJC|UBS Financial Services, Inc.|1403
IMOS|CHIPMOS TECHN ADS|RAJA|Raymond James & Associates, Inc.|138
IMOS|CHIPMOS TECHN ADS|RBCM|RBC CAPITAL MARKETS, LLC|900
IMOS|CHIPMOS TECHN ADS|SBSH|Citigroup Global Markets Inc.|1232
IMOS|CHIPMOS TECHN ADS|SGMT|GOLDMAN SACHS & CO. LLC|1300
IMOS|CHIPMOS TECHN ADS|SWIM|TD Ameritrade, Inc.|4300
IMOS|CHIPMOS TECHN ADS|TKNG|ALLY INVEST SECURITIES LLC|300
IMOS|CHIPMOS TECHN ADS|TRBT|Tradebot Systems, Inc.|5226
IMOS|CHIPMOS TECHN ADS|TRCM|TRC MARKETS LLC|14838
IMOS|CHIPMOS TECHN ADS|UBSA|UBS SECURITIES LLC|9388
IMOS|CHIPMOS TECHN ADS|UBSS|UBS Securities LLC|32289
IMOS|CHIPMOS TECHN ADS|VALX|VIRTU AMERICAS LLC|7
IMOS|CHIPMOS TECHN ADS|VGRD|Vanguard Marketing Corporation|576
IMOS|CHIPMOS TECHN ADS|WCHV|WELLS FARGO SECURITIES, LLC|16106
IMOS|CHIPMOS TECHN ADS|WEED|Weeden & Co.L.P.|320
IMOS|CHIPMOS TECHN ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|205
IMOS|CHIPMOS TECHN ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|523
IMOS|CHIPMOS TECHN ADS|WSEA|WOLVERINE SECURITIES, LLC|146
IMOS|CHIPMOS TECHN ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1886
IMPV|IMPERVA, INC CMN|AGIS|Aegis Capital Corp.|345
IMPV|IMPERVA, INC CMN|ALTX|Alternet Securities Inc.|3775
IMPV|IMPERVA, INC CMN|APCC|Apex Clearing Corporation|30
IMPV|IMPERVA, INC CMN|BATM|CBOE TRADING, INC.|2178
IMPV|IMPERVA, INC CMN|BAYT|BTIG, LLC|1390
IMPV|IMPERVA, INC CMN|BBNT|BB&T SECURITIES, LLC|325
IMPV|IMPERVA, INC CMN|BERN|Sanford C. Bernstein & Co., LLC|44026
IMPV|IMPERVA, INC CMN|BIDS|BIDS TRADING L.P.|700
IMPV|IMPERVA, INC CMN|BIMI|Banca IMI Securities Corp.|1300
IMPV|IMPERVA, INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|601
IMPV|IMPERVA, INC CMN|BMOC|BMO Capital Markets Corp.|5496
IMPV|IMPERVA, INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1738
IMPV|IMPERVA, INC CMN|BTIG|BTIG, LLC|188872
IMPV|IMPERVA, INC CMN|BYXM|CBOE TRADING, INC.|604
IMPV|IMPERVA, INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|400
IMPV|IMPERVA, INC CMN|CANT|Cantor Fitzgerald & Co.|176
IMPV|IMPERVA, INC CMN|CHAS|Charles Schwab & Co., Inc.|37
IMPV|IMPERVA, INC CMN|CIST|Capital Institutional Services, Inc.|13
IMPV|IMPERVA, INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37984
IMPV|IMPERVA, INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1747
IMPV|IMPERVA, INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|104938
IMPV|IMPERVA, INC CMN|CTDL|Citadel Derivatives Group Llc|25168
IMPV|IMPERVA, INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|13846
IMPV|IMPERVA, INC CMN|DBAB|Deutsche Bank Securities Inc.|145348
IMPV|IMPERVA, INC CMN|DBAX|Deutsche Bank Securities Inc.|98900
IMPV|IMPERVA, INC CMN|DEAN|MORGAN STANLEY|2011
IMPV|IMPERVA, INC CMN|DEGS|RONIN PROFESSIONAL LLC|400
IMPV|IMPERVA, INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22369
IMPV|IMPERVA, INC CMN|EBXL|EBX LLC|60300
IMPV|IMPERVA, INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7740
IMPV|IMPERVA, INC CMN|EDJO|Edward D. Jones & Co., L.P.|200
IMPV|IMPERVA, INC CMN|EGAM|CBOE TRADING, INC.|4525
IMPV|IMPERVA, INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|700
IMPV|IMPERVA, INC CMN|EGXM|CBOE TRADING, INC.|2656
IMPV|IMPERVA, INC CMN|EGXW|CBOE TRADING, INC.|100
IMPV|IMPERVA, INC CMN|ESPO|ESPOSITO SECURITIES, LLC|34987
IMPV|IMPERVA, INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
IMPV|IMPERVA, INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12738
IMPV|IMPERVA, INC CMN|ETRS|E*Trade Securities LLC|8808
IMPV|IMPERVA, INC CMN|FBCO|Credit Suisse Securities (USA) LLC|176913
IMPV|IMPERVA, INC CMN|FMAF|NBCN Inc./ CDS|533
IMPV|IMPERVA, INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|7403
IMPV|IMPERVA, INC CMN|FQLS|Quantlab Securities LP|73519
IMPV|IMPERVA, INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33602
IMPV|IMPERVA, INC CMN|FTBR|Foliofn Investments, Inc.|127
IMPV|IMPERVA, INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|9888
IMPV|IMPERVA, INC CMN|GLIS|TD Securities Inc|90
IMPV|IMPERVA, INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|2179
IMPV|IMPERVA, INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|518041
IMPV|IMPERVA, INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|32001
IMPV|IMPERVA, INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|1963
IMPV|IMPERVA, INC CMN|GTSZ|GTS SECURITIES LLC|15534
IMPV|IMPERVA, INC CMN|HRBF|American Enterprise Investment Services Inc.|1741
IMPV|IMPERVA, INC CMN|HSBC|HSBC Securities, Inc.|7100
IMPV|IMPERVA, INC CMN|IATS|INTERACTIVE BROKERS LLC|2835
IMPV|IMPERVA, INC CMN|IBKR|Interactive Brokers Llc|30437
IMPV|IMPERVA, INC CMN|ICBX|INSTINET, LLC|9600
IMPV|IMPERVA, INC CMN|IEQY|CITADEL SECURITIES LLC|24210
IMPV|IMPERVA, INC CMN|INCA|INSTINET, LLC|195838
IMPV|IMPERVA, INC CMN|INJX|INSTINET, LLC|15941
IMPV|IMPERVA, INC CMN|ITGI|ITG Inc.|16539
IMPV|IMPERVA, INC CMN|ITGP|ITG INC.|134800
IMPV|IMPERVA, INC CMN|JANY|Janney Montgomery Scott Inc.|4656
IMPV|IMPERVA, INC CMN|JEFF|JEFFERIES LLC|97159
IMPV|IMPERVA, INC CMN|JMPT|JUMP TRADING, LLC|8529
IMPV|IMPERVA, INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|2869
IMPV|IMPERVA, INC CMN|JPMX|J.P. Morgan Securities LLC|208877
IMPV|IMPERVA, INC CMN|JSJX|JANE STREET CAPITAL LLC|10772
IMPV|IMPERVA, INC CMN|KCGM|VIRTU Americas LLC|7623
IMPV|IMPERVA, INC CMN|LEHM|Barclays Capital Inc./Le|202052
IMPV|IMPERVA, INC CMN|LIME|Lime Brokerage LLC|113423
IMPV|IMPERVA, INC CMN|LOOP|Loop Capital Markets LLC|699
IMPV|IMPERVA, INC CMN|LQNA|LIQUIDNET, INC.|47900
IMPV|IMPERVA, INC CMN|MAXM|Maxim Group LLC|3730
IMPV|IMPERVA, INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96840
IMPV|IMPERVA, INC CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|382
IMPV|IMPERVA, INC CMN|MSCO|MORGAN STANLEY & CO. LLC|1073512
IMPV|IMPERVA, INC CMN|MSPL|MORGAN STANLEY & CO. LLC|124500
IMPV|IMPERVA, INC CMN|MSTX|MORGAN STANLEY & CO. LLC|16300
IMPV|IMPERVA, INC CMN|NEED|Needham & Company, LLC|13310
IMPV|IMPERVA, INC CMN|NFSC|National Financial Services LLC|34913
IMPV|IMPERVA, INC CMN|NITE|VIRTU Americas LLC|101584
IMPV|IMPERVA, INC CMN|NITP|VIRTU Americas LLC|1800
IMPV|IMPERVA, INC CMN|NQRB|Brut, LLC|2291
IMPV|IMPERVA, INC CMN|NTRC|Northern Trust Securities, Inc.|1015
IMPV|IMPERVA, INC CMN|OPCO|Oppenheimer & Co. Inc.|7905
IMPV|IMPERVA, INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|461
IMPV|IMPERVA, INC CMN|PDQM|CODA MARKETS, INC.|63608
IMPV|IMPERVA, INC CMN|PICT|Pictet Overseas Inc.|100
IMPV|IMPERVA, INC CMN|PWJC|UBS Financial Services, Inc.|98
IMPV|IMPERVA, INC CMN|RAJA|Raymond James & Associates, Inc.|1137
IMPV|IMPERVA, INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|6640
IMPV|IMPERVA, INC CMN|SAGL|SAGETRADER, LLC|1491
IMPV|IMPERVA, INC CMN|SAGW|SAGETRADER, LLC|1559
IMPV|IMPERVA, INC CMN|SALI|INTL FCSTONE FINANCIAL INC.|30
IMPV|IMPERVA, INC CMN|SBSH|Citigroup Global Markets Inc.|76584
IMPV|IMPERVA, INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|44610
IMPV|IMPERVA, INC CMN|SPDR|SPEEDROUTE LLC|7011
IMPV|IMPERVA, INC CMN|SPHN|Stephens Inc.|3951
IMPV|IMPERVA, INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|11920
IMPV|IMPERVA, INC CMN|SWIM|TD Ameritrade, Inc.|2884
IMPV|IMPERVA, INC CMN|SWST|Hilltop Securities Inc.|1431
IMPV|IMPERVA, INC CMN|TKNG|ALLY INVEST SECURITIES LLC|5
IMPV|IMPERVA, INC CMN|TONC|CUTTONE & CO., LLC|2090
IMPV|IMPERVA, INC CMN|TRBT|Tradebot Systems, Inc.|30601
IMPV|IMPERVA, INC CMN|TRCM|TRC MARKETS LLC|73042
IMPV|IMPERVA, INC CMN|UBSA|UBS SECURITIES LLC|198503
IMPV|IMPERVA, INC CMN|UBSS|UBS Securities LLC|324848
IMPV|IMPERVA, INC CMN|VALX|VIRTU AMERICAS LLC|5484
IMPV|IMPERVA, INC CMN|VGRD|Vanguard Marketing Corporation|3
IMPV|IMPERVA, INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|200
IMPV|IMPERVA, INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|39719
IMPV|IMPERVA, INC CMN|WEED|Weeden & Co.L.P.|542
IMPV|IMPERVA, INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
IMPV|IMPERVA, INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5076
IMPV|IMPERVA, INC CMN|WSEA|WOLVERINE SECURITIES, LLC|121
IMPV|IMPERVA, INC CMN|XIST|INSTINET, LLC|14400
IMPV|IMPERVA, INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2450
IMPV|IMPERVA, INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|427
IMPV|IMPERVA, INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20
IMRN|IMMURON LIMITED ADS|BATM|CBOE TRADING, INC.|400
IMRN|IMMURON LIMITED ADS|CHAS|Charles Schwab & Co., Inc.|1215
IMRN|IMMURON LIMITED ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
IMRN|IMMURON LIMITED ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|365
IMRN|IMMURON LIMITED ADS|DADA|D.A. Davidson & Co.|1095
IMRN|IMMURON LIMITED ADS|DBAX|Deutsche Bank Securities Inc.|500
IMRN|IMMURON LIMITED ADS|DEGS|RONIN PROFESSIONAL LLC|2088
IMRN|IMMURON LIMITED ADS|ETRS|E*Trade Securities LLC|19524
IMRN|IMMURON LIMITED ADS|FBCO|Credit Suisse Securities (USA) LLC|2541
IMRN|IMMURON LIMITED ADS|FOMA|TD AMERITRADE CLEARING, INC.|42732
IMRN|IMMURON LIMITED ADS|FTBR|Foliofn Investments, Inc.|8
IMRN|IMMURON LIMITED ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|256
IMRN|IMMURON LIMITED ADS|GSCO|GOLDMAN SACHS & CO. LLC|930
IMRN|IMMURON LIMITED ADS|GSLT|GOLDMAN SACHS & CO. LLC|2100
IMRN|IMMURON LIMITED ADS|GTSZ|GTS SECURITIES LLC|600
IMRN|IMMURON LIMITED ADS|HASF|Haywood Securities Inc./CDS|100
IMRN|IMMURON LIMITED ADS|IATS|INTERACTIVE BROKERS LLC|1490
IMRN|IMMURON LIMITED ADS|IBKR|Interactive Brokers Llc|11619
IMRN|IMMURON LIMITED ADS|INCA|INSTINET, LLC|1305
IMRN|IMMURON LIMITED ADS|ITGI|ITG Inc.|100
IMRN|IMMURON LIMITED ADS|LIME|Lime Brokerage LLC|5140
IMRN|IMMURON LIMITED ADS|MSCO|MORGAN STANLEY & CO. LLC|6526
IMRN|IMMURON LIMITED ADS|NFSC|National Financial Services LLC|8011
IMRN|IMMURON LIMITED ADS|NITE|VIRTU Americas LLC|24111
IMRN|IMMURON LIMITED ADS|NQRB|Brut, LLC|5
IMRN|IMMURON LIMITED ADS|OLDM|OLD MISSION CAPITAL, LLC|100
IMRN|IMMURON LIMITED ADS|SPDR|SPEEDROUTE LLC|100
IMRN|IMMURON LIMITED ADS|SPTD|MINT GLOBAL MARKETS, INC.|970
IMRN|IMMURON LIMITED ADS|SWIM|TD Ameritrade, Inc.|12550
IMRN|IMMURON LIMITED ADS|UBSA|UBS SECURITIES LLC|1100
IMRN|IMMURON LIMITED ADS|UBSS|UBS Securities LLC|2515
IMRN|IMMURON LIMITED ADS|WCHV|WELLS FARGO SECURITIES, LLC|10
IMRNW|IMMURON LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
IMRNW|IMMURON LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|147
IMRNW|IMMURON LIMITED|EBXL|EBX LLC|100
IMRNW|IMMURON LIMITED|ETRS|E*Trade Securities LLC|15930
IMRNW|IMMURON LIMITED|FOMA|TD AMERITRADE CLEARING, INC.|500
IMRNW|IMMURON LIMITED|IBKR|Interactive Brokers Llc|9700
IMRNW|IMMURON LIMITED|INCA|INSTINET, LLC|1500
IMRNW|IMMURON LIMITED|LEHM|Barclays Capital Inc./Le|200
IMRNW|IMMURON LIMITED|LIME|Lime Brokerage LLC|412
IMRNW|IMMURON LIMITED|MOTF|MOTIF INVESTING, INC.|3
IMRNW|IMMURON LIMITED|MSCO|MORGAN STANLEY & CO. LLC|7053
IMRNW|IMMURON LIMITED|NFSC|National Financial Services LLC|3200
IMRNW|IMMURON LIMITED|NITE|VIRTU Americas LLC|6930
IMRNW|IMMURON LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|100
IMRNW|IMMURON LIMITED|UBSS|UBS Securities LLC|1000
IMTB|ISHARES CORE 5-10 YE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|810
IMTB|ISHARES CORE 5-10 YE|BYXM|CBOE TRADING, INC.|50
IMTB|ISHARES CORE 5-10 YE|CANT|Cantor Fitzgerald & Co.|236113
IMTB|ISHARES CORE 5-10 YE|CHAS|Charles Schwab & Co., Inc.|158
IMTB|ISHARES CORE 5-10 YE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6802
IMTB|ISHARES CORE 5-10 YE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|613
IMTB|ISHARES CORE 5-10 YE|DADA|D.A. Davidson & Co.|2729
IMTB|ISHARES CORE 5-10 YE|DBAX|Deutsche Bank Securities Inc.|5900
IMTB|ISHARES CORE 5-10 YE|EBXL|EBX LLC|600
IMTB|ISHARES CORE 5-10 YE|EGXM|CBOE TRADING, INC.|186
IMTB|ISHARES CORE 5-10 YE|ETRS|E*Trade Securities LLC|221
IMTB|ISHARES CORE 5-10 YE|FTBR|Foliofn Investments, Inc.|5
IMTB|ISHARES CORE 5-10 YE|GLPX|ACS EXECUTION SERVICES, LLC|1
IMTB|ISHARES CORE 5-10 YE|GTSZ|GTS SECURITIES LLC|50
IMTB|ISHARES CORE 5-10 YE|IATS|INTERACTIVE BROKERS LLC|516
IMTB|ISHARES CORE 5-10 YE|IBKR|Interactive Brokers Llc|353
IMTB|ISHARES CORE 5-10 YE|ICBX|INSTINET, LLC|500
IMTB|ISHARES CORE 5-10 YE|INCA|INSTINET, LLC|102
IMTB|ISHARES CORE 5-10 YE|JPMX|J.P. Morgan Securities LLC|200
IMTB|ISHARES CORE 5-10 YE|JSJX|JANE STREET CAPITAL LLC|5909
IMTB|ISHARES CORE 5-10 YE|LEHM|Barclays Capital Inc./Le|1400
IMTB|ISHARES CORE 5-10 YE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IMTB|ISHARES CORE 5-10 YE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
IMTB|ISHARES CORE 5-10 YE|MSCO|MORGAN STANLEY & CO. LLC|2002
IMTB|ISHARES CORE 5-10 YE|NFSC|National Financial Services LLC|5973
IMTB|ISHARES CORE 5-10 YE|NITE|VIRTU Americas LLC|3788
IMTB|ISHARES CORE 5-10 YE|PDQM|CODA MARKETS, INC.|1
IMTB|ISHARES CORE 5-10 YE|RBCM|RBC CAPITAL MARKETS, LLC|279
IMTB|ISHARES CORE 5-10 YE|SBSH|Citigroup Global Markets Inc.|40322
IMTB|ISHARES CORE 5-10 YE|SGMT|GOLDMAN SACHS & CO. LLC|202
IMTB|ISHARES CORE 5-10 YE|SWIM|TD Ameritrade, Inc.|410
IMTB|ISHARES CORE 5-10 YE|UBSA|UBS SECURITIES LLC|9120
IMTB|ISHARES CORE 5-10 YE|UBSS|UBS Securities LLC|5930
IMTB|ISHARES CORE 5-10 YE|VGRD|Vanguard Marketing Corporation|646
IMTB|ISHARES CORE 5-10 YE|WCHV|WELLS FARGO SECURITIES, LLC|99
IMTB|ISHARES CORE 5-10 YE|WSEA|WOLVERINE SECURITIES, LLC|1
IMTB|ISHARES CORE 5-10 YE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2467
IMTE|INTEGRATED MEDIA ORD|APCC|Apex Clearing Corporation|663
IMTE|INTEGRATED MEDIA ORD|BATM|CBOE TRADING, INC.|1254
IMTE|INTEGRATED MEDIA ORD|BIMI|Banca IMI Securities Corp.|5150
IMTE|INTEGRATED MEDIA ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2863
IMTE|INTEGRATED MEDIA ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20194
IMTE|INTEGRATED MEDIA ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1632
IMTE|INTEGRATED MEDIA ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
IMTE|INTEGRATED MEDIA ORD|DBAX|Deutsche Bank Securities Inc.|2500
IMTE|INTEGRATED MEDIA ORD|DEAN|MORGAN STANLEY|500
IMTE|INTEGRATED MEDIA ORD|EBXL|EBX LLC|800
IMTE|INTEGRATED MEDIA ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1900
IMTE|INTEGRATED MEDIA ORD|EGAM|CBOE TRADING, INC.|546
IMTE|INTEGRATED MEDIA ORD|EGXM|CBOE TRADING, INC.|703
IMTE|INTEGRATED MEDIA ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|168
IMTE|INTEGRATED MEDIA ORD|ETRS|E*Trade Securities LLC|52339
IMTE|INTEGRATED MEDIA ORD|FBCO|Credit Suisse Securities (USA) LLC|6706
IMTE|INTEGRATED MEDIA ORD|FILL|Tradestation Securities, Inc.|500
IMTE|INTEGRATED MEDIA ORD|FMAF|NBCN Inc./ CDS|686
IMTE|INTEGRATED MEDIA ORD|FOMA|TD AMERITRADE CLEARING, INC.|129498
IMTE|INTEGRATED MEDIA ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|200
IMTE|INTEGRATED MEDIA ORD|GLPX|ACS EXECUTION SERVICES, LLC|3400
IMTE|INTEGRATED MEDIA ORD|GSCO|GOLDMAN SACHS & CO. LLC|105
IMTE|INTEGRATED MEDIA ORD|GSCS|GOLDMAN SACHS & CO. LLC|812
IMTE|INTEGRATED MEDIA ORD|GSLT|GOLDMAN SACHS & CO. LLC|600
IMTE|INTEGRATED MEDIA ORD|GTSZ|GTS SECURITIES LLC|7523
IMTE|INTEGRATED MEDIA ORD|IATS|INTERACTIVE BROKERS LLC|1800
IMTE|INTEGRATED MEDIA ORD|IBKR|Interactive Brokers Llc|44289
IMTE|INTEGRATED MEDIA ORD|ICBX|INSTINET, LLC|1300
IMTE|INTEGRATED MEDIA ORD|INCA|INSTINET, LLC|27420
IMTE|INTEGRATED MEDIA ORD|ITGI|ITG Inc.|971
IMTE|INTEGRATED MEDIA ORD|ITGP|ITG INC.|1200
IMTE|INTEGRATED MEDIA ORD|KCGM|VIRTU Americas LLC|200
IMTE|INTEGRATED MEDIA ORD|LEHM|Barclays Capital Inc./Le|400
IMTE|INTEGRATED MEDIA ORD|LIME|Lime Brokerage LLC|7044
IMTE|INTEGRATED MEDIA ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|24
IMTE|INTEGRATED MEDIA ORD|MICA|Spartan Securities Group, Ltd.|3020
IMTE|INTEGRATED MEDIA ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IMTE|INTEGRATED MEDIA ORD|MSCO|MORGAN STANLEY & CO. LLC|28655
IMTE|INTEGRATED MEDIA ORD|MSPL|MORGAN STANLEY & CO. LLC|100
IMTE|INTEGRATED MEDIA ORD|NFSC|National Financial Services LLC|34531
IMTE|INTEGRATED MEDIA ORD|NITE|VIRTU Americas LLC|88029
IMTE|INTEGRATED MEDIA ORD|NQRB|Brut, LLC|900
IMTE|INTEGRATED MEDIA ORD|PCPT|PHILLIP CAPITAL INC.|382
IMTE|INTEGRATED MEDIA ORD|PDQM|CODA MARKETS, INC.|9519
IMTE|INTEGRATED MEDIA ORD|SAGL|SAGETRADER, LLC|1847
IMTE|INTEGRATED MEDIA ORD|SBSH|Citigroup Global Markets Inc.|2035
IMTE|INTEGRATED MEDIA ORD|SGMT|GOLDMAN SACHS & CO. LLC|1152
IMTE|INTEGRATED MEDIA ORD|SPDR|SPEEDROUTE LLC|116
IMTE|INTEGRATED MEDIA ORD|SPTD|MINT GLOBAL MARKETS, INC.|1146
IMTE|INTEGRATED MEDIA ORD|SWIM|TD Ameritrade, Inc.|14775
IMTE|INTEGRATED MEDIA ORD|TKNG|ALLY INVEST SECURITIES LLC|141
IMTE|INTEGRATED MEDIA ORD|TRCM|TRC MARKETS LLC|294
IMTE|INTEGRATED MEDIA ORD|TWTT|TASTYWORKS, INC.|26
IMTE|INTEGRATED MEDIA ORD|UBSA|UBS SECURITIES LLC|6602
IMTE|INTEGRATED MEDIA ORD|UBSS|UBS Securities LLC|7982
IMTE|INTEGRATED MEDIA ORD|VGRD|Vanguard Marketing Corporation|724
IMTE|INTEGRATED MEDIA ORD|WCHV|WELLS FARGO SECURITIES, LLC|5294
IMTE|INTEGRATED MEDIA ORD|WEDB|WEDBUSH SECURITIES INC.|676
IMTE|INTEGRATED MEDIA ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|492
IMTE|INTEGRATED MEDIA ORD|WGIF|CIBC World Markets Inc.|700
IMTE|INTEGRATED MEDIA ORD|WSEA|WOLVERINE SECURITIES, LLC|1748
IMTE|INTEGRATED MEDIA ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|1688
IMTM|ISHARES EDGE INTL MO|ALTX|Alternet Securities Inc.|500
IMTM|ISHARES EDGE INTL MO|APCC|Apex Clearing Corporation|25
IMTM|ISHARES EDGE INTL MO|BANK|Primevest Financial Services, Inc.|67
IMTM|ISHARES EDGE INTL MO|BATM|CBOE TRADING, INC.|1000
IMTM|ISHARES EDGE INTL MO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|180
IMTM|ISHARES EDGE INTL MO|CANT|Cantor Fitzgerald & Co.|20497
IMTM|ISHARES EDGE INTL MO|CHAS|Charles Schwab & Co., Inc.|16577
IMTM|ISHARES EDGE INTL MO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1936
IMTM|ISHARES EDGE INTL MO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7755
IMTM|ISHARES EDGE INTL MO|CSIN|Citadel Securities Institutional LLC|16977
IMTM|ISHARES EDGE INTL MO|CTDL|Citadel Derivatives Group Llc|37086
IMTM|ISHARES EDGE INTL MO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1712
IMTM|ISHARES EDGE INTL MO|DBAX|Deutsche Bank Securities Inc.|5600
IMTM|ISHARES EDGE INTL MO|DEAN|MORGAN STANLEY|140
IMTM|ISHARES EDGE INTL MO|EBXL|EBX LLC|7400
IMTM|ISHARES EDGE INTL MO|EGAM|CBOE TRADING, INC.|100
IMTM|ISHARES EDGE INTL MO|EGXM|CBOE TRADING, INC.|231
IMTM|ISHARES EDGE INTL MO|ETRS|E*Trade Securities LLC|183
IMTM|ISHARES EDGE INTL MO|FLTU|FLOW TRADERS US LLC|200
IMTM|ISHARES EDGE INTL MO|FTBR|Foliofn Investments, Inc.|8
IMTM|ISHARES EDGE INTL MO|GLIS|TD Securities Inc|200
IMTM|ISHARES EDGE INTL MO|GSCO|GOLDMAN SACHS & CO. LLC|6697
IMTM|ISHARES EDGE INTL MO|GSLT|GOLDMAN SACHS & CO. LLC|400
IMTM|ISHARES EDGE INTL MO|IATS|INTERACTIVE BROKERS LLC|198
IMTM|ISHARES EDGE INTL MO|IBKR|Interactive Brokers Llc|1738
IMTM|ISHARES EDGE INTL MO|ICBX|INSTINET, LLC|3000
IMTM|ISHARES EDGE INTL MO|ITGP|ITG INC.|1200
IMTM|ISHARES EDGE INTL MO|JANY|Janney Montgomery Scott Inc.|2438
IMTM|ISHARES EDGE INTL MO|JPMX|J.P. Morgan Securities LLC|3064
IMTM|ISHARES EDGE INTL MO|JSEB|JANE STREET EXECUTION SERVICES, LLC|36556
IMTM|ISHARES EDGE INTL MO|JSJX|JANE STREET CAPITAL LLC|6419
IMTM|ISHARES EDGE INTL MO|KCGM|VIRTU Americas LLC|6847
IMTM|ISHARES EDGE INTL MO|LEHM|Barclays Capital Inc./Le|16800
IMTM|ISHARES EDGE INTL MO|LIME|Lime Brokerage LLC|2738
IMTM|ISHARES EDGE INTL MO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
IMTM|ISHARES EDGE INTL MO|MSCO|MORGAN STANLEY & CO. LLC|16716
IMTM|ISHARES EDGE INTL MO|MSPL|MORGAN STANLEY & CO. LLC|1800
IMTM|ISHARES EDGE INTL MO|NFSC|National Financial Services LLC|25192
IMTM|ISHARES EDGE INTL MO|NITE|VIRTU Americas LLC|41181
IMTM|ISHARES EDGE INTL MO|NTBF|BMO Nesbitt Burns Inc./CDS|190
IMTM|ISHARES EDGE INTL MO|OLDM|OLD MISSION CAPITAL, LLC|300
IMTM|ISHARES EDGE INTL MO|RBCM|RBC CAPITAL MARKETS, LLC|17959
IMTM|ISHARES EDGE INTL MO|SALI|INTL FCSTONE FINANCIAL INC.|402
IMTM|ISHARES EDGE INTL MO|SBSH|Citigroup Global Markets Inc.|664
IMTM|ISHARES EDGE INTL MO|SGMT|GOLDMAN SACHS & CO. LLC|3876
IMTM|ISHARES EDGE INTL MO|SPDR|SPEEDROUTE LLC|1400
IMTM|ISHARES EDGE INTL MO|STFL|Stifel, Nicolaus & Company, Incorporated|333
IMTM|ISHARES EDGE INTL MO|SWIM|TD Ameritrade, Inc.|289
IMTM|ISHARES EDGE INTL MO|SWST|Hilltop Securities Inc.|22814
IMTM|ISHARES EDGE INTL MO|TRCM|TRC MARKETS LLC|101
IMTM|ISHARES EDGE INTL MO|UBSA|UBS SECURITIES LLC|15812
IMTM|ISHARES EDGE INTL MO|UBSS|UBS Securities LLC|35812
IMTM|ISHARES EDGE INTL MO|VALX|VIRTU AMERICAS LLC|460
IMTM|ISHARES EDGE INTL MO|VGRD|Vanguard Marketing Corporation|430
IMTM|ISHARES EDGE INTL MO|WCHV|WELLS FARGO SECURITIES, LLC|3374
IMTM|ISHARES EDGE INTL MO|WSEA|WOLVERINE SECURITIES, LLC|1
IMTM|ISHARES EDGE INTL MO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3391
IMUC|IMMUNOCELLULAR THERA|APCC|Apex Clearing Corporation|14895
IMUC|IMMUNOCELLULAR THERA|BIMI|Banca IMI Securities Corp.|141765
IMUC|IMMUNOCELLULAR THERA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2382
IMUC|IMMUNOCELLULAR THERA|CANT|Cantor Fitzgerald & Co.|480
IMUC|IMMUNOCELLULAR THERA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
IMUC|IMMUNOCELLULAR THERA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
IMUC|IMMUNOCELLULAR THERA|DBAB|Deutsche Bank Securities Inc.|5907
IMUC|IMMUNOCELLULAR THERA|DBAX|Deutsche Bank Securities Inc.|600
IMUC|IMMUNOCELLULAR THERA|EBXL|EBX LLC|6500
IMUC|IMMUNOCELLULAR THERA|EGAM|CBOE TRADING, INC.|800
IMUC|IMMUNOCELLULAR THERA|EGXM|CBOE TRADING, INC.|1000
IMUC|IMMUNOCELLULAR THERA|ETRS|E*Trade Securities LLC|386771
IMUC|IMMUNOCELLULAR THERA|FILL|Tradestation Securities, Inc.|38310
IMUC|IMMUNOCELLULAR THERA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|731
IMUC|IMMUNOCELLULAR THERA|FTBR|Foliofn Investments, Inc.|13
IMUC|IMMUNOCELLULAR THERA|GLIS|TD Securities Inc|875
IMUC|IMMUNOCELLULAR THERA|GSCO|GOLDMAN SACHS & CO. LLC|1500
IMUC|IMMUNOCELLULAR THERA|GSLT|GOLDMAN SACHS & CO. LLC|75
IMUC|IMMUNOCELLULAR THERA|IATS|INTERACTIVE BROKERS LLC|552
IMUC|IMMUNOCELLULAR THERA|IBKR|Interactive Brokers Llc|1030
IMUC|IMMUNOCELLULAR THERA|ICBX|INSTINET, LLC|3000
IMUC|IMMUNOCELLULAR THERA|INCA|INSTINET, LLC|150
IMUC|IMMUNOCELLULAR THERA|ITGP|ITG INC.|4200
IMUC|IMMUNOCELLULAR THERA|JANY|Janney Montgomery Scott Inc.|2500
IMUC|IMMUNOCELLULAR THERA|JMPT|JUMP TRADING, LLC|400
IMUC|IMMUNOCELLULAR THERA|JPMX|J.P. Morgan Securities LLC|400
IMUC|IMMUNOCELLULAR THERA|LEHM|Barclays Capital Inc./Le|16800
IMUC|IMMUNOCELLULAR THERA|LIME|Lime Brokerage LLC|412
IMUC|IMMUNOCELLULAR THERA|LSCI|Lek Securities Corporation|400
IMUC|IMMUNOCELLULAR THERA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
IMUC|IMMUNOCELLULAR THERA|MSCO|MORGAN STANLEY & CO. LLC|209355
IMUC|IMMUNOCELLULAR THERA|NFSC|National Financial Services LLC|591854
IMUC|IMMUNOCELLULAR THERA|NITE|VIRTU Americas LLC|1882195
IMUC|IMMUNOCELLULAR THERA|NQRB|Brut, LLC|2500
IMUC|IMMUNOCELLULAR THERA|NTBF|BMO Nesbitt Burns Inc./CDS|800
IMUC|IMMUNOCELLULAR THERA|PDQM|CODA MARKETS, INC.|8600
IMUC|IMMUNOCELLULAR THERA|RBCM|RBC CAPITAL MARKETS, LLC|32
IMUC|IMMUNOCELLULAR THERA|SBSH|Citigroup Global Markets Inc.|35785
IMUC|IMMUNOCELLULAR THERA|SGMT|GOLDMAN SACHS & CO. LLC|8600
IMUC|IMMUNOCELLULAR THERA|STFL|Stifel, Nicolaus & Company, Incorporated|25
IMUC|IMMUNOCELLULAR THERA|SWIM|TD Ameritrade, Inc.|123483
IMUC|IMMUNOCELLULAR THERA|SWST|Hilltop Securities Inc.|30
IMUC|IMMUNOCELLULAR THERA|TKNG|ALLY INVEST SECURITIES LLC|21425
IMUC|IMMUNOCELLULAR THERA|UBSA|UBS SECURITIES LLC|30813
IMUC|IMMUNOCELLULAR THERA|UBSS|UBS Securities LLC|59807
IMUC|IMMUNOCELLULAR THERA|VGRD|Vanguard Marketing Corporation|45200
IMUC|IMMUNOCELLULAR THERA|WCHV|WELLS FARGO SECURITIES, LLC|11745
IMUC|IMMUNOCELLULAR THERA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|51170
IMUC|IMMUNOCELLULAR THERA|WSEA|WOLVERINE SECURITIES, LLC|55878
IMUC|IMMUNOCELLULAR THERA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8
IMUC.W|IMMUNOCELLULAR WTS|APCC|Apex Clearing Corporation|3131
IMUC.W|IMMUNOCELLULAR WTS|NFSC|National Financial Services LLC|35000
IMUC.W|IMMUNOCELLULAR WTS|NITE|VIRTU Americas LLC|38131
IMV|IMV INC. CM SHS|APCC|Apex Clearing Corporation|2500
IMV|IMV INC. CM SHS|BATM|CBOE TRADING, INC.|1500
IMV|IMV INC. CM SHS|BYXM|CBOE TRADING, INC.|100
IMV|IMV INC. CM SHS|CHAS|Charles Schwab & Co., Inc.|800
IMV|IMV INC. CM SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
IMV|IMV INC. CM SHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
IMV|IMV INC. CM SHS|DBAX|Deutsche Bank Securities Inc.|400
IMV|IMV INC. CM SHS|DEAN|MORGAN STANLEY|1901
IMV|IMV INC. CM SHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15900
IMV|IMV INC. CM SHS|EBXL|EBX LLC|1100
IMV|IMV INC. CM SHS|ETRS|E*Trade Securities LLC|4541
IMV|IMV INC. CM SHS|FBCO|Credit Suisse Securities (USA) LLC|5146
IMV|IMV INC. CM SHS|FMAF|NBCN Inc./ CDS|1150
IMV|IMV INC. CM SHS|FOMA|TD AMERITRADE CLEARING, INC.|16860
IMV|IMV INC. CM SHS|GLPX|ACS EXECUTION SERVICES, LLC|251
IMV|IMV INC. CM SHS|GSCS|GOLDMAN SACHS & CO. LLC|200
IMV|IMV INC. CM SHS|GTSZ|GTS SECURITIES LLC|2020
IMV|IMV INC. CM SHS|HRBF|American Enterprise Investment Services Inc.|412
IMV|IMV INC. CM SHS|IATS|INTERACTIVE BROKERS LLC|1728
IMV|IMV INC. CM SHS|IBKR|Interactive Brokers Llc|19310
IMV|IMV INC. CM SHS|ICBX|INSTINET, LLC|300
IMV|IMV INC. CM SHS|INCA|INSTINET, LLC|300
IMV|IMV INC. CM SHS|ITGI|ITG Inc.|7826
IMV|IMV INC. CM SHS|ITGP|ITG INC.|1400
IMV|IMV INC. CM SHS|LEHM|Barclays Capital Inc./Le|3000
IMV|IMV INC. CM SHS|LIME|Lime Brokerage LLC|700
IMV|IMV INC. CM SHS|MAXM|Maxim Group LLC|702
IMV|IMV INC. CM SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
IMV|IMV INC. CM SHS|MSCO|MORGAN STANLEY & CO. LLC|22620
IMV|IMV INC. CM SHS|NFSC|National Financial Services LLC|14698
IMV|IMV INC. CM SHS|NITE|VIRTU Americas LLC|39053
IMV|IMV INC. CM SHS|SGMT|GOLDMAN SACHS & CO. LLC|200
IMV|IMV INC. CM SHS|SWIM|TD Ameritrade, Inc.|150
IMV|IMV INC. CM SHS|SWST|Hilltop Securities Inc.|1000
IMV|IMV INC. CM SHS|UBSA|UBS SECURITIES LLC|1900
IMV|IMV INC. CM SHS|UBSS|UBS Securities LLC|21925
IMV|IMV INC. CM SHS|VGRD|Vanguard Marketing Corporation|2216
IMV|IMV INC. CM SHS|WCHV|WELLS FARGO SECURITIES, LLC|200
IMV|IMV INC. CM SHS|WSEA|WOLVERINE SECURITIES, LLC|93
INAP|INTERNAP CORP CMN|ALTX|Alternet Securities Inc.|1810
INAP|INTERNAP CORP CMN|ANOS|ABEL/NOSER, L.L.C.|600
INAP|INTERNAP CORP CMN|APCC|Apex Clearing Corporation|85985
INAP|INTERNAP CORP CMN|BATM|CBOE TRADING, INC.|3702
INAP|INTERNAP CORP CMN|BERN|Sanford C. Bernstein & Co., LLC|1560
INAP|INTERNAP CORP CMN|BLKX|INSTINET, LLC|5000
INAP|INTERNAP CORP CMN|BMOC|BMO Capital Markets Corp.|3222
INAP|INTERNAP CORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1252
INAP|INTERNAP CORP CMN|BTIG|BTIG, LLC|2322
INAP|INTERNAP CORP CMN|BYXM|CBOE TRADING, INC.|1120
INAP|INTERNAP CORP CMN|BZYD|GOLDMAN SACHS & CO. LLC|1900
INAP|INTERNAP CORP CMN|CHLM|Craig-Hallum Capital Group LLC|1578
INAP|INTERNAP CORP CMN|CICF|Canaccord Genuity Corp.|750
INAP|INTERNAP CORP CMN|CIST|Capital Institutional Services, Inc.|158
INAP|INTERNAP CORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15390
INAP|INTERNAP CORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1814
INAP|INTERNAP CORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1202
INAP|INTERNAP CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137392
INAP|INTERNAP CORP CMN|CTDL|Citadel Derivatives Group Llc|17888
INAP|INTERNAP CORP CMN|CTLR|CUTLER GROUP, LP|3220
INAP|INTERNAP CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28838
INAP|INTERNAP CORP CMN|DBAB|Deutsche Bank Securities Inc.|157337
INAP|INTERNAP CORP CMN|DBAX|Deutsche Bank Securities Inc.|146500
INAP|INTERNAP CORP CMN|DBUL|Deutsche Bank Securities Inc.|700
INAP|INTERNAP CORP CMN|DEAN|MORGAN STANLEY|15279
INAP|INTERNAP CORP CMN|DEGS|RONIN PROFESSIONAL LLC|32920
INAP|INTERNAP CORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2547
INAP|INTERNAP CORP CMN|EBXL|EBX LLC|59000
INAP|INTERNAP CORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|12618
INAP|INTERNAP CORP CMN|EDJO|Edward D. Jones & Co., L.P.|208
INAP|INTERNAP CORP CMN|EGAM|CBOE TRADING, INC.|5726
INAP|INTERNAP CORP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|600
INAP|INTERNAP CORP CMN|EGXM|CBOE TRADING, INC.|3614
INAP|INTERNAP CORP CMN|EGXW|CBOE TRADING, INC.|100
INAP|INTERNAP CORP CMN|ETBE|Electronic Transaction Clearing, Inc.|3631
INAP|INTERNAP CORP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7452
INAP|INTERNAP CORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13784
INAP|INTERNAP CORP CMN|ETRS|E*Trade Securities LLC|210860
INAP|INTERNAP CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|252839
INAP|INTERNAP CORP CMN|FILL|Tradestation Securities, Inc.|3067
INAP|INTERNAP CORP CMN|FMAF|NBCN Inc./ CDS|300
INAP|INTERNAP CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|62645
INAP|INTERNAP CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75604
INAP|INTERNAP CORP CMN|FTBR|Foliofn Investments, Inc.|145
INAP|INTERNAP CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|29479
INAP|INTERNAP CORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|5850
INAP|INTERNAP CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|157802
INAP|INTERNAP CORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|24886
INAP|INTERNAP CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|4550
INAP|INTERNAP CORP CMN|GTSZ|GTS SECURITIES LLC|10851
INAP|INTERNAP CORP CMN|HRBF|American Enterprise Investment Services Inc.|250
INAP|INTERNAP CORP CMN|HSBC|HSBC Securities, Inc.|400
INAP|INTERNAP CORP CMN|IATS|INTERACTIVE BROKERS LLC|11855
INAP|INTERNAP CORP CMN|IBKR|Interactive Brokers Llc|159461
INAP|INTERNAP CORP CMN|ICBX|INSTINET, LLC|5900
INAP|INTERNAP CORP CMN|IEQY|CITADEL SECURITIES LLC|56618
INAP|INTERNAP CORP CMN|IMPC|Imperial Capital, LLC|200
INAP|INTERNAP CORP CMN|INCA|INSTINET, LLC|109812
INAP|INTERNAP CORP CMN|INJX|INSTINET, LLC|238410
INAP|INTERNAP CORP CMN|ITGI|ITG Inc.|148132
INAP|INTERNAP CORP CMN|ITGP|ITG INC.|27800
INAP|INTERNAP CORP CMN|JEFF|JEFFERIES LLC|20099
INAP|INTERNAP CORP CMN|JMPT|JUMP TRADING, LLC|15239
INAP|INTERNAP CORP CMN|JONE|JonesTrading|6730
INAP|INTERNAP CORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|7228
INAP|INTERNAP CORP CMN|JPMX|J.P. Morgan Securities LLC|46846
INAP|INTERNAP CORP CMN|JSJX|JANE STREET CAPITAL LLC|41372
INAP|INTERNAP CORP CMN|KCGM|VIRTU Americas LLC|43959
INAP|INTERNAP CORP CMN|LEHM|Barclays Capital Inc./Le|423036
INAP|INTERNAP CORP CMN|LIME|Lime Brokerage LLC|137883
INAP|INTERNAP CORP CMN|LOOP|Loop Capital Markets LLC|2294
INAP|INTERNAP CORP CMN|LQNA|LIQUIDNET, INC.|9000
INAP|INTERNAP CORP CMN|MAXM|Maxim Group LLC|1960
INAP|INTERNAP CORP CMN|MCMF|Raymond James Ltd. Cds|7200
INAP|INTERNAP CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46456
INAP|INTERNAP CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|832012
INAP|INTERNAP CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|99900
INAP|INTERNAP CORP CMN|MSTX|MORGAN STANLEY & CO. LLC|53200
INAP|INTERNAP CORP CMN|NATL|National Securities Corporation|18021
INAP|INTERNAP CORP CMN|NBCS|NBC Securities, INC.|1858
INAP|INTERNAP CORP CMN|NFSC|National Financial Services LLC|107726
INAP|INTERNAP CORP CMN|NITE|VIRTU Americas LLC|662263
INAP|INTERNAP CORP CMN|NITP|VIRTU Americas LLC|3900
INAP|INTERNAP CORP CMN|NQRB|Brut, LLC|10975
INAP|INTERNAP CORP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
INAP|INTERNAP CORP CMN|PDQM|CODA MARKETS, INC.|9644
INAP|INTERNAP CORP CMN|PWJC|UBS Financial Services, Inc.|14
INAP|INTERNAP CORP CMN|RAJA|Raymond James & Associates, Inc.|43817
INAP|INTERNAP CORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|14927
INAP|INTERNAP CORP CMN|RHCO|Suntrust Robinson Humphrey, Inc.|6940
INAP|INTERNAP CORP CMN|SAGL|SAGETRADER, LLC|1253
INAP|INTERNAP CORP CMN|SBSH|Citigroup Global Markets Inc.|35680
INAP|INTERNAP CORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|61152
INAP|INTERNAP CORP CMN|SIDC|Sidoti & Company, LLC|900
INAP|INTERNAP CORP CMN|SPDR|SPEEDROUTE LLC|4467
INAP|INTERNAP CORP CMN|SPTD|MINT GLOBAL MARKETS, INC.|2000
INAP|INTERNAP CORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|332
INAP|INTERNAP CORP CMN|SWIM|TD Ameritrade, Inc.|400673
INAP|INTERNAP CORP CMN|SWST|Hilltop Securities Inc.|2
INAP|INTERNAP CORP CMN|TKNG|ALLY INVEST SECURITIES LLC|440
INAP|INTERNAP CORP CMN|TRBT|Tradebot Systems, Inc.|121785
INAP|INTERNAP CORP CMN|TRCM|TRC MARKETS LLC|87105
INAP|INTERNAP CORP CMN|UBSA|UBS SECURITIES LLC|158510
INAP|INTERNAP CORP CMN|UBSS|UBS Securities LLC|304901
INAP|INTERNAP CORP CMN|VALX|VIRTU AMERICAS LLC|3742
INAP|INTERNAP CORP CMN|VERT|The Vertical Trading Group, LLC|1000
INAP|INTERNAP CORP CMN|VGRD|Vanguard Marketing Corporation|26418
INAP|INTERNAP CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|104160
INAP|INTERNAP CORP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9726
INAP|INTERNAP CORP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25353
INAP|INTERNAP CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|4232
INAP|INTERNAP CORP CMN|XIST|INSTINET, LLC|4000
INAP|INTERNAP CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1590
INAP|INTERNAP CORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|794
INAP|INTERNAP CORP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|230
INB|COHEN & STEERS GLBL|ALTX|Alternet Securities Inc.|800
INB|COHEN & STEERS GLBL|APCC|Apex Clearing Corporation|10
INB|COHEN & STEERS GLBL|BANK|Primevest Financial Services, Inc.|2
INB|COHEN & STEERS GLBL|BARD|Robert W. Baird & Co. Incorporated|71
INB|COHEN & STEERS GLBL|BATM|CBOE TRADING, INC.|329
INB|COHEN & STEERS GLBL|BTIG|BTIG, LLC|8741
INB|COHEN & STEERS GLBL|CANT|Cantor Fitzgerald & Co.|580
INB|COHEN & STEERS GLBL|CHAS|Charles Schwab & Co., Inc.|3
INB|COHEN & STEERS GLBL|CIST|Capital Institutional Services, Inc.|410
INB|COHEN & STEERS GLBL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7798
INB|COHEN & STEERS GLBL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
INB|COHEN & STEERS GLBL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4135
INB|COHEN & STEERS GLBL|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
INB|COHEN & STEERS GLBL|DADA|D.A. Davidson & Co.|5
INB|COHEN & STEERS GLBL|DBAX|Deutsche Bank Securities Inc.|1500
INB|COHEN & STEERS GLBL|DEAN|MORGAN STANLEY|5433
INB|COHEN & STEERS GLBL|DEGS|RONIN PROFESSIONAL LLC|100
INB|COHEN & STEERS GLBL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12633
INB|COHEN & STEERS GLBL|EBXL|EBX LLC|7200
INB|COHEN & STEERS GLBL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3939
INB|COHEN & STEERS GLBL|EDJO|Edward D. Jones & Co., L.P.|250
INB|COHEN & STEERS GLBL|EGXM|CBOE TRADING, INC.|631
INB|COHEN & STEERS GLBL|ETRS|E*Trade Securities LLC|28829
INB|COHEN & STEERS GLBL|FBSB|U.S. Bancorp Investments, Inc.|100
INB|COHEN & STEERS GLBL|FILL|Tradestation Securities, Inc.|50
INB|COHEN & STEERS GLBL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17512
INB|COHEN & STEERS GLBL|FTBR|Foliofn Investments, Inc.|11
INB|COHEN & STEERS GLBL|GLPX|ACS EXECUTION SERVICES, LLC|400
INB|COHEN & STEERS GLBL|GSCO|GOLDMAN SACHS & CO. LLC|3500
INB|COHEN & STEERS GLBL|GSCS|GOLDMAN SACHS & CO. LLC|100
INB|COHEN & STEERS GLBL|GSLT|GOLDMAN SACHS & CO. LLC|300
INB|COHEN & STEERS GLBL|GTSZ|GTS SECURITIES LLC|300
INB|COHEN & STEERS GLBL|HRBF|American Enterprise Investment Services Inc.|8701
INB|COHEN & STEERS GLBL|IATS|INTERACTIVE BROKERS LLC|6400
INB|COHEN & STEERS GLBL|IBKR|Interactive Brokers Llc|12721
INB|COHEN & STEERS GLBL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|836
INB|COHEN & STEERS GLBL|ICBX|INSTINET, LLC|4809
INB|COHEN & STEERS GLBL|INCA|INSTINET, LLC|3823
INB|COHEN & STEERS GLBL|ITGI|ITG Inc.|600
INB|COHEN & STEERS GLBL|ITGP|ITG INC.|3400
INB|COHEN & STEERS GLBL|JANY|Janney Montgomery Scott Inc.|11267
INB|COHEN & STEERS GLBL|JPMX|J.P. Morgan Securities LLC|2600
INB|COHEN & STEERS GLBL|KCGM|VIRTU Americas LLC|1318
INB|COHEN & STEERS GLBL|LEHM|Barclays Capital Inc./Le|400
INB|COHEN & STEERS GLBL|LGNT|COR CLEARING LLC|2
INB|COHEN & STEERS GLBL|LIME|Lime Brokerage LLC|640
INB|COHEN & STEERS GLBL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
INB|COHEN & STEERS GLBL|MAXM|Maxim Group LLC|900
INB|COHEN & STEERS GLBL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
INB|COHEN & STEERS GLBL|MSCO|MORGAN STANLEY & CO. LLC|41157
INB|COHEN & STEERS GLBL|MSPL|MORGAN STANLEY & CO. LLC|1100
INB|COHEN & STEERS GLBL|NFSC|National Financial Services LLC|61523
INB|COHEN & STEERS GLBL|NITE|VIRTU Americas LLC|139787
INB|COHEN & STEERS GLBL|NQRB|Brut, LLC|1100
INB|COHEN & STEERS GLBL|OPCO|Oppenheimer & Co. Inc.|6763
INB|COHEN & STEERS GLBL|PDQM|CODA MARKETS, INC.|1000
INB|COHEN & STEERS GLBL|PWJC|UBS Financial Services, Inc.|4800
INB|COHEN & STEERS GLBL|RBCM|RBC CAPITAL MARKETS, LLC|8420
INB|COHEN & STEERS GLBL|SALI|INTL FCSTONE FINANCIAL INC.|136
INB|COHEN & STEERS GLBL|SBSH|Citigroup Global Markets Inc.|4016
INB|COHEN & STEERS GLBL|SGMT|GOLDMAN SACHS & CO. LLC|779
INB|COHEN & STEERS GLBL|SPHN|Stephens Inc.|1713
INB|COHEN & STEERS GLBL|STFL|Stifel, Nicolaus & Company, Incorporated|8242
INB|COHEN & STEERS GLBL|SWIM|TD Ameritrade, Inc.|350
INB|COHEN & STEERS GLBL|SWST|Hilltop Securities Inc.|7670
INB|COHEN & STEERS GLBL|TKNG|ALLY INVEST SECURITIES LLC|358
INB|COHEN & STEERS GLBL|TRBT|Tradebot Systems, Inc.|2470
INB|COHEN & STEERS GLBL|UBSA|UBS SECURITIES LLC|11758
INB|COHEN & STEERS GLBL|UBSS|UBS Securities LLC|41307
INB|COHEN & STEERS GLBL|VGRD|Vanguard Marketing Corporation|1744
INB|COHEN & STEERS GLBL|WCHV|WELLS FARGO SECURITIES, LLC|19022
INB|COHEN & STEERS GLBL|WEDB|WEDBUSH SECURITIES INC.|2338
INB|COHEN & STEERS GLBL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5340
INB|COHEN & STEERS GLBL|WSEA|WOLVERINE SECURITIES, LLC|550
INB|COHEN & STEERS GLBL|XPQR|Jump Trading|100
INB|COHEN & STEERS GLBL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
INB|COHEN & STEERS GLBL|YKNA|COMHAR CAPITAL MARKETS, LLC|100
INB|COHEN & STEERS GLBL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16307
INBK|FIRST INTERNET BCP|AGIS|Aegis Capital Corp.|375
INBK|FIRST INTERNET BCP|ALTX|Alternet Securities Inc.|1000
INBK|FIRST INTERNET BCP|APCC|Apex Clearing Corporation|24
INBK|FIRST INTERNET BCP|BATM|CBOE TRADING, INC.|789
INBK|FIRST INTERNET BCP|BAYT|BTIG, LLC|700
INBK|FIRST INTERNET BCP|BERN|Sanford C. Bernstein & Co., LLC|2074
INBK|FIRST INTERNET BCP|BLKX|INSTINET, LLC|21600
INBK|FIRST INTERNET BCP|BMOC|BMO Capital Markets Corp.|1281
INBK|FIRST INTERNET BCP|BNKS|Fig Partners, LLC|4277
INBK|FIRST INTERNET BCP|BNPX|BNP PARIBAS SECURITIES CORP.|803
INBK|FIRST INTERNET BCP|BTIG|BTIG, LLC|3522
INBK|FIRST INTERNET BCP|BZYD|GOLDMAN SACHS & CO. LLC|1471
INBK|FIRST INTERNET BCP|CHAS|Charles Schwab & Co., Inc.|404
INBK|FIRST INTERNET BCP|CHLM|Craig-Hallum Capital Group LLC|1000
INBK|FIRST INTERNET BCP|CIST|Capital Institutional Services, Inc.|2167
INBK|FIRST INTERNET BCP|CMPT|Compass Point Research & Trading, LLC|2000
INBK|FIRST INTERNET BCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69362
INBK|FIRST INTERNET BCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8702
INBK|FIRST INTERNET BCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7760
INBK|FIRST INTERNET BCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39669
INBK|FIRST INTERNET BCP|CTDL|Citadel Derivatives Group Llc|4083
INBK|FIRST INTERNET BCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10628
INBK|FIRST INTERNET BCP|DBAB|Deutsche Bank Securities Inc.|38931
INBK|FIRST INTERNET BCP|DBAX|Deutsche Bank Securities Inc.|28500
INBK|FIRST INTERNET BCP|DEAN|MORGAN STANLEY|113
INBK|FIRST INTERNET BCP|DEGS|RONIN PROFESSIONAL LLC|5928
INBK|FIRST INTERNET BCP|EBXL|EBX LLC|23400
INBK|FIRST INTERNET BCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
INBK|FIRST INTERNET BCP|EGAM|CBOE TRADING, INC.|600
INBK|FIRST INTERNET BCP|EGAW|CBOE TRADING, INC.|98
INBK|FIRST INTERNET BCP|EGXM|CBOE TRADING, INC.|103
INBK|FIRST INTERNET BCP|EGXW|CBOE TRADING, INC.|254
INBK|FIRST INTERNET BCP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4926
INBK|FIRST INTERNET BCP|ETRS|E*Trade Securities LLC|3346
INBK|FIRST INTERNET BCP|FBCO|Credit Suisse Securities (USA) LLC|90338
INBK|FIRST INTERNET BCP|FILL|Tradestation Securities, Inc.|92
INBK|FIRST INTERNET BCP|FOMA|TD AMERITRADE CLEARING, INC.|43962
INBK|FIRST INTERNET BCP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|131
INBK|FIRST INTERNET BCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19737
INBK|FIRST INTERNET BCP|FTBR|Foliofn Investments, Inc.|20
INBK|FIRST INTERNET BCP|GEBB|GLOBAL EXECUTION BROKERS, LP|2781
INBK|FIRST INTERNET BCP|GLPX|ACS EXECUTION SERVICES, LLC|3440
INBK|FIRST INTERNET BCP|GSCO|GOLDMAN SACHS & CO. LLC|78899
INBK|FIRST INTERNET BCP|GSCS|GOLDMAN SACHS & CO. LLC|4366
INBK|FIRST INTERNET BCP|GSLT|GOLDMAN SACHS & CO. LLC|3201
INBK|FIRST INTERNET BCP|GTSZ|GTS SECURITIES LLC|8097
INBK|FIRST INTERNET BCP|HOVD|HOVDE GROUP, LLC|283666
INBK|FIRST INTERNET BCP|IATS|INTERACTIVE BROKERS LLC|321
INBK|FIRST INTERNET BCP|IBKR|Interactive Brokers Llc|25202
INBK|FIRST INTERNET BCP|ICBX|INSTINET, LLC|9850
INBK|FIRST INTERNET BCP|IEQY|CITADEL SECURITIES LLC|2799
INBK|FIRST INTERNET BCP|INCA|INSTINET, LLC|38505
INBK|FIRST INTERNET BCP|INJX|INSTINET, LLC|7050
INBK|FIRST INTERNET BCP|ITGI|ITG Inc.|24589
INBK|FIRST INTERNET BCP|ITGP|ITG INC.|52000
INBK|FIRST INTERNET BCP|JEFF|JEFFERIES LLC|30845
INBK|FIRST INTERNET BCP|JMPT|JUMP TRADING, LLC|1173
INBK|FIRST INTERNET BCP|JPBX|J.P. MORGAN SECURITIES LLC|12156
INBK|FIRST INTERNET BCP|JPMX|J.P. Morgan Securities LLC|127743
INBK|FIRST INTERNET BCP|KBWI|Keefe, Bruyette & Woods, Inc.|62086
INBK|FIRST INTERNET BCP|KCGM|VIRTU Americas LLC|8455
INBK|FIRST INTERNET BCP|LAFC|R. F. Lafferty & Co., Inc.|1100
INBK|FIRST INTERNET BCP|LEHM|Barclays Capital Inc./Le|60755
INBK|FIRST INTERNET BCP|LIME|Lime Brokerage LLC|31438
INBK|FIRST INTERNET BCP|LQNA|LIQUIDNET, INC.|5000
INBK|FIRST INTERNET BCP|MAXM|Maxim Group LLC|12401
INBK|FIRST INTERNET BCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21554
INBK|FIRST INTERNET BCP|MSCO|MORGAN STANLEY & CO. LLC|185031
INBK|FIRST INTERNET BCP|MSPL|MORGAN STANLEY & CO. LLC|41100
INBK|FIRST INTERNET BCP|MSTX|MORGAN STANLEY & CO. LLC|13400
INBK|FIRST INTERNET BCP|NFSC|National Financial Services LLC|32277
INBK|FIRST INTERNET BCP|NITE|VIRTU Americas LLC|137139
INBK|FIRST INTERNET BCP|NITP|VIRTU Americas LLC|905
INBK|FIRST INTERNET BCP|NQRB|Brut, LLC|905
INBK|FIRST INTERNET BCP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20
INBK|FIRST INTERNET BCP|PDQM|CODA MARKETS, INC.|5802
INBK|FIRST INTERNET BCP|PREC|PRECISION SECURITIES, LLC|200
INBK|FIRST INTERNET BCP|RAJA|Raymond James & Associates, Inc.|125
INBK|FIRST INTERNET BCP|RBCM|RBC CAPITAL MARKETS, LLC|9741
INBK|FIRST INTERNET BCP|RJLC|RJL CAPITAL GROUP, LLC|1552
INBK|FIRST INTERNET BCP|SAGL|SAGETRADER, LLC|341
INBK|FIRST INTERNET BCP|SBSH|Citigroup Global Markets Inc.|24711
INBK|FIRST INTERNET BCP|SDLR|Sandler, O'Neill & Partners, L.P.|8962
INBK|FIRST INTERNET BCP|SGMT|GOLDMAN SACHS & CO. LLC|17663
INBK|FIRST INTERNET BCP|SOGO|Wang Investment Associates, Inc.|1200
INBK|FIRST INTERNET BCP|SPDR|SPEEDROUTE LLC|2400
INBK|FIRST INTERNET BCP|SPTD|MINT GLOBAL MARKETS, INC.|12002
INBK|FIRST INTERNET BCP|STFL|Stifel, Nicolaus & Company, Incorporated|27999
INBK|FIRST INTERNET BCP|SWIM|TD Ameritrade, Inc.|3154
INBK|FIRST INTERNET BCP|TRBT|Tradebot Systems, Inc.|4000
INBK|FIRST INTERNET BCP|TRCM|TRC MARKETS LLC|25986
INBK|FIRST INTERNET BCP|UBSA|UBS SECURITIES LLC|113184
INBK|FIRST INTERNET BCP|UBSS|UBS Securities LLC|173972
INBK|FIRST INTERNET BCP|VALX|VIRTU AMERICAS LLC|2879
INBK|FIRST INTERNET BCP|VGRD|Vanguard Marketing Corporation|9667
INBK|FIRST INTERNET BCP|WCHV|WELLS FARGO SECURITIES, LLC|7431
INBK|FIRST INTERNET BCP|WEDB|WEDBUSH SECURITIES INC.|3910
INBK|FIRST INTERNET BCP|WSEA|WOLVERINE SECURITIES, LLC|15
INBK|FIRST INTERNET BCP|XIST|INSTINET, LLC|1450
INBK|FIRST INTERNET BCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7062
INBK|FIRST INTERNET BCP|YKNA|COMHAR CAPITAL MARKETS, LLC|290
INBK|FIRST INTERNET BCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|315
INBKL|FIRST INTERNET NOTE|EBXL|EBX LLC|200
INBKL|FIRST INTERNET NOTE|FOMA|TD AMERITRADE CLEARING, INC.|394
INBKL|FIRST INTERNET NOTE|IBKR|Interactive Brokers Llc|2151
INBKL|FIRST INTERNET NOTE|ITGI|ITG Inc.|52
INBKL|FIRST INTERNET NOTE|LIME|Lime Brokerage LLC|243
INBKL|FIRST INTERNET NOTE|MSCO|MORGAN STANLEY & CO. LLC|2000
INBKL|FIRST INTERNET NOTE|NITE|VIRTU Americas LLC|1576
INBKL|FIRST INTERNET NOTE|RBCM|RBC CAPITAL MARKETS, LLC|360
INBKL|FIRST INTERNET NOTE|SPDR|SPEEDROUTE LLC|200
INBKL|FIRST INTERNET NOTE|TRCM|TRC MARKETS LLC|69
INBKL|FIRST INTERNET NOTE|UBSS|UBS Securities LLC|702
INBKL|FIRST INTERNET NOTE|VGRD|Vanguard Marketing Corporation|456
INBKL|FIRST INTERNET NOTE|WCHV|WELLS FARGO SECURITIES, LLC|240
INCO|COLUMBIA INDIA CONS|ALTX|Alternet Securities Inc.|30
INCO|COLUMBIA INDIA CONS|APCC|Apex Clearing Corporation|2715
INCO|COLUMBIA INDIA CONS|BARD|Robert W. Baird & Co. Incorporated|100
INCO|COLUMBIA INDIA CONS|BIMI|Banca IMI Securities Corp.|200
INCO|COLUMBIA INDIA CONS|BYXM|CBOE TRADING, INC.|126
INCO|COLUMBIA INDIA CONS|CANT|Cantor Fitzgerald & Co.|118
INCO|COLUMBIA INDIA CONS|CHAS|Charles Schwab & Co., Inc.|3
INCO|COLUMBIA INDIA CONS|CICF|Canaccord Genuity Corp.|1825
INCO|COLUMBIA INDIA CONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
INCO|COLUMBIA INDIA CONS|CTDL|Citadel Derivatives Group Llc|2232
INCO|COLUMBIA INDIA CONS|DADA|D.A. Davidson & Co.|220
INCO|COLUMBIA INDIA CONS|DBAX|Deutsche Bank Securities Inc.|2300
INCO|COLUMBIA INDIA CONS|DEAN|MORGAN STANLEY|999
INCO|COLUMBIA INDIA CONS|EBXL|EBX LLC|1900
INCO|COLUMBIA INDIA CONS|EGXM|CBOE TRADING, INC.|30
INCO|COLUMBIA INDIA CONS|ETRS|E*Trade Securities LLC|5257
INCO|COLUMBIA INDIA CONS|FILL|Tradestation Securities, Inc.|2250
INCO|COLUMBIA INDIA CONS|FTBR|Foliofn Investments, Inc.|622
INCO|COLUMBIA INDIA CONS|GTSZ|GTS SECURITIES LLC|980
INCO|COLUMBIA INDIA CONS|HRBF|American Enterprise Investment Services Inc.|5301
INCO|COLUMBIA INDIA CONS|IATS|INTERACTIVE BROKERS LLC|246
INCO|COLUMBIA INDIA CONS|IBKR|Interactive Brokers Llc|2171
INCO|COLUMBIA INDIA CONS|ICBX|INSTINET, LLC|700
INCO|COLUMBIA INDIA CONS|ITGI|ITG Inc.|30
INCO|COLUMBIA INDIA CONS|ITGP|ITG INC.|1600
INCO|COLUMBIA INDIA CONS|JANY|Janney Montgomery Scott Inc.|1292
INCO|COLUMBIA INDIA CONS|JEFF|JEFFERIES LLC|100
INCO|COLUMBIA INDIA CONS|JPMX|J.P. Morgan Securities LLC|954
INCO|COLUMBIA INDIA CONS|JSEB|JANE STREET EXECUTION SERVICES, LLC|34557
INCO|COLUMBIA INDIA CONS|JSJX|JANE STREET CAPITAL LLC|9458
INCO|COLUMBIA INDIA CONS|KCGM|VIRTU Americas LLC|1315
INCO|COLUMBIA INDIA CONS|LEHM|Barclays Capital Inc./Le|3200
INCO|COLUMBIA INDIA CONS|LIME|Lime Brokerage LLC|2196
INCO|COLUMBIA INDIA CONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3336
INCO|COLUMBIA INDIA CONS|MOTF|MOTIF INVESTING, INC.|2
INCO|COLUMBIA INDIA CONS|MSCO|MORGAN STANLEY & CO. LLC|7717
INCO|COLUMBIA INDIA CONS|MSPL|MORGAN STANLEY & CO. LLC|300
INCO|COLUMBIA INDIA CONS|MSTX|MORGAN STANLEY & CO. LLC|200
INCO|COLUMBIA INDIA CONS|NFSC|National Financial Services LLC|25495
INCO|COLUMBIA INDIA CONS|NITE|VIRTU Americas LLC|46365
INCO|COLUMBIA INDIA CONS|NTBF|BMO Nesbitt Burns Inc./CDS|180
INCO|COLUMBIA INDIA CONS|PWJC|UBS Financial Services, Inc.|725
INCO|COLUMBIA INDIA CONS|RBCM|RBC CAPITAL MARKETS, LLC|749
INCO|COLUMBIA INDIA CONS|SBSH|Citigroup Global Markets Inc.|108
INCO|COLUMBIA INDIA CONS|SGMT|GOLDMAN SACHS & CO. LLC|1475
INCO|COLUMBIA INDIA CONS|SWIM|TD Ameritrade, Inc.|4
INCO|COLUMBIA INDIA CONS|TKNG|ALLY INVEST SECURITIES LLC|25
INCO|COLUMBIA INDIA CONS|UBSS|UBS Securities LLC|10151
INCO|COLUMBIA INDIA CONS|VGRD|Vanguard Marketing Corporation|8172
INCO|COLUMBIA INDIA CONS|WCHV|WELLS FARGO SECURITIES, LLC|171
INCO|COLUMBIA INDIA CONS|WGIF|CIBC World Markets Inc.|9350
INCO|COLUMBIA INDIA CONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1040
INCO|COLUMBIA INDIA CONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|351
INCY|INCYTE CORPORATION|ABLE|NATIXIS Securities Americas LLC|277279
INCY|INCYTE CORPORATION|ADAM|CANACCORD GENUITY INC.|30
INCY|INCYTE CORPORATION|AGIS|Aegis Capital Corp.|18982
INCY|INCYTE CORPORATION|ALTX|Alternet Securities Inc.|15703
INCY|INCYTE CORPORATION|ANOS|ABEL/NOSER, L.L.C.|2000
INCY|INCYTE CORPORATION|APCC|Apex Clearing Corporation|3848
INCY|INCYTE CORPORATION|BANK|Primevest Financial Services, Inc.|60
INCY|INCYTE CORPORATION|BARD|Robert W. Baird & Co. Incorporated|850
INCY|INCYTE CORPORATION|BATM|CBOE TRADING, INC.|11290
INCY|INCYTE CORPORATION|BAYC|BAY CREST PARTNERS, LLC|10349
INCY|INCYTE CORPORATION|BAYT|BTIG, LLC|16661
INCY|INCYTE CORPORATION|BBNT|BB&T SECURITIES, LLC|365
INCY|INCYTE CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|382363
INCY|INCYTE CORPORATION|BIDS|BIDS TRADING L.P.|8100
INCY|INCYTE CORPORATION|BIMI|Banca IMI Securities Corp.|6728
INCY|INCYTE CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13497
INCY|INCYTE CORPORATION|BLKX|INSTINET, LLC|81320
INCY|INCYTE CORPORATION|BMOC|BMO Capital Markets Corp.|39620
INCY|INCYTE CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|385740
INCY|INCYTE CORPORATION|BTIG|BTIG, LLC|33053
INCY|INCYTE CORPORATION|BYXM|CBOE TRADING, INC.|9425
INCY|INCYTE CORPORATION|CABR|Cabrera Capital Markets, Inc.|25
INCY|INCYTE CORPORATION|CANT|Cantor Fitzgerald & Co.|7089
INCY|INCYTE CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
INCY|INCYTE CORPORATION|CHAS|Charles Schwab & Co., Inc.|4434
INCY|INCYTE CORPORATION|CIBP|CIBC World Markets Corp.|40721
INCY|INCYTE CORPORATION|CICF|Canaccord Genuity Corp.|448
INCY|INCYTE CORPORATION|CIST|Capital Institutional Services, Inc.|9657
INCY|INCYTE CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|211365
INCY|INCYTE CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|619
INCY|INCYTE CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12521
INCY|INCYTE CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|874018
INCY|INCYTE CORPORATION|CTDL|Citadel Derivatives Group Llc|41970
INCY|INCYTE CORPORATION|CTLR|CUTLER GROUP, LP|1814
INCY|INCYTE CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|148042
INCY|INCYTE CORPORATION|DADA|D.A. Davidson & Co.|3078
INCY|INCYTE CORPORATION|DBAB|Deutsche Bank Securities Inc.|1313874
INCY|INCYTE CORPORATION|DBAX|Deutsche Bank Securities Inc.|581000
INCY|INCYTE CORPORATION|DBUL|Deutsche Bank Securities Inc.|56230
INCY|INCYTE CORPORATION|DCHF|Dart Executions, LLC|9485
INCY|INCYTE CORPORATION|DEAN|MORGAN STANLEY|17772
INCY|INCYTE CORPORATION|DEGS|RONIN PROFESSIONAL LLC|22193
INCY|INCYTE CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9022
INCY|INCYTE CORPORATION|DRWK|DRW SECURITIES, L.L.C.|31745
INCY|INCYTE CORPORATION|EBXL|EBX LLC|371000
INCY|INCYTE CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|16008
INCY|INCYTE CORPORATION|EDJO|Edward D. Jones & Co., L.P.|3377
INCY|INCYTE CORPORATION|EGAM|CBOE TRADING, INC.|50674
INCY|INCYTE CORPORATION|EGAW|CBOE TRADING, INC.|223
INCY|INCYTE CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|5073
INCY|INCYTE CORPORATION|EGXM|CBOE TRADING, INC.|5568
INCY|INCYTE CORPORATION|EGXW|CBOE TRADING, INC.|6
INCY|INCYTE CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|105433
INCY|INCYTE CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|6196
INCY|INCYTE CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10168
INCY|INCYTE CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|125233
INCY|INCYTE CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|145
INCY|INCYTE CORPORATION|ETRS|E*Trade Securities LLC|517394
INCY|INCYTE CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|1514118
INCY|INCYTE CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|8
INCY|INCYTE CORPORATION|FFSI|Firstrade Securities Inc.|20
INCY|INCYTE CORPORATION|FILL|Tradestation Securities, Inc.|7225
INCY|INCYTE CORPORATION|FMAF|NBCN Inc./ CDS|1845
INCY|INCYTE CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|614674
INCY|INCYTE CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|77444
INCY|INCYTE CORPORATION|FQLS|Quantlab Securities LP|860238
INCY|INCYTE CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|207332
INCY|INCYTE CORPORATION|FTBR|Foliofn Investments, Inc.|15087
INCY|INCYTE CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|81382
INCY|INCYTE CORPORATION|GELP|RBC CAPITAL MARKETS, LLC|1220
INCY|INCYTE CORPORATION|GLIS|TD Securities Inc|300
INCY|INCYTE CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|143314
INCY|INCYTE CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|3238463
INCY|INCYTE CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|97847
INCY|INCYTE CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|27357
INCY|INCYTE CORPORATION|GTSZ|GTS SECURITIES LLC|159197
INCY|INCYTE CORPORATION|HAPX|HAP Trading, LLC|30927
INCY|INCYTE CORPORATION|HRBF|American Enterprise Investment Services Inc.|2630
INCY|INCYTE CORPORATION|HSBC|HSBC Securities, Inc.|92695
INCY|INCYTE CORPORATION|IATS|INTERACTIVE BROKERS LLC|50179
INCY|INCYTE CORPORATION|IBKR|Interactive Brokers Llc|268720
INCY|INCYTE CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|590
INCY|INCYTE CORPORATION|ICBX|INSTINET, LLC|137298
INCY|INCYTE CORPORATION|IEQY|CITADEL SECURITIES LLC|947913
INCY|INCYTE CORPORATION|INCA|INSTINET, LLC|1043163
INCY|INCYTE CORPORATION|INJX|INSTINET, LLC|50676
INCY|INCYTE CORPORATION|INTL|INTL FCSTONE FINANCIAL INC.|17
INCY|INCYTE CORPORATION|ITGI|ITG Inc.|97521
INCY|INCYTE CORPORATION|ITGP|ITG INC.|245800
INCY|INCYTE CORPORATION|JANY|Janney Montgomery Scott Inc.|1749
INCY|INCYTE CORPORATION|JEFF|JEFFERIES LLC|329166
INCY|INCYTE CORPORATION|JMPT|JUMP TRADING, LLC|293820
INCY|INCYTE CORPORATION|JONE|JonesTrading|8439
INCY|INCYTE CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|237780
INCY|INCYTE CORPORATION|JPMX|J.P. Morgan Securities LLC|1268589
INCY|INCYTE CORPORATION|JSJX|JANE STREET CAPITAL LLC|8716
INCY|INCYTE CORPORATION|KCGM|VIRTU Americas LLC|88934
INCY|INCYTE CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|50147
INCY|INCYTE CORPORATION|LEHM|Barclays Capital Inc./Le|2262667
INCY|INCYTE CORPORATION|LIME|Lime Brokerage LLC|476132
INCY|INCYTE CORPORATION|LMGP|LIME BROKERAGE LLC|6623
INCY|INCYTE CORPORATION|LOOP|Loop Capital Markets LLC|3122
INCY|INCYTE CORPORATION|LPCM|Lampert Capital Markets Inc.|14400
INCY|INCYTE CORPORATION|LQNA|LIQUIDNET, INC.|342700
INCY|INCYTE CORPORATION|LQNB|LIQUIDNET, INC.|14600
INCY|INCYTE CORPORATION|LSCI|Lek Securities Corporation|2223
INCY|INCYTE CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
INCY|INCYTE CORPORATION|MACC|Mid Atlantic Capital Corporation|15
INCY|INCYTE CORPORATION|MAXM|Maxim Group LLC|6589
INCY|INCYTE CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|519
INCY|INCYTE CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|188684
INCY|INCYTE CORPORATION|MOTF|MOTIF INVESTING, INC.|29
INCY|INCYTE CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|5613226
INCY|INCYTE CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|608800
INCY|INCYTE CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|286600
INCY|INCYTE CORPORATION|MULL|MARK J. MULLER EQUITIES, INC.|9092
INCY|INCYTE CORPORATION|MZHO|Mizuho Securities USA LLC|19000
INCY|INCYTE CORPORATION|NFSC|National Financial Services LLC|682354
INCY|INCYTE CORPORATION|NITE|VIRTU Americas LLC|1105648
INCY|INCYTE CORPORATION|NITP|VIRTU Americas LLC|7669
INCY|INCYTE CORPORATION|NMRA|Nomura Securities International, Inc.|700
INCY|INCYTE CORPORATION|NQRB|Brut, LLC|36212
INCY|INCYTE CORPORATION|NTRC|Northern Trust Securities, Inc.|12
INCY|INCYTE CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|6039
INCY|INCYTE CORPORATION|OPCO|Oppenheimer & Co. Inc.|911
INCY|INCYTE CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8411
INCY|INCYTE CORPORATION|PCPT|PHILLIP CAPITAL INC.|2713
INCY|INCYTE CORPORATION|PDQM|CODA MARKETS, INC.|312334
INCY|INCYTE CORPORATION|PHLY|NASDAQ Execution Services, LLC|400
INCY|INCYTE CORPORATION|PICT|Pictet Overseas Inc.|422
INCY|INCYTE CORPORATION|PWJC|UBS Financial Services, Inc.|53200
INCY|INCYTE CORPORATION|RAJA|Raymond James & Associates, Inc.|35512
INCY|INCYTE CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|19484
INCY|INCYTE CORPORATION|RGLD|Regal Securities, Inc|20
INCY|INCYTE CORPORATION|SAGL|SAGETRADER, LLC|111998
INCY|INCYTE CORPORATION|SAGW|SAGETRADER, LLC|2416
INCY|INCYTE CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|100
INCY|INCYTE CORPORATION|SBSH|Citigroup Global Markets Inc.|685144
INCY|INCYTE CORPORATION|SCMC|Scotia Capital Markets (USA) Inc.|47200
INCY|INCYTE CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|492744
INCY|INCYTE CORPORATION|SJLS|TRADE INFORMATICS LLC|200
INCY|INCYTE CORPORATION|SPDR|SPEEDROUTE LLC|26050
INCY|INCYTE CORPORATION|SPHN|Stephens Inc.|38
INCY|INCYTE CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|100
INCY|INCYTE CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|5862
INCY|INCYTE CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|46
INCY|INCYTE CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|266
INCY|INCYTE CORPORATION|SWIM|TD Ameritrade, Inc.|145408
INCY|INCYTE CORPORATION|SWST|Hilltop Securities Inc.|3782
INCY|INCYTE CORPORATION|TAGC|TELSEY ADVISORY GROUP LLC|800
INCY|INCYTE CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|1186
INCY|INCYTE CORPORATION|TRBT|Tradebot Systems, Inc.|468865
INCY|INCYTE CORPORATION|TRCM|TRC MARKETS LLC|315332
INCY|INCYTE CORPORATION|TTUC|CUTTONE & CO., INC.|801
INCY|INCYTE CORPORATION|TWTT|TASTYWORKS, INC.|625
INCY|INCYTE CORPORATION|UBSA|UBS SECURITIES LLC|1356340
INCY|INCYTE CORPORATION|UBSS|UBS Securities LLC|3804921
INCY|INCYTE CORPORATION|VALX|VIRTU AMERICAS LLC|60813
INCY|INCYTE CORPORATION|VGRD|Vanguard Marketing Corporation|6728
INCY|INCYTE CORPORATION|VSIN|Vision Financial Markets Llc|100
INCY|INCYTE CORPORATION|WBLR|WILLIAM BLAIR|25050
INCY|INCYTE CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|16971
INCY|INCYTE CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|161854
INCY|INCYTE CORPORATION|WDNX|WEEDEN & CO.L.P.|11672
INCY|INCYTE CORPORATION|WEDB|WEDBUSH SECURITIES INC.|2768
INCY|INCYTE CORPORATION|WEED|Weeden & Co.L.P.|3409
INCY|INCYTE CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30362
INCY|INCYTE CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55333
INCY|INCYTE CORPORATION|WGIF|CIBC World Markets Inc.|4516
INCY|INCYTE CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|494
INCY|INCYTE CORPORATION|WSAG|WALL STREET ACCESS|180
INCY|INCYTE CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|3568
INCY|INCYTE CORPORATION|XIST|INSTINET, LLC|15740
INCY|INCYTE CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|216866
INCY|INCYTE CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|21996
INCY|INCYTE CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4755
INDA|ISHARES MSCI INDIA|ALTX|Alternet Securities Inc.|191663
INDA|ISHARES MSCI INDIA|APCC|Apex Clearing Corporation|2242
INDA|ISHARES MSCI INDIA|BANK|Primevest Financial Services, Inc.|1
INDA|ISHARES MSCI INDIA|BARD|Robert W. Baird & Co. Incorporated|31759
INDA|ISHARES MSCI INDIA|BATM|CBOE TRADING, INC.|61719
INDA|ISHARES MSCI INDIA|BAYC|BAY CREST PARTNERS, LLC|50000
INDA|ISHARES MSCI INDIA|BERN|Sanford C. Bernstein & Co., LLC|95656
INDA|ISHARES MSCI INDIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1490
INDA|ISHARES MSCI INDIA|BLTK|Bulltick, Llc|520
INDA|ISHARES MSCI INDIA|BYXM|CBOE TRADING, INC.|63060
INDA|ISHARES MSCI INDIA|CANT|Cantor Fitzgerald & Co.|473
INDA|ISHARES MSCI INDIA|CHAS|Charles Schwab & Co., Inc.|333
INDA|ISHARES MSCI INDIA|CICF|Canaccord Genuity Corp.|215
INDA|ISHARES MSCI INDIA|CIST|Capital Institutional Services, Inc.|2083
INDA|ISHARES MSCI INDIA|CLSA|CLSA AMERICAS, LLC|1930
INDA|ISHARES MSCI INDIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82376
INDA|ISHARES MSCI INDIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
INDA|ISHARES MSCI INDIA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12400
INDA|ISHARES MSCI INDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1455975
INDA|ISHARES MSCI INDIA|CSIN|Citadel Securities Institutional LLC|372410
INDA|ISHARES MSCI INDIA|CTDL|Citadel Derivatives Group Llc|713585
INDA|ISHARES MSCI INDIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|298658
INDA|ISHARES MSCI INDIA|DADA|D.A. Davidson & Co.|149
INDA|ISHARES MSCI INDIA|DBAB|Deutsche Bank Securities Inc.|66946
INDA|ISHARES MSCI INDIA|DBAX|Deutsche Bank Securities Inc.|1011900
INDA|ISHARES MSCI INDIA|DEAN|MORGAN STANLEY|3800
INDA|ISHARES MSCI INDIA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
INDA|ISHARES MSCI INDIA|EBXL|EBX LLC|567200
INDA|ISHARES MSCI INDIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|47935
INDA|ISHARES MSCI INDIA|EDJC|Edward Jones / CDS|453
INDA|ISHARES MSCI INDIA|EDJO|Edward D. Jones & Co., L.P.|2953
INDA|ISHARES MSCI INDIA|EGAM|CBOE TRADING, INC.|559369
INDA|ISHARES MSCI INDIA|EGAW|CBOE TRADING, INC.|12613
INDA|ISHARES MSCI INDIA|EGXM|CBOE TRADING, INC.|15283
INDA|ISHARES MSCI INDIA|EGXW|CBOE TRADING, INC.|609
INDA|ISHARES MSCI INDIA|ESPO|ESPOSITO SECURITIES, LLC|14
INDA|ISHARES MSCI INDIA|ETBE|Electronic Transaction Clearing, Inc.|62892
INDA|ISHARES MSCI INDIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26143
INDA|ISHARES MSCI INDIA|ETRS|E*Trade Securities LLC|80634
INDA|ISHARES MSCI INDIA|FILL|Tradestation Securities, Inc.|891
INDA|ISHARES MSCI INDIA|FLTU|FLOW TRADERS US LLC|26809
INDA|ISHARES MSCI INDIA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|26809
INDA|ISHARES MSCI INDIA|FMAF|NBCN Inc./ CDS|2228
INDA|ISHARES MSCI INDIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|180223
INDA|ISHARES MSCI INDIA|FTBR|Foliofn Investments, Inc.|3128
INDA|ISHARES MSCI INDIA|GARC|ICAP Corporates LLC|235000
INDA|ISHARES MSCI INDIA|GBMT|GBM International, Inc.|14824
INDA|ISHARES MSCI INDIA|GEBB|GLOBAL EXECUTION BROKERS, LP|184023
INDA|ISHARES MSCI INDIA|GLPX|ACS EXECUTION SERVICES, LLC|992039
INDA|ISHARES MSCI INDIA|GSCO|GOLDMAN SACHS & CO. LLC|659117
INDA|ISHARES MSCI INDIA|GSCS|GOLDMAN SACHS & CO. LLC|112068
INDA|ISHARES MSCI INDIA|GSLT|GOLDMAN SACHS & CO. LLC|357768
INDA|ISHARES MSCI INDIA|GTSZ|GTS SECURITIES LLC|7706
INDA|ISHARES MSCI INDIA|HRBF|American Enterprise Investment Services Inc.|32876
INDA|ISHARES MSCI INDIA|HSBC|HSBC Securities, Inc.|22393
INDA|ISHARES MSCI INDIA|IATS|INTERACTIVE BROKERS LLC|131347
INDA|ISHARES MSCI INDIA|IBKR|Interactive Brokers Llc|351346
INDA|ISHARES MSCI INDIA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|60
INDA|ISHARES MSCI INDIA|ICBX|INSTINET, LLC|691884
INDA|ISHARES MSCI INDIA|INCA|INSTINET, LLC|127206
INDA|ISHARES MSCI INDIA|INJX|INSTINET, LLC|13137
INDA|ISHARES MSCI INDIA|ITGI|ITG Inc.|85713
INDA|ISHARES MSCI INDIA|ITGP|ITG INC.|636600
INDA|ISHARES MSCI INDIA|JANY|Janney Montgomery Scott Inc.|23362
INDA|ISHARES MSCI INDIA|JEFF|JEFFERIES LLC|116826
INDA|ISHARES MSCI INDIA|JMPT|JUMP TRADING, LLC|80702
INDA|ISHARES MSCI INDIA|JPBX|J.P. MORGAN SECURITIES LLC|10788
INDA|ISHARES MSCI INDIA|JPMX|J.P. Morgan Securities LLC|512994
INDA|ISHARES MSCI INDIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|3605544
INDA|ISHARES MSCI INDIA|JSJX|JANE STREET CAPITAL LLC|2105145
INDA|ISHARES MSCI INDIA|KCGM|VIRTU Americas LLC|315691
INDA|ISHARES MSCI INDIA|LAMP|Lampost Capital, L.C.|100
INDA|ISHARES MSCI INDIA|LEHM|Barclays Capital Inc./Le|3890511
INDA|ISHARES MSCI INDIA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2910
INDA|ISHARES MSCI INDIA|LIME|Lime Brokerage LLC|6171
INDA|ISHARES MSCI INDIA|LSCI|Lek Securities Corporation|227216
INDA|ISHARES MSCI INDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1137783
INDA|ISHARES MSCI INDIA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|148969
INDA|ISHARES MSCI INDIA|MOTF|MOTIF INVESTING, INC.|4
INDA|ISHARES MSCI INDIA|MSCO|MORGAN STANLEY & CO. LLC|2911236
INDA|ISHARES MSCI INDIA|MSPL|MORGAN STANLEY & CO. LLC|1418400
INDA|ISHARES MSCI INDIA|MSTX|MORGAN STANLEY & CO. LLC|60400
INDA|ISHARES MSCI INDIA|NEUB|NEUBERGER BERMAN BD LLC|800
INDA|ISHARES MSCI INDIA|NFSC|National Financial Services LLC|346633
INDA|ISHARES MSCI INDIA|NITE|VIRTU Americas LLC|1108726
INDA|ISHARES MSCI INDIA|NITP|VIRTU Americas LLC|311160
INDA|ISHARES MSCI INDIA|NQRB|Brut, LLC|900
INDA|ISHARES MSCI INDIA|NTBF|BMO Nesbitt Burns Inc./CDS|2795
INDA|ISHARES MSCI INDIA|NTRC|Northern Trust Securities, Inc.|382944
INDA|ISHARES MSCI INDIA|OLDM|OLD MISSION CAPITAL, LLC|397054
INDA|ISHARES MSCI INDIA|OPCO|Oppenheimer & Co. Inc.|4630
INDA|ISHARES MSCI INDIA|PCPT|PHILLIP CAPITAL INC.|513
INDA|ISHARES MSCI INDIA|PDQM|CODA MARKETS, INC.|88608
INDA|ISHARES MSCI INDIA|PWJC|UBS Financial Services, Inc.|7
INDA|ISHARES MSCI INDIA|QMSR|QUATTRO M SECURITIES INC.|1152019
INDA|ISHARES MSCI INDIA|RBCM|RBC CAPITAL MARKETS, LLC|29096
INDA|ISHARES MSCI INDIA|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|23650
INDA|ISHARES MSCI INDIA|RHCO|Suntrust Robinson Humphrey, Inc.|45580
INDA|ISHARES MSCI INDIA|SAGL|SAGETRADER, LLC|47200
INDA|ISHARES MSCI INDIA|SALI|INTL FCSTONE FINANCIAL INC.|300
INDA|ISHARES MSCI INDIA|SBSH|Citigroup Global Markets Inc.|287943
INDA|ISHARES MSCI INDIA|SEIC|SEI Investments Distribution Co.|100
INDA|ISHARES MSCI INDIA|SGMT|GOLDMAN SACHS & CO. LLC|841740
INDA|ISHARES MSCI INDIA|SPDR|SPEEDROUTE LLC|11541
INDA|ISHARES MSCI INDIA|SPHN|Stephens Inc.|26
INDA|ISHARES MSCI INDIA|STFL|Stifel, Nicolaus & Company, Incorporated|8578
INDA|ISHARES MSCI INDIA|STKP|STOCKPILE INVESTMENTS, INC.|68
INDA|ISHARES MSCI INDIA|SWIM|TD Ameritrade, Inc.|7166
INDA|ISHARES MSCI INDIA|SWST|Hilltop Securities Inc.|4575
INDA|ISHARES MSCI INDIA|TKNG|ALLY INVEST SECURITIES LLC|4258
INDA|ISHARES MSCI INDIA|TOUR|TOURMALINE PARTNERS, LLC|17800
INDA|ISHARES MSCI INDIA|TRBT|Tradebot Systems, Inc.|949462
INDA|ISHARES MSCI INDIA|TRCM|TRC MARKETS LLC|739074
INDA|ISHARES MSCI INDIA|UBSA|UBS SECURITIES LLC|2197781
INDA|ISHARES MSCI INDIA|UBSS|UBS Securities LLC|1823127
INDA|ISHARES MSCI INDIA|VALX|VIRTU AMERICAS LLC|299466
INDA|ISHARES MSCI INDIA|VERT|The Vertical Trading Group, LLC|6600
INDA|ISHARES MSCI INDIA|VGRD|Vanguard Marketing Corporation|38353
INDA|ISHARES MSCI INDIA|VSIN|Vision Financial Markets Llc|28
INDA|ISHARES MSCI INDIA|WBET|Wallachbeth Capital LLC|29488
INDA|ISHARES MSCI INDIA|WBLR|WILLIAM BLAIR|360
INDA|ISHARES MSCI INDIA|WCHV|WELLS FARGO SECURITIES, LLC|107937
INDA|ISHARES MSCI INDIA|WEDB|WEDBUSH SECURITIES INC.|10000
INDA|ISHARES MSCI INDIA|WEED|Weeden & Co.L.P.|100
INDA|ISHARES MSCI INDIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3256
INDA|ISHARES MSCI INDIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|358761
INDA|ISHARES MSCI INDIA|WGIF|CIBC World Markets Inc.|423
INDA|ISHARES MSCI INDIA|WSEA|WOLVERINE SECURITIES, LLC|9747
INDA|ISHARES MSCI INDIA|XIST|INSTINET, LLC|11000
INDA|ISHARES MSCI INDIA|XPUS|XP SECURITIES, LLC|23627
INDA|ISHARES MSCI INDIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|19592
INDA|ISHARES MSCI INDIA|YKNA|COMHAR CAPITAL MARKETS, LLC|1696
INDA|ISHARES MSCI INDIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34601
INDB|INDEPENDENT BK CORP|ANOS|ABEL/NOSER, L.L.C.|425
INDB|INDEPENDENT BK CORP|APCC|Apex Clearing Corporation|29
INDB|INDEPENDENT BK CORP|BATM|CBOE TRADING, INC.|470
INDB|INDEPENDENT BK CORP|BBNT|BB&T SECURITIES, LLC|7
INDB|INDEPENDENT BK CORP|BERN|Sanford C. Bernstein & Co., LLC|5400
INDB|INDEPENDENT BK CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|116
INDB|INDEPENDENT BK CORP|BMOC|BMO Capital Markets Corp.|4333
INDB|INDEPENDENT BK CORP|BNPX|BNP PARIBAS SECURITIES CORP.|20
INDB|INDEPENDENT BK CORP|BRVL|BLAYLOCK VAN, LLC|100
INDB|INDEPENDENT BK CORP|BTIG|BTIG, LLC|1175
INDB|INDEPENDENT BK CORP|BYXM|CBOE TRADING, INC.|310
INDB|INDEPENDENT BK CORP|BZYD|GOLDMAN SACHS & CO. LLC|638
INDB|INDEPENDENT BK CORP|CANT|Cantor Fitzgerald & Co.|135
INDB|INDEPENDENT BK CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|25800
INDB|INDEPENDENT BK CORP|CHAS|Charles Schwab & Co., Inc.|1
INDB|INDEPENDENT BK CORP|CIST|Capital Institutional Services, Inc.|6
INDB|INDEPENDENT BK CORP|CMPT|Compass Point Research & Trading, LLC|201
INDB|INDEPENDENT BK CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32183
INDB|INDEPENDENT BK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|720
INDB|INDEPENDENT BK CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
INDB|INDEPENDENT BK CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17952
INDB|INDEPENDENT BK CORP|CTDL|Citadel Derivatives Group Llc|1626
INDB|INDEPENDENT BK CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|6348
INDB|INDEPENDENT BK CORP|DADA|D.A. Davidson & Co.|16
INDB|INDEPENDENT BK CORP|DBAB|Deutsche Bank Securities Inc.|97809
INDB|INDEPENDENT BK CORP|DBAX|Deutsche Bank Securities Inc.|21200
INDB|INDEPENDENT BK CORP|DBUL|Deutsche Bank Securities Inc.|401
INDB|INDEPENDENT BK CORP|DEAN|MORGAN STANLEY|578
INDB|INDEPENDENT BK CORP|DEGS|RONIN PROFESSIONAL LLC|964
INDB|INDEPENDENT BK CORP|EBXL|EBX LLC|6300
INDB|INDEPENDENT BK CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|490
INDB|INDEPENDENT BK CORP|EDJO|Edward D. Jones & Co., L.P.|14634
INDB|INDEPENDENT BK CORP|EGAM|CBOE TRADING, INC.|1315
INDB|INDEPENDENT BK CORP|EGMT|EG MARKET TECHNOLOGIES LLC|377
INDB|INDEPENDENT BK CORP|EGXM|CBOE TRADING, INC.|101
INDB|INDEPENDENT BK CORP|EGXW|CBOE TRADING, INC.|21
INDB|INDEPENDENT BK CORP|ETBE|Electronic Transaction Clearing, Inc.|658
INDB|INDEPENDENT BK CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|111
INDB|INDEPENDENT BK CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
INDB|INDEPENDENT BK CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5123
INDB|INDEPENDENT BK CORP|ETRS|E*Trade Securities LLC|1641
INDB|INDEPENDENT BK CORP|FBCO|Credit Suisse Securities (USA) LLC|176871
INDB|INDEPENDENT BK CORP|FOMA|TD AMERITRADE CLEARING, INC.|539
INDB|INDEPENDENT BK CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|105
INDB|INDEPENDENT BK CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13742
INDB|INDEPENDENT BK CORP|FTBR|Foliofn Investments, Inc.|158
INDB|INDEPENDENT BK CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|9425
INDB|INDEPENDENT BK CORP|GLPX|ACS EXECUTION SERVICES, LLC|549
INDB|INDEPENDENT BK CORP|GSCO|GOLDMAN SACHS & CO. LLC|125983
INDB|INDEPENDENT BK CORP|GSCS|GOLDMAN SACHS & CO. LLC|3336
INDB|INDEPENDENT BK CORP|GSLT|GOLDMAN SACHS & CO. LLC|1022
INDB|INDEPENDENT BK CORP|GTSZ|GTS SECURITIES LLC|956
INDB|INDEPENDENT BK CORP|IBKR|Interactive Brokers Llc|4047
INDB|INDEPENDENT BK CORP|ICBX|INSTINET, LLC|3100
INDB|INDEPENDENT BK CORP|IEQY|CITADEL SECURITIES LLC|23723
INDB|INDEPENDENT BK CORP|INCA|INSTINET, LLC|52671
INDB|INDEPENDENT BK CORP|INJX|INSTINET, LLC|3131
INDB|INDEPENDENT BK CORP|ITGI|ITG Inc.|13209
INDB|INDEPENDENT BK CORP|ITGP|ITG INC.|20800
INDB|INDEPENDENT BK CORP|JANY|Janney Montgomery Scott Inc.|200
INDB|INDEPENDENT BK CORP|JEFF|JEFFERIES LLC|21042
INDB|INDEPENDENT BK CORP|JPBX|J.P. MORGAN SECURITIES LLC|808
INDB|INDEPENDENT BK CORP|JPMX|J.P. Morgan Securities LLC|30992
INDB|INDEPENDENT BK CORP|JSJX|JANE STREET CAPITAL LLC|2251
INDB|INDEPENDENT BK CORP|KCGM|VIRTU Americas LLC|6539
INDB|INDEPENDENT BK CORP|LEHM|Barclays Capital Inc./Le|125864
INDB|INDEPENDENT BK CORP|LIME|Lime Brokerage LLC|53513
INDB|INDEPENDENT BK CORP|LMGP|LIME BROKERAGE LLC|11797
INDB|INDEPENDENT BK CORP|LSCI|Lek Securities Corporation|1
INDB|INDEPENDENT BK CORP|MAXM|Maxim Group LLC|2927
INDB|INDEPENDENT BK CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13946
INDB|INDEPENDENT BK CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|180
INDB|INDEPENDENT BK CORP|MSCO|MORGAN STANLEY & CO. LLC|242304
INDB|INDEPENDENT BK CORP|MSPL|MORGAN STANLEY & CO. LLC|39600
INDB|INDEPENDENT BK CORP|MSTX|MORGAN STANLEY & CO. LLC|700
INDB|INDEPENDENT BK CORP|MTON|MILLINGTON SECURITIES, INC.|24466
INDB|INDEPENDENT BK CORP|NFSC|National Financial Services LLC|7444
INDB|INDEPENDENT BK CORP|NITE|VIRTU Americas LLC|34526
INDB|INDEPENDENT BK CORP|NITP|VIRTU Americas LLC|500
INDB|INDEPENDENT BK CORP|NQRB|Brut, LLC|1085
INDB|INDEPENDENT BK CORP|NTRC|Northern Trust Securities, Inc.|450
INDB|INDEPENDENT BK CORP|OPCO|Oppenheimer & Co. Inc.|686
INDB|INDEPENDENT BK CORP|PDQM|CODA MARKETS, INC.|3396
INDB|INDEPENDENT BK CORP|PIPR|Piper Jaffray & Co.|400
INDB|INDEPENDENT BK CORP|RAJA|Raymond James & Associates, Inc.|3
INDB|INDEPENDENT BK CORP|RBCM|RBC CAPITAL MARKETS, LLC|125
INDB|INDEPENDENT BK CORP|SBSH|Citigroup Global Markets Inc.|56317
INDB|INDEPENDENT BK CORP|SGMT|GOLDMAN SACHS & CO. LLC|5075
INDB|INDEPENDENT BK CORP|SPDR|SPEEDROUTE LLC|2760
INDB|INDEPENDENT BK CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
INDB|INDEPENDENT BK CORP|STFL|Stifel, Nicolaus & Company, Incorporated|645
INDB|INDEPENDENT BK CORP|SWST|Hilltop Securities Inc.|126
INDB|INDEPENDENT BK CORP|TRBT|Tradebot Systems, Inc.|4952
INDB|INDEPENDENT BK CORP|TRCM|TRC MARKETS LLC|31667
INDB|INDEPENDENT BK CORP|UBSA|UBS SECURITIES LLC|45422
INDB|INDEPENDENT BK CORP|UBSS|UBS Securities LLC|155385
INDB|INDEPENDENT BK CORP|VALX|VIRTU AMERICAS LLC|7316
INDB|INDEPENDENT BK CORP|WABR|Wall Street Access|25204
INDB|INDEPENDENT BK CORP|WCHV|WELLS FARGO SECURITIES, LLC|10068
INDB|INDEPENDENT BK CORP|WEED|Weeden & Co.L.P.|300
INDB|INDEPENDENT BK CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3020
INDB|INDEPENDENT BK CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|130
INDB|INDEPENDENT BK CORP|WSEA|WOLVERINE SECURITIES, LLC|209
INDB|INDEPENDENT BK CORP|XIST|INSTINET, LLC|7240
INDB|INDEPENDENT BK CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
INDB|INDEPENDENT BK CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19
INDL|DXN DLY MSCI INDA 3X|ALTX|Alternet Securities Inc.|1600
INDL|DXN DLY MSCI INDA 3X|APCC|Apex Clearing Corporation|85
INDL|DXN DLY MSCI INDA 3X|BATM|CBOE TRADING, INC.|1444
INDL|DXN DLY MSCI INDA 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
INDL|DXN DLY MSCI INDA 3X|CANT|Cantor Fitzgerald & Co.|200
INDL|DXN DLY MSCI INDA 3X|CHAS|Charles Schwab & Co., Inc.|223
INDL|DXN DLY MSCI INDA 3X|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
INDL|DXN DLY MSCI INDA 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3800
INDL|DXN DLY MSCI INDA 3X|DBAX|Deutsche Bank Securities Inc.|2500
INDL|DXN DLY MSCI INDA 3X|EBXL|EBX LLC|3300
INDL|DXN DLY MSCI INDA 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
INDL|DXN DLY MSCI INDA 3X|EGXM|CBOE TRADING, INC.|737
INDL|DXN DLY MSCI INDA 3X|ETRS|E*Trade Securities LLC|25850
INDL|DXN DLY MSCI INDA 3X|FILL|Tradestation Securities, Inc.|2325
INDL|DXN DLY MSCI INDA 3X|FMAF|NBCN Inc./ CDS|300
INDL|DXN DLY MSCI INDA 3X|FTBR|Foliofn Investments, Inc.|81
INDL|DXN DLY MSCI INDA 3X|GLIS|TD Securities Inc|45
INDL|DXN DLY MSCI INDA 3X|GLPX|ACS EXECUTION SERVICES, LLC|50
INDL|DXN DLY MSCI INDA 3X|GSCO|GOLDMAN SACHS & CO. LLC|10800
INDL|DXN DLY MSCI INDA 3X|GSCS|GOLDMAN SACHS & CO. LLC|1
INDL|DXN DLY MSCI INDA 3X|GSLT|GOLDMAN SACHS & CO. LLC|90
INDL|DXN DLY MSCI INDA 3X|HSBC|HSBC Securities, Inc.|350
INDL|DXN DLY MSCI INDA 3X|IATS|INTERACTIVE BROKERS LLC|3572
INDL|DXN DLY MSCI INDA 3X|IBKR|Interactive Brokers Llc|4077
INDL|DXN DLY MSCI INDA 3X|ICBX|INSTINET, LLC|1050
INDL|DXN DLY MSCI INDA 3X|INCA|INSTINET, LLC|963
INDL|DXN DLY MSCI INDA 3X|ITGI|ITG Inc.|2
INDL|DXN DLY MSCI INDA 3X|ITGP|ITG INC.|600
INDL|DXN DLY MSCI INDA 3X|JPMX|J.P. Morgan Securities LLC|400
INDL|DXN DLY MSCI INDA 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|6000
INDL|DXN DLY MSCI INDA 3X|JSJX|JANE STREET CAPITAL LLC|28697
INDL|DXN DLY MSCI INDA 3X|KCGM|VIRTU Americas LLC|8219
INDL|DXN DLY MSCI INDA 3X|LEHM|Barclays Capital Inc./Le|5310
INDL|DXN DLY MSCI INDA 3X|LIME|Lime Brokerage LLC|7990
INDL|DXN DLY MSCI INDA 3X|LSCI|Lek Securities Corporation|232
INDL|DXN DLY MSCI INDA 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
INDL|DXN DLY MSCI INDA 3X|MOTF|MOTIF INVESTING, INC.|4
INDL|DXN DLY MSCI INDA 3X|MSCO|MORGAN STANLEY & CO. LLC|969
INDL|DXN DLY MSCI INDA 3X|NFSC|National Financial Services LLC|110725
INDL|DXN DLY MSCI INDA 3X|NITE|VIRTU Americas LLC|85045
INDL|DXN DLY MSCI INDA 3X|NQRB|Brut, LLC|100
INDL|DXN DLY MSCI INDA 3X|NTBF|BMO Nesbitt Burns Inc./CDS|75
INDL|DXN DLY MSCI INDA 3X|OPCO|Oppenheimer & Co. Inc.|61
INDL|DXN DLY MSCI INDA 3X|PCPT|PHILLIP CAPITAL INC.|180
INDL|DXN DLY MSCI INDA 3X|PDQM|CODA MARKETS, INC.|1720
INDL|DXN DLY MSCI INDA 3X|SBSH|Citigroup Global Markets Inc.|431
INDL|DXN DLY MSCI INDA 3X|SGMT|GOLDMAN SACHS & CO. LLC|5367
INDL|DXN DLY MSCI INDA 3X|SWIM|TD Ameritrade, Inc.|5655
INDL|DXN DLY MSCI INDA 3X|TKNG|ALLY INVEST SECURITIES LLC|650
INDL|DXN DLY MSCI INDA 3X|TRCM|TRC MARKETS LLC|200
INDL|DXN DLY MSCI INDA 3X|UBSA|UBS SECURITIES LLC|13620
INDL|DXN DLY MSCI INDA 3X|UBSS|UBS Securities LLC|26144
INDL|DXN DLY MSCI INDA 3X|VALX|VIRTU AMERICAS LLC|712
INDL|DXN DLY MSCI INDA 3X|VGRD|Vanguard Marketing Corporation|9115
INDL|DXN DLY MSCI INDA 3X|WBET|Wallachbeth Capital LLC|20000
INDL|DXN DLY MSCI INDA 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5398
INDL|DXN DLY MSCI INDA 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16340
INDL|DXN DLY MSCI INDA 3X|WGIF|CIBC World Markets Inc.|103
INDL|DXN DLY MSCI INDA 3X|WSEA|WOLVERINE SECURITIES, LLC|1899
INDL|DXN DLY MSCI INDA 3X|XSTM|NATIONAL FINANCIAL SERVICES LLC|3474
INDS|PACER BENCHMARK INDU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
INDS|PACER BENCHMARK INDU|ESPO|ESPOSITO SECURITIES, LLC|55000
INDS|PACER BENCHMARK INDU|ETRS|E*Trade Securities LLC|44
INDS|PACER BENCHMARK INDU|IBKR|Interactive Brokers Llc|35
INDS|PACER BENCHMARK INDU|JSEB|JANE STREET EXECUTION SERVICES, LLC|5000
INDS|PACER BENCHMARK INDU|JSJX|JANE STREET CAPITAL LLC|135
INDS|PACER BENCHMARK INDU|KCGM|VIRTU Americas LLC|100
INDS|PACER BENCHMARK INDU|MSCO|MORGAN STANLEY & CO. LLC|40
INDS|PACER BENCHMARK INDU|NITE|VIRTU Americas LLC|51612
INDS|PACER BENCHMARK INDU|SWIM|TD Ameritrade, Inc.|1510
INDS|PACER BENCHMARK INDU|UBSA|UBS SECURITIES LLC|100
INDU|INDUSTREA ACQUIS CS|BAYC|BAY CREST PARTNERS, LLC|26
INDU|INDUSTREA ACQUIS CS|BTIG|BTIG, LLC|50000
INDU|INDUSTREA ACQUIS CS|CIST|Capital Institutional Services, Inc.|200
INDU|INDUSTREA ACQUIS CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
INDU|INDUSTREA ACQUIS CS|DBAB|Deutsche Bank Securities Inc.|3
INDU|INDUSTREA ACQUIS CS|EBXL|EBX LLC|500
INDU|INDUSTREA ACQUIS CS|ETRS|E*Trade Securities LLC|5
INDU|INDUSTREA ACQUIS CS|FBCO|Credit Suisse Securities (USA) LLC|50
INDU|INDUSTREA ACQUIS CS|FOMA|TD AMERITRADE CLEARING, INC.|234
INDU|INDUSTREA ACQUIS CS|GSCO|GOLDMAN SACHS & CO. LLC|573
INDU|INDUSTREA ACQUIS CS|GSCS|GOLDMAN SACHS & CO. LLC|13500
INDU|INDUSTREA ACQUIS CS|GTSZ|GTS SECURITIES LLC|700
INDU|INDUSTREA ACQUIS CS|IBKR|Interactive Brokers Llc|305
INDU|INDUSTREA ACQUIS CS|ICBX|INSTINET, LLC|500
INDU|INDUSTREA ACQUIS CS|INCA|INSTINET, LLC|19908
INDU|INDUSTREA ACQUIS CS|ITGI|ITG Inc.|500
INDU|INDUSTREA ACQUIS CS|ITGP|ITG INC.|200
INDU|INDUSTREA ACQUIS CS|LEHM|Barclays Capital Inc./Le|27
INDU|INDUSTREA ACQUIS CS|LIME|Lime Brokerage LLC|193
INDU|INDUSTREA ACQUIS CS|MITR|GMP SECURITIES, LLC|50000
INDU|INDUSTREA ACQUIS CS|MSCO|MORGAN STANLEY & CO. LLC|3202
INDU|INDUSTREA ACQUIS CS|NITE|VIRTU Americas LLC|13291
INDU|INDUSTREA ACQUIS CS|SGMT|GOLDMAN SACHS & CO. LLC|900
INDU|INDUSTREA ACQUIS CS|TRCM|TRC MARKETS LLC|360
INDU|INDUSTREA ACQUIS CS|UBSA|UBS SECURITIES LLC|1000
INDU|INDUSTREA ACQUIS CS|UBSS|UBS Securities LLC|12831
INDU|INDUSTREA ACQUIS CS|VGRD|Vanguard Marketing Corporation|100
INDU|INDUSTREA ACQUIS CS|WABR|Wall Street Access|7500
INDU|INDUSTREA ACQUIS CS|WFPB|Wells Fargo Securities, LLC.|1000
INDU|INDUSTREA ACQUIS CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
INDUU|INDUSTREA ACQUIS UT|TDSI|TD Securities (USA) LLC|14000
INDUW|INDUSTREA ACQUIS WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
INDUW|INDUSTREA ACQUIS WTS|ETRS|E*Trade Securities LLC|9000
INDUW|INDUSTREA ACQUIS WTS|FOMA|TD AMERITRADE CLEARING, INC.|100
INDUW|INDUSTREA ACQUIS WTS|GSCO|GOLDMAN SACHS & CO. LLC|300
INDUW|INDUSTREA ACQUIS WTS|IBKR|Interactive Brokers Llc|2100
INDUW|INDUSTREA ACQUIS WTS|INCA|INSTINET, LLC|869
INDUW|INDUSTREA ACQUIS WTS|JONE|JonesTrading|400000
INDUW|INDUSTREA ACQUIS WTS|MSCO|MORGAN STANLEY & CO. LLC|6801
INDUW|INDUSTREA ACQUIS WTS|NITE|VIRTU Americas LLC|21500
INDUW|INDUSTREA ACQUIS WTS|RILY|B. RILEY FBR, INC.|56500
INDUW|INDUSTREA ACQUIS WTS|SGMT|GOLDMAN SACHS & CO. LLC|700
INDUW|INDUSTREA ACQUIS WTS|WABR|Wall Street Access|7500
INDUW|INDUSTREA ACQUIS WTS|WFPB|Wells Fargo Securities, LLC.|11200
INDY|ISHARES INDIA 50 ETF|ALTX|Alternet Securities Inc.|400
INDY|ISHARES INDIA 50 ETF|APCC|Apex Clearing Corporation|161
INDY|ISHARES INDIA 50 ETF|BANK|Primevest Financial Services, Inc.|21
INDY|ISHARES INDIA 50 ETF|BATM|CBOE TRADING, INC.|12476
INDY|ISHARES INDIA 50 ETF|BERN|Sanford C. Bernstein & Co., LLC|23305
INDY|ISHARES INDIA 50 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|687
INDY|ISHARES INDIA 50 ETF|BLTK|Bulltick, Llc|2350
INDY|ISHARES INDIA 50 ETF|BYXM|CBOE TRADING, INC.|2270
INDY|ISHARES INDIA 50 ETF|CANT|Cantor Fitzgerald & Co.|5436
INDY|ISHARES INDIA 50 ETF|CHAS|Charles Schwab & Co., Inc.|220
INDY|ISHARES INDIA 50 ETF|CIST|Capital Institutional Services, Inc.|200
INDY|ISHARES INDIA 50 ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43902
INDY|ISHARES INDIA 50 ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|47
INDY|ISHARES INDIA 50 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98388
INDY|ISHARES INDIA 50 ETF|CSIN|Citadel Securities Institutional LLC|111200
INDY|ISHARES INDIA 50 ETF|CTDL|Citadel Derivatives Group Llc|205976
INDY|ISHARES INDIA 50 ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|9800
INDY|ISHARES INDIA 50 ETF|DADA|D.A. Davidson & Co.|120
INDY|ISHARES INDIA 50 ETF|DBAB|Deutsche Bank Securities Inc.|7173
INDY|ISHARES INDIA 50 ETF|DBAX|Deutsche Bank Securities Inc.|50300
INDY|ISHARES INDIA 50 ETF|DEAN|MORGAN STANLEY|3641
INDY|ISHARES INDIA 50 ETF|EBXL|EBX LLC|68700
INDY|ISHARES INDIA 50 ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1497
INDY|ISHARES INDIA 50 ETF|EDJO|Edward D. Jones & Co., L.P.|1923
INDY|ISHARES INDIA 50 ETF|EGAM|CBOE TRADING, INC.|4800
INDY|ISHARES INDIA 50 ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
INDY|ISHARES INDIA 50 ETF|EGXM|CBOE TRADING, INC.|660
INDY|ISHARES INDIA 50 ETF|ETBE|Electronic Transaction Clearing, Inc.|1000
INDY|ISHARES INDIA 50 ETF|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|21620
INDY|ISHARES INDIA 50 ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5852
INDY|ISHARES INDIA 50 ETF|ETRS|E*Trade Securities LLC|10076
INDY|ISHARES INDIA 50 ETF|FBCO|Credit Suisse Securities (USA) LLC|109689
INDY|ISHARES INDIA 50 ETF|FCST|INTL FCSTONE FINANCIAL INC.|500
INDY|ISHARES INDIA 50 ETF|FMAF|NBCN Inc./ CDS|700
INDY|ISHARES INDIA 50 ETF|FOMA|TD AMERITRADE CLEARING, INC.|28887
INDY|ISHARES INDIA 50 ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24963
INDY|ISHARES INDIA 50 ETF|FTBR|Foliofn Investments, Inc.|334
INDY|ISHARES INDIA 50 ETF|GBMT|GBM International, Inc.|720
INDY|ISHARES INDIA 50 ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|2707
INDY|ISHARES INDIA 50 ETF|GLPX|ACS EXECUTION SERVICES, LLC|4230
INDY|ISHARES INDIA 50 ETF|GSCO|GOLDMAN SACHS & CO. LLC|73489
INDY|ISHARES INDIA 50 ETF|GSCS|GOLDMAN SACHS & CO. LLC|4580
INDY|ISHARES INDIA 50 ETF|GSLT|GOLDMAN SACHS & CO. LLC|78
INDY|ISHARES INDIA 50 ETF|GTSZ|GTS SECURITIES LLC|3793
INDY|ISHARES INDIA 50 ETF|HRBF|American Enterprise Investment Services Inc.|1076
INDY|ISHARES INDIA 50 ETF|HSBC|HSBC Securities, Inc.|16177
INDY|ISHARES INDIA 50 ETF|IATS|INTERACTIVE BROKERS LLC|1936
INDY|ISHARES INDIA 50 ETF|IBKR|Interactive Brokers Llc|8743
INDY|ISHARES INDIA 50 ETF|ICBX|INSTINET, LLC|104903
INDY|ISHARES INDIA 50 ETF|INCA|INSTINET, LLC|251060
INDY|ISHARES INDIA 50 ETF|ITGI|ITG Inc.|2203
INDY|ISHARES INDIA 50 ETF|ITGP|ITG INC.|21600
INDY|ISHARES INDIA 50 ETF|JMPT|JUMP TRADING, LLC|3615
INDY|ISHARES INDIA 50 ETF|JPMX|J.P. Morgan Securities LLC|51506
INDY|ISHARES INDIA 50 ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|58562
INDY|ISHARES INDIA 50 ETF|JSJX|JANE STREET CAPITAL LLC|148380
INDY|ISHARES INDIA 50 ETF|KCGM|VIRTU Americas LLC|28828
INDY|ISHARES INDIA 50 ETF|LEHM|Barclays Capital Inc./Le|134414
INDY|ISHARES INDIA 50 ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|400
INDY|ISHARES INDIA 50 ETF|LIME|Lime Brokerage LLC|19659
INDY|ISHARES INDIA 50 ETF|MACC|Mid Atlantic Capital Corporation|8
INDY|ISHARES INDIA 50 ETF|MACQ|Macquarie Capital (USA) Inc.|8300
INDY|ISHARES INDIA 50 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134722
INDY|ISHARES INDIA 50 ETF|MOTF|MOTIF INVESTING, INC.|3
INDY|ISHARES INDIA 50 ETF|MSCO|MORGAN STANLEY & CO. LLC|135675
INDY|ISHARES INDIA 50 ETF|MSPL|MORGAN STANLEY & CO. LLC|36700
INDY|ISHARES INDIA 50 ETF|NFSC|National Financial Services LLC|134973
INDY|ISHARES INDIA 50 ETF|NITE|VIRTU Americas LLC|220201
INDY|ISHARES INDIA 50 ETF|NITP|VIRTU Americas LLC|400
INDY|ISHARES INDIA 50 ETF|NQRB|Brut, LLC|16878
INDY|ISHARES INDIA 50 ETF|OLDM|OLD MISSION CAPITAL, LLC|54226
INDY|ISHARES INDIA 50 ETF|OPCO|Oppenheimer & Co. Inc.|150
INDY|ISHARES INDIA 50 ETF|PDQM|CODA MARKETS, INC.|19106
INDY|ISHARES INDIA 50 ETF|PICT|Pictet Overseas Inc.|12
INDY|ISHARES INDIA 50 ETF|RAJA|Raymond James & Associates, Inc.|78
INDY|ISHARES INDIA 50 ETF|RBCM|RBC CAPITAL MARKETS, LLC|1452
INDY|ISHARES INDIA 50 ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2500
INDY|ISHARES INDIA 50 ETF|SAGL|SAGETRADER, LLC|5935
INDY|ISHARES INDIA 50 ETF|SBSH|Citigroup Global Markets Inc.|24041
INDY|ISHARES INDIA 50 ETF|SGMT|GOLDMAN SACHS & CO. LLC|62165
INDY|ISHARES INDIA 50 ETF|SPDR|SPEEDROUTE LLC|1060
INDY|ISHARES INDIA 50 ETF|STFL|Stifel, Nicolaus & Company, Incorporated|7003
INDY|ISHARES INDIA 50 ETF|SWIM|TD Ameritrade, Inc.|477
INDY|ISHARES INDIA 50 ETF|SWST|Hilltop Securities Inc.|100
INDY|ISHARES INDIA 50 ETF|TKNG|ALLY INVEST SECURITIES LLC|326
INDY|ISHARES INDIA 50 ETF|TRBT|Tradebot Systems, Inc.|30485
INDY|ISHARES INDIA 50 ETF|TRCM|TRC MARKETS LLC|53033
INDY|ISHARES INDIA 50 ETF|UBSA|UBS SECURITIES LLC|177931
INDY|ISHARES INDIA 50 ETF|UBSS|UBS Securities LLC|115542
INDY|ISHARES INDIA 50 ETF|VALX|VIRTU AMERICAS LLC|721
INDY|ISHARES INDIA 50 ETF|VGRD|Vanguard Marketing Corporation|9974
INDY|ISHARES INDIA 50 ETF|VSIN|Vision Financial Markets Llc|5
INDY|ISHARES INDIA 50 ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
INDY|ISHARES INDIA 50 ETF|WCHV|WELLS FARGO SECURITIES, LLC|16458
INDY|ISHARES INDIA 50 ETF|WEDB|WEDBUSH SECURITIES INC.|1
INDY|ISHARES INDIA 50 ETF|WEED|Weeden & Co.L.P.|20
INDY|ISHARES INDIA 50 ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|328
INDY|ISHARES INDIA 50 ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7479
INDY|ISHARES INDIA 50 ETF|WGIF|CIBC World Markets Inc.|874
INDY|ISHARES INDIA 50 ETF|WHOT|JUST2TRADE, INC.|280
INDY|ISHARES INDIA 50 ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|87
INDY|ISHARES INDIA 50 ETF|WSEA|WOLVERINE SECURITIES, LLC|3178
INDY|ISHARES INDIA 50 ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|14908
INDY|ISHARES INDIA 50 ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|200
INDY|ISHARES INDIA 50 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10117
INF|BROOKFIELD GLOBAL LI|AGCP|AEGIS CAPITAL CORP.|200
INF|BROOKFIELD GLOBAL LI|ALTX|Alternet Securities Inc.|100
INF|BROOKFIELD GLOBAL LI|APCC|Apex Clearing Corporation|31
INF|BROOKFIELD GLOBAL LI|BATM|CBOE TRADING, INC.|193
INF|BROOKFIELD GLOBAL LI|BBNT|BB&T SECURITIES, LLC|450
INF|BROOKFIELD GLOBAL LI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
INF|BROOKFIELD GLOBAL LI|BTIG|BTIG, LLC|2410
INF|BROOKFIELD GLOBAL LI|CANT|Cantor Fitzgerald & Co.|100
INF|BROOKFIELD GLOBAL LI|CHAS|Charles Schwab & Co., Inc.|5
INF|BROOKFIELD GLOBAL LI|CICF|Canaccord Genuity Corp.|1
INF|BROOKFIELD GLOBAL LI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
INF|BROOKFIELD GLOBAL LI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
INF|BROOKFIELD GLOBAL LI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2408
INF|BROOKFIELD GLOBAL LI|DADA|D.A. Davidson & Co.|1
INF|BROOKFIELD GLOBAL LI|DBAX|Deutsche Bank Securities Inc.|1500
INF|BROOKFIELD GLOBAL LI|DEAN|MORGAN STANLEY|11156
INF|BROOKFIELD GLOBAL LI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1964
INF|BROOKFIELD GLOBAL LI|EBXL|EBX LLC|900
INF|BROOKFIELD GLOBAL LI|ECUT|CONVERGEX EXECUTION SOLUTIONS|504
INF|BROOKFIELD GLOBAL LI|EDJO|Edward D. Jones & Co., L.P.|260
INF|BROOKFIELD GLOBAL LI|ETRS|E*Trade Securities LLC|452
INF|BROOKFIELD GLOBAL LI|FBSB|U.S. Bancorp Investments, Inc.|440
INF|BROOKFIELD GLOBAL LI|FILL|Tradestation Securities, Inc.|116
INF|BROOKFIELD GLOBAL LI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3373
INF|BROOKFIELD GLOBAL LI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104
INF|BROOKFIELD GLOBAL LI|FTBR|Foliofn Investments, Inc.|10
INF|BROOKFIELD GLOBAL LI|GLPX|ACS EXECUTION SERVICES, LLC|100
INF|BROOKFIELD GLOBAL LI|GSCO|GOLDMAN SACHS & CO. LLC|600
INF|BROOKFIELD GLOBAL LI|GSCS|GOLDMAN SACHS & CO. LLC|200
INF|BROOKFIELD GLOBAL LI|GSLT|GOLDMAN SACHS & CO. LLC|40
INF|BROOKFIELD GLOBAL LI|GTSZ|GTS SECURITIES LLC|700
INF|BROOKFIELD GLOBAL LI|HRBF|American Enterprise Investment Services Inc.|7
INF|BROOKFIELD GLOBAL LI|IATS|INTERACTIVE BROKERS LLC|3764
INF|BROOKFIELD GLOBAL LI|IBKR|Interactive Brokers Llc|20381
INF|BROOKFIELD GLOBAL LI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|491
INF|BROOKFIELD GLOBAL LI|ICBX|INSTINET, LLC|600
INF|BROOKFIELD GLOBAL LI|INCA|INSTINET, LLC|200
INF|BROOKFIELD GLOBAL LI|ITGP|ITG INC.|2200
INF|BROOKFIELD GLOBAL LI|JANY|Janney Montgomery Scott Inc.|855
INF|BROOKFIELD GLOBAL LI|JONE|JonesTrading|200
INF|BROOKFIELD GLOBAL LI|JPMX|J.P. Morgan Securities LLC|30772
INF|BROOKFIELD GLOBAL LI|KCGM|VIRTU Americas LLC|279
INF|BROOKFIELD GLOBAL LI|LEHM|Barclays Capital Inc./Le|2200
INF|BROOKFIELD GLOBAL LI|LGNT|COR CLEARING LLC|29
INF|BROOKFIELD GLOBAL LI|LIME|Lime Brokerage LLC|467
INF|BROOKFIELD GLOBAL LI|MACC|Mid Atlantic Capital Corporation|225
INF|BROOKFIELD GLOBAL LI|MAXM|Maxim Group LLC|300
INF|BROOKFIELD GLOBAL LI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
INF|BROOKFIELD GLOBAL LI|MOTF|MOTIF INVESTING, INC.|2
INF|BROOKFIELD GLOBAL LI|MSCO|MORGAN STANLEY & CO. LLC|62102
INF|BROOKFIELD GLOBAL LI|MSPL|MORGAN STANLEY & CO. LLC|1600
INF|BROOKFIELD GLOBAL LI|NFSC|National Financial Services LLC|25012
INF|BROOKFIELD GLOBAL LI|NITE|VIRTU Americas LLC|120912
INF|BROOKFIELD GLOBAL LI|NQRB|Brut, LLC|100
INF|BROOKFIELD GLOBAL LI|NTBF|BMO Nesbitt Burns Inc./CDS|1359
INF|BROOKFIELD GLOBAL LI|OPCO|Oppenheimer & Co. Inc.|1896
INF|BROOKFIELD GLOBAL LI|PDQM|CODA MARKETS, INC.|200
INF|BROOKFIELD GLOBAL LI|PWJC|UBS Financial Services, Inc.|3000
INF|BROOKFIELD GLOBAL LI|RBCM|RBC CAPITAL MARKETS, LLC|5817
INF|BROOKFIELD GLOBAL LI|SALI|INTL FCSTONE FINANCIAL INC.|38
INF|BROOKFIELD GLOBAL LI|SBSH|Citigroup Global Markets Inc.|129
INF|BROOKFIELD GLOBAL LI|SGMT|GOLDMAN SACHS & CO. LLC|500
INF|BROOKFIELD GLOBAL LI|STFL|Stifel, Nicolaus & Company, Incorporated|1342
INF|BROOKFIELD GLOBAL LI|SWIM|TD Ameritrade, Inc.|2048
INF|BROOKFIELD GLOBAL LI|SWST|Hilltop Securities Inc.|5572
INF|BROOKFIELD GLOBAL LI|TKNG|ALLY INVEST SECURITIES LLC|2
INF|BROOKFIELD GLOBAL LI|TRBT|Tradebot Systems, Inc.|2326
INF|BROOKFIELD GLOBAL LI|TRCM|TRC MARKETS LLC|200
INF|BROOKFIELD GLOBAL LI|UBSA|UBS SECURITIES LLC|10162
INF|BROOKFIELD GLOBAL LI|UBSS|UBS Securities LLC|27142
INF|BROOKFIELD GLOBAL LI|VALX|VIRTU AMERICAS LLC|100
INF|BROOKFIELD GLOBAL LI|VGRD|Vanguard Marketing Corporation|11171
INF|BROOKFIELD GLOBAL LI|VSIN|Vision Financial Markets Llc|2
INF|BROOKFIELD GLOBAL LI|WABR|Wall Street Access|4875
INF|BROOKFIELD GLOBAL LI|WCHV|WELLS FARGO SECURITIES, LLC|61872
INF|BROOKFIELD GLOBAL LI|WEDB|WEDBUSH SECURITIES INC.|11
INF|BROOKFIELD GLOBAL LI|WEED|Weeden & Co.L.P.|5600
INF|BROOKFIELD GLOBAL LI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|137
INF|BROOKFIELD GLOBAL LI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25692
INF|BROOKFIELD GLOBAL LI|WGIF|CIBC World Markets Inc.|1500
INF|BROOKFIELD GLOBAL LI|WSEA|WOLVERINE SECURITIES, LLC|667
INF|BROOKFIELD GLOBAL LI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
INF|BROOKFIELD GLOBAL LI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81
INFI|INFINITY PHARMACEUTI|ALTX|Alternet Securities Inc.|1600
INFI|INFINITY PHARMACEUTI|APCC|Apex Clearing Corporation|50216
INFI|INFINITY PHARMACEUTI|AQUA|AQUA SECURITIES L.P.|11100
INFI|INFINITY PHARMACEUTI|BATM|CBOE TRADING, INC.|3200
INFI|INFINITY PHARMACEUTI|BIMI|Banca IMI Securities Corp.|59928
INFI|INFINITY PHARMACEUTI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2500
INFI|INFINITY PHARMACEUTI|BLKX|INSTINET, LLC|10000
INFI|INFINITY PHARMACEUTI|BRGE|Newbridge Securities Corp.|10750
INFI|INFINITY PHARMACEUTI|BTIG|BTIG, LLC|8268
INFI|INFINITY PHARMACEUTI|CANT|Cantor Fitzgerald & Co.|14750
INFI|INFINITY PHARMACEUTI|CHAS|Charles Schwab & Co., Inc.|15140
INFI|INFINITY PHARMACEUTI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70694
INFI|INFINITY PHARMACEUTI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1440
INFI|INFINITY PHARMACEUTI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
INFI|INFINITY PHARMACEUTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|119921
INFI|INFINITY PHARMACEUTI|CTDL|Citadel Derivatives Group Llc|957
INFI|INFINITY PHARMACEUTI|CXCX|CITIGROUP GLOBAL MARKETS INC.|15052
INFI|INFINITY PHARMACEUTI|DBAB|Deutsche Bank Securities Inc.|82551
INFI|INFINITY PHARMACEUTI|DBAX|Deutsche Bank Securities Inc.|53600
INFI|INFINITY PHARMACEUTI|DEGS|RONIN PROFESSIONAL LLC|78364
INFI|INFINITY PHARMACEUTI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|80148
INFI|INFINITY PHARMACEUTI|EBXL|EBX LLC|100200
INFI|INFINITY PHARMACEUTI|EGAM|CBOE TRADING, INC.|2700
INFI|INFINITY PHARMACEUTI|EGXM|CBOE TRADING, INC.|3670
INFI|INFINITY PHARMACEUTI|ETBE|Electronic Transaction Clearing, Inc.|6949
INFI|INFINITY PHARMACEUTI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3420
INFI|INFINITY PHARMACEUTI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3590
INFI|INFINITY PHARMACEUTI|ETRS|E*Trade Securities LLC|1035218
INFI|INFINITY PHARMACEUTI|FBCO|Credit Suisse Securities (USA) LLC|7168063
INFI|INFINITY PHARMACEUTI|FILL|Tradestation Securities, Inc.|15431
INFI|INFINITY PHARMACEUTI|FMAF|NBCN Inc./ CDS|24290
INFI|INFINITY PHARMACEUTI|FOMA|TD AMERITRADE CLEARING, INC.|1668327
INFI|INFINITY PHARMACEUTI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33035
INFI|INFINITY PHARMACEUTI|FTBR|Foliofn Investments, Inc.|690
INFI|INFINITY PHARMACEUTI|GEBB|GLOBAL EXECUTION BROKERS, LP|4186
INFI|INFINITY PHARMACEUTI|GLIS|TD Securities Inc|1460
INFI|INFINITY PHARMACEUTI|GLPX|ACS EXECUTION SERVICES, LLC|3072
INFI|INFINITY PHARMACEUTI|GSCO|GOLDMAN SACHS & CO. LLC|134526
INFI|INFINITY PHARMACEUTI|GSLT|GOLDMAN SACHS & CO. LLC|2990
INFI|INFINITY PHARMACEUTI|GTSZ|GTS SECURITIES LLC|2700
INFI|INFINITY PHARMACEUTI|HRBF|American Enterprise Investment Services Inc.|54408
INFI|INFINITY PHARMACEUTI|HSBC|HSBC Securities, Inc.|200
INFI|INFINITY PHARMACEUTI|IATS|INTERACTIVE BROKERS LLC|54727
INFI|INFINITY PHARMACEUTI|IBKR|Interactive Brokers Llc|381247
INFI|INFINITY PHARMACEUTI|ICBX|INSTINET, LLC|39600
INFI|INFINITY PHARMACEUTI|INCA|INSTINET, LLC|93362
INFI|INFINITY PHARMACEUTI|INJX|INSTINET, LLC|8177
INFI|INFINITY PHARMACEUTI|ITGI|ITG Inc.|100437
INFI|INFINITY PHARMACEUTI|ITGP|ITG INC.|89800
INFI|INFINITY PHARMACEUTI|JEFF|JEFFERIES LLC|5140
INFI|INFINITY PHARMACEUTI|JMPT|JUMP TRADING, LLC|32112
INFI|INFINITY PHARMACEUTI|JPBX|J.P. MORGAN SECURITIES LLC|3886
INFI|INFINITY PHARMACEUTI|JPMX|J.P. Morgan Securities LLC|72420
INFI|INFINITY PHARMACEUTI|JSJX|JANE STREET CAPITAL LLC|816
INFI|INFINITY PHARMACEUTI|KCGM|VIRTU Americas LLC|34256
INFI|INFINITY PHARMACEUTI|LEHM|Barclays Capital Inc./Le|327753
INFI|INFINITY PHARMACEUTI|LIME|Lime Brokerage LLC|55637
INFI|INFINITY PHARMACEUTI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
INFI|INFINITY PHARMACEUTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139964
INFI|INFINITY PHARMACEUTI|MOTF|MOTIF INVESTING, INC.|1
INFI|INFINITY PHARMACEUTI|MSCO|MORGAN STANLEY & CO. LLC|635170
INFI|INFINITY PHARMACEUTI|MSPL|MORGAN STANLEY & CO. LLC|43100
INFI|INFINITY PHARMACEUTI|MSTX|MORGAN STANLEY & CO. LLC|11000
INFI|INFINITY PHARMACEUTI|NFSC|National Financial Services LLC|1061813
INFI|INFINITY PHARMACEUTI|NITE|VIRTU Americas LLC|2095002
INFI|INFINITY PHARMACEUTI|NITP|VIRTU Americas LLC|1700
INFI|INFINITY PHARMACEUTI|NQRB|Brut, LLC|392
INFI|INFINITY PHARMACEUTI|OPCO|Oppenheimer & Co. Inc.|3696
INFI|INFINITY PHARMACEUTI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|75
INFI|INFINITY PHARMACEUTI|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1550
INFI|INFINITY PHARMACEUTI|PCPT|PHILLIP CAPITAL INC.|6400
INFI|INFINITY PHARMACEUTI|PDQM|CODA MARKETS, INC.|29692
INFI|INFINITY PHARMACEUTI|PHLY|NASDAQ Execution Services, LLC|5200
INFI|INFINITY PHARMACEUTI|PIPR|Piper Jaffray & Co.|529
INFI|INFINITY PHARMACEUTI|PWJC|UBS Financial Services, Inc.|200
INFI|INFINITY PHARMACEUTI|RAJA|Raymond James & Associates, Inc.|21178
INFI|INFINITY PHARMACEUTI|RBCM|RBC CAPITAL MARKETS, LLC|6095
INFI|INFINITY PHARMACEUTI|SAGL|SAGETRADER, LLC|1000
INFI|INFINITY PHARMACEUTI|SBSH|Citigroup Global Markets Inc.|27251
INFI|INFINITY PHARMACEUTI|SGMT|GOLDMAN SACHS & CO. LLC|36822
INFI|INFINITY PHARMACEUTI|SPDR|SPEEDROUTE LLC|32548
INFI|INFINITY PHARMACEUTI|STFL|Stifel, Nicolaus & Company, Incorporated|2500
INFI|INFINITY PHARMACEUTI|SWIM|TD Ameritrade, Inc.|402500
INFI|INFINITY PHARMACEUTI|SWST|Hilltop Securities Inc.|900
INFI|INFINITY PHARMACEUTI|TKNG|ALLY INVEST SECURITIES LLC|11815
INFI|INFINITY PHARMACEUTI|TRBT|Tradebot Systems, Inc.|106749
INFI|INFINITY PHARMACEUTI|TRCM|TRC MARKETS LLC|36377
INFI|INFINITY PHARMACEUTI|TWTT|TASTYWORKS, INC.|1000
INFI|INFINITY PHARMACEUTI|UBSA|UBS SECURITIES LLC|396070
INFI|INFINITY PHARMACEUTI|UBSS|UBS Securities LLC|419766
INFI|INFINITY PHARMACEUTI|VALX|VIRTU AMERICAS LLC|6177
INFI|INFINITY PHARMACEUTI|VGRD|Vanguard Marketing Corporation|130262
INFI|INFINITY PHARMACEUTI|VSIN|Vision Financial Markets Llc|12928
INFI|INFINITY PHARMACEUTI|WBLR|WILLIAM BLAIR|5836
INFI|INFINITY PHARMACEUTI|WCHV|WELLS FARGO SECURITIES, LLC|746009
INFI|INFINITY PHARMACEUTI|WEED|Weeden & Co.L.P.|891800
INFI|INFINITY PHARMACEUTI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13682
INFI|INFINITY PHARMACEUTI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23536
INFI|INFINITY PHARMACEUTI|WGIF|CIBC World Markets Inc.|8802
INFI|INFINITY PHARMACEUTI|WSEA|WOLVERINE SECURITIES, LLC|18212
INFI|INFINITY PHARMACEUTI|XIST|INSTINET, LLC|46800
INFI|INFINITY PHARMACEUTI|XSTM|NATIONAL FINANCIAL SERVICES LLC|50790
INFI|INFINITY PHARMACEUTI|YKNA|COMHAR CAPITAL MARKETS, LLC|1901
INFN|INFINERA CORPORATION|ADAM|CANACCORD GENUITY INC.|12500
INFN|INFINERA CORPORATION|ALTX|Alternet Securities Inc.|23287
INFN|INFINERA CORPORATION|APCC|Apex Clearing Corporation|466
INFN|INFINERA CORPORATION|AQUA|AQUA SECURITIES L.P.|4400
INFN|INFINERA CORPORATION|BARD|Robert W. Baird & Co. Incorporated|640
INFN|INFINERA CORPORATION|BATM|CBOE TRADING, INC.|13915
INFN|INFINERA CORPORATION|BBNT|BB&T SECURITIES, LLC|123
INFN|INFINERA CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|16700
INFN|INFINERA CORPORATION|BIMI|Banca IMI Securities Corp.|680
INFN|INFINERA CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26041
INFN|INFINERA CORPORATION|BLKX|INSTINET, LLC|284000
INFN|INFINERA CORPORATION|BMOC|BMO Capital Markets Corp.|23678
INFN|INFINERA CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|13922
INFN|INFINERA CORPORATION|BTIG|BTIG, LLC|39693
INFN|INFINERA CORPORATION|BYXM|CBOE TRADING, INC.|630
INFN|INFINERA CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1000
INFN|INFINERA CORPORATION|CANT|Cantor Fitzgerald & Co.|113200
INFN|INFINERA CORPORATION|CHAS|Charles Schwab & Co., Inc.|6815
INFN|INFINERA CORPORATION|CIOI|CITIGROUP GLOBAL MARKETS INC|100000
INFN|INFINERA CORPORATION|CIST|Capital Institutional Services, Inc.|138
INFN|INFINERA CORPORATION|CNFR|Cowen Prime Services LLC|98700
INFN|INFINERA CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|383939
INFN|INFINERA CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1601
INFN|INFINERA CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|354100
INFN|INFINERA CORPORATION|CTDL|Citadel Derivatives Group Llc|85711
INFN|INFINERA CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|118462
INFN|INFINERA CORPORATION|DBAB|Deutsche Bank Securities Inc.|426766
INFN|INFINERA CORPORATION|DBAX|Deutsche Bank Securities Inc.|321900
INFN|INFINERA CORPORATION|DCHF|Dart Executions, LLC|3373
INFN|INFINERA CORPORATION|DEAN|MORGAN STANLEY|103
INFN|INFINERA CORPORATION|DEGS|RONIN PROFESSIONAL LLC|800
INFN|INFINERA CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
INFN|INFINERA CORPORATION|EBXL|EBX LLC|534400
INFN|INFINERA CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|464
INFN|INFINERA CORPORATION|EDJC|Edward Jones / CDS|1000
INFN|INFINERA CORPORATION|EDJO|Edward D. Jones & Co., L.P.|1417
INFN|INFINERA CORPORATION|EGAM|CBOE TRADING, INC.|17475
INFN|INFINERA CORPORATION|EGAW|CBOE TRADING, INC.|500
INFN|INFINERA CORPORATION|EGXM|CBOE TRADING, INC.|9766
INFN|INFINERA CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|29527
INFN|INFINERA CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|45800
INFN|INFINERA CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|34558
INFN|INFINERA CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11218
INFN|INFINERA CORPORATION|ETRS|E*Trade Securities LLC|185056
INFN|INFINERA CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|1142991
INFN|INFINERA CORPORATION|FILL|Tradestation Securities, Inc.|11835
INFN|INFINERA CORPORATION|FMAF|NBCN Inc./ CDS|802
INFN|INFINERA CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|406088
INFN|INFINERA CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1200
INFN|INFINERA CORPORATION|FQLS|Quantlab Securities LP|444562
INFN|INFINERA CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|249418
INFN|INFINERA CORPORATION|FTBR|Foliofn Investments, Inc.|186
INFN|INFINERA CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|50396
INFN|INFINERA CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|14061
INFN|INFINERA CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1622059
INFN|INFINERA CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|45481
INFN|INFINERA CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|9836
INFN|INFINERA CORPORATION|GTSZ|GTS SECURITIES LLC|16382
INFN|INFINERA CORPORATION|HRBF|American Enterprise Investment Services Inc.|3262
INFN|INFINERA CORPORATION|HSBC|HSBC Securities, Inc.|194
INFN|INFINERA CORPORATION|IATS|INTERACTIVE BROKERS LLC|17466
INFN|INFINERA CORPORATION|IBKR|Interactive Brokers Llc|170565
INFN|INFINERA CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|448
INFN|INFINERA CORPORATION|ICBX|INSTINET, LLC|89749
INFN|INFINERA CORPORATION|IEQY|CITADEL SECURITIES LLC|94723
INFN|INFINERA CORPORATION|INCA|INSTINET, LLC|472088
INFN|INFINERA CORPORATION|INJX|INSTINET, LLC|24770
INFN|INFINERA CORPORATION|ITGI|ITG Inc.|75372
INFN|INFINERA CORPORATION|ITGP|ITG INC.|269400
INFN|INFINERA CORPORATION|JEFF|JEFFERIES LLC|223123
INFN|INFINERA CORPORATION|JMPT|JUMP TRADING, LLC|184483
INFN|INFINERA CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|50219
INFN|INFINERA CORPORATION|JPMX|J.P. Morgan Securities LLC|639703
INFN|INFINERA CORPORATION|JSJX|JANE STREET CAPITAL LLC|54974
INFN|INFINERA CORPORATION|KCGM|VIRTU Americas LLC|56925
INFN|INFINERA CORPORATION|LEHM|Barclays Capital Inc./Le|1137871
INFN|INFINERA CORPORATION|LIME|Lime Brokerage LLC|371310
INFN|INFINERA CORPORATION|LMGP|LIME BROKERAGE LLC|2431
INFN|INFINERA CORPORATION|LOOP|Loop Capital Markets LLC|3111
INFN|INFINERA CORPORATION|LQNA|LIQUIDNET, INC.|111800
INFN|INFINERA CORPORATION|MAXM|Maxim Group LLC|14949
INFN|INFINERA CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|359107
INFN|INFINERA CORPORATION|MOTF|MOTIF INVESTING, INC.|6
INFN|INFINERA CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|3015354
INFN|INFINERA CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|730900
INFN|INFINERA CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|251500
INFN|INFINERA CORPORATION|NBCS|NBC Securities, INC.|1500
INFN|INFINERA CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|100
INFN|INFINERA CORPORATION|NFSC|National Financial Services LLC|259491
INFN|INFINERA CORPORATION|NITE|VIRTU Americas LLC|686963
INFN|INFINERA CORPORATION|NITP|VIRTU Americas LLC|3900
INFN|INFINERA CORPORATION|NQRB|Brut, LLC|6174
INFN|INFINERA CORPORATION|NTRC|Northern Trust Securities, Inc.|6227
INFN|INFINERA CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|32649
INFN|INFINERA CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4878
INFN|INFINERA CORPORATION|PDQM|CODA MARKETS, INC.|23190
INFN|INFINERA CORPORATION|PHLY|NASDAQ Execution Services, LLC|2000
INFN|INFINERA CORPORATION|RAJA|Raymond James & Associates, Inc.|118
INFN|INFINERA CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|14479
INFN|INFINERA CORPORATION|RILY|B. RILEY FBR, INC.|1622
INFN|INFINERA CORPORATION|SAGL|SAGETRADER, LLC|25689
INFN|INFINERA CORPORATION|SAGW|SAGETRADER, LLC|9557
INFN|INFINERA CORPORATION|SBSH|Citigroup Global Markets Inc.|314460
INFN|INFINERA CORPORATION|SEIC|SEI Investments Distribution Co.|100
INFN|INFINERA CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|299181
INFN|INFINERA CORPORATION|SOGO|Wang Investment Associates, Inc.|900
INFN|INFINERA CORPORATION|SPDR|SPEEDROUTE LLC|2556
INFN|INFINERA CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|151872
INFN|INFINERA CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|49
INFN|INFINERA CORPORATION|SWIM|TD Ameritrade, Inc.|19864
INFN|INFINERA CORPORATION|SWST|Hilltop Securities Inc.|70
INFN|INFINERA CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|200
INFN|INFINERA CORPORATION|TRBT|Tradebot Systems, Inc.|297071
INFN|INFINERA CORPORATION|TRCM|TRC MARKETS LLC|90736
INFN|INFINERA CORPORATION|UBSA|UBS SECURITIES LLC|839402
INFN|INFINERA CORPORATION|UBSS|UBS Securities LLC|1059299
INFN|INFINERA CORPORATION|VALX|VIRTU AMERICAS LLC|48098
INFN|INFINERA CORPORATION|VGRD|Vanguard Marketing Corporation|7567
INFN|INFINERA CORPORATION|VSIN|Vision Financial Markets Llc|600
INFN|INFINERA CORPORATION|WBLR|WILLIAM BLAIR|7665
INFN|INFINERA CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|2850
INFN|INFINERA CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|79624
INFN|INFINERA CORPORATION|WEDB|WEDBUSH SECURITIES INC.|500
INFN|INFINERA CORPORATION|WEED|Weeden & Co.L.P.|16216
INFN|INFINERA CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16496
INFN|INFINERA CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9280
INFN|INFINERA CORPORATION|WFPB|Wells Fargo Securities, LLC.|300
INFN|INFINERA CORPORATION|WGIF|CIBC World Markets Inc.|290
INFN|INFINERA CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|7076
INFN|INFINERA CORPORATION|XIST|INSTINET, LLC|13370
INFN|INFINERA CORPORATION|XPQR|Jump Trading|800
INFN|INFINERA CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|35328
INFN|INFINERA CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
INFN|INFINERA CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4100
INFO|IHS MARKET LTD CMN|ABLE|NATIXIS Securities Americas LLC|73253
INFO|IHS MARKET LTD CMN|ACAD|ACADEMY SECURITIES, INC.|1200
INFO|IHS MARKET LTD CMN|ALTX|Alternet Securities Inc.|12891
INFO|IHS MARKET LTD CMN|APCC|Apex Clearing Corporation|1230
INFO|IHS MARKET LTD CMN|BARD|Robert W. Baird & Co. Incorporated|2250
INFO|IHS MARKET LTD CMN|BATM|CBOE TRADING, INC.|10612
INFO|IHS MARKET LTD CMN|BAYC|BAY CREST PARTNERS, LLC|34994
INFO|IHS MARKET LTD CMN|BAYT|BTIG, LLC|400
INFO|IHS MARKET LTD CMN|BBNT|BB&T SECURITIES, LLC|888
INFO|IHS MARKET LTD CMN|BERN|Sanford C. Bernstein & Co., LLC|316910
INFO|IHS MARKET LTD CMN|BIDS|BIDS TRADING L.P.|63175
INFO|IHS MARKET LTD CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4921
INFO|IHS MARKET LTD CMN|BLKX|INSTINET, LLC|444322
INFO|IHS MARKET LTD CMN|BMOC|BMO Capital Markets Corp.|134888
INFO|IHS MARKET LTD CMN|BNPX|BNP PARIBAS SECURITIES CORP.|340892
INFO|IHS MARKET LTD CMN|BTIG|BTIG, LLC|43696
INFO|IHS MARKET LTD CMN|BYXM|CBOE TRADING, INC.|7815
INFO|IHS MARKET LTD CMN|BZYD|GOLDMAN SACHS & CO. LLC|2722
INFO|IHS MARKET LTD CMN|CANT|Cantor Fitzgerald & Co.|655
INFO|IHS MARKET LTD CMN|CHAS|Charles Schwab & Co., Inc.|7424
INFO|IHS MARKET LTD CMN|CIBP|CIBC World Markets Corp.|71857
INFO|IHS MARKET LTD CMN|CIOI|CITIGROUP GLOBAL MARKETS INC|164000
INFO|IHS MARKET LTD CMN|CIST|Capital Institutional Services, Inc.|60
INFO|IHS MARKET LTD CMN|CLSA|CLSA AMERICAS, LLC|100
INFO|IHS MARKET LTD CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|358821
INFO|IHS MARKET LTD CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13373
INFO|IHS MARKET LTD CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2035
INFO|IHS MARKET LTD CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|830995
INFO|IHS MARKET LTD CMN|CTDL|Citadel Derivatives Group Llc|92563
INFO|IHS MARKET LTD CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|78628
INFO|IHS MARKET LTD CMN|DBAB|Deutsche Bank Securities Inc.|1065785
INFO|IHS MARKET LTD CMN|DBAX|Deutsche Bank Securities Inc.|453600
INFO|IHS MARKET LTD CMN|DBUL|Deutsche Bank Securities Inc.|34612
INFO|IHS MARKET LTD CMN|DCHF|Dart Executions, LLC|3513
INFO|IHS MARKET LTD CMN|DEAN|MORGAN STANLEY|12870
INFO|IHS MARKET LTD CMN|DEGS|RONIN PROFESSIONAL LLC|408
INFO|IHS MARKET LTD CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29314
INFO|IHS MARKET LTD CMN|DRWK|DRW SECURITIES, L.L.C.|191174
INFO|IHS MARKET LTD CMN|EBXL|EBX LLC|329100
INFO|IHS MARKET LTD CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|38853
INFO|IHS MARKET LTD CMN|EDJO|Edward D. Jones & Co., L.P.|453
INFO|IHS MARKET LTD CMN|EGAM|CBOE TRADING, INC.|36022
INFO|IHS MARKET LTD CMN|EGAW|CBOE TRADING, INC.|934
INFO|IHS MARKET LTD CMN|EGMT|EG MARKET TECHNOLOGIES LLC|635
INFO|IHS MARKET LTD CMN|EGXM|CBOE TRADING, INC.|6471
INFO|IHS MARKET LTD CMN|EGXW|CBOE TRADING, INC.|100
INFO|IHS MARKET LTD CMN|ETBE|Electronic Transaction Clearing, Inc.|95644
INFO|IHS MARKET LTD CMN|ETCC|Electronic Transaction Clearing, Inc.|6250
INFO|IHS MARKET LTD CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7876
INFO|IHS MARKET LTD CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|67697
INFO|IHS MARKET LTD CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
INFO|IHS MARKET LTD CMN|ETRS|E*Trade Securities LLC|376731
INFO|IHS MARKET LTD CMN|FBCO|Credit Suisse Securities (USA) LLC|2529348
INFO|IHS MARKET LTD CMN|FBSB|U.S. Bancorp Investments, Inc.|19
INFO|IHS MARKET LTD CMN|FILL|Tradestation Securities, Inc.|12220
INFO|IHS MARKET LTD CMN|FMAF|NBCN Inc./ CDS|2358
INFO|IHS MARKET LTD CMN|FOMA|TD AMERITRADE CLEARING, INC.|90214
INFO|IHS MARKET LTD CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|209533
INFO|IHS MARKET LTD CMN|FQLS|Quantlab Securities LP|604058
INFO|IHS MARKET LTD CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|459192
INFO|IHS MARKET LTD CMN|FTBR|Foliofn Investments, Inc.|3040
INFO|IHS MARKET LTD CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|71421
INFO|IHS MARKET LTD CMN|GELP|RBC CAPITAL MARKETS, LLC|2617
INFO|IHS MARKET LTD CMN|GLIS|TD Securities Inc|338
INFO|IHS MARKET LTD CMN|GLPX|ACS EXECUTION SERVICES, LLC|10504
INFO|IHS MARKET LTD CMN|GSCO|GOLDMAN SACHS & CO. LLC|3310276
INFO|IHS MARKET LTD CMN|GSCS|GOLDMAN SACHS & CO. LLC|31699
INFO|IHS MARKET LTD CMN|GSLT|GOLDMAN SACHS & CO. LLC|9917
INFO|IHS MARKET LTD CMN|GTSZ|GTS SECURITIES LLC|496814
INFO|IHS MARKET LTD CMN|HPPX|POTAMUS TRADING, LLC|412
INFO|IHS MARKET LTD CMN|HRBF|American Enterprise Investment Services Inc.|3359
INFO|IHS MARKET LTD CMN|HSBC|HSBC Securities, Inc.|79187
INFO|IHS MARKET LTD CMN|IATS|INTERACTIVE BROKERS LLC|11721
INFO|IHS MARKET LTD CMN|IBKR|Interactive Brokers Llc|102910
INFO|IHS MARKET LTD CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|291
INFO|IHS MARKET LTD CMN|ICBX|INSTINET, LLC|94968
INFO|IHS MARKET LTD CMN|IEQY|CITADEL SECURITIES LLC|436843
INFO|IHS MARKET LTD CMN|INCA|INSTINET, LLC|2998655
INFO|IHS MARKET LTD CMN|INJX|INSTINET, LLC|98347
INFO|IHS MARKET LTD CMN|ITGI|ITG Inc.|141531
INFO|IHS MARKET LTD CMN|ITGP|ITG INC.|589800
INFO|IHS MARKET LTD CMN|JANY|Janney Montgomery Scott Inc.|326
INFO|IHS MARKET LTD CMN|JEFF|JEFFERIES LLC|428273
INFO|IHS MARKET LTD CMN|JMPT|JUMP TRADING, LLC|254031
INFO|IHS MARKET LTD CMN|JONE|JonesTrading|16200
INFO|IHS MARKET LTD CMN|JPBX|J.P. MORGAN SECURITIES LLC|235528
INFO|IHS MARKET LTD CMN|JPMX|J.P. Morgan Securities LLC|1116511
INFO|IHS MARKET LTD CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
INFO|IHS MARKET LTD CMN|JSJX|JANE STREET CAPITAL LLC|5555
INFO|IHS MARKET LTD CMN|KCGM|VIRTU Americas LLC|91877
INFO|IHS MARKET LTD CMN|LEHM|Barclays Capital Inc./Le|2377183
INFO|IHS MARKET LTD CMN|LIME|Lime Brokerage LLC|460549
INFO|IHS MARKET LTD CMN|LMGP|LIME BROKERAGE LLC|8824
INFO|IHS MARKET LTD CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|193298
INFO|IHS MARKET LTD CMN|LOOP|Loop Capital Markets LLC|12875
INFO|IHS MARKET LTD CMN|LQNA|LIQUIDNET, INC.|18000
INFO|IHS MARKET LTD CMN|LSCI|Lek Securities Corporation|341
INFO|IHS MARKET LTD CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
INFO|IHS MARKET LTD CMN|MAVB|Great Point Capital LLC|1412
INFO|IHS MARKET LTD CMN|MAXM|Maxim Group LLC|10568
INFO|IHS MARKET LTD CMN|MKMP|MKM Partners LLC|25500
INFO|IHS MARKET LTD CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116088
INFO|IHS MARKET LTD CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1894
INFO|IHS MARKET LTD CMN|MOTF|MOTIF INVESTING, INC.|6
INFO|IHS MARKET LTD CMN|MSCO|MORGAN STANLEY & CO. LLC|7742802
INFO|IHS MARKET LTD CMN|MSPL|MORGAN STANLEY & CO. LLC|479600
INFO|IHS MARKET LTD CMN|MSTX|MORGAN STANLEY & CO. LLC|728700
INFO|IHS MARKET LTD CMN|NATL|National Securities Corporation|600
INFO|IHS MARKET LTD CMN|NEUB|NEUBERGER BERMAN BD LLC|6492
INFO|IHS MARKET LTD CMN|NFSC|National Financial Services LLC|245580
INFO|IHS MARKET LTD CMN|NITE|VIRTU Americas LLC|554025
INFO|IHS MARKET LTD CMN|NITP|VIRTU Americas LLC|12762
INFO|IHS MARKET LTD CMN|NQRB|Brut, LLC|28746
INFO|IHS MARKET LTD CMN|NTRC|Northern Trust Securities, Inc.|14544
INFO|IHS MARKET LTD CMN|OPCO|Oppenheimer & Co. Inc.|2205
INFO|IHS MARKET LTD CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3199
INFO|IHS MARKET LTD CMN|PDQM|CODA MARKETS, INC.|24712
INFO|IHS MARKET LTD CMN|PICT|Pictet Overseas Inc.|290
INFO|IHS MARKET LTD CMN|PIPR|Piper Jaffray & Co.|56199
INFO|IHS MARKET LTD CMN|PWJC|UBS Financial Services, Inc.|640
INFO|IHS MARKET LTD CMN|RAJA|Raymond James & Associates, Inc.|13306
INFO|IHS MARKET LTD CMN|RBCM|RBC CAPITAL MARKETS, LLC|5619
INFO|IHS MARKET LTD CMN|RGLD|Regal Securities, Inc|99
INFO|IHS MARKET LTD CMN|RHCO|Suntrust Robinson Humphrey, Inc.|325616
INFO|IHS MARKET LTD CMN|SAGL|SAGETRADER, LLC|38130
INFO|IHS MARKET LTD CMN|SAGW|SAGETRADER, LLC|631
INFO|IHS MARKET LTD CMN|SBSH|Citigroup Global Markets Inc.|1713940
INFO|IHS MARKET LTD CMN|SDLR|Sandler, O'Neill & Partners, L.P.|178
INFO|IHS MARKET LTD CMN|SGMT|GOLDMAN SACHS & CO. LLC|252813
INFO|IHS MARKET LTD CMN|SJLS|TRADE INFORMATICS LLC|200
INFO|IHS MARKET LTD CMN|SPDR|SPEEDROUTE LLC|12267
INFO|IHS MARKET LTD CMN|SPHN|Stephens Inc.|360
INFO|IHS MARKET LTD CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
INFO|IHS MARKET LTD CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1205
INFO|IHS MARKET LTD CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|199
INFO|IHS MARKET LTD CMN|SWIM|TD Ameritrade, Inc.|93724
INFO|IHS MARKET LTD CMN|SWST|Hilltop Securities Inc.|4589
INFO|IHS MARKET LTD CMN|TAGC|TELSEY ADVISORY GROUP LLC|4
INFO|IHS MARKET LTD CMN|TKNG|ALLY INVEST SECURITIES LLC|949
INFO|IHS MARKET LTD CMN|TONC|CUTTONE & CO., LLC|2840
INFO|IHS MARKET LTD CMN|TRBT|Tradebot Systems, Inc.|861600
INFO|IHS MARKET LTD CMN|TRCM|TRC MARKETS LLC|277859
INFO|IHS MARKET LTD CMN|TTUC|CUTTONE & CO., INC.|8358
INFO|IHS MARKET LTD CMN|TWTT|TASTYWORKS, INC.|625
INFO|IHS MARKET LTD CMN|UBSA|UBS SECURITIES LLC|1096327
INFO|IHS MARKET LTD CMN|UBSS|UBS Securities LLC|2906631
INFO|IHS MARKET LTD CMN|VALX|VIRTU AMERICAS LLC|18811
INFO|IHS MARKET LTD CMN|VGRD|Vanguard Marketing Corporation|2253
INFO|IHS MARKET LTD CMN|WBLR|WILLIAM BLAIR|16126
INFO|IHS MARKET LTD CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|26952
INFO|IHS MARKET LTD CMN|WCHV|WELLS FARGO SECURITIES, LLC|238991
INFO|IHS MARKET LTD CMN|WDNX|WEEDEN & CO.L.P.|2312
INFO|IHS MARKET LTD CMN|WEDB|WEDBUSH SECURITIES INC.|131
INFO|IHS MARKET LTD CMN|WEED|Weeden & Co.L.P.|35525
INFO|IHS MARKET LTD CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45618
INFO|IHS MARKET LTD CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4409
INFO|IHS MARKET LTD CMN|WGIF|CIBC World Markets Inc.|2318
INFO|IHS MARKET LTD CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|361
INFO|IHS MARKET LTD CMN|WORD|Worden Capital Management LLC|800
INFO|IHS MARKET LTD CMN|WSAG|WALL STREET ACCESS|1700
INFO|IHS MARKET LTD CMN|WSEA|WOLVERINE SECURITIES, LLC|3234
INFO|IHS MARKET LTD CMN|XIST|INSTINET, LLC|327700
INFO|IHS MARKET LTD CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|57108
INFO|IHS MARKET LTD CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|878
INFO|IHS MARKET LTD CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2948
INFR|LEGG MASON GBL INFRA|BBNT|BB&T SECURITIES, LLC|168
INFR|LEGG MASON GBL INFRA|ETRS|E*Trade Securities LLC|13
INFR|LEGG MASON GBL INFRA|FBCO|Credit Suisse Securities (USA) LLC|100
INFR|LEGG MASON GBL INFRA|GSLT|GOLDMAN SACHS & CO. LLC|100
INFR|LEGG MASON GBL INFRA|IATS|INTERACTIVE BROKERS LLC|100
INFR|LEGG MASON GBL INFRA|IBKR|Interactive Brokers Llc|19761
INFR|LEGG MASON GBL INFRA|ICBX|INSTINET, LLC|200
INFR|LEGG MASON GBL INFRA|JSJX|JANE STREET CAPITAL LLC|500
INFR|LEGG MASON GBL INFRA|KCGM|VIRTU Americas LLC|100
INFR|LEGG MASON GBL INFRA|LIME|Lime Brokerage LLC|996
INFR|LEGG MASON GBL INFRA|NFSC|National Financial Services LLC|11
INFR|LEGG MASON GBL INFRA|NITE|VIRTU Americas LLC|1413
INFR|LEGG MASON GBL INFRA|STFL|Stifel, Nicolaus & Company, Incorporated|37
INFR|LEGG MASON GBL INFRA|UBSA|UBS SECURITIES LLC|900
INFR|LEGG MASON GBL INFRA|UBSS|UBS Securities LLC|200
INFR|LEGG MASON GBL INFRA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|151
INFU|INFUSYSTEMS HOLDINGS|APCC|Apex Clearing Corporation|480
INFU|INFUSYSTEMS HOLDINGS|BAYT|BTIG, LLC|9200
INFU|INFUSYSTEMS HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|200
INFU|INFUSYSTEMS HOLDINGS|BLKX|INSTINET, LLC|5500
INFU|INFUSYSTEMS HOLDINGS|CANT|Cantor Fitzgerald & Co.|571200
INFU|INFUSYSTEMS HOLDINGS|CHAS|Charles Schwab & Co., Inc.|500
INFU|INFUSYSTEMS HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21033
INFU|INFUSYSTEMS HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50311
INFU|INFUSYSTEMS HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5800
INFU|INFUSYSTEMS HOLDINGS|DBAB|Deutsche Bank Securities Inc.|500
INFU|INFUSYSTEMS HOLDINGS|DBAX|Deutsche Bank Securities Inc.|3300
INFU|INFUSYSTEMS HOLDINGS|EBXL|EBX LLC|19600
INFU|INFUSYSTEMS HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|23201
INFU|INFUSYSTEMS HOLDINGS|EGXM|CBOE TRADING, INC.|1
INFU|INFUSYSTEMS HOLDINGS|ETRS|E*Trade Securities LLC|24875
INFU|INFUSYSTEMS HOLDINGS|FILL|Tradestation Securities, Inc.|400
INFU|INFUSYSTEMS HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1217
INFU|INFUSYSTEMS HOLDINGS|FTBR|Foliofn Investments, Inc.|66
INFU|INFUSYSTEMS HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|30467
INFU|INFUSYSTEMS HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|900
INFU|INFUSYSTEMS HOLDINGS|IATS|INTERACTIVE BROKERS LLC|1290
INFU|INFUSYSTEMS HOLDINGS|IBKR|Interactive Brokers Llc|12698
INFU|INFUSYSTEMS HOLDINGS|ICBX|INSTINET, LLC|35843
INFU|INFUSYSTEMS HOLDINGS|INCA|INSTINET, LLC|17171
INFU|INFUSYSTEMS HOLDINGS|INJX|INSTINET, LLC|100
INFU|INFUSYSTEMS HOLDINGS|ITGI|ITG Inc.|5100
INFU|INFUSYSTEMS HOLDINGS|ITGP|ITG INC.|18800
INFU|INFUSYSTEMS HOLDINGS|JEFF|JEFFERIES LLC|800
INFU|INFUSYSTEMS HOLDINGS|JPMX|J.P. Morgan Securities LLC|42200
INFU|INFUSYSTEMS HOLDINGS|KCGM|VIRTU Americas LLC|7627
INFU|INFUSYSTEMS HOLDINGS|LEHM|Barclays Capital Inc./Le|29300
INFU|INFUSYSTEMS HOLDINGS|LIME|Lime Brokerage LLC|2208
INFU|INFUSYSTEMS HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6144
INFU|INFUSYSTEMS HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|7113
INFU|INFUSYSTEMS HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|32500
INFU|INFUSYSTEMS HOLDINGS|NFSC|National Financial Services LLC|84896
INFU|INFUSYSTEMS HOLDINGS|NITE|VIRTU Americas LLC|117303
INFU|INFUSYSTEMS HOLDINGS|NQRB|Brut, LLC|7200
INFU|INFUSYSTEMS HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|2600
INFU|INFUSYSTEMS HOLDINGS|ROBT|Robotti & Company, LLC|250000
INFU|INFUSYSTEMS HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|5752
INFU|INFUSYSTEMS HOLDINGS|SPDR|SPEEDROUTE LLC|600
INFU|INFUSYSTEMS HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|12830
INFU|INFUSYSTEMS HOLDINGS|SWIM|TD Ameritrade, Inc.|1000
INFU|INFUSYSTEMS HOLDINGS|SWST|Hilltop Securities Inc.|2900
INFU|INFUSYSTEMS HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|355
INFU|INFUSYSTEMS HOLDINGS|UBSA|UBS SECURITIES LLC|31851
INFU|INFUSYSTEMS HOLDINGS|UBSS|UBS Securities LLC|4716
INFU|INFUSYSTEMS HOLDINGS|VALX|VIRTU AMERICAS LLC|767
INFU|INFUSYSTEMS HOLDINGS|VGRD|Vanguard Marketing Corporation|4655
INFU|INFUSYSTEMS HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|52342
INFU|INFUSYSTEMS HOLDINGS|WEED|Weeden & Co.L.P.|2900
INFU|INFUSYSTEMS HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|325
INFU|INFUSYSTEMS HOLDINGS|WFPB|Wells Fargo Securities, LLC.|43623
INFU|INFUSYSTEMS HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|1266
INFU|INFUSYSTEMS HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|78600
INFU|INFUSYSTEMS HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
INFY|INFOSYS LTD ADS|ADAM|CANACCORD GENUITY INC.|5084
INFY|INFOSYS LTD ADS|ALTX|Alternet Securities Inc.|8200
INFY|INFOSYS LTD ADS|APCC|Apex Clearing Corporation|2041
INFY|INFOSYS LTD ADS|BANK|Primevest Financial Services, Inc.|722
INFY|INFOSYS LTD ADS|BARD|Robert W. Baird & Co. Incorporated|253629
INFY|INFOSYS LTD ADS|BATM|CBOE TRADING, INC.|6765
INFY|INFOSYS LTD ADS|BAYT|BTIG, LLC|300
INFY|INFOSYS LTD ADS|BBNT|BB&T SECURITIES, LLC|1899
INFY|INFOSYS LTD ADS|BERN|Sanford C. Bernstein & Co., LLC|263151
INFY|INFOSYS LTD ADS|BGCE|BGC Financial Inc.|13450
INFY|INFOSYS LTD ADS|BIDS|BIDS TRADING L.P.|17700
INFY|INFOSYS LTD ADS|BIMI|Banca IMI Securities Corp.|698
INFY|INFOSYS LTD ADS|BKCM|BNY Mellon Capital Markets LLC|1376
INFY|INFOSYS LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16168
INFY|INFOSYS LTD ADS|BLKX|INSTINET, LLC|51500
INFY|INFOSYS LTD ADS|BNPX|BNP PARIBAS SECURITIES CORP.|181
INFY|INFOSYS LTD ADS|BTIG|BTIG, LLC|288785
INFY|INFOSYS LTD ADS|BYXM|CBOE TRADING, INC.|1300
INFY|INFOSYS LTD ADS|BZYD|GOLDMAN SACHS & CO. LLC|1238
INFY|INFOSYS LTD ADS|CANT|Cantor Fitzgerald & Co.|900
INFY|INFOSYS LTD ADS|CHAS|Charles Schwab & Co., Inc.|22848
INFY|INFOSYS LTD ADS|CLSA|CLSA AMERICAS, LLC|2228770
INFY|INFOSYS LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|478092
INFY|INFOSYS LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2289834
INFY|INFOSYS LTD ADS|CTDL|Citadel Derivatives Group Llc|69793
INFY|INFOSYS LTD ADS|CTLR|CUTLER GROUP, LP|3600
INFY|INFOSYS LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|430558
INFY|INFOSYS LTD ADS|DADA|D.A. Davidson & Co.|1516
INFY|INFOSYS LTD ADS|DBAB|Deutsche Bank Securities Inc.|3177487
INFY|INFOSYS LTD ADS|DBAX|Deutsche Bank Securities Inc.|1946100
INFY|INFOSYS LTD ADS|DBUL|Deutsche Bank Securities Inc.|4196
INFY|INFOSYS LTD ADS|DEAN|MORGAN STANLEY|111082
INFY|INFOSYS LTD ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
INFY|INFOSYS LTD ADS|DRWK|DRW SECURITIES, L.L.C.|16078
INFY|INFOSYS LTD ADS|EBXL|EBX LLC|1192100
INFY|INFOSYS LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|97050
INFY|INFOSYS LTD ADS|EDJO|Edward D. Jones & Co., L.P.|142
INFY|INFOSYS LTD ADS|EGAM|CBOE TRADING, INC.|40177
INFY|INFOSYS LTD ADS|EGXM|CBOE TRADING, INC.|5345
INFY|INFOSYS LTD ADS|ESPO|ESPOSITO SECURITIES, LLC|434
INFY|INFOSYS LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|55287
INFY|INFOSYS LTD ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
INFY|INFOSYS LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3021
INFY|INFOSYS LTD ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1489
INFY|INFOSYS LTD ADS|ETRS|E*Trade Securities LLC|118450
INFY|INFOSYS LTD ADS|FBSB|U.S. Bancorp Investments, Inc.|1522
INFY|INFOSYS LTD ADS|FILL|Tradestation Securities, Inc.|9692
INFY|INFOSYS LTD ADS|FMAF|NBCN Inc./ CDS|8726
INFY|INFOSYS LTD ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9312
INFY|INFOSYS LTD ADS|FQLS|Quantlab Securities LP|398945
INFY|INFOSYS LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|286696
INFY|INFOSYS LTD ADS|FTBR|Foliofn Investments, Inc.|27437
INFY|INFOSYS LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|10579
INFY|INFOSYS LTD ADS|GLIS|TD Securities Inc|500
INFY|INFOSYS LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|8476
INFY|INFOSYS LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|6139415
INFY|INFOSYS LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|74373
INFY|INFOSYS LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|29499
INFY|INFOSYS LTD ADS|GTSZ|GTS SECURITIES LLC|108245
INFY|INFOSYS LTD ADS|HASF|Haywood Securities Inc./CDS|10700
INFY|INFOSYS LTD ADS|HOVD|HOVDE GROUP, LLC|7555
INFY|INFOSYS LTD ADS|HRBF|American Enterprise Investment Services Inc.|6133
INFY|INFOSYS LTD ADS|HSBC|HSBC Securities, Inc.|141000
INFY|INFOSYS LTD ADS|IATS|INTERACTIVE BROKERS LLC|252196
INFY|INFOSYS LTD ADS|IBKR|Interactive Brokers Llc|556408
INFY|INFOSYS LTD ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|148
INFY|INFOSYS LTD ADS|ICBX|INSTINET, LLC|678110
INFY|INFOSYS LTD ADS|INCA|INSTINET, LLC|626023
INFY|INFOSYS LTD ADS|INJX|INSTINET, LLC|7289
INFY|INFOSYS LTD ADS|INTL|INTL FCSTONE FINANCIAL INC.|30403
INFY|INFOSYS LTD ADS|ITGI|ITG Inc.|114803
INFY|INFOSYS LTD ADS|ITGP|ITG INC.|1453000
INFY|INFOSYS LTD ADS|JANY|Janney Montgomery Scott Inc.|5327
INFY|INFOSYS LTD ADS|JEFF|JEFFERIES LLC|352407
INFY|INFOSYS LTD ADS|JMPT|JUMP TRADING, LLC|199505
INFY|INFOSYS LTD ADS|JONE|JonesTrading|33950
INFY|INFOSYS LTD ADS|JPBX|J.P. MORGAN SECURITIES LLC|1394813
INFY|INFOSYS LTD ADS|JPMX|J.P. Morgan Securities LLC|2986494
INFY|INFOSYS LTD ADS|JSJX|JANE STREET CAPITAL LLC|17574
INFY|INFOSYS LTD ADS|KCGM|VIRTU Americas LLC|391039
INFY|INFOSYS LTD ADS|KRSH|Kershner Securities, LLC|8817
INFY|INFOSYS LTD ADS|LEHM|Barclays Capital Inc./Le|3888362
INFY|INFOSYS LTD ADS|LIME|Lime Brokerage LLC|52988
INFY|INFOSYS LTD ADS|LOOP|Loop Capital Markets LLC|200
INFY|INFOSYS LTD ADS|LQNA|LIQUIDNET, INC.|983700
INFY|INFOSYS LTD ADS|LQNB|LIQUIDNET, INC.|15400
INFY|INFOSYS LTD ADS|LSCI|Lek Securities Corporation|563
INFY|INFOSYS LTD ADS|MACQ|Macquarie Capital (USA) Inc.|238824
INFY|INFOSYS LTD ADS|MAXM|Maxim Group LLC|96800
INFY|INFOSYS LTD ADS|MCMF|Raymond James Ltd. Cds|3200
INFY|INFOSYS LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1410994
INFY|INFOSYS LTD ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|24036
INFY|INFOSYS LTD ADS|MOTF|MOTIF INVESTING, INC.|12
INFY|INFOSYS LTD ADS|MPSG|E D & F Man Capital Markets Inc.|4770
INFY|INFOSYS LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|3101160
INFY|INFOSYS LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|3366600
INFY|INFOSYS LTD ADS|MSTX|MORGAN STANLEY & CO. LLC|850500
INFY|INFOSYS LTD ADS|MULL|MARK J. MULLER EQUITIES, INC.|9500
INFY|INFOSYS LTD ADS|NFSC|National Financial Services LLC|298945
INFY|INFOSYS LTD ADS|NITE|VIRTU Americas LLC|1374534
INFY|INFOSYS LTD ADS|NITP|VIRTU Americas LLC|177561
INFY|INFOSYS LTD ADS|NQRB|Brut, LLC|32699
INFY|INFOSYS LTD ADS|NTBF|BMO Nesbitt Burns Inc./CDS|459
INFY|INFOSYS LTD ADS|OHOS|TWO SIGMA SECURITIES, LLC|30668
INFY|INFOSYS LTD ADS|OPCO|Oppenheimer & Co. Inc.|13453
INFY|INFOSYS LTD ADS|PCPT|PHILLIP CAPITAL INC.|100
INFY|INFOSYS LTD ADS|PDQM|CODA MARKETS, INC.|18790
INFY|INFOSYS LTD ADS|PHLY|NASDAQ Execution Services, LLC|3200
INFY|INFOSYS LTD ADS|PWJC|UBS Financial Services, Inc.|5045
INFY|INFOSYS LTD ADS|QMSR|QUATTRO M SECURITIES INC.|36651
INFY|INFOSYS LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|3111
INFY|INFOSYS LTD ADS|RHCO|Suntrust Robinson Humphrey, Inc.|15800
INFY|INFOSYS LTD ADS|SAGL|SAGETRADER, LLC|27000
INFY|INFOSYS LTD ADS|SAGW|SAGETRADER, LLC|3000
INFY|INFOSYS LTD ADS|SALI|INTL FCSTONE FINANCIAL INC.|164
INFY|INFOSYS LTD ADS|SBSH|Citigroup Global Markets Inc.|1820831
INFY|INFOSYS LTD ADS|SEIC|SEI Investments Distribution Co.|200
INFY|INFOSYS LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|1574949
INFY|INFOSYS LTD ADS|SPDR|SPEEDROUTE LLC|21800
INFY|INFOSYS LTD ADS|STFL|Stifel, Nicolaus & Company, Incorporated|3478
INFY|INFOSYS LTD ADS|STKP|STOCKPILE INVESTMENTS, INC.|10
INFY|INFOSYS LTD ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10043
INFY|INFOSYS LTD ADS|SWIM|TD Ameritrade, Inc.|69053
INFY|INFOSYS LTD ADS|SWST|Hilltop Securities Inc.|11533
INFY|INFOSYS LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|1332
INFY|INFOSYS LTD ADS|TRBT|Tradebot Systems, Inc.|477173
INFY|INFOSYS LTD ADS|TRCM|TRC MARKETS LLC|74219
INFY|INFOSYS LTD ADS|TWTT|TASTYWORKS, INC.|100
INFY|INFOSYS LTD ADS|UBSA|UBS SECURITIES LLC|4470790
INFY|INFOSYS LTD ADS|UBSS|UBS Securities LLC|3989163
INFY|INFOSYS LTD ADS|VALX|VIRTU AMERICAS LLC|203497
INFY|INFOSYS LTD ADS|VGRD|Vanguard Marketing Corporation|20315
INFY|INFOSYS LTD ADS|VNDM|Wall Street Access|1000
INFY|INFOSYS LTD ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|862
INFY|INFOSYS LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|224949
INFY|INFOSYS LTD ADS|WEDB|WEDBUSH SECURITIES INC.|1959
INFY|INFOSYS LTD ADS|WEED|Weeden & Co.L.P.|55000
INFY|INFOSYS LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8041
INFY|INFOSYS LTD ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37959
INFY|INFOSYS LTD ADS|WGIF|CIBC World Markets Inc.|12795
INFY|INFOSYS LTD ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|94
INFY|INFOSYS LTD ADS|WSAG|WALL STREET ACCESS|7462
INFY|INFOSYS LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|12244
INFY|INFOSYS LTD ADS|XIST|INSTINET, LLC|446444
INFY|INFOSYS LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|128598
INFY|INFOSYS LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22671
ING|ING GROUP NV ADS|ALTX|Alternet Securities Inc.|30594
ING|ING GROUP NV ADS|ANOS|ABEL/NOSER, L.L.C.|12584
ING|ING GROUP NV ADS|APCC|Apex Clearing Corporation|2227
ING|ING GROUP NV ADS|BARD|Robert W. Baird & Co. Incorporated|37753
ING|ING GROUP NV ADS|BATM|CBOE TRADING, INC.|2416
ING|ING GROUP NV ADS|BBNT|BB&T SECURITIES, LLC|659
ING|ING GROUP NV ADS|BERN|Sanford C. Bernstein & Co., LLC|8200
ING|ING GROUP NV ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53524
ING|ING GROUP NV ADS|BTIG|BTIG, LLC|4200
ING|ING GROUP NV ADS|BYXM|CBOE TRADING, INC.|1803
ING|ING GROUP NV ADS|BZYD|GOLDMAN SACHS & CO. LLC|2000
ING|ING GROUP NV ADS|CANT|Cantor Fitzgerald & Co.|573
ING|ING GROUP NV ADS|CHAS|Charles Schwab & Co., Inc.|98561
ING|ING GROUP NV ADS|CHDN|CHARDAN CAPITAL MARKETS LLC|116856
ING|ING GROUP NV ADS|CIST|Capital Institutional Services, Inc.|4391
ING|ING GROUP NV ADS|CLSA|CLSA AMERICAS, LLC|574
ING|ING GROUP NV ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13993
ING|ING GROUP NV ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
ING|ING GROUP NV ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6969
ING|ING GROUP NV ADS|CRAG|KEPLER CAPITAL MARKETS, INC.|150000
ING|ING GROUP NV ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|571879
ING|ING GROUP NV ADS|CTDL|Citadel Derivatives Group Llc|6819
ING|ING GROUP NV ADS|CTLR|CUTLER GROUP, LP|2400
ING|ING GROUP NV ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|30134
ING|ING GROUP NV ADS|DADA|D.A. Davidson & Co.|268
ING|ING GROUP NV ADS|DBAB|Deutsche Bank Securities Inc.|180365
ING|ING GROUP NV ADS|DBAX|Deutsche Bank Securities Inc.|284500
ING|ING GROUP NV ADS|DCHF|Dart Executions, LLC|19158
ING|ING GROUP NV ADS|DEAN|MORGAN STANLEY|59329
ING|ING GROUP NV ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4740
ING|ING GROUP NV ADS|EBXL|EBX LLC|233000
ING|ING GROUP NV ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|83172
ING|ING GROUP NV ADS|EDJC|Edward Jones / CDS|650
ING|ING GROUP NV ADS|EDJO|Edward D. Jones & Co., L.P.|75258
ING|ING GROUP NV ADS|EGAM|CBOE TRADING, INC.|25547
ING|ING GROUP NV ADS|EGAW|CBOE TRADING, INC.|262
ING|ING GROUP NV ADS|EGXM|CBOE TRADING, INC.|975
ING|ING GROUP NV ADS|ETBE|Electronic Transaction Clearing, Inc.|24841
ING|ING GROUP NV ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
ING|ING GROUP NV ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3868
ING|ING GROUP NV ADS|ETRS|E*Trade Securities LLC|80377
ING|ING GROUP NV ADS|FILL|Tradestation Securities, Inc.|23450
ING|ING GROUP NV ADS|FMAF|NBCN Inc./ CDS|19159
ING|ING GROUP NV ADS|FQLS|Quantlab Securities LP|485779
ING|ING GROUP NV ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83180
ING|ING GROUP NV ADS|FTBR|Foliofn Investments, Inc.|30233
ING|ING GROUP NV ADS|GBMT|GBM International, Inc.|3018
ING|ING GROUP NV ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|104822
ING|ING GROUP NV ADS|GLIS|TD Securities Inc|1400
ING|ING GROUP NV ADS|GLPX|ACS EXECUTION SERVICES, LLC|11483
ING|ING GROUP NV ADS|GSCO|GOLDMAN SACHS & CO. LLC|672885
ING|ING GROUP NV ADS|GSCS|GOLDMAN SACHS & CO. LLC|3437
ING|ING GROUP NV ADS|GSLT|GOLDMAN SACHS & CO. LLC|38355
ING|ING GROUP NV ADS|GTSZ|GTS SECURITIES LLC|42892
ING|ING GROUP NV ADS|HRBF|American Enterprise Investment Services Inc.|21638
ING|ING GROUP NV ADS|HSBC|HSBC Securities, Inc.|3600
ING|ING GROUP NV ADS|IATS|INTERACTIVE BROKERS LLC|45052
ING|ING GROUP NV ADS|IBKR|Interactive Brokers Llc|46957
ING|ING GROUP NV ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|19692
ING|ING GROUP NV ADS|ICBX|INSTINET, LLC|253745
ING|ING GROUP NV ADS|INCA|INSTINET, LLC|247827
ING|ING GROUP NV ADS|INJX|INSTINET, LLC|30092
ING|ING GROUP NV ADS|INTL|INTL FCSTONE FINANCIAL INC.|151024
ING|ING GROUP NV ADS|ITGI|ITG Inc.|184199
ING|ING GROUP NV ADS|ITGP|ITG INC.|475400
ING|ING GROUP NV ADS|JANY|Janney Montgomery Scott Inc.|4847
ING|ING GROUP NV ADS|JEFF|JEFFERIES LLC|25600
ING|ING GROUP NV ADS|JMPT|JUMP TRADING, LLC|70615
ING|ING GROUP NV ADS|JPBX|J.P. MORGAN SECURITIES LLC|15800
ING|ING GROUP NV ADS|JPMX|J.P. Morgan Securities LLC|536134
ING|ING GROUP NV ADS|JSJX|JANE STREET CAPITAL LLC|32618
ING|ING GROUP NV ADS|KBWI|Keefe, Bruyette & Woods, Inc.|3020
ING|ING GROUP NV ADS|KCGM|VIRTU Americas LLC|62416
ING|ING GROUP NV ADS|LEHM|Barclays Capital Inc./Le|2506007
ING|ING GROUP NV ADS|LIME|Lime Brokerage LLC|1005171
ING|ING GROUP NV ADS|LSCI|Lek Securities Corporation|2592
ING|ING GROUP NV ADS|MAXM|Maxim Group LLC|115254
ING|ING GROUP NV ADS|MBTS|ALLY INVEST SECURITIES LLC|2913
ING|ING GROUP NV ADS|MCMF|Raymond James Ltd. Cds|8617
ING|ING GROUP NV ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|551233
ING|ING GROUP NV ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|10932
ING|ING GROUP NV ADS|MOTF|MOTIF INVESTING, INC.|2
ING|ING GROUP NV ADS|MSCO|MORGAN STANLEY & CO. LLC|2451327
ING|ING GROUP NV ADS|MSPL|MORGAN STANLEY & CO. LLC|1007200
ING|ING GROUP NV ADS|MSTX|MORGAN STANLEY & CO. LLC|169100
ING|ING GROUP NV ADS|NATL|National Securities Corporation|18655
ING|ING GROUP NV ADS|NEUB|NEUBERGER BERMAN BD LLC|711
ING|ING GROUP NV ADS|NFSC|National Financial Services LLC|442461
ING|ING GROUP NV ADS|NITE|VIRTU Americas LLC|1378235
ING|ING GROUP NV ADS|NITP|VIRTU Americas LLC|406477
ING|ING GROUP NV ADS|NQRB|Brut, LLC|9400
ING|ING GROUP NV ADS|NTBF|BMO Nesbitt Burns Inc./CDS|18811
ING|ING GROUP NV ADS|NTRC|Northern Trust Securities, Inc.|507
ING|ING GROUP NV ADS|OHOS|TWO SIGMA SECURITIES, LLC|21864
ING|ING GROUP NV ADS|OLDM|OLD MISSION CAPITAL, LLC|66641
ING|ING GROUP NV ADS|OPCO|Oppenheimer & Co. Inc.|21377
ING|ING GROUP NV ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|657698
ING|ING GROUP NV ADS|PDQM|CODA MARKETS, INC.|32177
ING|ING GROUP NV ADS|PHLY|NASDAQ Execution Services, LLC|9000
ING|ING GROUP NV ADS|PIPR|Piper Jaffray & Co.|420
ING|ING GROUP NV ADS|PWJC|UBS Financial Services, Inc.|79289
ING|ING GROUP NV ADS|RBCM|RBC CAPITAL MARKETS, LLC|201892
ING|ING GROUP NV ADS|SALI|INTL FCSTONE FINANCIAL INC.|2614
ING|ING GROUP NV ADS|SBSH|Citigroup Global Markets Inc.|888590
ING|ING GROUP NV ADS|SEIC|SEI Investments Distribution Co.|4500
ING|ING GROUP NV ADS|SGMT|GOLDMAN SACHS & CO. LLC|249681
ING|ING GROUP NV ADS|SPDR|SPEEDROUTE LLC|8200
ING|ING GROUP NV ADS|SPHN|Stephens Inc.|716
ING|ING GROUP NV ADS|SSBS|STATE STREET GLOBAL MARKETS, LLC|4100
ING|ING GROUP NV ADS|STFL|Stifel, Nicolaus & Company, Incorporated|13652
ING|ING GROUP NV ADS|STXG|Stockcross Financial Services, Inc.|2450
ING|ING GROUP NV ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13016
ING|ING GROUP NV ADS|SWIM|TD Ameritrade, Inc.|42365
ING|ING GROUP NV ADS|SWST|Hilltop Securities Inc.|9258
ING|ING GROUP NV ADS|TKNG|ALLY INVEST SECURITIES LLC|5366
ING|ING GROUP NV ADS|TRBT|Tradebot Systems, Inc.|185449
ING|ING GROUP NV ADS|TRCM|TRC MARKETS LLC|732792
ING|ING GROUP NV ADS|UBSA|UBS SECURITIES LLC|1266518
ING|ING GROUP NV ADS|UBSS|UBS Securities LLC|1923115
ING|ING GROUP NV ADS|VALX|VIRTU AMERICAS LLC|377965
ING|ING GROUP NV ADS|VGRD|Vanguard Marketing Corporation|33890
ING|ING GROUP NV ADS|WABR|Wall Street Access|10439
ING|ING GROUP NV ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|1700
ING|ING GROUP NV ADS|WCHV|WELLS FARGO SECURITIES, LLC|158953
ING|ING GROUP NV ADS|WEDB|WEDBUSH SECURITIES INC.|2297
ING|ING GROUP NV ADS|WEED|Weeden & Co.L.P.|1800
ING|ING GROUP NV ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|975
ING|ING GROUP NV ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13160
ING|ING GROUP NV ADS|WFPB|Wells Fargo Securities, LLC.|28950
ING|ING GROUP NV ADS|WGIF|CIBC World Markets Inc.|3966
ING|ING GROUP NV ADS|WSEA|WOLVERINE SECURITIES, LLC|5061
ING|ING GROUP NV ADS|WTFS|JUST2TRADE, INC.|50
ING|ING GROUP NV ADS|XIST|INSTINET, LLC|27874
ING|ING GROUP NV ADS|XPUS|XP SECURITIES, LLC|18550
ING|ING GROUP NV ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|38092
ING|ING GROUP NV ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|280
ING|ING GROUP NV ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21104
INGN|INOGEN, INC|ADAM|CANACCORD GENUITY INC.|3564
INGN|INOGEN, INC|ALTX|Alternet Securities Inc.|1800
INGN|INOGEN, INC|ANOS|ABEL/NOSER, L.L.C.|50
INGN|INOGEN, INC|APCC|Apex Clearing Corporation|97
INGN|INOGEN, INC|BARD|Robert W. Baird & Co. Incorporated|202
INGN|INOGEN, INC|BATM|CBOE TRADING, INC.|4870
INGN|INOGEN, INC|BERN|Sanford C. Bernstein & Co., LLC|10395
INGN|INOGEN, INC|BIMI|Banca IMI Securities Corp.|62
INGN|INOGEN, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|512
INGN|INOGEN, INC|BMOC|BMO Capital Markets Corp.|2784
INGN|INOGEN, INC|BNPX|BNP PARIBAS SECURITIES CORP.|2984
INGN|INOGEN, INC|BRVL|BLAYLOCK VAN, LLC|300
INGN|INOGEN, INC|BTIG|BTIG, LLC|10054
INGN|INOGEN, INC|BYXM|CBOE TRADING, INC.|2542
INGN|INOGEN, INC|BZYD|GOLDMAN SACHS & CO. LLC|400
INGN|INOGEN, INC|CANT|Cantor Fitzgerald & Co.|666
INGN|INOGEN, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|22000
INGN|INOGEN, INC|CHAS|Charles Schwab & Co., Inc.|578
INGN|INOGEN, INC|CIST|Capital Institutional Services, Inc.|49
INGN|INOGEN, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19864
INGN|INOGEN, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
INGN|INOGEN, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|546
INGN|INOGEN, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131691
INGN|INOGEN, INC|CTDL|Citadel Derivatives Group Llc|2408
INGN|INOGEN, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16176
INGN|INOGEN, INC|DADA|D.A. Davidson & Co.|80
INGN|INOGEN, INC|DBAB|Deutsche Bank Securities Inc.|194843
INGN|INOGEN, INC|DBAX|Deutsche Bank Securities Inc.|58700
INGN|INOGEN, INC|DBUL|Deutsche Bank Securities Inc.|500
INGN|INOGEN, INC|DCHF|Dart Executions, LLC|130
INGN|INOGEN, INC|DEAN|MORGAN STANLEY|889
INGN|INOGEN, INC|DEGS|RONIN PROFESSIONAL LLC|1100
INGN|INOGEN, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4402
INGN|INOGEN, INC|EBXL|EBX LLC|19600
INGN|INOGEN, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1754
INGN|INOGEN, INC|EDJO|Edward D. Jones & Co., L.P.|1056
INGN|INOGEN, INC|EGAM|CBOE TRADING, INC.|1252
INGN|INOGEN, INC|EGAW|CBOE TRADING, INC.|31
INGN|INOGEN, INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
INGN|INOGEN, INC|EGXM|CBOE TRADING, INC.|601
INGN|INOGEN, INC|EGXW|CBOE TRADING, INC.|200
INGN|INOGEN, INC|ETBE|Electronic Transaction Clearing, Inc.|430
INGN|INOGEN, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
INGN|INOGEN, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1948
INGN|INOGEN, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22833
INGN|INOGEN, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
INGN|INOGEN, INC|ETRS|E*Trade Securities LLC|68396
INGN|INOGEN, INC|FBCO|Credit Suisse Securities (USA) LLC|122288
INGN|INOGEN, INC|FILL|Tradestation Securities, Inc.|785
INGN|INOGEN, INC|FINX|FINTECH SECURITIES|10
INGN|INOGEN, INC|FMAF|NBCN Inc./ CDS|120
INGN|INOGEN, INC|FOMA|TD AMERITRADE CLEARING, INC.|45277
INGN|INOGEN, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|392
INGN|INOGEN, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28679
INGN|INOGEN, INC|FTBR|Foliofn Investments, Inc.|2808
INGN|INOGEN, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5271
INGN|INOGEN, INC|GLIS|TD Securities Inc|10
INGN|INOGEN, INC|GLPX|ACS EXECUTION SERVICES, LLC|19284
INGN|INOGEN, INC|GSCO|GOLDMAN SACHS & CO. LLC|239881
INGN|INOGEN, INC|GSCS|GOLDMAN SACHS & CO. LLC|6288
INGN|INOGEN, INC|GSLT|GOLDMAN SACHS & CO. LLC|279
INGN|INOGEN, INC|GTSZ|GTS SECURITIES LLC|58933
INGN|INOGEN, INC|HRBF|American Enterprise Investment Services Inc.|3048
INGN|INOGEN, INC|HSBC|HSBC Securities, Inc.|8
INGN|INOGEN, INC|IATS|INTERACTIVE BROKERS LLC|5489
INGN|INOGEN, INC|IBKR|Interactive Brokers Llc|32032
INGN|INOGEN, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|120
INGN|INOGEN, INC|ICBX|INSTINET, LLC|15600
INGN|INOGEN, INC|IEQY|CITADEL SECURITIES LLC|19761
INGN|INOGEN, INC|INCA|INSTINET, LLC|94898
INGN|INOGEN, INC|INJX|INSTINET, LLC|11091
INGN|INOGEN, INC|ITGI|ITG Inc.|6863
INGN|INOGEN, INC|ITGP|ITG INC.|147200
INGN|INOGEN, INC|JEFF|JEFFERIES LLC|44697
INGN|INOGEN, INC|JMPT|JUMP TRADING, LLC|13744
INGN|INOGEN, INC|JONE|JonesTrading|70
INGN|INOGEN, INC|JPBX|J.P. MORGAN SECURITIES LLC|6745
INGN|INOGEN, INC|JPMX|J.P. Morgan Securities LLC|157503
INGN|INOGEN, INC|JSJX|JANE STREET CAPITAL LLC|5310
INGN|INOGEN, INC|KCGM|VIRTU Americas LLC|16826
INGN|INOGEN, INC|LEHM|Barclays Capital Inc./Le|155241
INGN|INOGEN, INC|LIME|Lime Brokerage LLC|44963
INGN|INOGEN, INC|LQNA|LIQUIDNET, INC.|45200
INGN|INOGEN, INC|LTCO|Ladenburg, Thalmann & Co., Inc.|4210
INGN|INOGEN, INC|MACC|Mid Atlantic Capital Corporation|130
INGN|INOGEN, INC|MAXM|Maxim Group LLC|1792
INGN|INOGEN, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36052
INGN|INOGEN, INC|MOTF|MOTIF INVESTING, INC.|20
INGN|INOGEN, INC|MSCO|MORGAN STANLEY & CO. LLC|442228
INGN|INOGEN, INC|MSPL|MORGAN STANLEY & CO. LLC|95700
INGN|INOGEN, INC|MSTX|MORGAN STANLEY & CO. LLC|3600
INGN|INOGEN, INC|NBCS|NBC Securities, INC.|50
INGN|INOGEN, INC|NFSC|National Financial Services LLC|76607
INGN|INOGEN, INC|NITE|VIRTU Americas LLC|223812
INGN|INOGEN, INC|NITP|VIRTU Americas LLC|870
INGN|INOGEN, INC|NORT|Northland Securities, Inc.|4427
INGN|INOGEN, INC|NQRB|Brut, LLC|866
INGN|INOGEN, INC|NTRC|Northern Trust Securities, Inc.|250
INGN|INOGEN, INC|OPCO|Oppenheimer & Co. Inc.|1455
INGN|INOGEN, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
INGN|INOGEN, INC|PCPT|PHILLIP CAPITAL INC.|11
INGN|INOGEN, INC|PDQM|CODA MARKETS, INC.|36201
INGN|INOGEN, INC|PIPR|Piper Jaffray & Co.|1000
INGN|INOGEN, INC|PWJC|UBS Financial Services, Inc.|215
INGN|INOGEN, INC|RAJA|Raymond James & Associates, Inc.|740
INGN|INOGEN, INC|RBCM|RBC CAPITAL MARKETS, LLC|1707
INGN|INOGEN, INC|RGLD|Regal Securities, Inc|25
INGN|INOGEN, INC|SAGL|SAGETRADER, LLC|17403
INGN|INOGEN, INC|SBSH|Citigroup Global Markets Inc.|59584
INGN|INOGEN, INC|SGMT|GOLDMAN SACHS & CO. LLC|26938
INGN|INOGEN, INC|SPDR|SPEEDROUTE LLC|1110
INGN|INOGEN, INC|SPHN|Stephens Inc.|100
INGN|INOGEN, INC|STFL|Stifel, Nicolaus & Company, Incorporated|2085
INGN|INOGEN, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
INGN|INOGEN, INC|SWIM|TD Ameritrade, Inc.|105269
INGN|INOGEN, INC|TKNG|ALLY INVEST SECURITIES LLC|231
INGN|INOGEN, INC|TRBT|Tradebot Systems, Inc.|35324
INGN|INOGEN, INC|TRCM|TRC MARKETS LLC|23670
INGN|INOGEN, INC|UBSA|UBS SECURITIES LLC|88523
INGN|INOGEN, INC|UBSS|UBS Securities LLC|332629
INGN|INOGEN, INC|VALX|VIRTU AMERICAS LLC|8871
INGN|INOGEN, INC|VGRD|Vanguard Marketing Corporation|1581
INGN|INOGEN, INC|VNDM|Wall Street Access|5100
INGN|INOGEN, INC|VSIN|Vision Financial Markets Llc|2
INGN|INOGEN, INC|WABR|Wall Street Access|5110
INGN|INOGEN, INC|WBLR|WILLIAM BLAIR|6167
INGN|INOGEN, INC|WBNF|WILLIAM BLAIR|2650
INGN|INOGEN, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2802
INGN|INOGEN, INC|WCHV|WELLS FARGO SECURITIES, LLC|11222
INGN|INOGEN, INC|WDNX|WEEDEN & CO.L.P.|3438
INGN|INOGEN, INC|WEED|Weeden & Co.L.P.|2551
INGN|INOGEN, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1966
INGN|INOGEN, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18251
INGN|INOGEN, INC|WGIF|CIBC World Markets Inc.|3193
INGN|INOGEN, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
INGN|INOGEN, INC|WSEA|WOLVERINE SECURITIES, LLC|432
INGN|INOGEN, INC|XIST|INSTINET, LLC|11420
INGN|INOGEN, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|23040
INGN|INOGEN, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|7927
INGN|INOGEN, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3370
INGR|INGREDION INC|ABLE|NATIXIS Securities Americas LLC|9800
INGR|INGREDION INC|ALTX|Alternet Securities Inc.|3405
INGR|INGREDION INC|ANOS|ABEL/NOSER, L.L.C.|150
INGR|INGREDION INC|APCC|Apex Clearing Corporation|50
INGR|INGREDION INC|BARD|Robert W. Baird & Co. Incorporated|382
INGR|INGREDION INC|BATM|CBOE TRADING, INC.|4676
INGR|INGREDION INC|BAYC|BAY CREST PARTNERS, LLC|232
INGR|INGREDION INC|BBNT|BB&T SECURITIES, LLC|3276
INGR|INGREDION INC|BERN|Sanford C. Bernstein & Co., LLC|38980
INGR|INGREDION INC|BKCM|BNY Mellon Capital Markets LLC|13691
INGR|INGREDION INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1411
INGR|INGREDION INC|BLKX|INSTINET, LLC|21500
INGR|INGREDION INC|BNPX|BNP PARIBAS SECURITIES CORP.|11500
INGR|INGREDION INC|BRVL|BLAYLOCK VAN, LLC|100
INGR|INGREDION INC|BTIG|BTIG, LLC|1874
INGR|INGREDION INC|BYXM|CBOE TRADING, INC.|1556
INGR|INGREDION INC|BZYD|GOLDMAN SACHS & CO. LLC|400
INGR|INGREDION INC|CABR|Cabrera Capital Markets, Inc.|16
INGR|INGREDION INC|CANT|Cantor Fitzgerald & Co.|9363
INGR|INGREDION INC|CHAS|Charles Schwab & Co., Inc.|991
INGR|INGREDION INC|CIST|Capital Institutional Services, Inc.|1102
INGR|INGREDION INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11225
INGR|INGREDION INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5862
INGR|INGREDION INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|150
INGR|INGREDION INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|249624
INGR|INGREDION INC|CTDL|Citadel Derivatives Group Llc|2448
INGR|INGREDION INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|22202
INGR|INGREDION INC|DADA|D.A. Davidson & Co.|110
INGR|INGREDION INC|DAVA|Davenport & Company LLC|14
INGR|INGREDION INC|DBAB|Deutsche Bank Securities Inc.|244569
INGR|INGREDION INC|DBAX|Deutsche Bank Securities Inc.|142600
INGR|INGREDION INC|DBUL|Deutsche Bank Securities Inc.|2596
INGR|INGREDION INC|DCHF|Dart Executions, LLC|923
INGR|INGREDION INC|DEAN|MORGAN STANLEY|9055
INGR|INGREDION INC|DEGS|RONIN PROFESSIONAL LLC|100
INGR|INGREDION INC|EBXL|EBX LLC|49000
INGR|INGREDION INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6724
INGR|INGREDION INC|EDJO|Edward D. Jones & Co., L.P.|898
INGR|INGREDION INC|EGAM|CBOE TRADING, INC.|7209
INGR|INGREDION INC|EGAW|CBOE TRADING, INC.|56
INGR|INGREDION INC|EGMT|EG MARKET TECHNOLOGIES LLC|359
INGR|INGREDION INC|EGXM|CBOE TRADING, INC.|581
INGR|INGREDION INC|ETBE|Electronic Transaction Clearing, Inc.|1276
INGR|INGREDION INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
INGR|INGREDION INC|ETCC|Electronic Transaction Clearing, Inc.|780
INGR|INGREDION INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22295
INGR|INGREDION INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
INGR|INGREDION INC|ETRS|E*Trade Securities LLC|2737
INGR|INGREDION INC|FBSB|U.S. Bancorp Investments, Inc.|91
INGR|INGREDION INC|FILL|Tradestation Securities, Inc.|1553
INGR|INGREDION INC|FINX|FINTECH SECURITIES|20
INGR|INGREDION INC|FMAF|NBCN Inc./ CDS|140
INGR|INGREDION INC|FMCO|First Manhattan Co|6020
INGR|INGREDION INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3307
INGR|INGREDION INC|FQLS|Quantlab Securities LP|128318
INGR|INGREDION INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70362
INGR|INGREDION INC|FTBR|Foliofn Investments, Inc.|1242
INGR|INGREDION INC|GEBB|GLOBAL EXECUTION BROKERS, LP|105
INGR|INGREDION INC|GLPX|ACS EXECUTION SERVICES, LLC|30969
INGR|INGREDION INC|GSCO|GOLDMAN SACHS & CO. LLC|671072
INGR|INGREDION INC|GSCS|GOLDMAN SACHS & CO. LLC|1524
INGR|INGREDION INC|GSLT|GOLDMAN SACHS & CO. LLC|3815
INGR|INGREDION INC|GTSZ|GTS SECURITIES LLC|41540
INGR|INGREDION INC|HRBF|American Enterprise Investment Services Inc.|1070
INGR|INGREDION INC|HSBC|HSBC Securities, Inc.|3896
INGR|INGREDION INC|IATS|INTERACTIVE BROKERS LLC|3562
INGR|INGREDION INC|IBKR|Interactive Brokers Llc|9074
INGR|INGREDION INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1754
INGR|INGREDION INC|ICBX|INSTINET, LLC|16266
INGR|INGREDION INC|IEQY|CITADEL SECURITIES LLC|41010
INGR|INGREDION INC|INCA|INSTINET, LLC|204235
INGR|INGREDION INC|INJX|INSTINET, LLC|3093
INGR|INGREDION INC|ITGI|ITG Inc.|82879
INGR|INGREDION INC|ITGP|ITG INC.|191800
INGR|INGREDION INC|JANY|Janney Montgomery Scott Inc.|1770
INGR|INGREDION INC|JEFF|JEFFERIES LLC|39821
INGR|INGREDION INC|JMPT|JUMP TRADING, LLC|25468
INGR|INGREDION INC|JPBX|J.P. MORGAN SECURITIES LLC|24689
INGR|INGREDION INC|JPMX|J.P. Morgan Securities LLC|159612
INGR|INGREDION INC|JSJX|JANE STREET CAPITAL LLC|5784
INGR|INGREDION INC|KCGM|VIRTU Americas LLC|18075
INGR|INGREDION INC|LEHM|Barclays Capital Inc./Le|288644
INGR|INGREDION INC|LIME|Lime Brokerage LLC|13244
INGR|INGREDION INC|LOOP|Loop Capital Markets LLC|200
INGR|INGREDION INC|LQNA|LIQUIDNET, INC.|37400
INGR|INGREDION INC|LSCI|Lek Securities Corporation|14
INGR|INGREDION INC|MACC|Mid Atlantic Capital Corporation|28
INGR|INGREDION INC|MCMF|Raymond James Ltd. Cds|40
INGR|INGREDION INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49000
INGR|INGREDION INC|MOTF|MOTIF INVESTING, INC.|8
INGR|INGREDION INC|MSCO|MORGAN STANLEY & CO. LLC|1064102
INGR|INGREDION INC|MSPL|MORGAN STANLEY & CO. LLC|187800
INGR|INGREDION INC|MSTX|MORGAN STANLEY & CO. LLC|40700
INGR|INGREDION INC|NFSC|National Financial Services LLC|75532
INGR|INGREDION INC|NITE|VIRTU Americas LLC|162350
INGR|INGREDION INC|NITP|VIRTU Americas LLC|100
INGR|INGREDION INC|NQRB|Brut, LLC|2731
INGR|INGREDION INC|OPCO|Oppenheimer & Co. Inc.|135
INGR|INGREDION INC|PDQM|CODA MARKETS, INC.|81010
INGR|INGREDION INC|PWJC|UBS Financial Services, Inc.|1209
INGR|INGREDION INC|RBCM|RBC CAPITAL MARKETS, LLC|2290
INGR|INGREDION INC|SAGL|SAGETRADER, LLC|4221
INGR|INGREDION INC|SBSH|Citigroup Global Markets Inc.|32964
INGR|INGREDION INC|SEIC|SEI Investments Distribution Co.|200
INGR|INGREDION INC|SGMT|GOLDMAN SACHS & CO. LLC|54217
INGR|INGREDION INC|SPDR|SPEEDROUTE LLC|6334
INGR|INGREDION INC|STFL|Stifel, Nicolaus & Company, Incorporated|4018
INGR|INGREDION INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4938
INGR|INGREDION INC|SWIM|TD Ameritrade, Inc.|1038
INGR|INGREDION INC|SWST|Hilltop Securities Inc.|657
INGR|INGREDION INC|TAGC|TELSEY ADVISORY GROUP LLC|228
INGR|INGREDION INC|TKNG|ALLY INVEST SECURITIES LLC|600
INGR|INGREDION INC|TRBT|Tradebot Systems, Inc.|119383
INGR|INGREDION INC|TRCM|TRC MARKETS LLC|42512
INGR|INGREDION INC|UBSA|UBS SECURITIES LLC|274417
INGR|INGREDION INC|UBSS|UBS Securities LLC|463387
INGR|INGREDION INC|VALX|VIRTU AMERICAS LLC|4601
INGR|INGREDION INC|VGRD|Vanguard Marketing Corporation|2787
INGR|INGREDION INC|WBLR|WILLIAM BLAIR|1654
INGR|INGREDION INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
INGR|INGREDION INC|WCHV|WELLS FARGO SECURITIES, LLC|68631
INGR|INGREDION INC|WDNX|WEEDEN & CO.L.P.|512
INGR|INGREDION INC|WEDB|WEDBUSH SECURITIES INC.|9
INGR|INGREDION INC|WEED|Weeden & Co.L.P.|2959
INGR|INGREDION INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4362
INGR|INGREDION INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7160
INGR|INGREDION INC|WGIF|CIBC World Markets Inc.|214
INGR|INGREDION INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|151
INGR|INGREDION INC|WSAG|WALL STREET ACCESS|178
INGR|INGREDION INC|WSEA|WOLVERINE SECURITIES, LLC|3383
INGR|INGREDION INC|XIST|INSTINET, LLC|7410
INGR|INGREDION INC|XPQR|Jump Trading|5909
INGR|INGREDION INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|19698
INGR|INGREDION INC|YKNA|COMHAR CAPITAL MARKETS, LLC|8882
INGR|INGREDION INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|901
INKM|SPDRSSGA INCMALLCT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|369
INKM|SPDRSSGA INCMALLCT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
INKM|SPDRSSGA INCMALLCT|DBAX|Deutsche Bank Securities Inc.|200
INKM|SPDRSSGA INCMALLCT|EBXL|EBX LLC|600
INKM|SPDRSSGA INCMALLCT|ETRS|E*Trade Securities LLC|3
INKM|SPDRSSGA INCMALLCT|FTBR|Foliofn Investments, Inc.|2
INKM|SPDRSSGA INCMALLCT|HRBF|American Enterprise Investment Services Inc.|303
INKM|SPDRSSGA INCMALLCT|IBKR|Interactive Brokers Llc|100
INKM|SPDRSSGA INCMALLCT|ICBX|INSTINET, LLC|200
INKM|SPDRSSGA INCMALLCT|JPMX|J.P. Morgan Securities LLC|200
INKM|SPDRSSGA INCMALLCT|JSJX|JANE STREET CAPITAL LLC|9037
INKM|SPDRSSGA INCMALLCT|LEHM|Barclays Capital Inc./Le|400
INKM|SPDRSSGA INCMALLCT|LIME|Lime Brokerage LLC|547
INKM|SPDRSSGA INCMALLCT|MCMF|Raymond James Ltd. Cds|1100
INKM|SPDRSSGA INCMALLCT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
INKM|SPDRSSGA INCMALLCT|MSCO|MORGAN STANLEY & CO. LLC|1445
INKM|SPDRSSGA INCMALLCT|NFSC|National Financial Services LLC|4728
INKM|SPDRSSGA INCMALLCT|NITE|VIRTU Americas LLC|4088
INKM|SPDRSSGA INCMALLCT|RBCM|RBC CAPITAL MARKETS, LLC|262
INKM|SPDRSSGA INCMALLCT|SGMT|GOLDMAN SACHS & CO. LLC|203
INKM|SPDRSSGA INCMALLCT|STFL|Stifel, Nicolaus & Company, Incorporated|1
INKM|SPDRSSGA INCMALLCT|UBSA|UBS SECURITIES LLC|1404
INKM|SPDRSSGA INCMALLCT|UBSS|UBS Securities LLC|2706
INKM|SPDRSSGA INCMALLCT|VGRD|Vanguard Marketing Corporation|255
INKM|SPDRSSGA INCMALLCT|WCHV|WELLS FARGO SECURITIES, LLC|1016
INKM|SPDRSSGA INCMALLCT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|342
INN|SUMMIT HOTEL PPTIES|ALTX|Alternet Securities Inc.|5528
INN|SUMMIT HOTEL PPTIES|ANOS|ABEL/NOSER, L.L.C.|1700
INN|SUMMIT HOTEL PPTIES|APCC|Apex Clearing Corporation|6115
INN|SUMMIT HOTEL PPTIES|AQUA|AQUA SECURITIES L.P.|6000
INN|SUMMIT HOTEL PPTIES|BALE|M&T SECURITIES, INC.|231
INN|SUMMIT HOTEL PPTIES|BARD|Robert W. Baird & Co. Incorporated|28656
INN|SUMMIT HOTEL PPTIES|BATM|CBOE TRADING, INC.|4967
INN|SUMMIT HOTEL PPTIES|BAYC|BAY CREST PARTNERS, LLC|53
INN|SUMMIT HOTEL PPTIES|BAYT|BTIG, LLC|2000
INN|SUMMIT HOTEL PPTIES|BBNT|BB&T SECURITIES, LLC|40
INN|SUMMIT HOTEL PPTIES|BERN|Sanford C. Bernstein & Co., LLC|103005
INN|SUMMIT HOTEL PPTIES|BIDS|BIDS TRADING L.P.|84100
INN|SUMMIT HOTEL PPTIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25539
INN|SUMMIT HOTEL PPTIES|BLKX|INSTINET, LLC|82200
INN|SUMMIT HOTEL PPTIES|BNPX|BNP PARIBAS SECURITIES CORP.|37639
INN|SUMMIT HOTEL PPTIES|BRVL|BLAYLOCK VAN, LLC|3300
INN|SUMMIT HOTEL PPTIES|BTIG|BTIG, LLC|26400
INN|SUMMIT HOTEL PPTIES|BYXM|CBOE TRADING, INC.|100
INN|SUMMIT HOTEL PPTIES|BZYD|GOLDMAN SACHS & CO. LLC|3600
INN|SUMMIT HOTEL PPTIES|CANT|Cantor Fitzgerald & Co.|100
INN|SUMMIT HOTEL PPTIES|CHAS|Charles Schwab & Co., Inc.|1198
INN|SUMMIT HOTEL PPTIES|CIST|Capital Institutional Services, Inc.|991
INN|SUMMIT HOTEL PPTIES|CLSA|CLSA AMERICAS, LLC|1200
INN|SUMMIT HOTEL PPTIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139056
INN|SUMMIT HOTEL PPTIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4796
INN|SUMMIT HOTEL PPTIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|280097
INN|SUMMIT HOTEL PPTIES|CTDL|Citadel Derivatives Group Llc|21495
INN|SUMMIT HOTEL PPTIES|CTLR|CUTLER GROUP, LP|100
INN|SUMMIT HOTEL PPTIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|88826
INN|SUMMIT HOTEL PPTIES|DBAB|Deutsche Bank Securities Inc.|115575
INN|SUMMIT HOTEL PPTIES|DBAX|Deutsche Bank Securities Inc.|120500
INN|SUMMIT HOTEL PPTIES|DEAN|MORGAN STANLEY|3482
INN|SUMMIT HOTEL PPTIES|DEGS|RONIN PROFESSIONAL LLC|514
INN|SUMMIT HOTEL PPTIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6800
INN|SUMMIT HOTEL PPTIES|EBXL|EBX LLC|131300
INN|SUMMIT HOTEL PPTIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|326
INN|SUMMIT HOTEL PPTIES|EDJO|Edward D. Jones & Co., L.P.|1770
INN|SUMMIT HOTEL PPTIES|EGAM|CBOE TRADING, INC.|3261
INN|SUMMIT HOTEL PPTIES|EGXM|CBOE TRADING, INC.|1733
INN|SUMMIT HOTEL PPTIES|ETBE|Electronic Transaction Clearing, Inc.|4899
INN|SUMMIT HOTEL PPTIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|571
INN|SUMMIT HOTEL PPTIES|ETRS|E*Trade Securities LLC|2883
INN|SUMMIT HOTEL PPTIES|FILL|Tradestation Securities, Inc.|1000
INN|SUMMIT HOTEL PPTIES|FMAF|NBCN Inc./ CDS|300
INN|SUMMIT HOTEL PPTIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2210
INN|SUMMIT HOTEL PPTIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76774
INN|SUMMIT HOTEL PPTIES|FTBR|Foliofn Investments, Inc.|800
INN|SUMMIT HOTEL PPTIES|GEBB|GLOBAL EXECUTION BROKERS, LP|400
INN|SUMMIT HOTEL PPTIES|GLPX|ACS EXECUTION SERVICES, LLC|3472
INN|SUMMIT HOTEL PPTIES|GNAV|GREEN STREET TRADING, LLC|5100
INN|SUMMIT HOTEL PPTIES|GSCO|GOLDMAN SACHS & CO. LLC|475203
INN|SUMMIT HOTEL PPTIES|GSCS|GOLDMAN SACHS & CO. LLC|100
INN|SUMMIT HOTEL PPTIES|GSLT|GOLDMAN SACHS & CO. LLC|5014
INN|SUMMIT HOTEL PPTIES|GTSY|GTS SECURITIES LLC|1000
INN|SUMMIT HOTEL PPTIES|GTSZ|GTS SECURITIES LLC|41669
INN|SUMMIT HOTEL PPTIES|HRBF|American Enterprise Investment Services Inc.|59
INN|SUMMIT HOTEL PPTIES|IATS|INTERACTIVE BROKERS LLC|1200
INN|SUMMIT HOTEL PPTIES|IBKR|Interactive Brokers Llc|1934
INN|SUMMIT HOTEL PPTIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
INN|SUMMIT HOTEL PPTIES|ICBX|INSTINET, LLC|41524
INN|SUMMIT HOTEL PPTIES|IEQY|CITADEL SECURITIES LLC|42317
INN|SUMMIT HOTEL PPTIES|INCA|INSTINET, LLC|102113
INN|SUMMIT HOTEL PPTIES|INJX|INSTINET, LLC|2600
INN|SUMMIT HOTEL PPTIES|ITGI|ITG Inc.|189532
INN|SUMMIT HOTEL PPTIES|ITGP|ITG INC.|97400
INN|SUMMIT HOTEL PPTIES|JANY|Janney Montgomery Scott Inc.|35
INN|SUMMIT HOTEL PPTIES|JEFF|JEFFERIES LLC|57523
INN|SUMMIT HOTEL PPTIES|JMPT|JUMP TRADING, LLC|23552
INN|SUMMIT HOTEL PPTIES|JONE|JonesTrading|170
INN|SUMMIT HOTEL PPTIES|JPBX|J.P. MORGAN SECURITIES LLC|41913
INN|SUMMIT HOTEL PPTIES|JPMX|J.P. Morgan Securities LLC|569426
INN|SUMMIT HOTEL PPTIES|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
INN|SUMMIT HOTEL PPTIES|JSJX|JANE STREET CAPITAL LLC|2656
INN|SUMMIT HOTEL PPTIES|KCGM|VIRTU Americas LLC|22109
INN|SUMMIT HOTEL PPTIES|KEYB|KEYBANC CAPITAL MARKETS INC.|64516
INN|SUMMIT HOTEL PPTIES|LEHM|Barclays Capital Inc./Le|262810
INN|SUMMIT HOTEL PPTIES|LIME|Lime Brokerage LLC|11316
INN|SUMMIT HOTEL PPTIES|LOOP|Loop Capital Markets LLC|2073
INN|SUMMIT HOTEL PPTIES|LQNA|LIQUIDNET, INC.|534000
INN|SUMMIT HOTEL PPTIES|LQNB|LIQUIDNET, INC.|51200
INN|SUMMIT HOTEL PPTIES|MAXM|Maxim Group LLC|3654
INN|SUMMIT HOTEL PPTIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107951
INN|SUMMIT HOTEL PPTIES|MOTF|MOTIF INVESTING, INC.|5
INN|SUMMIT HOTEL PPTIES|MSCO|MORGAN STANLEY & CO. LLC|495707
INN|SUMMIT HOTEL PPTIES|MSPL|MORGAN STANLEY & CO. LLC|268900
INN|SUMMIT HOTEL PPTIES|MSTX|MORGAN STANLEY & CO. LLC|49300
INN|SUMMIT HOTEL PPTIES|NFSC|National Financial Services LLC|27628
INN|SUMMIT HOTEL PPTIES|NITE|VIRTU Americas LLC|118068
INN|SUMMIT HOTEL PPTIES|NQRB|Brut, LLC|3914
INN|SUMMIT HOTEL PPTIES|NTBF|BMO Nesbitt Burns Inc./CDS|1300
INN|SUMMIT HOTEL PPTIES|OPCO|Oppenheimer & Co. Inc.|976
INN|SUMMIT HOTEL PPTIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8320
INN|SUMMIT HOTEL PPTIES|PDQM|CODA MARKETS, INC.|13865
INN|SUMMIT HOTEL PPTIES|PWJC|UBS Financial Services, Inc.|350
INN|SUMMIT HOTEL PPTIES|QMSR|QUATTRO M SECURITIES INC.|917
INN|SUMMIT HOTEL PPTIES|RBCM|RBC CAPITAL MARKETS, LLC|2145
INN|SUMMIT HOTEL PPTIES|RHCO|Suntrust Robinson Humphrey, Inc.|347912
INN|SUMMIT HOTEL PPTIES|SAGL|SAGETRADER, LLC|818
INN|SUMMIT HOTEL PPTIES|SBSH|Citigroup Global Markets Inc.|148893
INN|SUMMIT HOTEL PPTIES|SEIC|SEI Investments Distribution Co.|1638
INN|SUMMIT HOTEL PPTIES|SGMT|GOLDMAN SACHS & CO. LLC|117220
INN|SUMMIT HOTEL PPTIES|SPDR|SPEEDROUTE LLC|2000
INN|SUMMIT HOTEL PPTIES|STFL|Stifel, Nicolaus & Company, Incorporated|77
INN|SUMMIT HOTEL PPTIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3387
INN|SUMMIT HOTEL PPTIES|SWIM|TD Ameritrade, Inc.|246
INN|SUMMIT HOTEL PPTIES|TRBT|Tradebot Systems, Inc.|72006
INN|SUMMIT HOTEL PPTIES|TRCM|TRC MARKETS LLC|18271
INN|SUMMIT HOTEL PPTIES|UBSA|UBS SECURITIES LLC|423981
INN|SUMMIT HOTEL PPTIES|UBSS|UBS Securities LLC|378224
INN|SUMMIT HOTEL PPTIES|VALX|VIRTU AMERICAS LLC|28077
INN|SUMMIT HOTEL PPTIES|VGRD|Vanguard Marketing Corporation|1256
INN|SUMMIT HOTEL PPTIES|WBPX|SUMMIT SECURITIES GROUP, LLC|7948
INN|SUMMIT HOTEL PPTIES|WCHV|WELLS FARGO SECURITIES, LLC|43265
INN|SUMMIT HOTEL PPTIES|WDNX|WEEDEN & CO.L.P.|1322
INN|SUMMIT HOTEL PPTIES|WEDB|WEDBUSH SECURITIES INC.|347
INN|SUMMIT HOTEL PPTIES|WEED|Weeden & Co.L.P.|240360
INN|SUMMIT HOTEL PPTIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|222
INN|SUMMIT HOTEL PPTIES|WSEA|WOLVERINE SECURITIES, LLC|158
INN|SUMMIT HOTEL PPTIES|XIST|INSTINET, LLC|31000
INN|SUMMIT HOTEL PPTIES|XPQR|Jump Trading|4
INN|SUMMIT HOTEL PPTIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|48596
INN|SUMMIT HOTEL PPTIES|YKNA|COMHAR CAPITAL MARKETS, LLC|780
INN|SUMMIT HOTEL PPTIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3409
INN$D|SUMMIT HOTEL 6.45 PF|BARD|Robert W. Baird & Co. Incorporated|3540
INN$D|SUMMIT HOTEL 6.45 PF|BATM|CBOE TRADING, INC.|400
INN$D|SUMMIT HOTEL 6.45 PF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1736
INN$D|SUMMIT HOTEL 6.45 PF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|94
INN$D|SUMMIT HOTEL 6.45 PF|EBXL|EBX LLC|800
INN$D|SUMMIT HOTEL 6.45 PF|EGXM|CBOE TRADING, INC.|200
INN$D|SUMMIT HOTEL 6.45 PF|GSCO|GOLDMAN SACHS & CO. LLC|601
INN$D|SUMMIT HOTEL 6.45 PF|HRBF|American Enterprise Investment Services Inc.|3520
INN$D|SUMMIT HOTEL 6.45 PF|IBKR|Interactive Brokers Llc|66
INN$D|SUMMIT HOTEL 6.45 PF|INCA|INSTINET, LLC|1775
INN$D|SUMMIT HOTEL 6.45 PF|KCGM|VIRTU Americas LLC|100
INN$D|SUMMIT HOTEL 6.45 PF|LEHM|Barclays Capital Inc./Le|200
INN$D|SUMMIT HOTEL 6.45 PF|LIME|Lime Brokerage LLC|100
INN$D|SUMMIT HOTEL 6.45 PF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
INN$D|SUMMIT HOTEL 6.45 PF|NFSC|National Financial Services LLC|4358
INN$D|SUMMIT HOTEL 6.45 PF|NITE|VIRTU Americas LLC|9950
INN$D|SUMMIT HOTEL 6.45 PF|NQRB|Brut, LLC|217
INN$D|SUMMIT HOTEL 6.45 PF|RBCM|RBC CAPITAL MARKETS, LLC|3000
INN$D|SUMMIT HOTEL 6.45 PF|STFL|Stifel, Nicolaus & Company, Incorporated|700
INN$D|SUMMIT HOTEL 6.45 PF|SWIM|TD Ameritrade, Inc.|2100
INN$D|SUMMIT HOTEL 6.45 PF|UBSA|UBS SECURITIES LLC|600
INN$D|SUMMIT HOTEL 6.45 PF|UBSS|UBS Securities LLC|2376
INN$D|SUMMIT HOTEL 6.45 PF|WCHV|WELLS FARGO SECURITIES, LLC|37931
INN$D|SUMMIT HOTEL 6.45 PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|149
INN$E|SUMMIT HOTEL 6.25 E|ALTX|Alternet Securities Inc.|100
INN$E|SUMMIT HOTEL 6.25 E|BARD|Robert W. Baird & Co. Incorporated|3990
INN$E|SUMMIT HOTEL 6.25 E|BATM|CBOE TRADING, INC.|100
INN$E|SUMMIT HOTEL 6.25 E|CABR|Cabrera Capital Markets, Inc.|795
INN$E|SUMMIT HOTEL 6.25 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|574
INN$E|SUMMIT HOTEL 6.25 E|EBXL|EBX LLC|600
INN$E|SUMMIT HOTEL 6.25 E|EGXM|CBOE TRADING, INC.|100
INN$E|SUMMIT HOTEL 6.25 E|ETRS|E*Trade Securities LLC|483
INN$E|SUMMIT HOTEL 6.25 E|GLPX|ACS EXECUTION SERVICES, LLC|159
INN$E|SUMMIT HOTEL 6.25 E|GSCO|GOLDMAN SACHS & CO. LLC|800
INN$E|SUMMIT HOTEL 6.25 E|GSCS|GOLDMAN SACHS & CO. LLC|200
INN$E|SUMMIT HOTEL 6.25 E|GTSZ|GTS SECURITIES LLC|200
INN$E|SUMMIT HOTEL 6.25 E|IBKR|Interactive Brokers Llc|650
INN$E|SUMMIT HOTEL 6.25 E|INCA|INSTINET, LLC|800
INN$E|SUMMIT HOTEL 6.25 E|ITGI|ITG Inc.|500
INN$E|SUMMIT HOTEL 6.25 E|KCGM|VIRTU Americas LLC|100
INN$E|SUMMIT HOTEL 6.25 E|LIME|Lime Brokerage LLC|514
INN$E|SUMMIT HOTEL 6.25 E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
INN$E|SUMMIT HOTEL 6.25 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
INN$E|SUMMIT HOTEL 6.25 E|NFSC|National Financial Services LLC|5215
INN$E|SUMMIT HOTEL 6.25 E|NITE|VIRTU Americas LLC|18675
INN$E|SUMMIT HOTEL 6.25 E|OPCO|Oppenheimer & Co. Inc.|600
INN$E|SUMMIT HOTEL 6.25 E|PDQM|CODA MARKETS, INC.|259
INN$E|SUMMIT HOTEL 6.25 E|RBCM|RBC CAPITAL MARKETS, LLC|9010
INN$E|SUMMIT HOTEL 6.25 E|SGMT|GOLDMAN SACHS & CO. LLC|400
INN$E|SUMMIT HOTEL 6.25 E|SWIM|TD Ameritrade, Inc.|2600
INN$E|SUMMIT HOTEL 6.25 E|UBSA|UBS SECURITIES LLC|1040
INN$E|SUMMIT HOTEL 6.25 E|UBSS|UBS Securities LLC|1714
INN$E|SUMMIT HOTEL 6.25 E|VGRD|Vanguard Marketing Corporation|533
INN$E|SUMMIT HOTEL 6.25 E|WCHV|WELLS FARGO SECURITIES, LLC|48702
INNT|INNOVATE BIOPHAR CMN|ALTX|Alternet Securities Inc.|4879
INNT|INNOVATE BIOPHAR CMN|APCC|Apex Clearing Corporation|4897
INNT|INNOVATE BIOPHAR CMN|BATM|CBOE TRADING, INC.|1744
INNT|INNOVATE BIOPHAR CMN|BAYC|BAY CREST PARTNERS, LLC|2978
INNT|INNOVATE BIOPHAR CMN|BIMI|Banca IMI Securities Corp.|360
INNT|INNOVATE BIOPHAR CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31
INNT|INNOVATE BIOPHAR CMN|BMOC|BMO Capital Markets Corp.|1395
INNT|INNOVATE BIOPHAR CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1450
INNT|INNOVATE BIOPHAR CMN|BTIG|BTIG, LLC|11179
INNT|INNOVATE BIOPHAR CMN|BYXM|CBOE TRADING, INC.|584
INNT|INNOVATE BIOPHAR CMN|CANT|Cantor Fitzgerald & Co.|112
INNT|INNOVATE BIOPHAR CMN|CHAS|Charles Schwab & Co., Inc.|150
INNT|INNOVATE BIOPHAR CMN|CNTR|PRECISION SECURITIES, LLC|100
INNT|INNOVATE BIOPHAR CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19139
INNT|INNOVATE BIOPHAR CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39257
INNT|INNOVATE BIOPHAR CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|44562
INNT|INNOVATE BIOPHAR CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68266
INNT|INNOVATE BIOPHAR CMN|CTDL|Citadel Derivatives Group Llc|13916
INNT|INNOVATE BIOPHAR CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2414
INNT|INNOVATE BIOPHAR CMN|DBAB|Deutsche Bank Securities Inc.|155061
INNT|INNOVATE BIOPHAR CMN|DBAX|Deutsche Bank Securities Inc.|30700
INNT|INNOVATE BIOPHAR CMN|DEAN|MORGAN STANLEY|3200
INNT|INNOVATE BIOPHAR CMN|DEGS|RONIN PROFESSIONAL LLC|25219
INNT|INNOVATE BIOPHAR CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24044
INNT|INNOVATE BIOPHAR CMN|DRWK|DRW SECURITIES, L.L.C.|579
INNT|INNOVATE BIOPHAR CMN|EBXL|EBX LLC|38900
INNT|INNOVATE BIOPHAR CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3226
INNT|INNOVATE BIOPHAR CMN|EDJO|Edward D. Jones & Co., L.P.|900
INNT|INNOVATE BIOPHAR CMN|EGAM|CBOE TRADING, INC.|10469
INNT|INNOVATE BIOPHAR CMN|EGAW|CBOE TRADING, INC.|200
INNT|INNOVATE BIOPHAR CMN|EGMT|EG MARKET TECHNOLOGIES LLC|600
INNT|INNOVATE BIOPHAR CMN|EGXM|CBOE TRADING, INC.|2870
INNT|INNOVATE BIOPHAR CMN|ETBE|Electronic Transaction Clearing, Inc.|3392
INNT|INNOVATE BIOPHAR CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|572
INNT|INNOVATE BIOPHAR CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19048
INNT|INNOVATE BIOPHAR CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4975
INNT|INNOVATE BIOPHAR CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
INNT|INNOVATE BIOPHAR CMN|ETRS|E*Trade Securities LLC|319473
INNT|INNOVATE BIOPHAR CMN|FBCO|Credit Suisse Securities (USA) LLC|98508
INNT|INNOVATE BIOPHAR CMN|FILL|Tradestation Securities, Inc.|2419
INNT|INNOVATE BIOPHAR CMN|FMAF|NBCN Inc./ CDS|3275
INNT|INNOVATE BIOPHAR CMN|FOMA|TD AMERITRADE CLEARING, INC.|265866
INNT|INNOVATE BIOPHAR CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47686
INNT|INNOVATE BIOPHAR CMN|FTBR|Foliofn Investments, Inc.|63
INNT|INNOVATE BIOPHAR CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7780
INNT|INNOVATE BIOPHAR CMN|GLIS|TD Securities Inc|45
INNT|INNOVATE BIOPHAR CMN|GLPX|ACS EXECUTION SERVICES, LLC|58321
INNT|INNOVATE BIOPHAR CMN|GSCO|GOLDMAN SACHS & CO. LLC|756815
INNT|INNOVATE BIOPHAR CMN|GSCS|GOLDMAN SACHS & CO. LLC|1735
INNT|INNOVATE BIOPHAR CMN|GSLT|GOLDMAN SACHS & CO. LLC|6667
INNT|INNOVATE BIOPHAR CMN|GTSZ|GTS SECURITIES LLC|85911
INNT|INNOVATE BIOPHAR CMN|IATS|INTERACTIVE BROKERS LLC|9653
INNT|INNOVATE BIOPHAR CMN|IBKR|Interactive Brokers Llc|170805
INNT|INNOVATE BIOPHAR CMN|ICBX|INSTINET, LLC|7795
INNT|INNOVATE BIOPHAR CMN|IEQY|CITADEL SECURITIES LLC|2135
INNT|INNOVATE BIOPHAR CMN|INCA|INSTINET, LLC|116924
INNT|INNOVATE BIOPHAR CMN|INJX|INSTINET, LLC|1166
INNT|INNOVATE BIOPHAR CMN|ITGI|ITG Inc.|20474
INNT|INNOVATE BIOPHAR CMN|ITGP|ITG INC.|44000
INNT|INNOVATE BIOPHAR CMN|JEFF|JEFFERIES LLC|12924
INNT|INNOVATE BIOPHAR CMN|JMPT|JUMP TRADING, LLC|4808
INNT|INNOVATE BIOPHAR CMN|JPMX|J.P. Morgan Securities LLC|33077
INNT|INNOVATE BIOPHAR CMN|JSJX|JANE STREET CAPITAL LLC|3667
INNT|INNOVATE BIOPHAR CMN|KCGM|VIRTU Americas LLC|19187
INNT|INNOVATE BIOPHAR CMN|LEHM|Barclays Capital Inc./Le|467298
INNT|INNOVATE BIOPHAR CMN|LIME|Lime Brokerage LLC|110313
INNT|INNOVATE BIOPHAR CMN|LMGP|LIME BROKERAGE LLC|16611
INNT|INNOVATE BIOPHAR CMN|LOOP|Loop Capital Markets LLC|2758
INNT|INNOVATE BIOPHAR CMN|LSCI|Lek Securities Corporation|200
INNT|INNOVATE BIOPHAR CMN|MACQ|Macquarie Capital (USA) Inc.|1714
INNT|INNOVATE BIOPHAR CMN|MAXM|Maxim Group LLC|2472
INNT|INNOVATE BIOPHAR CMN|MICA|Spartan Securities Group, Ltd.|12500
INNT|INNOVATE BIOPHAR CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25094
INNT|INNOVATE BIOPHAR CMN|MOTF|MOTIF INVESTING, INC.|12
INNT|INNOVATE BIOPHAR CMN|MSCO|MORGAN STANLEY & CO. LLC|708983
INNT|INNOVATE BIOPHAR CMN|MSPL|MORGAN STANLEY & CO. LLC|17300
INNT|INNOVATE BIOPHAR CMN|MSTX|MORGAN STANLEY & CO. LLC|21100
INNT|INNOVATE BIOPHAR CMN|NFSC|National Financial Services LLC|195656
INNT|INNOVATE BIOPHAR CMN|NITE|VIRTU Americas LLC|497131
INNT|INNOVATE BIOPHAR CMN|NITP|VIRTU Americas LLC|46216
INNT|INNOVATE BIOPHAR CMN|NQRB|Brut, LLC|1755
INNT|INNOVATE BIOPHAR CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
INNT|INNOVATE BIOPHAR CMN|PDQM|CODA MARKETS, INC.|92430
INNT|INNOVATE BIOPHAR CMN|POIN|PRECISION SECURITIES, LLC (POIN)|100
INNT|INNOVATE BIOPHAR CMN|PWJC|UBS Financial Services, Inc.|400
INNT|INNOVATE BIOPHAR CMN|RAJA|Raymond James & Associates, Inc.|372
INNT|INNOVATE BIOPHAR CMN|RBCM|RBC CAPITAL MARKETS, LLC|16395
INNT|INNOVATE BIOPHAR CMN|SAGL|SAGETRADER, LLC|19545
INNT|INNOVATE BIOPHAR CMN|SBSH|Citigroup Global Markets Inc.|129127
INNT|INNOVATE BIOPHAR CMN|SGMT|GOLDMAN SACHS & CO. LLC|14090
INNT|INNOVATE BIOPHAR CMN|SPDR|SPEEDROUTE LLC|6856
INNT|INNOVATE BIOPHAR CMN|SPTD|MINT GLOBAL MARKETS, INC.|3360
INNT|INNOVATE BIOPHAR CMN|STFL|Stifel, Nicolaus & Company, Incorporated|600
INNT|INNOVATE BIOPHAR CMN|STKP|STOCKPILE INVESTMENTS, INC.|4830
INNT|INNOVATE BIOPHAR CMN|SWIM|TD Ameritrade, Inc.|244648
INNT|INNOVATE BIOPHAR CMN|TKNG|ALLY INVEST SECURITIES LLC|6343
INNT|INNOVATE BIOPHAR CMN|TRCM|TRC MARKETS LLC|3387
INNT|INNOVATE BIOPHAR CMN|TWTT|TASTYWORKS, INC.|200
INNT|INNOVATE BIOPHAR CMN|UBSA|UBS SECURITIES LLC|135392
INNT|INNOVATE BIOPHAR CMN|UBSS|UBS Securities LLC|838026
INNT|INNOVATE BIOPHAR CMN|VALX|VIRTU AMERICAS LLC|1048
INNT|INNOVATE BIOPHAR CMN|VGRD|Vanguard Marketing Corporation|3874
INNT|INNOVATE BIOPHAR CMN|VSIN|Vision Financial Markets Llc|24301
INNT|INNOVATE BIOPHAR CMN|WCHV|WELLS FARGO SECURITIES, LLC|10696
INNT|INNOVATE BIOPHAR CMN|WDNX|WEEDEN & CO.L.P.|2718
INNT|INNOVATE BIOPHAR CMN|WEDB|WEDBUSH SECURITIES INC.|950
INNT|INNOVATE BIOPHAR CMN|WEED|Weeden & Co.L.P.|100
INNT|INNOVATE BIOPHAR CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3744
INNT|INNOVATE BIOPHAR CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|947
INNT|INNOVATE BIOPHAR CMN|WGIF|CIBC World Markets Inc.|1724
INNT|INNOVATE BIOPHAR CMN|WORD|Worden Capital Management LLC|500
INNT|INNOVATE BIOPHAR CMN|WSEA|WOLVERINE SECURITIES, LLC|21992
INNT|INNOVATE BIOPHAR CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
INNT|INNOVATE BIOPHAR CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|7837
INNT|INNOVATE BIOPHAR CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10276
INO|INOVIO PHARMA CMN|AGIS|Aegis Capital Corp.|600
INO|INOVIO PHARMA CMN|ALTX|Alternet Securities Inc.|3100
INO|INOVIO PHARMA CMN|APCC|Apex Clearing Corporation|1081
INO|INOVIO PHARMA CMN|BANK|Primevest Financial Services, Inc.|5300
INO|INOVIO PHARMA CMN|BATM|CBOE TRADING, INC.|2852
INO|INOVIO PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|2397
INO|INOVIO PHARMA CMN|BIMI|Banca IMI Securities Corp.|3924
INO|INOVIO PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12113
INO|INOVIO PHARMA CMN|BMOC|BMO Capital Markets Corp.|13115
INO|INOVIO PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|49601
INO|INOVIO PHARMA CMN|BTIG|BTIG, LLC|220527
INO|INOVIO PHARMA CMN|BYXM|CBOE TRADING, INC.|500
INO|INOVIO PHARMA CMN|CANT|Cantor Fitzgerald & Co.|354
INO|INOVIO PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|5430
INO|INOVIO PHARMA CMN|CHLM|Craig-Hallum Capital Group LLC|5000
INO|INOVIO PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12642
INO|INOVIO PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
INO|INOVIO PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|183464
INO|INOVIO PHARMA CMN|CTDL|Citadel Derivatives Group Llc|31745
INO|INOVIO PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28540
INO|INOVIO PHARMA CMN|DAVA|Davenport & Company LLC|400
INO|INOVIO PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|487460
INO|INOVIO PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|164100
INO|INOVIO PHARMA CMN|DBUL|Deutsche Bank Securities Inc.|200
INO|INOVIO PHARMA CMN|DEAN|MORGAN STANLEY|8030
INO|INOVIO PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|9334
INO|INOVIO PHARMA CMN|EBXL|EBX LLC|46400
INO|INOVIO PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|15835
INO|INOVIO PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|5898
INO|INOVIO PHARMA CMN|EGAM|CBOE TRADING, INC.|10323
INO|INOVIO PHARMA CMN|EGAW|CBOE TRADING, INC.|100
INO|INOVIO PHARMA CMN|EGXM|CBOE TRADING, INC.|8040
INO|INOVIO PHARMA CMN|EGXW|CBOE TRADING, INC.|537
INO|INOVIO PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|1962
INO|INOVIO PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20842
INO|INOVIO PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5152
INO|INOVIO PHARMA CMN|ETRS|E*Trade Securities LLC|609829
INO|INOVIO PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|394092
INO|INOVIO PHARMA CMN|FILL|Tradestation Securities, Inc.|50
INO|INOVIO PHARMA CMN|FMAF|NBCN Inc./ CDS|37011
INO|INOVIO PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|1303887
INO|INOVIO PHARMA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2320
INO|INOVIO PHARMA CMN|FQLS|Quantlab Securities LP|149429
INO|INOVIO PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35829
INO|INOVIO PHARMA CMN|FTBR|Foliofn Investments, Inc.|447
INO|INOVIO PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|73115
INO|INOVIO PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|10305
INO|INOVIO PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|1000008
INO|INOVIO PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|47522
INO|INOVIO PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|2715
INO|INOVIO PHARMA CMN|GTSZ|GTS SECURITIES LLC|11992
INO|INOVIO PHARMA CMN|HAPX|HAP Trading, LLC|400
INO|INOVIO PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|14222
INO|INOVIO PHARMA CMN|HSBC|HSBC Securities, Inc.|500
INO|INOVIO PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|15088
INO|INOVIO PHARMA CMN|IBKR|Interactive Brokers Llc|123818
INO|INOVIO PHARMA CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
INO|INOVIO PHARMA CMN|ICBX|INSTINET, LLC|23000
INO|INOVIO PHARMA CMN|IEQY|CITADEL SECURITIES LLC|145119
INO|INOVIO PHARMA CMN|INCA|INSTINET, LLC|157638
INO|INOVIO PHARMA CMN|INJX|INSTINET, LLC|7498
INO|INOVIO PHARMA CMN|ITGI|ITG Inc.|11119
INO|INOVIO PHARMA CMN|ITGP|ITG INC.|35200
INO|INOVIO PHARMA CMN|JANY|Janney Montgomery Scott Inc.|605
INO|INOVIO PHARMA CMN|JEFF|JEFFERIES LLC|9114
INO|INOVIO PHARMA CMN|JMPT|JUMP TRADING, LLC|50262
INO|INOVIO PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|9068
INO|INOVIO PHARMA CMN|JPMX|J.P. Morgan Securities LLC|167636
INO|INOVIO PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|150812
INO|INOVIO PHARMA CMN|KCGM|VIRTU Americas LLC|43862
INO|INOVIO PHARMA CMN|LEHM|Barclays Capital Inc./Le|563864
INO|INOVIO PHARMA CMN|LIME|Lime Brokerage LLC|429627
INO|INOVIO PHARMA CMN|LSCI|Lek Securities Corporation|500
INO|INOVIO PHARMA CMN|MAXM|Maxim Group LLC|30102
INO|INOVIO PHARMA CMN|MBTS|ALLY INVEST SECURITIES LLC|100
INO|INOVIO PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94564
INO|INOVIO PHARMA CMN|MOTF|MOTIF INVESTING, INC.|9
INO|INOVIO PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|2981166
INO|INOVIO PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|370200
INO|INOVIO PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|98800
INO|INOVIO PHARMA CMN|NFSC|National Financial Services LLC|1048147
INO|INOVIO PHARMA CMN|NITE|VIRTU Americas LLC|1472318
INO|INOVIO PHARMA CMN|NITP|VIRTU Americas LLC|28654
INO|INOVIO PHARMA CMN|NQRB|Brut, LLC|53381
INO|INOVIO PHARMA CMN|ONEL|O'NEIL SECURITIES, INCORPORATED|1000
INO|INOVIO PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|5113
INO|INOVIO PHARMA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
INO|INOVIO PHARMA CMN|PCPT|PHILLIP CAPITAL INC.|1500
INO|INOVIO PHARMA CMN|PDQM|CODA MARKETS, INC.|12031
INO|INOVIO PHARMA CMN|PHLY|NASDAQ Execution Services, LLC|4000
INO|INOVIO PHARMA CMN|PICT|Pictet Overseas Inc.|3832
INO|INOVIO PHARMA CMN|PWJC|UBS Financial Services, Inc.|9700
INO|INOVIO PHARMA CMN|RAJA|Raymond James & Associates, Inc.|24586
INO|INOVIO PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|30200
INO|INOVIO PHARMA CMN|RGLD|Regal Securities, Inc|150
INO|INOVIO PHARMA CMN|SAGL|SAGETRADER, LLC|100
INO|INOVIO PHARMA CMN|SAGW|SAGETRADER, LLC|28500
INO|INOVIO PHARMA CMN|SBSH|Citigroup Global Markets Inc.|304748
INO|INOVIO PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|65738
INO|INOVIO PHARMA CMN|SPDR|SPEEDROUTE LLC|654
INO|INOVIO PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|174935
INO|INOVIO PHARMA CMN|SWIM|TD Ameritrade, Inc.|215001
INO|INOVIO PHARMA CMN|SWST|Hilltop Securities Inc.|491
INO|INOVIO PHARMA CMN|TDFS|TRADERFIELD SECURITIES INC.|3400
INO|INOVIO PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|8820
INO|INOVIO PHARMA CMN|TRBT|Tradebot Systems, Inc.|128695
INO|INOVIO PHARMA CMN|TRCM|TRC MARKETS LLC|51836
INO|INOVIO PHARMA CMN|UBSA|UBS SECURITIES LLC|315542
INO|INOVIO PHARMA CMN|UBSS|UBS Securities LLC|1099120
INO|INOVIO PHARMA CMN|VALX|VIRTU AMERICAS LLC|155224
INO|INOVIO PHARMA CMN|VGRD|Vanguard Marketing Corporation|72262
INO|INOVIO PHARMA CMN|VSIN|Vision Financial Markets Llc|2142
INO|INOVIO PHARMA CMN|WABR|Wall Street Access|23600
INO|INOVIO PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|85707
INO|INOVIO PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|2
INO|INOVIO PHARMA CMN|WEED|Weeden & Co.L.P.|9600
INO|INOVIO PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5316
INO|INOVIO PHARMA CMN|WGIF|CIBC World Markets Inc.|17032
INO|INOVIO PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|6766
INO|INOVIO PHARMA CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
INO|INOVIO PHARMA CMN|XIST|INSTINET, LLC|6200
INO|INOVIO PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|22600
INO|INOVIO PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2100
INO|INOVIO PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13975
INOD|INNODATA INC|APCC|Apex Clearing Corporation|7402
INOD|INNODATA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3200
INOD|INNODATA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|338
INOD|INNODATA INC|DBAB|Deutsche Bank Securities Inc.|3133
INOD|INNODATA INC|DBAX|Deutsche Bank Securities Inc.|300
INOD|INNODATA INC|DEGS|RONIN PROFESSIONAL LLC|1700
INOD|INNODATA INC|EDJO|Edward D. Jones & Co., L.P.|200
INOD|INNODATA INC|ETRS|E*Trade Securities LLC|7709
INOD|INNODATA INC|FBCO|Credit Suisse Securities (USA) LLC|4987
INOD|INNODATA INC|FMAF|NBCN Inc./ CDS|1000
INOD|INNODATA INC|FOMA|TD AMERITRADE CLEARING, INC.|105281
INOD|INNODATA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92
INOD|INNODATA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|652
INOD|INNODATA INC|GSCO|GOLDMAN SACHS & CO. LLC|2517
INOD|INNODATA INC|GSLT|GOLDMAN SACHS & CO. LLC|46300
INOD|INNODATA INC|IATS|INTERACTIVE BROKERS LLC|682
INOD|INNODATA INC|IBKR|Interactive Brokers Llc|305003
INOD|INNODATA INC|INCA|INSTINET, LLC|1785
INOD|INNODATA INC|ITGI|ITG Inc.|200
INOD|INNODATA INC|LEHM|Barclays Capital Inc./Le|255
INOD|INNODATA INC|LIME|Lime Brokerage LLC|17184
INOD|INNODATA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
INOD|INNODATA INC|MSCO|MORGAN STANLEY & CO. LLC|76194
INOD|INNODATA INC|NFSC|National Financial Services LLC|14775
INOD|INNODATA INC|NITE|VIRTU Americas LLC|60600
INOD|INNODATA INC|PCPT|PHILLIP CAPITAL INC.|1900
INOD|INNODATA INC|RAJA|Raymond James & Associates, Inc.|1040
INOD|INNODATA INC|RBCM|RBC CAPITAL MARKETS, LLC|9894
INOD|INNODATA INC|RILY|B. RILEY FBR, INC.|200
INOD|INNODATA INC|SGMT|GOLDMAN SACHS & CO. LLC|100
INOD|INNODATA INC|SWST|Hilltop Securities Inc.|19292
INOD|INNODATA INC|TRCM|TRC MARKETS LLC|4843
INOD|INNODATA INC|UBSA|UBS SECURITIES LLC|20503
INOD|INNODATA INC|UBSS|UBS Securities LLC|131945
INOD|INNODATA INC|VALX|VIRTU AMERICAS LLC|1137
INOD|INNODATA INC|VGRD|Vanguard Marketing Corporation|1619
INOD|INNODATA INC|WCHV|WELLS FARGO SECURITIES, LLC|4899
INOD|INNODATA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26
INOD|INNODATA INC|WSEA|WOLVERINE SECURITIES, LLC|1179
INOV|INOVALON HLDGS CM A|ALTX|Alternet Securities Inc.|1300
INOV|INOVALON HLDGS CM A|APCC|Apex Clearing Corporation|1506
INOV|INOVALON HLDGS CM A|BARD|Robert W. Baird & Co. Incorporated|12588
INOV|INOVALON HLDGS CM A|BATM|CBOE TRADING, INC.|1300
INOV|INOVALON HLDGS CM A|BAYC|BAY CREST PARTNERS, LLC|1470
INOV|INOVALON HLDGS CM A|BBNT|BB&T SECURITIES, LLC|200
INOV|INOVALON HLDGS CM A|BERN|Sanford C. Bernstein & Co., LLC|70598
INOV|INOVALON HLDGS CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1602
INOV|INOVALON HLDGS CM A|BLKX|INSTINET, LLC|62200
INOV|INOVALON HLDGS CM A|BMOC|BMO Capital Markets Corp.|10596
INOV|INOVALON HLDGS CM A|BNPX|BNP PARIBAS SECURITIES CORP.|3839
INOV|INOVALON HLDGS CM A|BTIG|BTIG, LLC|257
INOV|INOVALON HLDGS CM A|BYXM|CBOE TRADING, INC.|600
INOV|INOVALON HLDGS CM A|BZYD|GOLDMAN SACHS & CO. LLC|1300
INOV|INOVALON HLDGS CM A|CANT|Cantor Fitzgerald & Co.|296
INOV|INOVALON HLDGS CM A|CBLC|CITIGROUP GLOBAL MARKETS INC.|45494
INOV|INOVALON HLDGS CM A|CHAS|Charles Schwab & Co., Inc.|1513
INOV|INOVALON HLDGS CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|216034
INOV|INOVALON HLDGS CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4100
INOV|INOVALON HLDGS CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|373994
INOV|INOVALON HLDGS CM A|CTDL|Citadel Derivatives Group Llc|11658
INOV|INOVALON HLDGS CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|49202
INOV|INOVALON HLDGS CM A|DBAB|Deutsche Bank Securities Inc.|196587
INOV|INOVALON HLDGS CM A|DBAX|Deutsche Bank Securities Inc.|337200
INOV|INOVALON HLDGS CM A|DEAN|MORGAN STANLEY|741
INOV|INOVALON HLDGS CM A|DEGS|RONIN PROFESSIONAL LLC|6096
INOV|INOVALON HLDGS CM A|EBXL|EBX LLC|148200
INOV|INOVALON HLDGS CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|20387
INOV|INOVALON HLDGS CM A|EDJO|Edward D. Jones & Co., L.P.|830
INOV|INOVALON HLDGS CM A|EGAM|CBOE TRADING, INC.|5228
INOV|INOVALON HLDGS CM A|EGXM|CBOE TRADING, INC.|400
INOV|INOVALON HLDGS CM A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2659
INOV|INOVALON HLDGS CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|896
INOV|INOVALON HLDGS CM A|ETRS|E*Trade Securities LLC|8216
INOV|INOVALON HLDGS CM A|FBCO|Credit Suisse Securities (USA) LLC|202230
INOV|INOVALON HLDGS CM A|FILL|Tradestation Securities, Inc.|750
INOV|INOVALON HLDGS CM A|FOMA|TD AMERITRADE CLEARING, INC.|96000
INOV|INOVALON HLDGS CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
INOV|INOVALON HLDGS CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|182805
INOV|INOVALON HLDGS CM A|FTBR|Foliofn Investments, Inc.|3
INOV|INOVALON HLDGS CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|19611
INOV|INOVALON HLDGS CM A|GLPX|ACS EXECUTION SERVICES, LLC|6630
INOV|INOVALON HLDGS CM A|GSCO|GOLDMAN SACHS & CO. LLC|482947
INOV|INOVALON HLDGS CM A|GSCS|GOLDMAN SACHS & CO. LLC|22679
INOV|INOVALON HLDGS CM A|GSLT|GOLDMAN SACHS & CO. LLC|1194
INOV|INOVALON HLDGS CM A|GTSZ|GTS SECURITIES LLC|44471
INOV|INOVALON HLDGS CM A|HRBF|American Enterprise Investment Services Inc.|252
INOV|INOVALON HLDGS CM A|IATS|INTERACTIVE BROKERS LLC|400
INOV|INOVALON HLDGS CM A|IBKR|Interactive Brokers Llc|50499
INOV|INOVALON HLDGS CM A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|263
INOV|INOVALON HLDGS CM A|ICBX|INSTINET, LLC|73312
INOV|INOVALON HLDGS CM A|IEQY|CITADEL SECURITIES LLC|5213
INOV|INOVALON HLDGS CM A|INCA|INSTINET, LLC|407864
INOV|INOVALON HLDGS CM A|INJX|INSTINET, LLC|15976
INOV|INOVALON HLDGS CM A|ITGI|ITG Inc.|25212
INOV|INOVALON HLDGS CM A|ITGP|ITG INC.|177400
INOV|INOVALON HLDGS CM A|JANY|Janney Montgomery Scott Inc.|1104
INOV|INOVALON HLDGS CM A|JEFF|JEFFERIES LLC|66014
INOV|INOVALON HLDGS CM A|JMPT|JUMP TRADING, LLC|15614
INOV|INOVALON HLDGS CM A|JPBX|J.P. MORGAN SECURITIES LLC|33562
INOV|INOVALON HLDGS CM A|JPMX|J.P. Morgan Securities LLC|518960
INOV|INOVALON HLDGS CM A|JSJX|JANE STREET CAPITAL LLC|9298
INOV|INOVALON HLDGS CM A|KCGM|VIRTU Americas LLC|58145
INOV|INOVALON HLDGS CM A|LEHM|Barclays Capital Inc./Le|1056507
INOV|INOVALON HLDGS CM A|LIME|Lime Brokerage LLC|215369
INOV|INOVALON HLDGS CM A|LOOP|Loop Capital Markets LLC|1600
INOV|INOVALON HLDGS CM A|LQNA|LIQUIDNET, INC.|46100
INOV|INOVALON HLDGS CM A|MAXM|Maxim Group LLC|7000
INOV|INOVALON HLDGS CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|381354
INOV|INOVALON HLDGS CM A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6210
INOV|INOVALON HLDGS CM A|MSCO|MORGAN STANLEY & CO. LLC|865521
INOV|INOVALON HLDGS CM A|MSPL|MORGAN STANLEY & CO. LLC|508700
INOV|INOVALON HLDGS CM A|MSTX|MORGAN STANLEY & CO. LLC|148000
INOV|INOVALON HLDGS CM A|NEED|Needham & Company, LLC|11693
INOV|INOVALON HLDGS CM A|NEUB|NEUBERGER BERMAN BD LLC|19530
INOV|INOVALON HLDGS CM A|NFSC|National Financial Services LLC|184833
INOV|INOVALON HLDGS CM A|NITE|VIRTU Americas LLC|224758
INOV|INOVALON HLDGS CM A|NITP|VIRTU Americas LLC|30850
INOV|INOVALON HLDGS CM A|NQRB|Brut, LLC|3687
INOV|INOVALON HLDGS CM A|OPCO|Oppenheimer & Co. Inc.|293
INOV|INOVALON HLDGS CM A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4010
INOV|INOVALON HLDGS CM A|PCFF|Pacific International Securities Inc./CDS|770
INOV|INOVALON HLDGS CM A|PDQM|CODA MARKETS, INC.|24894
INOV|INOVALON HLDGS CM A|PIPR|Piper Jaffray & Co.|37207
INOV|INOVALON HLDGS CM A|PWJC|UBS Financial Services, Inc.|6300
INOV|INOVALON HLDGS CM A|RAJA|Raymond James & Associates, Inc.|331
INOV|INOVALON HLDGS CM A|RBCM|RBC CAPITAL MARKETS, LLC|4594
INOV|INOVALON HLDGS CM A|SAGL|SAGETRADER, LLC|184
INOV|INOVALON HLDGS CM A|SAGW|SAGETRADER, LLC|10698
INOV|INOVALON HLDGS CM A|SALI|INTL FCSTONE FINANCIAL INC.|71
INOV|INOVALON HLDGS CM A|SBSH|Citigroup Global Markets Inc.|101542
INOV|INOVALON HLDGS CM A|SGMT|GOLDMAN SACHS & CO. LLC|132362
INOV|INOVALON HLDGS CM A|SPDR|SPEEDROUTE LLC|5400
INOV|INOVALON HLDGS CM A|STFL|Stifel, Nicolaus & Company, Incorporated|30
INOV|INOVALON HLDGS CM A|SWIM|TD Ameritrade, Inc.|15074
INOV|INOVALON HLDGS CM A|SWST|Hilltop Securities Inc.|3800
INOV|INOVALON HLDGS CM A|TKNG|ALLY INVEST SECURITIES LLC|2915
INOV|INOVALON HLDGS CM A|TMBR|Timber Hill LLC|100
INOV|INOVALON HLDGS CM A|TRBT|Tradebot Systems, Inc.|6621
INOV|INOVALON HLDGS CM A|TRCM|TRC MARKETS LLC|48429
INOV|INOVALON HLDGS CM A|UBSS|UBS Securities LLC|820874
INOV|INOVALON HLDGS CM A|VALX|VIRTU AMERICAS LLC|57436
INOV|INOVALON HLDGS CM A|VGRD|Vanguard Marketing Corporation|3751
INOV|INOVALON HLDGS CM A|WBLR|WILLIAM BLAIR|250
INOV|INOVALON HLDGS CM A|WBPX|SUMMIT SECURITIES GROUP, LLC|800
INOV|INOVALON HLDGS CM A|WCHV|WELLS FARGO SECURITIES, LLC|42456
INOV|INOVALON HLDGS CM A|WEDB|WEDBUSH SECURITIES INC.|1279
INOV|INOVALON HLDGS CM A|WEED|Weeden & Co.L.P.|4300
INOV|INOVALON HLDGS CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|169
INOV|INOVALON HLDGS CM A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1857
INOV|INOVALON HLDGS CM A|WGIF|CIBC World Markets Inc.|6
INOV|INOVALON HLDGS CM A|WSEA|WOLVERINE SECURITIES, LLC|1809
INOV|INOVALON HLDGS CM A|XIST|INSTINET, LLC|110416
INOV|INOVALON HLDGS CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|31122
INOV|INOVALON HLDGS CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1034
INPX|INPIXON CMN STK|ADAM|CANACCORD GENUITY INC.|5100
INPX|INPIXON CMN STK|ALTX|Alternet Securities Inc.|800
INPX|INPIXON CMN STK|APCC|Apex Clearing Corporation|145859
INPX|INPIXON CMN STK|BATM|CBOE TRADING, INC.|6450
INPX|INPIXON CMN STK|BIMI|Banca IMI Securities Corp.|99950
INPX|INPIXON CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41453
INPX|INPIXON CMN STK|BTIG|BTIG, LLC|351283
INPX|INPIXON CMN STK|BYXM|CBOE TRADING, INC.|13913
INPX|INPIXON CMN STK|CHAS|Charles Schwab & Co., Inc.|5700
INPX|INPIXON CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|730284
INPX|INPIXON CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13054
INPX|INPIXON CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|62307
INPX|INPIXON CMN STK|CRFN|ROBINHOOD FINANCIAL, LLC|500
INPX|INPIXON CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|515926
INPX|INPIXON CMN STK|CTDL|Citadel Derivatives Group Llc|100
INPX|INPIXON CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|593662
INPX|INPIXON CMN STK|DBAB|Deutsche Bank Securities Inc.|1830
INPX|INPIXON CMN STK|DBAX|Deutsche Bank Securities Inc.|316100
INPX|INPIXON CMN STK|DEAN|MORGAN STANLEY|800
INPX|INPIXON CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|293470
INPX|INPIXON CMN STK|EBXL|EBX LLC|656100
INPX|INPIXON CMN STK|EGAM|CBOE TRADING, INC.|5000
INPX|INPIXON CMN STK|EGXM|CBOE TRADING, INC.|6749
INPX|INPIXON CMN STK|EGXW|CBOE TRADING, INC.|200
INPX|INPIXON CMN STK|ETRS|E*Trade Securities LLC|1788684
INPX|INPIXON CMN STK|FBCO|Credit Suisse Securities (USA) LLC|1276606
INPX|INPIXON CMN STK|FILL|Tradestation Securities, Inc.|7734
INPX|INPIXON CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|3025385
INPX|INPIXON CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22270
INPX|INPIXON CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|23865
INPX|INPIXON CMN STK|GLIS|TD Securities Inc|48
INPX|INPIXON CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|75997
INPX|INPIXON CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|125404
INPX|INPIXON CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|319258
INPX|INPIXON CMN STK|HRBF|American Enterprise Investment Services Inc.|11180
INPX|INPIXON CMN STK|IATS|INTERACTIVE BROKERS LLC|7810
INPX|INPIXON CMN STK|IBKR|Interactive Brokers Llc|1000555
INPX|INPIXON CMN STK|ICBX|INSTINET, LLC|146838
INPX|INPIXON CMN STK|INCA|INSTINET, LLC|570450
INPX|INPIXON CMN STK|INJX|INSTINET, LLC|98987
INPX|INPIXON CMN STK|ITGI|ITG Inc.|17372
INPX|INPIXON CMN STK|ITGP|ITG INC.|7200
INPX|INPIXON CMN STK|JEFF|JEFFERIES LLC|262157
INPX|INPIXON CMN STK|JMPT|JUMP TRADING, LLC|9885
INPX|INPIXON CMN STK|JONE|JonesTrading|117088
INPX|INPIXON CMN STK|JPMX|J.P. Morgan Securities LLC|230692
INPX|INPIXON CMN STK|KCGM|VIRTU Americas LLC|339049
INPX|INPIXON CMN STK|LAFC|R. F. Lafferty & Co., Inc.|10000
INPX|INPIXON CMN STK|LEHM|Barclays Capital Inc./Le|888931
INPX|INPIXON CMN STK|LIME|Lime Brokerage LLC|539
INPX|INPIXON CMN STK|LSCI|Lek Securities Corporation|450
INPX|INPIXON CMN STK|MAXM|Maxim Group LLC|752520
INPX|INPIXON CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|273356
INPX|INPIXON CMN STK|MOTF|MOTIF INVESTING, INC.|2
INPX|INPIXON CMN STK|MSCO|MORGAN STANLEY & CO. LLC|1886376
INPX|INPIXON CMN STK|MSPL|MORGAN STANLEY & CO. LLC|8200
INPX|INPIXON CMN STK|NFSC|National Financial Services LLC|1502772
INPX|INPIXON CMN STK|NITE|VIRTU Americas LLC|5203570
INPX|INPIXON CMN STK|NITP|VIRTU Americas LLC|100
INPX|INPIXON CMN STK|NORT|Northland Securities, Inc.|233259
INPX|INPIXON CMN STK|NQRB|Brut, LLC|88336
INPX|INPIXON CMN STK|PDQM|CODA MARKETS, INC.|1435966
INPX|INPIXON CMN STK|RAJA|Raymond James & Associates, Inc.|3000
INPX|INPIXON CMN STK|SAGL|SAGETRADER, LLC|6000
INPX|INPIXON CMN STK|SBSH|Citigroup Global Markets Inc.|146515
INPX|INPIXON CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|156934
INPX|INPIXON CMN STK|SPDR|SPEEDROUTE LLC|182679
INPX|INPIXON CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|9970
INPX|INPIXON CMN STK|SWIM|TD Ameritrade, Inc.|904533
INPX|INPIXON CMN STK|TKNG|ALLY INVEST SECURITIES LLC|76718
INPX|INPIXON CMN STK|TTUC|CUTTONE & CO., INC.|700
INPX|INPIXON CMN STK|UBSA|UBS SECURITIES LLC|1426011
INPX|INPIXON CMN STK|UBSS|UBS Securities LLC|1268438
INPX|INPIXON CMN STK|VGRD|Vanguard Marketing Corporation|101870
INPX|INPIXON CMN STK|VSIN|Vision Financial Markets Llc|108691
INPX|INPIXON CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|35614
INPX|INPIXON CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|87945
INPX|INPIXON CMN STK|WGIF|CIBC World Markets Inc.|77800
INPX|INPIXON CMN STK|WSEA|WOLVERINE SECURITIES, LLC|755751
INPX|INPIXON CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|63800
INR|MARKET VECTORS RUPEE|APCC|Apex Clearing Corporation|2
INR|MARKET VECTORS RUPEE|IBKR|Interactive Brokers Llc|15
INR|MARKET VECTORS RUPEE|JSJX|JANE STREET CAPITAL LLC|15
INR|MARKET VECTORS RUPEE|NITE|VIRTU Americas LLC|3
INR|MARKET VECTORS RUPEE|SWIM|TD Ameritrade, Inc.|300
INS|INTELLIGENT SYS CP|APCC|Apex Clearing Corporation|108
INS|INTELLIGENT SYS CP|BATM|CBOE TRADING, INC.|2303
INS|INTELLIGENT SYS CP|BTIG|BTIG, LLC|300
INS|INTELLIGENT SYS CP|CANT|Cantor Fitzgerald & Co.|236
INS|INTELLIGENT SYS CP|CHAS|Charles Schwab & Co., Inc.|1000
INS|INTELLIGENT SYS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
INS|INTELLIGENT SYS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
INS|INTELLIGENT SYS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
INS|INTELLIGENT SYS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
INS|INTELLIGENT SYS CP|DBAB|Deutsche Bank Securities Inc.|400
INS|INTELLIGENT SYS CP|DBAX|Deutsche Bank Securities Inc.|300
INS|INTELLIGENT SYS CP|EBXL|EBX LLC|500
INS|INTELLIGENT SYS CP|EGXM|CBOE TRADING, INC.|1500
INS|INTELLIGENT SYS CP|ETRS|E*Trade Securities LLC|33038
INS|INTELLIGENT SYS CP|FILL|Tradestation Securities, Inc.|500
INS|INTELLIGENT SYS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|630
INS|INTELLIGENT SYS CP|FTBR|Foliofn Investments, Inc.|2135
INS|INTELLIGENT SYS CP|GLPX|ACS EXECUTION SERVICES, LLC|600
INS|INTELLIGENT SYS CP|GSCO|GOLDMAN SACHS & CO. LLC|1603
INS|INTELLIGENT SYS CP|GSLT|GOLDMAN SACHS & CO. LLC|400
INS|INTELLIGENT SYS CP|GTSZ|GTS SECURITIES LLC|759
INS|INTELLIGENT SYS CP|IATS|INTERACTIVE BROKERS LLC|2200
INS|INTELLIGENT SYS CP|IBKR|Interactive Brokers Llc|9757
INS|INTELLIGENT SYS CP|INCA|INSTINET, LLC|2300
INS|INTELLIGENT SYS CP|INJX|INSTINET, LLC|100
INS|INTELLIGENT SYS CP|ITGI|ITG Inc.|2500
INS|INTELLIGENT SYS CP|ITGP|ITG INC.|2400
INS|INTELLIGENT SYS CP|JEFF|JEFFERIES LLC|700
INS|INTELLIGENT SYS CP|JPMX|J.P. Morgan Securities LLC|600
INS|INTELLIGENT SYS CP|KCGM|VIRTU Americas LLC|501
INS|INTELLIGENT SYS CP|LEHM|Barclays Capital Inc./Le|800
INS|INTELLIGENT SYS CP|LIME|Lime Brokerage LLC|1254
INS|INTELLIGENT SYS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
INS|INTELLIGENT SYS CP|MOTF|MOTIF INVESTING, INC.|1
INS|INTELLIGENT SYS CP|MSCO|MORGAN STANLEY & CO. LLC|4786
INS|INTELLIGENT SYS CP|NFSC|National Financial Services LLC|19812
INS|INTELLIGENT SYS CP|NITE|VIRTU Americas LLC|59730
INS|INTELLIGENT SYS CP|OPCO|Oppenheimer & Co. Inc.|1000
INS|INTELLIGENT SYS CP|PDQM|CODA MARKETS, INC.|300
INS|INTELLIGENT SYS CP|SBSH|Citigroup Global Markets Inc.|113
INS|INTELLIGENT SYS CP|SGMT|GOLDMAN SACHS & CO. LLC|2600
INS|INTELLIGENT SYS CP|SWIM|TD Ameritrade, Inc.|36108
INS|INTELLIGENT SYS CP|TKNG|ALLY INVEST SECURITIES LLC|17
INS|INTELLIGENT SYS CP|UBSA|UBS SECURITIES LLC|6002
INS|INTELLIGENT SYS CP|UBSS|UBS Securities LLC|3640
INS|INTELLIGENT SYS CP|VALX|VIRTU AMERICAS LLC|200
INS|INTELLIGENT SYS CP|VGRD|Vanguard Marketing Corporation|22
INS|INTELLIGENT SYS CP|WCHV|WELLS FARGO SECURITIES, LLC|130
INS|INTELLIGENT SYS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|189
INS|INTELLIGENT SYS CP|WSEA|WOLVERINE SECURITIES, LLC|255
INS|INTELLIGENT SYS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|420
INS|INTELLIGENT SYS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|95
INSE|INSPIRED ENTMT CMN|APCC|Apex Clearing Corporation|18030
INSE|INSPIRED ENTMT CMN|BAYC|BAY CREST PARTNERS, LLC|856
INSE|INSPIRED ENTMT CMN|BERN|Sanford C. Bernstein & Co., LLC|8400
INSE|INSPIRED ENTMT CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13801
INSE|INSPIRED ENTMT CMN|BMOC|BMO Capital Markets Corp.|1459
INSE|INSPIRED ENTMT CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1060
INSE|INSPIRED ENTMT CMN|BTIG|BTIG, LLC|1731
INSE|INSPIRED ENTMT CMN|CANT|Cantor Fitzgerald & Co.|13265
INSE|INSPIRED ENTMT CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30523
INSE|INSPIRED ENTMT CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2119
INSE|INSPIRED ENTMT CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20251
INSE|INSPIRED ENTMT CMN|CTDL|Citadel Derivatives Group Llc|512
INSE|INSPIRED ENTMT CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4580
INSE|INSPIRED ENTMT CMN|DBAB|Deutsche Bank Securities Inc.|102247
INSE|INSPIRED ENTMT CMN|DBAX|Deutsche Bank Securities Inc.|17500
INSE|INSPIRED ENTMT CMN|DEAN|MORGAN STANLEY|2300
INSE|INSPIRED ENTMT CMN|DEGS|RONIN PROFESSIONAL LLC|7463
INSE|INSPIRED ENTMT CMN|EBXL|EBX LLC|15100
INSE|INSPIRED ENTMT CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|152
INSE|INSPIRED ENTMT CMN|EGXM|CBOE TRADING, INC.|200
INSE|INSPIRED ENTMT CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|748
INSE|INSPIRED ENTMT CMN|ETRS|E*Trade Securities LLC|8516
INSE|INSPIRED ENTMT CMN|FBCO|Credit Suisse Securities (USA) LLC|22609
INSE|INSPIRED ENTMT CMN|FOMA|TD AMERITRADE CLEARING, INC.|12100
INSE|INSPIRED ENTMT CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3568
INSE|INSPIRED ENTMT CMN|FTBR|Foliofn Investments, Inc.|2571
INSE|INSPIRED ENTMT CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2056
INSE|INSPIRED ENTMT CMN|GLPX|ACS EXECUTION SERVICES, LLC|100
INSE|INSPIRED ENTMT CMN|GSCO|GOLDMAN SACHS & CO. LLC|218550
INSE|INSPIRED ENTMT CMN|GSLT|GOLDMAN SACHS & CO. LLC|784
INSE|INSPIRED ENTMT CMN|GTSZ|GTS SECURITIES LLC|6133
INSE|INSPIRED ENTMT CMN|IBKR|Interactive Brokers Llc|10517
INSE|INSPIRED ENTMT CMN|ICBX|INSTINET, LLC|7100
INSE|INSPIRED ENTMT CMN|IEQY|CITADEL SECURITIES LLC|219
INSE|INSPIRED ENTMT CMN|IMPC|Imperial Capital, LLC|495
INSE|INSPIRED ENTMT CMN|INCA|INSTINET, LLC|224184
INSE|INSPIRED ENTMT CMN|INJX|INSTINET, LLC|3881
INSE|INSPIRED ENTMT CMN|ITGI|ITG Inc.|28391
INSE|INSPIRED ENTMT CMN|ITGP|ITG INC.|14600
INSE|INSPIRED ENTMT CMN|JEFF|JEFFERIES LLC|3123
INSE|INSPIRED ENTMT CMN|JMPT|JUMP TRADING, LLC|500
INSE|INSPIRED ENTMT CMN|JPMX|J.P. Morgan Securities LLC|48297
INSE|INSPIRED ENTMT CMN|JSJX|JANE STREET CAPITAL LLC|557
INSE|INSPIRED ENTMT CMN|KCGM|VIRTU Americas LLC|5210
INSE|INSPIRED ENTMT CMN|LEHM|Barclays Capital Inc./Le|124428
INSE|INSPIRED ENTMT CMN|LIME|Lime Brokerage LLC|53618
INSE|INSPIRED ENTMT CMN|LMGP|LIME BROKERAGE LLC|1300
INSE|INSPIRED ENTMT CMN|LQNA|LIQUIDNET, INC.|5000
INSE|INSPIRED ENTMT CMN|MACQ|Macquarie Capital (USA) Inc.|178018
INSE|INSPIRED ENTMT CMN|MAXM|Maxim Group LLC|284
INSE|INSPIRED ENTMT CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14844
INSE|INSPIRED ENTMT CMN|MSCO|MORGAN STANLEY & CO. LLC|273909
INSE|INSPIRED ENTMT CMN|MSPL|MORGAN STANLEY & CO. LLC|18300
INSE|INSPIRED ENTMT CMN|MSTX|MORGAN STANLEY & CO. LLC|16700
INSE|INSPIRED ENTMT CMN|NFSC|National Financial Services LLC|21217
INSE|INSPIRED ENTMT CMN|NITE|VIRTU Americas LLC|73318
INSE|INSPIRED ENTMT CMN|PDQM|CODA MARKETS, INC.|1564
INSE|INSPIRED ENTMT CMN|PNSR|Penserra Securities, LLC|2429
INSE|INSPIRED ENTMT CMN|RGLD|Regal Securities, Inc|9196
INSE|INSPIRED ENTMT CMN|SBSH|Citigroup Global Markets Inc.|146875
INSE|INSPIRED ENTMT CMN|SGMT|GOLDMAN SACHS & CO. LLC|7551
INSE|INSPIRED ENTMT CMN|SPDR|SPEEDROUTE LLC|3150
INSE|INSPIRED ENTMT CMN|STFL|Stifel, Nicolaus & Company, Incorporated|8161
INSE|INSPIRED ENTMT CMN|SWIM|TD Ameritrade, Inc.|16498
INSE|INSPIRED ENTMT CMN|TRBT|Tradebot Systems, Inc.|152
INSE|INSPIRED ENTMT CMN|TRCM|TRC MARKETS LLC|1761
INSE|INSPIRED ENTMT CMN|UBSA|UBS SECURITIES LLC|94696
INSE|INSPIRED ENTMT CMN|UBSS|UBS Securities LLC|418867
INSE|INSPIRED ENTMT CMN|VALX|VIRTU AMERICAS LLC|394
INSE|INSPIRED ENTMT CMN|WCHV|WELLS FARGO SECURITIES, LLC|4696
INSE|INSPIRED ENTMT CMN|WEED|Weeden & Co.L.P.|10
INSE|INSPIRED ENTMT CMN|WSEA|WOLVERINE SECURITIES, LLC|9
INSE|INSPIRED ENTMT CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
INSE|INSPIRED ENTMT CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
INSG|INSEEGO CORP. CMN|ALTX|Alternet Securities Inc.|2622
INSG|INSEEGO CORP. CMN|APCC|Apex Clearing Corporation|644
INSG|INSEEGO CORP. CMN|BANK|Primevest Financial Services, Inc.|95
INSG|INSEEGO CORP. CMN|BATM|CBOE TRADING, INC.|220
INSG|INSEEGO CORP. CMN|BERN|Sanford C. Bernstein & Co., LLC|665
INSG|INSEEGO CORP. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
INSG|INSEEGO CORP. CMN|CHAS|Charles Schwab & Co., Inc.|5264
INSG|INSEEGO CORP. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3238
INSG|INSEEGO CORP. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
INSG|INSEEGO CORP. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59821
INSG|INSEEGO CORP. CMN|CTDL|Citadel Derivatives Group Llc|854
INSG|INSEEGO CORP. CMN|CTLR|CUTLER GROUP, LP|372
INSG|INSEEGO CORP. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|19284
INSG|INSEEGO CORP. CMN|DBAB|Deutsche Bank Securities Inc.|16698
INSG|INSEEGO CORP. CMN|DBAX|Deutsche Bank Securities Inc.|10200
INSG|INSEEGO CORP. CMN|DEAN|MORGAN STANLEY|50
INSG|INSEEGO CORP. CMN|DEGS|RONIN PROFESSIONAL LLC|21849
INSG|INSEEGO CORP. CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5716
INSG|INSEEGO CORP. CMN|EBXL|EBX LLC|15800
INSG|INSEEGO CORP. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1800
INSG|INSEEGO CORP. CMN|EDJO|Edward D. Jones & Co., L.P.|4600
INSG|INSEEGO CORP. CMN|EGAM|CBOE TRADING, INC.|3774
INSG|INSEEGO CORP. CMN|EGXM|CBOE TRADING, INC.|4
INSG|INSEEGO CORP. CMN|ETBE|Electronic Transaction Clearing, Inc.|100
INSG|INSEEGO CORP. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1662
INSG|INSEEGO CORP. CMN|ETRS|E*Trade Securities LLC|309850
INSG|INSEEGO CORP. CMN|FBCO|Credit Suisse Securities (USA) LLC|17480
INSG|INSEEGO CORP. CMN|FILL|Tradestation Securities, Inc.|2991
INSG|INSEEGO CORP. CMN|FOMA|TD AMERITRADE CLEARING, INC.|205220
INSG|INSEEGO CORP. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12085
INSG|INSEEGO CORP. CMN|FTBR|Foliofn Investments, Inc.|405
INSG|INSEEGO CORP. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7102
INSG|INSEEGO CORP. CMN|GLPX|ACS EXECUTION SERVICES, LLC|8674
INSG|INSEEGO CORP. CMN|GSCO|GOLDMAN SACHS & CO. LLC|30655
INSG|INSEEGO CORP. CMN|GSLT|GOLDMAN SACHS & CO. LLC|1625
INSG|INSEEGO CORP. CMN|GTSZ|GTS SECURITIES LLC|1723
INSG|INSEEGO CORP. CMN|HRBF|American Enterprise Investment Services Inc.|850
INSG|INSEEGO CORP. CMN|IATS|INTERACTIVE BROKERS LLC|1550
INSG|INSEEGO CORP. CMN|IBKR|Interactive Brokers Llc|39951
INSG|INSEEGO CORP. CMN|ICBX|INSTINET, LLC|12800
INSG|INSEEGO CORP. CMN|INCA|INSTINET, LLC|21854
INSG|INSEEGO CORP. CMN|INJX|INSTINET, LLC|20338
INSG|INSEEGO CORP. CMN|ITGI|ITG Inc.|7222
INSG|INSEEGO CORP. CMN|ITGP|ITG INC.|30600
INSG|INSEEGO CORP. CMN|JEFF|JEFFERIES LLC|74221
INSG|INSEEGO CORP. CMN|JMPT|JUMP TRADING, LLC|1320
INSG|INSEEGO CORP. CMN|JPMX|J.P. Morgan Securities LLC|11836
INSG|INSEEGO CORP. CMN|JSJX|JANE STREET CAPITAL LLC|10854
INSG|INSEEGO CORP. CMN|KCGM|VIRTU Americas LLC|12550
INSG|INSEEGO CORP. CMN|LEHM|Barclays Capital Inc./Le|16599
INSG|INSEEGO CORP. CMN|LIME|Lime Brokerage LLC|40741
INSG|INSEEGO CORP. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
INSG|INSEEGO CORP. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16235
INSG|INSEEGO CORP. CMN|MSCO|MORGAN STANLEY & CO. LLC|403913
INSG|INSEEGO CORP. CMN|MSPL|MORGAN STANLEY & CO. LLC|13900
INSG|INSEEGO CORP. CMN|MSTX|MORGAN STANLEY & CO. LLC|3800
INSG|INSEEGO CORP. CMN|NFSC|National Financial Services LLC|211709
INSG|INSEEGO CORP. CMN|NITE|VIRTU Americas LLC|391529
INSG|INSEEGO CORP. CMN|NQRB|Brut, LLC|1800
INSG|INSEEGO CORP. CMN|OPCO|Oppenheimer & Co. Inc.|19871
INSG|INSEEGO CORP. CMN|PDQM|CODA MARKETS, INC.|7447
INSG|INSEEGO CORP. CMN|RBCM|RBC CAPITAL MARKETS, LLC|9020
INSG|INSEEGO CORP. CMN|RGLD|Regal Securities, Inc|4900
INSG|INSEEGO CORP. CMN|SBSH|Citigroup Global Markets Inc.|18175
INSG|INSEEGO CORP. CMN|SGMT|GOLDMAN SACHS & CO. LLC|11550
INSG|INSEEGO CORP. CMN|SPDR|SPEEDROUTE LLC|500
INSG|INSEEGO CORP. CMN|SWIM|TD Ameritrade, Inc.|40226
INSG|INSEEGO CORP. CMN|TKNG|ALLY INVEST SECURITIES LLC|638
INSG|INSEEGO CORP. CMN|TMBR|Timber Hill LLC|100
INSG|INSEEGO CORP. CMN|TRBT|Tradebot Systems, Inc.|1160
INSG|INSEEGO CORP. CMN|TRCM|TRC MARKETS LLC|18397
INSG|INSEEGO CORP. CMN|UBSA|UBS SECURITIES LLC|122308
INSG|INSEEGO CORP. CMN|UBSS|UBS Securities LLC|171449
INSG|INSEEGO CORP. CMN|VGRD|Vanguard Marketing Corporation|90138
INSG|INSEEGO CORP. CMN|WCHV|WELLS FARGO SECURITIES, LLC|1399
INSG|INSEEGO CORP. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|856
INSG|INSEEGO CORP. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8238
INSG|INSEEGO CORP. CMN|WGIF|CIBC World Markets Inc.|300
INSG|INSEEGO CORP. CMN|WSEA|WOLVERINE SECURITIES, LLC|4792
INSG|INSEEGO CORP. CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|7415
INSG|INSEEGO CORP. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
INSG|INSEEGO CORP. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
INSG|INSEEGO CORP. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8000
INSI|INSIGHT SELECT INCM|ALTX|Alternet Securities Inc.|200
INSI|INSIGHT SELECT INCM|BARD|Robert W. Baird & Co. Incorporated|3600
INSI|INSIGHT SELECT INCM|BBNT|BB&T SECURITIES, LLC|219
INSI|INSIGHT SELECT INCM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|351
INSI|INSIGHT SELECT INCM|BTIG|BTIG, LLC|3896
INSI|INSIGHT SELECT INCM|CANT|Cantor Fitzgerald & Co.|918
INSI|INSIGHT SELECT INCM|CHAS|Charles Schwab & Co., Inc.|3
INSI|INSIGHT SELECT INCM|CIST|Capital Institutional Services, Inc.|2833
INSI|INSIGHT SELECT INCM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3900
INSI|INSIGHT SELECT INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
INSI|INSIGHT SELECT INCM|DADA|D.A. Davidson & Co.|233
INSI|INSIGHT SELECT INCM|DBAX|Deutsche Bank Securities Inc.|1500
INSI|INSIGHT SELECT INCM|DEAN|MORGAN STANLEY|1048
INSI|INSIGHT SELECT INCM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17126
INSI|INSIGHT SELECT INCM|EBXL|EBX LLC|800
INSI|INSIGHT SELECT INCM|ECUT|CONVERGEX EXECUTION SOLUTIONS|288
INSI|INSIGHT SELECT INCM|EDJO|Edward D. Jones & Co., L.P.|19797
INSI|INSIGHT SELECT INCM|EGXM|CBOE TRADING, INC.|100
INSI|INSIGHT SELECT INCM|ETRS|E*Trade Securities LLC|966
INSI|INSIGHT SELECT INCM|FINX|FINTECH SECURITIES|2000
INSI|INSIGHT SELECT INCM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2800
INSI|INSIGHT SELECT INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15761
INSI|INSIGHT SELECT INCM|FTBR|Foliofn Investments, Inc.|15
INSI|INSIGHT SELECT INCM|GSCO|GOLDMAN SACHS & CO. LLC|3074
INSI|INSIGHT SELECT INCM|GSCS|GOLDMAN SACHS & CO. LLC|694
INSI|INSIGHT SELECT INCM|GSLT|GOLDMAN SACHS & CO. LLC|200
INSI|INSIGHT SELECT INCM|GTSZ|GTS SECURITIES LLC|400
INSI|INSIGHT SELECT INCM|HRBF|American Enterprise Investment Services Inc.|9
INSI|INSIGHT SELECT INCM|IATS|INTERACTIVE BROKERS LLC|2800
INSI|INSIGHT SELECT INCM|IBKR|Interactive Brokers Llc|4429
INSI|INSIGHT SELECT INCM|ICBX|INSTINET, LLC|1500
INSI|INSIGHT SELECT INCM|INCA|INSTINET, LLC|1800
INSI|INSIGHT SELECT INCM|ITGI|ITG Inc.|1985
INSI|INSIGHT SELECT INCM|ITGP|ITG INC.|3000
INSI|INSIGHT SELECT INCM|JPMX|J.P. Morgan Securities LLC|400
INSI|INSIGHT SELECT INCM|KCGM|VIRTU Americas LLC|1000
INSI|INSIGHT SELECT INCM|LEHM|Barclays Capital Inc./Le|600
INSI|INSIGHT SELECT INCM|LIME|Lime Brokerage LLC|400
INSI|INSIGHT SELECT INCM|MACC|Mid Atlantic Capital Corporation|22
INSI|INSIGHT SELECT INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
INSI|INSIGHT SELECT INCM|MSCO|MORGAN STANLEY & CO. LLC|11513
INSI|INSIGHT SELECT INCM|MSPL|MORGAN STANLEY & CO. LLC|1100
INSI|INSIGHT SELECT INCM|NATL|National Securities Corporation|637117
INSI|INSIGHT SELECT INCM|NFSC|National Financial Services LLC|13100
INSI|INSIGHT SELECT INCM|NITE|VIRTU Americas LLC|49369
INSI|INSIGHT SELECT INCM|OPCO|Oppenheimer & Co. Inc.|2900
INSI|INSIGHT SELECT INCM|PWJC|UBS Financial Services, Inc.|2512
INSI|INSIGHT SELECT INCM|RBCM|RBC CAPITAL MARKETS, LLC|422
INSI|INSIGHT SELECT INCM|SBSH|Citigroup Global Markets Inc.|10282
INSI|INSIGHT SELECT INCM|SGMT|GOLDMAN SACHS & CO. LLC|1094
INSI|INSIGHT SELECT INCM|STFL|Stifel, Nicolaus & Company, Incorporated|1136
INSI|INSIGHT SELECT INCM|SWIM|TD Ameritrade, Inc.|200
INSI|INSIGHT SELECT INCM|SWST|Hilltop Securities Inc.|16873
INSI|INSIGHT SELECT INCM|TRBT|Tradebot Systems, Inc.|2117
INSI|INSIGHT SELECT INCM|UBSA|UBS SECURITIES LLC|11707
INSI|INSIGHT SELECT INCM|UBSS|UBS Securities LLC|30244
INSI|INSIGHT SELECT INCM|VGRD|Vanguard Marketing Corporation|5
INSI|INSIGHT SELECT INCM|WCHV|WELLS FARGO SECURITIES, LLC|43586
INSI|INSIGHT SELECT INCM|WEDB|WEDBUSH SECURITIES INC.|105
INSI|INSIGHT SELECT INCM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7384
INSI|INSIGHT SELECT INCM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
INSI|INSIGHT SELECT INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2662
INSM|INSMED INC|ADAM|CANACCORD GENUITY INC.|79792
INSM|INSMED INC|ALTX|Alternet Securities Inc.|6388
INSM|INSMED INC|APCC|Apex Clearing Corporation|84
INSM|INSMED INC|BATM|CBOE TRADING, INC.|4335
INSM|INSMED INC|BERN|Sanford C. Bernstein & Co., LLC|32112
INSM|INSMED INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2657
INSM|INSMED INC|BMOC|BMO Capital Markets Corp.|12222
INSM|INSMED INC|BNPX|BNP PARIBAS SECURITIES CORP.|50888
INSM|INSMED INC|BTIG|BTIG, LLC|439934
INSM|INSMED INC|BYXM|CBOE TRADING, INC.|2060
INSM|INSMED INC|CANT|Cantor Fitzgerald & Co.|240
INSM|INSMED INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72985
INSM|INSMED INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5084
INSM|INSMED INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
INSM|INSMED INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|237450
INSM|INSMED INC|CTDL|Citadel Derivatives Group Llc|16815
INSM|INSMED INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25410
INSM|INSMED INC|DAKO|Dakota Securities International, Inc.|1458
INSM|INSMED INC|DBAB|Deutsche Bank Securities Inc.|566642
INSM|INSMED INC|DBAX|Deutsche Bank Securities Inc.|137500
INSM|INSMED INC|DBUL|Deutsche Bank Securities Inc.|100
INSM|INSMED INC|DEAN|MORGAN STANLEY|7730
INSM|INSMED INC|DEGS|RONIN PROFESSIONAL LLC|11351
INSM|INSMED INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4300
INSM|INSMED INC|EBXL|EBX LLC|132100
INSM|INSMED INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1082
INSM|INSMED INC|EDJO|Edward D. Jones & Co., L.P.|600
INSM|INSMED INC|EGAM|CBOE TRADING, INC.|10996
INSM|INSMED INC|EGMT|EG MARKET TECHNOLOGIES LLC|1799
INSM|INSMED INC|EGXM|CBOE TRADING, INC.|4932
INSM|INSMED INC|ETBE|Electronic Transaction Clearing, Inc.|17862
INSM|INSMED INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
INSM|INSMED INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7662
INSM|INSMED INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37878
INSM|INSMED INC|ETRS|E*Trade Securities LLC|106365
INSM|INSMED INC|FBCO|Credit Suisse Securities (USA) LLC|699395
INSM|INSMED INC|FILL|Tradestation Securities, Inc.|1939
INSM|INSMED INC|FOGS|FOG EQUITIES LLC|1300
INSM|INSMED INC|FOMA|TD AMERITRADE CLEARING, INC.|80203
INSM|INSMED INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9659
INSM|INSMED INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104162
INSM|INSMED INC|FTBR|Foliofn Investments, Inc.|10534
INSM|INSMED INC|GEBB|GLOBAL EXECUTION BROKERS, LP|51367
INSM|INSMED INC|GLPX|ACS EXECUTION SERVICES, LLC|11298
INSM|INSMED INC|GSCO|GOLDMAN SACHS & CO. LLC|1088311
INSM|INSMED INC|GSCS|GOLDMAN SACHS & CO. LLC|99254
INSM|INSMED INC|GSLT|GOLDMAN SACHS & CO. LLC|6088
INSM|INSMED INC|GTSZ|GTS SECURITIES LLC|17401
INSM|INSMED INC|HAPX|HAP Trading, LLC|1684
INSM|INSMED INC|HRBF|American Enterprise Investment Services Inc.|100
INSM|INSMED INC|IATS|INTERACTIVE BROKERS LLC|1484
INSM|INSMED INC|IBKR|Interactive Brokers Llc|30062
INSM|INSMED INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|34
INSM|INSMED INC|ICBX|INSTINET, LLC|19921
INSM|INSMED INC|IEQY|CITADEL SECURITIES LLC|249332
INSM|INSMED INC|INCA|INSTINET, LLC|334578
INSM|INSMED INC|INJX|INSTINET, LLC|30897
INSM|INSMED INC|ITGI|ITG Inc.|34630
INSM|INSMED INC|ITGP|ITG INC.|44000
INSM|INSMED INC|JEFF|JEFFERIES LLC|128783
INSM|INSMED INC|JMPT|JUMP TRADING, LLC|76546
INSM|INSMED INC|JONE|JonesTrading|1950
INSM|INSMED INC|JPBX|J.P. MORGAN SECURITIES LLC|75957
INSM|INSMED INC|JPMX|J.P. Morgan Securities LLC|344146
INSM|INSMED INC|JSJX|JANE STREET CAPITAL LLC|4368
INSM|INSMED INC|KCGM|VIRTU Americas LLC|14693
INSM|INSMED INC|LEHM|Barclays Capital Inc./Le|576635
INSM|INSMED INC|LIME|Lime Brokerage LLC|260059
INSM|INSMED INC|LMGP|LIME BROKERAGE LLC|482
INSM|INSMED INC|LOOP|Loop Capital Markets LLC|2429
INSM|INSMED INC|LQNA|LIQUIDNET, INC.|98000
INSM|INSMED INC|MACQ|Macquarie Capital (USA) Inc.|1738
INSM|INSMED INC|MAXM|Maxim Group LLC|7521
INSM|INSMED INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54313
INSM|INSMED INC|MOTF|MOTIF INVESTING, INC.|1
INSM|INSMED INC|MSCO|MORGAN STANLEY & CO. LLC|2714213
INSM|INSMED INC|MSPL|MORGAN STANLEY & CO. LLC|239300
INSM|INSMED INC|MSTX|MORGAN STANLEY & CO. LLC|104400
INSM|INSMED INC|NATL|National Securities Corporation|250
INSM|INSMED INC|NFSC|National Financial Services LLC|56428
INSM|INSMED INC|NITE|VIRTU Americas LLC|239087
INSM|INSMED INC|NITP|VIRTU Americas LLC|2300
INSM|INSMED INC|NMRA|Nomura Securities International, Inc.|44900
INSM|INSMED INC|NQRB|Brut, LLC|24675
INSM|INSMED INC|NTRC|Northern Trust Securities, Inc.|396
INSM|INSMED INC|OPCO|Oppenheimer & Co. Inc.|2592
INSM|INSMED INC|PDQM|CODA MARKETS, INC.|29458
INSM|INSMED INC|PIPR|Piper Jaffray & Co.|493
INSM|INSMED INC|PWJC|UBS Financial Services, Inc.|1100
INSM|INSMED INC|RAJA|Raymond James & Associates, Inc.|1174
INSM|INSMED INC|RBCM|RBC CAPITAL MARKETS, LLC|390
INSM|INSMED INC|RILY|B. RILEY FBR, INC.|400
INSM|INSMED INC|SAGL|SAGETRADER, LLC|20183
INSM|INSMED INC|SAGW|SAGETRADER, LLC|2020
INSM|INSMED INC|SBSH|Citigroup Global Markets Inc.|356427
INSM|INSMED INC|SEIC|SEI Investments Distribution Co.|200
INSM|INSMED INC|SGMT|GOLDMAN SACHS & CO. LLC|87146
INSM|INSMED INC|SPDR|SPEEDROUTE LLC|1800
INSM|INSMED INC|STFL|Stifel, Nicolaus & Company, Incorporated|48605
INSM|INSMED INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
INSM|INSMED INC|SWIM|TD Ameritrade, Inc.|55718
INSM|INSMED INC|TKNG|ALLY INVEST SECURITIES LLC|75
INSM|INSMED INC|TRBT|Tradebot Systems, Inc.|226904
INSM|INSMED INC|TRCM|TRC MARKETS LLC|53560
INSM|INSMED INC|TWTT|TASTYWORKS, INC.|150
INSM|INSMED INC|UBSA|UBS SECURITIES LLC|309547
INSM|INSMED INC|UBSS|UBS Securities LLC|977911
INSM|INSMED INC|VALX|VIRTU AMERICAS LLC|83804
INSM|INSMED INC|VERT|The Vertical Trading Group, LLC|2
INSM|INSMED INC|VGRD|Vanguard Marketing Corporation|4826
INSM|INSMED INC|WCHV|WELLS FARGO SECURITIES, LLC|25285
INSM|INSMED INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15798
INSM|INSMED INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12937
INSM|INSMED INC|WGIF|CIBC World Markets Inc.|1370
INSM|INSMED INC|WSEA|WOLVERINE SECURITIES, LLC|3036
INSM|INSMED INC|XIST|INSTINET, LLC|65790
INSM|INSMED INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
INSM|INSMED INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2392
INSM|INSMED INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
INSP|INSPIRE MEDICAL SYST|ALTX|Alternet Securities Inc.|17050
INSP|INSPIRE MEDICAL SYST|APCC|Apex Clearing Corporation|3375
INSP|INSPIRE MEDICAL SYST|BARD|Robert W. Baird & Co. Incorporated|2400
INSP|INSPIRE MEDICAL SYST|BATM|CBOE TRADING, INC.|3278
INSP|INSPIRE MEDICAL SYST|BAYC|BAY CREST PARTNERS, LLC|5339
INSP|INSPIRE MEDICAL SYST|BAYT|BTIG, LLC|4900
INSP|INSPIRE MEDICAL SYST|BBNT|BB&T SECURITIES, LLC|700
INSP|INSPIRE MEDICAL SYST|BERN|Sanford C. Bernstein & Co., LLC|37572
INSP|INSPIRE MEDICAL SYST|BIDS|BIDS TRADING L.P.|200
INSP|INSPIRE MEDICAL SYST|BLKX|INSTINET, LLC|106003
INSP|INSPIRE MEDICAL SYST|BNPX|BNP PARIBAS SECURITIES CORP.|358
INSP|INSPIRE MEDICAL SYST|BYXM|CBOE TRADING, INC.|11515
INSP|INSPIRE MEDICAL SYST|CHAS|Charles Schwab & Co., Inc.|2242
INSP|INSPIRE MEDICAL SYST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|129563
INSP|INSPIRE MEDICAL SYST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13031
INSP|INSPIRE MEDICAL SYST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16620
INSP|INSPIRE MEDICAL SYST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|111656
INSP|INSPIRE MEDICAL SYST|CTDL|Citadel Derivatives Group Llc|2096
INSP|INSPIRE MEDICAL SYST|CXCX|CITIGROUP GLOBAL MARKETS INC.|20102
INSP|INSPIRE MEDICAL SYST|DBAB|Deutsche Bank Securities Inc.|9438
INSP|INSPIRE MEDICAL SYST|DBAX|Deutsche Bank Securities Inc.|97300
INSP|INSPIRE MEDICAL SYST|DEAN|MORGAN STANLEY|500
INSP|INSPIRE MEDICAL SYST|DEGS|RONIN PROFESSIONAL LLC|8848
INSP|INSPIRE MEDICAL SYST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9600
INSP|INSPIRE MEDICAL SYST|DRWK|DRW SECURITIES, L.L.C.|22
INSP|INSPIRE MEDICAL SYST|EBXL|EBX LLC|84100
INSP|INSPIRE MEDICAL SYST|ECUT|CONVERGEX EXECUTION SOLUTIONS|310
INSP|INSPIRE MEDICAL SYST|EDJO|Edward D. Jones & Co., L.P.|943
INSP|INSPIRE MEDICAL SYST|EGAM|CBOE TRADING, INC.|15055
INSP|INSPIRE MEDICAL SYST|EGAW|CBOE TRADING, INC.|200
INSP|INSPIRE MEDICAL SYST|EGXM|CBOE TRADING, INC.|1150
INSP|INSPIRE MEDICAL SYST|EGXW|CBOE TRADING, INC.|100
INSP|INSPIRE MEDICAL SYST|ETBE|Electronic Transaction Clearing, Inc.|2225
INSP|INSPIRE MEDICAL SYST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
INSP|INSPIRE MEDICAL SYST|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|202
INSP|INSPIRE MEDICAL SYST|ETRS|E*Trade Securities LLC|138989
INSP|INSPIRE MEDICAL SYST|FILL|Tradestation Securities, Inc.|9153
INSP|INSPIRE MEDICAL SYST|FMAF|NBCN Inc./ CDS|70
INSP|INSPIRE MEDICAL SYST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|873
INSP|INSPIRE MEDICAL SYST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30109
INSP|INSPIRE MEDICAL SYST|FTBR|Foliofn Investments, Inc.|35
INSP|INSPIRE MEDICAL SYST|GEBB|GLOBAL EXECUTION BROKERS, LP|100
INSP|INSPIRE MEDICAL SYST|GLIS|TD Securities Inc|737
INSP|INSPIRE MEDICAL SYST|GLPX|ACS EXECUTION SERVICES, LLC|141237
INSP|INSPIRE MEDICAL SYST|GSCO|GOLDMAN SACHS & CO. LLC|277925
INSP|INSPIRE MEDICAL SYST|GSCS|GOLDMAN SACHS & CO. LLC|400
INSP|INSPIRE MEDICAL SYST|GSLT|GOLDMAN SACHS & CO. LLC|1100
INSP|INSPIRE MEDICAL SYST|GTSZ|GTS SECURITIES LLC|46405
INSP|INSPIRE MEDICAL SYST|HRBF|American Enterprise Investment Services Inc.|884
INSP|INSPIRE MEDICAL SYST|IATS|INTERACTIVE BROKERS LLC|14454
INSP|INSPIRE MEDICAL SYST|IBKR|Interactive Brokers Llc|30492
INSP|INSPIRE MEDICAL SYST|ICBX|INSTINET, LLC|48354
INSP|INSPIRE MEDICAL SYST|IEQY|CITADEL SECURITIES LLC|3118
INSP|INSPIRE MEDICAL SYST|INCA|INSTINET, LLC|110829
INSP|INSPIRE MEDICAL SYST|INJX|INSTINET, LLC|66
INSP|INSPIRE MEDICAL SYST|ITGI|ITG Inc.|20988
INSP|INSPIRE MEDICAL SYST|ITGP|ITG INC.|165400
INSP|INSPIRE MEDICAL SYST|JANY|Janney Montgomery Scott Inc.|300
INSP|INSPIRE MEDICAL SYST|JEFF|JEFFERIES LLC|54168
INSP|INSPIRE MEDICAL SYST|JMPT|JUMP TRADING, LLC|2825
INSP|INSPIRE MEDICAL SYST|JPBX|J.P. MORGAN SECURITIES LLC|2488
INSP|INSPIRE MEDICAL SYST|JPMX|J.P. Morgan Securities LLC|144567
INSP|INSPIRE MEDICAL SYST|JSJX|JANE STREET CAPITAL LLC|6950
INSP|INSPIRE MEDICAL SYST|KCGM|VIRTU Americas LLC|29830
INSP|INSPIRE MEDICAL SYST|LEER|LEERINK PARTNERS LLC|300
INSP|INSPIRE MEDICAL SYST|LEHM|Barclays Capital Inc./Le|156874
INSP|INSPIRE MEDICAL SYST|LIME|Lime Brokerage LLC|6115
INSP|INSPIRE MEDICAL SYST|LQNA|LIQUIDNET, INC.|31300
INSP|INSPIRE MEDICAL SYST|LSCI|Lek Securities Corporation|100
INSP|INSPIRE MEDICAL SYST|MKMP|MKM Partners LLC|1471
INSP|INSPIRE MEDICAL SYST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104548
INSP|INSPIRE MEDICAL SYST|MOTF|MOTIF INVESTING, INC.|26
INSP|INSPIRE MEDICAL SYST|MSCO|MORGAN STANLEY & CO. LLC|78976
INSP|INSPIRE MEDICAL SYST|MSPL|MORGAN STANLEY & CO. LLC|54600
INSP|INSPIRE MEDICAL SYST|MSTX|MORGAN STANLEY & CO. LLC|17800
INSP|INSPIRE MEDICAL SYST|MULL|MARK J. MULLER EQUITIES, INC.|1200
INSP|INSPIRE MEDICAL SYST|NEUB|NEUBERGER BERMAN BD LLC|100
INSP|INSPIRE MEDICAL SYST|NFSC|National Financial Services LLC|138032
INSP|INSPIRE MEDICAL SYST|NITE|VIRTU Americas LLC|246269
INSP|INSPIRE MEDICAL SYST|NQRB|Brut, LLC|1180
INSP|INSPIRE MEDICAL SYST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
INSP|INSPIRE MEDICAL SYST|PDQM|CODA MARKETS, INC.|332596
INSP|INSPIRE MEDICAL SYST|PWJC|UBS Financial Services, Inc.|6250
INSP|INSPIRE MEDICAL SYST|RBCM|RBC CAPITAL MARKETS, LLC|11755
INSP|INSPIRE MEDICAL SYST|SAGL|SAGETRADER, LLC|11019
INSP|INSPIRE MEDICAL SYST|SBSH|Citigroup Global Markets Inc.|8420
INSP|INSPIRE MEDICAL SYST|SGMT|GOLDMAN SACHS & CO. LLC|59527
INSP|INSPIRE MEDICAL SYST|SPDR|SPEEDROUTE LLC|22242
INSP|INSPIRE MEDICAL SYST|STFL|Stifel, Nicolaus & Company, Incorporated|32287
INSP|INSPIRE MEDICAL SYST|SWIM|TD Ameritrade, Inc.|54991
INSP|INSPIRE MEDICAL SYST|TKNG|ALLY INVEST SECURITIES LLC|140
INSP|INSPIRE MEDICAL SYST|TRBT|Tradebot Systems, Inc.|38161
INSP|INSPIRE MEDICAL SYST|TRCM|TRC MARKETS LLC|2310
INSP|INSPIRE MEDICAL SYST|UBSA|UBS SECURITIES LLC|259710
INSP|INSPIRE MEDICAL SYST|UBSS|UBS Securities LLC|244567
INSP|INSPIRE MEDICAL SYST|VALX|VIRTU AMERICAS LLC|8780
INSP|INSPIRE MEDICAL SYST|VGRD|Vanguard Marketing Corporation|4408
INSP|INSPIRE MEDICAL SYST|WABR|Wall Street Access|800
INSP|INSPIRE MEDICAL SYST|WAIN|H.C. Wainwright & Co., Inc.|2464
INSP|INSPIRE MEDICAL SYST|WBET|Wallachbeth Capital LLC|12140
INSP|INSPIRE MEDICAL SYST|WBLR|WILLIAM BLAIR|1000
INSP|INSPIRE MEDICAL SYST|WCHV|WELLS FARGO SECURITIES, LLC|47678
INSP|INSPIRE MEDICAL SYST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|172
INSP|INSPIRE MEDICAL SYST|WSEA|WOLVERINE SECURITIES, LLC|4738
INSP|INSPIRE MEDICAL SYST|XIST|INSTINET, LLC|3000
INSP|INSPIRE MEDICAL SYST|XPQR|Jump Trading|400
INSP|INSPIRE MEDICAL SYST|XSTM|NATIONAL FINANCIAL SERVICES LLC|57410
INSP|INSPIRE MEDICAL SYST|YKNA|COMHAR CAPITAL MARKETS, LLC|38589
INSP|INSPIRE MEDICAL SYST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3953
INST|INSTRUCTURE, INC|APCC|Apex Clearing Corporation|1327
INST|INSTRUCTURE, INC|BATM|CBOE TRADING, INC.|1680
INST|INSTRUCTURE, INC|BAYT|BTIG, LLC|1700
INST|INSTRUCTURE, INC|BERN|Sanford C. Bernstein & Co., LLC|6225
INST|INSTRUCTURE, INC|BIDS|BIDS TRADING L.P.|200
INST|INSTRUCTURE, INC|BLKX|INSTINET, LLC|35618
INST|INSTRUCTURE, INC|BNPX|BNP PARIBAS SECURITIES CORP.|1747
INST|INSTRUCTURE, INC|BTIG|BTIG, LLC|1000
INST|INSTRUCTURE, INC|BYXM|CBOE TRADING, INC.|100
INST|INSTRUCTURE, INC|BZYD|GOLDMAN SACHS & CO. LLC|2196
INST|INSTRUCTURE, INC|CHAS|Charles Schwab & Co., Inc.|733
INST|INSTRUCTURE, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103448
INST|INSTRUCTURE, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
INST|INSTRUCTURE, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
INST|INSTRUCTURE, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53351
INST|INSTRUCTURE, INC|CSIN|Citadel Securities Institutional LLC|830
INST|INSTRUCTURE, INC|CTDL|Citadel Derivatives Group Llc|8956
INST|INSTRUCTURE, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16630
INST|INSTRUCTURE, INC|DADA|D.A. Davidson & Co.|35004
INST|INSTRUCTURE, INC|DBAB|Deutsche Bank Securities Inc.|32521
INST|INSTRUCTURE, INC|DBAX|Deutsche Bank Securities Inc.|43000
INST|INSTRUCTURE, INC|DBUL|Deutsche Bank Securities Inc.|300
INST|INSTRUCTURE, INC|DCHF|Dart Executions, LLC|210
INST|INSTRUCTURE, INC|DEAN|MORGAN STANLEY|18515
INST|INSTRUCTURE, INC|DEGS|RONIN PROFESSIONAL LLC|1320
INST|INSTRUCTURE, INC|EBXL|EBX LLC|66900
INST|INSTRUCTURE, INC|EGAM|CBOE TRADING, INC.|7333
INST|INSTRUCTURE, INC|EGMT|EG MARKET TECHNOLOGIES LLC|121
INST|INSTRUCTURE, INC|EGXM|CBOE TRADING, INC.|1162
INST|INSTRUCTURE, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
INST|INSTRUCTURE, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33035
INST|INSTRUCTURE, INC|ETRS|E*Trade Securities LLC|10983
INST|INSTRUCTURE, INC|FBSB|U.S. Bancorp Investments, Inc.|100
INST|INSTRUCTURE, INC|FILL|Tradestation Securities, Inc.|950
INST|INSTRUCTURE, INC|FMAF|NBCN Inc./ CDS|125
INST|INSTRUCTURE, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17894
INST|INSTRUCTURE, INC|FTBR|Foliofn Investments, Inc.|194
INST|INSTRUCTURE, INC|GLIS|TD Securities Inc|555
INST|INSTRUCTURE, INC|GLPX|ACS EXECUTION SERVICES, LLC|287
INST|INSTRUCTURE, INC|GSCO|GOLDMAN SACHS & CO. LLC|155410
INST|INSTRUCTURE, INC|GSCS|GOLDMAN SACHS & CO. LLC|8190
INST|INSTRUCTURE, INC|GSLT|GOLDMAN SACHS & CO. LLC|1772
INST|INSTRUCTURE, INC|GTSZ|GTS SECURITIES LLC|12796
INST|INSTRUCTURE, INC|HRBF|American Enterprise Investment Services Inc.|338
INST|INSTRUCTURE, INC|HSBC|HSBC Securities, Inc.|100
INST|INSTRUCTURE, INC|IBKR|Interactive Brokers Llc|8329
INST|INSTRUCTURE, INC|ICBX|INSTINET, LLC|52303
INST|INSTRUCTURE, INC|IEQY|CITADEL SECURITIES LLC|14228
INST|INSTRUCTURE, INC|INCA|INSTINET, LLC|67551
INST|INSTRUCTURE, INC|INJX|INSTINET, LLC|1116
INST|INSTRUCTURE, INC|ITGI|ITG Inc.|34405
INST|INSTRUCTURE, INC|ITGP|ITG INC.|90600
INST|INSTRUCTURE, INC|JEFF|JEFFERIES LLC|6796
INST|INSTRUCTURE, INC|JMPT|JUMP TRADING, LLC|6843
INST|INSTRUCTURE, INC|JONE|JonesTrading|3838
INST|INSTRUCTURE, INC|JPBX|J.P. MORGAN SECURITIES LLC|8418
INST|INSTRUCTURE, INC|JPMX|J.P. Morgan Securities LLC|116351
INST|INSTRUCTURE, INC|KCGM|VIRTU Americas LLC|17942
INST|INSTRUCTURE, INC|KING|C. L. King & Associates, Inc.|5561
INST|INSTRUCTURE, INC|LEHM|Barclays Capital Inc./Le|107438
INST|INSTRUCTURE, INC|LIME|Lime Brokerage LLC|8560
INST|INSTRUCTURE, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|24662
INST|INSTRUCTURE, INC|LOOP|Loop Capital Markets LLC|1507
INST|INSTRUCTURE, INC|LQNA|LIQUIDNET, INC.|22400
INST|INSTRUCTURE, INC|LSCI|Lek Securities Corporation|100
INST|INSTRUCTURE, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50346
INST|INSTRUCTURE, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
INST|INSTRUCTURE, INC|MSCO|MORGAN STANLEY & CO. LLC|359425
INST|INSTRUCTURE, INC|MSPL|MORGAN STANLEY & CO. LLC|33100
INST|INSTRUCTURE, INC|MSTX|MORGAN STANLEY & CO. LLC|25800
INST|INSTRUCTURE, INC|NATL|National Securities Corporation|7741
INST|INSTRUCTURE, INC|NEED|Needham & Company, LLC|75073
INST|INSTRUCTURE, INC|NFSC|National Financial Services LLC|30934
INST|INSTRUCTURE, INC|NITE|VIRTU Americas LLC|60988
INST|INSTRUCTURE, INC|NQRB|Brut, LLC|5083
INST|INSTRUCTURE, INC|NTBF|BMO Nesbitt Burns Inc./CDS|1000
INST|INSTRUCTURE, INC|OPCO|Oppenheimer & Co. Inc.|37
INST|INSTRUCTURE, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1250
INST|INSTRUCTURE, INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1000
INST|INSTRUCTURE, INC|PDQM|CODA MARKETS, INC.|35810
INST|INSTRUCTURE, INC|SAGL|SAGETRADER, LLC|19
INST|INSTRUCTURE, INC|SAGW|SAGETRADER, LLC|100
INST|INSTRUCTURE, INC|SBSH|Citigroup Global Markets Inc.|22593
INST|INSTRUCTURE, INC|SGMT|GOLDMAN SACHS & CO. LLC|43297
INST|INSTRUCTURE, INC|SPDR|SPEEDROUTE LLC|4823
INST|INSTRUCTURE, INC|STFL|Stifel, Nicolaus & Company, Incorporated|1000
INST|INSTRUCTURE, INC|STKP|STOCKPILE INVESTMENTS, INC.|52
INST|INSTRUCTURE, INC|SWIM|TD Ameritrade, Inc.|3641
INST|INSTRUCTURE, INC|TKNG|ALLY INVEST SECURITIES LLC|996
INST|INSTRUCTURE, INC|TMBR|Timber Hill LLC|12
INST|INSTRUCTURE, INC|TRBT|Tradebot Systems, Inc.|5664
INST|INSTRUCTURE, INC|TRCM|TRC MARKETS LLC|23945
INST|INSTRUCTURE, INC|UBSA|UBS SECURITIES LLC|246479
INST|INSTRUCTURE, INC|UBSS|UBS Securities LLC|294645
INST|INSTRUCTURE, INC|VALX|VIRTU AMERICAS LLC|5719
INST|INSTRUCTURE, INC|VGRD|Vanguard Marketing Corporation|10048
INST|INSTRUCTURE, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|700
INST|INSTRUCTURE, INC|WCHV|WELLS FARGO SECURITIES, LLC|5265
INST|INSTRUCTURE, INC|WEED|Weeden & Co.L.P.|100
INST|INSTRUCTURE, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1160
INST|INSTRUCTURE, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|382
INST|INSTRUCTURE, INC|WFPB|Wells Fargo Securities, LLC.|1850
INST|INSTRUCTURE, INC|WGIF|CIBC World Markets Inc.|125
INST|INSTRUCTURE, INC|WSEA|WOLVERINE SECURITIES, LLC|976
INST|INSTRUCTURE, INC|XIST|INSTINET, LLC|4600
INST|INSTRUCTURE, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6806
INST|INSTRUCTURE, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|919
INSW|INT'L SEAWAYS, INC.|ALTX|Alternet Securities Inc.|1500
INSW|INT'L SEAWAYS, INC.|APCC|Apex Clearing Corporation|54
INSW|INT'L SEAWAYS, INC.|BARD|Robert W. Baird & Co. Incorporated|800
INSW|INT'L SEAWAYS, INC.|BATM|CBOE TRADING, INC.|1935
INSW|INT'L SEAWAYS, INC.|BERN|Sanford C. Bernstein & Co., LLC|736
INSW|INT'L SEAWAYS, INC.|BIDS|BIDS TRADING L.P.|1000
INSW|INT'L SEAWAYS, INC.|BLKX|INSTINET, LLC|61646
INSW|INT'L SEAWAYS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2693
INSW|INT'L SEAWAYS, INC.|BTIG|BTIG, LLC|48
INSW|INT'L SEAWAYS, INC.|BYXM|CBOE TRADING, INC.|300
INSW|INT'L SEAWAYS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|3366
INSW|INT'L SEAWAYS, INC.|CANT|Cantor Fitzgerald & Co.|82
INSW|INT'L SEAWAYS, INC.|CIST|Capital Institutional Services, Inc.|427
INSW|INT'L SEAWAYS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16258
INSW|INT'L SEAWAYS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1126
INSW|INT'L SEAWAYS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|130
INSW|INT'L SEAWAYS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|136189
INSW|INT'L SEAWAYS, INC.|CTDL|Citadel Derivatives Group Llc|5451
INSW|INT'L SEAWAYS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15978
INSW|INT'L SEAWAYS, INC.|DBAB|Deutsche Bank Securities Inc.|37701
INSW|INT'L SEAWAYS, INC.|DBAX|Deutsche Bank Securities Inc.|97500
INSW|INT'L SEAWAYS, INC.|DBUL|Deutsche Bank Securities Inc.|100
INSW|INT'L SEAWAYS, INC.|DEAN|MORGAN STANLEY|1542
INSW|INT'L SEAWAYS, INC.|DEGS|RONIN PROFESSIONAL LLC|997
INSW|INT'L SEAWAYS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3500
INSW|INT'L SEAWAYS, INC.|EBXL|EBX LLC|37800
INSW|INT'L SEAWAYS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|226
INSW|INT'L SEAWAYS, INC.|EGAM|CBOE TRADING, INC.|2627
INSW|INT'L SEAWAYS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
INSW|INT'L SEAWAYS, INC.|EGXM|CBOE TRADING, INC.|631
INSW|INT'L SEAWAYS, INC.|ETBE|Electronic Transaction Clearing, Inc.|7575
INSW|INT'L SEAWAYS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
INSW|INT'L SEAWAYS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10778
INSW|INT'L SEAWAYS, INC.|ETRS|E*Trade Securities LLC|1688
INSW|INT'L SEAWAYS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2778
INSW|INT'L SEAWAYS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44507
INSW|INT'L SEAWAYS, INC.|FTBR|Foliofn Investments, Inc.|5
INSW|INT'L SEAWAYS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1659
INSW|INT'L SEAWAYS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|250928
INSW|INT'L SEAWAYS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|490
INSW|INT'L SEAWAYS, INC.|GTSZ|GTS SECURITIES LLC|12656
INSW|INT'L SEAWAYS, INC.|IATS|INTERACTIVE BROKERS LLC|5257
INSW|INT'L SEAWAYS, INC.|IBKR|Interactive Brokers Llc|6013
INSW|INT'L SEAWAYS, INC.|ICBX|INSTINET, LLC|6100
INSW|INT'L SEAWAYS, INC.|IEQY|CITADEL SECURITIES LLC|7066
INSW|INT'L SEAWAYS, INC.|INCA|INSTINET, LLC|28417
INSW|INT'L SEAWAYS, INC.|INJX|INSTINET, LLC|19319
INSW|INT'L SEAWAYS, INC.|ITGI|ITG Inc.|15066
INSW|INT'L SEAWAYS, INC.|ITGP|ITG INC.|53800
INSW|INT'L SEAWAYS, INC.|JEFF|JEFFERIES LLC|221347
INSW|INT'L SEAWAYS, INC.|JMPT|JUMP TRADING, LLC|9438
INSW|INT'L SEAWAYS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|24662
INSW|INT'L SEAWAYS, INC.|JPMX|J.P. Morgan Securities LLC|92407
INSW|INT'L SEAWAYS, INC.|JSJX|JANE STREET CAPITAL LLC|1453
INSW|INT'L SEAWAYS, INC.|KCGM|VIRTU Americas LLC|10497
INSW|INT'L SEAWAYS, INC.|LEHM|Barclays Capital Inc./Le|121496
INSW|INT'L SEAWAYS, INC.|LIME|Lime Brokerage LLC|19379
INSW|INT'L SEAWAYS, INC.|LQNB|LIQUIDNET, INC.|1267
INSW|INT'L SEAWAYS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32487
INSW|INT'L SEAWAYS, INC.|MOTF|MOTIF INVESTING, INC.|10
INSW|INT'L SEAWAYS, INC.|MSCO|MORGAN STANLEY & CO. LLC|252277
INSW|INT'L SEAWAYS, INC.|MSPL|MORGAN STANLEY & CO. LLC|71400
INSW|INT'L SEAWAYS, INC.|MSTX|MORGAN STANLEY & CO. LLC|27800
INSW|INT'L SEAWAYS, INC.|NFSC|National Financial Services LLC|12432
INSW|INT'L SEAWAYS, INC.|NITE|VIRTU Americas LLC|44558
INSW|INT'L SEAWAYS, INC.|NITP|VIRTU Americas LLC|100
INSW|INT'L SEAWAYS, INC.|NQRB|Brut, LLC|1720
INSW|INT'L SEAWAYS, INC.|NTRC|Northern Trust Securities, Inc.|200
INSW|INT'L SEAWAYS, INC.|OPCO|Oppenheimer & Co. Inc.|30
INSW|INT'L SEAWAYS, INC.|PDQM|CODA MARKETS, INC.|4477
INSW|INT'L SEAWAYS, INC.|SAGL|SAGETRADER, LLC|5100
INSW|INT'L SEAWAYS, INC.|SBSH|Citigroup Global Markets Inc.|49162
INSW|INT'L SEAWAYS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|24689
INSW|INT'L SEAWAYS, INC.|SPDR|SPEEDROUTE LLC|200
INSW|INT'L SEAWAYS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|12517
INSW|INT'L SEAWAYS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2696
INSW|INT'L SEAWAYS, INC.|SWIM|TD Ameritrade, Inc.|692
INSW|INT'L SEAWAYS, INC.|TMBR|Timber Hill LLC|154
INSW|INT'L SEAWAYS, INC.|TRBT|Tradebot Systems, Inc.|45984
INSW|INT'L SEAWAYS, INC.|TRCM|TRC MARKETS LLC|19087
INSW|INT'L SEAWAYS, INC.|UBSA|UBS SECURITIES LLC|184967
INSW|INT'L SEAWAYS, INC.|UBSS|UBS Securities LLC|354603
INSW|INT'L SEAWAYS, INC.|VALX|VIRTU AMERICAS LLC|6020
INSW|INT'L SEAWAYS, INC.|VGRD|Vanguard Marketing Corporation|1382
INSW|INT'L SEAWAYS, INC.|WABR|Wall Street Access|4338
INSW|INT'L SEAWAYS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|32475
INSW|INT'L SEAWAYS, INC.|WEED|Weeden & Co.L.P.|500
INSW|INT'L SEAWAYS, INC.|WGIF|CIBC World Markets Inc.|1000
INSW|INT'L SEAWAYS, INC.|WSEA|WOLVERINE SECURITIES, LLC|462
INSW|INT'L SEAWAYS, INC.|XIST|INSTINET, LLC|8090
INSW|INT'L SEAWAYS, INC.|XPQR|Jump Trading|2100
INSW|INT'L SEAWAYS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
INSW|INT'L SEAWAYS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|400
INSW$A|INTL SEAWAY 8.5% NT|ALTX|Alternet Securities Inc.|100
INSW$A|INTL SEAWAY 8.5% NT|BRGE|Newbridge Securities Corp.|600
INSW$A|INTL SEAWAY 8.5% NT|BYXM|CBOE TRADING, INC.|100
INSW$A|INTL SEAWAY 8.5% NT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
INSW$A|INTL SEAWAY 8.5% NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
INSW$A|INTL SEAWAY 8.5% NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|166
INSW$A|INTL SEAWAY 8.5% NT|DBAX|Deutsche Bank Securities Inc.|1000
INSW$A|INTL SEAWAY 8.5% NT|DEAN|MORGAN STANLEY|4125
INSW$A|INTL SEAWAY 8.5% NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
INSW$A|INTL SEAWAY 8.5% NT|EBXL|EBX LLC|800
INSW$A|INTL SEAWAY 8.5% NT|ETRS|E*Trade Securities LLC|3350
INSW$A|INTL SEAWAY 8.5% NT|GSCO|GOLDMAN SACHS & CO. LLC|300
INSW$A|INTL SEAWAY 8.5% NT|IATS|INTERACTIVE BROKERS LLC|200
INSW$A|INTL SEAWAY 8.5% NT|IBKR|Interactive Brokers Llc|2000
INSW$A|INTL SEAWAY 8.5% NT|INCA|INSTINET, LLC|1274
INSW$A|INTL SEAWAY 8.5% NT|ITGI|ITG Inc.|2200
INSW$A|INTL SEAWAY 8.5% NT|ITGP|ITG INC.|200
INSW$A|INTL SEAWAY 8.5% NT|JEFF|JEFFERIES LLC|10400
INSW$A|INTL SEAWAY 8.5% NT|JPMX|J.P. Morgan Securities LLC|200
INSW$A|INTL SEAWAY 8.5% NT|KCGM|VIRTU Americas LLC|4817
INSW$A|INTL SEAWAY 8.5% NT|LEHM|Barclays Capital Inc./Le|400
INSW$A|INTL SEAWAY 8.5% NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
INSW$A|INTL SEAWAY 8.5% NT|MSCO|MORGAN STANLEY & CO. LLC|5469
INSW$A|INTL SEAWAY 8.5% NT|NFSC|National Financial Services LLC|4029
INSW$A|INTL SEAWAY 8.5% NT|NITE|VIRTU Americas LLC|21955
INSW$A|INTL SEAWAY 8.5% NT|NQRB|Brut, LLC|200
INSW$A|INTL SEAWAY 8.5% NT|PDQM|CODA MARKETS, INC.|300
INSW$A|INTL SEAWAY 8.5% NT|RBCM|RBC CAPITAL MARKETS, LLC|6600
INSW$A|INTL SEAWAY 8.5% NT|SALI|INTL FCSTONE FINANCIAL INC.|3150
INSW$A|INTL SEAWAY 8.5% NT|SBSH|Citigroup Global Markets Inc.|210
INSW$A|INTL SEAWAY 8.5% NT|SGMT|GOLDMAN SACHS & CO. LLC|600
INSW$A|INTL SEAWAY 8.5% NT|STFL|Stifel, Nicolaus & Company, Incorporated|14720
INSW$A|INTL SEAWAY 8.5% NT|SWIM|TD Ameritrade, Inc.|2950
INSW$A|INTL SEAWAY 8.5% NT|UBSA|UBS SECURITIES LLC|5700
INSW$A|INTL SEAWAY 8.5% NT|UBSS|UBS Securities LLC|7860
INSW$A|INTL SEAWAY 8.5% NT|VGRD|Vanguard Marketing Corporation|2300
INSW$A|INTL SEAWAY 8.5% NT|WBLR|WILLIAM BLAIR|2800
INSW$A|INTL SEAWAY 8.5% NT|WCHV|WELLS FARGO SECURITIES, LLC|5566
INSW$A|INTL SEAWAY 8.5% NT|WEED|Weeden & Co.L.P.|6917
INSY|INSYS THERAPTCS CMN|ALTX|Alternet Securities Inc.|51659
INSY|INSYS THERAPTCS CMN|APCC|Apex Clearing Corporation|36138
INSY|INSYS THERAPTCS CMN|BANK|Primevest Financial Services, Inc.|90
INSY|INSYS THERAPTCS CMN|BATM|CBOE TRADING, INC.|6460
INSY|INSYS THERAPTCS CMN|BERN|Sanford C. Bernstein & Co., LLC|38
INSY|INSYS THERAPTCS CMN|BIMI|Banca IMI Securities Corp.|12224
INSY|INSYS THERAPTCS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20818
INSY|INSYS THERAPTCS CMN|BMOC|BMO Capital Markets Corp.|4083
INSY|INSYS THERAPTCS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|17910
INSY|INSYS THERAPTCS CMN|BRGE|Newbridge Securities Corp.|2700
INSY|INSYS THERAPTCS CMN|BTIG|BTIG, LLC|4564
INSY|INSYS THERAPTCS CMN|CANT|Cantor Fitzgerald & Co.|258
INSY|INSYS THERAPTCS CMN|CHAS|Charles Schwab & Co., Inc.|32834
INSY|INSYS THERAPTCS CMN|CICF|Canaccord Genuity Corp.|1000
INSY|INSYS THERAPTCS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23933
INSY|INSYS THERAPTCS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|512
INSY|INSYS THERAPTCS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
INSY|INSYS THERAPTCS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|171517
INSY|INSYS THERAPTCS CMN|CTDE|CHOICETRADE|1120
INSY|INSYS THERAPTCS CMN|CTDL|Citadel Derivatives Group Llc|14423
INSY|INSYS THERAPTCS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|12680
INSY|INSYS THERAPTCS CMN|DBAB|Deutsche Bank Securities Inc.|120358
INSY|INSYS THERAPTCS CMN|DBAX|Deutsche Bank Securities Inc.|54600
INSY|INSYS THERAPTCS CMN|DEAN|MORGAN STANLEY|17224
INSY|INSYS THERAPTCS CMN|DEGS|RONIN PROFESSIONAL LLC|36689
INSY|INSYS THERAPTCS CMN|EBXL|EBX LLC|53300
INSY|INSYS THERAPTCS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|767
INSY|INSYS THERAPTCS CMN|EDJC|Edward Jones / CDS|27
INSY|INSYS THERAPTCS CMN|EDJO|Edward D. Jones & Co., L.P.|29033
INSY|INSYS THERAPTCS CMN|EGAM|CBOE TRADING, INC.|10893
INSY|INSYS THERAPTCS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|850
INSY|INSYS THERAPTCS CMN|EGXM|CBOE TRADING, INC.|19869
INSY|INSYS THERAPTCS CMN|ETBE|Electronic Transaction Clearing, Inc.|10249
INSY|INSYS THERAPTCS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10902
INSY|INSYS THERAPTCS CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7000
INSY|INSYS THERAPTCS CMN|ETRS|E*Trade Securities LLC|1392005
INSY|INSYS THERAPTCS CMN|FBCO|Credit Suisse Securities (USA) LLC|551725
INSY|INSYS THERAPTCS CMN|FBSB|U.S. Bancorp Investments, Inc.|336
INSY|INSYS THERAPTCS CMN|FFSI|Firstrade Securities Inc.|600
INSY|INSYS THERAPTCS CMN|FILL|Tradestation Securities, Inc.|85864
INSY|INSYS THERAPTCS CMN|FMAF|NBCN Inc./ CDS|51262
INSY|INSYS THERAPTCS CMN|FOMA|TD AMERITRADE CLEARING, INC.|2125839
INSY|INSYS THERAPTCS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94481
INSY|INSYS THERAPTCS CMN|FTBR|Foliofn Investments, Inc.|589
INSY|INSYS THERAPTCS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|26722
INSY|INSYS THERAPTCS CMN|GLIS|TD Securities Inc|4453
INSY|INSYS THERAPTCS CMN|GLPX|ACS EXECUTION SERVICES, LLC|10707
INSY|INSYS THERAPTCS CMN|GSCO|GOLDMAN SACHS & CO. LLC|391658
INSY|INSYS THERAPTCS CMN|GSCS|GOLDMAN SACHS & CO. LLC|22503
INSY|INSYS THERAPTCS CMN|GSLT|GOLDMAN SACHS & CO. LLC|927
INSY|INSYS THERAPTCS CMN|GTSZ|GTS SECURITIES LLC|11608
INSY|INSYS THERAPTCS CMN|HAPX|HAP Trading, LLC|444
INSY|INSYS THERAPTCS CMN|HRBF|American Enterprise Investment Services Inc.|5733
INSY|INSYS THERAPTCS CMN|HSBC|HSBC Securities, Inc.|553
INSY|INSYS THERAPTCS CMN|IATS|INTERACTIVE BROKERS LLC|45259
INSY|INSYS THERAPTCS CMN|IBKR|Interactive Brokers Llc|337646
INSY|INSYS THERAPTCS CMN|ICBX|INSTINET, LLC|48041
INSY|INSYS THERAPTCS CMN|IEQY|CITADEL SECURITIES LLC|130195
INSY|INSYS THERAPTCS CMN|INCA|INSTINET, LLC|119187
INSY|INSYS THERAPTCS CMN|INJX|INSTINET, LLC|79903
INSY|INSYS THERAPTCS CMN|ITGI|ITG Inc.|70146
INSY|INSYS THERAPTCS CMN|ITGP|ITG INC.|59200
INSY|INSYS THERAPTCS CMN|JANY|Janney Montgomery Scott Inc.|22746
INSY|INSYS THERAPTCS CMN|JEFF|JEFFERIES LLC|171611
INSY|INSYS THERAPTCS CMN|JMPT|JUMP TRADING, LLC|30252
INSY|INSYS THERAPTCS CMN|JPBX|J.P. MORGAN SECURITIES LLC|1193
INSY|INSYS THERAPTCS CMN|JPMX|J.P. Morgan Securities LLC|167993
INSY|INSYS THERAPTCS CMN|JSJX|JANE STREET CAPITAL LLC|9435
INSY|INSYS THERAPTCS CMN|KCGM|VIRTU Americas LLC|46634
INSY|INSYS THERAPTCS CMN|KEYB|KEYBANC CAPITAL MARKETS INC.|2196
INSY|INSYS THERAPTCS CMN|LEHM|Barclays Capital Inc./Le|337237
INSY|INSYS THERAPTCS CMN|LIME|Lime Brokerage LLC|181870
INSY|INSYS THERAPTCS CMN|LMGP|LIME BROKERAGE LLC|2378
INSY|INSYS THERAPTCS CMN|LQNA|LIQUIDNET, INC.|20000
INSY|INSYS THERAPTCS CMN|LSCI|Lek Securities Corporation|3440
INSY|INSYS THERAPTCS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|670
INSY|INSYS THERAPTCS CMN|MAXM|Maxim Group LLC|2823
INSY|INSYS THERAPTCS CMN|MBTS|ALLY INVEST SECURITIES LLC|9171
INSY|INSYS THERAPTCS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98518
INSY|INSYS THERAPTCS CMN|MOTF|MOTIF INVESTING, INC.|103
INSY|INSYS THERAPTCS CMN|MSCO|MORGAN STANLEY & CO. LLC|1220548
INSY|INSYS THERAPTCS CMN|MSPL|MORGAN STANLEY & CO. LLC|98100
INSY|INSYS THERAPTCS CMN|MSTX|MORGAN STANLEY & CO. LLC|43600
INSY|INSYS THERAPTCS CMN|NFSC|National Financial Services LLC|969021
INSY|INSYS THERAPTCS CMN|NITE|VIRTU Americas LLC|2403249
INSY|INSYS THERAPTCS CMN|NITP|VIRTU Americas LLC|7050
INSY|INSYS THERAPTCS CMN|NQRB|Brut, LLC|9211
INSY|INSYS THERAPTCS CMN|OPCO|Oppenheimer & Co. Inc.|1400
INSY|INSYS THERAPTCS CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1732
INSY|INSYS THERAPTCS CMN|PDQM|CODA MARKETS, INC.|16885
INSY|INSYS THERAPTCS CMN|PHLY|NASDAQ Execution Services, LLC|86000
INSY|INSYS THERAPTCS CMN|PWJC|UBS Financial Services, Inc.|3410
INSY|INSYS THERAPTCS CMN|RAJA|Raymond James & Associates, Inc.|29216
INSY|INSYS THERAPTCS CMN|RBCM|RBC CAPITAL MARKETS, LLC|44055
INSY|INSYS THERAPTCS CMN|RGLD|Regal Securities, Inc|5
INSY|INSYS THERAPTCS CMN|RJLC|RJL CAPITAL GROUP, LLC|7783
INSY|INSYS THERAPTCS CMN|SBSH|Citigroup Global Markets Inc.|216977
INSY|INSYS THERAPTCS CMN|SGMT|GOLDMAN SACHS & CO. LLC|86750
INSY|INSYS THERAPTCS CMN|SPDR|SPEEDROUTE LLC|1382
INSY|INSYS THERAPTCS CMN|SPHN|Stephens Inc.|233
INSY|INSYS THERAPTCS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|4185
INSY|INSYS THERAPTCS CMN|STKP|STOCKPILE INVESTMENTS, INC.|8452
INSY|INSYS THERAPTCS CMN|SWIM|TD Ameritrade, Inc.|527641
INSY|INSYS THERAPTCS CMN|SWST|Hilltop Securities Inc.|1047
INSY|INSYS THERAPTCS CMN|TDFS|TRADERFIELD SECURITIES INC.|3924
INSY|INSYS THERAPTCS CMN|TKNG|ALLY INVEST SECURITIES LLC|23544
INSY|INSYS THERAPTCS CMN|TRCM|TRC MARKETS LLC|11565
INSY|INSYS THERAPTCS CMN|TWTT|TASTYWORKS, INC.|1980
INSY|INSYS THERAPTCS CMN|UBSA|UBS SECURITIES LLC|197755
INSY|INSYS THERAPTCS CMN|UBSS|UBS Securities LLC|620742
INSY|INSYS THERAPTCS CMN|VALX|VIRTU AMERICAS LLC|4676
INSY|INSYS THERAPTCS CMN|VGRD|Vanguard Marketing Corporation|94640
INSY|INSYS THERAPTCS CMN|VSIN|Vision Financial Markets Llc|11740
INSY|INSYS THERAPTCS CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|542
INSY|INSYS THERAPTCS CMN|WCHV|WELLS FARGO SECURITIES, LLC|87279
INSY|INSYS THERAPTCS CMN|WEDB|WEDBUSH SECURITIES INC.|3200
INSY|INSYS THERAPTCS CMN|WEED|Weeden & Co.L.P.|1000
INSY|INSYS THERAPTCS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|67816
INSY|INSYS THERAPTCS CMN|WGIF|CIBC World Markets Inc.|26712
INSY|INSYS THERAPTCS CMN|WORD|Worden Capital Management LLC|500
INSY|INSYS THERAPTCS CMN|WSEA|WOLVERINE SECURITIES, LLC|96470
INSY|INSYS THERAPTCS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|43976
INSY|INSYS THERAPTCS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
INSY|INSYS THERAPTCS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10022
INT|WORLD FUEL SVCS CP|ABLE|NATIXIS Securities Americas LLC|155163
INT|WORLD FUEL SVCS CP|ALTX|Alternet Securities Inc.|10807
INT|WORLD FUEL SVCS CP|APCC|Apex Clearing Corporation|952
INT|WORLD FUEL SVCS CP|BARD|Robert W. Baird & Co. Incorporated|189
INT|WORLD FUEL SVCS CP|BATM|CBOE TRADING, INC.|4354
INT|WORLD FUEL SVCS CP|BAYC|BAY CREST PARTNERS, LLC|2695
INT|WORLD FUEL SVCS CP|BBNT|BB&T SECURITIES, LLC|1710
INT|WORLD FUEL SVCS CP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3800
INT|WORLD FUEL SVCS CP|BERN|Sanford C. Bernstein & Co., LLC|62626
INT|WORLD FUEL SVCS CP|BIDS|BIDS TRADING L.P.|1300
INT|WORLD FUEL SVCS CP|BKCM|BNY Mellon Capital Markets LLC|14972
INT|WORLD FUEL SVCS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5375
INT|WORLD FUEL SVCS CP|BLKX|INSTINET, LLC|64000
INT|WORLD FUEL SVCS CP|BNPX|BNP PARIBAS SECURITIES CORP.|96450
INT|WORLD FUEL SVCS CP|BTIG|BTIG, LLC|29777
INT|WORLD FUEL SVCS CP|BYXM|CBOE TRADING, INC.|1950
INT|WORLD FUEL SVCS CP|BZYD|GOLDMAN SACHS & CO. LLC|600
INT|WORLD FUEL SVCS CP|CANT|Cantor Fitzgerald & Co.|10571
INT|WORLD FUEL SVCS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|12400
INT|WORLD FUEL SVCS CP|CHAS|Charles Schwab & Co., Inc.|4182
INT|WORLD FUEL SVCS CP|CIBP|CIBC World Markets Corp.|188500
INT|WORLD FUEL SVCS CP|CIST|Capital Institutional Services, Inc.|4538
INT|WORLD FUEL SVCS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9182
INT|WORLD FUEL SVCS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
INT|WORLD FUEL SVCS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2148
INT|WORLD FUEL SVCS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|408522
INT|WORLD FUEL SVCS CP|CTDL|Citadel Derivatives Group Llc|19753
INT|WORLD FUEL SVCS CP|CTLR|CUTLER GROUP, LP|1124
INT|WORLD FUEL SVCS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|67518
INT|WORLD FUEL SVCS CP|DBAB|Deutsche Bank Securities Inc.|195971
INT|WORLD FUEL SVCS CP|DBAX|Deutsche Bank Securities Inc.|222500
INT|WORLD FUEL SVCS CP|DEAN|MORGAN STANLEY|6470
INT|WORLD FUEL SVCS CP|DEGS|RONIN PROFESSIONAL LLC|500
INT|WORLD FUEL SVCS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|68297
INT|WORLD FUEL SVCS CP|EBXL|EBX LLC|220400
INT|WORLD FUEL SVCS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2917
INT|WORLD FUEL SVCS CP|EDJO|Edward D. Jones & Co., L.P.|378
INT|WORLD FUEL SVCS CP|EGAM|CBOE TRADING, INC.|11652
INT|WORLD FUEL SVCS CP|EGAW|CBOE TRADING, INC.|200
INT|WORLD FUEL SVCS CP|EGMT|EG MARKET TECHNOLOGIES LLC|500
INT|WORLD FUEL SVCS CP|EGXM|CBOE TRADING, INC.|2745
INT|WORLD FUEL SVCS CP|ETBE|Electronic Transaction Clearing, Inc.|9948
INT|WORLD FUEL SVCS CP|ETCC|Electronic Transaction Clearing, Inc.|500
INT|WORLD FUEL SVCS CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
INT|WORLD FUEL SVCS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9115
INT|WORLD FUEL SVCS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
INT|WORLD FUEL SVCS CP|ETRS|E*Trade Securities LLC|184918
INT|WORLD FUEL SVCS CP|FILL|Tradestation Securities, Inc.|2910
INT|WORLD FUEL SVCS CP|FMAF|NBCN Inc./ CDS|187
INT|WORLD FUEL SVCS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1900
INT|WORLD FUEL SVCS CP|FQLS|Quantlab Securities LP|458902
INT|WORLD FUEL SVCS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|189942
INT|WORLD FUEL SVCS CP|FTBR|Foliofn Investments, Inc.|259
INT|WORLD FUEL SVCS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|6765
INT|WORLD FUEL SVCS CP|GLPX|ACS EXECUTION SERVICES, LLC|75496
INT|WORLD FUEL SVCS CP|GSCO|GOLDMAN SACHS & CO. LLC|1430454
INT|WORLD FUEL SVCS CP|GSCS|GOLDMAN SACHS & CO. LLC|5201
INT|WORLD FUEL SVCS CP|GSLT|GOLDMAN SACHS & CO. LLC|8384
INT|WORLD FUEL SVCS CP|GTSZ|GTS SECURITIES LLC|123504
INT|WORLD FUEL SVCS CP|HRBF|American Enterprise Investment Services Inc.|1073
INT|WORLD FUEL SVCS CP|HSBC|HSBC Securities, Inc.|100
INT|WORLD FUEL SVCS CP|IATS|INTERACTIVE BROKERS LLC|6055
INT|WORLD FUEL SVCS CP|IBKR|Interactive Brokers Llc|13143
INT|WORLD FUEL SVCS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|849
INT|WORLD FUEL SVCS CP|ICBX|INSTINET, LLC|87393
INT|WORLD FUEL SVCS CP|IEQY|CITADEL SECURITIES LLC|152610
INT|WORLD FUEL SVCS CP|INCA|INSTINET, LLC|574272
INT|WORLD FUEL SVCS CP|INJX|INSTINET, LLC|20544
INT|WORLD FUEL SVCS CP|ITGI|ITG Inc.|133165
INT|WORLD FUEL SVCS CP|ITGP|ITG INC.|219800
INT|WORLD FUEL SVCS CP|JANY|Janney Montgomery Scott Inc.|44
INT|WORLD FUEL SVCS CP|JEFF|JEFFERIES LLC|87637
INT|WORLD FUEL SVCS CP|JMPT|JUMP TRADING, LLC|59253
INT|WORLD FUEL SVCS CP|JPBX|J.P. MORGAN SECURITIES LLC|40974
INT|WORLD FUEL SVCS CP|JPMX|J.P. Morgan Securities LLC|289206
INT|WORLD FUEL SVCS CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
INT|WORLD FUEL SVCS CP|JSJX|JANE STREET CAPITAL LLC|5974
INT|WORLD FUEL SVCS CP|KCGM|VIRTU Americas LLC|34909
INT|WORLD FUEL SVCS CP|KRSH|Kershner Securities, LLC|1701
INT|WORLD FUEL SVCS CP|LEHM|Barclays Capital Inc./Le|767211
INT|WORLD FUEL SVCS CP|LIME|Lime Brokerage LLC|16762
INT|WORLD FUEL SVCS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|156000
INT|WORLD FUEL SVCS CP|LOOP|Loop Capital Markets LLC|10957
INT|WORLD FUEL SVCS CP|LQNA|LIQUIDNET, INC.|78900
INT|WORLD FUEL SVCS CP|LQNB|LIQUIDNET, INC.|538
INT|WORLD FUEL SVCS CP|LSCI|Lek Securities Corporation|7360
INT|WORLD FUEL SVCS CP|MAXM|Maxim Group LLC|4943
INT|WORLD FUEL SVCS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|204960
INT|WORLD FUEL SVCS CP|MOTF|MOTIF INVESTING, INC.|1
INT|WORLD FUEL SVCS CP|MSCO|MORGAN STANLEY & CO. LLC|1919364
INT|WORLD FUEL SVCS CP|MSPL|MORGAN STANLEY & CO. LLC|349100
INT|WORLD FUEL SVCS CP|MSTX|MORGAN STANLEY & CO. LLC|417900
INT|WORLD FUEL SVCS CP|NFSC|National Financial Services LLC|214041
INT|WORLD FUEL SVCS CP|NITE|VIRTU Americas LLC|249468
INT|WORLD FUEL SVCS CP|NITP|VIRTU Americas LLC|1500
INT|WORLD FUEL SVCS CP|NQRB|Brut, LLC|4629
INT|WORLD FUEL SVCS CP|NTRC|Northern Trust Securities, Inc.|888
INT|WORLD FUEL SVCS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2684
INT|WORLD FUEL SVCS CP|PDQM|CODA MARKETS, INC.|58364
INT|WORLD FUEL SVCS CP|PWJC|UBS Financial Services, Inc.|659
INT|WORLD FUEL SVCS CP|RBCM|RBC CAPITAL MARKETS, LLC|2528
INT|WORLD FUEL SVCS CP|RHCO|Suntrust Robinson Humphrey, Inc.|5193
INT|WORLD FUEL SVCS CP|SAGL|SAGETRADER, LLC|29205
INT|WORLD FUEL SVCS CP|SAGW|SAGETRADER, LLC|940
INT|WORLD FUEL SVCS CP|SBSH|Citigroup Global Markets Inc.|94120
INT|WORLD FUEL SVCS CP|SEIC|SEI Investments Distribution Co.|115
INT|WORLD FUEL SVCS CP|SGMT|GOLDMAN SACHS & CO. LLC|81420
INT|WORLD FUEL SVCS CP|SPDR|SPEEDROUTE LLC|16811
INT|WORLD FUEL SVCS CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
INT|WORLD FUEL SVCS CP|STFL|Stifel, Nicolaus & Company, Incorporated|15112
INT|WORLD FUEL SVCS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2830
INT|WORLD FUEL SVCS CP|SWIM|TD Ameritrade, Inc.|16291
INT|WORLD FUEL SVCS CP|SWST|Hilltop Securities Inc.|273
INT|WORLD FUEL SVCS CP|TKNG|ALLY INVEST SECURITIES LLC|1480
INT|WORLD FUEL SVCS CP|TRBT|Tradebot Systems, Inc.|199512
INT|WORLD FUEL SVCS CP|TRCM|TRC MARKETS LLC|151000
INT|WORLD FUEL SVCS CP|UBSA|UBS SECURITIES LLC|759964
INT|WORLD FUEL SVCS CP|UBSS|UBS Securities LLC|1022974
INT|WORLD FUEL SVCS CP|VALX|VIRTU AMERICAS LLC|20140
INT|WORLD FUEL SVCS CP|VGRD|Vanguard Marketing Corporation|9895
INT|WORLD FUEL SVCS CP|WBLR|WILLIAM BLAIR|257
INT|WORLD FUEL SVCS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|11255
INT|WORLD FUEL SVCS CP|WCHV|WELLS FARGO SECURITIES, LLC|69967
INT|WORLD FUEL SVCS CP|WEDB|WEDBUSH SECURITIES INC.|14653
INT|WORLD FUEL SVCS CP|WEED|Weeden & Co.L.P.|700
INT|WORLD FUEL SVCS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22054
INT|WORLD FUEL SVCS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8466
INT|WORLD FUEL SVCS CP|WGIF|CIBC World Markets Inc.|14
INT|WORLD FUEL SVCS CP|WSEA|WOLVERINE SECURITIES, LLC|4664
INT|WORLD FUEL SVCS CP|XIST|INSTINET, LLC|15530
INT|WORLD FUEL SVCS CP|XPQR|Jump Trading|2017
INT|WORLD FUEL SVCS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|33832
INT|WORLD FUEL SVCS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
INT|WORLD FUEL SVCS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|743
INTC|INTEL CORP|ABLE|NATIXIS Securities Americas LLC|3038604
INTC|INTEL CORP|ACAD|ACADEMY SECURITIES, INC.|700
INTC|INTEL CORP|ACPL|American Capital Partners, LLC|600
INTC|INTEL CORP|ADAM|CANACCORD GENUITY INC.|19528
INTC|INTEL CORP|AGIS|Aegis Capital Corp.|19912
INTC|INTEL CORP|ALFA|ALPHA TRADING L.P.|728820
INTC|INTEL CORP|ALLN|Allen & Company LLC|31213
INTC|INTEL CORP|ALTX|Alternet Securities Inc.|248916
INTC|INTEL CORP|ANOS|ABEL/NOSER, L.L.C.|82300
INTC|INTEL CORP|APCC|Apex Clearing Corporation|195897
INTC|INTEL CORP|AQUA|AQUA SECURITIES L.P.|35500
INTC|INTEL CORP|AURC|Aurora Capital LLC|1500
INTC|INTEL CORP|AVON|Avondale Partners, LLC|1600
INTC|INTEL CORP|BALE|M&T SECURITIES, INC.|2596
INTC|INTEL CORP|BANK|Primevest Financial Services, Inc.|4005
INTC|INTEL CORP|BARD|Robert W. Baird & Co. Incorporated|501945
INTC|INTEL CORP|BATM|CBOE TRADING, INC.|108322
INTC|INTEL CORP|BAYC|BAY CREST PARTNERS, LLC|571341
INTC|INTEL CORP|BAYT|BTIG, LLC|50000
INTC|INTEL CORP|BBNT|BB&T SECURITIES, LLC|58618
INTC|INTEL CORP|BCHW|Birchwood Securities Corp.|25000
INTC|INTEL CORP|BERN|Sanford C. Bernstein & Co., LLC|3203955
INTC|INTEL CORP|BGCE|BGC Financial Inc.|5136
INTC|INTEL CORP|BIAD|SAGETRADER, LLC|929
INTC|INTEL CORP|BIMI|Banca IMI Securities Corp.|23001
INTC|INTEL CORP|BKCM|BNY Mellon Capital Markets LLC|12726
INTC|INTEL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|567613
INTC|INTEL CORP|BLKX|INSTINET, LLC|1235337
INTC|INTEL CORP|BMAK|BMA SECURITIES|55165
INTC|INTEL CORP|BMOC|BMO Capital Markets Corp.|844133
INTC|INTEL CORP|BNCH|The Benchmark Company, LLC|700
INTC|INTEL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|6598171
INTC|INTEL CORP|BRGE|Newbridge Securities Corp.|5539
INTC|INTEL CORP|BSCM|BROAD STREET CAPITAL MARKETS, LLC|18000
INTC|INTEL CORP|BTIG|BTIG, LLC|2700371
INTC|INTEL CORP|BYXM|CBOE TRADING, INC.|82837
INTC|INTEL CORP|BZXL|VOLANT LIQUIDITY, LLC|3000
INTC|INTEL CORP|BZYD|GOLDMAN SACHS & CO. LLC|1900
INTC|INTEL CORP|CABR|Cabrera Capital Markets, Inc.|75
INTC|INTEL CORP|CAMC|Cambria Capital, LLC|300
INTC|INTEL CORP|CANT|Cantor Fitzgerald & Co.|44129
INTC|INTEL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|159480
INTC|INTEL CORP|CBRA|Cobra Trading, Inc.|3800
INTC|INTEL CORP|CHAS|Charles Schwab & Co., Inc.|291180
INTC|INTEL CORP|CHBC|PENSERRA SECURITIES, LLC|153000
INTC|INTEL CORP|CHLM|Craig-Hallum Capital Group LLC|50000
INTC|INTEL CORP|CIBP|CIBC World Markets Corp.|357048
INTC|INTEL CORP|CICF|Canaccord Genuity Corp.|6857
INTC|INTEL CORP|CIIV|CORPORATE INVESTMENTS GROUP, INC.|19918
INTC|INTEL CORP|CIST|Capital Institutional Services, Inc.|118580
INTC|INTEL CORP|CLSA|CLSA AMERICAS, LLC|183315
INTC|INTEL CORP|CNTR|PRECISION SECURITIES, LLC|1200
INTC|INTEL CORP|COWR|Cowen and Company, LLC|23339
INTC|INTEL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5619715
INTC|INTEL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35690
INTC|INTEL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|528671
INTC|INTEL CORP|CRFN|ROBINHOOD FINANCIAL, LLC|6
INTC|INTEL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8692158
INTC|INTEL CORP|CSIN|Citadel Securities Institutional LLC|26887
INTC|INTEL CORP|CTDE|CHOICETRADE|19
INTC|INTEL CORP|CTDL|Citadel Derivatives Group Llc|571349
INTC|INTEL CORP|CTLR|CUTLER GROUP, LP|100
INTC|INTEL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1062352
INTC|INTEL CORP|DADA|D.A. Davidson & Co.|35741
INTC|INTEL CORP|DAVA|Davenport & Company LLC|6805
INTC|INTEL CORP|DAWA|Daiwa Capital Markets America Inc.|110308
INTC|INTEL CORP|DBAB|Deutsche Bank Securities Inc.|16249642
INTC|INTEL CORP|DBAX|Deutsche Bank Securities Inc.|5394800
INTC|INTEL CORP|DBUL|Deutsche Bank Securities Inc.|340375
INTC|INTEL CORP|DCHF|Dart Executions, LLC|272560
INTC|INTEL CORP|DEAN|MORGAN STANLEY|252129
INTC|INTEL CORP|DEGS|RONIN PROFESSIONAL LLC|24663
INTC|INTEL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|176610
INTC|INTEL CORP|DRWK|DRW SECURITIES, L.L.C.|297733
INTC|INTEL CORP|EBXL|EBX LLC|6161600
INTC|INTEL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|264803
INTC|INTEL CORP|EDJC|Edward Jones / CDS|4283
INTC|INTEL CORP|EDJO|Edward D. Jones & Co., L.P.|131302
INTC|INTEL CORP|EGAM|CBOE TRADING, INC.|217834
INTC|INTEL CORP|EGAW|CBOE TRADING, INC.|4747
INTC|INTEL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|2000
INTC|INTEL CORP|EGXM|CBOE TRADING, INC.|130725
INTC|INTEL CORP|EGXW|CBOE TRADING, INC.|1969
INTC|INTEL CORP|ELEV|ELEVATION, LLC|62989
INTC|INTEL CORP|ESPO|ESPOSITO SECURITIES, LLC|734
INTC|INTEL CORP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|54488
INTC|INTEL CORP|ETBE|Electronic Transaction Clearing, Inc.|1327955
INTC|INTEL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5008
INTC|INTEL CORP|ETCB|ETC BROKERAGE SERVICES, LLC|102
INTC|INTEL CORP|ETCC|Electronic Transaction Clearing, Inc.|12691
INTC|INTEL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|44984
INTC|INTEL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69378
INTC|INTEL CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1335
INTC|INTEL CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1011
INTC|INTEL CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|2209143
INTC|INTEL CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|11416
INTC|INTEL CORP|ETRS|E*Trade Securities LLC|7210452
INTC|INTEL CORP|EVRS|E1 ASSET MANAGEMENT, INC.|1490
INTC|INTEL CORP|FBCO|Credit Suisse Securities (USA) LLC|60141486
INTC|INTEL CORP|FBSB|U.S. Bancorp Investments, Inc.|7963
INTC|INTEL CORP|FFSI|Firstrade Securities Inc.|2283
INTC|INTEL CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|1396
INTC|INTEL CORP|FILL|Tradestation Securities, Inc.|622861
INTC|INTEL CORP|FINX|FINTECH SECURITIES|40153
INTC|INTEL CORP|FINZ|FINTECH SECURITIES|100
INTC|INTEL CORP|FMAF|NBCN Inc./ CDS|162301
INTC|INTEL CORP|FMCO|First Manhattan Co|600
INTC|INTEL CORP|FOMA|TD AMERITRADE CLEARING, INC.|13894438
INTC|INTEL CORP|FORD|Fordham Financial Management, Inc.|36430
INTC|INTEL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|72702
INTC|INTEL CORP|FQLS|Quantlab Securities LP|7496061
INTC|INTEL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|966777
INTC|INTEL CORP|FTBR|Foliofn Investments, Inc.|49854
INTC|INTEL CORP|GARC|ICAP Corporates LLC|100
INTC|INTEL CORP|GBMT|GBM International, Inc.|17019
INTC|INTEL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3197975
INTC|INTEL CORP|GELP|RBC CAPITAL MARKETS, LLC|37338
INTC|INTEL CORP|GFRY|JUMP TRADING, LLC|6253053
INTC|INTEL CORP|GLIS|TD Securities Inc|2275
INTC|INTEL CORP|GLPX|ACS EXECUTION SERVICES, LLC|579803
INTC|INTEL CORP|GSCO|GOLDMAN SACHS & CO. LLC|38221467
INTC|INTEL CORP|GSCS|GOLDMAN SACHS & CO. LLC|1945179
INTC|INTEL CORP|GSLT|GOLDMAN SACHS & CO. LLC|228453
INTC|INTEL CORP|GTSZ|GTS SECURITIES LLC|4591779
INTC|INTEL CORP|HAPX|HAP Trading, LLC|38375
INTC|INTEL CORP|HASF|Haywood Securities Inc./CDS|2805
INTC|INTEL CORP|HCTA|Hardcastle Trading USA LLC|567423
INTC|INTEL CORP|HRBF|American Enterprise Investment Services Inc.|777435
INTC|INTEL CORP|HSBC|HSBC Securities, Inc.|1545504
INTC|INTEL CORP|IATS|INTERACTIVE BROKERS LLC|580162
INTC|INTEL CORP|IBKR|Interactive Brokers Llc|4881095
INTC|INTEL CORP|IBSJ|Integrity Brokerage Services, Inc.|130
INTC|INTEL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9678
INTC|INTEL CORP|ICBX|INSTINET, LLC|2304535
INTC|INTEL CORP|IEQY|CITADEL SECURITIES LLC|5289553
INTC|INTEL CORP|INCA|INSTINET, LLC|15624894
INTC|INTEL CORP|INJX|INSTINET, LLC|728442
INTC|INTEL CORP|ITGI|ITG Inc.|1619552
INTC|INTEL CORP|ITGP|ITG INC.|3381600
INTC|INTEL CORP|JANY|Janney Montgomery Scott Inc.|89083
INTC|INTEL CORP|JEFF|JEFFERIES LLC|2440058
INTC|INTEL CORP|JHDR|J.H. Darbie & Co., Inc.|142
INTC|INTEL CORP|JMPT|JUMP TRADING, LLC|2628095
INTC|INTEL CORP|JONE|JonesTrading|32556
INTC|INTEL CORP|JPBX|J.P. MORGAN SECURITIES LLC|2439949
INTC|INTEL CORP|JPMX|J.P. Morgan Securities LLC|7571673
INTC|INTEL CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|91204
INTC|INTEL CORP|JSJX|JANE STREET CAPITAL LLC|76344
INTC|INTEL CORP|JUTA|JUMP TRADING, LLC|144386
INTC|INTEL CORP|KCGM|VIRTU Americas LLC|1614104
INTC|INTEL CORP|KCRD|PHX FINANCIAL, INC.|775
INTC|INTEL CORP|LBKI|Libucki & Co., LLC|76000
INTC|INTEL CORP|LEHM|Barclays Capital Inc./Le|25229942
INTC|INTEL CORP|LGNT|COR CLEARING LLC|1
INTC|INTEL CORP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|8750
INTC|INTEL CORP|LIME|Lime Brokerage LLC|1515886
INTC|INTEL CORP|LIWK|LIME BROKERAGE LLC|307
INTC|INTEL CORP|LMGP|LIME BROKERAGE LLC|151254
INTC|INTEL CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|851850
INTC|INTEL CORP|LOOP|Loop Capital Markets LLC|20361
INTC|INTEL CORP|LPCM|Lampert Capital Markets Inc.|8000
INTC|INTEL CORP|LQNA|LIQUIDNET, INC.|1019500
INTC|INTEL CORP|LSCI|Lek Securities Corporation|511195
INTC|INTEL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|15100
INTC|INTEL CORP|MACC|Mid Atlantic Capital Corporation|36636
INTC|INTEL CORP|MACQ|Macquarie Capital (USA) Inc.|143097
INTC|INTEL CORP|MAXM|Maxim Group LLC|558672
INTC|INTEL CORP|MBTS|ALLY INVEST SECURITIES LLC|6916
INTC|INTEL CORP|MCBT|Moors & Cabot, Inc.|1945
INTC|INTEL CORP|MCMF|Raymond James Ltd. Cds|30061
INTC|INTEL CORP|MKMP|MKM Partners LLC|102000
INTC|INTEL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3955268
INTC|INTEL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|57884
INTC|INTEL CORP|MOTF|MOTIF INVESTING, INC.|772
INTC|INTEL CORP|MPSG|E D & F Man Capital Markets Inc.|64224
INTC|INTEL CORP|MSCO|MORGAN STANLEY & CO. LLC|56275481
INTC|INTEL CORP|MSPL|MORGAN STANLEY & CO. LLC|4679800
INTC|INTEL CORP|MSTX|MORGAN STANLEY & CO. LLC|4373500
INTC|INTEL CORP|MTON|MILLINGTON SECURITIES, INC.|282259
INTC|INTEL CORP|MUFG|MUFG SECURITIES AMERICAS INC.|1882875
INTC|INTEL CORP|MULL|MARK J. MULLER EQUITIES, INC.|1300
INTC|INTEL CORP|MZHO|Mizuho Securities USA LLC|232500
INTC|INTEL CORP|NATL|National Securities Corporation|7894
INTC|INTEL CORP|NBCS|NBC Securities, INC.|1193
INTC|INTEL CORP|NEED|Needham & Company, LLC|32836
INTC|INTEL CORP|NEUB|NEUBERGER BERMAN BD LLC|620
INTC|INTEL CORP|NFSC|National Financial Services LLC|12712566
INTC|INTEL CORP|NITE|VIRTU Americas LLC|24733467
INTC|INTEL CORP|NITP|VIRTU Americas LLC|147253
INTC|INTEL CORP|NMRA|Nomura Securities International, Inc.|2627700
INTC|INTEL CORP|NORT|Northland Securities, Inc.|200
INTC|INTEL CORP|NQRB|Brut, LLC|387588
INTC|INTEL CORP|NTFN|Network 1 Financial Securities Inc.|1560
INTC|INTEL CORP|NTRC|Northern Trust Securities, Inc.|85758
INTC|INTEL CORP|OCEA|OCEAN FINANCIAL SERVICES, LLC|1000
INTC|INTEL CORP|OHOS|TWO SIGMA SECURITIES, LLC|808147
INTC|INTEL CORP|OLDM|OLD MISSION CAPITAL, LLC|14831
INTC|INTEL CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|50
INTC|INTEL CORP|OPCO|Oppenheimer & Co. Inc.|297572
INTC|INTEL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10190
INTC|INTEL CORP|PCFF|Pacific International Securities Inc./CDS|4775
INTC|INTEL CORP|PCPT|PHILLIP CAPITAL INC.|24086
INTC|INTEL CORP|PDQM|CODA MARKETS, INC.|650035
INTC|INTEL CORP|PHLY|NASDAQ Execution Services, LLC|433074
INTC|INTEL CORP|PICT|Pictet Overseas Inc.|23889
INTC|INTEL CORP|PIPR|Piper Jaffray & Co.|12205
INTC|INTEL CORP|PNSR|Penserra Securities, LLC|666682
INTC|INTEL CORP|POIN|PRECISION SECURITIES, LLC (POIN)|100
INTC|INTEL CORP|PRJX|JUMP TRADING, LLC|1390567
INTC|INTEL CORP|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|3577
INTC|INTEL CORP|PUMA|Puma Capital, Llc|299247
INTC|INTEL CORP|PWJC|UBS Financial Services, Inc.|460906
INTC|INTEL CORP|QMSR|QUATTRO M SECURITIES INC.|65833
INTC|INTEL CORP|RAJA|Raymond James & Associates, Inc.|497339
INTC|INTEL CORP|RBCM|RBC CAPITAL MARKETS, LLC|372417
INTC|INTEL CORP|RGLD|Regal Securities, Inc|4962
INTC|INTEL CORP|RHCO|Suntrust Robinson Humphrey, Inc.|412698
INTC|INTEL CORP|RJLC|RJL CAPITAL GROUP, LLC|900
INTC|INTEL CORP|SAGL|SAGETRADER, LLC|153984
INTC|INTEL CORP|SAGW|SAGETRADER, LLC|2882
INTC|INTEL CORP|SALI|INTL FCSTONE FINANCIAL INC.|13866
INTC|INTEL CORP|SBSH|Citigroup Global Markets Inc.|12321035
INTC|INTEL CORP|SCMC|Scotia Capital Markets (USA) Inc.|3832200
INTC|INTEL CORP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|500
INTC|INTEL CORP|SEIC|SEI Investments Distribution Co.|86945
INTC|INTEL CORP|SGMT|GOLDMAN SACHS & CO. LLC|4001110
INTC|INTEL CORP|SHMR|ABN Amro Clearing LLC|1210
INTC|INTEL CORP|SIDC|Sidoti & Company, LLC|200
INTC|INTEL CORP|SJLS|TRADE INFORMATICS LLC|2700
INTC|INTEL CORP|SOGO|Wang Investment Associates, Inc.|4084
INTC|INTEL CORP|SPDR|SPEEDROUTE LLC|832051
INTC|INTEL CORP|SPHN|Stephens Inc.|63683
INTC|INTEL CORP|SPNT|SEVEN POINTS CAPITAL, LLC|7198
INTC|INTEL CORP|SPTD|MINT GLOBAL MARKETS, INC.|33250
INTC|INTEL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|2100
INTC|INTEL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|739599
INTC|INTEL CORP|STKP|STOCKPILE INVESTMENTS, INC.|2032
INTC|INTEL CORP|STRS|STRATEGAS RESEARCH PARTNERS|7069
INTC|INTEL CORP|STTT|STATETRUST INVESTMENTS INC.|3850
INTC|INTEL CORP|STXG|Stockcross Financial Services, Inc.|1663
INTC|INTEL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
INTC|INTEL CORP|SWIM|TD Ameritrade, Inc.|6101075
INTC|INTEL CORP|SWST|Hilltop Securities Inc.|70013
INTC|INTEL CORP|TAGC|TELSEY ADVISORY GROUP LLC|2215
INTC|INTEL CORP|TDSI|TD Securities (USA) LLC|22294
INTC|INTEL CORP|TITL|TITLEIST ASSET MANAGEMENT, LTD.|1000
INTC|INTEL CORP|TKNG|ALLY INVEST SECURITIES LLC|55548
INTC|INTEL CORP|TONC|CUTTONE & CO., LLC|1990
INTC|INTEL CORP|TOUR|TOURMALINE PARTNERS, LLC|800
INTC|INTEL CORP|TRBT|Tradebot Systems, Inc.|5159178
INTC|INTEL CORP|TRCM|TRC MARKETS LLC|4982869
INTC|INTEL CORP|TTUC|CUTTONE & CO., INC.|91194
INTC|INTEL CORP|TWTT|TASTYWORKS, INC.|19399
INTC|INTEL CORP|UBSA|UBS SECURITIES LLC|14228547
INTC|INTEL CORP|UBSS|UBS Securities LLC|24130881
INTC|INTEL CORP|VALX|VIRTU AMERICAS LLC|364983
INTC|INTEL CORP|VERT|The Vertical Trading Group, LLC|45416
INTC|INTEL CORP|VGRD|Vanguard Marketing Corporation|642789
INTC|INTEL CORP|VNDM|Wall Street Access|100
INTC|INTEL CORP|VNDS|VANDHAM SECURITIES CORP|401033
INTC|INTEL CORP|VSIN|Vision Financial Markets Llc|999
INTC|INTEL CORP|WABR|Wall Street Access|105651
INTC|INTEL CORP|WBET|Wallachbeth Capital LLC|5240
INTC|INTEL CORP|WBLR|WILLIAM BLAIR|18601
INTC|INTEL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|64104
INTC|INTEL CORP|WCHV|WELLS FARGO SECURITIES, LLC|11553939
INTC|INTEL CORP|WDNX|WEEDEN & CO.L.P.|76268
INTC|INTEL CORP|WEDB|WEDBUSH SECURITIES INC.|397482
INTC|INTEL CORP|WEED|Weeden & Co.L.P.|149573
INTC|INTEL CORP|WESC|Wellington Shields & Co., LLC|6563
INTC|INTEL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2036840
INTC|INTEL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|511794
INTC|INTEL CORP|WFPB|Wells Fargo Securities, LLC.|22651
INTC|INTEL CORP|WGIF|CIBC World Markets Inc.|245951
INTC|INTEL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40923
INTC|INTEL CORP|WOLF|Wolfe Trahan Securities|2300
INTC|INTEL CORP|WSAG|WALL STREET ACCESS|1449
INTC|INTEL CORP|WSEA|WOLVERINE SECURITIES, LLC|322798
INTC|INTEL CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|5700
INTC|INTEL CORP|XIST|INSTINET, LLC|695796
INTC|INTEL CORP|XPQR|Jump Trading|4000
INTC|INTEL CORP|XPUS|XP SECURITIES, LLC|11800
INTC|INTEL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2785224
INTC|INTEL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|32184
INTC|INTEL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|244816
INTF|ISHARES FACTORSELECT|ALTX|Alternet Securities Inc.|1319
INTF|ISHARES FACTORSELECT|APCC|Apex Clearing Corporation|1928
INTF|ISHARES FACTORSELECT|BATM|CBOE TRADING, INC.|600
INTF|ISHARES FACTORSELECT|BBNT|BB&T SECURITIES, LLC|235
INTF|ISHARES FACTORSELECT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17940
INTF|ISHARES FACTORSELECT|BYXM|CBOE TRADING, INC.|100
INTF|ISHARES FACTORSELECT|CANT|Cantor Fitzgerald & Co.|136939
INTF|ISHARES FACTORSELECT|CHAS|Charles Schwab & Co., Inc.|83443
INTF|ISHARES FACTORSELECT|CIST|Capital Institutional Services, Inc.|1959
INTF|ISHARES FACTORSELECT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59266
INTF|ISHARES FACTORSELECT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|33873
INTF|ISHARES FACTORSELECT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73905
INTF|ISHARES FACTORSELECT|CSIN|Citadel Securities Institutional LLC|199869
INTF|ISHARES FACTORSELECT|CTDL|Citadel Derivatives Group Llc|436837
INTF|ISHARES FACTORSELECT|CXCX|CITIGROUP GLOBAL MARKETS INC.|15106
INTF|ISHARES FACTORSELECT|DBAX|Deutsche Bank Securities Inc.|41500
INTF|ISHARES FACTORSELECT|DEAN|MORGAN STANLEY|16744
INTF|ISHARES FACTORSELECT|EBXL|EBX LLC|31900
INTF|ISHARES FACTORSELECT|EDJO|Edward D. Jones & Co., L.P.|19975
INTF|ISHARES FACTORSELECT|EGAM|CBOE TRADING, INC.|3619
INTF|ISHARES FACTORSELECT|EGMT|EG MARKET TECHNOLOGIES LLC|100
INTF|ISHARES FACTORSELECT|EGXM|CBOE TRADING, INC.|6362
INTF|ISHARES FACTORSELECT|ETBE|Electronic Transaction Clearing, Inc.|1170
INTF|ISHARES FACTORSELECT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
INTF|ISHARES FACTORSELECT|ETRS|E*Trade Securities LLC|9972
INTF|ISHARES FACTORSELECT|FMAF|NBCN Inc./ CDS|544
INTF|ISHARES FACTORSELECT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16
INTF|ISHARES FACTORSELECT|FTBR|Foliofn Investments, Inc.|2671
INTF|ISHARES FACTORSELECT|GEBB|GLOBAL EXECUTION BROKERS, LP|6900
INTF|ISHARES FACTORSELECT|GLPX|ACS EXECUTION SERVICES, LLC|7914
INTF|ISHARES FACTORSELECT|GSCO|GOLDMAN SACHS & CO. LLC|2202
INTF|ISHARES FACTORSELECT|GSLT|GOLDMAN SACHS & CO. LLC|237
INTF|ISHARES FACTORSELECT|GTSZ|GTS SECURITIES LLC|2675
INTF|ISHARES FACTORSELECT|HRBF|American Enterprise Investment Services Inc.|13434
INTF|ISHARES FACTORSELECT|IATS|INTERACTIVE BROKERS LLC|559
INTF|ISHARES FACTORSELECT|IBKR|Interactive Brokers Llc|1990
INTF|ISHARES FACTORSELECT|ICBX|INSTINET, LLC|23795
INTF|ISHARES FACTORSELECT|INCA|INSTINET, LLC|14668
INTF|ISHARES FACTORSELECT|ITGI|ITG Inc.|919
INTF|ISHARES FACTORSELECT|ITGP|ITG INC.|50000
INTF|ISHARES FACTORSELECT|JANY|Janney Montgomery Scott Inc.|413
INTF|ISHARES FACTORSELECT|JEFF|JEFFERIES LLC|1800
INTF|ISHARES FACTORSELECT|JMPT|JUMP TRADING, LLC|1801
INTF|ISHARES FACTORSELECT|JPMX|J.P. Morgan Securities LLC|64740
INTF|ISHARES FACTORSELECT|JSEB|JANE STREET EXECUTION SERVICES, LLC|243489
INTF|ISHARES FACTORSELECT|JSJX|JANE STREET CAPITAL LLC|475458
INTF|ISHARES FACTORSELECT|KCGM|VIRTU Americas LLC|79336
INTF|ISHARES FACTORSELECT|LEHM|Barclays Capital Inc./Le|107000
INTF|ISHARES FACTORSELECT|LIME|Lime Brokerage LLC|3450
INTF|ISHARES FACTORSELECT|MACC|Mid Atlantic Capital Corporation|1513
INTF|ISHARES FACTORSELECT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|182470
INTF|ISHARES FACTORSELECT|MSCO|MORGAN STANLEY & CO. LLC|279959
INTF|ISHARES FACTORSELECT|MSPL|MORGAN STANLEY & CO. LLC|29600
INTF|ISHARES FACTORSELECT|NFSC|National Financial Services LLC|490169
INTF|ISHARES FACTORSELECT|NITE|VIRTU Americas LLC|354694
INTF|ISHARES FACTORSELECT|NQRB|Brut, LLC|699
INTF|ISHARES FACTORSELECT|OLDM|OLD MISSION CAPITAL, LLC|16807
INTF|ISHARES FACTORSELECT|OPCO|Oppenheimer & Co. Inc.|180
INTF|ISHARES FACTORSELECT|PDQM|CODA MARKETS, INC.|24641
INTF|ISHARES FACTORSELECT|RBCM|RBC CAPITAL MARKETS, LLC|11994
INTF|ISHARES FACTORSELECT|SAGL|SAGETRADER, LLC|200
INTF|ISHARES FACTORSELECT|SBSH|Citigroup Global Markets Inc.|2514
INTF|ISHARES FACTORSELECT|SGMT|GOLDMAN SACHS & CO. LLC|75165
INTF|ISHARES FACTORSELECT|SPDR|SPEEDROUTE LLC|2800
INTF|ISHARES FACTORSELECT|SWIM|TD Ameritrade, Inc.|1328
INTF|ISHARES FACTORSELECT|TKNG|ALLY INVEST SECURITIES LLC|339
INTF|ISHARES FACTORSELECT|TRBT|Tradebot Systems, Inc.|200
INTF|ISHARES FACTORSELECT|UBSA|UBS SECURITIES LLC|136616
INTF|ISHARES FACTORSELECT|UBSS|UBS Securities LLC|674757
INTF|ISHARES FACTORSELECT|VALX|VIRTU AMERICAS LLC|434
INTF|ISHARES FACTORSELECT|VGRD|Vanguard Marketing Corporation|6085
INTF|ISHARES FACTORSELECT|VNDM|Wall Street Access|1799
INTF|ISHARES FACTORSELECT|WCHV|WELLS FARGO SECURITIES, LLC|135051
INTF|ISHARES FACTORSELECT|WEED|Weeden & Co.L.P.|500
INTF|ISHARES FACTORSELECT|WGIF|CIBC World Markets Inc.|475
INTF|ISHARES FACTORSELECT|WSEA|WOLVERINE SECURITIES, LLC|525
INTF|ISHARES FACTORSELECT|XSTM|NATIONAL FINANCIAL SERVICES LLC|11418
INTF|ISHARES FACTORSELECT|YKNA|COMHAR CAPITAL MARKETS, LLC|3250
INTF|ISHARES FACTORSELECT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|133549
INTG|INTERGROUP CP THE ##|BATM|CBOE TRADING, INC.|39
INTG|INTERGROUP CP THE ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
INTG|INTERGROUP CP THE ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|210
INTG|INTERGROUP CP THE ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
INTG|INTERGROUP CP THE ##|DBAB|Deutsche Bank Securities Inc.|100
INTG|INTERGROUP CP THE ##|DBAX|Deutsche Bank Securities Inc.|100
INTG|INTERGROUP CP THE ##|EBXL|EBX LLC|100
INTG|INTERGROUP CP THE ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|50
INTG|INTERGROUP CP THE ##|ETRS|E*Trade Securities LLC|199
INTG|INTERGROUP CP THE ##|FBCO|Credit Suisse Securities (USA) LLC|400
INTG|INTERGROUP CP THE ##|FOMA|TD AMERITRADE CLEARING, INC.|26409
INTG|INTERGROUP CP THE ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9
INTG|INTERGROUP CP THE ##|GSCO|GOLDMAN SACHS & CO. LLC|491
INTG|INTERGROUP CP THE ##|GSCS|GOLDMAN SACHS & CO. LLC|372
INTG|INTERGROUP CP THE ##|GSLT|GOLDMAN SACHS & CO. LLC|900
INTG|INTERGROUP CP THE ##|GTSZ|GTS SECURITIES LLC|139
INTG|INTERGROUP CP THE ##|IBKR|Interactive Brokers Llc|9799
INTG|INTERGROUP CP THE ##|INCA|INSTINET, LLC|491
INTG|INTERGROUP CP THE ##|LEHM|Barclays Capital Inc./Le|5
INTG|INTERGROUP CP THE ##|LIME|Lime Brokerage LLC|1473
INTG|INTERGROUP CP THE ##|MSCO|MORGAN STANLEY & CO. LLC|923
INTG|INTERGROUP CP THE ##|NFSC|National Financial Services LLC|8835
INTG|INTERGROUP CP THE ##|NITE|VIRTU Americas LLC|11712
INTG|INTERGROUP CP THE ##|PDQM|CODA MARKETS, INC.|100
INTG|INTERGROUP CP THE ##|SGMT|GOLDMAN SACHS & CO. LLC|100
INTG|INTERGROUP CP THE ##|SWIM|TD Ameritrade, Inc.|1000
INTG|INTERGROUP CP THE ##|TRCM|TRC MARKETS LLC|200
INTG|INTERGROUP CP THE ##|UBSA|UBS SECURITIES LLC|339
INTG|INTERGROUP CP THE ##|UBSS|UBS Securities LLC|915
INTG|INTERGROUP CP THE ##|VALX|VIRTU AMERICAS LLC|1
INTG|INTERGROUP CP THE ##|WCHV|WELLS FARGO SECURITIES, LLC|333
INTL|INTL FCSTONE INC CMN|ALTX|Alternet Securities Inc.|1000
INTL|INTL FCSTONE INC CMN|APCC|Apex Clearing Corporation|3313
INTL|INTL FCSTONE INC CMN|BATM|CBOE TRADING, INC.|175
INTL|INTL FCSTONE INC CMN|BERN|Sanford C. Bernstein & Co., LLC|4827
INTL|INTL FCSTONE INC CMN|BMOC|BMO Capital Markets Corp.|2434
INTL|INTL FCSTONE INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|3277
INTL|INTL FCSTONE INC CMN|BRVL|BLAYLOCK VAN, LLC|300
INTL|INTL FCSTONE INC CMN|BTIG|BTIG, LLC|8227
INTL|INTL FCSTONE INC CMN|BYXM|CBOE TRADING, INC.|367
INTL|INTL FCSTONE INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|1118
INTL|INTL FCSTONE INC CMN|CANT|Cantor Fitzgerald & Co.|137
INTL|INTL FCSTONE INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11974
INTL|INTL FCSTONE INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5583
INTL|INTL FCSTONE INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7477
INTL|INTL FCSTONE INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29510
INTL|INTL FCSTONE INC CMN|CTDL|Citadel Derivatives Group Llc|4215
INTL|INTL FCSTONE INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4734
INTL|INTL FCSTONE INC CMN|DBAB|Deutsche Bank Securities Inc.|89493
INTL|INTL FCSTONE INC CMN|DBAX|Deutsche Bank Securities Inc.|33900
INTL|INTL FCSTONE INC CMN|DEAN|MORGAN STANLEY|236
INTL|INTL FCSTONE INC CMN|DEGS|RONIN PROFESSIONAL LLC|3624
INTL|INTL FCSTONE INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1165
INTL|INTL FCSTONE INC CMN|EBXL|EBX LLC|12500
INTL|INTL FCSTONE INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|388
INTL|INTL FCSTONE INC CMN|EDJO|Edward D. Jones & Co., L.P.|138
INTL|INTL FCSTONE INC CMN|EGAM|CBOE TRADING, INC.|1537
INTL|INTL FCSTONE INC CMN|EGAW|CBOE TRADING, INC.|200
INTL|INTL FCSTONE INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|500
INTL|INTL FCSTONE INC CMN|EGXM|CBOE TRADING, INC.|250
INTL|INTL FCSTONE INC CMN|EGXW|CBOE TRADING, INC.|4
INTL|INTL FCSTONE INC CMN|ETBE|Electronic Transaction Clearing, Inc.|200
INTL|INTL FCSTONE INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1648
INTL|INTL FCSTONE INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6534
INTL|INTL FCSTONE INC CMN|ETRS|E*Trade Securities LLC|34648
INTL|INTL FCSTONE INC CMN|FBCO|Credit Suisse Securities (USA) LLC|85339
INTL|INTL FCSTONE INC CMN|FBSB|U.S. Bancorp Investments, Inc.|12
INTL|INTL FCSTONE INC CMN|FILL|Tradestation Securities, Inc.|57
INTL|INTL FCSTONE INC CMN|FMAF|NBCN Inc./ CDS|300
INTL|INTL FCSTONE INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|43601
INTL|INTL FCSTONE INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|491
INTL|INTL FCSTONE INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15826
INTL|INTL FCSTONE INC CMN|FTBR|Foliofn Investments, Inc.|1259
INTL|INTL FCSTONE INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4739
INTL|INTL FCSTONE INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|9449
INTL|INTL FCSTONE INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|81759
INTL|INTL FCSTONE INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|4600
INTL|INTL FCSTONE INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|350
INTL|INTL FCSTONE INC CMN|GTSZ|GTS SECURITIES LLC|34128
INTL|INTL FCSTONE INC CMN|HRBF|American Enterprise Investment Services Inc.|182
INTL|INTL FCSTONE INC CMN|HSBC|HSBC Securities, Inc.|58
INTL|INTL FCSTONE INC CMN|IATS|INTERACTIVE BROKERS LLC|863
INTL|INTL FCSTONE INC CMN|IBKR|Interactive Brokers Llc|14673
INTL|INTL FCSTONE INC CMN|ICBX|INSTINET, LLC|5100
INTL|INTL FCSTONE INC CMN|IEQY|CITADEL SECURITIES LLC|9657
INTL|INTL FCSTONE INC CMN|INCA|INSTINET, LLC|95289
INTL|INTL FCSTONE INC CMN|INJX|INSTINET, LLC|3968
INTL|INTL FCSTONE INC CMN|ITGI|ITG Inc.|1194
INTL|INTL FCSTONE INC CMN|ITGP|ITG INC.|4400
INTL|INTL FCSTONE INC CMN|JEFF|JEFFERIES LLC|33583
INTL|INTL FCSTONE INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|1770
INTL|INTL FCSTONE INC CMN|JPMX|J.P. Morgan Securities LLC|36750
INTL|INTL FCSTONE INC CMN|JSJX|JANE STREET CAPITAL LLC|237
INTL|INTL FCSTONE INC CMN|KCGM|VIRTU Americas LLC|4891
INTL|INTL FCSTONE INC CMN|LEHM|Barclays Capital Inc./Le|38780
INTL|INTL FCSTONE INC CMN|LIME|Lime Brokerage LLC|65706
INTL|INTL FCSTONE INC CMN|LMGP|LIME BROKERAGE LLC|1300
INTL|INTL FCSTONE INC CMN|LSCI|Lek Securities Corporation|2
INTL|INTL FCSTONE INC CMN|MAVB|Great Point Capital LLC|100
INTL|INTL FCSTONE INC CMN|MAXM|Maxim Group LLC|1520
INTL|INTL FCSTONE INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28458
INTL|INTL FCSTONE INC CMN|MSCO|MORGAN STANLEY & CO. LLC|189236
INTL|INTL FCSTONE INC CMN|MSPL|MORGAN STANLEY & CO. LLC|34300
INTL|INTL FCSTONE INC CMN|MSTX|MORGAN STANLEY & CO. LLC|200
INTL|INTL FCSTONE INC CMN|NFSC|National Financial Services LLC|27847
INTL|INTL FCSTONE INC CMN|NITE|VIRTU Americas LLC|78487
INTL|INTL FCSTONE INC CMN|NITP|VIRTU Americas LLC|400
INTL|INTL FCSTONE INC CMN|NQRB|Brut, LLC|700
INTL|INTL FCSTONE INC CMN|NTRC|Northern Trust Securities, Inc.|210
INTL|INTL FCSTONE INC CMN|OPCO|Oppenheimer & Co. Inc.|762
INTL|INTL FCSTONE INC CMN|PDQM|CODA MARKETS, INC.|37006
INTL|INTL FCSTONE INC CMN|RAJA|Raymond James & Associates, Inc.|1861
INTL|INTL FCSTONE INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|437
INTL|INTL FCSTONE INC CMN|SAGW|SAGETRADER, LLC|165
INTL|INTL FCSTONE INC CMN|SBSH|Citigroup Global Markets Inc.|24589
INTL|INTL FCSTONE INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|10649
INTL|INTL FCSTONE INC CMN|SPDR|SPEEDROUTE LLC|7645
INTL|INTL FCSTONE INC CMN|SWIM|TD Ameritrade, Inc.|3575
INTL|INTL FCSTONE INC CMN|TKNG|ALLY INVEST SECURITIES LLC|35
INTL|INTL FCSTONE INC CMN|TOUR|TOURMALINE PARTNERS, LLC|1000
INTL|INTL FCSTONE INC CMN|TRBT|Tradebot Systems, Inc.|12748
INTL|INTL FCSTONE INC CMN|TRCM|TRC MARKETS LLC|36664
INTL|INTL FCSTONE INC CMN|UBSA|UBS SECURITIES LLC|47172
INTL|INTL FCSTONE INC CMN|UBSS|UBS Securities LLC|104751
INTL|INTL FCSTONE INC CMN|VALX|VIRTU AMERICAS LLC|2152
INTL|INTL FCSTONE INC CMN|VGRD|Vanguard Marketing Corporation|6622
INTL|INTL FCSTONE INC CMN|VSIN|Vision Financial Markets Llc|22
INTL|INTL FCSTONE INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|19899
INTL|INTL FCSTONE INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|292
INTL|INTL FCSTONE INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1480
INTL|INTL FCSTONE INC CMN|WGIF|CIBC World Markets Inc.|1120
INTL|INTL FCSTONE INC CMN|WSEA|WOLVERINE SECURITIES, LLC|439
INTL|INTL FCSTONE INC CMN|XIST|INSTINET, LLC|6410
INTL|INTL FCSTONE INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3488
INTL|INTL FCSTONE INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|5647
INTL|INTL FCSTONE INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
INTT|INTEST CORPORATION|ANDG|Andrew Garrett Inc.|2000
INTT|INTEST CORPORATION|APCC|Apex Clearing Corporation|900
INTT|INTEST CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1824
INTT|INTEST CORPORATION|CHAS|Charles Schwab & Co., Inc.|2
INTT|INTEST CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
INTT|INTEST CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1644
INTT|INTEST CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|2276
INTT|INTEST CORPORATION|DBAB|Deutsche Bank Securities Inc.|200
INTT|INTEST CORPORATION|DBAX|Deutsche Bank Securities Inc.|800
INTT|INTEST CORPORATION|DEAN|MORGAN STANLEY|500
INTT|INTEST CORPORATION|EBXL|EBX LLC|900
INTT|INTEST CORPORATION|EGXM|CBOE TRADING, INC.|1
INTT|INTEST CORPORATION|ETRS|E*Trade Securities LLC|19620
INTT|INTEST CORPORATION|FILL|Tradestation Securities, Inc.|73
INTT|INTEST CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
INTT|INTEST CORPORATION|FTBR|Foliofn Investments, Inc.|88
INTT|INTEST CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|285
INTT|INTEST CORPORATION|HRBF|American Enterprise Investment Services Inc.|757
INTT|INTEST CORPORATION|IBKR|Interactive Brokers Llc|2917
INTT|INTEST CORPORATION|ICBX|INSTINET, LLC|1400
INTT|INTEST CORPORATION|INCA|INSTINET, LLC|4842
INTT|INTEST CORPORATION|INJX|INSTINET, LLC|300
INTT|INTEST CORPORATION|ITGI|ITG Inc.|4629
INTT|INTEST CORPORATION|ITGP|ITG INC.|2400
INTT|INTEST CORPORATION|JANY|Janney Montgomery Scott Inc.|300
INTT|INTEST CORPORATION|JEFF|JEFFERIES LLC|1300
INTT|INTEST CORPORATION|JPMX|J.P. Morgan Securities LLC|6428
INTT|INTEST CORPORATION|KCGM|VIRTU Americas LLC|1300
INTT|INTEST CORPORATION|LEHM|Barclays Capital Inc./Le|696
INTT|INTEST CORPORATION|LIME|Lime Brokerage LLC|2948
INTT|INTEST CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8200
INTT|INTEST CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
INTT|INTEST CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|4874
INTT|INTEST CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|900
INTT|INTEST CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|2000
INTT|INTEST CORPORATION|NFSC|National Financial Services LLC|54817
INTT|INTEST CORPORATION|NITE|VIRTU Americas LLC|74220
INTT|INTEST CORPORATION|OPCO|Oppenheimer & Co. Inc.|1350
INTT|INTEST CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|300
INTT|INTEST CORPORATION|SPDR|SPEEDROUTE LLC|122
INTT|INTEST CORPORATION|SWIM|TD Ameritrade, Inc.|8611
INTT|INTEST CORPORATION|SWST|Hilltop Securities Inc.|700
INTT|INTEST CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|1280
INTT|INTEST CORPORATION|TRBT|Tradebot Systems, Inc.|1558
INTT|INTEST CORPORATION|UBSA|UBS SECURITIES LLC|6569
INTT|INTEST CORPORATION|UBSS|UBS Securities LLC|7465
INTT|INTEST CORPORATION|VALX|VIRTU AMERICAS LLC|3
INTT|INTEST CORPORATION|VGRD|Vanguard Marketing Corporation|8476
INTT|INTEST CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|1458
INTT|INTEST CORPORATION|WEED|Weeden & Co.L.P.|31200
INTT|INTEST CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
INTT|INTEST CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|607
INTT|INTEST CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|4402
INTT|INTEST CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
INTU|INTUIT INC|ABLE|NATIXIS Securities Americas LLC|9566
INTU|INTUIT INC|ADAM|CANACCORD GENUITY INC.|5339
INTU|INTUIT INC|AGCP|AEGIS CAPITAL CORP.|54
INTU|INTUIT INC|AGIS|Aegis Capital Corp.|48
INTU|INTUIT INC|ALLN|Allen & Company LLC|2100
INTU|INTUIT INC|ALTX|Alternet Securities Inc.|14168
INTU|INTUIT INC|ANOS|ABEL/NOSER, L.L.C.|200
INTU|INTUIT INC|APCC|Apex Clearing Corporation|2156
INTU|INTUIT INC|AQUA|AQUA SECURITIES L.P.|5000
INTU|INTUIT INC|BANK|Primevest Financial Services, Inc.|70
INTU|INTUIT INC|BARD|Robert W. Baird & Co. Incorporated|2757
INTU|INTUIT INC|BATM|CBOE TRADING, INC.|10084
INTU|INTUIT INC|BAYC|BAY CREST PARTNERS, LLC|14737
INTU|INTUIT INC|BAYT|BTIG, LLC|2500
INTU|INTUIT INC|BBNT|BB&T SECURITIES, LLC|3163
INTU|INTUIT INC|BERN|Sanford C. Bernstein & Co., LLC|69499
INTU|INTUIT INC|BIDS|BIDS TRADING L.P.|16789
INTU|INTUIT INC|BIMI|Banca IMI Securities Corp.|248
INTU|INTUIT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6373
INTU|INTUIT INC|BLKX|INSTINET, LLC|46875
INTU|INTUIT INC|BMOC|BMO Capital Markets Corp.|54120
INTU|INTUIT INC|BNCH|The Benchmark Company, LLC|32350
INTU|INTUIT INC|BNPX|BNP PARIBAS SECURITIES CORP.|450785
INTU|INTUIT INC|BTIG|BTIG, LLC|127130
INTU|INTUIT INC|BYXM|CBOE TRADING, INC.|6410
INTU|INTUIT INC|BZYD|GOLDMAN SACHS & CO. LLC|1358
INTU|INTUIT INC|CABR|Cabrera Capital Markets, Inc.|120
INTU|INTUIT INC|CANT|Cantor Fitzgerald & Co.|727
INTU|INTUIT INC|CHAS|Charles Schwab & Co., Inc.|2981
INTU|INTUIT INC|CIBP|CIBC World Markets Corp.|47982
INTU|INTUIT INC|CICF|Canaccord Genuity Corp.|68
INTU|INTUIT INC|CIST|Capital Institutional Services, Inc.|4782
INTU|INTUIT INC|CLSA|CLSA AMERICAS, LLC|98680
INTU|INTUIT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|126160
INTU|INTUIT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3074
INTU|INTUIT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4152
INTU|INTUIT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|651146
INTU|INTUIT INC|CTDL|Citadel Derivatives Group Llc|16508
INTU|INTUIT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|43990
INTU|INTUIT INC|DADA|D.A. Davidson & Co.|398
INTU|INTUIT INC|DAVA|Davenport & Company LLC|30950
INTU|INTUIT INC|DAWA|Daiwa Capital Markets America Inc.|3619
INTU|INTUIT INC|DBAB|Deutsche Bank Securities Inc.|1327184
INTU|INTUIT INC|DBAX|Deutsche Bank Securities Inc.|526500
INTU|INTUIT INC|DBUL|Deutsche Bank Securities Inc.|1039
INTU|INTUIT INC|DCHF|Dart Executions, LLC|5383
INTU|INTUIT INC|DEAN|MORGAN STANLEY|44790
INTU|INTUIT INC|DEGS|RONIN PROFESSIONAL LLC|464
INTU|INTUIT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16761
INTU|INTUIT INC|DREX|Drexel Hamilton, LLC|89
INTU|INTUIT INC|DRWK|DRW SECURITIES, L.L.C.|12993
INTU|INTUIT INC|EBXL|EBX LLC|286400
INTU|INTUIT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9329
INTU|INTUIT INC|EDJC|Edward Jones / CDS|36
INTU|INTUIT INC|EDJO|Edward D. Jones & Co., L.P.|1794
INTU|INTUIT INC|EGAM|CBOE TRADING, INC.|32717
INTU|INTUIT INC|EGAW|CBOE TRADING, INC.|26
INTU|INTUIT INC|EGMT|EG MARKET TECHNOLOGIES LLC|2734
INTU|INTUIT INC|EGXM|CBOE TRADING, INC.|4277
INTU|INTUIT INC|EGXW|CBOE TRADING, INC.|100
INTU|INTUIT INC|ESPO|ESPOSITO SECURITIES, LLC|316
INTU|INTUIT INC|ETBE|Electronic Transaction Clearing, Inc.|109532
INTU|INTUIT INC|ETCC|Electronic Transaction Clearing, Inc.|1936
INTU|INTUIT INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5110
INTU|INTUIT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|99330
INTU|INTUIT INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|807
INTU|INTUIT INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|162858
INTU|INTUIT INC|ETRS|E*Trade Securities LLC|29821
INTU|INTUIT INC|FBCO|Credit Suisse Securities (USA) LLC|840308
INTU|INTUIT INC|FBSB|U.S. Bancorp Investments, Inc.|3
INTU|INTUIT INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1203
INTU|INTUIT INC|FILL|Tradestation Securities, Inc.|9477
INTU|INTUIT INC|FINX|FINTECH SECURITIES|30
INTU|INTUIT INC|FMAF|NBCN Inc./ CDS|2925
INTU|INTUIT INC|FOMA|TD AMERITRADE CLEARING, INC.|88757
INTU|INTUIT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|58447
INTU|INTUIT INC|FQLS|Quantlab Securities LP|456229
INTU|INTUIT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124940
INTU|INTUIT INC|FTBR|Foliofn Investments, Inc.|3653
INTU|INTUIT INC|GBMT|GBM International, Inc.|135
INTU|INTUIT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|128881
INTU|INTUIT INC|GELP|RBC CAPITAL MARKETS, LLC|1692
INTU|INTUIT INC|GLIS|TD Securities Inc|611
INTU|INTUIT INC|GLPX|ACS EXECUTION SERVICES, LLC|158579
INTU|INTUIT INC|GSCO|GOLDMAN SACHS & CO. LLC|3501759
INTU|INTUIT INC|GSCS|GOLDMAN SACHS & CO. LLC|101216
INTU|INTUIT INC|GSLT|GOLDMAN SACHS & CO. LLC|8878
INTU|INTUIT INC|GTSZ|GTS SECURITIES LLC|529005
INTU|INTUIT INC|HAPX|HAP Trading, LLC|100
INTU|INTUIT INC|HRBF|American Enterprise Investment Services Inc.|3301
INTU|INTUIT INC|HSBC|HSBC Securities, Inc.|15410
INTU|INTUIT INC|IATS|INTERACTIVE BROKERS LLC|24935
INTU|INTUIT INC|IBKR|Interactive Brokers Llc|153415
INTU|INTUIT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1524
INTU|INTUIT INC|ICBX|INSTINET, LLC|126360
INTU|INTUIT INC|IEQY|CITADEL SECURITIES LLC|313539
INTU|INTUIT INC|INCA|INSTINET, LLC|1194680
INTU|INTUIT INC|INJX|INSTINET, LLC|82571
INTU|INTUIT INC|ITGI|ITG Inc.|152586
INTU|INTUIT INC|ITGP|ITG INC.|539600
INTU|INTUIT INC|JANY|Janney Montgomery Scott Inc.|1583
INTU|INTUIT INC|JEFF|JEFFERIES LLC|303636
INTU|INTUIT INC|JMPT|JUMP TRADING, LLC|232137
INTU|INTUIT INC|JONE|JonesTrading|6959
INTU|INTUIT INC|JPBX|J.P. MORGAN SECURITIES LLC|92763
INTU|INTUIT INC|JPMX|J.P. Morgan Securities LLC|745543
INTU|INTUIT INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|6801
INTU|INTUIT INC|JSJX|JANE STREET CAPITAL LLC|7149
INTU|INTUIT INC|KCGM|VIRTU Americas LLC|73324
INTU|INTUIT INC|KCRD|PHX FINANCIAL, INC.|120
INTU|INTUIT INC|LEHM|Barclays Capital Inc./Le|1741473
INTU|INTUIT INC|LIME|Lime Brokerage LLC|326065
INTU|INTUIT INC|LIWD|LIME BROKERAGE LLC|180
INTU|INTUIT INC|LMGP|LIME BROKERAGE LLC|4920
INTU|INTUIT INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|58354
INTU|INTUIT INC|LOOP|Loop Capital Markets LLC|548
INTU|INTUIT INC|LQNA|LIQUIDNET, INC.|237900
INTU|INTUIT INC|LQNB|LIQUIDNET, INC.|25000
INTU|INTUIT INC|LSCI|Lek Securities Corporation|6242
INTU|INTUIT INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
INTU|INTUIT INC|MACC|Mid Atlantic Capital Corporation|635
INTU|INTUIT INC|MACQ|Macquarie Capital (USA) Inc.|3700
INTU|INTUIT INC|MAXM|Maxim Group LLC|3812
INTU|INTUIT INC|MBTS|ALLY INVEST SECURITIES LLC|17
INTU|INTUIT INC|MCMF|Raymond James Ltd. Cds|680
INTU|INTUIT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78494
INTU|INTUIT INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
INTU|INTUIT INC|MOTF|MOTIF INVESTING, INC.|73
INTU|INTUIT INC|MSCO|MORGAN STANLEY & CO. LLC|3547146
INTU|INTUIT INC|MSPL|MORGAN STANLEY & CO. LLC|410600
INTU|INTUIT INC|MSTX|MORGAN STANLEY & CO. LLC|144600
INTU|INTUIT INC|MTON|MILLINGTON SECURITIES, INC.|17300
INTU|INTUIT INC|NATL|National Securities Corporation|35
INTU|INTUIT INC|NEUB|NEUBERGER BERMAN BD LLC|1673
INTU|INTUIT INC|NFSC|National Financial Services LLC|246311
INTU|INTUIT INC|NITE|VIRTU Americas LLC|452370
INTU|INTUIT INC|NITP|VIRTU Americas LLC|1892
INTU|INTUIT INC|NQRB|Brut, LLC|24793
INTU|INTUIT INC|NTRC|Northern Trust Securities, Inc.|10382
INTU|INTUIT INC|OHOS|TWO SIGMA SECURITIES, LLC|175580
INTU|INTUIT INC|OLDM|OLD MISSION CAPITAL, LLC|5709
INTU|INTUIT INC|OPCO|Oppenheimer & Co. Inc.|1638
INTU|INTUIT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5186
INTU|INTUIT INC|PDQM|CODA MARKETS, INC.|387638
INTU|INTUIT INC|PHLY|NASDAQ Execution Services, LLC|1000
INTU|INTUIT INC|PICT|Pictet Overseas Inc.|680
INTU|INTUIT INC|PIPR|Piper Jaffray & Co.|1360
INTU|INTUIT INC|PWJC|UBS Financial Services, Inc.|5461
INTU|INTUIT INC|RAJA|Raymond James & Associates, Inc.|9122
INTU|INTUIT INC|RBCM|RBC CAPITAL MARKETS, LLC|7706
INTU|INTUIT INC|RHCO|Suntrust Robinson Humphrey, Inc.|11008
INTU|INTUIT INC|SAGL|SAGETRADER, LLC|59912
INTU|INTUIT INC|SAGW|SAGETRADER, LLC|793
INTU|INTUIT INC|SALI|INTL FCSTONE FINANCIAL INC.|37
INTU|INTUIT INC|SBSH|Citigroup Global Markets Inc.|883453
INTU|INTUIT INC|SEIC|SEI Investments Distribution Co.|1185
INTU|INTUIT INC|SGMT|GOLDMAN SACHS & CO. LLC|181987
INTU|INTUIT INC|SJLS|TRADE INFORMATICS LLC|100
INTU|INTUIT INC|SPDR|SPEEDROUTE LLC|23411
INTU|INTUIT INC|STFL|Stifel, Nicolaus & Company, Incorporated|10981
INTU|INTUIT INC|STKP|STOCKPILE INVESTMENTS, INC.|120
INTU|INTUIT INC|STRS|STRATEGAS RESEARCH PARTNERS|589
INTU|INTUIT INC|SWIM|TD Ameritrade, Inc.|24102
INTU|INTUIT INC|SWST|Hilltop Securities Inc.|6855
INTU|INTUIT INC|TAGC|TELSEY ADVISORY GROUP LLC|6953
INTU|INTUIT INC|TKNG|ALLY INVEST SECURITIES LLC|1335
INTU|INTUIT INC|TONC|CUTTONE & CO., LLC|800
INTU|INTUIT INC|TRBT|Tradebot Systems, Inc.|236995
INTU|INTUIT INC|TRCM|TRC MARKETS LLC|213851
INTU|INTUIT INC|TTUC|CUTTONE & CO., INC.|10292
INTU|INTUIT INC|TWTT|TASTYWORKS, INC.|592
INTU|INTUIT INC|UBSA|UBS SECURITIES LLC|1097343
INTU|INTUIT INC|UBSS|UBS Securities LLC|1819715
INTU|INTUIT INC|VALX|VIRTU AMERICAS LLC|23846
INTU|INTUIT INC|VGRD|Vanguard Marketing Corporation|5707
INTU|INTUIT INC|VIEW|VIEWTRADE SECURITIES LLC|4
INTU|INTUIT INC|VSIN|Vision Financial Markets Llc|232
INTU|INTUIT INC|WABR|Wall Street Access|20051
INTU|INTUIT INC|WBET|Wallachbeth Capital LLC|5095
INTU|INTUIT INC|WBLR|WILLIAM BLAIR|4960
INTU|INTUIT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5673
INTU|INTUIT INC|WCHV|WELLS FARGO SECURITIES, LLC|164358
INTU|INTUIT INC|WDNX|WEEDEN & CO.L.P.|13860
INTU|INTUIT INC|WEDB|WEDBUSH SECURITIES INC.|7666
INTU|INTUIT INC|WEED|Weeden & Co.L.P.|577
INTU|INTUIT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31038
INTU|INTUIT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41072
INTU|INTUIT INC|WFPB|Wells Fargo Securities, LLC.|100
INTU|INTUIT INC|WGIF|CIBC World Markets Inc.|2171
INTU|INTUIT INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|133
INTU|INTUIT INC|WSAG|WALL STREET ACCESS|208
INTU|INTUIT INC|WSEA|WOLVERINE SECURITIES, LLC|3792
INTU|INTUIT INC|XIST|INSTINET, LLC|138056
INTU|INTUIT INC|XPQR|Jump Trading|635
INTU|INTUIT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|27292
INTU|INTUIT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|43649
INTU|INTUIT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3566
INTX|INTERSECTIONS, INC.|ALTX|Alternet Securities Inc.|500
INTX|INTERSECTIONS, INC.|APCC|Apex Clearing Corporation|1483
INTX|INTERSECTIONS, INC.|BATM|CBOE TRADING, INC.|100
INTX|INTERSECTIONS, INC.|BAYC|BAY CREST PARTNERS, LLC|201100
INTX|INTERSECTIONS, INC.|BAYT|BTIG, LLC|1000
INTX|INTERSECTIONS, INC.|BIAD|SAGETRADER, LLC|1
INTX|INTERSECTIONS, INC.|BYXM|CBOE TRADING, INC.|14
INTX|INTERSECTIONS, INC.|CHAS|Charles Schwab & Co., Inc.|1
INTX|INTERSECTIONS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|240
INTX|INTERSECTIONS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|964
INTX|INTERSECTIONS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28908
INTX|INTERSECTIONS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
INTX|INTERSECTIONS, INC.|DBAB|Deutsche Bank Securities Inc.|16976
INTX|INTERSECTIONS, INC.|DBAX|Deutsche Bank Securities Inc.|6900
INTX|INTERSECTIONS, INC.|DEGS|RONIN PROFESSIONAL LLC|16929
INTX|INTERSECTIONS, INC.|EBXL|EBX LLC|14000
INTX|INTERSECTIONS, INC.|EGAM|CBOE TRADING, INC.|100
INTX|INTERSECTIONS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
INTX|INTERSECTIONS, INC.|ETRS|E*Trade Securities LLC|5864
INTX|INTERSECTIONS, INC.|FBCO|Credit Suisse Securities (USA) LLC|2150
INTX|INTERSECTIONS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|51387
INTX|INTERSECTIONS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11166
INTX|INTERSECTIONS, INC.|FTBR|Foliofn Investments, Inc.|73
INTX|INTERSECTIONS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|200
INTX|INTERSECTIONS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2617
INTX|INTERSECTIONS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|100
INTX|INTERSECTIONS, INC.|GTSZ|GTS SECURITIES LLC|2250
INTX|INTERSECTIONS, INC.|IATS|INTERACTIVE BROKERS LLC|19600
INTX|INTERSECTIONS, INC.|IBKR|Interactive Brokers Llc|175019
INTX|INTERSECTIONS, INC.|ICBX|INSTINET, LLC|19900
INTX|INTERSECTIONS, INC.|INCA|INSTINET, LLC|44955
INTX|INTERSECTIONS, INC.|INJX|INSTINET, LLC|3211
INTX|INTERSECTIONS, INC.|ITGI|ITG Inc.|26443
INTX|INTERSECTIONS, INC.|ITGP|ITG INC.|17400
INTX|INTERSECTIONS, INC.|JEFF|JEFFERIES LLC|4205
INTX|INTERSECTIONS, INC.|JHDR|J.H. Darbie & Co., Inc.|3800
INTX|INTERSECTIONS, INC.|JPMX|J.P. Morgan Securities LLC|5204
INTX|INTERSECTIONS, INC.|KCGM|VIRTU Americas LLC|7294
INTX|INTERSECTIONS, INC.|LEHM|Barclays Capital Inc./Le|11173
INTX|INTERSECTIONS, INC.|LIME|Lime Brokerage LLC|14139
INTX|INTERSECTIONS, INC.|LQNA|LIQUIDNET, INC.|42400
INTX|INTERSECTIONS, INC.|LSCI|Lek Securities Corporation|100
INTX|INTERSECTIONS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16076
INTX|INTERSECTIONS, INC.|MSCO|MORGAN STANLEY & CO. LLC|26454
INTX|INTERSECTIONS, INC.|MSPL|MORGAN STANLEY & CO. LLC|7700
INTX|INTERSECTIONS, INC.|NFSC|National Financial Services LLC|18915
INTX|INTERSECTIONS, INC.|NITE|VIRTU Americas LLC|128552
INTX|INTERSECTIONS, INC.|NQRB|Brut, LLC|2300
INTX|INTERSECTIONS, INC.|RAJA|Raymond James & Associates, Inc.|622
INTX|INTERSECTIONS, INC.|SBSH|Citigroup Global Markets Inc.|70
INTX|INTERSECTIONS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|6946
INTX|INTERSECTIONS, INC.|SPDR|SPEEDROUTE LLC|2000
INTX|INTERSECTIONS, INC.|SWIM|TD Ameritrade, Inc.|1500
INTX|INTERSECTIONS, INC.|SWST|Hilltop Securities Inc.|8312
INTX|INTERSECTIONS, INC.|TKNG|ALLY INVEST SECURITIES LLC|215
INTX|INTERSECTIONS, INC.|TRCM|TRC MARKETS LLC|17900
INTX|INTERSECTIONS, INC.|UBSA|UBS SECURITIES LLC|33381
INTX|INTERSECTIONS, INC.|UBSS|UBS Securities LLC|32845
INTX|INTERSECTIONS, INC.|VALX|VIRTU AMERICAS LLC|121
INTX|INTERSECTIONS, INC.|VGRD|Vanguard Marketing Corporation|1050
INTX|INTERSECTIONS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|93192
INTX|INTERSECTIONS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4049
INTX|INTERSECTIONS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|111
INTX|INTERSECTIONS, INC.|WFPB|Wells Fargo Securities, LLC.|1900
INTX|INTERSECTIONS, INC.|WSEA|WOLVERINE SECURITIES, LLC|151
INTX|INTERSECTIONS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|9050
INUV|INUVO, INC NEW|APCC|Apex Clearing Corporation|474
INUV|INUVO, INC NEW|BATM|CBOE TRADING, INC.|400
INUV|INUVO, INC NEW|CHAS|Charles Schwab & Co., Inc.|56000
INUV|INUVO, INC NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
INUV|INUVO, INC NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1405
INUV|INUVO, INC NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|40
INUV|INUVO, INC NEW|DBAB|Deutsche Bank Securities Inc.|2002
INUV|INUVO, INC NEW|DBAX|Deutsche Bank Securities Inc.|2600
INUV|INUVO, INC NEW|DEGS|RONIN PROFESSIONAL LLC|300
INUV|INUVO, INC NEW|EBXL|EBX LLC|2100
INUV|INUVO, INC NEW|EGXM|CBOE TRADING, INC.|300
INUV|INUVO, INC NEW|ETRS|E*Trade Securities LLC|10240
INUV|INUVO, INC NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2238
INUV|INUVO, INC NEW|GSCO|GOLDMAN SACHS & CO. LLC|32079
INUV|INUVO, INC NEW|HRBF|American Enterprise Investment Services Inc.|15700
INUV|INUVO, INC NEW|IBKR|Interactive Brokers Llc|15075
INUV|INUVO, INC NEW|ICBX|INSTINET, LLC|700
INUV|INUVO, INC NEW|INCA|INSTINET, LLC|2042
INUV|INUVO, INC NEW|ITGI|ITG Inc.|20
INUV|INUVO, INC NEW|ITGP|ITG INC.|600
INUV|INUVO, INC NEW|JPMX|J.P. Morgan Securities LLC|400
INUV|INUVO, INC NEW|KCGM|VIRTU Americas LLC|1100
INUV|INUVO, INC NEW|LEHM|Barclays Capital Inc./Le|4000
INUV|INUVO, INC NEW|LIME|Lime Brokerage LLC|350
INUV|INUVO, INC NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1900
INUV|INUVO, INC NEW|MSCO|MORGAN STANLEY & CO. LLC|36219
INUV|INUVO, INC NEW|MSPL|MORGAN STANLEY & CO. LLC|1100
INUV|INUVO, INC NEW|MSTX|MORGAN STANLEY & CO. LLC|1000
INUV|INUVO, INC NEW|NFSC|National Financial Services LLC|91284
INUV|INUVO, INC NEW|NITE|VIRTU Americas LLC|157668
INUV|INUVO, INC NEW|NQRB|Brut, LLC|2600
INUV|INUVO, INC NEW|PDQM|CODA MARKETS, INC.|900
INUV|INUVO, INC NEW|ROTH|Roth Capital Partners, LLC|16600
INUV|INUVO, INC NEW|SGMT|GOLDMAN SACHS & CO. LLC|4603
INUV|INUVO, INC NEW|SWIM|TD Ameritrade, Inc.|22300
INUV|INUVO, INC NEW|SWST|Hilltop Securities Inc.|1000
INUV|INUVO, INC NEW|TKNG|ALLY INVEST SECURITIES LLC|1499
INUV|INUVO, INC NEW|UBSA|UBS SECURITIES LLC|6197
INUV|INUVO, INC NEW|UBSS|UBS Securities LLC|18835
INUV|INUVO, INC NEW|VGRD|Vanguard Marketing Corporation|3721
INUV|INUVO, INC NEW|WCHV|WELLS FARGO SECURITIES, LLC|9448
INUV|INUVO, INC NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1856
INUV|INUVO, INC NEW|WSEA|WOLVERINE SECURITIES, LLC|1763
INUV|INUVO, INC NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1324
INVA|INNOVIVA, INC.|ALTX|Alternet Securities Inc.|3900
INVA|INNOVIVA, INC.|APCC|Apex Clearing Corporation|193
INVA|INNOVIVA, INC.|BARD|Robert W. Baird & Co. Incorporated|53
INVA|INNOVIVA, INC.|BATM|CBOE TRADING, INC.|5050
INVA|INNOVIVA, INC.|BAYC|BAY CREST PARTNERS, LLC|1776
INVA|INNOVIVA, INC.|BAYT|BTIG, LLC|83254
INVA|INNOVIVA, INC.|BERN|Sanford C. Bernstein & Co., LLC|52378
INVA|INNOVIVA, INC.|BIMI|Banca IMI Securities Corp.|45
INVA|INNOVIVA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2305
INVA|INNOVIVA, INC.|BLKX|INSTINET, LLC|144640
INVA|INNOVIVA, INC.|BMOC|BMO Capital Markets Corp.|11837
INVA|INNOVIVA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|13440
INVA|INNOVIVA, INC.|BRVL|BLAYLOCK VAN, LLC|8540
INVA|INNOVIVA, INC.|BTIG|BTIG, LLC|1403
INVA|INNOVIVA, INC.|BYXM|CBOE TRADING, INC.|1110
INVA|INNOVIVA, INC.|CANT|Cantor Fitzgerald & Co.|866
INVA|INNOVIVA, INC.|CHAS|Charles Schwab & Co., Inc.|1009
INVA|INNOVIVA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60175
INVA|INNOVIVA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
INVA|INNOVIVA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
INVA|INNOVIVA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|593042
INVA|INNOVIVA, INC.|CTDL|Citadel Derivatives Group Llc|31293
INVA|INNOVIVA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|44728
INVA|INNOVIVA, INC.|DBAB|Deutsche Bank Securities Inc.|867549
INVA|INNOVIVA, INC.|DBAX|Deutsche Bank Securities Inc.|267100
INVA|INNOVIVA, INC.|DBUL|Deutsche Bank Securities Inc.|200
INVA|INNOVIVA, INC.|DEAN|MORGAN STANLEY|4335
INVA|INNOVIVA, INC.|DEGS|RONIN PROFESSIONAL LLC|2803
INVA|INNOVIVA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11100
INVA|INNOVIVA, INC.|EBXL|EBX LLC|143400
INVA|INNOVIVA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|54800
INVA|INNOVIVA, INC.|EDJO|Edward D. Jones & Co., L.P.|380
INVA|INNOVIVA, INC.|EGAM|CBOE TRADING, INC.|7267
INVA|INNOVIVA, INC.|EGXM|CBOE TRADING, INC.|2803
INVA|INNOVIVA, INC.|ETBE|Electronic Transaction Clearing, Inc.|28694
INVA|INNOVIVA, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|250
INVA|INNOVIVA, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17242
INVA|INNOVIVA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10206
INVA|INNOVIVA, INC.|ETRS|E*Trade Securities LLC|36683
INVA|INNOVIVA, INC.|FBCO|Credit Suisse Securities (USA) LLC|392526
INVA|INNOVIVA, INC.|FBSB|U.S. Bancorp Investments, Inc.|27
INVA|INNOVIVA, INC.|FILL|Tradestation Securities, Inc.|3323
INVA|INNOVIVA, INC.|FMAF|NBCN Inc./ CDS|200
INVA|INNOVIVA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|167687
INVA|INNOVIVA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1212
INVA|INNOVIVA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|175372
INVA|INNOVIVA, INC.|FTBR|Foliofn Investments, Inc.|8453
INVA|INNOVIVA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|32182
INVA|INNOVIVA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1792
INVA|INNOVIVA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1037913
INVA|INNOVIVA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|38436
INVA|INNOVIVA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|8340
INVA|INNOVIVA, INC.|GTSZ|GTS SECURITIES LLC|27905
INVA|INNOVIVA, INC.|HAPX|HAP Trading, LLC|698
INVA|INNOVIVA, INC.|HRBF|American Enterprise Investment Services Inc.|1213
INVA|INNOVIVA, INC.|HSBC|HSBC Securities, Inc.|200
INVA|INNOVIVA, INC.|IATS|INTERACTIVE BROKERS LLC|4413
INVA|INNOVIVA, INC.|IBKR|Interactive Brokers Llc|99848
INVA|INNOVIVA, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|287
INVA|INNOVIVA, INC.|ICBX|INSTINET, LLC|85247
INVA|INNOVIVA, INC.|IEQY|CITADEL SECURITIES LLC|137505
INVA|INNOVIVA, INC.|INCA|INSTINET, LLC|842159
INVA|INNOVIVA, INC.|INJX|INSTINET, LLC|23151
INVA|INNOVIVA, INC.|ITGI|ITG Inc.|86535
INVA|INNOVIVA, INC.|ITGP|ITG INC.|135000
INVA|INNOVIVA, INC.|JEFF|JEFFERIES LLC|164604
INVA|INNOVIVA, INC.|JMPT|JUMP TRADING, LLC|177601
INVA|INNOVIVA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|73082
INVA|INNOVIVA, INC.|JPMX|J.P. Morgan Securities LLC|438716
INVA|INNOVIVA, INC.|JSJX|JANE STREET CAPITAL LLC|4765
INVA|INNOVIVA, INC.|KCGM|VIRTU Americas LLC|59562
INVA|INNOVIVA, INC.|LEHM|Barclays Capital Inc./Le|837585
INVA|INNOVIVA, INC.|LIME|Lime Brokerage LLC|309340
INVA|INNOVIVA, INC.|LMGP|LIME BROKERAGE LLC|396
INVA|INNOVIVA, INC.|LOOP|Loop Capital Markets LLC|22504
INVA|INNOVIVA, INC.|LQNA|LIQUIDNET, INC.|152200
INVA|INNOVIVA, INC.|LQNB|LIQUIDNET, INC.|1095
INVA|INNOVIVA, INC.|MACQ|Macquarie Capital (USA) Inc.|17891
INVA|INNOVIVA, INC.|MAXM|Maxim Group LLC|8438
INVA|INNOVIVA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|197529
INVA|INNOVIVA, INC.|MOTF|MOTIF INVESTING, INC.|9
INVA|INNOVIVA, INC.|MSCO|MORGAN STANLEY & CO. LLC|2150548
INVA|INNOVIVA, INC.|MSPL|MORGAN STANLEY & CO. LLC|287900
INVA|INNOVIVA, INC.|MSTX|MORGAN STANLEY & CO. LLC|280000
INVA|INNOVIVA, INC.|MTON|MILLINGTON SECURITIES, INC.|12396
INVA|INNOVIVA, INC.|NFSC|National Financial Services LLC|416407
INVA|INNOVIVA, INC.|NITE|VIRTU Americas LLC|441532
INVA|INNOVIVA, INC.|NITP|VIRTU Americas LLC|2600
INVA|INNOVIVA, INC.|NMRA|Nomura Securities International, Inc.|28100
INVA|INNOVIVA, INC.|NQRB|Brut, LLC|15140
INVA|INNOVIVA, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|2131
INVA|INNOVIVA, INC.|OPCO|Oppenheimer & Co. Inc.|34645
INVA|INNOVIVA, INC.|OTAA|OTA LLC|21500
INVA|INNOVIVA, INC.|PDQM|CODA MARKETS, INC.|5044
INVA|INNOVIVA, INC.|RAJA|Raymond James & Associates, Inc.|12171
INVA|INNOVIVA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|506
INVA|INNOVIVA, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|3469
INVA|INNOVIVA, INC.|SAGL|SAGETRADER, LLC|100
INVA|INNOVIVA, INC.|SAGW|SAGETRADER, LLC|2279
INVA|INNOVIVA, INC.|SBSH|Citigroup Global Markets Inc.|199838
INVA|INNOVIVA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|118472
INVA|INNOVIVA, INC.|SOGO|Wang Investment Associates, Inc.|40
INVA|INNOVIVA, INC.|SPDR|SPEEDROUTE LLC|1500
INVA|INNOVIVA, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
INVA|INNOVIVA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4117
INVA|INNOVIVA, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|665
INVA|INNOVIVA, INC.|SWIM|TD Ameritrade, Inc.|11284
INVA|INNOVIVA, INC.|SWST|Hilltop Securities Inc.|365
INVA|INNOVIVA, INC.|TKNG|ALLY INVEST SECURITIES LLC|33
INVA|INNOVIVA, INC.|TMBR|Timber Hill LLC|300
INVA|INNOVIVA, INC.|TRBT|Tradebot Systems, Inc.|273992
INVA|INNOVIVA, INC.|TRCM|TRC MARKETS LLC|108323
INVA|INNOVIVA, INC.|TWTT|TASTYWORKS, INC.|100
INVA|INNOVIVA, INC.|UBSA|UBS SECURITIES LLC|541836
INVA|INNOVIVA, INC.|UBSS|UBS Securities LLC|1290979
INVA|INNOVIVA, INC.|VALX|VIRTU AMERICAS LLC|8825
INVA|INNOVIVA, INC.|VGRD|Vanguard Marketing Corporation|10749
INVA|INNOVIVA, INC.|WABR|Wall Street Access|15238
INVA|INNOVIVA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|825512
INVA|INNOVIVA, INC.|WEED|Weeden & Co.L.P.|40672
INVA|INNOVIVA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1771
INVA|INNOVIVA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41002
INVA|INNOVIVA, INC.|WSEA|WOLVERINE SECURITIES, LLC|2309
INVA|INNOVIVA, INC.|XIST|INSTINET, LLC|86556
INVA|INNOVIVA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|54510
INVA|INNOVIVA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|157
INVA|INNOVIVA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|745
INVE|IDENTIV, INC.|ALTX|Alternet Securities Inc.|1
INVE|IDENTIV, INC.|BATM|CBOE TRADING, INC.|504
INVE|IDENTIV, INC.|BERN|Sanford C. Bernstein & Co., LLC|12
INVE|IDENTIV, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21
INVE|IDENTIV, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|660
INVE|IDENTIV, INC.|CTDL|Citadel Derivatives Group Llc|314
INVE|IDENTIV, INC.|CTLR|CUTLER GROUP, LP|13
INVE|IDENTIV, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
INVE|IDENTIV, INC.|DBAB|Deutsche Bank Securities Inc.|4838
INVE|IDENTIV, INC.|DEGS|RONIN PROFESSIONAL LLC|6713
INVE|IDENTIV, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
INVE|IDENTIV, INC.|EBXL|EBX LLC|2800
INVE|IDENTIV, INC.|EGXM|CBOE TRADING, INC.|238
INVE|IDENTIV, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
INVE|IDENTIV, INC.|ETRS|E*Trade Securities LLC|14498
INVE|IDENTIV, INC.|FBCO|Credit Suisse Securities (USA) LLC|18824
INVE|IDENTIV, INC.|FMAF|NBCN Inc./ CDS|250
INVE|IDENTIV, INC.|FOMA|TD AMERITRADE CLEARING, INC.|17621
INVE|IDENTIV, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1973
INVE|IDENTIV, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3276
INVE|IDENTIV, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2000
INVE|IDENTIV, INC.|GTSZ|GTS SECURITIES LLC|2189
INVE|IDENTIV, INC.|IATS|INTERACTIVE BROKERS LLC|1050
INVE|IDENTIV, INC.|IBKR|Interactive Brokers Llc|3460
INVE|IDENTIV, INC.|ICBX|INSTINET, LLC|500
INVE|IDENTIV, INC.|IMPC|Imperial Capital, LLC|1529
INVE|IDENTIV, INC.|INCA|INSTINET, LLC|3221
INVE|IDENTIV, INC.|INJX|INSTINET, LLC|170
INVE|IDENTIV, INC.|ITGI|ITG Inc.|400
INVE|IDENTIV, INC.|KCGM|VIRTU Americas LLC|110
INVE|IDENTIV, INC.|LEHM|Barclays Capital Inc./Le|4235
INVE|IDENTIV, INC.|LIME|Lime Brokerage LLC|23206
INVE|IDENTIV, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
INVE|IDENTIV, INC.|MBTS|ALLY INVEST SECURITIES LLC|2581
INVE|IDENTIV, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
INVE|IDENTIV, INC.|MSCO|MORGAN STANLEY & CO. LLC|24389
INVE|IDENTIV, INC.|MSPL|MORGAN STANLEY & CO. LLC|2300
INVE|IDENTIV, INC.|NFSC|National Financial Services LLC|13676
INVE|IDENTIV, INC.|NITE|VIRTU Americas LLC|37546
INVE|IDENTIV, INC.|RAJA|Raymond James & Associates, Inc.|4565
INVE|IDENTIV, INC.|SBSH|Citigroup Global Markets Inc.|500
INVE|IDENTIV, INC.|SGMT|GOLDMAN SACHS & CO. LLC|232
INVE|IDENTIV, INC.|SWIM|TD Ameritrade, Inc.|3452
INVE|IDENTIV, INC.|TKNG|ALLY INVEST SECURITIES LLC|100
INVE|IDENTIV, INC.|TRCM|TRC MARKETS LLC|2579
INVE|IDENTIV, INC.|UBSA|UBS SECURITIES LLC|7532
INVE|IDENTIV, INC.|UBSS|UBS Securities LLC|34526
INVE|IDENTIV, INC.|VALX|VIRTU AMERICAS LLC|612
INVE|IDENTIV, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2401
INVE|IDENTIV, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|228
INVE|IDENTIV, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|828
INVE|IDENTIV, INC.|WSEA|WOLVERINE SECURITIES, LLC|2609
INVH|INVITATION HOMES INC|ABLE|NATIXIS Securities Americas LLC|3798
INVH|INVITATION HOMES INC|ALTX|Alternet Securities Inc.|23290
INVH|INVITATION HOMES INC|APCC|Apex Clearing Corporation|296
INVH|INVITATION HOMES INC|BANK|Primevest Financial Services, Inc.|84
INVH|INVITATION HOMES INC|BARD|Robert W. Baird & Co. Incorporated|788
INVH|INVITATION HOMES INC|BATM|CBOE TRADING, INC.|2858
INVH|INVITATION HOMES INC|BAYC|BAY CREST PARTNERS, LLC|158
INVH|INVITATION HOMES INC|BAYT|BTIG, LLC|4200
INVH|INVITATION HOMES INC|BBNT|BB&T SECURITIES, LLC|56
INVH|INVITATION HOMES INC|BERN|Sanford C. Bernstein & Co., LLC|268935
INVH|INVITATION HOMES INC|BIDS|BIDS TRADING L.P.|68700
INVH|INVITATION HOMES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12294
INVH|INVITATION HOMES INC|BLKX|INSTINET, LLC|324133
INVH|INVITATION HOMES INC|BMOC|BMO Capital Markets Corp.|8411
INVH|INVITATION HOMES INC|BNPX|BNP PARIBAS SECURITIES CORP.|138613
INVH|INVITATION HOMES INC|BTIG|BTIG, LLC|203168
INVH|INVITATION HOMES INC|BYXM|CBOE TRADING, INC.|1818
INVH|INVITATION HOMES INC|BZYD|GOLDMAN SACHS & CO. LLC|4000
INVH|INVITATION HOMES INC|CANT|Cantor Fitzgerald & Co.|3390
INVH|INVITATION HOMES INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|65202
INVH|INVITATION HOMES INC|CCMB|COWEN PRIME SERVICES LLC|500
INVH|INVITATION HOMES INC|CHAS|Charles Schwab & Co., Inc.|276
INVH|INVITATION HOMES INC|CIST|Capital Institutional Services, Inc.|19747
INVH|INVITATION HOMES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|427516
INVH|INVITATION HOMES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
INVH|INVITATION HOMES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|23435
INVH|INVITATION HOMES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|644149
INVH|INVITATION HOMES INC|CTDL|Citadel Derivatives Group Llc|29403
INVH|INVITATION HOMES INC|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|600
INVH|INVITATION HOMES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|134742
INVH|INVITATION HOMES INC|DADA|D.A. Davidson & Co.|72
INVH|INVITATION HOMES INC|DBAB|Deutsche Bank Securities Inc.|1279326
INVH|INVITATION HOMES INC|DBAX|Deutsche Bank Securities Inc.|890200
INVH|INVITATION HOMES INC|DCHF|Dart Executions, LLC|7626
INVH|INVITATION HOMES INC|DEAN|MORGAN STANLEY|5834
INVH|INVITATION HOMES INC|DEGS|RONIN PROFESSIONAL LLC|82
INVH|INVITATION HOMES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26342
INVH|INVITATION HOMES INC|EBXL|EBX LLC|627500
INVH|INVITATION HOMES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|36001
INVH|INVITATION HOMES INC|EGAM|CBOE TRADING, INC.|26800
INVH|INVITATION HOMES INC|EGAW|CBOE TRADING, INC.|100
INVH|INVITATION HOMES INC|EGXM|CBOE TRADING, INC.|13940
INVH|INVITATION HOMES INC|ESPO|ESPOSITO SECURITIES, LLC|1010
INVH|INVITATION HOMES INC|ETBE|Electronic Transaction Clearing, Inc.|15612
INVH|INVITATION HOMES INC|ETCC|Electronic Transaction Clearing, Inc.|380
INVH|INVITATION HOMES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2700
INVH|INVITATION HOMES INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1944
INVH|INVITATION HOMES INC|ETRS|E*Trade Securities LLC|16612
INVH|INVITATION HOMES INC|FBRC|B. RILEY FBR, INC.|71589
INVH|INVITATION HOMES INC|FILL|Tradestation Securities, Inc.|50
INVH|INVITATION HOMES INC|FINX|FINTECH SECURITIES|610
INVH|INVITATION HOMES INC|FMAF|NBCN Inc./ CDS|1360
INVH|INVITATION HOMES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36676
INVH|INVITATION HOMES INC|FQLS|Quantlab Securities LP|392198
INVH|INVITATION HOMES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|245235
INVH|INVITATION HOMES INC|FTBR|Foliofn Investments, Inc.|640
INVH|INVITATION HOMES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|200
INVH|INVITATION HOMES INC|GLPX|ACS EXECUTION SERVICES, LLC|16516
INVH|INVITATION HOMES INC|GNAV|GREEN STREET TRADING, LLC|1203948
INVH|INVITATION HOMES INC|GSCO|GOLDMAN SACHS & CO. LLC|2621736
INVH|INVITATION HOMES INC|GSCS|GOLDMAN SACHS & CO. LLC|31158
INVH|INVITATION HOMES INC|GSLT|GOLDMAN SACHS & CO. LLC|11403
INVH|INVITATION HOMES INC|GTSZ|GTS SECURITIES LLC|126617
INVH|INVITATION HOMES INC|HRBF|American Enterprise Investment Services Inc.|4905
INVH|INVITATION HOMES INC|HSBC|HSBC Securities, Inc.|7830
INVH|INVITATION HOMES INC|IATS|INTERACTIVE BROKERS LLC|1641
INVH|INVITATION HOMES INC|IBKR|Interactive Brokers Llc|11955
INVH|INVITATION HOMES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3078
INVH|INVITATION HOMES INC|ICBX|INSTINET, LLC|271389
INVH|INVITATION HOMES INC|IEQY|CITADEL SECURITIES LLC|52646
INVH|INVITATION HOMES INC|INCA|INSTINET, LLC|423864
INVH|INVITATION HOMES INC|INJX|INSTINET, LLC|952
INVH|INVITATION HOMES INC|INTL|INTL FCSTONE FINANCIAL INC.|3385
INVH|INVITATION HOMES INC|ITGI|ITG Inc.|288210
INVH|INVITATION HOMES INC|ITGP|ITG INC.|754400
INVH|INVITATION HOMES INC|JANY|Janney Montgomery Scott Inc.|133002
INVH|INVITATION HOMES INC|JEFF|JEFFERIES LLC|283429
INVH|INVITATION HOMES INC|JMPT|JUMP TRADING, LLC|158790
INVH|INVITATION HOMES INC|JPBX|J.P. MORGAN SECURITIES LLC|145457
INVH|INVITATION HOMES INC|JPMX|J.P. Morgan Securities LLC|1076129
INVH|INVITATION HOMES INC|KBWI|Keefe, Bruyette & Woods, Inc.|50000
INVH|INVITATION HOMES INC|KCGM|VIRTU Americas LLC|168281
INVH|INVITATION HOMES INC|KEYB|KEYBANC CAPITAL MARKETS INC.|363329
INVH|INVITATION HOMES INC|LEHM|Barclays Capital Inc./Le|2747290
INVH|INVITATION HOMES INC|LIME|Lime Brokerage LLC|16602
INVH|INVITATION HOMES INC|LOOP|Loop Capital Markets LLC|3019
INVH|INVITATION HOMES INC|LQNA|LIQUIDNET, INC.|342600
INVH|INVITATION HOMES INC|LSCI|Lek Securities Corporation|38
INVH|INVITATION HOMES INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
INVH|INVITATION HOMES INC|MACQ|Macquarie Capital (USA) Inc.|23823
INVH|INVITATION HOMES INC|MAXM|Maxim Group LLC|503
INVH|INVITATION HOMES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|516761
INVH|INVITATION HOMES INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
INVH|INVITATION HOMES INC|MOTF|MOTIF INVESTING, INC.|8
INVH|INVITATION HOMES INC|MSCO|MORGAN STANLEY & CO. LLC|2232184
INVH|INVITATION HOMES INC|MSPL|MORGAN STANLEY & CO. LLC|722600
INVH|INVITATION HOMES INC|MSTX|MORGAN STANLEY & CO. LLC|470800
INVH|INVITATION HOMES INC|MZHO|Mizuho Securities USA LLC|100039
INVH|INVITATION HOMES INC|NEUB|NEUBERGER BERMAN BD LLC|50
INVH|INVITATION HOMES INC|NFSC|National Financial Services LLC|106319
INVH|INVITATION HOMES INC|NITE|VIRTU Americas LLC|403551
INVH|INVITATION HOMES INC|NMRA|Nomura Securities International, Inc.|132817
INVH|INVITATION HOMES INC|NQRB|Brut, LLC|23770
INVH|INVITATION HOMES INC|NTBF|BMO Nesbitt Burns Inc./CDS|200
INVH|INVITATION HOMES INC|NTRC|Northern Trust Securities, Inc.|2683
INVH|INVITATION HOMES INC|OPCO|Oppenheimer & Co. Inc.|2898
INVH|INVITATION HOMES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
INVH|INVITATION HOMES INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|41474
INVH|INVITATION HOMES INC|PDQM|CODA MARKETS, INC.|6573
INVH|INVITATION HOMES INC|PNSR|Penserra Securities, LLC|200
INVH|INVITATION HOMES INC|PWJC|UBS Financial Services, Inc.|45983
INVH|INVITATION HOMES INC|RBCM|RBC CAPITAL MARKETS, LLC|19175
INVH|INVITATION HOMES INC|RHCO|Suntrust Robinson Humphrey, Inc.|15008
INVH|INVITATION HOMES INC|SAGL|SAGETRADER, LLC|22773
INVH|INVITATION HOMES INC|SAGW|SAGETRADER, LLC|21
INVH|INVITATION HOMES INC|SBSH|Citigroup Global Markets Inc.|404436
INVH|INVITATION HOMES INC|SDLR|Sandler, O'Neill & Partners, L.P.|27692
INVH|INVITATION HOMES INC|SEIC|SEI Investments Distribution Co.|100
INVH|INVITATION HOMES INC|SGMT|GOLDMAN SACHS & CO. LLC|566857
INVH|INVITATION HOMES INC|SPDR|SPEEDROUTE LLC|27840
INVH|INVITATION HOMES INC|SPHN|Stephens Inc.|1516
INVH|INVITATION HOMES INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
INVH|INVITATION HOMES INC|STFL|Stifel, Nicolaus & Company, Incorporated|66324
INVH|INVITATION HOMES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8477
INVH|INVITATION HOMES INC|SWIM|TD Ameritrade, Inc.|48599
INVH|INVITATION HOMES INC|SWST|Hilltop Securities Inc.|36192
INVH|INVITATION HOMES INC|TAGC|TELSEY ADVISORY GROUP LLC|3129
INVH|INVITATION HOMES INC|TKNG|ALLY INVEST SECURITIES LLC|397
INVH|INVITATION HOMES INC|TRBT|Tradebot Systems, Inc.|350506
INVH|INVITATION HOMES INC|TRCM|TRC MARKETS LLC|72315
INVH|INVITATION HOMES INC|UBSA|UBS SECURITIES LLC|1728954
INVH|INVITATION HOMES INC|UBSS|UBS Securities LLC|902870
INVH|INVITATION HOMES INC|VALX|VIRTU AMERICAS LLC|53096
INVH|INVITATION HOMES INC|VGRD|Vanguard Marketing Corporation|6022
INVH|INVITATION HOMES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|7582
INVH|INVITATION HOMES INC|WCHV|WELLS FARGO SECURITIES, LLC|348139
INVH|INVITATION HOMES INC|WDNX|WEEDEN & CO.L.P.|5784
INVH|INVITATION HOMES INC|WEDB|WEDBUSH SECURITIES INC.|8562
INVH|INVITATION HOMES INC|WEED|Weeden & Co.L.P.|6520
INVH|INVITATION HOMES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7447
INVH|INVITATION HOMES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36292
INVH|INVITATION HOMES INC|WGIF|CIBC World Markets Inc.|12
INVH|INVITATION HOMES INC|WSEA|WOLVERINE SECURITIES, LLC|2119
INVH|INVITATION HOMES INC|XIST|INSTINET, LLC|341748
INVH|INVITATION HOMES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|32508
INVH|INVITATION HOMES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|830
INVH|INVITATION HOMES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1574
INWK|INNERWORKINGS, INC.|ALTX|Alternet Securities Inc.|8020
INWK|INNERWORKINGS, INC.|ANOS|ABEL/NOSER, L.L.C.|16422
INWK|INNERWORKINGS, INC.|APCC|Apex Clearing Corporation|506
INWK|INNERWORKINGS, INC.|BARD|Robert W. Baird & Co. Incorporated|790
INWK|INNERWORKINGS, INC.|BATM|CBOE TRADING, INC.|4423
INWK|INNERWORKINGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|1300
INWK|INNERWORKINGS, INC.|BIDS|BIDS TRADING L.P.|8300
INWK|INNERWORKINGS, INC.|BMOC|BMO Capital Markets Corp.|7282
INWK|INNERWORKINGS, INC.|BNCH|The Benchmark Company, LLC|86995
INWK|INNERWORKINGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6098
INWK|INNERWORKINGS, INC.|BTIG|BTIG, LLC|130
INWK|INNERWORKINGS, INC.|BYXM|CBOE TRADING, INC.|605
INWK|INNERWORKINGS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|660
INWK|INNERWORKINGS, INC.|CHAS|Charles Schwab & Co., Inc.|1779
INWK|INNERWORKINGS, INC.|CIST|Capital Institutional Services, Inc.|835
INWK|INNERWORKINGS, INC.|CMPT|Compass Point Research & Trading, LLC|600
INWK|INNERWORKINGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|202701
INWK|INNERWORKINGS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2035
INWK|INNERWORKINGS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2100
INWK|INNERWORKINGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|91381
INWK|INNERWORKINGS, INC.|CTDL|Citadel Derivatives Group Llc|4232
INWK|INNERWORKINGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|51740
INWK|INNERWORKINGS, INC.|DADA|D.A. Davidson & Co.|1375
INWK|INNERWORKINGS, INC.|DBAB|Deutsche Bank Securities Inc.|172564
INWK|INNERWORKINGS, INC.|DBAX|Deutsche Bank Securities Inc.|108400
INWK|INNERWORKINGS, INC.|DEAN|MORGAN STANLEY|6831
INWK|INNERWORKINGS, INC.|DEGS|RONIN PROFESSIONAL LLC|4128
INWK|INNERWORKINGS, INC.|DOTC|Dougherty & Company LLC|6028
INWK|INNERWORKINGS, INC.|EBXL|EBX LLC|87300
INWK|INNERWORKINGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4214
INWK|INNERWORKINGS, INC.|EDJO|Edward D. Jones & Co., L.P.|1603
INWK|INNERWORKINGS, INC.|EGAM|CBOE TRADING, INC.|4799
INWK|INNERWORKINGS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|296
INWK|INNERWORKINGS, INC.|EGXM|CBOE TRADING, INC.|3275
INWK|INNERWORKINGS, INC.|ETBE|Electronic Transaction Clearing, Inc.|2345
INWK|INNERWORKINGS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3998
INWK|INNERWORKINGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3549
INWK|INNERWORKINGS, INC.|ETRS|E*Trade Securities LLC|90318
INWK|INNERWORKINGS, INC.|FBCO|Credit Suisse Securities (USA) LLC|1080943
INWK|INNERWORKINGS, INC.|FILL|Tradestation Securities, Inc.|486
INWK|INNERWORKINGS, INC.|FMAF|NBCN Inc./ CDS|219
INWK|INNERWORKINGS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|68988
INWK|INNERWORKINGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131517
INWK|INNERWORKINGS, INC.|FTBR|Foliofn Investments, Inc.|329
INWK|INNERWORKINGS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|17713
INWK|INNERWORKINGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2684
INWK|INNERWORKINGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|934119
INWK|INNERWORKINGS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1220
INWK|INNERWORKINGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3301
INWK|INNERWORKINGS, INC.|GTSZ|GTS SECURITIES LLC|2407
INWK|INNERWORKINGS, INC.|HPPX|POTAMUS TRADING, LLC|203
INWK|INNERWORKINGS, INC.|HRBF|American Enterprise Investment Services Inc.|9012
INWK|INNERWORKINGS, INC.|IATS|INTERACTIVE BROKERS LLC|600
INWK|INNERWORKINGS, INC.|IBKR|Interactive Brokers Llc|52829
INWK|INNERWORKINGS, INC.|ICBX|INSTINET, LLC|20827
INWK|INNERWORKINGS, INC.|IEQY|CITADEL SECURITIES LLC|12503
INWK|INNERWORKINGS, INC.|INCA|INSTINET, LLC|126142
INWK|INNERWORKINGS, INC.|INJX|INSTINET, LLC|5661
INWK|INNERWORKINGS, INC.|ITGI|ITG Inc.|63565
INWK|INNERWORKINGS, INC.|ITGP|ITG INC.|153800
INWK|INNERWORKINGS, INC.|JEFF|JEFFERIES LLC|22539
INWK|INNERWORKINGS, INC.|JMPT|JUMP TRADING, LLC|8314
INWK|INNERWORKINGS, INC.|JONE|JonesTrading|945886
INWK|INNERWORKINGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1342
INWK|INNERWORKINGS, INC.|JPMX|J.P. Morgan Securities LLC|82360
INWK|INNERWORKINGS, INC.|JSJX|JANE STREET CAPITAL LLC|852
INWK|INNERWORKINGS, INC.|KCGM|VIRTU Americas LLC|21740
INWK|INNERWORKINGS, INC.|LEHM|Barclays Capital Inc./Le|400238
INWK|INNERWORKINGS, INC.|LIME|Lime Brokerage LLC|119554
INWK|INNERWORKINGS, INC.|LQNA|LIQUIDNET, INC.|53300
INWK|INNERWORKINGS, INC.|LQNB|LIQUIDNET, INC.|8300
INWK|INNERWORKINGS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
INWK|INNERWORKINGS, INC.|MACQ|Macquarie Capital (USA) Inc.|6154
INWK|INNERWORKINGS, INC.|MAXM|Maxim Group LLC|4791
INWK|INNERWORKINGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92066
INWK|INNERWORKINGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|619964
INWK|INNERWORKINGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|69100
INWK|INNERWORKINGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|13600
INWK|INNERWORKINGS, INC.|NFSC|National Financial Services LLC|122745
INWK|INNERWORKINGS, INC.|NITE|VIRTU Americas LLC|187606
INWK|INNERWORKINGS, INC.|NITP|VIRTU Americas LLC|295
INWK|INNERWORKINGS, INC.|NQRB|Brut, LLC|18969
INWK|INNERWORKINGS, INC.|OPCO|Oppenheimer & Co. Inc.|7698
INWK|INNERWORKINGS, INC.|PDQM|CODA MARKETS, INC.|5154
INWK|INNERWORKINGS, INC.|PIPR|Piper Jaffray & Co.|324
INWK|INNERWORKINGS, INC.|PWJC|UBS Financial Services, Inc.|12999
INWK|INNERWORKINGS, INC.|RAJA|Raymond James & Associates, Inc.|2104
INWK|INNERWORKINGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|5929
INWK|INNERWORKINGS, INC.|SAGL|SAGETRADER, LLC|1009
INWK|INNERWORKINGS, INC.|SAGW|SAGETRADER, LLC|8230
INWK|INNERWORKINGS, INC.|SBSH|Citigroup Global Markets Inc.|66890
INWK|INNERWORKINGS, INC.|SDLR|Sandler, O'Neill & Partners, L.P.|1444
INWK|INNERWORKINGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|38030
INWK|INNERWORKINGS, INC.|SPDR|SPEEDROUTE LLC|1046
INWK|INNERWORKINGS, INC.|SPHN|Stephens Inc.|2909
INWK|INNERWORKINGS, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
INWK|INNERWORKINGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4172
INWK|INNERWORKINGS, INC.|STRS|STRATEGAS RESEARCH PARTNERS|100
INWK|INNERWORKINGS, INC.|SWIM|TD Ameritrade, Inc.|14009
INWK|INNERWORKINGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|731
INWK|INNERWORKINGS, INC.|TRBT|Tradebot Systems, Inc.|99982
INWK|INNERWORKINGS, INC.|TRCM|TRC MARKETS LLC|56680
INWK|INNERWORKINGS, INC.|UBSA|UBS SECURITIES LLC|252835
INWK|INNERWORKINGS, INC.|UBSS|UBS Securities LLC|365765
INWK|INNERWORKINGS, INC.|VALX|VIRTU AMERICAS LLC|3035
INWK|INNERWORKINGS, INC.|VGRD|Vanguard Marketing Corporation|15300
INWK|INNERWORKINGS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1626
INWK|INNERWORKINGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|22585
INWK|INNERWORKINGS, INC.|WEDB|WEDBUSH SECURITIES INC.|400
INWK|INNERWORKINGS, INC.|WEED|Weeden & Co.L.P.|4212
INWK|INNERWORKINGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|213
INWK|INNERWORKINGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1958
INWK|INNERWORKINGS, INC.|WGIF|CIBC World Markets Inc.|450
INWK|INNERWORKINGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|1388
INWK|INNERWORKINGS, INC.|XIST|INSTINET, LLC|21250
INWK|INNERWORKINGS, INC.|XPQR|Jump Trading|1074
INWK|INNERWORKINGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|48378
INWK|INNERWORKINGS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|862
INWK|INNERWORKINGS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1288
INXN|INTERXION HOLDING NV|ACAD|ACADEMY SECURITIES, INC.|200
INXN|INTERXION HOLDING NV|ALTX|Alternet Securities Inc.|6345
INXN|INTERXION HOLDING NV|APCC|Apex Clearing Corporation|96
INXN|INTERXION HOLDING NV|BARD|Robert W. Baird & Co. Incorporated|101
INXN|INTERXION HOLDING NV|BATM|CBOE TRADING, INC.|2554
INXN|INTERXION HOLDING NV|BERN|Sanford C. Bernstein & Co., LLC|21533
INXN|INTERXION HOLDING NV|BIDS|BIDS TRADING L.P.|12800
INXN|INTERXION HOLDING NV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1144
INXN|INTERXION HOLDING NV|BLKX|INSTINET, LLC|73326
INXN|INTERXION HOLDING NV|BTIG|BTIG, LLC|160242
INXN|INTERXION HOLDING NV|BYXM|CBOE TRADING, INC.|600
INXN|INTERXION HOLDING NV|BZYD|GOLDMAN SACHS & CO. LLC|900
INXN|INTERXION HOLDING NV|CBLC|CITIGROUP GLOBAL MARKETS INC.|13306
INXN|INTERXION HOLDING NV|CHAS|Charles Schwab & Co., Inc.|1247
INXN|INTERXION HOLDING NV|CIST|Capital Institutional Services, Inc.|2604
INXN|INTERXION HOLDING NV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92711
INXN|INTERXION HOLDING NV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10485
INXN|INTERXION HOLDING NV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2327
INXN|INTERXION HOLDING NV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|241925
INXN|INTERXION HOLDING NV|CTDL|Citadel Derivatives Group Llc|2223
INXN|INTERXION HOLDING NV|CXCX|CITIGROUP GLOBAL MARKETS INC.|60284
INXN|INTERXION HOLDING NV|DADA|D.A. Davidson & Co.|23
INXN|INTERXION HOLDING NV|DBAB|Deutsche Bank Securities Inc.|51597
INXN|INTERXION HOLDING NV|DBAX|Deutsche Bank Securities Inc.|264700
INXN|INTERXION HOLDING NV|DBUL|Deutsche Bank Securities Inc.|100
INXN|INTERXION HOLDING NV|DEAN|MORGAN STANLEY|1318
INXN|INTERXION HOLDING NV|DEGS|RONIN PROFESSIONAL LLC|100
INXN|INTERXION HOLDING NV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
INXN|INTERXION HOLDING NV|EBXL|EBX LLC|120800
INXN|INTERXION HOLDING NV|ECUT|CONVERGEX EXECUTION SOLUTIONS|15187
INXN|INTERXION HOLDING NV|EDJO|Edward D. Jones & Co., L.P.|136
INXN|INTERXION HOLDING NV|EGAM|CBOE TRADING, INC.|9070
INXN|INTERXION HOLDING NV|EGAW|CBOE TRADING, INC.|96
INXN|INTERXION HOLDING NV|EGMT|EG MARKET TECHNOLOGIES LLC|108
INXN|INTERXION HOLDING NV|EGXM|CBOE TRADING, INC.|3708
INXN|INTERXION HOLDING NV|ETBE|Electronic Transaction Clearing, Inc.|5386
INXN|INTERXION HOLDING NV|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
INXN|INTERXION HOLDING NV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11236
INXN|INTERXION HOLDING NV|ETRS|E*Trade Securities LLC|8256
INXN|INTERXION HOLDING NV|FILL|Tradestation Securities, Inc.|1457
INXN|INTERXION HOLDING NV|FMAF|NBCN Inc./ CDS|1205
INXN|INTERXION HOLDING NV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|213
INXN|INTERXION HOLDING NV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62998
INXN|INTERXION HOLDING NV|FTBR|Foliofn Investments, Inc.|5565
INXN|INTERXION HOLDING NV|GLPX|ACS EXECUTION SERVICES, LLC|64664
INXN|INTERXION HOLDING NV|GNAV|GREEN STREET TRADING, LLC|4613
INXN|INTERXION HOLDING NV|GSCO|GOLDMAN SACHS & CO. LLC|556092
INXN|INTERXION HOLDING NV|GSCS|GOLDMAN SACHS & CO. LLC|19721
INXN|INTERXION HOLDING NV|GSLT|GOLDMAN SACHS & CO. LLC|4815
INXN|INTERXION HOLDING NV|GTSZ|GTS SECURITIES LLC|21067
INXN|INTERXION HOLDING NV|GUGS|Guggenheim Securities, LLC|2798
INXN|INTERXION HOLDING NV|HRBF|American Enterprise Investment Services Inc.|892
INXN|INTERXION HOLDING NV|HSBC|HSBC Securities, Inc.|800
INXN|INTERXION HOLDING NV|IATS|INTERACTIVE BROKERS LLC|2721
INXN|INTERXION HOLDING NV|IBKR|Interactive Brokers Llc|2434
INXN|INTERXION HOLDING NV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1777
INXN|INTERXION HOLDING NV|ICBX|INSTINET, LLC|24724
INXN|INTERXION HOLDING NV|INCA|INSTINET, LLC|126423
INXN|INTERXION HOLDING NV|INJX|INSTINET, LLC|11061
INXN|INTERXION HOLDING NV|ITGI|ITG Inc.|40977
INXN|INTERXION HOLDING NV|ITGP|ITG INC.|76000
INXN|INTERXION HOLDING NV|JEFF|JEFFERIES LLC|676063
INXN|INTERXION HOLDING NV|JMPT|JUMP TRADING, LLC|26137
INXN|INTERXION HOLDING NV|JONE|JonesTrading|2100
INXN|INTERXION HOLDING NV|JPBX|J.P. MORGAN SECURITIES LLC|9548
INXN|INTERXION HOLDING NV|JPMX|J.P. Morgan Securities LLC|353507
INXN|INTERXION HOLDING NV|JSJX|JANE STREET CAPITAL LLC|10075
INXN|INTERXION HOLDING NV|KCGM|VIRTU Americas LLC|42938
INXN|INTERXION HOLDING NV|KEYB|KEYBANC CAPITAL MARKETS INC.|11906
INXN|INTERXION HOLDING NV|LEHM|Barclays Capital Inc./Le|166267
INXN|INTERXION HOLDING NV|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|876
INXN|INTERXION HOLDING NV|LIME|Lime Brokerage LLC|10453
INXN|INTERXION HOLDING NV|LOOP|Loop Capital Markets LLC|100
INXN|INTERXION HOLDING NV|LQNA|LIQUIDNET, INC.|181500
INXN|INTERXION HOLDING NV|LQNB|LIQUIDNET, INC.|12800
INXN|INTERXION HOLDING NV|MAXM|Maxim Group LLC|1852
INXN|INTERXION HOLDING NV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75934
INXN|INTERXION HOLDING NV|MOTF|MOTIF INVESTING, INC.|31
INXN|INTERXION HOLDING NV|MSCO|MORGAN STANLEY & CO. LLC|593461
INXN|INTERXION HOLDING NV|MSPL|MORGAN STANLEY & CO. LLC|209200
INXN|INTERXION HOLDING NV|MSTX|MORGAN STANLEY & CO. LLC|40000
INXN|INTERXION HOLDING NV|MULL|MARK J. MULLER EQUITIES, INC.|2242
INXN|INTERXION HOLDING NV|NEUB|NEUBERGER BERMAN BD LLC|100
INXN|INTERXION HOLDING NV|NFSC|National Financial Services LLC|77305
INXN|INTERXION HOLDING NV|NITE|VIRTU Americas LLC|117873
INXN|INTERXION HOLDING NV|NITP|VIRTU Americas LLC|400
INXN|INTERXION HOLDING NV|NQRB|Brut, LLC|4357
INXN|INTERXION HOLDING NV|NTRC|Northern Trust Securities, Inc.|6627
INXN|INTERXION HOLDING NV|OPCO|Oppenheimer & Co. Inc.|379
INXN|INTERXION HOLDING NV|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1030
INXN|INTERXION HOLDING NV|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10088
INXN|INTERXION HOLDING NV|PDQM|CODA MARKETS, INC.|50538
INXN|INTERXION HOLDING NV|PIPR|Piper Jaffray & Co.|2171
INXN|INTERXION HOLDING NV|PWJC|UBS Financial Services, Inc.|499
INXN|INTERXION HOLDING NV|RBCM|RBC CAPITAL MARKETS, LLC|2143
INXN|INTERXION HOLDING NV|RHCO|Suntrust Robinson Humphrey, Inc.|94150
INXN|INTERXION HOLDING NV|SAGL|SAGETRADER, LLC|5900
INXN|INTERXION HOLDING NV|SAGW|SAGETRADER, LLC|600
INXN|INTERXION HOLDING NV|SBSH|Citigroup Global Markets Inc.|46222
INXN|INTERXION HOLDING NV|SGMT|GOLDMAN SACHS & CO. LLC|74784
INXN|INTERXION HOLDING NV|SPDR|SPEEDROUTE LLC|15992
INXN|INTERXION HOLDING NV|STFL|Stifel, Nicolaus & Company, Incorporated|1620
INXN|INTERXION HOLDING NV|STRS|STRATEGAS RESEARCH PARTNERS|8055
INXN|INTERXION HOLDING NV|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1579
INXN|INTERXION HOLDING NV|SWIM|TD Ameritrade, Inc.|6141
INXN|INTERXION HOLDING NV|SWST|Hilltop Securities Inc.|23
INXN|INTERXION HOLDING NV|TKNG|ALLY INVEST SECURITIES LLC|50
INXN|INTERXION HOLDING NV|TOUR|TOURMALINE PARTNERS, LLC|712
INXN|INTERXION HOLDING NV|TRBT|Tradebot Systems, Inc.|69366
INXN|INTERXION HOLDING NV|TRCM|TRC MARKETS LLC|48796
INXN|INTERXION HOLDING NV|UBSA|UBS SECURITIES LLC|314932
INXN|INTERXION HOLDING NV|UBSS|UBS Securities LLC|405829
INXN|INTERXION HOLDING NV|VALX|VIRTU AMERICAS LLC|7578
INXN|INTERXION HOLDING NV|VGRD|Vanguard Marketing Corporation|1612
INXN|INTERXION HOLDING NV|VNDM|Wall Street Access|1745
INXN|INTERXION HOLDING NV|WBLR|WILLIAM BLAIR|615
INXN|INTERXION HOLDING NV|WBPX|SUMMIT SECURITIES GROUP, LLC|352
INXN|INTERXION HOLDING NV|WCHV|WELLS FARGO SECURITIES, LLC|14803
INXN|INTERXION HOLDING NV|WEED|Weeden & Co.L.P.|10292
INXN|INTERXION HOLDING NV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|527
INXN|INTERXION HOLDING NV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2670
INXN|INTERXION HOLDING NV|WSAG|WALL STREET ACCESS|1557
INXN|INTERXION HOLDING NV|WSEA|WOLVERINE SECURITIES, LLC|555
INXN|INTERXION HOLDING NV|XIST|INSTINET, LLC|23000
INXN|INTERXION HOLDING NV|XSTM|NATIONAL FINANCIAL SERVICES LLC|36708
INXN|INTERXION HOLDING NV|YKNA|COMHAR CAPITAL MARKETS, LLC|1539
INXN|INTERXION HOLDING NV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|61
INXX|COLUMBIA INDIA|APCC|Apex Clearing Corporation|13
INXX|COLUMBIA INDIA|CHAS|Charles Schwab & Co., Inc.|5
INXX|COLUMBIA INDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16751
INXX|COLUMBIA INDIA|CTDL|Citadel Derivatives Group Llc|10500
INXX|COLUMBIA INDIA|DBAX|Deutsche Bank Securities Inc.|5800
INXX|COLUMBIA INDIA|DEAN|MORGAN STANLEY|1131
INXX|COLUMBIA INDIA|EBXL|EBX LLC|5200
INXX|COLUMBIA INDIA|EDJO|Edward D. Jones & Co., L.P.|878
INXX|COLUMBIA INDIA|ETRS|E*Trade Securities LLC|1215
INXX|COLUMBIA INDIA|FTBR|Foliofn Investments, Inc.|608
INXX|COLUMBIA INDIA|HRBF|American Enterprise Investment Services Inc.|557
INXX|COLUMBIA INDIA|IBKR|Interactive Brokers Llc|105
INXX|COLUMBIA INDIA|ICBX|INSTINET, LLC|8411
INXX|COLUMBIA INDIA|INCA|INSTINET, LLC|388
INXX|COLUMBIA INDIA|JPMX|J.P. Morgan Securities LLC|2600
INXX|COLUMBIA INDIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|7742
INXX|COLUMBIA INDIA|JSJX|JANE STREET CAPITAL LLC|11763
INXX|COLUMBIA INDIA|KCGM|VIRTU Americas LLC|12360
INXX|COLUMBIA INDIA|LEHM|Barclays Capital Inc./Le|14800
INXX|COLUMBIA INDIA|LIME|Lime Brokerage LLC|5266
INXX|COLUMBIA INDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
INXX|COLUMBIA INDIA|MSCO|MORGAN STANLEY & CO. LLC|5798
INXX|COLUMBIA INDIA|MSPL|MORGAN STANLEY & CO. LLC|3900
INXX|COLUMBIA INDIA|NFSC|National Financial Services LLC|34694
INXX|COLUMBIA INDIA|NITE|VIRTU Americas LLC|51810
INXX|COLUMBIA INDIA|SBSH|Citigroup Global Markets Inc.|573
INXX|COLUMBIA INDIA|SGMT|GOLDMAN SACHS & CO. LLC|4500
INXX|COLUMBIA INDIA|SWIM|TD Ameritrade, Inc.|4864
INXX|COLUMBIA INDIA|SWST|Hilltop Securities Inc.|1213
INXX|COLUMBIA INDIA|TKNG|ALLY INVEST SECURITIES LLC|45
INXX|COLUMBIA INDIA|UBSA|UBS SECURITIES LLC|15302
INXX|COLUMBIA INDIA|UBSS|UBS Securities LLC|4700
INXX|COLUMBIA INDIA|VALX|VIRTU AMERICAS LLC|75
INXX|COLUMBIA INDIA|VGRD|Vanguard Marketing Corporation|4576
INXX|COLUMBIA INDIA|WCHV|WELLS FARGO SECURITIES, LLC|200
INXX|COLUMBIA INDIA|WGIF|CIBC World Markets Inc.|30819
INXX|COLUMBIA INDIA|WSEA|WOLVERINE SECURITIES, LLC|169
INXX|COLUMBIA INDIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12314
IO|ION GEOPHYSICAL CORP|ALTX|Alternet Securities Inc.|5083
IO|ION GEOPHYSICAL CORP|APCC|Apex Clearing Corporation|367
IO|ION GEOPHYSICAL CORP|BATM|CBOE TRADING, INC.|4144
IO|ION GEOPHYSICAL CORP|BAYC|BAY CREST PARTNERS, LLC|660
IO|ION GEOPHYSICAL CORP|BBNT|BB&T SECURITIES, LLC|2500
IO|ION GEOPHYSICAL CORP|BERN|Sanford C. Bernstein & Co., LLC|7677
IO|ION GEOPHYSICAL CORP|BIMI|Banca IMI Securities Corp.|120
IO|ION GEOPHYSICAL CORP|BLKX|INSTINET, LLC|5195
IO|ION GEOPHYSICAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|551
IO|ION GEOPHYSICAL CORP|BYXM|CBOE TRADING, INC.|528
IO|ION GEOPHYSICAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|1400
IO|ION GEOPHYSICAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14737
IO|ION GEOPHYSICAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4853
IO|ION GEOPHYSICAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1044
IO|ION GEOPHYSICAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55984
IO|ION GEOPHYSICAL CORP|CTDL|Citadel Derivatives Group Llc|4207
IO|ION GEOPHYSICAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8718
IO|ION GEOPHYSICAL CORP|DBAB|Deutsche Bank Securities Inc.|23994
IO|ION GEOPHYSICAL CORP|DBAX|Deutsche Bank Securities Inc.|79200
IO|ION GEOPHYSICAL CORP|DEAN|MORGAN STANLEY|31723
IO|ION GEOPHYSICAL CORP|DEGS|RONIN PROFESSIONAL LLC|7532
IO|ION GEOPHYSICAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
IO|ION GEOPHYSICAL CORP|DRWC|DRW SECURITIES, L.L.C.|3070
IO|ION GEOPHYSICAL CORP|EBXL|EBX LLC|54400
IO|ION GEOPHYSICAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|228
IO|ION GEOPHYSICAL CORP|EDJO|Edward D. Jones & Co., L.P.|325
IO|ION GEOPHYSICAL CORP|EGAM|CBOE TRADING, INC.|17613
IO|ION GEOPHYSICAL CORP|EGXM|CBOE TRADING, INC.|2100
IO|ION GEOPHYSICAL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
IO|ION GEOPHYSICAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10491
IO|ION GEOPHYSICAL CORP|ETRS|E*Trade Securities LLC|42718
IO|ION GEOPHYSICAL CORP|FILL|Tradestation Securities, Inc.|801
IO|ION GEOPHYSICAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50784
IO|ION GEOPHYSICAL CORP|FTBR|Foliofn Investments, Inc.|343
IO|ION GEOPHYSICAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|13991
IO|ION GEOPHYSICAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|83574
IO|ION GEOPHYSICAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|14627
IO|ION GEOPHYSICAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|2710
IO|ION GEOPHYSICAL CORP|GTSZ|GTS SECURITIES LLC|20193
IO|ION GEOPHYSICAL CORP|HRBF|American Enterprise Investment Services Inc.|21
IO|ION GEOPHYSICAL CORP|HSBC|HSBC Securities, Inc.|2300
IO|ION GEOPHYSICAL CORP|IATS|INTERACTIVE BROKERS LLC|2149
IO|ION GEOPHYSICAL CORP|IBKR|Interactive Brokers Llc|8628
IO|ION GEOPHYSICAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|53
IO|ION GEOPHYSICAL CORP|ICBX|INSTINET, LLC|19700
IO|ION GEOPHYSICAL CORP|IEQY|CITADEL SECURITIES LLC|2992
IO|ION GEOPHYSICAL CORP|INCA|INSTINET, LLC|81196
IO|ION GEOPHYSICAL CORP|INJX|INSTINET, LLC|41
IO|ION GEOPHYSICAL CORP|ITGI|ITG Inc.|22996
IO|ION GEOPHYSICAL CORP|ITGP|ITG INC.|46400
IO|ION GEOPHYSICAL CORP|JEFF|JEFFERIES LLC|4787
IO|ION GEOPHYSICAL CORP|JMPT|JUMP TRADING, LLC|5387
IO|ION GEOPHYSICAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|3250
IO|ION GEOPHYSICAL CORP|JPMX|J.P. Morgan Securities LLC|136861
IO|ION GEOPHYSICAL CORP|JSJX|JANE STREET CAPITAL LLC|5431
IO|ION GEOPHYSICAL CORP|KCGM|VIRTU Americas LLC|14338
IO|ION GEOPHYSICAL CORP|LEHM|Barclays Capital Inc./Le|111391
IO|ION GEOPHYSICAL CORP|LIME|Lime Brokerage LLC|10728
IO|ION GEOPHYSICAL CORP|LSCI|Lek Securities Corporation|29
IO|ION GEOPHYSICAL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1845
IO|ION GEOPHYSICAL CORP|MAXM|Maxim Group LLC|12500
IO|ION GEOPHYSICAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38098
IO|ION GEOPHYSICAL CORP|MSCO|MORGAN STANLEY & CO. LLC|193794
IO|ION GEOPHYSICAL CORP|MSPL|MORGAN STANLEY & CO. LLC|91200
IO|ION GEOPHYSICAL CORP|MSTX|MORGAN STANLEY & CO. LLC|49000
IO|ION GEOPHYSICAL CORP|NEUB|NEUBERGER BERMAN BD LLC|15
IO|ION GEOPHYSICAL CORP|NFSC|National Financial Services LLC|61778
IO|ION GEOPHYSICAL CORP|NITE|VIRTU Americas LLC|207276
IO|ION GEOPHYSICAL CORP|NITP|VIRTU Americas LLC|100
IO|ION GEOPHYSICAL CORP|NQRB|Brut, LLC|1158
IO|ION GEOPHYSICAL CORP|OPCO|Oppenheimer & Co. Inc.|53
IO|ION GEOPHYSICAL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3900
IO|ION GEOPHYSICAL CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1850
IO|ION GEOPHYSICAL CORP|PDQM|CODA MARKETS, INC.|89223
IO|ION GEOPHYSICAL CORP|PHLY|NASDAQ Execution Services, LLC|200
IO|ION GEOPHYSICAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|3018
IO|ION GEOPHYSICAL CORP|ROTH|Roth Capital Partners, LLC|3100
IO|ION GEOPHYSICAL CORP|SAGL|SAGETRADER, LLC|2800
IO|ION GEOPHYSICAL CORP|SBSH|Citigroup Global Markets Inc.|7306
IO|ION GEOPHYSICAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|19221
IO|ION GEOPHYSICAL CORP|SIBO|Prime Executions, Inc.|8660
IO|ION GEOPHYSICAL CORP|SPDR|SPEEDROUTE LLC|11400
IO|ION GEOPHYSICAL CORP|STKP|STOCKPILE INVESTMENTS, INC.|2
IO|ION GEOPHYSICAL CORP|SWIM|TD Ameritrade, Inc.|21440
IO|ION GEOPHYSICAL CORP|TKNG|ALLY INVEST SECURITIES LLC|11074
IO|ION GEOPHYSICAL CORP|TRBT|Tradebot Systems, Inc.|1227
IO|ION GEOPHYSICAL CORP|TRCM|TRC MARKETS LLC|13796
IO|ION GEOPHYSICAL CORP|TWTT|TASTYWORKS, INC.|50
IO|ION GEOPHYSICAL CORP|UBSA|UBS SECURITIES LLC|211934
IO|ION GEOPHYSICAL CORP|UBSS|UBS Securities LLC|151567
IO|ION GEOPHYSICAL CORP|VALX|VIRTU AMERICAS LLC|7867
IO|ION GEOPHYSICAL CORP|VGRD|Vanguard Marketing Corporation|483
IO|ION GEOPHYSICAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|14419
IO|ION GEOPHYSICAL CORP|WDNX|WEEDEN & CO.L.P.|1660
IO|ION GEOPHYSICAL CORP|WEDB|WEDBUSH SECURITIES INC.|15374
IO|ION GEOPHYSICAL CORP|WEED|Weeden & Co.L.P.|100
IO|ION GEOPHYSICAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8731
IO|ION GEOPHYSICAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4745
IO|ION GEOPHYSICAL CORP|WSEA|WOLVERINE SECURITIES, LLC|9497
IO|ION GEOPHYSICAL CORP|XIST|INSTINET, LLC|200
IO|ION GEOPHYSICAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
IO|ION GEOPHYSICAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2033
IO|ION GEOPHYSICAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
IONS|IONIS PHARMACEUTICAL|AGIS|Aegis Capital Corp.|12546
IONS|IONIS PHARMACEUTICAL|ALTX|Alternet Securities Inc.|6541
IONS|IONIS PHARMACEUTICAL|APCC|Apex Clearing Corporation|1450
IONS|IONIS PHARMACEUTICAL|AQUA|AQUA SECURITIES L.P.|5000
IONS|IONIS PHARMACEUTICAL|AVON|Avondale Partners, LLC|194
IONS|IONIS PHARMACEUTICAL|BARD|Robert W. Baird & Co. Incorporated|997
IONS|IONIS PHARMACEUTICAL|BATM|CBOE TRADING, INC.|9326
IONS|IONIS PHARMACEUTICAL|BAYC|BAY CREST PARTNERS, LLC|624
IONS|IONIS PHARMACEUTICAL|BAYT|BTIG, LLC|10680
IONS|IONIS PHARMACEUTICAL|BBNT|BB&T SECURITIES, LLC|1892
IONS|IONIS PHARMACEUTICAL|BERN|Sanford C. Bernstein & Co., LLC|32483
IONS|IONIS PHARMACEUTICAL|BIDS|BIDS TRADING L.P.|62800
IONS|IONIS PHARMACEUTICAL|BIMI|Banca IMI Securities Corp.|3258
IONS|IONIS PHARMACEUTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45907
IONS|IONIS PHARMACEUTICAL|BLKX|INSTINET, LLC|68700
IONS|IONIS PHARMACEUTICAL|BMOC|BMO Capital Markets Corp.|15818
IONS|IONIS PHARMACEUTICAL|BNPX|BNP PARIBAS SECURITIES CORP.|8460
IONS|IONIS PHARMACEUTICAL|BRGE|Newbridge Securities Corp.|325
IONS|IONIS PHARMACEUTICAL|BTIG|BTIG, LLC|1218877
IONS|IONIS PHARMACEUTICAL|BYXM|CBOE TRADING, INC.|2000
IONS|IONIS PHARMACEUTICAL|CANT|Cantor Fitzgerald & Co.|151
IONS|IONIS PHARMACEUTICAL|CHAS|Charles Schwab & Co., Inc.|9530
IONS|IONIS PHARMACEUTICAL|CIST|Capital Institutional Services, Inc.|10604
IONS|IONIS PHARMACEUTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|310057
IONS|IONIS PHARMACEUTICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1987
IONS|IONIS PHARMACEUTICAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8830
IONS|IONIS PHARMACEUTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|458632
IONS|IONIS PHARMACEUTICAL|CTDL|Citadel Derivatives Group Llc|12767
IONS|IONIS PHARMACEUTICAL|CTLR|CUTLER GROUP, LP|149
IONS|IONIS PHARMACEUTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|21508
IONS|IONIS PHARMACEUTICAL|DADA|D.A. Davidson & Co.|3401
IONS|IONIS PHARMACEUTICAL|DAVA|Davenport & Company LLC|200
IONS|IONIS PHARMACEUTICAL|DBAB|Deutsche Bank Securities Inc.|554542
IONS|IONIS PHARMACEUTICAL|DBAX|Deutsche Bank Securities Inc.|173600
IONS|IONIS PHARMACEUTICAL|DBUL|Deutsche Bank Securities Inc.|2280
IONS|IONIS PHARMACEUTICAL|DCHF|Dart Executions, LLC|666
IONS|IONIS PHARMACEUTICAL|DEAN|MORGAN STANLEY|18526
IONS|IONIS PHARMACEUTICAL|DEGS|RONIN PROFESSIONAL LLC|1296
IONS|IONIS PHARMACEUTICAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
IONS|IONIS PHARMACEUTICAL|EBXL|EBX LLC|120300
IONS|IONIS PHARMACEUTICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|6634
IONS|IONIS PHARMACEUTICAL|EDJO|Edward D. Jones & Co., L.P.|19752
IONS|IONIS PHARMACEUTICAL|EGAM|CBOE TRADING, INC.|19298
IONS|IONIS PHARMACEUTICAL|EGAW|CBOE TRADING, INC.|117
IONS|IONIS PHARMACEUTICAL|EGMT|EG MARKET TECHNOLOGIES LLC|7700
IONS|IONIS PHARMACEUTICAL|EGXM|CBOE TRADING, INC.|6011
IONS|IONIS PHARMACEUTICAL|EROM|Eroom Securities L.L.C.|1530
IONS|IONIS PHARMACEUTICAL|ETBE|Electronic Transaction Clearing, Inc.|32954
IONS|IONIS PHARMACEUTICAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|25364
IONS|IONIS PHARMACEUTICAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5572
IONS|IONIS PHARMACEUTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|81706
IONS|IONIS PHARMACEUTICAL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|585
IONS|IONIS PHARMACEUTICAL|ETRS|E*Trade Securities LLC|251847
IONS|IONIS PHARMACEUTICAL|FBCO|Credit Suisse Securities (USA) LLC|624927
IONS|IONIS PHARMACEUTICAL|FBSB|U.S. Bancorp Investments, Inc.|22
IONS|IONIS PHARMACEUTICAL|FILL|Tradestation Securities, Inc.|10711
IONS|IONIS PHARMACEUTICAL|FINX|FINTECH SECURITIES|5
IONS|IONIS PHARMACEUTICAL|FMAF|NBCN Inc./ CDS|810
IONS|IONIS PHARMACEUTICAL|FOMA|TD AMERITRADE CLEARING, INC.|534331
IONS|IONIS PHARMACEUTICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4433
IONS|IONIS PHARMACEUTICAL|FQLS|Quantlab Securities LP|411506
IONS|IONIS PHARMACEUTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|240852
IONS|IONIS PHARMACEUTICAL|FTBR|Foliofn Investments, Inc.|779
IONS|IONIS PHARMACEUTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|19863
IONS|IONIS PHARMACEUTICAL|GLPX|ACS EXECUTION SERVICES, LLC|34161
IONS|IONIS PHARMACEUTICAL|GSCO|GOLDMAN SACHS & CO. LLC|1005334
IONS|IONIS PHARMACEUTICAL|GSCS|GOLDMAN SACHS & CO. LLC|16564
IONS|IONIS PHARMACEUTICAL|GSLT|GOLDMAN SACHS & CO. LLC|9736
IONS|IONIS PHARMACEUTICAL|GTSZ|GTS SECURITIES LLC|62026
IONS|IONIS PHARMACEUTICAL|HAPX|HAP Trading, LLC|2045
IONS|IONIS PHARMACEUTICAL|HRBF|American Enterprise Investment Services Inc.|5244
IONS|IONIS PHARMACEUTICAL|HSBC|HSBC Securities, Inc.|10674
IONS|IONIS PHARMACEUTICAL|IATS|INTERACTIVE BROKERS LLC|16540
IONS|IONIS PHARMACEUTICAL|IBKR|Interactive Brokers Llc|107027
IONS|IONIS PHARMACEUTICAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|134
IONS|IONIS PHARMACEUTICAL|ICBX|INSTINET, LLC|47200
IONS|IONIS PHARMACEUTICAL|IEQY|CITADEL SECURITIES LLC|299205
IONS|IONIS PHARMACEUTICAL|INCA|INSTINET, LLC|357734
IONS|IONIS PHARMACEUTICAL|INJX|INSTINET, LLC|48148
IONS|IONIS PHARMACEUTICAL|ITGI|ITG Inc.|97936
IONS|IONIS PHARMACEUTICAL|ITGP|ITG INC.|251000
IONS|IONIS PHARMACEUTICAL|JANY|Janney Montgomery Scott Inc.|1913
IONS|IONIS PHARMACEUTICAL|JEFF|JEFFERIES LLC|359807
IONS|IONIS PHARMACEUTICAL|JMPT|JUMP TRADING, LLC|144036
IONS|IONIS PHARMACEUTICAL|JPBX|J.P. MORGAN SECURITIES LLC|70717
IONS|IONIS PHARMACEUTICAL|JPMX|J.P. Morgan Securities LLC|1042335
IONS|IONIS PHARMACEUTICAL|JSJX|JANE STREET CAPITAL LLC|4608
IONS|IONIS PHARMACEUTICAL|KCGM|VIRTU Americas LLC|57718
IONS|IONIS PHARMACEUTICAL|LEER|LEERINK PARTNERS LLC|17989
IONS|IONIS PHARMACEUTICAL|LEHM|Barclays Capital Inc./Le|1077473
IONS|IONIS PHARMACEUTICAL|LIME|Lime Brokerage LLC|190346
IONS|IONIS PHARMACEUTICAL|LMGP|LIME BROKERAGE LLC|200
IONS|IONIS PHARMACEUTICAL|LOOP|Loop Capital Markets LLC|3044
IONS|IONIS PHARMACEUTICAL|LQNA|LIQUIDNET, INC.|201200
IONS|IONIS PHARMACEUTICAL|LQNB|LIQUIDNET, INC.|5000
IONS|IONIS PHARMACEUTICAL|LSCI|Lek Securities Corporation|24
IONS|IONIS PHARMACEUTICAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IONS|IONIS PHARMACEUTICAL|MAXM|Maxim Group LLC|21276
IONS|IONIS PHARMACEUTICAL|MBTS|ALLY INVEST SECURITIES LLC|60
IONS|IONIS PHARMACEUTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|131392
IONS|IONIS PHARMACEUTICAL|MOTF|MOTIF INVESTING, INC.|6
IONS|IONIS PHARMACEUTICAL|MSCO|MORGAN STANLEY & CO. LLC|2476795
IONS|IONIS PHARMACEUTICAL|MSPL|MORGAN STANLEY & CO. LLC|417000
IONS|IONIS PHARMACEUTICAL|MSTX|MORGAN STANLEY & CO. LLC|107700
IONS|IONIS PHARMACEUTICAL|MZHO|Mizuho Securities USA LLC|51100
IONS|IONIS PHARMACEUTICAL|NATL|National Securities Corporation|70
IONS|IONIS PHARMACEUTICAL|NEED|Needham & Company, LLC|2735
IONS|IONIS PHARMACEUTICAL|NFSC|National Financial Services LLC|1091381
IONS|IONIS PHARMACEUTICAL|NITE|VIRTU Americas LLC|1065896
IONS|IONIS PHARMACEUTICAL|NITP|VIRTU Americas LLC|6343
IONS|IONIS PHARMACEUTICAL|NQRB|Brut, LLC|33289
IONS|IONIS PHARMACEUTICAL|NTFN|Network 1 Financial Securities Inc.|500
IONS|IONIS PHARMACEUTICAL|NTRC|Northern Trust Securities, Inc.|1796
IONS|IONIS PHARMACEUTICAL|OHOS|TWO SIGMA SECURITIES, LLC|56655
IONS|IONIS PHARMACEUTICAL|OPCO|Oppenheimer & Co. Inc.|5846
IONS|IONIS PHARMACEUTICAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2352
IONS|IONIS PHARMACEUTICAL|PDQM|CODA MARKETS, INC.|63967
IONS|IONIS PHARMACEUTICAL|PHLY|NASDAQ Execution Services, LLC|8600
IONS|IONIS PHARMACEUTICAL|PICT|Pictet Overseas Inc.|750
IONS|IONIS PHARMACEUTICAL|PIPR|Piper Jaffray & Co.|4400
IONS|IONIS PHARMACEUTICAL|PWJC|UBS Financial Services, Inc.|1867
IONS|IONIS PHARMACEUTICAL|RAJA|Raymond James & Associates, Inc.|26865
IONS|IONIS PHARMACEUTICAL|RBCM|RBC CAPITAL MARKETS, LLC|11662
IONS|IONIS PHARMACEUTICAL|RGLD|Regal Securities, Inc|300
IONS|IONIS PHARMACEUTICAL|SAGL|SAGETRADER, LLC|55859
IONS|IONIS PHARMACEUTICAL|SAGW|SAGETRADER, LLC|1237
IONS|IONIS PHARMACEUTICAL|SBSH|Citigroup Global Markets Inc.|176539
IONS|IONIS PHARMACEUTICAL|SEIC|SEI Investments Distribution Co.|200
IONS|IONIS PHARMACEUTICAL|SGMT|GOLDMAN SACHS & CO. LLC|276555
IONS|IONIS PHARMACEUTICAL|SJLS|TRADE INFORMATICS LLC|100
IONS|IONIS PHARMACEUTICAL|SPDR|SPEEDROUTE LLC|4260
IONS|IONIS PHARMACEUTICAL|SPHN|Stephens Inc.|58
IONS|IONIS PHARMACEUTICAL|SPTD|MINT GLOBAL MARKETS, INC.|600
IONS|IONIS PHARMACEUTICAL|STFL|Stifel, Nicolaus & Company, Incorporated|34107
IONS|IONIS PHARMACEUTICAL|STKP|STOCKPILE INVESTMENTS, INC.|230
IONS|IONIS PHARMACEUTICAL|SWIM|TD Ameritrade, Inc.|158782
IONS|IONIS PHARMACEUTICAL|SWST|Hilltop Securities Inc.|103
IONS|IONIS PHARMACEUTICAL|TIAD|Triad Securities Corp|27
IONS|IONIS PHARMACEUTICAL|TKNG|ALLY INVEST SECURITIES LLC|1350
IONS|IONIS PHARMACEUTICAL|TMBR|Timber Hill LLC|1
IONS|IONIS PHARMACEUTICAL|TRBT|Tradebot Systems, Inc.|305323
IONS|IONIS PHARMACEUTICAL|TRCM|TRC MARKETS LLC|148733
IONS|IONIS PHARMACEUTICAL|UBSA|UBS SECURITIES LLC|512125
IONS|IONIS PHARMACEUTICAL|UBSS|UBS Securities LLC|1404334
IONS|IONIS PHARMACEUTICAL|VALX|VIRTU AMERICAS LLC|18165
IONS|IONIS PHARMACEUTICAL|VGRD|Vanguard Marketing Corporation|24239
IONS|IONIS PHARMACEUTICAL|WABR|Wall Street Access|135
IONS|IONIS PHARMACEUTICAL|WAIN|H.C. Wainwright & Co., Inc.|1460
IONS|IONIS PHARMACEUTICAL|WBPX|SUMMIT SECURITIES GROUP, LLC|2330
IONS|IONIS PHARMACEUTICAL|WCHV|WELLS FARGO SECURITIES, LLC|307644
IONS|IONIS PHARMACEUTICAL|WEDB|WEDBUSH SECURITIES INC.|41640
IONS|IONIS PHARMACEUTICAL|WEED|Weeden & Co.L.P.|1403
IONS|IONIS PHARMACEUTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17168
IONS|IONIS PHARMACEUTICAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51541
IONS|IONIS PHARMACEUTICAL|WGIF|CIBC World Markets Inc.|935
IONS|IONIS PHARMACEUTICAL|WSAG|WALL STREET ACCESS|2301
IONS|IONIS PHARMACEUTICAL|WSEA|WOLVERINE SECURITIES, LLC|9012
IONS|IONIS PHARMACEUTICAL|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
IONS|IONIS PHARMACEUTICAL|XIST|INSTINET, LLC|21600
IONS|IONIS PHARMACEUTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|376456
IONS|IONIS PHARMACEUTICAL|YKNA|COMHAR CAPITAL MARKETS, LLC|6559
IONS|IONIS PHARMACEUTICAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6676
IOO|ISHARES GLOBAL 100 E|AGIS|Aegis Capital Corp.|700
IOO|ISHARES GLOBAL 100 E|APCC|Apex Clearing Corporation|89
IOO|ISHARES GLOBAL 100 E|BANK|Primevest Financial Services, Inc.|634
IOO|ISHARES GLOBAL 100 E|BARD|Robert W. Baird & Co. Incorporated|800
IOO|ISHARES GLOBAL 100 E|BBNT|BB&T SECURITIES, LLC|2
IOO|ISHARES GLOBAL 100 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|407
IOO|ISHARES GLOBAL 100 E|CANT|Cantor Fitzgerald & Co.|975
IOO|ISHARES GLOBAL 100 E|CHAS|Charles Schwab & Co., Inc.|3
IOO|ISHARES GLOBAL 100 E|CICF|Canaccord Genuity Corp.|300
IOO|ISHARES GLOBAL 100 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7765
IOO|ISHARES GLOBAL 100 E|CSIN|Citadel Securities Institutional LLC|46574
IOO|ISHARES GLOBAL 100 E|CTDL|Citadel Derivatives Group Llc|67201
IOO|ISHARES GLOBAL 100 E|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
IOO|ISHARES GLOBAL 100 E|DBAX|Deutsche Bank Securities Inc.|3600
IOO|ISHARES GLOBAL 100 E|DEAN|MORGAN STANLEY|6587
IOO|ISHARES GLOBAL 100 E|DEGS|RONIN PROFESSIONAL LLC|1400
IOO|ISHARES GLOBAL 100 E|EBXL|EBX LLC|3300
IOO|ISHARES GLOBAL 100 E|ECUT|CONVERGEX EXECUTION SOLUTIONS|48
IOO|ISHARES GLOBAL 100 E|EDJO|Edward D. Jones & Co., L.P.|547
IOO|ISHARES GLOBAL 100 E|ETRS|E*Trade Securities LLC|4391
IOO|ISHARES GLOBAL 100 E|FIDT|Fidelity Clearing Canada ULC./ CDS|228
IOO|ISHARES GLOBAL 100 E|FMAF|NBCN Inc./ CDS|392
IOO|ISHARES GLOBAL 100 E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1708
IOO|ISHARES GLOBAL 100 E|FTBR|Foliofn Investments, Inc.|322
IOO|ISHARES GLOBAL 100 E|GBMT|GBM International, Inc.|5
IOO|ISHARES GLOBAL 100 E|GLPX|ACS EXECUTION SERVICES, LLC|200
IOO|ISHARES GLOBAL 100 E|GSCO|GOLDMAN SACHS & CO. LLC|750
IOO|ISHARES GLOBAL 100 E|GSLT|GOLDMAN SACHS & CO. LLC|50
IOO|ISHARES GLOBAL 100 E|GTSZ|GTS SECURITIES LLC|2599
IOO|ISHARES GLOBAL 100 E|HRBF|American Enterprise Investment Services Inc.|16317
IOO|ISHARES GLOBAL 100 E|IATS|INTERACTIVE BROKERS LLC|200
IOO|ISHARES GLOBAL 100 E|IBKR|Interactive Brokers Llc|3531
IOO|ISHARES GLOBAL 100 E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|270
IOO|ISHARES GLOBAL 100 E|ICBX|INSTINET, LLC|1400
IOO|ISHARES GLOBAL 100 E|INCA|INSTINET, LLC|100
IOO|ISHARES GLOBAL 100 E|ITGP|ITG INC.|200
IOO|ISHARES GLOBAL 100 E|JANY|Janney Montgomery Scott Inc.|146
IOO|ISHARES GLOBAL 100 E|JPMX|J.P. Morgan Securities LLC|1026
IOO|ISHARES GLOBAL 100 E|JSJX|JANE STREET CAPITAL LLC|20548
IOO|ISHARES GLOBAL 100 E|KCGM|VIRTU Americas LLC|2478
IOO|ISHARES GLOBAL 100 E|LEHM|Barclays Capital Inc./Le|7400
IOO|ISHARES GLOBAL 100 E|LIME|Lime Brokerage LLC|12185
IOO|ISHARES GLOBAL 100 E|LSCI|Lek Securities Corporation|3
IOO|ISHARES GLOBAL 100 E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IOO|ISHARES GLOBAL 100 E|MACC|Mid Atlantic Capital Corporation|282
IOO|ISHARES GLOBAL 100 E|MCMF|Raymond James Ltd. Cds|7
IOO|ISHARES GLOBAL 100 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8600
IOO|ISHARES GLOBAL 100 E|MSCO|MORGAN STANLEY & CO. LLC|41461
IOO|ISHARES GLOBAL 100 E|MSPL|MORGAN STANLEY & CO. LLC|9000
IOO|ISHARES GLOBAL 100 E|NFSC|National Financial Services LLC|45349
IOO|ISHARES GLOBAL 100 E|NITE|VIRTU Americas LLC|2420606
IOO|ISHARES GLOBAL 100 E|NQRB|Brut, LLC|400
IOO|ISHARES GLOBAL 100 E|NTBF|BMO Nesbitt Burns Inc./CDS|848
IOO|ISHARES GLOBAL 100 E|OLDM|OLD MISSION CAPITAL, LLC|1620
IOO|ISHARES GLOBAL 100 E|OPCO|Oppenheimer & Co. Inc.|110
IOO|ISHARES GLOBAL 100 E|PDQM|CODA MARKETS, INC.|400
IOO|ISHARES GLOBAL 100 E|PWJC|UBS Financial Services, Inc.|7550
IOO|ISHARES GLOBAL 100 E|RBCM|RBC CAPITAL MARKETS, LLC|3310
IOO|ISHARES GLOBAL 100 E|SBSH|Citigroup Global Markets Inc.|4566
IOO|ISHARES GLOBAL 100 E|SGMT|GOLDMAN SACHS & CO. LLC|3958
IOO|ISHARES GLOBAL 100 E|STFL|Stifel, Nicolaus & Company, Incorporated|908
IOO|ISHARES GLOBAL 100 E|SWIM|TD Ameritrade, Inc.|165
IOO|ISHARES GLOBAL 100 E|TRCM|TRC MARKETS LLC|600
IOO|ISHARES GLOBAL 100 E|UBSA|UBS SECURITIES LLC|8764
IOO|ISHARES GLOBAL 100 E|UBSS|UBS Securities LLC|40614
IOO|ISHARES GLOBAL 100 E|VGRD|Vanguard Marketing Corporation|1371
IOO|ISHARES GLOBAL 100 E|VSIN|Vision Financial Markets Llc|5
IOO|ISHARES GLOBAL 100 E|WCHV|WELLS FARGO SECURITIES, LLC|7325
IOO|ISHARES GLOBAL 100 E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|743
IOO|ISHARES GLOBAL 100 E|WGIF|CIBC World Markets Inc.|668
IOO|ISHARES GLOBAL 100 E|WSEA|WOLVERINE SECURITIES, LLC|3
IOO|ISHARES GLOBAL 100 E|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
IOO|ISHARES GLOBAL 100 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4850
IOR|INCOME OP RL INV INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
IOR|INCOME OP RL INV INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
IOR|INCOME OP RL INV INC|DBAB|Deutsche Bank Securities Inc.|100
IOR|INCOME OP RL INV INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|153
IOR|INCOME OP RL INV INC|FTBR|Foliofn Investments, Inc.|1
IOR|INCOME OP RL INV INC|GLPX|ACS EXECUTION SERVICES, LLC|534
IOR|INCOME OP RL INV INC|IATS|INTERACTIVE BROKERS LLC|698
IOR|INCOME OP RL INV INC|IBKR|Interactive Brokers Llc|1410
IOR|INCOME OP RL INV INC|LEHM|Barclays Capital Inc./Le|400
IOR|INCOME OP RL INV INC|MSCO|MORGAN STANLEY & CO. LLC|21
IOR|INCOME OP RL INV INC|NFSC|National Financial Services LLC|1754
IOR|INCOME OP RL INV INC|NITE|VIRTU Americas LLC|11820
IOR|INCOME OP RL INV INC|PDQM|CODA MARKETS, INC.|534
IOR|INCOME OP RL INV INC|SPTD|MINT GLOBAL MARKETS, INC.|1360
IOR|INCOME OP RL INV INC|SWIM|TD Ameritrade, Inc.|800
IOR|INCOME OP RL INV INC|TKNG|ALLY INVEST SECURITIES LLC|1
IOR|INCOME OP RL INV INC|UBSA|UBS SECURITIES LLC|1015
IOR|INCOME OP RL INV INC|UBSS|UBS Securities LLC|894
IOR|INCOME OP RL INV INC|WSEA|WOLVERINE SECURITIES, LLC|1
IOR|INCOME OP RL INV INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|222
IOSP|INNOSPEC INC.|APCC|Apex Clearing Corporation|8
IOSP|INNOSPEC INC.|BATM|CBOE TRADING, INC.|1038
IOSP|INNOSPEC INC.|BERN|Sanford C. Bernstein & Co., LLC|13898
IOSP|INNOSPEC INC.|BIAD|SAGETRADER, LLC|50
IOSP|INNOSPEC INC.|BLKX|INSTINET, LLC|13938
IOSP|INNOSPEC INC.|BMOC|BMO Capital Markets Corp.|3847
IOSP|INNOSPEC INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5151
IOSP|INNOSPEC INC.|BTIG|BTIG, LLC|216
IOSP|INNOSPEC INC.|BZYD|GOLDMAN SACHS & CO. LLC|400
IOSP|INNOSPEC INC.|CHAS|Charles Schwab & Co., Inc.|140
IOSP|INNOSPEC INC.|CIST|Capital Institutional Services, Inc.|9
IOSP|INNOSPEC INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11505
IOSP|INNOSPEC INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|704
IOSP|INNOSPEC INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
IOSP|INNOSPEC INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9445
IOSP|INNOSPEC INC.|CTDL|Citadel Derivatives Group Llc|3866
IOSP|INNOSPEC INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6026
IOSP|INNOSPEC INC.|DBAB|Deutsche Bank Securities Inc.|119180
IOSP|INNOSPEC INC.|DBAX|Deutsche Bank Securities Inc.|20900
IOSP|INNOSPEC INC.|DEAN|MORGAN STANLEY|270
IOSP|INNOSPEC INC.|DEGS|RONIN PROFESSIONAL LLC|1403
IOSP|INNOSPEC INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2690
IOSP|INNOSPEC INC.|EBXL|EBX LLC|6300
IOSP|INNOSPEC INC.|EDJO|Edward D. Jones & Co., L.P.|9
IOSP|INNOSPEC INC.|EGAM|CBOE TRADING, INC.|1446
IOSP|INNOSPEC INC.|EGMT|EG MARKET TECHNOLOGIES LLC|320
IOSP|INNOSPEC INC.|EGXM|CBOE TRADING, INC.|200
IOSP|INNOSPEC INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|95
IOSP|INNOSPEC INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13219
IOSP|INNOSPEC INC.|ETRS|E*Trade Securities LLC|1426
IOSP|INNOSPEC INC.|FBCO|Credit Suisse Securities (USA) LLC|130201
IOSP|INNOSPEC INC.|FOMA|TD AMERITRADE CLEARING, INC.|33461
IOSP|INNOSPEC INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|482
IOSP|INNOSPEC INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10272
IOSP|INNOSPEC INC.|FTBR|Foliofn Investments, Inc.|69
IOSP|INNOSPEC INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|6501
IOSP|INNOSPEC INC.|GLPX|ACS EXECUTION SERVICES, LLC|229
IOSP|INNOSPEC INC.|GSCO|GOLDMAN SACHS & CO. LLC|121734
IOSP|INNOSPEC INC.|GSCS|GOLDMAN SACHS & CO. LLC|3940
IOSP|INNOSPEC INC.|GSLT|GOLDMAN SACHS & CO. LLC|214
IOSP|INNOSPEC INC.|GTSZ|GTS SECURITIES LLC|421
IOSP|INNOSPEC INC.|IBKR|Interactive Brokers Llc|14852
IOSP|INNOSPEC INC.|ICBX|INSTINET, LLC|4600
IOSP|INNOSPEC INC.|IEQY|CITADEL SECURITIES LLC|11500
IOSP|INNOSPEC INC.|INCA|INSTINET, LLC|62234
IOSP|INNOSPEC INC.|INJX|INSTINET, LLC|10452
IOSP|INNOSPEC INC.|ITGI|ITG Inc.|3468
IOSP|INNOSPEC INC.|ITGP|ITG INC.|12400
IOSP|INNOSPEC INC.|JEFF|JEFFERIES LLC|18440
IOSP|INNOSPEC INC.|JMPT|JUMP TRADING, LLC|2551
IOSP|INNOSPEC INC.|JONE|JonesTrading|650
IOSP|INNOSPEC INC.|JPBX|J.P. MORGAN SECURITIES LLC|3590
IOSP|INNOSPEC INC.|JPMX|J.P. Morgan Securities LLC|21187
IOSP|INNOSPEC INC.|KCGM|VIRTU Americas LLC|4248
IOSP|INNOSPEC INC.|KING|C. L. King & Associates, Inc.|207
IOSP|INNOSPEC INC.|LEHM|Barclays Capital Inc./Le|88804
IOSP|INNOSPEC INC.|LIME|Lime Brokerage LLC|40573
IOSP|INNOSPEC INC.|LQNA|LIQUIDNET, INC.|6700
IOSP|INNOSPEC INC.|MACQ|Macquarie Capital (USA) Inc.|900
IOSP|INNOSPEC INC.|MAXM|Maxim Group LLC|1382
IOSP|INNOSPEC INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24706
IOSP|INNOSPEC INC.|MSCO|MORGAN STANLEY & CO. LLC|332217
IOSP|INNOSPEC INC.|MSPL|MORGAN STANLEY & CO. LLC|6900
IOSP|INNOSPEC INC.|NFSC|National Financial Services LLC|6110
IOSP|INNOSPEC INC.|NITE|VIRTU Americas LLC|10093
IOSP|INNOSPEC INC.|NITP|VIRTU Americas LLC|100
IOSP|INNOSPEC INC.|NQRB|Brut, LLC|1175
IOSP|INNOSPEC INC.|NTRC|Northern Trust Securities, Inc.|424
IOSP|INNOSPEC INC.|OPCO|Oppenheimer & Co. Inc.|704
IOSP|INNOSPEC INC.|PDQM|CODA MARKETS, INC.|31016
IOSP|INNOSPEC INC.|PWJC|UBS Financial Services, Inc.|95
IOSP|INNOSPEC INC.|SAGL|SAGETRADER, LLC|253
IOSP|INNOSPEC INC.|SAGW|SAGETRADER, LLC|400
IOSP|INNOSPEC INC.|SBSH|Citigroup Global Markets Inc.|44741
IOSP|INNOSPEC INC.|SGMT|GOLDMAN SACHS & CO. LLC|47594
IOSP|INNOSPEC INC.|SPDR|SPEEDROUTE LLC|2656
IOSP|INNOSPEC INC.|SPTD|MINT GLOBAL MARKETS, INC.|3740
IOSP|INNOSPEC INC.|STFL|Stifel, Nicolaus & Company, Incorporated|30
IOSP|INNOSPEC INC.|SWIM|TD Ameritrade, Inc.|100
IOSP|INNOSPEC INC.|SWST|Hilltop Securities Inc.|74
IOSP|INNOSPEC INC.|TKNG|ALLY INVEST SECURITIES LLC|122
IOSP|INNOSPEC INC.|TRBT|Tradebot Systems, Inc.|6568
IOSP|INNOSPEC INC.|TRCM|TRC MARKETS LLC|29335
IOSP|INNOSPEC INC.|UBSA|UBS SECURITIES LLC|53653
IOSP|INNOSPEC INC.|UBSS|UBS Securities LLC|214496
IOSP|INNOSPEC INC.|VALX|VIRTU AMERICAS LLC|1585
IOSP|INNOSPEC INC.|VGRD|Vanguard Marketing Corporation|77
IOSP|INNOSPEC INC.|WCHV|WELLS FARGO SECURITIES, LLC|43204
IOSP|INNOSPEC INC.|WEED|Weeden & Co.L.P.|100
IOSP|INNOSPEC INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|134
IOSP|INNOSPEC INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|424
IOSP|INNOSPEC INC.|WSEA|WOLVERINE SECURITIES, LLC|127
IOSP|INNOSPEC INC.|XIST|INSTINET, LLC|2230
IOSP|INNOSPEC INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1700
IOSP|INNOSPEC INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|238
IOTS|ADESTO TECH CM|APCC|Apex Clearing Corporation|41
IOTS|ADESTO TECH CM|BATM|CBOE TRADING, INC.|680
IOTS|ADESTO TECH CM|BAYC|BAY CREST PARTNERS, LLC|764
IOTS|ADESTO TECH CM|BERN|Sanford C. Bernstein & Co., LLC|1259
IOTS|ADESTO TECH CM|BMOC|BMO Capital Markets Corp.|1365
IOTS|ADESTO TECH CM|BNPX|BNP PARIBAS SECURITIES CORP.|1419
IOTS|ADESTO TECH CM|BTIG|BTIG, LLC|1489
IOTS|ADESTO TECH CM|CHAS|Charles Schwab & Co., Inc.|200
IOTS|ADESTO TECH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4271
IOTS|ADESTO TECH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|231
IOTS|ADESTO TECH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36949
IOTS|ADESTO TECH CM|CTDL|Citadel Derivatives Group Llc|4322
IOTS|ADESTO TECH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2756
IOTS|ADESTO TECH CM|DAWA|Daiwa Capital Markets America Inc.|1000
IOTS|ADESTO TECH CM|DBAB|Deutsche Bank Securities Inc.|316538
IOTS|ADESTO TECH CM|DBAX|Deutsche Bank Securities Inc.|14700
IOTS|ADESTO TECH CM|DEGS|RONIN PROFESSIONAL LLC|18902
IOTS|ADESTO TECH CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11072
IOTS|ADESTO TECH CM|EBXL|EBX LLC|20100
IOTS|ADESTO TECH CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|150
IOTS|ADESTO TECH CM|EDJO|Edward D. Jones & Co., L.P.|274
IOTS|ADESTO TECH CM|EGAM|CBOE TRADING, INC.|2605
IOTS|ADESTO TECH CM|EGXM|CBOE TRADING, INC.|100
IOTS|ADESTO TECH CM|ETBE|Electronic Transaction Clearing, Inc.|41735
IOTS|ADESTO TECH CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
IOTS|ADESTO TECH CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11736
IOTS|ADESTO TECH CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
IOTS|ADESTO TECH CM|ETRS|E*Trade Securities LLC|171111
IOTS|ADESTO TECH CM|FBCO|Credit Suisse Securities (USA) LLC|49599
IOTS|ADESTO TECH CM|FILL|Tradestation Securities, Inc.|56917
IOTS|ADESTO TECH CM|FMAF|NBCN Inc./ CDS|800
IOTS|ADESTO TECH CM|FOMA|TD AMERITRADE CLEARING, INC.|169849
IOTS|ADESTO TECH CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
IOTS|ADESTO TECH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16340
IOTS|ADESTO TECH CM|FTBR|Foliofn Investments, Inc.|41
IOTS|ADESTO TECH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4292
IOTS|ADESTO TECH CM|GSCO|GOLDMAN SACHS & CO. LLC|692546
IOTS|ADESTO TECH CM|GSCS|GOLDMAN SACHS & CO. LLC|6991
IOTS|ADESTO TECH CM|GSLT|GOLDMAN SACHS & CO. LLC|2832
IOTS|ADESTO TECH CM|GTSZ|GTS SECURITIES LLC|826
IOTS|ADESTO TECH CM|HRBF|American Enterprise Investment Services Inc.|1150
IOTS|ADESTO TECH CM|IBKR|Interactive Brokers Llc|163335
IOTS|ADESTO TECH CM|ICBX|INSTINET, LLC|3400
IOTS|ADESTO TECH CM|IEQY|CITADEL SECURITIES LLC|2453
IOTS|ADESTO TECH CM|INCA|INSTINET, LLC|107073
IOTS|ADESTO TECH CM|INJX|INSTINET, LLC|4609
IOTS|ADESTO TECH CM|ITGI|ITG Inc.|11918
IOTS|ADESTO TECH CM|ITGP|ITG INC.|14400
IOTS|ADESTO TECH CM|JANY|Janney Montgomery Scott Inc.|250
IOTS|ADESTO TECH CM|JEFF|JEFFERIES LLC|9839
IOTS|ADESTO TECH CM|JMPT|JUMP TRADING, LLC|1932
IOTS|ADESTO TECH CM|JPBX|J.P. MORGAN SECURITIES LLC|10900
IOTS|ADESTO TECH CM|JPMX|J.P. Morgan Securities LLC|31256
IOTS|ADESTO TECH CM|KCGM|VIRTU Americas LLC|4800
IOTS|ADESTO TECH CM|LEHM|Barclays Capital Inc./Le|276857
IOTS|ADESTO TECH CM|LIME|Lime Brokerage LLC|69208
IOTS|ADESTO TECH CM|LMGP|LIME BROKERAGE LLC|15996
IOTS|ADESTO TECH CM|LOOP|Loop Capital Markets LLC|2684
IOTS|ADESTO TECH CM|MACQ|Macquarie Capital (USA) Inc.|1691
IOTS|ADESTO TECH CM|MAXM|Maxim Group LLC|746
IOTS|ADESTO TECH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12860
IOTS|ADESTO TECH CM|MSCO|MORGAN STANLEY & CO. LLC|780323
IOTS|ADESTO TECH CM|MSPL|MORGAN STANLEY & CO. LLC|7500
IOTS|ADESTO TECH CM|MSTX|MORGAN STANLEY & CO. LLC|23800
IOTS|ADESTO TECH CM|NEED|Needham & Company, LLC|12228
IOTS|ADESTO TECH CM|NFSC|National Financial Services LLC|223367
IOTS|ADESTO TECH CM|NITE|VIRTU Americas LLC|278107
IOTS|ADESTO TECH CM|NITP|VIRTU Americas LLC|5900
IOTS|ADESTO TECH CM|NQRB|Brut, LLC|900
IOTS|ADESTO TECH CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|23525
IOTS|ADESTO TECH CM|PDQM|CODA MARKETS, INC.|11402
IOTS|ADESTO TECH CM|PICT|Pictet Overseas Inc.|600
IOTS|ADESTO TECH CM|PNSR|Penserra Securities, LLC|16833
IOTS|ADESTO TECH CM|RAJA|Raymond James & Associates, Inc.|700
IOTS|ADESTO TECH CM|RBCM|RBC CAPITAL MARKETS, LLC|1500
IOTS|ADESTO TECH CM|SAGL|SAGETRADER, LLC|200
IOTS|ADESTO TECH CM|SBSH|Citigroup Global Markets Inc.|85948
IOTS|ADESTO TECH CM|SGMT|GOLDMAN SACHS & CO. LLC|10284
IOTS|ADESTO TECH CM|SPDR|SPEEDROUTE LLC|3089
IOTS|ADESTO TECH CM|SWIM|TD Ameritrade, Inc.|84990
IOTS|ADESTO TECH CM|TKNG|ALLY INVEST SECURITIES LLC|2219
IOTS|ADESTO TECH CM|TRBT|Tradebot Systems, Inc.|11031
IOTS|ADESTO TECH CM|TRCM|TRC MARKETS LLC|57196
IOTS|ADESTO TECH CM|UBSA|UBS SECURITIES LLC|139622
IOTS|ADESTO TECH CM|UBSS|UBS Securities LLC|535272
IOTS|ADESTO TECH CM|VALX|VIRTU AMERICAS LLC|7533
IOTS|ADESTO TECH CM|VGRD|Vanguard Marketing Corporation|8958
IOTS|ADESTO TECH CM|WCHV|WELLS FARGO SECURITIES, LLC|47615
IOTS|ADESTO TECH CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|228
IOTS|ADESTO TECH CM|WGIF|CIBC World Markets Inc.|300
IOTS|ADESTO TECH CM|WSEA|WOLVERINE SECURITIES, LLC|2795
IOTS|ADESTO TECH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|15300
IOTS|ADESTO TECH CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8285
IOVA|IOVANCE BIOTHERAPEUT|ADAM|CANACCORD GENUITY INC.|2504
IOVA|IOVANCE BIOTHERAPEUT|AGIS|Aegis Capital Corp.|13250
IOVA|IOVANCE BIOTHERAPEUT|ALTX|Alternet Securities Inc.|13182
IOVA|IOVANCE BIOTHERAPEUT|APCC|Apex Clearing Corporation|33636
IOVA|IOVANCE BIOTHERAPEUT|BARD|Robert W. Baird & Co. Incorporated|850
IOVA|IOVANCE BIOTHERAPEUT|BATM|CBOE TRADING, INC.|13485
IOVA|IOVANCE BIOTHERAPEUT|BERN|Sanford C. Bernstein & Co., LLC|33528
IOVA|IOVANCE BIOTHERAPEUT|BIDS|BIDS TRADING L.P.|5600
IOVA|IOVANCE BIOTHERAPEUT|BIMI|Banca IMI Securities Corp.|4300
IOVA|IOVANCE BIOTHERAPEUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26686
IOVA|IOVANCE BIOTHERAPEUT|BLKX|INSTINET, LLC|114088
IOVA|IOVANCE BIOTHERAPEUT|BMOC|BMO Capital Markets Corp.|12405
IOVA|IOVANCE BIOTHERAPEUT|BNPX|BNP PARIBAS SECURITIES CORP.|112629
IOVA|IOVANCE BIOTHERAPEUT|BTIG|BTIG, LLC|496228
IOVA|IOVANCE BIOTHERAPEUT|BYXM|CBOE TRADING, INC.|577
IOVA|IOVANCE BIOTHERAPEUT|CHAS|Charles Schwab & Co., Inc.|24295
IOVA|IOVANCE BIOTHERAPEUT|CHDN|CHARDAN CAPITAL MARKETS LLC|1428
IOVA|IOVANCE BIOTHERAPEUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|135139
IOVA|IOVANCE BIOTHERAPEUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3900
IOVA|IOVANCE BIOTHERAPEUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|511882
IOVA|IOVANCE BIOTHERAPEUT|CTDL|Citadel Derivatives Group Llc|11501
IOVA|IOVANCE BIOTHERAPEUT|CTLR|CUTLER GROUP, LP|3696
IOVA|IOVANCE BIOTHERAPEUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|58764
IOVA|IOVANCE BIOTHERAPEUT|DBAB|Deutsche Bank Securities Inc.|574884
IOVA|IOVANCE BIOTHERAPEUT|DBAX|Deutsche Bank Securities Inc.|464400
IOVA|IOVANCE BIOTHERAPEUT|DBUL|Deutsche Bank Securities Inc.|3000
IOVA|IOVANCE BIOTHERAPEUT|DEAN|MORGAN STANLEY|7225
IOVA|IOVANCE BIOTHERAPEUT|DEGS|RONIN PROFESSIONAL LLC|49319
IOVA|IOVANCE BIOTHERAPEUT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11891
IOVA|IOVANCE BIOTHERAPEUT|EBXL|EBX LLC|207300
IOVA|IOVANCE BIOTHERAPEUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|73948
IOVA|IOVANCE BIOTHERAPEUT|EDJO|Edward D. Jones & Co., L.P.|3215
IOVA|IOVANCE BIOTHERAPEUT|EGAM|CBOE TRADING, INC.|29836
IOVA|IOVANCE BIOTHERAPEUT|EGAW|CBOE TRADING, INC.|922
IOVA|IOVANCE BIOTHERAPEUT|EGMT|EG MARKET TECHNOLOGIES LLC|100
IOVA|IOVANCE BIOTHERAPEUT|EGXM|CBOE TRADING, INC.|10804
IOVA|IOVANCE BIOTHERAPEUT|ETBE|Electronic Transaction Clearing, Inc.|17571
IOVA|IOVANCE BIOTHERAPEUT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|23707
IOVA|IOVANCE BIOTHERAPEUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11408
IOVA|IOVANCE BIOTHERAPEUT|ETRS|E*Trade Securities LLC|149323
IOVA|IOVANCE BIOTHERAPEUT|FBCO|Credit Suisse Securities (USA) LLC|1513025
IOVA|IOVANCE BIOTHERAPEUT|FBSB|U.S. Bancorp Investments, Inc.|100
IOVA|IOVANCE BIOTHERAPEUT|FILL|Tradestation Securities, Inc.|21149
IOVA|IOVANCE BIOTHERAPEUT|FMAF|NBCN Inc./ CDS|1610
IOVA|IOVANCE BIOTHERAPEUT|FOMA|TD AMERITRADE CLEARING, INC.|744358
IOVA|IOVANCE BIOTHERAPEUT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
IOVA|IOVANCE BIOTHERAPEUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90798
IOVA|IOVANCE BIOTHERAPEUT|FTBR|Foliofn Investments, Inc.|180
IOVA|IOVANCE BIOTHERAPEUT|GEBB|GLOBAL EXECUTION BROKERS, LP|95697
IOVA|IOVANCE BIOTHERAPEUT|GLPX|ACS EXECUTION SERVICES, LLC|145751
IOVA|IOVANCE BIOTHERAPEUT|GSCO|GOLDMAN SACHS & CO. LLC|2531897
IOVA|IOVANCE BIOTHERAPEUT|GSCS|GOLDMAN SACHS & CO. LLC|107859
IOVA|IOVANCE BIOTHERAPEUT|GSLT|GOLDMAN SACHS & CO. LLC|15599
IOVA|IOVANCE BIOTHERAPEUT|GTSZ|GTS SECURITIES LLC|58836
IOVA|IOVANCE BIOTHERAPEUT|HAPX|HAP Trading, LLC|418
IOVA|IOVANCE BIOTHERAPEUT|HRBF|American Enterprise Investment Services Inc.|11615
IOVA|IOVANCE BIOTHERAPEUT|HSBC|HSBC Securities, Inc.|7697
IOVA|IOVANCE BIOTHERAPEUT|IATS|INTERACTIVE BROKERS LLC|29840
IOVA|IOVANCE BIOTHERAPEUT|IBKR|Interactive Brokers Llc|171500
IOVA|IOVANCE BIOTHERAPEUT|ICBX|INSTINET, LLC|64978
IOVA|IOVANCE BIOTHERAPEUT|IEQY|CITADEL SECURITIES LLC|68603
IOVA|IOVANCE BIOTHERAPEUT|INCA|INSTINET, LLC|205089
IOVA|IOVANCE BIOTHERAPEUT|INJX|INSTINET, LLC|305374
IOVA|IOVANCE BIOTHERAPEUT|ITGI|ITG Inc.|138146
IOVA|IOVANCE BIOTHERAPEUT|ITGP|ITG INC.|214800
IOVA|IOVANCE BIOTHERAPEUT|JANY|Janney Montgomery Scott Inc.|3500
IOVA|IOVANCE BIOTHERAPEUT|JEFF|JEFFERIES LLC|287703
IOVA|IOVANCE BIOTHERAPEUT|JMPT|JUMP TRADING, LLC|21701
IOVA|IOVANCE BIOTHERAPEUT|JONE|JonesTrading|1867
IOVA|IOVANCE BIOTHERAPEUT|JPBX|J.P. MORGAN SECURITIES LLC|81603
IOVA|IOVANCE BIOTHERAPEUT|JPMX|J.P. Morgan Securities LLC|1567801
IOVA|IOVANCE BIOTHERAPEUT|JSJX|JANE STREET CAPITAL LLC|13999
IOVA|IOVANCE BIOTHERAPEUT|KCGM|VIRTU Americas LLC|136097
IOVA|IOVANCE BIOTHERAPEUT|LEER|LEERINK PARTNERS LLC|205826
IOVA|IOVANCE BIOTHERAPEUT|LEHM|Barclays Capital Inc./Le|1571867
IOVA|IOVANCE BIOTHERAPEUT|LIME|Lime Brokerage LLC|149904
IOVA|IOVANCE BIOTHERAPEUT|LMGP|LIME BROKERAGE LLC|34800
IOVA|IOVANCE BIOTHERAPEUT|LOOP|Loop Capital Markets LLC|1608
IOVA|IOVANCE BIOTHERAPEUT|LQNA|LIQUIDNET, INC.|173900
IOVA|IOVANCE BIOTHERAPEUT|LSCI|Lek Securities Corporation|831
IOVA|IOVANCE BIOTHERAPEUT|MACQ|Macquarie Capital (USA) Inc.|12765
IOVA|IOVANCE BIOTHERAPEUT|MAXM|Maxim Group LLC|8441
IOVA|IOVANCE BIOTHERAPEUT|MCMF|Raymond James Ltd. Cds|400
IOVA|IOVANCE BIOTHERAPEUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|382257
IOVA|IOVANCE BIOTHERAPEUT|MNDX|TJM Investments, LLC|320871
IOVA|IOVANCE BIOTHERAPEUT|MSCO|MORGAN STANLEY & CO. LLC|4753566
IOVA|IOVANCE BIOTHERAPEUT|MSPL|MORGAN STANLEY & CO. LLC|566100
IOVA|IOVANCE BIOTHERAPEUT|MSTX|MORGAN STANLEY & CO. LLC|106500
IOVA|IOVANCE BIOTHERAPEUT|NATL|National Securities Corporation|1825
IOVA|IOVANCE BIOTHERAPEUT|NEED|Needham & Company, LLC|875948
IOVA|IOVANCE BIOTHERAPEUT|NFSC|National Financial Services LLC|529649
IOVA|IOVANCE BIOTHERAPEUT|NITE|VIRTU Americas LLC|1153208
IOVA|IOVANCE BIOTHERAPEUT|NITP|VIRTU Americas LLC|53374
IOVA|IOVANCE BIOTHERAPEUT|NQRB|Brut, LLC|19802
IOVA|IOVANCE BIOTHERAPEUT|NTRC|Northern Trust Securities, Inc.|3133
IOVA|IOVANCE BIOTHERAPEUT|OPCO|Oppenheimer & Co. Inc.|14833
IOVA|IOVANCE BIOTHERAPEUT|PDQM|CODA MARKETS, INC.|124260
IOVA|IOVANCE BIOTHERAPEUT|PHLY|NASDAQ Execution Services, LLC|1000
IOVA|IOVANCE BIOTHERAPEUT|PWJC|UBS Financial Services, Inc.|16288
IOVA|IOVANCE BIOTHERAPEUT|RAJA|Raymond James & Associates, Inc.|1262
IOVA|IOVANCE BIOTHERAPEUT|RBCM|RBC CAPITAL MARKETS, LLC|26100
IOVA|IOVANCE BIOTHERAPEUT|ROTH|Roth Capital Partners, LLC|19381
IOVA|IOVANCE BIOTHERAPEUT|SAGL|SAGETRADER, LLC|11312
IOVA|IOVANCE BIOTHERAPEUT|SAGW|SAGETRADER, LLC|1688
IOVA|IOVANCE BIOTHERAPEUT|SALI|INTL FCSTONE FINANCIAL INC.|10000
IOVA|IOVANCE BIOTHERAPEUT|SBSH|Citigroup Global Markets Inc.|854140
IOVA|IOVANCE BIOTHERAPEUT|SGMT|GOLDMAN SACHS & CO. LLC|198750
IOVA|IOVANCE BIOTHERAPEUT|SPDR|SPEEDROUTE LLC|28199
IOVA|IOVANCE BIOTHERAPEUT|SPTD|MINT GLOBAL MARKETS, INC.|200
IOVA|IOVANCE BIOTHERAPEUT|STFL|Stifel, Nicolaus & Company, Incorporated|600
IOVA|IOVANCE BIOTHERAPEUT|STXG|Stockcross Financial Services, Inc.|3500
IOVA|IOVANCE BIOTHERAPEUT|SWIM|TD Ameritrade, Inc.|169897
IOVA|IOVANCE BIOTHERAPEUT|SWST|Hilltop Securities Inc.|2400
IOVA|IOVANCE BIOTHERAPEUT|TKNG|ALLY INVEST SECURITIES LLC|8021
IOVA|IOVANCE BIOTHERAPEUT|TRBT|Tradebot Systems, Inc.|80823
IOVA|IOVANCE BIOTHERAPEUT|TRCM|TRC MARKETS LLC|64296
IOVA|IOVANCE BIOTHERAPEUT|TWTT|TASTYWORKS, INC.|2500
IOVA|IOVANCE BIOTHERAPEUT|UBSA|UBS SECURITIES LLC|1203246
IOVA|IOVANCE BIOTHERAPEUT|UBSS|UBS Securities LLC|1661311
IOVA|IOVANCE BIOTHERAPEUT|VALX|VIRTU AMERICAS LLC|145291
IOVA|IOVANCE BIOTHERAPEUT|VGRD|Vanguard Marketing Corporation|39771
IOVA|IOVANCE BIOTHERAPEUT|WAIN|H.C. Wainwright & Co., Inc.|91287
IOVA|IOVANCE BIOTHERAPEUT|WCHV|WELLS FARGO SECURITIES, LLC|1466604
IOVA|IOVANCE BIOTHERAPEUT|WEDB|WEDBUSH SECURITIES INC.|29353
IOVA|IOVANCE BIOTHERAPEUT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21252
IOVA|IOVANCE BIOTHERAPEUT|WGIF|CIBC World Markets Inc.|902
IOVA|IOVANCE BIOTHERAPEUT|WHOT|JUST2TRADE, INC.|50
IOVA|IOVANCE BIOTHERAPEUT|WSEA|WOLVERINE SECURITIES, LLC|9412
IOVA|IOVANCE BIOTHERAPEUT|WTCO|Williams Trading LLC|870000
IOVA|IOVANCE BIOTHERAPEUT|XIST|INSTINET, LLC|69820
IOVA|IOVANCE BIOTHERAPEUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|69808
IOVA|IOVANCE BIOTHERAPEUT|YKNA|COMHAR CAPITAL MARKETS, LLC|758
IP|INTL PAPER|ABLE|NATIXIS Securities Americas LLC|39586
IP|INTL PAPER|ADAM|CANACCORD GENUITY INC.|41968
IP|INTL PAPER|ALTX|Alternet Securities Inc.|26372
IP|INTL PAPER|ANOS|ABEL/NOSER, L.L.C.|10888
IP|INTL PAPER|APCC|Apex Clearing Corporation|5707
IP|INTL PAPER|BANK|Primevest Financial Services, Inc.|990
IP|INTL PAPER|BARD|Robert W. Baird & Co. Incorporated|642463
IP|INTL PAPER|BATM|CBOE TRADING, INC.|26111
IP|INTL PAPER|BAYC|BAY CREST PARTNERS, LLC|10
IP|INTL PAPER|BAYT|BTIG, LLC|2400
IP|INTL PAPER|BBNT|BB&T SECURITIES, LLC|2005
IP|INTL PAPER|BERN|Sanford C. Bernstein & Co., LLC|137259
IP|INTL PAPER|BIAD|SAGETRADER, LLC|1548
IP|INTL PAPER|BIDS|BIDS TRADING L.P.|1200
IP|INTL PAPER|BIMI|Banca IMI Securities Corp.|963
IP|INTL PAPER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76582
IP|INTL PAPER|BLKX|INSTINET, LLC|102200
IP|INTL PAPER|BMOC|BMO Capital Markets Corp.|50000
IP|INTL PAPER|BNCH|The Benchmark Company, LLC|8500
IP|INTL PAPER|BNPX|BNP PARIBAS SECURITIES CORP.|156465
IP|INTL PAPER|BOSC|Boenning & Scattergood, Inc.|400
IP|INTL PAPER|BRGE|Newbridge Securities Corp.|8
IP|INTL PAPER|BTIG|BTIG, LLC|16272
IP|INTL PAPER|BYXM|CBOE TRADING, INC.|2874
IP|INTL PAPER|BZYD|GOLDMAN SACHS & CO. LLC|2607
IP|INTL PAPER|CANT|Cantor Fitzgerald & Co.|118525
IP|INTL PAPER|CBRA|Cobra Trading, Inc.|350
IP|INTL PAPER|CHAS|Charles Schwab & Co., Inc.|4385
IP|INTL PAPER|CIBP|CIBC World Markets Corp.|93596
IP|INTL PAPER|CIST|Capital Institutional Services, Inc.|29551
IP|INTL PAPER|CLSA|CLSA AMERICAS, LLC|307000
IP|INTL PAPER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|947085
IP|INTL PAPER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
IP|INTL PAPER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2691
IP|INTL PAPER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1407797
IP|INTL PAPER|CTDL|Citadel Derivatives Group Llc|30701
IP|INTL PAPER|CXCX|CITIGROUP GLOBAL MARKETS INC.|110256
IP|INTL PAPER|DADA|D.A. Davidson & Co.|23050
IP|INTL PAPER|DAVA|Davenport & Company LLC|856127
IP|INTL PAPER|DBAB|Deutsche Bank Securities Inc.|1268268
IP|INTL PAPER|DBAX|Deutsche Bank Securities Inc.|723300
IP|INTL PAPER|DCHF|Dart Executions, LLC|8810
IP|INTL PAPER|DEAN|MORGAN STANLEY|33320
IP|INTL PAPER|DEGS|RONIN PROFESSIONAL LLC|800
IP|INTL PAPER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10103
IP|INTL PAPER|DRWK|DRW SECURITIES, L.L.C.|4685
IP|INTL PAPER|EBXL|EBX LLC|959800
IP|INTL PAPER|ECUT|CONVERGEX EXECUTION SOLUTIONS|40463
IP|INTL PAPER|EDJC|Edward Jones / CDS|100
IP|INTL PAPER|EDJO|Edward D. Jones & Co., L.P.|14231
IP|INTL PAPER|EGAM|CBOE TRADING, INC.|41704
IP|INTL PAPER|EGAW|CBOE TRADING, INC.|1100
IP|INTL PAPER|EGMT|EG MARKET TECHNOLOGIES LLC|2100
IP|INTL PAPER|EGXM|CBOE TRADING, INC.|11098
IP|INTL PAPER|EGXW|CBOE TRADING, INC.|207
IP|INTL PAPER|ESPO|ESPOSITO SECURITIES, LLC|552
IP|INTL PAPER|ETBE|Electronic Transaction Clearing, Inc.|69644
IP|INTL PAPER|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
IP|INTL PAPER|ETCB|ETC BROKERAGE SERVICES, LLC|25
IP|INTL PAPER|ETCC|Electronic Transaction Clearing, Inc.|1204
IP|INTL PAPER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39549
IP|INTL PAPER|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
IP|INTL PAPER|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4868
IP|INTL PAPER|ETRS|E*Trade Securities LLC|164180
IP|INTL PAPER|FILL|Tradestation Securities, Inc.|11708
IP|INTL PAPER|FINX|FINTECH SECURITIES|1209
IP|INTL PAPER|FMAF|NBCN Inc./ CDS|15542
IP|INTL PAPER|FMCO|First Manhattan Co|500
IP|INTL PAPER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38309
IP|INTL PAPER|FQLS|Quantlab Securities LP|1386227
IP|INTL PAPER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|195468
IP|INTL PAPER|FTBR|Foliofn Investments, Inc.|4133
IP|INTL PAPER|GBMT|GBM International, Inc.|7344
IP|INTL PAPER|GEBB|GLOBAL EXECUTION BROKERS, LP|15357
IP|INTL PAPER|GLIS|TD Securities Inc|1215
IP|INTL PAPER|GLPX|ACS EXECUTION SERVICES, LLC|96704
IP|INTL PAPER|GSCO|GOLDMAN SACHS & CO. LLC|2400761
IP|INTL PAPER|GSCS|GOLDMAN SACHS & CO. LLC|27935
IP|INTL PAPER|GSLT|GOLDMAN SACHS & CO. LLC|60619
IP|INTL PAPER|GTSZ|GTS SECURITIES LLC|325944
IP|INTL PAPER|HAPX|HAP Trading, LLC|1733
IP|INTL PAPER|HRBF|American Enterprise Investment Services Inc.|112103
IP|INTL PAPER|HSBC|HSBC Securities, Inc.|24867
IP|INTL PAPER|IATS|INTERACTIVE BROKERS LLC|28252
IP|INTL PAPER|IBKR|Interactive Brokers Llc|111669
IP|INTL PAPER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2219
IP|INTL PAPER|ICBX|INSTINET, LLC|172025
IP|INTL PAPER|IEQY|CITADEL SECURITIES LLC|308535
IP|INTL PAPER|INCA|INSTINET, LLC|917232
IP|INTL PAPER|INJX|INSTINET, LLC|41088
IP|INTL PAPER|ITGI|ITG Inc.|161945
IP|INTL PAPER|ITGP|ITG INC.|293000
IP|INTL PAPER|JANY|Janney Montgomery Scott Inc.|22375
IP|INTL PAPER|JEFF|JEFFERIES LLC|525402
IP|INTL PAPER|JMPT|JUMP TRADING, LLC|360034
IP|INTL PAPER|JPBX|J.P. MORGAN SECURITIES LLC|534374
IP|INTL PAPER|JPMX|J.P. Morgan Securities LLC|1980620
IP|INTL PAPER|JSEB|JANE STREET EXECUTION SERVICES, LLC|1724
IP|INTL PAPER|JSJX|JANE STREET CAPITAL LLC|197105
IP|INTL PAPER|KCGM|VIRTU Americas LLC|169149
IP|INTL PAPER|KEYB|KEYBANC CAPITAL MARKETS INC.|130411
IP|INTL PAPER|LEHM|Barclays Capital Inc./Le|4447284
IP|INTL PAPER|LGNT|COR CLEARING LLC|2
IP|INTL PAPER|LIME|Lime Brokerage LLC|105331
IP|INTL PAPER|LIWD|LIME BROKERAGE LLC|919
IP|INTL PAPER|LOOP|Loop Capital Markets LLC|3100
IP|INTL PAPER|LQNA|LIQUIDNET, INC.|412100
IP|INTL PAPER|LSCI|Lek Securities Corporation|15486
IP|INTL PAPER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
IP|INTL PAPER|MACC|Mid Atlantic Capital Corporation|4073
IP|INTL PAPER|MAXM|Maxim Group LLC|10754
IP|INTL PAPER|MBTS|ALLY INVEST SECURITIES LLC|960
IP|INTL PAPER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|583854
IP|INTL PAPER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2306
IP|INTL PAPER|MOTF|MOTIF INVESTING, INC.|9
IP|INTL PAPER|MSCO|MORGAN STANLEY & CO. LLC|4160199
IP|INTL PAPER|MSPL|MORGAN STANLEY & CO. LLC|855300
IP|INTL PAPER|MSTX|MORGAN STANLEY & CO. LLC|548200
IP|INTL PAPER|MTON|MILLINGTON SECURITIES, INC.|42048
IP|INTL PAPER|MZHO|Mizuho Securities USA LLC|344216
IP|INTL PAPER|NATL|National Securities Corporation|199
IP|INTL PAPER|NBCS|NBC Securities, INC.|30
IP|INTL PAPER|NEUB|NEUBERGER BERMAN BD LLC|2076
IP|INTL PAPER|NFSC|National Financial Services LLC|788685
IP|INTL PAPER|NITE|VIRTU Americas LLC|2349669
IP|INTL PAPER|NITP|VIRTU Americas LLC|7043
IP|INTL PAPER|NQRB|Brut, LLC|58299
IP|INTL PAPER|NTBF|BMO Nesbitt Burns Inc./CDS|8245
IP|INTL PAPER|NTRC|Northern Trust Securities, Inc.|6880
IP|INTL PAPER|OHOS|TWO SIGMA SECURITIES, LLC|56257
IP|INTL PAPER|ONEL|O'NEIL SECURITIES, INCORPORATED|35
IP|INTL PAPER|OPCO|Oppenheimer & Co. Inc.|10654
IP|INTL PAPER|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8100
IP|INTL PAPER|PDQM|CODA MARKETS, INC.|110606
IP|INTL PAPER|PHLY|NASDAQ Execution Services, LLC|22000
IP|INTL PAPER|PICT|Pictet Overseas Inc.|300
IP|INTL PAPER|PIPR|Piper Jaffray & Co.|360
IP|INTL PAPER|PWJC|UBS Financial Services, Inc.|20408
IP|INTL PAPER|QMSR|QUATTRO M SECURITIES INC.|2473
IP|INTL PAPER|RBCM|RBC CAPITAL MARKETS, LLC|42691
IP|INTL PAPER|RGLD|Regal Securities, Inc|50
IP|INTL PAPER|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|100
IP|INTL PAPER|SAGL|SAGETRADER, LLC|70970
IP|INTL PAPER|SAGW|SAGETRADER, LLC|10700
IP|INTL PAPER|SALI|INTL FCSTONE FINANCIAL INC.|1801
IP|INTL PAPER|SBSH|Citigroup Global Markets Inc.|167797
IP|INTL PAPER|SEIC|SEI Investments Distribution Co.|1400
IP|INTL PAPER|SGMT|GOLDMAN SACHS & CO. LLC|346092
IP|INTL PAPER|SJLS|TRADE INFORMATICS LLC|100
IP|INTL PAPER|SPDR|SPEEDROUTE LLC|119127
IP|INTL PAPER|SPHN|Stephens Inc.|111844
IP|INTL PAPER|SPTD|MINT GLOBAL MARKETS, INC.|200
IP|INTL PAPER|SSBS|STATE STREET GLOBAL MARKETS, LLC|149
IP|INTL PAPER|STFL|Stifel, Nicolaus & Company, Incorporated|46847
IP|INTL PAPER|STKP|STOCKPILE INVESTMENTS, INC.|44
IP|INTL PAPER|STXG|Stockcross Financial Services, Inc.|6
IP|INTL PAPER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12797
IP|INTL PAPER|SWIM|TD Ameritrade, Inc.|711956
IP|INTL PAPER|SWST|Hilltop Securities Inc.|3153
IP|INTL PAPER|TDSI|TD Securities (USA) LLC|6981
IP|INTL PAPER|TKNG|ALLY INVEST SECURITIES LLC|1004
IP|INTL PAPER|TRBT|Tradebot Systems, Inc.|663000
IP|INTL PAPER|TRCM|TRC MARKETS LLC|733580
IP|INTL PAPER|TWTT|TASTYWORKS, INC.|800
IP|INTL PAPER|UBSA|UBS SECURITIES LLC|1897822
IP|INTL PAPER|UBSS|UBS Securities LLC|2011600
IP|INTL PAPER|VALX|VIRTU AMERICAS LLC|26830
IP|INTL PAPER|VERT|The Vertical Trading Group, LLC|965713
IP|INTL PAPER|VGRD|Vanguard Marketing Corporation|75175
IP|INTL PAPER|WBET|Wallachbeth Capital LLC|51806
IP|INTL PAPER|WBLR|WILLIAM BLAIR|229
IP|INTL PAPER|WBPX|SUMMIT SECURITIES GROUP, LLC|5567
IP|INTL PAPER|WCHV|WELLS FARGO SECURITIES, LLC|1570780
IP|INTL PAPER|WDNX|WEEDEN & CO.L.P.|2664
IP|INTL PAPER|WEDB|WEDBUSH SECURITIES INC.|24163
IP|INTL PAPER|WEED|Weeden & Co.L.P.|4100
IP|INTL PAPER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|103787
IP|INTL PAPER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|294667
IP|INTL PAPER|WGIF|CIBC World Markets Inc.|1202
IP|INTL PAPER|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1964
IP|INTL PAPER|WSEA|WOLVERINE SECURITIES, LLC|31731
IP|INTL PAPER|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|800
IP|INTL PAPER|XIST|INSTINET, LLC|188480
IP|INTL PAPER|XPQR|Jump Trading|2400
IP|INTL PAPER|XSTM|NATIONAL FINANCIAL SERVICES LLC|209186
IP|INTL PAPER|YKNA|COMHAR CAPITAL MARKETS, LLC|1977
IP|INTL PAPER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48052
IPAC|ISHARES CORE PACIFIC|APCC|Apex Clearing Corporation|286
IPAC|ISHARES CORE PACIFIC|BANK|Primevest Financial Services, Inc.|110
IPAC|ISHARES CORE PACIFIC|BBNT|BB&T SECURITIES, LLC|20
IPAC|ISHARES CORE PACIFIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|208
IPAC|ISHARES CORE PACIFIC|CANT|Cantor Fitzgerald & Co.|3852
IPAC|ISHARES CORE PACIFIC|CHAS|Charles Schwab & Co., Inc.|601
IPAC|ISHARES CORE PACIFIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1952
IPAC|ISHARES CORE PACIFIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9
IPAC|ISHARES CORE PACIFIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4980
IPAC|ISHARES CORE PACIFIC|CSIN|Citadel Securities Institutional LLC|12891
IPAC|ISHARES CORE PACIFIC|CTDL|Citadel Derivatives Group Llc|6504
IPAC|ISHARES CORE PACIFIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1686
IPAC|ISHARES CORE PACIFIC|DBAX|Deutsche Bank Securities Inc.|4300
IPAC|ISHARES CORE PACIFIC|DEAN|MORGAN STANLEY|6503
IPAC|ISHARES CORE PACIFIC|EBXL|EBX LLC|6800
IPAC|ISHARES CORE PACIFIC|EDJO|Edward D. Jones & Co., L.P.|237
IPAC|ISHARES CORE PACIFIC|EGXM|CBOE TRADING, INC.|50
IPAC|ISHARES CORE PACIFIC|ETRS|E*Trade Securities LLC|4692
IPAC|ISHARES CORE PACIFIC|FBSB|U.S. Bancorp Investments, Inc.|350
IPAC|ISHARES CORE PACIFIC|FLTU|FLOW TRADERS US LLC|101
IPAC|ISHARES CORE PACIFIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
IPAC|ISHARES CORE PACIFIC|FTBR|Foliofn Investments, Inc.|263
IPAC|ISHARES CORE PACIFIC|GSCO|GOLDMAN SACHS & CO. LLC|383
IPAC|ISHARES CORE PACIFIC|GSLT|GOLDMAN SACHS & CO. LLC|100
IPAC|ISHARES CORE PACIFIC|HRBF|American Enterprise Investment Services Inc.|1013
IPAC|ISHARES CORE PACIFIC|IATS|INTERACTIVE BROKERS LLC|1050
IPAC|ISHARES CORE PACIFIC|IBKR|Interactive Brokers Llc|1438
IPAC|ISHARES CORE PACIFIC|ICBX|INSTINET, LLC|2500
IPAC|ISHARES CORE PACIFIC|INCA|INSTINET, LLC|103
IPAC|ISHARES CORE PACIFIC|ITGI|ITG Inc.|909
IPAC|ISHARES CORE PACIFIC|ITGP|ITG INC.|600
IPAC|ISHARES CORE PACIFIC|JANY|Janney Montgomery Scott Inc.|500
IPAC|ISHARES CORE PACIFIC|JEFF|JEFFERIES LLC|300
IPAC|ISHARES CORE PACIFIC|JPMX|J.P. Morgan Securities LLC|2436
IPAC|ISHARES CORE PACIFIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|68335
IPAC|ISHARES CORE PACIFIC|JSJX|JANE STREET CAPITAL LLC|73164
IPAC|ISHARES CORE PACIFIC|KCGM|VIRTU Americas LLC|15900
IPAC|ISHARES CORE PACIFIC|LEHM|Barclays Capital Inc./Le|34733
IPAC|ISHARES CORE PACIFIC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|852
IPAC|ISHARES CORE PACIFIC|LIME|Lime Brokerage LLC|5335
IPAC|ISHARES CORE PACIFIC|LSCI|Lek Securities Corporation|146
IPAC|ISHARES CORE PACIFIC|MACC|Mid Atlantic Capital Corporation|206
IPAC|ISHARES CORE PACIFIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
IPAC|ISHARES CORE PACIFIC|MSCO|MORGAN STANLEY & CO. LLC|21203
IPAC|ISHARES CORE PACIFIC|MSPL|MORGAN STANLEY & CO. LLC|1100
IPAC|ISHARES CORE PACIFIC|NFSC|National Financial Services LLC|116918
IPAC|ISHARES CORE PACIFIC|NITE|VIRTU Americas LLC|63833
IPAC|ISHARES CORE PACIFIC|NTBF|BMO Nesbitt Burns Inc./CDS|17
IPAC|ISHARES CORE PACIFIC|OLDM|OLD MISSION CAPITAL, LLC|1583
IPAC|ISHARES CORE PACIFIC|PASL|Pershing Advisor Solutions LLC|474
IPAC|ISHARES CORE PACIFIC|PDQM|CODA MARKETS, INC.|300
IPAC|ISHARES CORE PACIFIC|SBSH|Citigroup Global Markets Inc.|589
IPAC|ISHARES CORE PACIFIC|SGMT|GOLDMAN SACHS & CO. LLC|7449
IPAC|ISHARES CORE PACIFIC|STFL|Stifel, Nicolaus & Company, Incorporated|1308
IPAC|ISHARES CORE PACIFIC|SWIM|TD Ameritrade, Inc.|378
IPAC|ISHARES CORE PACIFIC|SWST|Hilltop Securities Inc.|105
IPAC|ISHARES CORE PACIFIC|UBSA|UBS SECURITIES LLC|13422
IPAC|ISHARES CORE PACIFIC|UBSS|UBS Securities LLC|22251
IPAC|ISHARES CORE PACIFIC|VALX|VIRTU AMERICAS LLC|290
IPAC|ISHARES CORE PACIFIC|VGRD|Vanguard Marketing Corporation|554
IPAC|ISHARES CORE PACIFIC|WCHV|WELLS FARGO SECURITIES, LLC|15789
IPAC|ISHARES CORE PACIFIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|19216
IPAC|ISHARES CORE PACIFIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3600
IPAR|INTER PARFUMS INC ##|ANOS|ABEL/NOSER, L.L.C.|1356
IPAR|INTER PARFUMS INC ##|APCC|Apex Clearing Corporation|56
IPAR|INTER PARFUMS INC ##|BARD|Robert W. Baird & Co. Incorporated|400
IPAR|INTER PARFUMS INC ##|BATM|CBOE TRADING, INC.|703
IPAR|INTER PARFUMS INC ##|BERN|Sanford C. Bernstein & Co., LLC|37994
IPAR|INTER PARFUMS INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|239
IPAR|INTER PARFUMS INC ##|BLKX|INSTINET, LLC|43600
IPAR|INTER PARFUMS INC ##|BMOC|BMO Capital Markets Corp.|2769
IPAR|INTER PARFUMS INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|4701
IPAR|INTER PARFUMS INC ##|BRVL|BLAYLOCK VAN, LLC|300
IPAR|INTER PARFUMS INC ##|BTIG|BTIG, LLC|1438
IPAR|INTER PARFUMS INC ##|BYXM|CBOE TRADING, INC.|100
IPAR|INTER PARFUMS INC ##|BZYD|GOLDMAN SACHS & CO. LLC|412
IPAR|INTER PARFUMS INC ##|CHAS|Charles Schwab & Co., Inc.|2
IPAR|INTER PARFUMS INC ##|CIST|Capital Institutional Services, Inc.|383
IPAR|INTER PARFUMS INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9110
IPAR|INTER PARFUMS INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1899
IPAR|INTER PARFUMS INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24184
IPAR|INTER PARFUMS INC ##|CTDL|Citadel Derivatives Group Llc|1863
IPAR|INTER PARFUMS INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|6328
IPAR|INTER PARFUMS INC ##|DBAB|Deutsche Bank Securities Inc.|93434
IPAR|INTER PARFUMS INC ##|DBAX|Deutsche Bank Securities Inc.|23900
IPAR|INTER PARFUMS INC ##|DEAN|MORGAN STANLEY|1943
IPAR|INTER PARFUMS INC ##|DEGS|RONIN PROFESSIONAL LLC|1727
IPAR|INTER PARFUMS INC ##|EBXL|EBX LLC|13600
IPAR|INTER PARFUMS INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|5398
IPAR|INTER PARFUMS INC ##|EDJO|Edward D. Jones & Co., L.P.|19
IPAR|INTER PARFUMS INC ##|EGAM|CBOE TRADING, INC.|1519
IPAR|INTER PARFUMS INC ##|EGMT|EG MARKET TECHNOLOGIES LLC|10
IPAR|INTER PARFUMS INC ##|EGXM|CBOE TRADING, INC.|7
IPAR|INTER PARFUMS INC ##|EGXW|CBOE TRADING, INC.|1
IPAR|INTER PARFUMS INC ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
IPAR|INTER PARFUMS INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4610
IPAR|INTER PARFUMS INC ##|ETRS|E*Trade Securities LLC|1209
IPAR|INTER PARFUMS INC ##|FBCO|Credit Suisse Securities (USA) LLC|128126
IPAR|INTER PARFUMS INC ##|FILL|Tradestation Securities, Inc.|960
IPAR|INTER PARFUMS INC ##|FOMA|TD AMERITRADE CLEARING, INC.|4085
IPAR|INTER PARFUMS INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|413
IPAR|INTER PARFUMS INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6617
IPAR|INTER PARFUMS INC ##|FTBR|Foliofn Investments, Inc.|337
IPAR|INTER PARFUMS INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|4902
IPAR|INTER PARFUMS INC ##|GLPX|ACS EXECUTION SERVICES, LLC|918
IPAR|INTER PARFUMS INC ##|GSCO|GOLDMAN SACHS & CO. LLC|307108
IPAR|INTER PARFUMS INC ##|GSCS|GOLDMAN SACHS & CO. LLC|3635
IPAR|INTER PARFUMS INC ##|GSLT|GOLDMAN SACHS & CO. LLC|107
IPAR|INTER PARFUMS INC ##|GTSZ|GTS SECURITIES LLC|2416
IPAR|INTER PARFUMS INC ##|HRBF|American Enterprise Investment Services Inc.|341
IPAR|INTER PARFUMS INC ##|IATS|INTERACTIVE BROKERS LLC|1543
IPAR|INTER PARFUMS INC ##|IBKR|Interactive Brokers Llc|6105
IPAR|INTER PARFUMS INC ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|719
IPAR|INTER PARFUMS INC ##|ICBX|INSTINET, LLC|3900
IPAR|INTER PARFUMS INC ##|IEQY|CITADEL SECURITIES LLC|8181
IPAR|INTER PARFUMS INC ##|INCA|INSTINET, LLC|57069
IPAR|INTER PARFUMS INC ##|INJX|INSTINET, LLC|4144
IPAR|INTER PARFUMS INC ##|ITGI|ITG Inc.|7853
IPAR|INTER PARFUMS INC ##|ITGP|ITG INC.|25400
IPAR|INTER PARFUMS INC ##|JEFF|JEFFERIES LLC|18537
IPAR|INTER PARFUMS INC ##|JMPT|JUMP TRADING, LLC|5092
IPAR|INTER PARFUMS INC ##|JPBX|J.P. MORGAN SECURITIES LLC|1250
IPAR|INTER PARFUMS INC ##|JPMX|J.P. Morgan Securities LLC|80897
IPAR|INTER PARFUMS INC ##|JSJX|JANE STREET CAPITAL LLC|1662
IPAR|INTER PARFUMS INC ##|KCGM|VIRTU Americas LLC|5499
IPAR|INTER PARFUMS INC ##|LEHM|Barclays Capital Inc./Le|109181
IPAR|INTER PARFUMS INC ##|LIME|Lime Brokerage LLC|54564
IPAR|INTER PARFUMS INC ##|LQNA|LIQUIDNET, INC.|19900
IPAR|INTER PARFUMS INC ##|MAXM|Maxim Group LLC|1842
IPAR|INTER PARFUMS INC ##|MBTS|ALLY INVEST SECURITIES LLC|104
IPAR|INTER PARFUMS INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30966
IPAR|INTER PARFUMS INC ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|850
IPAR|INTER PARFUMS INC ##|MSCO|MORGAN STANLEY & CO. LLC|247631
IPAR|INTER PARFUMS INC ##|MSPL|MORGAN STANLEY & CO. LLC|44400
IPAR|INTER PARFUMS INC ##|MSTX|MORGAN STANLEY & CO. LLC|400
IPAR|INTER PARFUMS INC ##|NFSC|National Financial Services LLC|9115
IPAR|INTER PARFUMS INC ##|NITE|VIRTU Americas LLC|24461
IPAR|INTER PARFUMS INC ##|NITP|VIRTU Americas LLC|200
IPAR|INTER PARFUMS INC ##|NQRB|Brut, LLC|600
IPAR|INTER PARFUMS INC ##|NTRC|Northern Trust Securities, Inc.|28
IPAR|INTER PARFUMS INC ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
IPAR|INTER PARFUMS INC ##|PDQM|CODA MARKETS, INC.|2487
IPAR|INTER PARFUMS INC ##|PIPR|Piper Jaffray & Co.|1739
IPAR|INTER PARFUMS INC ##|RAJA|Raymond James & Associates, Inc.|138
IPAR|INTER PARFUMS INC ##|RBCM|RBC CAPITAL MARKETS, LLC|122
IPAR|INTER PARFUMS INC ##|RGLD|Regal Securities, Inc|15
IPAR|INTER PARFUMS INC ##|SAGL|SAGETRADER, LLC|101
IPAR|INTER PARFUMS INC ##|SALI|INTL FCSTONE FINANCIAL INC.|147
IPAR|INTER PARFUMS INC ##|SBSH|Citigroup Global Markets Inc.|36667
IPAR|INTER PARFUMS INC ##|SGMT|GOLDMAN SACHS & CO. LLC|6468
IPAR|INTER PARFUMS INC ##|SPDR|SPEEDROUTE LLC|3240
IPAR|INTER PARFUMS INC ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|45600
IPAR|INTER PARFUMS INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|319
IPAR|INTER PARFUMS INC ##|SWIM|TD Ameritrade, Inc.|950
IPAR|INTER PARFUMS INC ##|TRBT|Tradebot Systems, Inc.|3529
IPAR|INTER PARFUMS INC ##|TRCM|TRC MARKETS LLC|10916
IPAR|INTER PARFUMS INC ##|UBSA|UBS SECURITIES LLC|51270
IPAR|INTER PARFUMS INC ##|UBSS|UBS Securities LLC|121087
IPAR|INTER PARFUMS INC ##|VALX|VIRTU AMERICAS LLC|7499
IPAR|INTER PARFUMS INC ##|WCHV|WELLS FARGO SECURITIES, LLC|15501
IPAR|INTER PARFUMS INC ##|WDNX|WEEDEN & CO.L.P.|294
IPAR|INTER PARFUMS INC ##|WEED|Weeden & Co.L.P.|600
IPAR|INTER PARFUMS INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9
IPAR|INTER PARFUMS INC ##|WGIF|CIBC World Markets Inc.|380
IPAR|INTER PARFUMS INC ##|WSEA|WOLVERINE SECURITIES, LLC|271
IPAR|INTER PARFUMS INC ##|XIST|INSTINET, LLC|6590
IPAR|INTER PARFUMS INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
IPAR|INTER PARFUMS INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|576
IPAS|IPASS INC CMN|APCC|Apex Clearing Corporation|32299
IPAS|IPASS INC CMN|BATM|CBOE TRADING, INC.|5209
IPAS|IPASS INC CMN|BIDS|BIDS TRADING L.P.|27000
IPAS|IPASS INC CMN|BIMI|Banca IMI Securities Corp.|9635
IPAS|IPASS INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
IPAS|IPASS INC CMN|BRGE|Newbridge Securities Corp.|12200
IPAS|IPASS INC CMN|CHAS|Charles Schwab & Co., Inc.|6001
IPAS|IPASS INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
IPAS|IPASS INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24703
IPAS|IPASS INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2100
IPAS|IPASS INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39025
IPAS|IPASS INC CMN|CTDL|Citadel Derivatives Group Llc|17662
IPAS|IPASS INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|430
IPAS|IPASS INC CMN|DBAB|Deutsche Bank Securities Inc.|44218
IPAS|IPASS INC CMN|DBAX|Deutsche Bank Securities Inc.|13700
IPAS|IPASS INC CMN|EBXL|EBX LLC|21300
IPAS|IPASS INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|19100
IPAS|IPASS INC CMN|EGAM|CBOE TRADING, INC.|700
IPAS|IPASS INC CMN|EGXM|CBOE TRADING, INC.|9221
IPAS|IPASS INC CMN|EGXW|CBOE TRADING, INC.|3532
IPAS|IPASS INC CMN|ETRS|E*Trade Securities LLC|286243
IPAS|IPASS INC CMN|FBCO|Credit Suisse Securities (USA) LLC|53427
IPAS|IPASS INC CMN|FILL|Tradestation Securities, Inc.|26232
IPAS|IPASS INC CMN|FMAF|NBCN Inc./ CDS|400
IPAS|IPASS INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|1131409
IPAS|IPASS INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9847
IPAS|IPASS INC CMN|FTBR|Foliofn Investments, Inc.|45
IPAS|IPASS INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1937
IPAS|IPASS INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|27700
IPAS|IPASS INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|107256
IPAS|IPASS INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|6870
IPAS|IPASS INC CMN|HRBF|American Enterprise Investment Services Inc.|5000
IPAS|IPASS INC CMN|IATS|INTERACTIVE BROKERS LLC|1908
IPAS|IPASS INC CMN|IBKR|Interactive Brokers Llc|71976
IPAS|IPASS INC CMN|ICBX|INSTINET, LLC|9275
IPAS|IPASS INC CMN|INCA|INSTINET, LLC|31537
IPAS|IPASS INC CMN|ITGI|ITG Inc.|1000
IPAS|IPASS INC CMN|ITGP|ITG INC.|75000
IPAS|IPASS INC CMN|JMPT|JUMP TRADING, LLC|5637
IPAS|IPASS INC CMN|JPMX|J.P. Morgan Securities LLC|100908
IPAS|IPASS INC CMN|KCGM|VIRTU Americas LLC|34453
IPAS|IPASS INC CMN|KCRD|PHX FINANCIAL, INC.|6284
IPAS|IPASS INC CMN|LEHM|Barclays Capital Inc./Le|33619
IPAS|IPASS INC CMN|LGNT|COR CLEARING LLC|113544
IPAS|IPASS INC CMN|LIME|Lime Brokerage LLC|24296
IPAS|IPASS INC CMN|LQNA|LIQUIDNET, INC.|58600
IPAS|IPASS INC CMN|LQNB|LIQUIDNET, INC.|27000
IPAS|IPASS INC CMN|MAXM|Maxim Group LLC|48300
IPAS|IPASS INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14833
IPAS|IPASS INC CMN|MSCO|MORGAN STANLEY & CO. LLC|554679
IPAS|IPASS INC CMN|MSPL|MORGAN STANLEY & CO. LLC|2100
IPAS|IPASS INC CMN|NFSC|National Financial Services LLC|328608
IPAS|IPASS INC CMN|NITE|VIRTU Americas LLC|1170458
IPAS|IPASS INC CMN|NITP|VIRTU Americas LLC|4708
IPAS|IPASS INC CMN|NORT|Northland Securities, Inc.|24322
IPAS|IPASS INC CMN|NQRB|Brut, LLC|800
IPAS|IPASS INC CMN|PDQM|CODA MARKETS, INC.|47497
IPAS|IPASS INC CMN|PWJC|UBS Financial Services, Inc.|1000
IPAS|IPASS INC CMN|RAJA|Raymond James & Associates, Inc.|122635
IPAS|IPASS INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|101656
IPAS|IPASS INC CMN|RGLD|Regal Securities, Inc|2000
IPAS|IPASS INC CMN|ROTH|Roth Capital Partners, LLC|200000
IPAS|IPASS INC CMN|SALI|INTL FCSTONE FINANCIAL INC.|5200
IPAS|IPASS INC CMN|SBSH|Citigroup Global Markets Inc.|2000
IPAS|IPASS INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|36604
IPAS|IPASS INC CMN|SPDR|SPEEDROUTE LLC|13653
IPAS|IPASS INC CMN|SWIM|TD Ameritrade, Inc.|372817
IPAS|IPASS INC CMN|SWST|Hilltop Securities Inc.|29450
IPAS|IPASS INC CMN|TKNG|ALLY INVEST SECURITIES LLC|102576
IPAS|IPASS INC CMN|UBSA|UBS SECURITIES LLC|111899
IPAS|IPASS INC CMN|UBSS|UBS Securities LLC|224193
IPAS|IPASS INC CMN|VGRD|Vanguard Marketing Corporation|3000
IPAS|IPASS INC CMN|VNDM|Wall Street Access|14755
IPAS|IPASS INC CMN|WABR|Wall Street Access|703
IPAS|IPASS INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|16048
IPAS|IPASS INC CMN|WEDB|WEDBUSH SECURITIES INC.|1000
IPAS|IPASS INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|61195
IPAS|IPASS INC CMN|WSEA|WOLVERINE SECURITIES, LLC|106776
IPAS|IPASS INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
IPAY|ETFMG PRIME MOBILE|ALTX|Alternet Securities Inc.|300
IPAY|ETFMG PRIME MOBILE|APCC|Apex Clearing Corporation|172
IPAY|ETFMG PRIME MOBILE|BANK|Primevest Financial Services, Inc.|100
IPAY|ETFMG PRIME MOBILE|BARD|Robert W. Baird & Co. Incorporated|200
IPAY|ETFMG PRIME MOBILE|BBNT|BB&T SECURITIES, LLC|249
IPAY|ETFMG PRIME MOBILE|BIMI|Banca IMI Securities Corp.|275
IPAY|ETFMG PRIME MOBILE|BKCM|BNY Mellon Capital Markets LLC|125
IPAY|ETFMG PRIME MOBILE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|216
IPAY|ETFMG PRIME MOBILE|CHAS|Charles Schwab & Co., Inc.|7
IPAY|ETFMG PRIME MOBILE|CICF|Canaccord Genuity Corp.|240
IPAY|ETFMG PRIME MOBILE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
IPAY|ETFMG PRIME MOBILE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33771
IPAY|ETFMG PRIME MOBILE|CSIN|Citadel Securities Institutional LLC|5500
IPAY|ETFMG PRIME MOBILE|CTDL|Citadel Derivatives Group Llc|91691
IPAY|ETFMG PRIME MOBILE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
IPAY|ETFMG PRIME MOBILE|DBAX|Deutsche Bank Securities Inc.|15300
IPAY|ETFMG PRIME MOBILE|DEAN|MORGAN STANLEY|1420
IPAY|ETFMG PRIME MOBILE|EBXL|EBX LLC|14300
IPAY|ETFMG PRIME MOBILE|EDJC|Edward Jones / CDS|67
IPAY|ETFMG PRIME MOBILE|EDJO|Edward D. Jones & Co., L.P.|10
IPAY|ETFMG PRIME MOBILE|EGAM|CBOE TRADING, INC.|1300
IPAY|ETFMG PRIME MOBILE|ETCB|ETC BROKERAGE SERVICES, LLC|364
IPAY|ETFMG PRIME MOBILE|ETRS|E*Trade Securities LLC|14737
IPAY|ETFMG PRIME MOBILE|FILL|Tradestation Securities, Inc.|950
IPAY|ETFMG PRIME MOBILE|FMAF|NBCN Inc./ CDS|1776
IPAY|ETFMG PRIME MOBILE|FTBR|Foliofn Investments, Inc.|685
IPAY|ETFMG PRIME MOBILE|GEBB|GLOBAL EXECUTION BROKERS, LP|1081
IPAY|ETFMG PRIME MOBILE|GLIS|TD Securities Inc|1000
IPAY|ETFMG PRIME MOBILE|GLPX|ACS EXECUTION SERVICES, LLC|665
IPAY|ETFMG PRIME MOBILE|GSCO|GOLDMAN SACHS & CO. LLC|4330
IPAY|ETFMG PRIME MOBILE|GTSZ|GTS SECURITIES LLC|200
IPAY|ETFMG PRIME MOBILE|HRBF|American Enterprise Investment Services Inc.|1879
IPAY|ETFMG PRIME MOBILE|HSBC|HSBC Securities, Inc.|323
IPAY|ETFMG PRIME MOBILE|IATS|INTERACTIVE BROKERS LLC|7844
IPAY|ETFMG PRIME MOBILE|IBKR|Interactive Brokers Llc|6766
IPAY|ETFMG PRIME MOBILE|ICBX|INSTINET, LLC|77543
IPAY|ETFMG PRIME MOBILE|INCA|INSTINET, LLC|32207
IPAY|ETFMG PRIME MOBILE|ITGI|ITG Inc.|13000
IPAY|ETFMG PRIME MOBILE|ITGP|ITG INC.|8200
IPAY|ETFMG PRIME MOBILE|JANY|Janney Montgomery Scott Inc.|1670
IPAY|ETFMG PRIME MOBILE|JPMX|J.P. Morgan Securities LLC|22406
IPAY|ETFMG PRIME MOBILE|JSEB|JANE STREET EXECUTION SERVICES, LLC|12500
IPAY|ETFMG PRIME MOBILE|JSJX|JANE STREET CAPITAL LLC|111423
IPAY|ETFMG PRIME MOBILE|KCGM|VIRTU Americas LLC|15626
IPAY|ETFMG PRIME MOBILE|LEHM|Barclays Capital Inc./Le|30800
IPAY|ETFMG PRIME MOBILE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|54659
IPAY|ETFMG PRIME MOBILE|LIME|Lime Brokerage LLC|49719
IPAY|ETFMG PRIME MOBILE|LSCI|Lek Securities Corporation|1885
IPAY|ETFMG PRIME MOBILE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IPAY|ETFMG PRIME MOBILE|MCMF|Raymond James Ltd. Cds|10500
IPAY|ETFMG PRIME MOBILE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79680
IPAY|ETFMG PRIME MOBILE|MOTF|MOTIF INVESTING, INC.|113
IPAY|ETFMG PRIME MOBILE|MSCO|MORGAN STANLEY & CO. LLC|24703
IPAY|ETFMG PRIME MOBILE|MSPL|MORGAN STANLEY & CO. LLC|64400
IPAY|ETFMG PRIME MOBILE|NFSC|National Financial Services LLC|109653
IPAY|ETFMG PRIME MOBILE|NITE|VIRTU Americas LLC|100602
IPAY|ETFMG PRIME MOBILE|NQRB|Brut, LLC|1600
IPAY|ETFMG PRIME MOBILE|NTBF|BMO Nesbitt Burns Inc./CDS|35
IPAY|ETFMG PRIME MOBILE|OPCO|Oppenheimer & Co. Inc.|51050
IPAY|ETFMG PRIME MOBILE|PCFF|Pacific International Securities Inc./CDS|800
IPAY|ETFMG PRIME MOBILE|PDQM|CODA MARKETS, INC.|13578
IPAY|ETFMG PRIME MOBILE|PWJC|UBS Financial Services, Inc.|5
IPAY|ETFMG PRIME MOBILE|RBCM|RBC CAPITAL MARKETS, LLC|2486
IPAY|ETFMG PRIME MOBILE|SAGL|SAGETRADER, LLC|5260
IPAY|ETFMG PRIME MOBILE|SBSH|Citigroup Global Markets Inc.|15935
IPAY|ETFMG PRIME MOBILE|SGMT|GOLDMAN SACHS & CO. LLC|16899
IPAY|ETFMG PRIME MOBILE|SPDR|SPEEDROUTE LLC|2000
IPAY|ETFMG PRIME MOBILE|STFL|Stifel, Nicolaus & Company, Incorporated|1700
IPAY|ETFMG PRIME MOBILE|SWIM|TD Ameritrade, Inc.|3962
IPAY|ETFMG PRIME MOBILE|SWST|Hilltop Securities Inc.|300
IPAY|ETFMG PRIME MOBILE|TKNG|ALLY INVEST SECURITIES LLC|1161
IPAY|ETFMG PRIME MOBILE|TWTT|TASTYWORKS, INC.|88
IPAY|ETFMG PRIME MOBILE|UBSA|UBS SECURITIES LLC|50920
IPAY|ETFMG PRIME MOBILE|UBSS|UBS Securities LLC|92913
IPAY|ETFMG PRIME MOBILE|VALX|VIRTU AMERICAS LLC|1372
IPAY|ETFMG PRIME MOBILE|VGRD|Vanguard Marketing Corporation|5239
IPAY|ETFMG PRIME MOBILE|WCHV|WELLS FARGO SECURITIES, LLC|19484
IPAY|ETFMG PRIME MOBILE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2988
IPAY|ETFMG PRIME MOBILE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6030
IPAY|ETFMG PRIME MOBILE|WGIF|CIBC World Markets Inc.|289
IPAY|ETFMG PRIME MOBILE|WSEA|WOLVERINE SECURITIES, LLC|1589
IPAY|ETFMG PRIME MOBILE|XSTM|NATIONAL FINANCIAL SERVICES LLC|3440
IPAY|ETFMG PRIME MOBILE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8229
IPB|ML DEP 6.0518% IDX P|BATM|CBOE TRADING, INC.|19
IPB|ML DEP 6.0518% IDX P|CHAS|Charles Schwab & Co., Inc.|144
IPB|ML DEP 6.0518% IDX P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
IPB|ML DEP 6.0518% IDX P|ETRS|E*Trade Securities LLC|200
IPB|ML DEP 6.0518% IDX P|GSCS|GOLDMAN SACHS & CO. LLC|300
IPB|ML DEP 6.0518% IDX P|HRBF|American Enterprise Investment Services Inc.|188
IPB|ML DEP 6.0518% IDX P|INCA|INSTINET, LLC|400
IPB|ML DEP 6.0518% IDX P|LIME|Lime Brokerage LLC|100
IPB|ML DEP 6.0518% IDX P|MSCO|MORGAN STANLEY & CO. LLC|200
IPB|ML DEP 6.0518% IDX P|NFSC|National Financial Services LLC|50
IPB|ML DEP 6.0518% IDX P|NITE|VIRTU Americas LLC|2461
IPB|ML DEP 6.0518% IDX P|PWJC|UBS Financial Services, Inc.|3200
IPB|ML DEP 6.0518% IDX P|UBSA|UBS SECURITIES LLC|400
IPB|ML DEP 6.0518% IDX P|UBSS|UBS Securities LLC|8319
IPB|ML DEP 6.0518% IDX P|WCHV|WELLS FARGO SECURITIES, LLC|77
IPB|ML DEP 6.0518% IDX P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2336
IPCI|INTELLIPHARMACEUTICS|APCC|Apex Clearing Corporation|30434
IPCI|INTELLIPHARMACEUTICS|BATM|CBOE TRADING, INC.|568
IPCI|INTELLIPHARMACEUTICS|BIMI|Banca IMI Securities Corp.|1000
IPCI|INTELLIPHARMACEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
IPCI|INTELLIPHARMACEUTICS|CANT|Cantor Fitzgerald & Co.|200
IPCI|INTELLIPHARMACEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50691
IPCI|INTELLIPHARMACEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6700
IPCI|INTELLIPHARMACEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10815
IPCI|INTELLIPHARMACEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|12600
IPCI|INTELLIPHARMACEUTICS|DAVA|Davenport & Company LLC|1
IPCI|INTELLIPHARMACEUTICS|DBAB|Deutsche Bank Securities Inc.|16854
IPCI|INTELLIPHARMACEUTICS|DBAX|Deutsche Bank Securities Inc.|3000
IPCI|INTELLIPHARMACEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16110
IPCI|INTELLIPHARMACEUTICS|EBXL|EBX LLC|10900
IPCI|INTELLIPHARMACEUTICS|EGAM|CBOE TRADING, INC.|14
IPCI|INTELLIPHARMACEUTICS|EGXM|CBOE TRADING, INC.|5900
IPCI|INTELLIPHARMACEUTICS|ETRS|E*Trade Securities LLC|251005
IPCI|INTELLIPHARMACEUTICS|FBCO|Credit Suisse Securities (USA) LLC|16704
IPCI|INTELLIPHARMACEUTICS|FILL|Tradestation Securities, Inc.|2770
IPCI|INTELLIPHARMACEUTICS|FMAF|NBCN Inc./ CDS|6900
IPCI|INTELLIPHARMACEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|760045
IPCI|INTELLIPHARMACEUTICS|FTBR|Foliofn Investments, Inc.|481
IPCI|INTELLIPHARMACEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|4720
IPCI|INTELLIPHARMACEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|5500
IPCI|INTELLIPHARMACEUTICS|HRBF|American Enterprise Investment Services Inc.|3800
IPCI|INTELLIPHARMACEUTICS|IATS|INTERACTIVE BROKERS LLC|1450
IPCI|INTELLIPHARMACEUTICS|IBKR|Interactive Brokers Llc|248692
IPCI|INTELLIPHARMACEUTICS|ICBX|INSTINET, LLC|6000
IPCI|INTELLIPHARMACEUTICS|INCA|INSTINET, LLC|159818
IPCI|INTELLIPHARMACEUTICS|ITGI|ITG Inc.|95600
IPCI|INTELLIPHARMACEUTICS|ITGP|ITG INC.|2800
IPCI|INTELLIPHARMACEUTICS|JMPT|JUMP TRADING, LLC|510
IPCI|INTELLIPHARMACEUTICS|JPMX|J.P. Morgan Securities LLC|1400
IPCI|INTELLIPHARMACEUTICS|KCGM|VIRTU Americas LLC|1400
IPCI|INTELLIPHARMACEUTICS|LEHM|Barclays Capital Inc./Le|16800
IPCI|INTELLIPHARMACEUTICS|LIME|Lime Brokerage LLC|2160
IPCI|INTELLIPHARMACEUTICS|MAXM|Maxim Group LLC|310911
IPCI|INTELLIPHARMACEUTICS|MBTS|ALLY INVEST SECURITIES LLC|8548
IPCI|INTELLIPHARMACEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10800
IPCI|INTELLIPHARMACEUTICS|MSCO|MORGAN STANLEY & CO. LLC|181329
IPCI|INTELLIPHARMACEUTICS|NFSC|National Financial Services LLC|198059
IPCI|INTELLIPHARMACEUTICS|NITE|VIRTU Americas LLC|818304
IPCI|INTELLIPHARMACEUTICS|NORT|Northland Securities, Inc.|844856
IPCI|INTELLIPHARMACEUTICS|NQRB|Brut, LLC|2700
IPCI|INTELLIPHARMACEUTICS|PDQM|CODA MARKETS, INC.|19638
IPCI|INTELLIPHARMACEUTICS|RAJA|Raymond James & Associates, Inc.|254
IPCI|INTELLIPHARMACEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|9700
IPCI|INTELLIPHARMACEUTICS|SPDR|SPEEDROUTE LLC|500
IPCI|INTELLIPHARMACEUTICS|SWIM|TD Ameritrade, Inc.|176003
IPCI|INTELLIPHARMACEUTICS|SWST|Hilltop Securities Inc.|5026
IPCI|INTELLIPHARMACEUTICS|TKNG|ALLY INVEST SECURITIES LLC|3356
IPCI|INTELLIPHARMACEUTICS|TRCM|TRC MARKETS LLC|475
IPCI|INTELLIPHARMACEUTICS|UBSA|UBS SECURITIES LLC|55091
IPCI|INTELLIPHARMACEUTICS|UBSS|UBS Securities LLC|135288
IPCI|INTELLIPHARMACEUTICS|VALX|VIRTU AMERICAS LLC|3300
IPCI|INTELLIPHARMACEUTICS|VGRD|Vanguard Marketing Corporation|24138
IPCI|INTELLIPHARMACEUTICS|VSIN|Vision Financial Markets Llc|4770
IPCI|INTELLIPHARMACEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|24623
IPCI|INTELLIPHARMACEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10358
IPCI|INTELLIPHARMACEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|587
IPCI|INTELLIPHARMACEUTICS|WSEA|WOLVERINE SECURITIES, LLC|36172
IPDN|PROFESSIONAL DIVERSI|ALTX|Alternet Securities Inc.|200
IPDN|PROFESSIONAL DIVERSI|APCC|Apex Clearing Corporation|8852
IPDN|PROFESSIONAL DIVERSI|BYXM|CBOE TRADING, INC.|100
IPDN|PROFESSIONAL DIVERSI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3308
IPDN|PROFESSIONAL DIVERSI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|88
IPDN|PROFESSIONAL DIVERSI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|666
IPDN|PROFESSIONAL DIVERSI|DBAB|Deutsche Bank Securities Inc.|100
IPDN|PROFESSIONAL DIVERSI|DBAX|Deutsche Bank Securities Inc.|100
IPDN|PROFESSIONAL DIVERSI|DEGS|RONIN PROFESSIONAL LLC|936
IPDN|PROFESSIONAL DIVERSI|EBXL|EBX LLC|200
IPDN|PROFESSIONAL DIVERSI|EGAM|CBOE TRADING, INC.|400
IPDN|PROFESSIONAL DIVERSI|EGXM|CBOE TRADING, INC.|200
IPDN|PROFESSIONAL DIVERSI|ETCC|Electronic Transaction Clearing, Inc.|3000
IPDN|PROFESSIONAL DIVERSI|ETRS|E*Trade Securities LLC|13087
IPDN|PROFESSIONAL DIVERSI|FBCO|Credit Suisse Securities (USA) LLC|4124
IPDN|PROFESSIONAL DIVERSI|FILL|Tradestation Securities, Inc.|400
IPDN|PROFESSIONAL DIVERSI|FOMA|TD AMERITRADE CLEARING, INC.|43818
IPDN|PROFESSIONAL DIVERSI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|220
IPDN|PROFESSIONAL DIVERSI|GEBB|GLOBAL EXECUTION BROKERS, LP|600
IPDN|PROFESSIONAL DIVERSI|GLPX|ACS EXECUTION SERVICES, LLC|2908
IPDN|PROFESSIONAL DIVERSI|GSCO|GOLDMAN SACHS & CO. LLC|4006
IPDN|PROFESSIONAL DIVERSI|GSLT|GOLDMAN SACHS & CO. LLC|100
IPDN|PROFESSIONAL DIVERSI|GTSZ|GTS SECURITIES LLC|2100
IPDN|PROFESSIONAL DIVERSI|IATS|INTERACTIVE BROKERS LLC|4755
IPDN|PROFESSIONAL DIVERSI|IBKR|Interactive Brokers Llc|46160
IPDN|PROFESSIONAL DIVERSI|INCA|INSTINET, LLC|5328
IPDN|PROFESSIONAL DIVERSI|INJX|INSTINET, LLC|300
IPDN|PROFESSIONAL DIVERSI|ITGI|ITG Inc.|1550
IPDN|PROFESSIONAL DIVERSI|LEHM|Barclays Capital Inc./Le|1355
IPDN|PROFESSIONAL DIVERSI|LIME|Lime Brokerage LLC|12289
IPDN|PROFESSIONAL DIVERSI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IPDN|PROFESSIONAL DIVERSI|MSCO|MORGAN STANLEY & CO. LLC|28838
IPDN|PROFESSIONAL DIVERSI|NFSC|National Financial Services LLC|13658
IPDN|PROFESSIONAL DIVERSI|NITE|VIRTU Americas LLC|71919
IPDN|PROFESSIONAL DIVERSI|PCPT|PHILLIP CAPITAL INC.|1000
IPDN|PROFESSIONAL DIVERSI|PDQM|CODA MARKETS, INC.|3333
IPDN|PROFESSIONAL DIVERSI|RBCM|RBC CAPITAL MARKETS, LLC|269
IPDN|PROFESSIONAL DIVERSI|SBSH|Citigroup Global Markets Inc.|17961
IPDN|PROFESSIONAL DIVERSI|SGMT|GOLDMAN SACHS & CO. LLC|1045
IPDN|PROFESSIONAL DIVERSI|SPDR|SPEEDROUTE LLC|1000
IPDN|PROFESSIONAL DIVERSI|SWIM|TD Ameritrade, Inc.|29881
IPDN|PROFESSIONAL DIVERSI|TKNG|ALLY INVEST SECURITIES LLC|200
IPDN|PROFESSIONAL DIVERSI|UBSA|UBS SECURITIES LLC|4919
IPDN|PROFESSIONAL DIVERSI|UBSS|UBS Securities LLC|3159
IPDN|PROFESSIONAL DIVERSI|VALX|VIRTU AMERICAS LLC|601
IPDN|PROFESSIONAL DIVERSI|WCHV|WELLS FARGO SECURITIES, LLC|75
IPDN|PROFESSIONAL DIVERSI|WSEA|WOLVERINE SECURITIES, LLC|676
IPDN|PROFESSIONAL DIVERSI|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IPE|SPDR BB BRCLY TIPS|AGIS|Aegis Capital Corp.|500
IPE|SPDR BB BRCLY TIPS|ANOS|ABEL/NOSER, L.L.C.|2320
IPE|SPDR BB BRCLY TIPS|APCC|Apex Clearing Corporation|166
IPE|SPDR BB BRCLY TIPS|BARD|Robert W. Baird & Co. Incorporated|14
IPE|SPDR BB BRCLY TIPS|BATM|CBOE TRADING, INC.|200
IPE|SPDR BB BRCLY TIPS|BBNT|BB&T SECURITIES, LLC|625
IPE|SPDR BB BRCLY TIPS|BERN|Sanford C. Bernstein & Co., LLC|150
IPE|SPDR BB BRCLY TIPS|BKCM|BNY Mellon Capital Markets LLC|7059
IPE|SPDR BB BRCLY TIPS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9405
IPE|SPDR BB BRCLY TIPS|CANT|Cantor Fitzgerald & Co.|25004
IPE|SPDR BB BRCLY TIPS|CHAS|Charles Schwab & Co., Inc.|9
IPE|SPDR BB BRCLY TIPS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7989
IPE|SPDR BB BRCLY TIPS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41994
IPE|SPDR BB BRCLY TIPS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7564
IPE|SPDR BB BRCLY TIPS|DBAB|Deutsche Bank Securities Inc.|200
IPE|SPDR BB BRCLY TIPS|DBAX|Deutsche Bank Securities Inc.|13000
IPE|SPDR BB BRCLY TIPS|DEAN|MORGAN STANLEY|2939
IPE|SPDR BB BRCLY TIPS|EBXL|EBX LLC|11600
IPE|SPDR BB BRCLY TIPS|ECUT|CONVERGEX EXECUTION SOLUTIONS|715
IPE|SPDR BB BRCLY TIPS|EDJO|Edward D. Jones & Co., L.P.|1358
IPE|SPDR BB BRCLY TIPS|EGAM|CBOE TRADING, INC.|41
IPE|SPDR BB BRCLY TIPS|EGXM|CBOE TRADING, INC.|700
IPE|SPDR BB BRCLY TIPS|ETRS|E*Trade Securities LLC|4933
IPE|SPDR BB BRCLY TIPS|FLTU|FLOW TRADERS US LLC|794
IPE|SPDR BB BRCLY TIPS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5895
IPE|SPDR BB BRCLY TIPS|FTBR|Foliofn Investments, Inc.|17
IPE|SPDR BB BRCLY TIPS|GSCO|GOLDMAN SACHS & CO. LLC|1753
IPE|SPDR BB BRCLY TIPS|GSLT|GOLDMAN SACHS & CO. LLC|100
IPE|SPDR BB BRCLY TIPS|HRBF|American Enterprise Investment Services Inc.|13025
IPE|SPDR BB BRCLY TIPS|IATS|INTERACTIVE BROKERS LLC|10
IPE|SPDR BB BRCLY TIPS|IBKR|Interactive Brokers Llc|690
IPE|SPDR BB BRCLY TIPS|ICBX|INSTINET, LLC|11425
IPE|SPDR BB BRCLY TIPS|INCA|INSTINET, LLC|9951
IPE|SPDR BB BRCLY TIPS|ITGI|ITG Inc.|3258
IPE|SPDR BB BRCLY TIPS|ITGP|ITG INC.|36200
IPE|SPDR BB BRCLY TIPS|JANY|Janney Montgomery Scott Inc.|300
IPE|SPDR BB BRCLY TIPS|JMPT|JUMP TRADING, LLC|180
IPE|SPDR BB BRCLY TIPS|JPMX|J.P. Morgan Securities LLC|13006
IPE|SPDR BB BRCLY TIPS|JSEB|JANE STREET EXECUTION SERVICES, LLC|201691
IPE|SPDR BB BRCLY TIPS|JSJX|JANE STREET CAPITAL LLC|74191
IPE|SPDR BB BRCLY TIPS|KCGM|VIRTU Americas LLC|12189
IPE|SPDR BB BRCLY TIPS|LEHM|Barclays Capital Inc./Le|48600
IPE|SPDR BB BRCLY TIPS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|520
IPE|SPDR BB BRCLY TIPS|LIME|Lime Brokerage LLC|1720
IPE|SPDR BB BRCLY TIPS|MACC|Mid Atlantic Capital Corporation|1457
IPE|SPDR BB BRCLY TIPS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17918
IPE|SPDR BB BRCLY TIPS|MSCO|MORGAN STANLEY & CO. LLC|43264
IPE|SPDR BB BRCLY TIPS|MSPL|MORGAN STANLEY & CO. LLC|900
IPE|SPDR BB BRCLY TIPS|NBCS|NBC Securities, INC.|13
IPE|SPDR BB BRCLY TIPS|NFSC|National Financial Services LLC|71429
IPE|SPDR BB BRCLY TIPS|NITE|VIRTU Americas LLC|1467195
IPE|SPDR BB BRCLY TIPS|NITP|VIRTU Americas LLC|1650
IPE|SPDR BB BRCLY TIPS|NQRB|Brut, LLC|200
IPE|SPDR BB BRCLY TIPS|OPCO|Oppenheimer & Co. Inc.|149
IPE|SPDR BB BRCLY TIPS|PWJC|UBS Financial Services, Inc.|122
IPE|SPDR BB BRCLY TIPS|RBCM|RBC CAPITAL MARKETS, LLC|4133
IPE|SPDR BB BRCLY TIPS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|6813
IPE|SPDR BB BRCLY TIPS|SBSH|Citigroup Global Markets Inc.|4589
IPE|SPDR BB BRCLY TIPS|SGMT|GOLDMAN SACHS & CO. LLC|18469
IPE|SPDR BB BRCLY TIPS|STFL|Stifel, Nicolaus & Company, Incorporated|2103
IPE|SPDR BB BRCLY TIPS|SWIM|TD Ameritrade, Inc.|462
IPE|SPDR BB BRCLY TIPS|TKNG|ALLY INVEST SECURITIES LLC|108
IPE|SPDR BB BRCLY TIPS|UBSA|UBS SECURITIES LLC|34648
IPE|SPDR BB BRCLY TIPS|UBSS|UBS Securities LLC|63483
IPE|SPDR BB BRCLY TIPS|VGRD|Vanguard Marketing Corporation|2325
IPE|SPDR BB BRCLY TIPS|WCHV|WELLS FARGO SECURITIES, LLC|5224
IPE|SPDR BB BRCLY TIPS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|619
IPE|SPDR BB BRCLY TIPS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
IPE|SPDR BB BRCLY TIPS|WSEA|WOLVERINE SECURITIES, LLC|1
IPE|SPDR BB BRCLY TIPS|XSTM|NATIONAL FINANCIAL SERVICES LLC|9484
IPE|SPDR BB BRCLY TIPS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1650
IPFF|ISHARES INTL PFD STO|ALTX|Alternet Securities Inc.|146
IPFF|ISHARES INTL PFD STO|APCC|Apex Clearing Corporation|368
IPFF|ISHARES INTL PFD STO|BATM|CBOE TRADING, INC.|16599
IPFF|ISHARES INTL PFD STO|BYXM|CBOE TRADING, INC.|75
IPFF|ISHARES INTL PFD STO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29942
IPFF|ISHARES INTL PFD STO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40630
IPFF|ISHARES INTL PFD STO|CSIN|Citadel Securities Institutional LLC|27955
IPFF|ISHARES INTL PFD STO|CTDL|Citadel Derivatives Group Llc|27955
IPFF|ISHARES INTL PFD STO|CXCX|CITIGROUP GLOBAL MARKETS INC.|4420
IPFF|ISHARES INTL PFD STO|DADA|D.A. Davidson & Co.|2056
IPFF|ISHARES INTL PFD STO|DBAX|Deutsche Bank Securities Inc.|10800
IPFF|ISHARES INTL PFD STO|EBXL|EBX LLC|4200
IPFF|ISHARES INTL PFD STO|EDJO|Edward D. Jones & Co., L.P.|49
IPFF|ISHARES INTL PFD STO|ETRS|E*Trade Securities LLC|2092
IPFF|ISHARES INTL PFD STO|FTBR|Foliofn Investments, Inc.|5383
IPFF|ISHARES INTL PFD STO|GLPX|ACS EXECUTION SERVICES, LLC|504
IPFF|ISHARES INTL PFD STO|GTSZ|GTS SECURITIES LLC|800
IPFF|ISHARES INTL PFD STO|HRBF|American Enterprise Investment Services Inc.|2196
IPFF|ISHARES INTL PFD STO|IATS|INTERACTIVE BROKERS LLC|600
IPFF|ISHARES INTL PFD STO|IBKR|Interactive Brokers Llc|1460
IPFF|ISHARES INTL PFD STO|ICBX|INSTINET, LLC|3782
IPFF|ISHARES INTL PFD STO|INCA|INSTINET, LLC|11700
IPFF|ISHARES INTL PFD STO|JPMX|J.P. Morgan Securities LLC|3956
IPFF|ISHARES INTL PFD STO|JSEB|JANE STREET EXECUTION SERVICES, LLC|4215
IPFF|ISHARES INTL PFD STO|JSJX|JANE STREET CAPITAL LLC|32171
IPFF|ISHARES INTL PFD STO|KCGM|VIRTU Americas LLC|10084
IPFF|ISHARES INTL PFD STO|LEHM|Barclays Capital Inc./Le|5200
IPFF|ISHARES INTL PFD STO|LIME|Lime Brokerage LLC|700
IPFF|ISHARES INTL PFD STO|LSCI|Lek Securities Corporation|198
IPFF|ISHARES INTL PFD STO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14600
IPFF|ISHARES INTL PFD STO|MOTF|MOTIF INVESTING, INC.|1
IPFF|ISHARES INTL PFD STO|MSCO|MORGAN STANLEY & CO. LLC|18693
IPFF|ISHARES INTL PFD STO|MSPL|MORGAN STANLEY & CO. LLC|9900
IPFF|ISHARES INTL PFD STO|NFSC|National Financial Services LLC|22117
IPFF|ISHARES INTL PFD STO|NITE|VIRTU Americas LLC|42794
IPFF|ISHARES INTL PFD STO|PDQM|CODA MARKETS, INC.|534
IPFF|ISHARES INTL PFD STO|RBCM|RBC CAPITAL MARKETS, LLC|768
IPFF|ISHARES INTL PFD STO|SEIC|SEI Investments Distribution Co.|146
IPFF|ISHARES INTL PFD STO|SGMT|GOLDMAN SACHS & CO. LLC|2555
IPFF|ISHARES INTL PFD STO|STFL|Stifel, Nicolaus & Company, Incorporated|380
IPFF|ISHARES INTL PFD STO|SWIM|TD Ameritrade, Inc.|74
IPFF|ISHARES INTL PFD STO|SWST|Hilltop Securities Inc.|2
IPFF|ISHARES INTL PFD STO|TKNG|ALLY INVEST SECURITIES LLC|896
IPFF|ISHARES INTL PFD STO|UBSA|UBS SECURITIES LLC|17790
IPFF|ISHARES INTL PFD STO|UBSS|UBS Securities LLC|22380
IPFF|ISHARES INTL PFD STO|VGRD|Vanguard Marketing Corporation|582
IPFF|ISHARES INTL PFD STO|WCHV|WELLS FARGO SECURITIES, LLC|346
IPFF|ISHARES INTL PFD STO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|453
IPFF|ISHARES INTL PFD STO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3151
IPFF|ISHARES INTL PFD STO|WSEA|WOLVERINE SECURITIES, LLC|1121
IPFF|ISHARES INTL PFD STO|XSTM|NATIONAL FINANCIAL SERVICES LLC|8858
IPFF|ISHARES INTL PFD STO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78266
IPG|INTERPUBLIC GROUP|ABLE|NATIXIS Securities Americas LLC|14326
IPG|INTERPUBLIC GROUP|AGIS|Aegis Capital Corp.|400
IPG|INTERPUBLIC GROUP|ALTX|Alternet Securities Inc.|13539
IPG|INTERPUBLIC GROUP|ANOS|ABEL/NOSER, L.L.C.|20730
IPG|INTERPUBLIC GROUP|APCC|Apex Clearing Corporation|419
IPG|INTERPUBLIC GROUP|AQUA|AQUA SECURITIES L.P.|4000
IPG|INTERPUBLIC GROUP|BARD|Robert W. Baird & Co. Incorporated|2105
IPG|INTERPUBLIC GROUP|BATM|CBOE TRADING, INC.|9529
IPG|INTERPUBLIC GROUP|BAYT|BTIG, LLC|1000
IPG|INTERPUBLIC GROUP|BBNT|BB&T SECURITIES, LLC|4036
IPG|INTERPUBLIC GROUP|BERN|Sanford C. Bernstein & Co., LLC|172015
IPG|INTERPUBLIC GROUP|BIDS|BIDS TRADING L.P.|10500
IPG|INTERPUBLIC GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|95201
IPG|INTERPUBLIC GROUP|BLKX|INSTINET, LLC|74770
IPG|INTERPUBLIC GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|790546
IPG|INTERPUBLIC GROUP|BTIG|BTIG, LLC|775556
IPG|INTERPUBLIC GROUP|BYXM|CBOE TRADING, INC.|1431
IPG|INTERPUBLIC GROUP|BZYD|GOLDMAN SACHS & CO. LLC|3370
IPG|INTERPUBLIC GROUP|CANT|Cantor Fitzgerald & Co.|31
IPG|INTERPUBLIC GROUP|CHAS|Charles Schwab & Co., Inc.|59985
IPG|INTERPUBLIC GROUP|CIBP|CIBC World Markets Corp.|21280
IPG|INTERPUBLIC GROUP|CIOI|CITIGROUP GLOBAL MARKETS INC|80000
IPG|INTERPUBLIC GROUP|CIST|Capital Institutional Services, Inc.|8938
IPG|INTERPUBLIC GROUP|CLSA|CLSA AMERICAS, LLC|500
IPG|INTERPUBLIC GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199473
IPG|INTERPUBLIC GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1383
IPG|INTERPUBLIC GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|908511
IPG|INTERPUBLIC GROUP|CSMS|CORNERSTONE MACRO LLC|466
IPG|INTERPUBLIC GROUP|CTDL|Citadel Derivatives Group Llc|12513
IPG|INTERPUBLIC GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|210394
IPG|INTERPUBLIC GROUP|DADA|D.A. Davidson & Co.|2107
IPG|INTERPUBLIC GROUP|DBAB|Deutsche Bank Securities Inc.|323911
IPG|INTERPUBLIC GROUP|DBAX|Deutsche Bank Securities Inc.|1016300
IPG|INTERPUBLIC GROUP|DCHF|Dart Executions, LLC|1619
IPG|INTERPUBLIC GROUP|DEAN|MORGAN STANLEY|30497
IPG|INTERPUBLIC GROUP|DEGS|RONIN PROFESSIONAL LLC|468
IPG|INTERPUBLIC GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
IPG|INTERPUBLIC GROUP|DRWC|DRW SECURITIES, L.L.C.|4200
IPG|INTERPUBLIC GROUP|EBXL|EBX LLC|520400
IPG|INTERPUBLIC GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|22339
IPG|INTERPUBLIC GROUP|EDJO|Edward D. Jones & Co., L.P.|5387
IPG|INTERPUBLIC GROUP|EGAM|CBOE TRADING, INC.|26434
IPG|INTERPUBLIC GROUP|EGAW|CBOE TRADING, INC.|221
IPG|INTERPUBLIC GROUP|EGXM|CBOE TRADING, INC.|6835
IPG|INTERPUBLIC GROUP|EGXW|CBOE TRADING, INC.|61
IPG|INTERPUBLIC GROUP|ETBE|Electronic Transaction Clearing, Inc.|33738
IPG|INTERPUBLIC GROUP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|311
IPG|INTERPUBLIC GROUP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
IPG|INTERPUBLIC GROUP|ETCC|Electronic Transaction Clearing, Inc.|1195
IPG|INTERPUBLIC GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4796
IPG|INTERPUBLIC GROUP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|7367
IPG|INTERPUBLIC GROUP|ETRS|E*Trade Securities LLC|24416
IPG|INTERPUBLIC GROUP|FBSB|U.S. Bancorp Investments, Inc.|75
IPG|INTERPUBLIC GROUP|FILL|Tradestation Securities, Inc.|11973
IPG|INTERPUBLIC GROUP|FINX|FINTECH SECURITIES|1640
IPG|INTERPUBLIC GROUP|FMAF|NBCN Inc./ CDS|2431
IPG|INTERPUBLIC GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6446
IPG|INTERPUBLIC GROUP|FQLS|Quantlab Securities LP|500933
IPG|INTERPUBLIC GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|187426
IPG|INTERPUBLIC GROUP|FTBR|Foliofn Investments, Inc.|11757
IPG|INTERPUBLIC GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|4929
IPG|INTERPUBLIC GROUP|GLIS|TD Securities Inc|4
IPG|INTERPUBLIC GROUP|GLPX|ACS EXECUTION SERVICES, LLC|35162
IPG|INTERPUBLIC GROUP|GSCO|GOLDMAN SACHS & CO. LLC|3229220
IPG|INTERPUBLIC GROUP|GSCS|GOLDMAN SACHS & CO. LLC|37016
IPG|INTERPUBLIC GROUP|GSLT|GOLDMAN SACHS & CO. LLC|9429
IPG|INTERPUBLIC GROUP|GTSZ|GTS SECURITIES LLC|245003
IPG|INTERPUBLIC GROUP|HRBF|American Enterprise Investment Services Inc.|6256
IPG|INTERPUBLIC GROUP|HSBC|HSBC Securities, Inc.|6418
IPG|INTERPUBLIC GROUP|IATS|INTERACTIVE BROKERS LLC|11658
IPG|INTERPUBLIC GROUP|IBKR|Interactive Brokers Llc|28888
IPG|INTERPUBLIC GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4109
IPG|INTERPUBLIC GROUP|ICBX|INSTINET, LLC|192034
IPG|INTERPUBLIC GROUP|IEQY|CITADEL SECURITIES LLC|307222
IPG|INTERPUBLIC GROUP|INCA|INSTINET, LLC|725450
IPG|INTERPUBLIC GROUP|INJX|INSTINET, LLC|5267
IPG|INTERPUBLIC GROUP|ITGI|ITG Inc.|115670
IPG|INTERPUBLIC GROUP|ITGP|ITG INC.|538400
IPG|INTERPUBLIC GROUP|JANY|Janney Montgomery Scott Inc.|3116
IPG|INTERPUBLIC GROUP|JEFF|JEFFERIES LLC|263641
IPG|INTERPUBLIC GROUP|JMPT|JUMP TRADING, LLC|120603
IPG|INTERPUBLIC GROUP|JPBX|J.P. MORGAN SECURITIES LLC|224957
IPG|INTERPUBLIC GROUP|JPMX|J.P. Morgan Securities LLC|1265586
IPG|INTERPUBLIC GROUP|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
IPG|INTERPUBLIC GROUP|JSJX|JANE STREET CAPITAL LLC|12602
IPG|INTERPUBLIC GROUP|KCGM|VIRTU Americas LLC|142074
IPG|INTERPUBLIC GROUP|KRSH|Kershner Securities, LLC|1587
IPG|INTERPUBLIC GROUP|LEHM|Barclays Capital Inc./Le|2231699
IPG|INTERPUBLIC GROUP|LIME|Lime Brokerage LLC|92905
IPG|INTERPUBLIC GROUP|LOOP|Loop Capital Markets LLC|7527
IPG|INTERPUBLIC GROUP|LQNA|LIQUIDNET, INC.|32500
IPG|INTERPUBLIC GROUP|LSCI|Lek Securities Corporation|43
IPG|INTERPUBLIC GROUP|MACC|Mid Atlantic Capital Corporation|6
IPG|INTERPUBLIC GROUP|MACQ|Macquarie Capital (USA) Inc.|53026
IPG|INTERPUBLIC GROUP|MKMP|MKM Partners LLC|129940
IPG|INTERPUBLIC GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1216391
IPG|INTERPUBLIC GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
IPG|INTERPUBLIC GROUP|MOTF|MOTIF INVESTING, INC.|80
IPG|INTERPUBLIC GROUP|MSCO|MORGAN STANLEY & CO. LLC|5139355
IPG|INTERPUBLIC GROUP|MSPL|MORGAN STANLEY & CO. LLC|1132900
IPG|INTERPUBLIC GROUP|MSTX|MORGAN STANLEY & CO. LLC|356400
IPG|INTERPUBLIC GROUP|MZHO|Mizuho Securities USA LLC|36000
IPG|INTERPUBLIC GROUP|NEUB|NEUBERGER BERMAN BD LLC|1033
IPG|INTERPUBLIC GROUP|NFSC|National Financial Services LLC|263947
IPG|INTERPUBLIC GROUP|NITE|VIRTU Americas LLC|540118
IPG|INTERPUBLIC GROUP|NITP|VIRTU Americas LLC|399
IPG|INTERPUBLIC GROUP|NQRB|Brut, LLC|14564
IPG|INTERPUBLIC GROUP|NTBF|BMO Nesbitt Burns Inc./CDS|378
IPG|INTERPUBLIC GROUP|NTRC|Northern Trust Securities, Inc.|1952
IPG|INTERPUBLIC GROUP|OHOS|TWO SIGMA SECURITIES, LLC|54931
IPG|INTERPUBLIC GROUP|OPCO|Oppenheimer & Co. Inc.|877
IPG|INTERPUBLIC GROUP|OTAA|OTA LLC|100
IPG|INTERPUBLIC GROUP|PDQM|CODA MARKETS, INC.|28588
IPG|INTERPUBLIC GROUP|PICT|Pictet Overseas Inc.|350
IPG|INTERPUBLIC GROUP|PIPR|Piper Jaffray & Co.|4055
IPG|INTERPUBLIC GROUP|PWJC|UBS Financial Services, Inc.|8102
IPG|INTERPUBLIC GROUP|QMSR|QUATTRO M SECURITIES INC.|5187
IPG|INTERPUBLIC GROUP|RBCM|RBC CAPITAL MARKETS, LLC|12096
IPG|INTERPUBLIC GROUP|RHCO|Suntrust Robinson Humphrey, Inc.|11880
IPG|INTERPUBLIC GROUP|SAGL|SAGETRADER, LLC|25213
IPG|INTERPUBLIC GROUP|SAGW|SAGETRADER, LLC|405
IPG|INTERPUBLIC GROUP|SBRX|MURIEL SIEBERT & CO INC|851
IPG|INTERPUBLIC GROUP|SBSH|Citigroup Global Markets Inc.|463550
IPG|INTERPUBLIC GROUP|SEIC|SEI Investments Distribution Co.|300
IPG|INTERPUBLIC GROUP|SGMT|GOLDMAN SACHS & CO. LLC|361289
IPG|INTERPUBLIC GROUP|SJLS|TRADE INFORMATICS LLC|600
IPG|INTERPUBLIC GROUP|SPDR|SPEEDROUTE LLC|40205
IPG|INTERPUBLIC GROUP|SPHN|Stephens Inc.|3407
IPG|INTERPUBLIC GROUP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1000
IPG|INTERPUBLIC GROUP|STFC|Stuart Frankel & Co., Incorporated|19300
IPG|INTERPUBLIC GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|34060
IPG|INTERPUBLIC GROUP|STKP|STOCKPILE INVESTMENTS, INC.|12
IPG|INTERPUBLIC GROUP|STRS|STRATEGAS RESEARCH PARTNERS|20900
IPG|INTERPUBLIC GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17685
IPG|INTERPUBLIC GROUP|SWIM|TD Ameritrade, Inc.|7889
IPG|INTERPUBLIC GROUP|SWST|Hilltop Securities Inc.|2064
IPG|INTERPUBLIC GROUP|TAGC|TELSEY ADVISORY GROUP LLC|100
IPG|INTERPUBLIC GROUP|TKNG|ALLY INVEST SECURITIES LLC|355
IPG|INTERPUBLIC GROUP|TRBT|Tradebot Systems, Inc.|314812
IPG|INTERPUBLIC GROUP|TRCM|TRC MARKETS LLC|118150
IPG|INTERPUBLIC GROUP|TWTT|TASTYWORKS, INC.|495
IPG|INTERPUBLIC GROUP|UBSA|UBS SECURITIES LLC|1640890
IPG|INTERPUBLIC GROUP|UBSS|UBS Securities LLC|1738031
IPG|INTERPUBLIC GROUP|VALX|VIRTU AMERICAS LLC|92442
IPG|INTERPUBLIC GROUP|VGRD|Vanguard Marketing Corporation|12422
IPG|INTERPUBLIC GROUP|VSIN|Vision Financial Markets Llc|638
IPG|INTERPUBLIC GROUP|WABR|Wall Street Access|18
IPG|INTERPUBLIC GROUP|WBET|Wallachbeth Capital LLC|6325
IPG|INTERPUBLIC GROUP|WBLR|WILLIAM BLAIR|1108
IPG|INTERPUBLIC GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|28182
IPG|INTERPUBLIC GROUP|WCHV|WELLS FARGO SECURITIES, LLC|168990
IPG|INTERPUBLIC GROUP|WDNX|WEEDEN & CO.L.P.|6672
IPG|INTERPUBLIC GROUP|WEDB|WEDBUSH SECURITIES INC.|32487
IPG|INTERPUBLIC GROUP|WEED|Weeden & Co.L.P.|8326
IPG|INTERPUBLIC GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26905
IPG|INTERPUBLIC GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1119
IPG|INTERPUBLIC GROUP|WGIF|CIBC World Markets Inc.|679
IPG|INTERPUBLIC GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2496
IPG|INTERPUBLIC GROUP|WSAG|WALL STREET ACCESS|4
IPG|INTERPUBLIC GROUP|WSEA|WOLVERINE SECURITIES, LLC|1378
IPG|INTERPUBLIC GROUP|XIST|INSTINET, LLC|180002
IPG|INTERPUBLIC GROUP|XPQR|Jump Trading|1166
IPG|INTERPUBLIC GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|50322
IPG|INTERPUBLIC GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
IPG|INTERPUBLIC GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1870
IPGP|IPG PHOTONICS CORP|ABLE|NATIXIS Securities Americas LLC|108300
IPGP|IPG PHOTONICS CORP|AGIS|Aegis Capital Corp.|100
IPGP|IPG PHOTONICS CORP|ALTX|Alternet Securities Inc.|3300
IPGP|IPG PHOTONICS CORP|ANOS|ABEL/NOSER, L.L.C.|114
IPGP|IPG PHOTONICS CORP|APCC|Apex Clearing Corporation|348
IPGP|IPG PHOTONICS CORP|BANK|Primevest Financial Services, Inc.|67
IPGP|IPG PHOTONICS CORP|BARD|Robert W. Baird & Co. Incorporated|2708
IPGP|IPG PHOTONICS CORP|BATM|CBOE TRADING, INC.|10646
IPGP|IPG PHOTONICS CORP|BAYC|BAY CREST PARTNERS, LLC|2856
IPGP|IPG PHOTONICS CORP|BBNT|BB&T SECURITIES, LLC|1040
IPGP|IPG PHOTONICS CORP|BERN|Sanford C. Bernstein & Co., LLC|69080
IPGP|IPG PHOTONICS CORP|BIMI|Banca IMI Securities Corp.|847
IPGP|IPG PHOTONICS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3354
IPGP|IPG PHOTONICS CORP|BLKX|INSTINET, LLC|50000
IPGP|IPG PHOTONICS CORP|BMOC|BMO Capital Markets Corp.|14841
IPGP|IPG PHOTONICS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|27398
IPGP|IPG PHOTONICS CORP|BRGE|Newbridge Securities Corp.|409
IPGP|IPG PHOTONICS CORP|BTIG|BTIG, LLC|10711
IPGP|IPG PHOTONICS CORP|BYXM|CBOE TRADING, INC.|1125
IPGP|IPG PHOTONICS CORP|CABR|Cabrera Capital Markets, Inc.|9
IPGP|IPG PHOTONICS CORP|CANT|Cantor Fitzgerald & Co.|187
IPGP|IPG PHOTONICS CORP|CHAS|Charles Schwab & Co., Inc.|95
IPGP|IPG PHOTONICS CORP|CIBP|CIBC World Markets Corp.|6609
IPGP|IPG PHOTONICS CORP|CIST|Capital Institutional Services, Inc.|481
IPGP|IPG PHOTONICS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23123
IPGP|IPG PHOTONICS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
IPGP|IPG PHOTONICS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140986
IPGP|IPG PHOTONICS CORP|CTDL|Citadel Derivatives Group Llc|6067
IPGP|IPG PHOTONICS CORP|CTLR|CUTLER GROUP, LP|2534
IPGP|IPG PHOTONICS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10430
IPGP|IPG PHOTONICS CORP|DADA|D.A. Davidson & Co.|187
IPGP|IPG PHOTONICS CORP|DAVA|Davenport & Company LLC|6
IPGP|IPG PHOTONICS CORP|DBAB|Deutsche Bank Securities Inc.|497281
IPGP|IPG PHOTONICS CORP|DBAX|Deutsche Bank Securities Inc.|167300
IPGP|IPG PHOTONICS CORP|DBUL|Deutsche Bank Securities Inc.|1281
IPGP|IPG PHOTONICS CORP|DCHF|Dart Executions, LLC|142
IPGP|IPG PHOTONICS CORP|DEAN|MORGAN STANLEY|5198
IPGP|IPG PHOTONICS CORP|DEGS|RONIN PROFESSIONAL LLC|800
IPGP|IPG PHOTONICS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21700
IPGP|IPG PHOTONICS CORP|DRWK|DRW SECURITIES, L.L.C.|12047
IPGP|IPG PHOTONICS CORP|EBXL|EBX LLC|72500
IPGP|IPG PHOTONICS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|20340
IPGP|IPG PHOTONICS CORP|EDJC|Edward Jones / CDS|50
IPGP|IPG PHOTONICS CORP|EDJO|Edward D. Jones & Co., L.P.|2023
IPGP|IPG PHOTONICS CORP|EGAM|CBOE TRADING, INC.|2429
IPGP|IPG PHOTONICS CORP|EGAW|CBOE TRADING, INC.|30
IPGP|IPG PHOTONICS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|800
IPGP|IPG PHOTONICS CORP|EGXM|CBOE TRADING, INC.|859
IPGP|IPG PHOTONICS CORP|ELEV|ELEVATION, LLC|1680
IPGP|IPG PHOTONICS CORP|ETBE|Electronic Transaction Clearing, Inc.|6513
IPGP|IPG PHOTONICS CORP|ETCC|Electronic Transaction Clearing, Inc.|1421
IPGP|IPG PHOTONICS CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3211
IPGP|IPG PHOTONICS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34344
IPGP|IPG PHOTONICS CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1032
IPGP|IPG PHOTONICS CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|29848
IPGP|IPG PHOTONICS CORP|ETRS|E*Trade Securities LLC|26732
IPGP|IPG PHOTONICS CORP|FBCO|Credit Suisse Securities (USA) LLC|249206
IPGP|IPG PHOTONICS CORP|FILL|Tradestation Securities, Inc.|3810
IPGP|IPG PHOTONICS CORP|FINX|FINTECH SECURITIES|7670
IPGP|IPG PHOTONICS CORP|FMAF|NBCN Inc./ CDS|1740
IPGP|IPG PHOTONICS CORP|FOMA|TD AMERITRADE CLEARING, INC.|72439
IPGP|IPG PHOTONICS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10930
IPGP|IPG PHOTONICS CORP|FQLS|Quantlab Securities LP|140136
IPGP|IPG PHOTONICS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53120
IPGP|IPG PHOTONICS CORP|FTBR|Foliofn Investments, Inc.|3589
IPGP|IPG PHOTONICS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|15875
IPGP|IPG PHOTONICS CORP|GELP|RBC CAPITAL MARKETS, LLC|257
IPGP|IPG PHOTONICS CORP|GLPX|ACS EXECUTION SERVICES, LLC|21447
IPGP|IPG PHOTONICS CORP|GSCO|GOLDMAN SACHS & CO. LLC|825177
IPGP|IPG PHOTONICS CORP|GSCS|GOLDMAN SACHS & CO. LLC|9493
IPGP|IPG PHOTONICS CORP|GSLT|GOLDMAN SACHS & CO. LLC|200
IPGP|IPG PHOTONICS CORP|GTSZ|GTS SECURITIES LLC|63149
IPGP|IPG PHOTONICS CORP|HAPX|HAP Trading, LLC|200
IPGP|IPG PHOTONICS CORP|HRBF|American Enterprise Investment Services Inc.|1284
IPGP|IPG PHOTONICS CORP|HSBC|HSBC Securities, Inc.|27637
IPGP|IPG PHOTONICS CORP|IATS|INTERACTIVE BROKERS LLC|7532
IPGP|IPG PHOTONICS CORP|IBKR|Interactive Brokers Llc|64574
IPGP|IPG PHOTONICS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|57
IPGP|IPG PHOTONICS CORP|ICBX|INSTINET, LLC|22138
IPGP|IPG PHOTONICS CORP|IEQY|CITADEL SECURITIES LLC|94395
IPGP|IPG PHOTONICS CORP|INCA|INSTINET, LLC|229540
IPGP|IPG PHOTONICS CORP|INJX|INSTINET, LLC|13197
IPGP|IPG PHOTONICS CORP|ITGI|ITG Inc.|43143
IPGP|IPG PHOTONICS CORP|ITGP|ITG INC.|27200
IPGP|IPG PHOTONICS CORP|JANY|Janney Montgomery Scott Inc.|163
IPGP|IPG PHOTONICS CORP|JEFF|JEFFERIES LLC|37084
IPGP|IPG PHOTONICS CORP|JMPT|JUMP TRADING, LLC|31627
IPGP|IPG PHOTONICS CORP|JPBX|J.P. MORGAN SECURITIES LLC|8535
IPGP|IPG PHOTONICS CORP|JPMX|J.P. Morgan Securities LLC|157601
IPGP|IPG PHOTONICS CORP|JSJX|JANE STREET CAPITAL LLC|2236
IPGP|IPG PHOTONICS CORP|KCGM|VIRTU Americas LLC|13016
IPGP|IPG PHOTONICS CORP|LEHM|Barclays Capital Inc./Le|466967
IPGP|IPG PHOTONICS CORP|LIME|Lime Brokerage LLC|114069
IPGP|IPG PHOTONICS CORP|LMGP|LIME BROKERAGE LLC|1920
IPGP|IPG PHOTONICS CORP|LOOP|Loop Capital Markets LLC|1116
IPGP|IPG PHOTONICS CORP|LQNA|LIQUIDNET, INC.|20000
IPGP|IPG PHOTONICS CORP|LQNB|LIQUIDNET, INC.|10313
IPGP|IPG PHOTONICS CORP|LSCI|Lek Securities Corporation|1444
IPGP|IPG PHOTONICS CORP|MACQ|Macquarie Capital (USA) Inc.|2983
IPGP|IPG PHOTONICS CORP|MAXM|Maxim Group LLC|6
IPGP|IPG PHOTONICS CORP|MBTS|ALLY INVEST SECURITIES LLC|236
IPGP|IPG PHOTONICS CORP|MCBT|Moors & Cabot, Inc.|410
IPGP|IPG PHOTONICS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25939
IPGP|IPG PHOTONICS CORP|MOTF|MOTIF INVESTING, INC.|80
IPGP|IPG PHOTONICS CORP|MSCO|MORGAN STANLEY & CO. LLC|1168186
IPGP|IPG PHOTONICS CORP|MSPL|MORGAN STANLEY & CO. LLC|92300
IPGP|IPG PHOTONICS CORP|MSTX|MORGAN STANLEY & CO. LLC|31500
IPGP|IPG PHOTONICS CORP|NATL|National Securities Corporation|77
IPGP|IPG PHOTONICS CORP|NEED|Needham & Company, LLC|100
IPGP|IPG PHOTONICS CORP|NEUB|NEUBERGER BERMAN BD LLC|153
IPGP|IPG PHOTONICS CORP|NFSC|National Financial Services LLC|110479
IPGP|IPG PHOTONICS CORP|NITE|VIRTU Americas LLC|204344
IPGP|IPG PHOTONICS CORP|NITP|VIRTU Americas LLC|3500
IPGP|IPG PHOTONICS CORP|NQRB|Brut, LLC|6523
IPGP|IPG PHOTONICS CORP|NTRC|Northern Trust Securities, Inc.|1981
IPGP|IPG PHOTONICS CORP|OHOS|TWO SIGMA SECURITIES, LLC|10460
IPGP|IPG PHOTONICS CORP|OPCO|Oppenheimer & Co. Inc.|4364
IPGP|IPG PHOTONICS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|474
IPGP|IPG PHOTONICS CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2190
IPGP|IPG PHOTONICS CORP|PCPT|PHILLIP CAPITAL INC.|480
IPGP|IPG PHOTONICS CORP|PDQM|CODA MARKETS, INC.|92801
IPGP|IPG PHOTONICS CORP|PHLY|NASDAQ Execution Services, LLC|200
IPGP|IPG PHOTONICS CORP|PIPR|Piper Jaffray & Co.|7552
IPGP|IPG PHOTONICS CORP|PNSR|Penserra Securities, LLC|14530
IPGP|IPG PHOTONICS CORP|PWJC|UBS Financial Services, Inc.|321
IPGP|IPG PHOTONICS CORP|RAJA|Raymond James & Associates, Inc.|8867
IPGP|IPG PHOTONICS CORP|RBCM|RBC CAPITAL MARKETS, LLC|2017
IPGP|IPG PHOTONICS CORP|SAGL|SAGETRADER, LLC|5596
IPGP|IPG PHOTONICS CORP|SAGW|SAGETRADER, LLC|408
IPGP|IPG PHOTONICS CORP|SALI|INTL FCSTONE FINANCIAL INC.|562
IPGP|IPG PHOTONICS CORP|SBSH|Citigroup Global Markets Inc.|171671
IPGP|IPG PHOTONICS CORP|SGMT|GOLDMAN SACHS & CO. LLC|47346
IPGP|IPG PHOTONICS CORP|SPDR|SPEEDROUTE LLC|6900
IPGP|IPG PHOTONICS CORP|SPHN|Stephens Inc.|101
IPGP|IPG PHOTONICS CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
IPGP|IPG PHOTONICS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|5246
IPGP|IPG PHOTONICS CORP|STKP|STOCKPILE INVESTMENTS, INC.|42
IPGP|IPG PHOTONICS CORP|STRS|STRATEGAS RESEARCH PARTNERS|3464
IPGP|IPG PHOTONICS CORP|SWIM|TD Ameritrade, Inc.|18024
IPGP|IPG PHOTONICS CORP|SWST|Hilltop Securities Inc.|2347
IPGP|IPG PHOTONICS CORP|TAGC|TELSEY ADVISORY GROUP LLC|200
IPGP|IPG PHOTONICS CORP|TKNG|ALLY INVEST SECURITIES LLC|936
IPGP|IPG PHOTONICS CORP|TONC|CUTTONE & CO., LLC|764
IPGP|IPG PHOTONICS CORP|TRBT|Tradebot Systems, Inc.|118017
IPGP|IPG PHOTONICS CORP|TRCM|TRC MARKETS LLC|37218
IPGP|IPG PHOTONICS CORP|TWTT|TASTYWORKS, INC.|301
IPGP|IPG PHOTONICS CORP|UBSA|UBS SECURITIES LLC|211502
IPGP|IPG PHOTONICS CORP|UBSS|UBS Securities LLC|643169
IPGP|IPG PHOTONICS CORP|VALX|VIRTU AMERICAS LLC|6246
IPGP|IPG PHOTONICS CORP|VGRD|Vanguard Marketing Corporation|26137
IPGP|IPG PHOTONICS CORP|WBLR|WILLIAM BLAIR|785
IPGP|IPG PHOTONICS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|9473
IPGP|IPG PHOTONICS CORP|WCHV|WELLS FARGO SECURITIES, LLC|61887
IPGP|IPG PHOTONICS CORP|WDNX|WEEDEN & CO.L.P.|26
IPGP|IPG PHOTONICS CORP|WEDB|WEDBUSH SECURITIES INC.|600
IPGP|IPG PHOTONICS CORP|WEED|Weeden & Co.L.P.|315
IPGP|IPG PHOTONICS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5563
IPGP|IPG PHOTONICS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12322
IPGP|IPG PHOTONICS CORP|WFPB|Wells Fargo Securities, LLC.|162
IPGP|IPG PHOTONICS CORP|WGIF|CIBC World Markets Inc.|464
IPGP|IPG PHOTONICS CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|645
IPGP|IPG PHOTONICS CORP|WSAG|WALL STREET ACCESS|270
IPGP|IPG PHOTONICS CORP|WSEA|WOLVERINE SECURITIES, LLC|2180
IPGP|IPG PHOTONICS CORP|XIST|INSTINET, LLC|4492
IPGP|IPG PHOTONICS CORP|XPQR|Jump Trading|400
IPGP|IPG PHOTONICS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|11064
IPGP|IPG PHOTONICS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|11422
IPGP|IPG PHOTONICS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1853
IPHI|INPHI CORPORATION|ALTX|Alternet Securities Inc.|9945
IPHI|INPHI CORPORATION|ANOS|ABEL/NOSER, L.L.C.|100
IPHI|INPHI CORPORATION|APCC|Apex Clearing Corporation|14
IPHI|INPHI CORPORATION|BATM|CBOE TRADING, INC.|8416
IPHI|INPHI CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|12439
IPHI|INPHI CORPORATION|BIDS|BIDS TRADING L.P.|400
IPHI|INPHI CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7721
IPHI|INPHI CORPORATION|BLKX|INSTINET, LLC|134469
IPHI|INPHI CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|2179
IPHI|INPHI CORPORATION|BRCY|BCP SECURITIES, LLC|233
IPHI|INPHI CORPORATION|BYXM|CBOE TRADING, INC.|700
IPHI|INPHI CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|200
IPHI|INPHI CORPORATION|CANT|Cantor Fitzgerald & Co.|45134
IPHI|INPHI CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|54774
IPHI|INPHI CORPORATION|CHAS|Charles Schwab & Co., Inc.|159
IPHI|INPHI CORPORATION|CIST|Capital Institutional Services, Inc.|1410
IPHI|INPHI CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30520
IPHI|INPHI CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|566
IPHI|INPHI CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
IPHI|INPHI CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|213148
IPHI|INPHI CORPORATION|CSIN|Citadel Securities Institutional LLC|39200
IPHI|INPHI CORPORATION|CTDL|Citadel Derivatives Group Llc|43774
IPHI|INPHI CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|63186
IPHI|INPHI CORPORATION|DBAB|Deutsche Bank Securities Inc.|54381
IPHI|INPHI CORPORATION|DBAX|Deutsche Bank Securities Inc.|101400
IPHI|INPHI CORPORATION|DBUL|Deutsche Bank Securities Inc.|2703
IPHI|INPHI CORPORATION|DEAN|MORGAN STANLEY|2430
IPHI|INPHI CORPORATION|DEGS|RONIN PROFESSIONAL LLC|6100
IPHI|INPHI CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|899
IPHI|INPHI CORPORATION|EBXL|EBX LLC|133400
IPHI|INPHI CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|4236
IPHI|INPHI CORPORATION|EGAM|CBOE TRADING, INC.|15439
IPHI|INPHI CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|2100
IPHI|INPHI CORPORATION|EGXM|CBOE TRADING, INC.|4371
IPHI|INPHI CORPORATION|EGXW|CBOE TRADING, INC.|110
IPHI|INPHI CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|15951
IPHI|INPHI CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18334
IPHI|INPHI CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1100
IPHI|INPHI CORPORATION|ETRS|E*Trade Securities LLC|47863
IPHI|INPHI CORPORATION|FILL|Tradestation Securities, Inc.|1128
IPHI|INPHI CORPORATION|FQLS|Quantlab Securities LP|87315
IPHI|INPHI CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120499
IPHI|INPHI CORPORATION|FTBR|Foliofn Investments, Inc.|150
IPHI|INPHI CORPORATION|GLIS|TD Securities Inc|350
IPHI|INPHI CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|14111
IPHI|INPHI CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|397222
IPHI|INPHI CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|15832
IPHI|INPHI CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|5395
IPHI|INPHI CORPORATION|GTSZ|GTS SECURITIES LLC|68318
IPHI|INPHI CORPORATION|IATS|INTERACTIVE BROKERS LLC|7041
IPHI|INPHI CORPORATION|IBKR|Interactive Brokers Llc|5304
IPHI|INPHI CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|253
IPHI|INPHI CORPORATION|ICBX|INSTINET, LLC|22900
IPHI|INPHI CORPORATION|IEQY|CITADEL SECURITIES LLC|34561
IPHI|INPHI CORPORATION|INCA|INSTINET, LLC|264645
IPHI|INPHI CORPORATION|INJX|INSTINET, LLC|25
IPHI|INPHI CORPORATION|ITGI|ITG Inc.|8592
IPHI|INPHI CORPORATION|ITGP|ITG INC.|49800
IPHI|INPHI CORPORATION|JANY|Janney Montgomery Scott Inc.|400
IPHI|INPHI CORPORATION|JEFF|JEFFERIES LLC|28418
IPHI|INPHI CORPORATION|JMPT|JUMP TRADING, LLC|41685
IPHI|INPHI CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|24925
IPHI|INPHI CORPORATION|JPMX|J.P. Morgan Securities LLC|209035
IPHI|INPHI CORPORATION|JSJX|JANE STREET CAPITAL LLC|6039
IPHI|INPHI CORPORATION|KCGM|VIRTU Americas LLC|34566
IPHI|INPHI CORPORATION|LEHM|Barclays Capital Inc./Le|236325
IPHI|INPHI CORPORATION|LIME|Lime Brokerage LLC|11042
IPHI|INPHI CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|47800
IPHI|INPHI CORPORATION|LQNA|LIQUIDNET, INC.|68300
IPHI|INPHI CORPORATION|LQNB|LIQUIDNET, INC.|162
IPHI|INPHI CORPORATION|LSCI|Lek Securities Corporation|500
IPHI|INPHI CORPORATION|MACQ|Macquarie Capital (USA) Inc.|600
IPHI|INPHI CORPORATION|MAXM|Maxim Group LLC|162
IPHI|INPHI CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84165
IPHI|INPHI CORPORATION|MOTF|MOTIF INVESTING, INC.|15
IPHI|INPHI CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|611772
IPHI|INPHI CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|178700
IPHI|INPHI CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|52200
IPHI|INPHI CORPORATION|NBCS|NBC Securities, INC.|400
IPHI|INPHI CORPORATION|NFSC|National Financial Services LLC|253311
IPHI|INPHI CORPORATION|NITE|VIRTU Americas LLC|118009
IPHI|INPHI CORPORATION|NITP|VIRTU Americas LLC|100
IPHI|INPHI CORPORATION|NMRA|Nomura Securities International, Inc.|158700
IPHI|INPHI CORPORATION|NQRB|Brut, LLC|14551
IPHI|INPHI CORPORATION|OPCO|Oppenheimer & Co. Inc.|3362
IPHI|INPHI CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|550
IPHI|INPHI CORPORATION|PATR|TULLETT PREBON FINANCIAL SERVICES LLC|466
IPHI|INPHI CORPORATION|PDQM|CODA MARKETS, INC.|68854
IPHI|INPHI CORPORATION|PHLY|NASDAQ Execution Services, LLC|600
IPHI|INPHI CORPORATION|PIPR|Piper Jaffray & Co.|271
IPHI|INPHI CORPORATION|PWJC|UBS Financial Services, Inc.|900
IPHI|INPHI CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|32
IPHI|INPHI CORPORATION|RGLD|Regal Securities, Inc|37
IPHI|INPHI CORPORATION|SAGL|SAGETRADER, LLC|28573
IPHI|INPHI CORPORATION|SAGW|SAGETRADER, LLC|9
IPHI|INPHI CORPORATION|SBSH|Citigroup Global Markets Inc.|103738
IPHI|INPHI CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|76068
IPHI|INPHI CORPORATION|SPDR|SPEEDROUTE LLC|2100
IPHI|INPHI CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|126987
IPHI|INPHI CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4285
IPHI|INPHI CORPORATION|SWIM|TD Ameritrade, Inc.|4264
IPHI|INPHI CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|1160
IPHI|INPHI CORPORATION|TRBT|Tradebot Systems, Inc.|155742
IPHI|INPHI CORPORATION|TRCM|TRC MARKETS LLC|56297
IPHI|INPHI CORPORATION|UBSA|UBS SECURITIES LLC|195092
IPHI|INPHI CORPORATION|UBSS|UBS Securities LLC|281327
IPHI|INPHI CORPORATION|VALX|VIRTU AMERICAS LLC|13481
IPHI|INPHI CORPORATION|VGRD|Vanguard Marketing Corporation|784
IPHI|INPHI CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|618
IPHI|INPHI CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|6861
IPHI|INPHI CORPORATION|WEED|Weeden & Co.L.P.|1510
IPHI|INPHI CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1204
IPHI|INPHI CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17715
IPHI|INPHI CORPORATION|WFPB|Wells Fargo Securities, LLC.|100
IPHI|INPHI CORPORATION|WORD|Worden Capital Management LLC|9881
IPHI|INPHI CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|708
IPHI|INPHI CORPORATION|XIST|INSTINET, LLC|22800
IPHI|INPHI CORPORATION|XPQR|Jump Trading|400
IPHI|INPHI CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|15784
IPHI|INPHI CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|2900
IPHS|INNOPHOS HLDNGS INC|ALTX|Alternet Securities Inc.|679
IPHS|INNOPHOS HLDNGS INC|ANOS|ABEL/NOSER, L.L.C.|190
IPHS|INNOPHOS HLDNGS INC|APCC|Apex Clearing Corporation|35
IPHS|INNOPHOS HLDNGS INC|BANK|Primevest Financial Services, Inc.|2
IPHS|INNOPHOS HLDNGS INC|BARD|Robert W. Baird & Co. Incorporated|73
IPHS|INNOPHOS HLDNGS INC|BATM|CBOE TRADING, INC.|129
IPHS|INNOPHOS HLDNGS INC|BAYT|BTIG, LLC|387
IPHS|INNOPHOS HLDNGS INC|BERN|Sanford C. Bernstein & Co., LLC|6460
IPHS|INNOPHOS HLDNGS INC|BMOC|BMO Capital Markets Corp.|3348
IPHS|INNOPHOS HLDNGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|4139
IPHS|INNOPHOS HLDNGS INC|BRVL|BLAYLOCK VAN, LLC|100
IPHS|INNOPHOS HLDNGS INC|BTIG|BTIG, LLC|1322
IPHS|INNOPHOS HLDNGS INC|BYXM|CBOE TRADING, INC.|672
IPHS|INNOPHOS HLDNGS INC|BZYD|GOLDMAN SACHS & CO. LLC|605
IPHS|INNOPHOS HLDNGS INC|CHAS|Charles Schwab & Co., Inc.|3
IPHS|INNOPHOS HLDNGS INC|CIST|Capital Institutional Services, Inc.|108
IPHS|INNOPHOS HLDNGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7587
IPHS|INNOPHOS HLDNGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
IPHS|INNOPHOS HLDNGS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15
IPHS|INNOPHOS HLDNGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16456
IPHS|INNOPHOS HLDNGS INC|CTDL|Citadel Derivatives Group Llc|2127
IPHS|INNOPHOS HLDNGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4456
IPHS|INNOPHOS HLDNGS INC|DBAB|Deutsche Bank Securities Inc.|82487
IPHS|INNOPHOS HLDNGS INC|DBAX|Deutsche Bank Securities Inc.|27200
IPHS|INNOPHOS HLDNGS INC|DEAN|MORGAN STANLEY|133
IPHS|INNOPHOS HLDNGS INC|DEGS|RONIN PROFESSIONAL LLC|1958
IPHS|INNOPHOS HLDNGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1810
IPHS|INNOPHOS HLDNGS INC|EBXL|EBX LLC|5500
IPHS|INNOPHOS HLDNGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|109
IPHS|INNOPHOS HLDNGS INC|EDJO|Edward D. Jones & Co., L.P.|24
IPHS|INNOPHOS HLDNGS INC|EGAM|CBOE TRADING, INC.|924
IPHS|INNOPHOS HLDNGS INC|EGAW|CBOE TRADING, INC.|76
IPHS|INNOPHOS HLDNGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
IPHS|INNOPHOS HLDNGS INC|EGXM|CBOE TRADING, INC.|1
IPHS|INNOPHOS HLDNGS INC|ETBE|Electronic Transaction Clearing, Inc.|100
IPHS|INNOPHOS HLDNGS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|50
IPHS|INNOPHOS HLDNGS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3834
IPHS|INNOPHOS HLDNGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17294
IPHS|INNOPHOS HLDNGS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|40
IPHS|INNOPHOS HLDNGS INC|ETRS|E*Trade Securities LLC|924
IPHS|INNOPHOS HLDNGS INC|FBCO|Credit Suisse Securities (USA) LLC|146975
IPHS|INNOPHOS HLDNGS INC|FOMA|TD AMERITRADE CLEARING, INC.|29618
IPHS|INNOPHOS HLDNGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30134
IPHS|INNOPHOS HLDNGS INC|FTBR|Foliofn Investments, Inc.|74
IPHS|INNOPHOS HLDNGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5824
IPHS|INNOPHOS HLDNGS INC|GLPX|ACS EXECUTION SERVICES, LLC|4108
IPHS|INNOPHOS HLDNGS INC|GSCO|GOLDMAN SACHS & CO. LLC|130832
IPHS|INNOPHOS HLDNGS INC|GSCS|GOLDMAN SACHS & CO. LLC|3712
IPHS|INNOPHOS HLDNGS INC|GSLT|GOLDMAN SACHS & CO. LLC|128
IPHS|INNOPHOS HLDNGS INC|GTSZ|GTS SECURITIES LLC|32282
IPHS|INNOPHOS HLDNGS INC|HRBF|American Enterprise Investment Services Inc.|184
IPHS|INNOPHOS HLDNGS INC|IATS|INTERACTIVE BROKERS LLC|121
IPHS|INNOPHOS HLDNGS INC|IBKR|Interactive Brokers Llc|3128
IPHS|INNOPHOS HLDNGS INC|ICBX|INSTINET, LLC|3400
IPHS|INNOPHOS HLDNGS INC|IEQY|CITADEL SECURITIES LLC|9689
IPHS|INNOPHOS HLDNGS INC|INCA|INSTINET, LLC|45711
IPHS|INNOPHOS HLDNGS INC|INJX|INSTINET, LLC|2683
IPHS|INNOPHOS HLDNGS INC|ITGI|ITG Inc.|975
IPHS|INNOPHOS HLDNGS INC|ITGP|ITG INC.|5000
IPHS|INNOPHOS HLDNGS INC|JANY|Janney Montgomery Scott Inc.|2
IPHS|INNOPHOS HLDNGS INC|JEFF|JEFFERIES LLC|22538
IPHS|INNOPHOS HLDNGS INC|JONE|JonesTrading|388
IPHS|INNOPHOS HLDNGS INC|JPBX|J.P. MORGAN SECURITIES LLC|916
IPHS|INNOPHOS HLDNGS INC|JPMX|J.P. Morgan Securities LLC|47926
IPHS|INNOPHOS HLDNGS INC|JSJX|JANE STREET CAPITAL LLC|479
IPHS|INNOPHOS HLDNGS INC|KCGM|VIRTU Americas LLC|4378
IPHS|INNOPHOS HLDNGS INC|LEHM|Barclays Capital Inc./Le|87727
IPHS|INNOPHOS HLDNGS INC|LIME|Lime Brokerage LLC|52256
IPHS|INNOPHOS HLDNGS INC|LOOP|Loop Capital Markets LLC|1800
IPHS|INNOPHOS HLDNGS INC|MAXM|Maxim Group LLC|2074
IPHS|INNOPHOS HLDNGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9200
IPHS|INNOPHOS HLDNGS INC|MSCO|MORGAN STANLEY & CO. LLC|185599
IPHS|INNOPHOS HLDNGS INC|MSPL|MORGAN STANLEY & CO. LLC|28900
IPHS|INNOPHOS HLDNGS INC|MSTX|MORGAN STANLEY & CO. LLC|4000
IPHS|INNOPHOS HLDNGS INC|NFSC|National Financial Services LLC|5760
IPHS|INNOPHOS HLDNGS INC|NITE|VIRTU Americas LLC|38196
IPHS|INNOPHOS HLDNGS INC|NITP|VIRTU Americas LLC|400
IPHS|INNOPHOS HLDNGS INC|NQRB|Brut, LLC|1386
IPHS|INNOPHOS HLDNGS INC|OPCO|Oppenheimer & Co. Inc.|2149
IPHS|INNOPHOS HLDNGS INC|PDQM|CODA MARKETS, INC.|8549
IPHS|INNOPHOS HLDNGS INC|PWJC|UBS Financial Services, Inc.|250
IPHS|INNOPHOS HLDNGS INC|RAJA|Raymond James & Associates, Inc.|604
IPHS|INNOPHOS HLDNGS INC|RBCM|RBC CAPITAL MARKETS, LLC|136
IPHS|INNOPHOS HLDNGS INC|SAGW|SAGETRADER, LLC|925
IPHS|INNOPHOS HLDNGS INC|SBSH|Citigroup Global Markets Inc.|33604
IPHS|INNOPHOS HLDNGS INC|SGMT|GOLDMAN SACHS & CO. LLC|6318
IPHS|INNOPHOS HLDNGS INC|SPDR|SPEEDROUTE LLC|700
IPHS|INNOPHOS HLDNGS INC|SPHN|Stephens Inc.|331
IPHS|INNOPHOS HLDNGS INC|SPTD|MINT GLOBAL MARKETS, INC.|7900
IPHS|INNOPHOS HLDNGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|462
IPHS|INNOPHOS HLDNGS INC|SWIM|TD Ameritrade, Inc.|1158
IPHS|INNOPHOS HLDNGS INC|SWST|Hilltop Securities Inc.|521
IPHS|INNOPHOS HLDNGS INC|TKNG|ALLY INVEST SECURITIES LLC|100
IPHS|INNOPHOS HLDNGS INC|TRBT|Tradebot Systems, Inc.|11271
IPHS|INNOPHOS HLDNGS INC|TRCM|TRC MARKETS LLC|19853
IPHS|INNOPHOS HLDNGS INC|UBSA|UBS SECURITIES LLC|49609
IPHS|INNOPHOS HLDNGS INC|UBSS|UBS Securities LLC|136762
IPHS|INNOPHOS HLDNGS INC|VALX|VIRTU AMERICAS LLC|2006
IPHS|INNOPHOS HLDNGS INC|VGRD|Vanguard Marketing Corporation|644
IPHS|INNOPHOS HLDNGS INC|WCHV|WELLS FARGO SECURITIES, LLC|10863
IPHS|INNOPHOS HLDNGS INC|WEDB|WEDBUSH SECURITIES INC.|2
IPHS|INNOPHOS HLDNGS INC|WEED|Weeden & Co.L.P.|7585
IPHS|INNOPHOS HLDNGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7
IPHS|INNOPHOS HLDNGS INC|WSEA|WOLVERINE SECURITIES, LLC|47
IPHS|INNOPHOS HLDNGS INC|XIST|INSTINET, LLC|3978
IPHS|INNOPHOS HLDNGS INC|XPQR|Jump Trading|1000
IPHS|INNOPHOS HLDNGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|276
IPHS|INNOPHOS HLDNGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2063
IPHS|INNOPHOS HLDNGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14
IPI|INTREPID POTASH INC|ALTX|Alternet Securities Inc.|1500
IPI|INTREPID POTASH INC|APCC|Apex Clearing Corporation|7193
IPI|INTREPID POTASH INC|BATM|CBOE TRADING, INC.|2751
IPI|INTREPID POTASH INC|BAYT|BTIG, LLC|3400
IPI|INTREPID POTASH INC|BERN|Sanford C. Bernstein & Co., LLC|7000
IPI|INTREPID POTASH INC|BIMI|Banca IMI Securities Corp.|20
IPI|INTREPID POTASH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17283
IPI|INTREPID POTASH INC|BLKX|INSTINET, LLC|49098
IPI|INTREPID POTASH INC|BNPX|BNP PARIBAS SECURITIES CORP.|9200
IPI|INTREPID POTASH INC|BTIG|BTIG, LLC|10746
IPI|INTREPID POTASH INC|BYXM|CBOE TRADING, INC.|451
IPI|INTREPID POTASH INC|CHAS|Charles Schwab & Co., Inc.|7500
IPI|INTREPID POTASH INC|CIST|Capital Institutional Services, Inc.|750
IPI|INTREPID POTASH INC|CLSA|CLSA AMERICAS, LLC|100
IPI|INTREPID POTASH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|405
IPI|INTREPID POTASH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3600
IPI|INTREPID POTASH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197544
IPI|INTREPID POTASH INC|CTDL|Citadel Derivatives Group Llc|3638
IPI|INTREPID POTASH INC|CTLR|CUTLER GROUP, LP|3800
IPI|INTREPID POTASH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|75628
IPI|INTREPID POTASH INC|DAVA|Davenport & Company LLC|2000
IPI|INTREPID POTASH INC|DBAB|Deutsche Bank Securities Inc.|80914
IPI|INTREPID POTASH INC|DBAX|Deutsche Bank Securities Inc.|217300
IPI|INTREPID POTASH INC|DEAN|MORGAN STANLEY|2187
IPI|INTREPID POTASH INC|DEGS|RONIN PROFESSIONAL LLC|10702
IPI|INTREPID POTASH INC|EBXL|EBX LLC|80100
IPI|INTREPID POTASH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2550
IPI|INTREPID POTASH INC|EGAM|CBOE TRADING, INC.|8740
IPI|INTREPID POTASH INC|EGAW|CBOE TRADING, INC.|100
IPI|INTREPID POTASH INC|EGXM|CBOE TRADING, INC.|3300
IPI|INTREPID POTASH INC|ETBE|Electronic Transaction Clearing, Inc.|3453
IPI|INTREPID POTASH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
IPI|INTREPID POTASH INC|ETRS|E*Trade Securities LLC|799044
IPI|INTREPID POTASH INC|FILL|Tradestation Securities, Inc.|37200
IPI|INTREPID POTASH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|53810
IPI|INTREPID POTASH INC|FQLS|Quantlab Securities LP|85062
IPI|INTREPID POTASH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51269
IPI|INTREPID POTASH INC|FTBR|Foliofn Investments, Inc.|20341
IPI|INTREPID POTASH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|23045
IPI|INTREPID POTASH INC|GLIS|TD Securities Inc|5500
IPI|INTREPID POTASH INC|GLPX|ACS EXECUTION SERVICES, LLC|9590
IPI|INTREPID POTASH INC|GSCO|GOLDMAN SACHS & CO. LLC|208554
IPI|INTREPID POTASH INC|GSCS|GOLDMAN SACHS & CO. LLC|23470
IPI|INTREPID POTASH INC|GSLT|GOLDMAN SACHS & CO. LLC|9886
IPI|INTREPID POTASH INC|GTSZ|GTS SECURITIES LLC|19783
IPI|INTREPID POTASH INC|HRBF|American Enterprise Investment Services Inc.|25
IPI|INTREPID POTASH INC|IATS|INTERACTIVE BROKERS LLC|29362
IPI|INTREPID POTASH INC|IBKR|Interactive Brokers Llc|65700
IPI|INTREPID POTASH INC|ICBX|INSTINET, LLC|41017
IPI|INTREPID POTASH INC|IEQY|CITADEL SECURITIES LLC|34881
IPI|INTREPID POTASH INC|INCA|INSTINET, LLC|117041
IPI|INTREPID POTASH INC|INJX|INSTINET, LLC|14450
IPI|INTREPID POTASH INC|ITGI|ITG Inc.|31784
IPI|INTREPID POTASH INC|ITGP|ITG INC.|44000
IPI|INTREPID POTASH INC|JEFF|JEFFERIES LLC|33245
IPI|INTREPID POTASH INC|JMPT|JUMP TRADING, LLC|20404
IPI|INTREPID POTASH INC|JPBX|J.P. MORGAN SECURITIES LLC|10952
IPI|INTREPID POTASH INC|JPMX|J.P. Morgan Securities LLC|179713
IPI|INTREPID POTASH INC|JSJX|JANE STREET CAPITAL LLC|64232
IPI|INTREPID POTASH INC|KCGM|VIRTU Americas LLC|61334
IPI|INTREPID POTASH INC|LEHM|Barclays Capital Inc./Le|565129
IPI|INTREPID POTASH INC|LIME|Lime Brokerage LLC|26402
IPI|INTREPID POTASH INC|LOOP|Loop Capital Markets LLC|600
IPI|INTREPID POTASH INC|LQNA|LIQUIDNET, INC.|200
IPI|INTREPID POTASH INC|LSCI|Lek Securities Corporation|1691
IPI|INTREPID POTASH INC|LVMR|LIVERMORE TRADING GROUP, INC.|3900
IPI|INTREPID POTASH INC|MAXM|Maxim Group LLC|5000
IPI|INTREPID POTASH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|427544
IPI|INTREPID POTASH INC|MOTF|MOTIF INVESTING, INC.|1
IPI|INTREPID POTASH INC|MSCO|MORGAN STANLEY & CO. LLC|697403
IPI|INTREPID POTASH INC|MSPL|MORGAN STANLEY & CO. LLC|342700
IPI|INTREPID POTASH INC|MSTX|MORGAN STANLEY & CO. LLC|121100
IPI|INTREPID POTASH INC|NFSC|National Financial Services LLC|450999
IPI|INTREPID POTASH INC|NITE|VIRTU Americas LLC|961436
IPI|INTREPID POTASH INC|NITP|VIRTU Americas LLC|2700
IPI|INTREPID POTASH INC|NQRB|Brut, LLC|210
IPI|INTREPID POTASH INC|NTBF|BMO Nesbitt Burns Inc./CDS|12497
IPI|INTREPID POTASH INC|NTRC|Northern Trust Securities, Inc.|296
IPI|INTREPID POTASH INC|OGRU|Oscar Gruss & Son, Incorporated|100
IPI|INTREPID POTASH INC|OPCO|Oppenheimer & Co. Inc.|150
IPI|INTREPID POTASH INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
IPI|INTREPID POTASH INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|980
IPI|INTREPID POTASH INC|PDQM|CODA MARKETS, INC.|9597
IPI|INTREPID POTASH INC|PHLY|NASDAQ Execution Services, LLC|7000
IPI|INTREPID POTASH INC|PWJC|UBS Financial Services, Inc.|5400
IPI|INTREPID POTASH INC|RBCM|RBC CAPITAL MARKETS, LLC|28300
IPI|INTREPID POTASH INC|RGLD|Regal Securities, Inc|300
IPI|INTREPID POTASH INC|SBSH|Citigroup Global Markets Inc.|52595
IPI|INTREPID POTASH INC|SGMT|GOLDMAN SACHS & CO. LLC|97942
IPI|INTREPID POTASH INC|SPDR|SPEEDROUTE LLC|3637
IPI|INTREPID POTASH INC|STFL|Stifel, Nicolaus & Company, Incorporated|13412
IPI|INTREPID POTASH INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3936
IPI|INTREPID POTASH INC|SWIM|TD Ameritrade, Inc.|236779
IPI|INTREPID POTASH INC|TKNG|ALLY INVEST SECURITIES LLC|3386
IPI|INTREPID POTASH INC|TRBT|Tradebot Systems, Inc.|76731
IPI|INTREPID POTASH INC|TRCM|TRC MARKETS LLC|11442
IPI|INTREPID POTASH INC|TWTT|TASTYWORKS, INC.|2900
IPI|INTREPID POTASH INC|UBSA|UBS SECURITIES LLC|479795
IPI|INTREPID POTASH INC|UBSS|UBS Securities LLC|375076
IPI|INTREPID POTASH INC|VALX|VIRTU AMERICAS LLC|28541
IPI|INTREPID POTASH INC|VERT|The Vertical Trading Group, LLC|1590
IPI|INTREPID POTASH INC|VGRD|Vanguard Marketing Corporation|16366
IPI|INTREPID POTASH INC|WCHV|WELLS FARGO SECURITIES, LLC|183494
IPI|INTREPID POTASH INC|WEDB|WEDBUSH SECURITIES INC.|1000
IPI|INTREPID POTASH INC|WEED|Weeden & Co.L.P.|5600
IPI|INTREPID POTASH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13361
IPI|INTREPID POTASH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15442
IPI|INTREPID POTASH INC|WFPB|Wells Fargo Securities, LLC.|4506
IPI|INTREPID POTASH INC|WGIF|CIBC World Markets Inc.|2400
IPI|INTREPID POTASH INC|WSEA|WOLVERINE SECURITIES, LLC|17306
IPI|INTREPID POTASH INC|XIST|INSTINET, LLC|26808
IPI|INTREPID POTASH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12870
IPI|INTREPID POTASH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|300
IPI|INTREPID POTASH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2707
IPIC|IPIC ENTERTAIN.CS|ALTX|Alternet Securities Inc.|100
IPIC|IPIC ENTERTAIN.CS|BATM|CBOE TRADING, INC.|514
IPIC|IPIC ENTERTAIN.CS|BAYC|BAY CREST PARTNERS, LLC|24
IPIC|IPIC ENTERTAIN.CS|CANT|Cantor Fitzgerald & Co.|100
IPIC|IPIC ENTERTAIN.CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
IPIC|IPIC ENTERTAIN.CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|146
IPIC|IPIC ENTERTAIN.CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1493
IPIC|IPIC ENTERTAIN.CS|DBAB|Deutsche Bank Securities Inc.|67
IPIC|IPIC ENTERTAIN.CS|DBAX|Deutsche Bank Securities Inc.|1900
IPIC|IPIC ENTERTAIN.CS|DEGS|RONIN PROFESSIONAL LLC|8994
IPIC|IPIC ENTERTAIN.CS|EBXL|EBX LLC|200
IPIC|IPIC ENTERTAIN.CS|EDJO|Edward D. Jones & Co., L.P.|84
IPIC|IPIC ENTERTAIN.CS|ETRS|E*Trade Securities LLC|423
IPIC|IPIC ENTERTAIN.CS|FBCO|Credit Suisse Securities (USA) LLC|2915
IPIC|IPIC ENTERTAIN.CS|FOMA|TD AMERITRADE CLEARING, INC.|16240
IPIC|IPIC ENTERTAIN.CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3129
IPIC|IPIC ENTERTAIN.CS|FTBR|Foliofn Investments, Inc.|693
IPIC|IPIC ENTERTAIN.CS|GEBB|GLOBAL EXECUTION BROKERS, LP|400
IPIC|IPIC ENTERTAIN.CS|GLPX|ACS EXECUTION SERVICES, LLC|12
IPIC|IPIC ENTERTAIN.CS|GSCO|GOLDMAN SACHS & CO. LLC|3021
IPIC|IPIC ENTERTAIN.CS|GSLT|GOLDMAN SACHS & CO. LLC|613
IPIC|IPIC ENTERTAIN.CS|GTSZ|GTS SECURITIES LLC|1425
IPIC|IPIC ENTERTAIN.CS|IBKR|Interactive Brokers Llc|19164
IPIC|IPIC ENTERTAIN.CS|INCA|INSTINET, LLC|6586
IPIC|IPIC ENTERTAIN.CS|ITGP|ITG INC.|600
IPIC|IPIC ENTERTAIN.CS|LEHM|Barclays Capital Inc./Le|2569
IPIC|IPIC ENTERTAIN.CS|LIME|Lime Brokerage LLC|10317
IPIC|IPIC ENTERTAIN.CS|LMGP|LIME BROKERAGE LLC|1620
IPIC|IPIC ENTERTAIN.CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
IPIC|IPIC ENTERTAIN.CS|MSCO|MORGAN STANLEY & CO. LLC|10399
IPIC|IPIC ENTERTAIN.CS|MSPL|MORGAN STANLEY & CO. LLC|300
IPIC|IPIC ENTERTAIN.CS|NFSC|National Financial Services LLC|9674
IPIC|IPIC ENTERTAIN.CS|NITE|VIRTU Americas LLC|12670
IPIC|IPIC ENTERTAIN.CS|PDQM|CODA MARKETS, INC.|12
IPIC|IPIC ENTERTAIN.CS|RBCM|RBC CAPITAL MARKETS, LLC|5
IPIC|IPIC ENTERTAIN.CS|SALI|INTL FCSTONE FINANCIAL INC.|500
IPIC|IPIC ENTERTAIN.CS|SALW|SW FINANCIAL|29
IPIC|IPIC ENTERTAIN.CS|SPDR|SPEEDROUTE LLC|100
IPIC|IPIC ENTERTAIN.CS|SPHN|Stephens Inc.|185
IPIC|IPIC ENTERTAIN.CS|SPTD|MINT GLOBAL MARKETS, INC.|1855
IPIC|IPIC ENTERTAIN.CS|SWIM|TD Ameritrade, Inc.|6455
IPIC|IPIC ENTERTAIN.CS|TKNG|ALLY INVEST SECURITIES LLC|111
IPIC|IPIC ENTERTAIN.CS|UBSA|UBS SECURITIES LLC|3723
IPIC|IPIC ENTERTAIN.CS|UBSS|UBS Securities LLC|19694
IPIC|IPIC ENTERTAIN.CS|VGRD|Vanguard Marketing Corporation|422
IPIC|IPIC ENTERTAIN.CS|WCHV|WELLS FARGO SECURITIES, LLC|578
IPIC|IPIC ENTERTAIN.CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|280
IPIC|IPIC ENTERTAIN.CS|WSEA|WOLVERINE SECURITIES, LLC|508
IPKW|INVESCO INTL BUYBCK|ALTX|Alternet Securities Inc.|200
IPKW|INVESCO INTL BUYBCK|APCC|Apex Clearing Corporation|110
IPKW|INVESCO INTL BUYBCK|BARD|Robert W. Baird & Co. Incorporated|552
IPKW|INVESCO INTL BUYBCK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|59
IPKW|INVESCO INTL BUYBCK|BYXM|CBOE TRADING, INC.|451
IPKW|INVESCO INTL BUYBCK|CANT|Cantor Fitzgerald & Co.|11238
IPKW|INVESCO INTL BUYBCK|CHAS|Charles Schwab & Co., Inc.|5
IPKW|INVESCO INTL BUYBCK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4938
IPKW|INVESCO INTL BUYBCK|CSIN|Citadel Securities Institutional LLC|3635
IPKW|INVESCO INTL BUYBCK|CTDL|Citadel Derivatives Group Llc|42124
IPKW|INVESCO INTL BUYBCK|CXCX|CITIGROUP GLOBAL MARKETS INC.|2280
IPKW|INVESCO INTL BUYBCK|DADA|D.A. Davidson & Co.|42
IPKW|INVESCO INTL BUYBCK|DBAX|Deutsche Bank Securities Inc.|2000
IPKW|INVESCO INTL BUYBCK|DEAN|MORGAN STANLEY|3686
IPKW|INVESCO INTL BUYBCK|EBXL|EBX LLC|7400
IPKW|INVESCO INTL BUYBCK|EDJO|Edward D. Jones & Co., L.P.|17166
IPKW|INVESCO INTL BUYBCK|EGAM|CBOE TRADING, INC.|1600
IPKW|INVESCO INTL BUYBCK|EGXM|CBOE TRADING, INC.|301
IPKW|INVESCO INTL BUYBCK|ETBE|Electronic Transaction Clearing, Inc.|1200
IPKW|INVESCO INTL BUYBCK|ETRS|E*Trade Securities LLC|12573
IPKW|INVESCO INTL BUYBCK|FBCO|Credit Suisse Securities (USA) LLC|13885
IPKW|INVESCO INTL BUYBCK|FIDT|Fidelity Clearing Canada ULC./ CDS|1475
IPKW|INVESCO INTL BUYBCK|FMAF|NBCN Inc./ CDS|503
IPKW|INVESCO INTL BUYBCK|FOMA|TD AMERITRADE CLEARING, INC.|100415
IPKW|INVESCO INTL BUYBCK|FTBR|Foliofn Investments, Inc.|103652
IPKW|INVESCO INTL BUYBCK|GEBB|GLOBAL EXECUTION BROKERS, LP|640
IPKW|INVESCO INTL BUYBCK|GSCO|GOLDMAN SACHS & CO. LLC|3633
IPKW|INVESCO INTL BUYBCK|GSLT|GOLDMAN SACHS & CO. LLC|600
IPKW|INVESCO INTL BUYBCK|GTSZ|GTS SECURITIES LLC|5664
IPKW|INVESCO INTL BUYBCK|HRBF|American Enterprise Investment Services Inc.|39797
IPKW|INVESCO INTL BUYBCK|IATS|INTERACTIVE BROKERS LLC|400
IPKW|INVESCO INTL BUYBCK|IBKR|Interactive Brokers Llc|5715
IPKW|INVESCO INTL BUYBCK|ICBX|INSTINET, LLC|5153
IPKW|INVESCO INTL BUYBCK|INCA|INSTINET, LLC|2774
IPKW|INVESCO INTL BUYBCK|ITGP|ITG INC.|1600
IPKW|INVESCO INTL BUYBCK|JANY|Janney Montgomery Scott Inc.|498
IPKW|INVESCO INTL BUYBCK|JPMX|J.P. Morgan Securities LLC|1662
IPKW|INVESCO INTL BUYBCK|JSEB|JANE STREET EXECUTION SERVICES, LLC|99995
IPKW|INVESCO INTL BUYBCK|JSJX|JANE STREET CAPITAL LLC|36334
IPKW|INVESCO INTL BUYBCK|KCGM|VIRTU Americas LLC|10949
IPKW|INVESCO INTL BUYBCK|LEHM|Barclays Capital Inc./Le|6800
IPKW|INVESCO INTL BUYBCK|LIME|Lime Brokerage LLC|22210
IPKW|INVESCO INTL BUYBCK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6172
IPKW|INVESCO INTL BUYBCK|MSCO|MORGAN STANLEY & CO. LLC|17979
IPKW|INVESCO INTL BUYBCK|MSPL|MORGAN STANLEY & CO. LLC|300
IPKW|INVESCO INTL BUYBCK|NFSC|National Financial Services LLC|36744
IPKW|INVESCO INTL BUYBCK|NITE|VIRTU Americas LLC|244505
IPKW|INVESCO INTL BUYBCK|OLDM|OLD MISSION CAPITAL, LLC|641
IPKW|INVESCO INTL BUYBCK|OPCO|Oppenheimer & Co. Inc.|427
IPKW|INVESCO INTL BUYBCK|PWJC|UBS Financial Services, Inc.|74
IPKW|INVESCO INTL BUYBCK|RAJA|Raymond James & Associates, Inc.|1300
IPKW|INVESCO INTL BUYBCK|RBCM|RBC CAPITAL MARKETS, LLC|2253
IPKW|INVESCO INTL BUYBCK|SAGL|SAGETRADER, LLC|200
IPKW|INVESCO INTL BUYBCK|SBSH|Citigroup Global Markets Inc.|8650
IPKW|INVESCO INTL BUYBCK|SGMT|GOLDMAN SACHS & CO. LLC|5406
IPKW|INVESCO INTL BUYBCK|SPDR|SPEEDROUTE LLC|200
IPKW|INVESCO INTL BUYBCK|STFL|Stifel, Nicolaus & Company, Incorporated|179
IPKW|INVESCO INTL BUYBCK|SWIM|TD Ameritrade, Inc.|490
IPKW|INVESCO INTL BUYBCK|TRCM|TRC MARKETS LLC|800
IPKW|INVESCO INTL BUYBCK|UBSA|UBS SECURITIES LLC|12964
IPKW|INVESCO INTL BUYBCK|UBSS|UBS Securities LLC|43379
IPKW|INVESCO INTL BUYBCK|VALX|VIRTU AMERICAS LLC|251
IPKW|INVESCO INTL BUYBCK|VGRD|Vanguard Marketing Corporation|347
IPKW|INVESCO INTL BUYBCK|WCHV|WELLS FARGO SECURITIES, LLC|2640
IPKW|INVESCO INTL BUYBCK|WSEA|WOLVERINE SECURITIES, LLC|5
IPKW|INVESCO INTL BUYBCK|XSTM|NATIONAL FINANCIAL SERVICES LLC|1922
IPKW|INVESCO INTL BUYBCK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13560
IPL$D|INTERSTATE POWER|BARD|Robert W. Baird & Co. Incorporated|34
IPL$D|INTERSTATE POWER|BATM|CBOE TRADING, INC.|136
IPL$D|INTERSTATE POWER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|106
IPL$D|INTERSTATE POWER|CHAS|Charles Schwab & Co., Inc.|65
IPL$D|INTERSTATE POWER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|625
IPL$D|INTERSTATE POWER|DBAX|Deutsche Bank Securities Inc.|600
IPL$D|INTERSTATE POWER|DEAN|MORGAN STANLEY|312
IPL$D|INTERSTATE POWER|EBXL|EBX LLC|200
IPL$D|INTERSTATE POWER|ECUT|CONVERGEX EXECUTION SOLUTIONS|1984
IPL$D|INTERSTATE POWER|ETRS|E*Trade Securities LLC|809
IPL$D|INTERSTATE POWER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|174
IPL$D|INTERSTATE POWER|HRBF|American Enterprise Investment Services Inc.|407
IPL$D|INTERSTATE POWER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|210
IPL$D|INTERSTATE POWER|ICBX|INSTINET, LLC|100
IPL$D|INTERSTATE POWER|INCA|INSTINET, LLC|115
IPL$D|INTERSTATE POWER|ITGI|ITG Inc.|161
IPL$D|INTERSTATE POWER|JEFF|JEFFERIES LLC|700
IPL$D|INTERSTATE POWER|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
IPL$D|INTERSTATE POWER|KCGM|VIRTU Americas LLC|22
IPL$D|INTERSTATE POWER|MSCO|MORGAN STANLEY & CO. LLC|1442
IPL$D|INTERSTATE POWER|NFSC|National Financial Services LLC|4027
IPL$D|INTERSTATE POWER|NITE|VIRTU Americas LLC|6948
IPL$D|INTERSTATE POWER|OLDM|OLD MISSION CAPITAL, LLC|611
IPL$D|INTERSTATE POWER|OPCO|Oppenheimer & Co. Inc.|198
IPL$D|INTERSTATE POWER|RBCM|RBC CAPITAL MARKETS, LLC|307
IPL$D|INTERSTATE POWER|SBSH|Citigroup Global Markets Inc.|20
IPL$D|INTERSTATE POWER|SGMT|GOLDMAN SACHS & CO. LLC|536
IPL$D|INTERSTATE POWER|STFL|Stifel, Nicolaus & Company, Incorporated|51
IPL$D|INTERSTATE POWER|UBSA|UBS SECURITIES LLC|407
IPL$D|INTERSTATE POWER|UBSS|UBS Securities LLC|2909
IPL$D|INTERSTATE POWER|VGRD|Vanguard Marketing Corporation|400
IPL$D|INTERSTATE POWER|WCHV|WELLS FARGO SECURITIES, LLC|2664
IPL$D|INTERSTATE POWER|WEDB|WEDBUSH SECURITIES INC.|129
IPL$D|INTERSTATE POWER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44
IPL$D|INTERSTATE POWER|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
IPL$D|INTERSTATE POWER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|812
IPO|RENAISSANCE IPO ETF|APCC|Apex Clearing Corporation|106
IPO|RENAISSANCE IPO ETF|CHAS|Charles Schwab & Co., Inc.|4
IPO|RENAISSANCE IPO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2136
IPO|RENAISSANCE IPO ETF|DBAX|Deutsche Bank Securities Inc.|300
IPO|RENAISSANCE IPO ETF|EBXL|EBX LLC|200
IPO|RENAISSANCE IPO ETF|ETRS|E*Trade Securities LLC|7769
IPO|RENAISSANCE IPO ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
IPO|RENAISSANCE IPO ETF|FTBR|Foliofn Investments, Inc.|27
IPO|RENAISSANCE IPO ETF|HRBF|American Enterprise Investment Services Inc.|1200
IPO|RENAISSANCE IPO ETF|IATS|INTERACTIVE BROKERS LLC|530
IPO|RENAISSANCE IPO ETF|IBKR|Interactive Brokers Llc|1169
IPO|RENAISSANCE IPO ETF|ICBX|INSTINET, LLC|200
IPO|RENAISSANCE IPO ETF|JPMX|J.P. Morgan Securities LLC|200
IPO|RENAISSANCE IPO ETF|JSJX|JANE STREET CAPITAL LLC|4473
IPO|RENAISSANCE IPO ETF|KCGM|VIRTU Americas LLC|10
IPO|RENAISSANCE IPO ETF|LEHM|Barclays Capital Inc./Le|1800
IPO|RENAISSANCE IPO ETF|LIME|Lime Brokerage LLC|17
IPO|RENAISSANCE IPO ETF|LSCI|Lek Securities Corporation|8
IPO|RENAISSANCE IPO ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IPO|RENAISSANCE IPO ETF|MSCO|MORGAN STANLEY & CO. LLC|1397
IPO|RENAISSANCE IPO ETF|NFSC|National Financial Services LLC|6738
IPO|RENAISSANCE IPO ETF|NITE|VIRTU Americas LLC|9155
IPO|RENAISSANCE IPO ETF|NITP|VIRTU Americas LLC|497
IPO|RENAISSANCE IPO ETF|SGMT|GOLDMAN SACHS & CO. LLC|200
IPO|RENAISSANCE IPO ETF|STFL|Stifel, Nicolaus & Company, Incorporated|100
IPO|RENAISSANCE IPO ETF|SWIM|TD Ameritrade, Inc.|1610
IPO|RENAISSANCE IPO ETF|TKNG|ALLY INVEST SECURITIES LLC|9
IPO|RENAISSANCE IPO ETF|UBSA|UBS SECURITIES LLC|3362
IPO|RENAISSANCE IPO ETF|UBSS|UBS Securities LLC|3806
IPO|RENAISSANCE IPO ETF|VGRD|Vanguard Marketing Corporation|1405
IPO|RENAISSANCE IPO ETF|WCHV|WELLS FARGO SECURITIES, LLC|1204
IPO|RENAISSANCE IPO ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
IPO|RENAISSANCE IPO ETF|WSEA|WOLVERINE SECURITIES, LLC|166
IPO|RENAISSANCE IPO ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|791
IPOA|SOCIAL CAPITAL HEDOS|ALTX|Alternet Securities Inc.|200
IPOA|SOCIAL CAPITAL HEDOS|APCC|Apex Clearing Corporation|567
IPOA|SOCIAL CAPITAL HEDOS|BATM|CBOE TRADING, INC.|100
IPOA|SOCIAL CAPITAL HEDOS|BERN|Sanford C. Bernstein & Co., LLC|200
IPOA|SOCIAL CAPITAL HEDOS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6842
IPOA|SOCIAL CAPITAL HEDOS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6200
IPOA|SOCIAL CAPITAL HEDOS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3760
IPOA|SOCIAL CAPITAL HEDOS|CXCX|CITIGROUP GLOBAL MARKETS INC.|622
IPOA|SOCIAL CAPITAL HEDOS|DBAX|Deutsche Bank Securities Inc.|24700
IPOA|SOCIAL CAPITAL HEDOS|EBXL|EBX LLC|13000
IPOA|SOCIAL CAPITAL HEDOS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
IPOA|SOCIAL CAPITAL HEDOS|EGXM|CBOE TRADING, INC.|1450
IPOA|SOCIAL CAPITAL HEDOS|ETBE|Electronic Transaction Clearing, Inc.|100
IPOA|SOCIAL CAPITAL HEDOS|ETRS|E*Trade Securities LLC|12739
IPOA|SOCIAL CAPITAL HEDOS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14993
IPOA|SOCIAL CAPITAL HEDOS|GLPX|ACS EXECUTION SERVICES, LLC|300
IPOA|SOCIAL CAPITAL HEDOS|GSCO|GOLDMAN SACHS & CO. LLC|1500
IPOA|SOCIAL CAPITAL HEDOS|GSCS|GOLDMAN SACHS & CO. LLC|2000
IPOA|SOCIAL CAPITAL HEDOS|IATS|INTERACTIVE BROKERS LLC|2100
IPOA|SOCIAL CAPITAL HEDOS|IBKR|Interactive Brokers Llc|10350
IPOA|SOCIAL CAPITAL HEDOS|ICBX|INSTINET, LLC|1322
IPOA|SOCIAL CAPITAL HEDOS|INCA|INSTINET, LLC|9712
IPOA|SOCIAL CAPITAL HEDOS|ITGI|ITG Inc.|3200
IPOA|SOCIAL CAPITAL HEDOS|ITGP|ITG INC.|6400
IPOA|SOCIAL CAPITAL HEDOS|JEFF|JEFFERIES LLC|400
IPOA|SOCIAL CAPITAL HEDOS|JPMX|J.P. Morgan Securities LLC|13502
IPOA|SOCIAL CAPITAL HEDOS|KCGM|VIRTU Americas LLC|16100
IPOA|SOCIAL CAPITAL HEDOS|LEHM|Barclays Capital Inc./Le|2200
IPOA|SOCIAL CAPITAL HEDOS|LIME|Lime Brokerage LLC|2113
IPOA|SOCIAL CAPITAL HEDOS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2028
IPOA|SOCIAL CAPITAL HEDOS|MAXM|Maxim Group LLC|1500
IPOA|SOCIAL CAPITAL HEDOS|MITR|GMP SECURITIES, LLC|56678
IPOA|SOCIAL CAPITAL HEDOS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16412
IPOA|SOCIAL CAPITAL HEDOS|MSCO|MORGAN STANLEY & CO. LLC|82079
IPOA|SOCIAL CAPITAL HEDOS|MSPL|MORGAN STANLEY & CO. LLC|9600
IPOA|SOCIAL CAPITAL HEDOS|NFSC|National Financial Services LLC|30095
IPOA|SOCIAL CAPITAL HEDOS|NITE|VIRTU Americas LLC|57089
IPOA|SOCIAL CAPITAL HEDOS|NQRB|Brut, LLC|1400
IPOA|SOCIAL CAPITAL HEDOS|PDQM|CODA MARKETS, INC.|400
IPOA|SOCIAL CAPITAL HEDOS|RWPS|R.W. Pressprich & Co., Inc.|21600
IPOA|SOCIAL CAPITAL HEDOS|SBSH|Citigroup Global Markets Inc.|4726
IPOA|SOCIAL CAPITAL HEDOS|SGMT|GOLDMAN SACHS & CO. LLC|16867
IPOA|SOCIAL CAPITAL HEDOS|STKP|STOCKPILE INVESTMENTS, INC.|232
IPOA|SOCIAL CAPITAL HEDOS|SWIM|TD Ameritrade, Inc.|3500
IPOA|SOCIAL CAPITAL HEDOS|TKNG|ALLY INVEST SECURITIES LLC|250
IPOA|SOCIAL CAPITAL HEDOS|TRBT|Tradebot Systems, Inc.|1149
IPOA|SOCIAL CAPITAL HEDOS|UBSA|UBS SECURITIES LLC|81596
IPOA|SOCIAL CAPITAL HEDOS|UBSS|UBS Securities LLC|14272
IPOA|SOCIAL CAPITAL HEDOS|VGRD|Vanguard Marketing Corporation|461
IPOA|SOCIAL CAPITAL HEDOS|WBLR|WILLIAM BLAIR|4593
IPOA|SOCIAL CAPITAL HEDOS|WCHV|WELLS FARGO SECURITIES, LLC|500
IPOA|SOCIAL CAPITAL HEDOS|WGIF|CIBC World Markets Inc.|800
IPOA|SOCIAL CAPITAL HEDOS|WSEA|WOLVERINE SECURITIES, LLC|454
IPOA|SOCIAL CAPITAL HEDOS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
IPOA|SOCIAL CAPITAL HEDOS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IPOA.U|SOCIAL CAPITAL UNITS|ALTX|Alternet Securities Inc.|200
IPOA.U|SOCIAL CAPITAL UNITS|BERN|Sanford C. Bernstein & Co., LLC|100
IPOA.U|SOCIAL CAPITAL UNITS|BTIG|BTIG, LLC|379104
IPOA.U|SOCIAL CAPITAL UNITS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7888
IPOA.U|SOCIAL CAPITAL UNITS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
IPOA.U|SOCIAL CAPITAL UNITS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
IPOA.U|SOCIAL CAPITAL UNITS|DBAX|Deutsche Bank Securities Inc.|2100
IPOA.U|SOCIAL CAPITAL UNITS|DEAN|MORGAN STANLEY|900
IPOA.U|SOCIAL CAPITAL UNITS|EBXL|EBX LLC|1700
IPOA.U|SOCIAL CAPITAL UNITS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2019
IPOA.U|SOCIAL CAPITAL UNITS|EGAM|CBOE TRADING, INC.|5500
IPOA.U|SOCIAL CAPITAL UNITS|ETRS|E*Trade Securities LLC|5522
IPOA.U|SOCIAL CAPITAL UNITS|GEBB|GLOBAL EXECUTION BROKERS, LP|600
IPOA.U|SOCIAL CAPITAL UNITS|GLIS|TD Securities Inc|28
IPOA.U|SOCIAL CAPITAL UNITS|IBKR|Interactive Brokers Llc|5775
IPOA.U|SOCIAL CAPITAL UNITS|ICBX|INSTINET, LLC|100
IPOA.U|SOCIAL CAPITAL UNITS|INCA|INSTINET, LLC|500
IPOA.U|SOCIAL CAPITAL UNITS|ITGI|ITG Inc.|700
IPOA.U|SOCIAL CAPITAL UNITS|JONE|JonesTrading|4900
IPOA.U|SOCIAL CAPITAL UNITS|JPMX|J.P. Morgan Securities LLC|3600
IPOA.U|SOCIAL CAPITAL UNITS|LEHM|Barclays Capital Inc./Le|400
IPOA.U|SOCIAL CAPITAL UNITS|LIME|Lime Brokerage LLC|1898
IPOA.U|SOCIAL CAPITAL UNITS|MITR|GMP SECURITIES, LLC|64474
IPOA.U|SOCIAL CAPITAL UNITS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
IPOA.U|SOCIAL CAPITAL UNITS|MSCO|MORGAN STANLEY & CO. LLC|33235
IPOA.U|SOCIAL CAPITAL UNITS|NFSC|National Financial Services LLC|9098
IPOA.U|SOCIAL CAPITAL UNITS|NITE|VIRTU Americas LLC|29055
IPOA.U|SOCIAL CAPITAL UNITS|OPCO|Oppenheimer & Co. Inc.|1000
IPOA.U|SOCIAL CAPITAL UNITS|RWPS|R.W. Pressprich & Co., Inc.|21600
IPOA.U|SOCIAL CAPITAL UNITS|SBSH|Citigroup Global Markets Inc.|200
IPOA.U|SOCIAL CAPITAL UNITS|SPDR|SPEEDROUTE LLC|23
IPOA.U|SOCIAL CAPITAL UNITS|SWIM|TD Ameritrade, Inc.|1200
IPOA.U|SOCIAL CAPITAL UNITS|TDSI|TD Securities (USA) LLC|16000
IPOA.U|SOCIAL CAPITAL UNITS|TRBT|Tradebot Systems, Inc.|800
IPOA.U|SOCIAL CAPITAL UNITS|UBSA|UBS SECURITIES LLC|1900
IPOA.U|SOCIAL CAPITAL UNITS|UBSS|UBS Securities LLC|2135
IPOA.U|SOCIAL CAPITAL UNITS|VGRD|Vanguard Marketing Corporation|50
IPOA.U|SOCIAL CAPITAL UNITS|WCHV|WELLS FARGO SECURITIES, LLC|2655
IPOA.U|SOCIAL CAPITAL UNITS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12230
IPOA.W|SOCIAL CAPITAL WTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10000
IPOA.W|SOCIAL CAPITAL WTS|EBXL|EBX LLC|300
IPOA.W|SOCIAL CAPITAL WTS|ETRS|E*Trade Securities LLC|1300
IPOA.W|SOCIAL CAPITAL WTS|GSCO|GOLDMAN SACHS & CO. LLC|52900
IPOA.W|SOCIAL CAPITAL WTS|GSLT|GOLDMAN SACHS & CO. LLC|3333
IPOA.W|SOCIAL CAPITAL WTS|ICBX|INSTINET, LLC|3900
IPOA.W|SOCIAL CAPITAL WTS|ITGP|ITG INC.|75200
IPOA.W|SOCIAL CAPITAL WTS|LIME|Lime Brokerage LLC|400
IPOA.W|SOCIAL CAPITAL WTS|MITR|GMP SECURITIES, LLC|20000
IPOA.W|SOCIAL CAPITAL WTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
IPOA.W|SOCIAL CAPITAL WTS|MOTF|MOTIF INVESTING, INC.|4
IPOA.W|SOCIAL CAPITAL WTS|MSCO|MORGAN STANLEY & CO. LLC|7084
IPOA.W|SOCIAL CAPITAL WTS|NFSC|National Financial Services LLC|7295
IPOA.W|SOCIAL CAPITAL WTS|NITE|VIRTU Americas LLC|23031
IPOA.W|SOCIAL CAPITAL WTS|RWPS|R.W. Pressprich & Co., Inc.|9412
IPOA.W|SOCIAL CAPITAL WTS|UBSA|UBS SECURITIES LLC|3227
IPOA.W|SOCIAL CAPITAL WTS|UBSS|UBS Securities LLC|100
IPOS|RENAISSANCE CAP ETF|APCC|Apex Clearing Corporation|7
IPOS|RENAISSANCE CAP ETF|ETRS|E*Trade Securities LLC|39
IPOS|RENAISSANCE CAP ETF|FTBR|Foliofn Investments, Inc.|2
IPOS|RENAISSANCE CAP ETF|IBKR|Interactive Brokers Llc|83
IPOS|RENAISSANCE CAP ETF|KCGM|VIRTU Americas LLC|236
IPOS|RENAISSANCE CAP ETF|MSCO|MORGAN STANLEY & CO. LLC|737
IPOS|RENAISSANCE CAP ETF|NFSC|National Financial Services LLC|203
IPOS|RENAISSANCE CAP ETF|NITE|VIRTU Americas LLC|360
IPOS|RENAISSANCE CAP ETF|VGRD|Vanguard Marketing Corporation|188
IPWR|IDEAL POWER INC.|ADAM|CANACCORD GENUITY INC.|5000
IPWR|IDEAL POWER INC.|ALTX|Alternet Securities Inc.|36
IPWR|IDEAL POWER INC.|APCC|Apex Clearing Corporation|2862
IPWR|IDEAL POWER INC.|BATM|CBOE TRADING, INC.|200
IPWR|IDEAL POWER INC.|BIMI|Banca IMI Securities Corp.|10000
IPWR|IDEAL POWER INC.|CANT|Cantor Fitzgerald & Co.|122
IPWR|IDEAL POWER INC.|CHAS|Charles Schwab & Co., Inc.|2200
IPWR|IDEAL POWER INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1505
IPWR|IDEAL POWER INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4745
IPWR|IDEAL POWER INC.|CTDL|Citadel Derivatives Group Llc|1301
IPWR|IDEAL POWER INC.|DBAB|Deutsche Bank Securities Inc.|2089
IPWR|IDEAL POWER INC.|DEGS|RONIN PROFESSIONAL LLC|6323
IPWR|IDEAL POWER INC.|EBXL|EBX LLC|400
IPWR|IDEAL POWER INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7098
IPWR|IDEAL POWER INC.|EGAM|CBOE TRADING, INC.|64
IPWR|IDEAL POWER INC.|EGXM|CBOE TRADING, INC.|600
IPWR|IDEAL POWER INC.|EGXW|CBOE TRADING, INC.|149
IPWR|IDEAL POWER INC.|ETBE|Electronic Transaction Clearing, Inc.|20
IPWR|IDEAL POWER INC.|ETRS|E*Trade Securities LLC|68340
IPWR|IDEAL POWER INC.|FBCO|Credit Suisse Securities (USA) LLC|19954
IPWR|IDEAL POWER INC.|FOMA|TD AMERITRADE CLEARING, INC.|115088
IPWR|IDEAL POWER INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40614
IPWR|IDEAL POWER INC.|FTBR|Foliofn Investments, Inc.|416
IPWR|IDEAL POWER INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|300
IPWR|IDEAL POWER INC.|GLPX|ACS EXECUTION SERVICES, LLC|100
IPWR|IDEAL POWER INC.|GSCO|GOLDMAN SACHS & CO. LLC|10535
IPWR|IDEAL POWER INC.|GSLT|GOLDMAN SACHS & CO. LLC|100
IPWR|IDEAL POWER INC.|GTSZ|GTS SECURITIES LLC|1380
IPWR|IDEAL POWER INC.|IATS|INTERACTIVE BROKERS LLC|2000
IPWR|IDEAL POWER INC.|IBKR|Interactive Brokers Llc|17207
IPWR|IDEAL POWER INC.|ICBX|INSTINET, LLC|300
IPWR|IDEAL POWER INC.|INCA|INSTINET, LLC|6068
IPWR|IDEAL POWER INC.|ITGI|ITG Inc.|300
IPWR|IDEAL POWER INC.|ITGP|ITG INC.|2800
IPWR|IDEAL POWER INC.|JPMX|J.P. Morgan Securities LLC|200
IPWR|IDEAL POWER INC.|JSJX|JANE STREET CAPITAL LLC|1045
IPWR|IDEAL POWER INC.|LEHM|Barclays Capital Inc./Le|1877
IPWR|IDEAL POWER INC.|LIME|Lime Brokerage LLC|12441
IPWR|IDEAL POWER INC.|MOTF|MOTIF INVESTING, INC.|1
IPWR|IDEAL POWER INC.|MSCO|MORGAN STANLEY & CO. LLC|82777
IPWR|IDEAL POWER INC.|MSPL|MORGAN STANLEY & CO. LLC|500
IPWR|IDEAL POWER INC.|NFSC|National Financial Services LLC|144561
IPWR|IDEAL POWER INC.|NITE|VIRTU Americas LLC|343941
IPWR|IDEAL POWER INC.|NQRB|Brut, LLC|135
IPWR|IDEAL POWER INC.|OPCO|Oppenheimer & Co. Inc.|24495
IPWR|IDEAL POWER INC.|PDQM|CODA MARKETS, INC.|543
IPWR|IDEAL POWER INC.|SGMT|GOLDMAN SACHS & CO. LLC|2538
IPWR|IDEAL POWER INC.|SPDR|SPEEDROUTE LLC|700
IPWR|IDEAL POWER INC.|SWIM|TD Ameritrade, Inc.|39788
IPWR|IDEAL POWER INC.|TKNG|ALLY INVEST SECURITIES LLC|12100
IPWR|IDEAL POWER INC.|TRCM|TRC MARKETS LLC|1500
IPWR|IDEAL POWER INC.|UBSA|UBS SECURITIES LLC|10758
IPWR|IDEAL POWER INC.|UBSS|UBS Securities LLC|41675
IPWR|IDEAL POWER INC.|VALX|VIRTU AMERICAS LLC|300
IPWR|IDEAL POWER INC.|VGRD|Vanguard Marketing Corporation|23422
IPWR|IDEAL POWER INC.|WCHV|WELLS FARGO SECURITIES, LLC|17095
IPWR|IDEAL POWER INC.|WGIF|CIBC World Markets Inc.|2530
IPWR|IDEAL POWER INC.|WSEA|WOLVERINE SECURITIES, LLC|10813
IPWR|IDEAL POWER INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|300
IQ|IQIYI, INC. ADS|ACPL|American Capital Partners, LLC|950
IQ|IQIYI, INC. ADS|ADAM|CANACCORD GENUITY INC.|1400
IQ|IQIYI, INC. ADS|AGIS|Aegis Capital Corp.|51300
IQ|IQIYI, INC. ADS|ALTX|Alternet Securities Inc.|965769
IQ|IQIYI, INC. ADS|APCC|Apex Clearing Corporation|2740120
IQ|IQIYI, INC. ADS|BANK|Primevest Financial Services, Inc.|66617
IQ|IQIYI, INC. ADS|BARD|Robert W. Baird & Co. Incorporated|43046
IQ|IQIYI, INC. ADS|BATM|CBOE TRADING, INC.|421635
IQ|IQIYI, INC. ADS|BAYT|BTIG, LLC|165724
IQ|IQIYI, INC. ADS|BBNT|BB&T SECURITIES, LLC|32643
IQ|IQIYI, INC. ADS|BERN|Sanford C. Bernstein & Co., LLC|1416567
IQ|IQIYI, INC. ADS|BIAD|SAGETRADER, LLC|889
IQ|IQIYI, INC. ADS|BIMI|Banca IMI Securities Corp.|173663
IQ|IQIYI, INC. ADS|BKCM|BNY Mellon Capital Markets LLC|584
IQ|IQIYI, INC. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|836121
IQ|IQIYI, INC. ADS|BLKX|INSTINET, LLC|267534
IQ|IQIYI, INC. ADS|BMAK|BMA SECURITIES|87013
IQ|IQIYI, INC. ADS|BMOC|BMO Capital Markets Corp.|180062
IQ|IQIYI, INC. ADS|BMSI|BULL MARKET SECURITIES, INC.|1085
IQ|IQIYI, INC. ADS|BNCH|The Benchmark Company, LLC|20000
IQ|IQIYI, INC. ADS|BNPX|BNP PARIBAS SECURITIES CORP.|192042
IQ|IQIYI, INC. ADS|BRGE|Newbridge Securities Corp.|88069
IQ|IQIYI, INC. ADS|BTIG|BTIG, LLC|3399
IQ|IQIYI, INC. ADS|BYXM|CBOE TRADING, INC.|122721
IQ|IQIYI, INC. ADS|CANT|Cantor Fitzgerald & Co.|15592
IQ|IQIYI, INC. ADS|CBRA|Cobra Trading, Inc.|5000
IQ|IQIYI, INC. ADS|CHAS|Charles Schwab & Co., Inc.|482147
IQ|IQIYI, INC. ADS|CICF|Canaccord Genuity Corp.|14522
IQ|IQIYI, INC. ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|6409
IQ|IQIYI, INC. ADS|CIST|Capital Institutional Services, Inc.|3869
IQ|IQIYI, INC. ADS|CLSA|CLSA AMERICAS, LLC|46454
IQ|IQIYI, INC. ADS|CNTR|PRECISION SECURITIES, LLC|86660
IQ|IQIYI, INC. ADS|COKE|Coker & Palmer|1000
IQ|IQIYI, INC. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1835959
IQ|IQIYI, INC. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|216565
IQ|IQIYI, INC. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3353510
IQ|IQIYI, INC. ADS|CRFN|ROBINHOOD FINANCIAL, LLC|2
IQ|IQIYI, INC. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8010700
IQ|IQIYI, INC. ADS|CTDL|Citadel Derivatives Group Llc|379488
IQ|IQIYI, INC. ADS|CTLR|CUTLER GROUP, LP|310440
IQ|IQIYI, INC. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1104944
IQ|IQIYI, INC. ADS|DADA|D.A. Davidson & Co.|68347
IQ|IQIYI, INC. ADS|DAVA|Davenport & Company LLC|100
IQ|IQIYI, INC. ADS|DAWA|Daiwa Capital Markets America Inc.|280
IQ|IQIYI, INC. ADS|DBAB|Deutsche Bank Securities Inc.|2290658
IQ|IQIYI, INC. ADS|DBAX|Deutsche Bank Securities Inc.|3208600
IQ|IQIYI, INC. ADS|DBUL|Deutsche Bank Securities Inc.|10508
IQ|IQIYI, INC. ADS|DEAN|MORGAN STANLEY|344402
IQ|IQIYI, INC. ADS|DEGS|RONIN PROFESSIONAL LLC|738649
IQ|IQIYI, INC. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|346433
IQ|IQIYI, INC. ADS|DJSA|Dawson James Securities, Inc|10800
IQ|IQIYI, INC. ADS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|10599
IQ|IQIYI, INC. ADS|EBXL|EBX LLC|2877700
IQ|IQIYI, INC. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|325995
IQ|IQIYI, INC. ADS|EDJC|Edward Jones / CDS|3314
IQ|IQIYI, INC. ADS|EDJO|Edward D. Jones & Co., L.P.|243125
IQ|IQIYI, INC. ADS|EGAM|CBOE TRADING, INC.|1195284
IQ|IQIYI, INC. ADS|EGAW|CBOE TRADING, INC.|34484
IQ|IQIYI, INC. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|10593
IQ|IQIYI, INC. ADS|EGXM|CBOE TRADING, INC.|605117
IQ|IQIYI, INC. ADS|EGXW|CBOE TRADING, INC.|7556
IQ|IQIYI, INC. ADS|EROP|Eroom Securities L.L.C.|400
IQ|IQIYI, INC. ADS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2500
IQ|IQIYI, INC. ADS|ETBE|Electronic Transaction Clearing, Inc.|165173
IQ|IQIYI, INC. ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|539866
IQ|IQIYI, INC. ADS|ETCB|ETC BROKERAGE SERVICES, LLC|2723
IQ|IQIYI, INC. ADS|ETCC|Electronic Transaction Clearing, Inc.|5585
IQ|IQIYI, INC. ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
IQ|IQIYI, INC. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|923110
IQ|IQIYI, INC. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|14208
IQ|IQIYI, INC. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2657671
IQ|IQIYI, INC. ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|285155
IQ|IQIYI, INC. ADS|ETRS|E*Trade Securities LLC|50378350
IQ|IQIYI, INC. ADS|FBCO|Credit Suisse Securities (USA) LLC|10551786
IQ|IQIYI, INC. ADS|FBSB|U.S. Bancorp Investments, Inc.|8278
IQ|IQIYI, INC. ADS|FFSI|Firstrade Securities Inc.|5900
IQ|IQIYI, INC. ADS|FILL|Tradestation Securities, Inc.|1571517
IQ|IQIYI, INC. ADS|FINX|FINTECH SECURITIES|300
IQ|IQIYI, INC. ADS|FMAF|NBCN Inc./ CDS|1079014
IQ|IQIYI, INC. ADS|FOMA|TD AMERITRADE CLEARING, INC.|65973584
IQ|IQIYI, INC. ADS|FORD|Fordham Financial Management, Inc.|60485
IQ|IQIYI, INC. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2812
IQ|IQIYI, INC. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|579437
IQ|IQIYI, INC. ADS|FTBR|Foliofn Investments, Inc.|12587
IQ|IQIYI, INC. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1370727
IQ|IQIYI, INC. ADS|GELP|RBC CAPITAL MARKETS, LLC|8139
IQ|IQIYI, INC. ADS|GLIS|TD Securities Inc|52067
IQ|IQIYI, INC. ADS|GLPX|ACS EXECUTION SERVICES, LLC|5817309
IQ|IQIYI, INC. ADS|GSCO|GOLDMAN SACHS & CO. LLC|10341439
IQ|IQIYI, INC. ADS|GSCS|GOLDMAN SACHS & CO. LLC|691267
IQ|IQIYI, INC. ADS|GSLT|GOLDMAN SACHS & CO. LLC|1032345
IQ|IQIYI, INC. ADS|GTSZ|GTS SECURITIES LLC|351047
IQ|IQIYI, INC. ADS|HAPX|HAP Trading, LLC|22590
IQ|IQIYI, INC. ADS|HASF|Haywood Securities Inc./CDS|8625
IQ|IQIYI, INC. ADS|HRBF|American Enterprise Investment Services Inc.|233836
IQ|IQIYI, INC. ADS|HSBC|HSBC Securities, Inc.|411128
IQ|IQIYI, INC. ADS|IATS|INTERACTIVE BROKERS LLC|4926574
IQ|IQIYI, INC. ADS|IBKR|Interactive Brokers Llc|54578227
IQ|IQIYI, INC. ADS|IBSJ|Integrity Brokerage Services, Inc.|5745
IQ|IQIYI, INC. ADS|ICBX|INSTINET, LLC|1854034
IQ|IQIYI, INC. ADS|INCA|INSTINET, LLC|20563748
IQ|IQIYI, INC. ADS|INJX|INSTINET, LLC|264731
IQ|IQIYI, INC. ADS|ITGI|ITG Inc.|2310021
IQ|IQIYI, INC. ADS|ITGP|ITG INC.|1962800
IQ|IQIYI, INC. ADS|JANY|Janney Montgomery Scott Inc.|120552
IQ|IQIYI, INC. ADS|JEFF|JEFFERIES LLC|508673
IQ|IQIYI, INC. ADS|JGUN|Joseph Gunnar & Co.  LLC|120400
IQ|IQIYI, INC. ADS|JMPT|JUMP TRADING, LLC|985783
IQ|IQIYI, INC. ADS|JONE|JonesTrading|21650
IQ|IQIYI, INC. ADS|JPBX|J.P. MORGAN SECURITIES LLC|416878
IQ|IQIYI, INC. ADS|JPMX|J.P. Morgan Securities LLC|6399041
IQ|IQIYI, INC. ADS|JRCO|Johnson Rice & Company L.L.C.|6383
IQ|IQIYI, INC. ADS|JSCL|JOSEPH STONE CAPITAL L.L.C.|16076
IQ|IQIYI, INC. ADS|JSJX|JANE STREET CAPITAL LLC|32414
IQ|IQIYI, INC. ADS|JUTA|JUMP TRADING, LLC|90506
IQ|IQIYI, INC. ADS|KCGM|VIRTU Americas LLC|2330910
IQ|IQIYI, INC. ADS|KCRD|PHX FINANCIAL, INC.|56073
IQ|IQIYI, INC. ADS|KING|C. L. King & Associates, Inc.|150
IQ|IQIYI, INC. ADS|LEHM|Barclays Capital Inc./Le|15497728
IQ|IQIYI, INC. ADS|LIME|Lime Brokerage LLC|2256871
IQ|IQIYI, INC. ADS|LIWD|LIME BROKERAGE LLC|257
IQ|IQIYI, INC. ADS|LMGP|LIME BROKERAGE LLC|49662
IQ|IQIYI, INC. ADS|LOOP|Loop Capital Markets LLC|40
IQ|IQIYI, INC. ADS|LPCM|Lampert Capital Markets Inc.|15350
IQ|IQIYI, INC. ADS|LQNA|LIQUIDNET, INC.|33100
IQ|IQIYI, INC. ADS|LSCI|Lek Securities Corporation|372056
IQ|IQIYI, INC. ADS|LTCO|Ladenburg, Thalmann & Co., Inc.|18198
IQ|IQIYI, INC. ADS|LVMR|LIVERMORE TRADING GROUP, INC.|2900
IQ|IQIYI, INC. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6441
IQ|IQIYI, INC. ADS|MACC|Mid Atlantic Capital Corporation|225
IQ|IQIYI, INC. ADS|MACQ|Macquarie Capital (USA) Inc.|34050
IQ|IQIYI, INC. ADS|MAVB|Great Point Capital LLC|4975
IQ|IQIYI, INC. ADS|MAXM|Maxim Group LLC|146421
IQ|IQIYI, INC. ADS|MBTS|ALLY INVEST SECURITIES LLC|150882
IQ|IQIYI, INC. ADS|MCBT|Moors & Cabot, Inc.|255
IQ|IQIYI, INC. ADS|MCMF|Raymond James Ltd. Cds|20486
IQ|IQIYI, INC. ADS|MICA|Spartan Securities Group, Ltd.|60840
IQ|IQIYI, INC. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1487031
IQ|IQIYI, INC. ADS|MOTF|MOTIF INVESTING, INC.|333
IQ|IQIYI, INC. ADS|MPSG|E D & F Man Capital Markets Inc.|35456
IQ|IQIYI, INC. ADS|MSCO|MORGAN STANLEY & CO. LLC|46327286
IQ|IQIYI, INC. ADS|MSPL|MORGAN STANLEY & CO. LLC|1584700
IQ|IQIYI, INC. ADS|MSTX|MORGAN STANLEY & CO. LLC|760100
IQ|IQIYI, INC. ADS|MULL|MARK J. MULLER EQUITIES, INC.|1270
IQ|IQIYI, INC. ADS|NATL|National Securities Corporation|124091
IQ|IQIYI, INC. ADS|NBCS|NBC Securities, INC.|4314
IQ|IQIYI, INC. ADS|NEED|Needham & Company, LLC|200
IQ|IQIYI, INC. ADS|NFSC|National Financial Services LLC|40489772
IQ|IQIYI, INC. ADS|NITE|VIRTU Americas LLC|105908153
IQ|IQIYI, INC. ADS|NITP|VIRTU Americas LLC|27922
IQ|IQIYI, INC. ADS|NMRA|Nomura Securities International, Inc.|12076
IQ|IQIYI, INC. ADS|NQRB|Brut, LLC|765819
IQ|IQIYI, INC. ADS|NTFN|Network 1 Financial Securities Inc.|6519
IQ|IQIYI, INC. ADS|NTRC|Northern Trust Securities, Inc.|2772
IQ|IQIYI, INC. ADS|OPCO|Oppenheimer & Co. Inc.|169380
IQ|IQIYI, INC. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|650
IQ|IQIYI, INC. ADS|PAUL|Paulson Investment Company, Inc.|198
IQ|IQIYI, INC. ADS|PCFF|Pacific International Securities Inc./CDS|965
IQ|IQIYI, INC. ADS|PCPT|PHILLIP CAPITAL INC.|118667
IQ|IQIYI, INC. ADS|PDQM|CODA MARKETS, INC.|7098913
IQ|IQIYI, INC. ADS|PHLY|NASDAQ Execution Services, LLC|427760
IQ|IQIYI, INC. ADS|PICT|Pictet Overseas Inc.|33380
IQ|IQIYI, INC. ADS|PINT|PRECISION SECURITIES, LLC|1000
IQ|IQIYI, INC. ADS|PIPR|Piper Jaffray & Co.|1600
IQ|IQIYI, INC. ADS|POIN|PRECISION SECURITIES, LLC (POIN)|234193
IQ|IQIYI, INC. ADS|PREC|PRECISION SECURITIES, LLC|36000
IQ|IQIYI, INC. ADS|PWJC|UBS Financial Services, Inc.|528503
IQ|IQIYI, INC. ADS|RAJA|Raymond James & Associates, Inc.|780806
IQ|IQIYI, INC. ADS|RBCM|RBC CAPITAL MARKETS, LLC|644058
IQ|IQIYI, INC. ADS|RCSK|Ruane, Cunniff & Goldbarb LLC|2000
IQ|IQIYI, INC. ADS|RGLD|Regal Securities, Inc|58422
IQ|IQIYI, INC. ADS|RHCO|Suntrust Robinson Humphrey, Inc.|6135
IQ|IQIYI, INC. ADS|RJLC|RJL CAPITAL GROUP, LLC|30350
IQ|IQIYI, INC. ADS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|3600
IQ|IQIYI, INC. ADS|SAGL|SAGETRADER, LLC|210260
IQ|IQIYI, INC. ADS|SALI|INTL FCSTONE FINANCIAL INC.|479479
IQ|IQIYI, INC. ADS|SALW|SW FINANCIAL|19873
IQ|IQIYI, INC. ADS|SBSH|Citigroup Global Markets Inc.|3881773
IQ|IQIYI, INC. ADS|SCMC|Scotia Capital Markets (USA) Inc.|700
IQ|IQIYI, INC. ADS|SEIC|SEI Investments Distribution Co.|1500
IQ|IQIYI, INC. ADS|SGMT|GOLDMAN SACHS & CO. LLC|2002667
IQ|IQIYI, INC. ADS|SIBO|Prime Executions, Inc.|180
IQ|IQIYI, INC. ADS|SOGO|Wang Investment Associates, Inc.|222166
IQ|IQIYI, INC. ADS|SPDR|SPEEDROUTE LLC|1195069
IQ|IQIYI, INC. ADS|SPHN|Stephens Inc.|72907
IQ|IQIYI, INC. ADS|SPNT|SEVEN POINTS CAPITAL, LLC|9050
IQ|IQIYI, INC. ADS|SPTD|MINT GLOBAL MARKETS, INC.|77825
IQ|IQIYI, INC. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|404487
IQ|IQIYI, INC. ADS|STKP|STOCKPILE INVESTMENTS, INC.|18452
IQ|IQIYI, INC. ADS|STXG|Stockcross Financial Services, Inc.|19734
IQ|IQIYI, INC. ADS|SWIM|TD Ameritrade, Inc.|50879431
IQ|IQIYI, INC. ADS|SWST|Hilltop Securities Inc.|282674
IQ|IQIYI, INC. ADS|TDFS|TRADERFIELD SECURITIES INC.|10800
IQ|IQIYI, INC. ADS|TKNG|ALLY INVEST SECURITIES LLC|1575834
IQ|IQIYI, INC. ADS|TOUR|TOURMALINE PARTNERS, LLC|500
IQ|IQIYI, INC. ADS|TRBT|Tradebot Systems, Inc.|6771780
IQ|IQIYI, INC. ADS|TRCM|TRC MARKETS LLC|180088
IQ|IQIYI, INC. ADS|TWTT|TASTYWORKS, INC.|53003
IQ|IQIYI, INC. ADS|UBSA|UBS SECURITIES LLC|11635664
IQ|IQIYI, INC. ADS|UBSS|UBS Securities LLC|17429884
IQ|IQIYI, INC. ADS|VALX|VIRTU AMERICAS LLC|582579
IQ|IQIYI, INC. ADS|VFIN|National Securities Corporation|200
IQ|IQIYI, INC. ADS|VGRD|Vanguard Marketing Corporation|2567415
IQ|IQIYI, INC. ADS|VIEW|VIEWTRADE SECURITIES LLC|1529
IQ|IQIYI, INC. ADS|VNDM|Wall Street Access|6000
IQ|IQIYI, INC. ADS|VSIN|Vision Financial Markets Llc|11632
IQ|IQIYI, INC. ADS|WABR|Wall Street Access|14422
IQ|IQIYI, INC. ADS|WBLR|WILLIAM BLAIR|4480
IQ|IQIYI, INC. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|43615
IQ|IQIYI, INC. ADS|WCHV|WELLS FARGO SECURITIES, LLC|3992488
IQ|IQIYI, INC. ADS|WEDB|WEDBUSH SECURITIES INC.|17611388
IQ|IQIYI, INC. ADS|WEED|Weeden & Co.L.P.|8595
IQ|IQIYI, INC. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|931610
IQ|IQIYI, INC. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1273419
IQ|IQIYI, INC. ADS|WGIF|CIBC World Markets Inc.|805091
IQ|IQIYI, INC. ADS|WORD|Worden Capital Management LLC|141000
IQ|IQIYI, INC. ADS|WSEA|WOLVERINE SECURITIES, LLC|4392498
IQ|IQIYI, INC. ADS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2746
IQ|IQIYI, INC. ADS|WTFS|JUST2TRADE, INC.|125
IQ|IQIYI, INC. ADS|XIST|INSTINET, LLC|142600
IQ|IQIYI, INC. ADS|XPUS|XP SECURITIES, LLC|1840
IQ|IQIYI, INC. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1871716
IQ|IQIYI, INC. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|565965
IQ|IQIYI, INC. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|315647
IQDE|FLEXSHARESINTQUALDEF|APCC|Apex Clearing Corporation|4
IQDE|FLEXSHARESINTQUALDEF|BATM|CBOE TRADING, INC.|200
IQDE|FLEXSHARESINTQUALDEF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|89
IQDE|FLEXSHARESINTQUALDEF|CHAS|Charles Schwab & Co., Inc.|4
IQDE|FLEXSHARESINTQUALDEF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
IQDE|FLEXSHARESINTQUALDEF|CTDL|Citadel Derivatives Group Llc|201
IQDE|FLEXSHARESINTQUALDEF|DBAB|Deutsche Bank Securities Inc.|300
IQDE|FLEXSHARESINTQUALDEF|DBAX|Deutsche Bank Securities Inc.|300
IQDE|FLEXSHARESINTQUALDEF|EBXL|EBX LLC|100
IQDE|FLEXSHARESINTQUALDEF|EGAM|CBOE TRADING, INC.|100
IQDE|FLEXSHARESINTQUALDEF|ETRS|E*Trade Securities LLC|701
IQDE|FLEXSHARESINTQUALDEF|FTBR|Foliofn Investments, Inc.|6
IQDE|FLEXSHARESINTQUALDEF|GSCO|GOLDMAN SACHS & CO. LLC|3710
IQDE|FLEXSHARESINTQUALDEF|GSLT|GOLDMAN SACHS & CO. LLC|500
IQDE|FLEXSHARESINTQUALDEF|IATS|INTERACTIVE BROKERS LLC|58
IQDE|FLEXSHARESINTQUALDEF|IBKR|Interactive Brokers Llc|167
IQDE|FLEXSHARESINTQUALDEF|ICBX|INSTINET, LLC|100
IQDE|FLEXSHARESINTQUALDEF|ITGP|ITG INC.|600
IQDE|FLEXSHARESINTQUALDEF|JPMX|J.P. Morgan Securities LLC|200
IQDE|FLEXSHARESINTQUALDEF|JSJX|JANE STREET CAPITAL LLC|79639
IQDE|FLEXSHARESINTQUALDEF|LEHM|Barclays Capital Inc./Le|2600
IQDE|FLEXSHARESINTQUALDEF|LIME|Lime Brokerage LLC|1414
IQDE|FLEXSHARESINTQUALDEF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
IQDE|FLEXSHARESINTQUALDEF|MSCO|MORGAN STANLEY & CO. LLC|2753
IQDE|FLEXSHARESINTQUALDEF|MSPL|MORGAN STANLEY & CO. LLC|600
IQDE|FLEXSHARESINTQUALDEF|NFSC|National Financial Services LLC|7422
IQDE|FLEXSHARESINTQUALDEF|NITE|VIRTU Americas LLC|4696
IQDE|FLEXSHARESINTQUALDEF|NTRC|Northern Trust Securities, Inc.|835
IQDE|FLEXSHARESINTQUALDEF|SGMT|GOLDMAN SACHS & CO. LLC|800
IQDE|FLEXSHARESINTQUALDEF|SWIM|TD Ameritrade, Inc.|386
IQDE|FLEXSHARESINTQUALDEF|UBSA|UBS SECURITIES LLC|1300
IQDE|FLEXSHARESINTQUALDEF|UBSS|UBS Securities LLC|802
IQDE|FLEXSHARESINTQUALDEF|VGRD|Vanguard Marketing Corporation|3
IQDE|FLEXSHARESINTQUALDEF|WCHV|WELLS FARGO SECURITIES, LLC|5586
IQDE|FLEXSHARESINTQUALDEF|WSEA|WOLVERINE SECURITIES, LLC|48
IQDF|FLEXSHARESINTQUALDIV|AGIS|Aegis Capital Corp.|800
IQDF|FLEXSHARESINTQUALDIV|APCC|Apex Clearing Corporation|17
IQDF|FLEXSHARESINTQUALDIV|BANK|Primevest Financial Services, Inc.|111
IQDF|FLEXSHARESINTQUALDIV|BARD|Robert W. Baird & Co. Incorporated|4117
IQDF|FLEXSHARESINTQUALDIV|BATM|CBOE TRADING, INC.|35
IQDF|FLEXSHARESINTQUALDIV|BERN|Sanford C. Bernstein & Co., LLC|9900
IQDF|FLEXSHARESINTQUALDIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1228
IQDF|FLEXSHARESINTQUALDIV|BLKX|INSTINET, LLC|5600
IQDF|FLEXSHARESINTQUALDIV|CANT|Cantor Fitzgerald & Co.|2758
IQDF|FLEXSHARESINTQUALDIV|CHAS|Charles Schwab & Co., Inc.|9
IQDF|FLEXSHARESINTQUALDIV|CIST|Capital Institutional Services, Inc.|19158
IQDF|FLEXSHARESINTQUALDIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27517
IQDF|FLEXSHARESINTQUALDIV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|90
IQDF|FLEXSHARESINTQUALDIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95436
IQDF|FLEXSHARESINTQUALDIV|CSIN|Citadel Securities Institutional LLC|431714
IQDF|FLEXSHARESINTQUALDIV|CTDL|Citadel Derivatives Group Llc|619995
IQDF|FLEXSHARESINTQUALDIV|CXCX|CITIGROUP GLOBAL MARKETS INC.|116000
IQDF|FLEXSHARESINTQUALDIV|DBAB|Deutsche Bank Securities Inc.|100
IQDF|FLEXSHARESINTQUALDIV|DBAX|Deutsche Bank Securities Inc.|39400
IQDF|FLEXSHARESINTQUALDIV|DEAN|MORGAN STANLEY|1629
IQDF|FLEXSHARESINTQUALDIV|EBXL|EBX LLC|51300
IQDF|FLEXSHARESINTQUALDIV|ECUT|CONVERGEX EXECUTION SOLUTIONS|9800
IQDF|FLEXSHARESINTQUALDIV|EDJO|Edward D. Jones & Co., L.P.|2587
IQDF|FLEXSHARESINTQUALDIV|EGAM|CBOE TRADING, INC.|1728
IQDF|FLEXSHARESINTQUALDIV|ETBE|Electronic Transaction Clearing, Inc.|800
IQDF|FLEXSHARESINTQUALDIV|ETRS|E*Trade Securities LLC|1784
IQDF|FLEXSHARESINTQUALDIV|FBSB|U.S. Bancorp Investments, Inc.|232
IQDF|FLEXSHARESINTQUALDIV|FINX|FINTECH SECURITIES|1890
IQDF|FLEXSHARESINTQUALDIV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
IQDF|FLEXSHARESINTQUALDIV|FTBR|Foliofn Investments, Inc.|381
IQDF|FLEXSHARESINTQUALDIV|GEBB|GLOBAL EXECUTION BROKERS, LP|100
IQDF|FLEXSHARESINTQUALDIV|GLPX|ACS EXECUTION SERVICES, LLC|3100
IQDF|FLEXSHARESINTQUALDIV|GSCO|GOLDMAN SACHS & CO. LLC|304338
IQDF|FLEXSHARESINTQUALDIV|GSLT|GOLDMAN SACHS & CO. LLC|2201
IQDF|FLEXSHARESINTQUALDIV|HRBF|American Enterprise Investment Services Inc.|6710
IQDF|FLEXSHARESINTQUALDIV|IATS|INTERACTIVE BROKERS LLC|1500
IQDF|FLEXSHARESINTQUALDIV|IBKR|Interactive Brokers Llc|856
IQDF|FLEXSHARESINTQUALDIV|ICBX|INSTINET, LLC|37319
IQDF|FLEXSHARESINTQUALDIV|INCA|INSTINET, LLC|41060
IQDF|FLEXSHARESINTQUALDIV|ITGI|ITG Inc.|800
IQDF|FLEXSHARESINTQUALDIV|ITGP|ITG INC.|43600
IQDF|FLEXSHARESINTQUALDIV|JANY|Janney Montgomery Scott Inc.|103
IQDF|FLEXSHARESINTQUALDIV|JMPT|JUMP TRADING, LLC|214
IQDF|FLEXSHARESINTQUALDIV|JPMX|J.P. Morgan Securities LLC|33640
IQDF|FLEXSHARESINTQUALDIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|247899
IQDF|FLEXSHARESINTQUALDIV|JSJX|JANE STREET CAPITAL LLC|396498
IQDF|FLEXSHARESINTQUALDIV|KCGM|VIRTU Americas LLC|42376
IQDF|FLEXSHARESINTQUALDIV|LEHM|Barclays Capital Inc./Le|89800
IQDF|FLEXSHARESINTQUALDIV|LIME|Lime Brokerage LLC|3491
IQDF|FLEXSHARESINTQUALDIV|MACC|Mid Atlantic Capital Corporation|7361
IQDF|FLEXSHARESINTQUALDIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51400
IQDF|FLEXSHARESINTQUALDIV|MSCO|MORGAN STANLEY & CO. LLC|313183
IQDF|FLEXSHARESINTQUALDIV|MSPL|MORGAN STANLEY & CO. LLC|37400
IQDF|FLEXSHARESINTQUALDIV|NFSC|National Financial Services LLC|341776
IQDF|FLEXSHARESINTQUALDIV|NITE|VIRTU Americas LLC|312535
IQDF|FLEXSHARESINTQUALDIV|NTRC|Northern Trust Securities, Inc.|516
IQDF|FLEXSHARESINTQUALDIV|OLDM|OLD MISSION CAPITAL, LLC|9619
IQDF|FLEXSHARESINTQUALDIV|OPCO|Oppenheimer & Co. Inc.|204
IQDF|FLEXSHARESINTQUALDIV|PDQM|CODA MARKETS, INC.|65620
IQDF|FLEXSHARESINTQUALDIV|PWJC|UBS Financial Services, Inc.|1775
IQDF|FLEXSHARESINTQUALDIV|RBCM|RBC CAPITAL MARKETS, LLC|17442
IQDF|FLEXSHARESINTQUALDIV|SAGL|SAGETRADER, LLC|300
IQDF|FLEXSHARESINTQUALDIV|SBSH|Citigroup Global Markets Inc.|206703
IQDF|FLEXSHARESINTQUALDIV|SGMT|GOLDMAN SACHS & CO. LLC|32176
IQDF|FLEXSHARESINTQUALDIV|SPDR|SPEEDROUTE LLC|7800
IQDF|FLEXSHARESINTQUALDIV|STFL|Stifel, Nicolaus & Company, Incorporated|3267
IQDF|FLEXSHARESINTQUALDIV|SWIM|TD Ameritrade, Inc.|32
IQDF|FLEXSHARESINTQUALDIV|TRBT|Tradebot Systems, Inc.|100
IQDF|FLEXSHARESINTQUALDIV|TRCM|TRC MARKETS LLC|425
IQDF|FLEXSHARESINTQUALDIV|UBSA|UBS SECURITIES LLC|176857
IQDF|FLEXSHARESINTQUALDIV|UBSS|UBS Securities LLC|99987
IQDF|FLEXSHARESINTQUALDIV|VGRD|Vanguard Marketing Corporation|1511
IQDF|FLEXSHARESINTQUALDIV|WCHV|WELLS FARGO SECURITIES, LLC|5154
IQDF|FLEXSHARESINTQUALDIV|WLTH|WEALTHFRONT BROKERAGE CORPORATION|205
IQDF|FLEXSHARESINTQUALDIV|XSTM|NATIONAL FINANCIAL SERVICES LLC|892
IQDF|FLEXSHARESINTQUALDIV|YKNA|COMHAR CAPITAL MARKETS, LLC|200
IQDF|FLEXSHARESINTQUALDIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|202094
IQDG|WISDOMTREE INTL QLTY|APCC|Apex Clearing Corporation|2
IQDG|WISDOMTREE INTL QLTY|BBNT|BB&T SECURITIES, LLC|31
IQDG|WISDOMTREE INTL QLTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2107
IQDG|WISDOMTREE INTL QLTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
IQDG|WISDOMTREE INTL QLTY|CSIN|Citadel Securities Institutional LLC|9999
IQDG|WISDOMTREE INTL QLTY|DBAX|Deutsche Bank Securities Inc.|100
IQDG|WISDOMTREE INTL QLTY|EBXL|EBX LLC|100
IQDG|WISDOMTREE INTL QLTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|447
IQDG|WISDOMTREE INTL QLTY|EGXM|CBOE TRADING, INC.|1
IQDG|WISDOMTREE INTL QLTY|FTBR|Foliofn Investments, Inc.|1
IQDG|WISDOMTREE INTL QLTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|15495
IQDG|WISDOMTREE INTL QLTY|JSJX|JANE STREET CAPITAL LLC|18788
IQDG|WISDOMTREE INTL QLTY|KCGM|VIRTU Americas LLC|1910
IQDG|WISDOMTREE INTL QLTY|LEHM|Barclays Capital Inc./Le|1000
IQDG|WISDOMTREE INTL QLTY|LIME|Lime Brokerage LLC|77
IQDG|WISDOMTREE INTL QLTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
IQDG|WISDOMTREE INTL QLTY|MSCO|MORGAN STANLEY & CO. LLC|3561
IQDG|WISDOMTREE INTL QLTY|NFSC|National Financial Services LLC|3554
IQDG|WISDOMTREE INTL QLTY|NITE|VIRTU Americas LLC|11476
IQDG|WISDOMTREE INTL QLTY|RBCM|RBC CAPITAL MARKETS, LLC|1725
IQDG|WISDOMTREE INTL QLTY|SALI|INTL FCSTONE FINANCIAL INC.|20
IQDG|WISDOMTREE INTL QLTY|SBSH|Citigroup Global Markets Inc.|335
IQDG|WISDOMTREE INTL QLTY|STFL|Stifel, Nicolaus & Company, Incorporated|1930
IQDG|WISDOMTREE INTL QLTY|SWIM|TD Ameritrade, Inc.|4
IQDG|WISDOMTREE INTL QLTY|UBSA|UBS SECURITIES LLC|1574
IQDG|WISDOMTREE INTL QLTY|UBSS|UBS Securities LLC|5655
IQDG|WISDOMTREE INTL QLTY|VGRD|Vanguard Marketing Corporation|2579
IQDG|WISDOMTREE INTL QLTY|WCHV|WELLS FARGO SECURITIES, LLC|6088
IQDG|WISDOMTREE INTL QLTY|WGIF|CIBC World Markets Inc.|150
IQDG|WISDOMTREE INTL QLTY|WSEA|WOLVERINE SECURITIES, LLC|11
IQDG|WISDOMTREE INTL QLTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|560
IQDY|FLEXSHARESINTQUALDEF|APCC|Apex Clearing Corporation|5
IQDY|FLEXSHARESINTQUALDEF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94
IQDY|FLEXSHARESINTQUALDEF|CHAS|Charles Schwab & Co., Inc.|1
IQDY|FLEXSHARESINTQUALDEF|EGXM|CBOE TRADING, INC.|1
IQDY|FLEXSHARESINTQUALDEF|ETRS|E*Trade Securities LLC|1017
IQDY|FLEXSHARESINTQUALDEF|GSLT|GOLDMAN SACHS & CO. LLC|200
IQDY|FLEXSHARESINTQUALDEF|JSJX|JANE STREET CAPITAL LLC|114899
IQDY|FLEXSHARESINTQUALDEF|LIME|Lime Brokerage LLC|1190
IQDY|FLEXSHARESINTQUALDEF|MSCO|MORGAN STANLEY & CO. LLC|737
IQDY|FLEXSHARESINTQUALDEF|NFSC|National Financial Services LLC|1849
IQDY|FLEXSHARESINTQUALDEF|NITE|VIRTU Americas LLC|6348
IQDY|FLEXSHARESINTQUALDEF|SBSH|Citigroup Global Markets Inc.|2000
IQDY|FLEXSHARESINTQUALDEF|UBSS|UBS Securities LLC|691
IQDY|FLEXSHARESINTQUALDEF|WCHV|WELLS FARGO SECURITIES, LLC|1469
IQDY|FLEXSHARESINTQUALDEF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|596
IQI|INVESCO QUALITY MUNI|AGIS|Aegis Capital Corp.|500
IQI|INVESCO QUALITY MUNI|ALTX|Alternet Securities Inc.|500
IQI|INVESCO QUALITY MUNI|APCC|Apex Clearing Corporation|79
IQI|INVESCO QUALITY MUNI|BANK|Primevest Financial Services, Inc.|4082
IQI|INVESCO QUALITY MUNI|BARD|Robert W. Baird & Co. Incorporated|1278
IQI|INVESCO QUALITY MUNI|BATM|CBOE TRADING, INC.|222
IQI|INVESCO QUALITY MUNI|BBNT|BB&T SECURITIES, LLC|3575
IQI|INVESCO QUALITY MUNI|BRGE|Newbridge Securities Corp.|3648
IQI|INVESCO QUALITY MUNI|BTIG|BTIG, LLC|4514
IQI|INVESCO QUALITY MUNI|BYXM|CBOE TRADING, INC.|200
IQI|INVESCO QUALITY MUNI|CHAS|Charles Schwab & Co., Inc.|1
IQI|INVESCO QUALITY MUNI|CIST|Capital Institutional Services, Inc.|500
IQI|INVESCO QUALITY MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4020
IQI|INVESCO QUALITY MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IQI|INVESCO QUALITY MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8101
IQI|INVESCO QUALITY MUNI|DBAX|Deutsche Bank Securities Inc.|4000
IQI|INVESCO QUALITY MUNI|DEAN|MORGAN STANLEY|2796
IQI|INVESCO QUALITY MUNI|DEGS|RONIN PROFESSIONAL LLC|100
IQI|INVESCO QUALITY MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14085
IQI|INVESCO QUALITY MUNI|EBXL|EBX LLC|6900
IQI|INVESCO QUALITY MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|3900
IQI|INVESCO QUALITY MUNI|EDJO|Edward D. Jones & Co., L.P.|2325
IQI|INVESCO QUALITY MUNI|EGAM|CBOE TRADING, INC.|500
IQI|INVESCO QUALITY MUNI|EGXM|CBOE TRADING, INC.|668
IQI|INVESCO QUALITY MUNI|ESPO|ESPOSITO SECURITIES, LLC|626
IQI|INVESCO QUALITY MUNI|ETRS|E*Trade Securities LLC|25470
IQI|INVESCO QUALITY MUNI|FBSB|U.S. Bancorp Investments, Inc.|52
IQI|INVESCO QUALITY MUNI|FILL|Tradestation Securities, Inc.|90
IQI|INVESCO QUALITY MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9442
IQI|INVESCO QUALITY MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29593
IQI|INVESCO QUALITY MUNI|FTBR|Foliofn Investments, Inc.|26
IQI|INVESCO QUALITY MUNI|GLPX|ACS EXECUTION SERVICES, LLC|8156
IQI|INVESCO QUALITY MUNI|GSCO|GOLDMAN SACHS & CO. LLC|3793
IQI|INVESCO QUALITY MUNI|GSCS|GOLDMAN SACHS & CO. LLC|1600
IQI|INVESCO QUALITY MUNI|GSLT|GOLDMAN SACHS & CO. LLC|600
IQI|INVESCO QUALITY MUNI|GTSZ|GTS SECURITIES LLC|1564
IQI|INVESCO QUALITY MUNI|HRBF|American Enterprise Investment Services Inc.|19464
IQI|INVESCO QUALITY MUNI|IATS|INTERACTIVE BROKERS LLC|750
IQI|INVESCO QUALITY MUNI|IBKR|Interactive Brokers Llc|7924
IQI|INVESCO QUALITY MUNI|ICBX|INSTINET, LLC|900
IQI|INVESCO QUALITY MUNI|INCA|INSTINET, LLC|4970
IQI|INVESCO QUALITY MUNI|ITGI|ITG Inc.|1700
IQI|INVESCO QUALITY MUNI|ITGP|ITG INC.|2200
IQI|INVESCO QUALITY MUNI|JANY|Janney Montgomery Scott Inc.|1602
IQI|INVESCO QUALITY MUNI|JMPT|JUMP TRADING, LLC|98
IQI|INVESCO QUALITY MUNI|JONE|JonesTrading|400
IQI|INVESCO QUALITY MUNI|JPMX|J.P. Morgan Securities LLC|1800
IQI|INVESCO QUALITY MUNI|JSJX|JANE STREET CAPITAL LLC|400
IQI|INVESCO QUALITY MUNI|KCGM|VIRTU Americas LLC|800
IQI|INVESCO QUALITY MUNI|LEHM|Barclays Capital Inc./Le|3600
IQI|INVESCO QUALITY MUNI|LIME|Lime Brokerage LLC|651
IQI|INVESCO QUALITY MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
IQI|INVESCO QUALITY MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3464
IQI|INVESCO QUALITY MUNI|MOTF|MOTIF INVESTING, INC.|2
IQI|INVESCO QUALITY MUNI|MSCO|MORGAN STANLEY & CO. LLC|51782
IQI|INVESCO QUALITY MUNI|MSPL|MORGAN STANLEY & CO. LLC|7100
IQI|INVESCO QUALITY MUNI|NFSC|National Financial Services LLC|93750
IQI|INVESCO QUALITY MUNI|NITE|VIRTU Americas LLC|146372
IQI|INVESCO QUALITY MUNI|NQRB|Brut, LLC|400
IQI|INVESCO QUALITY MUNI|OPCO|Oppenheimer & Co. Inc.|29602
IQI|INVESCO QUALITY MUNI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
IQI|INVESCO QUALITY MUNI|PDQM|CODA MARKETS, INC.|960
IQI|INVESCO QUALITY MUNI|PWJC|UBS Financial Services, Inc.|9304
IQI|INVESCO QUALITY MUNI|RBCM|RBC CAPITAL MARKETS, LLC|21847
IQI|INVESCO QUALITY MUNI|SALI|INTL FCSTONE FINANCIAL INC.|469
IQI|INVESCO QUALITY MUNI|SBSH|Citigroup Global Markets Inc.|1400
IQI|INVESCO QUALITY MUNI|SGMT|GOLDMAN SACHS & CO. LLC|2312
IQI|INVESCO QUALITY MUNI|SPHN|Stephens Inc.|11
IQI|INVESCO QUALITY MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|44769
IQI|INVESCO QUALITY MUNI|SWIM|TD Ameritrade, Inc.|3976
IQI|INVESCO QUALITY MUNI|SWST|Hilltop Securities Inc.|7063
IQI|INVESCO QUALITY MUNI|TRBT|Tradebot Systems, Inc.|2421
IQI|INVESCO QUALITY MUNI|UBSA|UBS SECURITIES LLC|13904
IQI|INVESCO QUALITY MUNI|UBSS|UBS Securities LLC|130546
IQI|INVESCO QUALITY MUNI|VALX|VIRTU AMERICAS LLC|3316
IQI|INVESCO QUALITY MUNI|VGRD|Vanguard Marketing Corporation|15228
IQI|INVESCO QUALITY MUNI|WBET|Wallachbeth Capital LLC|4576
IQI|INVESCO QUALITY MUNI|WCHV|WELLS FARGO SECURITIES, LLC|84580
IQI|INVESCO QUALITY MUNI|WEDB|WEDBUSH SECURITIES INC.|6062
IQI|INVESCO QUALITY MUNI|WEED|Weeden & Co.L.P.|610
IQI|INVESCO QUALITY MUNI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|821
IQI|INVESCO QUALITY MUNI|WSEA|WOLVERINE SECURITIES, LLC|4503
IQI|INVESCO QUALITY MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
IQI|INVESCO QUALITY MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|300
IQI|INVESCO QUALITY MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13656
IQLT|ISHARES MSCI INTL|APCC|Apex Clearing Corporation|160
IQLT|ISHARES MSCI INTL|BERN|Sanford C. Bernstein & Co., LLC|900
IQLT|ISHARES MSCI INTL|CHAS|Charles Schwab & Co., Inc.|1
IQLT|ISHARES MSCI INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23925
IQLT|ISHARES MSCI INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
IQLT|ISHARES MSCI INTL|CSIN|Citadel Securities Institutional LLC|60617
IQLT|ISHARES MSCI INTL|CTDL|Citadel Derivatives Group Llc|68980
IQLT|ISHARES MSCI INTL|DBAX|Deutsche Bank Securities Inc.|22500
IQLT|ISHARES MSCI INTL|EBXL|EBX LLC|1000
IQLT|ISHARES MSCI INTL|ETRS|E*Trade Securities LLC|200
IQLT|ISHARES MSCI INTL|FMAF|NBCN Inc./ CDS|100
IQLT|ISHARES MSCI INTL|FTBR|Foliofn Investments, Inc.|5
IQLT|ISHARES MSCI INTL|GSLT|GOLDMAN SACHS & CO. LLC|800
IQLT|ISHARES MSCI INTL|IATS|INTERACTIVE BROKERS LLC|20
IQLT|ISHARES MSCI INTL|IBKR|Interactive Brokers Llc|94
IQLT|ISHARES MSCI INTL|ICBX|INSTINET, LLC|100
IQLT|ISHARES MSCI INTL|INCA|INSTINET, LLC|1051
IQLT|ISHARES MSCI INTL|JPMX|J.P. Morgan Securities LLC|7800
IQLT|ISHARES MSCI INTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|15117
IQLT|ISHARES MSCI INTL|JSJX|JANE STREET CAPITAL LLC|18072
IQLT|ISHARES MSCI INTL|KCGM|VIRTU Americas LLC|400
IQLT|ISHARES MSCI INTL|LEHM|Barclays Capital Inc./Le|2400
IQLT|ISHARES MSCI INTL|LIME|Lime Brokerage LLC|1900
IQLT|ISHARES MSCI INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IQLT|ISHARES MSCI INTL|MSCO|MORGAN STANLEY & CO. LLC|1460
IQLT|ISHARES MSCI INTL|MSPL|MORGAN STANLEY & CO. LLC|600
IQLT|ISHARES MSCI INTL|NFSC|National Financial Services LLC|15503
IQLT|ISHARES MSCI INTL|NITE|VIRTU Americas LLC|21015
IQLT|ISHARES MSCI INTL|NTBF|BMO Nesbitt Burns Inc./CDS|200
IQLT|ISHARES MSCI INTL|OLDM|OLD MISSION CAPITAL, LLC|240
IQLT|ISHARES MSCI INTL|SGMT|GOLDMAN SACHS & CO. LLC|500
IQLT|ISHARES MSCI INTL|SWIM|TD Ameritrade, Inc.|35
IQLT|ISHARES MSCI INTL|UBSA|UBS SECURITIES LLC|4590
IQLT|ISHARES MSCI INTL|UBSS|UBS Securities LLC|1532
IQLT|ISHARES MSCI INTL|VGRD|Vanguard Marketing Corporation|30
IQLT|ISHARES MSCI INTL|WEED|Weeden & Co.L.P.|842
IQLT|ISHARES MSCI INTL|WSEA|WOLVERINE SECURITIES, LLC|2
IQLT|ISHARES MSCI INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|262
IQV|IQVIA HOLDINGS INC.|ABLE|NATIXIS Securities Americas LLC|91905
IQV|IQVIA HOLDINGS INC.|ADAM|CANACCORD GENUITY INC.|50
IQV|IQVIA HOLDINGS INC.|AGIS|Aegis Capital Corp.|1700
IQV|IQVIA HOLDINGS INC.|ALTX|Alternet Securities Inc.|12902
IQV|IQVIA HOLDINGS INC.|ANOS|ABEL/NOSER, L.L.C.|358
IQV|IQVIA HOLDINGS INC.|APCC|Apex Clearing Corporation|318
IQV|IQVIA HOLDINGS INC.|BANK|Primevest Financial Services, Inc.|103
IQV|IQVIA HOLDINGS INC.|BARD|Robert W. Baird & Co. Incorporated|118985
IQV|IQVIA HOLDINGS INC.|BATM|CBOE TRADING, INC.|12147
IQV|IQVIA HOLDINGS INC.|BAYC|BAY CREST PARTNERS, LLC|200
IQV|IQVIA HOLDINGS INC.|BAYT|BTIG, LLC|9243
IQV|IQVIA HOLDINGS INC.|BBNT|BB&T SECURITIES, LLC|3267
IQV|IQVIA HOLDINGS INC.|BERN|Sanford C. Bernstein & Co., LLC|197840
IQV|IQVIA HOLDINGS INC.|BIDS|BIDS TRADING L.P.|17722
IQV|IQVIA HOLDINGS INC.|BIMI|Banca IMI Securities Corp.|212
IQV|IQVIA HOLDINGS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4565
IQV|IQVIA HOLDINGS INC.|BLKX|INSTINET, LLC|185500
IQV|IQVIA HOLDINGS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|107588
IQV|IQVIA HOLDINGS INC.|BTIG|BTIG, LLC|210857
IQV|IQVIA HOLDINGS INC.|BYXM|CBOE TRADING, INC.|2891
IQV|IQVIA HOLDINGS INC.|BZYD|GOLDMAN SACHS & CO. LLC|1314
IQV|IQVIA HOLDINGS INC.|CANT|Cantor Fitzgerald & Co.|105
IQV|IQVIA HOLDINGS INC.|CHAS|Charles Schwab & Co., Inc.|3638
IQV|IQVIA HOLDINGS INC.|CIBP|CIBC World Markets Corp.|662757
IQV|IQVIA HOLDINGS INC.|CICF|Canaccord Genuity Corp.|922
IQV|IQVIA HOLDINGS INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
IQV|IQVIA HOLDINGS INC.|CIST|Capital Institutional Services, Inc.|2135
IQV|IQVIA HOLDINGS INC.|CLSA|CLSA AMERICAS, LLC|800
IQV|IQVIA HOLDINGS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110130
IQV|IQVIA HOLDINGS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|302
IQV|IQVIA HOLDINGS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8347
IQV|IQVIA HOLDINGS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|418140
IQV|IQVIA HOLDINGS INC.|CTDL|Citadel Derivatives Group Llc|5599
IQV|IQVIA HOLDINGS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|38720
IQV|IQVIA HOLDINGS INC.|DBAB|Deutsche Bank Securities Inc.|423245
IQV|IQVIA HOLDINGS INC.|DBAX|Deutsche Bank Securities Inc.|197400
IQV|IQVIA HOLDINGS INC.|DBUL|Deutsche Bank Securities Inc.|13799
IQV|IQVIA HOLDINGS INC.|DCHF|Dart Executions, LLC|4457
IQV|IQVIA HOLDINGS INC.|DEAN|MORGAN STANLEY|45767
IQV|IQVIA HOLDINGS INC.|DEGS|RONIN PROFESSIONAL LLC|600
IQV|IQVIA HOLDINGS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|553
IQV|IQVIA HOLDINGS INC.|DRWK|DRW SECURITIES, L.L.C.|3426
IQV|IQVIA HOLDINGS INC.|EBXL|EBX LLC|210600
IQV|IQVIA HOLDINGS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1454
IQV|IQVIA HOLDINGS INC.|EDJC|Edward Jones / CDS|35
IQV|IQVIA HOLDINGS INC.|EDJO|Edward D. Jones & Co., L.P.|2338
IQV|IQVIA HOLDINGS INC.|EGAM|CBOE TRADING, INC.|29889
IQV|IQVIA HOLDINGS INC.|EGAW|CBOE TRADING, INC.|21
IQV|IQVIA HOLDINGS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1102
IQV|IQVIA HOLDINGS INC.|EGXM|CBOE TRADING, INC.|6773
IQV|IQVIA HOLDINGS INC.|ETBE|Electronic Transaction Clearing, Inc.|33153
IQV|IQVIA HOLDINGS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2800
IQV|IQVIA HOLDINGS INC.|ETCC|Electronic Transaction Clearing, Inc.|478
IQV|IQVIA HOLDINGS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29353
IQV|IQVIA HOLDINGS INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|352
IQV|IQVIA HOLDINGS INC.|ETRS|E*Trade Securities LLC|116704
IQV|IQVIA HOLDINGS INC.|FBSB|U.S. Bancorp Investments, Inc.|126
IQV|IQVIA HOLDINGS INC.|FILL|Tradestation Securities, Inc.|330
IQV|IQVIA HOLDINGS INC.|FINX|FINTECH SECURITIES|1186
IQV|IQVIA HOLDINGS INC.|FMAF|NBCN Inc./ CDS|6263
IQV|IQVIA HOLDINGS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|110297
IQV|IQVIA HOLDINGS INC.|FQLS|Quantlab Securities LP|560614
IQV|IQVIA HOLDINGS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|180545
IQV|IQVIA HOLDINGS INC.|FTBR|Foliofn Investments, Inc.|3430
IQV|IQVIA HOLDINGS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|220
IQV|IQVIA HOLDINGS INC.|GLIS|TD Securities Inc|75
IQV|IQVIA HOLDINGS INC.|GLPX|ACS EXECUTION SERVICES, LLC|93503
IQV|IQVIA HOLDINGS INC.|GSCO|GOLDMAN SACHS & CO. LLC|2901590
IQV|IQVIA HOLDINGS INC.|GSCS|GOLDMAN SACHS & CO. LLC|21828
IQV|IQVIA HOLDINGS INC.|GSLT|GOLDMAN SACHS & CO. LLC|19631
IQV|IQVIA HOLDINGS INC.|GTSZ|GTS SECURITIES LLC|107248
IQV|IQVIA HOLDINGS INC.|GUGS|Guggenheim Securities, LLC|22
IQV|IQVIA HOLDINGS INC.|HRBF|American Enterprise Investment Services Inc.|3553
IQV|IQVIA HOLDINGS INC.|HSBC|HSBC Securities, Inc.|777
IQV|IQVIA HOLDINGS INC.|IATS|INTERACTIVE BROKERS LLC|5002
IQV|IQVIA HOLDINGS INC.|IBKR|Interactive Brokers Llc|12973
IQV|IQVIA HOLDINGS INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1262
IQV|IQVIA HOLDINGS INC.|ICBX|INSTINET, LLC|118542
IQV|IQVIA HOLDINGS INC.|IEQY|CITADEL SECURITIES LLC|214083
IQV|IQVIA HOLDINGS INC.|INCA|INSTINET, LLC|408995
IQV|IQVIA HOLDINGS INC.|INJX|INSTINET, LLC|21787
IQV|IQVIA HOLDINGS INC.|ITGI|ITG Inc.|43501
IQV|IQVIA HOLDINGS INC.|ITGP|ITG INC.|131800
IQV|IQVIA HOLDINGS INC.|JANY|Janney Montgomery Scott Inc.|327
IQV|IQVIA HOLDINGS INC.|JEFF|JEFFERIES LLC|198165
IQV|IQVIA HOLDINGS INC.|JMPT|JUMP TRADING, LLC|82133
IQV|IQVIA HOLDINGS INC.|JONE|JonesTrading|10800
IQV|IQVIA HOLDINGS INC.|JPBX|J.P. MORGAN SECURITIES LLC|62032
IQV|IQVIA HOLDINGS INC.|JPMX|J.P. Morgan Securities LLC|366842
IQV|IQVIA HOLDINGS INC.|JSJX|JANE STREET CAPITAL LLC|18438
IQV|IQVIA HOLDINGS INC.|KCGM|VIRTU Americas LLC|43134
IQV|IQVIA HOLDINGS INC.|LEHM|Barclays Capital Inc./Le|722144
IQV|IQVIA HOLDINGS INC.|LIME|Lime Brokerage LLC|15911
IQV|IQVIA HOLDINGS INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|30400
IQV|IQVIA HOLDINGS INC.|LOOP|Loop Capital Markets LLC|5080
IQV|IQVIA HOLDINGS INC.|LQNA|LIQUIDNET, INC.|5300
IQV|IQVIA HOLDINGS INC.|LSCI|Lek Securities Corporation|304
IQV|IQVIA HOLDINGS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
IQV|IQVIA HOLDINGS INC.|MACC|Mid Atlantic Capital Corporation|701
IQV|IQVIA HOLDINGS INC.|MACQ|Macquarie Capital (USA) Inc.|100
IQV|IQVIA HOLDINGS INC.|MAXM|Maxim Group LLC|5000
IQV|IQVIA HOLDINGS INC.|MCMF|Raymond James Ltd. Cds|1068
IQV|IQVIA HOLDINGS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|145398
IQV|IQVIA HOLDINGS INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
IQV|IQVIA HOLDINGS INC.|MNDX|TJM Investments, LLC|1130
IQV|IQVIA HOLDINGS INC.|MOTF|MOTIF INVESTING, INC.|18
IQV|IQVIA HOLDINGS INC.|MSCO|MORGAN STANLEY & CO. LLC|3301863
IQV|IQVIA HOLDINGS INC.|MSPL|MORGAN STANLEY & CO. LLC|525500
IQV|IQVIA HOLDINGS INC.|MSTX|MORGAN STANLEY & CO. LLC|158700
IQV|IQVIA HOLDINGS INC.|NEUB|NEUBERGER BERMAN BD LLC|960
IQV|IQVIA HOLDINGS INC.|NFSC|National Financial Services LLC|124117
IQV|IQVIA HOLDINGS INC.|NITE|VIRTU Americas LLC|303988
IQV|IQVIA HOLDINGS INC.|NITP|VIRTU Americas LLC|201
IQV|IQVIA HOLDINGS INC.|NQRB|Brut, LLC|21802
IQV|IQVIA HOLDINGS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|166
IQV|IQVIA HOLDINGS INC.|OPCO|Oppenheimer & Co. Inc.|543
IQV|IQVIA HOLDINGS INC.|PASL|Pershing Advisor Solutions LLC|495
IQV|IQVIA HOLDINGS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|890
IQV|IQVIA HOLDINGS INC.|PDQM|CODA MARKETS, INC.|36342
IQV|IQVIA HOLDINGS INC.|PICT|Pictet Overseas Inc.|110
IQV|IQVIA HOLDINGS INC.|PREC|PRECISION SECURITIES, LLC|600
IQV|IQVIA HOLDINGS INC.|PWJC|UBS Financial Services, Inc.|792
IQV|IQVIA HOLDINGS INC.|QMSR|QUATTRO M SECURITIES INC.|8896
IQV|IQVIA HOLDINGS INC.|RBCM|RBC CAPITAL MARKETS, LLC|3288
IQV|IQVIA HOLDINGS INC.|RDBN|Redburn Partners (USA) LP|17500
IQV|IQVIA HOLDINGS INC.|SAGL|SAGETRADER, LLC|76718
IQV|IQVIA HOLDINGS INC.|SBSH|Citigroup Global Markets Inc.|100893
IQV|IQVIA HOLDINGS INC.|SEIC|SEI Investments Distribution Co.|2700
IQV|IQVIA HOLDINGS INC.|SGMT|GOLDMAN SACHS & CO. LLC|167794
IQV|IQVIA HOLDINGS INC.|SJLS|TRADE INFORMATICS LLC|200
IQV|IQVIA HOLDINGS INC.|SPDR|SPEEDROUTE LLC|7757
IQV|IQVIA HOLDINGS INC.|SPHN|Stephens Inc.|1391
IQV|IQVIA HOLDINGS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4326
IQV|IQVIA HOLDINGS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3700
IQV|IQVIA HOLDINGS INC.|SWIM|TD Ameritrade, Inc.|9761
IQV|IQVIA HOLDINGS INC.|SWST|Hilltop Securities Inc.|509
IQV|IQVIA HOLDINGS INC.|TKNG|ALLY INVEST SECURITIES LLC|11
IQV|IQVIA HOLDINGS INC.|TRBT|Tradebot Systems, Inc.|255412
IQV|IQVIA HOLDINGS INC.|TRCM|TRC MARKETS LLC|27550
IQV|IQVIA HOLDINGS INC.|UBSA|UBS SECURITIES LLC|957386
IQV|IQVIA HOLDINGS INC.|UBSS|UBS Securities LLC|1628905
IQV|IQVIA HOLDINGS INC.|VALX|VIRTU AMERICAS LLC|31793
IQV|IQVIA HOLDINGS INC.|VGRD|Vanguard Marketing Corporation|13160
IQV|IQVIA HOLDINGS INC.|WABR|Wall Street Access|12051
IQV|IQVIA HOLDINGS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1591
IQV|IQVIA HOLDINGS INC.|WCHV|WELLS FARGO SECURITIES, LLC|73482
IQV|IQVIA HOLDINGS INC.|WDNX|WEEDEN & CO.L.P.|2590
IQV|IQVIA HOLDINGS INC.|WEDB|WEDBUSH SECURITIES INC.|1050
IQV|IQVIA HOLDINGS INC.|WEED|Weeden & Co.L.P.|1357
IQV|IQVIA HOLDINGS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12206
IQV|IQVIA HOLDINGS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6224
IQV|IQVIA HOLDINGS INC.|WGIF|CIBC World Markets Inc.|460
IQV|IQVIA HOLDINGS INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|279
IQV|IQVIA HOLDINGS INC.|WSEA|WOLVERINE SECURITIES, LLC|821
IQV|IQVIA HOLDINGS INC.|WTFS|JUST2TRADE, INC.|30
IQV|IQVIA HOLDINGS INC.|XIST|INSTINET, LLC|71490
IQV|IQVIA HOLDINGS INC.|XPQR|Jump Trading|3056
IQV|IQVIA HOLDINGS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|40850
IQV|IQVIA HOLDINGS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1772
IQV|IQVIA HOLDINGS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6369
IR|INGERSOLL RAND LTD A|ABLE|NATIXIS Securities Americas LLC|94401
IR|INGERSOLL RAND LTD A|AGIS|Aegis Capital Corp.|85
IR|INGERSOLL RAND LTD A|ALTX|Alternet Securities Inc.|4805
IR|INGERSOLL RAND LTD A|ANOS|ABEL/NOSER, L.L.C.|13388
IR|INGERSOLL RAND LTD A|APCC|Apex Clearing Corporation|851
IR|INGERSOLL RAND LTD A|AQUA|AQUA SECURITIES L.P.|7500
IR|INGERSOLL RAND LTD A|BARD|Robert W. Baird & Co. Incorporated|1094
IR|INGERSOLL RAND LTD A|BATM|CBOE TRADING, INC.|8310
IR|INGERSOLL RAND LTD A|BAYC|BAY CREST PARTNERS, LLC|1756
IR|INGERSOLL RAND LTD A|BAYT|BTIG, LLC|10600
IR|INGERSOLL RAND LTD A|BBNT|BB&T SECURITIES, LLC|1170
IR|INGERSOLL RAND LTD A|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5190
IR|INGERSOLL RAND LTD A|BERN|Sanford C. Bernstein & Co., LLC|114317
IR|INGERSOLL RAND LTD A|BIDS|BIDS TRADING L.P.|100
IR|INGERSOLL RAND LTD A|BKCM|BNY Mellon Capital Markets LLC|841
IR|INGERSOLL RAND LTD A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17782
IR|INGERSOLL RAND LTD A|BLKX|INSTINET, LLC|153305
IR|INGERSOLL RAND LTD A|BMOC|BMO Capital Markets Corp.|100
IR|INGERSOLL RAND LTD A|BNPX|BNP PARIBAS SECURITIES CORP.|468617
IR|INGERSOLL RAND LTD A|BRGE|Newbridge Securities Corp.|150
IR|INGERSOLL RAND LTD A|BTIG|BTIG, LLC|16115
IR|INGERSOLL RAND LTD A|BYXM|CBOE TRADING, INC.|1340
IR|INGERSOLL RAND LTD A|BZYD|GOLDMAN SACHS & CO. LLC|100
IR|INGERSOLL RAND LTD A|CABR|Cabrera Capital Markets, Inc.|25
IR|INGERSOLL RAND LTD A|CANT|Cantor Fitzgerald & Co.|154
IR|INGERSOLL RAND LTD A|CBLC|CITIGROUP GLOBAL MARKETS INC.|39200
IR|INGERSOLL RAND LTD A|CHAS|Charles Schwab & Co., Inc.|4484
IR|INGERSOLL RAND LTD A|CIBP|CIBC World Markets Corp.|17873
IR|INGERSOLL RAND LTD A|CICF|Canaccord Genuity Corp.|111
IR|INGERSOLL RAND LTD A|CIST|Capital Institutional Services, Inc.|3602
IR|INGERSOLL RAND LTD A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112709
IR|INGERSOLL RAND LTD A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3001
IR|INGERSOLL RAND LTD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|465252
IR|INGERSOLL RAND LTD A|CTDL|Citadel Derivatives Group Llc|15786
IR|INGERSOLL RAND LTD A|CTLR|CUTLER GROUP, LP|1504
IR|INGERSOLL RAND LTD A|CXCX|CITIGROUP GLOBAL MARKETS INC.|43336
IR|INGERSOLL RAND LTD A|DADA|D.A. Davidson & Co.|312
IR|INGERSOLL RAND LTD A|DBAB|Deutsche Bank Securities Inc.|549431
IR|INGERSOLL RAND LTD A|DBAX|Deutsche Bank Securities Inc.|378900
IR|INGERSOLL RAND LTD A|DBUL|Deutsche Bank Securities Inc.|4200
IR|INGERSOLL RAND LTD A|DCHF|Dart Executions, LLC|1779
IR|INGERSOLL RAND LTD A|DEAN|MORGAN STANLEY|20504
IR|INGERSOLL RAND LTD A|DEGS|RONIN PROFESSIONAL LLC|200
IR|INGERSOLL RAND LTD A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5600
IR|INGERSOLL RAND LTD A|DRWK|DRW SECURITIES, L.L.C.|4126
IR|INGERSOLL RAND LTD A|EBXL|EBX LLC|230700
IR|INGERSOLL RAND LTD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|16913
IR|INGERSOLL RAND LTD A|EDJO|Edward D. Jones & Co., L.P.|7388
IR|INGERSOLL RAND LTD A|EGAM|CBOE TRADING, INC.|10263
IR|INGERSOLL RAND LTD A|EGAW|CBOE TRADING, INC.|90
IR|INGERSOLL RAND LTD A|EGMT|EG MARKET TECHNOLOGIES LLC|2169
IR|INGERSOLL RAND LTD A|EGXM|CBOE TRADING, INC.|1734
IR|INGERSOLL RAND LTD A|ETBE|Electronic Transaction Clearing, Inc.|22049
IR|INGERSOLL RAND LTD A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
IR|INGERSOLL RAND LTD A|ETCB|ETC BROKERAGE SERVICES, LLC|14
IR|INGERSOLL RAND LTD A|ETCC|Electronic Transaction Clearing, Inc.|1503
IR|INGERSOLL RAND LTD A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30059
IR|INGERSOLL RAND LTD A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
IR|INGERSOLL RAND LTD A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1595
IR|INGERSOLL RAND LTD A|ETRS|E*Trade Securities LLC|17529
IR|INGERSOLL RAND LTD A|FILL|Tradestation Securities, Inc.|619
IR|INGERSOLL RAND LTD A|FINX|FINTECH SECURITIES|487
IR|INGERSOLL RAND LTD A|FMAF|NBCN Inc./ CDS|1277
IR|INGERSOLL RAND LTD A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32280
IR|INGERSOLL RAND LTD A|FQLS|Quantlab Securities LP|432208
IR|INGERSOLL RAND LTD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125895
IR|INGERSOLL RAND LTD A|FTBR|Foliofn Investments, Inc.|2537
IR|INGERSOLL RAND LTD A|GLIS|TD Securities Inc|57
IR|INGERSOLL RAND LTD A|GLPX|ACS EXECUTION SERVICES, LLC|9668
IR|INGERSOLL RAND LTD A|GSCO|GOLDMAN SACHS & CO. LLC|1635079
IR|INGERSOLL RAND LTD A|GSCS|GOLDMAN SACHS & CO. LLC|2877
IR|INGERSOLL RAND LTD A|GSLT|GOLDMAN SACHS & CO. LLC|7900
IR|INGERSOLL RAND LTD A|GTSZ|GTS SECURITIES LLC|370932
IR|INGERSOLL RAND LTD A|HPPX|POTAMUS TRADING, LLC|842
IR|INGERSOLL RAND LTD A|HRBF|American Enterprise Investment Services Inc.|11556
IR|INGERSOLL RAND LTD A|HSBC|HSBC Securities, Inc.|2792
IR|INGERSOLL RAND LTD A|IATS|INTERACTIVE BROKERS LLC|7006
IR|INGERSOLL RAND LTD A|IBKR|Interactive Brokers Llc|11454
IR|INGERSOLL RAND LTD A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|169
IR|INGERSOLL RAND LTD A|ICBX|INSTINET, LLC|64361
IR|INGERSOLL RAND LTD A|IEQY|CITADEL SECURITIES LLC|148055
IR|INGERSOLL RAND LTD A|INCA|INSTINET, LLC|405864
IR|INGERSOLL RAND LTD A|INJX|INSTINET, LLC|12063
IR|INGERSOLL RAND LTD A|ITGI|ITG Inc.|89845
IR|INGERSOLL RAND LTD A|ITGP|ITG INC.|84000
IR|INGERSOLL RAND LTD A|JANY|Janney Montgomery Scott Inc.|2398
IR|INGERSOLL RAND LTD A|JEFF|JEFFERIES LLC|394301
IR|INGERSOLL RAND LTD A|JMPT|JUMP TRADING, LLC|71134
IR|INGERSOLL RAND LTD A|JONE|JonesTrading|4768
IR|INGERSOLL RAND LTD A|JPBX|J.P. MORGAN SECURITIES LLC|120578
IR|INGERSOLL RAND LTD A|JPMX|J.P. Morgan Securities LLC|506156
IR|INGERSOLL RAND LTD A|JSJX|JANE STREET CAPITAL LLC|18795
IR|INGERSOLL RAND LTD A|KCGM|VIRTU Americas LLC|94785
IR|INGERSOLL RAND LTD A|KEYB|KEYBANC CAPITAL MARKETS INC.|24281
IR|INGERSOLL RAND LTD A|LEHM|Barclays Capital Inc./Le|874173
IR|INGERSOLL RAND LTD A|LGNT|COR CLEARING LLC|13
IR|INGERSOLL RAND LTD A|LIME|Lime Brokerage LLC|37468
IR|INGERSOLL RAND LTD A|LIWD|LIME BROKERAGE LLC|2412
IR|INGERSOLL RAND LTD A|LMNX|LUMINEX TRADING & ANALYTICS LLC|32026
IR|INGERSOLL RAND LTD A|LOOP|Loop Capital Markets LLC|2100
IR|INGERSOLL RAND LTD A|LQNA|LIQUIDNET, INC.|7100
IR|INGERSOLL RAND LTD A|LSCI|Lek Securities Corporation|9452
IR|INGERSOLL RAND LTD A|MACC|Mid Atlantic Capital Corporation|1105
IR|INGERSOLL RAND LTD A|MACQ|Macquarie Capital (USA) Inc.|20100
IR|INGERSOLL RAND LTD A|MAXM|Maxim Group LLC|35803
IR|INGERSOLL RAND LTD A|MCBT|Moors & Cabot, Inc.|100
IR|INGERSOLL RAND LTD A|MCMF|Raymond James Ltd. Cds|177
IR|INGERSOLL RAND LTD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|255551
IR|INGERSOLL RAND LTD A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
IR|INGERSOLL RAND LTD A|MSCO|MORGAN STANLEY & CO. LLC|2152549
IR|INGERSOLL RAND LTD A|MSPL|MORGAN STANLEY & CO. LLC|344700
IR|INGERSOLL RAND LTD A|MSTX|MORGAN STANLEY & CO. LLC|255900
IR|INGERSOLL RAND LTD A|NEUB|NEUBERGER BERMAN BD LLC|910
IR|INGERSOLL RAND LTD A|NFSC|National Financial Services LLC|180878
IR|INGERSOLL RAND LTD A|NITE|VIRTU Americas LLC|392583
IR|INGERSOLL RAND LTD A|NITP|VIRTU Americas LLC|200
IR|INGERSOLL RAND LTD A|NQRB|Brut, LLC|15575
IR|INGERSOLL RAND LTD A|NTBF|BMO Nesbitt Burns Inc./CDS|8474
IR|INGERSOLL RAND LTD A|NTRC|Northern Trust Securities, Inc.|458
IR|INGERSOLL RAND LTD A|OHOS|TWO SIGMA SECURITIES, LLC|114305
IR|INGERSOLL RAND LTD A|OPCO|Oppenheimer & Co. Inc.|777
IR|INGERSOLL RAND LTD A|PCFF|Pacific International Securities Inc./CDS|100
IR|INGERSOLL RAND LTD A|PDQM|CODA MARKETS, INC.|35405
IR|INGERSOLL RAND LTD A|PHLY|NASDAQ Execution Services, LLC|5000
IR|INGERSOLL RAND LTD A|PICT|Pictet Overseas Inc.|31
IR|INGERSOLL RAND LTD A|PREC|PRECISION SECURITIES, LLC|100
IR|INGERSOLL RAND LTD A|PWJC|UBS Financial Services, Inc.|29222
IR|INGERSOLL RAND LTD A|QMSR|QUATTRO M SECURITIES INC.|769
IR|INGERSOLL RAND LTD A|RBCM|RBC CAPITAL MARKETS, LLC|8014
IR|INGERSOLL RAND LTD A|RHCO|Suntrust Robinson Humphrey, Inc.|5456
IR|INGERSOLL RAND LTD A|SAGL|SAGETRADER, LLC|51124
IR|INGERSOLL RAND LTD A|SALI|INTL FCSTONE FINANCIAL INC.|678
IR|INGERSOLL RAND LTD A|SBSH|Citigroup Global Markets Inc.|178643
IR|INGERSOLL RAND LTD A|SEIC|SEI Investments Distribution Co.|619
IR|INGERSOLL RAND LTD A|SGMT|GOLDMAN SACHS & CO. LLC|232848
IR|INGERSOLL RAND LTD A|SPDR|SPEEDROUTE LLC|8815
IR|INGERSOLL RAND LTD A|SPHN|Stephens Inc.|176
IR|INGERSOLL RAND LTD A|STFL|Stifel, Nicolaus & Company, Incorporated|11297
IR|INGERSOLL RAND LTD A|STKP|STOCKPILE INVESTMENTS, INC.|22
IR|INGERSOLL RAND LTD A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3041
IR|INGERSOLL RAND LTD A|SWIM|TD Ameritrade, Inc.|18235
IR|INGERSOLL RAND LTD A|SWST|Hilltop Securities Inc.|2941
IR|INGERSOLL RAND LTD A|TAGC|TELSEY ADVISORY GROUP LLC|400
IR|INGERSOLL RAND LTD A|TKNG|ALLY INVEST SECURITIES LLC|15
IR|INGERSOLL RAND LTD A|TRBT|Tradebot Systems, Inc.|293825
IR|INGERSOLL RAND LTD A|TRCM|TRC MARKETS LLC|305350
IR|INGERSOLL RAND LTD A|UBSA|UBS SECURITIES LLC|783005
IR|INGERSOLL RAND LTD A|UBSS|UBS Securities LLC|1470861
IR|INGERSOLL RAND LTD A|VALX|VIRTU AMERICAS LLC|14634
IR|INGERSOLL RAND LTD A|VERT|The Vertical Trading Group, LLC|1296
IR|INGERSOLL RAND LTD A|VGRD|Vanguard Marketing Corporation|2945
IR|INGERSOLL RAND LTD A|WABR|Wall Street Access|1930
IR|INGERSOLL RAND LTD A|WBPX|SUMMIT SECURITIES GROUP, LLC|4530
IR|INGERSOLL RAND LTD A|WCHV|WELLS FARGO SECURITIES, LLC|166431
IR|INGERSOLL RAND LTD A|WDNX|WEEDEN & CO.L.P.|18796
IR|INGERSOLL RAND LTD A|WEDB|WEDBUSH SECURITIES INC.|3919
IR|INGERSOLL RAND LTD A|WEED|Weeden & Co.L.P.|1061
IR|INGERSOLL RAND LTD A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21421
IR|INGERSOLL RAND LTD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25042
IR|INGERSOLL RAND LTD A|WFPB|Wells Fargo Securities, LLC.|152
IR|INGERSOLL RAND LTD A|WGIF|CIBC World Markets Inc.|2334
IR|INGERSOLL RAND LTD A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|763
IR|INGERSOLL RAND LTD A|WSEA|WOLVERINE SECURITIES, LLC|7363
IR|INGERSOLL RAND LTD A|XIST|INSTINET, LLC|81348
IR|INGERSOLL RAND LTD A|XPQR|Jump Trading|2175
IR|INGERSOLL RAND LTD A|XSTM|NATIONAL FINANCIAL SERVICES LLC|75112
IR|INGERSOLL RAND LTD A|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
IR|INGERSOLL RAND LTD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8947
IRBO|ISHARES ROBOTICS AND|BRGE|Newbridge Securities Corp.|700
IRBO|ISHARES ROBOTICS AND|CANT|Cantor Fitzgerald & Co.|25
IRBO|ISHARES ROBOTICS AND|ETRS|E*Trade Securities LLC|1826
IRBO|ISHARES ROBOTICS AND|GSLT|GOLDMAN SACHS & CO. LLC|1303
IRBO|ISHARES ROBOTICS AND|INCA|INSTINET, LLC|10
IRBO|ISHARES ROBOTICS AND|MSCO|MORGAN STANLEY & CO. LLC|1549
IRBO|ISHARES ROBOTICS AND|NFSC|National Financial Services LLC|3301
IRBO|ISHARES ROBOTICS AND|NITE|VIRTU Americas LLC|2107
IRBO|ISHARES ROBOTICS AND|RGLD|Regal Securities, Inc|1
IRBO|ISHARES ROBOTICS AND|SWIM|TD Ameritrade, Inc.|110
IRBO|ISHARES ROBOTICS AND|UBSS|UBS Securities LLC|700
IRBO|ISHARES ROBOTICS AND|VGRD|Vanguard Marketing Corporation|85
IRBO|ISHARES ROBOTICS AND|WSEA|WOLVERINE SECURITIES, LLC|20
IRBT|IROBOT CORPORATION|ADAM|CANACCORD GENUITY INC.|5298
IRBT|IROBOT CORPORATION|ALTX|Alternet Securities Inc.|8710
IRBT|IROBOT CORPORATION|APCC|Apex Clearing Corporation|3140
IRBT|IROBOT CORPORATION|BARD|Robert W. Baird & Co. Incorporated|3400
IRBT|IROBOT CORPORATION|BATM|CBOE TRADING, INC.|4052
IRBT|IROBOT CORPORATION|BAYT|BTIG, LLC|4481
IRBT|IROBOT CORPORATION|BBNT|BB&T SECURITIES, LLC|732
IRBT|IROBOT CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|63415
IRBT|IROBOT CORPORATION|BIAD|SAGETRADER, LLC|817
IRBT|IROBOT CORPORATION|BIMI|Banca IMI Securities Corp.|1960
IRBT|IROBOT CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17390
IRBT|IROBOT CORPORATION|BLKX|INSTINET, LLC|49910
IRBT|IROBOT CORPORATION|BMOC|BMO Capital Markets Corp.|4309
IRBT|IROBOT CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|13790
IRBT|IROBOT CORPORATION|BRGE|Newbridge Securities Corp.|60
IRBT|IROBOT CORPORATION|BRVL|BLAYLOCK VAN, LLC|300
IRBT|IROBOT CORPORATION|BTIG|BTIG, LLC|7056
IRBT|IROBOT CORPORATION|BYXM|CBOE TRADING, INC.|1708
IRBT|IROBOT CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|380
IRBT|IROBOT CORPORATION|CANT|Cantor Fitzgerald & Co.|159
IRBT|IROBOT CORPORATION|CHAS|Charles Schwab & Co., Inc.|1526
IRBT|IROBOT CORPORATION|CIST|Capital Institutional Services, Inc.|401
IRBT|IROBOT CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48278
IRBT|IROBOT CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5712
IRBT|IROBOT CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1850
IRBT|IROBOT CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|271551
IRBT|IROBOT CORPORATION|CTDL|Citadel Derivatives Group Llc|12391
IRBT|IROBOT CORPORATION|CTLR|CUTLER GROUP, LP|20519
IRBT|IROBOT CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|32032
IRBT|IROBOT CORPORATION|DAWA|Daiwa Capital Markets America Inc.|18213
IRBT|IROBOT CORPORATION|DBAB|Deutsche Bank Securities Inc.|401787
IRBT|IROBOT CORPORATION|DBAX|Deutsche Bank Securities Inc.|267100
IRBT|IROBOT CORPORATION|DBUL|Deutsche Bank Securities Inc.|15107
IRBT|IROBOT CORPORATION|DCHF|Dart Executions, LLC|445
IRBT|IROBOT CORPORATION|DEAN|MORGAN STANLEY|3336
IRBT|IROBOT CORPORATION|DEGS|RONIN PROFESSIONAL LLC|500
IRBT|IROBOT CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6796
IRBT|IROBOT CORPORATION|EBXL|EBX LLC|140100
IRBT|IROBOT CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|26646
IRBT|IROBOT CORPORATION|EDJC|Edward Jones / CDS|100
IRBT|IROBOT CORPORATION|EDJO|Edward D. Jones & Co., L.P.|3825
IRBT|IROBOT CORPORATION|EGAM|CBOE TRADING, INC.|8930
IRBT|IROBOT CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|2740
IRBT|IROBOT CORPORATION|EGXM|CBOE TRADING, INC.|4973
IRBT|IROBOT CORPORATION|EGXW|CBOE TRADING, INC.|25
IRBT|IROBOT CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|45652
IRBT|IROBOT CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|51990
IRBT|IROBOT CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|826
IRBT|IROBOT CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45828
IRBT|IROBOT CORPORATION|ETRS|E*Trade Securities LLC|188392
IRBT|IROBOT CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|487413
IRBT|IROBOT CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|110
IRBT|IROBOT CORPORATION|FFSI|Firstrade Securities Inc.|100
IRBT|IROBOT CORPORATION|FILL|Tradestation Securities, Inc.|25772
IRBT|IROBOT CORPORATION|FINX|FINTECH SECURITIES|8600
IRBT|IROBOT CORPORATION|FMAF|NBCN Inc./ CDS|1175
IRBT|IROBOT CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|253992
IRBT|IROBOT CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|43609
IRBT|IROBOT CORPORATION|FQLS|Quantlab Securities LP|347102
IRBT|IROBOT CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112806
IRBT|IROBOT CORPORATION|FTBR|Foliofn Investments, Inc.|12131
IRBT|IROBOT CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|80039
IRBT|IROBOT CORPORATION|GLIS|TD Securities Inc|550
IRBT|IROBOT CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|36586
IRBT|IROBOT CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|989408
IRBT|IROBOT CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|32037
IRBT|IROBOT CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|812
IRBT|IROBOT CORPORATION|GTSZ|GTS SECURITIES LLC|35989
IRBT|IROBOT CORPORATION|HAPX|HAP Trading, LLC|300
IRBT|IROBOT CORPORATION|HRBF|American Enterprise Investment Services Inc.|835
IRBT|IROBOT CORPORATION|HSBC|HSBC Securities, Inc.|1501
IRBT|IROBOT CORPORATION|IATS|INTERACTIVE BROKERS LLC|52100
IRBT|IROBOT CORPORATION|IBKR|Interactive Brokers Llc|254713
IRBT|IROBOT CORPORATION|ICBX|INSTINET, LLC|28811
IRBT|IROBOT CORPORATION|IEQY|CITADEL SECURITIES LLC|40163
IRBT|IROBOT CORPORATION|INCA|INSTINET, LLC|430488
IRBT|IROBOT CORPORATION|INJX|INSTINET, LLC|20728
IRBT|IROBOT CORPORATION|ITGI|ITG Inc.|126440
IRBT|IROBOT CORPORATION|ITGP|ITG INC.|81600
IRBT|IROBOT CORPORATION|JANY|Janney Montgomery Scott Inc.|2380
IRBT|IROBOT CORPORATION|JEFF|JEFFERIES LLC|77571
IRBT|IROBOT CORPORATION|JMPT|JUMP TRADING, LLC|70745
IRBT|IROBOT CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|99340
IRBT|IROBOT CORPORATION|JPMX|J.P. Morgan Securities LLC|371959
IRBT|IROBOT CORPORATION|JSJX|JANE STREET CAPITAL LLC|68927
IRBT|IROBOT CORPORATION|JUTA|JUMP TRADING, LLC|816
IRBT|IROBOT CORPORATION|KCGM|VIRTU Americas LLC|33648
IRBT|IROBOT CORPORATION|LEHM|Barclays Capital Inc./Le|754661
IRBT|IROBOT CORPORATION|LIME|Lime Brokerage LLC|165554
IRBT|IROBOT CORPORATION|LIWD|LIME BROKERAGE LLC|106
IRBT|IROBOT CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|62426
IRBT|IROBOT CORPORATION|LQNA|LIQUIDNET, INC.|16000
IRBT|IROBOT CORPORATION|LSCI|Lek Securities Corporation|2729
IRBT|IROBOT CORPORATION|LVMR|LIVERMORE TRADING GROUP, INC.|1300
IRBT|IROBOT CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
IRBT|IROBOT CORPORATION|MACC|Mid Atlantic Capital Corporation|97
IRBT|IROBOT CORPORATION|MAXM|Maxim Group LLC|12745
IRBT|IROBOT CORPORATION|MCMF|Raymond James Ltd. Cds|1233
IRBT|IROBOT CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|132922
IRBT|IROBOT CORPORATION|MOTF|MOTIF INVESTING, INC.|144
IRBT|IROBOT CORPORATION|MPSG|E D & F Man Capital Markets Inc.|780
IRBT|IROBOT CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|2469997
IRBT|IROBOT CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|316500
IRBT|IROBOT CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|136100
IRBT|IROBOT CORPORATION|MULL|MARK J. MULLER EQUITIES, INC.|8875
IRBT|IROBOT CORPORATION|NBCS|NBC Securities, INC.|75
IRBT|IROBOT CORPORATION|NFSC|National Financial Services LLC|266078
IRBT|IROBOT CORPORATION|NITE|VIRTU Americas LLC|625323
IRBT|IROBOT CORPORATION|NITP|VIRTU Americas LLC|5120
IRBT|IROBOT CORPORATION|NMRA|Nomura Securities International, Inc.|5600
IRBT|IROBOT CORPORATION|NQRB|Brut, LLC|7126
IRBT|IROBOT CORPORATION|NTRC|Northern Trust Securities, Inc.|268
IRBT|IROBOT CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|93064
IRBT|IROBOT CORPORATION|OPCO|Oppenheimer & Co. Inc.|7651
IRBT|IROBOT CORPORATION|PCPT|PHILLIP CAPITAL INC.|230
IRBT|IROBOT CORPORATION|PDQM|CODA MARKETS, INC.|113876
IRBT|IROBOT CORPORATION|PHLY|NASDAQ Execution Services, LLC|13200
IRBT|IROBOT CORPORATION|PIPR|Piper Jaffray & Co.|10080
IRBT|IROBOT CORPORATION|PWJC|UBS Financial Services, Inc.|50
IRBT|IROBOT CORPORATION|RAJA|Raymond James & Associates, Inc.|26734
IRBT|IROBOT CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|3534
IRBT|IROBOT CORPORATION|SAGL|SAGETRADER, LLC|24813
IRBT|IROBOT CORPORATION|SAGW|SAGETRADER, LLC|203
IRBT|IROBOT CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|435
IRBT|IROBOT CORPORATION|SBSH|Citigroup Global Markets Inc.|345677
IRBT|IROBOT CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|84344
IRBT|IROBOT CORPORATION|SPDR|SPEEDROUTE LLC|11087
IRBT|IROBOT CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|32607
IRBT|IROBOT CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|1078
IRBT|IROBOT CORPORATION|STXG|Stockcross Financial Services, Inc.|1375
IRBT|IROBOT CORPORATION|SWIM|TD Ameritrade, Inc.|181215
IRBT|IROBOT CORPORATION|SWST|Hilltop Securities Inc.|3063
IRBT|IROBOT CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|19290
IRBT|IROBOT CORPORATION|TONC|CUTTONE & CO., LLC|1140
IRBT|IROBOT CORPORATION|TRBT|Tradebot Systems, Inc.|278688
IRBT|IROBOT CORPORATION|TRCM|TRC MARKETS LLC|144644
IRBT|IROBOT CORPORATION|TWTT|TASTYWORKS, INC.|500
IRBT|IROBOT CORPORATION|UBSA|UBS SECURITIES LLC|360365
IRBT|IROBOT CORPORATION|UBSS|UBS Securities LLC|1124855
IRBT|IROBOT CORPORATION|VALX|VIRTU AMERICAS LLC|13479
IRBT|IROBOT CORPORATION|VGRD|Vanguard Marketing Corporation|18420
IRBT|IROBOT CORPORATION|VSIN|Vision Financial Markets Llc|1
IRBT|IROBOT CORPORATION|WABR|Wall Street Access|400
IRBT|IROBOT CORPORATION|WBLR|WILLIAM BLAIR|300
IRBT|IROBOT CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|1942
IRBT|IROBOT CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|57084
IRBT|IROBOT CORPORATION|WEDB|WEDBUSH SECURITIES INC.|1392
IRBT|IROBOT CORPORATION|WEED|Weeden & Co.L.P.|1013
IRBT|IROBOT CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29535
IRBT|IROBOT CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36375
IRBT|IROBOT CORPORATION|WGIF|CIBC World Markets Inc.|2637
IRBT|IROBOT CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|58
IRBT|IROBOT CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|26028
IRBT|IROBOT CORPORATION|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|450
IRBT|IROBOT CORPORATION|XIST|INSTINET, LLC|166614
IRBT|IROBOT CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|100412
IRBT|IROBOT CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|4919
IRBT|IROBOT CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|728
IRCP|IRSA PROPIEDADES ADS|BATM|CBOE TRADING, INC.|400
IRCP|IRSA PROPIEDADES ADS|BYXM|CBOE TRADING, INC.|138
IRCP|IRSA PROPIEDADES ADS|CHAS|Charles Schwab & Co., Inc.|904
IRCP|IRSA PROPIEDADES ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6521
IRCP|IRSA PROPIEDADES ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6494
IRCP|IRSA PROPIEDADES ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|574
IRCP|IRSA PROPIEDADES ADS|DBAB|Deutsche Bank Securities Inc.|1050
IRCP|IRSA PROPIEDADES ADS|DBAX|Deutsche Bank Securities Inc.|900
IRCP|IRSA PROPIEDADES ADS|DEGS|RONIN PROFESSIONAL LLC|2818
IRCP|IRSA PROPIEDADES ADS|EBXL|EBX LLC|800
IRCP|IRSA PROPIEDADES ADS|ETRS|E*Trade Securities LLC|816
IRCP|IRSA PROPIEDADES ADS|FBCO|Credit Suisse Securities (USA) LLC|1822
IRCP|IRSA PROPIEDADES ADS|FOMA|TD AMERITRADE CLEARING, INC.|9109
IRCP|IRSA PROPIEDADES ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
IRCP|IRSA PROPIEDADES ADS|FTBR|Foliofn Investments, Inc.|257
IRCP|IRSA PROPIEDADES ADS|GLPX|ACS EXECUTION SERVICES, LLC|548
IRCP|IRSA PROPIEDADES ADS|GSCO|GOLDMAN SACHS & CO. LLC|56155
IRCP|IRSA PROPIEDADES ADS|GTSZ|GTS SECURITIES LLC|1274
IRCP|IRSA PROPIEDADES ADS|IATS|INTERACTIVE BROKERS LLC|348
IRCP|IRSA PROPIEDADES ADS|IBKR|Interactive Brokers Llc|8995
IRCP|IRSA PROPIEDADES ADS|ICBX|INSTINET, LLC|100
IRCP|IRSA PROPIEDADES ADS|INCA|INSTINET, LLC|2150
IRCP|IRSA PROPIEDADES ADS|INJX|INSTINET, LLC|300
IRCP|IRSA PROPIEDADES ADS|ITGI|ITG Inc.|354
IRCP|IRSA PROPIEDADES ADS|JEFF|JEFFERIES LLC|5372
IRCP|IRSA PROPIEDADES ADS|JPMX|J.P. Morgan Securities LLC|1956
IRCP|IRSA PROPIEDADES ADS|KCGM|VIRTU Americas LLC|220
IRCP|IRSA PROPIEDADES ADS|LEHM|Barclays Capital Inc./Le|12169
IRCP|IRSA PROPIEDADES ADS|LIME|Lime Brokerage LLC|4804
IRCP|IRSA PROPIEDADES ADS|MAVB|Great Point Capital LLC|10
IRCP|IRSA PROPIEDADES ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
IRCP|IRSA PROPIEDADES ADS|MSCO|MORGAN STANLEY & CO. LLC|9809
IRCP|IRSA PROPIEDADES ADS|MSPL|MORGAN STANLEY & CO. LLC|1000
IRCP|IRSA PROPIEDADES ADS|NFSC|National Financial Services LLC|1669
IRCP|IRSA PROPIEDADES ADS|NITE|VIRTU Americas LLC|18365
IRCP|IRSA PROPIEDADES ADS|PDQM|CODA MARKETS, INC.|1048
IRCP|IRSA PROPIEDADES ADS|PWJC|UBS Financial Services, Inc.|800
IRCP|IRSA PROPIEDADES ADS|SBSH|Citigroup Global Markets Inc.|34
IRCP|IRSA PROPIEDADES ADS|SGMT|GOLDMAN SACHS & CO. LLC|920
IRCP|IRSA PROPIEDADES ADS|SPDR|SPEEDROUTE LLC|1692
IRCP|IRSA PROPIEDADES ADS|SPTD|MINT GLOBAL MARKETS, INC.|1501
IRCP|IRSA PROPIEDADES ADS|SWIM|TD Ameritrade, Inc.|300
IRCP|IRSA PROPIEDADES ADS|TRCM|TRC MARKETS LLC|100
IRCP|IRSA PROPIEDADES ADS|UBSA|UBS SECURITIES LLC|2499
IRCP|IRSA PROPIEDADES ADS|UBSS|UBS Securities LLC|3553
IRCP|IRSA PROPIEDADES ADS|WABR|Wall Street Access|1100
IRCP|IRSA PROPIEDADES ADS|WCHV|WELLS FARGO SECURITIES, LLC|31
IRDM|IRIDIUM COMM INC|APCC|Apex Clearing Corporation|6013
IRDM|IRIDIUM COMM INC|BANK|Primevest Financial Services, Inc.|7507
IRDM|IRIDIUM COMM INC|BARD|Robert W. Baird & Co. Incorporated|4
IRDM|IRIDIUM COMM INC|BATM|CBOE TRADING, INC.|1543
IRDM|IRIDIUM COMM INC|BAYT|BTIG, LLC|4100
IRDM|IRIDIUM COMM INC|BBNT|BB&T SECURITIES, LLC|1200
IRDM|IRIDIUM COMM INC|BERN|Sanford C. Bernstein & Co., LLC|23252
IRDM|IRIDIUM COMM INC|BKCM|BNY Mellon Capital Markets LLC|200
IRDM|IRIDIUM COMM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4393
IRDM|IRIDIUM COMM INC|BLKX|INSTINET, LLC|15000
IRDM|IRIDIUM COMM INC|BMOC|BMO Capital Markets Corp.|29703
IRDM|IRIDIUM COMM INC|BNPX|BNP PARIBAS SECURITIES CORP.|22971
IRDM|IRIDIUM COMM INC|BRGE|Newbridge Securities Corp.|2750
IRDM|IRIDIUM COMM INC|BRVL|BLAYLOCK VAN, LLC|500
IRDM|IRIDIUM COMM INC|BTIG|BTIG, LLC|20851
IRDM|IRIDIUM COMM INC|BYXM|CBOE TRADING, INC.|200
IRDM|IRIDIUM COMM INC|BZYD|GOLDMAN SACHS & CO. LLC|11796
IRDM|IRIDIUM COMM INC|CANT|Cantor Fitzgerald & Co.|1512
IRDM|IRIDIUM COMM INC|CHAS|Charles Schwab & Co., Inc.|11366
IRDM|IRIDIUM COMM INC|CHLM|Craig-Hallum Capital Group LLC|1958
IRDM|IRIDIUM COMM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133771
IRDM|IRIDIUM COMM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10306
IRDM|IRIDIUM COMM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
IRDM|IRIDIUM COMM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|243178
IRDM|IRIDIUM COMM INC|CTDL|Citadel Derivatives Group Llc|37559
IRDM|IRIDIUM COMM INC|CTLR|CUTLER GROUP, LP|1100
IRDM|IRIDIUM COMM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|27962
IRDM|IRIDIUM COMM INC|DADA|D.A. Davidson & Co.|1505
IRDM|IRIDIUM COMM INC|DAVA|Davenport & Company LLC|8148
IRDM|IRIDIUM COMM INC|DBAB|Deutsche Bank Securities Inc.|562032
IRDM|IRIDIUM COMM INC|DBAX|Deutsche Bank Securities Inc.|175400
IRDM|IRIDIUM COMM INC|DBUL|Deutsche Bank Securities Inc.|3200
IRDM|IRIDIUM COMM INC|DCHF|Dart Executions, LLC|2708
IRDM|IRIDIUM COMM INC|DEAN|MORGAN STANLEY|24435
IRDM|IRIDIUM COMM INC|DEGS|RONIN PROFESSIONAL LLC|42772
IRDM|IRIDIUM COMM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2562
IRDM|IRIDIUM COMM INC|EBXL|EBX LLC|162200
IRDM|IRIDIUM COMM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6047
IRDM|IRIDIUM COMM INC|EDJO|Edward D. Jones & Co., L.P.|63638
IRDM|IRIDIUM COMM INC|EGAM|CBOE TRADING, INC.|65129
IRDM|IRIDIUM COMM INC|EGXM|CBOE TRADING, INC.|300
IRDM|IRIDIUM COMM INC|ETBE|Electronic Transaction Clearing, Inc.|23448
IRDM|IRIDIUM COMM INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2200
IRDM|IRIDIUM COMM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|54323
IRDM|IRIDIUM COMM INC|ETRS|E*Trade Securities LLC|681322
IRDM|IRIDIUM COMM INC|FBCO|Credit Suisse Securities (USA) LLC|656985
IRDM|IRIDIUM COMM INC|FBSB|U.S. Bancorp Investments, Inc.|1890
IRDM|IRIDIUM COMM INC|FFSI|Firstrade Securities Inc.|50
IRDM|IRIDIUM COMM INC|FILL|Tradestation Securities, Inc.|41147
IRDM|IRIDIUM COMM INC|FINX|FINTECH SECURITIES|615
IRDM|IRIDIUM COMM INC|FMAF|NBCN Inc./ CDS|3919
IRDM|IRIDIUM COMM INC|FOMA|TD AMERITRADE CLEARING, INC.|1175350
IRDM|IRIDIUM COMM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2173
IRDM|IRIDIUM COMM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51875
IRDM|IRIDIUM COMM INC|FTBR|Foliofn Investments, Inc.|7681
IRDM|IRIDIUM COMM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|59862
IRDM|IRIDIUM COMM INC|GLIS|TD Securities Inc|17547
IRDM|IRIDIUM COMM INC|GLPX|ACS EXECUTION SERVICES, LLC|355
IRDM|IRIDIUM COMM INC|GSCO|GOLDMAN SACHS & CO. LLC|1480981
IRDM|IRIDIUM COMM INC|GSCS|GOLDMAN SACHS & CO. LLC|76124
IRDM|IRIDIUM COMM INC|GSLT|GOLDMAN SACHS & CO. LLC|11348
IRDM|IRIDIUM COMM INC|GTSZ|GTS SECURITIES LLC|45954
IRDM|IRIDIUM COMM INC|HRBF|American Enterprise Investment Services Inc.|26728
IRDM|IRIDIUM COMM INC|IBKR|Interactive Brokers Llc|345982
IRDM|IRIDIUM COMM INC|ICBX|INSTINET, LLC|130319
IRDM|IRIDIUM COMM INC|IEQY|CITADEL SECURITIES LLC|37327
IRDM|IRIDIUM COMM INC|INCA|INSTINET, LLC|598460
IRDM|IRIDIUM COMM INC|INJX|INSTINET, LLC|55834
IRDM|IRIDIUM COMM INC|ITGI|ITG Inc.|817299
IRDM|IRIDIUM COMM INC|ITGP|ITG INC.|140200
IRDM|IRIDIUM COMM INC|JANY|Janney Montgomery Scott Inc.|18706
IRDM|IRIDIUM COMM INC|JEFF|JEFFERIES LLC|233468
IRDM|IRIDIUM COMM INC|JMPT|JUMP TRADING, LLC|43414
IRDM|IRIDIUM COMM INC|JONE|JonesTrading|900
IRDM|IRIDIUM COMM INC|JPBX|J.P. MORGAN SECURITIES LLC|80431
IRDM|IRIDIUM COMM INC|JPMX|J.P. Morgan Securities LLC|512245
IRDM|IRIDIUM COMM INC|KCGM|VIRTU Americas LLC|109853
IRDM|IRIDIUM COMM INC|KING|C. L. King & Associates, Inc.|300
IRDM|IRIDIUM COMM INC|LEHM|Barclays Capital Inc./Le|1063181
IRDM|IRIDIUM COMM INC|LIME|Lime Brokerage LLC|345346
IRDM|IRIDIUM COMM INC|LMGP|LIME BROKERAGE LLC|600
IRDM|IRIDIUM COMM INC|LOOP|Loop Capital Markets LLC|2639
IRDM|IRIDIUM COMM INC|LSCI|Lek Securities Corporation|2037
IRDM|IRIDIUM COMM INC|MAXM|Maxim Group LLC|40588
IRDM|IRIDIUM COMM INC|MBTS|ALLY INVEST SECURITIES LLC|2230
IRDM|IRIDIUM COMM INC|MCMF|Raymond James Ltd. Cds|19550
IRDM|IRIDIUM COMM INC|MKMP|MKM Partners LLC|5000
IRDM|IRIDIUM COMM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|392882
IRDM|IRIDIUM COMM INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3020
IRDM|IRIDIUM COMM INC|MSCO|MORGAN STANLEY & CO. LLC|3062352
IRDM|IRIDIUM COMM INC|MSPL|MORGAN STANLEY & CO. LLC|76900
IRDM|IRIDIUM COMM INC|MSTX|MORGAN STANLEY & CO. LLC|290000
IRDM|IRIDIUM COMM INC|NATL|National Securities Corporation|12337
IRDM|IRIDIUM COMM INC|NBCS|NBC Securities, INC.|26650
IRDM|IRIDIUM COMM INC|NEED|Needham & Company, LLC|412
IRDM|IRIDIUM COMM INC|NFSC|National Financial Services LLC|1281539
IRDM|IRIDIUM COMM INC|NITE|VIRTU Americas LLC|1533035
IRDM|IRIDIUM COMM INC|NITP|VIRTU Americas LLC|25324
IRDM|IRIDIUM COMM INC|NQRB|Brut, LLC|12011
IRDM|IRIDIUM COMM INC|NTRC|Northern Trust Securities, Inc.|6593
IRDM|IRIDIUM COMM INC|OHOS|TWO SIGMA SECURITIES, LLC|61048
IRDM|IRIDIUM COMM INC|OPCO|Oppenheimer & Co. Inc.|2850
IRDM|IRIDIUM COMM INC|OTAA|OTA LLC|170802
IRDM|IRIDIUM COMM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|528
IRDM|IRIDIUM COMM INC|PATR|TULLETT PREBON FINANCIAL SERVICES LLC|341604
IRDM|IRIDIUM COMM INC|PDQM|CODA MARKETS, INC.|193376
IRDM|IRIDIUM COMM INC|PHLY|NASDAQ Execution Services, LLC|9000
IRDM|IRIDIUM COMM INC|PIPR|Piper Jaffray & Co.|1800
IRDM|IRIDIUM COMM INC|PWJC|UBS Financial Services, Inc.|17900
IRDM|IRIDIUM COMM INC|RAJA|Raymond James & Associates, Inc.|240753
IRDM|IRIDIUM COMM INC|RBCM|RBC CAPITAL MARKETS, LLC|16086
IRDM|IRIDIUM COMM INC|RGLD|Regal Securities, Inc|500
IRDM|IRIDIUM COMM INC|SAGL|SAGETRADER, LLC|1601
IRDM|IRIDIUM COMM INC|SAGW|SAGETRADER, LLC|8941
IRDM|IRIDIUM COMM INC|SBSH|Citigroup Global Markets Inc.|538633
IRDM|IRIDIUM COMM INC|SEDS|SPENCER EDWARDS, INC.|250
IRDM|IRIDIUM COMM INC|SGMT|GOLDMAN SACHS & CO. LLC|246887
IRDM|IRIDIUM COMM INC|SPDR|SPEEDROUTE LLC|15376
IRDM|IRIDIUM COMM INC|SPNT|SEVEN POINTS CAPITAL, LLC|1800
IRDM|IRIDIUM COMM INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|5449
IRDM|IRIDIUM COMM INC|STFL|Stifel, Nicolaus & Company, Incorporated|11410
IRDM|IRIDIUM COMM INC|STKP|STOCKPILE INVESTMENTS, INC.|3308
IRDM|IRIDIUM COMM INC|STXG|Stockcross Financial Services, Inc.|100
IRDM|IRIDIUM COMM INC|SWIM|TD Ameritrade, Inc.|395332
IRDM|IRIDIUM COMM INC|SWST|Hilltop Securities Inc.|10499
IRDM|IRIDIUM COMM INC|TKNG|ALLY INVEST SECURITIES LLC|47613
IRDM|IRIDIUM COMM INC|TRBT|Tradebot Systems, Inc.|128649
IRDM|IRIDIUM COMM INC|TRCM|TRC MARKETS LLC|180403
IRDM|IRIDIUM COMM INC|TWTT|TASTYWORKS, INC.|337
IRDM|IRIDIUM COMM INC|UBSA|UBS SECURITIES LLC|1033626
IRDM|IRIDIUM COMM INC|UBSS|UBS Securities LLC|1861498
IRDM|IRIDIUM COMM INC|VALX|VIRTU AMERICAS LLC|54170
IRDM|IRIDIUM COMM INC|VGRD|Vanguard Marketing Corporation|152946
IRDM|IRIDIUM COMM INC|VNDS|VANDHAM SECURITIES CORP|600
IRDM|IRIDIUM COMM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|10630
IRDM|IRIDIUM COMM INC|WCHV|WELLS FARGO SECURITIES, LLC|190398
IRDM|IRIDIUM COMM INC|WDNX|WEEDEN & CO.L.P.|12242
IRDM|IRIDIUM COMM INC|WEDB|WEDBUSH SECURITIES INC.|28330
IRDM|IRIDIUM COMM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|71727
IRDM|IRIDIUM COMM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45580
IRDM|IRIDIUM COMM INC|WGIF|CIBC World Markets Inc.|5031
IRDM|IRIDIUM COMM INC|WSEA|WOLVERINE SECURITIES, LLC|29419
IRDM|IRIDIUM COMM INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
IRDM|IRIDIUM COMM INC|XIST|INSTINET, LLC|11326
IRDM|IRIDIUM COMM INC|XPQR|Jump Trading|1800
IRDM|IRIDIUM COMM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|201676
IRDM|IRIDIUM COMM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|49939
IRDMB|IRIDIUM 6.75 SR B PF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
IRDMB|IRIDIUM 6.75 SR B PF|ETRS|E*Trade Securities LLC|20
IRDMB|IRIDIUM 6.75 SR B PF|FOMA|TD AMERITRADE CLEARING, INC.|101
IRDMB|IRIDIUM 6.75 SR B PF|GSCS|GOLDMAN SACHS & CO. LLC|64
IRDMB|IRIDIUM 6.75 SR B PF|HRBF|American Enterprise Investment Services Inc.|766
IRDMB|IRIDIUM 6.75 SR B PF|IBKR|Interactive Brokers Llc|7
IRDMB|IRIDIUM 6.75 SR B PF|INCA|INSTINET, LLC|100
IRDMB|IRIDIUM 6.75 SR B PF|LIME|Lime Brokerage LLC|42
IRDMB|IRIDIUM 6.75 SR B PF|MSCO|MORGAN STANLEY & CO. LLC|916
IRDMB|IRIDIUM 6.75 SR B PF|NITE|VIRTU Americas LLC|14
IRDMB|IRIDIUM 6.75 SR B PF|OTAA|OTA LLC|5389
IRDMB|IRIDIUM 6.75 SR B PF|PATR|TULLETT PREBON FINANCIAL SERVICES LLC|16167
IRDMB|IRIDIUM 6.75 SR B PF|RAJA|Raymond James & Associates, Inc.|78
IRDMB|IRIDIUM 6.75 SR B PF|SWIM|TD Ameritrade, Inc.|4
IRDMB|IRIDIUM 6.75 SR B PF|UBSA|UBS SECURITIES LLC|10
IRDMB|IRIDIUM 6.75 SR B PF|UBSS|UBS Securities LLC|23
IRDMB|IRIDIUM 6.75 SR B PF|WCHV|WELLS FARGO SECURITIES, LLC|20
IRDMB|IRIDIUM 6.75 SR B PF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|122
IRET|INVESTORS R.E. TRUST|ALTX|Alternet Securities Inc.|2317
IRET|INVESTORS R.E. TRUST|APCC|Apex Clearing Corporation|45
IRET|INVESTORS R.E. TRUST|BANK|Primevest Financial Services, Inc.|800
IRET|INVESTORS R.E. TRUST|BARD|Robert W. Baird & Co. Incorporated|3387
IRET|INVESTORS R.E. TRUST|BATM|CBOE TRADING, INC.|1571
IRET|INVESTORS R.E. TRUST|BAYC|BAY CREST PARTNERS, LLC|90
IRET|INVESTORS R.E. TRUST|BBNT|BB&T SECURITIES, LLC|700
IRET|INVESTORS R.E. TRUST|BIDS|BIDS TRADING L.P.|700
IRET|INVESTORS R.E. TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11915
IRET|INVESTORS R.E. TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|817
IRET|INVESTORS R.E. TRUST|BTIG|BTIG, LLC|855
IRET|INVESTORS R.E. TRUST|BYXM|CBOE TRADING, INC.|400
IRET|INVESTORS R.E. TRUST|BZYD|GOLDMAN SACHS & CO. LLC|5943
IRET|INVESTORS R.E. TRUST|CANT|Cantor Fitzgerald & Co.|1464
IRET|INVESTORS R.E. TRUST|CHAS|Charles Schwab & Co., Inc.|3165
IRET|INVESTORS R.E. TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11842
IRET|INVESTORS R.E. TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
IRET|INVESTORS R.E. TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|992
IRET|INVESTORS R.E. TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|158068
IRET|INVESTORS R.E. TRUST|CTDL|Citadel Derivatives Group Llc|4961
IRET|INVESTORS R.E. TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|67466
IRET|INVESTORS R.E. TRUST|DADA|D.A. Davidson & Co.|26637
IRET|INVESTORS R.E. TRUST|DBAB|Deutsche Bank Securities Inc.|52384
IRET|INVESTORS R.E. TRUST|DBAX|Deutsche Bank Securities Inc.|50400
IRET|INVESTORS R.E. TRUST|DEAN|MORGAN STANLEY|5638
IRET|INVESTORS R.E. TRUST|DEGS|RONIN PROFESSIONAL LLC|800
IRET|INVESTORS R.E. TRUST|EBXL|EBX LLC|68800
IRET|INVESTORS R.E. TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|7043
IRET|INVESTORS R.E. TRUST|EDJO|Edward D. Jones & Co., L.P.|81052
IRET|INVESTORS R.E. TRUST|EGAM|CBOE TRADING, INC.|3116
IRET|INVESTORS R.E. TRUST|EGAW|CBOE TRADING, INC.|100
IRET|INVESTORS R.E. TRUST|ETBE|Electronic Transaction Clearing, Inc.|1700
IRET|INVESTORS R.E. TRUST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1944
IRET|INVESTORS R.E. TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|934
IRET|INVESTORS R.E. TRUST|ETRS|E*Trade Securities LLC|99548
IRET|INVESTORS R.E. TRUST|FBSB|U.S. Bancorp Investments, Inc.|2300
IRET|INVESTORS R.E. TRUST|FILL|Tradestation Securities, Inc.|595
IRET|INVESTORS R.E. TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
IRET|INVESTORS R.E. TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63665
IRET|INVESTORS R.E. TRUST|FTBR|Foliofn Investments, Inc.|1538
IRET|INVESTORS R.E. TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|900
IRET|INVESTORS R.E. TRUST|GLIS|TD Securities Inc|900
IRET|INVESTORS R.E. TRUST|GLPX|ACS EXECUTION SERVICES, LLC|6877
IRET|INVESTORS R.E. TRUST|GSCO|GOLDMAN SACHS & CO. LLC|168393
IRET|INVESTORS R.E. TRUST|GSLT|GOLDMAN SACHS & CO. LLC|432
IRET|INVESTORS R.E. TRUST|GTSY|GTS SECURITIES LLC|100
IRET|INVESTORS R.E. TRUST|GTSZ|GTS SECURITIES LLC|45845
IRET|INVESTORS R.E. TRUST|HRBF|American Enterprise Investment Services Inc.|2395
IRET|INVESTORS R.E. TRUST|HSBC|HSBC Securities, Inc.|2285
IRET|INVESTORS R.E. TRUST|IATS|INTERACTIVE BROKERS LLC|1435
IRET|INVESTORS R.E. TRUST|IBKR|Interactive Brokers Llc|10581
IRET|INVESTORS R.E. TRUST|ICBX|INSTINET, LLC|33517
IRET|INVESTORS R.E. TRUST|IEQY|CITADEL SECURITIES LLC|7020
IRET|INVESTORS R.E. TRUST|INCA|INSTINET, LLC|33758
IRET|INVESTORS R.E. TRUST|INJX|INSTINET, LLC|700
IRET|INVESTORS R.E. TRUST|INTL|INTL FCSTONE FINANCIAL INC.|200
IRET|INVESTORS R.E. TRUST|ITGI|ITG Inc.|82357
IRET|INVESTORS R.E. TRUST|ITGP|ITG INC.|163000
IRET|INVESTORS R.E. TRUST|JEFF|JEFFERIES LLC|37056
IRET|INVESTORS R.E. TRUST|JMPT|JUMP TRADING, LLC|594
IRET|INVESTORS R.E. TRUST|JPBX|J.P. MORGAN SECURITIES LLC|8140
IRET|INVESTORS R.E. TRUST|JPMX|J.P. Morgan Securities LLC|157083
IRET|INVESTORS R.E. TRUST|JSJX|JANE STREET CAPITAL LLC|30055
IRET|INVESTORS R.E. TRUST|KCGM|VIRTU Americas LLC|29779
IRET|INVESTORS R.E. TRUST|LEHM|Barclays Capital Inc./Le|233688
IRET|INVESTORS R.E. TRUST|LIME|Lime Brokerage LLC|17306
IRET|INVESTORS R.E. TRUST|LQNA|LIQUIDNET, INC.|100000
IRET|INVESTORS R.E. TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
IRET|INVESTORS R.E. TRUST|MACC|Mid Atlantic Capital Corporation|9933
IRET|INVESTORS R.E. TRUST|MAXM|Maxim Group LLC|100
IRET|INVESTORS R.E. TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|117511
IRET|INVESTORS R.E. TRUST|MOTF|MOTIF INVESTING, INC.|3
IRET|INVESTORS R.E. TRUST|MSCO|MORGAN STANLEY & CO. LLC|261714
IRET|INVESTORS R.E. TRUST|MSPL|MORGAN STANLEY & CO. LLC|141700
IRET|INVESTORS R.E. TRUST|MSTX|MORGAN STANLEY & CO. LLC|61600
IRET|INVESTORS R.E. TRUST|NFSC|National Financial Services LLC|110764
IRET|INVESTORS R.E. TRUST|NITE|VIRTU Americas LLC|399620
IRET|INVESTORS R.E. TRUST|NITP|VIRTU Americas LLC|300
IRET|INVESTORS R.E. TRUST|NQRB|Brut, LLC|290
IRET|INVESTORS R.E. TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|281
IRET|INVESTORS R.E. TRUST|NTRC|Northern Trust Securities, Inc.|519
IRET|INVESTORS R.E. TRUST|OPCO|Oppenheimer & Co. Inc.|430
IRET|INVESTORS R.E. TRUST|PDQM|CODA MARKETS, INC.|17593
IRET|INVESTORS R.E. TRUST|QMSR|QUATTRO M SECURITIES INC.|244
IRET|INVESTORS R.E. TRUST|RBCM|RBC CAPITAL MARKETS, LLC|15565
IRET|INVESTORS R.E. TRUST|SAGL|SAGETRADER, LLC|200
IRET|INVESTORS R.E. TRUST|SBRX|MURIEL SIEBERT & CO INC|100
IRET|INVESTORS R.E. TRUST|SBSH|Citigroup Global Markets Inc.|122190
IRET|INVESTORS R.E. TRUST|SGMT|GOLDMAN SACHS & CO. LLC|41811
IRET|INVESTORS R.E. TRUST|SOCO|Capital One Southcoast, Inc|400
IRET|INVESTORS R.E. TRUST|SPDR|SPEEDROUTE LLC|7562
IRET|INVESTORS R.E. TRUST|SPHN|Stephens Inc.|1287
IRET|INVESTORS R.E. TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|7335
IRET|INVESTORS R.E. TRUST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7039
IRET|INVESTORS R.E. TRUST|SWIM|TD Ameritrade, Inc.|11870
IRET|INVESTORS R.E. TRUST|SWST|Hilltop Securities Inc.|1700
IRET|INVESTORS R.E. TRUST|TKNG|ALLY INVEST SECURITIES LLC|1202
IRET|INVESTORS R.E. TRUST|TRBT|Tradebot Systems, Inc.|22061
IRET|INVESTORS R.E. TRUST|TRCM|TRC MARKETS LLC|9562
IRET|INVESTORS R.E. TRUST|TWTT|TASTYWORKS, INC.|500
IRET|INVESTORS R.E. TRUST|UBSA|UBS SECURITIES LLC|400348
IRET|INVESTORS R.E. TRUST|UBSS|UBS Securities LLC|266212
IRET|INVESTORS R.E. TRUST|VALX|VIRTU AMERICAS LLC|12445
IRET|INVESTORS R.E. TRUST|VGRD|Vanguard Marketing Corporation|28851
IRET|INVESTORS R.E. TRUST|WABR|Wall Street Access|6343
IRET|INVESTORS R.E. TRUST|WCHV|WELLS FARGO SECURITIES, LLC|252256
IRET|INVESTORS R.E. TRUST|WEED|Weeden & Co.L.P.|8467
IRET|INVESTORS R.E. TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5
IRET|INVESTORS R.E. TRUST|WSEA|WOLVERINE SECURITIES, LLC|1083
IRET|INVESTORS R.E. TRUST|XIST|INSTINET, LLC|3600
IRET|INVESTORS R.E. TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
IRET|INVESTORS R.E. TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|253
IRET|INVESTORS R.E. TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|59472
IRET$C|INVESTORS REAL ESTAT|BARD|Robert W. Baird & Co. Incorporated|767
IRET$C|INVESTORS REAL ESTAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
IRET$C|INVESTORS REAL ESTAT|DADA|D.A. Davidson & Co.|5763
IRET$C|INVESTORS REAL ESTAT|ETRS|E*Trade Securities LLC|7680
IRET$C|INVESTORS REAL ESTAT|GTSZ|GTS SECURITIES LLC|220
IRET$C|INVESTORS REAL ESTAT|IATS|INTERACTIVE BROKERS LLC|1500
IRET$C|INVESTORS REAL ESTAT|IBKR|Interactive Brokers Llc|1800
IRET$C|INVESTORS REAL ESTAT|LIME|Lime Brokerage LLC|200
IRET$C|INVESTORS REAL ESTAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IRET$C|INVESTORS REAL ESTAT|MSCO|MORGAN STANLEY & CO. LLC|100
IRET$C|INVESTORS REAL ESTAT|NFSC|National Financial Services LLC|3044
IRET$C|INVESTORS REAL ESTAT|NITE|VIRTU Americas LLC|19490
IRET$C|INVESTORS REAL ESTAT|SGMT|GOLDMAN SACHS & CO. LLC|500
IRET$C|INVESTORS REAL ESTAT|STFL|Stifel, Nicolaus & Company, Incorporated|1050
IRET$C|INVESTORS REAL ESTAT|UBSA|UBS SECURITIES LLC|1120
IRET$C|INVESTORS REAL ESTAT|UBSS|UBS Securities LLC|50
IRET$C|INVESTORS REAL ESTAT|VGRD|Vanguard Marketing Corporation|325
IRET$C|INVESTORS REAL ESTAT|WCHV|WELLS FARGO SECURITIES, LLC|4498
IRET$C|INVESTORS REAL ESTAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|172
IRIX|IRIDEX CP         ##|APCC|Apex Clearing Corporation|696
IRIX|IRIDEX CP         ##|BATM|CBOE TRADING, INC.|102
IRIX|IRIDEX CP         ##|BYXM|CBOE TRADING, INC.|240
IRIX|IRIDEX CP         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11840
IRIX|IRIDEX CP         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|109
IRIX|IRIDEX CP         ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|277
IRIX|IRIDEX CP         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4451
IRIX|IRIDEX CP         ##|CTDL|Citadel Derivatives Group Llc|141
IRIX|IRIDEX CP         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
IRIX|IRIDEX CP         ##|DBAB|Deutsche Bank Securities Inc.|1800
IRIX|IRIDEX CP         ##|DBAX|Deutsche Bank Securities Inc.|2300
IRIX|IRIDEX CP         ##|DEGS|RONIN PROFESSIONAL LLC|2576
IRIX|IRIDEX CP         ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3600
IRIX|IRIDEX CP         ##|EBXL|EBX LLC|3800
IRIX|IRIDEX CP         ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|80
IRIX|IRIDEX CP         ##|ETRS|E*Trade Securities LLC|4955
IRIX|IRIDEX CP         ##|FBCO|Credit Suisse Securities (USA) LLC|8532
IRIX|IRIDEX CP         ##|FOMA|TD AMERITRADE CLEARING, INC.|6362
IRIX|IRIDEX CP         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1020
IRIX|IRIDEX CP         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|120
IRIX|IRIDEX CP         ##|GLPX|ACS EXECUTION SERVICES, LLC|10
IRIX|IRIDEX CP         ##|GSCO|GOLDMAN SACHS & CO. LLC|1316
IRIX|IRIDEX CP         ##|GTSZ|GTS SECURITIES LLC|3745
IRIX|IRIDEX CP         ##|IATS|INTERACTIVE BROKERS LLC|700
IRIX|IRIDEX CP         ##|IBKR|Interactive Brokers Llc|25339
IRIX|IRIDEX CP         ##|ICBX|INSTINET, LLC|2100
IRIX|IRIDEX CP         ##|INCA|INSTINET, LLC|10773
IRIX|IRIDEX CP         ##|INJX|INSTINET, LLC|100
IRIX|IRIDEX CP         ##|ITGI|ITG Inc.|2856
IRIX|IRIDEX CP         ##|ITGP|ITG INC.|2400
IRIX|IRIDEX CP         ##|JONE|JonesTrading|400
IRIX|IRIDEX CP         ##|JPMX|J.P. Morgan Securities LLC|600
IRIX|IRIDEX CP         ##|KCGM|VIRTU Americas LLC|1300
IRIX|IRIDEX CP         ##|LEHM|Barclays Capital Inc./Le|3486
IRIX|IRIDEX CP         ##|LIME|Lime Brokerage LLC|14885
IRIX|IRIDEX CP         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
IRIX|IRIDEX CP         ##|MSCO|MORGAN STANLEY & CO. LLC|13198
IRIX|IRIDEX CP         ##|MSPL|MORGAN STANLEY & CO. LLC|6200
IRIX|IRIDEX CP         ##|NFSC|National Financial Services LLC|11572
IRIX|IRIDEX CP         ##|NITE|VIRTU Americas LLC|38285
IRIX|IRIDEX CP         ##|NQRB|Brut, LLC|1000
IRIX|IRIDEX CP         ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|980
IRIX|IRIDEX CP         ##|PDQM|CODA MARKETS, INC.|21
IRIX|IRIDEX CP         ##|RBCM|RBC CAPITAL MARKETS, LLC|2100
IRIX|IRIDEX CP         ##|ROTH|Roth Capital Partners, LLC|15179
IRIX|IRIDEX CP         ##|SBSH|Citigroup Global Markets Inc.|4229
IRIX|IRIDEX CP         ##|SGMT|GOLDMAN SACHS & CO. LLC|1502
IRIX|IRIDEX CP         ##|SOGO|Wang Investment Associates, Inc.|100
IRIX|IRIDEX CP         ##|SPTD|MINT GLOBAL MARKETS, INC.|17463
IRIX|IRIDEX CP         ##|STFL|Stifel, Nicolaus & Company, Incorporated|149
IRIX|IRIDEX CP         ##|SWIM|TD Ameritrade, Inc.|4425
IRIX|IRIDEX CP         ##|TRCM|TRC MARKETS LLC|2970
IRIX|IRIDEX CP         ##|UBSA|UBS SECURITIES LLC|13224
IRIX|IRIDEX CP         ##|UBSS|UBS Securities LLC|13196
IRIX|IRIDEX CP         ##|VALX|VIRTU AMERICAS LLC|152
IRIX|IRIDEX CP         ##|WBLR|WILLIAM BLAIR|1200
IRIX|IRIDEX CP         ##|WCHV|WELLS FARGO SECURITIES, LLC|58
IRIX|IRIDEX CP         ##|WSEA|WOLVERINE SECURITIES, LLC|5
IRIX|IRIDEX CP         ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
IRL|THE NEW IRELAND FD|APCC|Apex Clearing Corporation|46
IRL|THE NEW IRELAND FD|BARD|Robert W. Baird & Co. Incorporated|138
IRL|THE NEW IRELAND FD|BERN|Sanford C. Bernstein & Co., LLC|500
IRL|THE NEW IRELAND FD|CHAS|Charles Schwab & Co., Inc.|3
IRL|THE NEW IRELAND FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|850
IRL|THE NEW IRELAND FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2180
IRL|THE NEW IRELAND FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
IRL|THE NEW IRELAND FD|DADA|D.A. Davidson & Co.|1
IRL|THE NEW IRELAND FD|DBAX|Deutsche Bank Securities Inc.|1200
IRL|THE NEW IRELAND FD|EBXL|EBX LLC|700
IRL|THE NEW IRELAND FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1344
IRL|THE NEW IRELAND FD|EDJO|Edward D. Jones & Co., L.P.|75
IRL|THE NEW IRELAND FD|ETRS|E*Trade Securities LLC|379
IRL|THE NEW IRELAND FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4900
IRL|THE NEW IRELAND FD|GSCO|GOLDMAN SACHS & CO. LLC|1100
IRL|THE NEW IRELAND FD|GSCS|GOLDMAN SACHS & CO. LLC|300
IRL|THE NEW IRELAND FD|GSLT|GOLDMAN SACHS & CO. LLC|3885
IRL|THE NEW IRELAND FD|GTSZ|GTS SECURITIES LLC|703
IRL|THE NEW IRELAND FD|HRBF|American Enterprise Investment Services Inc.|24
IRL|THE NEW IRELAND FD|IATS|INTERACTIVE BROKERS LLC|927
IRL|THE NEW IRELAND FD|IBKR|Interactive Brokers Llc|10808
IRL|THE NEW IRELAND FD|ICBX|INSTINET, LLC|100
IRL|THE NEW IRELAND FD|ITGI|ITG Inc.|5197
IRL|THE NEW IRELAND FD|ITGP|ITG INC.|6800
IRL|THE NEW IRELAND FD|JANY|Janney Montgomery Scott Inc.|1057
IRL|THE NEW IRELAND FD|JONE|JonesTrading|64600
IRL|THE NEW IRELAND FD|JPMX|J.P. Morgan Securities LLC|7796
IRL|THE NEW IRELAND FD|KCGM|VIRTU Americas LLC|38
IRL|THE NEW IRELAND FD|LEHM|Barclays Capital Inc./Le|600
IRL|THE NEW IRELAND FD|LIME|Lime Brokerage LLC|504
IRL|THE NEW IRELAND FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
IRL|THE NEW IRELAND FD|MSCO|MORGAN STANLEY & CO. LLC|2453
IRL|THE NEW IRELAND FD|NFSC|National Financial Services LLC|22644
IRL|THE NEW IRELAND FD|NITE|VIRTU Americas LLC|36717
IRL|THE NEW IRELAND FD|OPCO|Oppenheimer & Co. Inc.|352
IRL|THE NEW IRELAND FD|RBCM|RBC CAPITAL MARKETS, LLC|2229
IRL|THE NEW IRELAND FD|SGMT|GOLDMAN SACHS & CO. LLC|2750
IRL|THE NEW IRELAND FD|STFL|Stifel, Nicolaus & Company, Incorporated|57
IRL|THE NEW IRELAND FD|SWIM|TD Ameritrade, Inc.|800
IRL|THE NEW IRELAND FD|SWST|Hilltop Securities Inc.|15
IRL|THE NEW IRELAND FD|TKNG|ALLY INVEST SECURITIES LLC|1
IRL|THE NEW IRELAND FD|UBSA|UBS SECURITIES LLC|5912
IRL|THE NEW IRELAND FD|UBSS|UBS Securities LLC|3436
IRL|THE NEW IRELAND FD|VALX|VIRTU AMERICAS LLC|500
IRL|THE NEW IRELAND FD|VGRD|Vanguard Marketing Corporation|2368
IRL|THE NEW IRELAND FD|WCHV|WELLS FARGO SECURITIES, LLC|2192
IRL|THE NEW IRELAND FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9660
IRL|THE NEW IRELAND FD|WSEA|WOLVERINE SECURITIES, LLC|11
IRL|THE NEW IRELAND FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1614
IRM|IRON MOUNTAIN (DEL)|ABLE|NATIXIS Securities Americas LLC|5223
IRM|IRON MOUNTAIN (DEL)|AGIS|Aegis Capital Corp.|550
IRM|IRON MOUNTAIN (DEL)|ALTX|Alternet Securities Inc.|10962
IRM|IRON MOUNTAIN (DEL)|ANOS|ABEL/NOSER, L.L.C.|4963
IRM|IRON MOUNTAIN (DEL)|APCC|Apex Clearing Corporation|833
IRM|IRON MOUNTAIN (DEL)|BANK|Primevest Financial Services, Inc.|1578
IRM|IRON MOUNTAIN (DEL)|BARD|Robert W. Baird & Co. Incorporated|12966
IRM|IRON MOUNTAIN (DEL)|BATM|CBOE TRADING, INC.|10533
IRM|IRON MOUNTAIN (DEL)|BAYC|BAY CREST PARTNERS, LLC|4041
IRM|IRON MOUNTAIN (DEL)|BAYT|BTIG, LLC|5500
IRM|IRON MOUNTAIN (DEL)|BBNT|BB&T SECURITIES, LLC|8614
IRM|IRON MOUNTAIN (DEL)|BERN|Sanford C. Bernstein & Co., LLC|35209
IRM|IRON MOUNTAIN (DEL)|BIDS|BIDS TRADING L.P.|13200
IRM|IRON MOUNTAIN (DEL)|BIMI|Banca IMI Securities Corp.|140
IRM|IRON MOUNTAIN (DEL)|BKCM|BNY Mellon Capital Markets LLC|147
IRM|IRON MOUNTAIN (DEL)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54208
IRM|IRON MOUNTAIN (DEL)|BNPX|BNP PARIBAS SECURITIES CORP.|174488
IRM|IRON MOUNTAIN (DEL)|BTIG|BTIG, LLC|288150
IRM|IRON MOUNTAIN (DEL)|BYXM|CBOE TRADING, INC.|3844
IRM|IRON MOUNTAIN (DEL)|BZYD|GOLDMAN SACHS & CO. LLC|1200
IRM|IRON MOUNTAIN (DEL)|CANT|Cantor Fitzgerald & Co.|3515
IRM|IRON MOUNTAIN (DEL)|CHAS|Charles Schwab & Co., Inc.|6055
IRM|IRON MOUNTAIN (DEL)|CIBP|CIBC World Markets Corp.|15568
IRM|IRON MOUNTAIN (DEL)|CICF|Canaccord Genuity Corp.|82
IRM|IRON MOUNTAIN (DEL)|CIST|Capital Institutional Services, Inc.|3044
IRM|IRON MOUNTAIN (DEL)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|304073
IRM|IRON MOUNTAIN (DEL)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1042
IRM|IRON MOUNTAIN (DEL)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4703
IRM|IRON MOUNTAIN (DEL)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|460599
IRM|IRON MOUNTAIN (DEL)|CTDL|Citadel Derivatives Group Llc|13285
IRM|IRON MOUNTAIN (DEL)|CTLR|CUTLER GROUP, LP|1600
IRM|IRON MOUNTAIN (DEL)|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|700
IRM|IRON MOUNTAIN (DEL)|CXCX|CITIGROUP GLOBAL MARKETS INC.|118452
IRM|IRON MOUNTAIN (DEL)|DADA|D.A. Davidson & Co.|3047
IRM|IRON MOUNTAIN (DEL)|DBAB|Deutsche Bank Securities Inc.|1323729
IRM|IRON MOUNTAIN (DEL)|DBAX|Deutsche Bank Securities Inc.|436600
IRM|IRON MOUNTAIN (DEL)|DBUL|Deutsche Bank Securities Inc.|263
IRM|IRON MOUNTAIN (DEL)|DCHF|Dart Executions, LLC|300
IRM|IRON MOUNTAIN (DEL)|DEAN|MORGAN STANLEY|22680
IRM|IRON MOUNTAIN (DEL)|DEGS|RONIN PROFESSIONAL LLC|1345
IRM|IRON MOUNTAIN (DEL)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8384
IRM|IRON MOUNTAIN (DEL)|DIVA|Divine Capital Markets LLC|1300
IRM|IRON MOUNTAIN (DEL)|EBXL|EBX LLC|349100
IRM|IRON MOUNTAIN (DEL)|ECUT|CONVERGEX EXECUTION SOLUTIONS|8169
IRM|IRON MOUNTAIN (DEL)|EDJC|Edward Jones / CDS|75
IRM|IRON MOUNTAIN (DEL)|EDJO|Edward D. Jones & Co., L.P.|27866
IRM|IRON MOUNTAIN (DEL)|EGAM|CBOE TRADING, INC.|44903
IRM|IRON MOUNTAIN (DEL)|EGAW|CBOE TRADING, INC.|165
IRM|IRON MOUNTAIN (DEL)|EGMT|EG MARKET TECHNOLOGIES LLC|1900
IRM|IRON MOUNTAIN (DEL)|EGXM|CBOE TRADING, INC.|1835
IRM|IRON MOUNTAIN (DEL)|ETBE|Electronic Transaction Clearing, Inc.|22018
IRM|IRON MOUNTAIN (DEL)|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
IRM|IRON MOUNTAIN (DEL)|ETCC|Electronic Transaction Clearing, Inc.|971
IRM|IRON MOUNTAIN (DEL)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4780
IRM|IRON MOUNTAIN (DEL)|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5225
IRM|IRON MOUNTAIN (DEL)|ETRS|E*Trade Securities LLC|241270
IRM|IRON MOUNTAIN (DEL)|FBSB|U.S. Bancorp Investments, Inc.|467
IRM|IRON MOUNTAIN (DEL)|FILL|Tradestation Securities, Inc.|2982
IRM|IRON MOUNTAIN (DEL)|FINX|FINTECH SECURITIES|1301
IRM|IRON MOUNTAIN (DEL)|FINZ|FINTECH SECURITIES|1000
IRM|IRON MOUNTAIN (DEL)|FMAF|NBCN Inc./ CDS|5074
IRM|IRON MOUNTAIN (DEL)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14892
IRM|IRON MOUNTAIN (DEL)|FQLS|Quantlab Securities LP|474662
IRM|IRON MOUNTAIN (DEL)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|184495
IRM|IRON MOUNTAIN (DEL)|FTBR|Foliofn Investments, Inc.|39844
IRM|IRON MOUNTAIN (DEL)|GEBB|GLOBAL EXECUTION BROKERS, LP|3304
IRM|IRON MOUNTAIN (DEL)|GLIS|TD Securities Inc|3690
IRM|IRON MOUNTAIN (DEL)|GLPX|ACS EXECUTION SERVICES, LLC|11528
IRM|IRON MOUNTAIN (DEL)|GNAV|GREEN STREET TRADING, LLC|684742
IRM|IRON MOUNTAIN (DEL)|GSCO|GOLDMAN SACHS & CO. LLC|1847223
IRM|IRON MOUNTAIN (DEL)|GSCS|GOLDMAN SACHS & CO. LLC|43611
IRM|IRON MOUNTAIN (DEL)|GSLT|GOLDMAN SACHS & CO. LLC|11162
IRM|IRON MOUNTAIN (DEL)|GTSZ|GTS SECURITIES LLC|219123
IRM|IRON MOUNTAIN (DEL)|HRBF|American Enterprise Investment Services Inc.|204529
IRM|IRON MOUNTAIN (DEL)|HSBC|HSBC Securities, Inc.|3000
IRM|IRON MOUNTAIN (DEL)|IATS|INTERACTIVE BROKERS LLC|14509
IRM|IRON MOUNTAIN (DEL)|IBKR|Interactive Brokers Llc|16181
IRM|IRON MOUNTAIN (DEL)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|228
IRM|IRON MOUNTAIN (DEL)|ICBX|INSTINET, LLC|145402
IRM|IRON MOUNTAIN (DEL)|IEQY|CITADEL SECURITIES LLC|217857
IRM|IRON MOUNTAIN (DEL)|INCA|INSTINET, LLC|641436
IRM|IRON MOUNTAIN (DEL)|INJX|INSTINET, LLC|1484
IRM|IRON MOUNTAIN (DEL)|INTL|INTL FCSTONE FINANCIAL INC.|3
IRM|IRON MOUNTAIN (DEL)|ITGI|ITG Inc.|35413
IRM|IRON MOUNTAIN (DEL)|ITGP|ITG INC.|112200
IRM|IRON MOUNTAIN (DEL)|JANY|Janney Montgomery Scott Inc.|17122
IRM|IRON MOUNTAIN (DEL)|JEFF|JEFFERIES LLC|81376
IRM|IRON MOUNTAIN (DEL)|JMPT|JUMP TRADING, LLC|105733
IRM|IRON MOUNTAIN (DEL)|JONE|JonesTrading|1550
IRM|IRON MOUNTAIN (DEL)|JPBX|J.P. MORGAN SECURITIES LLC|61728
IRM|IRON MOUNTAIN (DEL)|JPMX|J.P. Morgan Securities LLC|557367
IRM|IRON MOUNTAIN (DEL)|JSEB|JANE STREET EXECUTION SERVICES, LLC|5512
IRM|IRON MOUNTAIN (DEL)|JSJX|JANE STREET CAPITAL LLC|12554
IRM|IRON MOUNTAIN (DEL)|KCGM|VIRTU Americas LLC|59651
IRM|IRON MOUNTAIN (DEL)|LEHM|Barclays Capital Inc./Le|1181555
IRM|IRON MOUNTAIN (DEL)|LIME|Lime Brokerage LLC|86143
IRM|IRON MOUNTAIN (DEL)|LOOP|Loop Capital Markets LLC|1600
IRM|IRON MOUNTAIN (DEL)|LQNA|LIQUIDNET, INC.|59600
IRM|IRON MOUNTAIN (DEL)|LQNB|LIQUIDNET, INC.|13000
IRM|IRON MOUNTAIN (DEL)|LSCI|Lek Securities Corporation|139
IRM|IRON MOUNTAIN (DEL)|MACC|Mid Atlantic Capital Corporation|2651
IRM|IRON MOUNTAIN (DEL)|MACQ|Macquarie Capital (USA) Inc.|90490
IRM|IRON MOUNTAIN (DEL)|MAXM|Maxim Group LLC|100
IRM|IRON MOUNTAIN (DEL)|MCMF|Raymond James Ltd. Cds|2334
IRM|IRON MOUNTAIN (DEL)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|187121
IRM|IRON MOUNTAIN (DEL)|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
IRM|IRON MOUNTAIN (DEL)|MOTF|MOTIF INVESTING, INC.|15
IRM|IRON MOUNTAIN (DEL)|MSCO|MORGAN STANLEY & CO. LLC|1494805
IRM|IRON MOUNTAIN (DEL)|MSPL|MORGAN STANLEY & CO. LLC|314700
IRM|IRON MOUNTAIN (DEL)|MSTX|MORGAN STANLEY & CO. LLC|221300
IRM|IRON MOUNTAIN (DEL)|NATL|National Securities Corporation|2205
IRM|IRON MOUNTAIN (DEL)|NBCS|NBC Securities, INC.|704
IRM|IRON MOUNTAIN (DEL)|NEUB|NEUBERGER BERMAN BD LLC|250
IRM|IRON MOUNTAIN (DEL)|NFSC|National Financial Services LLC|549085
IRM|IRON MOUNTAIN (DEL)|NITE|VIRTU Americas LLC|1126074
IRM|IRON MOUNTAIN (DEL)|NITP|VIRTU Americas LLC|1714
IRM|IRON MOUNTAIN (DEL)|NQRB|Brut, LLC|13460
IRM|IRON MOUNTAIN (DEL)|NTBF|BMO Nesbitt Burns Inc./CDS|3476
IRM|IRON MOUNTAIN (DEL)|NTRC|Northern Trust Securities, Inc.|2190
IRM|IRON MOUNTAIN (DEL)|OHOS|TWO SIGMA SECURITIES, LLC|93112
IRM|IRON MOUNTAIN (DEL)|OPCO|Oppenheimer & Co. Inc.|15404
IRM|IRON MOUNTAIN (DEL)|PCPT|PHILLIP CAPITAL INC.|129
IRM|IRON MOUNTAIN (DEL)|PDQM|CODA MARKETS, INC.|36359
IRM|IRON MOUNTAIN (DEL)|PHLY|NASDAQ Execution Services, LLC|9400
IRM|IRON MOUNTAIN (DEL)|PNSR|Penserra Securities, LLC|3200
IRM|IRON MOUNTAIN (DEL)|PWJC|UBS Financial Services, Inc.|3915
IRM|IRON MOUNTAIN (DEL)|QMSR|QUATTRO M SECURITIES INC.|3312
IRM|IRON MOUNTAIN (DEL)|RBCM|RBC CAPITAL MARKETS, LLC|52967
IRM|IRON MOUNTAIN (DEL)|RGLD|Regal Securities, Inc|100
IRM|IRON MOUNTAIN (DEL)|SAGL|SAGETRADER, LLC|144551
IRM|IRON MOUNTAIN (DEL)|SAGW|SAGETRADER, LLC|13
IRM|IRON MOUNTAIN (DEL)|SALI|INTL FCSTONE FINANCIAL INC.|433
IRM|IRON MOUNTAIN (DEL)|SBRX|MURIEL SIEBERT & CO INC|200
IRM|IRON MOUNTAIN (DEL)|SBSH|Citigroup Global Markets Inc.|232925
IRM|IRON MOUNTAIN (DEL)|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|50
IRM|IRON MOUNTAIN (DEL)|SEIC|SEI Investments Distribution Co.|1200
IRM|IRON MOUNTAIN (DEL)|SGMT|GOLDMAN SACHS & CO. LLC|234700
IRM|IRON MOUNTAIN (DEL)|SPDR|SPEEDROUTE LLC|38288
IRM|IRON MOUNTAIN (DEL)|SPHN|Stephens Inc.|1054
IRM|IRON MOUNTAIN (DEL)|STFL|Stifel, Nicolaus & Company, Incorporated|102244
IRM|IRON MOUNTAIN (DEL)|STKP|STOCKPILE INVESTMENTS, INC.|604
IRM|IRON MOUNTAIN (DEL)|STXG|Stockcross Financial Services, Inc.|100
IRM|IRON MOUNTAIN (DEL)|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3239
IRM|IRON MOUNTAIN (DEL)|SWIM|TD Ameritrade, Inc.|56236
IRM|IRON MOUNTAIN (DEL)|SWST|Hilltop Securities Inc.|3817
IRM|IRON MOUNTAIN (DEL)|TKNG|ALLY INVEST SECURITIES LLC|10979
IRM|IRON MOUNTAIN (DEL)|TRBT|Tradebot Systems, Inc.|299636
IRM|IRON MOUNTAIN (DEL)|TRCM|TRC MARKETS LLC|118938
IRM|IRON MOUNTAIN (DEL)|TWTT|TASTYWORKS, INC.|230
IRM|IRON MOUNTAIN (DEL)|UBSA|UBS SECURITIES LLC|885564
IRM|IRON MOUNTAIN (DEL)|UBSS|UBS Securities LLC|1056135
IRM|IRON MOUNTAIN (DEL)|VALX|VIRTU AMERICAS LLC|21077
IRM|IRON MOUNTAIN (DEL)|VERT|The Vertical Trading Group, LLC|1805
IRM|IRON MOUNTAIN (DEL)|VGRD|Vanguard Marketing Corporation|172491
IRM|IRON MOUNTAIN (DEL)|VNDM|Wall Street Access|2160
IRM|IRON MOUNTAIN (DEL)|VSIN|Vision Financial Markets Llc|27
IRM|IRON MOUNTAIN (DEL)|WABR|Wall Street Access|21783
IRM|IRON MOUNTAIN (DEL)|WBLR|WILLIAM BLAIR|99791
IRM|IRON MOUNTAIN (DEL)|WBPX|SUMMIT SECURITIES GROUP, LLC|7138
IRM|IRON MOUNTAIN (DEL)|WCHV|WELLS FARGO SECURITIES, LLC|261430
IRM|IRON MOUNTAIN (DEL)|WDNX|WEEDEN & CO.L.P.|2786
IRM|IRON MOUNTAIN (DEL)|WEDB|WEDBUSH SECURITIES INC.|20889
IRM|IRON MOUNTAIN (DEL)|WEED|Weeden & Co.L.P.|5168
IRM|IRON MOUNTAIN (DEL)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38525
IRM|IRON MOUNTAIN (DEL)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38788
IRM|IRON MOUNTAIN (DEL)|WGIF|CIBC World Markets Inc.|4470
IRM|IRON MOUNTAIN (DEL)|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3042
IRM|IRON MOUNTAIN (DEL)|WSEA|WOLVERINE SECURITIES, LLC|19404
IRM|IRON MOUNTAIN (DEL)|XIST|INSTINET, LLC|207042
IRM|IRON MOUNTAIN (DEL)|XPQR|Jump Trading|3898
IRM|IRON MOUNTAIN (DEL)|XSTM|NATIONAL FINANCIAL SERVICES LLC|59488
IRM|IRON MOUNTAIN (DEL)|YKNA|COMHAR CAPITAL MARKETS, LLC|702
IRM|IRON MOUNTAIN (DEL)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|58000
IRMD|IRADIMED CP CM STK|APCC|Apex Clearing Corporation|17
IRMD|IRADIMED CP CM STK|BATM|CBOE TRADING, INC.|24
IRMD|IRADIMED CP CM STK|BAYC|BAY CREST PARTNERS, LLC|1404
IRMD|IRADIMED CP CM STK|BERN|Sanford C. Bernstein & Co., LLC|2300
IRMD|IRADIMED CP CM STK|BIDS|BIDS TRADING L.P.|18000
IRMD|IRADIMED CP CM STK|BIMI|Banca IMI Securities Corp.|400
IRMD|IRADIMED CP CM STK|BLKX|INSTINET, LLC|20000
IRMD|IRADIMED CP CM STK|BMOC|BMO Capital Markets Corp.|264
IRMD|IRADIMED CP CM STK|BNPX|BNP PARIBAS SECURITIES CORP.|274
IRMD|IRADIMED CP CM STK|BTIG|BTIG, LLC|3026
IRMD|IRADIMED CP CM STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12432
IRMD|IRADIMED CP CM STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1251
IRMD|IRADIMED CP CM STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4884
IRMD|IRADIMED CP CM STK|CTDL|Citadel Derivatives Group Llc|827
IRMD|IRADIMED CP CM STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
IRMD|IRADIMED CP CM STK|DBAB|Deutsche Bank Securities Inc.|43831
IRMD|IRADIMED CP CM STK|DBAX|Deutsche Bank Securities Inc.|700
IRMD|IRADIMED CP CM STK|DEGS|RONIN PROFESSIONAL LLC|1112
IRMD|IRADIMED CP CM STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
IRMD|IRADIMED CP CM STK|EBXL|EBX LLC|3800
IRMD|IRADIMED CP CM STK|EGXM|CBOE TRADING, INC.|118
IRMD|IRADIMED CP CM STK|EGXW|CBOE TRADING, INC.|1425
IRMD|IRADIMED CP CM STK|ETBE|Electronic Transaction Clearing, Inc.|5156
IRMD|IRADIMED CP CM STK|ETRS|E*Trade Securities LLC|4939
IRMD|IRADIMED CP CM STK|FBCO|Credit Suisse Securities (USA) LLC|25272
IRMD|IRADIMED CP CM STK|FILL|Tradestation Securities, Inc.|350
IRMD|IRADIMED CP CM STK|FOMA|TD AMERITRADE CLEARING, INC.|4516
IRMD|IRADIMED CP CM STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3261
IRMD|IRADIMED CP CM STK|FTBR|Foliofn Investments, Inc.|755
IRMD|IRADIMED CP CM STK|GEBB|GLOBAL EXECUTION BROKERS, LP|1692
IRMD|IRADIMED CP CM STK|GSCO|GOLDMAN SACHS & CO. LLC|131775
IRMD|IRADIMED CP CM STK|GSLT|GOLDMAN SACHS & CO. LLC|335
IRMD|IRADIMED CP CM STK|GTSZ|GTS SECURITIES LLC|2100
IRMD|IRADIMED CP CM STK|HRBF|American Enterprise Investment Services Inc.|285
IRMD|IRADIMED CP CM STK|IBKR|Interactive Brokers Llc|43442
IRMD|IRADIMED CP CM STK|ICBX|INSTINET, LLC|2500
IRMD|IRADIMED CP CM STK|IEQY|CITADEL SECURITIES LLC|455
IRMD|IRADIMED CP CM STK|INCA|INSTINET, LLC|13291
IRMD|IRADIMED CP CM STK|INJX|INSTINET, LLC|1100
IRMD|IRADIMED CP CM STK|ITGI|ITG Inc.|3968
IRMD|IRADIMED CP CM STK|ITGP|ITG INC.|55800
IRMD|IRADIMED CP CM STK|JEFF|JEFFERIES LLC|5226
IRMD|IRADIMED CP CM STK|JPMX|J.P. Morgan Securities LLC|8474
IRMD|IRADIMED CP CM STK|KCGM|VIRTU Americas LLC|407
IRMD|IRADIMED CP CM STK|LEHM|Barclays Capital Inc./Le|66898
IRMD|IRADIMED CP CM STK|LIME|Lime Brokerage LLC|27515
IRMD|IRADIMED CP CM STK|LMGP|LIME BROKERAGE LLC|2201
IRMD|IRADIMED CP CM STK|MAXM|Maxim Group LLC|144
IRMD|IRADIMED CP CM STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4632
IRMD|IRADIMED CP CM STK|MSCO|MORGAN STANLEY & CO. LLC|148578
IRMD|IRADIMED CP CM STK|MSPL|MORGAN STANLEY & CO. LLC|4400
IRMD|IRADIMED CP CM STK|MSTX|MORGAN STANLEY & CO. LLC|3000
IRMD|IRADIMED CP CM STK|NEUB|NEUBERGER BERMAN BD LLC|200
IRMD|IRADIMED CP CM STK|NFSC|National Financial Services LLC|27811
IRMD|IRADIMED CP CM STK|NITE|VIRTU Americas LLC|37190
IRMD|IRADIMED CP CM STK|NQRB|Brut, LLC|500
IRMD|IRADIMED CP CM STK|RAJA|Raymond James & Associates, Inc.|1706
IRMD|IRADIMED CP CM STK|RBCM|RBC CAPITAL MARKETS, LLC|200
IRMD|IRADIMED CP CM STK|ROTH|Roth Capital Partners, LLC|23953
IRMD|IRADIMED CP CM STK|SBSH|Citigroup Global Markets Inc.|18203
IRMD|IRADIMED CP CM STK|SGMT|GOLDMAN SACHS & CO. LLC|8338
IRMD|IRADIMED CP CM STK|SPDR|SPEEDROUTE LLC|200
IRMD|IRADIMED CP CM STK|SWIM|TD Ameritrade, Inc.|6046
IRMD|IRADIMED CP CM STK|TKNG|ALLY INVEST SECURITIES LLC|145
IRMD|IRADIMED CP CM STK|TRBT|Tradebot Systems, Inc.|2036
IRMD|IRADIMED CP CM STK|TRCM|TRC MARKETS LLC|10088
IRMD|IRADIMED CP CM STK|UBSA|UBS SECURITIES LLC|47804
IRMD|IRADIMED CP CM STK|UBSS|UBS Securities LLC|191442
IRMD|IRADIMED CP CM STK|VALX|VIRTU AMERICAS LLC|70
IRMD|IRADIMED CP CM STK|VGRD|Vanguard Marketing Corporation|156
IRMD|IRADIMED CP CM STK|WCHV|WELLS FARGO SECURITIES, LLC|9098
IRMD|IRADIMED CP CM STK|WSEA|WOLVERINE SECURITIES, LLC|82
IRMD|IRADIMED CP CM STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
IROQ|IF BANCORP, INC.|ALTX|Alternet Securities Inc.|100
IROQ|IF BANCORP, INC.|APCC|Apex Clearing Corporation|200
IROQ|IF BANCORP, INC.|BATM|CBOE TRADING, INC.|469
IROQ|IF BANCORP, INC.|BNKS|Fig Partners, LLC|23754
IROQ|IF BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
IROQ|IF BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2826
IROQ|IF BANCORP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1365
IROQ|IF BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|343
IROQ|IF BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|48
IROQ|IF BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|14
IROQ|IF BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|367
IROQ|IF BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|900
IROQ|IF BANCORP, INC.|DEGS|RONIN PROFESSIONAL LLC|4
IROQ|IF BANCORP, INC.|EBXL|EBX LLC|1100
IROQ|IF BANCORP, INC.|EGAW|CBOE TRADING, INC.|632
IROQ|IF BANCORP, INC.|ETBE|Electronic Transaction Clearing, Inc.|284
IROQ|IF BANCORP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
IROQ|IF BANCORP, INC.|ETRS|E*Trade Securities LLC|6367
IROQ|IF BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|2411
IROQ|IF BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|24752
IROQ|IF BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|260
IROQ|IF BANCORP, INC.|FTBR|Foliofn Investments, Inc.|100
IROQ|IF BANCORP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|919
IROQ|IF BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1557
IROQ|IF BANCORP, INC.|GTSZ|GTS SECURITIES LLC|400
IROQ|IF BANCORP, INC.|IBKR|Interactive Brokers Llc|6566
IROQ|IF BANCORP, INC.|ICBX|INSTINET, LLC|400
IROQ|IF BANCORP, INC.|INCA|INSTINET, LLC|17057
IROQ|IF BANCORP, INC.|INJX|INSTINET, LLC|300
IROQ|IF BANCORP, INC.|ITGI|ITG Inc.|121
IROQ|IF BANCORP, INC.|ITGP|ITG INC.|200
IROQ|IF BANCORP, INC.|KCGM|VIRTU Americas LLC|379
IROQ|IF BANCORP, INC.|LEHM|Barclays Capital Inc./Le|342
IROQ|IF BANCORP, INC.|LIME|Lime Brokerage LLC|7286
IROQ|IF BANCORP, INC.|LMGP|LIME BROKERAGE LLC|2901
IROQ|IF BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
IROQ|IF BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|4670
IROQ|IF BANCORP, INC.|NFSC|National Financial Services LLC|1469
IROQ|IF BANCORP, INC.|NITE|VIRTU Americas LLC|12296
IROQ|IF BANCORP, INC.|NORT|Northland Securities, Inc.|2
IROQ|IF BANCORP, INC.|PDQM|CODA MARKETS, INC.|1248
IROQ|IF BANCORP, INC.|RAJA|Raymond James & Associates, Inc.|999
IROQ|IF BANCORP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1000
IROQ|IF BANCORP, INC.|RGLD|Regal Securities, Inc|98
IROQ|IF BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|484
IROQ|IF BANCORP, INC.|SPDR|SPEEDROUTE LLC|500
IROQ|IF BANCORP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|410
IROQ|IF BANCORP, INC.|SWIM|TD Ameritrade, Inc.|1180
IROQ|IF BANCORP, INC.|TRCM|TRC MARKETS LLC|1656
IROQ|IF BANCORP, INC.|UBSA|UBS SECURITIES LLC|3461
IROQ|IF BANCORP, INC.|UBSS|UBS Securities LLC|4363
IROQ|IF BANCORP, INC.|VALX|VIRTU AMERICAS LLC|51
IROQ|IF BANCORP, INC.|VGRD|Vanguard Marketing Corporation|30
IROQ|IF BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1100
IROQ|IF BANCORP, INC.|WFPB|Wells Fargo Securities, LLC.|300
IROQ|IF BANCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
IRR|VOYA NATURAL RESOURC|ALTX|Alternet Securities Inc.|2300
IRR|VOYA NATURAL RESOURC|APCC|Apex Clearing Corporation|14
IRR|VOYA NATURAL RESOURC|BARD|Robert W. Baird & Co. Incorporated|9158
IRR|VOYA NATURAL RESOURC|BATM|CBOE TRADING, INC.|7
IRR|VOYA NATURAL RESOURC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1652
IRR|VOYA NATURAL RESOURC|BTIG|BTIG, LLC|7367
IRR|VOYA NATURAL RESOURC|CHAS|Charles Schwab & Co., Inc.|3
IRR|VOYA NATURAL RESOURC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2000
IRR|VOYA NATURAL RESOURC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
IRR|VOYA NATURAL RESOURC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4719
IRR|VOYA NATURAL RESOURC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
IRR|VOYA NATURAL RESOURC|DADA|D.A. Davidson & Co.|500
IRR|VOYA NATURAL RESOURC|DBAX|Deutsche Bank Securities Inc.|3100
IRR|VOYA NATURAL RESOURC|DEAN|MORGAN STANLEY|22189
IRR|VOYA NATURAL RESOURC|DEGS|RONIN PROFESSIONAL LLC|1200
IRR|VOYA NATURAL RESOURC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16578
IRR|VOYA NATURAL RESOURC|EBXL|EBX LLC|7500
IRR|VOYA NATURAL RESOURC|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
IRR|VOYA NATURAL RESOURC|EDJO|Edward D. Jones & Co., L.P.|2561
IRR|VOYA NATURAL RESOURC|EGAM|CBOE TRADING, INC.|3493
IRR|VOYA NATURAL RESOURC|EGMT|EG MARKET TECHNOLOGIES LLC|200
IRR|VOYA NATURAL RESOURC|EGXM|CBOE TRADING, INC.|247
IRR|VOYA NATURAL RESOURC|ESPO|ESPOSITO SECURITIES, LLC|21082
IRR|VOYA NATURAL RESOURC|ETBE|Electronic Transaction Clearing, Inc.|500
IRR|VOYA NATURAL RESOURC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
IRR|VOYA NATURAL RESOURC|ETRS|E*Trade Securities LLC|10246
IRR|VOYA NATURAL RESOURC|FILL|Tradestation Securities, Inc.|84
IRR|VOYA NATURAL RESOURC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5336
IRR|VOYA NATURAL RESOURC|FTBR|Foliofn Investments, Inc.|5706
IRR|VOYA NATURAL RESOURC|GLPX|ACS EXECUTION SERVICES, LLC|4340
IRR|VOYA NATURAL RESOURC|GSCO|GOLDMAN SACHS & CO. LLC|500
IRR|VOYA NATURAL RESOURC|GSCS|GOLDMAN SACHS & CO. LLC|600
IRR|VOYA NATURAL RESOURC|GTSZ|GTS SECURITIES LLC|300
IRR|VOYA NATURAL RESOURC|HRBF|American Enterprise Investment Services Inc.|115162
IRR|VOYA NATURAL RESOURC|IATS|INTERACTIVE BROKERS LLC|3586
IRR|VOYA NATURAL RESOURC|IBKR|Interactive Brokers Llc|11440
IRR|VOYA NATURAL RESOURC|ICBX|INSTINET, LLC|3097
IRR|VOYA NATURAL RESOURC|INCA|INSTINET, LLC|3280
IRR|VOYA NATURAL RESOURC|ITGI|ITG Inc.|1600
IRR|VOYA NATURAL RESOURC|ITGP|ITG INC.|4200
IRR|VOYA NATURAL RESOURC|JANY|Janney Montgomery Scott Inc.|2000
IRR|VOYA NATURAL RESOURC|JPMX|J.P. Morgan Securities LLC|3006
IRR|VOYA NATURAL RESOURC|KCGM|VIRTU Americas LLC|2578
IRR|VOYA NATURAL RESOURC|LEHM|Barclays Capital Inc./Le|1200
IRR|VOYA NATURAL RESOURC|LIME|Lime Brokerage LLC|334
IRR|VOYA NATURAL RESOURC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
IRR|VOYA NATURAL RESOURC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9700
IRR|VOYA NATURAL RESOURC|MSCO|MORGAN STANLEY & CO. LLC|63943
IRR|VOYA NATURAL RESOURC|MSPL|MORGAN STANLEY & CO. LLC|2300
IRR|VOYA NATURAL RESOURC|NBCS|NBC Securities, INC.|630
IRR|VOYA NATURAL RESOURC|NFSC|National Financial Services LLC|77237
IRR|VOYA NATURAL RESOURC|NITE|VIRTU Americas LLC|212049
IRR|VOYA NATURAL RESOURC|NQRB|Brut, LLC|5880
IRR|VOYA NATURAL RESOURC|OPCO|Oppenheimer & Co. Inc.|900
IRR|VOYA NATURAL RESOURC|PDQM|CODA MARKETS, INC.|8472
IRR|VOYA NATURAL RESOURC|PWJC|UBS Financial Services, Inc.|7190
IRR|VOYA NATURAL RESOURC|RBCM|RBC CAPITAL MARKETS, LLC|14839
IRR|VOYA NATURAL RESOURC|SBSH|Citigroup Global Markets Inc.|9125
IRR|VOYA NATURAL RESOURC|SGMT|GOLDMAN SACHS & CO. LLC|2500
IRR|VOYA NATURAL RESOURC|SPDR|SPEEDROUTE LLC|1100
IRR|VOYA NATURAL RESOURC|STFL|Stifel, Nicolaus & Company, Incorporated|1130
IRR|VOYA NATURAL RESOURC|SWIM|TD Ameritrade, Inc.|7796
IRR|VOYA NATURAL RESOURC|SWST|Hilltop Securities Inc.|3315
IRR|VOYA NATURAL RESOURC|TRBT|Tradebot Systems, Inc.|2366
IRR|VOYA NATURAL RESOURC|UBSA|UBS SECURITIES LLC|41178
IRR|VOYA NATURAL RESOURC|UBSS|UBS Securities LLC|61700
IRR|VOYA NATURAL RESOURC|VALX|VIRTU AMERICAS LLC|100
IRR|VOYA NATURAL RESOURC|VGRD|Vanguard Marketing Corporation|7125
IRR|VOYA NATURAL RESOURC|WCHV|WELLS FARGO SECURITIES, LLC|53906
IRR|VOYA NATURAL RESOURC|WEED|Weeden & Co.L.P.|4533
IRR|VOYA NATURAL RESOURC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32834
IRR|VOYA NATURAL RESOURC|WSEA|WOLVERINE SECURITIES, LLC|350
IRR|VOYA NATURAL RESOURC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
IRR|VOYA NATURAL RESOURC|YKNA|COMHAR CAPITAL MARKETS, LLC|500
IRR|VOYA NATURAL RESOURC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3715
IRS|I R S INVERSION Y|ALTX|Alternet Securities Inc.|1400
IRS|I R S INVERSION Y|APCC|Apex Clearing Corporation|584
IRS|I R S INVERSION Y|BATM|CBOE TRADING, INC.|600
IRS|I R S INVERSION Y|BAYT|BTIG, LLC|1100
IRS|I R S INVERSION Y|BERN|Sanford C. Bernstein & Co., LLC|1467
IRS|I R S INVERSION Y|BIDS|BIDS TRADING L.P.|600
IRS|I R S INVERSION Y|BKCM|BNY Mellon Capital Markets LLC|500
IRS|I R S INVERSION Y|BNKS|Fig Partners, LLC|63
IRS|I R S INVERSION Y|BYXM|CBOE TRADING, INC.|100
IRS|I R S INVERSION Y|BZYD|GOLDMAN SACHS & CO. LLC|400
IRS|I R S INVERSION Y|CANT|Cantor Fitzgerald & Co.|200
IRS|I R S INVERSION Y|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8242
IRS|I R S INVERSION Y|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3449
IRS|I R S INVERSION Y|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1525
IRS|I R S INVERSION Y|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40632
IRS|I R S INVERSION Y|CXCX|CITIGROUP GLOBAL MARKETS INC.|2886
IRS|I R S INVERSION Y|DBAB|Deutsche Bank Securities Inc.|6081
IRS|I R S INVERSION Y|DBAX|Deutsche Bank Securities Inc.|24300
IRS|I R S INVERSION Y|DEAN|MORGAN STANLEY|1200
IRS|I R S INVERSION Y|DEGS|RONIN PROFESSIONAL LLC|3930
IRS|I R S INVERSION Y|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7103
IRS|I R S INVERSION Y|EBXL|EBX LLC|27100
IRS|I R S INVERSION Y|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
IRS|I R S INVERSION Y|EGAM|CBOE TRADING, INC.|200
IRS|I R S INVERSION Y|EGAW|CBOE TRADING, INC.|39
IRS|I R S INVERSION Y|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|23
IRS|I R S INVERSION Y|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1678
IRS|I R S INVERSION Y|ETRS|E*Trade Securities LLC|2138
IRS|I R S INVERSION Y|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14162
IRS|I R S INVERSION Y|FTBR|Foliofn Investments, Inc.|45
IRS|I R S INVERSION Y|GLPX|ACS EXECUTION SERVICES, LLC|2625
IRS|I R S INVERSION Y|GSCO|GOLDMAN SACHS & CO. LLC|56806
IRS|I R S INVERSION Y|GSCS|GOLDMAN SACHS & CO. LLC|7000
IRS|I R S INVERSION Y|GSLT|GOLDMAN SACHS & CO. LLC|701
IRS|I R S INVERSION Y|GTSZ|GTS SECURITIES LLC|24218
IRS|I R S INVERSION Y|HRBF|American Enterprise Investment Services Inc.|600
IRS|I R S INVERSION Y|IATS|INTERACTIVE BROKERS LLC|16341
IRS|I R S INVERSION Y|IBKR|Interactive Brokers Llc|17629
IRS|I R S INVERSION Y|ICBX|INSTINET, LLC|20484
IRS|I R S INVERSION Y|INCA|INSTINET, LLC|16408
IRS|I R S INVERSION Y|INJX|INSTINET, LLC|14
IRS|I R S INVERSION Y|ITGI|ITG Inc.|33991
IRS|I R S INVERSION Y|ITGP|ITG INC.|414600
IRS|I R S INVERSION Y|JANY|Janney Montgomery Scott Inc.|23
IRS|I R S INVERSION Y|JEFF|JEFFERIES LLC|485
IRS|I R S INVERSION Y|JPBX|J.P. MORGAN SECURITIES LLC|634
IRS|I R S INVERSION Y|JPMX|J.P. Morgan Securities LLC|108147
IRS|I R S INVERSION Y|JSJX|JANE STREET CAPITAL LLC|100
IRS|I R S INVERSION Y|KCGM|VIRTU Americas LLC|21412
IRS|I R S INVERSION Y|LEHM|Barclays Capital Inc./Le|52601
IRS|I R S INVERSION Y|LIME|Lime Brokerage LLC|3501
IRS|I R S INVERSION Y|LQNA|LIQUIDNET, INC.|13000
IRS|I R S INVERSION Y|LQNB|LIQUIDNET, INC.|600
IRS|I R S INVERSION Y|LSCI|Lek Securities Corporation|41900
IRS|I R S INVERSION Y|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83356
IRS|I R S INVERSION Y|MSCO|MORGAN STANLEY & CO. LLC|53449
IRS|I R S INVERSION Y|MSPL|MORGAN STANLEY & CO. LLC|53300
IRS|I R S INVERSION Y|NFSC|National Financial Services LLC|24830
IRS|I R S INVERSION Y|NITE|VIRTU Americas LLC|106136
IRS|I R S INVERSION Y|NQRB|Brut, LLC|1000
IRS|I R S INVERSION Y|PDQM|CODA MARKETS, INC.|22378
IRS|I R S INVERSION Y|PWJC|UBS Financial Services, Inc.|3600
IRS|I R S INVERSION Y|RCSK|Ruane, Cunniff & Goldbarb LLC|13000
IRS|I R S INVERSION Y|SAGL|SAGETRADER, LLC|600
IRS|I R S INVERSION Y|SBSH|Citigroup Global Markets Inc.|424
IRS|I R S INVERSION Y|SGMT|GOLDMAN SACHS & CO. LLC|30279
IRS|I R S INVERSION Y|SPDR|SPEEDROUTE LLC|4831
IRS|I R S INVERSION Y|STFL|Stifel, Nicolaus & Company, Incorporated|180
IRS|I R S INVERSION Y|SWIM|TD Ameritrade, Inc.|7603
IRS|I R S INVERSION Y|TKNG|ALLY INVEST SECURITIES LLC|18
IRS|I R S INVERSION Y|TRBT|Tradebot Systems, Inc.|2278
IRS|I R S INVERSION Y|TRCM|TRC MARKETS LLC|100
IRS|I R S INVERSION Y|UBSS|UBS Securities LLC|39627
IRS|I R S INVERSION Y|VALX|VIRTU AMERICAS LLC|9615
IRS|I R S INVERSION Y|VGRD|Vanguard Marketing Corporation|6752
IRS|I R S INVERSION Y|WCHV|WELLS FARGO SECURITIES, LLC|1292
IRS|I R S INVERSION Y|WEED|Weeden & Co.L.P.|770
IRS|I R S INVERSION Y|WEXM|WOLVERINE EXECUTION SERVICES, LLC|381
IRS|I R S INVERSION Y|WSEA|WOLVERINE SECURITIES, LLC|52
IRS|I R S INVERSION Y|XIST|INSTINET, LLC|600
IRS|I R S INVERSION Y|XSTM|NATIONAL FINANCIAL SERVICES LLC|17836
IRS|I R S INVERSION Y|YKNA|COMHAR CAPITAL MARKETS, LLC|1751
IRS|I R S INVERSION Y|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
IRT|INDEPENDENCE REALTY|AGIS|Aegis Capital Corp.|3000
IRT|INDEPENDENCE REALTY|ALTX|Alternet Securities Inc.|2600
IRT|INDEPENDENCE REALTY|APCC|Apex Clearing Corporation|3678
IRT|INDEPENDENCE REALTY|BARD|Robert W. Baird & Co. Incorporated|210
IRT|INDEPENDENCE REALTY|BATM|CBOE TRADING, INC.|602
IRT|INDEPENDENCE REALTY|BAYC|BAY CREST PARTNERS, LLC|423
IRT|INDEPENDENCE REALTY|BBNT|BB&T SECURITIES, LLC|1772
IRT|INDEPENDENCE REALTY|BERN|Sanford C. Bernstein & Co., LLC|1900
IRT|INDEPENDENCE REALTY|BIDS|BIDS TRADING L.P.|2200
IRT|INDEPENDENCE REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14013
IRT|INDEPENDENCE REALTY|BNPX|BNP PARIBAS SECURITIES CORP.|32029
IRT|INDEPENDENCE REALTY|BRVL|BLAYLOCK VAN, LLC|300
IRT|INDEPENDENCE REALTY|BTIG|BTIG, LLC|100
IRT|INDEPENDENCE REALTY|BYXM|CBOE TRADING, INC.|340
IRT|INDEPENDENCE REALTY|BZYD|GOLDMAN SACHS & CO. LLC|9101
IRT|INDEPENDENCE REALTY|CANT|Cantor Fitzgerald & Co.|1438
IRT|INDEPENDENCE REALTY|CBLC|CITIGROUP GLOBAL MARKETS INC.|17400
IRT|INDEPENDENCE REALTY|CHAS|Charles Schwab & Co., Inc.|3067
IRT|INDEPENDENCE REALTY|CMPT|Compass Point Research & Trading, LLC|4700
IRT|INDEPENDENCE REALTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24956
IRT|INDEPENDENCE REALTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|767
IRT|INDEPENDENCE REALTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2160
IRT|INDEPENDENCE REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184164
IRT|INDEPENDENCE REALTY|CTDL|Citadel Derivatives Group Llc|10727
IRT|INDEPENDENCE REALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|51040
IRT|INDEPENDENCE REALTY|DAVA|Davenport & Company LLC|2000
IRT|INDEPENDENCE REALTY|DBAB|Deutsche Bank Securities Inc.|64980
IRT|INDEPENDENCE REALTY|DBAX|Deutsche Bank Securities Inc.|151600
IRT|INDEPENDENCE REALTY|DBUL|Deutsche Bank Securities Inc.|500
IRT|INDEPENDENCE REALTY|DEAN|MORGAN STANLEY|1645
IRT|INDEPENDENCE REALTY|DEGS|RONIN PROFESSIONAL LLC|654
IRT|INDEPENDENCE REALTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2995
IRT|INDEPENDENCE REALTY|EBXL|EBX LLC|86700
IRT|INDEPENDENCE REALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|17000
IRT|INDEPENDENCE REALTY|EDJO|Edward D. Jones & Co., L.P.|2300
IRT|INDEPENDENCE REALTY|EGAM|CBOE TRADING, INC.|1650
IRT|INDEPENDENCE REALTY|EGXM|CBOE TRADING, INC.|2000
IRT|INDEPENDENCE REALTY|ETBE|Electronic Transaction Clearing, Inc.|2115
IRT|INDEPENDENCE REALTY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
IRT|INDEPENDENCE REALTY|ETRS|E*Trade Securities LLC|31309
IRT|INDEPENDENCE REALTY|FILL|Tradestation Securities, Inc.|2200
IRT|INDEPENDENCE REALTY|FMAF|NBCN Inc./ CDS|3521
IRT|INDEPENDENCE REALTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|651
IRT|INDEPENDENCE REALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|266231
IRT|INDEPENDENCE REALTY|FTBR|Foliofn Investments, Inc.|1565
IRT|INDEPENDENCE REALTY|GEBB|GLOBAL EXECUTION BROKERS, LP|600
IRT|INDEPENDENCE REALTY|GLPX|ACS EXECUTION SERVICES, LLC|2093
IRT|INDEPENDENCE REALTY|GNAV|GREEN STREET TRADING, LLC|540
IRT|INDEPENDENCE REALTY|GSCO|GOLDMAN SACHS & CO. LLC|1077229
IRT|INDEPENDENCE REALTY|GSCS|GOLDMAN SACHS & CO. LLC|1800
IRT|INDEPENDENCE REALTY|GSLT|GOLDMAN SACHS & CO. LLC|900
IRT|INDEPENDENCE REALTY|GTSZ|GTS SECURITIES LLC|45625
IRT|INDEPENDENCE REALTY|HAPX|HAP Trading, LLC|100
IRT|INDEPENDENCE REALTY|HRBF|American Enterprise Investment Services Inc.|2430
IRT|INDEPENDENCE REALTY|HSBC|HSBC Securities, Inc.|2200
IRT|INDEPENDENCE REALTY|IATS|INTERACTIVE BROKERS LLC|9119
IRT|INDEPENDENCE REALTY|IBKR|Interactive Brokers Llc|14915
IRT|INDEPENDENCE REALTY|IBSJ|Integrity Brokerage Services, Inc.|804
IRT|INDEPENDENCE REALTY|ICBX|INSTINET, LLC|88464
IRT|INDEPENDENCE REALTY|IEQY|CITADEL SECURITIES LLC|28258
IRT|INDEPENDENCE REALTY|INCA|INSTINET, LLC|126147
IRT|INDEPENDENCE REALTY|INJX|INSTINET, LLC|800
IRT|INDEPENDENCE REALTY|ITGI|ITG Inc.|37989
IRT|INDEPENDENCE REALTY|ITGP|ITG INC.|118600
IRT|INDEPENDENCE REALTY|JANY|Janney Montgomery Scott Inc.|11650
IRT|INDEPENDENCE REALTY|JEFF|JEFFERIES LLC|70609
IRT|INDEPENDENCE REALTY|JMPT|JUMP TRADING, LLC|14892
IRT|INDEPENDENCE REALTY|JPBX|J.P. MORGAN SECURITIES LLC|58101
IRT|INDEPENDENCE REALTY|JPMX|J.P. Morgan Securities LLC|310860
IRT|INDEPENDENCE REALTY|JSJX|JANE STREET CAPITAL LLC|1646
IRT|INDEPENDENCE REALTY|KCGM|VIRTU Americas LLC|27180
IRT|INDEPENDENCE REALTY|LEHM|Barclays Capital Inc./Le|425462
IRT|INDEPENDENCE REALTY|LIME|Lime Brokerage LLC|22189
IRT|INDEPENDENCE REALTY|LOOP|Loop Capital Markets LLC|100
IRT|INDEPENDENCE REALTY|LQNA|LIQUIDNET, INC.|22200
IRT|INDEPENDENCE REALTY|LSCI|Lek Securities Corporation|42
IRT|INDEPENDENCE REALTY|LTCO|Ladenburg, Thalmann & Co., Inc.|69756
IRT|INDEPENDENCE REALTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
IRT|INDEPENDENCE REALTY|MAXM|Maxim Group LLC|59
IRT|INDEPENDENCE REALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158094
IRT|INDEPENDENCE REALTY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
IRT|INDEPENDENCE REALTY|MOTF|MOTIF INVESTING, INC.|64
IRT|INDEPENDENCE REALTY|MSCO|MORGAN STANLEY & CO. LLC|443782
IRT|INDEPENDENCE REALTY|MSPL|MORGAN STANLEY & CO. LLC|271200
IRT|INDEPENDENCE REALTY|MSTX|MORGAN STANLEY & CO. LLC|124600
IRT|INDEPENDENCE REALTY|NFSC|National Financial Services LLC|146463
IRT|INDEPENDENCE REALTY|NITE|VIRTU Americas LLC|292307
IRT|INDEPENDENCE REALTY|NITP|VIRTU Americas LLC|700
IRT|INDEPENDENCE REALTY|NQRB|Brut, LLC|11000
IRT|INDEPENDENCE REALTY|NTRC|Northern Trust Securities, Inc.|4052
IRT|INDEPENDENCE REALTY|OPCO|Oppenheimer & Co. Inc.|2565
IRT|INDEPENDENCE REALTY|PDQM|CODA MARKETS, INC.|2814
IRT|INDEPENDENCE REALTY|PWJC|UBS Financial Services, Inc.|1000
IRT|INDEPENDENCE REALTY|QMSR|QUATTRO M SECURITIES INC.|18860
IRT|INDEPENDENCE REALTY|RBCM|RBC CAPITAL MARKETS, LLC|5657
IRT|INDEPENDENCE REALTY|SBSH|Citigroup Global Markets Inc.|110368
IRT|INDEPENDENCE REALTY|SEIC|SEI Investments Distribution Co.|100
IRT|INDEPENDENCE REALTY|SGMT|GOLDMAN SACHS & CO. LLC|104118
IRT|INDEPENDENCE REALTY|SPDR|SPEEDROUTE LLC|800
IRT|INDEPENDENCE REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|35952
IRT|INDEPENDENCE REALTY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4939
IRT|INDEPENDENCE REALTY|SWIM|TD Ameritrade, Inc.|16706
IRT|INDEPENDENCE REALTY|SWST|Hilltop Securities Inc.|3440
IRT|INDEPENDENCE REALTY|TKNG|ALLY INVEST SECURITIES LLC|3581
IRT|INDEPENDENCE REALTY|TRBT|Tradebot Systems, Inc.|73728
IRT|INDEPENDENCE REALTY|TRCM|TRC MARKETS LLC|16445
IRT|INDEPENDENCE REALTY|UBSA|UBS SECURITIES LLC|562441
IRT|INDEPENDENCE REALTY|UBSS|UBS Securities LLC|444316
IRT|INDEPENDENCE REALTY|VALX|VIRTU AMERICAS LLC|53702
IRT|INDEPENDENCE REALTY|VGRD|Vanguard Marketing Corporation|85241
IRT|INDEPENDENCE REALTY|VNDM|Wall Street Access|1500
IRT|INDEPENDENCE REALTY|WBLR|WILLIAM BLAIR|3600
IRT|INDEPENDENCE REALTY|WBPX|SUMMIT SECURITIES GROUP, LLC|898
IRT|INDEPENDENCE REALTY|WCHV|WELLS FARGO SECURITIES, LLC|100098
IRT|INDEPENDENCE REALTY|WDNX|WEEDEN & CO.L.P.|12652
IRT|INDEPENDENCE REALTY|WEDB|WEDBUSH SECURITIES INC.|5188
IRT|INDEPENDENCE REALTY|WEED|Weeden & Co.L.P.|6272
IRT|INDEPENDENCE REALTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4038
IRT|INDEPENDENCE REALTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6293
IRT|INDEPENDENCE REALTY|WGIF|CIBC World Markets Inc.|1966
IRT|INDEPENDENCE REALTY|WSEA|WOLVERINE SECURITIES, LLC|2770
IRT|INDEPENDENCE REALTY|XIST|INSTINET, LLC|50800
IRT|INDEPENDENCE REALTY|XPQR|Jump Trading|300
IRT|INDEPENDENCE REALTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|16800
IRT|INDEPENDENCE REALTY|YKNA|COMHAR CAPITAL MARKETS, LLC|99
IRT|INDEPENDENCE REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14332
IRTC|IRHYTHM TECH CM|ADAM|CANACCORD GENUITY INC.|1359
IRTC|IRHYTHM TECH CM|ALTX|Alternet Securities Inc.|10436
IRTC|IRHYTHM TECH CM|ANOS|ABEL/NOSER, L.L.C.|125
IRTC|IRHYTHM TECH CM|APCC|Apex Clearing Corporation|97
IRTC|IRHYTHM TECH CM|AQUA|AQUA SECURITIES L.P.|6500
IRTC|IRHYTHM TECH CM|BATM|CBOE TRADING, INC.|4002
IRTC|IRHYTHM TECH CM|BERN|Sanford C. Bernstein & Co., LLC|73985
IRTC|IRHYTHM TECH CM|BIDS|BIDS TRADING L.P.|43300
IRTC|IRHYTHM TECH CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|486
IRTC|IRHYTHM TECH CM|BLKX|INSTINET, LLC|20000
IRTC|IRHYTHM TECH CM|BMOC|BMO Capital Markets Corp.|2994
IRTC|IRHYTHM TECH CM|BNPX|BNP PARIBAS SECURITIES CORP.|1702
IRTC|IRHYTHM TECH CM|BTIG|BTIG, LLC|28014
IRTC|IRHYTHM TECH CM|BYXM|CBOE TRADING, INC.|931
IRTC|IRHYTHM TECH CM|BZYD|GOLDMAN SACHS & CO. LLC|2203
IRTC|IRHYTHM TECH CM|CANT|Cantor Fitzgerald & Co.|21
IRTC|IRHYTHM TECH CM|CICF|Canaccord Genuity Corp.|600
IRTC|IRHYTHM TECH CM|CIST|Capital Institutional Services, Inc.|6000
IRTC|IRHYTHM TECH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87045
IRTC|IRHYTHM TECH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13936
IRTC|IRHYTHM TECH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|417
IRTC|IRHYTHM TECH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151913
IRTC|IRHYTHM TECH CM|CTDL|Citadel Derivatives Group Llc|5741
IRTC|IRHYTHM TECH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|52588
IRTC|IRHYTHM TECH CM|DBAB|Deutsche Bank Securities Inc.|309136
IRTC|IRHYTHM TECH CM|DBAX|Deutsche Bank Securities Inc.|132200
IRTC|IRHYTHM TECH CM|DBUL|Deutsche Bank Securities Inc.|500
IRTC|IRHYTHM TECH CM|DCHF|Dart Executions, LLC|160
IRTC|IRHYTHM TECH CM|DEAN|MORGAN STANLEY|1476
IRTC|IRHYTHM TECH CM|DEGS|RONIN PROFESSIONAL LLC|7342
IRTC|IRHYTHM TECH CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
IRTC|IRHYTHM TECH CM|EBXL|EBX LLC|140100
IRTC|IRHYTHM TECH CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|13294
IRTC|IRHYTHM TECH CM|EDJC|Edward Jones / CDS|400
IRTC|IRHYTHM TECH CM|EDJO|Edward D. Jones & Co., L.P.|253
IRTC|IRHYTHM TECH CM|EGAM|CBOE TRADING, INC.|7140
IRTC|IRHYTHM TECH CM|EGMT|EG MARKET TECHNOLOGIES LLC|1612
IRTC|IRHYTHM TECH CM|EGXM|CBOE TRADING, INC.|1238
IRTC|IRHYTHM TECH CM|EGXW|CBOE TRADING, INC.|100
IRTC|IRHYTHM TECH CM|ETBE|Electronic Transaction Clearing, Inc.|12497
IRTC|IRHYTHM TECH CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|42798
IRTC|IRHYTHM TECH CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|117
IRTC|IRHYTHM TECH CM|ETRS|E*Trade Securities LLC|54162
IRTC|IRHYTHM TECH CM|FBCO|Credit Suisse Securities (USA) LLC|240371
IRTC|IRHYTHM TECH CM|FBSB|U.S. Bancorp Investments, Inc.|33
IRTC|IRHYTHM TECH CM|FILL|Tradestation Securities, Inc.|2536
IRTC|IRHYTHM TECH CM|FMAF|NBCN Inc./ CDS|2080
IRTC|IRHYTHM TECH CM|FOMA|TD AMERITRADE CLEARING, INC.|140755
IRTC|IRHYTHM TECH CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7390
IRTC|IRHYTHM TECH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99877
IRTC|IRHYTHM TECH CM|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|800
IRTC|IRHYTHM TECH CM|FTBR|Foliofn Investments, Inc.|257
IRTC|IRHYTHM TECH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|20361
IRTC|IRHYTHM TECH CM|GLPX|ACS EXECUTION SERVICES, LLC|36580
IRTC|IRHYTHM TECH CM|GSCO|GOLDMAN SACHS & CO. LLC|587741
IRTC|IRHYTHM TECH CM|GSCS|GOLDMAN SACHS & CO. LLC|19934
IRTC|IRHYTHM TECH CM|GSLT|GOLDMAN SACHS & CO. LLC|1290
IRTC|IRHYTHM TECH CM|GTSZ|GTS SECURITIES LLC|58168
IRTC|IRHYTHM TECH CM|GUGS|Guggenheim Securities, LLC|17900
IRTC|IRHYTHM TECH CM|HRBF|American Enterprise Investment Services Inc.|130
IRTC|IRHYTHM TECH CM|IATS|INTERACTIVE BROKERS LLC|12036
IRTC|IRHYTHM TECH CM|IBKR|Interactive Brokers Llc|99466
IRTC|IRHYTHM TECH CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15
IRTC|IRHYTHM TECH CM|ICBX|INSTINET, LLC|11904
IRTC|IRHYTHM TECH CM|IEQY|CITADEL SECURITIES LLC|34654
IRTC|IRHYTHM TECH CM|INCA|INSTINET, LLC|171876
IRTC|IRHYTHM TECH CM|INJX|INSTINET, LLC|20007
IRTC|IRHYTHM TECH CM|ITGI|ITG Inc.|26628
IRTC|IRHYTHM TECH CM|ITGP|ITG INC.|106200
IRTC|IRHYTHM TECH CM|JEFF|JEFFERIES LLC|154000
IRTC|IRHYTHM TECH CM|JMPT|JUMP TRADING, LLC|43029
IRTC|IRHYTHM TECH CM|JONE|JonesTrading|297
IRTC|IRHYTHM TECH CM|JPBX|J.P. MORGAN SECURITIES LLC|8331
IRTC|IRHYTHM TECH CM|JPMX|J.P. Morgan Securities LLC|279119
IRTC|IRHYTHM TECH CM|JSJX|JANE STREET CAPITAL LLC|5615
IRTC|IRHYTHM TECH CM|KCGM|VIRTU Americas LLC|20415
IRTC|IRHYTHM TECH CM|LEHM|Barclays Capital Inc./Le|583939
IRTC|IRHYTHM TECH CM|LIME|Lime Brokerage LLC|83127
IRTC|IRHYTHM TECH CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|35800
IRTC|IRHYTHM TECH CM|LOOP|Loop Capital Markets LLC|5000
IRTC|IRHYTHM TECH CM|LQNA|LIQUIDNET, INC.|28300
IRTC|IRHYTHM TECH CM|LQNB|LIQUIDNET, INC.|20000
IRTC|IRHYTHM TECH CM|LSCI|Lek Securities Corporation|11
IRTC|IRHYTHM TECH CM|MAXM|Maxim Group LLC|2278
IRTC|IRHYTHM TECH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61520
IRTC|IRHYTHM TECH CM|MOTF|MOTIF INVESTING, INC.|3
IRTC|IRHYTHM TECH CM|MSCO|MORGAN STANLEY & CO. LLC|982782
IRTC|IRHYTHM TECH CM|MSPL|MORGAN STANLEY & CO. LLC|198000
IRTC|IRHYTHM TECH CM|MSTX|MORGAN STANLEY & CO. LLC|39000
IRTC|IRHYTHM TECH CM|NFSC|National Financial Services LLC|25714
IRTC|IRHYTHM TECH CM|NITE|VIRTU Americas LLC|187896
IRTC|IRHYTHM TECH CM|NITP|VIRTU Americas LLC|1900
IRTC|IRHYTHM TECH CM|NQRB|Brut, LLC|2274
IRTC|IRHYTHM TECH CM|NTRC|Northern Trust Securities, Inc.|14
IRTC|IRHYTHM TECH CM|PDQM|CODA MARKETS, INC.|82876
IRTC|IRHYTHM TECH CM|PIPR|Piper Jaffray & Co.|6815
IRTC|IRHYTHM TECH CM|PNSR|Penserra Securities, LLC|2769
IRTC|IRHYTHM TECH CM|RAJA|Raymond James & Associates, Inc.|2455
IRTC|IRHYTHM TECH CM|RBCM|RBC CAPITAL MARKETS, LLC|3487
IRTC|IRHYTHM TECH CM|SAGL|SAGETRADER, LLC|6305
IRTC|IRHYTHM TECH CM|SBSH|Citigroup Global Markets Inc.|125991
IRTC|IRHYTHM TECH CM|SGMT|GOLDMAN SACHS & CO. LLC|43948
IRTC|IRHYTHM TECH CM|SPDR|SPEEDROUTE LLC|19008
IRTC|IRHYTHM TECH CM|SPTD|MINT GLOBAL MARKETS, INC.|21108
IRTC|IRHYTHM TECH CM|STFL|Stifel, Nicolaus & Company, Incorporated|3450
IRTC|IRHYTHM TECH CM|STKP|STOCKPILE INVESTMENTS, INC.|12
IRTC|IRHYTHM TECH CM|SWIM|TD Ameritrade, Inc.|8861
IRTC|IRHYTHM TECH CM|TKNG|ALLY INVEST SECURITIES LLC|115
IRTC|IRHYTHM TECH CM|TRBT|Tradebot Systems, Inc.|103531
IRTC|IRHYTHM TECH CM|TRCM|TRC MARKETS LLC|92407
IRTC|IRHYTHM TECH CM|TWTT|TASTYWORKS, INC.|40
IRTC|IRHYTHM TECH CM|UBSA|UBS SECURITIES LLC|322069
IRTC|IRHYTHM TECH CM|UBSS|UBS Securities LLC|931416
IRTC|IRHYTHM TECH CM|VALX|VIRTU AMERICAS LLC|9126
IRTC|IRHYTHM TECH CM|VGRD|Vanguard Marketing Corporation|1985
IRTC|IRHYTHM TECH CM|WABR|Wall Street Access|3400
IRTC|IRHYTHM TECH CM|WBLR|WILLIAM BLAIR|4700
IRTC|IRHYTHM TECH CM|WCHV|WELLS FARGO SECURITIES, LLC|35230
IRTC|IRHYTHM TECH CM|WDNX|WEEDEN & CO.L.P.|406
IRTC|IRHYTHM TECH CM|WEED|Weeden & Co.L.P.|1188
IRTC|IRHYTHM TECH CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|725
IRTC|IRHYTHM TECH CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5180
IRTC|IRHYTHM TECH CM|WFPB|Wells Fargo Securities, LLC.|252
IRTC|IRHYTHM TECH CM|WGIF|CIBC World Markets Inc.|1619
IRTC|IRHYTHM TECH CM|WSEA|WOLVERINE SECURITIES, LLC|479
IRTC|IRHYTHM TECH CM|XIST|INSTINET, LLC|3800
IRTC|IRHYTHM TECH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|34142
IRTC|IRHYTHM TECH CM|YKNA|COMHAR CAPITAL MARKETS, LLC|12784
IRTC|IRHYTHM TECH CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|430
IRWD|IRONWOOD PHARMACEUTI|ALTX|Alternet Securities Inc.|11632
IRWD|IRONWOOD PHARMACEUTI|ANOS|ABEL/NOSER, L.L.C.|170
IRWD|IRONWOOD PHARMACEUTI|APCC|Apex Clearing Corporation|3581
IRWD|IRONWOOD PHARMACEUTI|AQUA|AQUA SECURITIES L.P.|35200
IRWD|IRONWOOD PHARMACEUTI|BATM|CBOE TRADING, INC.|5460
IRWD|IRONWOOD PHARMACEUTI|BERN|Sanford C. Bernstein & Co., LLC|2606
IRWD|IRONWOOD PHARMACEUTI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|409
IRWD|IRONWOOD PHARMACEUTI|BLKX|INSTINET, LLC|197000
IRWD|IRONWOOD PHARMACEUTI|BMOC|BMO Capital Markets Corp.|23494
IRWD|IRONWOOD PHARMACEUTI|BNPX|BNP PARIBAS SECURITIES CORP.|49155
IRWD|IRONWOOD PHARMACEUTI|BTIG|BTIG, LLC|5068041
IRWD|IRONWOOD PHARMACEUTI|BYXM|CBOE TRADING, INC.|4244
IRWD|IRONWOOD PHARMACEUTI|CANT|Cantor Fitzgerald & Co.|100
IRWD|IRONWOOD PHARMACEUTI|CHAS|Charles Schwab & Co., Inc.|1100
IRWD|IRONWOOD PHARMACEUTI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130747
IRWD|IRONWOOD PHARMACEUTI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
IRWD|IRONWOOD PHARMACEUTI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IRWD|IRONWOOD PHARMACEUTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|689032
IRWD|IRONWOOD PHARMACEUTI|CTDL|Citadel Derivatives Group Llc|37828
IRWD|IRONWOOD PHARMACEUTI|CXCX|CITIGROUP GLOBAL MARKETS INC.|88584
IRWD|IRONWOOD PHARMACEUTI|DBAB|Deutsche Bank Securities Inc.|822693
IRWD|IRONWOOD PHARMACEUTI|DBAX|Deutsche Bank Securities Inc.|252200
IRWD|IRONWOOD PHARMACEUTI|DBUL|Deutsche Bank Securities Inc.|178
IRWD|IRONWOOD PHARMACEUTI|DEAN|MORGAN STANLEY|9826
IRWD|IRONWOOD PHARMACEUTI|DEGS|RONIN PROFESSIONAL LLC|2703
IRWD|IRONWOOD PHARMACEUTI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9415
IRWD|IRONWOOD PHARMACEUTI|EBXL|EBX LLC|230400
IRWD|IRONWOOD PHARMACEUTI|ECUT|CONVERGEX EXECUTION SOLUTIONS|551
IRWD|IRONWOOD PHARMACEUTI|EGAM|CBOE TRADING, INC.|31138
IRWD|IRONWOOD PHARMACEUTI|EGMT|EG MARKET TECHNOLOGIES LLC|400
IRWD|IRONWOOD PHARMACEUTI|EGXM|CBOE TRADING, INC.|17023
IRWD|IRONWOOD PHARMACEUTI|ETBE|Electronic Transaction Clearing, Inc.|17643
IRWD|IRONWOOD PHARMACEUTI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10311
IRWD|IRONWOOD PHARMACEUTI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22036
IRWD|IRONWOOD PHARMACEUTI|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|6
IRWD|IRONWOOD PHARMACEUTI|ETRS|E*Trade Securities LLC|108438
IRWD|IRONWOOD PHARMACEUTI|FBCO|Credit Suisse Securities (USA) LLC|1464875
IRWD|IRONWOOD PHARMACEUTI|FILL|Tradestation Securities, Inc.|675
IRWD|IRONWOOD PHARMACEUTI|FOMA|TD AMERITRADE CLEARING, INC.|49594
IRWD|IRONWOOD PHARMACEUTI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4538
IRWD|IRONWOOD PHARMACEUTI|FQLS|Quantlab Securities LP|316264
IRWD|IRONWOOD PHARMACEUTI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|196792
IRWD|IRONWOOD PHARMACEUTI|FTBR|Foliofn Investments, Inc.|75
IRWD|IRONWOOD PHARMACEUTI|GEBB|GLOBAL EXECUTION BROKERS, LP|84139
IRWD|IRONWOOD PHARMACEUTI|GLPX|ACS EXECUTION SERVICES, LLC|49698
IRWD|IRONWOOD PHARMACEUTI|GSCO|GOLDMAN SACHS & CO. LLC|2225133
IRWD|IRONWOOD PHARMACEUTI|GSCS|GOLDMAN SACHS & CO. LLC|59477
IRWD|IRONWOOD PHARMACEUTI|GSLT|GOLDMAN SACHS & CO. LLC|14147
IRWD|IRONWOOD PHARMACEUTI|GTSZ|GTS SECURITIES LLC|69987
IRWD|IRONWOOD PHARMACEUTI|HAPX|HAP Trading, LLC|10611
IRWD|IRONWOOD PHARMACEUTI|HRBF|American Enterprise Investment Services Inc.|459
IRWD|IRONWOOD PHARMACEUTI|HSBC|HSBC Securities, Inc.|122000
IRWD|IRONWOOD PHARMACEUTI|IATS|INTERACTIVE BROKERS LLC|5222
IRWD|IRONWOOD PHARMACEUTI|IBKR|Interactive Brokers Llc|42666
IRWD|IRONWOOD PHARMACEUTI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|48
IRWD|IRONWOOD PHARMACEUTI|ICBX|INSTINET, LLC|32546
IRWD|IRONWOOD PHARMACEUTI|IEQY|CITADEL SECURITIES LLC|387263
IRWD|IRONWOOD PHARMACEUTI|INCA|INSTINET, LLC|442553
IRWD|IRONWOOD PHARMACEUTI|INJX|INSTINET, LLC|47053
IRWD|IRONWOOD PHARMACEUTI|ITGI|ITG Inc.|55019
IRWD|IRONWOOD PHARMACEUTI|ITGP|ITG INC.|117800
IRWD|IRONWOOD PHARMACEUTI|JEFF|JEFFERIES LLC|1212330
IRWD|IRONWOOD PHARMACEUTI|JMPT|JUMP TRADING, LLC|163988
IRWD|IRONWOOD PHARMACEUTI|JONE|JonesTrading|209177
IRWD|IRONWOOD PHARMACEUTI|JPBX|J.P. MORGAN SECURITIES LLC|49222
IRWD|IRONWOOD PHARMACEUTI|JPMX|J.P. Morgan Securities LLC|405811
IRWD|IRONWOOD PHARMACEUTI|JSJX|JANE STREET CAPITAL LLC|24207
IRWD|IRONWOOD PHARMACEUTI|JSSF|JMP Securities LLC|15
IRWD|IRONWOOD PHARMACEUTI|KCGM|VIRTU Americas LLC|70504
IRWD|IRONWOOD PHARMACEUTI|LEER|LEERINK PARTNERS LLC|75907
IRWD|IRONWOOD PHARMACEUTI|LEHM|Barclays Capital Inc./Le|1009076
IRWD|IRONWOOD PHARMACEUTI|LIME|Lime Brokerage LLC|251033
IRWD|IRONWOOD PHARMACEUTI|LMGP|LIME BROKERAGE LLC|4538
IRWD|IRONWOOD PHARMACEUTI|LMNX|LUMINEX TRADING & ANALYTICS LLC|81800
IRWD|IRONWOOD PHARMACEUTI|LOOP|Loop Capital Markets LLC|4614
IRWD|IRONWOOD PHARMACEUTI|LQNA|LIQUIDNET, INC.|200600
IRWD|IRONWOOD PHARMACEUTI|LSCI|Lek Securities Corporation|87
IRWD|IRONWOOD PHARMACEUTI|MACQ|Macquarie Capital (USA) Inc.|1827
IRWD|IRONWOOD PHARMACEUTI|MAXM|Maxim Group LLC|28714
IRWD|IRONWOOD PHARMACEUTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|297629
IRWD|IRONWOOD PHARMACEUTI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
IRWD|IRONWOOD PHARMACEUTI|MPSG|E D & F Man Capital Markets Inc.|31629
IRWD|IRONWOOD PHARMACEUTI|MSCO|MORGAN STANLEY & CO. LLC|3748616
IRWD|IRONWOOD PHARMACEUTI|MSPL|MORGAN STANLEY & CO. LLC|378800
IRWD|IRONWOOD PHARMACEUTI|MSTX|MORGAN STANLEY & CO. LLC|200100
IRWD|IRONWOOD PHARMACEUTI|MZHO|Mizuho Securities USA LLC|63000
IRWD|IRONWOOD PHARMACEUTI|NFSC|National Financial Services LLC|68903
IRWD|IRONWOOD PHARMACEUTI|NITE|VIRTU Americas LLC|290149
IRWD|IRONWOOD PHARMACEUTI|NITP|VIRTU Americas LLC|21491
IRWD|IRONWOOD PHARMACEUTI|NMRA|Nomura Securities International, Inc.|34800
IRWD|IRONWOOD PHARMACEUTI|NQRB|Brut, LLC|82370
IRWD|IRONWOOD PHARMACEUTI|OPCO|Oppenheimer & Co. Inc.|1153
IRWD|IRONWOOD PHARMACEUTI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1312
IRWD|IRONWOOD PHARMACEUTI|PDQM|CODA MARKETS, INC.|37973
IRWD|IRONWOOD PHARMACEUTI|PWJC|UBS Financial Services, Inc.|55
IRWD|IRONWOOD PHARMACEUTI|RAJA|Raymond James & Associates, Inc.|1016
IRWD|IRONWOOD PHARMACEUTI|RBCM|RBC CAPITAL MARKETS, LLC|807
IRWD|IRONWOOD PHARMACEUTI|SAGL|SAGETRADER, LLC|26700
IRWD|IRONWOOD PHARMACEUTI|SAGW|SAGETRADER, LLC|374
IRWD|IRONWOOD PHARMACEUTI|SBSH|Citigroup Global Markets Inc.|565374
IRWD|IRONWOOD PHARMACEUTI|SGMT|GOLDMAN SACHS & CO. LLC|102544
IRWD|IRONWOOD PHARMACEUTI|SPDR|SPEEDROUTE LLC|2500
IRWD|IRONWOOD PHARMACEUTI|STFL|Stifel, Nicolaus & Company, Incorporated|300
IRWD|IRONWOOD PHARMACEUTI|STKP|STOCKPILE INVESTMENTS, INC.|40
IRWD|IRONWOOD PHARMACEUTI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
IRWD|IRONWOOD PHARMACEUTI|SWIM|TD Ameritrade, Inc.|19659
IRWD|IRONWOOD PHARMACEUTI|TKNG|ALLY INVEST SECURITIES LLC|10
IRWD|IRONWOOD PHARMACEUTI|TRBT|Tradebot Systems, Inc.|569054
IRWD|IRONWOOD PHARMACEUTI|TRCM|TRC MARKETS LLC|125743
IRWD|IRONWOOD PHARMACEUTI|TWTT|TASTYWORKS, INC.|100
IRWD|IRONWOOD PHARMACEUTI|UBSA|UBS SECURITIES LLC|862066
IRWD|IRONWOOD PHARMACEUTI|UBSS|UBS Securities LLC|1920526
IRWD|IRONWOOD PHARMACEUTI|VALX|VIRTU AMERICAS LLC|161035
IRWD|IRONWOOD PHARMACEUTI|VGRD|Vanguard Marketing Corporation|7900
IRWD|IRONWOOD PHARMACEUTI|WBPX|SUMMIT SECURITIES GROUP, LLC|200
IRWD|IRONWOOD PHARMACEUTI|WCHV|WELLS FARGO SECURITIES, LLC|72934
IRWD|IRONWOOD PHARMACEUTI|WEDB|WEDBUSH SECURITIES INC.|400
IRWD|IRONWOOD PHARMACEUTI|WEED|Weeden & Co.L.P.|100
IRWD|IRONWOOD PHARMACEUTI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2788
IRWD|IRONWOOD PHARMACEUTI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17042
IRWD|IRONWOOD PHARMACEUTI|WGIF|CIBC World Markets Inc.|200
IRWD|IRONWOOD PHARMACEUTI|WOLF|Wolfe Trahan Securities|800
IRWD|IRONWOOD PHARMACEUTI|WSEA|WOLVERINE SECURITIES, LLC|1688
IRWD|IRONWOOD PHARMACEUTI|XIST|INSTINET, LLC|5400
IRWD|IRONWOOD PHARMACEUTI|XSTM|NATIONAL FINANCIAL SERVICES LLC|26960
IRWD|IRONWOOD PHARMACEUTI|YKNA|COMHAR CAPITAL MARKETS, LLC|1420
IRWD|IRONWOOD PHARMACEUTI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1620
ISBC|INVESTORS BANCORP|ABLE|NATIXIS Securities Americas LLC|113
ISBC|INVESTORS BANCORP|AGIS|Aegis Capital Corp.|1800
ISBC|INVESTORS BANCORP|ALTX|Alternet Securities Inc.|5046
ISBC|INVESTORS BANCORP|ANOS|ABEL/NOSER, L.L.C.|274582
ISBC|INVESTORS BANCORP|APCC|Apex Clearing Corporation|134
ISBC|INVESTORS BANCORP|BANK|Primevest Financial Services, Inc.|157
ISBC|INVESTORS BANCORP|BARD|Robert W. Baird & Co. Incorporated|571
ISBC|INVESTORS BANCORP|BATM|CBOE TRADING, INC.|3279
ISBC|INVESTORS BANCORP|BAYC|BAY CREST PARTNERS, LLC|3278
ISBC|INVESTORS BANCORP|BERN|Sanford C. Bernstein & Co., LLC|75909
ISBC|INVESTORS BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6742
ISBC|INVESTORS BANCORP|BLKX|INSTINET, LLC|58200
ISBC|INVESTORS BANCORP|BMOC|BMO Capital Markets Corp.|126476
ISBC|INVESTORS BANCORP|BNKS|Fig Partners, LLC|4997
ISBC|INVESTORS BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|1248502
ISBC|INVESTORS BANCORP|BTIG|BTIG, LLC|153002
ISBC|INVESTORS BANCORP|BYXM|CBOE TRADING, INC.|3587
ISBC|INVESTORS BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|2600
ISBC|INVESTORS BANCORP|CANT|Cantor Fitzgerald & Co.|91
ISBC|INVESTORS BANCORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|38800
ISBC|INVESTORS BANCORP|CHAS|Charles Schwab & Co., Inc.|6058
ISBC|INVESTORS BANCORP|CLSA|CLSA AMERICAS, LLC|500
ISBC|INVESTORS BANCORP|CMPT|Compass Point Research & Trading, LLC|452
ISBC|INVESTORS BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|379022
ISBC|INVESTORS BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|744757
ISBC|INVESTORS BANCORP|CTDL|Citadel Derivatives Group Llc|125022
ISBC|INVESTORS BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|484164
ISBC|INVESTORS BANCORP|DBAB|Deutsche Bank Securities Inc.|995775
ISBC|INVESTORS BANCORP|DBAX|Deutsche Bank Securities Inc.|551300
ISBC|INVESTORS BANCORP|DBUL|Deutsche Bank Securities Inc.|4400
ISBC|INVESTORS BANCORP|DEAN|MORGAN STANLEY|12416
ISBC|INVESTORS BANCORP|DEGS|RONIN PROFESSIONAL LLC|267
ISBC|INVESTORS BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6616
ISBC|INVESTORS BANCORP|EBXL|EBX LLC|421600
ISBC|INVESTORS BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|15661
ISBC|INVESTORS BANCORP|EDJO|Edward D. Jones & Co., L.P.|9699
ISBC|INVESTORS BANCORP|EGAM|CBOE TRADING, INC.|9083
ISBC|INVESTORS BANCORP|EGAW|CBOE TRADING, INC.|202
ISBC|INVESTORS BANCORP|EGXM|CBOE TRADING, INC.|800
ISBC|INVESTORS BANCORP|ETBE|Electronic Transaction Clearing, Inc.|117595
ISBC|INVESTORS BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|39248
ISBC|INVESTORS BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7992
ISBC|INVESTORS BANCORP|ETRS|E*Trade Securities LLC|40383
ISBC|INVESTORS BANCORP|FBCO|Credit Suisse Securities (USA) LLC|6103989
ISBC|INVESTORS BANCORP|FILL|Tradestation Securities, Inc.|553
ISBC|INVESTORS BANCORP|FMAF|NBCN Inc./ CDS|1160
ISBC|INVESTORS BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|62123
ISBC|INVESTORS BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
ISBC|INVESTORS BANCORP|FQLS|Quantlab Securities LP|161558
ISBC|INVESTORS BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|197756
ISBC|INVESTORS BANCORP|FTBR|Foliofn Investments, Inc.|764
ISBC|INVESTORS BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|89258
ISBC|INVESTORS BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|10134
ISBC|INVESTORS BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|7050777
ISBC|INVESTORS BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|213761
ISBC|INVESTORS BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|110354
ISBC|INVESTORS BANCORP|GTSZ|GTS SECURITIES LLC|68405
ISBC|INVESTORS BANCORP|HRBF|American Enterprise Investment Services Inc.|1049
ISBC|INVESTORS BANCORP|HSBC|HSBC Securities, Inc.|600000
ISBC|INVESTORS BANCORP|IATS|INTERACTIVE BROKERS LLC|13545
ISBC|INVESTORS BANCORP|IBKR|Interactive Brokers Llc|64304
ISBC|INVESTORS BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
ISBC|INVESTORS BANCORP|ICBX|INSTINET, LLC|190422
ISBC|INVESTORS BANCORP|IEQY|CITADEL SECURITIES LLC|610357
ISBC|INVESTORS BANCORP|INCA|INSTINET, LLC|2267442
ISBC|INVESTORS BANCORP|INJX|INSTINET, LLC|18295
ISBC|INVESTORS BANCORP|ITGI|ITG Inc.|520392
ISBC|INVESTORS BANCORP|ITGP|ITG INC.|476400
ISBC|INVESTORS BANCORP|JANY|Janney Montgomery Scott Inc.|617
ISBC|INVESTORS BANCORP|JEFF|JEFFERIES LLC|624795
ISBC|INVESTORS BANCORP|JMPT|JUMP TRADING, LLC|265277
ISBC|INVESTORS BANCORP|JONE|JonesTrading|618410
ISBC|INVESTORS BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|90030
ISBC|INVESTORS BANCORP|JPMX|J.P. Morgan Securities LLC|816624
ISBC|INVESTORS BANCORP|JSJX|JANE STREET CAPITAL LLC|15558
ISBC|INVESTORS BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|1229304
ISBC|INVESTORS BANCORP|KCGM|VIRTU Americas LLC|153258
ISBC|INVESTORS BANCORP|LEHM|Barclays Capital Inc./Le|1644590
ISBC|INVESTORS BANCORP|LIME|Lime Brokerage LLC|976565
ISBC|INVESTORS BANCORP|LMGP|LIME BROKERAGE LLC|13100
ISBC|INVESTORS BANCORP|LOOP|Loop Capital Markets LLC|20642
ISBC|INVESTORS BANCORP|LQNA|LIQUIDNET, INC.|34200
ISBC|INVESTORS BANCORP|LSCI|Lek Securities Corporation|414
ISBC|INVESTORS BANCORP|MACQ|Macquarie Capital (USA) Inc.|30984
ISBC|INVESTORS BANCORP|MAXM|Maxim Group LLC|679729
ISBC|INVESTORS BANCORP|MCMF|Raymond James Ltd. Cds|325
ISBC|INVESTORS BANCORP|MKMP|MKM Partners LLC|106300
ISBC|INVESTORS BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|360634
ISBC|INVESTORS BANCORP|MOTF|MOTIF INVESTING, INC.|9
ISBC|INVESTORS BANCORP|MPSG|E D & F Man Capital Markets Inc.|21800
ISBC|INVESTORS BANCORP|MSCO|MORGAN STANLEY & CO. LLC|4517230
ISBC|INVESTORS BANCORP|MSPL|MORGAN STANLEY & CO. LLC|703300
ISBC|INVESTORS BANCORP|MSTX|MORGAN STANLEY & CO. LLC|286200
ISBC|INVESTORS BANCORP|NEUB|NEUBERGER BERMAN BD LLC|6600
ISBC|INVESTORS BANCORP|NFSC|National Financial Services LLC|134697
ISBC|INVESTORS BANCORP|NITE|VIRTU Americas LLC|619091
ISBC|INVESTORS BANCORP|NITP|VIRTU Americas LLC|66834
ISBC|INVESTORS BANCORP|NQRB|Brut, LLC|5460
ISBC|INVESTORS BANCORP|NTRC|Northern Trust Securities, Inc.|36486
ISBC|INVESTORS BANCORP|OPCO|Oppenheimer & Co. Inc.|705
ISBC|INVESTORS BANCORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7729
ISBC|INVESTORS BANCORP|PDQM|CODA MARKETS, INC.|12300
ISBC|INVESTORS BANCORP|PIPR|Piper Jaffray & Co.|10098
ISBC|INVESTORS BANCORP|PWJC|UBS Financial Services, Inc.|9600
ISBC|INVESTORS BANCORP|RAJA|Raymond James & Associates, Inc.|7781
ISBC|INVESTORS BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|2193
ISBC|INVESTORS BANCORP|SAGL|SAGETRADER, LLC|45038
ISBC|INVESTORS BANCORP|SAGW|SAGETRADER, LLC|3446
ISBC|INVESTORS BANCORP|SBSH|Citigroup Global Markets Inc.|6207928
ISBC|INVESTORS BANCORP|SDLR|Sandler, O'Neill & Partners, L.P.|21600
ISBC|INVESTORS BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|322164
ISBC|INVESTORS BANCORP|SPDR|SPEEDROUTE LLC|1800
ISBC|INVESTORS BANCORP|SPHN|Stephens Inc.|60198
ISBC|INVESTORS BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|2800
ISBC|INVESTORS BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|25141
ISBC|INVESTORS BANCORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|99
ISBC|INVESTORS BANCORP|SWIM|TD Ameritrade, Inc.|45528
ISBC|INVESTORS BANCORP|SWST|Hilltop Securities Inc.|295
ISBC|INVESTORS BANCORP|TKNG|ALLY INVEST SECURITIES LLC|109
ISBC|INVESTORS BANCORP|TOUR|TOURMALINE PARTNERS, LLC|4200
ISBC|INVESTORS BANCORP|TRBT|Tradebot Systems, Inc.|404451
ISBC|INVESTORS BANCORP|TRCM|TRC MARKETS LLC|391386
ISBC|INVESTORS BANCORP|UBSA|UBS SECURITIES LLC|1486053
ISBC|INVESTORS BANCORP|UBSS|UBS Securities LLC|2269368
ISBC|INVESTORS BANCORP|VALX|VIRTU AMERICAS LLC|156601
ISBC|INVESTORS BANCORP|VERT|The Vertical Trading Group, LLC|1000
ISBC|INVESTORS BANCORP|VGRD|Vanguard Marketing Corporation|8126
ISBC|INVESTORS BANCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
ISBC|INVESTORS BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|874861
ISBC|INVESTORS BANCORP|WEDB|WEDBUSH SECURITIES INC.|127
ISBC|INVESTORS BANCORP|WEED|Weeden & Co.L.P.|6210
ISBC|INVESTORS BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10785
ISBC|INVESTORS BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1963
ISBC|INVESTORS BANCORP|WGIF|CIBC World Markets Inc.|347
ISBC|INVESTORS BANCORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|50
ISBC|INVESTORS BANCORP|WSEA|WOLVERINE SECURITIES, LLC|5129
ISBC|INVESTORS BANCORP|XIST|INSTINET, LLC|101000
ISBC|INVESTORS BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|41192
ISBC|INVESTORS BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ISBC|INVESTORS BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2145
ISCA|INTL SPEEDWAY CL A##|ALTX|Alternet Securities Inc.|1400
ISCA|INTL SPEEDWAY CL A##|ANOS|ABEL/NOSER, L.L.C.|174
ISCA|INTL SPEEDWAY CL A##|APCC|Apex Clearing Corporation|32
ISCA|INTL SPEEDWAY CL A##|BATM|CBOE TRADING, INC.|1660
ISCA|INTL SPEEDWAY CL A##|BAYT|BTIG, LLC|10869
ISCA|INTL SPEEDWAY CL A##|BBNT|BB&T SECURITIES, LLC|13
ISCA|INTL SPEEDWAY CL A##|BERN|Sanford C. Bernstein & Co., LLC|1137
ISCA|INTL SPEEDWAY CL A##|BKCM|BNY Mellon Capital Markets LLC|3699
ISCA|INTL SPEEDWAY CL A##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3527
ISCA|INTL SPEEDWAY CL A##|BMOC|BMO Capital Markets Corp.|3863
ISCA|INTL SPEEDWAY CL A##|BNPX|BNP PARIBAS SECURITIES CORP.|15072
ISCA|INTL SPEEDWAY CL A##|BRVL|BLAYLOCK VAN, LLC|900
ISCA|INTL SPEEDWAY CL A##|BTIG|BTIG, LLC|7200
ISCA|INTL SPEEDWAY CL A##|BYXM|CBOE TRADING, INC.|500
ISCA|INTL SPEEDWAY CL A##|BZYD|GOLDMAN SACHS & CO. LLC|400
ISCA|INTL SPEEDWAY CL A##|CHAS|Charles Schwab & Co., Inc.|107
ISCA|INTL SPEEDWAY CL A##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9462
ISCA|INTL SPEEDWAY CL A##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|601
ISCA|INTL SPEEDWAY CL A##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29367
ISCA|INTL SPEEDWAY CL A##|CTDL|Citadel Derivatives Group Llc|6387
ISCA|INTL SPEEDWAY CL A##|CXCX|CITIGROUP GLOBAL MARKETS INC.|6842
ISCA|INTL SPEEDWAY CL A##|DBAB|Deutsche Bank Securities Inc.|117351
ISCA|INTL SPEEDWAY CL A##|DBAX|Deutsche Bank Securities Inc.|41100
ISCA|INTL SPEEDWAY CL A##|DBUL|Deutsche Bank Securities Inc.|100
ISCA|INTL SPEEDWAY CL A##|DEAN|MORGAN STANLEY|329
ISCA|INTL SPEEDWAY CL A##|DEGS|RONIN PROFESSIONAL LLC|1150
ISCA|INTL SPEEDWAY CL A##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1745
ISCA|INTL SPEEDWAY CL A##|EBXL|EBX LLC|10700
ISCA|INTL SPEEDWAY CL A##|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
ISCA|INTL SPEEDWAY CL A##|EDJO|Edward D. Jones & Co., L.P.|464
ISCA|INTL SPEEDWAY CL A##|EGAM|CBOE TRADING, INC.|1196
ISCA|INTL SPEEDWAY CL A##|EGAW|CBOE TRADING, INC.|100
ISCA|INTL SPEEDWAY CL A##|EGXM|CBOE TRADING, INC.|512
ISCA|INTL SPEEDWAY CL A##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|113
ISCA|INTL SPEEDWAY CL A##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9238
ISCA|INTL SPEEDWAY CL A##|ETRS|E*Trade Securities LLC|175
ISCA|INTL SPEEDWAY CL A##|FBCO|Credit Suisse Securities (USA) LLC|120216
ISCA|INTL SPEEDWAY CL A##|FBSB|U.S. Bancorp Investments, Inc.|2
ISCA|INTL SPEEDWAY CL A##|FOMA|TD AMERITRADE CLEARING, INC.|1937
ISCA|INTL SPEEDWAY CL A##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|395
ISCA|INTL SPEEDWAY CL A##|FQLS|Quantlab Securities LP|32200
ISCA|INTL SPEEDWAY CL A##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23919
ISCA|INTL SPEEDWAY CL A##|FTBR|Foliofn Investments, Inc.|1679
ISCA|INTL SPEEDWAY CL A##|GEBB|GLOBAL EXECUTION BROKERS, LP|7201
ISCA|INTL SPEEDWAY CL A##|GLPX|ACS EXECUTION SERVICES, LLC|1008
ISCA|INTL SPEEDWAY CL A##|GSCO|GOLDMAN SACHS & CO. LLC|112114
ISCA|INTL SPEEDWAY CL A##|GSCS|GOLDMAN SACHS & CO. LLC|12325
ISCA|INTL SPEEDWAY CL A##|GSLT|GOLDMAN SACHS & CO. LLC|776
ISCA|INTL SPEEDWAY CL A##|GTSZ|GTS SECURITIES LLC|9809
ISCA|INTL SPEEDWAY CL A##|HRBF|American Enterprise Investment Services Inc.|239
ISCA|INTL SPEEDWAY CL A##|HSBC|HSBC Securities, Inc.|400
ISCA|INTL SPEEDWAY CL A##|IATS|INTERACTIVE BROKERS LLC|1747
ISCA|INTL SPEEDWAY CL A##|IBKR|Interactive Brokers Llc|14414
ISCA|INTL SPEEDWAY CL A##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2292
ISCA|INTL SPEEDWAY CL A##|ICBX|INSTINET, LLC|4500
ISCA|INTL SPEEDWAY CL A##|IEQY|CITADEL SECURITIES LLC|16891
ISCA|INTL SPEEDWAY CL A##|INCA|INSTINET, LLC|82384
ISCA|INTL SPEEDWAY CL A##|INJX|INSTINET, LLC|949
ISCA|INTL SPEEDWAY CL A##|ITGI|ITG Inc.|5767
ISCA|INTL SPEEDWAY CL A##|ITGP|ITG INC.|32600
ISCA|INTL SPEEDWAY CL A##|JANY|Janney Montgomery Scott Inc.|309
ISCA|INTL SPEEDWAY CL A##|JEFF|JEFFERIES LLC|9029
ISCA|INTL SPEEDWAY CL A##|JMPT|JUMP TRADING, LLC|4239
ISCA|INTL SPEEDWAY CL A##|JONE|JonesTrading|2900
ISCA|INTL SPEEDWAY CL A##|JPBX|J.P. MORGAN SECURITIES LLC|540
ISCA|INTL SPEEDWAY CL A##|JPMX|J.P. Morgan Securities LLC|43530
ISCA|INTL SPEEDWAY CL A##|JSJX|JANE STREET CAPITAL LLC|2495
ISCA|INTL SPEEDWAY CL A##|KCGM|VIRTU Americas LLC|8418
ISCA|INTL SPEEDWAY CL A##|LEHM|Barclays Capital Inc./Le|87360
ISCA|INTL SPEEDWAY CL A##|LIME|Lime Brokerage LLC|79509
ISCA|INTL SPEEDWAY CL A##|LMGP|LIME BROKERAGE LLC|2185
ISCA|INTL SPEEDWAY CL A##|LOOP|Loop Capital Markets LLC|1097
ISCA|INTL SPEEDWAY CL A##|MAXM|Maxim Group LLC|2509
ISCA|INTL SPEEDWAY CL A##|MCMF|Raymond James Ltd. Cds|890
ISCA|INTL SPEEDWAY CL A##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19800
ISCA|INTL SPEEDWAY CL A##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
ISCA|INTL SPEEDWAY CL A##|MOTF|MOTIF INVESTING, INC.|12
ISCA|INTL SPEEDWAY CL A##|MSCO|MORGAN STANLEY & CO. LLC|346129
ISCA|INTL SPEEDWAY CL A##|MSPL|MORGAN STANLEY & CO. LLC|62300
ISCA|INTL SPEEDWAY CL A##|MSTX|MORGAN STANLEY & CO. LLC|400
ISCA|INTL SPEEDWAY CL A##|NFSC|National Financial Services LLC|9005
ISCA|INTL SPEEDWAY CL A##|NITE|VIRTU Americas LLC|37245
ISCA|INTL SPEEDWAY CL A##|NITP|VIRTU Americas LLC|400
ISCA|INTL SPEEDWAY CL A##|NQRB|Brut, LLC|200
ISCA|INTL SPEEDWAY CL A##|NTRC|Northern Trust Securities, Inc.|959
ISCA|INTL SPEEDWAY CL A##|OPCO|Oppenheimer & Co. Inc.|810
ISCA|INTL SPEEDWAY CL A##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|929
ISCA|INTL SPEEDWAY CL A##|PDQM|CODA MARKETS, INC.|1397
ISCA|INTL SPEEDWAY CL A##|RAJA|Raymond James & Associates, Inc.|4253
ISCA|INTL SPEEDWAY CL A##|RBCM|RBC CAPITAL MARKETS, LLC|7017
ISCA|INTL SPEEDWAY CL A##|SAGW|SAGETRADER, LLC|32
ISCA|INTL SPEEDWAY CL A##|SBSH|Citigroup Global Markets Inc.|42081
ISCA|INTL SPEEDWAY CL A##|SGMT|GOLDMAN SACHS & CO. LLC|6165
ISCA|INTL SPEEDWAY CL A##|SPDR|SPEEDROUTE LLC|19749
ISCA|INTL SPEEDWAY CL A##|SPHN|Stephens Inc.|100
ISCA|INTL SPEEDWAY CL A##|STFL|Stifel, Nicolaus & Company, Incorporated|300
ISCA|INTL SPEEDWAY CL A##|STKP|STOCKPILE INVESTMENTS, INC.|50
ISCA|INTL SPEEDWAY CL A##|SWIM|TD Ameritrade, Inc.|105
ISCA|INTL SPEEDWAY CL A##|SWST|Hilltop Securities Inc.|2366
ISCA|INTL SPEEDWAY CL A##|TONC|CUTTONE & CO., LLC|1261
ISCA|INTL SPEEDWAY CL A##|TRBT|Tradebot Systems, Inc.|13049
ISCA|INTL SPEEDWAY CL A##|TRCM|TRC MARKETS LLC|31591
ISCA|INTL SPEEDWAY CL A##|UBSA|UBS SECURITIES LLC|68108
ISCA|INTL SPEEDWAY CL A##|UBSS|UBS Securities LLC|165722
ISCA|INTL SPEEDWAY CL A##|VALX|VIRTU AMERICAS LLC|5169
ISCA|INTL SPEEDWAY CL A##|VGRD|Vanguard Marketing Corporation|56
ISCA|INTL SPEEDWAY CL A##|VNDM|Wall Street Access|1881
ISCA|INTL SPEEDWAY CL A##|WBLR|WILLIAM BLAIR|600
ISCA|INTL SPEEDWAY CL A##|WCHV|WELLS FARGO SECURITIES, LLC|12007
ISCA|INTL SPEEDWAY CL A##|WDNX|WEEDEN & CO.L.P.|1106
ISCA|INTL SPEEDWAY CL A##|WEED|Weeden & Co.L.P.|2200
ISCA|INTL SPEEDWAY CL A##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2422
ISCA|INTL SPEEDWAY CL A##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1341
ISCA|INTL SPEEDWAY CL A##|WGIF|CIBC World Markets Inc.|1
ISCA|INTL SPEEDWAY CL A##|WSEA|WOLVERINE SECURITIES, LLC|184
ISCA|INTL SPEEDWAY CL A##|XIST|INSTINET, LLC|5434
ISCA|INTL SPEEDWAY CL A##|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
ISCA|INTL SPEEDWAY CL A##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
ISCF|ISHARES FACTORSELECT|ALTX|Alternet Securities Inc.|100
ISCF|ISHARES FACTORSELECT|APCC|Apex Clearing Corporation|140
ISCF|ISHARES FACTORSELECT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1297
ISCF|ISHARES FACTORSELECT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
ISCF|ISHARES FACTORSELECT|EBXL|EBX LLC|1200
ISCF|ISHARES FACTORSELECT|EGAM|CBOE TRADING, INC.|300
ISCF|ISHARES FACTORSELECT|ETRS|E*Trade Securities LLC|704
ISCF|ISHARES FACTORSELECT|FBSB|U.S. Bancorp Investments, Inc.|39
ISCF|ISHARES FACTORSELECT|FTBR|Foliofn Investments, Inc.|373
ISCF|ISHARES FACTORSELECT|GEBB|GLOBAL EXECUTION BROKERS, LP|3964
ISCF|ISHARES FACTORSELECT|GLPX|ACS EXECUTION SERVICES, LLC|600
ISCF|ISHARES FACTORSELECT|GSCS|GOLDMAN SACHS & CO. LLC|100
ISCF|ISHARES FACTORSELECT|GSLT|GOLDMAN SACHS & CO. LLC|100
ISCF|ISHARES FACTORSELECT|IBKR|Interactive Brokers Llc|859
ISCF|ISHARES FACTORSELECT|ICBX|INSTINET, LLC|100
ISCF|ISHARES FACTORSELECT|INCA|INSTINET, LLC|700
ISCF|ISHARES FACTORSELECT|ITGI|ITG Inc.|400
ISCF|ISHARES FACTORSELECT|ITGP|ITG INC.|1200
ISCF|ISHARES FACTORSELECT|JPMX|J.P. Morgan Securities LLC|260
ISCF|ISHARES FACTORSELECT|JSEB|JANE STREET EXECUTION SERVICES, LLC|17983
ISCF|ISHARES FACTORSELECT|JSJX|JANE STREET CAPITAL LLC|78248
ISCF|ISHARES FACTORSELECT|KCGM|VIRTU Americas LLC|1132
ISCF|ISHARES FACTORSELECT|LEHM|Barclays Capital Inc./Le|11000
ISCF|ISHARES FACTORSELECT|LIME|Lime Brokerage LLC|1192
ISCF|ISHARES FACTORSELECT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
ISCF|ISHARES FACTORSELECT|MSCO|MORGAN STANLEY & CO. LLC|200
ISCF|ISHARES FACTORSELECT|MSPL|MORGAN STANLEY & CO. LLC|200
ISCF|ISHARES FACTORSELECT|NFSC|National Financial Services LLC|13064
ISCF|ISHARES FACTORSELECT|NITE|VIRTU Americas LLC|13466
ISCF|ISHARES FACTORSELECT|OLDM|OLD MISSION CAPITAL, LLC|7400
ISCF|ISHARES FACTORSELECT|PDQM|CODA MARKETS, INC.|21665
ISCF|ISHARES FACTORSELECT|RBCM|RBC CAPITAL MARKETS, LLC|2748
ISCF|ISHARES FACTORSELECT|SAGL|SAGETRADER, LLC|1700
ISCF|ISHARES FACTORSELECT|SGMT|GOLDMAN SACHS & CO. LLC|303
ISCF|ISHARES FACTORSELECT|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ISCF|ISHARES FACTORSELECT|SWIM|TD Ameritrade, Inc.|9
ISCF|ISHARES FACTORSELECT|UBSA|UBS SECURITIES LLC|6283
ISCF|ISHARES FACTORSELECT|UBSS|UBS Securities LLC|23194
ISCF|ISHARES FACTORSELECT|VGRD|Vanguard Marketing Corporation|3338
ISCF|ISHARES FACTORSELECT|WBET|Wallachbeth Capital LLC|288
ISCF|ISHARES FACTORSELECT|WCHV|WELLS FARGO SECURITIES, LLC|426
ISCF|ISHARES FACTORSELECT|WEED|Weeden & Co.L.P.|1800
ISCF|ISHARES FACTORSELECT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13622
ISD|PGIM SHORT DURATION|AGIS|Aegis Capital Corp.|731
ISD|PGIM SHORT DURATION|ALTX|Alternet Securities Inc.|1900
ISD|PGIM SHORT DURATION|APCC|Apex Clearing Corporation|944
ISD|PGIM SHORT DURATION|BANK|Primevest Financial Services, Inc.|6
ISD|PGIM SHORT DURATION|BARD|Robert W. Baird & Co. Incorporated|13339
ISD|PGIM SHORT DURATION|BATM|CBOE TRADING, INC.|300
ISD|PGIM SHORT DURATION|BTIG|BTIG, LLC|12589
ISD|PGIM SHORT DURATION|CHAS|Charles Schwab & Co., Inc.|506
ISD|PGIM SHORT DURATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12367
ISD|PGIM SHORT DURATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ISD|PGIM SHORT DURATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26694
ISD|PGIM SHORT DURATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|5036
ISD|PGIM SHORT DURATION|DBAX|Deutsche Bank Securities Inc.|5200
ISD|PGIM SHORT DURATION|DEAN|MORGAN STANLEY|76488
ISD|PGIM SHORT DURATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4686
ISD|PGIM SHORT DURATION|EBXL|EBX LLC|26800
ISD|PGIM SHORT DURATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|2604
ISD|PGIM SHORT DURATION|EGAM|CBOE TRADING, INC.|3182
ISD|PGIM SHORT DURATION|EGXM|CBOE TRADING, INC.|600
ISD|PGIM SHORT DURATION|ETBE|Electronic Transaction Clearing, Inc.|200
ISD|PGIM SHORT DURATION|ETRS|E*Trade Securities LLC|13699
ISD|PGIM SHORT DURATION|FILL|Tradestation Securities, Inc.|99
ISD|PGIM SHORT DURATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10855
ISD|PGIM SHORT DURATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26353
ISD|PGIM SHORT DURATION|FTBR|Foliofn Investments, Inc.|1721
ISD|PGIM SHORT DURATION|GLPX|ACS EXECUTION SERVICES, LLC|3601
ISD|PGIM SHORT DURATION|GSCO|GOLDMAN SACHS & CO. LLC|2401
ISD|PGIM SHORT DURATION|GSCS|GOLDMAN SACHS & CO. LLC|100
ISD|PGIM SHORT DURATION|GSLT|GOLDMAN SACHS & CO. LLC|805
ISD|PGIM SHORT DURATION|GTSZ|GTS SECURITIES LLC|295
ISD|PGIM SHORT DURATION|HRBF|American Enterprise Investment Services Inc.|19772
ISD|PGIM SHORT DURATION|IATS|INTERACTIVE BROKERS LLC|2323
ISD|PGIM SHORT DURATION|IBKR|Interactive Brokers Llc|36048
ISD|PGIM SHORT DURATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3079
ISD|PGIM SHORT DURATION|ICBX|INSTINET, LLC|600
ISD|PGIM SHORT DURATION|INCA|INSTINET, LLC|1138
ISD|PGIM SHORT DURATION|INJX|INSTINET, LLC|2
ISD|PGIM SHORT DURATION|ITGI|ITG Inc.|8355
ISD|PGIM SHORT DURATION|ITGP|ITG INC.|4400
ISD|PGIM SHORT DURATION|JANY|Janney Montgomery Scott Inc.|757
ISD|PGIM SHORT DURATION|JEFF|JEFFERIES LLC|2100
ISD|PGIM SHORT DURATION|JMPT|JUMP TRADING, LLC|779
ISD|PGIM SHORT DURATION|JPMX|J.P. Morgan Securities LLC|9326
ISD|PGIM SHORT DURATION|JSJX|JANE STREET CAPITAL LLC|600
ISD|PGIM SHORT DURATION|KCGM|VIRTU Americas LLC|4760
ISD|PGIM SHORT DURATION|LEHM|Barclays Capital Inc./Le|6800
ISD|PGIM SHORT DURATION|LIME|Lime Brokerage LLC|714
ISD|PGIM SHORT DURATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2803
ISD|PGIM SHORT DURATION|MACC|Mid Atlantic Capital Corporation|135
ISD|PGIM SHORT DURATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12096
ISD|PGIM SHORT DURATION|MSCO|MORGAN STANLEY & CO. LLC|110250
ISD|PGIM SHORT DURATION|MSPL|MORGAN STANLEY & CO. LLC|10800
ISD|PGIM SHORT DURATION|MSTX|MORGAN STANLEY & CO. LLC|2000
ISD|PGIM SHORT DURATION|NFSC|National Financial Services LLC|132964
ISD|PGIM SHORT DURATION|NITE|VIRTU Americas LLC|213792
ISD|PGIM SHORT DURATION|NQRB|Brut, LLC|1300
ISD|PGIM SHORT DURATION|OPCO|Oppenheimer & Co. Inc.|4200
ISD|PGIM SHORT DURATION|OTAA|OTA LLC|400
ISD|PGIM SHORT DURATION|PDQM|CODA MARKETS, INC.|5727
ISD|PGIM SHORT DURATION|PWJC|UBS Financial Services, Inc.|2588
ISD|PGIM SHORT DURATION|RBCM|RBC CAPITAL MARKETS, LLC|22172
ISD|PGIM SHORT DURATION|SALI|INTL FCSTONE FINANCIAL INC.|77
ISD|PGIM SHORT DURATION|SBSH|Citigroup Global Markets Inc.|76657
ISD|PGIM SHORT DURATION|SGMT|GOLDMAN SACHS & CO. LLC|3123
ISD|PGIM SHORT DURATION|SPDR|SPEEDROUTE LLC|800
ISD|PGIM SHORT DURATION|STFL|Stifel, Nicolaus & Company, Incorporated|1776
ISD|PGIM SHORT DURATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
ISD|PGIM SHORT DURATION|SWIM|TD Ameritrade, Inc.|1785
ISD|PGIM SHORT DURATION|SWST|Hilltop Securities Inc.|36
ISD|PGIM SHORT DURATION|TRBT|Tradebot Systems, Inc.|1412
ISD|PGIM SHORT DURATION|UBSA|UBS SECURITIES LLC|45966
ISD|PGIM SHORT DURATION|UBSS|UBS Securities LLC|57690
ISD|PGIM SHORT DURATION|VALX|VIRTU AMERICAS LLC|1941
ISD|PGIM SHORT DURATION|VGRD|Vanguard Marketing Corporation|17714
ISD|PGIM SHORT DURATION|WCHV|WELLS FARGO SECURITIES, LLC|77163
ISD|PGIM SHORT DURATION|WEED|Weeden & Co.L.P.|54700
ISD|PGIM SHORT DURATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1414
ISD|PGIM SHORT DURATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8303
ISD|PGIM SHORT DURATION|WSEA|WOLVERINE SECURITIES, LLC|3630
ISD|PGIM SHORT DURATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|9200
ISD|PGIM SHORT DURATION|YKNA|COMHAR CAPITAL MARKETS, LLC|325
ISD|PGIM SHORT DURATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14337
ISDR|ISSUER DIRECT CORP|CHAS|Charles Schwab & Co., Inc.|42
ISDR|ISSUER DIRECT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5663
ISDR|ISSUER DIRECT CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1160
ISDR|ISSUER DIRECT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|887
ISDR|ISSUER DIRECT CORP|CTDL|Citadel Derivatives Group Llc|6
ISDR|ISSUER DIRECT CORP|DBAX|Deutsche Bank Securities Inc.|100
ISDR|ISSUER DIRECT CORP|DEAN|MORGAN STANLEY|1900
ISDR|ISSUER DIRECT CORP|EBXL|EBX LLC|200
ISDR|ISSUER DIRECT CORP|ETRS|E*Trade Securities LLC|1501
ISDR|ISSUER DIRECT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ISDR|ISSUER DIRECT CORP|GSCO|GOLDMAN SACHS & CO. LLC|503
ISDR|ISSUER DIRECT CORP|GSLT|GOLDMAN SACHS & CO. LLC|1115
ISDR|ISSUER DIRECT CORP|IBKR|Interactive Brokers Llc|301
ISDR|ISSUER DIRECT CORP|INCA|INSTINET, LLC|42
ISDR|ISSUER DIRECT CORP|ITGI|ITG Inc.|100
ISDR|ISSUER DIRECT CORP|ITGP|ITG INC.|200
ISDR|ISSUER DIRECT CORP|KCGM|VIRTU Americas LLC|335
ISDR|ISSUER DIRECT CORP|LIME|Lime Brokerage LLC|2238
ISDR|ISSUER DIRECT CORP|MSCO|MORGAN STANLEY & CO. LLC|3482
ISDR|ISSUER DIRECT CORP|MSPL|MORGAN STANLEY & CO. LLC|400
ISDR|ISSUER DIRECT CORP|NFSC|National Financial Services LLC|7041
ISDR|ISSUER DIRECT CORP|NITE|VIRTU Americas LLC|9802
ISDR|ISSUER DIRECT CORP|PDQM|CODA MARKETS, INC.|100
ISDR|ISSUER DIRECT CORP|PWJC|UBS Financial Services, Inc.|57
ISDR|ISSUER DIRECT CORP|SBRX|MURIEL SIEBERT & CO INC|2465
ISDR|ISSUER DIRECT CORP|SBSH|Citigroup Global Markets Inc.|4
ISDR|ISSUER DIRECT CORP|SGMT|GOLDMAN SACHS & CO. LLC|105
ISDR|ISSUER DIRECT CORP|STXG|Stockcross Financial Services, Inc.|97288
ISDR|ISSUER DIRECT CORP|SWIM|TD Ameritrade, Inc.|1549
ISDR|ISSUER DIRECT CORP|TRBT|Tradebot Systems, Inc.|100
ISDR|ISSUER DIRECT CORP|UBSA|UBS SECURITIES LLC|929
ISDR|ISSUER DIRECT CORP|UBSS|UBS Securities LLC|748
ISDR|ISSUER DIRECT CORP|VGRD|Vanguard Marketing Corporation|28
ISDR|ISSUER DIRECT CORP|WEDB|WEDBUSH SECURITIES INC.|4
ISDR|ISSUER DIRECT CORP|WSEA|WOLVERINE SECURITIES, LLC|6
ISF|ING GROEP NV PFD|ALTX|Alternet Securities Inc.|500
ISF|ING GROEP NV PFD|APCC|Apex Clearing Corporation|226
ISF|ING GROEP NV PFD|BANK|Primevest Financial Services, Inc.|1
ISF|ING GROEP NV PFD|BATM|CBOE TRADING, INC.|360
ISF|ING GROEP NV PFD|BAYC|BAY CREST PARTNERS, LLC|250
ISF|ING GROEP NV PFD|BBNT|BB&T SECURITIES, LLC|59
ISF|ING GROEP NV PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4451
ISF|ING GROEP NV PFD|BNCH|The Benchmark Company, LLC|4000
ISF|ING GROEP NV PFD|BTIG|BTIG, LLC|6247
ISF|ING GROEP NV PFD|CHAS|Charles Schwab & Co., Inc.|270
ISF|ING GROEP NV PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40700
ISF|ING GROEP NV PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9366
ISF|ING GROEP NV PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
ISF|ING GROEP NV PFD|DBAX|Deutsche Bank Securities Inc.|29300
ISF|ING GROEP NV PFD|DEAN|MORGAN STANLEY|43127
ISF|ING GROEP NV PFD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
ISF|ING GROEP NV PFD|EBXL|EBX LLC|13400
ISF|ING GROEP NV PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2511
ISF|ING GROEP NV PFD|EDJO|Edward D. Jones & Co., L.P.|1718
ISF|ING GROEP NV PFD|EGAM|CBOE TRADING, INC.|1424
ISF|ING GROEP NV PFD|EGXM|CBOE TRADING, INC.|1793
ISF|ING GROEP NV PFD|ETRS|E*Trade Securities LLC|5196
ISF|ING GROEP NV PFD|FBSB|U.S. Bancorp Investments, Inc.|400
ISF|ING GROEP NV PFD|FNXS|FENIX SECURITIES, LLC|2204
ISF|ING GROEP NV PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|913
ISF|ING GROEP NV PFD|FTBR|Foliofn Investments, Inc.|136
ISF|ING GROEP NV PFD|GLPX|ACS EXECUTION SERVICES, LLC|1293
ISF|ING GROEP NV PFD|GSCO|GOLDMAN SACHS & CO. LLC|7525
ISF|ING GROEP NV PFD|GSLT|GOLDMAN SACHS & CO. LLC|2781
ISF|ING GROEP NV PFD|GTSZ|GTS SECURITIES LLC|454
ISF|ING GROEP NV PFD|HRBF|American Enterprise Investment Services Inc.|5578
ISF|ING GROEP NV PFD|IATS|INTERACTIVE BROKERS LLC|4400
ISF|ING GROEP NV PFD|IBKR|Interactive Brokers Llc|26198
ISF|ING GROEP NV PFD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|46
ISF|ING GROEP NV PFD|ICBX|INSTINET, LLC|6700
ISF|ING GROEP NV PFD|INCA|INSTINET, LLC|8635
ISF|ING GROEP NV PFD|ITGI|ITG Inc.|5472
ISF|ING GROEP NV PFD|ITGP|ITG INC.|600
ISF|ING GROEP NV PFD|JANY|Janney Montgomery Scott Inc.|686
ISF|ING GROEP NV PFD|JEFF|JEFFERIES LLC|7152
ISF|ING GROEP NV PFD|JPMX|J.P. Morgan Securities LLC|11774
ISF|ING GROEP NV PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|2472
ISF|ING GROEP NV PFD|JSJX|JANE STREET CAPITAL LLC|300
ISF|ING GROEP NV PFD|KCGM|VIRTU Americas LLC|5952
ISF|ING GROEP NV PFD|LEHM|Barclays Capital Inc./Le|4600
ISF|ING GROEP NV PFD|LGNT|COR CLEARING LLC|87
ISF|ING GROEP NV PFD|LIME|Lime Brokerage LLC|4322
ISF|ING GROEP NV PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15500
ISF|ING GROEP NV PFD|MSCO|MORGAN STANLEY & CO. LLC|36584
ISF|ING GROEP NV PFD|MSPL|MORGAN STANLEY & CO. LLC|4000
ISF|ING GROEP NV PFD|NATL|National Securities Corporation|1490
ISF|ING GROEP NV PFD|NFSC|National Financial Services LLC|16929
ISF|ING GROEP NV PFD|NITE|VIRTU Americas LLC|86190
ISF|ING GROEP NV PFD|NQRB|Brut, LLC|1590
ISF|ING GROEP NV PFD|NTRC|Northern Trust Securities, Inc.|2000
ISF|ING GROEP NV PFD|OPCO|Oppenheimer & Co. Inc.|1704
ISF|ING GROEP NV PFD|OTAA|OTA LLC|900
ISF|ING GROEP NV PFD|PCPT|PHILLIP CAPITAL INC.|162
ISF|ING GROEP NV PFD|PDQM|CODA MARKETS, INC.|2286
ISF|ING GROEP NV PFD|PWJC|UBS Financial Services, Inc.|4794
ISF|ING GROEP NV PFD|RBCM|RBC CAPITAL MARKETS, LLC|6260
ISF|ING GROEP NV PFD|SBSH|Citigroup Global Markets Inc.|4558
ISF|ING GROEP NV PFD|SGMT|GOLDMAN SACHS & CO. LLC|8450
ISF|ING GROEP NV PFD|SPDR|SPEEDROUTE LLC|4700
ISF|ING GROEP NV PFD|STFL|Stifel, Nicolaus & Company, Incorporated|1279
ISF|ING GROEP NV PFD|SWST|Hilltop Securities Inc.|48
ISF|ING GROEP NV PFD|TRBT|Tradebot Systems, Inc.|5432
ISF|ING GROEP NV PFD|UBSA|UBS SECURITIES LLC|25808
ISF|ING GROEP NV PFD|UBSS|UBS Securities LLC|64349
ISF|ING GROEP NV PFD|VGRD|Vanguard Marketing Corporation|23
ISF|ING GROEP NV PFD|WCHV|WELLS FARGO SECURITIES, LLC|89393
ISF|ING GROEP NV PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|809
ISF|ING GROEP NV PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ISF|ING GROEP NV PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4598
ISG|ING GROUP PERP SECS|ALTX|Alternet Securities Inc.|1766
ISG|ING GROUP PERP SECS|BBNT|BB&T SECURITIES, LLC|161
ISG|ING GROUP PERP SECS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|948
ISG|ING GROUP PERP SECS|BTIG|BTIG, LLC|9509
ISG|ING GROUP PERP SECS|CANT|Cantor Fitzgerald & Co.|900
ISG|ING GROUP PERP SECS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32876
ISG|ING GROUP PERP SECS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18222
ISG|ING GROUP PERP SECS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3410
ISG|ING GROUP PERP SECS|DADA|D.A. Davidson & Co.|250
ISG|ING GROUP PERP SECS|DBAX|Deutsche Bank Securities Inc.|20900
ISG|ING GROUP PERP SECS|DEAN|MORGAN STANLEY|164
ISG|ING GROUP PERP SECS|EBXL|EBX LLC|13600
ISG|ING GROUP PERP SECS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5472
ISG|ING GROUP PERP SECS|EDJO|Edward D. Jones & Co., L.P.|320
ISG|ING GROUP PERP SECS|EGXM|CBOE TRADING, INC.|466
ISG|ING GROUP PERP SECS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
ISG|ING GROUP PERP SECS|ETRS|E*Trade Securities LLC|100
ISG|ING GROUP PERP SECS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|313
ISG|ING GROUP PERP SECS|GLPX|ACS EXECUTION SERVICES, LLC|159
ISG|ING GROUP PERP SECS|GSCO|GOLDMAN SACHS & CO. LLC|10053
ISG|ING GROUP PERP SECS|GSCS|GOLDMAN SACHS & CO. LLC|7600
ISG|ING GROUP PERP SECS|GSLT|GOLDMAN SACHS & CO. LLC|1000
ISG|ING GROUP PERP SECS|GTSZ|GTS SECURITIES LLC|519
ISG|ING GROUP PERP SECS|HRBF|American Enterprise Investment Services Inc.|8996
ISG|ING GROUP PERP SECS|IATS|INTERACTIVE BROKERS LLC|2776
ISG|ING GROUP PERP SECS|IBKR|Interactive Brokers Llc|14035
ISG|ING GROUP PERP SECS|ICBX|INSTINET, LLC|4010
ISG|ING GROUP PERP SECS|INCA|INSTINET, LLC|6183
ISG|ING GROUP PERP SECS|INJX|INSTINET, LLC|8
ISG|ING GROUP PERP SECS|ITGI|ITG Inc.|4137
ISG|ING GROUP PERP SECS|ITGP|ITG INC.|2600
ISG|ING GROUP PERP SECS|JANY|Janney Montgomery Scott Inc.|2356
ISG|ING GROUP PERP SECS|JEFF|JEFFERIES LLC|6153
ISG|ING GROUP PERP SECS|JPMX|J.P. Morgan Securities LLC|15118
ISG|ING GROUP PERP SECS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1552
ISG|ING GROUP PERP SECS|KCGM|VIRTU Americas LLC|5600
ISG|ING GROUP PERP SECS|LEHM|Barclays Capital Inc./Le|6600
ISG|ING GROUP PERP SECS|LIME|Lime Brokerage LLC|609
ISG|ING GROUP PERP SECS|LSCI|Lek Securities Corporation|900
ISG|ING GROUP PERP SECS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51100
ISG|ING GROUP PERP SECS|MSCO|MORGAN STANLEY & CO. LLC|23851
ISG|ING GROUP PERP SECS|MSPL|MORGAN STANLEY & CO. LLC|1800
ISG|ING GROUP PERP SECS|NFSC|National Financial Services LLC|48397
ISG|ING GROUP PERP SECS|NITE|VIRTU Americas LLC|61455
ISG|ING GROUP PERP SECS|NQRB|Brut, LLC|245
ISG|ING GROUP PERP SECS|NTRC|Northern Trust Securities, Inc.|284
ISG|ING GROUP PERP SECS|OPCO|Oppenheimer & Co. Inc.|11
ISG|ING GROUP PERP SECS|PCPT|PHILLIP CAPITAL INC.|2400
ISG|ING GROUP PERP SECS|PDQM|CODA MARKETS, INC.|1941
ISG|ING GROUP PERP SECS|PWJC|UBS Financial Services, Inc.|2109
ISG|ING GROUP PERP SECS|RBCM|RBC CAPITAL MARKETS, LLC|9162
ISG|ING GROUP PERP SECS|SALI|INTL FCSTONE FINANCIAL INC.|45
ISG|ING GROUP PERP SECS|SBSH|Citigroup Global Markets Inc.|4668
ISG|ING GROUP PERP SECS|SGMT|GOLDMAN SACHS & CO. LLC|12000
ISG|ING GROUP PERP SECS|SPDR|SPEEDROUTE LLC|1081
ISG|ING GROUP PERP SECS|STFL|Stifel, Nicolaus & Company, Incorporated|1057
ISG|ING GROUP PERP SECS|SWIM|TD Ameritrade, Inc.|300
ISG|ING GROUP PERP SECS|SWST|Hilltop Securities Inc.|565
ISG|ING GROUP PERP SECS|TRBT|Tradebot Systems, Inc.|1434
ISG|ING GROUP PERP SECS|UBSA|UBS SECURITIES LLC|18506
ISG|ING GROUP PERP SECS|UBSS|UBS Securities LLC|45403
ISG|ING GROUP PERP SECS|VGRD|Vanguard Marketing Corporation|580
ISG|ING GROUP PERP SECS|WBLR|WILLIAM BLAIR|1000
ISG|ING GROUP PERP SECS|WCHV|WELLS FARGO SECURITIES, LLC|37315
ISG|ING GROUP PERP SECS|WEDB|WEDBUSH SECURITIES INC.|265
ISG|ING GROUP PERP SECS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|404
ISG|ING GROUP PERP SECS|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ISG|ING GROUP PERP SECS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
ISHG|ISHARES 1-3 YR INTL|APCC|Apex Clearing Corporation|31
ISHG|ISHARES 1-3 YR INTL|BARD|Robert W. Baird & Co. Incorporated|172
ISHG|ISHARES 1-3 YR INTL|BATM|CBOE TRADING, INC.|1
ISHG|ISHARES 1-3 YR INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|702
ISHG|ISHARES 1-3 YR INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ISHG|ISHARES 1-3 YR INTL|DBAB|Deutsche Bank Securities Inc.|983
ISHG|ISHARES 1-3 YR INTL|DBAX|Deutsche Bank Securities Inc.|300
ISHG|ISHARES 1-3 YR INTL|DEAN|MORGAN STANLEY|299
ISHG|ISHARES 1-3 YR INTL|EDJC|Edward Jones / CDS|87
ISHG|ISHARES 1-3 YR INTL|EDJO|Edward D. Jones & Co., L.P.|443
ISHG|ISHARES 1-3 YR INTL|EGXM|CBOE TRADING, INC.|80
ISHG|ISHARES 1-3 YR INTL|ETRS|E*Trade Securities LLC|245
ISHG|ISHARES 1-3 YR INTL|FBCO|Credit Suisse Securities (USA) LLC|1662
ISHG|ISHARES 1-3 YR INTL|FOMA|TD AMERITRADE CLEARING, INC.|2312
ISHG|ISHARES 1-3 YR INTL|FTBR|Foliofn Investments, Inc.|390
ISHG|ISHARES 1-3 YR INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|200
ISHG|ISHARES 1-3 YR INTL|IBKR|Interactive Brokers Llc|671
ISHG|ISHARES 1-3 YR INTL|ICBX|INSTINET, LLC|100
ISHG|ISHARES 1-3 YR INTL|JPMX|J.P. Morgan Securities LLC|200
ISHG|ISHARES 1-3 YR INTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|856
ISHG|ISHARES 1-3 YR INTL|JSJX|JANE STREET CAPITAL LLC|5566
ISHG|ISHARES 1-3 YR INTL|KCGM|VIRTU Americas LLC|1085
ISHG|ISHARES 1-3 YR INTL|LEHM|Barclays Capital Inc./Le|1400
ISHG|ISHARES 1-3 YR INTL|LIME|Lime Brokerage LLC|2042
ISHG|ISHARES 1-3 YR INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ISHG|ISHARES 1-3 YR INTL|MSCO|MORGAN STANLEY & CO. LLC|2166
ISHG|ISHARES 1-3 YR INTL|MSPL|MORGAN STANLEY & CO. LLC|400
ISHG|ISHARES 1-3 YR INTL|NFSC|National Financial Services LLC|7542
ISHG|ISHARES 1-3 YR INTL|NITE|VIRTU Americas LLC|4610
ISHG|ISHARES 1-3 YR INTL|NITP|VIRTU Americas LLC|1574
ISHG|ISHARES 1-3 YR INTL|RAJA|Raymond James & Associates, Inc.|25
ISHG|ISHARES 1-3 YR INTL|SGMT|GOLDMAN SACHS & CO. LLC|300
ISHG|ISHARES 1-3 YR INTL|SWST|Hilltop Securities Inc.|92
ISHG|ISHARES 1-3 YR INTL|UBSS|UBS Securities LLC|3451
ISHG|ISHARES 1-3 YR INTL|WCHV|WELLS FARGO SECURITIES, LLC|490
ISHG|ISHARES 1-3 YR INTL|WGIF|CIBC World Markets Inc.|160
ISHG|ISHARES 1-3 YR INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2377
ISIG|INSIGNIA SYSTEMS  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ISIG|INSIGNIA SYSTEMS  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
ISIG|INSIGNIA SYSTEMS  ##|DBAB|Deutsche Bank Securities Inc.|124
ISIG|INSIGNIA SYSTEMS  ##|DEGS|RONIN PROFESSIONAL LLC|7450
ISIG|INSIGNIA SYSTEMS  ##|DOTC|Dougherty & Company LLC|44296
ISIG|INSIGNIA SYSTEMS  ##|EBXL|EBX LLC|700
ISIG|INSIGNIA SYSTEMS  ##|EGXM|CBOE TRADING, INC.|2343
ISIG|INSIGNIA SYSTEMS  ##|EGXW|CBOE TRADING, INC.|3850
ISIG|INSIGNIA SYSTEMS  ##|ETRS|E*Trade Securities LLC|15014
ISIG|INSIGNIA SYSTEMS  ##|FBCO|Credit Suisse Securities (USA) LLC|9926
ISIG|INSIGNIA SYSTEMS  ##|FOMA|TD AMERITRADE CLEARING, INC.|73854
ISIG|INSIGNIA SYSTEMS  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15515
ISIG|INSIGNIA SYSTEMS  ##|FTBR|Foliofn Investments, Inc.|60
ISIG|INSIGNIA SYSTEMS  ##|GSCO|GOLDMAN SACHS & CO. LLC|59
ISIG|INSIGNIA SYSTEMS  ##|GSLT|GOLDMAN SACHS & CO. LLC|896
ISIG|INSIGNIA SYSTEMS  ##|HRBF|American Enterprise Investment Services Inc.|167
ISIG|INSIGNIA SYSTEMS  ##|IATS|INTERACTIVE BROKERS LLC|1660
ISIG|INSIGNIA SYSTEMS  ##|IBKR|Interactive Brokers Llc|34104
ISIG|INSIGNIA SYSTEMS  ##|ICBX|INSTINET, LLC|500
ISIG|INSIGNIA SYSTEMS  ##|INCA|INSTINET, LLC|3958
ISIG|INSIGNIA SYSTEMS  ##|ITGI|ITG Inc.|2400
ISIG|INSIGNIA SYSTEMS  ##|ITGP|ITG INC.|600
ISIG|INSIGNIA SYSTEMS  ##|JPMX|J.P. Morgan Securities LLC|200
ISIG|INSIGNIA SYSTEMS  ##|LEHM|Barclays Capital Inc./Le|508
ISIG|INSIGNIA SYSTEMS  ##|LIME|Lime Brokerage LLC|7796
ISIG|INSIGNIA SYSTEMS  ##|LSCI|Lek Securities Corporation|100
ISIG|INSIGNIA SYSTEMS  ##|MSCO|MORGAN STANLEY & CO. LLC|28649
ISIG|INSIGNIA SYSTEMS  ##|NFSC|National Financial Services LLC|13953
ISIG|INSIGNIA SYSTEMS  ##|NITE|VIRTU Americas LLC|69984
ISIG|INSIGNIA SYSTEMS  ##|NQRB|Brut, LLC|440
ISIG|INSIGNIA SYSTEMS  ##|SGMT|GOLDMAN SACHS & CO. LLC|25
ISIG|INSIGNIA SYSTEMS  ##|SPDR|SPEEDROUTE LLC|239
ISIG|INSIGNIA SYSTEMS  ##|STFL|Stifel, Nicolaus & Company, Incorporated|10135
ISIG|INSIGNIA SYSTEMS  ##|SWIM|TD Ameritrade, Inc.|30332
ISIG|INSIGNIA SYSTEMS  ##|TKNG|ALLY INVEST SECURITIES LLC|416
ISIG|INSIGNIA SYSTEMS  ##|TRCM|TRC MARKETS LLC|4898
ISIG|INSIGNIA SYSTEMS  ##|UBSA|UBS SECURITIES LLC|2800
ISIG|INSIGNIA SYSTEMS  ##|UBSS|UBS Securities LLC|12243
ISIG|INSIGNIA SYSTEMS  ##|VALX|VIRTU AMERICAS LLC|305
ISIG|INSIGNIA SYSTEMS  ##|VGRD|Vanguard Marketing Corporation|335
ISIG|INSIGNIA SYSTEMS  ##|WCHV|WELLS FARGO SECURITIES, LLC|1442
ISIG|INSIGNIA SYSTEMS  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73
ISIG|INSIGNIA SYSTEMS  ##|WGIF|CIBC World Markets Inc.|50
ISIG|INSIGNIA SYSTEMS  ##|WSEA|WOLVERINE SECURITIES, LLC|1400
ISIG|INSIGNIA SYSTEMS  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
ISMD|INSPIRE SMALL/MID CA|APCC|Apex Clearing Corporation|14
ISMD|INSPIRE SMALL/MID CA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1896
ISMD|INSPIRE SMALL/MID CA|DBAX|Deutsche Bank Securities Inc.|100
ISMD|INSPIRE SMALL/MID CA|ETRS|E*Trade Securities LLC|35
ISMD|INSPIRE SMALL/MID CA|FTBR|Foliofn Investments, Inc.|17855
ISMD|INSPIRE SMALL/MID CA|GSLT|GOLDMAN SACHS & CO. LLC|1075
ISMD|INSPIRE SMALL/MID CA|IBKR|Interactive Brokers Llc|25
ISMD|INSPIRE SMALL/MID CA|JSEB|JANE STREET EXECUTION SERVICES, LLC|21133
ISMD|INSPIRE SMALL/MID CA|JSJX|JANE STREET CAPITAL LLC|158
ISMD|INSPIRE SMALL/MID CA|KCGM|VIRTU Americas LLC|1458
ISMD|INSPIRE SMALL/MID CA|LIME|Lime Brokerage LLC|799
ISMD|INSPIRE SMALL/MID CA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
ISMD|INSPIRE SMALL/MID CA|MSCO|MORGAN STANLEY & CO. LLC|800
ISMD|INSPIRE SMALL/MID CA|NFSC|National Financial Services LLC|10322
ISMD|INSPIRE SMALL/MID CA|NITE|VIRTU Americas LLC|31185
ISMD|INSPIRE SMALL/MID CA|NITP|VIRTU Americas LLC|338
ISMD|INSPIRE SMALL/MID CA|SGMT|GOLDMAN SACHS & CO. LLC|200
ISMD|INSPIRE SMALL/MID CA|UBSA|UBS SECURITIES LLC|1029
ISMD|INSPIRE SMALL/MID CA|UBSS|UBS Securities LLC|1618
ISMD|INSPIRE SMALL/MID CA|WCHV|WELLS FARGO SECURITIES, LLC|300
ISMD|INSPIRE SMALL/MID CA|WSEA|WOLVERINE SECURITIES, LLC|5
ISMD|INSPIRE SMALL/MID CA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4812
ISNS|IMAGE SENSING SYST|APCC|Apex Clearing Corporation|11
ISNS|IMAGE SENSING SYST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3100
ISNS|IMAGE SENSING SYST|CTDL|Citadel Derivatives Group Llc|63
ISNS|IMAGE SENSING SYST|DBAB|Deutsche Bank Securities Inc.|400
ISNS|IMAGE SENSING SYST|DEGS|RONIN PROFESSIONAL LLC|1848
ISNS|IMAGE SENSING SYST|EBXL|EBX LLC|100
ISNS|IMAGE SENSING SYST|ETRS|E*Trade Securities LLC|2526
ISNS|IMAGE SENSING SYST|FBCO|Credit Suisse Securities (USA) LLC|620
ISNS|IMAGE SENSING SYST|FOMA|TD AMERITRADE CLEARING, INC.|16497
ISNS|IMAGE SENSING SYST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|143
ISNS|IMAGE SENSING SYST|FTBR|Foliofn Investments, Inc.|458
ISNS|IMAGE SENSING SYST|GEBB|GLOBAL EXECUTION BROKERS, LP|862
ISNS|IMAGE SENSING SYST|GSCO|GOLDMAN SACHS & CO. LLC|596
ISNS|IMAGE SENSING SYST|IATS|INTERACTIVE BROKERS LLC|1300
ISNS|IMAGE SENSING SYST|IBKR|Interactive Brokers Llc|8803
ISNS|IMAGE SENSING SYST|ICBX|INSTINET, LLC|500
ISNS|IMAGE SENSING SYST|INCA|INSTINET, LLC|531
ISNS|IMAGE SENSING SYST|INJX|INSTINET, LLC|200
ISNS|IMAGE SENSING SYST|ITGI|ITG Inc.|11
ISNS|IMAGE SENSING SYST|LEHM|Barclays Capital Inc./Le|668
ISNS|IMAGE SENSING SYST|LIME|Lime Brokerage LLC|5654
ISNS|IMAGE SENSING SYST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
ISNS|IMAGE SENSING SYST|MSCO|MORGAN STANLEY & CO. LLC|5275
ISNS|IMAGE SENSING SYST|MSPL|MORGAN STANLEY & CO. LLC|1000
ISNS|IMAGE SENSING SYST|NFSC|National Financial Services LLC|15487
ISNS|IMAGE SENSING SYST|NITE|VIRTU Americas LLC|26905
ISNS|IMAGE SENSING SYST|SGMT|GOLDMAN SACHS & CO. LLC|14
ISNS|IMAGE SENSING SYST|SPDR|SPEEDROUTE LLC|198
ISNS|IMAGE SENSING SYST|SWIM|TD Ameritrade, Inc.|1457
ISNS|IMAGE SENSING SYST|SWST|Hilltop Securities Inc.|5330
ISNS|IMAGE SENSING SYST|TKNG|ALLY INVEST SECURITIES LLC|2510
ISNS|IMAGE SENSING SYST|TRBT|Tradebot Systems, Inc.|629
ISNS|IMAGE SENSING SYST|TRCM|TRC MARKETS LLC|2994
ISNS|IMAGE SENSING SYST|UBSA|UBS SECURITIES LLC|5557
ISNS|IMAGE SENSING SYST|UBSS|UBS Securities LLC|18411
ISNS|IMAGE SENSING SYST|VALX|VIRTU AMERICAS LLC|4
ISNS|IMAGE SENSING SYST|VGRD|Vanguard Marketing Corporation|310
ISNS|IMAGE SENSING SYST|WSEA|WOLVERINE SECURITIES, LLC|2118
ISNS|IMAGE SENSING SYST|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ISR|ISORAY INC|APCC|Apex Clearing Corporation|932
ISR|ISORAY INC|BANK|Primevest Financial Services, Inc.|666
ISR|ISORAY INC|BATM|CBOE TRADING, INC.|600
ISR|ISORAY INC|CHAS|Charles Schwab & Co., Inc.|2397
ISR|ISORAY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ISR|ISORAY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|60210
ISR|ISORAY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2042
ISR|ISORAY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
ISR|ISORAY INC|DBAB|Deutsche Bank Securities Inc.|16102
ISR|ISORAY INC|DBAX|Deutsche Bank Securities Inc.|19700
ISR|ISORAY INC|EBXL|EBX LLC|4400
ISR|ISORAY INC|EGAM|CBOE TRADING, INC.|3602
ISR|ISORAY INC|EGXM|CBOE TRADING, INC.|13700
ISR|ISORAY INC|ETRS|E*Trade Securities LLC|230627
ISR|ISORAY INC|FILL|Tradestation Securities, Inc.|1939
ISR|ISORAY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118
ISR|ISORAY INC|FTBR|Foliofn Investments, Inc.|444
ISR|ISORAY INC|GLIS|TD Securities Inc|63
ISR|ISORAY INC|GLPX|ACS EXECUTION SERVICES, LLC|23449
ISR|ISORAY INC|GSCO|GOLDMAN SACHS & CO. LLC|1178
ISR|ISORAY INC|GSLT|GOLDMAN SACHS & CO. LLC|6351
ISR|ISORAY INC|HRBF|American Enterprise Investment Services Inc.|12759
ISR|ISORAY INC|IBKR|Interactive Brokers Llc|6926
ISR|ISORAY INC|ICBX|INSTINET, LLC|6193
ISR|ISORAY INC|INCA|INSTINET, LLC|70980
ISR|ISORAY INC|ITGI|ITG Inc.|1200
ISR|ISORAY INC|ITGP|ITG INC.|1000
ISR|ISORAY INC|JPMX|J.P. Morgan Securities LLC|400
ISR|ISORAY INC|KCGM|VIRTU Americas LLC|200
ISR|ISORAY INC|LEHM|Barclays Capital Inc./Le|8390
ISR|ISORAY INC|LIME|Lime Brokerage LLC|401
ISR|ISORAY INC|MBTS|ALLY INVEST SECURITIES LLC|3845
ISR|ISORAY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
ISR|ISORAY INC|MSCO|MORGAN STANLEY & CO. LLC|95613
ISR|ISORAY INC|NFSC|National Financial Services LLC|427389
ISR|ISORAY INC|NITE|VIRTU Americas LLC|436315
ISR|ISORAY INC|NQRB|Brut, LLC|24900
ISR|ISORAY INC|NTBF|BMO Nesbitt Burns Inc./CDS|4900
ISR|ISORAY INC|PDQM|CODA MARKETS, INC.|23145
ISR|ISORAY INC|RBCM|RBC CAPITAL MARKETS, LLC|8000
ISR|ISORAY INC|SBSH|Citigroup Global Markets Inc.|211
ISR|ISORAY INC|SGMT|GOLDMAN SACHS & CO. LLC|4471
ISR|ISORAY INC|SPDR|SPEEDROUTE LLC|73844
ISR|ISORAY INC|STFL|Stifel, Nicolaus & Company, Incorporated|6500
ISR|ISORAY INC|SWIM|TD Ameritrade, Inc.|64159
ISR|ISORAY INC|TKNG|ALLY INVEST SECURITIES LLC|12400
ISR|ISORAY INC|UBSA|UBS SECURITIES LLC|26677
ISR|ISORAY INC|UBSS|UBS Securities LLC|51559
ISR|ISORAY INC|VGRD|Vanguard Marketing Corporation|44121
ISR|ISORAY INC|WAIN|H.C. Wainwright & Co., Inc.|11307
ISR|ISORAY INC|WCHV|WELLS FARGO SECURITIES, LLC|3400
ISR|ISORAY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7008
ISR|ISORAY INC|WGIF|CIBC World Markets Inc.|140
ISR|ISORAY INC|WSEA|WOLVERINE SECURITIES, LLC|15294
ISR|ISORAY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
ISRA|VANECK ISRAEL ETF|APCC|Apex Clearing Corporation|44
ISRA|VANECK ISRAEL ETF|BATM|CBOE TRADING, INC.|1006
ISRA|VANECK ISRAEL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5000
ISRA|VANECK ISRAEL ETF|DBAX|Deutsche Bank Securities Inc.|1000
ISRA|VANECK ISRAEL ETF|DEAN|MORGAN STANLEY|243
ISRA|VANECK ISRAEL ETF|EBXL|EBX LLC|600
ISRA|VANECK ISRAEL ETF|EDJO|Edward D. Jones & Co., L.P.|2668
ISRA|VANECK ISRAEL ETF|ETRS|E*Trade Securities LLC|50
ISRA|VANECK ISRAEL ETF|FTBR|Foliofn Investments, Inc.|47
ISRA|VANECK ISRAEL ETF|IATS|INTERACTIVE BROKERS LLC|200
ISRA|VANECK ISRAEL ETF|IBKR|Interactive Brokers Llc|1007
ISRA|VANECK ISRAEL ETF|ICBX|INSTINET, LLC|600
ISRA|VANECK ISRAEL ETF|JEFF|JEFFERIES LLC|1900
ISRA|VANECK ISRAEL ETF|JPMX|J.P. Morgan Securities LLC|600
ISRA|VANECK ISRAEL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|18350
ISRA|VANECK ISRAEL ETF|JSJX|JANE STREET CAPITAL LLC|4059
ISRA|VANECK ISRAEL ETF|KCGM|VIRTU Americas LLC|4244
ISRA|VANECK ISRAEL ETF|LEHM|Barclays Capital Inc./Le|3200
ISRA|VANECK ISRAEL ETF|LIME|Lime Brokerage LLC|1586
ISRA|VANECK ISRAEL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
ISRA|VANECK ISRAEL ETF|MSCO|MORGAN STANLEY & CO. LLC|1477
ISRA|VANECK ISRAEL ETF|NFSC|National Financial Services LLC|2306
ISRA|VANECK ISRAEL ETF|NITE|VIRTU Americas LLC|5910
ISRA|VANECK ISRAEL ETF|PWJC|UBS Financial Services, Inc.|160
ISRA|VANECK ISRAEL ETF|RGLD|Regal Securities, Inc|45
ISRA|VANECK ISRAEL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|39
ISRA|VANECK ISRAEL ETF|STKP|STOCKPILE INVESTMENTS, INC.|36
ISRA|VANECK ISRAEL ETF|SWIM|TD Ameritrade, Inc.|175
ISRA|VANECK ISRAEL ETF|UBSA|UBS SECURITIES LLC|14254
ISRA|VANECK ISRAEL ETF|UBSS|UBS Securities LLC|7766
ISRA|VANECK ISRAEL ETF|VGRD|Vanguard Marketing Corporation|3463
ISRA|VANECK ISRAEL ETF|WCHV|WELLS FARGO SECURITIES, LLC|19624
ISRA|VANECK ISRAEL ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|794
ISRA|VANECK ISRAEL ETF|WGIF|CIBC World Markets Inc.|925
ISRA|VANECK ISRAEL ETF|WSEA|WOLVERINE SECURITIES, LLC|871
ISRA|VANECK ISRAEL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|780
ISRG|INTUITIVE SURG, INC.|ABLE|NATIXIS Securities Americas LLC|45767
ISRG|INTUITIVE SURG, INC.|ACAD|ACADEMY SECURITIES, INC.|800
ISRG|INTUITIVE SURG, INC.|ACPL|American Capital Partners, LLC|148
ISRG|INTUITIVE SURG, INC.|AGIS|Aegis Capital Corp.|3
ISRG|INTUITIVE SURG, INC.|ALTX|Alternet Securities Inc.|2074
ISRG|INTUITIVE SURG, INC.|ANOS|ABEL/NOSER, L.L.C.|224
ISRG|INTUITIVE SURG, INC.|APCC|Apex Clearing Corporation|1058
ISRG|INTUITIVE SURG, INC.|BANK|Primevest Financial Services, Inc.|19
ISRG|INTUITIVE SURG, INC.|BARD|Robert W. Baird & Co. Incorporated|1034
ISRG|INTUITIVE SURG, INC.|BATM|CBOE TRADING, INC.|20986
ISRG|INTUITIVE SURG, INC.|BAYC|BAY CREST PARTNERS, LLC|6739
ISRG|INTUITIVE SURG, INC.|BBNT|BB&T SECURITIES, LLC|210
ISRG|INTUITIVE SURG, INC.|BERN|Sanford C. Bernstein & Co., LLC|79377
ISRG|INTUITIVE SURG, INC.|BGCE|BGC Financial Inc.|700
ISRG|INTUITIVE SURG, INC.|BIAD|SAGETRADER, LLC|4
ISRG|INTUITIVE SURG, INC.|BIMI|Banca IMI Securities Corp.|1534
ISRG|INTUITIVE SURG, INC.|BKCM|BNY Mellon Capital Markets LLC|728
ISRG|INTUITIVE SURG, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16166
ISRG|INTUITIVE SURG, INC.|BLKX|INSTINET, LLC|13200
ISRG|INTUITIVE SURG, INC.|BMOC|BMO Capital Markets Corp.|54610
ISRG|INTUITIVE SURG, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|122703
ISRG|INTUITIVE SURG, INC.|BTIG|BTIG, LLC|22508
ISRG|INTUITIVE SURG, INC.|BYXM|CBOE TRADING, INC.|1132
ISRG|INTUITIVE SURG, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
ISRG|INTUITIVE SURG, INC.|CABR|Cabrera Capital Markets, Inc.|37
ISRG|INTUITIVE SURG, INC.|CANT|Cantor Fitzgerald & Co.|4128
ISRG|INTUITIVE SURG, INC.|CHAS|Charles Schwab & Co., Inc.|1845
ISRG|INTUITIVE SURG, INC.|CIBP|CIBC World Markets Corp.|4775
ISRG|INTUITIVE SURG, INC.|CIST|Capital Institutional Services, Inc.|362
ISRG|INTUITIVE SURG, INC.|CLSA|CLSA AMERICAS, LLC|4500
ISRG|INTUITIVE SURG, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|148936
ISRG|INTUITIVE SURG, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1528
ISRG|INTUITIVE SURG, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3369
ISRG|INTUITIVE SURG, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330118
ISRG|INTUITIVE SURG, INC.|CTDL|Citadel Derivatives Group Llc|18004
ISRG|INTUITIVE SURG, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|33130
ISRG|INTUITIVE SURG, INC.|DADA|D.A. Davidson & Co.|482
ISRG|INTUITIVE SURG, INC.|DAWA|Daiwa Capital Markets America Inc.|13050
ISRG|INTUITIVE SURG, INC.|DBAB|Deutsche Bank Securities Inc.|597751
ISRG|INTUITIVE SURG, INC.|DBAX|Deutsche Bank Securities Inc.|141600
ISRG|INTUITIVE SURG, INC.|DBUL|Deutsche Bank Securities Inc.|4649
ISRG|INTUITIVE SURG, INC.|DCHF|Dart Executions, LLC|2643
ISRG|INTUITIVE SURG, INC.|DEAN|MORGAN STANLEY|8403
ISRG|INTUITIVE SURG, INC.|DEGS|RONIN PROFESSIONAL LLC|29
ISRG|INTUITIVE SURG, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4643
ISRG|INTUITIVE SURG, INC.|DRWK|DRW SECURITIES, L.L.C.|19816
ISRG|INTUITIVE SURG, INC.|EBXL|EBX LLC|106200
ISRG|INTUITIVE SURG, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2396
ISRG|INTUITIVE SURG, INC.|EDJO|Edward D. Jones & Co., L.P.|3884
ISRG|INTUITIVE SURG, INC.|EGAM|CBOE TRADING, INC.|2923
ISRG|INTUITIVE SURG, INC.|EGAW|CBOE TRADING, INC.|78
ISRG|INTUITIVE SURG, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1782
ISRG|INTUITIVE SURG, INC.|EGXM|CBOE TRADING, INC.|3897
ISRG|INTUITIVE SURG, INC.|EGXW|CBOE TRADING, INC.|32
ISRG|INTUITIVE SURG, INC.|ESPO|ESPOSITO SECURITIES, LLC|25
ISRG|INTUITIVE SURG, INC.|ETBE|Electronic Transaction Clearing, Inc.|27674
ISRG|INTUITIVE SURG, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|3
ISRG|INTUITIVE SURG, INC.|ETCC|Electronic Transaction Clearing, Inc.|953
ISRG|INTUITIVE SURG, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4664
ISRG|INTUITIVE SURG, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|107459
ISRG|INTUITIVE SURG, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|894
ISRG|INTUITIVE SURG, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|70091
ISRG|INTUITIVE SURG, INC.|ETRS|E*Trade Securities LLC|248409
ISRG|INTUITIVE SURG, INC.|FBCO|Credit Suisse Securities (USA) LLC|573955
ISRG|INTUITIVE SURG, INC.|FFSI|Firstrade Securities Inc.|126
ISRG|INTUITIVE SURG, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|84
ISRG|INTUITIVE SURG, INC.|FILL|Tradestation Securities, Inc.|7835
ISRG|INTUITIVE SURG, INC.|FINX|FINTECH SECURITIES|57
ISRG|INTUITIVE SURG, INC.|FINZ|FINTECH SECURITIES|559
ISRG|INTUITIVE SURG, INC.|FMAF|NBCN Inc./ CDS|3679
ISRG|INTUITIVE SURG, INC.|FOMA|TD AMERITRADE CLEARING, INC.|333066
ISRG|INTUITIVE SURG, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20140
ISRG|INTUITIVE SURG, INC.|FQLS|Quantlab Securities LP|298534
ISRG|INTUITIVE SURG, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94832
ISRG|INTUITIVE SURG, INC.|FTBR|Foliofn Investments, Inc.|1555
ISRG|INTUITIVE SURG, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|77686
ISRG|INTUITIVE SURG, INC.|GELP|RBC CAPITAL MARKETS, LLC|1048
ISRG|INTUITIVE SURG, INC.|GLIS|TD Securities Inc|11
ISRG|INTUITIVE SURG, INC.|GLPX|ACS EXECUTION SERVICES, LLC|33801
ISRG|INTUITIVE SURG, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1607419
ISRG|INTUITIVE SURG, INC.|GSCS|GOLDMAN SACHS & CO. LLC|15027
ISRG|INTUITIVE SURG, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1259
ISRG|INTUITIVE SURG, INC.|GTSZ|GTS SECURITIES LLC|180405
ISRG|INTUITIVE SURG, INC.|HAPX|HAP Trading, LLC|2237
ISRG|INTUITIVE SURG, INC.|HRBF|American Enterprise Investment Services Inc.|3637
ISRG|INTUITIVE SURG, INC.|HSBC|HSBC Securities, Inc.|20092
ISRG|INTUITIVE SURG, INC.|IATS|INTERACTIVE BROKERS LLC|27952
ISRG|INTUITIVE SURG, INC.|IBKR|Interactive Brokers Llc|101561
ISRG|INTUITIVE SURG, INC.|IBSJ|Integrity Brokerage Services, Inc.|120
ISRG|INTUITIVE SURG, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1113
ISRG|INTUITIVE SURG, INC.|ICBX|INSTINET, LLC|40003
ISRG|INTUITIVE SURG, INC.|IEQY|CITADEL SECURITIES LLC|214787
ISRG|INTUITIVE SURG, INC.|INCA|INSTINET, LLC|465523
ISRG|INTUITIVE SURG, INC.|INJX|INSTINET, LLC|64419
ISRG|INTUITIVE SURG, INC.|ITGI|ITG Inc.|77812
ISRG|INTUITIVE SURG, INC.|ITGP|ITG INC.|58600
ISRG|INTUITIVE SURG, INC.|JANY|Janney Montgomery Scott Inc.|1799
ISRG|INTUITIVE SURG, INC.|JEFF|JEFFERIES LLC|111427
ISRG|INTUITIVE SURG, INC.|JMPT|JUMP TRADING, LLC|75939
ISRG|INTUITIVE SURG, INC.|JONE|JonesTrading|30
ISRG|INTUITIVE SURG, INC.|JPBX|J.P. MORGAN SECURITIES LLC|111712
ISRG|INTUITIVE SURG, INC.|JPMX|J.P. Morgan Securities LLC|425707
ISRG|INTUITIVE SURG, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|7462
ISRG|INTUITIVE SURG, INC.|JSJX|JANE STREET CAPITAL LLC|5807
ISRG|INTUITIVE SURG, INC.|KCGM|VIRTU Americas LLC|53171
ISRG|INTUITIVE SURG, INC.|LEER|LEERINK PARTNERS LLC|835
ISRG|INTUITIVE SURG, INC.|LEHM|Barclays Capital Inc./Le|895227
ISRG|INTUITIVE SURG, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1155
ISRG|INTUITIVE SURG, INC.|LIME|Lime Brokerage LLC|125339
ISRG|INTUITIVE SURG, INC.|LMGP|LIME BROKERAGE LLC|5707
ISRG|INTUITIVE SURG, INC.|LOOP|Loop Capital Markets LLC|1245
ISRG|INTUITIVE SURG, INC.|LSCI|Lek Securities Corporation|1697
ISRG|INTUITIVE SURG, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|3686
ISRG|INTUITIVE SURG, INC.|MACC|Mid Atlantic Capital Corporation|191
ISRG|INTUITIVE SURG, INC.|MACQ|Macquarie Capital (USA) Inc.|20300
ISRG|INTUITIVE SURG, INC.|MAXM|Maxim Group LLC|1503
ISRG|INTUITIVE SURG, INC.|MBTS|ALLY INVEST SECURITIES LLC|223
ISRG|INTUITIVE SURG, INC.|MCBT|Moors & Cabot, Inc.|25
ISRG|INTUITIVE SURG, INC.|MCMF|Raymond James Ltd. Cds|473
ISRG|INTUITIVE SURG, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66072
ISRG|INTUITIVE SURG, INC.|MOTF|MOTIF INVESTING, INC.|136
ISRG|INTUITIVE SURG, INC.|MSCO|MORGAN STANLEY & CO. LLC|1908429
ISRG|INTUITIVE SURG, INC.|MSPL|MORGAN STANLEY & CO. LLC|217100
ISRG|INTUITIVE SURG, INC.|MSTX|MORGAN STANLEY & CO. LLC|53700
ISRG|INTUITIVE SURG, INC.|NATL|National Securities Corporation|266
ISRG|INTUITIVE SURG, INC.|NBCS|NBC Securities, INC.|23
ISRG|INTUITIVE SURG, INC.|NEUB|NEUBERGER BERMAN BD LLC|46
ISRG|INTUITIVE SURG, INC.|NFSC|National Financial Services LLC|233811
ISRG|INTUITIVE SURG, INC.|NITE|VIRTU Americas LLC|560936
ISRG|INTUITIVE SURG, INC.|NITP|VIRTU Americas LLC|2031
ISRG|INTUITIVE SURG, INC.|NMRA|Nomura Securities International, Inc.|100
ISRG|INTUITIVE SURG, INC.|NQRB|Brut, LLC|3170
ISRG|INTUITIVE SURG, INC.|NTRC|Northern Trust Securities, Inc.|9663
ISRG|INTUITIVE SURG, INC.|OHOS|TWO SIGMA SECURITIES, LLC|33238
ISRG|INTUITIVE SURG, INC.|OLDM|OLD MISSION CAPITAL, LLC|1990
ISRG|INTUITIVE SURG, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|100
ISRG|INTUITIVE SURG, INC.|OPCO|Oppenheimer & Co. Inc.|3999
ISRG|INTUITIVE SURG, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|327
ISRG|INTUITIVE SURG, INC.|PCFF|Pacific International Securities Inc./CDS|32
ISRG|INTUITIVE SURG, INC.|PCPT|PHILLIP CAPITAL INC.|197
ISRG|INTUITIVE SURG, INC.|PDQM|CODA MARKETS, INC.|64778
ISRG|INTUITIVE SURG, INC.|PHLY|NASDAQ Execution Services, LLC|8800
ISRG|INTUITIVE SURG, INC.|PIPR|Piper Jaffray & Co.|155
ISRG|INTUITIVE SURG, INC.|PWJC|UBS Financial Services, Inc.|1944
ISRG|INTUITIVE SURG, INC.|QMSR|QUATTRO M SECURITIES INC.|11171
ISRG|INTUITIVE SURG, INC.|RAJA|Raymond James & Associates, Inc.|8058
ISRG|INTUITIVE SURG, INC.|RBCM|RBC CAPITAL MARKETS, LLC|5416
ISRG|INTUITIVE SURG, INC.|SAGL|SAGETRADER, LLC|240
ISRG|INTUITIVE SURG, INC.|SAGW|SAGETRADER, LLC|254
ISRG|INTUITIVE SURG, INC.|SALI|INTL FCSTONE FINANCIAL INC.|911
ISRG|INTUITIVE SURG, INC.|SBSH|Citigroup Global Markets Inc.|525420
ISRG|INTUITIVE SURG, INC.|SGMT|GOLDMAN SACHS & CO. LLC|63875
ISRG|INTUITIVE SURG, INC.|SJLS|TRADE INFORMATICS LLC|100
ISRG|INTUITIVE SURG, INC.|SPDR|SPEEDROUTE LLC|8007
ISRG|INTUITIVE SURG, INC.|SPHN|Stephens Inc.|10
ISRG|INTUITIVE SURG, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|20874
ISRG|INTUITIVE SURG, INC.|STKP|STOCKPILE INVESTMENTS, INC.|226
ISRG|INTUITIVE SURG, INC.|SWIM|TD Ameritrade, Inc.|190042
ISRG|INTUITIVE SURG, INC.|SWST|Hilltop Securities Inc.|1443
ISRG|INTUITIVE SURG, INC.|TKNG|ALLY INVEST SECURITIES LLC|1486
ISRG|INTUITIVE SURG, INC.|TRBT|Tradebot Systems, Inc.|132029
ISRG|INTUITIVE SURG, INC.|TRCM|TRC MARKETS LLC|107485
ISRG|INTUITIVE SURG, INC.|TTUC|CUTTONE & CO., INC.|4405
ISRG|INTUITIVE SURG, INC.|TWTT|TASTYWORKS, INC.|2256
ISRG|INTUITIVE SURG, INC.|UBSA|UBS SECURITIES LLC|365732
ISRG|INTUITIVE SURG, INC.|UBSS|UBS Securities LLC|1321363
ISRG|INTUITIVE SURG, INC.|VALX|VIRTU AMERICAS LLC|32843
ISRG|INTUITIVE SURG, INC.|VERT|The Vertical Trading Group, LLC|110
ISRG|INTUITIVE SURG, INC.|VGRD|Vanguard Marketing Corporation|68660
ISRG|INTUITIVE SURG, INC.|VSIN|Vision Financial Markets Llc|23
ISRG|INTUITIVE SURG, INC.|WABR|Wall Street Access|3076
ISRG|INTUITIVE SURG, INC.|WBET|Wallachbeth Capital LLC|144
ISRG|INTUITIVE SURG, INC.|WBLR|WILLIAM BLAIR|777574
ISRG|INTUITIVE SURG, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|16296
ISRG|INTUITIVE SURG, INC.|WCHV|WELLS FARGO SECURITIES, LLC|91415
ISRG|INTUITIVE SURG, INC.|WDNX|WEEDEN & CO.L.P.|1296
ISRG|INTUITIVE SURG, INC.|WEDB|WEDBUSH SECURITIES INC.|1007
ISRG|INTUITIVE SURG, INC.|WEED|Weeden & Co.L.P.|1971
ISRG|INTUITIVE SURG, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21862
ISRG|INTUITIVE SURG, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42116
ISRG|INTUITIVE SURG, INC.|WGIF|CIBC World Markets Inc.|5543
ISRG|INTUITIVE SURG, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|504
ISRG|INTUITIVE SURG, INC.|WSAG|WALL STREET ACCESS|87
ISRG|INTUITIVE SURG, INC.|WSEA|WOLVERINE SECURITIES, LLC|3902
ISRG|INTUITIVE SURG, INC.|XIST|INSTINET, LLC|24464
ISRG|INTUITIVE SURG, INC.|XPQR|Jump Trading|400
ISRG|INTUITIVE SURG, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|57758
ISRG|INTUITIVE SURG, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|13938
ISRG|INTUITIVE SURG, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5250
ISRL|ISRAMCO INC|APCC|Apex Clearing Corporation|5
ISRL|ISRAMCO INC|BATM|CBOE TRADING, INC.|29
ISRL|ISRAMCO INC|BMOC|BMO Capital Markets Corp.|117
ISRL|ISRAMCO INC|BNPX|BNP PARIBAS SECURITIES CORP.|119
ISRL|ISRAMCO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17
ISRL|ISRAMCO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|217
ISRL|ISRAMCO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|768
ISRL|ISRAMCO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1
ISRL|ISRAMCO INC|CTDL|Citadel Derivatives Group Llc|13
ISRL|ISRAMCO INC|DBAB|Deutsche Bank Securities Inc.|579
ISRL|ISRAMCO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|230
ISRL|ISRAMCO INC|EGAM|CBOE TRADING, INC.|6
ISRL|ISRAMCO INC|FBCO|Credit Suisse Securities (USA) LLC|13997
ISRL|ISRAMCO INC|FOMA|TD AMERITRADE CLEARING, INC.|145
ISRL|ISRAMCO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37
ISRL|ISRAMCO INC|GSCO|GOLDMAN SACHS & CO. LLC|10818
ISRL|ISRAMCO INC|GTSZ|GTS SECURITIES LLC|19
ISRL|ISRAMCO INC|HSBC|HSBC Securities, Inc.|20
ISRL|ISRAMCO INC|IBKR|Interactive Brokers Llc|925
ISRL|ISRAMCO INC|INCA|INSTINET, LLC|991
ISRL|ISRAMCO INC|ITGI|ITG Inc.|100
ISRL|ISRAMCO INC|JPMX|J.P. Morgan Securities LLC|61
ISRL|ISRAMCO INC|LEHM|Barclays Capital Inc./Le|2607
ISRL|ISRAMCO INC|LIME|Lime Brokerage LLC|997
ISRL|ISRAMCO INC|MAXM|Maxim Group LLC|41
ISRL|ISRAMCO INC|MSCO|MORGAN STANLEY & CO. LLC|1609
ISRL|ISRAMCO INC|NFSC|National Financial Services LLC|187
ISRL|ISRAMCO INC|NITE|VIRTU Americas LLC|1383
ISRL|ISRAMCO INC|SBSH|Citigroup Global Markets Inc.|796
ISRL|ISRAMCO INC|SGMT|GOLDMAN SACHS & CO. LLC|19
ISRL|ISRAMCO INC|SPDR|SPEEDROUTE LLC|573
ISRL|ISRAMCO INC|TMBR|Timber Hill LLC|227
ISRL|ISRAMCO INC|UBSA|UBS SECURITIES LLC|289
ISRL|ISRAMCO INC|UBSS|UBS Securities LLC|3160
ISRL|ISRAMCO INC|VALX|VIRTU AMERICAS LLC|26
ISRL|ISRAMCO INC|VGRD|Vanguard Marketing Corporation|50
ISRL|ISRAMCO INC|VIEW|VIEWTRADE SECURITIES LLC|49
ISRL|ISRAMCO INC|WCHV|WELLS FARGO SECURITIES, LLC|130
ISSC|INNOVATIVE SOL&SUP##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1096
ISSC|INNOVATIVE SOL&SUP##|CANT|Cantor Fitzgerald & Co.|300
ISSC|INNOVATIVE SOL&SUP##|CHAS|Charles Schwab & Co., Inc.|500
ISSC|INNOVATIVE SOL&SUP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|980
ISSC|INNOVATIVE SOL&SUP##|CTDL|Citadel Derivatives Group Llc|20
ISSC|INNOVATIVE SOL&SUP##|DBAB|Deutsche Bank Securities Inc.|1241
ISSC|INNOVATIVE SOL&SUP##|DEAN|MORGAN STANLEY|1548
ISSC|INNOVATIVE SOL&SUP##|DEGS|RONIN PROFESSIONAL LLC|3582
ISSC|INNOVATIVE SOL&SUP##|EBXL|EBX LLC|300
ISSC|INNOVATIVE SOL&SUP##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
ISSC|INNOVATIVE SOL&SUP##|ETRS|E*Trade Securities LLC|3010
ISSC|INNOVATIVE SOL&SUP##|FBCO|Credit Suisse Securities (USA) LLC|890
ISSC|INNOVATIVE SOL&SUP##|FOMA|TD AMERITRADE CLEARING, INC.|37497
ISSC|INNOVATIVE SOL&SUP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41
ISSC|INNOVATIVE SOL&SUP##|FTBR|Foliofn Investments, Inc.|457
ISSC|INNOVATIVE SOL&SUP##|GSCO|GOLDMAN SACHS & CO. LLC|345
ISSC|INNOVATIVE SOL&SUP##|GTSZ|GTS SECURITIES LLC|200
ISSC|INNOVATIVE SOL&SUP##|IATS|INTERACTIVE BROKERS LLC|2420
ISSC|INNOVATIVE SOL&SUP##|IBKR|Interactive Brokers Llc|15684
ISSC|INNOVATIVE SOL&SUP##|INCA|INSTINET, LLC|1909
ISSC|INNOVATIVE SOL&SUP##|INJX|INSTINET, LLC|336
ISSC|INNOVATIVE SOL&SUP##|LEHM|Barclays Capital Inc./Le|827
ISSC|INNOVATIVE SOL&SUP##|LIME|Lime Brokerage LLC|10574
ISSC|INNOVATIVE SOL&SUP##|MSCO|MORGAN STANLEY & CO. LLC|21158
ISSC|INNOVATIVE SOL&SUP##|NFSC|National Financial Services LLC|24278
ISSC|INNOVATIVE SOL&SUP##|NITE|VIRTU Americas LLC|40194
ISSC|INNOVATIVE SOL&SUP##|OPCO|Oppenheimer & Co. Inc.|9136
ISSC|INNOVATIVE SOL&SUP##|RBCM|RBC CAPITAL MARKETS, LLC|1950
ISSC|INNOVATIVE SOL&SUP##|SPTD|MINT GLOBAL MARKETS, INC.|200
ISSC|INNOVATIVE SOL&SUP##|TKNG|ALLY INVEST SECURITIES LLC|100
ISSC|INNOVATIVE SOL&SUP##|TRCM|TRC MARKETS LLC|503
ISSC|INNOVATIVE SOL&SUP##|UBSA|UBS SECURITIES LLC|520
ISSC|INNOVATIVE SOL&SUP##|UBSS|UBS Securities LLC|12884
ISSC|INNOVATIVE SOL&SUP##|VALX|VIRTU AMERICAS LLC|231
ISSC|INNOVATIVE SOL&SUP##|VGRD|Vanguard Marketing Corporation|2498
ISSC|INNOVATIVE SOL&SUP##|WCHV|WELLS FARGO SECURITIES, LLC|1600
ISSC|INNOVATIVE SOL&SUP##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|133
ISSC|INNOVATIVE SOL&SUP##|WSEA|WOLVERINE SECURITIES, LLC|150
ISTB|ISHS CORE 1-5 YR USD|ALTX|Alternet Securities Inc.|100
ISTB|ISHS CORE 1-5 YR USD|APCC|Apex Clearing Corporation|148
ISTB|ISHS CORE 1-5 YR USD|BANK|Primevest Financial Services, Inc.|1
ISTB|ISHS CORE 1-5 YR USD|BBNT|BB&T SECURITIES, LLC|3530
ISTB|ISHS CORE 1-5 YR USD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24441
ISTB|ISHS CORE 1-5 YR USD|BMOC|BMO Capital Markets Corp.|2225
ISTB|ISHS CORE 1-5 YR USD|CANT|Cantor Fitzgerald & Co.|76308
ISTB|ISHS CORE 1-5 YR USD|CHAS|Charles Schwab & Co., Inc.|1348
ISTB|ISHS CORE 1-5 YR USD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54061
ISTB|ISHS CORE 1-5 YR USD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61297
ISTB|ISHS CORE 1-5 YR USD|CSIN|Citadel Securities Institutional LLC|3332
ISTB|ISHS CORE 1-5 YR USD|CTDL|Citadel Derivatives Group Llc|288
ISTB|ISHS CORE 1-5 YR USD|CXCX|CITIGROUP GLOBAL MARKETS INC.|6324
ISTB|ISHS CORE 1-5 YR USD|DBAB|Deutsche Bank Securities Inc.|401
ISTB|ISHS CORE 1-5 YR USD|DBAX|Deutsche Bank Securities Inc.|20600
ISTB|ISHS CORE 1-5 YR USD|DEAN|MORGAN STANLEY|12398
ISTB|ISHS CORE 1-5 YR USD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
ISTB|ISHS CORE 1-5 YR USD|EBXL|EBX LLC|9900
ISTB|ISHS CORE 1-5 YR USD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4629
ISTB|ISHS CORE 1-5 YR USD|EDJO|Edward D. Jones & Co., L.P.|128217
ISTB|ISHS CORE 1-5 YR USD|EGAM|CBOE TRADING, INC.|3405
ISTB|ISHS CORE 1-5 YR USD|EGAW|CBOE TRADING, INC.|40
ISTB|ISHS CORE 1-5 YR USD|EGXM|CBOE TRADING, INC.|9925
ISTB|ISHS CORE 1-5 YR USD|EGXW|CBOE TRADING, INC.|1600
ISTB|ISHS CORE 1-5 YR USD|ETBE|Electronic Transaction Clearing, Inc.|140
ISTB|ISHS CORE 1-5 YR USD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2364
ISTB|ISHS CORE 1-5 YR USD|ETRS|E*Trade Securities LLC|1688
ISTB|ISHS CORE 1-5 YR USD|FBCO|Credit Suisse Securities (USA) LLC|60068
ISTB|ISHS CORE 1-5 YR USD|FBSB|U.S. Bancorp Investments, Inc.|306
ISTB|ISHS CORE 1-5 YR USD|FIDT|Fidelity Clearing Canada ULC./ CDS|100
ISTB|ISHS CORE 1-5 YR USD|FMAF|NBCN Inc./ CDS|718
ISTB|ISHS CORE 1-5 YR USD|FOMA|TD AMERITRADE CLEARING, INC.|46730
ISTB|ISHS CORE 1-5 YR USD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21045
ISTB|ISHS CORE 1-5 YR USD|FTBR|Foliofn Investments, Inc.|7342
ISTB|ISHS CORE 1-5 YR USD|GEBB|GLOBAL EXECUTION BROKERS, LP|25336
ISTB|ISHS CORE 1-5 YR USD|GLPX|ACS EXECUTION SERVICES, LLC|200
ISTB|ISHS CORE 1-5 YR USD|GSCO|GOLDMAN SACHS & CO. LLC|8197
ISTB|ISHS CORE 1-5 YR USD|GSCS|GOLDMAN SACHS & CO. LLC|2100
ISTB|ISHS CORE 1-5 YR USD|GSLT|GOLDMAN SACHS & CO. LLC|131
ISTB|ISHS CORE 1-5 YR USD|HRBF|American Enterprise Investment Services Inc.|40663
ISTB|ISHS CORE 1-5 YR USD|IBKR|Interactive Brokers Llc|1662
ISTB|ISHS CORE 1-5 YR USD|ICBX|INSTINET, LLC|8789
ISTB|ISHS CORE 1-5 YR USD|INCA|INSTINET, LLC|99354
ISTB|ISHS CORE 1-5 YR USD|ITGI|ITG Inc.|3000
ISTB|ISHS CORE 1-5 YR USD|ITGP|ITG INC.|14600
ISTB|ISHS CORE 1-5 YR USD|JEFF|JEFFERIES LLC|75192
ISTB|ISHS CORE 1-5 YR USD|JMPT|JUMP TRADING, LLC|1011
ISTB|ISHS CORE 1-5 YR USD|JPMX|J.P. Morgan Securities LLC|12450
ISTB|ISHS CORE 1-5 YR USD|JSEB|JANE STREET EXECUTION SERVICES, LLC|154262
ISTB|ISHS CORE 1-5 YR USD|JSJX|JANE STREET CAPITAL LLC|303528
ISTB|ISHS CORE 1-5 YR USD|KCGM|VIRTU Americas LLC|12222
ISTB|ISHS CORE 1-5 YR USD|LEHM|Barclays Capital Inc./Le|45200
ISTB|ISHS CORE 1-5 YR USD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|9372
ISTB|ISHS CORE 1-5 YR USD|LIME|Lime Brokerage LLC|7462
ISTB|ISHS CORE 1-5 YR USD|MACC|Mid Atlantic Capital Corporation|576
ISTB|ISHS CORE 1-5 YR USD|MCMF|Raymond James Ltd. Cds|3664
ISTB|ISHS CORE 1-5 YR USD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30432
ISTB|ISHS CORE 1-5 YR USD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1022
ISTB|ISHS CORE 1-5 YR USD|MSCO|MORGAN STANLEY & CO. LLC|161115
ISTB|ISHS CORE 1-5 YR USD|MSPL|MORGAN STANLEY & CO. LLC|23900
ISTB|ISHS CORE 1-5 YR USD|NEUB|NEUBERGER BERMAN BD LLC|251
ISTB|ISHS CORE 1-5 YR USD|NFSC|National Financial Services LLC|466650
ISTB|ISHS CORE 1-5 YR USD|NITE|VIRTU Americas LLC|1021797
ISTB|ISHS CORE 1-5 YR USD|NITP|VIRTU Americas LLC|11408
ISTB|ISHS CORE 1-5 YR USD|OLDM|OLD MISSION CAPITAL, LLC|36354
ISTB|ISHS CORE 1-5 YR USD|OPCO|Oppenheimer & Co. Inc.|45
ISTB|ISHS CORE 1-5 YR USD|PDQM|CODA MARKETS, INC.|8007
ISTB|ISHS CORE 1-5 YR USD|PWJC|UBS Financial Services, Inc.|1
ISTB|ISHS CORE 1-5 YR USD|RAJA|Raymond James & Associates, Inc.|125447
ISTB|ISHS CORE 1-5 YR USD|RBCM|RBC CAPITAL MARKETS, LLC|4683
ISTB|ISHS CORE 1-5 YR USD|SAGL|SAGETRADER, LLC|2700
ISTB|ISHS CORE 1-5 YR USD|SBSH|Citigroup Global Markets Inc.|53621
ISTB|ISHS CORE 1-5 YR USD|SGMT|GOLDMAN SACHS & CO. LLC|10098
ISTB|ISHS CORE 1-5 YR USD|SPDR|SPEEDROUTE LLC|700
ISTB|ISHS CORE 1-5 YR USD|STFL|Stifel, Nicolaus & Company, Incorporated|68
ISTB|ISHS CORE 1-5 YR USD|SWIM|TD Ameritrade, Inc.|200
ISTB|ISHS CORE 1-5 YR USD|SWST|Hilltop Securities Inc.|3066
ISTB|ISHS CORE 1-5 YR USD|UBSA|UBS SECURITIES LLC|88572
ISTB|ISHS CORE 1-5 YR USD|UBSS|UBS Securities LLC|207465
ISTB|ISHS CORE 1-5 YR USD|VALX|VIRTU AMERICAS LLC|2100
ISTB|ISHS CORE 1-5 YR USD|VGRD|Vanguard Marketing Corporation|1528
ISTB|ISHS CORE 1-5 YR USD|WBLR|WILLIAM BLAIR|120
ISTB|ISHS CORE 1-5 YR USD|WCHV|WELLS FARGO SECURITIES, LLC|111872
ISTB|ISHS CORE 1-5 YR USD|WEDB|WEDBUSH SECURITIES INC.|2257
ISTB|ISHS CORE 1-5 YR USD|WEED|Weeden & Co.L.P.|30
ISTB|ISHS CORE 1-5 YR USD|WGIF|CIBC World Markets Inc.|2350
ISTB|ISHS CORE 1-5 YR USD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|199
ISTB|ISHS CORE 1-5 YR USD|WSEA|WOLVERINE SECURITIES, LLC|3
ISTB|ISHS CORE 1-5 YR USD|XSTM|NATIONAL FINANCIAL SERVICES LLC|9594
ISTB|ISHS CORE 1-5 YR USD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|163561
ISTR|INVESTAR HOLDING CM|ALTX|Alternet Securities Inc.|200
ISTR|INVESTAR HOLDING CM|APCC|Apex Clearing Corporation|26
ISTR|INVESTAR HOLDING CM|BATM|CBOE TRADING, INC.|675
ISTR|INVESTAR HOLDING CM|BAYT|BTIG, LLC|15041
ISTR|INVESTAR HOLDING CM|BERN|Sanford C. Bernstein & Co., LLC|355
ISTR|INVESTAR HOLDING CM|BMOC|BMO Capital Markets Corp.|1357
ISTR|INVESTAR HOLDING CM|BNKS|Fig Partners, LLC|1150
ISTR|INVESTAR HOLDING CM|BNPX|BNP PARIBAS SECURITIES CORP.|729
ISTR|INVESTAR HOLDING CM|BTIG|BTIG, LLC|18
ISTR|INVESTAR HOLDING CM|BZYD|GOLDMAN SACHS & CO. LLC|1000
ISTR|INVESTAR HOLDING CM|CANT|Cantor Fitzgerald & Co.|84
ISTR|INVESTAR HOLDING CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3281
ISTR|INVESTAR HOLDING CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|523
ISTR|INVESTAR HOLDING CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|254
ISTR|INVESTAR HOLDING CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9397
ISTR|INVESTAR HOLDING CM|CTDL|Citadel Derivatives Group Llc|856
ISTR|INVESTAR HOLDING CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1462
ISTR|INVESTAR HOLDING CM|DBAB|Deutsche Bank Securities Inc.|24737
ISTR|INVESTAR HOLDING CM|DBAX|Deutsche Bank Securities Inc.|5600
ISTR|INVESTAR HOLDING CM|DEAN|MORGAN STANLEY|897
ISTR|INVESTAR HOLDING CM|DEGS|RONIN PROFESSIONAL LLC|2
ISTR|INVESTAR HOLDING CM|EBXL|EBX LLC|4600
ISTR|INVESTAR HOLDING CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|14408
ISTR|INVESTAR HOLDING CM|EDJO|Edward D. Jones & Co., L.P.|775
ISTR|INVESTAR HOLDING CM|EGAM|CBOE TRADING, INC.|299
ISTR|INVESTAR HOLDING CM|EGXW|CBOE TRADING, INC.|211
ISTR|INVESTAR HOLDING CM|ETRS|E*Trade Securities LLC|216
ISTR|INVESTAR HOLDING CM|FBCO|Credit Suisse Securities (USA) LLC|35433
ISTR|INVESTAR HOLDING CM|FBRC|B. RILEY FBR, INC.|30400
ISTR|INVESTAR HOLDING CM|FOMA|TD AMERITRADE CLEARING, INC.|2546
ISTR|INVESTAR HOLDING CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9066
ISTR|INVESTAR HOLDING CM|FTBR|Foliofn Investments, Inc.|2
ISTR|INVESTAR HOLDING CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2765
ISTR|INVESTAR HOLDING CM|GLPX|ACS EXECUTION SERVICES, LLC|41
ISTR|INVESTAR HOLDING CM|GSCO|GOLDMAN SACHS & CO. LLC|54984
ISTR|INVESTAR HOLDING CM|GSCS|GOLDMAN SACHS & CO. LLC|13854
ISTR|INVESTAR HOLDING CM|GSLT|GOLDMAN SACHS & CO. LLC|100
ISTR|INVESTAR HOLDING CM|GTSZ|GTS SECURITIES LLC|1405
ISTR|INVESTAR HOLDING CM|HOVD|HOVDE GROUP, LLC|13367
ISTR|INVESTAR HOLDING CM|HRBF|American Enterprise Investment Services Inc.|1200
ISTR|INVESTAR HOLDING CM|IATS|INTERACTIVE BROKERS LLC|200
ISTR|INVESTAR HOLDING CM|IBKR|Interactive Brokers Llc|4555
ISTR|INVESTAR HOLDING CM|ICBX|INSTINET, LLC|600
ISTR|INVESTAR HOLDING CM|IEQY|CITADEL SECURITIES LLC|681
ISTR|INVESTAR HOLDING CM|INCA|INSTINET, LLC|10632
ISTR|INVESTAR HOLDING CM|INJX|INSTINET, LLC|635
ISTR|INVESTAR HOLDING CM|ITGI|ITG Inc.|5502
ISTR|INVESTAR HOLDING CM|ITGP|ITG INC.|36800
ISTR|INVESTAR HOLDING CM|JEFF|JEFFERIES LLC|1751
ISTR|INVESTAR HOLDING CM|JONE|JonesTrading|50000
ISTR|INVESTAR HOLDING CM|JPMX|J.P. Morgan Securities LLC|7994
ISTR|INVESTAR HOLDING CM|KCGM|VIRTU Americas LLC|530
ISTR|INVESTAR HOLDING CM|LEHM|Barclays Capital Inc./Le|11593
ISTR|INVESTAR HOLDING CM|LIME|Lime Brokerage LLC|16620
ISTR|INVESTAR HOLDING CM|MAXM|Maxim Group LLC|698
ISTR|INVESTAR HOLDING CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1754
ISTR|INVESTAR HOLDING CM|MSCO|MORGAN STANLEY & CO. LLC|40833
ISTR|INVESTAR HOLDING CM|MSPL|MORGAN STANLEY & CO. LLC|7500
ISTR|INVESTAR HOLDING CM|NFSC|National Financial Services LLC|3602
ISTR|INVESTAR HOLDING CM|NITE|VIRTU Americas LLC|26197
ISTR|INVESTAR HOLDING CM|NQRB|Brut, LLC|496
ISTR|INVESTAR HOLDING CM|PDQM|CODA MARKETS, INC.|117
ISTR|INVESTAR HOLDING CM|RAJA|Raymond James & Associates, Inc.|260
ISTR|INVESTAR HOLDING CM|SBSH|Citigroup Global Markets Inc.|10048
ISTR|INVESTAR HOLDING CM|SDLR|Sandler, O'Neill & Partners, L.P.|7556
ISTR|INVESTAR HOLDING CM|SGMT|GOLDMAN SACHS & CO. LLC|673
ISTR|INVESTAR HOLDING CM|STFL|Stifel, Nicolaus & Company, Incorporated|150
ISTR|INVESTAR HOLDING CM|TRCM|TRC MARKETS LLC|8096
ISTR|INVESTAR HOLDING CM|UBSA|UBS SECURITIES LLC|21025
ISTR|INVESTAR HOLDING CM|UBSS|UBS Securities LLC|36187
ISTR|INVESTAR HOLDING CM|VALX|VIRTU AMERICAS LLC|3105
ISTR|INVESTAR HOLDING CM|VGRD|Vanguard Marketing Corporation|2855
ISTR|INVESTAR HOLDING CM|WABR|Wall Street Access|2408
ISTR|INVESTAR HOLDING CM|WCHV|WELLS FARGO SECURITIES, LLC|598
ISTR|INVESTAR HOLDING CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
ISTR|INVESTAR HOLDING CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|960
ISZE|ISHARES MSCI SIZE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64
ISZE|ISHARES MSCI SIZE|FTBR|Foliofn Investments, Inc.|5
ISZE|ISHARES MSCI SIZE|IBKR|Interactive Brokers Llc|825
ISZE|ISHARES MSCI SIZE|JSJX|JANE STREET CAPITAL LLC|825
ISZE|ISHARES MSCI SIZE|LIME|Lime Brokerage LLC|64
ISZE|ISHARES MSCI SIZE|NFSC|National Financial Services LLC|15
ISZE|ISHARES MSCI SIZE|NITE|VIRTU Americas LLC|14
IT|GARTNER INC|ADAM|CANACCORD GENUITY INC.|37
IT|GARTNER INC|AGIS|Aegis Capital Corp.|1
IT|GARTNER INC|ALTX|Alternet Securities Inc.|4410
IT|GARTNER INC|APCC|Apex Clearing Corporation|155
IT|GARTNER INC|BALE|M&T SECURITIES, INC.|239
IT|GARTNER INC|BANK|Primevest Financial Services, Inc.|180
IT|GARTNER INC|BARD|Robert W. Baird & Co. Incorporated|2934
IT|GARTNER INC|BATM|CBOE TRADING, INC.|5194
IT|GARTNER INC|BAYC|BAY CREST PARTNERS, LLC|522
IT|GARTNER INC|BBNT|BB&T SECURITIES, LLC|248
IT|GARTNER INC|BERN|Sanford C. Bernstein & Co., LLC|54775
IT|GARTNER INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|533
IT|GARTNER INC|BLKX|INSTINET, LLC|35800
IT|GARTNER INC|BNPX|BNP PARIBAS SECURITIES CORP.|181804
IT|GARTNER INC|BTIG|BTIG, LLC|1289
IT|GARTNER INC|BYXM|CBOE TRADING, INC.|988
IT|GARTNER INC|BZYD|GOLDMAN SACHS & CO. LLC|141
IT|GARTNER INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|48650
IT|GARTNER INC|CHAS|Charles Schwab & Co., Inc.|2653
IT|GARTNER INC|CIBP|CIBC World Markets Corp.|3862
IT|GARTNER INC|CIST|Capital Institutional Services, Inc.|882
IT|GARTNER INC|CLSA|CLSA AMERICAS, LLC|400
IT|GARTNER INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25218
IT|GARTNER INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3084
IT|GARTNER INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|729
IT|GARTNER INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|189492
IT|GARTNER INC|CTDL|Citadel Derivatives Group Llc|6517
IT|GARTNER INC|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|1360
IT|GARTNER INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12738
IT|GARTNER INC|DADA|D.A. Davidson & Co.|298
IT|GARTNER INC|DBAB|Deutsche Bank Securities Inc.|223594
IT|GARTNER INC|DBAX|Deutsche Bank Securities Inc.|103900
IT|GARTNER INC|DBUL|Deutsche Bank Securities Inc.|6187
IT|GARTNER INC|DCHF|Dart Executions, LLC|7437
IT|GARTNER INC|DEAN|MORGAN STANLEY|7367
IT|GARTNER INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12998
IT|GARTNER INC|DRWK|DRW SECURITIES, L.L.C.|4005
IT|GARTNER INC|EBXL|EBX LLC|55300
IT|GARTNER INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15216
IT|GARTNER INC|EDJO|Edward D. Jones & Co., L.P.|486
IT|GARTNER INC|EGAM|CBOE TRADING, INC.|4345
IT|GARTNER INC|EGAW|CBOE TRADING, INC.|15
IT|GARTNER INC|EGMT|EG MARKET TECHNOLOGIES LLC|504
IT|GARTNER INC|EGXM|CBOE TRADING, INC.|1127
IT|GARTNER INC|ETBE|Electronic Transaction Clearing, Inc.|8135
IT|GARTNER INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
IT|GARTNER INC|ETCC|Electronic Transaction Clearing, Inc.|169
IT|GARTNER INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20330
IT|GARTNER INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|222
IT|GARTNER INC|ETRS|E*Trade Securities LLC|33496
IT|GARTNER INC|FILL|Tradestation Securities, Inc.|373
IT|GARTNER INC|FMAF|NBCN Inc./ CDS|15
IT|GARTNER INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32166
IT|GARTNER INC|FQLS|Quantlab Securities LP|152958
IT|GARTNER INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73291
IT|GARTNER INC|FTBR|Foliofn Investments, Inc.|629
IT|GARTNER INC|GLPX|ACS EXECUTION SERVICES, LLC|13708
IT|GARTNER INC|GSCO|GOLDMAN SACHS & CO. LLC|659416
IT|GARTNER INC|GSCS|GOLDMAN SACHS & CO. LLC|390
IT|GARTNER INC|GSLT|GOLDMAN SACHS & CO. LLC|1425
IT|GARTNER INC|GTSZ|GTS SECURITIES LLC|90275
IT|GARTNER INC|HRBF|American Enterprise Investment Services Inc.|1530
IT|GARTNER INC|HSBC|HSBC Securities, Inc.|807
IT|GARTNER INC|IATS|INTERACTIVE BROKERS LLC|2074
IT|GARTNER INC|IBKR|Interactive Brokers Llc|1823
IT|GARTNER INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1424
IT|GARTNER INC|ICBX|INSTINET, LLC|33000
IT|GARTNER INC|IEQY|CITADEL SECURITIES LLC|71758
IT|GARTNER INC|INCA|INSTINET, LLC|175395
IT|GARTNER INC|INJX|INSTINET, LLC|6218
IT|GARTNER INC|ITGI|ITG Inc.|33936
IT|GARTNER INC|ITGP|ITG INC.|76000
IT|GARTNER INC|JANY|Janney Montgomery Scott Inc.|153
IT|GARTNER INC|JEFF|JEFFERIES LLC|107352
IT|GARTNER INC|JMPT|JUMP TRADING, LLC|17571
IT|GARTNER INC|JPBX|J.P. MORGAN SECURITIES LLC|48961
IT|GARTNER INC|JPMX|J.P. Morgan Securities LLC|173579
IT|GARTNER INC|JSJX|JANE STREET CAPITAL LLC|5004
IT|GARTNER INC|KCGM|VIRTU Americas LLC|13115
IT|GARTNER INC|LEHM|Barclays Capital Inc./Le|263996
IT|GARTNER INC|LIME|Lime Brokerage LLC|23869
IT|GARTNER INC|LQNA|LIQUIDNET, INC.|13200
IT|GARTNER INC|LSCI|Lek Securities Corporation|346
IT|GARTNER INC|MACC|Mid Atlantic Capital Corporation|599
IT|GARTNER INC|MACQ|Macquarie Capital (USA) Inc.|8635
IT|GARTNER INC|MAXM|Maxim Group LLC|2300
IT|GARTNER INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38600
IT|GARTNER INC|MOTF|MOTIF INVESTING, INC.|41
IT|GARTNER INC|MSCO|MORGAN STANLEY & CO. LLC|813730
IT|GARTNER INC|MSPL|MORGAN STANLEY & CO. LLC|105200
IT|GARTNER INC|MSTX|MORGAN STANLEY & CO. LLC|37500
IT|GARTNER INC|NFSC|National Financial Services LLC|25792
IT|GARTNER INC|NITE|VIRTU Americas LLC|97937
IT|GARTNER INC|NITP|VIRTU Americas LLC|200
IT|GARTNER INC|NQRB|Brut, LLC|400
IT|GARTNER INC|NTRC|Northern Trust Securities, Inc.|42
IT|GARTNER INC|OPCO|Oppenheimer & Co. Inc.|2045
IT|GARTNER INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1415
IT|GARTNER INC|PDQM|CODA MARKETS, INC.|62336
IT|GARTNER INC|PNSR|Penserra Securities, LLC|2700
IT|GARTNER INC|PWJC|UBS Financial Services, Inc.|201
IT|GARTNER INC|QMSR|QUATTRO M SECURITIES INC.|442
IT|GARTNER INC|RBCM|RBC CAPITAL MARKETS, LLC|9026
IT|GARTNER INC|RHCO|Suntrust Robinson Humphrey, Inc.|11390
IT|GARTNER INC|SAGL|SAGETRADER, LLC|1870
IT|GARTNER INC|SALI|INTL FCSTONE FINANCIAL INC.|476
IT|GARTNER INC|SBSH|Citigroup Global Markets Inc.|70588
IT|GARTNER INC|SGMT|GOLDMAN SACHS & CO. LLC|39656
IT|GARTNER INC|SPDR|SPEEDROUTE LLC|2300
IT|GARTNER INC|SPHN|Stephens Inc.|216
IT|GARTNER INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
IT|GARTNER INC|STFL|Stifel, Nicolaus & Company, Incorporated|1506
IT|GARTNER INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2802
IT|GARTNER INC|SWIM|TD Ameritrade, Inc.|2502
IT|GARTNER INC|SWST|Hilltop Securities Inc.|55
IT|GARTNER INC|TAGC|TELSEY ADVISORY GROUP LLC|310
IT|GARTNER INC|TKNG|ALLY INVEST SECURITIES LLC|69
IT|GARTNER INC|TRBT|Tradebot Systems, Inc.|122797
IT|GARTNER INC|TRCM|TRC MARKETS LLC|38716
IT|GARTNER INC|UBSA|UBS SECURITIES LLC|265967
IT|GARTNER INC|UBSS|UBS Securities LLC|513220
IT|GARTNER INC|VALX|VIRTU AMERICAS LLC|6345
IT|GARTNER INC|VGRD|Vanguard Marketing Corporation|790
IT|GARTNER INC|WBET|Wallachbeth Capital LLC|6770
IT|GARTNER INC|WBLR|WILLIAM BLAIR|9
IT|GARTNER INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1178
IT|GARTNER INC|WCHV|WELLS FARGO SECURITIES, LLC|15547
IT|GARTNER INC|WDNX|WEEDEN & CO.L.P.|1716
IT|GARTNER INC|WEDB|WEDBUSH SECURITIES INC.|5937
IT|GARTNER INC|WEED|Weeden & Co.L.P.|547
IT|GARTNER INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11885
IT|GARTNER INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2754
IT|GARTNER INC|WFPB|Wells Fargo Securities, LLC.|207
IT|GARTNER INC|WGIF|CIBC World Markets Inc.|15
IT|GARTNER INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|119
IT|GARTNER INC|WSEA|WOLVERINE SECURITIES, LLC|86
IT|GARTNER INC|XIST|INSTINET, LLC|37954
IT|GARTNER INC|XPQR|Jump Trading|3485
IT|GARTNER INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8892
IT|GARTNER INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5255
IT|GARTNER INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1885
ITA|ISHARES|AGIS|Aegis Capital Corp.|400
ITA|ISHARES|ALTX|Alternet Securities Inc.|2309
ITA|ISHARES|APCC|Apex Clearing Corporation|15264
ITA|ISHARES|BANK|Primevest Financial Services, Inc.|444
ITA|ISHARES|BARD|Robert W. Baird & Co. Incorporated|305
ITA|ISHARES|BATM|CBOE TRADING, INC.|2249
ITA|ISHARES|BBNT|BB&T SECURITIES, LLC|2098
ITA|ISHARES|BERN|Sanford C. Bernstein & Co., LLC|1401
ITA|ISHARES|BIMI|Banca IMI Securities Corp.|46
ITA|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2679
ITA|ISHARES|BRGE|Newbridge Securities Corp.|113
ITA|ISHARES|BYXM|CBOE TRADING, INC.|270
ITA|ISHARES|CANT|Cantor Fitzgerald & Co.|100394
ITA|ISHARES|CHAS|Charles Schwab & Co., Inc.|562
ITA|ISHARES|CICF|Canaccord Genuity Corp.|80
ITA|ISHARES|CIST|Capital Institutional Services, Inc.|120
ITA|ISHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9866
ITA|ISHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|102
ITA|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47350
ITA|ISHARES|CSIN|Citadel Securities Institutional LLC|47284
ITA|ISHARES|CTDL|Citadel Derivatives Group Llc|51084
ITA|ISHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|47048
ITA|ISHARES|DADA|D.A. Davidson & Co.|152
ITA|ISHARES|DAVA|Davenport & Company LLC|44
ITA|ISHARES|DBAB|Deutsche Bank Securities Inc.|612
ITA|ISHARES|DBAX|Deutsche Bank Securities Inc.|20400
ITA|ISHARES|DEAN|MORGAN STANLEY|100
ITA|ISHARES|DEGS|RONIN PROFESSIONAL LLC|47996
ITA|ISHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10037
ITA|ISHARES|EBXL|EBX LLC|56100
ITA|ISHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|4186
ITA|ISHARES|EDJC|Edward Jones / CDS|221
ITA|ISHARES|EDJO|Edward D. Jones & Co., L.P.|18018
ITA|ISHARES|EGAM|CBOE TRADING, INC.|700
ITA|ISHARES|EGMT|EG MARKET TECHNOLOGIES LLC|100
ITA|ISHARES|EGXM|CBOE TRADING, INC.|299
ITA|ISHARES|EGXW|CBOE TRADING, INC.|103
ITA|ISHARES|ETBE|Electronic Transaction Clearing, Inc.|3023
ITA|ISHARES|ETCB|ETC BROKERAGE SERVICES, LLC|307
ITA|ISHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16696
ITA|ISHARES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ITA|ISHARES|ETRS|E*Trade Securities LLC|42394
ITA|ISHARES|FIDT|Fidelity Clearing Canada ULC./ CDS|115
ITA|ISHARES|FILL|Tradestation Securities, Inc.|1832
ITA|ISHARES|FINX|FINTECH SECURITIES|88
ITA|ISHARES|FMAF|NBCN Inc./ CDS|7306
ITA|ISHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8441
ITA|ISHARES|FTBR|Foliofn Investments, Inc.|4635
ITA|ISHARES|GBMT|GBM International, Inc.|100
ITA|ISHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|200
ITA|ISHARES|GLPX|ACS EXECUTION SERVICES, LLC|1666
ITA|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|11682
ITA|ISHARES|GSLT|GOLDMAN SACHS & CO. LLC|900
ITA|ISHARES|GTSZ|GTS SECURITIES LLC|28086
ITA|ISHARES|HRBF|American Enterprise Investment Services Inc.|64444
ITA|ISHARES|IATS|INTERACTIVE BROKERS LLC|1830
ITA|ISHARES|IBKR|Interactive Brokers Llc|4378
ITA|ISHARES|ICBX|INSTINET, LLC|37064
ITA|ISHARES|INCA|INSTINET, LLC|5557
ITA|ISHARES|INJX|INSTINET, LLC|8500
ITA|ISHARES|ITGI|ITG Inc.|12307
ITA|ISHARES|ITGP|ITG INC.|20200
ITA|ISHARES|JANY|Janney Montgomery Scott Inc.|2895
ITA|ISHARES|JEFF|JEFFERIES LLC|4200
ITA|ISHARES|JMPT|JUMP TRADING, LLC|4920
ITA|ISHARES|JPMX|J.P. Morgan Securities LLC|41274
ITA|ISHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|65756
ITA|ISHARES|JSJX|JANE STREET CAPITAL LLC|161128
ITA|ISHARES|KCGM|VIRTU Americas LLC|9320
ITA|ISHARES|LEHM|Barclays Capital Inc./Le|56550
ITA|ISHARES|LIME|Lime Brokerage LLC|521
ITA|ISHARES|LSCI|Lek Securities Corporation|353
ITA|ISHARES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
ITA|ISHARES|MACC|Mid Atlantic Capital Corporation|404
ITA|ISHARES|MBTS|ALLY INVEST SECURITIES LLC|3
ITA|ISHARES|MCMF|Raymond James Ltd. Cds|220
ITA|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18052
ITA|ISHARES|MOTF|MOTIF INVESTING, INC.|11
ITA|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|291744
ITA|ISHARES|MSPL|MORGAN STANLEY & CO. LLC|13300
ITA|ISHARES|NBCS|NBC Securities, INC.|77
ITA|ISHARES|NEUB|NEUBERGER BERMAN BD LLC|2
ITA|ISHARES|NFSC|National Financial Services LLC|344883
ITA|ISHARES|NITE|VIRTU Americas LLC|1282261
ITA|ISHARES|NITP|VIRTU Americas LLC|124
ITA|ISHARES|NQRB|Brut, LLC|256
ITA|ISHARES|NTBF|BMO Nesbitt Burns Inc./CDS|1808
ITA|ISHARES|NTRC|Northern Trust Securities, Inc.|100
ITA|ISHARES|OLDM|OLD MISSION CAPITAL, LLC|70
ITA|ISHARES|OPCO|Oppenheimer & Co. Inc.|5128
ITA|ISHARES|PDQM|CODA MARKETS, INC.|1771
ITA|ISHARES|PWJC|UBS Financial Services, Inc.|542
ITA|ISHARES|QMSR|QUATTRO M SECURITIES INC.|7000
ITA|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|6661
ITA|ISHARES|RGLD|Regal Securities, Inc|33
ITA|ISHARES|SALI|INTL FCSTONE FINANCIAL INC.|264
ITA|ISHARES|SBSH|Citigroup Global Markets Inc.|31255
ITA|ISHARES|SEIC|SEI Investments Distribution Co.|100
ITA|ISHARES|SGMT|GOLDMAN SACHS & CO. LLC|23161
ITA|ISHARES|SPDR|SPEEDROUTE LLC|800
ITA|ISHARES|SPHN|Stephens Inc.|259
ITA|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|8702
ITA|ISHARES|STKP|STOCKPILE INVESTMENTS, INC.|244
ITA|ISHARES|SWIM|TD Ameritrade, Inc.|11711
ITA|ISHARES|SWST|Hilltop Securities Inc.|8910
ITA|ISHARES|TKNG|ALLY INVEST SECURITIES LLC|584
ITA|ISHARES|TRBT|Tradebot Systems, Inc.|28311
ITA|ISHARES|TRCM|TRC MARKETS LLC|14165
ITA|ISHARES|TWTT|TASTYWORKS, INC.|108
ITA|ISHARES|UBSA|UBS SECURITIES LLC|106360
ITA|ISHARES|UBSS|UBS Securities LLC|285030
ITA|ISHARES|VALX|VIRTU AMERICAS LLC|5593
ITA|ISHARES|VGRD|Vanguard Marketing Corporation|24136
ITA|ISHARES|VNDM|Wall Street Access|737
ITA|ISHARES|VNDS|VANDHAM SECURITIES CORP|700
ITA|ISHARES|VSIN|Vision Financial Markets Llc|1
ITA|ISHARES|WBLR|WILLIAM BLAIR|7115
ITA|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|99735
ITA|ISHARES|WCSO|World Choice Securities, Inc.|50
ITA|ISHARES|WEDB|WEDBUSH SECURITIES INC.|254
ITA|ISHARES|WEED|Weeden & Co.L.P.|140
ITA|ISHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6792
ITA|ISHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18303
ITA|ISHARES|WGIF|CIBC World Markets Inc.|370
ITA|ISHARES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|44
ITA|ISHARES|WSEA|WOLVERINE SECURITIES, LLC|2702
ITA|ISHARES|WTFS|JUST2TRADE, INC.|50
ITA|ISHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|302
ITA|ISHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|5
ITA|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64752
ITB|ISHARES  US HCIF|ADAM|CANACCORD GENUITY INC.|119000
ITB|ISHARES  US HCIF|ALTX|Alternet Securities Inc.|5326
ITB|ISHARES  US HCIF|APCC|Apex Clearing Corporation|4731
ITB|ISHARES  US HCIF|BANK|Primevest Financial Services, Inc.|575
ITB|ISHARES  US HCIF|BARD|Robert W. Baird & Co. Incorporated|489
ITB|ISHARES  US HCIF|BATM|CBOE TRADING, INC.|31244
ITB|ISHARES  US HCIF|BAYC|BAY CREST PARTNERS, LLC|50400
ITB|ISHARES  US HCIF|BAYT|BTIG, LLC|20300
ITB|ISHARES  US HCIF|BERN|Sanford C. Bernstein & Co., LLC|88739
ITB|ISHARES  US HCIF|BKCM|BNY Mellon Capital Markets LLC|200
ITB|ISHARES  US HCIF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5
ITB|ISHARES  US HCIF|BLKX|INSTINET, LLC|6300
ITB|ISHARES  US HCIF|BYXM|CBOE TRADING, INC.|2200
ITB|ISHARES  US HCIF|CANT|Cantor Fitzgerald & Co.|3
ITB|ISHARES  US HCIF|CBLC|CITIGROUP GLOBAL MARKETS INC.|25600
ITB|ISHARES  US HCIF|CHAS|Charles Schwab & Co., Inc.|2589
ITB|ISHARES  US HCIF|CIST|Capital Institutional Services, Inc.|3040
ITB|ISHARES  US HCIF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|529955
ITB|ISHARES  US HCIF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|960580
ITB|ISHARES  US HCIF|CSIN|Citadel Securities Institutional LLC|40379
ITB|ISHARES  US HCIF|CTDL|Citadel Derivatives Group Llc|60676
ITB|ISHARES  US HCIF|CTLR|CUTLER GROUP, LP|1500
ITB|ISHARES  US HCIF|CXCX|CITIGROUP GLOBAL MARKETS INC.|215388
ITB|ISHARES  US HCIF|DAVA|Davenport & Company LLC|5925
ITB|ISHARES  US HCIF|DBAB|Deutsche Bank Securities Inc.|116958
ITB|ISHARES  US HCIF|DBAX|Deutsche Bank Securities Inc.|827500
ITB|ISHARES  US HCIF|DBUL|Deutsche Bank Securities Inc.|24296
ITB|ISHARES  US HCIF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27956
ITB|ISHARES  US HCIF|EBXL|EBX LLC|634800
ITB|ISHARES  US HCIF|ECUT|CONVERGEX EXECUTION SOLUTIONS|727
ITB|ISHARES  US HCIF|EDJC|Edward Jones / CDS|200
ITB|ISHARES  US HCIF|EDJO|Edward D. Jones & Co., L.P.|3881
ITB|ISHARES  US HCIF|EGAM|CBOE TRADING, INC.|17967
ITB|ISHARES  US HCIF|EGAW|CBOE TRADING, INC.|2040
ITB|ISHARES  US HCIF|EGMT|EG MARKET TECHNOLOGIES LLC|500
ITB|ISHARES  US HCIF|EGXM|CBOE TRADING, INC.|9966
ITB|ISHARES  US HCIF|EGXW|CBOE TRADING, INC.|100
ITB|ISHARES  US HCIF|ETBE|Electronic Transaction Clearing, Inc.|68849
ITB|ISHARES  US HCIF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|65770
ITB|ISHARES  US HCIF|ETRS|E*Trade Securities LLC|28872
ITB|ISHARES  US HCIF|FILL|Tradestation Securities, Inc.|6080
ITB|ISHARES  US HCIF|FINX|FINTECH SECURITIES|6551
ITB|ISHARES  US HCIF|FMAF|NBCN Inc./ CDS|197659
ITB|ISHARES  US HCIF|FQLS|Quantlab Securities LP|220248
ITB|ISHARES  US HCIF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|159551
ITB|ISHARES  US HCIF|FTBR|Foliofn Investments, Inc.|271
ITB|ISHARES  US HCIF|GBMT|GBM International, Inc.|1643
ITB|ISHARES  US HCIF|GEBB|GLOBAL EXECUTION BROKERS, LP|26051
ITB|ISHARES  US HCIF|GLPX|ACS EXECUTION SERVICES, LLC|7700
ITB|ISHARES  US HCIF|GSCO|GOLDMAN SACHS & CO. LLC|739726
ITB|ISHARES  US HCIF|GSCS|GOLDMAN SACHS & CO. LLC|27084
ITB|ISHARES  US HCIF|GSLT|GOLDMAN SACHS & CO. LLC|57787
ITB|ISHARES  US HCIF|GTSZ|GTS SECURITIES LLC|71689
ITB|ISHARES  US HCIF|HAPX|HAP Trading, LLC|64
ITB|ISHARES  US HCIF|HRBF|American Enterprise Investment Services Inc.|38115
ITB|ISHARES  US HCIF|HSBC|HSBC Securities, Inc.|600
ITB|ISHARES  US HCIF|IATS|INTERACTIVE BROKERS LLC|10159
ITB|ISHARES  US HCIF|IBKR|Interactive Brokers Llc|43690
ITB|ISHARES  US HCIF|ICBX|INSTINET, LLC|488006
ITB|ISHARES  US HCIF|INCA|INSTINET, LLC|290964
ITB|ISHARES  US HCIF|INJX|INSTINET, LLC|50780
ITB|ISHARES  US HCIF|ITGI|ITG Inc.|5904
ITB|ISHARES  US HCIF|ITGP|ITG INC.|289800
ITB|ISHARES  US HCIF|JANY|Janney Montgomery Scott Inc.|2715
ITB|ISHARES  US HCIF|JEFF|JEFFERIES LLC|1500821
ITB|ISHARES  US HCIF|JHDR|J.H. Darbie & Co., Inc.|4000
ITB|ISHARES  US HCIF|JMPT|JUMP TRADING, LLC|110591
ITB|ISHARES  US HCIF|JPBX|J.P. MORGAN SECURITIES LLC|53607
ITB|ISHARES  US HCIF|JPMX|J.P. Morgan Securities LLC|803817
ITB|ISHARES  US HCIF|JSJX|JANE STREET CAPITAL LLC|222598
ITB|ISHARES  US HCIF|KCGM|VIRTU Americas LLC|74630
ITB|ISHARES  US HCIF|KEYB|KEYBANC CAPITAL MARKETS INC.|7966
ITB|ISHARES  US HCIF|LEHM|Barclays Capital Inc./Le|2252624
ITB|ISHARES  US HCIF|LIME|Lime Brokerage LLC|8695
ITB|ISHARES  US HCIF|LSCI|Lek Securities Corporation|101
ITB|ISHARES  US HCIF|LVMR|LIVERMORE TRADING GROUP, INC.|22356
ITB|ISHARES  US HCIF|MACC|Mid Atlantic Capital Corporation|249
ITB|ISHARES  US HCIF|MAXM|Maxim Group LLC|373
ITB|ISHARES  US HCIF|MBTS|ALLY INVEST SECURITIES LLC|3
ITB|ISHARES  US HCIF|MCMF|Raymond James Ltd. Cds|613
ITB|ISHARES  US HCIF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|482680
ITB|ISHARES  US HCIF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4300
ITB|ISHARES  US HCIF|MSCO|MORGAN STANLEY & CO. LLC|3886403
ITB|ISHARES  US HCIF|MSPL|MORGAN STANLEY & CO. LLC|316700
ITB|ISHARES  US HCIF|MSTX|MORGAN STANLEY & CO. LLC|12700
ITB|ISHARES  US HCIF|NFSC|National Financial Services LLC|315587
ITB|ISHARES  US HCIF|NITE|VIRTU Americas LLC|965653
ITB|ISHARES  US HCIF|NITP|VIRTU Americas LLC|26423
ITB|ISHARES  US HCIF|NMRA|Nomura Securities International, Inc.|300
ITB|ISHARES  US HCIF|NQRB|Brut, LLC|18754
ITB|ISHARES  US HCIF|NTBF|BMO Nesbitt Burns Inc./CDS|1913
ITB|ISHARES  US HCIF|OHOS|TWO SIGMA SECURITIES, LLC|113620
ITB|ISHARES  US HCIF|OLDM|OLD MISSION CAPITAL, LLC|700
ITB|ISHARES  US HCIF|OPCO|Oppenheimer & Co. Inc.|65400
ITB|ISHARES  US HCIF|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3715
ITB|ISHARES  US HCIF|PDQM|CODA MARKETS, INC.|11167
ITB|ISHARES  US HCIF|PHLY|NASDAQ Execution Services, LLC|1400
ITB|ISHARES  US HCIF|PWJC|UBS Financial Services, Inc.|1200
ITB|ISHARES  US HCIF|RBCM|RBC CAPITAL MARKETS, LLC|5213
ITB|ISHARES  US HCIF|RGLD|Regal Securities, Inc|10
ITB|ISHARES  US HCIF|RHCO|Suntrust Robinson Humphrey, Inc.|36
ITB|ISHARES  US HCIF|SAGL|SAGETRADER, LLC|200
ITB|ISHARES  US HCIF|SBSH|Citigroup Global Markets Inc.|2037911
ITB|ISHARES  US HCIF|SGMT|GOLDMAN SACHS & CO. LLC|499615
ITB|ISHARES  US HCIF|SPDR|SPEEDROUTE LLC|900
ITB|ISHARES  US HCIF|SPHN|Stephens Inc.|402
ITB|ISHARES  US HCIF|STFL|Stifel, Nicolaus & Company, Incorporated|4493
ITB|ISHARES  US HCIF|SWIM|TD Ameritrade, Inc.|10115
ITB|ISHARES  US HCIF|SWST|Hilltop Securities Inc.|167
ITB|ISHARES  US HCIF|TKNG|ALLY INVEST SECURITIES LLC|3617
ITB|ISHARES  US HCIF|TRBT|Tradebot Systems, Inc.|1086662
ITB|ISHARES  US HCIF|TRCM|TRC MARKETS LLC|2068010
ITB|ISHARES  US HCIF|TWTT|TASTYWORKS, INC.|632
ITB|ISHARES  US HCIF|UBSA|UBS SECURITIES LLC|1789398
ITB|ISHARES  US HCIF|UBSS|UBS Securities LLC|884186
ITB|ISHARES  US HCIF|VALX|VIRTU AMERICAS LLC|74369
ITB|ISHARES  US HCIF|VGRD|Vanguard Marketing Corporation|15832
ITB|ISHARES  US HCIF|WABR|Wall Street Access|31349
ITB|ISHARES  US HCIF|WBPX|SUMMIT SECURITIES GROUP, LLC|100
ITB|ISHARES  US HCIF|WCHV|WELLS FARGO SECURITIES, LLC|229438
ITB|ISHARES  US HCIF|WEDB|WEDBUSH SECURITIES INC.|115
ITB|ISHARES  US HCIF|WEED|Weeden & Co.L.P.|1
ITB|ISHARES  US HCIF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8728
ITB|ISHARES  US HCIF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74182
ITB|ISHARES  US HCIF|WGIF|CIBC World Markets Inc.|100
ITB|ISHARES  US HCIF|WSEA|WOLVERINE SECURITIES, LLC|5667
ITB|ISHARES  US HCIF|XSTM|NATIONAL FINANCIAL SERVICES LLC|19132
ITB|ISHARES  US HCIF|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ITB|ISHARES  US HCIF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38045
ITCB|ITAU CORPBANCA|APCC|Apex Clearing Corporation|4
ITCB|ITAU CORPBANCA|BATM|CBOE TRADING, INC.|938
ITCB|ITAU CORPBANCA|BERN|Sanford C. Bernstein & Co., LLC|150
ITCB|ITAU CORPBANCA|BTIG|BTIG, LLC|129176
ITCB|ITAU CORPBANCA|BZYD|GOLDMAN SACHS & CO. LLC|1105
ITCB|ITAU CORPBANCA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20
ITCB|ITAU CORPBANCA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|104
ITCB|ITAU CORPBANCA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3500
ITCB|ITAU CORPBANCA|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
ITCB|ITAU CORPBANCA|DADA|D.A. Davidson & Co.|54
ITCB|ITAU CORPBANCA|DBAB|Deutsche Bank Securities Inc.|200
ITCB|ITAU CORPBANCA|DBAX|Deutsche Bank Securities Inc.|1300
ITCB|ITAU CORPBANCA|DEAN|MORGAN STANLEY|78
ITCB|ITAU CORPBANCA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
ITCB|ITAU CORPBANCA|EBXL|EBX LLC|2900
ITCB|ITAU CORPBANCA|ECUT|CONVERGEX EXECUTION SOLUTIONS|546
ITCB|ITAU CORPBANCA|EGXM|CBOE TRADING, INC.|300
ITCB|ITAU CORPBANCA|ETRS|E*Trade Securities LLC|8
ITCB|ITAU CORPBANCA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|502
ITCB|ITAU CORPBANCA|FTBR|Foliofn Investments, Inc.|25455
ITCB|ITAU CORPBANCA|GLPX|ACS EXECUTION SERVICES, LLC|20
ITCB|ITAU CORPBANCA|GSCO|GOLDMAN SACHS & CO. LLC|200
ITCB|ITAU CORPBANCA|GSCS|GOLDMAN SACHS & CO. LLC|2300
ITCB|ITAU CORPBANCA|GSLT|GOLDMAN SACHS & CO. LLC|1100
ITCB|ITAU CORPBANCA|GTSZ|GTS SECURITIES LLC|4660
ITCB|ITAU CORPBANCA|HSBC|HSBC Securities, Inc.|442
ITCB|ITAU CORPBANCA|IATS|INTERACTIVE BROKERS LLC|1290
ITCB|ITAU CORPBANCA|IBKR|Interactive Brokers Llc|8130
ITCB|ITAU CORPBANCA|ICBX|INSTINET, LLC|2742
ITCB|ITAU CORPBANCA|INCA|INSTINET, LLC|2192
ITCB|ITAU CORPBANCA|INJX|INSTINET, LLC|3
ITCB|ITAU CORPBANCA|ITGI|ITG Inc.|700
ITCB|ITAU CORPBANCA|ITGP|ITG INC.|5000
ITCB|ITAU CORPBANCA|JEFF|JEFFERIES LLC|64
ITCB|ITAU CORPBANCA|JPMX|J.P. Morgan Securities LLC|3282
ITCB|ITAU CORPBANCA|KCGM|VIRTU Americas LLC|6320
ITCB|ITAU CORPBANCA|LEHM|Barclays Capital Inc./Le|2400
ITCB|ITAU CORPBANCA|LIME|Lime Brokerage LLC|3814
ITCB|ITAU CORPBANCA|LSCI|Lek Securities Corporation|200
ITCB|ITAU CORPBANCA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
ITCB|ITAU CORPBANCA|MSCO|MORGAN STANLEY & CO. LLC|15057
ITCB|ITAU CORPBANCA|MSPL|MORGAN STANLEY & CO. LLC|4300
ITCB|ITAU CORPBANCA|NFSC|National Financial Services LLC|822
ITCB|ITAU CORPBANCA|NITE|VIRTU Americas LLC|64283
ITCB|ITAU CORPBANCA|PACT|BTG Pactual US Capital Corp.|1103962
ITCB|ITAU CORPBANCA|PDQM|CODA MARKETS, INC.|220
ITCB|ITAU CORPBANCA|SBSH|Citigroup Global Markets Inc.|10
ITCB|ITAU CORPBANCA|SGMT|GOLDMAN SACHS & CO. LLC|6462
ITCB|ITAU CORPBANCA|SPDR|SPEEDROUTE LLC|100
ITCB|ITAU CORPBANCA|UBSA|UBS SECURITIES LLC|8918
ITCB|ITAU CORPBANCA|UBSS|UBS Securities LLC|138375
ITCB|ITAU CORPBANCA|WSEA|WOLVERINE SECURITIES, LLC|20
ITCB|ITAU CORPBANCA|XPUS|XP SECURITIES, LLC|4020
ITCI|INTRA-CELLULAR THER|ALTX|Alternet Securities Inc.|2404
ITCI|INTRA-CELLULAR THER|APCC|Apex Clearing Corporation|31
ITCI|INTRA-CELLULAR THER|BATM|CBOE TRADING, INC.|1331
ITCI|INTRA-CELLULAR THER|BERN|Sanford C. Bernstein & Co., LLC|30314
ITCI|INTRA-CELLULAR THER|BIMI|Banca IMI Securities Corp.|1000
ITCI|INTRA-CELLULAR THER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1424
ITCI|INTRA-CELLULAR THER|BMOC|BMO Capital Markets Corp.|6953
ITCI|INTRA-CELLULAR THER|BNPX|BNP PARIBAS SECURITIES CORP.|4178
ITCI|INTRA-CELLULAR THER|BTIG|BTIG, LLC|23369
ITCI|INTRA-CELLULAR THER|BYXM|CBOE TRADING, INC.|1426
ITCI|INTRA-CELLULAR THER|CANT|Cantor Fitzgerald & Co.|857
ITCI|INTRA-CELLULAR THER|CHAS|Charles Schwab & Co., Inc.|150
ITCI|INTRA-CELLULAR THER|CHLM|Craig-Hallum Capital Group LLC|100
ITCI|INTRA-CELLULAR THER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45627
ITCI|INTRA-CELLULAR THER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|495
ITCI|INTRA-CELLULAR THER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
ITCI|INTRA-CELLULAR THER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|119499
ITCI|INTRA-CELLULAR THER|CTDL|Citadel Derivatives Group Llc|16856
ITCI|INTRA-CELLULAR THER|CXCX|CITIGROUP GLOBAL MARKETS INC.|31324
ITCI|INTRA-CELLULAR THER|DBAB|Deutsche Bank Securities Inc.|210791
ITCI|INTRA-CELLULAR THER|DBAX|Deutsche Bank Securities Inc.|71700
ITCI|INTRA-CELLULAR THER|DBUL|Deutsche Bank Securities Inc.|2112
ITCI|INTRA-CELLULAR THER|DEAN|MORGAN STANLEY|1750
ITCI|INTRA-CELLULAR THER|DEGS|RONIN PROFESSIONAL LLC|18759
ITCI|INTRA-CELLULAR THER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
ITCI|INTRA-CELLULAR THER|EBXL|EBX LLC|78300
ITCI|INTRA-CELLULAR THER|ECUT|CONVERGEX EXECUTION SOLUTIONS|1778
ITCI|INTRA-CELLULAR THER|EDJO|Edward D. Jones & Co., L.P.|115
ITCI|INTRA-CELLULAR THER|EGAM|CBOE TRADING, INC.|5779
ITCI|INTRA-CELLULAR THER|EGAW|CBOE TRADING, INC.|2
ITCI|INTRA-CELLULAR THER|EGMT|EG MARKET TECHNOLOGIES LLC|310
ITCI|INTRA-CELLULAR THER|EGXM|CBOE TRADING, INC.|1410
ITCI|INTRA-CELLULAR THER|EGXW|CBOE TRADING, INC.|50
ITCI|INTRA-CELLULAR THER|ETBE|Electronic Transaction Clearing, Inc.|511
ITCI|INTRA-CELLULAR THER|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2216
ITCI|INTRA-CELLULAR THER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16252
ITCI|INTRA-CELLULAR THER|ETRS|E*Trade Securities LLC|70165
ITCI|INTRA-CELLULAR THER|FBCO|Credit Suisse Securities (USA) LLC|786757
ITCI|INTRA-CELLULAR THER|FILL|Tradestation Securities, Inc.|1705
ITCI|INTRA-CELLULAR THER|FMAF|NBCN Inc./ CDS|2946
ITCI|INTRA-CELLULAR THER|FOMA|TD AMERITRADE CLEARING, INC.|239249
ITCI|INTRA-CELLULAR THER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|739
ITCI|INTRA-CELLULAR THER|FQLS|Quantlab Securities LP|115872
ITCI|INTRA-CELLULAR THER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101474
ITCI|INTRA-CELLULAR THER|FTBR|Foliofn Investments, Inc.|8
ITCI|INTRA-CELLULAR THER|GEBB|GLOBAL EXECUTION BROKERS, LP|13022
ITCI|INTRA-CELLULAR THER|GLIS|TD Securities Inc|860
ITCI|INTRA-CELLULAR THER|GLPX|ACS EXECUTION SERVICES, LLC|12516
ITCI|INTRA-CELLULAR THER|GSCO|GOLDMAN SACHS & CO. LLC|546107
ITCI|INTRA-CELLULAR THER|GSCS|GOLDMAN SACHS & CO. LLC|8813
ITCI|INTRA-CELLULAR THER|GSLT|GOLDMAN SACHS & CO. LLC|962
ITCI|INTRA-CELLULAR THER|GTSZ|GTS SECURITIES LLC|10212
ITCI|INTRA-CELLULAR THER|HAPX|HAP Trading, LLC|5
ITCI|INTRA-CELLULAR THER|IATS|INTERACTIVE BROKERS LLC|25559
ITCI|INTRA-CELLULAR THER|IBKR|Interactive Brokers Llc|118969
ITCI|INTRA-CELLULAR THER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
ITCI|INTRA-CELLULAR THER|ICBX|INSTINET, LLC|12900
ITCI|INTRA-CELLULAR THER|IEQY|CITADEL SECURITIES LLC|122197
ITCI|INTRA-CELLULAR THER|INCA|INSTINET, LLC|267660
ITCI|INTRA-CELLULAR THER|INJX|INSTINET, LLC|45158
ITCI|INTRA-CELLULAR THER|ITGI|ITG Inc.|31566
ITCI|INTRA-CELLULAR THER|ITGP|ITG INC.|85200
ITCI|INTRA-CELLULAR THER|JEFF|JEFFERIES LLC|89446
ITCI|INTRA-CELLULAR THER|JMPT|JUMP TRADING, LLC|33638
ITCI|INTRA-CELLULAR THER|JONE|JonesTrading|191
ITCI|INTRA-CELLULAR THER|JPBX|J.P. MORGAN SECURITIES LLC|43001
ITCI|INTRA-CELLULAR THER|JPMX|J.P. Morgan Securities LLC|130346
ITCI|INTRA-CELLULAR THER|JSJX|JANE STREET CAPITAL LLC|4171
ITCI|INTRA-CELLULAR THER|KCGM|VIRTU Americas LLC|22299
ITCI|INTRA-CELLULAR THER|LEHM|Barclays Capital Inc./Le|301756
ITCI|INTRA-CELLULAR THER|LIME|Lime Brokerage LLC|151770
ITCI|INTRA-CELLULAR THER|LQNA|LIQUIDNET, INC.|13100
ITCI|INTRA-CELLULAR THER|LSCI|Lek Securities Corporation|8100
ITCI|INTRA-CELLULAR THER|MACQ|Macquarie Capital (USA) Inc.|3774
ITCI|INTRA-CELLULAR THER|MAXM|Maxim Group LLC|4191
ITCI|INTRA-CELLULAR THER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52082
ITCI|INTRA-CELLULAR THER|MSCO|MORGAN STANLEY & CO. LLC|822819
ITCI|INTRA-CELLULAR THER|MSPL|MORGAN STANLEY & CO. LLC|158800
ITCI|INTRA-CELLULAR THER|MSTX|MORGAN STANLEY & CO. LLC|52200
ITCI|INTRA-CELLULAR THER|NEED|Needham & Company, LLC|15300
ITCI|INTRA-CELLULAR THER|NFSC|National Financial Services LLC|112711
ITCI|INTRA-CELLULAR THER|NITE|VIRTU Americas LLC|284795
ITCI|INTRA-CELLULAR THER|NITP|VIRTU Americas LLC|1490
ITCI|INTRA-CELLULAR THER|NQRB|Brut, LLC|7075
ITCI|INTRA-CELLULAR THER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ITCI|INTRA-CELLULAR THER|PDQM|CODA MARKETS, INC.|25337
ITCI|INTRA-CELLULAR THER|PHLY|NASDAQ Execution Services, LLC|1600
ITCI|INTRA-CELLULAR THER|PIPR|Piper Jaffray & Co.|19041
ITCI|INTRA-CELLULAR THER|PWJC|UBS Financial Services, Inc.|5793
ITCI|INTRA-CELLULAR THER|RBCM|RBC CAPITAL MARKETS, LLC|4933
ITCI|INTRA-CELLULAR THER|RHCO|Suntrust Robinson Humphrey, Inc.|984
ITCI|INTRA-CELLULAR THER|SAGL|SAGETRADER, LLC|15435
ITCI|INTRA-CELLULAR THER|SAGW|SAGETRADER, LLC|1469
ITCI|INTRA-CELLULAR THER|SALI|INTL FCSTONE FINANCIAL INC.|200
ITCI|INTRA-CELLULAR THER|SBSH|Citigroup Global Markets Inc.|194928
ITCI|INTRA-CELLULAR THER|SGMT|GOLDMAN SACHS & CO. LLC|33998
ITCI|INTRA-CELLULAR THER|SPDR|SPEEDROUTE LLC|300
ITCI|INTRA-CELLULAR THER|SWIM|TD Ameritrade, Inc.|21666
ITCI|INTRA-CELLULAR THER|SWST|Hilltop Securities Inc.|1000
ITCI|INTRA-CELLULAR THER|TKNG|ALLY INVEST SECURITIES LLC|2788
ITCI|INTRA-CELLULAR THER|TRBT|Tradebot Systems, Inc.|98796
ITCI|INTRA-CELLULAR THER|TRCM|TRC MARKETS LLC|46928
ITCI|INTRA-CELLULAR THER|UBSA|UBS SECURITIES LLC|206946
ITCI|INTRA-CELLULAR THER|UBSS|UBS Securities LLC|609583
ITCI|INTRA-CELLULAR THER|VALX|VIRTU AMERICAS LLC|6415
ITCI|INTRA-CELLULAR THER|VGRD|Vanguard Marketing Corporation|19962
ITCI|INTRA-CELLULAR THER|WBLR|WILLIAM BLAIR|200
ITCI|INTRA-CELLULAR THER|WBPX|SUMMIT SECURITIES GROUP, LLC|400
ITCI|INTRA-CELLULAR THER|WCHV|WELLS FARGO SECURITIES, LLC|40351
ITCI|INTRA-CELLULAR THER|WEED|Weeden & Co.L.P.|305
ITCI|INTRA-CELLULAR THER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9573
ITCI|INTRA-CELLULAR THER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22373
ITCI|INTRA-CELLULAR THER|WSEA|WOLVERINE SECURITIES, LLC|1653
ITCI|INTRA-CELLULAR THER|XIST|INSTINET, LLC|55180
ITCI|INTRA-CELLULAR THER|XSTM|NATIONAL FINANCIAL SERVICES LLC|16320
ITCI|INTRA-CELLULAR THER|YKNA|COMHAR CAPITAL MARKETS, LLC|1980
ITE|SPDR BARCLAYS INTRMD|ALTX|Alternet Securities Inc.|160
ITE|SPDR BARCLAYS INTRMD|APCC|Apex Clearing Corporation|3255
ITE|SPDR BARCLAYS INTRMD|BANK|Primevest Financial Services, Inc.|541
ITE|SPDR BARCLAYS INTRMD|BATM|CBOE TRADING, INC.|100
ITE|SPDR BARCLAYS INTRMD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12591
ITE|SPDR BARCLAYS INTRMD|BMOC|BMO Capital Markets Corp.|1318
ITE|SPDR BARCLAYS INTRMD|CANT|Cantor Fitzgerald & Co.|2115253
ITE|SPDR BARCLAYS INTRMD|CHAS|Charles Schwab & Co., Inc.|22032
ITE|SPDR BARCLAYS INTRMD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32619
ITE|SPDR BARCLAYS INTRMD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29189
ITE|SPDR BARCLAYS INTRMD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
ITE|SPDR BARCLAYS INTRMD|DBAX|Deutsche Bank Securities Inc.|7100
ITE|SPDR BARCLAYS INTRMD|DEAN|MORGAN STANLEY|2061
ITE|SPDR BARCLAYS INTRMD|EBXL|EBX LLC|10000
ITE|SPDR BARCLAYS INTRMD|EDJO|Edward D. Jones & Co., L.P.|106
ITE|SPDR BARCLAYS INTRMD|EGAM|CBOE TRADING, INC.|780
ITE|SPDR BARCLAYS INTRMD|ETRS|E*Trade Securities LLC|2299
ITE|SPDR BARCLAYS INTRMD|FLTU|FLOW TRADERS US LLC|99824
ITE|SPDR BARCLAYS INTRMD|FTBR|Foliofn Investments, Inc.|88
ITE|SPDR BARCLAYS INTRMD|GSCO|GOLDMAN SACHS & CO. LLC|9026
ITE|SPDR BARCLAYS INTRMD|HRBF|American Enterprise Investment Services Inc.|10348
ITE|SPDR BARCLAYS INTRMD|IATS|INTERACTIVE BROKERS LLC|100
ITE|SPDR BARCLAYS INTRMD|IBKR|Interactive Brokers Llc|910
ITE|SPDR BARCLAYS INTRMD|ICBX|INSTINET, LLC|5100
ITE|SPDR BARCLAYS INTRMD|INCA|INSTINET, LLC|3791
ITE|SPDR BARCLAYS INTRMD|ITGI|ITG Inc.|894
ITE|SPDR BARCLAYS INTRMD|JPMX|J.P. Morgan Securities LLC|13800
ITE|SPDR BARCLAYS INTRMD|JSEB|JANE STREET EXECUTION SERVICES, LLC|258567
ITE|SPDR BARCLAYS INTRMD|JSJX|JANE STREET CAPITAL LLC|81462
ITE|SPDR BARCLAYS INTRMD|KCGM|VIRTU Americas LLC|7472
ITE|SPDR BARCLAYS INTRMD|LEHM|Barclays Capital Inc./Le|209230
ITE|SPDR BARCLAYS INTRMD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|450
ITE|SPDR BARCLAYS INTRMD|LIME|Lime Brokerage LLC|1618
ITE|SPDR BARCLAYS INTRMD|MACC|Mid Atlantic Capital Corporation|7571
ITE|SPDR BARCLAYS INTRMD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12400
ITE|SPDR BARCLAYS INTRMD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ITE|SPDR BARCLAYS INTRMD|MOTF|MOTIF INVESTING, INC.|3
ITE|SPDR BARCLAYS INTRMD|MSCO|MORGAN STANLEY & CO. LLC|1184
ITE|SPDR BARCLAYS INTRMD|MSPL|MORGAN STANLEY & CO. LLC|2900
ITE|SPDR BARCLAYS INTRMD|NFSC|National Financial Services LLC|17775
ITE|SPDR BARCLAYS INTRMD|NITE|VIRTU Americas LLC|74974
ITE|SPDR BARCLAYS INTRMD|ONEL|O'NEIL SECURITIES, INCORPORATED|3525
ITE|SPDR BARCLAYS INTRMD|PICT|Pictet Overseas Inc.|205
ITE|SPDR BARCLAYS INTRMD|RBCM|RBC CAPITAL MARKETS, LLC|117
ITE|SPDR BARCLAYS INTRMD|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|3100
ITE|SPDR BARCLAYS INTRMD|SBSH|Citigroup Global Markets Inc.|1
ITE|SPDR BARCLAYS INTRMD|SGMT|GOLDMAN SACHS & CO. LLC|4300
ITE|SPDR BARCLAYS INTRMD|SPHN|Stephens Inc.|1723
ITE|SPDR BARCLAYS INTRMD|STFL|Stifel, Nicolaus & Company, Incorporated|206
ITE|SPDR BARCLAYS INTRMD|SWIM|TD Ameritrade, Inc.|25
ITE|SPDR BARCLAYS INTRMD|UBSA|UBS SECURITIES LLC|45591
ITE|SPDR BARCLAYS INTRMD|UBSS|UBS Securities LLC|30580
ITE|SPDR BARCLAYS INTRMD|VGRD|Vanguard Marketing Corporation|7773
ITE|SPDR BARCLAYS INTRMD|WCHV|WELLS FARGO SECURITIES, LLC|1880
ITE|SPDR BARCLAYS INTRMD|WEDB|WEDBUSH SECURITIES INC.|3200
ITE|SPDR BARCLAYS INTRMD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|167
ITE|SPDR BARCLAYS INTRMD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3035
ITE|SPDR BARCLAYS INTRMD|WSEA|WOLVERINE SECURITIES, LLC|430
ITE|SPDR BARCLAYS INTRMD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
ITE|SPDR BARCLAYS INTRMD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|679
ITEQ|BLUESTAR ISRAEL TECH|APCC|Apex Clearing Corporation|44
ITEQ|BLUESTAR ISRAEL TECH|CHAS|Charles Schwab & Co., Inc.|280
ITEQ|BLUESTAR ISRAEL TECH|EDJO|Edward D. Jones & Co., L.P.|160
ITEQ|BLUESTAR ISRAEL TECH|ETRS|E*Trade Securities LLC|5011
ITEQ|BLUESTAR ISRAEL TECH|FILL|Tradestation Securities, Inc.|49
ITEQ|BLUESTAR ISRAEL TECH|FTBR|Foliofn Investments, Inc.|138
ITEQ|BLUESTAR ISRAEL TECH|GSCO|GOLDMAN SACHS & CO. LLC|400
ITEQ|BLUESTAR ISRAEL TECH|GSLT|GOLDMAN SACHS & CO. LLC|721
ITEQ|BLUESTAR ISRAEL TECH|IATS|INTERACTIVE BROKERS LLC|400
ITEQ|BLUESTAR ISRAEL TECH|IBKR|Interactive Brokers Llc|3615
ITEQ|BLUESTAR ISRAEL TECH|JANY|Janney Montgomery Scott Inc.|200
ITEQ|BLUESTAR ISRAEL TECH|JSJX|JANE STREET CAPITAL LLC|45145
ITEQ|BLUESTAR ISRAEL TECH|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|313
ITEQ|BLUESTAR ISRAEL TECH|LIME|Lime Brokerage LLC|1465
ITEQ|BLUESTAR ISRAEL TECH|MCMF|Raymond James Ltd. Cds|40
ITEQ|BLUESTAR ISRAEL TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ITEQ|BLUESTAR ISRAEL TECH|MSCO|MORGAN STANLEY & CO. LLC|2061
ITEQ|BLUESTAR ISRAEL TECH|NFSC|National Financial Services LLC|8594
ITEQ|BLUESTAR ISRAEL TECH|NITE|VIRTU Americas LLC|17847
ITEQ|BLUESTAR ISRAEL TECH|NTBF|BMO Nesbitt Burns Inc./CDS|200
ITEQ|BLUESTAR ISRAEL TECH|PDQM|CODA MARKETS, INC.|100
ITEQ|BLUESTAR ISRAEL TECH|PWJC|UBS Financial Services, Inc.|1300
ITEQ|BLUESTAR ISRAEL TECH|RBCM|RBC CAPITAL MARKETS, LLC|5510
ITEQ|BLUESTAR ISRAEL TECH|SBSH|Citigroup Global Markets Inc.|485
ITEQ|BLUESTAR ISRAEL TECH|STKP|STOCKPILE INVESTMENTS, INC.|286
ITEQ|BLUESTAR ISRAEL TECH|SWIM|TD Ameritrade, Inc.|86
ITEQ|BLUESTAR ISRAEL TECH|UBSA|UBS SECURITIES LLC|273
ITEQ|BLUESTAR ISRAEL TECH|UBSS|UBS Securities LLC|8482
ITEQ|BLUESTAR ISRAEL TECH|VGRD|Vanguard Marketing Corporation|7438
ITEQ|BLUESTAR ISRAEL TECH|WCHV|WELLS FARGO SECURITIES, LLC|1100
ITEQ|BLUESTAR ISRAEL TECH|WGIF|CIBC World Markets Inc.|82
ITEQ|BLUESTAR ISRAEL TECH|WSEA|WOLVERINE SECURITIES, LLC|809
ITEQ|BLUESTAR ISRAEL TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1305
ITG|INVESTMENT TEC NEW|ALTX|Alternet Securities Inc.|1400
ITG|INVESTMENT TEC NEW|APCC|Apex Clearing Corporation|214
ITG|INVESTMENT TEC NEW|BARD|Robert W. Baird & Co. Incorporated|115
ITG|INVESTMENT TEC NEW|BATM|CBOE TRADING, INC.|1401
ITG|INVESTMENT TEC NEW|BERN|Sanford C. Bernstein & Co., LLC|705
ITG|INVESTMENT TEC NEW|BKCM|BNY Mellon Capital Markets LLC|32
ITG|INVESTMENT TEC NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21
ITG|INVESTMENT TEC NEW|BLKX|INSTINET, LLC|5000
ITG|INVESTMENT TEC NEW|BNPX|BNP PARIBAS SECURITIES CORP.|6902
ITG|INVESTMENT TEC NEW|BRVL|BLAYLOCK VAN, LLC|600
ITG|INVESTMENT TEC NEW|BTIG|BTIG, LLC|4098
ITG|INVESTMENT TEC NEW|BYXM|CBOE TRADING, INC.|119
ITG|INVESTMENT TEC NEW|BZYD|GOLDMAN SACHS & CO. LLC|1801
ITG|INVESTMENT TEC NEW|CHAS|Charles Schwab & Co., Inc.|2
ITG|INVESTMENT TEC NEW|CIST|Capital Institutional Services, Inc.|18
ITG|INVESTMENT TEC NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|195948
ITG|INVESTMENT TEC NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2627
ITG|INVESTMENT TEC NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61893
ITG|INVESTMENT TEC NEW|CTDL|Citadel Derivatives Group Llc|2181
ITG|INVESTMENT TEC NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|12802
ITG|INVESTMENT TEC NEW|DBAB|Deutsche Bank Securities Inc.|71063
ITG|INVESTMENT TEC NEW|DBAX|Deutsche Bank Securities Inc.|64200
ITG|INVESTMENT TEC NEW|DEAN|MORGAN STANLEY|189
ITG|INVESTMENT TEC NEW|DEGS|RONIN PROFESSIONAL LLC|200
ITG|INVESTMENT TEC NEW|EBXL|EBX LLC|140200
ITG|INVESTMENT TEC NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|229
ITG|INVESTMENT TEC NEW|EGAM|CBOE TRADING, INC.|1513
ITG|INVESTMENT TEC NEW|EGMT|EG MARKET TECHNOLOGIES LLC|200
ITG|INVESTMENT TEC NEW|EGXM|CBOE TRADING, INC.|1230
ITG|INVESTMENT TEC NEW|ESPO|ESPOSITO SECURITIES, LLC|116
ITG|INVESTMENT TEC NEW|ETBE|Electronic Transaction Clearing, Inc.|1300
ITG|INVESTMENT TEC NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2944
ITG|INVESTMENT TEC NEW|ETRS|E*Trade Securities LLC|3
ITG|INVESTMENT TEC NEW|FMAF|NBCN Inc./ CDS|600
ITG|INVESTMENT TEC NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
ITG|INVESTMENT TEC NEW|FQLS|Quantlab Securities LP|10629
ITG|INVESTMENT TEC NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54454
ITG|INVESTMENT TEC NEW|FTBR|Foliofn Investments, Inc.|264
ITG|INVESTMENT TEC NEW|GLPX|ACS EXECUTION SERVICES, LLC|1501
ITG|INVESTMENT TEC NEW|GSCO|GOLDMAN SACHS & CO. LLC|119561
ITG|INVESTMENT TEC NEW|GSLT|GOLDMAN SACHS & CO. LLC|1673
ITG|INVESTMENT TEC NEW|GTSZ|GTS SECURITIES LLC|7660
ITG|INVESTMENT TEC NEW|HRBF|American Enterprise Investment Services Inc.|33
ITG|INVESTMENT TEC NEW|IATS|INTERACTIVE BROKERS LLC|43
ITG|INVESTMENT TEC NEW|IBKR|Interactive Brokers Llc|2185
ITG|INVESTMENT TEC NEW|ICBX|INSTINET, LLC|14000
ITG|INVESTMENT TEC NEW|IEQY|CITADEL SECURITIES LLC|8514
ITG|INVESTMENT TEC NEW|INCA|INSTINET, LLC|30711
ITG|INVESTMENT TEC NEW|INJX|INSTINET, LLC|1041
ITG|INVESTMENT TEC NEW|ITGI|ITG Inc.|2327
ITG|INVESTMENT TEC NEW|JEFF|JEFFERIES LLC|4466
ITG|INVESTMENT TEC NEW|JMPT|JUMP TRADING, LLC|5651
ITG|INVESTMENT TEC NEW|JPBX|J.P. MORGAN SECURITIES LLC|2842
ITG|INVESTMENT TEC NEW|JPMX|J.P. Morgan Securities LLC|66068
ITG|INVESTMENT TEC NEW|JSJX|JANE STREET CAPITAL LLC|6748
ITG|INVESTMENT TEC NEW|KCGM|VIRTU Americas LLC|12871
ITG|INVESTMENT TEC NEW|LEHM|Barclays Capital Inc./Le|79392
ITG|INVESTMENT TEC NEW|LIME|Lime Brokerage LLC|15958
ITG|INVESTMENT TEC NEW|LQNA|LIQUIDNET, INC.|20700
ITG|INVESTMENT TEC NEW|LSCI|Lek Securities Corporation|5
ITG|INVESTMENT TEC NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32800
ITG|INVESTMENT TEC NEW|MOTF|MOTIF INVESTING, INC.|11
ITG|INVESTMENT TEC NEW|MSCO|MORGAN STANLEY & CO. LLC|88887
ITG|INVESTMENT TEC NEW|MSPL|MORGAN STANLEY & CO. LLC|49100
ITG|INVESTMENT TEC NEW|MSTX|MORGAN STANLEY & CO. LLC|6600
ITG|INVESTMENT TEC NEW|NFSC|National Financial Services LLC|21432
ITG|INVESTMENT TEC NEW|NITE|VIRTU Americas LLC|40759
ITG|INVESTMENT TEC NEW|NQRB|Brut, LLC|1152
ITG|INVESTMENT TEC NEW|OPCO|Oppenheimer & Co. Inc.|1110
ITG|INVESTMENT TEC NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ITG|INVESTMENT TEC NEW|PDQM|CODA MARKETS, INC.|5140
ITG|INVESTMENT TEC NEW|RBCM|RBC CAPITAL MARKETS, LLC|21
ITG|INVESTMENT TEC NEW|SAGL|SAGETRADER, LLC|100
ITG|INVESTMENT TEC NEW|SBSH|Citigroup Global Markets Inc.|23570
ITG|INVESTMENT TEC NEW|SDLR|Sandler, O'Neill & Partners, L.P.|1200
ITG|INVESTMENT TEC NEW|SGMT|GOLDMAN SACHS & CO. LLC|21369
ITG|INVESTMENT TEC NEW|SPDR|SPEEDROUTE LLC|5300
ITG|INVESTMENT TEC NEW|STFL|Stifel, Nicolaus & Company, Incorporated|10600
ITG|INVESTMENT TEC NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1797
ITG|INVESTMENT TEC NEW|SWIM|TD Ameritrade, Inc.|3584
ITG|INVESTMENT TEC NEW|TMBR|Timber Hill LLC|300
ITG|INVESTMENT TEC NEW|TRBT|Tradebot Systems, Inc.|18166
ITG|INVESTMENT TEC NEW|TRCM|TRC MARKETS LLC|7951
ITG|INVESTMENT TEC NEW|UBSA|UBS SECURITIES LLC|123883
ITG|INVESTMENT TEC NEW|UBSS|UBS Securities LLC|128953
ITG|INVESTMENT TEC NEW|VALX|VIRTU AMERICAS LLC|1685
ITG|INVESTMENT TEC NEW|VGRD|Vanguard Marketing Corporation|1
ITG|INVESTMENT TEC NEW|WCHV|WELLS FARGO SECURITIES, LLC|2449
ITG|INVESTMENT TEC NEW|WEED|Weeden & Co.L.P.|2400
ITG|INVESTMENT TEC NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|914
ITG|INVESTMENT TEC NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|885
ITG|INVESTMENT TEC NEW|WSEA|WOLVERINE SECURITIES, LLC|884
ITG|INVESTMENT TEC NEW|XIST|INSTINET, LLC|14800
ITG|INVESTMENT TEC NEW|XPQR|Jump Trading|567
ITG|INVESTMENT TEC NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
ITG|INVESTMENT TEC NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|5
ITGR|INTEGER HLDGS CP|APCC|Apex Clearing Corporation|13
ITGR|INTEGER HLDGS CP|BARD|Robert W. Baird & Co. Incorporated|150
ITGR|INTEGER HLDGS CP|BATM|CBOE TRADING, INC.|745
ITGR|INTEGER HLDGS CP|BBNT|BB&T SECURITIES, LLC|9
ITGR|INTEGER HLDGS CP|BERN|Sanford C. Bernstein & Co., LLC|84854
ITGR|INTEGER HLDGS CP|BIDS|BIDS TRADING L.P.|200
ITGR|INTEGER HLDGS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|342
ITGR|INTEGER HLDGS CP|BLKX|INSTINET, LLC|47771
ITGR|INTEGER HLDGS CP|BNPX|BNP PARIBAS SECURITIES CORP.|6456
ITGR|INTEGER HLDGS CP|BRVL|BLAYLOCK VAN, LLC|300
ITGR|INTEGER HLDGS CP|BTIG|BTIG, LLC|200
ITGR|INTEGER HLDGS CP|BYXM|CBOE TRADING, INC.|100
ITGR|INTEGER HLDGS CP|BZYD|GOLDMAN SACHS & CO. LLC|771
ITGR|INTEGER HLDGS CP|CANT|Cantor Fitzgerald & Co.|100
ITGR|INTEGER HLDGS CP|CHAS|Charles Schwab & Co., Inc.|133
ITGR|INTEGER HLDGS CP|CIST|Capital Institutional Services, Inc.|200
ITGR|INTEGER HLDGS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10758
ITGR|INTEGER HLDGS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24175
ITGR|INTEGER HLDGS CP|CTDL|Citadel Derivatives Group Llc|746
ITGR|INTEGER HLDGS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8038
ITGR|INTEGER HLDGS CP|DBAB|Deutsche Bank Securities Inc.|20106
ITGR|INTEGER HLDGS CP|DBAX|Deutsche Bank Securities Inc.|23200
ITGR|INTEGER HLDGS CP|DBUL|Deutsche Bank Securities Inc.|300
ITGR|INTEGER HLDGS CP|DEAN|MORGAN STANLEY|2031
ITGR|INTEGER HLDGS CP|DEGS|RONIN PROFESSIONAL LLC|100
ITGR|INTEGER HLDGS CP|EBXL|EBX LLC|34000
ITGR|INTEGER HLDGS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|559
ITGR|INTEGER HLDGS CP|EDJO|Edward D. Jones & Co., L.P.|37
ITGR|INTEGER HLDGS CP|EGAM|CBOE TRADING, INC.|2239
ITGR|INTEGER HLDGS CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
ITGR|INTEGER HLDGS CP|EGXM|CBOE TRADING, INC.|302
ITGR|INTEGER HLDGS CP|ELEV|ELEVATION, LLC|6038
ITGR|INTEGER HLDGS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ITGR|INTEGER HLDGS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12108
ITGR|INTEGER HLDGS CP|ETRS|E*Trade Securities LLC|1219
ITGR|INTEGER HLDGS CP|FILL|Tradestation Securities, Inc.|99
ITGR|INTEGER HLDGS CP|FMAF|NBCN Inc./ CDS|378
ITGR|INTEGER HLDGS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|566
ITGR|INTEGER HLDGS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9437
ITGR|INTEGER HLDGS CP|FTBR|Foliofn Investments, Inc.|4443
ITGR|INTEGER HLDGS CP|GLPX|ACS EXECUTION SERVICES, LLC|149
ITGR|INTEGER HLDGS CP|GSCO|GOLDMAN SACHS & CO. LLC|221075
ITGR|INTEGER HLDGS CP|GSCS|GOLDMAN SACHS & CO. LLC|100
ITGR|INTEGER HLDGS CP|GSLT|GOLDMAN SACHS & CO. LLC|520
ITGR|INTEGER HLDGS CP|GTSZ|GTS SECURITIES LLC|5462
ITGR|INTEGER HLDGS CP|HRBF|American Enterprise Investment Services Inc.|44
ITGR|INTEGER HLDGS CP|IBKR|Interactive Brokers Llc|1339
ITGR|INTEGER HLDGS CP|ICBX|INSTINET, LLC|8527
ITGR|INTEGER HLDGS CP|IEQY|CITADEL SECURITIES LLC|4367
ITGR|INTEGER HLDGS CP|INCA|INSTINET, LLC|25609
ITGR|INTEGER HLDGS CP|INJX|INSTINET, LLC|2785
ITGR|INTEGER HLDGS CP|ITGI|ITG Inc.|5057
ITGR|INTEGER HLDGS CP|ITGP|ITG INC.|13600
ITGR|INTEGER HLDGS CP|JANY|Janney Montgomery Scott Inc.|1774
ITGR|INTEGER HLDGS CP|JEFF|JEFFERIES LLC|5020
ITGR|INTEGER HLDGS CP|JMPT|JUMP TRADING, LLC|3036
ITGR|INTEGER HLDGS CP|JPBX|J.P. MORGAN SECURITIES LLC|8372
ITGR|INTEGER HLDGS CP|JPMX|J.P. Morgan Securities LLC|53799
ITGR|INTEGER HLDGS CP|KCGM|VIRTU Americas LLC|11041
ITGR|INTEGER HLDGS CP|LEHM|Barclays Capital Inc./Le|50093
ITGR|INTEGER HLDGS CP|LIME|Lime Brokerage LLC|7509
ITGR|INTEGER HLDGS CP|LSCI|Lek Securities Corporation|2
ITGR|INTEGER HLDGS CP|MACQ|Macquarie Capital (USA) Inc.|4016
ITGR|INTEGER HLDGS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19902
ITGR|INTEGER HLDGS CP|MSCO|MORGAN STANLEY & CO. LLC|97750
ITGR|INTEGER HLDGS CP|MSPL|MORGAN STANLEY & CO. LLC|23300
ITGR|INTEGER HLDGS CP|MSTX|MORGAN STANLEY & CO. LLC|3800
ITGR|INTEGER HLDGS CP|NFSC|National Financial Services LLC|10307
ITGR|INTEGER HLDGS CP|NITE|VIRTU Americas LLC|19927
ITGR|INTEGER HLDGS CP|NORT|Northland Securities, Inc.|3130
ITGR|INTEGER HLDGS CP|NQRB|Brut, LLC|500
ITGR|INTEGER HLDGS CP|PDQM|CODA MARKETS, INC.|2196
ITGR|INTEGER HLDGS CP|PWJC|UBS Financial Services, Inc.|1150
ITGR|INTEGER HLDGS CP|RBCM|RBC CAPITAL MARKETS, LLC|93
ITGR|INTEGER HLDGS CP|SAGW|SAGETRADER, LLC|86
ITGR|INTEGER HLDGS CP|SBSH|Citigroup Global Markets Inc.|18992
ITGR|INTEGER HLDGS CP|SGMT|GOLDMAN SACHS & CO. LLC|19766
ITGR|INTEGER HLDGS CP|SPDR|SPEEDROUTE LLC|1200
ITGR|INTEGER HLDGS CP|SPTD|MINT GLOBAL MARKETS, INC.|812
ITGR|INTEGER HLDGS CP|STFL|Stifel, Nicolaus & Company, Incorporated|150
ITGR|INTEGER HLDGS CP|SWIM|TD Ameritrade, Inc.|1361
ITGR|INTEGER HLDGS CP|SWST|Hilltop Securities Inc.|200
ITGR|INTEGER HLDGS CP|TKNG|ALLY INVEST SECURITIES LLC|1025
ITGR|INTEGER HLDGS CP|TRBT|Tradebot Systems, Inc.|620
ITGR|INTEGER HLDGS CP|TRCM|TRC MARKETS LLC|9012
ITGR|INTEGER HLDGS CP|UBSA|UBS SECURITIES LLC|75594
ITGR|INTEGER HLDGS CP|UBSS|UBS Securities LLC|81318
ITGR|INTEGER HLDGS CP|VALX|VIRTU AMERICAS LLC|1339
ITGR|INTEGER HLDGS CP|VGRD|Vanguard Marketing Corporation|7772
ITGR|INTEGER HLDGS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ITGR|INTEGER HLDGS CP|WCHV|WELLS FARGO SECURITIES, LLC|7316
ITGR|INTEGER HLDGS CP|WDNX|WEEDEN & CO.L.P.|48
ITGR|INTEGER HLDGS CP|WEED|Weeden & Co.L.P.|8196
ITGR|INTEGER HLDGS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|932
ITGR|INTEGER HLDGS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|353
ITGR|INTEGER HLDGS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8
ITGR|INTEGER HLDGS CP|WSEA|WOLVERINE SECURITIES, LLC|902
ITGR|INTEGER HLDGS CP|XIST|INSTINET, LLC|39400
ITGR|INTEGER HLDGS CP|XPQR|Jump Trading|160
ITGR|INTEGER HLDGS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
ITGR|INTEGER HLDGS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17
ITI|ITERIS INC CMN STK|ALTX|Alternet Securities Inc.|3300
ITI|ITERIS INC CMN STK|APCC|Apex Clearing Corporation|748
ITI|ITERIS INC CMN STK|BATM|CBOE TRADING, INC.|818
ITI|ITERIS INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|8618
ITI|ITERIS INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76
ITI|ITERIS INC CMN STK|BMOC|BMO Capital Markets Corp.|4061
ITI|ITERIS INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|1395
ITI|ITERIS INC CMN STK|BTIG|BTIG, LLC|7470
ITI|ITERIS INC CMN STK|BYXM|CBOE TRADING, INC.|1600
ITI|ITERIS INC CMN STK|CANT|Cantor Fitzgerald & Co.|159
ITI|ITERIS INC CMN STK|CHAS|Charles Schwab & Co., Inc.|6149
ITI|ITERIS INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37121
ITI|ITERIS INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
ITI|ITERIS INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44028
ITI|ITERIS INC CMN STK|CTDE|CHOICETRADE|10
ITI|ITERIS INC CMN STK|CTDL|Citadel Derivatives Group Llc|8456
ITI|ITERIS INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|6958
ITI|ITERIS INC CMN STK|DADA|D.A. Davidson & Co.|1297
ITI|ITERIS INC CMN STK|DBAB|Deutsche Bank Securities Inc.|74751
ITI|ITERIS INC CMN STK|DBAX|Deutsche Bank Securities Inc.|15900
ITI|ITERIS INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|23332
ITI|ITERIS INC CMN STK|DOTC|Dougherty & Company LLC|7398
ITI|ITERIS INC CMN STK|EBXL|EBX LLC|18400
ITI|ITERIS INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|874
ITI|ITERIS INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|120
ITI|ITERIS INC CMN STK|EGAM|CBOE TRADING, INC.|1499
ITI|ITERIS INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|20
ITI|ITERIS INC CMN STK|EGXM|CBOE TRADING, INC.|2026
ITI|ITERIS INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|10107
ITI|ITERIS INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2154
ITI|ITERIS INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2956
ITI|ITERIS INC CMN STK|ETRS|E*Trade Securities LLC|47323
ITI|ITERIS INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|115206
ITI|ITERIS INC CMN STK|FILL|Tradestation Securities, Inc.|300
ITI|ITERIS INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|185696
ITI|ITERIS INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37366
ITI|ITERIS INC CMN STK|FTBR|Foliofn Investments, Inc.|1332
ITI|ITERIS INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|8846
ITI|ITERIS INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|4230
ITI|ITERIS INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|130823
ITI|ITERIS INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|900
ITI|ITERIS INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|7437
ITI|ITERIS INC CMN STK|GTSZ|GTS SECURITIES LLC|2341
ITI|ITERIS INC CMN STK|IATS|INTERACTIVE BROKERS LLC|3670
ITI|ITERIS INC CMN STK|IBKR|Interactive Brokers Llc|65626
ITI|ITERIS INC CMN STK|ICBX|INSTINET, LLC|8692
ITI|ITERIS INC CMN STK|IEQY|CITADEL SECURITIES LLC|6261
ITI|ITERIS INC CMN STK|INCA|INSTINET, LLC|42273
ITI|ITERIS INC CMN STK|INJX|INSTINET, LLC|6536
ITI|ITERIS INC CMN STK|ITGI|ITG Inc.|20881
ITI|ITERIS INC CMN STK|ITGP|ITG INC.|85200
ITI|ITERIS INC CMN STK|JANY|Janney Montgomery Scott Inc.|3000
ITI|ITERIS INC CMN STK|JEFF|JEFFERIES LLC|14669
ITI|ITERIS INC CMN STK|JMPT|JUMP TRADING, LLC|5919
ITI|ITERIS INC CMN STK|JPMX|J.P. Morgan Securities LLC|29152
ITI|ITERIS INC CMN STK|JSJX|JANE STREET CAPITAL LLC|1360
ITI|ITERIS INC CMN STK|JSSF|JMP Securities LLC|300
ITI|ITERIS INC CMN STK|KCGM|VIRTU Americas LLC|1950
ITI|ITERIS INC CMN STK|LEHM|Barclays Capital Inc./Le|142516
ITI|ITERIS INC CMN STK|LIME|Lime Brokerage LLC|120378
ITI|ITERIS INC CMN STK|LMGP|LIME BROKERAGE LLC|25530
ITI|ITERIS INC CMN STK|LQNA|LIQUIDNET, INC.|12400
ITI|ITERIS INC CMN STK|MAXM|Maxim Group LLC|2744
ITI|ITERIS INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46000
ITI|ITERIS INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|396601
ITI|ITERIS INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|26600
ITI|ITERIS INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|19600
ITI|ITERIS INC CMN STK|NFSC|National Financial Services LLC|193306
ITI|ITERIS INC CMN STK|NITE|VIRTU Americas LLC|322743
ITI|ITERIS INC CMN STK|NITP|VIRTU Americas LLC|6912
ITI|ITERIS INC CMN STK|NORT|Northland Securities, Inc.|52132
ITI|ITERIS INC CMN STK|NQRB|Brut, LLC|583
ITI|ITERIS INC CMN STK|OPCO|Oppenheimer & Co. Inc.|1150
ITI|ITERIS INC CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8400
ITI|ITERIS INC CMN STK|PDQM|CODA MARKETS, INC.|8240
ITI|ITERIS INC CMN STK|PICT|Pictet Overseas Inc.|2751
ITI|ITERIS INC CMN STK|RAJA|Raymond James & Associates, Inc.|200
ITI|ITERIS INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|375
ITI|ITERIS INC CMN STK|RILY|B. RILEY FBR, INC.|100
ITI|ITERIS INC CMN STK|SAGL|SAGETRADER, LLC|1890
ITI|ITERIS INC CMN STK|SBSH|Citigroup Global Markets Inc.|32746
ITI|ITERIS INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|13145
ITI|ITERIS INC CMN STK|SPDR|SPEEDROUTE LLC|5183
ITI|ITERIS INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|20352
ITI|ITERIS INC CMN STK|SWIM|TD Ameritrade, Inc.|14960
ITI|ITERIS INC CMN STK|SWST|Hilltop Securities Inc.|3330
ITI|ITERIS INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|2323
ITI|ITERIS INC CMN STK|TRBT|Tradebot Systems, Inc.|36827
ITI|ITERIS INC CMN STK|TRCM|TRC MARKETS LLC|45899
ITI|ITERIS INC CMN STK|TWTT|TASTYWORKS, INC.|890
ITI|ITERIS INC CMN STK|UBSA|UBS SECURITIES LLC|88166
ITI|ITERIS INC CMN STK|UBSS|UBS Securities LLC|163398
ITI|ITERIS INC CMN STK|VALX|VIRTU AMERICAS LLC|1447
ITI|ITERIS INC CMN STK|VGRD|Vanguard Marketing Corporation|13985
ITI|ITERIS INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|34040
ITI|ITERIS INC CMN STK|WEED|Weeden & Co.L.P.|5553
ITI|ITERIS INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|380
ITI|ITERIS INC CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2687
ITI|ITERIS INC CMN STK|WGIF|CIBC World Markets Inc.|1690
ITI|ITERIS INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|4989
ITI|ITERIS INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|8800
ITI|ITERIS INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
ITI|ITERIS INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35101
ITIC|INVESTORS TITLE CO##|APCC|Apex Clearing Corporation|9
ITIC|INVESTORS TITLE CO##|BARD|Robert W. Baird & Co. Incorporated|105
ITIC|INVESTORS TITLE CO##|BAYC|BAY CREST PARTNERS, LLC|57
ITIC|INVESTORS TITLE CO##|BBNT|BB&T SECURITIES, LLC|10
ITIC|INVESTORS TITLE CO##|BMOC|BMO Capital Markets Corp.|232
ITIC|INVESTORS TITLE CO##|BNPX|BNP PARIBAS SECURITIES CORP.|166
ITIC|INVESTORS TITLE CO##|CHAS|Charles Schwab & Co., Inc.|3
ITIC|INVESTORS TITLE CO##|CIST|Capital Institutional Services, Inc.|6
ITIC|INVESTORS TITLE CO##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16
ITIC|INVESTORS TITLE CO##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1871
ITIC|INVESTORS TITLE CO##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1690
ITIC|INVESTORS TITLE CO##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|307
ITIC|INVESTORS TITLE CO##|CTDL|Citadel Derivatives Group Llc|20
ITIC|INVESTORS TITLE CO##|DBAB|Deutsche Bank Securities Inc.|1921
ITIC|INVESTORS TITLE CO##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5
ITIC|INVESTORS TITLE CO##|EBXL|EBX LLC|100
ITIC|INVESTORS TITLE CO##|EDJO|Edward D. Jones & Co., L.P.|76
ITIC|INVESTORS TITLE CO##|EGXW|CBOE TRADING, INC.|6
ITIC|INVESTORS TITLE CO##|ETRS|E*Trade Securities LLC|154
ITIC|INVESTORS TITLE CO##|FBCO|Credit Suisse Securities (USA) LLC|21749
ITIC|INVESTORS TITLE CO##|FOMA|TD AMERITRADE CLEARING, INC.|629
ITIC|INVESTORS TITLE CO##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|561
ITIC|INVESTORS TITLE CO##|FTBR|Foliofn Investments, Inc.|17
ITIC|INVESTORS TITLE CO##|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ITIC|INVESTORS TITLE CO##|GLPX|ACS EXECUTION SERVICES, LLC|10
ITIC|INVESTORS TITLE CO##|GSCO|GOLDMAN SACHS & CO. LLC|14438
ITIC|INVESTORS TITLE CO##|GSCS|GOLDMAN SACHS & CO. LLC|16
ITIC|INVESTORS TITLE CO##|GTSZ|GTS SECURITIES LLC|57
ITIC|INVESTORS TITLE CO##|IBKR|Interactive Brokers Llc|634
ITIC|INVESTORS TITLE CO##|ICBX|INSTINET, LLC|500
ITIC|INVESTORS TITLE CO##|INCA|INSTINET, LLC|2061
ITIC|INVESTORS TITLE CO##|INJX|INSTINET, LLC|219
ITIC|INVESTORS TITLE CO##|ITGI|ITG Inc.|3182
ITIC|INVESTORS TITLE CO##|ITGP|ITG INC.|2200
ITIC|INVESTORS TITLE CO##|JANY|Janney Montgomery Scott Inc.|10
ITIC|INVESTORS TITLE CO##|JEFF|JEFFERIES LLC|200
ITIC|INVESTORS TITLE CO##|JONE|JonesTrading|4
ITIC|INVESTORS TITLE CO##|JPMX|J.P. Morgan Securities LLC|1001
ITIC|INVESTORS TITLE CO##|KCGM|VIRTU Americas LLC|170
ITIC|INVESTORS TITLE CO##|LEHM|Barclays Capital Inc./Le|3879
ITIC|INVESTORS TITLE CO##|LIME|Lime Brokerage LLC|932
ITIC|INVESTORS TITLE CO##|LMGP|LIME BROKERAGE LLC|471
ITIC|INVESTORS TITLE CO##|MAXM|Maxim Group LLC|101
ITIC|INVESTORS TITLE CO##|MOTF|MOTIF INVESTING, INC.|4
ITIC|INVESTORS TITLE CO##|MSCO|MORGAN STANLEY & CO. LLC|3298
ITIC|INVESTORS TITLE CO##|NFSC|National Financial Services LLC|220
ITIC|INVESTORS TITLE CO##|NITE|VIRTU Americas LLC|1431
ITIC|INVESTORS TITLE CO##|PDQM|CODA MARKETS, INC.|16
ITIC|INVESTORS TITLE CO##|PWJC|UBS Financial Services, Inc.|4
ITIC|INVESTORS TITLE CO##|RAJA|Raymond James & Associates, Inc.|24
ITIC|INVESTORS TITLE CO##|SBSH|Citigroup Global Markets Inc.|1522
ITIC|INVESTORS TITLE CO##|SPDR|SPEEDROUTE LLC|541
ITIC|INVESTORS TITLE CO##|SWIM|TD Ameritrade, Inc.|50
ITIC|INVESTORS TITLE CO##|TRCM|TRC MARKETS LLC|212
ITIC|INVESTORS TITLE CO##|UBSA|UBS SECURITIES LLC|3091
ITIC|INVESTORS TITLE CO##|UBSS|UBS Securities LLC|6824
ITIC|INVESTORS TITLE CO##|VALX|VIRTU AMERICAS LLC|86
ITIC|INVESTORS TITLE CO##|VGRD|Vanguard Marketing Corporation|59
ITIC|INVESTORS TITLE CO##|WCHV|WELLS FARGO SECURITIES, LLC|240
ITIC|INVESTORS TITLE CO##|WSEA|WOLVERINE SECURITIES, LLC|3
ITM|VANECK VECTORS AMT|ALTX|Alternet Securities Inc.|15600
ITM|VANECK VECTORS AMT|APCC|Apex Clearing Corporation|4265
ITM|VANECK VECTORS AMT|BANK|Primevest Financial Services, Inc.|17
ITM|VANECK VECTORS AMT|BARD|Robert W. Baird & Co. Incorporated|1292
ITM|VANECK VECTORS AMT|BATM|CBOE TRADING, INC.|225
ITM|VANECK VECTORS AMT|BBNT|BB&T SECURITIES, LLC|3700
ITM|VANECK VECTORS AMT|BERN|Sanford C. Bernstein & Co., LLC|2271
ITM|VANECK VECTORS AMT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14810
ITM|VANECK VECTORS AMT|CANT|Cantor Fitzgerald & Co.|12803
ITM|VANECK VECTORS AMT|CHAS|Charles Schwab & Co., Inc.|8
ITM|VANECK VECTORS AMT|CIST|Capital Institutional Services, Inc.|1012
ITM|VANECK VECTORS AMT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21471
ITM|VANECK VECTORS AMT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
ITM|VANECK VECTORS AMT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
ITM|VANECK VECTORS AMT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43072
ITM|VANECK VECTORS AMT|CTDL|Citadel Derivatives Group Llc|23998
ITM|VANECK VECTORS AMT|CXCX|CITIGROUP GLOBAL MARKETS INC.|790
ITM|VANECK VECTORS AMT|DBAB|Deutsche Bank Securities Inc.|534
ITM|VANECK VECTORS AMT|DBAX|Deutsche Bank Securities Inc.|19100
ITM|VANECK VECTORS AMT|DEAN|MORGAN STANLEY|8857
ITM|VANECK VECTORS AMT|EBXL|EBX LLC|29100
ITM|VANECK VECTORS AMT|ECUT|CONVERGEX EXECUTION SOLUTIONS|57300
ITM|VANECK VECTORS AMT|EDJO|Edward D. Jones & Co., L.P.|9887
ITM|VANECK VECTORS AMT|EGAM|CBOE TRADING, INC.|22727
ITM|VANECK VECTORS AMT|EGAW|CBOE TRADING, INC.|100
ITM|VANECK VECTORS AMT|EGXM|CBOE TRADING, INC.|11100
ITM|VANECK VECTORS AMT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
ITM|VANECK VECTORS AMT|ETRS|E*Trade Securities LLC|3669
ITM|VANECK VECTORS AMT|FBSB|U.S. Bancorp Investments, Inc.|5447
ITM|VANECK VECTORS AMT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69360
ITM|VANECK VECTORS AMT|FTBR|Foliofn Investments, Inc.|1689
ITM|VANECK VECTORS AMT|GEBB|GLOBAL EXECUTION BROKERS, LP|2400
ITM|VANECK VECTORS AMT|GLPX|ACS EXECUTION SERVICES, LLC|1120
ITM|VANECK VECTORS AMT|GSCO|GOLDMAN SACHS & CO. LLC|1300
ITM|VANECK VECTORS AMT|GSLT|GOLDMAN SACHS & CO. LLC|81
ITM|VANECK VECTORS AMT|GTSZ|GTS SECURITIES LLC|100
ITM|VANECK VECTORS AMT|HRBF|American Enterprise Investment Services Inc.|32829
ITM|VANECK VECTORS AMT|IATS|INTERACTIVE BROKERS LLC|1320
ITM|VANECK VECTORS AMT|IBKR|Interactive Brokers Llc|1721
ITM|VANECK VECTORS AMT|ICBX|INSTINET, LLC|24891
ITM|VANECK VECTORS AMT|INCA|INSTINET, LLC|4403
ITM|VANECK VECTORS AMT|INJX|INSTINET, LLC|251
ITM|VANECK VECTORS AMT|ITGI|ITG Inc.|19600
ITM|VANECK VECTORS AMT|ITGP|ITG INC.|12400
ITM|VANECK VECTORS AMT|JANY|Janney Montgomery Scott Inc.|457
ITM|VANECK VECTORS AMT|JEFF|JEFFERIES LLC|2300
ITM|VANECK VECTORS AMT|JMPT|JUMP TRADING, LLC|83
ITM|VANECK VECTORS AMT|JPMX|J.P. Morgan Securities LLC|9974
ITM|VANECK VECTORS AMT|JSEB|JANE STREET EXECUTION SERVICES, LLC|307754
ITM|VANECK VECTORS AMT|JSJX|JANE STREET CAPITAL LLC|135308
ITM|VANECK VECTORS AMT|KCGM|VIRTU Americas LLC|5363
ITM|VANECK VECTORS AMT|LEHM|Barclays Capital Inc./Le|47800
ITM|VANECK VECTORS AMT|LIME|Lime Brokerage LLC|4504
ITM|VANECK VECTORS AMT|MAXM|Maxim Group LLC|2694
ITM|VANECK VECTORS AMT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19830
ITM|VANECK VECTORS AMT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
ITM|VANECK VECTORS AMT|MOTF|MOTIF INVESTING, INC.|22
ITM|VANECK VECTORS AMT|MSCO|MORGAN STANLEY & CO. LLC|72975
ITM|VANECK VECTORS AMT|MSPL|MORGAN STANLEY & CO. LLC|36600
ITM|VANECK VECTORS AMT|NFSC|National Financial Services LLC|65131
ITM|VANECK VECTORS AMT|NITE|VIRTU Americas LLC|823102
ITM|VANECK VECTORS AMT|NITP|VIRTU Americas LLC|6200
ITM|VANECK VECTORS AMT|NQRB|Brut, LLC|33295
ITM|VANECK VECTORS AMT|NTRC|Northern Trust Securities, Inc.|100
ITM|VANECK VECTORS AMT|OPCO|Oppenheimer & Co. Inc.|54497
ITM|VANECK VECTORS AMT|PDQM|CODA MARKETS, INC.|13948
ITM|VANECK VECTORS AMT|RBCM|RBC CAPITAL MARKETS, LLC|34821
ITM|VANECK VECTORS AMT|SAGL|SAGETRADER, LLC|11200
ITM|VANECK VECTORS AMT|SBSH|Citigroup Global Markets Inc.|760
ITM|VANECK VECTORS AMT|SGMT|GOLDMAN SACHS & CO. LLC|8782
ITM|VANECK VECTORS AMT|SPDR|SPEEDROUTE LLC|2000
ITM|VANECK VECTORS AMT|STFL|Stifel, Nicolaus & Company, Incorporated|4623
ITM|VANECK VECTORS AMT|SWIM|TD Ameritrade, Inc.|3156
ITM|VANECK VECTORS AMT|SWST|Hilltop Securities Inc.|4
ITM|VANECK VECTORS AMT|TKNG|ALLY INVEST SECURITIES LLC|40
ITM|VANECK VECTORS AMT|UBSA|UBS SECURITIES LLC|127164
ITM|VANECK VECTORS AMT|UBSS|UBS Securities LLC|101449
ITM|VANECK VECTORS AMT|VALX|VIRTU AMERICAS LLC|1281
ITM|VANECK VECTORS AMT|VGRD|Vanguard Marketing Corporation|7063
ITM|VANECK VECTORS AMT|WABR|Wall Street Access|28296
ITM|VANECK VECTORS AMT|WBET|Wallachbeth Capital LLC|176773
ITM|VANECK VECTORS AMT|WCHV|WELLS FARGO SECURITIES, LLC|85378
ITM|VANECK VECTORS AMT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2117
ITM|VANECK VECTORS AMT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17880
ITM|VANECK VECTORS AMT|WSEA|WOLVERINE SECURITIES, LLC|10302
ITM|VANECK VECTORS AMT|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
ITM|VANECK VECTORS AMT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35184
ITOT|ISHARES CORE S&P|AGIS|Aegis Capital Corp.|9360
ITOT|ISHARES CORE S&P|ALTX|Alternet Securities Inc.|2095
ITOT|ISHARES CORE S&P|APCC|Apex Clearing Corporation|45821
ITOT|ISHARES CORE S&P|BANK|Primevest Financial Services, Inc.|4984
ITOT|ISHARES CORE S&P|BARD|Robert W. Baird & Co. Incorporated|6160
ITOT|ISHARES CORE S&P|BATM|CBOE TRADING, INC.|18010
ITOT|ISHARES CORE S&P|BBNT|BB&T SECURITIES, LLC|1904
ITOT|ISHARES CORE S&P|BERN|Sanford C. Bernstein & Co., LLC|10006
ITOT|ISHARES CORE S&P|BKCM|BNY Mellon Capital Markets LLC|2371
ITOT|ISHARES CORE S&P|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76938
ITOT|ISHARES CORE S&P|BLKX|INSTINET, LLC|6837
ITOT|ISHARES CORE S&P|BTIG|BTIG, LLC|54358
ITOT|ISHARES CORE S&P|CANT|Cantor Fitzgerald & Co.|1450121
ITOT|ISHARES CORE S&P|CHAS|Charles Schwab & Co., Inc.|1322
ITOT|ISHARES CORE S&P|CIST|Capital Institutional Services, Inc.|186
ITOT|ISHARES CORE S&P|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61954
ITOT|ISHARES CORE S&P|CPET|CLEARPOOL EXECUTION SERVICES, LLC|125
ITOT|ISHARES CORE S&P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138679
ITOT|ISHARES CORE S&P|CSIN|Citadel Securities Institutional LLC|178120
ITOT|ISHARES CORE S&P|CTDL|Citadel Derivatives Group Llc|679600
ITOT|ISHARES CORE S&P|CXCX|CITIGROUP GLOBAL MARKETS INC.|37588
ITOT|ISHARES CORE S&P|DADA|D.A. Davidson & Co.|4844
ITOT|ISHARES CORE S&P|DBAB|Deutsche Bank Securities Inc.|12064
ITOT|ISHARES CORE S&P|DBAX|Deutsche Bank Securities Inc.|124000
ITOT|ISHARES CORE S&P|DEAN|MORGAN STANLEY|30709
ITOT|ISHARES CORE S&P|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4099
ITOT|ISHARES CORE S&P|EBXL|EBX LLC|158800
ITOT|ISHARES CORE S&P|ECUT|CONVERGEX EXECUTION SOLUTIONS|77704
ITOT|ISHARES CORE S&P|EDJC|Edward Jones / CDS|62
ITOT|ISHARES CORE S&P|EDJO|Edward D. Jones & Co., L.P.|126209
ITOT|ISHARES CORE S&P|EGAM|CBOE TRADING, INC.|17551
ITOT|ISHARES CORE S&P|EGXM|CBOE TRADING, INC.|8643
ITOT|ISHARES CORE S&P|ESPO|ESPOSITO SECURITIES, LLC|219
ITOT|ISHARES CORE S&P|ETBE|Electronic Transaction Clearing, Inc.|4000
ITOT|ISHARES CORE S&P|ETCB|ETC BROKERAGE SERVICES, LLC|2335
ITOT|ISHARES CORE S&P|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8130
ITOT|ISHARES CORE S&P|ETRS|E*Trade Securities LLC|175416
ITOT|ISHARES CORE S&P|FBSB|U.S. Bancorp Investments, Inc.|1005
ITOT|ISHARES CORE S&P|FIDT|Fidelity Clearing Canada ULC./ CDS|181
ITOT|ISHARES CORE S&P|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|11560
ITOT|ISHARES CORE S&P|FMAF|NBCN Inc./ CDS|1438
ITOT|ISHARES CORE S&P|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28912
ITOT|ISHARES CORE S&P|FTBR|Foliofn Investments, Inc.|321
ITOT|ISHARES CORE S&P|GBMT|GBM International, Inc.|410398
ITOT|ISHARES CORE S&P|GLIS|TD Securities Inc|164
ITOT|ISHARES CORE S&P|GSCO|GOLDMAN SACHS & CO. LLC|321406
ITOT|ISHARES CORE S&P|GSLT|GOLDMAN SACHS & CO. LLC|13345
ITOT|ISHARES CORE S&P|GTSZ|GTS SECURITIES LLC|34815
ITOT|ISHARES CORE S&P|HRBF|American Enterprise Investment Services Inc.|226587
ITOT|ISHARES CORE S&P|IATS|INTERACTIVE BROKERS LLC|4519
ITOT|ISHARES CORE S&P|IBKR|Interactive Brokers Llc|29724
ITOT|ISHARES CORE S&P|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|284
ITOT|ISHARES CORE S&P|ICBX|INSTINET, LLC|172109
ITOT|ISHARES CORE S&P|INCA|INSTINET, LLC|15740
ITOT|ISHARES CORE S&P|ITGI|ITG Inc.|21629
ITOT|ISHARES CORE S&P|ITGP|ITG INC.|26400
ITOT|ISHARES CORE S&P|JANY|Janney Montgomery Scott Inc.|1373
ITOT|ISHARES CORE S&P|JMPT|JUMP TRADING, LLC|13546
ITOT|ISHARES CORE S&P|JPMX|J.P. Morgan Securities LLC|112666
ITOT|ISHARES CORE S&P|JSEB|JANE STREET EXECUTION SERVICES, LLC|1090492
ITOT|ISHARES CORE S&P|JSJX|JANE STREET CAPITAL LLC|709881
ITOT|ISHARES CORE S&P|KCGM|VIRTU Americas LLC|79665
ITOT|ISHARES CORE S&P|LEHM|Barclays Capital Inc./Le|371918
ITOT|ISHARES CORE S&P|LIME|Lime Brokerage LLC|19896
ITOT|ISHARES CORE S&P|LMGP|LIME BROKERAGE LLC|75
ITOT|ISHARES CORE S&P|LSCI|Lek Securities Corporation|50
ITOT|ISHARES CORE S&P|MACC|Mid Atlantic Capital Corporation|4438
ITOT|ISHARES CORE S&P|MCMF|Raymond James Ltd. Cds|650
ITOT|ISHARES CORE S&P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|151610
ITOT|ISHARES CORE S&P|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1800
ITOT|ISHARES CORE S&P|MOTF|MOTIF INVESTING, INC.|1
ITOT|ISHARES CORE S&P|MSCO|MORGAN STANLEY & CO. LLC|367962
ITOT|ISHARES CORE S&P|MSPL|MORGAN STANLEY & CO. LLC|23300
ITOT|ISHARES CORE S&P|NATL|National Securities Corporation|41
ITOT|ISHARES CORE S&P|NFSC|National Financial Services LLC|3142888
ITOT|ISHARES CORE S&P|NITE|VIRTU Americas LLC|2007786
ITOT|ISHARES CORE S&P|NITP|VIRTU Americas LLC|3554
ITOT|ISHARES CORE S&P|NQRB|Brut, LLC|9500
ITOT|ISHARES CORE S&P|NTBF|BMO Nesbitt Burns Inc./CDS|17
ITOT|ISHARES CORE S&P|NTRC|Northern Trust Securities, Inc.|1342824
ITOT|ISHARES CORE S&P|OPCO|Oppenheimer & Co. Inc.|5383
ITOT|ISHARES CORE S&P|PCPT|PHILLIP CAPITAL INC.|161
ITOT|ISHARES CORE S&P|PDQM|CODA MARKETS, INC.|51960
ITOT|ISHARES CORE S&P|PWJC|UBS Financial Services, Inc.|15487
ITOT|ISHARES CORE S&P|RBCM|RBC CAPITAL MARKETS, LLC|23142
ITOT|ISHARES CORE S&P|RHCO|Suntrust Robinson Humphrey, Inc.|3631
ITOT|ISHARES CORE S&P|SALI|INTL FCSTONE FINANCIAL INC.|285
ITOT|ISHARES CORE S&P|SBSH|Citigroup Global Markets Inc.|457062
ITOT|ISHARES CORE S&P|SEIC|SEI Investments Distribution Co.|1350
ITOT|ISHARES CORE S&P|SGMT|GOLDMAN SACHS & CO. LLC|140652
ITOT|ISHARES CORE S&P|SHMR|ABN Amro Clearing LLC|11880
ITOT|ISHARES CORE S&P|SPHN|Stephens Inc.|52
ITOT|ISHARES CORE S&P|SSBS|STATE STREET GLOBAL MARKETS, LLC|7200
ITOT|ISHARES CORE S&P|STFL|Stifel, Nicolaus & Company, Incorporated|7065
ITOT|ISHARES CORE S&P|SWIM|TD Ameritrade, Inc.|13323
ITOT|ISHARES CORE S&P|SWST|Hilltop Securities Inc.|11185
ITOT|ISHARES CORE S&P|TKNG|ALLY INVEST SECURITIES LLC|2507
ITOT|ISHARES CORE S&P|TRBT|Tradebot Systems, Inc.|97457
ITOT|ISHARES CORE S&P|TRCM|TRC MARKETS LLC|3745
ITOT|ISHARES CORE S&P|UBSA|UBS SECURITIES LLC|400049
ITOT|ISHARES CORE S&P|UBSS|UBS Securities LLC|575606
ITOT|ISHARES CORE S&P|VALX|VIRTU AMERICAS LLC|2320
ITOT|ISHARES CORE S&P|VGRD|Vanguard Marketing Corporation|27768
ITOT|ISHARES CORE S&P|VSIN|Vision Financial Markets Llc|23
ITOT|ISHARES CORE S&P|WBLR|WILLIAM BLAIR|5481
ITOT|ISHARES CORE S&P|WCHV|WELLS FARGO SECURITIES, LLC|211505
ITOT|ISHARES CORE S&P|WEDB|WEDBUSH SECURITIES INC.|36
ITOT|ISHARES CORE S&P|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1651
ITOT|ISHARES CORE S&P|WEXX|WOLVERINE EXECUTION SERVICES, LLC|427
ITOT|ISHARES CORE S&P|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1510
ITOT|ISHARES CORE S&P|WSEA|WOLVERINE SECURITIES, LLC|7199
ITOT|ISHARES CORE S&P|XPUS|XP SECURITIES, LLC|765
ITOT|ISHARES CORE S&P|XSTM|NATIONAL FINANCIAL SERVICES LLC|93244
ITOT|ISHARES CORE S&P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|209081
ITRI|ITRON INC|AGIS|Aegis Capital Corp.|200
ITRI|ITRON INC|APCC|Apex Clearing Corporation|8
ITRI|ITRON INC|BANK|Primevest Financial Services, Inc.|29
ITRI|ITRON INC|BARD|Robert W. Baird & Co. Incorporated|125
ITRI|ITRON INC|BATM|CBOE TRADING, INC.|1514
ITRI|ITRON INC|BAYT|BTIG, LLC|100
ITRI|ITRON INC|BERN|Sanford C. Bernstein & Co., LLC|9725
ITRI|ITRON INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
ITRI|ITRON INC|BLKX|INSTINET, LLC|100000
ITRI|ITRON INC|BMOC|BMO Capital Markets Corp.|5438
ITRI|ITRON INC|BNPX|BNP PARIBAS SECURITIES CORP.|39067
ITRI|ITRON INC|BRVL|BLAYLOCK VAN, LLC|200
ITRI|ITRON INC|BTIG|BTIG, LLC|83969
ITRI|ITRON INC|BYXM|CBOE TRADING, INC.|327
ITRI|ITRON INC|BZYD|GOLDMAN SACHS & CO. LLC|500
ITRI|ITRON INC|CANT|Cantor Fitzgerald & Co.|176
ITRI|ITRON INC|CHAS|Charles Schwab & Co., Inc.|588
ITRI|ITRON INC|CIST|Capital Institutional Services, Inc.|4
ITRI|ITRON INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17284
ITRI|ITRON INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ITRI|ITRON INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62881
ITRI|ITRON INC|CTDL|Citadel Derivatives Group Llc|5019
ITRI|ITRON INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5546
ITRI|ITRON INC|DBAB|Deutsche Bank Securities Inc.|223460
ITRI|ITRON INC|DBAX|Deutsche Bank Securities Inc.|126400
ITRI|ITRON INC|DBUL|Deutsche Bank Securities Inc.|500
ITRI|ITRON INC|DEAN|MORGAN STANLEY|3073
ITRI|ITRON INC|DEGS|RONIN PROFESSIONAL LLC|100
ITRI|ITRON INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1385
ITRI|ITRON INC|EBXL|EBX LLC|47900
ITRI|ITRON INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|120
ITRI|ITRON INC|EDJO|Edward D. Jones & Co., L.P.|59
ITRI|ITRON INC|EGAM|CBOE TRADING, INC.|12358
ITRI|ITRON INC|EGMT|EG MARKET TECHNOLOGIES LLC|570
ITRI|ITRON INC|EGXM|CBOE TRADING, INC.|1605
ITRI|ITRON INC|ETBE|Electronic Transaction Clearing, Inc.|130
ITRI|ITRON INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|390
ITRI|ITRON INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15138
ITRI|ITRON INC|ETRS|E*Trade Securities LLC|2632
ITRI|ITRON INC|FBCO|Credit Suisse Securities (USA) LLC|182585
ITRI|ITRON INC|FILL|Tradestation Securities, Inc.|193
ITRI|ITRON INC|FMAF|NBCN Inc./ CDS|60
ITRI|ITRON INC|FOMA|TD AMERITRADE CLEARING, INC.|24000
ITRI|ITRON INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
ITRI|ITRON INC|FQLS|Quantlab Securities LP|151016
ITRI|ITRON INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11053
ITRI|ITRON INC|FTBR|Foliofn Investments, Inc.|690
ITRI|ITRON INC|GEBB|GLOBAL EXECUTION BROKERS, LP|23716
ITRI|ITRON INC|GLPX|ACS EXECUTION SERVICES, LLC|113
ITRI|ITRON INC|GSCO|GOLDMAN SACHS & CO. LLC|600750
ITRI|ITRON INC|GSCS|GOLDMAN SACHS & CO. LLC|4925
ITRI|ITRON INC|GSLT|GOLDMAN SACHS & CO. LLC|5905
ITRI|ITRON INC|GTSZ|GTS SECURITIES LLC|3838
ITRI|ITRON INC|HRBF|American Enterprise Investment Services Inc.|633
ITRI|ITRON INC|HSBC|HSBC Securities, Inc.|15200
ITRI|ITRON INC|IBKR|Interactive Brokers Llc|20339
ITRI|ITRON INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
ITRI|ITRON INC|ICBX|INSTINET, LLC|54900
ITRI|ITRON INC|IEQY|CITADEL SECURITIES LLC|31593
ITRI|ITRON INC|INCA|INSTINET, LLC|127875
ITRI|ITRON INC|INJX|INSTINET, LLC|14343
ITRI|ITRON INC|ITGI|ITG Inc.|28216
ITRI|ITRON INC|ITGP|ITG INC.|21000
ITRI|ITRON INC|JEFF|JEFFERIES LLC|155208
ITRI|ITRON INC|JMPT|JUMP TRADING, LLC|11687
ITRI|ITRON INC|JPBX|J.P. MORGAN SECURITIES LLC|3975
ITRI|ITRON INC|JPMX|J.P. Morgan Securities LLC|115308
ITRI|ITRON INC|KCGM|VIRTU Americas LLC|7031
ITRI|ITRON INC|LEHM|Barclays Capital Inc./Le|268721
ITRI|ITRON INC|LIME|Lime Brokerage LLC|111381
ITRI|ITRON INC|LQNA|LIQUIDNET, INC.|124300
ITRI|ITRON INC|LSCI|Lek Securities Corporation|2300
ITRI|ITRON INC|MAXM|Maxim Group LLC|2003
ITRI|ITRON INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77080
ITRI|ITRON INC|MSCO|MORGAN STANLEY & CO. LLC|1001223
ITRI|ITRON INC|MSPL|MORGAN STANLEY & CO. LLC|57400
ITRI|ITRON INC|MSTX|MORGAN STANLEY & CO. LLC|10100
ITRI|ITRON INC|NEED|Needham & Company, LLC|10500
ITRI|ITRON INC|NFSC|National Financial Services LLC|35681
ITRI|ITRON INC|NITE|VIRTU Americas LLC|91112
ITRI|ITRON INC|NITP|VIRTU Americas LLC|1059
ITRI|ITRON INC|NQRB|Brut, LLC|14471
ITRI|ITRON INC|NTRC|Northern Trust Securities, Inc.|934
ITRI|ITRON INC|OPCO|Oppenheimer & Co. Inc.|2512
ITRI|ITRON INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|229
ITRI|ITRON INC|PDQM|CODA MARKETS, INC.|49109
ITRI|ITRON INC|PHLY|NASDAQ Execution Services, LLC|200
ITRI|ITRON INC|PICT|Pictet Overseas Inc.|525
ITRI|ITRON INC|RAJA|Raymond James & Associates, Inc.|30498
ITRI|ITRON INC|RBCM|RBC CAPITAL MARKETS, LLC|18
ITRI|ITRON INC|SAGL|SAGETRADER, LLC|300
ITRI|ITRON INC|SBSH|Citigroup Global Markets Inc.|61365
ITRI|ITRON INC|SGMT|GOLDMAN SACHS & CO. LLC|47147
ITRI|ITRON INC|SPDR|SPEEDROUTE LLC|62600
ITRI|ITRON INC|STFL|Stifel, Nicolaus & Company, Incorporated|18857
ITRI|ITRON INC|SWIM|TD Ameritrade, Inc.|1966
ITRI|ITRON INC|TKNG|ALLY INVEST SECURITIES LLC|562
ITRI|ITRON INC|TONC|CUTTONE & CO., LLC|3693
ITRI|ITRON INC|TOUR|TOURMALINE PARTNERS, LLC|1574
ITRI|ITRON INC|TRBT|Tradebot Systems, Inc.|23002
ITRI|ITRON INC|TRCM|TRC MARKETS LLC|55064
ITRI|ITRON INC|UBSA|UBS SECURITIES LLC|366147
ITRI|ITRON INC|UBSS|UBS Securities LLC|845113
ITRI|ITRON INC|VALX|VIRTU AMERICAS LLC|6207
ITRI|ITRON INC|VGRD|Vanguard Marketing Corporation|6490
ITRI|ITRON INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
ITRI|ITRON INC|WCHV|WELLS FARGO SECURITIES, LLC|58853
ITRI|ITRON INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1719
ITRI|ITRON INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1458
ITRI|ITRON INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|37
ITRI|ITRON INC|WSEA|WOLVERINE SECURITIES, LLC|657
ITRI|ITRON INC|XIST|INSTINET, LLC|4292
ITRI|ITRON INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9476
ITRI|ITRON INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5113
ITRM|ITERUM THERAPEU ORD|AGIS|Aegis Capital Corp.|200
ITRM|ITERUM THERAPEU ORD|ALTX|Alternet Securities Inc.|700
ITRM|ITERUM THERAPEU ORD|APCC|Apex Clearing Corporation|2135
ITRM|ITERUM THERAPEU ORD|BATM|CBOE TRADING, INC.|2160
ITRM|ITERUM THERAPEU ORD|BERN|Sanford C. Bernstein & Co., LLC|20299
ITRM|ITERUM THERAPEU ORD|BTIG|BTIG, LLC|36268
ITRM|ITERUM THERAPEU ORD|BYXM|CBOE TRADING, INC.|685
ITRM|ITERUM THERAPEU ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53849
ITRM|ITERUM THERAPEU ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5515
ITRM|ITERUM THERAPEU ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|170
ITRM|ITERUM THERAPEU ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24003
ITRM|ITERUM THERAPEU ORD|CTDL|Citadel Derivatives Group Llc|60
ITRM|ITERUM THERAPEU ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|5316
ITRM|ITERUM THERAPEU ORD|DBAB|Deutsche Bank Securities Inc.|400
ITRM|ITERUM THERAPEU ORD|DBAX|Deutsche Bank Securities Inc.|27000
ITRM|ITERUM THERAPEU ORD|DEAN|MORGAN STANLEY|400
ITRM|ITERUM THERAPEU ORD|DEGS|RONIN PROFESSIONAL LLC|1126
ITRM|ITERUM THERAPEU ORD|EBXL|EBX LLC|28400
ITRM|ITERUM THERAPEU ORD|EGAM|CBOE TRADING, INC.|4818
ITRM|ITERUM THERAPEU ORD|EGXM|CBOE TRADING, INC.|140
ITRM|ITERUM THERAPEU ORD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ITRM|ITERUM THERAPEU ORD|ETRS|E*Trade Securities LLC|15563
ITRM|ITERUM THERAPEU ORD|FBCO|Credit Suisse Securities (USA) LLC|35125
ITRM|ITERUM THERAPEU ORD|FILL|Tradestation Securities, Inc.|5000
ITRM|ITERUM THERAPEU ORD|FOMA|TD AMERITRADE CLEARING, INC.|108091
ITRM|ITERUM THERAPEU ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1474
ITRM|ITERUM THERAPEU ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|594
ITRM|ITERUM THERAPEU ORD|FTBR|Foliofn Investments, Inc.|2
ITRM|ITERUM THERAPEU ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|861
ITRM|ITERUM THERAPEU ORD|GLPX|ACS EXECUTION SERVICES, LLC|11296
ITRM|ITERUM THERAPEU ORD|GSCO|GOLDMAN SACHS & CO. LLC|37325
ITRM|ITERUM THERAPEU ORD|GSCS|GOLDMAN SACHS & CO. LLC|2322
ITRM|ITERUM THERAPEU ORD|GSLT|GOLDMAN SACHS & CO. LLC|500
ITRM|ITERUM THERAPEU ORD|GTSZ|GTS SECURITIES LLC|40329
ITRM|ITERUM THERAPEU ORD|HRBF|American Enterprise Investment Services Inc.|5700
ITRM|ITERUM THERAPEU ORD|IATS|INTERACTIVE BROKERS LLC|1484
ITRM|ITERUM THERAPEU ORD|IBKR|Interactive Brokers Llc|40843
ITRM|ITERUM THERAPEU ORD|ICBX|INSTINET, LLC|5824
ITRM|ITERUM THERAPEU ORD|INCA|INSTINET, LLC|32587
ITRM|ITERUM THERAPEU ORD|ITGI|ITG Inc.|17476
ITRM|ITERUM THERAPEU ORD|ITGP|ITG INC.|17200
ITRM|ITERUM THERAPEU ORD|JMPT|JUMP TRADING, LLC|475
ITRM|ITERUM THERAPEU ORD|JPMX|J.P. Morgan Securities LLC|34958
ITRM|ITERUM THERAPEU ORD|KCGM|VIRTU Americas LLC|19878
ITRM|ITERUM THERAPEU ORD|LEER|LEERINK PARTNERS LLC|554820
ITRM|ITERUM THERAPEU ORD|LEHM|Barclays Capital Inc./Le|23337
ITRM|ITERUM THERAPEU ORD|LIME|Lime Brokerage LLC|42439
ITRM|ITERUM THERAPEU ORD|LSCI|Lek Securities Corporation|200
ITRM|ITERUM THERAPEU ORD|MCMF|Raymond James Ltd. Cds|1700
ITRM|ITERUM THERAPEU ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30818
ITRM|ITERUM THERAPEU ORD|MOTF|MOTIF INVESTING, INC.|15
ITRM|ITERUM THERAPEU ORD|MSCO|MORGAN STANLEY & CO. LLC|62011
ITRM|ITERUM THERAPEU ORD|MSPL|MORGAN STANLEY & CO. LLC|7000
ITRM|ITERUM THERAPEU ORD|NATL|National Securities Corporation|1900
ITRM|ITERUM THERAPEU ORD|NFSC|National Financial Services LLC|35333
ITRM|ITERUM THERAPEU ORD|NITE|VIRTU Americas LLC|229565
ITRM|ITERUM THERAPEU ORD|NITP|VIRTU Americas LLC|2579
ITRM|ITERUM THERAPEU ORD|NQRB|Brut, LLC|5350
ITRM|ITERUM THERAPEU ORD|PDQM|CODA MARKETS, INC.|20527
ITRM|ITERUM THERAPEU ORD|RAJA|Raymond James & Associates, Inc.|1400
ITRM|ITERUM THERAPEU ORD|RBCM|RBC CAPITAL MARKETS, LLC|57622
ITRM|ITERUM THERAPEU ORD|SAGL|SAGETRADER, LLC|24607
ITRM|ITERUM THERAPEU ORD|SGMT|GOLDMAN SACHS & CO. LLC|15193
ITRM|ITERUM THERAPEU ORD|SPDR|SPEEDROUTE LLC|5081
ITRM|ITERUM THERAPEU ORD|SPTD|MINT GLOBAL MARKETS, INC.|9333
ITRM|ITERUM THERAPEU ORD|STFL|Stifel, Nicolaus & Company, Incorporated|15726
ITRM|ITERUM THERAPEU ORD|SWIM|TD Ameritrade, Inc.|16293
ITRM|ITERUM THERAPEU ORD|TRBT|Tradebot Systems, Inc.|714
ITRM|ITERUM THERAPEU ORD|TRCM|TRC MARKETS LLC|7739
ITRM|ITERUM THERAPEU ORD|UBSA|UBS SECURITIES LLC|81133
ITRM|ITERUM THERAPEU ORD|UBSS|UBS Securities LLC|32849
ITRM|ITERUM THERAPEU ORD|VALX|VIRTU AMERICAS LLC|602
ITRM|ITERUM THERAPEU ORD|VGRD|Vanguard Marketing Corporation|10379
ITRM|ITERUM THERAPEU ORD|VIEW|VIEWTRADE SECURITIES LLC|450
ITRM|ITERUM THERAPEU ORD|WCHV|WELLS FARGO SECURITIES, LLC|3164
ITRM|ITERUM THERAPEU ORD|WGIF|CIBC World Markets Inc.|240
ITRM|ITERUM THERAPEU ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ITRM|ITERUM THERAPEU ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8191
ITRN|ITURAN LOCATION|ALTX|Alternet Securities Inc.|3602
ITRN|ITURAN LOCATION|ANOS|ABEL/NOSER, L.L.C.|243
ITRN|ITURAN LOCATION|APCC|Apex Clearing Corporation|6
ITRN|ITURAN LOCATION|BARD|Robert W. Baird & Co. Incorporated|474
ITRN|ITURAN LOCATION|BATM|CBOE TRADING, INC.|4
ITRN|ITURAN LOCATION|BBNT|BB&T SECURITIES, LLC|165
ITRN|ITURAN LOCATION|BERN|Sanford C. Bernstein & Co., LLC|14
ITRN|ITURAN LOCATION|BLKX|INSTINET, LLC|30000
ITRN|ITURAN LOCATION|BTIG|BTIG, LLC|2110
ITRN|ITURAN LOCATION|BYXM|CBOE TRADING, INC.|100
ITRN|ITURAN LOCATION|BZYD|GOLDMAN SACHS & CO. LLC|1000
ITRN|ITURAN LOCATION|CANT|Cantor Fitzgerald & Co.|297858
ITRN|ITURAN LOCATION|CHAS|Charles Schwab & Co., Inc.|18
ITRN|ITURAN LOCATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21857
ITRN|ITURAN LOCATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4010
ITRN|ITURAN LOCATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|209
ITRN|ITURAN LOCATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11658
ITRN|ITURAN LOCATION|CTDL|Citadel Derivatives Group Llc|694
ITRN|ITURAN LOCATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|1052
ITRN|ITURAN LOCATION|DBAB|Deutsche Bank Securities Inc.|17360
ITRN|ITURAN LOCATION|DBAX|Deutsche Bank Securities Inc.|8400
ITRN|ITURAN LOCATION|DBUL|Deutsche Bank Securities Inc.|100
ITRN|ITURAN LOCATION|DEAN|MORGAN STANLEY|416
ITRN|ITURAN LOCATION|DEGS|RONIN PROFESSIONAL LLC|1394
ITRN|ITURAN LOCATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15
ITRN|ITURAN LOCATION|EBXL|EBX LLC|23600
ITRN|ITURAN LOCATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|480
ITRN|ITURAN LOCATION|EGAM|CBOE TRADING, INC.|460
ITRN|ITURAN LOCATION|EGMT|EG MARKET TECHNOLOGIES LLC|300
ITRN|ITURAN LOCATION|EGXM|CBOE TRADING, INC.|7
ITRN|ITURAN LOCATION|EGXW|CBOE TRADING, INC.|100
ITRN|ITURAN LOCATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6
ITRN|ITURAN LOCATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1714
ITRN|ITURAN LOCATION|ETRS|E*Trade Securities LLC|635
ITRN|ITURAN LOCATION|FBCO|Credit Suisse Securities (USA) LLC|9806
ITRN|ITURAN LOCATION|FMAF|NBCN Inc./ CDS|200
ITRN|ITURAN LOCATION|FOMA|TD AMERITRADE CLEARING, INC.|89378
ITRN|ITURAN LOCATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8466
ITRN|ITURAN LOCATION|FTBR|Foliofn Investments, Inc.|214
ITRN|ITURAN LOCATION|GEBB|GLOBAL EXECUTION BROKERS, LP|573
ITRN|ITURAN LOCATION|GLPX|ACS EXECUTION SERVICES, LLC|1200
ITRN|ITURAN LOCATION|GSCO|GOLDMAN SACHS & CO. LLC|13452
ITRN|ITURAN LOCATION|GSCS|GOLDMAN SACHS & CO. LLC|3820
ITRN|ITURAN LOCATION|GSLT|GOLDMAN SACHS & CO. LLC|2314
ITRN|ITURAN LOCATION|GTSZ|GTS SECURITIES LLC|3736
ITRN|ITURAN LOCATION|HRBF|American Enterprise Investment Services Inc.|265
ITRN|ITURAN LOCATION|HSBC|HSBC Securities, Inc.|2097
ITRN|ITURAN LOCATION|IBKR|Interactive Brokers Llc|5327
ITRN|ITURAN LOCATION|ICBX|INSTINET, LLC|10056
ITRN|ITURAN LOCATION|INCA|INSTINET, LLC|21188
ITRN|ITURAN LOCATION|INJX|INSTINET, LLC|6513
ITRN|ITURAN LOCATION|ITGI|ITG Inc.|9564
ITRN|ITURAN LOCATION|ITGP|ITG INC.|10600
ITRN|ITURAN LOCATION|JEFF|JEFFERIES LLC|93629
ITRN|ITURAN LOCATION|JPBX|J.P. MORGAN SECURITIES LLC|2600
ITRN|ITURAN LOCATION|JPMX|J.P. Morgan Securities LLC|47716
ITRN|ITURAN LOCATION|KCGM|VIRTU Americas LLC|5730
ITRN|ITURAN LOCATION|LEHM|Barclays Capital Inc./Le|30799
ITRN|ITURAN LOCATION|LIME|Lime Brokerage LLC|30854
ITRN|ITURAN LOCATION|LMGP|LIME BROKERAGE LLC|2200
ITRN|ITURAN LOCATION|MAXM|Maxim Group LLC|313
ITRN|ITURAN LOCATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67200
ITRN|ITURAN LOCATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
ITRN|ITURAN LOCATION|MSCO|MORGAN STANLEY & CO. LLC|74369
ITRN|ITURAN LOCATION|MSPL|MORGAN STANLEY & CO. LLC|19800
ITRN|ITURAN LOCATION|MSTX|MORGAN STANLEY & CO. LLC|4000
ITRN|ITURAN LOCATION|NEED|Needham & Company, LLC|189
ITRN|ITURAN LOCATION|NFSC|National Financial Services LLC|10965
ITRN|ITURAN LOCATION|NITE|VIRTU Americas LLC|53883
ITRN|ITURAN LOCATION|OPCO|Oppenheimer & Co. Inc.|1669
ITRN|ITURAN LOCATION|PDQM|CODA MARKETS, INC.|3154
ITRN|ITURAN LOCATION|PIPR|Piper Jaffray & Co.|109
ITRN|ITURAN LOCATION|PWJC|UBS Financial Services, Inc.|24
ITRN|ITURAN LOCATION|RAJA|Raymond James & Associates, Inc.|2479
ITRN|ITURAN LOCATION|RILY|B. RILEY FBR, INC.|465
ITRN|ITURAN LOCATION|SBSH|Citigroup Global Markets Inc.|6510
ITRN|ITURAN LOCATION|SGMT|GOLDMAN SACHS & CO. LLC|7561
ITRN|ITURAN LOCATION|SOGO|Wang Investment Associates, Inc.|2300
ITRN|ITURAN LOCATION|SPDR|SPEEDROUTE LLC|5887
ITRN|ITURAN LOCATION|SPTD|MINT GLOBAL MARKETS, INC.|1770
ITRN|ITURAN LOCATION|STFL|Stifel, Nicolaus & Company, Incorporated|60
ITRN|ITURAN LOCATION|SWIM|TD Ameritrade, Inc.|1173
ITRN|ITURAN LOCATION|TRBT|Tradebot Systems, Inc.|2192
ITRN|ITURAN LOCATION|TRCM|TRC MARKETS LLC|22091
ITRN|ITURAN LOCATION|UBSA|UBS SECURITIES LLC|52740
ITRN|ITURAN LOCATION|UBSS|UBS Securities LLC|42193
ITRN|ITURAN LOCATION|VALX|VIRTU AMERICAS LLC|1413
ITRN|ITURAN LOCATION|VGRD|Vanguard Marketing Corporation|2731
ITRN|ITURAN LOCATION|WCHV|WELLS FARGO SECURITIES, LLC|4467
ITRN|ITURAN LOCATION|WSEA|WOLVERINE SECURITIES, LLC|4
ITRN|ITURAN LOCATION|XIST|INSTINET, LLC|3400
ITRN|ITURAN LOCATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|11650
ITRN|ITURAN LOCATION|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ITRN|ITURAN LOCATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|188
ITT|ITT INC.|ALTX|Alternet Securities Inc.|1900
ITT|ITT INC.|APCC|Apex Clearing Corporation|18
ITT|ITT INC.|BALE|M&T SECURITIES, INC.|100
ITT|ITT INC.|BANK|Primevest Financial Services, Inc.|14
ITT|ITT INC.|BARD|Robert W. Baird & Co. Incorporated|1129
ITT|ITT INC.|BATM|CBOE TRADING, INC.|8047
ITT|ITT INC.|BBNT|BB&T SECURITIES, LLC|1068
ITT|ITT INC.|BERN|Sanford C. Bernstein & Co., LLC|17022
ITT|ITT INC.|BKCM|BNY Mellon Capital Markets LLC|9621
ITT|ITT INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1231
ITT|ITT INC.|BNPX|BNP PARIBAS SECURITIES CORP.|89840
ITT|ITT INC.|BRVL|BLAYLOCK VAN, LLC|100
ITT|ITT INC.|BTIG|BTIG, LLC|1155
ITT|ITT INC.|BYXM|CBOE TRADING, INC.|361
ITT|ITT INC.|BZYD|GOLDMAN SACHS & CO. LLC|2526
ITT|ITT INC.|CANT|Cantor Fitzgerald & Co.|1449
ITT|ITT INC.|CHAS|Charles Schwab & Co., Inc.|281
ITT|ITT INC.|CIBP|CIBC World Markets Corp.|99000
ITT|ITT INC.|CIST|Capital Institutional Services, Inc.|2
ITT|ITT INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55331
ITT|ITT INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5220
ITT|ITT INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1089
ITT|ITT INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155075
ITT|ITT INC.|CTDL|Citadel Derivatives Group Llc|3365
ITT|ITT INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|16606
ITT|ITT INC.|DBAB|Deutsche Bank Securities Inc.|408096
ITT|ITT INC.|DBAX|Deutsche Bank Securities Inc.|131700
ITT|ITT INC.|DBUL|Deutsche Bank Securities Inc.|2062
ITT|ITT INC.|DCHF|Dart Executions, LLC|86
ITT|ITT INC.|DEAN|MORGAN STANLEY|992
ITT|ITT INC.|DEGS|RONIN PROFESSIONAL LLC|65
ITT|ITT INC.|EBXL|EBX LLC|134700
ITT|ITT INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1649
ITT|ITT INC.|EDJO|Edward D. Jones & Co., L.P.|1279
ITT|ITT INC.|EGAM|CBOE TRADING, INC.|4210
ITT|ITT INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1000
ITT|ITT INC.|EGXM|CBOE TRADING, INC.|761
ITT|ITT INC.|ETBE|Electronic Transaction Clearing, Inc.|5477
ITT|ITT INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
ITT|ITT INC.|ETCC|Electronic Transaction Clearing, Inc.|1315
ITT|ITT INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14341
ITT|ITT INC.|ETRS|E*Trade Securities LLC|6102
ITT|ITT INC.|FILL|Tradestation Securities, Inc.|3004
ITT|ITT INC.|FMAF|NBCN Inc./ CDS|2
ITT|ITT INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1919
ITT|ITT INC.|FQLS|Quantlab Securities LP|108283
ITT|ITT INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108803
ITT|ITT INC.|FTBR|Foliofn Investments, Inc.|1556
ITT|ITT INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|200
ITT|ITT INC.|GLPX|ACS EXECUTION SERVICES, LLC|5303
ITT|ITT INC.|GSCO|GOLDMAN SACHS & CO. LLC|1370355
ITT|ITT INC.|GSCS|GOLDMAN SACHS & CO. LLC|4105
ITT|ITT INC.|GSLT|GOLDMAN SACHS & CO. LLC|3635
ITT|ITT INC.|GTSZ|GTS SECURITIES LLC|94707
ITT|ITT INC.|HPPX|POTAMUS TRADING, LLC|1232
ITT|ITT INC.|HRBF|American Enterprise Investment Services Inc.|1361
ITT|ITT INC.|HSBC|HSBC Securities, Inc.|3826
ITT|ITT INC.|IATS|INTERACTIVE BROKERS LLC|5710
ITT|ITT INC.|IBKR|Interactive Brokers Llc|7727
ITT|ITT INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|509
ITT|ITT INC.|ICBX|INSTINET, LLC|23526
ITT|ITT INC.|IEQY|CITADEL SECURITIES LLC|41780
ITT|ITT INC.|INCA|INSTINET, LLC|134586
ITT|ITT INC.|INJX|INSTINET, LLC|8197
ITT|ITT INC.|ITGI|ITG Inc.|37082
ITT|ITT INC.|ITGP|ITG INC.|224600
ITT|ITT INC.|JANY|Janney Montgomery Scott Inc.|558
ITT|ITT INC.|JEFF|JEFFERIES LLC|194827
ITT|ITT INC.|JMPT|JUMP TRADING, LLC|34516
ITT|ITT INC.|JONE|JonesTrading|100
ITT|ITT INC.|JPBX|J.P. MORGAN SECURITIES LLC|45885
ITT|ITT INC.|JPMX|J.P. Morgan Securities LLC|629946
ITT|ITT INC.|JSJX|JANE STREET CAPITAL LLC|3206
ITT|ITT INC.|KCGM|VIRTU Americas LLC|33021
ITT|ITT INC.|LEHM|Barclays Capital Inc./Le|274779
ITT|ITT INC.|LGNT|COR CLEARING LLC|1
ITT|ITT INC.|LIME|Lime Brokerage LLC|13476
ITT|ITT INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|72600
ITT|ITT INC.|LQNA|LIQUIDNET, INC.|189700
ITT|ITT INC.|LSCI|Lek Securities Corporation|5
ITT|ITT INC.|LVMR|LIVERMORE TRADING GROUP, INC.|6900
ITT|ITT INC.|MACC|Mid Atlantic Capital Corporation|601
ITT|ITT INC.|MAXM|Maxim Group LLC|600
ITT|ITT INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50246
ITT|ITT INC.|MOTF|MOTIF INVESTING, INC.|2
ITT|ITT INC.|MSCO|MORGAN STANLEY & CO. LLC|2525786
ITT|ITT INC.|MSPL|MORGAN STANLEY & CO. LLC|193600
ITT|ITT INC.|MSTX|MORGAN STANLEY & CO. LLC|45900
ITT|ITT INC.|NEUB|NEUBERGER BERMAN BD LLC|30
ITT|ITT INC.|NFSC|National Financial Services LLC|85508
ITT|ITT INC.|NITE|VIRTU Americas LLC|118863
ITT|ITT INC.|NITP|VIRTU Americas LLC|100
ITT|ITT INC.|NQRB|Brut, LLC|2304
ITT|ITT INC.|NTRC|Northern Trust Securities, Inc.|224
ITT|ITT INC.|OPCO|Oppenheimer & Co. Inc.|8004
ITT|ITT INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|190
ITT|ITT INC.|PDQM|CODA MARKETS, INC.|76886
ITT|ITT INC.|PWJC|UBS Financial Services, Inc.|1742
ITT|ITT INC.|RBCM|RBC CAPITAL MARKETS, LLC|2255
ITT|ITT INC.|SAGL|SAGETRADER, LLC|1780
ITT|ITT INC.|SALI|INTL FCSTONE FINANCIAL INC.|400
ITT|ITT INC.|SBSH|Citigroup Global Markets Inc.|38970
ITT|ITT INC.|SGMT|GOLDMAN SACHS & CO. LLC|51331
ITT|ITT INC.|SJLS|TRADE INFORMATICS LLC|100
ITT|ITT INC.|SPDR|SPEEDROUTE LLC|21400
ITT|ITT INC.|SPGS|Sea Port Group Securities, LLC|5090
ITT|ITT INC.|SPHN|Stephens Inc.|1
ITT|ITT INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|562
ITT|ITT INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8512
ITT|ITT INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4790
ITT|ITT INC.|SWIM|TD Ameritrade, Inc.|1401
ITT|ITT INC.|TMBR|Timber Hill LLC|102
ITT|ITT INC.|TRBT|Tradebot Systems, Inc.|92918
ITT|ITT INC.|TRCM|TRC MARKETS LLC|48667
ITT|ITT INC.|TWTT|TASTYWORKS, INC.|1000
ITT|ITT INC.|UBSA|UBS SECURITIES LLC|244408
ITT|ITT INC.|UBSS|UBS Securities LLC|426345
ITT|ITT INC.|VALX|VIRTU AMERICAS LLC|10801
ITT|ITT INC.|VGRD|Vanguard Marketing Corporation|621
ITT|ITT INC.|VNDM|Wall Street Access|27900
ITT|ITT INC.|VSIN|Vision Financial Markets Llc|8
ITT|ITT INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|444
ITT|ITT INC.|WCHV|WELLS FARGO SECURITIES, LLC|75025
ITT|ITT INC.|WDNX|WEEDEN & CO.L.P.|8172
ITT|ITT INC.|WEDB|WEDBUSH SECURITIES INC.|959
ITT|ITT INC.|WEED|Weeden & Co.L.P.|150
ITT|ITT INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|741
ITT|ITT INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3271
ITT|ITT INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|286
ITT|ITT INC.|WSEA|WOLVERINE SECURITIES, LLC|107
ITT|ITT INC.|XIST|INSTINET, LLC|67600
ITT|ITT INC.|XPQR|Jump Trading|100
ITT|ITT INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|30176
ITT|ITT INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|492
ITT|ITT INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|92
ITUB|ITAU UNIBANCO ADS|ADAM|CANACCORD GENUITY INC.|257172
ITUB|ITAU UNIBANCO ADS|AGIS|Aegis Capital Corp.|1600
ITUB|ITAU UNIBANCO ADS|ALTX|Alternet Securities Inc.|51197
ITUB|ITAU UNIBANCO ADS|APCC|Apex Clearing Corporation|47458
ITUB|ITAU UNIBANCO ADS|BANK|Primevest Financial Services, Inc.|52
ITUB|ITAU UNIBANCO ADS|BARD|Robert W. Baird & Co. Incorporated|9446
ITUB|ITAU UNIBANCO ADS|BATM|CBOE TRADING, INC.|6727
ITUB|ITAU UNIBANCO ADS|BAYC|BAY CREST PARTNERS, LLC|66042
ITUB|ITAU UNIBANCO ADS|BAYT|BTIG, LLC|1300
ITUB|ITAU UNIBANCO ADS|BBNT|BB&T SECURITIES, LLC|458
ITUB|ITAU UNIBANCO ADS|BERN|Sanford C. Bernstein & Co., LLC|397320
ITUB|ITAU UNIBANCO ADS|BIDS|BIDS TRADING L.P.|11400
ITUB|ITAU UNIBANCO ADS|BIMI|Banca IMI Securities Corp.|300
ITUB|ITAU UNIBANCO ADS|BKCM|BNY Mellon Capital Markets LLC|2339
ITUB|ITAU UNIBANCO ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|585913
ITUB|ITAU UNIBANCO ADS|BLKX|INSTINET, LLC|95700
ITUB|ITAU UNIBANCO ADS|BNPX|BNP PARIBAS SECURITIES CORP.|16267
ITUB|ITAU UNIBANCO ADS|BTIG|BTIG, LLC|63
ITUB|ITAU UNIBANCO ADS|BYXM|CBOE TRADING, INC.|3512
ITUB|ITAU UNIBANCO ADS|BZYD|GOLDMAN SACHS & CO. LLC|438
ITUB|ITAU UNIBANCO ADS|CANT|Cantor Fitzgerald & Co.|240
ITUB|ITAU UNIBANCO ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|57940
ITUB|ITAU UNIBANCO ADS|CHAS|Charles Schwab & Co., Inc.|14617
ITUB|ITAU UNIBANCO ADS|CICF|Canaccord Genuity Corp.|103660
ITUB|ITAU UNIBANCO ADS|CIST|Capital Institutional Services, Inc.|85076
ITUB|ITAU UNIBANCO ADS|CLSA|CLSA AMERICAS, LLC|21831
ITUB|ITAU UNIBANCO ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167181
ITUB|ITAU UNIBANCO ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ITUB|ITAU UNIBANCO ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
ITUB|ITAU UNIBANCO ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3120916
ITUB|ITAU UNIBANCO ADS|CSIN|Citadel Securities Institutional LLC|204773
ITUB|ITAU UNIBANCO ADS|CTDL|Citadel Derivatives Group Llc|56290
ITUB|ITAU UNIBANCO ADS|CTLR|CUTLER GROUP, LP|2100
ITUB|ITAU UNIBANCO ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1020404
ITUB|ITAU UNIBANCO ADS|DADA|D.A. Davidson & Co.|6587
ITUB|ITAU UNIBANCO ADS|DBAB|Deutsche Bank Securities Inc.|389369
ITUB|ITAU UNIBANCO ADS|DBAX|Deutsche Bank Securities Inc.|1588400
ITUB|ITAU UNIBANCO ADS|DBUL|Deutsche Bank Securities Inc.|8298
ITUB|ITAU UNIBANCO ADS|DCHF|Dart Executions, LLC|22291
ITUB|ITAU UNIBANCO ADS|DEAN|MORGAN STANLEY|151359
ITUB|ITAU UNIBANCO ADS|DEGS|RONIN PROFESSIONAL LLC|300
ITUB|ITAU UNIBANCO ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1143705
ITUB|ITAU UNIBANCO ADS|EBXL|EBX LLC|2116200
ITUB|ITAU UNIBANCO ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|120548
ITUB|ITAU UNIBANCO ADS|EDJO|Edward D. Jones & Co., L.P.|669
ITUB|ITAU UNIBANCO ADS|EGAM|CBOE TRADING, INC.|54239
ITUB|ITAU UNIBANCO ADS|EGAW|CBOE TRADING, INC.|1022
ITUB|ITAU UNIBANCO ADS|EGXM|CBOE TRADING, INC.|33899
ITUB|ITAU UNIBANCO ADS|EGXW|CBOE TRADING, INC.|100
ITUB|ITAU UNIBANCO ADS|ETBE|Electronic Transaction Clearing, Inc.|202775
ITUB|ITAU UNIBANCO ADS|ETBF|ELECTRONIC TRANSACTION CLEARING, INC.|300
ITUB|ITAU UNIBANCO ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ITUB|ITAU UNIBANCO ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|857
ITUB|ITAU UNIBANCO ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|700
ITUB|ITAU UNIBANCO ADS|ETRS|E*Trade Securities LLC|268720
ITUB|ITAU UNIBANCO ADS|FBSB|U.S. Bancorp Investments, Inc.|215
ITUB|ITAU UNIBANCO ADS|FCST|INTL FCSTONE FINANCIAL INC.|31900
ITUB|ITAU UNIBANCO ADS|FILL|Tradestation Securities, Inc.|70896
ITUB|ITAU UNIBANCO ADS|FMAF|NBCN Inc./ CDS|2292
ITUB|ITAU UNIBANCO ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10291
ITUB|ITAU UNIBANCO ADS|FQLS|Quantlab Securities LP|2484841
ITUB|ITAU UNIBANCO ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|885858
ITUB|ITAU UNIBANCO ADS|FTBR|Foliofn Investments, Inc.|67553
ITUB|ITAU UNIBANCO ADS|GARC|ICAP Corporates LLC|970813
ITUB|ITAU UNIBANCO ADS|GBMT|GBM International, Inc.|102
ITUB|ITAU UNIBANCO ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|71703
ITUB|ITAU UNIBANCO ADS|GLIS|TD Securities Inc|5253
ITUB|ITAU UNIBANCO ADS|GLPX|ACS EXECUTION SERVICES, LLC|917632
ITUB|ITAU UNIBANCO ADS|GSCO|GOLDMAN SACHS & CO. LLC|5547534
ITUB|ITAU UNIBANCO ADS|GSCS|GOLDMAN SACHS & CO. LLC|3400
ITUB|ITAU UNIBANCO ADS|GSLT|GOLDMAN SACHS & CO. LLC|342927
ITUB|ITAU UNIBANCO ADS|GTSZ|GTS SECURITIES LLC|331379
ITUB|ITAU UNIBANCO ADS|HRBF|American Enterprise Investment Services Inc.|4134
ITUB|ITAU UNIBANCO ADS|HSBC|HSBC Securities, Inc.|372310
ITUB|ITAU UNIBANCO ADS|IATS|INTERACTIVE BROKERS LLC|238093
ITUB|ITAU UNIBANCO ADS|IBKR|Interactive Brokers Llc|500011
ITUB|ITAU UNIBANCO ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2764
ITUB|ITAU UNIBANCO ADS|ICBX|INSTINET, LLC|1577524
ITUB|ITAU UNIBANCO ADS|INCA|INSTINET, LLC|1906486
ITUB|ITAU UNIBANCO ADS|INJX|INSTINET, LLC|29981
ITUB|ITAU UNIBANCO ADS|INTL|INTL FCSTONE FINANCIAL INC.|500
ITUB|ITAU UNIBANCO ADS|ITGI|ITG Inc.|633903
ITUB|ITAU UNIBANCO ADS|ITGP|ITG INC.|1581800
ITUB|ITAU UNIBANCO ADS|JANY|Janney Montgomery Scott Inc.|9183
ITUB|ITAU UNIBANCO ADS|JEFF|JEFFERIES LLC|490494
ITUB|ITAU UNIBANCO ADS|JMPT|JUMP TRADING, LLC|528079
ITUB|ITAU UNIBANCO ADS|JPBX|J.P. MORGAN SECURITIES LLC|740382
ITUB|ITAU UNIBANCO ADS|JPMX|J.P. Morgan Securities LLC|3051691
ITUB|ITAU UNIBANCO ADS|JSJX|JANE STREET CAPITAL LLC|36727
ITUB|ITAU UNIBANCO ADS|KCGM|VIRTU Americas LLC|553014
ITUB|ITAU UNIBANCO ADS|KRSH|Kershner Securities, LLC|11666
ITUB|ITAU UNIBANCO ADS|LEHM|Barclays Capital Inc./Le|6234240
ITUB|ITAU UNIBANCO ADS|LIME|Lime Brokerage LLC|3958820
ITUB|ITAU UNIBANCO ADS|LOOP|Loop Capital Markets LLC|29100
ITUB|ITAU UNIBANCO ADS|LQNA|LIQUIDNET, INC.|651900
ITUB|ITAU UNIBANCO ADS|LSCI|Lek Securities Corporation|1292747
ITUB|ITAU UNIBANCO ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ITUB|ITAU UNIBANCO ADS|MAXM|Maxim Group LLC|32440
ITUB|ITAU UNIBANCO ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1931473
ITUB|ITAU UNIBANCO ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|39262
ITUB|ITAU UNIBANCO ADS|MOTF|MOTIF INVESTING, INC.|9
ITUB|ITAU UNIBANCO ADS|MPSG|E D & F Man Capital Markets Inc.|24796
ITUB|ITAU UNIBANCO ADS|MSCO|MORGAN STANLEY & CO. LLC|10980972
ITUB|ITAU UNIBANCO ADS|MSPL|MORGAN STANLEY & CO. LLC|11466900
ITUB|ITAU UNIBANCO ADS|MSTX|MORGAN STANLEY & CO. LLC|623000
ITUB|ITAU UNIBANCO ADS|MULL|MARK J. MULLER EQUITIES, INC.|300
ITUB|ITAU UNIBANCO ADS|NFSC|National Financial Services LLC|610544
ITUB|ITAU UNIBANCO ADS|NITE|VIRTU Americas LLC|4561154
ITUB|ITAU UNIBANCO ADS|NITP|VIRTU Americas LLC|1090320
ITUB|ITAU UNIBANCO ADS|NQRB|Brut, LLC|20485
ITUB|ITAU UNIBANCO ADS|NTBF|BMO Nesbitt Burns Inc./CDS|583
ITUB|ITAU UNIBANCO ADS|NTRC|Northern Trust Securities, Inc.|26354
ITUB|ITAU UNIBANCO ADS|OCEA|OCEAN FINANCIAL SERVICES, LLC|1000
ITUB|ITAU UNIBANCO ADS|OPCO|Oppenheimer & Co. Inc.|23734
ITUB|ITAU UNIBANCO ADS|OTAA|OTA LLC|10300
ITUB|ITAU UNIBANCO ADS|PACT|BTG Pactual US Capital Corp.|330898
ITUB|ITAU UNIBANCO ADS|PDQM|CODA MARKETS, INC.|252511
ITUB|ITAU UNIBANCO ADS|PHLY|NASDAQ Execution Services, LLC|200
ITUB|ITAU UNIBANCO ADS|PICT|Pictet Overseas Inc.|2800
ITUB|ITAU UNIBANCO ADS|PNSR|Penserra Securities, LLC|5100
ITUB|ITAU UNIBANCO ADS|PWJC|UBS Financial Services, Inc.|287298
ITUB|ITAU UNIBANCO ADS|RBCM|RBC CAPITAL MARKETS, LLC|48457
ITUB|ITAU UNIBANCO ADS|SAGL|SAGETRADER, LLC|3200
ITUB|ITAU UNIBANCO ADS|SALI|INTL FCSTONE FINANCIAL INC.|276
ITUB|ITAU UNIBANCO ADS|SBRX|MURIEL SIEBERT & CO INC|1000
ITUB|ITAU UNIBANCO ADS|SBSH|Citigroup Global Markets Inc.|1081787
ITUB|ITAU UNIBANCO ADS|SEIC|SEI Investments Distribution Co.|500
ITUB|ITAU UNIBANCO ADS|SGMT|GOLDMAN SACHS & CO. LLC|1678781
ITUB|ITAU UNIBANCO ADS|SPDR|SPEEDROUTE LLC|26886
ITUB|ITAU UNIBANCO ADS|SPNT|SEVEN POINTS CAPITAL, LLC|2900
ITUB|ITAU UNIBANCO ADS|STFL|Stifel, Nicolaus & Company, Incorporated|9001
ITUB|ITAU UNIBANCO ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17972
ITUB|ITAU UNIBANCO ADS|SWIM|TD Ameritrade, Inc.|905476
ITUB|ITAU UNIBANCO ADS|SWST|Hilltop Securities Inc.|33423
ITUB|ITAU UNIBANCO ADS|TKNG|ALLY INVEST SECURITIES LLC|6968
ITUB|ITAU UNIBANCO ADS|TRBT|Tradebot Systems, Inc.|1084565
ITUB|ITAU UNIBANCO ADS|TRCM|TRC MARKETS LLC|2207018
ITUB|ITAU UNIBANCO ADS|TWTT|TASTYWORKS, INC.|200
ITUB|ITAU UNIBANCO ADS|UBSA|UBS SECURITIES LLC|6013987
ITUB|ITAU UNIBANCO ADS|UBSS|UBS Securities LLC|3278652
ITUB|ITAU UNIBANCO ADS|VALX|VIRTU AMERICAS LLC|256877
ITUB|ITAU UNIBANCO ADS|VERT|The Vertical Trading Group, LLC|1258
ITUB|ITAU UNIBANCO ADS|VGRD|Vanguard Marketing Corporation|61014
ITUB|ITAU UNIBANCO ADS|WBLR|WILLIAM BLAIR|6903
ITUB|ITAU UNIBANCO ADS|WCHV|WELLS FARGO SECURITIES, LLC|312881
ITUB|ITAU UNIBANCO ADS|WDNX|WEEDEN & CO.L.P.|630
ITUB|ITAU UNIBANCO ADS|WEDB|WEDBUSH SECURITIES INC.|10660
ITUB|ITAU UNIBANCO ADS|WEED|Weeden & Co.L.P.|253243
ITUB|ITAU UNIBANCO ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12830
ITUB|ITAU UNIBANCO ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|106239
ITUB|ITAU UNIBANCO ADS|WGIF|CIBC World Markets Inc.|360
ITUB|ITAU UNIBANCO ADS|WMCL|White Mountain Capital, LLC|6878
ITUB|ITAU UNIBANCO ADS|WSEA|WOLVERINE SECURITIES, LLC|14339
ITUB|ITAU UNIBANCO ADS|XIST|INSTINET, LLC|876416
ITUB|ITAU UNIBANCO ADS|XPUS|XP SECURITIES, LLC|1244678
ITUB|ITAU UNIBANCO ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|56448
ITUB|ITAU UNIBANCO ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|517
ITUB|ITAU UNIBANCO ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4721
ITUS|ITUS CORP CMN|ALTX|Alternet Securities Inc.|700
ITUS|ITUS CORP CMN|APCC|Apex Clearing Corporation|4249
ITUS|ITUS CORP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3853
ITUS|ITUS CORP CMN|BYXM|CBOE TRADING, INC.|200
ITUS|ITUS CORP CMN|CANT|Cantor Fitzgerald & Co.|3430
ITUS|ITUS CORP CMN|CHAS|Charles Schwab & Co., Inc.|2825
ITUS|ITUS CORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57025
ITUS|ITUS CORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3190
ITUS|ITUS CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17366
ITUS|ITUS CORP CMN|CTDL|Citadel Derivatives Group Llc|1302
ITUS|ITUS CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
ITUS|ITUS CORP CMN|DADA|D.A. Davidson & Co.|10644
ITUS|ITUS CORP CMN|DBAB|Deutsche Bank Securities Inc.|2300
ITUS|ITUS CORP CMN|DBAX|Deutsche Bank Securities Inc.|8400
ITUS|ITUS CORP CMN|DEGS|RONIN PROFESSIONAL LLC|19524
ITUS|ITUS CORP CMN|DJSA|Dawson James Securities, Inc|4850
ITUS|ITUS CORP CMN|EBXL|EBX LLC|6500
ITUS|ITUS CORP CMN|EDJO|Edward D. Jones & Co., L.P.|804
ITUS|ITUS CORP CMN|EGAM|CBOE TRADING, INC.|3500
ITUS|ITUS CORP CMN|EGXM|CBOE TRADING, INC.|28
ITUS|ITUS CORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
ITUS|ITUS CORP CMN|ETRS|E*Trade Securities LLC|167993
ITUS|ITUS CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|26462
ITUS|ITUS CORP CMN|FBRC|B. RILEY FBR, INC.|2900
ITUS|ITUS CORP CMN|FILL|Tradestation Securities, Inc.|272
ITUS|ITUS CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|349453
ITUS|ITUS CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1313
ITUS|ITUS CORP CMN|FTBR|Foliofn Investments, Inc.|308
ITUS|ITUS CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4940
ITUS|ITUS CORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|4377
ITUS|ITUS CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|10427
ITUS|ITUS CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|200
ITUS|ITUS CORP CMN|GTSZ|GTS SECURITIES LLC|4810
ITUS|ITUS CORP CMN|HRBF|American Enterprise Investment Services Inc.|900
ITUS|ITUS CORP CMN|IATS|INTERACTIVE BROKERS LLC|10392
ITUS|ITUS CORP CMN|IBKR|Interactive Brokers Llc|80855
ITUS|ITUS CORP CMN|ICBX|INSTINET, LLC|2750
ITUS|ITUS CORP CMN|INCA|INSTINET, LLC|77677
ITUS|ITUS CORP CMN|INJX|INSTINET, LLC|605
ITUS|ITUS CORP CMN|ITGI|ITG Inc.|4892
ITUS|ITUS CORP CMN|ITGP|ITG INC.|10400
ITUS|ITUS CORP CMN|JEFF|JEFFERIES LLC|100
ITUS|ITUS CORP CMN|JMPT|JUMP TRADING, LLC|894
ITUS|ITUS CORP CMN|JPMX|J.P. Morgan Securities LLC|2830
ITUS|ITUS CORP CMN|JSJX|JANE STREET CAPITAL LLC|1626
ITUS|ITUS CORP CMN|KCGM|VIRTU Americas LLC|909
ITUS|ITUS CORP CMN|LEHM|Barclays Capital Inc./Le|9564
ITUS|ITUS CORP CMN|LIME|Lime Brokerage LLC|17130
ITUS|ITUS CORP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
ITUS|ITUS CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
ITUS|ITUS CORP CMN|MOTF|MOTIF INVESTING, INC.|3
ITUS|ITUS CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|191379
ITUS|ITUS CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|2400
ITUS|ITUS CORP CMN|NFSC|National Financial Services LLC|195739
ITUS|ITUS CORP CMN|NITE|VIRTU Americas LLC|523658
ITUS|ITUS CORP CMN|NQRB|Brut, LLC|100
ITUS|ITUS CORP CMN|PDQM|CODA MARKETS, INC.|8475
ITUS|ITUS CORP CMN|PWJC|UBS Financial Services, Inc.|3603
ITUS|ITUS CORP CMN|RAJA|Raymond James & Associates, Inc.|6163
ITUS|ITUS CORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|300
ITUS|ITUS CORP CMN|RGLD|Regal Securities, Inc|10140
ITUS|ITUS CORP CMN|SAGL|SAGETRADER, LLC|2531
ITUS|ITUS CORP CMN|SALI|INTL FCSTONE FINANCIAL INC.|500
ITUS|ITUS CORP CMN|SBSH|Citigroup Global Markets Inc.|12370
ITUS|ITUS CORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|1084
ITUS|ITUS CORP CMN|SPDR|SPEEDROUTE LLC|722
ITUS|ITUS CORP CMN|SWIM|TD Ameritrade, Inc.|206723
ITUS|ITUS CORP CMN|SWST|Hilltop Securities Inc.|4861
ITUS|ITUS CORP CMN|TKNG|ALLY INVEST SECURITIES LLC|17039
ITUS|ITUS CORP CMN|TRCM|TRC MARKETS LLC|1700
ITUS|ITUS CORP CMN|TWTT|TASTYWORKS, INC.|200
ITUS|ITUS CORP CMN|UBSA|UBS SECURITIES LLC|31209
ITUS|ITUS CORP CMN|UBSS|UBS Securities LLC|105382
ITUS|ITUS CORP CMN|VALX|VIRTU AMERICAS LLC|452
ITUS|ITUS CORP CMN|VGRD|Vanguard Marketing Corporation|12555
ITUS|ITUS CORP CMN|VSIN|Vision Financial Markets Llc|300
ITUS|ITUS CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|6099
ITUS|ITUS CORP CMN|WEDB|WEDBUSH SECURITIES INC.|1000
ITUS|ITUS CORP CMN|WGIF|CIBC World Markets Inc.|3457
ITUS|ITUS CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|8049
ITUS|ITUS CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
ITUS|ITUS CORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|809
ITW|ILL TOOL WORKS INC|ABLE|NATIXIS Securities Americas LLC|16487
ITW|ILL TOOL WORKS INC|ALTX|Alternet Securities Inc.|16689
ITW|ILL TOOL WORKS INC|ANOS|ABEL/NOSER, L.L.C.|14871
ITW|ILL TOOL WORKS INC|APCC|Apex Clearing Corporation|2485
ITW|ILL TOOL WORKS INC|BANK|Primevest Financial Services, Inc.|79
ITW|ILL TOOL WORKS INC|BARD|Robert W. Baird & Co. Incorporated|14312
ITW|ILL TOOL WORKS INC|BATM|CBOE TRADING, INC.|10819
ITW|ILL TOOL WORKS INC|BAYC|BAY CREST PARTNERS, LLC|257
ITW|ILL TOOL WORKS INC|BAYT|BTIG, LLC|1700
ITW|ILL TOOL WORKS INC|BBNT|BB&T SECURITIES, LLC|1566
ITW|ILL TOOL WORKS INC|BERN|Sanford C. Bernstein & Co., LLC|96508
ITW|ILL TOOL WORKS INC|BIDS|BIDS TRADING L.P.|400
ITW|ILL TOOL WORKS INC|BIMI|Banca IMI Securities Corp.|1052
ITW|ILL TOOL WORKS INC|BKCM|BNY Mellon Capital Markets LLC|902
ITW|ILL TOOL WORKS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23387
ITW|ILL TOOL WORKS INC|BLKX|INSTINET, LLC|18326
ITW|ILL TOOL WORKS INC|BMOC|BMO Capital Markets Corp.|6
ITW|ILL TOOL WORKS INC|BNPX|BNP PARIBAS SECURITIES CORP.|304652
ITW|ILL TOOL WORKS INC|BTIG|BTIG, LLC|7124
ITW|ILL TOOL WORKS INC|BYXM|CBOE TRADING, INC.|1553
ITW|ILL TOOL WORKS INC|BZYD|GOLDMAN SACHS & CO. LLC|600
ITW|ILL TOOL WORKS INC|CABR|Cabrera Capital Markets, Inc.|100
ITW|ILL TOOL WORKS INC|CANT|Cantor Fitzgerald & Co.|492
ITW|ILL TOOL WORKS INC|CHAS|Charles Schwab & Co., Inc.|10106
ITW|ILL TOOL WORKS INC|CIBP|CIBC World Markets Corp.|166993
ITW|ILL TOOL WORKS INC|CICF|Canaccord Genuity Corp.|103
ITW|ILL TOOL WORKS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|55000
ITW|ILL TOOL WORKS INC|CIST|Capital Institutional Services, Inc.|8103
ITW|ILL TOOL WORKS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|472044
ITW|ILL TOOL WORKS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2780
ITW|ILL TOOL WORKS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|680579
ITW|ILL TOOL WORKS INC|CTDL|Citadel Derivatives Group Llc|23977
ITW|ILL TOOL WORKS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|48020
ITW|ILL TOOL WORKS INC|DADA|D.A. Davidson & Co.|1905
ITW|ILL TOOL WORKS INC|DAVA|Davenport & Company LLC|2391
ITW|ILL TOOL WORKS INC|DBAB|Deutsche Bank Securities Inc.|779166
ITW|ILL TOOL WORKS INC|DBAX|Deutsche Bank Securities Inc.|434900
ITW|ILL TOOL WORKS INC|DBUL|Deutsche Bank Securities Inc.|200
ITW|ILL TOOL WORKS INC|DCHF|Dart Executions, LLC|7789
ITW|ILL TOOL WORKS INC|DEAN|MORGAN STANLEY|12958
ITW|ILL TOOL WORKS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1411
ITW|ILL TOOL WORKS INC|DRWK|DRW SECURITIES, L.L.C.|12273
ITW|ILL TOOL WORKS INC|EBXL|EBX LLC|262800
ITW|ILL TOOL WORKS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|70466
ITW|ILL TOOL WORKS INC|EDJC|Edward Jones / CDS|166
ITW|ILL TOOL WORKS INC|EDJO|Edward D. Jones & Co., L.P.|46599
ITW|ILL TOOL WORKS INC|EGAM|CBOE TRADING, INC.|19424
ITW|ILL TOOL WORKS INC|EGAW|CBOE TRADING, INC.|317
ITW|ILL TOOL WORKS INC|EGMT|EG MARKET TECHNOLOGIES LLC|4499
ITW|ILL TOOL WORKS INC|EGXM|CBOE TRADING, INC.|3187
ITW|ILL TOOL WORKS INC|EGXW|CBOE TRADING, INC.|179
ITW|ILL TOOL WORKS INC|ETBE|Electronic Transaction Clearing, Inc.|53496
ITW|ILL TOOL WORKS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
ITW|ILL TOOL WORKS INC|ETCC|Electronic Transaction Clearing, Inc.|813
ITW|ILL TOOL WORKS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|58178
ITW|ILL TOOL WORKS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|795
ITW|ILL TOOL WORKS INC|ETRS|E*Trade Securities LLC|22039
ITW|ILL TOOL WORKS INC|FBSB|U.S. Bancorp Investments, Inc.|68
ITW|ILL TOOL WORKS INC|FILL|Tradestation Securities, Inc.|2545
ITW|ILL TOOL WORKS INC|FINX|FINTECH SECURITIES|5671
ITW|ILL TOOL WORKS INC|FINZ|FINTECH SECURITIES|100
ITW|ILL TOOL WORKS INC|FMAF|NBCN Inc./ CDS|2720
ITW|ILL TOOL WORKS INC|FMCO|First Manhattan Co|300
ITW|ILL TOOL WORKS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27661
ITW|ILL TOOL WORKS INC|FQLS|Quantlab Securities LP|465285
ITW|ILL TOOL WORKS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|184066
ITW|ILL TOOL WORKS INC|FTBR|Foliofn Investments, Inc.|2007
ITW|ILL TOOL WORKS INC|GLIS|TD Securities Inc|238
ITW|ILL TOOL WORKS INC|GLPX|ACS EXECUTION SERVICES, LLC|73047
ITW|ILL TOOL WORKS INC|GSCO|GOLDMAN SACHS & CO. LLC|1317912
ITW|ILL TOOL WORKS INC|GSCS|GOLDMAN SACHS & CO. LLC|4070
ITW|ILL TOOL WORKS INC|GSLT|GOLDMAN SACHS & CO. LLC|8760
ITW|ILL TOOL WORKS INC|GTSZ|GTS SECURITIES LLC|409744
ITW|ILL TOOL WORKS INC|HCTA|Hardcastle Trading USA LLC|23665
ITW|ILL TOOL WORKS INC|HPPX|POTAMUS TRADING, LLC|139
ITW|ILL TOOL WORKS INC|HRBF|American Enterprise Investment Services Inc.|5639
ITW|ILL TOOL WORKS INC|HSBC|HSBC Securities, Inc.|6785
ITW|ILL TOOL WORKS INC|IATS|INTERACTIVE BROKERS LLC|7313
ITW|ILL TOOL WORKS INC|IBKR|Interactive Brokers Llc|4830
ITW|ILL TOOL WORKS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4353
ITW|ILL TOOL WORKS INC|ICBX|INSTINET, LLC|81545
ITW|ILL TOOL WORKS INC|IEQY|CITADEL SECURITIES LLC|195403
ITW|ILL TOOL WORKS INC|INCA|INSTINET, LLC|641628
ITW|ILL TOOL WORKS INC|INJX|INSTINET, LLC|2485
ITW|ILL TOOL WORKS INC|ITGI|ITG Inc.|96221
ITW|ILL TOOL WORKS INC|ITGP|ITG INC.|219400
ITW|ILL TOOL WORKS INC|JANY|Janney Montgomery Scott Inc.|2939
ITW|ILL TOOL WORKS INC|JEFF|JEFFERIES LLC|185465
ITW|ILL TOOL WORKS INC|JMPT|JUMP TRADING, LLC|80860
ITW|ILL TOOL WORKS INC|JPBX|J.P. MORGAN SECURITIES LLC|105434
ITW|ILL TOOL WORKS INC|JPMX|J.P. Morgan Securities LLC|517828
ITW|ILL TOOL WORKS INC|JSJX|JANE STREET CAPITAL LLC|77164
ITW|ILL TOOL WORKS INC|KCGM|VIRTU Americas LLC|56478
ITW|ILL TOOL WORKS INC|LEHM|Barclays Capital Inc./Le|1439271
ITW|ILL TOOL WORKS INC|LIME|Lime Brokerage LLC|80387
ITW|ILL TOOL WORKS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|104114
ITW|ILL TOOL WORKS INC|LOOP|Loop Capital Markets LLC|5350
ITW|ILL TOOL WORKS INC|LQNA|LIQUIDNET, INC.|49300
ITW|ILL TOOL WORKS INC|LSCI|Lek Securities Corporation|3
ITW|ILL TOOL WORKS INC|MACC|Mid Atlantic Capital Corporation|4927
ITW|ILL TOOL WORKS INC|MACQ|Macquarie Capital (USA) Inc.|2387
ITW|ILL TOOL WORKS INC|MAXM|Maxim Group LLC|3066
ITW|ILL TOOL WORKS INC|MCMF|Raymond James Ltd. Cds|295
ITW|ILL TOOL WORKS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124930
ITW|ILL TOOL WORKS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ITW|ILL TOOL WORKS INC|MNDX|TJM Investments, LLC|27
ITW|ILL TOOL WORKS INC|MOTF|MOTIF INVESTING, INC.|41
ITW|ILL TOOL WORKS INC|MSCO|MORGAN STANLEY & CO. LLC|3245633
ITW|ILL TOOL WORKS INC|MSPL|MORGAN STANLEY & CO. LLC|336600
ITW|ILL TOOL WORKS INC|MSTX|MORGAN STANLEY & CO. LLC|264800
ITW|ILL TOOL WORKS INC|NFSC|National Financial Services LLC|239601
ITW|ILL TOOL WORKS INC|NITE|VIRTU Americas LLC|499315
ITW|ILL TOOL WORKS INC|NITP|VIRTU Americas LLC|228
ITW|ILL TOOL WORKS INC|NMRA|Nomura Securities International, Inc.|400
ITW|ILL TOOL WORKS INC|NQRB|Brut, LLC|9522
ITW|ILL TOOL WORKS INC|NTBF|BMO Nesbitt Burns Inc./CDS|4143
ITW|ILL TOOL WORKS INC|NTRC|Northern Trust Securities, Inc.|4185
ITW|ILL TOOL WORKS INC|OHOS|TWO SIGMA SECURITIES, LLC|107705
ITW|ILL TOOL WORKS INC|OPCO|Oppenheimer & Co. Inc.|2881
ITW|ILL TOOL WORKS INC|OTAA|OTA LLC|200
ITW|ILL TOOL WORKS INC|PCPT|PHILLIP CAPITAL INC.|1
ITW|ILL TOOL WORKS INC|PDQM|CODA MARKETS, INC.|172780
ITW|ILL TOOL WORKS INC|PHLY|NASDAQ Execution Services, LLC|2000
ITW|ILL TOOL WORKS INC|PICT|Pictet Overseas Inc.|1400
ITW|ILL TOOL WORKS INC|PWJC|UBS Financial Services, Inc.|2257
ITW|ILL TOOL WORKS INC|QMSR|QUATTRO M SECURITIES INC.|3671
ITW|ILL TOOL WORKS INC|RBCM|RBC CAPITAL MARKETS, LLC|22754
ITW|ILL TOOL WORKS INC|SAGL|SAGETRADER, LLC|19574
ITW|ILL TOOL WORKS INC|SAGW|SAGETRADER, LLC|58
ITW|ILL TOOL WORKS INC|SALI|INTL FCSTONE FINANCIAL INC.|1166
ITW|ILL TOOL WORKS INC|SBRX|MURIEL SIEBERT & CO INC|14
ITW|ILL TOOL WORKS INC|SBSH|Citigroup Global Markets Inc.|199363
ITW|ILL TOOL WORKS INC|SEIC|SEI Investments Distribution Co.|200
ITW|ILL TOOL WORKS INC|SGMT|GOLDMAN SACHS & CO. LLC|190085
ITW|ILL TOOL WORKS INC|SJLS|TRADE INFORMATICS LLC|11347
ITW|ILL TOOL WORKS INC|SPDR|SPEEDROUTE LLC|38642
ITW|ILL TOOL WORKS INC|SPHN|Stephens Inc.|1068
ITW|ILL TOOL WORKS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ITW|ILL TOOL WORKS INC|STFL|Stifel, Nicolaus & Company, Incorporated|13402
ITW|ILL TOOL WORKS INC|STKP|STOCKPILE INVESTMENTS, INC.|12
ITW|ILL TOOL WORKS INC|STRS|STRATEGAS RESEARCH PARTNERS|200
ITW|ILL TOOL WORKS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3327
ITW|ILL TOOL WORKS INC|SWIM|TD Ameritrade, Inc.|13886
ITW|ILL TOOL WORKS INC|SWST|Hilltop Securities Inc.|18650
ITW|ILL TOOL WORKS INC|TKNG|ALLY INVEST SECURITIES LLC|774
ITW|ILL TOOL WORKS INC|TRBT|Tradebot Systems, Inc.|273543
ITW|ILL TOOL WORKS INC|TRCM|TRC MARKETS LLC|334015
ITW|ILL TOOL WORKS INC|TWTT|TASTYWORKS, INC.|200
ITW|ILL TOOL WORKS INC|UBSA|UBS SECURITIES LLC|765115
ITW|ILL TOOL WORKS INC|UBSS|UBS Securities LLC|1868733
ITW|ILL TOOL WORKS INC|VALX|VIRTU AMERICAS LLC|18850
ITW|ILL TOOL WORKS INC|VGRD|Vanguard Marketing Corporation|21859
ITW|ILL TOOL WORKS INC|WABR|Wall Street Access|42
ITW|ILL TOOL WORKS INC|WBLR|WILLIAM BLAIR|1433
ITW|ILL TOOL WORKS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1934
ITW|ILL TOOL WORKS INC|WCHV|WELLS FARGO SECURITIES, LLC|254315
ITW|ILL TOOL WORKS INC|WDNX|WEEDEN & CO.L.P.|1280
ITW|ILL TOOL WORKS INC|WEDB|WEDBUSH SECURITIES INC.|9295
ITW|ILL TOOL WORKS INC|WEED|Weeden & Co.L.P.|610
ITW|ILL TOOL WORKS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29730
ITW|ILL TOOL WORKS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29403
ITW|ILL TOOL WORKS INC|WGIF|CIBC World Markets Inc.|848
ITW|ILL TOOL WORKS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3370
ITW|ILL TOOL WORKS INC|WSEA|WOLVERINE SECURITIES, LLC|10508
ITW|ILL TOOL WORKS INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
ITW|ILL TOOL WORKS INC|XIST|INSTINET, LLC|25978
ITW|ILL TOOL WORKS INC|XPQR|Jump Trading|9022
ITW|ILL TOOL WORKS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|59208
ITW|ILL TOOL WORKS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|12072
ITW|ILL TOOL WORKS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14813
IUSB|ISHARES UNIVERSAL|ALTX|Alternet Securities Inc.|1800
IUSB|ISHARES UNIVERSAL|APCC|Apex Clearing Corporation|83
IUSB|ISHARES UNIVERSAL|BANK|Primevest Financial Services, Inc.|82
IUSB|ISHARES UNIVERSAL|BATM|CBOE TRADING, INC.|600
IUSB|ISHARES UNIVERSAL|BBNT|BB&T SECURITIES, LLC|1
IUSB|ISHARES UNIVERSAL|BERN|Sanford C. Bernstein & Co., LLC|2
IUSB|ISHARES UNIVERSAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8007
IUSB|ISHARES UNIVERSAL|BYXM|CBOE TRADING, INC.|200
IUSB|ISHARES UNIVERSAL|CANT|Cantor Fitzgerald & Co.|4514
IUSB|ISHARES UNIVERSAL|CHAS|Charles Schwab & Co., Inc.|14
IUSB|ISHARES UNIVERSAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1466
IUSB|ISHARES UNIVERSAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16877
IUSB|ISHARES UNIVERSAL|CTDL|Citadel Derivatives Group Llc|13931
IUSB|ISHARES UNIVERSAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|182
IUSB|ISHARES UNIVERSAL|DBAX|Deutsche Bank Securities Inc.|3800
IUSB|ISHARES UNIVERSAL|DEAN|MORGAN STANLEY|3624
IUSB|ISHARES UNIVERSAL|EBXL|EBX LLC|900
IUSB|ISHARES UNIVERSAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|754
IUSB|ISHARES UNIVERSAL|EDJO|Edward D. Jones & Co., L.P.|118731
IUSB|ISHARES UNIVERSAL|EGAM|CBOE TRADING, INC.|2720
IUSB|ISHARES UNIVERSAL|EGXM|CBOE TRADING, INC.|245
IUSB|ISHARES UNIVERSAL|ETBE|Electronic Transaction Clearing, Inc.|400
IUSB|ISHARES UNIVERSAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1918
IUSB|ISHARES UNIVERSAL|ETRS|E*Trade Securities LLC|7518
IUSB|ISHARES UNIVERSAL|FBCO|Credit Suisse Securities (USA) LLC|37777
IUSB|ISHARES UNIVERSAL|FOMA|TD AMERITRADE CLEARING, INC.|29383
IUSB|ISHARES UNIVERSAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1729
IUSB|ISHARES UNIVERSAL|FTBR|Foliofn Investments, Inc.|4276
IUSB|ISHARES UNIVERSAL|GEBB|GLOBAL EXECUTION BROKERS, LP|6177
IUSB|ISHARES UNIVERSAL|GLPX|ACS EXECUTION SERVICES, LLC|100
IUSB|ISHARES UNIVERSAL|GSCO|GOLDMAN SACHS & CO. LLC|5591
IUSB|ISHARES UNIVERSAL|GSLT|GOLDMAN SACHS & CO. LLC|1597
IUSB|ISHARES UNIVERSAL|GTSZ|GTS SECURITIES LLC|500
IUSB|ISHARES UNIVERSAL|HRBF|American Enterprise Investment Services Inc.|56873
IUSB|ISHARES UNIVERSAL|IATS|INTERACTIVE BROKERS LLC|68
IUSB|ISHARES UNIVERSAL|IBKR|Interactive Brokers Llc|1385
IUSB|ISHARES UNIVERSAL|ICBX|INSTINET, LLC|4800
IUSB|ISHARES UNIVERSAL|INCA|INSTINET, LLC|3078
IUSB|ISHARES UNIVERSAL|ITGI|ITG Inc.|1434
IUSB|ISHARES UNIVERSAL|ITGP|ITG INC.|600
IUSB|ISHARES UNIVERSAL|JMPT|JUMP TRADING, LLC|389
IUSB|ISHARES UNIVERSAL|JPMX|J.P. Morgan Securities LLC|3000
IUSB|ISHARES UNIVERSAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|348669
IUSB|ISHARES UNIVERSAL|JSJX|JANE STREET CAPITAL LLC|143172
IUSB|ISHARES UNIVERSAL|KCGM|VIRTU Americas LLC|4754
IUSB|ISHARES UNIVERSAL|LEHM|Barclays Capital Inc./Le|55234
IUSB|ISHARES UNIVERSAL|LIME|Lime Brokerage LLC|24370
IUSB|ISHARES UNIVERSAL|LMGP|LIME BROKERAGE LLC|2100
IUSB|ISHARES UNIVERSAL|MACC|Mid Atlantic Capital Corporation|6
IUSB|ISHARES UNIVERSAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19560
IUSB|ISHARES UNIVERSAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1131
IUSB|ISHARES UNIVERSAL|MSCO|MORGAN STANLEY & CO. LLC|187420
IUSB|ISHARES UNIVERSAL|MSPL|MORGAN STANLEY & CO. LLC|1700
IUSB|ISHARES UNIVERSAL|NFSC|National Financial Services LLC|225544
IUSB|ISHARES UNIVERSAL|NITE|VIRTU Americas LLC|294994
IUSB|ISHARES UNIVERSAL|NITP|VIRTU Americas LLC|11939
IUSB|ISHARES UNIVERSAL|OLDM|OLD MISSION CAPITAL, LLC|24371
IUSB|ISHARES UNIVERSAL|PDQM|CODA MARKETS, INC.|300
IUSB|ISHARES UNIVERSAL|RAJA|Raymond James & Associates, Inc.|28674
IUSB|ISHARES UNIVERSAL|RBCM|RBC CAPITAL MARKETS, LLC|15275
IUSB|ISHARES UNIVERSAL|SALI|INTL FCSTONE FINANCIAL INC.|120
IUSB|ISHARES UNIVERSAL|SBSH|Citigroup Global Markets Inc.|1545
IUSB|ISHARES UNIVERSAL|SEIC|SEI Investments Distribution Co.|700
IUSB|ISHARES UNIVERSAL|SGMT|GOLDMAN SACHS & CO. LLC|1715
IUSB|ISHARES UNIVERSAL|SPHN|Stephens Inc.|11
IUSB|ISHARES UNIVERSAL|STFL|Stifel, Nicolaus & Company, Incorporated|22
IUSB|ISHARES UNIVERSAL|SWIM|TD Ameritrade, Inc.|50
IUSB|ISHARES UNIVERSAL|TKNG|ALLY INVEST SECURITIES LLC|1653
IUSB|ISHARES UNIVERSAL|TRBT|Tradebot Systems, Inc.|100
IUSB|ISHARES UNIVERSAL|TRCM|TRC MARKETS LLC|971
IUSB|ISHARES UNIVERSAL|UBSA|UBS SECURITIES LLC|24004
IUSB|ISHARES UNIVERSAL|UBSS|UBS Securities LLC|67552
IUSB|ISHARES UNIVERSAL|VALX|VIRTU AMERICAS LLC|100
IUSB|ISHARES UNIVERSAL|VGRD|Vanguard Marketing Corporation|2902
IUSB|ISHARES UNIVERSAL|WABR|Wall Street Access|1525
IUSB|ISHARES UNIVERSAL|WCHV|WELLS FARGO SECURITIES, LLC|4589
IUSB|ISHARES UNIVERSAL|WGIF|CIBC World Markets Inc.|1418
IUSB|ISHARES UNIVERSAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|200
IUSB|ISHARES UNIVERSAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|6332
IUSB|ISHARES UNIVERSAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34869
IUSG|ISHARE CORE S&P US|ALTX|Alternet Securities Inc.|407
IUSG|ISHARE CORE S&P US|APCC|Apex Clearing Corporation|3020
IUSG|ISHARE CORE S&P US|BANK|Primevest Financial Services, Inc.|1416
IUSG|ISHARE CORE S&P US|BARD|Robert W. Baird & Co. Incorporated|1228
IUSG|ISHARE CORE S&P US|BATM|CBOE TRADING, INC.|300
IUSG|ISHARE CORE S&P US|BBNT|BB&T SECURITIES, LLC|3032
IUSG|ISHARE CORE S&P US|BERN|Sanford C. Bernstein & Co., LLC|557
IUSG|ISHARE CORE S&P US|BKCM|BNY Mellon Capital Markets LLC|170
IUSG|ISHARE CORE S&P US|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46958
IUSG|ISHARE CORE S&P US|BYXM|CBOE TRADING, INC.|467
IUSG|ISHARE CORE S&P US|CANT|Cantor Fitzgerald & Co.|8565
IUSG|ISHARE CORE S&P US|CHAS|Charles Schwab & Co., Inc.|155
IUSG|ISHARE CORE S&P US|CIST|Capital Institutional Services, Inc.|10000
IUSG|ISHARE CORE S&P US|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6610
IUSG|ISHARE CORE S&P US|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70847
IUSG|ISHARE CORE S&P US|CSIN|Citadel Securities Institutional LLC|4244004
IUSG|ISHARE CORE S&P US|CTDL|Citadel Derivatives Group Llc|4518423
IUSG|ISHARE CORE S&P US|CXCX|CITIGROUP GLOBAL MARKETS INC.|31166
IUSG|ISHARE CORE S&P US|DADA|D.A. Davidson & Co.|1475
IUSG|ISHARE CORE S&P US|DAVA|Davenport & Company LLC|146
IUSG|ISHARE CORE S&P US|DBAB|Deutsche Bank Securities Inc.|2428
IUSG|ISHARE CORE S&P US|DBAX|Deutsche Bank Securities Inc.|32700
IUSG|ISHARE CORE S&P US|DEAN|MORGAN STANLEY|580937
IUSG|ISHARE CORE S&P US|EBXL|EBX LLC|34400
IUSG|ISHARE CORE S&P US|ECUT|CONVERGEX EXECUTION SOLUTIONS|3775
IUSG|ISHARE CORE S&P US|EDJO|Edward D. Jones & Co., L.P.|153523
IUSG|ISHARE CORE S&P US|EGAM|CBOE TRADING, INC.|1715
IUSG|ISHARE CORE S&P US|EGXM|CBOE TRADING, INC.|100
IUSG|ISHARE CORE S&P US|ETBE|Electronic Transaction Clearing, Inc.|500
IUSG|ISHARE CORE S&P US|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|444
IUSG|ISHARE CORE S&P US|ETRS|E*Trade Securities LLC|118955
IUSG|ISHARE CORE S&P US|FBCO|Credit Suisse Securities (USA) LLC|146969
IUSG|ISHARE CORE S&P US|FILL|Tradestation Securities, Inc.|172
IUSG|ISHARE CORE S&P US|FINX|FINTECH SECURITIES|486
IUSG|ISHARE CORE S&P US|FMAF|NBCN Inc./ CDS|1523
IUSG|ISHARE CORE S&P US|FOMA|TD AMERITRADE CLEARING, INC.|68091
IUSG|ISHARE CORE S&P US|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22761
IUSG|ISHARE CORE S&P US|FTBR|Foliofn Investments, Inc.|1169
IUSG|ISHARE CORE S&P US|GEBB|GLOBAL EXECUTION BROKERS, LP|14179
IUSG|ISHARE CORE S&P US|GLPX|ACS EXECUTION SERVICES, LLC|35
IUSG|ISHARE CORE S&P US|GSCO|GOLDMAN SACHS & CO. LLC|579167
IUSG|ISHARE CORE S&P US|GSCS|GOLDMAN SACHS & CO. LLC|64
IUSG|ISHARE CORE S&P US|GSLT|GOLDMAN SACHS & CO. LLC|2975
IUSG|ISHARE CORE S&P US|GTSZ|GTS SECURITIES LLC|65014
IUSG|ISHARE CORE S&P US|HRBF|American Enterprise Investment Services Inc.|49069
IUSG|ISHARE CORE S&P US|HSBC|HSBC Securities, Inc.|2297
IUSG|ISHARE CORE S&P US|IATS|INTERACTIVE BROKERS LLC|303
IUSG|ISHARE CORE S&P US|IBKR|Interactive Brokers Llc|29747
IUSG|ISHARE CORE S&P US|ICBX|INSTINET, LLC|47821
IUSG|ISHARE CORE S&P US|INCA|INSTINET, LLC|5987
IUSG|ISHARE CORE S&P US|ITGI|ITG Inc.|13331
IUSG|ISHARE CORE S&P US|ITGP|ITG INC.|6800
IUSG|ISHARE CORE S&P US|JANY|Janney Montgomery Scott Inc.|12575
IUSG|ISHARE CORE S&P US|JMPT|JUMP TRADING, LLC|802
IUSG|ISHARE CORE S&P US|JPMX|J.P. Morgan Securities LLC|3164
IUSG|ISHARE CORE S&P US|JSEB|JANE STREET EXECUTION SERVICES, LLC|228951
IUSG|ISHARE CORE S&P US|JSJX|JANE STREET CAPITAL LLC|413012
IUSG|ISHARE CORE S&P US|KCGM|VIRTU Americas LLC|22514
IUSG|ISHARE CORE S&P US|LEHM|Barclays Capital Inc./Le|122700
IUSG|ISHARE CORE S&P US|LIME|Lime Brokerage LLC|6354
IUSG|ISHARE CORE S&P US|MACC|Mid Atlantic Capital Corporation|113
IUSG|ISHARE CORE S&P US|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34580
IUSG|ISHARE CORE S&P US|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
IUSG|ISHARE CORE S&P US|MOTF|MOTIF INVESTING, INC.|2
IUSG|ISHARE CORE S&P US|MSCO|MORGAN STANLEY & CO. LLC|194452
IUSG|ISHARE CORE S&P US|MSPL|MORGAN STANLEY & CO. LLC|11500
IUSG|ISHARE CORE S&P US|NFSC|National Financial Services LLC|531697
IUSG|ISHARE CORE S&P US|NITE|VIRTU Americas LLC|618306
IUSG|ISHARE CORE S&P US|NITP|VIRTU Americas LLC|295
IUSG|ISHARE CORE S&P US|NTRC|Northern Trust Securities, Inc.|27
IUSG|ISHARE CORE S&P US|OLDM|OLD MISSION CAPITAL, LLC|43951
IUSG|ISHARE CORE S&P US|OPCO|Oppenheimer & Co. Inc.|691
IUSG|ISHARE CORE S&P US|PDQM|CODA MARKETS, INC.|73935
IUSG|ISHARE CORE S&P US|PWJC|UBS Financial Services, Inc.|3244
IUSG|ISHARE CORE S&P US|RAJA|Raymond James & Associates, Inc.|71700
IUSG|ISHARE CORE S&P US|RBCM|RBC CAPITAL MARKETS, LLC|14019
IUSG|ISHARE CORE S&P US|SAGL|SAGETRADER, LLC|300
IUSG|ISHARE CORE S&P US|SGMT|GOLDMAN SACHS & CO. LLC|21033
IUSG|ISHARE CORE S&P US|SHMR|ABN Amro Clearing LLC|1364
IUSG|ISHARE CORE S&P US|SPDR|SPEEDROUTE LLC|400
IUSG|ISHARE CORE S&P US|STFL|Stifel, Nicolaus & Company, Incorporated|965
IUSG|ISHARE CORE S&P US|SWIM|TD Ameritrade, Inc.|2469
IUSG|ISHARE CORE S&P US|SWST|Hilltop Securities Inc.|244
IUSG|ISHARE CORE S&P US|TKNG|ALLY INVEST SECURITIES LLC|627
IUSG|ISHARE CORE S&P US|TRBT|Tradebot Systems, Inc.|18276
IUSG|ISHARE CORE S&P US|TRCM|TRC MARKETS LLC|1984
IUSG|ISHARE CORE S&P US|UBSA|UBS SECURITIES LLC|57438
IUSG|ISHARE CORE S&P US|UBSS|UBS Securities LLC|188298
IUSG|ISHARE CORE S&P US|VALX|VIRTU AMERICAS LLC|1176
IUSG|ISHARE CORE S&P US|VGRD|Vanguard Marketing Corporation|20511
IUSG|ISHARE CORE S&P US|VNDM|Wall Street Access|407
IUSG|ISHARE CORE S&P US|VSIN|Vision Financial Markets Llc|1
IUSG|ISHARE CORE S&P US|WBLR|WILLIAM BLAIR|3913
IUSG|ISHARE CORE S&P US|WBPX|SUMMIT SECURITIES GROUP, LLC|600
IUSG|ISHARE CORE S&P US|WCHV|WELLS FARGO SECURITIES, LLC|88417
IUSG|ISHARE CORE S&P US|WEDB|WEDBUSH SECURITIES INC.|23
IUSG|ISHARE CORE S&P US|WEED|Weeden & Co.L.P.|50
IUSG|ISHARE CORE S&P US|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31
IUSG|ISHARE CORE S&P US|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42
IUSG|ISHARE CORE S&P US|WGIF|CIBC World Markets Inc.|316
IUSG|ISHARE CORE S&P US|WLTH|WEALTHFRONT BROKERAGE CORPORATION|117
IUSG|ISHARE CORE S&P US|WSEA|WOLVERINE SECURITIES, LLC|596
IUSG|ISHARE CORE S&P US|XSTM|NATIONAL FINANCIAL SERVICES LLC|950
IUSG|ISHARE CORE S&P US|YLPL|Linsco/Private Ledger Financial Services, Incorporated|422197
IUSV|ISHARES CORE S&P US|APCC|Apex Clearing Corporation|2597
IUSV|ISHARES CORE S&P US|BANK|Primevest Financial Services, Inc.|1545
IUSV|ISHARES CORE S&P US|BATM|CBOE TRADING, INC.|600
IUSV|ISHARES CORE S&P US|BBNT|BB&T SECURITIES, LLC|2448
IUSV|ISHARES CORE S&P US|BERN|Sanford C. Bernstein & Co., LLC|416
IUSV|ISHARES CORE S&P US|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22669
IUSV|ISHARES CORE S&P US|CANT|Cantor Fitzgerald & Co.|18
IUSV|ISHARES CORE S&P US|CHAS|Charles Schwab & Co., Inc.|117
IUSV|ISHARES CORE S&P US|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6
IUSV|ISHARES CORE S&P US|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IUSV|ISHARES CORE S&P US|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43268
IUSV|ISHARES CORE S&P US|CSIN|Citadel Securities Institutional LLC|1650724
IUSV|ISHARES CORE S&P US|CTDL|Citadel Derivatives Group Llc|1796958
IUSV|ISHARES CORE S&P US|CXCX|CITIGROUP GLOBAL MARKETS INC.|17052
IUSV|ISHARES CORE S&P US|DADA|D.A. Davidson & Co.|298
IUSV|ISHARES CORE S&P US|DAVA|Davenport & Company LLC|383
IUSV|ISHARES CORE S&P US|DBAB|Deutsche Bank Securities Inc.|4859
IUSV|ISHARES CORE S&P US|DBAX|Deutsche Bank Securities Inc.|28500
IUSV|ISHARES CORE S&P US|DEAN|MORGAN STANLEY|487025
IUSV|ISHARES CORE S&P US|EBXL|EBX LLC|29200
IUSV|ISHARES CORE S&P US|ECUT|CONVERGEX EXECUTION SOLUTIONS|1466
IUSV|ISHARES CORE S&P US|EDJO|Edward D. Jones & Co., L.P.|100629
IUSV|ISHARES CORE S&P US|EGAM|CBOE TRADING, INC.|2867
IUSV|ISHARES CORE S&P US|EGXM|CBOE TRADING, INC.|5442
IUSV|ISHARES CORE S&P US|ETBE|Electronic Transaction Clearing, Inc.|1100
IUSV|ISHARES CORE S&P US|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3651
IUSV|ISHARES CORE S&P US|ETRS|E*Trade Securities LLC|3211
IUSV|ISHARES CORE S&P US|FBCO|Credit Suisse Securities (USA) LLC|152307
IUSV|ISHARES CORE S&P US|FILL|Tradestation Securities, Inc.|100
IUSV|ISHARES CORE S&P US|FINX|FINTECH SECURITIES|262
IUSV|ISHARES CORE S&P US|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|13855
IUSV|ISHARES CORE S&P US|FMAF|NBCN Inc./ CDS|4756
IUSV|ISHARES CORE S&P US|FMCO|First Manhattan Co|300
IUSV|ISHARES CORE S&P US|FOMA|TD AMERITRADE CLEARING, INC.|55548
IUSV|ISHARES CORE S&P US|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5445
IUSV|ISHARES CORE S&P US|FTBR|Foliofn Investments, Inc.|1144
IUSV|ISHARES CORE S&P US|GEBB|GLOBAL EXECUTION BROKERS, LP|1863
IUSV|ISHARES CORE S&P US|GSCO|GOLDMAN SACHS & CO. LLC|490178
IUSV|ISHARES CORE S&P US|GSLT|GOLDMAN SACHS & CO. LLC|1799
IUSV|ISHARES CORE S&P US|GTSZ|GTS SECURITIES LLC|500
IUSV|ISHARES CORE S&P US|HRBF|American Enterprise Investment Services Inc.|31144
IUSV|ISHARES CORE S&P US|IATS|INTERACTIVE BROKERS LLC|155
IUSV|ISHARES CORE S&P US|IBKR|Interactive Brokers Llc|11363
IUSV|ISHARES CORE S&P US|ICBX|INSTINET, LLC|40315
IUSV|ISHARES CORE S&P US|INCA|INSTINET, LLC|5593
IUSV|ISHARES CORE S&P US|ITGI|ITG Inc.|9158
IUSV|ISHARES CORE S&P US|ITGP|ITG INC.|13400
IUSV|ISHARES CORE S&P US|JANY|Janney Montgomery Scott Inc.|12392
IUSV|ISHARES CORE S&P US|JMPT|JUMP TRADING, LLC|1063
IUSV|ISHARES CORE S&P US|JPMX|J.P. Morgan Securities LLC|26068
IUSV|ISHARES CORE S&P US|JSEB|JANE STREET EXECUTION SERVICES, LLC|199013
IUSV|ISHARES CORE S&P US|JSJX|JANE STREET CAPITAL LLC|394983
IUSV|ISHARES CORE S&P US|KCGM|VIRTU Americas LLC|17121
IUSV|ISHARES CORE S&P US|LEHM|Barclays Capital Inc./Le|80000
IUSV|ISHARES CORE S&P US|LIME|Lime Brokerage LLC|3572
IUSV|ISHARES CORE S&P US|MACC|Mid Atlantic Capital Corporation|1058
IUSV|ISHARES CORE S&P US|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34270
IUSV|ISHARES CORE S&P US|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|487
IUSV|ISHARES CORE S&P US|MSCO|MORGAN STANLEY & CO. LLC|176363
IUSV|ISHARES CORE S&P US|MSPL|MORGAN STANLEY & CO. LLC|24000
IUSV|ISHARES CORE S&P US|NFSC|National Financial Services LLC|259760
IUSV|ISHARES CORE S&P US|NITE|VIRTU Americas LLC|462988
IUSV|ISHARES CORE S&P US|NITP|VIRTU Americas LLC|451
IUSV|ISHARES CORE S&P US|NQRB|Brut, LLC|219
IUSV|ISHARES CORE S&P US|OLDM|OLD MISSION CAPITAL, LLC|19492
IUSV|ISHARES CORE S&P US|OPCO|Oppenheimer & Co. Inc.|153
IUSV|ISHARES CORE S&P US|PDQM|CODA MARKETS, INC.|76436
IUSV|ISHARES CORE S&P US|PWJC|UBS Financial Services, Inc.|183
IUSV|ISHARES CORE S&P US|RAJA|Raymond James & Associates, Inc.|28595
IUSV|ISHARES CORE S&P US|RBCM|RBC CAPITAL MARKETS, LLC|11107
IUSV|ISHARES CORE S&P US|SGMT|GOLDMAN SACHS & CO. LLC|29703
IUSV|ISHARES CORE S&P US|SHMR|ABN Amro Clearing LLC|17220
IUSV|ISHARES CORE S&P US|SSBS|STATE STREET GLOBAL MARKETS, LLC|55230
IUSV|ISHARES CORE S&P US|STFL|Stifel, Nicolaus & Company, Incorporated|3246
IUSV|ISHARES CORE S&P US|SWIM|TD Ameritrade, Inc.|546
IUSV|ISHARES CORE S&P US|SWST|Hilltop Securities Inc.|129
IUSV|ISHARES CORE S&P US|TKNG|ALLY INVEST SECURITIES LLC|2
IUSV|ISHARES CORE S&P US|TRBT|Tradebot Systems, Inc.|19859
IUSV|ISHARES CORE S&P US|TRCM|TRC MARKETS LLC|488
IUSV|ISHARES CORE S&P US|UBSA|UBS SECURITIES LLC|69220
IUSV|ISHARES CORE S&P US|UBSS|UBS Securities LLC|235645
IUSV|ISHARES CORE S&P US|VALX|VIRTU AMERICAS LLC|437
IUSV|ISHARES CORE S&P US|VGRD|Vanguard Marketing Corporation|5580
IUSV|ISHARES CORE S&P US|WBLR|WILLIAM BLAIR|1163
IUSV|ISHARES CORE S&P US|WBPX|SUMMIT SECURITIES GROUP, LLC|200
IUSV|ISHARES CORE S&P US|WCHV|WELLS FARGO SECURITIES, LLC|27750
IUSV|ISHARES CORE S&P US|WEDB|WEDBUSH SECURITIES INC.|50
IUSV|ISHARES CORE S&P US|WEED|Weeden & Co.L.P.|10
IUSV|ISHARES CORE S&P US|WLTH|WEALTHFRONT BROKERAGE CORPORATION|179
IUSV|ISHARES CORE S&P US|WSEA|WOLVERINE SECURITIES, LLC|218
IUSV|ISHARES CORE S&P US|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
IUSV|ISHARES CORE S&P US|YLPL|Linsco/Private Ledger Financial Services, Incorporated|330036
IVAC|INTEVAC INC       ##|APCC|Apex Clearing Corporation|99
IVAC|INTEVAC INC       ##|BATM|CBOE TRADING, INC.|200
IVAC|INTEVAC INC       ##|BAYC|BAY CREST PARTNERS, LLC|1694
IVAC|INTEVAC INC       ##|BERN|Sanford C. Bernstein & Co., LLC|5900
IVAC|INTEVAC INC       ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3761
IVAC|INTEVAC INC       ##|BMOC|BMO Capital Markets Corp.|3027
IVAC|INTEVAC INC       ##|BNPX|BNP PARIBAS SECURITIES CORP.|780
IVAC|INTEVAC INC       ##|BTIG|BTIG, LLC|1705
IVAC|INTEVAC INC       ##|BYXM|CBOE TRADING, INC.|400
IVAC|INTEVAC INC       ##|CHAS|Charles Schwab & Co., Inc.|400
IVAC|INTEVAC INC       ##|CICF|Canaccord Genuity Corp.|5000
IVAC|INTEVAC INC       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17109
IVAC|INTEVAC INC       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
IVAC|INTEVAC INC       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|199027
IVAC|INTEVAC INC       ##|CTDL|Citadel Derivatives Group Llc|3685
IVAC|INTEVAC INC       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|16126
IVAC|INTEVAC INC       ##|DBAB|Deutsche Bank Securities Inc.|320227
IVAC|INTEVAC INC       ##|DBAX|Deutsche Bank Securities Inc.|134700
IVAC|INTEVAC INC       ##|DEAN|MORGAN STANLEY|8000
IVAC|INTEVAC INC       ##|DEGS|RONIN PROFESSIONAL LLC|4740
IVAC|INTEVAC INC       ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3340
IVAC|INTEVAC INC       ##|EBXL|EBX LLC|63000
IVAC|INTEVAC INC       ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|12623
IVAC|INTEVAC INC       ##|EDJO|Edward D. Jones & Co., L.P.|300
IVAC|INTEVAC INC       ##|EGAM|CBOE TRADING, INC.|100
IVAC|INTEVAC INC       ##|EGXM|CBOE TRADING, INC.|100
IVAC|INTEVAC INC       ##|EGXW|CBOE TRADING, INC.|100
IVAC|INTEVAC INC       ##|ETBE|Electronic Transaction Clearing, Inc.|17816
IVAC|INTEVAC INC       ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|112
IVAC|INTEVAC INC       ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
IVAC|INTEVAC INC       ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5698
IVAC|INTEVAC INC       ##|ETRS|E*Trade Securities LLC|37174
IVAC|INTEVAC INC       ##|FBCO|Credit Suisse Securities (USA) LLC|52270
IVAC|INTEVAC INC       ##|FILL|Tradestation Securities, Inc.|100
IVAC|INTEVAC INC       ##|FMAF|NBCN Inc./ CDS|300
IVAC|INTEVAC INC       ##|FOMA|TD AMERITRADE CLEARING, INC.|126482
IVAC|INTEVAC INC       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6624
IVAC|INTEVAC INC       ##|FTBR|Foliofn Investments, Inc.|2
IVAC|INTEVAC INC       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8500
IVAC|INTEVAC INC       ##|GLPX|ACS EXECUTION SERVICES, LLC|296
IVAC|INTEVAC INC       ##|GSCO|GOLDMAN SACHS & CO. LLC|721713
IVAC|INTEVAC INC       ##|GSCS|GOLDMAN SACHS & CO. LLC|2000
IVAC|INTEVAC INC       ##|GSLT|GOLDMAN SACHS & CO. LLC|8774
IVAC|INTEVAC INC       ##|GTSZ|GTS SECURITIES LLC|34384
IVAC|INTEVAC INC       ##|HRBF|American Enterprise Investment Services Inc.|1450
IVAC|INTEVAC INC       ##|IBKR|Interactive Brokers Llc|6287
IVAC|INTEVAC INC       ##|ICBX|INSTINET, LLC|40318
IVAC|INTEVAC INC       ##|IEQY|CITADEL SECURITIES LLC|300
IVAC|INTEVAC INC       ##|INCA|INSTINET, LLC|125339
IVAC|INTEVAC INC       ##|INJX|INSTINET, LLC|6604
IVAC|INTEVAC INC       ##|ITGI|ITG Inc.|1848
IVAC|INTEVAC INC       ##|ITGP|ITG INC.|35000
IVAC|INTEVAC INC       ##|JANY|Janney Montgomery Scott Inc.|1750
IVAC|INTEVAC INC       ##|JEFF|JEFFERIES LLC|29786
IVAC|INTEVAC INC       ##|JMPT|JUMP TRADING, LLC|755
IVAC|INTEVAC INC       ##|JPBX|J.P. MORGAN SECURITIES LLC|1000
IVAC|INTEVAC INC       ##|JPMX|J.P. Morgan Securities LLC|197246
IVAC|INTEVAC INC       ##|JSJX|JANE STREET CAPITAL LLC|6409
IVAC|INTEVAC INC       ##|KCGM|VIRTU Americas LLC|15554
IVAC|INTEVAC INC       ##|LEHM|Barclays Capital Inc./Le|281713
IVAC|INTEVAC INC       ##|LIME|Lime Brokerage LLC|124640
IVAC|INTEVAC INC       ##|LMGP|LIME BROKERAGE LLC|32700
IVAC|INTEVAC INC       ##|LOOP|Loop Capital Markets LLC|2781
IVAC|INTEVAC INC       ##|LQNA|LIQUIDNET, INC.|21100
IVAC|INTEVAC INC       ##|MACC|Mid Atlantic Capital Corporation|2300
IVAC|INTEVAC INC       ##|MACQ|Macquarie Capital (USA) Inc.|1643
IVAC|INTEVAC INC       ##|MAXM|Maxim Group LLC|588
IVAC|INTEVAC INC       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|183025
IVAC|INTEVAC INC       ##|MSCO|MORGAN STANLEY & CO. LLC|780298
IVAC|INTEVAC INC       ##|MSPL|MORGAN STANLEY & CO. LLC|176400
IVAC|INTEVAC INC       ##|MSTX|MORGAN STANLEY & CO. LLC|60200
IVAC|INTEVAC INC       ##|NFSC|National Financial Services LLC|94248
IVAC|INTEVAC INC       ##|NITE|VIRTU Americas LLC|190878
IVAC|INTEVAC INC       ##|NITP|VIRTU Americas LLC|3700
IVAC|INTEVAC INC       ##|NQRB|Brut, LLC|300
IVAC|INTEVAC INC       ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1960
IVAC|INTEVAC INC       ##|PDQM|CODA MARKETS, INC.|21777
IVAC|INTEVAC INC       ##|PWJC|UBS Financial Services, Inc.|200
IVAC|INTEVAC INC       ##|RBCM|RBC CAPITAL MARKETS, LLC|2000
IVAC|INTEVAC INC       ##|RILY|B. RILEY FBR, INC.|12648
IVAC|INTEVAC INC       ##|SBSH|Citigroup Global Markets Inc.|82549
IVAC|INTEVAC INC       ##|SGMT|GOLDMAN SACHS & CO. LLC|52466
IVAC|INTEVAC INC       ##|SPDR|SPEEDROUTE LLC|9911
IVAC|INTEVAC INC       ##|STFL|Stifel, Nicolaus & Company, Incorporated|900
IVAC|INTEVAC INC       ##|SWIM|TD Ameritrade, Inc.|14963
IVAC|INTEVAC INC       ##|TKNG|ALLY INVEST SECURITIES LLC|2771
IVAC|INTEVAC INC       ##|TOUR|TOURMALINE PARTNERS, LLC|13500
IVAC|INTEVAC INC       ##|TRBT|Tradebot Systems, Inc.|1754
IVAC|INTEVAC INC       ##|TRCM|TRC MARKETS LLC|33493
IVAC|INTEVAC INC       ##|UBSA|UBS SECURITIES LLC|54115
IVAC|INTEVAC INC       ##|UBSS|UBS Securities LLC|507867
IVAC|INTEVAC INC       ##|VALX|VIRTU AMERICAS LLC|23422
IVAC|INTEVAC INC       ##|VGRD|Vanguard Marketing Corporation|1509
IVAC|INTEVAC INC       ##|WCHV|WELLS FARGO SECURITIES, LLC|15488
IVAC|INTEVAC INC       ##|WEDB|WEDBUSH SECURITIES INC.|6247
IVAC|INTEVAC INC       ##|WEED|Weeden & Co.L.P.|160
IVAC|INTEVAC INC       ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4229
IVAC|INTEVAC INC       ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|172
IVAC|INTEVAC INC       ##|WGIF|CIBC World Markets Inc.|272
IVAC|INTEVAC INC       ##|WSEA|WOLVERINE SECURITIES, LLC|2693
IVAC|INTEVAC INC       ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|5704
IVAL|ALPHA ARCHITECT INTL|APCC|Apex Clearing Corporation|517
IVAL|ALPHA ARCHITECT INTL|BATM|CBOE TRADING, INC.|694
IVAL|ALPHA ARCHITECT INTL|CHAS|Charles Schwab & Co., Inc.|3
IVAL|ALPHA ARCHITECT INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3638
IVAL|ALPHA ARCHITECT INTL|CSIN|Citadel Securities Institutional LLC|356
IVAL|ALPHA ARCHITECT INTL|CTDL|Citadel Derivatives Group Llc|1100
IVAL|ALPHA ARCHITECT INTL|DBAX|Deutsche Bank Securities Inc.|2800
IVAL|ALPHA ARCHITECT INTL|EBXL|EBX LLC|8500
IVAL|ALPHA ARCHITECT INTL|ETRS|E*Trade Securities LLC|16
IVAL|ALPHA ARCHITECT INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7300
IVAL|ALPHA ARCHITECT INTL|FTBR|Foliofn Investments, Inc.|228
IVAL|ALPHA ARCHITECT INTL|GTSZ|GTS SECURITIES LLC|100
IVAL|ALPHA ARCHITECT INTL|IATS|INTERACTIVE BROKERS LLC|580
IVAL|ALPHA ARCHITECT INTL|IBKR|Interactive Brokers Llc|11830
IVAL|ALPHA ARCHITECT INTL|ICBX|INSTINET, LLC|7672
IVAL|ALPHA ARCHITECT INTL|JPMX|J.P. Morgan Securities LLC|1400
IVAL|ALPHA ARCHITECT INTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|19854
IVAL|ALPHA ARCHITECT INTL|JSJX|JANE STREET CAPITAL LLC|22419
IVAL|ALPHA ARCHITECT INTL|KCGM|VIRTU Americas LLC|5411
IVAL|ALPHA ARCHITECT INTL|LEHM|Barclays Capital Inc./Le|5000
IVAL|ALPHA ARCHITECT INTL|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1298
IVAL|ALPHA ARCHITECT INTL|LIME|Lime Brokerage LLC|638
IVAL|ALPHA ARCHITECT INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5826
IVAL|ALPHA ARCHITECT INTL|MOTF|MOTIF INVESTING, INC.|1
IVAL|ALPHA ARCHITECT INTL|MSCO|MORGAN STANLEY & CO. LLC|1000
IVAL|ALPHA ARCHITECT INTL|MSPL|MORGAN STANLEY & CO. LLC|600
IVAL|ALPHA ARCHITECT INTL|NFSC|National Financial Services LLC|39595
IVAL|ALPHA ARCHITECT INTL|NITE|VIRTU Americas LLC|8534
IVAL|ALPHA ARCHITECT INTL|RBCM|RBC CAPITAL MARKETS, LLC|3305
IVAL|ALPHA ARCHITECT INTL|SWIM|TD Ameritrade, Inc.|845
IVAL|ALPHA ARCHITECT INTL|UBSA|UBS SECURITIES LLC|19707
IVAL|ALPHA ARCHITECT INTL|UBSS|UBS Securities LLC|21757
IVAL|ALPHA ARCHITECT INTL|VGRD|Vanguard Marketing Corporation|1480
IVAL|ALPHA ARCHITECT INTL|WCHV|WELLS FARGO SECURITIES, LLC|230
IVAL|ALPHA ARCHITECT INTL|WSEA|WOLVERINE SECURITIES, LLC|59
IVAL|ALPHA ARCHITECT INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|9600
IVAL|ALPHA ARCHITECT INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6424
IVC|INVACARE CORP|ADAM|CANACCORD GENUITY INC.|118
IVC|INVACARE CORP|ALTX|Alternet Securities Inc.|820
IVC|INVACARE CORP|ANOS|ABEL/NOSER, L.L.C.|8166
IVC|INVACARE CORP|APCC|Apex Clearing Corporation|27
IVC|INVACARE CORP|BATM|CBOE TRADING, INC.|106
IVC|INVACARE CORP|BAYT|BTIG, LLC|8000
IVC|INVACARE CORP|BERN|Sanford C. Bernstein & Co., LLC|30326
IVC|INVACARE CORP|BIDS|BIDS TRADING L.P.|10300
IVC|INVACARE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5910
IVC|INVACARE CORP|BLKX|INSTINET, LLC|257408
IVC|INVACARE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|7526
IVC|INVACARE CORP|BRVL|BLAYLOCK VAN, LLC|900
IVC|INVACARE CORP|BZYD|GOLDMAN SACHS & CO. LLC|800
IVC|INVACARE CORP|CANT|Cantor Fitzgerald & Co.|200
IVC|INVACARE CORP|CHAS|Charles Schwab & Co., Inc.|1275
IVC|INVACARE CORP|CIST|Capital Institutional Services, Inc.|1518
IVC|INVACARE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82809
IVC|INVACARE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13
IVC|INVACARE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|178975
IVC|INVACARE CORP|CTDL|Citadel Derivatives Group Llc|171
IVC|INVACARE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|35372
IVC|INVACARE CORP|DBAB|Deutsche Bank Securities Inc.|17720
IVC|INVACARE CORP|DBAX|Deutsche Bank Securities Inc.|169400
IVC|INVACARE CORP|DEGS|RONIN PROFESSIONAL LLC|682
IVC|INVACARE CORP|EBXL|EBX LLC|58100
IVC|INVACARE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|19384
IVC|INVACARE CORP|EDJO|Edward D. Jones & Co., L.P.|224
IVC|INVACARE CORP|EGAM|CBOE TRADING, INC.|6080
IVC|INVACARE CORP|EGXM|CBOE TRADING, INC.|1504
IVC|INVACARE CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|23585
IVC|INVACARE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|189
IVC|INVACARE CORP|ETRS|E*Trade Securities LLC|1888
IVC|INVACARE CORP|FILL|Tradestation Securities, Inc.|50
IVC|INVACARE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
IVC|INVACARE CORP|FQLS|Quantlab Securities LP|15138
IVC|INVACARE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33536
IVC|INVACARE CORP|FTBR|Foliofn Investments, Inc.|62
IVC|INVACARE CORP|GLIS|TD Securities Inc|642
IVC|INVACARE CORP|GLPX|ACS EXECUTION SERVICES, LLC|1930
IVC|INVACARE CORP|GSCO|GOLDMAN SACHS & CO. LLC|389383
IVC|INVACARE CORP|GSCS|GOLDMAN SACHS & CO. LLC|10118
IVC|INVACARE CORP|GSLT|GOLDMAN SACHS & CO. LLC|552
IVC|INVACARE CORP|GTSZ|GTS SECURITIES LLC|37517
IVC|INVACARE CORP|HRBF|American Enterprise Investment Services Inc.|428
IVC|INVACARE CORP|HSBC|HSBC Securities, Inc.|1545
IVC|INVACARE CORP|IATS|INTERACTIVE BROKERS LLC|3105
IVC|INVACARE CORP|IBKR|Interactive Brokers Llc|5722
IVC|INVACARE CORP|ICBX|INSTINET, LLC|20023
IVC|INVACARE CORP|IEQY|CITADEL SECURITIES LLC|1762
IVC|INVACARE CORP|INCA|INSTINET, LLC|46283
IVC|INVACARE CORP|INJX|INSTINET, LLC|10693
IVC|INVACARE CORP|ITGI|ITG Inc.|9985
IVC|INVACARE CORP|ITGP|ITG INC.|57000
IVC|INVACARE CORP|JEFF|JEFFERIES LLC|399608
IVC|INVACARE CORP|JMPT|JUMP TRADING, LLC|3965
IVC|INVACARE CORP|JPBX|J.P. MORGAN SECURITIES LLC|4918
IVC|INVACARE CORP|JPMX|J.P. Morgan Securities LLC|517960
IVC|INVACARE CORP|JSJX|JANE STREET CAPITAL LLC|11231
IVC|INVACARE CORP|KCGM|VIRTU Americas LLC|19367
IVC|INVACARE CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|57500
IVC|INVACARE CORP|LEHM|Barclays Capital Inc./Le|96512
IVC|INVACARE CORP|LIME|Lime Brokerage LLC|11278
IVC|INVACARE CORP|LOOP|Loop Capital Markets LLC|200
IVC|INVACARE CORP|LQNA|LIQUIDNET, INC.|37900
IVC|INVACARE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86800
IVC|INVACARE CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
IVC|INVACARE CORP|MSCO|MORGAN STANLEY & CO. LLC|434313
IVC|INVACARE CORP|MSPL|MORGAN STANLEY & CO. LLC|192900
IVC|INVACARE CORP|MSTX|MORGAN STANLEY & CO. LLC|43300
IVC|INVACARE CORP|NFSC|National Financial Services LLC|85808
IVC|INVACARE CORP|NITE|VIRTU Americas LLC|85609
IVC|INVACARE CORP|NITP|VIRTU Americas LLC|5818
IVC|INVACARE CORP|NQRB|Brut, LLC|717
IVC|INVACARE CORP|OTAA|OTA LLC|5335
IVC|INVACARE CORP|PDQM|CODA MARKETS, INC.|18612
IVC|INVACARE CORP|PWJC|UBS Financial Services, Inc.|4100
IVC|INVACARE CORP|QMSR|QUATTRO M SECURITIES INC.|985
IVC|INVACARE CORP|RBCM|RBC CAPITAL MARKETS, LLC|196
IVC|INVACARE CORP|SAGW|SAGETRADER, LLC|52
IVC|INVACARE CORP|SBSH|Citigroup Global Markets Inc.|20423
IVC|INVACARE CORP|SCMC|Scotia Capital Markets (USA) Inc.|172000
IVC|INVACARE CORP|SGMT|GOLDMAN SACHS & CO. LLC|62447
IVC|INVACARE CORP|SPDR|SPEEDROUTE LLC|5598
IVC|INVACARE CORP|SPHN|Stephens Inc.|150
IVC|INVACARE CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
IVC|INVACARE CORP|SWIM|TD Ameritrade, Inc.|2600
IVC|INVACARE CORP|TRBT|Tradebot Systems, Inc.|1125
IVC|INVACARE CORP|TRCM|TRC MARKETS LLC|6899
IVC|INVACARE CORP|UBSA|UBS SECURITIES LLC|280692
IVC|INVACARE CORP|UBSS|UBS Securities LLC|147041
IVC|INVACARE CORP|VALX|VIRTU AMERICAS LLC|16808
IVC|INVACARE CORP|VGRD|Vanguard Marketing Corporation|133
IVC|INVACARE CORP|WCHV|WELLS FARGO SECURITIES, LLC|77146
IVC|INVACARE CORP|WEDB|WEDBUSH SECURITIES INC.|65
IVC|INVACARE CORP|WEED|Weeden & Co.L.P.|2000
IVC|INVACARE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2205
IVC|INVACARE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24986
IVC|INVACARE CORP|WSEA|WOLVERINE SECURITIES, LLC|1102
IVC|INVACARE CORP|XIST|INSTINET, LLC|5000
IVC|INVACARE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|16936
IVC|INVACARE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|50
IVC|INVACARE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3745
IVE|ISHARES S&P 500 VALU|AGCP|AEGIS CAPITAL CORP.|89
IVE|ISHARES S&P 500 VALU|ALTX|Alternet Securities Inc.|25072
IVE|ISHARES S&P 500 VALU|APCC|Apex Clearing Corporation|60450
IVE|ISHARES S&P 500 VALU|BALE|M&T SECURITIES, INC.|981
IVE|ISHARES S&P 500 VALU|BANK|Primevest Financial Services, Inc.|4689
IVE|ISHARES S&P 500 VALU|BARD|Robert W. Baird & Co. Incorporated|9747
IVE|ISHARES S&P 500 VALU|BATM|CBOE TRADING, INC.|3869
IVE|ISHARES S&P 500 VALU|BBNT|BB&T SECURITIES, LLC|1786
IVE|ISHARES S&P 500 VALU|BERN|Sanford C. Bernstein & Co., LLC|5580
IVE|ISHARES S&P 500 VALU|BIDS|BIDS TRADING L.P.|3000
IVE|ISHARES S&P 500 VALU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25411
IVE|ISHARES S&P 500 VALU|BNPX|BNP PARIBAS SECURITIES CORP.|260443
IVE|ISHARES S&P 500 VALU|BTIG|BTIG, LLC|19729
IVE|ISHARES S&P 500 VALU|CANT|Cantor Fitzgerald & Co.|144370
IVE|ISHARES S&P 500 VALU|CHAS|Charles Schwab & Co., Inc.|12481
IVE|ISHARES S&P 500 VALU|CICF|Canaccord Genuity Corp.|1005
IVE|ISHARES S&P 500 VALU|CIST|Capital Institutional Services, Inc.|7394
IVE|ISHARES S&P 500 VALU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36255
IVE|ISHARES S&P 500 VALU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IVE|ISHARES S&P 500 VALU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|156778
IVE|ISHARES S&P 500 VALU|CSIN|Citadel Securities Institutional LLC|3076138
IVE|ISHARES S&P 500 VALU|CTDL|Citadel Derivatives Group Llc|3018170
IVE|ISHARES S&P 500 VALU|CXCX|CITIGROUP GLOBAL MARKETS INC.|17290
IVE|ISHARES S&P 500 VALU|DBAB|Deutsche Bank Securities Inc.|870983
IVE|ISHARES S&P 500 VALU|DBAX|Deutsche Bank Securities Inc.|168600
IVE|ISHARES S&P 500 VALU|DCHF|Dart Executions, LLC|100
IVE|ISHARES S&P 500 VALU|DEAN|MORGAN STANLEY|66409
IVE|ISHARES S&P 500 VALU|DEGS|RONIN PROFESSIONAL LLC|6081
IVE|ISHARES S&P 500 VALU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|98
IVE|ISHARES S&P 500 VALU|EBXL|EBX LLC|225300
IVE|ISHARES S&P 500 VALU|ECUT|CONVERGEX EXECUTION SOLUTIONS|9624
IVE|ISHARES S&P 500 VALU|EDJO|Edward D. Jones & Co., L.P.|1716715
IVE|ISHARES S&P 500 VALU|EGAM|CBOE TRADING, INC.|8060
IVE|ISHARES S&P 500 VALU|EGAW|CBOE TRADING, INC.|500
IVE|ISHARES S&P 500 VALU|EGMT|EG MARKET TECHNOLOGIES LLC|100
IVE|ISHARES S&P 500 VALU|EGXM|CBOE TRADING, INC.|2472
IVE|ISHARES S&P 500 VALU|ETBE|Electronic Transaction Clearing, Inc.|17072
IVE|ISHARES S&P 500 VALU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23033
IVE|ISHARES S&P 500 VALU|ETRS|E*Trade Securities LLC|3086
IVE|ISHARES S&P 500 VALU|FBSB|U.S. Bancorp Investments, Inc.|620
IVE|ISHARES S&P 500 VALU|FILL|Tradestation Securities, Inc.|102
IVE|ISHARES S&P 500 VALU|FINX|FINTECH SECURITIES|2785
IVE|ISHARES S&P 500 VALU|FMAF|NBCN Inc./ CDS|1210
IVE|ISHARES S&P 500 VALU|FQLS|Quantlab Securities LP|55052
IVE|ISHARES S&P 500 VALU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35290
IVE|ISHARES S&P 500 VALU|FTBR|Foliofn Investments, Inc.|6117
IVE|ISHARES S&P 500 VALU|GLIS|TD Securities Inc|50
IVE|ISHARES S&P 500 VALU|GLPX|ACS EXECUTION SERVICES, LLC|207
IVE|ISHARES S&P 500 VALU|GSCO|GOLDMAN SACHS & CO. LLC|1700835
IVE|ISHARES S&P 500 VALU|GSCS|GOLDMAN SACHS & CO. LLC|2300
IVE|ISHARES S&P 500 VALU|GSLT|GOLDMAN SACHS & CO. LLC|16908
IVE|ISHARES S&P 500 VALU|GTSZ|GTS SECURITIES LLC|1531432
IVE|ISHARES S&P 500 VALU|HRBF|American Enterprise Investment Services Inc.|80685
IVE|ISHARES S&P 500 VALU|IATS|INTERACTIVE BROKERS LLC|1652
IVE|ISHARES S&P 500 VALU|IBKR|Interactive Brokers Llc|2615
IVE|ISHARES S&P 500 VALU|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8065
IVE|ISHARES S&P 500 VALU|ICBX|INSTINET, LLC|258234
IVE|ISHARES S&P 500 VALU|INCA|INSTINET, LLC|64397
IVE|ISHARES S&P 500 VALU|INJX|INSTINET, LLC|26692
IVE|ISHARES S&P 500 VALU|ITGI|ITG Inc.|46365
IVE|ISHARES S&P 500 VALU|ITGP|ITG INC.|32800
IVE|ISHARES S&P 500 VALU|JANY|Janney Montgomery Scott Inc.|11951
IVE|ISHARES S&P 500 VALU|JEFF|JEFFERIES LLC|817683
IVE|ISHARES S&P 500 VALU|JMPT|JUMP TRADING, LLC|26591
IVE|ISHARES S&P 500 VALU|JPMX|J.P. Morgan Securities LLC|54252
IVE|ISHARES S&P 500 VALU|JSEB|JANE STREET EXECUTION SERVICES, LLC|1548745
IVE|ISHARES S&P 500 VALU|JSJX|JANE STREET CAPITAL LLC|330432
IVE|ISHARES S&P 500 VALU|KCGM|VIRTU Americas LLC|24511
IVE|ISHARES S&P 500 VALU|LEHM|Barclays Capital Inc./Le|373808
IVE|ISHARES S&P 500 VALU|LIME|Lime Brokerage LLC|22905
IVE|ISHARES S&P 500 VALU|LSCI|Lek Securities Corporation|774
IVE|ISHARES S&P 500 VALU|MACC|Mid Atlantic Capital Corporation|526
IVE|ISHARES S&P 500 VALU|MAXM|Maxim Group LLC|10550
IVE|ISHARES S&P 500 VALU|MCBT|Moors & Cabot, Inc.|197
IVE|ISHARES S&P 500 VALU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|110768
IVE|ISHARES S&P 500 VALU|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8336
IVE|ISHARES S&P 500 VALU|MOTF|MOTIF INVESTING, INC.|2
IVE|ISHARES S&P 500 VALU|MSCO|MORGAN STANLEY & CO. LLC|3050577
IVE|ISHARES S&P 500 VALU|MSPL|MORGAN STANLEY & CO. LLC|18700
IVE|ISHARES S&P 500 VALU|MSTX|MORGAN STANLEY & CO. LLC|1800
IVE|ISHARES S&P 500 VALU|NATL|National Securities Corporation|36
IVE|ISHARES S&P 500 VALU|NBCS|NBC Securities, INC.|402
IVE|ISHARES S&P 500 VALU|NFSC|National Financial Services LLC|833464
IVE|ISHARES S&P 500 VALU|NITE|VIRTU Americas LLC|763549
IVE|ISHARES S&P 500 VALU|NITP|VIRTU Americas LLC|121807
IVE|ISHARES S&P 500 VALU|NQRB|Brut, LLC|1138
IVE|ISHARES S&P 500 VALU|NTBF|BMO Nesbitt Burns Inc./CDS|20
IVE|ISHARES S&P 500 VALU|NTRC|Northern Trust Securities, Inc.|110
IVE|ISHARES S&P 500 VALU|OHOS|TWO SIGMA SECURITIES, LLC|107951
IVE|ISHARES S&P 500 VALU|OPCO|Oppenheimer & Co. Inc.|933
IVE|ISHARES S&P 500 VALU|PDQM|CODA MARKETS, INC.|3137
IVE|ISHARES S&P 500 VALU|PHLY|NASDAQ Execution Services, LLC|2000
IVE|ISHARES S&P 500 VALU|PWJC|UBS Financial Services, Inc.|311
IVE|ISHARES S&P 500 VALU|RBCM|RBC CAPITAL MARKETS, LLC|11351
IVE|ISHARES S&P 500 VALU|SALI|INTL FCSTONE FINANCIAL INC.|574
IVE|ISHARES S&P 500 VALU|SBSH|Citigroup Global Markets Inc.|21119
IVE|ISHARES S&P 500 VALU|SEIC|SEI Investments Distribution Co.|17457
IVE|ISHARES S&P 500 VALU|SGMT|GOLDMAN SACHS & CO. LLC|122092
IVE|ISHARES S&P 500 VALU|SHMR|ABN Amro Clearing LLC|5590
IVE|ISHARES S&P 500 VALU|SOGO|Wang Investment Associates, Inc.|9
IVE|ISHARES S&P 500 VALU|SPHN|Stephens Inc.|318
IVE|ISHARES S&P 500 VALU|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
IVE|ISHARES S&P 500 VALU|STFL|Stifel, Nicolaus & Company, Incorporated|65735
IVE|ISHARES S&P 500 VALU|SWIM|TD Ameritrade, Inc.|1465
IVE|ISHARES S&P 500 VALU|SWST|Hilltop Securities Inc.|1917
IVE|ISHARES S&P 500 VALU|TKNG|ALLY INVEST SECURITIES LLC|85
IVE|ISHARES S&P 500 VALU|TRBT|Tradebot Systems, Inc.|278124
IVE|ISHARES S&P 500 VALU|TRCM|TRC MARKETS LLC|748901
IVE|ISHARES S&P 500 VALU|UBSA|UBS SECURITIES LLC|236113
IVE|ISHARES S&P 500 VALU|UBSS|UBS Securities LLC|401935
IVE|ISHARES S&P 500 VALU|VALX|VIRTU AMERICAS LLC|2645
IVE|ISHARES S&P 500 VALU|VGRD|Vanguard Marketing Corporation|4258
IVE|ISHARES S&P 500 VALU|WABR|Wall Street Access|14215
IVE|ISHARES S&P 500 VALU|WBLR|WILLIAM BLAIR|13
IVE|ISHARES S&P 500 VALU|WCHV|WELLS FARGO SECURITIES, LLC|246487
IVE|ISHARES S&P 500 VALU|WEDB|WEDBUSH SECURITIES INC.|25
IVE|ISHARES S&P 500 VALU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1585
IVE|ISHARES S&P 500 VALU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7128
IVE|ISHARES S&P 500 VALU|WLTH|WEALTHFRONT BROKERAGE CORPORATION|869
IVE|ISHARES S&P 500 VALU|WORD|Worden Capital Management LLC|57
IVE|ISHARES S&P 500 VALU|WSEA|WOLVERINE SECURITIES, LLC|3740
IVE|ISHARES S&P 500 VALU|XPUS|XP SECURITIES, LLC|123
IVE|ISHARES S&P 500 VALU|XSTM|NATIONAL FINANCIAL SERVICES LLC|1754
IVE|ISHARES S&P 500 VALU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|112007
IVENC|IVY FOCUSED ENERGY N|FTBR|Foliofn Investments, Inc.|55
IVENC|IVY FOCUSED ENERGY N|NITE|VIRTU Americas LLC|55
IVFGC|IVY FCSD GRTH NXTSHR|FTBR|Foliofn Investments, Inc.|10
IVFGC|IVY FCSD GRTH NXTSHR|NITE|VIRTU Americas LLC|10
IVFVC|IVY FCSD VAL NXTSHRS|FTBR|Foliofn Investments, Inc.|8
IVFVC|IVY FCSD VAL NXTSHRS|NITE|VIRTU Americas LLC|8
IVH|IVY HIGH INCOME OPPY|ALTX|Alternet Securities Inc.|700
IVH|IVY HIGH INCOME OPPY|APCC|Apex Clearing Corporation|40
IVH|IVY HIGH INCOME OPPY|BARD|Robert W. Baird & Co. Incorporated|17812
IVH|IVY HIGH INCOME OPPY|BATM|CBOE TRADING, INC.|82
IVH|IVY HIGH INCOME OPPY|BBNT|BB&T SECURITIES, LLC|2000
IVH|IVY HIGH INCOME OPPY|BTIG|BTIG, LLC|3885
IVH|IVY HIGH INCOME OPPY|CANT|Cantor Fitzgerald & Co.|415
IVH|IVY HIGH INCOME OPPY|CHAS|Charles Schwab & Co., Inc.|352
IVH|IVY HIGH INCOME OPPY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3463
IVH|IVY HIGH INCOME OPPY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3746
IVH|IVY HIGH INCOME OPPY|CTDL|Citadel Derivatives Group Llc|14
IVH|IVY HIGH INCOME OPPY|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
IVH|IVY HIGH INCOME OPPY|DADA|D.A. Davidson & Co.|1534
IVH|IVY HIGH INCOME OPPY|DBAX|Deutsche Bank Securities Inc.|700
IVH|IVY HIGH INCOME OPPY|DEAN|MORGAN STANLEY|3296
IVH|IVY HIGH INCOME OPPY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37342
IVH|IVY HIGH INCOME OPPY|EBXL|EBX LLC|3600
IVH|IVY HIGH INCOME OPPY|ECUT|CONVERGEX EXECUTION SOLUTIONS|3505
IVH|IVY HIGH INCOME OPPY|EGAM|CBOE TRADING, INC.|100
IVH|IVY HIGH INCOME OPPY|EGXM|CBOE TRADING, INC.|200
IVH|IVY HIGH INCOME OPPY|EGXW|CBOE TRADING, INC.|30
IVH|IVY HIGH INCOME OPPY|ESPO|ESPOSITO SECURITIES, LLC|13081
IVH|IVY HIGH INCOME OPPY|ETBE|Electronic Transaction Clearing, Inc.|300
IVH|IVY HIGH INCOME OPPY|ETRS|E*Trade Securities LLC|3497
IVH|IVY HIGH INCOME OPPY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3232
IVH|IVY HIGH INCOME OPPY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2022
IVH|IVY HIGH INCOME OPPY|FTBR|Foliofn Investments, Inc.|793
IVH|IVY HIGH INCOME OPPY|GLPX|ACS EXECUTION SERVICES, LLC|800
IVH|IVY HIGH INCOME OPPY|GSCO|GOLDMAN SACHS & CO. LLC|8507
IVH|IVY HIGH INCOME OPPY|GSCS|GOLDMAN SACHS & CO. LLC|849
IVH|IVY HIGH INCOME OPPY|HRBF|American Enterprise Investment Services Inc.|36439
IVH|IVY HIGH INCOME OPPY|IATS|INTERACTIVE BROKERS LLC|3343
IVH|IVY HIGH INCOME OPPY|IBKR|Interactive Brokers Llc|3988
IVH|IVY HIGH INCOME OPPY|ICBX|INSTINET, LLC|500
IVH|IVY HIGH INCOME OPPY|INCA|INSTINET, LLC|842
IVH|IVY HIGH INCOME OPPY|ITGI|ITG Inc.|953
IVH|IVY HIGH INCOME OPPY|ITGP|ITG INC.|23600
IVH|IVY HIGH INCOME OPPY|JANY|Janney Montgomery Scott Inc.|3809
IVH|IVY HIGH INCOME OPPY|JPMX|J.P. Morgan Securities LLC|3466
IVH|IVY HIGH INCOME OPPY|KCGM|VIRTU Americas LLC|682
IVH|IVY HIGH INCOME OPPY|LEHM|Barclays Capital Inc./Le|2600
IVH|IVY HIGH INCOME OPPY|LIME|Lime Brokerage LLC|545
IVH|IVY HIGH INCOME OPPY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2093
IVH|IVY HIGH INCOME OPPY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4880
IVH|IVY HIGH INCOME OPPY|MOTF|MOTIF INVESTING, INC.|1
IVH|IVY HIGH INCOME OPPY|MSCO|MORGAN STANLEY & CO. LLC|70664
IVH|IVY HIGH INCOME OPPY|MSPL|MORGAN STANLEY & CO. LLC|7100
IVH|IVY HIGH INCOME OPPY|MSTX|MORGAN STANLEY & CO. LLC|600
IVH|IVY HIGH INCOME OPPY|NFSC|National Financial Services LLC|61396
IVH|IVY HIGH INCOME OPPY|NITE|VIRTU Americas LLC|134745
IVH|IVY HIGH INCOME OPPY|NITP|VIRTU Americas LLC|400
IVH|IVY HIGH INCOME OPPY|NQRB|Brut, LLC|2900
IVH|IVY HIGH INCOME OPPY|PDQM|CODA MARKETS, INC.|1800
IVH|IVY HIGH INCOME OPPY|PWJC|UBS Financial Services, Inc.|750
IVH|IVY HIGH INCOME OPPY|RBCM|RBC CAPITAL MARKETS, LLC|3801
IVH|IVY HIGH INCOME OPPY|SAGC|SAGETRADER, LLC|400
IVH|IVY HIGH INCOME OPPY|SALI|INTL FCSTONE FINANCIAL INC.|795
IVH|IVY HIGH INCOME OPPY|SBSH|Citigroup Global Markets Inc.|22904
IVH|IVY HIGH INCOME OPPY|SGMT|GOLDMAN SACHS & CO. LLC|5115
IVH|IVY HIGH INCOME OPPY|STFL|Stifel, Nicolaus & Company, Incorporated|3656
IVH|IVY HIGH INCOME OPPY|SWIM|TD Ameritrade, Inc.|5075
IVH|IVY HIGH INCOME OPPY|SWST|Hilltop Securities Inc.|10664
IVH|IVY HIGH INCOME OPPY|TRBT|Tradebot Systems, Inc.|1789
IVH|IVY HIGH INCOME OPPY|UBSA|UBS SECURITIES LLC|7640
IVH|IVY HIGH INCOME OPPY|UBSS|UBS Securities LLC|24150
IVH|IVY HIGH INCOME OPPY|VALX|VIRTU AMERICAS LLC|200
IVH|IVY HIGH INCOME OPPY|VGRD|Vanguard Marketing Corporation|13493
IVH|IVY HIGH INCOME OPPY|WCHV|WELLS FARGO SECURITIES, LLC|55276
IVH|IVY HIGH INCOME OPPY|WEDB|WEDBUSH SECURITIES INC.|886
IVH|IVY HIGH INCOME OPPY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1067
IVH|IVY HIGH INCOME OPPY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4008
IVH|IVY HIGH INCOME OPPY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
IVH|IVY HIGH INCOME OPPY|WSEA|WOLVERINE SECURITIES, LLC|2051
IVH|IVY HIGH INCOME OPPY|YKNA|COMHAR CAPITAL MARKETS, LLC|500
IVH|IVY HIGH INCOME OPPY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2181
IVLU|ISHARES MSCI VALUE|APCC|Apex Clearing Corporation|120
IVLU|ISHARES MSCI VALUE|BANK|Primevest Financial Services, Inc.|74
IVLU|ISHARES MSCI VALUE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|148
IVLU|ISHARES MSCI VALUE|BTIG|BTIG, LLC|400
IVLU|ISHARES MSCI VALUE|CANT|Cantor Fitzgerald & Co.|10670
IVLU|ISHARES MSCI VALUE|CHAS|Charles Schwab & Co., Inc.|3
IVLU|ISHARES MSCI VALUE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2062
IVLU|ISHARES MSCI VALUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2622
IVLU|ISHARES MSCI VALUE|CSIN|Citadel Securities Institutional LLC|3313
IVLU|ISHARES MSCI VALUE|CTDL|Citadel Derivatives Group Llc|44440
IVLU|ISHARES MSCI VALUE|DBAX|Deutsche Bank Securities Inc.|3600
IVLU|ISHARES MSCI VALUE|EBXL|EBX LLC|2500
IVLU|ISHARES MSCI VALUE|ETRS|E*Trade Securities LLC|1101
IVLU|ISHARES MSCI VALUE|FTBR|Foliofn Investments, Inc.|6
IVLU|ISHARES MSCI VALUE|GEBB|GLOBAL EXECUTION BROKERS, LP|600
IVLU|ISHARES MSCI VALUE|GLPX|ACS EXECUTION SERVICES, LLC|1000
IVLU|ISHARES MSCI VALUE|GSLT|GOLDMAN SACHS & CO. LLC|338
IVLU|ISHARES MSCI VALUE|HRBF|American Enterprise Investment Services Inc.|80
IVLU|ISHARES MSCI VALUE|IATS|INTERACTIVE BROKERS LLC|400
IVLU|ISHARES MSCI VALUE|IBKR|Interactive Brokers Llc|5143
IVLU|ISHARES MSCI VALUE|ICBX|INSTINET, LLC|3330
IVLU|ISHARES MSCI VALUE|INCA|INSTINET, LLC|2600
IVLU|ISHARES MSCI VALUE|ITGI|ITG Inc.|753295
IVLU|ISHARES MSCI VALUE|ITGP|ITG INC.|5800
IVLU|ISHARES MSCI VALUE|JANY|Janney Montgomery Scott Inc.|2688
IVLU|ISHARES MSCI VALUE|JPMX|J.P. Morgan Securities LLC|5800
IVLU|ISHARES MSCI VALUE|JSEB|JANE STREET EXECUTION SERVICES, LLC|183417
IVLU|ISHARES MSCI VALUE|JSJX|JANE STREET CAPITAL LLC|50884
IVLU|ISHARES MSCI VALUE|KCGM|VIRTU Americas LLC|4608
IVLU|ISHARES MSCI VALUE|LEHM|Barclays Capital Inc./Le|5499
IVLU|ISHARES MSCI VALUE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3809
IVLU|ISHARES MSCI VALUE|LIME|Lime Brokerage LLC|2091
IVLU|ISHARES MSCI VALUE|MACC|Mid Atlantic Capital Corporation|862
IVLU|ISHARES MSCI VALUE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4536
IVLU|ISHARES MSCI VALUE|MSCO|MORGAN STANLEY & CO. LLC|14380
IVLU|ISHARES MSCI VALUE|MSPL|MORGAN STANLEY & CO. LLC|800
IVLU|ISHARES MSCI VALUE|NFSC|National Financial Services LLC|27886
IVLU|ISHARES MSCI VALUE|NITE|VIRTU Americas LLC|50609
IVLU|ISHARES MSCI VALUE|NQRB|Brut, LLC|500
IVLU|ISHARES MSCI VALUE|OLDM|OLD MISSION CAPITAL, LLC|800
IVLU|ISHARES MSCI VALUE|PDQM|CODA MARKETS, INC.|3600
IVLU|ISHARES MSCI VALUE|RBCM|RBC CAPITAL MARKETS, LLC|14
IVLU|ISHARES MSCI VALUE|SBSH|Citigroup Global Markets Inc.|1
IVLU|ISHARES MSCI VALUE|SGMT|GOLDMAN SACHS & CO. LLC|1085
IVLU|ISHARES MSCI VALUE|SPDR|SPEEDROUTE LLC|1400
IVLU|ISHARES MSCI VALUE|SWIM|TD Ameritrade, Inc.|635
IVLU|ISHARES MSCI VALUE|UBSA|UBS SECURITIES LLC|14498
IVLU|ISHARES MSCI VALUE|UBSS|UBS Securities LLC|5638
IVLU|ISHARES MSCI VALUE|VGRD|Vanguard Marketing Corporation|73
IVLU|ISHARES MSCI VALUE|WSEA|WOLVERINE SECURITIES, LLC|9
IVLU|ISHARES MSCI VALUE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4437
IVOG|VANGUARD MC400GRETF|AGIS|Aegis Capital Corp.|1463
IVOG|VANGUARD MC400GRETF|APCC|Apex Clearing Corporation|198
IVOG|VANGUARD MC400GRETF|BBNT|BB&T SECURITIES, LLC|70
IVOG|VANGUARD MC400GRETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|82
IVOG|VANGUARD MC400GRETF|CANT|Cantor Fitzgerald & Co.|316
IVOG|VANGUARD MC400GRETF|CHAS|Charles Schwab & Co., Inc.|10
IVOG|VANGUARD MC400GRETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44
IVOG|VANGUARD MC400GRETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4337
IVOG|VANGUARD MC400GRETF|CTDL|Citadel Derivatives Group Llc|200
IVOG|VANGUARD MC400GRETF|DBAX|Deutsche Bank Securities Inc.|100
IVOG|VANGUARD MC400GRETF|DEAN|MORGAN STANLEY|1276
IVOG|VANGUARD MC400GRETF|EBXL|EBX LLC|100
IVOG|VANGUARD MC400GRETF|EDJO|Edward D. Jones & Co., L.P.|259
IVOG|VANGUARD MC400GRETF|EGXM|CBOE TRADING, INC.|6114
IVOG|VANGUARD MC400GRETF|EGXW|CBOE TRADING, INC.|100
IVOG|VANGUARD MC400GRETF|ETRS|E*Trade Securities LLC|3291
IVOG|VANGUARD MC400GRETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8
IVOG|VANGUARD MC400GRETF|FTBR|Foliofn Investments, Inc.|295
IVOG|VANGUARD MC400GRETF|GSLT|GOLDMAN SACHS & CO. LLC|300
IVOG|VANGUARD MC400GRETF|HRBF|American Enterprise Investment Services Inc.|2432
IVOG|VANGUARD MC400GRETF|IATS|INTERACTIVE BROKERS LLC|5
IVOG|VANGUARD MC400GRETF|IBKR|Interactive Brokers Llc|5
IVOG|VANGUARD MC400GRETF|JPMX|J.P. Morgan Securities LLC|288
IVOG|VANGUARD MC400GRETF|JSJX|JANE STREET CAPITAL LLC|18930
IVOG|VANGUARD MC400GRETF|KCGM|VIRTU Americas LLC|1956
IVOG|VANGUARD MC400GRETF|LEHM|Barclays Capital Inc./Le|372
IVOG|VANGUARD MC400GRETF|LIME|Lime Brokerage LLC|4195
IVOG|VANGUARD MC400GRETF|MACC|Mid Atlantic Capital Corporation|107
IVOG|VANGUARD MC400GRETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IVOG|VANGUARD MC400GRETF|MSCO|MORGAN STANLEY & CO. LLC|12458
IVOG|VANGUARD MC400GRETF|MSPL|MORGAN STANLEY & CO. LLC|100
IVOG|VANGUARD MC400GRETF|NFSC|National Financial Services LLC|9681
IVOG|VANGUARD MC400GRETF|NITE|VIRTU Americas LLC|23422
IVOG|VANGUARD MC400GRETF|PDQM|CODA MARKETS, INC.|2401
IVOG|VANGUARD MC400GRETF|PWJC|UBS Financial Services, Inc.|129
IVOG|VANGUARD MC400GRETF|RBCM|RBC CAPITAL MARKETS, LLC|342
IVOG|VANGUARD MC400GRETF|STFL|Stifel, Nicolaus & Company, Incorporated|2268
IVOG|VANGUARD MC400GRETF|SWIM|TD Ameritrade, Inc.|9
IVOG|VANGUARD MC400GRETF|UBSA|UBS SECURITIES LLC|2431
IVOG|VANGUARD MC400GRETF|UBSS|UBS Securities LLC|3611
IVOG|VANGUARD MC400GRETF|VGRD|Vanguard Marketing Corporation|27494
IVOG|VANGUARD MC400GRETF|WCHV|WELLS FARGO SECURITIES, LLC|2774
IVOG|VANGUARD MC400GRETF|WSEA|WOLVERINE SECURITIES, LLC|1
IVOG|VANGUARD MC400GRETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2367
IVOO|VANGUARD MDCAP400ETF|APCC|Apex Clearing Corporation|51
IVOO|VANGUARD MDCAP400ETF|BARD|Robert W. Baird & Co. Incorporated|65
IVOO|VANGUARD MDCAP400ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|221
IVOO|VANGUARD MDCAP400ETF|CANT|Cantor Fitzgerald & Co.|1093
IVOO|VANGUARD MDCAP400ETF|CHAS|Charles Schwab & Co., Inc.|103
IVOO|VANGUARD MDCAP400ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1677
IVOO|VANGUARD MDCAP400ETF|DBAX|Deutsche Bank Securities Inc.|100
IVOO|VANGUARD MDCAP400ETF|DEAN|MORGAN STANLEY|4442
IVOO|VANGUARD MDCAP400ETF|EBXL|EBX LLC|200
IVOO|VANGUARD MDCAP400ETF|EDJO|Edward D. Jones & Co., L.P.|97
IVOO|VANGUARD MDCAP400ETF|ETRS|E*Trade Securities LLC|5247
IVOO|VANGUARD MDCAP400ETF|FBSB|U.S. Bancorp Investments, Inc.|10
IVOO|VANGUARD MDCAP400ETF|FMAF|NBCN Inc./ CDS|215
IVOO|VANGUARD MDCAP400ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|256
IVOO|VANGUARD MDCAP400ETF|FTBR|Foliofn Investments, Inc.|4
IVOO|VANGUARD MDCAP400ETF|GSCO|GOLDMAN SACHS & CO. LLC|3039
IVOO|VANGUARD MDCAP400ETF|GSLT|GOLDMAN SACHS & CO. LLC|52
IVOO|VANGUARD MDCAP400ETF|GTSZ|GTS SECURITIES LLC|212
IVOO|VANGUARD MDCAP400ETF|HRBF|American Enterprise Investment Services Inc.|13562
IVOO|VANGUARD MDCAP400ETF|IBKR|Interactive Brokers Llc|844
IVOO|VANGUARD MDCAP400ETF|ICBX|INSTINET, LLC|100
IVOO|VANGUARD MDCAP400ETF|INCA|INSTINET, LLC|1
IVOO|VANGUARD MDCAP400ETF|ITGI|ITG Inc.|1126
IVOO|VANGUARD MDCAP400ETF|JANY|Janney Montgomery Scott Inc.|76
IVOO|VANGUARD MDCAP400ETF|JONE|JonesTrading|37800
IVOO|VANGUARD MDCAP400ETF|JPMX|J.P. Morgan Securities LLC|600
IVOO|VANGUARD MDCAP400ETF|JSJX|JANE STREET CAPITAL LLC|50778
IVOO|VANGUARD MDCAP400ETF|KCGM|VIRTU Americas LLC|76
IVOO|VANGUARD MDCAP400ETF|LEHM|Barclays Capital Inc./Le|1329
IVOO|VANGUARD MDCAP400ETF|LIME|Lime Brokerage LLC|5800
IVOO|VANGUARD MDCAP400ETF|MACC|Mid Atlantic Capital Corporation|88
IVOO|VANGUARD MDCAP400ETF|MBTS|ALLY INVEST SECURITIES LLC|3
IVOO|VANGUARD MDCAP400ETF|MOTF|MOTIF INVESTING, INC.|2
IVOO|VANGUARD MDCAP400ETF|MSCO|MORGAN STANLEY & CO. LLC|9831
IVOO|VANGUARD MDCAP400ETF|NFSC|National Financial Services LLC|13560
IVOO|VANGUARD MDCAP400ETF|NITE|VIRTU Americas LLC|30051
IVOO|VANGUARD MDCAP400ETF|NTRC|Northern Trust Securities, Inc.|1212
IVOO|VANGUARD MDCAP400ETF|OPCO|Oppenheimer & Co. Inc.|96
IVOO|VANGUARD MDCAP400ETF|PDQM|CODA MARKETS, INC.|12017
IVOO|VANGUARD MDCAP400ETF|PWJC|UBS Financial Services, Inc.|65
IVOO|VANGUARD MDCAP400ETF|RBCM|RBC CAPITAL MARKETS, LLC|1360
IVOO|VANGUARD MDCAP400ETF|SBSH|Citigroup Global Markets Inc.|3
IVOO|VANGUARD MDCAP400ETF|SPHN|Stephens Inc.|723
IVOO|VANGUARD MDCAP400ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1154
IVOO|VANGUARD MDCAP400ETF|SWIM|TD Ameritrade, Inc.|275
IVOO|VANGUARD MDCAP400ETF|SWST|Hilltop Securities Inc.|818
IVOO|VANGUARD MDCAP400ETF|TKNG|ALLY INVEST SECURITIES LLC|20
IVOO|VANGUARD MDCAP400ETF|UBSA|UBS SECURITIES LLC|301
IVOO|VANGUARD MDCAP400ETF|UBSS|UBS Securities LLC|23854
IVOO|VANGUARD MDCAP400ETF|VGRD|Vanguard Marketing Corporation|25178
IVOO|VANGUARD MDCAP400ETF|WCHV|WELLS FARGO SECURITIES, LLC|7464
IVOO|VANGUARD MDCAP400ETF|WSEA|WOLVERINE SECURITIES, LLC|37
IVOO|VANGUARD MDCAP400ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13529
IVOV|VANGUARD MC400VI ETF|APCC|Apex Clearing Corporation|134
IVOV|VANGUARD MC400VI ETF|BARD|Robert W. Baird & Co. Incorporated|250
IVOV|VANGUARD MC400VI ETF|BATM|CBOE TRADING, INC.|600
IVOV|VANGUARD MC400VI ETF|BBNT|BB&T SECURITIES, LLC|619
IVOV|VANGUARD MC400VI ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|208
IVOV|VANGUARD MC400VI ETF|CANT|Cantor Fitzgerald & Co.|813
IVOV|VANGUARD MC400VI ETF|CHAS|Charles Schwab & Co., Inc.|5
IVOV|VANGUARD MC400VI ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5386
IVOV|VANGUARD MC400VI ETF|DBAX|Deutsche Bank Securities Inc.|1200
IVOV|VANGUARD MC400VI ETF|DEAN|MORGAN STANLEY|597
IVOV|VANGUARD MC400VI ETF|EBXL|EBX LLC|400
IVOV|VANGUARD MC400VI ETF|EDJO|Edward D. Jones & Co., L.P.|192
IVOV|VANGUARD MC400VI ETF|ETRS|E*Trade Securities LLC|1802
IVOV|VANGUARD MC400VI ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|229
IVOV|VANGUARD MC400VI ETF|FTBR|Foliofn Investments, Inc.|29
IVOV|VANGUARD MC400VI ETF|HRBF|American Enterprise Investment Services Inc.|6141
IVOV|VANGUARD MC400VI ETF|IBKR|Interactive Brokers Llc|30
IVOV|VANGUARD MC400VI ETF|ICBX|INSTINET, LLC|1108
IVOV|VANGUARD MC400VI ETF|ITGI|ITG Inc.|2507
IVOV|VANGUARD MC400VI ETF|JANY|Janney Montgomery Scott Inc.|106
IVOV|VANGUARD MC400VI ETF|JPMX|J.P. Morgan Securities LLC|400
IVOV|VANGUARD MC400VI ETF|JSJX|JANE STREET CAPITAL LLC|10107
IVOV|VANGUARD MC400VI ETF|KCGM|VIRTU Americas LLC|2090
IVOV|VANGUARD MC400VI ETF|LEHM|Barclays Capital Inc./Le|2628
IVOV|VANGUARD MC400VI ETF|LIME|Lime Brokerage LLC|1701
IVOV|VANGUARD MC400VI ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
IVOV|VANGUARD MC400VI ETF|MOTF|MOTIF INVESTING, INC.|1
IVOV|VANGUARD MC400VI ETF|MSCO|MORGAN STANLEY & CO. LLC|8313
IVOV|VANGUARD MC400VI ETF|NFSC|National Financial Services LLC|7613
IVOV|VANGUARD MC400VI ETF|NITE|VIRTU Americas LLC|15719
IVOV|VANGUARD MC400VI ETF|PWJC|UBS Financial Services, Inc.|270
IVOV|VANGUARD MC400VI ETF|RBCM|RBC CAPITAL MARKETS, LLC|935
IVOV|VANGUARD MC400VI ETF|SGMT|GOLDMAN SACHS & CO. LLC|203
IVOV|VANGUARD MC400VI ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1492
IVOV|VANGUARD MC400VI ETF|SWIM|TD Ameritrade, Inc.|103
IVOV|VANGUARD MC400VI ETF|SWST|Hilltop Securities Inc.|43
IVOV|VANGUARD MC400VI ETF|UBSA|UBS SECURITIES LLC|8114
IVOV|VANGUARD MC400VI ETF|UBSS|UBS Securities LLC|8757
IVOV|VANGUARD MC400VI ETF|VGRD|Vanguard Marketing Corporation|31685
IVOV|VANGUARD MC400VI ETF|WCHV|WELLS FARGO SECURITIES, LLC|1736
IVOV|VANGUARD MC400VI ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4307
IVR|INVESCO MORTGAGE INC|AGIS|Aegis Capital Corp.|285
IVR|INVESCO MORTGAGE INC|ALTX|Alternet Securities Inc.|1805
IVR|INVESCO MORTGAGE INC|APCC|Apex Clearing Corporation|2572
IVR|INVESCO MORTGAGE INC|BALE|M&T SECURITIES, INC.|255
IVR|INVESCO MORTGAGE INC|BARD|Robert W. Baird & Co. Incorporated|951
IVR|INVESCO MORTGAGE INC|BATM|CBOE TRADING, INC.|8310
IVR|INVESCO MORTGAGE INC|BBNT|BB&T SECURITIES, LLC|1459
IVR|INVESCO MORTGAGE INC|BERN|Sanford C. Bernstein & Co., LLC|3700
IVR|INVESCO MORTGAGE INC|BIDS|BIDS TRADING L.P.|100
IVR|INVESCO MORTGAGE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25723
IVR|INVESCO MORTGAGE INC|BNPX|BNP PARIBAS SECURITIES CORP.|24950
IVR|INVESCO MORTGAGE INC|BRVL|BLAYLOCK VAN, LLC|600
IVR|INVESCO MORTGAGE INC|BTIG|BTIG, LLC|439224
IVR|INVESCO MORTGAGE INC|BYXM|CBOE TRADING, INC.|100
IVR|INVESCO MORTGAGE INC|BZYD|GOLDMAN SACHS & CO. LLC|1535
IVR|INVESCO MORTGAGE INC|CANT|Cantor Fitzgerald & Co.|5322
IVR|INVESCO MORTGAGE INC|CHAS|Charles Schwab & Co., Inc.|1565
IVR|INVESCO MORTGAGE INC|CIST|Capital Institutional Services, Inc.|6
IVR|INVESCO MORTGAGE INC|CLSA|CLSA AMERICAS, LLC|5300
IVR|INVESCO MORTGAGE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|126090
IVR|INVESCO MORTGAGE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|257064
IVR|INVESCO MORTGAGE INC|CTDL|Citadel Derivatives Group Llc|3870
IVR|INVESCO MORTGAGE INC|CTLR|CUTLER GROUP, LP|400
IVR|INVESCO MORTGAGE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|54788
IVR|INVESCO MORTGAGE INC|DBAB|Deutsche Bank Securities Inc.|80565
IVR|INVESCO MORTGAGE INC|DBAX|Deutsche Bank Securities Inc.|273400
IVR|INVESCO MORTGAGE INC|DEAN|MORGAN STANLEY|34732
IVR|INVESCO MORTGAGE INC|EBXL|EBX LLC|121300
IVR|INVESCO MORTGAGE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|143505
IVR|INVESCO MORTGAGE INC|EDJO|Edward D. Jones & Co., L.P.|4807
IVR|INVESCO MORTGAGE INC|EGAM|CBOE TRADING, INC.|3261
IVR|INVESCO MORTGAGE INC|EGAW|CBOE TRADING, INC.|134
IVR|INVESCO MORTGAGE INC|EGXM|CBOE TRADING, INC.|800
IVR|INVESCO MORTGAGE INC|EGXW|CBOE TRADING, INC.|100
IVR|INVESCO MORTGAGE INC|ETBE|Electronic Transaction Clearing, Inc.|1600
IVR|INVESCO MORTGAGE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
IVR|INVESCO MORTGAGE INC|ETRS|E*Trade Securities LLC|180814
IVR|INVESCO MORTGAGE INC|FBSB|U.S. Bancorp Investments, Inc.|465
IVR|INVESCO MORTGAGE INC|FILL|Tradestation Securities, Inc.|8900
IVR|INVESCO MORTGAGE INC|FMAF|NBCN Inc./ CDS|200
IVR|INVESCO MORTGAGE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3748
IVR|INVESCO MORTGAGE INC|FQLS|Quantlab Securities LP|90894
IVR|INVESCO MORTGAGE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90465
IVR|INVESCO MORTGAGE INC|FTBR|Foliofn Investments, Inc.|5271
IVR|INVESCO MORTGAGE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
IVR|INVESCO MORTGAGE INC|GLPX|ACS EXECUTION SERVICES, LLC|4261
IVR|INVESCO MORTGAGE INC|GSCO|GOLDMAN SACHS & CO. LLC|492446
IVR|INVESCO MORTGAGE INC|GSCS|GOLDMAN SACHS & CO. LLC|15500
IVR|INVESCO MORTGAGE INC|GSLT|GOLDMAN SACHS & CO. LLC|2770
IVR|INVESCO MORTGAGE INC|GTSY|GTS SECURITIES LLC|1300
IVR|INVESCO MORTGAGE INC|GTSZ|GTS SECURITIES LLC|43845
IVR|INVESCO MORTGAGE INC|HRBF|American Enterprise Investment Services Inc.|36880
IVR|INVESCO MORTGAGE INC|HSBC|HSBC Securities, Inc.|8695
IVR|INVESCO MORTGAGE INC|IATS|INTERACTIVE BROKERS LLC|4899
IVR|INVESCO MORTGAGE INC|IBKR|Interactive Brokers Llc|14882
IVR|INVESCO MORTGAGE INC|ICBX|INSTINET, LLC|72595
IVR|INVESCO MORTGAGE INC|IEQY|CITADEL SECURITIES LLC|33492
IVR|INVESCO MORTGAGE INC|INCA|INSTINET, LLC|134304
IVR|INVESCO MORTGAGE INC|INJX|INSTINET, LLC|559
IVR|INVESCO MORTGAGE INC|ITGI|ITG Inc.|62897
IVR|INVESCO MORTGAGE INC|ITGP|ITG INC.|252400
IVR|INVESCO MORTGAGE INC|JANY|Janney Montgomery Scott Inc.|1330
IVR|INVESCO MORTGAGE INC|JEFF|JEFFERIES LLC|158337
IVR|INVESCO MORTGAGE INC|JMPT|JUMP TRADING, LLC|29880
IVR|INVESCO MORTGAGE INC|JPBX|J.P. MORGAN SECURITIES LLC|63621
IVR|INVESCO MORTGAGE INC|JPMX|J.P. Morgan Securities LLC|255927
IVR|INVESCO MORTGAGE INC|JSJX|JANE STREET CAPITAL LLC|76638
IVR|INVESCO MORTGAGE INC|KCGM|VIRTU Americas LLC|44806
IVR|INVESCO MORTGAGE INC|LEHM|Barclays Capital Inc./Le|457580
IVR|INVESCO MORTGAGE INC|LIME|Lime Brokerage LLC|20787
IVR|INVESCO MORTGAGE INC|LOOP|Loop Capital Markets LLC|44570
IVR|INVESCO MORTGAGE INC|LSCI|Lek Securities Corporation|300
IVR|INVESCO MORTGAGE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|164570
IVR|INVESCO MORTGAGE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
IVR|INVESCO MORTGAGE INC|MOTF|MOTIF INVESTING, INC.|6
IVR|INVESCO MORTGAGE INC|MSCO|MORGAN STANLEY & CO. LLC|951462
IVR|INVESCO MORTGAGE INC|MSPL|MORGAN STANLEY & CO. LLC|595600
IVR|INVESCO MORTGAGE INC|MSTX|MORGAN STANLEY & CO. LLC|127000
IVR|INVESCO MORTGAGE INC|NATL|National Securities Corporation|4605
IVR|INVESCO MORTGAGE INC|NFSC|National Financial Services LLC|441641
IVR|INVESCO MORTGAGE INC|NITE|VIRTU Americas LLC|1108977
IVR|INVESCO MORTGAGE INC|NITP|VIRTU Americas LLC|9027
IVR|INVESCO MORTGAGE INC|NQRB|Brut, LLC|4692
IVR|INVESCO MORTGAGE INC|NTBF|BMO Nesbitt Burns Inc./CDS|500
IVR|INVESCO MORTGAGE INC|NTRC|Northern Trust Securities, Inc.|896
IVR|INVESCO MORTGAGE INC|OPCO|Oppenheimer & Co. Inc.|166
IVR|INVESCO MORTGAGE INC|PDQM|CODA MARKETS, INC.|4672
IVR|INVESCO MORTGAGE INC|PHLY|NASDAQ Execution Services, LLC|6000
IVR|INVESCO MORTGAGE INC|PWJC|UBS Financial Services, Inc.|1600
IVR|INVESCO MORTGAGE INC|RBCM|RBC CAPITAL MARKETS, LLC|4504
IVR|INVESCO MORTGAGE INC|SAGL|SAGETRADER, LLC|600
IVR|INVESCO MORTGAGE INC|SAGW|SAGETRADER, LLC|1136
IVR|INVESCO MORTGAGE INC|SBSH|Citigroup Global Markets Inc.|71824
IVR|INVESCO MORTGAGE INC|SGMT|GOLDMAN SACHS & CO. LLC|132015
IVR|INVESCO MORTGAGE INC|SPDR|SPEEDROUTE LLC|2024
IVR|INVESCO MORTGAGE INC|STFL|Stifel, Nicolaus & Company, Incorporated|13205
IVR|INVESCO MORTGAGE INC|STKP|STOCKPILE INVESTMENTS, INC.|162
IVR|INVESCO MORTGAGE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5233
IVR|INVESCO MORTGAGE INC|SWIM|TD Ameritrade, Inc.|64717
IVR|INVESCO MORTGAGE INC|SWST|Hilltop Securities Inc.|3552
IVR|INVESCO MORTGAGE INC|TDSI|TD Securities (USA) LLC|18571
IVR|INVESCO MORTGAGE INC|TKNG|ALLY INVEST SECURITIES LLC|4127
IVR|INVESCO MORTGAGE INC|TRBT|Tradebot Systems, Inc.|95405
IVR|INVESCO MORTGAGE INC|TRCM|TRC MARKETS LLC|27494
IVR|INVESCO MORTGAGE INC|UBSA|UBS SECURITIES LLC|619522
IVR|INVESCO MORTGAGE INC|UBSS|UBS Securities LLC|353327
IVR|INVESCO MORTGAGE INC|VALX|VIRTU AMERICAS LLC|37004
IVR|INVESCO MORTGAGE INC|VGRD|Vanguard Marketing Corporation|22073
IVR|INVESCO MORTGAGE INC|VSIN|Vision Financial Markets Llc|5
IVR|INVESCO MORTGAGE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|9696
IVR|INVESCO MORTGAGE INC|WCHV|WELLS FARGO SECURITIES, LLC|112147
IVR|INVESCO MORTGAGE INC|WEED|Weeden & Co.L.P.|1710
IVR|INVESCO MORTGAGE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7090
IVR|INVESCO MORTGAGE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|401989
IVR|INVESCO MORTGAGE INC|WGIF|CIBC World Markets Inc.|2900
IVR|INVESCO MORTGAGE INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|37
IVR|INVESCO MORTGAGE INC|WSEA|WOLVERINE SECURITIES, LLC|4788
IVR|INVESCO MORTGAGE INC|XIST|INSTINET, LLC|118400
IVR|INVESCO MORTGAGE INC|XPQR|Jump Trading|118
IVR|INVESCO MORTGAGE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|32400
IVR|INVESCO MORTGAGE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IVR|INVESCO MORTGAGE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17700
IVR$A|INVESCO MORTGAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
IVR$A|INVESCO MORTGAGE|BNCH|The Benchmark Company, LLC|4000
IVR$A|INVESCO MORTGAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30
IVR$A|INVESCO MORTGAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24
IVR$A|INVESCO MORTGAGE|DEAN|MORGAN STANLEY|1120
IVR$A|INVESCO MORTGAGE|EDJO|Edward D. Jones & Co., L.P.|2000
IVR$A|INVESCO MORTGAGE|EGXM|CBOE TRADING, INC.|400
IVR$A|INVESCO MORTGAGE|ETRS|E*Trade Securities LLC|1300
IVR$A|INVESCO MORTGAGE|FTBR|Foliofn Investments, Inc.|10
IVR$A|INVESCO MORTGAGE|HRBF|American Enterprise Investment Services Inc.|3945
IVR$A|INVESCO MORTGAGE|INCA|INSTINET, LLC|32
IVR$A|INVESCO MORTGAGE|ITGI|ITG Inc.|7347
IVR$A|INVESCO MORTGAGE|LEHM|Barclays Capital Inc./Le|200
IVR$A|INVESCO MORTGAGE|LIME|Lime Brokerage LLC|5
IVR$A|INVESCO MORTGAGE|MSCO|MORGAN STANLEY & CO. LLC|1950
IVR$A|INVESCO MORTGAGE|NFSC|National Financial Services LLC|37774
IVR$A|INVESCO MORTGAGE|NITE|VIRTU Americas LLC|38305
IVR$A|INVESCO MORTGAGE|OPCO|Oppenheimer & Co. Inc.|3386
IVR$A|INVESCO MORTGAGE|RBCM|RBC CAPITAL MARKETS, LLC|1400
IVR$A|INVESCO MORTGAGE|SWIM|TD Ameritrade, Inc.|100
IVR$A|INVESCO MORTGAGE|UBSA|UBS SECURITIES LLC|500
IVR$A|INVESCO MORTGAGE|UBSS|UBS Securities LLC|4022
IVR$A|INVESCO MORTGAGE|VGRD|Vanguard Marketing Corporation|4669
IVR$A|INVESCO MORTGAGE|WCHV|WELLS FARGO SECURITIES, LLC|14056
IVR$A|INVESCO MORTGAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2764
IVR$B|INVESCO MTG CAP INC|BARD|Robert W. Baird & Co. Incorporated|10
IVR$B|INVESCO MTG CAP INC|BATM|CBOE TRADING, INC.|100
IVR$B|INVESCO MTG CAP INC|BBNT|BB&T SECURITIES, LLC|67
IVR$B|INVESCO MTG CAP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
IVR$B|INVESCO MTG CAP INC|BNCH|The Benchmark Company, LLC|2800
IVR$B|INVESCO MTG CAP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|183
IVR$B|INVESCO MTG CAP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77
IVR$B|INVESCO MTG CAP INC|DBAX|Deutsche Bank Securities Inc.|300
IVR$B|INVESCO MTG CAP INC|DEAN|MORGAN STANLEY|7323
IVR$B|INVESCO MTG CAP INC|EBXL|EBX LLC|100
IVR$B|INVESCO MTG CAP INC|EDJO|Edward D. Jones & Co., L.P.|7
IVR$B|INVESCO MTG CAP INC|ETRS|E*Trade Securities LLC|2200
IVR$B|INVESCO MTG CAP INC|FILL|Tradestation Securities, Inc.|500
IVR$B|INVESCO MTG CAP INC|GSCO|GOLDMAN SACHS & CO. LLC|300
IVR$B|INVESCO MTG CAP INC|GTSZ|GTS SECURITIES LLC|100
IVR$B|INVESCO MTG CAP INC|HRBF|American Enterprise Investment Services Inc.|685
IVR$B|INVESCO MTG CAP INC|IATS|INTERACTIVE BROKERS LLC|331
IVR$B|INVESCO MTG CAP INC|IBKR|Interactive Brokers Llc|400
IVR$B|INVESCO MTG CAP INC|KCGM|VIRTU Americas LLC|143
IVR$B|INVESCO MTG CAP INC|LEHM|Barclays Capital Inc./Le|200
IVR$B|INVESCO MTG CAP INC|LIME|Lime Brokerage LLC|92
IVR$B|INVESCO MTG CAP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IVR$B|INVESCO MTG CAP INC|MSCO|MORGAN STANLEY & CO. LLC|2738
IVR$B|INVESCO MTG CAP INC|NFSC|National Financial Services LLC|22096
IVR$B|INVESCO MTG CAP INC|NITE|VIRTU Americas LLC|14763
IVR$B|INVESCO MTG CAP INC|NQRB|Brut, LLC|300
IVR$B|INVESCO MTG CAP INC|PDQM|CODA MARKETS, INC.|143
IVR$B|INVESCO MTG CAP INC|PWJC|UBS Financial Services, Inc.|1365
IVR$B|INVESCO MTG CAP INC|RBCM|RBC CAPITAL MARKETS, LLC|1211
IVR$B|INVESCO MTG CAP INC|SALI|INTL FCSTONE FINANCIAL INC.|23
IVR$B|INVESCO MTG CAP INC|SGMT|GOLDMAN SACHS & CO. LLC|200
IVR$B|INVESCO MTG CAP INC|SPDR|SPEEDROUTE LLC|174
IVR$B|INVESCO MTG CAP INC|STFL|Stifel, Nicolaus & Company, Incorporated|60
IVR$B|INVESCO MTG CAP INC|SWIM|TD Ameritrade, Inc.|3128
IVR$B|INVESCO MTG CAP INC|SWST|Hilltop Securities Inc.|9
IVR$B|INVESCO MTG CAP INC|TKNG|ALLY INVEST SECURITIES LLC|100
IVR$B|INVESCO MTG CAP INC|UBSA|UBS SECURITIES LLC|283
IVR$B|INVESCO MTG CAP INC|UBSS|UBS Securities LLC|2792
IVR$B|INVESCO MTG CAP INC|VGRD|Vanguard Marketing Corporation|1044
IVR$B|INVESCO MTG CAP INC|WCHV|WELLS FARGO SECURITIES, LLC|7533
IVR$B|INVESCO MTG CAP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1329
IVR$C|INVESCO MTG|ALTX|Alternet Securities Inc.|373
IVR$C|INVESCO MTG|BBNT|BB&T SECURITIES, LLC|72
IVR$C|INVESCO MTG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2169
IVR$C|INVESCO MTG|BYXM|CBOE TRADING, INC.|100
IVR$C|INVESCO MTG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|503
IVR$C|INVESCO MTG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1208
IVR$C|INVESCO MTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11544
IVR$C|INVESCO MTG|CXCX|CITIGROUP GLOBAL MARKETS INC.|2964
IVR$C|INVESCO MTG|DBAX|Deutsche Bank Securities Inc.|6300
IVR$C|INVESCO MTG|DEAN|MORGAN STANLEY|21277
IVR$C|INVESCO MTG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3700
IVR$C|INVESCO MTG|EBXL|EBX LLC|3000
IVR$C|INVESCO MTG|ECUT|CONVERGEX EXECUTION SOLUTIONS|3600
IVR$C|INVESCO MTG|ETRS|E*Trade Securities LLC|7335
IVR$C|INVESCO MTG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|380
IVR$C|INVESCO MTG|GLPX|ACS EXECUTION SERVICES, LLC|300
IVR$C|INVESCO MTG|GSLT|GOLDMAN SACHS & CO. LLC|100
IVR$C|INVESCO MTG|GTSZ|GTS SECURITIES LLC|170
IVR$C|INVESCO MTG|HRBF|American Enterprise Investment Services Inc.|2808
IVR$C|INVESCO MTG|IATS|INTERACTIVE BROKERS LLC|665
IVR$C|INVESCO MTG|IBKR|Interactive Brokers Llc|3317
IVR$C|INVESCO MTG|ICBX|INSTINET, LLC|200
IVR$C|INVESCO MTG|INCA|INSTINET, LLC|306
IVR$C|INVESCO MTG|INJX|INSTINET, LLC|888
IVR$C|INVESCO MTG|ITGI|ITG Inc.|2166
IVR$C|INVESCO MTG|ITGP|ITG INC.|1200
IVR$C|INVESCO MTG|JANY|Janney Montgomery Scott Inc.|2000
IVR$C|INVESCO MTG|JEFF|JEFFERIES LLC|281
IVR$C|INVESCO MTG|JPMX|J.P. Morgan Securities LLC|6000
IVR$C|INVESCO MTG|KCGM|VIRTU Americas LLC|1100
IVR$C|INVESCO MTG|LEHM|Barclays Capital Inc./Le|9200
IVR$C|INVESCO MTG|LIME|Lime Brokerage LLC|329
IVR$C|INVESCO MTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11400
IVR$C|INVESCO MTG|MSCO|MORGAN STANLEY & CO. LLC|5663
IVR$C|INVESCO MTG|MSPL|MORGAN STANLEY & CO. LLC|2200
IVR$C|INVESCO MTG|NFSC|National Financial Services LLC|21133
IVR$C|INVESCO MTG|NITE|VIRTU Americas LLC|64951
IVR$C|INVESCO MTG|PDQM|CODA MARKETS, INC.|500
IVR$C|INVESCO MTG|PWJC|UBS Financial Services, Inc.|3379
IVR$C|INVESCO MTG|RBCM|RBC CAPITAL MARKETS, LLC|600
IVR$C|INVESCO MTG|RWPS|R.W. Pressprich & Co., Inc.|3200
IVR$C|INVESCO MTG|SBSH|Citigroup Global Markets Inc.|253
IVR$C|INVESCO MTG|SGMT|GOLDMAN SACHS & CO. LLC|100
IVR$C|INVESCO MTG|SPDR|SPEEDROUTE LLC|373
IVR$C|INVESCO MTG|SPGS|Sea Port Group Securities, LLC|10000
IVR$C|INVESCO MTG|STFL|Stifel, Nicolaus & Company, Incorporated|13235
IVR$C|INVESCO MTG|SWIM|TD Ameritrade, Inc.|18534
IVR$C|INVESCO MTG|SWST|Hilltop Securities Inc.|216
IVR$C|INVESCO MTG|TRBT|Tradebot Systems, Inc.|1963
IVR$C|INVESCO MTG|TRCM|TRC MARKETS LLC|82
IVR$C|INVESCO MTG|UBSA|UBS SECURITIES LLC|26523
IVR$C|INVESCO MTG|UBSS|UBS Securities LLC|57750
IVR$C|INVESCO MTG|VGRD|Vanguard Marketing Corporation|3041
IVR$C|INVESCO MTG|WCHV|WELLS FARGO SECURITIES, LLC|14663
IVR$C|INVESCO MTG|WEDB|WEDBUSH SECURITIES INC.|817
IVR$C|INVESCO MTG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
IVR$C|INVESCO MTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3961
IVTY|INVUITY, INC CMN STK|APCC|Apex Clearing Corporation|1824
IVTY|INVUITY, INC CMN STK|BARD|Robert W. Baird & Co. Incorporated|5000
IVTY|INVUITY, INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|4900
IVTY|INVUITY, INC CMN STK|BTIG|BTIG, LLC|2854
IVTY|INVUITY, INC CMN STK|CHAS|Charles Schwab & Co., Inc.|3000
IVTY|INVUITY, INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46002
IVTY|INVUITY, INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1883
IVTY|INVUITY, INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71302
IVTY|INVUITY, INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|15586
IVTY|INVUITY, INC CMN STK|DBAB|Deutsche Bank Securities Inc.|4176
IVTY|INVUITY, INC CMN STK|DBAX|Deutsche Bank Securities Inc.|75500
IVTY|INVUITY, INC CMN STK|DEAN|MORGAN STANLEY|2765
IVTY|INVUITY, INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|24082
IVTY|INVUITY, INC CMN STK|EBXL|EBX LLC|46500
IVTY|INVUITY, INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|18003
IVTY|INVUITY, INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|950
IVTY|INVUITY, INC CMN STK|EGAM|CBOE TRADING, INC.|259
IVTY|INVUITY, INC CMN STK|EGXM|CBOE TRADING, INC.|200
IVTY|INVUITY, INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2228
IVTY|INVUITY, INC CMN STK|ETRS|E*Trade Securities LLC|48302
IVTY|INVUITY, INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|43345
IVTY|INVUITY, INC CMN STK|FBSB|U.S. Bancorp Investments, Inc.|1000
IVTY|INVUITY, INC CMN STK|FILL|Tradestation Securities, Inc.|4000
IVTY|INVUITY, INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|92258
IVTY|INVUITY, INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11098
IVTY|INVUITY, INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|70
IVTY|INVUITY, INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|800
IVTY|INVUITY, INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|35078
IVTY|INVUITY, INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|710
IVTY|INVUITY, INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|300
IVTY|INVUITY, INC CMN STK|GTSZ|GTS SECURITIES LLC|8653
IVTY|INVUITY, INC CMN STK|IATS|INTERACTIVE BROKERS LLC|2560
IVTY|INVUITY, INC CMN STK|IBKR|Interactive Brokers Llc|135632
IVTY|INVUITY, INC CMN STK|ICBX|INSTINET, LLC|11522
IVTY|INVUITY, INC CMN STK|INCA|INSTINET, LLC|16917
IVTY|INVUITY, INC CMN STK|INJX|INSTINET, LLC|12576
IVTY|INVUITY, INC CMN STK|ITGI|ITG Inc.|3705
IVTY|INVUITY, INC CMN STK|ITGP|ITG INC.|69400
IVTY|INVUITY, INC CMN STK|JEFF|JEFFERIES LLC|35637
IVTY|INVUITY, INC CMN STK|JMPT|JUMP TRADING, LLC|2006
IVTY|INVUITY, INC CMN STK|JPMX|J.P. Morgan Securities LLC|54616
IVTY|INVUITY, INC CMN STK|JSJX|JANE STREET CAPITAL LLC|3374
IVTY|INVUITY, INC CMN STK|KCGM|VIRTU Americas LLC|6387
IVTY|INVUITY, INC CMN STK|LEHM|Barclays Capital Inc./Le|70943
IVTY|INVUITY, INC CMN STK|LIME|Lime Brokerage LLC|53579
IVTY|INVUITY, INC CMN STK|MBTS|ALLY INVEST SECURITIES LLC|750
IVTY|INVUITY, INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29467
IVTY|INVUITY, INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|90406
IVTY|INVUITY, INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|32900
IVTY|INVUITY, INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|6800
IVTY|INVUITY, INC CMN STK|NFSC|National Financial Services LLC|110973
IVTY|INVUITY, INC CMN STK|NITE|VIRTU Americas LLC|310617
IVTY|INVUITY, INC CMN STK|NQRB|Brut, LLC|396
IVTY|INVUITY, INC CMN STK|OPCO|Oppenheimer & Co. Inc.|24500
IVTY|INVUITY, INC CMN STK|PDQM|CODA MARKETS, INC.|32714
IVTY|INVUITY, INC CMN STK|RAJA|Raymond James & Associates, Inc.|3551
IVTY|INVUITY, INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|1000
IVTY|INVUITY, INC CMN STK|ROTH|Roth Capital Partners, LLC|10000
IVTY|INVUITY, INC CMN STK|SBSH|Citigroup Global Markets Inc.|10900
IVTY|INVUITY, INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|15754
IVTY|INVUITY, INC CMN STK|SPDR|SPEEDROUTE LLC|5800
IVTY|INVUITY, INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|44920
IVTY|INVUITY, INC CMN STK|SWIM|TD Ameritrade, Inc.|232075
IVTY|INVUITY, INC CMN STK|TRBT|Tradebot Systems, Inc.|1600
IVTY|INVUITY, INC CMN STK|TRCM|TRC MARKETS LLC|960
IVTY|INVUITY, INC CMN STK|UBSA|UBS SECURITIES LLC|170377
IVTY|INVUITY, INC CMN STK|UBSS|UBS Securities LLC|105705
IVTY|INVUITY, INC CMN STK|VALX|VIRTU AMERICAS LLC|17447
IVTY|INVUITY, INC CMN STK|VGRD|Vanguard Marketing Corporation|2798
IVTY|INVUITY, INC CMN STK|WBLR|WILLIAM BLAIR|2832
IVTY|INVUITY, INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|108093
IVTY|INVUITY, INC CMN STK|WEED|Weeden & Co.L.P.|1130
IVTY|INVUITY, INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|2636
IVTY|INVUITY, INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|4728
IVV|ISHARE CORE S&P 500|AEXG|ALTERNATIVE EXECUTION GROUP|16800
IVV|ISHARE CORE S&P 500|AGIS|Aegis Capital Corp.|110
IVV|ISHARE CORE S&P 500|ALTX|Alternet Securities Inc.|85532
IVV|ISHARE CORE S&P 500|AMRI|AMERICAS EXECUTIONS, LLC|7193
IVV|ISHARE CORE S&P 500|ANOS|ABEL/NOSER, L.L.C.|3952
IVV|ISHARE CORE S&P 500|APCC|Apex Clearing Corporation|5534
IVV|ISHARE CORE S&P 500|BALE|M&T SECURITIES, INC.|775
IVV|ISHARE CORE S&P 500|BANK|Primevest Financial Services, Inc.|7593
IVV|ISHARE CORE S&P 500|BARD|Robert W. Baird & Co. Incorporated|15338
IVV|ISHARE CORE S&P 500|BATM|CBOE TRADING, INC.|389875
IVV|ISHARE CORE S&P 500|BAYC|BAY CREST PARTNERS, LLC|2432162
IVV|ISHARE CORE S&P 500|BBNT|BB&T SECURITIES, LLC|35937
IVV|ISHARE CORE S&P 500|BERN|Sanford C. Bernstein & Co., LLC|100833
IVV|ISHARE CORE S&P 500|BGCE|BGC Financial Inc.|502
IVV|ISHARE CORE S&P 500|BIDS|BIDS TRADING L.P.|13100
IVV|ISHARE CORE S&P 500|BKCM|BNY Mellon Capital Markets LLC|2656
IVV|ISHARE CORE S&P 500|BKMM|BNY MELLON CAPITAL MARKETS, LLC|172138
IVV|ISHARE CORE S&P 500|BLKX|INSTINET, LLC|5236
IVV|ISHARE CORE S&P 500|BLTK|Bulltick, Llc|162529
IVV|ISHARE CORE S&P 500|BMOC|BMO Capital Markets Corp.|80794
IVV|ISHARE CORE S&P 500|BNCH|The Benchmark Company, LLC|160605
IVV|ISHARE CORE S&P 500|BNPX|BNP PARIBAS SECURITIES CORP.|179503
IVV|ISHARE CORE S&P 500|BRGE|Newbridge Securities Corp.|53
IVV|ISHARE CORE S&P 500|BTIG|BTIG, LLC|53106
IVV|ISHARE CORE S&P 500|BYXM|CBOE TRADING, INC.|23796
IVV|ISHARE CORE S&P 500|CANT|Cantor Fitzgerald & Co.|42594
IVV|ISHARE CORE S&P 500|CBLC|CITIGROUP GLOBAL MARKETS INC.|26000
IVV|ISHARE CORE S&P 500|CHAS|Charles Schwab & Co., Inc.|129969
IVV|ISHARE CORE S&P 500|CICF|Canaccord Genuity Corp.|3088
IVV|ISHARE CORE S&P 500|CIST|Capital Institutional Services, Inc.|42768
IVV|ISHARE CORE S&P 500|CMTT|CMT TRADING LLC|1400
IVV|ISHARE CORE S&P 500|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|127254
IVV|ISHARE CORE S&P 500|CPET|CLEARPOOL EXECUTION SERVICES, LLC|110
IVV|ISHARE CORE S&P 500|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|461
IVV|ISHARE CORE S&P 500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|567118
IVV|ISHARE CORE S&P 500|CSIN|Citadel Securities Institutional LLC|1158724
IVV|ISHARE CORE S&P 500|CTDL|Citadel Derivatives Group Llc|1282480
IVV|ISHARE CORE S&P 500|CXCX|CITIGROUP GLOBAL MARKETS INC.|92454
IVV|ISHARE CORE S&P 500|DADA|D.A. Davidson & Co.|3825
IVV|ISHARE CORE S&P 500|DAVA|Davenport & Company LLC|150
IVV|ISHARE CORE S&P 500|DBAB|Deutsche Bank Securities Inc.|478565
IVV|ISHARE CORE S&P 500|DBAX|Deutsche Bank Securities Inc.|152600
IVV|ISHARE CORE S&P 500|DBUL|Deutsche Bank Securities Inc.|700
IVV|ISHARE CORE S&P 500|DEAN|MORGAN STANLEY|70086
IVV|ISHARE CORE S&P 500|DEGS|RONIN PROFESSIONAL LLC|3651
IVV|ISHARE CORE S&P 500|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47005
IVV|ISHARE CORE S&P 500|DLTA|DEALERWEB INC.|400000
IVV|ISHARE CORE S&P 500|DOTC|Dougherty & Company LLC|1300
IVV|ISHARE CORE S&P 500|DRWJ|DRW SECURITIES, L.L.C.|920573
IVV|ISHARE CORE S&P 500|EBXL|EBX LLC|611400
IVV|ISHARE CORE S&P 500|ECUT|CONVERGEX EXECUTION SOLUTIONS|90800
IVV|ISHARE CORE S&P 500|EDJC|Edward Jones / CDS|47
IVV|ISHARE CORE S&P 500|EDJO|Edward D. Jones & Co., L.P.|62236
IVV|ISHARE CORE S&P 500|EGAM|CBOE TRADING, INC.|186235
IVV|ISHARE CORE S&P 500|EGAW|CBOE TRADING, INC.|3409
IVV|ISHARE CORE S&P 500|EGMT|EG MARKET TECHNOLOGIES LLC|900
IVV|ISHARE CORE S&P 500|EGXM|CBOE TRADING, INC.|47491
IVV|ISHARE CORE S&P 500|EGXW|CBOE TRADING, INC.|231
IVV|ISHARE CORE S&P 500|ESPO|ESPOSITO SECURITIES, LLC|11
IVV|ISHARE CORE S&P 500|ETBE|Electronic Transaction Clearing, Inc.|63733
IVV|ISHARE CORE S&P 500|ETCB|ETC BROKERAGE SERVICES, LLC|5
IVV|ISHARE CORE S&P 500|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|156881
IVV|ISHARE CORE S&P 500|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|5381
IVV|ISHARE CORE S&P 500|ETRS|E*Trade Securities LLC|127048
IVV|ISHARE CORE S&P 500|FBSB|U.S. Bancorp Investments, Inc.|2182
IVV|ISHARE CORE S&P 500|FCST|INTL FCSTONE FINANCIAL INC.|545600
IVV|ISHARE CORE S&P 500|FIDT|Fidelity Clearing Canada ULC./ CDS|9670
IVV|ISHARE CORE S&P 500|FILL|Tradestation Securities, Inc.|7510
IVV|ISHARE CORE S&P 500|FINX|FINTECH SECURITIES|7513
IVV|ISHARE CORE S&P 500|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|177408
IVV|ISHARE CORE S&P 500|FMAF|NBCN Inc./ CDS|13057
IVV|ISHARE CORE S&P 500|FQLS|Quantlab Securities LP|157410
IVV|ISHARE CORE S&P 500|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193374
IVV|ISHARE CORE S&P 500|FTBR|Foliofn Investments, Inc.|11695
IVV|ISHARE CORE S&P 500|GARC|ICAP Corporates LLC|400000
IVV|ISHARE CORE S&P 500|GBMT|GBM International, Inc.|14390
IVV|ISHARE CORE S&P 500|GEBB|GLOBAL EXECUTION BROKERS, LP|100
IVV|ISHARE CORE S&P 500|GFRY|JUMP TRADING, LLC|6296
IVV|ISHARE CORE S&P 500|GLIS|TD Securities Inc|2294
IVV|ISHARE CORE S&P 500|GLPX|ACS EXECUTION SERVICES, LLC|181208
IVV|ISHARE CORE S&P 500|GSCO|GOLDMAN SACHS & CO. LLC|2100968
IVV|ISHARE CORE S&P 500|GSCS|GOLDMAN SACHS & CO. LLC|20229
IVV|ISHARE CORE S&P 500|GSLT|GOLDMAN SACHS & CO. LLC|68848
IVV|ISHARE CORE S&P 500|GTSZ|GTS SECURITIES LLC|1698518
IVV|ISHARE CORE S&P 500|HRBF|American Enterprise Investment Services Inc.|456096
IVV|ISHARE CORE S&P 500|HSBC|HSBC Securities, Inc.|1903
IVV|ISHARE CORE S&P 500|IATS|INTERACTIVE BROKERS LLC|49076
IVV|ISHARE CORE S&P 500|IBKR|Interactive Brokers Llc|160716
IVV|ISHARE CORE S&P 500|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|200
IVV|ISHARE CORE S&P 500|ICBX|INSTINET, LLC|396406
IVV|ISHARE CORE S&P 500|INCA|INSTINET, LLC|800897
IVV|ISHARE CORE S&P 500|INJX|INSTINET, LLC|87394
IVV|ISHARE CORE S&P 500|ITGI|ITG Inc.|815385
IVV|ISHARE CORE S&P 500|ITGP|ITG INC.|101600
IVV|ISHARE CORE S&P 500|JANY|Janney Montgomery Scott Inc.|23193
IVV|ISHARE CORE S&P 500|JEFF|JEFFERIES LLC|150910
IVV|ISHARE CORE S&P 500|JMPT|JUMP TRADING, LLC|137612
IVV|ISHARE CORE S&P 500|JONE|JonesTrading|112
IVV|ISHARE CORE S&P 500|JPMX|J.P. Morgan Securities LLC|112319
IVV|ISHARE CORE S&P 500|JSEB|JANE STREET EXECUTION SERVICES, LLC|1187808
IVV|ISHARE CORE S&P 500|JSJX|JANE STREET CAPITAL LLC|1101602
IVV|ISHARE CORE S&P 500|KCGM|VIRTU Americas LLC|84564
IVV|ISHARE CORE S&P 500|LEHM|Barclays Capital Inc./Le|2998766
IVV|ISHARE CORE S&P 500|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|45512
IVV|ISHARE CORE S&P 500|LIME|Lime Brokerage LLC|164118
IVV|ISHARE CORE S&P 500|LIWM|LIME BROKERAGE LLC|13229
IVV|ISHARE CORE S&P 500|LMGP|LIME BROKERAGE LLC|5118
IVV|ISHARE CORE S&P 500|LOOP|Loop Capital Markets LLC|2300
IVV|ISHARE CORE S&P 500|LSCI|Lek Securities Corporation|50994
IVV|ISHARE CORE S&P 500|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IVV|ISHARE CORE S&P 500|MACC|Mid Atlantic Capital Corporation|22382
IVV|ISHARE CORE S&P 500|MAXM|Maxim Group LLC|1917
IVV|ISHARE CORE S&P 500|MCMF|Raymond James Ltd. Cds|1713
IVV|ISHARE CORE S&P 500|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|377218
IVV|ISHARE CORE S&P 500|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11040
IVV|ISHARE CORE S&P 500|MOTF|MOTIF INVESTING, INC.|28
IVV|ISHARE CORE S&P 500|MSCO|MORGAN STANLEY & CO. LLC|2542852
IVV|ISHARE CORE S&P 500|MSPL|MORGAN STANLEY & CO. LLC|371200
IVV|ISHARE CORE S&P 500|MSTX|MORGAN STANLEY & CO. LLC|400
IVV|ISHARE CORE S&P 500|NATL|National Securities Corporation|25
IVV|ISHARE CORE S&P 500|NBCS|NBC Securities, INC.|410
IVV|ISHARE CORE S&P 500|NEUB|NEUBERGER BERMAN BD LLC|1538
IVV|ISHARE CORE S&P 500|NFSC|National Financial Services LLC|2634940
IVV|ISHARE CORE S&P 500|NITE|VIRTU Americas LLC|3016288
IVV|ISHARE CORE S&P 500|NITP|VIRTU Americas LLC|29305
IVV|ISHARE CORE S&P 500|NQRB|Brut, LLC|62826
IVV|ISHARE CORE S&P 500|NTBF|BMO Nesbitt Burns Inc./CDS|2607
IVV|ISHARE CORE S&P 500|NTFN|Network 1 Financial Securities Inc.|30
IVV|ISHARE CORE S&P 500|NTRC|Northern Trust Securities, Inc.|704
IVV|ISHARE CORE S&P 500|OHOS|TWO SIGMA SECURITIES, LLC|326245
IVV|ISHARE CORE S&P 500|OLDM|OLD MISSION CAPITAL, LLC|51
IVV|ISHARE CORE S&P 500|ONEL|O'NEIL SECURITIES, INCORPORATED|428
IVV|ISHARE CORE S&P 500|OPCO|Oppenheimer & Co. Inc.|4127
IVV|ISHARE CORE S&P 500|PASL|Pershing Advisor Solutions LLC|135
IVV|ISHARE CORE S&P 500|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|100000
IVV|ISHARE CORE S&P 500|PDQM|CODA MARKETS, INC.|100889
IVV|ISHARE CORE S&P 500|PHLY|NASDAQ Execution Services, LLC|800
IVV|ISHARE CORE S&P 500|PICT|Pictet Overseas Inc.|5
IVV|ISHARE CORE S&P 500|PIPR|Piper Jaffray & Co.|12437
IVV|ISHARE CORE S&P 500|PNCC|PNC Investments|124
IVV|ISHARE CORE S&P 500|PNSR|Penserra Securities, LLC|156251
IVV|ISHARE CORE S&P 500|PWJC|UBS Financial Services, Inc.|5941
IVV|ISHARE CORE S&P 500|QMSR|QUATTRO M SECURITIES INC.|182201
IVV|ISHARE CORE S&P 500|RBCM|RBC CAPITAL MARKETS, LLC|42925
IVV|ISHARE CORE S&P 500|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|13403
IVV|ISHARE CORE S&P 500|RHOX|XR Securities LLC|1118786
IVV|ISHARE CORE S&P 500|SAGL|SAGETRADER, LLC|99360
IVV|ISHARE CORE S&P 500|SALI|INTL FCSTONE FINANCIAL INC.|3471
IVV|ISHARE CORE S&P 500|SBSH|Citigroup Global Markets Inc.|1989363
IVV|ISHARE CORE S&P 500|SEIC|SEI Investments Distribution Co.|51966
IVV|ISHARE CORE S&P 500|SGMT|GOLDMAN SACHS & CO. LLC|270763
IVV|ISHARE CORE S&P 500|SHMR|ABN Amro Clearing LLC|197465
IVV|ISHARE CORE S&P 500|SPDR|SPEEDROUTE LLC|8400
IVV|ISHARE CORE S&P 500|SPHN|Stephens Inc.|43
IVV|ISHARE CORE S&P 500|STFL|Stifel, Nicolaus & Company, Incorporated|9684
IVV|ISHARE CORE S&P 500|STKP|STOCKPILE INVESTMENTS, INC.|134
IVV|ISHARE CORE S&P 500|STTT|STATETRUST INVESTMENTS INC.|77
IVV|ISHARE CORE S&P 500|STXG|Stockcross Financial Services, Inc.|8
IVV|ISHARE CORE S&P 500|SWIM|TD Ameritrade, Inc.|18589
IVV|ISHARE CORE S&P 500|SWST|Hilltop Securities Inc.|27872
IVV|ISHARE CORE S&P 500|TKNG|ALLY INVEST SECURITIES LLC|13066
IVV|ISHARE CORE S&P 500|TRBT|Tradebot Systems, Inc.|1336140
IVV|ISHARE CORE S&P 500|TRCM|TRC MARKETS LLC|1426488
IVV|ISHARE CORE S&P 500|TWTT|TASTYWORKS, INC.|100
IVV|ISHARE CORE S&P 500|UBSA|UBS SECURITIES LLC|467731
IVV|ISHARE CORE S&P 500|UBSS|UBS Securities LLC|1136122
IVV|ISHARE CORE S&P 500|VALX|VIRTU AMERICAS LLC|95318
IVV|ISHARE CORE S&P 500|VGRD|Vanguard Marketing Corporation|19665
IVV|ISHARE CORE S&P 500|VSIN|Vision Financial Markets Llc|30
IVV|ISHARE CORE S&P 500|WABR|Wall Street Access|320
IVV|ISHARE CORE S&P 500|WBET|Wallachbeth Capital LLC|87782
IVV|ISHARE CORE S&P 500|WBLR|WILLIAM BLAIR|788
IVV|ISHARE CORE S&P 500|WCHV|WELLS FARGO SECURITIES, LLC|618734
IVV|ISHARE CORE S&P 500|WEDB|WEDBUSH SECURITIES INC.|904
IVV|ISHARE CORE S&P 500|WEED|Weeden & Co.L.P.|108012
IVV|ISHARE CORE S&P 500|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5622
IVV|ISHARE CORE S&P 500|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6775
IVV|ISHARE CORE S&P 500|WGIF|CIBC World Markets Inc.|806
IVV|ISHARE CORE S&P 500|WLTH|WEALTHFRONT BROKERAGE CORPORATION|912
IVV|ISHARE CORE S&P 500|WSEA|WOLVERINE SECURITIES, LLC|15826
IVV|ISHARE CORE S&P 500|XPUS|XP SECURITIES, LLC|121029
IVV|ISHARE CORE S&P 500|XSTM|NATIONAL FINANCIAL SERVICES LLC|154454
IVV|ISHARE CORE S&P 500|YKNA|COMHAR CAPITAL MARKETS, LLC|600
IVV|ISHARE CORE S&P 500|YLPL|Linsco/Private Ledger Financial Services, Incorporated|265910
IVW|ISHARES S&P 500 GROW|AGCP|AEGIS CAPITAL CORP.|24
IVW|ISHARES S&P 500 GROW|AGIS|Aegis Capital Corp.|40
IVW|ISHARES S&P 500 GROW|ALTX|Alternet Securities Inc.|8832
IVW|ISHARES S&P 500 GROW|APCC|Apex Clearing Corporation|553
IVW|ISHARES S&P 500 GROW|BALE|M&T SECURITIES, INC.|1190
IVW|ISHARES S&P 500 GROW|BANK|Primevest Financial Services, Inc.|3853
IVW|ISHARES S&P 500 GROW|BARD|Robert W. Baird & Co. Incorporated|8258
IVW|ISHARES S&P 500 GROW|BATM|CBOE TRADING, INC.|796
IVW|ISHARES S&P 500 GROW|BBNT|BB&T SECURITIES, LLC|8381
IVW|ISHARES S&P 500 GROW|BERN|Sanford C. Bernstein & Co., LLC|1673
IVW|ISHARES S&P 500 GROW|BIDS|BIDS TRADING L.P.|1000
IVW|ISHARES S&P 500 GROW|BKCM|BNY Mellon Capital Markets LLC|376
IVW|ISHARES S&P 500 GROW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42023
IVW|ISHARES S&P 500 GROW|BNPX|BNP PARIBAS SECURITIES CORP.|109454
IVW|ISHARES S&P 500 GROW|BYXM|CBOE TRADING, INC.|200
IVW|ISHARES S&P 500 GROW|CANT|Cantor Fitzgerald & Co.|9749
IVW|ISHARES S&P 500 GROW|CHAS|Charles Schwab & Co., Inc.|6383
IVW|ISHARES S&P 500 GROW|CICF|Canaccord Genuity Corp.|478
IVW|ISHARES S&P 500 GROW|CIST|Capital Institutional Services, Inc.|8161
IVW|ISHARES S&P 500 GROW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6049
IVW|ISHARES S&P 500 GROW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15
IVW|ISHARES S&P 500 GROW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|92043
IVW|ISHARES S&P 500 GROW|CSIN|Citadel Securities Institutional LLC|498158
IVW|ISHARES S&P 500 GROW|CTDL|Citadel Derivatives Group Llc|504775
IVW|ISHARES S&P 500 GROW|CXCX|CITIGROUP GLOBAL MARKETS INC.|3616
IVW|ISHARES S&P 500 GROW|DADA|D.A. Davidson & Co.|306
IVW|ISHARES S&P 500 GROW|DAVA|Davenport & Company LLC|352
IVW|ISHARES S&P 500 GROW|DBAB|Deutsche Bank Securities Inc.|4042
IVW|ISHARES S&P 500 GROW|DBAX|Deutsche Bank Securities Inc.|28600
IVW|ISHARES S&P 500 GROW|DCHF|Dart Executions, LLC|25
IVW|ISHARES S&P 500 GROW|DEAN|MORGAN STANLEY|61918
IVW|ISHARES S&P 500 GROW|DEGS|RONIN PROFESSIONAL LLC|700
IVW|ISHARES S&P 500 GROW|DLTA|DEALERWEB INC.|10000
IVW|ISHARES S&P 500 GROW|EBXL|EBX LLC|45000
IVW|ISHARES S&P 500 GROW|ECUT|CONVERGEX EXECUTION SOLUTIONS|374
IVW|ISHARES S&P 500 GROW|EDJC|Edward Jones / CDS|4
IVW|ISHARES S&P 500 GROW|EDJO|Edward D. Jones & Co., L.P.|321030
IVW|ISHARES S&P 500 GROW|EGAM|CBOE TRADING, INC.|3717
IVW|ISHARES S&P 500 GROW|EGMT|EG MARKET TECHNOLOGIES LLC|100
IVW|ISHARES S&P 500 GROW|EGXM|CBOE TRADING, INC.|1786
IVW|ISHARES S&P 500 GROW|ETBE|Electronic Transaction Clearing, Inc.|5996
IVW|ISHARES S&P 500 GROW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9122
IVW|ISHARES S&P 500 GROW|ETRS|E*Trade Securities LLC|6961
IVW|ISHARES S&P 500 GROW|FBSB|U.S. Bancorp Investments, Inc.|1735
IVW|ISHARES S&P 500 GROW|FCST|INTL FCSTONE FINANCIAL INC.|100
IVW|ISHARES S&P 500 GROW|FILL|Tradestation Securities, Inc.|48
IVW|ISHARES S&P 500 GROW|FINX|FINTECH SECURITIES|9404
IVW|ISHARES S&P 500 GROW|FMAF|NBCN Inc./ CDS|89
IVW|ISHARES S&P 500 GROW|FQLS|Quantlab Securities LP|14297
IVW|ISHARES S&P 500 GROW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24320
IVW|ISHARES S&P 500 GROW|FTBR|Foliofn Investments, Inc.|22905
IVW|ISHARES S&P 500 GROW|GLIS|TD Securities Inc|256
IVW|ISHARES S&P 500 GROW|GLPX|ACS EXECUTION SERVICES, LLC|2391
IVW|ISHARES S&P 500 GROW|GSCO|GOLDMAN SACHS & CO. LLC|52711
IVW|ISHARES S&P 500 GROW|GSCS|GOLDMAN SACHS & CO. LLC|14
IVW|ISHARES S&P 500 GROW|GSLT|GOLDMAN SACHS & CO. LLC|4448
IVW|ISHARES S&P 500 GROW|GTSZ|GTS SECURITIES LLC|552091
IVW|ISHARES S&P 500 GROW|HRBF|American Enterprise Investment Services Inc.|160553
IVW|ISHARES S&P 500 GROW|IATS|INTERACTIVE BROKERS LLC|502
IVW|ISHARES S&P 500 GROW|IBKR|Interactive Brokers Llc|2302
IVW|ISHARES S&P 500 GROW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|601
IVW|ISHARES S&P 500 GROW|ICBX|INSTINET, LLC|49991
IVW|ISHARES S&P 500 GROW|INCA|INSTINET, LLC|28006
IVW|ISHARES S&P 500 GROW|ITGI|ITG Inc.|34586
IVW|ISHARES S&P 500 GROW|ITGP|ITG INC.|4600
IVW|ISHARES S&P 500 GROW|JANY|Janney Montgomery Scott Inc.|5127
IVW|ISHARES S&P 500 GROW|JEFF|JEFFERIES LLC|404
IVW|ISHARES S&P 500 GROW|JMPT|JUMP TRADING, LLC|10520
IVW|ISHARES S&P 500 GROW|JPBX|J.P. MORGAN SECURITIES LLC|16
IVW|ISHARES S&P 500 GROW|JPMX|J.P. Morgan Securities LLC|25374
IVW|ISHARES S&P 500 GROW|JSEB|JANE STREET EXECUTION SERVICES, LLC|35473
IVW|ISHARES S&P 500 GROW|JSJX|JANE STREET CAPITAL LLC|242255
IVW|ISHARES S&P 500 GROW|KCGM|VIRTU Americas LLC|5122
IVW|ISHARES S&P 500 GROW|LEHM|Barclays Capital Inc./Le|85675
IVW|ISHARES S&P 500 GROW|LIME|Lime Brokerage LLC|65794
IVW|ISHARES S&P 500 GROW|LSCI|Lek Securities Corporation|2
IVW|ISHARES S&P 500 GROW|MACC|Mid Atlantic Capital Corporation|3744
IVW|ISHARES S&P 500 GROW|MAXM|Maxim Group LLC|4049
IVW|ISHARES S&P 500 GROW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15910
IVW|ISHARES S&P 500 GROW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4100
IVW|ISHARES S&P 500 GROW|MOTF|MOTIF INVESTING, INC.|2
IVW|ISHARES S&P 500 GROW|MSCO|MORGAN STANLEY & CO. LLC|489020
IVW|ISHARES S&P 500 GROW|MSPL|MORGAN STANLEY & CO. LLC|4400
IVW|ISHARES S&P 500 GROW|NATL|National Securities Corporation|153
IVW|ISHARES S&P 500 GROW|NFSC|National Financial Services LLC|969604
IVW|ISHARES S&P 500 GROW|NITE|VIRTU Americas LLC|1158239
IVW|ISHARES S&P 500 GROW|NITP|VIRTU Americas LLC|38089
IVW|ISHARES S&P 500 GROW|NQRB|Brut, LLC|307
IVW|ISHARES S&P 500 GROW|NTBF|BMO Nesbitt Burns Inc./CDS|686
IVW|ISHARES S&P 500 GROW|NTRC|Northern Trust Securities, Inc.|1217
IVW|ISHARES S&P 500 GROW|OLDM|OLD MISSION CAPITAL, LLC|23
IVW|ISHARES S&P 500 GROW|OPCO|Oppenheimer & Co. Inc.|4095
IVW|ISHARES S&P 500 GROW|PDQM|CODA MARKETS, INC.|2021
IVW|ISHARES S&P 500 GROW|PHLY|NASDAQ Execution Services, LLC|200
IVW|ISHARES S&P 500 GROW|PWJC|UBS Financial Services, Inc.|13909
IVW|ISHARES S&P 500 GROW|RBCM|RBC CAPITAL MARKETS, LLC|13374
IVW|ISHARES S&P 500 GROW|RHOX|XR Securities LLC|294877
IVW|ISHARES S&P 500 GROW|SALI|INTL FCSTONE FINANCIAL INC.|1401
IVW|ISHARES S&P 500 GROW|SBSH|Citigroup Global Markets Inc.|54190
IVW|ISHARES S&P 500 GROW|SEIC|SEI Investments Distribution Co.|8432
IVW|ISHARES S&P 500 GROW|SGMT|GOLDMAN SACHS & CO. LLC|32031
IVW|ISHARES S&P 500 GROW|SHMR|ABN Amro Clearing LLC|1800
IVW|ISHARES S&P 500 GROW|SPHN|Stephens Inc.|538
IVW|ISHARES S&P 500 GROW|STFL|Stifel, Nicolaus & Company, Incorporated|48890
IVW|ISHARES S&P 500 GROW|SWIM|TD Ameritrade, Inc.|6589
IVW|ISHARES S&P 500 GROW|SWST|Hilltop Securities Inc.|6007
IVW|ISHARES S&P 500 GROW|TKNG|ALLY INVEST SECURITIES LLC|278
IVW|ISHARES S&P 500 GROW|TRBT|Tradebot Systems, Inc.|274129
IVW|ISHARES S&P 500 GROW|TRCM|TRC MARKETS LLC|114259
IVW|ISHARES S&P 500 GROW|UBSA|UBS SECURITIES LLC|62575
IVW|ISHARES S&P 500 GROW|UBSS|UBS Securities LLC|343871
IVW|ISHARES S&P 500 GROW|VALX|VIRTU AMERICAS LLC|5210
IVW|ISHARES S&P 500 GROW|VGRD|Vanguard Marketing Corporation|4995
IVW|ISHARES S&P 500 GROW|WABR|Wall Street Access|7709
IVW|ISHARES S&P 500 GROW|WBET|Wallachbeth Capital LLC|4899
IVW|ISHARES S&P 500 GROW|WBPX|SUMMIT SECURITIES GROUP, LLC|100
IVW|ISHARES S&P 500 GROW|WCHV|WELLS FARGO SECURITIES, LLC|263244
IVW|ISHARES S&P 500 GROW|WEDB|WEDBUSH SECURITIES INC.|20
IVW|ISHARES S&P 500 GROW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1284
IVW|ISHARES S&P 500 GROW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2072
IVW|ISHARES S&P 500 GROW|WGIF|CIBC World Markets Inc.|196
IVW|ISHARES S&P 500 GROW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|396
IVW|ISHARES S&P 500 GROW|WORD|Worden Capital Management LLC|44
IVW|ISHARES S&P 500 GROW|WSEA|WOLVERINE SECURITIES, LLC|4769
IVW|ISHARES S&P 500 GROW|XSTM|NATIONAL FINANCIAL SERVICES LLC|620
IVW|ISHARES S&P 500 GROW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|133672
IVZ|INVESCO LTD|ABLE|NATIXIS Securities Americas LLC|9562
IVZ|INVESCO LTD|ADAM|CANACCORD GENUITY INC.|5771
IVZ|INVESCO LTD|ALTX|Alternet Securities Inc.|52712
IVZ|INVESCO LTD|APCC|Apex Clearing Corporation|950
IVZ|INVESCO LTD|BALE|M&T SECURITIES, INC.|7461
IVZ|INVESCO LTD|BANK|Primevest Financial Services, Inc.|2967
IVZ|INVESCO LTD|BARD|Robert W. Baird & Co. Incorporated|47211
IVZ|INVESCO LTD|BATM|CBOE TRADING, INC.|9820
IVZ|INVESCO LTD|BAYC|BAY CREST PARTNERS, LLC|2225
IVZ|INVESCO LTD|BAYT|BTIG, LLC|13288
IVZ|INVESCO LTD|BBNT|BB&T SECURITIES, LLC|52963
IVZ|INVESCO LTD|BERN|Sanford C. Bernstein & Co., LLC|265622
IVZ|INVESCO LTD|BIDS|BIDS TRADING L.P.|98200
IVZ|INVESCO LTD|BIMI|Banca IMI Securities Corp.|944
IVZ|INVESCO LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79319
IVZ|INVESCO LTD|BLKX|INSTINET, LLC|91665
IVZ|INVESCO LTD|BMOC|BMO Capital Markets Corp.|1015
IVZ|INVESCO LTD|BNCH|The Benchmark Company, LLC|128122
IVZ|INVESCO LTD|BNPX|BNP PARIBAS SECURITIES CORP.|128045
IVZ|INVESCO LTD|BTIG|BTIG, LLC|132501
IVZ|INVESCO LTD|BYXM|CBOE TRADING, INC.|5574
IVZ|INVESCO LTD|BZYD|GOLDMAN SACHS & CO. LLC|200
IVZ|INVESCO LTD|CANT|Cantor Fitzgerald & Co.|31059
IVZ|INVESCO LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|14400
IVZ|INVESCO LTD|CHAS|Charles Schwab & Co., Inc.|10142
IVZ|INVESCO LTD|CIBP|CIBC World Markets Corp.|22568
IVZ|INVESCO LTD|CIST|Capital Institutional Services, Inc.|121882
IVZ|INVESCO LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|307064
IVZ|INVESCO LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1495
IVZ|INVESCO LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1858483
IVZ|INVESCO LTD|CTDL|Citadel Derivatives Group Llc|9071
IVZ|INVESCO LTD|CTLR|CUTLER GROUP, LP|600
IVZ|INVESCO LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|226128
IVZ|INVESCO LTD|DADA|D.A. Davidson & Co.|1092
IVZ|INVESCO LTD|DAVA|Davenport & Company LLC|6901
IVZ|INVESCO LTD|DBAB|Deutsche Bank Securities Inc.|364153
IVZ|INVESCO LTD|DBAX|Deutsche Bank Securities Inc.|923000
IVZ|INVESCO LTD|DBUL|Deutsche Bank Securities Inc.|3600
IVZ|INVESCO LTD|DCHF|Dart Executions, LLC|31054
IVZ|INVESCO LTD|DEAN|MORGAN STANLEY|78883
IVZ|INVESCO LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|987
IVZ|INVESCO LTD|EBXL|EBX LLC|850200
IVZ|INVESCO LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|31864
IVZ|INVESCO LTD|EDJC|Edward Jones / CDS|11406
IVZ|INVESCO LTD|EDJO|Edward D. Jones & Co., L.P.|604531
IVZ|INVESCO LTD|EGAM|CBOE TRADING, INC.|35809
IVZ|INVESCO LTD|EGAW|CBOE TRADING, INC.|949
IVZ|INVESCO LTD|EGMT|EG MARKET TECHNOLOGIES LLC|500
IVZ|INVESCO LTD|EGXM|CBOE TRADING, INC.|6923
IVZ|INVESCO LTD|EGXW|CBOE TRADING, INC.|104
IVZ|INVESCO LTD|ESPO|ESPOSITO SECURITIES, LLC|2516
IVZ|INVESCO LTD|ETBE|Electronic Transaction Clearing, Inc.|35343
IVZ|INVESCO LTD|ETCC|Electronic Transaction Clearing, Inc.|1495
IVZ|INVESCO LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9779
IVZ|INVESCO LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9830
IVZ|INVESCO LTD|ETRS|E*Trade Securities LLC|96149
IVZ|INVESCO LTD|FBSB|U.S. Bancorp Investments, Inc.|1043
IVZ|INVESCO LTD|FIDT|Fidelity Clearing Canada ULC./ CDS|150
IVZ|INVESCO LTD|FILL|Tradestation Securities, Inc.|4238
IVZ|INVESCO LTD|FINX|FINTECH SECURITIES|24205
IVZ|INVESCO LTD|FMAF|NBCN Inc./ CDS|16421
IVZ|INVESCO LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8409
IVZ|INVESCO LTD|FQLS|Quantlab Securities LP|1070526
IVZ|INVESCO LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|312001
IVZ|INVESCO LTD|FTBR|Foliofn Investments, Inc.|30572
IVZ|INVESCO LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|3617
IVZ|INVESCO LTD|GLIS|TD Securities Inc|1317
IVZ|INVESCO LTD|GLPX|ACS EXECUTION SERVICES, LLC|37056
IVZ|INVESCO LTD|GSCO|GOLDMAN SACHS & CO. LLC|3159352
IVZ|INVESCO LTD|GSCS|GOLDMAN SACHS & CO. LLC|7592
IVZ|INVESCO LTD|GSLT|GOLDMAN SACHS & CO. LLC|30976
IVZ|INVESCO LTD|GTSZ|GTS SECURITIES LLC|382646
IVZ|INVESCO LTD|HAPX|HAP Trading, LLC|100
IVZ|INVESCO LTD|HRBF|American Enterprise Investment Services Inc.|503660
IVZ|INVESCO LTD|HSBC|HSBC Securities, Inc.|13809
IVZ|INVESCO LTD|IATS|INTERACTIVE BROKERS LLC|12744
IVZ|INVESCO LTD|IBKR|Interactive Brokers Llc|23761
IVZ|INVESCO LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6173
IVZ|INVESCO LTD|ICBX|INSTINET, LLC|297190
IVZ|INVESCO LTD|IEQY|CITADEL SECURITIES LLC|276642
IVZ|INVESCO LTD|INCA|INSTINET, LLC|707998
IVZ|INVESCO LTD|INJX|INSTINET, LLC|1061
IVZ|INVESCO LTD|INTL|INTL FCSTONE FINANCIAL INC.|29
IVZ|INVESCO LTD|ITGI|ITG Inc.|341688
IVZ|INVESCO LTD|ITGP|ITG INC.|521600
IVZ|INVESCO LTD|JANY|Janney Montgomery Scott Inc.|28010
IVZ|INVESCO LTD|JEFF|JEFFERIES LLC|794288
IVZ|INVESCO LTD|JMPT|JUMP TRADING, LLC|259499
IVZ|INVESCO LTD|JONE|JonesTrading|25674
IVZ|INVESCO LTD|JPBX|J.P. MORGAN SECURITIES LLC|802524
IVZ|INVESCO LTD|JPMX|J.P. Morgan Securities LLC|1877083
IVZ|INVESCO LTD|JSEB|JANE STREET EXECUTION SERVICES, LLC|2856
IVZ|INVESCO LTD|JSJX|JANE STREET CAPITAL LLC|224282
IVZ|INVESCO LTD|KBWI|Keefe, Bruyette & Woods, Inc.|39608
IVZ|INVESCO LTD|KCGM|VIRTU Americas LLC|216891
IVZ|INVESCO LTD|KING|C. L. King & Associates, Inc.|3000
IVZ|INVESCO LTD|KRSH|Kershner Securities, LLC|2014
IVZ|INVESCO LTD|LEHM|Barclays Capital Inc./Le|2975394
IVZ|INVESCO LTD|LGNT|COR CLEARING LLC|4
IVZ|INVESCO LTD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|40
IVZ|INVESCO LTD|LIME|Lime Brokerage LLC|392398
IVZ|INVESCO LTD|LIWD|LIME BROKERAGE LLC|1
IVZ|INVESCO LTD|LOOP|Loop Capital Markets LLC|130
IVZ|INVESCO LTD|LQNA|LIQUIDNET, INC.|53400
IVZ|INVESCO LTD|LSCI|Lek Securities Corporation|636
IVZ|INVESCO LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IVZ|INVESCO LTD|MACC|Mid Atlantic Capital Corporation|3003
IVZ|INVESCO LTD|MACQ|Macquarie Capital (USA) Inc.|7816
IVZ|INVESCO LTD|MAXM|Maxim Group LLC|10203
IVZ|INVESCO LTD|MCMF|Raymond James Ltd. Cds|190
IVZ|INVESCO LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|713990
IVZ|INVESCO LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2902
IVZ|INVESCO LTD|MOTF|MOTIF INVESTING, INC.|1
IVZ|INVESCO LTD|MSCO|MORGAN STANLEY & CO. LLC|3628353
IVZ|INVESCO LTD|MSPL|MORGAN STANLEY & CO. LLC|1140400
IVZ|INVESCO LTD|MSTX|MORGAN STANLEY & CO. LLC|545300
IVZ|INVESCO LTD|MTON|MILLINGTON SECURITIES, INC.|19545
IVZ|INVESCO LTD|MULL|MARK J. MULLER EQUITIES, INC.|9508
IVZ|INVESCO LTD|MZHO|Mizuho Securities USA LLC|60700
IVZ|INVESCO LTD|NEUB|NEUBERGER BERMAN BD LLC|6233
IVZ|INVESCO LTD|NFSC|National Financial Services LLC|680993
IVZ|INVESCO LTD|NITE|VIRTU Americas LLC|3094440
IVZ|INVESCO LTD|NITP|VIRTU Americas LLC|4039
IVZ|INVESCO LTD|NMRA|Nomura Securities International, Inc.|200
IVZ|INVESCO LTD|NQRB|Brut, LLC|24414
IVZ|INVESCO LTD|NTBF|BMO Nesbitt Burns Inc./CDS|6
IVZ|INVESCO LTD|NTRC|Northern Trust Securities, Inc.|8786
IVZ|INVESCO LTD|OHOS|TWO SIGMA SECURITIES, LLC|72459
IVZ|INVESCO LTD|OPCO|Oppenheimer & Co. Inc.|50691
IVZ|INVESCO LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7570
IVZ|INVESCO LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4890
IVZ|INVESCO LTD|PDQM|CODA MARKETS, INC.|45775
IVZ|INVESCO LTD|PHLY|NASDAQ Execution Services, LLC|5800
IVZ|INVESCO LTD|PICT|Pictet Overseas Inc.|1888
IVZ|INVESCO LTD|PWJC|UBS Financial Services, Inc.|139440
IVZ|INVESCO LTD|QMSR|QUATTRO M SECURITIES INC.|2048
IVZ|INVESCO LTD|RBCM|RBC CAPITAL MARKETS, LLC|102771
IVZ|INVESCO LTD|SAGL|SAGETRADER, LLC|141270
IVZ|INVESCO LTD|SAGW|SAGETRADER, LLC|600
IVZ|INVESCO LTD|SALI|INTL FCSTONE FINANCIAL INC.|2474
IVZ|INVESCO LTD|SBSH|Citigroup Global Markets Inc.|378370
IVZ|INVESCO LTD|SCMC|Scotia Capital Markets (USA) Inc.|150000
IVZ|INVESCO LTD|SEIC|SEI Investments Distribution Co.|31871
IVZ|INVESCO LTD|SGMT|GOLDMAN SACHS & CO. LLC|637607
IVZ|INVESCO LTD|SPDR|SPEEDROUTE LLC|53789
IVZ|INVESCO LTD|SPHN|Stephens Inc.|19282
IVZ|INVESCO LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|1617
IVZ|INVESCO LTD|STFL|Stifel, Nicolaus & Company, Incorporated|251431
IVZ|INVESCO LTD|STKP|STOCKPILE INVESTMENTS, INC.|122
IVZ|INVESCO LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|23470
IVZ|INVESCO LTD|SWIM|TD Ameritrade, Inc.|54864
IVZ|INVESCO LTD|SWST|Hilltop Securities Inc.|33740
IVZ|INVESCO LTD|TAGC|TELSEY ADVISORY GROUP LLC|9540
IVZ|INVESCO LTD|TKNG|ALLY INVEST SECURITIES LLC|2315
IVZ|INVESCO LTD|TRBT|Tradebot Systems, Inc.|501060
IVZ|INVESCO LTD|TRCM|TRC MARKETS LLC|764001
IVZ|INVESCO LTD|TRIP|Trident Partners Ltd.|900
IVZ|INVESCO LTD|TWTT|TASTYWORKS, INC.|257
IVZ|INVESCO LTD|UBSA|UBS SECURITIES LLC|2222566
IVZ|INVESCO LTD|UBSS|UBS Securities LLC|6627162
IVZ|INVESCO LTD|VALX|VIRTU AMERICAS LLC|99003
IVZ|INVESCO LTD|VERT|The Vertical Trading Group, LLC|24946
IVZ|INVESCO LTD|VGRD|Vanguard Marketing Corporation|43562
IVZ|INVESCO LTD|VNDS|VANDHAM SECURITIES CORP|3613
IVZ|INVESCO LTD|WABR|Wall Street Access|108729
IVZ|INVESCO LTD|WBET|Wallachbeth Capital LLC|116659
IVZ|INVESCO LTD|WBLR|WILLIAM BLAIR|4612
IVZ|INVESCO LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|11919
IVZ|INVESCO LTD|WCHV|WELLS FARGO SECURITIES, LLC|683087
IVZ|INVESCO LTD|WDNX|WEEDEN & CO.L.P.|19380
IVZ|INVESCO LTD|WEDB|WEDBUSH SECURITIES INC.|25552
IVZ|INVESCO LTD|WEED|Weeden & Co.L.P.|99618
IVZ|INVESCO LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39906
IVZ|INVESCO LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32306
IVZ|INVESCO LTD|WGIF|CIBC World Markets Inc.|43857
IVZ|INVESCO LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4663
IVZ|INVESCO LTD|WSEA|WOLVERINE SECURITIES, LLC|15824
IVZ|INVESCO LTD|XIST|INSTINET, LLC|47476
IVZ|INVESCO LTD|XPQR|Jump Trading|1823
IVZ|INVESCO LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|179576
IVZ|INVESCO LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|2318
IVZ|INVESCO LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32988
IWB|ISHARE RUS 1000 ETF|ABLE|NATIXIS Securities Americas LLC|11904
IWB|ISHARE RUS 1000 ETF|ALTX|Alternet Securities Inc.|30609
IWB|ISHARE RUS 1000 ETF|APCC|Apex Clearing Corporation|541
IWB|ISHARE RUS 1000 ETF|BALE|M&T SECURITIES, INC.|3647
IWB|ISHARE RUS 1000 ETF|BANK|Primevest Financial Services, Inc.|691
IWB|ISHARE RUS 1000 ETF|BARD|Robert W. Baird & Co. Incorporated|7209
IWB|ISHARE RUS 1000 ETF|BATM|CBOE TRADING, INC.|27503
IWB|ISHARE RUS 1000 ETF|BBNT|BB&T SECURITIES, LLC|2174
IWB|ISHARE RUS 1000 ETF|BERN|Sanford C. Bernstein & Co., LLC|13749
IWB|ISHARE RUS 1000 ETF|BKCM|BNY Mellon Capital Markets LLC|586
IWB|ISHARE RUS 1000 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23290
IWB|ISHARE RUS 1000 ETF|BNPX|BNP PARIBAS SECURITIES CORP.|39624
IWB|ISHARE RUS 1000 ETF|BTIG|BTIG, LLC|21224
IWB|ISHARE RUS 1000 ETF|BYXM|CBOE TRADING, INC.|500
IWB|ISHARE RUS 1000 ETF|CABR|Cabrera Capital Markets, Inc.|8350
IWB|ISHARE RUS 1000 ETF|CANT|Cantor Fitzgerald & Co.|234780
IWB|ISHARE RUS 1000 ETF|CHAS|Charles Schwab & Co., Inc.|18114
IWB|ISHARE RUS 1000 ETF|CIST|Capital Institutional Services, Inc.|3912
IWB|ISHARE RUS 1000 ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|282465
IWB|ISHARE RUS 1000 ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16
IWB|ISHARE RUS 1000 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|280585
IWB|ISHARE RUS 1000 ETF|CSIN|Citadel Securities Institutional LLC|209952
IWB|ISHARE RUS 1000 ETF|CTDL|Citadel Derivatives Group Llc|162745
IWB|ISHARE RUS 1000 ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|3204
IWB|ISHARE RUS 1000 ETF|DADA|D.A. Davidson & Co.|447
IWB|ISHARE RUS 1000 ETF|DBAB|Deutsche Bank Securities Inc.|36365
IWB|ISHARE RUS 1000 ETF|DBAX|Deutsche Bank Securities Inc.|73200
IWB|ISHARE RUS 1000 ETF|DBUL|Deutsche Bank Securities Inc.|100
IWB|ISHARE RUS 1000 ETF|DEAN|MORGAN STANLEY|19945
IWB|ISHARE RUS 1000 ETF|DEGS|RONIN PROFESSIONAL LLC|300
IWB|ISHARE RUS 1000 ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|425
IWB|ISHARE RUS 1000 ETF|EBXL|EBX LLC|130100
IWB|ISHARE RUS 1000 ETF|EDJO|Edward D. Jones & Co., L.P.|38813
IWB|ISHARE RUS 1000 ETF|EGAM|CBOE TRADING, INC.|9086
IWB|ISHARE RUS 1000 ETF|EGAW|CBOE TRADING, INC.|100
IWB|ISHARE RUS 1000 ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
IWB|ISHARE RUS 1000 ETF|EGXM|CBOE TRADING, INC.|8012
IWB|ISHARE RUS 1000 ETF|ETBE|Electronic Transaction Clearing, Inc.|12778
IWB|ISHARE RUS 1000 ETF|ETCB|ETC BROKERAGE SERVICES, LLC|10
IWB|ISHARE RUS 1000 ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|62191
IWB|ISHARE RUS 1000 ETF|ETRS|E*Trade Securities LLC|3344
IWB|ISHARE RUS 1000 ETF|FBSB|U.S. Bancorp Investments, Inc.|19716
IWB|ISHARE RUS 1000 ETF|FILL|Tradestation Securities, Inc.|30
IWB|ISHARE RUS 1000 ETF|FINX|FINTECH SECURITIES|15
IWB|ISHARE RUS 1000 ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|140849
IWB|ISHARE RUS 1000 ETF|FMAF|NBCN Inc./ CDS|384
IWB|ISHARE RUS 1000 ETF|FQLS|Quantlab Securities LP|188186
IWB|ISHARE RUS 1000 ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61813
IWB|ISHARE RUS 1000 ETF|FTBR|Foliofn Investments, Inc.|1603
IWB|ISHARE RUS 1000 ETF|GARC|ICAP Corporates LLC|464000
IWB|ISHARE RUS 1000 ETF|GLIS|TD Securities Inc|40
IWB|ISHARE RUS 1000 ETF|GLPX|ACS EXECUTION SERVICES, LLC|91952
IWB|ISHARE RUS 1000 ETF|GSCO|GOLDMAN SACHS & CO. LLC|691387
IWB|ISHARE RUS 1000 ETF|GSLT|GOLDMAN SACHS & CO. LLC|38395
IWB|ISHARE RUS 1000 ETF|GTSZ|GTS SECURITIES LLC|94129
IWB|ISHARE RUS 1000 ETF|HRBF|American Enterprise Investment Services Inc.|41581
IWB|ISHARE RUS 1000 ETF|IATS|INTERACTIVE BROKERS LLC|1109
IWB|ISHARE RUS 1000 ETF|IBKR|Interactive Brokers Llc|8987
IWB|ISHARE RUS 1000 ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|36
IWB|ISHARE RUS 1000 ETF|ICBX|INSTINET, LLC|216458
IWB|ISHARE RUS 1000 ETF|INCA|INSTINET, LLC|1049460
IWB|ISHARE RUS 1000 ETF|INJX|INSTINET, LLC|14194
IWB|ISHARE RUS 1000 ETF|ITGI|ITG Inc.|289540
IWB|ISHARE RUS 1000 ETF|ITGP|ITG INC.|45800
IWB|ISHARE RUS 1000 ETF|JEFF|JEFFERIES LLC|128623
IWB|ISHARE RUS 1000 ETF|JMPT|JUMP TRADING, LLC|18370
IWB|ISHARE RUS 1000 ETF|JPMX|J.P. Morgan Securities LLC|110887
IWB|ISHARE RUS 1000 ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1702822
IWB|ISHARE RUS 1000 ETF|JSJX|JANE STREET CAPITAL LLC|349853
IWB|ISHARE RUS 1000 ETF|KCGM|VIRTU Americas LLC|43346
IWB|ISHARE RUS 1000 ETF|LEHM|Barclays Capital Inc./Le|229548
IWB|ISHARE RUS 1000 ETF|LIME|Lime Brokerage LLC|42349
IWB|ISHARE RUS 1000 ETF|LOOP|Loop Capital Markets LLC|1215
IWB|ISHARE RUS 1000 ETF|MACC|Mid Atlantic Capital Corporation|1672
IWB|ISHARE RUS 1000 ETF|MCBT|Moors & Cabot, Inc.|5400
IWB|ISHARE RUS 1000 ETF|MCMF|Raymond James Ltd. Cds|140
IWB|ISHARE RUS 1000 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46636
IWB|ISHARE RUS 1000 ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7680
IWB|ISHARE RUS 1000 ETF|MOTF|MOTIF INVESTING, INC.|116
IWB|ISHARE RUS 1000 ETF|MSCO|MORGAN STANLEY & CO. LLC|660549
IWB|ISHARE RUS 1000 ETF|MSPL|MORGAN STANLEY & CO. LLC|28600
IWB|ISHARE RUS 1000 ETF|NEUB|NEUBERGER BERMAN BD LLC|507
IWB|ISHARE RUS 1000 ETF|NFSC|National Financial Services LLC|265015
IWB|ISHARE RUS 1000 ETF|NITE|VIRTU Americas LLC|807014
IWB|ISHARE RUS 1000 ETF|NITP|VIRTU Americas LLC|97539
IWB|ISHARE RUS 1000 ETF|NQRB|Brut, LLC|27896
IWB|ISHARE RUS 1000 ETF|NTBF|BMO Nesbitt Burns Inc./CDS|85
IWB|ISHARE RUS 1000 ETF|NTRC|Northern Trust Securities, Inc.|305
IWB|ISHARE RUS 1000 ETF|OHOS|TWO SIGMA SECURITIES, LLC|50195
IWB|ISHARE RUS 1000 ETF|OPCO|Oppenheimer & Co. Inc.|6458
IWB|ISHARE RUS 1000 ETF|PDQM|CODA MARKETS, INC.|7515
IWB|ISHARE RUS 1000 ETF|PWJC|UBS Financial Services, Inc.|12027
IWB|ISHARE RUS 1000 ETF|QMSR|QUATTRO M SECURITIES INC.|123001
IWB|ISHARE RUS 1000 ETF|RBCM|RBC CAPITAL MARKETS, LLC|6036
IWB|ISHARE RUS 1000 ETF|SAGL|SAGETRADER, LLC|7436
IWB|ISHARE RUS 1000 ETF|SBSH|Citigroup Global Markets Inc.|175145
IWB|ISHARE RUS 1000 ETF|SEIC|SEI Investments Distribution Co.|28690
IWB|ISHARE RUS 1000 ETF|SGMT|GOLDMAN SACHS & CO. LLC|51113
IWB|ISHARE RUS 1000 ETF|SHMR|ABN Amro Clearing LLC|214535
IWB|ISHARE RUS 1000 ETF|SPDR|SPEEDROUTE LLC|300
IWB|ISHARE RUS 1000 ETF|SPHN|Stephens Inc.|450
IWB|ISHARE RUS 1000 ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1418
IWB|ISHARE RUS 1000 ETF|SWIM|TD Ameritrade, Inc.|2738
IWB|ISHARE RUS 1000 ETF|SWST|Hilltop Securities Inc.|3665
IWB|ISHARE RUS 1000 ETF|TKNG|ALLY INVEST SECURITIES LLC|225
IWB|ISHARE RUS 1000 ETF|TRBT|Tradebot Systems, Inc.|816899
IWB|ISHARE RUS 1000 ETF|TRCM|TRC MARKETS LLC|548528
IWB|ISHARE RUS 1000 ETF|UBSA|UBS SECURITIES LLC|278627
IWB|ISHARE RUS 1000 ETF|UBSS|UBS Securities LLC|280823
IWB|ISHARE RUS 1000 ETF|VALX|VIRTU AMERICAS LLC|4665
IWB|ISHARE RUS 1000 ETF|VGRD|Vanguard Marketing Corporation|2761
IWB|ISHARE RUS 1000 ETF|WBET|Wallachbeth Capital LLC|32300
IWB|ISHARE RUS 1000 ETF|WBLR|WILLIAM BLAIR|1645
IWB|ISHARE RUS 1000 ETF|WCHV|WELLS FARGO SECURITIES, LLC|34597
IWB|ISHARE RUS 1000 ETF|WEDB|WEDBUSH SECURITIES INC.|500
IWB|ISHARE RUS 1000 ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|369
IWB|ISHARE RUS 1000 ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2951
IWB|ISHARE RUS 1000 ETF|WGIF|CIBC World Markets Inc.|51
IWB|ISHARE RUS 1000 ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
IWB|ISHARE RUS 1000 ETF|WSEA|WOLVERINE SECURITIES, LLC|998
IWB|ISHARE RUS 1000 ETF|XIST|INSTINET, LLC|108400
IWB|ISHARE RUS 1000 ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|5840
IWB|ISHARE RUS 1000 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100494
IWC|ISHARES MICROCAP ETF|ALTX|Alternet Securities Inc.|1950
IWC|ISHARES MICROCAP ETF|APCC|Apex Clearing Corporation|1102
IWC|ISHARES MICROCAP ETF|BARD|Robert W. Baird & Co. Incorporated|225
IWC|ISHARES MICROCAP ETF|BATM|CBOE TRADING, INC.|100
IWC|ISHARES MICROCAP ETF|BBNT|BB&T SECURITIES, LLC|900
IWC|ISHARES MICROCAP ETF|BERN|Sanford C. Bernstein & Co., LLC|200
IWC|ISHARES MICROCAP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1121
IWC|ISHARES MICROCAP ETF|CANT|Cantor Fitzgerald & Co.|5072
IWC|ISHARES MICROCAP ETF|CHAS|Charles Schwab & Co., Inc.|187
IWC|ISHARES MICROCAP ETF|CIST|Capital Institutional Services, Inc.|310
IWC|ISHARES MICROCAP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19461
IWC|ISHARES MICROCAP ETF|DBAX|Deutsche Bank Securities Inc.|3400
IWC|ISHARES MICROCAP ETF|DEAN|MORGAN STANLEY|3017
IWC|ISHARES MICROCAP ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4691
IWC|ISHARES MICROCAP ETF|EBXL|EBX LLC|4600
IWC|ISHARES MICROCAP ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|3290
IWC|ISHARES MICROCAP ETF|EDJO|Edward D. Jones & Co., L.P.|514
IWC|ISHARES MICROCAP ETF|EGAM|CBOE TRADING, INC.|100
IWC|ISHARES MICROCAP ETF|ETRS|E*Trade Securities LLC|3529
IWC|ISHARES MICROCAP ETF|FILL|Tradestation Securities, Inc.|20
IWC|ISHARES MICROCAP ETF|FMAF|NBCN Inc./ CDS|9025
IWC|ISHARES MICROCAP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|480
IWC|ISHARES MICROCAP ETF|FTBR|Foliofn Investments, Inc.|13150
IWC|ISHARES MICROCAP ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|300
IWC|ISHARES MICROCAP ETF|GLIS|TD Securities Inc|100
IWC|ISHARES MICROCAP ETF|GSLT|GOLDMAN SACHS & CO. LLC|2404
IWC|ISHARES MICROCAP ETF|GTSZ|GTS SECURITIES LLC|1200
IWC|ISHARES MICROCAP ETF|HRBF|American Enterprise Investment Services Inc.|1130
IWC|ISHARES MICROCAP ETF|IATS|INTERACTIVE BROKERS LLC|2002
IWC|ISHARES MICROCAP ETF|IBKR|Interactive Brokers Llc|527
IWC|ISHARES MICROCAP ETF|ICBX|INSTINET, LLC|7052
IWC|ISHARES MICROCAP ETF|INCA|INSTINET, LLC|380
IWC|ISHARES MICROCAP ETF|INJX|INSTINET, LLC|1529
IWC|ISHARES MICROCAP ETF|ITGI|ITG Inc.|1678
IWC|ISHARES MICROCAP ETF|ITGP|ITG INC.|400
IWC|ISHARES MICROCAP ETF|JANY|Janney Montgomery Scott Inc.|741
IWC|ISHARES MICROCAP ETF|JEFF|JEFFERIES LLC|3533
IWC|ISHARES MICROCAP ETF|JPMX|J.P. Morgan Securities LLC|6440
IWC|ISHARES MICROCAP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|28865
IWC|ISHARES MICROCAP ETF|JSJX|JANE STREET CAPITAL LLC|58638
IWC|ISHARES MICROCAP ETF|KCGM|VIRTU Americas LLC|13403
IWC|ISHARES MICROCAP ETF|LEHM|Barclays Capital Inc./Le|9023
IWC|ISHARES MICROCAP ETF|LIME|Lime Brokerage LLC|4336
IWC|ISHARES MICROCAP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13822
IWC|ISHARES MICROCAP ETF|MOTF|MOTIF INVESTING, INC.|3
IWC|ISHARES MICROCAP ETF|MSCO|MORGAN STANLEY & CO. LLC|25353
IWC|ISHARES MICROCAP ETF|MSPL|MORGAN STANLEY & CO. LLC|900
IWC|ISHARES MICROCAP ETF|NBCS|NBC Securities, INC.|700
IWC|ISHARES MICROCAP ETF|NFSC|National Financial Services LLC|95067
IWC|ISHARES MICROCAP ETF|NITE|VIRTU Americas LLC|91427
IWC|ISHARES MICROCAP ETF|NTBF|BMO Nesbitt Burns Inc./CDS|81
IWC|ISHARES MICROCAP ETF|PDQM|CODA MARKETS, INC.|100
IWC|ISHARES MICROCAP ETF|PWJC|UBS Financial Services, Inc.|289
IWC|ISHARES MICROCAP ETF|RBCM|RBC CAPITAL MARKETS, LLC|11141
IWC|ISHARES MICROCAP ETF|SAGL|SAGETRADER, LLC|100
IWC|ISHARES MICROCAP ETF|SBSH|Citigroup Global Markets Inc.|27
IWC|ISHARES MICROCAP ETF|SEIC|SEI Investments Distribution Co.|1850
IWC|ISHARES MICROCAP ETF|SGMT|GOLDMAN SACHS & CO. LLC|9583
IWC|ISHARES MICROCAP ETF|SHMR|ABN Amro Clearing LLC|425
IWC|ISHARES MICROCAP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|228
IWC|ISHARES MICROCAP ETF|SWIM|TD Ameritrade, Inc.|10583
IWC|ISHARES MICROCAP ETF|SWST|Hilltop Securities Inc.|1003
IWC|ISHARES MICROCAP ETF|TKNG|ALLY INVEST SECURITIES LLC|404
IWC|ISHARES MICROCAP ETF|TRCM|TRC MARKETS LLC|406
IWC|ISHARES MICROCAP ETF|UBSA|UBS SECURITIES LLC|63506
IWC|ISHARES MICROCAP ETF|UBSS|UBS Securities LLC|34066
IWC|ISHARES MICROCAP ETF|VALX|VIRTU AMERICAS LLC|1237
IWC|ISHARES MICROCAP ETF|VGRD|Vanguard Marketing Corporation|2829
IWC|ISHARES MICROCAP ETF|WBET|Wallachbeth Capital LLC|15
IWC|ISHARES MICROCAP ETF|WCHV|WELLS FARGO SECURITIES, LLC|11100
IWC|ISHARES MICROCAP ETF|WEDB|WEDBUSH SECURITIES INC.|53
IWC|ISHARES MICROCAP ETF|WEED|Weeden & Co.L.P.|900
IWC|ISHARES MICROCAP ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2182
IWC|ISHARES MICROCAP ETF|WGIF|CIBC World Markets Inc.|11
IWC|ISHARES MICROCAP ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|65
IWC|ISHARES MICROCAP ETF|WSEA|WOLVERINE SECURITIES, LLC|710
IWC|ISHARES MICROCAP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9563
IWD|ISHARES RUSSELL 1000|AGIS|Aegis Capital Corp.|30
IWD|ISHARES RUSSELL 1000|ALTX|Alternet Securities Inc.|13816
IWD|ISHARES RUSSELL 1000|APCC|Apex Clearing Corporation|984
IWD|ISHARES RUSSELL 1000|BALE|M&T SECURITIES, INC.|6216
IWD|ISHARES RUSSELL 1000|BANK|Primevest Financial Services, Inc.|6729
IWD|ISHARES RUSSELL 1000|BARD|Robert W. Baird & Co. Incorporated|131241
IWD|ISHARES RUSSELL 1000|BATM|CBOE TRADING, INC.|46020
IWD|ISHARES RUSSELL 1000|BAYC|BAY CREST PARTNERS, LLC|9852
IWD|ISHARES RUSSELL 1000|BBNT|BB&T SECURITIES, LLC|34000
IWD|ISHARES RUSSELL 1000|BERN|Sanford C. Bernstein & Co., LLC|23133
IWD|ISHARES RUSSELL 1000|BIDS|BIDS TRADING L.P.|100
IWD|ISHARES RUSSELL 1000|BKCM|BNY Mellon Capital Markets LLC|2900
IWD|ISHARES RUSSELL 1000|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79697
IWD|ISHARES RUSSELL 1000|BNPX|BNP PARIBAS SECURITIES CORP.|3696
IWD|ISHARES RUSSELL 1000|BTIG|BTIG, LLC|56000
IWD|ISHARES RUSSELL 1000|BYXM|CBOE TRADING, INC.|300
IWD|ISHARES RUSSELL 1000|CANT|Cantor Fitzgerald & Co.|3647
IWD|ISHARES RUSSELL 1000|CHAS|Charles Schwab & Co., Inc.|4453
IWD|ISHARES RUSSELL 1000|CIST|Capital Institutional Services, Inc.|25165
IWD|ISHARES RUSSELL 1000|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26337
IWD|ISHARES RUSSELL 1000|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
IWD|ISHARES RUSSELL 1000|CROS|CREDIT SUISSE SECURITIES (USA) LLC|240499
IWD|ISHARES RUSSELL 1000|CSIN|Citadel Securities Institutional LLC|1019778
IWD|ISHARES RUSSELL 1000|CTDL|Citadel Derivatives Group Llc|897887
IWD|ISHARES RUSSELL 1000|CTLR|CUTLER GROUP, LP|100
IWD|ISHARES RUSSELL 1000|CXCX|CITIGROUP GLOBAL MARKETS INC.|2412
IWD|ISHARES RUSSELL 1000|DADA|D.A. Davidson & Co.|479
IWD|ISHARES RUSSELL 1000|DBAB|Deutsche Bank Securities Inc.|453592
IWD|ISHARES RUSSELL 1000|DBAX|Deutsche Bank Securities Inc.|174400
IWD|ISHARES RUSSELL 1000|DCHF|Dart Executions, LLC|120
IWD|ISHARES RUSSELL 1000|DEAN|MORGAN STANLEY|3475074
IWD|ISHARES RUSSELL 1000|DEGS|RONIN PROFESSIONAL LLC|11400
IWD|ISHARES RUSSELL 1000|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3900
IWD|ISHARES RUSSELL 1000|DLTA|DEALERWEB INC.|55000
IWD|ISHARES RUSSELL 1000|EBXL|EBX LLC|215800
IWD|ISHARES RUSSELL 1000|ECUT|CONVERGEX EXECUTION SOLUTIONS|7036
IWD|ISHARES RUSSELL 1000|EDJO|Edward D. Jones & Co., L.P.|56354
IWD|ISHARES RUSSELL 1000|EGAM|CBOE TRADING, INC.|11001
IWD|ISHARES RUSSELL 1000|EGAW|CBOE TRADING, INC.|200
IWD|ISHARES RUSSELL 1000|EGMT|EG MARKET TECHNOLOGIES LLC|200
IWD|ISHARES RUSSELL 1000|EGXM|CBOE TRADING, INC.|6001
IWD|ISHARES RUSSELL 1000|EGXW|CBOE TRADING, INC.|100
IWD|ISHARES RUSSELL 1000|ETBE|Electronic Transaction Clearing, Inc.|9990
IWD|ISHARES RUSSELL 1000|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|59550
IWD|ISHARES RUSSELL 1000|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|670
IWD|ISHARES RUSSELL 1000|ETRS|E*Trade Securities LLC|7307
IWD|ISHARES RUSSELL 1000|FBSB|U.S. Bancorp Investments, Inc.|697
IWD|ISHARES RUSSELL 1000|FILL|Tradestation Securities, Inc.|11
IWD|ISHARES RUSSELL 1000|FINX|FINTECH SECURITIES|2095
IWD|ISHARES RUSSELL 1000|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|71600
IWD|ISHARES RUSSELL 1000|FMAF|NBCN Inc./ CDS|636
IWD|ISHARES RUSSELL 1000|FQLS|Quantlab Securities LP|205209
IWD|ISHARES RUSSELL 1000|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115277
IWD|ISHARES RUSSELL 1000|FTBR|Foliofn Investments, Inc.|5453
IWD|ISHARES RUSSELL 1000|GBMT|GBM International, Inc.|540
IWD|ISHARES RUSSELL 1000|GEBB|GLOBAL EXECUTION BROKERS, LP|2777
IWD|ISHARES RUSSELL 1000|GLPX|ACS EXECUTION SERVICES, LLC|11795
IWD|ISHARES RUSSELL 1000|GSCO|GOLDMAN SACHS & CO. LLC|3240123
IWD|ISHARES RUSSELL 1000|GSCS|GOLDMAN SACHS & CO. LLC|3641
IWD|ISHARES RUSSELL 1000|GSLT|GOLDMAN SACHS & CO. LLC|41793
IWD|ISHARES RUSSELL 1000|GTSZ|GTS SECURITIES LLC|227828
IWD|ISHARES RUSSELL 1000|HRBF|American Enterprise Investment Services Inc.|49215
IWD|ISHARES RUSSELL 1000|IATS|INTERACTIVE BROKERS LLC|11223
IWD|ISHARES RUSSELL 1000|IBKR|Interactive Brokers Llc|82013
IWD|ISHARES RUSSELL 1000|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|610
IWD|ISHARES RUSSELL 1000|ICBX|INSTINET, LLC|202477
IWD|ISHARES RUSSELL 1000|INCA|INSTINET, LLC|317130
IWD|ISHARES RUSSELL 1000|INGS|Ingalls & Snyder, Llc|9
IWD|ISHARES RUSSELL 1000|INJX|INSTINET, LLC|16209
IWD|ISHARES RUSSELL 1000|ITGI|ITG Inc.|179231
IWD|ISHARES RUSSELL 1000|ITGP|ITG INC.|48000
IWD|ISHARES RUSSELL 1000|JANY|Janney Montgomery Scott Inc.|3988
IWD|ISHARES RUSSELL 1000|JEFF|JEFFERIES LLC|11078
IWD|ISHARES RUSSELL 1000|JMPT|JUMP TRADING, LLC|10490
IWD|ISHARES RUSSELL 1000|JPMX|J.P. Morgan Securities LLC|111125
IWD|ISHARES RUSSELL 1000|JSEB|JANE STREET EXECUTION SERVICES, LLC|242127
IWD|ISHARES RUSSELL 1000|JSJX|JANE STREET CAPITAL LLC|461409
IWD|ISHARES RUSSELL 1000|KCGM|VIRTU Americas LLC|75343
IWD|ISHARES RUSSELL 1000|LEHM|Barclays Capital Inc./Le|1555391
IWD|ISHARES RUSSELL 1000|LIME|Lime Brokerage LLC|30656
IWD|ISHARES RUSSELL 1000|LMGP|LIME BROKERAGE LLC|515
IWD|ISHARES RUSSELL 1000|LOOP|Loop Capital Markets LLC|1298
IWD|ISHARES RUSSELL 1000|LSCI|Lek Securities Corporation|2
IWD|ISHARES RUSSELL 1000|LTCO|Ladenburg, Thalmann & Co., Inc.|69404
IWD|ISHARES RUSSELL 1000|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
IWD|ISHARES RUSSELL 1000|MACC|Mid Atlantic Capital Corporation|17499
IWD|ISHARES RUSSELL 1000|MAXM|Maxim Group LLC|24227
IWD|ISHARES RUSSELL 1000|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120966
IWD|ISHARES RUSSELL 1000|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|14900
IWD|ISHARES RUSSELL 1000|MOTF|MOTIF INVESTING, INC.|1
IWD|ISHARES RUSSELL 1000|MSCO|MORGAN STANLEY & CO. LLC|983680
IWD|ISHARES RUSSELL 1000|MSPL|MORGAN STANLEY & CO. LLC|47700
IWD|ISHARES RUSSELL 1000|MSTX|MORGAN STANLEY & CO. LLC|1900
IWD|ISHARES RUSSELL 1000|NATL|National Securities Corporation|72
IWD|ISHARES RUSSELL 1000|NBCS|NBC Securities, INC.|136
IWD|ISHARES RUSSELL 1000|NFSC|National Financial Services LLC|576839
IWD|ISHARES RUSSELL 1000|NITE|VIRTU Americas LLC|1192917
IWD|ISHARES RUSSELL 1000|NITP|VIRTU Americas LLC|95006
IWD|ISHARES RUSSELL 1000|NQRB|Brut, LLC|7633
IWD|ISHARES RUSSELL 1000|NTRC|Northern Trust Securities, Inc.|1502
IWD|ISHARES RUSSELL 1000|OHOS|TWO SIGMA SECURITIES, LLC|69968
IWD|ISHARES RUSSELL 1000|OPCO|Oppenheimer & Co. Inc.|4571
IWD|ISHARES RUSSELL 1000|PDQM|CODA MARKETS, INC.|18085
IWD|ISHARES RUSSELL 1000|PIPR|Piper Jaffray & Co.|6075
IWD|ISHARES RUSSELL 1000|PWJC|UBS Financial Services, Inc.|5190
IWD|ISHARES RUSSELL 1000|RBCM|RBC CAPITAL MARKETS, LLC|3912
IWD|ISHARES RUSSELL 1000|RHOX|XR Securities LLC|310249
IWD|ISHARES RUSSELL 1000|SAGL|SAGETRADER, LLC|6330
IWD|ISHARES RUSSELL 1000|SALI|INTL FCSTONE FINANCIAL INC.|88
IWD|ISHARES RUSSELL 1000|SBSH|Citigroup Global Markets Inc.|218954
IWD|ISHARES RUSSELL 1000|SEIC|SEI Investments Distribution Co.|10716
IWD|ISHARES RUSSELL 1000|SGMT|GOLDMAN SACHS & CO. LLC|176801
IWD|ISHARES RUSSELL 1000|SHMR|ABN Amro Clearing LLC|107787
IWD|ISHARES RUSSELL 1000|SPDR|SPEEDROUTE LLC|500
IWD|ISHARES RUSSELL 1000|SPHN|Stephens Inc.|2698
IWD|ISHARES RUSSELL 1000|STFC|Stuart Frankel & Co., Incorporated|3888
IWD|ISHARES RUSSELL 1000|STFL|Stifel, Nicolaus & Company, Incorporated|17582
IWD|ISHARES RUSSELL 1000|STXG|Stockcross Financial Services, Inc.|15
IWD|ISHARES RUSSELL 1000|SWIM|TD Ameritrade, Inc.|2635
IWD|ISHARES RUSSELL 1000|SWST|Hilltop Securities Inc.|20410
IWD|ISHARES RUSSELL 1000|TKNG|ALLY INVEST SECURITIES LLC|59
IWD|ISHARES RUSSELL 1000|TRBT|Tradebot Systems, Inc.|871467
IWD|ISHARES RUSSELL 1000|TRCM|TRC MARKETS LLC|774228
IWD|ISHARES RUSSELL 1000|TWTT|TASTYWORKS, INC.|64
IWD|ISHARES RUSSELL 1000|UBSA|UBS SECURITIES LLC|464573
IWD|ISHARES RUSSELL 1000|UBSS|UBS Securities LLC|1334660
IWD|ISHARES RUSSELL 1000|VALX|VIRTU AMERICAS LLC|14845
IWD|ISHARES RUSSELL 1000|VGRD|Vanguard Marketing Corporation|22857
IWD|ISHARES RUSSELL 1000|WBLR|WILLIAM BLAIR|19
IWD|ISHARES RUSSELL 1000|WBPX|SUMMIT SECURITIES GROUP, LLC|200
IWD|ISHARES RUSSELL 1000|WCHV|WELLS FARGO SECURITIES, LLC|129949
IWD|ISHARES RUSSELL 1000|WEDB|WEDBUSH SECURITIES INC.|121
IWD|ISHARES RUSSELL 1000|WEED|Weeden & Co.L.P.|20
IWD|ISHARES RUSSELL 1000|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2469
IWD|ISHARES RUSSELL 1000|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21553
IWD|ISHARES RUSSELL 1000|WLTH|WEALTHFRONT BROKERAGE CORPORATION|120
IWD|ISHARES RUSSELL 1000|WSEA|WOLVERINE SECURITIES, LLC|4162
IWD|ISHARES RUSSELL 1000|XSTM|NATIONAL FINANCIAL SERVICES LLC|820
IWD|ISHARES RUSSELL 1000|YKNA|COMHAR CAPITAL MARKETS, LLC|300
IWD|ISHARES RUSSELL 1000|YLPL|Linsco/Private Ledger Financial Services, Incorporated|92976
IWF|ISHARE RUS 1000 GR E|AGIS|Aegis Capital Corp.|332
IWF|ISHARE RUS 1000 GR E|ALTX|Alternet Securities Inc.|28678
IWF|ISHARE RUS 1000 GR E|APCC|Apex Clearing Corporation|986
IWF|ISHARE RUS 1000 GR E|BALE|M&T SECURITIES, INC.|8869
IWF|ISHARE RUS 1000 GR E|BANK|Primevest Financial Services, Inc.|9304
IWF|ISHARE RUS 1000 GR E|BARD|Robert W. Baird & Co. Incorporated|72166
IWF|ISHARE RUS 1000 GR E|BATM|CBOE TRADING, INC.|22034
IWF|ISHARE RUS 1000 GR E|BAYC|BAY CREST PARTNERS, LLC|2515
IWF|ISHARE RUS 1000 GR E|BBNT|BB&T SECURITIES, LLC|5106
IWF|ISHARE RUS 1000 GR E|BERN|Sanford C. Bernstein & Co., LLC|20983
IWF|ISHARE RUS 1000 GR E|BIDS|BIDS TRADING L.P.|200
IWF|ISHARE RUS 1000 GR E|BKCM|BNY Mellon Capital Markets LLC|1220
IWF|ISHARE RUS 1000 GR E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|89382
IWF|ISHARE RUS 1000 GR E|BNPX|BNP PARIBAS SECURITIES CORP.|9465
IWF|ISHARE RUS 1000 GR E|BTIG|BTIG, LLC|61269
IWF|ISHARE RUS 1000 GR E|BYXM|CBOE TRADING, INC.|200
IWF|ISHARE RUS 1000 GR E|CANT|Cantor Fitzgerald & Co.|15859
IWF|ISHARE RUS 1000 GR E|CHAS|Charles Schwab & Co., Inc.|6603
IWF|ISHARE RUS 1000 GR E|CIST|Capital Institutional Services, Inc.|12817
IWF|ISHARE RUS 1000 GR E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39813
IWF|ISHARE RUS 1000 GR E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|362618
IWF|ISHARE RUS 1000 GR E|CSIN|Citadel Securities Institutional LLC|2843011
IWF|ISHARE RUS 1000 GR E|CTDL|Citadel Derivatives Group Llc|2898060
IWF|ISHARE RUS 1000 GR E|CXCX|CITIGROUP GLOBAL MARKETS INC.|114866
IWF|ISHARE RUS 1000 GR E|DADA|D.A. Davidson & Co.|11298
IWF|ISHARE RUS 1000 GR E|DBAB|Deutsche Bank Securities Inc.|21019
IWF|ISHARE RUS 1000 GR E|DBAX|Deutsche Bank Securities Inc.|263600
IWF|ISHARE RUS 1000 GR E|DCHF|Dart Executions, LLC|1799
IWF|ISHARE RUS 1000 GR E|DEAN|MORGAN STANLEY|3852382
IWF|ISHARE RUS 1000 GR E|DEGS|RONIN PROFESSIONAL LLC|2200
IWF|ISHARE RUS 1000 GR E|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4010
IWF|ISHARE RUS 1000 GR E|EBXL|EBX LLC|370700
IWF|ISHARE RUS 1000 GR E|ECUT|CONVERGEX EXECUTION SOLUTIONS|51920
IWF|ISHARE RUS 1000 GR E|EDJO|Edward D. Jones & Co., L.P.|2073640
IWF|ISHARE RUS 1000 GR E|EGAM|CBOE TRADING, INC.|22276
IWF|ISHARE RUS 1000 GR E|EGAW|CBOE TRADING, INC.|400
IWF|ISHARE RUS 1000 GR E|EGMT|EG MARKET TECHNOLOGIES LLC|700
IWF|ISHARE RUS 1000 GR E|EGXM|CBOE TRADING, INC.|26924
IWF|ISHARE RUS 1000 GR E|EGXW|CBOE TRADING, INC.|600
IWF|ISHARE RUS 1000 GR E|ETBE|Electronic Transaction Clearing, Inc.|16266
IWF|ISHARE RUS 1000 GR E|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|104101
IWF|ISHARE RUS 1000 GR E|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|550
IWF|ISHARE RUS 1000 GR E|ETRS|E*Trade Securities LLC|66475
IWF|ISHARE RUS 1000 GR E|FILL|Tradestation Securities, Inc.|703
IWF|ISHARE RUS 1000 GR E|FINX|FINTECH SECURITIES|9612
IWF|ISHARE RUS 1000 GR E|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|100
IWF|ISHARE RUS 1000 GR E|FMAF|NBCN Inc./ CDS|88032
IWF|ISHARE RUS 1000 GR E|FQLS|Quantlab Securities LP|81523
IWF|ISHARE RUS 1000 GR E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120243
IWF|ISHARE RUS 1000 GR E|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|22209
IWF|ISHARE RUS 1000 GR E|FTBR|Foliofn Investments, Inc.|22026
IWF|ISHARE RUS 1000 GR E|GBMT|GBM International, Inc.|338
IWF|ISHARE RUS 1000 GR E|GLIS|TD Securities Inc|5
IWF|ISHARE RUS 1000 GR E|GLPX|ACS EXECUTION SERVICES, LLC|128764
IWF|ISHARE RUS 1000 GR E|GSCO|GOLDMAN SACHS & CO. LLC|3322334
IWF|ISHARE RUS 1000 GR E|GSCS|GOLDMAN SACHS & CO. LLC|35412
IWF|ISHARE RUS 1000 GR E|GSLT|GOLDMAN SACHS & CO. LLC|23274
IWF|ISHARE RUS 1000 GR E|GTSZ|GTS SECURITIES LLC|186924
IWF|ISHARE RUS 1000 GR E|HRBF|American Enterprise Investment Services Inc.|106836
IWF|ISHARE RUS 1000 GR E|HSBC|HSBC Securities, Inc.|15299
IWF|ISHARE RUS 1000 GR E|IATS|INTERACTIVE BROKERS LLC|5981
IWF|ISHARE RUS 1000 GR E|IBKR|Interactive Brokers Llc|19684
IWF|ISHARE RUS 1000 GR E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1108
IWF|ISHARE RUS 1000 GR E|ICBX|INSTINET, LLC|332006
IWF|ISHARE RUS 1000 GR E|INCA|INSTINET, LLC|99474
IWF|ISHARE RUS 1000 GR E|INJX|INSTINET, LLC|200
IWF|ISHARE RUS 1000 GR E|INTL|INTL FCSTONE FINANCIAL INC.|59
IWF|ISHARE RUS 1000 GR E|ITGI|ITG Inc.|108052
IWF|ISHARE RUS 1000 GR E|ITGP|ITG INC.|26200
IWF|ISHARE RUS 1000 GR E|JANY|Janney Montgomery Scott Inc.|5522
IWF|ISHARE RUS 1000 GR E|JEFF|JEFFERIES LLC|400
IWF|ISHARE RUS 1000 GR E|JMPT|JUMP TRADING, LLC|24997
IWF|ISHARE RUS 1000 GR E|JONE|JonesTrading|1500
IWF|ISHARE RUS 1000 GR E|JPBX|J.P. MORGAN SECURITIES LLC|600
IWF|ISHARE RUS 1000 GR E|JPMX|J.P. Morgan Securities LLC|212523
IWF|ISHARE RUS 1000 GR E|JSEB|JANE STREET EXECUTION SERVICES, LLC|350842
IWF|ISHARE RUS 1000 GR E|JSJX|JANE STREET CAPITAL LLC|637701
IWF|ISHARE RUS 1000 GR E|KCGM|VIRTU Americas LLC|50415
IWF|ISHARE RUS 1000 GR E|LEHM|Barclays Capital Inc./Le|1002386
IWF|ISHARE RUS 1000 GR E|LIME|Lime Brokerage LLC|48878
IWF|ISHARE RUS 1000 GR E|LMGP|LIME BROKERAGE LLC|75
IWF|ISHARE RUS 1000 GR E|LOOP|Loop Capital Markets LLC|18300
IWF|ISHARE RUS 1000 GR E|LSCI|Lek Securities Corporation|514
IWF|ISHARE RUS 1000 GR E|MACC|Mid Atlantic Capital Corporation|12792
IWF|ISHARE RUS 1000 GR E|MACQ|Macquarie Capital (USA) Inc.|34000
IWF|ISHARE RUS 1000 GR E|MAXM|Maxim Group LLC|1619
IWF|ISHARE RUS 1000 GR E|MCMF|Raymond James Ltd. Cds|76
IWF|ISHARE RUS 1000 GR E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|171018
IWF|ISHARE RUS 1000 GR E|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|15115
IWF|ISHARE RUS 1000 GR E|MOTF|MOTIF INVESTING, INC.|3
IWF|ISHARE RUS 1000 GR E|MSCO|MORGAN STANLEY & CO. LLC|908209
IWF|ISHARE RUS 1000 GR E|MSPL|MORGAN STANLEY & CO. LLC|55700
IWF|ISHARE RUS 1000 GR E|MSTX|MORGAN STANLEY & CO. LLC|200
IWF|ISHARE RUS 1000 GR E|NATL|National Securities Corporation|34
IWF|ISHARE RUS 1000 GR E|NBCS|NBC Securities, INC.|139
IWF|ISHARE RUS 1000 GR E|NFSC|National Financial Services LLC|757171
IWF|ISHARE RUS 1000 GR E|NITE|VIRTU Americas LLC|3735720
IWF|ISHARE RUS 1000 GR E|NITP|VIRTU Americas LLC|68931
IWF|ISHARE RUS 1000 GR E|NQRB|Brut, LLC|17647
IWF|ISHARE RUS 1000 GR E|NTBF|BMO Nesbitt Burns Inc./CDS|50
IWF|ISHARE RUS 1000 GR E|NTRC|Northern Trust Securities, Inc.|888
IWF|ISHARE RUS 1000 GR E|OHOS|TWO SIGMA SECURITIES, LLC|46105
IWF|ISHARE RUS 1000 GR E|OPCO|Oppenheimer & Co. Inc.|6995
IWF|ISHARE RUS 1000 GR E|PDQM|CODA MARKETS, INC.|34870
IWF|ISHARE RUS 1000 GR E|PWJC|UBS Financial Services, Inc.|7584
IWF|ISHARE RUS 1000 GR E|RBCM|RBC CAPITAL MARKETS, LLC|27458
IWF|ISHARE RUS 1000 GR E|RHOX|XR Securities LLC|201146
IWF|ISHARE RUS 1000 GR E|SAGL|SAGETRADER, LLC|7514
IWF|ISHARE RUS 1000 GR E|SALI|INTL FCSTONE FINANCIAL INC.|86
IWF|ISHARE RUS 1000 GR E|SBSH|Citigroup Global Markets Inc.|4112750
IWF|ISHARE RUS 1000 GR E|SEIC|SEI Investments Distribution Co.|23929
IWF|ISHARE RUS 1000 GR E|SGMT|GOLDMAN SACHS & CO. LLC|214258
IWF|ISHARE RUS 1000 GR E|SHMR|ABN Amro Clearing LLC|22988
IWF|ISHARE RUS 1000 GR E|SIBO|Prime Executions, Inc.|106155
IWF|ISHARE RUS 1000 GR E|SPDR|SPEEDROUTE LLC|1100
IWF|ISHARE RUS 1000 GR E|SPHN|Stephens Inc.|1769
IWF|ISHARE RUS 1000 GR E|STFL|Stifel, Nicolaus & Company, Incorporated|15018
IWF|ISHARE RUS 1000 GR E|SWIM|TD Ameritrade, Inc.|14014
IWF|ISHARE RUS 1000 GR E|SWST|Hilltop Securities Inc.|30524
IWF|ISHARE RUS 1000 GR E|TAGC|TELSEY ADVISORY GROUP LLC|231
IWF|ISHARE RUS 1000 GR E|TKNG|ALLY INVEST SECURITIES LLC|1247
IWF|ISHARE RUS 1000 GR E|TRBT|Tradebot Systems, Inc.|889336
IWF|ISHARE RUS 1000 GR E|TRCM|TRC MARKETS LLC|585384
IWF|ISHARE RUS 1000 GR E|UBSA|UBS SECURITIES LLC|664814
IWF|ISHARE RUS 1000 GR E|UBSS|UBS Securities LLC|1360051
IWF|ISHARE RUS 1000 GR E|VALX|VIRTU AMERICAS LLC|3921
IWF|ISHARE RUS 1000 GR E|VGRD|Vanguard Marketing Corporation|8218
IWF|ISHARE RUS 1000 GR E|WABR|Wall Street Access|200
IWF|ISHARE RUS 1000 GR E|WBLR|WILLIAM BLAIR|300
IWF|ISHARE RUS 1000 GR E|WBPX|SUMMIT SECURITIES GROUP, LLC|600
IWF|ISHARE RUS 1000 GR E|WCHV|WELLS FARGO SECURITIES, LLC|165411
IWF|ISHARE RUS 1000 GR E|WEDB|WEDBUSH SECURITIES INC.|211
IWF|ISHARE RUS 1000 GR E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2998
IWF|ISHARE RUS 1000 GR E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10224
IWF|ISHARE RUS 1000 GR E|WGIF|CIBC World Markets Inc.|119
IWF|ISHARE RUS 1000 GR E|WLTH|WEALTHFRONT BROKERAGE CORPORATION|337
IWF|ISHARE RUS 1000 GR E|WSEA|WOLVERINE SECURITIES, LLC|11946
IWF|ISHARE RUS 1000 GR E|XPUS|XP SECURITIES, LLC|3049
IWF|ISHARE RUS 1000 GR E|XSTM|NATIONAL FINANCIAL SERVICES LLC|8974
IWF|ISHARE RUS 1000 GR E|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
IWF|ISHARE RUS 1000 GR E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|192983
IWL|ISHARES RSL TP 200|APCC|Apex Clearing Corporation|2
IWL|ISHARES RSL TP 200|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
IWL|ISHARES RSL TP 200|CANT|Cantor Fitzgerald & Co.|9
IWL|ISHARES RSL TP 200|CHAS|Charles Schwab & Co., Inc.|26
IWL|ISHARES RSL TP 200|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5646
IWL|ISHARES RSL TP 200|DBAX|Deutsche Bank Securities Inc.|5900
IWL|ISHARES RSL TP 200|DEAN|MORGAN STANLEY|348
IWL|ISHARES RSL TP 200|EBXL|EBX LLC|12000
IWL|ISHARES RSL TP 200|EGAM|CBOE TRADING, INC.|100
IWL|ISHARES RSL TP 200|ETRS|E*Trade Securities LLC|223
IWL|ISHARES RSL TP 200|FBSB|U.S. Bancorp Investments, Inc.|71
IWL|ISHARES RSL TP 200|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98244
IWL|ISHARES RSL TP 200|GSCO|GOLDMAN SACHS & CO. LLC|124
IWL|ISHARES RSL TP 200|HRBF|American Enterprise Investment Services Inc.|18172
IWL|ISHARES RSL TP 200|IATS|INTERACTIVE BROKERS LLC|300
IWL|ISHARES RSL TP 200|IBKR|Interactive Brokers Llc|4800
IWL|ISHARES RSL TP 200|ICBX|INSTINET, LLC|10920
IWL|ISHARES RSL TP 200|JPMX|J.P. Morgan Securities LLC|9558
IWL|ISHARES RSL TP 200|JSJX|JANE STREET CAPITAL LLC|102270
IWL|ISHARES RSL TP 200|KCGM|VIRTU Americas LLC|13478
IWL|ISHARES RSL TP 200|LEHM|Barclays Capital Inc./Le|16207
IWL|ISHARES RSL TP 200|LIME|Lime Brokerage LLC|1088
IWL|ISHARES RSL TP 200|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16140
IWL|ISHARES RSL TP 200|MSCO|MORGAN STANLEY & CO. LLC|17513
IWL|ISHARES RSL TP 200|MSPL|MORGAN STANLEY & CO. LLC|1800
IWL|ISHARES RSL TP 200|NFSC|National Financial Services LLC|59480
IWL|ISHARES RSL TP 200|NITE|VIRTU Americas LLC|102430
IWL|ISHARES RSL TP 200|NITP|VIRTU Americas LLC|100
IWL|ISHARES RSL TP 200|NTBF|BMO Nesbitt Burns Inc./CDS|10
IWL|ISHARES RSL TP 200|RBCM|RBC CAPITAL MARKETS, LLC|25
IWL|ISHARES RSL TP 200|SGMT|GOLDMAN SACHS & CO. LLC|9528
IWL|ISHARES RSL TP 200|SWIM|TD Ameritrade, Inc.|60
IWL|ISHARES RSL TP 200|TRCM|TRC MARKETS LLC|266
IWL|ISHARES RSL TP 200|UBSA|UBS SECURITIES LLC|21733
IWL|ISHARES RSL TP 200|UBSS|UBS Securities LLC|13105
IWL|ISHARES RSL TP 200|WBLR|WILLIAM BLAIR|12
IWL|ISHARES RSL TP 200|WCHV|WELLS FARGO SECURITIES, LLC|435
IWL|ISHARES RSL TP 200|WSEA|WOLVERINE SECURITIES, LLC|173
IWL|ISHARES RSL TP 200|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
IWL|ISHARES RSL TP 200|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3680
IWM|ISHARE RUS 2000 ETF|ADAM|CANACCORD GENUITY INC.|405025
IWM|ISHARE RUS 2000 ETF|AGIS|Aegis Capital Corp.|502
IWM|ISHARE RUS 2000 ETF|ALTX|Alternet Securities Inc.|131332
IWM|ISHARE RUS 2000 ETF|ANOS|ABEL/NOSER, L.L.C.|7800
IWM|ISHARE RUS 2000 ETF|APCC|Apex Clearing Corporation|70490
IWM|ISHARE RUS 2000 ETF|AQUA|AQUA SECURITIES L.P.|6100
IWM|ISHARE RUS 2000 ETF|AVON|Avondale Partners, LLC|100
IWM|ISHARE RUS 2000 ETF|BALE|M&T SECURITIES, INC.|5970
IWM|ISHARE RUS 2000 ETF|BANK|Primevest Financial Services, Inc.|1672
IWM|ISHARE RUS 2000 ETF|BARD|Robert W. Baird & Co. Incorporated|31492
IWM|ISHARE RUS 2000 ETF|BATM|CBOE TRADING, INC.|1469990
IWM|ISHARE RUS 2000 ETF|BAYC|BAY CREST PARTNERS, LLC|303863
IWM|ISHARE RUS 2000 ETF|BAYT|BTIG, LLC|231155
IWM|ISHARE RUS 2000 ETF|BBNT|BB&T SECURITIES, LLC|13942
IWM|ISHARE RUS 2000 ETF|BERN|Sanford C. Bernstein & Co., LLC|395974
IWM|ISHARE RUS 2000 ETF|BIDS|BIDS TRADING L.P.|17700
IWM|ISHARE RUS 2000 ETF|BIMI|Banca IMI Securities Corp.|10
IWM|ISHARE RUS 2000 ETF|BKCM|BNY Mellon Capital Markets LLC|23743
IWM|ISHARE RUS 2000 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|107190
IWM|ISHARE RUS 2000 ETF|BLKX|INSTINET, LLC|27300
IWM|ISHARE RUS 2000 ETF|BNPX|BNP PARIBAS SECURITIES CORP.|4298424
IWM|ISHARE RUS 2000 ETF|BTIG|BTIG, LLC|32014
IWM|ISHARE RUS 2000 ETF|BYXM|CBOE TRADING, INC.|46409
IWM|ISHARE RUS 2000 ETF|BZXL|VOLANT LIQUIDITY, LLC|4500
IWM|ISHARE RUS 2000 ETF|CANT|Cantor Fitzgerald & Co.|102222
IWM|ISHARE RUS 2000 ETF|CHAS|Charles Schwab & Co., Inc.|80895
IWM|ISHARE RUS 2000 ETF|CHBC|PENSERRA SECURITIES, LLC|13050320
IWM|ISHARE RUS 2000 ETF|CIBP|CIBC World Markets Corp.|476269
IWM|ISHARE RUS 2000 ETF|CICF|Canaccord Genuity Corp.|1236
IWM|ISHARE RUS 2000 ETF|CIST|Capital Institutional Services, Inc.|28319
IWM|ISHARE RUS 2000 ETF|CLSA|CLSA AMERICAS, LLC|600
IWM|ISHARE RUS 2000 ETF|CMTT|CMT TRADING LLC|22165
IWM|ISHARE RUS 2000 ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|652789
IWM|ISHARE RUS 2000 ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|78088
IWM|ISHARE RUS 2000 ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|115709
IWM|ISHARE RUS 2000 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4056364
IWM|ISHARE RUS 2000 ETF|CSIN|Citadel Securities Institutional LLC|1843573
IWM|ISHARE RUS 2000 ETF|CTDE|CHOICETRADE|25
IWM|ISHARE RUS 2000 ETF|CTDL|Citadel Derivatives Group Llc|3543110
IWM|ISHARE RUS 2000 ETF|CTLR|CUTLER GROUP, LP|2645
IWM|ISHARE RUS 2000 ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|263952
IWM|ISHARE RUS 2000 ETF|DADA|D.A. Davidson & Co.|1677
IWM|ISHARE RUS 2000 ETF|DAVA|Davenport & Company LLC|140
IWM|ISHARE RUS 2000 ETF|DBAB|Deutsche Bank Securities Inc.|3829763
IWM|ISHARE RUS 2000 ETF|DBAX|Deutsche Bank Securities Inc.|2874300
IWM|ISHARE RUS 2000 ETF|DBUL|Deutsche Bank Securities Inc.|2064
IWM|ISHARE RUS 2000 ETF|DCHF|Dart Executions, LLC|184692
IWM|ISHARE RUS 2000 ETF|DEAN|MORGAN STANLEY|66294
IWM|ISHARE RUS 2000 ETF|DEGS|RONIN PROFESSIONAL LLC|124491
IWM|ISHARE RUS 2000 ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|368274
IWM|ISHARE RUS 2000 ETF|DLTA|DEALERWEB INC.|22710728
IWM|ISHARE RUS 2000 ETF|DOTC|Dougherty & Company LLC|19800
IWM|ISHARE RUS 2000 ETF|DRWJ|DRW SECURITIES, L.L.C.|2071659
IWM|ISHARE RUS 2000 ETF|EBXL|EBX LLC|5114800
IWM|ISHARE RUS 2000 ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2423566
IWM|ISHARE RUS 2000 ETF|EDJC|Edward Jones / CDS|627
IWM|ISHARE RUS 2000 ETF|EDJO|Edward D. Jones & Co., L.P.|43917
IWM|ISHARE RUS 2000 ETF|EGAM|CBOE TRADING, INC.|370085
IWM|ISHARE RUS 2000 ETF|EGAW|CBOE TRADING, INC.|4325
IWM|ISHARE RUS 2000 ETF|EGMT|EG MARKET TECHNOLOGIES LLC|200
IWM|ISHARE RUS 2000 ETF|EGXM|CBOE TRADING, INC.|74302
IWM|ISHARE RUS 2000 ETF|EGXW|CBOE TRADING, INC.|743
IWM|ISHARE RUS 2000 ETF|ELEV|ELEVATION, LLC|228700
IWM|ISHARE RUS 2000 ETF|EROP|Eroom Securities L.L.C.|300
IWM|ISHARE RUS 2000 ETF|ETBE|Electronic Transaction Clearing, Inc.|524922
IWM|ISHARE RUS 2000 ETF|ETCB|ETC BROKERAGE SERVICES, LLC|196
IWM|ISHARE RUS 2000 ETF|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
IWM|ISHARE RUS 2000 ETF|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|61100
IWM|ISHARE RUS 2000 ETF|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|136096
IWM|ISHARE RUS 2000 ETF|ETRS|E*Trade Securities LLC|3299449
IWM|ISHARE RUS 2000 ETF|EVRS|E1 ASSET MANAGEMENT, INC.|112
IWM|ISHARE RUS 2000 ETF|FBSB|U.S. Bancorp Investments, Inc.|2396
IWM|ISHARE RUS 2000 ETF|FCST|INTL FCSTONE FINANCIAL INC.|100
IWM|ISHARE RUS 2000 ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|220
IWM|ISHARE RUS 2000 ETF|FILL|Tradestation Securities, Inc.|441546
IWM|ISHARE RUS 2000 ETF|FINX|FINTECH SECURITIES|3368
IWM|ISHARE RUS 2000 ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|380546
IWM|ISHARE RUS 2000 ETF|FMAF|NBCN Inc./ CDS|961923
IWM|ISHARE RUS 2000 ETF|FOGS|FOG EQUITIES LLC|6526400
IWM|ISHARE RUS 2000 ETF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|314025
IWM|ISHARE RUS 2000 ETF|FQLS|Quantlab Securities LP|1023169
IWM|ISHARE RUS 2000 ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1092623
IWM|ISHARE RUS 2000 ETF|FTBR|Foliofn Investments, Inc.|29844
IWM|ISHARE RUS 2000 ETF|GARC|ICAP Corporates LLC|150000
IWM|ISHARE RUS 2000 ETF|GBMT|GBM International, Inc.|5923
IWM|ISHARE RUS 2000 ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|224011
IWM|ISHARE RUS 2000 ETF|GFIS|GFI Securities LLC|72200
IWM|ISHARE RUS 2000 ETF|GFRY|JUMP TRADING, LLC|1761704
IWM|ISHARE RUS 2000 ETF|GLIS|TD Securities Inc|1576
IWM|ISHARE RUS 2000 ETF|GLPX|ACS EXECUTION SERVICES, LLC|510779
IWM|ISHARE RUS 2000 ETF|GSCO|GOLDMAN SACHS & CO. LLC|11999949
IWM|ISHARE RUS 2000 ETF|GSCS|GOLDMAN SACHS & CO. LLC|616179
IWM|ISHARE RUS 2000 ETF|GSLT|GOLDMAN SACHS & CO. LLC|663462
IWM|ISHARE RUS 2000 ETF|GTSZ|GTS SECURITIES LLC|263558
IWM|ISHARE RUS 2000 ETF|HAPX|HAP Trading, LLC|600
IWM|ISHARE RUS 2000 ETF|HRBF|American Enterprise Investment Services Inc.|99123
IWM|ISHARE RUS 2000 ETF|HSBC|HSBC Securities, Inc.|100061
IWM|ISHARE RUS 2000 ETF|IATS|INTERACTIVE BROKERS LLC|609783
IWM|ISHARE RUS 2000 ETF|IBKR|Interactive Brokers Llc|1228135
IWM|ISHARE RUS 2000 ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|169
IWM|ISHARE RUS 2000 ETF|ICBX|INSTINET, LLC|2387184
IWM|ISHARE RUS 2000 ETF|IEQY|CITADEL SECURITIES LLC|3041864
IWM|ISHARE RUS 2000 ETF|INCA|INSTINET, LLC|6252589
IWM|ISHARE RUS 2000 ETF|INJX|INSTINET, LLC|534627
IWM|ISHARE RUS 2000 ETF|ITGI|ITG Inc.|973064
IWM|ISHARE RUS 2000 ETF|ITGP|ITG INC.|780400
IWM|ISHARE RUS 2000 ETF|JANY|Janney Montgomery Scott Inc.|14001
IWM|ISHARE RUS 2000 ETF|JEFF|JEFFERIES LLC|1242838
IWM|ISHARE RUS 2000 ETF|JMPT|JUMP TRADING, LLC|201570
IWM|ISHARE RUS 2000 ETF|JONE|JonesTrading|238585
IWM|ISHARE RUS 2000 ETF|JPBX|J.P. MORGAN SECURITIES LLC|549500
IWM|ISHARE RUS 2000 ETF|JPMX|J.P. Morgan Securities LLC|4177742
IWM|ISHARE RUS 2000 ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|196746
IWM|ISHARE RUS 2000 ETF|JSJX|JANE STREET CAPITAL LLC|2298773
IWM|ISHARE RUS 2000 ETF|JUTA|JUMP TRADING, LLC|111125
IWM|ISHARE RUS 2000 ETF|KCGM|VIRTU Americas LLC|1211584
IWM|ISHARE RUS 2000 ETF|LBKI|Libucki & Co., LLC|11422896
IWM|ISHARE RUS 2000 ETF|LEER|LEERINK PARTNERS LLC|10000
IWM|ISHARE RUS 2000 ETF|LEHM|Barclays Capital Inc./Le|14987513
IWM|ISHARE RUS 2000 ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3073
IWM|ISHARE RUS 2000 ETF|LIME|Lime Brokerage LLC|880064
IWM|ISHARE RUS 2000 ETF|LIWD|LIME BROKERAGE LLC|66
IWM|ISHARE RUS 2000 ETF|LIWK|LIME BROKERAGE LLC|844
IWM|ISHARE RUS 2000 ETF|LIWM|LIME BROKERAGE LLC|2217
IWM|ISHARE RUS 2000 ETF|LMGP|LIME BROKERAGE LLC|7268
IWM|ISHARE RUS 2000 ETF|LOOP|Loop Capital Markets LLC|11300
IWM|ISHARE RUS 2000 ETF|LQNA|LIQUIDNET, INC.|52400
IWM|ISHARE RUS 2000 ETF|LSCI|Lek Securities Corporation|522724
IWM|ISHARE RUS 2000 ETF|LTCO|Ladenburg, Thalmann & Co., Inc.|42442
IWM|ISHARE RUS 2000 ETF|LVMR|LIVERMORE TRADING GROUP, INC.|11000
IWM|ISHARE RUS 2000 ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9351
IWM|ISHARE RUS 2000 ETF|MACC|Mid Atlantic Capital Corporation|30679
IWM|ISHARE RUS 2000 ETF|MAXM|Maxim Group LLC|235840
IWM|ISHARE RUS 2000 ETF|MBTS|ALLY INVEST SECURITIES LLC|16127
IWM|ISHARE RUS 2000 ETF|MCBT|Moors & Cabot, Inc.|1300
IWM|ISHARE RUS 2000 ETF|MCMF|Raymond James Ltd. Cds|324
IWM|ISHARE RUS 2000 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2489867
IWM|ISHARE RUS 2000 ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|49959
IWM|ISHARE RUS 2000 ETF|MOTF|MOTIF INVESTING, INC.|16
IWM|ISHARE RUS 2000 ETF|MSCO|MORGAN STANLEY & CO. LLC|23340407
IWM|ISHARE RUS 2000 ETF|MSPL|MORGAN STANLEY & CO. LLC|3415100
IWM|ISHARE RUS 2000 ETF|MSTX|MORGAN STANLEY & CO. LLC|1681500
IWM|ISHARE RUS 2000 ETF|NATL|National Securities Corporation|4844
IWM|ISHARE RUS 2000 ETF|NBCS|NBC Securities, INC.|104
IWM|ISHARE RUS 2000 ETF|NEUB|NEUBERGER BERMAN BD LLC|224
IWM|ISHARE RUS 2000 ETF|NFSC|National Financial Services LLC|2951892
IWM|ISHARE RUS 2000 ETF|NITE|VIRTU Americas LLC|9934554
IWM|ISHARE RUS 2000 ETF|NITP|VIRTU Americas LLC|199737
IWM|ISHARE RUS 2000 ETF|NMRA|Nomura Securities International, Inc.|117761
IWM|ISHARE RUS 2000 ETF|NQRB|Brut, LLC|232671
IWM|ISHARE RUS 2000 ETF|NTBF|BMO Nesbitt Burns Inc./CDS|6621
IWM|ISHARE RUS 2000 ETF|NTRC|Northern Trust Securities, Inc.|12952
IWM|ISHARE RUS 2000 ETF|OHOS|TWO SIGMA SECURITIES, LLC|1003655
IWM|ISHARE RUS 2000 ETF|OLDM|OLD MISSION CAPITAL, LLC|1334
IWM|ISHARE RUS 2000 ETF|OPCO|Oppenheimer & Co. Inc.|17080
IWM|ISHARE RUS 2000 ETF|OTAA|OTA LLC|49500
IWM|ISHARE RUS 2000 ETF|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|409887
IWM|ISHARE RUS 2000 ETF|PDQM|CODA MARKETS, INC.|292200
IWM|ISHARE RUS 2000 ETF|PHLY|NASDAQ Execution Services, LLC|97200
IWM|ISHARE RUS 2000 ETF|PICT|Pictet Overseas Inc.|2500
IWM|ISHARE RUS 2000 ETF|PRJX|JUMP TRADING, LLC|1393250
IWM|ISHARE RUS 2000 ETF|PWJC|UBS Financial Services, Inc.|18805
IWM|ISHARE RUS 2000 ETF|QMSR|QUATTRO M SECURITIES INC.|154911
IWM|ISHARE RUS 2000 ETF|RBCM|RBC CAPITAL MARKETS, LLC|52683
IWM|ISHARE RUS 2000 ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|291896
IWM|ISHARE RUS 2000 ETF|RGLD|Regal Securities, Inc|100
IWM|ISHARE RUS 2000 ETF|RHCO|Suntrust Robinson Humphrey, Inc.|47358
IWM|ISHARE RUS 2000 ETF|RHOX|XR Securities LLC|5179327
IWM|ISHARE RUS 2000 ETF|RILY|B. RILEY FBR, INC.|245000
IWM|ISHARE RUS 2000 ETF|ROTH|Roth Capital Partners, LLC|500
IWM|ISHARE RUS 2000 ETF|SAGL|SAGETRADER, LLC|35964
IWM|ISHARE RUS 2000 ETF|SALI|INTL FCSTONE FINANCIAL INC.|1446
IWM|ISHARE RUS 2000 ETF|SBRX|MURIEL SIEBERT & CO INC|181
IWM|ISHARE RUS 2000 ETF|SBSH|Citigroup Global Markets Inc.|4257790
IWM|ISHARE RUS 2000 ETF|SEIC|SEI Investments Distribution Co.|50683
IWM|ISHARE RUS 2000 ETF|SGMT|GOLDMAN SACHS & CO. LLC|2006948
IWM|ISHARE RUS 2000 ETF|SHMR|ABN Amro Clearing LLC|638069
IWM|ISHARE RUS 2000 ETF|SIDC|Sidoti & Company, LLC|100
IWM|ISHARE RUS 2000 ETF|SOGO|Wang Investment Associates, Inc.|5685
IWM|ISHARE RUS 2000 ETF|SPDR|SPEEDROUTE LLC|47926
IWM|ISHARE RUS 2000 ETF|SPHN|Stephens Inc.|617
IWM|ISHARE RUS 2000 ETF|SPTD|MINT GLOBAL MARKETS, INC.|100
IWM|ISHARE RUS 2000 ETF|STFL|Stifel, Nicolaus & Company, Incorporated|23921
IWM|ISHARE RUS 2000 ETF|SWIM|TD Ameritrade, Inc.|1170892
IWM|ISHARE RUS 2000 ETF|SWST|Hilltop Securities Inc.|137540
IWM|ISHARE RUS 2000 ETF|TAGC|TELSEY ADVISORY GROUP LLC|19800
IWM|ISHARE RUS 2000 ETF|TDSI|TD Securities (USA) LLC|8000
IWM|ISHARE RUS 2000 ETF|TFAS|TRADITION ASIEL SECURITIES INC.|2400000
IWM|ISHARE RUS 2000 ETF|TKNG|ALLY INVEST SECURITIES LLC|10148
IWM|ISHARE RUS 2000 ETF|TMBR|Timber Hill LLC|8300
IWM|ISHARE RUS 2000 ETF|TOUR|TOURMALINE PARTNERS, LLC|3200
IWM|ISHARE RUS 2000 ETF|TRBT|Tradebot Systems, Inc.|4289347
IWM|ISHARE RUS 2000 ETF|TRCM|TRC MARKETS LLC|8081111
IWM|ISHARE RUS 2000 ETF|TWTT|TASTYWORKS, INC.|11995
IWM|ISHARE RUS 2000 ETF|UBSA|UBS SECURITIES LLC|5589714
IWM|ISHARE RUS 2000 ETF|UBSS|UBS Securities LLC|2864938
IWM|ISHARE RUS 2000 ETF|VALX|VIRTU AMERICAS LLC|811851
IWM|ISHARE RUS 2000 ETF|VGRD|Vanguard Marketing Corporation|88032
IWM|ISHARE RUS 2000 ETF|VSIN|Vision Financial Markets Llc|84
IWM|ISHARE RUS 2000 ETF|WABR|Wall Street Access|19200
IWM|ISHARE RUS 2000 ETF|WBET|Wallachbeth Capital LLC|8432
IWM|ISHARE RUS 2000 ETF|WBLR|WILLIAM BLAIR|9130
IWM|ISHARE RUS 2000 ETF|WCHV|WELLS FARGO SECURITIES, LLC|5230780
IWM|ISHARE RUS 2000 ETF|WEDB|WEDBUSH SECURITIES INC.|83597
IWM|ISHARE RUS 2000 ETF|WEED|Weeden & Co.L.P.|19850
IWM|ISHARE RUS 2000 ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|654670
IWM|ISHARE RUS 2000 ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1975831
IWM|ISHARE RUS 2000 ETF|WFPB|Wells Fargo Securities, LLC.|2316
IWM|ISHARE RUS 2000 ETF|WGIF|CIBC World Markets Inc.|2285
IWM|ISHARE RUS 2000 ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|149
IWM|ISHARE RUS 2000 ETF|WSAG|WALL STREET ACCESS|17480
IWM|ISHARE RUS 2000 ETF|WSEA|WOLVERINE SECURITIES, LLC|152883
IWM|ISHARE RUS 2000 ETF|WTFS|JUST2TRADE, INC.|15
IWM|ISHARE RUS 2000 ETF|XPUS|XP SECURITIES, LLC|45353
IWM|ISHARE RUS 2000 ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|174994
IWM|ISHARE RUS 2000 ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|4350
IWM|ISHARE RUS 2000 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|920781
IWN|ISHARE RUS 2000 VALU|ALTX|Alternet Securities Inc.|8779
IWN|ISHARE RUS 2000 VALU|ANOS|ABEL/NOSER, L.L.C.|83528
IWN|ISHARE RUS 2000 VALU|APCC|Apex Clearing Corporation|19199
IWN|ISHARE RUS 2000 VALU|BALE|M&T SECURITIES, INC.|1100
IWN|ISHARE RUS 2000 VALU|BANK|Primevest Financial Services, Inc.|2837
IWN|ISHARE RUS 2000 VALU|BARD|Robert W. Baird & Co. Incorporated|6476
IWN|ISHARE RUS 2000 VALU|BATM|CBOE TRADING, INC.|4325
IWN|ISHARE RUS 2000 VALU|BAYT|BTIG, LLC|6700
IWN|ISHARE RUS 2000 VALU|BBNT|BB&T SECURITIES, LLC|8697
IWN|ISHARE RUS 2000 VALU|BERN|Sanford C. Bernstein & Co., LLC|9427
IWN|ISHARE RUS 2000 VALU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66395
IWN|ISHARE RUS 2000 VALU|BMOC|BMO Capital Markets Corp.|10400
IWN|ISHARE RUS 2000 VALU|BRGE|Newbridge Securities Corp.|4
IWN|ISHARE RUS 2000 VALU|BTIG|BTIG, LLC|8880
IWN|ISHARE RUS 2000 VALU|BYXM|CBOE TRADING, INC.|900
IWN|ISHARE RUS 2000 VALU|CANT|Cantor Fitzgerald & Co.|952849
IWN|ISHARE RUS 2000 VALU|CHAS|Charles Schwab & Co., Inc.|7218
IWN|ISHARE RUS 2000 VALU|CICF|Canaccord Genuity Corp.|792
IWN|ISHARE RUS 2000 VALU|CIST|Capital Institutional Services, Inc.|2614
IWN|ISHARE RUS 2000 VALU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58590
IWN|ISHARE RUS 2000 VALU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4918
IWN|ISHARE RUS 2000 VALU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|397773
IWN|ISHARE RUS 2000 VALU|CSIN|Citadel Securities Institutional LLC|375345
IWN|ISHARE RUS 2000 VALU|CTDL|Citadel Derivatives Group Llc|364667
IWN|ISHARE RUS 2000 VALU|CXCX|CITIGROUP GLOBAL MARKETS INC.|20090
IWN|ISHARE RUS 2000 VALU|DADA|D.A. Davidson & Co.|12194
IWN|ISHARE RUS 2000 VALU|DAVA|Davenport & Company LLC|10
IWN|ISHARE RUS 2000 VALU|DBAB|Deutsche Bank Securities Inc.|19080
IWN|ISHARE RUS 2000 VALU|DBAX|Deutsche Bank Securities Inc.|157100
IWN|ISHARE RUS 2000 VALU|DBUL|Deutsche Bank Securities Inc.|200
IWN|ISHARE RUS 2000 VALU|DCHF|Dart Executions, LLC|120
IWN|ISHARE RUS 2000 VALU|DEAN|MORGAN STANLEY|904351
IWN|ISHARE RUS 2000 VALU|DEGS|RONIN PROFESSIONAL LLC|3912
IWN|ISHARE RUS 2000 VALU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|722
IWN|ISHARE RUS 2000 VALU|EBXL|EBX LLC|210600
IWN|ISHARE RUS 2000 VALU|ECUT|CONVERGEX EXECUTION SOLUTIONS|86259
IWN|ISHARE RUS 2000 VALU|EDJC|Edward Jones / CDS|7
IWN|ISHARE RUS 2000 VALU|EDJO|Edward D. Jones & Co., L.P.|25578
IWN|ISHARE RUS 2000 VALU|EGAM|CBOE TRADING, INC.|4672
IWN|ISHARE RUS 2000 VALU|EGAW|CBOE TRADING, INC.|100
IWN|ISHARE RUS 2000 VALU|EGMT|EG MARKET TECHNOLOGIES LLC|900
IWN|ISHARE RUS 2000 VALU|EGXM|CBOE TRADING, INC.|3708
IWN|ISHARE RUS 2000 VALU|ETBE|Electronic Transaction Clearing, Inc.|22188
IWN|ISHARE RUS 2000 VALU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|90047
IWN|ISHARE RUS 2000 VALU|ETRS|E*Trade Securities LLC|23120
IWN|ISHARE RUS 2000 VALU|FBSB|U.S. Bancorp Investments, Inc.|3754
IWN|ISHARE RUS 2000 VALU|FILL|Tradestation Securities, Inc.|263
IWN|ISHARE RUS 2000 VALU|FINX|FINTECH SECURITIES|8212
IWN|ISHARE RUS 2000 VALU|FMAF|NBCN Inc./ CDS|635
IWN|ISHARE RUS 2000 VALU|FQLS|Quantlab Securities LP|36895
IWN|ISHARE RUS 2000 VALU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92497
IWN|ISHARE RUS 2000 VALU|FTBR|Foliofn Investments, Inc.|8192
IWN|ISHARE RUS 2000 VALU|GBMT|GBM International, Inc.|2074
IWN|ISHARE RUS 2000 VALU|GLIS|TD Securities Inc|200
IWN|ISHARE RUS 2000 VALU|GLPX|ACS EXECUTION SERVICES, LLC|1931
IWN|ISHARE RUS 2000 VALU|GSCO|GOLDMAN SACHS & CO. LLC|450153
IWN|ISHARE RUS 2000 VALU|GSCS|GOLDMAN SACHS & CO. LLC|5298
IWN|ISHARE RUS 2000 VALU|GSLT|GOLDMAN SACHS & CO. LLC|10285
IWN|ISHARE RUS 2000 VALU|GTSZ|GTS SECURITIES LLC|58112
IWN|ISHARE RUS 2000 VALU|HRBF|American Enterprise Investment Services Inc.|23250
IWN|ISHARE RUS 2000 VALU|IATS|INTERACTIVE BROKERS LLC|1281
IWN|ISHARE RUS 2000 VALU|IBKR|Interactive Brokers Llc|10150
IWN|ISHARE RUS 2000 VALU|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|279
IWN|ISHARE RUS 2000 VALU|ICBX|INSTINET, LLC|264286
IWN|ISHARE RUS 2000 VALU|INCA|INSTINET, LLC|198207
IWN|ISHARE RUS 2000 VALU|INJX|INSTINET, LLC|20512
IWN|ISHARE RUS 2000 VALU|ITGI|ITG Inc.|116644
IWN|ISHARE RUS 2000 VALU|ITGP|ITG INC.|22400
IWN|ISHARE RUS 2000 VALU|JANY|Janney Montgomery Scott Inc.|856
IWN|ISHARE RUS 2000 VALU|JEFF|JEFFERIES LLC|59891
IWN|ISHARE RUS 2000 VALU|JMPT|JUMP TRADING, LLC|24325
IWN|ISHARE RUS 2000 VALU|JPMX|J.P. Morgan Securities LLC|169810
IWN|ISHARE RUS 2000 VALU|JSEB|JANE STREET EXECUTION SERVICES, LLC|364281
IWN|ISHARE RUS 2000 VALU|JSJX|JANE STREET CAPITAL LLC|288743
IWN|ISHARE RUS 2000 VALU|KCGM|VIRTU Americas LLC|59058
IWN|ISHARE RUS 2000 VALU|LEHM|Barclays Capital Inc./Le|850586
IWN|ISHARE RUS 2000 VALU|LIME|Lime Brokerage LLC|27665
IWN|ISHARE RUS 2000 VALU|LSCI|Lek Securities Corporation|726
IWN|ISHARE RUS 2000 VALU|MACC|Mid Atlantic Capital Corporation|530
IWN|ISHARE RUS 2000 VALU|MAXM|Maxim Group LLC|78
IWN|ISHARE RUS 2000 VALU|MBTS|ALLY INVEST SECURITIES LLC|65
IWN|ISHARE RUS 2000 VALU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|147850
IWN|ISHARE RUS 2000 VALU|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1800
IWN|ISHARE RUS 2000 VALU|MOTF|MOTIF INVESTING, INC.|1
IWN|ISHARE RUS 2000 VALU|MSCO|MORGAN STANLEY & CO. LLC|410486
IWN|ISHARE RUS 2000 VALU|MSPL|MORGAN STANLEY & CO. LLC|51600
IWN|ISHARE RUS 2000 VALU|MSTX|MORGAN STANLEY & CO. LLC|800
IWN|ISHARE RUS 2000 VALU|NATL|National Securities Corporation|25
IWN|ISHARE RUS 2000 VALU|NBCS|NBC Securities, INC.|37
IWN|ISHARE RUS 2000 VALU|NFSC|National Financial Services LLC|579881
IWN|ISHARE RUS 2000 VALU|NITE|VIRTU Americas LLC|1717288
IWN|ISHARE RUS 2000 VALU|NITP|VIRTU Americas LLC|100
IWN|ISHARE RUS 2000 VALU|NQRB|Brut, LLC|14603
IWN|ISHARE RUS 2000 VALU|NTBF|BMO Nesbitt Burns Inc./CDS|175
IWN|ISHARE RUS 2000 VALU|NTRC|Northern Trust Securities, Inc.|66826
IWN|ISHARE RUS 2000 VALU|OHOS|TWO SIGMA SECURITIES, LLC|40079
IWN|ISHARE RUS 2000 VALU|ONEL|O'NEIL SECURITIES, INCORPORATED|1290
IWN|ISHARE RUS 2000 VALU|OPCO|Oppenheimer & Co. Inc.|1496
IWN|ISHARE RUS 2000 VALU|PDQM|CODA MARKETS, INC.|34642
IWN|ISHARE RUS 2000 VALU|PHLY|NASDAQ Execution Services, LLC|400
IWN|ISHARE RUS 2000 VALU|PWJC|UBS Financial Services, Inc.|454
IWN|ISHARE RUS 2000 VALU|RBCM|RBC CAPITAL MARKETS, LLC|7992
IWN|ISHARE RUS 2000 VALU|SALI|INTL FCSTONE FINANCIAL INC.|161
IWN|ISHARE RUS 2000 VALU|SBSH|Citigroup Global Markets Inc.|617228
IWN|ISHARE RUS 2000 VALU|SEIC|SEI Investments Distribution Co.|378
IWN|ISHARE RUS 2000 VALU|SGMT|GOLDMAN SACHS & CO. LLC|149655
IWN|ISHARE RUS 2000 VALU|SHMR|ABN Amro Clearing LLC|3186
IWN|ISHARE RUS 2000 VALU|SPDR|SPEEDROUTE LLC|6600
IWN|ISHARE RUS 2000 VALU|SPHN|Stephens Inc.|1090
IWN|ISHARE RUS 2000 VALU|STFL|Stifel, Nicolaus & Company, Incorporated|7417
IWN|ISHARE RUS 2000 VALU|SWIM|TD Ameritrade, Inc.|1545
IWN|ISHARE RUS 2000 VALU|SWST|Hilltop Securities Inc.|2955
IWN|ISHARE RUS 2000 VALU|TAGC|TELSEY ADVISORY GROUP LLC|200
IWN|ISHARE RUS 2000 VALU|TKNG|ALLY INVEST SECURITIES LLC|227
IWN|ISHARE RUS 2000 VALU|TRBT|Tradebot Systems, Inc.|299123
IWN|ISHARE RUS 2000 VALU|TRCM|TRC MARKETS LLC|282527
IWN|ISHARE RUS 2000 VALU|TWTT|TASTYWORKS, INC.|70
IWN|ISHARE RUS 2000 VALU|UBSA|UBS SECURITIES LLC|364086
IWN|ISHARE RUS 2000 VALU|UBSS|UBS Securities LLC|329096
IWN|ISHARE RUS 2000 VALU|VALX|VIRTU AMERICAS LLC|2587
IWN|ISHARE RUS 2000 VALU|VGRD|Vanguard Marketing Corporation|4699
IWN|ISHARE RUS 2000 VALU|VSIN|Vision Financial Markets Llc|10
IWN|ISHARE RUS 2000 VALU|WABR|Wall Street Access|13726
IWN|ISHARE RUS 2000 VALU|WBLR|WILLIAM BLAIR|159
IWN|ISHARE RUS 2000 VALU|WCHV|WELLS FARGO SECURITIES, LLC|38050
IWN|ISHARE RUS 2000 VALU|WEDB|WEDBUSH SECURITIES INC.|65
IWN|ISHARE RUS 2000 VALU|WEED|Weeden & Co.L.P.|1453
IWN|ISHARE RUS 2000 VALU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1564
IWN|ISHARE RUS 2000 VALU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14841
IWN|ISHARE RUS 2000 VALU|WLTH|WEALTHFRONT BROKERAGE CORPORATION|77
IWN|ISHARE RUS 2000 VALU|WSEA|WOLVERINE SECURITIES, LLC|799
IWN|ISHARE RUS 2000 VALU|XSTM|NATIONAL FINANCIAL SERVICES LLC|8642
IWN|ISHARE RUS 2000 VALU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40123
IWO|ISHARES RUSSELL 2000|ALTX|Alternet Securities Inc.|8313
IWO|ISHARES RUSSELL 2000|ANOS|ABEL/NOSER, L.L.C.|560
IWO|ISHARES RUSSELL 2000|APCC|Apex Clearing Corporation|504
IWO|ISHARES RUSSELL 2000|BALE|M&T SECURITIES, INC.|1162
IWO|ISHARES RUSSELL 2000|BANK|Primevest Financial Services, Inc.|1027
IWO|ISHARES RUSSELL 2000|BARD|Robert W. Baird & Co. Incorporated|2912
IWO|ISHARES RUSSELL 2000|BATM|CBOE TRADING, INC.|7902
IWO|ISHARES RUSSELL 2000|BAYC|BAY CREST PARTNERS, LLC|7740
IWO|ISHARES RUSSELL 2000|BAYT|BTIG, LLC|139577
IWO|ISHARES RUSSELL 2000|BBNT|BB&T SECURITIES, LLC|1846
IWO|ISHARES RUSSELL 2000|BERN|Sanford C. Bernstein & Co., LLC|37028
IWO|ISHARES RUSSELL 2000|BKCM|BNY Mellon Capital Markets LLC|9285
IWO|ISHARES RUSSELL 2000|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29699
IWO|ISHARES RUSSELL 2000|BYXM|CBOE TRADING, INC.|724
IWO|ISHARES RUSSELL 2000|CANT|Cantor Fitzgerald & Co.|598782
IWO|ISHARES RUSSELL 2000|CHAS|Charles Schwab & Co., Inc.|5142
IWO|ISHARES RUSSELL 2000|CICF|Canaccord Genuity Corp.|345
IWO|ISHARES RUSSELL 2000|CIST|Capital Institutional Services, Inc.|4457
IWO|ISHARES RUSSELL 2000|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36427
IWO|ISHARES RUSSELL 2000|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
IWO|ISHARES RUSSELL 2000|CROS|CREDIT SUISSE SECURITIES (USA) LLC|287352
IWO|ISHARES RUSSELL 2000|CSIN|Citadel Securities Institutional LLC|6384
IWO|ISHARES RUSSELL 2000|CTDL|Citadel Derivatives Group Llc|53435
IWO|ISHARES RUSSELL 2000|CXCX|CITIGROUP GLOBAL MARKETS INC.|16932
IWO|ISHARES RUSSELL 2000|DADA|D.A. Davidson & Co.|7523
IWO|ISHARES RUSSELL 2000|DBAB|Deutsche Bank Securities Inc.|276815
IWO|ISHARES RUSSELL 2000|DBAX|Deutsche Bank Securities Inc.|175300
IWO|ISHARES RUSSELL 2000|DCHF|Dart Executions, LLC|240
IWO|ISHARES RUSSELL 2000|DEAN|MORGAN STANLEY|577130
IWO|ISHARES RUSSELL 2000|DEGS|RONIN PROFESSIONAL LLC|7010
IWO|ISHARES RUSSELL 2000|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3161
IWO|ISHARES RUSSELL 2000|EBXL|EBX LLC|161300
IWO|ISHARES RUSSELL 2000|ECUT|CONVERGEX EXECUTION SOLUTIONS|52537
IWO|ISHARES RUSSELL 2000|EDJO|Edward D. Jones & Co., L.P.|14705
IWO|ISHARES RUSSELL 2000|EGAM|CBOE TRADING, INC.|3360
IWO|ISHARES RUSSELL 2000|EGAW|CBOE TRADING, INC.|25
IWO|ISHARES RUSSELL 2000|EGMT|EG MARKET TECHNOLOGIES LLC|1483
IWO|ISHARES RUSSELL 2000|EGXM|CBOE TRADING, INC.|1593
IWO|ISHARES RUSSELL 2000|EGXW|CBOE TRADING, INC.|400
IWO|ISHARES RUSSELL 2000|ETBE|Electronic Transaction Clearing, Inc.|21972
IWO|ISHARES RUSSELL 2000|ETCB|ETC BROKERAGE SERVICES, LLC|4650
IWO|ISHARES RUSSELL 2000|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|90526
IWO|ISHARES RUSSELL 2000|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
IWO|ISHARES RUSSELL 2000|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|600
IWO|ISHARES RUSSELL 2000|ETRS|E*Trade Securities LLC|35460
IWO|ISHARES RUSSELL 2000|FILL|Tradestation Securities, Inc.|676
IWO|ISHARES RUSSELL 2000|FINX|FINTECH SECURITIES|2412
IWO|ISHARES RUSSELL 2000|FMAF|NBCN Inc./ CDS|57088
IWO|ISHARES RUSSELL 2000|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12723
IWO|ISHARES RUSSELL 2000|FQLS|Quantlab Securities LP|56511
IWO|ISHARES RUSSELL 2000|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77091
IWO|ISHARES RUSSELL 2000|FTBR|Foliofn Investments, Inc.|6732
IWO|ISHARES RUSSELL 2000|GBMT|GBM International, Inc.|82
IWO|ISHARES RUSSELL 2000|GLIS|TD Securities Inc|150
IWO|ISHARES RUSSELL 2000|GLPX|ACS EXECUTION SERVICES, LLC|4459
IWO|ISHARES RUSSELL 2000|GSCO|GOLDMAN SACHS & CO. LLC|190137
IWO|ISHARES RUSSELL 2000|GSCS|GOLDMAN SACHS & CO. LLC|14755
IWO|ISHARES RUSSELL 2000|GSLT|GOLDMAN SACHS & CO. LLC|4740
IWO|ISHARES RUSSELL 2000|GTSZ|GTS SECURITIES LLC|133997
IWO|ISHARES RUSSELL 2000|HAPX|HAP Trading, LLC|200
IWO|ISHARES RUSSELL 2000|HRBF|American Enterprise Investment Services Inc.|38408
IWO|ISHARES RUSSELL 2000|IATS|INTERACTIVE BROKERS LLC|14298
IWO|ISHARES RUSSELL 2000|IBKR|Interactive Brokers Llc|17376
IWO|ISHARES RUSSELL 2000|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|432
IWO|ISHARES RUSSELL 2000|ICBX|INSTINET, LLC|96888
IWO|ISHARES RUSSELL 2000|INCA|INSTINET, LLC|87441
IWO|ISHARES RUSSELL 2000|INJX|INSTINET, LLC|22787
IWO|ISHARES RUSSELL 2000|ITGI|ITG Inc.|89577
IWO|ISHARES RUSSELL 2000|ITGP|ITG INC.|43000
IWO|ISHARES RUSSELL 2000|JANY|Janney Montgomery Scott Inc.|1145
IWO|ISHARES RUSSELL 2000|JEFF|JEFFERIES LLC|87669
IWO|ISHARES RUSSELL 2000|JMPT|JUMP TRADING, LLC|38896
IWO|ISHARES RUSSELL 2000|JPBX|J.P. MORGAN SECURITIES LLC|821
IWO|ISHARES RUSSELL 2000|JPMX|J.P. Morgan Securities LLC|62773
IWO|ISHARES RUSSELL 2000|JRCO|Johnson Rice & Company L.L.C.|2520
IWO|ISHARES RUSSELL 2000|JSEB|JANE STREET EXECUTION SERVICES, LLC|294110
IWO|ISHARES RUSSELL 2000|JSJX|JANE STREET CAPITAL LLC|250711
IWO|ISHARES RUSSELL 2000|KCGM|VIRTU Americas LLC|31128
IWO|ISHARES RUSSELL 2000|KING|C. L. King & Associates, Inc.|580
IWO|ISHARES RUSSELL 2000|LEHM|Barclays Capital Inc./Le|248980
IWO|ISHARES RUSSELL 2000|LIME|Lime Brokerage LLC|58145
IWO|ISHARES RUSSELL 2000|LMGP|LIME BROKERAGE LLC|57
IWO|ISHARES RUSSELL 2000|LSCI|Lek Securities Corporation|7
IWO|ISHARES RUSSELL 2000|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
IWO|ISHARES RUSSELL 2000|MACC|Mid Atlantic Capital Corporation|3260
IWO|ISHARES RUSSELL 2000|MCMF|Raymond James Ltd. Cds|40
IWO|ISHARES RUSSELL 2000|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77100
IWO|ISHARES RUSSELL 2000|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|250
IWO|ISHARES RUSSELL 2000|MOTF|MOTIF INVESTING, INC.|5
IWO|ISHARES RUSSELL 2000|MSCO|MORGAN STANLEY & CO. LLC|445159
IWO|ISHARES RUSSELL 2000|MSPL|MORGAN STANLEY & CO. LLC|80600
IWO|ISHARES RUSSELL 2000|MSTX|MORGAN STANLEY & CO. LLC|1400
IWO|ISHARES RUSSELL 2000|NATL|National Securities Corporation|17
IWO|ISHARES RUSSELL 2000|NBCS|NBC Securities, INC.|17
IWO|ISHARES RUSSELL 2000|NEED|Needham & Company, LLC|500
IWO|ISHARES RUSSELL 2000|NFSC|National Financial Services LLC|870436
IWO|ISHARES RUSSELL 2000|NITE|VIRTU Americas LLC|652590
IWO|ISHARES RUSSELL 2000|NITP|VIRTU Americas LLC|100
IWO|ISHARES RUSSELL 2000|NORT|Northland Securities, Inc.|13500
IWO|ISHARES RUSSELL 2000|NQRB|Brut, LLC|23135
IWO|ISHARES RUSSELL 2000|NTBF|BMO Nesbitt Burns Inc./CDS|170
IWO|ISHARES RUSSELL 2000|NTRC|Northern Trust Securities, Inc.|179
IWO|ISHARES RUSSELL 2000|OHOS|TWO SIGMA SECURITIES, LLC|42554
IWO|ISHARES RUSSELL 2000|ONEL|O'NEIL SECURITIES, INCORPORATED|1154
IWO|ISHARES RUSSELL 2000|OPCO|Oppenheimer & Co. Inc.|6827
IWO|ISHARES RUSSELL 2000|PDQM|CODA MARKETS, INC.|4085
IWO|ISHARES RUSSELL 2000|PHLY|NASDAQ Execution Services, LLC|1200
IWO|ISHARES RUSSELL 2000|PWJC|UBS Financial Services, Inc.|1155
IWO|ISHARES RUSSELL 2000|RBCM|RBC CAPITAL MARKETS, LLC|18194
IWO|ISHARES RUSSELL 2000|RHCO|Suntrust Robinson Humphrey, Inc.|17777
IWO|ISHARES RUSSELL 2000|SAGL|SAGETRADER, LLC|4100
IWO|ISHARES RUSSELL 2000|SALI|INTL FCSTONE FINANCIAL INC.|6
IWO|ISHARES RUSSELL 2000|SBSH|Citigroup Global Markets Inc.|38407
IWO|ISHARES RUSSELL 2000|SEIC|SEI Investments Distribution Co.|7213
IWO|ISHARES RUSSELL 2000|SGMT|GOLDMAN SACHS & CO. LLC|81374
IWO|ISHARES RUSSELL 2000|SHMR|ABN Amro Clearing LLC|2146
IWO|ISHARES RUSSELL 2000|SPDR|SPEEDROUTE LLC|402
IWO|ISHARES RUSSELL 2000|SPHN|Stephens Inc.|4132
IWO|ISHARES RUSSELL 2000|STFL|Stifel, Nicolaus & Company, Incorporated|3007
IWO|ISHARES RUSSELL 2000|SWIM|TD Ameritrade, Inc.|3537
IWO|ISHARES RUSSELL 2000|SWST|Hilltop Securities Inc.|7796
IWO|ISHARES RUSSELL 2000|TKNG|ALLY INVEST SECURITIES LLC|251
IWO|ISHARES RUSSELL 2000|TRBT|Tradebot Systems, Inc.|191022
IWO|ISHARES RUSSELL 2000|TRCM|TRC MARKETS LLC|279676
IWO|ISHARES RUSSELL 2000|UBSA|UBS SECURITIES LLC|361578
IWO|ISHARES RUSSELL 2000|UBSS|UBS Securities LLC|340714
IWO|ISHARES RUSSELL 2000|VALX|VIRTU AMERICAS LLC|25539
IWO|ISHARES RUSSELL 2000|VGRD|Vanguard Marketing Corporation|3845
IWO|ISHARES RUSSELL 2000|WBLR|WILLIAM BLAIR|87
IWO|ISHARES RUSSELL 2000|WBPX|SUMMIT SECURITIES GROUP, LLC|100
IWO|ISHARES RUSSELL 2000|WCHV|WELLS FARGO SECURITIES, LLC|114363
IWO|ISHARES RUSSELL 2000|WEDB|WEDBUSH SECURITIES INC.|200
IWO|ISHARES RUSSELL 2000|WEED|Weeden & Co.L.P.|2706
IWO|ISHARES RUSSELL 2000|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4430
IWO|ISHARES RUSSELL 2000|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12623
IWO|ISHARES RUSSELL 2000|WGIF|CIBC World Markets Inc.|68
IWO|ISHARES RUSSELL 2000|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
IWO|ISHARES RUSSELL 2000|WSEA|WOLVERINE SECURITIES, LLC|2455
IWO|ISHARES RUSSELL 2000|XSTM|NATIONAL FINANCIAL SERVICES LLC|6392
IWO|ISHARES RUSSELL 2000|YKNA|COMHAR CAPITAL MARKETS, LLC|100
IWO|ISHARES RUSSELL 2000|YLPL|Linsco/Private Ledger Financial Services, Incorporated|47808
IWP|ISHARE RS MC GR ETF|AGIS|Aegis Capital Corp.|14
IWP|ISHARE RS MC GR ETF|ALTX|Alternet Securities Inc.|6615
IWP|ISHARE RS MC GR ETF|APCC|Apex Clearing Corporation|82
IWP|ISHARE RS MC GR ETF|BALE|M&T SECURITIES, INC.|1340
IWP|ISHARE RS MC GR ETF|BANK|Primevest Financial Services, Inc.|253
IWP|ISHARE RS MC GR ETF|BARD|Robert W. Baird & Co. Incorporated|3513
IWP|ISHARE RS MC GR ETF|BATM|CBOE TRADING, INC.|1398
IWP|ISHARE RS MC GR ETF|BBNT|BB&T SECURITIES, LLC|1179
IWP|ISHARE RS MC GR ETF|BERN|Sanford C. Bernstein & Co., LLC|1335
IWP|ISHARE RS MC GR ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21177
IWP|ISHARE RS MC GR ETF|BNCH|The Benchmark Company, LLC|5744
IWP|ISHARE RS MC GR ETF|CANT|Cantor Fitzgerald & Co.|27423
IWP|ISHARE RS MC GR ETF|CHAS|Charles Schwab & Co., Inc.|934
IWP|ISHARE RS MC GR ETF|CICF|Canaccord Genuity Corp.|285
IWP|ISHARE RS MC GR ETF|CIST|Capital Institutional Services, Inc.|5792
IWP|ISHARE RS MC GR ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|176
IWP|ISHARE RS MC GR ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24414
IWP|ISHARE RS MC GR ETF|CSIN|Citadel Securities Institutional LLC|100486
IWP|ISHARE RS MC GR ETF|CTDL|Citadel Derivatives Group Llc|84355
IWP|ISHARE RS MC GR ETF|DADA|D.A. Davidson & Co.|319
IWP|ISHARE RS MC GR ETF|DAVA|Davenport & Company LLC|56
IWP|ISHARE RS MC GR ETF|DBAB|Deutsche Bank Securities Inc.|27283
IWP|ISHARE RS MC GR ETF|DBAX|Deutsche Bank Securities Inc.|22700
IWP|ISHARE RS MC GR ETF|DEAN|MORGAN STANLEY|32471
IWP|ISHARE RS MC GR ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2455
IWP|ISHARE RS MC GR ETF|EBXL|EBX LLC|26400
IWP|ISHARE RS MC GR ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2208
IWP|ISHARE RS MC GR ETF|EDJO|Edward D. Jones & Co., L.P.|161231
IWP|ISHARE RS MC GR ETF|EGAM|CBOE TRADING, INC.|4885
IWP|ISHARE RS MC GR ETF|EGXM|CBOE TRADING, INC.|4062
IWP|ISHARE RS MC GR ETF|ETBE|Electronic Transaction Clearing, Inc.|6397
IWP|ISHARE RS MC GR ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7302
IWP|ISHARE RS MC GR ETF|ETRS|E*Trade Securities LLC|3424
IWP|ISHARE RS MC GR ETF|FILL|Tradestation Securities, Inc.|1320
IWP|ISHARE RS MC GR ETF|FINX|FINTECH SECURITIES|320
IWP|ISHARE RS MC GR ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10227
IWP|ISHARE RS MC GR ETF|FTBR|Foliofn Investments, Inc.|3170
IWP|ISHARE RS MC GR ETF|GLPX|ACS EXECUTION SERVICES, LLC|175
IWP|ISHARE RS MC GR ETF|GSCO|GOLDMAN SACHS & CO. LLC|130873
IWP|ISHARE RS MC GR ETF|GSLT|GOLDMAN SACHS & CO. LLC|456
IWP|ISHARE RS MC GR ETF|GTSZ|GTS SECURITIES LLC|14220
IWP|ISHARE RS MC GR ETF|HRBF|American Enterprise Investment Services Inc.|75528
IWP|ISHARE RS MC GR ETF|IATS|INTERACTIVE BROKERS LLC|1276
IWP|ISHARE RS MC GR ETF|IBKR|Interactive Brokers Llc|3977
IWP|ISHARE RS MC GR ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|35
IWP|ISHARE RS MC GR ETF|ICBX|INSTINET, LLC|26950
IWP|ISHARE RS MC GR ETF|INCA|INSTINET, LLC|36528
IWP|ISHARE RS MC GR ETF|INJX|INSTINET, LLC|2083
IWP|ISHARE RS MC GR ETF|ITGI|ITG Inc.|19658
IWP|ISHARE RS MC GR ETF|ITGP|ITG INC.|1800
IWP|ISHARE RS MC GR ETF|JANY|Janney Montgomery Scott Inc.|2147
IWP|ISHARE RS MC GR ETF|JEFF|JEFFERIES LLC|1987
IWP|ISHARE RS MC GR ETF|JMPT|JUMP TRADING, LLC|4857
IWP|ISHARE RS MC GR ETF|JPMX|J.P. Morgan Securities LLC|15992
IWP|ISHARE RS MC GR ETF|JSJX|JANE STREET CAPITAL LLC|174720
IWP|ISHARE RS MC GR ETF|KCGM|VIRTU Americas LLC|3786
IWP|ISHARE RS MC GR ETF|LEHM|Barclays Capital Inc./Le|40918
IWP|ISHARE RS MC GR ETF|LIME|Lime Brokerage LLC|29375
IWP|ISHARE RS MC GR ETF|LOOP|Loop Capital Markets LLC|100
IWP|ISHARE RS MC GR ETF|MACC|Mid Atlantic Capital Corporation|1740
IWP|ISHARE RS MC GR ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7432
IWP|ISHARE RS MC GR ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
IWP|ISHARE RS MC GR ETF|MSCO|MORGAN STANLEY & CO. LLC|258871
IWP|ISHARE RS MC GR ETF|MSPL|MORGAN STANLEY & CO. LLC|4400
IWP|ISHARE RS MC GR ETF|NATL|National Securities Corporation|91
IWP|ISHARE RS MC GR ETF|NBCS|NBC Securities, INC.|102
IWP|ISHARE RS MC GR ETF|NFSC|National Financial Services LLC|172236
IWP|ISHARE RS MC GR ETF|NITE|VIRTU Americas LLC|324516
IWP|ISHARE RS MC GR ETF|NITP|VIRTU Americas LLC|100
IWP|ISHARE RS MC GR ETF|NQRB|Brut, LLC|1147
IWP|ISHARE RS MC GR ETF|NTBF|BMO Nesbitt Burns Inc./CDS|50
IWP|ISHARE RS MC GR ETF|NTRC|Northern Trust Securities, Inc.|811
IWP|ISHARE RS MC GR ETF|OPCO|Oppenheimer & Co. Inc.|1603
IWP|ISHARE RS MC GR ETF|PDQM|CODA MARKETS, INC.|1150
IWP|ISHARE RS MC GR ETF|PWJC|UBS Financial Services, Inc.|2855
IWP|ISHARE RS MC GR ETF|RBCM|RBC CAPITAL MARKETS, LLC|11645
IWP|ISHARE RS MC GR ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|300
IWP|ISHARE RS MC GR ETF|SALI|INTL FCSTONE FINANCIAL INC.|565
IWP|ISHARE RS MC GR ETF|SBSH|Citigroup Global Markets Inc.|49838
IWP|ISHARE RS MC GR ETF|SEIC|SEI Investments Distribution Co.|2530
IWP|ISHARE RS MC GR ETF|SGMT|GOLDMAN SACHS & CO. LLC|11673
IWP|ISHARE RS MC GR ETF|SHMR|ABN Amro Clearing LLC|150
IWP|ISHARE RS MC GR ETF|SPHN|Stephens Inc.|7888
IWP|ISHARE RS MC GR ETF|STFL|Stifel, Nicolaus & Company, Incorporated|7301
IWP|ISHARE RS MC GR ETF|SWIM|TD Ameritrade, Inc.|2496
IWP|ISHARE RS MC GR ETF|SWST|Hilltop Securities Inc.|10703
IWP|ISHARE RS MC GR ETF|TKNG|ALLY INVEST SECURITIES LLC|27
IWP|ISHARE RS MC GR ETF|TRBT|Tradebot Systems, Inc.|61539
IWP|ISHARE RS MC GR ETF|TRCM|TRC MARKETS LLC|296
IWP|ISHARE RS MC GR ETF|UBSA|UBS SECURITIES LLC|67950
IWP|ISHARE RS MC GR ETF|UBSS|UBS Securities LLC|233696
IWP|ISHARE RS MC GR ETF|VALX|VIRTU AMERICAS LLC|1267
IWP|ISHARE RS MC GR ETF|VGRD|Vanguard Marketing Corporation|10773
IWP|ISHARE RS MC GR ETF|WCHV|WELLS FARGO SECURITIES, LLC|71726
IWP|ISHARE RS MC GR ETF|WEDB|WEDBUSH SECURITIES INC.|50
IWP|ISHARE RS MC GR ETF|WEED|Weeden & Co.L.P.|140
IWP|ISHARE RS MC GR ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|215
IWP|ISHARE RS MC GR ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13947
IWP|ISHARE RS MC GR ETF|WSEA|WOLVERINE SECURITIES, LLC|1340
IWP|ISHARE RS MC GR ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35888
IWR|ISHARES RSL MIDCAP|ALTX|Alternet Securities Inc.|8150
IWR|ISHARES RSL MIDCAP|APCC|Apex Clearing Corporation|35
IWR|ISHARES RSL MIDCAP|BANK|Primevest Financial Services, Inc.|2150
IWR|ISHARES RSL MIDCAP|BARD|Robert W. Baird & Co. Incorporated|45044
IWR|ISHARES RSL MIDCAP|BATM|CBOE TRADING, INC.|3384
IWR|ISHARES RSL MIDCAP|BBNT|BB&T SECURITIES, LLC|1887
IWR|ISHARES RSL MIDCAP|BERN|Sanford C. Bernstein & Co., LLC|9665
IWR|ISHARES RSL MIDCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9672
IWR|ISHARES RSL MIDCAP|BNPX|BNP PARIBAS SECURITIES CORP.|787
IWR|ISHARES RSL MIDCAP|BTIG|BTIG, LLC|17300
IWR|ISHARES RSL MIDCAP|BYXM|CBOE TRADING, INC.|21
IWR|ISHARES RSL MIDCAP|CANT|Cantor Fitzgerald & Co.|1192
IWR|ISHARES RSL MIDCAP|CHAS|Charles Schwab & Co., Inc.|1159
IWR|ISHARES RSL MIDCAP|CIST|Capital Institutional Services, Inc.|20492
IWR|ISHARES RSL MIDCAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|334
IWR|ISHARES RSL MIDCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47973
IWR|ISHARES RSL MIDCAP|CSIN|Citadel Securities Institutional LLC|16336
IWR|ISHARES RSL MIDCAP|CTDL|Citadel Derivatives Group Llc|20559
IWR|ISHARES RSL MIDCAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
IWR|ISHARES RSL MIDCAP|DADA|D.A. Davidson & Co.|386
IWR|ISHARES RSL MIDCAP|DAVA|Davenport & Company LLC|71
IWR|ISHARES RSL MIDCAP|DBAB|Deutsche Bank Securities Inc.|800
IWR|ISHARES RSL MIDCAP|DBAX|Deutsche Bank Securities Inc.|11900
IWR|ISHARES RSL MIDCAP|DEAN|MORGAN STANLEY|6775
IWR|ISHARES RSL MIDCAP|DEGS|RONIN PROFESSIONAL LLC|6200
IWR|ISHARES RSL MIDCAP|EBXL|EBX LLC|13500
IWR|ISHARES RSL MIDCAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2570
IWR|ISHARES RSL MIDCAP|EDJC|Edward Jones / CDS|772
IWR|ISHARES RSL MIDCAP|EDJO|Edward D. Jones & Co., L.P.|59441
IWR|ISHARES RSL MIDCAP|EGAM|CBOE TRADING, INC.|2980
IWR|ISHARES RSL MIDCAP|EGMT|EG MARKET TECHNOLOGIES LLC|100
IWR|ISHARES RSL MIDCAP|EGXM|CBOE TRADING, INC.|823
IWR|ISHARES RSL MIDCAP|EGXW|CBOE TRADING, INC.|300
IWR|ISHARES RSL MIDCAP|ETBE|Electronic Transaction Clearing, Inc.|6953
IWR|ISHARES RSL MIDCAP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9246
IWR|ISHARES RSL MIDCAP|ETRS|E*Trade Securities LLC|2154
IWR|ISHARES RSL MIDCAP|FBSB|U.S. Bancorp Investments, Inc.|10839
IWR|ISHARES RSL MIDCAP|FINX|FINTECH SECURITIES|1491
IWR|ISHARES RSL MIDCAP|FQLS|Quantlab Securities LP|2072
IWR|ISHARES RSL MIDCAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6102
IWR|ISHARES RSL MIDCAP|FTBR|Foliofn Investments, Inc.|9743
IWR|ISHARES RSL MIDCAP|GLPX|ACS EXECUTION SERVICES, LLC|160
IWR|ISHARES RSL MIDCAP|GSCO|GOLDMAN SACHS & CO. LLC|41794
IWR|ISHARES RSL MIDCAP|GSCS|GOLDMAN SACHS & CO. LLC|26
IWR|ISHARES RSL MIDCAP|GSLT|GOLDMAN SACHS & CO. LLC|200
IWR|ISHARES RSL MIDCAP|GTSZ|GTS SECURITIES LLC|8948
IWR|ISHARES RSL MIDCAP|HRBF|American Enterprise Investment Services Inc.|62617
IWR|ISHARES RSL MIDCAP|IATS|INTERACTIVE BROKERS LLC|2716
IWR|ISHARES RSL MIDCAP|IBKR|Interactive Brokers Llc|3405
IWR|ISHARES RSL MIDCAP|ICBX|INSTINET, LLC|7550
IWR|ISHARES RSL MIDCAP|INCA|INSTINET, LLC|5222
IWR|ISHARES RSL MIDCAP|INJX|INSTINET, LLC|44
IWR|ISHARES RSL MIDCAP|ITGI|ITG Inc.|47416
IWR|ISHARES RSL MIDCAP|ITGP|ITG INC.|9600
IWR|ISHARES RSL MIDCAP|JANY|Janney Montgomery Scott Inc.|2488
IWR|ISHARES RSL MIDCAP|JEFF|JEFFERIES LLC|724
IWR|ISHARES RSL MIDCAP|JMPT|JUMP TRADING, LLC|1246
IWR|ISHARES RSL MIDCAP|JPMX|J.P. Morgan Securities LLC|48994
IWR|ISHARES RSL MIDCAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|550
IWR|ISHARES RSL MIDCAP|JSJX|JANE STREET CAPITAL LLC|202867
IWR|ISHARES RSL MIDCAP|KCGM|VIRTU Americas LLC|5635
IWR|ISHARES RSL MIDCAP|LEHM|Barclays Capital Inc./Le|72127
IWR|ISHARES RSL MIDCAP|LIME|Lime Brokerage LLC|25757
IWR|ISHARES RSL MIDCAP|LOOP|Loop Capital Markets LLC|100
IWR|ISHARES RSL MIDCAP|LSCI|Lek Securities Corporation|1
IWR|ISHARES RSL MIDCAP|MACC|Mid Atlantic Capital Corporation|2499
IWR|ISHARES RSL MIDCAP|MAXM|Maxim Group LLC|35
IWR|ISHARES RSL MIDCAP|MCMF|Raymond James Ltd. Cds|2005
IWR|ISHARES RSL MIDCAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18176
IWR|ISHARES RSL MIDCAP|MSCO|MORGAN STANLEY & CO. LLC|81814
IWR|ISHARES RSL MIDCAP|MSPL|MORGAN STANLEY & CO. LLC|29600
IWR|ISHARES RSL MIDCAP|MSTX|MORGAN STANLEY & CO. LLC|1600
IWR|ISHARES RSL MIDCAP|NATL|National Securities Corporation|98
IWR|ISHARES RSL MIDCAP|NBCS|NBC Securities, INC.|13
IWR|ISHARES RSL MIDCAP|NFSC|National Financial Services LLC|114768
IWR|ISHARES RSL MIDCAP|NITE|VIRTU Americas LLC|273758
IWR|ISHARES RSL MIDCAP|NQRB|Brut, LLC|5800
IWR|ISHARES RSL MIDCAP|NTRC|Northern Trust Securities, Inc.|511
IWR|ISHARES RSL MIDCAP|OHOS|TWO SIGMA SECURITIES, LLC|700
IWR|ISHARES RSL MIDCAP|OPCO|Oppenheimer & Co. Inc.|282
IWR|ISHARES RSL MIDCAP|PDQM|CODA MARKETS, INC.|185
IWR|ISHARES RSL MIDCAP|PWJC|UBS Financial Services, Inc.|1058
IWR|ISHARES RSL MIDCAP|RBCM|RBC CAPITAL MARKETS, LLC|13321
IWR|ISHARES RSL MIDCAP|SALI|INTL FCSTONE FINANCIAL INC.|156
IWR|ISHARES RSL MIDCAP|SBSH|Citigroup Global Markets Inc.|5487
IWR|ISHARES RSL MIDCAP|SEIC|SEI Investments Distribution Co.|7703
IWR|ISHARES RSL MIDCAP|SGMT|GOLDMAN SACHS & CO. LLC|21848
IWR|ISHARES RSL MIDCAP|SHMR|ABN Amro Clearing LLC|100
IWR|ISHARES RSL MIDCAP|SPHN|Stephens Inc.|623
IWR|ISHARES RSL MIDCAP|STFL|Stifel, Nicolaus & Company, Incorporated|1319
IWR|ISHARES RSL MIDCAP|SWIM|TD Ameritrade, Inc.|149
IWR|ISHARES RSL MIDCAP|SWST|Hilltop Securities Inc.|19626
IWR|ISHARES RSL MIDCAP|TRBT|Tradebot Systems, Inc.|100
IWR|ISHARES RSL MIDCAP|TRCM|TRC MARKETS LLC|39447
IWR|ISHARES RSL MIDCAP|UBSA|UBS SECURITIES LLC|49602
IWR|ISHARES RSL MIDCAP|UBSS|UBS Securities LLC|193137
IWR|ISHARES RSL MIDCAP|VALX|VIRTU AMERICAS LLC|9682
IWR|ISHARES RSL MIDCAP|VGRD|Vanguard Marketing Corporation|913
IWR|ISHARES RSL MIDCAP|WBLR|WILLIAM BLAIR|545
IWR|ISHARES RSL MIDCAP|WCHV|WELLS FARGO SECURITIES, LLC|71154
IWR|ISHARES RSL MIDCAP|WEDB|WEDBUSH SECURITIES INC.|138
IWR|ISHARES RSL MIDCAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|506
IWR|ISHARES RSL MIDCAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2305
IWR|ISHARES RSL MIDCAP|WGIF|CIBC World Markets Inc.|1
IWR|ISHARES RSL MIDCAP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|12
IWR|ISHARES RSL MIDCAP|WSEA|WOLVERINE SECURITIES, LLC|2359
IWR|ISHARES RSL MIDCAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
IWR|ISHARES RSL MIDCAP|YKNA|COMHAR CAPITAL MARKETS, LLC|25
IWR|ISHARES RSL MIDCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18369
IWS|ISHARE RS MC VL ETF|AGIS|Aegis Capital Corp.|43
IWS|ISHARE RS MC VL ETF|ALTX|Alternet Securities Inc.|9125
IWS|ISHARE RS MC VL ETF|APCC|Apex Clearing Corporation|41342
IWS|ISHARE RS MC VL ETF|BALE|M&T SECURITIES, INC.|1642
IWS|ISHARE RS MC VL ETF|BANK|Primevest Financial Services, Inc.|53
IWS|ISHARE RS MC VL ETF|BARD|Robert W. Baird & Co. Incorporated|6736
IWS|ISHARE RS MC VL ETF|BATM|CBOE TRADING, INC.|225
IWS|ISHARE RS MC VL ETF|BBNT|BB&T SECURITIES, LLC|1052
IWS|ISHARE RS MC VL ETF|BERN|Sanford C. Bernstein & Co., LLC|6417
IWS|ISHARE RS MC VL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41175
IWS|ISHARE RS MC VL ETF|BNPX|BNP PARIBAS SECURITIES CORP.|706
IWS|ISHARE RS MC VL ETF|BRGE|Newbridge Securities Corp.|84
IWS|ISHARE RS MC VL ETF|BTIG|BTIG, LLC|5100
IWS|ISHARE RS MC VL ETF|BYXM|CBOE TRADING, INC.|100
IWS|ISHARE RS MC VL ETF|CANT|Cantor Fitzgerald & Co.|367
IWS|ISHARE RS MC VL ETF|CHAS|Charles Schwab & Co., Inc.|11058
IWS|ISHARE RS MC VL ETF|CIST|Capital Institutional Services, Inc.|38955
IWS|ISHARE RS MC VL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32260
IWS|ISHARE RS MC VL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58424
IWS|ISHARE RS MC VL ETF|CSIN|Citadel Securities Institutional LLC|1042199
IWS|ISHARE RS MC VL ETF|CTDL|Citadel Derivatives Group Llc|1039403
IWS|ISHARE RS MC VL ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|7028
IWS|ISHARE RS MC VL ETF|DADA|D.A. Davidson & Co.|114
IWS|ISHARE RS MC VL ETF|DAVA|Davenport & Company LLC|10
IWS|ISHARE RS MC VL ETF|DBAB|Deutsche Bank Securities Inc.|9711
IWS|ISHARE RS MC VL ETF|DBAX|Deutsche Bank Securities Inc.|18400
IWS|ISHARE RS MC VL ETF|DEAN|MORGAN STANLEY|215434
IWS|ISHARE RS MC VL ETF|EBXL|EBX LLC|49900
IWS|ISHARE RS MC VL ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|8344
IWS|ISHARE RS MC VL ETF|EDJO|Edward D. Jones & Co., L.P.|311536
IWS|ISHARE RS MC VL ETF|EGAM|CBOE TRADING, INC.|15728
IWS|ISHARE RS MC VL ETF|EGXM|CBOE TRADING, INC.|1290
IWS|ISHARE RS MC VL ETF|ETBE|Electronic Transaction Clearing, Inc.|3316
IWS|ISHARE RS MC VL ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28300
IWS|ISHARE RS MC VL ETF|ETRS|E*Trade Securities LLC|847
IWS|ISHARE RS MC VL ETF|FBSB|U.S. Bancorp Investments, Inc.|707
IWS|ISHARE RS MC VL ETF|FINX|FINTECH SECURITIES|24400
IWS|ISHARE RS MC VL ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1025
IWS|ISHARE RS MC VL ETF|FQLS|Quantlab Securities LP|12205
IWS|ISHARE RS MC VL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10402
IWS|ISHARE RS MC VL ETF|FTBR|Foliofn Investments, Inc.|20806
IWS|ISHARE RS MC VL ETF|GLPX|ACS EXECUTION SERVICES, LLC|80
IWS|ISHARE RS MC VL ETF|GSCO|GOLDMAN SACHS & CO. LLC|226292
IWS|ISHARE RS MC VL ETF|GSLT|GOLDMAN SACHS & CO. LLC|4409
IWS|ISHARE RS MC VL ETF|GTSZ|GTS SECURITIES LLC|42726
IWS|ISHARE RS MC VL ETF|HRBF|American Enterprise Investment Services Inc.|115546
IWS|ISHARE RS MC VL ETF|IBKR|Interactive Brokers Llc|1278
IWS|ISHARE RS MC VL ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|225
IWS|ISHARE RS MC VL ETF|ICBX|INSTINET, LLC|39456
IWS|ISHARE RS MC VL ETF|INCA|INSTINET, LLC|108084
IWS|ISHARE RS MC VL ETF|INJX|INSTINET, LLC|700
IWS|ISHARE RS MC VL ETF|ITGI|ITG Inc.|40356
IWS|ISHARE RS MC VL ETF|ITGP|ITG INC.|8600
IWS|ISHARE RS MC VL ETF|JANY|Janney Montgomery Scott Inc.|2396
IWS|ISHARE RS MC VL ETF|JEFF|JEFFERIES LLC|1500
IWS|ISHARE RS MC VL ETF|JMPT|JUMP TRADING, LLC|8236
IWS|ISHARE RS MC VL ETF|JONE|JonesTrading|200
IWS|ISHARE RS MC VL ETF|JPMX|J.P. Morgan Securities LLC|9380
IWS|ISHARE RS MC VL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|400544
IWS|ISHARE RS MC VL ETF|JSJX|JANE STREET CAPITAL LLC|225364
IWS|ISHARE RS MC VL ETF|KCGM|VIRTU Americas LLC|3874
IWS|ISHARE RS MC VL ETF|LEHM|Barclays Capital Inc./Le|348365
IWS|ISHARE RS MC VL ETF|LIME|Lime Brokerage LLC|14560
IWS|ISHARE RS MC VL ETF|LTCO|Ladenburg, Thalmann & Co., Inc.|15000
IWS|ISHARE RS MC VL ETF|MACC|Mid Atlantic Capital Corporation|6740
IWS|ISHARE RS MC VL ETF|MAXM|Maxim Group LLC|1
IWS|ISHARE RS MC VL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9108
IWS|ISHARE RS MC VL ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3000
IWS|ISHARE RS MC VL ETF|MSCO|MORGAN STANLEY & CO. LLC|264893
IWS|ISHARE RS MC VL ETF|MSPL|MORGAN STANLEY & CO. LLC|3000
IWS|ISHARE RS MC VL ETF|NBCS|NBC Securities, INC.|45
IWS|ISHARE RS MC VL ETF|NFSC|National Financial Services LLC|286390
IWS|ISHARE RS MC VL ETF|NITE|VIRTU Americas LLC|526408
IWS|ISHARE RS MC VL ETF|NITP|VIRTU Americas LLC|85
IWS|ISHARE RS MC VL ETF|NQRB|Brut, LLC|4000
IWS|ISHARE RS MC VL ETF|NTRC|Northern Trust Securities, Inc.|424
IWS|ISHARE RS MC VL ETF|OHOS|TWO SIGMA SECURITIES, LLC|2600
IWS|ISHARE RS MC VL ETF|OPCO|Oppenheimer & Co. Inc.|1132
IWS|ISHARE RS MC VL ETF|PDQM|CODA MARKETS, INC.|1660
IWS|ISHARE RS MC VL ETF|PNSR|Penserra Securities, LLC|100
IWS|ISHARE RS MC VL ETF|PWJC|UBS Financial Services, Inc.|6621
IWS|ISHARE RS MC VL ETF|RBCM|RBC CAPITAL MARKETS, LLC|6386
IWS|ISHARE RS MC VL ETF|SAGL|SAGETRADER, LLC|100
IWS|ISHARE RS MC VL ETF|SALI|INTL FCSTONE FINANCIAL INC.|49
IWS|ISHARE RS MC VL ETF|SBSH|Citigroup Global Markets Inc.|129644
IWS|ISHARE RS MC VL ETF|SEIC|SEI Investments Distribution Co.|7449
IWS|ISHARE RS MC VL ETF|SGMT|GOLDMAN SACHS & CO. LLC|16256
IWS|ISHARE RS MC VL ETF|SHMR|ABN Amro Clearing LLC|1025
IWS|ISHARE RS MC VL ETF|SPHN|Stephens Inc.|11075
IWS|ISHARE RS MC VL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|4044
IWS|ISHARE RS MC VL ETF|SWIM|TD Ameritrade, Inc.|290
IWS|ISHARE RS MC VL ETF|SWST|Hilltop Securities Inc.|13091
IWS|ISHARE RS MC VL ETF|TKNG|ALLY INVEST SECURITIES LLC|20
IWS|ISHARE RS MC VL ETF|TRBT|Tradebot Systems, Inc.|165697
IWS|ISHARE RS MC VL ETF|TRCM|TRC MARKETS LLC|181342
IWS|ISHARE RS MC VL ETF|TWTT|TASTYWORKS, INC.|105
IWS|ISHARE RS MC VL ETF|UBSA|UBS SECURITIES LLC|52007
IWS|ISHARE RS MC VL ETF|UBSS|UBS Securities LLC|233429
IWS|ISHARE RS MC VL ETF|VALX|VIRTU AMERICAS LLC|833
IWS|ISHARE RS MC VL ETF|VGRD|Vanguard Marketing Corporation|6550
IWS|ISHARE RS MC VL ETF|WABR|Wall Street Access|1130
IWS|ISHARE RS MC VL ETF|WCHV|WELLS FARGO SECURITIES, LLC|45711
IWS|ISHARE RS MC VL ETF|WEED|Weeden & Co.L.P.|210
IWS|ISHARE RS MC VL ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
IWS|ISHARE RS MC VL ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|32
IWS|ISHARE RS MC VL ETF|WSEA|WOLVERINE SECURITIES, LLC|851
IWS|ISHARE RS MC VL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1982
IWS|ISHARE RS MC VL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22319
IWV|ISHARES RUSSELL 3000|ALTX|Alternet Securities Inc.|12497
IWV|ISHARES RUSSELL 3000|APCC|Apex Clearing Corporation|46
IWV|ISHARES RUSSELL 3000|BANK|Primevest Financial Services, Inc.|12
IWV|ISHARES RUSSELL 3000|BARD|Robert W. Baird & Co. Incorporated|2137
IWV|ISHARES RUSSELL 3000|BATM|CBOE TRADING, INC.|3440
IWV|ISHARES RUSSELL 3000|BBNT|BB&T SECURITIES, LLC|16457
IWV|ISHARES RUSSELL 3000|BERN|Sanford C. Bernstein & Co., LLC|828
IWV|ISHARES RUSSELL 3000|BKCM|BNY Mellon Capital Markets LLC|2112
IWV|ISHARES RUSSELL 3000|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19645
IWV|ISHARES RUSSELL 3000|BNPX|BNP PARIBAS SECURITIES CORP.|6918
IWV|ISHARES RUSSELL 3000|CANT|Cantor Fitzgerald & Co.|1602293
IWV|ISHARES RUSSELL 3000|CHAS|Charles Schwab & Co., Inc.|309
IWV|ISHARES RUSSELL 3000|CIST|Capital Institutional Services, Inc.|4917
IWV|ISHARES RUSSELL 3000|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28262
IWV|ISHARES RUSSELL 3000|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83522
IWV|ISHARES RUSSELL 3000|CSIN|Citadel Securities Institutional LLC|1634903
IWV|ISHARES RUSSELL 3000|CTDL|Citadel Derivatives Group Llc|1642470
IWV|ISHARES RUSSELL 3000|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
IWV|ISHARES RUSSELL 3000|DBAB|Deutsche Bank Securities Inc.|1303
IWV|ISHARES RUSSELL 3000|DBAX|Deutsche Bank Securities Inc.|90200
IWV|ISHARES RUSSELL 3000|DEAN|MORGAN STANLEY|17819
IWV|ISHARES RUSSELL 3000|DEGS|RONIN PROFESSIONAL LLC|6500
IWV|ISHARES RUSSELL 3000|EBXL|EBX LLC|51800
IWV|ISHARES RUSSELL 3000|ECUT|CONVERGEX EXECUTION SOLUTIONS|2776
IWV|ISHARES RUSSELL 3000|EDJO|Edward D. Jones & Co., L.P.|22005
IWV|ISHARES RUSSELL 3000|EGAM|CBOE TRADING, INC.|2527
IWV|ISHARES RUSSELL 3000|EGMT|EG MARKET TECHNOLOGIES LLC|100
IWV|ISHARES RUSSELL 3000|EGXM|CBOE TRADING, INC.|700
IWV|ISHARES RUSSELL 3000|ETBE|Electronic Transaction Clearing, Inc.|4770
IWV|ISHARES RUSSELL 3000|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21081
IWV|ISHARES RUSSELL 3000|ETRS|E*Trade Securities LLC|5009
IWV|ISHARES RUSSELL 3000|FBSB|U.S. Bancorp Investments, Inc.|1
IWV|ISHARES RUSSELL 3000|FILL|Tradestation Securities, Inc.|200
IWV|ISHARES RUSSELL 3000|FINX|FINTECH SECURITIES|10
IWV|ISHARES RUSSELL 3000|FMAF|NBCN Inc./ CDS|3882
IWV|ISHARES RUSSELL 3000|FQLS|Quantlab Securities LP|21519
IWV|ISHARES RUSSELL 3000|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107732
IWV|ISHARES RUSSELL 3000|FTBR|Foliofn Investments, Inc.|105
IWV|ISHARES RUSSELL 3000|GLPX|ACS EXECUTION SERVICES, LLC|1900
IWV|ISHARES RUSSELL 3000|GSCO|GOLDMAN SACHS & CO. LLC|105646
IWV|ISHARES RUSSELL 3000|GSCS|GOLDMAN SACHS & CO. LLC|320
IWV|ISHARES RUSSELL 3000|GSLT|GOLDMAN SACHS & CO. LLC|5794
IWV|ISHARES RUSSELL 3000|GTSZ|GTS SECURITIES LLC|22211
IWV|ISHARES RUSSELL 3000|HRBF|American Enterprise Investment Services Inc.|62944
IWV|ISHARES RUSSELL 3000|HSBC|HSBC Securities, Inc.|2100
IWV|ISHARES RUSSELL 3000|IATS|INTERACTIVE BROKERS LLC|408
IWV|ISHARES RUSSELL 3000|IBKR|Interactive Brokers Llc|3483
IWV|ISHARES RUSSELL 3000|ICBX|INSTINET, LLC|58600
IWV|ISHARES RUSSELL 3000|INCA|INSTINET, LLC|21881
IWV|ISHARES RUSSELL 3000|INJX|INSTINET, LLC|67674
IWV|ISHARES RUSSELL 3000|ITGI|ITG Inc.|50404
IWV|ISHARES RUSSELL 3000|ITGP|ITG INC.|15800
IWV|ISHARES RUSSELL 3000|JANY|Janney Montgomery Scott Inc.|2395
IWV|ISHARES RUSSELL 3000|JEFF|JEFFERIES LLC|82051
IWV|ISHARES RUSSELL 3000|JMPT|JUMP TRADING, LLC|6465
IWV|ISHARES RUSSELL 3000|JONE|JonesTrading|650
IWV|ISHARES RUSSELL 3000|JPMX|J.P. Morgan Securities LLC|53390
IWV|ISHARES RUSSELL 3000|JSEB|JANE STREET EXECUTION SERVICES, LLC|619638
IWV|ISHARES RUSSELL 3000|JSJX|JANE STREET CAPITAL LLC|154601
IWV|ISHARES RUSSELL 3000|KCGM|VIRTU Americas LLC|22376
IWV|ISHARES RUSSELL 3000|LEHM|Barclays Capital Inc./Le|74190
IWV|ISHARES RUSSELL 3000|LIME|Lime Brokerage LLC|51130
IWV|ISHARES RUSSELL 3000|LMGP|LIME BROKERAGE LLC|411
IWV|ISHARES RUSSELL 3000|MACC|Mid Atlantic Capital Corporation|14
IWV|ISHARES RUSSELL 3000|MACQ|Macquarie Capital (USA) Inc.|59000
IWV|ISHARES RUSSELL 3000|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48814
IWV|ISHARES RUSSELL 3000|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3050
IWV|ISHARES RUSSELL 3000|MOTF|MOTIF INVESTING, INC.|2
IWV|ISHARES RUSSELL 3000|MSCO|MORGAN STANLEY & CO. LLC|87517
IWV|ISHARES RUSSELL 3000|MSPL|MORGAN STANLEY & CO. LLC|16600
IWV|ISHARES RUSSELL 3000|NFSC|National Financial Services LLC|120296
IWV|ISHARES RUSSELL 3000|NITE|VIRTU Americas LLC|143610
IWV|ISHARES RUSSELL 3000|NQRB|Brut, LLC|3600
IWV|ISHARES RUSSELL 3000|NTBF|BMO Nesbitt Burns Inc./CDS|111
IWV|ISHARES RUSSELL 3000|NTRC|Northern Trust Securities, Inc.|2318459
IWV|ISHARES RUSSELL 3000|OHOS|TWO SIGMA SECURITIES, LLC|15673
IWV|ISHARES RUSSELL 3000|OPCO|Oppenheimer & Co. Inc.|42
IWV|ISHARES RUSSELL 3000|PDQM|CODA MARKETS, INC.|3890
IWV|ISHARES RUSSELL 3000|PHLY|NASDAQ Execution Services, LLC|400
IWV|ISHARES RUSSELL 3000|PICT|Pictet Overseas Inc.|1800
IWV|ISHARES RUSSELL 3000|PWJC|UBS Financial Services, Inc.|11743
IWV|ISHARES RUSSELL 3000|RBCM|RBC CAPITAL MARKETS, LLC|4851
IWV|ISHARES RUSSELL 3000|SAGL|SAGETRADER, LLC|100
IWV|ISHARES RUSSELL 3000|SALI|INTL FCSTONE FINANCIAL INC.|26
IWV|ISHARES RUSSELL 3000|SBSH|Citigroup Global Markets Inc.|16609
IWV|ISHARES RUSSELL 3000|SEIC|SEI Investments Distribution Co.|12197
IWV|ISHARES RUSSELL 3000|SGMT|GOLDMAN SACHS & CO. LLC|58354
IWV|ISHARES RUSSELL 3000|SHMR|ABN Amro Clearing LLC|23
IWV|ISHARES RUSSELL 3000|SPHN|Stephens Inc.|919
IWV|ISHARES RUSSELL 3000|STFL|Stifel, Nicolaus & Company, Incorporated|9288
IWV|ISHARES RUSSELL 3000|SWIM|TD Ameritrade, Inc.|280
IWV|ISHARES RUSSELL 3000|SWST|Hilltop Securities Inc.|1576
IWV|ISHARES RUSSELL 3000|TKNG|ALLY INVEST SECURITIES LLC|320
IWV|ISHARES RUSSELL 3000|TRBT|Tradebot Systems, Inc.|136390
IWV|ISHARES RUSSELL 3000|TRCM|TRC MARKETS LLC|65393
IWV|ISHARES RUSSELL 3000|UBSA|UBS SECURITIES LLC|160895
IWV|ISHARES RUSSELL 3000|UBSS|UBS Securities LLC|144765
IWV|ISHARES RUSSELL 3000|VALX|VIRTU AMERICAS LLC|7767
IWV|ISHARES RUSSELL 3000|VGRD|Vanguard Marketing Corporation|1435
IWV|ISHARES RUSSELL 3000|WBET|Wallachbeth Capital LLC|260
IWV|ISHARES RUSSELL 3000|WBLR|WILLIAM BLAIR|1228
IWV|ISHARES RUSSELL 3000|WCHV|WELLS FARGO SECURITIES, LLC|13553
IWV|ISHARES RUSSELL 3000|WEDB|WEDBUSH SECURITIES INC.|16
IWV|ISHARES RUSSELL 3000|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1452
IWV|ISHARES RUSSELL 3000|WLTH|WEALTHFRONT BROKERAGE CORPORATION|529
IWV|ISHARES RUSSELL 3000|WSEA|WOLVERINE SECURITIES, LLC|165
IWV|ISHARES RUSSELL 3000|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23136
IWX|ISHARES RSL TOP 200|APCC|Apex Clearing Corporation|2
IWX|ISHARES RSL TOP 200|BBNT|BB&T SECURITIES, LLC|10
IWX|ISHARES RSL TOP 200|CANT|Cantor Fitzgerald & Co.|75
IWX|ISHARES RSL TOP 200|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
IWX|ISHARES RSL TOP 200|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5401
IWX|ISHARES RSL TOP 200|CSIN|Citadel Securities Institutional LLC|3600
IWX|ISHARES RSL TOP 200|CTDL|Citadel Derivatives Group Llc|3600
IWX|ISHARES RSL TOP 200|DBAX|Deutsche Bank Securities Inc.|800
IWX|ISHARES RSL TOP 200|DEAN|MORGAN STANLEY|822
IWX|ISHARES RSL TOP 200|EBXL|EBX LLC|500
IWX|ISHARES RSL TOP 200|EDJO|Edward D. Jones & Co., L.P.|431
IWX|ISHARES RSL TOP 200|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|330
IWX|ISHARES RSL TOP 200|FTBR|Foliofn Investments, Inc.|2
IWX|ISHARES RSL TOP 200|HRBF|American Enterprise Investment Services Inc.|4113
IWX|ISHARES RSL TOP 200|IBKR|Interactive Brokers Llc|222
IWX|ISHARES RSL TOP 200|ICBX|INSTINET, LLC|1600
IWX|ISHARES RSL TOP 200|INCA|INSTINET, LLC|230
IWX|ISHARES RSL TOP 200|JPMX|J.P. Morgan Securities LLC|5058
IWX|ISHARES RSL TOP 200|JSJX|JANE STREET CAPITAL LLC|48402
IWX|ISHARES RSL TOP 200|KCGM|VIRTU Americas LLC|7960
IWX|ISHARES RSL TOP 200|LEHM|Barclays Capital Inc./Le|2000
IWX|ISHARES RSL TOP 200|LIME|Lime Brokerage LLC|534
IWX|ISHARES RSL TOP 200|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
IWX|ISHARES RSL TOP 200|MSCO|MORGAN STANLEY & CO. LLC|1777
IWX|ISHARES RSL TOP 200|NFSC|National Financial Services LLC|36718
IWX|ISHARES RSL TOP 200|NITE|VIRTU Americas LLC|22991
IWX|ISHARES RSL TOP 200|OPCO|Oppenheimer & Co. Inc.|39
IWX|ISHARES RSL TOP 200|SGMT|GOLDMAN SACHS & CO. LLC|1601
IWX|ISHARES RSL TOP 200|SWIM|TD Ameritrade, Inc.|459
IWX|ISHARES RSL TOP 200|TRCM|TRC MARKETS LLC|75
IWX|ISHARES RSL TOP 200|UBSA|UBS SECURITIES LLC|11546
IWX|ISHARES RSL TOP 200|UBSS|UBS Securities LLC|7970
IWX|ISHARES RSL TOP 200|VGRD|Vanguard Marketing Corporation|135
IWX|ISHARES RSL TOP 200|WCHV|WELLS FARGO SECURITIES, LLC|12824
IWX|ISHARES RSL TOP 200|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2012
IWY|ISHARES RSL TP 200 G|APCC|Apex Clearing Corporation|126
IWY|ISHARES RSL TP 200 G|BARD|Robert W. Baird & Co. Incorporated|58
IWY|ISHARES RSL TP 200 G|BBNT|BB&T SECURITIES, LLC|490
IWY|ISHARES RSL TP 200 G|BERN|Sanford C. Bernstein & Co., LLC|537
IWY|ISHARES RSL TP 200 G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2942
IWY|ISHARES RSL TP 200 G|CANT|Cantor Fitzgerald & Co.|371
IWY|ISHARES RSL TP 200 G|CHAS|Charles Schwab & Co., Inc.|2363
IWY|ISHARES RSL TP 200 G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7378
IWY|ISHARES RSL TP 200 G|CSIN|Citadel Securities Institutional LLC|800
IWY|ISHARES RSL TP 200 G|CTDL|Citadel Derivatives Group Llc|1000
IWY|ISHARES RSL TP 200 G|DBAX|Deutsche Bank Securities Inc.|1200
IWY|ISHARES RSL TP 200 G|DEAN|MORGAN STANLEY|5777
IWY|ISHARES RSL TP 200 G|EBXL|EBX LLC|2500
IWY|ISHARES RSL TP 200 G|EDJO|Edward D. Jones & Co., L.P.|322
IWY|ISHARES RSL TP 200 G|ETRS|E*Trade Securities LLC|3638
IWY|ISHARES RSL TP 200 G|FBSB|U.S. Bancorp Investments, Inc.|495
IWY|ISHARES RSL TP 200 G|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72602
IWY|ISHARES RSL TP 200 G|FTBR|Foliofn Investments, Inc.|1597
IWY|ISHARES RSL TP 200 G|GSCO|GOLDMAN SACHS & CO. LLC|200
IWY|ISHARES RSL TP 200 G|GSLT|GOLDMAN SACHS & CO. LLC|101
IWY|ISHARES RSL TP 200 G|GTSZ|GTS SECURITIES LLC|561
IWY|ISHARES RSL TP 200 G|HRBF|American Enterprise Investment Services Inc.|26772
IWY|ISHARES RSL TP 200 G|IATS|INTERACTIVE BROKERS LLC|52
IWY|ISHARES RSL TP 200 G|IBKR|Interactive Brokers Llc|421
IWY|ISHARES RSL TP 200 G|ITGI|ITG Inc.|327
IWY|ISHARES RSL TP 200 G|JANY|Janney Montgomery Scott Inc.|205
IWY|ISHARES RSL TP 200 G|JEFF|JEFFERIES LLC|33
IWY|ISHARES RSL TP 200 G|JPMX|J.P. Morgan Securities LLC|1116
IWY|ISHARES RSL TP 200 G|JSEB|JANE STREET EXECUTION SERVICES, LLC|15766
IWY|ISHARES RSL TP 200 G|JSJX|JANE STREET CAPITAL LLC|163270
IWY|ISHARES RSL TP 200 G|KCGM|VIRTU Americas LLC|2145
IWY|ISHARES RSL TP 200 G|LEHM|Barclays Capital Inc./Le|7701
IWY|ISHARES RSL TP 200 G|LIME|Lime Brokerage LLC|10914
IWY|ISHARES RSL TP 200 G|MACC|Mid Atlantic Capital Corporation|2923
IWY|ISHARES RSL TP 200 G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IWY|ISHARES RSL TP 200 G|MOTF|MOTIF INVESTING, INC.|4
IWY|ISHARES RSL TP 200 G|MSCO|MORGAN STANLEY & CO. LLC|34025
IWY|ISHARES RSL TP 200 G|NFSC|National Financial Services LLC|98887
IWY|ISHARES RSL TP 200 G|NITE|VIRTU Americas LLC|112813
IWY|ISHARES RSL TP 200 G|OPCO|Oppenheimer & Co. Inc.|104
IWY|ISHARES RSL TP 200 G|PWJC|UBS Financial Services, Inc.|48
IWY|ISHARES RSL TP 200 G|RBCM|RBC CAPITAL MARKETS, LLC|12704
IWY|ISHARES RSL TP 200 G|SBSH|Citigroup Global Markets Inc.|272
IWY|ISHARES RSL TP 200 G|SGMT|GOLDMAN SACHS & CO. LLC|300
IWY|ISHARES RSL TP 200 G|SHMR|ABN Amro Clearing LLC|100
IWY|ISHARES RSL TP 200 G|STFL|Stifel, Nicolaus & Company, Incorporated|825
IWY|ISHARES RSL TP 200 G|SWIM|TD Ameritrade, Inc.|119
IWY|ISHARES RSL TP 200 G|SWST|Hilltop Securities Inc.|231
IWY|ISHARES RSL TP 200 G|TKNG|ALLY INVEST SECURITIES LLC|330
IWY|ISHARES RSL TP 200 G|UBSA|UBS SECURITIES LLC|9492
IWY|ISHARES RSL TP 200 G|UBSS|UBS Securities LLC|54126
IWY|ISHARES RSL TP 200 G|VALX|VIRTU AMERICAS LLC|59
IWY|ISHARES RSL TP 200 G|VGRD|Vanguard Marketing Corporation|3171
IWY|ISHARES RSL TP 200 G|WCHV|WELLS FARGO SECURITIES, LLC|37051
IWY|ISHARES RSL TP 200 G|WGIF|CIBC World Markets Inc.|100
IWY|ISHARES RSL TP 200 G|WSEA|WOLVERINE SECURITIES, LLC|311
IWY|ISHARES RSL TP 200 G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20272
IX|ORIX CORP ADS|ALTX|Alternet Securities Inc.|384
IX|ORIX CORP ADS|APCC|Apex Clearing Corporation|43
IX|ORIX CORP ADS|BARD|Robert W. Baird & Co. Incorporated|149
IX|ORIX CORP ADS|BATM|CBOE TRADING, INC.|300
IX|ORIX CORP ADS|BBNT|BB&T SECURITIES, LLC|102
IX|ORIX CORP ADS|BERN|Sanford C. Bernstein & Co., LLC|1003
IX|ORIX CORP ADS|BGCE|BGC Financial Inc.|2
IX|ORIX CORP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1601
IX|ORIX CORP ADS|CANT|Cantor Fitzgerald & Co.|300
IX|ORIX CORP ADS|CHAS|Charles Schwab & Co., Inc.|7045
IX|ORIX CORP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1234
IX|ORIX CORP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15719
IX|ORIX CORP ADS|CTDL|Citadel Derivatives Group Llc|14
IX|ORIX CORP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|186
IX|ORIX CORP ADS|DBAB|Deutsche Bank Securities Inc.|2284
IX|ORIX CORP ADS|DBAX|Deutsche Bank Securities Inc.|9500
IX|ORIX CORP ADS|DCHF|Dart Executions, LLC|200
IX|ORIX CORP ADS|DEAN|MORGAN STANLEY|18076
IX|ORIX CORP ADS|EBXL|EBX LLC|3900
IX|ORIX CORP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9733
IX|ORIX CORP ADS|EDJC|Edward Jones / CDS|300
IX|ORIX CORP ADS|EDJO|Edward D. Jones & Co., L.P.|1
IX|ORIX CORP ADS|EGAM|CBOE TRADING, INC.|934
IX|ORIX CORP ADS|EGXM|CBOE TRADING, INC.|1
IX|ORIX CORP ADS|ETRS|E*Trade Securities LLC|928
IX|ORIX CORP ADS|FBSB|U.S. Bancorp Investments, Inc.|82
IX|ORIX CORP ADS|FMAF|NBCN Inc./ CDS|1622
IX|ORIX CORP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9546
IX|ORIX CORP ADS|FTBR|Foliofn Investments, Inc.|1684
IX|ORIX CORP ADS|GSCO|GOLDMAN SACHS & CO. LLC|15266
IX|ORIX CORP ADS|GSCS|GOLDMAN SACHS & CO. LLC|2700
IX|ORIX CORP ADS|GSLT|GOLDMAN SACHS & CO. LLC|13
IX|ORIX CORP ADS|GTSZ|GTS SECURITIES LLC|11593
IX|ORIX CORP ADS|HRBF|American Enterprise Investment Services Inc.|492
IX|ORIX CORP ADS|IATS|INTERACTIVE BROKERS LLC|3078
IX|ORIX CORP ADS|IBKR|Interactive Brokers Llc|371
IX|ORIX CORP ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|587
IX|ORIX CORP ADS|ICBX|INSTINET, LLC|400
IX|ORIX CORP ADS|INCA|INSTINET, LLC|1373
IX|ORIX CORP ADS|INTL|INTL FCSTONE FINANCIAL INC.|33872
IX|ORIX CORP ADS|ITGI|ITG Inc.|1513
IX|ORIX CORP ADS|ITGP|ITG INC.|4200
IX|ORIX CORP ADS|JANY|Janney Montgomery Scott Inc.|163
IX|ORIX CORP ADS|JEFF|JEFFERIES LLC|52
IX|ORIX CORP ADS|JPBX|J.P. MORGAN SECURITIES LLC|43
IX|ORIX CORP ADS|JPMX|J.P. Morgan Securities LLC|15544
IX|ORIX CORP ADS|JSJX|JANE STREET CAPITAL LLC|4074
IX|ORIX CORP ADS|KCGM|VIRTU Americas LLC|1435
IX|ORIX CORP ADS|LEHM|Barclays Capital Inc./Le|18599
IX|ORIX CORP ADS|LIME|Lime Brokerage LLC|2907
IX|ORIX CORP ADS|MCMF|Raymond James Ltd. Cds|68
IX|ORIX CORP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4300
IX|ORIX CORP ADS|MOTF|MOTIF INVESTING, INC.|2
IX|ORIX CORP ADS|MSCO|MORGAN STANLEY & CO. LLC|32262
IX|ORIX CORP ADS|MSPL|MORGAN STANLEY & CO. LLC|24300
IX|ORIX CORP ADS|NFSC|National Financial Services LLC|22276
IX|ORIX CORP ADS|NITE|VIRTU Americas LLC|63630
IX|ORIX CORP ADS|NQRB|Brut, LLC|259
IX|ORIX CORP ADS|NTBF|BMO Nesbitt Burns Inc./CDS|345
IX|ORIX CORP ADS|OLDM|OLD MISSION CAPITAL, LLC|9837
IX|ORIX CORP ADS|OPCO|Oppenheimer & Co. Inc.|172
IX|ORIX CORP ADS|PWJC|UBS Financial Services, Inc.|1
IX|ORIX CORP ADS|RBCM|RBC CAPITAL MARKETS, LLC|1392
IX|ORIX CORP ADS|SALI|INTL FCSTONE FINANCIAL INC.|124
IX|ORIX CORP ADS|SBSH|Citigroup Global Markets Inc.|956
IX|ORIX CORP ADS|SGMT|GOLDMAN SACHS & CO. LLC|5806
IX|ORIX CORP ADS|SPDR|SPEEDROUTE LLC|350
IX|ORIX CORP ADS|SPHN|Stephens Inc.|25
IX|ORIX CORP ADS|STFL|Stifel, Nicolaus & Company, Incorporated|1067
IX|ORIX CORP ADS|TRBT|Tradebot Systems, Inc.|2128
IX|ORIX CORP ADS|UBSA|UBS SECURITIES LLC|19335
IX|ORIX CORP ADS|UBSS|UBS Securities LLC|45330
IX|ORIX CORP ADS|VALX|VIRTU AMERICAS LLC|8422
IX|ORIX CORP ADS|VGRD|Vanguard Marketing Corporation|33
IX|ORIX CORP ADS|WBLR|WILLIAM BLAIR|130
IX|ORIX CORP ADS|WCHV|WELLS FARGO SECURITIES, LLC|9359
IX|ORIX CORP ADS|WEED|Weeden & Co.L.P.|698
IX|ORIX CORP ADS|WGIF|CIBC World Markets Inc.|2620
IX|ORIX CORP ADS|WSEA|WOLVERINE SECURITIES, LLC|15
IX|ORIX CORP ADS|XIST|INSTINET, LLC|1250
IX|ORIX CORP ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|320
IXC|ISHARES GLOBAL ENERG|ADAM|CANACCORD GENUITY INC.|308500
IXC|ISHARES GLOBAL ENERG|ALTX|Alternet Securities Inc.|200
IXC|ISHARES GLOBAL ENERG|APCC|Apex Clearing Corporation|109
IXC|ISHARES GLOBAL ENERG|BARD|Robert W. Baird & Co. Incorporated|541
IXC|ISHARES GLOBAL ENERG|BATM|CBOE TRADING, INC.|663
IXC|ISHARES GLOBAL ENERG|BBNT|BB&T SECURITIES, LLC|1730
IXC|ISHARES GLOBAL ENERG|BERN|Sanford C. Bernstein & Co., LLC|200
IXC|ISHARES GLOBAL ENERG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36967
IXC|ISHARES GLOBAL ENERG|BNCH|The Benchmark Company, LLC|12711
IXC|ISHARES GLOBAL ENERG|BYXM|CBOE TRADING, INC.|100
IXC|ISHARES GLOBAL ENERG|CANT|Cantor Fitzgerald & Co.|8565
IXC|ISHARES GLOBAL ENERG|CHAS|Charles Schwab & Co., Inc.|4141
IXC|ISHARES GLOBAL ENERG|CIST|Capital Institutional Services, Inc.|284
IXC|ISHARES GLOBAL ENERG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20689
IXC|ISHARES GLOBAL ENERG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
IXC|ISHARES GLOBAL ENERG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52135
IXC|ISHARES GLOBAL ENERG|CSIN|Citadel Securities Institutional LLC|50287
IXC|ISHARES GLOBAL ENERG|CTDL|Citadel Derivatives Group Llc|198245
IXC|ISHARES GLOBAL ENERG|CXCX|CITIGROUP GLOBAL MARKETS INC.|2876
IXC|ISHARES GLOBAL ENERG|DBAB|Deutsche Bank Securities Inc.|4171
IXC|ISHARES GLOBAL ENERG|DBAX|Deutsche Bank Securities Inc.|16800
IXC|ISHARES GLOBAL ENERG|DEAN|MORGAN STANLEY|14540
IXC|ISHARES GLOBAL ENERG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|325
IXC|ISHARES GLOBAL ENERG|EBXL|EBX LLC|41600
IXC|ISHARES GLOBAL ENERG|ECUT|CONVERGEX EXECUTION SOLUTIONS|645
IXC|ISHARES GLOBAL ENERG|EDJC|Edward Jones / CDS|1100
IXC|ISHARES GLOBAL ENERG|EDJO|Edward D. Jones & Co., L.P.|14632
IXC|ISHARES GLOBAL ENERG|EGAM|CBOE TRADING, INC.|16330
IXC|ISHARES GLOBAL ENERG|EGXM|CBOE TRADING, INC.|14193
IXC|ISHARES GLOBAL ENERG|ETBE|Electronic Transaction Clearing, Inc.|4400
IXC|ISHARES GLOBAL ENERG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19480
IXC|ISHARES GLOBAL ENERG|ETRS|E*Trade Securities LLC|6333
IXC|ISHARES GLOBAL ENERG|FBSB|U.S. Bancorp Investments, Inc.|318
IXC|ISHARES GLOBAL ENERG|FILL|Tradestation Securities, Inc.|200
IXC|ISHARES GLOBAL ENERG|FINX|FINTECH SECURITIES|905
IXC|ISHARES GLOBAL ENERG|FMAF|NBCN Inc./ CDS|204
IXC|ISHARES GLOBAL ENERG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32090
IXC|ISHARES GLOBAL ENERG|FTBR|Foliofn Investments, Inc.|6405
IXC|ISHARES GLOBAL ENERG|GEBB|GLOBAL EXECUTION BROKERS, LP|9470
IXC|ISHARES GLOBAL ENERG|GLPX|ACS EXECUTION SERVICES, LLC|646
IXC|ISHARES GLOBAL ENERG|GSCO|GOLDMAN SACHS & CO. LLC|2211069
IXC|ISHARES GLOBAL ENERG|GSLT|GOLDMAN SACHS & CO. LLC|1671
IXC|ISHARES GLOBAL ENERG|GTSZ|GTS SECURITIES LLC|400
IXC|ISHARES GLOBAL ENERG|HRBF|American Enterprise Investment Services Inc.|25572
IXC|ISHARES GLOBAL ENERG|HSBC|HSBC Securities, Inc.|100
IXC|ISHARES GLOBAL ENERG|IATS|INTERACTIVE BROKERS LLC|2155
IXC|ISHARES GLOBAL ENERG|IBKR|Interactive Brokers Llc|5512
IXC|ISHARES GLOBAL ENERG|ICBX|INSTINET, LLC|35440
IXC|ISHARES GLOBAL ENERG|INCA|INSTINET, LLC|16765
IXC|ISHARES GLOBAL ENERG|ITGI|ITG Inc.|10474
IXC|ISHARES GLOBAL ENERG|ITGP|ITG INC.|24600
IXC|ISHARES GLOBAL ENERG|JANY|Janney Montgomery Scott Inc.|1302
IXC|ISHARES GLOBAL ENERG|JMPT|JUMP TRADING, LLC|2482
IXC|ISHARES GLOBAL ENERG|JPMX|J.P. Morgan Securities LLC|58416
IXC|ISHARES GLOBAL ENERG|JSEB|JANE STREET EXECUTION SERVICES, LLC|164000
IXC|ISHARES GLOBAL ENERG|JSJX|JANE STREET CAPITAL LLC|173729
IXC|ISHARES GLOBAL ENERG|KCGM|VIRTU Americas LLC|38510
IXC|ISHARES GLOBAL ENERG|LEHM|Barclays Capital Inc./Le|140800
IXC|ISHARES GLOBAL ENERG|LIME|Lime Brokerage LLC|185993
IXC|ISHARES GLOBAL ENERG|LMGP|LIME BROKERAGE LLC|7710
IXC|ISHARES GLOBAL ENERG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|265
IXC|ISHARES GLOBAL ENERG|MACC|Mid Atlantic Capital Corporation|735
IXC|ISHARES GLOBAL ENERG|MAXM|Maxim Group LLC|44522
IXC|ISHARES GLOBAL ENERG|MCMF|Raymond James Ltd. Cds|1619
IXC|ISHARES GLOBAL ENERG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124618
IXC|ISHARES GLOBAL ENERG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1266
IXC|ISHARES GLOBAL ENERG|MSCO|MORGAN STANLEY & CO. LLC|215682
IXC|ISHARES GLOBAL ENERG|MSPL|MORGAN STANLEY & CO. LLC|41500
IXC|ISHARES GLOBAL ENERG|NBCS|NBC Securities, INC.|1100
IXC|ISHARES GLOBAL ENERG|NFSC|National Financial Services LLC|139040
IXC|ISHARES GLOBAL ENERG|NITE|VIRTU Americas LLC|248341
IXC|ISHARES GLOBAL ENERG|NQRB|Brut, LLC|34966
IXC|ISHARES GLOBAL ENERG|NTBF|BMO Nesbitt Burns Inc./CDS|465
IXC|ISHARES GLOBAL ENERG|OPCO|Oppenheimer & Co. Inc.|2302
IXC|ISHARES GLOBAL ENERG|PDQM|CODA MARKETS, INC.|1663
IXC|ISHARES GLOBAL ENERG|PICT|Pictet Overseas Inc.|7950
IXC|ISHARES GLOBAL ENERG|PWJC|UBS Financial Services, Inc.|123
IXC|ISHARES GLOBAL ENERG|RBCM|RBC CAPITAL MARKETS, LLC|3959
IXC|ISHARES GLOBAL ENERG|SAGL|SAGETRADER, LLC|1400
IXC|ISHARES GLOBAL ENERG|SALI|INTL FCSTONE FINANCIAL INC.|761
IXC|ISHARES GLOBAL ENERG|SBSH|Citigroup Global Markets Inc.|5612
IXC|ISHARES GLOBAL ENERG|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
IXC|ISHARES GLOBAL ENERG|SGMT|GOLDMAN SACHS & CO. LLC|17482
IXC|ISHARES GLOBAL ENERG|SPHN|Stephens Inc.|4
IXC|ISHARES GLOBAL ENERG|STFL|Stifel, Nicolaus & Company, Incorporated|986
IXC|ISHARES GLOBAL ENERG|SWIM|TD Ameritrade, Inc.|995
IXC|ISHARES GLOBAL ENERG|SWST|Hilltop Securities Inc.|39
IXC|ISHARES GLOBAL ENERG|TKNG|ALLY INVEST SECURITIES LLC|99
IXC|ISHARES GLOBAL ENERG|TRBT|Tradebot Systems, Inc.|38356
IXC|ISHARES GLOBAL ENERG|TRCM|TRC MARKETS LLC|298
IXC|ISHARES GLOBAL ENERG|UBSA|UBS SECURITIES LLC|186629
IXC|ISHARES GLOBAL ENERG|UBSS|UBS Securities LLC|110088
IXC|ISHARES GLOBAL ENERG|VALX|VIRTU AMERICAS LLC|437
IXC|ISHARES GLOBAL ENERG|VGRD|Vanguard Marketing Corporation|5367
IXC|ISHARES GLOBAL ENERG|WBET|Wallachbeth Capital LLC|29266
IXC|ISHARES GLOBAL ENERG|WCHV|WELLS FARGO SECURITIES, LLC|23554
IXC|ISHARES GLOBAL ENERG|WEDB|WEDBUSH SECURITIES INC.|8
IXC|ISHARES GLOBAL ENERG|WEED|Weeden & Co.L.P.|650
IXC|ISHARES GLOBAL ENERG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17242
IXC|ISHARES GLOBAL ENERG|WGIF|CIBC World Markets Inc.|3
IXC|ISHARES GLOBAL ENERG|WSEA|WOLVERINE SECURITIES, LLC|726
IXC|ISHARES GLOBAL ENERG|XSTM|NATIONAL FINANCIAL SERVICES LLC|2350
IXC|ISHARES GLOBAL ENERG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16831
IXG|ISHARES GLOBAL FINAN|ALTX|Alternet Securities Inc.|100
IXG|ISHARES GLOBAL FINAN|APCC|Apex Clearing Corporation|46
IXG|ISHARES GLOBAL FINAN|BANK|Primevest Financial Services, Inc.|2
IXG|ISHARES GLOBAL FINAN|BARD|Robert W. Baird & Co. Incorporated|161
IXG|ISHARES GLOBAL FINAN|BATM|CBOE TRADING, INC.|2894
IXG|ISHARES GLOBAL FINAN|BBNT|BB&T SECURITIES, LLC|70
IXG|ISHARES GLOBAL FINAN|BERN|Sanford C. Bernstein & Co., LLC|1300
IXG|ISHARES GLOBAL FINAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|520
IXG|ISHARES GLOBAL FINAN|CANT|Cantor Fitzgerald & Co.|13516
IXG|ISHARES GLOBAL FINAN|CHAS|Charles Schwab & Co., Inc.|9
IXG|ISHARES GLOBAL FINAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28533
IXG|ISHARES GLOBAL FINAN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
IXG|ISHARES GLOBAL FINAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9535
IXG|ISHARES GLOBAL FINAN|CSIN|Citadel Securities Institutional LLC|52415
IXG|ISHARES GLOBAL FINAN|CTDL|Citadel Derivatives Group Llc|61565
IXG|ISHARES GLOBAL FINAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1408
IXG|ISHARES GLOBAL FINAN|DBAB|Deutsche Bank Securities Inc.|200
IXG|ISHARES GLOBAL FINAN|DBAX|Deutsche Bank Securities Inc.|4900
IXG|ISHARES GLOBAL FINAN|DEAN|MORGAN STANLEY|15763
IXG|ISHARES GLOBAL FINAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|215
IXG|ISHARES GLOBAL FINAN|EBXL|EBX LLC|6600
IXG|ISHARES GLOBAL FINAN|EDJC|Edward Jones / CDS|550
IXG|ISHARES GLOBAL FINAN|EDJO|Edward D. Jones & Co., L.P.|2456
IXG|ISHARES GLOBAL FINAN|EGAM|CBOE TRADING, INC.|300
IXG|ISHARES GLOBAL FINAN|EGXM|CBOE TRADING, INC.|2931
IXG|ISHARES GLOBAL FINAN|ETBE|Electronic Transaction Clearing, Inc.|200
IXG|ISHARES GLOBAL FINAN|ETRS|E*Trade Securities LLC|2425
IXG|ISHARES GLOBAL FINAN|FILL|Tradestation Securities, Inc.|50
IXG|ISHARES GLOBAL FINAN|FINX|FINTECH SECURITIES|49
IXG|ISHARES GLOBAL FINAN|FMAF|NBCN Inc./ CDS|770
IXG|ISHARES GLOBAL FINAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11
IXG|ISHARES GLOBAL FINAN|FTBR|Foliofn Investments, Inc.|895
IXG|ISHARES GLOBAL FINAN|GBMT|GBM International, Inc.|2000
IXG|ISHARES GLOBAL FINAN|GLPX|ACS EXECUTION SERVICES, LLC|44197
IXG|ISHARES GLOBAL FINAN|GSCO|GOLDMAN SACHS & CO. LLC|25504
IXG|ISHARES GLOBAL FINAN|GSCS|GOLDMAN SACHS & CO. LLC|1458
IXG|ISHARES GLOBAL FINAN|GSLT|GOLDMAN SACHS & CO. LLC|200
IXG|ISHARES GLOBAL FINAN|HRBF|American Enterprise Investment Services Inc.|948
IXG|ISHARES GLOBAL FINAN|IATS|INTERACTIVE BROKERS LLC|979
IXG|ISHARES GLOBAL FINAN|IBKR|Interactive Brokers Llc|472
IXG|ISHARES GLOBAL FINAN|ICBX|INSTINET, LLC|2354
IXG|ISHARES GLOBAL FINAN|INCA|INSTINET, LLC|10488
IXG|ISHARES GLOBAL FINAN|INJX|INSTINET, LLC|97
IXG|ISHARES GLOBAL FINAN|ITGI|ITG Inc.|3460
IXG|ISHARES GLOBAL FINAN|ITGP|ITG INC.|18800
IXG|ISHARES GLOBAL FINAN|JANY|Janney Montgomery Scott Inc.|200
IXG|ISHARES GLOBAL FINAN|JEFF|JEFFERIES LLC|444
IXG|ISHARES GLOBAL FINAN|JPMX|J.P. Morgan Securities LLC|13600
IXG|ISHARES GLOBAL FINAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|68296
IXG|ISHARES GLOBAL FINAN|JSJX|JANE STREET CAPITAL LLC|102424
IXG|ISHARES GLOBAL FINAN|KCGM|VIRTU Americas LLC|6615
IXG|ISHARES GLOBAL FINAN|LEHM|Barclays Capital Inc./Le|8750
IXG|ISHARES GLOBAL FINAN|LIME|Lime Brokerage LLC|7354
IXG|ISHARES GLOBAL FINAN|MACC|Mid Atlantic Capital Corporation|459
IXG|ISHARES GLOBAL FINAN|MAXM|Maxim Group LLC|13675
IXG|ISHARES GLOBAL FINAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16354
IXG|ISHARES GLOBAL FINAN|MOTF|MOTIF INVESTING, INC.|2
IXG|ISHARES GLOBAL FINAN|MSCO|MORGAN STANLEY & CO. LLC|70364
IXG|ISHARES GLOBAL FINAN|MSPL|MORGAN STANLEY & CO. LLC|17400
IXG|ISHARES GLOBAL FINAN|NFSC|National Financial Services LLC|80005
IXG|ISHARES GLOBAL FINAN|NITE|VIRTU Americas LLC|74010
IXG|ISHARES GLOBAL FINAN|NQRB|Brut, LLC|900
IXG|ISHARES GLOBAL FINAN|OPCO|Oppenheimer & Co. Inc.|1493
IXG|ISHARES GLOBAL FINAN|PASL|Pershing Advisor Solutions LLC|705
IXG|ISHARES GLOBAL FINAN|PDQM|CODA MARKETS, INC.|9800
IXG|ISHARES GLOBAL FINAN|PICT|Pictet Overseas Inc.|10886
IXG|ISHARES GLOBAL FINAN|QMSR|QUATTRO M SECURITIES INC.|30300
IXG|ISHARES GLOBAL FINAN|RBCM|RBC CAPITAL MARKETS, LLC|6253
IXG|ISHARES GLOBAL FINAN|SAGL|SAGETRADER, LLC|300
IXG|ISHARES GLOBAL FINAN|SBSH|Citigroup Global Markets Inc.|2168
IXG|ISHARES GLOBAL FINAN|SGMT|GOLDMAN SACHS & CO. LLC|19499
IXG|ISHARES GLOBAL FINAN|STFL|Stifel, Nicolaus & Company, Incorporated|462
IXG|ISHARES GLOBAL FINAN|SWIM|TD Ameritrade, Inc.|310
IXG|ISHARES GLOBAL FINAN|SWST|Hilltop Securities Inc.|58
IXG|ISHARES GLOBAL FINAN|TRCM|TRC MARKETS LLC|45
IXG|ISHARES GLOBAL FINAN|UBSA|UBS SECURITIES LLC|29751
IXG|ISHARES GLOBAL FINAN|UBSS|UBS Securities LLC|42568
IXG|ISHARES GLOBAL FINAN|VALX|VIRTU AMERICAS LLC|282
IXG|ISHARES GLOBAL FINAN|VGRD|Vanguard Marketing Corporation|68
IXG|ISHARES GLOBAL FINAN|WBET|Wallachbeth Capital LLC|209260
IXG|ISHARES GLOBAL FINAN|WBLR|WILLIAM BLAIR|40
IXG|ISHARES GLOBAL FINAN|WCHV|WELLS FARGO SECURITIES, LLC|4368
IXG|ISHARES GLOBAL FINAN|WEED|Weeden & Co.L.P.|3650
IXG|ISHARES GLOBAL FINAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44338
IXG|ISHARES GLOBAL FINAN|WGIF|CIBC World Markets Inc.|303
IXG|ISHARES GLOBAL FINAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1852
IXJ|ISHARES GLOBAL HEALT|ADAM|CANACCORD GENUITY INC.|400
IXJ|ISHARES GLOBAL HEALT|APCC|Apex Clearing Corporation|59
IXJ|ISHARES GLOBAL HEALT|BARD|Robert W. Baird & Co. Incorporated|51
IXJ|ISHARES GLOBAL HEALT|BATM|CBOE TRADING, INC.|3933
IXJ|ISHARES GLOBAL HEALT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|465
IXJ|ISHARES GLOBAL HEALT|CANT|Cantor Fitzgerald & Co.|83
IXJ|ISHARES GLOBAL HEALT|CHAS|Charles Schwab & Co., Inc.|1378
IXJ|ISHARES GLOBAL HEALT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8196
IXJ|ISHARES GLOBAL HEALT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11403
IXJ|ISHARES GLOBAL HEALT|CSIN|Citadel Securities Institutional LLC|42315
IXJ|ISHARES GLOBAL HEALT|CTDL|Citadel Derivatives Group Llc|65780
IXJ|ISHARES GLOBAL HEALT|CXCX|CITIGROUP GLOBAL MARKETS INC.|312
IXJ|ISHARES GLOBAL HEALT|DADA|D.A. Davidson & Co.|402
IXJ|ISHARES GLOBAL HEALT|DBAB|Deutsche Bank Securities Inc.|200
IXJ|ISHARES GLOBAL HEALT|DBAX|Deutsche Bank Securities Inc.|3100
IXJ|ISHARES GLOBAL HEALT|DEAN|MORGAN STANLEY|387
IXJ|ISHARES GLOBAL HEALT|EBXL|EBX LLC|5200
IXJ|ISHARES GLOBAL HEALT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1644
IXJ|ISHARES GLOBAL HEALT|EDJC|Edward Jones / CDS|1632
IXJ|ISHARES GLOBAL HEALT|EDJO|Edward D. Jones & Co., L.P.|3586
IXJ|ISHARES GLOBAL HEALT|EGXM|CBOE TRADING, INC.|500
IXJ|ISHARES GLOBAL HEALT|ETRS|E*Trade Securities LLC|2831
IXJ|ISHARES GLOBAL HEALT|FINX|FINTECH SECURITIES|75
IXJ|ISHARES GLOBAL HEALT|FLTU|FLOW TRADERS US LLC|118220
IXJ|ISHARES GLOBAL HEALT|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|117900
IXJ|ISHARES GLOBAL HEALT|FMAF|NBCN Inc./ CDS|3748
IXJ|ISHARES GLOBAL HEALT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|483
IXJ|ISHARES GLOBAL HEALT|FTBR|Foliofn Investments, Inc.|170
IXJ|ISHARES GLOBAL HEALT|GBMT|GBM International, Inc.|189
IXJ|ISHARES GLOBAL HEALT|GLIS|TD Securities Inc|81
IXJ|ISHARES GLOBAL HEALT|GLPX|ACS EXECUTION SERVICES, LLC|200
IXJ|ISHARES GLOBAL HEALT|GSCO|GOLDMAN SACHS & CO. LLC|72087
IXJ|ISHARES GLOBAL HEALT|GSLT|GOLDMAN SACHS & CO. LLC|1842
IXJ|ISHARES GLOBAL HEALT|GTSZ|GTS SECURITIES LLC|644
IXJ|ISHARES GLOBAL HEALT|HRBF|American Enterprise Investment Services Inc.|5954
IXJ|ISHARES GLOBAL HEALT|IATS|INTERACTIVE BROKERS LLC|1478
IXJ|ISHARES GLOBAL HEALT|IBKR|Interactive Brokers Llc|1314
IXJ|ISHARES GLOBAL HEALT|ICBX|INSTINET, LLC|4576
IXJ|ISHARES GLOBAL HEALT|INCA|INSTINET, LLC|4422
IXJ|ISHARES GLOBAL HEALT|INJX|INSTINET, LLC|1100
IXJ|ISHARES GLOBAL HEALT|ITGI|ITG Inc.|3864
IXJ|ISHARES GLOBAL HEALT|ITGP|ITG INC.|7200
IXJ|ISHARES GLOBAL HEALT|JANY|Janney Montgomery Scott Inc.|2
IXJ|ISHARES GLOBAL HEALT|JEFF|JEFFERIES LLC|800
IXJ|ISHARES GLOBAL HEALT|JPMX|J.P. Morgan Securities LLC|18387
IXJ|ISHARES GLOBAL HEALT|JSEB|JANE STREET EXECUTION SERVICES, LLC|24670
IXJ|ISHARES GLOBAL HEALT|JSJX|JANE STREET CAPITAL LLC|104709
IXJ|ISHARES GLOBAL HEALT|KCGM|VIRTU Americas LLC|7862
IXJ|ISHARES GLOBAL HEALT|LEHM|Barclays Capital Inc./Le|3165
IXJ|ISHARES GLOBAL HEALT|LIME|Lime Brokerage LLC|9576
IXJ|ISHARES GLOBAL HEALT|LSCI|Lek Securities Corporation|2053
IXJ|ISHARES GLOBAL HEALT|MACC|Mid Atlantic Capital Corporation|163
IXJ|ISHARES GLOBAL HEALT|MAXM|Maxim Group LLC|45109
IXJ|ISHARES GLOBAL HEALT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
IXJ|ISHARES GLOBAL HEALT|MOTF|MOTIF INVESTING, INC.|1
IXJ|ISHARES GLOBAL HEALT|MSCO|MORGAN STANLEY & CO. LLC|205956
IXJ|ISHARES GLOBAL HEALT|MSPL|MORGAN STANLEY & CO. LLC|4000
IXJ|ISHARES GLOBAL HEALT|NFSC|National Financial Services LLC|24484
IXJ|ISHARES GLOBAL HEALT|NITE|VIRTU Americas LLC|47616
IXJ|ISHARES GLOBAL HEALT|NQRB|Brut, LLC|1300
IXJ|ISHARES GLOBAL HEALT|NTBF|BMO Nesbitt Burns Inc./CDS|82
IXJ|ISHARES GLOBAL HEALT|OPCO|Oppenheimer & Co. Inc.|1895
IXJ|ISHARES GLOBAL HEALT|PDQM|CODA MARKETS, INC.|1260
IXJ|ISHARES GLOBAL HEALT|PWJC|UBS Financial Services, Inc.|600
IXJ|ISHARES GLOBAL HEALT|RBCM|RBC CAPITAL MARKETS, LLC|719
IXJ|ISHARES GLOBAL HEALT|SAGL|SAGETRADER, LLC|2200
IXJ|ISHARES GLOBAL HEALT|SBRX|MURIEL SIEBERT & CO INC|30
IXJ|ISHARES GLOBAL HEALT|SBSH|Citigroup Global Markets Inc.|1859
IXJ|ISHARES GLOBAL HEALT|SGMT|GOLDMAN SACHS & CO. LLC|3048
IXJ|ISHARES GLOBAL HEALT|STFL|Stifel, Nicolaus & Company, Incorporated|422
IXJ|ISHARES GLOBAL HEALT|SWIM|TD Ameritrade, Inc.|639
IXJ|ISHARES GLOBAL HEALT|SWST|Hilltop Securities Inc.|35
IXJ|ISHARES GLOBAL HEALT|TKNG|ALLY INVEST SECURITIES LLC|60
IXJ|ISHARES GLOBAL HEALT|TRCM|TRC MARKETS LLC|158
IXJ|ISHARES GLOBAL HEALT|UBSA|UBS SECURITIES LLC|40063
IXJ|ISHARES GLOBAL HEALT|UBSS|UBS Securities LLC|81329
IXJ|ISHARES GLOBAL HEALT|VALX|VIRTU AMERICAS LLC|654
IXJ|ISHARES GLOBAL HEALT|VGRD|Vanguard Marketing Corporation|8842
IXJ|ISHARES GLOBAL HEALT|WBET|Wallachbeth Capital LLC|700
IXJ|ISHARES GLOBAL HEALT|WCHV|WELLS FARGO SECURITIES, LLC|7260
IXJ|ISHARES GLOBAL HEALT|WEED|Weeden & Co.L.P.|5944
IXJ|ISHARES GLOBAL HEALT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2188
IXJ|ISHARES GLOBAL HEALT|WSEA|WOLVERINE SECURITIES, LLC|358
IXJ|ISHARES GLOBAL HEALT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
IXJ|ISHARES GLOBAL HEALT|YKNA|COMHAR CAPITAL MARKETS, LLC|200
IXJ|ISHARES GLOBAL HEALT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2771
IXN|ISHARES GLOBAL TECH|ADAM|CANACCORD GENUITY INC.|400
IXN|ISHARES GLOBAL TECH|APCC|Apex Clearing Corporation|68
IXN|ISHARES GLOBAL TECH|BARD|Robert W. Baird & Co. Incorporated|6
IXN|ISHARES GLOBAL TECH|BBNT|BB&T SECURITIES, LLC|30
IXN|ISHARES GLOBAL TECH|BERN|Sanford C. Bernstein & Co., LLC|6363
IXN|ISHARES GLOBAL TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|272
IXN|ISHARES GLOBAL TECH|CANT|Cantor Fitzgerald & Co.|2241
IXN|ISHARES GLOBAL TECH|CHAS|Charles Schwab & Co., Inc.|172
IXN|ISHARES GLOBAL TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9115
IXN|ISHARES GLOBAL TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
IXN|ISHARES GLOBAL TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7943
IXN|ISHARES GLOBAL TECH|CTDL|Citadel Derivatives Group Llc|40304
IXN|ISHARES GLOBAL TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|8278
IXN|ISHARES GLOBAL TECH|DADA|D.A. Davidson & Co.|145
IXN|ISHARES GLOBAL TECH|DBAB|Deutsche Bank Securities Inc.|12450
IXN|ISHARES GLOBAL TECH|DBAX|Deutsche Bank Securities Inc.|11600
IXN|ISHARES GLOBAL TECH|DEAN|MORGAN STANLEY|1501
IXN|ISHARES GLOBAL TECH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|509
IXN|ISHARES GLOBAL TECH|EBXL|EBX LLC|6900
IXN|ISHARES GLOBAL TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|1870
IXN|ISHARES GLOBAL TECH|EDJC|Edward Jones / CDS|750
IXN|ISHARES GLOBAL TECH|EDJO|Edward D. Jones & Co., L.P.|7607
IXN|ISHARES GLOBAL TECH|EGXM|CBOE TRADING, INC.|7
IXN|ISHARES GLOBAL TECH|ETBE|Electronic Transaction Clearing, Inc.|100
IXN|ISHARES GLOBAL TECH|ETCB|ETC BROKERAGE SERVICES, LLC|472
IXN|ISHARES GLOBAL TECH|ETRS|E*Trade Securities LLC|7642
IXN|ISHARES GLOBAL TECH|FLTU|FLOW TRADERS US LLC|2600
IXN|ISHARES GLOBAL TECH|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|2600
IXN|ISHARES GLOBAL TECH|FMAF|NBCN Inc./ CDS|993
IXN|ISHARES GLOBAL TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3077
IXN|ISHARES GLOBAL TECH|FTBR|Foliofn Investments, Inc.|495
IXN|ISHARES GLOBAL TECH|GBMT|GBM International, Inc.|5371
IXN|ISHARES GLOBAL TECH|GSCO|GOLDMAN SACHS & CO. LLC|2830
IXN|ISHARES GLOBAL TECH|GTSZ|GTS SECURITIES LLC|400
IXN|ISHARES GLOBAL TECH|HRBF|American Enterprise Investment Services Inc.|3886
IXN|ISHARES GLOBAL TECH|HSBC|HSBC Securities, Inc.|100
IXN|ISHARES GLOBAL TECH|IATS|INTERACTIVE BROKERS LLC|35
IXN|ISHARES GLOBAL TECH|IBKR|Interactive Brokers Llc|649
IXN|ISHARES GLOBAL TECH|ICBX|INSTINET, LLC|3966
IXN|ISHARES GLOBAL TECH|INCA|INSTINET, LLC|3248
IXN|ISHARES GLOBAL TECH|ITGI|ITG Inc.|5440
IXN|ISHARES GLOBAL TECH|ITGP|ITG INC.|5400
IXN|ISHARES GLOBAL TECH|JEFF|JEFFERIES LLC|1130
IXN|ISHARES GLOBAL TECH|JPMX|J.P. Morgan Securities LLC|6726
IXN|ISHARES GLOBAL TECH|JSEB|JANE STREET EXECUTION SERVICES, LLC|51424
IXN|ISHARES GLOBAL TECH|JSJX|JANE STREET CAPITAL LLC|55581
IXN|ISHARES GLOBAL TECH|KCGM|VIRTU Americas LLC|9446
IXN|ISHARES GLOBAL TECH|LEHM|Barclays Capital Inc./Le|2655
IXN|ISHARES GLOBAL TECH|LGNT|COR CLEARING LLC|3
IXN|ISHARES GLOBAL TECH|LIME|Lime Brokerage LLC|10907
IXN|ISHARES GLOBAL TECH|MACC|Mid Atlantic Capital Corporation|94
IXN|ISHARES GLOBAL TECH|MAXM|Maxim Group LLC|315
IXN|ISHARES GLOBAL TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
IXN|ISHARES GLOBAL TECH|MOTF|MOTIF INVESTING, INC.|6
IXN|ISHARES GLOBAL TECH|MSCO|MORGAN STANLEY & CO. LLC|29282
IXN|ISHARES GLOBAL TECH|MSPL|MORGAN STANLEY & CO. LLC|1100
IXN|ISHARES GLOBAL TECH|NFSC|National Financial Services LLC|60011
IXN|ISHARES GLOBAL TECH|NITE|VIRTU Americas LLC|48387
IXN|ISHARES GLOBAL TECH|NTBF|BMO Nesbitt Burns Inc./CDS|158
IXN|ISHARES GLOBAL TECH|OPCO|Oppenheimer & Co. Inc.|938
IXN|ISHARES GLOBAL TECH|PWJC|UBS Financial Services, Inc.|117
IXN|ISHARES GLOBAL TECH|RBCM|RBC CAPITAL MARKETS, LLC|3290
IXN|ISHARES GLOBAL TECH|SALI|INTL FCSTONE FINANCIAL INC.|154
IXN|ISHARES GLOBAL TECH|SBSH|Citigroup Global Markets Inc.|15097
IXN|ISHARES GLOBAL TECH|SGMT|GOLDMAN SACHS & CO. LLC|4894
IXN|ISHARES GLOBAL TECH|STFL|Stifel, Nicolaus & Company, Incorporated|301
IXN|ISHARES GLOBAL TECH|STTT|STATETRUST INVESTMENTS INC.|56
IXN|ISHARES GLOBAL TECH|SWIM|TD Ameritrade, Inc.|546
IXN|ISHARES GLOBAL TECH|SWST|Hilltop Securities Inc.|31
IXN|ISHARES GLOBAL TECH|TKNG|ALLY INVEST SECURITIES LLC|15
IXN|ISHARES GLOBAL TECH|TRCM|TRC MARKETS LLC|100
IXN|ISHARES GLOBAL TECH|UBSA|UBS SECURITIES LLC|36429
IXN|ISHARES GLOBAL TECH|UBSS|UBS Securities LLC|72644
IXN|ISHARES GLOBAL TECH|VGRD|Vanguard Marketing Corporation|2407
IXN|ISHARES GLOBAL TECH|WBET|Wallachbeth Capital LLC|9000
IXN|ISHARES GLOBAL TECH|WCHV|WELLS FARGO SECURITIES, LLC|5144
IXN|ISHARES GLOBAL TECH|WEED|Weeden & Co.L.P.|200
IXN|ISHARES GLOBAL TECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4898
IXN|ISHARES GLOBAL TECH|WGIF|CIBC World Markets Inc.|55
IXN|ISHARES GLOBAL TECH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
IXN|ISHARES GLOBAL TECH|WSEA|WOLVERINE SECURITIES, LLC|9
IXN|ISHARES GLOBAL TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|2598
IXN|ISHARES GLOBAL TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6538
IXP|ISHARES GLOBAL TELEC|APCC|Apex Clearing Corporation|79
IXP|ISHARES GLOBAL TELEC|BANK|Primevest Financial Services, Inc.|10
IXP|ISHARES GLOBAL TELEC|BARD|Robert W. Baird & Co. Incorporated|100
IXP|ISHARES GLOBAL TELEC|BBNT|BB&T SECURITIES, LLC|149
IXP|ISHARES GLOBAL TELEC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|547
IXP|ISHARES GLOBAL TELEC|CHAS|Charles Schwab & Co., Inc.|2282
IXP|ISHARES GLOBAL TELEC|CIST|Capital Institutional Services, Inc.|100
IXP|ISHARES GLOBAL TELEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1366
IXP|ISHARES GLOBAL TELEC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
IXP|ISHARES GLOBAL TELEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2950
IXP|ISHARES GLOBAL TELEC|CSIN|Citadel Securities Institutional LLC|23055
IXP|ISHARES GLOBAL TELEC|CTDL|Citadel Derivatives Group Llc|32828
IXP|ISHARES GLOBAL TELEC|DBAX|Deutsche Bank Securities Inc.|1700
IXP|ISHARES GLOBAL TELEC|DEAN|MORGAN STANLEY|1798
IXP|ISHARES GLOBAL TELEC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1790
IXP|ISHARES GLOBAL TELEC|EBXL|EBX LLC|1500
IXP|ISHARES GLOBAL TELEC|EDJO|Edward D. Jones & Co., L.P.|3439
IXP|ISHARES GLOBAL TELEC|ETRS|E*Trade Securities LLC|3953
IXP|ISHARES GLOBAL TELEC|FILL|Tradestation Securities, Inc.|222
IXP|ISHARES GLOBAL TELEC|FMAF|NBCN Inc./ CDS|1507
IXP|ISHARES GLOBAL TELEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1444
IXP|ISHARES GLOBAL TELEC|FTBR|Foliofn Investments, Inc.|80
IXP|ISHARES GLOBAL TELEC|GLIS|TD Securities Inc|87
IXP|ISHARES GLOBAL TELEC|GSCO|GOLDMAN SACHS & CO. LLC|6005
IXP|ISHARES GLOBAL TELEC|HRBF|American Enterprise Investment Services Inc.|537
IXP|ISHARES GLOBAL TELEC|IATS|INTERACTIVE BROKERS LLC|2220
IXP|ISHARES GLOBAL TELEC|IBKR|Interactive Brokers Llc|485
IXP|ISHARES GLOBAL TELEC|ICBX|INSTINET, LLC|2200
IXP|ISHARES GLOBAL TELEC|INCA|INSTINET, LLC|725
IXP|ISHARES GLOBAL TELEC|INJX|INSTINET, LLC|65
IXP|ISHARES GLOBAL TELEC|ITGI|ITG Inc.|1642
IXP|ISHARES GLOBAL TELEC|ITGP|ITG INC.|12200
IXP|ISHARES GLOBAL TELEC|JANY|Janney Montgomery Scott Inc.|1014
IXP|ISHARES GLOBAL TELEC|JEFF|JEFFERIES LLC|110
IXP|ISHARES GLOBAL TELEC|JPMX|J.P. Morgan Securities LLC|462
IXP|ISHARES GLOBAL TELEC|JSJX|JANE STREET CAPITAL LLC|36446
IXP|ISHARES GLOBAL TELEC|KCGM|VIRTU Americas LLC|3395
IXP|ISHARES GLOBAL TELEC|LEHM|Barclays Capital Inc./Le|17000
IXP|ISHARES GLOBAL TELEC|LIME|Lime Brokerage LLC|5411
IXP|ISHARES GLOBAL TELEC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
IXP|ISHARES GLOBAL TELEC|MACC|Mid Atlantic Capital Corporation|26
IXP|ISHARES GLOBAL TELEC|MAXM|Maxim Group LLC|610
IXP|ISHARES GLOBAL TELEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5366
IXP|ISHARES GLOBAL TELEC|MSCO|MORGAN STANLEY & CO. LLC|15769
IXP|ISHARES GLOBAL TELEC|MSPL|MORGAN STANLEY & CO. LLC|900
IXP|ISHARES GLOBAL TELEC|NFSC|National Financial Services LLC|29024
IXP|ISHARES GLOBAL TELEC|NITE|VIRTU Americas LLC|70745
IXP|ISHARES GLOBAL TELEC|NTBF|BMO Nesbitt Burns Inc./CDS|87
IXP|ISHARES GLOBAL TELEC|OPCO|Oppenheimer & Co. Inc.|387
IXP|ISHARES GLOBAL TELEC|PWJC|UBS Financial Services, Inc.|33
IXP|ISHARES GLOBAL TELEC|RBCM|RBC CAPITAL MARKETS, LLC|1738
IXP|ISHARES GLOBAL TELEC|SALI|INTL FCSTONE FINANCIAL INC.|100
IXP|ISHARES GLOBAL TELEC|SBSH|Citigroup Global Markets Inc.|50
IXP|ISHARES GLOBAL TELEC|SGMT|GOLDMAN SACHS & CO. LLC|3595
IXP|ISHARES GLOBAL TELEC|STFL|Stifel, Nicolaus & Company, Incorporated|31
IXP|ISHARES GLOBAL TELEC|SWIM|TD Ameritrade, Inc.|40
IXP|ISHARES GLOBAL TELEC|SWST|Hilltop Securities Inc.|507
IXP|ISHARES GLOBAL TELEC|TKNG|ALLY INVEST SECURITIES LLC|20
IXP|ISHARES GLOBAL TELEC|UBSA|UBS SECURITIES LLC|10908
IXP|ISHARES GLOBAL TELEC|UBSS|UBS Securities LLC|47528
IXP|ISHARES GLOBAL TELEC|VALX|VIRTU AMERICAS LLC|1082
IXP|ISHARES GLOBAL TELEC|VGRD|Vanguard Marketing Corporation|4420
IXP|ISHARES GLOBAL TELEC|WBET|Wallachbeth Capital LLC|1400
IXP|ISHARES GLOBAL TELEC|WCHV|WELLS FARGO SECURITIES, LLC|27694
IXP|ISHARES GLOBAL TELEC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1347
IXP|ISHARES GLOBAL TELEC|WSEA|WOLVERINE SECURITIES, LLC|110
IXP|ISHARES GLOBAL TELEC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
IXP|ISHARES GLOBAL TELEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11372
IXUS|ISHS CORE ACWI IMI|ADAM|CANACCORD GENUITY INC.|5000
IXUS|ISHS CORE ACWI IMI|AGCP|AEGIS CAPITAL CORP.|118
IXUS|ISHS CORE ACWI IMI|ALTX|Alternet Securities Inc.|2244
IXUS|ISHS CORE ACWI IMI|APCC|Apex Clearing Corporation|1199
IXUS|ISHS CORE ACWI IMI|BALE|M&T SECURITIES, INC.|9122
IXUS|ISHS CORE ACWI IMI|BANK|Primevest Financial Services, Inc.|118
IXUS|ISHS CORE ACWI IMI|BARD|Robert W. Baird & Co. Incorporated|2855
IXUS|ISHS CORE ACWI IMI|BATM|CBOE TRADING, INC.|4223
IXUS|ISHS CORE ACWI IMI|BAYC|BAY CREST PARTNERS, LLC|200000
IXUS|ISHS CORE ACWI IMI|BBNT|BB&T SECURITIES, LLC|277
IXUS|ISHS CORE ACWI IMI|BERN|Sanford C. Bernstein & Co., LLC|19903
IXUS|ISHS CORE ACWI IMI|BKCM|BNY Mellon Capital Markets LLC|486
IXUS|ISHS CORE ACWI IMI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40613
IXUS|ISHS CORE ACWI IMI|BYXM|CBOE TRADING, INC.|1100
IXUS|ISHS CORE ACWI IMI|CANT|Cantor Fitzgerald & Co.|53126
IXUS|ISHS CORE ACWI IMI|CHAS|Charles Schwab & Co., Inc.|14651
IXUS|ISHS CORE ACWI IMI|CICF|Canaccord Genuity Corp.|130
IXUS|ISHS CORE ACWI IMI|CIST|Capital Institutional Services, Inc.|33188
IXUS|ISHS CORE ACWI IMI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4803
IXUS|ISHS CORE ACWI IMI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1600
IXUS|ISHS CORE ACWI IMI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|276533
IXUS|ISHS CORE ACWI IMI|CSIN|Citadel Securities Institutional LLC|171931
IXUS|ISHS CORE ACWI IMI|CTDL|Citadel Derivatives Group Llc|449675
IXUS|ISHS CORE ACWI IMI|CXCX|CITIGROUP GLOBAL MARKETS INC.|29696
IXUS|ISHS CORE ACWI IMI|DADA|D.A. Davidson & Co.|29
IXUS|ISHS CORE ACWI IMI|DBAB|Deutsche Bank Securities Inc.|7582
IXUS|ISHS CORE ACWI IMI|DBAX|Deutsche Bank Securities Inc.|14300
IXUS|ISHS CORE ACWI IMI|DCHF|Dart Executions, LLC|600
IXUS|ISHS CORE ACWI IMI|DEAN|MORGAN STANLEY|17104
IXUS|ISHS CORE ACWI IMI|EBXL|EBX LLC|25600
IXUS|ISHS CORE ACWI IMI|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
IXUS|ISHS CORE ACWI IMI|EDJC|Edward Jones / CDS|65
IXUS|ISHS CORE ACWI IMI|EDJO|Edward D. Jones & Co., L.P.|69218
IXUS|ISHS CORE ACWI IMI|EGAM|CBOE TRADING, INC.|8867
IXUS|ISHS CORE ACWI IMI|EGAW|CBOE TRADING, INC.|53
IXUS|ISHS CORE ACWI IMI|EGXM|CBOE TRADING, INC.|29289
IXUS|ISHS CORE ACWI IMI|ETBE|Electronic Transaction Clearing, Inc.|13674
IXUS|ISHS CORE ACWI IMI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9334
IXUS|ISHS CORE ACWI IMI|ETRS|E*Trade Securities LLC|35936
IXUS|ISHS CORE ACWI IMI|FBCO|Credit Suisse Securities (USA) LLC|400043
IXUS|ISHS CORE ACWI IMI|FBSB|U.S. Bancorp Investments, Inc.|487
IXUS|ISHS CORE ACWI IMI|FINX|FINTECH SECURITIES|2660
IXUS|ISHS CORE ACWI IMI|FLTU|FLOW TRADERS US LLC|598556
IXUS|ISHS CORE ACWI IMI|FMAF|NBCN Inc./ CDS|1602
IXUS|ISHS CORE ACWI IMI|FOMA|TD AMERITRADE CLEARING, INC.|157706
IXUS|ISHS CORE ACWI IMI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39683
IXUS|ISHS CORE ACWI IMI|FTBR|Foliofn Investments, Inc.|3647
IXUS|ISHS CORE ACWI IMI|GEBB|GLOBAL EXECUTION BROKERS, LP|65150
IXUS|ISHS CORE ACWI IMI|GLPX|ACS EXECUTION SERVICES, LLC|900
IXUS|ISHS CORE ACWI IMI|GSCO|GOLDMAN SACHS & CO. LLC|31169
IXUS|ISHS CORE ACWI IMI|GSCS|GOLDMAN SACHS & CO. LLC|2600
IXUS|ISHS CORE ACWI IMI|GSLT|GOLDMAN SACHS & CO. LLC|3260
IXUS|ISHS CORE ACWI IMI|GTSZ|GTS SECURITIES LLC|10465
IXUS|ISHS CORE ACWI IMI|HRBF|American Enterprise Investment Services Inc.|78154
IXUS|ISHS CORE ACWI IMI|HSBC|HSBC Securities, Inc.|200
IXUS|ISHS CORE ACWI IMI|IATS|INTERACTIVE BROKERS LLC|5683
IXUS|ISHS CORE ACWI IMI|IBKR|Interactive Brokers Llc|38729
IXUS|ISHS CORE ACWI IMI|ICBX|INSTINET, LLC|54495
IXUS|ISHS CORE ACWI IMI|INCA|INSTINET, LLC|8015
IXUS|ISHS CORE ACWI IMI|ITGI|ITG Inc.|4283
IXUS|ISHS CORE ACWI IMI|ITGP|ITG INC.|13800
IXUS|ISHS CORE ACWI IMI|JANY|Janney Montgomery Scott Inc.|18153
IXUS|ISHS CORE ACWI IMI|JMPT|JUMP TRADING, LLC|17610
IXUS|ISHS CORE ACWI IMI|JPMX|J.P. Morgan Securities LLC|40091
IXUS|ISHS CORE ACWI IMI|JSEB|JANE STREET EXECUTION SERVICES, LLC|1149927
IXUS|ISHS CORE ACWI IMI|JSJX|JANE STREET CAPITAL LLC|676393
IXUS|ISHS CORE ACWI IMI|KCGM|VIRTU Americas LLC|15573
IXUS|ISHS CORE ACWI IMI|LEHM|Barclays Capital Inc./Le|549156
IXUS|ISHS CORE ACWI IMI|LIME|Lime Brokerage LLC|35972
IXUS|ISHS CORE ACWI IMI|LMGP|LIME BROKERAGE LLC|3100
IXUS|ISHS CORE ACWI IMI|MACC|Mid Atlantic Capital Corporation|4228
IXUS|ISHS CORE ACWI IMI|MCMF|Raymond James Ltd. Cds|182
IXUS|ISHS CORE ACWI IMI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|314144
IXUS|ISHS CORE ACWI IMI|MOTF|MOTIF INVESTING, INC.|3
IXUS|ISHS CORE ACWI IMI|MSCO|MORGAN STANLEY & CO. LLC|465949
IXUS|ISHS CORE ACWI IMI|MSPL|MORGAN STANLEY & CO. LLC|58600
IXUS|ISHS CORE ACWI IMI|NEED|Needham & Company, LLC|43
IXUS|ISHS CORE ACWI IMI|NFSC|National Financial Services LLC|1533519
IXUS|ISHS CORE ACWI IMI|NITE|VIRTU Americas LLC|1153435
IXUS|ISHS CORE ACWI IMI|NITP|VIRTU Americas LLC|1936
IXUS|ISHS CORE ACWI IMI|NQRB|Brut, LLC|8640
IXUS|ISHS CORE ACWI IMI|NTRC|Northern Trust Securities, Inc.|570
IXUS|ISHS CORE ACWI IMI|OLDM|OLD MISSION CAPITAL, LLC|142491
IXUS|ISHS CORE ACWI IMI|OPCO|Oppenheimer & Co. Inc.|82
IXUS|ISHS CORE ACWI IMI|PDQM|CODA MARKETS, INC.|4100
IXUS|ISHS CORE ACWI IMI|PWJC|UBS Financial Services, Inc.|200
IXUS|ISHS CORE ACWI IMI|RAJA|Raymond James & Associates, Inc.|34020
IXUS|ISHS CORE ACWI IMI|RBCM|RBC CAPITAL MARKETS, LLC|31303
IXUS|ISHS CORE ACWI IMI|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|112
IXUS|ISHS CORE ACWI IMI|SAGL|SAGETRADER, LLC|2600
IXUS|ISHS CORE ACWI IMI|SALI|INTL FCSTONE FINANCIAL INC.|1036
IXUS|ISHS CORE ACWI IMI|SBSH|Citigroup Global Markets Inc.|646317
IXUS|ISHS CORE ACWI IMI|SEIC|SEI Investments Distribution Co.|125
IXUS|ISHS CORE ACWI IMI|SGMT|GOLDMAN SACHS & CO. LLC|18099
IXUS|ISHS CORE ACWI IMI|SPDR|SPEEDROUTE LLC|4300
IXUS|ISHS CORE ACWI IMI|STFL|Stifel, Nicolaus & Company, Incorporated|1123
IXUS|ISHS CORE ACWI IMI|SWIM|TD Ameritrade, Inc.|1943
IXUS|ISHS CORE ACWI IMI|SWST|Hilltop Securities Inc.|466
IXUS|ISHS CORE ACWI IMI|TKNG|ALLY INVEST SECURITIES LLC|2190
IXUS|ISHS CORE ACWI IMI|TRBT|Tradebot Systems, Inc.|82368
IXUS|ISHS CORE ACWI IMI|TRCM|TRC MARKETS LLC|5755
IXUS|ISHS CORE ACWI IMI|UBSA|UBS SECURITIES LLC|395801
IXUS|ISHS CORE ACWI IMI|UBSS|UBS Securities LLC|427762
IXUS|ISHS CORE ACWI IMI|VALX|VIRTU AMERICAS LLC|2016
IXUS|ISHS CORE ACWI IMI|VGRD|Vanguard Marketing Corporation|19253
IXUS|ISHS CORE ACWI IMI|WABR|Wall Street Access|900
IXUS|ISHS CORE ACWI IMI|WCHV|WELLS FARGO SECURITIES, LLC|171187
IXUS|ISHS CORE ACWI IMI|WEDB|WEDBUSH SECURITIES INC.|3
IXUS|ISHS CORE ACWI IMI|WEED|Weeden & Co.L.P.|30
IXUS|ISHS CORE ACWI IMI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
IXUS|ISHS CORE ACWI IMI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|443
IXUS|ISHS CORE ACWI IMI|WSEA|WOLVERINE SECURITIES, LLC|1461
IXUS|ISHS CORE ACWI IMI|XSTM|NATIONAL FINANCIAL SERVICES LLC|79332
IXUS|ISHS CORE ACWI IMI|YKNA|COMHAR CAPITAL MARKETS, LLC|700
IXUS|ISHS CORE ACWI IMI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|58629
IYC|ISHARE CSS ETF|AGIS|Aegis Capital Corp.|40
IYC|ISHARE CSS ETF|APCC|Apex Clearing Corporation|13
IYC|ISHARE CSS ETF|BARD|Robert W. Baird & Co. Incorporated|234
IYC|ISHARE CSS ETF|BBNT|BB&T SECURITIES, LLC|2558
IYC|ISHARE CSS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80
IYC|ISHARE CSS ETF|CANT|Cantor Fitzgerald & Co.|77
IYC|ISHARE CSS ETF|CHAS|Charles Schwab & Co., Inc.|5
IYC|ISHARE CSS ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
IYC|ISHARE CSS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2497
IYC|ISHARE CSS ETF|DAVA|Davenport & Company LLC|6
IYC|ISHARE CSS ETF|DBAX|Deutsche Bank Securities Inc.|100
IYC|ISHARE CSS ETF|DEAN|MORGAN STANLEY|1207
IYC|ISHARE CSS ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|884
IYC|ISHARE CSS ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|252
IYC|ISHARE CSS ETF|EDJO|Edward D. Jones & Co., L.P.|2142
IYC|ISHARE CSS ETF|ETRS|E*Trade Securities LLC|1308
IYC|ISHARE CSS ETF|FMAF|NBCN Inc./ CDS|432
IYC|ISHARE CSS ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101
IYC|ISHARE CSS ETF|FTBR|Foliofn Investments, Inc.|120
IYC|ISHARE CSS ETF|GSCO|GOLDMAN SACHS & CO. LLC|29
IYC|ISHARE CSS ETF|GSLT|GOLDMAN SACHS & CO. LLC|600
IYC|ISHARE CSS ETF|HRBF|American Enterprise Investment Services Inc.|1208
IYC|ISHARE CSS ETF|IBKR|Interactive Brokers Llc|96
IYC|ISHARE CSS ETF|ICBX|INSTINET, LLC|200
IYC|ISHARE CSS ETF|INCA|INSTINET, LLC|90
IYC|ISHARE CSS ETF|ITGI|ITG Inc.|184
IYC|ISHARE CSS ETF|JPMX|J.P. Morgan Securities LLC|3000
IYC|ISHARE CSS ETF|JSJX|JANE STREET CAPITAL LLC|3777
IYC|ISHARE CSS ETF|KCGM|VIRTU Americas LLC|900
IYC|ISHARE CSS ETF|LEHM|Barclays Capital Inc./Le|675
IYC|ISHARE CSS ETF|LIME|Lime Brokerage LLC|10351
IYC|ISHARE CSS ETF|LSCI|Lek Securities Corporation|5
IYC|ISHARE CSS ETF|MACC|Mid Atlantic Capital Corporation|63
IYC|ISHARE CSS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
IYC|ISHARE CSS ETF|MSCO|MORGAN STANLEY & CO. LLC|20935
IYC|ISHARE CSS ETF|NFSC|National Financial Services LLC|21076
IYC|ISHARE CSS ETF|NITE|VIRTU Americas LLC|19882
IYC|ISHARE CSS ETF|NITP|VIRTU Americas LLC|100
IYC|ISHARE CSS ETF|OPCO|Oppenheimer & Co. Inc.|564
IYC|ISHARE CSS ETF|PWJC|UBS Financial Services, Inc.|401
IYC|ISHARE CSS ETF|RBCM|RBC CAPITAL MARKETS, LLC|636
IYC|ISHARE CSS ETF|SALI|INTL FCSTONE FINANCIAL INC.|15
IYC|ISHARE CSS ETF|SBSH|Citigroup Global Markets Inc.|23
IYC|ISHARE CSS ETF|SGMT|GOLDMAN SACHS & CO. LLC|1041
IYC|ISHARE CSS ETF|SPHN|Stephens Inc.|3
IYC|ISHARE CSS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|155
IYC|ISHARE CSS ETF|SWIM|TD Ameritrade, Inc.|798
IYC|ISHARE CSS ETF|SWST|Hilltop Securities Inc.|500
IYC|ISHARE CSS ETF|TKNG|ALLY INVEST SECURITIES LLC|31
IYC|ISHARE CSS ETF|TRCM|TRC MARKETS LLC|169
IYC|ISHARE CSS ETF|UBSA|UBS SECURITIES LLC|3599
IYC|ISHARE CSS ETF|UBSS|UBS Securities LLC|18075
IYC|ISHARE CSS ETF|VALX|VIRTU AMERICAS LLC|210
IYC|ISHARE CSS ETF|VGRD|Vanguard Marketing Corporation|376
IYC|ISHARE CSS ETF|WCHV|WELLS FARGO SECURITIES, LLC|5081
IYC|ISHARE CSS ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
IYC|ISHARE CSS ETF|WSEA|WOLVERINE SECURITIES, LLC|216
IYC|ISHARE CSS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3914
IYE|ISHARE ENRGY SC|ALTX|Alternet Securities Inc.|5199
IYE|ISHARE ENRGY SC|APCC|Apex Clearing Corporation|1987
IYE|ISHARE ENRGY SC|AURC|Aurora Capital LLC|1007
IYE|ISHARE ENRGY SC|BANK|Primevest Financial Services, Inc.|76
IYE|ISHARE ENRGY SC|BATM|CBOE TRADING, INC.|550
IYE|ISHARE ENRGY SC|BBNT|BB&T SECURITIES, LLC|105
IYE|ISHARE ENRGY SC|BERN|Sanford C. Bernstein & Co., LLC|1774
IYE|ISHARE ENRGY SC|BIMI|Banca IMI Securities Corp.|100
IYE|ISHARE ENRGY SC|BKCM|BNY Mellon Capital Markets LLC|200
IYE|ISHARE ENRGY SC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12541
IYE|ISHARE ENRGY SC|BNCH|The Benchmark Company, LLC|20391
IYE|ISHARE ENRGY SC|BYXM|CBOE TRADING, INC.|98
IYE|ISHARE ENRGY SC|CANT|Cantor Fitzgerald & Co.|219
IYE|ISHARE ENRGY SC|CHAS|Charles Schwab & Co., Inc.|1958
IYE|ISHARE ENRGY SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|564
IYE|ISHARE ENRGY SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21162
IYE|ISHARE ENRGY SC|CSIN|Citadel Securities Institutional LLC|26323
IYE|ISHARE ENRGY SC|CTDL|Citadel Derivatives Group Llc|30823
IYE|ISHARE ENRGY SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
IYE|ISHARE ENRGY SC|DADA|D.A. Davidson & Co.|600
IYE|ISHARE ENRGY SC|DBAB|Deutsche Bank Securities Inc.|8351
IYE|ISHARE ENRGY SC|DBAX|Deutsche Bank Securities Inc.|5200
IYE|ISHARE ENRGY SC|DEAN|MORGAN STANLEY|2991
IYE|ISHARE ENRGY SC|DEGS|RONIN PROFESSIONAL LLC|600
IYE|ISHARE ENRGY SC|EBXL|EBX LLC|14300
IYE|ISHARE ENRGY SC|EDJO|Edward D. Jones & Co., L.P.|25640
IYE|ISHARE ENRGY SC|EGAM|CBOE TRADING, INC.|3201
IYE|ISHARE ENRGY SC|EGAW|CBOE TRADING, INC.|100
IYE|ISHARE ENRGY SC|EGXM|CBOE TRADING, INC.|13314
IYE|ISHARE ENRGY SC|EGXW|CBOE TRADING, INC.|100
IYE|ISHARE ENRGY SC|ETBE|Electronic Transaction Clearing, Inc.|3078
IYE|ISHARE ENRGY SC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4367
IYE|ISHARE ENRGY SC|ETRS|E*Trade Securities LLC|7222
IYE|ISHARE ENRGY SC|FILL|Tradestation Securities, Inc.|392
IYE|ISHARE ENRGY SC|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|67930
IYE|ISHARE ENRGY SC|FMAF|NBCN Inc./ CDS|2380
IYE|ISHARE ENRGY SC|FQLS|Quantlab Securities LP|36121
IYE|ISHARE ENRGY SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11290
IYE|ISHARE ENRGY SC|FTBR|Foliofn Investments, Inc.|11
IYE|ISHARE ENRGY SC|GBMT|GBM International, Inc.|2020
IYE|ISHARE ENRGY SC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
IYE|ISHARE ENRGY SC|GLIS|TD Securities Inc|350
IYE|ISHARE ENRGY SC|GSCO|GOLDMAN SACHS & CO. LLC|66657
IYE|ISHARE ENRGY SC|GSLT|GOLDMAN SACHS & CO. LLC|3405
IYE|ISHARE ENRGY SC|GTSZ|GTS SECURITIES LLC|64349
IYE|ISHARE ENRGY SC|HRBF|American Enterprise Investment Services Inc.|34925
IYE|ISHARE ENRGY SC|IATS|INTERACTIVE BROKERS LLC|4836
IYE|ISHARE ENRGY SC|IBKR|Interactive Brokers Llc|4624
IYE|ISHARE ENRGY SC|ICBX|INSTINET, LLC|6832
IYE|ISHARE ENRGY SC|INCA|INSTINET, LLC|28302
IYE|ISHARE ENRGY SC|INJX|INSTINET, LLC|1598
IYE|ISHARE ENRGY SC|ITGI|ITG Inc.|17801
IYE|ISHARE ENRGY SC|ITGP|ITG INC.|19000
IYE|ISHARE ENRGY SC|JANY|Janney Montgomery Scott Inc.|525
IYE|ISHARE ENRGY SC|JEFF|JEFFERIES LLC|6708
IYE|ISHARE ENRGY SC|JMPT|JUMP TRADING, LLC|1291
IYE|ISHARE ENRGY SC|JPMX|J.P. Morgan Securities LLC|712
IYE|ISHARE ENRGY SC|JSEB|JANE STREET EXECUTION SERVICES, LLC|2122
IYE|ISHARE ENRGY SC|JSJX|JANE STREET CAPITAL LLC|86348
IYE|ISHARE ENRGY SC|KCGM|VIRTU Americas LLC|5652
IYE|ISHARE ENRGY SC|LEHM|Barclays Capital Inc./Le|18339
IYE|ISHARE ENRGY SC|LIME|Lime Brokerage LLC|7732
IYE|ISHARE ENRGY SC|MACC|Mid Atlantic Capital Corporation|1195
IYE|ISHARE ENRGY SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21050
IYE|ISHARE ENRGY SC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
IYE|ISHARE ENRGY SC|MSCO|MORGAN STANLEY & CO. LLC|268555
IYE|ISHARE ENRGY SC|MSPL|MORGAN STANLEY & CO. LLC|17900
IYE|ISHARE ENRGY SC|NBCS|NBC Securities, INC.|261
IYE|ISHARE ENRGY SC|NFSC|National Financial Services LLC|143669
IYE|ISHARE ENRGY SC|NITE|VIRTU Americas LLC|149129
IYE|ISHARE ENRGY SC|NITP|VIRTU Americas LLC|72168
IYE|ISHARE ENRGY SC|NQRB|Brut, LLC|301
IYE|ISHARE ENRGY SC|NTBF|BMO Nesbitt Burns Inc./CDS|125
IYE|ISHARE ENRGY SC|OHOS|TWO SIGMA SECURITIES, LLC|54015
IYE|ISHARE ENRGY SC|OPCO|Oppenheimer & Co. Inc.|708
IYE|ISHARE ENRGY SC|PDQM|CODA MARKETS, INC.|4167
IYE|ISHARE ENRGY SC|PWJC|UBS Financial Services, Inc.|1856
IYE|ISHARE ENRGY SC|RBCM|RBC CAPITAL MARKETS, LLC|7421
IYE|ISHARE ENRGY SC|SAGL|SAGETRADER, LLC|20926
IYE|ISHARE ENRGY SC|SALI|INTL FCSTONE FINANCIAL INC.|70
IYE|ISHARE ENRGY SC|SBSH|Citigroup Global Markets Inc.|120
IYE|ISHARE ENRGY SC|SGMT|GOLDMAN SACHS & CO. LLC|12829
IYE|ISHARE ENRGY SC|SHMR|ABN Amro Clearing LLC|71489
IYE|ISHARE ENRGY SC|SPDR|SPEEDROUTE LLC|700
IYE|ISHARE ENRGY SC|SPHN|Stephens Inc.|235
IYE|ISHARE ENRGY SC|STFL|Stifel, Nicolaus & Company, Incorporated|2024
IYE|ISHARE ENRGY SC|SWIM|TD Ameritrade, Inc.|2675
IYE|ISHARE ENRGY SC|SWST|Hilltop Securities Inc.|1354
IYE|ISHARE ENRGY SC|TKNG|ALLY INVEST SECURITIES LLC|300
IYE|ISHARE ENRGY SC|TRBT|Tradebot Systems, Inc.|12504
IYE|ISHARE ENRGY SC|TRCM|TRC MARKETS LLC|1259145
IYE|ISHARE ENRGY SC|TWTT|TASTYWORKS, INC.|100
IYE|ISHARE ENRGY SC|UBSA|UBS SECURITIES LLC|29857
IYE|ISHARE ENRGY SC|UBSS|UBS Securities LLC|90393
IYE|ISHARE ENRGY SC|VALX|VIRTU AMERICAS LLC|1302
IYE|ISHARE ENRGY SC|VGRD|Vanguard Marketing Corporation|6750
IYE|ISHARE ENRGY SC|WCHV|WELLS FARGO SECURITIES, LLC|96942
IYE|ISHARE ENRGY SC|WEED|Weeden & Co.L.P.|800
IYE|ISHARE ENRGY SC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1868
IYE|ISHARE ENRGY SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6025
IYE|ISHARE ENRGY SC|WGIF|CIBC World Markets Inc.|100
IYE|ISHARE ENRGY SC|WSEA|WOLVERINE SECURITIES, LLC|2077
IYE|ISHARE ENRGY SC|XPUS|XP SECURITIES, LLC|2100
IYE|ISHARE ENRGY SC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
IYE|ISHARE ENRGY SC|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
IYE|ISHARE ENRGY SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17498
IYF|ISHARE  FIN ETF|AGIS|Aegis Capital Corp.|31
IYF|ISHARE  FIN ETF|ALTX|Alternet Securities Inc.|1100
IYF|ISHARE  FIN ETF|APCC|Apex Clearing Corporation|111
IYF|ISHARE  FIN ETF|BANK|Primevest Financial Services, Inc.|48
IYF|ISHARE  FIN ETF|BARD|Robert W. Baird & Co. Incorporated|1293
IYF|ISHARE  FIN ETF|BATM|CBOE TRADING, INC.|2257
IYF|ISHARE  FIN ETF|BAYC|BAY CREST PARTNERS, LLC|2207
IYF|ISHARE  FIN ETF|BBNT|BB&T SECURITIES, LLC|844
IYF|ISHARE  FIN ETF|BERN|Sanford C. Bernstein & Co., LLC|6275
IYF|ISHARE  FIN ETF|BKCM|BNY Mellon Capital Markets LLC|58
IYF|ISHARE  FIN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11059
IYF|ISHARE  FIN ETF|BYXM|CBOE TRADING, INC.|209
IYF|ISHARE  FIN ETF|CANT|Cantor Fitzgerald & Co.|17
IYF|ISHARE  FIN ETF|CHAS|Charles Schwab & Co., Inc.|118
IYF|ISHARE  FIN ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7245
IYF|ISHARE  FIN ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
IYF|ISHARE  FIN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20744
IYF|ISHARE  FIN ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|17490
IYF|ISHARE  FIN ETF|DADA|D.A. Davidson & Co.|48
IYF|ISHARE  FIN ETF|DBAB|Deutsche Bank Securities Inc.|2696
IYF|ISHARE  FIN ETF|DBAX|Deutsche Bank Securities Inc.|11900
IYF|ISHARE  FIN ETF|DBUL|Deutsche Bank Securities Inc.|1300
IYF|ISHARE  FIN ETF|DEAN|MORGAN STANLEY|7175
IYF|ISHARE  FIN ETF|DEGS|RONIN PROFESSIONAL LLC|6900
IYF|ISHARE  FIN ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5184
IYF|ISHARE  FIN ETF|EBXL|EBX LLC|20100
IYF|ISHARE  FIN ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|4127
IYF|ISHARE  FIN ETF|EDJC|Edward Jones / CDS|5
IYF|ISHARE  FIN ETF|EDJO|Edward D. Jones & Co., L.P.|6016
IYF|ISHARE  FIN ETF|EGAM|CBOE TRADING, INC.|7285
IYF|ISHARE  FIN ETF|EGAW|CBOE TRADING, INC.|1100
IYF|ISHARE  FIN ETF|EGXM|CBOE TRADING, INC.|531
IYF|ISHARE  FIN ETF|ETBE|Electronic Transaction Clearing, Inc.|2020
IYF|ISHARE  FIN ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7050
IYF|ISHARE  FIN ETF|ETRS|E*Trade Securities LLC|1928
IYF|ISHARE  FIN ETF|FBSB|U.S. Bancorp Investments, Inc.|108
IYF|ISHARE  FIN ETF|FILL|Tradestation Securities, Inc.|24
IYF|ISHARE  FIN ETF|FMAF|NBCN Inc./ CDS|5422
IYF|ISHARE  FIN ETF|FQLS|Quantlab Securities LP|18993
IYF|ISHARE  FIN ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23660
IYF|ISHARE  FIN ETF|FTBR|Foliofn Investments, Inc.|36
IYF|ISHARE  FIN ETF|GBMT|GBM International, Inc.|6755
IYF|ISHARE  FIN ETF|GLPX|ACS EXECUTION SERVICES, LLC|11436
IYF|ISHARE  FIN ETF|GSCO|GOLDMAN SACHS & CO. LLC|6752
IYF|ISHARE  FIN ETF|GSLT|GOLDMAN SACHS & CO. LLC|2643
IYF|ISHARE  FIN ETF|GTSZ|GTS SECURITIES LLC|25350
IYF|ISHARE  FIN ETF|HRBF|American Enterprise Investment Services Inc.|16948
IYF|ISHARE  FIN ETF|IATS|INTERACTIVE BROKERS LLC|72
IYF|ISHARE  FIN ETF|IBKR|Interactive Brokers Llc|3092
IYF|ISHARE  FIN ETF|ICBX|INSTINET, LLC|31200
IYF|ISHARE  FIN ETF|INCA|INSTINET, LLC|74127
IYF|ISHARE  FIN ETF|INJX|INSTINET, LLC|300
IYF|ISHARE  FIN ETF|ITGI|ITG Inc.|11666
IYF|ISHARE  FIN ETF|ITGP|ITG INC.|1200
IYF|ISHARE  FIN ETF|JANY|Janney Montgomery Scott Inc.|16
IYF|ISHARE  FIN ETF|JEFF|JEFFERIES LLC|2200
IYF|ISHARE  FIN ETF|JMPT|JUMP TRADING, LLC|3310
IYF|ISHARE  FIN ETF|JPMX|J.P. Morgan Securities LLC|3800
IYF|ISHARE  FIN ETF|JSJX|JANE STREET CAPITAL LLC|80833
IYF|ISHARE  FIN ETF|KCGM|VIRTU Americas LLC|3804
IYF|ISHARE  FIN ETF|LEHM|Barclays Capital Inc./Le|23633
IYF|ISHARE  FIN ETF|LIME|Lime Brokerage LLC|41801
IYF|ISHARE  FIN ETF|LSCI|Lek Securities Corporation|6
IYF|ISHARE  FIN ETF|MACC|Mid Atlantic Capital Corporation|418
IYF|ISHARE  FIN ETF|MACQ|Macquarie Capital (USA) Inc.|4900
IYF|ISHARE  FIN ETF|MAXM|Maxim Group LLC|244
IYF|ISHARE  FIN ETF|MCMF|Raymond James Ltd. Cds|185
IYF|ISHARE  FIN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
IYF|ISHARE  FIN ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
IYF|ISHARE  FIN ETF|MOTF|MOTIF INVESTING, INC.|1
IYF|ISHARE  FIN ETF|MSCO|MORGAN STANLEY & CO. LLC|499597
IYF|ISHARE  FIN ETF|MSPL|MORGAN STANLEY & CO. LLC|400
IYF|ISHARE  FIN ETF|NFSC|National Financial Services LLC|64844
IYF|ISHARE  FIN ETF|NITE|VIRTU Americas LLC|101703
IYF|ISHARE  FIN ETF|NQRB|Brut, LLC|4604
IYF|ISHARE  FIN ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1859
IYF|ISHARE  FIN ETF|NTRC|Northern Trust Securities, Inc.|24
IYF|ISHARE  FIN ETF|OHOS|TWO SIGMA SECURITIES, LLC|18496
IYF|ISHARE  FIN ETF|OPCO|Oppenheimer & Co. Inc.|294
IYF|ISHARE  FIN ETF|PDQM|CODA MARKETS, INC.|22957
IYF|ISHARE  FIN ETF|PWJC|UBS Financial Services, Inc.|83
IYF|ISHARE  FIN ETF|RBCM|RBC CAPITAL MARKETS, LLC|6162
IYF|ISHARE  FIN ETF|SAGL|SAGETRADER, LLC|25700
IYF|ISHARE  FIN ETF|SALI|INTL FCSTONE FINANCIAL INC.|110
IYF|ISHARE  FIN ETF|SBSH|Citigroup Global Markets Inc.|38603
IYF|ISHARE  FIN ETF|SEIC|SEI Investments Distribution Co.|100
IYF|ISHARE  FIN ETF|SGMT|GOLDMAN SACHS & CO. LLC|2915
IYF|ISHARE  FIN ETF|SPHN|Stephens Inc.|40
IYF|ISHARE  FIN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1793
IYF|ISHARE  FIN ETF|SWIM|TD Ameritrade, Inc.|494
IYF|ISHARE  FIN ETF|SWST|Hilltop Securities Inc.|185
IYF|ISHARE  FIN ETF|TKNG|ALLY INVEST SECURITIES LLC|1
IYF|ISHARE  FIN ETF|TRBT|Tradebot Systems, Inc.|87975
IYF|ISHARE  FIN ETF|TRCM|TRC MARKETS LLC|129353
IYF|ISHARE  FIN ETF|UBSA|UBS SECURITIES LLC|15213
IYF|ISHARE  FIN ETF|UBSS|UBS Securities LLC|49977
IYF|ISHARE  FIN ETF|VALX|VIRTU AMERICAS LLC|2279
IYF|ISHARE  FIN ETF|VGRD|Vanguard Marketing Corporation|696
IYF|ISHARE  FIN ETF|WCHV|WELLS FARGO SECURITIES, LLC|21562
IYF|ISHARE  FIN ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
IYF|ISHARE  FIN ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|499
IYF|ISHARE  FIN ETF|WGIF|CIBC World Markets Inc.|200
IYF|ISHARE  FIN ETF|WSEA|WOLVERINE SECURITIES, LLC|384
IYF|ISHARE  FIN ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|350
IYF|ISHARE  FIN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31169
IYG|ISHARE FN SRV|APCC|Apex Clearing Corporation|109
IYG|ISHARE FN SRV|BANK|Primevest Financial Services, Inc.|31
IYG|ISHARE FN SRV|BARD|Robert W. Baird & Co. Incorporated|6821
IYG|ISHARE FN SRV|BBNT|BB&T SECURITIES, LLC|17971
IYG|ISHARE FN SRV|BERN|Sanford C. Bernstein & Co., LLC|34416
IYG|ISHARE FN SRV|BKCM|BNY Mellon Capital Markets LLC|40
IYG|ISHARE FN SRV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4952
IYG|ISHARE FN SRV|BYXM|CBOE TRADING, INC.|890
IYG|ISHARE FN SRV|CANT|Cantor Fitzgerald & Co.|23
IYG|ISHARE FN SRV|CHAS|Charles Schwab & Co., Inc.|191
IYG|ISHARE FN SRV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1675
IYG|ISHARE FN SRV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4409
IYG|ISHARE FN SRV|CSIN|Citadel Securities Institutional LLC|4354
IYG|ISHARE FN SRV|CTDL|Citadel Derivatives Group Llc|8354
IYG|ISHARE FN SRV|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
IYG|ISHARE FN SRV|DBAB|Deutsche Bank Securities Inc.|300
IYG|ISHARE FN SRV|DBAX|Deutsche Bank Securities Inc.|3900
IYG|ISHARE FN SRV|DEAN|MORGAN STANLEY|6215
IYG|ISHARE FN SRV|DEGS|RONIN PROFESSIONAL LLC|1501
IYG|ISHARE FN SRV|DLTA|DEALERWEB INC.|4000
IYG|ISHARE FN SRV|EBXL|EBX LLC|7200
IYG|ISHARE FN SRV|EDJO|Edward D. Jones & Co., L.P.|7144
IYG|ISHARE FN SRV|EGAM|CBOE TRADING, INC.|248
IYG|ISHARE FN SRV|EGXM|CBOE TRADING, INC.|1
IYG|ISHARE FN SRV|ETBE|Electronic Transaction Clearing, Inc.|441
IYG|ISHARE FN SRV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
IYG|ISHARE FN SRV|ETRS|E*Trade Securities LLC|2463
IYG|ISHARE FN SRV|FBSB|U.S. Bancorp Investments, Inc.|540
IYG|ISHARE FN SRV|FMAF|NBCN Inc./ CDS|876
IYG|ISHARE FN SRV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
IYG|ISHARE FN SRV|FTBR|Foliofn Investments, Inc.|35
IYG|ISHARE FN SRV|GLIS|TD Securities Inc|270
IYG|ISHARE FN SRV|GLPX|ACS EXECUTION SERVICES, LLC|200
IYG|ISHARE FN SRV|GSCO|GOLDMAN SACHS & CO. LLC|3133
IYG|ISHARE FN SRV|GTSZ|GTS SECURITIES LLC|6337
IYG|ISHARE FN SRV|HRBF|American Enterprise Investment Services Inc.|19816
IYG|ISHARE FN SRV|IATS|INTERACTIVE BROKERS LLC|300
IYG|ISHARE FN SRV|IBKR|Interactive Brokers Llc|4686
IYG|ISHARE FN SRV|ICBX|INSTINET, LLC|4300
IYG|ISHARE FN SRV|INCA|INSTINET, LLC|8848
IYG|ISHARE FN SRV|ITGI|ITG Inc.|75
IYG|ISHARE FN SRV|JANY|Janney Montgomery Scott Inc.|25098
IYG|ISHARE FN SRV|JEFF|JEFFERIES LLC|100
IYG|ISHARE FN SRV|JMPT|JUMP TRADING, LLC|3797
IYG|ISHARE FN SRV|JPMX|J.P. Morgan Securities LLC|1912
IYG|ISHARE FN SRV|JSEB|JANE STREET EXECUTION SERVICES, LLC|12536
IYG|ISHARE FN SRV|JSJX|JANE STREET CAPITAL LLC|15441
IYG|ISHARE FN SRV|KCGM|VIRTU Americas LLC|1672
IYG|ISHARE FN SRV|LEHM|Barclays Capital Inc./Le|3726
IYG|ISHARE FN SRV|LIME|Lime Brokerage LLC|27791
IYG|ISHARE FN SRV|MACQ|Macquarie Capital (USA) Inc.|700
IYG|ISHARE FN SRV|MAXM|Maxim Group LLC|1880
IYG|ISHARE FN SRV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IYG|ISHARE FN SRV|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
IYG|ISHARE FN SRV|MSCO|MORGAN STANLEY & CO. LLC|35750
IYG|ISHARE FN SRV|NFSC|National Financial Services LLC|93076
IYG|ISHARE FN SRV|NITE|VIRTU Americas LLC|1440072
IYG|ISHARE FN SRV|NQRB|Brut, LLC|1075
IYG|ISHARE FN SRV|NTBF|BMO Nesbitt Burns Inc./CDS|170
IYG|ISHARE FN SRV|NTRC|Northern Trust Securities, Inc.|830
IYG|ISHARE FN SRV|OPCO|Oppenheimer & Co. Inc.|1284
IYG|ISHARE FN SRV|PCPT|PHILLIP CAPITAL INC.|70
IYG|ISHARE FN SRV|PDQM|CODA MARKETS, INC.|359
IYG|ISHARE FN SRV|PWJC|UBS Financial Services, Inc.|670
IYG|ISHARE FN SRV|RBCM|RBC CAPITAL MARKETS, LLC|2423
IYG|ISHARE FN SRV|SALI|INTL FCSTONE FINANCIAL INC.|365
IYG|ISHARE FN SRV|SBSH|Citigroup Global Markets Inc.|4703
IYG|ISHARE FN SRV|SGMT|GOLDMAN SACHS & CO. LLC|2003
IYG|ISHARE FN SRV|SPHN|Stephens Inc.|1256
IYG|ISHARE FN SRV|STFL|Stifel, Nicolaus & Company, Incorporated|806
IYG|ISHARE FN SRV|STTT|STATETRUST INVESTMENTS INC.|85
IYG|ISHARE FN SRV|SWIM|TD Ameritrade, Inc.|365
IYG|ISHARE FN SRV|SWST|Hilltop Securities Inc.|170
IYG|ISHARE FN SRV|TKNG|ALLY INVEST SECURITIES LLC|50
IYG|ISHARE FN SRV|TRBT|Tradebot Systems, Inc.|100
IYG|ISHARE FN SRV|TRCM|TRC MARKETS LLC|1528
IYG|ISHARE FN SRV|TWTT|TASTYWORKS, INC.|1
IYG|ISHARE FN SRV|UBSA|UBS SECURITIES LLC|3374
IYG|ISHARE FN SRV|UBSS|UBS Securities LLC|74615
IYG|ISHARE FN SRV|VALX|VIRTU AMERICAS LLC|440
IYG|ISHARE FN SRV|VGRD|Vanguard Marketing Corporation|1157
IYG|ISHARE FN SRV|VSIN|Vision Financial Markets Llc|5
IYG|ISHARE FN SRV|WCHV|WELLS FARGO SECURITIES, LLC|11053
IYG|ISHARE FN SRV|WEDB|WEDBUSH SECURITIES INC.|15
IYG|ISHARE FN SRV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|75
IYG|ISHARE FN SRV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|418
IYG|ISHARE FN SRV|WGIF|CIBC World Markets Inc.|73
IYG|ISHARE FN SRV|WSEA|WOLVERINE SECURITIES, LLC|732
IYG|ISHARE FN SRV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11859
IYH|ISHARE HLTHCR|APCC|Apex Clearing Corporation|61
IYH|ISHARE HLTHCR|BANK|Primevest Financial Services, Inc.|5
IYH|ISHARE HLTHCR|BARD|Robert W. Baird & Co. Incorporated|325
IYH|ISHARE HLTHCR|BATM|CBOE TRADING, INC.|105
IYH|ISHARE HLTHCR|BBNT|BB&T SECURITIES, LLC|141
IYH|ISHARE HLTHCR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|268
IYH|ISHARE HLTHCR|CANT|Cantor Fitzgerald & Co.|150
IYH|ISHARE HLTHCR|CHAS|Charles Schwab & Co., Inc.|8
IYH|ISHARE HLTHCR|CIST|Capital Institutional Services, Inc.|3128
IYH|ISHARE HLTHCR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
IYH|ISHARE HLTHCR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2997
IYH|ISHARE HLTHCR|CSIN|Citadel Securities Institutional LLC|52
IYH|ISHARE HLTHCR|CTDL|Citadel Derivatives Group Llc|52
IYH|ISHARE HLTHCR|CTLR|CUTLER GROUP, LP|27
IYH|ISHARE HLTHCR|DADA|D.A. Davidson & Co.|102
IYH|ISHARE HLTHCR|DBAB|Deutsche Bank Securities Inc.|117477
IYH|ISHARE HLTHCR|DBAX|Deutsche Bank Securities Inc.|8900
IYH|ISHARE HLTHCR|DEAN|MORGAN STANLEY|2176
IYH|ISHARE HLTHCR|DEGS|RONIN PROFESSIONAL LLC|2000
IYH|ISHARE HLTHCR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1003
IYH|ISHARE HLTHCR|EBXL|EBX LLC|100
IYH|ISHARE HLTHCR|ECUT|CONVERGEX EXECUTION SOLUTIONS|13598
IYH|ISHARE HLTHCR|EDJO|Edward D. Jones & Co., L.P.|3747
IYH|ISHARE HLTHCR|EGAM|CBOE TRADING, INC.|620
IYH|ISHARE HLTHCR|EGXM|CBOE TRADING, INC.|100
IYH|ISHARE HLTHCR|ETBE|Electronic Transaction Clearing, Inc.|300
IYH|ISHARE HLTHCR|ETRS|E*Trade Securities LLC|201
IYH|ISHARE HLTHCR|FILL|Tradestation Securities, Inc.|56
IYH|ISHARE HLTHCR|FMAF|NBCN Inc./ CDS|705
IYH|ISHARE HLTHCR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1582
IYH|ISHARE HLTHCR|FTBR|Foliofn Investments, Inc.|150
IYH|ISHARE HLTHCR|GBMT|GBM International, Inc.|2552
IYH|ISHARE HLTHCR|GSCO|GOLDMAN SACHS & CO. LLC|770
IYH|ISHARE HLTHCR|GSLT|GOLDMAN SACHS & CO. LLC|1278
IYH|ISHARE HLTHCR|GTSZ|GTS SECURITIES LLC|3244
IYH|ISHARE HLTHCR|HRBF|American Enterprise Investment Services Inc.|9829
IYH|ISHARE HLTHCR|IATS|INTERACTIVE BROKERS LLC|522
IYH|ISHARE HLTHCR|IBKR|Interactive Brokers Llc|217
IYH|ISHARE HLTHCR|ICBX|INSTINET, LLC|400
IYH|ISHARE HLTHCR|INCA|INSTINET, LLC|2
IYH|ISHARE HLTHCR|INJX|INSTINET, LLC|263
IYH|ISHARE HLTHCR|ITGI|ITG Inc.|1808
IYH|ISHARE HLTHCR|ITGP|ITG INC.|200
IYH|ISHARE HLTHCR|JANY|Janney Montgomery Scott Inc.|65
IYH|ISHARE HLTHCR|JEFF|JEFFERIES LLC|62
IYH|ISHARE HLTHCR|JPMX|J.P. Morgan Securities LLC|206
IYH|ISHARE HLTHCR|JSJX|JANE STREET CAPITAL LLC|17015
IYH|ISHARE HLTHCR|KCGM|VIRTU Americas LLC|104
IYH|ISHARE HLTHCR|LEHM|Barclays Capital Inc./Le|3233
IYH|ISHARE HLTHCR|LIME|Lime Brokerage LLC|16152
IYH|ISHARE HLTHCR|MACC|Mid Atlantic Capital Corporation|47
IYH|ISHARE HLTHCR|MAXM|Maxim Group LLC|27041
IYH|ISHARE HLTHCR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IYH|ISHARE HLTHCR|MSCO|MORGAN STANLEY & CO. LLC|14141
IYH|ISHARE HLTHCR|MSPL|MORGAN STANLEY & CO. LLC|100
IYH|ISHARE HLTHCR|NBCS|NBC Securities, INC.|70
IYH|ISHARE HLTHCR|NFSC|National Financial Services LLC|43021
IYH|ISHARE HLTHCR|NITE|VIRTU Americas LLC|37849
IYH|ISHARE HLTHCR|NQRB|Brut, LLC|409
IYH|ISHARE HLTHCR|NTBF|BMO Nesbitt Burns Inc./CDS|257
IYH|ISHARE HLTHCR|OPCO|Oppenheimer & Co. Inc.|3
IYH|ISHARE HLTHCR|PICT|Pictet Overseas Inc.|3100
IYH|ISHARE HLTHCR|PWJC|UBS Financial Services, Inc.|427
IYH|ISHARE HLTHCR|RBCM|RBC CAPITAL MARKETS, LLC|6790
IYH|ISHARE HLTHCR|SALI|INTL FCSTONE FINANCIAL INC.|403
IYH|ISHARE HLTHCR|SBSH|Citigroup Global Markets Inc.|916
IYH|ISHARE HLTHCR|SGMT|GOLDMAN SACHS & CO. LLC|821
IYH|ISHARE HLTHCR|SPHN|Stephens Inc.|65
IYH|ISHARE HLTHCR|STFL|Stifel, Nicolaus & Company, Incorporated|4102
IYH|ISHARE HLTHCR|SWIM|TD Ameritrade, Inc.|574
IYH|ISHARE HLTHCR|TRCM|TRC MARKETS LLC|22275
IYH|ISHARE HLTHCR|UBSA|UBS SECURITIES LLC|3600
IYH|ISHARE HLTHCR|UBSS|UBS Securities LLC|36912
IYH|ISHARE HLTHCR|VALX|VIRTU AMERICAS LLC|128
IYH|ISHARE HLTHCR|VGRD|Vanguard Marketing Corporation|321
IYH|ISHARE HLTHCR|WCHV|WELLS FARGO SECURITIES, LLC|11505
IYH|ISHARE HLTHCR|WEDB|WEDBUSH SECURITIES INC.|20
IYH|ISHARE HLTHCR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|429
IYH|ISHARE HLTHCR|WGIF|CIBC World Markets Inc.|549
IYH|ISHARE HLTHCR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|19
IYH|ISHARE HLTHCR|WSEA|WOLVERINE SECURITIES, LLC|2197
IYH|ISHARE HLTHCR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10574
IYJ|ISHARE IND|APCC|Apex Clearing Corporation|9
IYJ|ISHARE IND|BANK|Primevest Financial Services, Inc.|179
IYJ|ISHARE IND|BARD|Robert W. Baird & Co. Incorporated|256
IYJ|ISHARE IND|BATM|CBOE TRADING, INC.|1006
IYJ|ISHARE IND|BERN|Sanford C. Bernstein & Co., LLC|173
IYJ|ISHARE IND|BNCH|The Benchmark Company, LLC|4650
IYJ|ISHARE IND|BTIG|BTIG, LLC|200
IYJ|ISHARE IND|CANT|Cantor Fitzgerald & Co.|2
IYJ|ISHARE IND|CHAS|Charles Schwab & Co., Inc.|162
IYJ|ISHARE IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7929
IYJ|ISHARE IND|CXCX|CITIGROUP GLOBAL MARKETS INC.|20
IYJ|ISHARE IND|DAVA|Davenport & Company LLC|6
IYJ|ISHARE IND|DBAX|Deutsche Bank Securities Inc.|2100
IYJ|ISHARE IND|EBXL|EBX LLC|5200
IYJ|ISHARE IND|EDJC|Edward Jones / CDS|65
IYJ|ISHARE IND|EDJO|Edward D. Jones & Co., L.P.|2417
IYJ|ISHARE IND|ETBE|Electronic Transaction Clearing, Inc.|1200
IYJ|ISHARE IND|ETRS|E*Trade Securities LLC|186
IYJ|ISHARE IND|FBSB|U.S. Bancorp Investments, Inc.|119
IYJ|ISHARE IND|FILL|Tradestation Securities, Inc.|34
IYJ|ISHARE IND|FMAF|NBCN Inc./ CDS|60
IYJ|ISHARE IND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|278
IYJ|ISHARE IND|FTBR|Foliofn Investments, Inc.|35
IYJ|ISHARE IND|GSCO|GOLDMAN SACHS & CO. LLC|127319
IYJ|ISHARE IND|GSCS|GOLDMAN SACHS & CO. LLC|4000
IYJ|ISHARE IND|GSLT|GOLDMAN SACHS & CO. LLC|2
IYJ|ISHARE IND|GTSZ|GTS SECURITIES LLC|106
IYJ|ISHARE IND|HRBF|American Enterprise Investment Services Inc.|6557
IYJ|ISHARE IND|IATS|INTERACTIVE BROKERS LLC|200
IYJ|ISHARE IND|IBKR|Interactive Brokers Llc|81
IYJ|ISHARE IND|ICBX|INSTINET, LLC|8200
IYJ|ISHARE IND|INCA|INSTINET, LLC|600
IYJ|ISHARE IND|ITGI|ITG Inc.|483
IYJ|ISHARE IND|JANY|Janney Montgomery Scott Inc.|81
IYJ|ISHARE IND|JPMX|J.P. Morgan Securities LLC|4690
IYJ|ISHARE IND|JSJX|JANE STREET CAPITAL LLC|23008
IYJ|ISHARE IND|KCGM|VIRTU Americas LLC|3033
IYJ|ISHARE IND|LEHM|Barclays Capital Inc./Le|3000
IYJ|ISHARE IND|LIME|Lime Brokerage LLC|134
IYJ|ISHARE IND|MACC|Mid Atlantic Capital Corporation|195
IYJ|ISHARE IND|MCMF|Raymond James Ltd. Cds|43
IYJ|ISHARE IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
IYJ|ISHARE IND|MOTF|MOTIF INVESTING, INC.|1
IYJ|ISHARE IND|MSCO|MORGAN STANLEY & CO. LLC|26120
IYJ|ISHARE IND|MSPL|MORGAN STANLEY & CO. LLC|200
IYJ|ISHARE IND|NFSC|National Financial Services LLC|26166
IYJ|ISHARE IND|NITE|VIRTU Americas LLC|33723
IYJ|ISHARE IND|NTBF|BMO Nesbitt Burns Inc./CDS|281
IYJ|ISHARE IND|OPCO|Oppenheimer & Co. Inc.|274
IYJ|ISHARE IND|PWJC|UBS Financial Services, Inc.|366
IYJ|ISHARE IND|RBCM|RBC CAPITAL MARKETS, LLC|2204
IYJ|ISHARE IND|SALI|INTL FCSTONE FINANCIAL INC.|67
IYJ|ISHARE IND|SBSH|Citigroup Global Markets Inc.|12609
IYJ|ISHARE IND|SGMT|GOLDMAN SACHS & CO. LLC|700
IYJ|ISHARE IND|SPHN|Stephens Inc.|30
IYJ|ISHARE IND|STFL|Stifel, Nicolaus & Company, Incorporated|248
IYJ|ISHARE IND|SWIM|TD Ameritrade, Inc.|100
IYJ|ISHARE IND|TRBT|Tradebot Systems, Inc.|198
IYJ|ISHARE IND|TRCM|TRC MARKETS LLC|196
IYJ|ISHARE IND|UBSA|UBS SECURITIES LLC|51033
IYJ|ISHARE IND|UBSS|UBS Securities LLC|72763
IYJ|ISHARE IND|VALX|VIRTU AMERICAS LLC|318
IYJ|ISHARE IND|VGRD|Vanguard Marketing Corporation|286
IYJ|ISHARE IND|WCHV|WELLS FARGO SECURITIES, LLC|10298
IYJ|ISHARE IND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|437
IYJ|ISHARE IND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|195
IYJ|ISHARE IND|WGIF|CIBC World Markets Inc.|220
IYJ|ISHARE IND|WSEA|WOLVERINE SECURITIES, LLC|320
IYJ|ISHARE IND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10248
IYK|ISHARE CGS IDX FD|APCC|Apex Clearing Corporation|13
IYK|ISHARE CGS IDX FD|BARD|Robert W. Baird & Co. Incorporated|2685
IYK|ISHARE CGS IDX FD|BBNT|BB&T SECURITIES, LLC|163
IYK|ISHARE CGS IDX FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|987
IYK|ISHARE CGS IDX FD|CANT|Cantor Fitzgerald & Co.|5
IYK|ISHARE CGS IDX FD|CHAS|Charles Schwab & Co., Inc.|2
IYK|ISHARE CGS IDX FD|CIST|Capital Institutional Services, Inc.|45
IYK|ISHARE CGS IDX FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5126
IYK|ISHARE CGS IDX FD|CSIN|Citadel Securities Institutional LLC|39
IYK|ISHARE CGS IDX FD|CTDL|Citadel Derivatives Group Llc|39
IYK|ISHARE CGS IDX FD|DAVA|Davenport & Company LLC|9
IYK|ISHARE CGS IDX FD|DBAX|Deutsche Bank Securities Inc.|300
IYK|ISHARE CGS IDX FD|DEAN|MORGAN STANLEY|4615
IYK|ISHARE CGS IDX FD|EBXL|EBX LLC|1200
IYK|ISHARE CGS IDX FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
IYK|ISHARE CGS IDX FD|EDJO|Edward D. Jones & Co., L.P.|1571
IYK|ISHARE CGS IDX FD|ETRS|E*Trade Securities LLC|294
IYK|ISHARE CGS IDX FD|FIDT|Fidelity Clearing Canada ULC./ CDS|500
IYK|ISHARE CGS IDX FD|FILL|Tradestation Securities, Inc.|151
IYK|ISHARE CGS IDX FD|FMAF|NBCN Inc./ CDS|1510
IYK|ISHARE CGS IDX FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105
IYK|ISHARE CGS IDX FD|FTBR|Foliofn Investments, Inc.|43
IYK|ISHARE CGS IDX FD|GSCO|GOLDMAN SACHS & CO. LLC|142
IYK|ISHARE CGS IDX FD|GSLT|GOLDMAN SACHS & CO. LLC|200
IYK|ISHARE CGS IDX FD|HRBF|American Enterprise Investment Services Inc.|8419
IYK|ISHARE CGS IDX FD|IATS|INTERACTIVE BROKERS LLC|38
IYK|ISHARE CGS IDX FD|IBKR|Interactive Brokers Llc|716
IYK|ISHARE CGS IDX FD|ICBX|INSTINET, LLC|200
IYK|ISHARE CGS IDX FD|INCA|INSTINET, LLC|130
IYK|ISHARE CGS IDX FD|INJX|INSTINET, LLC|398
IYK|ISHARE CGS IDX FD|ITGI|ITG Inc.|200
IYK|ISHARE CGS IDX FD|JANY|Janney Montgomery Scott Inc.|893
IYK|ISHARE CGS IDX FD|JEFF|JEFFERIES LLC|6615
IYK|ISHARE CGS IDX FD|JSJX|JANE STREET CAPITAL LLC|43946
IYK|ISHARE CGS IDX FD|KCGM|VIRTU Americas LLC|1040
IYK|ISHARE CGS IDX FD|LEHM|Barclays Capital Inc./Le|3303
IYK|ISHARE CGS IDX FD|LIME|Lime Brokerage LLC|10710
IYK|ISHARE CGS IDX FD|MACC|Mid Atlantic Capital Corporation|71
IYK|ISHARE CGS IDX FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
IYK|ISHARE CGS IDX FD|MOTF|MOTIF INVESTING, INC.|3
IYK|ISHARE CGS IDX FD|MSCO|MORGAN STANLEY & CO. LLC|8279
IYK|ISHARE CGS IDX FD|NATL|National Securities Corporation|22
IYK|ISHARE CGS IDX FD|NFSC|National Financial Services LLC|14886
IYK|ISHARE CGS IDX FD|NITE|VIRTU Americas LLC|20144
IYK|ISHARE CGS IDX FD|OPCO|Oppenheimer & Co. Inc.|956
IYK|ISHARE CGS IDX FD|PWJC|UBS Financial Services, Inc.|2370
IYK|ISHARE CGS IDX FD|RBCM|RBC CAPITAL MARKETS, LLC|884
IYK|ISHARE CGS IDX FD|SALI|INTL FCSTONE FINANCIAL INC.|2
IYK|ISHARE CGS IDX FD|SBSH|Citigroup Global Markets Inc.|2688
IYK|ISHARE CGS IDX FD|SPHN|Stephens Inc.|279
IYK|ISHARE CGS IDX FD|STFL|Stifel, Nicolaus & Company, Incorporated|457
IYK|ISHARE CGS IDX FD|SWST|Hilltop Securities Inc.|118
IYK|ISHARE CGS IDX FD|TKNG|ALLY INVEST SECURITIES LLC|1
IYK|ISHARE CGS IDX FD|UBSA|UBS SECURITIES LLC|4101
IYK|ISHARE CGS IDX FD|UBSS|UBS Securities LLC|22230
IYK|ISHARE CGS IDX FD|VGRD|Vanguard Marketing Corporation|940
IYK|ISHARE CGS IDX FD|WCHV|WELLS FARGO SECURITIES, LLC|2858
IYK|ISHARE CGS IDX FD|WGIF|CIBC World Markets Inc.|67
IYK|ISHARE CGS IDX FD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|46
IYK|ISHARE CGS IDX FD|WSAG|WALL STREET ACCESS|8
IYK|ISHARE CGS IDX FD|WSEA|WOLVERINE SECURITIES, LLC|2
IYK|ISHARE CGS IDX FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6784
IYLD|ISHARES MORNINGSTAR|AGIS|Aegis Capital Corp.|250
IYLD|ISHARES MORNINGSTAR|APCC|Apex Clearing Corporation|265
IYLD|ISHARES MORNINGSTAR|BANK|Primevest Financial Services, Inc.|97
IYLD|ISHARES MORNINGSTAR|BARD|Robert W. Baird & Co. Incorporated|845
IYLD|ISHARES MORNINGSTAR|CANT|Cantor Fitzgerald & Co.|225
IYLD|ISHARES MORNINGSTAR|CHAS|Charles Schwab & Co., Inc.|10
IYLD|ISHARES MORNINGSTAR|CIST|Capital Institutional Services, Inc.|1235
IYLD|ISHARES MORNINGSTAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
IYLD|ISHARES MORNINGSTAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8037
IYLD|ISHARES MORNINGSTAR|CTDL|Citadel Derivatives Group Llc|6000
IYLD|ISHARES MORNINGSTAR|DBAX|Deutsche Bank Securities Inc.|600
IYLD|ISHARES MORNINGSTAR|DLTA|DEALERWEB INC.|6000
IYLD|ISHARES MORNINGSTAR|EBXL|EBX LLC|600
IYLD|ISHARES MORNINGSTAR|EDJO|Edward D. Jones & Co., L.P.|508
IYLD|ISHARES MORNINGSTAR|EGAM|CBOE TRADING, INC.|4888
IYLD|ISHARES MORNINGSTAR|EGXM|CBOE TRADING, INC.|100
IYLD|ISHARES MORNINGSTAR|ETRS|E*Trade Securities LLC|318
IYLD|ISHARES MORNINGSTAR|FMAF|NBCN Inc./ CDS|1652
IYLD|ISHARES MORNINGSTAR|FTBR|Foliofn Investments, Inc.|9
IYLD|ISHARES MORNINGSTAR|GLPX|ACS EXECUTION SERVICES, LLC|2829
IYLD|ISHARES MORNINGSTAR|GTSZ|GTS SECURITIES LLC|300
IYLD|ISHARES MORNINGSTAR|HRBF|American Enterprise Investment Services Inc.|23524
IYLD|ISHARES MORNINGSTAR|IATS|INTERACTIVE BROKERS LLC|100
IYLD|ISHARES MORNINGSTAR|IBKR|Interactive Brokers Llc|1993
IYLD|ISHARES MORNINGSTAR|ICBX|INSTINET, LLC|613
IYLD|ISHARES MORNINGSTAR|INCA|INSTINET, LLC|627
IYLD|ISHARES MORNINGSTAR|ITGI|ITG Inc.|1814
IYLD|ISHARES MORNINGSTAR|JANY|Janney Montgomery Scott Inc.|2845
IYLD|ISHARES MORNINGSTAR|JPMX|J.P. Morgan Securities LLC|1692
IYLD|ISHARES MORNINGSTAR|JSJX|JANE STREET CAPITAL LLC|110712
IYLD|ISHARES MORNINGSTAR|KCGM|VIRTU Americas LLC|2091
IYLD|ISHARES MORNINGSTAR|LEHM|Barclays Capital Inc./Le|6200
IYLD|ISHARES MORNINGSTAR|LIME|Lime Brokerage LLC|121
IYLD|ISHARES MORNINGSTAR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
IYLD|ISHARES MORNINGSTAR|MCMF|Raymond James Ltd. Cds|1978
IYLD|ISHARES MORNINGSTAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1824
IYLD|ISHARES MORNINGSTAR|MSCO|MORGAN STANLEY & CO. LLC|26473
IYLD|ISHARES MORNINGSTAR|MSPL|MORGAN STANLEY & CO. LLC|52600
IYLD|ISHARES MORNINGSTAR|NFSC|National Financial Services LLC|51540
IYLD|ISHARES MORNINGSTAR|NITE|VIRTU Americas LLC|85534
IYLD|ISHARES MORNINGSTAR|OPCO|Oppenheimer & Co. Inc.|2012
IYLD|ISHARES MORNINGSTAR|PDQM|CODA MARKETS, INC.|5229
IYLD|ISHARES MORNINGSTAR|PWJC|UBS Financial Services, Inc.|52
IYLD|ISHARES MORNINGSTAR|RBCM|RBC CAPITAL MARKETS, LLC|12987
IYLD|ISHARES MORNINGSTAR|SALI|INTL FCSTONE FINANCIAL INC.|968
IYLD|ISHARES MORNINGSTAR|SBSH|Citigroup Global Markets Inc.|1
IYLD|ISHARES MORNINGSTAR|SGMT|GOLDMAN SACHS & CO. LLC|937
IYLD|ISHARES MORNINGSTAR|STFL|Stifel, Nicolaus & Company, Incorporated|2179
IYLD|ISHARES MORNINGSTAR|SWIM|TD Ameritrade, Inc.|346
IYLD|ISHARES MORNINGSTAR|SWST|Hilltop Securities Inc.|11269
IYLD|ISHARES MORNINGSTAR|UBSA|UBS SECURITIES LLC|2651
IYLD|ISHARES MORNINGSTAR|UBSS|UBS Securities LLC|45883
IYLD|ISHARES MORNINGSTAR|VGRD|Vanguard Marketing Corporation|1129
IYLD|ISHARES MORNINGSTAR|WCHV|WELLS FARGO SECURITIES, LLC|31129
IYLD|ISHARES MORNINGSTAR|WSEA|WOLVERINE SECURITIES, LLC|100
IYLD|ISHARES MORNINGSTAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42328
IYM|ISHARE BASIC SEC|AGIS|Aegis Capital Corp.|65
IYM|ISHARE BASIC SEC|APCC|Apex Clearing Corporation|10
IYM|ISHARE BASIC SEC|BARD|Robert W. Baird & Co. Incorporated|100
IYM|ISHARE BASIC SEC|BATM|CBOE TRADING, INC.|1663
IYM|ISHARE BASIC SEC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5017
IYM|ISHARE BASIC SEC|CANT|Cantor Fitzgerald & Co.|100001
IYM|ISHARE BASIC SEC|CHAS|Charles Schwab & Co., Inc.|8
IYM|ISHARE BASIC SEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24776
IYM|ISHARE BASIC SEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8905
IYM|ISHARE BASIC SEC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4000
IYM|ISHARE BASIC SEC|DAVA|Davenport & Company LLC|11
IYM|ISHARE BASIC SEC|DBAB|Deutsche Bank Securities Inc.|900
IYM|ISHARE BASIC SEC|DBAX|Deutsche Bank Securities Inc.|9800
IYM|ISHARE BASIC SEC|DEAN|MORGAN STANLEY|603
IYM|ISHARE BASIC SEC|EBXL|EBX LLC|4700
IYM|ISHARE BASIC SEC|EDJO|Edward D. Jones & Co., L.P.|1262
IYM|ISHARE BASIC SEC|EGAM|CBOE TRADING, INC.|675
IYM|ISHARE BASIC SEC|EGXM|CBOE TRADING, INC.|131
IYM|ISHARE BASIC SEC|ETRS|E*Trade Securities LLC|51
IYM|ISHARE BASIC SEC|FILL|Tradestation Securities, Inc.|50
IYM|ISHARE BASIC SEC|FINX|FINTECH SECURITIES|200
IYM|ISHARE BASIC SEC|FMAF|NBCN Inc./ CDS|200
IYM|ISHARE BASIC SEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1324
IYM|ISHARE BASIC SEC|FTBR|Foliofn Investments, Inc.|1106
IYM|ISHARE BASIC SEC|GLPX|ACS EXECUTION SERVICES, LLC|290
IYM|ISHARE BASIC SEC|GSCO|GOLDMAN SACHS & CO. LLC|81202
IYM|ISHARE BASIC SEC|GSLT|GOLDMAN SACHS & CO. LLC|3000
IYM|ISHARE BASIC SEC|GTSZ|GTS SECURITIES LLC|510
IYM|ISHARE BASIC SEC|HRBF|American Enterprise Investment Services Inc.|7853
IYM|ISHARE BASIC SEC|IBKR|Interactive Brokers Llc|762
IYM|ISHARE BASIC SEC|ICBX|INSTINET, LLC|10000
IYM|ISHARE BASIC SEC|INCA|INSTINET, LLC|12842
IYM|ISHARE BASIC SEC|INJX|INSTINET, LLC|1233
IYM|ISHARE BASIC SEC|ITGI|ITG Inc.|1000
IYM|ISHARE BASIC SEC|JANY|Janney Montgomery Scott Inc.|325
IYM|ISHARE BASIC SEC|JEFF|JEFFERIES LLC|707
IYM|ISHARE BASIC SEC|JPMX|J.P. Morgan Securities LLC|2336
IYM|ISHARE BASIC SEC|JSJX|JANE STREET CAPITAL LLC|38102
IYM|ISHARE BASIC SEC|KCGM|VIRTU Americas LLC|100
IYM|ISHARE BASIC SEC|LEHM|Barclays Capital Inc./Le|3874
IYM|ISHARE BASIC SEC|LIME|Lime Brokerage LLC|26717
IYM|ISHARE BASIC SEC|LMGP|LIME BROKERAGE LLC|75
IYM|ISHARE BASIC SEC|MACC|Mid Atlantic Capital Corporation|12
IYM|ISHARE BASIC SEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
IYM|ISHARE BASIC SEC|MSCO|MORGAN STANLEY & CO. LLC|17822
IYM|ISHARE BASIC SEC|MSPL|MORGAN STANLEY & CO. LLC|2800
IYM|ISHARE BASIC SEC|NFSC|National Financial Services LLC|75232
IYM|ISHARE BASIC SEC|NITE|VIRTU Americas LLC|40651
IYM|ISHARE BASIC SEC|NQRB|Brut, LLC|1100
IYM|ISHARE BASIC SEC|OHOS|TWO SIGMA SECURITIES, LLC|4712
IYM|ISHARE BASIC SEC|OPCO|Oppenheimer & Co. Inc.|275
IYM|ISHARE BASIC SEC|PDQM|CODA MARKETS, INC.|347
IYM|ISHARE BASIC SEC|PWJC|UBS Financial Services, Inc.|400
IYM|ISHARE BASIC SEC|RBCM|RBC CAPITAL MARKETS, LLC|5109
IYM|ISHARE BASIC SEC|SAGL|SAGETRADER, LLC|2000
IYM|ISHARE BASIC SEC|SALI|INTL FCSTONE FINANCIAL INC.|315
IYM|ISHARE BASIC SEC|SBSH|Citigroup Global Markets Inc.|1812
IYM|ISHARE BASIC SEC|SGMT|GOLDMAN SACHS & CO. LLC|2050
IYM|ISHARE BASIC SEC|STFL|Stifel, Nicolaus & Company, Incorporated|1278
IYM|ISHARE BASIC SEC|SWST|Hilltop Securities Inc.|400
IYM|ISHARE BASIC SEC|TRBT|Tradebot Systems, Inc.|100
IYM|ISHARE BASIC SEC|TRCM|TRC MARKETS LLC|24312
IYM|ISHARE BASIC SEC|UBSA|UBS SECURITIES LLC|15754
IYM|ISHARE BASIC SEC|UBSS|UBS Securities LLC|54098
IYM|ISHARE BASIC SEC|VALX|VIRTU AMERICAS LLC|500
IYM|ISHARE BASIC SEC|VGRD|Vanguard Marketing Corporation|643
IYM|ISHARE BASIC SEC|WCHV|WELLS FARGO SECURITIES, LLC|9853
IYM|ISHARE BASIC SEC|WEED|Weeden & Co.L.P.|10
IYM|ISHARE BASIC SEC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|63
IYM|ISHARE BASIC SEC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6446
IYM|ISHARE BASIC SEC|WSEA|WOLVERINE SECURITIES, LLC|84
IYM|ISHARE BASIC SEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9962
IYR|ISHARE|ALTX|Alternet Securities Inc.|24708
IYR|ISHARE|APCC|Apex Clearing Corporation|3452
IYR|ISHARE|BANK|Primevest Financial Services, Inc.|5
IYR|ISHARE|BARD|Robert W. Baird & Co. Incorporated|10604
IYR|ISHARE|BATM|CBOE TRADING, INC.|141267
IYR|ISHARE|BAYC|BAY CREST PARTNERS, LLC|16559
IYR|ISHARE|BAYT|BTIG, LLC|12518
IYR|ISHARE|BBNT|BB&T SECURITIES, LLC|65
IYR|ISHARE|BERN|Sanford C. Bernstein & Co., LLC|158712
IYR|ISHARE|BKCM|BNY Mellon Capital Markets LLC|1027
IYR|ISHARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41325
IYR|ISHARE|BLKX|INSTINET, LLC|5300
IYR|ISHARE|BLTK|Bulltick, Llc|700
IYR|ISHARE|BMOC|BMO Capital Markets Corp.|14999
IYR|ISHARE|BNPX|BNP PARIBAS SECURITIES CORP.|402152
IYR|ISHARE|BTIG|BTIG, LLC|2650
IYR|ISHARE|BYXM|CBOE TRADING, INC.|2443
IYR|ISHARE|CANT|Cantor Fitzgerald & Co.|149165
IYR|ISHARE|CHAS|Charles Schwab & Co., Inc.|9827
IYR|ISHARE|CICF|Canaccord Genuity Corp.|1070
IYR|ISHARE|CIST|Capital Institutional Services, Inc.|1136
IYR|ISHARE|CMPT|Compass Point Research & Trading, LLC|868
IYR|ISHARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|309867
IYR|ISHARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
IYR|ISHARE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13980
IYR|ISHARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1907137
IYR|ISHARE|CSIN|Citadel Securities Institutional LLC|18916
IYR|ISHARE|CTDL|Citadel Derivatives Group Llc|467885
IYR|ISHARE|CTLR|CUTLER GROUP, LP|32561
IYR|ISHARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|546458
IYR|ISHARE|DADA|D.A. Davidson & Co.|161
IYR|ISHARE|DAVA|Davenport & Company LLC|58
IYR|ISHARE|DBAB|Deutsche Bank Securities Inc.|1352766
IYR|ISHARE|DBAX|Deutsche Bank Securities Inc.|1589100
IYR|ISHARE|DBUL|Deutsche Bank Securities Inc.|16844
IYR|ISHARE|DCHF|Dart Executions, LLC|11798
IYR|ISHARE|DEAN|MORGAN STANLEY|5884
IYR|ISHARE|DEGS|RONIN PROFESSIONAL LLC|667
IYR|ISHARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|43781
IYR|ISHARE|DLTA|DEALERWEB INC.|497567
IYR|ISHARE|EBXL|EBX LLC|1381800
IYR|ISHARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|88854
IYR|ISHARE|EDJO|Edward D. Jones & Co., L.P.|1117
IYR|ISHARE|EGAM|CBOE TRADING, INC.|55849
IYR|ISHARE|EGAW|CBOE TRADING, INC.|5668
IYR|ISHARE|EGMT|EG MARKET TECHNOLOGIES LLC|200
IYR|ISHARE|EGXM|CBOE TRADING, INC.|18295
IYR|ISHARE|EGXW|CBOE TRADING, INC.|600
IYR|ISHARE|ETBE|Electronic Transaction Clearing, Inc.|171861
IYR|ISHARE|ETCB|ETC BROKERAGE SERVICES, LLC|11
IYR|ISHARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|123515
IYR|ISHARE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
IYR|ISHARE|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|12744
IYR|ISHARE|ETRS|E*Trade Securities LLC|45381
IYR|ISHARE|FBRC|B. RILEY FBR, INC.|16550
IYR|ISHARE|FBSB|U.S. Bancorp Investments, Inc.|507
IYR|ISHARE|FILL|Tradestation Securities, Inc.|7686
IYR|ISHARE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|5600
IYR|ISHARE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27122
IYR|ISHARE|FQLS|Quantlab Securities LP|1249843
IYR|ISHARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|221972
IYR|ISHARE|FTBR|Foliofn Investments, Inc.|15652
IYR|ISHARE|GBMT|GBM International, Inc.|847
IYR|ISHARE|GEBB|GLOBAL EXECUTION BROKERS, LP|97848
IYR|ISHARE|GFRY|JUMP TRADING, LLC|1350551
IYR|ISHARE|GLIS|TD Securities Inc|1
IYR|ISHARE|GLPX|ACS EXECUTION SERVICES, LLC|109248
IYR|ISHARE|GSCO|GOLDMAN SACHS & CO. LLC|890272
IYR|ISHARE|GSCS|GOLDMAN SACHS & CO. LLC|162883
IYR|ISHARE|GSLT|GOLDMAN SACHS & CO. LLC|326764
IYR|ISHARE|GTSZ|GTS SECURITIES LLC|145723
IYR|ISHARE|HRBF|American Enterprise Investment Services Inc.|67627
IYR|ISHARE|HSBC|HSBC Securities, Inc.|23472
IYR|ISHARE|IATS|INTERACTIVE BROKERS LLC|108669
IYR|ISHARE|IBKR|Interactive Brokers Llc|456986
IYR|ISHARE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2700
IYR|ISHARE|ICBX|INSTINET, LLC|1033591
IYR|ISHARE|INCA|INSTINET, LLC|1710063
IYR|ISHARE|INJX|INSTINET, LLC|61824
IYR|ISHARE|ITGI|ITG Inc.|117471
IYR|ISHARE|ITGP|ITG INC.|777400
IYR|ISHARE|JANY|Janney Montgomery Scott Inc.|178
IYR|ISHARE|JEFF|JEFFERIES LLC|418920
IYR|ISHARE|JMPT|JUMP TRADING, LLC|170605
IYR|ISHARE|JPBX|J.P. MORGAN SECURITIES LLC|144982
IYR|ISHARE|JPMX|J.P. Morgan Securities LLC|1562269
IYR|ISHARE|JSEB|JANE STREET EXECUTION SERVICES, LLC|324999
IYR|ISHARE|JSJX|JANE STREET CAPITAL LLC|1175364
IYR|ISHARE|JUTA|JUMP TRADING, LLC|600
IYR|ISHARE|KCGM|VIRTU Americas LLC|329534
IYR|ISHARE|KEYB|KEYBANC CAPITAL MARKETS INC.|1200
IYR|ISHARE|LEHM|Barclays Capital Inc./Le|5898934
IYR|ISHARE|LIME|Lime Brokerage LLC|1740267
IYR|ISHARE|LMGP|LIME BROKERAGE LLC|14191
IYR|ISHARE|LOOP|Loop Capital Markets LLC|28010
IYR|ISHARE|LSCI|Lek Securities Corporation|183417
IYR|ISHARE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|51597
IYR|ISHARE|MACC|Mid Atlantic Capital Corporation|6320
IYR|ISHARE|MACQ|Macquarie Capital (USA) Inc.|4200
IYR|ISHARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|923344
IYR|ISHARE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|91743
IYR|ISHARE|MOTF|MOTIF INVESTING, INC.|4
IYR|ISHARE|MSCO|MORGAN STANLEY & CO. LLC|8058526
IYR|ISHARE|MSPL|MORGAN STANLEY & CO. LLC|1824500
IYR|ISHARE|MSTX|MORGAN STANLEY & CO. LLC|528900
IYR|ISHARE|MTON|MILLINGTON SECURITIES, INC.|26874
IYR|ISHARE|NBCS|NBC Securities, INC.|5188
IYR|ISHARE|NFSC|National Financial Services LLC|443817
IYR|ISHARE|NITE|VIRTU Americas LLC|2163790
IYR|ISHARE|NITP|VIRTU Americas LLC|24429
IYR|ISHARE|NQRB|Brut, LLC|132293
IYR|ISHARE|NTBF|BMO Nesbitt Burns Inc./CDS|500
IYR|ISHARE|NTRC|Northern Trust Securities, Inc.|1371
IYR|ISHARE|OHOS|TWO SIGMA SECURITIES, LLC|291371
IYR|ISHARE|ONEL|O'NEIL SECURITIES, INCORPORATED|17300
IYR|ISHARE|OPCO|Oppenheimer & Co. Inc.|3032
IYR|ISHARE|PDQM|CODA MARKETS, INC.|236187
IYR|ISHARE|PHLY|NASDAQ Execution Services, LLC|38400
IYR|ISHARE|PIPR|Piper Jaffray & Co.|12634
IYR|ISHARE|PWJC|UBS Financial Services, Inc.|500
IYR|ISHARE|RBCM|RBC CAPITAL MARKETS, LLC|17279
IYR|ISHARE|RHCO|Suntrust Robinson Humphrey, Inc.|2441
IYR|ISHARE|SAGL|SAGETRADER, LLC|105364
IYR|ISHARE|SBSH|Citigroup Global Markets Inc.|1255059
IYR|ISHARE|SCMC|Scotia Capital Markets (USA) Inc.|1000000
IYR|ISHARE|SEIC|SEI Investments Distribution Co.|6576
IYR|ISHARE|SGMT|GOLDMAN SACHS & CO. LLC|837082
IYR|ISHARE|SHMR|ABN Amro Clearing LLC|11554
IYR|ISHARE|SPDR|SPEEDROUTE LLC|46300
IYR|ISHARE|SPHN|Stephens Inc.|1083
IYR|ISHARE|STFL|Stifel, Nicolaus & Company, Incorporated|7372
IYR|ISHARE|SWIM|TD Ameritrade, Inc.|41151
IYR|ISHARE|SWST|Hilltop Securities Inc.|423
IYR|ISHARE|TDSI|TD Securities (USA) LLC|1000
IYR|ISHARE|TKNG|ALLY INVEST SECURITIES LLC|26
IYR|ISHARE|TRBT|Tradebot Systems, Inc.|3189739
IYR|ISHARE|TRCM|TRC MARKETS LLC|2550392
IYR|ISHARE|TWTT|TASTYWORKS, INC.|2300
IYR|ISHARE|UBSA|UBS SECURITIES LLC|3372093
IYR|ISHARE|UBSS|UBS Securities LLC|2559487
IYR|ISHARE|VALX|VIRTU AMERICAS LLC|184995
IYR|ISHARE|VGRD|Vanguard Marketing Corporation|1732
IYR|ISHARE|WBET|Wallachbeth Capital LLC|200000
IYR|ISHARE|WBLR|WILLIAM BLAIR|75
IYR|ISHARE|WBPX|SUMMIT SECURITIES GROUP, LLC|100
IYR|ISHARE|WCHV|WELLS FARGO SECURITIES, LLC|755258
IYR|ISHARE|WEDB|WEDBUSH SECURITIES INC.|1230
IYR|ISHARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|488252
IYR|ISHARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|491046
IYR|ISHARE|WGIF|CIBC World Markets Inc.|150
IYR|ISHARE|WSEA|WOLVERINE SECURITIES, LLC|24531
IYR|ISHARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|33324
IYR|ISHARE|YKNA|COMHAR CAPITAL MARKETS, LLC|5414
IYR|ISHARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|142497
IYT|ISHARES TRANS AVG|ALTX|Alternet Securities Inc.|700
IYT|ISHARES TRANS AVG|APCC|Apex Clearing Corporation|297
IYT|ISHARES TRANS AVG|BANK|Primevest Financial Services, Inc.|70
IYT|ISHARES TRANS AVG|BARD|Robert W. Baird & Co. Incorporated|642
IYT|ISHARES TRANS AVG|BATM|CBOE TRADING, INC.|1990
IYT|ISHARES TRANS AVG|BAYC|BAY CREST PARTNERS, LLC|1268
IYT|ISHARES TRANS AVG|BBNT|BB&T SECURITIES, LLC|66
IYT|ISHARES TRANS AVG|BERN|Sanford C. Bernstein & Co., LLC|6675
IYT|ISHARES TRANS AVG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1286
IYT|ISHARES TRANS AVG|BTIG|BTIG, LLC|672
IYT|ISHARES TRANS AVG|BYXM|CBOE TRADING, INC.|802
IYT|ISHARES TRANS AVG|CANT|Cantor Fitzgerald & Co.|50004
IYT|ISHARES TRANS AVG|CHAS|Charles Schwab & Co., Inc.|4720
IYT|ISHARES TRANS AVG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23636
IYT|ISHARES TRANS AVG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32090
IYT|ISHARES TRANS AVG|CSIN|Citadel Securities Institutional LLC|9668
IYT|ISHARES TRANS AVG|CTDL|Citadel Derivatives Group Llc|10968
IYT|ISHARES TRANS AVG|CXCX|CITIGROUP GLOBAL MARKETS INC.|3888
IYT|ISHARES TRANS AVG|DBAB|Deutsche Bank Securities Inc.|15588
IYT|ISHARES TRANS AVG|DBAX|Deutsche Bank Securities Inc.|17300
IYT|ISHARES TRANS AVG|DBUL|Deutsche Bank Securities Inc.|309
IYT|ISHARES TRANS AVG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|548
IYT|ISHARES TRANS AVG|EBXL|EBX LLC|29900
IYT|ISHARES TRANS AVG|ECUT|CONVERGEX EXECUTION SOLUTIONS|498
IYT|ISHARES TRANS AVG|EDJC|Edward Jones / CDS|140
IYT|ISHARES TRANS AVG|EDJO|Edward D. Jones & Co., L.P.|4463
IYT|ISHARES TRANS AVG|EGAM|CBOE TRADING, INC.|4406
IYT|ISHARES TRANS AVG|EGXM|CBOE TRADING, INC.|902
IYT|ISHARES TRANS AVG|ETBE|Electronic Transaction Clearing, Inc.|6644
IYT|ISHARES TRANS AVG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11137
IYT|ISHARES TRANS AVG|ETRS|E*Trade Securities LLC|16344
IYT|ISHARES TRANS AVG|FBSB|U.S. Bancorp Investments, Inc.|50
IYT|ISHARES TRANS AVG|FIDT|Fidelity Clearing Canada ULC./ CDS|10
IYT|ISHARES TRANS AVG|FILL|Tradestation Securities, Inc.|953
IYT|ISHARES TRANS AVG|FQLS|Quantlab Securities LP|30830
IYT|ISHARES TRANS AVG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9458
IYT|ISHARES TRANS AVG|FTBR|Foliofn Investments, Inc.|491
IYT|ISHARES TRANS AVG|GBMT|GBM International, Inc.|630
IYT|ISHARES TRANS AVG|GLPX|ACS EXECUTION SERVICES, LLC|30982
IYT|ISHARES TRANS AVG|GSCO|GOLDMAN SACHS & CO. LLC|15462
IYT|ISHARES TRANS AVG|GSCS|GOLDMAN SACHS & CO. LLC|4802
IYT|ISHARES TRANS AVG|GSLT|GOLDMAN SACHS & CO. LLC|1127
IYT|ISHARES TRANS AVG|GTSZ|GTS SECURITIES LLC|23015
IYT|ISHARES TRANS AVG|HAPX|HAP Trading, LLC|800
IYT|ISHARES TRANS AVG|HRBF|American Enterprise Investment Services Inc.|3446
IYT|ISHARES TRANS AVG|HSBC|HSBC Securities, Inc.|151
IYT|ISHARES TRANS AVG|IATS|INTERACTIVE BROKERS LLC|6653
IYT|ISHARES TRANS AVG|IBKR|Interactive Brokers Llc|14138
IYT|ISHARES TRANS AVG|ICBX|INSTINET, LLC|32114
IYT|ISHARES TRANS AVG|INCA|INSTINET, LLC|13367
IYT|ISHARES TRANS AVG|INJX|INSTINET, LLC|12707
IYT|ISHARES TRANS AVG|ITGI|ITG Inc.|1841
IYT|ISHARES TRANS AVG|ITGP|ITG INC.|3800
IYT|ISHARES TRANS AVG|JANY|Janney Montgomery Scott Inc.|106
IYT|ISHARES TRANS AVG|JEFF|JEFFERIES LLC|86848
IYT|ISHARES TRANS AVG|JMPT|JUMP TRADING, LLC|4951
IYT|ISHARES TRANS AVG|JPBX|J.P. MORGAN SECURITIES LLC|3800
IYT|ISHARES TRANS AVG|JPMX|J.P. Morgan Securities LLC|10446
IYT|ISHARES TRANS AVG|JSEB|JANE STREET EXECUTION SERVICES, LLC|7060
IYT|ISHARES TRANS AVG|JSJX|JANE STREET CAPITAL LLC|67460
IYT|ISHARES TRANS AVG|KCGM|VIRTU Americas LLC|6601
IYT|ISHARES TRANS AVG|LEHM|Barclays Capital Inc./Le|46989
IYT|ISHARES TRANS AVG|LIME|Lime Brokerage LLC|2396
IYT|ISHARES TRANS AVG|LSCI|Lek Securities Corporation|55
IYT|ISHARES TRANS AVG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
IYT|ISHARES TRANS AVG|MACC|Mid Atlantic Capital Corporation|282
IYT|ISHARES TRANS AVG|MAXM|Maxim Group LLC|275
IYT|ISHARES TRANS AVG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27926
IYT|ISHARES TRANS AVG|MOTF|MOTIF INVESTING, INC.|1
IYT|ISHARES TRANS AVG|MSCO|MORGAN STANLEY & CO. LLC|258422
IYT|ISHARES TRANS AVG|MSPL|MORGAN STANLEY & CO. LLC|14700
IYT|ISHARES TRANS AVG|MSTX|MORGAN STANLEY & CO. LLC|400
IYT|ISHARES TRANS AVG|NATL|National Securities Corporation|55
IYT|ISHARES TRANS AVG|NFSC|National Financial Services LLC|67999
IYT|ISHARES TRANS AVG|NITE|VIRTU Americas LLC|163020
IYT|ISHARES TRANS AVG|NQRB|Brut, LLC|1895
IYT|ISHARES TRANS AVG|NTBF|BMO Nesbitt Burns Inc./CDS|10
IYT|ISHARES TRANS AVG|OHOS|TWO SIGMA SECURITIES, LLC|38124
IYT|ISHARES TRANS AVG|OPCO|Oppenheimer & Co. Inc.|1642
IYT|ISHARES TRANS AVG|PDQM|CODA MARKETS, INC.|2765
IYT|ISHARES TRANS AVG|PWJC|UBS Financial Services, Inc.|232
IYT|ISHARES TRANS AVG|QMSR|QUATTRO M SECURITIES INC.|15233
IYT|ISHARES TRANS AVG|RBCM|RBC CAPITAL MARKETS, LLC|1684
IYT|ISHARES TRANS AVG|SAGL|SAGETRADER, LLC|100
IYT|ISHARES TRANS AVG|SALI|INTL FCSTONE FINANCIAL INC.|50
IYT|ISHARES TRANS AVG|SBSH|Citigroup Global Markets Inc.|47911
IYT|ISHARES TRANS AVG|SGMT|GOLDMAN SACHS & CO. LLC|7106
IYT|ISHARES TRANS AVG|SPDR|SPEEDROUTE LLC|401
IYT|ISHARES TRANS AVG|STFL|Stifel, Nicolaus & Company, Incorporated|960
IYT|ISHARES TRANS AVG|SWIM|TD Ameritrade, Inc.|5486
IYT|ISHARES TRANS AVG|SWST|Hilltop Securities Inc.|604
IYT|ISHARES TRANS AVG|TKNG|ALLY INVEST SECURITIES LLC|95
IYT|ISHARES TRANS AVG|TRBT|Tradebot Systems, Inc.|100
IYT|ISHARES TRANS AVG|TRCM|TRC MARKETS LLC|203706
IYT|ISHARES TRANS AVG|UBSA|UBS SECURITIES LLC|64428
IYT|ISHARES TRANS AVG|UBSS|UBS Securities LLC|98844
IYT|ISHARES TRANS AVG|VALX|VIRTU AMERICAS LLC|12200
IYT|ISHARES TRANS AVG|VGRD|Vanguard Marketing Corporation|4980
IYT|ISHARES TRANS AVG|WBET|Wallachbeth Capital LLC|140
IYT|ISHARES TRANS AVG|WCHV|WELLS FARGO SECURITIES, LLC|71669
IYT|ISHARES TRANS AVG|WEDB|WEDBUSH SECURITIES INC.|3485
IYT|ISHARES TRANS AVG|WEED|Weeden & Co.L.P.|140
IYT|ISHARES TRANS AVG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1656
IYT|ISHARES TRANS AVG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25795
IYT|ISHARES TRANS AVG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|34
IYT|ISHARES TRANS AVG|WSEA|WOLVERINE SECURITIES, LLC|3398
IYT|ISHARES TRANS AVG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5010
IYW|ISHARE|AGIS|Aegis Capital Corp.|5
IYW|ISHARE|ALTX|Alternet Securities Inc.|600
IYW|ISHARE|APCC|Apex Clearing Corporation|314
IYW|ISHARE|BANK|Primevest Financial Services, Inc.|282
IYW|ISHARE|BARD|Robert W. Baird & Co. Incorporated|1795
IYW|ISHARE|BATM|CBOE TRADING, INC.|4500
IYW|ISHARE|BBNT|BB&T SECURITIES, LLC|473
IYW|ISHARE|BERN|Sanford C. Bernstein & Co., LLC|421
IYW|ISHARE|BIMI|Banca IMI Securities Corp.|92
IYW|ISHARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5701
IYW|ISHARE|CANT|Cantor Fitzgerald & Co.|3572
IYW|ISHARE|CHAS|Charles Schwab & Co., Inc.|167
IYW|ISHARE|CICF|Canaccord Genuity Corp.|1249
IYW|ISHARE|CIST|Capital Institutional Services, Inc.|55
IYW|ISHARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|192
IYW|ISHARE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|818
IYW|ISHARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19171
IYW|ISHARE|CSIN|Citadel Securities Institutional LLC|17742
IYW|ISHARE|CTDL|Citadel Derivatives Group Llc|29122
IYW|ISHARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|5324
IYW|ISHARE|DBAB|Deutsche Bank Securities Inc.|302
IYW|ISHARE|DBAX|Deutsche Bank Securities Inc.|14200
IYW|ISHARE|DEAN|MORGAN STANLEY|25382
IYW|ISHARE|DEGS|RONIN PROFESSIONAL LLC|2048
IYW|ISHARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5945
IYW|ISHARE|EBXL|EBX LLC|29100
IYW|ISHARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2249
IYW|ISHARE|EDJC|Edward Jones / CDS|776
IYW|ISHARE|EDJO|Edward D. Jones & Co., L.P.|11848
IYW|ISHARE|EGAM|CBOE TRADING, INC.|4056
IYW|ISHARE|EGMT|EG MARKET TECHNOLOGIES LLC|100
IYW|ISHARE|ETBE|Electronic Transaction Clearing, Inc.|1100
IYW|ISHARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5346
IYW|ISHARE|ETRS|E*Trade Securities LLC|5126
IYW|ISHARE|FBSB|U.S. Bancorp Investments, Inc.|69
IYW|ISHARE|FIDT|Fidelity Clearing Canada ULC./ CDS|80
IYW|ISHARE|FILL|Tradestation Securities, Inc.|235
IYW|ISHARE|FINX|FINTECH SECURITIES|65
IYW|ISHARE|FMAF|NBCN Inc./ CDS|1103
IYW|ISHARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14008
IYW|ISHARE|FTBR|Foliofn Investments, Inc.|5687
IYW|ISHARE|GBMT|GBM International, Inc.|9132
IYW|ISHARE|GLIS|TD Securities Inc|184
IYW|ISHARE|GLPX|ACS EXECUTION SERVICES, LLC|5681
IYW|ISHARE|GSCO|GOLDMAN SACHS & CO. LLC|7383
IYW|ISHARE|GSLT|GOLDMAN SACHS & CO. LLC|1927
IYW|ISHARE|GTSZ|GTS SECURITIES LLC|32224
IYW|ISHARE|HRBF|American Enterprise Investment Services Inc.|17702
IYW|ISHARE|IATS|INTERACTIVE BROKERS LLC|167
IYW|ISHARE|IBKR|Interactive Brokers Llc|2381
IYW|ISHARE|ICBX|INSTINET, LLC|51100
IYW|ISHARE|INCA|INSTINET, LLC|19617
IYW|ISHARE|INJX|INSTINET, LLC|568
IYW|ISHARE|ITGI|ITG Inc.|6898
IYW|ISHARE|ITGP|ITG INC.|53400
IYW|ISHARE|JANY|Janney Montgomery Scott Inc.|472
IYW|ISHARE|JEFF|JEFFERIES LLC|48
IYW|ISHARE|JMPT|JUMP TRADING, LLC|2365
IYW|ISHARE|JPMX|J.P. Morgan Securities LLC|27014
IYW|ISHARE|JSEB|JANE STREET EXECUTION SERVICES, LLC|71015
IYW|ISHARE|JSJX|JANE STREET CAPITAL LLC|91773
IYW|ISHARE|KCGM|VIRTU Americas LLC|4681
IYW|ISHARE|LEHM|Barclays Capital Inc./Le|24369
IYW|ISHARE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|145
IYW|ISHARE|LIME|Lime Brokerage LLC|34886
IYW|ISHARE|LMGP|LIME BROKERAGE LLC|5600
IYW|ISHARE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
IYW|ISHARE|MACC|Mid Atlantic Capital Corporation|1329
IYW|ISHARE|MAXM|Maxim Group LLC|9800
IYW|ISHARE|MCMF|Raymond James Ltd. Cds|10
IYW|ISHARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12782
IYW|ISHARE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
IYW|ISHARE|MOTF|MOTIF INVESTING, INC.|4
IYW|ISHARE|MSCO|MORGAN STANLEY & CO. LLC|244058
IYW|ISHARE|MSPL|MORGAN STANLEY & CO. LLC|1400
IYW|ISHARE|NATL|National Securities Corporation|135
IYW|ISHARE|NBCS|NBC Securities, INC.|100
IYW|ISHARE|NFSC|National Financial Services LLC|116208
IYW|ISHARE|NITE|VIRTU Americas LLC|163173
IYW|ISHARE|NQRB|Brut, LLC|800
IYW|ISHARE|NTBF|BMO Nesbitt Burns Inc./CDS|67
IYW|ISHARE|NTRC|Northern Trust Securities, Inc.|856
IYW|ISHARE|OPCO|Oppenheimer & Co. Inc.|9526
IYW|ISHARE|PDQM|CODA MARKETS, INC.|18818
IYW|ISHARE|PWJC|UBS Financial Services, Inc.|302
IYW|ISHARE|RBCM|RBC CAPITAL MARKETS, LLC|6358
IYW|ISHARE|SAGL|SAGETRADER, LLC|6100
IYW|ISHARE|SALI|INTL FCSTONE FINANCIAL INC.|2
IYW|ISHARE|SBSH|Citigroup Global Markets Inc.|2591
IYW|ISHARE|SGMT|GOLDMAN SACHS & CO. LLC|8884
IYW|ISHARE|SHMR|ABN Amro Clearing LLC|825
IYW|ISHARE|SPDR|SPEEDROUTE LLC|2500
IYW|ISHARE|SPHN|Stephens Inc.|650
IYW|ISHARE|STFL|Stifel, Nicolaus & Company, Incorporated|2048
IYW|ISHARE|SWIM|TD Ameritrade, Inc.|1849
IYW|ISHARE|SWST|Hilltop Securities Inc.|1578
IYW|ISHARE|TITL|TITLEIST ASSET MANAGEMENT, LTD.|187
IYW|ISHARE|TKNG|ALLY INVEST SECURITIES LLC|143
IYW|ISHARE|TRBT|Tradebot Systems, Inc.|28989
IYW|ISHARE|TRCM|TRC MARKETS LLC|29736
IYW|ISHARE|UBSA|UBS SECURITIES LLC|36049
IYW|ISHARE|UBSS|UBS Securities LLC|97075
IYW|ISHARE|VALX|VIRTU AMERICAS LLC|1400
IYW|ISHARE|VGRD|Vanguard Marketing Corporation|3177
IYW|ISHARE|VSIN|Vision Financial Markets Llc|2
IYW|ISHARE|WCHV|WELLS FARGO SECURITIES, LLC|41234
IYW|ISHARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|361
IYW|ISHARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2016
IYW|ISHARE|WGIF|CIBC World Markets Inc.|1633
IYW|ISHARE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|24
IYW|ISHARE|WSEA|WOLVERINE SECURITIES, LLC|845
IYW|ISHARE|XPUS|XP SECURITIES, LLC|5650
IYW|ISHARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27380
IYY|ISHARE DJ US|APCC|Apex Clearing Corporation|69
IYY|ISHARE DJ US|BARD|Robert W. Baird & Co. Incorporated|200
IYY|ISHARE DJ US|BERN|Sanford C. Bernstein & Co., LLC|1800
IYY|ISHARE DJ US|CANT|Cantor Fitzgerald & Co.|19
IYY|ISHARE DJ US|CHAS|Charles Schwab & Co., Inc.|5
IYY|ISHARE DJ US|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
IYY|ISHARE DJ US|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
IYY|ISHARE DJ US|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2117
IYY|ISHARE DJ US|CTDL|Citadel Derivatives Group Llc|1248
IYY|ISHARE DJ US|DBAX|Deutsche Bank Securities Inc.|200
IYY|ISHARE DJ US|DEAN|MORGAN STANLEY|302
IYY|ISHARE DJ US|EBXL|EBX LLC|300
IYY|ISHARE DJ US|ECUT|CONVERGEX EXECUTION SOLUTIONS|254
IYY|ISHARE DJ US|EDJC|Edward Jones / CDS|60
IYY|ISHARE DJ US|EDJO|Edward D. Jones & Co., L.P.|537
IYY|ISHARE DJ US|ETRS|E*Trade Securities LLC|838
IYY|ISHARE DJ US|FBSB|U.S. Bancorp Investments, Inc.|223
IYY|ISHARE DJ US|FMAF|NBCN Inc./ CDS|190
IYY|ISHARE DJ US|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62
IYY|ISHARE DJ US|FTBR|Foliofn Investments, Inc.|287
IYY|ISHARE DJ US|GBMT|GBM International, Inc.|4900
IYY|ISHARE DJ US|GSCO|GOLDMAN SACHS & CO. LLC|2
IYY|ISHARE DJ US|GSLT|GOLDMAN SACHS & CO. LLC|206
IYY|ISHARE DJ US|GTSZ|GTS SECURITIES LLC|200
IYY|ISHARE DJ US|HRBF|American Enterprise Investment Services Inc.|3632
IYY|ISHARE DJ US|IATS|INTERACTIVE BROKERS LLC|80
IYY|ISHARE DJ US|IBKR|Interactive Brokers Llc|3018
IYY|ISHARE DJ US|ICBX|INSTINET, LLC|1300
IYY|ISHARE DJ US|INCA|INSTINET, LLC|100
IYY|ISHARE DJ US|ITGI|ITG Inc.|2414
IYY|ISHARE DJ US|ITGP|ITG INC.|200
IYY|ISHARE DJ US|JANY|Janney Montgomery Scott Inc.|17
IYY|ISHARE DJ US|JPMX|J.P. Morgan Securities LLC|200
IYY|ISHARE DJ US|JSJX|JANE STREET CAPITAL LLC|13172
IYY|ISHARE DJ US|KCGM|VIRTU Americas LLC|950
IYY|ISHARE DJ US|LEHM|Barclays Capital Inc./Le|1910
IYY|ISHARE DJ US|LIME|Lime Brokerage LLC|7933
IYY|ISHARE DJ US|MACC|Mid Atlantic Capital Corporation|246
IYY|ISHARE DJ US|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
IYY|ISHARE DJ US|MSCO|MORGAN STANLEY & CO. LLC|7413
IYY|ISHARE DJ US|MSPL|MORGAN STANLEY & CO. LLC|500
IYY|ISHARE DJ US|NFSC|National Financial Services LLC|27888
IYY|ISHARE DJ US|NITE|VIRTU Americas LLC|38104
IYY|ISHARE DJ US|NQRB|Brut, LLC|400
IYY|ISHARE DJ US|NTBF|BMO Nesbitt Burns Inc./CDS|122
IYY|ISHARE DJ US|NTRC|Northern Trust Securities, Inc.|252
IYY|ISHARE DJ US|OPCO|Oppenheimer & Co. Inc.|36
IYY|ISHARE DJ US|PCPT|PHILLIP CAPITAL INC.|200
IYY|ISHARE DJ US|PDQM|CODA MARKETS, INC.|100
IYY|ISHARE DJ US|SBSH|Citigroup Global Markets Inc.|4093
IYY|ISHARE DJ US|SGMT|GOLDMAN SACHS & CO. LLC|794
IYY|ISHARE DJ US|STFL|Stifel, Nicolaus & Company, Incorporated|547
IYY|ISHARE DJ US|STKP|STOCKPILE INVESTMENTS, INC.|16
IYY|ISHARE DJ US|SWIM|TD Ameritrade, Inc.|216
IYY|ISHARE DJ US|TRCM|TRC MARKETS LLC|514
IYY|ISHARE DJ US|UBSA|UBS SECURITIES LLC|2896
IYY|ISHARE DJ US|UBSS|UBS Securities LLC|21430
IYY|ISHARE DJ US|VGRD|Vanguard Marketing Corporation|1549
IYY|ISHARE DJ US|WCHV|WELLS FARGO SECURITIES, LLC|4156
IYY|ISHARE DJ US|WEDB|WEDBUSH SECURITIES INC.|120
IYY|ISHARE DJ US|WGIF|CIBC World Markets Inc.|50
IYY|ISHARE DJ US|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
IYY|ISHARE DJ US|WSEA|WOLVERINE SECURITIES, LLC|40
IYY|ISHARE DJ US|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5294
IYZ|ISHARE US TELE|AGIS|Aegis Capital Corp.|50
IYZ|ISHARE US TELE|ALTX|Alternet Securities Inc.|1500
IYZ|ISHARE US TELE|APCC|Apex Clearing Corporation|518
IYZ|ISHARE US TELE|BARD|Robert W. Baird & Co. Incorporated|333
IYZ|ISHARE US TELE|BATM|CBOE TRADING, INC.|1159
IYZ|ISHARE US TELE|BAYC|BAY CREST PARTNERS, LLC|2858
IYZ|ISHARE US TELE|BBNT|BB&T SECURITIES, LLC|1003
IYZ|ISHARE US TELE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3446
IYZ|ISHARE US TELE|BYXM|CBOE TRADING, INC.|200
IYZ|ISHARE US TELE|CANT|Cantor Fitzgerald & Co.|7184
IYZ|ISHARE US TELE|CHAS|Charles Schwab & Co., Inc.|9336
IYZ|ISHARE US TELE|CICF|Canaccord Genuity Corp.|46886
IYZ|ISHARE US TELE|CIST|Capital Institutional Services, Inc.|341
IYZ|ISHARE US TELE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5632
IYZ|ISHARE US TELE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
IYZ|ISHARE US TELE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46585
IYZ|ISHARE US TELE|CXCX|CITIGROUP GLOBAL MARKETS INC.|5172
IYZ|ISHARE US TELE|DADA|D.A. Davidson & Co.|6460
IYZ|ISHARE US TELE|DBAB|Deutsche Bank Securities Inc.|48157
IYZ|ISHARE US TELE|DBAX|Deutsche Bank Securities Inc.|135600
IYZ|ISHARE US TELE|DBUL|Deutsche Bank Securities Inc.|100
IYZ|ISHARE US TELE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3100
IYZ|ISHARE US TELE|EBXL|EBX LLC|84600
IYZ|ISHARE US TELE|ECUT|CONVERGEX EXECUTION SOLUTIONS|19089
IYZ|ISHARE US TELE|EDJO|Edward D. Jones & Co., L.P.|3812
IYZ|ISHARE US TELE|EGAM|CBOE TRADING, INC.|8609
IYZ|ISHARE US TELE|EGAW|CBOE TRADING, INC.|460
IYZ|ISHARE US TELE|EGXM|CBOE TRADING, INC.|3940
IYZ|ISHARE US TELE|ETBE|Electronic Transaction Clearing, Inc.|1854
IYZ|ISHARE US TELE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10700
IYZ|ISHARE US TELE|ETRS|E*Trade Securities LLC|7378
IYZ|ISHARE US TELE|FILL|Tradestation Securities, Inc.|1281
IYZ|ISHARE US TELE|FINX|FINTECH SECURITIES|136
IYZ|ISHARE US TELE|FMAF|NBCN Inc./ CDS|220
IYZ|ISHARE US TELE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5141
IYZ|ISHARE US TELE|FTBR|Foliofn Investments, Inc.|1210
IYZ|ISHARE US TELE|GLPX|ACS EXECUTION SERVICES, LLC|600
IYZ|ISHARE US TELE|GSCO|GOLDMAN SACHS & CO. LLC|22808
IYZ|ISHARE US TELE|GSLT|GOLDMAN SACHS & CO. LLC|600
IYZ|ISHARE US TELE|GTSZ|GTS SECURITIES LLC|2687
IYZ|ISHARE US TELE|HRBF|American Enterprise Investment Services Inc.|14908
IYZ|ISHARE US TELE|HSBC|HSBC Securities, Inc.|11852
IYZ|ISHARE US TELE|IATS|INTERACTIVE BROKERS LLC|956
IYZ|ISHARE US TELE|IBKR|Interactive Brokers Llc|28271
IYZ|ISHARE US TELE|ICBX|INSTINET, LLC|140302
IYZ|ISHARE US TELE|INCA|INSTINET, LLC|30127
IYZ|ISHARE US TELE|INJX|INSTINET, LLC|1748
IYZ|ISHARE US TELE|ITGI|ITG Inc.|3498960
IYZ|ISHARE US TELE|ITGP|ITG INC.|61000
IYZ|ISHARE US TELE|JANY|Janney Montgomery Scott Inc.|550
IYZ|ISHARE US TELE|JEFF|JEFFERIES LLC|17793
IYZ|ISHARE US TELE|JMPT|JUMP TRADING, LLC|3159
IYZ|ISHARE US TELE|JPBX|J.P. MORGAN SECURITIES LLC|1648
IYZ|ISHARE US TELE|JPMX|J.P. Morgan Securities LLC|549525
IYZ|ISHARE US TELE|JSJX|JANE STREET CAPITAL LLC|100507
IYZ|ISHARE US TELE|KCGM|VIRTU Americas LLC|3090
IYZ|ISHARE US TELE|LEHM|Barclays Capital Inc./Le|61780
IYZ|ISHARE US TELE|LIME|Lime Brokerage LLC|736
IYZ|ISHARE US TELE|LSCI|Lek Securities Corporation|4
IYZ|ISHARE US TELE|MACC|Mid Atlantic Capital Corporation|65
IYZ|ISHARE US TELE|MAXM|Maxim Group LLC|32512
IYZ|ISHARE US TELE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50872
IYZ|ISHARE US TELE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
IYZ|ISHARE US TELE|MSCO|MORGAN STANLEY & CO. LLC|126319
IYZ|ISHARE US TELE|MSPL|MORGAN STANLEY & CO. LLC|30700
IYZ|ISHARE US TELE|NFSC|National Financial Services LLC|157254
IYZ|ISHARE US TELE|NITE|VIRTU Americas LLC|183347
IYZ|ISHARE US TELE|NITP|VIRTU Americas LLC|3500
IYZ|ISHARE US TELE|NQRB|Brut, LLC|7707
IYZ|ISHARE US TELE|NTBF|BMO Nesbitt Burns Inc./CDS|600
IYZ|ISHARE US TELE|OHOS|TWO SIGMA SECURITIES, LLC|100
IYZ|ISHARE US TELE|OPCO|Oppenheimer & Co. Inc.|806
IYZ|ISHARE US TELE|PDQM|CODA MARKETS, INC.|3100
IYZ|ISHARE US TELE|RBCM|RBC CAPITAL MARKETS, LLC|6131
IYZ|ISHARE US TELE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2800
IYZ|ISHARE US TELE|SBSH|Citigroup Global Markets Inc.|107765
IYZ|ISHARE US TELE|SEIC|SEI Investments Distribution Co.|300
IYZ|ISHARE US TELE|SGMT|GOLDMAN SACHS & CO. LLC|43778
IYZ|ISHARE US TELE|SHMR|ABN Amro Clearing LLC|502
IYZ|ISHARE US TELE|SPDR|SPEEDROUTE LLC|300
IYZ|ISHARE US TELE|SPHN|Stephens Inc.|63
IYZ|ISHARE US TELE|STFL|Stifel, Nicolaus & Company, Incorporated|2276
IYZ|ISHARE US TELE|STXG|Stockcross Financial Services, Inc.|21
IYZ|ISHARE US TELE|SWIM|TD Ameritrade, Inc.|2002
IYZ|ISHARE US TELE|SWST|Hilltop Securities Inc.|68
IYZ|ISHARE US TELE|TKNG|ALLY INVEST SECURITIES LLC|810
IYZ|ISHARE US TELE|TRBT|Tradebot Systems, Inc.|89907
IYZ|ISHARE US TELE|TRCM|TRC MARKETS LLC|104
IYZ|ISHARE US TELE|UBSA|UBS SECURITIES LLC|108672
IYZ|ISHARE US TELE|UBSS|UBS Securities LLC|75242
IYZ|ISHARE US TELE|VALX|VIRTU AMERICAS LLC|8137
IYZ|ISHARE US TELE|VGRD|Vanguard Marketing Corporation|1445
IYZ|ISHARE US TELE|WCHV|WELLS FARGO SECURITIES, LLC|127700
IYZ|ISHARE US TELE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1421
IYZ|ISHARE US TELE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2393
IYZ|ISHARE US TELE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|397
IYZ|ISHARE US TELE|WSEA|WOLVERINE SECURITIES, LLC|1675
IYZ|ISHARE US TELE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7795
IZEA|IZEA INC COMMON STK|AGIS|Aegis Capital Corp.|5000
IZEA|IZEA INC COMMON STK|ALTX|Alternet Securities Inc.|400
IZEA|IZEA INC COMMON STK|APCC|Apex Clearing Corporation|23249
IZEA|IZEA INC COMMON STK|BATM|CBOE TRADING, INC.|243
IZEA|IZEA INC COMMON STK|BIMI|Banca IMI Securities Corp.|500
IZEA|IZEA INC COMMON STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7081
IZEA|IZEA INC COMMON STK|CHAS|Charles Schwab & Co., Inc.|500
IZEA|IZEA INC COMMON STK|CHLM|Craig-Hallum Capital Group LLC|7417
IZEA|IZEA INC COMMON STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5372
IZEA|IZEA INC COMMON STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11189
IZEA|IZEA INC COMMON STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19791
IZEA|IZEA INC COMMON STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
IZEA|IZEA INC COMMON STK|DBAB|Deutsche Bank Securities Inc.|20320
IZEA|IZEA INC COMMON STK|DBAX|Deutsche Bank Securities Inc.|13900
IZEA|IZEA INC COMMON STK|DEGS|RONIN PROFESSIONAL LLC|84
IZEA|IZEA INC COMMON STK|EBXL|EBX LLC|11100
IZEA|IZEA INC COMMON STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|58769
IZEA|IZEA INC COMMON STK|EGAM|CBOE TRADING, INC.|5599
IZEA|IZEA INC COMMON STK|EGXM|CBOE TRADING, INC.|11100
IZEA|IZEA INC COMMON STK|EGXW|CBOE TRADING, INC.|100
IZEA|IZEA INC COMMON STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2726
IZEA|IZEA INC COMMON STK|ETRS|E*Trade Securities LLC|418618
IZEA|IZEA INC COMMON STK|FBCO|Credit Suisse Securities (USA) LLC|41514
IZEA|IZEA INC COMMON STK|FBSB|U.S. Bancorp Investments, Inc.|1895
IZEA|IZEA INC COMMON STK|FILL|Tradestation Securities, Inc.|389
IZEA|IZEA INC COMMON STK|FMAF|NBCN Inc./ CDS|19055
IZEA|IZEA INC COMMON STK|FOMA|TD AMERITRADE CLEARING, INC.|492707
IZEA|IZEA INC COMMON STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3920
IZEA|IZEA INC COMMON STK|FTBR|Foliofn Investments, Inc.|972
IZEA|IZEA INC COMMON STK|GEBB|GLOBAL EXECUTION BROKERS, LP|984
IZEA|IZEA INC COMMON STK|GLIS|TD Securities Inc|1000
IZEA|IZEA INC COMMON STK|GLPX|ACS EXECUTION SERVICES, LLC|12618
IZEA|IZEA INC COMMON STK|GSCO|GOLDMAN SACHS & CO. LLC|7201
IZEA|IZEA INC COMMON STK|GSLT|GOLDMAN SACHS & CO. LLC|2845
IZEA|IZEA INC COMMON STK|GTSZ|GTS SECURITIES LLC|800
IZEA|IZEA INC COMMON STK|HRBF|American Enterprise Investment Services Inc.|275
IZEA|IZEA INC COMMON STK|IATS|INTERACTIVE BROKERS LLC|5725
IZEA|IZEA INC COMMON STK|IBKR|Interactive Brokers Llc|143894
IZEA|IZEA INC COMMON STK|ICBX|INSTINET, LLC|4500
IZEA|IZEA INC COMMON STK|INCA|INSTINET, LLC|56837
IZEA|IZEA INC COMMON STK|INJX|INSTINET, LLC|2827
IZEA|IZEA INC COMMON STK|ITGI|ITG Inc.|32754
IZEA|IZEA INC COMMON STK|ITGP|ITG INC.|27000
IZEA|IZEA INC COMMON STK|JEFF|JEFFERIES LLC|9603
IZEA|IZEA INC COMMON STK|JMPT|JUMP TRADING, LLC|199
IZEA|IZEA INC COMMON STK|JONE|JonesTrading|243
IZEA|IZEA INC COMMON STK|JPMX|J.P. Morgan Securities LLC|3688
IZEA|IZEA INC COMMON STK|KCGM|VIRTU Americas LLC|1600
IZEA|IZEA INC COMMON STK|LEHM|Barclays Capital Inc./Le|8536
IZEA|IZEA INC COMMON STK|LIME|Lime Brokerage LLC|19229
IZEA|IZEA INC COMMON STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
IZEA|IZEA INC COMMON STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
IZEA|IZEA INC COMMON STK|MSCO|MORGAN STANLEY & CO. LLC|127431
IZEA|IZEA INC COMMON STK|MSPL|MORGAN STANLEY & CO. LLC|4700
IZEA|IZEA INC COMMON STK|MSTX|MORGAN STANLEY & CO. LLC|2200
IZEA|IZEA INC COMMON STK|NFSC|National Financial Services LLC|290504
IZEA|IZEA INC COMMON STK|NITE|VIRTU Americas LLC|761706
IZEA|IZEA INC COMMON STK|NITP|VIRTU Americas LLC|700
IZEA|IZEA INC COMMON STK|NQRB|Brut, LLC|716
IZEA|IZEA INC COMMON STK|PCPT|PHILLIP CAPITAL INC.|9150
IZEA|IZEA INC COMMON STK|PDQM|CODA MARKETS, INC.|15542
IZEA|IZEA INC COMMON STK|PWJC|UBS Financial Services, Inc.|4100
IZEA|IZEA INC COMMON STK|RGLD|Regal Securities, Inc|14200
IZEA|IZEA INC COMMON STK|SAGL|SAGETRADER, LLC|2973
IZEA|IZEA INC COMMON STK|SBSH|Citigroup Global Markets Inc.|47255
IZEA|IZEA INC COMMON STK|SGMT|GOLDMAN SACHS & CO. LLC|10797
IZEA|IZEA INC COMMON STK|SPDR|SPEEDROUTE LLC|8538
IZEA|IZEA INC COMMON STK|SWIM|TD Ameritrade, Inc.|243537
IZEA|IZEA INC COMMON STK|TKNG|ALLY INVEST SECURITIES LLC|29777
IZEA|IZEA INC COMMON STK|TRCM|TRC MARKETS LLC|505
IZEA|IZEA INC COMMON STK|TWTT|TASTYWORKS, INC.|600
IZEA|IZEA INC COMMON STK|UBSA|UBS SECURITIES LLC|38775
IZEA|IZEA INC COMMON STK|UBSS|UBS Securities LLC|108939
IZEA|IZEA INC COMMON STK|VGRD|Vanguard Marketing Corporation|34370
IZEA|IZEA INC COMMON STK|WCHV|WELLS FARGO SECURITIES, LLC|55220
IZEA|IZEA INC COMMON STK|WEDB|WEDBUSH SECURITIES INC.|1200
IZEA|IZEA INC COMMON STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3505
IZEA|IZEA INC COMMON STK|WGIF|CIBC World Markets Inc.|7203
IZEA|IZEA INC COMMON STK|WSEA|WOLVERINE SECURITIES, LLC|26637
IZEA|IZEA INC COMMON STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
IZEA|IZEA INC COMMON STK|YKNA|COMHAR CAPITAL MARKETS, LLC|250
IZEA|IZEA INC COMMON STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|812
IZRL|ARK ISRAEL INNOVATIV|BATM|CBOE TRADING, INC.|100
IZRL|ARK ISRAEL INNOVATIV|CANT|Cantor Fitzgerald & Co.|3000
IZRL|ARK ISRAEL INNOVATIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2400
IZRL|ARK ISRAEL INNOVATIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
IZRL|ARK ISRAEL INNOVATIV|DAVA|Davenport & Company LLC|221
IZRL|ARK ISRAEL INNOVATIV|DBAX|Deutsche Bank Securities Inc.|1300
IZRL|ARK ISRAEL INNOVATIV|EBXL|EBX LLC|100
IZRL|ARK ISRAEL INNOVATIV|EGXM|CBOE TRADING, INC.|119
IZRL|ARK ISRAEL INNOVATIV|ETRS|E*Trade Securities LLC|1065
IZRL|ARK ISRAEL INNOVATIV|FILL|Tradestation Securities, Inc.|50
IZRL|ARK ISRAEL INNOVATIV|FMAF|NBCN Inc./ CDS|23
IZRL|ARK ISRAEL INNOVATIV|FTBR|Foliofn Investments, Inc.|8
IZRL|ARK ISRAEL INNOVATIV|GSCS|GOLDMAN SACHS & CO. LLC|200
IZRL|ARK ISRAEL INNOVATIV|IBKR|Interactive Brokers Llc|652
IZRL|ARK ISRAEL INNOVATIV|INCA|INSTINET, LLC|200
IZRL|ARK ISRAEL INNOVATIV|ITGI|ITG Inc.|695
IZRL|ARK ISRAEL INNOVATIV|JANY|Janney Montgomery Scott Inc.|75
IZRL|ARK ISRAEL INNOVATIV|JSJX|JANE STREET CAPITAL LLC|8516
IZRL|ARK ISRAEL INNOVATIV|KCGM|VIRTU Americas LLC|958
IZRL|ARK ISRAEL INNOVATIV|LEHM|Barclays Capital Inc./Le|1400
IZRL|ARK ISRAEL INNOVATIV|LIME|Lime Brokerage LLC|501
IZRL|ARK ISRAEL INNOVATIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
IZRL|ARK ISRAEL INNOVATIV|MOTF|MOTIF INVESTING, INC.|1
IZRL|ARK ISRAEL INNOVATIV|MSCO|MORGAN STANLEY & CO. LLC|546
IZRL|ARK ISRAEL INNOVATIV|NFSC|National Financial Services LLC|19010
IZRL|ARK ISRAEL INNOVATIV|NITE|VIRTU Americas LLC|19463
IZRL|ARK ISRAEL INNOVATIV|OPCO|Oppenheimer & Co. Inc.|15
IZRL|ARK ISRAEL INNOVATIV|PWJC|UBS Financial Services, Inc.|1
IZRL|ARK ISRAEL INNOVATIV|SGMT|GOLDMAN SACHS & CO. LLC|100
IZRL|ARK ISRAEL INNOVATIV|STXG|Stockcross Financial Services, Inc.|25
IZRL|ARK ISRAEL INNOVATIV|SWIM|TD Ameritrade, Inc.|600
IZRL|ARK ISRAEL INNOVATIV|UBSA|UBS SECURITIES LLC|5177
IZRL|ARK ISRAEL INNOVATIV|UBSS|UBS Securities LLC|7294
IZRL|ARK ISRAEL INNOVATIV|VGRD|Vanguard Marketing Corporation|408
IZRL|ARK ISRAEL INNOVATIV|WCHV|WELLS FARGO SECURITIES, LLC|1343
IZRL|ARK ISRAEL INNOVATIV|WSEA|WOLVERINE SECURITIES, LLC|88
IZRL|ARK ISRAEL INNOVATIV|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
IZRL|ARK ISRAEL INNOVATIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1885
JACK|JACK IN THE BOX INC|ABLE|NATIXIS Securities Americas LLC|44600
JACK|JACK IN THE BOX INC|ALTX|Alternet Securities Inc.|4328
JACK|JACK IN THE BOX INC|APCC|Apex Clearing Corporation|150
JACK|JACK IN THE BOX INC|BANK|Primevest Financial Services, Inc.|125
JACK|JACK IN THE BOX INC|BARD|Robert W. Baird & Co. Incorporated|2942
JACK|JACK IN THE BOX INC|BATM|CBOE TRADING, INC.|2249
JACK|JACK IN THE BOX INC|BAYT|BTIG, LLC|2900
JACK|JACK IN THE BOX INC|BBNT|BB&T SECURITIES, LLC|4
JACK|JACK IN THE BOX INC|BERN|Sanford C. Bernstein & Co., LLC|27165
JACK|JACK IN THE BOX INC|BIDS|BIDS TRADING L.P.|17200
JACK|JACK IN THE BOX INC|BKCM|BNY Mellon Capital Markets LLC|13569
JACK|JACK IN THE BOX INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3875
JACK|JACK IN THE BOX INC|BLKX|INSTINET, LLC|78900
JACK|JACK IN THE BOX INC|BMOC|BMO Capital Markets Corp.|37480
JACK|JACK IN THE BOX INC|BNPX|BNP PARIBAS SECURITIES CORP.|18003
JACK|JACK IN THE BOX INC|BTIG|BTIG, LLC|26499
JACK|JACK IN THE BOX INC|BYXM|CBOE TRADING, INC.|1472
JACK|JACK IN THE BOX INC|CHAS|Charles Schwab & Co., Inc.|419
JACK|JACK IN THE BOX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45401
JACK|JACK IN THE BOX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8677
JACK|JACK IN THE BOX INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
JACK|JACK IN THE BOX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|218445
JACK|JACK IN THE BOX INC|CTDL|Citadel Derivatives Group Llc|8638
JACK|JACK IN THE BOX INC|CTLR|CUTLER GROUP, LP|5680
JACK|JACK IN THE BOX INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|49868
JACK|JACK IN THE BOX INC|DBAB|Deutsche Bank Securities Inc.|277418
JACK|JACK IN THE BOX INC|DBAX|Deutsche Bank Securities Inc.|151500
JACK|JACK IN THE BOX INC|DBUL|Deutsche Bank Securities Inc.|13321
JACK|JACK IN THE BOX INC|DEAN|MORGAN STANLEY|6067
JACK|JACK IN THE BOX INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14752
JACK|JACK IN THE BOX INC|EBXL|EBX LLC|89800
JACK|JACK IN THE BOX INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|94
JACK|JACK IN THE BOX INC|EDJO|Edward D. Jones & Co., L.P.|1466
JACK|JACK IN THE BOX INC|EGAM|CBOE TRADING, INC.|5132
JACK|JACK IN THE BOX INC|EGAW|CBOE TRADING, INC.|100
JACK|JACK IN THE BOX INC|EGMT|EG MARKET TECHNOLOGIES LLC|666
JACK|JACK IN THE BOX INC|EGXM|CBOE TRADING, INC.|2723
JACK|JACK IN THE BOX INC|EGXW|CBOE TRADING, INC.|2
JACK|JACK IN THE BOX INC|ETBE|Electronic Transaction Clearing, Inc.|12873
JACK|JACK IN THE BOX INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4434
JACK|JACK IN THE BOX INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27212
JACK|JACK IN THE BOX INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
JACK|JACK IN THE BOX INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|58695
JACK|JACK IN THE BOX INC|ETRS|E*Trade Securities LLC|83627
JACK|JACK IN THE BOX INC|FBCO|Credit Suisse Securities (USA) LLC|787457
JACK|JACK IN THE BOX INC|FILL|Tradestation Securities, Inc.|426
JACK|JACK IN THE BOX INC|FOMA|TD AMERITRADE CLEARING, INC.|109980
JACK|JACK IN THE BOX INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19686
JACK|JACK IN THE BOX INC|FQLS|Quantlab Securities LP|325827
JACK|JACK IN THE BOX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136015
JACK|JACK IN THE BOX INC|FTBR|Foliofn Investments, Inc.|16
JACK|JACK IN THE BOX INC|GEBB|GLOBAL EXECUTION BROKERS, LP|10898
JACK|JACK IN THE BOX INC|GLPX|ACS EXECUTION SERVICES, LLC|22902
JACK|JACK IN THE BOX INC|GSCO|GOLDMAN SACHS & CO. LLC|1031355
JACK|JACK IN THE BOX INC|GSCS|GOLDMAN SACHS & CO. LLC|10260
JACK|JACK IN THE BOX INC|GSLT|GOLDMAN SACHS & CO. LLC|1639
JACK|JACK IN THE BOX INC|GTSZ|GTS SECURITIES LLC|21114
JACK|JACK IN THE BOX INC|HAPX|HAP Trading, LLC|100
JACK|JACK IN THE BOX INC|HRBF|American Enterprise Investment Services Inc.|10040
JACK|JACK IN THE BOX INC|HSBC|HSBC Securities, Inc.|22000
JACK|JACK IN THE BOX INC|IATS|INTERACTIVE BROKERS LLC|5063
JACK|JACK IN THE BOX INC|IBKR|Interactive Brokers Llc|33910
JACK|JACK IN THE BOX INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|765
JACK|JACK IN THE BOX INC|ICBX|INSTINET, LLC|22546
JACK|JACK IN THE BOX INC|IEQY|CITADEL SECURITIES LLC|89311
JACK|JACK IN THE BOX INC|INCA|INSTINET, LLC|392063
JACK|JACK IN THE BOX INC|INJX|INSTINET, LLC|54948
JACK|JACK IN THE BOX INC|ITGI|ITG Inc.|48147
JACK|JACK IN THE BOX INC|ITGP|ITG INC.|29800
JACK|JACK IN THE BOX INC|JANY|Janney Montgomery Scott Inc.|60
JACK|JACK IN THE BOX INC|JEFF|JEFFERIES LLC|141511
JACK|JACK IN THE BOX INC|JMPT|JUMP TRADING, LLC|44753
JACK|JACK IN THE BOX INC|JPBX|J.P. MORGAN SECURITIES LLC|84660
JACK|JACK IN THE BOX INC|JPMX|J.P. Morgan Securities LLC|229380
JACK|JACK IN THE BOX INC|JSJX|JANE STREET CAPITAL LLC|18629
JACK|JACK IN THE BOX INC|KCGM|VIRTU Americas LLC|21156
JACK|JACK IN THE BOX INC|LEHM|Barclays Capital Inc./Le|597894
JACK|JACK IN THE BOX INC|LIME|Lime Brokerage LLC|155784
JACK|JACK IN THE BOX INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|110000
JACK|JACK IN THE BOX INC|LOOP|Loop Capital Markets LLC|330
JACK|JACK IN THE BOX INC|LQNA|LIQUIDNET, INC.|15900
JACK|JACK IN THE BOX INC|LSCI|Lek Securities Corporation|30
JACK|JACK IN THE BOX INC|MAXM|Maxim Group LLC|2949
JACK|JACK IN THE BOX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45448
JACK|JACK IN THE BOX INC|MOTF|MOTIF INVESTING, INC.|9
JACK|JACK IN THE BOX INC|MSCO|MORGAN STANLEY & CO. LLC|2050512
JACK|JACK IN THE BOX INC|MSPL|MORGAN STANLEY & CO. LLC|379500
JACK|JACK IN THE BOX INC|MSTX|MORGAN STANLEY & CO. LLC|174000
JACK|JACK IN THE BOX INC|NFSC|National Financial Services LLC|49645
JACK|JACK IN THE BOX INC|NITE|VIRTU Americas LLC|171255
JACK|JACK IN THE BOX INC|NITP|VIRTU Americas LLC|2300
JACK|JACK IN THE BOX INC|NMRA|Nomura Securities International, Inc.|1600
JACK|JACK IN THE BOX INC|NQRB|Brut, LLC|5984
JACK|JACK IN THE BOX INC|NTRC|Northern Trust Securities, Inc.|751
JACK|JACK IN THE BOX INC|OHOS|TWO SIGMA SECURITIES, LLC|34884
JACK|JACK IN THE BOX INC|OPCO|Oppenheimer & Co. Inc.|1165
JACK|JACK IN THE BOX INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
JACK|JACK IN THE BOX INC|PDQM|CODA MARKETS, INC.|82262
JACK|JACK IN THE BOX INC|PHLY|NASDAQ Execution Services, LLC|2000
JACK|JACK IN THE BOX INC|RAJA|Raymond James & Associates, Inc.|1956
JACK|JACK IN THE BOX INC|RBCM|RBC CAPITAL MARKETS, LLC|33
JACK|JACK IN THE BOX INC|RHCO|Suntrust Robinson Humphrey, Inc.|9186
JACK|JACK IN THE BOX INC|SAGL|SAGETRADER, LLC|4409
JACK|JACK IN THE BOX INC|SAGW|SAGETRADER, LLC|96
JACK|JACK IN THE BOX INC|SALI|INTL FCSTONE FINANCIAL INC.|100
JACK|JACK IN THE BOX INC|SBSH|Citigroup Global Markets Inc.|245396
JACK|JACK IN THE BOX INC|SGMT|GOLDMAN SACHS & CO. LLC|32798
JACK|JACK IN THE BOX INC|SPDR|SPEEDROUTE LLC|10847
JACK|JACK IN THE BOX INC|STFL|Stifel, Nicolaus & Company, Incorporated|106
JACK|JACK IN THE BOX INC|STKP|STOCKPILE INVESTMENTS, INC.|22
JACK|JACK IN THE BOX INC|STXG|Stockcross Financial Services, Inc.|30
JACK|JACK IN THE BOX INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
JACK|JACK IN THE BOX INC|SWIM|TD Ameritrade, Inc.|16237
JACK|JACK IN THE BOX INC|TAGC|TELSEY ADVISORY GROUP LLC|7325
JACK|JACK IN THE BOX INC|TIAD|Triad Securities Corp|37
JACK|JACK IN THE BOX INC|TKNG|ALLY INVEST SECURITIES LLC|1397
JACK|JACK IN THE BOX INC|TONC|CUTTONE & CO., LLC|2507
JACK|JACK IN THE BOX INC|TRBT|Tradebot Systems, Inc.|338952
JACK|JACK IN THE BOX INC|TRCM|TRC MARKETS LLC|59517
JACK|JACK IN THE BOX INC|UBSA|UBS SECURITIES LLC|344428
JACK|JACK IN THE BOX INC|UBSS|UBS Securities LLC|799535
JACK|JACK IN THE BOX INC|VALX|VIRTU AMERICAS LLC|10743
JACK|JACK IN THE BOX INC|VGRD|Vanguard Marketing Corporation|2670
JACK|JACK IN THE BOX INC|WBPX|SUMMIT SECURITIES GROUP, LLC|340
JACK|JACK IN THE BOX INC|WCHV|WELLS FARGO SECURITIES, LLC|52408
JACK|JACK IN THE BOX INC|WEDB|WEDBUSH SECURITIES INC.|350
JACK|JACK IN THE BOX INC|WEED|Weeden & Co.L.P.|828
JACK|JACK IN THE BOX INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9849
JACK|JACK IN THE BOX INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21834
JACK|JACK IN THE BOX INC|WGIF|CIBC World Markets Inc.|60
JACK|JACK IN THE BOX INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
JACK|JACK IN THE BOX INC|WORD|Worden Capital Management LLC|650
JACK|JACK IN THE BOX INC|WSEA|WOLVERINE SECURITIES, LLC|3509
JACK|JACK IN THE BOX INC|XIST|INSTINET, LLC|46650
JACK|JACK IN THE BOX INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6572
JACK|JACK IN THE BOX INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5045
JACK|JACK IN THE BOX INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|424
JAG|JAGGED PEAK ENERGY|ABLE|NATIXIS Securities Americas LLC|27701
JAG|JAGGED PEAK ENERGY|AGIS|Aegis Capital Corp.|450
JAG|JAGGED PEAK ENERGY|ALTX|Alternet Securities Inc.|31669
JAG|JAGGED PEAK ENERGY|APCC|Apex Clearing Corporation|3982
JAG|JAGGED PEAK ENERGY|BATM|CBOE TRADING, INC.|11860
JAG|JAGGED PEAK ENERGY|BAYT|BTIG, LLC|300
JAG|JAGGED PEAK ENERGY|BBNT|BB&T SECURITIES, LLC|449
JAG|JAGGED PEAK ENERGY|BERN|Sanford C. Bernstein & Co., LLC|349429
JAG|JAGGED PEAK ENERGY|BIDS|BIDS TRADING L.P.|600
JAG|JAGGED PEAK ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14904
JAG|JAGGED PEAK ENERGY|BLKX|INSTINET, LLC|60400
JAG|JAGGED PEAK ENERGY|BMOC|BMO Capital Markets Corp.|53981
JAG|JAGGED PEAK ENERGY|BNPX|BNP PARIBAS SECURITIES CORP.|145620
JAG|JAGGED PEAK ENERGY|BYXM|CBOE TRADING, INC.|10268
JAG|JAGGED PEAK ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|300
JAG|JAGGED PEAK ENERGY|CANT|Cantor Fitzgerald & Co.|375
JAG|JAGGED PEAK ENERGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|93468
JAG|JAGGED PEAK ENERGY|CBRA|Cobra Trading, Inc.|1000
JAG|JAGGED PEAK ENERGY|CHAS|Charles Schwab & Co., Inc.|1890
JAG|JAGGED PEAK ENERGY|CIST|Capital Institutional Services, Inc.|18830
JAG|JAGGED PEAK ENERGY|CLSA|CLSA AMERICAS, LLC|500
JAG|JAGGED PEAK ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90897
JAG|JAGGED PEAK ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
JAG|JAGGED PEAK ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8988
JAG|JAGGED PEAK ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|544531
JAG|JAGGED PEAK ENERGY|CTDL|Citadel Derivatives Group Llc|11652
JAG|JAGGED PEAK ENERGY|CTLR|CUTLER GROUP, LP|200
JAG|JAGGED PEAK ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|136924
JAG|JAGGED PEAK ENERGY|DBAB|Deutsche Bank Securities Inc.|255450
JAG|JAGGED PEAK ENERGY|DBAX|Deutsche Bank Securities Inc.|541400
JAG|JAGGED PEAK ENERGY|DBUL|Deutsche Bank Securities Inc.|400
JAG|JAGGED PEAK ENERGY|DCHF|Dart Executions, LLC|1746
JAG|JAGGED PEAK ENERGY|DEAN|MORGAN STANLEY|18366
JAG|JAGGED PEAK ENERGY|DEGS|RONIN PROFESSIONAL LLC|17797
JAG|JAGGED PEAK ENERGY|EBXL|EBX LLC|640600
JAG|JAGGED PEAK ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|18277
JAG|JAGGED PEAK ENERGY|EGAM|CBOE TRADING, INC.|97344
JAG|JAGGED PEAK ENERGY|EGAW|CBOE TRADING, INC.|1601
JAG|JAGGED PEAK ENERGY|EGMT|EG MARKET TECHNOLOGIES LLC|1000
JAG|JAGGED PEAK ENERGY|EGXM|CBOE TRADING, INC.|19106
JAG|JAGGED PEAK ENERGY|ETBE|Electronic Transaction Clearing, Inc.|21017
JAG|JAGGED PEAK ENERGY|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
JAG|JAGGED PEAK ENERGY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7080
JAG|JAGGED PEAK ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11255
JAG|JAGGED PEAK ENERGY|ETRS|E*Trade Securities LLC|487385
JAG|JAGGED PEAK ENERGY|FILL|Tradestation Securities, Inc.|14552
JAG|JAGGED PEAK ENERGY|FMAF|NBCN Inc./ CDS|1000
JAG|JAGGED PEAK ENERGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
JAG|JAGGED PEAK ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|244711
JAG|JAGGED PEAK ENERGY|FTBR|Foliofn Investments, Inc.|125
JAG|JAGGED PEAK ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|11000
JAG|JAGGED PEAK ENERGY|GLIS|TD Securities Inc|200
JAG|JAGGED PEAK ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|74820
JAG|JAGGED PEAK ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|1649743
JAG|JAGGED PEAK ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|1758
JAG|JAGGED PEAK ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|9318
JAG|JAGGED PEAK ENERGY|GTSZ|GTS SECURITIES LLC|60118
JAG|JAGGED PEAK ENERGY|HAPX|HAP Trading, LLC|100
JAG|JAGGED PEAK ENERGY|HRBF|American Enterprise Investment Services Inc.|227
JAG|JAGGED PEAK ENERGY|IATS|INTERACTIVE BROKERS LLC|27354
JAG|JAGGED PEAK ENERGY|IBKR|Interactive Brokers Llc|154652
JAG|JAGGED PEAK ENERGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|108
JAG|JAGGED PEAK ENERGY|ICBX|INSTINET, LLC|124817
JAG|JAGGED PEAK ENERGY|IEQY|CITADEL SECURITIES LLC|61488
JAG|JAGGED PEAK ENERGY|INCA|INSTINET, LLC|191221
JAG|JAGGED PEAK ENERGY|INJX|INSTINET, LLC|5726
JAG|JAGGED PEAK ENERGY|ITGI|ITG Inc.|139829
JAG|JAGGED PEAK ENERGY|ITGP|ITG INC.|382200
JAG|JAGGED PEAK ENERGY|JANY|Janney Montgomery Scott Inc.|625
JAG|JAGGED PEAK ENERGY|JEFF|JEFFERIES LLC|220745
JAG|JAGGED PEAK ENERGY|JMPT|JUMP TRADING, LLC|111365
JAG|JAGGED PEAK ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|200877
JAG|JAGGED PEAK ENERGY|JPMX|J.P. Morgan Securities LLC|1151957
JAG|JAGGED PEAK ENERGY|JSJX|JANE STREET CAPITAL LLC|6440
JAG|JAGGED PEAK ENERGY|KCGM|VIRTU Americas LLC|110385
JAG|JAGGED PEAK ENERGY|LEHM|Barclays Capital Inc./Le|978151
JAG|JAGGED PEAK ENERGY|LIME|Lime Brokerage LLC|23344
JAG|JAGGED PEAK ENERGY|LQNA|LIQUIDNET, INC.|143600
JAG|JAGGED PEAK ENERGY|LSCI|Lek Securities Corporation|15616
JAG|JAGGED PEAK ENERGY|LVMR|LIVERMORE TRADING GROUP, INC.|550
JAG|JAGGED PEAK ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6700
JAG|JAGGED PEAK ENERGY|MAXM|Maxim Group LLC|25091
JAG|JAGGED PEAK ENERGY|MBTS|ALLY INVEST SECURITIES LLC|300
JAG|JAGGED PEAK ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|250656
JAG|JAGGED PEAK ENERGY|MOTF|MOTIF INVESTING, INC.|10
JAG|JAGGED PEAK ENERGY|MSCO|MORGAN STANLEY & CO. LLC|1795054
JAG|JAGGED PEAK ENERGY|MSPL|MORGAN STANLEY & CO. LLC|613700
JAG|JAGGED PEAK ENERGY|MSTX|MORGAN STANLEY & CO. LLC|348400
JAG|JAGGED PEAK ENERGY|NFSC|National Financial Services LLC|185252
JAG|JAGGED PEAK ENERGY|NITE|VIRTU Americas LLC|869180
JAG|JAGGED PEAK ENERGY|NITP|VIRTU Americas LLC|1100
JAG|JAGGED PEAK ENERGY|NQRB|Brut, LLC|71732
JAG|JAGGED PEAK ENERGY|OGRU|Oscar Gruss & Son, Incorporated|67990
JAG|JAGGED PEAK ENERGY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|19300
JAG|JAGGED PEAK ENERGY|PDQM|CODA MARKETS, INC.|150648
JAG|JAGGED PEAK ENERGY|PHLY|NASDAQ Execution Services, LLC|800
JAG|JAGGED PEAK ENERGY|POIN|PRECISION SECURITIES, LLC (POIN)|200
JAG|JAGGED PEAK ENERGY|PWJC|UBS Financial Services, Inc.|50200
JAG|JAGGED PEAK ENERGY|QMSR|QUATTRO M SECURITIES INC.|2814
JAG|JAGGED PEAK ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|8156
JAG|JAGGED PEAK ENERGY|SAGL|SAGETRADER, LLC|24795
JAG|JAGGED PEAK ENERGY|SAGW|SAGETRADER, LLC|803
JAG|JAGGED PEAK ENERGY|SBSH|Citigroup Global Markets Inc.|253145
JAG|JAGGED PEAK ENERGY|SEIC|SEI Investments Distribution Co.|1034
JAG|JAGGED PEAK ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|303595
JAG|JAGGED PEAK ENERGY|SIBO|Prime Executions, Inc.|19350
JAG|JAGGED PEAK ENERGY|SPDR|SPEEDROUTE LLC|17546
JAG|JAGGED PEAK ENERGY|SPNT|SEVEN POINTS CAPITAL, LLC|5700
JAG|JAGGED PEAK ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|5049
JAG|JAGGED PEAK ENERGY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1520
JAG|JAGGED PEAK ENERGY|SWIM|TD Ameritrade, Inc.|196272
JAG|JAGGED PEAK ENERGY|TAGC|TELSEY ADVISORY GROUP LLC|3000
JAG|JAGGED PEAK ENERGY|TKNG|ALLY INVEST SECURITIES LLC|838
JAG|JAGGED PEAK ENERGY|TRBT|Tradebot Systems, Inc.|335434
JAG|JAGGED PEAK ENERGY|TRCM|TRC MARKETS LLC|109674
JAG|JAGGED PEAK ENERGY|UBSA|UBS SECURITIES LLC|1296853
JAG|JAGGED PEAK ENERGY|UBSS|UBS Securities LLC|1091253
JAG|JAGGED PEAK ENERGY|VALX|VIRTU AMERICAS LLC|75934
JAG|JAGGED PEAK ENERGY|VGRD|Vanguard Marketing Corporation|29384
JAG|JAGGED PEAK ENERGY|WABR|Wall Street Access|900
JAG|JAGGED PEAK ENERGY|WBPX|SUMMIT SECURITIES GROUP, LLC|1028
JAG|JAGGED PEAK ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|1076506
JAG|JAGGED PEAK ENERGY|WDNX|WEEDEN & CO.L.P.|400
JAG|JAGGED PEAK ENERGY|WEDB|WEDBUSH SECURITIES INC.|1600
JAG|JAGGED PEAK ENERGY|WEED|Weeden & Co.L.P.|4806
JAG|JAGGED PEAK ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|32514
JAG|JAGGED PEAK ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29021
JAG|JAGGED PEAK ENERGY|WSEA|WOLVERINE SECURITIES, LLC|3609
JAG|JAGGED PEAK ENERGY|XIST|INSTINET, LLC|81000
JAG|JAGGED PEAK ENERGY|XPQR|Jump Trading|900
JAG|JAGGED PEAK ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|51840
JAG|JAGGED PEAK ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|2416
JAG|JAGGED PEAK ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8900
JAGX|JAGUAR HEALTH CMN|ADAM|CANACCORD GENUITY INC.|200
JAGX|JAGUAR HEALTH CMN|AGIS|Aegis Capital Corp.|148050
JAGX|JAGUAR HEALTH CMN|ALTX|Alternet Securities Inc.|8199
JAGX|JAGUAR HEALTH CMN|APCC|Apex Clearing Corporation|42133
JAGX|JAGUAR HEALTH CMN|BATM|CBOE TRADING, INC.|2439
JAGX|JAGUAR HEALTH CMN|BAYT|BTIG, LLC|223938
JAGX|JAGUAR HEALTH CMN|BERN|Sanford C. Bernstein & Co., LLC|3900
JAGX|JAGUAR HEALTH CMN|BIMI|Banca IMI Securities Corp.|7631
JAGX|JAGUAR HEALTH CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40764
JAGX|JAGUAR HEALTH CMN|BYXM|CBOE TRADING, INC.|375
JAGX|JAGUAR HEALTH CMN|CANT|Cantor Fitzgerald & Co.|200
JAGX|JAGUAR HEALTH CMN|CHAS|Charles Schwab & Co., Inc.|13240
JAGX|JAGUAR HEALTH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14895
JAGX|JAGUAR HEALTH CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|27411
JAGX|JAGUAR HEALTH CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|36945
JAGX|JAGUAR HEALTH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31246
JAGX|JAGUAR HEALTH CMN|CTDL|Citadel Derivatives Group Llc|8875
JAGX|JAGUAR HEALTH CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5034
JAGX|JAGUAR HEALTH CMN|DBAB|Deutsche Bank Securities Inc.|15625
JAGX|JAGUAR HEALTH CMN|DBAX|Deutsche Bank Securities Inc.|10300
JAGX|JAGUAR HEALTH CMN|DEGS|RONIN PROFESSIONAL LLC|21984
JAGX|JAGUAR HEALTH CMN|EBXL|EBX LLC|20700
JAGX|JAGUAR HEALTH CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1450
JAGX|JAGUAR HEALTH CMN|EDJO|Edward D. Jones & Co., L.P.|713
JAGX|JAGUAR HEALTH CMN|EGAM|CBOE TRADING, INC.|16796
JAGX|JAGUAR HEALTH CMN|EGAW|CBOE TRADING, INC.|500
JAGX|JAGUAR HEALTH CMN|EGXM|CBOE TRADING, INC.|19337
JAGX|JAGUAR HEALTH CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|326
JAGX|JAGUAR HEALTH CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5178
JAGX|JAGUAR HEALTH CMN|ETRS|E*Trade Securities LLC|585309
JAGX|JAGUAR HEALTH CMN|FBCO|Credit Suisse Securities (USA) LLC|90647
JAGX|JAGUAR HEALTH CMN|FILL|Tradestation Securities, Inc.|20490
JAGX|JAGUAR HEALTH CMN|FMAF|NBCN Inc./ CDS|24207
JAGX|JAGUAR HEALTH CMN|FOMA|TD AMERITRADE CLEARING, INC.|932752
JAGX|JAGUAR HEALTH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6455
JAGX|JAGUAR HEALTH CMN|FTBR|Foliofn Investments, Inc.|62
JAGX|JAGUAR HEALTH CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1376
JAGX|JAGUAR HEALTH CMN|GLPX|ACS EXECUTION SERVICES, LLC|63447
JAGX|JAGUAR HEALTH CMN|GSCO|GOLDMAN SACHS & CO. LLC|5714
JAGX|JAGUAR HEALTH CMN|GSCS|GOLDMAN SACHS & CO. LLC|2890
JAGX|JAGUAR HEALTH CMN|GSLT|GOLDMAN SACHS & CO. LLC|7841
JAGX|JAGUAR HEALTH CMN|GTSZ|GTS SECURITIES LLC|2140
JAGX|JAGUAR HEALTH CMN|HRBF|American Enterprise Investment Services Inc.|5520
JAGX|JAGUAR HEALTH CMN|IATS|INTERACTIVE BROKERS LLC|28138
JAGX|JAGUAR HEALTH CMN|IBKR|Interactive Brokers Llc|199193
JAGX|JAGUAR HEALTH CMN|ICBX|INSTINET, LLC|9201
JAGX|JAGUAR HEALTH CMN|INCA|INSTINET, LLC|173503
JAGX|JAGUAR HEALTH CMN|INJX|INSTINET, LLC|4901
JAGX|JAGUAR HEALTH CMN|ITGI|ITG Inc.|13645
JAGX|JAGUAR HEALTH CMN|ITGP|ITG INC.|21600
JAGX|JAGUAR HEALTH CMN|JEFF|JEFFERIES LLC|22835
JAGX|JAGUAR HEALTH CMN|JMPT|JUMP TRADING, LLC|1940
JAGX|JAGUAR HEALTH CMN|JPMX|J.P. Morgan Securities LLC|15518
JAGX|JAGUAR HEALTH CMN|JSJX|JANE STREET CAPITAL LLC|3911
JAGX|JAGUAR HEALTH CMN|KCGM|VIRTU Americas LLC|8961
JAGX|JAGUAR HEALTH CMN|LEHM|Barclays Capital Inc./Le|142567
JAGX|JAGUAR HEALTH CMN|LGNT|COR CLEARING LLC|2
JAGX|JAGUAR HEALTH CMN|LIME|Lime Brokerage LLC|58115
JAGX|JAGUAR HEALTH CMN|LSCI|Lek Securities Corporation|9748
JAGX|JAGUAR HEALTH CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3819
JAGX|JAGUAR HEALTH CMN|MAXM|Maxim Group LLC|35544
JAGX|JAGUAR HEALTH CMN|MICA|Spartan Securities Group, Ltd.|17126
JAGX|JAGUAR HEALTH CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7252
JAGX|JAGUAR HEALTH CMN|MOTF|MOTIF INVESTING, INC.|49
JAGX|JAGUAR HEALTH CMN|MSCO|MORGAN STANLEY & CO. LLC|475109
JAGX|JAGUAR HEALTH CMN|MSPL|MORGAN STANLEY & CO. LLC|13900
JAGX|JAGUAR HEALTH CMN|MSTX|MORGAN STANLEY & CO. LLC|400
JAGX|JAGUAR HEALTH CMN|NFSC|National Financial Services LLC|361159
JAGX|JAGUAR HEALTH CMN|NITE|VIRTU Americas LLC|1233156
JAGX|JAGUAR HEALTH CMN|NITP|VIRTU Americas LLC|2500
JAGX|JAGUAR HEALTH CMN|NQRB|Brut, LLC|17770
JAGX|JAGUAR HEALTH CMN|OPCO|Oppenheimer & Co. Inc.|600
JAGX|JAGUAR HEALTH CMN|PCPT|PHILLIP CAPITAL INC.|4000
JAGX|JAGUAR HEALTH CMN|PDQM|CODA MARKETS, INC.|88039
JAGX|JAGUAR HEALTH CMN|PUMA|Puma Capital, Llc|3300
JAGX|JAGUAR HEALTH CMN|RAJA|Raymond James & Associates, Inc.|11002
JAGX|JAGUAR HEALTH CMN|RBCM|RBC CAPITAL MARKETS, LLC|832
JAGX|JAGUAR HEALTH CMN|SAGL|SAGETRADER, LLC|573
JAGX|JAGUAR HEALTH CMN|SBSH|Citigroup Global Markets Inc.|9732
JAGX|JAGUAR HEALTH CMN|SGMT|GOLDMAN SACHS & CO. LLC|6636
JAGX|JAGUAR HEALTH CMN|SOGO|Wang Investment Associates, Inc.|2500
JAGX|JAGUAR HEALTH CMN|SPDR|SPEEDROUTE LLC|30027
JAGX|JAGUAR HEALTH CMN|SPNT|SEVEN POINTS CAPITAL, LLC|300
JAGX|JAGUAR HEALTH CMN|SPTD|MINT GLOBAL MARKETS, INC.|3000
JAGX|JAGUAR HEALTH CMN|STFL|Stifel, Nicolaus & Company, Incorporated|300
JAGX|JAGUAR HEALTH CMN|STXG|Stockcross Financial Services, Inc.|500
JAGX|JAGUAR HEALTH CMN|SWIM|TD Ameritrade, Inc.|382205
JAGX|JAGUAR HEALTH CMN|TKNG|ALLY INVEST SECURITIES LLC|8256
JAGX|JAGUAR HEALTH CMN|TRCM|TRC MARKETS LLC|1500
JAGX|JAGUAR HEALTH CMN|TRWN|T.R. Winston & Company, LLC|73266
JAGX|JAGUAR HEALTH CMN|TWTT|TASTYWORKS, INC.|608
JAGX|JAGUAR HEALTH CMN|UBSA|UBS SECURITIES LLC|98968
JAGX|JAGUAR HEALTH CMN|UBSS|UBS Securities LLC|309003
JAGX|JAGUAR HEALTH CMN|VALX|VIRTU AMERICAS LLC|857
JAGX|JAGUAR HEALTH CMN|VERT|The Vertical Trading Group, LLC|100
JAGX|JAGUAR HEALTH CMN|VGRD|Vanguard Marketing Corporation|16079
JAGX|JAGUAR HEALTH CMN|VSIN|Vision Financial Markets Llc|55412
JAGX|JAGUAR HEALTH CMN|WABR|Wall Street Access|10030
JAGX|JAGUAR HEALTH CMN|WCHV|WELLS FARGO SECURITIES, LLC|4762
JAGX|JAGUAR HEALTH CMN|WDCO|Wilson-Davis & Co., Inc.|6000
JAGX|JAGUAR HEALTH CMN|WEDB|WEDBUSH SECURITIES INC.|12969
JAGX|JAGUAR HEALTH CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24528
JAGX|JAGUAR HEALTH CMN|WGIF|CIBC World Markets Inc.|14292
JAGX|JAGUAR HEALTH CMN|WSEA|WOLVERINE SECURITIES, LLC|49157
JAGX|JAGUAR HEALTH CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
JAGX|JAGUAR HEALTH CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|3441
JAGX|JAGUAR HEALTH CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|223
JAKK|JAKKS PACIFIC INC ##|ALTX|Alternet Securities Inc.|500
JAKK|JAKKS PACIFIC INC ##|APCC|Apex Clearing Corporation|421
JAKK|JAKKS PACIFIC INC ##|BBNT|BB&T SECURITIES, LLC|100
JAKK|JAKKS PACIFIC INC ##|BYXM|CBOE TRADING, INC.|300
JAKK|JAKKS PACIFIC INC ##|CHLM|Craig-Hallum Capital Group LLC|800
JAKK|JAKKS PACIFIC INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35886
JAKK|JAKKS PACIFIC INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
JAKK|JAKKS PACIFIC INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15626
JAKK|JAKKS PACIFIC INC ##|CTDL|Citadel Derivatives Group Llc|295
JAKK|JAKKS PACIFIC INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
JAKK|JAKKS PACIFIC INC ##|DBAB|Deutsche Bank Securities Inc.|15924
JAKK|JAKKS PACIFIC INC ##|DBAX|Deutsche Bank Securities Inc.|20200
JAKK|JAKKS PACIFIC INC ##|DEGS|RONIN PROFESSIONAL LLC|7618
JAKK|JAKKS PACIFIC INC ##|EBXL|EBX LLC|11400
JAKK|JAKKS PACIFIC INC ##|EDJO|Edward D. Jones & Co., L.P.|150
JAKK|JAKKS PACIFIC INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
JAKK|JAKKS PACIFIC INC ##|ETRS|E*Trade Securities LLC|46772
JAKK|JAKKS PACIFIC INC ##|FBCO|Credit Suisse Securities (USA) LLC|6354
JAKK|JAKKS PACIFIC INC ##|FILL|Tradestation Securities, Inc.|25
JAKK|JAKKS PACIFIC INC ##|FOMA|TD AMERITRADE CLEARING, INC.|78131
JAKK|JAKKS PACIFIC INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23771
JAKK|JAKKS PACIFIC INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|487
JAKK|JAKKS PACIFIC INC ##|GLPX|ACS EXECUTION SERVICES, LLC|200
JAKK|JAKKS PACIFIC INC ##|GSCO|GOLDMAN SACHS & CO. LLC|20210
JAKK|JAKKS PACIFIC INC ##|GSCS|GOLDMAN SACHS & CO. LLC|29781
JAKK|JAKKS PACIFIC INC ##|GSLT|GOLDMAN SACHS & CO. LLC|32226
JAKK|JAKKS PACIFIC INC ##|GTSZ|GTS SECURITIES LLC|1695
JAKK|JAKKS PACIFIC INC ##|IATS|INTERACTIVE BROKERS LLC|19412
JAKK|JAKKS PACIFIC INC ##|IBKR|Interactive Brokers Llc|51166
JAKK|JAKKS PACIFIC INC ##|ICBX|INSTINET, LLC|9066
JAKK|JAKKS PACIFIC INC ##|INCA|INSTINET, LLC|12008
JAKK|JAKKS PACIFIC INC ##|INJX|INSTINET, LLC|795
JAKK|JAKKS PACIFIC INC ##|ITGI|ITG Inc.|17040
JAKK|JAKKS PACIFIC INC ##|ITGP|ITG INC.|9400
JAKK|JAKKS PACIFIC INC ##|JEFF|JEFFERIES LLC|8736
JAKK|JAKKS PACIFIC INC ##|JPMX|J.P. Morgan Securities LLC|29128
JAKK|JAKKS PACIFIC INC ##|KCGM|VIRTU Americas LLC|8309
JAKK|JAKKS PACIFIC INC ##|LEHM|Barclays Capital Inc./Le|14774
JAKK|JAKKS PACIFIC INC ##|LIME|Lime Brokerage LLC|19613
JAKK|JAKKS PACIFIC INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19215
JAKK|JAKKS PACIFIC INC ##|MSCO|MORGAN STANLEY & CO. LLC|49494
JAKK|JAKKS PACIFIC INC ##|MSPL|MORGAN STANLEY & CO. LLC|10400
JAKK|JAKKS PACIFIC INC ##|NFSC|National Financial Services LLC|57685
JAKK|JAKKS PACIFIC INC ##|NITE|VIRTU Americas LLC|131609
JAKK|JAKKS PACIFIC INC ##|NQRB|Brut, LLC|100
JAKK|JAKKS PACIFIC INC ##|PDQM|CODA MARKETS, INC.|1907
JAKK|JAKKS PACIFIC INC ##|RAJA|Raymond James & Associates, Inc.|130
JAKK|JAKKS PACIFIC INC ##|RGLD|Regal Securities, Inc|1000
JAKK|JAKKS PACIFIC INC ##|RILY|B. RILEY FBR, INC.|27600
JAKK|JAKKS PACIFIC INC ##|SBSH|Citigroup Global Markets Inc.|52620
JAKK|JAKKS PACIFIC INC ##|SGMT|GOLDMAN SACHS & CO. LLC|5833
JAKK|JAKKS PACIFIC INC ##|SPDR|SPEEDROUTE LLC|3047
JAKK|JAKKS PACIFIC INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|242
JAKK|JAKKS PACIFIC INC ##|SWIM|TD Ameritrade, Inc.|13325
JAKK|JAKKS PACIFIC INC ##|SWST|Hilltop Securities Inc.|150
JAKK|JAKKS PACIFIC INC ##|TKNG|ALLY INVEST SECURITIES LLC|154
JAKK|JAKKS PACIFIC INC ##|TRBT|Tradebot Systems, Inc.|595
JAKK|JAKKS PACIFIC INC ##|TRCM|TRC MARKETS LLC|11852
JAKK|JAKKS PACIFIC INC ##|TWTT|TASTYWORKS, INC.|400
JAKK|JAKKS PACIFIC INC ##|UBSA|UBS SECURITIES LLC|52700
JAKK|JAKKS PACIFIC INC ##|UBSS|UBS Securities LLC|180192
JAKK|JAKKS PACIFIC INC ##|VALX|VIRTU AMERICAS LLC|1748
JAKK|JAKKS PACIFIC INC ##|WCHV|WELLS FARGO SECURITIES, LLC|49103
JAKK|JAKKS PACIFIC INC ##|WEED|Weeden & Co.L.P.|600
JAKK|JAKKS PACIFIC INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8859
JAKK|JAKKS PACIFIC INC ##|WSEA|WOLVERINE SECURITIES, LLC|27
JAKK|JAKKS PACIFIC INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
JAKK|JAKKS PACIFIC INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|85
JASN|JASON INDST CMN|ALTX|Alternet Securities Inc.|100
JASN|JASON INDST CMN|APCC|Apex Clearing Corporation|19
JASN|JASON INDST CMN|BTIG|BTIG, LLC|69201
JASN|JASON INDST CMN|CANT|Cantor Fitzgerald & Co.|147
JASN|JASON INDST CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6800
JASN|JASON INDST CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2063
JASN|JASON INDST CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
JASN|JASON INDST CMN|DBAB|Deutsche Bank Securities Inc.|13097
JASN|JASON INDST CMN|DBAX|Deutsche Bank Securities Inc.|1800
JASN|JASON INDST CMN|DEAN|MORGAN STANLEY|1500
JASN|JASON INDST CMN|DEGS|RONIN PROFESSIONAL LLC|6554
JASN|JASON INDST CMN|EBXL|EBX LLC|3900
JASN|JASON INDST CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
JASN|JASON INDST CMN|EGAM|CBOE TRADING, INC.|100
JASN|JASON INDST CMN|EGXM|CBOE TRADING, INC.|2800
JASN|JASON INDST CMN|EGXW|CBOE TRADING, INC.|172
JASN|JASON INDST CMN|ETBE|Electronic Transaction Clearing, Inc.|100
JASN|JASON INDST CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|140
JASN|JASON INDST CMN|ETRS|E*Trade Securities LLC|8143
JASN|JASON INDST CMN|FBCO|Credit Suisse Securities (USA) LLC|2497
JASN|JASON INDST CMN|FMAF|NBCN Inc./ CDS|2000
JASN|JASON INDST CMN|FOMA|TD AMERITRADE CLEARING, INC.|56782
JASN|JASON INDST CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1237
JASN|JASON INDST CMN|FTBR|Foliofn Investments, Inc.|146
JASN|JASON INDST CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|538
JASN|JASON INDST CMN|GSCO|GOLDMAN SACHS & CO. LLC|4016
JASN|JASON INDST CMN|GSCS|GOLDMAN SACHS & CO. LLC|13000
JASN|JASON INDST CMN|GTSZ|GTS SECURITIES LLC|2319
JASN|JASON INDST CMN|IATS|INTERACTIVE BROKERS LLC|500
JASN|JASON INDST CMN|IBKR|Interactive Brokers Llc|9833
JASN|JASON INDST CMN|ICBX|INSTINET, LLC|3900
JASN|JASON INDST CMN|INCA|INSTINET, LLC|60493
JASN|JASON INDST CMN|INJX|INSTINET, LLC|300
JASN|JASON INDST CMN|ITGI|ITG Inc.|2475
JASN|JASON INDST CMN|ITGP|ITG INC.|3400
JASN|JASON INDST CMN|JEFF|JEFFERIES LLC|200
JASN|JASON INDST CMN|JPMX|J.P. Morgan Securities LLC|30368
JASN|JASON INDST CMN|KCGM|VIRTU Americas LLC|500
JASN|JASON INDST CMN|LEHM|Barclays Capital Inc./Le|557
JASN|JASON INDST CMN|LIME|Lime Brokerage LLC|22372
JASN|JASON INDST CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
JASN|JASON INDST CMN|MOTF|MOTIF INVESTING, INC.|1
JASN|JASON INDST CMN|MSCO|MORGAN STANLEY & CO. LLC|53080
JASN|JASON INDST CMN|MSPL|MORGAN STANLEY & CO. LLC|12400
JASN|JASON INDST CMN|MSTX|MORGAN STANLEY & CO. LLC|2400
JASN|JASON INDST CMN|NFSC|National Financial Services LLC|23726
JASN|JASON INDST CMN|NITE|VIRTU Americas LLC|72442
JASN|JASON INDST CMN|NQRB|Brut, LLC|87
JASN|JASON INDST CMN|ROBT|Robotti & Company, LLC|660
JASN|JASON INDST CMN|SGMT|GOLDMAN SACHS & CO. LLC|1300
JASN|JASON INDST CMN|SPDR|SPEEDROUTE LLC|208
JASN|JASON INDST CMN|STFL|Stifel, Nicolaus & Company, Incorporated|8839
JASN|JASON INDST CMN|SWIM|TD Ameritrade, Inc.|25163
JASN|JASON INDST CMN|TRCM|TRC MARKETS LLC|12451
JASN|JASON INDST CMN|UBSA|UBS SECURITIES LLC|11982
JASN|JASON INDST CMN|UBSS|UBS Securities LLC|19952
JASN|JASON INDST CMN|VALX|VIRTU AMERICAS LLC|6
JASN|JASON INDST CMN|VGRD|Vanguard Marketing Corporation|2501
JASN|JASON INDST CMN|WSEA|WOLVERINE SECURITIES, LLC|723
JASN|JASON INDST CMN|XIST|INSTINET, LLC|400
JASNW|JASON INDUSTRIES WT|FOMA|TD AMERITRADE CLEARING, INC.|16100
JASNW|JASON INDUSTRIES WT|MSCO|MORGAN STANLEY & CO. LLC|197
JASNW|JASON INDUSTRIES WT|NFSC|National Financial Services LLC|20000
JASNW|JASON INDUSTRIES WT|NITE|VIRTU Americas LLC|69904
JASNW|JASON INDUSTRIES WT|STFL|Stifel, Nicolaus & Company, Incorporated|200
JASNW|JASON INDUSTRIES WT|WSEA|WOLVERINE SECURITIES, LLC|12973
JASO|JA SOLAR HOLDINGS|ALTX|Alternet Securities Inc.|5964
JASO|JA SOLAR HOLDINGS|APCC|Apex Clearing Corporation|9474
JASO|JA SOLAR HOLDINGS|BATM|CBOE TRADING, INC.|2022
JASO|JA SOLAR HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|6400
JASO|JA SOLAR HOLDINGS|BIAD|SAGETRADER, LLC|300
JASO|JA SOLAR HOLDINGS|BIMI|Banca IMI Securities Corp.|1827
JASO|JA SOLAR HOLDINGS|BLKX|INSTINET, LLC|66100
JASO|JA SOLAR HOLDINGS|CHAS|Charles Schwab & Co., Inc.|1093
JASO|JA SOLAR HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4300
JASO|JA SOLAR HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116686
JASO|JA SOLAR HOLDINGS|CTDL|Citadel Derivatives Group Llc|13344
JASO|JA SOLAR HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7640
JASO|JA SOLAR HOLDINGS|DBAB|Deutsche Bank Securities Inc.|89640
JASO|JA SOLAR HOLDINGS|DBAX|Deutsche Bank Securities Inc.|47900
JASO|JA SOLAR HOLDINGS|DEAN|MORGAN STANLEY|57
JASO|JA SOLAR HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
JASO|JA SOLAR HOLDINGS|EBXL|EBX LLC|53200
JASO|JA SOLAR HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|15944
JASO|JA SOLAR HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|20
JASO|JA SOLAR HOLDINGS|EGAM|CBOE TRADING, INC.|5042
JASO|JA SOLAR HOLDINGS|EGAW|CBOE TRADING, INC.|100
JASO|JA SOLAR HOLDINGS|EGXM|CBOE TRADING, INC.|4361
JASO|JA SOLAR HOLDINGS|EGXW|CBOE TRADING, INC.|200
JASO|JA SOLAR HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|1296
JASO|JA SOLAR HOLDINGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6464
JASO|JA SOLAR HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6124
JASO|JA SOLAR HOLDINGS|ETRS|E*Trade Securities LLC|42714
JASO|JA SOLAR HOLDINGS|FBCO|Credit Suisse Securities (USA) LLC|257060
JASO|JA SOLAR HOLDINGS|FILL|Tradestation Securities, Inc.|6300
JASO|JA SOLAR HOLDINGS|FMAF|NBCN Inc./ CDS|60
JASO|JA SOLAR HOLDINGS|FOMA|TD AMERITRADE CLEARING, INC.|118709
JASO|JA SOLAR HOLDINGS|FQLS|Quantlab Securities LP|23180
JASO|JA SOLAR HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115937
JASO|JA SOLAR HOLDINGS|FTBR|Foliofn Investments, Inc.|559
JASO|JA SOLAR HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|71718
JASO|JA SOLAR HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|13384
JASO|JA SOLAR HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|131977
JASO|JA SOLAR HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|24984
JASO|JA SOLAR HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|2953
JASO|JA SOLAR HOLDINGS|GTSZ|GTS SECURITIES LLC|1000
JASO|JA SOLAR HOLDINGS|HRBF|American Enterprise Investment Services Inc.|958
JASO|JA SOLAR HOLDINGS|HSBC|HSBC Securities, Inc.|568
JASO|JA SOLAR HOLDINGS|IATS|INTERACTIVE BROKERS LLC|46243
JASO|JA SOLAR HOLDINGS|IBKR|Interactive Brokers Llc|1600315
JASO|JA SOLAR HOLDINGS|ICBX|INSTINET, LLC|20768
JASO|JA SOLAR HOLDINGS|INCA|INSTINET, LLC|174557
JASO|JA SOLAR HOLDINGS|INJX|INSTINET, LLC|7900
JASO|JA SOLAR HOLDINGS|ITGI|ITG Inc.|376197
JASO|JA SOLAR HOLDINGS|ITGP|ITG INC.|165400
JASO|JA SOLAR HOLDINGS|JEFF|JEFFERIES LLC|2105
JASO|JA SOLAR HOLDINGS|JMPT|JUMP TRADING, LLC|3233
JASO|JA SOLAR HOLDINGS|JONE|JonesTrading|126200
JASO|JA SOLAR HOLDINGS|JPMX|J.P. Morgan Securities LLC|60266
JASO|JA SOLAR HOLDINGS|KCGM|VIRTU Americas LLC|44494
JASO|JA SOLAR HOLDINGS|LEHM|Barclays Capital Inc./Le|140302
JASO|JA SOLAR HOLDINGS|LGNT|COR CLEARING LLC|3800
JASO|JA SOLAR HOLDINGS|LIME|Lime Brokerage LLC|136368
JASO|JA SOLAR HOLDINGS|LSCI|Lek Securities Corporation|623
JASO|JA SOLAR HOLDINGS|LVMR|LIVERMORE TRADING GROUP, INC.|5536
JASO|JA SOLAR HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
JASO|JA SOLAR HOLDINGS|MAXM|Maxim Group LLC|23947
JASO|JA SOLAR HOLDINGS|MBTS|ALLY INVEST SECURITIES LLC|4014
JASO|JA SOLAR HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80826
JASO|JA SOLAR HOLDINGS|MOTF|MOTIF INVESTING, INC.|5
JASO|JA SOLAR HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|869861
JASO|JA SOLAR HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|150500
JASO|JA SOLAR HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|17000
JASO|JA SOLAR HOLDINGS|NFSC|National Financial Services LLC|224856
JASO|JA SOLAR HOLDINGS|NITE|VIRTU Americas LLC|402063
JASO|JA SOLAR HOLDINGS|NITP|VIRTU Americas LLC|1900
JASO|JA SOLAR HOLDINGS|NQRB|Brut, LLC|1800
JASO|JA SOLAR HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
JASO|JA SOLAR HOLDINGS|PDQM|CODA MARKETS, INC.|5570
JASO|JA SOLAR HOLDINGS|PICT|Pictet Overseas Inc.|19196
JASO|JA SOLAR HOLDINGS|PWJC|UBS Financial Services, Inc.|140
JASO|JA SOLAR HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|800
JASO|JA SOLAR HOLDINGS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|200
JASO|JA SOLAR HOLDINGS|SAGL|SAGETRADER, LLC|1500
JASO|JA SOLAR HOLDINGS|SBSH|Citigroup Global Markets Inc.|118219
JASO|JA SOLAR HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|85255
JASO|JA SOLAR HOLDINGS|SPDR|SPEEDROUTE LLC|25310
JASO|JA SOLAR HOLDINGS|SWIM|TD Ameritrade, Inc.|71758
JASO|JA SOLAR HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|822
JASO|JA SOLAR HOLDINGS|TRBT|Tradebot Systems, Inc.|87563
JASO|JA SOLAR HOLDINGS|TRCM|TRC MARKETS LLC|85566
JASO|JA SOLAR HOLDINGS|UBSA|UBS SECURITIES LLC|385062
JASO|JA SOLAR HOLDINGS|UBSS|UBS Securities LLC|203693
JASO|JA SOLAR HOLDINGS|VALX|VIRTU AMERICAS LLC|30971
JASO|JA SOLAR HOLDINGS|VGRD|Vanguard Marketing Corporation|9433
JASO|JA SOLAR HOLDINGS|WABR|Wall Street Access|12270
JASO|JA SOLAR HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|32035
JASO|JA SOLAR HOLDINGS|WEED|Weeden & Co.L.P.|72039
JASO|JA SOLAR HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|577
JASO|JA SOLAR HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79
JASO|JA SOLAR HOLDINGS|WGIF|CIBC World Markets Inc.|27765
JASO|JA SOLAR HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|569
JASO|JA SOLAR HOLDINGS|XIST|INSTINET, LLC|1128
JASO|JA SOLAR HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|14400
JASO|JA SOLAR HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
JASO|JA SOLAR HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|60
JAX|J. ALEXANDER'S HLDGS|APCC|Apex Clearing Corporation|18
JAX|J. ALEXANDER'S HLDGS|BATM|CBOE TRADING, INC.|100
JAX|J. ALEXANDER'S HLDGS|BAYC|BAY CREST PARTNERS, LLC|483
JAX|J. ALEXANDER'S HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|1204
JAX|J. ALEXANDER'S HLDGS|BTIG|BTIG, LLC|892
JAX|J. ALEXANDER'S HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|40
JAX|J. ALEXANDER'S HLDGS|CHAS|Charles Schwab & Co., Inc.|65
JAX|J. ALEXANDER'S HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2700
JAX|J. ALEXANDER'S HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6602
JAX|J. ALEXANDER'S HLDGS|CTDL|Citadel Derivatives Group Llc|296
JAX|J. ALEXANDER'S HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4492
JAX|J. ALEXANDER'S HLDGS|DAVA|Davenport & Company LLC|22
JAX|J. ALEXANDER'S HLDGS|DBAB|Deutsche Bank Securities Inc.|2565
JAX|J. ALEXANDER'S HLDGS|DBAX|Deutsche Bank Securities Inc.|4300
JAX|J. ALEXANDER'S HLDGS|DEAN|MORGAN STANLEY|2949
JAX|J. ALEXANDER'S HLDGS|DEGS|RONIN PROFESSIONAL LLC|1355
JAX|J. ALEXANDER'S HLDGS|EBXL|EBX LLC|1000
JAX|J. ALEXANDER'S HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|112
JAX|J. ALEXANDER'S HLDGS|EDJO|Edward D. Jones & Co., L.P.|37
JAX|J. ALEXANDER'S HLDGS|EGXM|CBOE TRADING, INC.|1
JAX|J. ALEXANDER'S HLDGS|ETRS|E*Trade Securities LLC|5412
JAX|J. ALEXANDER'S HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1460
JAX|J. ALEXANDER'S HLDGS|FTBR|Foliofn Investments, Inc.|5
JAX|J. ALEXANDER'S HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|9140
JAX|J. ALEXANDER'S HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|825
JAX|J. ALEXANDER'S HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|65
JAX|J. ALEXANDER'S HLDGS|GTSZ|GTS SECURITIES LLC|1492
JAX|J. ALEXANDER'S HLDGS|HRBF|American Enterprise Investment Services Inc.|20
JAX|J. ALEXANDER'S HLDGS|IBKR|Interactive Brokers Llc|2427
JAX|J. ALEXANDER'S HLDGS|ICBX|INSTINET, LLC|2000
JAX|J. ALEXANDER'S HLDGS|IEQY|CITADEL SECURITIES LLC|100
JAX|J. ALEXANDER'S HLDGS|INCA|INSTINET, LLC|4638
JAX|J. ALEXANDER'S HLDGS|INJX|INSTINET, LLC|793
JAX|J. ALEXANDER'S HLDGS|ITGI|ITG Inc.|14013
JAX|J. ALEXANDER'S HLDGS|ITGP|ITG INC.|21200
JAX|J. ALEXANDER'S HLDGS|JEFF|JEFFERIES LLC|6286
JAX|J. ALEXANDER'S HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|800
JAX|J. ALEXANDER'S HLDGS|JPMX|J.P. Morgan Securities LLC|29969
JAX|J. ALEXANDER'S HLDGS|KCGM|VIRTU Americas LLC|910
JAX|J. ALEXANDER'S HLDGS|LEHM|Barclays Capital Inc./Le|4616
JAX|J. ALEXANDER'S HLDGS|LIME|Lime Brokerage LLC|1554
JAX|J. ALEXANDER'S HLDGS|LQNA|LIQUIDNET, INC.|1700
JAX|J. ALEXANDER'S HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6080
JAX|J. ALEXANDER'S HLDGS|MSCO|MORGAN STANLEY & CO. LLC|12378
JAX|J. ALEXANDER'S HLDGS|MSPL|MORGAN STANLEY & CO. LLC|10900
JAX|J. ALEXANDER'S HLDGS|MSTX|MORGAN STANLEY & CO. LLC|1000
JAX|J. ALEXANDER'S HLDGS|NFSC|National Financial Services LLC|8451
JAX|J. ALEXANDER'S HLDGS|NITE|VIRTU Americas LLC|14992
JAX|J. ALEXANDER'S HLDGS|NQRB|Brut, LLC|100
JAX|J. ALEXANDER'S HLDGS|NTRC|Northern Trust Securities, Inc.|201
JAX|J. ALEXANDER'S HLDGS|OPCO|Oppenheimer & Co. Inc.|417
JAX|J. ALEXANDER'S HLDGS|PWJC|UBS Financial Services, Inc.|294
JAX|J. ALEXANDER'S HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|142
JAX|J. ALEXANDER'S HLDGS|SBSH|Citigroup Global Markets Inc.|5863
JAX|J. ALEXANDER'S HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|2428
JAX|J. ALEXANDER'S HLDGS|SPDR|SPEEDROUTE LLC|200
JAX|J. ALEXANDER'S HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|22
JAX|J. ALEXANDER'S HLDGS|SWIM|TD Ameritrade, Inc.|2
JAX|J. ALEXANDER'S HLDGS|SWST|Hilltop Securities Inc.|300
JAX|J. ALEXANDER'S HLDGS|TRBT|Tradebot Systems, Inc.|1814
JAX|J. ALEXANDER'S HLDGS|TRCM|TRC MARKETS LLC|760
JAX|J. ALEXANDER'S HLDGS|UBSA|UBS SECURITIES LLC|26322
JAX|J. ALEXANDER'S HLDGS|UBSS|UBS Securities LLC|16436
JAX|J. ALEXANDER'S HLDGS|VALX|VIRTU AMERICAS LLC|544
JAX|J. ALEXANDER'S HLDGS|VGRD|Vanguard Marketing Corporation|796
JAX|J. ALEXANDER'S HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|1082
JAX|J. ALEXANDER'S HLDGS|WEED|Weeden & Co.L.P.|1700
JAX|J. ALEXANDER'S HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1563
JAX|J. ALEXANDER'S HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2116
JAX|J. ALEXANDER'S HLDGS|WSEA|WOLVERINE SECURITIES, LLC|795
JAX|J. ALEXANDER'S HLDGS|XIST|INSTINET, LLC|200
JAX|J. ALEXANDER'S HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
JAX|J. ALEXANDER'S HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42
JAZZ|JAZZ PHARMA PLC|AGIS|Aegis Capital Corp.|100
JAZZ|JAZZ PHARMA PLC|ALTX|Alternet Securities Inc.|4070
JAZZ|JAZZ PHARMA PLC|APCC|Apex Clearing Corporation|154
JAZZ|JAZZ PHARMA PLC|BANK|Primevest Financial Services, Inc.|103
JAZZ|JAZZ PHARMA PLC|BARD|Robert W. Baird & Co. Incorporated|2666
JAZZ|JAZZ PHARMA PLC|BATM|CBOE TRADING, INC.|13984
JAZZ|JAZZ PHARMA PLC|BAYC|BAY CREST PARTNERS, LLC|1653
JAZZ|JAZZ PHARMA PLC|BAYT|BTIG, LLC|200
JAZZ|JAZZ PHARMA PLC|BBNT|BB&T SECURITIES, LLC|548
JAZZ|JAZZ PHARMA PLC|BERN|Sanford C. Bernstein & Co., LLC|34038
JAZZ|JAZZ PHARMA PLC|BIDS|BIDS TRADING L.P.|9000
JAZZ|JAZZ PHARMA PLC|BIMI|Banca IMI Securities Corp.|560
JAZZ|JAZZ PHARMA PLC|BKCM|BNY Mellon Capital Markets LLC|56
JAZZ|JAZZ PHARMA PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2120
JAZZ|JAZZ PHARMA PLC|BLKX|INSTINET, LLC|224660
JAZZ|JAZZ PHARMA PLC|BMOC|BMO Capital Markets Corp.|7420
JAZZ|JAZZ PHARMA PLC|BNCH|The Benchmark Company, LLC|500
JAZZ|JAZZ PHARMA PLC|BNPX|BNP PARIBAS SECURITIES CORP.|20426
JAZZ|JAZZ PHARMA PLC|BTIG|BTIG, LLC|65872
JAZZ|JAZZ PHARMA PLC|BYXM|CBOE TRADING, INC.|2213
JAZZ|JAZZ PHARMA PLC|CANT|Cantor Fitzgerald & Co.|1182
JAZZ|JAZZ PHARMA PLC|CHAS|Charles Schwab & Co., Inc.|458
JAZZ|JAZZ PHARMA PLC|CIST|Capital Institutional Services, Inc.|4372
JAZZ|JAZZ PHARMA PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|141716
JAZZ|JAZZ PHARMA PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2081
JAZZ|JAZZ PHARMA PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|335654
JAZZ|JAZZ PHARMA PLC|CTDL|Citadel Derivatives Group Llc|14023
JAZZ|JAZZ PHARMA PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|23180
JAZZ|JAZZ PHARMA PLC|DADA|D.A. Davidson & Co.|10
JAZZ|JAZZ PHARMA PLC|DBAB|Deutsche Bank Securities Inc.|542677
JAZZ|JAZZ PHARMA PLC|DBAX|Deutsche Bank Securities Inc.|140900
JAZZ|JAZZ PHARMA PLC|DBUL|Deutsche Bank Securities Inc.|389
JAZZ|JAZZ PHARMA PLC|DCHF|Dart Executions, LLC|300
JAZZ|JAZZ PHARMA PLC|DEAN|MORGAN STANLEY|15735
JAZZ|JAZZ PHARMA PLC|DEGS|RONIN PROFESSIONAL LLC|200
JAZZ|JAZZ PHARMA PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11939
JAZZ|JAZZ PHARMA PLC|DRWK|DRW SECURITIES, L.L.C.|12121
JAZZ|JAZZ PHARMA PLC|EBXL|EBX LLC|110100
JAZZ|JAZZ PHARMA PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13585
JAZZ|JAZZ PHARMA PLC|EDJO|Edward D. Jones & Co., L.P.|292
JAZZ|JAZZ PHARMA PLC|EGAM|CBOE TRADING, INC.|8773
JAZZ|JAZZ PHARMA PLC|EGAW|CBOE TRADING, INC.|78
JAZZ|JAZZ PHARMA PLC|EGMT|EG MARKET TECHNOLOGIES LLC|3378
JAZZ|JAZZ PHARMA PLC|EGXM|CBOE TRADING, INC.|742
JAZZ|JAZZ PHARMA PLC|ESPO|ESPOSITO SECURITIES, LLC|22
JAZZ|JAZZ PHARMA PLC|ETBE|Electronic Transaction Clearing, Inc.|29668
JAZZ|JAZZ PHARMA PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5072
JAZZ|JAZZ PHARMA PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41442
JAZZ|JAZZ PHARMA PLC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|380
JAZZ|JAZZ PHARMA PLC|ETRS|E*Trade Securities LLC|181665
JAZZ|JAZZ PHARMA PLC|FBCO|Credit Suisse Securities (USA) LLC|438039
JAZZ|JAZZ PHARMA PLC|FBSB|U.S. Bancorp Investments, Inc.|216
JAZZ|JAZZ PHARMA PLC|FILL|Tradestation Securities, Inc.|1747
JAZZ|JAZZ PHARMA PLC|FMAF|NBCN Inc./ CDS|558
JAZZ|JAZZ PHARMA PLC|FOMA|TD AMERITRADE CLEARING, INC.|77878
JAZZ|JAZZ PHARMA PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|249
JAZZ|JAZZ PHARMA PLC|FQLS|Quantlab Securities LP|260172
JAZZ|JAZZ PHARMA PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142855
JAZZ|JAZZ PHARMA PLC|FTBR|Foliofn Investments, Inc.|1172
JAZZ|JAZZ PHARMA PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|29407
JAZZ|JAZZ PHARMA PLC|GLPX|ACS EXECUTION SERVICES, LLC|44299
JAZZ|JAZZ PHARMA PLC|GSCO|GOLDMAN SACHS & CO. LLC|1221075
JAZZ|JAZZ PHARMA PLC|GSCS|GOLDMAN SACHS & CO. LLC|29227
JAZZ|JAZZ PHARMA PLC|GSLT|GOLDMAN SACHS & CO. LLC|1224
JAZZ|JAZZ PHARMA PLC|GTSZ|GTS SECURITIES LLC|64787
JAZZ|JAZZ PHARMA PLC|HAPX|HAP Trading, LLC|803
JAZZ|JAZZ PHARMA PLC|HRBF|American Enterprise Investment Services Inc.|1865
JAZZ|JAZZ PHARMA PLC|HSBC|HSBC Securities, Inc.|2486
JAZZ|JAZZ PHARMA PLC|IATS|INTERACTIVE BROKERS LLC|8091
JAZZ|JAZZ PHARMA PLC|IBKR|Interactive Brokers Llc|53741
JAZZ|JAZZ PHARMA PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|530
JAZZ|JAZZ PHARMA PLC|ICBX|INSTINET, LLC|39102
JAZZ|JAZZ PHARMA PLC|IEQY|CITADEL SECURITIES LLC|47490
JAZZ|JAZZ PHARMA PLC|INCA|INSTINET, LLC|374040
JAZZ|JAZZ PHARMA PLC|INJX|INSTINET, LLC|31730
JAZZ|JAZZ PHARMA PLC|ITGI|ITG Inc.|170630
JAZZ|JAZZ PHARMA PLC|ITGP|ITG INC.|262800
JAZZ|JAZZ PHARMA PLC|JANY|Janney Montgomery Scott Inc.|150
JAZZ|JAZZ PHARMA PLC|JEFF|JEFFERIES LLC|198887
JAZZ|JAZZ PHARMA PLC|JMPT|JUMP TRADING, LLC|39225
JAZZ|JAZZ PHARMA PLC|JONE|JonesTrading|127946
JAZZ|JAZZ PHARMA PLC|JPBX|J.P. MORGAN SECURITIES LLC|37631
JAZZ|JAZZ PHARMA PLC|JPMX|J.P. Morgan Securities LLC|483622
JAZZ|JAZZ PHARMA PLC|JSJX|JANE STREET CAPITAL LLC|4929
JAZZ|JAZZ PHARMA PLC|KCGM|VIRTU Americas LLC|23517
JAZZ|JAZZ PHARMA PLC|LEER|LEERINK PARTNERS LLC|831
JAZZ|JAZZ PHARMA PLC|LEHM|Barclays Capital Inc./Le|1227694
JAZZ|JAZZ PHARMA PLC|LIME|Lime Brokerage LLC|154159
JAZZ|JAZZ PHARMA PLC|LMGP|LIME BROKERAGE LLC|4400
JAZZ|JAZZ PHARMA PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|122370
JAZZ|JAZZ PHARMA PLC|LOOP|Loop Capital Markets LLC|9368
JAZZ|JAZZ PHARMA PLC|LQNA|LIQUIDNET, INC.|137400
JAZZ|JAZZ PHARMA PLC|LSCI|Lek Securities Corporation|813
JAZZ|JAZZ PHARMA PLC|LVMR|LIVERMORE TRADING GROUP, INC.|1300
JAZZ|JAZZ PHARMA PLC|MACC|Mid Atlantic Capital Corporation|1864
JAZZ|JAZZ PHARMA PLC|MACQ|Macquarie Capital (USA) Inc.|5354
JAZZ|JAZZ PHARMA PLC|MAXM|Maxim Group LLC|15933
JAZZ|JAZZ PHARMA PLC|MBTS|ALLY INVEST SECURITIES LLC|288
JAZZ|JAZZ PHARMA PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76414
JAZZ|JAZZ PHARMA PLC|MOTF|MOTIF INVESTING, INC.|4
JAZZ|JAZZ PHARMA PLC|MSCO|MORGAN STANLEY & CO. LLC|2159418
JAZZ|JAZZ PHARMA PLC|MSPL|MORGAN STANLEY & CO. LLC|152500
JAZZ|JAZZ PHARMA PLC|MSTX|MORGAN STANLEY & CO. LLC|60000
JAZZ|JAZZ PHARMA PLC|MZHO|Mizuho Securities USA LLC|6800
JAZZ|JAZZ PHARMA PLC|NFSC|National Financial Services LLC|142332
JAZZ|JAZZ PHARMA PLC|NITE|VIRTU Americas LLC|303986
JAZZ|JAZZ PHARMA PLC|NITP|VIRTU Americas LLC|2788
JAZZ|JAZZ PHARMA PLC|NMRA|Nomura Securities International, Inc.|602
JAZZ|JAZZ PHARMA PLC|NQRB|Brut, LLC|9329
JAZZ|JAZZ PHARMA PLC|NTFN|Network 1 Financial Securities Inc.|1500
JAZZ|JAZZ PHARMA PLC|NTRC|Northern Trust Securities, Inc.|50
JAZZ|JAZZ PHARMA PLC|OPCO|Oppenheimer & Co. Inc.|37583
JAZZ|JAZZ PHARMA PLC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6424
JAZZ|JAZZ PHARMA PLC|PDQM|CODA MARKETS, INC.|116037
JAZZ|JAZZ PHARMA PLC|PHLY|NASDAQ Execution Services, LLC|2400
JAZZ|JAZZ PHARMA PLC|PIPR|Piper Jaffray & Co.|1350
JAZZ|JAZZ PHARMA PLC|PWJC|UBS Financial Services, Inc.|2999
JAZZ|JAZZ PHARMA PLC|QMSR|QUATTRO M SECURITIES INC.|29629
JAZZ|JAZZ PHARMA PLC|RAJA|Raymond James & Associates, Inc.|16290
JAZZ|JAZZ PHARMA PLC|RBCM|RBC CAPITAL MARKETS, LLC|9002
JAZZ|JAZZ PHARMA PLC|RHCO|Suntrust Robinson Humphrey, Inc.|265349
JAZZ|JAZZ PHARMA PLC|SAGL|SAGETRADER, LLC|37939
JAZZ|JAZZ PHARMA PLC|SALI|INTL FCSTONE FINANCIAL INC.|675
JAZZ|JAZZ PHARMA PLC|SBSH|Citigroup Global Markets Inc.|308532
JAZZ|JAZZ PHARMA PLC|SEIC|SEI Investments Distribution Co.|1045
JAZZ|JAZZ PHARMA PLC|SGMT|GOLDMAN SACHS & CO. LLC|72704
JAZZ|JAZZ PHARMA PLC|SPDR|SPEEDROUTE LLC|6883
JAZZ|JAZZ PHARMA PLC|SPHN|Stephens Inc.|793
JAZZ|JAZZ PHARMA PLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|410
JAZZ|JAZZ PHARMA PLC|STFL|Stifel, Nicolaus & Company, Incorporated|8185
JAZZ|JAZZ PHARMA PLC|STKP|STOCKPILE INVESTMENTS, INC.|2
JAZZ|JAZZ PHARMA PLC|STXG|Stockcross Financial Services, Inc.|2
JAZZ|JAZZ PHARMA PLC|SWIM|TD Ameritrade, Inc.|21172
JAZZ|JAZZ PHARMA PLC|SWST|Hilltop Securities Inc.|2612
JAZZ|JAZZ PHARMA PLC|TAGC|TELSEY ADVISORY GROUP LLC|202
JAZZ|JAZZ PHARMA PLC|TKNG|ALLY INVEST SECURITIES LLC|974
JAZZ|JAZZ PHARMA PLC|TRBT|Tradebot Systems, Inc.|195519
JAZZ|JAZZ PHARMA PLC|TRCM|TRC MARKETS LLC|76630
JAZZ|JAZZ PHARMA PLC|TWTT|TASTYWORKS, INC.|2652
JAZZ|JAZZ PHARMA PLC|UBSA|UBS SECURITIES LLC|510647
JAZZ|JAZZ PHARMA PLC|UBSS|UBS Securities LLC|1677471
JAZZ|JAZZ PHARMA PLC|VALX|VIRTU AMERICAS LLC|15632
JAZZ|JAZZ PHARMA PLC|VGRD|Vanguard Marketing Corporation|1235
JAZZ|JAZZ PHARMA PLC|VNDM|Wall Street Access|8800
JAZZ|JAZZ PHARMA PLC|WABR|Wall Street Access|1850
JAZZ|JAZZ PHARMA PLC|WAIN|H.C. Wainwright & Co., Inc.|400
JAZZ|JAZZ PHARMA PLC|WBLR|WILLIAM BLAIR|64
JAZZ|JAZZ PHARMA PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|1642
JAZZ|JAZZ PHARMA PLC|WCHV|WELLS FARGO SECURITIES, LLC|44185
JAZZ|JAZZ PHARMA PLC|WDNX|WEEDEN & CO.L.P.|878
JAZZ|JAZZ PHARMA PLC|WEDB|WEDBUSH SECURITIES INC.|23
JAZZ|JAZZ PHARMA PLC|WEED|Weeden & Co.L.P.|324344
JAZZ|JAZZ PHARMA PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2690
JAZZ|JAZZ PHARMA PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15035
JAZZ|JAZZ PHARMA PLC|WGIF|CIBC World Markets Inc.|1572
JAZZ|JAZZ PHARMA PLC|WHOT|JUST2TRADE, INC.|30
JAZZ|JAZZ PHARMA PLC|WSEA|WOLVERINE SECURITIES, LLC|2262
JAZZ|JAZZ PHARMA PLC|XIST|INSTINET, LLC|6800
JAZZ|JAZZ PHARMA PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15690
JAZZ|JAZZ PHARMA PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|19264
JAZZ|JAZZ PHARMA PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2684
JBGS|JBG SMITH PROPERTIES|ALTX|Alternet Securities Inc.|8709
JBGS|JBG SMITH PROPERTIES|ANOS|ABEL/NOSER, L.L.C.|204
JBGS|JBG SMITH PROPERTIES|APCC|Apex Clearing Corporation|15
JBGS|JBG SMITH PROPERTIES|BANK|Primevest Financial Services, Inc.|7
JBGS|JBG SMITH PROPERTIES|BARD|Robert W. Baird & Co. Incorporated|23
JBGS|JBG SMITH PROPERTIES|BATM|CBOE TRADING, INC.|5985
JBGS|JBG SMITH PROPERTIES|BAYC|BAY CREST PARTNERS, LLC|286
JBGS|JBG SMITH PROPERTIES|BBNT|BB&T SECURITIES, LLC|100
JBGS|JBG SMITH PROPERTIES|BERN|Sanford C. Bernstein & Co., LLC|44678
JBGS|JBG SMITH PROPERTIES|BIDS|BIDS TRADING L.P.|13962
JBGS|JBG SMITH PROPERTIES|BKCM|BNY Mellon Capital Markets LLC|15344
JBGS|JBG SMITH PROPERTIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5701
JBGS|JBG SMITH PROPERTIES|BLKX|INSTINET, LLC|88630
JBGS|JBG SMITH PROPERTIES|BNPX|BNP PARIBAS SECURITIES CORP.|21195
JBGS|JBG SMITH PROPERTIES|BRVL|BLAYLOCK VAN, LLC|1000
JBGS|JBG SMITH PROPERTIES|BTIG|BTIG, LLC|35745
JBGS|JBG SMITH PROPERTIES|BYXM|CBOE TRADING, INC.|645
JBGS|JBG SMITH PROPERTIES|CANT|Cantor Fitzgerald & Co.|104
JBGS|JBG SMITH PROPERTIES|CHAS|Charles Schwab & Co., Inc.|1785
JBGS|JBG SMITH PROPERTIES|CIST|Capital Institutional Services, Inc.|5584
JBGS|JBG SMITH PROPERTIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32415
JBGS|JBG SMITH PROPERTIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2120
JBGS|JBG SMITH PROPERTIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5492
JBGS|JBG SMITH PROPERTIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155664
JBGS|JBG SMITH PROPERTIES|CTDL|Citadel Derivatives Group Llc|10734
JBGS|JBG SMITH PROPERTIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|34518
JBGS|JBG SMITH PROPERTIES|DBAB|Deutsche Bank Securities Inc.|208555
JBGS|JBG SMITH PROPERTIES|DBAX|Deutsche Bank Securities Inc.|179400
JBGS|JBG SMITH PROPERTIES|DEAN|MORGAN STANLEY|3466
JBGS|JBG SMITH PROPERTIES|DEGS|RONIN PROFESSIONAL LLC|3044
JBGS|JBG SMITH PROPERTIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
JBGS|JBG SMITH PROPERTIES|DREX|Drexel Hamilton, LLC|62
JBGS|JBG SMITH PROPERTIES|EBXL|EBX LLC|108800
JBGS|JBG SMITH PROPERTIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|2652
JBGS|JBG SMITH PROPERTIES|EDJO|Edward D. Jones & Co., L.P.|36
JBGS|JBG SMITH PROPERTIES|EGAM|CBOE TRADING, INC.|11597
JBGS|JBG SMITH PROPERTIES|EGAW|CBOE TRADING, INC.|127
JBGS|JBG SMITH PROPERTIES|EGMT|EG MARKET TECHNOLOGIES LLC|323
JBGS|JBG SMITH PROPERTIES|EGXM|CBOE TRADING, INC.|1051
JBGS|JBG SMITH PROPERTIES|ETBE|Electronic Transaction Clearing, Inc.|9182
JBGS|JBG SMITH PROPERTIES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2300
JBGS|JBG SMITH PROPERTIES|ETCC|Electronic Transaction Clearing, Inc.|100
JBGS|JBG SMITH PROPERTIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12556
JBGS|JBG SMITH PROPERTIES|ETRS|E*Trade Securities LLC|2663
JBGS|JBG SMITH PROPERTIES|FBRC|B. RILEY FBR, INC.|14099
JBGS|JBG SMITH PROPERTIES|FILL|Tradestation Securities, Inc.|100
JBGS|JBG SMITH PROPERTIES|FMAF|NBCN Inc./ CDS|809
JBGS|JBG SMITH PROPERTIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18815
JBGS|JBG SMITH PROPERTIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|191484
JBGS|JBG SMITH PROPERTIES|FTBR|Foliofn Investments, Inc.|24
JBGS|JBG SMITH PROPERTIES|GEBB|GLOBAL EXECUTION BROKERS, LP|1022
JBGS|JBG SMITH PROPERTIES|GLPX|ACS EXECUTION SERVICES, LLC|17968
JBGS|JBG SMITH PROPERTIES|GNAV|GREEN STREET TRADING, LLC|5473
JBGS|JBG SMITH PROPERTIES|GSCO|GOLDMAN SACHS & CO. LLC|538138
JBGS|JBG SMITH PROPERTIES|GSCS|GOLDMAN SACHS & CO. LLC|3770
JBGS|JBG SMITH PROPERTIES|GSLT|GOLDMAN SACHS & CO. LLC|1685
JBGS|JBG SMITH PROPERTIES|GTSZ|GTS SECURITIES LLC|41764
JBGS|JBG SMITH PROPERTIES|HRBF|American Enterprise Investment Services Inc.|146
JBGS|JBG SMITH PROPERTIES|HSBC|HSBC Securities, Inc.|500
JBGS|JBG SMITH PROPERTIES|IATS|INTERACTIVE BROKERS LLC|1120
JBGS|JBG SMITH PROPERTIES|IBKR|Interactive Brokers Llc|5806
JBGS|JBG SMITH PROPERTIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|257
JBGS|JBG SMITH PROPERTIES|ICBX|INSTINET, LLC|24000
JBGS|JBG SMITH PROPERTIES|IEQY|CITADEL SECURITIES LLC|62553
JBGS|JBG SMITH PROPERTIES|INCA|INSTINET, LLC|105827
JBGS|JBG SMITH PROPERTIES|INJX|INSTINET, LLC|358
JBGS|JBG SMITH PROPERTIES|ITGI|ITG Inc.|55094
JBGS|JBG SMITH PROPERTIES|ITGP|ITG INC.|124400
JBGS|JBG SMITH PROPERTIES|JANY|Janney Montgomery Scott Inc.|1337
JBGS|JBG SMITH PROPERTIES|JEFF|JEFFERIES LLC|80841
JBGS|JBG SMITH PROPERTIES|JMPT|JUMP TRADING, LLC|30549
JBGS|JBG SMITH PROPERTIES|JPBX|J.P. MORGAN SECURITIES LLC|48988
JBGS|JBG SMITH PROPERTIES|JPMX|J.P. Morgan Securities LLC|258104
JBGS|JBG SMITH PROPERTIES|JSJX|JANE STREET CAPITAL LLC|5757
JBGS|JBG SMITH PROPERTIES|KCGM|VIRTU Americas LLC|14387
JBGS|JBG SMITH PROPERTIES|LEHM|Barclays Capital Inc./Le|285727
JBGS|JBG SMITH PROPERTIES|LIME|Lime Brokerage LLC|13654
JBGS|JBG SMITH PROPERTIES|LMNX|LUMINEX TRADING & ANALYTICS LLC|370000
JBGS|JBG SMITH PROPERTIES|LOOP|Loop Capital Markets LLC|200
JBGS|JBG SMITH PROPERTIES|LQNA|LIQUIDNET, INC.|5000
JBGS|JBG SMITH PROPERTIES|LQNB|LIQUIDNET, INC.|8200
JBGS|JBG SMITH PROPERTIES|LSCI|Lek Securities Corporation|3
JBGS|JBG SMITH PROPERTIES|MACQ|Macquarie Capital (USA) Inc.|7872
JBGS|JBG SMITH PROPERTIES|MKMP|MKM Partners LLC|5000
JBGS|JBG SMITH PROPERTIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77632
JBGS|JBG SMITH PROPERTIES|MOTF|MOTIF INVESTING, INC.|11
JBGS|JBG SMITH PROPERTIES|MSCO|MORGAN STANLEY & CO. LLC|2578785
JBGS|JBG SMITH PROPERTIES|MSPL|MORGAN STANLEY & CO. LLC|153700
JBGS|JBG SMITH PROPERTIES|MSTX|MORGAN STANLEY & CO. LLC|81400
JBGS|JBG SMITH PROPERTIES|NEUB|NEUBERGER BERMAN BD LLC|153
JBGS|JBG SMITH PROPERTIES|NFSC|National Financial Services LLC|20685
JBGS|JBG SMITH PROPERTIES|NITE|VIRTU Americas LLC|83644
JBGS|JBG SMITH PROPERTIES|NITP|VIRTU Americas LLC|300
JBGS|JBG SMITH PROPERTIES|NQRB|Brut, LLC|2916
JBGS|JBG SMITH PROPERTIES|OPCO|Oppenheimer & Co. Inc.|799
JBGS|JBG SMITH PROPERTIES|PDQM|CODA MARKETS, INC.|38650
JBGS|JBG SMITH PROPERTIES|PWJC|UBS Financial Services, Inc.|2889
JBGS|JBG SMITH PROPERTIES|QMSR|QUATTRO M SECURITIES INC.|3361
JBGS|JBG SMITH PROPERTIES|RBCM|RBC CAPITAL MARKETS, LLC|1332
JBGS|JBG SMITH PROPERTIES|SAGL|SAGETRADER, LLC|400
JBGS|JBG SMITH PROPERTIES|SBSH|Citigroup Global Markets Inc.|55049
JBGS|JBG SMITH PROPERTIES|SGMT|GOLDMAN SACHS & CO. LLC|66359
JBGS|JBG SMITH PROPERTIES|SPDR|SPEEDROUTE LLC|4100
JBGS|JBG SMITH PROPERTIES|SPHN|Stephens Inc.|71
JBGS|JBG SMITH PROPERTIES|STFL|Stifel, Nicolaus & Company, Incorporated|712
JBGS|JBG SMITH PROPERTIES|STKP|STOCKPILE INVESTMENTS, INC.|14
JBGS|JBG SMITH PROPERTIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5310
JBGS|JBG SMITH PROPERTIES|SWIM|TD Ameritrade, Inc.|3574
JBGS|JBG SMITH PROPERTIES|TKNG|ALLY INVEST SECURITIES LLC|396
JBGS|JBG SMITH PROPERTIES|TRBT|Tradebot Systems, Inc.|141518
JBGS|JBG SMITH PROPERTIES|TRCM|TRC MARKETS LLC|49438
JBGS|JBG SMITH PROPERTIES|TWTT|TASTYWORKS, INC.|200
JBGS|JBG SMITH PROPERTIES|UBSA|UBS SECURITIES LLC|291312
JBGS|JBG SMITH PROPERTIES|UBSS|UBS Securities LLC|415002
JBGS|JBG SMITH PROPERTIES|VALX|VIRTU AMERICAS LLC|10602
JBGS|JBG SMITH PROPERTIES|VGRD|Vanguard Marketing Corporation|2518
JBGS|JBG SMITH PROPERTIES|WBPX|SUMMIT SECURITIES GROUP, LLC|337
JBGS|JBG SMITH PROPERTIES|WCHV|WELLS FARGO SECURITIES, LLC|27947
JBGS|JBG SMITH PROPERTIES|WDNX|WEEDEN & CO.L.P.|854
JBGS|JBG SMITH PROPERTIES|WEED|Weeden & Co.L.P.|9084
JBGS|JBG SMITH PROPERTIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1214
JBGS|JBG SMITH PROPERTIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18630
JBGS|JBG SMITH PROPERTIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|166
JBGS|JBG SMITH PROPERTIES|WSEA|WOLVERINE SECURITIES, LLC|381
JBGS|JBG SMITH PROPERTIES|XIST|INSTINET, LLC|19548
JBGS|JBG SMITH PROPERTIES|XPQR|Jump Trading|3587
JBGS|JBG SMITH PROPERTIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|38406
JBGS|JBG SMITH PROPERTIES|YKNA|COMHAR CAPITAL MARKETS, LLC|102
JBGS|JBG SMITH PROPERTIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|207
JBHT|J B HUNT TRANSPORT|ABLE|NATIXIS Securities Americas LLC|14481
JBHT|J B HUNT TRANSPORT|ADAM|CANACCORD GENUITY INC.|2445
JBHT|J B HUNT TRANSPORT|ALTX|Alternet Securities Inc.|1369
JBHT|J B HUNT TRANSPORT|ANOS|ABEL/NOSER, L.L.C.|292
JBHT|J B HUNT TRANSPORT|APCC|Apex Clearing Corporation|101
JBHT|J B HUNT TRANSPORT|BANK|Primevest Financial Services, Inc.|128
JBHT|J B HUNT TRANSPORT|BARD|Robert W. Baird & Co. Incorporated|1264
JBHT|J B HUNT TRANSPORT|BATM|CBOE TRADING, INC.|7808
JBHT|J B HUNT TRANSPORT|BAYC|BAY CREST PARTNERS, LLC|5039
JBHT|J B HUNT TRANSPORT|BAYT|BTIG, LLC|85500
JBHT|J B HUNT TRANSPORT|BBNT|BB&T SECURITIES, LLC|70
JBHT|J B HUNT TRANSPORT|BERN|Sanford C. Bernstein & Co., LLC|45854
JBHT|J B HUNT TRANSPORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2716
JBHT|J B HUNT TRANSPORT|BMOC|BMO Capital Markets Corp.|22085
JBHT|J B HUNT TRANSPORT|BNPX|BNP PARIBAS SECURITIES CORP.|169738
JBHT|J B HUNT TRANSPORT|BTIG|BTIG, LLC|15540
JBHT|J B HUNT TRANSPORT|BYXM|CBOE TRADING, INC.|2395
JBHT|J B HUNT TRANSPORT|BZYD|GOLDMAN SACHS & CO. LLC|577
JBHT|J B HUNT TRANSPORT|CANT|Cantor Fitzgerald & Co.|368
JBHT|J B HUNT TRANSPORT|CHAS|Charles Schwab & Co., Inc.|823
JBHT|J B HUNT TRANSPORT|CIBP|CIBC World Markets Corp.|5039
JBHT|J B HUNT TRANSPORT|CIOI|CITIGROUP GLOBAL MARKETS INC|12000
JBHT|J B HUNT TRANSPORT|CIST|Capital Institutional Services, Inc.|1082
JBHT|J B HUNT TRANSPORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87049
JBHT|J B HUNT TRANSPORT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|681
JBHT|J B HUNT TRANSPORT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
JBHT|J B HUNT TRANSPORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|301540
JBHT|J B HUNT TRANSPORT|CTDL|Citadel Derivatives Group Llc|25640
JBHT|J B HUNT TRANSPORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|24622
JBHT|J B HUNT TRANSPORT|DBAB|Deutsche Bank Securities Inc.|601641
JBHT|J B HUNT TRANSPORT|DBAX|Deutsche Bank Securities Inc.|134500
JBHT|J B HUNT TRANSPORT|DBUL|Deutsche Bank Securities Inc.|6977
JBHT|J B HUNT TRANSPORT|DEAN|MORGAN STANLEY|4611
JBHT|J B HUNT TRANSPORT|DEGS|RONIN PROFESSIONAL LLC|728
JBHT|J B HUNT TRANSPORT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35240
JBHT|J B HUNT TRANSPORT|DRWK|DRW SECURITIES, L.L.C.|39474
JBHT|J B HUNT TRANSPORT|EBXL|EBX LLC|76600
JBHT|J B HUNT TRANSPORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|3369
JBHT|J B HUNT TRANSPORT|EDJC|Edward Jones / CDS|162
JBHT|J B HUNT TRANSPORT|EDJO|Edward D. Jones & Co., L.P.|3817
JBHT|J B HUNT TRANSPORT|EGAM|CBOE TRADING, INC.|4022
JBHT|J B HUNT TRANSPORT|EGMT|EG MARKET TECHNOLOGIES LLC|1340
JBHT|J B HUNT TRANSPORT|EGXM|CBOE TRADING, INC.|977
JBHT|J B HUNT TRANSPORT|EGXW|CBOE TRADING, INC.|204
JBHT|J B HUNT TRANSPORT|ESPO|ESPOSITO SECURITIES, LLC|3
JBHT|J B HUNT TRANSPORT|ETBE|Electronic Transaction Clearing, Inc.|45863
JBHT|J B HUNT TRANSPORT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|27
JBHT|J B HUNT TRANSPORT|ETCC|Electronic Transaction Clearing, Inc.|2523
JBHT|J B HUNT TRANSPORT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3222
JBHT|J B HUNT TRANSPORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47659
JBHT|J B HUNT TRANSPORT|ETRS|E*Trade Securities LLC|50385
JBHT|J B HUNT TRANSPORT|FBCO|Credit Suisse Securities (USA) LLC|474153
JBHT|J B HUNT TRANSPORT|FIDT|Fidelity Clearing Canada ULC./ CDS|8
JBHT|J B HUNT TRANSPORT|FILL|Tradestation Securities, Inc.|7243
JBHT|J B HUNT TRANSPORT|FMAF|NBCN Inc./ CDS|313
JBHT|J B HUNT TRANSPORT|FOMA|TD AMERITRADE CLEARING, INC.|48219
JBHT|J B HUNT TRANSPORT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4328
JBHT|J B HUNT TRANSPORT|FQLS|Quantlab Securities LP|307938
JBHT|J B HUNT TRANSPORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91393
JBHT|J B HUNT TRANSPORT|FTBR|Foliofn Investments, Inc.|1936
JBHT|J B HUNT TRANSPORT|GEBB|GLOBAL EXECUTION BROKERS, LP|34556
JBHT|J B HUNT TRANSPORT|GELP|RBC CAPITAL MARKETS, LLC|587
JBHT|J B HUNT TRANSPORT|GLPX|ACS EXECUTION SERVICES, LLC|12684
JBHT|J B HUNT TRANSPORT|GSCO|GOLDMAN SACHS & CO. LLC|1008797
JBHT|J B HUNT TRANSPORT|GSCS|GOLDMAN SACHS & CO. LLC|10741
JBHT|J B HUNT TRANSPORT|GSLT|GOLDMAN SACHS & CO. LLC|632
JBHT|J B HUNT TRANSPORT|GTSZ|GTS SECURITIES LLC|222601
JBHT|J B HUNT TRANSPORT|HAPX|HAP Trading, LLC|5670
JBHT|J B HUNT TRANSPORT|HPPX|POTAMUS TRADING, LLC|540
JBHT|J B HUNT TRANSPORT|HRBF|American Enterprise Investment Services Inc.|2186
JBHT|J B HUNT TRANSPORT|HSBC|HSBC Securities, Inc.|75843
JBHT|J B HUNT TRANSPORT|IATS|INTERACTIVE BROKERS LLC|4524
JBHT|J B HUNT TRANSPORT|IBKR|Interactive Brokers Llc|72041
JBHT|J B HUNT TRANSPORT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|53
JBHT|J B HUNT TRANSPORT|ICBX|INSTINET, LLC|20000
JBHT|J B HUNT TRANSPORT|IEQY|CITADEL SECURITIES LLC|240136
JBHT|J B HUNT TRANSPORT|INCA|INSTINET, LLC|510362
JBHT|J B HUNT TRANSPORT|INJX|INSTINET, LLC|101114
JBHT|J B HUNT TRANSPORT|ITGI|ITG Inc.|31460
JBHT|J B HUNT TRANSPORT|ITGP|ITG INC.|46800
JBHT|J B HUNT TRANSPORT|JANY|Janney Montgomery Scott Inc.|539
JBHT|J B HUNT TRANSPORT|JEFF|JEFFERIES LLC|501789
JBHT|J B HUNT TRANSPORT|JMPT|JUMP TRADING, LLC|46328
JBHT|J B HUNT TRANSPORT|JPBX|J.P. MORGAN SECURITIES LLC|40475
JBHT|J B HUNT TRANSPORT|JPMX|J.P. Morgan Securities LLC|314127
JBHT|J B HUNT TRANSPORT|JSJX|JANE STREET CAPITAL LLC|9643
JBHT|J B HUNT TRANSPORT|KCGM|VIRTU Americas LLC|57762
JBHT|J B HUNT TRANSPORT|LEHM|Barclays Capital Inc./Le|797958
JBHT|J B HUNT TRANSPORT|LIME|Lime Brokerage LLC|236085
JBHT|J B HUNT TRANSPORT|LMGP|LIME BROKERAGE LLC|280
JBHT|J B HUNT TRANSPORT|LMNX|LUMINEX TRADING & ANALYTICS LLC|130400
JBHT|J B HUNT TRANSPORT|LOOP|Loop Capital Markets LLC|500
JBHT|J B HUNT TRANSPORT|LQNA|LIQUIDNET, INC.|7300
JBHT|J B HUNT TRANSPORT|LSCI|Lek Securities Corporation|779
JBHT|J B HUNT TRANSPORT|MACC|Mid Atlantic Capital Corporation|440
JBHT|J B HUNT TRANSPORT|MACQ|Macquarie Capital (USA) Inc.|400
JBHT|J B HUNT TRANSPORT|MAXM|Maxim Group LLC|535
JBHT|J B HUNT TRANSPORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47822
JBHT|J B HUNT TRANSPORT|MOTF|MOTIF INVESTING, INC.|10
JBHT|J B HUNT TRANSPORT|MSCO|MORGAN STANLEY & CO. LLC|1957422
JBHT|J B HUNT TRANSPORT|MSPL|MORGAN STANLEY & CO. LLC|195900
JBHT|J B HUNT TRANSPORT|MSTX|MORGAN STANLEY & CO. LLC|71900
JBHT|J B HUNT TRANSPORT|NATL|National Securities Corporation|125
JBHT|J B HUNT TRANSPORT|NEED|Needham & Company, LLC|193
JBHT|J B HUNT TRANSPORT|NEUB|NEUBERGER BERMAN BD LLC|294
JBHT|J B HUNT TRANSPORT|NFSC|National Financial Services LLC|46494
JBHT|J B HUNT TRANSPORT|NITE|VIRTU Americas LLC|240364
JBHT|J B HUNT TRANSPORT|NITP|VIRTU Americas LLC|5044
JBHT|J B HUNT TRANSPORT|NQRB|Brut, LLC|4120
JBHT|J B HUNT TRANSPORT|NTRC|Northern Trust Securities, Inc.|1739
JBHT|J B HUNT TRANSPORT|OHOS|TWO SIGMA SECURITIES, LLC|111492
JBHT|J B HUNT TRANSPORT|OLDM|OLD MISSION CAPITAL, LLC|8000
JBHT|J B HUNT TRANSPORT|OPCO|Oppenheimer & Co. Inc.|234
JBHT|J B HUNT TRANSPORT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3714
JBHT|J B HUNT TRANSPORT|PDQM|CODA MARKETS, INC.|49623
JBHT|J B HUNT TRANSPORT|PHLY|NASDAQ Execution Services, LLC|200
JBHT|J B HUNT TRANSPORT|PICT|Pictet Overseas Inc.|2270
JBHT|J B HUNT TRANSPORT|PIPR|Piper Jaffray & Co.|210
JBHT|J B HUNT TRANSPORT|PWJC|UBS Financial Services, Inc.|2550
JBHT|J B HUNT TRANSPORT|QMSR|QUATTRO M SECURITIES INC.|377
JBHT|J B HUNT TRANSPORT|RAJA|Raymond James & Associates, Inc.|7843
JBHT|J B HUNT TRANSPORT|RBCM|RBC CAPITAL MARKETS, LLC|3752
JBHT|J B HUNT TRANSPORT|SAGL|SAGETRADER, LLC|4334
JBHT|J B HUNT TRANSPORT|SAGW|SAGETRADER, LLC|656
JBHT|J B HUNT TRANSPORT|SBSH|Citigroup Global Markets Inc.|284753
JBHT|J B HUNT TRANSPORT|SEIC|SEI Investments Distribution Co.|100
JBHT|J B HUNT TRANSPORT|SGMT|GOLDMAN SACHS & CO. LLC|85798
JBHT|J B HUNT TRANSPORT|SIBO|Prime Executions, Inc.|4380
JBHT|J B HUNT TRANSPORT|SJLS|TRADE INFORMATICS LLC|1600
JBHT|J B HUNT TRANSPORT|SPDR|SPEEDROUTE LLC|3210
JBHT|J B HUNT TRANSPORT|SPHN|Stephens Inc.|14956
JBHT|J B HUNT TRANSPORT|STFL|Stifel, Nicolaus & Company, Incorporated|8059
JBHT|J B HUNT TRANSPORT|STKP|STOCKPILE INVESTMENTS, INC.|12
JBHT|J B HUNT TRANSPORT|STXG|Stockcross Financial Services, Inc.|100
JBHT|J B HUNT TRANSPORT|SWIM|TD Ameritrade, Inc.|7324
JBHT|J B HUNT TRANSPORT|TAGC|TELSEY ADVISORY GROUP LLC|205
JBHT|J B HUNT TRANSPORT|TKNG|ALLY INVEST SECURITIES LLC|767
JBHT|J B HUNT TRANSPORT|TONC|CUTTONE & CO., LLC|1554
JBHT|J B HUNT TRANSPORT|TRBT|Tradebot Systems, Inc.|288756
JBHT|J B HUNT TRANSPORT|TRCM|TRC MARKETS LLC|164725
JBHT|J B HUNT TRANSPORT|TWTT|TASTYWORKS, INC.|10
JBHT|J B HUNT TRANSPORT|UBSA|UBS SECURITIES LLC|338079
JBHT|J B HUNT TRANSPORT|UBSS|UBS Securities LLC|951710
JBHT|J B HUNT TRANSPORT|VALX|VIRTU AMERICAS LLC|8569
JBHT|J B HUNT TRANSPORT|VERT|The Vertical Trading Group, LLC|100
JBHT|J B HUNT TRANSPORT|VGRD|Vanguard Marketing Corporation|1155
JBHT|J B HUNT TRANSPORT|WABR|Wall Street Access|2100
JBHT|J B HUNT TRANSPORT|WBLR|WILLIAM BLAIR|737
JBHT|J B HUNT TRANSPORT|WBPX|SUMMIT SECURITIES GROUP, LLC|4160
JBHT|J B HUNT TRANSPORT|WCHV|WELLS FARGO SECURITIES, LLC|138717
JBHT|J B HUNT TRANSPORT|WDNX|WEEDEN & CO.L.P.|4870
JBHT|J B HUNT TRANSPORT|WEDB|WEDBUSH SECURITIES INC.|224
JBHT|J B HUNT TRANSPORT|WEED|Weeden & Co.L.P.|554
JBHT|J B HUNT TRANSPORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|231140
JBHT|J B HUNT TRANSPORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37183
JBHT|J B HUNT TRANSPORT|WGIF|CIBC World Markets Inc.|274
JBHT|J B HUNT TRANSPORT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|132
JBHT|J B HUNT TRANSPORT|WSAG|WALL STREET ACCESS|100
JBHT|J B HUNT TRANSPORT|WSEA|WOLVERINE SECURITIES, LLC|2311
JBHT|J B HUNT TRANSPORT|XIST|INSTINET, LLC|33806
JBHT|J B HUNT TRANSPORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|10452
JBHT|J B HUNT TRANSPORT|YKNA|COMHAR CAPITAL MARKETS, LLC|2720
JBHT|J B HUNT TRANSPORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
JBK|LEHMAN ABS 3.50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
JBK|LEHMAN ABS 3.50|IBKR|Interactive Brokers Llc|480
JBK|LEHMAN ABS 3.50|LIME|Lime Brokerage LLC|300
JBK|LEHMAN ABS 3.50|NITE|VIRTU Americas LLC|900
JBK|LEHMAN ABS 3.50|SBSH|Citigroup Global Markets Inc.|200
JBK|LEHMAN ABS 3.50|UBSS|UBS Securities LLC|200
JBL|JABIL INC.|ABLE|NATIXIS Securities Americas LLC|1178700
JBL|JABIL INC.|ALTX|Alternet Securities Inc.|66050
JBL|JABIL INC.|ANOS|ABEL/NOSER, L.L.C.|1300
JBL|JABIL INC.|APCC|Apex Clearing Corporation|34866
JBL|JABIL INC.|BARD|Robert W. Baird & Co. Incorporated|5023
JBL|JABIL INC.|BATM|CBOE TRADING, INC.|18315
JBL|JABIL INC.|BAYC|BAY CREST PARTNERS, LLC|2164
JBL|JABIL INC.|BAYT|BTIG, LLC|3236
JBL|JABIL INC.|BBNT|BB&T SECURITIES, LLC|155
JBL|JABIL INC.|BERN|Sanford C. Bernstein & Co., LLC|20574
JBL|JABIL INC.|BIDS|BIDS TRADING L.P.|500
JBL|JABIL INC.|BKCM|BNY Mellon Capital Markets LLC|18915
JBL|JABIL INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15813
JBL|JABIL INC.|BLKX|INSTINET, LLC|43600
JBL|JABIL INC.|BNPX|BNP PARIBAS SECURITIES CORP.|340694
JBL|JABIL INC.|BRVL|BLAYLOCK VAN, LLC|7300
JBL|JABIL INC.|BTIG|BTIG, LLC|62679
JBL|JABIL INC.|BYXM|CBOE TRADING, INC.|8527
JBL|JABIL INC.|BZYD|GOLDMAN SACHS & CO. LLC|2367
JBL|JABIL INC.|CANT|Cantor Fitzgerald & Co.|5378
JBL|JABIL INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
JBL|JABIL INC.|CBRA|Cobra Trading, Inc.|900
JBL|JABIL INC.|CHAS|Charles Schwab & Co., Inc.|6343
JBL|JABIL INC.|CICF|Canaccord Genuity Corp.|1200
JBL|JABIL INC.|CIST|Capital Institutional Services, Inc.|36
JBL|JABIL INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85747
JBL|JABIL INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25923
JBL|JABIL INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29235
JBL|JABIL INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1244539
JBL|JABIL INC.|CTDE|CHOICETRADE|61
JBL|JABIL INC.|CTDL|Citadel Derivatives Group Llc|7262
JBL|JABIL INC.|CTLR|CUTLER GROUP, LP|4384
JBL|JABIL INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|164192
JBL|JABIL INC.|DBAB|Deutsche Bank Securities Inc.|591414
JBL|JABIL INC.|DBAX|Deutsche Bank Securities Inc.|599400
JBL|JABIL INC.|DBUL|Deutsche Bank Securities Inc.|1907
JBL|JABIL INC.|DCHF|Dart Executions, LLC|4871
JBL|JABIL INC.|DEAN|MORGAN STANLEY|4641
JBL|JABIL INC.|DEGS|RONIN PROFESSIONAL LLC|1200
JBL|JABIL INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6635
JBL|JABIL INC.|EBXL|EBX LLC|385800
JBL|JABIL INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|24589
JBL|JABIL INC.|EDJO|Edward D. Jones & Co., L.P.|601
JBL|JABIL INC.|EGAM|CBOE TRADING, INC.|84503
JBL|JABIL INC.|EGAW|CBOE TRADING, INC.|11323
JBL|JABIL INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
JBL|JABIL INC.|EGXM|CBOE TRADING, INC.|14651
JBL|JABIL INC.|EGXW|CBOE TRADING, INC.|600
JBL|JABIL INC.|ELEV|ELEVATION, LLC|22766
JBL|JABIL INC.|ETBE|Electronic Transaction Clearing, Inc.|26284
JBL|JABIL INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|900
JBL|JABIL INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|37042
JBL|JABIL INC.|ETCC|Electronic Transaction Clearing, Inc.|120
JBL|JABIL INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13650
JBL|JABIL INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|474
JBL|JABIL INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|954
JBL|JABIL INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
JBL|JABIL INC.|ETRS|E*Trade Securities LLC|329954
JBL|JABIL INC.|FBSB|U.S. Bancorp Investments, Inc.|1
JBL|JABIL INC.|FILL|Tradestation Securities, Inc.|72255
JBL|JABIL INC.|FMAF|NBCN Inc./ CDS|9531
JBL|JABIL INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9731
JBL|JABIL INC.|FQLS|Quantlab Securities LP|536525
JBL|JABIL INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|223823
JBL|JABIL INC.|FTBR|Foliofn Investments, Inc.|3342
JBL|JABIL INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|24417
JBL|JABIL INC.|GLIS|TD Securities Inc|14180
JBL|JABIL INC.|GLPX|ACS EXECUTION SERVICES, LLC|117631
JBL|JABIL INC.|GSCO|GOLDMAN SACHS & CO. LLC|9782840
JBL|JABIL INC.|GSCS|GOLDMAN SACHS & CO. LLC|7920
JBL|JABIL INC.|GSLT|GOLDMAN SACHS & CO. LLC|15713
JBL|JABIL INC.|GTSZ|GTS SECURITIES LLC|181152
JBL|JABIL INC.|HRBF|American Enterprise Investment Services Inc.|4195
JBL|JABIL INC.|HSBC|HSBC Securities, Inc.|310
JBL|JABIL INC.|IATS|INTERACTIVE BROKERS LLC|42251
JBL|JABIL INC.|IBKR|Interactive Brokers Llc|90053
JBL|JABIL INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|959
JBL|JABIL INC.|ICBX|INSTINET, LLC|156228
JBL|JABIL INC.|IEQY|CITADEL SECURITIES LLC|92870
JBL|JABIL INC.|INCA|INSTINET, LLC|601263
JBL|JABIL INC.|INJX|INSTINET, LLC|13352
JBL|JABIL INC.|ITGI|ITG Inc.|177307
JBL|JABIL INC.|ITGP|ITG INC.|381200
JBL|JABIL INC.|JANY|Janney Montgomery Scott Inc.|956
JBL|JABIL INC.|JEFF|JEFFERIES LLC|101086
JBL|JABIL INC.|JMPT|JUMP TRADING, LLC|79063
JBL|JABIL INC.|JONE|JonesTrading|19523
JBL|JABIL INC.|JPBX|J.P. MORGAN SECURITIES LLC|236770
JBL|JABIL INC.|JPMX|J.P. Morgan Securities LLC|715493
JBL|JABIL INC.|JSJX|JANE STREET CAPITAL LLC|4357
JBL|JABIL INC.|KCGM|VIRTU Americas LLC|231223
JBL|JABIL INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|938
JBL|JABIL INC.|LEHM|Barclays Capital Inc./Le|1712635
JBL|JABIL INC.|LIME|Lime Brokerage LLC|26072
JBL|JABIL INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|33800
JBL|JABIL INC.|LOOP|Loop Capital Markets LLC|500
JBL|JABIL INC.|LSCI|Lek Securities Corporation|378
JBL|JABIL INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|19151
JBL|JABIL INC.|MACQ|Macquarie Capital (USA) Inc.|5200
JBL|JABIL INC.|MAXM|Maxim Group LLC|89362
JBL|JABIL INC.|MBTS|ALLY INVEST SECURITIES LLC|10342
JBL|JABIL INC.|MCMF|Raymond James Ltd. Cds|360
JBL|JABIL INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|421150
JBL|JABIL INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
JBL|JABIL INC.|MOTF|MOTIF INVESTING, INC.|2
JBL|JABIL INC.|MSCO|MORGAN STANLEY & CO. LLC|3754839
JBL|JABIL INC.|MSPL|MORGAN STANLEY & CO. LLC|1275600
JBL|JABIL INC.|MSTX|MORGAN STANLEY & CO. LLC|607800
JBL|JABIL INC.|MZHO|Mizuho Securities USA LLC|89000
JBL|JABIL INC.|NFSC|National Financial Services LLC|493903
JBL|JABIL INC.|NITE|VIRTU Americas LLC|1234751
JBL|JABIL INC.|NITP|VIRTU Americas LLC|1544
JBL|JABIL INC.|NQRB|Brut, LLC|10817
JBL|JABIL INC.|NTBF|BMO Nesbitt Burns Inc./CDS|22208
JBL|JABIL INC.|NTRC|Northern Trust Securities, Inc.|300
JBL|JABIL INC.|OHOS|TWO SIGMA SECURITIES, LLC|58358
JBL|JABIL INC.|OPCO|Oppenheimer & Co. Inc.|125
JBL|JABIL INC.|PDQM|CODA MARKETS, INC.|357234
JBL|JABIL INC.|PHLY|NASDAQ Execution Services, LLC|1400
JBL|JABIL INC.|PIPR|Piper Jaffray & Co.|1316
JBL|JABIL INC.|PWJC|UBS Financial Services, Inc.|15067
JBL|JABIL INC.|RBCM|RBC CAPITAL MARKETS, LLC|11003
JBL|JABIL INC.|SAGL|SAGETRADER, LLC|155872
JBL|JABIL INC.|SAGW|SAGETRADER, LLC|540
JBL|JABIL INC.|SBSH|Citigroup Global Markets Inc.|237240
JBL|JABIL INC.|SEIC|SEI Investments Distribution Co.|700
JBL|JABIL INC.|SGMT|GOLDMAN SACHS & CO. LLC|375901
JBL|JABIL INC.|SIBO|Prime Executions, Inc.|9133
JBL|JABIL INC.|SPDR|SPEEDROUTE LLC|86279
JBL|JABIL INC.|SPNT|SEVEN POINTS CAPITAL, LLC|22312
JBL|JABIL INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|5430
JBL|JABIL INC.|STFL|Stifel, Nicolaus & Company, Incorporated|878
JBL|JABIL INC.|STKP|STOCKPILE INVESTMENTS, INC.|24
JBL|JABIL INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4308
JBL|JABIL INC.|SWIM|TD Ameritrade, Inc.|259618
JBL|JABIL INC.|SWST|Hilltop Securities Inc.|73048
JBL|JABIL INC.|TKNG|ALLY INVEST SECURITIES LLC|3913
JBL|JABIL INC.|TRBT|Tradebot Systems, Inc.|369057
JBL|JABIL INC.|TRCM|TRC MARKETS LLC|79372
JBL|JABIL INC.|UBSA|UBS SECURITIES LLC|1260153
JBL|JABIL INC.|UBSS|UBS Securities LLC|1412567
JBL|JABIL INC.|VALX|VIRTU AMERICAS LLC|43557
JBL|JABIL INC.|VGRD|Vanguard Marketing Corporation|15525
JBL|JABIL INC.|VSIN|Vision Financial Markets Llc|405
JBL|JABIL INC.|WBLR|WILLIAM BLAIR|350
JBL|JABIL INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|12470
JBL|JABIL INC.|WCHV|WELLS FARGO SECURITIES, LLC|170341
JBL|JABIL INC.|WDNX|WEEDEN & CO.L.P.|6314
JBL|JABIL INC.|WEDB|WEDBUSH SECURITIES INC.|246344
JBL|JABIL INC.|WEED|Weeden & Co.L.P.|30014
JBL|JABIL INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24832
JBL|JABIL INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56238
JBL|JABIL INC.|WGIF|CIBC World Markets Inc.|1525
JBL|JABIL INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|341
JBL|JABIL INC.|WSEA|WOLVERINE SECURITIES, LLC|19283
JBL|JABIL INC.|XIST|INSTINET, LLC|308600
JBL|JABIL INC.|XPQR|Jump Trading|100
JBL|JABIL INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|271518
JBL|JABIL INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|42843
JBL|JABIL INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5730
JBLU|JETBLUE AIRWAYS CP##|ADAM|CANACCORD GENUITY INC.|50715
JBLU|JETBLUE AIRWAYS CP##|AGIS|Aegis Capital Corp.|6370
JBLU|JETBLUE AIRWAYS CP##|ALTX|Alternet Securities Inc.|25631
JBLU|JETBLUE AIRWAYS CP##|ANOS|ABEL/NOSER, L.L.C.|909
JBLU|JETBLUE AIRWAYS CP##|APCC|Apex Clearing Corporation|8007
JBLU|JETBLUE AIRWAYS CP##|AQUA|AQUA SECURITIES L.P.|7300
JBLU|JETBLUE AIRWAYS CP##|BANK|Primevest Financial Services, Inc.|924
JBLU|JETBLUE AIRWAYS CP##|BARD|Robert W. Baird & Co. Incorporated|5545
JBLU|JETBLUE AIRWAYS CP##|BATM|CBOE TRADING, INC.|15747
JBLU|JETBLUE AIRWAYS CP##|BAYT|BTIG, LLC|1100
JBLU|JETBLUE AIRWAYS CP##|BBNT|BB&T SECURITIES, LLC|1831
JBLU|JETBLUE AIRWAYS CP##|BERN|Sanford C. Bernstein & Co., LLC|115625
JBLU|JETBLUE AIRWAYS CP##|BIAD|SAGETRADER, LLC|1799
JBLU|JETBLUE AIRWAYS CP##|BIDS|BIDS TRADING L.P.|10000
JBLU|JETBLUE AIRWAYS CP##|BIMI|Banca IMI Securities Corp.|60
JBLU|JETBLUE AIRWAYS CP##|BKCM|BNY Mellon Capital Markets LLC|71081
JBLU|JETBLUE AIRWAYS CP##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51736
JBLU|JETBLUE AIRWAYS CP##|BLKX|INSTINET, LLC|103280
JBLU|JETBLUE AIRWAYS CP##|BMOC|BMO Capital Markets Corp.|498464
JBLU|JETBLUE AIRWAYS CP##|BNCH|The Benchmark Company, LLC|25000
JBLU|JETBLUE AIRWAYS CP##|BNPX|BNP PARIBAS SECURITIES CORP.|64998
JBLU|JETBLUE AIRWAYS CP##|BRGE|Newbridge Securities Corp.|3400
JBLU|JETBLUE AIRWAYS CP##|BRVL|BLAYLOCK VAN, LLC|26460
JBLU|JETBLUE AIRWAYS CP##|BTIG|BTIG, LLC|103075
JBLU|JETBLUE AIRWAYS CP##|BYXM|CBOE TRADING, INC.|2940
JBLU|JETBLUE AIRWAYS CP##|BZYD|GOLDMAN SACHS & CO. LLC|600
JBLU|JETBLUE AIRWAYS CP##|CANT|Cantor Fitzgerald & Co.|52535
JBLU|JETBLUE AIRWAYS CP##|CBLC|CITIGROUP GLOBAL MARKETS INC.|568554
JBLU|JETBLUE AIRWAYS CP##|CHAS|Charles Schwab & Co., Inc.|101819
JBLU|JETBLUE AIRWAYS CP##|CIST|Capital Institutional Services, Inc.|7097
JBLU|JETBLUE AIRWAYS CP##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1045842
JBLU|JETBLUE AIRWAYS CP##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9277
JBLU|JETBLUE AIRWAYS CP##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1374869
JBLU|JETBLUE AIRWAYS CP##|CTDE|CHOICETRADE|55
JBLU|JETBLUE AIRWAYS CP##|CTDL|Citadel Derivatives Group Llc|48534
JBLU|JETBLUE AIRWAYS CP##|CTLR|CUTLER GROUP, LP|600
JBLU|JETBLUE AIRWAYS CP##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1405352
JBLU|JETBLUE AIRWAYS CP##|DADA|D.A. Davidson & Co.|64998
JBLU|JETBLUE AIRWAYS CP##|DBAB|Deutsche Bank Securities Inc.|2280179
JBLU|JETBLUE AIRWAYS CP##|DBAX|Deutsche Bank Securities Inc.|1408100
JBLU|JETBLUE AIRWAYS CP##|DBUL|Deutsche Bank Securities Inc.|5683
JBLU|JETBLUE AIRWAYS CP##|DCHF|Dart Executions, LLC|76633
JBLU|JETBLUE AIRWAYS CP##|DEAN|MORGAN STANLEY|26309
JBLU|JETBLUE AIRWAYS CP##|DEGS|RONIN PROFESSIONAL LLC|23616
JBLU|JETBLUE AIRWAYS CP##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|99321
JBLU|JETBLUE AIRWAYS CP##|DRWK|DRW SECURITIES, L.L.C.|99174
JBLU|JETBLUE AIRWAYS CP##|EBXL|EBX LLC|1234400
JBLU|JETBLUE AIRWAYS CP##|ECUT|CONVERGEX EXECUTION SOLUTIONS|19203
JBLU|JETBLUE AIRWAYS CP##|EDJC|Edward Jones / CDS|300
JBLU|JETBLUE AIRWAYS CP##|EDJO|Edward D. Jones & Co., L.P.|9622
JBLU|JETBLUE AIRWAYS CP##|EGAM|CBOE TRADING, INC.|36435
JBLU|JETBLUE AIRWAYS CP##|EGAW|CBOE TRADING, INC.|1172
JBLU|JETBLUE AIRWAYS CP##|EGMT|EG MARKET TECHNOLOGIES LLC|100
JBLU|JETBLUE AIRWAYS CP##|EGXM|CBOE TRADING, INC.|12001
JBLU|JETBLUE AIRWAYS CP##|EGXW|CBOE TRADING, INC.|8
JBLU|JETBLUE AIRWAYS CP##|ETBE|Electronic Transaction Clearing, Inc.|85015
JBLU|JETBLUE AIRWAYS CP##|ETCC|Electronic Transaction Clearing, Inc.|1284
JBLU|JETBLUE AIRWAYS CP##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11828
JBLU|JETBLUE AIRWAYS CP##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23735
JBLU|JETBLUE AIRWAYS CP##|ETRS|E*Trade Securities LLC|2114939
JBLU|JETBLUE AIRWAYS CP##|FBCO|Credit Suisse Securities (USA) LLC|2794327
JBLU|JETBLUE AIRWAYS CP##|FILL|Tradestation Securities, Inc.|14146
JBLU|JETBLUE AIRWAYS CP##|FINX|FINTECH SECURITIES|285
JBLU|JETBLUE AIRWAYS CP##|FMAF|NBCN Inc./ CDS|2600
JBLU|JETBLUE AIRWAYS CP##|FOMA|TD AMERITRADE CLEARING, INC.|2375374
JBLU|JETBLUE AIRWAYS CP##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|55885
JBLU|JETBLUE AIRWAYS CP##|FQLS|Quantlab Securities LP|1398978
JBLU|JETBLUE AIRWAYS CP##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|634499
JBLU|JETBLUE AIRWAYS CP##|FTBR|Foliofn Investments, Inc.|5422
JBLU|JETBLUE AIRWAYS CP##|GBMT|GBM International, Inc.|10098
JBLU|JETBLUE AIRWAYS CP##|GEBB|GLOBAL EXECUTION BROKERS, LP|91500
JBLU|JETBLUE AIRWAYS CP##|GLPX|ACS EXECUTION SERVICES, LLC|27301
JBLU|JETBLUE AIRWAYS CP##|GSCO|GOLDMAN SACHS & CO. LLC|6959961
JBLU|JETBLUE AIRWAYS CP##|GSCS|GOLDMAN SACHS & CO. LLC|114044
JBLU|JETBLUE AIRWAYS CP##|GSLT|GOLDMAN SACHS & CO. LLC|45057
JBLU|JETBLUE AIRWAYS CP##|GTSZ|GTS SECURITIES LLC|93541
JBLU|JETBLUE AIRWAYS CP##|HAPX|HAP Trading, LLC|1043
JBLU|JETBLUE AIRWAYS CP##|HPPX|POTAMUS TRADING, LLC|586
JBLU|JETBLUE AIRWAYS CP##|HRBF|American Enterprise Investment Services Inc.|38246
JBLU|JETBLUE AIRWAYS CP##|HSBC|HSBC Securities, Inc.|597
JBLU|JETBLUE AIRWAYS CP##|IATS|INTERACTIVE BROKERS LLC|26127
JBLU|JETBLUE AIRWAYS CP##|IBKR|Interactive Brokers Llc|260004
JBLU|JETBLUE AIRWAYS CP##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1409
JBLU|JETBLUE AIRWAYS CP##|ICBX|INSTINET, LLC|347041
JBLU|JETBLUE AIRWAYS CP##|IEQY|CITADEL SECURITIES LLC|332881
JBLU|JETBLUE AIRWAYS CP##|INCA|INSTINET, LLC|2691445
JBLU|JETBLUE AIRWAYS CP##|INJX|INSTINET, LLC|77881
JBLU|JETBLUE AIRWAYS CP##|INTL|INTL FCSTONE FINANCIAL INC.|130
JBLU|JETBLUE AIRWAYS CP##|ITGI|ITG Inc.|169146
JBLU|JETBLUE AIRWAYS CP##|ITGP|ITG INC.|512000
JBLU|JETBLUE AIRWAYS CP##|JANY|Janney Montgomery Scott Inc.|9111
JBLU|JETBLUE AIRWAYS CP##|JEFF|JEFFERIES LLC|929900
JBLU|JETBLUE AIRWAYS CP##|JMPT|JUMP TRADING, LLC|341903
JBLU|JETBLUE AIRWAYS CP##|JONE|JonesTrading|3193
JBLU|JETBLUE AIRWAYS CP##|JPBX|J.P. MORGAN SECURITIES LLC|319850
JBLU|JETBLUE AIRWAYS CP##|JPMX|J.P. Morgan Securities LLC|1501560
JBLU|JETBLUE AIRWAYS CP##|JSJX|JANE STREET CAPITAL LLC|14201
JBLU|JETBLUE AIRWAYS CP##|JSSF|JMP Securities LLC|85042
JBLU|JETBLUE AIRWAYS CP##|KCGM|VIRTU Americas LLC|220010
JBLU|JETBLUE AIRWAYS CP##|LEHM|Barclays Capital Inc./Le|4151574
JBLU|JETBLUE AIRWAYS CP##|LIME|Lime Brokerage LLC|549773
JBLU|JETBLUE AIRWAYS CP##|LIWE|LIME BROKERAGE LLC|600
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JBSS|JOHN B SANFILIPPO ##|GSCO|GOLDMAN SACHS & CO. LLC|54555
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JBSS|JOHN B SANFILIPPO ##|LIME|Lime Brokerage LLC|37458
JBSS|JOHN B SANFILIPPO ##|LMGP|LIME BROKERAGE LLC|1150
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JBSS|JOHN B SANFILIPPO ##|NITE|VIRTU Americas LLC|77065
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JBSS|JOHN B SANFILIPPO ##|NQRB|Brut, LLC|35
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JBSS|JOHN B SANFILIPPO ##|SGMT|GOLDMAN SACHS & CO. LLC|6961
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JBSS|JOHN B SANFILIPPO ##|TRCM|TRC MARKETS LLC|17333
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JBSS|JOHN B SANFILIPPO ##|UBSS|UBS Securities LLC|106855
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JBSS|JOHN B SANFILIPPO ##|VGRD|Vanguard Marketing Corporation|131
JBSS|JOHN B SANFILIPPO ##|WCHV|WELLS FARGO SECURITIES, LLC|8617
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JBSS|JOHN B SANFILIPPO ##|WEED|Weeden & Co.L.P.|1200
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JBSS|JOHN B SANFILIPPO ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1724
JBSS|JOHN B SANFILIPPO ##|WGIF|CIBC World Markets Inc.|129
JBSS|JOHN B SANFILIPPO ##|WSEA|WOLVERINE SECURITIES, LLC|372
JBSS|JOHN B SANFILIPPO ##|XIST|INSTINET, LLC|1804
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JBSS|JOHN B SANFILIPPO ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1079
JBSS|JOHN B SANFILIPPO ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|113
JBT|JOHN BEAN TECH CORP|ANOS|ABEL/NOSER, L.L.C.|155
JBT|JOHN BEAN TECH CORP|APCC|Apex Clearing Corporation|101
JBT|JOHN BEAN TECH CORP|BARD|Robert W. Baird & Co. Incorporated|478
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JBT|JOHN BEAN TECH CORP|BAYT|BTIG, LLC|1600
JBT|JOHN BEAN TECH CORP|BBNT|BB&T SECURITIES, LLC|494
JBT|JOHN BEAN TECH CORP|BERN|Sanford C. Bernstein & Co., LLC|79200
JBT|JOHN BEAN TECH CORP|BIDS|BIDS TRADING L.P.|5700
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JBT|JOHN BEAN TECH CORP|BLKX|INSTINET, LLC|6504
JBT|JOHN BEAN TECH CORP|BNPX|BNP PARIBAS SECURITIES CORP.|5179
JBT|JOHN BEAN TECH CORP|BRVL|BLAYLOCK VAN, LLC|500
JBT|JOHN BEAN TECH CORP|BTIG|BTIG, LLC|220
JBT|JOHN BEAN TECH CORP|BYXM|CBOE TRADING, INC.|100
JBT|JOHN BEAN TECH CORP|BZYD|GOLDMAN SACHS & CO. LLC|603
JBT|JOHN BEAN TECH CORP|CANT|Cantor Fitzgerald & Co.|1017
JBT|JOHN BEAN TECH CORP|CHAS|Charles Schwab & Co., Inc.|118
JBT|JOHN BEAN TECH CORP|CIST|Capital Institutional Services, Inc.|1199
JBT|JOHN BEAN TECH CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124046
JBT|JOHN BEAN TECH CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
JBT|JOHN BEAN TECH CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90528
JBT|JOHN BEAN TECH CORP|CTDL|Citadel Derivatives Group Llc|6182
JBT|JOHN BEAN TECH CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|16148
JBT|JOHN BEAN TECH CORP|DADA|D.A. Davidson & Co.|133
JBT|JOHN BEAN TECH CORP|DBAB|Deutsche Bank Securities Inc.|34320
JBT|JOHN BEAN TECH CORP|DBAX|Deutsche Bank Securities Inc.|138600
JBT|JOHN BEAN TECH CORP|DBUL|Deutsche Bank Securities Inc.|465
JBT|JOHN BEAN TECH CORP|DCHF|Dart Executions, LLC|65
JBT|JOHN BEAN TECH CORP|DEAN|MORGAN STANLEY|3874
JBT|JOHN BEAN TECH CORP|DEGS|RONIN PROFESSIONAL LLC|55
JBT|JOHN BEAN TECH CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1337
JBT|JOHN BEAN TECH CORP|EBXL|EBX LLC|120600
JBT|JOHN BEAN TECH CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|313
JBT|JOHN BEAN TECH CORP|EDJO|Edward D. Jones & Co., L.P.|640
JBT|JOHN BEAN TECH CORP|EGAM|CBOE TRADING, INC.|7055
JBT|JOHN BEAN TECH CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1327
JBT|JOHN BEAN TECH CORP|EGXM|CBOE TRADING, INC.|600
JBT|JOHN BEAN TECH CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
JBT|JOHN BEAN TECH CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14764
JBT|JOHN BEAN TECH CORP|ETRS|E*Trade Securities LLC|9435
JBT|JOHN BEAN TECH CORP|FBSB|U.S. Bancorp Investments, Inc.|8
JBT|JOHN BEAN TECH CORP|FILL|Tradestation Securities, Inc.|100
JBT|JOHN BEAN TECH CORP|FMAF|NBCN Inc./ CDS|46
JBT|JOHN BEAN TECH CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1755
JBT|JOHN BEAN TECH CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44809
JBT|JOHN BEAN TECH CORP|FTBR|Foliofn Investments, Inc.|3274
JBT|JOHN BEAN TECH CORP|GLIS|TD Securities Inc|181
JBT|JOHN BEAN TECH CORP|GLPX|ACS EXECUTION SERVICES, LLC|6321
JBT|JOHN BEAN TECH CORP|GSCO|GOLDMAN SACHS & CO. LLC|202805
JBT|JOHN BEAN TECH CORP|GSCS|GOLDMAN SACHS & CO. LLC|2246
JBT|JOHN BEAN TECH CORP|GSLT|GOLDMAN SACHS & CO. LLC|1470
JBT|JOHN BEAN TECH CORP|GTSZ|GTS SECURITIES LLC|16052
JBT|JOHN BEAN TECH CORP|HPPX|POTAMUS TRADING, LLC|592
JBT|JOHN BEAN TECH CORP|HRBF|American Enterprise Investment Services Inc.|422
JBT|JOHN BEAN TECH CORP|IATS|INTERACTIVE BROKERS LLC|2265
JBT|JOHN BEAN TECH CORP|IBKR|Interactive Brokers Llc|11181
JBT|JOHN BEAN TECH CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|756
JBT|JOHN BEAN TECH CORP|ICBX|INSTINET, LLC|18200
JBT|JOHN BEAN TECH CORP|IEQY|CITADEL SECURITIES LLC|16959
JBT|JOHN BEAN TECH CORP|INCA|INSTINET, LLC|27162
JBT|JOHN BEAN TECH CORP|INJX|INSTINET, LLC|186
JBT|JOHN BEAN TECH CORP|ITGI|ITG Inc.|13445
JBT|JOHN BEAN TECH CORP|JANY|Janney Montgomery Scott Inc.|510
JBT|JOHN BEAN TECH CORP|JEFF|JEFFERIES LLC|19829
JBT|JOHN BEAN TECH CORP|JMPT|JUMP TRADING, LLC|19481
JBT|JOHN BEAN TECH CORP|JPBX|J.P. MORGAN SECURITIES LLC|7498
JBT|JOHN BEAN TECH CORP|JPMX|J.P. Morgan Securities LLC|282394
JBT|JOHN BEAN TECH CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
JBT|JOHN BEAN TECH CORP|JSJX|JANE STREET CAPITAL LLC|4579
JBT|JOHN BEAN TECH CORP|KCGM|VIRTU Americas LLC|14892
JBT|JOHN BEAN TECH CORP|LEHM|Barclays Capital Inc./Le|119265
JBT|JOHN BEAN TECH CORP|LIME|Lime Brokerage LLC|11826
JBT|JOHN BEAN TECH CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|37000
JBT|JOHN BEAN TECH CORP|LOOP|Loop Capital Markets LLC|500
JBT|JOHN BEAN TECH CORP|LQNA|LIQUIDNET, INC.|7100
JBT|JOHN BEAN TECH CORP|LQNB|LIQUIDNET, INC.|5600
JBT|JOHN BEAN TECH CORP|LSCI|Lek Securities Corporation|1590
JBT|JOHN BEAN TECH CORP|MACQ|Macquarie Capital (USA) Inc.|300
JBT|JOHN BEAN TECH CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44662
JBT|JOHN BEAN TECH CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|230
JBT|JOHN BEAN TECH CORP|MSCO|MORGAN STANLEY & CO. LLC|210282
JBT|JOHN BEAN TECH CORP|MSPL|MORGAN STANLEY & CO. LLC|107100
JBT|JOHN BEAN TECH CORP|MSTX|MORGAN STANLEY & CO. LLC|5200
JBT|JOHN BEAN TECH CORP|MWCC|Monness Crespi Hardt & Co., Inc.|3692
JBT|JOHN BEAN TECH CORP|NFSC|National Financial Services LLC|16323
JBT|JOHN BEAN TECH CORP|NITE|VIRTU Americas LLC|80652
JBT|JOHN BEAN TECH CORP|NQRB|Brut, LLC|922
JBT|JOHN BEAN TECH CORP|NTBF|BMO Nesbitt Burns Inc./CDS|7
JBT|JOHN BEAN TECH CORP|OPCO|Oppenheimer & Co. Inc.|100
JBT|JOHN BEAN TECH CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1330
JBT|JOHN BEAN TECH CORP|PDQM|CODA MARKETS, INC.|49635
JBT|JOHN BEAN TECH CORP|QMSR|QUATTRO M SECURITIES INC.|230
JBT|JOHN BEAN TECH CORP|RBCM|RBC CAPITAL MARKETS, LLC|676
JBT|JOHN BEAN TECH CORP|RHCO|Suntrust Robinson Humphrey, Inc.|7186
JBT|JOHN BEAN TECH CORP|SAGW|SAGETRADER, LLC|400
JBT|JOHN BEAN TECH CORP|SBSH|Citigroup Global Markets Inc.|32795
JBT|JOHN BEAN TECH CORP|SGMT|GOLDMAN SACHS & CO. LLC|52084
JBT|JOHN BEAN TECH CORP|SPDR|SPEEDROUTE LLC|33930
JBT|JOHN BEAN TECH CORP|STFL|Stifel, Nicolaus & Company, Incorporated|828
JBT|JOHN BEAN TECH CORP|SWIM|TD Ameritrade, Inc.|3268
JBT|JOHN BEAN TECH CORP|SWST|Hilltop Securities Inc.|760
JBT|JOHN BEAN TECH CORP|TKNG|ALLY INVEST SECURITIES LLC|165
JBT|JOHN BEAN TECH CORP|TRBT|Tradebot Systems, Inc.|2505
JBT|JOHN BEAN TECH CORP|TRCM|TRC MARKETS LLC|27203
JBT|JOHN BEAN TECH CORP|UBSA|UBS SECURITIES LLC|197847
JBT|JOHN BEAN TECH CORP|UBSS|UBS Securities LLC|210279
JBT|JOHN BEAN TECH CORP|VALX|VIRTU AMERICAS LLC|12920
JBT|JOHN BEAN TECH CORP|VGRD|Vanguard Marketing Corporation|340
JBT|JOHN BEAN TECH CORP|WBLR|WILLIAM BLAIR|355
JBT|JOHN BEAN TECH CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1011
JBT|JOHN BEAN TECH CORP|WCHV|WELLS FARGO SECURITIES, LLC|45318
JBT|JOHN BEAN TECH CORP|WDNX|WEEDEN & CO.L.P.|6026
JBT|JOHN BEAN TECH CORP|WEED|Weeden & Co.L.P.|3278
JBT|JOHN BEAN TECH CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3217
JBT|JOHN BEAN TECH CORP|WFPB|Wells Fargo Securities, LLC.|150
JBT|JOHN BEAN TECH CORP|WGIF|CIBC World Markets Inc.|150
JBT|JOHN BEAN TECH CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|234
JBT|JOHN BEAN TECH CORP|WSEA|WOLVERINE SECURITIES, LLC|142
JBT|JOHN BEAN TECH CORP|XIST|INSTINET, LLC|8600
JBT|JOHN BEAN TECH CORP|XPQR|Jump Trading|929
JBT|JOHN BEAN TECH CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2124
JBT|JOHN BEAN TECH CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|360
JCAP|JERNIGAN CAPITAL INC|AGIS|Aegis Capital Corp.|1944
JCAP|JERNIGAN CAPITAL INC|ALTX|Alternet Securities Inc.|4419
JCAP|JERNIGAN CAPITAL INC|APCC|Apex Clearing Corporation|1127
JCAP|JERNIGAN CAPITAL INC|BARD|Robert W. Baird & Co. Incorporated|39027
JCAP|JERNIGAN CAPITAL INC|BATM|CBOE TRADING, INC.|657
JCAP|JERNIGAN CAPITAL INC|BERN|Sanford C. Bernstein & Co., LLC|130
JCAP|JERNIGAN CAPITAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1872
JCAP|JERNIGAN CAPITAL INC|BLKX|INSTINET, LLC|35000
JCAP|JERNIGAN CAPITAL INC|BNPX|BNP PARIBAS SECURITIES CORP.|1255
JCAP|JERNIGAN CAPITAL INC|BYXM|CBOE TRADING, INC.|450
JCAP|JERNIGAN CAPITAL INC|BZYD|GOLDMAN SACHS & CO. LLC|2901
JCAP|JERNIGAN CAPITAL INC|CANT|Cantor Fitzgerald & Co.|400
JCAP|JERNIGAN CAPITAL INC|CHAS|Charles Schwab & Co., Inc.|2413
JCAP|JERNIGAN CAPITAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139692
JCAP|JERNIGAN CAPITAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7393
JCAP|JERNIGAN CAPITAL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28880
JCAP|JERNIGAN CAPITAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98578
JCAP|JERNIGAN CAPITAL INC|CTDL|Citadel Derivatives Group Llc|586
JCAP|JERNIGAN CAPITAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|19978
JCAP|JERNIGAN CAPITAL INC|DBAB|Deutsche Bank Securities Inc.|26437
JCAP|JERNIGAN CAPITAL INC|DBAX|Deutsche Bank Securities Inc.|92000
JCAP|JERNIGAN CAPITAL INC|DBUL|Deutsche Bank Securities Inc.|400
JCAP|JERNIGAN CAPITAL INC|DEAN|MORGAN STANLEY|3296
JCAP|JERNIGAN CAPITAL INC|DEGS|RONIN PROFESSIONAL LLC|500
JCAP|JERNIGAN CAPITAL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
JCAP|JERNIGAN CAPITAL INC|EBXL|EBX LLC|88800
JCAP|JERNIGAN CAPITAL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2700
JCAP|JERNIGAN CAPITAL INC|EGAM|CBOE TRADING, INC.|7755
JCAP|JERNIGAN CAPITAL INC|EGAW|CBOE TRADING, INC.|400
JCAP|JERNIGAN CAPITAL INC|EGXM|CBOE TRADING, INC.|213
JCAP|JERNIGAN CAPITAL INC|ETBE|Electronic Transaction Clearing, Inc.|3280
JCAP|JERNIGAN CAPITAL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|959
JCAP|JERNIGAN CAPITAL INC|ETCB|ETC BROKERAGE SERVICES, LLC|300
JCAP|JERNIGAN CAPITAL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2424
JCAP|JERNIGAN CAPITAL INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|9000
JCAP|JERNIGAN CAPITAL INC|ETRS|E*Trade Securities LLC|87544
JCAP|JERNIGAN CAPITAL INC|FBRC|B. RILEY FBR, INC.|65088
JCAP|JERNIGAN CAPITAL INC|FILL|Tradestation Securities, Inc.|800
JCAP|JERNIGAN CAPITAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73196
JCAP|JERNIGAN CAPITAL INC|FTBR|Foliofn Investments, Inc.|2788
JCAP|JERNIGAN CAPITAL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
JCAP|JERNIGAN CAPITAL INC|GLIS|TD Securities Inc|1057
JCAP|JERNIGAN CAPITAL INC|GLPX|ACS EXECUTION SERVICES, LLC|12200
JCAP|JERNIGAN CAPITAL INC|GNAV|GREEN STREET TRADING, LLC|6080
JCAP|JERNIGAN CAPITAL INC|GSCO|GOLDMAN SACHS & CO. LLC|157835
JCAP|JERNIGAN CAPITAL INC|GSCS|GOLDMAN SACHS & CO. LLC|100
JCAP|JERNIGAN CAPITAL INC|GSLT|GOLDMAN SACHS & CO. LLC|3141
JCAP|JERNIGAN CAPITAL INC|GTSZ|GTS SECURITIES LLC|7669
JCAP|JERNIGAN CAPITAL INC|HRBF|American Enterprise Investment Services Inc.|1715
JCAP|JERNIGAN CAPITAL INC|IATS|INTERACTIVE BROKERS LLC|7517
JCAP|JERNIGAN CAPITAL INC|IBKR|Interactive Brokers Llc|34777
JCAP|JERNIGAN CAPITAL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
JCAP|JERNIGAN CAPITAL INC|ICBX|INSTINET, LLC|42776
JCAP|JERNIGAN CAPITAL INC|IEQY|CITADEL SECURITIES LLC|5736
JCAP|JERNIGAN CAPITAL INC|INCA|INSTINET, LLC|95277
JCAP|JERNIGAN CAPITAL INC|INJX|INSTINET, LLC|988
JCAP|JERNIGAN CAPITAL INC|ITGI|ITG Inc.|27204
JCAP|JERNIGAN CAPITAL INC|ITGP|ITG INC.|93600
JCAP|JERNIGAN CAPITAL INC|JANY|Janney Montgomery Scott Inc.|2950
JCAP|JERNIGAN CAPITAL INC|JEFF|JEFFERIES LLC|71549
JCAP|JERNIGAN CAPITAL INC|JMPT|JUMP TRADING, LLC|4657
JCAP|JERNIGAN CAPITAL INC|JONE|JonesTrading|201000
JCAP|JERNIGAN CAPITAL INC|JPBX|J.P. MORGAN SECURITIES LLC|3160
JCAP|JERNIGAN CAPITAL INC|JPMX|J.P. Morgan Securities LLC|203247
JCAP|JERNIGAN CAPITAL INC|JSJX|JANE STREET CAPITAL LLC|3661
JCAP|JERNIGAN CAPITAL INC|KCGM|VIRTU Americas LLC|28410
JCAP|JERNIGAN CAPITAL INC|KEYB|KEYBANC CAPITAL MARKETS INC.|113900
JCAP|JERNIGAN CAPITAL INC|LAFC|R. F. Lafferty & Co., Inc.|5000
JCAP|JERNIGAN CAPITAL INC|LEHM|Barclays Capital Inc./Le|67974
JCAP|JERNIGAN CAPITAL INC|LIME|Lime Brokerage LLC|10330
JCAP|JERNIGAN CAPITAL INC|LIWE|LIME BROKERAGE LLC|200
JCAP|JERNIGAN CAPITAL INC|LQNA|LIQUIDNET, INC.|38100
JCAP|JERNIGAN CAPITAL INC|LSCI|Lek Securities Corporation|1600
JCAP|JERNIGAN CAPITAL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
JCAP|JERNIGAN CAPITAL INC|MAXM|Maxim Group LLC|191
JCAP|JERNIGAN CAPITAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33324
JCAP|JERNIGAN CAPITAL INC|MNDX|TJM Investments, LLC|50
JCAP|JERNIGAN CAPITAL INC|MOTF|MOTIF INVESTING, INC.|1
JCAP|JERNIGAN CAPITAL INC|MSCO|MORGAN STANLEY & CO. LLC|286244
JCAP|JERNIGAN CAPITAL INC|MSPL|MORGAN STANLEY & CO. LLC|91400
JCAP|JERNIGAN CAPITAL INC|MSTX|MORGAN STANLEY & CO. LLC|5400
JCAP|JERNIGAN CAPITAL INC|MZHO|Mizuho Securities USA LLC|26761
JCAP|JERNIGAN CAPITAL INC|NATL|National Securities Corporation|10808
JCAP|JERNIGAN CAPITAL INC|NFSC|National Financial Services LLC|94646
JCAP|JERNIGAN CAPITAL INC|NITE|VIRTU Americas LLC|241840
JCAP|JERNIGAN CAPITAL INC|NQRB|Brut, LLC|3722
JCAP|JERNIGAN CAPITAL INC|NTRC|Northern Trust Securities, Inc.|570
JCAP|JERNIGAN CAPITAL INC|OPCO|Oppenheimer & Co. Inc.|4081
JCAP|JERNIGAN CAPITAL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|211
JCAP|JERNIGAN CAPITAL INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|460
JCAP|JERNIGAN CAPITAL INC|PDQM|CODA MARKETS, INC.|19517
JCAP|JERNIGAN CAPITAL INC|PREC|PRECISION SECURITIES, LLC|2983
JCAP|JERNIGAN CAPITAL INC|PWJC|UBS Financial Services, Inc.|1030
JCAP|JERNIGAN CAPITAL INC|RBCM|RBC CAPITAL MARKETS, LLC|4900
JCAP|JERNIGAN CAPITAL INC|RJLC|RJL CAPITAL GROUP, LLC|10355
JCAP|JERNIGAN CAPITAL INC|SAGL|SAGETRADER, LLC|500
JCAP|JERNIGAN CAPITAL INC|SBSH|Citigroup Global Markets Inc.|12445
JCAP|JERNIGAN CAPITAL INC|SGMT|GOLDMAN SACHS & CO. LLC|36116
JCAP|JERNIGAN CAPITAL INC|SPDR|SPEEDROUTE LLC|5208
JCAP|JERNIGAN CAPITAL INC|SPHN|Stephens Inc.|1469
JCAP|JERNIGAN CAPITAL INC|STFL|Stifel, Nicolaus & Company, Incorporated|7081
JCAP|JERNIGAN CAPITAL INC|STKP|STOCKPILE INVESTMENTS, INC.|16
JCAP|JERNIGAN CAPITAL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|800
JCAP|JERNIGAN CAPITAL INC|SWIM|TD Ameritrade, Inc.|47380
JCAP|JERNIGAN CAPITAL INC|TKNG|ALLY INVEST SECURITIES LLC|123
JCAP|JERNIGAN CAPITAL INC|TRBT|Tradebot Systems, Inc.|35255
JCAP|JERNIGAN CAPITAL INC|TRCM|TRC MARKETS LLC|15014
JCAP|JERNIGAN CAPITAL INC|UBSA|UBS SECURITIES LLC|250237
JCAP|JERNIGAN CAPITAL INC|UBSS|UBS Securities LLC|310178
JCAP|JERNIGAN CAPITAL INC|VALX|VIRTU AMERICAS LLC|5722
JCAP|JERNIGAN CAPITAL INC|VGRD|Vanguard Marketing Corporation|10074
JCAP|JERNIGAN CAPITAL INC|VSIN|Vision Financial Markets Llc|5
JCAP|JERNIGAN CAPITAL INC|WABR|Wall Street Access|550
JCAP|JERNIGAN CAPITAL INC|WCHV|WELLS FARGO SECURITIES, LLC|58614
JCAP|JERNIGAN CAPITAL INC|WEDB|WEDBUSH SECURITIES INC.|836
JCAP|JERNIGAN CAPITAL INC|WEED|Weeden & Co.L.P.|19614
JCAP|JERNIGAN CAPITAL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|169
JCAP|JERNIGAN CAPITAL INC|WSEA|WOLVERINE SECURITIES, LLC|1170
JCAP|JERNIGAN CAPITAL INC|XIST|INSTINET, LLC|27800
JCAP|JERNIGAN CAPITAL INC|XPQR|Jump Trading|900
JCAP|JERNIGAN CAPITAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|19316
JCAP|JERNIGAN CAPITAL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1312
JCAP|JERNIGAN CAPITAL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2205
JCAP$B|JERNIGAN CAPITAL 7%|ALTX|Alternet Securities Inc.|100
JCAP$B|JERNIGAN CAPITAL 7%|APCC|Apex Clearing Corporation|44
JCAP$B|JERNIGAN CAPITAL 7%|BATM|CBOE TRADING, INC.|300
JCAP$B|JERNIGAN CAPITAL 7%|BYXM|CBOE TRADING, INC.|800
JCAP$B|JERNIGAN CAPITAL 7%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8025
JCAP$B|JERNIGAN CAPITAL 7%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4600
JCAP$B|JERNIGAN CAPITAL 7%|CXCX|CITIGROUP GLOBAL MARKETS INC.|202
JCAP$B|JERNIGAN CAPITAL 7%|DBAX|Deutsche Bank Securities Inc.|2200
JCAP$B|JERNIGAN CAPITAL 7%|DEAN|MORGAN STANLEY|7262
JCAP$B|JERNIGAN CAPITAL 7%|EBXL|EBX LLC|1300
JCAP$B|JERNIGAN CAPITAL 7%|ETRS|E*Trade Securities LLC|320
JCAP$B|JERNIGAN CAPITAL 7%|FBRC|B. RILEY FBR, INC.|1100
JCAP$B|JERNIGAN CAPITAL 7%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
JCAP$B|JERNIGAN CAPITAL 7%|GLPX|ACS EXECUTION SERVICES, LLC|2000
JCAP$B|JERNIGAN CAPITAL 7%|GSCO|GOLDMAN SACHS & CO. LLC|100
JCAP$B|JERNIGAN CAPITAL 7%|GSLT|GOLDMAN SACHS & CO. LLC|25
JCAP$B|JERNIGAN CAPITAL 7%|HRBF|American Enterprise Investment Services Inc.|2975
JCAP$B|JERNIGAN CAPITAL 7%|IATS|INTERACTIVE BROKERS LLC|200
JCAP$B|JERNIGAN CAPITAL 7%|IBKR|Interactive Brokers Llc|425
JCAP$B|JERNIGAN CAPITAL 7%|ICBX|INSTINET, LLC|3600
JCAP$B|JERNIGAN CAPITAL 7%|INCA|INSTINET, LLC|441
JCAP$B|JERNIGAN CAPITAL 7%|ITGI|ITG Inc.|3324
JCAP$B|JERNIGAN CAPITAL 7%|ITGP|ITG INC.|200
JCAP$B|JERNIGAN CAPITAL 7%|JANY|Janney Montgomery Scott Inc.|4000
JCAP$B|JERNIGAN CAPITAL 7%|JPMX|J.P. Morgan Securities LLC|600
JCAP$B|JERNIGAN CAPITAL 7%|KCGM|VIRTU Americas LLC|3949
JCAP$B|JERNIGAN CAPITAL 7%|LEHM|Barclays Capital Inc./Le|600
JCAP$B|JERNIGAN CAPITAL 7%|LIME|Lime Brokerage LLC|200
JCAP$B|JERNIGAN CAPITAL 7%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3842
JCAP$B|JERNIGAN CAPITAL 7%|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
JCAP$B|JERNIGAN CAPITAL 7%|MSCO|MORGAN STANLEY & CO. LLC|1777
JCAP$B|JERNIGAN CAPITAL 7%|MSPL|MORGAN STANLEY & CO. LLC|2500
JCAP$B|JERNIGAN CAPITAL 7%|NFSC|National Financial Services LLC|4782
JCAP$B|JERNIGAN CAPITAL 7%|NITE|VIRTU Americas LLC|28103
JCAP$B|JERNIGAN CAPITAL 7%|NQRB|Brut, LLC|700
JCAP$B|JERNIGAN CAPITAL 7%|PDQM|CODA MARKETS, INC.|3000
JCAP$B|JERNIGAN CAPITAL 7%|SGMT|GOLDMAN SACHS & CO. LLC|600
JCAP$B|JERNIGAN CAPITAL 7%|SPDR|SPEEDROUTE LLC|500
JCAP$B|JERNIGAN CAPITAL 7%|SWIM|TD Ameritrade, Inc.|1000
JCAP$B|JERNIGAN CAPITAL 7%|UBSA|UBS SECURITIES LLC|5441
JCAP$B|JERNIGAN CAPITAL 7%|UBSS|UBS Securities LLC|2833
JCAP$B|JERNIGAN CAPITAL 7%|VGRD|Vanguard Marketing Corporation|2078
JCAP$B|JERNIGAN CAPITAL 7%|WCHV|WELLS FARGO SECURITIES, LLC|2521
JCAP$B|JERNIGAN CAPITAL 7%|WEDB|WEDBUSH SECURITIES INC.|300
JCE|NUVEEN COR EQ ALPHA|ALTX|Alternet Securities Inc.|100
JCE|NUVEEN COR EQ ALPHA|APCC|Apex Clearing Corporation|53
JCE|NUVEEN COR EQ ALPHA|BATM|CBOE TRADING, INC.|218
JCE|NUVEEN COR EQ ALPHA|BERN|Sanford C. Bernstein & Co., LLC|3628
JCE|NUVEEN COR EQ ALPHA|BTIG|BTIG, LLC|8256
JCE|NUVEEN COR EQ ALPHA|CANT|Cantor Fitzgerald & Co.|398
JCE|NUVEEN COR EQ ALPHA|CHAS|Charles Schwab & Co., Inc.|25
JCE|NUVEEN COR EQ ALPHA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
JCE|NUVEEN COR EQ ALPHA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
JCE|NUVEEN COR EQ ALPHA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5610
JCE|NUVEEN COR EQ ALPHA|CXCX|CITIGROUP GLOBAL MARKETS INC.|450
JCE|NUVEEN COR EQ ALPHA|DBAX|Deutsche Bank Securities Inc.|3900
JCE|NUVEEN COR EQ ALPHA|DEAN|MORGAN STANLEY|1150
JCE|NUVEEN COR EQ ALPHA|DEGS|RONIN PROFESSIONAL LLC|400
JCE|NUVEEN COR EQ ALPHA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2476
JCE|NUVEEN COR EQ ALPHA|EBXL|EBX LLC|5500
JCE|NUVEEN COR EQ ALPHA|ESPO|ESPOSITO SECURITIES, LLC|7047
JCE|NUVEEN COR EQ ALPHA|ETRS|E*Trade Securities LLC|2867
JCE|NUVEEN COR EQ ALPHA|FBSB|U.S. Bancorp Investments, Inc.|100
JCE|NUVEEN COR EQ ALPHA|FILL|Tradestation Securities, Inc.|250
JCE|NUVEEN COR EQ ALPHA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8453
JCE|NUVEEN COR EQ ALPHA|FTBR|Foliofn Investments, Inc.|244
JCE|NUVEEN COR EQ ALPHA|GLPX|ACS EXECUTION SERVICES, LLC|100
JCE|NUVEEN COR EQ ALPHA|GSCO|GOLDMAN SACHS & CO. LLC|7227
JCE|NUVEEN COR EQ ALPHA|GSCS|GOLDMAN SACHS & CO. LLC|100
JCE|NUVEEN COR EQ ALPHA|GSLT|GOLDMAN SACHS & CO. LLC|900
JCE|NUVEEN COR EQ ALPHA|GTSZ|GTS SECURITIES LLC|120
JCE|NUVEEN COR EQ ALPHA|HRBF|American Enterprise Investment Services Inc.|3615
JCE|NUVEEN COR EQ ALPHA|IATS|INTERACTIVE BROKERS LLC|2200
JCE|NUVEEN COR EQ ALPHA|IBKR|Interactive Brokers Llc|9087
JCE|NUVEEN COR EQ ALPHA|ICBX|INSTINET, LLC|4519
JCE|NUVEEN COR EQ ALPHA|INCA|INSTINET, LLC|3320
JCE|NUVEEN COR EQ ALPHA|ITGI|ITG Inc.|100
JCE|NUVEEN COR EQ ALPHA|ITGP|ITG INC.|200
JCE|NUVEEN COR EQ ALPHA|JEFF|JEFFERIES LLC|500
JCE|NUVEEN COR EQ ALPHA|JPMX|J.P. Morgan Securities LLC|3800
JCE|NUVEEN COR EQ ALPHA|KCGM|VIRTU Americas LLC|2051
JCE|NUVEEN COR EQ ALPHA|LEHM|Barclays Capital Inc./Le|4400
JCE|NUVEEN COR EQ ALPHA|LIME|Lime Brokerage LLC|1042
JCE|NUVEEN COR EQ ALPHA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
JCE|NUVEEN COR EQ ALPHA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
JCE|NUVEEN COR EQ ALPHA|MSCO|MORGAN STANLEY & CO. LLC|14419
JCE|NUVEEN COR EQ ALPHA|MSPL|MORGAN STANLEY & CO. LLC|5800
JCE|NUVEEN COR EQ ALPHA|NATL|National Securities Corporation|200
JCE|NUVEEN COR EQ ALPHA|NFSC|National Financial Services LLC|56087
JCE|NUVEEN COR EQ ALPHA|NITE|VIRTU Americas LLC|116088
JCE|NUVEEN COR EQ ALPHA|NQRB|Brut, LLC|1241
JCE|NUVEEN COR EQ ALPHA|OPCO|Oppenheimer & Co. Inc.|14870
JCE|NUVEEN COR EQ ALPHA|PDQM|CODA MARKETS, INC.|100
JCE|NUVEEN COR EQ ALPHA|PWJC|UBS Financial Services, Inc.|7027
JCE|NUVEEN COR EQ ALPHA|RBCM|RBC CAPITAL MARKETS, LLC|8794
JCE|NUVEEN COR EQ ALPHA|SAGC|SAGETRADER, LLC|100
JCE|NUVEEN COR EQ ALPHA|SBSH|Citigroup Global Markets Inc.|15004
JCE|NUVEEN COR EQ ALPHA|SGMT|GOLDMAN SACHS & CO. LLC|1971
JCE|NUVEEN COR EQ ALPHA|STFL|Stifel, Nicolaus & Company, Incorporated|3000
JCE|NUVEEN COR EQ ALPHA|SWIM|TD Ameritrade, Inc.|9960
JCE|NUVEEN COR EQ ALPHA|SWST|Hilltop Securities Inc.|6056
JCE|NUVEEN COR EQ ALPHA|TKNG|ALLY INVEST SECURITIES LLC|200
JCE|NUVEEN COR EQ ALPHA|TRBT|Tradebot Systems, Inc.|972
JCE|NUVEEN COR EQ ALPHA|TRCM|TRC MARKETS LLC|100
JCE|NUVEEN COR EQ ALPHA|UBSA|UBS SECURITIES LLC|16571
JCE|NUVEEN COR EQ ALPHA|UBSS|UBS Securities LLC|34630
JCE|NUVEEN COR EQ ALPHA|VALX|VIRTU AMERICAS LLC|524
JCE|NUVEEN COR EQ ALPHA|VGRD|Vanguard Marketing Corporation|2459
JCE|NUVEEN COR EQ ALPHA|WBET|Wallachbeth Capital LLC|1900
JCE|NUVEEN COR EQ ALPHA|WCHV|WELLS FARGO SECURITIES, LLC|43305
JCE|NUVEEN COR EQ ALPHA|WEDB|WEDBUSH SECURITIES INC.|5663
JCE|NUVEEN COR EQ ALPHA|WEED|Weeden & Co.L.P.|450
JCE|NUVEEN COR EQ ALPHA|WSEA|WOLVERINE SECURITIES, LLC|2159
JCE|NUVEEN COR EQ ALPHA|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
JCE|NUVEEN COR EQ ALPHA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10876
JCI|JOHNSON CONTROLS INT|ABLE|NATIXIS Securities Americas LLC|61698
JCI|JOHNSON CONTROLS INT|ADAM|CANACCORD GENUITY INC.|2735
JCI|JOHNSON CONTROLS INT|AGIS|Aegis Capital Corp.|500
JCI|JOHNSON CONTROLS INT|ALTX|Alternet Securities Inc.|30132
JCI|JOHNSON CONTROLS INT|ANOS|ABEL/NOSER, L.L.C.|1378079
JCI|JOHNSON CONTROLS INT|APCC|Apex Clearing Corporation|451
JCI|JOHNSON CONTROLS INT|BALE|M&T SECURITIES, INC.|541
JCI|JOHNSON CONTROLS INT|BANK|Primevest Financial Services, Inc.|9750
JCI|JOHNSON CONTROLS INT|BARD|Robert W. Baird & Co. Incorporated|246854
JCI|JOHNSON CONTROLS INT|BATM|CBOE TRADING, INC.|13209
JCI|JOHNSON CONTROLS INT|BAYC|BAY CREST PARTNERS, LLC|20
JCI|JOHNSON CONTROLS INT|BAYT|BTIG, LLC|15000
JCI|JOHNSON CONTROLS INT|BBNT|BB&T SECURITIES, LLC|19423
JCI|JOHNSON CONTROLS INT|BERN|Sanford C. Bernstein & Co., LLC|514101
JCI|JOHNSON CONTROLS INT|BIDS|BIDS TRADING L.P.|1800
JCI|JOHNSON CONTROLS INT|BIMI|Banca IMI Securities Corp.|1039
JCI|JOHNSON CONTROLS INT|BKCM|BNY Mellon Capital Markets LLC|1835
JCI|JOHNSON CONTROLS INT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40391
JCI|JOHNSON CONTROLS INT|BLKX|INSTINET, LLC|436200
JCI|JOHNSON CONTROLS INT|BMOC|BMO Capital Markets Corp.|258200
JCI|JOHNSON CONTROLS INT|BNPX|BNP PARIBAS SECURITIES CORP.|501066
JCI|JOHNSON CONTROLS INT|BTIG|BTIG, LLC|18007
JCI|JOHNSON CONTROLS INT|BYXM|CBOE TRADING, INC.|1241
JCI|JOHNSON CONTROLS INT|BZYD|GOLDMAN SACHS & CO. LLC|704
JCI|JOHNSON CONTROLS INT|CABR|Cabrera Capital Markets, Inc.|50
JCI|JOHNSON CONTROLS INT|CANT|Cantor Fitzgerald & Co.|8410
JCI|JOHNSON CONTROLS INT|CHAS|Charles Schwab & Co., Inc.|2563
JCI|JOHNSON CONTROLS INT|CIBP|CIBC World Markets Corp.|247775
JCI|JOHNSON CONTROLS INT|CIOI|CITIGROUP GLOBAL MARKETS INC|71000
JCI|JOHNSON CONTROLS INT|CIST|Capital Institutional Services, Inc.|13222
JCI|JOHNSON CONTROLS INT|CLSA|CLSA AMERICAS, LLC|95100
JCI|JOHNSON CONTROLS INT|CNFR|Cowen Prime Services LLC|100
JCI|JOHNSON CONTROLS INT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|482842
JCI|JOHNSON CONTROLS INT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7811
JCI|JOHNSON CONTROLS INT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1749740
JCI|JOHNSON CONTROLS INT|CTDL|Citadel Derivatives Group Llc|59564
JCI|JOHNSON CONTROLS INT|CXCX|CITIGROUP GLOBAL MARKETS INC.|225686
JCI|JOHNSON CONTROLS INT|DADA|D.A. Davidson & Co.|6574
JCI|JOHNSON CONTROLS INT|DBAB|Deutsche Bank Securities Inc.|952438
JCI|JOHNSON CONTROLS INT|DBAX|Deutsche Bank Securities Inc.|1087300
JCI|JOHNSON CONTROLS INT|DBUL|Deutsche Bank Securities Inc.|10785
JCI|JOHNSON CONTROLS INT|DCHF|Dart Executions, LLC|8002
JCI|JOHNSON CONTROLS INT|DEAN|MORGAN STANLEY|112619
JCI|JOHNSON CONTROLS INT|DEGS|RONIN PROFESSIONAL LLC|400
JCI|JOHNSON CONTROLS INT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|443
JCI|JOHNSON CONTROLS INT|EBXL|EBX LLC|817400
JCI|JOHNSON CONTROLS INT|ECUT|CONVERGEX EXECUTION SOLUTIONS|167831
JCI|JOHNSON CONTROLS INT|EDJC|Edward Jones / CDS|5501
JCI|JOHNSON CONTROLS INT|EDJO|Edward D. Jones & Co., L.P.|153611
JCI|JOHNSON CONTROLS INT|EGAM|CBOE TRADING, INC.|23724
JCI|JOHNSON CONTROLS INT|EGAW|CBOE TRADING, INC.|49
JCI|JOHNSON CONTROLS INT|EGMT|EG MARKET TECHNOLOGIES LLC|400
JCI|JOHNSON CONTROLS INT|EGXM|CBOE TRADING, INC.|6303
JCI|JOHNSON CONTROLS INT|EGXW|CBOE TRADING, INC.|89
JCI|JOHNSON CONTROLS INT|ETBE|Electronic Transaction Clearing, Inc.|46768
JCI|JOHNSON CONTROLS INT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|796
JCI|JOHNSON CONTROLS INT|ETCB|ETC BROKERAGE SERVICES, LLC|4
JCI|JOHNSON CONTROLS INT|ETCC|Electronic Transaction Clearing, Inc.|1917
JCI|JOHNSON CONTROLS INT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6260
JCI|JOHNSON CONTROLS INT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9719
JCI|JOHNSON CONTROLS INT|ETRS|E*Trade Securities LLC|73509
JCI|JOHNSON CONTROLS INT|FBSB|U.S. Bancorp Investments, Inc.|1044
JCI|JOHNSON CONTROLS INT|FIDT|Fidelity Clearing Canada ULC./ CDS|215
JCI|JOHNSON CONTROLS INT|FILL|Tradestation Securities, Inc.|1965
JCI|JOHNSON CONTROLS INT|FINX|FINTECH SECURITIES|10622
JCI|JOHNSON CONTROLS INT|FMAF|NBCN Inc./ CDS|18798
JCI|JOHNSON CONTROLS INT|FMCO|First Manhattan Co|100
JCI|JOHNSON CONTROLS INT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|76829
JCI|JOHNSON CONTROLS INT|FQLS|Quantlab Securities LP|1030751
JCI|JOHNSON CONTROLS INT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|272011
JCI|JOHNSON CONTROLS INT|FTBR|Foliofn Investments, Inc.|9758
JCI|JOHNSON CONTROLS INT|GEBB|GLOBAL EXECUTION BROKERS, LP|800
JCI|JOHNSON CONTROLS INT|GLIS|TD Securities Inc|2045
JCI|JOHNSON CONTROLS INT|GLPX|ACS EXECUTION SERVICES, LLC|93856
JCI|JOHNSON CONTROLS INT|GSCO|GOLDMAN SACHS & CO. LLC|3230737
JCI|JOHNSON CONTROLS INT|GSCS|GOLDMAN SACHS & CO. LLC|47817
JCI|JOHNSON CONTROLS INT|GSLT|GOLDMAN SACHS & CO. LLC|51601
JCI|JOHNSON CONTROLS INT|GTSZ|GTS SECURITIES LLC|454216
JCI|JOHNSON CONTROLS INT|HPPX|POTAMUS TRADING, LLC|879
JCI|JOHNSON CONTROLS INT|HRBF|American Enterprise Investment Services Inc.|75113
JCI|JOHNSON CONTROLS INT|HSBC|HSBC Securities, Inc.|12181
JCI|JOHNSON CONTROLS INT|IATS|INTERACTIVE BROKERS LLC|16196
JCI|JOHNSON CONTROLS INT|IBKR|Interactive Brokers Llc|68139
JCI|JOHNSON CONTROLS INT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6724
JCI|JOHNSON CONTROLS INT|ICBX|INSTINET, LLC|243792
JCI|JOHNSON CONTROLS INT|IEQY|CITADEL SECURITIES LLC|481869
JCI|JOHNSON CONTROLS INT|INCA|INSTINET, LLC|742627
JCI|JOHNSON CONTROLS INT|INJX|INSTINET, LLC|13658
JCI|JOHNSON CONTROLS INT|INTL|INTL FCSTONE FINANCIAL INC.|20
JCI|JOHNSON CONTROLS INT|ITGI|ITG Inc.|460466
JCI|JOHNSON CONTROLS INT|ITGP|ITG INC.|594200
JCI|JOHNSON CONTROLS INT|JANY|Janney Montgomery Scott Inc.|39740
JCI|JOHNSON CONTROLS INT|JEFF|JEFFERIES LLC|598142
JCI|JOHNSON CONTROLS INT|JMPT|JUMP TRADING, LLC|265379
JCI|JOHNSON CONTROLS INT|JONE|JonesTrading|1400
JCI|JOHNSON CONTROLS INT|JPBX|J.P. MORGAN SECURITIES LLC|438697
JCI|JOHNSON CONTROLS INT|JPMX|J.P. Morgan Securities LLC|1195490
JCI|JOHNSON CONTROLS INT|JSEB|JANE STREET EXECUTION SERVICES, LLC|5300
JCI|JOHNSON CONTROLS INT|JSJX|JANE STREET CAPITAL LLC|27803
JCI|JOHNSON CONTROLS INT|KCGM|VIRTU Americas LLC|159000
JCI|JOHNSON CONTROLS INT|LEHM|Barclays Capital Inc./Le|2437424
JCI|JOHNSON CONTROLS INT|LIME|Lime Brokerage LLC|57265
JCI|JOHNSON CONTROLS INT|LIWD|LIME BROKERAGE LLC|878
JCI|JOHNSON CONTROLS INT|LOOP|Loop Capital Markets LLC|500
JCI|JOHNSON CONTROLS INT|LQNA|LIQUIDNET, INC.|324800
JCI|JOHNSON CONTROLS INT|LSCI|Lek Securities Corporation|4180
JCI|JOHNSON CONTROLS INT|LVMR|LIVERMORE TRADING GROUP, INC.|12600
JCI|JOHNSON CONTROLS INT|MACC|Mid Atlantic Capital Corporation|2015
JCI|JOHNSON CONTROLS INT|MAXM|Maxim Group LLC|23039
JCI|JOHNSON CONTROLS INT|MCBT|Moors & Cabot, Inc.|700
JCI|JOHNSON CONTROLS INT|MCMF|Raymond James Ltd. Cds|17304
JCI|JOHNSON CONTROLS INT|MKMP|MKM Partners LLC|66200
JCI|JOHNSON CONTROLS INT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|388777
JCI|JOHNSON CONTROLS INT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2631
JCI|JOHNSON CONTROLS INT|MOTF|MOTIF INVESTING, INC.|24
JCI|JOHNSON CONTROLS INT|MSCO|MORGAN STANLEY & CO. LLC|3945539
JCI|JOHNSON CONTROLS INT|MSPL|MORGAN STANLEY & CO. LLC|1055100
JCI|JOHNSON CONTROLS INT|MSTX|MORGAN STANLEY & CO. LLC|783500
JCI|JOHNSON CONTROLS INT|MULL|MARK J. MULLER EQUITIES, INC.|1400
JCI|JOHNSON CONTROLS INT|MZHO|Mizuho Securities USA LLC|72000
JCI|JOHNSON CONTROLS INT|NATL|National Securities Corporation|300
JCI|JOHNSON CONTROLS INT|NEUB|NEUBERGER BERMAN BD LLC|2390
JCI|JOHNSON CONTROLS INT|NFSC|National Financial Services LLC|653123
JCI|JOHNSON CONTROLS INT|NITE|VIRTU Americas LLC|1863334
JCI|JOHNSON CONTROLS INT|NITP|VIRTU Americas LLC|1584
JCI|JOHNSON CONTROLS INT|NQRB|Brut, LLC|15147
JCI|JOHNSON CONTROLS INT|NTBF|BMO Nesbitt Burns Inc./CDS|2331
JCI|JOHNSON CONTROLS INT|NTRC|Northern Trust Securities, Inc.|37794
JCI|JOHNSON CONTROLS INT|OHOS|TWO SIGMA SECURITIES, LLC|41014
JCI|JOHNSON CONTROLS INT|OPCO|Oppenheimer & Co. Inc.|29854
JCI|JOHNSON CONTROLS INT|PASL|Pershing Advisor Solutions LLC|14609
JCI|JOHNSON CONTROLS INT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1500
JCI|JOHNSON CONTROLS INT|PCFF|Pacific International Securities Inc./CDS|400
JCI|JOHNSON CONTROLS INT|PDQM|CODA MARKETS, INC.|121514
JCI|JOHNSON CONTROLS INT|PHLY|NASDAQ Execution Services, LLC|28400
JCI|JOHNSON CONTROLS INT|PICT|Pictet Overseas Inc.|30
JCI|JOHNSON CONTROLS INT|PIPR|Piper Jaffray & Co.|6053
JCI|JOHNSON CONTROLS INT|PWJC|UBS Financial Services, Inc.|40112
JCI|JOHNSON CONTROLS INT|QMSR|QUATTRO M SECURITIES INC.|5103
JCI|JOHNSON CONTROLS INT|RBCM|RBC CAPITAL MARKETS, LLC|76445
JCI|JOHNSON CONTROLS INT|RHOX|XR Securities LLC|52936
JCI|JOHNSON CONTROLS INT|SAGL|SAGETRADER, LLC|82624
JCI|JOHNSON CONTROLS INT|SAGW|SAGETRADER, LLC|7543
JCI|JOHNSON CONTROLS INT|SALI|INTL FCSTONE FINANCIAL INC.|1533
JCI|JOHNSON CONTROLS INT|SBRX|MURIEL SIEBERT & CO INC|152
JCI|JOHNSON CONTROLS INT|SBSH|Citigroup Global Markets Inc.|1029744
JCI|JOHNSON CONTROLS INT|SEIC|SEI Investments Distribution Co.|19418
JCI|JOHNSON CONTROLS INT|SGMT|GOLDMAN SACHS & CO. LLC|515024
JCI|JOHNSON CONTROLS INT|SIBO|Prime Executions, Inc.|2750
JCI|JOHNSON CONTROLS INT|SJLS|TRADE INFORMATICS LLC|100
JCI|JOHNSON CONTROLS INT|SPDR|SPEEDROUTE LLC|39523
JCI|JOHNSON CONTROLS INT|SPHN|Stephens Inc.|3175
JCI|JOHNSON CONTROLS INT|STFL|Stifel, Nicolaus & Company, Incorporated|58038
JCI|JOHNSON CONTROLS INT|STKP|STOCKPILE INVESTMENTS, INC.|34
JCI|JOHNSON CONTROLS INT|STRS|STRATEGAS RESEARCH PARTNERS|91
JCI|JOHNSON CONTROLS INT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22632
JCI|JOHNSON CONTROLS INT|SWIM|TD Ameritrade, Inc.|23358
JCI|JOHNSON CONTROLS INT|SWST|Hilltop Securities Inc.|15065
JCI|JOHNSON CONTROLS INT|TAGC|TELSEY ADVISORY GROUP LLC|1300
JCI|JOHNSON CONTROLS INT|TKNG|ALLY INVEST SECURITIES LLC|2576
JCI|JOHNSON CONTROLS INT|TRBT|Tradebot Systems, Inc.|613979
JCI|JOHNSON CONTROLS INT|TRCM|TRC MARKETS LLC|155634
JCI|JOHNSON CONTROLS INT|TWTT|TASTYWORKS, INC.|1000
JCI|JOHNSON CONTROLS INT|UBSA|UBS SECURITIES LLC|1987083
JCI|JOHNSON CONTROLS INT|UBSS|UBS Securities LLC|2325535
JCI|JOHNSON CONTROLS INT|VALX|VIRTU AMERICAS LLC|88759
JCI|JOHNSON CONTROLS INT|VERT|The Vertical Trading Group, LLC|7068
JCI|JOHNSON CONTROLS INT|VGRD|Vanguard Marketing Corporation|37128
JCI|JOHNSON CONTROLS INT|WABR|Wall Street Access|73909
JCI|JOHNSON CONTROLS INT|WBLR|WILLIAM BLAIR|1583
JCI|JOHNSON CONTROLS INT|WBPX|SUMMIT SECURITIES GROUP, LLC|21089
JCI|JOHNSON CONTROLS INT|WCHV|WELLS FARGO SECURITIES, LLC|805504
JCI|JOHNSON CONTROLS INT|WDNX|WEEDEN & CO.L.P.|16002
JCI|JOHNSON CONTROLS INT|WEDB|WEDBUSH SECURITIES INC.|16511
JCI|JOHNSON CONTROLS INT|WEED|Weeden & Co.L.P.|7187
JCI|JOHNSON CONTROLS INT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|71082
JCI|JOHNSON CONTROLS INT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40479
JCI|JOHNSON CONTROLS INT|WGIF|CIBC World Markets Inc.|44264
JCI|JOHNSON CONTROLS INT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|7727
JCI|JOHNSON CONTROLS INT|WSAG|WALL STREET ACCESS|288
JCI|JOHNSON CONTROLS INT|WSEA|WOLVERINE SECURITIES, LLC|30108
JCI|JOHNSON CONTROLS INT|XIST|INSTINET, LLC|565792
JCI|JOHNSON CONTROLS INT|XPQR|Jump Trading|1866
JCI|JOHNSON CONTROLS INT|XSTM|NATIONAL FINANCIAL SERVICES LLC|157696
JCI|JOHNSON CONTROLS INT|YKNA|COMHAR CAPITAL MARKETS, LLC|3572
JCI|JOHNSON CONTROLS INT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|44668
JCO|NUVEEN CREDIT OPPORT|BARD|Robert W. Baird & Co. Incorporated|5200
JCO|NUVEEN CREDIT OPPORT|BATM|CBOE TRADING, INC.|607
JCO|NUVEEN CREDIT OPPORT|BBNT|BB&T SECURITIES, LLC|12935
JCO|NUVEEN CREDIT OPPORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
JCO|NUVEEN CREDIT OPPORT|BRGE|Newbridge Securities Corp.|1500
JCO|NUVEEN CREDIT OPPORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
JCO|NUVEEN CREDIT OPPORT|DADA|D.A. Davidson & Co.|6600
JCO|NUVEEN CREDIT OPPORT|DBAX|Deutsche Bank Securities Inc.|2400
JCO|NUVEEN CREDIT OPPORT|DEAN|MORGAN STANLEY|39637
JCO|NUVEEN CREDIT OPPORT|DEGS|RONIN PROFESSIONAL LLC|100
JCO|NUVEEN CREDIT OPPORT|EBXL|EBX LLC|400
JCO|NUVEEN CREDIT OPPORT|EGXM|CBOE TRADING, INC.|900
JCO|NUVEEN CREDIT OPPORT|ETRS|E*Trade Securities LLC|8492
JCO|NUVEEN CREDIT OPPORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1146
JCO|NUVEEN CREDIT OPPORT|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|16900
JCO|NUVEEN CREDIT OPPORT|GLPX|ACS EXECUTION SERVICES, LLC|3531
JCO|NUVEEN CREDIT OPPORT|HRBF|American Enterprise Investment Services Inc.|550
JCO|NUVEEN CREDIT OPPORT|IATS|INTERACTIVE BROKERS LLC|700
JCO|NUVEEN CREDIT OPPORT|IBKR|Interactive Brokers Llc|8720
JCO|NUVEEN CREDIT OPPORT|ICBX|INSTINET, LLC|100
JCO|NUVEEN CREDIT OPPORT|INCA|INSTINET, LLC|400
JCO|NUVEEN CREDIT OPPORT|ITGP|ITG INC.|400
JCO|NUVEEN CREDIT OPPORT|JANY|Janney Montgomery Scott Inc.|2100
JCO|NUVEEN CREDIT OPPORT|KCGM|VIRTU Americas LLC|100
JCO|NUVEEN CREDIT OPPORT|LEHM|Barclays Capital Inc./Le|200
JCO|NUVEEN CREDIT OPPORT|LIME|Lime Brokerage LLC|1700
JCO|NUVEEN CREDIT OPPORT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
JCO|NUVEEN CREDIT OPPORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
JCO|NUVEEN CREDIT OPPORT|MSCO|MORGAN STANLEY & CO. LLC|155542
JCO|NUVEEN CREDIT OPPORT|MSPL|MORGAN STANLEY & CO. LLC|13800
JCO|NUVEEN CREDIT OPPORT|MSTX|MORGAN STANLEY & CO. LLC|100
JCO|NUVEEN CREDIT OPPORT|NFSC|National Financial Services LLC|28293
JCO|NUVEEN CREDIT OPPORT|NITE|VIRTU Americas LLC|176432
JCO|NUVEEN CREDIT OPPORT|NQRB|Brut, LLC|1500
JCO|NUVEEN CREDIT OPPORT|PDQM|CODA MARKETS, INC.|831
JCO|NUVEEN CREDIT OPPORT|PWJC|UBS Financial Services, Inc.|39587
JCO|NUVEEN CREDIT OPPORT|RBCM|RBC CAPITAL MARKETS, LLC|48942
JCO|NUVEEN CREDIT OPPORT|SGMT|GOLDMAN SACHS & CO. LLC|1500
JCO|NUVEEN CREDIT OPPORT|SPDR|SPEEDROUTE LLC|700
JCO|NUVEEN CREDIT OPPORT|STFL|Stifel, Nicolaus & Company, Incorporated|7133
JCO|NUVEEN CREDIT OPPORT|SWIM|TD Ameritrade, Inc.|50
JCO|NUVEEN CREDIT OPPORT|SWST|Hilltop Securities Inc.|11
JCO|NUVEEN CREDIT OPPORT|UBSA|UBS SECURITIES LLC|8100
JCO|NUVEEN CREDIT OPPORT|UBSS|UBS Securities LLC|84850
JCO|NUVEEN CREDIT OPPORT|VGRD|Vanguard Marketing Corporation|3453
JCO|NUVEEN CREDIT OPPORT|WCHV|WELLS FARGO SECURITIES, LLC|108425
JCO|NUVEEN CREDIT OPPORT|WEDB|WEDBUSH SECURITIES INC.|1200
JCO|NUVEEN CREDIT OPPORT|WEED|Weeden & Co.L.P.|10
JCO|NUVEEN CREDIT OPPORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8910
JCOM|J2 GLOBAL, INC. CMN|ABLE|NATIXIS Securities Americas LLC|58800
JCOM|J2 GLOBAL, INC. CMN|ALTX|Alternet Securities Inc.|8255
JCOM|J2 GLOBAL, INC. CMN|ANOS|ABEL/NOSER, L.L.C.|2068
JCOM|J2 GLOBAL, INC. CMN|APCC|Apex Clearing Corporation|58
JCOM|J2 GLOBAL, INC. CMN|BARD|Robert W. Baird & Co. Incorporated|189
JCOM|J2 GLOBAL, INC. CMN|BATM|CBOE TRADING, INC.|1732
JCOM|J2 GLOBAL, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|27099
JCOM|J2 GLOBAL, INC. CMN|BKCM|BNY Mellon Capital Markets LLC|9416
JCOM|J2 GLOBAL, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|280
JCOM|J2 GLOBAL, INC. CMN|BLKX|INSTINET, LLC|31100
JCOM|J2 GLOBAL, INC. CMN|BMOC|BMO Capital Markets Corp.|8256
JCOM|J2 GLOBAL, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|22675
JCOM|J2 GLOBAL, INC. CMN|BRVL|BLAYLOCK VAN, LLC|300
JCOM|J2 GLOBAL, INC. CMN|BTIG|BTIG, LLC|12464
JCOM|J2 GLOBAL, INC. CMN|BYXM|CBOE TRADING, INC.|412
JCOM|J2 GLOBAL, INC. CMN|BZYD|GOLDMAN SACHS & CO. LLC|269
JCOM|J2 GLOBAL, INC. CMN|CANT|Cantor Fitzgerald & Co.|223
JCOM|J2 GLOBAL, INC. CMN|CHAS|Charles Schwab & Co., Inc.|25
JCOM|J2 GLOBAL, INC. CMN|CIST|Capital Institutional Services, Inc.|97
JCOM|J2 GLOBAL, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88493
JCOM|J2 GLOBAL, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
JCOM|J2 GLOBAL, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|60
JCOM|J2 GLOBAL, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140579
JCOM|J2 GLOBAL, INC. CMN|CTDL|Citadel Derivatives Group Llc|12815
JCOM|J2 GLOBAL, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|45526
JCOM|J2 GLOBAL, INC. CMN|DBAB|Deutsche Bank Securities Inc.|398486
JCOM|J2 GLOBAL, INC. CMN|DBAX|Deutsche Bank Securities Inc.|129200
JCOM|J2 GLOBAL, INC. CMN|DBUL|Deutsche Bank Securities Inc.|400
JCOM|J2 GLOBAL, INC. CMN|DEAN|MORGAN STANLEY|1021
JCOM|J2 GLOBAL, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|300
JCOM|J2 GLOBAL, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5992
JCOM|J2 GLOBAL, INC. CMN|EBXL|EBX LLC|117200
JCOM|J2 GLOBAL, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
JCOM|J2 GLOBAL, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|210
JCOM|J2 GLOBAL, INC. CMN|EGAM|CBOE TRADING, INC.|5449
JCOM|J2 GLOBAL, INC. CMN|EGAW|CBOE TRADING, INC.|259
JCOM|J2 GLOBAL, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|419
JCOM|J2 GLOBAL, INC. CMN|EGXM|CBOE TRADING, INC.|1211
JCOM|J2 GLOBAL, INC. CMN|EGXW|CBOE TRADING, INC.|44
JCOM|J2 GLOBAL, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|9196
JCOM|J2 GLOBAL, INC. CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|310
JCOM|J2 GLOBAL, INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|150
JCOM|J2 GLOBAL, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22422
JCOM|J2 GLOBAL, INC. CMN|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|39766
JCOM|J2 GLOBAL, INC. CMN|ETRS|E*Trade Securities LLC|9590
JCOM|J2 GLOBAL, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|265555
JCOM|J2 GLOBAL, INC. CMN|FILL|Tradestation Securities, Inc.|8
JCOM|J2 GLOBAL, INC. CMN|FMAF|NBCN Inc./ CDS|408
JCOM|J2 GLOBAL, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|10591
JCOM|J2 GLOBAL, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3383
JCOM|J2 GLOBAL, INC. CMN|FQLS|Quantlab Securities LP|115318
JCOM|J2 GLOBAL, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61262
JCOM|J2 GLOBAL, INC. CMN|FTBR|Foliofn Investments, Inc.|389
JCOM|J2 GLOBAL, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|30643
JCOM|J2 GLOBAL, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|28437
JCOM|J2 GLOBAL, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|615470
JCOM|J2 GLOBAL, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|7990
JCOM|J2 GLOBAL, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|1329
JCOM|J2 GLOBAL, INC. CMN|GTSZ|GTS SECURITIES LLC|82776
JCOM|J2 GLOBAL, INC. CMN|HRBF|American Enterprise Investment Services Inc.|1531
JCOM|J2 GLOBAL, INC. CMN|IATS|INTERACTIVE BROKERS LLC|1699
JCOM|J2 GLOBAL, INC. CMN|IBKR|Interactive Brokers Llc|14083
JCOM|J2 GLOBAL, INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|257
JCOM|J2 GLOBAL, INC. CMN|ICBX|INSTINET, LLC|9412
JCOM|J2 GLOBAL, INC. CMN|IEQY|CITADEL SECURITIES LLC|77457
JCOM|J2 GLOBAL, INC. CMN|INCA|INSTINET, LLC|237937
JCOM|J2 GLOBAL, INC. CMN|INJX|INSTINET, LLC|41576
JCOM|J2 GLOBAL, INC. CMN|ITGI|ITG Inc.|16726
JCOM|J2 GLOBAL, INC. CMN|ITGP|ITG INC.|67000
JCOM|J2 GLOBAL, INC. CMN|JANY|Janney Montgomery Scott Inc.|297
JCOM|J2 GLOBAL, INC. CMN|JEFF|JEFFERIES LLC|124978
JCOM|J2 GLOBAL, INC. CMN|JMPT|JUMP TRADING, LLC|31631
JCOM|J2 GLOBAL, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|18941
JCOM|J2 GLOBAL, INC. CMN|JPMX|J.P. Morgan Securities LLC|163585
JCOM|J2 GLOBAL, INC. CMN|JSJX|JANE STREET CAPITAL LLC|2383
JCOM|J2 GLOBAL, INC. CMN|KCGM|VIRTU Americas LLC|21151
JCOM|J2 GLOBAL, INC. CMN|KCRD|PHX FINANCIAL, INC.|24
JCOM|J2 GLOBAL, INC. CMN|KING|C. L. King & Associates, Inc.|1900
JCOM|J2 GLOBAL, INC. CMN|LEER|LEERINK PARTNERS LLC|360
JCOM|J2 GLOBAL, INC. CMN|LEHM|Barclays Capital Inc./Le|361691
JCOM|J2 GLOBAL, INC. CMN|LIME|Lime Brokerage LLC|129402
JCOM|J2 GLOBAL, INC. CMN|LMGP|LIME BROKERAGE LLC|1200
JCOM|J2 GLOBAL, INC. CMN|LOOP|Loop Capital Markets LLC|1385
JCOM|J2 GLOBAL, INC. CMN|LQNA|LIQUIDNET, INC.|22500
JCOM|J2 GLOBAL, INC. CMN|LSCI|Lek Securities Corporation|1
JCOM|J2 GLOBAL, INC. CMN|MACC|Mid Atlantic Capital Corporation|1132
JCOM|J2 GLOBAL, INC. CMN|MAXM|Maxim Group LLC|4936
JCOM|J2 GLOBAL, INC. CMN|MCMF|Raymond James Ltd. Cds|206
JCOM|J2 GLOBAL, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44350
JCOM|J2 GLOBAL, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|885261
JCOM|J2 GLOBAL, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|103100
JCOM|J2 GLOBAL, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|14900
JCOM|J2 GLOBAL, INC. CMN|MULL|MARK J. MULLER EQUITIES, INC.|450
JCOM|J2 GLOBAL, INC. CMN|MZHO|Mizuho Securities USA LLC|16754
JCOM|J2 GLOBAL, INC. CMN|NFSC|National Financial Services LLC|83589
JCOM|J2 GLOBAL, INC. CMN|NITE|VIRTU Americas LLC|103540
JCOM|J2 GLOBAL, INC. CMN|NITP|VIRTU Americas LLC|2287
JCOM|J2 GLOBAL, INC. CMN|NQRB|Brut, LLC|8637
JCOM|J2 GLOBAL, INC. CMN|NTRC|Northern Trust Securities, Inc.|4229
JCOM|J2 GLOBAL, INC. CMN|OPCO|Oppenheimer & Co. Inc.|8813
JCOM|J2 GLOBAL, INC. CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1556
JCOM|J2 GLOBAL, INC. CMN|PDQM|CODA MARKETS, INC.|90392
JCOM|J2 GLOBAL, INC. CMN|PIPR|Piper Jaffray & Co.|1800
JCOM|J2 GLOBAL, INC. CMN|PWJC|UBS Financial Services, Inc.|1362
JCOM|J2 GLOBAL, INC. CMN|RAJA|Raymond James & Associates, Inc.|1463
JCOM|J2 GLOBAL, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|422
JCOM|J2 GLOBAL, INC. CMN|SAGL|SAGETRADER, LLC|10524
JCOM|J2 GLOBAL, INC. CMN|SBSH|Citigroup Global Markets Inc.|170998
JCOM|J2 GLOBAL, INC. CMN|SEIC|SEI Investments Distribution Co.|350
JCOM|J2 GLOBAL, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|44587
JCOM|J2 GLOBAL, INC. CMN|SPDR|SPEEDROUTE LLC|15657
JCOM|J2 GLOBAL, INC. CMN|SPHN|Stephens Inc.|200
JCOM|J2 GLOBAL, INC. CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|1779
JCOM|J2 GLOBAL, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3036
JCOM|J2 GLOBAL, INC. CMN|SWIM|TD Ameritrade, Inc.|383
JCOM|J2 GLOBAL, INC. CMN|SWST|Hilltop Securities Inc.|1240
JCOM|J2 GLOBAL, INC. CMN|TONC|CUTTONE & CO., LLC|1039
JCOM|J2 GLOBAL, INC. CMN|TRBT|Tradebot Systems, Inc.|84795
JCOM|J2 GLOBAL, INC. CMN|TRCM|TRC MARKETS LLC|79657
JCOM|J2 GLOBAL, INC. CMN|UBSA|UBS SECURITIES LLC|217548
JCOM|J2 GLOBAL, INC. CMN|UBSS|UBS Securities LLC|620078
JCOM|J2 GLOBAL, INC. CMN|VALX|VIRTU AMERICAS LLC|8769
JCOM|J2 GLOBAL, INC. CMN|VERT|The Vertical Trading Group, LLC|9
JCOM|J2 GLOBAL, INC. CMN|VGRD|Vanguard Marketing Corporation|1268
JCOM|J2 GLOBAL, INC. CMN|WABR|Wall Street Access|100
JCOM|J2 GLOBAL, INC. CMN|WBET|Wallachbeth Capital LLC|1848
JCOM|J2 GLOBAL, INC. CMN|WBLR|WILLIAM BLAIR|62527
JCOM|J2 GLOBAL, INC. CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|882
JCOM|J2 GLOBAL, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|97367
JCOM|J2 GLOBAL, INC. CMN|WDNX|WEEDEN & CO.L.P.|4598
JCOM|J2 GLOBAL, INC. CMN|WEED|Weeden & Co.L.P.|3302
JCOM|J2 GLOBAL, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|599
JCOM|J2 GLOBAL, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2030
JCOM|J2 GLOBAL, INC. CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|49
JCOM|J2 GLOBAL, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|170
JCOM|J2 GLOBAL, INC. CMN|XIST|INSTINET, LLC|33432
JCOM|J2 GLOBAL, INC. CMN|XPQR|Jump Trading|1000
JCOM|J2 GLOBAL, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8328
JCOM|J2 GLOBAL, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|6466
JCOM|J2 GLOBAL, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|221
JCP|PENNEY J C CO HOLDIN|ABLE|NATIXIS Securities Americas LLC|1846
JCP|PENNEY J C CO HOLDIN|ADAM|CANACCORD GENUITY INC.|33570
JCP|PENNEY J C CO HOLDIN|AGIS|Aegis Capital Corp.|2400
JCP|PENNEY J C CO HOLDIN|ALFA|ALPHA TRADING L.P.|104000
JCP|PENNEY J C CO HOLDIN|ALTX|Alternet Securities Inc.|9614
JCP|PENNEY J C CO HOLDIN|APCC|Apex Clearing Corporation|187853
JCP|PENNEY J C CO HOLDIN|BANK|Primevest Financial Services, Inc.|10100
JCP|PENNEY J C CO HOLDIN|BARD|Robert W. Baird & Co. Incorporated|19953
JCP|PENNEY J C CO HOLDIN|BATM|CBOE TRADING, INC.|86239
JCP|PENNEY J C CO HOLDIN|BAYC|BAY CREST PARTNERS, LLC|162665
JCP|PENNEY J C CO HOLDIN|BAYT|BTIG, LLC|19700
JCP|PENNEY J C CO HOLDIN|BBNT|BB&T SECURITIES, LLC|11759
JCP|PENNEY J C CO HOLDIN|BERN|Sanford C. Bernstein & Co., LLC|87855
JCP|PENNEY J C CO HOLDIN|BIDS|BIDS TRADING L.P.|10500
JCP|PENNEY J C CO HOLDIN|BIMI|Banca IMI Securities Corp.|47674
JCP|PENNEY J C CO HOLDIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|256667
JCP|PENNEY J C CO HOLDIN|BLKX|INSTINET, LLC|515254
JCP|PENNEY J C CO HOLDIN|BMOC|BMO Capital Markets Corp.|1427350
JCP|PENNEY J C CO HOLDIN|BNPX|BNP PARIBAS SECURITIES CORP.|508112
JCP|PENNEY J C CO HOLDIN|BRVL|BLAYLOCK VAN, LLC|8700
JCP|PENNEY J C CO HOLDIN|BTIG|BTIG, LLC|868966
JCP|PENNEY J C CO HOLDIN|BYXM|CBOE TRADING, INC.|2100
JCP|PENNEY J C CO HOLDIN|CANT|Cantor Fitzgerald & Co.|558
JCP|PENNEY J C CO HOLDIN|CBLC|CITIGROUP GLOBAL MARKETS INC.|12200
JCP|PENNEY J C CO HOLDIN|CHAS|Charles Schwab & Co., Inc.|90114
JCP|PENNEY J C CO HOLDIN|CICF|Canaccord Genuity Corp.|300
JCP|PENNEY J C CO HOLDIN|CIST|Capital Institutional Services, Inc.|60
JCP|PENNEY J C CO HOLDIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1279600
JCP|PENNEY J C CO HOLDIN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
JCP|PENNEY J C CO HOLDIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10214
JCP|PENNEY J C CO HOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5768770
JCP|PENNEY J C CO HOLDIN|CTDL|Citadel Derivatives Group Llc|31443
JCP|PENNEY J C CO HOLDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1716106
JCP|PENNEY J C CO HOLDIN|DADA|D.A. Davidson & Co.|500
JCP|PENNEY J C CO HOLDIN|DAVA|Davenport & Company LLC|2251
JCP|PENNEY J C CO HOLDIN|DBAB|Deutsche Bank Securities Inc.|1545855
JCP|PENNEY J C CO HOLDIN|DBAX|Deutsche Bank Securities Inc.|7230000
JCP|PENNEY J C CO HOLDIN|DCHF|Dart Executions, LLC|46383
JCP|PENNEY J C CO HOLDIN|DEAN|MORGAN STANLEY|74857
JCP|PENNEY J C CO HOLDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27007
JCP|PENNEY J C CO HOLDIN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|7900
JCP|PENNEY J C CO HOLDIN|EBXL|EBX LLC|2833100
JCP|PENNEY J C CO HOLDIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|281202
JCP|PENNEY J C CO HOLDIN|EDJO|Edward D. Jones & Co., L.P.|55681
JCP|PENNEY J C CO HOLDIN|EGAM|CBOE TRADING, INC.|90451
JCP|PENNEY J C CO HOLDIN|EGAW|CBOE TRADING, INC.|1129
JCP|PENNEY J C CO HOLDIN|EGXM|CBOE TRADING, INC.|102714
JCP|PENNEY J C CO HOLDIN|EGXW|CBOE TRADING, INC.|500
JCP|PENNEY J C CO HOLDIN|ETBE|Electronic Transaction Clearing, Inc.|173361
JCP|PENNEY J C CO HOLDIN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
JCP|PENNEY J C CO HOLDIN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
JCP|PENNEY J C CO HOLDIN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|960
JCP|PENNEY J C CO HOLDIN|ETRS|E*Trade Securities LLC|12820223
JCP|PENNEY J C CO HOLDIN|FBSB|U.S. Bancorp Investments, Inc.|7020
JCP|PENNEY J C CO HOLDIN|FCST|INTL FCSTONE FINANCIAL INC.|94900
JCP|PENNEY J C CO HOLDIN|FFSI|Firstrade Securities Inc.|1100
JCP|PENNEY J C CO HOLDIN|FILL|Tradestation Securities, Inc.|395296
JCP|PENNEY J C CO HOLDIN|FMAF|NBCN Inc./ CDS|54542
JCP|PENNEY J C CO HOLDIN|FQLS|Quantlab Securities LP|1245002
JCP|PENNEY J C CO HOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|279530
JCP|PENNEY J C CO HOLDIN|FTBR|Foliofn Investments, Inc.|44889
JCP|PENNEY J C CO HOLDIN|GBMT|GBM International, Inc.|333356
JCP|PENNEY J C CO HOLDIN|GEBB|GLOBAL EXECUTION BROKERS, LP|417206
JCP|PENNEY J C CO HOLDIN|GLIS|TD Securities Inc|199883
JCP|PENNEY J C CO HOLDIN|GLPX|ACS EXECUTION SERVICES, LLC|815995
JCP|PENNEY J C CO HOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|4200337
JCP|PENNEY J C CO HOLDIN|GSCS|GOLDMAN SACHS & CO. LLC|175626
JCP|PENNEY J C CO HOLDIN|GSLT|GOLDMAN SACHS & CO. LLC|125410
JCP|PENNEY J C CO HOLDIN|GTSY|GTS SECURITIES LLC|59400
JCP|PENNEY J C CO HOLDIN|GTSZ|GTS SECURITIES LLC|289778
JCP|PENNEY J C CO HOLDIN|HRBF|American Enterprise Investment Services Inc.|104697
JCP|PENNEY J C CO HOLDIN|HSBC|HSBC Securities, Inc.|24916
JCP|PENNEY J C CO HOLDIN|IATS|INTERACTIVE BROKERS LLC|588884
JCP|PENNEY J C CO HOLDIN|IBKR|Interactive Brokers Llc|447118
JCP|PENNEY J C CO HOLDIN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|91
JCP|PENNEY J C CO HOLDIN|ICBX|INSTINET, LLC|1205544
JCP|PENNEY J C CO HOLDIN|IEQY|CITADEL SECURITIES LLC|309144
JCP|PENNEY J C CO HOLDIN|INCA|INSTINET, LLC|818378
JCP|PENNEY J C CO HOLDIN|INJX|INSTINET, LLC|10800
JCP|PENNEY J C CO HOLDIN|INTL|INTL FCSTONE FINANCIAL INC.|45200
JCP|PENNEY J C CO HOLDIN|ITGI|ITG Inc.|259039
JCP|PENNEY J C CO HOLDIN|ITGP|ITG INC.|1922400
JCP|PENNEY J C CO HOLDIN|JANY|Janney Montgomery Scott Inc.|5750
JCP|PENNEY J C CO HOLDIN|JEFF|JEFFERIES LLC|380224
JCP|PENNEY J C CO HOLDIN|JMPT|JUMP TRADING, LLC|125385
JCP|PENNEY J C CO HOLDIN|JPBX|J.P. MORGAN SECURITIES LLC|23093
JCP|PENNEY J C CO HOLDIN|JPMX|J.P. Morgan Securities LLC|6049058
JCP|PENNEY J C CO HOLDIN|JSCL|JOSEPH STONE CAPITAL L.L.C.|15000
JCP|PENNEY J C CO HOLDIN|JSEB|JANE STREET EXECUTION SERVICES, LLC|5685
JCP|PENNEY J C CO HOLDIN|JSJX|JANE STREET CAPITAL LLC|692274
JCP|PENNEY J C CO HOLDIN|JUTA|JUMP TRADING, LLC|60747
JCP|PENNEY J C CO HOLDIN|KCGM|VIRTU Americas LLC|1322980
JCP|PENNEY J C CO HOLDIN|KCRD|PHX FINANCIAL, INC.|3300
JCP|PENNEY J C CO HOLDIN|KEYB|KEYBANC CAPITAL MARKETS INC.|612299
JCP|PENNEY J C CO HOLDIN|KRSH|Kershner Securities, LLC|9792
JCP|PENNEY J C CO HOLDIN|LEHM|Barclays Capital Inc./Le|12843024
JCP|PENNEY J C CO HOLDIN|LIME|Lime Brokerage LLC|40824
JCP|PENNEY J C CO HOLDIN|LOOP|Loop Capital Markets LLC|11033
JCP|PENNEY J C CO HOLDIN|LPCM|Lampert Capital Markets Inc.|26500
JCP|PENNEY J C CO HOLDIN|LQNA|LIQUIDNET, INC.|11000
JCP|PENNEY J C CO HOLDIN|LSCI|Lek Securities Corporation|18351
JCP|PENNEY J C CO HOLDIN|MAXM|Maxim Group LLC|128840
JCP|PENNEY J C CO HOLDIN|MBTS|ALLY INVEST SECURITIES LLC|5010
JCP|PENNEY J C CO HOLDIN|MCMF|Raymond James Ltd. Cds|7700
JCP|PENNEY J C CO HOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5375280
JCP|PENNEY J C CO HOLDIN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4800
JCP|PENNEY J C CO HOLDIN|MOTF|MOTIF INVESTING, INC.|2
JCP|PENNEY J C CO HOLDIN|MPSG|E D & F Man Capital Markets Inc.|184222
JCP|PENNEY J C CO HOLDIN|MSCO|MORGAN STANLEY & CO. LLC|8176970
JCP|PENNEY J C CO HOLDIN|MSPL|MORGAN STANLEY & CO. LLC|6117500
JCP|PENNEY J C CO HOLDIN|MSTX|MORGAN STANLEY & CO. LLC|766200
JCP|PENNEY J C CO HOLDIN|NEUB|NEUBERGER BERMAN BD LLC|250
JCP|PENNEY J C CO HOLDIN|NFSC|National Financial Services LLC|12014547
JCP|PENNEY J C CO HOLDIN|NITE|VIRTU Americas LLC|18782100
JCP|PENNEY J C CO HOLDIN|NITP|VIRTU Americas LLC|1818776
JCP|PENNEY J C CO HOLDIN|NQRB|Brut, LLC|54306
JCP|PENNEY J C CO HOLDIN|NTBF|BMO Nesbitt Burns Inc./CDS|113298
JCP|PENNEY J C CO HOLDIN|NTRC|Northern Trust Securities, Inc.|1700
JCP|PENNEY J C CO HOLDIN|OHOS|TWO SIGMA SECURITIES, LLC|100
JCP|PENNEY J C CO HOLDIN|ONEL|O'NEIL SECURITIES, INCORPORATED|21179
JCP|PENNEY J C CO HOLDIN|OPCO|Oppenheimer & Co. Inc.|255466
JCP|PENNEY J C CO HOLDIN|PAUL|Paulson Investment Company, Inc.|40000
JCP|PENNEY J C CO HOLDIN|PCPT|PHILLIP CAPITAL INC.|100415
JCP|PENNEY J C CO HOLDIN|PDQM|CODA MARKETS, INC.|95535
JCP|PENNEY J C CO HOLDIN|PHLY|NASDAQ Execution Services, LLC|87200
JCP|PENNEY J C CO HOLDIN|PREC|PRECISION SECURITIES, LLC|158850
JCP|PENNEY J C CO HOLDIN|PWJC|UBS Financial Services, Inc.|99624
JCP|PENNEY J C CO HOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|297187
JCP|PENNEY J C CO HOLDIN|RGLD|Regal Securities, Inc|174558
JCP|PENNEY J C CO HOLDIN|SAGL|SAGETRADER, LLC|2694
JCP|PENNEY J C CO HOLDIN|SALI|INTL FCSTONE FINANCIAL INC.|85500
JCP|PENNEY J C CO HOLDIN|SBRX|MURIEL SIEBERT & CO INC|150
JCP|PENNEY J C CO HOLDIN|SBSH|Citigroup Global Markets Inc.|1063656
JCP|PENNEY J C CO HOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|3928804
JCP|PENNEY J C CO HOLDIN|SOGO|Wang Investment Associates, Inc.|2430
JCP|PENNEY J C CO HOLDIN|SPDR|SPEEDROUTE LLC|42833
JCP|PENNEY J C CO HOLDIN|SPHN|Stephens Inc.|99890
JCP|PENNEY J C CO HOLDIN|SPNT|SEVEN POINTS CAPITAL, LLC|487110
JCP|PENNEY J C CO HOLDIN|SSBS|STATE STREET GLOBAL MARKETS, LLC|221900
JCP|PENNEY J C CO HOLDIN|STFL|Stifel, Nicolaus & Company, Incorporated|132871
JCP|PENNEY J C CO HOLDIN|STKP|STOCKPILE INVESTMENTS, INC.|2
JCP|PENNEY J C CO HOLDIN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5357
JCP|PENNEY J C CO HOLDIN|SWIM|TD Ameritrade, Inc.|8014442
JCP|PENNEY J C CO HOLDIN|SWST|Hilltop Securities Inc.|109174
JCP|PENNEY J C CO HOLDIN|TAGC|TELSEY ADVISORY GROUP LLC|25600
JCP|PENNEY J C CO HOLDIN|TKNG|ALLY INVEST SECURITIES LLC|334099
JCP|PENNEY J C CO HOLDIN|TRBT|Tradebot Systems, Inc.|16746
JCP|PENNEY J C CO HOLDIN|TRCM|TRC MARKETS LLC|1047169
JCP|PENNEY J C CO HOLDIN|TWTT|TASTYWORKS, INC.|3356
JCP|PENNEY J C CO HOLDIN|UBSA|UBS SECURITIES LLC|7774629
JCP|PENNEY J C CO HOLDIN|UBSS|UBS Securities LLC|7067946
JCP|PENNEY J C CO HOLDIN|VALX|VIRTU AMERICAS LLC|507269
JCP|PENNEY J C CO HOLDIN|VARI|Variant Research Corporation|1100
JCP|PENNEY J C CO HOLDIN|VGRD|Vanguard Marketing Corporation|973585
JCP|PENNEY J C CO HOLDIN|VSIN|Vision Financial Markets Llc|25
JCP|PENNEY J C CO HOLDIN|WBLR|WILLIAM BLAIR|346000
JCP|PENNEY J C CO HOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|1530752
JCP|PENNEY J C CO HOLDIN|WEDB|WEDBUSH SECURITIES INC.|35826
JCP|PENNEY J C CO HOLDIN|WEED|Weeden & Co.L.P.|3000
JCP|PENNEY J C CO HOLDIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|72956
JCP|PENNEY J C CO HOLDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|282650
JCP|PENNEY J C CO HOLDIN|WGIF|CIBC World Markets Inc.|100709
JCP|PENNEY J C CO HOLDIN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|104
JCP|PENNEY J C CO HOLDIN|WSEA|WOLVERINE SECURITIES, LLC|204377
JCP|PENNEY J C CO HOLDIN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
JCP|PENNEY J C CO HOLDIN|XIST|INSTINET, LLC|591800
JCP|PENNEY J C CO HOLDIN|XPQR|Jump Trading|100
JCP|PENNEY J C CO HOLDIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3199174
JCP|PENNEY J C CO HOLDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
JCP|PENNEY J C CO HOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|61374
JCS|COMMUN SYSTEMS INC|APCC|Apex Clearing Corporation|10
JCS|COMMUN SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
JCS|COMMUN SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|907
JCS|COMMUN SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|658
JCS|COMMUN SYSTEMS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
JCS|COMMUN SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|2259
JCS|COMMUN SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|100
JCS|COMMUN SYSTEMS INC|DEGS|RONIN PROFESSIONAL LLC|4942
JCS|COMMUN SYSTEMS INC|EBXL|EBX LLC|200
JCS|COMMUN SYSTEMS INC|EDJO|Edward D. Jones & Co., L.P.|156
JCS|COMMUN SYSTEMS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
JCS|COMMUN SYSTEMS INC|ETRS|E*Trade Securities LLC|506
JCS|COMMUN SYSTEMS INC|FBCO|Credit Suisse Securities (USA) LLC|1166
JCS|COMMUN SYSTEMS INC|FOMA|TD AMERITRADE CLEARING, INC.|15404
JCS|COMMUN SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|545
JCS|COMMUN SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|271
JCS|COMMUN SYSTEMS INC|GLPX|ACS EXECUTION SERVICES, LLC|200
JCS|COMMUN SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|2086
JCS|COMMUN SYSTEMS INC|GTSZ|GTS SECURITIES LLC|1415
JCS|COMMUN SYSTEMS INC|HRBF|American Enterprise Investment Services Inc.|6856
JCS|COMMUN SYSTEMS INC|IATS|INTERACTIVE BROKERS LLC|2200
JCS|COMMUN SYSTEMS INC|IBKR|Interactive Brokers Llc|11752
JCS|COMMUN SYSTEMS INC|ICBX|INSTINET, LLC|800
JCS|COMMUN SYSTEMS INC|INCA|INSTINET, LLC|2327
JCS|COMMUN SYSTEMS INC|INJX|INSTINET, LLC|999
JCS|COMMUN SYSTEMS INC|ITGI|ITG Inc.|300
JCS|COMMUN SYSTEMS INC|ITGP|ITG INC.|400
JCS|COMMUN SYSTEMS INC|JEFF|JEFFERIES LLC|500
JCS|COMMUN SYSTEMS INC|JONE|JonesTrading|109400
JCS|COMMUN SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|4200
JCS|COMMUN SYSTEMS INC|KCGM|VIRTU Americas LLC|100
JCS|COMMUN SYSTEMS INC|LEHM|Barclays Capital Inc./Le|754
JCS|COMMUN SYSTEMS INC|LIME|Lime Brokerage LLC|14660
JCS|COMMUN SYSTEMS INC|LMGP|LIME BROKERAGE LLC|1901
JCS|COMMUN SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
JCS|COMMUN SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|27011
JCS|COMMUN SYSTEMS INC|MSPL|MORGAN STANLEY & CO. LLC|800
JCS|COMMUN SYSTEMS INC|NFSC|National Financial Services LLC|6649
JCS|COMMUN SYSTEMS INC|NITE|VIRTU Americas LLC|31112
JCS|COMMUN SYSTEMS INC|PDQM|CODA MARKETS, INC.|200
JCS|COMMUN SYSTEMS INC|PWJC|UBS Financial Services, Inc.|600
JCS|COMMUN SYSTEMS INC|RAJA|Raymond James & Associates, Inc.|30
JCS|COMMUN SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|380
JCS|COMMUN SYSTEMS INC|SWIM|TD Ameritrade, Inc.|10201
JCS|COMMUN SYSTEMS INC|TRCM|TRC MARKETS LLC|4523
JCS|COMMUN SYSTEMS INC|UBSA|UBS SECURITIES LLC|1540
JCS|COMMUN SYSTEMS INC|UBSS|UBS Securities LLC|15363
JCS|COMMUN SYSTEMS INC|VALX|VIRTU AMERICAS LLC|301
JCS|COMMUN SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|7410
JCS|COMMUN SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|375
JCS|COMMUN SYSTEMS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
JCS|COMMUN SYSTEMS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2519
JCTCF|JEWETT-CAMERON TRD|BATM|CBOE TRADING, INC.|701
JCTCF|JEWETT-CAMERON TRD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|302
JCTCF|JEWETT-CAMERON TRD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
JCTCF|JEWETT-CAMERON TRD|DBAX|Deutsche Bank Securities Inc.|1600
JCTCF|JEWETT-CAMERON TRD|DEAN|MORGAN STANLEY|400
JCTCF|JEWETT-CAMERON TRD|EBXL|EBX LLC|700
JCTCF|JEWETT-CAMERON TRD|EDJO|Edward D. Jones & Co., L.P.|315
JCTCF|JEWETT-CAMERON TRD|EGXW|CBOE TRADING, INC.|500
JCTCF|JEWETT-CAMERON TRD|ETRS|E*Trade Securities LLC|760
JCTCF|JEWETT-CAMERON TRD|FBCO|Credit Suisse Securities (USA) LLC|859
JCTCF|JEWETT-CAMERON TRD|FOMA|TD AMERITRADE CLEARING, INC.|4358
JCTCF|JEWETT-CAMERON TRD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111
JCTCF|JEWETT-CAMERON TRD|FTBR|Foliofn Investments, Inc.|6
JCTCF|JEWETT-CAMERON TRD|GSCO|GOLDMAN SACHS & CO. LLC|928
JCTCF|JEWETT-CAMERON TRD|IATS|INTERACTIVE BROKERS LLC|202
JCTCF|JEWETT-CAMERON TRD|IBKR|Interactive Brokers Llc|9830
JCTCF|JEWETT-CAMERON TRD|INCA|INSTINET, LLC|199
JCTCF|JEWETT-CAMERON TRD|ITGI|ITG Inc.|2000
JCTCF|JEWETT-CAMERON TRD|ITGP|ITG INC.|200
JCTCF|JEWETT-CAMERON TRD|LEHM|Barclays Capital Inc./Le|114
JCTCF|JEWETT-CAMERON TRD|LIME|Lime Brokerage LLC|3431
JCTCF|JEWETT-CAMERON TRD|MSCO|MORGAN STANLEY & CO. LLC|12168
JCTCF|JEWETT-CAMERON TRD|MSPL|MORGAN STANLEY & CO. LLC|300
JCTCF|JEWETT-CAMERON TRD|NFSC|National Financial Services LLC|1703
JCTCF|JEWETT-CAMERON TRD|NITE|VIRTU Americas LLC|12676
JCTCF|JEWETT-CAMERON TRD|RAJA|Raymond James & Associates, Inc.|900
JCTCF|JEWETT-CAMERON TRD|SBSH|Citigroup Global Markets Inc.|74
JCTCF|JEWETT-CAMERON TRD|SGMT|GOLDMAN SACHS & CO. LLC|200
JCTCF|JEWETT-CAMERON TRD|SPDR|SPEEDROUTE LLC|1016
JCTCF|JEWETT-CAMERON TRD|SWIM|TD Ameritrade, Inc.|6772
JCTCF|JEWETT-CAMERON TRD|SWST|Hilltop Securities Inc.|34
JCTCF|JEWETT-CAMERON TRD|TRCM|TRC MARKETS LLC|120
JCTCF|JEWETT-CAMERON TRD|UBSA|UBS SECURITIES LLC|2203
JCTCF|JEWETT-CAMERON TRD|UBSS|UBS Securities LLC|1833
JCTCF|JEWETT-CAMERON TRD|VGRD|Vanguard Marketing Corporation|1450
JCTCF|JEWETT-CAMERON TRD|WCHV|WELLS FARGO SECURITIES, LLC|370
JD|JD.COM, INC. ADS|ABLE|NATIXIS Securities Americas LLC|17793
JD|JD.COM, INC. ADS|AGCP|AEGIS CAPITAL CORP.|9999
JD|JD.COM, INC. ADS|AGIS|Aegis Capital Corp.|50065
JD|JD.COM, INC. ADS|ALLN|Allen & Company LLC|30000
JD|JD.COM, INC. ADS|ALTX|Alternet Securities Inc.|272273
JD|JD.COM, INC. ADS|APCC|Apex Clearing Corporation|646043
JD|JD.COM, INC. ADS|AQUA|AQUA SECURITIES L.P.|2500
JD|JD.COM, INC. ADS|BACS|BETA CAPITAL SECURITIES LLC|400
JD|JD.COM, INC. ADS|BANK|Primevest Financial Services, Inc.|106681
JD|JD.COM, INC. ADS|BARD|Robert W. Baird & Co. Incorporated|57092
JD|JD.COM, INC. ADS|BATM|CBOE TRADING, INC.|128144
JD|JD.COM, INC. ADS|BAYC|BAY CREST PARTNERS, LLC|185103
JD|JD.COM, INC. ADS|BAYT|BTIG, LLC|309687
JD|JD.COM, INC. ADS|BBNT|BB&T SECURITIES, LLC|20290
JD|JD.COM, INC. ADS|BERN|Sanford C. Bernstein & Co., LLC|1756827
JD|JD.COM, INC. ADS|BIAD|SAGETRADER, LLC|2474
JD|JD.COM, INC. ADS|BIDS|BIDS TRADING L.P.|312725
JD|JD.COM, INC. ADS|BIMI|Banca IMI Securities Corp.|16658
JD|JD.COM, INC. ADS|BKCM|BNY Mellon Capital Markets LLC|3327
JD|JD.COM, INC. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|435776
JD|JD.COM, INC. ADS|BLKX|INSTINET, LLC|1573259
JD|JD.COM, INC. ADS|BMOC|BMO Capital Markets Corp.|73887
JD|JD.COM, INC. ADS|BNCH|The Benchmark Company, LLC|203242
JD|JD.COM, INC. ADS|BNPX|BNP PARIBAS SECURITIES CORP.|1539993
JD|JD.COM, INC. ADS|BRGE|Newbridge Securities Corp.|17389
JD|JD.COM, INC. ADS|BTIG|BTIG, LLC|705659
JD|JD.COM, INC. ADS|BYXM|CBOE TRADING, INC.|38041
JD|JD.COM, INC. ADS|BZXL|VOLANT LIQUIDITY, LLC|6199
JD|JD.COM, INC. ADS|BZYD|GOLDMAN SACHS & CO. LLC|1500
JD|JD.COM, INC. ADS|CANT|Cantor Fitzgerald & Co.|5926
JD|JD.COM, INC. ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|257100
JD|JD.COM, INC. ADS|CHAS|Charles Schwab & Co., Inc.|78522
JD|JD.COM, INC. ADS|CHBC|PENSERRA SECURITIES, LLC|68000
JD|JD.COM, INC. ADS|CIBP|CIBC World Markets Corp.|175300
JD|JD.COM, INC. ADS|CICF|Canaccord Genuity Corp.|5694
JD|JD.COM, INC. ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|4340
JD|JD.COM, INC. ADS|CIST|Capital Institutional Services, Inc.|969
JD|JD.COM, INC. ADS|CLSA|CLSA AMERICAS, LLC|1123603
JD|JD.COM, INC. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1512366
JD|JD.COM, INC. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|113989
JD|JD.COM, INC. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|539995
JD|JD.COM, INC. ADS|CRFN|ROBINHOOD FINANCIAL, LLC|284
JD|JD.COM, INC. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4536969
JD|JD.COM, INC. ADS|CTDL|Citadel Derivatives Group Llc|888813
JD|JD.COM, INC. ADS|CTLR|CUTLER GROUP, LP|1464
JD|JD.COM, INC. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1947468
JD|JD.COM, INC. ADS|DADA|D.A. Davidson & Co.|13766
JD|JD.COM, INC. ADS|DAVA|Davenport & Company LLC|3900
JD|JD.COM, INC. ADS|DAWA|Daiwa Capital Markets America Inc.|138522
JD|JD.COM, INC. ADS|DBAB|Deutsche Bank Securities Inc.|6129090
JD|JD.COM, INC. ADS|DBAX|Deutsche Bank Securities Inc.|2462000
JD|JD.COM, INC. ADS|DBUL|Deutsche Bank Securities Inc.|15012
JD|JD.COM, INC. ADS|DCHF|Dart Executions, LLC|379142
JD|JD.COM, INC. ADS|DEAN|MORGAN STANLEY|114545
JD|JD.COM, INC. ADS|DEGS|RONIN PROFESSIONAL LLC|22470
JD|JD.COM, INC. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|545106
JD|JD.COM, INC. ADS|DOTC|Dougherty & Company LLC|5000
JD|JD.COM, INC. ADS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2000
JD|JD.COM, INC. ADS|EBXL|EBX LLC|2522700
JD|JD.COM, INC. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|244587
JD|JD.COM, INC. ADS|EDJC|Edward Jones / CDS|2473
JD|JD.COM, INC. ADS|EDJO|Edward D. Jones & Co., L.P.|17588
JD|JD.COM, INC. ADS|EGAM|CBOE TRADING, INC.|221002
JD|JD.COM, INC. ADS|EGAW|CBOE TRADING, INC.|5307
JD|JD.COM, INC. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|1600
JD|JD.COM, INC. ADS|EGXM|CBOE TRADING, INC.|113284
JD|JD.COM, INC. ADS|EGXW|CBOE TRADING, INC.|975
JD|JD.COM, INC. ADS|ELEV|ELEVATION, LLC|53937
JD|JD.COM, INC. ADS|EROP|Eroom Securities L.L.C.|1000
JD|JD.COM, INC. ADS|ESPO|ESPOSITO SECURITIES, LLC|4904
JD|JD.COM, INC. ADS|ETBE|Electronic Transaction Clearing, Inc.|992814
JD|JD.COM, INC. ADS|ETCB|ETC BROKERAGE SERVICES, LLC|27
JD|JD.COM, INC. ADS|ETCC|Electronic Transaction Clearing, Inc.|16608
JD|JD.COM, INC. ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|45448
JD|JD.COM, INC. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|97188
JD|JD.COM, INC. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1879
JD|JD.COM, INC. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|82660
JD|JD.COM, INC. ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|12000
JD|JD.COM, INC. ADS|ETRS|E*Trade Securities LLC|7228886
JD|JD.COM, INC. ADS|EVRS|E1 ASSET MANAGEMENT, INC.|680
JD|JD.COM, INC. ADS|FBCO|Credit Suisse Securities (USA) LLC|9517052
JD|JD.COM, INC. ADS|FFSI|Firstrade Securities Inc.|4530
JD|JD.COM, INC. ADS|FILL|Tradestation Securities, Inc.|615515
JD|JD.COM, INC. ADS|FINX|FINTECH SECURITIES|550
JD|JD.COM, INC. ADS|FLTU|FLOW TRADERS US LLC|90145
JD|JD.COM, INC. ADS|FMAF|NBCN Inc./ CDS|183953
JD|JD.COM, INC. ADS|FOMA|TD AMERITRADE CLEARING, INC.|13490249
JD|JD.COM, INC. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|795
JD|JD.COM, INC. ADS|FQLS|Quantlab Securities LP|4949501
JD|JD.COM, INC. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|760443
JD|JD.COM, INC. ADS|FTBR|Foliofn Investments, Inc.|8422
JD|JD.COM, INC. ADS|GBMT|GBM International, Inc.|113991
JD|JD.COM, INC. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|571942
JD|JD.COM, INC. ADS|GELP|RBC CAPITAL MARKETS, LLC|17457
JD|JD.COM, INC. ADS|GFIS|GFI Securities LLC|7191
JD|JD.COM, INC. ADS|GFRY|JUMP TRADING, LLC|2178568
JD|JD.COM, INC. ADS|GLIS|TD Securities Inc|8719
JD|JD.COM, INC. ADS|GLPX|ACS EXECUTION SERVICES, LLC|752611
JD|JD.COM, INC. ADS|GSCO|GOLDMAN SACHS & CO. LLC|12461945
JD|JD.COM, INC. ADS|GSCS|GOLDMAN SACHS & CO. LLC|760266
JD|JD.COM, INC. ADS|GSLT|GOLDMAN SACHS & CO. LLC|184361
JD|JD.COM, INC. ADS|GTSZ|GTS SECURITIES LLC|1679764
JD|JD.COM, INC. ADS|GUGS|Guggenheim Securities, LLC|527425
JD|JD.COM, INC. ADS|HAPX|HAP Trading, LLC|10734
JD|JD.COM, INC. ADS|HASF|Haywood Securities Inc./CDS|4005
JD|JD.COM, INC. ADS|HRBF|American Enterprise Investment Services Inc.|174359
JD|JD.COM, INC. ADS|HSBC|HSBC Securities, Inc.|1915948
JD|JD.COM, INC. ADS|IATS|INTERACTIVE BROKERS LLC|1509570
JD|JD.COM, INC. ADS|IBKR|Interactive Brokers Llc|15395230
JD|JD.COM, INC. ADS|IBSJ|Integrity Brokerage Services, Inc.|2500
JD|JD.COM, INC. ADS|ICBX|INSTINET, LLC|1185815
JD|JD.COM, INC. ADS|IEQY|CITADEL SECURITIES LLC|1759261
JD|JD.COM, INC. ADS|INCA|INSTINET, LLC|9788945
JD|JD.COM, INC. ADS|INJX|INSTINET, LLC|186128
JD|JD.COM, INC. ADS|ITGI|ITG Inc.|714379
JD|JD.COM, INC. ADS|ITGP|ITG INC.|1494600
JD|JD.COM, INC. ADS|JANY|Janney Montgomery Scott Inc.|39760
JD|JD.COM, INC. ADS|JEFF|JEFFERIES LLC|820537
JD|JD.COM, INC. ADS|JMPT|JUMP TRADING, LLC|1359738
JD|JD.COM, INC. ADS|JONE|JonesTrading|4971
JD|JD.COM, INC. ADS|JPBX|J.P. MORGAN SECURITIES LLC|956839
JD|JD.COM, INC. ADS|JPMX|J.P. Morgan Securities LLC|3312533
JD|JD.COM, INC. ADS|JRCO|Johnson Rice & Company L.L.C.|18
JD|JD.COM, INC. ADS|JSJX|JANE STREET CAPITAL LLC|1518579
JD|JD.COM, INC. ADS|JUTA|JUMP TRADING, LLC|102933
JD|JD.COM, INC. ADS|KCGM|VIRTU Americas LLC|971742
JD|JD.COM, INC. ADS|KCRD|PHX FINANCIAL, INC.|9600
JD|JD.COM, INC. ADS|KEYB|KEYBANC CAPITAL MARKETS INC.|111072
JD|JD.COM, INC. ADS|LBKI|Libucki & Co., LLC|98500
JD|JD.COM, INC. ADS|LEER|LEERINK PARTNERS LLC|9972
JD|JD.COM, INC. ADS|LEHM|Barclays Capital Inc./Le|17172904
JD|JD.COM, INC. ADS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1769
JD|JD.COM, INC. ADS|LIME|Lime Brokerage LLC|2568342
JD|JD.COM, INC. ADS|LIWD|LIME BROKERAGE LLC|880
JD|JD.COM, INC. ADS|LMGP|LIME BROKERAGE LLC|116018
JD|JD.COM, INC. ADS|LMNX|LUMINEX TRADING & ANALYTICS LLC|22400
JD|JD.COM, INC. ADS|LOOP|Loop Capital Markets LLC|91
JD|JD.COM, INC. ADS|LQNA|LIQUIDNET, INC.|476900
JD|JD.COM, INC. ADS|LQNB|LIQUIDNET, INC.|28400
JD|JD.COM, INC. ADS|LSCI|Lek Securities Corporation|1119795
JD|JD.COM, INC. ADS|LVMR|LIVERMORE TRADING GROUP, INC.|21562
JD|JD.COM, INC. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4848
JD|JD.COM, INC. ADS|MACC|Mid Atlantic Capital Corporation|2698
JD|JD.COM, INC. ADS|MACQ|Macquarie Capital (USA) Inc.|32169
JD|JD.COM, INC. ADS|MAVB|Great Point Capital LLC|200
JD|JD.COM, INC. ADS|MAXM|Maxim Group LLC|113484
JD|JD.COM, INC. ADS|MBTS|ALLY INVEST SECURITIES LLC|83765
JD|JD.COM, INC. ADS|MCMF|Raymond James Ltd. Cds|1410
JD|JD.COM, INC. ADS|MILE|I-Bankers Securities, Inc.|1000
JD|JD.COM, INC. ADS|MKMP|MKM Partners LLC|700
JD|JD.COM, INC. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1919022
JD|JD.COM, INC. ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3613
JD|JD.COM, INC. ADS|MOTF|MOTIF INVESTING, INC.|616
JD|JD.COM, INC. ADS|MPSG|E D & F Man Capital Markets Inc.|227119
JD|JD.COM, INC. ADS|MSCO|MORGAN STANLEY & CO. LLC|25633687
JD|JD.COM, INC. ADS|MSPL|MORGAN STANLEY & CO. LLC|2671000
JD|JD.COM, INC. ADS|MSTX|MORGAN STANLEY & CO. LLC|1616400
JD|JD.COM, INC. ADS|MZHO|Mizuho Securities USA LLC|15860
JD|JD.COM, INC. ADS|NATL|National Securities Corporation|18503
JD|JD.COM, INC. ADS|NBCS|NBC Securities, INC.|1055
JD|JD.COM, INC. ADS|NEUB|NEUBERGER BERMAN BD LLC|56
JD|JD.COM, INC. ADS|NFSC|National Financial Services LLC|9102490
JD|JD.COM, INC. ADS|NITE|VIRTU Americas LLC|24790591
JD|JD.COM, INC. ADS|NITP|VIRTU Americas LLC|77848
JD|JD.COM, INC. ADS|NMRA|Nomura Securities International, Inc.|581126
JD|JD.COM, INC. ADS|NQRB|Brut, LLC|336225
JD|JD.COM, INC. ADS|NTRC|Northern Trust Securities, Inc.|32345
JD|JD.COM, INC. ADS|OHOS|TWO SIGMA SECURITIES, LLC|786400
JD|JD.COM, INC. ADS|OLDM|OLD MISSION CAPITAL, LLC|105425
JD|JD.COM, INC. ADS|OPCO|Oppenheimer & Co. Inc.|31644
JD|JD.COM, INC. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4869
JD|JD.COM, INC. ADS|PCFF|Pacific International Securities Inc./CDS|400
JD|JD.COM, INC. ADS|PCPT|PHILLIP CAPITAL INC.|318423
JD|JD.COM, INC. ADS|PDQM|CODA MARKETS, INC.|931486
JD|JD.COM, INC. ADS|PHLY|NASDAQ Execution Services, LLC|91160
JD|JD.COM, INC. ADS|PICT|Pictet Overseas Inc.|18592
JD|JD.COM, INC. ADS|PIPR|Piper Jaffray & Co.|6133
JD|JD.COM, INC. ADS|PNSR|Penserra Securities, LLC|117921
JD|JD.COM, INC. ADS|POIN|PRECISION SECURITIES, LLC (POIN)|110827
JD|JD.COM, INC. ADS|PREC|PRECISION SECURITIES, LLC|14884
JD|JD.COM, INC. ADS|PWJC|UBS Financial Services, Inc.|152190
JD|JD.COM, INC. ADS|QMSR|QUATTRO M SECURITIES INC.|283393
JD|JD.COM, INC. ADS|RAJA|Raymond James & Associates, Inc.|209737
JD|JD.COM, INC. ADS|RBCM|RBC CAPITAL MARKETS, LLC|48343
JD|JD.COM, INC. ADS|RCSK|Ruane, Cunniff & Goldbarb LLC|79600
JD|JD.COM, INC. ADS|RGLD|Regal Securities, Inc|16696
JD|JD.COM, INC. ADS|RJLC|RJL CAPITAL GROUP, LLC|22371
JD|JD.COM, INC. ADS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2700
JD|JD.COM, INC. ADS|SAGL|SAGETRADER, LLC|396825
JD|JD.COM, INC. ADS|SALI|INTL FCSTONE FINANCIAL INC.|2040
JD|JD.COM, INC. ADS|SBSH|Citigroup Global Markets Inc.|14120948
JD|JD.COM, INC. ADS|SEIC|SEI Investments Distribution Co.|600
JD|JD.COM, INC. ADS|SGMT|GOLDMAN SACHS & CO. LLC|1470316
JD|JD.COM, INC. ADS|SOGO|Wang Investment Associates, Inc.|12638
JD|JD.COM, INC. ADS|SPDR|SPEEDROUTE LLC|493937
JD|JD.COM, INC. ADS|SPHN|Stephens Inc.|5717
JD|JD.COM, INC. ADS|SPNT|SEVEN POINTS CAPITAL, LLC|200
JD|JD.COM, INC. ADS|SPTD|MINT GLOBAL MARKETS, INC.|30153
JD|JD.COM, INC. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|214480
JD|JD.COM, INC. ADS|STKP|STOCKPILE INVESTMENTS, INC.|4526
JD|JD.COM, INC. ADS|STXG|Stockcross Financial Services, Inc.|114
JD|JD.COM, INC. ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|59
JD|JD.COM, INC. ADS|SWIM|TD Ameritrade, Inc.|7751480
JD|JD.COM, INC. ADS|SWST|Hilltop Securities Inc.|11219
JD|JD.COM, INC. ADS|TKNG|ALLY INVEST SECURITIES LLC|154272
JD|JD.COM, INC. ADS|TMBR|Timber Hill LLC|23
JD|JD.COM, INC. ADS|TOUR|TOURMALINE PARTNERS, LLC|5500
JD|JD.COM, INC. ADS|TRBT|Tradebot Systems, Inc.|5277422
JD|JD.COM, INC. ADS|TRCM|TRC MARKETS LLC|3895297
JD|JD.COM, INC. ADS|TTUC|CUTTONE & CO., INC.|151000
JD|JD.COM, INC. ADS|TWTT|TASTYWORKS, INC.|42252
JD|JD.COM, INC. ADS|UBSA|UBS SECURITIES LLC|7809480
JD|JD.COM, INC. ADS|UBSS|UBS Securities LLC|14113651
JD|JD.COM, INC. ADS|VALX|VIRTU AMERICAS LLC|138001
JD|JD.COM, INC. ADS|VGRD|Vanguard Marketing Corporation|423196
JD|JD.COM, INC. ADS|VIEW|VIEWTRADE SECURITIES LLC|210
JD|JD.COM, INC. ADS|VNDM|Wall Street Access|25741
JD|JD.COM, INC. ADS|VSIN|Vision Financial Markets Llc|4127
JD|JD.COM, INC. ADS|WABR|Wall Street Access|150
JD|JD.COM, INC. ADS|WBET|Wallachbeth Capital LLC|2778
JD|JD.COM, INC. ADS|WBLR|WILLIAM BLAIR|2198
JD|JD.COM, INC. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|8944
JD|JD.COM, INC. ADS|WCHV|WELLS FARGO SECURITIES, LLC|1675818
JD|JD.COM, INC. ADS|WDNX|WEEDEN & CO.L.P.|458
JD|JD.COM, INC. ADS|WEDB|WEDBUSH SECURITIES INC.|490631
JD|JD.COM, INC. ADS|WEED|Weeden & Co.L.P.|225557
JD|JD.COM, INC. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|450437
JD|JD.COM, INC. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1171118
JD|JD.COM, INC. ADS|WFPB|Wells Fargo Securities, LLC.|2888
JD|JD.COM, INC. ADS|WGIF|CIBC World Markets Inc.|407625
JD|JD.COM, INC. ADS|WHOT|JUST2TRADE, INC.|45
JD|JD.COM, INC. ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|125
JD|JD.COM, INC. ADS|WORD|Worden Capital Management LLC|2449
JD|JD.COM, INC. ADS|WSAG|WALL STREET ACCESS|100
JD|JD.COM, INC. ADS|WSEA|WOLVERINE SECURITIES, LLC|407341
JD|JD.COM, INC. ADS|XIST|INSTINET, LLC|485700
JD|JD.COM, INC. ADS|XPUS|XP SECURITIES, LLC|6325
JD|JD.COM, INC. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1878774
JD|JD.COM, INC. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|108512
JD|JD.COM, INC. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100501
JDD|NUVEEN DI DIV & INC|ALTX|Alternet Securities Inc.|620
JDD|NUVEEN DI DIV & INC|APCC|Apex Clearing Corporation|52
JDD|NUVEEN DI DIV & INC|BARD|Robert W. Baird & Co. Incorporated|4548
JDD|NUVEEN DI DIV & INC|BRGE|Newbridge Securities Corp.|500
JDD|NUVEEN DI DIV & INC|BTIG|BTIG, LLC|1763
JDD|NUVEEN DI DIV & INC|CANT|Cantor Fitzgerald & Co.|21659
JDD|NUVEEN DI DIV & INC|CHAS|Charles Schwab & Co., Inc.|563
JDD|NUVEEN DI DIV & INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5817
JDD|NUVEEN DI DIV & INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
JDD|NUVEEN DI DIV & INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
JDD|NUVEEN DI DIV & INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2040
JDD|NUVEEN DI DIV & INC|CTDL|Citadel Derivatives Group Llc|700
JDD|NUVEEN DI DIV & INC|DBAX|Deutsche Bank Securities Inc.|300
JDD|NUVEEN DI DIV & INC|DEAN|MORGAN STANLEY|2828
JDD|NUVEEN DI DIV & INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5352
JDD|NUVEEN DI DIV & INC|EBXL|EBX LLC|2400
JDD|NUVEEN DI DIV & INC|EDJO|Edward D. Jones & Co., L.P.|781
JDD|NUVEEN DI DIV & INC|EGXW|CBOE TRADING, INC.|100
JDD|NUVEEN DI DIV & INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
JDD|NUVEEN DI DIV & INC|ETRS|E*Trade Securities LLC|17044
JDD|NUVEEN DI DIV & INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6797
JDD|NUVEEN DI DIV & INC|FTBR|Foliofn Investments, Inc.|206
JDD|NUVEEN DI DIV & INC|GLPX|ACS EXECUTION SERVICES, LLC|980
JDD|NUVEEN DI DIV & INC|GSCO|GOLDMAN SACHS & CO. LLC|3500
JDD|NUVEEN DI DIV & INC|GTSZ|GTS SECURITIES LLC|600
JDD|NUVEEN DI DIV & INC|HRBF|American Enterprise Investment Services Inc.|27683
JDD|NUVEEN DI DIV & INC|IATS|INTERACTIVE BROKERS LLC|3166
JDD|NUVEEN DI DIV & INC|IBKR|Interactive Brokers Llc|8320
JDD|NUVEEN DI DIV & INC|ICBX|INSTINET, LLC|2100
JDD|NUVEEN DI DIV & INC|INCA|INSTINET, LLC|11720
JDD|NUVEEN DI DIV & INC|ITGI|ITG Inc.|3204
JDD|NUVEEN DI DIV & INC|ITGP|ITG INC.|1600
JDD|NUVEEN DI DIV & INC|JANY|Janney Montgomery Scott Inc.|1300
JDD|NUVEEN DI DIV & INC|JPMX|J.P. Morgan Securities LLC|200
JDD|NUVEEN DI DIV & INC|KCGM|VIRTU Americas LLC|900
JDD|NUVEEN DI DIV & INC|LEHM|Barclays Capital Inc./Le|2700
JDD|NUVEEN DI DIV & INC|LIME|Lime Brokerage LLC|553
JDD|NUVEEN DI DIV & INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
JDD|NUVEEN DI DIV & INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
JDD|NUVEEN DI DIV & INC|MSCO|MORGAN STANLEY & CO. LLC|27170
JDD|NUVEEN DI DIV & INC|NFSC|National Financial Services LLC|67626
JDD|NUVEEN DI DIV & INC|NITE|VIRTU Americas LLC|138993
JDD|NUVEEN DI DIV & INC|NQRB|Brut, LLC|1233
JDD|NUVEEN DI DIV & INC|OPCO|Oppenheimer & Co. Inc.|5025
JDD|NUVEEN DI DIV & INC|PDQM|CODA MARKETS, INC.|1500
JDD|NUVEEN DI DIV & INC|PWJC|UBS Financial Services, Inc.|4520
JDD|NUVEEN DI DIV & INC|RBCM|RBC CAPITAL MARKETS, LLC|5977
JDD|NUVEEN DI DIV & INC|SAGC|SAGETRADER, LLC|300
JDD|NUVEEN DI DIV & INC|SGMT|GOLDMAN SACHS & CO. LLC|1600
JDD|NUVEEN DI DIV & INC|SPDR|SPEEDROUTE LLC|200
JDD|NUVEEN DI DIV & INC|STFL|Stifel, Nicolaus & Company, Incorporated|1749
JDD|NUVEEN DI DIV & INC|SWIM|TD Ameritrade, Inc.|5000
JDD|NUVEEN DI DIV & INC|SWST|Hilltop Securities Inc.|253
JDD|NUVEEN DI DIV & INC|TKNG|ALLY INVEST SECURITIES LLC|2300
JDD|NUVEEN DI DIV & INC|TRBT|Tradebot Systems, Inc.|1545
JDD|NUVEEN DI DIV & INC|UBSA|UBS SECURITIES LLC|7384
JDD|NUVEEN DI DIV & INC|UBSS|UBS Securities LLC|49541
JDD|NUVEEN DI DIV & INC|VALX|VIRTU AMERICAS LLC|200
JDD|NUVEEN DI DIV & INC|VGRD|Vanguard Marketing Corporation|1628
JDD|NUVEEN DI DIV & INC|WCHV|WELLS FARGO SECURITIES, LLC|34782
JDD|NUVEEN DI DIV & INC|WEDB|WEDBUSH SECURITIES INC.|1570
JDD|NUVEEN DI DIV & INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3520
JDD|NUVEEN DI DIV & INC|WSEA|WOLVERINE SECURITIES, LLC|422
JDD|NUVEEN DI DIV & INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
JDD|NUVEEN DI DIV & INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5633
JDIV|JPMORGAN U.S. DIVIDE|ETRS|E*Trade Securities LLC|1
JDIV|JPMORGAN U.S. DIVIDE|JSJX|JANE STREET CAPITAL LLC|1890
JDIV|JPMORGAN U.S. DIVIDE|NFSC|National Financial Services LLC|12
JDIV|JPMORGAN U.S. DIVIDE|NITE|VIRTU Americas LLC|22
JDIV|JPMORGAN U.S. DIVIDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|410
JDST|DJ JR MNR BEAR 3X|ALTX|Alternet Securities Inc.|100
JDST|DJ JR MNR BEAR 3X|APCC|Apex Clearing Corporation|17072
JDST|DJ JR MNR BEAR 3X|BATM|CBOE TRADING, INC.|4306
JDST|DJ JR MNR BEAR 3X|BIMI|Banca IMI Securities Corp.|1900
JDST|DJ JR MNR BEAR 3X|BKCM|BNY Mellon Capital Markets LLC|350
JDST|DJ JR MNR BEAR 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5204
JDST|DJ JR MNR BEAR 3X|BTIG|BTIG, LLC|2000
JDST|DJ JR MNR BEAR 3X|BYXM|CBOE TRADING, INC.|1502
JDST|DJ JR MNR BEAR 3X|CHAS|Charles Schwab & Co., Inc.|4644
JDST|DJ JR MNR BEAR 3X|CMTT|CMT TRADING LLC|1025
JDST|DJ JR MNR BEAR 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
JDST|DJ JR MNR BEAR 3X|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|450
JDST|DJ JR MNR BEAR 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53895
JDST|DJ JR MNR BEAR 3X|CTDL|Citadel Derivatives Group Llc|100
JDST|DJ JR MNR BEAR 3X|CXCX|CITIGROUP GLOBAL MARKETS INC.|500
JDST|DJ JR MNR BEAR 3X|DBAB|Deutsche Bank Securities Inc.|999
JDST|DJ JR MNR BEAR 3X|DBAX|Deutsche Bank Securities Inc.|10300
JDST|DJ JR MNR BEAR 3X|DCHF|Dart Executions, LLC|45855
JDST|DJ JR MNR BEAR 3X|EBXL|EBX LLC|13100
JDST|DJ JR MNR BEAR 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|2099
JDST|DJ JR MNR BEAR 3X|EGAM|CBOE TRADING, INC.|3416
JDST|DJ JR MNR BEAR 3X|EGAW|CBOE TRADING, INC.|100
JDST|DJ JR MNR BEAR 3X|EGMT|EG MARKET TECHNOLOGIES LLC|100
JDST|DJ JR MNR BEAR 3X|EGXM|CBOE TRADING, INC.|5097
JDST|DJ JR MNR BEAR 3X|EGXW|CBOE TRADING, INC.|200
JDST|DJ JR MNR BEAR 3X|ETBE|Electronic Transaction Clearing, Inc.|8124
JDST|DJ JR MNR BEAR 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6073
JDST|DJ JR MNR BEAR 3X|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1508
JDST|DJ JR MNR BEAR 3X|ETRS|E*Trade Securities LLC|578808
JDST|DJ JR MNR BEAR 3X|FILL|Tradestation Securities, Inc.|11842
JDST|DJ JR MNR BEAR 3X|FLTU|FLOW TRADERS US LLC|5980
JDST|DJ JR MNR BEAR 3X|FMAF|NBCN Inc./ CDS|2784
JDST|DJ JR MNR BEAR 3X|FQLS|Quantlab Securities LP|70224
JDST|DJ JR MNR BEAR 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5300
JDST|DJ JR MNR BEAR 3X|FTBR|Foliofn Investments, Inc.|47
JDST|DJ JR MNR BEAR 3X|GBMT|GBM International, Inc.|1730
JDST|DJ JR MNR BEAR 3X|GEBB|GLOBAL EXECUTION BROKERS, LP|74
JDST|DJ JR MNR BEAR 3X|GLIS|TD Securities Inc|90022
JDST|DJ JR MNR BEAR 3X|GLPX|ACS EXECUTION SERVICES, LLC|12881
JDST|DJ JR MNR BEAR 3X|GSLT|GOLDMAN SACHS & CO. LLC|3156
JDST|DJ JR MNR BEAR 3X|GTSZ|GTS SECURITIES LLC|2142
JDST|DJ JR MNR BEAR 3X|HSBC|HSBC Securities, Inc.|547
JDST|DJ JR MNR BEAR 3X|IATS|INTERACTIVE BROKERS LLC|132215
JDST|DJ JR MNR BEAR 3X|IBKR|Interactive Brokers Llc|104583
JDST|DJ JR MNR BEAR 3X|ICBX|INSTINET, LLC|13053
JDST|DJ JR MNR BEAR 3X|INCA|INSTINET, LLC|24153
JDST|DJ JR MNR BEAR 3X|ITGI|ITG Inc.|410
JDST|DJ JR MNR BEAR 3X|ITGP|ITG INC.|1800
JDST|DJ JR MNR BEAR 3X|JMPT|JUMP TRADING, LLC|22318
JDST|DJ JR MNR BEAR 3X|JPMX|J.P. Morgan Securities LLC|3640
JDST|DJ JR MNR BEAR 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|95500
JDST|DJ JR MNR BEAR 3X|JSJX|JANE STREET CAPITAL LLC|179601
JDST|DJ JR MNR BEAR 3X|KCGM|VIRTU Americas LLC|11500
JDST|DJ JR MNR BEAR 3X|LEHM|Barclays Capital Inc./Le|52501
JDST|DJ JR MNR BEAR 3X|LIME|Lime Brokerage LLC|46878
JDST|DJ JR MNR BEAR 3X|LIWM|LIME BROKERAGE LLC|1629
JDST|DJ JR MNR BEAR 3X|LSCI|Lek Securities Corporation|395
JDST|DJ JR MNR BEAR 3X|MBTS|ALLY INVEST SECURITIES LLC|100
JDST|DJ JR MNR BEAR 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19518
JDST|DJ JR MNR BEAR 3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
JDST|DJ JR MNR BEAR 3X|MOTF|MOTIF INVESTING, INC.|2
JDST|DJ JR MNR BEAR 3X|MSCO|MORGAN STANLEY & CO. LLC|314248
JDST|DJ JR MNR BEAR 3X|MSPL|MORGAN STANLEY & CO. LLC|20000
JDST|DJ JR MNR BEAR 3X|MSTX|MORGAN STANLEY & CO. LLC|2600
JDST|DJ JR MNR BEAR 3X|NFSC|National Financial Services LLC|1082481
JDST|DJ JR MNR BEAR 3X|NITE|VIRTU Americas LLC|858965
JDST|DJ JR MNR BEAR 3X|NITP|VIRTU Americas LLC|1600
JDST|DJ JR MNR BEAR 3X|NQRB|Brut, LLC|700
JDST|DJ JR MNR BEAR 3X|NTBF|BMO Nesbitt Burns Inc./CDS|4675
JDST|DJ JR MNR BEAR 3X|PCPT|PHILLIP CAPITAL INC.|300
JDST|DJ JR MNR BEAR 3X|PDQM|CODA MARKETS, INC.|8225
JDST|DJ JR MNR BEAR 3X|PWJC|UBS Financial Services, Inc.|25
JDST|DJ JR MNR BEAR 3X|RHOX|XR Securities LLC|88775
JDST|DJ JR MNR BEAR 3X|SAGL|SAGETRADER, LLC|1200
JDST|DJ JR MNR BEAR 3X|SALI|INTL FCSTONE FINANCIAL INC.|343
JDST|DJ JR MNR BEAR 3X|SBSH|Citigroup Global Markets Inc.|5996
JDST|DJ JR MNR BEAR 3X|SGMT|GOLDMAN SACHS & CO. LLC|11426
JDST|DJ JR MNR BEAR 3X|SPDR|SPEEDROUTE LLC|12050
JDST|DJ JR MNR BEAR 3X|STKP|STOCKPILE INVESTMENTS, INC.|166
JDST|DJ JR MNR BEAR 3X|STTT|STATETRUST INVESTMENTS INC.|600
JDST|DJ JR MNR BEAR 3X|SWIM|TD Ameritrade, Inc.|217451
JDST|DJ JR MNR BEAR 3X|SWST|Hilltop Securities Inc.|2957
JDST|DJ JR MNR BEAR 3X|TKNG|ALLY INVEST SECURITIES LLC|13536
JDST|DJ JR MNR BEAR 3X|TRBT|Tradebot Systems, Inc.|13379
JDST|DJ JR MNR BEAR 3X|TRCM|TRC MARKETS LLC|207550
JDST|DJ JR MNR BEAR 3X|UBSA|UBS SECURITIES LLC|132479
JDST|DJ JR MNR BEAR 3X|UBSS|UBS Securities LLC|111516
JDST|DJ JR MNR BEAR 3X|VALX|VIRTU AMERICAS LLC|11979
JDST|DJ JR MNR BEAR 3X|VGRD|Vanguard Marketing Corporation|47966
JDST|DJ JR MNR BEAR 3X|WBPX|SUMMIT SECURITIES GROUP, LLC|100
JDST|DJ JR MNR BEAR 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11383
JDST|DJ JR MNR BEAR 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32165
JDST|DJ JR MNR BEAR 3X|WGIF|CIBC World Markets Inc.|1645
JDST|DJ JR MNR BEAR 3X|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
JDST|DJ JR MNR BEAR 3X|WSEA|WOLVERINE SECURITIES, LLC|17497
JDST|DJ JR MNR BEAR 3X|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
JDST|DJ JR MNR BEAR 3X|YKNA|COMHAR CAPITAL MARKETS, LLC|219
JE|JUST ENERGY GROUP|ALTX|Alternet Securities Inc.|100
JE|JUST ENERGY GROUP|APCC|Apex Clearing Corporation|7171
JE|JUST ENERGY GROUP|BANK|Primevest Financial Services, Inc.|1
JE|JUST ENERGY GROUP|BATM|CBOE TRADING, INC.|1803
JE|JUST ENERGY GROUP|BERN|Sanford C. Bernstein & Co., LLC|406
JE|JUST ENERGY GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3405
JE|JUST ENERGY GROUP|BTIG|BTIG, LLC|1500
JE|JUST ENERGY GROUP|BZYD|GOLDMAN SACHS & CO. LLC|4620
JE|JUST ENERGY GROUP|CHAS|Charles Schwab & Co., Inc.|100
JE|JUST ENERGY GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8230
JE|JUST ENERGY GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35693
JE|JUST ENERGY GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|940
JE|JUST ENERGY GROUP|DBAB|Deutsche Bank Securities Inc.|87922
JE|JUST ENERGY GROUP|DBAX|Deutsche Bank Securities Inc.|33900
JE|JUST ENERGY GROUP|DEAN|MORGAN STANLEY|2400
JE|JUST ENERGY GROUP|DEGS|RONIN PROFESSIONAL LLC|62
JE|JUST ENERGY GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22111
JE|JUST ENERGY GROUP|EBXL|EBX LLC|39000
JE|JUST ENERGY GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2263
JE|JUST ENERGY GROUP|EDJO|Edward D. Jones & Co., L.P.|8943
JE|JUST ENERGY GROUP|EGAM|CBOE TRADING, INC.|382
JE|JUST ENERGY GROUP|EGXM|CBOE TRADING, INC.|290
JE|JUST ENERGY GROUP|ETBE|Electronic Transaction Clearing, Inc.|1636
JE|JUST ENERGY GROUP|ETRS|E*Trade Securities LLC|273678
JE|JUST ENERGY GROUP|FFSI|Firstrade Securities Inc.|100
JE|JUST ENERGY GROUP|FILL|Tradestation Securities, Inc.|495
JE|JUST ENERGY GROUP|FMAF|NBCN Inc./ CDS|25473
JE|JUST ENERGY GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|720
JE|JUST ENERGY GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31908
JE|JUST ENERGY GROUP|FTBR|Foliofn Investments, Inc.|14287
JE|JUST ENERGY GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
JE|JUST ENERGY GROUP|GLIS|TD Securities Inc|1000
JE|JUST ENERGY GROUP|GLPX|ACS EXECUTION SERVICES, LLC|3343
JE|JUST ENERGY GROUP|GSCO|GOLDMAN SACHS & CO. LLC|233070
JE|JUST ENERGY GROUP|GSCS|GOLDMAN SACHS & CO. LLC|4200
JE|JUST ENERGY GROUP|GSLT|GOLDMAN SACHS & CO. LLC|700
JE|JUST ENERGY GROUP|GTSZ|GTS SECURITIES LLC|5201
JE|JUST ENERGY GROUP|HRBF|American Enterprise Investment Services Inc.|11216
JE|JUST ENERGY GROUP|HSBC|HSBC Securities, Inc.|300
JE|JUST ENERGY GROUP|IATS|INTERACTIVE BROKERS LLC|9707
JE|JUST ENERGY GROUP|IBKR|Interactive Brokers Llc|35129
JE|JUST ENERGY GROUP|ICBX|INSTINET, LLC|121460
JE|JUST ENERGY GROUP|INCA|INSTINET, LLC|51525
JE|JUST ENERGY GROUP|ITGI|ITG Inc.|44662
JE|JUST ENERGY GROUP|ITGP|ITG INC.|7000
JE|JUST ENERGY GROUP|JANY|Janney Montgomery Scott Inc.|9
JE|JUST ENERGY GROUP|JEFF|JEFFERIES LLC|2532
JE|JUST ENERGY GROUP|JMPT|JUMP TRADING, LLC|340
JE|JUST ENERGY GROUP|JPMX|J.P. Morgan Securities LLC|8744
JE|JUST ENERGY GROUP|JSJX|JANE STREET CAPITAL LLC|67970
JE|JUST ENERGY GROUP|KCGM|VIRTU Americas LLC|6925
JE|JUST ENERGY GROUP|LEHM|Barclays Capital Inc./Le|51400
JE|JUST ENERGY GROUP|LGNT|COR CLEARING LLC|2
JE|JUST ENERGY GROUP|LIME|Lime Brokerage LLC|11149
JE|JUST ENERGY GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27292
JE|JUST ENERGY GROUP|MSCO|MORGAN STANLEY & CO. LLC|88706
JE|JUST ENERGY GROUP|MSPL|MORGAN STANLEY & CO. LLC|160700
JE|JUST ENERGY GROUP|MSTX|MORGAN STANLEY & CO. LLC|8600
JE|JUST ENERGY GROUP|NFSC|National Financial Services LLC|466772
JE|JUST ENERGY GROUP|NITE|VIRTU Americas LLC|686304
JE|JUST ENERGY GROUP|NITP|VIRTU Americas LLC|100
JE|JUST ENERGY GROUP|NQRB|Brut, LLC|200
JE|JUST ENERGY GROUP|OPCO|Oppenheimer & Co. Inc.|625
JE|JUST ENERGY GROUP|PDQM|CODA MARKETS, INC.|4268
JE|JUST ENERGY GROUP|RBCM|RBC CAPITAL MARKETS, LLC|4500
JE|JUST ENERGY GROUP|RGLD|Regal Securities, Inc|300
JE|JUST ENERGY GROUP|SBSH|Citigroup Global Markets Inc.|9100
JE|JUST ENERGY GROUP|SGMT|GOLDMAN SACHS & CO. LLC|18268
JE|JUST ENERGY GROUP|SPDR|SPEEDROUTE LLC|100
JE|JUST ENERGY GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|1298
JE|JUST ENERGY GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|700
JE|JUST ENERGY GROUP|SWIM|TD Ameritrade, Inc.|185230
JE|JUST ENERGY GROUP|SWST|Hilltop Securities Inc.|9471
JE|JUST ENERGY GROUP|TKNG|ALLY INVEST SECURITIES LLC|13805
JE|JUST ENERGY GROUP|TRBT|Tradebot Systems, Inc.|6263
JE|JUST ENERGY GROUP|TRCM|TRC MARKETS LLC|47000
JE|JUST ENERGY GROUP|UBSA|UBS SECURITIES LLC|89718
JE|JUST ENERGY GROUP|UBSS|UBS Securities LLC|164488
JE|JUST ENERGY GROUP|VALX|VIRTU AMERICAS LLC|8734
JE|JUST ENERGY GROUP|VGRD|Vanguard Marketing Corporation|39812
JE|JUST ENERGY GROUP|WCHV|WELLS FARGO SECURITIES, LLC|56325
JE|JUST ENERGY GROUP|WEDB|WEDBUSH SECURITIES INC.|4400
JE|JUST ENERGY GROUP|WEED|Weeden & Co.L.P.|520
JE|JUST ENERGY GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1711
JE|JUST ENERGY GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20
JE|JUST ENERGY GROUP|WSEA|WOLVERINE SECURITIES, LLC|5010
JE|JUST ENERGY GROUP|XIST|INSTINET, LLC|1000
JE|JUST ENERGY GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
JE|JUST ENERGY GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
JE|JUST ENERGY GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8062
JE$A|JUST ENERGY 8.5 PFD|BATM|CBOE TRADING, INC.|100
JE$A|JUST ENERGY 8.5 PFD|BBNT|BB&T SECURITIES, LLC|200
JE$A|JUST ENERGY 8.5 PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
JE$A|JUST ENERGY 8.5 PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2479
JE$A|JUST ENERGY 8.5 PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1198
JE$A|JUST ENERGY 8.5 PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|436
JE$A|JUST ENERGY 8.5 PFD|DBAX|Deutsche Bank Securities Inc.|1700
JE$A|JUST ENERGY 8.5 PFD|DEAN|MORGAN STANLEY|162
JE$A|JUST ENERGY 8.5 PFD|EBXL|EBX LLC|500
JE$A|JUST ENERGY 8.5 PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
JE$A|JUST ENERGY 8.5 PFD|ETRS|E*Trade Securities LLC|3171
JE$A|JUST ENERGY 8.5 PFD|FMAF|NBCN Inc./ CDS|4324
JE$A|JUST ENERGY 8.5 PFD|GLPX|ACS EXECUTION SERVICES, LLC|20
JE$A|JUST ENERGY 8.5 PFD|GSCO|GOLDMAN SACHS & CO. LLC|200
JE$A|JUST ENERGY 8.5 PFD|GTSZ|GTS SECURITIES LLC|200
JE$A|JUST ENERGY 8.5 PFD|HRBF|American Enterprise Investment Services Inc.|1454
JE$A|JUST ENERGY 8.5 PFD|IATS|INTERACTIVE BROKERS LLC|250
JE$A|JUST ENERGY 8.5 PFD|IBKR|Interactive Brokers Llc|700
JE$A|JUST ENERGY 8.5 PFD|ICBX|INSTINET, LLC|500
JE$A|JUST ENERGY 8.5 PFD|INCA|INSTINET, LLC|200
JE$A|JUST ENERGY 8.5 PFD|LIME|Lime Brokerage LLC|100
JE$A|JUST ENERGY 8.5 PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
JE$A|JUST ENERGY 8.5 PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
JE$A|JUST ENERGY 8.5 PFD|MSCO|MORGAN STANLEY & CO. LLC|75
JE$A|JUST ENERGY 8.5 PFD|NFSC|National Financial Services LLC|9591
JE$A|JUST ENERGY 8.5 PFD|NITE|VIRTU Americas LLC|16137
JE$A|JUST ENERGY 8.5 PFD|OLDM|OLD MISSION CAPITAL, LLC|1120
JE$A|JUST ENERGY 8.5 PFD|PDQM|CODA MARKETS, INC.|20
JE$A|JUST ENERGY 8.5 PFD|SBSH|Citigroup Global Markets Inc.|162
JE$A|JUST ENERGY 8.5 PFD|SGMT|GOLDMAN SACHS & CO. LLC|1000
JE$A|JUST ENERGY 8.5 PFD|STFL|Stifel, Nicolaus & Company, Incorporated|489
JE$A|JUST ENERGY 8.5 PFD|SWIM|TD Ameritrade, Inc.|113
JE$A|JUST ENERGY 8.5 PFD|UBSA|UBS SECURITIES LLC|871
JE$A|JUST ENERGY 8.5 PFD|UBSS|UBS Securities LLC|706
JE$A|JUST ENERGY 8.5 PFD|WCHV|WELLS FARGO SECURITIES, LLC|2755
JE$A|JUST ENERGY 8.5 PFD|WGIF|CIBC World Markets Inc.|1000
JEC|JACOBS ENGINEERNG GP|ABLE|NATIXIS Securities Americas LLC|25424
JEC|JACOBS ENGINEERNG GP|ALTX|Alternet Securities Inc.|6200
JEC|JACOBS ENGINEERNG GP|APCC|Apex Clearing Corporation|850
JEC|JACOBS ENGINEERNG GP|AQUA|AQUA SECURITIES L.P.|3100
JEC|JACOBS ENGINEERNG GP|BANK|Primevest Financial Services, Inc.|1
JEC|JACOBS ENGINEERNG GP|BARD|Robert W. Baird & Co. Incorporated|7041
JEC|JACOBS ENGINEERNG GP|BATM|CBOE TRADING, INC.|7684
JEC|JACOBS ENGINEERNG GP|BAYC|BAY CREST PARTNERS, LLC|449
JEC|JACOBS ENGINEERNG GP|BAYT|BTIG, LLC|1700
JEC|JACOBS ENGINEERNG GP|BBNT|BB&T SECURITIES, LLC|35
JEC|JACOBS ENGINEERNG GP|BERN|Sanford C. Bernstein & Co., LLC|58828
JEC|JACOBS ENGINEERNG GP|BIDS|BIDS TRADING L.P.|400
JEC|JACOBS ENGINEERNG GP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3487
JEC|JACOBS ENGINEERNG GP|BLKX|INSTINET, LLC|10000
JEC|JACOBS ENGINEERNG GP|BNPX|BNP PARIBAS SECURITIES CORP.|53530
JEC|JACOBS ENGINEERNG GP|BTIG|BTIG, LLC|1358
JEC|JACOBS ENGINEERNG GP|BYXM|CBOE TRADING, INC.|706
JEC|JACOBS ENGINEERNG GP|BZYD|GOLDMAN SACHS & CO. LLC|674
JEC|JACOBS ENGINEERNG GP|CANT|Cantor Fitzgerald & Co.|350
JEC|JACOBS ENGINEERNG GP|CHAS|Charles Schwab & Co., Inc.|1065
JEC|JACOBS ENGINEERNG GP|CIBP|CIBC World Markets Corp.|179825
JEC|JACOBS ENGINEERNG GP|CIST|Capital Institutional Services, Inc.|200
JEC|JACOBS ENGINEERNG GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37589
JEC|JACOBS ENGINEERNG GP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
JEC|JACOBS ENGINEERNG GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|280022
JEC|JACOBS ENGINEERNG GP|CTDL|Citadel Derivatives Group Llc|3585
JEC|JACOBS ENGINEERNG GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|25428
JEC|JACOBS ENGINEERNG GP|DADA|D.A. Davidson & Co.|75
JEC|JACOBS ENGINEERNG GP|DAVA|Davenport & Company LLC|240
JEC|JACOBS ENGINEERNG GP|DBAB|Deutsche Bank Securities Inc.|299150
JEC|JACOBS ENGINEERNG GP|DBAX|Deutsche Bank Securities Inc.|148400
JEC|JACOBS ENGINEERNG GP|DBUL|Deutsche Bank Securities Inc.|7381
JEC|JACOBS ENGINEERNG GP|DCHF|Dart Executions, LLC|1832
JEC|JACOBS ENGINEERNG GP|DEAN|MORGAN STANLEY|2234
JEC|JACOBS ENGINEERNG GP|DEGS|RONIN PROFESSIONAL LLC|900
JEC|JACOBS ENGINEERNG GP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
JEC|JACOBS ENGINEERNG GP|EBXL|EBX LLC|196100
JEC|JACOBS ENGINEERNG GP|ECUT|CONVERGEX EXECUTION SOLUTIONS|49895
JEC|JACOBS ENGINEERNG GP|EDJC|Edward Jones / CDS|691
JEC|JACOBS ENGINEERNG GP|EDJO|Edward D. Jones & Co., L.P.|14568
JEC|JACOBS ENGINEERNG GP|EGAM|CBOE TRADING, INC.|20750
JEC|JACOBS ENGINEERNG GP|EGAW|CBOE TRADING, INC.|155
JEC|JACOBS ENGINEERNG GP|EGMT|EG MARKET TECHNOLOGIES LLC|369
JEC|JACOBS ENGINEERNG GP|EGXM|CBOE TRADING, INC.|2220
JEC|JACOBS ENGINEERNG GP|EGXW|CBOE TRADING, INC.|100
JEC|JACOBS ENGINEERNG GP|ETBE|Electronic Transaction Clearing, Inc.|17270
JEC|JACOBS ENGINEERNG GP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
JEC|JACOBS ENGINEERNG GP|ETCC|Electronic Transaction Clearing, Inc.|187
JEC|JACOBS ENGINEERNG GP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8967
JEC|JACOBS ENGINEERNG GP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2027
JEC|JACOBS ENGINEERNG GP|ETRS|E*Trade Securities LLC|9566
JEC|JACOBS ENGINEERNG GP|FBSB|U.S. Bancorp Investments, Inc.|2
JEC|JACOBS ENGINEERNG GP|FIDT|Fidelity Clearing Canada ULC./ CDS|91
JEC|JACOBS ENGINEERNG GP|FILL|Tradestation Securities, Inc.|1732
JEC|JACOBS ENGINEERNG GP|FINX|FINTECH SECURITIES|100
JEC|JACOBS ENGINEERNG GP|FMAF|NBCN Inc./ CDS|26683
JEC|JACOBS ENGINEERNG GP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|21990
JEC|JACOBS ENGINEERNG GP|FQLS|Quantlab Securities LP|266563
JEC|JACOBS ENGINEERNG GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106163
JEC|JACOBS ENGINEERNG GP|FTBR|Foliofn Investments, Inc.|9735
JEC|JACOBS ENGINEERNG GP|GEBB|GLOBAL EXECUTION BROKERS, LP|502
JEC|JACOBS ENGINEERNG GP|GLIS|TD Securities Inc|220
JEC|JACOBS ENGINEERNG GP|GLPX|ACS EXECUTION SERVICES, LLC|39265
JEC|JACOBS ENGINEERNG GP|GSCO|GOLDMAN SACHS & CO. LLC|4788981
JEC|JACOBS ENGINEERNG GP|GSCS|GOLDMAN SACHS & CO. LLC|67625
JEC|JACOBS ENGINEERNG GP|GSLT|GOLDMAN SACHS & CO. LLC|7437
JEC|JACOBS ENGINEERNG GP|GTSZ|GTS SECURITIES LLC|138574
JEC|JACOBS ENGINEERNG GP|HAPX|HAP Trading, LLC|200
JEC|JACOBS ENGINEERNG GP|HPPX|POTAMUS TRADING, LLC|488
JEC|JACOBS ENGINEERNG GP|HRBF|American Enterprise Investment Services Inc.|9665
JEC|JACOBS ENGINEERNG GP|HSBC|HSBC Securities, Inc.|1200
JEC|JACOBS ENGINEERNG GP|IATS|INTERACTIVE BROKERS LLC|5109
JEC|JACOBS ENGINEERNG GP|IBKR|Interactive Brokers Llc|8607
JEC|JACOBS ENGINEERNG GP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1777
JEC|JACOBS ENGINEERNG GP|ICBX|INSTINET, LLC|69100
JEC|JACOBS ENGINEERNG GP|IEQY|CITADEL SECURITIES LLC|123372
JEC|JACOBS ENGINEERNG GP|INCA|INSTINET, LLC|253018
JEC|JACOBS ENGINEERNG GP|INJX|INSTINET, LLC|3712
JEC|JACOBS ENGINEERNG GP|ITGI|ITG Inc.|70392
JEC|JACOBS ENGINEERNG GP|ITGP|ITG INC.|104800
JEC|JACOBS ENGINEERNG GP|JANY|Janney Montgomery Scott Inc.|4001
JEC|JACOBS ENGINEERNG GP|JEFF|JEFFERIES LLC|43790
JEC|JACOBS ENGINEERNG GP|JMPT|JUMP TRADING, LLC|48008
JEC|JACOBS ENGINEERNG GP|JPBX|J.P. MORGAN SECURITIES LLC|35240
JEC|JACOBS ENGINEERNG GP|JPMX|J.P. Morgan Securities LLC|354078
JEC|JACOBS ENGINEERNG GP|JSJX|JANE STREET CAPITAL LLC|2380
JEC|JACOBS ENGINEERNG GP|KCGM|VIRTU Americas LLC|26498
JEC|JACOBS ENGINEERNG GP|LEHM|Barclays Capital Inc./Le|416213
JEC|JACOBS ENGINEERNG GP|LIME|Lime Brokerage LLC|44654
JEC|JACOBS ENGINEERNG GP|LOOP|Loop Capital Markets LLC|1100
JEC|JACOBS ENGINEERNG GP|LQNA|LIQUIDNET, INC.|93700
JEC|JACOBS ENGINEERNG GP|LQNB|LIQUIDNET, INC.|3100
JEC|JACOBS ENGINEERNG GP|LSCI|Lek Securities Corporation|1595
JEC|JACOBS ENGINEERNG GP|MACC|Mid Atlantic Capital Corporation|125
JEC|JACOBS ENGINEERNG GP|MACQ|Macquarie Capital (USA) Inc.|100
JEC|JACOBS ENGINEERNG GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|225570
JEC|JACOBS ENGINEERNG GP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
JEC|JACOBS ENGINEERNG GP|MNDX|TJM Investments, LLC|3700
JEC|JACOBS ENGINEERNG GP|MOTF|MOTIF INVESTING, INC.|3
JEC|JACOBS ENGINEERNG GP|MSCO|MORGAN STANLEY & CO. LLC|1314653
JEC|JACOBS ENGINEERNG GP|MSPL|MORGAN STANLEY & CO. LLC|286600
JEC|JACOBS ENGINEERNG GP|MSTX|MORGAN STANLEY & CO. LLC|129600
JEC|JACOBS ENGINEERNG GP|NEUB|NEUBERGER BERMAN BD LLC|2607
JEC|JACOBS ENGINEERNG GP|NFSC|National Financial Services LLC|173082
JEC|JACOBS ENGINEERNG GP|NITE|VIRTU Americas LLC|263796
JEC|JACOBS ENGINEERNG GP|NQRB|Brut, LLC|17467
JEC|JACOBS ENGINEERNG GP|NTBF|BMO Nesbitt Burns Inc./CDS|600
JEC|JACOBS ENGINEERNG GP|NTRC|Northern Trust Securities, Inc.|83
JEC|JACOBS ENGINEERNG GP|OHOS|TWO SIGMA SECURITIES, LLC|63409
JEC|JACOBS ENGINEERNG GP|OPCO|Oppenheimer & Co. Inc.|838
JEC|JACOBS ENGINEERNG GP|OTAA|OTA LLC|2000
JEC|JACOBS ENGINEERNG GP|PDQM|CODA MARKETS, INC.|97263
JEC|JACOBS ENGINEERNG GP|PWJC|UBS Financial Services, Inc.|6406
JEC|JACOBS ENGINEERNG GP|QMSR|QUATTRO M SECURITIES INC.|3652
JEC|JACOBS ENGINEERNG GP|RBCM|RBC CAPITAL MARKETS, LLC|7738
JEC|JACOBS ENGINEERNG GP|SAGL|SAGETRADER, LLC|25511
JEC|JACOBS ENGINEERNG GP|SAGW|SAGETRADER, LLC|61
JEC|JACOBS ENGINEERNG GP|SALI|INTL FCSTONE FINANCIAL INC.|234
JEC|JACOBS ENGINEERNG GP|SBSH|Citigroup Global Markets Inc.|199127
JEC|JACOBS ENGINEERNG GP|SEIC|SEI Investments Distribution Co.|100
JEC|JACOBS ENGINEERNG GP|SGMT|GOLDMAN SACHS & CO. LLC|171182
JEC|JACOBS ENGINEERNG GP|SJLS|TRADE INFORMATICS LLC|100
JEC|JACOBS ENGINEERNG GP|SPDR|SPEEDROUTE LLC|22087
JEC|JACOBS ENGINEERNG GP|SPHN|Stephens Inc.|49
JEC|JACOBS ENGINEERNG GP|STFL|Stifel, Nicolaus & Company, Incorporated|11550
JEC|JACOBS ENGINEERNG GP|STKP|STOCKPILE INVESTMENTS, INC.|4
JEC|JACOBS ENGINEERNG GP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3265
JEC|JACOBS ENGINEERNG GP|SWIM|TD Ameritrade, Inc.|3901
JEC|JACOBS ENGINEERNG GP|SWST|Hilltop Securities Inc.|644
JEC|JACOBS ENGINEERNG GP|TDSI|TD Securities (USA) LLC|900
JEC|JACOBS ENGINEERNG GP|TKNG|ALLY INVEST SECURITIES LLC|1532
JEC|JACOBS ENGINEERNG GP|TRBT|Tradebot Systems, Inc.|130055
JEC|JACOBS ENGINEERNG GP|TRCM|TRC MARKETS LLC|235643
JEC|JACOBS ENGINEERNG GP|UBSA|UBS SECURITIES LLC|334964
JEC|JACOBS ENGINEERNG GP|UBSS|UBS Securities LLC|527483
JEC|JACOBS ENGINEERNG GP|VALX|VIRTU AMERICAS LLC|14701
JEC|JACOBS ENGINEERNG GP|VGRD|Vanguard Marketing Corporation|8126
JEC|JACOBS ENGINEERNG GP|VNDS|VANDHAM SECURITIES CORP|500
JEC|JACOBS ENGINEERNG GP|VSIN|Vision Financial Markets Llc|23
JEC|JACOBS ENGINEERNG GP|WBLR|WILLIAM BLAIR|100
JEC|JACOBS ENGINEERNG GP|WBPX|SUMMIT SECURITIES GROUP, LLC|1445
JEC|JACOBS ENGINEERNG GP|WCHV|WELLS FARGO SECURITIES, LLC|44385
JEC|JACOBS ENGINEERNG GP|WDNX|WEEDEN & CO.L.P.|2426
JEC|JACOBS ENGINEERNG GP|WEDB|WEDBUSH SECURITIES INC.|7046
JEC|JACOBS ENGINEERNG GP|WEED|Weeden & Co.L.P.|1099
JEC|JACOBS ENGINEERNG GP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13560
JEC|JACOBS ENGINEERNG GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9532
JEC|JACOBS ENGINEERNG GP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|255
JEC|JACOBS ENGINEERNG GP|WOLF|Wolfe Trahan Securities|200
JEC|JACOBS ENGINEERNG GP|WSAG|WALL STREET ACCESS|247
JEC|JACOBS ENGINEERNG GP|WSEA|WOLVERINE SECURITIES, LLC|3181
JEC|JACOBS ENGINEERNG GP|XIST|INSTINET, LLC|15200
JEC|JACOBS ENGINEERNG GP|XPQR|Jump Trading|2100
JEC|JACOBS ENGINEERNG GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15526
JEC|JACOBS ENGINEERNG GP|YKNA|COMHAR CAPITAL MARKETS, LLC|2491
JEC|JACOBS ENGINEERNG GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4434
JEF|JEFFERIES FINANCIAL|ABLE|NATIXIS Securities Americas LLC|6047
JEF|JEFFERIES FINANCIAL|ALTX|Alternet Securities Inc.|24583
JEF|JEFFERIES FINANCIAL|ANOS|ABEL/NOSER, L.L.C.|1178
JEF|JEFFERIES FINANCIAL|APCC|Apex Clearing Corporation|559
JEF|JEFFERIES FINANCIAL|AQUA|AQUA SECURITIES L.P.|6000
JEF|JEFFERIES FINANCIAL|BANK|Primevest Financial Services, Inc.|25
JEF|JEFFERIES FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|3500
JEF|JEFFERIES FINANCIAL|BATM|CBOE TRADING, INC.|6125
JEF|JEFFERIES FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|1366
JEF|JEFFERIES FINANCIAL|BBNT|BB&T SECURITIES, LLC|1886
JEF|JEFFERIES FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|232843
JEF|JEFFERIES FINANCIAL|BIAD|SAGETRADER, LLC|900
JEF|JEFFERIES FINANCIAL|BIDS|BIDS TRADING L.P.|130900
JEF|JEFFERIES FINANCIAL|BIMI|Banca IMI Securities Corp.|500
JEF|JEFFERIES FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15935
JEF|JEFFERIES FINANCIAL|BLKX|INSTINET, LLC|434853
JEF|JEFFERIES FINANCIAL|BMOC|BMO Capital Markets Corp.|5000
JEF|JEFFERIES FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|84374
JEF|JEFFERIES FINANCIAL|BTIG|BTIG, LLC|28011
JEF|JEFFERIES FINANCIAL|BYXM|CBOE TRADING, INC.|122
JEF|JEFFERIES FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|2029
JEF|JEFFERIES FINANCIAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|60600
JEF|JEFFERIES FINANCIAL|CHAS|Charles Schwab & Co., Inc.|8105
JEF|JEFFERIES FINANCIAL|CIBP|CIBC World Markets Corp.|17211
JEF|JEFFERIES FINANCIAL|CIOI|CITIGROUP GLOBAL MARKETS INC|85397
JEF|JEFFERIES FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69366
JEF|JEFFERIES FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6468
JEF|JEFFERIES FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|639570
JEF|JEFFERIES FINANCIAL|CTDL|Citadel Derivatives Group Llc|13453
JEF|JEFFERIES FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|86140
JEF|JEFFERIES FINANCIAL|DADA|D.A. Davidson & Co.|1001
JEF|JEFFERIES FINANCIAL|DAVA|Davenport & Company LLC|1244
JEF|JEFFERIES FINANCIAL|DBAB|Deutsche Bank Securities Inc.|162571
JEF|JEFFERIES FINANCIAL|DBAX|Deutsche Bank Securities Inc.|441300
JEF|JEFFERIES FINANCIAL|DEAN|MORGAN STANLEY|13789
JEF|JEFFERIES FINANCIAL|EBXL|EBX LLC|299500
JEF|JEFFERIES FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|93874
JEF|JEFFERIES FINANCIAL|EDJC|Edward Jones / CDS|102
JEF|JEFFERIES FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|32402
JEF|JEFFERIES FINANCIAL|EGAM|CBOE TRADING, INC.|17657
JEF|JEFFERIES FINANCIAL|EGAW|CBOE TRADING, INC.|311
JEF|JEFFERIES FINANCIAL|EGMT|EG MARKET TECHNOLOGIES LLC|300
JEF|JEFFERIES FINANCIAL|EGXM|CBOE TRADING, INC.|7494
JEF|JEFFERIES FINANCIAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
JEF|JEFFERIES FINANCIAL|ETCC|Electronic Transaction Clearing, Inc.|1036
JEF|JEFFERIES FINANCIAL|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|20
JEF|JEFFERIES FINANCIAL|ETRS|E*Trade Securities LLC|30105
JEF|JEFFERIES FINANCIAL|FBSB|U.S. Bancorp Investments, Inc.|47
JEF|JEFFERIES FINANCIAL|FILL|Tradestation Securities, Inc.|3767
JEF|JEFFERIES FINANCIAL|FMAF|NBCN Inc./ CDS|4913
JEF|JEFFERIES FINANCIAL|FMCO|First Manhattan Co|1450
JEF|JEFFERIES FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17389
JEF|JEFFERIES FINANCIAL|FQLS|Quantlab Securities LP|338243
JEF|JEFFERIES FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|264254
JEF|JEFFERIES FINANCIAL|FTBR|Foliofn Investments, Inc.|3320
JEF|JEFFERIES FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|15726
JEF|JEFFERIES FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|8236
JEF|JEFFERIES FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|2542336
JEF|JEFFERIES FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|14984
JEF|JEFFERIES FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|117306
JEF|JEFFERIES FINANCIAL|GTSZ|GTS SECURITIES LLC|128166
JEF|JEFFERIES FINANCIAL|HRBF|American Enterprise Investment Services Inc.|5275
JEF|JEFFERIES FINANCIAL|HSBC|HSBC Securities, Inc.|10541
JEF|JEFFERIES FINANCIAL|IATS|INTERACTIVE BROKERS LLC|12990
JEF|JEFFERIES FINANCIAL|IBKR|Interactive Brokers Llc|29831
JEF|JEFFERIES FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|578
JEF|JEFFERIES FINANCIAL|ICBX|INSTINET, LLC|26853
JEF|JEFFERIES FINANCIAL|IEQY|CITADEL SECURITIES LLC|154570
JEF|JEFFERIES FINANCIAL|IMPC|Imperial Capital, LLC|7300
JEF|JEFFERIES FINANCIAL|INCA|INSTINET, LLC|403465
JEF|JEFFERIES FINANCIAL|INJX|INSTINET, LLC|69817
JEF|JEFFERIES FINANCIAL|INTL|INTL FCSTONE FINANCIAL INC.|195
JEF|JEFFERIES FINANCIAL|ITGI|ITG Inc.|291604
JEF|JEFFERIES FINANCIAL|ITGP|ITG INC.|448200
JEF|JEFFERIES FINANCIAL|JANY|Janney Montgomery Scott Inc.|4618
JEF|JEFFERIES FINANCIAL|JEFF|JEFFERIES LLC|742434
JEF|JEFFERIES FINANCIAL|JMPT|JUMP TRADING, LLC|191416
JEF|JEFFERIES FINANCIAL|JONE|JonesTrading|24799
JEF|JEFFERIES FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|177908
JEF|JEFFERIES FINANCIAL|JPMX|J.P. Morgan Securities LLC|1215846
JEF|JEFFERIES FINANCIAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
JEF|JEFFERIES FINANCIAL|JSJX|JANE STREET CAPITAL LLC|17104
JEF|JEFFERIES FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|23500
JEF|JEFFERIES FINANCIAL|KCGM|VIRTU Americas LLC|97632
JEF|JEFFERIES FINANCIAL|LEHM|Barclays Capital Inc./Le|1317450
JEF|JEFFERIES FINANCIAL|LIME|Lime Brokerage LLC|15858
JEF|JEFFERIES FINANCIAL|LOOP|Loop Capital Markets LLC|8439
JEF|JEFFERIES FINANCIAL|LQNA|LIQUIDNET, INC.|46600
JEF|JEFFERIES FINANCIAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3017
JEF|JEFFERIES FINANCIAL|MACC|Mid Atlantic Capital Corporation|50
JEF|JEFFERIES FINANCIAL|MBTS|ALLY INVEST SECURITIES LLC|194
JEF|JEFFERIES FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|319187
JEF|JEFFERIES FINANCIAL|MNDX|TJM Investments, LLC|49107
JEF|JEFFERIES FINANCIAL|MOTF|MOTIF INVESTING, INC.|2
JEF|JEFFERIES FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|1773221
JEF|JEFFERIES FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|671600
JEF|JEFFERIES FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|820200
JEF|JEFFERIES FINANCIAL|NATL|National Securities Corporation|9495
JEF|JEFFERIES FINANCIAL|NBCS|NBC Securities, INC.|30
JEF|JEFFERIES FINANCIAL|NFSC|National Financial Services LLC|260645
JEF|JEFFERIES FINANCIAL|NITE|VIRTU Americas LLC|730334
JEF|JEFFERIES FINANCIAL|NITP|VIRTU Americas LLC|100
JEF|JEFFERIES FINANCIAL|NQRB|Brut, LLC|16484
JEF|JEFFERIES FINANCIAL|NTBF|BMO Nesbitt Burns Inc./CDS|1513
JEF|JEFFERIES FINANCIAL|NTRC|Northern Trust Securities, Inc.|3454
JEF|JEFFERIES FINANCIAL|OHOS|TWO SIGMA SECURITIES, LLC|5289
JEF|JEFFERIES FINANCIAL|OPCO|Oppenheimer & Co. Inc.|69567
JEF|JEFFERIES FINANCIAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
JEF|JEFFERIES FINANCIAL|PDQM|CODA MARKETS, INC.|25562
JEF|JEFFERIES FINANCIAL|PHLY|NASDAQ Execution Services, LLC|2800
JEF|JEFFERIES FINANCIAL|PWJC|UBS Financial Services, Inc.|3148
JEF|JEFFERIES FINANCIAL|QMSR|QUATTRO M SECURITIES INC.|1693
JEF|JEFFERIES FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|9875
JEF|JEFFERIES FINANCIAL|RGLD|Regal Securities, Inc|150
JEF|JEFFERIES FINANCIAL|ROBT|Robotti & Company, LLC|450
JEF|JEFFERIES FINANCIAL|SAGL|SAGETRADER, LLC|668148
JEF|JEFFERIES FINANCIAL|SBSH|Citigroup Global Markets Inc.|101616
JEF|JEFFERIES FINANCIAL|SEIC|SEI Investments Distribution Co.|9725
JEF|JEFFERIES FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|244924
JEF|JEFFERIES FINANCIAL|SPDR|SPEEDROUTE LLC|1130
JEF|JEFFERIES FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|4173
JEF|JEFFERIES FINANCIAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2777
JEF|JEFFERIES FINANCIAL|SWIM|TD Ameritrade, Inc.|5410
JEF|JEFFERIES FINANCIAL|SWST|Hilltop Securities Inc.|690
JEF|JEFFERIES FINANCIAL|TDSI|TD Securities (USA) LLC|13111
JEF|JEFFERIES FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|266
JEF|JEFFERIES FINANCIAL|TRCM|TRC MARKETS LLC|24424
JEF|JEFFERIES FINANCIAL|TWTT|TASTYWORKS, INC.|100
JEF|JEFFERIES FINANCIAL|UBSA|UBS SECURITIES LLC|1356583
JEF|JEFFERIES FINANCIAL|UBSS|UBS Securities LLC|1362632
JEF|JEFFERIES FINANCIAL|VALX|VIRTU AMERICAS LLC|40571
JEF|JEFFERIES FINANCIAL|VGRD|Vanguard Marketing Corporation|39439
JEF|JEFFERIES FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|136224
JEF|JEFFERIES FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|8500
JEF|JEFFERIES FINANCIAL|WEED|Weeden & Co.L.P.|112301
JEF|JEFFERIES FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81037
JEF|JEFFERIES FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21594
JEF|JEFFERIES FINANCIAL|WGIF|CIBC World Markets Inc.|409
JEF|JEFFERIES FINANCIAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9869
JEF|JEFFERIES FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|7749
JEF|JEFFERIES FINANCIAL|WTFS|JUST2TRADE, INC.|2
JEF|JEFFERIES FINANCIAL|XIST|INSTINET, LLC|92890
JEF|JEFFERIES FINANCIAL|XPQR|Jump Trading|743
JEF|JEFFERIES FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|101952
JEF|JEFFERIES FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|4477
JEF|JEFFERIES FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5313
JELD|JELD-WEN HOLDING INC|ALTX|Alternet Securities Inc.|21050
JELD|JELD-WEN HOLDING INC|APCC|Apex Clearing Corporation|9
JELD|JELD-WEN HOLDING INC|BARD|Robert W. Baird & Co. Incorporated|1614
JELD|JELD-WEN HOLDING INC|BATM|CBOE TRADING, INC.|9530
JELD|JELD-WEN HOLDING INC|BAYT|BTIG, LLC|100
JELD|JELD-WEN HOLDING INC|BERN|Sanford C. Bernstein & Co., LLC|112469
JELD|JELD-WEN HOLDING INC|BIDS|BIDS TRADING L.P.|100
JELD|JELD-WEN HOLDING INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2034
JELD|JELD-WEN HOLDING INC|BLKX|INSTINET, LLC|10000
JELD|JELD-WEN HOLDING INC|BNPX|BNP PARIBAS SECURITIES CORP.|3797
JELD|JELD-WEN HOLDING INC|BTIG|BTIG, LLC|5000
JELD|JELD-WEN HOLDING INC|BYXM|CBOE TRADING, INC.|1050
JELD|JELD-WEN HOLDING INC|BZYD|GOLDMAN SACHS & CO. LLC|276
JELD|JELD-WEN HOLDING INC|CHAS|Charles Schwab & Co., Inc.|200
JELD|JELD-WEN HOLDING INC|CIST|Capital Institutional Services, Inc.|2051
JELD|JELD-WEN HOLDING INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93780
JELD|JELD-WEN HOLDING INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2403
JELD|JELD-WEN HOLDING INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|192821
JELD|JELD-WEN HOLDING INC|CTDL|Citadel Derivatives Group Llc|5171
JELD|JELD-WEN HOLDING INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25490
JELD|JELD-WEN HOLDING INC|DBAB|Deutsche Bank Securities Inc.|144160
JELD|JELD-WEN HOLDING INC|DBAX|Deutsche Bank Securities Inc.|227400
JELD|JELD-WEN HOLDING INC|DEAN|MORGAN STANLEY|2365
JELD|JELD-WEN HOLDING INC|DEGS|RONIN PROFESSIONAL LLC|2445
JELD|JELD-WEN HOLDING INC|EBXL|EBX LLC|104400
JELD|JELD-WEN HOLDING INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|60330
JELD|JELD-WEN HOLDING INC|EDJO|Edward D. Jones & Co., L.P.|6508
JELD|JELD-WEN HOLDING INC|EGAM|CBOE TRADING, INC.|12238
JELD|JELD-WEN HOLDING INC|EGAW|CBOE TRADING, INC.|140
JELD|JELD-WEN HOLDING INC|EGMT|EG MARKET TECHNOLOGIES LLC|700
JELD|JELD-WEN HOLDING INC|EGXM|CBOE TRADING, INC.|3772
JELD|JELD-WEN HOLDING INC|ETBE|Electronic Transaction Clearing, Inc.|10833
JELD|JELD-WEN HOLDING INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
JELD|JELD-WEN HOLDING INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9492
JELD|JELD-WEN HOLDING INC|ETRS|E*Trade Securities LLC|56138
JELD|JELD-WEN HOLDING INC|FIDT|Fidelity Clearing Canada ULC./ CDS|500
JELD|JELD-WEN HOLDING INC|FMAF|NBCN Inc./ CDS|1775
JELD|JELD-WEN HOLDING INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|540
JELD|JELD-WEN HOLDING INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114700
JELD|JELD-WEN HOLDING INC|FTBR|Foliofn Investments, Inc.|384
JELD|JELD-WEN HOLDING INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2613
JELD|JELD-WEN HOLDING INC|GLPX|ACS EXECUTION SERVICES, LLC|2692
JELD|JELD-WEN HOLDING INC|GSCO|GOLDMAN SACHS & CO. LLC|1435761
JELD|JELD-WEN HOLDING INC|GSCS|GOLDMAN SACHS & CO. LLC|14072
JELD|JELD-WEN HOLDING INC|GSLT|GOLDMAN SACHS & CO. LLC|3206
JELD|JELD-WEN HOLDING INC|GTSZ|GTS SECURITIES LLC|94845
JELD|JELD-WEN HOLDING INC|HPPX|POTAMUS TRADING, LLC|1625
JELD|JELD-WEN HOLDING INC|HRBF|American Enterprise Investment Services Inc.|4330
JELD|JELD-WEN HOLDING INC|IATS|INTERACTIVE BROKERS LLC|1281
JELD|JELD-WEN HOLDING INC|IBKR|Interactive Brokers Llc|11054
JELD|JELD-WEN HOLDING INC|ICBX|INSTINET, LLC|29100
JELD|JELD-WEN HOLDING INC|IEQY|CITADEL SECURITIES LLC|22175
JELD|JELD-WEN HOLDING INC|INCA|INSTINET, LLC|126969
JELD|JELD-WEN HOLDING INC|INJX|INSTINET, LLC|4203
JELD|JELD-WEN HOLDING INC|ITGI|ITG Inc.|66624
JELD|JELD-WEN HOLDING INC|ITGP|ITG INC.|58000
JELD|JELD-WEN HOLDING INC|JEFF|JEFFERIES LLC|38632
JELD|JELD-WEN HOLDING INC|JMPT|JUMP TRADING, LLC|48069
JELD|JELD-WEN HOLDING INC|JONE|JonesTrading|455800
JELD|JELD-WEN HOLDING INC|JPBX|J.P. MORGAN SECURITIES LLC|82659
JELD|JELD-WEN HOLDING INC|JPMX|J.P. Morgan Securities LLC|474163
JELD|JELD-WEN HOLDING INC|JSJX|JANE STREET CAPITAL LLC|7248
JELD|JELD-WEN HOLDING INC|KCGM|VIRTU Americas LLC|29358
JELD|JELD-WEN HOLDING INC|LEHM|Barclays Capital Inc./Le|346466
JELD|JELD-WEN HOLDING INC|LIME|Lime Brokerage LLC|15265
JELD|JELD-WEN HOLDING INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|28800
JELD|JELD-WEN HOLDING INC|LOOP|Loop Capital Markets LLC|2363
JELD|JELD-WEN HOLDING INC|LQNA|LIQUIDNET, INC.|684000
JELD|JELD-WEN HOLDING INC|LSCI|Lek Securities Corporation|539
JELD|JELD-WEN HOLDING INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122288
JELD|JELD-WEN HOLDING INC|MSCO|MORGAN STANLEY & CO. LLC|726376
JELD|JELD-WEN HOLDING INC|MSPL|MORGAN STANLEY & CO. LLC|235100
JELD|JELD-WEN HOLDING INC|MSTX|MORGAN STANLEY & CO. LLC|129300
JELD|JELD-WEN HOLDING INC|MWCC|Monness Crespi Hardt & Co., Inc.|8661
JELD|JELD-WEN HOLDING INC|NFSC|National Financial Services LLC|46175
JELD|JELD-WEN HOLDING INC|NITE|VIRTU Americas LLC|149016
JELD|JELD-WEN HOLDING INC|NITP|VIRTU Americas LLC|400
JELD|JELD-WEN HOLDING INC|NMRA|Nomura Securities International, Inc.|1200
JELD|JELD-WEN HOLDING INC|NQRB|Brut, LLC|11021
JELD|JELD-WEN HOLDING INC|NTBF|BMO Nesbitt Burns Inc./CDS|100
JELD|JELD-WEN HOLDING INC|NTRC|Northern Trust Securities, Inc.|5713
JELD|JELD-WEN HOLDING INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6610
JELD|JELD-WEN HOLDING INC|PDQM|CODA MARKETS, INC.|9610
JELD|JELD-WEN HOLDING INC|PWJC|UBS Financial Services, Inc.|1002
JELD|JELD-WEN HOLDING INC|QMSR|QUATTRO M SECURITIES INC.|219
JELD|JELD-WEN HOLDING INC|RBCM|RBC CAPITAL MARKETS, LLC|835
JELD|JELD-WEN HOLDING INC|SAGL|SAGETRADER, LLC|2922
JELD|JELD-WEN HOLDING INC|SALI|INTL FCSTONE FINANCIAL INC.|100
JELD|JELD-WEN HOLDING INC|SBSH|Citigroup Global Markets Inc.|45588
JELD|JELD-WEN HOLDING INC|SEIC|SEI Investments Distribution Co.|954
JELD|JELD-WEN HOLDING INC|SGMT|GOLDMAN SACHS & CO. LLC|97120
JELD|JELD-WEN HOLDING INC|SPDR|SPEEDROUTE LLC|3499
JELD|JELD-WEN HOLDING INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|63888
JELD|JELD-WEN HOLDING INC|STFL|Stifel, Nicolaus & Company, Incorporated|66278
JELD|JELD-WEN HOLDING INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5118
JELD|JELD-WEN HOLDING INC|SWIM|TD Ameritrade, Inc.|11260
JELD|JELD-WEN HOLDING INC|TIAD|Triad Securities Corp|144
JELD|JELD-WEN HOLDING INC|TKNG|ALLY INVEST SECURITIES LLC|5
JELD|JELD-WEN HOLDING INC|TOUR|TOURMALINE PARTNERS, LLC|100
JELD|JELD-WEN HOLDING INC|TRBT|Tradebot Systems, Inc.|139789
JELD|JELD-WEN HOLDING INC|TRCM|TRC MARKETS LLC|67852
JELD|JELD-WEN HOLDING INC|UBSA|UBS SECURITIES LLC|687105
JELD|JELD-WEN HOLDING INC|UBSS|UBS Securities LLC|842484
JELD|JELD-WEN HOLDING INC|VALX|VIRTU AMERICAS LLC|13282
JELD|JELD-WEN HOLDING INC|VGRD|Vanguard Marketing Corporation|2600
JELD|JELD-WEN HOLDING INC|VNDM|Wall Street Access|7000
JELD|JELD-WEN HOLDING INC|WABR|Wall Street Access|268
JELD|JELD-WEN HOLDING INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1020
JELD|JELD-WEN HOLDING INC|WCHV|WELLS FARGO SECURITIES, LLC|87741
JELD|JELD-WEN HOLDING INC|WDNX|WEEDEN & CO.L.P.|5536
JELD|JELD-WEN HOLDING INC|WEED|Weeden & Co.L.P.|360
JELD|JELD-WEN HOLDING INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|111
JELD|JELD-WEN HOLDING INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|343
JELD|JELD-WEN HOLDING INC|WORD|Worden Capital Management LLC|1375
JELD|JELD-WEN HOLDING INC|WSAG|WALL STREET ACCESS|1259
JELD|JELD-WEN HOLDING INC|WSEA|WOLVERINE SECURITIES, LLC|402
JELD|JELD-WEN HOLDING INC|WTFS|JUST2TRADE, INC.|134
JELD|JELD-WEN HOLDING INC|XIST|INSTINET, LLC|62000
JELD|JELD-WEN HOLDING INC|XPQR|Jump Trading|1291
JELD|JELD-WEN HOLDING INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10592
JELD|JELD-WEN HOLDING INC|YKNA|COMHAR CAPITAL MARKETS, LLC|216
JELD|JELD-WEN HOLDING INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2531
JEMD|NUVEEN EMERGING MARK|ALTX|Alternet Securities Inc.|200
JEMD|NUVEEN EMERGING MARK|BATM|CBOE TRADING, INC.|100
JEMD|NUVEEN EMERGING MARK|BBNT|BB&T SECURITIES, LLC|3750
JEMD|NUVEEN EMERGING MARK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
JEMD|NUVEEN EMERGING MARK|CANT|Cantor Fitzgerald & Co.|6500
JEMD|NUVEEN EMERGING MARK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9915
JEMD|NUVEEN EMERGING MARK|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
JEMD|NUVEEN EMERGING MARK|DBAX|Deutsche Bank Securities Inc.|1400
JEMD|NUVEEN EMERGING MARK|DEAN|MORGAN STANLEY|25067
JEMD|NUVEEN EMERGING MARK|DEGS|RONIN PROFESSIONAL LLC|300
JEMD|NUVEEN EMERGING MARK|EBXL|EBX LLC|2200
JEMD|NUVEEN EMERGING MARK|EGAM|CBOE TRADING, INC.|200
JEMD|NUVEEN EMERGING MARK|EGXM|CBOE TRADING, INC.|300
JEMD|NUVEEN EMERGING MARK|ETRS|E*Trade Securities LLC|4391
JEMD|NUVEEN EMERGING MARK|FILL|Tradestation Securities, Inc.|210
JEMD|NUVEEN EMERGING MARK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146
JEMD|NUVEEN EMERGING MARK|GLPX|ACS EXECUTION SERVICES, LLC|500
JEMD|NUVEEN EMERGING MARK|GSCO|GOLDMAN SACHS & CO. LLC|100
JEMD|NUVEEN EMERGING MARK|GTSZ|GTS SECURITIES LLC|1700
JEMD|NUVEEN EMERGING MARK|HRBF|American Enterprise Investment Services Inc.|11665
JEMD|NUVEEN EMERGING MARK|IATS|INTERACTIVE BROKERS LLC|8100
JEMD|NUVEEN EMERGING MARK|IBKR|Interactive Brokers Llc|10009
JEMD|NUVEEN EMERGING MARK|ICBX|INSTINET, LLC|800
JEMD|NUVEEN EMERGING MARK|INCA|INSTINET, LLC|900
JEMD|NUVEEN EMERGING MARK|ITGP|ITG INC.|200
JEMD|NUVEEN EMERGING MARK|JPMX|J.P. Morgan Securities LLC|2800
JEMD|NUVEEN EMERGING MARK|KCGM|VIRTU Americas LLC|5300
JEMD|NUVEEN EMERGING MARK|LEHM|Barclays Capital Inc./Le|3400
JEMD|NUVEEN EMERGING MARK|LIME|Lime Brokerage LLC|850
JEMD|NUVEEN EMERGING MARK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
JEMD|NUVEEN EMERGING MARK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
JEMD|NUVEEN EMERGING MARK|MSCO|MORGAN STANLEY & CO. LLC|125589
JEMD|NUVEEN EMERGING MARK|MSPL|MORGAN STANLEY & CO. LLC|7400
JEMD|NUVEEN EMERGING MARK|NFSC|National Financial Services LLC|19506
JEMD|NUVEEN EMERGING MARK|NITE|VIRTU Americas LLC|147956
JEMD|NUVEEN EMERGING MARK|NQRB|Brut, LLC|600
JEMD|NUVEEN EMERGING MARK|PDQM|CODA MARKETS, INC.|1300
JEMD|NUVEEN EMERGING MARK|RBCM|RBC CAPITAL MARKETS, LLC|29159
JEMD|NUVEEN EMERGING MARK|SGMT|GOLDMAN SACHS & CO. LLC|1200
JEMD|NUVEEN EMERGING MARK|SPDR|SPEEDROUTE LLC|300
JEMD|NUVEEN EMERGING MARK|STFL|Stifel, Nicolaus & Company, Incorporated|23666
JEMD|NUVEEN EMERGING MARK|SWST|Hilltop Securities Inc.|800
JEMD|NUVEEN EMERGING MARK|TRBT|Tradebot Systems, Inc.|500
JEMD|NUVEEN EMERGING MARK|TRCM|TRC MARKETS LLC|200
JEMD|NUVEEN EMERGING MARK|UBSA|UBS SECURITIES LLC|9818
JEMD|NUVEEN EMERGING MARK|UBSS|UBS Securities LLC|4110
JEMD|NUVEEN EMERGING MARK|WCHV|WELLS FARGO SECURITIES, LLC|90050
JEMD|NUVEEN EMERGING MARK|WEDB|WEDBUSH SECURITIES INC.|1011
JEMD|NUVEEN EMERGING MARK|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
JEQ|ABERDEEN JAPAN EQTY|APCC|Apex Clearing Corporation|500
JEQ|ABERDEEN JAPAN EQTY|BATM|CBOE TRADING, INC.|306
JEQ|ABERDEEN JAPAN EQTY|CHAS|Charles Schwab & Co., Inc.|2
JEQ|ABERDEEN JAPAN EQTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
JEQ|ABERDEEN JAPAN EQTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|746
JEQ|ABERDEEN JAPAN EQTY|DEAN|MORGAN STANLEY|1222
JEQ|ABERDEEN JAPAN EQTY|DEGS|RONIN PROFESSIONAL LLC|400
JEQ|ABERDEEN JAPAN EQTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
JEQ|ABERDEEN JAPAN EQTY|EBXL|EBX LLC|200
JEQ|ABERDEEN JAPAN EQTY|EGAM|CBOE TRADING, INC.|200
JEQ|ABERDEEN JAPAN EQTY|EGXW|CBOE TRADING, INC.|800
JEQ|ABERDEEN JAPAN EQTY|ETRS|E*Trade Securities LLC|2720
JEQ|ABERDEEN JAPAN EQTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|929
JEQ|ABERDEEN JAPAN EQTY|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1460
JEQ|ABERDEEN JAPAN EQTY|GSCO|GOLDMAN SACHS & CO. LLC|200
JEQ|ABERDEEN JAPAN EQTY|GSLT|GOLDMAN SACHS & CO. LLC|5
JEQ|ABERDEEN JAPAN EQTY|GTSZ|GTS SECURITIES LLC|500
JEQ|ABERDEEN JAPAN EQTY|HRBF|American Enterprise Investment Services Inc.|200
JEQ|ABERDEEN JAPAN EQTY|IATS|INTERACTIVE BROKERS LLC|473
JEQ|ABERDEEN JAPAN EQTY|IBKR|Interactive Brokers Llc|977
JEQ|ABERDEEN JAPAN EQTY|ICBX|INSTINET, LLC|389
JEQ|ABERDEEN JAPAN EQTY|INCA|INSTINET, LLC|800
JEQ|ABERDEEN JAPAN EQTY|ITGI|ITG Inc.|2211
JEQ|ABERDEEN JAPAN EQTY|ITGP|ITG INC.|4400
JEQ|ABERDEEN JAPAN EQTY|KCGM|VIRTU Americas LLC|300
JEQ|ABERDEEN JAPAN EQTY|LEHM|Barclays Capital Inc./Le|4183
JEQ|ABERDEEN JAPAN EQTY|LIME|Lime Brokerage LLC|1207
JEQ|ABERDEEN JAPAN EQTY|MSCO|MORGAN STANLEY & CO. LLC|3273
JEQ|ABERDEEN JAPAN EQTY|NFSC|National Financial Services LLC|13134
JEQ|ABERDEEN JAPAN EQTY|NITE|VIRTU Americas LLC|28933
JEQ|ABERDEEN JAPAN EQTY|NQRB|Brut, LLC|1000
JEQ|ABERDEEN JAPAN EQTY|RBCM|RBC CAPITAL MARKETS, LLC|2898
JEQ|ABERDEEN JAPAN EQTY|SGMT|GOLDMAN SACHS & CO. LLC|75
JEQ|ABERDEEN JAPAN EQTY|STFL|Stifel, Nicolaus & Company, Incorporated|2001
JEQ|ABERDEEN JAPAN EQTY|TKNG|ALLY INVEST SECURITIES LLC|150
JEQ|ABERDEEN JAPAN EQTY|UBSA|UBS SECURITIES LLC|1661
JEQ|ABERDEEN JAPAN EQTY|UBSS|UBS Securities LLC|9278
JEQ|ABERDEEN JAPAN EQTY|WCHV|WELLS FARGO SECURITIES, LLC|6614
JEQ|ABERDEEN JAPAN EQTY|WEED|Weeden & Co.L.P.|200
JEQ|ABERDEEN JAPAN EQTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4704
JETS|U.S. GLOBAL JETS ETF|APCC|Apex Clearing Corporation|112
JETS|U.S. GLOBAL JETS ETF|BATM|CBOE TRADING, INC.|485
JETS|U.S. GLOBAL JETS ETF|CANT|Cantor Fitzgerald & Co.|7111
JETS|U.S. GLOBAL JETS ETF|CHAS|Charles Schwab & Co., Inc.|1020
JETS|U.S. GLOBAL JETS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3783
JETS|U.S. GLOBAL JETS ETF|CTDL|Citadel Derivatives Group Llc|26302
JETS|U.S. GLOBAL JETS ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|476
JETS|U.S. GLOBAL JETS ETF|DBAB|Deutsche Bank Securities Inc.|488
JETS|U.S. GLOBAL JETS ETF|DBAX|Deutsche Bank Securities Inc.|1600
JETS|U.S. GLOBAL JETS ETF|DEAN|MORGAN STANLEY|582
JETS|U.S. GLOBAL JETS ETF|DEGS|RONIN PROFESSIONAL LLC|200
JETS|U.S. GLOBAL JETS ETF|EBXL|EBX LLC|1900
JETS|U.S. GLOBAL JETS ETF|ETRS|E*Trade Securities LLC|6787
JETS|U.S. GLOBAL JETS ETF|FILL|Tradestation Securities, Inc.|947
JETS|U.S. GLOBAL JETS ETF|FTBR|Foliofn Investments, Inc.|100
JETS|U.S. GLOBAL JETS ETF|GSCO|GOLDMAN SACHS & CO. LLC|3285
JETS|U.S. GLOBAL JETS ETF|IATS|INTERACTIVE BROKERS LLC|3318
JETS|U.S. GLOBAL JETS ETF|IBKR|Interactive Brokers Llc|19505
JETS|U.S. GLOBAL JETS ETF|ICBX|INSTINET, LLC|950
JETS|U.S. GLOBAL JETS ETF|INCA|INSTINET, LLC|248
JETS|U.S. GLOBAL JETS ETF|ITGI|ITG Inc.|300
JETS|U.S. GLOBAL JETS ETF|JPMX|J.P. Morgan Securities LLC|1000
JETS|U.S. GLOBAL JETS ETF|JSJX|JANE STREET CAPITAL LLC|36590
JETS|U.S. GLOBAL JETS ETF|KCGM|VIRTU Americas LLC|8351
JETS|U.S. GLOBAL JETS ETF|LEHM|Barclays Capital Inc./Le|6600
JETS|U.S. GLOBAL JETS ETF|LIME|Lime Brokerage LLC|10264
JETS|U.S. GLOBAL JETS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
JETS|U.S. GLOBAL JETS ETF|MSCO|MORGAN STANLEY & CO. LLC|3101
JETS|U.S. GLOBAL JETS ETF|MSPL|MORGAN STANLEY & CO. LLC|500
JETS|U.S. GLOBAL JETS ETF|NFSC|National Financial Services LLC|38090
JETS|U.S. GLOBAL JETS ETF|NITE|VIRTU Americas LLC|111193
JETS|U.S. GLOBAL JETS ETF|OPCO|Oppenheimer & Co. Inc.|209
JETS|U.S. GLOBAL JETS ETF|PWJC|UBS Financial Services, Inc.|13320
JETS|U.S. GLOBAL JETS ETF|RBCM|RBC CAPITAL MARKETS, LLC|57788
JETS|U.S. GLOBAL JETS ETF|SBSH|Citigroup Global Markets Inc.|830
JETS|U.S. GLOBAL JETS ETF|SGMT|GOLDMAN SACHS & CO. LLC|1783
JETS|U.S. GLOBAL JETS ETF|SPDR|SPEEDROUTE LLC|100
JETS|U.S. GLOBAL JETS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|400
JETS|U.S. GLOBAL JETS ETF|STKP|STOCKPILE INVESTMENTS, INC.|158
JETS|U.S. GLOBAL JETS ETF|SWIM|TD Ameritrade, Inc.|1909
JETS|U.S. GLOBAL JETS ETF|SWST|Hilltop Securities Inc.|100
JETS|U.S. GLOBAL JETS ETF|TKNG|ALLY INVEST SECURITIES LLC|4
JETS|U.S. GLOBAL JETS ETF|UBSA|UBS SECURITIES LLC|7439
JETS|U.S. GLOBAL JETS ETF|UBSS|UBS Securities LLC|55151
JETS|U.S. GLOBAL JETS ETF|VGRD|Vanguard Marketing Corporation|6803
JETS|U.S. GLOBAL JETS ETF|WCHV|WELLS FARGO SECURITIES, LLC|6707
JETS|U.S. GLOBAL JETS ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2076
JETS|U.S. GLOBAL JETS ETF|WGIF|CIBC World Markets Inc.|100
JETS|U.S. GLOBAL JETS ETF|WSEA|WOLVERINE SECURITIES, LLC|287
JETS|U.S. GLOBAL JETS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1893
JFR|NUVEEN FLTG RT INC|ALTX|Alternet Securities Inc.|700
JFR|NUVEEN FLTG RT INC|APCC|Apex Clearing Corporation|330
JFR|NUVEEN FLTG RT INC|BARD|Robert W. Baird & Co. Incorporated|3131
JFR|NUVEEN FLTG RT INC|BATM|CBOE TRADING, INC.|200
JFR|NUVEEN FLTG RT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1191
JFR|NUVEEN FLTG RT INC|BTIG|BTIG, LLC|89477
JFR|NUVEEN FLTG RT INC|CANT|Cantor Fitzgerald & Co.|14092
JFR|NUVEEN FLTG RT INC|CHAS|Charles Schwab & Co., Inc.|1408
JFR|NUVEEN FLTG RT INC|CIST|Capital Institutional Services, Inc.|6200
JFR|NUVEEN FLTG RT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9650
JFR|NUVEEN FLTG RT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13597
JFR|NUVEEN FLTG RT INC|CTDL|Citadel Derivatives Group Llc|140
JFR|NUVEEN FLTG RT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
JFR|NUVEEN FLTG RT INC|DADA|D.A. Davidson & Co.|1937
JFR|NUVEEN FLTG RT INC|DAVA|Davenport & Company LLC|1230
JFR|NUVEEN FLTG RT INC|DBAX|Deutsche Bank Securities Inc.|11000
JFR|NUVEEN FLTG RT INC|DEAN|MORGAN STANLEY|9235
JFR|NUVEEN FLTG RT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12724
JFR|NUVEEN FLTG RT INC|EBXL|EBX LLC|9800
JFR|NUVEEN FLTG RT INC|EDJO|Edward D. Jones & Co., L.P.|5908
JFR|NUVEEN FLTG RT INC|EGAM|CBOE TRADING, INC.|301
JFR|NUVEEN FLTG RT INC|EGXM|CBOE TRADING, INC.|500
JFR|NUVEEN FLTG RT INC|ESPO|ESPOSITO SECURITIES, LLC|312
JFR|NUVEEN FLTG RT INC|ETBE|Electronic Transaction Clearing, Inc.|400
JFR|NUVEEN FLTG RT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|356
JFR|NUVEEN FLTG RT INC|ETRS|E*Trade Securities LLC|26856
JFR|NUVEEN FLTG RT INC|FBSB|U.S. Bancorp Investments, Inc.|21
JFR|NUVEEN FLTG RT INC|FILL|Tradestation Securities, Inc.|395
JFR|NUVEEN FLTG RT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1780
JFR|NUVEEN FLTG RT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27796
JFR|NUVEEN FLTG RT INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|19473
JFR|NUVEEN FLTG RT INC|FTBR|Foliofn Investments, Inc.|4146
JFR|NUVEEN FLTG RT INC|GLIS|TD Securities Inc|200
JFR|NUVEEN FLTG RT INC|GLPX|ACS EXECUTION SERVICES, LLC|900
JFR|NUVEEN FLTG RT INC|GSCO|GOLDMAN SACHS & CO. LLC|1300
JFR|NUVEEN FLTG RT INC|GSLT|GOLDMAN SACHS & CO. LLC|300
JFR|NUVEEN FLTG RT INC|GTSZ|GTS SECURITIES LLC|271
JFR|NUVEEN FLTG RT INC|HRBF|American Enterprise Investment Services Inc.|85706
JFR|NUVEEN FLTG RT INC|IATS|INTERACTIVE BROKERS LLC|14600
JFR|NUVEEN FLTG RT INC|IBKR|Interactive Brokers Llc|28512
JFR|NUVEEN FLTG RT INC|ICBX|INSTINET, LLC|1600
JFR|NUVEEN FLTG RT INC|INCA|INSTINET, LLC|6072
JFR|NUVEEN FLTG RT INC|ITGI|ITG Inc.|9638
JFR|NUVEEN FLTG RT INC|ITGP|ITG INC.|6800
JFR|NUVEEN FLTG RT INC|JANY|Janney Montgomery Scott Inc.|17859
JFR|NUVEEN FLTG RT INC|JMPT|JUMP TRADING, LLC|713
JFR|NUVEEN FLTG RT INC|JPMX|J.P. Morgan Securities LLC|5000
JFR|NUVEEN FLTG RT INC|JSJX|JANE STREET CAPITAL LLC|300
JFR|NUVEEN FLTG RT INC|KCGM|VIRTU Americas LLC|2713
JFR|NUVEEN FLTG RT INC|LEHM|Barclays Capital Inc./Le|3800
JFR|NUVEEN FLTG RT INC|LIME|Lime Brokerage LLC|456
JFR|NUVEEN FLTG RT INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
JFR|NUVEEN FLTG RT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13800
JFR|NUVEEN FLTG RT INC|MOTF|MOTIF INVESTING, INC.|1
JFR|NUVEEN FLTG RT INC|MSCO|MORGAN STANLEY & CO. LLC|201970
JFR|NUVEEN FLTG RT INC|MSPL|MORGAN STANLEY & CO. LLC|41200
JFR|NUVEEN FLTG RT INC|MSTX|MORGAN STANLEY & CO. LLC|600
JFR|NUVEEN FLTG RT INC|NATL|National Securities Corporation|1700
JFR|NUVEEN FLTG RT INC|NBCS|NBC Securities, INC.|1444
JFR|NUVEEN FLTG RT INC|NFSC|National Financial Services LLC|248145
JFR|NUVEEN FLTG RT INC|NITE|VIRTU Americas LLC|543260
JFR|NUVEEN FLTG RT INC|NQRB|Brut, LLC|989
JFR|NUVEEN FLTG RT INC|OPCO|Oppenheimer & Co. Inc.|1808
JFR|NUVEEN FLTG RT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
JFR|NUVEEN FLTG RT INC|PDQM|CODA MARKETS, INC.|1904
JFR|NUVEEN FLTG RT INC|PWJC|UBS Financial Services, Inc.|21809
JFR|NUVEEN FLTG RT INC|RBCM|RBC CAPITAL MARKETS, LLC|15803
JFR|NUVEEN FLTG RT INC|SAGL|SAGETRADER, LLC|400
JFR|NUVEEN FLTG RT INC|SALI|INTL FCSTONE FINANCIAL INC.|1
JFR|NUVEEN FLTG RT INC|SBSH|Citigroup Global Markets Inc.|6683
JFR|NUVEEN FLTG RT INC|SGMT|GOLDMAN SACHS & CO. LLC|6302
JFR|NUVEEN FLTG RT INC|SPDR|SPEEDROUTE LLC|100
JFR|NUVEEN FLTG RT INC|SPHN|Stephens Inc.|3
JFR|NUVEEN FLTG RT INC|STFL|Stifel, Nicolaus & Company, Incorporated|18176
JFR|NUVEEN FLTG RT INC|STXG|Stockcross Financial Services, Inc.|2
JFR|NUVEEN FLTG RT INC|SWIM|TD Ameritrade, Inc.|4547
JFR|NUVEEN FLTG RT INC|SWST|Hilltop Securities Inc.|24362
JFR|NUVEEN FLTG RT INC|TKNG|ALLY INVEST SECURITIES LLC|448
JFR|NUVEEN FLTG RT INC|TRBT|Tradebot Systems, Inc.|2228
JFR|NUVEEN FLTG RT INC|TRCM|TRC MARKETS LLC|138
JFR|NUVEEN FLTG RT INC|UBSA|UBS SECURITIES LLC|24974
JFR|NUVEEN FLTG RT INC|UBSS|UBS Securities LLC|257595
JFR|NUVEEN FLTG RT INC|VALX|VIRTU AMERICAS LLC|1484
JFR|NUVEEN FLTG RT INC|VGRD|Vanguard Marketing Corporation|140175
JFR|NUVEEN FLTG RT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|453
JFR|NUVEEN FLTG RT INC|WCHV|WELLS FARGO SECURITIES, LLC|58381
JFR|NUVEEN FLTG RT INC|WEDB|WEDBUSH SECURITIES INC.|4100
JFR|NUVEEN FLTG RT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|440
JFR|NUVEEN FLTG RT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26751
JFR|NUVEEN FLTG RT INC|WGIF|CIBC World Markets Inc.|8850
JFR|NUVEEN FLTG RT INC|WSEA|WOLVERINE SECURITIES, LLC|1300
JFR|NUVEEN FLTG RT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4926
JFR|NUVEEN FLTG RT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
JFR|NUVEEN FLTG RT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28056
JGH|NUVEEN GLB HI INC FD|AGIS|Aegis Capital Corp.|2000
JGH|NUVEEN GLB HI INC FD|ALTX|Alternet Securities Inc.|217
JGH|NUVEEN GLB HI INC FD|APCC|Apex Clearing Corporation|268
JGH|NUVEEN GLB HI INC FD|BANK|Primevest Financial Services, Inc.|3
JGH|NUVEEN GLB HI INC FD|BARD|Robert W. Baird & Co. Incorporated|4591
JGH|NUVEEN GLB HI INC FD|BATM|CBOE TRADING, INC.|43
JGH|NUVEEN GLB HI INC FD|BBNT|BB&T SECURITIES, LLC|3900
JGH|NUVEEN GLB HI INC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2564
JGH|NUVEEN GLB HI INC FD|BTIG|BTIG, LLC|12447
JGH|NUVEEN GLB HI INC FD|CANT|Cantor Fitzgerald & Co.|11474
JGH|NUVEEN GLB HI INC FD|CHAS|Charles Schwab & Co., Inc.|14
JGH|NUVEEN GLB HI INC FD|CIST|Capital Institutional Services, Inc.|500
JGH|NUVEEN GLB HI INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11010
JGH|NUVEEN GLB HI INC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
JGH|NUVEEN GLB HI INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15346
JGH|NUVEEN GLB HI INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|98
JGH|NUVEEN GLB HI INC FD|DADA|D.A. Davidson & Co.|3
JGH|NUVEEN GLB HI INC FD|DBAX|Deutsche Bank Securities Inc.|1800
JGH|NUVEEN GLB HI INC FD|DEAN|MORGAN STANLEY|6779
JGH|NUVEEN GLB HI INC FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15832
JGH|NUVEEN GLB HI INC FD|EBXL|EBX LLC|10400
JGH|NUVEEN GLB HI INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5400
JGH|NUVEEN GLB HI INC FD|EDJO|Edward D. Jones & Co., L.P.|600
JGH|NUVEEN GLB HI INC FD|EGAM|CBOE TRADING, INC.|200
JGH|NUVEEN GLB HI INC FD|EGXM|CBOE TRADING, INC.|378
JGH|NUVEEN GLB HI INC FD|ETRS|E*Trade Securities LLC|19617
JGH|NUVEEN GLB HI INC FD|FILL|Tradestation Securities, Inc.|54
JGH|NUVEEN GLB HI INC FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5733
JGH|NUVEEN GLB HI INC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2337
JGH|NUVEEN GLB HI INC FD|FTBR|Foliofn Investments, Inc.|123
JGH|NUVEEN GLB HI INC FD|GLPX|ACS EXECUTION SERVICES, LLC|123
JGH|NUVEEN GLB HI INC FD|GSCO|GOLDMAN SACHS & CO. LLC|1400
JGH|NUVEEN GLB HI INC FD|GSLT|GOLDMAN SACHS & CO. LLC|100
JGH|NUVEEN GLB HI INC FD|HRBF|American Enterprise Investment Services Inc.|24456
JGH|NUVEEN GLB HI INC FD|IATS|INTERACTIVE BROKERS LLC|6769
JGH|NUVEEN GLB HI INC FD|IBKR|Interactive Brokers Llc|21003
JGH|NUVEEN GLB HI INC FD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1636
JGH|NUVEEN GLB HI INC FD|ICBX|INSTINET, LLC|300
JGH|NUVEEN GLB HI INC FD|INCA|INSTINET, LLC|5086
JGH|NUVEEN GLB HI INC FD|INJX|INSTINET, LLC|200
JGH|NUVEEN GLB HI INC FD|ITGI|ITG Inc.|7892
JGH|NUVEEN GLB HI INC FD|ITGP|ITG INC.|3800
JGH|NUVEEN GLB HI INC FD|JANY|Janney Montgomery Scott Inc.|1774
JGH|NUVEEN GLB HI INC FD|JEFF|JEFFERIES LLC|500
JGH|NUVEEN GLB HI INC FD|JONE|JonesTrading|1100
JGH|NUVEEN GLB HI INC FD|JPMX|J.P. Morgan Securities LLC|3678
JGH|NUVEEN GLB HI INC FD|JSJX|JANE STREET CAPITAL LLC|100
JGH|NUVEEN GLB HI INC FD|KCGM|VIRTU Americas LLC|3900
JGH|NUVEEN GLB HI INC FD|LEHM|Barclays Capital Inc./Le|6300
JGH|NUVEEN GLB HI INC FD|LIME|Lime Brokerage LLC|684
JGH|NUVEEN GLB HI INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|122
JGH|NUVEEN GLB HI INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13570
JGH|NUVEEN GLB HI INC FD|MSCO|MORGAN STANLEY & CO. LLC|26147
JGH|NUVEEN GLB HI INC FD|MSPL|MORGAN STANLEY & CO. LLC|74200
JGH|NUVEEN GLB HI INC FD|NATL|National Securities Corporation|100
JGH|NUVEEN GLB HI INC FD|NFSC|National Financial Services LLC|135709
JGH|NUVEEN GLB HI INC FD|NITE|VIRTU Americas LLC|202160
JGH|NUVEEN GLB HI INC FD|NQRB|Brut, LLC|1200
JGH|NUVEEN GLB HI INC FD|NTBF|BMO Nesbitt Burns Inc./CDS|530
JGH|NUVEEN GLB HI INC FD|NTRC|Northern Trust Securities, Inc.|1773
JGH|NUVEEN GLB HI INC FD|OPCO|Oppenheimer & Co. Inc.|3327
JGH|NUVEEN GLB HI INC FD|PDQM|CODA MARKETS, INC.|573
JGH|NUVEEN GLB HI INC FD|PWJC|UBS Financial Services, Inc.|2507
JGH|NUVEEN GLB HI INC FD|RBCM|RBC CAPITAL MARKETS, LLC|8187
JGH|NUVEEN GLB HI INC FD|SALI|INTL FCSTONE FINANCIAL INC.|39
JGH|NUVEEN GLB HI INC FD|SBSH|Citigroup Global Markets Inc.|3977
JGH|NUVEEN GLB HI INC FD|SGMT|GOLDMAN SACHS & CO. LLC|3440
JGH|NUVEEN GLB HI INC FD|SPHN|Stephens Inc.|400
JGH|NUVEEN GLB HI INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|2459
JGH|NUVEEN GLB HI INC FD|SWIM|TD Ameritrade, Inc.|2789
JGH|NUVEEN GLB HI INC FD|SWST|Hilltop Securities Inc.|28057
JGH|NUVEEN GLB HI INC FD|TKNG|ALLY INVEST SECURITIES LLC|900
JGH|NUVEEN GLB HI INC FD|TRBT|Tradebot Systems, Inc.|1839
JGH|NUVEEN GLB HI INC FD|UBSA|UBS SECURITIES LLC|21381
JGH|NUVEEN GLB HI INC FD|UBSS|UBS Securities LLC|49639
JGH|NUVEEN GLB HI INC FD|VGRD|Vanguard Marketing Corporation|11340
JGH|NUVEEN GLB HI INC FD|WCHV|WELLS FARGO SECURITIES, LLC|89866
JGH|NUVEEN GLB HI INC FD|WEDB|WEDBUSH SECURITIES INC.|24
JGH|NUVEEN GLB HI INC FD|WEED|Weeden & Co.L.P.|21337
JGH|NUVEEN GLB HI INC FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1999
JGH|NUVEEN GLB HI INC FD|WSEA|WOLVERINE SECURITIES, LLC|6171
JGH|NUVEEN GLB HI INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|14240
JGH|NUVEEN GLB HI INC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|327
JGH|NUVEEN GLB HI INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12534
JHA|NUVEEN HIGH INCOME D|ALTX|Alternet Securities Inc.|581
JHA|NUVEEN HIGH INCOME D|APCC|Apex Clearing Corporation|5
JHA|NUVEEN HIGH INCOME D|BARD|Robert W. Baird & Co. Incorporated|6345
JHA|NUVEEN HIGH INCOME D|BATM|CBOE TRADING, INC.|17
JHA|NUVEEN HIGH INCOME D|BBNT|BB&T SECURITIES, LLC|1400
JHA|NUVEEN HIGH INCOME D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3945
JHA|NUVEEN HIGH INCOME D|CIST|Capital Institutional Services, Inc.|2400
JHA|NUVEEN HIGH INCOME D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
JHA|NUVEEN HIGH INCOME D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14495
JHA|NUVEEN HIGH INCOME D|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
JHA|NUVEEN HIGH INCOME D|DADA|D.A. Davidson & Co.|9000
JHA|NUVEEN HIGH INCOME D|DBAX|Deutsche Bank Securities Inc.|3600
JHA|NUVEEN HIGH INCOME D|DEAN|MORGAN STANLEY|30426
JHA|NUVEEN HIGH INCOME D|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
JHA|NUVEEN HIGH INCOME D|EBXL|EBX LLC|9700
JHA|NUVEEN HIGH INCOME D|EDJO|Edward D. Jones & Co., L.P.|2500
JHA|NUVEEN HIGH INCOME D|EGAM|CBOE TRADING, INC.|100
JHA|NUVEEN HIGH INCOME D|EGXM|CBOE TRADING, INC.|681
JHA|NUVEEN HIGH INCOME D|ETRS|E*Trade Securities LLC|16027
JHA|NUVEEN HIGH INCOME D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|205
JHA|NUVEEN HIGH INCOME D|FTBR|Foliofn Investments, Inc.|11
JHA|NUVEEN HIGH INCOME D|GLPX|ACS EXECUTION SERVICES, LLC|1077
JHA|NUVEEN HIGH INCOME D|HRBF|American Enterprise Investment Services Inc.|8190
JHA|NUVEEN HIGH INCOME D|IATS|INTERACTIVE BROKERS LLC|500
JHA|NUVEEN HIGH INCOME D|IBKR|Interactive Brokers Llc|1936
JHA|NUVEEN HIGH INCOME D|ICBX|INSTINET, LLC|1500
JHA|NUVEEN HIGH INCOME D|INCA|INSTINET, LLC|441
JHA|NUVEEN HIGH INCOME D|ITGI|ITG Inc.|3200
JHA|NUVEEN HIGH INCOME D|ITGP|ITG INC.|1400
JHA|NUVEEN HIGH INCOME D|JANY|Janney Montgomery Scott Inc.|659
JHA|NUVEEN HIGH INCOME D|JPMX|J.P. Morgan Securities LLC|4544
JHA|NUVEEN HIGH INCOME D|KCGM|VIRTU Americas LLC|3777
JHA|NUVEEN HIGH INCOME D|LEHM|Barclays Capital Inc./Le|2800
JHA|NUVEEN HIGH INCOME D|LIME|Lime Brokerage LLC|874
JHA|NUVEEN HIGH INCOME D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
JHA|NUVEEN HIGH INCOME D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4568
JHA|NUVEEN HIGH INCOME D|MSCO|MORGAN STANLEY & CO. LLC|113859
JHA|NUVEEN HIGH INCOME D|MSPL|MORGAN STANLEY & CO. LLC|900
JHA|NUVEEN HIGH INCOME D|NFSC|National Financial Services LLC|22340
JHA|NUVEEN HIGH INCOME D|NITE|VIRTU Americas LLC|139123
JHA|NUVEEN HIGH INCOME D|PDQM|CODA MARKETS, INC.|2427
JHA|NUVEEN HIGH INCOME D|RBCM|RBC CAPITAL MARKETS, LLC|9972
JHA|NUVEEN HIGH INCOME D|SALI|INTL FCSTONE FINANCIAL INC.|8
JHA|NUVEEN HIGH INCOME D|SGMT|GOLDMAN SACHS & CO. LLC|2286
JHA|NUVEEN HIGH INCOME D|SPDR|SPEEDROUTE LLC|200
JHA|NUVEEN HIGH INCOME D|STFL|Stifel, Nicolaus & Company, Incorporated|10424
JHA|NUVEEN HIGH INCOME D|SWIM|TD Ameritrade, Inc.|134
JHA|NUVEEN HIGH INCOME D|SWST|Hilltop Securities Inc.|1100
JHA|NUVEEN HIGH INCOME D|TRBT|Tradebot Systems, Inc.|1934
JHA|NUVEEN HIGH INCOME D|UBSA|UBS SECURITIES LLC|5407
JHA|NUVEEN HIGH INCOME D|UBSS|UBS Securities LLC|15501
JHA|NUVEEN HIGH INCOME D|VGRD|Vanguard Marketing Corporation|16500
JHA|NUVEEN HIGH INCOME D|WCHV|WELLS FARGO SECURITIES, LLC|69500
JHA|NUVEEN HIGH INCOME D|WEDB|WEDBUSH SECURITIES INC.|1500
JHA|NUVEEN HIGH INCOME D|WEXM|WOLVERINE EXECUTION SERVICES, LLC|473
JHA|NUVEEN HIGH INCOME D|WSEA|WOLVERINE SECURITIES, LLC|3300
JHA|NUVEEN HIGH INCOME D|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
JHA|NUVEEN HIGH INCOME D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17717
JHB|NUVEEN HIGH INCOME N|ALTX|Alternet Securities Inc.|600
JHB|NUVEEN HIGH INCOME N|APCC|Apex Clearing Corporation|17
JHB|NUVEEN HIGH INCOME N|BATM|CBOE TRADING, INC.|500
JHB|NUVEEN HIGH INCOME N|BBNT|BB&T SECURITIES, LLC|37523
JHB|NUVEEN HIGH INCOME N|BERN|Sanford C. Bernstein & Co., LLC|100
JHB|NUVEEN HIGH INCOME N|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17837
JHB|NUVEEN HIGH INCOME N|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
JHB|NUVEEN HIGH INCOME N|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5800
JHB|NUVEEN HIGH INCOME N|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
JHB|NUVEEN HIGH INCOME N|DADA|D.A. Davidson & Co.|22112
JHB|NUVEEN HIGH INCOME N|DBAX|Deutsche Bank Securities Inc.|1700
JHB|NUVEEN HIGH INCOME N|DEAN|MORGAN STANLEY|85969
JHB|NUVEEN HIGH INCOME N|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
JHB|NUVEEN HIGH INCOME N|EBXL|EBX LLC|4500
JHB|NUVEEN HIGH INCOME N|ECUT|CONVERGEX EXECUTION SOLUTIONS|9135
JHB|NUVEEN HIGH INCOME N|EDJO|Edward D. Jones & Co., L.P.|4150
JHB|NUVEEN HIGH INCOME N|EGAM|CBOE TRADING, INC.|1948
JHB|NUVEEN HIGH INCOME N|EGXM|CBOE TRADING, INC.|500
JHB|NUVEEN HIGH INCOME N|ETRS|E*Trade Securities LLC|11924
JHB|NUVEEN HIGH INCOME N|FBSB|U.S. Bancorp Investments, Inc.|2875
JHB|NUVEEN HIGH INCOME N|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2473
JHB|NUVEEN HIGH INCOME N|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|13290
JHB|NUVEEN HIGH INCOME N|GLPX|ACS EXECUTION SERVICES, LLC|1000
JHB|NUVEEN HIGH INCOME N|GSCO|GOLDMAN SACHS & CO. LLC|400
JHB|NUVEEN HIGH INCOME N|GSCS|GOLDMAN SACHS & CO. LLC|1300
JHB|NUVEEN HIGH INCOME N|GSLT|GOLDMAN SACHS & CO. LLC|100
JHB|NUVEEN HIGH INCOME N|GTSZ|GTS SECURITIES LLC|402
JHB|NUVEEN HIGH INCOME N|HRBF|American Enterprise Investment Services Inc.|1100
JHB|NUVEEN HIGH INCOME N|IATS|INTERACTIVE BROKERS LLC|3140
JHB|NUVEEN HIGH INCOME N|IBKR|Interactive Brokers Llc|15030
JHB|NUVEEN HIGH INCOME N|ICBX|INSTINET, LLC|300
JHB|NUVEEN HIGH INCOME N|INCA|INSTINET, LLC|1800
JHB|NUVEEN HIGH INCOME N|ITGI|ITG Inc.|3258
JHB|NUVEEN HIGH INCOME N|ITGP|ITG INC.|7600
JHB|NUVEEN HIGH INCOME N|JANY|Janney Montgomery Scott Inc.|3000
JHB|NUVEEN HIGH INCOME N|KCGM|VIRTU Americas LLC|489
JHB|NUVEEN HIGH INCOME N|LEHM|Barclays Capital Inc./Le|1600
JHB|NUVEEN HIGH INCOME N|LGNT|COR CLEARING LLC|7
JHB|NUVEEN HIGH INCOME N|LIME|Lime Brokerage LLC|1051
JHB|NUVEEN HIGH INCOME N|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
JHB|NUVEEN HIGH INCOME N|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1656
JHB|NUVEEN HIGH INCOME N|MOTF|MOTIF INVESTING, INC.|1
JHB|NUVEEN HIGH INCOME N|MSCO|MORGAN STANLEY & CO. LLC|450889
JHB|NUVEEN HIGH INCOME N|MSPL|MORGAN STANLEY & CO. LLC|5000
JHB|NUVEEN HIGH INCOME N|NFSC|National Financial Services LLC|123864
JHB|NUVEEN HIGH INCOME N|NITE|VIRTU Americas LLC|346028
JHB|NUVEEN HIGH INCOME N|NQRB|Brut, LLC|1000
JHB|NUVEEN HIGH INCOME N|OPCO|Oppenheimer & Co. Inc.|1200
JHB|NUVEEN HIGH INCOME N|PDQM|CODA MARKETS, INC.|3827
JHB|NUVEEN HIGH INCOME N|PWJC|UBS Financial Services, Inc.|16900
JHB|NUVEEN HIGH INCOME N|RBCM|RBC CAPITAL MARKETS, LLC|42237
JHB|NUVEEN HIGH INCOME N|SALI|INTL FCSTONE FINANCIAL INC.|4485
JHB|NUVEEN HIGH INCOME N|SBSH|Citigroup Global Markets Inc.|9384
JHB|NUVEEN HIGH INCOME N|SGMT|GOLDMAN SACHS & CO. LLC|500
JHB|NUVEEN HIGH INCOME N|STFL|Stifel, Nicolaus & Company, Incorporated|21001
JHB|NUVEEN HIGH INCOME N|SWIM|TD Ameritrade, Inc.|7300
JHB|NUVEEN HIGH INCOME N|SWST|Hilltop Securities Inc.|1305
JHB|NUVEEN HIGH INCOME N|TRBT|Tradebot Systems, Inc.|1002
JHB|NUVEEN HIGH INCOME N|UBSA|UBS SECURITIES LLC|10772
JHB|NUVEEN HIGH INCOME N|UBSS|UBS Securities LLC|72368
JHB|NUVEEN HIGH INCOME N|VGRD|Vanguard Marketing Corporation|8429
JHB|NUVEEN HIGH INCOME N|WCHV|WELLS FARGO SECURITIES, LLC|171047
JHB|NUVEEN HIGH INCOME N|WEDB|WEDBUSH SECURITIES INC.|1660
JHB|NUVEEN HIGH INCOME N|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
JHB|NUVEEN HIGH INCOME N|WSEA|WOLVERINE SECURITIES, LLC|1
JHB|NUVEEN HIGH INCOME N|YKNA|COMHAR CAPITAL MARKETS, LLC|1027
JHB|NUVEEN HIGH INCOME N|YLPL|Linsco/Private Ledger Financial Services, Incorporated|105920
JHD|NUVEEN HI DEC 2019 T|BARD|Robert W. Baird & Co. Incorporated|1500
JHD|NUVEEN HI DEC 2019 T|BBNT|BB&T SECURITIES, LLC|11166
JHD|NUVEEN HI DEC 2019 T|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3000
JHD|NUVEEN HI DEC 2019 T|BRGE|Newbridge Securities Corp.|1400
JHD|NUVEEN HI DEC 2019 T|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2700
JHD|NUVEEN HI DEC 2019 T|DADA|D.A. Davidson & Co.|26121
JHD|NUVEEN HI DEC 2019 T|DBAX|Deutsche Bank Securities Inc.|700
JHD|NUVEEN HI DEC 2019 T|DEAN|MORGAN STANLEY|45127
JHD|NUVEEN HI DEC 2019 T|EBXL|EBX LLC|1600
JHD|NUVEEN HI DEC 2019 T|EDJO|Edward D. Jones & Co., L.P.|1000
JHD|NUVEEN HI DEC 2019 T|ETRS|E*Trade Securities LLC|3233
JHD|NUVEEN HI DEC 2019 T|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|267
JHD|NUVEEN HI DEC 2019 T|FTBR|Foliofn Investments, Inc.|4
JHD|NUVEEN HI DEC 2019 T|GSCO|GOLDMAN SACHS & CO. LLC|1500
JHD|NUVEEN HI DEC 2019 T|GSLT|GOLDMAN SACHS & CO. LLC|100
JHD|NUVEEN HI DEC 2019 T|GTSZ|GTS SECURITIES LLC|200
JHD|NUVEEN HI DEC 2019 T|IBKR|Interactive Brokers Llc|2600
JHD|NUVEEN HI DEC 2019 T|INCA|INSTINET, LLC|103
JHD|NUVEEN HI DEC 2019 T|ITGI|ITG Inc.|300
JHD|NUVEEN HI DEC 2019 T|JANY|Janney Montgomery Scott Inc.|4565
JHD|NUVEEN HI DEC 2019 T|KCGM|VIRTU Americas LLC|100
JHD|NUVEEN HI DEC 2019 T|LEHM|Barclays Capital Inc./Le|2200
JHD|NUVEEN HI DEC 2019 T|LIME|Lime Brokerage LLC|430
JHD|NUVEEN HI DEC 2019 T|MSCO|MORGAN STANLEY & CO. LLC|144062
JHD|NUVEEN HI DEC 2019 T|MSPL|MORGAN STANLEY & CO. LLC|5800
JHD|NUVEEN HI DEC 2019 T|NFSC|National Financial Services LLC|34900
JHD|NUVEEN HI DEC 2019 T|NITE|VIRTU Americas LLC|127433
JHD|NUVEEN HI DEC 2019 T|NQRB|Brut, LLC|1122
JHD|NUVEEN HI DEC 2019 T|PWJC|UBS Financial Services, Inc.|3500
JHD|NUVEEN HI DEC 2019 T|RBCM|RBC CAPITAL MARKETS, LLC|17968
JHD|NUVEEN HI DEC 2019 T|SGMT|GOLDMAN SACHS & CO. LLC|172
JHD|NUVEEN HI DEC 2019 T|STFL|Stifel, Nicolaus & Company, Incorporated|12865
JHD|NUVEEN HI DEC 2019 T|SWST|Hilltop Securities Inc.|734
JHD|NUVEEN HI DEC 2019 T|TRBT|Tradebot Systems, Inc.|1100
JHD|NUVEEN HI DEC 2019 T|UBSA|UBS SECURITIES LLC|3600
JHD|NUVEEN HI DEC 2019 T|UBSS|UBS Securities LLC|26195
JHD|NUVEEN HI DEC 2019 T|VGRD|Vanguard Marketing Corporation|4116
JHD|NUVEEN HI DEC 2019 T|WCHV|WELLS FARGO SECURITIES, LLC|19050
JHD|NUVEEN HI DEC 2019 T|WEED|Weeden & Co.L.P.|450
JHD|NUVEEN HI DEC 2019 T|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1828
JHD|NUVEEN HI DEC 2019 T|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42620
JHDG|WISDOMTREE JPN DVD G|APCC|Apex Clearing Corporation|11
JHDG|WISDOMTREE JPN DVD G|ETRS|E*Trade Securities LLC|28
JHDG|WISDOMTREE JPN DVD G|GSLT|GOLDMAN SACHS & CO. LLC|499
JHDG|WISDOMTREE JPN DVD G|IBKR|Interactive Brokers Llc|213
JHDG|WISDOMTREE JPN DVD G|JSEB|JANE STREET EXECUTION SERVICES, LLC|602
JHDG|WISDOMTREE JPN DVD G|JSJX|JANE STREET CAPITAL LLC|2009
JHDG|WISDOMTREE JPN DVD G|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1000
JHDG|WISDOMTREE JPN DVD G|LIME|Lime Brokerage LLC|400
JHDG|WISDOMTREE JPN DVD G|NFSC|National Financial Services LLC|1430
JHDG|WISDOMTREE JPN DVD G|NITE|VIRTU Americas LLC|733
JHDG|WISDOMTREE JPN DVD G|UBSS|UBS Securities LLC|103
JHDG|WISDOMTREE JPN DVD G|VGRD|Vanguard Marketing Corporation|600
JHDG|WISDOMTREE JPN DVD G|WSEA|WOLVERINE SECURITIES, LLC|4
JHG|JANUS HENDERSON GRP|ADAM|CANACCORD GENUITY INC.|550
JHG|JANUS HENDERSON GRP|ALTX|Alternet Securities Inc.|8300
JHG|JANUS HENDERSON GRP|APCC|Apex Clearing Corporation|37
JHG|JANUS HENDERSON GRP|AQUA|AQUA SECURITIES L.P.|18800
JHG|JANUS HENDERSON GRP|BARD|Robert W. Baird & Co. Incorporated|66
JHG|JANUS HENDERSON GRP|BATM|CBOE TRADING, INC.|1805
JHG|JANUS HENDERSON GRP|BAYC|BAY CREST PARTNERS, LLC|1731
JHG|JANUS HENDERSON GRP|BERN|Sanford C. Bernstein & Co., LLC|20915
JHG|JANUS HENDERSON GRP|BIDS|BIDS TRADING L.P.|800
JHG|JANUS HENDERSON GRP|BIMI|Banca IMI Securities Corp.|280
JHG|JANUS HENDERSON GRP|BKCM|BNY Mellon Capital Markets LLC|34024
JHG|JANUS HENDERSON GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3361
JHG|JANUS HENDERSON GRP|BLKX|INSTINET, LLC|30120
JHG|JANUS HENDERSON GRP|BNPX|BNP PARIBAS SECURITIES CORP.|4806
JHG|JANUS HENDERSON GRP|BRVL|BLAYLOCK VAN, LLC|14120
JHG|JANUS HENDERSON GRP|BTIG|BTIG, LLC|5320
JHG|JANUS HENDERSON GRP|BYXM|CBOE TRADING, INC.|500
JHG|JANUS HENDERSON GRP|CHAS|Charles Schwab & Co., Inc.|30
JHG|JANUS HENDERSON GRP|CIST|Capital Institutional Services, Inc.|17563
JHG|JANUS HENDERSON GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27170
JHG|JANUS HENDERSON GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|295424
JHG|JANUS HENDERSON GRP|CTDL|Citadel Derivatives Group Llc|3036
JHG|JANUS HENDERSON GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|39624
JHG|JANUS HENDERSON GRP|DBAB|Deutsche Bank Securities Inc.|173771
JHG|JANUS HENDERSON GRP|DBAX|Deutsche Bank Securities Inc.|123200
JHG|JANUS HENDERSON GRP|DEAN|MORGAN STANLEY|422
JHG|JANUS HENDERSON GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1423
JHG|JANUS HENDERSON GRP|EBXL|EBX LLC|108700
JHG|JANUS HENDERSON GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7449
JHG|JANUS HENDERSON GRP|EDJO|Edward D. Jones & Co., L.P.|2781
JHG|JANUS HENDERSON GRP|EGAM|CBOE TRADING, INC.|19916
JHG|JANUS HENDERSON GRP|EGAW|CBOE TRADING, INC.|224
JHG|JANUS HENDERSON GRP|EGMT|EG MARKET TECHNOLOGIES LLC|800
JHG|JANUS HENDERSON GRP|EGXM|CBOE TRADING, INC.|612
JHG|JANUS HENDERSON GRP|ETBE|Electronic Transaction Clearing, Inc.|7172
JHG|JANUS HENDERSON GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5600
JHG|JANUS HENDERSON GRP|ETRS|E*Trade Securities LLC|1988
JHG|JANUS HENDERSON GRP|FBSB|U.S. Bancorp Investments, Inc.|1
JHG|JANUS HENDERSON GRP|FILL|Tradestation Securities, Inc.|279
JHG|JANUS HENDERSON GRP|FINX|FINTECH SECURITIES|1600
JHG|JANUS HENDERSON GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9337
JHG|JANUS HENDERSON GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|119996
JHG|JANUS HENDERSON GRP|FTBR|Foliofn Investments, Inc.|14110
JHG|JANUS HENDERSON GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|2484
JHG|JANUS HENDERSON GRP|GLPX|ACS EXECUTION SERVICES, LLC|17286
JHG|JANUS HENDERSON GRP|GSCO|GOLDMAN SACHS & CO. LLC|670686
JHG|JANUS HENDERSON GRP|GSCS|GOLDMAN SACHS & CO. LLC|73111
JHG|JANUS HENDERSON GRP|GSLT|GOLDMAN SACHS & CO. LLC|10781
JHG|JANUS HENDERSON GRP|GTSZ|GTS SECURITIES LLC|66989
JHG|JANUS HENDERSON GRP|HRBF|American Enterprise Investment Services Inc.|2964
JHG|JANUS HENDERSON GRP|IATS|INTERACTIVE BROKERS LLC|451
JHG|JANUS HENDERSON GRP|IBKR|Interactive Brokers Llc|13915
JHG|JANUS HENDERSON GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
JHG|JANUS HENDERSON GRP|ICBX|INSTINET, LLC|26400
JHG|JANUS HENDERSON GRP|IEQY|CITADEL SECURITIES LLC|35428
JHG|JANUS HENDERSON GRP|INCA|INSTINET, LLC|119362
JHG|JANUS HENDERSON GRP|INJX|INSTINET, LLC|42998
JHG|JANUS HENDERSON GRP|ITGI|ITG Inc.|40605
JHG|JANUS HENDERSON GRP|ITGP|ITG INC.|169000
JHG|JANUS HENDERSON GRP|JANY|Janney Montgomery Scott Inc.|210
JHG|JANUS HENDERSON GRP|JEFF|JEFFERIES LLC|377551
JHG|JANUS HENDERSON GRP|JMPT|JUMP TRADING, LLC|36906
JHG|JANUS HENDERSON GRP|JONE|JonesTrading|200
JHG|JANUS HENDERSON GRP|JPBX|J.P. MORGAN SECURITIES LLC|28290
JHG|JANUS HENDERSON GRP|JPMX|J.P. Morgan Securities LLC|370389
JHG|JANUS HENDERSON GRP|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
JHG|JANUS HENDERSON GRP|JSJX|JANE STREET CAPITAL LLC|11496
JHG|JANUS HENDERSON GRP|KBWI|Keefe, Bruyette & Woods, Inc.|329877
JHG|JANUS HENDERSON GRP|KCGM|VIRTU Americas LLC|14048
JHG|JANUS HENDERSON GRP|LEHM|Barclays Capital Inc./Le|178680
JHG|JANUS HENDERSON GRP|LIME|Lime Brokerage LLC|11407
JHG|JANUS HENDERSON GRP|LOOP|Loop Capital Markets LLC|2323
JHG|JANUS HENDERSON GRP|LQNA|LIQUIDNET, INC.|24000
JHG|JANUS HENDERSON GRP|LSCI|Lek Securities Corporation|21
JHG|JANUS HENDERSON GRP|MACC|Mid Atlantic Capital Corporation|377
JHG|JANUS HENDERSON GRP|MBTS|ALLY INVEST SECURITIES LLC|2325
JHG|JANUS HENDERSON GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90987
JHG|JANUS HENDERSON GRP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
JHG|JANUS HENDERSON GRP|MSCO|MORGAN STANLEY & CO. LLC|521929
JHG|JANUS HENDERSON GRP|MSPL|MORGAN STANLEY & CO. LLC|229200
JHG|JANUS HENDERSON GRP|MSTX|MORGAN STANLEY & CO. LLC|74700
JHG|JANUS HENDERSON GRP|MUFG|MUFG SECURITIES AMERICAS INC.|209300
JHG|JANUS HENDERSON GRP|NFSC|National Financial Services LLC|27512
JHG|JANUS HENDERSON GRP|NITE|VIRTU Americas LLC|116650
JHG|JANUS HENDERSON GRP|NITP|VIRTU Americas LLC|300
JHG|JANUS HENDERSON GRP|NQRB|Brut, LLC|3673
JHG|JANUS HENDERSON GRP|NTRC|Northern Trust Securities, Inc.|200
JHG|JANUS HENDERSON GRP|OPCO|Oppenheimer & Co. Inc.|39935
JHG|JANUS HENDERSON GRP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
JHG|JANUS HENDERSON GRP|PDQM|CODA MARKETS, INC.|44468
JHG|JANUS HENDERSON GRP|RBCM|RBC CAPITAL MARKETS, LLC|2407
JHG|JANUS HENDERSON GRP|SAGL|SAGETRADER, LLC|4490
JHG|JANUS HENDERSON GRP|SBSH|Citigroup Global Markets Inc.|92262
JHG|JANUS HENDERSON GRP|SDLR|Sandler, O'Neill & Partners, L.P.|200
JHG|JANUS HENDERSON GRP|SGMT|GOLDMAN SACHS & CO. LLC|91846
JHG|JANUS HENDERSON GRP|SPDR|SPEEDROUTE LLC|7400
JHG|JANUS HENDERSON GRP|STFL|Stifel, Nicolaus & Company, Incorporated|404
JHG|JANUS HENDERSON GRP|STXG|Stockcross Financial Services, Inc.|3000
JHG|JANUS HENDERSON GRP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6000
JHG|JANUS HENDERSON GRP|SWIM|TD Ameritrade, Inc.|374
JHG|JANUS HENDERSON GRP|SWST|Hilltop Securities Inc.|2495
JHG|JANUS HENDERSON GRP|TRBT|Tradebot Systems, Inc.|134578
JHG|JANUS HENDERSON GRP|TRCM|TRC MARKETS LLC|45171
JHG|JANUS HENDERSON GRP|UBSA|UBS SECURITIES LLC|516732
JHG|JANUS HENDERSON GRP|UBSS|UBS Securities LLC|494588
JHG|JANUS HENDERSON GRP|VALX|VIRTU AMERICAS LLC|8395
JHG|JANUS HENDERSON GRP|VGRD|Vanguard Marketing Corporation|789
JHG|JANUS HENDERSON GRP|WBLR|WILLIAM BLAIR|600
JHG|JANUS HENDERSON GRP|WBPX|SUMMIT SECURITIES GROUP, LLC|287
JHG|JANUS HENDERSON GRP|WCHV|WELLS FARGO SECURITIES, LLC|101578
JHG|JANUS HENDERSON GRP|WDNX|WEEDEN & CO.L.P.|462
JHG|JANUS HENDERSON GRP|WEDB|WEDBUSH SECURITIES INC.|2082
JHG|JANUS HENDERSON GRP|WEED|Weeden & Co.L.P.|3840
JHG|JANUS HENDERSON GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
JHG|JANUS HENDERSON GRP|WGIF|CIBC World Markets Inc.|200
JHG|JANUS HENDERSON GRP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|375
JHG|JANUS HENDERSON GRP|WSEA|WOLVERINE SECURITIES, LLC|1
JHG|JANUS HENDERSON GRP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
JHG|JANUS HENDERSON GRP|XIST|INSTINET, LLC|106400
JHG|JANUS HENDERSON GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7296
JHG|JANUS HENDERSON GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|500
JHG|JANUS HENDERSON GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
JHI|JOHN HANCOCK INV INC|ALTX|Alternet Securities Inc.|200
JHI|JOHN HANCOCK INV INC|APCC|Apex Clearing Corporation|12
JHI|JOHN HANCOCK INV INC|BANK|Primevest Financial Services, Inc.|1024
JHI|JOHN HANCOCK INV INC|BARD|Robert W. Baird & Co. Incorporated|7998
JHI|JOHN HANCOCK INV INC|BBNT|BB&T SECURITIES, LLC|26
JHI|JOHN HANCOCK INV INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|583
JHI|JOHN HANCOCK INV INC|BTIG|BTIG, LLC|1038
JHI|JOHN HANCOCK INV INC|CANT|Cantor Fitzgerald & Co.|185
JHI|JOHN HANCOCK INV INC|CIST|Capital Institutional Services, Inc.|4012
JHI|JOHN HANCOCK INV INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6500
JHI|JOHN HANCOCK INV INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2046
JHI|JOHN HANCOCK INV INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
JHI|JOHN HANCOCK INV INC|DADA|D.A. Davidson & Co.|550
JHI|JOHN HANCOCK INV INC|DBAX|Deutsche Bank Securities Inc.|700
JHI|JOHN HANCOCK INV INC|DEAN|MORGAN STANLEY|1680
JHI|JOHN HANCOCK INV INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5788
JHI|JOHN HANCOCK INV INC|EBXL|EBX LLC|1700
JHI|JOHN HANCOCK INV INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|375
JHI|JOHN HANCOCK INV INC|EDJO|Edward D. Jones & Co., L.P.|1720
JHI|JOHN HANCOCK INV INC|EGXM|CBOE TRADING, INC.|400
JHI|JOHN HANCOCK INV INC|ETRS|E*Trade Securities LLC|4112
JHI|JOHN HANCOCK INV INC|FILL|Tradestation Securities, Inc.|30
JHI|JOHN HANCOCK INV INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2400
JHI|JOHN HANCOCK INV INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|150
JHI|JOHN HANCOCK INV INC|GLPX|ACS EXECUTION SERVICES, LLC|400
JHI|JOHN HANCOCK INV INC|GSCO|GOLDMAN SACHS & CO. LLC|3901
JHI|JOHN HANCOCK INV INC|GSLT|GOLDMAN SACHS & CO. LLC|201
JHI|JOHN HANCOCK INV INC|GTSZ|GTS SECURITIES LLC|100
JHI|JOHN HANCOCK INV INC|HRBF|American Enterprise Investment Services Inc.|15120
JHI|JOHN HANCOCK INV INC|IATS|INTERACTIVE BROKERS LLC|160
JHI|JOHN HANCOCK INV INC|IBKR|Interactive Brokers Llc|1347
JHI|JOHN HANCOCK INV INC|ICBX|INSTINET, LLC|600
JHI|JOHN HANCOCK INV INC|INCA|INSTINET, LLC|2350
JHI|JOHN HANCOCK INV INC|ITGI|ITG Inc.|4600
JHI|JOHN HANCOCK INV INC|ITGP|ITG INC.|600
JHI|JOHN HANCOCK INV INC|JANY|Janney Montgomery Scott Inc.|100
JHI|JOHN HANCOCK INV INC|JPMX|J.P. Morgan Securities LLC|200
JHI|JOHN HANCOCK INV INC|KCGM|VIRTU Americas LLC|803
JHI|JOHN HANCOCK INV INC|LEHM|Barclays Capital Inc./Le|600
JHI|JOHN HANCOCK INV INC|LGNT|COR CLEARING LLC|2
JHI|JOHN HANCOCK INV INC|LIME|Lime Brokerage LLC|270
JHI|JOHN HANCOCK INV INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
JHI|JOHN HANCOCK INV INC|MSCO|MORGAN STANLEY & CO. LLC|18619
JHI|JOHN HANCOCK INV INC|MSPL|MORGAN STANLEY & CO. LLC|5400
JHI|JOHN HANCOCK INV INC|NFSC|National Financial Services LLC|26523
JHI|JOHN HANCOCK INV INC|NITE|VIRTU Americas LLC|52028
JHI|JOHN HANCOCK INV INC|NQRB|Brut, LLC|600
JHI|JOHN HANCOCK INV INC|OPCO|Oppenheimer & Co. Inc.|36
JHI|JOHN HANCOCK INV INC|PDQM|CODA MARKETS, INC.|944
JHI|JOHN HANCOCK INV INC|PWJC|UBS Financial Services, Inc.|220
JHI|JOHN HANCOCK INV INC|RBCM|RBC CAPITAL MARKETS, LLC|2000
JHI|JOHN HANCOCK INV INC|SALI|INTL FCSTONE FINANCIAL INC.|3
JHI|JOHN HANCOCK INV INC|SGMT|GOLDMAN SACHS & CO. LLC|900
JHI|JOHN HANCOCK INV INC|SPDR|SPEEDROUTE LLC|200
JHI|JOHN HANCOCK INV INC|SPHN|Stephens Inc.|1200
JHI|JOHN HANCOCK INV INC|STFL|Stifel, Nicolaus & Company, Incorporated|700
JHI|JOHN HANCOCK INV INC|SWIM|TD Ameritrade, Inc.|300
JHI|JOHN HANCOCK INV INC|SWST|Hilltop Securities Inc.|10023
JHI|JOHN HANCOCK INV INC|TKNG|ALLY INVEST SECURITIES LLC|618
JHI|JOHN HANCOCK INV INC|TRBT|Tradebot Systems, Inc.|1860
JHI|JOHN HANCOCK INV INC|TRCM|TRC MARKETS LLC|100
JHI|JOHN HANCOCK INV INC|UBSA|UBS SECURITIES LLC|8913
JHI|JOHN HANCOCK INV INC|UBSS|UBS Securities LLC|22602
JHI|JOHN HANCOCK INV INC|VGRD|Vanguard Marketing Corporation|1680
JHI|JOHN HANCOCK INV INC|WCHV|WELLS FARGO SECURITIES, LLC|7438
JHI|JOHN HANCOCK INV INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23
JHI|JOHN HANCOCK INV INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1516
JHI|JOHN HANCOCK INV INC|WSEA|WOLVERINE SECURITIES, LLC|707
JHI|JOHN HANCOCK INV INC|YKNA|COMHAR CAPITAL MARKETS, LLC|244
JHI|JOHN HANCOCK INV INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5213
JHMA|JOHN HANCOCK MATERLS|ETRS|E*Trade Securities LLC|349
JHMA|JOHN HANCOCK MATERLS|JSJX|JANE STREET CAPITAL LLC|1
JHMA|JOHN HANCOCK MATERLS|MSCO|MORGAN STANLEY & CO. LLC|2400
JHMA|JOHN HANCOCK MATERLS|NFSC|National Financial Services LLC|591
JHMA|JOHN HANCOCK MATERLS|NITE|VIRTU Americas LLC|665
JHMA|JOHN HANCOCK MATERLS|NITP|VIRTU Americas LLC|2552
JHMA|JOHN HANCOCK MATERLS|UBSS|UBS Securities LLC|27
JHMA|JOHN HANCOCK MATERLS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
JHMC|JOHN HANCOCK MULTIFA|BARD|Robert W. Baird & Co. Incorporated|782
JHMC|JOHN HANCOCK MULTIFA|CHAS|Charles Schwab & Co., Inc.|1
JHMC|JOHN HANCOCK MULTIFA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
JHMC|JOHN HANCOCK MULTIFA|CTDL|Citadel Derivatives Group Llc|500
JHMC|JOHN HANCOCK MULTIFA|EBXL|EBX LLC|200
JHMC|JOHN HANCOCK MULTIFA|EDJO|Edward D. Jones & Co., L.P.|301
JHMC|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|5025
JHMC|JOHN HANCOCK MULTIFA|ICBX|INSTINET, LLC|100
JHMC|JOHN HANCOCK MULTIFA|JSJX|JANE STREET CAPITAL LLC|920
JHMC|JOHN HANCOCK MULTIFA|LIME|Lime Brokerage LLC|458
JHMC|JOHN HANCOCK MULTIFA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
JHMC|JOHN HANCOCK MULTIFA|MSCO|MORGAN STANLEY & CO. LLC|1205
JHMC|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|3430
JHMC|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|3194
JHMC|JOHN HANCOCK MULTIFA|NITP|VIRTU Americas LLC|58
JHMC|JOHN HANCOCK MULTIFA|UBSA|UBS SECURITIES LLC|200
JHMC|JOHN HANCOCK MULTIFA|UBSS|UBS Securities LLC|812
JHMC|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1097
JHMD|JOHN HANCOCK MULTIFA|BANK|Primevest Financial Services, Inc.|215
JHMD|JOHN HANCOCK MULTIFA|BBNT|BB&T SECURITIES, LLC|979
JHMD|JOHN HANCOCK MULTIFA|CHAS|Charles Schwab & Co., Inc.|34274
JHMD|JOHN HANCOCK MULTIFA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3849
JHMD|JOHN HANCOCK MULTIFA|CTDL|Citadel Derivatives Group Llc|700
JHMD|JOHN HANCOCK MULTIFA|DBAX|Deutsche Bank Securities Inc.|3100
JHMD|JOHN HANCOCK MULTIFA|DEAN|MORGAN STANLEY|148
JHMD|JOHN HANCOCK MULTIFA|EBXL|EBX LLC|2800
JHMD|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|395
JHMD|JOHN HANCOCK MULTIFA|FMAF|NBCN Inc./ CDS|1600
JHMD|JOHN HANCOCK MULTIFA|GEBB|GLOBAL EXECUTION BROKERS, LP|100
JHMD|JOHN HANCOCK MULTIFA|ICBX|INSTINET, LLC|600
JHMD|JOHN HANCOCK MULTIFA|ITGP|ITG INC.|1800
JHMD|JOHN HANCOCK MULTIFA|JPMX|J.P. Morgan Securities LLC|1600
JHMD|JOHN HANCOCK MULTIFA|JSEB|JANE STREET EXECUTION SERVICES, LLC|156602
JHMD|JOHN HANCOCK MULTIFA|JSJX|JANE STREET CAPITAL LLC|13479
JHMD|JOHN HANCOCK MULTIFA|KCGM|VIRTU Americas LLC|6175
JHMD|JOHN HANCOCK MULTIFA|LEHM|Barclays Capital Inc./Le|6200
JHMD|JOHN HANCOCK MULTIFA|LIME|Lime Brokerage LLC|600
JHMD|JOHN HANCOCK MULTIFA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
JHMD|JOHN HANCOCK MULTIFA|MSCO|MORGAN STANLEY & CO. LLC|4737
JHMD|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|7996
JHMD|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|5852
JHMD|JOHN HANCOCK MULTIFA|PWJC|UBS Financial Services, Inc.|700
JHMD|JOHN HANCOCK MULTIFA|RBCM|RBC CAPITAL MARKETS, LLC|1997
JHMD|JOHN HANCOCK MULTIFA|SGMT|GOLDMAN SACHS & CO. LLC|894
JHMD|JOHN HANCOCK MULTIFA|UBSA|UBS SECURITIES LLC|1592
JHMD|JOHN HANCOCK MULTIFA|UBSS|UBS Securities LLC|17111
JHMD|JOHN HANCOCK MULTIFA|WCHV|WELLS FARGO SECURITIES, LLC|3261
JHMD|JOHN HANCOCK MULTIFA|WSEA|WOLVERINE SECURITIES, LLC|3
JHMD|JOHN HANCOCK MULTIFA|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
JHMD|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5909
JHME|JOHN HANCOCK ENERGY|APCC|Apex Clearing Corporation|1
JHME|JOHN HANCOCK ENERGY|BARD|Robert W. Baird & Co. Incorporated|754
JHME|JOHN HANCOCK ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34
JHME|JOHN HANCOCK ENERGY|DEAN|MORGAN STANLEY|3
JHME|JOHN HANCOCK ENERGY|ETRS|E*Trade Securities LLC|615
JHME|JOHN HANCOCK ENERGY|LIME|Lime Brokerage LLC|466
JHME|JOHN HANCOCK ENERGY|MACC|Mid Atlantic Capital Corporation|1087
JHME|JOHN HANCOCK ENERGY|MSCO|MORGAN STANLEY & CO. LLC|207
JHME|JOHN HANCOCK ENERGY|NFSC|National Financial Services LLC|1631
JHME|JOHN HANCOCK ENERGY|NITE|VIRTU Americas LLC|4078
JHME|JOHN HANCOCK ENERGY|NITP|VIRTU Americas LLC|100
JHME|JOHN HANCOCK ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|2094
JHME|JOHN HANCOCK ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|40
JHME|JOHN HANCOCK ENERGY|WSEA|WOLVERINE SECURITIES, LLC|1
JHME|JOHN HANCOCK ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|269
JHMF|JOHN HANCOCK MULTIFA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23
JHMF|JOHN HANCOCK MULTIFA|CHAS|Charles Schwab & Co., Inc.|3
JHMF|JOHN HANCOCK MULTIFA|CTDL|Citadel Derivatives Group Llc|871
JHMF|JOHN HANCOCK MULTIFA|DBAX|Deutsche Bank Securities Inc.|200
JHMF|JOHN HANCOCK MULTIFA|EBXL|EBX LLC|100
JHMF|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|1082
JHMF|JOHN HANCOCK MULTIFA|ICBX|INSTINET, LLC|100
JHMF|JOHN HANCOCK MULTIFA|ITGP|ITG INC.|200
JHMF|JOHN HANCOCK MULTIFA|JSJX|JANE STREET CAPITAL LLC|13641
JHMF|JOHN HANCOCK MULTIFA|KCGM|VIRTU Americas LLC|66
JHMF|JOHN HANCOCK MULTIFA|LEHM|Barclays Capital Inc./Le|400
JHMF|JOHN HANCOCK MULTIFA|LIME|Lime Brokerage LLC|190
JHMF|JOHN HANCOCK MULTIFA|MSCO|MORGAN STANLEY & CO. LLC|145
JHMF|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|14311
JHMF|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|6846
JHMF|JOHN HANCOCK MULTIFA|NITP|VIRTU Americas LLC|196
JHMF|JOHN HANCOCK MULTIFA|RBCM|RBC CAPITAL MARKETS, LLC|360
JHMF|JOHN HANCOCK MULTIFA|SGMT|GOLDMAN SACHS & CO. LLC|100
JHMF|JOHN HANCOCK MULTIFA|UBSA|UBS SECURITIES LLC|100
JHMF|JOHN HANCOCK MULTIFA|UBSS|UBS Securities LLC|100
JHMF|JOHN HANCOCK MULTIFA|WEDB|WEDBUSH SECURITIES INC.|200
JHMF|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|808
JHMH|JOHN HANCOCK MULTIFA|CHAS|Charles Schwab & Co., Inc.|1
JHMH|JOHN HANCOCK MULTIFA|CTDL|Citadel Derivatives Group Llc|405
JHMH|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|670
JHMH|JOHN HANCOCK MULTIFA|IBKR|Interactive Brokers Llc|303
JHMH|JOHN HANCOCK MULTIFA|JSJX|JANE STREET CAPITAL LLC|1618
JHMH|JOHN HANCOCK MULTIFA|LEHM|Barclays Capital Inc./Le|400
JHMH|JOHN HANCOCK MULTIFA|LIME|Lime Brokerage LLC|457
JHMH|JOHN HANCOCK MULTIFA|NATL|National Securities Corporation|500
JHMH|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|10387
JHMH|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|7411
JHMH|JOHN HANCOCK MULTIFA|NITP|VIRTU Americas LLC|100
JHMH|JOHN HANCOCK MULTIFA|UBSS|UBS Securities LLC|1488
JHMH|JOHN HANCOCK MULTIFA|WCHV|WELLS FARGO SECURITIES, LLC|8
JHMH|JOHN HANCOCK MULTIFA|WEDB|WEDBUSH SECURITIES INC.|300
JHMH|JOHN HANCOCK MULTIFA|WSEA|WOLVERINE SECURITIES, LLC|2
JHMH|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2013
JHMI|JOHN HANCOCK INDSTRL|CHAS|Charles Schwab & Co., Inc.|1
JHMI|JOHN HANCOCK INDSTRL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
JHMI|JOHN HANCOCK INDSTRL|ETRS|E*Trade Securities LLC|456
JHMI|JOHN HANCOCK INDSTRL|GSLT|GOLDMAN SACHS & CO. LLC|1200
JHMI|JOHN HANCOCK INDSTRL|JSEB|JANE STREET EXECUTION SERVICES, LLC|152993
JHMI|JOHN HANCOCK INDSTRL|JSJX|JANE STREET CAPITAL LLC|2702
JHMI|JOHN HANCOCK INDSTRL|KCGM|VIRTU Americas LLC|55
JHMI|JOHN HANCOCK INDSTRL|NFSC|National Financial Services LLC|159188
JHMI|JOHN HANCOCK INDSTRL|NITE|VIRTU Americas LLC|3718
JHMI|JOHN HANCOCK INDSTRL|NITP|VIRTU Americas LLC|1200
JHMI|JOHN HANCOCK INDSTRL|RBCM|RBC CAPITAL MARKETS, LLC|3
JHMI|JOHN HANCOCK INDSTRL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
JHML|JOHN HANCOCK MULTIFA|APCC|Apex Clearing Corporation|3
JHML|JOHN HANCOCK MULTIFA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1711
JHML|JOHN HANCOCK MULTIFA|CANT|Cantor Fitzgerald & Co.|404674
JHML|JOHN HANCOCK MULTIFA|CHAS|Charles Schwab & Co., Inc.|91202
JHML|JOHN HANCOCK MULTIFA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5300
JHML|JOHN HANCOCK MULTIFA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8413
JHML|JOHN HANCOCK MULTIFA|CSIN|Citadel Securities Institutional LLC|214081
JHML|JOHN HANCOCK MULTIFA|CTDL|Citadel Derivatives Group Llc|214291
JHML|JOHN HANCOCK MULTIFA|DAVA|Davenport & Company LLC|230
JHML|JOHN HANCOCK MULTIFA|DBAX|Deutsche Bank Securities Inc.|7000
JHML|JOHN HANCOCK MULTIFA|DEAN|MORGAN STANLEY|2061
JHML|JOHN HANCOCK MULTIFA|EBXL|EBX LLC|1700
JHML|JOHN HANCOCK MULTIFA|EDJO|Edward D. Jones & Co., L.P.|14269
JHML|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|1880
JHML|JOHN HANCOCK MULTIFA|FMAF|NBCN Inc./ CDS|1182
JHML|JOHN HANCOCK MULTIFA|FTBR|Foliofn Investments, Inc.|1
JHML|JOHN HANCOCK MULTIFA|HRBF|American Enterprise Investment Services Inc.|8444
JHML|JOHN HANCOCK MULTIFA|IATS|INTERACTIVE BROKERS LLC|10
JHML|JOHN HANCOCK MULTIFA|IBKR|Interactive Brokers Llc|350
JHML|JOHN HANCOCK MULTIFA|ICBX|INSTINET, LLC|2200
JHML|JOHN HANCOCK MULTIFA|INCA|INSTINET, LLC|600
JHML|JOHN HANCOCK MULTIFA|JPMX|J.P. Morgan Securities LLC|3200
JHML|JOHN HANCOCK MULTIFA|JSJX|JANE STREET CAPITAL LLC|47068
JHML|JOHN HANCOCK MULTIFA|KCGM|VIRTU Americas LLC|6300
JHML|JOHN HANCOCK MULTIFA|LEHM|Barclays Capital Inc./Le|5400
JHML|JOHN HANCOCK MULTIFA|LIME|Lime Brokerage LLC|1504
JHML|JOHN HANCOCK MULTIFA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7730
JHML|JOHN HANCOCK MULTIFA|MSCO|MORGAN STANLEY & CO. LLC|407400
JHML|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|19707
JHML|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|531874
JHML|JOHN HANCOCK MULTIFA|PWJC|UBS Financial Services, Inc.|97
JHML|JOHN HANCOCK MULTIFA|RBCM|RBC CAPITAL MARKETS, LLC|2101
JHML|JOHN HANCOCK MULTIFA|SGMT|GOLDMAN SACHS & CO. LLC|1800
JHML|JOHN HANCOCK MULTIFA|SWIM|TD Ameritrade, Inc.|200
JHML|JOHN HANCOCK MULTIFA|TRCM|TRC MARKETS LLC|6
JHML|JOHN HANCOCK MULTIFA|UBSA|UBS SECURITIES LLC|10382
JHML|JOHN HANCOCK MULTIFA|UBSS|UBS Securities LLC|76334
JHML|JOHN HANCOCK MULTIFA|WCHV|WELLS FARGO SECURITIES, LLC|12124
JHML|JOHN HANCOCK MULTIFA|WSEA|WOLVERINE SECURITIES, LLC|2
JHML|JOHN HANCOCK MULTIFA|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
JHML|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|44239
JHMM|JOHN HANCOCK MULTIFA|APCC|Apex Clearing Corporation|10
JHMM|JOHN HANCOCK MULTIFA|BBNT|BB&T SECURITIES, LLC|618
JHMM|JOHN HANCOCK MULTIFA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1160
JHMM|JOHN HANCOCK MULTIFA|CANT|Cantor Fitzgerald & Co.|3467
JHMM|JOHN HANCOCK MULTIFA|CHAS|Charles Schwab & Co., Inc.|21450
JHMM|JOHN HANCOCK MULTIFA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18905
JHMM|JOHN HANCOCK MULTIFA|CSIN|Citadel Securities Institutional LLC|109774
JHMM|JOHN HANCOCK MULTIFA|CTDL|Citadel Derivatives Group Llc|117249
JHMM|JOHN HANCOCK MULTIFA|DADA|D.A. Davidson & Co.|275
JHMM|JOHN HANCOCK MULTIFA|DBAX|Deutsche Bank Securities Inc.|1600
JHMM|JOHN HANCOCK MULTIFA|DEAN|MORGAN STANLEY|6900
JHMM|JOHN HANCOCK MULTIFA|EBXL|EBX LLC|1000
JHMM|JOHN HANCOCK MULTIFA|EDJO|Edward D. Jones & Co., L.P.|53583
JHMM|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|5612
JHMM|JOHN HANCOCK MULTIFA|FINX|FINTECH SECURITIES|175
JHMM|JOHN HANCOCK MULTIFA|FTBR|Foliofn Investments, Inc.|3
JHMM|JOHN HANCOCK MULTIFA|GLPX|ACS EXECUTION SERVICES, LLC|43
JHMM|JOHN HANCOCK MULTIFA|HRBF|American Enterprise Investment Services Inc.|16731
JHMM|JOHN HANCOCK MULTIFA|IBKR|Interactive Brokers Llc|200
JHMM|JOHN HANCOCK MULTIFA|ICBX|INSTINET, LLC|817
JHMM|JOHN HANCOCK MULTIFA|INCA|INSTINET, LLC|200
JHMM|JOHN HANCOCK MULTIFA|ITGI|ITG Inc.|397
JHMM|JOHN HANCOCK MULTIFA|JPMX|J.P. Morgan Securities LLC|1278
JHMM|JOHN HANCOCK MULTIFA|KCGM|VIRTU Americas LLC|6638
JHMM|JOHN HANCOCK MULTIFA|LEHM|Barclays Capital Inc./Le|13600
JHMM|JOHN HANCOCK MULTIFA|LIME|Lime Brokerage LLC|1496
JHMM|JOHN HANCOCK MULTIFA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1120
JHMM|JOHN HANCOCK MULTIFA|MSCO|MORGAN STANLEY & CO. LLC|87166
JHMM|JOHN HANCOCK MULTIFA|MSPL|MORGAN STANLEY & CO. LLC|500
JHMM|JOHN HANCOCK MULTIFA|NATL|National Securities Corporation|250
JHMM|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|38027
JHMM|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|316341
JHMM|JOHN HANCOCK MULTIFA|NITP|VIRTU Americas LLC|20079
JHMM|JOHN HANCOCK MULTIFA|PDQM|CODA MARKETS, INC.|43
JHMM|JOHN HANCOCK MULTIFA|PWJC|UBS Financial Services, Inc.|526
JHMM|JOHN HANCOCK MULTIFA|RBCM|RBC CAPITAL MARKETS, LLC|6424
JHMM|JOHN HANCOCK MULTIFA|SGMT|GOLDMAN SACHS & CO. LLC|886
JHMM|JOHN HANCOCK MULTIFA|STFL|Stifel, Nicolaus & Company, Incorporated|32
JHMM|JOHN HANCOCK MULTIFA|SWIM|TD Ameritrade, Inc.|100
JHMM|JOHN HANCOCK MULTIFA|UBSA|UBS SECURITIES LLC|5822
JHMM|JOHN HANCOCK MULTIFA|UBSS|UBS Securities LLC|37271
JHMM|JOHN HANCOCK MULTIFA|VGRD|Vanguard Marketing Corporation|1102
JHMM|JOHN HANCOCK MULTIFA|WCHV|WELLS FARGO SECURITIES, LLC|19127
JHMM|JOHN HANCOCK MULTIFA|WSEA|WOLVERINE SECURITIES, LLC|1
JHMM|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73689
JHMS|JOHN HANCOCK MULTIFA|CHAS|Charles Schwab & Co., Inc.|1
JHMS|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|9
JHMS|JOHN HANCOCK MULTIFA|GSLT|GOLDMAN SACHS & CO. LLC|100
JHMS|JOHN HANCOCK MULTIFA|IBKR|Interactive Brokers Llc|100
JHMS|JOHN HANCOCK MULTIFA|LIME|Lime Brokerage LLC|102
JHMS|JOHN HANCOCK MULTIFA|MSCO|MORGAN STANLEY & CO. LLC|1
JHMS|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|300
JHMS|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|202
JHMS|JOHN HANCOCK MULTIFA|NITP|VIRTU Americas LLC|2
JHMS|JOHN HANCOCK MULTIFA|UBSS|UBS Securities LLC|200
JHMS|JOHN HANCOCK MULTIFA|WEDB|WEDBUSH SECURITIES INC.|2
JHMS|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|609
JHMT|JOHN HANCOCK MULTIFA|BANK|Primevest Financial Services, Inc.|20
JHMT|JOHN HANCOCK MULTIFA|BATM|CBOE TRADING, INC.|100
JHMT|JOHN HANCOCK MULTIFA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|355
JHMT|JOHN HANCOCK MULTIFA|CHAS|Charles Schwab & Co., Inc.|6744
JHMT|JOHN HANCOCK MULTIFA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1150
JHMT|JOHN HANCOCK MULTIFA|CTDL|Citadel Derivatives Group Llc|550
JHMT|JOHN HANCOCK MULTIFA|DEAN|MORGAN STANLEY|6
JHMT|JOHN HANCOCK MULTIFA|EBXL|EBX LLC|200
JHMT|JOHN HANCOCK MULTIFA|EDJO|Edward D. Jones & Co., L.P.|220
JHMT|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|2497
JHMT|JOHN HANCOCK MULTIFA|FTBR|Foliofn Investments, Inc.|83
JHMT|JOHN HANCOCK MULTIFA|GSLT|GOLDMAN SACHS & CO. LLC|100
JHMT|JOHN HANCOCK MULTIFA|HRBF|American Enterprise Investment Services Inc.|280
JHMT|JOHN HANCOCK MULTIFA|IBKR|Interactive Brokers Llc|181
JHMT|JOHN HANCOCK MULTIFA|ICBX|INSTINET, LLC|800
JHMT|JOHN HANCOCK MULTIFA|JPMX|J.P. Morgan Securities LLC|400
JHMT|JOHN HANCOCK MULTIFA|JSJX|JANE STREET CAPITAL LLC|2570
JHMT|JOHN HANCOCK MULTIFA|KCGM|VIRTU Americas LLC|531
JHMT|JOHN HANCOCK MULTIFA|LEHM|Barclays Capital Inc./Le|800
JHMT|JOHN HANCOCK MULTIFA|LIME|Lime Brokerage LLC|1794
JHMT|JOHN HANCOCK MULTIFA|MSCO|MORGAN STANLEY & CO. LLC|1834
JHMT|JOHN HANCOCK MULTIFA|NATL|National Securities Corporation|325
JHMT|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|3803
JHMT|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|5027
JHMT|JOHN HANCOCK MULTIFA|PWJC|UBS Financial Services, Inc.|109
JHMT|JOHN HANCOCK MULTIFA|SWIM|TD Ameritrade, Inc.|101
JHMT|JOHN HANCOCK MULTIFA|UBSA|UBS SECURITIES LLC|890
JHMT|JOHN HANCOCK MULTIFA|UBSS|UBS Securities LLC|2557
JHMT|JOHN HANCOCK MULTIFA|WCHV|WELLS FARGO SECURITIES, LLC|2
JHMT|JOHN HANCOCK MULTIFA|WSEA|WOLVERINE SECURITIES, LLC|158
JHMT|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4135
JHMU|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|609
JHMU|JOHN HANCOCK MULTIFA|JSJX|JANE STREET CAPITAL LLC|5
JHMU|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|300
JHMU|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|293
JHMU|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|895
JHS|JOHN HANCOCK INCOME|APCC|Apex Clearing Corporation|209
JHS|JOHN HANCOCK INCOME|BARD|Robert W. Baird & Co. Incorporated|2754
JHS|JOHN HANCOCK INCOME|BATM|CBOE TRADING, INC.|560
JHS|JOHN HANCOCK INCOME|BBNT|BB&T SECURITIES, LLC|2887
JHS|JOHN HANCOCK INCOME|BTIG|BTIG, LLC|3186
JHS|JOHN HANCOCK INCOME|CANT|Cantor Fitzgerald & Co.|337
JHS|JOHN HANCOCK INCOME|CIST|Capital Institutional Services, Inc.|815
JHS|JOHN HANCOCK INCOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7112
JHS|JOHN HANCOCK INCOME|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
JHS|JOHN HANCOCK INCOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3300
JHS|JOHN HANCOCK INCOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|330
JHS|JOHN HANCOCK INCOME|DADA|D.A. Davidson & Co.|1353
JHS|JOHN HANCOCK INCOME|DBAX|Deutsche Bank Securities Inc.|1800
JHS|JOHN HANCOCK INCOME|DEAN|MORGAN STANLEY|3051
JHS|JOHN HANCOCK INCOME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3596
JHS|JOHN HANCOCK INCOME|EBXL|EBX LLC|8200
JHS|JOHN HANCOCK INCOME|ECUT|CONVERGEX EXECUTION SOLUTIONS|3881
JHS|JOHN HANCOCK INCOME|EDJO|Edward D. Jones & Co., L.P.|4878
JHS|JOHN HANCOCK INCOME|EGXM|CBOE TRADING, INC.|644
JHS|JOHN HANCOCK INCOME|ETRS|E*Trade Securities LLC|2646
JHS|JOHN HANCOCK INCOME|FBSB|U.S. Bancorp Investments, Inc.|12
JHS|JOHN HANCOCK INCOME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5774
JHS|JOHN HANCOCK INCOME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5747
JHS|JOHN HANCOCK INCOME|FTBR|Foliofn Investments, Inc.|2
JHS|JOHN HANCOCK INCOME|GLPX|ACS EXECUTION SERVICES, LLC|201
JHS|JOHN HANCOCK INCOME|GSLT|GOLDMAN SACHS & CO. LLC|100
JHS|JOHN HANCOCK INCOME|GTSZ|GTS SECURITIES LLC|300
JHS|JOHN HANCOCK INCOME|HRBF|American Enterprise Investment Services Inc.|1643
JHS|JOHN HANCOCK INCOME|IATS|INTERACTIVE BROKERS LLC|1266
JHS|JOHN HANCOCK INCOME|IBKR|Interactive Brokers Llc|13171
JHS|JOHN HANCOCK INCOME|ICBX|INSTINET, LLC|5200
JHS|JOHN HANCOCK INCOME|INCA|INSTINET, LLC|5550
JHS|JOHN HANCOCK INCOME|ITGI|ITG Inc.|4900
JHS|JOHN HANCOCK INCOME|ITGP|ITG INC.|200
JHS|JOHN HANCOCK INCOME|JANY|Janney Montgomery Scott Inc.|4001
JHS|JOHN HANCOCK INCOME|JPMX|J.P. Morgan Securities LLC|600
JHS|JOHN HANCOCK INCOME|KCGM|VIRTU Americas LLC|1820
JHS|JOHN HANCOCK INCOME|LEHM|Barclays Capital Inc./Le|4545
JHS|JOHN HANCOCK INCOME|LIME|Lime Brokerage LLC|35
JHS|JOHN HANCOCK INCOME|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
JHS|JOHN HANCOCK INCOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
JHS|JOHN HANCOCK INCOME|MSCO|MORGAN STANLEY & CO. LLC|33346
JHS|JOHN HANCOCK INCOME|MSPL|MORGAN STANLEY & CO. LLC|100
JHS|JOHN HANCOCK INCOME|NATL|National Securities Corporation|428564
JHS|JOHN HANCOCK INCOME|NFSC|National Financial Services LLC|44599
JHS|JOHN HANCOCK INCOME|NITE|VIRTU Americas LLC|114512
JHS|JOHN HANCOCK INCOME|NQRB|Brut, LLC|500
JHS|JOHN HANCOCK INCOME|OPCO|Oppenheimer & Co. Inc.|900
JHS|JOHN HANCOCK INCOME|PDQM|CODA MARKETS, INC.|201
JHS|JOHN HANCOCK INCOME|PWJC|UBS Financial Services, Inc.|2530
JHS|JOHN HANCOCK INCOME|RBCM|RBC CAPITAL MARKETS, LLC|968
JHS|JOHN HANCOCK INCOME|SALI|INTL FCSTONE FINANCIAL INC.|3704
JHS|JOHN HANCOCK INCOME|SBSH|Citigroup Global Markets Inc.|1840
JHS|JOHN HANCOCK INCOME|STFL|Stifel, Nicolaus & Company, Incorporated|30255
JHS|JOHN HANCOCK INCOME|SWST|Hilltop Securities Inc.|3307
JHS|JOHN HANCOCK INCOME|UBSA|UBS SECURITIES LLC|14228
JHS|JOHN HANCOCK INCOME|UBSS|UBS Securities LLC|54194
JHS|JOHN HANCOCK INCOME|VGRD|Vanguard Marketing Corporation|1762
JHS|JOHN HANCOCK INCOME|WCHV|WELLS FARGO SECURITIES, LLC|18373
JHS|JOHN HANCOCK INCOME|WEDB|WEDBUSH SECURITIES INC.|1
JHS|JOHN HANCOCK INCOME|WEED|Weeden & Co.L.P.|230
JHS|JOHN HANCOCK INCOME|WSEA|WOLVERINE SECURITIES, LLC|550
JHS|JOHN HANCOCK INCOME|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
JHS|JOHN HANCOCK INCOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3489
JHSC|JOHN HANCOCK MULTIFA|APCC|Apex Clearing Corporation|1
JHSC|JOHN HANCOCK MULTIFA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|183
JHSC|JOHN HANCOCK MULTIFA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|767
JHSC|JOHN HANCOCK MULTIFA|ETRS|E*Trade Securities LLC|18
JHSC|JOHN HANCOCK MULTIFA|FTBR|Foliofn Investments, Inc.|1
JHSC|JOHN HANCOCK MULTIFA|IBKR|Interactive Brokers Llc|85
JHSC|JOHN HANCOCK MULTIFA|JSJX|JANE STREET CAPITAL LLC|6289
JHSC|JOHN HANCOCK MULTIFA|LEHM|Barclays Capital Inc./Le|800
JHSC|JOHN HANCOCK MULTIFA|LIME|Lime Brokerage LLC|200
JHSC|JOHN HANCOCK MULTIFA|NFSC|National Financial Services LLC|10649
JHSC|JOHN HANCOCK MULTIFA|NITE|VIRTU Americas LLC|6275
JHSC|JOHN HANCOCK MULTIFA|NITP|VIRTU Americas LLC|1168
JHSC|JOHN HANCOCK MULTIFA|PDQM|CODA MARKETS, INC.|92
JHSC|JOHN HANCOCK MULTIFA|UBSS|UBS Securities LLC|950
JHSC|JOHN HANCOCK MULTIFA|WCHV|WELLS FARGO SECURITIES, LLC|5551
JHSC|JOHN HANCOCK MULTIFA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9170
JHX|JAMES HARDIE IND ADR|ANOS|ABEL/NOSER, L.L.C.|200
JHX|JAMES HARDIE IND ADR|APCC|Apex Clearing Corporation|82
JHX|JAMES HARDIE IND ADR|BATM|CBOE TRADING, INC.|16
JHX|JAMES HARDIE IND ADR|BERN|Sanford C. Bernstein & Co., LLC|96
JHX|JAMES HARDIE IND ADR|BZYD|GOLDMAN SACHS & CO. LLC|382
JHX|JAMES HARDIE IND ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1094
JHX|JAMES HARDIE IND ADR|DBAB|Deutsche Bank Securities Inc.|560
JHX|JAMES HARDIE IND ADR|DBAX|Deutsche Bank Securities Inc.|700
JHX|JAMES HARDIE IND ADR|DEAN|MORGAN STANLEY|1318
JHX|JAMES HARDIE IND ADR|EBXL|EBX LLC|400
JHX|JAMES HARDIE IND ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1490
JHX|JAMES HARDIE IND ADR|EDJO|Edward D. Jones & Co., L.P.|100
JHX|JAMES HARDIE IND ADR|EGAM|CBOE TRADING, INC.|100
JHX|JAMES HARDIE IND ADR|ETRS|E*Trade Securities LLC|1169
JHX|JAMES HARDIE IND ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|271
JHX|JAMES HARDIE IND ADR|FTBR|Foliofn Investments, Inc.|9158
JHX|JAMES HARDIE IND ADR|GLPX|ACS EXECUTION SERVICES, LLC|132
JHX|JAMES HARDIE IND ADR|GSCO|GOLDMAN SACHS & CO. LLC|4163
JHX|JAMES HARDIE IND ADR|GTSZ|GTS SECURITIES LLC|254
JHX|JAMES HARDIE IND ADR|HRBF|American Enterprise Investment Services Inc.|1591
JHX|JAMES HARDIE IND ADR|HSBC|HSBC Securities, Inc.|200
JHX|JAMES HARDIE IND ADR|IATS|INTERACTIVE BROKERS LLC|38
JHX|JAMES HARDIE IND ADR|IBKR|Interactive Brokers Llc|32
JHX|JAMES HARDIE IND ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|128
JHX|JAMES HARDIE IND ADR|INCA|INSTINET, LLC|1594
JHX|JAMES HARDIE IND ADR|INTL|INTL FCSTONE FINANCIAL INC.|3823
JHX|JAMES HARDIE IND ADR|ITGI|ITG Inc.|244
JHX|JAMES HARDIE IND ADR|ITGP|ITG INC.|800
JHX|JAMES HARDIE IND ADR|JANY|Janney Montgomery Scott Inc.|39
JHX|JAMES HARDIE IND ADR|JEFF|JEFFERIES LLC|36
JHX|JAMES HARDIE IND ADR|JPMX|J.P. Morgan Securities LLC|1544
JHX|JAMES HARDIE IND ADR|KCGM|VIRTU Americas LLC|448
JHX|JAMES HARDIE IND ADR|LEHM|Barclays Capital Inc./Le|2000
JHX|JAMES HARDIE IND ADR|LIME|Lime Brokerage LLC|3377
JHX|JAMES HARDIE IND ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
JHX|JAMES HARDIE IND ADR|MSCO|MORGAN STANLEY & CO. LLC|5707
JHX|JAMES HARDIE IND ADR|MSPL|MORGAN STANLEY & CO. LLC|1200
JHX|JAMES HARDIE IND ADR|NFSC|National Financial Services LLC|7524
JHX|JAMES HARDIE IND ADR|NITE|VIRTU Americas LLC|22075
JHX|JAMES HARDIE IND ADR|NQRB|Brut, LLC|100
JHX|JAMES HARDIE IND ADR|OLDM|OLD MISSION CAPITAL, LLC|2181
JHX|JAMES HARDIE IND ADR|PDQM|CODA MARKETS, INC.|184
JHX|JAMES HARDIE IND ADR|PWJC|UBS Financial Services, Inc.|801
JHX|JAMES HARDIE IND ADR|RBCM|RBC CAPITAL MARKETS, LLC|41
JHX|JAMES HARDIE IND ADR|SBSH|Citigroup Global Markets Inc.|1268
JHX|JAMES HARDIE IND ADR|SGMT|GOLDMAN SACHS & CO. LLC|500
JHX|JAMES HARDIE IND ADR|STFL|Stifel, Nicolaus & Company, Incorporated|412
JHX|JAMES HARDIE IND ADR|SWIM|TD Ameritrade, Inc.|900
JHX|JAMES HARDIE IND ADR|TRCM|TRC MARKETS LLC|100
JHX|JAMES HARDIE IND ADR|UBSA|UBS SECURITIES LLC|8140
JHX|JAMES HARDIE IND ADR|UBSS|UBS Securities LLC|19503
JHX|JAMES HARDIE IND ADR|VGRD|Vanguard Marketing Corporation|58
JHX|JAMES HARDIE IND ADR|WCHV|WELLS FARGO SECURITIES, LLC|3258
JHX|JAMES HARDIE IND ADR|WEED|Weeden & Co.L.P.|23
JHX|JAMES HARDIE IND ADR|WGIF|CIBC World Markets Inc.|100
JHX|JAMES HARDIE IND ADR|WSEA|WOLVERINE SECURITIES, LLC|345
JHX|JAMES HARDIE IND ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|424
JHX|JAMES HARDIE IND ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|52
JHX|JAMES HARDIE IND ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6295
JHY|NUVEEN  HI INC 2020|APCC|Apex Clearing Corporation|6
JHY|NUVEEN  HI INC 2020|BARD|Robert W. Baird & Co. Incorporated|2500
JHY|NUVEEN  HI INC 2020|BBNT|BB&T SECURITIES, LLC|1210
JHY|NUVEEN  HI INC 2020|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|39
JHY|NUVEEN  HI INC 2020|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2340
JHY|NUVEEN  HI INC 2020|DADA|D.A. Davidson & Co.|18616
JHY|NUVEEN  HI INC 2020|DBAX|Deutsche Bank Securities Inc.|300
JHY|NUVEEN  HI INC 2020|DEAN|MORGAN STANLEY|17103
JHY|NUVEEN  HI INC 2020|EBXL|EBX LLC|100
JHY|NUVEEN  HI INC 2020|EGXM|CBOE TRADING, INC.|300
JHY|NUVEEN  HI INC 2020|ETRS|E*Trade Securities LLC|6181
JHY|NUVEEN  HI INC 2020|FBSB|U.S. Bancorp Investments, Inc.|1546
JHY|NUVEEN  HI INC 2020|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|156
JHY|NUVEEN  HI INC 2020|FTBR|Foliofn Investments, Inc.|520
JHY|NUVEEN  HI INC 2020|GLPX|ACS EXECUTION SERVICES, LLC|100
JHY|NUVEEN  HI INC 2020|IATS|INTERACTIVE BROKERS LLC|400
JHY|NUVEEN  HI INC 2020|IBKR|Interactive Brokers Llc|6566
JHY|NUVEEN  HI INC 2020|ICBX|INSTINET, LLC|100
JHY|NUVEEN  HI INC 2020|ITGP|ITG INC.|200
JHY|NUVEEN  HI INC 2020|KCGM|VIRTU Americas LLC|292
JHY|NUVEEN  HI INC 2020|LEHM|Barclays Capital Inc./Le|600
JHY|NUVEEN  HI INC 2020|LIME|Lime Brokerage LLC|1160
JHY|NUVEEN  HI INC 2020|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
JHY|NUVEEN  HI INC 2020|MSCO|MORGAN STANLEY & CO. LLC|109005
JHY|NUVEEN  HI INC 2020|NFSC|National Financial Services LLC|10362
JHY|NUVEEN  HI INC 2020|NITE|VIRTU Americas LLC|96347
JHY|NUVEEN  HI INC 2020|NQRB|Brut, LLC|217
JHY|NUVEEN  HI INC 2020|OPCO|Oppenheimer & Co. Inc.|950
JHY|NUVEEN  HI INC 2020|PDQM|CODA MARKETS, INC.|600
JHY|NUVEEN  HI INC 2020|RBCM|RBC CAPITAL MARKETS, LLC|14041
JHY|NUVEEN  HI INC 2020|SALI|INTL FCSTONE FINANCIAL INC.|500
JHY|NUVEEN  HI INC 2020|STFL|Stifel, Nicolaus & Company, Incorporated|5301
JHY|NUVEEN  HI INC 2020|STXG|Stockcross Financial Services, Inc.|7
JHY|NUVEEN  HI INC 2020|SWIM|TD Ameritrade, Inc.|139
JHY|NUVEEN  HI INC 2020|SWST|Hilltop Securities Inc.|5
JHY|NUVEEN  HI INC 2020|TRBT|Tradebot Systems, Inc.|299
JHY|NUVEEN  HI INC 2020|UBSA|UBS SECURITIES LLC|2900
JHY|NUVEEN  HI INC 2020|UBSS|UBS Securities LLC|6889
JHY|NUVEEN  HI INC 2020|VGRD|Vanguard Marketing Corporation|500
JHY|NUVEEN  HI INC 2020|WCHV|WELLS FARGO SECURITIES, LLC|32080
JHY|NUVEEN  HI INC 2020|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2490
JHY|NUVEEN  HI INC 2020|WSEA|WOLVERINE SECURITIES, LLC|1
JHY|NUVEEN  HI INC 2020|YKNA|COMHAR CAPITAL MARKETS, LLC|100
JHY|NUVEEN  HI INC 2020|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32552
JILL|J. JILL, INC.|ALTX|Alternet Securities Inc.|3700
JILL|J. JILL, INC.|APCC|Apex Clearing Corporation|5264
JILL|J. JILL, INC.|BATM|CBOE TRADING, INC.|2217
JILL|J. JILL, INC.|BERN|Sanford C. Bernstein & Co., LLC|6763
JILL|J. JILL, INC.|BIAD|SAGETRADER, LLC|1
JILL|J. JILL, INC.|BKCM|BNY Mellon Capital Markets LLC|1281
JILL|J. JILL, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7378
JILL|J. JILL, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1908
JILL|J. JILL, INC.|BYXM|CBOE TRADING, INC.|1320
JILL|J. JILL, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1379
JILL|J. JILL, INC.|CANT|Cantor Fitzgerald & Co.|13
JILL|J. JILL, INC.|CHAS|Charles Schwab & Co., Inc.|2715
JILL|J. JILL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19035
JILL|J. JILL, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
JILL|J. JILL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149810
JILL|J. JILL, INC.|CTDL|Citadel Derivatives Group Llc|3790
JILL|J. JILL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|19284
JILL|J. JILL, INC.|DBAB|Deutsche Bank Securities Inc.|69659
JILL|J. JILL, INC.|DBAX|Deutsche Bank Securities Inc.|49900
JILL|J. JILL, INC.|DCHF|Dart Executions, LLC|3120
JILL|J. JILL, INC.|DEAN|MORGAN STANLEY|779
JILL|J. JILL, INC.|DEGS|RONIN PROFESSIONAL LLC|8067
JILL|J. JILL, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6600
JILL|J. JILL, INC.|EBXL|EBX LLC|90000
JILL|J. JILL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7300
JILL|J. JILL, INC.|EDJO|Edward D. Jones & Co., L.P.|354
JILL|J. JILL, INC.|EGAM|CBOE TRADING, INC.|9105
JILL|J. JILL, INC.|EGAW|CBOE TRADING, INC.|153
JILL|J. JILL, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
JILL|J. JILL, INC.|EGXM|CBOE TRADING, INC.|3378
JILL|J. JILL, INC.|ETBE|Electronic Transaction Clearing, Inc.|5787
JILL|J. JILL, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
JILL|J. JILL, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4401
JILL|J. JILL, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
JILL|J. JILL, INC.|ETRS|E*Trade Securities LLC|238752
JILL|J. JILL, INC.|FILL|Tradestation Securities, Inc.|42503
JILL|J. JILL, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|711
JILL|J. JILL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86923
JILL|J. JILL, INC.|FTBR|Foliofn Investments, Inc.|27861
JILL|J. JILL, INC.|GARC|ICAP Corporates LLC|1651
JILL|J. JILL, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5859
JILL|J. JILL, INC.|GLIS|TD Securities Inc|1144
JILL|J. JILL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|14014
JILL|J. JILL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|152322
JILL|J. JILL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|40062
JILL|J. JILL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3325
JILL|J. JILL, INC.|GTSZ|GTS SECURITIES LLC|11612
JILL|J. JILL, INC.|IATS|INTERACTIVE BROKERS LLC|16266
JILL|J. JILL, INC.|IBKR|Interactive Brokers Llc|73482
JILL|J. JILL, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|499
JILL|J. JILL, INC.|ICBX|INSTINET, LLC|32054
JILL|J. JILL, INC.|IEQY|CITADEL SECURITIES LLC|30250
JILL|J. JILL, INC.|INCA|INSTINET, LLC|90856
JILL|J. JILL, INC.|INJX|INSTINET, LLC|11037
JILL|J. JILL, INC.|ITGI|ITG Inc.|28862
JILL|J. JILL, INC.|ITGP|ITG INC.|34800
JILL|J. JILL, INC.|JANY|Janney Montgomery Scott Inc.|460
JILL|J. JILL, INC.|JEFF|JEFFERIES LLC|29606
JILL|J. JILL, INC.|JMPT|JUMP TRADING, LLC|23063
JILL|J. JILL, INC.|JONE|JonesTrading|43796
JILL|J. JILL, INC.|JPBX|J.P. MORGAN SECURITIES LLC|9900
JILL|J. JILL, INC.|JPMX|J.P. Morgan Securities LLC|61256
JILL|J. JILL, INC.|JSJX|JANE STREET CAPITAL LLC|655
JILL|J. JILL, INC.|KCGM|VIRTU Americas LLC|27352
JILL|J. JILL, INC.|LEHM|Barclays Capital Inc./Le|481394
JILL|J. JILL, INC.|LIME|Lime Brokerage LLC|21197
JILL|J. JILL, INC.|LQNA|LIQUIDNET, INC.|28600
JILL|J. JILL, INC.|LSCI|Lek Securities Corporation|7247
JILL|J. JILL, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|500
JILL|J. JILL, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
JILL|J. JILL, INC.|MBTS|ALLY INVEST SECURITIES LLC|600
JILL|J. JILL, INC.|MICA|Spartan Securities Group, Ltd.|1000
JILL|J. JILL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29250
JILL|J. JILL, INC.|MOTF|MOTIF INVESTING, INC.|19
JILL|J. JILL, INC.|MSCO|MORGAN STANLEY & CO. LLC|364677
JILL|J. JILL, INC.|MSPL|MORGAN STANLEY & CO. LLC|130300
JILL|J. JILL, INC.|MSTX|MORGAN STANLEY & CO. LLC|135600
JILL|J. JILL, INC.|NFSC|National Financial Services LLC|376095
JILL|J. JILL, INC.|NITE|VIRTU Americas LLC|809018
JILL|J. JILL, INC.|NQRB|Brut, LLC|8467
JILL|J. JILL, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1300
JILL|J. JILL, INC.|OPCO|Oppenheimer & Co. Inc.|3340
JILL|J. JILL, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|723
JILL|J. JILL, INC.|PDQM|CODA MARKETS, INC.|14132
JILL|J. JILL, INC.|PWJC|UBS Financial Services, Inc.|5090
JILL|J. JILL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|43326
JILL|J. JILL, INC.|RGLD|Regal Securities, Inc|52
JILL|J. JILL, INC.|SAGL|SAGETRADER, LLC|4800
JILL|J. JILL, INC.|SBSH|Citigroup Global Markets Inc.|73197
JILL|J. JILL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|29906
JILL|J. JILL, INC.|SPDR|SPEEDROUTE LLC|5802
JILL|J. JILL, INC.|SPTD|MINT GLOBAL MARKETS, INC.|100
JILL|J. JILL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11698
JILL|J. JILL, INC.|STKP|STOCKPILE INVESTMENTS, INC.|360
JILL|J. JILL, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1522
JILL|J. JILL, INC.|SWIM|TD Ameritrade, Inc.|146939
JILL|J. JILL, INC.|SWST|Hilltop Securities Inc.|1000
JILL|J. JILL, INC.|TKNG|ALLY INVEST SECURITIES LLC|19114
JILL|J. JILL, INC.|TRBT|Tradebot Systems, Inc.|132884
JILL|J. JILL, INC.|TRCM|TRC MARKETS LLC|17605
JILL|J. JILL, INC.|TWTT|TASTYWORKS, INC.|700
JILL|J. JILL, INC.|UBSA|UBS SECURITIES LLC|267459
JILL|J. JILL, INC.|UBSS|UBS Securities LLC|176817
JILL|J. JILL, INC.|VALX|VIRTU AMERICAS LLC|1847
JILL|J. JILL, INC.|VGRD|Vanguard Marketing Corporation|24729
JILL|J. JILL, INC.|VSIN|Vision Financial Markets Llc|200
JILL|J. JILL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|26523
JILL|J. JILL, INC.|WDNX|WEEDEN & CO.L.P.|22434
JILL|J. JILL, INC.|WEED|Weeden & Co.L.P.|2600
JILL|J. JILL, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11891
JILL|J. JILL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6530
JILL|J. JILL, INC.|WGIF|CIBC World Markets Inc.|2160
JILL|J. JILL, INC.|WOLF|Wolfe Trahan Securities|800
JILL|J. JILL, INC.|WSEA|WOLVERINE SECURITIES, LLC|13962
JILL|J. JILL, INC.|XIST|INSTINET, LLC|267200
JILL|J. JILL, INC.|XPQR|Jump Trading|673
JILL|J. JILL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|34896
JILL|J. JILL, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|835
JILL|J. JILL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
JJAB|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|55
JJAB|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|140
JJAB|IPATHA SERIES B BLO|RBCM|RBC CAPITAL MARKETS, LLC|140
JJAB|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|1513
JJCB|IPATHA SERIES B BLO|BATM|CBOE TRADING, INC.|58
JJCB|IPATHA SERIES B BLO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223
JJCB|IPATHA SERIES B BLO|ETRS|E*Trade Securities LLC|2005
JJCB|IPATHA SERIES B BLO|IBKR|Interactive Brokers Llc|782
JJCB|IPATHA SERIES B BLO|LEHM|Barclays Capital Inc./Le|1000
JJCB|IPATHA SERIES B BLO|MSCO|MORGAN STANLEY & CO. LLC|1010
JJCB|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|2222
JJCB|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|1143
JJCB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|2876
JJCB|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|1123
JJCB|IPATHA SERIES B BLO|VGRD|Vanguard Marketing Corporation|1203
JJCB|IPATHA SERIES B BLO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|146
JJCB|IPATHA SERIES B BLO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
JJEB|IPATHA SERIES B BLO|IBKR|Interactive Brokers Llc|45
JJGB|IPATHA SERIES B BLO|APCC|Apex Clearing Corporation|48
JJGB|IPATHA SERIES B BLO|BATM|CBOE TRADING, INC.|165
JJGB|IPATHA SERIES B BLO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1318
JJGB|IPATHA SERIES B BLO|DBAX|Deutsche Bank Securities Inc.|300
JJGB|IPATHA SERIES B BLO|EBXL|EBX LLC|100
JJGB|IPATHA SERIES B BLO|ECUT|CONVERGEX EXECUTION SOLUTIONS|95
JJGB|IPATHA SERIES B BLO|ETRS|E*Trade Securities LLC|491
JJGB|IPATHA SERIES B BLO|FILL|Tradestation Securities, Inc.|85
JJGB|IPATHA SERIES B BLO|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
JJGB|IPATHA SERIES B BLO|GSLT|GOLDMAN SACHS & CO. LLC|900
JJGB|IPATHA SERIES B BLO|IATS|INTERACTIVE BROKERS LLC|100
JJGB|IPATHA SERIES B BLO|IBKR|Interactive Brokers Llc|956
JJGB|IPATHA SERIES B BLO|ITGI|ITG Inc.|2023
JJGB|IPATHA SERIES B BLO|JSJX|JANE STREET CAPITAL LLC|932
JJGB|IPATHA SERIES B BLO|LEHM|Barclays Capital Inc./Le|2800
JJGB|IPATHA SERIES B BLO|LIME|Lime Brokerage LLC|29
JJGB|IPATHA SERIES B BLO|MACC|Mid Atlantic Capital Corporation|20
JJGB|IPATHA SERIES B BLO|MSCO|MORGAN STANLEY & CO. LLC|100
JJGB|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|1218
JJGB|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|5195
JJGB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|4263
JJGB|IPATHA SERIES B BLO|SGMT|GOLDMAN SACHS & CO. LLC|74
JJGB|IPATHA SERIES B BLO|SWIM|TD Ameritrade, Inc.|200
JJGB|IPATHA SERIES B BLO|UBSA|UBS SECURITIES LLC|1602
JJGB|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|949
JJGB|IPATHA SERIES B BLO|VGRD|Vanguard Marketing Corporation|1236
JJGB|IPATHA SERIES B BLO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1301
JJGB|IPATHA SERIES B BLO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1626
JJMB|IPATHA SERIES B BLO|ETRS|E*Trade Securities LLC|47
JJMB|IPATHA SERIES B BLO|IBKR|Interactive Brokers Llc|90
JJMB|IPATHA SERIES B BLO|MACC|Mid Atlantic Capital Corporation|13
JJMB|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|13
JJMB|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|17
JJMB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|13802
JJMB|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|1304
JJMB|IPATHA SERIES B BLO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56
JJPB|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|150
JJPB|IPATHA SERIES B BLO|RBCM|RBC CAPITAL MARKETS, LLC|150
JJPB|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|2178
JJSB|IPATHA SERIES B BLO|LIME|Lime Brokerage LLC|100
JJSB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|415
JJSF|J J SNACK FOODS   ##|ALTX|Alternet Securities Inc.|533
JJSF|J J SNACK FOODS   ##|ANOS|ABEL/NOSER, L.L.C.|60
JJSF|J J SNACK FOODS   ##|APCC|Apex Clearing Corporation|38
JJSF|J J SNACK FOODS   ##|BARD|Robert W. Baird & Co. Incorporated|710
JJSF|J J SNACK FOODS   ##|BATM|CBOE TRADING, INC.|551
JJSF|J J SNACK FOODS   ##|BAYT|BTIG, LLC|300
JJSF|J J SNACK FOODS   ##|BERN|Sanford C. Bernstein & Co., LLC|11340
JJSF|J J SNACK FOODS   ##|BMOC|BMO Capital Markets Corp.|2708
JJSF|J J SNACK FOODS   ##|BNPX|BNP PARIBAS SECURITIES CORP.|2559
JJSF|J J SNACK FOODS   ##|BTIG|BTIG, LLC|16303
JJSF|J J SNACK FOODS   ##|BYXM|CBOE TRADING, INC.|350
JJSF|J J SNACK FOODS   ##|BZYD|GOLDMAN SACHS & CO. LLC|601
JJSF|J J SNACK FOODS   ##|CANT|Cantor Fitzgerald & Co.|55
JJSF|J J SNACK FOODS   ##|CHAS|Charles Schwab & Co., Inc.|3
JJSF|J J SNACK FOODS   ##|CIST|Capital Institutional Services, Inc.|1346
JJSF|J J SNACK FOODS   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13095
JJSF|J J SNACK FOODS   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22305
JJSF|J J SNACK FOODS   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21208
JJSF|J J SNACK FOODS   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21908
JJSF|J J SNACK FOODS   ##|CTDL|Citadel Derivatives Group Llc|671
JJSF|J J SNACK FOODS   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4678
JJSF|J J SNACK FOODS   ##|DADA|D.A. Davidson & Co.|6
JJSF|J J SNACK FOODS   ##|DBAB|Deutsche Bank Securities Inc.|102809
JJSF|J J SNACK FOODS   ##|DBAX|Deutsche Bank Securities Inc.|15900
JJSF|J J SNACK FOODS   ##|DBUL|Deutsche Bank Securities Inc.|800
JJSF|J J SNACK FOODS   ##|DEAN|MORGAN STANLEY|686
JJSF|J J SNACK FOODS   ##|DEGS|RONIN PROFESSIONAL LLC|1800
JJSF|J J SNACK FOODS   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|669
JJSF|J J SNACK FOODS   ##|DRWC|DRW SECURITIES, L.L.C.|2000
JJSF|J J SNACK FOODS   ##|EBXL|EBX LLC|9900
JJSF|J J SNACK FOODS   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|268
JJSF|J J SNACK FOODS   ##|EGAM|CBOE TRADING, INC.|1511
JJSF|J J SNACK FOODS   ##|EGAW|CBOE TRADING, INC.|200
JJSF|J J SNACK FOODS   ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
JJSF|J J SNACK FOODS   ##|EGXM|CBOE TRADING, INC.|105
JJSF|J J SNACK FOODS   ##|EGXW|CBOE TRADING, INC.|32
JJSF|J J SNACK FOODS   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|169
JJSF|J J SNACK FOODS   ##|ETCC|Electronic Transaction Clearing, Inc.|10799
JJSF|J J SNACK FOODS   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
JJSF|J J SNACK FOODS   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3909
JJSF|J J SNACK FOODS   ##|ETRS|E*Trade Securities LLC|1584
JJSF|J J SNACK FOODS   ##|FBCO|Credit Suisse Securities (USA) LLC|45474
JJSF|J J SNACK FOODS   ##|FILL|Tradestation Securities, Inc.|1505
JJSF|J J SNACK FOODS   ##|FOMA|TD AMERITRADE CLEARING, INC.|1136
JJSF|J J SNACK FOODS   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|484
JJSF|J J SNACK FOODS   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22630
JJSF|J J SNACK FOODS   ##|FTBR|Foliofn Investments, Inc.|1132
JJSF|J J SNACK FOODS   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|4252
JJSF|J J SNACK FOODS   ##|GLPX|ACS EXECUTION SERVICES, LLC|9425
JJSF|J J SNACK FOODS   ##|GSCO|GOLDMAN SACHS & CO. LLC|90973
JJSF|J J SNACK FOODS   ##|GSCS|GOLDMAN SACHS & CO. LLC|2233
JJSF|J J SNACK FOODS   ##|GSLT|GOLDMAN SACHS & CO. LLC|200
JJSF|J J SNACK FOODS   ##|GTSZ|GTS SECURITIES LLC|41228
JJSF|J J SNACK FOODS   ##|HRBF|American Enterprise Investment Services Inc.|2299
JJSF|J J SNACK FOODS   ##|IATS|INTERACTIVE BROKERS LLC|2878
JJSF|J J SNACK FOODS   ##|IBKR|Interactive Brokers Llc|11464
JJSF|J J SNACK FOODS   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|474
JJSF|J J SNACK FOODS   ##|ICBX|INSTINET, LLC|3000
JJSF|J J SNACK FOODS   ##|IEQY|CITADEL SECURITIES LLC|7492
JJSF|J J SNACK FOODS   ##|INCA|INSTINET, LLC|46938
JJSF|J J SNACK FOODS   ##|INJX|INSTINET, LLC|4629
JJSF|J J SNACK FOODS   ##|ITGI|ITG Inc.|5811
JJSF|J J SNACK FOODS   ##|ITGP|ITG INC.|19000
JJSF|J J SNACK FOODS   ##|JANY|Janney Montgomery Scott Inc.|250
JJSF|J J SNACK FOODS   ##|JEFF|JEFFERIES LLC|14767
JJSF|J J SNACK FOODS   ##|JMPT|JUMP TRADING, LLC|130
JJSF|J J SNACK FOODS   ##|JPBX|J.P. MORGAN SECURITIES LLC|318
JJSF|J J SNACK FOODS   ##|JPMX|J.P. Morgan Securities LLC|33647
JJSF|J J SNACK FOODS   ##|JSJX|JANE STREET CAPITAL LLC|2570
JJSF|J J SNACK FOODS   ##|KCGM|VIRTU Americas LLC|7772
JJSF|J J SNACK FOODS   ##|LEHM|Barclays Capital Inc./Le|79735
JJSF|J J SNACK FOODS   ##|LIME|Lime Brokerage LLC|32127
JJSF|J J SNACK FOODS   ##|LMGP|LIME BROKERAGE LLC|746
JJSF|J J SNACK FOODS   ##|MAXM|Maxim Group LLC|1502
JJSF|J J SNACK FOODS   ##|MCBT|Moors & Cabot, Inc.|1122
JJSF|J J SNACK FOODS   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8646
JJSF|J J SNACK FOODS   ##|MOTF|MOTIF INVESTING, INC.|1
JJSF|J J SNACK FOODS   ##|MSCO|MORGAN STANLEY & CO. LLC|264704
JJSF|J J SNACK FOODS   ##|MSPL|MORGAN STANLEY & CO. LLC|24100
JJSF|J J SNACK FOODS   ##|MSTX|MORGAN STANLEY & CO. LLC|2400
JJSF|J J SNACK FOODS   ##|NFSC|National Financial Services LLC|10624
JJSF|J J SNACK FOODS   ##|NITE|VIRTU Americas LLC|39856
JJSF|J J SNACK FOODS   ##|NQRB|Brut, LLC|750
JJSF|J J SNACK FOODS   ##|NTFN|Network 1 Financial Securities Inc.|454
JJSF|J J SNACK FOODS   ##|OPCO|Oppenheimer & Co. Inc.|147
JJSF|J J SNACK FOODS   ##|PDQM|CODA MARKETS, INC.|17061
JJSF|J J SNACK FOODS   ##|PWJC|UBS Financial Services, Inc.|300
JJSF|J J SNACK FOODS   ##|RBCM|RBC CAPITAL MARKETS, LLC|624
JJSF|J J SNACK FOODS   ##|SAGC|SAGETRADER, LLC|100
JJSF|J J SNACK FOODS   ##|SALI|INTL FCSTONE FINANCIAL INC.|25
JJSF|J J SNACK FOODS   ##|SBSH|Citigroup Global Markets Inc.|35732
JJSF|J J SNACK FOODS   ##|SGMT|GOLDMAN SACHS & CO. LLC|8426
JJSF|J J SNACK FOODS   ##|SPDR|SPEEDROUTE LLC|2526
JJSF|J J SNACK FOODS   ##|SPHN|Stephens Inc.|1070
JJSF|J J SNACK FOODS   ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|12320
JJSF|J J SNACK FOODS   ##|SWIM|TD Ameritrade, Inc.|282
JJSF|J J SNACK FOODS   ##|SWST|Hilltop Securities Inc.|284
JJSF|J J SNACK FOODS   ##|TKNG|ALLY INVEST SECURITIES LLC|20
JJSF|J J SNACK FOODS   ##|TRBT|Tradebot Systems, Inc.|11259
JJSF|J J SNACK FOODS   ##|TRCM|TRC MARKETS LLC|15183
JJSF|J J SNACK FOODS   ##|UBSA|UBS SECURITIES LLC|56075
JJSF|J J SNACK FOODS   ##|UBSS|UBS Securities LLC|111949
JJSF|J J SNACK FOODS   ##|VALX|VIRTU AMERICAS LLC|2347
JJSF|J J SNACK FOODS   ##|VGRD|Vanguard Marketing Corporation|147
JJSF|J J SNACK FOODS   ##|VSIN|Vision Financial Markets Llc|2500
JJSF|J J SNACK FOODS   ##|WBLR|WILLIAM BLAIR|3
JJSF|J J SNACK FOODS   ##|WCHV|WELLS FARGO SECURITIES, LLC|2367
JJSF|J J SNACK FOODS   ##|WEED|Weeden & Co.L.P.|1144
JJSF|J J SNACK FOODS   ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
JJSF|J J SNACK FOODS   ##|XIST|INSTINET, LLC|1342
JJSF|J J SNACK FOODS   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1524
JJSF|J J SNACK FOODS   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|2278
JJSF|J J SNACK FOODS   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25
JJTB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|1400
JJUB|IPATHA SERIES B BLO|MSCO|MORGAN STANLEY & CO. LLC|170
JJUB|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|113
JJUB|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|333
JJUB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|2974
JJUB|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|1566
JJUB|IPATHA SERIES B BLO|WCHV|WELLS FARGO SECURITIES, LLC|150
JKD|ISHARES MRNGST LRG C|APCC|Apex Clearing Corporation|15
JKD|ISHARES MRNGST LRG C|BARD|Robert W. Baird & Co. Incorporated|7
JKD|ISHARES MRNGST LRG C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|324
JKD|ISHARES MRNGST LRG C|CANT|Cantor Fitzgerald & Co.|405
JKD|ISHARES MRNGST LRG C|CHAS|Charles Schwab & Co., Inc.|18
JKD|ISHARES MRNGST LRG C|CIST|Capital Institutional Services, Inc.|2
JKD|ISHARES MRNGST LRG C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8171
JKD|ISHARES MRNGST LRG C|DBAX|Deutsche Bank Securities Inc.|1000
JKD|ISHARES MRNGST LRG C|DEAN|MORGAN STANLEY|877
JKD|ISHARES MRNGST LRG C|EBXL|EBX LLC|3100
JKD|ISHARES MRNGST LRG C|EDJO|Edward D. Jones & Co., L.P.|1405
JKD|ISHARES MRNGST LRG C|ETRS|E*Trade Securities LLC|269
JKD|ISHARES MRNGST LRG C|FBSB|U.S. Bancorp Investments, Inc.|309
JKD|ISHARES MRNGST LRG C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|185
JKD|ISHARES MRNGST LRG C|FTBR|Foliofn Investments, Inc.|7
JKD|ISHARES MRNGST LRG C|GSLT|GOLDMAN SACHS & CO. LLC|290
JKD|ISHARES MRNGST LRG C|HRBF|American Enterprise Investment Services Inc.|38643
JKD|ISHARES MRNGST LRG C|ICBX|INSTINET, LLC|300
JKD|ISHARES MRNGST LRG C|JANY|Janney Montgomery Scott Inc.|125
JKD|ISHARES MRNGST LRG C|JPMX|J.P. Morgan Securities LLC|2880
JKD|ISHARES MRNGST LRG C|JSEB|JANE STREET EXECUTION SERVICES, LLC|7782
JKD|ISHARES MRNGST LRG C|JSJX|JANE STREET CAPITAL LLC|47092
JKD|ISHARES MRNGST LRG C|KCGM|VIRTU Americas LLC|5478
JKD|ISHARES MRNGST LRG C|LEHM|Barclays Capital Inc./Le|3420
JKD|ISHARES MRNGST LRG C|LIME|Lime Brokerage LLC|7453
JKD|ISHARES MRNGST LRG C|MACC|Mid Atlantic Capital Corporation|2968
JKD|ISHARES MRNGST LRG C|MAXM|Maxim Group LLC|220
JKD|ISHARES MRNGST LRG C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
JKD|ISHARES MRNGST LRG C|MSCO|MORGAN STANLEY & CO. LLC|6426
JKD|ISHARES MRNGST LRG C|NFSC|National Financial Services LLC|18096
JKD|ISHARES MRNGST LRG C|NITE|VIRTU Americas LLC|23993
JKD|ISHARES MRNGST LRG C|PWJC|UBS Financial Services, Inc.|62
JKD|ISHARES MRNGST LRG C|RBCM|RBC CAPITAL MARKETS, LLC|1031
JKD|ISHARES MRNGST LRG C|SBSH|Citigroup Global Markets Inc.|1521
JKD|ISHARES MRNGST LRG C|SGMT|GOLDMAN SACHS & CO. LLC|1283
JKD|ISHARES MRNGST LRG C|SWIM|TD Ameritrade, Inc.|1124
JKD|ISHARES MRNGST LRG C|UBSA|UBS SECURITIES LLC|8067
JKD|ISHARES MRNGST LRG C|UBSS|UBS Securities LLC|27675
JKD|ISHARES MRNGST LRG C|VGRD|Vanguard Marketing Corporation|583
JKD|ISHARES MRNGST LRG C|WCHV|WELLS FARGO SECURITIES, LLC|5613
JKD|ISHARES MRNGST LRG C|WSEA|WOLVERINE SECURITIES, LLC|1
JKD|ISHARES MRNGST LRG C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11476
JKE|ISHARES|APCC|Apex Clearing Corporation|57
JKE|ISHARES|BANK|Primevest Financial Services, Inc.|16
JKE|ISHARES|BARD|Robert W. Baird & Co. Incorporated|95
JKE|ISHARES|BBNT|BB&T SECURITIES, LLC|41
JKE|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|425
JKE|ISHARES|CANT|Cantor Fitzgerald & Co.|26
JKE|ISHARES|CHAS|Charles Schwab & Co., Inc.|193
JKE|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2182
JKE|ISHARES|DBAX|Deutsche Bank Securities Inc.|300
JKE|ISHARES|DEAN|MORGAN STANLEY|1890
JKE|ISHARES|EBXL|EBX LLC|400
JKE|ISHARES|EDJO|Edward D. Jones & Co., L.P.|548
JKE|ISHARES|EGXM|CBOE TRADING, INC.|139
JKE|ISHARES|ETCB|ETC BROKERAGE SERVICES, LLC|160
JKE|ISHARES|ETRS|E*Trade Securities LLC|265
JKE|ISHARES|FBSB|U.S. Bancorp Investments, Inc.|170
JKE|ISHARES|FMAF|NBCN Inc./ CDS|50
JKE|ISHARES|FTBR|Foliofn Investments, Inc.|477
JKE|ISHARES|GLPX|ACS EXECUTION SERVICES, LLC|57
JKE|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|1262
JKE|ISHARES|GSLT|GOLDMAN SACHS & CO. LLC|175
JKE|ISHARES|HRBF|American Enterprise Investment Services Inc.|12922
JKE|ISHARES|IBKR|Interactive Brokers Llc|250
JKE|ISHARES|ICBX|INSTINET, LLC|400
JKE|ISHARES|ITGI|ITG Inc.|21
JKE|ISHARES|JPMX|J.P. Morgan Securities LLC|28400
JKE|ISHARES|JSJX|JANE STREET CAPITAL LLC|11330
JKE|ISHARES|KCGM|VIRTU Americas LLC|1579
JKE|ISHARES|LEHM|Barclays Capital Inc./Le|1933
JKE|ISHARES|LIME|Lime Brokerage LLC|5155
JKE|ISHARES|MACC|Mid Atlantic Capital Corporation|813
JKE|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
JKE|ISHARES|MOTF|MOTIF INVESTING, INC.|1
JKE|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|10396
JKE|ISHARES|NFSC|National Financial Services LLC|18114
JKE|ISHARES|NITE|VIRTU Americas LLC|23308
JKE|ISHARES|PWJC|UBS Financial Services, Inc.|50
JKE|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|374
JKE|ISHARES|SGMT|GOLDMAN SACHS & CO. LLC|2701
JKE|ISHARES|SPHN|Stephens Inc.|18
JKE|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|127
JKE|ISHARES|STKP|STOCKPILE INVESTMENTS, INC.|18
JKE|ISHARES|SWIM|TD Ameritrade, Inc.|975
JKE|ISHARES|SWST|Hilltop Securities Inc.|205
JKE|ISHARES|TKNG|ALLY INVEST SECURITIES LLC|5
JKE|ISHARES|UBSA|UBS SECURITIES LLC|2582
JKE|ISHARES|UBSS|UBS Securities LLC|15133
JKE|ISHARES|VGRD|Vanguard Marketing Corporation|809
JKE|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|10962
JKE|ISHARES|WEDB|WEDBUSH SECURITIES INC.|11
JKE|ISHARES|WSEA|WOLVERINE SECURITIES, LLC|15
JKE|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8383
JKF|ISHARES|AGIS|Aegis Capital Corp.|40
JKF|ISHARES|APCC|Apex Clearing Corporation|170
JKF|ISHARES|BARD|Robert W. Baird & Co. Incorporated|275
JKF|ISHARES|BBNT|BB&T SECURITIES, LLC|111
JKF|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|83
JKF|ISHARES|CANT|Cantor Fitzgerald & Co.|58
JKF|ISHARES|CHAS|Charles Schwab & Co., Inc.|1
JKF|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|610
JKF|ISHARES|DEAN|MORGAN STANLEY|4075
JKF|ISHARES|EDJO|Edward D. Jones & Co., L.P.|205
JKF|ISHARES|ETRS|E*Trade Securities LLC|1475
JKF|ISHARES|FTBR|Foliofn Investments, Inc.|11
JKF|ISHARES|HRBF|American Enterprise Investment Services Inc.|4051
JKF|ISHARES|IBKR|Interactive Brokers Llc|180
JKF|ISHARES|INCA|INSTINET, LLC|6
JKF|ISHARES|JANY|Janney Montgomery Scott Inc.|191
JKF|ISHARES|JPMX|J.P. Morgan Securities LLC|6200
JKF|ISHARES|JSJX|JANE STREET CAPITAL LLC|10799
JKF|ISHARES|KCGM|VIRTU Americas LLC|475
JKF|ISHARES|LEHM|Barclays Capital Inc./Le|461
JKF|ISHARES|LIME|Lime Brokerage LLC|4766
JKF|ISHARES|MACC|Mid Atlantic Capital Corporation|1407
JKF|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
JKF|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|4481
JKF|ISHARES|NFSC|National Financial Services LLC|2298
JKF|ISHARES|NITE|VIRTU Americas LLC|9129
JKF|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|1129
JKF|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|343
JKF|ISHARES|UBSA|UBS SECURITIES LLC|560
JKF|ISHARES|UBSS|UBS Securities LLC|7245
JKF|ISHARES|VGRD|Vanguard Marketing Corporation|46
JKF|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|4681
JKF|ISHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
JKF|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2800
JKG|ISHARES MRGST MIDCAP|APCC|Apex Clearing Corporation|9
JKG|ISHARES MRGST MIDCAP|BARD|Robert W. Baird & Co. Incorporated|153
JKG|ISHARES MRGST MIDCAP|BBNT|BB&T SECURITIES, LLC|48
JKG|ISHARES MRGST MIDCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38
JKG|ISHARES MRGST MIDCAP|CANT|Cantor Fitzgerald & Co.|24
JKG|ISHARES MRGST MIDCAP|CHAS|Charles Schwab & Co., Inc.|6
JKG|ISHARES MRGST MIDCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|241
JKG|ISHARES MRGST MIDCAP|DEAN|MORGAN STANLEY|2236
JKG|ISHARES MRGST MIDCAP|EDJO|Edward D. Jones & Co., L.P.|81
JKG|ISHARES MRGST MIDCAP|EGXM|CBOE TRADING, INC.|107
JKG|ISHARES MRGST MIDCAP|ETRS|E*Trade Securities LLC|91
JKG|ISHARES MRGST MIDCAP|FBSB|U.S. Bancorp Investments, Inc.|100
JKG|ISHARES MRGST MIDCAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|257
JKG|ISHARES MRGST MIDCAP|FTBR|Foliofn Investments, Inc.|135
JKG|ISHARES MRGST MIDCAP|GSCO|GOLDMAN SACHS & CO. LLC|105
JKG|ISHARES MRGST MIDCAP|HRBF|American Enterprise Investment Services Inc.|23916
JKG|ISHARES MRGST MIDCAP|IBKR|Interactive Brokers Llc|1
JKG|ISHARES MRGST MIDCAP|JANY|Janney Montgomery Scott Inc.|18
JKG|ISHARES MRGST MIDCAP|JSJX|JANE STREET CAPITAL LLC|7221
JKG|ISHARES MRGST MIDCAP|KCGM|VIRTU Americas LLC|814
JKG|ISHARES MRGST MIDCAP|LEHM|Barclays Capital Inc./Le|113
JKG|ISHARES MRGST MIDCAP|LIME|Lime Brokerage LLC|2033
JKG|ISHARES MRGST MIDCAP|MACC|Mid Atlantic Capital Corporation|266
JKG|ISHARES MRGST MIDCAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
JKG|ISHARES MRGST MIDCAP|MSCO|MORGAN STANLEY & CO. LLC|36506
JKG|ISHARES MRGST MIDCAP|NFSC|National Financial Services LLC|8320
JKG|ISHARES MRGST MIDCAP|NITE|VIRTU Americas LLC|14548
JKG|ISHARES MRGST MIDCAP|PDQM|CODA MARKETS, INC.|2700
JKG|ISHARES MRGST MIDCAP|PWJC|UBS Financial Services, Inc.|100
JKG|ISHARES MRGST MIDCAP|RBCM|RBC CAPITAL MARKETS, LLC|321
JKG|ISHARES MRGST MIDCAP|SBSH|Citigroup Global Markets Inc.|158
JKG|ISHARES MRGST MIDCAP|SGMT|GOLDMAN SACHS & CO. LLC|587
JKG|ISHARES MRGST MIDCAP|SWST|Hilltop Securities Inc.|50
JKG|ISHARES MRGST MIDCAP|UBSA|UBS SECURITIES LLC|600
JKG|ISHARES MRGST MIDCAP|UBSS|UBS Securities LLC|21623
JKG|ISHARES MRGST MIDCAP|VGRD|Vanguard Marketing Corporation|555
JKG|ISHARES MRGST MIDCAP|WCHV|WELLS FARGO SECURITIES, LLC|5121
JKG|ISHARES MRGST MIDCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4235
JKH|ISHARES MRGST MIDCAP|APCC|Apex Clearing Corporation|42
JKH|ISHARES MRGST MIDCAP|BATM|CBOE TRADING, INC.|100
JKH|ISHARES MRGST MIDCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|82
JKH|ISHARES MRGST MIDCAP|CANT|Cantor Fitzgerald & Co.|5
JKH|ISHARES MRGST MIDCAP|CHAS|Charles Schwab & Co., Inc.|1
JKH|ISHARES MRGST MIDCAP|CSIN|Citadel Securities Institutional LLC|1794
JKH|ISHARES MRGST MIDCAP|DEAN|MORGAN STANLEY|1027
JKH|ISHARES MRGST MIDCAP|EDJO|Edward D. Jones & Co., L.P.|22
JKH|ISHARES MRGST MIDCAP|FTBR|Foliofn Investments, Inc.|19
JKH|ISHARES MRGST MIDCAP|HRBF|American Enterprise Investment Services Inc.|2694
JKH|ISHARES MRGST MIDCAP|IATS|INTERACTIVE BROKERS LLC|46
JKH|ISHARES MRGST MIDCAP|JANY|Janney Montgomery Scott Inc.|2
JKH|ISHARES MRGST MIDCAP|JPMX|J.P. Morgan Securities LLC|200
JKH|ISHARES MRGST MIDCAP|JSJX|JANE STREET CAPITAL LLC|1049
JKH|ISHARES MRGST MIDCAP|KCGM|VIRTU Americas LLC|262
JKH|ISHARES MRGST MIDCAP|LEHM|Barclays Capital Inc./Le|200
JKH|ISHARES MRGST MIDCAP|MACC|Mid Atlantic Capital Corporation|226
JKH|ISHARES MRGST MIDCAP|MSCO|MORGAN STANLEY & CO. LLC|2113
JKH|ISHARES MRGST MIDCAP|NATL|National Securities Corporation|18
JKH|ISHARES MRGST MIDCAP|NFSC|National Financial Services LLC|4164
JKH|ISHARES MRGST MIDCAP|NITE|VIRTU Americas LLC|6260
JKH|ISHARES MRGST MIDCAP|NTFN|Network 1 Financial Securities Inc.|40
JKH|ISHARES MRGST MIDCAP|STFL|Stifel, Nicolaus & Company, Incorporated|170
JKH|ISHARES MRGST MIDCAP|UBSA|UBS SECURITIES LLC|828
JKH|ISHARES MRGST MIDCAP|UBSS|UBS Securities LLC|1924
JKH|ISHARES MRGST MIDCAP|VGRD|Vanguard Marketing Corporation|29
JKH|ISHARES MRGST MIDCAP|WCHV|WELLS FARGO SECURITIES, LLC|1441
JKH|ISHARES MRGST MIDCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1672
JKHY|JACK HENRY & ASSOC|ALTX|Alternet Securities Inc.|700
JKHY|JACK HENRY & ASSOC|APCC|Apex Clearing Corporation|649
JKHY|JACK HENRY & ASSOC|BANK|Primevest Financial Services, Inc.|246
JKHY|JACK HENRY & ASSOC|BARD|Robert W. Baird & Co. Incorporated|2005
JKHY|JACK HENRY & ASSOC|BATM|CBOE TRADING, INC.|1906
JKHY|JACK HENRY & ASSOC|BAYC|BAY CREST PARTNERS, LLC|9400
JKHY|JACK HENRY & ASSOC|BBNT|BB&T SECURITIES, LLC|330
JKHY|JACK HENRY & ASSOC|BERN|Sanford C. Bernstein & Co., LLC|62505
JKHY|JACK HENRY & ASSOC|BKCM|BNY Mellon Capital Markets LLC|14954
JKHY|JACK HENRY & ASSOC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4578
JKHY|JACK HENRY & ASSOC|BMOC|BMO Capital Markets Corp.|3778
JKHY|JACK HENRY & ASSOC|BNPX|BNP PARIBAS SECURITIES CORP.|22060
JKHY|JACK HENRY & ASSOC|BRVL|BLAYLOCK VAN, LLC|100
JKHY|JACK HENRY & ASSOC|BTIG|BTIG, LLC|41946
JKHY|JACK HENRY & ASSOC|BYXM|CBOE TRADING, INC.|645
JKHY|JACK HENRY & ASSOC|BZYD|GOLDMAN SACHS & CO. LLC|353
JKHY|JACK HENRY & ASSOC|CANT|Cantor Fitzgerald & Co.|681
JKHY|JACK HENRY & ASSOC|CHAS|Charles Schwab & Co., Inc.|746
JKHY|JACK HENRY & ASSOC|CICF|Canaccord Genuity Corp.|148
JKHY|JACK HENRY & ASSOC|CIST|Capital Institutional Services, Inc.|1961
JKHY|JACK HENRY & ASSOC|CLSA|CLSA AMERICAS, LLC|10700
JKHY|JACK HENRY & ASSOC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26093
JKHY|JACK HENRY & ASSOC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1821
JKHY|JACK HENRY & ASSOC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|262
JKHY|JACK HENRY & ASSOC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129938
JKHY|JACK HENRY & ASSOC|CTDL|Citadel Derivatives Group Llc|1850
JKHY|JACK HENRY & ASSOC|CTLR|CUTLER GROUP, LP|600
JKHY|JACK HENRY & ASSOC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9094
JKHY|JACK HENRY & ASSOC|DADA|D.A. Davidson & Co.|23
JKHY|JACK HENRY & ASSOC|DAVA|Davenport & Company LLC|785
JKHY|JACK HENRY & ASSOC|DBAB|Deutsche Bank Securities Inc.|335506
JKHY|JACK HENRY & ASSOC|DBAX|Deutsche Bank Securities Inc.|46600
JKHY|JACK HENRY & ASSOC|DBUL|Deutsche Bank Securities Inc.|1352
JKHY|JACK HENRY & ASSOC|DEAN|MORGAN STANLEY|6565
JKHY|JACK HENRY & ASSOC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|841
JKHY|JACK HENRY & ASSOC|EBXL|EBX LLC|63500
JKHY|JACK HENRY & ASSOC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3869
JKHY|JACK HENRY & ASSOC|EDJC|Edward Jones / CDS|66
JKHY|JACK HENRY & ASSOC|EDJO|Edward D. Jones & Co., L.P.|6254
JKHY|JACK HENRY & ASSOC|EGAM|CBOE TRADING, INC.|2476
JKHY|JACK HENRY & ASSOC|EGAW|CBOE TRADING, INC.|34
JKHY|JACK HENRY & ASSOC|EGMT|EG MARKET TECHNOLOGIES LLC|1601
JKHY|JACK HENRY & ASSOC|EGXM|CBOE TRADING, INC.|629
JKHY|JACK HENRY & ASSOC|EGXW|CBOE TRADING, INC.|8
JKHY|JACK HENRY & ASSOC|ETBE|Electronic Transaction Clearing, Inc.|635
JKHY|JACK HENRY & ASSOC|ETCC|Electronic Transaction Clearing, Inc.|180
JKHY|JACK HENRY & ASSOC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2154
JKHY|JACK HENRY & ASSOC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19335
JKHY|JACK HENRY & ASSOC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|92763
JKHY|JACK HENRY & ASSOC|ETRS|E*Trade Securities LLC|3934
JKHY|JACK HENRY & ASSOC|FBCO|Credit Suisse Securities (USA) LLC|266749
JKHY|JACK HENRY & ASSOC|FBSB|U.S. Bancorp Investments, Inc.|85
JKHY|JACK HENRY & ASSOC|FILL|Tradestation Securities, Inc.|295
JKHY|JACK HENRY & ASSOC|FINX|FINTECH SECURITIES|73
JKHY|JACK HENRY & ASSOC|FMAF|NBCN Inc./ CDS|1
JKHY|JACK HENRY & ASSOC|FMCO|First Manhattan Co|114
JKHY|JACK HENRY & ASSOC|FOMA|TD AMERITRADE CLEARING, INC.|16297
JKHY|JACK HENRY & ASSOC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6371
JKHY|JACK HENRY & ASSOC|FQLS|Quantlab Securities LP|129802
JKHY|JACK HENRY & ASSOC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75230
JKHY|JACK HENRY & ASSOC|FTBR|Foliofn Investments, Inc.|779
JKHY|JACK HENRY & ASSOC|GEBB|GLOBAL EXECUTION BROKERS, LP|4356
JKHY|JACK HENRY & ASSOC|GLPX|ACS EXECUTION SERVICES, LLC|7692
JKHY|JACK HENRY & ASSOC|GSCO|GOLDMAN SACHS & CO. LLC|778851
JKHY|JACK HENRY & ASSOC|GSCS|GOLDMAN SACHS & CO. LLC|40024
JKHY|JACK HENRY & ASSOC|GSLT|GOLDMAN SACHS & CO. LLC|694
JKHY|JACK HENRY & ASSOC|GTSZ|GTS SECURITIES LLC|70642
JKHY|JACK HENRY & ASSOC|HAPX|HAP Trading, LLC|2056
JKHY|JACK HENRY & ASSOC|HRBF|American Enterprise Investment Services Inc.|9587
JKHY|JACK HENRY & ASSOC|HSBC|HSBC Securities, Inc.|1016
JKHY|JACK HENRY & ASSOC|IATS|INTERACTIVE BROKERS LLC|1041
JKHY|JACK HENRY & ASSOC|IBKR|Interactive Brokers Llc|36573
JKHY|JACK HENRY & ASSOC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|316
JKHY|JACK HENRY & ASSOC|ICBX|INSTINET, LLC|14200
JKHY|JACK HENRY & ASSOC|IEQY|CITADEL SECURITIES LLC|47344
JKHY|JACK HENRY & ASSOC|INCA|INSTINET, LLC|194029
JKHY|JACK HENRY & ASSOC|INJX|INSTINET, LLC|9110
JKHY|JACK HENRY & ASSOC|ITGI|ITG Inc.|21089
JKHY|JACK HENRY & ASSOC|ITGP|ITG INC.|25600
JKHY|JACK HENRY & ASSOC|JANY|Janney Montgomery Scott Inc.|878
JKHY|JACK HENRY & ASSOC|JEFF|JEFFERIES LLC|41300
JKHY|JACK HENRY & ASSOC|JMPT|JUMP TRADING, LLC|28582
JKHY|JACK HENRY & ASSOC|JPBX|J.P. MORGAN SECURITIES LLC|34482
JKHY|JACK HENRY & ASSOC|JPMX|J.P. Morgan Securities LLC|146988
JKHY|JACK HENRY & ASSOC|JSJX|JANE STREET CAPITAL LLC|4683
JKHY|JACK HENRY & ASSOC|KCGM|VIRTU Americas LLC|7988
JKHY|JACK HENRY & ASSOC|LEHM|Barclays Capital Inc./Le|372088
JKHY|JACK HENRY & ASSOC|LIME|Lime Brokerage LLC|86606
JKHY|JACK HENRY & ASSOC|LQNA|LIQUIDNET, INC.|29000
JKHY|JACK HENRY & ASSOC|MACC|Mid Atlantic Capital Corporation|140
JKHY|JACK HENRY & ASSOC|MAXM|Maxim Group LLC|965
JKHY|JACK HENRY & ASSOC|MCMF|Raymond James Ltd. Cds|40
JKHY|JACK HENRY & ASSOC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26720
JKHY|JACK HENRY & ASSOC|MOTF|MOTIF INVESTING, INC.|8
JKHY|JACK HENRY & ASSOC|MSCO|MORGAN STANLEY & CO. LLC|1400595
JKHY|JACK HENRY & ASSOC|MSPL|MORGAN STANLEY & CO. LLC|136500
JKHY|JACK HENRY & ASSOC|MSTX|MORGAN STANLEY & CO. LLC|30900
JKHY|JACK HENRY & ASSOC|NFSC|National Financial Services LLC|56401
JKHY|JACK HENRY & ASSOC|NITE|VIRTU Americas LLC|147673
JKHY|JACK HENRY & ASSOC|NITP|VIRTU Americas LLC|2188
JKHY|JACK HENRY & ASSOC|NQRB|Brut, LLC|2663
JKHY|JACK HENRY & ASSOC|NTRC|Northern Trust Securities, Inc.|169
JKHY|JACK HENRY & ASSOC|OPCO|Oppenheimer & Co. Inc.|1666
JKHY|JACK HENRY & ASSOC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1716
JKHY|JACK HENRY & ASSOC|PDQM|CODA MARKETS, INC.|16255
JKHY|JACK HENRY & ASSOC|PIPR|Piper Jaffray & Co.|1252
JKHY|JACK HENRY & ASSOC|PWJC|UBS Financial Services, Inc.|2573
JKHY|JACK HENRY & ASSOC|RAJA|Raymond James & Associates, Inc.|14577
JKHY|JACK HENRY & ASSOC|RBCM|RBC CAPITAL MARKETS, LLC|5761
JKHY|JACK HENRY & ASSOC|SAGW|SAGETRADER, LLC|150
JKHY|JACK HENRY & ASSOC|SALI|INTL FCSTONE FINANCIAL INC.|1262
JKHY|JACK HENRY & ASSOC|SBSH|Citigroup Global Markets Inc.|347599
JKHY|JACK HENRY & ASSOC|SGMT|GOLDMAN SACHS & CO. LLC|38591
JKHY|JACK HENRY & ASSOC|SJLS|TRADE INFORMATICS LLC|100
JKHY|JACK HENRY & ASSOC|SPDR|SPEEDROUTE LLC|4208
JKHY|JACK HENRY & ASSOC|SPHN|Stephens Inc.|129
JKHY|JACK HENRY & ASSOC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2122
JKHY|JACK HENRY & ASSOC|STFL|Stifel, Nicolaus & Company, Incorporated|7450
JKHY|JACK HENRY & ASSOC|STKP|STOCKPILE INVESTMENTS, INC.|10
JKHY|JACK HENRY & ASSOC|SWIM|TD Ameritrade, Inc.|481
JKHY|JACK HENRY & ASSOC|SWST|Hilltop Securities Inc.|2760
JKHY|JACK HENRY & ASSOC|TAGC|TELSEY ADVISORY GROUP LLC|264
JKHY|JACK HENRY & ASSOC|TONC|CUTTONE & CO., LLC|1179
JKHY|JACK HENRY & ASSOC|TRBT|Tradebot Systems, Inc.|100359
JKHY|JACK HENRY & ASSOC|TRCM|TRC MARKETS LLC|37313
JKHY|JACK HENRY & ASSOC|TWTT|TASTYWORKS, INC.|840
JKHY|JACK HENRY & ASSOC|UBSA|UBS SECURITIES LLC|180873
JKHY|JACK HENRY & ASSOC|UBSS|UBS Securities LLC|737598
JKHY|JACK HENRY & ASSOC|VALX|VIRTU AMERICAS LLC|9062
JKHY|JACK HENRY & ASSOC|VGRD|Vanguard Marketing Corporation|1616
JKHY|JACK HENRY & ASSOC|VNDM|Wall Street Access|10644
JKHY|JACK HENRY & ASSOC|WABR|Wall Street Access|14266
JKHY|JACK HENRY & ASSOC|WBPX|SUMMIT SECURITIES GROUP, LLC|204
JKHY|JACK HENRY & ASSOC|WCHV|WELLS FARGO SECURITIES, LLC|83977
JKHY|JACK HENRY & ASSOC|WDNX|WEEDEN & CO.L.P.|1310
JKHY|JACK HENRY & ASSOC|WEDB|WEDBUSH SECURITIES INC.|53
JKHY|JACK HENRY & ASSOC|WEED|Weeden & Co.L.P.|1110
JKHY|JACK HENRY & ASSOC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2263
JKHY|JACK HENRY & ASSOC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|514
JKHY|JACK HENRY & ASSOC|WGIF|CIBC World Markets Inc.|495
JKHY|JACK HENRY & ASSOC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|29
JKHY|JACK HENRY & ASSOC|WSEA|WOLVERINE SECURITIES, LLC|1730
JKHY|JACK HENRY & ASSOC|XIST|INSTINET, LLC|23650
JKHY|JACK HENRY & ASSOC|XSTM|NATIONAL FINANCIAL SERVICES LLC|14652
JKHY|JACK HENRY & ASSOC|YKNA|COMHAR CAPITAL MARKETS, LLC|1180
JKHY|JACK HENRY & ASSOC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5076
JKI|ISHARES MRGNG MID VA|APCC|Apex Clearing Corporation|18
JKI|ISHARES MRGNG MID VA|BARD|Robert W. Baird & Co. Incorporated|94
JKI|ISHARES MRGNG MID VA|BERN|Sanford C. Bernstein & Co., LLC|1344
JKI|ISHARES MRGNG MID VA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32
JKI|ISHARES MRGNG MID VA|CANT|Cantor Fitzgerald & Co.|242
JKI|ISHARES MRGNG MID VA|CHAS|Charles Schwab & Co., Inc.|1
JKI|ISHARES MRGNG MID VA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5
JKI|ISHARES MRGNG MID VA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9228
JKI|ISHARES MRGNG MID VA|DEAN|MORGAN STANLEY|1707
JKI|ISHARES MRGNG MID VA|EBXL|EBX LLC|500
JKI|ISHARES MRGNG MID VA|EDJO|Edward D. Jones & Co., L.P.|405
JKI|ISHARES MRGNG MID VA|EGXM|CBOE TRADING, INC.|5
JKI|ISHARES MRGNG MID VA|FBCO|Credit Suisse Securities (USA) LLC|3946
JKI|ISHARES MRGNG MID VA|FMAF|NBCN Inc./ CDS|300
JKI|ISHARES MRGNG MID VA|FOMA|TD AMERITRADE CLEARING, INC.|6500
JKI|ISHARES MRGNG MID VA|FTBR|Foliofn Investments, Inc.|880
JKI|ISHARES MRGNG MID VA|HRBF|American Enterprise Investment Services Inc.|10870
JKI|ISHARES MRGNG MID VA|IBKR|Interactive Brokers Llc|1782
JKI|ISHARES MRGNG MID VA|INCA|INSTINET, LLC|190
JKI|ISHARES MRGNG MID VA|ITGI|ITG Inc.|5
JKI|ISHARES MRGNG MID VA|JANY|Janney Montgomery Scott Inc.|34
JKI|ISHARES MRGNG MID VA|JPMX|J.P. Morgan Securities LLC|2400
JKI|ISHARES MRGNG MID VA|JSJX|JANE STREET CAPITAL LLC|6074
JKI|ISHARES MRGNG MID VA|KCGM|VIRTU Americas LLC|2657
JKI|ISHARES MRGNG MID VA|LEHM|Barclays Capital Inc./Le|600
JKI|ISHARES MRGNG MID VA|LIME|Lime Brokerage LLC|2323
JKI|ISHARES MRGNG MID VA|MACC|Mid Atlantic Capital Corporation|1011
JKI|ISHARES MRGNG MID VA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
JKI|ISHARES MRGNG MID VA|MSCO|MORGAN STANLEY & CO. LLC|13753
JKI|ISHARES MRGNG MID VA|NFSC|National Financial Services LLC|5256
JKI|ISHARES MRGNG MID VA|NITE|VIRTU Americas LLC|15006
JKI|ISHARES MRGNG MID VA|OPCO|Oppenheimer & Co. Inc.|15
JKI|ISHARES MRGNG MID VA|PWJC|UBS Financial Services, Inc.|129
JKI|ISHARES MRGNG MID VA|RAJA|Raymond James & Associates, Inc.|3933
JKI|ISHARES MRGNG MID VA|RBCM|RBC CAPITAL MARKETS, LLC|220
JKI|ISHARES MRGNG MID VA|STFL|Stifel, Nicolaus & Company, Incorporated|4
JKI|ISHARES MRGNG MID VA|SWIM|TD Ameritrade, Inc.|101
JKI|ISHARES MRGNG MID VA|SWST|Hilltop Securities Inc.|320
JKI|ISHARES MRGNG MID VA|TRCM|TRC MARKETS LLC|382
JKI|ISHARES MRGNG MID VA|UBSA|UBS SECURITIES LLC|6174
JKI|ISHARES MRGNG MID VA|UBSS|UBS Securities LLC|12196
JKI|ISHARES MRGNG MID VA|VGRD|Vanguard Marketing Corporation|3
JKI|ISHARES MRGNG MID VA|WCHV|WELLS FARGO SECURITIES, LLC|2372
JKI|ISHARES MRGNG MID VA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1205
JKJ|ISHARES MRGN SM|APCC|Apex Clearing Corporation|15
JKJ|ISHARES MRGN SM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
JKJ|ISHARES MRGN SM|BTIG|BTIG, LLC|700
JKJ|ISHARES MRGN SM|CANT|Cantor Fitzgerald & Co.|42
JKJ|ISHARES MRGN SM|CHAS|Charles Schwab & Co., Inc.|124
JKJ|ISHARES MRGN SM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
JKJ|ISHARES MRGN SM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|704
JKJ|ISHARES MRGN SM|DBAX|Deutsche Bank Securities Inc.|200
JKJ|ISHARES MRGN SM|DEAN|MORGAN STANLEY|204
JKJ|ISHARES MRGN SM|EBXL|EBX LLC|100
JKJ|ISHARES MRGN SM|ETRS|E*Trade Securities LLC|542
JKJ|ISHARES MRGN SM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|459
JKJ|ISHARES MRGN SM|FTBR|Foliofn Investments, Inc.|72
JKJ|ISHARES MRGN SM|GSCO|GOLDMAN SACHS & CO. LLC|700
JKJ|ISHARES MRGN SM|HRBF|American Enterprise Investment Services Inc.|3433
JKJ|ISHARES MRGN SM|IBKR|Interactive Brokers Llc|130
JKJ|ISHARES MRGN SM|INJX|INSTINET, LLC|106
JKJ|ISHARES MRGN SM|JANY|Janney Montgomery Scott Inc.|100
JKJ|ISHARES MRGN SM|JPMX|J.P. Morgan Securities LLC|400
JKJ|ISHARES MRGN SM|JSJX|JANE STREET CAPITAL LLC|1151
JKJ|ISHARES MRGN SM|KCGM|VIRTU Americas LLC|690
JKJ|ISHARES MRGN SM|LEHM|Barclays Capital Inc./Le|400
JKJ|ISHARES MRGN SM|LIME|Lime Brokerage LLC|20
JKJ|ISHARES MRGN SM|MACC|Mid Atlantic Capital Corporation|226
JKJ|ISHARES MRGN SM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
JKJ|ISHARES MRGN SM|MSCO|MORGAN STANLEY & CO. LLC|4933
JKJ|ISHARES MRGN SM|NFSC|National Financial Services LLC|1237
JKJ|ISHARES MRGN SM|NITE|VIRTU Americas LLC|5147
JKJ|ISHARES MRGN SM|PWJC|UBS Financial Services, Inc.|100
JKJ|ISHARES MRGN SM|SALI|INTL FCSTONE FINANCIAL INC.|55
JKJ|ISHARES MRGN SM|STFL|Stifel, Nicolaus & Company, Incorporated|495
JKJ|ISHARES MRGN SM|UBSA|UBS SECURITIES LLC|1692
JKJ|ISHARES MRGN SM|UBSS|UBS Securities LLC|2753
JKJ|ISHARES MRGN SM|WCHV|WELLS FARGO SECURITIES, LLC|2386
JKJ|ISHARES MRGN SM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2875
JKK|ISHARES MRNGST SM GR|APCC|Apex Clearing Corporation|18
JKK|ISHARES MRNGST SM GR|BBNT|BB&T SECURITIES, LLC|38
JKK|ISHARES MRNGST SM GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
JKK|ISHARES MRNGST SM GR|BTIG|BTIG, LLC|2000
JKK|ISHARES MRNGST SM GR|CHAS|Charles Schwab & Co., Inc.|1
JKK|ISHARES MRNGST SM GR|CIST|Capital Institutional Services, Inc.|50
JKK|ISHARES MRNGST SM GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4581
JKK|ISHARES MRNGST SM GR|DBAX|Deutsche Bank Securities Inc.|400
JKK|ISHARES MRNGST SM GR|DEAN|MORGAN STANLEY|2777
JKK|ISHARES MRNGST SM GR|EBXL|EBX LLC|300
JKK|ISHARES MRNGST SM GR|EDJO|Edward D. Jones & Co., L.P.|329
JKK|ISHARES MRNGST SM GR|EGXM|CBOE TRADING, INC.|7
JKK|ISHARES MRNGST SM GR|ETRS|E*Trade Securities LLC|260
JKK|ISHARES MRNGST SM GR|FTBR|Foliofn Investments, Inc.|483
JKK|ISHARES MRNGST SM GR|GEBB|GLOBAL EXECUTION BROKERS, LP|100
JKK|ISHARES MRNGST SM GR|GSCO|GOLDMAN SACHS & CO. LLC|2000
JKK|ISHARES MRNGST SM GR|GSLT|GOLDMAN SACHS & CO. LLC|100
JKK|ISHARES MRNGST SM GR|HRBF|American Enterprise Investment Services Inc.|3098
JKK|ISHARES MRNGST SM GR|IBKR|Interactive Brokers Llc|602
JKK|ISHARES MRNGST SM GR|JANY|Janney Montgomery Scott Inc.|40
JKK|ISHARES MRNGST SM GR|JPMX|J.P. Morgan Securities LLC|2200
JKK|ISHARES MRNGST SM GR|JSJX|JANE STREET CAPITAL LLC|5577
JKK|ISHARES MRNGST SM GR|KCGM|VIRTU Americas LLC|2657
JKK|ISHARES MRNGST SM GR|LEHM|Barclays Capital Inc./Le|800
JKK|ISHARES MRNGST SM GR|LIME|Lime Brokerage LLC|156
JKK|ISHARES MRNGST SM GR|MACC|Mid Atlantic Capital Corporation|209
JKK|ISHARES MRNGST SM GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
JKK|ISHARES MRNGST SM GR|MSCO|MORGAN STANLEY & CO. LLC|2070
JKK|ISHARES MRNGST SM GR|NFSC|National Financial Services LLC|5811
JKK|ISHARES MRNGST SM GR|NITE|VIRTU Americas LLC|8982
JKK|ISHARES MRNGST SM GR|NITP|VIRTU Americas LLC|300
JKK|ISHARES MRNGST SM GR|PDQM|CODA MARKETS, INC.|400
JKK|ISHARES MRNGST SM GR|RBCM|RBC CAPITAL MARKETS, LLC|2196
JKK|ISHARES MRNGST SM GR|SHMR|ABN Amro Clearing LLC|100
JKK|ISHARES MRNGST SM GR|STFL|Stifel, Nicolaus & Company, Incorporated|17
JKK|ISHARES MRNGST SM GR|SWIM|TD Ameritrade, Inc.|50
JKK|ISHARES MRNGST SM GR|SWST|Hilltop Securities Inc.|25
JKK|ISHARES MRNGST SM GR|UBSA|UBS SECURITIES LLC|3728
JKK|ISHARES MRNGST SM GR|UBSS|UBS Securities LLC|5777
JKK|ISHARES MRNGST SM GR|VGRD|Vanguard Marketing Corporation|143
JKK|ISHARES MRNGST SM GR|WCHV|WELLS FARGO SECURITIES, LLC|1971
JKK|ISHARES MRNGST SM GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7116
JKL|ISHARES MRNGST SM VL|APCC|Apex Clearing Corporation|14
JKL|ISHARES MRNGST SM VL|BBNT|BB&T SECURITIES, LLC|50
JKL|ISHARES MRNGST SM VL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|270
JKL|ISHARES MRNGST SM VL|CANT|Cantor Fitzgerald & Co.|1813
JKL|ISHARES MRNGST SM VL|CHAS|Charles Schwab & Co., Inc.|12234
JKL|ISHARES MRNGST SM VL|CIST|Capital Institutional Services, Inc.|107
JKL|ISHARES MRNGST SM VL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
JKL|ISHARES MRNGST SM VL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2113
JKL|ISHARES MRNGST SM VL|CSIN|Citadel Securities Institutional LLC|49955
JKL|ISHARES MRNGST SM VL|CTDL|Citadel Derivatives Group Llc|50155
JKL|ISHARES MRNGST SM VL|DEAN|MORGAN STANLEY|1176
JKL|ISHARES MRNGST SM VL|EDJO|Edward D. Jones & Co., L.P.|148
JKL|ISHARES MRNGST SM VL|ETRS|E*Trade Securities LLC|104
JKL|ISHARES MRNGST SM VL|FBSB|U.S. Bancorp Investments, Inc.|275
JKL|ISHARES MRNGST SM VL|FINX|FINTECH SECURITIES|3871
JKL|ISHARES MRNGST SM VL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|212
JKL|ISHARES MRNGST SM VL|FTBR|Foliofn Investments, Inc.|5
JKL|ISHARES MRNGST SM VL|GSLT|GOLDMAN SACHS & CO. LLC|249
JKL|ISHARES MRNGST SM VL|HRBF|American Enterprise Investment Services Inc.|3613
JKL|ISHARES MRNGST SM VL|IATS|INTERACTIVE BROKERS LLC|100
JKL|ISHARES MRNGST SM VL|IBKR|Interactive Brokers Llc|379
JKL|ISHARES MRNGST SM VL|INCA|INSTINET, LLC|100
JKL|ISHARES MRNGST SM VL|ITGI|ITG Inc.|1
JKL|ISHARES MRNGST SM VL|JANY|Janney Montgomery Scott Inc.|65
JKL|ISHARES MRNGST SM VL|JPMX|J.P. Morgan Securities LLC|2600
JKL|ISHARES MRNGST SM VL|JSJX|JANE STREET CAPITAL LLC|16901
JKL|ISHARES MRNGST SM VL|KCGM|VIRTU Americas LLC|1525
JKL|ISHARES MRNGST SM VL|LEHM|Barclays Capital Inc./Le|1520
JKL|ISHARES MRNGST SM VL|LIME|Lime Brokerage LLC|1478
JKL|ISHARES MRNGST SM VL|MACC|Mid Atlantic Capital Corporation|347
JKL|ISHARES MRNGST SM VL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
JKL|ISHARES MRNGST SM VL|MSCO|MORGAN STANLEY & CO. LLC|4433
JKL|ISHARES MRNGST SM VL|NFSC|National Financial Services LLC|6578
JKL|ISHARES MRNGST SM VL|NITE|VIRTU Americas LLC|12164
JKL|ISHARES MRNGST SM VL|OPCO|Oppenheimer & Co. Inc.|3
JKL|ISHARES MRNGST SM VL|PWJC|UBS Financial Services, Inc.|4530
JKL|ISHARES MRNGST SM VL|RBCM|RBC CAPITAL MARKETS, LLC|217
JKL|ISHARES MRNGST SM VL|SBSH|Citigroup Global Markets Inc.|200
JKL|ISHARES MRNGST SM VL|STFL|Stifel, Nicolaus & Company, Incorporated|17
JKL|ISHARES MRNGST SM VL|SWST|Hilltop Securities Inc.|356
JKL|ISHARES MRNGST SM VL|TKNG|ALLY INVEST SECURITIES LLC|10
JKL|ISHARES MRNGST SM VL|UBSA|UBS SECURITIES LLC|1437
JKL|ISHARES MRNGST SM VL|UBSS|UBS Securities LLC|8066
JKL|ISHARES MRNGST SM VL|VGRD|Vanguard Marketing Corporation|34
JKL|ISHARES MRNGST SM VL|WBET|Wallachbeth Capital LLC|100110
JKL|ISHARES MRNGST SM VL|WCHV|WELLS FARGO SECURITIES, LLC|3145
JKL|ISHARES MRNGST SM VL|WGIF|CIBC World Markets Inc.|50
JKL|ISHARES MRNGST SM VL|WSEA|WOLVERINE SECURITIES, LLC|21
JKL|ISHARES MRNGST SM VL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|809
JKS|JINKOSOLAR HOLDING C|ALTX|Alternet Securities Inc.|27516
JKS|JINKOSOLAR HOLDING C|APCC|Apex Clearing Corporation|48801
JKS|JINKOSOLAR HOLDING C|AVON|Avondale Partners, LLC|200
JKS|JINKOSOLAR HOLDING C|BARD|Robert W. Baird & Co. Incorporated|2098
JKS|JINKOSOLAR HOLDING C|BATM|CBOE TRADING, INC.|21293
JKS|JINKOSOLAR HOLDING C|BAYT|BTIG, LLC|1100
JKS|JINKOSOLAR HOLDING C|BBNT|BB&T SECURITIES, LLC|40
JKS|JINKOSOLAR HOLDING C|BERN|Sanford C. Bernstein & Co., LLC|85110
JKS|JINKOSOLAR HOLDING C|BIDS|BIDS TRADING L.P.|100
JKS|JINKOSOLAR HOLDING C|BIMI|Banca IMI Securities Corp.|5096
JKS|JINKOSOLAR HOLDING C|BKCM|BNY Mellon Capital Markets LLC|388
JKS|JINKOSOLAR HOLDING C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|137854
JKS|JINKOSOLAR HOLDING C|BLKX|INSTINET, LLC|15000
JKS|JINKOSOLAR HOLDING C|BTIG|BTIG, LLC|1827
JKS|JINKOSOLAR HOLDING C|BYXM|CBOE TRADING, INC.|511
JKS|JINKOSOLAR HOLDING C|CANT|Cantor Fitzgerald & Co.|743
JKS|JINKOSOLAR HOLDING C|CBRA|Cobra Trading, Inc.|3000
JKS|JINKOSOLAR HOLDING C|CHAS|Charles Schwab & Co., Inc.|15581
JKS|JINKOSOLAR HOLDING C|CICF|Canaccord Genuity Corp.|400
JKS|JINKOSOLAR HOLDING C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|147209
JKS|JINKOSOLAR HOLDING C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14664
JKS|JINKOSOLAR HOLDING C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13169
JKS|JINKOSOLAR HOLDING C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|383483
JKS|JINKOSOLAR HOLDING C|CTDE|CHOICETRADE|50
JKS|JINKOSOLAR HOLDING C|CTDL|Citadel Derivatives Group Llc|3372
JKS|JINKOSOLAR HOLDING C|CTLR|CUTLER GROUP, LP|11435
JKS|JINKOSOLAR HOLDING C|CXCX|CITIGROUP GLOBAL MARKETS INC.|52476
JKS|JINKOSOLAR HOLDING C|DBAB|Deutsche Bank Securities Inc.|97216
JKS|JINKOSOLAR HOLDING C|DBAX|Deutsche Bank Securities Inc.|344000
JKS|JINKOSOLAR HOLDING C|DCHF|Dart Executions, LLC|500
JKS|JINKOSOLAR HOLDING C|DEAN|MORGAN STANLEY|792
JKS|JINKOSOLAR HOLDING C|DEGS|RONIN PROFESSIONAL LLC|4400
JKS|JINKOSOLAR HOLDING C|EBXL|EBX LLC|181500
JKS|JINKOSOLAR HOLDING C|ECUT|CONVERGEX EXECUTION SOLUTIONS|69273
JKS|JINKOSOLAR HOLDING C|EDJC|Edward Jones / CDS|550
JKS|JINKOSOLAR HOLDING C|EDJO|Edward D. Jones & Co., L.P.|1876
JKS|JINKOSOLAR HOLDING C|EGAM|CBOE TRADING, INC.|33513
JKS|JINKOSOLAR HOLDING C|EGAW|CBOE TRADING, INC.|430
JKS|JINKOSOLAR HOLDING C|EGMT|EG MARKET TECHNOLOGIES LLC|300
JKS|JINKOSOLAR HOLDING C|EGXM|CBOE TRADING, INC.|26239
JKS|JINKOSOLAR HOLDING C|EGXW|CBOE TRADING, INC.|100
JKS|JINKOSOLAR HOLDING C|ETBE|Electronic Transaction Clearing, Inc.|15245
JKS|JINKOSOLAR HOLDING C|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|27994
JKS|JINKOSOLAR HOLDING C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8210
JKS|JINKOSOLAR HOLDING C|ETRS|E*Trade Securities LLC|993833
JKS|JINKOSOLAR HOLDING C|FILL|Tradestation Securities, Inc.|57094
JKS|JINKOSOLAR HOLDING C|FMAF|NBCN Inc./ CDS|25125
JKS|JINKOSOLAR HOLDING C|FQLS|Quantlab Securities LP|176696
JKS|JINKOSOLAR HOLDING C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|252383
JKS|JINKOSOLAR HOLDING C|FTBR|Foliofn Investments, Inc.|1559
JKS|JINKOSOLAR HOLDING C|GEBB|GLOBAL EXECUTION BROKERS, LP|8578
JKS|JINKOSOLAR HOLDING C|GLIS|TD Securities Inc|17356
JKS|JINKOSOLAR HOLDING C|GLPX|ACS EXECUTION SERVICES, LLC|124265
JKS|JINKOSOLAR HOLDING C|GSCO|GOLDMAN SACHS & CO. LLC|430437
JKS|JINKOSOLAR HOLDING C|GSCS|GOLDMAN SACHS & CO. LLC|14395
JKS|JINKOSOLAR HOLDING C|GSLT|GOLDMAN SACHS & CO. LLC|13578
JKS|JINKOSOLAR HOLDING C|GTSZ|GTS SECURITIES LLC|24775
JKS|JINKOSOLAR HOLDING C|HAPX|HAP Trading, LLC|200
JKS|JINKOSOLAR HOLDING C|HRBF|American Enterprise Investment Services Inc.|30749
JKS|JINKOSOLAR HOLDING C|HSBC|HSBC Securities, Inc.|10845
JKS|JINKOSOLAR HOLDING C|IATS|INTERACTIVE BROKERS LLC|472124
JKS|JINKOSOLAR HOLDING C|IBKR|Interactive Brokers Llc|408774
JKS|JINKOSOLAR HOLDING C|ICBX|INSTINET, LLC|90437
JKS|JINKOSOLAR HOLDING C|INCA|INSTINET, LLC|372960
JKS|JINKOSOLAR HOLDING C|INJX|INSTINET, LLC|300
JKS|JINKOSOLAR HOLDING C|INTL|INTL FCSTONE FINANCIAL INC.|522
JKS|JINKOSOLAR HOLDING C|ITGI|ITG Inc.|67102
JKS|JINKOSOLAR HOLDING C|ITGP|ITG INC.|86000
JKS|JINKOSOLAR HOLDING C|JANY|Janney Montgomery Scott Inc.|2300
JKS|JINKOSOLAR HOLDING C|JEFF|JEFFERIES LLC|60360
JKS|JINKOSOLAR HOLDING C|JHDR|J.H. Darbie & Co., Inc.|2000
JKS|JINKOSOLAR HOLDING C|JMPT|JUMP TRADING, LLC|26851
JKS|JINKOSOLAR HOLDING C|JPMX|J.P. Morgan Securities LLC|421959
JKS|JINKOSOLAR HOLDING C|JSJX|JANE STREET CAPITAL LLC|3291
JKS|JINKOSOLAR HOLDING C|KCGM|VIRTU Americas LLC|148619
JKS|JINKOSOLAR HOLDING C|KRSH|Kershner Securities, LLC|4267
JKS|JINKOSOLAR HOLDING C|LEHM|Barclays Capital Inc./Le|493102
JKS|JINKOSOLAR HOLDING C|LIME|Lime Brokerage LLC|16417
JKS|JINKOSOLAR HOLDING C|LSCI|Lek Securities Corporation|289644
JKS|JINKOSOLAR HOLDING C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
JKS|JINKOSOLAR HOLDING C|MACC|Mid Atlantic Capital Corporation|1050
JKS|JINKOSOLAR HOLDING C|MAXM|Maxim Group LLC|500
JKS|JINKOSOLAR HOLDING C|MBTS|ALLY INVEST SECURITIES LLC|4097
JKS|JINKOSOLAR HOLDING C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|127522
JKS|JINKOSOLAR HOLDING C|MOTF|MOTIF INVESTING, INC.|48
JKS|JINKOSOLAR HOLDING C|MSCO|MORGAN STANLEY & CO. LLC|1365071
JKS|JINKOSOLAR HOLDING C|MSPL|MORGAN STANLEY & CO. LLC|363400
JKS|JINKOSOLAR HOLDING C|MSTX|MORGAN STANLEY & CO. LLC|13500
JKS|JINKOSOLAR HOLDING C|NATL|National Securities Corporation|100
JKS|JINKOSOLAR HOLDING C|NBCS|NBC Securities, INC.|60
JKS|JINKOSOLAR HOLDING C|NFSC|National Financial Services LLC|972113
JKS|JINKOSOLAR HOLDING C|NITE|VIRTU Americas LLC|2619692
JKS|JINKOSOLAR HOLDING C|NITP|VIRTU Americas LLC|82
JKS|JINKOSOLAR HOLDING C|NQRB|Brut, LLC|37210
JKS|JINKOSOLAR HOLDING C|NTBF|BMO Nesbitt Burns Inc./CDS|6968
JKS|JINKOSOLAR HOLDING C|OPCO|Oppenheimer & Co. Inc.|1317
JKS|JINKOSOLAR HOLDING C|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
JKS|JINKOSOLAR HOLDING C|PCPT|PHILLIP CAPITAL INC.|9211
JKS|JINKOSOLAR HOLDING C|PDQM|CODA MARKETS, INC.|275757
JKS|JINKOSOLAR HOLDING C|PHLY|NASDAQ Execution Services, LLC|31600
JKS|JINKOSOLAR HOLDING C|POIN|PRECISION SECURITIES, LLC (POIN)|500
JKS|JINKOSOLAR HOLDING C|PWJC|UBS Financial Services, Inc.|1300
JKS|JINKOSOLAR HOLDING C|RBCM|RBC CAPITAL MARKETS, LLC|2295
JKS|JINKOSOLAR HOLDING C|RGLD|Regal Securities, Inc|100
JKS|JINKOSOLAR HOLDING C|ROTH|Roth Capital Partners, LLC|800
JKS|JINKOSOLAR HOLDING C|SAGL|SAGETRADER, LLC|12630
JKS|JINKOSOLAR HOLDING C|SALI|INTL FCSTONE FINANCIAL INC.|200
JKS|JINKOSOLAR HOLDING C|SBSH|Citigroup Global Markets Inc.|70863
JKS|JINKOSOLAR HOLDING C|SGMT|GOLDMAN SACHS & CO. LLC|296527
JKS|JINKOSOLAR HOLDING C|SPDR|SPEEDROUTE LLC|51052
JKS|JINKOSOLAR HOLDING C|STFL|Stifel, Nicolaus & Company, Incorporated|900
JKS|JINKOSOLAR HOLDING C|SWIM|TD Ameritrade, Inc.|485787
JKS|JINKOSOLAR HOLDING C|SWST|Hilltop Securities Inc.|1700
JKS|JINKOSOLAR HOLDING C|TKNG|ALLY INVEST SECURITIES LLC|30051
JKS|JINKOSOLAR HOLDING C|TRBT|Tradebot Systems, Inc.|109883
JKS|JINKOSOLAR HOLDING C|TRCM|TRC MARKETS LLC|31968
JKS|JINKOSOLAR HOLDING C|TWTT|TASTYWORKS, INC.|275
JKS|JINKOSOLAR HOLDING C|UBSA|UBS SECURITIES LLC|551632
JKS|JINKOSOLAR HOLDING C|UBSS|UBS Securities LLC|476233
JKS|JINKOSOLAR HOLDING C|VALX|VIRTU AMERICAS LLC|23818
JKS|JINKOSOLAR HOLDING C|VGRD|Vanguard Marketing Corporation|46775
JKS|JINKOSOLAR HOLDING C|VSIN|Vision Financial Markets Llc|599
JKS|JINKOSOLAR HOLDING C|WBLR|WILLIAM BLAIR|2261
JKS|JINKOSOLAR HOLDING C|WBPX|SUMMIT SECURITIES GROUP, LLC|100
JKS|JINKOSOLAR HOLDING C|WCHV|WELLS FARGO SECURITIES, LLC|77032
JKS|JINKOSOLAR HOLDING C|WEDB|WEDBUSH SECURITIES INC.|34018
JKS|JINKOSOLAR HOLDING C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24934
JKS|JINKOSOLAR HOLDING C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28785
JKS|JINKOSOLAR HOLDING C|WFPB|Wells Fargo Securities, LLC.|367
JKS|JINKOSOLAR HOLDING C|WGIF|CIBC World Markets Inc.|6006
JKS|JINKOSOLAR HOLDING C|WSEA|WOLVERINE SECURITIES, LLC|25962
JKS|JINKOSOLAR HOLDING C|XIST|INSTINET, LLC|8758
JKS|JINKOSOLAR HOLDING C|XPUS|XP SECURITIES, LLC|294
JKS|JINKOSOLAR HOLDING C|XSTM|NATIONAL FINANCIAL SERVICES LLC|84518
JKS|JINKOSOLAR HOLDING C|YKNA|COMHAR CAPITAL MARKETS, LLC|7630
JKS|JINKOSOLAR HOLDING C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3352
JLL|JONES LANG LASALLE|ALTX|Alternet Securities Inc.|4049
JLL|JONES LANG LASALLE|ANOS|ABEL/NOSER, L.L.C.|101
JLL|JONES LANG LASALLE|APCC|Apex Clearing Corporation|40
JLL|JONES LANG LASALLE|BARD|Robert W. Baird & Co. Incorporated|152
JLL|JONES LANG LASALLE|BATM|CBOE TRADING, INC.|1596
JLL|JONES LANG LASALLE|BAYC|BAY CREST PARTNERS, LLC|436
JLL|JONES LANG LASALLE|BAYT|BTIG, LLC|19335
JLL|JONES LANG LASALLE|BERN|Sanford C. Bernstein & Co., LLC|29837
JLL|JONES LANG LASALLE|BIDS|BIDS TRADING L.P.|100
JLL|JONES LANG LASALLE|BIMI|Banca IMI Securities Corp.|35
JLL|JONES LANG LASALLE|BKCM|BNY Mellon Capital Markets LLC|9522
JLL|JONES LANG LASALLE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2085
JLL|JONES LANG LASALLE|BNPX|BNP PARIBAS SECURITIES CORP.|1700
JLL|JONES LANG LASALLE|BRVL|BLAYLOCK VAN, LLC|100
JLL|JONES LANG LASALLE|BTIG|BTIG, LLC|7509
JLL|JONES LANG LASALLE|BYXM|CBOE TRADING, INC.|200
JLL|JONES LANG LASALLE|BZYD|GOLDMAN SACHS & CO. LLC|14
JLL|JONES LANG LASALLE|CANT|Cantor Fitzgerald & Co.|22
JLL|JONES LANG LASALLE|CHAS|Charles Schwab & Co., Inc.|100
JLL|JONES LANG LASALLE|CNFR|Cowen Prime Services LLC|100
JLL|JONES LANG LASALLE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18661
JLL|JONES LANG LASALLE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9
JLL|JONES LANG LASALLE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116402
JLL|JONES LANG LASALLE|CTDL|Citadel Derivatives Group Llc|15425
JLL|JONES LANG LASALLE|CTLR|CUTLER GROUP, LP|5522
JLL|JONES LANG LASALLE|CXCX|CITIGROUP GLOBAL MARKETS INC.|6674
JLL|JONES LANG LASALLE|DADA|D.A. Davidson & Co.|100
JLL|JONES LANG LASALLE|DBAB|Deutsche Bank Securities Inc.|100124
JLL|JONES LANG LASALLE|DBAX|Deutsche Bank Securities Inc.|114100
JLL|JONES LANG LASALLE|DBUL|Deutsche Bank Securities Inc.|1500
JLL|JONES LANG LASALLE|DCHF|Dart Executions, LLC|3534
JLL|JONES LANG LASALLE|DEAN|MORGAN STANLEY|2886
JLL|JONES LANG LASALLE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|118
JLL|JONES LANG LASALLE|DRWK|DRW SECURITIES, L.L.C.|399
JLL|JONES LANG LASALLE|EBXL|EBX LLC|93100
JLL|JONES LANG LASALLE|ECUT|CONVERGEX EXECUTION SOLUTIONS|5861
JLL|JONES LANG LASALLE|EDJO|Edward D. Jones & Co., L.P.|209
JLL|JONES LANG LASALLE|EGAM|CBOE TRADING, INC.|4792
JLL|JONES LANG LASALLE|EGAW|CBOE TRADING, INC.|28
JLL|JONES LANG LASALLE|EGMT|EG MARKET TECHNOLOGIES LLC|357
JLL|JONES LANG LASALLE|EGXM|CBOE TRADING, INC.|342
JLL|JONES LANG LASALLE|EGXW|CBOE TRADING, INC.|100
JLL|JONES LANG LASALLE|ETBE|Electronic Transaction Clearing, Inc.|6000
JLL|JONES LANG LASALLE|ETCC|Electronic Transaction Clearing, Inc.|440
JLL|JONES LANG LASALLE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12483
JLL|JONES LANG LASALLE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|134
JLL|JONES LANG LASALLE|ETRS|E*Trade Securities LLC|15594
JLL|JONES LANG LASALLE|FBSB|U.S. Bancorp Investments, Inc.|5
JLL|JONES LANG LASALLE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6065
JLL|JONES LANG LASALLE|FQLS|Quantlab Securities LP|80327
JLL|JONES LANG LASALLE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69748
JLL|JONES LANG LASALLE|FTBR|Foliofn Investments, Inc.|1785
JLL|JONES LANG LASALLE|GLPX|ACS EXECUTION SERVICES, LLC|23386
JLL|JONES LANG LASALLE|GSCO|GOLDMAN SACHS & CO. LLC|345320
JLL|JONES LANG LASALLE|GSCS|GOLDMAN SACHS & CO. LLC|7543
JLL|JONES LANG LASALLE|GSLT|GOLDMAN SACHS & CO. LLC|2990
JLL|JONES LANG LASALLE|GTSZ|GTS SECURITIES LLC|29168
JLL|JONES LANG LASALLE|HRBF|American Enterprise Investment Services Inc.|815
JLL|JONES LANG LASALLE|HSBC|HSBC Securities, Inc.|23
JLL|JONES LANG LASALLE|IATS|INTERACTIVE BROKERS LLC|2256
JLL|JONES LANG LASALLE|IBKR|Interactive Brokers Llc|1482
JLL|JONES LANG LASALLE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1001
JLL|JONES LANG LASALLE|ICBX|INSTINET, LLC|18100
JLL|JONES LANG LASALLE|IEQY|CITADEL SECURITIES LLC|52218
JLL|JONES LANG LASALLE|INCA|INSTINET, LLC|92487
JLL|JONES LANG LASALLE|INJX|INSTINET, LLC|3508
JLL|JONES LANG LASALLE|ITGI|ITG Inc.|13022
JLL|JONES LANG LASALLE|ITGP|ITG INC.|44800
JLL|JONES LANG LASALLE|JEFF|JEFFERIES LLC|23983
JLL|JONES LANG LASALLE|JMPT|JUMP TRADING, LLC|22638
JLL|JONES LANG LASALLE|JONE|JonesTrading|1400
JLL|JONES LANG LASALLE|JPBX|J.P. MORGAN SECURITIES LLC|20207
JLL|JONES LANG LASALLE|JPMX|J.P. Morgan Securities LLC|152694
JLL|JONES LANG LASALLE|JSJX|JANE STREET CAPITAL LLC|2217
JLL|JONES LANG LASALLE|KCGM|VIRTU Americas LLC|15694
JLL|JONES LANG LASALLE|LEHM|Barclays Capital Inc./Le|291799
JLL|JONES LANG LASALLE|LIME|Lime Brokerage LLC|7821
JLL|JONES LANG LASALLE|LOOP|Loop Capital Markets LLC|157
JLL|JONES LANG LASALLE|LQNA|LIQUIDNET, INC.|8800
JLL|JONES LANG LASALLE|LQNB|LIQUIDNET, INC.|232
JLL|JONES LANG LASALLE|LSCI|Lek Securities Corporation|6
JLL|JONES LANG LASALLE|MACQ|Macquarie Capital (USA) Inc.|400
JLL|JONES LANG LASALLE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46309
JLL|JONES LANG LASALLE|MOTF|MOTIF INVESTING, INC.|2
JLL|JONES LANG LASALLE|MSCO|MORGAN STANLEY & CO. LLC|368036
JLL|JONES LANG LASALLE|MSPL|MORGAN STANLEY & CO. LLC|102700
JLL|JONES LANG LASALLE|MSTX|MORGAN STANLEY & CO. LLC|11100
JLL|JONES LANG LASALLE|MULL|MARK J. MULLER EQUITIES, INC.|3350
JLL|JONES LANG LASALLE|NFSC|National Financial Services LLC|27189
JLL|JONES LANG LASALLE|NITE|VIRTU Americas LLC|70125
JLL|JONES LANG LASALLE|NQRB|Brut, LLC|471
JLL|JONES LANG LASALLE|NTBF|BMO Nesbitt Burns Inc./CDS|19
JLL|JONES LANG LASALLE|NTRC|Northern Trust Securities, Inc.|1950
JLL|JONES LANG LASALLE|OPCO|Oppenheimer & Co. Inc.|1
JLL|JONES LANG LASALLE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|450
JLL|JONES LANG LASALLE|PDQM|CODA MARKETS, INC.|91182
JLL|JONES LANG LASALLE|PIPR|Piper Jaffray & Co.|17
JLL|JONES LANG LASALLE|PWJC|UBS Financial Services, Inc.|1000
JLL|JONES LANG LASALLE|RBCM|RBC CAPITAL MARKETS, LLC|303
JLL|JONES LANG LASALLE|ROTH|Roth Capital Partners, LLC|1400
JLL|JONES LANG LASALLE|SAGL|SAGETRADER, LLC|7424
JLL|JONES LANG LASALLE|SALI|INTL FCSTONE FINANCIAL INC.|18
JLL|JONES LANG LASALLE|SBSH|Citigroup Global Markets Inc.|26800
JLL|JONES LANG LASALLE|SEIC|SEI Investments Distribution Co.|300
JLL|JONES LANG LASALLE|SGMT|GOLDMAN SACHS & CO. LLC|38633
JLL|JONES LANG LASALLE|SPDR|SPEEDROUTE LLC|2129
JLL|JONES LANG LASALLE|SPTD|MINT GLOBAL MARKETS, INC.|1011
JLL|JONES LANG LASALLE|STFL|Stifel, Nicolaus & Company, Incorporated|1948
JLL|JONES LANG LASALLE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4794
JLL|JONES LANG LASALLE|SWIM|TD Ameritrade, Inc.|12593
JLL|JONES LANG LASALLE|TAGC|TELSEY ADVISORY GROUP LLC|200
JLL|JONES LANG LASALLE|TKNG|ALLY INVEST SECURITIES LLC|32
JLL|JONES LANG LASALLE|TRBT|Tradebot Systems, Inc.|73462
JLL|JONES LANG LASALLE|TRCM|TRC MARKETS LLC|23618
JLL|JONES LANG LASALLE|UBSA|UBS SECURITIES LLC|185344
JLL|JONES LANG LASALLE|UBSS|UBS Securities LLC|393392
JLL|JONES LANG LASALLE|VALX|VIRTU AMERICAS LLC|13178
JLL|JONES LANG LASALLE|VGRD|Vanguard Marketing Corporation|4574
JLL|JONES LANG LASALLE|VNDM|Wall Street Access|1300
JLL|JONES LANG LASALLE|VSIN|Vision Financial Markets Llc|4
JLL|JONES LANG LASALLE|WBLR|WILLIAM BLAIR|5288
JLL|JONES LANG LASALLE|WBPX|SUMMIT SECURITIES GROUP, LLC|218
JLL|JONES LANG LASALLE|WCHV|WELLS FARGO SECURITIES, LLC|12683
JLL|JONES LANG LASALLE|WDNX|WEEDEN & CO.L.P.|1670
JLL|JONES LANG LASALLE|WEED|Weeden & Co.L.P.|2873
JLL|JONES LANG LASALLE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
JLL|JONES LANG LASALLE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2505
JLL|JONES LANG LASALLE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|129
JLL|JONES LANG LASALLE|WSEA|WOLVERINE SECURITIES, LLC|61
JLL|JONES LANG LASALLE|XIST|INSTINET, LLC|23756
JLL|JONES LANG LASALLE|XPQR|Jump Trading|658
JLL|JONES LANG LASALLE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2994
JLL|JONES LANG LASALLE|YKNA|COMHAR CAPITAL MARKETS, LLC|10506
JLL|JONES LANG LASALLE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1240
JLS|NUVEEN MORTGAGE OPPO|ALTX|Alternet Securities Inc.|1795
JLS|NUVEEN MORTGAGE OPPO|APCC|Apex Clearing Corporation|3915
JLS|NUVEEN MORTGAGE OPPO|BANK|Primevest Financial Services, Inc.|22
JLS|NUVEEN MORTGAGE OPPO|BARD|Robert W. Baird & Co. Incorporated|1368
JLS|NUVEEN MORTGAGE OPPO|BAYC|BAY CREST PARTNERS, LLC|75
JLS|NUVEEN MORTGAGE OPPO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|976
JLS|NUVEEN MORTGAGE OPPO|BNCH|The Benchmark Company, LLC|34412
JLS|NUVEEN MORTGAGE OPPO|BYXM|CBOE TRADING, INC.|300
JLS|NUVEEN MORTGAGE OPPO|CANT|Cantor Fitzgerald & Co.|11179
JLS|NUVEEN MORTGAGE OPPO|CHAS|Charles Schwab & Co., Inc.|120
JLS|NUVEEN MORTGAGE OPPO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2600
JLS|NUVEEN MORTGAGE OPPO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
JLS|NUVEEN MORTGAGE OPPO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8654
JLS|NUVEEN MORTGAGE OPPO|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
JLS|NUVEEN MORTGAGE OPPO|DADA|D.A. Davidson & Co.|7
JLS|NUVEEN MORTGAGE OPPO|DBAX|Deutsche Bank Securities Inc.|2400
JLS|NUVEEN MORTGAGE OPPO|DEAN|MORGAN STANLEY|2730
JLS|NUVEEN MORTGAGE OPPO|EBXL|EBX LLC|3700
JLS|NUVEEN MORTGAGE OPPO|EDJO|Edward D. Jones & Co., L.P.|512
JLS|NUVEEN MORTGAGE OPPO|EGAM|CBOE TRADING, INC.|100
JLS|NUVEEN MORTGAGE OPPO|EGXM|CBOE TRADING, INC.|287
JLS|NUVEEN MORTGAGE OPPO|ETRS|E*Trade Securities LLC|437
JLS|NUVEEN MORTGAGE OPPO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133
JLS|NUVEEN MORTGAGE OPPO|FTBR|Foliofn Investments, Inc.|20
JLS|NUVEEN MORTGAGE OPPO|GLPX|ACS EXECUTION SERVICES, LLC|1296
JLS|NUVEEN MORTGAGE OPPO|GSCO|GOLDMAN SACHS & CO. LLC|5605
JLS|NUVEEN MORTGAGE OPPO|GTSZ|GTS SECURITIES LLC|2925
JLS|NUVEEN MORTGAGE OPPO|HRBF|American Enterprise Investment Services Inc.|83503
JLS|NUVEEN MORTGAGE OPPO|IATS|INTERACTIVE BROKERS LLC|9340
JLS|NUVEEN MORTGAGE OPPO|IBKR|Interactive Brokers Llc|64359
JLS|NUVEEN MORTGAGE OPPO|ICBX|INSTINET, LLC|1400
JLS|NUVEEN MORTGAGE OPPO|INCA|INSTINET, LLC|954
JLS|NUVEEN MORTGAGE OPPO|ITGI|ITG Inc.|12935
JLS|NUVEEN MORTGAGE OPPO|ITGP|ITG INC.|4800
JLS|NUVEEN MORTGAGE OPPO|JANY|Janney Montgomery Scott Inc.|1
JLS|NUVEEN MORTGAGE OPPO|JPMX|J.P. Morgan Securities LLC|2888
JLS|NUVEEN MORTGAGE OPPO|KCGM|VIRTU Americas LLC|2661
JLS|NUVEEN MORTGAGE OPPO|LEHM|Barclays Capital Inc./Le|1600
JLS|NUVEEN MORTGAGE OPPO|LGNT|COR CLEARING LLC|5
JLS|NUVEEN MORTGAGE OPPO|LIME|Lime Brokerage LLC|228
JLS|NUVEEN MORTGAGE OPPO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|553
JLS|NUVEEN MORTGAGE OPPO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4476
JLS|NUVEEN MORTGAGE OPPO|MSCO|MORGAN STANLEY & CO. LLC|16564
JLS|NUVEEN MORTGAGE OPPO|MSPL|MORGAN STANLEY & CO. LLC|1900
JLS|NUVEEN MORTGAGE OPPO|NFSC|National Financial Services LLC|64536
JLS|NUVEEN MORTGAGE OPPO|NITE|VIRTU Americas LLC|154129
JLS|NUVEEN MORTGAGE OPPO|NQRB|Brut, LLC|3356
JLS|NUVEEN MORTGAGE OPPO|OPCO|Oppenheimer & Co. Inc.|1301
JLS|NUVEEN MORTGAGE OPPO|OTAA|OTA LLC|900
JLS|NUVEEN MORTGAGE OPPO|PDQM|CODA MARKETS, INC.|4260
JLS|NUVEEN MORTGAGE OPPO|PWJC|UBS Financial Services, Inc.|439
JLS|NUVEEN MORTGAGE OPPO|RBCM|RBC CAPITAL MARKETS, LLC|4057
JLS|NUVEEN MORTGAGE OPPO|SAGL|SAGETRADER, LLC|19050
JLS|NUVEEN MORTGAGE OPPO|SGMT|GOLDMAN SACHS & CO. LLC|1678
JLS|NUVEEN MORTGAGE OPPO|SPTD|MINT GLOBAL MARKETS, INC.|89670
JLS|NUVEEN MORTGAGE OPPO|STFL|Stifel, Nicolaus & Company, Incorporated|212
JLS|NUVEEN MORTGAGE OPPO|TRBT|Tradebot Systems, Inc.|1146
JLS|NUVEEN MORTGAGE OPPO|UBSA|UBS SECURITIES LLC|17083
JLS|NUVEEN MORTGAGE OPPO|UBSS|UBS Securities LLC|20577
JLS|NUVEEN MORTGAGE OPPO|VALX|VIRTU AMERICAS LLC|2709
JLS|NUVEEN MORTGAGE OPPO|VGRD|Vanguard Marketing Corporation|7227
JLS|NUVEEN MORTGAGE OPPO|WCHV|WELLS FARGO SECURITIES, LLC|25711
JLS|NUVEEN MORTGAGE OPPO|WEDB|WEDBUSH SECURITIES INC.|6300
JLS|NUVEEN MORTGAGE OPPO|WSEA|WOLVERINE SECURITIES, LLC|1044
JLS|NUVEEN MORTGAGE OPPO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1120
JLS|NUVEEN MORTGAGE OPPO|YKNA|COMHAR CAPITAL MARKETS, LLC|700
JLS|NUVEEN MORTGAGE OPPO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|406
JMBA|JAMBA, INC. CMN STK|ALTX|Alternet Securities Inc.|2583
JMBA|JAMBA, INC. CMN STK|APCC|Apex Clearing Corporation|158
JMBA|JAMBA, INC. CMN STK|BATM|CBOE TRADING, INC.|3499
JMBA|JAMBA, INC. CMN STK|BAYC|BAY CREST PARTNERS, LLC|4254
JMBA|JAMBA, INC. CMN STK|BERN|Sanford C. Bernstein & Co., LLC|51
JMBA|JAMBA, INC. CMN STK|BLKX|INSTINET, LLC|5650
JMBA|JAMBA, INC. CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|433
JMBA|JAMBA, INC. CMN STK|CANT|Cantor Fitzgerald & Co.|300
JMBA|JAMBA, INC. CMN STK|CHLM|Craig-Hallum Capital Group LLC|2318
JMBA|JAMBA, INC. CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84563
JMBA|JAMBA, INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17889
JMBA|JAMBA, INC. CMN STK|CTDL|Citadel Derivatives Group Llc|1541
JMBA|JAMBA, INC. CMN STK|CTLR|CUTLER GROUP, LP|100
JMBA|JAMBA, INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|11816
JMBA|JAMBA, INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|4678
JMBA|JAMBA, INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|30700
JMBA|JAMBA, INC. CMN STK|DEAN|MORGAN STANLEY|440
JMBA|JAMBA, INC. CMN STK|DEGS|RONIN PROFESSIONAL LLC|15263
JMBA|JAMBA, INC. CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6639
JMBA|JAMBA, INC. CMN STK|EBXL|EBX LLC|29800
JMBA|JAMBA, INC. CMN STK|EGAM|CBOE TRADING, INC.|183
JMBA|JAMBA, INC. CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|100
JMBA|JAMBA, INC. CMN STK|EGXM|CBOE TRADING, INC.|2203
JMBA|JAMBA, INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|100
JMBA|JAMBA, INC. CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1018
JMBA|JAMBA, INC. CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1385
JMBA|JAMBA, INC. CMN STK|ETRS|E*Trade Securities LLC|11731
JMBA|JAMBA, INC. CMN STK|FBCO|Credit Suisse Securities (USA) LLC|20862
JMBA|JAMBA, INC. CMN STK|FILL|Tradestation Securities, Inc.|1983
JMBA|JAMBA, INC. CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|13771
JMBA|JAMBA, INC. CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1089
JMBA|JAMBA, INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10657
JMBA|JAMBA, INC. CMN STK|FTBR|Foliofn Investments, Inc.|13
JMBA|JAMBA, INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|3973
JMBA|JAMBA, INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|217
JMBA|JAMBA, INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|43888
JMBA|JAMBA, INC. CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|12642
JMBA|JAMBA, INC. CMN STK|GTSZ|GTS SECURITIES LLC|17275
JMBA|JAMBA, INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|411
JMBA|JAMBA, INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|1134
JMBA|JAMBA, INC. CMN STK|IBKR|Interactive Brokers Llc|5079
JMBA|JAMBA, INC. CMN STK|ICBX|INSTINET, LLC|24610
JMBA|JAMBA, INC. CMN STK|INCA|INSTINET, LLC|52672
JMBA|JAMBA, INC. CMN STK|INJX|INSTINET, LLC|1011
JMBA|JAMBA, INC. CMN STK|ITGI|ITG Inc.|3459
JMBA|JAMBA, INC. CMN STK|ITGP|ITG INC.|9600
JMBA|JAMBA, INC. CMN STK|JEFF|JEFFERIES LLC|54886
JMBA|JAMBA, INC. CMN STK|JONE|JonesTrading|143367
JMBA|JAMBA, INC. CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|634
JMBA|JAMBA, INC. CMN STK|JPMX|J.P. Morgan Securities LLC|26888
JMBA|JAMBA, INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|198
JMBA|JAMBA, INC. CMN STK|KCGM|VIRTU Americas LLC|11080
JMBA|JAMBA, INC. CMN STK|LEHM|Barclays Capital Inc./Le|35124
JMBA|JAMBA, INC. CMN STK|LIME|Lime Brokerage LLC|44932
JMBA|JAMBA, INC. CMN STK|LQNA|LIQUIDNET, INC.|25000
JMBA|JAMBA, INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36948
JMBA|JAMBA, INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|87261
JMBA|JAMBA, INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|28900
JMBA|JAMBA, INC. CMN STK|MSTX|MORGAN STANLEY & CO. LLC|200
JMBA|JAMBA, INC. CMN STK|NFSC|National Financial Services LLC|48702
JMBA|JAMBA, INC. CMN STK|NITE|VIRTU Americas LLC|78854
JMBA|JAMBA, INC. CMN STK|NQRB|Brut, LLC|860
JMBA|JAMBA, INC. CMN STK|OPCO|Oppenheimer & Co. Inc.|800
JMBA|JAMBA, INC. CMN STK|PDQM|CODA MARKETS, INC.|208
JMBA|JAMBA, INC. CMN STK|PWJC|UBS Financial Services, Inc.|2700
JMBA|JAMBA, INC. CMN STK|RAJA|Raymond James & Associates, Inc.|329
JMBA|JAMBA, INC. CMN STK|SBSH|Citigroup Global Markets Inc.|3424
JMBA|JAMBA, INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|17478
JMBA|JAMBA, INC. CMN STK|SOGO|Wang Investment Associates, Inc.|27
JMBA|JAMBA, INC. CMN STK|SPDR|SPEEDROUTE LLC|860
JMBA|JAMBA, INC. CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|400
JMBA|JAMBA, INC. CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|150
JMBA|JAMBA, INC. CMN STK|SWIM|TD Ameritrade, Inc.|4733
JMBA|JAMBA, INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|677
JMBA|JAMBA, INC. CMN STK|TRBT|Tradebot Systems, Inc.|8336
JMBA|JAMBA, INC. CMN STK|TRCM|TRC MARKETS LLC|16649
JMBA|JAMBA, INC. CMN STK|UBSA|UBS SECURITIES LLC|76068
JMBA|JAMBA, INC. CMN STK|UBSS|UBS Securities LLC|78871
JMBA|JAMBA, INC. CMN STK|VALX|VIRTU AMERICAS LLC|2304
JMBA|JAMBA, INC. CMN STK|VGRD|Vanguard Marketing Corporation|4209
JMBA|JAMBA, INC. CMN STK|VNDS|VANDHAM SECURITIES CORP|1300
JMBA|JAMBA, INC. CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|20
JMBA|JAMBA, INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|6563
JMBA|JAMBA, INC. CMN STK|WEED|Weeden & Co.L.P.|1120
JMBA|JAMBA, INC. CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4937
JMBA|JAMBA, INC. CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22150
JMBA|JAMBA, INC. CMN STK|WFPB|Wells Fargo Securities, LLC.|200
JMBA|JAMBA, INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|1079
JMBA|JAMBA, INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
JMBA|JAMBA, INC. CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|83
JMEI|JUMEI INTL ADR|ALTX|Alternet Securities Inc.|4799
JMEI|JUMEI INTL ADR|APCC|Apex Clearing Corporation|39167
JMEI|JUMEI INTL ADR|BATM|CBOE TRADING, INC.|203
JMEI|JUMEI INTL ADR|BERN|Sanford C. Bernstein & Co., LLC|86186
JMEI|JUMEI INTL ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46225
JMEI|JUMEI INTL ADR|BLKX|INSTINET, LLC|30000
JMEI|JUMEI INTL ADR|BTIG|BTIG, LLC|164555
JMEI|JUMEI INTL ADR|BYXM|CBOE TRADING, INC.|1000
JMEI|JUMEI INTL ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39096
JMEI|JUMEI INTL ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2900
JMEI|JUMEI INTL ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|238030
JMEI|JUMEI INTL ADR|CTDL|Citadel Derivatives Group Llc|3000
JMEI|JUMEI INTL ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|15400
JMEI|JUMEI INTL ADR|DBAB|Deutsche Bank Securities Inc.|70308
JMEI|JUMEI INTL ADR|DBAX|Deutsche Bank Securities Inc.|318700
JMEI|JUMEI INTL ADR|DCHF|Dart Executions, LLC|800
JMEI|JUMEI INTL ADR|DEAN|MORGAN STANLEY|23100
JMEI|JUMEI INTL ADR|DEGS|RONIN PROFESSIONAL LLC|5000
JMEI|JUMEI INTL ADR|EBXL|EBX LLC|243900
JMEI|JUMEI INTL ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|7300
JMEI|JUMEI INTL ADR|EGAM|CBOE TRADING, INC.|8321
JMEI|JUMEI INTL ADR|EGAW|CBOE TRADING, INC.|100
JMEI|JUMEI INTL ADR|EGXM|CBOE TRADING, INC.|3500
JMEI|JUMEI INTL ADR|ETBE|Electronic Transaction Clearing, Inc.|30152
JMEI|JUMEI INTL ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
JMEI|JUMEI INTL ADR|ETRS|E*Trade Securities LLC|304572
JMEI|JUMEI INTL ADR|FBSB|U.S. Bancorp Investments, Inc.|34000
JMEI|JUMEI INTL ADR|FFSI|Firstrade Securities Inc.|100
JMEI|JUMEI INTL ADR|FILL|Tradestation Securities, Inc.|24909
JMEI|JUMEI INTL ADR|FMAF|NBCN Inc./ CDS|54809
JMEI|JUMEI INTL ADR|FQLS|Quantlab Securities LP|63601
JMEI|JUMEI INTL ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68828
JMEI|JUMEI INTL ADR|FTBR|Foliofn Investments, Inc.|7
JMEI|JUMEI INTL ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|6100
JMEI|JUMEI INTL ADR|GLIS|TD Securities Inc|8451
JMEI|JUMEI INTL ADR|GLPX|ACS EXECUTION SERVICES, LLC|164198
JMEI|JUMEI INTL ADR|GSCO|GOLDMAN SACHS & CO. LLC|1840587
JMEI|JUMEI INTL ADR|GSCS|GOLDMAN SACHS & CO. LLC|13300
JMEI|JUMEI INTL ADR|GSLT|GOLDMAN SACHS & CO. LLC|59538
JMEI|JUMEI INTL ADR|GTSZ|GTS SECURITIES LLC|11453
JMEI|JUMEI INTL ADR|HRBF|American Enterprise Investment Services Inc.|10
JMEI|JUMEI INTL ADR|HSBC|HSBC Securities, Inc.|3941
JMEI|JUMEI INTL ADR|IBKR|Interactive Brokers Llc|1824664
JMEI|JUMEI INTL ADR|ICBX|INSTINET, LLC|105016
JMEI|JUMEI INTL ADR|INCA|INSTINET, LLC|84331
JMEI|JUMEI INTL ADR|ITGI|ITG Inc.|35297
JMEI|JUMEI INTL ADR|ITGP|ITG INC.|94800
JMEI|JUMEI INTL ADR|JEFF|JEFFERIES LLC|86206
JMEI|JUMEI INTL ADR|JMPT|JUMP TRADING, LLC|53172
JMEI|JUMEI INTL ADR|JPMX|J.P. Morgan Securities LLC|252218
JMEI|JUMEI INTL ADR|KCGM|VIRTU Americas LLC|65195
JMEI|JUMEI INTL ADR|KRSH|Kershner Securities, LLC|1540
JMEI|JUMEI INTL ADR|LEHM|Barclays Capital Inc./Le|984036
JMEI|JUMEI INTL ADR|LIME|Lime Brokerage LLC|3557
JMEI|JUMEI INTL ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|330316
JMEI|JUMEI INTL ADR|MOTF|MOTIF INVESTING, INC.|94
JMEI|JUMEI INTL ADR|MSCO|MORGAN STANLEY & CO. LLC|570275
JMEI|JUMEI INTL ADR|MSPL|MORGAN STANLEY & CO. LLC|560000
JMEI|JUMEI INTL ADR|MSTX|MORGAN STANLEY & CO. LLC|73600
JMEI|JUMEI INTL ADR|NFSC|National Financial Services LLC|487815
JMEI|JUMEI INTL ADR|NITE|VIRTU Americas LLC|1880948
JMEI|JUMEI INTL ADR|NITP|VIRTU Americas LLC|64127
JMEI|JUMEI INTL ADR|NQRB|Brut, LLC|5841
JMEI|JUMEI INTL ADR|NTBF|BMO Nesbitt Burns Inc./CDS|22242
JMEI|JUMEI INTL ADR|PCPT|PHILLIP CAPITAL INC.|239831
JMEI|JUMEI INTL ADR|PDQM|CODA MARKETS, INC.|42937
JMEI|JUMEI INTL ADR|SAGL|SAGETRADER, LLC|100
JMEI|JUMEI INTL ADR|SBSH|Citigroup Global Markets Inc.|313199
JMEI|JUMEI INTL ADR|SGMT|GOLDMAN SACHS & CO. LLC|67586
JMEI|JUMEI INTL ADR|SPDR|SPEEDROUTE LLC|8203
JMEI|JUMEI INTL ADR|SPTD|MINT GLOBAL MARKETS, INC.|1400
JMEI|JUMEI INTL ADR|SSBS|STATE STREET GLOBAL MARKETS, LLC|4050
JMEI|JUMEI INTL ADR|STFL|Stifel, Nicolaus & Company, Incorporated|27519
JMEI|JUMEI INTL ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3000
JMEI|JUMEI INTL ADR|SWIM|TD Ameritrade, Inc.|462815
JMEI|JUMEI INTL ADR|TKNG|ALLY INVEST SECURITIES LLC|11200
JMEI|JUMEI INTL ADR|TMBR|Timber Hill LLC|100
JMEI|JUMEI INTL ADR|TRBT|Tradebot Systems, Inc.|126979
JMEI|JUMEI INTL ADR|TRCM|TRC MARKETS LLC|15622
JMEI|JUMEI INTL ADR|UBSA|UBS SECURITIES LLC|802182
JMEI|JUMEI INTL ADR|UBSS|UBS Securities LLC|355664
JMEI|JUMEI INTL ADR|VALX|VIRTU AMERICAS LLC|86260
JMEI|JUMEI INTL ADR|VGRD|Vanguard Marketing Corporation|15743
JMEI|JUMEI INTL ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|700
JMEI|JUMEI INTL ADR|WCHV|WELLS FARGO SECURITIES, LLC|27339
JMEI|JUMEI INTL ADR|WEED|Weeden & Co.L.P.|100
JMEI|JUMEI INTL ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19121
JMEI|JUMEI INTL ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16587
JMEI|JUMEI INTL ADR|WGIF|CIBC World Markets Inc.|133072
JMEI|JUMEI INTL ADR|WSEA|WOLVERINE SECURITIES, LLC|19857
JMEI|JUMEI INTL ADR|XIST|INSTINET, LLC|200
JMEI|JUMEI INTL ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|51600
JMEI|JUMEI INTL ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|2806
JMF|NUVEEN ENERGY MLP TR|ALTX|Alternet Securities Inc.|1600
JMF|NUVEEN ENERGY MLP TR|APCC|Apex Clearing Corporation|1899
JMF|NUVEEN ENERGY MLP TR|BANK|Primevest Financial Services, Inc.|500
JMF|NUVEEN ENERGY MLP TR|BARD|Robert W. Baird & Co. Incorporated|2400
JMF|NUVEEN ENERGY MLP TR|BATM|CBOE TRADING, INC.|906
JMF|NUVEEN ENERGY MLP TR|BYXM|CBOE TRADING, INC.|1000
JMF|NUVEEN ENERGY MLP TR|CANT|Cantor Fitzgerald & Co.|926
JMF|NUVEEN ENERGY MLP TR|CHAS|Charles Schwab & Co., Inc.|739
JMF|NUVEEN ENERGY MLP TR|CIST|Capital Institutional Services, Inc.|1785
JMF|NUVEEN ENERGY MLP TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4200
JMF|NUVEEN ENERGY MLP TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
JMF|NUVEEN ENERGY MLP TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10818
JMF|NUVEEN ENERGY MLP TR|CTDL|Citadel Derivatives Group Llc|80
JMF|NUVEEN ENERGY MLP TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1360
JMF|NUVEEN ENERGY MLP TR|DADA|D.A. Davidson & Co.|17829
JMF|NUVEEN ENERGY MLP TR|DBAX|Deutsche Bank Securities Inc.|8100
JMF|NUVEEN ENERGY MLP TR|DEAN|MORGAN STANLEY|22566
JMF|NUVEEN ENERGY MLP TR|DEGS|RONIN PROFESSIONAL LLC|300
JMF|NUVEEN ENERGY MLP TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6980
JMF|NUVEEN ENERGY MLP TR|EBXL|EBX LLC|7800
JMF|NUVEEN ENERGY MLP TR|EDJO|Edward D. Jones & Co., L.P.|6057
JMF|NUVEEN ENERGY MLP TR|EGAM|CBOE TRADING, INC.|3702
JMF|NUVEEN ENERGY MLP TR|EGXM|CBOE TRADING, INC.|2279
JMF|NUVEEN ENERGY MLP TR|ETBE|Electronic Transaction Clearing, Inc.|200
JMF|NUVEEN ENERGY MLP TR|ETCB|ETC BROKERAGE SERVICES, LLC|4054
JMF|NUVEEN ENERGY MLP TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|878
JMF|NUVEEN ENERGY MLP TR|ETRS|E*Trade Securities LLC|81303
JMF|NUVEEN ENERGY MLP TR|FILL|Tradestation Securities, Inc.|300
JMF|NUVEEN ENERGY MLP TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54972
JMF|NUVEEN ENERGY MLP TR|FTBR|Foliofn Investments, Inc.|431
JMF|NUVEEN ENERGY MLP TR|GLIS|TD Securities Inc|200
JMF|NUVEEN ENERGY MLP TR|GLPX|ACS EXECUTION SERVICES, LLC|6390
JMF|NUVEEN ENERGY MLP TR|GSCO|GOLDMAN SACHS & CO. LLC|704
JMF|NUVEEN ENERGY MLP TR|GTSZ|GTS SECURITIES LLC|510
JMF|NUVEEN ENERGY MLP TR|HRBF|American Enterprise Investment Services Inc.|9681
JMF|NUVEEN ENERGY MLP TR|IATS|INTERACTIVE BROKERS LLC|44234
JMF|NUVEEN ENERGY MLP TR|IBKR|Interactive Brokers Llc|24621
JMF|NUVEEN ENERGY MLP TR|ICBX|INSTINET, LLC|3360
JMF|NUVEEN ENERGY MLP TR|INCA|INSTINET, LLC|5400
JMF|NUVEEN ENERGY MLP TR|ITGI|ITG Inc.|10710
JMF|NUVEEN ENERGY MLP TR|ITGP|ITG INC.|4800
JMF|NUVEEN ENERGY MLP TR|JANY|Janney Montgomery Scott Inc.|700
JMF|NUVEEN ENERGY MLP TR|JMPT|JUMP TRADING, LLC|189
JMF|NUVEEN ENERGY MLP TR|JPMX|J.P. Morgan Securities LLC|2400
JMF|NUVEEN ENERGY MLP TR|KCGM|VIRTU Americas LLC|1400
JMF|NUVEEN ENERGY MLP TR|LEHM|Barclays Capital Inc./Le|5000
JMF|NUVEEN ENERGY MLP TR|LIME|Lime Brokerage LLC|2256
JMF|NUVEEN ENERGY MLP TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3400
JMF|NUVEEN ENERGY MLP TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8304
JMF|NUVEEN ENERGY MLP TR|MSCO|MORGAN STANLEY & CO. LLC|141901
JMF|NUVEEN ENERGY MLP TR|MSPL|MORGAN STANLEY & CO. LLC|12900
JMF|NUVEEN ENERGY MLP TR|MSTX|MORGAN STANLEY & CO. LLC|400
JMF|NUVEEN ENERGY MLP TR|NATL|National Securities Corporation|9137
JMF|NUVEEN ENERGY MLP TR|NFSC|National Financial Services LLC|104844
JMF|NUVEEN ENERGY MLP TR|NITE|VIRTU Americas LLC|265976
JMF|NUVEEN ENERGY MLP TR|OPCO|Oppenheimer & Co. Inc.|8850
JMF|NUVEEN ENERGY MLP TR|PDQM|CODA MARKETS, INC.|8465
JMF|NUVEEN ENERGY MLP TR|PWJC|UBS Financial Services, Inc.|5124
JMF|NUVEEN ENERGY MLP TR|RBCM|RBC CAPITAL MARKETS, LLC|10810
JMF|NUVEEN ENERGY MLP TR|RGLD|Regal Securities, Inc|100
JMF|NUVEEN ENERGY MLP TR|SAGL|SAGETRADER, LLC|1100
JMF|NUVEEN ENERGY MLP TR|SBSH|Citigroup Global Markets Inc.|5577
JMF|NUVEEN ENERGY MLP TR|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|969
JMF|NUVEEN ENERGY MLP TR|SGMT|GOLDMAN SACHS & CO. LLC|2401
JMF|NUVEEN ENERGY MLP TR|SPDR|SPEEDROUTE LLC|3300
JMF|NUVEEN ENERGY MLP TR|STFL|Stifel, Nicolaus & Company, Incorporated|2439
JMF|NUVEEN ENERGY MLP TR|SWIM|TD Ameritrade, Inc.|7913
JMF|NUVEEN ENERGY MLP TR|SWST|Hilltop Securities Inc.|115239
JMF|NUVEEN ENERGY MLP TR|TKNG|ALLY INVEST SECURITIES LLC|133
JMF|NUVEEN ENERGY MLP TR|TRBT|Tradebot Systems, Inc.|2289
JMF|NUVEEN ENERGY MLP TR|TRCM|TRC MARKETS LLC|500
JMF|NUVEEN ENERGY MLP TR|UBSA|UBS SECURITIES LLC|18622
JMF|NUVEEN ENERGY MLP TR|UBSS|UBS Securities LLC|128089
JMF|NUVEEN ENERGY MLP TR|VALX|VIRTU AMERICAS LLC|1513
JMF|NUVEEN ENERGY MLP TR|VGRD|Vanguard Marketing Corporation|58058
JMF|NUVEEN ENERGY MLP TR|WCHV|WELLS FARGO SECURITIES, LLC|68079
JMF|NUVEEN ENERGY MLP TR|WEDB|WEDBUSH SECURITIES INC.|2200
JMF|NUVEEN ENERGY MLP TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|610
JMF|NUVEEN ENERGY MLP TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56092
JMF|NUVEEN ENERGY MLP TR|WSEA|WOLVERINE SECURITIES, LLC|802
JMF|NUVEEN ENERGY MLP TR|YKNA|COMHAR CAPITAL MARKETS, LLC|955
JMF|NUVEEN ENERGY MLP TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8870
JMLP|NUVEEN ALL CAP ENRGY|ALTX|Alternet Securities Inc.|950
JMLP|NUVEEN ALL CAP ENRGY|APCC|Apex Clearing Corporation|31
JMLP|NUVEEN ALL CAP ENRGY|BARD|Robert W. Baird & Co. Incorporated|800
JMLP|NUVEEN ALL CAP ENRGY|BATM|CBOE TRADING, INC.|376
JMLP|NUVEEN ALL CAP ENRGY|BTIG|BTIG, LLC|2781
JMLP|NUVEEN ALL CAP ENRGY|CHAS|Charles Schwab & Co., Inc.|2
JMLP|NUVEEN ALL CAP ENRGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
JMLP|NUVEEN ALL CAP ENRGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
JMLP|NUVEEN ALL CAP ENRGY|DADA|D.A. Davidson & Co.|1600
JMLP|NUVEEN ALL CAP ENRGY|DAVA|Davenport & Company LLC|1590
JMLP|NUVEEN ALL CAP ENRGY|DBAX|Deutsche Bank Securities Inc.|1100
JMLP|NUVEEN ALL CAP ENRGY|DEGS|RONIN PROFESSIONAL LLC|300
JMLP|NUVEEN ALL CAP ENRGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9831
JMLP|NUVEEN ALL CAP ENRGY|EBXL|EBX LLC|4000
JMLP|NUVEEN ALL CAP ENRGY|EGXM|CBOE TRADING, INC.|850
JMLP|NUVEEN ALL CAP ENRGY|ETRS|E*Trade Securities LLC|16852
JMLP|NUVEEN ALL CAP ENRGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12211
JMLP|NUVEEN ALL CAP ENRGY|GLPX|ACS EXECUTION SERVICES, LLC|3235
JMLP|NUVEEN ALL CAP ENRGY|GSCO|GOLDMAN SACHS & CO. LLC|2754
JMLP|NUVEEN ALL CAP ENRGY|GSCS|GOLDMAN SACHS & CO. LLC|200
JMLP|NUVEEN ALL CAP ENRGY|GSLT|GOLDMAN SACHS & CO. LLC|100
JMLP|NUVEEN ALL CAP ENRGY|GTSZ|GTS SECURITIES LLC|200
JMLP|NUVEEN ALL CAP ENRGY|IATS|INTERACTIVE BROKERS LLC|7944
JMLP|NUVEEN ALL CAP ENRGY|IBKR|Interactive Brokers Llc|17493
JMLP|NUVEEN ALL CAP ENRGY|ICBX|INSTINET, LLC|2556
JMLP|NUVEEN ALL CAP ENRGY|INCA|INSTINET, LLC|3170
JMLP|NUVEEN ALL CAP ENRGY|ITGI|ITG Inc.|157
JMLP|NUVEEN ALL CAP ENRGY|ITGP|ITG INC.|600
JMLP|NUVEEN ALL CAP ENRGY|JPMX|J.P. Morgan Securities LLC|1800
JMLP|NUVEEN ALL CAP ENRGY|KCGM|VIRTU Americas LLC|1580
JMLP|NUVEEN ALL CAP ENRGY|LEHM|Barclays Capital Inc./Le|200
JMLP|NUVEEN ALL CAP ENRGY|LIME|Lime Brokerage LLC|293
JMLP|NUVEEN ALL CAP ENRGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
JMLP|NUVEEN ALL CAP ENRGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
JMLP|NUVEEN ALL CAP ENRGY|MSCO|MORGAN STANLEY & CO. LLC|4630
JMLP|NUVEEN ALL CAP ENRGY|MSPL|MORGAN STANLEY & CO. LLC|100
JMLP|NUVEEN ALL CAP ENRGY|NFSC|National Financial Services LLC|45815
JMLP|NUVEEN ALL CAP ENRGY|NITE|VIRTU Americas LLC|82467
JMLP|NUVEEN ALL CAP ENRGY|NQRB|Brut, LLC|5214
JMLP|NUVEEN ALL CAP ENRGY|OPCO|Oppenheimer & Co. Inc.|345
JMLP|NUVEEN ALL CAP ENRGY|PDQM|CODA MARKETS, INC.|4735
JMLP|NUVEEN ALL CAP ENRGY|PWJC|UBS Financial Services, Inc.|5488
JMLP|NUVEEN ALL CAP ENRGY|RBCM|RBC CAPITAL MARKETS, LLC|8201
JMLP|NUVEEN ALL CAP ENRGY|SBSH|Citigroup Global Markets Inc.|2500
JMLP|NUVEEN ALL CAP ENRGY|SGMT|GOLDMAN SACHS & CO. LLC|1300
JMLP|NUVEEN ALL CAP ENRGY|STFL|Stifel, Nicolaus & Company, Incorporated|2025
JMLP|NUVEEN ALL CAP ENRGY|SWIM|TD Ameritrade, Inc.|2550
JMLP|NUVEEN ALL CAP ENRGY|SWST|Hilltop Securities Inc.|4680
JMLP|NUVEEN ALL CAP ENRGY|TRBT|Tradebot Systems, Inc.|603
JMLP|NUVEEN ALL CAP ENRGY|TRCM|TRC MARKETS LLC|100
JMLP|NUVEEN ALL CAP ENRGY|UBSA|UBS SECURITIES LLC|15117
JMLP|NUVEEN ALL CAP ENRGY|UBSS|UBS Securities LLC|37473
JMLP|NUVEEN ALL CAP ENRGY|VGRD|Vanguard Marketing Corporation|8364
JMLP|NUVEEN ALL CAP ENRGY|WCHV|WELLS FARGO SECURITIES, LLC|36840
JMLP|NUVEEN ALL CAP ENRGY|WEED|Weeden & Co.L.P.|9280
JMLP|NUVEEN ALL CAP ENRGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|327
JMLP|NUVEEN ALL CAP ENRGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1712
JMLP|NUVEEN ALL CAP ENRGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
JMLP|NUVEEN ALL CAP ENRGY|YKNA|COMHAR CAPITAL MARKETS, LLC|500
JMLP|NUVEEN ALL CAP ENRGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19543
JMM|NUVEEN MM INCOME FD|APCC|Apex Clearing Corporation|7258
JMM|NUVEEN MM INCOME FD|BATM|CBOE TRADING, INC.|9
JMM|NUVEEN MM INCOME FD|BERN|Sanford C. Bernstein & Co., LLC|159
JMM|NUVEEN MM INCOME FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54
JMM|NUVEEN MM INCOME FD|CANT|Cantor Fitzgerald & Co.|13214
JMM|NUVEEN MM INCOME FD|CHAS|Charles Schwab & Co., Inc.|102
JMM|NUVEEN MM INCOME FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1822
JMM|NUVEEN MM INCOME FD|DBAX|Deutsche Bank Securities Inc.|100
JMM|NUVEEN MM INCOME FD|DEAN|MORGAN STANLEY|1200
JMM|NUVEEN MM INCOME FD|EBXL|EBX LLC|300
JMM|NUVEEN MM INCOME FD|EDJO|Edward D. Jones & Co., L.P.|1970
JMM|NUVEEN MM INCOME FD|EGXM|CBOE TRADING, INC.|475
JMM|NUVEEN MM INCOME FD|ETRS|E*Trade Securities LLC|329
JMM|NUVEEN MM INCOME FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1585
JMM|NUVEEN MM INCOME FD|FTBR|Foliofn Investments, Inc.|5
JMM|NUVEEN MM INCOME FD|GLPX|ACS EXECUTION SERVICES, LLC|300
JMM|NUVEEN MM INCOME FD|GSCO|GOLDMAN SACHS & CO. LLC|1486
JMM|NUVEEN MM INCOME FD|GTSZ|GTS SECURITIES LLC|11
JMM|NUVEEN MM INCOME FD|HRBF|American Enterprise Investment Services Inc.|3
JMM|NUVEEN MM INCOME FD|IATS|INTERACTIVE BROKERS LLC|492
JMM|NUVEEN MM INCOME FD|IBKR|Interactive Brokers Llc|1237
JMM|NUVEEN MM INCOME FD|ICBX|INSTINET, LLC|200
JMM|NUVEEN MM INCOME FD|INCA|INSTINET, LLC|70
JMM|NUVEEN MM INCOME FD|ITGP|ITG INC.|200
JMM|NUVEEN MM INCOME FD|JANY|Janney Montgomery Scott Inc.|3
JMM|NUVEEN MM INCOME FD|JPMX|J.P. Morgan Securities LLC|3012
JMM|NUVEEN MM INCOME FD|KCGM|VIRTU Americas LLC|470
JMM|NUVEEN MM INCOME FD|LEHM|Barclays Capital Inc./Le|200
JMM|NUVEEN MM INCOME FD|LIME|Lime Brokerage LLC|1500
JMM|NUVEEN MM INCOME FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2704
JMM|NUVEEN MM INCOME FD|MSCO|MORGAN STANLEY & CO. LLC|26646
JMM|NUVEEN MM INCOME FD|MSPL|MORGAN STANLEY & CO. LLC|2400
JMM|NUVEEN MM INCOME FD|NATL|National Securities Corporation|1067
JMM|NUVEEN MM INCOME FD|NFSC|National Financial Services LLC|40683
JMM|NUVEEN MM INCOME FD|NITE|VIRTU Americas LLC|51191
JMM|NUVEEN MM INCOME FD|NQRB|Brut, LLC|501
JMM|NUVEEN MM INCOME FD|PDQM|CODA MARKETS, INC.|300
JMM|NUVEEN MM INCOME FD|RBCM|RBC CAPITAL MARKETS, LLC|1528
JMM|NUVEEN MM INCOME FD|SALI|INTL FCSTONE FINANCIAL INC.|6
JMM|NUVEEN MM INCOME FD|SGMT|GOLDMAN SACHS & CO. LLC|1386
JMM|NUVEEN MM INCOME FD|STFL|Stifel, Nicolaus & Company, Incorporated|3906
JMM|NUVEEN MM INCOME FD|SWST|Hilltop Securities Inc.|300
JMM|NUVEEN MM INCOME FD|UBSA|UBS SECURITIES LLC|2343
JMM|NUVEEN MM INCOME FD|UBSS|UBS Securities LLC|1623
JMM|NUVEEN MM INCOME FD|VGRD|Vanguard Marketing Corporation|4069
JMM|NUVEEN MM INCOME FD|WCHV|WELLS FARGO SECURITIES, LLC|22141
JMM|NUVEEN MM INCOME FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1512
JMM|NUVEEN MM INCOME FD|WSEA|WOLVERINE SECURITIES, LLC|11
JMM|NUVEEN MM INCOME FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
JMM|NUVEEN MM INCOME FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|527
JMOM|JPMORGAN U.S. MOMENT|FTBR|Foliofn Investments, Inc.|1
JMOM|JPMORGAN U.S. MOMENT|JSJX|JANE STREET CAPITAL LLC|1035
JMOM|JPMORGAN U.S. MOMENT|MOTF|MOTIF INVESTING, INC.|5
JMOM|JPMORGAN U.S. MOMENT|MSCO|MORGAN STANLEY & CO. LLC|2000
JMOM|JPMORGAN U.S. MOMENT|NFSC|National Financial Services LLC|856
JMOM|JPMORGAN U.S. MOMENT|NITE|VIRTU Americas LLC|569
JMP|JMP GROUP LLC|APCC|Apex Clearing Corporation|45
JMP|JMP GROUP LLC|CHAS|Charles Schwab & Co., Inc.|1
JMP|JMP GROUP LLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
JMP|JMP GROUP LLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3910
JMP|JMP GROUP LLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1388
JMP|JMP GROUP LLC|DBAB|Deutsche Bank Securities Inc.|200
JMP|JMP GROUP LLC|DBAX|Deutsche Bank Securities Inc.|5600
JMP|JMP GROUP LLC|DEAN|MORGAN STANLEY|16
JMP|JMP GROUP LLC|EBXL|EBX LLC|4700
JMP|JMP GROUP LLC|EDJC|Edward Jones / CDS|171
JMP|JMP GROUP LLC|EGXM|CBOE TRADING, INC.|3
JMP|JMP GROUP LLC|ETRS|E*Trade Securities LLC|23876
JMP|JMP GROUP LLC|FILL|Tradestation Securities, Inc.|1700
JMP|JMP GROUP LLC|FMAF|NBCN Inc./ CDS|400
JMP|JMP GROUP LLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
JMP|JMP GROUP LLC|FTBR|Foliofn Investments, Inc.|62
JMP|JMP GROUP LLC|GLPX|ACS EXECUTION SERVICES, LLC|700
JMP|JMP GROUP LLC|GSCO|GOLDMAN SACHS & CO. LLC|230
JMP|JMP GROUP LLC|GTSZ|GTS SECURITIES LLC|3607
JMP|JMP GROUP LLC|HRBF|American Enterprise Investment Services Inc.|3064
JMP|JMP GROUP LLC|IATS|INTERACTIVE BROKERS LLC|1041
JMP|JMP GROUP LLC|IBKR|Interactive Brokers Llc|688
JMP|JMP GROUP LLC|ICBX|INSTINET, LLC|1900
JMP|JMP GROUP LLC|INCA|INSTINET, LLC|2200
JMP|JMP GROUP LLC|INJX|INSTINET, LLC|700
JMP|JMP GROUP LLC|ITGI|ITG Inc.|2700
JMP|JMP GROUP LLC|ITGP|ITG INC.|2000
JMP|JMP GROUP LLC|JEFF|JEFFERIES LLC|6744
JMP|JMP GROUP LLC|JPMX|J.P. Morgan Securities LLC|3974
JMP|JMP GROUP LLC|JSSF|JMP Securities LLC|10000
JMP|JMP GROUP LLC|KBWI|Keefe, Bruyette & Woods, Inc.|15811
JMP|JMP GROUP LLC|KCGM|VIRTU Americas LLC|215
JMP|JMP GROUP LLC|LEHM|Barclays Capital Inc./Le|7800
JMP|JMP GROUP LLC|LIME|Lime Brokerage LLC|815
JMP|JMP GROUP LLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
JMP|JMP GROUP LLC|MSCO|MORGAN STANLEY & CO. LLC|7249
JMP|JMP GROUP LLC|NFSC|National Financial Services LLC|21179
JMP|JMP GROUP LLC|NITE|VIRTU Americas LLC|33425
JMP|JMP GROUP LLC|PDQM|CODA MARKETS, INC.|6400
JMP|JMP GROUP LLC|SGMT|GOLDMAN SACHS & CO. LLC|601
JMP|JMP GROUP LLC|SPDR|SPEEDROUTE LLC|301
JMP|JMP GROUP LLC|STFL|Stifel, Nicolaus & Company, Incorporated|900
JMP|JMP GROUP LLC|SWIM|TD Ameritrade, Inc.|3650
JMP|JMP GROUP LLC|TKNG|ALLY INVEST SECURITIES LLC|10
JMP|JMP GROUP LLC|TRCM|TRC MARKETS LLC|15
JMP|JMP GROUP LLC|UBSA|UBS SECURITIES LLC|16958
JMP|JMP GROUP LLC|UBSS|UBS Securities LLC|2943
JMP|JMP GROUP LLC|VALX|VIRTU AMERICAS LLC|608
JMP|JMP GROUP LLC|WCHV|WELLS FARGO SECURITIES, LLC|130
JMP|JMP GROUP LLC|WSEA|WOLVERINE SECURITIES, LLC|68
JMP|JMP GROUP LLC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|800
JMP|JMP GROUP LLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4904
JMP|JMP GROUP LLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|103
JMPB|JMP GROUP INC NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63
JMPB|JMP GROUP INC NTS|ETRS|E*Trade Securities LLC|5462
JMPB|JMP GROUP INC NTS|IBKR|Interactive Brokers Llc|845
JMPB|JMP GROUP INC NTS|LIME|Lime Brokerage LLC|190
JMPB|JMP GROUP INC NTS|MSCO|MORGAN STANLEY & CO. LLC|1
JMPB|JMP GROUP INC NTS|NFSC|National Financial Services LLC|8025
JMPB|JMP GROUP INC NTS|NITE|VIRTU Americas LLC|12092
JMPB|JMP GROUP INC NTS|SGMT|GOLDMAN SACHS & CO. LLC|100
JMPB|JMP GROUP INC NTS|STFL|Stifel, Nicolaus & Company, Incorporated|2210
JMPB|JMP GROUP INC NTS|SWIM|TD Ameritrade, Inc.|1000
JMPB|JMP GROUP INC NTS|UBSA|UBS SECURITIES LLC|190
JMPB|JMP GROUP INC NTS|UBSS|UBS Securities LLC|500
JMPB|JMP GROUP INC NTS|WCHV|WELLS FARGO SECURITIES, LLC|675
JMPB|JMP GROUP INC NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
JMPD|JMP GROUP LLC|APCC|Apex Clearing Corporation|50
JMPD|JMP GROUP LLC|BATM|CBOE TRADING, INC.|100
JMPD|JMP GROUP LLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1240
JMPD|JMP GROUP LLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
JMPD|JMP GROUP LLC|DBAX|Deutsche Bank Securities Inc.|300
JMPD|JMP GROUP LLC|DEAN|MORGAN STANLEY|12700
JMPD|JMP GROUP LLC|EBXL|EBX LLC|100
JMPD|JMP GROUP LLC|EGXM|CBOE TRADING, INC.|180
JMPD|JMP GROUP LLC|ETRS|E*Trade Securities LLC|2000
JMPD|JMP GROUP LLC|IATS|INTERACTIVE BROKERS LLC|200
JMPD|JMP GROUP LLC|IBKR|Interactive Brokers Llc|200
JMPD|JMP GROUP LLC|ICBX|INSTINET, LLC|200
JMPD|JMP GROUP LLC|INCA|INSTINET, LLC|100
JMPD|JMP GROUP LLC|KCGM|VIRTU Americas LLC|100
JMPD|JMP GROUP LLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
JMPD|JMP GROUP LLC|NFSC|National Financial Services LLC|4530
JMPD|JMP GROUP LLC|NITE|VIRTU Americas LLC|5292
JMPD|JMP GROUP LLC|PDQM|CODA MARKETS, INC.|100
JMPD|JMP GROUP LLC|PWJC|UBS Financial Services, Inc.|9867
JMPD|JMP GROUP LLC|RBCM|RBC CAPITAL MARKETS, LLC|300
JMPD|JMP GROUP LLC|STFL|Stifel, Nicolaus & Company, Incorporated|1512
JMPD|JMP GROUP LLC|SWIM|TD Ameritrade, Inc.|200
JMPD|JMP GROUP LLC|UBSA|UBS SECURITIES LLC|440
JMPD|JMP GROUP LLC|UBSS|UBS Securities LLC|15467
JMPD|JMP GROUP LLC|WCHV|WELLS FARGO SECURITIES, LLC|1830
JMPD|JMP GROUP LLC|WEDB|WEDBUSH SECURITIES INC.|100
JMPD|JMP GROUP LLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
JMT|NUVEEN MORTGAGE OPPO|APCC|Apex Clearing Corporation|3
JMT|NUVEEN MORTGAGE OPPO|BARD|Robert W. Baird & Co. Incorporated|2615
JMT|NUVEEN MORTGAGE OPPO|BATM|CBOE TRADING, INC.|600
JMT|NUVEEN MORTGAGE OPPO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4
JMT|NUVEEN MORTGAGE OPPO|BYXM|CBOE TRADING, INC.|200
JMT|NUVEEN MORTGAGE OPPO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2798
JMT|NUVEEN MORTGAGE OPPO|DADA|D.A. Davidson & Co.|8
JMT|NUVEEN MORTGAGE OPPO|DBAX|Deutsche Bank Securities Inc.|400
JMT|NUVEEN MORTGAGE OPPO|DEAN|MORGAN STANLEY|5227
JMT|NUVEEN MORTGAGE OPPO|DEGS|RONIN PROFESSIONAL LLC|1400
JMT|NUVEEN MORTGAGE OPPO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
JMT|NUVEEN MORTGAGE OPPO|EBXL|EBX LLC|800
JMT|NUVEEN MORTGAGE OPPO|EGAM|CBOE TRADING, INC.|200
JMT|NUVEEN MORTGAGE OPPO|ETRS|E*Trade Securities LLC|152
JMT|NUVEEN MORTGAGE OPPO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15
JMT|NUVEEN MORTGAGE OPPO|FTBR|Foliofn Investments, Inc.|18
JMT|NUVEEN MORTGAGE OPPO|GLPX|ACS EXECUTION SERVICES, LLC|400
JMT|NUVEEN MORTGAGE OPPO|GTSZ|GTS SECURITIES LLC|215
JMT|NUVEEN MORTGAGE OPPO|HRBF|American Enterprise Investment Services Inc.|1
JMT|NUVEEN MORTGAGE OPPO|IATS|INTERACTIVE BROKERS LLC|45
JMT|NUVEEN MORTGAGE OPPO|IBKR|Interactive Brokers Llc|727
JMT|NUVEEN MORTGAGE OPPO|ICBX|INSTINET, LLC|500
JMT|NUVEEN MORTGAGE OPPO|INCA|INSTINET, LLC|1228
JMT|NUVEEN MORTGAGE OPPO|JPMX|J.P. Morgan Securities LLC|2030
JMT|NUVEEN MORTGAGE OPPO|KCGM|VIRTU Americas LLC|1015
JMT|NUVEEN MORTGAGE OPPO|LEHM|Barclays Capital Inc./Le|6400
JMT|NUVEEN MORTGAGE OPPO|LIME|Lime Brokerage LLC|1
JMT|NUVEEN MORTGAGE OPPO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
JMT|NUVEEN MORTGAGE OPPO|MSCO|MORGAN STANLEY & CO. LLC|10793
JMT|NUVEEN MORTGAGE OPPO|MSPL|MORGAN STANLEY & CO. LLC|3000
JMT|NUVEEN MORTGAGE OPPO|NFSC|National Financial Services LLC|18639
JMT|NUVEEN MORTGAGE OPPO|NITE|VIRTU Americas LLC|16268
JMT|NUVEEN MORTGAGE OPPO|PDQM|CODA MARKETS, INC.|400
JMT|NUVEEN MORTGAGE OPPO|RBCM|RBC CAPITAL MARKETS, LLC|131
JMT|NUVEEN MORTGAGE OPPO|SGMT|GOLDMAN SACHS & CO. LLC|1300
JMT|NUVEEN MORTGAGE OPPO|STFL|Stifel, Nicolaus & Company, Incorporated|760
JMT|NUVEEN MORTGAGE OPPO|UBSA|UBS SECURITIES LLC|1668
JMT|NUVEEN MORTGAGE OPPO|UBSS|UBS Securities LLC|99
JMT|NUVEEN MORTGAGE OPPO|VALX|VIRTU AMERICAS LLC|40
JMT|NUVEEN MORTGAGE OPPO|VGRD|Vanguard Marketing Corporation|1451
JMT|NUVEEN MORTGAGE OPPO|WCHV|WELLS FARGO SECURITIES, LLC|3450
JMT|NUVEEN MORTGAGE OPPO|WSEA|WOLVERINE SECURITIES, LLC|2
JMT|NUVEEN MORTGAGE OPPO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
JMT|NUVEEN MORTGAGE OPPO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8918
JMU|JMU LIMITED ADS|APCC|Apex Clearing Corporation|15867
JMU|JMU LIMITED ADS|BATM|CBOE TRADING, INC.|11318
JMU|JMU LIMITED ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2800
JMU|JMU LIMITED ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6200
JMU|JMU LIMITED ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
JMU|JMU LIMITED ADS|DBAB|Deutsche Bank Securities Inc.|8570
JMU|JMU LIMITED ADS|DBAX|Deutsche Bank Securities Inc.|3700
JMU|JMU LIMITED ADS|EBXL|EBX LLC|1100
JMU|JMU LIMITED ADS|EGAM|CBOE TRADING, INC.|100
JMU|JMU LIMITED ADS|ETRS|E*Trade Securities LLC|127223
JMU|JMU LIMITED ADS|FBCO|Credit Suisse Securities (USA) LLC|62037
JMU|JMU LIMITED ADS|FILL|Tradestation Securities, Inc.|61800
JMU|JMU LIMITED ADS|FOMA|TD AMERITRADE CLEARING, INC.|318127
JMU|JMU LIMITED ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|4249
JMU|JMU LIMITED ADS|GSCO|GOLDMAN SACHS & CO. LLC|1400
JMU|JMU LIMITED ADS|GSLT|GOLDMAN SACHS & CO. LLC|700
JMU|JMU LIMITED ADS|IATS|INTERACTIVE BROKERS LLC|2176
JMU|JMU LIMITED ADS|IBKR|Interactive Brokers Llc|118739
JMU|JMU LIMITED ADS|ICBX|INSTINET, LLC|800
JMU|JMU LIMITED ADS|INCA|INSTINET, LLC|19772
JMU|JMU LIMITED ADS|ITGI|ITG Inc.|605
JMU|JMU LIMITED ADS|LEHM|Barclays Capital Inc./Le|6669
JMU|JMU LIMITED ADS|LIME|Lime Brokerage LLC|2926
JMU|JMU LIMITED ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
JMU|JMU LIMITED ADS|MOTF|MOTIF INVESTING, INC.|1
JMU|JMU LIMITED ADS|MSCO|MORGAN STANLEY & CO. LLC|72163
JMU|JMU LIMITED ADS|NFSC|National Financial Services LLC|107994
JMU|JMU LIMITED ADS|NITE|VIRTU Americas LLC|264806
JMU|JMU LIMITED ADS|PCPT|PHILLIP CAPITAL INC.|64201
JMU|JMU LIMITED ADS|PDQM|CODA MARKETS, INC.|12400
JMU|JMU LIMITED ADS|SAGL|SAGETRADER, LLC|4000
JMU|JMU LIMITED ADS|SBSH|Citigroup Global Markets Inc.|13600
JMU|JMU LIMITED ADS|SGMT|GOLDMAN SACHS & CO. LLC|1000
JMU|JMU LIMITED ADS|SPDR|SPEEDROUTE LLC|10892
JMU|JMU LIMITED ADS|SWIM|TD Ameritrade, Inc.|168927
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JMU|JMU LIMITED ADS|UBSA|UBS SECURITIES LLC|7273
JMU|JMU LIMITED ADS|UBSS|UBS Securities LLC|94654
JMU|JMU LIMITED ADS|VGRD|Vanguard Marketing Corporation|18602
JMU|JMU LIMITED ADS|WGIF|CIBC World Markets Inc.|15600
JMU|JMU LIMITED ADS|WSEA|WOLVERINE SECURITIES, LLC|685
JNCE|JOUNCE THERPEUTC CM|AGIS|Aegis Capital Corp.|3075
JNCE|JOUNCE THERPEUTC CM|ALTX|Alternet Securities Inc.|45943
JNCE|JOUNCE THERPEUTC CM|APCC|Apex Clearing Corporation|55620
JNCE|JOUNCE THERPEUTC CM|BARD|Robert W. Baird & Co. Incorporated|30480
JNCE|JOUNCE THERPEUTC CM|BATM|CBOE TRADING, INC.|17541
JNCE|JOUNCE THERPEUTC CM|BERN|Sanford C. Bernstein & Co., LLC|513562
JNCE|JOUNCE THERPEUTC CM|BIMI|Banca IMI Securities Corp.|5150
JNCE|JOUNCE THERPEUTC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|136969
JNCE|JOUNCE THERPEUTC CM|BLKX|INSTINET, LLC|74660
JNCE|JOUNCE THERPEUTC CM|BMOC|BMO Capital Markets Corp.|2409
JNCE|JOUNCE THERPEUTC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1959
JNCE|JOUNCE THERPEUTC CM|BTIG|BTIG, LLC|125835
JNCE|JOUNCE THERPEUTC CM|BYXM|CBOE TRADING, INC.|5836
JNCE|JOUNCE THERPEUTC CM|CANT|Cantor Fitzgerald & Co.|171
JNCE|JOUNCE THERPEUTC CM|CBRA|Cobra Trading, Inc.|1400
JNCE|JOUNCE THERPEUTC CM|CHAS|Charles Schwab & Co., Inc.|4055
JNCE|JOUNCE THERPEUTC CM|CNTR|PRECISION SECURITIES, LLC|600
JNCE|JOUNCE THERPEUTC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|127205
JNCE|JOUNCE THERPEUTC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8996
JNCE|JOUNCE THERPEUTC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|91015
JNCE|JOUNCE THERPEUTC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|524460
JNCE|JOUNCE THERPEUTC CM|CTDL|Citadel Derivatives Group Llc|15283
JNCE|JOUNCE THERPEUTC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|67366
JNCE|JOUNCE THERPEUTC CM|DADA|D.A. Davidson & Co.|5011
JNCE|JOUNCE THERPEUTC CM|DBAB|Deutsche Bank Securities Inc.|299930
JNCE|JOUNCE THERPEUTC CM|DBAX|Deutsche Bank Securities Inc.|233600
JNCE|JOUNCE THERPEUTC CM|DCHF|Dart Executions, LLC|4388
JNCE|JOUNCE THERPEUTC CM|DEAN|MORGAN STANLEY|4358
JNCE|JOUNCE THERPEUTC CM|DEGS|RONIN PROFESSIONAL LLC|18803
JNCE|JOUNCE THERPEUTC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5908
JNCE|JOUNCE THERPEUTC CM|EBXL|EBX LLC|201700
JNCE|JOUNCE THERPEUTC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2463
JNCE|JOUNCE THERPEUTC CM|EDJO|Edward D. Jones & Co., L.P.|19
JNCE|JOUNCE THERPEUTC CM|EGAM|CBOE TRADING, INC.|61237
JNCE|JOUNCE THERPEUTC CM|EGAW|CBOE TRADING, INC.|1800
JNCE|JOUNCE THERPEUTC CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
JNCE|JOUNCE THERPEUTC CM|EGXM|CBOE TRADING, INC.|10310
JNCE|JOUNCE THERPEUTC CM|ETBE|Electronic Transaction Clearing, Inc.|15814
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JNCE|JOUNCE THERPEUTC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21977
JNCE|JOUNCE THERPEUTC CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
JNCE|JOUNCE THERPEUTC CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4400
JNCE|JOUNCE THERPEUTC CM|ETRS|E*Trade Securities LLC|831274
JNCE|JOUNCE THERPEUTC CM|FBCO|Credit Suisse Securities (USA) LLC|449472
JNCE|JOUNCE THERPEUTC CM|FBSB|U.S. Bancorp Investments, Inc.|2000
JNCE|JOUNCE THERPEUTC CM|FILL|Tradestation Securities, Inc.|15492
JNCE|JOUNCE THERPEUTC CM|FMAF|NBCN Inc./ CDS|6607
JNCE|JOUNCE THERPEUTC CM|FOMA|TD AMERITRADE CLEARING, INC.|1911473
JNCE|JOUNCE THERPEUTC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13982
JNCE|JOUNCE THERPEUTC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|404545
JNCE|JOUNCE THERPEUTC CM|FTBR|Foliofn Investments, Inc.|2187
JNCE|JOUNCE THERPEUTC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|9162
JNCE|JOUNCE THERPEUTC CM|GLIS|TD Securities Inc|400
JNCE|JOUNCE THERPEUTC CM|GLPX|ACS EXECUTION SERVICES, LLC|117796
JNCE|JOUNCE THERPEUTC CM|GSCO|GOLDMAN SACHS & CO. LLC|445257
JNCE|JOUNCE THERPEUTC CM|GSCS|GOLDMAN SACHS & CO. LLC|58234
JNCE|JOUNCE THERPEUTC CM|GSLT|GOLDMAN SACHS & CO. LLC|29308
JNCE|JOUNCE THERPEUTC CM|GTSZ|GTS SECURITIES LLC|31634
JNCE|JOUNCE THERPEUTC CM|HAPX|HAP Trading, LLC|200
JNCE|JOUNCE THERPEUTC CM|HRBF|American Enterprise Investment Services Inc.|600
JNCE|JOUNCE THERPEUTC CM|IATS|INTERACTIVE BROKERS LLC|30238
JNCE|JOUNCE THERPEUTC CM|IBKR|Interactive Brokers Llc|525572
JNCE|JOUNCE THERPEUTC CM|ICBX|INSTINET, LLC|68035
JNCE|JOUNCE THERPEUTC CM|IEQY|CITADEL SECURITIES LLC|118422
JNCE|JOUNCE THERPEUTC CM|INCA|INSTINET, LLC|479396
JNCE|JOUNCE THERPEUTC CM|INJX|INSTINET, LLC|22847
JNCE|JOUNCE THERPEUTC CM|ITGI|ITG Inc.|82591
JNCE|JOUNCE THERPEUTC CM|ITGP|ITG INC.|443000
JNCE|JOUNCE THERPEUTC CM|JANY|Janney Montgomery Scott Inc.|5
JNCE|JOUNCE THERPEUTC CM|JEFF|JEFFERIES LLC|53868
JNCE|JOUNCE THERPEUTC CM|JMPT|JUMP TRADING, LLC|117826
JNCE|JOUNCE THERPEUTC CM|JONE|JonesTrading|169020
JNCE|JOUNCE THERPEUTC CM|JPBX|J.P. MORGAN SECURITIES LLC|79078
JNCE|JOUNCE THERPEUTC CM|JPMX|J.P. Morgan Securities LLC|550152
JNCE|JOUNCE THERPEUTC CM|JSJX|JANE STREET CAPITAL LLC|781
JNCE|JOUNCE THERPEUTC CM|KCGM|VIRTU Americas LLC|110168
JNCE|JOUNCE THERPEUTC CM|LEER|LEERINK PARTNERS LLC|15203
JNCE|JOUNCE THERPEUTC CM|LEHM|Barclays Capital Inc./Le|767355
JNCE|JOUNCE THERPEUTC CM|LIME|Lime Brokerage LLC|180418
JNCE|JOUNCE THERPEUTC CM|LQNA|LIQUIDNET, INC.|19400
JNCE|JOUNCE THERPEUTC CM|LSCI|Lek Securities Corporation|543
JNCE|JOUNCE THERPEUTC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|28125
JNCE|JOUNCE THERPEUTC CM|MACQ|Macquarie Capital (USA) Inc.|200
JNCE|JOUNCE THERPEUTC CM|MAVB|Great Point Capital LLC|100
JNCE|JOUNCE THERPEUTC CM|MAXM|Maxim Group LLC|24760
JNCE|JOUNCE THERPEUTC CM|MBTS|ALLY INVEST SECURITIES LLC|8860
JNCE|JOUNCE THERPEUTC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158878
JNCE|JOUNCE THERPEUTC CM|MOTF|MOTIF INVESTING, INC.|19
JNCE|JOUNCE THERPEUTC CM|MSCO|MORGAN STANLEY & CO. LLC|2169036
JNCE|JOUNCE THERPEUTC CM|MSPL|MORGAN STANLEY & CO. LLC|202900
JNCE|JOUNCE THERPEUTC CM|MSTX|MORGAN STANLEY & CO. LLC|36500
JNCE|JOUNCE THERPEUTC CM|NATL|National Securities Corporation|505
JNCE|JOUNCE THERPEUTC CM|NFSC|National Financial Services LLC|931762
JNCE|JOUNCE THERPEUTC CM|NITE|VIRTU Americas LLC|2159971
JNCE|JOUNCE THERPEUTC CM|NITP|VIRTU Americas LLC|4700
JNCE|JOUNCE THERPEUTC CM|NQRB|Brut, LLC|18875
JNCE|JOUNCE THERPEUTC CM|NTRC|Northern Trust Securities, Inc.|100
JNCE|JOUNCE THERPEUTC CM|OPCO|Oppenheimer & Co. Inc.|1000
JNCE|JOUNCE THERPEUTC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|26302
JNCE|JOUNCE THERPEUTC CM|PCPT|PHILLIP CAPITAL INC.|3404
JNCE|JOUNCE THERPEUTC CM|PDQM|CODA MARKETS, INC.|301249
JNCE|JOUNCE THERPEUTC CM|PHLY|NASDAQ Execution Services, LLC|131400
JNCE|JOUNCE THERPEUTC CM|POIN|PRECISION SECURITIES, LLC (POIN)|2100
JNCE|JOUNCE THERPEUTC CM|PWJC|UBS Financial Services, Inc.|2900
JNCE|JOUNCE THERPEUTC CM|RAJA|Raymond James & Associates, Inc.|8831
JNCE|JOUNCE THERPEUTC CM|RBCM|RBC CAPITAL MARKETS, LLC|6771
JNCE|JOUNCE THERPEUTC CM|RGLD|Regal Securities, Inc|485
JNCE|JOUNCE THERPEUTC CM|RHCO|Suntrust Robinson Humphrey, Inc.|8800
JNCE|JOUNCE THERPEUTC CM|SAGL|SAGETRADER, LLC|42794
JNCE|JOUNCE THERPEUTC CM|SALI|INTL FCSTONE FINANCIAL INC.|2050
JNCE|JOUNCE THERPEUTC CM|SBSH|Citigroup Global Markets Inc.|31792
JNCE|JOUNCE THERPEUTC CM|SGMT|GOLDMAN SACHS & CO. LLC|161376
JNCE|JOUNCE THERPEUTC CM|SPDR|SPEEDROUTE LLC|24457
JNCE|JOUNCE THERPEUTC CM|SPNT|SEVEN POINTS CAPITAL, LLC|6900
JNCE|JOUNCE THERPEUTC CM|SPTD|MINT GLOBAL MARKETS, INC.|900
JNCE|JOUNCE THERPEUTC CM|STFL|Stifel, Nicolaus & Company, Incorporated|21468
JNCE|JOUNCE THERPEUTC CM|STXG|Stockcross Financial Services, Inc.|3500
JNCE|JOUNCE THERPEUTC CM|SWIM|TD Ameritrade, Inc.|495610
JNCE|JOUNCE THERPEUTC CM|SWST|Hilltop Securities Inc.|1700
JNCE|JOUNCE THERPEUTC CM|TKNG|ALLY INVEST SECURITIES LLC|21891
JNCE|JOUNCE THERPEUTC CM|TRBT|Tradebot Systems, Inc.|350832
JNCE|JOUNCE THERPEUTC CM|TRCM|TRC MARKETS LLC|53501
JNCE|JOUNCE THERPEUTC CM|TWTT|TASTYWORKS, INC.|1000
JNCE|JOUNCE THERPEUTC CM|UBSA|UBS SECURITIES LLC|720904
JNCE|JOUNCE THERPEUTC CM|UBSS|UBS Securities LLC|1325177
JNCE|JOUNCE THERPEUTC CM|VALX|VIRTU AMERICAS LLC|13199
JNCE|JOUNCE THERPEUTC CM|VGRD|Vanguard Marketing Corporation|182941
JNCE|JOUNCE THERPEUTC CM|WCHV|WELLS FARGO SECURITIES, LLC|96798
JNCE|JOUNCE THERPEUTC CM|WEDB|WEDBUSH SECURITIES INC.|234776
JNCE|JOUNCE THERPEUTC CM|WEED|Weeden & Co.L.P.|10
JNCE|JOUNCE THERPEUTC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18711
JNCE|JOUNCE THERPEUTC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5541
JNCE|JOUNCE THERPEUTC CM|WGIF|CIBC World Markets Inc.|2692
JNCE|JOUNCE THERPEUTC CM|WSEA|WOLVERINE SECURITIES, LLC|70626
JNCE|JOUNCE THERPEUTC CM|XIST|INSTINET, LLC|29200
JNCE|JOUNCE THERPEUTC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|150302
JNCE|JOUNCE THERPEUTC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|22694
JNCE|JOUNCE THERPEUTC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13426
JNJ|JOHNSON AND JOHNS DC|ABLE|NATIXIS Securities Americas LLC|507951
JNJ|JOHNSON AND JOHNS DC|AGIS|Aegis Capital Corp.|2199
JNJ|JOHNSON AND JOHNS DC|ALTX|Alternet Securities Inc.|67355
JNJ|JOHNSON AND JOHNS DC|AMRI|AMERICAS EXECUTIONS, LLC|1500
JNJ|JOHNSON AND JOHNS DC|ANOS|ABEL/NOSER, L.L.C.|9695
JNJ|JOHNSON AND JOHNS DC|APCC|Apex Clearing Corporation|15119
JNJ|JOHNSON AND JOHNS DC|BALE|M&T SECURITIES, INC.|1892
JNJ|JOHNSON AND JOHNS DC|BANK|Primevest Financial Services, Inc.|3804
JNJ|JOHNSON AND JOHNS DC|BARD|Robert W. Baird & Co. Incorporated|120351
JNJ|JOHNSON AND JOHNS DC|BATM|CBOE TRADING, INC.|41776
JNJ|JOHNSON AND JOHNS DC|BAYC|BAY CREST PARTNERS, LLC|1557
JNJ|JOHNSON AND JOHNS DC|BAYT|BTIG, LLC|32269
JNJ|JOHNSON AND JOHNS DC|BBNT|BB&T SECURITIES, LLC|30101
JNJ|JOHNSON AND JOHNS DC|BERN|Sanford C. Bernstein & Co., LLC|264305
JNJ|JOHNSON AND JOHNS DC|BIDS|BIDS TRADING L.P.|8800
JNJ|JOHNSON AND JOHNS DC|BIMI|Banca IMI Securities Corp.|11441
JNJ|JOHNSON AND JOHNS DC|BKCM|BNY Mellon Capital Markets LLC|4166
JNJ|JOHNSON AND JOHNS DC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|202638
JNJ|JOHNSON AND JOHNS DC|BLKX|INSTINET, LLC|53600
JNJ|JOHNSON AND JOHNS DC|BMAK|BMA SECURITIES|11
JNJ|JOHNSON AND JOHNS DC|BMOC|BMO Capital Markets Corp.|3032
JNJ|JOHNSON AND JOHNS DC|BNPX|BNP PARIBAS SECURITIES CORP.|1049346
JNJ|JOHNSON AND JOHNS DC|BRGE|Newbridge Securities Corp.|1750
JNJ|JOHNSON AND JOHNS DC|BTIG|BTIG, LLC|211267
JNJ|JOHNSON AND JOHNS DC|BYXM|CBOE TRADING, INC.|11930
JNJ|JOHNSON AND JOHNS DC|BZYD|GOLDMAN SACHS & CO. LLC|200
JNJ|JOHNSON AND JOHNS DC|CABR|Cabrera Capital Markets, Inc.|39
JNJ|JOHNSON AND JOHNS DC|CANT|Cantor Fitzgerald & Co.|4148
JNJ|JOHNSON AND JOHNS DC|CHAS|Charles Schwab & Co., Inc.|55664
JNJ|JOHNSON AND JOHNS DC|CHBC|PENSERRA SECURITIES, LLC|3200
JNJ|JOHNSON AND JOHNS DC|CIBP|CIBC World Markets Corp.|1084924
JNJ|JOHNSON AND JOHNS DC|CICF|Canaccord Genuity Corp.|4404
JNJ|JOHNSON AND JOHNS DC|CIST|Capital Institutional Services, Inc.|36080
JNJ|JOHNSON AND JOHNS DC|CLSA|CLSA AMERICAS, LLC|7413
JNJ|JOHNSON AND JOHNS DC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|760917
JNJ|JOHNSON AND JOHNS DC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5406
JNJ|JOHNSON AND JOHNS DC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26042
JNJ|JOHNSON AND JOHNS DC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1543953
JNJ|JOHNSON AND JOHNS DC|CTDL|Citadel Derivatives Group Llc|68178
JNJ|JOHNSON AND JOHNS DC|CXCX|CITIGROUP GLOBAL MARKETS INC.|148244
JNJ|JOHNSON AND JOHNS DC|DADA|D.A. Davidson & Co.|33213
JNJ|JOHNSON AND JOHNS DC|DAVA|Davenport & Company LLC|19398
JNJ|JOHNSON AND JOHNS DC|DAWA|Daiwa Capital Markets America Inc.|100
JNJ|JOHNSON AND JOHNS DC|DBAB|Deutsche Bank Securities Inc.|1397257
JNJ|JOHNSON AND JOHNS DC|DBAX|Deutsche Bank Securities Inc.|899300
JNJ|JOHNSON AND JOHNS DC|DBUL|Deutsche Bank Securities Inc.|5040
JNJ|JOHNSON AND JOHNS DC|DCHF|Dart Executions, LLC|34336
JNJ|JOHNSON AND JOHNS DC|DEAN|MORGAN STANLEY|203100
JNJ|JOHNSON AND JOHNS DC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31595
JNJ|JOHNSON AND JOHNS DC|DRWK|DRW SECURITIES, L.L.C.|58894
JNJ|JOHNSON AND JOHNS DC|EBXL|EBX LLC|733500
JNJ|JOHNSON AND JOHNS DC|ECUT|CONVERGEX EXECUTION SOLUTIONS|98726
JNJ|JOHNSON AND JOHNS DC|EDJC|Edward Jones / CDS|19028
JNJ|JOHNSON AND JOHNS DC|EDJO|Edward D. Jones & Co., L.P.|339308
JNJ|JOHNSON AND JOHNS DC|EGAM|CBOE TRADING, INC.|60913
JNJ|JOHNSON AND JOHNS DC|EGAW|CBOE TRADING, INC.|1176
JNJ|JOHNSON AND JOHNS DC|EGMT|EG MARKET TECHNOLOGIES LLC|800
JNJ|JOHNSON AND JOHNS DC|EGXM|CBOE TRADING, INC.|34080
JNJ|JOHNSON AND JOHNS DC|EGXW|CBOE TRADING, INC.|659
JNJ|JOHNSON AND JOHNS DC|EROP|Eroom Securities L.L.C.|1000
JNJ|JOHNSON AND JOHNS DC|ESPO|ESPOSITO SECURITIES, LLC|1056
JNJ|JOHNSON AND JOHNS DC|ETBE|Electronic Transaction Clearing, Inc.|94418
JNJ|JOHNSON AND JOHNS DC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|272
JNJ|JOHNSON AND JOHNS DC|ETCB|ETC BROKERAGE SERVICES, LLC|113
JNJ|JOHNSON AND JOHNS DC|ETCC|Electronic Transaction Clearing, Inc.|534
JNJ|JOHNSON AND JOHNS DC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27465
JNJ|JOHNSON AND JOHNS DC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|50
JNJ|JOHNSON AND JOHNS DC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9530
JNJ|JOHNSON AND JOHNS DC|ETRS|E*Trade Securities LLC|685002
JNJ|JOHNSON AND JOHNS DC|FBSB|U.S. Bancorp Investments, Inc.|1887
JNJ|JOHNSON AND JOHNS DC|FFSI|Firstrade Securities Inc.|2
JNJ|JOHNSON AND JOHNS DC|FIDT|Fidelity Clearing Canada ULC./ CDS|877
JNJ|JOHNSON AND JOHNS DC|FILL|Tradestation Securities, Inc.|26800
JNJ|JOHNSON AND JOHNS DC|FINX|FINTECH SECURITIES|22680
JNJ|JOHNSON AND JOHNS DC|FINZ|FINTECH SECURITIES|365
JNJ|JOHNSON AND JOHNS DC|FMAF|NBCN Inc./ CDS|77884
JNJ|JOHNSON AND JOHNS DC|FMCO|First Manhattan Co|595
JNJ|JOHNSON AND JOHNS DC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3886
JNJ|JOHNSON AND JOHNS DC|FQLS|Quantlab Securities LP|1217391
JNJ|JOHNSON AND JOHNS DC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|281912
JNJ|JOHNSON AND JOHNS DC|FTBR|Foliofn Investments, Inc.|17605
JNJ|JOHNSON AND JOHNS DC|GBMT|GBM International, Inc.|11244
JNJ|JOHNSON AND JOHNS DC|GEBB|GLOBAL EXECUTION BROKERS, LP|23525
JNJ|JOHNSON AND JOHNS DC|GLIS|TD Securities Inc|8765
JNJ|JOHNSON AND JOHNS DC|GLPX|ACS EXECUTION SERVICES, LLC|190415
JNJ|JOHNSON AND JOHNS DC|GSCO|GOLDMAN SACHS & CO. LLC|7625140
JNJ|JOHNSON AND JOHNS DC|GSCS|GOLDMAN SACHS & CO. LLC|44554
JNJ|JOHNSON AND JOHNS DC|GSLT|GOLDMAN SACHS & CO. LLC|52839
JNJ|JOHNSON AND JOHNS DC|GTSZ|GTS SECURITIES LLC|1162489
JNJ|JOHNSON AND JOHNS DC|HAPX|HAP Trading, LLC|4175
JNJ|JOHNSON AND JOHNS DC|HASF|Haywood Securities Inc./CDS|19
JNJ|JOHNSON AND JOHNS DC|HCTA|Hardcastle Trading USA LLC|96841
JNJ|JOHNSON AND JOHNS DC|HRBF|American Enterprise Investment Services Inc.|213019
JNJ|JOHNSON AND JOHNS DC|HSBC|HSBC Securities, Inc.|64787
JNJ|JOHNSON AND JOHNS DC|IATS|INTERACTIVE BROKERS LLC|93863
JNJ|JOHNSON AND JOHNS DC|IBKR|Interactive Brokers Llc|264976
JNJ|JOHNSON AND JOHNS DC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10768
JNJ|JOHNSON AND JOHNS DC|ICBX|INSTINET, LLC|247523
JNJ|JOHNSON AND JOHNS DC|IEQY|CITADEL SECURITIES LLC|527921
JNJ|JOHNSON AND JOHNS DC|INCA|INSTINET, LLC|1288383
JNJ|JOHNSON AND JOHNS DC|INJX|INSTINET, LLC|166439
JNJ|JOHNSON AND JOHNS DC|INTL|INTL FCSTONE FINANCIAL INC.|286
JNJ|JOHNSON AND JOHNS DC|ITGI|ITG Inc.|383003
JNJ|JOHNSON AND JOHNS DC|ITGP|ITG INC.|406400
JNJ|JOHNSON AND JOHNS DC|JANY|Janney Montgomery Scott Inc.|78784
JNJ|JOHNSON AND JOHNS DC|JEFF|JEFFERIES LLC|311484
JNJ|JOHNSON AND JOHNS DC|JMPT|JUMP TRADING, LLC|145998
JNJ|JOHNSON AND JOHNS DC|JONE|JonesTrading|150
JNJ|JOHNSON AND JOHNS DC|JPBX|J.P. MORGAN SECURITIES LLC|774330
JNJ|JOHNSON AND JOHNS DC|JPMX|J.P. Morgan Securities LLC|1617946
JNJ|JOHNSON AND JOHNS DC|JSEB|JANE STREET EXECUTION SERVICES, LLC|4500
JNJ|JOHNSON AND JOHNS DC|JSJX|JANE STREET CAPITAL LLC|19608
JNJ|JOHNSON AND JOHNS DC|KBWI|Keefe, Bruyette & Woods, Inc.|100
JNJ|JOHNSON AND JOHNS DC|KCGM|VIRTU Americas LLC|225378
JNJ|JOHNSON AND JOHNS DC|KING|C. L. King & Associates, Inc.|160
JNJ|JOHNSON AND JOHNS DC|LEER|LEERINK PARTNERS LLC|200
JNJ|JOHNSON AND JOHNS DC|LEHM|Barclays Capital Inc./Le|2527446
JNJ|JOHNSON AND JOHNS DC|LGNT|COR CLEARING LLC|76
JNJ|JOHNSON AND JOHNS DC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|200
JNJ|JOHNSON AND JOHNS DC|LIME|Lime Brokerage LLC|91266
JNJ|JOHNSON AND JOHNS DC|LIWD|LIME BROKERAGE LLC|41
JNJ|JOHNSON AND JOHNS DC|LIWK|LIME BROKERAGE LLC|40
JNJ|JOHNSON AND JOHNS DC|LMNX|LUMINEX TRADING & ANALYTICS LLC|219044
JNJ|JOHNSON AND JOHNS DC|LOOP|Loop Capital Markets LLC|9631
JNJ|JOHNSON AND JOHNS DC|LQNA|LIQUIDNET, INC.|96300
JNJ|JOHNSON AND JOHNS DC|LQNB|LIQUIDNET, INC.|8500
JNJ|JOHNSON AND JOHNS DC|LSCI|Lek Securities Corporation|21461
JNJ|JOHNSON AND JOHNS DC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
JNJ|JOHNSON AND JOHNS DC|MACC|Mid Atlantic Capital Corporation|11851
JNJ|JOHNSON AND JOHNS DC|MACQ|Macquarie Capital (USA) Inc.|4854
JNJ|JOHNSON AND JOHNS DC|MAXM|Maxim Group LLC|29080
JNJ|JOHNSON AND JOHNS DC|MBTS|ALLY INVEST SECURITIES LLC|40
JNJ|JOHNSON AND JOHNS DC|MCBT|Moors & Cabot, Inc.|107
JNJ|JOHNSON AND JOHNS DC|MCMF|Raymond James Ltd. Cds|38083
JNJ|JOHNSON AND JOHNS DC|MILE|I-Bankers Securities, Inc.|50
JNJ|JOHNSON AND JOHNS DC|MKMP|MKM Partners LLC|5800
JNJ|JOHNSON AND JOHNS DC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|455022
JNJ|JOHNSON AND JOHNS DC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4349
JNJ|JOHNSON AND JOHNS DC|MOTF|MOTIF INVESTING, INC.|170
JNJ|JOHNSON AND JOHNS DC|MPSG|E D & F Man Capital Markets Inc.|6923
JNJ|JOHNSON AND JOHNS DC|MSCO|MORGAN STANLEY & CO. LLC|8315359
JNJ|JOHNSON AND JOHNS DC|MSPL|MORGAN STANLEY & CO. LLC|748400
JNJ|JOHNSON AND JOHNS DC|MSTX|MORGAN STANLEY & CO. LLC|628300
JNJ|JOHNSON AND JOHNS DC|MULL|MARK J. MULLER EQUITIES, INC.|860
JNJ|JOHNSON AND JOHNS DC|MZHO|Mizuho Securities USA LLC|86909
JNJ|JOHNSON AND JOHNS DC|NATL|National Securities Corporation|4492
JNJ|JOHNSON AND JOHNS DC|NBCS|NBC Securities, INC.|1115
JNJ|JOHNSON AND JOHNS DC|NEUB|NEUBERGER BERMAN BD LLC|4819
JNJ|JOHNSON AND JOHNS DC|NFSC|National Financial Services LLC|3043013
JNJ|JOHNSON AND JOHNS DC|NITE|VIRTU Americas LLC|4898427
JNJ|JOHNSON AND JOHNS DC|NITP|VIRTU Americas LLC|2397
JNJ|JOHNSON AND JOHNS DC|NMRA|Nomura Securities International, Inc.|100
JNJ|JOHNSON AND JOHNS DC|NQRB|Brut, LLC|111602
JNJ|JOHNSON AND JOHNS DC|NTBF|BMO Nesbitt Burns Inc./CDS|26546
JNJ|JOHNSON AND JOHNS DC|NTRC|Northern Trust Securities, Inc.|33249
JNJ|JOHNSON AND JOHNS DC|OCEA|OCEAN FINANCIAL SERVICES, LLC|300
JNJ|JOHNSON AND JOHNS DC|OHOS|TWO SIGMA SECURITIES, LLC|463059
JNJ|JOHNSON AND JOHNS DC|ONEL|O'NEIL SECURITIES, INCORPORATED|21
JNJ|JOHNSON AND JOHNS DC|OPCO|Oppenheimer & Co. Inc.|41084
JNJ|JOHNSON AND JOHNS DC|PASL|Pershing Advisor Solutions LLC|72
JNJ|JOHNSON AND JOHNS DC|PAUL|Paulson Investment Company, Inc.|24
JNJ|JOHNSON AND JOHNS DC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|530
JNJ|JOHNSON AND JOHNS DC|PCFF|Pacific International Securities Inc./CDS|220
JNJ|JOHNSON AND JOHNS DC|PCPT|PHILLIP CAPITAL INC.|1897
JNJ|JOHNSON AND JOHNS DC|PDQM|CODA MARKETS, INC.|247306
JNJ|JOHNSON AND JOHNS DC|PHLY|NASDAQ Execution Services, LLC|85308
JNJ|JOHNSON AND JOHNS DC|PICT|Pictet Overseas Inc.|24007
JNJ|JOHNSON AND JOHNS DC|PIPR|Piper Jaffray & Co.|1760
JNJ|JOHNSON AND JOHNS DC|PWJC|UBS Financial Services, Inc.|97100
JNJ|JOHNSON AND JOHNS DC|QMSR|QUATTRO M SECURITIES INC.|4792
JNJ|JOHNSON AND JOHNS DC|RBCM|RBC CAPITAL MARKETS, LLC|205281
JNJ|JOHNSON AND JOHNS DC|RGLD|Regal Securities, Inc|10
JNJ|JOHNSON AND JOHNS DC|RHCO|Suntrust Robinson Humphrey, Inc.|15300
JNJ|JOHNSON AND JOHNS DC|SAGL|SAGETRADER, LLC|205949
JNJ|JOHNSON AND JOHNS DC|SAGW|SAGETRADER, LLC|6209
JNJ|JOHNSON AND JOHNS DC|SALI|INTL FCSTONE FINANCIAL INC.|7370
JNJ|JOHNSON AND JOHNS DC|SBRX|MURIEL SIEBERT & CO INC|974
JNJ|JOHNSON AND JOHNS DC|SBSH|Citigroup Global Markets Inc.|766345
JNJ|JOHNSON AND JOHNS DC|SCMC|Scotia Capital Markets (USA) Inc.|400
JNJ|JOHNSON AND JOHNS DC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|95
JNJ|JOHNSON AND JOHNS DC|SEIC|SEI Investments Distribution Co.|32082
JNJ|JOHNSON AND JOHNS DC|SGMT|GOLDMAN SACHS & CO. LLC|481207
JNJ|JOHNSON AND JOHNS DC|SHMR|ABN Amro Clearing LLC|200
JNJ|JOHNSON AND JOHNS DC|SIBO|Prime Executions, Inc.|1698
JNJ|JOHNSON AND JOHNS DC|SIDC|Sidoti & Company, LLC|100
JNJ|JOHNSON AND JOHNS DC|SPDR|SPEEDROUTE LLC|106332
JNJ|JOHNSON AND JOHNS DC|SPHN|Stephens Inc.|7580
JNJ|JOHNSON AND JOHNS DC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1440
JNJ|JOHNSON AND JOHNS DC|STFL|Stifel, Nicolaus & Company, Incorporated|126634
JNJ|JOHNSON AND JOHNS DC|STKP|STOCKPILE INVESTMENTS, INC.|776
JNJ|JOHNSON AND JOHNS DC|STRS|STRATEGAS RESEARCH PARTNERS|400
JNJ|JOHNSON AND JOHNS DC|STXG|Stockcross Financial Services, Inc.|277
JNJ|JOHNSON AND JOHNS DC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17359
JNJ|JOHNSON AND JOHNS DC|SWIM|TD Ameritrade, Inc.|286571
JNJ|JOHNSON AND JOHNS DC|SWST|Hilltop Securities Inc.|24835
JNJ|JOHNSON AND JOHNS DC|TAGC|TELSEY ADVISORY GROUP LLC|6982
JNJ|JOHNSON AND JOHNS DC|TDSI|TD Securities (USA) LLC|100
JNJ|JOHNSON AND JOHNS DC|TKNG|ALLY INVEST SECURITIES LLC|6482
JNJ|JOHNSON AND JOHNS DC|TRBT|Tradebot Systems, Inc.|766297
JNJ|JOHNSON AND JOHNS DC|TRCM|TRC MARKETS LLC|598863
JNJ|JOHNSON AND JOHNS DC|TWTT|TASTYWORKS, INC.|748
JNJ|JOHNSON AND JOHNS DC|UBSA|UBS SECURITIES LLC|2407428
JNJ|JOHNSON AND JOHNS DC|UBSS|UBS Securities LLC|3929292
JNJ|JOHNSON AND JOHNS DC|VALX|VIRTU AMERICAS LLC|46520
JNJ|JOHNSON AND JOHNS DC|VERT|The Vertical Trading Group, LLC|1
JNJ|JOHNSON AND JOHNS DC|VGRD|Vanguard Marketing Corporation|214776
JNJ|JOHNSON AND JOHNS DC|VSIN|Vision Financial Markets Llc|275
JNJ|JOHNSON AND JOHNS DC|WABR|Wall Street Access|2240
JNJ|JOHNSON AND JOHNS DC|WBLR|WILLIAM BLAIR|7104
JNJ|JOHNSON AND JOHNS DC|WBPX|SUMMIT SECURITIES GROUP, LLC|6242
JNJ|JOHNSON AND JOHNS DC|WCHV|WELLS FARGO SECURITIES, LLC|1201772
JNJ|JOHNSON AND JOHNS DC|WDNX|WEEDEN & CO.L.P.|63274
JNJ|JOHNSON AND JOHNS DC|WEDB|WEDBUSH SECURITIES INC.|25952
JNJ|JOHNSON AND JOHNS DC|WEED|Weeden & Co.L.P.|5090
JNJ|JOHNSON AND JOHNS DC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|549349
JNJ|JOHNSON AND JOHNS DC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46220
JNJ|JOHNSON AND JOHNS DC|WGIF|CIBC World Markets Inc.|28243
JNJ|JOHNSON AND JOHNS DC|WHOT|JUST2TRADE, INC.|2
JNJ|JOHNSON AND JOHNS DC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|23825
JNJ|JOHNSON AND JOHNS DC|WSEA|WOLVERINE SECURITIES, LLC|63671
JNJ|JOHNSON AND JOHNS DC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|280
JNJ|JOHNSON AND JOHNS DC|WTFS|JUST2TRADE, INC.|7
JNJ|JOHNSON AND JOHNS DC|XIST|INSTINET, LLC|91502
JNJ|JOHNSON AND JOHNS DC|XPQR|Jump Trading|5200
JNJ|JOHNSON AND JOHNS DC|XPUS|XP SECURITIES, LLC|764
JNJ|JOHNSON AND JOHNS DC|XSTM|NATIONAL FINANCIAL SERVICES LLC|624240
JNJ|JOHNSON AND JOHNS DC|YKNA|COMHAR CAPITAL MARKETS, LLC|16607
JNJ|JOHNSON AND JOHNS DC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|132671
JNK|SPDR BB BR HY TIPS|AGIS|Aegis Capital Corp.|3421
JNK|SPDR BB BR HY TIPS|ALFA|ALPHA TRADING L.P.|34400
JNK|SPDR BB BR HY TIPS|ALTX|Alternet Securities Inc.|481689
JNK|SPDR BB BR HY TIPS|ANOS|ABEL/NOSER, L.L.C.|75231
JNK|SPDR BB BR HY TIPS|APCC|Apex Clearing Corporation|20066
JNK|SPDR BB BR HY TIPS|BANK|Primevest Financial Services, Inc.|3510
JNK|SPDR BB BR HY TIPS|BARD|Robert W. Baird & Co. Incorporated|11340
JNK|SPDR BB BR HY TIPS|BATM|CBOE TRADING, INC.|14469
JNK|SPDR BB BR HY TIPS|BAYT|BTIG, LLC|7900
JNK|SPDR BB BR HY TIPS|BBNT|BB&T SECURITIES, LLC|9763
JNK|SPDR BB BR HY TIPS|BERN|Sanford C. Bernstein & Co., LLC|4201
JNK|SPDR BB BR HY TIPS|BIDS|BIDS TRADING L.P.|196000
JNK|SPDR BB BR HY TIPS|BKCM|BNY Mellon Capital Markets LLC|14570
JNK|SPDR BB BR HY TIPS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|333377
JNK|SPDR BB BR HY TIPS|BLKX|INSTINET, LLC|257200
JNK|SPDR BB BR HY TIPS|BLTK|Bulltick, Llc|50720
JNK|SPDR BB BR HY TIPS|BNPX|BNP PARIBAS SECURITIES CORP.|166583
JNK|SPDR BB BR HY TIPS|BRGE|Newbridge Securities Corp.|10
JNK|SPDR BB BR HY TIPS|BYXM|CBOE TRADING, INC.|25604
JNK|SPDR BB BR HY TIPS|CANT|Cantor Fitzgerald & Co.|847038
JNK|SPDR BB BR HY TIPS|CHAS|Charles Schwab & Co., Inc.|248071
JNK|SPDR BB BR HY TIPS|CIST|Capital Institutional Services, Inc.|5671
JNK|SPDR BB BR HY TIPS|CMTT|CMT TRADING LLC|14300
JNK|SPDR BB BR HY TIPS|CNFR|Cowen Prime Services LLC|500
JNK|SPDR BB BR HY TIPS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|869999
JNK|SPDR BB BR HY TIPS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|40709
JNK|SPDR BB BR HY TIPS|CSIN|Citadel Securities Institutional LLC|667526
JNK|SPDR BB BR HY TIPS|CTDL|Citadel Derivatives Group Llc|744599
JNK|SPDR BB BR HY TIPS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1268902
JNK|SPDR BB BR HY TIPS|DADA|D.A. Davidson & Co.|453
JNK|SPDR BB BR HY TIPS|DBAB|Deutsche Bank Securities Inc.|206440
JNK|SPDR BB BR HY TIPS|DBAX|Deutsche Bank Securities Inc.|3616200
JNK|SPDR BB BR HY TIPS|DCHF|Dart Executions, LLC|127131
JNK|SPDR BB BR HY TIPS|DEAN|MORGAN STANLEY|44330
JNK|SPDR BB BR HY TIPS|DEGS|RONIN PROFESSIONAL LLC|3000
JNK|SPDR BB BR HY TIPS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|39358
JNK|SPDR BB BR HY TIPS|DREX|Drexel Hamilton, LLC|184200
JNK|SPDR BB BR HY TIPS|EBXL|EBX LLC|6429600
JNK|SPDR BB BR HY TIPS|ECUT|CONVERGEX EXECUTION SOLUTIONS|96470
JNK|SPDR BB BR HY TIPS|EDJC|Edward Jones / CDS|10
JNK|SPDR BB BR HY TIPS|EDJO|Edward D. Jones & Co., L.P.|3457
JNK|SPDR BB BR HY TIPS|EGAM|CBOE TRADING, INC.|77559
JNK|SPDR BB BR HY TIPS|EGXM|CBOE TRADING, INC.|100
JNK|SPDR BB BR HY TIPS|ETBE|Electronic Transaction Clearing, Inc.|54988
JNK|SPDR BB BR HY TIPS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9700
JNK|SPDR BB BR HY TIPS|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|48650
JNK|SPDR BB BR HY TIPS|ETRS|E*Trade Securities LLC|66809
JNK|SPDR BB BR HY TIPS|FBSB|U.S. Bancorp Investments, Inc.|1319
JNK|SPDR BB BR HY TIPS|FCST|INTL FCSTONE FINANCIAL INC.|70000
JNK|SPDR BB BR HY TIPS|FIDT|Fidelity Clearing Canada ULC./ CDS|75
JNK|SPDR BB BR HY TIPS|FILL|Tradestation Securities, Inc.|1535
JNK|SPDR BB BR HY TIPS|FINX|FINTECH SECURITIES|4040
JNK|SPDR BB BR HY TIPS|FLTU|FLOW TRADERS US LLC|1084870
JNK|SPDR BB BR HY TIPS|FMAF|NBCN Inc./ CDS|62181
JNK|SPDR BB BR HY TIPS|FQLS|Quantlab Securities LP|113063
JNK|SPDR BB BR HY TIPS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|163740
JNK|SPDR BB BR HY TIPS|FTBR|Foliofn Investments, Inc.|92174
JNK|SPDR BB BR HY TIPS|GBMT|GBM International, Inc.|2595
JNK|SPDR BB BR HY TIPS|GEBB|GLOBAL EXECUTION BROKERS, LP|20400
JNK|SPDR BB BR HY TIPS|GFIS|GFI Securities LLC|200000
JNK|SPDR BB BR HY TIPS|GLIS|TD Securities Inc|600
JNK|SPDR BB BR HY TIPS|GLPX|ACS EXECUTION SERVICES, LLC|28880
JNK|SPDR BB BR HY TIPS|GSCO|GOLDMAN SACHS & CO. LLC|13092521
JNK|SPDR BB BR HY TIPS|GSCS|GOLDMAN SACHS & CO. LLC|361497
JNK|SPDR BB BR HY TIPS|GSLT|GOLDMAN SACHS & CO. LLC|275828
JNK|SPDR BB BR HY TIPS|GTSZ|GTS SECURITIES LLC|209734
JNK|SPDR BB BR HY TIPS|HRBF|American Enterprise Investment Services Inc.|195958
JNK|SPDR BB BR HY TIPS|HSBC|HSBC Securities, Inc.|10500
JNK|SPDR BB BR HY TIPS|IATS|INTERACTIVE BROKERS LLC|228987
JNK|SPDR BB BR HY TIPS|IBKR|Interactive Brokers Llc|327834
JNK|SPDR BB BR HY TIPS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|23373
JNK|SPDR BB BR HY TIPS|ICBX|INSTINET, LLC|8565366
JNK|SPDR BB BR HY TIPS|INCA|INSTINET, LLC|11033022
JNK|SPDR BB BR HY TIPS|INJX|INSTINET, LLC|53772
JNK|SPDR BB BR HY TIPS|ITGI|ITG Inc.|1136481
JNK|SPDR BB BR HY TIPS|ITGP|ITG INC.|2664200
JNK|SPDR BB BR HY TIPS|JANY|Janney Montgomery Scott Inc.|4721
JNK|SPDR BB BR HY TIPS|JEFF|JEFFERIES LLC|1395140
JNK|SPDR BB BR HY TIPS|JMPT|JUMP TRADING, LLC|89141
JNK|SPDR BB BR HY TIPS|JONE|JonesTrading|255
JNK|SPDR BB BR HY TIPS|JPBX|J.P. MORGAN SECURITIES LLC|163678
JNK|SPDR BB BR HY TIPS|JPMX|J.P. Morgan Securities LLC|10599603
JNK|SPDR BB BR HY TIPS|JSEB|JANE STREET EXECUTION SERVICES, LLC|8323519
JNK|SPDR BB BR HY TIPS|JSJX|JANE STREET CAPITAL LLC|2016536
JNK|SPDR BB BR HY TIPS|KCGM|VIRTU Americas LLC|1977522
JNK|SPDR BB BR HY TIPS|LEHM|Barclays Capital Inc./Le|38292038
JNK|SPDR BB BR HY TIPS|LGNT|COR CLEARING LLC|2
JNK|SPDR BB BR HY TIPS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2917
JNK|SPDR BB BR HY TIPS|LIME|Lime Brokerage LLC|37997
JNK|SPDR BB BR HY TIPS|LSCI|Lek Securities Corporation|7163
JNK|SPDR BB BR HY TIPS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3000
JNK|SPDR BB BR HY TIPS|MACC|Mid Atlantic Capital Corporation|14250
JNK|SPDR BB BR HY TIPS|MAXM|Maxim Group LLC|1223571
JNK|SPDR BB BR HY TIPS|MCMF|Raymond James Ltd. Cds|140
JNK|SPDR BB BR HY TIPS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16791805
JNK|SPDR BB BR HY TIPS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
JNK|SPDR BB BR HY TIPS|MOTF|MOTIF INVESTING, INC.|4
JNK|SPDR BB BR HY TIPS|MSCO|MORGAN STANLEY & CO. LLC|5541067
JNK|SPDR BB BR HY TIPS|MSPL|MORGAN STANLEY & CO. LLC|5538800
JNK|SPDR BB BR HY TIPS|MSTX|MORGAN STANLEY & CO. LLC|82700
JNK|SPDR BB BR HY TIPS|MULL|MARK J. MULLER EQUITIES, INC.|10500
JNK|SPDR BB BR HY TIPS|NATL|National Securities Corporation|48
JNK|SPDR BB BR HY TIPS|NBCS|NBC Securities, INC.|2900
JNK|SPDR BB BR HY TIPS|NFSC|National Financial Services LLC|949469
JNK|SPDR BB BR HY TIPS|NITE|VIRTU Americas LLC|3219223
JNK|SPDR BB BR HY TIPS|NITP|VIRTU Americas LLC|274358
JNK|SPDR BB BR HY TIPS|NMRA|Nomura Securities International, Inc.|1000000
JNK|SPDR BB BR HY TIPS|NQRB|Brut, LLC|25300
JNK|SPDR BB BR HY TIPS|NTBF|BMO Nesbitt Burns Inc./CDS|586
JNK|SPDR BB BR HY TIPS|OLDM|OLD MISSION CAPITAL, LLC|142035
JNK|SPDR BB BR HY TIPS|OPCO|Oppenheimer & Co. Inc.|3626
JNK|SPDR BB BR HY TIPS|OTAA|OTA LLC|10400
JNK|SPDR BB BR HY TIPS|PDQM|CODA MARKETS, INC.|266212
JNK|SPDR BB BR HY TIPS|PWJC|UBS Financial Services, Inc.|24093
JNK|SPDR BB BR HY TIPS|QMSR|QUATTRO M SECURITIES INC.|26000
JNK|SPDR BB BR HY TIPS|RBCM|RBC CAPITAL MARKETS, LLC|64794
JNK|SPDR BB BR HY TIPS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|174086
JNK|SPDR BB BR HY TIPS|SAGL|SAGETRADER, LLC|86255
JNK|SPDR BB BR HY TIPS|SALI|INTL FCSTONE FINANCIAL INC.|3268
JNK|SPDR BB BR HY TIPS|SBSH|Citigroup Global Markets Inc.|1398732
JNK|SPDR BB BR HY TIPS|SEIC|SEI Investments Distribution Co.|45239
JNK|SPDR BB BR HY TIPS|SGMT|GOLDMAN SACHS & CO. LLC|5889742
JNK|SPDR BB BR HY TIPS|SPDR|SPEEDROUTE LLC|21150
JNK|SPDR BB BR HY TIPS|SPHN|Stephens Inc.|16
JNK|SPDR BB BR HY TIPS|SPNT|SEVEN POINTS CAPITAL, LLC|600
JNK|SPDR BB BR HY TIPS|STFL|Stifel, Nicolaus & Company, Incorporated|12284
JNK|SPDR BB BR HY TIPS|STXG|Stockcross Financial Services, Inc.|59
JNK|SPDR BB BR HY TIPS|SWIM|TD Ameritrade, Inc.|35423
JNK|SPDR BB BR HY TIPS|SWST|Hilltop Securities Inc.|56223
JNK|SPDR BB BR HY TIPS|TKNG|ALLY INVEST SECURITIES LLC|1364
JNK|SPDR BB BR HY TIPS|TRBT|Tradebot Systems, Inc.|1066958
JNK|SPDR BB BR HY TIPS|TRCM|TRC MARKETS LLC|3223315
JNK|SPDR BB BR HY TIPS|TWTT|TASTYWORKS, INC.|2
JNK|SPDR BB BR HY TIPS|UBSA|UBS SECURITIES LLC|14530215
JNK|SPDR BB BR HY TIPS|UBSS|UBS Securities LLC|2572625
JNK|SPDR BB BR HY TIPS|VALX|VIRTU AMERICAS LLC|389389
JNK|SPDR BB BR HY TIPS|VGRD|Vanguard Marketing Corporation|61279
JNK|SPDR BB BR HY TIPS|WBET|Wallachbeth Capital LLC|5302028
JNK|SPDR BB BR HY TIPS|WBLR|WILLIAM BLAIR|5363
JNK|SPDR BB BR HY TIPS|WCHV|WELLS FARGO SECURITIES, LLC|826436
JNK|SPDR BB BR HY TIPS|WEDB|WEDBUSH SECURITIES INC.|28
JNK|SPDR BB BR HY TIPS|WEED|Weeden & Co.L.P.|344680
JNK|SPDR BB BR HY TIPS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1161
JNK|SPDR BB BR HY TIPS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|217081
JNK|SPDR BB BR HY TIPS|WGIF|CIBC World Markets Inc.|165150
JNK|SPDR BB BR HY TIPS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|255
JNK|SPDR BB BR HY TIPS|WSEA|WOLVERINE SECURITIES, LLC|17671
JNK|SPDR BB BR HY TIPS|XIST|INSTINET, LLC|20000
JNK|SPDR BB BR HY TIPS|XPUS|XP SECURITIES, LLC|22356
JNK|SPDR BB BR HY TIPS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1522924
JNK|SPDR BB BR HY TIPS|YKNA|COMHAR CAPITAL MARKETS, LLC|3516
JNK|SPDR BB BR HY TIPS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4598843
JNP|JUNIPER PHARM INC.|ALTX|Alternet Securities Inc.|200
JNP|JUNIPER PHARM INC.|APCC|Apex Clearing Corporation|385
JNP|JUNIPER PHARM INC.|BARD|Robert W. Baird & Co. Incorporated|11
JNP|JUNIPER PHARM INC.|BAYC|BAY CREST PARTNERS, LLC|340
JNP|JUNIPER PHARM INC.|BERN|Sanford C. Bernstein & Co., LLC|875
JNP|JUNIPER PHARM INC.|CHAS|Charles Schwab & Co., Inc.|1000
JNP|JUNIPER PHARM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2906
JNP|JUNIPER PHARM INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
JNP|JUNIPER PHARM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22131
JNP|JUNIPER PHARM INC.|CTDL|Citadel Derivatives Group Llc|504
JNP|JUNIPER PHARM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
JNP|JUNIPER PHARM INC.|DBAB|Deutsche Bank Securities Inc.|10780
JNP|JUNIPER PHARM INC.|DBAX|Deutsche Bank Securities Inc.|5200
JNP|JUNIPER PHARM INC.|DEGS|RONIN PROFESSIONAL LLC|8587
JNP|JUNIPER PHARM INC.|EBXL|EBX LLC|5700
JNP|JUNIPER PHARM INC.|EDJO|Edward D. Jones & Co., L.P.|36
JNP|JUNIPER PHARM INC.|EGAM|CBOE TRADING, INC.|100
JNP|JUNIPER PHARM INC.|EGXM|CBOE TRADING, INC.|3
JNP|JUNIPER PHARM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1145
JNP|JUNIPER PHARM INC.|ETRS|E*Trade Securities LLC|30537
JNP|JUNIPER PHARM INC.|FBCO|Credit Suisse Securities (USA) LLC|20227
JNP|JUNIPER PHARM INC.|FILL|Tradestation Securities, Inc.|5
JNP|JUNIPER PHARM INC.|FOMA|TD AMERITRADE CLEARING, INC.|39838
JNP|JUNIPER PHARM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10485
JNP|JUNIPER PHARM INC.|FTBR|Foliofn Investments, Inc.|467
JNP|JUNIPER PHARM INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|510
JNP|JUNIPER PHARM INC.|GLIS|TD Securities Inc|2373
JNP|JUNIPER PHARM INC.|GLPX|ACS EXECUTION SERVICES, LLC|100
JNP|JUNIPER PHARM INC.|GSCO|GOLDMAN SACHS & CO. LLC|24455
JNP|JUNIPER PHARM INC.|GSCS|GOLDMAN SACHS & CO. LLC|1900
JNP|JUNIPER PHARM INC.|GTSZ|GTS SECURITIES LLC|5070
JNP|JUNIPER PHARM INC.|HRBF|American Enterprise Investment Services Inc.|900
JNP|JUNIPER PHARM INC.|IATS|INTERACTIVE BROKERS LLC|2532
JNP|JUNIPER PHARM INC.|IBKR|Interactive Brokers Llc|30999
JNP|JUNIPER PHARM INC.|ICBX|INSTINET, LLC|17200
JNP|JUNIPER PHARM INC.|INCA|INSTINET, LLC|24729
JNP|JUNIPER PHARM INC.|INJX|INSTINET, LLC|4502
JNP|JUNIPER PHARM INC.|ITGI|ITG Inc.|13938
JNP|JUNIPER PHARM INC.|ITGP|ITG INC.|24000
JNP|JUNIPER PHARM INC.|JEFF|JEFFERIES LLC|1919
JNP|JUNIPER PHARM INC.|JONE|JonesTrading|99851
JNP|JUNIPER PHARM INC.|JPMX|J.P. Morgan Securities LLC|10164
JNP|JUNIPER PHARM INC.|JSJX|JANE STREET CAPITAL LLC|106
JNP|JUNIPER PHARM INC.|KCGM|VIRTU Americas LLC|3617
JNP|JUNIPER PHARM INC.|LEHM|Barclays Capital Inc./Le|12567
JNP|JUNIPER PHARM INC.|LIME|Lime Brokerage LLC|17753
JNP|JUNIPER PHARM INC.|LMGP|LIME BROKERAGE LLC|1611
JNP|JUNIPER PHARM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13000
JNP|JUNIPER PHARM INC.|MSCO|MORGAN STANLEY & CO. LLC|57517
JNP|JUNIPER PHARM INC.|MSPL|MORGAN STANLEY & CO. LLC|23400
JNP|JUNIPER PHARM INC.|MSTX|MORGAN STANLEY & CO. LLC|4000
JNP|JUNIPER PHARM INC.|NFSC|National Financial Services LLC|31433
JNP|JUNIPER PHARM INC.|NITE|VIRTU Americas LLC|95647
JNP|JUNIPER PHARM INC.|NQRB|Brut, LLC|100
JNP|JUNIPER PHARM INC.|OPCO|Oppenheimer & Co. Inc.|813
JNP|JUNIPER PHARM INC.|PDQM|CODA MARKETS, INC.|1660
JNP|JUNIPER PHARM INC.|PHLY|NASDAQ Execution Services, LLC|49800
JNP|JUNIPER PHARM INC.|RAJA|Raymond James & Associates, Inc.|2800
JNP|JUNIPER PHARM INC.|RBCM|RBC CAPITAL MARKETS, LLC|3000
JNP|JUNIPER PHARM INC.|ROTH|Roth Capital Partners, LLC|3700
JNP|JUNIPER PHARM INC.|SBSH|Citigroup Global Markets Inc.|500
JNP|JUNIPER PHARM INC.|SGMT|GOLDMAN SACHS & CO. LLC|5718
JNP|JUNIPER PHARM INC.|SPDR|SPEEDROUTE LLC|1000
JNP|JUNIPER PHARM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2490
JNP|JUNIPER PHARM INC.|SWIM|TD Ameritrade, Inc.|485
JNP|JUNIPER PHARM INC.|TKNG|ALLY INVEST SECURITIES LLC|2718
JNP|JUNIPER PHARM INC.|TRBT|Tradebot Systems, Inc.|1320
JNP|JUNIPER PHARM INC.|TRCM|TRC MARKETS LLC|10064
JNP|JUNIPER PHARM INC.|UBSA|UBS SECURITIES LLC|41218
JNP|JUNIPER PHARM INC.|UBSS|UBS Securities LLC|55260
JNP|JUNIPER PHARM INC.|VALX|VIRTU AMERICAS LLC|1561
JNP|JUNIPER PHARM INC.|VGRD|Vanguard Marketing Corporation|3771
JNP|JUNIPER PHARM INC.|WCHV|WELLS FARGO SECURITIES, LLC|5297
JNP|JUNIPER PHARM INC.|WEDB|WEDBUSH SECURITIES INC.|3791
JNP|JUNIPER PHARM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6308
JNP|JUNIPER PHARM INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9061
JNP|JUNIPER PHARM INC.|WGIF|CIBC World Markets Inc.|531
JNP|JUNIPER PHARM INC.|WSEA|WOLVERINE SECURITIES, LLC|4465
JNP|JUNIPER PHARM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
JNP|JUNIPER PHARM INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10510
JNPR|JUNIPER NETWORKS|ABLE|NATIXIS Securities Americas LLC|1416238
JNPR|JUNIPER NETWORKS|ADAM|CANACCORD GENUITY INC.|81727
JNPR|JUNIPER NETWORKS|AGIS|Aegis Capital Corp.|3275
JNPR|JUNIPER NETWORKS|ALTX|Alternet Securities Inc.|54101
JNPR|JUNIPER NETWORKS|ANOS|ABEL/NOSER, L.L.C.|881
JNPR|JUNIPER NETWORKS|APCC|Apex Clearing Corporation|13742
JNPR|JUNIPER NETWORKS|AQUA|AQUA SECURITIES L.P.|10000
JNPR|JUNIPER NETWORKS|BANK|Primevest Financial Services, Inc.|5
JNPR|JUNIPER NETWORKS|BARD|Robert W. Baird & Co. Incorporated|866
JNPR|JUNIPER NETWORKS|BATM|CBOE TRADING, INC.|17114
JNPR|JUNIPER NETWORKS|BAYC|BAY CREST PARTNERS, LLC|60
JNPR|JUNIPER NETWORKS|BAYT|BTIG, LLC|8900
JNPR|JUNIPER NETWORKS|BBNT|BB&T SECURITIES, LLC|108
JNPR|JUNIPER NETWORKS|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
JNPR|JUNIPER NETWORKS|BERN|Sanford C. Bernstein & Co., LLC|268758
JNPR|JUNIPER NETWORKS|BIAD|SAGETRADER, LLC|1022
JNPR|JUNIPER NETWORKS|BIDS|BIDS TRADING L.P.|9700
JNPR|JUNIPER NETWORKS|BIMI|Banca IMI Securities Corp.|15790
JNPR|JUNIPER NETWORKS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31616
JNPR|JUNIPER NETWORKS|BLKX|INSTINET, LLC|480558
JNPR|JUNIPER NETWORKS|BNPX|BNP PARIBAS SECURITIES CORP.|641230
JNPR|JUNIPER NETWORKS|BRGE|Newbridge Securities Corp.|16884
JNPR|JUNIPER NETWORKS|BTIG|BTIG, LLC|90030
JNPR|JUNIPER NETWORKS|BYXM|CBOE TRADING, INC.|2366
JNPR|JUNIPER NETWORKS|BZYD|GOLDMAN SACHS & CO. LLC|1100
JNPR|JUNIPER NETWORKS|CANT|Cantor Fitzgerald & Co.|1262
JNPR|JUNIPER NETWORKS|CBLC|CITIGROUP GLOBAL MARKETS INC.|50200
JNPR|JUNIPER NETWORKS|CHAS|Charles Schwab & Co., Inc.|29100
JNPR|JUNIPER NETWORKS|CIBP|CIBC World Markets Corp.|19084
JNPR|JUNIPER NETWORKS|CICF|Canaccord Genuity Corp.|687
JNPR|JUNIPER NETWORKS|CIOI|CITIGROUP GLOBAL MARKETS INC|54600
JNPR|JUNIPER NETWORKS|CIST|Capital Institutional Services, Inc.|54955
JNPR|JUNIPER NETWORKS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|315869
JNPR|JUNIPER NETWORKS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
JNPR|JUNIPER NETWORKS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4943
JNPR|JUNIPER NETWORKS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2410491
JNPR|JUNIPER NETWORKS|CTDL|Citadel Derivatives Group Llc|116773
JNPR|JUNIPER NETWORKS|CXCX|CITIGROUP GLOBAL MARKETS INC.|226010
JNPR|JUNIPER NETWORKS|DADA|D.A. Davidson & Co.|7
JNPR|JUNIPER NETWORKS|DBAB|Deutsche Bank Securities Inc.|1057504
JNPR|JUNIPER NETWORKS|DBAX|Deutsche Bank Securities Inc.|1979500
JNPR|JUNIPER NETWORKS|DBUL|Deutsche Bank Securities Inc.|3000
JNPR|JUNIPER NETWORKS|DCHF|Dart Executions, LLC|24471
JNPR|JUNIPER NETWORKS|DEAN|MORGAN STANLEY|1991
JNPR|JUNIPER NETWORKS|DEGS|RONIN PROFESSIONAL LLC|1600
JNPR|JUNIPER NETWORKS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|605
JNPR|JUNIPER NETWORKS|DRWK|DRW SECURITIES, L.L.C.|26497
JNPR|JUNIPER NETWORKS|EBXL|EBX LLC|1290200
JNPR|JUNIPER NETWORKS|ECUT|CONVERGEX EXECUTION SOLUTIONS|130799
JNPR|JUNIPER NETWORKS|EDJC|Edward Jones / CDS|30
JNPR|JUNIPER NETWORKS|EDJO|Edward D. Jones & Co., L.P.|990
JNPR|JUNIPER NETWORKS|EGAM|CBOE TRADING, INC.|75287
JNPR|JUNIPER NETWORKS|EGAW|CBOE TRADING, INC.|70
JNPR|JUNIPER NETWORKS|EGMT|EG MARKET TECHNOLOGIES LLC|100
JNPR|JUNIPER NETWORKS|EGXM|CBOE TRADING, INC.|11584
JNPR|JUNIPER NETWORKS|EGXW|CBOE TRADING, INC.|74
JNPR|JUNIPER NETWORKS|ELEV|ELEVATION, LLC|975
JNPR|JUNIPER NETWORKS|EROM|Eroom Securities L.L.C.|1900
JNPR|JUNIPER NETWORKS|ESPO|ESPOSITO SECURITIES, LLC|217127
JNPR|JUNIPER NETWORKS|ETBE|Electronic Transaction Clearing, Inc.|66809
JNPR|JUNIPER NETWORKS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
JNPR|JUNIPER NETWORKS|ETCC|Electronic Transaction Clearing, Inc.|1352
JNPR|JUNIPER NETWORKS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16162
JNPR|JUNIPER NETWORKS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3844
JNPR|JUNIPER NETWORKS|ETRS|E*Trade Securities LLC|620579
JNPR|JUNIPER NETWORKS|FBSB|U.S. Bancorp Investments, Inc.|5
JNPR|JUNIPER NETWORKS|FILL|Tradestation Securities, Inc.|56516
JNPR|JUNIPER NETWORKS|FINX|FINTECH SECURITIES|470
JNPR|JUNIPER NETWORKS|FMAF|NBCN Inc./ CDS|1082
JNPR|JUNIPER NETWORKS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9216
JNPR|JUNIPER NETWORKS|FQLS|Quantlab Securities LP|986403
JNPR|JUNIPER NETWORKS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|414885
JNPR|JUNIPER NETWORKS|FTBR|Foliofn Investments, Inc.|6510
JNPR|JUNIPER NETWORKS|GEBB|GLOBAL EXECUTION BROKERS, LP|68000
JNPR|JUNIPER NETWORKS|GLIS|TD Securities Inc|500
JNPR|JUNIPER NETWORKS|GLPX|ACS EXECUTION SERVICES, LLC|159687
JNPR|JUNIPER NETWORKS|GSCO|GOLDMAN SACHS & CO. LLC|7269278
JNPR|JUNIPER NETWORKS|GSCS|GOLDMAN SACHS & CO. LLC|133154
JNPR|JUNIPER NETWORKS|GSLT|GOLDMAN SACHS & CO. LLC|36229
JNPR|JUNIPER NETWORKS|GTSZ|GTS SECURITIES LLC|312352
JNPR|JUNIPER NETWORKS|HAPX|HAP Trading, LLC|6783
JNPR|JUNIPER NETWORKS|HRBF|American Enterprise Investment Services Inc.|8585
JNPR|JUNIPER NETWORKS|HSBC|HSBC Securities, Inc.|1446
JNPR|JUNIPER NETWORKS|IATS|INTERACTIVE BROKERS LLC|31590
JNPR|JUNIPER NETWORKS|IBKR|Interactive Brokers Llc|107167
JNPR|JUNIPER NETWORKS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|221
JNPR|JUNIPER NETWORKS|ICBX|INSTINET, LLC|762199
JNPR|JUNIPER NETWORKS|IEQY|CITADEL SECURITIES LLC|385704
JNPR|JUNIPER NETWORKS|INCA|INSTINET, LLC|1615675
JNPR|JUNIPER NETWORKS|INJX|INSTINET, LLC|54158
JNPR|JUNIPER NETWORKS|ITGI|ITG Inc.|245334
JNPR|JUNIPER NETWORKS|ITGP|ITG INC.|718600
JNPR|JUNIPER NETWORKS|JANY|Janney Montgomery Scott Inc.|26
JNPR|JUNIPER NETWORKS|JEFF|JEFFERIES LLC|1562831
JNPR|JUNIPER NETWORKS|JMPT|JUMP TRADING, LLC|225756
JNPR|JUNIPER NETWORKS|JPBX|J.P. MORGAN SECURITIES LLC|385069
JNPR|JUNIPER NETWORKS|JPMX|J.P. Morgan Securities LLC|1949259
JNPR|JUNIPER NETWORKS|JSJX|JANE STREET CAPITAL LLC|19916
JNPR|JUNIPER NETWORKS|JUTA|JUMP TRADING, LLC|1554
JNPR|JUNIPER NETWORKS|KCGM|VIRTU Americas LLC|311278
JNPR|JUNIPER NETWORKS|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
JNPR|JUNIPER NETWORKS|LEHM|Barclays Capital Inc./Le|5051281
JNPR|JUNIPER NETWORKS|LGNT|COR CLEARING LLC|1
JNPR|JUNIPER NETWORKS|LIME|Lime Brokerage LLC|123529
JNPR|JUNIPER NETWORKS|LOOP|Loop Capital Markets LLC|12154
JNPR|JUNIPER NETWORKS|LQNA|LIQUIDNET, INC.|7600
JNPR|JUNIPER NETWORKS|LQNB|LIQUIDNET, INC.|8200
JNPR|JUNIPER NETWORKS|LSCI|Lek Securities Corporation|785
JNPR|JUNIPER NETWORKS|LTCO|Ladenburg, Thalmann & Co., Inc.|6400
JNPR|JUNIPER NETWORKS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
JNPR|JUNIPER NETWORKS|MACC|Mid Atlantic Capital Corporation|3716
JNPR|JUNIPER NETWORKS|MACQ|Macquarie Capital (USA) Inc.|1200
JNPR|JUNIPER NETWORKS|MAXM|Maxim Group LLC|31811
JNPR|JUNIPER NETWORKS|MCMF|Raymond James Ltd. Cds|1587
JNPR|JUNIPER NETWORKS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1205054
JNPR|JUNIPER NETWORKS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5523
JNPR|JUNIPER NETWORKS|MOTF|MOTIF INVESTING, INC.|37
JNPR|JUNIPER NETWORKS|MSCO|MORGAN STANLEY & CO. LLC|5026635
JNPR|JUNIPER NETWORKS|MSPL|MORGAN STANLEY & CO. LLC|1706500
JNPR|JUNIPER NETWORKS|MSTX|MORGAN STANLEY & CO. LLC|1115200
JNPR|JUNIPER NETWORKS|MZHO|Mizuho Securities USA LLC|163000
JNPR|JUNIPER NETWORKS|NFSC|National Financial Services LLC|301757
JNPR|JUNIPER NETWORKS|NITE|VIRTU Americas LLC|1380093
JNPR|JUNIPER NETWORKS|NITP|VIRTU Americas LLC|10712
JNPR|JUNIPER NETWORKS|NQRB|Brut, LLC|92806
JNPR|JUNIPER NETWORKS|NTBF|BMO Nesbitt Burns Inc./CDS|691
JNPR|JUNIPER NETWORKS|NTRC|Northern Trust Securities, Inc.|2736
JNPR|JUNIPER NETWORKS|OHOS|TWO SIGMA SECURITIES, LLC|230129
JNPR|JUNIPER NETWORKS|OPCO|Oppenheimer & Co. Inc.|15137
JNPR|JUNIPER NETWORKS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
JNPR|JUNIPER NETWORKS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|13837
JNPR|JUNIPER NETWORKS|PDQM|CODA MARKETS, INC.|747340
JNPR|JUNIPER NETWORKS|PHLY|NASDAQ Execution Services, LLC|8600
JNPR|JUNIPER NETWORKS|PREC|PRECISION SECURITIES, LLC|200
JNPR|JUNIPER NETWORKS|PWJC|UBS Financial Services, Inc.|6680
JNPR|JUNIPER NETWORKS|QMSR|QUATTRO M SECURITIES INC.|11486
JNPR|JUNIPER NETWORKS|RBCM|RBC CAPITAL MARKETS, LLC|6685
JNPR|JUNIPER NETWORKS|RGLD|Regal Securities, Inc|2
JNPR|JUNIPER NETWORKS|RHCO|Suntrust Robinson Humphrey, Inc.|101096
JNPR|JUNIPER NETWORKS|SAGL|SAGETRADER, LLC|64031
JNPR|JUNIPER NETWORKS|SAGW|SAGETRADER, LLC|15593
JNPR|JUNIPER NETWORKS|SALI|INTL FCSTONE FINANCIAL INC.|1236
JNPR|JUNIPER NETWORKS|SBSH|Citigroup Global Markets Inc.|759069
JNPR|JUNIPER NETWORKS|SEIC|SEI Investments Distribution Co.|5091
JNPR|JUNIPER NETWORKS|SGMT|GOLDMAN SACHS & CO. LLC|749256
JNPR|JUNIPER NETWORKS|SJLS|TRADE INFORMATICS LLC|4900
JNPR|JUNIPER NETWORKS|SPDR|SPEEDROUTE LLC|133930
JNPR|JUNIPER NETWORKS|SPHN|Stephens Inc.|55014
JNPR|JUNIPER NETWORKS|SPTD|MINT GLOBAL MARKETS, INC.|900
JNPR|JUNIPER NETWORKS|STFL|Stifel, Nicolaus & Company, Incorporated|32390
JNPR|JUNIPER NETWORKS|STKP|STOCKPILE INVESTMENTS, INC.|176
JNPR|JUNIPER NETWORKS|STRS|STRATEGAS RESEARCH PARTNERS|2200
JNPR|JUNIPER NETWORKS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17333
JNPR|JUNIPER NETWORKS|SWIM|TD Ameritrade, Inc.|387436
JNPR|JUNIPER NETWORKS|SWST|Hilltop Securities Inc.|578
JNPR|JUNIPER NETWORKS|TAGC|TELSEY ADVISORY GROUP LLC|1260
JNPR|JUNIPER NETWORKS|TKNG|ALLY INVEST SECURITIES LLC|4942
JNPR|JUNIPER NETWORKS|TMBR|Timber Hill LLC|13910
JNPR|JUNIPER NETWORKS|TOUR|TOURMALINE PARTNERS, LLC|4100
JNPR|JUNIPER NETWORKS|TRBT|Tradebot Systems, Inc.|757610
JNPR|JUNIPER NETWORKS|TRCM|TRC MARKETS LLC|601216
JNPR|JUNIPER NETWORKS|TWTT|TASTYWORKS, INC.|197
JNPR|JUNIPER NETWORKS|UBSA|UBS SECURITIES LLC|3848828
JNPR|JUNIPER NETWORKS|UBSS|UBS Securities LLC|1805783
JNPR|JUNIPER NETWORKS|VALX|VIRTU AMERICAS LLC|93947
JNPR|JUNIPER NETWORKS|VGRD|Vanguard Marketing Corporation|10862
JNPR|JUNIPER NETWORKS|VNDS|VANDHAM SECURITIES CORP|2700
JNPR|JUNIPER NETWORKS|WABR|Wall Street Access|3000
JNPR|JUNIPER NETWORKS|WBLR|WILLIAM BLAIR|26000
JNPR|JUNIPER NETWORKS|WBPX|SUMMIT SECURITIES GROUP, LLC|19063
JNPR|JUNIPER NETWORKS|WCHV|WELLS FARGO SECURITIES, LLC|1618231
JNPR|JUNIPER NETWORKS|WDNX|WEEDEN & CO.L.P.|7380
JNPR|JUNIPER NETWORKS|WEDB|WEDBUSH SECURITIES INC.|57406
JNPR|JUNIPER NETWORKS|WEED|Weeden & Co.L.P.|2142
JNPR|JUNIPER NETWORKS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109084
JNPR|JUNIPER NETWORKS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23061
JNPR|JUNIPER NETWORKS|WGIF|CIBC World Markets Inc.|300
JNPR|JUNIPER NETWORKS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1248
JNPR|JUNIPER NETWORKS|WSEA|WOLVERINE SECURITIES, LLC|13329
JNPR|JUNIPER NETWORKS|XIST|INSTINET, LLC|308734
JNPR|JUNIPER NETWORKS|XPQR|Jump Trading|300
JNPR|JUNIPER NETWORKS|XSTM|NATIONAL FINANCIAL SERVICES LLC|80212
JNPR|JUNIPER NETWORKS|YKNA|COMHAR CAPITAL MARKETS, LLC|6807
JNPR|JUNIPER NETWORKS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8701
JNUG|DX JR MNR BULL 3X|ALTX|Alternet Securities Inc.|15454
JNUG|DX JR MNR BULL 3X|APCC|Apex Clearing Corporation|171481
JNUG|DX JR MNR BULL 3X|BATM|CBOE TRADING, INC.|66386
JNUG|DX JR MNR BULL 3X|BERN|Sanford C. Bernstein & Co., LLC|799
JNUG|DX JR MNR BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|184128
JNUG|DX JR MNR BULL 3X|BLKX|INSTINET, LLC|5200
JNUG|DX JR MNR BULL 3X|BTIG|BTIG, LLC|400
JNUG|DX JR MNR BULL 3X|BYXM|CBOE TRADING, INC.|3666
JNUG|DX JR MNR BULL 3X|CHAS|Charles Schwab & Co., Inc.|122102
JNUG|DX JR MNR BULL 3X|CICF|Canaccord Genuity Corp.|69420
JNUG|DX JR MNR BULL 3X|CIIV|CORPORATE INVESTMENTS GROUP, INC.|500
JNUG|DX JR MNR BULL 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2702
JNUG|DX JR MNR BULL 3X|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|49997
JNUG|DX JR MNR BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|694754
JNUG|DX JR MNR BULL 3X|CTLR|CUTLER GROUP, LP|5300
JNUG|DX JR MNR BULL 3X|CXCX|CITIGROUP GLOBAL MARKETS INC.|10656
JNUG|DX JR MNR BULL 3X|DBAB|Deutsche Bank Securities Inc.|52915
JNUG|DX JR MNR BULL 3X|DBAX|Deutsche Bank Securities Inc.|336900
JNUG|DX JR MNR BULL 3X|DCHF|Dart Executions, LLC|330996
JNUG|DX JR MNR BULL 3X|DEAN|MORGAN STANLEY|4136
JNUG|DX JR MNR BULL 3X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|103911
JNUG|DX JR MNR BULL 3X|EBXL|EBX LLC|212400
JNUG|DX JR MNR BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|21191
JNUG|DX JR MNR BULL 3X|EDJO|Edward D. Jones & Co., L.P.|160
JNUG|DX JR MNR BULL 3X|EGAM|CBOE TRADING, INC.|32920
JNUG|DX JR MNR BULL 3X|EGAW|CBOE TRADING, INC.|100
JNUG|DX JR MNR BULL 3X|EGXM|CBOE TRADING, INC.|129863
JNUG|DX JR MNR BULL 3X|ETBE|Electronic Transaction Clearing, Inc.|45535
JNUG|DX JR MNR BULL 3X|ETCB|ETC BROKERAGE SERVICES, LLC|32901
JNUG|DX JR MNR BULL 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12770
JNUG|DX JR MNR BULL 3X|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6000
JNUG|DX JR MNR BULL 3X|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|8164
JNUG|DX JR MNR BULL 3X|ETRS|E*Trade Securities LLC|7372348
JNUG|DX JR MNR BULL 3X|FBSB|U.S. Bancorp Investments, Inc.|6973
JNUG|DX JR MNR BULL 3X|FIDT|Fidelity Clearing Canada ULC./ CDS|2230
JNUG|DX JR MNR BULL 3X|FILL|Tradestation Securities, Inc.|261527
JNUG|DX JR MNR BULL 3X|FLTU|FLOW TRADERS US LLC|593361
JNUG|DX JR MNR BULL 3X|FMAF|NBCN Inc./ CDS|724342
JNUG|DX JR MNR BULL 3X|FQLS|Quantlab Securities LP|1478103
JNUG|DX JR MNR BULL 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18727
JNUG|DX JR MNR BULL 3X|FTBR|Foliofn Investments, Inc.|7583
JNUG|DX JR MNR BULL 3X|GBMT|GBM International, Inc.|10449
JNUG|DX JR MNR BULL 3X|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
JNUG|DX JR MNR BULL 3X|GLIS|TD Securities Inc|277284
JNUG|DX JR MNR BULL 3X|GLPX|ACS EXECUTION SERVICES, LLC|52948
JNUG|DX JR MNR BULL 3X|GSCO|GOLDMAN SACHS & CO. LLC|72767
JNUG|DX JR MNR BULL 3X|GSCS|GOLDMAN SACHS & CO. LLC|3
JNUG|DX JR MNR BULL 3X|GSLT|GOLDMAN SACHS & CO. LLC|76580
JNUG|DX JR MNR BULL 3X|GTSZ|GTS SECURITIES LLC|13944
JNUG|DX JR MNR BULL 3X|HASF|Haywood Securities Inc./CDS|2000
JNUG|DX JR MNR BULL 3X|HRBF|American Enterprise Investment Services Inc.|13519
JNUG|DX JR MNR BULL 3X|HSBC|HSBC Securities, Inc.|5130
JNUG|DX JR MNR BULL 3X|IATS|INTERACTIVE BROKERS LLC|527449
JNUG|DX JR MNR BULL 3X|IBKR|Interactive Brokers Llc|1791511
JNUG|DX JR MNR BULL 3X|ICBX|INSTINET, LLC|458682
JNUG|DX JR MNR BULL 3X|INCA|INSTINET, LLC|250562
JNUG|DX JR MNR BULL 3X|INJX|INSTINET, LLC|2053
JNUG|DX JR MNR BULL 3X|ITGI|ITG Inc.|82866
JNUG|DX JR MNR BULL 3X|ITGP|ITG INC.|131400
JNUG|DX JR MNR BULL 3X|JEFF|JEFFERIES LLC|20470
JNUG|DX JR MNR BULL 3X|JMPT|JUMP TRADING, LLC|202332
JNUG|DX JR MNR BULL 3X|JPMX|J.P. Morgan Securities LLC|57232
JNUG|DX JR MNR BULL 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|637100
JNUG|DX JR MNR BULL 3X|JSJX|JANE STREET CAPITAL LLC|4319087
JNUG|DX JR MNR BULL 3X|JUTA|JUMP TRADING, LLC|9016
JNUG|DX JR MNR BULL 3X|KCGM|VIRTU Americas LLC|179644
JNUG|DX JR MNR BULL 3X|LEHM|Barclays Capital Inc./Le|946643
JNUG|DX JR MNR BULL 3X|LIME|Lime Brokerage LLC|57735
JNUG|DX JR MNR BULL 3X|LSCI|Lek Securities Corporation|30865
JNUG|DX JR MNR BULL 3X|MAXM|Maxim Group LLC|106074
JNUG|DX JR MNR BULL 3X|MBTS|ALLY INVEST SECURITIES LLC|8039
JNUG|DX JR MNR BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|455216
JNUG|DX JR MNR BULL 3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2000
JNUG|DX JR MNR BULL 3X|MOTF|MOTIF INVESTING, INC.|19
JNUG|DX JR MNR BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|809616
JNUG|DX JR MNR BULL 3X|MSPL|MORGAN STANLEY & CO. LLC|51100
JNUG|DX JR MNR BULL 3X|MSTX|MORGAN STANLEY & CO. LLC|2500
JNUG|DX JR MNR BULL 3X|NBCS|NBC Securities, INC.|300
JNUG|DX JR MNR BULL 3X|NFSC|National Financial Services LLC|13800741
JNUG|DX JR MNR BULL 3X|NITE|VIRTU Americas LLC|16647751
JNUG|DX JR MNR BULL 3X|NITP|VIRTU Americas LLC|233080
JNUG|DX JR MNR BULL 3X|NQRB|Brut, LLC|22500
JNUG|DX JR MNR BULL 3X|NTBF|BMO Nesbitt Burns Inc./CDS|92965
JNUG|DX JR MNR BULL 3X|OLDM|OLD MISSION CAPITAL, LLC|900
JNUG|DX JR MNR BULL 3X|OPCO|Oppenheimer & Co. Inc.|29385
JNUG|DX JR MNR BULL 3X|PAUL|Paulson Investment Company, Inc.|600
JNUG|DX JR MNR BULL 3X|PCFF|Pacific International Securities Inc./CDS|6860
JNUG|DX JR MNR BULL 3X|PCPT|PHILLIP CAPITAL INC.|16820
JNUG|DX JR MNR BULL 3X|PDQM|CODA MARKETS, INC.|49646
JNUG|DX JR MNR BULL 3X|PHLY|NASDAQ Execution Services, LLC|99800
JNUG|DX JR MNR BULL 3X|PICT|Pictet Overseas Inc.|17330
JNUG|DX JR MNR BULL 3X|RBCM|RBC CAPITAL MARKETS, LLC|4012
JNUG|DX JR MNR BULL 3X|RGLD|Regal Securities, Inc|5500
JNUG|DX JR MNR BULL 3X|RHOX|XR Securities LLC|364200
JNUG|DX JR MNR BULL 3X|SALI|INTL FCSTONE FINANCIAL INC.|445
JNUG|DX JR MNR BULL 3X|SBSH|Citigroup Global Markets Inc.|93397
JNUG|DX JR MNR BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|311505
JNUG|DX JR MNR BULL 3X|SPDR|SPEEDROUTE LLC|33212
JNUG|DX JR MNR BULL 3X|STKP|STOCKPILE INVESTMENTS, INC.|776
JNUG|DX JR MNR BULL 3X|SWIM|TD Ameritrade, Inc.|5173089
JNUG|DX JR MNR BULL 3X|SWST|Hilltop Securities Inc.|6975
JNUG|DX JR MNR BULL 3X|TKNG|ALLY INVEST SECURITIES LLC|197405
JNUG|DX JR MNR BULL 3X|TRBT|Tradebot Systems, Inc.|1570958
JNUG|DX JR MNR BULL 3X|TRCM|TRC MARKETS LLC|2187546
JNUG|DX JR MNR BULL 3X|TWTT|TASTYWORKS, INC.|31092
JNUG|DX JR MNR BULL 3X|UBSA|UBS SECURITIES LLC|1148520
JNUG|DX JR MNR BULL 3X|UBSS|UBS Securities LLC|2550918
JNUG|DX JR MNR BULL 3X|VALX|VIRTU AMERICAS LLC|29407
JNUG|DX JR MNR BULL 3X|VGRD|Vanguard Marketing Corporation|877140
JNUG|DX JR MNR BULL 3X|VSIN|Vision Financial Markets Llc|8400
JNUG|DX JR MNR BULL 3X|WBLR|WILLIAM BLAIR|225
JNUG|DX JR MNR BULL 3X|WCHV|WELLS FARGO SECURITIES, LLC|134300
JNUG|DX JR MNR BULL 3X|WEDB|WEDBUSH SECURITIES INC.|310
JNUG|DX JR MNR BULL 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|98736
JNUG|DX JR MNR BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|177305
JNUG|DX JR MNR BULL 3X|WGIF|CIBC World Markets Inc.|141955
JNUG|DX JR MNR BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|367441
JNUG|DX JR MNR BULL 3X|XSTM|NATIONAL FINANCIAL SERVICES LLC|102862
JOB|GEE GROUP INC.|APCC|Apex Clearing Corporation|3
JOB|GEE GROUP INC.|BATM|CBOE TRADING, INC.|25
JOB|GEE GROUP INC.|CHAS|Charles Schwab & Co., Inc.|1000
JOB|GEE GROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
JOB|GEE GROUP INC.|CTDL|Citadel Derivatives Group Llc|256
JOB|GEE GROUP INC.|DBAB|Deutsche Bank Securities Inc.|500
JOB|GEE GROUP INC.|DEAN|MORGAN STANLEY|33
JOB|GEE GROUP INC.|EGXM|CBOE TRADING, INC.|50
JOB|GEE GROUP INC.|ETRS|E*Trade Securities LLC|13804
JOB|GEE GROUP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138
JOB|GEE GROUP INC.|GSCO|GOLDMAN SACHS & CO. LLC|543
JOB|GEE GROUP INC.|GTSZ|GTS SECURITIES LLC|401
JOB|GEE GROUP INC.|IBKR|Interactive Brokers Llc|262
JOB|GEE GROUP INC.|INCA|INSTINET, LLC|5100
JOB|GEE GROUP INC.|JSJX|JANE STREET CAPITAL LLC|2800
JOB|GEE GROUP INC.|LIME|Lime Brokerage LLC|681
JOB|GEE GROUP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100
JOB|GEE GROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|884
JOB|GEE GROUP INC.|MSPL|MORGAN STANLEY & CO. LLC|300
JOB|GEE GROUP INC.|NFSC|National Financial Services LLC|7315
JOB|GEE GROUP INC.|NITE|VIRTU Americas LLC|11821
JOB|GEE GROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|38
JOB|GEE GROUP INC.|SWIM|TD Ameritrade, Inc.|2896
JOB|GEE GROUP INC.|TKNG|ALLY INVEST SECURITIES LLC|5
JOB|GEE GROUP INC.|UBSA|UBS SECURITIES LLC|1203
JOB|GEE GROUP INC.|UBSS|UBS Securities LLC|4943
JOB|GEE GROUP INC.|WCHV|WELLS FARGO SECURITIES, LLC|8353
JOB|GEE GROUP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12
JOB|GEE GROUP INC.|WSEA|WOLVERINE SECURITIES, LLC|266
JOB|GEE GROUP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
JOBS|51JOB, INC.|ALTX|Alternet Securities Inc.|1567
JOBS|51JOB, INC.|APCC|Apex Clearing Corporation|880
JOBS|51JOB, INC.|AQUA|AQUA SECURITIES L.P.|7500
JOBS|51JOB, INC.|BANK|Primevest Financial Services, Inc.|62
JOBS|51JOB, INC.|BATM|CBOE TRADING, INC.|5417
JOBS|51JOB, INC.|BAYC|BAY CREST PARTNERS, LLC|23174
JOBS|51JOB, INC.|BBNT|BB&T SECURITIES, LLC|400
JOBS|51JOB, INC.|BERN|Sanford C. Bernstein & Co., LLC|107963
JOBS|51JOB, INC.|BIMI|Banca IMI Securities Corp.|888
JOBS|51JOB, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4224
JOBS|51JOB, INC.|BLKX|INSTINET, LLC|7200
JOBS|51JOB, INC.|BMOC|BMO Capital Markets Corp.|74892
JOBS|51JOB, INC.|BTIG|BTIG, LLC|48717
JOBS|51JOB, INC.|BYXM|CBOE TRADING, INC.|1818
JOBS|51JOB, INC.|BZYD|GOLDMAN SACHS & CO. LLC|904
JOBS|51JOB, INC.|CANT|Cantor Fitzgerald & Co.|250
JOBS|51JOB, INC.|CHAS|Charles Schwab & Co., Inc.|490
JOBS|51JOB, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3935
JOBS|51JOB, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1611
JOBS|51JOB, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
JOBS|51JOB, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112162
JOBS|51JOB, INC.|CTDL|Citadel Derivatives Group Llc|31503
JOBS|51JOB, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|14868
JOBS|51JOB, INC.|DBAB|Deutsche Bank Securities Inc.|261473
JOBS|51JOB, INC.|DBAX|Deutsche Bank Securities Inc.|82800
JOBS|51JOB, INC.|DBUL|Deutsche Bank Securities Inc.|356
JOBS|51JOB, INC.|DCHF|Dart Executions, LLC|84
JOBS|51JOB, INC.|DEAN|MORGAN STANLEY|222
JOBS|51JOB, INC.|DEGS|RONIN PROFESSIONAL LLC|2099
JOBS|51JOB, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3937
JOBS|51JOB, INC.|EBXL|EBX LLC|126700
JOBS|51JOB, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1654
JOBS|51JOB, INC.|EGAM|CBOE TRADING, INC.|3125
JOBS|51JOB, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|300
JOBS|51JOB, INC.|EGXM|CBOE TRADING, INC.|3750
JOBS|51JOB, INC.|EGXW|CBOE TRADING, INC.|74
JOBS|51JOB, INC.|ELEV|ELEVATION, LLC|37425
JOBS|51JOB, INC.|ETBE|Electronic Transaction Clearing, Inc.|33081
JOBS|51JOB, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
JOBS|51JOB, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1375
JOBS|51JOB, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3960
JOBS|51JOB, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32397
JOBS|51JOB, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|427
JOBS|51JOB, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3458
JOBS|51JOB, INC.|ETRS|E*Trade Securities LLC|32397
JOBS|51JOB, INC.|FBCO|Credit Suisse Securities (USA) LLC|301372
JOBS|51JOB, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|133
JOBS|51JOB, INC.|FILL|Tradestation Securities, Inc.|3567
JOBS|51JOB, INC.|FLTU|FLOW TRADERS US LLC|1837
JOBS|51JOB, INC.|FMAF|NBCN Inc./ CDS|38
JOBS|51JOB, INC.|FOMA|TD AMERITRADE CLEARING, INC.|50733
JOBS|51JOB, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31120
JOBS|51JOB, INC.|FTBR|Foliofn Investments, Inc.|5364
JOBS|51JOB, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|598
JOBS|51JOB, INC.|GLIS|TD Securities Inc|88
JOBS|51JOB, INC.|GLPX|ACS EXECUTION SERVICES, LLC|47335
JOBS|51JOB, INC.|GSCO|GOLDMAN SACHS & CO. LLC|289180
JOBS|51JOB, INC.|GSCS|GOLDMAN SACHS & CO. LLC|14735
JOBS|51JOB, INC.|GSLT|GOLDMAN SACHS & CO. LLC|233
JOBS|51JOB, INC.|GTSZ|GTS SECURITIES LLC|41025
JOBS|51JOB, INC.|HAPX|HAP Trading, LLC|700
JOBS|51JOB, INC.|HRBF|American Enterprise Investment Services Inc.|665
JOBS|51JOB, INC.|HSBC|HSBC Securities, Inc.|6850
JOBS|51JOB, INC.|IATS|INTERACTIVE BROKERS LLC|16835
JOBS|51JOB, INC.|IBKR|Interactive Brokers Llc|91330
JOBS|51JOB, INC.|ICBX|INSTINET, LLC|14300
JOBS|51JOB, INC.|INCA|INSTINET, LLC|126926
JOBS|51JOB, INC.|INJX|INSTINET, LLC|5886
JOBS|51JOB, INC.|ITGI|ITG Inc.|60300
JOBS|51JOB, INC.|ITGP|ITG INC.|21600
JOBS|51JOB, INC.|JANY|Janney Montgomery Scott Inc.|105
JOBS|51JOB, INC.|JEFF|JEFFERIES LLC|60008
JOBS|51JOB, INC.|JMPT|JUMP TRADING, LLC|39540
JOBS|51JOB, INC.|JPBX|J.P. MORGAN SECURITIES LLC|38330
JOBS|51JOB, INC.|JPMX|J.P. Morgan Securities LLC|213739
JOBS|51JOB, INC.|JSJX|JANE STREET CAPITAL LLC|2475
JOBS|51JOB, INC.|KCGM|VIRTU Americas LLC|11945
JOBS|51JOB, INC.|LEHM|Barclays Capital Inc./Le|225693
JOBS|51JOB, INC.|LIME|Lime Brokerage LLC|159506
JOBS|51JOB, INC.|LMGP|LIME BROKERAGE LLC|150
JOBS|51JOB, INC.|LQNA|LIQUIDNET, INC.|46600
JOBS|51JOB, INC.|LSCI|Lek Securities Corporation|971
JOBS|51JOB, INC.|MBTS|ALLY INVEST SECURITIES LLC|1221
JOBS|51JOB, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39907
JOBS|51JOB, INC.|MOTF|MOTIF INVESTING, INC.|92
JOBS|51JOB, INC.|MSCO|MORGAN STANLEY & CO. LLC|832631
JOBS|51JOB, INC.|MSPL|MORGAN STANLEY & CO. LLC|96100
JOBS|51JOB, INC.|MSTX|MORGAN STANLEY & CO. LLC|12600
JOBS|51JOB, INC.|NFSC|National Financial Services LLC|62803
JOBS|51JOB, INC.|NITE|VIRTU Americas LLC|180383
JOBS|51JOB, INC.|NITP|VIRTU Americas LLC|3449
JOBS|51JOB, INC.|NMRA|Nomura Securities International, Inc.|5000
JOBS|51JOB, INC.|NQRB|Brut, LLC|1549
JOBS|51JOB, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3613
JOBS|51JOB, INC.|PDQM|CODA MARKETS, INC.|98866
JOBS|51JOB, INC.|PHLY|NASDAQ Execution Services, LLC|200
JOBS|51JOB, INC.|PNSR|Penserra Securities, LLC|16901
JOBS|51JOB, INC.|QMSR|QUATTRO M SECURITIES INC.|5777
JOBS|51JOB, INC.|RAJA|Raymond James & Associates, Inc.|581
JOBS|51JOB, INC.|RBCM|RBC CAPITAL MARKETS, LLC|130
JOBS|51JOB, INC.|SAGL|SAGETRADER, LLC|15824
JOBS|51JOB, INC.|SALI|INTL FCSTONE FINANCIAL INC.|15
JOBS|51JOB, INC.|SBSH|Citigroup Global Markets Inc.|692334
JOBS|51JOB, INC.|SGMT|GOLDMAN SACHS & CO. LLC|23999
JOBS|51JOB, INC.|SPDR|SPEEDROUTE LLC|2008
JOBS|51JOB, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|456
JOBS|51JOB, INC.|SWIM|TD Ameritrade, Inc.|15611
JOBS|51JOB, INC.|TKNG|ALLY INVEST SECURITIES LLC|745
JOBS|51JOB, INC.|TRBT|Tradebot Systems, Inc.|154184
JOBS|51JOB, INC.|TRCM|TRC MARKETS LLC|98587
JOBS|51JOB, INC.|TWTT|TASTYWORKS, INC.|201
JOBS|51JOB, INC.|UBSA|UBS SECURITIES LLC|264923
JOBS|51JOB, INC.|UBSS|UBS Securities LLC|858542
JOBS|51JOB, INC.|VALX|VIRTU AMERICAS LLC|22436
JOBS|51JOB, INC.|VGRD|Vanguard Marketing Corporation|2035
JOBS|51JOB, INC.|VSIN|Vision Financial Markets Llc|5
JOBS|51JOB, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2900
JOBS|51JOB, INC.|WCHV|WELLS FARGO SECURITIES, LLC|263495
JOBS|51JOB, INC.|WEDB|WEDBUSH SECURITIES INC.|3
JOBS|51JOB, INC.|WEED|Weeden & Co.L.P.|8405
JOBS|51JOB, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2813
JOBS|51JOB, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4657
JOBS|51JOB, INC.|WGIF|CIBC World Markets Inc.|1642
JOBS|51JOB, INC.|WSEA|WOLVERINE SECURITIES, LLC|1756
JOBS|51JOB, INC.|XIST|INSTINET, LLC|43578
JOBS|51JOB, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|9588
JOBS|51JOB, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|16369
JOBS|51JOB, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|342
JOE|ST JOE CO (THE)|ALTX|Alternet Securities Inc.|1400
JOE|ST JOE CO (THE)|APCC|Apex Clearing Corporation|6
JOE|ST JOE CO (THE)|BARD|Robert W. Baird & Co. Incorporated|1896
JOE|ST JOE CO (THE)|BAYC|BAY CREST PARTNERS, LLC|142
JOE|ST JOE CO (THE)|BAYT|BTIG, LLC|7060
JOE|ST JOE CO (THE)|BERN|Sanford C. Bernstein & Co., LLC|19641
JOE|ST JOE CO (THE)|BIDS|BIDS TRADING L.P.|15700
JOE|ST JOE CO (THE)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2720
JOE|ST JOE CO (THE)|BLKX|INSTINET, LLC|6700
JOE|ST JOE CO (THE)|BNPX|BNP PARIBAS SECURITIES CORP.|3941
JOE|ST JOE CO (THE)|BYXM|CBOE TRADING, INC.|100
JOE|ST JOE CO (THE)|BZYD|GOLDMAN SACHS & CO. LLC|73
JOE|ST JOE CO (THE)|CHAS|Charles Schwab & Co., Inc.|200
JOE|ST JOE CO (THE)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|541
JOE|ST JOE CO (THE)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
JOE|ST JOE CO (THE)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|435916
JOE|ST JOE CO (THE)|CTDL|Citadel Derivatives Group Llc|1497
JOE|ST JOE CO (THE)|CTLR|CUTLER GROUP, LP|200
JOE|ST JOE CO (THE)|CXCX|CITIGROUP GLOBAL MARKETS INC.|18544
JOE|ST JOE CO (THE)|DBAB|Deutsche Bank Securities Inc.|15355
JOE|ST JOE CO (THE)|DBAX|Deutsche Bank Securities Inc.|77900
JOE|ST JOE CO (THE)|DEAN|MORGAN STANLEY|5906
JOE|ST JOE CO (THE)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|98949
JOE|ST JOE CO (THE)|DREX|Drexel Hamilton, LLC|15300
JOE|ST JOE CO (THE)|EBXL|EBX LLC|59100
JOE|ST JOE CO (THE)|ECUT|CONVERGEX EXECUTION SOLUTIONS|386
JOE|ST JOE CO (THE)|EDJO|Edward D. Jones & Co., L.P.|100
JOE|ST JOE CO (THE)|EGAM|CBOE TRADING, INC.|6261
JOE|ST JOE CO (THE)|EGAW|CBOE TRADING, INC.|100
JOE|ST JOE CO (THE)|EGXM|CBOE TRADING, INC.|100
JOE|ST JOE CO (THE)|EGXW|CBOE TRADING, INC.|14
JOE|ST JOE CO (THE)|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3636
JOE|ST JOE CO (THE)|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
JOE|ST JOE CO (THE)|ETRS|E*Trade Securities LLC|4859
JOE|ST JOE CO (THE)|FILL|Tradestation Securities, Inc.|300
JOE|ST JOE CO (THE)|FMAF|NBCN Inc./ CDS|57
JOE|ST JOE CO (THE)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
JOE|ST JOE CO (THE)|FQLS|Quantlab Securities LP|19133
JOE|ST JOE CO (THE)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51967
JOE|ST JOE CO (THE)|FTBR|Foliofn Investments, Inc.|115
JOE|ST JOE CO (THE)|GLIS|TD Securities Inc|30
JOE|ST JOE CO (THE)|GLPX|ACS EXECUTION SERVICES, LLC|1745
JOE|ST JOE CO (THE)|GSCO|GOLDMAN SACHS & CO. LLC|177210
JOE|ST JOE CO (THE)|GSCS|GOLDMAN SACHS & CO. LLC|2512
JOE|ST JOE CO (THE)|GSLT|GOLDMAN SACHS & CO. LLC|909
JOE|ST JOE CO (THE)|GTSZ|GTS SECURITIES LLC|30953
JOE|ST JOE CO (THE)|HRBF|American Enterprise Investment Services Inc.|1023
JOE|ST JOE CO (THE)|IATS|INTERACTIVE BROKERS LLC|3000
JOE|ST JOE CO (THE)|IBKR|Interactive Brokers Llc|18306
JOE|ST JOE CO (THE)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
JOE|ST JOE CO (THE)|ICBX|INSTINET, LLC|16743
JOE|ST JOE CO (THE)|IEQY|CITADEL SECURITIES LLC|3422
JOE|ST JOE CO (THE)|INCA|INSTINET, LLC|21357
JOE|ST JOE CO (THE)|INJX|INSTINET, LLC|1600
JOE|ST JOE CO (THE)|ITGI|ITG Inc.|19459
JOE|ST JOE CO (THE)|ITGP|ITG INC.|63400
JOE|ST JOE CO (THE)|JANY|Janney Montgomery Scott Inc.|250
JOE|ST JOE CO (THE)|JEFF|JEFFERIES LLC|975
JOE|ST JOE CO (THE)|JMPT|JUMP TRADING, LLC|930
JOE|ST JOE CO (THE)|JPBX|J.P. MORGAN SECURITIES LLC|4997
JOE|ST JOE CO (THE)|JPMX|J.P. Morgan Securities LLC|240221
JOE|ST JOE CO (THE)|JSJX|JANE STREET CAPITAL LLC|6151
JOE|ST JOE CO (THE)|KCGM|VIRTU Americas LLC|12738
JOE|ST JOE CO (THE)|LEHM|Barclays Capital Inc./Le|160997
JOE|ST JOE CO (THE)|LIME|Lime Brokerage LLC|5607
JOE|ST JOE CO (THE)|LOOP|Loop Capital Markets LLC|160
JOE|ST JOE CO (THE)|LQNA|LIQUIDNET, INC.|11700
JOE|ST JOE CO (THE)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115670
JOE|ST JOE CO (THE)|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2953
JOE|ST JOE CO (THE)|MSCO|MORGAN STANLEY & CO. LLC|131452
JOE|ST JOE CO (THE)|MSPL|MORGAN STANLEY & CO. LLC|192200
JOE|ST JOE CO (THE)|MSTX|MORGAN STANLEY & CO. LLC|36600
JOE|ST JOE CO (THE)|NFSC|National Financial Services LLC|50593
JOE|ST JOE CO (THE)|NITE|VIRTU Americas LLC|147845
JOE|ST JOE CO (THE)|NITP|VIRTU Americas LLC|7379
JOE|ST JOE CO (THE)|NQRB|Brut, LLC|100
JOE|ST JOE CO (THE)|NTRC|Northern Trust Securities, Inc.|161
JOE|ST JOE CO (THE)|OHOS|TWO SIGMA SECURITIES, LLC|4827
JOE|ST JOE CO (THE)|OPCO|Oppenheimer & Co. Inc.|500
JOE|ST JOE CO (THE)|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
JOE|ST JOE CO (THE)|PDQM|CODA MARKETS, INC.|14549
JOE|ST JOE CO (THE)|PWJC|UBS Financial Services, Inc.|1000
JOE|ST JOE CO (THE)|QMSR|QUATTRO M SECURITIES INC.|656
JOE|ST JOE CO (THE)|RBCM|RBC CAPITAL MARKETS, LLC|87
JOE|ST JOE CO (THE)|ROTH|Roth Capital Partners, LLC|4800
JOE|ST JOE CO (THE)|SAGL|SAGETRADER, LLC|200
JOE|ST JOE CO (THE)|SALI|INTL FCSTONE FINANCIAL INC.|425
JOE|ST JOE CO (THE)|SBSH|Citigroup Global Markets Inc.|18951
JOE|ST JOE CO (THE)|SGMT|GOLDMAN SACHS & CO. LLC|32801
JOE|ST JOE CO (THE)|SPDR|SPEEDROUTE LLC|2103
JOE|ST JOE CO (THE)|STFL|Stifel, Nicolaus & Company, Incorporated|1509
JOE|ST JOE CO (THE)|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
JOE|ST JOE CO (THE)|SWIM|TD Ameritrade, Inc.|5821
JOE|ST JOE CO (THE)|SWST|Hilltop Securities Inc.|300
JOE|ST JOE CO (THE)|TRBT|Tradebot Systems, Inc.|2072
JOE|ST JOE CO (THE)|TRCM|TRC MARKETS LLC|8010
JOE|ST JOE CO (THE)|TWTT|TASTYWORKS, INC.|100
JOE|ST JOE CO (THE)|UBSA|UBS SECURITIES LLC|407748
JOE|ST JOE CO (THE)|UBSS|UBS Securities LLC|140855
JOE|ST JOE CO (THE)|VALX|VIRTU AMERICAS LLC|60458
JOE|ST JOE CO (THE)|VGRD|Vanguard Marketing Corporation|6080
JOE|ST JOE CO (THE)|WBPX|SUMMIT SECURITIES GROUP, LLC|770
JOE|ST JOE CO (THE)|WCHV|WELLS FARGO SECURITIES, LLC|17450
JOE|ST JOE CO (THE)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2297
JOE|ST JOE CO (THE)|WGIF|CIBC World Markets Inc.|4
JOE|ST JOE CO (THE)|WMLL|Watermill Institutional Trading LLC|67254
JOE|ST JOE CO (THE)|WSEA|WOLVERINE SECURITIES, LLC|361
JOE|ST JOE CO (THE)|XIST|INSTINET, LLC|600
JOE|ST JOE CO (THE)|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
JOE|ST JOE CO (THE)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|159
JOF|JAPAN SMLR CAP FUND|ACPL|American Capital Partners, LLC|100
JOF|JAPAN SMLR CAP FUND|ALTX|Alternet Securities Inc.|29
JOF|JAPAN SMLR CAP FUND|APCC|Apex Clearing Corporation|154
JOF|JAPAN SMLR CAP FUND|BATM|CBOE TRADING, INC.|206
JOF|JAPAN SMLR CAP FUND|BERN|Sanford C. Bernstein & Co., LLC|5412
JOF|JAPAN SMLR CAP FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8020
JOF|JAPAN SMLR CAP FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7698
JOF|JAPAN SMLR CAP FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
JOF|JAPAN SMLR CAP FUND|DBAX|Deutsche Bank Securities Inc.|3000
JOF|JAPAN SMLR CAP FUND|DEAN|MORGAN STANLEY|252
JOF|JAPAN SMLR CAP FUND|DEGS|RONIN PROFESSIONAL LLC|200
JOF|JAPAN SMLR CAP FUND|EBXL|EBX LLC|4500
JOF|JAPAN SMLR CAP FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
JOF|JAPAN SMLR CAP FUND|EDJO|Edward D. Jones & Co., L.P.|235
JOF|JAPAN SMLR CAP FUND|EGAM|CBOE TRADING, INC.|529
JOF|JAPAN SMLR CAP FUND|EGXM|CBOE TRADING, INC.|200
JOF|JAPAN SMLR CAP FUND|ETRS|E*Trade Securities LLC|1202
JOF|JAPAN SMLR CAP FUND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3754
JOF|JAPAN SMLR CAP FUND|FTBR|Foliofn Investments, Inc.|118
JOF|JAPAN SMLR CAP FUND|GLIS|TD Securities Inc|200
JOF|JAPAN SMLR CAP FUND|GLPX|ACS EXECUTION SERVICES, LLC|300
JOF|JAPAN SMLR CAP FUND|GSCO|GOLDMAN SACHS & CO. LLC|249
JOF|JAPAN SMLR CAP FUND|IATS|INTERACTIVE BROKERS LLC|3103
JOF|JAPAN SMLR CAP FUND|IBKR|Interactive Brokers Llc|8422
JOF|JAPAN SMLR CAP FUND|ICBX|INSTINET, LLC|2850
JOF|JAPAN SMLR CAP FUND|INCA|INSTINET, LLC|611
JOF|JAPAN SMLR CAP FUND|ITGI|ITG Inc.|629
JOF|JAPAN SMLR CAP FUND|ITGP|ITG INC.|600
JOF|JAPAN SMLR CAP FUND|JPMX|J.P. Morgan Securities LLC|3800
JOF|JAPAN SMLR CAP FUND|KCGM|VIRTU Americas LLC|579
JOF|JAPAN SMLR CAP FUND|LIME|Lime Brokerage LLC|1220
JOF|JAPAN SMLR CAP FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
JOF|JAPAN SMLR CAP FUND|MSCO|MORGAN STANLEY & CO. LLC|13180
JOF|JAPAN SMLR CAP FUND|MSPL|MORGAN STANLEY & CO. LLC|1400
JOF|JAPAN SMLR CAP FUND|NATL|National Securities Corporation|35600
JOF|JAPAN SMLR CAP FUND|NFSC|National Financial Services LLC|51513
JOF|JAPAN SMLR CAP FUND|NITE|VIRTU Americas LLC|99784
JOF|JAPAN SMLR CAP FUND|NQRB|Brut, LLC|700
JOF|JAPAN SMLR CAP FUND|PDQM|CODA MARKETS, INC.|400
JOF|JAPAN SMLR CAP FUND|RBCM|RBC CAPITAL MARKETS, LLC|3233
JOF|JAPAN SMLR CAP FUND|SBSH|Citigroup Global Markets Inc.|395
JOF|JAPAN SMLR CAP FUND|SGMT|GOLDMAN SACHS & CO. LLC|2195
JOF|JAPAN SMLR CAP FUND|SPDR|SPEEDROUTE LLC|300
JOF|JAPAN SMLR CAP FUND|STFL|Stifel, Nicolaus & Company, Incorporated|9317
JOF|JAPAN SMLR CAP FUND|SWIM|TD Ameritrade, Inc.|4000
JOF|JAPAN SMLR CAP FUND|SWST|Hilltop Securities Inc.|716
JOF|JAPAN SMLR CAP FUND|TRBT|Tradebot Systems, Inc.|1340
JOF|JAPAN SMLR CAP FUND|UBSA|UBS SECURITIES LLC|8347
JOF|JAPAN SMLR CAP FUND|UBSS|UBS Securities LLC|46125
JOF|JAPAN SMLR CAP FUND|VALX|VIRTU AMERICAS LLC|600
JOF|JAPAN SMLR CAP FUND|VGRD|Vanguard Marketing Corporation|500
JOF|JAPAN SMLR CAP FUND|WCHV|WELLS FARGO SECURITIES, LLC|8139
JOF|JAPAN SMLR CAP FUND|WEED|Weeden & Co.L.P.|176
JOF|JAPAN SMLR CAP FUND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6753
JOF|JAPAN SMLR CAP FUND|WSEA|WOLVERINE SECURITIES, LLC|11
JOF|JAPAN SMLR CAP FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|3560
JOF|JAPAN SMLR CAP FUND|YKNA|COMHAR CAPITAL MARKETS, LLC|100
JOF|JAPAN SMLR CAP FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|870
JONE|JONES ENERGY, INC.|ALTX|Alternet Securities Inc.|400
JONE|JONES ENERGY, INC.|APCC|Apex Clearing Corporation|98471
JONE|JONES ENERGY, INC.|BATM|CBOE TRADING, INC.|22747
JONE|JONES ENERGY, INC.|BERN|Sanford C. Bernstein & Co., LLC|205
JONE|JONES ENERGY, INC.|BIMI|Banca IMI Securities Corp.|6000
JONE|JONES ENERGY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10322
JONE|JONES ENERGY, INC.|BNCH|The Benchmark Company, LLC|490459
JONE|JONES ENERGY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|121
JONE|JONES ENERGY, INC.|BYXM|CBOE TRADING, INC.|1200
JONE|JONES ENERGY, INC.|CHAS|Charles Schwab & Co., Inc.|3400
JONE|JONES ENERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49268
JONE|JONES ENERGY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|59916
JONE|JONES ENERGY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9400
JONE|JONES ENERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|161941
JONE|JONES ENERGY, INC.|CTDE|CHOICETRADE|2500
JONE|JONES ENERGY, INC.|CTDL|Citadel Derivatives Group Llc|6403
JONE|JONES ENERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|43262
JONE|JONES ENERGY, INC.|DBAB|Deutsche Bank Securities Inc.|155520
JONE|JONES ENERGY, INC.|DBAX|Deutsche Bank Securities Inc.|359800
JONE|JONES ENERGY, INC.|DEAN|MORGAN STANLEY|1300
JONE|JONES ENERGY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12200
JONE|JONES ENERGY, INC.|EBXL|EBX LLC|145300
JONE|JONES ENERGY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|15974
JONE|JONES ENERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|3347
JONE|JONES ENERGY, INC.|EGAM|CBOE TRADING, INC.|61414
JONE|JONES ENERGY, INC.|EGAW|CBOE TRADING, INC.|282
JONE|JONES ENERGY, INC.|EGXM|CBOE TRADING, INC.|66213
JONE|JONES ENERGY, INC.|EGXW|CBOE TRADING, INC.|400
JONE|JONES ENERGY, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
JONE|JONES ENERGY, INC.|ETRS|E*Trade Securities LLC|3497935
JONE|JONES ENERGY, INC.|FILL|Tradestation Securities, Inc.|71350
JONE|JONES ENERGY, INC.|FMAF|NBCN Inc./ CDS|16673
JONE|JONES ENERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28461
JONE|JONES ENERGY, INC.|FTBR|Foliofn Investments, Inc.|112743
JONE|JONES ENERGY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5000
JONE|JONES ENERGY, INC.|GLIS|TD Securities Inc|38937
JONE|JONES ENERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|364629
JONE|JONES ENERGY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|37521
JONE|JONES ENERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|43346
JONE|JONES ENERGY, INC.|HRBF|American Enterprise Investment Services Inc.|541210
JONE|JONES ENERGY, INC.|IATS|INTERACTIVE BROKERS LLC|23320
JONE|JONES ENERGY, INC.|IBKR|Interactive Brokers Llc|706165
JONE|JONES ENERGY, INC.|ICBX|INSTINET, LLC|141933
JONE|JONES ENERGY, INC.|IEQY|CITADEL SECURITIES LLC|8416
JONE|JONES ENERGY, INC.|INCA|INSTINET, LLC|133914
JONE|JONES ENERGY, INC.|INJX|INSTINET, LLC|17979
JONE|JONES ENERGY, INC.|ITGI|ITG Inc.|104328
JONE|JONES ENERGY, INC.|ITGP|ITG INC.|93000
JONE|JONES ENERGY, INC.|JEFF|JEFFERIES LLC|61788
JONE|JONES ENERGY, INC.|JMPT|JUMP TRADING, LLC|12802
JONE|JONES ENERGY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|5626
JONE|JONES ENERGY, INC.|JPMX|J.P. Morgan Securities LLC|148346
JONE|JONES ENERGY, INC.|JRCO|Johnson Rice & Company L.L.C.|20417
JONE|JONES ENERGY, INC.|JSJX|JANE STREET CAPITAL LLC|701
JONE|JONES ENERGY, INC.|KCGM|VIRTU Americas LLC|96798
JONE|JONES ENERGY, INC.|LEHM|Barclays Capital Inc./Le|1148256
JONE|JONES ENERGY, INC.|LIME|Lime Brokerage LLC|200
JONE|JONES ENERGY, INC.|MICA|Spartan Securities Group, Ltd.|50000
JONE|JONES ENERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|148532
JONE|JONES ENERGY, INC.|MOTF|MOTIF INVESTING, INC.|1
JONE|JONES ENERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|1057372
JONE|JONES ENERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|40600
JONE|JONES ENERGY, INC.|MSTX|MORGAN STANLEY & CO. LLC|130000
JONE|JONES ENERGY, INC.|NFSC|National Financial Services LLC|1730960
JONE|JONES ENERGY, INC.|NITE|VIRTU Americas LLC|3381069
JONE|JONES ENERGY, INC.|NITP|VIRTU Americas LLC|20
JONE|JONES ENERGY, INC.|NQRB|Brut, LLC|9055
JONE|JONES ENERGY, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|662
JONE|JONES ENERGY, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1800
JONE|JONES ENERGY, INC.|PDQM|CODA MARKETS, INC.|172698
JONE|JONES ENERGY, INC.|PUMA|Puma Capital, Llc|59100
JONE|JONES ENERGY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|16129
JONE|JONES ENERGY, INC.|RGLD|Regal Securities, Inc|23900
JONE|JONES ENERGY, INC.|SAGL|SAGETRADER, LLC|134015
JONE|JONES ENERGY, INC.|SBSH|Citigroup Global Markets Inc.|81398
JONE|JONES ENERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|128180
JONE|JONES ENERGY, INC.|SPDR|SPEEDROUTE LLC|50057
JONE|JONES ENERGY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|49181
JONE|JONES ENERGY, INC.|SWIM|TD Ameritrade, Inc.|768808
JONE|JONES ENERGY, INC.|SWST|Hilltop Securities Inc.|1461
JONE|JONES ENERGY, INC.|TKNG|ALLY INVEST SECURITIES LLC|196792
JONE|JONES ENERGY, INC.|TWTT|TASTYWORKS, INC.|4500
JONE|JONES ENERGY, INC.|UBSA|UBS SECURITIES LLC|614890
JONE|JONES ENERGY, INC.|UBSS|UBS Securities LLC|600155
JONE|JONES ENERGY, INC.|VGRD|Vanguard Marketing Corporation|111949
JONE|JONES ENERGY, INC.|WABR|Wall Street Access|50400
JONE|JONES ENERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|42033
JONE|JONES ENERGY, INC.|WEDB|WEDBUSH SECURITIES INC.|489
JONE|JONES ENERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|96831
JONE|JONES ENERGY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17029
JONE|JONES ENERGY, INC.|WGIF|CIBC World Markets Inc.|19242
JONE|JONES ENERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|185100
JONE|JONES ENERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|31080
JOUT|JOHNSON OUTDOORS I##|ALTX|Alternet Securities Inc.|8849
JOUT|JOHNSON OUTDOORS I##|APCC|Apex Clearing Corporation|37
JOUT|JOHNSON OUTDOORS I##|BATM|CBOE TRADING, INC.|790
JOUT|JOHNSON OUTDOORS I##|BERN|Sanford C. Bernstein & Co., LLC|487
JOUT|JOHNSON OUTDOORS I##|BIMI|Banca IMI Securities Corp.|25
JOUT|JOHNSON OUTDOORS I##|BKCM|BNY Mellon Capital Markets LLC|52
JOUT|JOHNSON OUTDOORS I##|BLKX|INSTINET, LLC|23444
JOUT|JOHNSON OUTDOORS I##|BMOC|BMO Capital Markets Corp.|774
JOUT|JOHNSON OUTDOORS I##|BNPX|BNP PARIBAS SECURITIES CORP.|441
JOUT|JOHNSON OUTDOORS I##|BYXM|CBOE TRADING, INC.|750
JOUT|JOHNSON OUTDOORS I##|BZYD|GOLDMAN SACHS & CO. LLC|411
JOUT|JOHNSON OUTDOORS I##|CANT|Cantor Fitzgerald & Co.|101
JOUT|JOHNSON OUTDOORS I##|CBLC|CITIGROUP GLOBAL MARKETS INC.|12316
JOUT|JOHNSON OUTDOORS I##|CHAS|Charles Schwab & Co., Inc.|1
JOUT|JOHNSON OUTDOORS I##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1188
JOUT|JOHNSON OUTDOORS I##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15704
JOUT|JOHNSON OUTDOORS I##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17592
JOUT|JOHNSON OUTDOORS I##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18361
JOUT|JOHNSON OUTDOORS I##|CTDL|Citadel Derivatives Group Llc|1281
JOUT|JOHNSON OUTDOORS I##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2352
JOUT|JOHNSON OUTDOORS I##|DBAB|Deutsche Bank Securities Inc.|21205
JOUT|JOHNSON OUTDOORS I##|DBAX|Deutsche Bank Securities Inc.|7100
JOUT|JOHNSON OUTDOORS I##|DEAN|MORGAN STANLEY|66
JOUT|JOHNSON OUTDOORS I##|DEGS|RONIN PROFESSIONAL LLC|5318
JOUT|JOHNSON OUTDOORS I##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
JOUT|JOHNSON OUTDOORS I##|EBXL|EBX LLC|2900
JOUT|JOHNSON OUTDOORS I##|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
JOUT|JOHNSON OUTDOORS I##|EDJO|Edward D. Jones & Co., L.P.|364
JOUT|JOHNSON OUTDOORS I##|EGAM|CBOE TRADING, INC.|516
JOUT|JOHNSON OUTDOORS I##|EGXM|CBOE TRADING, INC.|610
JOUT|JOHNSON OUTDOORS I##|EGXW|CBOE TRADING, INC.|200
JOUT|JOHNSON OUTDOORS I##|ETCC|Electronic Transaction Clearing, Inc.|11090
JOUT|JOHNSON OUTDOORS I##|ETRS|E*Trade Securities LLC|5138
JOUT|JOHNSON OUTDOORS I##|FBCO|Credit Suisse Securities (USA) LLC|64769
JOUT|JOHNSON OUTDOORS I##|FILL|Tradestation Securities, Inc.|779
JOUT|JOHNSON OUTDOORS I##|FMAF|NBCN Inc./ CDS|50
JOUT|JOHNSON OUTDOORS I##|FOMA|TD AMERITRADE CLEARING, INC.|43995
JOUT|JOHNSON OUTDOORS I##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|361
JOUT|JOHNSON OUTDOORS I##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9826
JOUT|JOHNSON OUTDOORS I##|FTBR|Foliofn Investments, Inc.|885
JOUT|JOHNSON OUTDOORS I##|GEBB|GLOBAL EXECUTION BROKERS, LP|800
JOUT|JOHNSON OUTDOORS I##|GLIS|TD Securities Inc|30
JOUT|JOHNSON OUTDOORS I##|GLPX|ACS EXECUTION SERVICES, LLC|7712
JOUT|JOHNSON OUTDOORS I##|GSCO|GOLDMAN SACHS & CO. LLC|71718
JOUT|JOHNSON OUTDOORS I##|GSCS|GOLDMAN SACHS & CO. LLC|247
JOUT|JOHNSON OUTDOORS I##|GSLT|GOLDMAN SACHS & CO. LLC|127
JOUT|JOHNSON OUTDOORS I##|GTSZ|GTS SECURITIES LLC|29408
JOUT|JOHNSON OUTDOORS I##|IATS|INTERACTIVE BROKERS LLC|8299
JOUT|JOHNSON OUTDOORS I##|IBKR|Interactive Brokers Llc|25818
JOUT|JOHNSON OUTDOORS I##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3382
JOUT|JOHNSON OUTDOORS I##|ICBX|INSTINET, LLC|11600
JOUT|JOHNSON OUTDOORS I##|IEQY|CITADEL SECURITIES LLC|3997
JOUT|JOHNSON OUTDOORS I##|INCA|INSTINET, LLC|37870
JOUT|JOHNSON OUTDOORS I##|INJX|INSTINET, LLC|3444
JOUT|JOHNSON OUTDOORS I##|ITGI|ITG Inc.|21957
JOUT|JOHNSON OUTDOORS I##|ITGP|ITG INC.|7400
JOUT|JOHNSON OUTDOORS I##|JEFF|JEFFERIES LLC|4531
JOUT|JOHNSON OUTDOORS I##|JPBX|J.P. MORGAN SECURITIES LLC|686
JOUT|JOHNSON OUTDOORS I##|JPMX|J.P. Morgan Securities LLC|13848
JOUT|JOHNSON OUTDOORS I##|KCGM|VIRTU Americas LLC|1654
JOUT|JOHNSON OUTDOORS I##|LEHM|Barclays Capital Inc./Le|37134
JOUT|JOHNSON OUTDOORS I##|LIME|Lime Brokerage LLC|21017
JOUT|JOHNSON OUTDOORS I##|LSCI|Lek Securities Corporation|222
JOUT|JOHNSON OUTDOORS I##|MAXM|Maxim Group LLC|444
JOUT|JOHNSON OUTDOORS I##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
JOUT|JOHNSON OUTDOORS I##|MSCO|MORGAN STANLEY & CO. LLC|62632
JOUT|JOHNSON OUTDOORS I##|MSPL|MORGAN STANLEY & CO. LLC|14200
JOUT|JOHNSON OUTDOORS I##|NFSC|National Financial Services LLC|8529
JOUT|JOHNSON OUTDOORS I##|NITE|VIRTU Americas LLC|56351
JOUT|JOHNSON OUTDOORS I##|NITP|VIRTU Americas LLC|100
JOUT|JOHNSON OUTDOORS I##|NQRB|Brut, LLC|100
JOUT|JOHNSON OUTDOORS I##|PDQM|CODA MARKETS, INC.|15292
JOUT|JOHNSON OUTDOORS I##|RAJA|Raymond James & Associates, Inc.|345
JOUT|JOHNSON OUTDOORS I##|RBCM|RBC CAPITAL MARKETS, LLC|17
JOUT|JOHNSON OUTDOORS I##|SAGW|SAGETRADER, LLC|165
JOUT|JOHNSON OUTDOORS I##|SBSH|Citigroup Global Markets Inc.|12792
JOUT|JOHNSON OUTDOORS I##|SEIC|SEI Investments Distribution Co.|7739
JOUT|JOHNSON OUTDOORS I##|SGMT|GOLDMAN SACHS & CO. LLC|1411
JOUT|JOHNSON OUTDOORS I##|SPDR|SPEEDROUTE LLC|1468
JOUT|JOHNSON OUTDOORS I##|SPTD|MINT GLOBAL MARKETS, INC.|18432
JOUT|JOHNSON OUTDOORS I##|STKP|STOCKPILE INVESTMENTS, INC.|30
JOUT|JOHNSON OUTDOORS I##|SWIM|TD Ameritrade, Inc.|2469
JOUT|JOHNSON OUTDOORS I##|TKNG|ALLY INVEST SECURITIES LLC|21
JOUT|JOHNSON OUTDOORS I##|TRBT|Tradebot Systems, Inc.|2885
JOUT|JOHNSON OUTDOORS I##|TRCM|TRC MARKETS LLC|11461
JOUT|JOHNSON OUTDOORS I##|UBSA|UBS SECURITIES LLC|38272
JOUT|JOHNSON OUTDOORS I##|UBSS|UBS Securities LLC|62100
JOUT|JOHNSON OUTDOORS I##|VALX|VIRTU AMERICAS LLC|2922
JOUT|JOHNSON OUTDOORS I##|VGRD|Vanguard Marketing Corporation|730
JOUT|JOHNSON OUTDOORS I##|WCHV|WELLS FARGO SECURITIES, LLC|1983
JOUT|JOHNSON OUTDOORS I##|WEED|Weeden & Co.L.P.|2500
JOUT|JOHNSON OUTDOORS I##|WGIF|CIBC World Markets Inc.|479
JOUT|JOHNSON OUTDOORS I##|WSEA|WOLVERINE SECURITIES, LLC|98
JOUT|JOHNSON OUTDOORS I##|XIST|INSTINET, LLC|2630
JOUT|JOHNSON OUTDOORS I##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
JOUT|JOHNSON OUTDOORS I##|YKNA|COMHAR CAPITAL MARKETS, LLC|1822
JOUT|JOHNSON OUTDOORS I##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
JP|JUPAI HOLDINGS LTD|ALTX|Alternet Securities Inc.|2800
JP|JUPAI HOLDINGS LTD|APCC|Apex Clearing Corporation|8746
JP|JUPAI HOLDINGS LTD|BARD|Robert W. Baird & Co. Incorporated|1041
JP|JUPAI HOLDINGS LTD|BATM|CBOE TRADING, INC.|1273
JP|JUPAI HOLDINGS LTD|BAYT|BTIG, LLC|1980
JP|JUPAI HOLDINGS LTD|BERN|Sanford C. Bernstein & Co., LLC|900
JP|JUPAI HOLDINGS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4606
JP|JUPAI HOLDINGS LTD|BYXM|CBOE TRADING, INC.|200
JP|JUPAI HOLDINGS LTD|CHAS|Charles Schwab & Co., Inc.|500
JP|JUPAI HOLDINGS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12956
JP|JUPAI HOLDINGS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7993
JP|JUPAI HOLDINGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48441
JP|JUPAI HOLDINGS LTD|CTDL|Citadel Derivatives Group Llc|100
JP|JUPAI HOLDINGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
JP|JUPAI HOLDINGS LTD|DBAB|Deutsche Bank Securities Inc.|15561
JP|JUPAI HOLDINGS LTD|DBAX|Deutsche Bank Securities Inc.|50300
JP|JUPAI HOLDINGS LTD|DBUL|Deutsche Bank Securities Inc.|400
JP|JUPAI HOLDINGS LTD|DEAN|MORGAN STANLEY|1870
JP|JUPAI HOLDINGS LTD|DEGS|RONIN PROFESSIONAL LLC|3057
JP|JUPAI HOLDINGS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3300
JP|JUPAI HOLDINGS LTD|EBXL|EBX LLC|43700
JP|JUPAI HOLDINGS LTD|EDJO|Edward D. Jones & Co., L.P.|539
JP|JUPAI HOLDINGS LTD|EGAM|CBOE TRADING, INC.|2647
JP|JUPAI HOLDINGS LTD|EGAW|CBOE TRADING, INC.|100
JP|JUPAI HOLDINGS LTD|EGXM|CBOE TRADING, INC.|100
JP|JUPAI HOLDINGS LTD|ETBE|Electronic Transaction Clearing, Inc.|3046
JP|JUPAI HOLDINGS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3734
JP|JUPAI HOLDINGS LTD|ETRS|E*Trade Securities LLC|25432
JP|JUPAI HOLDINGS LTD|FBSB|U.S. Bancorp Investments, Inc.|100
JP|JUPAI HOLDINGS LTD|FILL|Tradestation Securities, Inc.|3600
JP|JUPAI HOLDINGS LTD|FMAF|NBCN Inc./ CDS|880
JP|JUPAI HOLDINGS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23657
JP|JUPAI HOLDINGS LTD|FTBR|Foliofn Investments, Inc.|13756
JP|JUPAI HOLDINGS LTD|GLIS|TD Securities Inc|1614
JP|JUPAI HOLDINGS LTD|GLPX|ACS EXECUTION SERVICES, LLC|5909
JP|JUPAI HOLDINGS LTD|GSCO|GOLDMAN SACHS & CO. LLC|40367
JP|JUPAI HOLDINGS LTD|GSCS|GOLDMAN SACHS & CO. LLC|100
JP|JUPAI HOLDINGS LTD|GSLT|GOLDMAN SACHS & CO. LLC|1100
JP|JUPAI HOLDINGS LTD|GTSZ|GTS SECURITIES LLC|29194
JP|JUPAI HOLDINGS LTD|HRBF|American Enterprise Investment Services Inc.|2840
JP|JUPAI HOLDINGS LTD|HSBC|HSBC Securities, Inc.|100
JP|JUPAI HOLDINGS LTD|IATS|INTERACTIVE BROKERS LLC|39050
JP|JUPAI HOLDINGS LTD|IBKR|Interactive Brokers Llc|61125
JP|JUPAI HOLDINGS LTD|ICBX|INSTINET, LLC|13650
JP|JUPAI HOLDINGS LTD|INCA|INSTINET, LLC|45826
JP|JUPAI HOLDINGS LTD|ITGI|ITG Inc.|8595
JP|JUPAI HOLDINGS LTD|ITGP|ITG INC.|20400
JP|JUPAI HOLDINGS LTD|JMPT|JUMP TRADING, LLC|4635
JP|JUPAI HOLDINGS LTD|JPMX|J.P. Morgan Securities LLC|24369
JP|JUPAI HOLDINGS LTD|JSJX|JANE STREET CAPITAL LLC|26427
JP|JUPAI HOLDINGS LTD|KCGM|VIRTU Americas LLC|8052
JP|JUPAI HOLDINGS LTD|LEHM|Barclays Capital Inc./Le|54441
JP|JUPAI HOLDINGS LTD|LIME|Lime Brokerage LLC|9063
JP|JUPAI HOLDINGS LTD|LQNA|LIQUIDNET, INC.|4800
JP|JUPAI HOLDINGS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8972
JP|JUPAI HOLDINGS LTD|MOTF|MOTIF INVESTING, INC.|3
JP|JUPAI HOLDINGS LTD|MSCO|MORGAN STANLEY & CO. LLC|113239
JP|JUPAI HOLDINGS LTD|MSPL|MORGAN STANLEY & CO. LLC|64600
JP|JUPAI HOLDINGS LTD|MSTX|MORGAN STANLEY & CO. LLC|25400
JP|JUPAI HOLDINGS LTD|NEED|Needham & Company, LLC|4045
JP|JUPAI HOLDINGS LTD|NFSC|National Financial Services LLC|144510
JP|JUPAI HOLDINGS LTD|NITE|VIRTU Americas LLC|286085
JP|JUPAI HOLDINGS LTD|NITP|VIRTU Americas LLC|100
JP|JUPAI HOLDINGS LTD|NQRB|Brut, LLC|1940
JP|JUPAI HOLDINGS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|500
JP|JUPAI HOLDINGS LTD|OPCO|Oppenheimer & Co. Inc.|46
JP|JUPAI HOLDINGS LTD|PCPT|PHILLIP CAPITAL INC.|2
JP|JUPAI HOLDINGS LTD|PDQM|CODA MARKETS, INC.|16055
JP|JUPAI HOLDINGS LTD|PWJC|UBS Financial Services, Inc.|2200
JP|JUPAI HOLDINGS LTD|RBCM|RBC CAPITAL MARKETS, LLC|2390
JP|JUPAI HOLDINGS LTD|RGLD|Regal Securities, Inc|140
JP|JUPAI HOLDINGS LTD|SAGL|SAGETRADER, LLC|4170
JP|JUPAI HOLDINGS LTD|SBSH|Citigroup Global Markets Inc.|7533
JP|JUPAI HOLDINGS LTD|SGMT|GOLDMAN SACHS & CO. LLC|14231
JP|JUPAI HOLDINGS LTD|SPDR|SPEEDROUTE LLC|16930
JP|JUPAI HOLDINGS LTD|SPTD|MINT GLOBAL MARKETS, INC.|510
JP|JUPAI HOLDINGS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
JP|JUPAI HOLDINGS LTD|SWIM|TD Ameritrade, Inc.|52544
JP|JUPAI HOLDINGS LTD|SWST|Hilltop Securities Inc.|200
JP|JUPAI HOLDINGS LTD|TKNG|ALLY INVEST SECURITIES LLC|2316
JP|JUPAI HOLDINGS LTD|TRBT|Tradebot Systems, Inc.|5105
JP|JUPAI HOLDINGS LTD|TRCM|TRC MARKETS LLC|1625
JP|JUPAI HOLDINGS LTD|UBSA|UBS SECURITIES LLC|190423
JP|JUPAI HOLDINGS LTD|UBSS|UBS Securities LLC|334037
JP|JUPAI HOLDINGS LTD|VALX|VIRTU AMERICAS LLC|10469
JP|JUPAI HOLDINGS LTD|VGRD|Vanguard Marketing Corporation|11075
JP|JUPAI HOLDINGS LTD|WBLR|WILLIAM BLAIR|149
JP|JUPAI HOLDINGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|8812
JP|JUPAI HOLDINGS LTD|WEDB|WEDBUSH SECURITIES INC.|2980
JP|JUPAI HOLDINGS LTD|WEED|Weeden & Co.L.P.|580
JP|JUPAI HOLDINGS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2599
JP|JUPAI HOLDINGS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|92
JP|JUPAI HOLDINGS LTD|WGIF|CIBC World Markets Inc.|600
JP|JUPAI HOLDINGS LTD|WSEA|WOLVERINE SECURITIES, LLC|2825
JP|JUPAI HOLDINGS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
JP|JUPAI HOLDINGS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|1626
JP|JUPAI HOLDINGS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
JPC|NUVEEN PFD & ICMN OP|AGIS|Aegis Capital Corp.|864
JPC|NUVEEN PFD & ICMN OP|ALTX|Alternet Securities Inc.|7126
JPC|NUVEEN PFD & ICMN OP|APCC|Apex Clearing Corporation|189
JPC|NUVEEN PFD & ICMN OP|BANK|Primevest Financial Services, Inc.|5227
JPC|NUVEEN PFD & ICMN OP|BARD|Robert W. Baird & Co. Incorporated|1837
JPC|NUVEEN PFD & ICMN OP|BATM|CBOE TRADING, INC.|400
JPC|NUVEEN PFD & ICMN OP|BBNT|BB&T SECURITIES, LLC|805
JPC|NUVEEN PFD & ICMN OP|BERN|Sanford C. Bernstein & Co., LLC|500
JPC|NUVEEN PFD & ICMN OP|BRGE|Newbridge Securities Corp.|2045
JPC|NUVEEN PFD & ICMN OP|CANT|Cantor Fitzgerald & Co.|126840
JPC|NUVEEN PFD & ICMN OP|CHAS|Charles Schwab & Co., Inc.|1903
JPC|NUVEEN PFD & ICMN OP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4785
JPC|NUVEEN PFD & ICMN OP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41674
JPC|NUVEEN PFD & ICMN OP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10640
JPC|NUVEEN PFD & ICMN OP|DADA|D.A. Davidson & Co.|2917
JPC|NUVEEN PFD & ICMN OP|DAVA|Davenport & Company LLC|100
JPC|NUVEEN PFD & ICMN OP|DBAX|Deutsche Bank Securities Inc.|19400
JPC|NUVEEN PFD & ICMN OP|DEAN|MORGAN STANLEY|101525
JPC|NUVEEN PFD & ICMN OP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|717
JPC|NUVEEN PFD & ICMN OP|EBXL|EBX LLC|20600
JPC|NUVEEN PFD & ICMN OP|EDJO|Edward D. Jones & Co., L.P.|7276
JPC|NUVEEN PFD & ICMN OP|EGAM|CBOE TRADING, INC.|4720
JPC|NUVEEN PFD & ICMN OP|EGXM|CBOE TRADING, INC.|1610
JPC|NUVEEN PFD & ICMN OP|ETBE|Electronic Transaction Clearing, Inc.|1080
JPC|NUVEEN PFD & ICMN OP|ETRS|E*Trade Securities LLC|115692
JPC|NUVEEN PFD & ICMN OP|FBSB|U.S. Bancorp Investments, Inc.|1554
JPC|NUVEEN PFD & ICMN OP|FILL|Tradestation Securities, Inc.|2300
JPC|NUVEEN PFD & ICMN OP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|667
JPC|NUVEEN PFD & ICMN OP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18972
JPC|NUVEEN PFD & ICMN OP|FTBR|Foliofn Investments, Inc.|768
JPC|NUVEEN PFD & ICMN OP|GEBB|GLOBAL EXECUTION BROKERS, LP|4700
JPC|NUVEEN PFD & ICMN OP|GLPX|ACS EXECUTION SERVICES, LLC|3500
JPC|NUVEEN PFD & ICMN OP|GSCO|GOLDMAN SACHS & CO. LLC|18587
JPC|NUVEEN PFD & ICMN OP|GSLT|GOLDMAN SACHS & CO. LLC|600
JPC|NUVEEN PFD & ICMN OP|GTSZ|GTS SECURITIES LLC|644
JPC|NUVEEN PFD & ICMN OP|HRBF|American Enterprise Investment Services Inc.|79549
JPC|NUVEEN PFD & ICMN OP|IATS|INTERACTIVE BROKERS LLC|24922
JPC|NUVEEN PFD & ICMN OP|IBKR|Interactive Brokers Llc|39161
JPC|NUVEEN PFD & ICMN OP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20901
JPC|NUVEEN PFD & ICMN OP|ICBX|INSTINET, LLC|7104
JPC|NUVEEN PFD & ICMN OP|INCA|INSTINET, LLC|3173
JPC|NUVEEN PFD & ICMN OP|ITGI|ITG Inc.|33361
JPC|NUVEEN PFD & ICMN OP|ITGP|ITG INC.|10400
JPC|NUVEEN PFD & ICMN OP|JANY|Janney Montgomery Scott Inc.|3336
JPC|NUVEEN PFD & ICMN OP|JEFF|JEFFERIES LLC|2400
JPC|NUVEEN PFD & ICMN OP|JMPT|JUMP TRADING, LLC|199
JPC|NUVEEN PFD & ICMN OP|JPMX|J.P. Morgan Securities LLC|32816
JPC|NUVEEN PFD & ICMN OP|KCGM|VIRTU Americas LLC|25348
JPC|NUVEEN PFD & ICMN OP|LEHM|Barclays Capital Inc./Le|51554
JPC|NUVEEN PFD & ICMN OP|LGNT|COR CLEARING LLC|238
JPC|NUVEEN PFD & ICMN OP|LIME|Lime Brokerage LLC|1288
JPC|NUVEEN PFD & ICMN OP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14156
JPC|NUVEEN PFD & ICMN OP|MACC|Mid Atlantic Capital Corporation|5000
JPC|NUVEEN PFD & ICMN OP|MCBT|Moors & Cabot, Inc.|100
JPC|NUVEEN PFD & ICMN OP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42084
JPC|NUVEEN PFD & ICMN OP|MSCO|MORGAN STANLEY & CO. LLC|236413
JPC|NUVEEN PFD & ICMN OP|MSPL|MORGAN STANLEY & CO. LLC|48200
JPC|NUVEEN PFD & ICMN OP|NATL|National Securities Corporation|1700
JPC|NUVEEN PFD & ICMN OP|NFSC|National Financial Services LLC|671914
JPC|NUVEEN PFD & ICMN OP|NITE|VIRTU Americas LLC|746980
JPC|NUVEEN PFD & ICMN OP|NQRB|Brut, LLC|200
JPC|NUVEEN PFD & ICMN OP|OPCO|Oppenheimer & Co. Inc.|17326
JPC|NUVEEN PFD & ICMN OP|OTAA|OTA LLC|5400
JPC|NUVEEN PFD & ICMN OP|PDQM|CODA MARKETS, INC.|10463
JPC|NUVEEN PFD & ICMN OP|PWJC|UBS Financial Services, Inc.|35900
JPC|NUVEEN PFD & ICMN OP|RBCM|RBC CAPITAL MARKETS, LLC|45018
JPC|NUVEEN PFD & ICMN OP|SAGC|SAGETRADER, LLC|2000
JPC|NUVEEN PFD & ICMN OP|SALI|INTL FCSTONE FINANCIAL INC.|1704
JPC|NUVEEN PFD & ICMN OP|SBRX|MURIEL SIEBERT & CO INC|368
JPC|NUVEEN PFD & ICMN OP|SBSH|Citigroup Global Markets Inc.|94864
JPC|NUVEEN PFD & ICMN OP|SEDS|SPENCER EDWARDS, INC.|1235
JPC|NUVEEN PFD & ICMN OP|SEIC|SEI Investments Distribution Co.|316
JPC|NUVEEN PFD & ICMN OP|SGMT|GOLDMAN SACHS & CO. LLC|16396
JPC|NUVEEN PFD & ICMN OP|SPDR|SPEEDROUTE LLC|300
JPC|NUVEEN PFD & ICMN OP|SPHN|Stephens Inc.|13
JPC|NUVEEN PFD & ICMN OP|STFL|Stifel, Nicolaus & Company, Incorporated|21499
JPC|NUVEEN PFD & ICMN OP|STXG|Stockcross Financial Services, Inc.|57
JPC|NUVEEN PFD & ICMN OP|SWIM|TD Ameritrade, Inc.|6452
JPC|NUVEEN PFD & ICMN OP|SWST|Hilltop Securities Inc.|2808
JPC|NUVEEN PFD & ICMN OP|TKNG|ALLY INVEST SECURITIES LLC|1707
JPC|NUVEEN PFD & ICMN OP|TRBT|Tradebot Systems, Inc.|1618
JPC|NUVEEN PFD & ICMN OP|TRCM|TRC MARKETS LLC|300
JPC|NUVEEN PFD & ICMN OP|UBSA|UBS SECURITIES LLC|64878
JPC|NUVEEN PFD & ICMN OP|UBSS|UBS Securities LLC|445281
JPC|NUVEEN PFD & ICMN OP|VALX|VIRTU AMERICAS LLC|4316
JPC|NUVEEN PFD & ICMN OP|VGRD|Vanguard Marketing Corporation|173856
JPC|NUVEEN PFD & ICMN OP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
JPC|NUVEEN PFD & ICMN OP|WCHV|WELLS FARGO SECURITIES, LLC|277719
JPC|NUVEEN PFD & ICMN OP|WEDB|WEDBUSH SECURITIES INC.|15679
JPC|NUVEEN PFD & ICMN OP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
JPC|NUVEEN PFD & ICMN OP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28305
JPC|NUVEEN PFD & ICMN OP|WGIF|CIBC World Markets Inc.|200
JPC|NUVEEN PFD & ICMN OP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|740
JPC|NUVEEN PFD & ICMN OP|WSEA|WOLVERINE SECURITIES, LLC|3153
JPC|NUVEEN PFD & ICMN OP|XSTM|NATIONAL FINANCIAL SERVICES LLC|83400
JPC|NUVEEN PFD & ICMN OP|YKNA|COMHAR CAPITAL MARKETS, LLC|1813
JPC|NUVEEN PFD & ICMN OP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|113607
JPED|JPMORGAN EVENT DRIVE|BATM|CBOE TRADING, INC.|50
JPED|JPMORGAN EVENT DRIVE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3853
JPED|JPMORGAN EVENT DRIVE|ETRS|E*Trade Securities LLC|1000
JPED|JPMORGAN EVENT DRIVE|JSJX|JANE STREET CAPITAL LLC|3903
JPEH|JPMORGAN DIVERSIFIED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|322
JPEH|JPMORGAN DIVERSIFIED|EBXL|EBX LLC|500
JPEH|JPMORGAN DIVERSIFIED|ETRS|E*Trade Securities LLC|62
JPEH|JPMORGAN DIVERSIFIED|JSJX|JANE STREET CAPITAL LLC|739
JPEH|JPMORGAN DIVERSIFIED|LEHM|Barclays Capital Inc./Le|4000
JPEH|JPMORGAN DIVERSIFIED|LIME|Lime Brokerage LLC|100
JPEH|JPMORGAN DIVERSIFIED|NITE|VIRTU Americas LLC|3199
JPEM|JPMORGAN DIVERSIFIED|BATM|CBOE TRADING, INC.|464
JPEM|JPMORGAN DIVERSIFIED|BBNT|BB&T SECURITIES, LLC|2668
JPEM|JPMORGAN DIVERSIFIED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|659
JPEM|JPMORGAN DIVERSIFIED|CANT|Cantor Fitzgerald & Co.|35296
JPEM|JPMORGAN DIVERSIFIED|CHAS|Charles Schwab & Co., Inc.|5825
JPEM|JPMORGAN DIVERSIFIED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28766
JPEM|JPMORGAN DIVERSIFIED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11894
JPEM|JPMORGAN DIVERSIFIED|CSIN|Citadel Securities Institutional LLC|19011
JPEM|JPMORGAN DIVERSIFIED|CTDL|Citadel Derivatives Group Llc|15252
JPEM|JPMORGAN DIVERSIFIED|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
JPEM|JPMORGAN DIVERSIFIED|DBAX|Deutsche Bank Securities Inc.|3400
JPEM|JPMORGAN DIVERSIFIED|DEAN|MORGAN STANLEY|1496
JPEM|JPMORGAN DIVERSIFIED|EBXL|EBX LLC|3600
JPEM|JPMORGAN DIVERSIFIED|EDJO|Edward D. Jones & Co., L.P.|5501
JPEM|JPMORGAN DIVERSIFIED|ETRS|E*Trade Securities LLC|783
JPEM|JPMORGAN DIVERSIFIED|FTBR|Foliofn Investments, Inc.|1
JPEM|JPMORGAN DIVERSIFIED|GEBB|GLOBAL EXECUTION BROKERS, LP|300
JPEM|JPMORGAN DIVERSIFIED|GSCO|GOLDMAN SACHS & CO. LLC|108326
JPEM|JPMORGAN DIVERSIFIED|GSLT|GOLDMAN SACHS & CO. LLC|4709
JPEM|JPMORGAN DIVERSIFIED|GTSZ|GTS SECURITIES LLC|600
JPEM|JPMORGAN DIVERSIFIED|HRBF|American Enterprise Investment Services Inc.|11402
JPEM|JPMORGAN DIVERSIFIED|IATS|INTERACTIVE BROKERS LLC|400
JPEM|JPMORGAN DIVERSIFIED|ICBX|INSTINET, LLC|9185
JPEM|JPMORGAN DIVERSIFIED|INCA|INSTINET, LLC|300
JPEM|JPMORGAN DIVERSIFIED|ITGP|ITG INC.|800
JPEM|JPMORGAN DIVERSIFIED|JANY|Janney Montgomery Scott Inc.|92
JPEM|JPMORGAN DIVERSIFIED|JPMX|J.P. Morgan Securities LLC|1600
JPEM|JPMORGAN DIVERSIFIED|JSEB|JANE STREET EXECUTION SERVICES, LLC|6897
JPEM|JPMORGAN DIVERSIFIED|JSJX|JANE STREET CAPITAL LLC|36679
JPEM|JPMORGAN DIVERSIFIED|KCGM|VIRTU Americas LLC|19431
JPEM|JPMORGAN DIVERSIFIED|LEHM|Barclays Capital Inc./Le|9800
JPEM|JPMORGAN DIVERSIFIED|LIME|Lime Brokerage LLC|5184
JPEM|JPMORGAN DIVERSIFIED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|245
JPEM|JPMORGAN DIVERSIFIED|MACC|Mid Atlantic Capital Corporation|21
JPEM|JPMORGAN DIVERSIFIED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8892
JPEM|JPMORGAN DIVERSIFIED|MSCO|MORGAN STANLEY & CO. LLC|13833
JPEM|JPMORGAN DIVERSIFIED|MSPL|MORGAN STANLEY & CO. LLC|6000
JPEM|JPMORGAN DIVERSIFIED|NFSC|National Financial Services LLC|133133
JPEM|JPMORGAN DIVERSIFIED|NITE|VIRTU Americas LLC|31956
JPEM|JPMORGAN DIVERSIFIED|NQRB|Brut, LLC|1200
JPEM|JPMORGAN DIVERSIFIED|SGMT|GOLDMAN SACHS & CO. LLC|2665
JPEM|JPMORGAN DIVERSIFIED|STFL|Stifel, Nicolaus & Company, Incorporated|148
JPEM|JPMORGAN DIVERSIFIED|TRCM|TRC MARKETS LLC|200
JPEM|JPMORGAN DIVERSIFIED|UBSA|UBS SECURITIES LLC|16571
JPEM|JPMORGAN DIVERSIFIED|UBSS|UBS Securities LLC|14410
JPEM|JPMORGAN DIVERSIFIED|VALX|VIRTU AMERICAS LLC|151
JPEM|JPMORGAN DIVERSIFIED|VGRD|Vanguard Marketing Corporation|786
JPEM|JPMORGAN DIVERSIFIED|WCHV|WELLS FARGO SECURITIES, LLC|24
JPEM|JPMORGAN DIVERSIFIED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2442
JPEM|JPMORGAN DIVERSIFIED|WSEA|WOLVERINE SECURITIES, LLC|7
JPEM|JPMORGAN DIVERSIFIED|XSTM|NATIONAL FINANCIAL SERVICES LLC|3656
JPEM|JPMORGAN DIVERSIFIED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48183
JPEU|JPMORGAN DIVERSIFIED|APCC|Apex Clearing Corporation|2
JPEU|JPMORGAN DIVERSIFIED|BBNT|BB&T SECURITIES, LLC|705
JPEU|JPMORGAN DIVERSIFIED|CHAS|Charles Schwab & Co., Inc.|337
JPEU|JPMORGAN DIVERSIFIED|ETRS|E*Trade Securities LLC|7
JPEU|JPMORGAN DIVERSIFIED|FTBR|Foliofn Investments, Inc.|1
JPEU|JPMORGAN DIVERSIFIED|IBKR|Interactive Brokers Llc|30
JPEU|JPMORGAN DIVERSIFIED|JSJX|JANE STREET CAPITAL LLC|3834
JPEU|JPMORGAN DIVERSIFIED|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|408
JPEU|JPMORGAN DIVERSIFIED|NFSC|National Financial Services LLC|1975
JPEU|JPMORGAN DIVERSIFIED|NITE|VIRTU Americas LLC|1378
JPEU|JPMORGAN DIVERSIFIED|RBCM|RBC CAPITAL MARKETS, LLC|168
JPEU|JPMORGAN DIVERSIFIED|UBSS|UBS Securities LLC|206
JPEU|JPMORGAN DIVERSIFIED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1240
JPGB|JPMORGAN GLOBAL BOND|APCC|Apex Clearing Corporation|1
JPGB|JPMORGAN GLOBAL BOND|BATM|CBOE TRADING, INC.|586
JPGB|JPMORGAN GLOBAL BOND|BBNT|BB&T SECURITIES, LLC|740
JPGB|JPMORGAN GLOBAL BOND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8478
JPGB|JPMORGAN GLOBAL BOND|BYXM|CBOE TRADING, INC.|387
JPGB|JPMORGAN GLOBAL BOND|CANT|Cantor Fitzgerald & Co.|147124
JPGB|JPMORGAN GLOBAL BOND|CHAS|Charles Schwab & Co., Inc.|1000
JPGB|JPMORGAN GLOBAL BOND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3970
JPGB|JPMORGAN GLOBAL BOND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2343
JPGB|JPMORGAN GLOBAL BOND|CSIN|Citadel Securities Institutional LLC|14316
JPGB|JPMORGAN GLOBAL BOND|DBAX|Deutsche Bank Securities Inc.|2500
JPGB|JPMORGAN GLOBAL BOND|EBXL|EBX LLC|500
JPGB|JPMORGAN GLOBAL BOND|ETRS|E*Trade Securities LLC|40
JPGB|JPMORGAN GLOBAL BOND|GLPX|ACS EXECUTION SERVICES, LLC|300
JPGB|JPMORGAN GLOBAL BOND|GTSZ|GTS SECURITIES LLC|200
JPGB|JPMORGAN GLOBAL BOND|IATS|INTERACTIVE BROKERS LLC|60
JPGB|JPMORGAN GLOBAL BOND|IBKR|Interactive Brokers Llc|645
JPGB|JPMORGAN GLOBAL BOND|ICBX|INSTINET, LLC|100
JPGB|JPMORGAN GLOBAL BOND|INCA|INSTINET, LLC|1743
JPGB|JPMORGAN GLOBAL BOND|ITGP|ITG INC.|200
JPGB|JPMORGAN GLOBAL BOND|JSEB|JANE STREET EXECUTION SERVICES, LLC|6649
JPGB|JPMORGAN GLOBAL BOND|JSJX|JANE STREET CAPITAL LLC|23633
JPGB|JPMORGAN GLOBAL BOND|KCGM|VIRTU Americas LLC|866
JPGB|JPMORGAN GLOBAL BOND|LEHM|Barclays Capital Inc./Le|1600
JPGB|JPMORGAN GLOBAL BOND|LIME|Lime Brokerage LLC|60
JPGB|JPMORGAN GLOBAL BOND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
JPGB|JPMORGAN GLOBAL BOND|MSCO|MORGAN STANLEY & CO. LLC|3256
JPGB|JPMORGAN GLOBAL BOND|NFSC|National Financial Services LLC|6234
JPGB|JPMORGAN GLOBAL BOND|NITE|VIRTU Americas LLC|4294
JPGB|JPMORGAN GLOBAL BOND|PDQM|CODA MARKETS, INC.|639
JPGB|JPMORGAN GLOBAL BOND|SGMT|GOLDMAN SACHS & CO. LLC|500
JPGB|JPMORGAN GLOBAL BOND|UBSA|UBS SECURITIES LLC|11899
JPGB|JPMORGAN GLOBAL BOND|UBSS|UBS Securities LLC|8700
JPGB|JPMORGAN GLOBAL BOND|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
JPGB|JPMORGAN GLOBAL BOND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4192
JPGE|JPMDIVERSERETGIEQETF|APCC|Apex Clearing Corporation|5
JPGE|JPMDIVERSERETGIEQETF|BATM|CBOE TRADING, INC.|10
JPGE|JPMDIVERSERETGIEQETF|BBNT|BB&T SECURITIES, LLC|77
JPGE|JPMDIVERSERETGIEQETF|CHAS|Charles Schwab & Co., Inc.|24
JPGE|JPMDIVERSERETGIEQETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7027
JPGE|JPMDIVERSERETGIEQETF|CTDL|Citadel Derivatives Group Llc|300
JPGE|JPMDIVERSERETGIEQETF|DBAX|Deutsche Bank Securities Inc.|300
JPGE|JPMDIVERSERETGIEQETF|DEAN|MORGAN STANLEY|296
JPGE|JPMDIVERSERETGIEQETF|EBXL|EBX LLC|400
JPGE|JPMDIVERSERETGIEQETF|EDJO|Edward D. Jones & Co., L.P.|1186
JPGE|JPMDIVERSERETGIEQETF|ETRS|E*Trade Securities LLC|861
JPGE|JPMDIVERSERETGIEQETF|FILL|Tradestation Securities, Inc.|4
JPGE|JPMDIVERSERETGIEQETF|FTBR|Foliofn Investments, Inc.|2
JPGE|JPMDIVERSERETGIEQETF|GSCO|GOLDMAN SACHS & CO. LLC|17143
JPGE|JPMDIVERSERETGIEQETF|GSLT|GOLDMAN SACHS & CO. LLC|600
JPGE|JPMDIVERSERETGIEQETF|HRBF|American Enterprise Investment Services Inc.|6481
JPGE|JPMDIVERSERETGIEQETF|IBKR|Interactive Brokers Llc|200
JPGE|JPMDIVERSERETGIEQETF|ICBX|INSTINET, LLC|1392
JPGE|JPMDIVERSERETGIEQETF|ITGP|ITG INC.|400
JPGE|JPMDIVERSERETGIEQETF|JPMX|J.P. Morgan Securities LLC|600
JPGE|JPMDIVERSERETGIEQETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|5959
JPGE|JPMDIVERSERETGIEQETF|JSJX|JANE STREET CAPITAL LLC|23681
JPGE|JPMDIVERSERETGIEQETF|KCGM|VIRTU Americas LLC|1516
JPGE|JPMDIVERSERETGIEQETF|LEHM|Barclays Capital Inc./Le|6000
JPGE|JPMDIVERSERETGIEQETF|LIME|Lime Brokerage LLC|3040
JPGE|JPMDIVERSERETGIEQETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
JPGE|JPMDIVERSERETGIEQETF|MSCO|MORGAN STANLEY & CO. LLC|4410
JPGE|JPMDIVERSERETGIEQETF|MSPL|MORGAN STANLEY & CO. LLC|1100
JPGE|JPMDIVERSERETGIEQETF|NFSC|National Financial Services LLC|8682
JPGE|JPMDIVERSERETGIEQETF|NITE|VIRTU Americas LLC|18855
JPGE|JPMDIVERSERETGIEQETF|NQRB|Brut, LLC|1100
JPGE|JPMDIVERSERETGIEQETF|NTBF|BMO Nesbitt Burns Inc./CDS|90
JPGE|JPMDIVERSERETGIEQETF|OLDM|OLD MISSION CAPITAL, LLC|95
JPGE|JPMDIVERSERETGIEQETF|RBCM|RBC CAPITAL MARKETS, LLC|3
JPGE|JPMDIVERSERETGIEQETF|SGMT|GOLDMAN SACHS & CO. LLC|1071
JPGE|JPMDIVERSERETGIEQETF|STFL|Stifel, Nicolaus & Company, Incorporated|197
JPGE|JPMDIVERSERETGIEQETF|TKNG|ALLY INVEST SECURITIES LLC|17
JPGE|JPMDIVERSERETGIEQETF|UBSA|UBS SECURITIES LLC|7121
JPGE|JPMDIVERSERETGIEQETF|UBSS|UBS Securities LLC|8583
JPGE|JPMDIVERSERETGIEQETF|VGRD|Vanguard Marketing Corporation|2
JPGE|JPMDIVERSERETGIEQETF|WCHV|WELLS FARGO SECURITIES, LLC|400
JPGE|JPMDIVERSERETGIEQETF|WSEA|WOLVERINE SECURITIES, LLC|158
JPGE|JPMDIVERSERETGIEQETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9628
JPHF|JPMORGAN DIVERSIFIED|CANT|Cantor Fitzgerald & Co.|7289
JPHF|JPMORGAN DIVERSIFIED|CHAS|Charles Schwab & Co., Inc.|588
JPHF|JPMORGAN DIVERSIFIED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
JPHF|JPMORGAN DIVERSIFIED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18433
JPHF|JPMORGAN DIVERSIFIED|DBAX|Deutsche Bank Securities Inc.|3200
JPHF|JPMORGAN DIVERSIFIED|EBXL|EBX LLC|7000
JPHF|JPMORGAN DIVERSIFIED|EGXW|CBOE TRADING, INC.|76
JPHF|JPMORGAN DIVERSIFIED|ETRS|E*Trade Securities LLC|148
JPHF|JPMORGAN DIVERSIFIED|GEBB|GLOBAL EXECUTION BROKERS, LP|5310
JPHF|JPMORGAN DIVERSIFIED|IATS|INTERACTIVE BROKERS LLC|400
JPHF|JPMORGAN DIVERSIFIED|IBKR|Interactive Brokers Llc|10003
JPHF|JPMORGAN DIVERSIFIED|ICBX|INSTINET, LLC|8733
JPHF|JPMORGAN DIVERSIFIED|INCA|INSTINET, LLC|2770
JPHF|JPMORGAN DIVERSIFIED|JEFF|JEFFERIES LLC|600
JPHF|JPMORGAN DIVERSIFIED|JPMX|J.P. Morgan Securities LLC|2600
JPHF|JPMORGAN DIVERSIFIED|JSEB|JANE STREET EXECUTION SERVICES, LLC|44619
JPHF|JPMORGAN DIVERSIFIED|JSJX|JANE STREET CAPITAL LLC|18385
JPHF|JPMORGAN DIVERSIFIED|KCGM|VIRTU Americas LLC|6856
JPHF|JPMORGAN DIVERSIFIED|LEHM|Barclays Capital Inc./Le|12400
JPHF|JPMORGAN DIVERSIFIED|LIME|Lime Brokerage LLC|4053
JPHF|JPMORGAN DIVERSIFIED|MACC|Mid Atlantic Capital Corporation|23525
JPHF|JPMORGAN DIVERSIFIED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10602
JPHF|JPMORGAN DIVERSIFIED|MSCO|MORGAN STANLEY & CO. LLC|6477
JPHF|JPMORGAN DIVERSIFIED|NFSC|National Financial Services LLC|31816
JPHF|JPMORGAN DIVERSIFIED|NITE|VIRTU Americas LLC|34557
JPHF|JPMORGAN DIVERSIFIED|PWJC|UBS Financial Services, Inc.|432
JPHF|JPMORGAN DIVERSIFIED|RBCM|RBC CAPITAL MARKETS, LLC|2048
JPHF|JPMORGAN DIVERSIFIED|SWIM|TD Ameritrade, Inc.|5
JPHF|JPMORGAN DIVERSIFIED|UBSS|UBS Securities LLC|9985
JPHF|JPMORGAN DIVERSIFIED|WCHV|WELLS FARGO SECURITIES, LLC|2008
JPHF|JPMORGAN DIVERSIFIED|WSEA|WOLVERINE SECURITIES, LLC|1
JPHF|JPMORGAN DIVERSIFIED|XSTM|NATIONAL FINANCIAL SERVICES LLC|4050
JPHF|JPMORGAN DIVERSIFIED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7027
JPHY|JPMORGAN DISCIPLINED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|358
JPHY|JPMORGAN DISCIPLINED|BTIG|BTIG, LLC|6
JPHY|JPMORGAN DISCIPLINED|CANT|Cantor Fitzgerald & Co.|5720
JPHY|JPMORGAN DISCIPLINED|CHAS|Charles Schwab & Co., Inc.|414
JPHY|JPMORGAN DISCIPLINED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
JPHY|JPMORGAN DISCIPLINED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3509
JPHY|JPMORGAN DISCIPLINED|CSIN|Citadel Securities Institutional LLC|129
JPHY|JPMORGAN DISCIPLINED|CTDL|Citadel Derivatives Group Llc|258
JPHY|JPMORGAN DISCIPLINED|DBAX|Deutsche Bank Securities Inc.|2600
JPHY|JPMORGAN DISCIPLINED|EBXL|EBX LLC|200
JPHY|JPMORGAN DISCIPLINED|ECUT|CONVERGEX EXECUTION SOLUTIONS|102
JPHY|JPMORGAN DISCIPLINED|ETRS|E*Trade Securities LLC|1460
JPHY|JPMORGAN DISCIPLINED|FTBR|Foliofn Investments, Inc.|3
JPHY|JPMORGAN DISCIPLINED|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
JPHY|JPMORGAN DISCIPLINED|GSCO|GOLDMAN SACHS & CO. LLC|6
JPHY|JPMORGAN DISCIPLINED|ITGI|ITG Inc.|575
JPHY|JPMORGAN DISCIPLINED|JSEB|JANE STREET EXECUTION SERVICES, LLC|99799
JPHY|JPMORGAN DISCIPLINED|JSJX|JANE STREET CAPITAL LLC|31014
JPHY|JPMORGAN DISCIPLINED|KCGM|VIRTU Americas LLC|3276
JPHY|JPMORGAN DISCIPLINED|LEHM|Barclays Capital Inc./Le|4600
JPHY|JPMORGAN DISCIPLINED|MACC|Mid Atlantic Capital Corporation|65
JPHY|JPMORGAN DISCIPLINED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
JPHY|JPMORGAN DISCIPLINED|MSCO|MORGAN STANLEY & CO. LLC|4675
JPHY|JPMORGAN DISCIPLINED|NFSC|National Financial Services LLC|21603
JPHY|JPMORGAN DISCIPLINED|NITE|VIRTU Americas LLC|24800
JPHY|JPMORGAN DISCIPLINED|SGMT|GOLDMAN SACHS & CO. LLC|200
JPHY|JPMORGAN DISCIPLINED|UBSA|UBS SECURITIES LLC|7447
JPHY|JPMORGAN DISCIPLINED|UBSS|UBS Securities LLC|11313
JPHY|JPMORGAN DISCIPLINED|VGRD|Vanguard Marketing Corporation|143
JPHY|JPMORGAN DISCIPLINED|WSEA|WOLVERINE SECURITIES, LLC|1
JPHY|JPMORGAN DISCIPLINED|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
JPHY|JPMORGAN DISCIPLINED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|87
JPI|NUVEEN PFD & INCM|AGIS|Aegis Capital Corp.|5900
JPI|NUVEEN PFD & INCM|ALTX|Alternet Securities Inc.|600
JPI|NUVEEN PFD & INCM|APCC|Apex Clearing Corporation|20
JPI|NUVEEN PFD & INCM|BANK|Primevest Financial Services, Inc.|1000
JPI|NUVEEN PFD & INCM|BARD|Robert W. Baird & Co. Incorporated|1529
JPI|NUVEEN PFD & INCM|BATM|CBOE TRADING, INC.|37
JPI|NUVEEN PFD & INCM|BBNT|BB&T SECURITIES, LLC|4777
JPI|NUVEEN PFD & INCM|BERN|Sanford C. Bernstein & Co., LLC|2
JPI|NUVEEN PFD & INCM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6841
JPI|NUVEEN PFD & INCM|BRGE|Newbridge Securities Corp.|2011
JPI|NUVEEN PFD & INCM|CHAS|Charles Schwab & Co., Inc.|54
JPI|NUVEEN PFD & INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2217
JPI|NUVEEN PFD & INCM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
JPI|NUVEEN PFD & INCM|DADA|D.A. Davidson & Co.|1507
JPI|NUVEEN PFD & INCM|DBAX|Deutsche Bank Securities Inc.|800
JPI|NUVEEN PFD & INCM|DEAN|MORGAN STANLEY|34681
JPI|NUVEEN PFD & INCM|EBXL|EBX LLC|1500
JPI|NUVEEN PFD & INCM|EDJO|Edward D. Jones & Co., L.P.|3712
JPI|NUVEEN PFD & INCM|EGAM|CBOE TRADING, INC.|143
JPI|NUVEEN PFD & INCM|EGXM|CBOE TRADING, INC.|1400
JPI|NUVEEN PFD & INCM|EGXW|CBOE TRADING, INC.|100
JPI|NUVEEN PFD & INCM|ETBE|Electronic Transaction Clearing, Inc.|100
JPI|NUVEEN PFD & INCM|ETCB|ETC BROKERAGE SERVICES, LLC|340
JPI|NUVEEN PFD & INCM|ETRS|E*Trade Securities LLC|19637
JPI|NUVEEN PFD & INCM|FBSB|U.S. Bancorp Investments, Inc.|551
JPI|NUVEEN PFD & INCM|FILL|Tradestation Securities, Inc.|60
JPI|NUVEEN PFD & INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1912
JPI|NUVEEN PFD & INCM|FTBR|Foliofn Investments, Inc.|7
JPI|NUVEEN PFD & INCM|GLPX|ACS EXECUTION SERVICES, LLC|1299
JPI|NUVEEN PFD & INCM|GSLT|GOLDMAN SACHS & CO. LLC|100
JPI|NUVEEN PFD & INCM|GTSZ|GTS SECURITIES LLC|1115
JPI|NUVEEN PFD & INCM|HRBF|American Enterprise Investment Services Inc.|14309
JPI|NUVEEN PFD & INCM|IATS|INTERACTIVE BROKERS LLC|3370
JPI|NUVEEN PFD & INCM|IBKR|Interactive Brokers Llc|4369
JPI|NUVEEN PFD & INCM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5230
JPI|NUVEEN PFD & INCM|ICBX|INSTINET, LLC|400
JPI|NUVEEN PFD & INCM|INCA|INSTINET, LLC|3948
JPI|NUVEEN PFD & INCM|ITGI|ITG Inc.|131
JPI|NUVEEN PFD & INCM|ITGP|ITG INC.|1200
JPI|NUVEEN PFD & INCM|JANY|Janney Montgomery Scott Inc.|228
JPI|NUVEEN PFD & INCM|JPMX|J.P. Morgan Securities LLC|200
JPI|NUVEEN PFD & INCM|KCGM|VIRTU Americas LLC|500
JPI|NUVEEN PFD & INCM|LGNT|COR CLEARING LLC|8
JPI|NUVEEN PFD & INCM|LIME|Lime Brokerage LLC|697
JPI|NUVEEN PFD & INCM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1285
JPI|NUVEEN PFD & INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
JPI|NUVEEN PFD & INCM|MSCO|MORGAN STANLEY & CO. LLC|44851
JPI|NUVEEN PFD & INCM|MSPL|MORGAN STANLEY & CO. LLC|1700
JPI|NUVEEN PFD & INCM|NFSC|National Financial Services LLC|74190
JPI|NUVEEN PFD & INCM|NITE|VIRTU Americas LLC|120159
JPI|NUVEEN PFD & INCM|NQRB|Brut, LLC|3345
JPI|NUVEEN PFD & INCM|OPCO|Oppenheimer & Co. Inc.|447
JPI|NUVEEN PFD & INCM|OTAA|OTA LLC|1100
JPI|NUVEEN PFD & INCM|PDQM|CODA MARKETS, INC.|3089
JPI|NUVEEN PFD & INCM|PWJC|UBS Financial Services, Inc.|5799
JPI|NUVEEN PFD & INCM|RBCM|RBC CAPITAL MARKETS, LLC|19907
JPI|NUVEEN PFD & INCM|SAGC|SAGETRADER, LLC|200
JPI|NUVEEN PFD & INCM|SALI|INTL FCSTONE FINANCIAL INC.|2812
JPI|NUVEEN PFD & INCM|SBRX|MURIEL SIEBERT & CO INC|3145
JPI|NUVEEN PFD & INCM|SBSH|Citigroup Global Markets Inc.|25257
JPI|NUVEEN PFD & INCM|SGMT|GOLDMAN SACHS & CO. LLC|1050
JPI|NUVEEN PFD & INCM|SPHN|Stephens Inc.|8
JPI|NUVEEN PFD & INCM|STFL|Stifel, Nicolaus & Company, Incorporated|4137
JPI|NUVEEN PFD & INCM|STSE|SOUTHERN TRUST SECURITIES, INC.|50
JPI|NUVEEN PFD & INCM|STXG|Stockcross Financial Services, Inc.|13
JPI|NUVEEN PFD & INCM|SWIM|TD Ameritrade, Inc.|1435
JPI|NUVEEN PFD & INCM|SWST|Hilltop Securities Inc.|60
JPI|NUVEEN PFD & INCM|TRBT|Tradebot Systems, Inc.|987
JPI|NUVEEN PFD & INCM|UBSA|UBS SECURITIES LLC|4066
JPI|NUVEEN PFD & INCM|UBSS|UBS Securities LLC|44694
JPI|NUVEEN PFD & INCM|VALX|VIRTU AMERICAS LLC|200
JPI|NUVEEN PFD & INCM|VGRD|Vanguard Marketing Corporation|8327
JPI|NUVEEN PFD & INCM|WCHV|WELLS FARGO SECURITIES, LLC|70322
JPI|NUVEEN PFD & INCM|WEDB|WEDBUSH SECURITIES INC.|1714
JPI|NUVEEN PFD & INCM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1034
JPI|NUVEEN PFD & INCM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2035
JPI|NUVEEN PFD & INCM|WSEA|WOLVERINE SECURITIES, LLC|2149
JPI|NUVEEN PFD & INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|400
JPI|NUVEEN PFD & INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20336
JPIH|JPMORGAN DIVERSIFIED|CHAS|Charles Schwab & Co., Inc.|27691
JPIH|JPMORGAN DIVERSIFIED|EBXL|EBX LLC|200
JPIH|JPMORGAN DIVERSIFIED|ETRS|E*Trade Securities LLC|22
JPIH|JPMORGAN DIVERSIFIED|ICBX|INSTINET, LLC|400
JPIH|JPMORGAN DIVERSIFIED|JSJX|JANE STREET CAPITAL LLC|3214
JPIH|JPMORGAN DIVERSIFIED|NFSC|National Financial Services LLC|4228
JPIH|JPMORGAN DIVERSIFIED|NITE|VIRTU Americas LLC|345
JPIH|JPMORGAN DIVERSIFIED|RBCM|RBC CAPITAL MARKETS, LLC|122
JPIH|JPMORGAN DIVERSIFIED|SGMT|GOLDMAN SACHS & CO. LLC|157
JPIH|JPMORGAN DIVERSIFIED|UBSS|UBS Securities LLC|429
JPIN|JPMORGAN DVRSFD RTRN|APCC|Apex Clearing Corporation|6
JPIN|JPMORGAN DVRSFD RTRN|BANK|Primevest Financial Services, Inc.|8
JPIN|JPMORGAN DVRSFD RTRN|BARD|Robert W. Baird & Co. Incorporated|1465
JPIN|JPMORGAN DVRSFD RTRN|BBNT|BB&T SECURITIES, LLC|4663
JPIN|JPMORGAN DVRSFD RTRN|BERN|Sanford C. Bernstein & Co., LLC|171
JPIN|JPMORGAN DVRSFD RTRN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6078
JPIN|JPMORGAN DVRSFD RTRN|BNCH|The Benchmark Company, LLC|24231
JPIN|JPMORGAN DVRSFD RTRN|CANT|Cantor Fitzgerald & Co.|602298
JPIN|JPMORGAN DVRSFD RTRN|CHAS|Charles Schwab & Co., Inc.|8079
JPIN|JPMORGAN DVRSFD RTRN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|80562
JPIN|JPMORGAN DVRSFD RTRN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38595
JPIN|JPMORGAN DVRSFD RTRN|CSIN|Citadel Securities Institutional LLC|40551
JPIN|JPMORGAN DVRSFD RTRN|CTDL|Citadel Derivatives Group Llc|124590
JPIN|JPMORGAN DVRSFD RTRN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3254
JPIN|JPMORGAN DVRSFD RTRN|DBAB|Deutsche Bank Securities Inc.|20
JPIN|JPMORGAN DVRSFD RTRN|DBAX|Deutsche Bank Securities Inc.|13600
JPIN|JPMORGAN DVRSFD RTRN|DEAN|MORGAN STANLEY|22050
JPIN|JPMORGAN DVRSFD RTRN|EBXL|EBX LLC|7000
JPIN|JPMORGAN DVRSFD RTRN|EDJO|Edward D. Jones & Co., L.P.|23455
JPIN|JPMORGAN DVRSFD RTRN|ETBE|Electronic Transaction Clearing, Inc.|408
JPIN|JPMORGAN DVRSFD RTRN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
JPIN|JPMORGAN DVRSFD RTRN|ETRS|E*Trade Securities LLC|1307
JPIN|JPMORGAN DVRSFD RTRN|FBSB|U.S. Bancorp Investments, Inc.|87
JPIN|JPMORGAN DVRSFD RTRN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|739
JPIN|JPMORGAN DVRSFD RTRN|FTBR|Foliofn Investments, Inc.|1825
JPIN|JPMORGAN DVRSFD RTRN|GEBB|GLOBAL EXECUTION BROKERS, LP|2108
JPIN|JPMORGAN DVRSFD RTRN|GSCO|GOLDMAN SACHS & CO. LLC|72654
JPIN|JPMORGAN DVRSFD RTRN|GSLT|GOLDMAN SACHS & CO. LLC|900
JPIN|JPMORGAN DVRSFD RTRN|GTSZ|GTS SECURITIES LLC|200
JPIN|JPMORGAN DVRSFD RTRN|HRBF|American Enterprise Investment Services Inc.|178954
JPIN|JPMORGAN DVRSFD RTRN|IBKR|Interactive Brokers Llc|441
JPIN|JPMORGAN DVRSFD RTRN|ICBX|INSTINET, LLC|17424
JPIN|JPMORGAN DVRSFD RTRN|INCA|INSTINET, LLC|6828
JPIN|JPMORGAN DVRSFD RTRN|ITGI|ITG Inc.|663
JPIN|JPMORGAN DVRSFD RTRN|ITGP|ITG INC.|3600
JPIN|JPMORGAN DVRSFD RTRN|JMPT|JUMP TRADING, LLC|1310
JPIN|JPMORGAN DVRSFD RTRN|JPMX|J.P. Morgan Securities LLC|13000
JPIN|JPMORGAN DVRSFD RTRN|JSEB|JANE STREET EXECUTION SERVICES, LLC|282054
JPIN|JPMORGAN DVRSFD RTRN|JSJX|JANE STREET CAPITAL LLC|148631
JPIN|JPMORGAN DVRSFD RTRN|KCGM|VIRTU Americas LLC|32439
JPIN|JPMORGAN DVRSFD RTRN|LEHM|Barclays Capital Inc./Le|20200
JPIN|JPMORGAN DVRSFD RTRN|LIME|Lime Brokerage LLC|2650
JPIN|JPMORGAN DVRSFD RTRN|LSCI|Lek Securities Corporation|5
JPIN|JPMORGAN DVRSFD RTRN|MACC|Mid Atlantic Capital Corporation|2635
JPIN|JPMORGAN DVRSFD RTRN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25118
JPIN|JPMORGAN DVRSFD RTRN|MSCO|MORGAN STANLEY & CO. LLC|56885
JPIN|JPMORGAN DVRSFD RTRN|MSPL|MORGAN STANLEY & CO. LLC|21300
JPIN|JPMORGAN DVRSFD RTRN|NFSC|National Financial Services LLC|310886
JPIN|JPMORGAN DVRSFD RTRN|NITE|VIRTU Americas LLC|244432
JPIN|JPMORGAN DVRSFD RTRN|OLDM|OLD MISSION CAPITAL, LLC|1254
JPIN|JPMORGAN DVRSFD RTRN|OPCO|Oppenheimer & Co. Inc.|98
JPIN|JPMORGAN DVRSFD RTRN|PDQM|CODA MARKETS, INC.|3400
JPIN|JPMORGAN DVRSFD RTRN|PWJC|UBS Financial Services, Inc.|1642
JPIN|JPMORGAN DVRSFD RTRN|RBCM|RBC CAPITAL MARKETS, LLC|12742
JPIN|JPMORGAN DVRSFD RTRN|SBSH|Citigroup Global Markets Inc.|161
JPIN|JPMORGAN DVRSFD RTRN|SGMT|GOLDMAN SACHS & CO. LLC|8056
JPIN|JPMORGAN DVRSFD RTRN|SPDR|SPEEDROUTE LLC|427
JPIN|JPMORGAN DVRSFD RTRN|SPHN|Stephens Inc.|5
JPIN|JPMORGAN DVRSFD RTRN|STFL|Stifel, Nicolaus & Company, Incorporated|161
JPIN|JPMORGAN DVRSFD RTRN|TRBT|Tradebot Systems, Inc.|200
JPIN|JPMORGAN DVRSFD RTRN|UBSA|UBS SECURITIES LLC|72883
JPIN|JPMORGAN DVRSFD RTRN|UBSS|UBS Securities LLC|233580
JPIN|JPMORGAN DVRSFD RTRN|VALX|VIRTU AMERICAS LLC|907
JPIN|JPMORGAN DVRSFD RTRN|VGRD|Vanguard Marketing Corporation|2128
JPIN|JPMORGAN DVRSFD RTRN|WCHV|WELLS FARGO SECURITIES, LLC|80122
JPIN|JPMORGAN DVRSFD RTRN|WEDB|WEDBUSH SECURITIES INC.|69
JPIN|JPMORGAN DVRSFD RTRN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3467
JPIN|JPMORGAN DVRSFD RTRN|WSEA|WOLVERINE SECURITIES, LLC|1
JPIN|JPMORGAN DVRSFD RTRN|XSTM|NATIONAL FINANCIAL SERVICES LLC|9040
JPIN|JPMORGAN DVRSFD RTRN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46989
JPLS|JPMORGAN LONG/SHORT|ETRS|E*Trade Securities LLC|1000
JPLS|JPMORGAN LONG/SHORT|JSJX|JANE STREET CAPITAL LLC|400
JPLS|JPMORGAN LONG/SHORT|NFSC|National Financial Services LLC|200
JPLS|JPMORGAN LONG/SHORT|NITE|VIRTU Americas LLC|300
JPM|JP MORGAN CHASE CO|ABLE|NATIXIS Securities Americas LLC|323463
JPM|JP MORGAN CHASE CO|ADAM|CANACCORD GENUITY INC.|100
JPM|JP MORGAN CHASE CO|AGIS|Aegis Capital Corp.|19339
JPM|JP MORGAN CHASE CO|ALLN|Allen & Company LLC|2366
JPM|JP MORGAN CHASE CO|ALTX|Alternet Securities Inc.|111809
JPM|JP MORGAN CHASE CO|AMRI|AMERICAS EXECUTIONS, LLC|4495
JPM|JP MORGAN CHASE CO|ANOS|ABEL/NOSER, L.L.C.|324363
JPM|JP MORGAN CHASE CO|APCC|Apex Clearing Corporation|111248
JPM|JP MORGAN CHASE CO|AQUA|AQUA SECURITIES L.P.|6700
JPM|JP MORGAN CHASE CO|BALE|M&T SECURITIES, INC.|4105
JPM|JP MORGAN CHASE CO|BANK|Primevest Financial Services, Inc.|24931
JPM|JP MORGAN CHASE CO|BARD|Robert W. Baird & Co. Incorporated|74907
JPM|JP MORGAN CHASE CO|BATM|CBOE TRADING, INC.|61643
JPM|JP MORGAN CHASE CO|BAYC|BAY CREST PARTNERS, LLC|801
JPM|JP MORGAN CHASE CO|BAYT|BTIG, LLC|26370
JPM|JP MORGAN CHASE CO|BBNT|BB&T SECURITIES, LLC|24759
JPM|JP MORGAN CHASE CO|BERN|Sanford C. Bernstein & Co., LLC|836300
JPM|JP MORGAN CHASE CO|BGCE|BGC Financial Inc.|1101
JPM|JP MORGAN CHASE CO|BIAD|SAGETRADER, LLC|645
JPM|JP MORGAN CHASE CO|BIDS|BIDS TRADING L.P.|1600
JPM|JP MORGAN CHASE CO|BIMI|Banca IMI Securities Corp.|6309
JPM|JP MORGAN CHASE CO|BKCM|BNY Mellon Capital Markets LLC|5974
JPM|JP MORGAN CHASE CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|232130
JPM|JP MORGAN CHASE CO|BLKX|INSTINET, LLC|488467
JPM|JP MORGAN CHASE CO|BMOC|BMO Capital Markets Corp.|3872
JPM|JP MORGAN CHASE CO|BNCH|The Benchmark Company, LLC|10342
JPM|JP MORGAN CHASE CO|BNPX|BNP PARIBAS SECURITIES CORP.|1870764
JPM|JP MORGAN CHASE CO|BOSC|Boenning & Scattergood, Inc.|70
JPM|JP MORGAN CHASE CO|BRGE|Newbridge Securities Corp.|752
JPM|JP MORGAN CHASE CO|BTIG|BTIG, LLC|861810
JPM|JP MORGAN CHASE CO|BYXM|CBOE TRADING, INC.|26798
JPM|JP MORGAN CHASE CO|BZXL|VOLANT LIQUIDITY, LLC|8480
JPM|JP MORGAN CHASE CO|BZYD|GOLDMAN SACHS & CO. LLC|200
JPM|JP MORGAN CHASE CO|CABR|Cabrera Capital Markets, Inc.|240
JPM|JP MORGAN CHASE CO|CANT|Cantor Fitzgerald & Co.|12871
JPM|JP MORGAN CHASE CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|135738
JPM|JP MORGAN CHASE CO|CBRA|Cobra Trading, Inc.|1200
JPM|JP MORGAN CHASE CO|CHAS|Charles Schwab & Co., Inc.|102878
JPM|JP MORGAN CHASE CO|CIBP|CIBC World Markets Corp.|240950
JPM|JP MORGAN CHASE CO|CICF|Canaccord Genuity Corp.|10657
JPM|JP MORGAN CHASE CO|CIOI|CITIGROUP GLOBAL MARKETS INC|66000
JPM|JP MORGAN CHASE CO|CIST|Capital Institutional Services, Inc.|51858
JPM|JP MORGAN CHASE CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|743855
JPM|JP MORGAN CHASE CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|43947
JPM|JP MORGAN CHASE CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|401775
JPM|JP MORGAN CHASE CO|CRFN|ROBINHOOD FINANCIAL, LLC|82
JPM|JP MORGAN CHASE CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2940756
JPM|JP MORGAN CHASE CO|CSIN|Citadel Securities Institutional LLC|41511
JPM|JP MORGAN CHASE CO|CTDL|Citadel Derivatives Group Llc|127255
JPM|JP MORGAN CHASE CO|CTLR|CUTLER GROUP, LP|4145
JPM|JP MORGAN CHASE CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|391314
JPM|JP MORGAN CHASE CO|DADA|D.A. Davidson & Co.|15565
JPM|JP MORGAN CHASE CO|DAVA|Davenport & Company LLC|2
JPM|JP MORGAN CHASE CO|DBAB|Deutsche Bank Securities Inc.|2003784
JPM|JP MORGAN CHASE CO|DBAX|Deutsche Bank Securities Inc.|1245800
JPM|JP MORGAN CHASE CO|DBUL|Deutsche Bank Securities Inc.|24302
JPM|JP MORGAN CHASE CO|DCHF|Dart Executions, LLC|23611
JPM|JP MORGAN CHASE CO|DEAN|MORGAN STANLEY|286262
JPM|JP MORGAN CHASE CO|DEGS|RONIN PROFESSIONAL LLC|500
JPM|JP MORGAN CHASE CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|156365
JPM|JP MORGAN CHASE CO|DOTC|Dougherty & Company LLC|4200
JPM|JP MORGAN CHASE CO|DRWK|DRW SECURITIES, L.L.C.|39168
JPM|JP MORGAN CHASE CO|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|14953
JPM|JP MORGAN CHASE CO|EBXL|EBX LLC|2539600
JPM|JP MORGAN CHASE CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|150089
JPM|JP MORGAN CHASE CO|EDJC|Edward Jones / CDS|9834
JPM|JP MORGAN CHASE CO|EDJO|Edward D. Jones & Co., L.P.|99796
JPM|JP MORGAN CHASE CO|EGAM|CBOE TRADING, INC.|167691
JPM|JP MORGAN CHASE CO|EGAW|CBOE TRADING, INC.|2282
JPM|JP MORGAN CHASE CO|EGMT|EG MARKET TECHNOLOGIES LLC|483
JPM|JP MORGAN CHASE CO|EGXM|CBOE TRADING, INC.|76776
JPM|JP MORGAN CHASE CO|EGXW|CBOE TRADING, INC.|776
JPM|JP MORGAN CHASE CO|ELEV|ELEVATION, LLC|92554
JPM|JP MORGAN CHASE CO|EROP|Eroom Securities L.L.C.|21759
JPM|JP MORGAN CHASE CO|ESPO|ESPOSITO SECURITIES, LLC|2126
JPM|JP MORGAN CHASE CO|ETBE|Electronic Transaction Clearing, Inc.|219510
JPM|JP MORGAN CHASE CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
JPM|JP MORGAN CHASE CO|ETCB|ETC BROKERAGE SERVICES, LLC|296
JPM|JP MORGAN CHASE CO|ETCC|Electronic Transaction Clearing, Inc.|834
JPM|JP MORGAN CHASE CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18034
JPM|JP MORGAN CHASE CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|401
JPM|JP MORGAN CHASE CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|39969
JPM|JP MORGAN CHASE CO|ETRS|E*Trade Securities LLC|3970236
JPM|JP MORGAN CHASE CO|FBSB|U.S. Bancorp Investments, Inc.|1406
JPM|JP MORGAN CHASE CO|FFSI|Firstrade Securities Inc.|270
JPM|JP MORGAN CHASE CO|FIDT|Fidelity Clearing Canada ULC./ CDS|1380
JPM|JP MORGAN CHASE CO|FILL|Tradestation Securities, Inc.|265680
JPM|JP MORGAN CHASE CO|FINX|FINTECH SECURITIES|10737
JPM|JP MORGAN CHASE CO|FINZ|FINTECH SECURITIES|201
JPM|JP MORGAN CHASE CO|FMAF|NBCN Inc./ CDS|98724
JPM|JP MORGAN CHASE CO|FMCO|First Manhattan Co|2525
JPM|JP MORGAN CHASE CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29085
JPM|JP MORGAN CHASE CO|FQLS|Quantlab Securities LP|1534570
JPM|JP MORGAN CHASE CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|313200
JPM|JP MORGAN CHASE CO|FTBR|Foliofn Investments, Inc.|16005
JPM|JP MORGAN CHASE CO|GARC|ICAP Corporates LLC|345
JPM|JP MORGAN CHASE CO|GBMT|GBM International, Inc.|28225
JPM|JP MORGAN CHASE CO|GEBB|GLOBAL EXECUTION BROKERS, LP|364067
JPM|JP MORGAN CHASE CO|GLIS|TD Securities Inc|54690
JPM|JP MORGAN CHASE CO|GLPX|ACS EXECUTION SERVICES, LLC|250381
JPM|JP MORGAN CHASE CO|GNAV|GREEN STREET TRADING, LLC|289
JPM|JP MORGAN CHASE CO|GPSS|Great Pacific Securities|200
JPM|JP MORGAN CHASE CO|GSCO|GOLDMAN SACHS & CO. LLC|11436756
JPM|JP MORGAN CHASE CO|GSCS|GOLDMAN SACHS & CO. LLC|160209
JPM|JP MORGAN CHASE CO|GSLT|GOLDMAN SACHS & CO. LLC|122934
JPM|JP MORGAN CHASE CO|GTSZ|GTS SECURITIES LLC|1836136
JPM|JP MORGAN CHASE CO|HAPX|HAP Trading, LLC|854
JPM|JP MORGAN CHASE CO|HASF|Haywood Securities Inc./CDS|200
JPM|JP MORGAN CHASE CO|HCTA|Hardcastle Trading USA LLC|257549
JPM|JP MORGAN CHASE CO|HRBF|American Enterprise Investment Services Inc.|233340
JPM|JP MORGAN CHASE CO|HSBC|HSBC Securities, Inc.|139108
JPM|JP MORGAN CHASE CO|IATS|INTERACTIVE BROKERS LLC|310211
JPM|JP MORGAN CHASE CO|IBKR|Interactive Brokers Llc|823795
JPM|JP MORGAN CHASE CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14102
JPM|JP MORGAN CHASE CO|ICBX|INSTINET, LLC|596697
JPM|JP MORGAN CHASE CO|IEQY|CITADEL SECURITIES LLC|1572761
JPM|JP MORGAN CHASE CO|INCA|INSTINET, LLC|3497766
JPM|JP MORGAN CHASE CO|INJX|INSTINET, LLC|156710
JPM|JP MORGAN CHASE CO|INTL|INTL FCSTONE FINANCIAL INC.|198
JPM|JP MORGAN CHASE CO|ITGI|ITG Inc.|607068
JPM|JP MORGAN CHASE CO|ITGP|ITG INC.|967800
JPM|JP MORGAN CHASE CO|JANY|Janney Montgomery Scott Inc.|65217
JPM|JP MORGAN CHASE CO|JEFF|JEFFERIES LLC|662196
JPM|JP MORGAN CHASE CO|JHDR|J.H. Darbie & Co., Inc.|1500
JPM|JP MORGAN CHASE CO|JMPT|JUMP TRADING, LLC|761484
JPM|JP MORGAN CHASE CO|JONE|JonesTrading|12085
JPM|JP MORGAN CHASE CO|JPBX|J.P. MORGAN SECURITIES LLC|775472
JPM|JP MORGAN CHASE CO|JPMX|J.P. Morgan Securities LLC|2760286
JPM|JP MORGAN CHASE CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|67059
JPM|JP MORGAN CHASE CO|JSJX|JANE STREET CAPITAL LLC|1024752
JPM|JP MORGAN CHASE CO|JUTA|JUMP TRADING, LLC|94768
JPM|JP MORGAN CHASE CO|KBWI|Keefe, Bruyette & Woods, Inc.|414
JPM|JP MORGAN CHASE CO|KCGM|VIRTU Americas LLC|450951
JPM|JP MORGAN CHASE CO|KCRD|PHX FINANCIAL, INC.|47
JPM|JP MORGAN CHASE CO|KEYB|KEYBANC CAPITAL MARKETS INC.|1
JPM|JP MORGAN CHASE CO|LEHM|Barclays Capital Inc./Le|6127750
JPM|JP MORGAN CHASE CO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3590
JPM|JP MORGAN CHASE CO|LIME|Lime Brokerage LLC|328150
JPM|JP MORGAN CHASE CO|LIWD|LIME BROKERAGE LLC|586
JPM|JP MORGAN CHASE CO|LIWK|LIME BROKERAGE LLC|1
JPM|JP MORGAN CHASE CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
JPM|JP MORGAN CHASE CO|LOOP|Loop Capital Markets LLC|25834
JPM|JP MORGAN CHASE CO|LPCM|Lampert Capital Markets Inc.|8435
JPM|JP MORGAN CHASE CO|LQNA|LIQUIDNET, INC.|189900
JPM|JP MORGAN CHASE CO|LSCI|Lek Securities Corporation|143973
JPM|JP MORGAN CHASE CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
JPM|JP MORGAN CHASE CO|MACC|Mid Atlantic Capital Corporation|10575
JPM|JP MORGAN CHASE CO|MACQ|Macquarie Capital (USA) Inc.|12298
JPM|JP MORGAN CHASE CO|MAXM|Maxim Group LLC|75832
JPM|JP MORGAN CHASE CO|MBTS|ALLY INVEST SECURITIES LLC|195
JPM|JP MORGAN CHASE CO|MCMF|Raymond James Ltd. Cds|21125
JPM|JP MORGAN CHASE CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1210895
JPM|JP MORGAN CHASE CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|23844
JPM|JP MORGAN CHASE CO|MOTF|MOTIF INVESTING, INC.|196
JPM|JP MORGAN CHASE CO|MPSG|E D & F Man Capital Markets Inc.|18247
JPM|JP MORGAN CHASE CO|MSCO|MORGAN STANLEY & CO. LLC|13128742
JPM|JP MORGAN CHASE CO|MSPL|MORGAN STANLEY & CO. LLC|1484400
JPM|JP MORGAN CHASE CO|MSTX|MORGAN STANLEY & CO. LLC|1454200
JPM|JP MORGAN CHASE CO|MULL|MARK J. MULLER EQUITIES, INC.|5658
JPM|JP MORGAN CHASE CO|MZHO|Mizuho Securities USA LLC|41000
JPM|JP MORGAN CHASE CO|NATL|National Securities Corporation|1321
JPM|JP MORGAN CHASE CO|NBCS|NBC Securities, INC.|898
JPM|JP MORGAN CHASE CO|NEED|Needham & Company, LLC|2278
JPM|JP MORGAN CHASE CO|NEUB|NEUBERGER BERMAN BD LLC|15766
JPM|JP MORGAN CHASE CO|NFSC|National Financial Services LLC|9162091
JPM|JP MORGAN CHASE CO|NITE|VIRTU Americas LLC|14645776
JPM|JP MORGAN CHASE CO|NITP|VIRTU Americas LLC|2047
JPM|JP MORGAN CHASE CO|NMRA|Nomura Securities International, Inc.|200
JPM|JP MORGAN CHASE CO|NORM|JUMP TRADING, LLC|1400
JPM|JP MORGAN CHASE CO|NQRB|Brut, LLC|166438
JPM|JP MORGAN CHASE CO|NTBF|BMO Nesbitt Burns Inc./CDS|43384
JPM|JP MORGAN CHASE CO|NTRC|Northern Trust Securities, Inc.|56059
JPM|JP MORGAN CHASE CO|OCEA|OCEAN FINANCIAL SERVICES, LLC|400
JPM|JP MORGAN CHASE CO|OHOS|TWO SIGMA SECURITIES, LLC|877682
JPM|JP MORGAN CHASE CO|OPCO|Oppenheimer & Co. Inc.|75309
JPM|JP MORGAN CHASE CO|OTAA|OTA LLC|21500
JPM|JP MORGAN CHASE CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1145
JPM|JP MORGAN CHASE CO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|16330
JPM|JP MORGAN CHASE CO|PCFF|Pacific International Securities Inc./CDS|600
JPM|JP MORGAN CHASE CO|PCPT|PHILLIP CAPITAL INC.|165
JPM|JP MORGAN CHASE CO|PDQM|CODA MARKETS, INC.|243357
JPM|JP MORGAN CHASE CO|PHLY|NASDAQ Execution Services, LLC|175314
JPM|JP MORGAN CHASE CO|PICT|Pictet Overseas Inc.|2368
JPM|JP MORGAN CHASE CO|PIPR|Piper Jaffray & Co.|86955
JPM|JP MORGAN CHASE CO|PNSR|Penserra Securities, LLC|700
JPM|JP MORGAN CHASE CO|PREC|PRECISION SECURITIES, LLC|14930
JPM|JP MORGAN CHASE CO|PRJX|JUMP TRADING, LLC|785975
JPM|JP MORGAN CHASE CO|PWJC|UBS Financial Services, Inc.|51859
JPM|JP MORGAN CHASE CO|QMSR|QUATTRO M SECURITIES INC.|13394
JPM|JP MORGAN CHASE CO|RBCM|RBC CAPITAL MARKETS, LLC|215005
JPM|JP MORGAN CHASE CO|RGLD|Regal Securities, Inc|31865
JPM|JP MORGAN CHASE CO|RHCO|Suntrust Robinson Humphrey, Inc.|36677
JPM|JP MORGAN CHASE CO|RHOX|XR Securities LLC|1877203
JPM|JP MORGAN CHASE CO|ROTH|Roth Capital Partners, LLC|700
JPM|JP MORGAN CHASE CO|SAGL|SAGETRADER, LLC|45220
JPM|JP MORGAN CHASE CO|SAGW|SAGETRADER, LLC|13
JPM|JP MORGAN CHASE CO|SALI|INTL FCSTONE FINANCIAL INC.|2776
JPM|JP MORGAN CHASE CO|SBRX|MURIEL SIEBERT & CO INC|530
JPM|JP MORGAN CHASE CO|SBSH|Citigroup Global Markets Inc.|2953527
JPM|JP MORGAN CHASE CO|SCMC|Scotia Capital Markets (USA) Inc.|755
JPM|JP MORGAN CHASE CO|SEIC|SEI Investments Distribution Co.|28441
JPM|JP MORGAN CHASE CO|SGMT|GOLDMAN SACHS & CO. LLC|1477755
JPM|JP MORGAN CHASE CO|SIBO|Prime Executions, Inc.|460
JPM|JP MORGAN CHASE CO|SJLS|TRADE INFORMATICS LLC|1800
JPM|JP MORGAN CHASE CO|SOGO|Wang Investment Associates, Inc.|150
JPM|JP MORGAN CHASE CO|SPDR|SPEEDROUTE LLC|284234
JPM|JP MORGAN CHASE CO|SPHN|Stephens Inc.|4070
JPM|JP MORGAN CHASE CO|SPTD|MINT GLOBAL MARKETS, INC.|100
JPM|JP MORGAN CHASE CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|401356
JPM|JP MORGAN CHASE CO|STFL|Stifel, Nicolaus & Company, Incorporated|115640
JPM|JP MORGAN CHASE CO|STKP|STOCKPILE INVESTMENTS, INC.|712
JPM|JP MORGAN CHASE CO|STXG|Stockcross Financial Services, Inc.|100
JPM|JP MORGAN CHASE CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9758
JPM|JP MORGAN CHASE CO|SWIM|TD Ameritrade, Inc.|3208953
JPM|JP MORGAN CHASE CO|SWST|Hilltop Securities Inc.|38967
JPM|JP MORGAN CHASE CO|TAGC|TELSEY ADVISORY GROUP LLC|1214
JPM|JP MORGAN CHASE CO|TDSI|TD Securities (USA) LLC|880
JPM|JP MORGAN CHASE CO|TKNG|ALLY INVEST SECURITIES LLC|22245
JPM|JP MORGAN CHASE CO|TOUR|TOURMALINE PARTNERS, LLC|13338
JPM|JP MORGAN CHASE CO|TRBT|Tradebot Systems, Inc.|1659710
JPM|JP MORGAN CHASE CO|TRCM|TRC MARKETS LLC|2020950
JPM|JP MORGAN CHASE CO|TWTT|TASTYWORKS, INC.|4841
JPM|JP MORGAN CHASE CO|UBSA|UBS SECURITIES LLC|5374326
JPM|JP MORGAN CHASE CO|UBSS|UBS Securities LLC|7443402
JPM|JP MORGAN CHASE CO|VALX|VIRTU AMERICAS LLC|162938
JPM|JP MORGAN CHASE CO|VERT|The Vertical Trading Group, LLC|23766
JPM|JP MORGAN CHASE CO|VGRD|Vanguard Marketing Corporation|417306
JPM|JP MORGAN CHASE CO|VNDM|Wall Street Access|2850
JPM|JP MORGAN CHASE CO|VSIN|Vision Financial Markets Llc|23
JPM|JP MORGAN CHASE CO|WABR|Wall Street Access|5100
JPM|JP MORGAN CHASE CO|WBLR|WILLIAM BLAIR|6666
JPM|JP MORGAN CHASE CO|WBPX|SUMMIT SECURITIES GROUP, LLC|14659
JPM|JP MORGAN CHASE CO|WCHV|WELLS FARGO SECURITIES, LLC|2430956
JPM|JP MORGAN CHASE CO|WDNX|WEEDEN & CO.L.P.|57860
JPM|JP MORGAN CHASE CO|WEDB|WEDBUSH SECURITIES INC.|59703
JPM|JP MORGAN CHASE CO|WEED|Weeden & Co.L.P.|68677
JPM|JP MORGAN CHASE CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1824452
JPM|JP MORGAN CHASE CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74711
JPM|JP MORGAN CHASE CO|WFPB|Wells Fargo Securities, LLC.|6200
JPM|JP MORGAN CHASE CO|WGIF|CIBC World Markets Inc.|31391
JPM|JP MORGAN CHASE CO|WHOT|JUST2TRADE, INC.|254
JPM|JP MORGAN CHASE CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|23831
JPM|JP MORGAN CHASE CO|WOLF|Wolfe Trahan Securities|2300
JPM|JP MORGAN CHASE CO|WORD|Worden Capital Management LLC|48
JPM|JP MORGAN CHASE CO|WSAG|WALL STREET ACCESS|205
JPM|JP MORGAN CHASE CO|WSEA|WOLVERINE SECURITIES, LLC|229391
JPM|JP MORGAN CHASE CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
JPM|JP MORGAN CHASE CO|WTFS|JUST2TRADE, INC.|7
JPM|JP MORGAN CHASE CO|XIST|INSTINET, LLC|530242
JPM|JP MORGAN CHASE CO|XPQR|Jump Trading|700
JPM|JP MORGAN CHASE CO|XPUS|XP SECURITIES, LLC|36960
JPM|JP MORGAN CHASE CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1878080
JPM|JP MORGAN CHASE CO|YKNA|COMHAR CAPITAL MARKETS, LLC|24075
JPM|JP MORGAN CHASE CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|87568
JPM$A|J P MORGAN|ALTX|Alternet Securities Inc.|500
JPM$A|J P MORGAN|BANK|Primevest Financial Services, Inc.|19
JPM$A|J P MORGAN|BARD|Robert W. Baird & Co. Incorporated|2055
JPM$A|J P MORGAN|BATM|CBOE TRADING, INC.|200
JPM$A|J P MORGAN|BBNT|BB&T SECURITIES, LLC|3
JPM$A|J P MORGAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5046
JPM$A|J P MORGAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|825
JPM$A|J P MORGAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8998
JPM$A|J P MORGAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5676
JPM$A|J P MORGAN|DAVA|Davenport & Company LLC|162
JPM$A|J P MORGAN|DBAX|Deutsche Bank Securities Inc.|4700
JPM$A|J P MORGAN|DEAN|MORGAN STANLEY|12646
JPM$A|J P MORGAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
JPM$A|J P MORGAN|EBXL|EBX LLC|1700
JPM$A|J P MORGAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2361
JPM$A|J P MORGAN|EDJO|Edward D. Jones & Co., L.P.|994
JPM$A|J P MORGAN|EGAM|CBOE TRADING, INC.|300
JPM$A|J P MORGAN|ETRS|E*Trade Securities LLC|1937
JPM$A|J P MORGAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|459
JPM$A|J P MORGAN|FTBR|Foliofn Investments, Inc.|1
JPM$A|J P MORGAN|GEBB|GLOBAL EXECUTION BROKERS, LP|100
JPM$A|J P MORGAN|GLPX|ACS EXECUTION SERVICES, LLC|1086
JPM$A|J P MORGAN|GSCO|GOLDMAN SACHS & CO. LLC|1200
JPM$A|J P MORGAN|GSLT|GOLDMAN SACHS & CO. LLC|351
JPM$A|J P MORGAN|HRBF|American Enterprise Investment Services Inc.|10888
JPM$A|J P MORGAN|IATS|INTERACTIVE BROKERS LLC|400
JPM$A|J P MORGAN|IBKR|Interactive Brokers Llc|4458
JPM$A|J P MORGAN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|227
JPM$A|J P MORGAN|ICBX|INSTINET, LLC|100
JPM$A|J P MORGAN|INCA|INSTINET, LLC|1783
JPM$A|J P MORGAN|ITGI|ITG Inc.|533
JPM$A|J P MORGAN|ITGP|ITG INC.|800
JPM$A|J P MORGAN|JPMX|J.P. Morgan Securities LLC|5278
JPM$A|J P MORGAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|1776
JPM$A|J P MORGAN|JSJX|JANE STREET CAPITAL LLC|406
JPM$A|J P MORGAN|KCGM|VIRTU Americas LLC|300
JPM$A|J P MORGAN|LEHM|Barclays Capital Inc./Le|1000
JPM$A|J P MORGAN|LIME|Lime Brokerage LLC|776
JPM$A|J P MORGAN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|507
JPM$A|J P MORGAN|MAXM|Maxim Group LLC|375
JPM$A|J P MORGAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
JPM$A|J P MORGAN|MSCO|MORGAN STANLEY & CO. LLC|11989
JPM$A|J P MORGAN|NATL|National Securities Corporation|700
JPM$A|J P MORGAN|NFSC|National Financial Services LLC|68668
JPM$A|J P MORGAN|NITE|VIRTU Americas LLC|107429
JPM$A|J P MORGAN|NITP|VIRTU Americas LLC|200
JPM$A|J P MORGAN|NQRB|Brut, LLC|5105
JPM$A|J P MORGAN|NTBF|BMO Nesbitt Burns Inc./CDS|1000
JPM$A|J P MORGAN|OLDM|OLD MISSION CAPITAL, LLC|327
JPM$A|J P MORGAN|OPCO|Oppenheimer & Co. Inc.|400
JPM$A|J P MORGAN|PDQM|CODA MARKETS, INC.|1586
JPM$A|J P MORGAN|PWJC|UBS Financial Services, Inc.|7497
JPM$A|J P MORGAN|RBCM|RBC CAPITAL MARKETS, LLC|5146
JPM$A|J P MORGAN|SALI|INTL FCSTONE FINANCIAL INC.|52
JPM$A|J P MORGAN|SBSH|Citigroup Global Markets Inc.|1328
JPM$A|J P MORGAN|SGMT|GOLDMAN SACHS & CO. LLC|2015
JPM$A|J P MORGAN|SMRD|SUMRIDGE PARTNERS, LLC|200
JPM$A|J P MORGAN|SPDR|SPEEDROUTE LLC|1300
JPM$A|J P MORGAN|STFL|Stifel, Nicolaus & Company, Incorporated|5264
JPM$A|J P MORGAN|SWIM|TD Ameritrade, Inc.|1628
JPM$A|J P MORGAN|SWST|Hilltop Securities Inc.|984
JPM$A|J P MORGAN|TRBT|Tradebot Systems, Inc.|1202
JPM$A|J P MORGAN|TRCM|TRC MARKETS LLC|100
JPM$A|J P MORGAN|UBSA|UBS SECURITIES LLC|5692
JPM$A|J P MORGAN|UBSS|UBS Securities LLC|30612
JPM$A|J P MORGAN|VGRD|Vanguard Marketing Corporation|3868
JPM$A|J P MORGAN|WBET|Wallachbeth Capital LLC|42
JPM$A|J P MORGAN|WCHV|WELLS FARGO SECURITIES, LLC|46539
JPM$A|J P MORGAN|WEDB|WEDBUSH SECURITIES INC.|8
JPM$A|J P MORGAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1021
JPM$A|J P MORGAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
JPM$A|J P MORGAN|YKNA|COMHAR CAPITAL MARKETS, LLC|400
JPM$A|J P MORGAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2966
JPM$B|JP MORGAN|ALTX|Alternet Securities Inc.|100
JPM$B|JP MORGAN|APCC|Apex Clearing Corporation|3
JPM$B|JP MORGAN|BANK|Primevest Financial Services, Inc.|1591
JPM$B|JP MORGAN|BARD|Robert W. Baird & Co. Incorporated|198
JPM$B|JP MORGAN|BATM|CBOE TRADING, INC.|200
JPM$B|JP MORGAN|BBNT|BB&T SECURITIES, LLC|906
JPM$B|JP MORGAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31596
JPM$B|JP MORGAN|CHAS|Charles Schwab & Co., Inc.|99
JPM$B|JP MORGAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
JPM$B|JP MORGAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
JPM$B|JP MORGAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5281
JPM$B|JP MORGAN|DADA|D.A. Davidson & Co.|360
JPM$B|JP MORGAN|DBAX|Deutsche Bank Securities Inc.|5200
JPM$B|JP MORGAN|DEAN|MORGAN STANLEY|18729
JPM$B|JP MORGAN|EBXL|EBX LLC|1100
JPM$B|JP MORGAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|6635
JPM$B|JP MORGAN|EDJO|Edward D. Jones & Co., L.P.|300
JPM$B|JP MORGAN|EGXM|CBOE TRADING, INC.|1595
JPM$B|JP MORGAN|ETRS|E*Trade Securities LLC|8065
JPM$B|JP MORGAN|FINX|FINTECH SECURITIES|411
JPM$B|JP MORGAN|FTBR|Foliofn Investments, Inc.|197
JPM$B|JP MORGAN|GLPX|ACS EXECUTION SERVICES, LLC|1320
JPM$B|JP MORGAN|GSCO|GOLDMAN SACHS & CO. LLC|249
JPM$B|JP MORGAN|GSLT|GOLDMAN SACHS & CO. LLC|1100
JPM$B|JP MORGAN|HRBF|American Enterprise Investment Services Inc.|7323
JPM$B|JP MORGAN|IATS|INTERACTIVE BROKERS LLC|3168
JPM$B|JP MORGAN|IBKR|Interactive Brokers Llc|5504
JPM$B|JP MORGAN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|268
JPM$B|JP MORGAN|ICBX|INSTINET, LLC|200
JPM$B|JP MORGAN|INCA|INSTINET, LLC|4737
JPM$B|JP MORGAN|INJX|INSTINET, LLC|3822
JPM$B|JP MORGAN|ITGI|ITG Inc.|265
JPM$B|JP MORGAN|JANY|Janney Montgomery Scott Inc.|51763
JPM$B|JP MORGAN|JPMX|J.P. Morgan Securities LLC|2200
JPM$B|JP MORGAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|2112
JPM$B|JP MORGAN|JSJX|JANE STREET CAPITAL LLC|200
JPM$B|JP MORGAN|KCGM|VIRTU Americas LLC|600
JPM$B|JP MORGAN|LEHM|Barclays Capital Inc./Le|800
JPM$B|JP MORGAN|LIME|Lime Brokerage LLC|1040
JPM$B|JP MORGAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
JPM$B|JP MORGAN|MSCO|MORGAN STANLEY & CO. LLC|13507
JPM$B|JP MORGAN|NFSC|National Financial Services LLC|54901
JPM$B|JP MORGAN|NITE|VIRTU Americas LLC|141906
JPM$B|JP MORGAN|NQRB|Brut, LLC|7600
JPM$B|JP MORGAN|NTRC|Northern Trust Securities, Inc.|1000
JPM$B|JP MORGAN|OLDM|OLD MISSION CAPITAL, LLC|200
JPM$B|JP MORGAN|PDQM|CODA MARKETS, INC.|3220
JPM$B|JP MORGAN|PIPR|Piper Jaffray & Co.|4000
JPM$B|JP MORGAN|PWJC|UBS Financial Services, Inc.|6810
JPM$B|JP MORGAN|RBCM|RBC CAPITAL MARKETS, LLC|8536
JPM$B|JP MORGAN|SALI|INTL FCSTONE FINANCIAL INC.|73
JPM$B|JP MORGAN|SBSH|Citigroup Global Markets Inc.|928
JPM$B|JP MORGAN|SGMT|GOLDMAN SACHS & CO. LLC|764
JPM$B|JP MORGAN|SPDR|SPEEDROUTE LLC|1200
JPM$B|JP MORGAN|STFL|Stifel, Nicolaus & Company, Incorporated|2543
JPM$B|JP MORGAN|STXG|Stockcross Financial Services, Inc.|13
JPM$B|JP MORGAN|SWIM|TD Ameritrade, Inc.|11703
JPM$B|JP MORGAN|SWST|Hilltop Securities Inc.|26
JPM$B|JP MORGAN|TRBT|Tradebot Systems, Inc.|1004
JPM$B|JP MORGAN|UBSA|UBS SECURITIES LLC|16413
JPM$B|JP MORGAN|UBSS|UBS Securities LLC|79026
JPM$B|JP MORGAN|VGRD|Vanguard Marketing Corporation|6394
JPM$B|JP MORGAN|WCHV|WELLS FARGO SECURITIES, LLC|75067
JPM$B|JP MORGAN|WEDB|WEDBUSH SECURITIES INC.|1092
JPM$B|JP MORGAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|710
JPM$B|JP MORGAN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|375
JPM$B|JP MORGAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
JPM$B|JP MORGAN|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
JPM$B|JP MORGAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12335
JPM$E|JPMORGAN CHASE|BANK|Primevest Financial Services, Inc.|497
JPM$E|JPMORGAN CHASE|BARD|Robert W. Baird & Co. Incorporated|2563
JPM$E|JPMORGAN CHASE|BATM|CBOE TRADING, INC.|300
JPM$E|JPMORGAN CHASE|BBNT|BB&T SECURITIES, LLC|2620
JPM$E|JPMORGAN CHASE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
JPM$E|JPMORGAN CHASE|BTIG|BTIG, LLC|1075
JPM$E|JPMORGAN CHASE|CANT|Cantor Fitzgerald & Co.|12080
JPM$E|JPMORGAN CHASE|CHAS|Charles Schwab & Co., Inc.|12080
JPM$E|JPMORGAN CHASE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2767
JPM$E|JPMORGAN CHASE|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
JPM$E|JPMORGAN CHASE|DADA|D.A. Davidson & Co.|1000
JPM$E|JPMORGAN CHASE|DBAX|Deutsche Bank Securities Inc.|3800
JPM$E|JPMORGAN CHASE|DEAN|MORGAN STANLEY|22647
JPM$E|JPMORGAN CHASE|EBXL|EBX LLC|2100
JPM$E|JPMORGAN CHASE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2124
JPM$E|JPMORGAN CHASE|EDJO|Edward D. Jones & Co., L.P.|3015
JPM$E|JPMORGAN CHASE|ETRS|E*Trade Securities LLC|579
JPM$E|JPMORGAN CHASE|FBSB|U.S. Bancorp Investments, Inc.|14
JPM$E|JPMORGAN CHASE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
JPM$E|JPMORGAN CHASE|FTBR|Foliofn Investments, Inc.|106
JPM$E|JPMORGAN CHASE|GLPX|ACS EXECUTION SERVICES, LLC|1264
JPM$E|JPMORGAN CHASE|GSCO|GOLDMAN SACHS & CO. LLC|3122
JPM$E|JPMORGAN CHASE|GSCS|GOLDMAN SACHS & CO. LLC|200
JPM$E|JPMORGAN CHASE|GSLT|GOLDMAN SACHS & CO. LLC|100
JPM$E|JPMORGAN CHASE|GTSZ|GTS SECURITIES LLC|100
JPM$E|JPMORGAN CHASE|HRBF|American Enterprise Investment Services Inc.|1661
JPM$E|JPMORGAN CHASE|IATS|INTERACTIVE BROKERS LLC|754
JPM$E|JPMORGAN CHASE|IBKR|Interactive Brokers Llc|3812
JPM$E|JPMORGAN CHASE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|462
JPM$E|JPMORGAN CHASE|ICBX|INSTINET, LLC|200
JPM$E|JPMORGAN CHASE|INCA|INSTINET, LLC|1132
JPM$E|JPMORGAN CHASE|ITGI|ITG Inc.|2133
JPM$E|JPMORGAN CHASE|JANY|Janney Montgomery Scott Inc.|2275
JPM$E|JPMORGAN CHASE|JPMX|J.P. Morgan Securities LLC|400
JPM$E|JPMORGAN CHASE|JSEB|JANE STREET EXECUTION SERVICES, LLC|2256
JPM$E|JPMORGAN CHASE|KCGM|VIRTU Americas LLC|375
JPM$E|JPMORGAN CHASE|LEHM|Barclays Capital Inc./Le|1375
JPM$E|JPMORGAN CHASE|LIME|Lime Brokerage LLC|298
JPM$E|JPMORGAN CHASE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1204
JPM$E|JPMORGAN CHASE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1170
JPM$E|JPMORGAN CHASE|MSCO|MORGAN STANLEY & CO. LLC|26099
JPM$E|JPMORGAN CHASE|MSPL|MORGAN STANLEY & CO. LLC|300
JPM$E|JPMORGAN CHASE|NFSC|National Financial Services LLC|35898
JPM$E|JPMORGAN CHASE|NITE|VIRTU Americas LLC|71504
JPM$E|JPMORGAN CHASE|NQRB|Brut, LLC|1286
JPM$E|JPMORGAN CHASE|PDQM|CODA MARKETS, INC.|1772
JPM$E|JPMORGAN CHASE|PWJC|UBS Financial Services, Inc.|18255
JPM$E|JPMORGAN CHASE|PWJX|UBS Financial Services Inc.|3100
JPM$E|JPMORGAN CHASE|RBCM|RBC CAPITAL MARKETS, LLC|10548
JPM$E|JPMORGAN CHASE|SALI|INTL FCSTONE FINANCIAL INC.|79
JPM$E|JPMORGAN CHASE|SBSH|Citigroup Global Markets Inc.|2745
JPM$E|JPMORGAN CHASE|SGMT|GOLDMAN SACHS & CO. LLC|1002
JPM$E|JPMORGAN CHASE|SPDR|SPEEDROUTE LLC|500
JPM$E|JPMORGAN CHASE|STFL|Stifel, Nicolaus & Company, Incorporated|3436
JPM$E|JPMORGAN CHASE|SWIM|TD Ameritrade, Inc.|900
JPM$E|JPMORGAN CHASE|SWST|Hilltop Securities Inc.|34
JPM$E|JPMORGAN CHASE|TRBT|Tradebot Systems, Inc.|703
JPM$E|JPMORGAN CHASE|UBSA|UBS SECURITIES LLC|9414
JPM$E|JPMORGAN CHASE|UBSS|UBS Securities LLC|51074
JPM$E|JPMORGAN CHASE|VGRD|Vanguard Marketing Corporation|3428
JPM$E|JPMORGAN CHASE|WCHV|WELLS FARGO SECURITIES, LLC|37259
JPM$E|JPMORGAN CHASE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|543
JPM$E|JPMORGAN CHASE|YKNA|COMHAR CAPITAL MARKETS, LLC|400
JPM$E|JPMORGAN CHASE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|666
JPM$F|JPMORGAN DEP SER Y|AGIS|Aegis Capital Corp.|9672
JPM$F|JPMORGAN DEP SER Y|ALTX|Alternet Securities Inc.|700
JPM$F|JPMORGAN DEP SER Y|APCC|Apex Clearing Corporation|13
JPM$F|JPMORGAN DEP SER Y|BANK|Primevest Financial Services, Inc.|300
JPM$F|JPMORGAN DEP SER Y|BARD|Robert W. Baird & Co. Incorporated|1205
JPM$F|JPMORGAN DEP SER Y|BATM|CBOE TRADING, INC.|186
JPM$F|JPMORGAN DEP SER Y|BBNT|BB&T SECURITIES, LLC|118
JPM$F|JPMORGAN DEP SER Y|BERN|Sanford C. Bernstein & Co., LLC|600
JPM$F|JPMORGAN DEP SER Y|BKCM|BNY Mellon Capital Markets LLC|500
JPM$F|JPMORGAN DEP SER Y|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9487
JPM$F|JPMORGAN DEP SER Y|BNCH|The Benchmark Company, LLC|9000
JPM$F|JPMORGAN DEP SER Y|CHAS|Charles Schwab & Co., Inc.|156
JPM$F|JPMORGAN DEP SER Y|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36424
JPM$F|JPMORGAN DEP SER Y|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9897
JPM$F|JPMORGAN DEP SER Y|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
JPM$F|JPMORGAN DEP SER Y|DADA|D.A. Davidson & Co.|533
JPM$F|JPMORGAN DEP SER Y|DAVA|Davenport & Company LLC|1000
JPM$F|JPMORGAN DEP SER Y|DBAX|Deutsche Bank Securities Inc.|13700
JPM$F|JPMORGAN DEP SER Y|DEAN|MORGAN STANLEY|20873
JPM$F|JPMORGAN DEP SER Y|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
JPM$F|JPMORGAN DEP SER Y|EBXL|EBX LLC|21000
JPM$F|JPMORGAN DEP SER Y|ECUT|CONVERGEX EXECUTION SOLUTIONS|4542
JPM$F|JPMORGAN DEP SER Y|EDJO|Edward D. Jones & Co., L.P.|993
JPM$F|JPMORGAN DEP SER Y|EGAM|CBOE TRADING, INC.|400
JPM$F|JPMORGAN DEP SER Y|EGXM|CBOE TRADING, INC.|329
JPM$F|JPMORGAN DEP SER Y|ETRS|E*Trade Securities LLC|1709
JPM$F|JPMORGAN DEP SER Y|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3322
JPM$F|JPMORGAN DEP SER Y|FTBR|Foliofn Investments, Inc.|11
JPM$F|JPMORGAN DEP SER Y|GLPX|ACS EXECUTION SERVICES, LLC|1500
JPM$F|JPMORGAN DEP SER Y|GSCO|GOLDMAN SACHS & CO. LLC|8460
JPM$F|JPMORGAN DEP SER Y|HRBF|American Enterprise Investment Services Inc.|13029
JPM$F|JPMORGAN DEP SER Y|IATS|INTERACTIVE BROKERS LLC|200
JPM$F|JPMORGAN DEP SER Y|IBKR|Interactive Brokers Llc|6659
JPM$F|JPMORGAN DEP SER Y|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|506
JPM$F|JPMORGAN DEP SER Y|ICBX|INSTINET, LLC|1300
JPM$F|JPMORGAN DEP SER Y|INCA|INSTINET, LLC|4433
JPM$F|JPMORGAN DEP SER Y|INJX|INSTINET, LLC|500
JPM$F|JPMORGAN DEP SER Y|ITGI|ITG Inc.|1831
JPM$F|JPMORGAN DEP SER Y|ITGP|ITG INC.|400
JPM$F|JPMORGAN DEP SER Y|JANY|Janney Montgomery Scott Inc.|9315
JPM$F|JPMORGAN DEP SER Y|JEFF|JEFFERIES LLC|1428
JPM$F|JPMORGAN DEP SER Y|JPMX|J.P. Morgan Securities LLC|600
JPM$F|JPMORGAN DEP SER Y|JSEB|JANE STREET EXECUTION SERVICES, LLC|3608
JPM$F|JPMORGAN DEP SER Y|JSJX|JANE STREET CAPITAL LLC|392
JPM$F|JPMORGAN DEP SER Y|KCGM|VIRTU Americas LLC|2402
JPM$F|JPMORGAN DEP SER Y|LEHM|Barclays Capital Inc./Le|6400
JPM$F|JPMORGAN DEP SER Y|LIME|Lime Brokerage LLC|2042
JPM$F|JPMORGAN DEP SER Y|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5628
JPM$F|JPMORGAN DEP SER Y|MSCO|MORGAN STANLEY & CO. LLC|19652
JPM$F|JPMORGAN DEP SER Y|NFSC|National Financial Services LLC|68453
JPM$F|JPMORGAN DEP SER Y|NITE|VIRTU Americas LLC|127223
JPM$F|JPMORGAN DEP SER Y|NQRB|Brut, LLC|2200
JPM$F|JPMORGAN DEP SER Y|OLDM|OLD MISSION CAPITAL, LLC|350
JPM$F|JPMORGAN DEP SER Y|OPCO|Oppenheimer & Co. Inc.|1175
JPM$F|JPMORGAN DEP SER Y|PDQM|CODA MARKETS, INC.|3400
JPM$F|JPMORGAN DEP SER Y|PWJC|UBS Financial Services, Inc.|4989
JPM$F|JPMORGAN DEP SER Y|RBCM|RBC CAPITAL MARKETS, LLC|8793
JPM$F|JPMORGAN DEP SER Y|SAGL|SAGETRADER, LLC|100
JPM$F|JPMORGAN DEP SER Y|SBSH|Citigroup Global Markets Inc.|100
JPM$F|JPMORGAN DEP SER Y|SGMT|GOLDMAN SACHS & CO. LLC|1562
JPM$F|JPMORGAN DEP SER Y|SPDR|SPEEDROUTE LLC|5367
JPM$F|JPMORGAN DEP SER Y|STFL|Stifel, Nicolaus & Company, Incorporated|2414
JPM$F|JPMORGAN DEP SER Y|SWIM|TD Ameritrade, Inc.|15315
JPM$F|JPMORGAN DEP SER Y|SWST|Hilltop Securities Inc.|1566
JPM$F|JPMORGAN DEP SER Y|TRBT|Tradebot Systems, Inc.|1213
JPM$F|JPMORGAN DEP SER Y|UBSA|UBS SECURITIES LLC|19933
JPM$F|JPMORGAN DEP SER Y|UBSS|UBS Securities LLC|70952
JPM$F|JPMORGAN DEP SER Y|VGRD|Vanguard Marketing Corporation|7114
JPM$F|JPMORGAN DEP SER Y|WCHV|WELLS FARGO SECURITIES, LLC|70012
JPM$F|JPMORGAN DEP SER Y|WEDB|WEDBUSH SECURITIES INC.|251
JPM$F|JPMORGAN DEP SER Y|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1400
JPM$F|JPMORGAN DEP SER Y|XSTM|NATIONAL FINANCIAL SERVICES LLC|2108
JPM$F|JPMORGAN DEP SER Y|YKNA|COMHAR CAPITAL MARKETS, LLC|100
JPM$F|JPMORGAN DEP SER Y|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8822
JPM$G|JPMORGAN CHASE AA|ALTX|Alternet Securities Inc.|500
JPM$G|JPMORGAN CHASE AA|APCC|Apex Clearing Corporation|2
JPM$G|JPMORGAN CHASE AA|BANK|Primevest Financial Services, Inc.|513
JPM$G|JPMORGAN CHASE AA|BARD|Robert W. Baird & Co. Incorporated|19
JPM$G|JPMORGAN CHASE AA|BATM|CBOE TRADING, INC.|270
JPM$G|JPMORGAN CHASE AA|BBNT|BB&T SECURITIES, LLC|500
JPM$G|JPMORGAN CHASE AA|BERN|Sanford C. Bernstein & Co., LLC|585
JPM$G|JPMORGAN CHASE AA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|472
JPM$G|JPMORGAN CHASE AA|BNCH|The Benchmark Company, LLC|760
JPM$G|JPMORGAN CHASE AA|BTIG|BTIG, LLC|253
JPM$G|JPMORGAN CHASE AA|BYXM|CBOE TRADING, INC.|400
JPM$G|JPMORGAN CHASE AA|CHAS|Charles Schwab & Co., Inc.|249
JPM$G|JPMORGAN CHASE AA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
JPM$G|JPMORGAN CHASE AA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9000
JPM$G|JPMORGAN CHASE AA|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
JPM$G|JPMORGAN CHASE AA|DADA|D.A. Davidson & Co.|200
JPM$G|JPMORGAN CHASE AA|DBAB|Deutsche Bank Securities Inc.|48701
JPM$G|JPMORGAN CHASE AA|DBAX|Deutsche Bank Securities Inc.|8100
JPM$G|JPMORGAN CHASE AA|DEAN|MORGAN STANLEY|20245
JPM$G|JPMORGAN CHASE AA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|511
JPM$G|JPMORGAN CHASE AA|EBXL|EBX LLC|6200
JPM$G|JPMORGAN CHASE AA|ECUT|CONVERGEX EXECUTION SOLUTIONS|2971
JPM$G|JPMORGAN CHASE AA|EDJO|Edward D. Jones & Co., L.P.|2585
JPM$G|JPMORGAN CHASE AA|EGAM|CBOE TRADING, INC.|300
JPM$G|JPMORGAN CHASE AA|ESPO|ESPOSITO SECURITIES, LLC|206
JPM$G|JPMORGAN CHASE AA|ETRS|E*Trade Securities LLC|118
JPM$G|JPMORGAN CHASE AA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1030
JPM$G|JPMORGAN CHASE AA|FTBR|Foliofn Investments, Inc.|10
JPM$G|JPMORGAN CHASE AA|GLPX|ACS EXECUTION SERVICES, LLC|4006
JPM$G|JPMORGAN CHASE AA|GSCO|GOLDMAN SACHS & CO. LLC|2595
JPM$G|JPMORGAN CHASE AA|GSLT|GOLDMAN SACHS & CO. LLC|100
JPM$G|JPMORGAN CHASE AA|GTSZ|GTS SECURITIES LLC|508
JPM$G|JPMORGAN CHASE AA|HRBF|American Enterprise Investment Services Inc.|3081
JPM$G|JPMORGAN CHASE AA|IATS|INTERACTIVE BROKERS LLC|989
JPM$G|JPMORGAN CHASE AA|IBKR|Interactive Brokers Llc|4005
JPM$G|JPMORGAN CHASE AA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|327
JPM$G|JPMORGAN CHASE AA|ICBX|INSTINET, LLC|900
JPM$G|JPMORGAN CHASE AA|INCA|INSTINET, LLC|1841
JPM$G|JPMORGAN CHASE AA|ITGI|ITG Inc.|206
JPM$G|JPMORGAN CHASE AA|ITGP|ITG INC.|600
JPM$G|JPMORGAN CHASE AA|JANY|Janney Montgomery Scott Inc.|9395
JPM$G|JPMORGAN CHASE AA|JEFF|JEFFERIES LLC|700
JPM$G|JPMORGAN CHASE AA|JPMX|J.P. Morgan Securities LLC|1600
JPM$G|JPMORGAN CHASE AA|JSEB|JANE STREET EXECUTION SERVICES, LLC|3736
JPM$G|JPMORGAN CHASE AA|JSJX|JANE STREET CAPITAL LLC|591
JPM$G|JPMORGAN CHASE AA|KCGM|VIRTU Americas LLC|1000
JPM$G|JPMORGAN CHASE AA|LEHM|Barclays Capital Inc./Le|2600
JPM$G|JPMORGAN CHASE AA|LIME|Lime Brokerage LLC|382
JPM$G|JPMORGAN CHASE AA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1578
JPM$G|JPMORGAN CHASE AA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
JPM$G|JPMORGAN CHASE AA|MSCO|MORGAN STANLEY & CO. LLC|22077
JPM$G|JPMORGAN CHASE AA|MSPL|MORGAN STANLEY & CO. LLC|1100
JPM$G|JPMORGAN CHASE AA|NATL|National Securities Corporation|2500
JPM$G|JPMORGAN CHASE AA|NFSC|National Financial Services LLC|27699
JPM$G|JPMORGAN CHASE AA|NITE|VIRTU Americas LLC|81226
JPM$G|JPMORGAN CHASE AA|NQRB|Brut, LLC|2096
JPM$G|JPMORGAN CHASE AA|NTBF|BMO Nesbitt Burns Inc./CDS|100
JPM$G|JPMORGAN CHASE AA|NTRC|Northern Trust Securities, Inc.|2000
JPM$G|JPMORGAN CHASE AA|OPCO|Oppenheimer & Co. Inc.|17
JPM$G|JPMORGAN CHASE AA|PDQM|CODA MARKETS, INC.|5871
JPM$G|JPMORGAN CHASE AA|PWJC|UBS Financial Services, Inc.|2820
JPM$G|JPMORGAN CHASE AA|RBCM|RBC CAPITAL MARKETS, LLC|12396
JPM$G|JPMORGAN CHASE AA|SBSH|Citigroup Global Markets Inc.|215
JPM$G|JPMORGAN CHASE AA|SGMT|GOLDMAN SACHS & CO. LLC|4408
JPM$G|JPMORGAN CHASE AA|SPDR|SPEEDROUTE LLC|3967
JPM$G|JPMORGAN CHASE AA|STFL|Stifel, Nicolaus & Company, Incorporated|8701
JPM$G|JPMORGAN CHASE AA|SWIM|TD Ameritrade, Inc.|1200
JPM$G|JPMORGAN CHASE AA|SWST|Hilltop Securities Inc.|936
JPM$G|JPMORGAN CHASE AA|TRBT|Tradebot Systems, Inc.|1945
JPM$G|JPMORGAN CHASE AA|UBSA|UBS SECURITIES LLC|12695
JPM$G|JPMORGAN CHASE AA|UBSS|UBS Securities LLC|67291
JPM$G|JPMORGAN CHASE AA|VGRD|Vanguard Marketing Corporation|1800
JPM$G|JPMORGAN CHASE AA|WCHV|WELLS FARGO SECURITIES, LLC|35417
JPM$G|JPMORGAN CHASE AA|WEDB|WEDBUSH SECURITIES INC.|586
JPM$G|JPMORGAN CHASE AA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|930
JPM$G|JPMORGAN CHASE AA|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
JPM$G|JPMORGAN CHASE AA|YKNA|COMHAR CAPITAL MARKETS, LLC|976
JPM$G|JPMORGAN CHASE AA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6838
JPM$H|JPMORGAN CHASE PFD H|AGIS|Aegis Capital Corp.|11018
JPM$H|JPMORGAN CHASE PFD H|ALTX|Alternet Securities Inc.|3600
JPM$H|JPMORGAN CHASE PFD H|BARD|Robert W. Baird & Co. Incorporated|5227
JPM$H|JPMORGAN CHASE PFD H|BBNT|BB&T SECURITIES, LLC|315
JPM$H|JPMORGAN CHASE PFD H|BERN|Sanford C. Bernstein & Co., LLC|100
JPM$H|JPMORGAN CHASE PFD H|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4382
JPM$H|JPMORGAN CHASE PFD H|CHAS|Charles Schwab & Co., Inc.|186
JPM$H|JPMORGAN CHASE PFD H|CIST|Capital Institutional Services, Inc.|197
JPM$H|JPMORGAN CHASE PFD H|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2717
JPM$H|JPMORGAN CHASE PFD H|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27510
JPM$H|JPMORGAN CHASE PFD H|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13242
JPM$H|JPMORGAN CHASE PFD H|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
JPM$H|JPMORGAN CHASE PFD H|DADA|D.A. Davidson & Co.|3115
JPM$H|JPMORGAN CHASE PFD H|DBAX|Deutsche Bank Securities Inc.|12300
JPM$H|JPMORGAN CHASE PFD H|DEAN|MORGAN STANLEY|51487
JPM$H|JPMORGAN CHASE PFD H|EBXL|EBX LLC|12100
JPM$H|JPMORGAN CHASE PFD H|ECUT|CONVERGEX EXECUTION SOLUTIONS|22149
JPM$H|JPMORGAN CHASE PFD H|EDJO|Edward D. Jones & Co., L.P.|2457
JPM$H|JPMORGAN CHASE PFD H|EGAM|CBOE TRADING, INC.|2400
JPM$H|JPMORGAN CHASE PFD H|ETRS|E*Trade Securities LLC|6023
JPM$H|JPMORGAN CHASE PFD H|FMAF|NBCN Inc./ CDS|500
JPM$H|JPMORGAN CHASE PFD H|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2948
JPM$H|JPMORGAN CHASE PFD H|FTBR|Foliofn Investments, Inc.|244
JPM$H|JPMORGAN CHASE PFD H|GLPX|ACS EXECUTION SERVICES, LLC|6632
JPM$H|JPMORGAN CHASE PFD H|GSCO|GOLDMAN SACHS & CO. LLC|700
JPM$H|JPMORGAN CHASE PFD H|GSLT|GOLDMAN SACHS & CO. LLC|911
JPM$H|JPMORGAN CHASE PFD H|HRBF|American Enterprise Investment Services Inc.|9036
JPM$H|JPMORGAN CHASE PFD H|IATS|INTERACTIVE BROKERS LLC|3046
JPM$H|JPMORGAN CHASE PFD H|IBKR|Interactive Brokers Llc|7920
JPM$H|JPMORGAN CHASE PFD H|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|493
JPM$H|JPMORGAN CHASE PFD H|ICBX|INSTINET, LLC|1200
JPM$H|JPMORGAN CHASE PFD H|INCA|INSTINET, LLC|1765
JPM$H|JPMORGAN CHASE PFD H|ITGI|ITG Inc.|1359
JPM$H|JPMORGAN CHASE PFD H|ITGP|ITG INC.|600
JPM$H|JPMORGAN CHASE PFD H|JANY|Janney Montgomery Scott Inc.|7262
JPM$H|JPMORGAN CHASE PFD H|JEFF|JEFFERIES LLC|10600
JPM$H|JPMORGAN CHASE PFD H|JPMX|J.P. Morgan Securities LLC|3600
JPM$H|JPMORGAN CHASE PFD H|JSEB|JANE STREET EXECUTION SERVICES, LLC|3888
JPM$H|JPMORGAN CHASE PFD H|KCGM|VIRTU Americas LLC|2859
JPM$H|JPMORGAN CHASE PFD H|LEHM|Barclays Capital Inc./Le|8200
JPM$H|JPMORGAN CHASE PFD H|LGNT|COR CLEARING LLC|2
JPM$H|JPMORGAN CHASE PFD H|LIME|Lime Brokerage LLC|3550
JPM$H|JPMORGAN CHASE PFD H|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
JPM$H|JPMORGAN CHASE PFD H|MACC|Mid Atlantic Capital Corporation|1000
JPM$H|JPMORGAN CHASE PFD H|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
JPM$H|JPMORGAN CHASE PFD H|MSCO|MORGAN STANLEY & CO. LLC|29760
JPM$H|JPMORGAN CHASE PFD H|NATL|National Securities Corporation|750
JPM$H|JPMORGAN CHASE PFD H|NFSC|National Financial Services LLC|116940
JPM$H|JPMORGAN CHASE PFD H|NITE|VIRTU Americas LLC|209055
JPM$H|JPMORGAN CHASE PFD H|NQRB|Brut, LLC|2461
JPM$H|JPMORGAN CHASE PFD H|NTRC|Northern Trust Securities, Inc.|200
JPM$H|JPMORGAN CHASE PFD H|OPCO|Oppenheimer & Co. Inc.|909
JPM$H|JPMORGAN CHASE PFD H|PDQM|CODA MARKETS, INC.|11053
JPM$H|JPMORGAN CHASE PFD H|PWJC|UBS Financial Services, Inc.|7679
JPM$H|JPMORGAN CHASE PFD H|RBCM|RBC CAPITAL MARKETS, LLC|21029
JPM$H|JPMORGAN CHASE PFD H|SALI|INTL FCSTONE FINANCIAL INC.|77
JPM$H|JPMORGAN CHASE PFD H|SBSH|Citigroup Global Markets Inc.|5200
JPM$H|JPMORGAN CHASE PFD H|SGMT|GOLDMAN SACHS & CO. LLC|1200
JPM$H|JPMORGAN CHASE PFD H|SPDR|SPEEDROUTE LLC|2535
JPM$H|JPMORGAN CHASE PFD H|STFL|Stifel, Nicolaus & Company, Incorporated|7456
JPM$H|JPMORGAN CHASE PFD H|SWIM|TD Ameritrade, Inc.|22463
JPM$H|JPMORGAN CHASE PFD H|SWST|Hilltop Securities Inc.|250
JPM$H|JPMORGAN CHASE PFD H|TRBT|Tradebot Systems, Inc.|2853
JPM$H|JPMORGAN CHASE PFD H|UBSA|UBS SECURITIES LLC|10528
JPM$H|JPMORGAN CHASE PFD H|UBSS|UBS Securities LLC|46147
JPM$H|JPMORGAN CHASE PFD H|VGRD|Vanguard Marketing Corporation|1607
JPM$H|JPMORGAN CHASE PFD H|WCHV|WELLS FARGO SECURITIES, LLC|52202
JPM$H|JPMORGAN CHASE PFD H|WEDB|WEDBUSH SECURITIES INC.|136
JPM$H|JPMORGAN CHASE PFD H|WEXX|WOLVERINE EXECUTION SERVICES, LLC|802
JPM$H|JPMORGAN CHASE PFD H|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
JPM$H|JPMORGAN CHASE PFD H|YKNA|COMHAR CAPITAL MARKETS, LLC|1144
JPM$H|JPMORGAN CHASE PFD H|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2866
JPM.W|JPMORGAN CHASE|BTIG|BTIG, LLC|1800
JPM.W|JPMORGAN CHASE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
JPM.W|JPMORGAN CHASE|DADA|D.A. Davidson & Co.|200
JPM.W|JPMORGAN CHASE|DEAN|MORGAN STANLEY|4690
JPM.W|JPMORGAN CHASE|FINX|FINTECH SECURITIES|250
JPM.W|JPMORGAN CHASE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
JPM.W|JPMORGAN CHASE|GSCS|GOLDMAN SACHS & CO. LLC|2288
JPM.W|JPMORGAN CHASE|GSLT|GOLDMAN SACHS & CO. LLC|400
JPM.W|JPMORGAN CHASE|INCA|INSTINET, LLC|4000
JPM.W|JPMORGAN CHASE|ITGI|ITG Inc.|330
JPM.W|JPMORGAN CHASE|LIME|Lime Brokerage LLC|6
JPM.W|JPMORGAN CHASE|MOTF|MOTIF INVESTING, INC.|1
JPM.W|JPMORGAN CHASE|MSCO|MORGAN STANLEY & CO. LLC|1560
JPM.W|JPMORGAN CHASE|NATL|National Securities Corporation|300
JPM.W|JPMORGAN CHASE|NFSC|National Financial Services LLC|4086
JPM.W|JPMORGAN CHASE|NITE|VIRTU Americas LLC|12419
JPM.W|JPMORGAN CHASE|OPCO|Oppenheimer & Co. Inc.|350
JPM.W|JPMORGAN CHASE|PWJC|UBS Financial Services, Inc.|300
JPM.W|JPMORGAN CHASE|RBCM|RBC CAPITAL MARKETS, LLC|242
JPM.W|JPMORGAN CHASE|UBSA|UBS SECURITIES LLC|150
JPM.W|JPMORGAN CHASE|UBSS|UBS Securities LLC|4027
JPM.W|JPMORGAN CHASE|VGRD|Vanguard Marketing Corporation|385
JPM.W|JPMORGAN CHASE|WCHV|WELLS FARGO SECURITIES, LLC|639
JPM.W|JPMORGAN CHASE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21129
JPM.W|JPMORGAN CHASE|WGIF|CIBC World Markets Inc.|153
JPM.W|JPMORGAN CHASE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7
JPMB|JPMORGAN USD EMERGIN|CHAS|Charles Schwab & Co., Inc.|1643
JPMB|JPMORGAN USD EMERGIN|ETRS|E*Trade Securities LLC|106
JPMB|JPMORGAN USD EMERGIN|JSJX|JANE STREET CAPITAL LLC|203
JPMB|JPMORGAN USD EMERGIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
JPMB|JPMORGAN USD EMERGIN|NFSC|National Financial Services LLC|1
JPMB|JPMORGAN USD EMERGIN|NITE|VIRTU Americas LLC|178
JPME|JPMORGAN DVSFD RTRN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
JPME|JPMORGAN DVSFD RTRN|CANT|Cantor Fitzgerald & Co.|9107
JPME|JPMORGAN DVSFD RTRN|CHAS|Charles Schwab & Co., Inc.|1158
JPME|JPMORGAN DVSFD RTRN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2736
JPME|JPMORGAN DVSFD RTRN|DBAX|Deutsche Bank Securities Inc.|400
JPME|JPMORGAN DVSFD RTRN|EBXL|EBX LLC|500
JPME|JPMORGAN DVSFD RTRN|EDJO|Edward D. Jones & Co., L.P.|845
JPME|JPMORGAN DVSFD RTRN|EGXM|CBOE TRADING, INC.|721
JPME|JPMORGAN DVSFD RTRN|EGXW|CBOE TRADING, INC.|200
JPME|JPMORGAN DVSFD RTRN|ETRS|E*Trade Securities LLC|331
JPME|JPMORGAN DVSFD RTRN|GSCO|GOLDMAN SACHS & CO. LLC|12
JPME|JPMORGAN DVSFD RTRN|IBKR|Interactive Brokers Llc|72
JPME|JPMORGAN DVSFD RTRN|ICBX|INSTINET, LLC|200
JPME|JPMORGAN DVSFD RTRN|ITGP|ITG INC.|200
JPME|JPMORGAN DVSFD RTRN|JPMX|J.P. Morgan Securities LLC|2066
JPME|JPMORGAN DVSFD RTRN|JSEB|JANE STREET EXECUTION SERVICES, LLC|1639
JPME|JPMORGAN DVSFD RTRN|JSJX|JANE STREET CAPITAL LLC|54330
JPME|JPMORGAN DVSFD RTRN|LIME|Lime Brokerage LLC|1105
JPME|JPMORGAN DVSFD RTRN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
JPME|JPMORGAN DVSFD RTRN|MSCO|MORGAN STANLEY & CO. LLC|740
JPME|JPMORGAN DVSFD RTRN|MSPL|MORGAN STANLEY & CO. LLC|100
JPME|JPMORGAN DVSFD RTRN|NFSC|National Financial Services LLC|12548
JPME|JPMORGAN DVSFD RTRN|NITE|VIRTU Americas LLC|29482
JPME|JPMORGAN DVSFD RTRN|PDQM|CODA MARKETS, INC.|3122
JPME|JPMORGAN DVSFD RTRN|SGMT|GOLDMAN SACHS & CO. LLC|332
JPME|JPMORGAN DVSFD RTRN|UBSA|UBS SECURITIES LLC|6265
JPME|JPMORGAN DVSFD RTRN|UBSS|UBS Securities LLC|3247
JPME|JPMORGAN DVSFD RTRN|WCHV|WELLS FARGO SECURITIES, LLC|60
JPME|JPMORGAN DVSFD RTRN|WSEA|WOLVERINE SECURITIES, LLC|4
JPME|JPMORGAN DVSFD RTRN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
JPME|JPMORGAN DVSFD RTRN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1283
JPMF|JPMORGAN MANAGED FUT|DBAX|Deutsche Bank Securities Inc.|2200
JPMF|JPMORGAN MANAGED FUT|EBXL|EBX LLC|2300
JPMF|JPMORGAN MANAGED FUT|ETRS|E*Trade Securities LLC|1000
JPMF|JPMORGAN MANAGED FUT|GEBB|GLOBAL EXECUTION BROKERS, LP|167
JPMF|JPMORGAN MANAGED FUT|IBKR|Interactive Brokers Llc|1400
JPMF|JPMORGAN MANAGED FUT|ICBX|INSTINET, LLC|1900
JPMF|JPMORGAN MANAGED FUT|JPMX|J.P. Morgan Securities LLC|1220
JPMF|JPMORGAN MANAGED FUT|LEHM|Barclays Capital Inc./Le|6400
JPMF|JPMORGAN MANAGED FUT|LIME|Lime Brokerage LLC|200
JPMF|JPMORGAN MANAGED FUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
JPMF|JPMORGAN MANAGED FUT|MSCO|MORGAN STANLEY & CO. LLC|500
JPMF|JPMORGAN MANAGED FUT|NFSC|National Financial Services LLC|9059
JPMF|JPMORGAN MANAGED FUT|NITE|VIRTU Americas LLC|6399
JPMF|JPMORGAN MANAGED FUT|SGMT|GOLDMAN SACHS & CO. LLC|1250
JPMF|JPMORGAN MANAGED FUT|WSEA|WOLVERINE SECURITIES, LLC|1
JPMF|JPMORGAN MANAGED FUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|380
JPMV|ISHARESJAPANMINVOL|APCC|Apex Clearing Corporation|7
JPMV|ISHARESJAPANMINVOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
JPMV|ISHARESJAPANMINVOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15070
JPMV|ISHARESJAPANMINVOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
JPMV|ISHARESJAPANMINVOL|CTDL|Citadel Derivatives Group Llc|10117
JPMV|ISHARESJAPANMINVOL|DBAX|Deutsche Bank Securities Inc.|1200
JPMV|ISHARESJAPANMINVOL|DEAN|MORGAN STANLEY|4
JPMV|ISHARESJAPANMINVOL|EBXL|EBX LLC|400
JPMV|ISHARESJAPANMINVOL|EDJO|Edward D. Jones & Co., L.P.|115
JPMV|ISHARESJAPANMINVOL|ETRS|E*Trade Securities LLC|75
JPMV|ISHARESJAPANMINVOL|FTBR|Foliofn Investments, Inc.|1
JPMV|ISHARESJAPANMINVOL|GLIS|TD Securities Inc|300
JPMV|ISHARESJAPANMINVOL|GSLT|GOLDMAN SACHS & CO. LLC|800
JPMV|ISHARESJAPANMINVOL|HRBF|American Enterprise Investment Services Inc.|133
JPMV|ISHARESJAPANMINVOL|IATS|INTERACTIVE BROKERS LLC|100
JPMV|ISHARESJAPANMINVOL|IBKR|Interactive Brokers Llc|375
JPMV|ISHARESJAPANMINVOL|INCA|INSTINET, LLC|7205
JPMV|ISHARESJAPANMINVOL|JSJX|JANE STREET CAPITAL LLC|23511
JPMV|ISHARESJAPANMINVOL|KCGM|VIRTU Americas LLC|277
JPMV|ISHARESJAPANMINVOL|LEHM|Barclays Capital Inc./Le|3000
JPMV|ISHARESJAPANMINVOL|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|159
JPMV|ISHARESJAPANMINVOL|LIME|Lime Brokerage LLC|578
JPMV|ISHARESJAPANMINVOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
JPMV|ISHARESJAPANMINVOL|MSCO|MORGAN STANLEY & CO. LLC|2348
JPMV|ISHARESJAPANMINVOL|MSPL|MORGAN STANLEY & CO. LLC|1200
JPMV|ISHARESJAPANMINVOL|NFSC|National Financial Services LLC|638
JPMV|ISHARESJAPANMINVOL|NITE|VIRTU Americas LLC|2104
JPMV|ISHARESJAPANMINVOL|OLDM|OLD MISSION CAPITAL, LLC|260
JPMV|ISHARESJAPANMINVOL|RBCM|RBC CAPITAL MARKETS, LLC|12
JPMV|ISHARESJAPANMINVOL|SALI|INTL FCSTONE FINANCIAL INC.|113
JPMV|ISHARESJAPANMINVOL|SGMT|GOLDMAN SACHS & CO. LLC|2415
JPMV|ISHARESJAPANMINVOL|UBSA|UBS SECURITIES LLC|5600
JPMV|ISHARESJAPANMINVOL|UBSS|UBS Securities LLC|1695
JPMV|ISHARESJAPANMINVOL|WCHV|WELLS FARGO SECURITIES, LLC|1254
JPMV|ISHARESJAPANMINVOL|WEED|Weeden & Co.L.P.|165
JPMV|ISHARESJAPANMINVOL|WSEA|WOLVERINE SECURITIES, LLC|4
JPMV|ISHARESJAPANMINVOL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|160
JPN|XTRACKERS JAPAN JPX-|ALTX|Alternet Securities Inc.|100
JPN|XTRACKERS JAPAN JPX-|APCC|Apex Clearing Corporation|5
JPN|XTRACKERS JAPAN JPX-|BATM|CBOE TRADING, INC.|1500
JPN|XTRACKERS JAPAN JPX-|BYXM|CBOE TRADING, INC.|4900
JPN|XTRACKERS JAPAN JPX-|CANT|Cantor Fitzgerald & Co.|21604
JPN|XTRACKERS JAPAN JPX-|CHAS|Charles Schwab & Co., Inc.|1
JPN|XTRACKERS JAPAN JPX-|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
JPN|XTRACKERS JAPAN JPX-|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9841
JPN|XTRACKERS JAPAN JPX-|CSIN|Citadel Securities Institutional LLC|30743
JPN|XTRACKERS JAPAN JPX-|CTDL|Citadel Derivatives Group Llc|21980
JPN|XTRACKERS JAPAN JPX-|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
JPN|XTRACKERS JAPAN JPX-|DBAX|Deutsche Bank Securities Inc.|10500
JPN|XTRACKERS JAPAN JPX-|DEAN|MORGAN STANLEY|1318
JPN|XTRACKERS JAPAN JPX-|EBXL|EBX LLC|7000
JPN|XTRACKERS JAPAN JPX-|EDJO|Edward D. Jones & Co., L.P.|235
JPN|XTRACKERS JAPAN JPX-|EGAM|CBOE TRADING, INC.|200
JPN|XTRACKERS JAPAN JPX-|ETRS|E*Trade Securities LLC|1487
JPN|XTRACKERS JAPAN JPX-|FILL|Tradestation Securities, Inc.|2011
JPN|XTRACKERS JAPAN JPX-|FLTU|FLOW TRADERS US LLC|20019
JPN|XTRACKERS JAPAN JPX-|GLPX|ACS EXECUTION SERVICES, LLC|5100
JPN|XTRACKERS JAPAN JPX-|GSCO|GOLDMAN SACHS & CO. LLC|31060
JPN|XTRACKERS JAPAN JPX-|GSLT|GOLDMAN SACHS & CO. LLC|1725
JPN|XTRACKERS JAPAN JPX-|GTSZ|GTS SECURITIES LLC|200
JPN|XTRACKERS JAPAN JPX-|ICBX|INSTINET, LLC|4400
JPN|XTRACKERS JAPAN JPX-|INCA|INSTINET, LLC|600
JPN|XTRACKERS JAPAN JPX-|ITGI|ITG Inc.|900
JPN|XTRACKERS JAPAN JPX-|ITGP|ITG INC.|9600
JPN|XTRACKERS JAPAN JPX-|JPMX|J.P. Morgan Securities LLC|5200
JPN|XTRACKERS JAPAN JPX-|JSEB|JANE STREET EXECUTION SERVICES, LLC|73918
JPN|XTRACKERS JAPAN JPX-|JSJX|JANE STREET CAPITAL LLC|14459
JPN|XTRACKERS JAPAN JPX-|KCGM|VIRTU Americas LLC|2385
JPN|XTRACKERS JAPAN JPX-|LEHM|Barclays Capital Inc./Le|14000
JPN|XTRACKERS JAPAN JPX-|LIME|Lime Brokerage LLC|3039
JPN|XTRACKERS JAPAN JPX-|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22600
JPN|XTRACKERS JAPAN JPX-|MSCO|MORGAN STANLEY & CO. LLC|57643
JPN|XTRACKERS JAPAN JPX-|MSPL|MORGAN STANLEY & CO. LLC|800
JPN|XTRACKERS JAPAN JPX-|NFSC|National Financial Services LLC|54493
JPN|XTRACKERS JAPAN JPX-|NITE|VIRTU Americas LLC|6360118
JPN|XTRACKERS JAPAN JPX-|NQRB|Brut, LLC|900
JPN|XTRACKERS JAPAN JPX-|OLDM|OLD MISSION CAPITAL, LLC|7099
JPN|XTRACKERS JAPAN JPX-|PDQM|CODA MARKETS, INC.|5100
JPN|XTRACKERS JAPAN JPX-|RBCM|RBC CAPITAL MARKETS, LLC|152
JPN|XTRACKERS JAPAN JPX-|SAGL|SAGETRADER, LLC|1200
JPN|XTRACKERS JAPAN JPX-|SALI|INTL FCSTONE FINANCIAL INC.|288
JPN|XTRACKERS JAPAN JPX-|SGMT|GOLDMAN SACHS & CO. LLC|13053
JPN|XTRACKERS JAPAN JPX-|SPDR|SPEEDROUTE LLC|400
JPN|XTRACKERS JAPAN JPX-|SWIM|TD Ameritrade, Inc.|86
JPN|XTRACKERS JAPAN JPX-|UBSA|UBS SECURITIES LLC|21561
JPN|XTRACKERS JAPAN JPX-|UBSS|UBS Securities LLC|2778
JPN|XTRACKERS JAPAN JPX-|WCHV|WELLS FARGO SECURITIES, LLC|25
JPN|XTRACKERS JAPAN JPX-|WGIF|CIBC World Markets Inc.|100
JPN|XTRACKERS JAPAN JPX-|WSEA|WOLVERINE SECURITIES, LLC|2
JPN|XTRACKERS JAPAN JPX-|YLPL|Linsco/Private Ledger Financial Services, Incorporated|336
JPNL|DX DLY JAPAN BULL 3X|APCC|Apex Clearing Corporation|318
JPNL|DX DLY JAPAN BULL 3X|BATM|CBOE TRADING, INC.|208
JPNL|DX DLY JAPAN BULL 3X|CHAS|Charles Schwab & Co., Inc.|1
JPNL|DX DLY JAPAN BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|208
JPNL|DX DLY JAPAN BULL 3X|DBAX|Deutsche Bank Securities Inc.|100
JPNL|DX DLY JAPAN BULL 3X|EBXL|EBX LLC|300
JPNL|DX DLY JAPAN BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|13
JPNL|DX DLY JAPAN BULL 3X|ETRS|E*Trade Securities LLC|7077
JPNL|DX DLY JAPAN BULL 3X|FILL|Tradestation Securities, Inc.|802
JPNL|DX DLY JAPAN BULL 3X|FMAF|NBCN Inc./ CDS|210
JPNL|DX DLY JAPAN BULL 3X|FTBR|Foliofn Investments, Inc.|5
JPNL|DX DLY JAPAN BULL 3X|IATS|INTERACTIVE BROKERS LLC|647
JPNL|DX DLY JAPAN BULL 3X|IBKR|Interactive Brokers Llc|2786
JPNL|DX DLY JAPAN BULL 3X|ICBX|INSTINET, LLC|300
JPNL|DX DLY JAPAN BULL 3X|JSJX|JANE STREET CAPITAL LLC|4299
JPNL|DX DLY JAPAN BULL 3X|LEHM|Barclays Capital Inc./Le|1000
JPNL|DX DLY JAPAN BULL 3X|LIME|Lime Brokerage LLC|2438
JPNL|DX DLY JAPAN BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
JPNL|DX DLY JAPAN BULL 3X|MOTF|MOTIF INVESTING, INC.|3
JPNL|DX DLY JAPAN BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|2947
JPNL|DX DLY JAPAN BULL 3X|NFSC|National Financial Services LLC|7432
JPNL|DX DLY JAPAN BULL 3X|NITE|VIRTU Americas LLC|3081
JPNL|DX DLY JAPAN BULL 3X|NITP|VIRTU Americas LLC|2
JPNL|DX DLY JAPAN BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|402
JPNL|DX DLY JAPAN BULL 3X|SWIM|TD Ameritrade, Inc.|255
JPNL|DX DLY JAPAN BULL 3X|UBSA|UBS SECURITIES LLC|2044
JPNL|DX DLY JAPAN BULL 3X|UBSS|UBS Securities LLC|1658
JPNL|DX DLY JAPAN BULL 3X|VALX|VIRTU AMERICAS LLC|275
JPNL|DX DLY JAPAN BULL 3X|VGRD|Vanguard Marketing Corporation|2244
JPNL|DX DLY JAPAN BULL 3X|VSIN|Vision Financial Markets Llc|2
JPNL|DX DLY JAPAN BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1492
JPNL|DX DLY JAPAN BULL 3X|WGIF|CIBC World Markets Inc.|8
JPNL|DX DLY JAPAN BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|61
JPNL|DX DLY JAPAN BULL 3X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
JPS|NUVEEN PFD & ICM SEC|AGIS|Aegis Capital Corp.|16184
JPS|NUVEEN PFD & ICM SEC|ALTX|Alternet Securities Inc.|7350
JPS|NUVEEN PFD & ICM SEC|APCC|Apex Clearing Corporation|1064
JPS|NUVEEN PFD & ICM SEC|BANK|Primevest Financial Services, Inc.|3214
JPS|NUVEEN PFD & ICM SEC|BARD|Robert W. Baird & Co. Incorporated|3596
JPS|NUVEEN PFD & ICM SEC|BATM|CBOE TRADING, INC.|2069
JPS|NUVEEN PFD & ICM SEC|BBNT|BB&T SECURITIES, LLC|3452
JPS|NUVEEN PFD & ICM SEC|BERN|Sanford C. Bernstein & Co., LLC|7200
JPS|NUVEEN PFD & ICM SEC|BIMI|Banca IMI Securities Corp.|500
JPS|NUVEEN PFD & ICM SEC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9806
JPS|NUVEEN PFD & ICM SEC|BRGE|Newbridge Securities Corp.|8465
JPS|NUVEEN PFD & ICM SEC|BTIG|BTIG, LLC|67
JPS|NUVEEN PFD & ICM SEC|CANT|Cantor Fitzgerald & Co.|11995
JPS|NUVEEN PFD & ICM SEC|CHAS|Charles Schwab & Co., Inc.|9769
JPS|NUVEEN PFD & ICM SEC|CIST|Capital Institutional Services, Inc.|303
JPS|NUVEEN PFD & ICM SEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6909
JPS|NUVEEN PFD & ICM SEC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
JPS|NUVEEN PFD & ICM SEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71240
JPS|NUVEEN PFD & ICM SEC|CTDL|Citadel Derivatives Group Llc|10
JPS|NUVEEN PFD & ICM SEC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11744
JPS|NUVEEN PFD & ICM SEC|DADA|D.A. Davidson & Co.|4654
JPS|NUVEEN PFD & ICM SEC|DAVA|Davenport & Company LLC|3327
JPS|NUVEEN PFD & ICM SEC|DBAX|Deutsche Bank Securities Inc.|13200
JPS|NUVEEN PFD & ICM SEC|DEAN|MORGAN STANLEY|47517
JPS|NUVEEN PFD & ICM SEC|EBXL|EBX LLC|28600
JPS|NUVEEN PFD & ICM SEC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9500
JPS|NUVEEN PFD & ICM SEC|EDJO|Edward D. Jones & Co., L.P.|29416
JPS|NUVEEN PFD & ICM SEC|EGAM|CBOE TRADING, INC.|9826
JPS|NUVEEN PFD & ICM SEC|EGXM|CBOE TRADING, INC.|1149
JPS|NUVEEN PFD & ICM SEC|ETBE|Electronic Transaction Clearing, Inc.|1000
JPS|NUVEEN PFD & ICM SEC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
JPS|NUVEEN PFD & ICM SEC|ETCB|ETC BROKERAGE SERVICES, LLC|3000
JPS|NUVEEN PFD & ICM SEC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|436
JPS|NUVEEN PFD & ICM SEC|ETRS|E*Trade Securities LLC|323566
JPS|NUVEEN PFD & ICM SEC|FBSB|U.S. Bancorp Investments, Inc.|847
JPS|NUVEEN PFD & ICM SEC|FILL|Tradestation Securities, Inc.|8508
JPS|NUVEEN PFD & ICM SEC|FINX|FINTECH SECURITIES|6600
JPS|NUVEEN PFD & ICM SEC|FMAF|NBCN Inc./ CDS|23
JPS|NUVEEN PFD & ICM SEC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4572
JPS|NUVEEN PFD & ICM SEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19364
JPS|NUVEEN PFD & ICM SEC|FTBR|Foliofn Investments, Inc.|8254
JPS|NUVEEN PFD & ICM SEC|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
JPS|NUVEEN PFD & ICM SEC|GLIS|TD Securities Inc|36
JPS|NUVEEN PFD & ICM SEC|GLPX|ACS EXECUTION SERVICES, LLC|7751
JPS|NUVEEN PFD & ICM SEC|GSCO|GOLDMAN SACHS & CO. LLC|18399
JPS|NUVEEN PFD & ICM SEC|GSLT|GOLDMAN SACHS & CO. LLC|1883
JPS|NUVEEN PFD & ICM SEC|GTSZ|GTS SECURITIES LLC|2345
JPS|NUVEEN PFD & ICM SEC|HRBF|American Enterprise Investment Services Inc.|129087
JPS|NUVEEN PFD & ICM SEC|IATS|INTERACTIVE BROKERS LLC|72535
JPS|NUVEEN PFD & ICM SEC|IBKR|Interactive Brokers Llc|90317
JPS|NUVEEN PFD & ICM SEC|IBSJ|Integrity Brokerage Services, Inc.|600
JPS|NUVEEN PFD & ICM SEC|ICBX|INSTINET, LLC|20710
JPS|NUVEEN PFD & ICM SEC|INCA|INSTINET, LLC|21500
JPS|NUVEEN PFD & ICM SEC|ITGI|ITG Inc.|16872
JPS|NUVEEN PFD & ICM SEC|ITGP|ITG INC.|16800
JPS|NUVEEN PFD & ICM SEC|JANY|Janney Montgomery Scott Inc.|17439
JPS|NUVEEN PFD & ICM SEC|JMPT|JUMP TRADING, LLC|89
JPS|NUVEEN PFD & ICM SEC|JPMX|J.P. Morgan Securities LLC|38244
JPS|NUVEEN PFD & ICM SEC|KCGM|VIRTU Americas LLC|21650
JPS|NUVEEN PFD & ICM SEC|LEHM|Barclays Capital Inc./Le|66765
JPS|NUVEEN PFD & ICM SEC|LGNT|COR CLEARING LLC|197
JPS|NUVEEN PFD & ICM SEC|LIME|Lime Brokerage LLC|2017
JPS|NUVEEN PFD & ICM SEC|LQNA|LIQUIDNET, INC.|5200
JPS|NUVEEN PFD & ICM SEC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10750
JPS|NUVEEN PFD & ICM SEC|MACC|Mid Atlantic Capital Corporation|120
JPS|NUVEEN PFD & ICM SEC|MCBT|Moors & Cabot, Inc.|532
JPS|NUVEEN PFD & ICM SEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73186
JPS|NUVEEN PFD & ICM SEC|MOTF|MOTIF INVESTING, INC.|2
JPS|NUVEEN PFD & ICM SEC|MSCO|MORGAN STANLEY & CO. LLC|363899
JPS|NUVEEN PFD & ICM SEC|MSPL|MORGAN STANLEY & CO. LLC|73600
JPS|NUVEEN PFD & ICM SEC|MSTX|MORGAN STANLEY & CO. LLC|4700
JPS|NUVEEN PFD & ICM SEC|NATL|National Securities Corporation|1966
JPS|NUVEEN PFD & ICM SEC|NBCS|NBC Securities, INC.|824
JPS|NUVEEN PFD & ICM SEC|NFSC|National Financial Services LLC|1293657
JPS|NUVEEN PFD & ICM SEC|NITE|VIRTU Americas LLC|1451057
JPS|NUVEEN PFD & ICM SEC|NITP|VIRTU Americas LLC|6111
JPS|NUVEEN PFD & ICM SEC|NQRB|Brut, LLC|1100
JPS|NUVEEN PFD & ICM SEC|NTBF|BMO Nesbitt Burns Inc./CDS|1300
JPS|NUVEEN PFD & ICM SEC|NTRC|Northern Trust Securities, Inc.|1730
JPS|NUVEEN PFD & ICM SEC|OPCO|Oppenheimer & Co. Inc.|21010
JPS|NUVEEN PFD & ICM SEC|OTAA|OTA LLC|4600
JPS|NUVEEN PFD & ICM SEC|PDQM|CODA MARKETS, INC.|21832
JPS|NUVEEN PFD & ICM SEC|PWJC|UBS Financial Services, Inc.|52298
JPS|NUVEEN PFD & ICM SEC|RBCM|RBC CAPITAL MARKETS, LLC|70494
JPS|NUVEEN PFD & ICM SEC|SAGL|SAGETRADER, LLC|600
JPS|NUVEEN PFD & ICM SEC|SALI|INTL FCSTONE FINANCIAL INC.|5390
JPS|NUVEEN PFD & ICM SEC|SBRX|MURIEL SIEBERT & CO INC|433
JPS|NUVEEN PFD & ICM SEC|SBSH|Citigroup Global Markets Inc.|38553
JPS|NUVEEN PFD & ICM SEC|SGMT|GOLDMAN SACHS & CO. LLC|28600
JPS|NUVEEN PFD & ICM SEC|SPDR|SPEEDROUTE LLC|2400
JPS|NUVEEN PFD & ICM SEC|SPHN|Stephens Inc.|21
JPS|NUVEEN PFD & ICM SEC|STFL|Stifel, Nicolaus & Company, Incorporated|27053
JPS|NUVEEN PFD & ICM SEC|STXG|Stockcross Financial Services, Inc.|1043
JPS|NUVEEN PFD & ICM SEC|SWIM|TD Ameritrade, Inc.|137117
JPS|NUVEEN PFD & ICM SEC|SWST|Hilltop Securities Inc.|24864
JPS|NUVEEN PFD & ICM SEC|TKNG|ALLY INVEST SECURITIES LLC|3885
JPS|NUVEEN PFD & ICM SEC|TRBT|Tradebot Systems, Inc.|3585
JPS|NUVEEN PFD & ICM SEC|TRCM|TRC MARKETS LLC|3700
JPS|NUVEEN PFD & ICM SEC|TWTT|TASTYWORKS, INC.|1530
JPS|NUVEEN PFD & ICM SEC|UBSA|UBS SECURITIES LLC|72349
JPS|NUVEEN PFD & ICM SEC|UBSS|UBS Securities LLC|694013
JPS|NUVEEN PFD & ICM SEC|VALX|VIRTU AMERICAS LLC|28465
JPS|NUVEEN PFD & ICM SEC|VGRD|Vanguard Marketing Corporation|208454
JPS|NUVEEN PFD & ICM SEC|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
JPS|NUVEEN PFD & ICM SEC|WCHV|WELLS FARGO SECURITIES, LLC|405855
JPS|NUVEEN PFD & ICM SEC|WEDB|WEDBUSH SECURITIES INC.|14728
JPS|NUVEEN PFD & ICM SEC|WEED|Weeden & Co.L.P.|300
JPS|NUVEEN PFD & ICM SEC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1514
JPS|NUVEEN PFD & ICM SEC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12456
JPS|NUVEEN PFD & ICM SEC|WGIF|CIBC World Markets Inc.|4000
JPS|NUVEEN PFD & ICM SEC|WSEA|WOLVERINE SECURITIES, LLC|11489
JPS|NUVEEN PFD & ICM SEC|XSTM|NATIONAL FINANCIAL SERVICES LLC|80816
JPS|NUVEEN PFD & ICM SEC|YKNA|COMHAR CAPITAL MARKETS, LLC|4418
JPS|NUVEEN PFD & ICM SEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|247386
JPSE|JPMORGAN DIVERSIFIED|BBNT|BB&T SECURITIES, LLC|1077
JPSE|JPMORGAN DIVERSIFIED|BYXM|CBOE TRADING, INC.|200
JPSE|JPMORGAN DIVERSIFIED|CANT|Cantor Fitzgerald & Co.|2595
JPSE|JPMORGAN DIVERSIFIED|CHAS|Charles Schwab & Co., Inc.|3456
JPSE|JPMORGAN DIVERSIFIED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|895
JPSE|JPMORGAN DIVERSIFIED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6766
JPSE|JPMORGAN DIVERSIFIED|DBAX|Deutsche Bank Securities Inc.|1300
JPSE|JPMORGAN DIVERSIFIED|EBXL|EBX LLC|1400
JPSE|JPMORGAN DIVERSIFIED|ETRS|E*Trade Securities LLC|9600
JPSE|JPMORGAN DIVERSIFIED|FTBR|Foliofn Investments, Inc.|212
JPSE|JPMORGAN DIVERSIFIED|GLPX|ACS EXECUTION SERVICES, LLC|719
JPSE|JPMORGAN DIVERSIFIED|GSLT|GOLDMAN SACHS & CO. LLC|225
JPSE|JPMORGAN DIVERSIFIED|GTSZ|GTS SECURITIES LLC|1590
JPSE|JPMORGAN DIVERSIFIED|IBKR|Interactive Brokers Llc|974
JPSE|JPMORGAN DIVERSIFIED|ICBX|INSTINET, LLC|2000
JPSE|JPMORGAN DIVERSIFIED|JPMX|J.P. Morgan Securities LLC|5000
JPSE|JPMORGAN DIVERSIFIED|JSEB|JANE STREET EXECUTION SERVICES, LLC|38782
JPSE|JPMORGAN DIVERSIFIED|JSJX|JANE STREET CAPITAL LLC|144477
JPSE|JPMORGAN DIVERSIFIED|KCGM|VIRTU Americas LLC|6724
JPSE|JPMORGAN DIVERSIFIED|LEHM|Barclays Capital Inc./Le|3200
JPSE|JPMORGAN DIVERSIFIED|LIME|Lime Brokerage LLC|1166
JPSE|JPMORGAN DIVERSIFIED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
JPSE|JPMORGAN DIVERSIFIED|MSCO|MORGAN STANLEY & CO. LLC|293
JPSE|JPMORGAN DIVERSIFIED|MSPL|MORGAN STANLEY & CO. LLC|200
JPSE|JPMORGAN DIVERSIFIED|NFSC|National Financial Services LLC|49823
JPSE|JPMORGAN DIVERSIFIED|NITE|VIRTU Americas LLC|24373
JPSE|JPMORGAN DIVERSIFIED|PDQM|CODA MARKETS, INC.|3620
JPSE|JPMORGAN DIVERSIFIED|RBCM|RBC CAPITAL MARKETS, LLC|834
JPSE|JPMORGAN DIVERSIFIED|SGMT|GOLDMAN SACHS & CO. LLC|1390
JPSE|JPMORGAN DIVERSIFIED|SPDR|SPEEDROUTE LLC|100
JPSE|JPMORGAN DIVERSIFIED|SWIM|TD Ameritrade, Inc.|1925
JPSE|JPMORGAN DIVERSIFIED|UBSA|UBS SECURITIES LLC|5728
JPSE|JPMORGAN DIVERSIFIED|UBSS|UBS Securities LLC|8251
JPSE|JPMORGAN DIVERSIFIED|WSEA|WOLVERINE SECURITIES, LLC|173
JPSE|JPMORGAN DIVERSIFIED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|625
JPST|JPMORGAN ULTRA-SHORT|ALTX|Alternet Securities Inc.|2200
JPST|JPMORGAN ULTRA-SHORT|APCC|Apex Clearing Corporation|2
JPST|JPMORGAN ULTRA-SHORT|BARD|Robert W. Baird & Co. Incorporated|430
JPST|JPMORGAN ULTRA-SHORT|BATM|CBOE TRADING, INC.|55
JPST|JPMORGAN ULTRA-SHORT|BBNT|BB&T SECURITIES, LLC|3537
JPST|JPMORGAN ULTRA-SHORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
JPST|JPMORGAN ULTRA-SHORT|CANT|Cantor Fitzgerald & Co.|366805
JPST|JPMORGAN ULTRA-SHORT|CHAS|Charles Schwab & Co., Inc.|38802
JPST|JPMORGAN ULTRA-SHORT|CIST|Capital Institutional Services, Inc.|250
JPST|JPMORGAN ULTRA-SHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16560
JPST|JPMORGAN ULTRA-SHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|205304
JPST|JPMORGAN ULTRA-SHORT|CSIN|Citadel Securities Institutional LLC|136740
JPST|JPMORGAN ULTRA-SHORT|CTDL|Citadel Derivatives Group Llc|239808
JPST|JPMORGAN ULTRA-SHORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|4250
JPST|JPMORGAN ULTRA-SHORT|DADA|D.A. Davidson & Co.|3700
JPST|JPMORGAN ULTRA-SHORT|DBAX|Deutsche Bank Securities Inc.|60500
JPST|JPMORGAN ULTRA-SHORT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
JPST|JPMORGAN ULTRA-SHORT|EBXL|EBX LLC|65900
JPST|JPMORGAN ULTRA-SHORT|EGAM|CBOE TRADING, INC.|10486
JPST|JPMORGAN ULTRA-SHORT|EGXM|CBOE TRADING, INC.|2050
JPST|JPMORGAN ULTRA-SHORT|ETBE|Electronic Transaction Clearing, Inc.|2600
JPST|JPMORGAN ULTRA-SHORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3100
JPST|JPMORGAN ULTRA-SHORT|ETRS|E*Trade Securities LLC|38919
JPST|JPMORGAN ULTRA-SHORT|FILL|Tradestation Securities, Inc.|6
JPST|JPMORGAN ULTRA-SHORT|FLTU|FLOW TRADERS US LLC|187516
JPST|JPMORGAN ULTRA-SHORT|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|125192
JPST|JPMORGAN ULTRA-SHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4714
JPST|JPMORGAN ULTRA-SHORT|FTBR|Foliofn Investments, Inc.|6083
JPST|JPMORGAN ULTRA-SHORT|GEBB|GLOBAL EXECUTION BROKERS, LP|18610
JPST|JPMORGAN ULTRA-SHORT|GLPX|ACS EXECUTION SERVICES, LLC|691
JPST|JPMORGAN ULTRA-SHORT|GSCO|GOLDMAN SACHS & CO. LLC|4749080
JPST|JPMORGAN ULTRA-SHORT|HRBF|American Enterprise Investment Services Inc.|1300
JPST|JPMORGAN ULTRA-SHORT|IATS|INTERACTIVE BROKERS LLC|300
JPST|JPMORGAN ULTRA-SHORT|IBKR|Interactive Brokers Llc|350
JPST|JPMORGAN ULTRA-SHORT|ICBX|INSTINET, LLC|60013
JPST|JPMORGAN ULTRA-SHORT|INCA|INSTINET, LLC|200
JPST|JPMORGAN ULTRA-SHORT|ITGI|ITG Inc.|18615
JPST|JPMORGAN ULTRA-SHORT|ITGP|ITG INC.|25800
JPST|JPMORGAN ULTRA-SHORT|JANY|Janney Montgomery Scott Inc.|14109
JPST|JPMORGAN ULTRA-SHORT|JMPT|JUMP TRADING, LLC|459
JPST|JPMORGAN ULTRA-SHORT|JPMX|J.P. Morgan Securities LLC|77534
JPST|JPMORGAN ULTRA-SHORT|JSEB|JANE STREET EXECUTION SERVICES, LLC|914386
JPST|JPMORGAN ULTRA-SHORT|JSJX|JANE STREET CAPITAL LLC|365640
JPST|JPMORGAN ULTRA-SHORT|KCGM|VIRTU Americas LLC|48541
JPST|JPMORGAN ULTRA-SHORT|LEHM|Barclays Capital Inc./Le|210400
JPST|JPMORGAN ULTRA-SHORT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|689
JPST|JPMORGAN ULTRA-SHORT|MACC|Mid Atlantic Capital Corporation|1010
JPST|JPMORGAN ULTRA-SHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|207418
JPST|JPMORGAN ULTRA-SHORT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1780
JPST|JPMORGAN ULTRA-SHORT|MOTF|MOTIF INVESTING, INC.|1
JPST|JPMORGAN ULTRA-SHORT|MSCO|MORGAN STANLEY & CO. LLC|587370
JPST|JPMORGAN ULTRA-SHORT|MSPL|MORGAN STANLEY & CO. LLC|17800
JPST|JPMORGAN ULTRA-SHORT|NFSC|National Financial Services LLC|664859
JPST|JPMORGAN ULTRA-SHORT|NITE|VIRTU Americas LLC|1060291
JPST|JPMORGAN ULTRA-SHORT|NITP|VIRTU Americas LLC|39425
JPST|JPMORGAN ULTRA-SHORT|PDQM|CODA MARKETS, INC.|31261
JPST|JPMORGAN ULTRA-SHORT|PWJC|UBS Financial Services, Inc.|1800
JPST|JPMORGAN ULTRA-SHORT|RBCM|RBC CAPITAL MARKETS, LLC|23266
JPST|JPMORGAN ULTRA-SHORT|SAGL|SAGETRADER, LLC|1100
JPST|JPMORGAN ULTRA-SHORT|SBSH|Citigroup Global Markets Inc.|3200
JPST|JPMORGAN ULTRA-SHORT|SGMT|GOLDMAN SACHS & CO. LLC|18374
JPST|JPMORGAN ULTRA-SHORT|STFL|Stifel, Nicolaus & Company, Incorporated|32044
JPST|JPMORGAN ULTRA-SHORT|SWIM|TD Ameritrade, Inc.|1431
JPST|JPMORGAN ULTRA-SHORT|SWST|Hilltop Securities Inc.|600
JPST|JPMORGAN ULTRA-SHORT|TKNG|ALLY INVEST SECURITIES LLC|219
JPST|JPMORGAN ULTRA-SHORT|UBSA|UBS SECURITIES LLC|560519
JPST|JPMORGAN ULTRA-SHORT|UBSS|UBS Securities LLC|501246
JPST|JPMORGAN ULTRA-SHORT|VGRD|Vanguard Marketing Corporation|1502
JPST|JPMORGAN ULTRA-SHORT|WABR|Wall Street Access|1300
JPST|JPMORGAN ULTRA-SHORT|WBET|Wallachbeth Capital LLC|320340
JPST|JPMORGAN ULTRA-SHORT|WCHV|WELLS FARGO SECURITIES, LLC|16823
JPST|JPMORGAN ULTRA-SHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|167076
JPST|JPMORGAN ULTRA-SHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|257305
JPT|NUVEEN PFD AND INCM|ALTX|Alternet Securities Inc.|100
JPT|NUVEEN PFD AND INCM|BATM|CBOE TRADING, INC.|139
JPT|NUVEEN PFD AND INCM|BBNT|BB&T SECURITIES, LLC|2566
JPT|NUVEEN PFD AND INCM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2419
JPT|NUVEEN PFD AND INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|450
JPT|NUVEEN PFD AND INCM|DADA|D.A. Davidson & Co.|4715
JPT|NUVEEN PFD AND INCM|DEAN|MORGAN STANLEY|925
JPT|NUVEEN PFD AND INCM|EBXL|EBX LLC|300
JPT|NUVEEN PFD AND INCM|EGXM|CBOE TRADING, INC.|14
JPT|NUVEEN PFD AND INCM|ETRS|E*Trade Securities LLC|218
JPT|NUVEEN PFD AND INCM|FINX|FINTECH SECURITIES|5400
JPT|NUVEEN PFD AND INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|148
JPT|NUVEEN PFD AND INCM|GLPX|ACS EXECUTION SERVICES, LLC|203
JPT|NUVEEN PFD AND INCM|GSCO|GOLDMAN SACHS & CO. LLC|156
JPT|NUVEEN PFD AND INCM|GSLT|GOLDMAN SACHS & CO. LLC|100
JPT|NUVEEN PFD AND INCM|GTSZ|GTS SECURITIES LLC|300
JPT|NUVEEN PFD AND INCM|HRBF|American Enterprise Investment Services Inc.|25456
JPT|NUVEEN PFD AND INCM|IATS|INTERACTIVE BROKERS LLC|50
JPT|NUVEEN PFD AND INCM|ICBX|INSTINET, LLC|400
JPT|NUVEEN PFD AND INCM|INCA|INSTINET, LLC|262
JPT|NUVEEN PFD AND INCM|JANY|Janney Montgomery Scott Inc.|800
JPT|NUVEEN PFD AND INCM|LIME|Lime Brokerage LLC|240
JPT|NUVEEN PFD AND INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
JPT|NUVEEN PFD AND INCM|MSCO|MORGAN STANLEY & CO. LLC|7318
JPT|NUVEEN PFD AND INCM|NATL|National Securities Corporation|100
JPT|NUVEEN PFD AND INCM|NFSC|National Financial Services LLC|13436
JPT|NUVEEN PFD AND INCM|NITE|VIRTU Americas LLC|59573
JPT|NUVEEN PFD AND INCM|NQRB|Brut, LLC|201
JPT|NUVEEN PFD AND INCM|OPCO|Oppenheimer & Co. Inc.|500
JPT|NUVEEN PFD AND INCM|PDQM|CODA MARKETS, INC.|1940
JPT|NUVEEN PFD AND INCM|RBCM|RBC CAPITAL MARKETS, LLC|4351
JPT|NUVEEN PFD AND INCM|SALI|INTL FCSTONE FINANCIAL INC.|600
JPT|NUVEEN PFD AND INCM|SGMT|GOLDMAN SACHS & CO. LLC|2
JPT|NUVEEN PFD AND INCM|STFL|Stifel, Nicolaus & Company, Incorporated|15420
JPT|NUVEEN PFD AND INCM|SWIM|TD Ameritrade, Inc.|2737
JPT|NUVEEN PFD AND INCM|UBSA|UBS SECURITIES LLC|2398
JPT|NUVEEN PFD AND INCM|UBSS|UBS Securities LLC|12920
JPT|NUVEEN PFD AND INCM|VALX|VIRTU AMERICAS LLC|310
JPT|NUVEEN PFD AND INCM|WCHV|WELLS FARGO SECURITIES, LLC|19670
JPT|NUVEEN PFD AND INCM|WEDB|WEDBUSH SECURITIES INC.|1500
JPT|NUVEEN PFD AND INCM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3126
JPT|NUVEEN PFD AND INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|200
JPT|NUVEEN PFD AND INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1705
JPUS|JPMORGAN DIVERSIFIED|APCC|Apex Clearing Corporation|14
JPUS|JPMORGAN DIVERSIFIED|BATM|CBOE TRADING, INC.|15
JPUS|JPMORGAN DIVERSIFIED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|694
JPUS|JPMORGAN DIVERSIFIED|CHAS|Charles Schwab & Co., Inc.|5399
JPUS|JPMORGAN DIVERSIFIED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4353
JPUS|JPMORGAN DIVERSIFIED|CSIN|Citadel Securities Institutional LLC|9919
JPUS|JPMORGAN DIVERSIFIED|CTDL|Citadel Derivatives Group Llc|9919
JPUS|JPMORGAN DIVERSIFIED|DBAX|Deutsche Bank Securities Inc.|200
JPUS|JPMORGAN DIVERSIFIED|DEAN|MORGAN STANLEY|449
JPUS|JPMORGAN DIVERSIFIED|DEGS|RONIN PROFESSIONAL LLC|500
JPUS|JPMORGAN DIVERSIFIED|EBXL|EBX LLC|400
JPUS|JPMORGAN DIVERSIFIED|EDJO|Edward D. Jones & Co., L.P.|3723
JPUS|JPMORGAN DIVERSIFIED|ETRS|E*Trade Securities LLC|1060
JPUS|JPMORGAN DIVERSIFIED|FTBR|Foliofn Investments, Inc.|2362
JPUS|JPMORGAN DIVERSIFIED|GSCO|GOLDMAN SACHS & CO. LLC|10
JPUS|JPMORGAN DIVERSIFIED|GSLT|GOLDMAN SACHS & CO. LLC|250
JPUS|JPMORGAN DIVERSIFIED|GTSZ|GTS SECURITIES LLC|28
JPUS|JPMORGAN DIVERSIFIED|HRBF|American Enterprise Investment Services Inc.|4051
JPUS|JPMORGAN DIVERSIFIED|IBKR|Interactive Brokers Llc|24
JPUS|JPMORGAN DIVERSIFIED|ICBX|INSTINET, LLC|700
JPUS|JPMORGAN DIVERSIFIED|JPMX|J.P. Morgan Securities LLC|1200
JPUS|JPMORGAN DIVERSIFIED|JSJX|JANE STREET CAPITAL LLC|95077
JPUS|JPMORGAN DIVERSIFIED|KCGM|VIRTU Americas LLC|237
JPUS|JPMORGAN DIVERSIFIED|LEHM|Barclays Capital Inc./Le|1800
JPUS|JPMORGAN DIVERSIFIED|LIME|Lime Brokerage LLC|1430
JPUS|JPMORGAN DIVERSIFIED|MACC|Mid Atlantic Capital Corporation|5
JPUS|JPMORGAN DIVERSIFIED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
JPUS|JPMORGAN DIVERSIFIED|MSCO|MORGAN STANLEY & CO. LLC|4982
JPUS|JPMORGAN DIVERSIFIED|MSPL|MORGAN STANLEY & CO. LLC|100
JPUS|JPMORGAN DIVERSIFIED|NFSC|National Financial Services LLC|30245
JPUS|JPMORGAN DIVERSIFIED|NITE|VIRTU Americas LLC|35004
JPUS|JPMORGAN DIVERSIFIED|NITP|VIRTU Americas LLC|3334
JPUS|JPMORGAN DIVERSIFIED|PDQM|CODA MARKETS, INC.|800
JPUS|JPMORGAN DIVERSIFIED|PWJC|UBS Financial Services, Inc.|24
JPUS|JPMORGAN DIVERSIFIED|SBSH|Citigroup Global Markets Inc.|1100
JPUS|JPMORGAN DIVERSIFIED|SGMT|GOLDMAN SACHS & CO. LLC|550
JPUS|JPMORGAN DIVERSIFIED|STFL|Stifel, Nicolaus & Company, Incorporated|11
JPUS|JPMORGAN DIVERSIFIED|UBSA|UBS SECURITIES LLC|923
JPUS|JPMORGAN DIVERSIFIED|UBSS|UBS Securities LLC|45828
JPUS|JPMORGAN DIVERSIFIED|VGRD|Vanguard Marketing Corporation|150
JPUS|JPMORGAN DIVERSIFIED|WCHV|WELLS FARGO SECURITIES, LLC|362
JPUS|JPMORGAN DIVERSIFIED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|715
JPUS|JPMORGAN DIVERSIFIED|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
JPUS|JPMORGAN DIVERSIFIED|WSEA|WOLVERINE SECURITIES, LLC|2
JPUS|JPMORGAN DIVERSIFIED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19789
JPXN|ISHARES JPX-NIKKEI 4|ALTX|Alternet Securities Inc.|500
JPXN|ISHARES JPX-NIKKEI 4|APCC|Apex Clearing Corporation|5
JPXN|ISHARES JPX-NIKKEI 4|CHAS|Charles Schwab & Co., Inc.|2
JPXN|ISHARES JPX-NIKKEI 4|CROS|CREDIT SUISSE SECURITIES (USA) LLC|415
JPXN|ISHARES JPX-NIKKEI 4|CSIN|Citadel Securities Institutional LLC|1458
JPXN|ISHARES JPX-NIKKEI 4|CTDL|Citadel Derivatives Group Llc|1334
JPXN|ISHARES JPX-NIKKEI 4|DBAX|Deutsche Bank Securities Inc.|400
JPXN|ISHARES JPX-NIKKEI 4|DEAN|MORGAN STANLEY|231
JPXN|ISHARES JPX-NIKKEI 4|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|75
JPXN|ISHARES JPX-NIKKEI 4|EBXL|EBX LLC|900
JPXN|ISHARES JPX-NIKKEI 4|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
JPXN|ISHARES JPX-NIKKEI 4|EGXM|CBOE TRADING, INC.|700
JPXN|ISHARES JPX-NIKKEI 4|ETRS|E*Trade Securities LLC|185
JPXN|ISHARES JPX-NIKKEI 4|FLTU|FLOW TRADERS US LLC|648
JPXN|ISHARES JPX-NIKKEI 4|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|648
JPXN|ISHARES JPX-NIKKEI 4|FTBR|Foliofn Investments, Inc.|155
JPXN|ISHARES JPX-NIKKEI 4|HRBF|American Enterprise Investment Services Inc.|146
JPXN|ISHARES JPX-NIKKEI 4|IBKR|Interactive Brokers Llc|394
JPXN|ISHARES JPX-NIKKEI 4|JSJX|JANE STREET CAPITAL LLC|3801
JPXN|ISHARES JPX-NIKKEI 4|LEHM|Barclays Capital Inc./Le|600
JPXN|ISHARES JPX-NIKKEI 4|LIME|Lime Brokerage LLC|882
JPXN|ISHARES JPX-NIKKEI 4|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
JPXN|ISHARES JPX-NIKKEI 4|MSCO|MORGAN STANLEY & CO. LLC|5729
JPXN|ISHARES JPX-NIKKEI 4|NFSC|National Financial Services LLC|2352
JPXN|ISHARES JPX-NIKKEI 4|NITE|VIRTU Americas LLC|2325
JPXN|ISHARES JPX-NIKKEI 4|NTBF|BMO Nesbitt Burns Inc./CDS|305
JPXN|ISHARES JPX-NIKKEI 4|OLDM|OLD MISSION CAPITAL, LLC|292
JPXN|ISHARES JPX-NIKKEI 4|RBCM|RBC CAPITAL MARKETS, LLC|2
JPXN|ISHARES JPX-NIKKEI 4|SBSH|Citigroup Global Markets Inc.|2000
JPXN|ISHARES JPX-NIKKEI 4|STFL|Stifel, Nicolaus & Company, Incorporated|1
JPXN|ISHARES JPX-NIKKEI 4|UBSA|UBS SECURITIES LLC|1200
JPXN|ISHARES JPX-NIKKEI 4|UBSS|UBS Securities LLC|3512
JPXN|ISHARES JPX-NIKKEI 4|VGRD|Vanguard Marketing Corporation|109
JPXN|ISHARES JPX-NIKKEI 4|WCHV|WELLS FARGO SECURITIES, LLC|2338
JPXN|ISHARES JPX-NIKKEI 4|WGIF|CIBC World Markets Inc.|20
JQC|NUVEEN CREDIT STRTGS|ADAM|CANACCORD GENUITY INC.|3052
JQC|NUVEEN CREDIT STRTGS|ALTX|Alternet Securities Inc.|4821
JQC|NUVEEN CREDIT STRTGS|APCC|Apex Clearing Corporation|15614
JQC|NUVEEN CREDIT STRTGS|BANK|Primevest Financial Services, Inc.|110
JQC|NUVEEN CREDIT STRTGS|BARD|Robert W. Baird & Co. Incorporated|4079
JQC|NUVEEN CREDIT STRTGS|BATM|CBOE TRADING, INC.|1200
JQC|NUVEEN CREDIT STRTGS|BBNT|BB&T SECURITIES, LLC|2912
JQC|NUVEEN CREDIT STRTGS|BERN|Sanford C. Bernstein & Co., LLC|1700
JQC|NUVEEN CREDIT STRTGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6398
JQC|NUVEEN CREDIT STRTGS|BTIG|BTIG, LLC|4345
JQC|NUVEEN CREDIT STRTGS|CANT|Cantor Fitzgerald & Co.|40373
JQC|NUVEEN CREDIT STRTGS|CHAS|Charles Schwab & Co., Inc.|36314
JQC|NUVEEN CREDIT STRTGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30413
JQC|NUVEEN CREDIT STRTGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47566
JQC|NUVEEN CREDIT STRTGS|CTDL|Citadel Derivatives Group Llc|520
JQC|NUVEEN CREDIT STRTGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|32666
JQC|NUVEEN CREDIT STRTGS|DADA|D.A. Davidson & Co.|1835
JQC|NUVEEN CREDIT STRTGS|DBAX|Deutsche Bank Securities Inc.|25700
JQC|NUVEEN CREDIT STRTGS|DEAN|MORGAN STANLEY|243296
JQC|NUVEEN CREDIT STRTGS|EBXL|EBX LLC|35800
JQC|NUVEEN CREDIT STRTGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|18245
JQC|NUVEEN CREDIT STRTGS|EDJO|Edward D. Jones & Co., L.P.|14780
JQC|NUVEEN CREDIT STRTGS|EGAM|CBOE TRADING, INC.|4685
JQC|NUVEEN CREDIT STRTGS|EGXM|CBOE TRADING, INC.|5221
JQC|NUVEEN CREDIT STRTGS|EGXW|CBOE TRADING, INC.|200
JQC|NUVEEN CREDIT STRTGS|ETBE|Electronic Transaction Clearing, Inc.|2198
JQC|NUVEEN CREDIT STRTGS|ETRS|E*Trade Securities LLC|36745
JQC|NUVEEN CREDIT STRTGS|FBSB|U.S. Bancorp Investments, Inc.|16
JQC|NUVEEN CREDIT STRTGS|FILL|Tradestation Securities, Inc.|1000
JQC|NUVEEN CREDIT STRTGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17638
JQC|NUVEEN CREDIT STRTGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48090
JQC|NUVEEN CREDIT STRTGS|FTBR|Foliofn Investments, Inc.|46333
JQC|NUVEEN CREDIT STRTGS|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
JQC|NUVEEN CREDIT STRTGS|GLPX|ACS EXECUTION SERVICES, LLC|2200
JQC|NUVEEN CREDIT STRTGS|GSCO|GOLDMAN SACHS & CO. LLC|40543
JQC|NUVEEN CREDIT STRTGS|GSCS|GOLDMAN SACHS & CO. LLC|600
JQC|NUVEEN CREDIT STRTGS|GSLT|GOLDMAN SACHS & CO. LLC|2412
JQC|NUVEEN CREDIT STRTGS|GTSZ|GTS SECURITIES LLC|700
JQC|NUVEEN CREDIT STRTGS|HRBF|American Enterprise Investment Services Inc.|59590
JQC|NUVEEN CREDIT STRTGS|IATS|INTERACTIVE BROKERS LLC|20826
JQC|NUVEEN CREDIT STRTGS|IBKR|Interactive Brokers Llc|38812
JQC|NUVEEN CREDIT STRTGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18311
JQC|NUVEEN CREDIT STRTGS|ICBX|INSTINET, LLC|16186
JQC|NUVEEN CREDIT STRTGS|INCA|INSTINET, LLC|8883
JQC|NUVEEN CREDIT STRTGS|ITGI|ITG Inc.|6976
JQC|NUVEEN CREDIT STRTGS|ITGP|ITG INC.|13600
JQC|NUVEEN CREDIT STRTGS|JANY|Janney Montgomery Scott Inc.|8550
JQC|NUVEEN CREDIT STRTGS|JEFF|JEFFERIES LLC|200
JQC|NUVEEN CREDIT STRTGS|JMPT|JUMP TRADING, LLC|540
JQC|NUVEEN CREDIT STRTGS|JPMX|J.P. Morgan Securities LLC|72576
JQC|NUVEEN CREDIT STRTGS|JSJX|JANE STREET CAPITAL LLC|3213
JQC|NUVEEN CREDIT STRTGS|KCGM|VIRTU Americas LLC|24119
JQC|NUVEEN CREDIT STRTGS|LEHM|Barclays Capital Inc./Le|54300
JQC|NUVEEN CREDIT STRTGS|LGNT|COR CLEARING LLC|9
JQC|NUVEEN CREDIT STRTGS|LIME|Lime Brokerage LLC|1095
JQC|NUVEEN CREDIT STRTGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
JQC|NUVEEN CREDIT STRTGS|MAXM|Maxim Group LLC|455
JQC|NUVEEN CREDIT STRTGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66200
JQC|NUVEEN CREDIT STRTGS|MSCO|MORGAN STANLEY & CO. LLC|206287
JQC|NUVEEN CREDIT STRTGS|MSPL|MORGAN STANLEY & CO. LLC|107300
JQC|NUVEEN CREDIT STRTGS|MSTX|MORGAN STANLEY & CO. LLC|400
JQC|NUVEEN CREDIT STRTGS|NATL|National Securities Corporation|1550
JQC|NUVEEN CREDIT STRTGS|NBCS|NBC Securities, INC.|2757
JQC|NUVEEN CREDIT STRTGS|NFSC|National Financial Services LLC|325568
JQC|NUVEEN CREDIT STRTGS|NITE|VIRTU Americas LLC|676981
JQC|NUVEEN CREDIT STRTGS|NQRB|Brut, LLC|300
JQC|NUVEEN CREDIT STRTGS|NTRC|Northern Trust Securities, Inc.|7239
JQC|NUVEEN CREDIT STRTGS|OPCO|Oppenheimer & Co. Inc.|62731
JQC|NUVEEN CREDIT STRTGS|OTAA|OTA LLC|1800
JQC|NUVEEN CREDIT STRTGS|PDQM|CODA MARKETS, INC.|14852
JQC|NUVEEN CREDIT STRTGS|PWJC|UBS Financial Services, Inc.|4000
JQC|NUVEEN CREDIT STRTGS|RBCM|RBC CAPITAL MARKETS, LLC|26601
JQC|NUVEEN CREDIT STRTGS|SAGL|SAGETRADER, LLC|2200
JQC|NUVEEN CREDIT STRTGS|SALI|INTL FCSTONE FINANCIAL INC.|3628
JQC|NUVEEN CREDIT STRTGS|SBRX|MURIEL SIEBERT & CO INC|350
JQC|NUVEEN CREDIT STRTGS|SBSH|Citigroup Global Markets Inc.|170542
JQC|NUVEEN CREDIT STRTGS|SEDS|SPENCER EDWARDS, INC.|1000
JQC|NUVEEN CREDIT STRTGS|SEIC|SEI Investments Distribution Co.|100
JQC|NUVEEN CREDIT STRTGS|SGMT|GOLDMAN SACHS & CO. LLC|26230
JQC|NUVEEN CREDIT STRTGS|SPDR|SPEEDROUTE LLC|200
JQC|NUVEEN CREDIT STRTGS|STFL|Stifel, Nicolaus & Company, Incorporated|192355
JQC|NUVEEN CREDIT STRTGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
JQC|NUVEEN CREDIT STRTGS|SWIM|TD Ameritrade, Inc.|7770
JQC|NUVEEN CREDIT STRTGS|SWST|Hilltop Securities Inc.|9020
JQC|NUVEEN CREDIT STRTGS|TRBT|Tradebot Systems, Inc.|3661
JQC|NUVEEN CREDIT STRTGS|UBSA|UBS SECURITIES LLC|98255
JQC|NUVEEN CREDIT STRTGS|UBSS|UBS Securities LLC|354184
JQC|NUVEEN CREDIT STRTGS|VALX|VIRTU AMERICAS LLC|27560
JQC|NUVEEN CREDIT STRTGS|VERT|The Vertical Trading Group, LLC|1205
JQC|NUVEEN CREDIT STRTGS|VGRD|Vanguard Marketing Corporation|18078
JQC|NUVEEN CREDIT STRTGS|WBET|Wallachbeth Capital LLC|79090
JQC|NUVEEN CREDIT STRTGS|WCHV|WELLS FARGO SECURITIES, LLC|199886
JQC|NUVEEN CREDIT STRTGS|WEDB|WEDBUSH SECURITIES INC.|3022
JQC|NUVEEN CREDIT STRTGS|WEED|Weeden & Co.L.P.|71778
JQC|NUVEEN CREDIT STRTGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55261
JQC|NUVEEN CREDIT STRTGS|WSEA|WOLVERINE SECURITIES, LLC|4300
JQC|NUVEEN CREDIT STRTGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|21100
JQC|NUVEEN CREDIT STRTGS|YKNA|COMHAR CAPITAL MARKETS, LLC|398
JQC|NUVEEN CREDIT STRTGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64081
JQUA|JPMORGAN U.S. QUALIT|ETRS|E*Trade Securities LLC|35
JQUA|JPMORGAN U.S. QUALIT|JSJX|JANE STREET CAPITAL LLC|55
JQUA|JPMORGAN U.S. QUALIT|NFSC|National Financial Services LLC|3
JQUA|JPMORGAN U.S. QUALIT|NITE|VIRTU Americas LLC|43
JRI|NUVEEN REAL ASSET|AGIS|Aegis Capital Corp.|1000
JRI|NUVEEN REAL ASSET|ALTX|Alternet Securities Inc.|1000
JRI|NUVEEN REAL ASSET|APCC|Apex Clearing Corporation|176
JRI|NUVEEN REAL ASSET|BANK|Primevest Financial Services, Inc.|6
JRI|NUVEEN REAL ASSET|BARD|Robert W. Baird & Co. Incorporated|6675
JRI|NUVEEN REAL ASSET|BATM|CBOE TRADING, INC.|166
JRI|NUVEEN REAL ASSET|BBNT|BB&T SECURITIES, LLC|2501
JRI|NUVEEN REAL ASSET|BERN|Sanford C. Bernstein & Co., LLC|3100
JRI|NUVEEN REAL ASSET|BTIG|BTIG, LLC|1045
JRI|NUVEEN REAL ASSET|CHAS|Charles Schwab & Co., Inc.|4381
JRI|NUVEEN REAL ASSET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
JRI|NUVEEN REAL ASSET|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
JRI|NUVEEN REAL ASSET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7204
JRI|NUVEEN REAL ASSET|CXCX|CITIGROUP GLOBAL MARKETS INC.|11120
JRI|NUVEEN REAL ASSET|DADA|D.A. Davidson & Co.|1962
JRI|NUVEEN REAL ASSET|DAVA|Davenport & Company LLC|1250
JRI|NUVEEN REAL ASSET|DBAX|Deutsche Bank Securities Inc.|4800
JRI|NUVEEN REAL ASSET|DEAN|MORGAN STANLEY|61056
JRI|NUVEEN REAL ASSET|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4892
JRI|NUVEEN REAL ASSET|EBXL|EBX LLC|6800
JRI|NUVEEN REAL ASSET|EDJO|Edward D. Jones & Co., L.P.|1321
JRI|NUVEEN REAL ASSET|EGAM|CBOE TRADING, INC.|946
JRI|NUVEEN REAL ASSET|ESPO|ESPOSITO SECURITIES, LLC|662
JRI|NUVEEN REAL ASSET|ETBE|Electronic Transaction Clearing, Inc.|100
JRI|NUVEEN REAL ASSET|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
JRI|NUVEEN REAL ASSET|ETRS|E*Trade Securities LLC|11030
JRI|NUVEEN REAL ASSET|FBSB|U.S. Bancorp Investments, Inc.|26
JRI|NUVEEN REAL ASSET|FILL|Tradestation Securities, Inc.|220
JRI|NUVEEN REAL ASSET|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|838
JRI|NUVEEN REAL ASSET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6727
JRI|NUVEEN REAL ASSET|FTBR|Foliofn Investments, Inc.|2300
JRI|NUVEEN REAL ASSET|GLIS|TD Securities Inc|100
JRI|NUVEEN REAL ASSET|GLPX|ACS EXECUTION SERVICES, LLC|4891
JRI|NUVEEN REAL ASSET|GSCO|GOLDMAN SACHS & CO. LLC|10967
JRI|NUVEEN REAL ASSET|GSCS|GOLDMAN SACHS & CO. LLC|200
JRI|NUVEEN REAL ASSET|GTSZ|GTS SECURITIES LLC|400
JRI|NUVEEN REAL ASSET|HRBF|American Enterprise Investment Services Inc.|32561
JRI|NUVEEN REAL ASSET|IATS|INTERACTIVE BROKERS LLC|4000
JRI|NUVEEN REAL ASSET|IBKR|Interactive Brokers Llc|8489
JRI|NUVEEN REAL ASSET|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9308
JRI|NUVEEN REAL ASSET|ICBX|INSTINET, LLC|664
JRI|NUVEEN REAL ASSET|INCA|INSTINET, LLC|4851
JRI|NUVEEN REAL ASSET|INJX|INSTINET, LLC|100
JRI|NUVEEN REAL ASSET|ITGI|ITG Inc.|1515
JRI|NUVEEN REAL ASSET|ITGP|ITG INC.|2600
JRI|NUVEEN REAL ASSET|JANY|Janney Montgomery Scott Inc.|307
JRI|NUVEEN REAL ASSET|JPMX|J.P. Morgan Securities LLC|7194
JRI|NUVEEN REAL ASSET|KCGM|VIRTU Americas LLC|4584
JRI|NUVEEN REAL ASSET|LEHM|Barclays Capital Inc./Le|4600
JRI|NUVEEN REAL ASSET|LIME|Lime Brokerage LLC|617
JRI|NUVEEN REAL ASSET|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1507
JRI|NUVEEN REAL ASSET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9430
JRI|NUVEEN REAL ASSET|MSCO|MORGAN STANLEY & CO. LLC|33882
JRI|NUVEEN REAL ASSET|NFSC|National Financial Services LLC|91466
JRI|NUVEEN REAL ASSET|NITE|VIRTU Americas LLC|231593
JRI|NUVEEN REAL ASSET|NQRB|Brut, LLC|3441
JRI|NUVEEN REAL ASSET|OPCO|Oppenheimer & Co. Inc.|2038
JRI|NUVEEN REAL ASSET|PDQM|CODA MARKETS, INC.|6674
JRI|NUVEEN REAL ASSET|PWJC|UBS Financial Services, Inc.|4511
JRI|NUVEEN REAL ASSET|RBCM|RBC CAPITAL MARKETS, LLC|14437
JRI|NUVEEN REAL ASSET|SALI|INTL FCSTONE FINANCIAL INC.|1067
JRI|NUVEEN REAL ASSET|SBSH|Citigroup Global Markets Inc.|61797
JRI|NUVEEN REAL ASSET|SEIC|SEI Investments Distribution Co.|200
JRI|NUVEEN REAL ASSET|SGMT|GOLDMAN SACHS & CO. LLC|1916
JRI|NUVEEN REAL ASSET|SPDR|SPEEDROUTE LLC|800
JRI|NUVEEN REAL ASSET|STFL|Stifel, Nicolaus & Company, Incorporated|2010
JRI|NUVEEN REAL ASSET|SWIM|TD Ameritrade, Inc.|1298
JRI|NUVEEN REAL ASSET|SWST|Hilltop Securities Inc.|2250
JRI|NUVEEN REAL ASSET|TKNG|ALLY INVEST SECURITIES LLC|1485
JRI|NUVEEN REAL ASSET|TRBT|Tradebot Systems, Inc.|1607
JRI|NUVEEN REAL ASSET|UBSA|UBS SECURITIES LLC|13535
JRI|NUVEEN REAL ASSET|UBSS|UBS Securities LLC|69742
JRI|NUVEEN REAL ASSET|VALX|VIRTU AMERICAS LLC|516
JRI|NUVEEN REAL ASSET|VGRD|Vanguard Marketing Corporation|22584
JRI|NUVEEN REAL ASSET|WCHV|WELLS FARGO SECURITIES, LLC|110064
JRI|NUVEEN REAL ASSET|WCSO|World Choice Securities, Inc.|11
JRI|NUVEEN REAL ASSET|WEDB|WEDBUSH SECURITIES INC.|1817
JRI|NUVEEN REAL ASSET|WEED|Weeden & Co.L.P.|35854
JRI|NUVEEN REAL ASSET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|440
JRI|NUVEEN REAL ASSET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30823
JRI|NUVEEN REAL ASSET|WSEA|WOLVERINE SECURITIES, LLC|3809
JRI|NUVEEN REAL ASSET|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
JRI|NUVEEN REAL ASSET|YKNA|COMHAR CAPITAL MARKETS, LLC|100
JRI|NUVEEN REAL ASSET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6769
JRJC|CHINA FINANCE ONLINE|ALTX|Alternet Securities Inc.|200
JRJC|CHINA FINANCE ONLINE|APCC|Apex Clearing Corporation|9712
JRJC|CHINA FINANCE ONLINE|BATM|CBOE TRADING, INC.|2120
JRJC|CHINA FINANCE ONLINE|CANT|Cantor Fitzgerald & Co.|140
JRJC|CHINA FINANCE ONLINE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4500
JRJC|CHINA FINANCE ONLINE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
JRJC|CHINA FINANCE ONLINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1020
JRJC|CHINA FINANCE ONLINE|DBAB|Deutsche Bank Securities Inc.|7358
JRJC|CHINA FINANCE ONLINE|DBAX|Deutsche Bank Securities Inc.|2800
JRJC|CHINA FINANCE ONLINE|DEGS|RONIN PROFESSIONAL LLC|1899
JRJC|CHINA FINANCE ONLINE|EBXL|EBX LLC|200
JRJC|CHINA FINANCE ONLINE|EGAM|CBOE TRADING, INC.|1600
JRJC|CHINA FINANCE ONLINE|EGXM|CBOE TRADING, INC.|100
JRJC|CHINA FINANCE ONLINE|ETRS|E*Trade Securities LLC|37722
JRJC|CHINA FINANCE ONLINE|FBCO|Credit Suisse Securities (USA) LLC|8129
JRJC|CHINA FINANCE ONLINE|FMAF|NBCN Inc./ CDS|1000
JRJC|CHINA FINANCE ONLINE|FOMA|TD AMERITRADE CLEARING, INC.|39176
JRJC|CHINA FINANCE ONLINE|FQLS|Quantlab Securities LP|90
JRJC|CHINA FINANCE ONLINE|FTBR|Foliofn Investments, Inc.|97
JRJC|CHINA FINANCE ONLINE|GEBB|GLOBAL EXECUTION BROKERS, LP|480
JRJC|CHINA FINANCE ONLINE|GTSZ|GTS SECURITIES LLC|200
JRJC|CHINA FINANCE ONLINE|IATS|INTERACTIVE BROKERS LLC|12270
JRJC|CHINA FINANCE ONLINE|IBKR|Interactive Brokers Llc|63676
JRJC|CHINA FINANCE ONLINE|ICBX|INSTINET, LLC|200
JRJC|CHINA FINANCE ONLINE|INCA|INSTINET, LLC|22416
JRJC|CHINA FINANCE ONLINE|ITGI|ITG Inc.|2231
JRJC|CHINA FINANCE ONLINE|ITGP|ITG INC.|3400
JRJC|CHINA FINANCE ONLINE|KCGM|VIRTU Americas LLC|38
JRJC|CHINA FINANCE ONLINE|LEHM|Barclays Capital Inc./Le|3600
JRJC|CHINA FINANCE ONLINE|LIME|Lime Brokerage LLC|3910
JRJC|CHINA FINANCE ONLINE|MSCO|MORGAN STANLEY & CO. LLC|21707
JRJC|CHINA FINANCE ONLINE|MSPL|MORGAN STANLEY & CO. LLC|2400
JRJC|CHINA FINANCE ONLINE|NFSC|National Financial Services LLC|19764
JRJC|CHINA FINANCE ONLINE|NITE|VIRTU Americas LLC|55293
JRJC|CHINA FINANCE ONLINE|NQRB|Brut, LLC|500
JRJC|CHINA FINANCE ONLINE|PCPT|PHILLIP CAPITAL INC.|9187
JRJC|CHINA FINANCE ONLINE|SBSH|Citigroup Global Markets Inc.|34986
JRJC|CHINA FINANCE ONLINE|SPDR|SPEEDROUTE LLC|1720
JRJC|CHINA FINANCE ONLINE|SPTD|MINT GLOBAL MARKETS, INC.|100
JRJC|CHINA FINANCE ONLINE|SWIM|TD Ameritrade, Inc.|4010
JRJC|CHINA FINANCE ONLINE|TKNG|ALLY INVEST SECURITIES LLC|7086
JRJC|CHINA FINANCE ONLINE|TRCM|TRC MARKETS LLC|2761
JRJC|CHINA FINANCE ONLINE|UBSA|UBS SECURITIES LLC|5120
JRJC|CHINA FINANCE ONLINE|UBSS|UBS Securities LLC|23498
JRJC|CHINA FINANCE ONLINE|VALX|VIRTU AMERICAS LLC|800
JRJC|CHINA FINANCE ONLINE|VGRD|Vanguard Marketing Corporation|422
JRJC|CHINA FINANCE ONLINE|WCHV|WELLS FARGO SECURITIES, LLC|1000
JRJC|CHINA FINANCE ONLINE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1239
JRJC|CHINA FINANCE ONLINE|WGIF|CIBC World Markets Inc.|1000
JRJC|CHINA FINANCE ONLINE|WSEA|WOLVERINE SECURITIES, LLC|5232
JRO|NUVEEN FLOATING RATE|AGIS|Aegis Capital Corp.|50
JRO|NUVEEN FLOATING RATE|ALTX|Alternet Securities Inc.|200
JRO|NUVEEN FLOATING RATE|APCC|Apex Clearing Corporation|329
JRO|NUVEEN FLOATING RATE|BARD|Robert W. Baird & Co. Incorporated|5300
JRO|NUVEEN FLOATING RATE|BATM|CBOE TRADING, INC.|298
JRO|NUVEEN FLOATING RATE|BBNT|BB&T SECURITIES, LLC|445
JRO|NUVEEN FLOATING RATE|BERN|Sanford C. Bernstein & Co., LLC|500
JRO|NUVEEN FLOATING RATE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|461
JRO|NUVEEN FLOATING RATE|BTIG|BTIG, LLC|2171
JRO|NUVEEN FLOATING RATE|CANT|Cantor Fitzgerald & Co.|356
JRO|NUVEEN FLOATING RATE|CHAS|Charles Schwab & Co., Inc.|4828
JRO|NUVEEN FLOATING RATE|CIST|Capital Institutional Services, Inc.|5800
JRO|NUVEEN FLOATING RATE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8289
JRO|NUVEEN FLOATING RATE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
JRO|NUVEEN FLOATING RATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12709
JRO|NUVEEN FLOATING RATE|CTDL|Citadel Derivatives Group Llc|60
JRO|NUVEEN FLOATING RATE|CXCX|CITIGROUP GLOBAL MARKETS INC.|4290
JRO|NUVEEN FLOATING RATE|DADA|D.A. Davidson & Co.|7875
JRO|NUVEEN FLOATING RATE|DBAX|Deutsche Bank Securities Inc.|8700
JRO|NUVEEN FLOATING RATE|DEAN|MORGAN STANLEY|10011
JRO|NUVEEN FLOATING RATE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9409
JRO|NUVEEN FLOATING RATE|EBXL|EBX LLC|17800
JRO|NUVEEN FLOATING RATE|EDJO|Edward D. Jones & Co., L.P.|440
JRO|NUVEEN FLOATING RATE|EGAM|CBOE TRADING, INC.|2100
JRO|NUVEEN FLOATING RATE|EGXM|CBOE TRADING, INC.|2775
JRO|NUVEEN FLOATING RATE|ETBE|Electronic Transaction Clearing, Inc.|200
JRO|NUVEEN FLOATING RATE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2
JRO|NUVEEN FLOATING RATE|ETRS|E*Trade Securities LLC|45312
JRO|NUVEEN FLOATING RATE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8897
JRO|NUVEEN FLOATING RATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14301
JRO|NUVEEN FLOATING RATE|FTBR|Foliofn Investments, Inc.|26562
JRO|NUVEEN FLOATING RATE|GLPX|ACS EXECUTION SERVICES, LLC|708
JRO|NUVEEN FLOATING RATE|GSCO|GOLDMAN SACHS & CO. LLC|1951
JRO|NUVEEN FLOATING RATE|GSCS|GOLDMAN SACHS & CO. LLC|200
JRO|NUVEEN FLOATING RATE|GSLT|GOLDMAN SACHS & CO. LLC|2000
JRO|NUVEEN FLOATING RATE|GTSZ|GTS SECURITIES LLC|100
JRO|NUVEEN FLOATING RATE|HRBF|American Enterprise Investment Services Inc.|55098
JRO|NUVEEN FLOATING RATE|IATS|INTERACTIVE BROKERS LLC|30766
JRO|NUVEEN FLOATING RATE|IBKR|Interactive Brokers Llc|38831
JRO|NUVEEN FLOATING RATE|ICBX|INSTINET, LLC|8800
JRO|NUVEEN FLOATING RATE|INCA|INSTINET, LLC|10695
JRO|NUVEEN FLOATING RATE|ITGI|ITG Inc.|36760
JRO|NUVEEN FLOATING RATE|ITGP|ITG INC.|21600
JRO|NUVEEN FLOATING RATE|JANY|Janney Montgomery Scott Inc.|12067
JRO|NUVEEN FLOATING RATE|JMPT|JUMP TRADING, LLC|188
JRO|NUVEEN FLOATING RATE|JONE|JonesTrading|6853
JRO|NUVEEN FLOATING RATE|JPMX|J.P. Morgan Securities LLC|4600
JRO|NUVEEN FLOATING RATE|JSJX|JANE STREET CAPITAL LLC|600
JRO|NUVEEN FLOATING RATE|KCGM|VIRTU Americas LLC|2424
JRO|NUVEEN FLOATING RATE|LEHM|Barclays Capital Inc./Le|4000
JRO|NUVEEN FLOATING RATE|LGNT|COR CLEARING LLC|1
JRO|NUVEEN FLOATING RATE|LIME|Lime Brokerage LLC|181
JRO|NUVEEN FLOATING RATE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
JRO|NUVEEN FLOATING RATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
JRO|NUVEEN FLOATING RATE|MOTF|MOTIF INVESTING, INC.|1
JRO|NUVEEN FLOATING RATE|MSCO|MORGAN STANLEY & CO. LLC|58111
JRO|NUVEEN FLOATING RATE|MSPL|MORGAN STANLEY & CO. LLC|9700
JRO|NUVEEN FLOATING RATE|NATL|National Securities Corporation|1300
JRO|NUVEEN FLOATING RATE|NFSC|National Financial Services LLC|304242
JRO|NUVEEN FLOATING RATE|NITE|VIRTU Americas LLC|399843
JRO|NUVEEN FLOATING RATE|NTBF|BMO Nesbitt Burns Inc./CDS|500
JRO|NUVEEN FLOATING RATE|OPCO|Oppenheimer & Co. Inc.|8613
JRO|NUVEEN FLOATING RATE|PDQM|CODA MARKETS, INC.|2290
JRO|NUVEEN FLOATING RATE|PWJC|UBS Financial Services, Inc.|300
JRO|NUVEEN FLOATING RATE|RBCM|RBC CAPITAL MARKETS, LLC|13092
JRO|NUVEEN FLOATING RATE|SALI|INTL FCSTONE FINANCIAL INC.|1501
JRO|NUVEEN FLOATING RATE|SBSH|Citigroup Global Markets Inc.|10710
JRO|NUVEEN FLOATING RATE|SGMT|GOLDMAN SACHS & CO. LLC|8126
JRO|NUVEEN FLOATING RATE|SPDR|SPEEDROUTE LLC|1700
JRO|NUVEEN FLOATING RATE|STFL|Stifel, Nicolaus & Company, Incorporated|11247
JRO|NUVEEN FLOATING RATE|SWIM|TD Ameritrade, Inc.|8053
JRO|NUVEEN FLOATING RATE|SWST|Hilltop Securities Inc.|21818
JRO|NUVEEN FLOATING RATE|TKNG|ALLY INVEST SECURITIES LLC|120
JRO|NUVEEN FLOATING RATE|TRBT|Tradebot Systems, Inc.|1202
JRO|NUVEEN FLOATING RATE|UBSA|UBS SECURITIES LLC|36147
JRO|NUVEEN FLOATING RATE|UBSS|UBS Securities LLC|128743
JRO|NUVEEN FLOATING RATE|VALX|VIRTU AMERICAS LLC|3675
JRO|NUVEEN FLOATING RATE|VGRD|Vanguard Marketing Corporation|34454
JRO|NUVEEN FLOATING RATE|VNDM|Wall Street Access|1788
JRO|NUVEEN FLOATING RATE|WABR|Wall Street Access|100
JRO|NUVEEN FLOATING RATE|WCHV|WELLS FARGO SECURITIES, LLC|47123
JRO|NUVEEN FLOATING RATE|WEDB|WEDBUSH SECURITIES INC.|3590
JRO|NUVEEN FLOATING RATE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1191
JRO|NUVEEN FLOATING RATE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22662
JRO|NUVEEN FLOATING RATE|WSEA|WOLVERINE SECURITIES, LLC|2044
JRO|NUVEEN FLOATING RATE|XSTM|NATIONAL FINANCIAL SERVICES LLC|9200
JRO|NUVEEN FLOATING RATE|YKNA|COMHAR CAPITAL MARKETS, LLC|687
JRO|NUVEEN FLOATING RATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40897
JRS|NUVEEN RL EST INC FD|ALTX|Alternet Securities Inc.|700
JRS|NUVEEN RL EST INC FD|APCC|Apex Clearing Corporation|42
JRS|NUVEEN RL EST INC FD|BARD|Robert W. Baird & Co. Incorporated|7772
JRS|NUVEEN RL EST INC FD|BATM|CBOE TRADING, INC.|100
JRS|NUVEEN RL EST INC FD|BAYC|BAY CREST PARTNERS, LLC|2469
JRS|NUVEEN RL EST INC FD|BERN|Sanford C. Bernstein & Co., LLC|3500
JRS|NUVEEN RL EST INC FD|BLKX|INSTINET, LLC|8600
JRS|NUVEEN RL EST INC FD|BTIG|BTIG, LLC|8207
JRS|NUVEEN RL EST INC FD|BYXM|CBOE TRADING, INC.|791
JRS|NUVEEN RL EST INC FD|CHAS|Charles Schwab & Co., Inc.|3034
JRS|NUVEEN RL EST INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6948
JRS|NUVEEN RL EST INC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7021
JRS|NUVEEN RL EST INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20084
JRS|NUVEEN RL EST INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3270
JRS|NUVEEN RL EST INC FD|DBAX|Deutsche Bank Securities Inc.|15000
JRS|NUVEEN RL EST INC FD|DEAN|MORGAN STANLEY|25203
JRS|NUVEEN RL EST INC FD|DEGS|RONIN PROFESSIONAL LLC|200
JRS|NUVEEN RL EST INC FD|EBXL|EBX LLC|12900
JRS|NUVEEN RL EST INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1700
JRS|NUVEEN RL EST INC FD|EDJO|Edward D. Jones & Co., L.P.|1132
JRS|NUVEEN RL EST INC FD|EGAM|CBOE TRADING, INC.|2000
JRS|NUVEEN RL EST INC FD|EGXM|CBOE TRADING, INC.|711
JRS|NUVEEN RL EST INC FD|ETBE|Electronic Transaction Clearing, Inc.|200
JRS|NUVEEN RL EST INC FD|ETCB|ETC BROKERAGE SERVICES, LLC|2200
JRS|NUVEEN RL EST INC FD|ETRS|E*Trade Securities LLC|24138
JRS|NUVEEN RL EST INC FD|EVRS|E1 ASSET MANAGEMENT, INC.|800
JRS|NUVEEN RL EST INC FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|60
JRS|NUVEEN RL EST INC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9882
JRS|NUVEEN RL EST INC FD|FTBR|Foliofn Investments, Inc.|256
JRS|NUVEEN RL EST INC FD|GLPX|ACS EXECUTION SERVICES, LLC|1219
JRS|NUVEEN RL EST INC FD|GSCO|GOLDMAN SACHS & CO. LLC|800
JRS|NUVEEN RL EST INC FD|GSCS|GOLDMAN SACHS & CO. LLC|300
JRS|NUVEEN RL EST INC FD|GSLT|GOLDMAN SACHS & CO. LLC|100
JRS|NUVEEN RL EST INC FD|GTSZ|GTS SECURITIES LLC|33
JRS|NUVEEN RL EST INC FD|HRBF|American Enterprise Investment Services Inc.|12767
JRS|NUVEEN RL EST INC FD|IATS|INTERACTIVE BROKERS LLC|6756
JRS|NUVEEN RL EST INC FD|IBKR|Interactive Brokers Llc|50020
JRS|NUVEEN RL EST INC FD|ICBX|INSTINET, LLC|3300
JRS|NUVEEN RL EST INC FD|INCA|INSTINET, LLC|3889
JRS|NUVEEN RL EST INC FD|ITGI|ITG Inc.|7358
JRS|NUVEEN RL EST INC FD|ITGP|ITG INC.|9200
JRS|NUVEEN RL EST INC FD|JANY|Janney Montgomery Scott Inc.|1232
JRS|NUVEEN RL EST INC FD|JMPT|JUMP TRADING, LLC|620
JRS|NUVEEN RL EST INC FD|JPMX|J.P. Morgan Securities LLC|5820
JRS|NUVEEN RL EST INC FD|JSJX|JANE STREET CAPITAL LLC|200
JRS|NUVEEN RL EST INC FD|KCGM|VIRTU Americas LLC|3946
JRS|NUVEEN RL EST INC FD|LEHM|Barclays Capital Inc./Le|9830
JRS|NUVEEN RL EST INC FD|LIME|Lime Brokerage LLC|63
JRS|NUVEEN RL EST INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1001
JRS|NUVEEN RL EST INC FD|MACC|Mid Atlantic Capital Corporation|336
JRS|NUVEEN RL EST INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7074
JRS|NUVEEN RL EST INC FD|MSCO|MORGAN STANLEY & CO. LLC|196466
JRS|NUVEEN RL EST INC FD|MSPL|MORGAN STANLEY & CO. LLC|2700
JRS|NUVEEN RL EST INC FD|NFSC|National Financial Services LLC|140854
JRS|NUVEEN RL EST INC FD|NITE|VIRTU Americas LLC|177458
JRS|NUVEEN RL EST INC FD|NQRB|Brut, LLC|1900
JRS|NUVEEN RL EST INC FD|NTRC|Northern Trust Securities, Inc.|280
JRS|NUVEEN RL EST INC FD|OPCO|Oppenheimer & Co. Inc.|6331
JRS|NUVEEN RL EST INC FD|PDQM|CODA MARKETS, INC.|2318
JRS|NUVEEN RL EST INC FD|PWJC|UBS Financial Services, Inc.|4400
JRS|NUVEEN RL EST INC FD|RBCM|RBC CAPITAL MARKETS, LLC|30335
JRS|NUVEEN RL EST INC FD|SAGC|SAGETRADER, LLC|100
JRS|NUVEEN RL EST INC FD|SALI|INTL FCSTONE FINANCIAL INC.|1900
JRS|NUVEEN RL EST INC FD|SBSH|Citigroup Global Markets Inc.|8848
JRS|NUVEEN RL EST INC FD|SGMT|GOLDMAN SACHS & CO. LLC|3400
JRS|NUVEEN RL EST INC FD|SPDR|SPEEDROUTE LLC|500
JRS|NUVEEN RL EST INC FD|SPHN|Stephens Inc.|810
JRS|NUVEEN RL EST INC FD|SWIM|TD Ameritrade, Inc.|10350
JRS|NUVEEN RL EST INC FD|SWST|Hilltop Securities Inc.|28223
JRS|NUVEEN RL EST INC FD|TKNG|ALLY INVEST SECURITIES LLC|227
JRS|NUVEEN RL EST INC FD|TRBT|Tradebot Systems, Inc.|2000
JRS|NUVEEN RL EST INC FD|TRCM|TRC MARKETS LLC|200
JRS|NUVEEN RL EST INC FD|TWTT|TASTYWORKS, INC.|200
JRS|NUVEEN RL EST INC FD|UBSA|UBS SECURITIES LLC|39354
JRS|NUVEEN RL EST INC FD|UBSS|UBS Securities LLC|142515
JRS|NUVEEN RL EST INC FD|VGRD|Vanguard Marketing Corporation|14295
JRS|NUVEEN RL EST INC FD|WCHV|WELLS FARGO SECURITIES, LLC|40578
JRS|NUVEEN RL EST INC FD|WEED|Weeden & Co.L.P.|3900
JRS|NUVEEN RL EST INC FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|183
JRS|NUVEEN RL EST INC FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32093
JRS|NUVEEN RL EST INC FD|WSEA|WOLVERINE SECURITIES, LLC|1528
JRS|NUVEEN RL EST INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
JRS|NUVEEN RL EST INC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|199
JRS|NUVEEN RL EST INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30694
JRSH|JERASH HDGS (US) CM|AGIS|Aegis Capital Corp.|1000
JRSH|JERASH HDGS (US) CM|ALTX|Alternet Securities Inc.|2322
JRSH|JERASH HDGS (US) CM|APCC|Apex Clearing Corporation|11160
JRSH|JERASH HDGS (US) CM|BATM|CBOE TRADING, INC.|627
JRSH|JERASH HDGS (US) CM|BAYT|BTIG, LLC|1200
JRSH|JERASH HDGS (US) CM|BYXM|CBOE TRADING, INC.|200
JRSH|JERASH HDGS (US) CM|CHAS|Charles Schwab & Co., Inc.|15166
JRSH|JERASH HDGS (US) CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7367
JRSH|JERASH HDGS (US) CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4472
JRSH|JERASH HDGS (US) CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4356
JRSH|JERASH HDGS (US) CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16765
JRSH|JERASH HDGS (US) CM|CTDL|Citadel Derivatives Group Llc|652
JRSH|JERASH HDGS (US) CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1162
JRSH|JERASH HDGS (US) CM|DBAB|Deutsche Bank Securities Inc.|200
JRSH|JERASH HDGS (US) CM|DBAX|Deutsche Bank Securities Inc.|7600
JRSH|JERASH HDGS (US) CM|DEGS|RONIN PROFESSIONAL LLC|26216
JRSH|JERASH HDGS (US) CM|EBXL|EBX LLC|4600
JRSH|JERASH HDGS (US) CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2700
JRSH|JERASH HDGS (US) CM|EGAM|CBOE TRADING, INC.|1054
JRSH|JERASH HDGS (US) CM|EGXM|CBOE TRADING, INC.|1400
JRSH|JERASH HDGS (US) CM|EGXW|CBOE TRADING, INC.|100
JRSH|JERASH HDGS (US) CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|400
JRSH|JERASH HDGS (US) CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5756
JRSH|JERASH HDGS (US) CM|ETRS|E*Trade Securities LLC|220407
JRSH|JERASH HDGS (US) CM|FBCO|Credit Suisse Securities (USA) LLC|46713
JRSH|JERASH HDGS (US) CM|FILL|Tradestation Securities, Inc.|7131
JRSH|JERASH HDGS (US) CM|FOMA|TD AMERITRADE CLEARING, INC.|209885
JRSH|JERASH HDGS (US) CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|508
JRSH|JERASH HDGS (US) CM|FTBR|Foliofn Investments, Inc.|7
JRSH|JERASH HDGS (US) CM|GEBB|GLOBAL EXECUTION BROKERS, LP|460
JRSH|JERASH HDGS (US) CM|GLPX|ACS EXECUTION SERVICES, LLC|47824
JRSH|JERASH HDGS (US) CM|GSCO|GOLDMAN SACHS & CO. LLC|10830
JRSH|JERASH HDGS (US) CM|GSCS|GOLDMAN SACHS & CO. LLC|1425
JRSH|JERASH HDGS (US) CM|GSLT|GOLDMAN SACHS & CO. LLC|10286
JRSH|JERASH HDGS (US) CM|GTSZ|GTS SECURITIES LLC|27980
JRSH|JERASH HDGS (US) CM|HRBF|American Enterprise Investment Services Inc.|14911
JRSH|JERASH HDGS (US) CM|IATS|INTERACTIVE BROKERS LLC|14119
JRSH|JERASH HDGS (US) CM|IBKR|Interactive Brokers Llc|205771
JRSH|JERASH HDGS (US) CM|ICBX|INSTINET, LLC|1900
JRSH|JERASH HDGS (US) CM|INCA|INSTINET, LLC|47529
JRSH|JERASH HDGS (US) CM|ITGI|ITG Inc.|11377
JRSH|JERASH HDGS (US) CM|ITGP|ITG INC.|4400
JRSH|JERASH HDGS (US) CM|JMPT|JUMP TRADING, LLC|90
JRSH|JERASH HDGS (US) CM|JPMX|J.P. Morgan Securities LLC|2176
JRSH|JERASH HDGS (US) CM|KCGM|VIRTU Americas LLC|2350
JRSH|JERASH HDGS (US) CM|LEHM|Barclays Capital Inc./Le|28388
JRSH|JERASH HDGS (US) CM|LIME|Lime Brokerage LLC|30862
JRSH|JERASH HDGS (US) CM|LSCI|Lek Securities Corporation|300
JRSH|JERASH HDGS (US) CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
JRSH|JERASH HDGS (US) CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5700
JRSH|JERASH HDGS (US) CM|MSCO|MORGAN STANLEY & CO. LLC|86309
JRSH|JERASH HDGS (US) CM|MSPL|MORGAN STANLEY & CO. LLC|2200
JRSH|JERASH HDGS (US) CM|NFSC|National Financial Services LLC|83494
JRSH|JERASH HDGS (US) CM|NITE|VIRTU Americas LLC|315468
JRSH|JERASH HDGS (US) CM|NITP|VIRTU Americas LLC|100
JRSH|JERASH HDGS (US) CM|NTFN|Network 1 Financial Securities Inc.|22057
JRSH|JERASH HDGS (US) CM|PCPT|PHILLIP CAPITAL INC.|3150
JRSH|JERASH HDGS (US) CM|PDQM|CODA MARKETS, INC.|55869
JRSH|JERASH HDGS (US) CM|PWJC|UBS Financial Services, Inc.|2400
JRSH|JERASH HDGS (US) CM|SAGL|SAGETRADER, LLC|2300
JRSH|JERASH HDGS (US) CM|SBSH|Citigroup Global Markets Inc.|29470
JRSH|JERASH HDGS (US) CM|SGMT|GOLDMAN SACHS & CO. LLC|6821
JRSH|JERASH HDGS (US) CM|SPDR|SPEEDROUTE LLC|9001
JRSH|JERASH HDGS (US) CM|SPTD|MINT GLOBAL MARKETS, INC.|2000
JRSH|JERASH HDGS (US) CM|STFL|Stifel, Nicolaus & Company, Incorporated|1200
JRSH|JERASH HDGS (US) CM|SWIM|TD Ameritrade, Inc.|176952
JRSH|JERASH HDGS (US) CM|TKNG|ALLY INVEST SECURITIES LLC|6125
JRSH|JERASH HDGS (US) CM|TRCM|TRC MARKETS LLC|4285
JRSH|JERASH HDGS (US) CM|UBSA|UBS SECURITIES LLC|16856
JRSH|JERASH HDGS (US) CM|UBSS|UBS Securities LLC|62133
JRSH|JERASH HDGS (US) CM|VSIN|Vision Financial Markets Llc|900
JRSH|JERASH HDGS (US) CM|WCHV|WELLS FARGO SECURITIES, LLC|3500
JRSH|JERASH HDGS (US) CM|WEDB|WEDBUSH SECURITIES INC.|12148
JRSH|JERASH HDGS (US) CM|WGIF|CIBC World Markets Inc.|300
JRSH|JERASH HDGS (US) CM|WSEA|WOLVERINE SECURITIES, LLC|4357
JRSH|JERASH HDGS (US) CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
JRSH|JERASH HDGS (US) CM|YKNA|COMHAR CAPITAL MARKETS, LLC|6138
JRVR|JAMES RIVER GP HD CM|ALTX|Alternet Securities Inc.|3389
JRVR|JAMES RIVER GP HD CM|APCC|Apex Clearing Corporation|11
JRVR|JAMES RIVER GP HD CM|BANK|Primevest Financial Services, Inc.|7
JRVR|JAMES RIVER GP HD CM|BARD|Robert W. Baird & Co. Incorporated|3485
JRVR|JAMES RIVER GP HD CM|BATM|CBOE TRADING, INC.|517
JRVR|JAMES RIVER GP HD CM|BERN|Sanford C. Bernstein & Co., LLC|2456
JRVR|JAMES RIVER GP HD CM|BIDS|BIDS TRADING L.P.|74270
JRVR|JAMES RIVER GP HD CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|299
JRVR|JAMES RIVER GP HD CM|BLKX|INSTINET, LLC|61082
JRVR|JAMES RIVER GP HD CM|BMOC|BMO Capital Markets Corp.|4107
JRVR|JAMES RIVER GP HD CM|BNPX|BNP PARIBAS SECURITIES CORP.|7067
JRVR|JAMES RIVER GP HD CM|BTIG|BTIG, LLC|114743
JRVR|JAMES RIVER GP HD CM|BYXM|CBOE TRADING, INC.|222
JRVR|JAMES RIVER GP HD CM|BZYD|GOLDMAN SACHS & CO. LLC|1011
JRVR|JAMES RIVER GP HD CM|CANT|Cantor Fitzgerald & Co.|4868
JRVR|JAMES RIVER GP HD CM|CHAS|Charles Schwab & Co., Inc.|5068
JRVR|JAMES RIVER GP HD CM|CIST|Capital Institutional Services, Inc.|463
JRVR|JAMES RIVER GP HD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56878
JRVR|JAMES RIVER GP HD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|543
JRVR|JAMES RIVER GP HD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80186
JRVR|JAMES RIVER GP HD CM|CTDL|Citadel Derivatives Group Llc|18461
JRVR|JAMES RIVER GP HD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|24170
JRVR|JAMES RIVER GP HD CM|DADA|D.A. Davidson & Co.|42
JRVR|JAMES RIVER GP HD CM|DAVA|Davenport & Company LLC|29
JRVR|JAMES RIVER GP HD CM|DBAB|Deutsche Bank Securities Inc.|122448
JRVR|JAMES RIVER GP HD CM|DBAX|Deutsche Bank Securities Inc.|45300
JRVR|JAMES RIVER GP HD CM|DEAN|MORGAN STANLEY|3716
JRVR|JAMES RIVER GP HD CM|DEGS|RONIN PROFESSIONAL LLC|1300
JRVR|JAMES RIVER GP HD CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7
JRVR|JAMES RIVER GP HD CM|EBXL|EBX LLC|41100
JRVR|JAMES RIVER GP HD CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2350
JRVR|JAMES RIVER GP HD CM|EDJO|Edward D. Jones & Co., L.P.|379
JRVR|JAMES RIVER GP HD CM|EGAM|CBOE TRADING, INC.|3779
JRVR|JAMES RIVER GP HD CM|EGAW|CBOE TRADING, INC.|100
JRVR|JAMES RIVER GP HD CM|EGMT|EG MARKET TECHNOLOGIES LLC|900
JRVR|JAMES RIVER GP HD CM|EGXM|CBOE TRADING, INC.|1372
JRVR|JAMES RIVER GP HD CM|ETBE|Electronic Transaction Clearing, Inc.|10797
JRVR|JAMES RIVER GP HD CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|123
JRVR|JAMES RIVER GP HD CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4550
JRVR|JAMES RIVER GP HD CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10628
JRVR|JAMES RIVER GP HD CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
JRVR|JAMES RIVER GP HD CM|ETRS|E*Trade Securities LLC|1332
JRVR|JAMES RIVER GP HD CM|FBCO|Credit Suisse Securities (USA) LLC|494941
JRVR|JAMES RIVER GP HD CM|FMAF|NBCN Inc./ CDS|2355
JRVR|JAMES RIVER GP HD CM|FOMA|TD AMERITRADE CLEARING, INC.|2329
JRVR|JAMES RIVER GP HD CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4462
JRVR|JAMES RIVER GP HD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60366
JRVR|JAMES RIVER GP HD CM|FTBR|Foliofn Investments, Inc.|250
JRVR|JAMES RIVER GP HD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|10258
JRVR|JAMES RIVER GP HD CM|GLPX|ACS EXECUTION SERVICES, LLC|4371
JRVR|JAMES RIVER GP HD CM|GSCO|GOLDMAN SACHS & CO. LLC|389284
JRVR|JAMES RIVER GP HD CM|GSCS|GOLDMAN SACHS & CO. LLC|62889
JRVR|JAMES RIVER GP HD CM|GSLT|GOLDMAN SACHS & CO. LLC|1112
JRVR|JAMES RIVER GP HD CM|GTSZ|GTS SECURITIES LLC|21163
JRVR|JAMES RIVER GP HD CM|HRBF|American Enterprise Investment Services Inc.|1041
JRVR|JAMES RIVER GP HD CM|HSBC|HSBC Securities, Inc.|5973
JRVR|JAMES RIVER GP HD CM|IATS|INTERACTIVE BROKERS LLC|1400
JRVR|JAMES RIVER GP HD CM|IBKR|Interactive Brokers Llc|5715
JRVR|JAMES RIVER GP HD CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
JRVR|JAMES RIVER GP HD CM|ICBX|INSTINET, LLC|17100
JRVR|JAMES RIVER GP HD CM|IEQY|CITADEL SECURITIES LLC|16855
JRVR|JAMES RIVER GP HD CM|INCA|INSTINET, LLC|96993
JRVR|JAMES RIVER GP HD CM|INJX|INSTINET, LLC|28315
JRVR|JAMES RIVER GP HD CM|ITGI|ITG Inc.|89468
JRVR|JAMES RIVER GP HD CM|ITGP|ITG INC.|61400
JRVR|JAMES RIVER GP HD CM|JANY|Janney Montgomery Scott Inc.|812
JRVR|JAMES RIVER GP HD CM|JEFF|JEFFERIES LLC|124029
JRVR|JAMES RIVER GP HD CM|JMPT|JUMP TRADING, LLC|12625
JRVR|JAMES RIVER GP HD CM|JONE|JonesTrading|228
JRVR|JAMES RIVER GP HD CM|JPBX|J.P. MORGAN SECURITIES LLC|26283
JRVR|JAMES RIVER GP HD CM|JPMX|J.P. Morgan Securities LLC|233221
JRVR|JAMES RIVER GP HD CM|JSJX|JANE STREET CAPITAL LLC|3067
JRVR|JAMES RIVER GP HD CM|JSSF|JMP Securities LLC|1870
JRVR|JAMES RIVER GP HD CM|KBWI|Keefe, Bruyette & Woods, Inc.|16072
JRVR|JAMES RIVER GP HD CM|KCGM|VIRTU Americas LLC|6027
JRVR|JAMES RIVER GP HD CM|LEHM|Barclays Capital Inc./Le|221411
JRVR|JAMES RIVER GP HD CM|LGNT|COR CLEARING LLC|4
JRVR|JAMES RIVER GP HD CM|LIME|Lime Brokerage LLC|128337
JRVR|JAMES RIVER GP HD CM|LMGP|LIME BROKERAGE LLC|2400
JRVR|JAMES RIVER GP HD CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|200000
JRVR|JAMES RIVER GP HD CM|LOOP|Loop Capital Markets LLC|527
JRVR|JAMES RIVER GP HD CM|LQNA|LIQUIDNET, INC.|77200
JRVR|JAMES RIVER GP HD CM|MAXM|Maxim Group LLC|2783
JRVR|JAMES RIVER GP HD CM|MKMP|MKM Partners LLC|3100
JRVR|JAMES RIVER GP HD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37430
JRVR|JAMES RIVER GP HD CM|MSCO|MORGAN STANLEY & CO. LLC|491623
JRVR|JAMES RIVER GP HD CM|MSPL|MORGAN STANLEY & CO. LLC|81500
JRVR|JAMES RIVER GP HD CM|MSTX|MORGAN STANLEY & CO. LLC|7500
JRVR|JAMES RIVER GP HD CM|NFSC|National Financial Services LLC|11515
JRVR|JAMES RIVER GP HD CM|NITE|VIRTU Americas LLC|35810
JRVR|JAMES RIVER GP HD CM|NITP|VIRTU Americas LLC|4179
JRVR|JAMES RIVER GP HD CM|NQRB|Brut, LLC|3130
JRVR|JAMES RIVER GP HD CM|NTRC|Northern Trust Securities, Inc.|4087
JRVR|JAMES RIVER GP HD CM|OPCO|Oppenheimer & Co. Inc.|1408
JRVR|JAMES RIVER GP HD CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1356
JRVR|JAMES RIVER GP HD CM|PDQM|CODA MARKETS, INC.|19254
JRVR|JAMES RIVER GP HD CM|RAJA|Raymond James & Associates, Inc.|7911
JRVR|JAMES RIVER GP HD CM|RBCM|RBC CAPITAL MARKETS, LLC|2849
JRVR|JAMES RIVER GP HD CM|RHCO|Suntrust Robinson Humphrey, Inc.|3400
JRVR|JAMES RIVER GP HD CM|SAGL|SAGETRADER, LLC|5714
JRVR|JAMES RIVER GP HD CM|SBSH|Citigroup Global Markets Inc.|117612
JRVR|JAMES RIVER GP HD CM|SEIC|SEI Investments Distribution Co.|400
JRVR|JAMES RIVER GP HD CM|SGMT|GOLDMAN SACHS & CO. LLC|21659
JRVR|JAMES RIVER GP HD CM|SPDR|SPEEDROUTE LLC|4612
JRVR|JAMES RIVER GP HD CM|SPHN|Stephens Inc.|698
JRVR|JAMES RIVER GP HD CM|SWIM|TD Ameritrade, Inc.|1400
JRVR|JAMES RIVER GP HD CM|SWST|Hilltop Securities Inc.|700
JRVR|JAMES RIVER GP HD CM|TONC|CUTTONE & CO., LLC|2320
JRVR|JAMES RIVER GP HD CM|TOUR|TOURMALINE PARTNERS, LLC|349
JRVR|JAMES RIVER GP HD CM|TRBT|Tradebot Systems, Inc.|49289
JRVR|JAMES RIVER GP HD CM|TRCM|TRC MARKETS LLC|60498
JRVR|JAMES RIVER GP HD CM|UBSA|UBS SECURITIES LLC|111245
JRVR|JAMES RIVER GP HD CM|UBSS|UBS Securities LLC|275431
JRVR|JAMES RIVER GP HD CM|VALX|VIRTU AMERICAS LLC|4283
JRVR|JAMES RIVER GP HD CM|VGRD|Vanguard Marketing Corporation|1
JRVR|JAMES RIVER GP HD CM|WABR|Wall Street Access|985
JRVR|JAMES RIVER GP HD CM|WCHV|WELLS FARGO SECURITIES, LLC|19485
JRVR|JAMES RIVER GP HD CM|WDNX|WEEDEN & CO.L.P.|5278
JRVR|JAMES RIVER GP HD CM|WEDB|WEDBUSH SECURITIES INC.|138
JRVR|JAMES RIVER GP HD CM|WEED|Weeden & Co.L.P.|39
JRVR|JAMES RIVER GP HD CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|23
JRVR|JAMES RIVER GP HD CM|WSEA|WOLVERINE SECURITIES, LLC|393
JRVR|JAMES RIVER GP HD CM|XIST|INSTINET, LLC|15718
JRVR|JAMES RIVER GP HD CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|27718
JRVR|JAMES RIVER GP HD CM|YKNA|COMHAR CAPITAL MARKETS, LLC|648
JRVR|JAMES RIVER GP HD CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|137
JSD|NUVEEN SHORT DURATIO|APCC|Apex Clearing Corporation|161
JSD|NUVEEN SHORT DURATIO|BANK|Primevest Financial Services, Inc.|500
JSD|NUVEEN SHORT DURATIO|BARD|Robert W. Baird & Co. Incorporated|91
JSD|NUVEEN SHORT DURATIO|BTIG|BTIG, LLC|15362
JSD|NUVEEN SHORT DURATIO|CANT|Cantor Fitzgerald & Co.|265
JSD|NUVEEN SHORT DURATIO|CHAS|Charles Schwab & Co., Inc.|4
JSD|NUVEEN SHORT DURATIO|CIST|Capital Institutional Services, Inc.|1900
JSD|NUVEEN SHORT DURATIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
JSD|NUVEEN SHORT DURATIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4730
JSD|NUVEEN SHORT DURATIO|CTDL|Citadel Derivatives Group Llc|115
JSD|NUVEEN SHORT DURATIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
JSD|NUVEEN SHORT DURATIO|DADA|D.A. Davidson & Co.|2100
JSD|NUVEEN SHORT DURATIO|DBAX|Deutsche Bank Securities Inc.|2200
JSD|NUVEEN SHORT DURATIO|DEAN|MORGAN STANLEY|851
JSD|NUVEEN SHORT DURATIO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4218
JSD|NUVEEN SHORT DURATIO|EBXL|EBX LLC|2400
JSD|NUVEEN SHORT DURATIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
JSD|NUVEEN SHORT DURATIO|ESPO|ESPOSITO SECURITIES, LLC|278
JSD|NUVEEN SHORT DURATIO|ETRS|E*Trade Securities LLC|186
JSD|NUVEEN SHORT DURATIO|FILL|Tradestation Securities, Inc.|59
JSD|NUVEEN SHORT DURATIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10343
JSD|NUVEEN SHORT DURATIO|FTBR|Foliofn Investments, Inc.|3
JSD|NUVEEN SHORT DURATIO|GLPX|ACS EXECUTION SERVICES, LLC|100
JSD|NUVEEN SHORT DURATIO|GSCO|GOLDMAN SACHS & CO. LLC|2587
JSD|NUVEEN SHORT DURATIO|GSCS|GOLDMAN SACHS & CO. LLC|300
JSD|NUVEEN SHORT DURATIO|GTSZ|GTS SECURITIES LLC|2024
JSD|NUVEEN SHORT DURATIO|HRBF|American Enterprise Investment Services Inc.|7909
JSD|NUVEEN SHORT DURATIO|IATS|INTERACTIVE BROKERS LLC|3267
JSD|NUVEEN SHORT DURATIO|IBKR|Interactive Brokers Llc|3337
JSD|NUVEEN SHORT DURATIO|ICBX|INSTINET, LLC|300
JSD|NUVEEN SHORT DURATIO|INCA|INSTINET, LLC|602
JSD|NUVEEN SHORT DURATIO|ITGP|ITG INC.|1400
JSD|NUVEEN SHORT DURATIO|JANY|Janney Montgomery Scott Inc.|1
JSD|NUVEEN SHORT DURATIO|JPMX|J.P. Morgan Securities LLC|1680
JSD|NUVEEN SHORT DURATIO|KCGM|VIRTU Americas LLC|900
JSD|NUVEEN SHORT DURATIO|LEHM|Barclays Capital Inc./Le|4200
JSD|NUVEEN SHORT DURATIO|LIME|Lime Brokerage LLC|462
JSD|NUVEEN SHORT DURATIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
JSD|NUVEEN SHORT DURATIO|MSCO|MORGAN STANLEY & CO. LLC|11498
JSD|NUVEEN SHORT DURATIO|MSPL|MORGAN STANLEY & CO. LLC|2100
JSD|NUVEEN SHORT DURATIO|NFSC|National Financial Services LLC|44460
JSD|NUVEEN SHORT DURATIO|NITE|VIRTU Americas LLC|68244
JSD|NUVEEN SHORT DURATIO|NTBF|BMO Nesbitt Burns Inc./CDS|100
JSD|NUVEEN SHORT DURATIO|OPCO|Oppenheimer & Co. Inc.|9807
JSD|NUVEEN SHORT DURATIO|PDQM|CODA MARKETS, INC.|200
JSD|NUVEEN SHORT DURATIO|RBCM|RBC CAPITAL MARKETS, LLC|391
JSD|NUVEEN SHORT DURATIO|SBSH|Citigroup Global Markets Inc.|1500
JSD|NUVEEN SHORT DURATIO|SGMT|GOLDMAN SACHS & CO. LLC|1321
JSD|NUVEEN SHORT DURATIO|STFL|Stifel, Nicolaus & Company, Incorporated|20
JSD|NUVEEN SHORT DURATIO|SWIM|TD Ameritrade, Inc.|2414
JSD|NUVEEN SHORT DURATIO|SWST|Hilltop Securities Inc.|4772
JSD|NUVEEN SHORT DURATIO|TKNG|ALLY INVEST SECURITIES LLC|150
JSD|NUVEEN SHORT DURATIO|TRBT|Tradebot Systems, Inc.|604
JSD|NUVEEN SHORT DURATIO|UBSA|UBS SECURITIES LLC|6319
JSD|NUVEEN SHORT DURATIO|UBSS|UBS Securities LLC|26708
JSD|NUVEEN SHORT DURATIO|VALX|VIRTU AMERICAS LLC|1611
JSD|NUVEEN SHORT DURATIO|VGRD|Vanguard Marketing Corporation|6380
JSD|NUVEEN SHORT DURATIO|WCHV|WELLS FARGO SECURITIES, LLC|17627
JSD|NUVEEN SHORT DURATIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
JSD|NUVEEN SHORT DURATIO|WSEA|WOLVERINE SECURITIES, LLC|1884
JSD|NUVEEN SHORT DURATIO|YKNA|COMHAR CAPITAL MARKETS, LLC|100
JSD|NUVEEN SHORT DURATIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22645
JSM|NAVIENT 6% SR NT|AGIS|Aegis Capital Corp.|3540
JSM|NAVIENT 6% SR NT|ALTX|Alternet Securities Inc.|300
JSM|NAVIENT 6% SR NT|BARD|Robert W. Baird & Co. Incorporated|220
JSM|NAVIENT 6% SR NT|BATM|CBOE TRADING, INC.|200
JSM|NAVIENT 6% SR NT|BNCH|The Benchmark Company, LLC|3148
JSM|NAVIENT 6% SR NT|BYXM|CBOE TRADING, INC.|300
JSM|NAVIENT 6% SR NT|CANT|Cantor Fitzgerald & Co.|1363
JSM|NAVIENT 6% SR NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
JSM|NAVIENT 6% SR NT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
JSM|NAVIENT 6% SR NT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|902
JSM|NAVIENT 6% SR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2976
JSM|NAVIENT 6% SR NT|DBAX|Deutsche Bank Securities Inc.|7000
JSM|NAVIENT 6% SR NT|DEAN|MORGAN STANLEY|54954
JSM|NAVIENT 6% SR NT|DEGS|RONIN PROFESSIONAL LLC|3351
JSM|NAVIENT 6% SR NT|EBXL|EBX LLC|5300
JSM|NAVIENT 6% SR NT|ETRS|E*Trade Securities LLC|2800
JSM|NAVIENT 6% SR NT|FBCO|Credit Suisse Securities (USA) LLC|1919
JSM|NAVIENT 6% SR NT|FOMA|TD AMERITRADE CLEARING, INC.|14182
JSM|NAVIENT 6% SR NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|835
JSM|NAVIENT 6% SR NT|FTBR|Foliofn Investments, Inc.|3
JSM|NAVIENT 6% SR NT|GEBB|GLOBAL EXECUTION BROKERS, LP|600
JSM|NAVIENT 6% SR NT|GLPX|ACS EXECUTION SERVICES, LLC|142
JSM|NAVIENT 6% SR NT|GSCO|GOLDMAN SACHS & CO. LLC|2301
JSM|NAVIENT 6% SR NT|GSCS|GOLDMAN SACHS & CO. LLC|299
JSM|NAVIENT 6% SR NT|GTSZ|GTS SECURITIES LLC|5552
JSM|NAVIENT 6% SR NT|HRBF|American Enterprise Investment Services Inc.|2289
JSM|NAVIENT 6% SR NT|IATS|INTERACTIVE BROKERS LLC|400
JSM|NAVIENT 6% SR NT|IBKR|Interactive Brokers Llc|10050
JSM|NAVIENT 6% SR NT|ICBX|INSTINET, LLC|200
JSM|NAVIENT 6% SR NT|INCA|INSTINET, LLC|11914
JSM|NAVIENT 6% SR NT|INJX|INSTINET, LLC|2435
JSM|NAVIENT 6% SR NT|JANY|Janney Montgomery Scott Inc.|1709
JSM|NAVIENT 6% SR NT|JEFF|JEFFERIES LLC|100
JSM|NAVIENT 6% SR NT|JSEB|JANE STREET EXECUTION SERVICES, LLC|672
JSM|NAVIENT 6% SR NT|KCGM|VIRTU Americas LLC|3342
JSM|NAVIENT 6% SR NT|LEHM|Barclays Capital Inc./Le|200
JSM|NAVIENT 6% SR NT|LIME|Lime Brokerage LLC|6495
JSM|NAVIENT 6% SR NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6042
JSM|NAVIENT 6% SR NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
JSM|NAVIENT 6% SR NT|MSCO|MORGAN STANLEY & CO. LLC|181413
JSM|NAVIENT 6% SR NT|MSPL|MORGAN STANLEY & CO. LLC|2300
JSM|NAVIENT 6% SR NT|NATL|National Securities Corporation|400
JSM|NAVIENT 6% SR NT|NFSC|National Financial Services LLC|17852
JSM|NAVIENT 6% SR NT|NITE|VIRTU Americas LLC|46518
JSM|NAVIENT 6% SR NT|NQRB|Brut, LLC|2949
JSM|NAVIENT 6% SR NT|OPCO|Oppenheimer & Co. Inc.|2335
JSM|NAVIENT 6% SR NT|PCPT|PHILLIP CAPITAL INC.|546
JSM|NAVIENT 6% SR NT|PDQM|CODA MARKETS, INC.|2964
JSM|NAVIENT 6% SR NT|PWJC|UBS Financial Services, Inc.|2000
JSM|NAVIENT 6% SR NT|RBCM|RBC CAPITAL MARKETS, LLC|1423
JSM|NAVIENT 6% SR NT|SBSH|Citigroup Global Markets Inc.|407
JSM|NAVIENT 6% SR NT|SGMT|GOLDMAN SACHS & CO. LLC|5
JSM|NAVIENT 6% SR NT|SPDR|SPEEDROUTE LLC|1221
JSM|NAVIENT 6% SR NT|SPTD|MINT GLOBAL MARKETS, INC.|9608
JSM|NAVIENT 6% SR NT|STFL|Stifel, Nicolaus & Company, Incorporated|1053
JSM|NAVIENT 6% SR NT|SWIM|TD Ameritrade, Inc.|400
JSM|NAVIENT 6% SR NT|TRBT|Tradebot Systems, Inc.|100
JSM|NAVIENT 6% SR NT|TRCM|TRC MARKETS LLC|1400
JSM|NAVIENT 6% SR NT|UBSA|UBS SECURITIES LLC|7296
JSM|NAVIENT 6% SR NT|UBSS|UBS Securities LLC|14895
JSM|NAVIENT 6% SR NT|VGRD|Vanguard Marketing Corporation|1366
JSM|NAVIENT 6% SR NT|WCHV|WELLS FARGO SECURITIES, LLC|28953
JSM|NAVIENT 6% SR NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|168
JSM|NAVIENT 6% SR NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
JSM|NAVIENT 6% SR NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2258
JSMD|JNS HD SM/MID CP ETF|CHAS|Charles Schwab & Co., Inc.|1
JSMD|JNS HD SM/MID CP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139
JSMD|JNS HD SM/MID CP ETF|CSIN|Citadel Securities Institutional LLC|65327
JSMD|JNS HD SM/MID CP ETF|CTDL|Citadel Derivatives Group Llc|66522
JSMD|JNS HD SM/MID CP ETF|DBAX|Deutsche Bank Securities Inc.|100
JSMD|JNS HD SM/MID CP ETF|ETCB|ETC BROKERAGE SERVICES, LLC|94
JSMD|JNS HD SM/MID CP ETF|ETRS|E*Trade Securities LLC|8258
JSMD|JNS HD SM/MID CP ETF|FBCO|Credit Suisse Securities (USA) LLC|994
JSMD|JNS HD SM/MID CP ETF|FMAF|NBCN Inc./ CDS|35
JSMD|JNS HD SM/MID CP ETF|FOMA|TD AMERITRADE CLEARING, INC.|26091
JSMD|JNS HD SM/MID CP ETF|FTBR|Foliofn Investments, Inc.|12
JSMD|JNS HD SM/MID CP ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|936
JSMD|JNS HD SM/MID CP ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
JSMD|JNS HD SM/MID CP ETF|GTSZ|GTS SECURITIES LLC|230
JSMD|JNS HD SM/MID CP ETF|HRBF|American Enterprise Investment Services Inc.|15
JSMD|JNS HD SM/MID CP ETF|IBKR|Interactive Brokers Llc|9176
JSMD|JNS HD SM/MID CP ETF|KCGM|VIRTU Americas LLC|206
JSMD|JNS HD SM/MID CP ETF|LEHM|Barclays Capital Inc./Le|400
JSMD|JNS HD SM/MID CP ETF|LIME|Lime Brokerage LLC|2562
JSMD|JNS HD SM/MID CP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
JSMD|JNS HD SM/MID CP ETF|MSCO|MORGAN STANLEY & CO. LLC|3938
JSMD|JNS HD SM/MID CP ETF|NFSC|National Financial Services LLC|18675
JSMD|JNS HD SM/MID CP ETF|NITE|VIRTU Americas LLC|22638
JSMD|JNS HD SM/MID CP ETF|NITP|VIRTU Americas LLC|7638
JSMD|JNS HD SM/MID CP ETF|RAJA|Raymond James & Associates, Inc.|504
JSMD|JNS HD SM/MID CP ETF|RBCM|RBC CAPITAL MARKETS, LLC|20
JSMD|JNS HD SM/MID CP ETF|SGMT|GOLDMAN SACHS & CO. LLC|115
JSMD|JNS HD SM/MID CP ETF|STKP|STOCKPILE INVESTMENTS, INC.|4
JSMD|JNS HD SM/MID CP ETF|SWIM|TD Ameritrade, Inc.|2
JSMD|JNS HD SM/MID CP ETF|UBSA|UBS SECURITIES LLC|200
JSMD|JNS HD SM/MID CP ETF|UBSS|UBS Securities LLC|1831
JSMD|JNS HD SM/MID CP ETF|VGRD|Vanguard Marketing Corporation|2402
JSMD|JNS HD SM/MID CP ETF|WCHV|WELLS FARGO SECURITIES, LLC|20
JSMD|JNS HD SM/MID CP ETF|WSEA|WOLVERINE SECURITIES, LLC|1
JSMD|JNS HD SM/MID CP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2722
JSML|JANUS HENDERSON SMAL|BRGE|Newbridge Securities Corp.|200
JSML|JANUS HENDERSON SMAL|CANT|Cantor Fitzgerald & Co.|165
JSML|JANUS HENDERSON SMAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2696
JSML|JANUS HENDERSON SMAL|ETRS|E*Trade Securities LLC|11974
JSML|JANUS HENDERSON SMAL|FBCO|Credit Suisse Securities (USA) LLC|1830
JSML|JANUS HENDERSON SMAL|FOMA|TD AMERITRADE CLEARING, INC.|13491
JSML|JANUS HENDERSON SMAL|GEBB|GLOBAL EXECUTION BROKERS, LP|750
JSML|JANUS HENDERSON SMAL|GSLT|GOLDMAN SACHS & CO. LLC|1000
JSML|JANUS HENDERSON SMAL|IBKR|Interactive Brokers Llc|5338
JSML|JANUS HENDERSON SMAL|JSJX|JANE STREET CAPITAL LLC|5146
JSML|JANUS HENDERSON SMAL|KCGM|VIRTU Americas LLC|80
JSML|JANUS HENDERSON SMAL|LEHM|Barclays Capital Inc./Le|3200
JSML|JANUS HENDERSON SMAL|LIME|Lime Brokerage LLC|50
JSML|JANUS HENDERSON SMAL|MSCO|MORGAN STANLEY & CO. LLC|4469
JSML|JANUS HENDERSON SMAL|NFSC|National Financial Services LLC|1711
JSML|JANUS HENDERSON SMAL|NITE|VIRTU Americas LLC|11681
JSML|JANUS HENDERSON SMAL|NITP|VIRTU Americas LLC|6856
JSML|JANUS HENDERSON SMAL|PDQM|CODA MARKETS, INC.|700
JSML|JANUS HENDERSON SMAL|SWIM|TD Ameritrade, Inc.|1052
JSML|JANUS HENDERSON SMAL|UBSA|UBS SECURITIES LLC|200
JSML|JANUS HENDERSON SMAL|UBSS|UBS Securities LLC|2929
JSML|JANUS HENDERSON SMAL|VGRD|Vanguard Marketing Corporation|130
JSML|JANUS HENDERSON SMAL|WCHV|WELLS FARGO SECURITIES, LLC|100
JSML|JANUS HENDERSON SMAL|WSEA|WOLVERINE SECURITIES, LLC|25
JSML|JANUS HENDERSON SMAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1253
JSYNR|JENSYN ACQ CP RT|ETRS|E*Trade Securities LLC|53000
JSYNR|JENSYN ACQ CP RT|IBKR|Interactive Brokers Llc|64563
JSYNR|JENSYN ACQ CP RT|INCA|INSTINET, LLC|24763
JSYNR|JENSYN ACQ CP RT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
JSYNR|JENSYN ACQ CP RT|NFSC|National Financial Services LLC|1000
JSYNR|JENSYN ACQ CP RT|NITE|VIRTU Americas LLC|100
JSYNU|JENSYN ACQ CP UT|APCC|Apex Clearing Corporation|3
JSYNU|JENSYN ACQ CP UT|FOMA|TD AMERITRADE CLEARING, INC.|62
JSYNU|JENSYN ACQ CP UT|NITE|VIRTU Americas LLC|2
JSYNW|JENSYN ACQ CP WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
JSYNW|JENSYN ACQ CP WT|EGXW|CBOE TRADING, INC.|15782
JSYNW|JENSYN ACQ CP WT|ETRS|E*Trade Securities LLC|20687
JSYNW|JENSYN ACQ CP WT|FBCO|Credit Suisse Securities (USA) LLC|100000
JSYNW|JENSYN ACQ CP WT|FOMA|TD AMERITRADE CLEARING, INC.|160
JSYNW|JENSYN ACQ CP WT|IBKR|Interactive Brokers Llc|7000
JSYNW|JENSYN ACQ CP WT|MSCO|MORGAN STANLEY & CO. LLC|24813
JSYNW|JENSYN ACQ CP WT|NITE|VIRTU Americas LLC|1000
JSYNW|JENSYN ACQ CP WT|SWIM|TD Ameritrade, Inc.|22000
JT|JIANPU TECHNOLOGY IN|ALTX|Alternet Securities Inc.|9324
JT|JIANPU TECHNOLOGY IN|APCC|Apex Clearing Corporation|27830
JT|JIANPU TECHNOLOGY IN|BATM|CBOE TRADING, INC.|1360
JT|JIANPU TECHNOLOGY IN|BERN|Sanford C. Bernstein & Co., LLC|540
JT|JIANPU TECHNOLOGY IN|BIDS|BIDS TRADING L.P.|29500
JT|JIANPU TECHNOLOGY IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3329
JT|JIANPU TECHNOLOGY IN|BLKX|INSTINET, LLC|10700
JT|JIANPU TECHNOLOGY IN|BTIG|BTIG, LLC|32749
JT|JIANPU TECHNOLOGY IN|BYXM|CBOE TRADING, INC.|927
JT|JIANPU TECHNOLOGY IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25308
JT|JIANPU TECHNOLOGY IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32715
JT|JIANPU TECHNOLOGY IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1190
JT|JIANPU TECHNOLOGY IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|189056
JT|JIANPU TECHNOLOGY IN|CTDL|Citadel Derivatives Group Llc|2411
JT|JIANPU TECHNOLOGY IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|8294
JT|JIANPU TECHNOLOGY IN|DBAB|Deutsche Bank Securities Inc.|23983
JT|JIANPU TECHNOLOGY IN|DBAX|Deutsche Bank Securities Inc.|114900
JT|JIANPU TECHNOLOGY IN|DEAN|MORGAN STANLEY|3
JT|JIANPU TECHNOLOGY IN|DEGS|RONIN PROFESSIONAL LLC|6048
JT|JIANPU TECHNOLOGY IN|EBXL|EBX LLC|57800
JT|JIANPU TECHNOLOGY IN|EDJO|Edward D. Jones & Co., L.P.|1000
JT|JIANPU TECHNOLOGY IN|EGAM|CBOE TRADING, INC.|14564
JT|JIANPU TECHNOLOGY IN|EGAW|CBOE TRADING, INC.|100
JT|JIANPU TECHNOLOGY IN|EGMT|EG MARKET TECHNOLOGIES LLC|100
JT|JIANPU TECHNOLOGY IN|EGXM|CBOE TRADING, INC.|2600
JT|JIANPU TECHNOLOGY IN|ETBE|Electronic Transaction Clearing, Inc.|2841
JT|JIANPU TECHNOLOGY IN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
JT|JIANPU TECHNOLOGY IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2502
JT|JIANPU TECHNOLOGY IN|ETRS|E*Trade Securities LLC|70396
JT|JIANPU TECHNOLOGY IN|FBSB|U.S. Bancorp Investments, Inc.|50
JT|JIANPU TECHNOLOGY IN|FILL|Tradestation Securities, Inc.|620
JT|JIANPU TECHNOLOGY IN|FMAF|NBCN Inc./ CDS|200
JT|JIANPU TECHNOLOGY IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21571
JT|JIANPU TECHNOLOGY IN|FTBR|Foliofn Investments, Inc.|898
JT|JIANPU TECHNOLOGY IN|GEBB|GLOBAL EXECUTION BROKERS, LP|100
JT|JIANPU TECHNOLOGY IN|GLIS|TD Securities Inc|1000
JT|JIANPU TECHNOLOGY IN|GLPX|ACS EXECUTION SERVICES, LLC|9793
JT|JIANPU TECHNOLOGY IN|GSCO|GOLDMAN SACHS & CO. LLC|34844
JT|JIANPU TECHNOLOGY IN|GSLT|GOLDMAN SACHS & CO. LLC|1084
JT|JIANPU TECHNOLOGY IN|GTSZ|GTS SECURITIES LLC|14499
JT|JIANPU TECHNOLOGY IN|HRBF|American Enterprise Investment Services Inc.|900
JT|JIANPU TECHNOLOGY IN|HSBC|HSBC Securities, Inc.|2400
JT|JIANPU TECHNOLOGY IN|IATS|INTERACTIVE BROKERS LLC|38227
JT|JIANPU TECHNOLOGY IN|IBKR|Interactive Brokers Llc|90001
JT|JIANPU TECHNOLOGY IN|ICBX|INSTINET, LLC|58544
JT|JIANPU TECHNOLOGY IN|INCA|INSTINET, LLC|68918
JT|JIANPU TECHNOLOGY IN|INJX|INSTINET, LLC|6209
JT|JIANPU TECHNOLOGY IN|ITGI|ITG Inc.|21930
JT|JIANPU TECHNOLOGY IN|ITGP|ITG INC.|59800
JT|JIANPU TECHNOLOGY IN|JEFF|JEFFERIES LLC|25979
JT|JIANPU TECHNOLOGY IN|JMPT|JUMP TRADING, LLC|4004
JT|JIANPU TECHNOLOGY IN|JPBX|J.P. MORGAN SECURITIES LLC|7168
JT|JIANPU TECHNOLOGY IN|JPMX|J.P. Morgan Securities LLC|170122
JT|JIANPU TECHNOLOGY IN|JSJX|JANE STREET CAPITAL LLC|532
JT|JIANPU TECHNOLOGY IN|KCGM|VIRTU Americas LLC|28434
JT|JIANPU TECHNOLOGY IN|LEHM|Barclays Capital Inc./Le|21000
JT|JIANPU TECHNOLOGY IN|LIME|Lime Brokerage LLC|12090
JT|JIANPU TECHNOLOGY IN|LQNA|LIQUIDNET, INC.|15100
JT|JIANPU TECHNOLOGY IN|MAVB|Great Point Capital LLC|2100
JT|JIANPU TECHNOLOGY IN|MBTS|ALLY INVEST SECURITIES LLC|3212
JT|JIANPU TECHNOLOGY IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41116
JT|JIANPU TECHNOLOGY IN|MOTF|MOTIF INVESTING, INC.|1
JT|JIANPU TECHNOLOGY IN|MSCO|MORGAN STANLEY & CO. LLC|83800
JT|JIANPU TECHNOLOGY IN|MSPL|MORGAN STANLEY & CO. LLC|41800
JT|JIANPU TECHNOLOGY IN|MSTX|MORGAN STANLEY & CO. LLC|9800
JT|JIANPU TECHNOLOGY IN|NATL|National Securities Corporation|8208
JT|JIANPU TECHNOLOGY IN|NFSC|National Financial Services LLC|92159
JT|JIANPU TECHNOLOGY IN|NITE|VIRTU Americas LLC|388837
JT|JIANPU TECHNOLOGY IN|NQRB|Brut, LLC|5263
JT|JIANPU TECHNOLOGY IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10740
JT|JIANPU TECHNOLOGY IN|PCPT|PHILLIP CAPITAL INC.|2900
JT|JIANPU TECHNOLOGY IN|PDQM|CODA MARKETS, INC.|70927
JT|JIANPU TECHNOLOGY IN|PWJC|UBS Financial Services, Inc.|1400
JT|JIANPU TECHNOLOGY IN|SAGL|SAGETRADER, LLC|1300
JT|JIANPU TECHNOLOGY IN|SBSH|Citigroup Global Markets Inc.|8398
JT|JIANPU TECHNOLOGY IN|SGMT|GOLDMAN SACHS & CO. LLC|37641
JT|JIANPU TECHNOLOGY IN|SOGO|Wang Investment Associates, Inc.|500
JT|JIANPU TECHNOLOGY IN|SPDR|SPEEDROUTE LLC|18800
JT|JIANPU TECHNOLOGY IN|SWIM|TD Ameritrade, Inc.|95534
JT|JIANPU TECHNOLOGY IN|TKNG|ALLY INVEST SECURITIES LLC|1800
JT|JIANPU TECHNOLOGY IN|TRBT|Tradebot Systems, Inc.|34496
JT|JIANPU TECHNOLOGY IN|TRCM|TRC MARKETS LLC|200
JT|JIANPU TECHNOLOGY IN|UBSA|UBS SECURITIES LLC|153617
JT|JIANPU TECHNOLOGY IN|UBSS|UBS Securities LLC|266667
JT|JIANPU TECHNOLOGY IN|VALX|VIRTU AMERICAS LLC|2917
JT|JIANPU TECHNOLOGY IN|VGRD|Vanguard Marketing Corporation|9406
JT|JIANPU TECHNOLOGY IN|VSIN|Vision Financial Markets Llc|200
JT|JIANPU TECHNOLOGY IN|WCHV|WELLS FARGO SECURITIES, LLC|7592
JT|JIANPU TECHNOLOGY IN|WEDB|WEDBUSH SECURITIES INC.|2000
JT|JIANPU TECHNOLOGY IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12130
JT|JIANPU TECHNOLOGY IN|WSEA|WOLVERINE SECURITIES, LLC|41884
JT|JIANPU TECHNOLOGY IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|61292
JT|JIANPU TECHNOLOGY IN|YKNA|COMHAR CAPITAL MARKETS, LLC|1911
JTA|NUVEEN TAX-ADV TTL R|APCC|Apex Clearing Corporation|12
JTA|NUVEEN TAX-ADV TTL R|BARD|Robert W. Baird & Co. Incorporated|157
JTA|NUVEEN TAX-ADV TTL R|BERN|Sanford C. Bernstein & Co., LLC|500
JTA|NUVEEN TAX-ADV TTL R|BTIG|BTIG, LLC|427
JTA|NUVEEN TAX-ADV TTL R|CANT|Cantor Fitzgerald & Co.|562
JTA|NUVEEN TAX-ADV TTL R|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1472
JTA|NUVEEN TAX-ADV TTL R|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
JTA|NUVEEN TAX-ADV TTL R|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|430
JTA|NUVEEN TAX-ADV TTL R|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4334
JTA|NUVEEN TAX-ADV TTL R|CXCX|CITIGROUP GLOBAL MARKETS INC.|106
JTA|NUVEEN TAX-ADV TTL R|DBAX|Deutsche Bank Securities Inc.|600
JTA|NUVEEN TAX-ADV TTL R|DEAN|MORGAN STANLEY|6210
JTA|NUVEEN TAX-ADV TTL R|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15264
JTA|NUVEEN TAX-ADV TTL R|EBXL|EBX LLC|2200
JTA|NUVEEN TAX-ADV TTL R|ECUT|CONVERGEX EXECUTION SOLUTIONS|1824
JTA|NUVEEN TAX-ADV TTL R|EDJO|Edward D. Jones & Co., L.P.|35
JTA|NUVEEN TAX-ADV TTL R|ETRS|E*Trade Securities LLC|15103
JTA|NUVEEN TAX-ADV TTL R|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5089
JTA|NUVEEN TAX-ADV TTL R|FTBR|Foliofn Investments, Inc.|1
JTA|NUVEEN TAX-ADV TTL R|GLIS|TD Securities Inc|400
JTA|NUVEEN TAX-ADV TTL R|GLPX|ACS EXECUTION SERVICES, LLC|400
JTA|NUVEEN TAX-ADV TTL R|GTSZ|GTS SECURITIES LLC|187
JTA|NUVEEN TAX-ADV TTL R|HRBF|American Enterprise Investment Services Inc.|11476
JTA|NUVEEN TAX-ADV TTL R|IATS|INTERACTIVE BROKERS LLC|700
JTA|NUVEEN TAX-ADV TTL R|IBKR|Interactive Brokers Llc|740
JTA|NUVEEN TAX-ADV TTL R|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|268
JTA|NUVEEN TAX-ADV TTL R|ICBX|INSTINET, LLC|100
JTA|NUVEEN TAX-ADV TTL R|INCA|INSTINET, LLC|3474
JTA|NUVEEN TAX-ADV TTL R|ITGP|ITG INC.|200
JTA|NUVEEN TAX-ADV TTL R|JPMX|J.P. Morgan Securities LLC|400
JTA|NUVEEN TAX-ADV TTL R|KCGM|VIRTU Americas LLC|460
JTA|NUVEEN TAX-ADV TTL R|LEHM|Barclays Capital Inc./Le|1200
JTA|NUVEEN TAX-ADV TTL R|LIME|Lime Brokerage LLC|525
JTA|NUVEEN TAX-ADV TTL R|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
JTA|NUVEEN TAX-ADV TTL R|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
JTA|NUVEEN TAX-ADV TTL R|MSCO|MORGAN STANLEY & CO. LLC|63709
JTA|NUVEEN TAX-ADV TTL R|MSPL|MORGAN STANLEY & CO. LLC|200
JTA|NUVEEN TAX-ADV TTL R|NATL|National Securities Corporation|2000
JTA|NUVEEN TAX-ADV TTL R|NFSC|National Financial Services LLC|44710
JTA|NUVEEN TAX-ADV TTL R|NITE|VIRTU Americas LLC|97648
JTA|NUVEEN TAX-ADV TTL R|NQRB|Brut, LLC|403
JTA|NUVEEN TAX-ADV TTL R|OPCO|Oppenheimer & Co. Inc.|600
JTA|NUVEEN TAX-ADV TTL R|PDQM|CODA MARKETS, INC.|400
JTA|NUVEEN TAX-ADV TTL R|PWJC|UBS Financial Services, Inc.|36711
JTA|NUVEEN TAX-ADV TTL R|RBCM|RBC CAPITAL MARKETS, LLC|2583
JTA|NUVEEN TAX-ADV TTL R|SBSH|Citigroup Global Markets Inc.|3107
JTA|NUVEEN TAX-ADV TTL R|SEDS|SPENCER EDWARDS, INC.|17
JTA|NUVEEN TAX-ADV TTL R|SGMT|GOLDMAN SACHS & CO. LLC|600
JTA|NUVEEN TAX-ADV TTL R|STFL|Stifel, Nicolaus & Company, Incorporated|3088
JTA|NUVEEN TAX-ADV TTL R|SWIM|TD Ameritrade, Inc.|209
JTA|NUVEEN TAX-ADV TTL R|SWST|Hilltop Securities Inc.|12220
JTA|NUVEEN TAX-ADV TTL R|TRBT|Tradebot Systems, Inc.|1427
JTA|NUVEEN TAX-ADV TTL R|UBSA|UBS SECURITIES LLC|10551
JTA|NUVEEN TAX-ADV TTL R|UBSS|UBS Securities LLC|103723
JTA|NUVEEN TAX-ADV TTL R|VALX|VIRTU AMERICAS LLC|611
JTA|NUVEEN TAX-ADV TTL R|VGRD|Vanguard Marketing Corporation|3000
JTA|NUVEEN TAX-ADV TTL R|WCHV|WELLS FARGO SECURITIES, LLC|15805
JTA|NUVEEN TAX-ADV TTL R|WEED|Weeden & Co.L.P.|3340
JTA|NUVEEN TAX-ADV TTL R|WEXX|WOLVERINE EXECUTION SERVICES, LLC|205
JTA|NUVEEN TAX-ADV TTL R|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3074
JTD|NUVEEN TX ADV DIV GR|APCC|Apex Clearing Corporation|45
JTD|NUVEEN TX ADV DIV GR|AQUA|AQUA SECURITIES L.P.|2800
JTD|NUVEEN TX ADV DIV GR|BARD|Robert W. Baird & Co. Incorporated|585
JTD|NUVEEN TX ADV DIV GR|BATM|CBOE TRADING, INC.|105
JTD|NUVEEN TX ADV DIV GR|BAYT|BTIG, LLC|200
JTD|NUVEEN TX ADV DIV GR|BTIG|BTIG, LLC|100
JTD|NUVEEN TX ADV DIV GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3694
JTD|NUVEEN TX ADV DIV GR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24
JTD|NUVEEN TX ADV DIV GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4662
JTD|NUVEEN TX ADV DIV GR|CTDL|Citadel Derivatives Group Llc|450
JTD|NUVEEN TX ADV DIV GR|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
JTD|NUVEEN TX ADV DIV GR|DADA|D.A. Davidson & Co.|400
JTD|NUVEEN TX ADV DIV GR|DBAX|Deutsche Bank Securities Inc.|2100
JTD|NUVEEN TX ADV DIV GR|DEAN|MORGAN STANLEY|3957
JTD|NUVEEN TX ADV DIV GR|DEGS|RONIN PROFESSIONAL LLC|100
JTD|NUVEEN TX ADV DIV GR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2608
JTD|NUVEEN TX ADV DIV GR|EBXL|EBX LLC|5600
JTD|NUVEEN TX ADV DIV GR|EDJO|Edward D. Jones & Co., L.P.|1
JTD|NUVEEN TX ADV DIV GR|EGXM|CBOE TRADING, INC.|1
JTD|NUVEEN TX ADV DIV GR|ESPO|ESPOSITO SECURITIES, LLC|457
JTD|NUVEEN TX ADV DIV GR|ETRS|E*Trade Securities LLC|6979
JTD|NUVEEN TX ADV DIV GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3255
JTD|NUVEEN TX ADV DIV GR|FTBR|Foliofn Investments, Inc.|10
JTD|NUVEEN TX ADV DIV GR|GLPX|ACS EXECUTION SERVICES, LLC|300
JTD|NUVEEN TX ADV DIV GR|GSCO|GOLDMAN SACHS & CO. LLC|1100
JTD|NUVEEN TX ADV DIV GR|GSCS|GOLDMAN SACHS & CO. LLC|100
JTD|NUVEEN TX ADV DIV GR|GTSZ|GTS SECURITIES LLC|1458
JTD|NUVEEN TX ADV DIV GR|HRBF|American Enterprise Investment Services Inc.|11865
JTD|NUVEEN TX ADV DIV GR|IATS|INTERACTIVE BROKERS LLC|4300
JTD|NUVEEN TX ADV DIV GR|IBKR|Interactive Brokers Llc|44305
JTD|NUVEEN TX ADV DIV GR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|59
JTD|NUVEEN TX ADV DIV GR|ICBX|INSTINET, LLC|1638
JTD|NUVEEN TX ADV DIV GR|INCA|INSTINET, LLC|5715
JTD|NUVEEN TX ADV DIV GR|ITGP|ITG INC.|3800
JTD|NUVEEN TX ADV DIV GR|JANY|Janney Montgomery Scott Inc.|6572
JTD|NUVEEN TX ADV DIV GR|JPMX|J.P. Morgan Securities LLC|4600
JTD|NUVEEN TX ADV DIV GR|KCGM|VIRTU Americas LLC|3143
JTD|NUVEEN TX ADV DIV GR|LEHM|Barclays Capital Inc./Le|1600
JTD|NUVEEN TX ADV DIV GR|LIME|Lime Brokerage LLC|124
JTD|NUVEEN TX ADV DIV GR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
JTD|NUVEEN TX ADV DIV GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|380
JTD|NUVEEN TX ADV DIV GR|MSCO|MORGAN STANLEY & CO. LLC|17214
JTD|NUVEEN TX ADV DIV GR|MSPL|MORGAN STANLEY & CO. LLC|3900
JTD|NUVEEN TX ADV DIV GR|NATL|National Securities Corporation|4800
JTD|NUVEEN TX ADV DIV GR|NBCS|NBC Securities, INC.|2007
JTD|NUVEEN TX ADV DIV GR|NFSC|National Financial Services LLC|32278
JTD|NUVEEN TX ADV DIV GR|NITE|VIRTU Americas LLC|130385
JTD|NUVEEN TX ADV DIV GR|NQRB|Brut, LLC|187
JTD|NUVEEN TX ADV DIV GR|OPCO|Oppenheimer & Co. Inc.|27605
JTD|NUVEEN TX ADV DIV GR|PDQM|CODA MARKETS, INC.|300
JTD|NUVEEN TX ADV DIV GR|PWJC|UBS Financial Services, Inc.|2300
JTD|NUVEEN TX ADV DIV GR|RBCM|RBC CAPITAL MARKETS, LLC|5619
JTD|NUVEEN TX ADV DIV GR|SBSH|Citigroup Global Markets Inc.|1414
JTD|NUVEEN TX ADV DIV GR|SGMT|GOLDMAN SACHS & CO. LLC|768
JTD|NUVEEN TX ADV DIV GR|SPHN|Stephens Inc.|74
JTD|NUVEEN TX ADV DIV GR|SPTD|MINT GLOBAL MARKETS, INC.|28814
JTD|NUVEEN TX ADV DIV GR|STFL|Stifel, Nicolaus & Company, Incorporated|1843
JTD|NUVEEN TX ADV DIV GR|SWIM|TD Ameritrade, Inc.|200
JTD|NUVEEN TX ADV DIV GR|TRBT|Tradebot Systems, Inc.|839
JTD|NUVEEN TX ADV DIV GR|TRCM|TRC MARKETS LLC|300
JTD|NUVEEN TX ADV DIV GR|UBSA|UBS SECURITIES LLC|12324
JTD|NUVEEN TX ADV DIV GR|UBSS|UBS Securities LLC|33968
JTD|NUVEEN TX ADV DIV GR|VALX|VIRTU AMERICAS LLC|1669
JTD|NUVEEN TX ADV DIV GR|VFIN|National Securities Corporation|1700
JTD|NUVEEN TX ADV DIV GR|VGRD|Vanguard Marketing Corporation|5358
JTD|NUVEEN TX ADV DIV GR|WCHV|WELLS FARGO SECURITIES, LLC|47350
JTD|NUVEEN TX ADV DIV GR|WEED|Weeden & Co.L.P.|10
JTD|NUVEEN TX ADV DIV GR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|316
JTD|NUVEEN TX ADV DIV GR|WSEA|WOLVERINE SECURITIES, LLC|457
JTD|NUVEEN TX ADV DIV GR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
JTD|NUVEEN TX ADV DIV GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10348
JTPY|JETPAY CORPORATION|APCC|Apex Clearing Corporation|3000
JTPY|JETPAY CORPORATION|BATM|CBOE TRADING, INC.|100
JTPY|JETPAY CORPORATION|CHAS|Charles Schwab & Co., Inc.|4001
JTPY|JETPAY CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|750
JTPY|JETPAY CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
JTPY|JETPAY CORPORATION|CTDL|Citadel Derivatives Group Llc|101
JTPY|JETPAY CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|20
JTPY|JETPAY CORPORATION|DBAB|Deutsche Bank Securities Inc.|400
JTPY|JETPAY CORPORATION|DBAX|Deutsche Bank Securities Inc.|1300
JTPY|JETPAY CORPORATION|DEGS|RONIN PROFESSIONAL LLC|5744
JTPY|JETPAY CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
JTPY|JETPAY CORPORATION|ETRS|E*Trade Securities LLC|25982
JTPY|JETPAY CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|8114
JTPY|JETPAY CORPORATION|FILL|Tradestation Securities, Inc.|1700
JTPY|JETPAY CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|57150
JTPY|JETPAY CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|484
JTPY|JETPAY CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|3675
JTPY|JETPAY CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|3342
JTPY|JETPAY CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|4400
JTPY|JETPAY CORPORATION|GTSZ|GTS SECURITIES LLC|2024
JTPY|JETPAY CORPORATION|IBKR|Interactive Brokers Llc|16592
JTPY|JETPAY CORPORATION|INCA|INSTINET, LLC|2168
JTPY|JETPAY CORPORATION|ITGP|ITG INC.|2800
JTPY|JETPAY CORPORATION|LEHM|Barclays Capital Inc./Le|4795
JTPY|JETPAY CORPORATION|LIME|Lime Brokerage LLC|12176
JTPY|JETPAY CORPORATION|LMGP|LIME BROKERAGE LLC|4000
JTPY|JETPAY CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700
JTPY|JETPAY CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|76450
JTPY|JETPAY CORPORATION|NFSC|National Financial Services LLC|33530
JTPY|JETPAY CORPORATION|NITE|VIRTU Americas LLC|84397
JTPY|JETPAY CORPORATION|PWJC|UBS Financial Services, Inc.|200
JTPY|JETPAY CORPORATION|SAGL|SAGETRADER, LLC|200
JTPY|JETPAY CORPORATION|SPDR|SPEEDROUTE LLC|200
JTPY|JETPAY CORPORATION|SWIM|TD Ameritrade, Inc.|91963
JTPY|JETPAY CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|600
JTPY|JETPAY CORPORATION|TRCM|TRC MARKETS LLC|100
JTPY|JETPAY CORPORATION|UBSA|UBS SECURITIES LLC|3600
JTPY|JETPAY CORPORATION|UBSS|UBS Securities LLC|33811
JTPY|JETPAY CORPORATION|VALX|VIRTU AMERICAS LLC|585
JTPY|JETPAY CORPORATION|VGRD|Vanguard Marketing Corporation|71
JTPY|JETPAY CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|500
JTPY|JETPAY CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|19
JUST|GOLDMAN SACHS JUST U|ALTX|Alternet Securities Inc.|2400
JUST|GOLDMAN SACHS JUST U|CANT|Cantor Fitzgerald & Co.|52600
JUST|GOLDMAN SACHS JUST U|CHAS|Charles Schwab & Co., Inc.|250
JUST|GOLDMAN SACHS JUST U|CIST|Capital Institutional Services, Inc.|995
JUST|GOLDMAN SACHS JUST U|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93160
JUST|GOLDMAN SACHS JUST U|CTDL|Citadel Derivatives Group Llc|7400
JUST|GOLDMAN SACHS JUST U|DBAX|Deutsche Bank Securities Inc.|18500
JUST|GOLDMAN SACHS JUST U|DEAN|MORGAN STANLEY|1495
JUST|GOLDMAN SACHS JUST U|EBXL|EBX LLC|32400
JUST|GOLDMAN SACHS JUST U|ETRS|E*Trade Securities LLC|24081
JUST|GOLDMAN SACHS JUST U|FILL|Tradestation Securities, Inc.|520
JUST|GOLDMAN SACHS JUST U|FTBR|Foliofn Investments, Inc.|35
JUST|GOLDMAN SACHS JUST U|GLIS|TD Securities Inc|100
JUST|GOLDMAN SACHS JUST U|GLPX|ACS EXECUTION SERVICES, LLC|3206
JUST|GOLDMAN SACHS JUST U|GSCO|GOLDMAN SACHS & CO. LLC|4426890
JUST|GOLDMAN SACHS JUST U|GSLT|GOLDMAN SACHS & CO. LLC|13932
JUST|GOLDMAN SACHS JUST U|HRBF|American Enterprise Investment Services Inc.|909
JUST|GOLDMAN SACHS JUST U|IATS|INTERACTIVE BROKERS LLC|963
JUST|GOLDMAN SACHS JUST U|IBKR|Interactive Brokers Llc|42042
JUST|GOLDMAN SACHS JUST U|ICBX|INSTINET, LLC|14890
JUST|GOLDMAN SACHS JUST U|INCA|INSTINET, LLC|7
JUST|GOLDMAN SACHS JUST U|ITGP|ITG INC.|13400
JUST|GOLDMAN SACHS JUST U|JANY|Janney Montgomery Scott Inc.|100
JUST|GOLDMAN SACHS JUST U|JEFF|JEFFERIES LLC|72277
JUST|GOLDMAN SACHS JUST U|JPMX|J.P. Morgan Securities LLC|58200
JUST|GOLDMAN SACHS JUST U|JSJX|JANE STREET CAPITAL LLC|22293
JUST|GOLDMAN SACHS JUST U|KCGM|VIRTU Americas LLC|39884
JUST|GOLDMAN SACHS JUST U|LEHM|Barclays Capital Inc./Le|37400
JUST|GOLDMAN SACHS JUST U|LIME|Lime Brokerage LLC|100
JUST|GOLDMAN SACHS JUST U|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43916
JUST|GOLDMAN SACHS JUST U|MSCO|MORGAN STANLEY & CO. LLC|41562
JUST|GOLDMAN SACHS JUST U|MSPL|MORGAN STANLEY & CO. LLC|1400
JUST|GOLDMAN SACHS JUST U|NFSC|National Financial Services LLC|48470
JUST|GOLDMAN SACHS JUST U|NITE|VIRTU Americas LLC|38257
JUST|GOLDMAN SACHS JUST U|NITP|VIRTU Americas LLC|254
JUST|GOLDMAN SACHS JUST U|OPCO|Oppenheimer & Co. Inc.|550
JUST|GOLDMAN SACHS JUST U|PDQM|CODA MARKETS, INC.|4850
JUST|GOLDMAN SACHS JUST U|PWJC|UBS Financial Services, Inc.|1060
JUST|GOLDMAN SACHS JUST U|RBCM|RBC CAPITAL MARKETS, LLC|500
JUST|GOLDMAN SACHS JUST U|SBSH|Citigroup Global Markets Inc.|1242628
JUST|GOLDMAN SACHS JUST U|SGMT|GOLDMAN SACHS & CO. LLC|204255
JUST|GOLDMAN SACHS JUST U|SPDR|SPEEDROUTE LLC|100
JUST|GOLDMAN SACHS JUST U|STFL|Stifel, Nicolaus & Company, Incorporated|691
JUST|GOLDMAN SACHS JUST U|SWIM|TD Ameritrade, Inc.|5893
JUST|GOLDMAN SACHS JUST U|SWST|Hilltop Securities Inc.|100
JUST|GOLDMAN SACHS JUST U|TKNG|ALLY INVEST SECURITIES LLC|87
JUST|GOLDMAN SACHS JUST U|TWTT|TASTYWORKS, INC.|20
JUST|GOLDMAN SACHS JUST U|UBSA|UBS SECURITIES LLC|177752
JUST|GOLDMAN SACHS JUST U|UBSS|UBS Securities LLC|208338
JUST|GOLDMAN SACHS JUST U|VGRD|Vanguard Marketing Corporation|6817
JUST|GOLDMAN SACHS JUST U|VNDM|Wall Street Access|2400
JUST|GOLDMAN SACHS JUST U|WCHV|WELLS FARGO SECURITIES, LLC|1500
JUST|GOLDMAN SACHS JUST U|WEDB|WEDBUSH SECURITIES INC.|1703
JUST|GOLDMAN SACHS JUST U|WSEA|WOLVERINE SECURITIES, LLC|262
JUST|GOLDMAN SACHS JUST U|XSTM|NATIONAL FINANCIAL SERVICES LLC|4500
JUST|GOLDMAN SACHS JUST U|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10398
JVA|COFFEE HOLDING CO.|ALTX|Alternet Securities Inc.|3501
JVA|COFFEE HOLDING CO.|APCC|Apex Clearing Corporation|11933
JVA|COFFEE HOLDING CO.|BATM|CBOE TRADING, INC.|300
JVA|COFFEE HOLDING CO.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13264
JVA|COFFEE HOLDING CO.|BYXM|CBOE TRADING, INC.|513
JVA|COFFEE HOLDING CO.|CANT|Cantor Fitzgerald & Co.|5986
JVA|COFFEE HOLDING CO.|CHAS|Charles Schwab & Co., Inc.|6882
JVA|COFFEE HOLDING CO.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1732
JVA|COFFEE HOLDING CO.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
JVA|COFFEE HOLDING CO.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10407
JVA|COFFEE HOLDING CO.|CTDL|Citadel Derivatives Group Llc|235
JVA|COFFEE HOLDING CO.|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
JVA|COFFEE HOLDING CO.|DBAB|Deutsche Bank Securities Inc.|6651
JVA|COFFEE HOLDING CO.|DBAX|Deutsche Bank Securities Inc.|4700
JVA|COFFEE HOLDING CO.|DEAN|MORGAN STANLEY|4523
JVA|COFFEE HOLDING CO.|DEGS|RONIN PROFESSIONAL LLC|10421
JVA|COFFEE HOLDING CO.|EBXL|EBX LLC|2700
JVA|COFFEE HOLDING CO.|EGAM|CBOE TRADING, INC.|6900
JVA|COFFEE HOLDING CO.|EGAW|CBOE TRADING, INC.|149
JVA|COFFEE HOLDING CO.|EGXM|CBOE TRADING, INC.|675
JVA|COFFEE HOLDING CO.|EGXW|CBOE TRADING, INC.|10187
JVA|COFFEE HOLDING CO.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|200
JVA|COFFEE HOLDING CO.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4300
JVA|COFFEE HOLDING CO.|ETRS|E*Trade Securities LLC|146396
JVA|COFFEE HOLDING CO.|FBCO|Credit Suisse Securities (USA) LLC|18803
JVA|COFFEE HOLDING CO.|FILL|Tradestation Securities, Inc.|9991
JVA|COFFEE HOLDING CO.|FOMA|TD AMERITRADE CLEARING, INC.|190612
JVA|COFFEE HOLDING CO.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24
JVA|COFFEE HOLDING CO.|FTBR|Foliofn Investments, Inc.|528
JVA|COFFEE HOLDING CO.|GEBB|GLOBAL EXECUTION BROKERS, LP|5934
JVA|COFFEE HOLDING CO.|GLPX|ACS EXECUTION SERVICES, LLC|21449
JVA|COFFEE HOLDING CO.|GSCO|GOLDMAN SACHS & CO. LLC|940
JVA|COFFEE HOLDING CO.|GSLT|GOLDMAN SACHS & CO. LLC|3729
JVA|COFFEE HOLDING CO.|GTSZ|GTS SECURITIES LLC|6404
JVA|COFFEE HOLDING CO.|HRBF|American Enterprise Investment Services Inc.|3751
JVA|COFFEE HOLDING CO.|IATS|INTERACTIVE BROKERS LLC|34878
JVA|COFFEE HOLDING CO.|IBKR|Interactive Brokers Llc|183776
JVA|COFFEE HOLDING CO.|ICBX|INSTINET, LLC|3150
JVA|COFFEE HOLDING CO.|INCA|INSTINET, LLC|29151
JVA|COFFEE HOLDING CO.|INJX|INSTINET, LLC|100
JVA|COFFEE HOLDING CO.|ITGI|ITG Inc.|22096
JVA|COFFEE HOLDING CO.|ITGP|ITG INC.|8000
JVA|COFFEE HOLDING CO.|JEFF|JEFFERIES LLC|300
JVA|COFFEE HOLDING CO.|JPMX|J.P. Morgan Securities LLC|3516
JVA|COFFEE HOLDING CO.|KCGM|VIRTU Americas LLC|2525
JVA|COFFEE HOLDING CO.|LEHM|Barclays Capital Inc./Le|9616
JVA|COFFEE HOLDING CO.|LIME|Lime Brokerage LLC|32109
JVA|COFFEE HOLDING CO.|LMGP|LIME BROKERAGE LLC|200
JVA|COFFEE HOLDING CO.|LSCI|Lek Securities Corporation|1070
JVA|COFFEE HOLDING CO.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2168
JVA|COFFEE HOLDING CO.|MBTS|ALLY INVEST SECURITIES LLC|440
JVA|COFFEE HOLDING CO.|MICA|Spartan Securities Group, Ltd.|2000
JVA|COFFEE HOLDING CO.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
JVA|COFFEE HOLDING CO.|MOTF|MOTIF INVESTING, INC.|1
JVA|COFFEE HOLDING CO.|MSCO|MORGAN STANLEY & CO. LLC|109908
JVA|COFFEE HOLDING CO.|MSPL|MORGAN STANLEY & CO. LLC|4500
JVA|COFFEE HOLDING CO.|NFSC|National Financial Services LLC|94289
JVA|COFFEE HOLDING CO.|NITE|VIRTU Americas LLC|241948
JVA|COFFEE HOLDING CO.|NITP|VIRTU Americas LLC|752
JVA|COFFEE HOLDING CO.|NQRB|Brut, LLC|2900
JVA|COFFEE HOLDING CO.|OPCO|Oppenheimer & Co. Inc.|12439
JVA|COFFEE HOLDING CO.|PDQM|CODA MARKETS, INC.|27442
JVA|COFFEE HOLDING CO.|PWJC|UBS Financial Services, Inc.|4900
JVA|COFFEE HOLDING CO.|RAJA|Raymond James & Associates, Inc.|24000
JVA|COFFEE HOLDING CO.|RBCM|RBC CAPITAL MARKETS, LLC|4586
JVA|COFFEE HOLDING CO.|SAGL|SAGETRADER, LLC|1359
JVA|COFFEE HOLDING CO.|SBSH|Citigroup Global Markets Inc.|3142
JVA|COFFEE HOLDING CO.|SGMT|GOLDMAN SACHS & CO. LLC|2042
JVA|COFFEE HOLDING CO.|SPDR|SPEEDROUTE LLC|1800
JVA|COFFEE HOLDING CO.|SPTD|MINT GLOBAL MARKETS, INC.|2000
JVA|COFFEE HOLDING CO.|SWIM|TD Ameritrade, Inc.|63845
JVA|COFFEE HOLDING CO.|TKNG|ALLY INVEST SECURITIES LLC|1940
JVA|COFFEE HOLDING CO.|TRBT|Tradebot Systems, Inc.|1852
JVA|COFFEE HOLDING CO.|TRCM|TRC MARKETS LLC|14780
JVA|COFFEE HOLDING CO.|UBSA|UBS SECURITIES LLC|25554
JVA|COFFEE HOLDING CO.|UBSS|UBS Securities LLC|54887
JVA|COFFEE HOLDING CO.|VALX|VIRTU AMERICAS LLC|3223
JVA|COFFEE HOLDING CO.|VGRD|Vanguard Marketing Corporation|4635
JVA|COFFEE HOLDING CO.|WCHV|WELLS FARGO SECURITIES, LLC|14309
JVA|COFFEE HOLDING CO.|WEDB|WEDBUSH SECURITIES INC.|4050
JVA|COFFEE HOLDING CO.|WEED|Weeden & Co.L.P.|100
JVA|COFFEE HOLDING CO.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|593
JVA|COFFEE HOLDING CO.|WGIF|CIBC World Markets Inc.|100
JVA|COFFEE HOLDING CO.|WSEA|WOLVERINE SECURITIES, LLC|2883
JVA|COFFEE HOLDING CO.|WTFS|JUST2TRADE, INC.|100
JVA|COFFEE HOLDING CO.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
JVA|COFFEE HOLDING CO.|YKNA|COMHAR CAPITAL MARKETS, LLC|2171
JVA|COFFEE HOLDING CO.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2031
JVAL|JPMORGAN U.S. VALUE|ETRS|E*Trade Securities LLC|10
JVAL|JPMORGAN U.S. VALUE|FTBR|Foliofn Investments, Inc.|1
JVAL|JPMORGAN U.S. VALUE|JSJX|JANE STREET CAPITAL LLC|2146
JVAL|JPMORGAN U.S. VALUE|LIME|Lime Brokerage LLC|4
JVAL|JPMORGAN U.S. VALUE|MSCO|MORGAN STANLEY & CO. LLC|4
JVAL|JPMORGAN U.S. VALUE|NITE|VIRTU Americas LLC|50
JW.A|JOHN WILEY SONS CL A|APCC|Apex Clearing Corporation|1
JW.A|JOHN WILEY SONS CL A|BARD|Robert W. Baird & Co. Incorporated|2681
JW.A|JOHN WILEY SONS CL A|BATM|CBOE TRADING, INC.|2943
JW.A|JOHN WILEY SONS CL A|BAYT|BTIG, LLC|300
JW.A|JOHN WILEY SONS CL A|BERN|Sanford C. Bernstein & Co., LLC|28602
JW.A|JOHN WILEY SONS CL A|BIDS|BIDS TRADING L.P.|100
JW.A|JOHN WILEY SONS CL A|BKCM|BNY Mellon Capital Markets LLC|13985
JW.A|JOHN WILEY SONS CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|77
JW.A|JOHN WILEY SONS CL A|BLKX|INSTINET, LLC|68107
JW.A|JOHN WILEY SONS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|1718
JW.A|JOHN WILEY SONS CL A|BRVL|BLAYLOCK VAN, LLC|500
JW.A|JOHN WILEY SONS CL A|BTIG|BTIG, LLC|432
JW.A|JOHN WILEY SONS CL A|BYXM|CBOE TRADING, INC.|172
JW.A|JOHN WILEY SONS CL A|BZYD|GOLDMAN SACHS & CO. LLC|400
JW.A|JOHN WILEY SONS CL A|CANT|Cantor Fitzgerald & Co.|400
JW.A|JOHN WILEY SONS CL A|CHAS|Charles Schwab & Co., Inc.|1
JW.A|JOHN WILEY SONS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|99810
JW.A|JOHN WILEY SONS CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2399
JW.A|JOHN WILEY SONS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52921
JW.A|JOHN WILEY SONS CL A|CTDL|Citadel Derivatives Group Llc|2421
JW.A|JOHN WILEY SONS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|4936
JW.A|JOHN WILEY SONS CL A|DAVA|Davenport & Company LLC|20
JW.A|JOHN WILEY SONS CL A|DBAB|Deutsche Bank Securities Inc.|134449
JW.A|JOHN WILEY SONS CL A|DBAX|Deutsche Bank Securities Inc.|65300
JW.A|JOHN WILEY SONS CL A|DBUL|Deutsche Bank Securities Inc.|200
JW.A|JOHN WILEY SONS CL A|DCHF|Dart Executions, LLC|30
JW.A|JOHN WILEY SONS CL A|DEAN|MORGAN STANLEY|481
JW.A|JOHN WILEY SONS CL A|EBXL|EBX LLC|54600
JW.A|JOHN WILEY SONS CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|3569
JW.A|JOHN WILEY SONS CL A|EGAM|CBOE TRADING, INC.|8795
JW.A|JOHN WILEY SONS CL A|EGXM|CBOE TRADING, INC.|1079
JW.A|JOHN WILEY SONS CL A|ETCC|Electronic Transaction Clearing, Inc.|10
JW.A|JOHN WILEY SONS CL A|ETRS|E*Trade Securities LLC|281
JW.A|JOHN WILEY SONS CL A|FMAF|NBCN Inc./ CDS|890
JW.A|JOHN WILEY SONS CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
JW.A|JOHN WILEY SONS CL A|FQLS|Quantlab Securities LP|74604
JW.A|JOHN WILEY SONS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15490
JW.A|JOHN WILEY SONS CL A|FTBR|Foliofn Investments, Inc.|193
JW.A|JOHN WILEY SONS CL A|GSCO|GOLDMAN SACHS & CO. LLC|387954
JW.A|JOHN WILEY SONS CL A|GSCS|GOLDMAN SACHS & CO. LLC|12
JW.A|JOHN WILEY SONS CL A|GSLT|GOLDMAN SACHS & CO. LLC|2960
JW.A|JOHN WILEY SONS CL A|GTSZ|GTS SECURITIES LLC|13929
JW.A|JOHN WILEY SONS CL A|HRBF|American Enterprise Investment Services Inc.|432
JW.A|JOHN WILEY SONS CL A|IBKR|Interactive Brokers Llc|3819
JW.A|JOHN WILEY SONS CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
JW.A|JOHN WILEY SONS CL A|ICBX|INSTINET, LLC|32800
JW.A|JOHN WILEY SONS CL A|IEQY|CITADEL SECURITIES LLC|22887
JW.A|JOHN WILEY SONS CL A|INCA|INSTINET, LLC|58866
JW.A|JOHN WILEY SONS CL A|INJX|INSTINET, LLC|796
JW.A|JOHN WILEY SONS CL A|ITGI|ITG Inc.|14074
JW.A|JOHN WILEY SONS CL A|ITGP|ITG INC.|185600
JW.A|JOHN WILEY SONS CL A|JANY|Janney Montgomery Scott Inc.|27
JW.A|JOHN WILEY SONS CL A|JEFF|JEFFERIES LLC|31658
JW.A|JOHN WILEY SONS CL A|JMPT|JUMP TRADING, LLC|9457
JW.A|JOHN WILEY SONS CL A|JPBX|J.P. MORGAN SECURITIES LLC|14466
JW.A|JOHN WILEY SONS CL A|JPMX|J.P. Morgan Securities LLC|129684
JW.A|JOHN WILEY SONS CL A|KCGM|VIRTU Americas LLC|9944
JW.A|JOHN WILEY SONS CL A|LEHM|Barclays Capital Inc./Le|222216
JW.A|JOHN WILEY SONS CL A|LIME|Lime Brokerage LLC|24583
JW.A|JOHN WILEY SONS CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|61482
JW.A|JOHN WILEY SONS CL A|LQNA|LIQUIDNET, INC.|37800
JW.A|JOHN WILEY SONS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53994
JW.A|JOHN WILEY SONS CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|310
JW.A|JOHN WILEY SONS CL A|MOTF|MOTIF INVESTING, INC.|1
JW.A|JOHN WILEY SONS CL A|MSCO|MORGAN STANLEY & CO. LLC|1158930
JW.A|JOHN WILEY SONS CL A|MSPL|MORGAN STANLEY & CO. LLC|60500
JW.A|JOHN WILEY SONS CL A|MSTX|MORGAN STANLEY & CO. LLC|44500
JW.A|JOHN WILEY SONS CL A|MTON|MILLINGTON SECURITIES, INC.|39109
JW.A|JOHN WILEY SONS CL A|MZHO|Mizuho Securities USA LLC|146100
JW.A|JOHN WILEY SONS CL A|NFSC|National Financial Services LLC|112944
JW.A|JOHN WILEY SONS CL A|NITE|VIRTU Americas LLC|17594
JW.A|JOHN WILEY SONS CL A|NITP|VIRTU Americas LLC|300
JW.A|JOHN WILEY SONS CL A|NQRB|Brut, LLC|11992
JW.A|JOHN WILEY SONS CL A|NTBF|BMO Nesbitt Burns Inc./CDS|286
JW.A|JOHN WILEY SONS CL A|PDQM|CODA MARKETS, INC.|8888
JW.A|JOHN WILEY SONS CL A|PUMA|Puma Capital, Llc|39209
JW.A|JOHN WILEY SONS CL A|PWJC|UBS Financial Services, Inc.|18455
JW.A|JOHN WILEY SONS CL A|SAGL|SAGETRADER, LLC|11996
JW.A|JOHN WILEY SONS CL A|SAGW|SAGETRADER, LLC|10
JW.A|JOHN WILEY SONS CL A|SBSH|Citigroup Global Markets Inc.|6585
JW.A|JOHN WILEY SONS CL A|SGMT|GOLDMAN SACHS & CO. LLC|98250
JW.A|JOHN WILEY SONS CL A|SPDR|SPEEDROUTE LLC|1750
JW.A|JOHN WILEY SONS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|311
JW.A|JOHN WILEY SONS CL A|SWIM|TD Ameritrade, Inc.|369
JW.A|JOHN WILEY SONS CL A|TRBT|Tradebot Systems, Inc.|18461
JW.A|JOHN WILEY SONS CL A|TRCM|TRC MARKETS LLC|4475
JW.A|JOHN WILEY SONS CL A|UBSA|UBS SECURITIES LLC|214353
JW.A|JOHN WILEY SONS CL A|UBSS|UBS Securities LLC|261877
JW.A|JOHN WILEY SONS CL A|VALX|VIRTU AMERICAS LLC|2122
JW.A|JOHN WILEY SONS CL A|VGRD|Vanguard Marketing Corporation|832
JW.A|JOHN WILEY SONS CL A|WCHV|WELLS FARGO SECURITIES, LLC|8155
JW.A|JOHN WILEY SONS CL A|WDNX|WEEDEN & CO.L.P.|3700
JW.A|JOHN WILEY SONS CL A|WEDB|WEDBUSH SECURITIES INC.|400
JW.A|JOHN WILEY SONS CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|198
JW.A|JOHN WILEY SONS CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|663
JW.A|JOHN WILEY SONS CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|45
JW.A|JOHN WILEY SONS CL A|WSEA|WOLVERINE SECURITIES, LLC|23
JW.A|JOHN WILEY SONS CL A|XIST|INSTINET, LLC|51800
JW.A|JOHN WILEY SONS CL A|XPQR|Jump Trading|1301
JW.A|JOHN WILEY SONS CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|51574
JW.B|JOHN WILEY SONS CL B|GSLT|GOLDMAN SACHS & CO. LLC|1
JW.B|JOHN WILEY SONS CL B|IBKR|Interactive Brokers Llc|399
JW.B|JOHN WILEY SONS CL B|LEHM|Barclays Capital Inc./Le|10705
JW.B|JOHN WILEY SONS CL B|MSCO|MORGAN STANLEY & CO. LLC|2
JW.B|JOHN WILEY SONS CL B|NEUB|NEUBERGER BERMAN BD LLC|210
JW.B|JOHN WILEY SONS CL B|NITE|VIRTU Americas LLC|5316
JW.B|JOHN WILEY SONS CL B|SGMT|GOLDMAN SACHS & CO. LLC|100
JW.B|JOHN WILEY SONS CL B|SWIM|TD Ameritrade, Inc.|195
JW.B|JOHN WILEY SONS CL B|TRBT|Tradebot Systems, Inc.|100
JW.B|JOHN WILEY SONS CL B|UBSA|UBS SECURITIES LLC|100
JW.B|JOHN WILEY SONS CL B|UBSS|UBS Securities LLC|447
JW.B|JOHN WILEY SONS CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2600
JW.B|JOHN WILEY SONS CL B|WSEA|WOLVERINE SECURITIES, LLC|14
JWN|NORDSTROM INC|ABLE|NATIXIS Securities Americas LLC|201699
JWN|NORDSTROM INC|ADAM|CANACCORD GENUITY INC.|10106
JWN|NORDSTROM INC|AGIS|Aegis Capital Corp.|1163
JWN|NORDSTROM INC|ALTX|Alternet Securities Inc.|20006
JWN|NORDSTROM INC|APCC|Apex Clearing Corporation|2272
JWN|NORDSTROM INC|AQUA|AQUA SECURITIES L.P.|2600
JWN|NORDSTROM INC|BANK|Primevest Financial Services, Inc.|1682
JWN|NORDSTROM INC|BARD|Robert W. Baird & Co. Incorporated|25070
JWN|NORDSTROM INC|BATM|CBOE TRADING, INC.|16861
JWN|NORDSTROM INC|BAYC|BAY CREST PARTNERS, LLC|975
JWN|NORDSTROM INC|BAYT|BTIG, LLC|700
JWN|NORDSTROM INC|BBNT|BB&T SECURITIES, LLC|470
JWN|NORDSTROM INC|BERN|Sanford C. Bernstein & Co., LLC|40495
JWN|NORDSTROM INC|BIDS|BIDS TRADING L.P.|100
JWN|NORDSTROM INC|BIMI|Banca IMI Securities Corp.|25
JWN|NORDSTROM INC|BKCM|BNY Mellon Capital Markets LLC|66
JWN|NORDSTROM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28783
JWN|NORDSTROM INC|BLKX|INSTINET, LLC|42700
JWN|NORDSTROM INC|BNPX|BNP PARIBAS SECURITIES CORP.|100788
JWN|NORDSTROM INC|BTIG|BTIG, LLC|87076
JWN|NORDSTROM INC|BYXM|CBOE TRADING, INC.|2330
JWN|NORDSTROM INC|BZYD|GOLDMAN SACHS & CO. LLC|500
JWN|NORDSTROM INC|CABR|Cabrera Capital Markets, Inc.|25
JWN|NORDSTROM INC|CANT|Cantor Fitzgerald & Co.|102
JWN|NORDSTROM INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|15800
JWN|NORDSTROM INC|CHAS|Charles Schwab & Co., Inc.|40102
JWN|NORDSTROM INC|CIBP|CIBC World Markets Corp.|6474
JWN|NORDSTROM INC|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
JWN|NORDSTROM INC|CIST|Capital Institutional Services, Inc.|13821
JWN|NORDSTROM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|137756
JWN|NORDSTROM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|132
JWN|NORDSTROM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4015
JWN|NORDSTROM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|906842
JWN|NORDSTROM INC|CTDL|Citadel Derivatives Group Llc|19562
JWN|NORDSTROM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|68154
JWN|NORDSTROM INC|DADA|D.A. Davidson & Co.|10959
JWN|NORDSTROM INC|DBAB|Deutsche Bank Securities Inc.|327822
JWN|NORDSTROM INC|DBAX|Deutsche Bank Securities Inc.|667900
JWN|NORDSTROM INC|DBUL|Deutsche Bank Securities Inc.|3854
JWN|NORDSTROM INC|DCHF|Dart Executions, LLC|200
JWN|NORDSTROM INC|DEAN|MORGAN STANLEY|12389
JWN|NORDSTROM INC|DEGS|RONIN PROFESSIONAL LLC|1200
JWN|NORDSTROM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|831
JWN|NORDSTROM INC|DRWK|DRW SECURITIES, L.L.C.|2366
JWN|NORDSTROM INC|EBXL|EBX LLC|345200
JWN|NORDSTROM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|48271
JWN|NORDSTROM INC|EDJO|Edward D. Jones & Co., L.P.|4936
JWN|NORDSTROM INC|EGAM|CBOE TRADING, INC.|28246
JWN|NORDSTROM INC|EGAW|CBOE TRADING, INC.|554
JWN|NORDSTROM INC|EGMT|EG MARKET TECHNOLOGIES LLC|440
JWN|NORDSTROM INC|EGXM|CBOE TRADING, INC.|10080
JWN|NORDSTROM INC|ETBE|Electronic Transaction Clearing, Inc.|33996
JWN|NORDSTROM INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
JWN|NORDSTROM INC|ETCC|Electronic Transaction Clearing, Inc.|705
JWN|NORDSTROM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|63015
JWN|NORDSTROM INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1459
JWN|NORDSTROM INC|ETRS|E*Trade Securities LLC|182974
JWN|NORDSTROM INC|FBSB|U.S. Bancorp Investments, Inc.|88
JWN|NORDSTROM INC|FFSI|Firstrade Securities Inc.|20
JWN|NORDSTROM INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1
JWN|NORDSTROM INC|FILL|Tradestation Securities, Inc.|9166
JWN|NORDSTROM INC|FINX|FINTECH SECURITIES|2500
JWN|NORDSTROM INC|FMAF|NBCN Inc./ CDS|3896
JWN|NORDSTROM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|99000
JWN|NORDSTROM INC|FQLS|Quantlab Securities LP|538882
JWN|NORDSTROM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|212719
JWN|NORDSTROM INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|7169
JWN|NORDSTROM INC|FTBR|Foliofn Investments, Inc.|3375
JWN|NORDSTROM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|21550
JWN|NORDSTROM INC|GLIS|TD Securities Inc|5167
JWN|NORDSTROM INC|GLPX|ACS EXECUTION SERVICES, LLC|56804
JWN|NORDSTROM INC|GSCO|GOLDMAN SACHS & CO. LLC|1694668
JWN|NORDSTROM INC|GSCS|GOLDMAN SACHS & CO. LLC|21990
JWN|NORDSTROM INC|GSLT|GOLDMAN SACHS & CO. LLC|20511
JWN|NORDSTROM INC|GTSZ|GTS SECURITIES LLC|171382
JWN|NORDSTROM INC|HRBF|American Enterprise Investment Services Inc.|5000
JWN|NORDSTROM INC|HSBC|HSBC Securities, Inc.|40
JWN|NORDSTROM INC|IATS|INTERACTIVE BROKERS LLC|11707
JWN|NORDSTROM INC|IBKR|Interactive Brokers Llc|27133
JWN|NORDSTROM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
JWN|NORDSTROM INC|ICBX|INSTINET, LLC|214602
JWN|NORDSTROM INC|IEQY|CITADEL SECURITIES LLC|312431
JWN|NORDSTROM INC|INCA|INSTINET, LLC|704315
JWN|NORDSTROM INC|INJX|INSTINET, LLC|31654
JWN|NORDSTROM INC|ITGI|ITG Inc.|269829
JWN|NORDSTROM INC|ITGP|ITG INC.|307800
JWN|NORDSTROM INC|JANY|Janney Montgomery Scott Inc.|680
JWN|NORDSTROM INC|JEFF|JEFFERIES LLC|280831
JWN|NORDSTROM INC|JHDR|J.H. Darbie & Co., Inc.|3451
JWN|NORDSTROM INC|JMPT|JUMP TRADING, LLC|132086
JWN|NORDSTROM INC|JONE|JonesTrading|4370
JWN|NORDSTROM INC|JPBX|J.P. MORGAN SECURITIES LLC|204519
JWN|NORDSTROM INC|JPMX|J.P. Morgan Securities LLC|1064633
JWN|NORDSTROM INC|JSJX|JANE STREET CAPITAL LLC|7688
JWN|NORDSTROM INC|JUTA|JUMP TRADING, LLC|1145
JWN|NORDSTROM INC|KCGM|VIRTU Americas LLC|79931
JWN|NORDSTROM INC|KEYB|KEYBANC CAPITAL MARKETS INC.|24600
JWN|NORDSTROM INC|LEHM|Barclays Capital Inc./Le|1437141
JWN|NORDSTROM INC|LGNT|COR CLEARING LLC|58
JWN|NORDSTROM INC|LIME|Lime Brokerage LLC|41355
JWN|NORDSTROM INC|LIWE|LIME BROKERAGE LLC|1900
JWN|NORDSTROM INC|LOOP|Loop Capital Markets LLC|100
JWN|NORDSTROM INC|LQNA|LIQUIDNET, INC.|269400
JWN|NORDSTROM INC|LSCI|Lek Securities Corporation|1134
JWN|NORDSTROM INC|LVMR|LIVERMORE TRADING GROUP, INC.|15182
JWN|NORDSTROM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|810
JWN|NORDSTROM INC|MACC|Mid Atlantic Capital Corporation|393
JWN|NORDSTROM INC|MACQ|Macquarie Capital (USA) Inc.|4991
JWN|NORDSTROM INC|MAXM|Maxim Group LLC|575
JWN|NORDSTROM INC|MKMP|MKM Partners LLC|17000
JWN|NORDSTROM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194994
JWN|NORDSTROM INC|MOTF|MOTIF INVESTING, INC.|17
JWN|NORDSTROM INC|MSCO|MORGAN STANLEY & CO. LLC|2378360
JWN|NORDSTROM INC|MSPL|MORGAN STANLEY & CO. LLC|455000
JWN|NORDSTROM INC|MSTX|MORGAN STANLEY & CO. LLC|268100
JWN|NORDSTROM INC|NATL|National Securities Corporation|1710
JWN|NORDSTROM INC|NBCS|NBC Securities, INC.|3600
JWN|NORDSTROM INC|NEED|Needham & Company, LLC|400
JWN|NORDSTROM INC|NFSC|National Financial Services LLC|343589
JWN|NORDSTROM INC|NITE|VIRTU Americas LLC|785759
JWN|NORDSTROM INC|NITP|VIRTU Americas LLC|1500
JWN|NORDSTROM INC|NQRB|Brut, LLC|24476
JWN|NORDSTROM INC|NTBF|BMO Nesbitt Burns Inc./CDS|2857
JWN|NORDSTROM INC|NTRC|Northern Trust Securities, Inc.|2534
JWN|NORDSTROM INC|OHOS|TWO SIGMA SECURITIES, LLC|3570
JWN|NORDSTROM INC|ONEL|O'NEIL SECURITIES, INCORPORATED|7
JWN|NORDSTROM INC|OPCO|Oppenheimer & Co. Inc.|3030
JWN|NORDSTROM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|365
JWN|NORDSTROM INC|PDQM|CODA MARKETS, INC.|128292
JWN|NORDSTROM INC|PHLY|NASDAQ Execution Services, LLC|9600
JWN|NORDSTROM INC|PWJC|UBS Financial Services, Inc.|19050
JWN|NORDSTROM INC|QMSR|QUATTRO M SECURITIES INC.|989
JWN|NORDSTROM INC|RBCM|RBC CAPITAL MARKETS, LLC|15602
JWN|NORDSTROM INC|RGLD|Regal Securities, Inc|100
JWN|NORDSTROM INC|SAGL|SAGETRADER, LLC|5363
JWN|NORDSTROM INC|SALI|INTL FCSTONE FINANCIAL INC.|45
JWN|NORDSTROM INC|SBSH|Citigroup Global Markets Inc.|281746
JWN|NORDSTROM INC|SEIC|SEI Investments Distribution Co.|800
JWN|NORDSTROM INC|SGMT|GOLDMAN SACHS & CO. LLC|276395
JWN|NORDSTROM INC|SIBO|Prime Executions, Inc.|8546
JWN|NORDSTROM INC|SPDR|SPEEDROUTE LLC|17434
JWN|NORDSTROM INC|STFL|Stifel, Nicolaus & Company, Incorporated|73366
JWN|NORDSTROM INC|STKP|STOCKPILE INVESTMENTS, INC.|96
JWN|NORDSTROM INC|STXG|Stockcross Financial Services, Inc.|2
JWN|NORDSTROM INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13641
JWN|NORDSTROM INC|SWIM|TD Ameritrade, Inc.|234887
JWN|NORDSTROM INC|SWST|Hilltop Securities Inc.|5734
JWN|NORDSTROM INC|TKNG|ALLY INVEST SECURITIES LLC|2494
JWN|NORDSTROM INC|TRBT|Tradebot Systems, Inc.|560378
JWN|NORDSTROM INC|TRCM|TRC MARKETS LLC|638577
JWN|NORDSTROM INC|UBSA|UBS SECURITIES LLC|709600
JWN|NORDSTROM INC|UBSS|UBS Securities LLC|1116299
JWN|NORDSTROM INC|VALX|VIRTU AMERICAS LLC|19260
JWN|NORDSTROM INC|VGRD|Vanguard Marketing Corporation|34276
JWN|NORDSTROM INC|VNDM|Wall Street Access|27514
JWN|NORDSTROM INC|VSIN|Vision Financial Markets Llc|4
JWN|NORDSTROM INC|WBET|Wallachbeth Capital LLC|7021
JWN|NORDSTROM INC|WBLR|WILLIAM BLAIR|4358
JWN|NORDSTROM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1248
JWN|NORDSTROM INC|WCHV|WELLS FARGO SECURITIES, LLC|185726
JWN|NORDSTROM INC|WEDB|WEDBUSH SECURITIES INC.|84085
JWN|NORDSTROM INC|WEED|Weeden & Co.L.P.|3845
JWN|NORDSTROM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20237
JWN|NORDSTROM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26388
JWN|NORDSTROM INC|WGIF|CIBC World Markets Inc.|350
JWN|NORDSTROM INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1318
JWN|NORDSTROM INC|WORD|Worden Capital Management LLC|500
JWN|NORDSTROM INC|WSAG|WALL STREET ACCESS|71
JWN|NORDSTROM INC|WSEA|WOLVERINE SECURITIES, LLC|15658
JWN|NORDSTROM INC|XIST|INSTINET, LLC|27262
JWN|NORDSTROM INC|XPQR|Jump Trading|2300
JWN|NORDSTROM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|78190
JWN|NORDSTROM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1686
JWN|NORDSTROM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4137
JXI|ISHARES GLOBAL UTILI|APCC|Apex Clearing Corporation|30
JXI|ISHARES GLOBAL UTILI|BARD|Robert W. Baird & Co. Incorporated|14
JXI|ISHARES GLOBAL UTILI|BATM|CBOE TRADING, INC.|7588
JXI|ISHARES GLOBAL UTILI|BBNT|BB&T SECURITIES, LLC|4
JXI|ISHARES GLOBAL UTILI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|218
JXI|ISHARES GLOBAL UTILI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2274
JXI|ISHARES GLOBAL UTILI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
JXI|ISHARES GLOBAL UTILI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4287
JXI|ISHARES GLOBAL UTILI|CSIN|Citadel Securities Institutional LLC|138124
JXI|ISHARES GLOBAL UTILI|CTDL|Citadel Derivatives Group Llc|108718
JXI|ISHARES GLOBAL UTILI|CXCX|CITIGROUP GLOBAL MARKETS INC.|208
JXI|ISHARES GLOBAL UTILI|DBAX|Deutsche Bank Securities Inc.|2300
JXI|ISHARES GLOBAL UTILI|DEAN|MORGAN STANLEY|705
JXI|ISHARES GLOBAL UTILI|EBXL|EBX LLC|2200
JXI|ISHARES GLOBAL UTILI|EDJO|Edward D. Jones & Co., L.P.|1914
JXI|ISHARES GLOBAL UTILI|EGAM|CBOE TRADING, INC.|100
JXI|ISHARES GLOBAL UTILI|EGXM|CBOE TRADING, INC.|900
JXI|ISHARES GLOBAL UTILI|ETRS|E*Trade Securities LLC|846
JXI|ISHARES GLOBAL UTILI|FILL|Tradestation Securities, Inc.|5
JXI|ISHARES GLOBAL UTILI|FLTU|FLOW TRADERS US LLC|500
JXI|ISHARES GLOBAL UTILI|FMAF|NBCN Inc./ CDS|100
JXI|ISHARES GLOBAL UTILI|FTBR|Foliofn Investments, Inc.|105362
JXI|ISHARES GLOBAL UTILI|GLIS|TD Securities Inc|45
JXI|ISHARES GLOBAL UTILI|GSCO|GOLDMAN SACHS & CO. LLC|8400
JXI|ISHARES GLOBAL UTILI|HRBF|American Enterprise Investment Services Inc.|8232
JXI|ISHARES GLOBAL UTILI|IATS|INTERACTIVE BROKERS LLC|2
JXI|ISHARES GLOBAL UTILI|IBKR|Interactive Brokers Llc|8607
JXI|ISHARES GLOBAL UTILI|ICBX|INSTINET, LLC|1057
JXI|ISHARES GLOBAL UTILI|INCA|INSTINET, LLC|1093
JXI|ISHARES GLOBAL UTILI|ITGI|ITG Inc.|600
JXI|ISHARES GLOBAL UTILI|ITGP|ITG INC.|13800
JXI|ISHARES GLOBAL UTILI|JANY|Janney Montgomery Scott Inc.|2
JXI|ISHARES GLOBAL UTILI|JPMX|J.P. Morgan Securities LLC|2600
JXI|ISHARES GLOBAL UTILI|JSEB|JANE STREET EXECUTION SERVICES, LLC|31365
JXI|ISHARES GLOBAL UTILI|JSJX|JANE STREET CAPITAL LLC|48781
JXI|ISHARES GLOBAL UTILI|KCGM|VIRTU Americas LLC|2803
JXI|ISHARES GLOBAL UTILI|LEHM|Barclays Capital Inc./Le|6200
JXI|ISHARES GLOBAL UTILI|LIME|Lime Brokerage LLC|2730
JXI|ISHARES GLOBAL UTILI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9600
JXI|ISHARES GLOBAL UTILI|MSCO|MORGAN STANLEY & CO. LLC|3235
JXI|ISHARES GLOBAL UTILI|MSPL|MORGAN STANLEY & CO. LLC|800
JXI|ISHARES GLOBAL UTILI|NFSC|National Financial Services LLC|19871
JXI|ISHARES GLOBAL UTILI|NITE|VIRTU Americas LLC|130145
JXI|ISHARES GLOBAL UTILI|OPCO|Oppenheimer & Co. Inc.|569
JXI|ISHARES GLOBAL UTILI|PWJC|UBS Financial Services, Inc.|300
JXI|ISHARES GLOBAL UTILI|RBCM|RBC CAPITAL MARKETS, LLC|11758
JXI|ISHARES GLOBAL UTILI|SBSH|Citigroup Global Markets Inc.|1
JXI|ISHARES GLOBAL UTILI|SGMT|GOLDMAN SACHS & CO. LLC|3914
JXI|ISHARES GLOBAL UTILI|STFL|Stifel, Nicolaus & Company, Incorporated|11
JXI|ISHARES GLOBAL UTILI|SWIM|TD Ameritrade, Inc.|60
JXI|ISHARES GLOBAL UTILI|TKNG|ALLY INVEST SECURITIES LLC|467
JXI|ISHARES GLOBAL UTILI|UBSA|UBS SECURITIES LLC|9903
JXI|ISHARES GLOBAL UTILI|UBSS|UBS Securities LLC|28887
JXI|ISHARES GLOBAL UTILI|VGRD|Vanguard Marketing Corporation|230
JXI|ISHARES GLOBAL UTILI|WBET|Wallachbeth Capital LLC|1600
JXI|ISHARES GLOBAL UTILI|WCHV|WELLS FARGO SECURITIES, LLC|5968
JXI|ISHARES GLOBAL UTILI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35216
JXI|ISHARES GLOBAL UTILI|WSEA|WOLVERINE SECURITIES, LLC|47
JXI|ISHARES GLOBAL UTILI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3034
JYNT|THE JOINT CORP CMN|ALTX|Alternet Securities Inc.|1940
JYNT|THE JOINT CORP CMN|APCC|Apex Clearing Corporation|217
JYNT|THE JOINT CORP CMN|BARD|Robert W. Baird & Co. Incorporated|390
JYNT|THE JOINT CORP CMN|BATM|CBOE TRADING, INC.|200
JYNT|THE JOINT CORP CMN|BAYT|BTIG, LLC|500
JYNT|THE JOINT CORP CMN|BERN|Sanford C. Bernstein & Co., LLC|3100
JYNT|THE JOINT CORP CMN|BTIG|BTIG, LLC|412784
JYNT|THE JOINT CORP CMN|BYXM|CBOE TRADING, INC.|117
JYNT|THE JOINT CORP CMN|CHAS|Charles Schwab & Co., Inc.|672
JYNT|THE JOINT CORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9206
JYNT|THE JOINT CORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
JYNT|THE JOINT CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29489
JYNT|THE JOINT CORP CMN|CTDL|Citadel Derivatives Group Llc|1248
JYNT|THE JOINT CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2434
JYNT|THE JOINT CORP CMN|DBAB|Deutsche Bank Securities Inc.|5750
JYNT|THE JOINT CORP CMN|DBAX|Deutsche Bank Securities Inc.|10500
JYNT|THE JOINT CORP CMN|DEAN|MORGAN STANLEY|3100
JYNT|THE JOINT CORP CMN|DEGS|RONIN PROFESSIONAL LLC|25166
JYNT|THE JOINT CORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
JYNT|THE JOINT CORP CMN|EBXL|EBX LLC|13200
JYNT|THE JOINT CORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|9100
JYNT|THE JOINT CORP CMN|EDJC|Edward Jones / CDS|1009
JYNT|THE JOINT CORP CMN|EDJO|Edward D. Jones & Co., L.P.|14712
JYNT|THE JOINT CORP CMN|EGXM|CBOE TRADING, INC.|600
JYNT|THE JOINT CORP CMN|ETBE|Electronic Transaction Clearing, Inc.|502
JYNT|THE JOINT CORP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2
JYNT|THE JOINT CORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
JYNT|THE JOINT CORP CMN|ETRS|E*Trade Securities LLC|27023
JYNT|THE JOINT CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|96545
JYNT|THE JOINT CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|67654
JYNT|THE JOINT CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16303
JYNT|THE JOINT CORP CMN|FTBR|Foliofn Investments, Inc.|2403
JYNT|THE JOINT CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|640
JYNT|THE JOINT CORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|701
JYNT|THE JOINT CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|100709
JYNT|THE JOINT CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|2875
JYNT|THE JOINT CORP CMN|GTSZ|GTS SECURITIES LLC|14556
JYNT|THE JOINT CORP CMN|HRBF|American Enterprise Investment Services Inc.|500
JYNT|THE JOINT CORP CMN|IATS|INTERACTIVE BROKERS LLC|10249
JYNT|THE JOINT CORP CMN|IBKR|Interactive Brokers Llc|187013
JYNT|THE JOINT CORP CMN|ICBX|INSTINET, LLC|15670
JYNT|THE JOINT CORP CMN|INCA|INSTINET, LLC|25391
JYNT|THE JOINT CORP CMN|INJX|INSTINET, LLC|10574
JYNT|THE JOINT CORP CMN|ITGI|ITG Inc.|3121
JYNT|THE JOINT CORP CMN|ITGP|ITG INC.|18600
JYNT|THE JOINT CORP CMN|JEFF|JEFFERIES LLC|6584
JYNT|THE JOINT CORP CMN|JMPT|JUMP TRADING, LLC|520
JYNT|THE JOINT CORP CMN|JONE|JonesTrading|10000
JYNT|THE JOINT CORP CMN|JPMX|J.P. Morgan Securities LLC|17900
JYNT|THE JOINT CORP CMN|JSJX|JANE STREET CAPITAL LLC|1717
JYNT|THE JOINT CORP CMN|KCGM|VIRTU Americas LLC|7111
JYNT|THE JOINT CORP CMN|LEHM|Barclays Capital Inc./Le|22834
JYNT|THE JOINT CORP CMN|LIME|Lime Brokerage LLC|38046
JYNT|THE JOINT CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27034
JYNT|THE JOINT CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|127112
JYNT|THE JOINT CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|36800
JYNT|THE JOINT CORP CMN|NFSC|National Financial Services LLC|63690
JYNT|THE JOINT CORP CMN|NITE|VIRTU Americas LLC|205553
JYNT|THE JOINT CORP CMN|NITP|VIRTU Americas LLC|500
JYNT|THE JOINT CORP CMN|NQRB|Brut, LLC|500
JYNT|THE JOINT CORP CMN|PDQM|CODA MARKETS, INC.|2092
JYNT|THE JOINT CORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|6333
JYNT|THE JOINT CORP CMN|SBSH|Citigroup Global Markets Inc.|285
JYNT|THE JOINT CORP CMN|SMHI|Sanders Morris Harris Inc.|600000
JYNT|THE JOINT CORP CMN|SPDR|SPEEDROUTE LLC|400
JYNT|THE JOINT CORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2000
JYNT|THE JOINT CORP CMN|SWIM|TD Ameritrade, Inc.|40646
JYNT|THE JOINT CORP CMN|SWST|Hilltop Securities Inc.|600
JYNT|THE JOINT CORP CMN|TKNG|ALLY INVEST SECURITIES LLC|928
JYNT|THE JOINT CORP CMN|TRBT|Tradebot Systems, Inc.|4907
JYNT|THE JOINT CORP CMN|TRCM|TRC MARKETS LLC|27161
JYNT|THE JOINT CORP CMN|TWTT|TASTYWORKS, INC.|400
JYNT|THE JOINT CORP CMN|UBSA|UBS SECURITIES LLC|72518
JYNT|THE JOINT CORP CMN|UBSS|UBS Securities LLC|53224
JYNT|THE JOINT CORP CMN|VALX|VIRTU AMERICAS LLC|2759
JYNT|THE JOINT CORP CMN|VGRD|Vanguard Marketing Corporation|7008
JYNT|THE JOINT CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|2186
JYNT|THE JOINT CORP CMN|WEDB|WEDBUSH SECURITIES INC.|59853
JYNT|THE JOINT CORP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1955
JYNT|THE JOINT CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|796
JYNT|THE JOINT CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
JYNT|THE JOINT CORP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
K|KELLOGG CO|ABLE|NATIXIS Securities Americas LLC|258214
K|KELLOGG CO|ADAM|CANACCORD GENUITY INC.|1426
K|KELLOGG CO|AGIS|Aegis Capital Corp.|217
K|KELLOGG CO|ALTX|Alternet Securities Inc.|30406
K|KELLOGG CO|ANOS|ABEL/NOSER, L.L.C.|6963
K|KELLOGG CO|APCC|Apex Clearing Corporation|18952
K|KELLOGG CO|AQUA|AQUA SECURITIES L.P.|11600
K|KELLOGG CO|AVON|Avondale Partners, LLC|250
K|KELLOGG CO|BANK|Primevest Financial Services, Inc.|76
K|KELLOGG CO|BARD|Robert W. Baird & Co. Incorporated|9191
K|KELLOGG CO|BATM|CBOE TRADING, INC.|19219
K|KELLOGG CO|BAYC|BAY CREST PARTNERS, LLC|80
K|KELLOGG CO|BBNT|BB&T SECURITIES, LLC|4231
K|KELLOGG CO|BERN|Sanford C. Bernstein & Co., LLC|603744
K|KELLOGG CO|BGCE|BGC Financial Inc.|44773
K|KELLOGG CO|BIDS|BIDS TRADING L.P.|25000
K|KELLOGG CO|BIMI|Banca IMI Securities Corp.|97
K|KELLOGG CO|BKCM|BNY Mellon Capital Markets LLC|1741
K|KELLOGG CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21462
K|KELLOGG CO|BLKX|INSTINET, LLC|74566
K|KELLOGG CO|BMOC|BMO Capital Markets Corp.|506
K|KELLOGG CO|BNPX|BNP PARIBAS SECURITIES CORP.|182458
K|KELLOGG CO|BTIG|BTIG, LLC|134286
K|KELLOGG CO|BYXM|CBOE TRADING, INC.|5667
K|KELLOGG CO|BZYD|GOLDMAN SACHS & CO. LLC|900
K|KELLOGG CO|CABR|Cabrera Capital Markets, Inc.|50
K|KELLOGG CO|CANT|Cantor Fitzgerald & Co.|76157
K|KELLOGG CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|51166
K|KELLOGG CO|CBRA|Cobra Trading, Inc.|2400
K|KELLOGG CO|CHAS|Charles Schwab & Co., Inc.|1218
K|KELLOGG CO|CIBP|CIBC World Markets Corp.|13781
K|KELLOGG CO|CICF|Canaccord Genuity Corp.|288
K|KELLOGG CO|CIOI|CITIGROUP GLOBAL MARKETS INC|100000
K|KELLOGG CO|CIST|Capital Institutional Services, Inc.|1412
K|KELLOGG CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|135715
K|KELLOGG CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23
K|KELLOGG CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10226
K|KELLOGG CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|938593
K|KELLOGG CO|CTDL|Citadel Derivatives Group Llc|18777
K|KELLOGG CO|CTLR|CUTLER GROUP, LP|3658
K|KELLOGG CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|90020
K|KELLOGG CO|DADA|D.A. Davidson & Co.|806
K|KELLOGG CO|DAVA|Davenport & Company LLC|336
K|KELLOGG CO|DBAB|Deutsche Bank Securities Inc.|684429
K|KELLOGG CO|DBAX|Deutsche Bank Securities Inc.|1172200
K|KELLOGG CO|DBUL|Deutsche Bank Securities Inc.|3800
K|KELLOGG CO|DCHF|Dart Executions, LLC|3471
K|KELLOGG CO|DEAN|MORGAN STANLEY|25007
K|KELLOGG CO|DEGS|RONIN PROFESSIONAL LLC|800
K|KELLOGG CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
K|KELLOGG CO|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1550
K|KELLOGG CO|EBXL|EBX LLC|683700
K|KELLOGG CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|30429
K|KELLOGG CO|EDJC|Edward Jones / CDS|502
K|KELLOGG CO|EDJO|Edward D. Jones & Co., L.P.|22087
K|KELLOGG CO|EGAM|CBOE TRADING, INC.|66275
K|KELLOGG CO|EGAW|CBOE TRADING, INC.|1213
K|KELLOGG CO|EGMT|EG MARKET TECHNOLOGIES LLC|2651
K|KELLOGG CO|EGXM|CBOE TRADING, INC.|9492
K|KELLOGG CO|EGXW|CBOE TRADING, INC.|100
K|KELLOGG CO|ETBE|Electronic Transaction Clearing, Inc.|67079
K|KELLOGG CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
K|KELLOGG CO|ETCC|Electronic Transaction Clearing, Inc.|2142
K|KELLOGG CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56058
K|KELLOGG CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1335
K|KELLOGG CO|ETRS|E*Trade Securities LLC|97103
K|KELLOGG CO|FBSB|U.S. Bancorp Investments, Inc.|298
K|KELLOGG CO|FIDT|Fidelity Clearing Canada ULC./ CDS|39
K|KELLOGG CO|FILL|Tradestation Securities, Inc.|15441
K|KELLOGG CO|FINX|FINTECH SECURITIES|178
K|KELLOGG CO|FMAF|NBCN Inc./ CDS|2030
K|KELLOGG CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8177
K|KELLOGG CO|FQLS|Quantlab Securities LP|883846
K|KELLOGG CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|238098
K|KELLOGG CO|FTBR|Foliofn Investments, Inc.|11628
K|KELLOGG CO|GEBB|GLOBAL EXECUTION BROKERS, LP|9000
K|KELLOGG CO|GLIS|TD Securities Inc|95
K|KELLOGG CO|GLPX|ACS EXECUTION SERVICES, LLC|281320
K|KELLOGG CO|GSCO|GOLDMAN SACHS & CO. LLC|3083373
K|KELLOGG CO|GSCS|GOLDMAN SACHS & CO. LLC|12042
K|KELLOGG CO|GSLT|GOLDMAN SACHS & CO. LLC|80546
K|KELLOGG CO|GTSZ|GTS SECURITIES LLC|308498
K|KELLOGG CO|HAPX|HAP Trading, LLC|728
K|KELLOGG CO|HRBF|American Enterprise Investment Services Inc.|20691
K|KELLOGG CO|HSBC|HSBC Securities, Inc.|27444
K|KELLOGG CO|IATS|INTERACTIVE BROKERS LLC|25230
K|KELLOGG CO|IBKR|Interactive Brokers Llc|44095
K|KELLOGG CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2021
K|KELLOGG CO|ICBX|INSTINET, LLC|211959
K|KELLOGG CO|IEQY|CITADEL SECURITIES LLC|251578
K|KELLOGG CO|INCA|INSTINET, LLC|1122150
K|KELLOGG CO|INJX|INSTINET, LLC|4445
K|KELLOGG CO|ITGI|ITG Inc.|246571
K|KELLOGG CO|ITGP|ITG INC.|274200
K|KELLOGG CO|JANY|Janney Montgomery Scott Inc.|3004
K|KELLOGG CO|JEFF|JEFFERIES LLC|170865
K|KELLOGG CO|JMPT|JUMP TRADING, LLC|205879
K|KELLOGG CO|JONE|JonesTrading|51106
K|KELLOGG CO|JPBX|J.P. MORGAN SECURITIES LLC|262783
K|KELLOGG CO|JPMX|J.P. Morgan Securities LLC|1677407
K|KELLOGG CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|1580
K|KELLOGG CO|JSJX|JANE STREET CAPITAL LLC|112568
K|KELLOGG CO|KCGM|VIRTU Americas LLC|141246
K|KELLOGG CO|LEHM|Barclays Capital Inc./Le|1509243
K|KELLOGG CO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|49380
K|KELLOGG CO|LIME|Lime Brokerage LLC|130338
K|KELLOGG CO|LIWD|LIME BROKERAGE LLC|1209
K|KELLOGG CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|70000
K|KELLOGG CO|LOOP|Loop Capital Markets LLC|100
K|KELLOGG CO|LQNA|LIQUIDNET, INC.|273100
K|KELLOGG CO|LSCI|Lek Securities Corporation|1835
K|KELLOGG CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|395
K|KELLOGG CO|MACC|Mid Atlantic Capital Corporation|1607
K|KELLOGG CO|MAXM|Maxim Group LLC|4000
K|KELLOGG CO|MBTS|ALLY INVEST SECURITIES LLC|100
K|KELLOGG CO|MCMF|Raymond James Ltd. Cds|105
K|KELLOGG CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|402900
K|KELLOGG CO|MOTF|MOTIF INVESTING, INC.|13
K|KELLOGG CO|MPSG|E D & F Man Capital Markets Inc.|507
K|KELLOGG CO|MSCO|MORGAN STANLEY & CO. LLC|5262024
K|KELLOGG CO|MSPL|MORGAN STANLEY & CO. LLC|566800
K|KELLOGG CO|MSTX|MORGAN STANLEY & CO. LLC|463600
K|KELLOGG CO|NBCS|NBC Securities, INC.|125
K|KELLOGG CO|NFSC|National Financial Services LLC|305243
K|KELLOGG CO|NITE|VIRTU Americas LLC|1114462
K|KELLOGG CO|NITP|VIRTU Americas LLC|2325
K|KELLOGG CO|NMRA|Nomura Securities International, Inc.|2800
K|KELLOGG CO|NQRB|Brut, LLC|25900
K|KELLOGG CO|NTBF|BMO Nesbitt Burns Inc./CDS|3000
K|KELLOGG CO|NTRC|Northern Trust Securities, Inc.|33679
K|KELLOGG CO|OHOS|TWO SIGMA SECURITIES, LLC|180658
K|KELLOGG CO|ONEL|O'NEIL SECURITIES, INCORPORATED|2129
K|KELLOGG CO|OPCO|Oppenheimer & Co. Inc.|1298
K|KELLOGG CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|570
K|KELLOGG CO|PDQM|CODA MARKETS, INC.|480474
K|KELLOGG CO|PHLY|NASDAQ Execution Services, LLC|20600
K|KELLOGG CO|PICT|Pictet Overseas Inc.|570
K|KELLOGG CO|PIPR|Piper Jaffray & Co.|800
K|KELLOGG CO|PWJC|UBS Financial Services, Inc.|4110
K|KELLOGG CO|QMSR|QUATTRO M SECURITIES INC.|2286
K|KELLOGG CO|RBCM|RBC CAPITAL MARKETS, LLC|17750
K|KELLOGG CO|SAGL|SAGETRADER, LLC|267805
K|KELLOGG CO|SAGW|SAGETRADER, LLC|300
K|KELLOGG CO|SALI|INTL FCSTONE FINANCIAL INC.|54
K|KELLOGG CO|SBRX|MURIEL SIEBERT & CO INC|10585
K|KELLOGG CO|SBSH|Citigroup Global Markets Inc.|920987
K|KELLOGG CO|SEIC|SEI Investments Distribution Co.|300
K|KELLOGG CO|SGMT|GOLDMAN SACHS & CO. LLC|409205
K|KELLOGG CO|SOGO|Wang Investment Associates, Inc.|6
K|KELLOGG CO|SPDR|SPEEDROUTE LLC|56982
K|KELLOGG CO|SPHN|Stephens Inc.|52
K|KELLOGG CO|STFL|Stifel, Nicolaus & Company, Incorporated|7854
K|KELLOGG CO|STKP|STOCKPILE INVESTMENTS, INC.|54
K|KELLOGG CO|STXG|Stockcross Financial Services, Inc.|2
K|KELLOGG CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8651
K|KELLOGG CO|SWIM|TD Ameritrade, Inc.|419752
K|KELLOGG CO|SWST|Hilltop Securities Inc.|2932
K|KELLOGG CO|TAGC|TELSEY ADVISORY GROUP LLC|397
K|KELLOGG CO|TKNG|ALLY INVEST SECURITIES LLC|18845
K|KELLOGG CO|TOUR|TOURMALINE PARTNERS, LLC|500
K|KELLOGG CO|TRBT|Tradebot Systems, Inc.|453775
K|KELLOGG CO|TRCM|TRC MARKETS LLC|669579
K|KELLOGG CO|TWTT|TASTYWORKS, INC.|55
K|KELLOGG CO|UBSA|UBS SECURITIES LLC|1464478
K|KELLOGG CO|UBSS|UBS Securities LLC|2645755
K|KELLOGG CO|VALX|VIRTU AMERICAS LLC|27110
K|KELLOGG CO|VERT|The Vertical Trading Group, LLC|5870
K|KELLOGG CO|VGRD|Vanguard Marketing Corporation|16745
K|KELLOGG CO|VNDM|Wall Street Access|31500
K|KELLOGG CO|WABR|Wall Street Access|15
K|KELLOGG CO|WBLR|WILLIAM BLAIR|8370
K|KELLOGG CO|WBPX|SUMMIT SECURITIES GROUP, LLC|4043
K|KELLOGG CO|WCHV|WELLS FARGO SECURITIES, LLC|177528
K|KELLOGG CO|WDNX|WEEDEN & CO.L.P.|2408
K|KELLOGG CO|WEDB|WEDBUSH SECURITIES INC.|10851
K|KELLOGG CO|WEED|Weeden & Co.L.P.|3321
K|KELLOGG CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41495
K|KELLOGG CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|62431
K|KELLOGG CO|WGIF|CIBC World Markets Inc.|4455
K|KELLOGG CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1281
K|KELLOGG CO|WSAG|WALL STREET ACCESS|350
K|KELLOGG CO|WSEA|WOLVERINE SECURITIES, LLC|32025
K|KELLOGG CO|XIST|INSTINET, LLC|103064
K|KELLOGG CO|XPQR|Jump Trading|14404
K|KELLOGG CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|58228
K|KELLOGG CO|YKNA|COMHAR CAPITAL MARKETS, LLC|6754
K|KELLOGG CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6785
KAAC|KAYNE ANDRSN AQ CM A|BTIG|BTIG, LLC|100000
KAAC|KAYNE ANDRSN AQ CM A|CANT|Cantor Fitzgerald & Co.|50100
KAAC|KAYNE ANDRSN AQ CM A|FBCO|Credit Suisse Securities (USA) LLC|100
KAAC|KAYNE ANDRSN AQ CM A|GSCO|GOLDMAN SACHS & CO. LLC|1700
KAAC|KAYNE ANDRSN AQ CM A|IATS|INTERACTIVE BROKERS LLC|5
KAAC|KAYNE ANDRSN AQ CM A|IBKR|Interactive Brokers Llc|825
KAAC|KAYNE ANDRSN AQ CM A|INCA|INSTINET, LLC|3004
KAAC|KAYNE ANDRSN AQ CM A|ITGI|ITG Inc.|900
KAAC|KAYNE ANDRSN AQ CM A|LIME|Lime Brokerage LLC|637
KAAC|KAYNE ANDRSN AQ CM A|MACQ|Macquarie Capital (USA) Inc.|298300
KAAC|KAYNE ANDRSN AQ CM A|MSCO|MORGAN STANLEY & CO. LLC|25000
KAAC|KAYNE ANDRSN AQ CM A|NFSC|National Financial Services LLC|1200
KAAC|KAYNE ANDRSN AQ CM A|NITE|VIRTU Americas LLC|4905
KAAC|KAYNE ANDRSN AQ CM A|NQRB|Brut, LLC|3
KAAC|KAYNE ANDRSN AQ CM A|SBSH|Citigroup Global Markets Inc.|100000
KAAC|KAYNE ANDRSN AQ CM A|TRCM|TRC MARKETS LLC|1
KAAC|KAYNE ANDRSN AQ CM A|UBSS|UBS Securities LLC|1000
KAAC|KAYNE ANDRSN AQ CM A|WFPB|Wells Fargo Securities, LLC.|1500
KAACU|KAYNE ANDERSON UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
KAACU|KAYNE ANDERSON UNIT|GSCO|GOLDMAN SACHS & CO. LLC|3200
KAACU|KAYNE ANDERSON UNIT|INCA|INSTINET, LLC|2000
KAACU|KAYNE ANDERSON UNIT|ITGI|ITG Inc.|500
KAACU|KAYNE ANDERSON UNIT|LIME|Lime Brokerage LLC|300
KAACU|KAYNE ANDERSON UNIT|NFSC|National Financial Services LLC|3000
KAACU|KAYNE ANDERSON UNIT|NITE|VIRTU Americas LLC|6900
KAACU|KAYNE ANDERSON UNIT|TDSI|TD Securities (USA) LLC|18000
KAACU|KAYNE ANDERSON UNIT|UBSS|UBS Securities LLC|13781
KAACW|KAYNE ANDERSON WRT|BTIG|BTIG, LLC|53332
KAACW|KAYNE ANDERSON WRT|ETRS|E*Trade Securities LLC|10
KAACW|KAYNE ANDERSON WRT|ITGI|ITG Inc.|1000
KAACW|KAYNE ANDERSON WRT|MACQ|Macquarie Capital (USA) Inc.|200000
KAACW|KAYNE ANDERSON WRT|MPSG|E D & F Man Capital Markets Inc.|200000
KAACW|KAYNE ANDERSON WRT|MSCO|MORGAN STANLEY & CO. LLC|1000
KAACW|KAYNE ANDERSON WRT|NFSC|National Financial Services LLC|100
KAACW|KAYNE ANDERSON WRT|NITE|VIRTU Americas LLC|1205
KAACW|KAYNE ANDERSON WRT|UBSS|UBS Securities LLC|6736
KAACW|KAYNE ANDERSON WRT|WFPB|Wells Fargo Securities, LLC.|1105
KAI|KADANT INC|APCC|Apex Clearing Corporation|1
KAI|KADANT INC|BATM|CBOE TRADING, INC.|330
KAI|KADANT INC|BERN|Sanford C. Bernstein & Co., LLC|1724
KAI|KADANT INC|BNPX|BNP PARIBAS SECURITIES CORP.|575
KAI|KADANT INC|BZYD|GOLDMAN SACHS & CO. LLC|150
KAI|KADANT INC|CHAS|Charles Schwab & Co., Inc.|25
KAI|KADANT INC|CIST|Capital Institutional Services, Inc.|135
KAI|KADANT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4177
KAI|KADANT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|79
KAI|KADANT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|175
KAI|KADANT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2851
KAI|KADANT INC|CTDL|Citadel Derivatives Group Llc|40
KAI|KADANT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6800
KAI|KADANT INC|DBAB|Deutsche Bank Securities Inc.|4408
KAI|KADANT INC|DBAX|Deutsche Bank Securities Inc.|2500
KAI|KADANT INC|DEAN|MORGAN STANLEY|513
KAI|KADANT INC|DEGS|RONIN PROFESSIONAL LLC|867
KAI|KADANT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
KAI|KADANT INC|EBXL|EBX LLC|6800
KAI|KADANT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
KAI|KADANT INC|EGAM|CBOE TRADING, INC.|209
KAI|KADANT INC|EGXM|CBOE TRADING, INC.|1
KAI|KADANT INC|ETRS|E*Trade Securities LLC|1204
KAI|KADANT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2560
KAI|KADANT INC|FTBR|Foliofn Investments, Inc.|42
KAI|KADANT INC|GSCO|GOLDMAN SACHS & CO. LLC|11700
KAI|KADANT INC|GSLT|GOLDMAN SACHS & CO. LLC|113
KAI|KADANT INC|GTSZ|GTS SECURITIES LLC|1177
KAI|KADANT INC|HPPX|POTAMUS TRADING, LLC|619
KAI|KADANT INC|HRBF|American Enterprise Investment Services Inc.|122
KAI|KADANT INC|IBKR|Interactive Brokers Llc|130
KAI|KADANT INC|ICBX|INSTINET, LLC|800
KAI|KADANT INC|IEQY|CITADEL SECURITIES LLC|1799
KAI|KADANT INC|INCA|INSTINET, LLC|4474
KAI|KADANT INC|INJX|INSTINET, LLC|2839
KAI|KADANT INC|ITGI|ITG Inc.|8255
KAI|KADANT INC|ITGP|ITG INC.|2200
KAI|KADANT INC|JANY|Janney Montgomery Scott Inc.|256
KAI|KADANT INC|JEFF|JEFFERIES LLC|1651
KAI|KADANT INC|JPBX|J.P. MORGAN SECURITIES LLC|1169
KAI|KADANT INC|JPMX|J.P. Morgan Securities LLC|17603
KAI|KADANT INC|KCGM|VIRTU Americas LLC|1877
KAI|KADANT INC|KING|C. L. King & Associates, Inc.|2426
KAI|KADANT INC|LEHM|Barclays Capital Inc./Le|14796
KAI|KADANT INC|LIME|Lime Brokerage LLC|5886
KAI|KADANT INC|LSCI|Lek Securities Corporation|2
KAI|KADANT INC|MACQ|Macquarie Capital (USA) Inc.|100
KAI|KADANT INC|MBTS|ALLY INVEST SECURITIES LLC|157
KAI|KADANT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4500
KAI|KADANT INC|MSCO|MORGAN STANLEY & CO. LLC|31177
KAI|KADANT INC|MSPL|MORGAN STANLEY & CO. LLC|3000
KAI|KADANT INC|MSTX|MORGAN STANLEY & CO. LLC|200
KAI|KADANT INC|NFSC|National Financial Services LLC|3178
KAI|KADANT INC|NITE|VIRTU Americas LLC|6502
KAI|KADANT INC|OPCO|Oppenheimer & Co. Inc.|6
KAI|KADANT INC|PDQM|CODA MARKETS, INC.|100
KAI|KADANT INC|SAGW|SAGETRADER, LLC|400
KAI|KADANT INC|SBSH|Citigroup Global Markets Inc.|32816
KAI|KADANT INC|SGMT|GOLDMAN SACHS & CO. LLC|4618
KAI|KADANT INC|SPDR|SPEEDROUTE LLC|107
KAI|KADANT INC|STFL|Stifel, Nicolaus & Company, Incorporated|47
KAI|KADANT INC|SWIM|TD Ameritrade, Inc.|31
KAI|KADANT INC|TRBT|Tradebot Systems, Inc.|586
KAI|KADANT INC|TRCM|TRC MARKETS LLC|2201
KAI|KADANT INC|UBSA|UBS SECURITIES LLC|19166
KAI|KADANT INC|UBSS|UBS Securities LLC|28432
KAI|KADANT INC|VALX|VIRTU AMERICAS LLC|384
KAI|KADANT INC|VGRD|Vanguard Marketing Corporation|975
KAI|KADANT INC|WCHV|WELLS FARGO SECURITIES, LLC|310
KAI|KADANT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|488
KAI|KADANT INC|WSEA|WOLVERINE SECURITIES, LLC|160
KAI|KADANT INC|XIST|INSTINET, LLC|800
KAI|KADANT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
KAI|KADANT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|199
KALA|KALA PHARMA CMN|ALTX|Alternet Securities Inc.|6299
KALA|KALA PHARMA CMN|APCC|Apex Clearing Corporation|250
KALA|KALA PHARMA CMN|BATM|CBOE TRADING, INC.|1704
KALA|KALA PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|11675
KALA|KALA PHARMA CMN|BLKX|INSTINET, LLC|28200
KALA|KALA PHARMA CMN|BMOC|BMO Capital Markets Corp.|2242
KALA|KALA PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1234
KALA|KALA PHARMA CMN|BTIG|BTIG, LLC|63
KALA|KALA PHARMA CMN|BYXM|CBOE TRADING, INC.|1955
KALA|KALA PHARMA CMN|CANT|Cantor Fitzgerald & Co.|39757
KALA|KALA PHARMA CMN|CIST|Capital Institutional Services, Inc.|1850
KALA|KALA PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16191
KALA|KALA PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10289
KALA|KALA PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
KALA|KALA PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52956
KALA|KALA PHARMA CMN|CTDL|Citadel Derivatives Group Llc|4541
KALA|KALA PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7044
KALA|KALA PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|52981
KALA|KALA PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|29700
KALA|KALA PHARMA CMN|DEAN|MORGAN STANLEY|709
KALA|KALA PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|23206
KALA|KALA PHARMA CMN|EBXL|EBX LLC|43700
KALA|KALA PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1533
KALA|KALA PHARMA CMN|EGAM|CBOE TRADING, INC.|3260
KALA|KALA PHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|300
KALA|KALA PHARMA CMN|EGXM|CBOE TRADING, INC.|262
KALA|KALA PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|2334
KALA|KALA PHARMA CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
KALA|KALA PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22496
KALA|KALA PHARMA CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
KALA|KALA PHARMA CMN|ETRS|E*Trade Securities LLC|79141
KALA|KALA PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|102252
KALA|KALA PHARMA CMN|FILL|Tradestation Securities, Inc.|4700
KALA|KALA PHARMA CMN|FMAF|NBCN Inc./ CDS|234
KALA|KALA PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|207827
KALA|KALA PHARMA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|675
KALA|KALA PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55216
KALA|KALA PHARMA CMN|FTBR|Foliofn Investments, Inc.|475
KALA|KALA PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|5134
KALA|KALA PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|14333
KALA|KALA PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|209105
KALA|KALA PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|13330
KALA|KALA PHARMA CMN|GTSZ|GTS SECURITIES LLC|20909
KALA|KALA PHARMA CMN|HAPX|HAP Trading, LLC|182
KALA|KALA PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|3151
KALA|KALA PHARMA CMN|IBKR|Interactive Brokers Llc|29917
KALA|KALA PHARMA CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|39
KALA|KALA PHARMA CMN|ICBX|INSTINET, LLC|5100
KALA|KALA PHARMA CMN|IEQY|CITADEL SECURITIES LLC|22004
KALA|KALA PHARMA CMN|INCA|INSTINET, LLC|64055
KALA|KALA PHARMA CMN|INJX|INSTINET, LLC|6297
KALA|KALA PHARMA CMN|ITGI|ITG Inc.|9220
KALA|KALA PHARMA CMN|ITGP|ITG INC.|27600
KALA|KALA PHARMA CMN|JEFF|JEFFERIES LLC|60294
KALA|KALA PHARMA CMN|JMPT|JUMP TRADING, LLC|11886
KALA|KALA PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|770
KALA|KALA PHARMA CMN|JPMX|J.P. Morgan Securities LLC|79151
KALA|KALA PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|16723
KALA|KALA PHARMA CMN|KCGM|VIRTU Americas LLC|13768
KALA|KALA PHARMA CMN|LEHM|Barclays Capital Inc./Le|160271
KALA|KALA PHARMA CMN|LIME|Lime Brokerage LLC|68811
KALA|KALA PHARMA CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
KALA|KALA PHARMA CMN|MAXM|Maxim Group LLC|901
KALA|KALA PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17800
KALA|KALA PHARMA CMN|MOTF|MOTIF INVESTING, INC.|4
KALA|KALA PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|286737
KALA|KALA PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|46100
KALA|KALA PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|8200
KALA|KALA PHARMA CMN|NFSC|National Financial Services LLC|82399
KALA|KALA PHARMA CMN|NITE|VIRTU Americas LLC|208313
KALA|KALA PHARMA CMN|NITP|VIRTU Americas LLC|1400
KALA|KALA PHARMA CMN|NQRB|Brut, LLC|2257
KALA|KALA PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|2186
KALA|KALA PHARMA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|25
KALA|KALA PHARMA CMN|PDQM|CODA MARKETS, INC.|26630
KALA|KALA PHARMA CMN|PHLY|NASDAQ Execution Services, LLC|28600
KALA|KALA PHARMA CMN|PIPR|Piper Jaffray & Co.|18138
KALA|KALA PHARMA CMN|RAJA|Raymond James & Associates, Inc.|11
KALA|KALA PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|100
KALA|KALA PHARMA CMN|SAGL|SAGETRADER, LLC|3140
KALA|KALA PHARMA CMN|SBSH|Citigroup Global Markets Inc.|40186
KALA|KALA PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|42070
KALA|KALA PHARMA CMN|SPDR|SPEEDROUTE LLC|7231
KALA|KALA PHARMA CMN|SPTD|MINT GLOBAL MARKETS, INC.|21692
KALA|KALA PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2500
KALA|KALA PHARMA CMN|SWIM|TD Ameritrade, Inc.|43514
KALA|KALA PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|100
KALA|KALA PHARMA CMN|TRBT|Tradebot Systems, Inc.|15976
KALA|KALA PHARMA CMN|TRCM|TRC MARKETS LLC|33291
KALA|KALA PHARMA CMN|UBSA|UBS SECURITIES LLC|120387
KALA|KALA PHARMA CMN|UBSS|UBS Securities LLC|262646
KALA|KALA PHARMA CMN|VALX|VIRTU AMERICAS LLC|4294
KALA|KALA PHARMA CMN|VGRD|Vanguard Marketing Corporation|2600
KALA|KALA PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|73619
KALA|KALA PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|10698
KALA|KALA PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|228
KALA|KALA PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|236
KALA|KALA PHARMA CMN|XIST|INSTINET, LLC|23100
KALA|KALA PHARMA CMN|XPQR|Jump Trading|238
KALA|KALA PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|10772
KALA|KALA PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|3071
KALU|KAISER ALUMINUM|ALTX|Alternet Securities Inc.|412
KALU|KAISER ALUMINUM|ANOS|ABEL/NOSER, L.L.C.|930
KALU|KAISER ALUMINUM|APCC|Apex Clearing Corporation|39
KALU|KAISER ALUMINUM|BARD|Robert W. Baird & Co. Incorporated|614
KALU|KAISER ALUMINUM|BATM|CBOE TRADING, INC.|1337
KALU|KAISER ALUMINUM|BBNT|BB&T SECURITIES, LLC|7
KALU|KAISER ALUMINUM|BERN|Sanford C. Bernstein & Co., LLC|60325
KALU|KAISER ALUMINUM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5810
KALU|KAISER ALUMINUM|BMOC|BMO Capital Markets Corp.|2631
KALU|KAISER ALUMINUM|BNPX|BNP PARIBAS SECURITIES CORP.|3
KALU|KAISER ALUMINUM|BRVL|BLAYLOCK VAN, LLC|400
KALU|KAISER ALUMINUM|BTIG|BTIG, LLC|5428
KALU|KAISER ALUMINUM|BYXM|CBOE TRADING, INC.|296
KALU|KAISER ALUMINUM|BZYD|GOLDMAN SACHS & CO. LLC|385
KALU|KAISER ALUMINUM|CHAS|Charles Schwab & Co., Inc.|47
KALU|KAISER ALUMINUM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10804
KALU|KAISER ALUMINUM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6324
KALU|KAISER ALUMINUM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1156
KALU|KAISER ALUMINUM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61059
KALU|KAISER ALUMINUM|CTDL|Citadel Derivatives Group Llc|2583
KALU|KAISER ALUMINUM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4788
KALU|KAISER ALUMINUM|DBAB|Deutsche Bank Securities Inc.|110476
KALU|KAISER ALUMINUM|DBAX|Deutsche Bank Securities Inc.|25300
KALU|KAISER ALUMINUM|DBUL|Deutsche Bank Securities Inc.|1700
KALU|KAISER ALUMINUM|DCHF|Dart Executions, LLC|204
KALU|KAISER ALUMINUM|DEAN|MORGAN STANLEY|269
KALU|KAISER ALUMINUM|DEGS|RONIN PROFESSIONAL LLC|2300
KALU|KAISER ALUMINUM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2508
KALU|KAISER ALUMINUM|EBXL|EBX LLC|28000
KALU|KAISER ALUMINUM|ECUT|CONVERGEX EXECUTION SOLUTIONS|243
KALU|KAISER ALUMINUM|EDJO|Edward D. Jones & Co., L.P.|105
KALU|KAISER ALUMINUM|EGAM|CBOE TRADING, INC.|699
KALU|KAISER ALUMINUM|EGMT|EG MARKET TECHNOLOGIES LLC|211
KALU|KAISER ALUMINUM|EGXM|CBOE TRADING, INC.|194
KALU|KAISER ALUMINUM|ETBE|Electronic Transaction Clearing, Inc.|2095
KALU|KAISER ALUMINUM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|61
KALU|KAISER ALUMINUM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4158
KALU|KAISER ALUMINUM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16450
KALU|KAISER ALUMINUM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
KALU|KAISER ALUMINUM|ETRS|E*Trade Securities LLC|3014
KALU|KAISER ALUMINUM|FBCO|Credit Suisse Securities (USA) LLC|177525
KALU|KAISER ALUMINUM|FILL|Tradestation Securities, Inc.|49
KALU|KAISER ALUMINUM|FOMA|TD AMERITRADE CLEARING, INC.|50587
KALU|KAISER ALUMINUM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1037
KALU|KAISER ALUMINUM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27333
KALU|KAISER ALUMINUM|FTBR|Foliofn Investments, Inc.|143
KALU|KAISER ALUMINUM|GEBB|GLOBAL EXECUTION BROKERS, LP|13646
KALU|KAISER ALUMINUM|GLPX|ACS EXECUTION SERVICES, LLC|7798
KALU|KAISER ALUMINUM|GSCO|GOLDMAN SACHS & CO. LLC|300637
KALU|KAISER ALUMINUM|GSCS|GOLDMAN SACHS & CO. LLC|5855
KALU|KAISER ALUMINUM|GSLT|GOLDMAN SACHS & CO. LLC|200
KALU|KAISER ALUMINUM|GTSZ|GTS SECURITIES LLC|47472
KALU|KAISER ALUMINUM|HRBF|American Enterprise Investment Services Inc.|1615
KALU|KAISER ALUMINUM|IATS|INTERACTIVE BROKERS LLC|973
KALU|KAISER ALUMINUM|IBKR|Interactive Brokers Llc|4044
KALU|KAISER ALUMINUM|ICBX|INSTINET, LLC|10300
KALU|KAISER ALUMINUM|IEQY|CITADEL SECURITIES LLC|35866
KALU|KAISER ALUMINUM|INCA|INSTINET, LLC|63279
KALU|KAISER ALUMINUM|INJX|INSTINET, LLC|16574
KALU|KAISER ALUMINUM|ITGI|ITG Inc.|2827
KALU|KAISER ALUMINUM|ITGP|ITG INC.|32000
KALU|KAISER ALUMINUM|JEFF|JEFFERIES LLC|69328
KALU|KAISER ALUMINUM|JMPT|JUMP TRADING, LLC|7314
KALU|KAISER ALUMINUM|JPBX|J.P. MORGAN SECURITIES LLC|7953
KALU|KAISER ALUMINUM|JPMX|J.P. Morgan Securities LLC|134708
KALU|KAISER ALUMINUM|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
KALU|KAISER ALUMINUM|JSJX|JANE STREET CAPITAL LLC|7746
KALU|KAISER ALUMINUM|KCGM|VIRTU Americas LLC|6272
KALU|KAISER ALUMINUM|LEER|LEERINK PARTNERS LLC|480
KALU|KAISER ALUMINUM|LEHM|Barclays Capital Inc./Le|126892
KALU|KAISER ALUMINUM|LIME|Lime Brokerage LLC|87898
KALU|KAISER ALUMINUM|LMGP|LIME BROKERAGE LLC|2044
KALU|KAISER ALUMINUM|LQNA|LIQUIDNET, INC.|20000
KALU|KAISER ALUMINUM|MAXM|Maxim Group LLC|1728
KALU|KAISER ALUMINUM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16809
KALU|KAISER ALUMINUM|MOTF|MOTIF INVESTING, INC.|2
KALU|KAISER ALUMINUM|MSCO|MORGAN STANLEY & CO. LLC|401922
KALU|KAISER ALUMINUM|MSPL|MORGAN STANLEY & CO. LLC|52900
KALU|KAISER ALUMINUM|MSTX|MORGAN STANLEY & CO. LLC|4400
KALU|KAISER ALUMINUM|MTON|MILLINGTON SECURITIES, INC.|12568
KALU|KAISER ALUMINUM|NFSC|National Financial Services LLC|3770
KALU|KAISER ALUMINUM|NITE|VIRTU Americas LLC|46096
KALU|KAISER ALUMINUM|NITP|VIRTU Americas LLC|2317
KALU|KAISER ALUMINUM|NQRB|Brut, LLC|1201
KALU|KAISER ALUMINUM|NTRC|Northern Trust Securities, Inc.|244
KALU|KAISER ALUMINUM|OPCO|Oppenheimer & Co. Inc.|111
KALU|KAISER ALUMINUM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
KALU|KAISER ALUMINUM|PDQM|CODA MARKETS, INC.|12888
KALU|KAISER ALUMINUM|PWJC|UBS Financial Services, Inc.|22
KALU|KAISER ALUMINUM|RAJA|Raymond James & Associates, Inc.|64
KALU|KAISER ALUMINUM|RBCM|RBC CAPITAL MARKETS, LLC|195
KALU|KAISER ALUMINUM|SAGL|SAGETRADER, LLC|2640
KALU|KAISER ALUMINUM|SBSH|Citigroup Global Markets Inc.|44663
KALU|KAISER ALUMINUM|SGMT|GOLDMAN SACHS & CO. LLC|10511
KALU|KAISER ALUMINUM|SPDR|SPEEDROUTE LLC|898
KALU|KAISER ALUMINUM|SPGS|Sea Port Group Securities, LLC|29640
KALU|KAISER ALUMINUM|SPTD|MINT GLOBAL MARKETS, INC.|2440
KALU|KAISER ALUMINUM|STFL|Stifel, Nicolaus & Company, Incorporated|100
KALU|KAISER ALUMINUM|SWIM|TD Ameritrade, Inc.|82
KALU|KAISER ALUMINUM|SWST|Hilltop Securities Inc.|20
KALU|KAISER ALUMINUM|TRBT|Tradebot Systems, Inc.|29431
KALU|KAISER ALUMINUM|TRCM|TRC MARKETS LLC|38774
KALU|KAISER ALUMINUM|UBSA|UBS SECURITIES LLC|90356
KALU|KAISER ALUMINUM|UBSS|UBS Securities LLC|207547
KALU|KAISER ALUMINUM|VALX|VIRTU AMERICAS LLC|4579
KALU|KAISER ALUMINUM|VGRD|Vanguard Marketing Corporation|1117
KALU|KAISER ALUMINUM|WABR|Wall Street Access|16998
KALU|KAISER ALUMINUM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
KALU|KAISER ALUMINUM|WCHV|WELLS FARGO SECURITIES, LLC|10787
KALU|KAISER ALUMINUM|WEDB|WEDBUSH SECURITIES INC.|25
KALU|KAISER ALUMINUM|WEED|Weeden & Co.L.P.|1042
KALU|KAISER ALUMINUM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|102
KALU|KAISER ALUMINUM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|299
KALU|KAISER ALUMINUM|WSEA|WOLVERINE SECURITIES, LLC|2
KALU|KAISER ALUMINUM|XIST|INSTINET, LLC|16018
KALU|KAISER ALUMINUM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2440
KALU|KAISER ALUMINUM|YKNA|COMHAR CAPITAL MARKETS, LLC|2440
KALU|KAISER ALUMINUM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41
KALV|KALVISTA PHARMA, INC|BATM|CBOE TRADING, INC.|523
KALV|KALVISTA PHARMA, INC|BIMI|Banca IMI Securities Corp.|1000
KALV|KALVISTA PHARMA, INC|BTIG|BTIG, LLC|80000
KALV|KALVISTA PHARMA, INC|BYXM|CBOE TRADING, INC.|300
KALV|KALVISTA PHARMA, INC|CHAS|Charles Schwab & Co., Inc.|100
KALV|KALVISTA PHARMA, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14871
KALV|KALVISTA PHARMA, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5656
KALV|KALVISTA PHARMA, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
KALV|KALVISTA PHARMA, INC|DBAB|Deutsche Bank Securities Inc.|3000
KALV|KALVISTA PHARMA, INC|DBAX|Deutsche Bank Securities Inc.|1300
KALV|KALVISTA PHARMA, INC|DEAN|MORGAN STANLEY|250
KALV|KALVISTA PHARMA, INC|DEGS|RONIN PROFESSIONAL LLC|3562
KALV|KALVISTA PHARMA, INC|EBXL|EBX LLC|5800
KALV|KALVISTA PHARMA, INC|ETRS|E*Trade Securities LLC|48142
KALV|KALVISTA PHARMA, INC|FBCO|Credit Suisse Securities (USA) LLC|12398
KALV|KALVISTA PHARMA, INC|FILL|Tradestation Securities, Inc.|1526
KALV|KALVISTA PHARMA, INC|FOMA|TD AMERITRADE CLEARING, INC.|75566
KALV|KALVISTA PHARMA, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20076
KALV|KALVISTA PHARMA, INC|FTBR|Foliofn Investments, Inc.|108
KALV|KALVISTA PHARMA, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|780
KALV|KALVISTA PHARMA, INC|GLPX|ACS EXECUTION SERVICES, LLC|25
KALV|KALVISTA PHARMA, INC|GSCO|GOLDMAN SACHS & CO. LLC|14
KALV|KALVISTA PHARMA, INC|GSCS|GOLDMAN SACHS & CO. LLC|16777
KALV|KALVISTA PHARMA, INC|GTSZ|GTS SECURITIES LLC|9343
KALV|KALVISTA PHARMA, INC|HRBF|American Enterprise Investment Services Inc.|2000
KALV|KALVISTA PHARMA, INC|IATS|INTERACTIVE BROKERS LLC|200
KALV|KALVISTA PHARMA, INC|IBKR|Interactive Brokers Llc|11466
KALV|KALVISTA PHARMA, INC|ICBX|INSTINET, LLC|1500
KALV|KALVISTA PHARMA, INC|INCA|INSTINET, LLC|3339
KALV|KALVISTA PHARMA, INC|INJX|INSTINET, LLC|2752
KALV|KALVISTA PHARMA, INC|ITGI|ITG Inc.|400
KALV|KALVISTA PHARMA, INC|ITGP|ITG INC.|6400
KALV|KALVISTA PHARMA, INC|JEFF|JEFFERIES LLC|8809
KALV|KALVISTA PHARMA, INC|JPMX|J.P. Morgan Securities LLC|2100
KALV|KALVISTA PHARMA, INC|KCGM|VIRTU Americas LLC|300
KALV|KALVISTA PHARMA, INC|LEHM|Barclays Capital Inc./Le|2849
KALV|KALVISTA PHARMA, INC|LIME|Lime Brokerage LLC|20583
KALV|KALVISTA PHARMA, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
KALV|KALVISTA PHARMA, INC|MSCO|MORGAN STANLEY & CO. LLC|49822
KALV|KALVISTA PHARMA, INC|MSPL|MORGAN STANLEY & CO. LLC|4000
KALV|KALVISTA PHARMA, INC|NFSC|National Financial Services LLC|31470
KALV|KALVISTA PHARMA, INC|NITE|VIRTU Americas LLC|79823
KALV|KALVISTA PHARMA, INC|NITP|VIRTU Americas LLC|100
KALV|KALVISTA PHARMA, INC|OPCO|Oppenheimer & Co. Inc.|225
KALV|KALVISTA PHARMA, INC|PDQM|CODA MARKETS, INC.|37
KALV|KALVISTA PHARMA, INC|RAJA|Raymond James & Associates, Inc.|20
KALV|KALVISTA PHARMA, INC|SBSH|Citigroup Global Markets Inc.|85
KALV|KALVISTA PHARMA, INC|SGMT|GOLDMAN SACHS & CO. LLC|8430
KALV|KALVISTA PHARMA, INC|SPTD|MINT GLOBAL MARKETS, INC.|2300
KALV|KALVISTA PHARMA, INC|SWIM|TD Ameritrade, Inc.|33432
KALV|KALVISTA PHARMA, INC|TKNG|ALLY INVEST SECURITIES LLC|595
KALV|KALVISTA PHARMA, INC|TRBT|Tradebot Systems, Inc.|190
KALV|KALVISTA PHARMA, INC|TRCM|TRC MARKETS LLC|1238
KALV|KALVISTA PHARMA, INC|UBSA|UBS SECURITIES LLC|7822
KALV|KALVISTA PHARMA, INC|UBSS|UBS Securities LLC|14827
KALV|KALVISTA PHARMA, INC|VGRD|Vanguard Marketing Corporation|3499
KALV|KALVISTA PHARMA, INC|WCHV|WELLS FARGO SECURITIES, LLC|867
KALV|KALVISTA PHARMA, INC|WEED|Weeden & Co.L.P.|40
KALV|KALVISTA PHARMA, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|387
KALV|KALVISTA PHARMA, INC|WSEA|WOLVERINE SECURITIES, LLC|192
KALV|KALVISTA PHARMA, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
KAMN|KAMAN CORPORATION|AGIS|Aegis Capital Corp.|250
KAMN|KAMAN CORPORATION|ALTX|Alternet Securities Inc.|4200
KAMN|KAMAN CORPORATION|ANOS|ABEL/NOSER, L.L.C.|100
KAMN|KAMAN CORPORATION|APCC|Apex Clearing Corporation|58
KAMN|KAMAN CORPORATION|AQUA|AQUA SECURITIES L.P.|5900
KAMN|KAMAN CORPORATION|BARD|Robert W. Baird & Co. Incorporated|363
KAMN|KAMAN CORPORATION|BATM|CBOE TRADING, INC.|648
KAMN|KAMAN CORPORATION|BBNT|BB&T SECURITIES, LLC|112
KAMN|KAMAN CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|1435
KAMN|KAMAN CORPORATION|BIMI|Banca IMI Securities Corp.|18
KAMN|KAMAN CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|450
KAMN|KAMAN CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|6117
KAMN|KAMAN CORPORATION|BRVL|BLAYLOCK VAN, LLC|200
KAMN|KAMAN CORPORATION|BTIG|BTIG, LLC|200
KAMN|KAMAN CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1210
KAMN|KAMAN CORPORATION|CANT|Cantor Fitzgerald & Co.|122
KAMN|KAMAN CORPORATION|CHAS|Charles Schwab & Co., Inc.|3
KAMN|KAMAN CORPORATION|CIST|Capital Institutional Services, Inc.|650
KAMN|KAMAN CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14933
KAMN|KAMAN CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3251
KAMN|KAMAN CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51370
KAMN|KAMAN CORPORATION|CTDL|Citadel Derivatives Group Llc|1087
KAMN|KAMAN CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|31718
KAMN|KAMAN CORPORATION|DBAB|Deutsche Bank Securities Inc.|69932
KAMN|KAMAN CORPORATION|DBAX|Deutsche Bank Securities Inc.|32000
KAMN|KAMAN CORPORATION|DEAN|MORGAN STANLEY|2183
KAMN|KAMAN CORPORATION|DEGS|RONIN PROFESSIONAL LLC|300
KAMN|KAMAN CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|194
KAMN|KAMAN CORPORATION|EBXL|EBX LLC|36200
KAMN|KAMAN CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|7880
KAMN|KAMAN CORPORATION|EDJO|Edward D. Jones & Co., L.P.|561
KAMN|KAMAN CORPORATION|EGAM|CBOE TRADING, INC.|1030
KAMN|KAMAN CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|305
KAMN|KAMAN CORPORATION|EGXM|CBOE TRADING, INC.|384
KAMN|KAMAN CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|300
KAMN|KAMAN CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
KAMN|KAMAN CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9060
KAMN|KAMAN CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
KAMN|KAMAN CORPORATION|ETRS|E*Trade Securities LLC|470
KAMN|KAMAN CORPORATION|FILL|Tradestation Securities, Inc.|68
KAMN|KAMAN CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2303
KAMN|KAMAN CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35663
KAMN|KAMAN CORPORATION|FTBR|Foliofn Investments, Inc.|416
KAMN|KAMAN CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|1533
KAMN|KAMAN CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|135634
KAMN|KAMAN CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|200
KAMN|KAMAN CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|329
KAMN|KAMAN CORPORATION|GTSZ|GTS SECURITIES LLC|27677
KAMN|KAMAN CORPORATION|HPPX|POTAMUS TRADING, LLC|928
KAMN|KAMAN CORPORATION|HRBF|American Enterprise Investment Services Inc.|8811
KAMN|KAMAN CORPORATION|HSBC|HSBC Securities, Inc.|500
KAMN|KAMAN CORPORATION|IATS|INTERACTIVE BROKERS LLC|6694
KAMN|KAMAN CORPORATION|IBKR|Interactive Brokers Llc|6751
KAMN|KAMAN CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|476
KAMN|KAMAN CORPORATION|ICBX|INSTINET, LLC|12125
KAMN|KAMAN CORPORATION|IEQY|CITADEL SECURITIES LLC|5485
KAMN|KAMAN CORPORATION|INCA|INSTINET, LLC|25808
KAMN|KAMAN CORPORATION|INJX|INSTINET, LLC|1864
KAMN|KAMAN CORPORATION|ITGI|ITG Inc.|3517
KAMN|KAMAN CORPORATION|ITGP|ITG INC.|17800
KAMN|KAMAN CORPORATION|JEFF|JEFFERIES LLC|2777
KAMN|KAMAN CORPORATION|JMPT|JUMP TRADING, LLC|4285
KAMN|KAMAN CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|8700
KAMN|KAMAN CORPORATION|JPMX|J.P. Morgan Securities LLC|56433
KAMN|KAMAN CORPORATION|JSJX|JANE STREET CAPITAL LLC|1489
KAMN|KAMAN CORPORATION|KCGM|VIRTU Americas LLC|9673
KAMN|KAMAN CORPORATION|LEHM|Barclays Capital Inc./Le|76885
KAMN|KAMAN CORPORATION|LIME|Lime Brokerage LLC|9717
KAMN|KAMAN CORPORATION|LQNA|LIQUIDNET, INC.|5000
KAMN|KAMAN CORPORATION|LSCI|Lek Securities Corporation|4
KAMN|KAMAN CORPORATION|MACQ|Macquarie Capital (USA) Inc.|4417
KAMN|KAMAN CORPORATION|MCBT|Moors & Cabot, Inc.|42
KAMN|KAMAN CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11765
KAMN|KAMAN CORPORATION|MOTF|MOTIF INVESTING, INC.|42
KAMN|KAMAN CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|118459
KAMN|KAMAN CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|54000
KAMN|KAMAN CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|10400
KAMN|KAMAN CORPORATION|MZHO|Mizuho Securities USA LLC|64618
KAMN|KAMAN CORPORATION|NFSC|National Financial Services LLC|14617
KAMN|KAMAN CORPORATION|NITE|VIRTU Americas LLC|37942
KAMN|KAMAN CORPORATION|NQRB|Brut, LLC|400
KAMN|KAMAN CORPORATION|NTRC|Northern Trust Securities, Inc.|4093
KAMN|KAMAN CORPORATION|PDQM|CODA MARKETS, INC.|11307
KAMN|KAMAN CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|240
KAMN|KAMAN CORPORATION|RGLD|Regal Securities, Inc|5
KAMN|KAMAN CORPORATION|SAGL|SAGETRADER, LLC|983
KAMN|KAMAN CORPORATION|SBSH|Citigroup Global Markets Inc.|210570
KAMN|KAMAN CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|15724
KAMN|KAMAN CORPORATION|SPDR|SPEEDROUTE LLC|1500
KAMN|KAMAN CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|600
KAMN|KAMAN CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|2753
KAMN|KAMAN CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|42
KAMN|KAMAN CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1800
KAMN|KAMAN CORPORATION|SWIM|TD Ameritrade, Inc.|76
KAMN|KAMAN CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|50
KAMN|KAMAN CORPORATION|TRBT|Tradebot Systems, Inc.|9174
KAMN|KAMAN CORPORATION|TRCM|TRC MARKETS LLC|6301
KAMN|KAMAN CORPORATION|UBSA|UBS SECURITIES LLC|87915
KAMN|KAMAN CORPORATION|UBSS|UBS Securities LLC|109449
KAMN|KAMAN CORPORATION|VALX|VIRTU AMERICAS LLC|6132
KAMN|KAMAN CORPORATION|VGRD|Vanguard Marketing Corporation|709
KAMN|KAMAN CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|110
KAMN|KAMAN CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|4494
KAMN|KAMAN CORPORATION|WEDB|WEDBUSH SECURITIES INC.|21
KAMN|KAMAN CORPORATION|WEED|Weeden & Co.L.P.|1506
KAMN|KAMAN CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|315
KAMN|KAMAN CORPORATION|WFPB|Wells Fargo Securities, LLC.|500
KAMN|KAMAN CORPORATION|WGIF|CIBC World Markets Inc.|46
KAMN|KAMAN CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|40
KAMN|KAMAN CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|682
KAMN|KAMAN CORPORATION|XIST|INSTINET, LLC|8800
KAMN|KAMAN CORPORATION|XPQR|Jump Trading|200
KAMN|KAMAN CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1674
KAMN|KAMAN CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|1228
KAMN|KAMAN CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|88
KANG|IKANG HEALTHCARE ADR|ALTX|Alternet Securities Inc.|3034
KANG|IKANG HEALTHCARE ADR|APCC|Apex Clearing Corporation|2427
KANG|IKANG HEALTHCARE ADR|BATM|CBOE TRADING, INC.|12700
KANG|IKANG HEALTHCARE ADR|BERN|Sanford C. Bernstein & Co., LLC|21300
KANG|IKANG HEALTHCARE ADR|BIAD|SAGETRADER, LLC|813
KANG|IKANG HEALTHCARE ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13706
KANG|IKANG HEALTHCARE ADR|BLKX|INSTINET, LLC|10000
KANG|IKANG HEALTHCARE ADR|BTIG|BTIG, LLC|379033
KANG|IKANG HEALTHCARE ADR|BYXM|CBOE TRADING, INC.|2240
KANG|IKANG HEALTHCARE ADR|CANT|Cantor Fitzgerald & Co.|83
KANG|IKANG HEALTHCARE ADR|CHAS|Charles Schwab & Co., Inc.|3200
KANG|IKANG HEALTHCARE ADR|CHLC|CHURCHILL CAPITAL USA, INC.|13000
KANG|IKANG HEALTHCARE ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41571
KANG|IKANG HEALTHCARE ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
KANG|IKANG HEALTHCARE ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|339176
KANG|IKANG HEALTHCARE ADR|CSMS|CORNERSTONE MACRO LLC|3971
KANG|IKANG HEALTHCARE ADR|CTDL|Citadel Derivatives Group Llc|33395
KANG|IKANG HEALTHCARE ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|11960
KANG|IKANG HEALTHCARE ADR|DBAB|Deutsche Bank Securities Inc.|104121
KANG|IKANG HEALTHCARE ADR|DBAX|Deutsche Bank Securities Inc.|359300
KANG|IKANG HEALTHCARE ADR|DCHF|Dart Executions, LLC|53
KANG|IKANG HEALTHCARE ADR|DEGS|RONIN PROFESSIONAL LLC|16428
KANG|IKANG HEALTHCARE ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13180
KANG|IKANG HEALTHCARE ADR|EBXL|EBX LLC|368600
KANG|IKANG HEALTHCARE ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|15599
KANG|IKANG HEALTHCARE ADR|EDJO|Edward D. Jones & Co., L.P.|80
KANG|IKANG HEALTHCARE ADR|EGAM|CBOE TRADING, INC.|16050
KANG|IKANG HEALTHCARE ADR|EGAW|CBOE TRADING, INC.|1114
KANG|IKANG HEALTHCARE ADR|EGXM|CBOE TRADING, INC.|2198
KANG|IKANG HEALTHCARE ADR|EGXW|CBOE TRADING, INC.|430
KANG|IKANG HEALTHCARE ADR|ETBE|Electronic Transaction Clearing, Inc.|19284
KANG|IKANG HEALTHCARE ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11600
KANG|IKANG HEALTHCARE ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7964
KANG|IKANG HEALTHCARE ADR|ETRS|E*Trade Securities LLC|28197
KANG|IKANG HEALTHCARE ADR|FBCO|Credit Suisse Securities (USA) LLC|645926
KANG|IKANG HEALTHCARE ADR|FOMA|TD AMERITRADE CLEARING, INC.|94641
KANG|IKANG HEALTHCARE ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31799
KANG|IKANG HEALTHCARE ADR|FTBR|Foliofn Investments, Inc.|40
KANG|IKANG HEALTHCARE ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|387
KANG|IKANG HEALTHCARE ADR|GLPX|ACS EXECUTION SERVICES, LLC|12028
KANG|IKANG HEALTHCARE ADR|GSCO|GOLDMAN SACHS & CO. LLC|761160
KANG|IKANG HEALTHCARE ADR|GSCS|GOLDMAN SACHS & CO. LLC|283962
KANG|IKANG HEALTHCARE ADR|GSLT|GOLDMAN SACHS & CO. LLC|66931
KANG|IKANG HEALTHCARE ADR|GTSZ|GTS SECURITIES LLC|27500
KANG|IKANG HEALTHCARE ADR|HSBC|HSBC Securities, Inc.|5242
KANG|IKANG HEALTHCARE ADR|IATS|INTERACTIVE BROKERS LLC|7613
KANG|IKANG HEALTHCARE ADR|IBKR|Interactive Brokers Llc|280334
KANG|IKANG HEALTHCARE ADR|ICBX|INSTINET, LLC|78493
KANG|IKANG HEALTHCARE ADR|INCA|INSTINET, LLC|235235
KANG|IKANG HEALTHCARE ADR|INJX|INSTINET, LLC|6267
KANG|IKANG HEALTHCARE ADR|ITGI|ITG Inc.|48395
KANG|IKANG HEALTHCARE ADR|ITGP|ITG INC.|66000
KANG|IKANG HEALTHCARE ADR|JEFF|JEFFERIES LLC|98117
KANG|IKANG HEALTHCARE ADR|JMPT|JUMP TRADING, LLC|68700
KANG|IKANG HEALTHCARE ADR|JONE|JonesTrading|200
KANG|IKANG HEALTHCARE ADR|JPBX|J.P. MORGAN SECURITIES LLC|200
KANG|IKANG HEALTHCARE ADR|JPMX|J.P. Morgan Securities LLC|214203
KANG|IKANG HEALTHCARE ADR|JSJX|JANE STREET CAPITAL LLC|2
KANG|IKANG HEALTHCARE ADR|KCGM|VIRTU Americas LLC|57850
KANG|IKANG HEALTHCARE ADR|LEHM|Barclays Capital Inc./Le|582179
KANG|IKANG HEALTHCARE ADR|LIME|Lime Brokerage LLC|215453
KANG|IKANG HEALTHCARE ADR|LMGP|LIME BROKERAGE LLC|11500
KANG|IKANG HEALTHCARE ADR|MAVB|Great Point Capital LLC|300
KANG|IKANG HEALTHCARE ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81900
KANG|IKANG HEALTHCARE ADR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
KANG|IKANG HEALTHCARE ADR|MOTF|MOTIF INVESTING, INC.|2
KANG|IKANG HEALTHCARE ADR|MSCO|MORGAN STANLEY & CO. LLC|827282
KANG|IKANG HEALTHCARE ADR|MSPL|MORGAN STANLEY & CO. LLC|363300
KANG|IKANG HEALTHCARE ADR|MSTX|MORGAN STANLEY & CO. LLC|4600
KANG|IKANG HEALTHCARE ADR|NFSC|National Financial Services LLC|63413
KANG|IKANG HEALTHCARE ADR|NITE|VIRTU Americas LLC|308167
KANG|IKANG HEALTHCARE ADR|NITP|VIRTU Americas LLC|19627
KANG|IKANG HEALTHCARE ADR|NQRB|Brut, LLC|13785
KANG|IKANG HEALTHCARE ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2628
KANG|IKANG HEALTHCARE ADR|PCPT|PHILLIP CAPITAL INC.|300
KANG|IKANG HEALTHCARE ADR|PDQM|CODA MARKETS, INC.|32055
KANG|IKANG HEALTHCARE ADR|RBCM|RBC CAPITAL MARKETS, LLC|1000
KANG|IKANG HEALTHCARE ADR|SAGL|SAGETRADER, LLC|1000
KANG|IKANG HEALTHCARE ADR|SBSH|Citigroup Global Markets Inc.|53330
KANG|IKANG HEALTHCARE ADR|SGMT|GOLDMAN SACHS & CO. LLC|200717
KANG|IKANG HEALTHCARE ADR|SPDR|SPEEDROUTE LLC|24600
KANG|IKANG HEALTHCARE ADR|SWIM|TD Ameritrade, Inc.|2023
KANG|IKANG HEALTHCARE ADR|TKNG|ALLY INVEST SECURITIES LLC|90
KANG|IKANG HEALTHCARE ADR|TRBT|Tradebot Systems, Inc.|167882
KANG|IKANG HEALTHCARE ADR|TRCM|TRC MARKETS LLC|138550
KANG|IKANG HEALTHCARE ADR|UBSA|UBS SECURITIES LLC|460976
KANG|IKANG HEALTHCARE ADR|UBSS|UBS Securities LLC|439611
KANG|IKANG HEALTHCARE ADR|UFPA|UNITED FIRST PARTNERS LLC|35400
KANG|IKANG HEALTHCARE ADR|VALX|VIRTU AMERICAS LLC|30089
KANG|IKANG HEALTHCARE ADR|VGRD|Vanguard Marketing Corporation|24
KANG|IKANG HEALTHCARE ADR|WCHV|WELLS FARGO SECURITIES, LLC|13131
KANG|IKANG HEALTHCARE ADR|WEED|Weeden & Co.L.P.|500
KANG|IKANG HEALTHCARE ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15981
KANG|IKANG HEALTHCARE ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2407
KANG|IKANG HEALTHCARE ADR|WSEA|WOLVERINE SECURITIES, LLC|787
KANG|IKANG HEALTHCARE ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
KANG|IKANG HEALTHCARE ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
KANG|IKANG HEALTHCARE ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|75
KAP|KCAP FINANCIAL NTS|APCC|Apex Clearing Corporation|18
KAP|KCAP FINANCIAL NTS|BANK|Primevest Financial Services, Inc.|182
KAP|KCAP FINANCIAL NTS|ETRS|E*Trade Securities LLC|1160
KAP|KCAP FINANCIAL NTS|FMAF|NBCN Inc./ CDS|100
KAP|KCAP FINANCIAL NTS|NFSC|National Financial Services LLC|28
KAP|KCAP FINANCIAL NTS|NITE|VIRTU Americas LLC|1229
KAP|KCAP FINANCIAL NTS|STFL|Stifel, Nicolaus & Company, Incorporated|563
KAP|KCAP FINANCIAL NTS|UBSS|UBS Securities LLC|204
KAP|KCAP FINANCIAL NTS|VGRD|Vanguard Marketing Corporation|879
KAP|KCAP FINANCIAL NTS|WCHV|WELLS FARGO SECURITIES, LLC|22
KAR|KAR AUCTION SERVICES|ALTX|Alternet Securities Inc.|14893
KAR|KAR AUCTION SERVICES|APCC|Apex Clearing Corporation|170
KAR|KAR AUCTION SERVICES|BANK|Primevest Financial Services, Inc.|23
KAR|KAR AUCTION SERVICES|BARD|Robert W. Baird & Co. Incorporated|12978
KAR|KAR AUCTION SERVICES|BATM|CBOE TRADING, INC.|14849
KAR|KAR AUCTION SERVICES|BBNT|BB&T SECURITIES, LLC|98544
KAR|KAR AUCTION SERVICES|BERN|Sanford C. Bernstein & Co., LLC|132833
KAR|KAR AUCTION SERVICES|BIDS|BIDS TRADING L.P.|138033
KAR|KAR AUCTION SERVICES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46483
KAR|KAR AUCTION SERVICES|BLKX|INSTINET, LLC|191600
KAR|KAR AUCTION SERVICES|BNPX|BNP PARIBAS SECURITIES CORP.|20217
KAR|KAR AUCTION SERVICES|BTIG|BTIG, LLC|193473
KAR|KAR AUCTION SERVICES|BYXM|CBOE TRADING, INC.|680
KAR|KAR AUCTION SERVICES|BZYD|GOLDMAN SACHS & CO. LLC|456
KAR|KAR AUCTION SERVICES|CANT|Cantor Fitzgerald & Co.|128
KAR|KAR AUCTION SERVICES|CHAS|Charles Schwab & Co., Inc.|3809
KAR|KAR AUCTION SERVICES|CIBP|CIBC World Markets Corp.|170000
KAR|KAR AUCTION SERVICES|CIST|Capital Institutional Services, Inc.|46208
KAR|KAR AUCTION SERVICES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|169355
KAR|KAR AUCTION SERVICES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23697
KAR|KAR AUCTION SERVICES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|410639
KAR|KAR AUCTION SERVICES|CTDL|Citadel Derivatives Group Llc|2471
KAR|KAR AUCTION SERVICES|CXCX|CITIGROUP GLOBAL MARKETS INC.|48020
KAR|KAR AUCTION SERVICES|DADA|D.A. Davidson & Co.|7809
KAR|KAR AUCTION SERVICES|DAVA|Davenport & Company LLC|580
KAR|KAR AUCTION SERVICES|DBAB|Deutsche Bank Securities Inc.|204597
KAR|KAR AUCTION SERVICES|DBAX|Deutsche Bank Securities Inc.|317000
KAR|KAR AUCTION SERVICES|DBUL|Deutsche Bank Securities Inc.|2855
KAR|KAR AUCTION SERVICES|DCHF|Dart Executions, LLC|1166
KAR|KAR AUCTION SERVICES|DEAN|MORGAN STANLEY|134095
KAR|KAR AUCTION SERVICES|DEGS|RONIN PROFESSIONAL LLC|300
KAR|KAR AUCTION SERVICES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4657
KAR|KAR AUCTION SERVICES|DREX|Drexel Hamilton, LLC|55
KAR|KAR AUCTION SERVICES|EBXL|EBX LLC|167600
KAR|KAR AUCTION SERVICES|ECUT|CONVERGEX EXECUTION SOLUTIONS|35020
KAR|KAR AUCTION SERVICES|EDJO|Edward D. Jones & Co., L.P.|3454
KAR|KAR AUCTION SERVICES|EGAM|CBOE TRADING, INC.|21987
KAR|KAR AUCTION SERVICES|EGAW|CBOE TRADING, INC.|183
KAR|KAR AUCTION SERVICES|EGXM|CBOE TRADING, INC.|5836
KAR|KAR AUCTION SERVICES|EGXW|CBOE TRADING, INC.|100
KAR|KAR AUCTION SERVICES|ETBE|Electronic Transaction Clearing, Inc.|9397
KAR|KAR AUCTION SERVICES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
KAR|KAR AUCTION SERVICES|ETCC|Electronic Transaction Clearing, Inc.|330
KAR|KAR AUCTION SERVICES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10234
KAR|KAR AUCTION SERVICES|ETRS|E*Trade Securities LLC|8132
KAR|KAR AUCTION SERVICES|FILL|Tradestation Securities, Inc.|969
KAR|KAR AUCTION SERVICES|FINX|FINTECH SECURITIES|400
KAR|KAR AUCTION SERVICES|FMAF|NBCN Inc./ CDS|3499
KAR|KAR AUCTION SERVICES|FMCO|First Manhattan Co|4850
KAR|KAR AUCTION SERVICES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6247
KAR|KAR AUCTION SERVICES|FQLS|Quantlab Securities LP|271956
KAR|KAR AUCTION SERVICES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|182885
KAR|KAR AUCTION SERVICES|FTBR|Foliofn Investments, Inc.|3319
KAR|KAR AUCTION SERVICES|GEBB|GLOBAL EXECUTION BROKERS, LP|911
KAR|KAR AUCTION SERVICES|GLPX|ACS EXECUTION SERVICES, LLC|52675
KAR|KAR AUCTION SERVICES|GSCO|GOLDMAN SACHS & CO. LLC|607284
KAR|KAR AUCTION SERVICES|GSCS|GOLDMAN SACHS & CO. LLC|8774
KAR|KAR AUCTION SERVICES|GSLT|GOLDMAN SACHS & CO. LLC|10280
KAR|KAR AUCTION SERVICES|GTSZ|GTS SECURITIES LLC|75330
KAR|KAR AUCTION SERVICES|GUGS|Guggenheim Securities, LLC|78
KAR|KAR AUCTION SERVICES|HPPX|POTAMUS TRADING, LLC|1399
KAR|KAR AUCTION SERVICES|HRBF|American Enterprise Investment Services Inc.|3572
KAR|KAR AUCTION SERVICES|HSBC|HSBC Securities, Inc.|2860
KAR|KAR AUCTION SERVICES|IATS|INTERACTIVE BROKERS LLC|2948
KAR|KAR AUCTION SERVICES|IBKR|Interactive Brokers Llc|6595
KAR|KAR AUCTION SERVICES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1184
KAR|KAR AUCTION SERVICES|ICBX|INSTINET, LLC|41154
KAR|KAR AUCTION SERVICES|INCA|INSTINET, LLC|289379
KAR|KAR AUCTION SERVICES|INJX|INSTINET, LLC|25326
KAR|KAR AUCTION SERVICES|ITGI|ITG Inc.|107559
KAR|KAR AUCTION SERVICES|ITGP|ITG INC.|591200
KAR|KAR AUCTION SERVICES|JANY|Janney Montgomery Scott Inc.|7672
KAR|KAR AUCTION SERVICES|JEFF|JEFFERIES LLC|199478
KAR|KAR AUCTION SERVICES|JMPT|JUMP TRADING, LLC|60105
KAR|KAR AUCTION SERVICES|JPBX|J.P. MORGAN SECURITIES LLC|57456
KAR|KAR AUCTION SERVICES|JPMX|J.P. Morgan Securities LLC|471622
KAR|KAR AUCTION SERVICES|JSJX|JANE STREET CAPITAL LLC|11126
KAR|KAR AUCTION SERVICES|KCGM|VIRTU Americas LLC|67864
KAR|KAR AUCTION SERVICES|KEYB|KEYBANC CAPITAL MARKETS INC.|16352
KAR|KAR AUCTION SERVICES|LEHM|Barclays Capital Inc./Le|652116
KAR|KAR AUCTION SERVICES|LIME|Lime Brokerage LLC|23408
KAR|KAR AUCTION SERVICES|LMNX|LUMINEX TRADING & ANALYTICS LLC|100000
KAR|KAR AUCTION SERVICES|LOOP|Loop Capital Markets LLC|17181
KAR|KAR AUCTION SERVICES|LQNA|LIQUIDNET, INC.|336200
KAR|KAR AUCTION SERVICES|LQNB|LIQUIDNET, INC.|9200
KAR|KAR AUCTION SERVICES|LSCI|Lek Securities Corporation|13
KAR|KAR AUCTION SERVICES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
KAR|KAR AUCTION SERVICES|MCMF|Raymond James Ltd. Cds|66
KAR|KAR AUCTION SERVICES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|271226
KAR|KAR AUCTION SERVICES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2100
KAR|KAR AUCTION SERVICES|MOTF|MOTIF INVESTING, INC.|1
KAR|KAR AUCTION SERVICES|MSCO|MORGAN STANLEY & CO. LLC|2667214
KAR|KAR AUCTION SERVICES|MSPL|MORGAN STANLEY & CO. LLC|366300
KAR|KAR AUCTION SERVICES|MSTX|MORGAN STANLEY & CO. LLC|118800
KAR|KAR AUCTION SERVICES|NFSC|National Financial Services LLC|244178
KAR|KAR AUCTION SERVICES|NITE|VIRTU Americas LLC|338056
KAR|KAR AUCTION SERVICES|NITP|VIRTU Americas LLC|700
KAR|KAR AUCTION SERVICES|NQRB|Brut, LLC|19568
KAR|KAR AUCTION SERVICES|NTRC|Northern Trust Securities, Inc.|2990
KAR|KAR AUCTION SERVICES|OPCO|Oppenheimer & Co. Inc.|4390
KAR|KAR AUCTION SERVICES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5987
KAR|KAR AUCTION SERVICES|PDQM|CODA MARKETS, INC.|93601
KAR|KAR AUCTION SERVICES|PWJC|UBS Financial Services, Inc.|378
KAR|KAR AUCTION SERVICES|RBCM|RBC CAPITAL MARKETS, LLC|8471
KAR|KAR AUCTION SERVICES|SAGL|SAGETRADER, LLC|7968
KAR|KAR AUCTION SERVICES|SAGW|SAGETRADER, LLC|28
KAR|KAR AUCTION SERVICES|SBSH|Citigroup Global Markets Inc.|131258
KAR|KAR AUCTION SERVICES|SEIC|SEI Investments Distribution Co.|2031
KAR|KAR AUCTION SERVICES|SGMT|GOLDMAN SACHS & CO. LLC|103148
KAR|KAR AUCTION SERVICES|SPDR|SPEEDROUTE LLC|35113
KAR|KAR AUCTION SERVICES|SPHN|Stephens Inc.|92818
KAR|KAR AUCTION SERVICES|STFL|Stifel, Nicolaus & Company, Incorporated|22471
KAR|KAR AUCTION SERVICES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1505
KAR|KAR AUCTION SERVICES|SWIM|TD Ameritrade, Inc.|44462
KAR|KAR AUCTION SERVICES|SWST|Hilltop Securities Inc.|954
KAR|KAR AUCTION SERVICES|TAGC|TELSEY ADVISORY GROUP LLC|150000
KAR|KAR AUCTION SERVICES|TKNG|ALLY INVEST SECURITIES LLC|20
KAR|KAR AUCTION SERVICES|TRBT|Tradebot Systems, Inc.|177940
KAR|KAR AUCTION SERVICES|TRCM|TRC MARKETS LLC|70913
KAR|KAR AUCTION SERVICES|UBSA|UBS SECURITIES LLC|765453
KAR|KAR AUCTION SERVICES|UBSS|UBS Securities LLC|1014910
KAR|KAR AUCTION SERVICES|VALX|VIRTU AMERICAS LLC|9180
KAR|KAR AUCTION SERVICES|VGRD|Vanguard Marketing Corporation|2623
KAR|KAR AUCTION SERVICES|VNDM|Wall Street Access|10401
KAR|KAR AUCTION SERVICES|WABR|Wall Street Access|27843
KAR|KAR AUCTION SERVICES|WBET|Wallachbeth Capital LLC|1402
KAR|KAR AUCTION SERVICES|WBLR|WILLIAM BLAIR|353
KAR|KAR AUCTION SERVICES|WBPX|SUMMIT SECURITIES GROUP, LLC|1070
KAR|KAR AUCTION SERVICES|WCHV|WELLS FARGO SECURITIES, LLC|599825
KAR|KAR AUCTION SERVICES|WDNX|WEEDEN & CO.L.P.|1108
KAR|KAR AUCTION SERVICES|WEDB|WEDBUSH SECURITIES INC.|472
KAR|KAR AUCTION SERVICES|WEED|Weeden & Co.L.P.|1020
KAR|KAR AUCTION SERVICES|WESC|Wellington Shields & Co., LLC|1731
KAR|KAR AUCTION SERVICES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4961
KAR|KAR AUCTION SERVICES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2161
KAR|KAR AUCTION SERVICES|WGIF|CIBC World Markets Inc.|78
KAR|KAR AUCTION SERVICES|WSEA|WOLVERINE SECURITIES, LLC|589
KAR|KAR AUCTION SERVICES|XIST|INSTINET, LLC|54000
KAR|KAR AUCTION SERVICES|XPQR|Jump Trading|3221
KAR|KAR AUCTION SERVICES|XSTM|NATIONAL FINANCIAL SERVICES LLC|131392
KAR|KAR AUCTION SERVICES|YKNA|COMHAR CAPITAL MARKETS, LLC|700
KAR|KAR AUCTION SERVICES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17342
KARS|KRANESHARES ELECTRIC|APCC|Apex Clearing Corporation|50
KARS|KRANESHARES ELECTRIC|BATM|CBOE TRADING, INC.|900
KARS|KRANESHARES ELECTRIC|BTIG|BTIG, LLC|800
KARS|KRANESHARES ELECTRIC|CHAS|Charles Schwab & Co., Inc.|332
KARS|KRANESHARES ELECTRIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12614
KARS|KRANESHARES ELECTRIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2772
KARS|KRANESHARES ELECTRIC|DBAX|Deutsche Bank Securities Inc.|3500
KARS|KRANESHARES ELECTRIC|EBXL|EBX LLC|100
KARS|KRANESHARES ELECTRIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|889
KARS|KRANESHARES ELECTRIC|ETRS|E*Trade Securities LLC|707
KARS|KRANESHARES ELECTRIC|FTBR|Foliofn Investments, Inc.|11
KARS|KRANESHARES ELECTRIC|GSCO|GOLDMAN SACHS & CO. LLC|406
KARS|KRANESHARES ELECTRIC|GSCS|GOLDMAN SACHS & CO. LLC|300
KARS|KRANESHARES ELECTRIC|IATS|INTERACTIVE BROKERS LLC|100
KARS|KRANESHARES ELECTRIC|IBKR|Interactive Brokers Llc|512
KARS|KRANESHARES ELECTRIC|INCA|INSTINET, LLC|2675
KARS|KRANESHARES ELECTRIC|JPMX|J.P. Morgan Securities LLC|226
KARS|KRANESHARES ELECTRIC|JSJX|JANE STREET CAPITAL LLC|705
KARS|KRANESHARES ELECTRIC|LEHM|Barclays Capital Inc./Le|400
KARS|KRANESHARES ELECTRIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
KARS|KRANESHARES ELECTRIC|MSCO|MORGAN STANLEY & CO. LLC|556
KARS|KRANESHARES ELECTRIC|MSPL|MORGAN STANLEY & CO. LLC|4000
KARS|KRANESHARES ELECTRIC|NFSC|National Financial Services LLC|3932
KARS|KRANESHARES ELECTRIC|NITE|VIRTU Americas LLC|7809
KARS|KRANESHARES ELECTRIC|OPCO|Oppenheimer & Co. Inc.|210
KARS|KRANESHARES ELECTRIC|PWJC|UBS Financial Services, Inc.|1405
KARS|KRANESHARES ELECTRIC|RBCM|RBC CAPITAL MARKETS, LLC|330
KARS|KRANESHARES ELECTRIC|SALI|INTL FCSTONE FINANCIAL INC.|2000
KARS|KRANESHARES ELECTRIC|SBSH|Citigroup Global Markets Inc.|1700
KARS|KRANESHARES ELECTRIC|SWIM|TD Ameritrade, Inc.|1220
KARS|KRANESHARES ELECTRIC|TKNG|ALLY INVEST SECURITIES LLC|160
KARS|KRANESHARES ELECTRIC|UBSA|UBS SECURITIES LLC|6772
KARS|KRANESHARES ELECTRIC|UBSS|UBS Securities LLC|15535
KARS|KRANESHARES ELECTRIC|VGRD|Vanguard Marketing Corporation|550
KARS|KRANESHARES ELECTRIC|WCHV|WELLS FARGO SECURITIES, LLC|210
KARS|KRANESHARES ELECTRIC|WGIF|CIBC World Markets Inc.|1100
KARS|KRANESHARES ELECTRIC|WSEA|WOLVERINE SECURITIES, LLC|20
KARS|KRANESHARES ELECTRIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1202
KARS|KRANESHARES ELECTRIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
KB|KB FINL GP INC|ALTX|Alternet Securities Inc.|3600
KB|KB FINL GP INC|ANOS|ABEL/NOSER, L.L.C.|100
KB|KB FINL GP INC|APCC|Apex Clearing Corporation|35
KB|KB FINL GP INC|BANK|Primevest Financial Services, Inc.|79
KB|KB FINL GP INC|BARD|Robert W. Baird & Co. Incorporated|137
KB|KB FINL GP INC|BATM|CBOE TRADING, INC.|627
KB|KB FINL GP INC|BBNT|BB&T SECURITIES, LLC|872
KB|KB FINL GP INC|BERN|Sanford C. Bernstein & Co., LLC|4158
KB|KB FINL GP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3940
KB|KB FINL GP INC|BNPX|BNP PARIBAS SECURITIES CORP.|37
KB|KB FINL GP INC|BZYD|GOLDMAN SACHS & CO. LLC|400
KB|KB FINL GP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1164
KB|KB FINL GP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|485
KB|KB FINL GP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77269
KB|KB FINL GP INC|CTDL|Citadel Derivatives Group Llc|1456
KB|KB FINL GP INC|CTLR|CUTLER GROUP, LP|100
KB|KB FINL GP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1690
KB|KB FINL GP INC|DBAB|Deutsche Bank Securities Inc.|14617
KB|KB FINL GP INC|DBAX|Deutsche Bank Securities Inc.|25200
KB|KB FINL GP INC|DEAN|MORGAN STANLEY|230642
KB|KB FINL GP INC|DEGS|RONIN PROFESSIONAL LLC|173
KB|KB FINL GP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|597
KB|KB FINL GP INC|EBXL|EBX LLC|21000
KB|KB FINL GP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11743
KB|KB FINL GP INC|EDJO|Edward D. Jones & Co., L.P.|180
KB|KB FINL GP INC|EGAM|CBOE TRADING, INC.|1140
KB|KB FINL GP INC|EGXM|CBOE TRADING, INC.|3302
KB|KB FINL GP INC|ETBE|Electronic Transaction Clearing, Inc.|1190
KB|KB FINL GP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4390
KB|KB FINL GP INC|ETRS|E*Trade Securities LLC|12056
KB|KB FINL GP INC|FBSB|U.S. Bancorp Investments, Inc.|10
KB|KB FINL GP INC|FILL|Tradestation Securities, Inc.|10
KB|KB FINL GP INC|FMAF|NBCN Inc./ CDS|200
KB|KB FINL GP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25928
KB|KB FINL GP INC|FTBR|Foliofn Investments, Inc.|19896
KB|KB FINL GP INC|GLIS|TD Securities Inc|64
KB|KB FINL GP INC|GLPX|ACS EXECUTION SERVICES, LLC|1762
KB|KB FINL GP INC|GSCO|GOLDMAN SACHS & CO. LLC|43139
KB|KB FINL GP INC|GSCS|GOLDMAN SACHS & CO. LLC|580
KB|KB FINL GP INC|GSLT|GOLDMAN SACHS & CO. LLC|3943
KB|KB FINL GP INC|GTSZ|GTS SECURITIES LLC|8367
KB|KB FINL GP INC|HRBF|American Enterprise Investment Services Inc.|5093
KB|KB FINL GP INC|HSBC|HSBC Securities, Inc.|3281
KB|KB FINL GP INC|IATS|INTERACTIVE BROKERS LLC|17369
KB|KB FINL GP INC|IBKR|Interactive Brokers Llc|10091
KB|KB FINL GP INC|ICBX|INSTINET, LLC|8000
KB|KB FINL GP INC|INCA|INSTINET, LLC|49177
KB|KB FINL GP INC|INJX|INSTINET, LLC|3143
KB|KB FINL GP INC|INTL|INTL FCSTONE FINANCIAL INC.|185
KB|KB FINL GP INC|ITGI|ITG Inc.|15091
KB|KB FINL GP INC|ITGP|ITG INC.|29600
KB|KB FINL GP INC|JANY|Janney Montgomery Scott Inc.|44
KB|KB FINL GP INC|JEFF|JEFFERIES LLC|5846
KB|KB FINL GP INC|JMPT|JUMP TRADING, LLC|2063
KB|KB FINL GP INC|JPBX|J.P. MORGAN SECURITIES LLC|9044
KB|KB FINL GP INC|JPMX|J.P. Morgan Securities LLC|47882
KB|KB FINL GP INC|JSJX|JANE STREET CAPITAL LLC|11231
KB|KB FINL GP INC|KCGM|VIRTU Americas LLC|3612
KB|KB FINL GP INC|LEHM|Barclays Capital Inc./Le|55832
KB|KB FINL GP INC|LIME|Lime Brokerage LLC|6692
KB|KB FINL GP INC|LQNA|LIQUIDNET, INC.|13400
KB|KB FINL GP INC|MACQ|Macquarie Capital (USA) Inc.|17418
KB|KB FINL GP INC|MCMF|Raymond James Ltd. Cds|200
KB|KB FINL GP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8600
KB|KB FINL GP INC|MOTF|MOTIF INVESTING, INC.|2
KB|KB FINL GP INC|MSCO|MORGAN STANLEY & CO. LLC|128093
KB|KB FINL GP INC|MSPL|MORGAN STANLEY & CO. LLC|60400
KB|KB FINL GP INC|MSTX|MORGAN STANLEY & CO. LLC|600
KB|KB FINL GP INC|NFSC|National Financial Services LLC|32071
KB|KB FINL GP INC|NITE|VIRTU Americas LLC|149086
KB|KB FINL GP INC|NMRA|Nomura Securities International, Inc.|64534
KB|KB FINL GP INC|NTBF|BMO Nesbitt Burns Inc./CDS|31
KB|KB FINL GP INC|OPCO|Oppenheimer & Co. Inc.|28
KB|KB FINL GP INC|PCFF|Pacific International Securities Inc./CDS|100
KB|KB FINL GP INC|PDQM|CODA MARKETS, INC.|1729
KB|KB FINL GP INC|RBCM|RBC CAPITAL MARKETS, LLC|5756
KB|KB FINL GP INC|SBSH|Citigroup Global Markets Inc.|8793
KB|KB FINL GP INC|SGMT|GOLDMAN SACHS & CO. LLC|6049
KB|KB FINL GP INC|SPDR|SPEEDROUTE LLC|100
KB|KB FINL GP INC|SPHN|Stephens Inc.|62
KB|KB FINL GP INC|STFL|Stifel, Nicolaus & Company, Incorporated|690
KB|KB FINL GP INC|SWIM|TD Ameritrade, Inc.|881
KB|KB FINL GP INC|TRBT|Tradebot Systems, Inc.|8573
KB|KB FINL GP INC|TRCM|TRC MARKETS LLC|4448
KB|KB FINL GP INC|UBSA|UBS SECURITIES LLC|76119
KB|KB FINL GP INC|UBSS|UBS Securities LLC|112238
KB|KB FINL GP INC|VALX|VIRTU AMERICAS LLC|14863
KB|KB FINL GP INC|VGRD|Vanguard Marketing Corporation|2771
KB|KB FINL GP INC|VNDM|Wall Street Access|8700
KB|KB FINL GP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
KB|KB FINL GP INC|WCHV|WELLS FARGO SECURITIES, LLC|33433
KB|KB FINL GP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|60
KB|KB FINL GP INC|WGIF|CIBC World Markets Inc.|660
KB|KB FINL GP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|89
KB|KB FINL GP INC|WSEA|WOLVERINE SECURITIES, LLC|1463
KB|KB FINL GP INC|XIST|INSTINET, LLC|13000
KB|KB FINL GP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4562
KB|KB FINL GP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
KB|KB FINL GP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1399
KBA|KB CHINA A|ADAM|CANACCORD GENUITY INC.|200
KBA|KB CHINA A|AGIS|Aegis Capital Corp.|62
KBA|KB CHINA A|ALTX|Alternet Securities Inc.|7280
KBA|KB CHINA A|APCC|Apex Clearing Corporation|2135
KBA|KB CHINA A|BANK|Primevest Financial Services, Inc.|10248
KBA|KB CHINA A|BARD|Robert W. Baird & Co. Incorporated|1612
KBA|KB CHINA A|BATM|CBOE TRADING, INC.|39135
KBA|KB CHINA A|BAYT|BTIG, LLC|2100
KBA|KB CHINA A|BBNT|BB&T SECURITIES, LLC|541
KBA|KB CHINA A|BKCM|BNY Mellon Capital Markets LLC|1183
KBA|KB CHINA A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6519
KBA|KB CHINA A|BYXM|CBOE TRADING, INC.|33645
KBA|KB CHINA A|CANT|Cantor Fitzgerald & Co.|40000
KBA|KB CHINA A|CBLC|CITIGROUP GLOBAL MARKETS INC.|43400
KBA|KB CHINA A|CHAS|Charles Schwab & Co., Inc.|8782
KBA|KB CHINA A|CICF|Canaccord Genuity Corp.|225
KBA|KB CHINA A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|232830
KBA|KB CHINA A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9103
KBA|KB CHINA A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|656063
KBA|KB CHINA A|CSIN|Citadel Securities Institutional LLC|20785
KBA|KB CHINA A|CTDL|Citadel Derivatives Group Llc|28597
KBA|KB CHINA A|CXCX|CITIGROUP GLOBAL MARKETS INC.|47336
KBA|KB CHINA A|DADA|D.A. Davidson & Co.|600
KBA|KB CHINA A|DBAB|Deutsche Bank Securities Inc.|200
KBA|KB CHINA A|DBAX|Deutsche Bank Securities Inc.|220800
KBA|KB CHINA A|DEAN|MORGAN STANLEY|48391
KBA|KB CHINA A|EBXL|EBX LLC|201100
KBA|KB CHINA A|ECUT|CONVERGEX EXECUTION SOLUTIONS|45438
KBA|KB CHINA A|EDJO|Edward D. Jones & Co., L.P.|533
KBA|KB CHINA A|EGAM|CBOE TRADING, INC.|8106
KBA|KB CHINA A|EGAW|CBOE TRADING, INC.|99
KBA|KB CHINA A|EGXM|CBOE TRADING, INC.|886
KBA|KB CHINA A|ETBE|Electronic Transaction Clearing, Inc.|4314
KBA|KB CHINA A|ETCB|ETC BROKERAGE SERVICES, LLC|241
KBA|KB CHINA A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24359
KBA|KB CHINA A|ETRS|E*Trade Securities LLC|286724
KBA|KB CHINA A|FFSI|Firstrade Securities Inc.|200
KBA|KB CHINA A|FILL|Tradestation Securities, Inc.|10717
KBA|KB CHINA A|FLTU|FLOW TRADERS US LLC|200
KBA|KB CHINA A|FMAF|NBCN Inc./ CDS|6510
KBA|KB CHINA A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54
KBA|KB CHINA A|FTBR|Foliofn Investments, Inc.|12067
KBA|KB CHINA A|GEBB|GLOBAL EXECUTION BROKERS, LP|29300
KBA|KB CHINA A|GLIS|TD Securities Inc|390
KBA|KB CHINA A|GLPX|ACS EXECUTION SERVICES, LLC|14278
KBA|KB CHINA A|GSCO|GOLDMAN SACHS & CO. LLC|7954
KBA|KB CHINA A|GSCS|GOLDMAN SACHS & CO. LLC|54497
KBA|KB CHINA A|GSLT|GOLDMAN SACHS & CO. LLC|22456
KBA|KB CHINA A|GTSZ|GTS SECURITIES LLC|7014
KBA|KB CHINA A|HRBF|American Enterprise Investment Services Inc.|9228
KBA|KB CHINA A|HSBC|HSBC Securities, Inc.|2245
KBA|KB CHINA A|IATS|INTERACTIVE BROKERS LLC|10584
KBA|KB CHINA A|IBKR|Interactive Brokers Llc|90692
KBA|KB CHINA A|ICBX|INSTINET, LLC|139129
KBA|KB CHINA A|INCA|INSTINET, LLC|60334
KBA|KB CHINA A|ITGI|ITG Inc.|23488
KBA|KB CHINA A|ITGP|ITG INC.|102400
KBA|KB CHINA A|JANY|Janney Montgomery Scott Inc.|15229
KBA|KB CHINA A|JEFF|JEFFERIES LLC|1500
KBA|KB CHINA A|JMPT|JUMP TRADING, LLC|3231
KBA|KB CHINA A|JPMX|J.P. Morgan Securities LLC|151550
KBA|KB CHINA A|JSEB|JANE STREET EXECUTION SERVICES, LLC|141783
KBA|KB CHINA A|JSJX|JANE STREET CAPITAL LLC|973960
KBA|KB CHINA A|KCGM|VIRTU Americas LLC|208133
KBA|KB CHINA A|LEHM|Barclays Capital Inc./Le|445800
KBA|KB CHINA A|LIME|Lime Brokerage LLC|103916
KBA|KB CHINA A|LSCI|Lek Securities Corporation|1629
KBA|KB CHINA A|MACC|Mid Atlantic Capital Corporation|12846
KBA|KB CHINA A|MAXM|Maxim Group LLC|970
KBA|KB CHINA A|MCMF|Raymond James Ltd. Cds|300
KBA|KB CHINA A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|208740
KBA|KB CHINA A|MOTF|MOTIF INVESTING, INC.|11
KBA|KB CHINA A|MSCO|MORGAN STANLEY & CO. LLC|677246
KBA|KB CHINA A|MSPL|MORGAN STANLEY & CO. LLC|214800
KBA|KB CHINA A|NATL|National Securities Corporation|9
KBA|KB CHINA A|NFSC|National Financial Services LLC|838131
KBA|KB CHINA A|NITE|VIRTU Americas LLC|1371462
KBA|KB CHINA A|NITP|VIRTU Americas LLC|1389
KBA|KB CHINA A|NQRB|Brut, LLC|12081
KBA|KB CHINA A|NTBF|BMO Nesbitt Burns Inc./CDS|850
KBA|KB CHINA A|NTRC|Northern Trust Securities, Inc.|617
KBA|KB CHINA A|OLDM|OLD MISSION CAPITAL, LLC|33884
KBA|KB CHINA A|OPCO|Oppenheimer & Co. Inc.|1130
KBA|KB CHINA A|PCPT|PHILLIP CAPITAL INC.|17
KBA|KB CHINA A|PDQM|CODA MARKETS, INC.|92197
KBA|KB CHINA A|PICT|Pictet Overseas Inc.|1020
KBA|KB CHINA A|PWJC|UBS Financial Services, Inc.|12900
KBA|KB CHINA A|RBCM|RBC CAPITAL MARKETS, LLC|53680
KBA|KB CHINA A|RGLD|Regal Securities, Inc|350
KBA|KB CHINA A|SAGL|SAGETRADER, LLC|5100
KBA|KB CHINA A|SALI|INTL FCSTONE FINANCIAL INC.|50
KBA|KB CHINA A|SBRX|MURIEL SIEBERT & CO INC|60
KBA|KB CHINA A|SBSH|Citigroup Global Markets Inc.|85414
KBA|KB CHINA A|SEIC|SEI Investments Distribution Co.|500
KBA|KB CHINA A|SGMT|GOLDMAN SACHS & CO. LLC|142821
KBA|KB CHINA A|SPDR|SPEEDROUTE LLC|7038
KBA|KB CHINA A|SPHN|Stephens Inc.|600
KBA|KB CHINA A|STFL|Stifel, Nicolaus & Company, Incorporated|8374
KBA|KB CHINA A|SWIM|TD Ameritrade, Inc.|140223
KBA|KB CHINA A|SWST|Hilltop Securities Inc.|1750
KBA|KB CHINA A|TKNG|ALLY INVEST SECURITIES LLC|7517
KBA|KB CHINA A|TRBT|Tradebot Systems, Inc.|41003
KBA|KB CHINA A|TRCM|TRC MARKETS LLC|500
KBA|KB CHINA A|TWTT|TASTYWORKS, INC.|210
KBA|KB CHINA A|UBSA|UBS SECURITIES LLC|82149
KBA|KB CHINA A|UBSS|UBS Securities LLC|474733
KBA|KB CHINA A|VALX|VIRTU AMERICAS LLC|329
KBA|KB CHINA A|VGRD|Vanguard Marketing Corporation|199125
KBA|KB CHINA A|WCHV|WELLS FARGO SECURITIES, LLC|69270
KBA|KB CHINA A|WEDB|WEDBUSH SECURITIES INC.|50
KBA|KB CHINA A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37058
KBA|KB CHINA A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21732
KBA|KB CHINA A|WGIF|CIBC World Markets Inc.|1438
KBA|KB CHINA A|WSEA|WOLVERINE SECURITIES, LLC|18496
KBA|KB CHINA A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
KBA|KB CHINA A|XSTM|NATIONAL FINANCIAL SERVICES LLC|179450
KBA|KB CHINA A|YKNA|COMHAR CAPITAL MARKETS, LLC|900
KBA|KB CHINA A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28878
KBAL|KIMBALL INTL CL B|ALTX|Alternet Securities Inc.|4602
KBAL|KIMBALL INTL CL B|APCC|Apex Clearing Corporation|3
KBAL|KIMBALL INTL CL B|BATM|CBOE TRADING, INC.|300
KBAL|KIMBALL INTL CL B|BERN|Sanford C. Bernstein & Co., LLC|10362
KBAL|KIMBALL INTL CL B|BLKX|INSTINET, LLC|20000
KBAL|KIMBALL INTL CL B|BMOC|BMO Capital Markets Corp.|5799
KBAL|KIMBALL INTL CL B|BNPX|BNP PARIBAS SECURITIES CORP.|2120
KBAL|KIMBALL INTL CL B|BTIG|BTIG, LLC|50
KBAL|KIMBALL INTL CL B|BYXM|CBOE TRADING, INC.|1550
KBAL|KIMBALL INTL CL B|BZYD|GOLDMAN SACHS & CO. LLC|2547
KBAL|KIMBALL INTL CL B|CHAS|Charles Schwab & Co., Inc.|1293
KBAL|KIMBALL INTL CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7621
KBAL|KIMBALL INTL CL B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14283
KBAL|KIMBALL INTL CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|626
KBAL|KIMBALL INTL CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37214
KBAL|KIMBALL INTL CL B|CTDL|Citadel Derivatives Group Llc|4773
KBAL|KIMBALL INTL CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|5880
KBAL|KIMBALL INTL CL B|DBAB|Deutsche Bank Securities Inc.|80051
KBAL|KIMBALL INTL CL B|DBAX|Deutsche Bank Securities Inc.|23000
KBAL|KIMBALL INTL CL B|DEAN|MORGAN STANLEY|3168
KBAL|KIMBALL INTL CL B|DEGS|RONIN PROFESSIONAL LLC|4449
KBAL|KIMBALL INTL CL B|EBXL|EBX LLC|14900
KBAL|KIMBALL INTL CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|11451
KBAL|KIMBALL INTL CL B|EDJO|Edward D. Jones & Co., L.P.|500
KBAL|KIMBALL INTL CL B|EGAM|CBOE TRADING, INC.|1302
KBAL|KIMBALL INTL CL B|EGMT|EG MARKET TECHNOLOGIES LLC|300
KBAL|KIMBALL INTL CL B|EGXM|CBOE TRADING, INC.|228
KBAL|KIMBALL INTL CL B|ETBE|Electronic Transaction Clearing, Inc.|1300
KBAL|KIMBALL INTL CL B|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5
KBAL|KIMBALL INTL CL B|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2326
KBAL|KIMBALL INTL CL B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5296
KBAL|KIMBALL INTL CL B|ETRS|E*Trade Securities LLC|5800
KBAL|KIMBALL INTL CL B|FBCO|Credit Suisse Securities (USA) LLC|132447
KBAL|KIMBALL INTL CL B|FILL|Tradestation Securities, Inc.|6076
KBAL|KIMBALL INTL CL B|FINX|FINTECH SECURITIES|963
KBAL|KIMBALL INTL CL B|FOMA|TD AMERITRADE CLEARING, INC.|21646
KBAL|KIMBALL INTL CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20383
KBAL|KIMBALL INTL CL B|FTBR|Foliofn Investments, Inc.|314
KBAL|KIMBALL INTL CL B|GEBB|GLOBAL EXECUTION BROKERS, LP|13669
KBAL|KIMBALL INTL CL B|GLPX|ACS EXECUTION SERVICES, LLC|3189
KBAL|KIMBALL INTL CL B|GSCO|GOLDMAN SACHS & CO. LLC|161038
KBAL|KIMBALL INTL CL B|GSCS|GOLDMAN SACHS & CO. LLC|10199
KBAL|KIMBALL INTL CL B|GSLT|GOLDMAN SACHS & CO. LLC|1209
KBAL|KIMBALL INTL CL B|GTSZ|GTS SECURITIES LLC|6393
KBAL|KIMBALL INTL CL B|IATS|INTERACTIVE BROKERS LLC|1400
KBAL|KIMBALL INTL CL B|IBKR|Interactive Brokers Llc|25373
KBAL|KIMBALL INTL CL B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
KBAL|KIMBALL INTL CL B|ICBX|INSTINET, LLC|4400
KBAL|KIMBALL INTL CL B|IEQY|CITADEL SECURITIES LLC|8466
KBAL|KIMBALL INTL CL B|INCA|INSTINET, LLC|79937
KBAL|KIMBALL INTL CL B|INJX|INSTINET, LLC|4450
KBAL|KIMBALL INTL CL B|ITGI|ITG Inc.|14484
KBAL|KIMBALL INTL CL B|ITGP|ITG INC.|21800
KBAL|KIMBALL INTL CL B|JEFF|JEFFERIES LLC|19907
KBAL|KIMBALL INTL CL B|JMPT|JUMP TRADING, LLC|2440
KBAL|KIMBALL INTL CL B|JONE|JonesTrading|100
KBAL|KIMBALL INTL CL B|JPBX|J.P. MORGAN SECURITIES LLC|1527
KBAL|KIMBALL INTL CL B|JPMX|J.P. Morgan Securities LLC|42688
KBAL|KIMBALL INTL CL B|JSJX|JANE STREET CAPITAL LLC|3904
KBAL|KIMBALL INTL CL B|KCGM|VIRTU Americas LLC|5300
KBAL|KIMBALL INTL CL B|LEHM|Barclays Capital Inc./Le|85971
KBAL|KIMBALL INTL CL B|LIME|Lime Brokerage LLC|85948
KBAL|KIMBALL INTL CL B|LMGP|LIME BROKERAGE LLC|2700
KBAL|KIMBALL INTL CL B|LQNA|LIQUIDNET, INC.|30400
KBAL|KIMBALL INTL CL B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
KBAL|KIMBALL INTL CL B|MACQ|Macquarie Capital (USA) Inc.|100
KBAL|KIMBALL INTL CL B|MAXM|Maxim Group LLC|3903
KBAL|KIMBALL INTL CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15000
KBAL|KIMBALL INTL CL B|MSCO|MORGAN STANLEY & CO. LLC|355115
KBAL|KIMBALL INTL CL B|MSPL|MORGAN STANLEY & CO. LLC|30600
KBAL|KIMBALL INTL CL B|MSTX|MORGAN STANLEY & CO. LLC|9400
KBAL|KIMBALL INTL CL B|NFSC|National Financial Services LLC|44243
KBAL|KIMBALL INTL CL B|NITE|VIRTU Americas LLC|106209
KBAL|KIMBALL INTL CL B|NITP|VIRTU Americas LLC|1659
KBAL|KIMBALL INTL CL B|NQRB|Brut, LLC|2700
KBAL|KIMBALL INTL CL B|OPCO|Oppenheimer & Co. Inc.|139
KBAL|KIMBALL INTL CL B|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2010
KBAL|KIMBALL INTL CL B|PDQM|CODA MARKETS, INC.|8912
KBAL|KIMBALL INTL CL B|PWJC|UBS Financial Services, Inc.|46
KBAL|KIMBALL INTL CL B|RAJA|Raymond James & Associates, Inc.|1546
KBAL|KIMBALL INTL CL B|RBCM|RBC CAPITAL MARKETS, LLC|750
KBAL|KIMBALL INTL CL B|SAGL|SAGETRADER, LLC|2134
KBAL|KIMBALL INTL CL B|SBSH|Citigroup Global Markets Inc.|51497
KBAL|KIMBALL INTL CL B|SGMT|GOLDMAN SACHS & CO. LLC|11165
KBAL|KIMBALL INTL CL B|SPDR|SPEEDROUTE LLC|4139
KBAL|KIMBALL INTL CL B|SPTD|MINT GLOBAL MARKETS, INC.|30350
KBAL|KIMBALL INTL CL B|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
KBAL|KIMBALL INTL CL B|STFL|Stifel, Nicolaus & Company, Incorporated|1000
KBAL|KIMBALL INTL CL B|SWIM|TD Ameritrade, Inc.|45478
KBAL|KIMBALL INTL CL B|TKNG|ALLY INVEST SECURITIES LLC|1
KBAL|KIMBALL INTL CL B|TRBT|Tradebot Systems, Inc.|19790
KBAL|KIMBALL INTL CL B|TRCM|TRC MARKETS LLC|47272
KBAL|KIMBALL INTL CL B|UBSA|UBS SECURITIES LLC|61498
KBAL|KIMBALL INTL CL B|UBSS|UBS Securities LLC|218028
KBAL|KIMBALL INTL CL B|VALX|VIRTU AMERICAS LLC|5415
KBAL|KIMBALL INTL CL B|VGRD|Vanguard Marketing Corporation|1937
KBAL|KIMBALL INTL CL B|WCHV|WELLS FARGO SECURITIES, LLC|11607
KBAL|KIMBALL INTL CL B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|212
KBAL|KIMBALL INTL CL B|WSEA|WOLVERINE SECURITIES, LLC|213
KBAL|KIMBALL INTL CL B|XIST|INSTINET, LLC|20350
KBAL|KIMBALL INTL CL B|XPQR|Jump Trading|83
KBAL|KIMBALL INTL CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|5210
KBAL|KIMBALL INTL CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|400
KBAL|KIMBALL INTL CL B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3678
KBE|SPDR S&P BANK ETF|ALTX|Alternet Securities Inc.|1913
KBE|SPDR S&P BANK ETF|APCC|Apex Clearing Corporation|415
KBE|SPDR S&P BANK ETF|BANK|Primevest Financial Services, Inc.|135
KBE|SPDR S&P BANK ETF|BARD|Robert W. Baird & Co. Incorporated|774
KBE|SPDR S&P BANK ETF|BATM|CBOE TRADING, INC.|11694
KBE|SPDR S&P BANK ETF|BAYC|BAY CREST PARTNERS, LLC|29845
KBE|SPDR S&P BANK ETF|BBNT|BB&T SECURITIES, LLC|307
KBE|SPDR S&P BANK ETF|BERN|Sanford C. Bernstein & Co., LLC|47133
KBE|SPDR S&P BANK ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13454
KBE|SPDR S&P BANK ETF|BTIG|BTIG, LLC|200
KBE|SPDR S&P BANK ETF|BYXM|CBOE TRADING, INC.|935
KBE|SPDR S&P BANK ETF|CANT|Cantor Fitzgerald & Co.|44389
KBE|SPDR S&P BANK ETF|CHAS|Charles Schwab & Co., Inc.|47339
KBE|SPDR S&P BANK ETF|CICF|Canaccord Genuity Corp.|5500
KBE|SPDR S&P BANK ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20607
KBE|SPDR S&P BANK ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1250
KBE|SPDR S&P BANK ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|372722
KBE|SPDR S&P BANK ETF|CSIN|Citadel Securities Institutional LLC|36204
KBE|SPDR S&P BANK ETF|CTDL|Citadel Derivatives Group Llc|39604
KBE|SPDR S&P BANK ETF|CTLR|CUTLER GROUP, LP|400
KBE|SPDR S&P BANK ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|174522
KBE|SPDR S&P BANK ETF|DADA|D.A. Davidson & Co.|741
KBE|SPDR S&P BANK ETF|DBAB|Deutsche Bank Securities Inc.|1678763
KBE|SPDR S&P BANK ETF|DBAX|Deutsche Bank Securities Inc.|255200
KBE|SPDR S&P BANK ETF|DBUL|Deutsche Bank Securities Inc.|8617
KBE|SPDR S&P BANK ETF|DCHF|Dart Executions, LLC|22315
KBE|SPDR S&P BANK ETF|DEAN|MORGAN STANLEY|27036
KBE|SPDR S&P BANK ETF|DEGS|RONIN PROFESSIONAL LLC|5175
KBE|SPDR S&P BANK ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|237
KBE|SPDR S&P BANK ETF|EBXL|EBX LLC|463300
KBE|SPDR S&P BANK ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|13284
KBE|SPDR S&P BANK ETF|EDJO|Edward D. Jones & Co., L.P.|2962
KBE|SPDR S&P BANK ETF|EGAM|CBOE TRADING, INC.|11655
KBE|SPDR S&P BANK ETF|EGXM|CBOE TRADING, INC.|5489
KBE|SPDR S&P BANK ETF|ETBE|Electronic Transaction Clearing, Inc.|38125
KBE|SPDR S&P BANK ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57850
KBE|SPDR S&P BANK ETF|ETRS|E*Trade Securities LLC|57149
KBE|SPDR S&P BANK ETF|FBSB|U.S. Bancorp Investments, Inc.|201
KBE|SPDR S&P BANK ETF|FILL|Tradestation Securities, Inc.|430
KBE|SPDR S&P BANK ETF|FMAF|NBCN Inc./ CDS|379
KBE|SPDR S&P BANK ETF|FQLS|Quantlab Securities LP|244368
KBE|SPDR S&P BANK ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62954
KBE|SPDR S&P BANK ETF|FTBR|Foliofn Investments, Inc.|272
KBE|SPDR S&P BANK ETF|GBMT|GBM International, Inc.|886
KBE|SPDR S&P BANK ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|9046
KBE|SPDR S&P BANK ETF|GLIS|TD Securities Inc|1100
KBE|SPDR S&P BANK ETF|GLPX|ACS EXECUTION SERVICES, LLC|1808
KBE|SPDR S&P BANK ETF|GSCO|GOLDMAN SACHS & CO. LLC|182242
KBE|SPDR S&P BANK ETF|GSCS|GOLDMAN SACHS & CO. LLC|13850
KBE|SPDR S&P BANK ETF|GSLT|GOLDMAN SACHS & CO. LLC|21435
KBE|SPDR S&P BANK ETF|GTSZ|GTS SECURITIES LLC|40186
KBE|SPDR S&P BANK ETF|HRBF|American Enterprise Investment Services Inc.|28872
KBE|SPDR S&P BANK ETF|HSBC|HSBC Securities, Inc.|71942
KBE|SPDR S&P BANK ETF|IATS|INTERACTIVE BROKERS LLC|21449
KBE|SPDR S&P BANK ETF|IBKR|Interactive Brokers Llc|101418
KBE|SPDR S&P BANK ETF|ICBX|INSTINET, LLC|191145
KBE|SPDR S&P BANK ETF|IEQY|CITADEL SECURITIES LLC|345310
KBE|SPDR S&P BANK ETF|INCA|INSTINET, LLC|226623
KBE|SPDR S&P BANK ETF|INJX|INSTINET, LLC|795
KBE|SPDR S&P BANK ETF|INTL|INTL FCSTONE FINANCIAL INC.|33388
KBE|SPDR S&P BANK ETF|ITGI|ITG Inc.|39987
KBE|SPDR S&P BANK ETF|ITGP|ITG INC.|97200
KBE|SPDR S&P BANK ETF|JANY|Janney Montgomery Scott Inc.|4918
KBE|SPDR S&P BANK ETF|JEFF|JEFFERIES LLC|10072
KBE|SPDR S&P BANK ETF|JMPT|JUMP TRADING, LLC|53256
KBE|SPDR S&P BANK ETF|JONE|JonesTrading|19827
KBE|SPDR S&P BANK ETF|JPBX|J.P. MORGAN SECURITIES LLC|16244
KBE|SPDR S&P BANK ETF|JPMX|J.P. Morgan Securities LLC|381178
KBE|SPDR S&P BANK ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|123006
KBE|SPDR S&P BANK ETF|JSJX|JANE STREET CAPITAL LLC|394342
KBE|SPDR S&P BANK ETF|KCGM|VIRTU Americas LLC|102782
KBE|SPDR S&P BANK ETF|LEHM|Barclays Capital Inc./Le|1865103
KBE|SPDR S&P BANK ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4199
KBE|SPDR S&P BANK ETF|LIME|Lime Brokerage LLC|6134
KBE|SPDR S&P BANK ETF|LSCI|Lek Securities Corporation|516
KBE|SPDR S&P BANK ETF|MACC|Mid Atlantic Capital Corporation|943
KBE|SPDR S&P BANK ETF|MCMF|Raymond James Ltd. Cds|10700
KBE|SPDR S&P BANK ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|202888
KBE|SPDR S&P BANK ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1700
KBE|SPDR S&P BANK ETF|MSCO|MORGAN STANLEY & CO. LLC|560778
KBE|SPDR S&P BANK ETF|MSPL|MORGAN STANLEY & CO. LLC|123000
KBE|SPDR S&P BANK ETF|MSTX|MORGAN STANLEY & CO. LLC|15300
KBE|SPDR S&P BANK ETF|NATL|National Securities Corporation|100
KBE|SPDR S&P BANK ETF|NFSC|National Financial Services LLC|416375
KBE|SPDR S&P BANK ETF|NITE|VIRTU Americas LLC|745062
KBE|SPDR S&P BANK ETF|NITP|VIRTU Americas LLC|5738
KBE|SPDR S&P BANK ETF|NQRB|Brut, LLC|13500
KBE|SPDR S&P BANK ETF|NTBF|BMO Nesbitt Burns Inc./CDS|750
KBE|SPDR S&P BANK ETF|OHOS|TWO SIGMA SECURITIES, LLC|130487
KBE|SPDR S&P BANK ETF|OLDM|OLD MISSION CAPITAL, LLC|130
KBE|SPDR S&P BANK ETF|OPCO|Oppenheimer & Co. Inc.|3528
KBE|SPDR S&P BANK ETF|PASL|Pershing Advisor Solutions LLC|210
KBE|SPDR S&P BANK ETF|PDQM|CODA MARKETS, INC.|2229
KBE|SPDR S&P BANK ETF|PHLY|NASDAQ Execution Services, LLC|1400
KBE|SPDR S&P BANK ETF|PIPR|Piper Jaffray & Co.|15359
KBE|SPDR S&P BANK ETF|PWJC|UBS Financial Services, Inc.|4513
KBE|SPDR S&P BANK ETF|RBCM|RBC CAPITAL MARKETS, LLC|3139
KBE|SPDR S&P BANK ETF|SAGL|SAGETRADER, LLC|1000
KBE|SPDR S&P BANK ETF|SALI|INTL FCSTONE FINANCIAL INC.|62
KBE|SPDR S&P BANK ETF|SBSH|Citigroup Global Markets Inc.|456211
KBE|SPDR S&P BANK ETF|SEIC|SEI Investments Distribution Co.|513
KBE|SPDR S&P BANK ETF|SGMT|GOLDMAN SACHS & CO. LLC|250176
KBE|SPDR S&P BANK ETF|SIBO|Prime Executions, Inc.|2418
KBE|SPDR S&P BANK ETF|SPDR|SPEEDROUTE LLC|6210
KBE|SPDR S&P BANK ETF|SPHN|Stephens Inc.|10
KBE|SPDR S&P BANK ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2474
KBE|SPDR S&P BANK ETF|STKP|STOCKPILE INVESTMENTS, INC.|38
KBE|SPDR S&P BANK ETF|SWIM|TD Ameritrade, Inc.|10389
KBE|SPDR S&P BANK ETF|SWST|Hilltop Securities Inc.|2145
KBE|SPDR S&P BANK ETF|TRBT|Tradebot Systems, Inc.|748558
KBE|SPDR S&P BANK ETF|TRCM|TRC MARKETS LLC|1873548
KBE|SPDR S&P BANK ETF|TRIP|Trident Partners Ltd.|592
KBE|SPDR S&P BANK ETF|UBSA|UBS SECURITIES LLC|561086
KBE|SPDR S&P BANK ETF|UBSS|UBS Securities LLC|314750
KBE|SPDR S&P BANK ETF|VALX|VIRTU AMERICAS LLC|29538
KBE|SPDR S&P BANK ETF|VGRD|Vanguard Marketing Corporation|15434
KBE|SPDR S&P BANK ETF|WBLR|WILLIAM BLAIR|500
KBE|SPDR S&P BANK ETF|WCHV|WELLS FARGO SECURITIES, LLC|501167
KBE|SPDR S&P BANK ETF|WEDB|WEDBUSH SECURITIES INC.|890
KBE|SPDR S&P BANK ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4715
KBE|SPDR S&P BANK ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22611
KBE|SPDR S&P BANK ETF|WGIF|CIBC World Markets Inc.|41345
KBE|SPDR S&P BANK ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|150
KBE|SPDR S&P BANK ETF|WSEA|WOLVERINE SECURITIES, LLC|6084
KBE|SPDR S&P BANK ETF|XPUS|XP SECURITIES, LLC|30342
KBE|SPDR S&P BANK ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
KBE|SPDR S&P BANK ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28888
KBH|KB HOME|AGIS|Aegis Capital Corp.|4200
KBH|KB HOME|ALTX|Alternet Securities Inc.|11649
KBH|KB HOME|ANOS|ABEL/NOSER, L.L.C.|1875
KBH|KB HOME|APCC|Apex Clearing Corporation|11875
KBH|KB HOME|BANK|Primevest Financial Services, Inc.|246
KBH|KB HOME|BARD|Robert W. Baird & Co. Incorporated|70745
KBH|KB HOME|BATM|CBOE TRADING, INC.|10251
KBH|KB HOME|BAYC|BAY CREST PARTNERS, LLC|230
KBH|KB HOME|BAYT|BTIG, LLC|15665
KBH|KB HOME|BBNT|BB&T SECURITIES, LLC|22
KBH|KB HOME|BERN|Sanford C. Bernstein & Co., LLC|74819
KBH|KB HOME|BIAD|SAGETRADER, LLC|17
KBH|KB HOME|BIDS|BIDS TRADING L.P.|100
KBH|KB HOME|BIMI|Banca IMI Securities Corp.|30
KBH|KB HOME|BKCM|BNY Mellon Capital Markets LLC|16130
KBH|KB HOME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3884
KBH|KB HOME|BLKX|INSTINET, LLC|151434
KBH|KB HOME|BMOC|BMO Capital Markets Corp.|100500
KBH|KB HOME|BTIG|BTIG, LLC|1068910
KBH|KB HOME|BYXM|CBOE TRADING, INC.|5312
KBH|KB HOME|BZYD|GOLDMAN SACHS & CO. LLC|2100
KBH|KB HOME|CHAS|Charles Schwab & Co., Inc.|22879
KBH|KB HOME|CICF|Canaccord Genuity Corp.|2812
KBH|KB HOME|CIST|Capital Institutional Services, Inc.|500
KBH|KB HOME|CLSA|CLSA AMERICAS, LLC|75100
KBH|KB HOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|377101
KBH|KB HOME|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5222
KBH|KB HOME|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15440
KBH|KB HOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|529474
KBH|KB HOME|CTDL|Citadel Derivatives Group Llc|15148
KBH|KB HOME|CTLR|CUTLER GROUP, LP|200
KBH|KB HOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|70790
KBH|KB HOME|DBAB|Deutsche Bank Securities Inc.|388187
KBH|KB HOME|DBAX|Deutsche Bank Securities Inc.|468100
KBH|KB HOME|DBUL|Deutsche Bank Securities Inc.|9046
KBH|KB HOME|DCHF|Dart Executions, LLC|25755
KBH|KB HOME|DEAN|MORGAN STANLEY|4649
KBH|KB HOME|DEGS|RONIN PROFESSIONAL LLC|1000
KBH|KB HOME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10289
KBH|KB HOME|EBXL|EBX LLC|252700
KBH|KB HOME|ECUT|CONVERGEX EXECUTION SOLUTIONS|17250
KBH|KB HOME|EDJO|Edward D. Jones & Co., L.P.|537
KBH|KB HOME|EGAM|CBOE TRADING, INC.|15677
KBH|KB HOME|EGAW|CBOE TRADING, INC.|100
KBH|KB HOME|EGMT|EG MARKET TECHNOLOGIES LLC|1635
KBH|KB HOME|EGXM|CBOE TRADING, INC.|7985
KBH|KB HOME|ETBE|Electronic Transaction Clearing, Inc.|18265
KBH|KB HOME|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
KBH|KB HOME|ETCC|Electronic Transaction Clearing, Inc.|100
KBH|KB HOME|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23893
KBH|KB HOME|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
KBH|KB HOME|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6892
KBH|KB HOME|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|240
KBH|KB HOME|ETRS|E*Trade Securities LLC|441787
KBH|KB HOME|FBRC|B. RILEY FBR, INC.|201558
KBH|KB HOME|FILL|Tradestation Securities, Inc.|49258
KBH|KB HOME|FMAF|NBCN Inc./ CDS|8540
KBH|KB HOME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5334
KBH|KB HOME|FQLS|Quantlab Securities LP|343179
KBH|KB HOME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|259951
KBH|KB HOME|FTBR|Foliofn Investments, Inc.|1682
KBH|KB HOME|GEBB|GLOBAL EXECUTION BROKERS, LP|3515
KBH|KB HOME|GLIS|TD Securities Inc|2255
KBH|KB HOME|GLPX|ACS EXECUTION SERVICES, LLC|18688
KBH|KB HOME|GSCO|GOLDMAN SACHS & CO. LLC|411147
KBH|KB HOME|GSCS|GOLDMAN SACHS & CO. LLC|211350
KBH|KB HOME|GSLT|GOLDMAN SACHS & CO. LLC|30004
KBH|KB HOME|GTSZ|GTS SECURITIES LLC|242664
KBH|KB HOME|HAPX|HAP Trading, LLC|100
KBH|KB HOME|HRBF|American Enterprise Investment Services Inc.|13167
KBH|KB HOME|HSBC|HSBC Securities, Inc.|38493
KBH|KB HOME|IATS|INTERACTIVE BROKERS LLC|46570
KBH|KB HOME|IBKR|Interactive Brokers Llc|65619
KBH|KB HOME|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
KBH|KB HOME|ICBX|INSTINET, LLC|34900
KBH|KB HOME|IEQY|CITADEL SECURITIES LLC|117181
KBH|KB HOME|INCA|INSTINET, LLC|485721
KBH|KB HOME|INJX|INSTINET, LLC|17728
KBH|KB HOME|ITGI|ITG Inc.|91621
KBH|KB HOME|ITGP|ITG INC.|81200
KBH|KB HOME|JANY|Janney Montgomery Scott Inc.|1823
KBH|KB HOME|JEFF|JEFFERIES LLC|195394
KBH|KB HOME|JMPT|JUMP TRADING, LLC|81941
KBH|KB HOME|JPBX|J.P. MORGAN SECURITIES LLC|88968
KBH|KB HOME|JPMX|J.P. Morgan Securities LLC|856053
KBH|KB HOME|JSEB|JANE STREET EXECUTION SERVICES, LLC|1100
KBH|KB HOME|JSJX|JANE STREET CAPITAL LLC|8295
KBH|KB HOME|KCGM|VIRTU Americas LLC|74184
KBH|KB HOME|LEHM|Barclays Capital Inc./Le|1091159
KBH|KB HOME|LGNT|COR CLEARING LLC|1
KBH|KB HOME|LIME|Lime Brokerage LLC|36965
KBH|KB HOME|LMNX|LUMINEX TRADING & ANALYTICS LLC|88900
KBH|KB HOME|LQNA|LIQUIDNET, INC.|191500
KBH|KB HOME|LSCI|Lek Securities Corporation|1015
KBH|KB HOME|MAVB|Great Point Capital LLC|200
KBH|KB HOME|MAXM|Maxim Group LLC|3065
KBH|KB HOME|MBTS|ALLY INVEST SECURITIES LLC|16400
KBH|KB HOME|MKMP|MKM Partners LLC|15000
KBH|KB HOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|248543
KBH|KB HOME|MOTF|MOTIF INVESTING, INC.|12
KBH|KB HOME|MSCO|MORGAN STANLEY & CO. LLC|2229773
KBH|KB HOME|MSPL|MORGAN STANLEY & CO. LLC|538000
KBH|KB HOME|MSTX|MORGAN STANLEY & CO. LLC|504700
KBH|KB HOME|MWCC|Monness Crespi Hardt & Co., Inc.|11478
KBH|KB HOME|MZHO|Mizuho Securities USA LLC|92644
KBH|KB HOME|NBCS|NBC Securities, INC.|200
KBH|KB HOME|NFSC|National Financial Services LLC|665963
KBH|KB HOME|NITE|VIRTU Americas LLC|1418819
KBH|KB HOME|NITP|VIRTU Americas LLC|605
KBH|KB HOME|NQRB|Brut, LLC|45013
KBH|KB HOME|NTBF|BMO Nesbitt Burns Inc./CDS|7032
KBH|KB HOME|OHOS|TWO SIGMA SECURITIES, LLC|87664
KBH|KB HOME|OPCO|Oppenheimer & Co. Inc.|5735
KBH|KB HOME|PDQM|CODA MARKETS, INC.|30205
KBH|KB HOME|PHLY|NASDAQ Execution Services, LLC|2800
KBH|KB HOME|PIPR|Piper Jaffray & Co.|600
KBH|KB HOME|PWJC|UBS Financial Services, Inc.|421
KBH|KB HOME|QMSR|QUATTRO M SECURITIES INC.|6048
KBH|KB HOME|RBCM|RBC CAPITAL MARKETS, LLC|13379
KBH|KB HOME|RGLD|Regal Securities, Inc|230
KBH|KB HOME|SAGL|SAGETRADER, LLC|4018
KBH|KB HOME|SAGW|SAGETRADER, LLC|100
KBH|KB HOME|SALI|INTL FCSTONE FINANCIAL INC.|8853
KBH|KB HOME|SBSH|Citigroup Global Markets Inc.|323909
KBH|KB HOME|SGMT|GOLDMAN SACHS & CO. LLC|193797
KBH|KB HOME|SOGO|Wang Investment Associates, Inc.|620
KBH|KB HOME|SPDR|SPEEDROUTE LLC|15521
KBH|KB HOME|SPNT|SEVEN POINTS CAPITAL, LLC|200
KBH|KB HOME|SSBS|STATE STREET GLOBAL MARKETS, LLC|3800
KBH|KB HOME|STFL|Stifel, Nicolaus & Company, Incorporated|9711
KBH|KB HOME|STKP|STOCKPILE INVESTMENTS, INC.|30
KBH|KB HOME|SWIM|TD Ameritrade, Inc.|521677
KBH|KB HOME|SWST|Hilltop Securities Inc.|270
KBH|KB HOME|TKNG|ALLY INVEST SECURITIES LLC|35016
KBH|KB HOME|TRBT|Tradebot Systems, Inc.|481117
KBH|KB HOME|TRCM|TRC MARKETS LLC|671636
KBH|KB HOME|TWTT|TASTYWORKS, INC.|435
KBH|KB HOME|UBSA|UBS SECURITIES LLC|828863
KBH|KB HOME|UBSS|UBS Securities LLC|1006346
KBH|KB HOME|VALX|VIRTU AMERICAS LLC|10202
KBH|KB HOME|VGRD|Vanguard Marketing Corporation|36865
KBH|KB HOME|VIEW|VIEWTRADE SECURITIES LLC|92
KBH|KB HOME|VSIN|Vision Financial Markets Llc|1300
KBH|KB HOME|WBLR|WILLIAM BLAIR|1000
KBH|KB HOME|WBPX|SUMMIT SECURITIES GROUP, LLC|4380
KBH|KB HOME|WCHV|WELLS FARGO SECURITIES, LLC|382133
KBH|KB HOME|WDNX|WEEDEN & CO.L.P.|272
KBH|KB HOME|WEDB|WEDBUSH SECURITIES INC.|4602
KBH|KB HOME|WEED|Weeden & Co.L.P.|4484
KBH|KB HOME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9067
KBH|KB HOME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48750
KBH|KB HOME|WGIF|CIBC World Markets Inc.|3339
KBH|KB HOME|WLTH|WEALTHFRONT BROKERAGE CORPORATION|232
KBH|KB HOME|WSEA|WOLVERINE SECURITIES, LLC|30587
KBH|KB HOME|XIST|INSTINET, LLC|210400
KBH|KB HOME|XPQR|Jump Trading|1700
KBH|KB HOME|XSTM|NATIONAL FINANCIAL SERVICES LLC|97686
KBH|KB HOME|YKNA|COMHAR CAPITAL MARKETS, LLC|3506
KBH|KB HOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5686
KBLM|KBL MERGER CORP. COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|732
KBLM|KBL MERGER CORP. COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2926
KBLM|KBL MERGER CORP. COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|398
KBLM|KBL MERGER CORP. COM|DBAX|Deutsche Bank Securities Inc.|200
KBLM|KBL MERGER CORP. COM|GSCS|GOLDMAN SACHS & CO. LLC|600
KBLM|KBL MERGER CORP. COM|ICBX|INSTINET, LLC|1282
KBLM|KBL MERGER CORP. COM|ITGI|ITG Inc.|300
KBLM|KBL MERGER CORP. COM|JPMX|J.P. Morgan Securities LLC|480
KBLM|KBL MERGER CORP. COM|KCGM|VIRTU Americas LLC|1432
KBLM|KBL MERGER CORP. COM|LEHM|Barclays Capital Inc./Le|400
KBLM|KBL MERGER CORP. COM|LIME|Lime Brokerage LLC|200
KBLM|KBL MERGER CORP. COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|490
KBLM|KBL MERGER CORP. COM|MSCO|MORGAN STANLEY & CO. LLC|618
KBLM|KBL MERGER CORP. COM|MSPL|MORGAN STANLEY & CO. LLC|200
KBLM|KBL MERGER CORP. COM|NITE|VIRTU Americas LLC|3600
KBLM|KBL MERGER CORP. COM|SGMT|GOLDMAN SACHS & CO. LLC|3940
KBLM|KBL MERGER CORP. COM|UBSA|UBS SECURITIES LLC|1000
KBLM|KBL MERGER CORP. COM|WABR|Wall Street Access|2400
KBLMR|KBL MERGER CORP. RTS|ETRS|E*Trade Securities LLC|13250
KBLMR|KBL MERGER CORP. RTS|ITGP|ITG INC.|1400
KBLMR|KBL MERGER CORP. RTS|NFSC|National Financial Services LLC|35
KBLMR|KBL MERGER CORP. RTS|NITE|VIRTU Americas LLC|13497
KBLMR|KBL MERGER CORP. RTS|SGMT|GOLDMAN SACHS & CO. LLC|700
KBLMR|KBL MERGER CORP. RTS|SWIM|TD Ameritrade, Inc.|9000
KBLMR|KBL MERGER CORP. RTS|UBSA|UBS SECURITIES LLC|700
KBLMR|KBL MERGER CORP. RTS|WFPB|Wells Fargo Securities, LLC.|2697
KBLMU|KBL MERGER CORP. UTS|LIME|Lime Brokerage LLC|300
KBLMU|KBL MERGER CORP. UTS|MSCO|MORGAN STANLEY & CO. LLC|1000
KBLMW|KBL MERGER CORP. WTS|CTDL|Citadel Derivatives Group Llc|100
KBLMW|KBL MERGER CORP. WTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|541
KBLMW|KBL MERGER CORP. WTS|ETRS|E*Trade Securities LLC|22700
KBLMW|KBL MERGER CORP. WTS|FBCO|Credit Suisse Securities (USA) LLC|927
KBLMW|KBL MERGER CORP. WTS|GSCO|GOLDMAN SACHS & CO. LLC|1737
KBLMW|KBL MERGER CORP. WTS|IBKR|Interactive Brokers Llc|11067
KBLMW|KBL MERGER CORP. WTS|INCA|INSTINET, LLC|100
KBLMW|KBL MERGER CORP. WTS|MACQ|Macquarie Capital (USA) Inc.|400000
KBLMW|KBL MERGER CORP. WTS|MSCO|MORGAN STANLEY & CO. LLC|1830
KBLMW|KBL MERGER CORP. WTS|NITE|VIRTU Americas LLC|3033
KBLMW|KBL MERGER CORP. WTS|UBSA|UBS SECURITIES LLC|100
KBLMW|KBL MERGER CORP. WTS|UBSS|UBS Securities LLC|1333
KBR|KBR INC|ABLE|NATIXIS Securities Americas LLC|66300
KBR|KBR INC|ALTX|Alternet Securities Inc.|10300
KBR|KBR INC|ANOS|ABEL/NOSER, L.L.C.|2144
KBR|KBR INC|APCC|Apex Clearing Corporation|1302
KBR|KBR INC|BARD|Robert W. Baird & Co. Incorporated|32300
KBR|KBR INC|BATM|CBOE TRADING, INC.|4601
KBR|KBR INC|BAYT|BTIG, LLC|8500
KBR|KBR INC|BBNT|BB&T SECURITIES, LLC|1871
KBR|KBR INC|BERN|Sanford C. Bernstein & Co., LLC|59451
KBR|KBR INC|BIAD|SAGETRADER, LLC|90
KBR|KBR INC|BIDS|BIDS TRADING L.P.|200
KBR|KBR INC|BIMI|Banca IMI Securities Corp.|3585
KBR|KBR INC|BKCM|BNY Mellon Capital Markets LLC|30615
KBR|KBR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8168
KBR|KBR INC|BLKX|INSTINET, LLC|104213
KBR|KBR INC|BNPX|BNP PARIBAS SECURITIES CORP.|16773
KBR|KBR INC|BRVL|BLAYLOCK VAN, LLC|600
KBR|KBR INC|BTIG|BTIG, LLC|2916
KBR|KBR INC|BYXM|CBOE TRADING, INC.|1935
KBR|KBR INC|BZYD|GOLDMAN SACHS & CO. LLC|3300
KBR|KBR INC|CANT|Cantor Fitzgerald & Co.|2888
KBR|KBR INC|CHAS|Charles Schwab & Co., Inc.|15
KBR|KBR INC|CIST|Capital Institutional Services, Inc.|6049
KBR|KBR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93292
KBR|KBR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2470
KBR|KBR INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3491
KBR|KBR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|442050
KBR|KBR INC|CTDL|Citadel Derivatives Group Llc|10524
KBR|KBR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|94260
KBR|KBR INC|DADA|D.A. Davidson & Co.|3992
KBR|KBR INC|DBAB|Deutsche Bank Securities Inc.|328358
KBR|KBR INC|DBAX|Deutsche Bank Securities Inc.|561000
KBR|KBR INC|DBUL|Deutsche Bank Securities Inc.|1993
KBR|KBR INC|DEAN|MORGAN STANLEY|3713
KBR|KBR INC|DEGS|RONIN PROFESSIONAL LLC|600
KBR|KBR INC|EBXL|EBX LLC|213500
KBR|KBR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2320
KBR|KBR INC|EDJO|Edward D. Jones & Co., L.P.|2623
KBR|KBR INC|EGAM|CBOE TRADING, INC.|14125
KBR|KBR INC|EGAW|CBOE TRADING, INC.|100
KBR|KBR INC|EGXM|CBOE TRADING, INC.|8370
KBR|KBR INC|ETBE|Electronic Transaction Clearing, Inc.|13197
KBR|KBR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3030
KBR|KBR INC|ETRS|E*Trade Securities LLC|105933
KBR|KBR INC|FILL|Tradestation Securities, Inc.|800
KBR|KBR INC|FMAF|NBCN Inc./ CDS|1591
KBR|KBR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12294
KBR|KBR INC|FQLS|Quantlab Securities LP|290896
KBR|KBR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|206431
KBR|KBR INC|FTBR|Foliofn Investments, Inc.|745
KBR|KBR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1700
KBR|KBR INC|GLIS|TD Securities Inc|200
KBR|KBR INC|GLPX|ACS EXECUTION SERVICES, LLC|33598
KBR|KBR INC|GSCO|GOLDMAN SACHS & CO. LLC|917133
KBR|KBR INC|GSLT|GOLDMAN SACHS & CO. LLC|6508
KBR|KBR INC|GTSZ|GTS SECURITIES LLC|82598
KBR|KBR INC|HPPX|POTAMUS TRADING, LLC|1971
KBR|KBR INC|HRBF|American Enterprise Investment Services Inc.|1300
KBR|KBR INC|HSBC|HSBC Securities, Inc.|1256
KBR|KBR INC|IATS|INTERACTIVE BROKERS LLC|14482
KBR|KBR INC|IBKR|Interactive Brokers Llc|29009
KBR|KBR INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|399
KBR|KBR INC|ICBX|INSTINET, LLC|100859
KBR|KBR INC|IEQY|CITADEL SECURITIES LLC|108452
KBR|KBR INC|IMPC|Imperial Capital, LLC|4000
KBR|KBR INC|INCA|INSTINET, LLC|386958
KBR|KBR INC|INJX|INSTINET, LLC|882
KBR|KBR INC|ITGI|ITG Inc.|131368
KBR|KBR INC|ITGP|ITG INC.|199400
KBR|KBR INC|JANY|Janney Montgomery Scott Inc.|1511
KBR|KBR INC|JEFF|JEFFERIES LLC|144073
KBR|KBR INC|JMPT|JUMP TRADING, LLC|49160
KBR|KBR INC|JONE|JonesTrading|14302
KBR|KBR INC|JPBX|J.P. MORGAN SECURITIES LLC|245574
KBR|KBR INC|JPMX|J.P. Morgan Securities LLC|724836
KBR|KBR INC|JSJX|JANE STREET CAPITAL LLC|23407
KBR|KBR INC|KCGM|VIRTU Americas LLC|60086
KBR|KBR INC|LEHM|Barclays Capital Inc./Le|577706
KBR|KBR INC|LIME|Lime Brokerage LLC|37475
KBR|KBR INC|LOOP|Loop Capital Markets LLC|12267
KBR|KBR INC|LQNA|LIQUIDNET, INC.|141900
KBR|KBR INC|LSCI|Lek Securities Corporation|5228
KBR|KBR INC|MAXM|Maxim Group LLC|7226
KBR|KBR INC|MKMP|MKM Partners LLC|12000
KBR|KBR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194602
KBR|KBR INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
KBR|KBR INC|MOTF|MOTIF INVESTING, INC.|2
KBR|KBR INC|MSCO|MORGAN STANLEY & CO. LLC|1859737
KBR|KBR INC|MSPL|MORGAN STANLEY & CO. LLC|489800
KBR|KBR INC|MSTX|MORGAN STANLEY & CO. LLC|232200
KBR|KBR INC|NFSC|National Financial Services LLC|113900
KBR|KBR INC|NITE|VIRTU Americas LLC|354731
KBR|KBR INC|NITP|VIRTU Americas LLC|800
KBR|KBR INC|NQRB|Brut, LLC|14096
KBR|KBR INC|OHOS|TWO SIGMA SECURITIES, LLC|45732
KBR|KBR INC|OPCO|Oppenheimer & Co. Inc.|199
KBR|KBR INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2800
KBR|KBR INC|PDQM|CODA MARKETS, INC.|66443
KBR|KBR INC|QMSR|QUATTRO M SECURITIES INC.|21543
KBR|KBR INC|RBCM|RBC CAPITAL MARKETS, LLC|4850
KBR|KBR INC|SAGL|SAGETRADER, LLC|17004
KBR|KBR INC|SAGW|SAGETRADER, LLC|580
KBR|KBR INC|SBSH|Citigroup Global Markets Inc.|205677
KBR|KBR INC|SGMT|GOLDMAN SACHS & CO. LLC|175742
KBR|KBR INC|SPDR|SPEEDROUTE LLC|4400
KBR|KBR INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|62481
KBR|KBR INC|STFL|Stifel, Nicolaus & Company, Incorporated|12838
KBR|KBR INC|STKP|STOCKPILE INVESTMENTS, INC.|96
KBR|KBR INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5557
KBR|KBR INC|SWIM|TD Ameritrade, Inc.|6461
KBR|KBR INC|TKNG|ALLY INVEST SECURITIES LLC|1659
KBR|KBR INC|TRBT|Tradebot Systems, Inc.|192144
KBR|KBR INC|TRCM|TRC MARKETS LLC|95823
KBR|KBR INC|TWTT|TASTYWORKS, INC.|400
KBR|KBR INC|UBSA|UBS SECURITIES LLC|612500
KBR|KBR INC|UBSS|UBS Securities LLC|710314
KBR|KBR INC|VALX|VIRTU AMERICAS LLC|39151
KBR|KBR INC|VERT|The Vertical Trading Group, LLC|150
KBR|KBR INC|VGRD|Vanguard Marketing Corporation|1519
KBR|KBR INC|WABR|Wall Street Access|183
KBR|KBR INC|WBLR|WILLIAM BLAIR|2300
KBR|KBR INC|WBPX|SUMMIT SECURITIES GROUP, LLC|10556
KBR|KBR INC|WCHV|WELLS FARGO SECURITIES, LLC|72988
KBR|KBR INC|WDNX|WEEDEN & CO.L.P.|502
KBR|KBR INC|WEDB|WEDBUSH SECURITIES INC.|304
KBR|KBR INC|WEED|Weeden & Co.L.P.|2700
KBR|KBR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7737
KBR|KBR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16733
KBR|KBR INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|339
KBR|KBR INC|WSEA|WOLVERINE SECURITIES, LLC|3008
KBR|KBR INC|XIST|INSTINET, LLC|97600
KBR|KBR INC|XPQR|Jump Trading|300
KBR|KBR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|20540
KBR|KBR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3136
KBR|KBR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2156
KBSF|KBS FASHION GP LTD|ALTX|Alternet Securities Inc.|800
KBSF|KBS FASHION GP LTD|APCC|Apex Clearing Corporation|1015
KBSF|KBS FASHION GP LTD|BATM|CBOE TRADING, INC.|436
KBSF|KBS FASHION GP LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|170
KBSF|KBS FASHION GP LTD|BYXM|CBOE TRADING, INC.|200
KBSF|KBS FASHION GP LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
KBSF|KBS FASHION GP LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2200
KBSF|KBS FASHION GP LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1413
KBSF|KBS FASHION GP LTD|DBAB|Deutsche Bank Securities Inc.|1650
KBSF|KBS FASHION GP LTD|DBAX|Deutsche Bank Securities Inc.|1700
KBSF|KBS FASHION GP LTD|DEGS|RONIN PROFESSIONAL LLC|4054
KBSF|KBS FASHION GP LTD|EBXL|EBX LLC|700
KBSF|KBS FASHION GP LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
KBSF|KBS FASHION GP LTD|EGAM|CBOE TRADING, INC.|700
KBSF|KBS FASHION GP LTD|EGXM|CBOE TRADING, INC.|500
KBSF|KBS FASHION GP LTD|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|26211
KBSF|KBS FASHION GP LTD|ETBE|Electronic Transaction Clearing, Inc.|500
KBSF|KBS FASHION GP LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40
KBSF|KBS FASHION GP LTD|ETRS|E*Trade Securities LLC|53427
KBSF|KBS FASHION GP LTD|FBCO|Credit Suisse Securities (USA) LLC|6668
KBSF|KBS FASHION GP LTD|FILL|Tradestation Securities, Inc.|4030
KBSF|KBS FASHION GP LTD|FMAF|NBCN Inc./ CDS|100
KBSF|KBS FASHION GP LTD|FOMA|TD AMERITRADE CLEARING, INC.|102633
KBSF|KBS FASHION GP LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|210
KBSF|KBS FASHION GP LTD|GLPX|ACS EXECUTION SERVICES, LLC|2270
KBSF|KBS FASHION GP LTD|GSCO|GOLDMAN SACHS & CO. LLC|100
KBSF|KBS FASHION GP LTD|GSLT|GOLDMAN SACHS & CO. LLC|13072
KBSF|KBS FASHION GP LTD|GTSZ|GTS SECURITIES LLC|4601
KBSF|KBS FASHION GP LTD|IATS|INTERACTIVE BROKERS LLC|2738
KBSF|KBS FASHION GP LTD|IBKR|Interactive Brokers Llc|79469
KBSF|KBS FASHION GP LTD|ICBX|INSTINET, LLC|1950
KBSF|KBS FASHION GP LTD|INCA|INSTINET, LLC|18737
KBSF|KBS FASHION GP LTD|ITGI|ITG Inc.|4155
KBSF|KBS FASHION GP LTD|ITGP|ITG INC.|5000
KBSF|KBS FASHION GP LTD|LEHM|Barclays Capital Inc./Le|400
KBSF|KBS FASHION GP LTD|LIME|Lime Brokerage LLC|7954
KBSF|KBS FASHION GP LTD|LSCI|Lek Securities Corporation|469
KBSF|KBS FASHION GP LTD|MAXM|Maxim Group LLC|286
KBSF|KBS FASHION GP LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
KBSF|KBS FASHION GP LTD|MOTF|MOTIF INVESTING, INC.|2
KBSF|KBS FASHION GP LTD|MSCO|MORGAN STANLEY & CO. LLC|56205
KBSF|KBS FASHION GP LTD|MSPL|MORGAN STANLEY & CO. LLC|400
KBSF|KBS FASHION GP LTD|NFSC|National Financial Services LLC|14555
KBSF|KBS FASHION GP LTD|NITE|VIRTU Americas LLC|109296
KBSF|KBS FASHION GP LTD|NQRB|Brut, LLC|1950
KBSF|KBS FASHION GP LTD|PDQM|CODA MARKETS, INC.|3670
KBSF|KBS FASHION GP LTD|RAJA|Raymond James & Associates, Inc.|1000
KBSF|KBS FASHION GP LTD|RBCM|RBC CAPITAL MARKETS, LLC|17120
KBSF|KBS FASHION GP LTD|SAGL|SAGETRADER, LLC|260
KBSF|KBS FASHION GP LTD|SBSH|Citigroup Global Markets Inc.|4677
KBSF|KBS FASHION GP LTD|SGMT|GOLDMAN SACHS & CO. LLC|113
KBSF|KBS FASHION GP LTD|SPDR|SPEEDROUTE LLC|4835
KBSF|KBS FASHION GP LTD|SPTD|MINT GLOBAL MARKETS, INC.|300
KBSF|KBS FASHION GP LTD|SWIM|TD Ameritrade, Inc.|9589
KBSF|KBS FASHION GP LTD|SWST|Hilltop Securities Inc.|23121
KBSF|KBS FASHION GP LTD|TKNG|ALLY INVEST SECURITIES LLC|2100
KBSF|KBS FASHION GP LTD|TRCM|TRC MARKETS LLC|418
KBSF|KBS FASHION GP LTD|UBSA|UBS SECURITIES LLC|4118
KBSF|KBS FASHION GP LTD|UBSS|UBS Securities LLC|33544
KBSF|KBS FASHION GP LTD|WCHV|WELLS FARGO SECURITIES, LLC|1760
KBSF|KBS FASHION GP LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|738
KBSF|KBS FASHION GP LTD|WGIF|CIBC World Markets Inc.|1460
KBSF|KBS FASHION GP LTD|WHOT|JUST2TRADE, INC.|84
KBSF|KBS FASHION GP LTD|WSEA|WOLVERINE SECURITIES, LLC|800
KBSF|KBS FASHION GP LTD|WSGD|WEDBUSH SECURITIES INC.|200
KBWB|INVESCO KBW BANK ETF|APCC|Apex Clearing Corporation|265
KBWB|INVESCO KBW BANK ETF|BARD|Robert W. Baird & Co. Incorporated|579
KBWB|INVESCO KBW BANK ETF|BATM|CBOE TRADING, INC.|2765
KBWB|INVESCO KBW BANK ETF|BBNT|BB&T SECURITIES, LLC|1602
KBWB|INVESCO KBW BANK ETF|BERN|Sanford C. Bernstein & Co., LLC|2066
KBWB|INVESCO KBW BANK ETF|BKCM|BNY Mellon Capital Markets LLC|43
KBWB|INVESCO KBW BANK ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3312
KBWB|INVESCO KBW BANK ETF|CHAS|Charles Schwab & Co., Inc.|9372
KBWB|INVESCO KBW BANK ETF|CIST|Capital Institutional Services, Inc.|396
KBWB|INVESCO KBW BANK ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3233
KBWB|INVESCO KBW BANK ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47620
KBWB|INVESCO KBW BANK ETF|CSIN|Citadel Securities Institutional LLC|20230
KBWB|INVESCO KBW BANK ETF|CTDL|Citadel Derivatives Group Llc|20230
KBWB|INVESCO KBW BANK ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
KBWB|INVESCO KBW BANK ETF|DBAB|Deutsche Bank Securities Inc.|22748
KBWB|INVESCO KBW BANK ETF|DBAX|Deutsche Bank Securities Inc.|34300
KBWB|INVESCO KBW BANK ETF|DEAN|MORGAN STANLEY|11446
KBWB|INVESCO KBW BANK ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
KBWB|INVESCO KBW BANK ETF|EBXL|EBX LLC|32200
KBWB|INVESCO KBW BANK ETF|EDJO|Edward D. Jones & Co., L.P.|6828
KBWB|INVESCO KBW BANK ETF|EGAM|CBOE TRADING, INC.|2195
KBWB|INVESCO KBW BANK ETF|EGXM|CBOE TRADING, INC.|400
KBWB|INVESCO KBW BANK ETF|ETBE|Electronic Transaction Clearing, Inc.|5020
KBWB|INVESCO KBW BANK ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6506
KBWB|INVESCO KBW BANK ETF|ETRS|E*Trade Securities LLC|2463
KBWB|INVESCO KBW BANK ETF|FBCO|Credit Suisse Securities (USA) LLC|41361
KBWB|INVESCO KBW BANK ETF|FMAF|NBCN Inc./ CDS|502
KBWB|INVESCO KBW BANK ETF|FOMA|TD AMERITRADE CLEARING, INC.|30632
KBWB|INVESCO KBW BANK ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29227
KBWB|INVESCO KBW BANK ETF|FTBR|Foliofn Investments, Inc.|7299
KBWB|INVESCO KBW BANK ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1277
KBWB|INVESCO KBW BANK ETF|GLPX|ACS EXECUTION SERVICES, LLC|118
KBWB|INVESCO KBW BANK ETF|GSCO|GOLDMAN SACHS & CO. LLC|3616
KBWB|INVESCO KBW BANK ETF|GSCS|GOLDMAN SACHS & CO. LLC|1800
KBWB|INVESCO KBW BANK ETF|GSLT|GOLDMAN SACHS & CO. LLC|16197
KBWB|INVESCO KBW BANK ETF|GTSZ|GTS SECURITIES LLC|161287
KBWB|INVESCO KBW BANK ETF|HRBF|American Enterprise Investment Services Inc.|10449
KBWB|INVESCO KBW BANK ETF|IBKR|Interactive Brokers Llc|5693
KBWB|INVESCO KBW BANK ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
KBWB|INVESCO KBW BANK ETF|ICBX|INSTINET, LLC|54486
KBWB|INVESCO KBW BANK ETF|INCA|INSTINET, LLC|14774
KBWB|INVESCO KBW BANK ETF|ITGI|ITG Inc.|359
KBWB|INVESCO KBW BANK ETF|ITGP|ITG INC.|6000
KBWB|INVESCO KBW BANK ETF|JANY|Janney Montgomery Scott Inc.|700
KBWB|INVESCO KBW BANK ETF|JMPT|JUMP TRADING, LLC|6556
KBWB|INVESCO KBW BANK ETF|JONE|JonesTrading|584302
KBWB|INVESCO KBW BANK ETF|JPMX|J.P. Morgan Securities LLC|168702
KBWB|INVESCO KBW BANK ETF|JSJX|JANE STREET CAPITAL LLC|66718
KBWB|INVESCO KBW BANK ETF|KCGM|VIRTU Americas LLC|17077
KBWB|INVESCO KBW BANK ETF|LEHM|Barclays Capital Inc./Le|4386826
KBWB|INVESCO KBW BANK ETF|LIME|Lime Brokerage LLC|11770
KBWB|INVESCO KBW BANK ETF|MAXM|Maxim Group LLC|114
KBWB|INVESCO KBW BANK ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9696
KBWB|INVESCO KBW BANK ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
KBWB|INVESCO KBW BANK ETF|MSCO|MORGAN STANLEY & CO. LLC|99084
KBWB|INVESCO KBW BANK ETF|MSPL|MORGAN STANLEY & CO. LLC|5500
KBWB|INVESCO KBW BANK ETF|MSTX|MORGAN STANLEY & CO. LLC|300
KBWB|INVESCO KBW BANK ETF|NFSC|National Financial Services LLC|60236
KBWB|INVESCO KBW BANK ETF|NITE|VIRTU Americas LLC|102529
KBWB|INVESCO KBW BANK ETF|NITP|VIRTU Americas LLC|2000
KBWB|INVESCO KBW BANK ETF|NQRB|Brut, LLC|18750
KBWB|INVESCO KBW BANK ETF|OLDM|OLD MISSION CAPITAL, LLC|33252
KBWB|INVESCO KBW BANK ETF|OPCO|Oppenheimer & Co. Inc.|554
KBWB|INVESCO KBW BANK ETF|PDQM|CODA MARKETS, INC.|702
KBWB|INVESCO KBW BANK ETF|PWJC|UBS Financial Services, Inc.|948
KBWB|INVESCO KBW BANK ETF|RAJA|Raymond James & Associates, Inc.|5540
KBWB|INVESCO KBW BANK ETF|RBCM|RBC CAPITAL MARKETS, LLC|9078
KBWB|INVESCO KBW BANK ETF|SBSH|Citigroup Global Markets Inc.|23382
KBWB|INVESCO KBW BANK ETF|SGMT|GOLDMAN SACHS & CO. LLC|14804
KBWB|INVESCO KBW BANK ETF|SPDR|SPEEDROUTE LLC|100
KBWB|INVESCO KBW BANK ETF|SPHN|Stephens Inc.|26
KBWB|INVESCO KBW BANK ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2572
KBWB|INVESCO KBW BANK ETF|SWIM|TD Ameritrade, Inc.|1938
KBWB|INVESCO KBW BANK ETF|TRBT|Tradebot Systems, Inc.|135174
KBWB|INVESCO KBW BANK ETF|TRCM|TRC MARKETS LLC|19594
KBWB|INVESCO KBW BANK ETF|UBSA|UBS SECURITIES LLC|60840
KBWB|INVESCO KBW BANK ETF|UBSS|UBS Securities LLC|143050
KBWB|INVESCO KBW BANK ETF|VALX|VIRTU AMERICAS LLC|4104
KBWB|INVESCO KBW BANK ETF|VGRD|Vanguard Marketing Corporation|4525
KBWB|INVESCO KBW BANK ETF|WBET|Wallachbeth Capital LLC|880
KBWB|INVESCO KBW BANK ETF|WCHV|WELLS FARGO SECURITIES, LLC|7120
KBWB|INVESCO KBW BANK ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|518
KBWB|INVESCO KBW BANK ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4603
KBWB|INVESCO KBW BANK ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|77
KBWB|INVESCO KBW BANK ETF|WSEA|WOLVERINE SECURITIES, LLC|903
KBWB|INVESCO KBW BANK ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19080
KBWD|INVESCO KBW HI DV YL|APCC|Apex Clearing Corporation|286
KBWD|INVESCO KBW HI DV YL|BANK|Primevest Financial Services, Inc.|3
KBWD|INVESCO KBW HI DV YL|BATM|CBOE TRADING, INC.|754
KBWD|INVESCO KBW HI DV YL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6282
KBWD|INVESCO KBW HI DV YL|CANT|Cantor Fitzgerald & Co.|64
KBWD|INVESCO KBW HI DV YL|CHAS|Charles Schwab & Co., Inc.|14
KBWD|INVESCO KBW HI DV YL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|127
KBWD|INVESCO KBW HI DV YL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12977
KBWD|INVESCO KBW HI DV YL|CSIN|Citadel Securities Institutional LLC|46450
KBWD|INVESCO KBW HI DV YL|CTDL|Citadel Derivatives Group Llc|50472
KBWD|INVESCO KBW HI DV YL|CXCX|CITIGROUP GLOBAL MARKETS INC.|452
KBWD|INVESCO KBW HI DV YL|DBAX|Deutsche Bank Securities Inc.|1900
KBWD|INVESCO KBW HI DV YL|DEAN|MORGAN STANLEY|8306
KBWD|INVESCO KBW HI DV YL|EBXL|EBX LLC|2600
KBWD|INVESCO KBW HI DV YL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1620
KBWD|INVESCO KBW HI DV YL|EDJC|Edward Jones / CDS|2342
KBWD|INVESCO KBW HI DV YL|EDJO|Edward D. Jones & Co., L.P.|14505
KBWD|INVESCO KBW HI DV YL|EGAM|CBOE TRADING, INC.|1964
KBWD|INVESCO KBW HI DV YL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46
KBWD|INVESCO KBW HI DV YL|ETRS|E*Trade Securities LLC|15005
KBWD|INVESCO KBW HI DV YL|FBCO|Credit Suisse Securities (USA) LLC|54371
KBWD|INVESCO KBW HI DV YL|FBSB|U.S. Bancorp Investments, Inc.|1
KBWD|INVESCO KBW HI DV YL|FOMA|TD AMERITRADE CLEARING, INC.|69553
KBWD|INVESCO KBW HI DV YL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3674
KBWD|INVESCO KBW HI DV YL|FTBR|Foliofn Investments, Inc.|434
KBWD|INVESCO KBW HI DV YL|GEBB|GLOBAL EXECUTION BROKERS, LP|3955
KBWD|INVESCO KBW HI DV YL|GLPX|ACS EXECUTION SERVICES, LLC|4000
KBWD|INVESCO KBW HI DV YL|GSCO|GOLDMAN SACHS & CO. LLC|887
KBWD|INVESCO KBW HI DV YL|GSLT|GOLDMAN SACHS & CO. LLC|300
KBWD|INVESCO KBW HI DV YL|GTSZ|GTS SECURITIES LLC|121
KBWD|INVESCO KBW HI DV YL|HRBF|American Enterprise Investment Services Inc.|2815
KBWD|INVESCO KBW HI DV YL|IATS|INTERACTIVE BROKERS LLC|1878
KBWD|INVESCO KBW HI DV YL|IBKR|Interactive Brokers Llc|26668
KBWD|INVESCO KBW HI DV YL|ICBX|INSTINET, LLC|6760
KBWD|INVESCO KBW HI DV YL|JANY|Janney Montgomery Scott Inc.|413
KBWD|INVESCO KBW HI DV YL|JPMX|J.P. Morgan Securities LLC|5410
KBWD|INVESCO KBW HI DV YL|JSEB|JANE STREET EXECUTION SERVICES, LLC|44241
KBWD|INVESCO KBW HI DV YL|JSJX|JANE STREET CAPITAL LLC|175601
KBWD|INVESCO KBW HI DV YL|KCGM|VIRTU Americas LLC|4471
KBWD|INVESCO KBW HI DV YL|LEHM|Barclays Capital Inc./Le|8000
KBWD|INVESCO KBW HI DV YL|LIME|Lime Brokerage LLC|11169
KBWD|INVESCO KBW HI DV YL|LSCI|Lek Securities Corporation|7
KBWD|INVESCO KBW HI DV YL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9208
KBWD|INVESCO KBW HI DV YL|MOTF|MOTIF INVESTING, INC.|3
KBWD|INVESCO KBW HI DV YL|MSCO|MORGAN STANLEY & CO. LLC|58844
KBWD|INVESCO KBW HI DV YL|NFSC|National Financial Services LLC|130334
KBWD|INVESCO KBW HI DV YL|NITE|VIRTU Americas LLC|204032
KBWD|INVESCO KBW HI DV YL|PDQM|CODA MARKETS, INC.|2110
KBWD|INVESCO KBW HI DV YL|RAJA|Raymond James & Associates, Inc.|5481
KBWD|INVESCO KBW HI DV YL|RBCM|RBC CAPITAL MARKETS, LLC|8160
KBWD|INVESCO KBW HI DV YL|SBSH|Citigroup Global Markets Inc.|839
KBWD|INVESCO KBW HI DV YL|SGMT|GOLDMAN SACHS & CO. LLC|2020
KBWD|INVESCO KBW HI DV YL|STFL|Stifel, Nicolaus & Company, Incorporated|1639
KBWD|INVESCO KBW HI DV YL|SWIM|TD Ameritrade, Inc.|8134
KBWD|INVESCO KBW HI DV YL|SWST|Hilltop Securities Inc.|529
KBWD|INVESCO KBW HI DV YL|TKNG|ALLY INVEST SECURITIES LLC|40
KBWD|INVESCO KBW HI DV YL|TRCM|TRC MARKETS LLC|1805
KBWD|INVESCO KBW HI DV YL|TWTT|TASTYWORKS, INC.|13
KBWD|INVESCO KBW HI DV YL|UBSA|UBS SECURITIES LLC|12066
KBWD|INVESCO KBW HI DV YL|UBSS|UBS Securities LLC|59729
KBWD|INVESCO KBW HI DV YL|VGRD|Vanguard Marketing Corporation|17799
KBWD|INVESCO KBW HI DV YL|WCHV|WELLS FARGO SECURITIES, LLC|87036
KBWD|INVESCO KBW HI DV YL|WEDB|WEDBUSH SECURITIES INC.|50
KBWD|INVESCO KBW HI DV YL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|167
KBWD|INVESCO KBW HI DV YL|WSEA|WOLVERINE SECURITIES, LLC|1895
KBWD|INVESCO KBW HI DV YL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33107
KBWP|INVESCO KBW PR & CAS|APCC|Apex Clearing Corporation|30
KBWP|INVESCO KBW PR & CAS|BANK|Primevest Financial Services, Inc.|137
KBWP|INVESCO KBW PR & CAS|BATM|CBOE TRADING, INC.|3
KBWP|INVESCO KBW PR & CAS|CHAS|Charles Schwab & Co., Inc.|5
KBWP|INVESCO KBW PR & CAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|921
KBWP|INVESCO KBW PR & CAS|CTDL|Citadel Derivatives Group Llc|50
KBWP|INVESCO KBW PR & CAS|DEAN|MORGAN STANLEY|6
KBWP|INVESCO KBW PR & CAS|ETRS|E*Trade Securities LLC|828
KBWP|INVESCO KBW PR & CAS|FBCO|Credit Suisse Securities (USA) LLC|337
KBWP|INVESCO KBW PR & CAS|FMAF|NBCN Inc./ CDS|890
KBWP|INVESCO KBW PR & CAS|FOMA|TD AMERITRADE CLEARING, INC.|6771
KBWP|INVESCO KBW PR & CAS|FTBR|Foliofn Investments, Inc.|20
KBWP|INVESCO KBW PR & CAS|GEBB|GLOBAL EXECUTION BROKERS, LP|867
KBWP|INVESCO KBW PR & CAS|GSLT|GOLDMAN SACHS & CO. LLC|858
KBWP|INVESCO KBW PR & CAS|HRBF|American Enterprise Investment Services Inc.|20
KBWP|INVESCO KBW PR & CAS|IATS|INTERACTIVE BROKERS LLC|20
KBWP|INVESCO KBW PR & CAS|IBKR|Interactive Brokers Llc|2900
KBWP|INVESCO KBW PR & CAS|JSJX|JANE STREET CAPITAL LLC|1930
KBWP|INVESCO KBW PR & CAS|KCGM|VIRTU Americas LLC|891
KBWP|INVESCO KBW PR & CAS|LIME|Lime Brokerage LLC|1331
KBWP|INVESCO KBW PR & CAS|MSCO|MORGAN STANLEY & CO. LLC|4880
KBWP|INVESCO KBW PR & CAS|NFSC|National Financial Services LLC|5388
KBWP|INVESCO KBW PR & CAS|NITE|VIRTU Americas LLC|10258
KBWP|INVESCO KBW PR & CAS|RAJA|Raymond James & Associates, Inc.|1834
KBWP|INVESCO KBW PR & CAS|SBSH|Citigroup Global Markets Inc.|14
KBWP|INVESCO KBW PR & CAS|SGMT|GOLDMAN SACHS & CO. LLC|980
KBWP|INVESCO KBW PR & CAS|SWIM|TD Ameritrade, Inc.|50
KBWP|INVESCO KBW PR & CAS|TRCM|TRC MARKETS LLC|393
KBWP|INVESCO KBW PR & CAS|UBSA|UBS SECURITIES LLC|1886
KBWP|INVESCO KBW PR & CAS|UBSS|UBS Securities LLC|2928
KBWP|INVESCO KBW PR & CAS|VGRD|Vanguard Marketing Corporation|991
KBWP|INVESCO KBW PR & CAS|WCHV|WELLS FARGO SECURITIES, LLC|915
KBWP|INVESCO KBW PR & CAS|WSEA|WOLVERINE SECURITIES, LLC|101
KBWP|INVESCO KBW PR & CAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|307
KBWR|INVESCO KBW REG BKNG|APCC|Apex Clearing Corporation|24
KBWR|INVESCO KBW REG BKNG|BATM|CBOE TRADING, INC.|500
KBWR|INVESCO KBW REG BKNG|BBNT|BB&T SECURITIES, LLC|3402
KBWR|INVESCO KBW REG BKNG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
KBWR|INVESCO KBW REG BKNG|BYXM|CBOE TRADING, INC.|138
KBWR|INVESCO KBW REG BKNG|CANT|Cantor Fitzgerald & Co.|15840
KBWR|INVESCO KBW REG BKNG|CHAS|Charles Schwab & Co., Inc.|104
KBWR|INVESCO KBW REG BKNG|CIST|Capital Institutional Services, Inc.|374
KBWR|INVESCO KBW REG BKNG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2400
KBWR|INVESCO KBW REG BKNG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7520
KBWR|INVESCO KBW REG BKNG|CTDL|Citadel Derivatives Group Llc|4669
KBWR|INVESCO KBW REG BKNG|DBAB|Deutsche Bank Securities Inc.|159
KBWR|INVESCO KBW REG BKNG|DBAX|Deutsche Bank Securities Inc.|700
KBWR|INVESCO KBW REG BKNG|DEAN|MORGAN STANLEY|2244
KBWR|INVESCO KBW REG BKNG|EBXL|EBX LLC|700
KBWR|INVESCO KBW REG BKNG|ECUT|CONVERGEX EXECUTION SOLUTIONS|88
KBWR|INVESCO KBW REG BKNG|ETRS|E*Trade Securities LLC|1455
KBWR|INVESCO KBW REG BKNG|FBCO|Credit Suisse Securities (USA) LLC|8701
KBWR|INVESCO KBW REG BKNG|FMAF|NBCN Inc./ CDS|1000
KBWR|INVESCO KBW REG BKNG|FOMA|TD AMERITRADE CLEARING, INC.|16294
KBWR|INVESCO KBW REG BKNG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1660
KBWR|INVESCO KBW REG BKNG|FTBR|Foliofn Investments, Inc.|24
KBWR|INVESCO KBW REG BKNG|GSCO|GOLDMAN SACHS & CO. LLC|803
KBWR|INVESCO KBW REG BKNG|GSLT|GOLDMAN SACHS & CO. LLC|2700
KBWR|INVESCO KBW REG BKNG|GTSZ|GTS SECURITIES LLC|1929
KBWR|INVESCO KBW REG BKNG|HRBF|American Enterprise Investment Services Inc.|4877
KBWR|INVESCO KBW REG BKNG|IBKR|Interactive Brokers Llc|6182
KBWR|INVESCO KBW REG BKNG|INCA|INSTINET, LLC|1440
KBWR|INVESCO KBW REG BKNG|JONE|JonesTrading|551916
KBWR|INVESCO KBW REG BKNG|JPMX|J.P. Morgan Securities LLC|5200
KBWR|INVESCO KBW REG BKNG|JSEB|JANE STREET EXECUTION SERVICES, LLC|3100
KBWR|INVESCO KBW REG BKNG|JSJX|JANE STREET CAPITAL LLC|30599
KBWR|INVESCO KBW REG BKNG|KCGM|VIRTU Americas LLC|1689
KBWR|INVESCO KBW REG BKNG|LEHM|Barclays Capital Inc./Le|3200
KBWR|INVESCO KBW REG BKNG|LIME|Lime Brokerage LLC|2893
KBWR|INVESCO KBW REG BKNG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6230
KBWR|INVESCO KBW REG BKNG|MSCO|MORGAN STANLEY & CO. LLC|14700
KBWR|INVESCO KBW REG BKNG|MSPL|MORGAN STANLEY & CO. LLC|400
KBWR|INVESCO KBW REG BKNG|NFSC|National Financial Services LLC|11881
KBWR|INVESCO KBW REG BKNG|NITE|VIRTU Americas LLC|17628
KBWR|INVESCO KBW REG BKNG|PWJC|UBS Financial Services, Inc.|25
KBWR|INVESCO KBW REG BKNG|RAJA|Raymond James & Associates, Inc.|2113
KBWR|INVESCO KBW REG BKNG|RBCM|RBC CAPITAL MARKETS, LLC|25
KBWR|INVESCO KBW REG BKNG|SALI|INTL FCSTONE FINANCIAL INC.|185
KBWR|INVESCO KBW REG BKNG|SGMT|GOLDMAN SACHS & CO. LLC|300
KBWR|INVESCO KBW REG BKNG|STFL|Stifel, Nicolaus & Company, Incorporated|365
KBWR|INVESCO KBW REG BKNG|SWIM|TD Ameritrade, Inc.|527
KBWR|INVESCO KBW REG BKNG|TRCM|TRC MARKETS LLC|2
KBWR|INVESCO KBW REG BKNG|UBSA|UBS SECURITIES LLC|9892
KBWR|INVESCO KBW REG BKNG|UBSS|UBS Securities LLC|9210
KBWR|INVESCO KBW REG BKNG|VGRD|Vanguard Marketing Corporation|2275
KBWR|INVESCO KBW REG BKNG|WCHV|WELLS FARGO SECURITIES, LLC|500
KBWR|INVESCO KBW REG BKNG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|544
KBWY|INVESCO KBW PRM YLD|APCC|Apex Clearing Corporation|602
KBWY|INVESCO KBW PRM YLD|BANK|Primevest Financial Services, Inc.|607
KBWY|INVESCO KBW PRM YLD|BARD|Robert W. Baird & Co. Incorporated|1311
KBWY|INVESCO KBW PRM YLD|BATM|CBOE TRADING, INC.|14771
KBWY|INVESCO KBW PRM YLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1024
KBWY|INVESCO KBW PRM YLD|BTIG|BTIG, LLC|1163
KBWY|INVESCO KBW PRM YLD|BYXM|CBOE TRADING, INC.|100
KBWY|INVESCO KBW PRM YLD|CANT|Cantor Fitzgerald & Co.|65988
KBWY|INVESCO KBW PRM YLD|CHAS|Charles Schwab & Co., Inc.|35
KBWY|INVESCO KBW PRM YLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9232
KBWY|INVESCO KBW PRM YLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
KBWY|INVESCO KBW PRM YLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2545
KBWY|INVESCO KBW PRM YLD|CSIN|Citadel Securities Institutional LLC|70482
KBWY|INVESCO KBW PRM YLD|CTDL|Citadel Derivatives Group Llc|81434
KBWY|INVESCO KBW PRM YLD|DBAX|Deutsche Bank Securities Inc.|1900
KBWY|INVESCO KBW PRM YLD|DEAN|MORGAN STANLEY|3342
KBWY|INVESCO KBW PRM YLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|647
KBWY|INVESCO KBW PRM YLD|EBXL|EBX LLC|1000
KBWY|INVESCO KBW PRM YLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|415
KBWY|INVESCO KBW PRM YLD|EDJO|Edward D. Jones & Co., L.P.|27918
KBWY|INVESCO KBW PRM YLD|EGAM|CBOE TRADING, INC.|1014
KBWY|INVESCO KBW PRM YLD|EGXM|CBOE TRADING, INC.|4
KBWY|INVESCO KBW PRM YLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|602
KBWY|INVESCO KBW PRM YLD|ETRS|E*Trade Securities LLC|24964
KBWY|INVESCO KBW PRM YLD|FBCO|Credit Suisse Securities (USA) LLC|46753
KBWY|INVESCO KBW PRM YLD|FBSB|U.S. Bancorp Investments, Inc.|250
KBWY|INVESCO KBW PRM YLD|FILL|Tradestation Securities, Inc.|450
KBWY|INVESCO KBW PRM YLD|FINX|FINTECH SECURITIES|120
KBWY|INVESCO KBW PRM YLD|FOMA|TD AMERITRADE CLEARING, INC.|147267
KBWY|INVESCO KBW PRM YLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3397
KBWY|INVESCO KBW PRM YLD|FTBR|Foliofn Investments, Inc.|565
KBWY|INVESCO KBW PRM YLD|GEBB|GLOBAL EXECUTION BROKERS, LP|2022
KBWY|INVESCO KBW PRM YLD|GLPX|ACS EXECUTION SERVICES, LLC|14
KBWY|INVESCO KBW PRM YLD|GSCO|GOLDMAN SACHS & CO. LLC|2445
KBWY|INVESCO KBW PRM YLD|GSCS|GOLDMAN SACHS & CO. LLC|341
KBWY|INVESCO KBW PRM YLD|GSLT|GOLDMAN SACHS & CO. LLC|6372
KBWY|INVESCO KBW PRM YLD|GTSZ|GTS SECURITIES LLC|601
KBWY|INVESCO KBW PRM YLD|HRBF|American Enterprise Investment Services Inc.|34290
KBWY|INVESCO KBW PRM YLD|HSBC|HSBC Securities, Inc.|91
KBWY|INVESCO KBW PRM YLD|IATS|INTERACTIVE BROKERS LLC|788
KBWY|INVESCO KBW PRM YLD|IBKR|Interactive Brokers Llc|37319
KBWY|INVESCO KBW PRM YLD|ICBX|INSTINET, LLC|1000
KBWY|INVESCO KBW PRM YLD|INCA|INSTINET, LLC|1000
KBWY|INVESCO KBW PRM YLD|ITGI|ITG Inc.|643
KBWY|INVESCO KBW PRM YLD|JANY|Janney Montgomery Scott Inc.|478
KBWY|INVESCO KBW PRM YLD|JPMX|J.P. Morgan Securities LLC|6010
KBWY|INVESCO KBW PRM YLD|JSEB|JANE STREET EXECUTION SERVICES, LLC|20061
KBWY|INVESCO KBW PRM YLD|JSJX|JANE STREET CAPITAL LLC|88516
KBWY|INVESCO KBW PRM YLD|KCGM|VIRTU Americas LLC|2114
KBWY|INVESCO KBW PRM YLD|LEHM|Barclays Capital Inc./Le|1200
KBWY|INVESCO KBW PRM YLD|LIME|Lime Brokerage LLC|7439
KBWY|INVESCO KBW PRM YLD|MACC|Mid Atlantic Capital Corporation|286
KBWY|INVESCO KBW PRM YLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26800
KBWY|INVESCO KBW PRM YLD|MOTF|MOTIF INVESTING, INC.|8
KBWY|INVESCO KBW PRM YLD|MSCO|MORGAN STANLEY & CO. LLC|65318
KBWY|INVESCO KBW PRM YLD|NFSC|National Financial Services LLC|141072
KBWY|INVESCO KBW PRM YLD|NITE|VIRTU Americas LLC|177052
KBWY|INVESCO KBW PRM YLD|NITP|VIRTU Americas LLC|200
KBWY|INVESCO KBW PRM YLD|PCFF|Pacific International Securities Inc./CDS|400
KBWY|INVESCO KBW PRM YLD|PDQM|CODA MARKETS, INC.|1228
KBWY|INVESCO KBW PRM YLD|RAJA|Raymond James & Associates, Inc.|1013
KBWY|INVESCO KBW PRM YLD|RBCM|RBC CAPITAL MARKETS, LLC|1973
KBWY|INVESCO KBW PRM YLD|SALI|INTL FCSTONE FINANCIAL INC.|954
KBWY|INVESCO KBW PRM YLD|SBSH|Citigroup Global Markets Inc.|1335
KBWY|INVESCO KBW PRM YLD|SGMT|GOLDMAN SACHS & CO. LLC|1700
KBWY|INVESCO KBW PRM YLD|SOGO|Wang Investment Associates, Inc.|15
KBWY|INVESCO KBW PRM YLD|STFL|Stifel, Nicolaus & Company, Incorporated|5419
KBWY|INVESCO KBW PRM YLD|SWIM|TD Ameritrade, Inc.|5870
KBWY|INVESCO KBW PRM YLD|SWST|Hilltop Securities Inc.|3728
KBWY|INVESCO KBW PRM YLD|TKNG|ALLY INVEST SECURITIES LLC|174
KBWY|INVESCO KBW PRM YLD|TRCM|TRC MARKETS LLC|2203
KBWY|INVESCO KBW PRM YLD|UBSA|UBS SECURITIES LLC|6083
KBWY|INVESCO KBW PRM YLD|UBSS|UBS Securities LLC|42601
KBWY|INVESCO KBW PRM YLD|VGRD|Vanguard Marketing Corporation|17739
KBWY|INVESCO KBW PRM YLD|VSIN|Vision Financial Markets Llc|50
KBWY|INVESCO KBW PRM YLD|WCHV|WELLS FARGO SECURITIES, LLC|96312
KBWY|INVESCO KBW PRM YLD|WGIF|CIBC World Markets Inc.|528
KBWY|INVESCO KBW PRM YLD|WSEA|WOLVERINE SECURITIES, LLC|2209
KBWY|INVESCO KBW PRM YLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
KBWY|INVESCO KBW PRM YLD|YKNA|COMHAR CAPITAL MARKETS, LLC|300
KBWY|INVESCO KBW PRM YLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24305
KCAP|KCAP FINANCIAL CMN|ALTX|Alternet Securities Inc.|1100
KCAP|KCAP FINANCIAL CMN|APCC|Apex Clearing Corporation|112
KCAP|KCAP FINANCIAL CMN|BARD|Robert W. Baird & Co. Incorporated|1600
KCAP|KCAP FINANCIAL CMN|BATM|CBOE TRADING, INC.|29
KCAP|KCAP FINANCIAL CMN|BIMI|Banca IMI Securities Corp.|421
KCAP|KCAP FINANCIAL CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12
KCAP|KCAP FINANCIAL CMN|BZYD|GOLDMAN SACHS & CO. LLC|702
KCAP|KCAP FINANCIAL CMN|CHAS|Charles Schwab & Co., Inc.|8
KCAP|KCAP FINANCIAL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16968
KCAP|KCAP FINANCIAL CMN|CTDL|Citadel Derivatives Group Llc|1311
KCAP|KCAP FINANCIAL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
KCAP|KCAP FINANCIAL CMN|DBAX|Deutsche Bank Securities Inc.|9500
KCAP|KCAP FINANCIAL CMN|DEGS|RONIN PROFESSIONAL LLC|1400
KCAP|KCAP FINANCIAL CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|55612
KCAP|KCAP FINANCIAL CMN|EBXL|EBX LLC|5100
KCAP|KCAP FINANCIAL CMN|EDJO|Edward D. Jones & Co., L.P.|2875
KCAP|KCAP FINANCIAL CMN|EGAM|CBOE TRADING, INC.|500
KCAP|KCAP FINANCIAL CMN|EGXM|CBOE TRADING, INC.|1600
KCAP|KCAP FINANCIAL CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3600
KCAP|KCAP FINANCIAL CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|93
KCAP|KCAP FINANCIAL CMN|ETRS|E*Trade Securities LLC|43354
KCAP|KCAP FINANCIAL CMN|FBCO|Credit Suisse Securities (USA) LLC|6879
KCAP|KCAP FINANCIAL CMN|FILL|Tradestation Securities, Inc.|200
KCAP|KCAP FINANCIAL CMN|FOMA|TD AMERITRADE CLEARING, INC.|322247
KCAP|KCAP FINANCIAL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3547
KCAP|KCAP FINANCIAL CMN|FTBR|Foliofn Investments, Inc.|89
KCAP|KCAP FINANCIAL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|5732
KCAP|KCAP FINANCIAL CMN|GLPX|ACS EXECUTION SERVICES, LLC|420
KCAP|KCAP FINANCIAL CMN|GSCO|GOLDMAN SACHS & CO. LLC|5147
KCAP|KCAP FINANCIAL CMN|GSCS|GOLDMAN SACHS & CO. LLC|359
KCAP|KCAP FINANCIAL CMN|GSLT|GOLDMAN SACHS & CO. LLC|138
KCAP|KCAP FINANCIAL CMN|HRBF|American Enterprise Investment Services Inc.|2845
KCAP|KCAP FINANCIAL CMN|IATS|INTERACTIVE BROKERS LLC|200
KCAP|KCAP FINANCIAL CMN|IBKR|Interactive Brokers Llc|22729
KCAP|KCAP FINANCIAL CMN|ICBX|INSTINET, LLC|4200
KCAP|KCAP FINANCIAL CMN|INCA|INSTINET, LLC|6949
KCAP|KCAP FINANCIAL CMN|ITGI|ITG Inc.|3986
KCAP|KCAP FINANCIAL CMN|ITGP|ITG INC.|4200
KCAP|KCAP FINANCIAL CMN|JMPT|JUMP TRADING, LLC|500
KCAP|KCAP FINANCIAL CMN|JPMX|J.P. Morgan Securities LLC|6984
KCAP|KCAP FINANCIAL CMN|KCGM|VIRTU Americas LLC|5400
KCAP|KCAP FINANCIAL CMN|LEHM|Barclays Capital Inc./Le|51655
KCAP|KCAP FINANCIAL CMN|LIME|Lime Brokerage LLC|19249
KCAP|KCAP FINANCIAL CMN|MAXM|Maxim Group LLC|14009
KCAP|KCAP FINANCIAL CMN|MBTS|ALLY INVEST SECURITIES LLC|1305
KCAP|KCAP FINANCIAL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
KCAP|KCAP FINANCIAL CMN|MSCO|MORGAN STANLEY & CO. LLC|56560
KCAP|KCAP FINANCIAL CMN|MSPL|MORGAN STANLEY & CO. LLC|8900
KCAP|KCAP FINANCIAL CMN|NFSC|National Financial Services LLC|134365
KCAP|KCAP FINANCIAL CMN|NITE|VIRTU Americas LLC|275037
KCAP|KCAP FINANCIAL CMN|NQRB|Brut, LLC|100
KCAP|KCAP FINANCIAL CMN|PDQM|CODA MARKETS, INC.|1695
KCAP|KCAP FINANCIAL CMN|PWJC|UBS Financial Services, Inc.|8993
KCAP|KCAP FINANCIAL CMN|RAJA|Raymond James & Associates, Inc.|4300
KCAP|KCAP FINANCIAL CMN|RBCM|RBC CAPITAL MARKETS, LLC|5315
KCAP|KCAP FINANCIAL CMN|SBSH|Citigroup Global Markets Inc.|13975
KCAP|KCAP FINANCIAL CMN|SEIC|SEI Investments Distribution Co.|1100
KCAP|KCAP FINANCIAL CMN|SGMT|GOLDMAN SACHS & CO. LLC|222
KCAP|KCAP FINANCIAL CMN|SPDR|SPEEDROUTE LLC|10054
KCAP|KCAP FINANCIAL CMN|STFL|Stifel, Nicolaus & Company, Incorporated|27094
KCAP|KCAP FINANCIAL CMN|SWIM|TD Ameritrade, Inc.|13219
KCAP|KCAP FINANCIAL CMN|TKNG|ALLY INVEST SECURITIES LLC|285
KCAP|KCAP FINANCIAL CMN|TRBT|Tradebot Systems, Inc.|1023
KCAP|KCAP FINANCIAL CMN|TRCM|TRC MARKETS LLC|13024
KCAP|KCAP FINANCIAL CMN|UBSA|UBS SECURITIES LLC|45402
KCAP|KCAP FINANCIAL CMN|UBSS|UBS Securities LLC|87876
KCAP|KCAP FINANCIAL CMN|VGRD|Vanguard Marketing Corporation|9920
KCAP|KCAP FINANCIAL CMN|WCHV|WELLS FARGO SECURITIES, LLC|49633
KCAP|KCAP FINANCIAL CMN|WEED|Weeden & Co.L.P.|1040
KCAP|KCAP FINANCIAL CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1374
KCAP|KCAP FINANCIAL CMN|WSEA|WOLVERINE SECURITIES, LLC|1687
KCAP|KCAP FINANCIAL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
KCAP|KCAP FINANCIAL CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|418
KCAP|KCAP FINANCIAL CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
KCAPL|KCAP FINANCIAL, INC.|BATM|CBOE TRADING, INC.|100
KCAPL|KCAP FINANCIAL, INC.|BBNT|BB&T SECURITIES, LLC|651
KCAPL|KCAP FINANCIAL, INC.|EBXL|EBX LLC|100
KCAPL|KCAP FINANCIAL, INC.|FBCO|Credit Suisse Securities (USA) LLC|16330
KCAPL|KCAP FINANCIAL, INC.|FOMA|TD AMERITRADE CLEARING, INC.|5773
KCAPL|KCAP FINANCIAL, INC.|IATS|INTERACTIVE BROKERS LLC|1200
KCAPL|KCAP FINANCIAL, INC.|IBKR|Interactive Brokers Llc|6063
KCAPL|KCAP FINANCIAL, INC.|INCA|INSTINET, LLC|100
KCAPL|KCAP FINANCIAL, INC.|JANY|Janney Montgomery Scott Inc.|3500
KCAPL|KCAP FINANCIAL, INC.|LIME|Lime Brokerage LLC|298
KCAPL|KCAP FINANCIAL, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1013
KCAPL|KCAP FINANCIAL, INC.|MSCO|MORGAN STANLEY & CO. LLC|1684
KCAPL|KCAP FINANCIAL, INC.|NFSC|National Financial Services LLC|4590
KCAPL|KCAP FINANCIAL, INC.|NITE|VIRTU Americas LLC|13573
KCAPL|KCAP FINANCIAL, INC.|NQRB|Brut, LLC|187
KCAPL|KCAP FINANCIAL, INC.|PDQM|CODA MARKETS, INC.|300
KCAPL|KCAP FINANCIAL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3940
KCAPL|KCAP FINANCIAL, INC.|TRCM|TRC MARKETS LLC|27
KCAPL|KCAP FINANCIAL, INC.|UBSA|UBS SECURITIES LLC|800
KCAPL|KCAP FINANCIAL, INC.|UBSS|UBS Securities LLC|2395
KCAPL|KCAP FINANCIAL, INC.|VGRD|Vanguard Marketing Corporation|755
KCAPL|KCAP FINANCIAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|300
KCE|SPDR S&P CAPITAL MAR|APCC|Apex Clearing Corporation|22
KCE|SPDR S&P CAPITAL MAR|BARD|Robert W. Baird & Co. Incorporated|4215
KCE|SPDR S&P CAPITAL MAR|BBNT|BB&T SECURITIES, LLC|544
KCE|SPDR S&P CAPITAL MAR|CANT|Cantor Fitzgerald & Co.|20247
KCE|SPDR S&P CAPITAL MAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11000
KCE|SPDR S&P CAPITAL MAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11897
KCE|SPDR S&P CAPITAL MAR|CSIN|Citadel Securities Institutional LLC|14637
KCE|SPDR S&P CAPITAL MAR|CTDL|Citadel Derivatives Group Llc|14637
KCE|SPDR S&P CAPITAL MAR|DBAX|Deutsche Bank Securities Inc.|1700
KCE|SPDR S&P CAPITAL MAR|DEAN|MORGAN STANLEY|4001
KCE|SPDR S&P CAPITAL MAR|EBXL|EBX LLC|2200
KCE|SPDR S&P CAPITAL MAR|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
KCE|SPDR S&P CAPITAL MAR|EDJO|Edward D. Jones & Co., L.P.|371
KCE|SPDR S&P CAPITAL MAR|ETRS|E*Trade Securities LLC|41
KCE|SPDR S&P CAPITAL MAR|FTBR|Foliofn Investments, Inc.|85
KCE|SPDR S&P CAPITAL MAR|GLIS|TD Securities Inc|70
KCE|SPDR S&P CAPITAL MAR|GSLT|GOLDMAN SACHS & CO. LLC|100
KCE|SPDR S&P CAPITAL MAR|HRBF|American Enterprise Investment Services Inc.|79
KCE|SPDR S&P CAPITAL MAR|IATS|INTERACTIVE BROKERS LLC|344
KCE|SPDR S&P CAPITAL MAR|IBKR|Interactive Brokers Llc|4712
KCE|SPDR S&P CAPITAL MAR|ICBX|INSTINET, LLC|2600
KCE|SPDR S&P CAPITAL MAR|INCA|INSTINET, LLC|1300
KCE|SPDR S&P CAPITAL MAR|JANY|Janney Montgomery Scott Inc.|3161
KCE|SPDR S&P CAPITAL MAR|JPMX|J.P. Morgan Securities LLC|2400
KCE|SPDR S&P CAPITAL MAR|JSJX|JANE STREET CAPITAL LLC|17974
KCE|SPDR S&P CAPITAL MAR|KCGM|VIRTU Americas LLC|10623
KCE|SPDR S&P CAPITAL MAR|LEHM|Barclays Capital Inc./Le|3600
KCE|SPDR S&P CAPITAL MAR|LIME|Lime Brokerage LLC|1068
KCE|SPDR S&P CAPITAL MAR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
KCE|SPDR S&P CAPITAL MAR|MAXM|Maxim Group LLC|1560
KCE|SPDR S&P CAPITAL MAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
KCE|SPDR S&P CAPITAL MAR|MOTF|MOTIF INVESTING, INC.|95
KCE|SPDR S&P CAPITAL MAR|MSCO|MORGAN STANLEY & CO. LLC|30386
KCE|SPDR S&P CAPITAL MAR|NFSC|National Financial Services LLC|6814
KCE|SPDR S&P CAPITAL MAR|NITE|VIRTU Americas LLC|10864
KCE|SPDR S&P CAPITAL MAR|NQRB|Brut, LLC|100
KCE|SPDR S&P CAPITAL MAR|RBCM|RBC CAPITAL MARKETS, LLC|1178
KCE|SPDR S&P CAPITAL MAR|SAGL|SAGETRADER, LLC|500
KCE|SPDR S&P CAPITAL MAR|SGMT|GOLDMAN SACHS & CO. LLC|2100
KCE|SPDR S&P CAPITAL MAR|STFL|Stifel, Nicolaus & Company, Incorporated|75
KCE|SPDR S&P CAPITAL MAR|TRCM|TRC MARKETS LLC|100
KCE|SPDR S&P CAPITAL MAR|UBSA|UBS SECURITIES LLC|2863
KCE|SPDR S&P CAPITAL MAR|UBSS|UBS Securities LLC|11274
KCE|SPDR S&P CAPITAL MAR|VGRD|Vanguard Marketing Corporation|1340
KCE|SPDR S&P CAPITAL MAR|WCHV|WELLS FARGO SECURITIES, LLC|617
KCE|SPDR S&P CAPITAL MAR|WEDB|WEDBUSH SECURITIES INC.|13
KCE|SPDR S&P CAPITAL MAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
KCE|SPDR S&P CAPITAL MAR|WGIF|CIBC World Markets Inc.|14
KCE|SPDR S&P CAPITAL MAR|WSEA|WOLVERINE SECURITIES, LLC|49
KCE|SPDR S&P CAPITAL MAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|577
KCNY|KRANESHARES E FD CHN|APCC|Apex Clearing Corporation|7
KCNY|KRANESHARES E FD CHN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|494
KCNY|KRANESHARES E FD CHN|CANT|Cantor Fitzgerald & Co.|417
KCNY|KRANESHARES E FD CHN|CHAS|Charles Schwab & Co., Inc.|5
KCNY|KRANESHARES E FD CHN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7100
KCNY|KRANESHARES E FD CHN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
KCNY|KRANESHARES E FD CHN|DBAX|Deutsche Bank Securities Inc.|3400
KCNY|KRANESHARES E FD CHN|DEAN|MORGAN STANLEY|67
KCNY|KRANESHARES E FD CHN|EBXL|EBX LLC|900
KCNY|KRANESHARES E FD CHN|ETRS|E*Trade Securities LLC|522
KCNY|KRANESHARES E FD CHN|FTBR|Foliofn Investments, Inc.|36
KCNY|KRANESHARES E FD CHN|IBKR|Interactive Brokers Llc|912
KCNY|KRANESHARES E FD CHN|ICBX|INSTINET, LLC|100
KCNY|KRANESHARES E FD CHN|JPMX|J.P. Morgan Securities LLC|200
KCNY|KRANESHARES E FD CHN|JSJX|JANE STREET CAPITAL LLC|2983
KCNY|KRANESHARES E FD CHN|LEHM|Barclays Capital Inc./Le|2000
KCNY|KRANESHARES E FD CHN|MACC|Mid Atlantic Capital Corporation|28
KCNY|KRANESHARES E FD CHN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
KCNY|KRANESHARES E FD CHN|MOTF|MOTIF INVESTING, INC.|2
KCNY|KRANESHARES E FD CHN|MSCO|MORGAN STANLEY & CO. LLC|265
KCNY|KRANESHARES E FD CHN|NFSC|National Financial Services LLC|5142
KCNY|KRANESHARES E FD CHN|NITE|VIRTU Americas LLC|6494
KCNY|KRANESHARES E FD CHN|SGMT|GOLDMAN SACHS & CO. LLC|400
KCNY|KRANESHARES E FD CHN|SWIM|TD Ameritrade, Inc.|1553
KCNY|KRANESHARES E FD CHN|UBSA|UBS SECURITIES LLC|3633
KCNY|KRANESHARES E FD CHN|UBSS|UBS Securities LLC|2738
KCNY|KRANESHARES E FD CHN|VGRD|Vanguard Marketing Corporation|2462
KCNY|KRANESHARES E FD CHN|WCHV|WELLS FARGO SECURITIES, LLC|201
KCNY|KRANESHARES E FD CHN|WSEA|WOLVERINE SECURITIES, LLC|1
KCNY|KRANESHARES E FD CHN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
KCNY|KRANESHARES E FD CHN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
KDMN|KADMON HLDGS, INC.|AGIS|Aegis Capital Corp.|5650
KDMN|KADMON HLDGS, INC.|ALTX|Alternet Securities Inc.|51079
KDMN|KADMON HLDGS, INC.|APCC|Apex Clearing Corporation|63396
KDMN|KADMON HLDGS, INC.|BATM|CBOE TRADING, INC.|3887
KDMN|KADMON HLDGS, INC.|BAYC|BAY CREST PARTNERS, LLC|10792
KDMN|KADMON HLDGS, INC.|BAYT|BTIG, LLC|6500
KDMN|KADMON HLDGS, INC.|BBNT|BB&T SECURITIES, LLC|7900
KDMN|KADMON HLDGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|4438
KDMN|KADMON HLDGS, INC.|BIDS|BIDS TRADING L.P.|1500
KDMN|KADMON HLDGS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36472
KDMN|KADMON HLDGS, INC.|BLKX|INSTINET, LLC|89300
KDMN|KADMON HLDGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3173
KDMN|KADMON HLDGS, INC.|BTIG|BTIG, LLC|1586392
KDMN|KADMON HLDGS, INC.|BYXM|CBOE TRADING, INC.|1048
KDMN|KADMON HLDGS, INC.|CHAS|Charles Schwab & Co., Inc.|2000
KDMN|KADMON HLDGS, INC.|CNFR|Cowen Prime Services LLC|4450
KDMN|KADMON HLDGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177116
KDMN|KADMON HLDGS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9890
KDMN|KADMON HLDGS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14524
KDMN|KADMON HLDGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|281107
KDMN|KADMON HLDGS, INC.|CTDL|Citadel Derivatives Group Llc|17932
KDMN|KADMON HLDGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|121712
KDMN|KADMON HLDGS, INC.|DBAB|Deutsche Bank Securities Inc.|57906
KDMN|KADMON HLDGS, INC.|DBAX|Deutsche Bank Securities Inc.|303300
KDMN|KADMON HLDGS, INC.|DEAN|MORGAN STANLEY|19400
KDMN|KADMON HLDGS, INC.|DEGS|RONIN PROFESSIONAL LLC|21290
KDMN|KADMON HLDGS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
KDMN|KADMON HLDGS, INC.|EBXL|EBX LLC|365700
KDMN|KADMON HLDGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14437
KDMN|KADMON HLDGS, INC.|EGAM|CBOE TRADING, INC.|27049
KDMN|KADMON HLDGS, INC.|EGAW|CBOE TRADING, INC.|300
KDMN|KADMON HLDGS, INC.|EGXM|CBOE TRADING, INC.|18688
KDMN|KADMON HLDGS, INC.|ETBE|Electronic Transaction Clearing, Inc.|8534
KDMN|KADMON HLDGS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2140
KDMN|KADMON HLDGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3766
KDMN|KADMON HLDGS, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2696
KDMN|KADMON HLDGS, INC.|ETRS|E*Trade Securities LLC|395054
KDMN|KADMON HLDGS, INC.|FBSB|U.S. Bancorp Investments, Inc.|3
KDMN|KADMON HLDGS, INC.|FILL|Tradestation Securities, Inc.|57746
KDMN|KADMON HLDGS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|424
KDMN|KADMON HLDGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130685
KDMN|KADMON HLDGS, INC.|FTBR|Foliofn Investments, Inc.|1
KDMN|KADMON HLDGS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|23900
KDMN|KADMON HLDGS, INC.|GLIS|TD Securities Inc|5818
KDMN|KADMON HLDGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|139097
KDMN|KADMON HLDGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1738410
KDMN|KADMON HLDGS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|141216
KDMN|KADMON HLDGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|28720
KDMN|KADMON HLDGS, INC.|GTSZ|GTS SECURITIES LLC|36664
KDMN|KADMON HLDGS, INC.|HRBF|American Enterprise Investment Services Inc.|1002
KDMN|KADMON HLDGS, INC.|IATS|INTERACTIVE BROKERS LLC|30440
KDMN|KADMON HLDGS, INC.|IBKR|Interactive Brokers Llc|168793
KDMN|KADMON HLDGS, INC.|ICBX|INSTINET, LLC|156905
KDMN|KADMON HLDGS, INC.|IEQY|CITADEL SECURITIES LLC|8900
KDMN|KADMON HLDGS, INC.|INCA|INSTINET, LLC|124763
KDMN|KADMON HLDGS, INC.|INJX|INSTINET, LLC|82235
KDMN|KADMON HLDGS, INC.|ITGI|ITG Inc.|64394
KDMN|KADMON HLDGS, INC.|ITGP|ITG INC.|378400
KDMN|KADMON HLDGS, INC.|JANY|Janney Montgomery Scott Inc.|3000
KDMN|KADMON HLDGS, INC.|JEFF|JEFFERIES LLC|651138
KDMN|KADMON HLDGS, INC.|JMPT|JUMP TRADING, LLC|46027
KDMN|KADMON HLDGS, INC.|JONE|JonesTrading|135707
KDMN|KADMON HLDGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|35676
KDMN|KADMON HLDGS, INC.|JPMX|J.P. Morgan Securities LLC|654965
KDMN|KADMON HLDGS, INC.|JSJX|JANE STREET CAPITAL LLC|13478
KDMN|KADMON HLDGS, INC.|KCGM|VIRTU Americas LLC|126357
KDMN|KADMON HLDGS, INC.|KCRD|PHX FINANCIAL, INC.|2742
KDMN|KADMON HLDGS, INC.|LEER|LEERINK PARTNERS LLC|2650
KDMN|KADMON HLDGS, INC.|LEHM|Barclays Capital Inc./Le|669703
KDMN|KADMON HLDGS, INC.|LIME|Lime Brokerage LLC|32438
KDMN|KADMON HLDGS, INC.|LOOP|Loop Capital Markets LLC|20443
KDMN|KADMON HLDGS, INC.|LQNA|LIQUIDNET, INC.|115000
KDMN|KADMON HLDGS, INC.|LSCI|Lek Securities Corporation|1050
KDMN|KADMON HLDGS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
KDMN|KADMON HLDGS, INC.|MACQ|Macquarie Capital (USA) Inc.|6440
KDMN|KADMON HLDGS, INC.|MAXM|Maxim Group LLC|11856
KDMN|KADMON HLDGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|415513
KDMN|KADMON HLDGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|886611
KDMN|KADMON HLDGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|203400
KDMN|KADMON HLDGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|192500
KDMN|KADMON HLDGS, INC.|NATL|National Securities Corporation|60533
KDMN|KADMON HLDGS, INC.|NFSC|National Financial Services LLC|749566
KDMN|KADMON HLDGS, INC.|NITE|VIRTU Americas LLC|1204295
KDMN|KADMON HLDGS, INC.|NITP|VIRTU Americas LLC|1101
KDMN|KADMON HLDGS, INC.|NQRB|Brut, LLC|25573
KDMN|KADMON HLDGS, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|3200
KDMN|KADMON HLDGS, INC.|OPCO|Oppenheimer & Co. Inc.|2813
KDMN|KADMON HLDGS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1171
KDMN|KADMON HLDGS, INC.|PDQM|CODA MARKETS, INC.|142931
KDMN|KADMON HLDGS, INC.|PREC|PRECISION SECURITIES, LLC|61647
KDMN|KADMON HLDGS, INC.|PWJC|UBS Financial Services, Inc.|19834
KDMN|KADMON HLDGS, INC.|RGLD|Regal Securities, Inc|3900
KDMN|KADMON HLDGS, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|59000
KDMN|KADMON HLDGS, INC.|RJLC|RJL CAPITAL GROUP, LLC|960
KDMN|KADMON HLDGS, INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|5911
KDMN|KADMON HLDGS, INC.|SAGL|SAGETRADER, LLC|17420
KDMN|KADMON HLDGS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|23430
KDMN|KADMON HLDGS, INC.|SBRX|MURIEL SIEBERT & CO INC|50
KDMN|KADMON HLDGS, INC.|SBSH|Citigroup Global Markets Inc.|104186
KDMN|KADMON HLDGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|234609
KDMN|KADMON HLDGS, INC.|SPDR|SPEEDROUTE LLC|19256
KDMN|KADMON HLDGS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|9000
KDMN|KADMON HLDGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4002
KDMN|KADMON HLDGS, INC.|SWIM|TD Ameritrade, Inc.|430013
KDMN|KADMON HLDGS, INC.|SWST|Hilltop Securities Inc.|17683
KDMN|KADMON HLDGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|3095
KDMN|KADMON HLDGS, INC.|TRBT|Tradebot Systems, Inc.|177066
KDMN|KADMON HLDGS, INC.|TRCM|TRC MARKETS LLC|6847
KDMN|KADMON HLDGS, INC.|TTUC|CUTTONE & CO., INC.|8000
KDMN|KADMON HLDGS, INC.|TWTT|TASTYWORKS, INC.|750
KDMN|KADMON HLDGS, INC.|UBSA|UBS SECURITIES LLC|1244426
KDMN|KADMON HLDGS, INC.|UBSS|UBS Securities LLC|606358
KDMN|KADMON HLDGS, INC.|VALX|VIRTU AMERICAS LLC|25841
KDMN|KADMON HLDGS, INC.|VGRD|Vanguard Marketing Corporation|24801
KDMN|KADMON HLDGS, INC.|VSIN|Vision Financial Markets Llc|180
KDMN|KADMON HLDGS, INC.|WABR|Wall Street Access|12500
KDMN|KADMON HLDGS, INC.|WBLR|WILLIAM BLAIR|4450
KDMN|KADMON HLDGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|395554
KDMN|KADMON HLDGS, INC.|WDNX|WEEDEN & CO.L.P.|7058
KDMN|KADMON HLDGS, INC.|WEDB|WEDBUSH SECURITIES INC.|14978
KDMN|KADMON HLDGS, INC.|WEED|Weeden & Co.L.P.|1700
KDMN|KADMON HLDGS, INC.|WGIF|CIBC World Markets Inc.|1300
KDMN|KADMON HLDGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|5490
KDMN|KADMON HLDGS, INC.|WTFS|JUST2TRADE, INC.|2800
KDMN|KADMON HLDGS, INC.|XIST|INSTINET, LLC|600
KDMN|KADMON HLDGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|34600
KDMN|KADMON HLDGS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|12216
KDMN|KADMON HLDGS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
KE|KIMBALL ELECTRNC CMN|APCC|Apex Clearing Corporation|17
KE|KIMBALL ELECTRNC CMN|BATM|CBOE TRADING, INC.|73
KE|KIMBALL ELECTRNC CMN|BMOC|BMO Capital Markets Corp.|4154
KE|KIMBALL ELECTRNC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2550
KE|KIMBALL ELECTRNC CMN|BTIG|BTIG, LLC|4362
KE|KIMBALL ELECTRNC CMN|BYXM|CBOE TRADING, INC.|97
KE|KIMBALL ELECTRNC CMN|BZYD|GOLDMAN SACHS & CO. LLC|1804
KE|KIMBALL ELECTRNC CMN|CANT|Cantor Fitzgerald & Co.|208
KE|KIMBALL ELECTRNC CMN|CHAS|Charles Schwab & Co., Inc.|2530
KE|KIMBALL ELECTRNC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12202
KE|KIMBALL ELECTRNC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|66
KE|KIMBALL ELECTRNC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9014
KE|KIMBALL ELECTRNC CMN|CTDL|Citadel Derivatives Group Llc|1231
KE|KIMBALL ELECTRNC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3982
KE|KIMBALL ELECTRNC CMN|DBAB|Deutsche Bank Securities Inc.|48409
KE|KIMBALL ELECTRNC CMN|DBAX|Deutsche Bank Securities Inc.|5900
KE|KIMBALL ELECTRNC CMN|DEAN|MORGAN STANLEY|555
KE|KIMBALL ELECTRNC CMN|DEGS|RONIN PROFESSIONAL LLC|3500
KE|KIMBALL ELECTRNC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
KE|KIMBALL ELECTRNC CMN|EBXL|EBX LLC|3000
KE|KIMBALL ELECTRNC CMN|EDJO|Edward D. Jones & Co., L.P.|304
KE|KIMBALL ELECTRNC CMN|EGAM|CBOE TRADING, INC.|66
KE|KIMBALL ELECTRNC CMN|EGXM|CBOE TRADING, INC.|6
KE|KIMBALL ELECTRNC CMN|ETRS|E*Trade Securities LLC|340
KE|KIMBALL ELECTRNC CMN|FBCO|Credit Suisse Securities (USA) LLC|20933
KE|KIMBALL ELECTRNC CMN|FINX|FINTECH SECURITIES|4438
KE|KIMBALL ELECTRNC CMN|FOMA|TD AMERITRADE CLEARING, INC.|12526
KE|KIMBALL ELECTRNC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2718
KE|KIMBALL ELECTRNC CMN|FTBR|Foliofn Investments, Inc.|846
KE|KIMBALL ELECTRNC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7100
KE|KIMBALL ELECTRNC CMN|GSCO|GOLDMAN SACHS & CO. LLC|76206
KE|KIMBALL ELECTRNC CMN|GSCS|GOLDMAN SACHS & CO. LLC|4550
KE|KIMBALL ELECTRNC CMN|GSLT|GOLDMAN SACHS & CO. LLC|400
KE|KIMBALL ELECTRNC CMN|GTSZ|GTS SECURITIES LLC|2327
KE|KIMBALL ELECTRNC CMN|IBKR|Interactive Brokers Llc|2011
KE|KIMBALL ELECTRNC CMN|ICBX|INSTINET, LLC|3225
KE|KIMBALL ELECTRNC CMN|IEQY|CITADEL SECURITIES LLC|2674
KE|KIMBALL ELECTRNC CMN|INCA|INSTINET, LLC|45775
KE|KIMBALL ELECTRNC CMN|INJX|INSTINET, LLC|1698
KE|KIMBALL ELECTRNC CMN|ITGI|ITG Inc.|17963
KE|KIMBALL ELECTRNC CMN|ITGP|ITG INC.|44000
KE|KIMBALL ELECTRNC CMN|JEFF|JEFFERIES LLC|5257
KE|KIMBALL ELECTRNC CMN|JONE|JonesTrading|21674
KE|KIMBALL ELECTRNC CMN|JPMX|J.P. Morgan Securities LLC|17799
KE|KIMBALL ELECTRNC CMN|KCGM|VIRTU Americas LLC|1550
KE|KIMBALL ELECTRNC CMN|LEHM|Barclays Capital Inc./Le|23313
KE|KIMBALL ELECTRNC CMN|LIME|Lime Brokerage LLC|56503
KE|KIMBALL ELECTRNC CMN|MAXM|Maxim Group LLC|2824
KE|KIMBALL ELECTRNC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
KE|KIMBALL ELECTRNC CMN|MSCO|MORGAN STANLEY & CO. LLC|90832
KE|KIMBALL ELECTRNC CMN|MSPL|MORGAN STANLEY & CO. LLC|11400
KE|KIMBALL ELECTRNC CMN|MSTX|MORGAN STANLEY & CO. LLC|200
KE|KIMBALL ELECTRNC CMN|NFSC|National Financial Services LLC|14315
KE|KIMBALL ELECTRNC CMN|NITE|VIRTU Americas LLC|47686
KE|KIMBALL ELECTRNC CMN|NQRB|Brut, LLC|400
KE|KIMBALL ELECTRNC CMN|OPCO|Oppenheimer & Co. Inc.|2237
KE|KIMBALL ELECTRNC CMN|PDQM|CODA MARKETS, INC.|100
KE|KIMBALL ELECTRNC CMN|RAJA|Raymond James & Associates, Inc.|3095
KE|KIMBALL ELECTRNC CMN|SAGW|SAGETRADER, LLC|165
KE|KIMBALL ELECTRNC CMN|SALI|INTL FCSTONE FINANCIAL INC.|800
KE|KIMBALL ELECTRNC CMN|SBSH|Citigroup Global Markets Inc.|27554
KE|KIMBALL ELECTRNC CMN|SGMT|GOLDMAN SACHS & CO. LLC|3539
KE|KIMBALL ELECTRNC CMN|SPDR|SPEEDROUTE LLC|610
KE|KIMBALL ELECTRNC CMN|SWIM|TD Ameritrade, Inc.|200
KE|KIMBALL ELECTRNC CMN|TRBT|Tradebot Systems, Inc.|1145
KE|KIMBALL ELECTRNC CMN|TRCM|TRC MARKETS LLC|6166
KE|KIMBALL ELECTRNC CMN|UBSA|UBS SECURITIES LLC|33555
KE|KIMBALL ELECTRNC CMN|UBSS|UBS Securities LLC|64144
KE|KIMBALL ELECTRNC CMN|VALX|VIRTU AMERICAS LLC|1324
KE|KIMBALL ELECTRNC CMN|VGRD|Vanguard Marketing Corporation|1350
KE|KIMBALL ELECTRNC CMN|WCHV|WELLS FARGO SECURITIES, LLC|2460
KE|KIMBALL ELECTRNC CMN|WEED|Weeden & Co.L.P.|15470
KE|KIMBALL ELECTRNC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|479
KE|KIMBALL ELECTRNC CMN|WSEA|WOLVERINE SECURITIES, LLC|485
KE|KIMBALL ELECTRNC CMN|XIST|INSTINET, LLC|200
KE|KIMBALL ELECTRNC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
KE|KIMBALL ELECTRNC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1526
KED|KAYNE ANDERSON ENERG|ALTX|Alternet Securities Inc.|700
KED|KAYNE ANDERSON ENERG|APCC|Apex Clearing Corporation|11
KED|KAYNE ANDERSON ENERG|BATM|CBOE TRADING, INC.|645
KED|KAYNE ANDERSON ENERG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|355
KED|KAYNE ANDERSON ENERG|BTIG|BTIG, LLC|300
KED|KAYNE ANDERSON ENERG|CANT|Cantor Fitzgerald & Co.|253
KED|KAYNE ANDERSON ENERG|CHAS|Charles Schwab & Co., Inc.|9
KED|KAYNE ANDERSON ENERG|CIST|Capital Institutional Services, Inc.|7336
KED|KAYNE ANDERSON ENERG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1300
KED|KAYNE ANDERSON ENERG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
KED|KAYNE ANDERSON ENERG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1637
KED|KAYNE ANDERSON ENERG|DBAB|Deutsche Bank Securities Inc.|200
KED|KAYNE ANDERSON ENERG|DBAX|Deutsche Bank Securities Inc.|1000
KED|KAYNE ANDERSON ENERG|DEAN|MORGAN STANLEY|309
KED|KAYNE ANDERSON ENERG|DEGS|RONIN PROFESSIONAL LLC|200
KED|KAYNE ANDERSON ENERG|EBXL|EBX LLC|4200
KED|KAYNE ANDERSON ENERG|EGAM|CBOE TRADING, INC.|220
KED|KAYNE ANDERSON ENERG|ETRS|E*Trade Securities LLC|19832
KED|KAYNE ANDERSON ENERG|FINX|FINTECH SECURITIES|221
KED|KAYNE ANDERSON ENERG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1890
KED|KAYNE ANDERSON ENERG|FTBR|Foliofn Investments, Inc.|113
KED|KAYNE ANDERSON ENERG|GLPX|ACS EXECUTION SERVICES, LLC|900
KED|KAYNE ANDERSON ENERG|GSCO|GOLDMAN SACHS & CO. LLC|1224
KED|KAYNE ANDERSON ENERG|GSCS|GOLDMAN SACHS & CO. LLC|100
KED|KAYNE ANDERSON ENERG|GSLT|GOLDMAN SACHS & CO. LLC|100
KED|KAYNE ANDERSON ENERG|GTSZ|GTS SECURITIES LLC|2433
KED|KAYNE ANDERSON ENERG|IATS|INTERACTIVE BROKERS LLC|1780
KED|KAYNE ANDERSON ENERG|IBKR|Interactive Brokers Llc|2120
KED|KAYNE ANDERSON ENERG|ICBX|INSTINET, LLC|3100
KED|KAYNE ANDERSON ENERG|INCA|INSTINET, LLC|1949
KED|KAYNE ANDERSON ENERG|ITGI|ITG Inc.|4809
KED|KAYNE ANDERSON ENERG|ITGP|ITG INC.|5600
KED|KAYNE ANDERSON ENERG|JANY|Janney Montgomery Scott Inc.|200
KED|KAYNE ANDERSON ENERG|JPMX|J.P. Morgan Securities LLC|27528
KED|KAYNE ANDERSON ENERG|KCGM|VIRTU Americas LLC|1453
KED|KAYNE ANDERSON ENERG|LEHM|Barclays Capital Inc./Le|200
KED|KAYNE ANDERSON ENERG|LIME|Lime Brokerage LLC|622
KED|KAYNE ANDERSON ENERG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
KED|KAYNE ANDERSON ENERG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4100
KED|KAYNE ANDERSON ENERG|MSCO|MORGAN STANLEY & CO. LLC|13778
KED|KAYNE ANDERSON ENERG|MSPL|MORGAN STANLEY & CO. LLC|1900
KED|KAYNE ANDERSON ENERG|NATL|National Securities Corporation|880
KED|KAYNE ANDERSON ENERG|NFSC|National Financial Services LLC|29349
KED|KAYNE ANDERSON ENERG|NITE|VIRTU Americas LLC|60989
KED|KAYNE ANDERSON ENERG|OPCO|Oppenheimer & Co. Inc.|100
KED|KAYNE ANDERSON ENERG|PDQM|CODA MARKETS, INC.|1500
KED|KAYNE ANDERSON ENERG|PWJC|UBS Financial Services, Inc.|5601
KED|KAYNE ANDERSON ENERG|RBCM|RBC CAPITAL MARKETS, LLC|129
KED|KAYNE ANDERSON ENERG|SGMT|GOLDMAN SACHS & CO. LLC|824
KED|KAYNE ANDERSON ENERG|SPDR|SPEEDROUTE LLC|500
KED|KAYNE ANDERSON ENERG|STFL|Stifel, Nicolaus & Company, Incorporated|8633
KED|KAYNE ANDERSON ENERG|SWIM|TD Ameritrade, Inc.|1000
KED|KAYNE ANDERSON ENERG|SWST|Hilltop Securities Inc.|598
KED|KAYNE ANDERSON ENERG|TKNG|ALLY INVEST SECURITIES LLC|170
KED|KAYNE ANDERSON ENERG|TRBT|Tradebot Systems, Inc.|884
KED|KAYNE ANDERSON ENERG|UBSA|UBS SECURITIES LLC|9641
KED|KAYNE ANDERSON ENERG|UBSS|UBS Securities LLC|21074
KED|KAYNE ANDERSON ENERG|VALX|VIRTU AMERICAS LLC|448
KED|KAYNE ANDERSON ENERG|VGRD|Vanguard Marketing Corporation|5739
KED|KAYNE ANDERSON ENERG|WCHV|WELLS FARGO SECURITIES, LLC|11288
KED|KAYNE ANDERSON ENERG|WEED|Weeden & Co.L.P.|3753
KED|KAYNE ANDERSON ENERG|WSEA|WOLVERINE SECURITIES, LLC|333
KED|KAYNE ANDERSON ENERG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1160
KEG|KEY ENERGY SERVICES,|ALTX|Alternet Securities Inc.|3100
KEG|KEY ENERGY SERVICES,|APCC|Apex Clearing Corporation|9
KEG|KEY ENERGY SERVICES,|BATM|CBOE TRADING, INC.|732
KEG|KEY ENERGY SERVICES,|BERN|Sanford C. Bernstein & Co., LLC|140
KEG|KEY ENERGY SERVICES,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
KEG|KEY ENERGY SERVICES,|BNPX|BNP PARIBAS SECURITIES CORP.|907
KEG|KEY ENERGY SERVICES,|BYXM|CBOE TRADING, INC.|300
KEG|KEY ENERGY SERVICES,|BZYD|GOLDMAN SACHS & CO. LLC|900
KEG|KEY ENERGY SERVICES,|CBLC|CITIGROUP GLOBAL MARKETS INC.|121268
KEG|KEY ENERGY SERVICES,|CIST|Capital Institutional Services, Inc.|15
KEG|KEY ENERGY SERVICES,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9511
KEG|KEY ENERGY SERVICES,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3449
KEG|KEY ENERGY SERVICES,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33763
KEG|KEY ENERGY SERVICES,|CTDL|Citadel Derivatives Group Llc|40
KEG|KEY ENERGY SERVICES,|CXCX|CITIGROUP GLOBAL MARKETS INC.|7998
KEG|KEY ENERGY SERVICES,|DBAB|Deutsche Bank Securities Inc.|9563
KEG|KEY ENERGY SERVICES,|DBAX|Deutsche Bank Securities Inc.|18700
KEG|KEY ENERGY SERVICES,|DEGS|RONIN PROFESSIONAL LLC|4088
KEG|KEY ENERGY SERVICES,|EBXL|EBX LLC|13900
KEG|KEY ENERGY SERVICES,|EGAM|CBOE TRADING, INC.|500
KEG|KEY ENERGY SERVICES,|EGMT|EG MARKET TECHNOLOGIES LLC|1536
KEG|KEY ENERGY SERVICES,|EGXM|CBOE TRADING, INC.|390
KEG|KEY ENERGY SERVICES,|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
KEG|KEY ENERGY SERVICES,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3262
KEG|KEY ENERGY SERVICES,|ETRS|E*Trade Securities LLC|2132
KEG|KEY ENERGY SERVICES,|FMAF|NBCN Inc./ CDS|145
KEG|KEY ENERGY SERVICES,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34470
KEG|KEY ENERGY SERVICES,|FTBR|Foliofn Investments, Inc.|72
KEG|KEY ENERGY SERVICES,|GEBB|GLOBAL EXECUTION BROKERS, LP|300
KEG|KEY ENERGY SERVICES,|GLPX|ACS EXECUTION SERVICES, LLC|1559
KEG|KEY ENERGY SERVICES,|GSCO|GOLDMAN SACHS & CO. LLC|36408
KEG|KEY ENERGY SERVICES,|GSLT|GOLDMAN SACHS & CO. LLC|669
KEG|KEY ENERGY SERVICES,|GTSZ|GTS SECURITIES LLC|9091
KEG|KEY ENERGY SERVICES,|IATS|INTERACTIVE BROKERS LLC|88
KEG|KEY ENERGY SERVICES,|IBKR|Interactive Brokers Llc|2954
KEG|KEY ENERGY SERVICES,|ICBX|INSTINET, LLC|11300
KEG|KEY ENERGY SERVICES,|IEQY|CITADEL SECURITIES LLC|2953
KEG|KEY ENERGY SERVICES,|IMPC|Imperial Capital, LLC|2500
KEG|KEY ENERGY SERVICES,|INCA|INSTINET, LLC|17875
KEG|KEY ENERGY SERVICES,|ITGI|ITG Inc.|12531
KEG|KEY ENERGY SERVICES,|ITGP|ITG INC.|80400
KEG|KEY ENERGY SERVICES,|JANY|Janney Montgomery Scott Inc.|334
KEG|KEY ENERGY SERVICES,|JEFF|JEFFERIES LLC|300
KEG|KEY ENERGY SERVICES,|JMPT|JUMP TRADING, LLC|604
KEG|KEY ENERGY SERVICES,|JPBX|J.P. MORGAN SECURITIES LLC|800
KEG|KEY ENERGY SERVICES,|JPMX|J.P. Morgan Securities LLC|16946
KEG|KEY ENERGY SERVICES,|JSJX|JANE STREET CAPITAL LLC|2045
KEG|KEY ENERGY SERVICES,|KCGM|VIRTU Americas LLC|1700
KEG|KEY ENERGY SERVICES,|LEHM|Barclays Capital Inc./Le|195176
KEG|KEY ENERGY SERVICES,|LIME|Lime Brokerage LLC|3267
KEG|KEY ENERGY SERVICES,|LSCI|Lek Securities Corporation|4
KEG|KEY ENERGY SERVICES,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
KEG|KEY ENERGY SERVICES,|MNDX|TJM Investments, LLC|500
KEG|KEY ENERGY SERVICES,|MOTF|MOTIF INVESTING, INC.|3
KEG|KEY ENERGY SERVICES,|MSCO|MORGAN STANLEY & CO. LLC|52643
KEG|KEY ENERGY SERVICES,|MSPL|MORGAN STANLEY & CO. LLC|29400
KEG|KEY ENERGY SERVICES,|NFSC|National Financial Services LLC|21031
KEG|KEY ENERGY SERVICES,|NITE|VIRTU Americas LLC|72914
KEG|KEY ENERGY SERVICES,|NQRB|Brut, LLC|1000
KEG|KEY ENERGY SERVICES,|PDQM|CODA MARKETS, INC.|4236
KEG|KEY ENERGY SERVICES,|RBCM|RBC CAPITAL MARKETS, LLC|5
KEG|KEY ENERGY SERVICES,|RGLD|Regal Securities, Inc|69
KEG|KEY ENERGY SERVICES,|SAGL|SAGETRADER, LLC|229
KEG|KEY ENERGY SERVICES,|SBSH|Citigroup Global Markets Inc.|32340
KEG|KEY ENERGY SERVICES,|SEIC|SEI Investments Distribution Co.|1000
KEG|KEY ENERGY SERVICES,|SGMT|GOLDMAN SACHS & CO. LLC|13503
KEG|KEY ENERGY SERVICES,|SPDR|SPEEDROUTE LLC|1700
KEG|KEY ENERGY SERVICES,|SPTD|MINT GLOBAL MARKETS, INC.|4320
KEG|KEY ENERGY SERVICES,|SWIM|TD Ameritrade, Inc.|331
KEG|KEY ENERGY SERVICES,|TKNG|ALLY INVEST SECURITIES LLC|8
KEG|KEY ENERGY SERVICES,|TRBT|Tradebot Systems, Inc.|7379
KEG|KEY ENERGY SERVICES,|TRCM|TRC MARKETS LLC|8380
KEG|KEY ENERGY SERVICES,|UBSA|UBS SECURITIES LLC|8952
KEG|KEY ENERGY SERVICES,|UBSS|UBS Securities LLC|62446
KEG|KEY ENERGY SERVICES,|VALX|VIRTU AMERICAS LLC|1061
KEG|KEY ENERGY SERVICES,|VGRD|Vanguard Marketing Corporation|100
KEG|KEY ENERGY SERVICES,|WCHV|WELLS FARGO SECURITIES, LLC|1449
KEG|KEY ENERGY SERVICES,|WDNX|WEEDEN & CO.L.P.|1684
KEG|KEY ENERGY SERVICES,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|461
KEG|KEY ENERGY SERVICES,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23
KEG|KEY ENERGY SERVICES,|WGIF|CIBC World Markets Inc.|1003
KEG|KEY ENERGY SERVICES,|WSEA|WOLVERINE SECURITIES, LLC|123
KEG|KEY ENERGY SERVICES,|XSTM|NATIONAL FINANCIAL SERVICES LLC|402
KEG|KEY ENERGY SERVICES,|YKNA|COMHAR CAPITAL MARKETS, LLC|650
KEG|KEY ENERGY SERVICES,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|107
KELYA|KELLY SVCS CL A   ##|ALTX|Alternet Securities Inc.|2214
KELYA|KELLY SVCS CL A   ##|ANOS|ABEL/NOSER, L.L.C.|1667
KELYA|KELLY SVCS CL A   ##|APCC|Apex Clearing Corporation|247
KELYA|KELLY SVCS CL A   ##|AQUA|AQUA SECURITIES L.P.|3000
KELYA|KELLY SVCS CL A   ##|BANK|Primevest Financial Services, Inc.|664
KELYA|KELLY SVCS CL A   ##|BARD|Robert W. Baird & Co. Incorporated|27
KELYA|KELLY SVCS CL A   ##|BATM|CBOE TRADING, INC.|2001
KELYA|KELLY SVCS CL A   ##|BERN|Sanford C. Bernstein & Co., LLC|12037
KELYA|KELLY SVCS CL A   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2008
KELYA|KELLY SVCS CL A   ##|BMOC|BMO Capital Markets Corp.|4930
KELYA|KELLY SVCS CL A   ##|BNPX|BNP PARIBAS SECURITIES CORP.|6873
KELYA|KELLY SVCS CL A   ##|BRVL|BLAYLOCK VAN, LLC|1700
KELYA|KELLY SVCS CL A   ##|BTIG|BTIG, LLC|6983
KELYA|KELLY SVCS CL A   ##|BYXM|CBOE TRADING, INC.|2487
KELYA|KELLY SVCS CL A   ##|BZYD|GOLDMAN SACHS & CO. LLC|806
KELYA|KELLY SVCS CL A   ##|CANT|Cantor Fitzgerald & Co.|414
KELYA|KELLY SVCS CL A   ##|CHAS|Charles Schwab & Co., Inc.|95
KELYA|KELLY SVCS CL A   ##|CIST|Capital Institutional Services, Inc.|1295
KELYA|KELLY SVCS CL A   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9616
KELYA|KELLY SVCS CL A   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63905
KELYA|KELLY SVCS CL A   ##|CTDL|Citadel Derivatives Group Llc|6629
KELYA|KELLY SVCS CL A   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|12872
KELYA|KELLY SVCS CL A   ##|DBAB|Deutsche Bank Securities Inc.|192423
KELYA|KELLY SVCS CL A   ##|DBAX|Deutsche Bank Securities Inc.|55100
KELYA|KELLY SVCS CL A   ##|DBUL|Deutsche Bank Securities Inc.|300
KELYA|KELLY SVCS CL A   ##|DEAN|MORGAN STANLEY|1049
KELYA|KELLY SVCS CL A   ##|DEGS|RONIN PROFESSIONAL LLC|1547
KELYA|KELLY SVCS CL A   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|73
KELYA|KELLY SVCS CL A   ##|EBXL|EBX LLC|45700
KELYA|KELLY SVCS CL A   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|5732
KELYA|KELLY SVCS CL A   ##|EDJO|Edward D. Jones & Co., L.P.|54
KELYA|KELLY SVCS CL A   ##|EGAM|CBOE TRADING, INC.|4955
KELYA|KELLY SVCS CL A   ##|EGAW|CBOE TRADING, INC.|110
KELYA|KELLY SVCS CL A   ##|EGMT|EG MARKET TECHNOLOGIES LLC|110
KELYA|KELLY SVCS CL A   ##|EGXM|CBOE TRADING, INC.|1474
KELYA|KELLY SVCS CL A   ##|ETBE|Electronic Transaction Clearing, Inc.|2578
KELYA|KELLY SVCS CL A   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4073
KELYA|KELLY SVCS CL A   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9638
KELYA|KELLY SVCS CL A   ##|ETRS|E*Trade Securities LLC|13521
KELYA|KELLY SVCS CL A   ##|FBCO|Credit Suisse Securities (USA) LLC|248913
KELYA|KELLY SVCS CL A   ##|FILL|Tradestation Securities, Inc.|600
KELYA|KELLY SVCS CL A   ##|FMAF|NBCN Inc./ CDS|80
KELYA|KELLY SVCS CL A   ##|FOMA|TD AMERITRADE CLEARING, INC.|36358
KELYA|KELLY SVCS CL A   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|256
KELYA|KELLY SVCS CL A   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52416
KELYA|KELLY SVCS CL A   ##|FTBR|Foliofn Investments, Inc.|6379
KELYA|KELLY SVCS CL A   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8712
KELYA|KELLY SVCS CL A   ##|GLPX|ACS EXECUTION SERVICES, LLC|10371
KELYA|KELLY SVCS CL A   ##|GSCO|GOLDMAN SACHS & CO. LLC|239181
KELYA|KELLY SVCS CL A   ##|GSCS|GOLDMAN SACHS & CO. LLC|12643
KELYA|KELLY SVCS CL A   ##|GSLT|GOLDMAN SACHS & CO. LLC|707
KELYA|KELLY SVCS CL A   ##|GTSZ|GTS SECURITIES LLC|8207
KELYA|KELLY SVCS CL A   ##|HPPX|POTAMUS TRADING, LLC|765
KELYA|KELLY SVCS CL A   ##|HRBF|American Enterprise Investment Services Inc.|7
KELYA|KELLY SVCS CL A   ##|HSBC|HSBC Securities, Inc.|3468
KELYA|KELLY SVCS CL A   ##|IATS|INTERACTIVE BROKERS LLC|2822
KELYA|KELLY SVCS CL A   ##|IBKR|Interactive Brokers Llc|30132
KELYA|KELLY SVCS CL A   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4532
KELYA|KELLY SVCS CL A   ##|ICBX|INSTINET, LLC|23704
KELYA|KELLY SVCS CL A   ##|IEQY|CITADEL SECURITIES LLC|29672
KELYA|KELLY SVCS CL A   ##|INCA|INSTINET, LLC|294098
KELYA|KELLY SVCS CL A   ##|INJX|INSTINET, LLC|10014
KELYA|KELLY SVCS CL A   ##|ITGI|ITG Inc.|41508
KELYA|KELLY SVCS CL A   ##|ITGP|ITG INC.|49200
KELYA|KELLY SVCS CL A   ##|JANY|Janney Montgomery Scott Inc.|100
KELYA|KELLY SVCS CL A   ##|JEFF|JEFFERIES LLC|20625
KELYA|KELLY SVCS CL A   ##|JMPT|JUMP TRADING, LLC|12353
KELYA|KELLY SVCS CL A   ##|JPBX|J.P. MORGAN SECURITIES LLC|3464
KELYA|KELLY SVCS CL A   ##|JPMX|J.P. Morgan Securities LLC|58503
KELYA|KELLY SVCS CL A   ##|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
KELYA|KELLY SVCS CL A   ##|JSJX|JANE STREET CAPITAL LLC|1624
KELYA|KELLY SVCS CL A   ##|KCGM|VIRTU Americas LLC|8400
KELYA|KELLY SVCS CL A   ##|LEHM|Barclays Capital Inc./Le|274103
KELYA|KELLY SVCS CL A   ##|LIME|Lime Brokerage LLC|106746
KELYA|KELLY SVCS CL A   ##|LSCI|Lek Securities Corporation|10
KELYA|KELLY SVCS CL A   ##|MAXM|Maxim Group LLC|3347
KELYA|KELLY SVCS CL A   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14582
KELYA|KELLY SVCS CL A   ##|MOTF|MOTIF INVESTING, INC.|2
KELYA|KELLY SVCS CL A   ##|MSCO|MORGAN STANLEY & CO. LLC|531610
KELYA|KELLY SVCS CL A   ##|MSPL|MORGAN STANLEY & CO. LLC|53800
KELYA|KELLY SVCS CL A   ##|MSTX|MORGAN STANLEY & CO. LLC|17800
KELYA|KELLY SVCS CL A   ##|NFSC|National Financial Services LLC|41173
KELYA|KELLY SVCS CL A   ##|NITE|VIRTU Americas LLC|102022
KELYA|KELLY SVCS CL A   ##|NITP|VIRTU Americas LLC|1430
KELYA|KELLY SVCS CL A   ##|NQRB|Brut, LLC|8882
KELYA|KELLY SVCS CL A   ##|PCFF|Pacific International Securities Inc./CDS|13
KELYA|KELLY SVCS CL A   ##|PDQM|CODA MARKETS, INC.|42660
KELYA|KELLY SVCS CL A   ##|PHLY|NASDAQ Execution Services, LLC|1000
KELYA|KELLY SVCS CL A   ##|RAJA|Raymond James & Associates, Inc.|2628
KELYA|KELLY SVCS CL A   ##|RBCM|RBC CAPITAL MARKETS, LLC|508
KELYA|KELLY SVCS CL A   ##|RGLD|Regal Securities, Inc|100
KELYA|KELLY SVCS CL A   ##|SAGL|SAGETRADER, LLC|5177
KELYA|KELLY SVCS CL A   ##|SAGW|SAGETRADER, LLC|65
KELYA|KELLY SVCS CL A   ##|SBSH|Citigroup Global Markets Inc.|63343
KELYA|KELLY SVCS CL A   ##|SEIC|SEI Investments Distribution Co.|100
KELYA|KELLY SVCS CL A   ##|SGMT|GOLDMAN SACHS & CO. LLC|15157
KELYA|KELLY SVCS CL A   ##|SPDR|SPEEDROUTE LLC|1100
KELYA|KELLY SVCS CL A   ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|197
KELYA|KELLY SVCS CL A   ##|STFL|Stifel, Nicolaus & Company, Incorporated|1
KELYA|KELLY SVCS CL A   ##|SWIM|TD Ameritrade, Inc.|350
KELYA|KELLY SVCS CL A   ##|SWST|Hilltop Securities Inc.|90
KELYA|KELLY SVCS CL A   ##|TKNG|ALLY INVEST SECURITIES LLC|382
KELYA|KELLY SVCS CL A   ##|TRBT|Tradebot Systems, Inc.|65916
KELYA|KELLY SVCS CL A   ##|TRCM|TRC MARKETS LLC|40862
KELYA|KELLY SVCS CL A   ##|UBSA|UBS SECURITIES LLC|147698
KELYA|KELLY SVCS CL A   ##|UBSS|UBS Securities LLC|362970
KELYA|KELLY SVCS CL A   ##|VALX|VIRTU AMERICAS LLC|7101
KELYA|KELLY SVCS CL A   ##|VGRD|Vanguard Marketing Corporation|1549
KELYA|KELLY SVCS CL A   ##|WBPX|SUMMIT SECURITIES GROUP, LLC|100
KELYA|KELLY SVCS CL A   ##|WCHV|WELLS FARGO SECURITIES, LLC|31657
KELYA|KELLY SVCS CL A   ##|WEDB|WEDBUSH SECURITIES INC.|672
KELYA|KELLY SVCS CL A   ##|WEED|Weeden & Co.L.P.|11199
KELYA|KELLY SVCS CL A   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|231
KELYA|KELLY SVCS CL A   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1698
KELYA|KELLY SVCS CL A   ##|WGIF|CIBC World Markets Inc.|260
KELYA|KELLY SVCS CL A   ##|WSEA|WOLVERINE SECURITIES, LLC|330
KELYA|KELLY SVCS CL A   ##|XIST|INSTINET, LLC|11388
KELYA|KELLY SVCS CL A   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|7300
KELYA|KELLY SVCS CL A   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1073
KELYA|KELLY SVCS CL A   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|973
KELYB|KELLY SERVICES CL ##|CANT|Cantor Fitzgerald & Co.|100
KELYB|KELLY SERVICES CL ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|135
KELYB|KELLY SERVICES CL ##|FTBR|Foliofn Investments, Inc.|27
KELYB|KELLY SERVICES CL ##|IBKR|Interactive Brokers Llc|500
KELYB|KELLY SERVICES CL ##|INCA|INSTINET, LLC|400
KELYB|KELLY SERVICES CL ##|NITE|VIRTU Americas LLC|235
KELYB|KELLY SERVICES CL ##|UBSS|UBS Securities LLC|100
KELYB|KELLY SERVICES CL ##|WCHV|WELLS FARGO SECURITIES, LLC|100
KELYB|KELLY SERVICES CL ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
KEM|KEMET CORP NEW|AGIS|Aegis Capital Corp.|10038
KEM|KEMET CORP NEW|ALTX|Alternet Securities Inc.|14477
KEM|KEMET CORP NEW|APCC|Apex Clearing Corporation|4878
KEM|KEMET CORP NEW|AQUA|AQUA SECURITIES L.P.|6000
KEM|KEMET CORP NEW|BANK|Primevest Financial Services, Inc.|250
KEM|KEMET CORP NEW|BARD|Robert W. Baird & Co. Incorporated|17065
KEM|KEMET CORP NEW|BATM|CBOE TRADING, INC.|12947
KEM|KEMET CORP NEW|BAYT|BTIG, LLC|1630
KEM|KEMET CORP NEW|BBNT|BB&T SECURITIES, LLC|1080
KEM|KEMET CORP NEW|BERN|Sanford C. Bernstein & Co., LLC|118106
KEM|KEMET CORP NEW|BIAD|SAGETRADER, LLC|56
KEM|KEMET CORP NEW|BIDS|BIDS TRADING L.P.|5100
KEM|KEMET CORP NEW|BIMI|Banca IMI Securities Corp.|1800
KEM|KEMET CORP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48027
KEM|KEMET CORP NEW|BLKX|INSTINET, LLC|134000
KEM|KEMET CORP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|14134
KEM|KEMET CORP NEW|BRVL|BLAYLOCK VAN, LLC|500
KEM|KEMET CORP NEW|BTIG|BTIG, LLC|1000
KEM|KEMET CORP NEW|BUCK|The Buckingham Research Group Incorporated|98202
KEM|KEMET CORP NEW|BYXM|CBOE TRADING, INC.|1001
KEM|KEMET CORP NEW|BZYD|GOLDMAN SACHS & CO. LLC|1402
KEM|KEMET CORP NEW|CANT|Cantor Fitzgerald & Co.|2982
KEM|KEMET CORP NEW|CBLC|CITIGROUP GLOBAL MARKETS INC.|17200
KEM|KEMET CORP NEW|CHAS|Charles Schwab & Co., Inc.|13524
KEM|KEMET CORP NEW|CICF|Canaccord Genuity Corp.|2900
KEM|KEMET CORP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106251
KEM|KEMET CORP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
KEM|KEMET CORP NEW|CRFN|ROBINHOOD FINANCIAL, LLC|1
KEM|KEMET CORP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|539771
KEM|KEMET CORP NEW|CTDL|Citadel Derivatives Group Llc|32777
KEM|KEMET CORP NEW|CTLR|CUTLER GROUP, LP|10194
KEM|KEMET CORP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|59124
KEM|KEMET CORP NEW|DADA|D.A. Davidson & Co.|1200
KEM|KEMET CORP NEW|DBAB|Deutsche Bank Securities Inc.|177110
KEM|KEMET CORP NEW|DBAX|Deutsche Bank Securities Inc.|270000
KEM|KEMET CORP NEW|DBUL|Deutsche Bank Securities Inc.|4326
KEM|KEMET CORP NEW|DEAN|MORGAN STANLEY|4170
KEM|KEMET CORP NEW|DEGS|RONIN PROFESSIONAL LLC|7375
KEM|KEMET CORP NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|42144
KEM|KEMET CORP NEW|EBXL|EBX LLC|192000
KEM|KEMET CORP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|33474
KEM|KEMET CORP NEW|EDJO|Edward D. Jones & Co., L.P.|3406
KEM|KEMET CORP NEW|EGAM|CBOE TRADING, INC.|29795
KEM|KEMET CORP NEW|EGAW|CBOE TRADING, INC.|200
KEM|KEMET CORP NEW|EGMT|EG MARKET TECHNOLOGIES LLC|500
KEM|KEMET CORP NEW|EGXM|CBOE TRADING, INC.|15975
KEM|KEMET CORP NEW|EGXW|CBOE TRADING, INC.|190
KEM|KEMET CORP NEW|ETBE|Electronic Transaction Clearing, Inc.|16854
KEM|KEMET CORP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16415
KEM|KEMET CORP NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|558
KEM|KEMET CORP NEW|ETRS|E*Trade Securities LLC|386642
KEM|KEMET CORP NEW|FBSB|U.S. Bancorp Investments, Inc.|235
KEM|KEMET CORP NEW|FFSI|Firstrade Securities Inc.|100
KEM|KEMET CORP NEW|FILL|Tradestation Securities, Inc.|27044
KEM|KEMET CORP NEW|FMAF|NBCN Inc./ CDS|22276
KEM|KEMET CORP NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8148
KEM|KEMET CORP NEW|FQLS|Quantlab Securities LP|199638
KEM|KEMET CORP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87252
KEM|KEMET CORP NEW|FTBR|Foliofn Investments, Inc.|24878
KEM|KEMET CORP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|17138
KEM|KEMET CORP NEW|GLIS|TD Securities Inc|7364
KEM|KEMET CORP NEW|GLPX|ACS EXECUTION SERVICES, LLC|162454
KEM|KEMET CORP NEW|GSCO|GOLDMAN SACHS & CO. LLC|950182
KEM|KEMET CORP NEW|GSCS|GOLDMAN SACHS & CO. LLC|15638
KEM|KEMET CORP NEW|GSLT|GOLDMAN SACHS & CO. LLC|7660
KEM|KEMET CORP NEW|GTSZ|GTS SECURITIES LLC|114878
KEM|KEMET CORP NEW|HASF|Haywood Securities Inc./CDS|600
KEM|KEMET CORP NEW|HRBF|American Enterprise Investment Services Inc.|9357
KEM|KEMET CORP NEW|HSBC|HSBC Securities, Inc.|299
KEM|KEMET CORP NEW|IATS|INTERACTIVE BROKERS LLC|41064
KEM|KEMET CORP NEW|IBKR|Interactive Brokers Llc|101001
KEM|KEMET CORP NEW|ICBX|INSTINET, LLC|78798
KEM|KEMET CORP NEW|IEQY|CITADEL SECURITIES LLC|59138
KEM|KEMET CORP NEW|IMPC|Imperial Capital, LLC|1000
KEM|KEMET CORP NEW|INCA|INSTINET, LLC|145658
KEM|KEMET CORP NEW|INJX|INSTINET, LLC|10261
KEM|KEMET CORP NEW|ITGI|ITG Inc.|55606
KEM|KEMET CORP NEW|ITGP|ITG INC.|148200
KEM|KEMET CORP NEW|JANY|Janney Montgomery Scott Inc.|5716
KEM|KEMET CORP NEW|JEFF|JEFFERIES LLC|91235
KEM|KEMET CORP NEW|JMPT|JUMP TRADING, LLC|47285
KEM|KEMET CORP NEW|JONE|JonesTrading|10400
KEM|KEMET CORP NEW|JPBX|J.P. MORGAN SECURITIES LLC|58110
KEM|KEMET CORP NEW|JPMX|J.P. Morgan Securities LLC|430378
KEM|KEMET CORP NEW|JSJX|JANE STREET CAPITAL LLC|16391
KEM|KEMET CORP NEW|KCGM|VIRTU Americas LLC|61067
KEM|KEMET CORP NEW|LEHM|Barclays Capital Inc./Le|620161
KEM|KEMET CORP NEW|LIME|Lime Brokerage LLC|35081
KEM|KEMET CORP NEW|LOOP|Loop Capital Markets LLC|200
KEM|KEMET CORP NEW|LQNA|LIQUIDNET, INC.|40900
KEM|KEMET CORP NEW|LQNB|LIQUIDNET, INC.|10000
KEM|KEMET CORP NEW|LSCI|Lek Securities Corporation|548
KEM|KEMET CORP NEW|LTCO|Ladenburg, Thalmann & Co., Inc.|3000
KEM|KEMET CORP NEW|LVMR|LIVERMORE TRADING GROUP, INC.|6100
KEM|KEMET CORP NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
KEM|KEMET CORP NEW|MACQ|Macquarie Capital (USA) Inc.|8795
KEM|KEMET CORP NEW|MAXM|Maxim Group LLC|700
KEM|KEMET CORP NEW|MBTS|ALLY INVEST SECURITIES LLC|3584
KEM|KEMET CORP NEW|MKMP|MKM Partners LLC|1800
KEM|KEMET CORP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|152588
KEM|KEMET CORP NEW|MOTF|MOTIF INVESTING, INC.|9
KEM|KEMET CORP NEW|MSCO|MORGAN STANLEY & CO. LLC|1438484
KEM|KEMET CORP NEW|MSPL|MORGAN STANLEY & CO. LLC|424100
KEM|KEMET CORP NEW|MSTX|MORGAN STANLEY & CO. LLC|240700
KEM|KEMET CORP NEW|MULL|MARK J. MULLER EQUITIES, INC.|1850
KEM|KEMET CORP NEW|NATL|National Securities Corporation|17200
KEM|KEMET CORP NEW|NFSC|National Financial Services LLC|1122905
KEM|KEMET CORP NEW|NITE|VIRTU Americas LLC|1685800
KEM|KEMET CORP NEW|NITP|VIRTU Americas LLC|300
KEM|KEMET CORP NEW|NORT|Northland Securities, Inc.|24188
KEM|KEMET CORP NEW|NQRB|Brut, LLC|9202
KEM|KEMET CORP NEW|NTBF|BMO Nesbitt Burns Inc./CDS|2261
KEM|KEMET CORP NEW|NTRC|Northern Trust Securities, Inc.|129
KEM|KEMET CORP NEW|OPCO|Oppenheimer & Co. Inc.|2615
KEM|KEMET CORP NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|631
KEM|KEMET CORP NEW|PCFF|Pacific International Securities Inc./CDS|100
KEM|KEMET CORP NEW|PCPT|PHILLIP CAPITAL INC.|336
KEM|KEMET CORP NEW|PDQM|CODA MARKETS, INC.|106706
KEM|KEMET CORP NEW|PHLY|NASDAQ Execution Services, LLC|7000
KEM|KEMET CORP NEW|PIPR|Piper Jaffray & Co.|104
KEM|KEMET CORP NEW|PWJC|UBS Financial Services, Inc.|9000
KEM|KEMET CORP NEW|QMSR|QUATTRO M SECURITIES INC.|3110
KEM|KEMET CORP NEW|RBCM|RBC CAPITAL MARKETS, LLC|27403
KEM|KEMET CORP NEW|RGLD|Regal Securities, Inc|200
KEM|KEMET CORP NEW|RHCO|Suntrust Robinson Humphrey, Inc.|3800
KEM|KEMET CORP NEW|SAGL|SAGETRADER, LLC|13081
KEM|KEMET CORP NEW|SAGW|SAGETRADER, LLC|86
KEM|KEMET CORP NEW|SALI|INTL FCSTONE FINANCIAL INC.|6525
KEM|KEMET CORP NEW|SBSH|Citigroup Global Markets Inc.|87497
KEM|KEMET CORP NEW|SGMT|GOLDMAN SACHS & CO. LLC|128831
KEM|KEMET CORP NEW|SOGO|Wang Investment Associates, Inc.|75
KEM|KEMET CORP NEW|SPDR|SPEEDROUTE LLC|14991
KEM|KEMET CORP NEW|SPHN|Stephens Inc.|534
KEM|KEMET CORP NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|6048
KEM|KEMET CORP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|9346
KEM|KEMET CORP NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1903
KEM|KEMET CORP NEW|SWIM|TD Ameritrade, Inc.|321528
KEM|KEMET CORP NEW|SWST|Hilltop Securities Inc.|40745
KEM|KEMET CORP NEW|TKNG|ALLY INVEST SECURITIES LLC|16139
KEM|KEMET CORP NEW|TOUR|TOURMALINE PARTNERS, LLC|100
KEM|KEMET CORP NEW|TRBT|Tradebot Systems, Inc.|179456
KEM|KEMET CORP NEW|TRCM|TRC MARKETS LLC|89243
KEM|KEMET CORP NEW|TWTT|TASTYWORKS, INC.|664
KEM|KEMET CORP NEW|UBSA|UBS SECURITIES LLC|636131
KEM|KEMET CORP NEW|UBSS|UBS Securities LLC|710430
KEM|KEMET CORP NEW|VALX|VIRTU AMERICAS LLC|22588
KEM|KEMET CORP NEW|VGRD|Vanguard Marketing Corporation|74025
KEM|KEMET CORP NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
KEM|KEMET CORP NEW|WCHV|WELLS FARGO SECURITIES, LLC|333131
KEM|KEMET CORP NEW|WEDB|WEDBUSH SECURITIES INC.|4963
KEM|KEMET CORP NEW|WEED|Weeden & Co.L.P.|7400
KEM|KEMET CORP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36226
KEM|KEMET CORP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|58964
KEM|KEMET CORP NEW|WGIF|CIBC World Markets Inc.|2251
KEM|KEMET CORP NEW|WSAG|WALL STREET ACCESS|261
KEM|KEMET CORP NEW|WSEA|WOLVERINE SECURITIES, LLC|41851
KEM|KEMET CORP NEW|XIST|INSTINET, LLC|136750
KEM|KEMET CORP NEW|XPQR|Jump Trading|1000
KEM|KEMET CORP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|228422
KEM|KEMET CORP NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|7035
KEM|KEMET CORP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5064
KEMP|KRANESHARES FTSE EMR|APCC|Apex Clearing Corporation|1
KEMP|KRANESHARES FTSE EMR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
KEMP|KRANESHARES FTSE EMR|ETRS|E*Trade Securities LLC|200
KEMP|KRANESHARES FTSE EMR|JSJX|JANE STREET CAPITAL LLC|280
KEMP|KRANESHARES FTSE EMR|NFSC|National Financial Services LLC|180
KEMP|KRANESHARES FTSE EMR|NITE|VIRTU Americas LLC|286
KEMP|KRANESHARES FTSE EMR|WSEA|WOLVERINE SECURITIES, LLC|1
KEMQ|KRANESHARES EMERGING|APCC|Apex Clearing Corporation|435
KEMQ|KRANESHARES EMERGING|BTIG|BTIG, LLC|571
KEMQ|KRANESHARES EMERGING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
KEMQ|KRANESHARES EMERGING|DBAX|Deutsche Bank Securities Inc.|4000
KEMQ|KRANESHARES EMERGING|DEAN|MORGAN STANLEY|75
KEMQ|KRANESHARES EMERGING|EBXL|EBX LLC|600
KEMQ|KRANESHARES EMERGING|EGAM|CBOE TRADING, INC.|100
KEMQ|KRANESHARES EMERGING|EGXM|CBOE TRADING, INC.|210
KEMQ|KRANESHARES EMERGING|ETCB|ETC BROKERAGE SERVICES, LLC|173
KEMQ|KRANESHARES EMERGING|ETRS|E*Trade Securities LLC|9426
KEMQ|KRANESHARES EMERGING|FILL|Tradestation Securities, Inc.|465
KEMQ|KRANESHARES EMERGING|FTBR|Foliofn Investments, Inc.|73
KEMQ|KRANESHARES EMERGING|GSLT|GOLDMAN SACHS & CO. LLC|4302
KEMQ|KRANESHARES EMERGING|GTSZ|GTS SECURITIES LLC|100
KEMQ|KRANESHARES EMERGING|HRBF|American Enterprise Investment Services Inc.|629
KEMQ|KRANESHARES EMERGING|IATS|INTERACTIVE BROKERS LLC|700
KEMQ|KRANESHARES EMERGING|IBKR|Interactive Brokers Llc|2218
KEMQ|KRANESHARES EMERGING|ICBX|INSTINET, LLC|100
KEMQ|KRANESHARES EMERGING|INCA|INSTINET, LLC|2800
KEMQ|KRANESHARES EMERGING|JPMX|J.P. Morgan Securities LLC|200
KEMQ|KRANESHARES EMERGING|JSEB|JANE STREET EXECUTION SERVICES, LLC|20888
KEMQ|KRANESHARES EMERGING|JSJX|JANE STREET CAPITAL LLC|72213
KEMQ|KRANESHARES EMERGING|KCGM|VIRTU Americas LLC|664
KEMQ|KRANESHARES EMERGING|LEHM|Barclays Capital Inc./Le|4200
KEMQ|KRANESHARES EMERGING|LIME|Lime Brokerage LLC|6351
KEMQ|KRANESHARES EMERGING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7520
KEMQ|KRANESHARES EMERGING|MSCO|MORGAN STANLEY & CO. LLC|5182
KEMQ|KRANESHARES EMERGING|NFSC|National Financial Services LLC|60536
KEMQ|KRANESHARES EMERGING|NITE|VIRTU Americas LLC|35540
KEMQ|KRANESHARES EMERGING|NITP|VIRTU Americas LLC|400
KEMQ|KRANESHARES EMERGING|NTRC|Northern Trust Securities, Inc.|200
KEMQ|KRANESHARES EMERGING|OPCO|Oppenheimer & Co. Inc.|38
KEMQ|KRANESHARES EMERGING|PWJC|UBS Financial Services, Inc.|430
KEMQ|KRANESHARES EMERGING|RGLD|Regal Securities, Inc|50
KEMQ|KRANESHARES EMERGING|SBSH|Citigroup Global Markets Inc.|300
KEMQ|KRANESHARES EMERGING|SGMT|GOLDMAN SACHS & CO. LLC|300
KEMQ|KRANESHARES EMERGING|SPDR|SPEEDROUTE LLC|600
KEMQ|KRANESHARES EMERGING|SWIM|TD Ameritrade, Inc.|5432
KEMQ|KRANESHARES EMERGING|UBSA|UBS SECURITIES LLC|7064
KEMQ|KRANESHARES EMERGING|UBSS|UBS Securities LLC|39561
KEMQ|KRANESHARES EMERGING|VGRD|Vanguard Marketing Corporation|5896
KEMQ|KRANESHARES EMERGING|WCHV|WELLS FARGO SECURITIES, LLC|2976
KEMQ|KRANESHARES EMERGING|WSEA|WOLVERINE SECURITIES, LLC|198
KEMQ|KRANESHARES EMERGING|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
KEMQ|KRANESHARES EMERGING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
KEN|KENON HOLDINGS LTD.|APCC|Apex Clearing Corporation|12
KEN|KENON HOLDINGS LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|213
KEN|KENON HOLDINGS LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
KEN|KENON HOLDINGS LTD.|ETRS|E*Trade Securities LLC|571
KEN|KENON HOLDINGS LTD.|FTBR|Foliofn Investments, Inc.|4
KEN|KENON HOLDINGS LTD.|IATS|INTERACTIVE BROKERS LLC|29
KEN|KENON HOLDINGS LTD.|IBKR|Interactive Brokers Llc|750
KEN|KENON HOLDINGS LTD.|ITGP|ITG INC.|200
KEN|KENON HOLDINGS LTD.|KCGM|VIRTU Americas LLC|200
KEN|KENON HOLDINGS LTD.|LIME|Lime Brokerage LLC|214
KEN|KENON HOLDINGS LTD.|MSCO|MORGAN STANLEY & CO. LLC|645
KEN|KENON HOLDINGS LTD.|NFSC|National Financial Services LLC|227
KEN|KENON HOLDINGS LTD.|NITE|VIRTU Americas LLC|10091
KEN|KENON HOLDINGS LTD.|OPCO|Oppenheimer & Co. Inc.|1200
KEN|KENON HOLDINGS LTD.|SGMT|GOLDMAN SACHS & CO. LLC|300
KEN|KENON HOLDINGS LTD.|SPTD|MINT GLOBAL MARKETS, INC.|100
KEN|KENON HOLDINGS LTD.|SWIM|TD Ameritrade, Inc.|2699
KEN|KENON HOLDINGS LTD.|UBSA|UBS SECURITIES LLC|2200
KEN|KENON HOLDINGS LTD.|UBSS|UBS Securities LLC|1401
KEN|KENON HOLDINGS LTD.|WSEA|WOLVERINE SECURITIES, LLC|35
KEP|KOREA ELECTRIC PW CP|ALTX|Alternet Securities Inc.|3900
KEP|KOREA ELECTRIC PW CP|APCC|Apex Clearing Corporation|89
KEP|KOREA ELECTRIC PW CP|BATM|CBOE TRADING, INC.|1763
KEP|KOREA ELECTRIC PW CP|BERN|Sanford C. Bernstein & Co., LLC|32622
KEP|KOREA ELECTRIC PW CP|BIMI|Banca IMI Securities Corp.|2624
KEP|KOREA ELECTRIC PW CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4069
KEP|KOREA ELECTRIC PW CP|BNPX|BNP PARIBAS SECURITIES CORP.|48
KEP|KOREA ELECTRIC PW CP|BYXM|CBOE TRADING, INC.|100
KEP|KOREA ELECTRIC PW CP|BZYD|GOLDMAN SACHS & CO. LLC|300
KEP|KOREA ELECTRIC PW CP|CLSA|CLSA AMERICAS, LLC|973564
KEP|KOREA ELECTRIC PW CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1963
KEP|KOREA ELECTRIC PW CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
KEP|KOREA ELECTRIC PW CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109639
KEP|KOREA ELECTRIC PW CP|CTDL|Citadel Derivatives Group Llc|3501
KEP|KOREA ELECTRIC PW CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8120
KEP|KOREA ELECTRIC PW CP|DBAB|Deutsche Bank Securities Inc.|40855
KEP|KOREA ELECTRIC PW CP|DBAX|Deutsche Bank Securities Inc.|99200
KEP|KOREA ELECTRIC PW CP|DBUL|Deutsche Bank Securities Inc.|1000
KEP|KOREA ELECTRIC PW CP|DEAN|MORGAN STANLEY|7048
KEP|KOREA ELECTRIC PW CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
KEP|KOREA ELECTRIC PW CP|EBXL|EBX LLC|70500
KEP|KOREA ELECTRIC PW CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1530
KEP|KOREA ELECTRIC PW CP|EGAM|CBOE TRADING, INC.|2199
KEP|KOREA ELECTRIC PW CP|EGXM|CBOE TRADING, INC.|5200
KEP|KOREA ELECTRIC PW CP|ESPO|ESPOSITO SECURITIES, LLC|1018
KEP|KOREA ELECTRIC PW CP|ETBE|Electronic Transaction Clearing, Inc.|900
KEP|KOREA ELECTRIC PW CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
KEP|KOREA ELECTRIC PW CP|ETRS|E*Trade Securities LLC|14410
KEP|KOREA ELECTRIC PW CP|FILL|Tradestation Securities, Inc.|200
KEP|KOREA ELECTRIC PW CP|FMAF|NBCN Inc./ CDS|200
KEP|KOREA ELECTRIC PW CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43791
KEP|KOREA ELECTRIC PW CP|FTBR|Foliofn Investments, Inc.|882
KEP|KOREA ELECTRIC PW CP|GLIS|TD Securities Inc|46
KEP|KOREA ELECTRIC PW CP|GLPX|ACS EXECUTION SERVICES, LLC|2496
KEP|KOREA ELECTRIC PW CP|GSCO|GOLDMAN SACHS & CO. LLC|115748
KEP|KOREA ELECTRIC PW CP|GSLT|GOLDMAN SACHS & CO. LLC|1473
KEP|KOREA ELECTRIC PW CP|GTSZ|GTS SECURITIES LLC|4771
KEP|KOREA ELECTRIC PW CP|HRBF|American Enterprise Investment Services Inc.|18022
KEP|KOREA ELECTRIC PW CP|HSBC|HSBC Securities, Inc.|200
KEP|KOREA ELECTRIC PW CP|IATS|INTERACTIVE BROKERS LLC|10424
KEP|KOREA ELECTRIC PW CP|IBKR|Interactive Brokers Llc|7095
KEP|KOREA ELECTRIC PW CP|ICBX|INSTINET, LLC|19038
KEP|KOREA ELECTRIC PW CP|INCA|INSTINET, LLC|65217
KEP|KOREA ELECTRIC PW CP|INTL|INTL FCSTONE FINANCIAL INC.|217
KEP|KOREA ELECTRIC PW CP|ITGI|ITG Inc.|14526
KEP|KOREA ELECTRIC PW CP|ITGP|ITG INC.|40600
KEP|KOREA ELECTRIC PW CP|JEFF|JEFFERIES LLC|1591
KEP|KOREA ELECTRIC PW CP|JMPT|JUMP TRADING, LLC|875
KEP|KOREA ELECTRIC PW CP|JPBX|J.P. MORGAN SECURITIES LLC|6212
KEP|KOREA ELECTRIC PW CP|JPMX|J.P. Morgan Securities LLC|277209
KEP|KOREA ELECTRIC PW CP|JSJX|JANE STREET CAPITAL LLC|23
KEP|KOREA ELECTRIC PW CP|KCGM|VIRTU Americas LLC|3985
KEP|KOREA ELECTRIC PW CP|LEHM|Barclays Capital Inc./Le|88776
KEP|KOREA ELECTRIC PW CP|LIME|Lime Brokerage LLC|19246
KEP|KOREA ELECTRIC PW CP|LSCI|Lek Securities Corporation|520
KEP|KOREA ELECTRIC PW CP|MACQ|Macquarie Capital (USA) Inc.|121700
KEP|KOREA ELECTRIC PW CP|MCMF|Raymond James Ltd. Cds|285
KEP|KOREA ELECTRIC PW CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98900
KEP|KOREA ELECTRIC PW CP|MOTF|MOTIF INVESTING, INC.|2
KEP|KOREA ELECTRIC PW CP|MSCO|MORGAN STANLEY & CO. LLC|277680
KEP|KOREA ELECTRIC PW CP|MSPL|MORGAN STANLEY & CO. LLC|413600
KEP|KOREA ELECTRIC PW CP|MSTX|MORGAN STANLEY & CO. LLC|2000
KEP|KOREA ELECTRIC PW CP|NFSC|National Financial Services LLC|58035
KEP|KOREA ELECTRIC PW CP|NITE|VIRTU Americas LLC|200393
KEP|KOREA ELECTRIC PW CP|NITP|VIRTU Americas LLC|100
KEP|KOREA ELECTRIC PW CP|NMRA|Nomura Securities International, Inc.|200400
KEP|KOREA ELECTRIC PW CP|NQRB|Brut, LLC|500
KEP|KOREA ELECTRIC PW CP|NTBF|BMO Nesbitt Burns Inc./CDS|1517
KEP|KOREA ELECTRIC PW CP|OPCO|Oppenheimer & Co. Inc.|730
KEP|KOREA ELECTRIC PW CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|30
KEP|KOREA ELECTRIC PW CP|PDQM|CODA MARKETS, INC.|2595
KEP|KOREA ELECTRIC PW CP|PWJC|UBS Financial Services, Inc.|2266
KEP|KOREA ELECTRIC PW CP|RBCM|RBC CAPITAL MARKETS, LLC|124
KEP|KOREA ELECTRIC PW CP|SBSH|Citigroup Global Markets Inc.|50305
KEP|KOREA ELECTRIC PW CP|SEIC|SEI Investments Distribution Co.|100
KEP|KOREA ELECTRIC PW CP|SGMT|GOLDMAN SACHS & CO. LLC|19799
KEP|KOREA ELECTRIC PW CP|SPDR|SPEEDROUTE LLC|600
KEP|KOREA ELECTRIC PW CP|STFL|Stifel, Nicolaus & Company, Incorporated|700
KEP|KOREA ELECTRIC PW CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1900
KEP|KOREA ELECTRIC PW CP|SWIM|TD Ameritrade, Inc.|13050
KEP|KOREA ELECTRIC PW CP|SWST|Hilltop Securities Inc.|56
KEP|KOREA ELECTRIC PW CP|TAGC|TELSEY ADVISORY GROUP LLC|2000
KEP|KOREA ELECTRIC PW CP|TKNG|ALLY INVEST SECURITIES LLC|2018
KEP|KOREA ELECTRIC PW CP|TRBT|Tradebot Systems, Inc.|22884
KEP|KOREA ELECTRIC PW CP|TRCM|TRC MARKETS LLC|3918
KEP|KOREA ELECTRIC PW CP|UBSA|UBS SECURITIES LLC|322920
KEP|KOREA ELECTRIC PW CP|UBSS|UBS Securities LLC|346312
KEP|KOREA ELECTRIC PW CP|VALX|VIRTU AMERICAS LLC|12918
KEP|KOREA ELECTRIC PW CP|VGRD|Vanguard Marketing Corporation|4984
KEP|KOREA ELECTRIC PW CP|VSIN|Vision Financial Markets Llc|10
KEP|KOREA ELECTRIC PW CP|WBLR|WILLIAM BLAIR|33
KEP|KOREA ELECTRIC PW CP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
KEP|KOREA ELECTRIC PW CP|WCHV|WELLS FARGO SECURITIES, LLC|6632
KEP|KOREA ELECTRIC PW CP|WEDB|WEDBUSH SECURITIES INC.|275
KEP|KOREA ELECTRIC PW CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2915
KEP|KOREA ELECTRIC PW CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1868
KEP|KOREA ELECTRIC PW CP|WGIF|CIBC World Markets Inc.|850
KEP|KOREA ELECTRIC PW CP|WSEA|WOLVERINE SECURITIES, LLC|284
KEP|KOREA ELECTRIC PW CP|XIST|INSTINET, LLC|25400
KEP|KOREA ELECTRIC PW CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|25530
KEP|KOREA ELECTRIC PW CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1
KEP|KOREA ELECTRIC PW CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1013
KEQU|KEWAUNEE SCIENTIFI##|BATM|CBOE TRADING, INC.|355
KEQU|KEWAUNEE SCIENTIFI##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2257
KEQU|KEWAUNEE SCIENTIFI##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1270
KEQU|KEWAUNEE SCIENTIFI##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
KEQU|KEWAUNEE SCIENTIFI##|DBAX|Deutsche Bank Securities Inc.|300
KEQU|KEWAUNEE SCIENTIFI##|DEAN|MORGAN STANLEY|66
KEQU|KEWAUNEE SCIENTIFI##|DEGS|RONIN PROFESSIONAL LLC|400
KEQU|KEWAUNEE SCIENTIFI##|ETRS|E*Trade Securities LLC|3197
KEQU|KEWAUNEE SCIENTIFI##|FBCO|Credit Suisse Securities (USA) LLC|1287
KEQU|KEWAUNEE SCIENTIFI##|FOMA|TD AMERITRADE CLEARING, INC.|13846
KEQU|KEWAUNEE SCIENTIFI##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10
KEQU|KEWAUNEE SCIENTIFI##|FTBR|Foliofn Investments, Inc.|456
KEQU|KEWAUNEE SCIENTIFI##|GEBB|GLOBAL EXECUTION BROKERS, LP|115
KEQU|KEWAUNEE SCIENTIFI##|GSCO|GOLDMAN SACHS & CO. LLC|2
KEQU|KEWAUNEE SCIENTIFI##|GTSZ|GTS SECURITIES LLC|302
KEQU|KEWAUNEE SCIENTIFI##|IBKR|Interactive Brokers Llc|7264
KEQU|KEWAUNEE SCIENTIFI##|ICBX|INSTINET, LLC|300
KEQU|KEWAUNEE SCIENTIFI##|INCA|INSTINET, LLC|706
KEQU|KEWAUNEE SCIENTIFI##|ITGI|ITG Inc.|8138
KEQU|KEWAUNEE SCIENTIFI##|ITGP|ITG INC.|12000
KEQU|KEWAUNEE SCIENTIFI##|KCGM|VIRTU Americas LLC|100
KEQU|KEWAUNEE SCIENTIFI##|LEHM|Barclays Capital Inc./Le|208
KEQU|KEWAUNEE SCIENTIFI##|LIME|Lime Brokerage LLC|7918
KEQU|KEWAUNEE SCIENTIFI##|LIWE|LIME BROKERAGE LLC|400
KEQU|KEWAUNEE SCIENTIFI##|LSCI|Lek Securities Corporation|24
KEQU|KEWAUNEE SCIENTIFI##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3218
KEQU|KEWAUNEE SCIENTIFI##|MSCO|MORGAN STANLEY & CO. LLC|3224
KEQU|KEWAUNEE SCIENTIFI##|MSPL|MORGAN STANLEY & CO. LLC|100
KEQU|KEWAUNEE SCIENTIFI##|NFSC|National Financial Services LLC|4488
KEQU|KEWAUNEE SCIENTIFI##|NITE|VIRTU Americas LLC|11080
KEQU|KEWAUNEE SCIENTIFI##|NQRB|Brut, LLC|21
KEQU|KEWAUNEE SCIENTIFI##|PDQM|CODA MARKETS, INC.|401
KEQU|KEWAUNEE SCIENTIFI##|RBCM|RBC CAPITAL MARKETS, LLC|2006
KEQU|KEWAUNEE SCIENTIFI##|SGMT|GOLDMAN SACHS & CO. LLC|501
KEQU|KEWAUNEE SCIENTIFI##|SPDR|SPEEDROUTE LLC|1246
KEQU|KEWAUNEE SCIENTIFI##|STFL|Stifel, Nicolaus & Company, Incorporated|2900
KEQU|KEWAUNEE SCIENTIFI##|SWIM|TD Ameritrade, Inc.|4625
KEQU|KEWAUNEE SCIENTIFI##|TKNG|ALLY INVEST SECURITIES LLC|25
KEQU|KEWAUNEE SCIENTIFI##|TRCM|TRC MARKETS LLC|1812
KEQU|KEWAUNEE SCIENTIFI##|UBSA|UBS SECURITIES LLC|802
KEQU|KEWAUNEE SCIENTIFI##|UBSS|UBS Securities LLC|4724
KEQU|KEWAUNEE SCIENTIFI##|VGRD|Vanguard Marketing Corporation|70
KEQU|KEWAUNEE SCIENTIFI##|WCHV|WELLS FARGO SECURITIES, LLC|364
KEQU|KEWAUNEE SCIENTIFI##|WEDB|WEDBUSH SECURITIES INC.|2599
KEQU|KEWAUNEE SCIENTIFI##|WEED|Weeden & Co.L.P.|2400
KEQU|KEWAUNEE SCIENTIFI##|WSEA|WOLVERINE SECURITIES, LLC|25
KEQU|KEWAUNEE SCIENTIFI##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1500
KERX|KERYX BIOPHARM INC##|ADAM|CANACCORD GENUITY INC.|737460
KERX|KERYX BIOPHARM INC##|AGIS|Aegis Capital Corp.|1000
KERX|KERYX BIOPHARM INC##|ALTX|Alternet Securities Inc.|22886
KERX|KERYX BIOPHARM INC##|ANOS|ABEL/NOSER, L.L.C.|3293
KERX|KERYX BIOPHARM INC##|APCC|Apex Clearing Corporation|8726
KERX|KERYX BIOPHARM INC##|BALE|M&T SECURITIES, INC.|1070
KERX|KERYX BIOPHARM INC##|BANK|Primevest Financial Services, Inc.|450
KERX|KERYX BIOPHARM INC##|BATM|CBOE TRADING, INC.|28621
KERX|KERYX BIOPHARM INC##|BAYT|BTIG, LLC|1000
KERX|KERYX BIOPHARM INC##|BERN|Sanford C. Bernstein & Co., LLC|6000
KERX|KERYX BIOPHARM INC##|BIMI|Banca IMI Securities Corp.|2100
KERX|KERYX BIOPHARM INC##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33589
KERX|KERYX BIOPHARM INC##|BLKX|INSTINET, LLC|6131
KERX|KERYX BIOPHARM INC##|BMOC|BMO Capital Markets Corp.|14672
KERX|KERYX BIOPHARM INC##|BNPX|BNP PARIBAS SECURITIES CORP.|108906
KERX|KERYX BIOPHARM INC##|BTIG|BTIG, LLC|11352
KERX|KERYX BIOPHARM INC##|BYXM|CBOE TRADING, INC.|600
KERX|KERYX BIOPHARM INC##|CBRA|Cobra Trading, Inc.|1000
KERX|KERYX BIOPHARM INC##|CHAS|Charles Schwab & Co., Inc.|17950
KERX|KERYX BIOPHARM INC##|CIST|Capital Institutional Services, Inc.|7225
KERX|KERYX BIOPHARM INC##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112998
KERX|KERYX BIOPHARM INC##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
KERX|KERYX BIOPHARM INC##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|30701
KERX|KERYX BIOPHARM INC##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|301858
KERX|KERYX BIOPHARM INC##|CTDL|Citadel Derivatives Group Llc|30289
KERX|KERYX BIOPHARM INC##|CTLR|CUTLER GROUP, LP|1800
KERX|KERYX BIOPHARM INC##|CXCX|CITIGROUP GLOBAL MARKETS INC.|82504
KERX|KERYX BIOPHARM INC##|DADA|D.A. Davidson & Co.|1000
KERX|KERYX BIOPHARM INC##|DBAB|Deutsche Bank Securities Inc.|711092
KERX|KERYX BIOPHARM INC##|DBAX|Deutsche Bank Securities Inc.|275500
KERX|KERYX BIOPHARM INC##|DEAN|MORGAN STANLEY|6800
KERX|KERYX BIOPHARM INC##|DEGS|RONIN PROFESSIONAL LLC|12164
KERX|KERYX BIOPHARM INC##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|75532
KERX|KERYX BIOPHARM INC##|EBXL|EBX LLC|306900
KERX|KERYX BIOPHARM INC##|ECUT|CONVERGEX EXECUTION SOLUTIONS|7488
KERX|KERYX BIOPHARM INC##|EDFO|E D & F Man Capital Markets Inc.|600
KERX|KERYX BIOPHARM INC##|EDJO|Edward D. Jones & Co., L.P.|1200
KERX|KERYX BIOPHARM INC##|EGAM|CBOE TRADING, INC.|29769
KERX|KERYX BIOPHARM INC##|EGAW|CBOE TRADING, INC.|300
KERX|KERYX BIOPHARM INC##|EGXM|CBOE TRADING, INC.|3380
KERX|KERYX BIOPHARM INC##|ETBE|Electronic Transaction Clearing, Inc.|6000
KERX|KERYX BIOPHARM INC##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15488
KERX|KERYX BIOPHARM INC##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21894
KERX|KERYX BIOPHARM INC##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
KERX|KERYX BIOPHARM INC##|ETRS|E*Trade Securities LLC|1239337
KERX|KERYX BIOPHARM INC##|FBCO|Credit Suisse Securities (USA) LLC|625680
KERX|KERYX BIOPHARM INC##|FILL|Tradestation Securities, Inc.|8442
KERX|KERYX BIOPHARM INC##|FMAF|NBCN Inc./ CDS|7253
KERX|KERYX BIOPHARM INC##|FOMA|TD AMERITRADE CLEARING, INC.|1937045
KERX|KERYX BIOPHARM INC##|FQLS|Quantlab Securities LP|185451
KERX|KERYX BIOPHARM INC##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|286872
KERX|KERYX BIOPHARM INC##|FTBR|Foliofn Investments, Inc.|62
KERX|KERYX BIOPHARM INC##|GEBB|GLOBAL EXECUTION BROKERS, LP|95235
KERX|KERYX BIOPHARM INC##|GLPX|ACS EXECUTION SERVICES, LLC|85335
KERX|KERYX BIOPHARM INC##|GSCO|GOLDMAN SACHS & CO. LLC|2007556
KERX|KERYX BIOPHARM INC##|GSCS|GOLDMAN SACHS & CO. LLC|26781
KERX|KERYX BIOPHARM INC##|GSLT|GOLDMAN SACHS & CO. LLC|7412
KERX|KERYX BIOPHARM INC##|GTSZ|GTS SECURITIES LLC|9895
KERX|KERYX BIOPHARM INC##|HAPX|HAP Trading, LLC|2000
KERX|KERYX BIOPHARM INC##|HRBF|American Enterprise Investment Services Inc.|2643
KERX|KERYX BIOPHARM INC##|HSBC|HSBC Securities, Inc.|400
KERX|KERYX BIOPHARM INC##|IATS|INTERACTIVE BROKERS LLC|70723
KERX|KERYX BIOPHARM INC##|IBKR|Interactive Brokers Llc|189179
KERX|KERYX BIOPHARM INC##|ICBX|INSTINET, LLC|83960
KERX|KERYX BIOPHARM INC##|IEQY|CITADEL SECURITIES LLC|156688
KERX|KERYX BIOPHARM INC##|INCA|INSTINET, LLC|178920
KERX|KERYX BIOPHARM INC##|INJX|INSTINET, LLC|90951
KERX|KERYX BIOPHARM INC##|ITGI|ITG Inc.|97762
KERX|KERYX BIOPHARM INC##|ITGP|ITG INC.|107200
KERX|KERYX BIOPHARM INC##|JANY|Janney Montgomery Scott Inc.|3700
KERX|KERYX BIOPHARM INC##|JEFF|JEFFERIES LLC|299660
KERX|KERYX BIOPHARM INC##|JMPT|JUMP TRADING, LLC|68752
KERX|KERYX BIOPHARM INC##|JPBX|J.P. MORGAN SECURITIES LLC|25468
KERX|KERYX BIOPHARM INC##|JPMX|J.P. Morgan Securities LLC|278237
KERX|KERYX BIOPHARM INC##|JSJX|JANE STREET CAPITAL LLC|6041
KERX|KERYX BIOPHARM INC##|KCGM|VIRTU Americas LLC|97450
KERX|KERYX BIOPHARM INC##|KCRD|PHX FINANCIAL, INC.|10400
KERX|KERYX BIOPHARM INC##|KEYB|KEYBANC CAPITAL MARKETS INC.|20234
KERX|KERYX BIOPHARM INC##|LEHM|Barclays Capital Inc./Le|1470086
KERX|KERYX BIOPHARM INC##|LIME|Lime Brokerage LLC|362564
KERX|KERYX BIOPHARM INC##|LOOP|Loop Capital Markets LLC|1922
KERX|KERYX BIOPHARM INC##|LQNA|LIQUIDNET, INC.|55700
KERX|KERYX BIOPHARM INC##|LSCI|Lek Securities Corporation|459
KERX|KERYX BIOPHARM INC##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5600
KERX|KERYX BIOPHARM INC##|MAXM|Maxim Group LLC|35371
KERX|KERYX BIOPHARM INC##|MBTS|ALLY INVEST SECURITIES LLC|956
KERX|KERYX BIOPHARM INC##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|253101
KERX|KERYX BIOPHARM INC##|MSCO|MORGAN STANLEY & CO. LLC|4265945
KERX|KERYX BIOPHARM INC##|MSPL|MORGAN STANLEY & CO. LLC|465600
KERX|KERYX BIOPHARM INC##|MSTX|MORGAN STANLEY & CO. LLC|187900
KERX|KERYX BIOPHARM INC##|MULL|MARK J. MULLER EQUITIES, INC.|29775
KERX|KERYX BIOPHARM INC##|NFSC|National Financial Services LLC|1132304
KERX|KERYX BIOPHARM INC##|NITE|VIRTU Americas LLC|1851430
KERX|KERYX BIOPHARM INC##|NITP|VIRTU Americas LLC|5327
KERX|KERYX BIOPHARM INC##|NQRB|Brut, LLC|35094
KERX|KERYX BIOPHARM INC##|OPCO|Oppenheimer & Co. Inc.|19986
KERX|KERYX BIOPHARM INC##|PDQM|CODA MARKETS, INC.|154546
KERX|KERYX BIOPHARM INC##|PHLY|NASDAQ Execution Services, LLC|46200
KERX|KERYX BIOPHARM INC##|PWJC|UBS Financial Services, Inc.|3750
KERX|KERYX BIOPHARM INC##|RAJA|Raymond James & Associates, Inc.|41130
KERX|KERYX BIOPHARM INC##|RBCM|RBC CAPITAL MARKETS, LLC|28394
KERX|KERYX BIOPHARM INC##|RHCO|Suntrust Robinson Humphrey, Inc.|685035
KERX|KERYX BIOPHARM INC##|SAGL|SAGETRADER, LLC|16619
KERX|KERYX BIOPHARM INC##|SBSH|Citigroup Global Markets Inc.|592325
KERX|KERYX BIOPHARM INC##|SGMT|GOLDMAN SACHS & CO. LLC|400543
KERX|KERYX BIOPHARM INC##|SPDR|SPEEDROUTE LLC|37976
KERX|KERYX BIOPHARM INC##|SPHN|Stephens Inc.|3700
KERX|KERYX BIOPHARM INC##|SPNT|SEVEN POINTS CAPITAL, LLC|30
KERX|KERYX BIOPHARM INC##|STFL|Stifel, Nicolaus & Company, Incorporated|13300
KERX|KERYX BIOPHARM INC##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|99
KERX|KERYX BIOPHARM INC##|SWIM|TD Ameritrade, Inc.|382452
KERX|KERYX BIOPHARM INC##|SWST|Hilltop Securities Inc.|6200
KERX|KERYX BIOPHARM INC##|TKNG|ALLY INVEST SECURITIES LLC|3691
KERX|KERYX BIOPHARM INC##|TRBT|Tradebot Systems, Inc.|273274
KERX|KERYX BIOPHARM INC##|TRCM|TRC MARKETS LLC|20416
KERX|KERYX BIOPHARM INC##|TWTT|TASTYWORKS, INC.|1544
KERX|KERYX BIOPHARM INC##|UBSA|UBS SECURITIES LLC|777717
KERX|KERYX BIOPHARM INC##|UBSS|UBS Securities LLC|1778361
KERX|KERYX BIOPHARM INC##|VALX|VIRTU AMERICAS LLC|175617
KERX|KERYX BIOPHARM INC##|VGRD|Vanguard Marketing Corporation|79343
KERX|KERYX BIOPHARM INC##|WCHV|WELLS FARGO SECURITIES, LLC|180778
KERX|KERYX BIOPHARM INC##|WDNX|WEEDEN & CO.L.P.|29600
KERX|KERYX BIOPHARM INC##|WEDB|WEDBUSH SECURITIES INC.|6000
KERX|KERYX BIOPHARM INC##|WEED|Weeden & Co.L.P.|5170
KERX|KERYX BIOPHARM INC##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22685
KERX|KERYX BIOPHARM INC##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53146
KERX|KERYX BIOPHARM INC##|WGIF|CIBC World Markets Inc.|7150
KERX|KERYX BIOPHARM INC##|WSAG|WALL STREET ACCESS|12820
KERX|KERYX BIOPHARM INC##|WSEA|WOLVERINE SECURITIES, LLC|26445
KERX|KERYX BIOPHARM INC##|XIST|INSTINET, LLC|49800
KERX|KERYX BIOPHARM INC##|XSTM|NATIONAL FINANCIAL SERVICES LLC|56066
KERX|KERYX BIOPHARM INC##|YKNA|COMHAR CAPITAL MARKETS, LLC|8914
KERX|KERYX BIOPHARM INC##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19424
KEX|KIRBY CORPORATION|APCC|Apex Clearing Corporation|7
KEX|KIRBY CORPORATION|BANK|Primevest Financial Services, Inc.|15
KEX|KIRBY CORPORATION|BATM|CBOE TRADING, INC.|7691
KEX|KIRBY CORPORATION|BAYT|BTIG, LLC|1000
KEX|KIRBY CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|10740
KEX|KIRBY CORPORATION|BIDS|BIDS TRADING L.P.|19600
KEX|KIRBY CORPORATION|BKCM|BNY Mellon Capital Markets LLC|10137
KEX|KIRBY CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1432
KEX|KIRBY CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|138166
KEX|KIRBY CORPORATION|BRVL|BLAYLOCK VAN, LLC|2000
KEX|KIRBY CORPORATION|BTIG|BTIG, LLC|334
KEX|KIRBY CORPORATION|BYXM|CBOE TRADING, INC.|700
KEX|KIRBY CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|100
KEX|KIRBY CORPORATION|CANT|Cantor Fitzgerald & Co.|7767
KEX|KIRBY CORPORATION|CHAS|Charles Schwab & Co., Inc.|73
KEX|KIRBY CORPORATION|CIST|Capital Institutional Services, Inc.|240
KEX|KIRBY CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41010
KEX|KIRBY CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1644
KEX|KIRBY CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|108
KEX|KIRBY CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106177
KEX|KIRBY CORPORATION|CTDL|Citadel Derivatives Group Llc|809
KEX|KIRBY CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|11664
KEX|KIRBY CORPORATION|DBAB|Deutsche Bank Securities Inc.|163443
KEX|KIRBY CORPORATION|DBAX|Deutsche Bank Securities Inc.|183600
KEX|KIRBY CORPORATION|DBUL|Deutsche Bank Securities Inc.|1506
KEX|KIRBY CORPORATION|DCHF|Dart Executions, LLC|306
KEX|KIRBY CORPORATION|DEAN|MORGAN STANLEY|752
KEX|KIRBY CORPORATION|DEGS|RONIN PROFESSIONAL LLC|578
KEX|KIRBY CORPORATION|EBXL|EBX LLC|139900
KEX|KIRBY CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|3500
KEX|KIRBY CORPORATION|EDJO|Edward D. Jones & Co., L.P.|240
KEX|KIRBY CORPORATION|EGAM|CBOE TRADING, INC.|18034
KEX|KIRBY CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|600
KEX|KIRBY CORPORATION|EGXM|CBOE TRADING, INC.|3034
KEX|KIRBY CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|500
KEX|KIRBY CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|310
KEX|KIRBY CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41503
KEX|KIRBY CORPORATION|ETRS|E*Trade Securities LLC|10859
KEX|KIRBY CORPORATION|FILL|Tradestation Securities, Inc.|700
KEX|KIRBY CORPORATION|FMAF|NBCN Inc./ CDS|1150
KEX|KIRBY CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|465
KEX|KIRBY CORPORATION|FQLS|Quantlab Securities LP|157852
KEX|KIRBY CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15135
KEX|KIRBY CORPORATION|FTBR|Foliofn Investments, Inc.|125
KEX|KIRBY CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
KEX|KIRBY CORPORATION|GLIS|TD Securities Inc|120
KEX|KIRBY CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|229
KEX|KIRBY CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|495084
KEX|KIRBY CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|5848
KEX|KIRBY CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|5221
KEX|KIRBY CORPORATION|GTSZ|GTS SECURITIES LLC|16878
KEX|KIRBY CORPORATION|HAPX|HAP Trading, LLC|3213
KEX|KIRBY CORPORATION|HRBF|American Enterprise Investment Services Inc.|802
KEX|KIRBY CORPORATION|HSBC|HSBC Securities, Inc.|600
KEX|KIRBY CORPORATION|IBKR|Interactive Brokers Llc|4618
KEX|KIRBY CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|94
KEX|KIRBY CORPORATION|ICBX|INSTINET, LLC|10780
KEX|KIRBY CORPORATION|IEQY|CITADEL SECURITIES LLC|41602
KEX|KIRBY CORPORATION|INCA|INSTINET, LLC|75088
KEX|KIRBY CORPORATION|INJX|INSTINET, LLC|23016
KEX|KIRBY CORPORATION|ITGI|ITG Inc.|10344
KEX|KIRBY CORPORATION|ITGP|ITG INC.|22600
KEX|KIRBY CORPORATION|JANY|Janney Montgomery Scott Inc.|556
KEX|KIRBY CORPORATION|JEFF|JEFFERIES LLC|52406
KEX|KIRBY CORPORATION|JMPT|JUMP TRADING, LLC|16335
KEX|KIRBY CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|77043
KEX|KIRBY CORPORATION|JPMX|J.P. Morgan Securities LLC|363030
KEX|KIRBY CORPORATION|JRCO|Johnson Rice & Company L.L.C.|55600
KEX|KIRBY CORPORATION|KCGM|VIRTU Americas LLC|22254
KEX|KIRBY CORPORATION|LEHM|Barclays Capital Inc./Le|423274
KEX|KIRBY CORPORATION|LIME|Lime Brokerage LLC|9785
KEX|KIRBY CORPORATION|LOOP|Loop Capital Markets LLC|1764
KEX|KIRBY CORPORATION|LQNA|LIQUIDNET, INC.|69000
KEX|KIRBY CORPORATION|LQNB|LIQUIDNET, INC.|19300
KEX|KIRBY CORPORATION|LSCI|Lek Securities Corporation|376
KEX|KIRBY CORPORATION|MACC|Mid Atlantic Capital Corporation|20
KEX|KIRBY CORPORATION|MAXM|Maxim Group LLC|530
KEX|KIRBY CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68688
KEX|KIRBY CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|20
KEX|KIRBY CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|427422
KEX|KIRBY CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|50100
KEX|KIRBY CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|79500
KEX|KIRBY CORPORATION|MULL|MARK J. MULLER EQUITIES, INC.|900
KEX|KIRBY CORPORATION|NEED|Needham & Company, LLC|1800
KEX|KIRBY CORPORATION|NFSC|National Financial Services LLC|41365
KEX|KIRBY CORPORATION|NITE|VIRTU Americas LLC|63803
KEX|KIRBY CORPORATION|NITP|VIRTU Americas LLC|500
KEX|KIRBY CORPORATION|NQRB|Brut, LLC|13376
KEX|KIRBY CORPORATION|OPCO|Oppenheimer & Co. Inc.|5500
KEX|KIRBY CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|470
KEX|KIRBY CORPORATION|PDQM|CODA MARKETS, INC.|68942
KEX|KIRBY CORPORATION|PWJC|UBS Financial Services, Inc.|260
KEX|KIRBY CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|43000
KEX|KIRBY CORPORATION|SAGL|SAGETRADER, LLC|59
KEX|KIRBY CORPORATION|SAGW|SAGETRADER, LLC|206
KEX|KIRBY CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|17
KEX|KIRBY CORPORATION|SBSH|Citigroup Global Markets Inc.|44467
KEX|KIRBY CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|83143
KEX|KIRBY CORPORATION|SPDR|SPEEDROUTE LLC|48698
KEX|KIRBY CORPORATION|SPHN|Stephens Inc.|900
KEX|KIRBY CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|29800
KEX|KIRBY CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|207
KEX|KIRBY CORPORATION|SWIM|TD Ameritrade, Inc.|6469
KEX|KIRBY CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|2040
KEX|KIRBY CORPORATION|TRBT|Tradebot Systems, Inc.|5882
KEX|KIRBY CORPORATION|TRCM|TRC MARKETS LLC|35985
KEX|KIRBY CORPORATION|UBSA|UBS SECURITIES LLC|279996
KEX|KIRBY CORPORATION|UBSS|UBS Securities LLC|268582
KEX|KIRBY CORPORATION|VALX|VIRTU AMERICAS LLC|1427
KEX|KIRBY CORPORATION|VGRD|Vanguard Marketing Corporation|853
KEX|KIRBY CORPORATION|WBLR|WILLIAM BLAIR|2500
KEX|KIRBY CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|2157
KEX|KIRBY CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|63635
KEX|KIRBY CORPORATION|WDNX|WEEDEN & CO.L.P.|142
KEX|KIRBY CORPORATION|WEDB|WEDBUSH SECURITIES INC.|2229
KEX|KIRBY CORPORATION|WEED|Weeden & Co.L.P.|100
KEX|KIRBY CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3249
KEX|KIRBY CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5050
KEX|KIRBY CORPORATION|WFPB|Wells Fargo Securities, LLC.|100
KEX|KIRBY CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
KEX|KIRBY CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|453
KEX|KIRBY CORPORATION|WTCO|Williams Trading LLC|800
KEX|KIRBY CORPORATION|XIST|INSTINET, LLC|36328
KEX|KIRBY CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|15764
KEX|KIRBY CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|429
KEY|KEYCORP|ABLE|NATIXIS Securities Americas LLC|313947
KEY|KEYCORP|ADAM|CANACCORD GENUITY INC.|81800
KEY|KEYCORP|ALTX|Alternet Securities Inc.|21624
KEY|KEYCORP|ANOS|ABEL/NOSER, L.L.C.|45234
KEY|KEYCORP|APCC|Apex Clearing Corporation|10994
KEY|KEYCORP|BALE|M&T SECURITIES, INC.|6236
KEY|KEYCORP|BANK|Primevest Financial Services, Inc.|3145
KEY|KEYCORP|BARD|Robert W. Baird & Co. Incorporated|33770
KEY|KEYCORP|BATM|CBOE TRADING, INC.|22215
KEY|KEYCORP|BAYT|BTIG, LLC|1100
KEY|KEYCORP|BBNT|BB&T SECURITIES, LLC|4280
KEY|KEYCORP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|660
KEY|KEYCORP|BERN|Sanford C. Bernstein & Co., LLC|206547
KEY|KEYCORP|BIDS|BIDS TRADING L.P.|18800
KEY|KEYCORP|BKCM|BNY Mellon Capital Markets LLC|2493
KEY|KEYCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|89549
KEY|KEYCORP|BLKX|INSTINET, LLC|810353
KEY|KEYCORP|BNCH|The Benchmark Company, LLC|1700
KEY|KEYCORP|BNPX|BNP PARIBAS SECURITIES CORP.|1192641
KEY|KEYCORP|BTIG|BTIG, LLC|491339
KEY|KEYCORP|BYXM|CBOE TRADING, INC.|3251
KEY|KEYCORP|BZYD|GOLDMAN SACHS & CO. LLC|6160
KEY|KEYCORP|CABR|Cabrera Capital Markets, Inc.|125
KEY|KEYCORP|CANT|Cantor Fitzgerald & Co.|240843
KEY|KEYCORP|CHAS|Charles Schwab & Co., Inc.|17834
KEY|KEYCORP|CIBP|CIBC World Markets Corp.|69955
KEY|KEYCORP|CICF|Canaccord Genuity Corp.|15190
KEY|KEYCORP|CIOI|CITIGROUP GLOBAL MARKETS INC|65000
KEY|KEYCORP|CIST|Capital Institutional Services, Inc.|97276
KEY|KEYCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1207321
KEY|KEYCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
KEY|KEYCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4000
KEY|KEYCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3955178
KEY|KEYCORP|CSMS|CORNERSTONE MACRO LLC|266
KEY|KEYCORP|CTDL|Citadel Derivatives Group Llc|50064
KEY|KEYCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|899210
KEY|KEYCORP|DADA|D.A. Davidson & Co.|2225
KEY|KEYCORP|DAVA|Davenport & Company LLC|2
KEY|KEYCORP|DBAB|Deutsche Bank Securities Inc.|1333338
KEY|KEYCORP|DBAX|Deutsche Bank Securities Inc.|2404700
KEY|KEYCORP|DBUL|Deutsche Bank Securities Inc.|9036
KEY|KEYCORP|DCHF|Dart Executions, LLC|13213
KEY|KEYCORP|DEAN|MORGAN STANLEY|90470
KEY|KEYCORP|DEGS|RONIN PROFESSIONAL LLC|500
KEY|KEYCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9586
KEY|KEYCORP|DIVA|Divine Capital Markets LLC|3038
KEY|KEYCORP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2500
KEY|KEYCORP|EBXL|EBX LLC|1644900
KEY|KEYCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|86832
KEY|KEYCORP|EDJO|Edward D. Jones & Co., L.P.|3434
KEY|KEYCORP|EGAM|CBOE TRADING, INC.|53611
KEY|KEYCORP|EGAW|CBOE TRADING, INC.|2096
KEY|KEYCORP|EGXM|CBOE TRADING, INC.|8406
KEY|KEYCORP|EGXW|CBOE TRADING, INC.|411
KEY|KEYCORP|ESPO|ESPOSITO SECURITIES, LLC|764
KEY|KEYCORP|ETBE|Electronic Transaction Clearing, Inc.|101386
KEY|KEYCORP|ETCC|Electronic Transaction Clearing, Inc.|1092
KEY|KEYCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2687
KEY|KEYCORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3452
KEY|KEYCORP|ETRS|E*Trade Securities LLC|374670
KEY|KEYCORP|FBRC|B. RILEY FBR, INC.|23404
KEY|KEYCORP|FBSB|U.S. Bancorp Investments, Inc.|1249
KEY|KEYCORP|FIDT|Fidelity Clearing Canada ULC./ CDS|3550
KEY|KEYCORP|FILL|Tradestation Securities, Inc.|27851
KEY|KEYCORP|FINX|FINTECH SECURITIES|6059
KEY|KEYCORP|FMAF|NBCN Inc./ CDS|62415
KEY|KEYCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15289
KEY|KEYCORP|FQLS|Quantlab Securities LP|1301608
KEY|KEYCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|455852
KEY|KEYCORP|FTBR|Foliofn Investments, Inc.|6395
KEY|KEYCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|118939
KEY|KEYCORP|GLIS|TD Securities Inc|4924
KEY|KEYCORP|GLPX|ACS EXECUTION SERVICES, LLC|53163
KEY|KEYCORP|GSCO|GOLDMAN SACHS & CO. LLC|9875490
KEY|KEYCORP|GSCS|GOLDMAN SACHS & CO. LLC|73544
KEY|KEYCORP|GSLT|GOLDMAN SACHS & CO. LLC|44103
KEY|KEYCORP|GTSZ|GTS SECURITIES LLC|697205
KEY|KEYCORP|HRBF|American Enterprise Investment Services Inc.|122643
KEY|KEYCORP|HSBC|HSBC Securities, Inc.|60303
KEY|KEYCORP|IATS|INTERACTIVE BROKERS LLC|69331
KEY|KEYCORP|IBKR|Interactive Brokers Llc|101759
KEY|KEYCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5712
KEY|KEYCORP|ICBX|INSTINET, LLC|1005636
KEY|KEYCORP|IEQY|CITADEL SECURITIES LLC|1489697
KEY|KEYCORP|INCA|INSTINET, LLC|2424389
KEY|KEYCORP|INJX|INSTINET, LLC|3800
KEY|KEYCORP|ITGI|ITG Inc.|267910
KEY|KEYCORP|ITGP|ITG INC.|1269000
KEY|KEYCORP|JANY|Janney Montgomery Scott Inc.|20642
KEY|KEYCORP|JEFF|JEFFERIES LLC|1520579
KEY|KEYCORP|JMPT|JUMP TRADING, LLC|391583
KEY|KEYCORP|JONE|JonesTrading|1150
KEY|KEYCORP|JPBX|J.P. MORGAN SECURITIES LLC|718041
KEY|KEYCORP|JPMX|J.P. Morgan Securities LLC|3214704
KEY|KEYCORP|JSJX|JANE STREET CAPITAL LLC|42313
KEY|KEYCORP|JSSF|JMP Securities LLC|18300
KEY|KEYCORP|KBWI|Keefe, Bruyette & Woods, Inc.|1790610
KEY|KEYCORP|KCGM|VIRTU Americas LLC|624809
KEY|KEYCORP|KCRD|PHX FINANCIAL, INC.|148
KEY|KEYCORP|KRSH|Kershner Securities, LLC|3201
KEY|KEYCORP|LEHM|Barclays Capital Inc./Le|6212168
KEY|KEYCORP|LGNT|COR CLEARING LLC|6
KEY|KEYCORP|LIME|Lime Brokerage LLC|766702
KEY|KEYCORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|203200
KEY|KEYCORP|LOOP|Loop Capital Markets LLC|2500
KEY|KEYCORP|LQNA|LIQUIDNET, INC.|551000
KEY|KEYCORP|LQNB|LIQUIDNET, INC.|285713
KEY|KEYCORP|LSCI|Lek Securities Corporation|601
KEY|KEYCORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|873
KEY|KEYCORP|MACC|Mid Atlantic Capital Corporation|35328
KEY|KEYCORP|MACQ|Macquarie Capital (USA) Inc.|2610
KEY|KEYCORP|MAGM|TOR BROKERAGE LLC|4200
KEY|KEYCORP|MCMF|Raymond James Ltd. Cds|139913
KEY|KEYCORP|MKMP|MKM Partners LLC|40000
KEY|KEYCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2234096
KEY|KEYCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|19096
KEY|KEYCORP|MNDX|TJM Investments, LLC|21901
KEY|KEYCORP|MOTF|MOTIF INVESTING, INC.|113
KEY|KEYCORP|MSCO|MORGAN STANLEY & CO. LLC|9027498
KEY|KEYCORP|MSPL|MORGAN STANLEY & CO. LLC|2474400
KEY|KEYCORP|MSTX|MORGAN STANLEY & CO. LLC|1272100
KEY|KEYCORP|MZHO|Mizuho Securities USA LLC|200700
KEY|KEYCORP|NATL|National Securities Corporation|301
KEY|KEYCORP|NBCS|NBC Securities, INC.|200
KEY|KEYCORP|NEUB|NEUBERGER BERMAN BD LLC|250
KEY|KEYCORP|NFSC|National Financial Services LLC|1495934
KEY|KEYCORP|NITE|VIRTU Americas LLC|2846996
KEY|KEYCORP|NITP|VIRTU Americas LLC|367361
KEY|KEYCORP|NQRB|Brut, LLC|36020
KEY|KEYCORP|NTBF|BMO Nesbitt Burns Inc./CDS|2070
KEY|KEYCORP|NTRC|Northern Trust Securities, Inc.|6396
KEY|KEYCORP|OHOS|TWO SIGMA SECURITIES, LLC|88646
KEY|KEYCORP|OPCO|Oppenheimer & Co. Inc.|5278
KEY|KEYCORP|OTAA|OTA LLC|10500
KEY|KEYCORP|PDQM|CODA MARKETS, INC.|27876
KEY|KEYCORP|PHLY|NASDAQ Execution Services, LLC|45800
KEY|KEYCORP|PIPR|Piper Jaffray & Co.|81118
KEY|KEYCORP|PWJC|UBS Financial Services, Inc.|3780
KEY|KEYCORP|QMSR|QUATTRO M SECURITIES INC.|16439
KEY|KEYCORP|RBCM|RBC CAPITAL MARKETS, LLC|68074
KEY|KEYCORP|RDBN|Redburn Partners (USA) LP|400
KEY|KEYCORP|RGLD|Regal Securities, Inc|40
KEY|KEYCORP|SAGL|SAGETRADER, LLC|3900
KEY|KEYCORP|SALI|INTL FCSTONE FINANCIAL INC.|89
KEY|KEYCORP|SBRX|MURIEL SIEBERT & CO INC|52400
KEY|KEYCORP|SBSH|Citigroup Global Markets Inc.|907788
KEY|KEYCORP|SDLR|Sandler, O'Neill & Partners, L.P.|7845
KEY|KEYCORP|SEIC|SEI Investments Distribution Co.|8624
KEY|KEYCORP|SGMT|GOLDMAN SACHS & CO. LLC|1526950
KEY|KEYCORP|SJLS|TRADE INFORMATICS LLC|500
KEY|KEYCORP|SPDR|SPEEDROUTE LLC|125803
KEY|KEYCORP|SPHN|Stephens Inc.|1029866
KEY|KEYCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|144262
KEY|KEYCORP|STFC|Stuart Frankel & Co., Incorporated|68958
KEY|KEYCORP|STFL|Stifel, Nicolaus & Company, Incorporated|99497
KEY|KEYCORP|STKP|STOCKPILE INVESTMENTS, INC.|42
KEY|KEYCORP|STXG|Stockcross Financial Services, Inc.|20
KEY|KEYCORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|26223
KEY|KEYCORP|SWIM|TD Ameritrade, Inc.|444928
KEY|KEYCORP|SWST|Hilltop Securities Inc.|19959
KEY|KEYCORP|TAGC|TELSEY ADVISORY GROUP LLC|3615
KEY|KEYCORP|TKNG|ALLY INVEST SECURITIES LLC|5047
KEY|KEYCORP|TRBT|Tradebot Systems, Inc.|687917
KEY|KEYCORP|TRCM|TRC MARKETS LLC|1694800
KEY|KEYCORP|TWTT|TASTYWORKS, INC.|206
KEY|KEYCORP|UBSA|UBS SECURITIES LLC|4908314
KEY|KEYCORP|UBSS|UBS Securities LLC|3020803
KEY|KEYCORP|VALX|VIRTU AMERICAS LLC|237959
KEY|KEYCORP|VGRD|Vanguard Marketing Corporation|128060
KEY|KEYCORP|VNDM|Wall Street Access|23179
KEY|KEYCORP|WABR|Wall Street Access|2500
KEY|KEYCORP|WBLR|WILLIAM BLAIR|1254
KEY|KEYCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|20858
KEY|KEYCORP|WCHV|WELLS FARGO SECURITIES, LLC|1856441
KEY|KEYCORP|WDNX|WEEDEN & CO.L.P.|9076
KEY|KEYCORP|WEDB|WEDBUSH SECURITIES INC.|40445
KEY|KEYCORP|WEED|Weeden & Co.L.P.|285272
KEY|KEYCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|105710
KEY|KEYCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|75492
KEY|KEYCORP|WFPB|Wells Fargo Securities, LLC.|508
KEY|KEYCORP|WGIF|CIBC World Markets Inc.|2007
KEY|KEYCORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8083
KEY|KEYCORP|WSAG|WALL STREET ACCESS|44
KEY|KEYCORP|WSEA|WOLVERINE SECURITIES, LLC|21415
KEY|KEYCORP|XIST|INSTINET, LLC|172516
KEY|KEYCORP|XPQR|Jump Trading|2500
KEY|KEYCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|286240
KEY|KEYCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1071
KEY|KEYCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30030
KEY$I|KEYCORP SER I PFD|ALTX|Alternet Securities Inc.|2000
KEY$I|KEYCORP SER I PFD|BARD|Robert W. Baird & Co. Incorporated|163
KEY$I|KEYCORP SER I PFD|BATM|CBOE TRADING, INC.|200
KEY$I|KEYCORP SER I PFD|BBNT|BB&T SECURITIES, LLC|335
KEY$I|KEYCORP SER I PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3906
KEY$I|KEYCORP SER I PFD|BTIG|BTIG, LLC|647
KEY$I|KEYCORP SER I PFD|CHAS|Charles Schwab & Co., Inc.|123
KEY$I|KEYCORP SER I PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
KEY$I|KEYCORP SER I PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23373
KEY$I|KEYCORP SER I PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|10600
KEY$I|KEYCORP SER I PFD|DBAX|Deutsche Bank Securities Inc.|11500
KEY$I|KEYCORP SER I PFD|DEAN|MORGAN STANLEY|29259
KEY$I|KEYCORP SER I PFD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2800
KEY$I|KEYCORP SER I PFD|EBXL|EBX LLC|22000
KEY$I|KEYCORP SER I PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|123127
KEY$I|KEYCORP SER I PFD|EDJO|Edward D. Jones & Co., L.P.|43
KEY$I|KEYCORP SER I PFD|EGAM|CBOE TRADING, INC.|300
KEY$I|KEYCORP SER I PFD|EGXM|CBOE TRADING, INC.|1300
KEY$I|KEYCORP SER I PFD|ETRS|E*Trade Securities LLC|100
KEY$I|KEYCORP SER I PFD|FINX|FINTECH SECURITIES|110
KEY$I|KEYCORP SER I PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|798
KEY$I|KEYCORP SER I PFD|GLPX|ACS EXECUTION SERVICES, LLC|2486
KEY$I|KEYCORP SER I PFD|GSCO|GOLDMAN SACHS & CO. LLC|9403
KEY$I|KEYCORP SER I PFD|GSLT|GOLDMAN SACHS & CO. LLC|481
KEY$I|KEYCORP SER I PFD|HRBF|American Enterprise Investment Services Inc.|4461
KEY$I|KEYCORP SER I PFD|IATS|INTERACTIVE BROKERS LLC|300
KEY$I|KEYCORP SER I PFD|IBKR|Interactive Brokers Llc|447
KEY$I|KEYCORP SER I PFD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1114
KEY$I|KEYCORP SER I PFD|ICBX|INSTINET, LLC|700
KEY$I|KEYCORP SER I PFD|INCA|INSTINET, LLC|4022
KEY$I|KEYCORP SER I PFD|ITGI|ITG Inc.|1233
KEY$I|KEYCORP SER I PFD|ITGP|ITG INC.|9800
KEY$I|KEYCORP SER I PFD|JANY|Janney Montgomery Scott Inc.|1022
KEY$I|KEYCORP SER I PFD|JPMX|J.P. Morgan Securities LLC|3206
KEY$I|KEYCORP SER I PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|1336
KEY$I|KEYCORP SER I PFD|KCGM|VIRTU Americas LLC|14558
KEY$I|KEYCORP SER I PFD|LEHM|Barclays Capital Inc./Le|7200
KEY$I|KEYCORP SER I PFD|LIME|Lime Brokerage LLC|760
KEY$I|KEYCORP SER I PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3852
KEY$I|KEYCORP SER I PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
KEY$I|KEYCORP SER I PFD|MSCO|MORGAN STANLEY & CO. LLC|688074
KEY$I|KEYCORP SER I PFD|MSPL|MORGAN STANLEY & CO. LLC|11900
KEY$I|KEYCORP SER I PFD|NFSC|National Financial Services LLC|14424
KEY$I|KEYCORP SER I PFD|NITE|VIRTU Americas LLC|63393
KEY$I|KEYCORP SER I PFD|NQRB|Brut, LLC|2365
KEY$I|KEYCORP SER I PFD|OLDM|OLD MISSION CAPITAL, LLC|1390
KEY$I|KEYCORP SER I PFD|PDQM|CODA MARKETS, INC.|4746
KEY$I|KEYCORP SER I PFD|PWJC|UBS Financial Services, Inc.|2202
KEY$I|KEYCORP SER I PFD|RBCM|RBC CAPITAL MARKETS, LLC|2309
KEY$I|KEYCORP SER I PFD|SALI|INTL FCSTONE FINANCIAL INC.|130
KEY$I|KEYCORP SER I PFD|SBSH|Citigroup Global Markets Inc.|16
KEY$I|KEYCORP SER I PFD|SGMT|GOLDMAN SACHS & CO. LLC|6670
KEY$I|KEYCORP SER I PFD|SPDR|SPEEDROUTE LLC|1517
KEY$I|KEYCORP SER I PFD|STFL|Stifel, Nicolaus & Company, Incorporated|19550
KEY$I|KEYCORP SER I PFD|TRBT|Tradebot Systems, Inc.|1652
KEY$I|KEYCORP SER I PFD|UBSA|UBS SECURITIES LLC|38112
KEY$I|KEYCORP SER I PFD|UBSS|UBS Securities LLC|36741
KEY$I|KEYCORP SER I PFD|VGRD|Vanguard Marketing Corporation|800
KEY$I|KEYCORP SER I PFD|WCHV|WELLS FARGO SECURITIES, LLC|24087
KEY$I|KEYCORP SER I PFD|WEDB|WEDBUSH SECURITIES INC.|156
KEY$I|KEYCORP SER I PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|537
KEY$I|KEYCORP SER I PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|6800
KEY$I|KEYCORP SER I PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4272
KEYS|KEYSIGHT TECH INC.|ABLE|NATIXIS Securities Americas LLC|2288
KEYS|KEYSIGHT TECH INC.|AGIS|Aegis Capital Corp.|1200
KEYS|KEYSIGHT TECH INC.|ALTX|Alternet Securities Inc.|8334
KEYS|KEYSIGHT TECH INC.|APCC|Apex Clearing Corporation|1889
KEYS|KEYSIGHT TECH INC.|BANK|Primevest Financial Services, Inc.|10
KEYS|KEYSIGHT TECH INC.|BARD|Robert W. Baird & Co. Incorporated|19542
KEYS|KEYSIGHT TECH INC.|BATM|CBOE TRADING, INC.|12602
KEYS|KEYSIGHT TECH INC.|BAYC|BAY CREST PARTNERS, LLC|4251
KEYS|KEYSIGHT TECH INC.|BAYT|BTIG, LLC|49
KEYS|KEYSIGHT TECH INC.|BBNT|BB&T SECURITIES, LLC|5
KEYS|KEYSIGHT TECH INC.|BERN|Sanford C. Bernstein & Co., LLC|89892
KEYS|KEYSIGHT TECH INC.|BIDS|BIDS TRADING L.P.|29700
KEYS|KEYSIGHT TECH INC.|BIMI|Banca IMI Securities Corp.|301
KEYS|KEYSIGHT TECH INC.|BKCM|BNY Mellon Capital Markets LLC|41385
KEYS|KEYSIGHT TECH INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1431
KEYS|KEYSIGHT TECH INC.|BLKX|INSTINET, LLC|24800
KEYS|KEYSIGHT TECH INC.|BNPX|BNP PARIBAS SECURITIES CORP.|112706
KEYS|KEYSIGHT TECH INC.|BRVL|BLAYLOCK VAN, LLC|300
KEYS|KEYSIGHT TECH INC.|BTIG|BTIG, LLC|22144
KEYS|KEYSIGHT TECH INC.|BYXM|CBOE TRADING, INC.|2300
KEYS|KEYSIGHT TECH INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
KEYS|KEYSIGHT TECH INC.|CABR|Cabrera Capital Markets, Inc.|50
KEYS|KEYSIGHT TECH INC.|CANT|Cantor Fitzgerald & Co.|130
KEYS|KEYSIGHT TECH INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|10410
KEYS|KEYSIGHT TECH INC.|CHAS|Charles Schwab & Co., Inc.|1724
KEYS|KEYSIGHT TECH INC.|CIST|Capital Institutional Services, Inc.|12
KEYS|KEYSIGHT TECH INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|404828
KEYS|KEYSIGHT TECH INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|71727
KEYS|KEYSIGHT TECH INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1265
KEYS|KEYSIGHT TECH INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|486073
KEYS|KEYSIGHT TECH INC.|CTDL|Citadel Derivatives Group Llc|8813
KEYS|KEYSIGHT TECH INC.|CTLR|CUTLER GROUP, LP|300
KEYS|KEYSIGHT TECH INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|107402
KEYS|KEYSIGHT TECH INC.|DADA|D.A. Davidson & Co.|542
KEYS|KEYSIGHT TECH INC.|DBAB|Deutsche Bank Securities Inc.|672611
KEYS|KEYSIGHT TECH INC.|DBAX|Deutsche Bank Securities Inc.|503800
KEYS|KEYSIGHT TECH INC.|DBUL|Deutsche Bank Securities Inc.|4550
KEYS|KEYSIGHT TECH INC.|DEAN|MORGAN STANLEY|3814
KEYS|KEYSIGHT TECH INC.|DEGS|RONIN PROFESSIONAL LLC|1447
KEYS|KEYSIGHT TECH INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
KEYS|KEYSIGHT TECH INC.|DRWK|DRW SECURITIES, L.L.C.|1874
KEYS|KEYSIGHT TECH INC.|EBXL|EBX LLC|371700
KEYS|KEYSIGHT TECH INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|37052
KEYS|KEYSIGHT TECH INC.|EDJO|Edward D. Jones & Co., L.P.|2303
KEYS|KEYSIGHT TECH INC.|EGAM|CBOE TRADING, INC.|21954
KEYS|KEYSIGHT TECH INC.|EGAW|CBOE TRADING, INC.|404
KEYS|KEYSIGHT TECH INC.|EGMT|EG MARKET TECHNOLOGIES LLC|174
KEYS|KEYSIGHT TECH INC.|EGXM|CBOE TRADING, INC.|2434
KEYS|KEYSIGHT TECH INC.|ETBE|Electronic Transaction Clearing, Inc.|26069
KEYS|KEYSIGHT TECH INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|135
KEYS|KEYSIGHT TECH INC.|ETCB|ETC BROKERAGE SERVICES, LLC|50
KEYS|KEYSIGHT TECH INC.|ETCC|Electronic Transaction Clearing, Inc.|380
KEYS|KEYSIGHT TECH INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25038
KEYS|KEYSIGHT TECH INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|340
KEYS|KEYSIGHT TECH INC.|ETRS|E*Trade Securities LLC|21751
KEYS|KEYSIGHT TECH INC.|FILL|Tradestation Securities, Inc.|3080
KEYS|KEYSIGHT TECH INC.|FMAF|NBCN Inc./ CDS|3076
KEYS|KEYSIGHT TECH INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|53711
KEYS|KEYSIGHT TECH INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137714
KEYS|KEYSIGHT TECH INC.|FTBR|Foliofn Investments, Inc.|3275
KEYS|KEYSIGHT TECH INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2159
KEYS|KEYSIGHT TECH INC.|GLIS|TD Securities Inc|752
KEYS|KEYSIGHT TECH INC.|GLPX|ACS EXECUTION SERVICES, LLC|82199
KEYS|KEYSIGHT TECH INC.|GSCO|GOLDMAN SACHS & CO. LLC|1238528
KEYS|KEYSIGHT TECH INC.|GSCS|GOLDMAN SACHS & CO. LLC|14932
KEYS|KEYSIGHT TECH INC.|GSLT|GOLDMAN SACHS & CO. LLC|12671
KEYS|KEYSIGHT TECH INC.|GTSZ|GTS SECURITIES LLC|152740
KEYS|KEYSIGHT TECH INC.|GUGS|Guggenheim Securities, LLC|27500
KEYS|KEYSIGHT TECH INC.|HRBF|American Enterprise Investment Services Inc.|2532
KEYS|KEYSIGHT TECH INC.|HSBC|HSBC Securities, Inc.|5183
KEYS|KEYSIGHT TECH INC.|IATS|INTERACTIVE BROKERS LLC|4298
KEYS|KEYSIGHT TECH INC.|IBKR|Interactive Brokers Llc|12194
KEYS|KEYSIGHT TECH INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|105
KEYS|KEYSIGHT TECH INC.|ICBX|INSTINET, LLC|97286
KEYS|KEYSIGHT TECH INC.|IEQY|CITADEL SECURITIES LLC|74238
KEYS|KEYSIGHT TECH INC.|INCA|INSTINET, LLC|521380
KEYS|KEYSIGHT TECH INC.|INJX|INSTINET, LLC|22190
KEYS|KEYSIGHT TECH INC.|ITGI|ITG Inc.|12859
KEYS|KEYSIGHT TECH INC.|ITGP|ITG INC.|64400
KEYS|KEYSIGHT TECH INC.|JANY|Janney Montgomery Scott Inc.|379
KEYS|KEYSIGHT TECH INC.|JEFF|JEFFERIES LLC|109470
KEYS|KEYSIGHT TECH INC.|JMPT|JUMP TRADING, LLC|78235
KEYS|KEYSIGHT TECH INC.|JONE|JonesTrading|20
KEYS|KEYSIGHT TECH INC.|JPBX|J.P. MORGAN SECURITIES LLC|220512
KEYS|KEYSIGHT TECH INC.|JPMX|J.P. Morgan Securities LLC|388607
KEYS|KEYSIGHT TECH INC.|JSJX|JANE STREET CAPITAL LLC|7523
KEYS|KEYSIGHT TECH INC.|KCGM|VIRTU Americas LLC|66302
KEYS|KEYSIGHT TECH INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|267847
KEYS|KEYSIGHT TECH INC.|LEHM|Barclays Capital Inc./Le|1050213
KEYS|KEYSIGHT TECH INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|917
KEYS|KEYSIGHT TECH INC.|LIME|Lime Brokerage LLC|10454
KEYS|KEYSIGHT TECH INC.|LQNA|LIQUIDNET, INC.|236500
KEYS|KEYSIGHT TECH INC.|LSCI|Lek Securities Corporation|624
KEYS|KEYSIGHT TECH INC.|MACQ|Macquarie Capital (USA) Inc.|2900
KEYS|KEYSIGHT TECH INC.|MAXM|Maxim Group LLC|969
KEYS|KEYSIGHT TECH INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|138226
KEYS|KEYSIGHT TECH INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
KEYS|KEYSIGHT TECH INC.|MOTF|MOTIF INVESTING, INC.|1
KEYS|KEYSIGHT TECH INC.|MSCO|MORGAN STANLEY & CO. LLC|2646446
KEYS|KEYSIGHT TECH INC.|MSPL|MORGAN STANLEY & CO. LLC|504600
KEYS|KEYSIGHT TECH INC.|MSTX|MORGAN STANLEY & CO. LLC|303500
KEYS|KEYSIGHT TECH INC.|NFSC|National Financial Services LLC|280578
KEYS|KEYSIGHT TECH INC.|NITE|VIRTU Americas LLC|304469
KEYS|KEYSIGHT TECH INC.|NITP|VIRTU Americas LLC|691
KEYS|KEYSIGHT TECH INC.|NQRB|Brut, LLC|8757
KEYS|KEYSIGHT TECH INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2079
KEYS|KEYSIGHT TECH INC.|OPCO|Oppenheimer & Co. Inc.|1125
KEYS|KEYSIGHT TECH INC.|PCPT|PHILLIP CAPITAL INC.|150
KEYS|KEYSIGHT TECH INC.|PDQM|CODA MARKETS, INC.|104495
KEYS|KEYSIGHT TECH INC.|PHLY|NASDAQ Execution Services, LLC|800
KEYS|KEYSIGHT TECH INC.|PIPR|Piper Jaffray & Co.|1998
KEYS|KEYSIGHT TECH INC.|PWJC|UBS Financial Services, Inc.|155
KEYS|KEYSIGHT TECH INC.|RBCM|RBC CAPITAL MARKETS, LLC|7443
KEYS|KEYSIGHT TECH INC.|RGLD|Regal Securities, Inc|200
KEYS|KEYSIGHT TECH INC.|SAGL|SAGETRADER, LLC|47127
KEYS|KEYSIGHT TECH INC.|SAGW|SAGETRADER, LLC|200
KEYS|KEYSIGHT TECH INC.|SALI|INTL FCSTONE FINANCIAL INC.|53
KEYS|KEYSIGHT TECH INC.|SBRX|MURIEL SIEBERT & CO INC|100
KEYS|KEYSIGHT TECH INC.|SBSH|Citigroup Global Markets Inc.|164564
KEYS|KEYSIGHT TECH INC.|SEIC|SEI Investments Distribution Co.|200
KEYS|KEYSIGHT TECH INC.|SGMT|GOLDMAN SACHS & CO. LLC|148634
KEYS|KEYSIGHT TECH INC.|SPDR|SPEEDROUTE LLC|19502
KEYS|KEYSIGHT TECH INC.|STFL|Stifel, Nicolaus & Company, Incorporated|9375
KEYS|KEYSIGHT TECH INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5594
KEYS|KEYSIGHT TECH INC.|SWIM|TD Ameritrade, Inc.|3700
KEYS|KEYSIGHT TECH INC.|TKNG|ALLY INVEST SECURITIES LLC|2293
KEYS|KEYSIGHT TECH INC.|TRBT|Tradebot Systems, Inc.|328079
KEYS|KEYSIGHT TECH INC.|TRCM|TRC MARKETS LLC|73785
KEYS|KEYSIGHT TECH INC.|UBSA|UBS SECURITIES LLC|626452
KEYS|KEYSIGHT TECH INC.|UBSS|UBS Securities LLC|997899
KEYS|KEYSIGHT TECH INC.|VALX|VIRTU AMERICAS LLC|34902
KEYS|KEYSIGHT TECH INC.|VGRD|Vanguard Marketing Corporation|6005
KEYS|KEYSIGHT TECH INC.|WBLR|WILLIAM BLAIR|1298
KEYS|KEYSIGHT TECH INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3056
KEYS|KEYSIGHT TECH INC.|WCHV|WELLS FARGO SECURITIES, LLC|36461
KEYS|KEYSIGHT TECH INC.|WDNX|WEEDEN & CO.L.P.|1324
KEYS|KEYSIGHT TECH INC.|WEDB|WEDBUSH SECURITIES INC.|1114
KEYS|KEYSIGHT TECH INC.|WEED|Weeden & Co.L.P.|2100
KEYS|KEYSIGHT TECH INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22161
KEYS|KEYSIGHT TECH INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44899
KEYS|KEYSIGHT TECH INC.|WGIF|CIBC World Markets Inc.|365
KEYS|KEYSIGHT TECH INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|227
KEYS|KEYSIGHT TECH INC.|WSAG|WALL STREET ACCESS|900
KEYS|KEYSIGHT TECH INC.|WSEA|WOLVERINE SECURITIES, LLC|2895
KEYS|KEYSIGHT TECH INC.|XIST|INSTINET, LLC|238600
KEYS|KEYSIGHT TECH INC.|XPQR|Jump Trading|590
KEYS|KEYSIGHT TECH INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|30096
KEYS|KEYSIGHT TECH INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1112
KEYS|KEYSIGHT TECH INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1801
KEYW|KEYW HOLDING CORP|ALTX|Alternet Securities Inc.|8494
KEYW|KEYW HOLDING CORP|APCC|Apex Clearing Corporation|797
KEYW|KEYW HOLDING CORP|BARD|Robert W. Baird & Co. Incorporated|7
KEYW|KEYW HOLDING CORP|BATM|CBOE TRADING, INC.|500
KEYW|KEYW HOLDING CORP|BBNT|BB&T SECURITIES, LLC|1999
KEYW|KEYW HOLDING CORP|BERN|Sanford C. Bernstein & Co., LLC|22
KEYW|KEYW HOLDING CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|656
KEYW|KEYW HOLDING CORP|BLKX|INSTINET, LLC|50000
KEYW|KEYW HOLDING CORP|BMOC|BMO Capital Markets Corp.|7730
KEYW|KEYW HOLDING CORP|BNPX|BNP PARIBAS SECURITIES CORP.|24764
KEYW|KEYW HOLDING CORP|BTIG|BTIG, LLC|42381
KEYW|KEYW HOLDING CORP|BYXM|CBOE TRADING, INC.|906
KEYW|KEYW HOLDING CORP|BZYD|GOLDMAN SACHS & CO. LLC|3727
KEYW|KEYW HOLDING CORP|CANT|Cantor Fitzgerald & Co.|2209
KEYW|KEYW HOLDING CORP|CHAS|Charles Schwab & Co., Inc.|5157
KEYW|KEYW HOLDING CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7277
KEYW|KEYW HOLDING CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
KEYW|KEYW HOLDING CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195085
KEYW|KEYW HOLDING CORP|CTDL|Citadel Derivatives Group Llc|38449
KEYW|KEYW HOLDING CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|20324
KEYW|KEYW HOLDING CORP|DBAB|Deutsche Bank Securities Inc.|277977
KEYW|KEYW HOLDING CORP|DBAX|Deutsche Bank Securities Inc.|111500
KEYW|KEYW HOLDING CORP|DEAN|MORGAN STANLEY|728
KEYW|KEYW HOLDING CORP|DEGS|RONIN PROFESSIONAL LLC|12562
KEYW|KEYW HOLDING CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25002
KEYW|KEYW HOLDING CORP|EBXL|EBX LLC|135000
KEYW|KEYW HOLDING CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1256
KEYW|KEYW HOLDING CORP|EDJO|Edward D. Jones & Co., L.P.|750
KEYW|KEYW HOLDING CORP|EGAM|CBOE TRADING, INC.|2200
KEYW|KEYW HOLDING CORP|EGMT|EG MARKET TECHNOLOGIES LLC|10
KEYW|KEYW HOLDING CORP|EGXM|CBOE TRADING, INC.|4804
KEYW|KEYW HOLDING CORP|EGXW|CBOE TRADING, INC.|1
KEYW|KEYW HOLDING CORP|ESPO|ESPOSITO SECURITIES, LLC|132587
KEYW|KEYW HOLDING CORP|ETBE|Electronic Transaction Clearing, Inc.|38347
KEYW|KEYW HOLDING CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12580
KEYW|KEYW HOLDING CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3151
KEYW|KEYW HOLDING CORP|ETRS|E*Trade Securities LLC|52770
KEYW|KEYW HOLDING CORP|FBCO|Credit Suisse Securities (USA) LLC|377675
KEYW|KEYW HOLDING CORP|FILL|Tradestation Securities, Inc.|10750
KEYW|KEYW HOLDING CORP|FMAF|NBCN Inc./ CDS|500
KEYW|KEYW HOLDING CORP|FOMA|TD AMERITRADE CLEARING, INC.|85036
KEYW|KEYW HOLDING CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3626
KEYW|KEYW HOLDING CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|353762
KEYW|KEYW HOLDING CORP|FTBR|Foliofn Investments, Inc.|331
KEYW|KEYW HOLDING CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|20936
KEYW|KEYW HOLDING CORP|GLPX|ACS EXECUTION SERVICES, LLC|1767
KEYW|KEYW HOLDING CORP|GSCO|GOLDMAN SACHS & CO. LLC|986822
KEYW|KEYW HOLDING CORP|GSCS|GOLDMAN SACHS & CO. LLC|10519
KEYW|KEYW HOLDING CORP|GSLT|GOLDMAN SACHS & CO. LLC|10592
KEYW|KEYW HOLDING CORP|GTSZ|GTS SECURITIES LLC|10510
KEYW|KEYW HOLDING CORP|HPPX|POTAMUS TRADING, LLC|332
KEYW|KEYW HOLDING CORP|HRBF|American Enterprise Investment Services Inc.|505
KEYW|KEYW HOLDING CORP|IATS|INTERACTIVE BROKERS LLC|12472
KEYW|KEYW HOLDING CORP|IBKR|Interactive Brokers Llc|150587
KEYW|KEYW HOLDING CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1464
KEYW|KEYW HOLDING CORP|ICBX|INSTINET, LLC|37200
KEYW|KEYW HOLDING CORP|IEQY|CITADEL SECURITIES LLC|65480
KEYW|KEYW HOLDING CORP|INCA|INSTINET, LLC|244085
KEYW|KEYW HOLDING CORP|INJX|INSTINET, LLC|22213
KEYW|KEYW HOLDING CORP|ITGI|ITG Inc.|145101
KEYW|KEYW HOLDING CORP|ITGP|ITG INC.|85200
KEYW|KEYW HOLDING CORP|JEFF|JEFFERIES LLC|209432
KEYW|KEYW HOLDING CORP|JMPT|JUMP TRADING, LLC|79036
KEYW|KEYW HOLDING CORP|JPBX|J.P. MORGAN SECURITIES LLC|22725
KEYW|KEYW HOLDING CORP|JPMX|J.P. Morgan Securities LLC|173035
KEYW|KEYW HOLDING CORP|JSJX|JANE STREET CAPITAL LLC|8309
KEYW|KEYW HOLDING CORP|KCGM|VIRTU Americas LLC|35378
KEYW|KEYW HOLDING CORP|LEHM|Barclays Capital Inc./Le|548522
KEYW|KEYW HOLDING CORP|LIME|Lime Brokerage LLC|298427
KEYW|KEYW HOLDING CORP|LMGP|LIME BROKERAGE LLC|32184
KEYW|KEYW HOLDING CORP|LQNA|LIQUIDNET, INC.|6000
KEYW|KEYW HOLDING CORP|LSCI|Lek Securities Corporation|220
KEYW|KEYW HOLDING CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
KEYW|KEYW HOLDING CORP|MAXM|Maxim Group LLC|4887
KEYW|KEYW HOLDING CORP|MBTS|ALLY INVEST SECURITIES LLC|1453
KEYW|KEYW HOLDING CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|166554
KEYW|KEYW HOLDING CORP|MOTF|MOTIF INVESTING, INC.|233
KEYW|KEYW HOLDING CORP|MSCO|MORGAN STANLEY & CO. LLC|2825164
KEYW|KEYW HOLDING CORP|MSPL|MORGAN STANLEY & CO. LLC|207100
KEYW|KEYW HOLDING CORP|MSTX|MORGAN STANLEY & CO. LLC|105600
KEYW|KEYW HOLDING CORP|NEUB|NEUBERGER BERMAN BD LLC|995
KEYW|KEYW HOLDING CORP|NFSC|National Financial Services LLC|91763
KEYW|KEYW HOLDING CORP|NITE|VIRTU Americas LLC|329272
KEYW|KEYW HOLDING CORP|NITP|VIRTU Americas LLC|5644
KEYW|KEYW HOLDING CORP|NQRB|Brut, LLC|2100
KEYW|KEYW HOLDING CORP|OPCO|Oppenheimer & Co. Inc.|66
KEYW|KEYW HOLDING CORP|PDQM|CODA MARKETS, INC.|2900
KEYW|KEYW HOLDING CORP|RAJA|Raymond James & Associates, Inc.|139
KEYW|KEYW HOLDING CORP|RBCM|RBC CAPITAL MARKETS, LLC|25821
KEYW|KEYW HOLDING CORP|RHCO|Suntrust Robinson Humphrey, Inc.|59872
KEYW|KEYW HOLDING CORP|SALI|INTL FCSTONE FINANCIAL INC.|799
KEYW|KEYW HOLDING CORP|SBSH|Citigroup Global Markets Inc.|304829
KEYW|KEYW HOLDING CORP|SGMT|GOLDMAN SACHS & CO. LLC|66197
KEYW|KEYW HOLDING CORP|SPDR|SPEEDROUTE LLC|1259
KEYW|KEYW HOLDING CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1900
KEYW|KEYW HOLDING CORP|STKP|STOCKPILE INVESTMENTS, INC.|846
KEYW|KEYW HOLDING CORP|SWIM|TD Ameritrade, Inc.|176084
KEYW|KEYW HOLDING CORP|SWST|Hilltop Securities Inc.|2494
KEYW|KEYW HOLDING CORP|TKNG|ALLY INVEST SECURITIES LLC|512
KEYW|KEYW HOLDING CORP|TRBT|Tradebot Systems, Inc.|181865
KEYW|KEYW HOLDING CORP|TRCM|TRC MARKETS LLC|182425
KEYW|KEYW HOLDING CORP|TWTT|TASTYWORKS, INC.|1480
KEYW|KEYW HOLDING CORP|UBSA|UBS SECURITIES LLC|435160
KEYW|KEYW HOLDING CORP|UBSS|UBS Securities LLC|831082
KEYW|KEYW HOLDING CORP|VALX|VIRTU AMERICAS LLC|12751
KEYW|KEYW HOLDING CORP|VGRD|Vanguard Marketing Corporation|6385
KEYW|KEYW HOLDING CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|800
KEYW|KEYW HOLDING CORP|WCHV|WELLS FARGO SECURITIES, LLC|294145
KEYW|KEYW HOLDING CORP|WDNX|WEEDEN & CO.L.P.|14200
KEYW|KEYW HOLDING CORP|WEED|Weeden & Co.L.P.|10500
KEYW|KEYW HOLDING CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3069
KEYW|KEYW HOLDING CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8693
KEYW|KEYW HOLDING CORP|WORD|Worden Capital Management LLC|500
KEYW|KEYW HOLDING CORP|WSEA|WOLVERINE SECURITIES, LLC|1651
KEYW|KEYW HOLDING CORP|XIST|INSTINET, LLC|900
KEYW|KEYW HOLDING CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9600
KEYW|KEYW HOLDING CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1622
KF|KOREA FUND THE NEW|AGIS|Aegis Capital Corp.|274
KF|KOREA FUND THE NEW|ALTX|Alternet Securities Inc.|300
KF|KOREA FUND THE NEW|APCC|Apex Clearing Corporation|9
KF|KOREA FUND THE NEW|BATM|CBOE TRADING, INC.|1
KF|KOREA FUND THE NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|636
KF|KOREA FUND THE NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|106
KF|KOREA FUND THE NEW|DBAX|Deutsche Bank Securities Inc.|600
KF|KOREA FUND THE NEW|DEAN|MORGAN STANLEY|25
KF|KOREA FUND THE NEW|DEGS|RONIN PROFESSIONAL LLC|795
KF|KOREA FUND THE NEW|EBXL|EBX LLC|500
KF|KOREA FUND THE NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
KF|KOREA FUND THE NEW|EDJO|Edward D. Jones & Co., L.P.|75
KF|KOREA FUND THE NEW|EGAM|CBOE TRADING, INC.|1718
KF|KOREA FUND THE NEW|EGAW|CBOE TRADING, INC.|100
KF|KOREA FUND THE NEW|ETRS|E*Trade Securities LLC|1803
KF|KOREA FUND THE NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|475
KF|KOREA FUND THE NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|224
KF|KOREA FUND THE NEW|FTBR|Foliofn Investments, Inc.|29
KF|KOREA FUND THE NEW|GTSZ|GTS SECURITIES LLC|100
KF|KOREA FUND THE NEW|HRBF|American Enterprise Investment Services Inc.|100
KF|KOREA FUND THE NEW|IATS|INTERACTIVE BROKERS LLC|16
KF|KOREA FUND THE NEW|IBKR|Interactive Brokers Llc|1233
KF|KOREA FUND THE NEW|INCA|INSTINET, LLC|578
KF|KOREA FUND THE NEW|ITGI|ITG Inc.|200
KF|KOREA FUND THE NEW|ITGP|ITG INC.|600
KF|KOREA FUND THE NEW|JPMX|J.P. Morgan Securities LLC|1400
KF|KOREA FUND THE NEW|KCGM|VIRTU Americas LLC|8
KF|KOREA FUND THE NEW|LEHM|Barclays Capital Inc./Le|2400
KF|KOREA FUND THE NEW|LGNT|COR CLEARING LLC|3
KF|KOREA FUND THE NEW|LIME|Lime Brokerage LLC|260
KF|KOREA FUND THE NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|354
KF|KOREA FUND THE NEW|MSCO|MORGAN STANLEY & CO. LLC|2243
KF|KOREA FUND THE NEW|NFSC|National Financial Services LLC|469
KF|KOREA FUND THE NEW|NITE|VIRTU Americas LLC|9532
KF|KOREA FUND THE NEW|PWJC|UBS Financial Services, Inc.|263
KF|KOREA FUND THE NEW|RBCM|RBC CAPITAL MARKETS, LLC|710
KF|KOREA FUND THE NEW|SGMT|GOLDMAN SACHS & CO. LLC|308
KF|KOREA FUND THE NEW|SPDR|SPEEDROUTE LLC|800
KF|KOREA FUND THE NEW|UBSA|UBS SECURITIES LLC|1103
KF|KOREA FUND THE NEW|UBSS|UBS Securities LLC|1776
KF|KOREA FUND THE NEW|VALX|VIRTU AMERICAS LLC|11
KF|KOREA FUND THE NEW|VGRD|Vanguard Marketing Corporation|771
KF|KOREA FUND THE NEW|WCHV|WELLS FARGO SECURITIES, LLC|22
KF|KOREA FUND THE NEW|WEDB|WEDBUSH SECURITIES INC.|303
KF|KOREA FUND THE NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2092
KF|KOREA FUND THE NEW|WGIF|CIBC World Markets Inc.|228
KF|KOREA FUND THE NEW|WSEA|WOLVERINE SECURITIES, LLC|92
KF|KOREA FUND THE NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
KFFB|KENTUCKY FIRST FED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30
KFFB|KENTUCKY FIRST FED|EBXL|EBX LLC|100
KFFB|KENTUCKY FIRST FED|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
KFFB|KENTUCKY FIRST FED|EDJO|Edward D. Jones & Co., L.P.|2175
KFFB|KENTUCKY FIRST FED|FBCO|Credit Suisse Securities (USA) LLC|1180
KFFB|KENTUCKY FIRST FED|FOMA|TD AMERITRADE CLEARING, INC.|3876
KFFB|KENTUCKY FIRST FED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
KFFB|KENTUCKY FIRST FED|GEBB|GLOBAL EXECUTION BROKERS, LP|300
KFFB|KENTUCKY FIRST FED|IBKR|Interactive Brokers Llc|2513
KFFB|KENTUCKY FIRST FED|INCA|INSTINET, LLC|517
KFFB|KENTUCKY FIRST FED|INJX|INSTINET, LLC|100
KFFB|KENTUCKY FIRST FED|LEHM|Barclays Capital Inc./Le|7
KFFB|KENTUCKY FIRST FED|LIME|Lime Brokerage LLC|2150
KFFB|KENTUCKY FIRST FED|MSCO|MORGAN STANLEY & CO. LLC|3851
KFFB|KENTUCKY FIRST FED|NFSC|National Financial Services LLC|2794
KFFB|KENTUCKY FIRST FED|NITE|VIRTU Americas LLC|6869
KFFB|KENTUCKY FIRST FED|SWIM|TD Ameritrade, Inc.|100
KFFB|KENTUCKY FIRST FED|TKNG|ALLY INVEST SECURITIES LLC|60
KFFB|KENTUCKY FIRST FED|TRCM|TRC MARKETS LLC|100
KFFB|KENTUCKY FIRST FED|UBSS|UBS Securities LLC|2629
KFFB|KENTUCKY FIRST FED|VALX|VIRTU AMERICAS LLC|291
KFFB|KENTUCKY FIRST FED|VGRD|Vanguard Marketing Corporation|67
KFFB|KENTUCKY FIRST FED|WCHV|WELLS FARGO SECURITIES, LLC|5367
KFFB|KENTUCKY FIRST FED|WSEA|WOLVERINE SECURITIES, LLC|1
KFRC|KFORCE INC        ##|ANOS|ABEL/NOSER, L.L.C.|7264
KFRC|KFORCE INC        ##|APCC|Apex Clearing Corporation|161
KFRC|KFORCE INC        ##|AQUA|AQUA SECURITIES L.P.|3900
KFRC|KFORCE INC        ##|BARD|Robert W. Baird & Co. Incorporated|12971
KFRC|KFORCE INC        ##|BATM|CBOE TRADING, INC.|2298
KFRC|KFORCE INC        ##|BERN|Sanford C. Bernstein & Co., LLC|12856
KFRC|KFORCE INC        ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1132
KFRC|KFORCE INC        ##|BMOC|BMO Capital Markets Corp.|3691
KFRC|KFORCE INC        ##|BNPX|BNP PARIBAS SECURITIES CORP.|1532
KFRC|KFORCE INC        ##|BTIG|BTIG, LLC|16529
KFRC|KFORCE INC        ##|BYXM|CBOE TRADING, INC.|1340
KFRC|KFORCE INC        ##|BZYD|GOLDMAN SACHS & CO. LLC|1800
KFRC|KFORCE INC        ##|CANT|Cantor Fitzgerald & Co.|593
KFRC|KFORCE INC        ##|CHAS|Charles Schwab & Co., Inc.|61
KFRC|KFORCE INC        ##|CIST|Capital Institutional Services, Inc.|853
KFRC|KFORCE INC        ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|79096
KFRC|KFORCE INC        ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
KFRC|KFORCE INC        ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61160
KFRC|KFORCE INC        ##|CTDL|Citadel Derivatives Group Llc|6748
KFRC|KFORCE INC        ##|CTLR|CUTLER GROUP, LP|2300
KFRC|KFORCE INC        ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|11944
KFRC|KFORCE INC        ##|DBAB|Deutsche Bank Securities Inc.|100748
KFRC|KFORCE INC        ##|DBAX|Deutsche Bank Securities Inc.|98100
KFRC|KFORCE INC        ##|DBUL|Deutsche Bank Securities Inc.|300
KFRC|KFORCE INC        ##|DEAN|MORGAN STANLEY|4
KFRC|KFORCE INC        ##|DEGS|RONIN PROFESSIONAL LLC|3392
KFRC|KFORCE INC        ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|474
KFRC|KFORCE INC        ##|EBXL|EBX LLC|63900
KFRC|KFORCE INC        ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|21772
KFRC|KFORCE INC        ##|EDJO|Edward D. Jones & Co., L.P.|21
KFRC|KFORCE INC        ##|EGAM|CBOE TRADING, INC.|6673
KFRC|KFORCE INC        ##|EGAW|CBOE TRADING, INC.|125
KFRC|KFORCE INC        ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
KFRC|KFORCE INC        ##|EGXM|CBOE TRADING, INC.|800
KFRC|KFORCE INC        ##|EGXW|CBOE TRADING, INC.|5
KFRC|KFORCE INC        ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|24
KFRC|KFORCE INC        ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7459
KFRC|KFORCE INC        ##|ETRS|E*Trade Securities LLC|6164
KFRC|KFORCE INC        ##|FBCO|Credit Suisse Securities (USA) LLC|93565
KFRC|KFORCE INC        ##|FBSB|U.S. Bancorp Investments, Inc.|71
KFRC|KFORCE INC        ##|FILL|Tradestation Securities, Inc.|100
KFRC|KFORCE INC        ##|FOMA|TD AMERITRADE CLEARING, INC.|54992
KFRC|KFORCE INC        ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68897
KFRC|KFORCE INC        ##|FTBR|Foliofn Investments, Inc.|5083
KFRC|KFORCE INC        ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7128
KFRC|KFORCE INC        ##|GLPX|ACS EXECUTION SERVICES, LLC|774
KFRC|KFORCE INC        ##|GSCO|GOLDMAN SACHS & CO. LLC|230761
KFRC|KFORCE INC        ##|GSCS|GOLDMAN SACHS & CO. LLC|9819
KFRC|KFORCE INC        ##|GSLT|GOLDMAN SACHS & CO. LLC|1447
KFRC|KFORCE INC        ##|GTSZ|GTS SECURITIES LLC|14595
KFRC|KFORCE INC        ##|HPPX|POTAMUS TRADING, LLC|1253
KFRC|KFORCE INC        ##|HRBF|American Enterprise Investment Services Inc.|627
KFRC|KFORCE INC        ##|IATS|INTERACTIVE BROKERS LLC|4072
KFRC|KFORCE INC        ##|IBKR|Interactive Brokers Llc|71068
KFRC|KFORCE INC        ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|176
KFRC|KFORCE INC        ##|ICBX|INSTINET, LLC|52644
KFRC|KFORCE INC        ##|IEQY|CITADEL SECURITIES LLC|16423
KFRC|KFORCE INC        ##|INCA|INSTINET, LLC|169468
KFRC|KFORCE INC        ##|INJX|INSTINET, LLC|7215
KFRC|KFORCE INC        ##|ITGI|ITG Inc.|31673
KFRC|KFORCE INC        ##|ITGP|ITG INC.|51600
KFRC|KFORCE INC        ##|JANY|Janney Montgomery Scott Inc.|41
KFRC|KFORCE INC        ##|JEFF|JEFFERIES LLC|98921
KFRC|KFORCE INC        ##|JMPT|JUMP TRADING, LLC|7435
KFRC|KFORCE INC        ##|JONE|JonesTrading|208
KFRC|KFORCE INC        ##|JPBX|J.P. MORGAN SECURITIES LLC|5400
KFRC|KFORCE INC        ##|JPMX|J.P. Morgan Securities LLC|107852
KFRC|KFORCE INC        ##|JSJX|JANE STREET CAPITAL LLC|4017
KFRC|KFORCE INC        ##|KCGM|VIRTU Americas LLC|28463
KFRC|KFORCE INC        ##|LEHM|Barclays Capital Inc./Le|168818
KFRC|KFORCE INC        ##|LIME|Lime Brokerage LLC|66332
KFRC|KFORCE INC        ##|LMGP|LIME BROKERAGE LLC|4777
KFRC|KFORCE INC        ##|LQNA|LIQUIDNET, INC.|27100
KFRC|KFORCE INC        ##|LSCI|Lek Securities Corporation|1
KFRC|KFORCE INC        ##|MAXM|Maxim Group LLC|3175
KFRC|KFORCE INC        ##|MBTS|ALLY INVEST SECURITIES LLC|424
KFRC|KFORCE INC        ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40054
KFRC|KFORCE INC        ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
KFRC|KFORCE INC        ##|MSCO|MORGAN STANLEY & CO. LLC|1535522
KFRC|KFORCE INC        ##|MSPL|MORGAN STANLEY & CO. LLC|101900
KFRC|KFORCE INC        ##|MSTX|MORGAN STANLEY & CO. LLC|9000
KFRC|KFORCE INC        ##|MTON|MILLINGTON SECURITIES, INC.|10523
KFRC|KFORCE INC        ##|NFSC|National Financial Services LLC|54354
KFRC|KFORCE INC        ##|NITE|VIRTU Americas LLC|151555
KFRC|KFORCE INC        ##|NITP|VIRTU Americas LLC|1400
KFRC|KFORCE INC        ##|NQRB|Brut, LLC|5279
KFRC|KFORCE INC        ##|OPCO|Oppenheimer & Co. Inc.|1663
KFRC|KFORCE INC        ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|960
KFRC|KFORCE INC        ##|PDQM|CODA MARKETS, INC.|10677
KFRC|KFORCE INC        ##|PHLY|NASDAQ Execution Services, LLC|400
KFRC|KFORCE INC        ##|PWJC|UBS Financial Services, Inc.|262
KFRC|KFORCE INC        ##|RAJA|Raymond James & Associates, Inc.|1759
KFRC|KFORCE INC        ##|RBCM|RBC CAPITAL MARKETS, LLC|319
KFRC|KFORCE INC        ##|SAGL|SAGETRADER, LLC|500
KFRC|KFORCE INC        ##|SAGW|SAGETRADER, LLC|33
KFRC|KFORCE INC        ##|SBSH|Citigroup Global Markets Inc.|69485
KFRC|KFORCE INC        ##|SGMT|GOLDMAN SACHS & CO. LLC|31510
KFRC|KFORCE INC        ##|SPDR|SPEEDROUTE LLC|6220
KFRC|KFORCE INC        ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
KFRC|KFORCE INC        ##|STFL|Stifel, Nicolaus & Company, Incorporated|1698
KFRC|KFORCE INC        ##|SWIM|TD Ameritrade, Inc.|7341
KFRC|KFORCE INC        ##|SWST|Hilltop Securities Inc.|496
KFRC|KFORCE INC        ##|TKNG|ALLY INVEST SECURITIES LLC|110
KFRC|KFORCE INC        ##|TONC|CUTTONE & CO., LLC|3550
KFRC|KFORCE INC        ##|TRBT|Tradebot Systems, Inc.|19028
KFRC|KFORCE INC        ##|TRCM|TRC MARKETS LLC|40558
KFRC|KFORCE INC        ##|UBSA|UBS SECURITIES LLC|163996
KFRC|KFORCE INC        ##|UBSS|UBS Securities LLC|219656
KFRC|KFORCE INC        ##|VALX|VIRTU AMERICAS LLC|20835
KFRC|KFORCE INC        ##|VGRD|Vanguard Marketing Corporation|10254
KFRC|KFORCE INC        ##|WABR|Wall Street Access|10986
KFRC|KFORCE INC        ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1286
KFRC|KFORCE INC        ##|WCHV|WELLS FARGO SECURITIES, LLC|68685
KFRC|KFORCE INC        ##|WEED|Weeden & Co.L.P.|32149
KFRC|KFORCE INC        ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1092
KFRC|KFORCE INC        ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|783
KFRC|KFORCE INC        ##|WGIF|CIBC World Markets Inc.|14
KFRC|KFORCE INC        ##|WSEA|WOLVERINE SECURITIES, LLC|730
KFRC|KFORCE INC        ##|XIST|INSTINET, LLC|23700
KFRC|KFORCE INC        ##|XPQR|Jump Trading|370
KFRC|KFORCE INC        ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
KFRC|KFORCE INC        ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|85
KFS|KINGSWAY FINANCIAL S|BKMM|BNY MELLON CAPITAL MARKETS, LLC|350
KFS|KINGSWAY FINANCIAL S|CHAS|Charles Schwab & Co., Inc.|1000
KFS|KINGSWAY FINANCIAL S|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5400
KFS|KINGSWAY FINANCIAL S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
KFS|KINGSWAY FINANCIAL S|DBAX|Deutsche Bank Securities Inc.|600
KFS|KINGSWAY FINANCIAL S|EBXL|EBX LLC|300
KFS|KINGSWAY FINANCIAL S|ETRS|E*Trade Securities LLC|12994
KFS|KINGSWAY FINANCIAL S|GSCO|GOLDMAN SACHS & CO. LLC|100
KFS|KINGSWAY FINANCIAL S|GSCS|GOLDMAN SACHS & CO. LLC|7300
KFS|KINGSWAY FINANCIAL S|GTSZ|GTS SECURITIES LLC|143
KFS|KINGSWAY FINANCIAL S|HRBF|American Enterprise Investment Services Inc.|11750
KFS|KINGSWAY FINANCIAL S|IBKR|Interactive Brokers Llc|26820
KFS|KINGSWAY FINANCIAL S|ICBX|INSTINET, LLC|200
KFS|KINGSWAY FINANCIAL S|INCA|INSTINET, LLC|3405
KFS|KINGSWAY FINANCIAL S|ITGI|ITG Inc.|900
KFS|KINGSWAY FINANCIAL S|ITGP|ITG INC.|1200
KFS|KINGSWAY FINANCIAL S|JONE|JonesTrading|50000
KFS|KINGSWAY FINANCIAL S|KCGM|VIRTU Americas LLC|3000
KFS|KINGSWAY FINANCIAL S|LEHM|Barclays Capital Inc./Le|1400
KFS|KINGSWAY FINANCIAL S|LIME|Lime Brokerage LLC|4278
KFS|KINGSWAY FINANCIAL S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
KFS|KINGSWAY FINANCIAL S|MSCO|MORGAN STANLEY & CO. LLC|15431
KFS|KINGSWAY FINANCIAL S|NFSC|National Financial Services LLC|97020
KFS|KINGSWAY FINANCIAL S|NITE|VIRTU Americas LLC|89883
KFS|KINGSWAY FINANCIAL S|NTRC|Northern Trust Securities, Inc.|14079
KFS|KINGSWAY FINANCIAL S|OPCO|Oppenheimer & Co. Inc.|1500
KFS|KINGSWAY FINANCIAL S|SGMT|GOLDMAN SACHS & CO. LLC|1000
KFS|KINGSWAY FINANCIAL S|SWIM|TD Ameritrade, Inc.|4300
KFS|KINGSWAY FINANCIAL S|TKNG|ALLY INVEST SECURITIES LLC|116
KFS|KINGSWAY FINANCIAL S|TRBT|Tradebot Systems, Inc.|600
KFS|KINGSWAY FINANCIAL S|UBSA|UBS SECURITIES LLC|700
KFS|KINGSWAY FINANCIAL S|UBSS|UBS Securities LLC|4300
KFS|KINGSWAY FINANCIAL S|VALX|VIRTU AMERICAS LLC|3000
KFS|KINGSWAY FINANCIAL S|VGRD|Vanguard Marketing Corporation|2700
KFS|KINGSWAY FINANCIAL S|WCHV|WELLS FARGO SECURITIES, LLC|10664
KFS|KINGSWAY FINANCIAL S|WSEA|WOLVERINE SECURITIES, LLC|37
KFS|KINGSWAY FINANCIAL S|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
KFY|KORN FERRY INTL|ALTX|Alternet Securities Inc.|9000
KFY|KORN FERRY INTL|APCC|Apex Clearing Corporation|930
KFY|KORN FERRY INTL|BARD|Robert W. Baird & Co. Incorporated|1531
KFY|KORN FERRY INTL|BATM|CBOE TRADING, INC.|4234
KFY|KORN FERRY INTL|BBNT|BB&T SECURITIES, LLC|50
KFY|KORN FERRY INTL|BERN|Sanford C. Bernstein & Co., LLC|48809
KFY|KORN FERRY INTL|BIDS|BIDS TRADING L.P.|400
KFY|KORN FERRY INTL|BIMI|Banca IMI Securities Corp.|720
KFY|KORN FERRY INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10968
KFY|KORN FERRY INTL|BLKX|INSTINET, LLC|17200
KFY|KORN FERRY INTL|BNPX|BNP PARIBAS SECURITIES CORP.|11681
KFY|KORN FERRY INTL|BRVL|BLAYLOCK VAN, LLC|589
KFY|KORN FERRY INTL|BTIG|BTIG, LLC|1021
KFY|KORN FERRY INTL|BYXM|CBOE TRADING, INC.|250
KFY|KORN FERRY INTL|BZYD|GOLDMAN SACHS & CO. LLC|900
KFY|KORN FERRY INTL|CANT|Cantor Fitzgerald & Co.|7936
KFY|KORN FERRY INTL|CHAS|Charles Schwab & Co., Inc.|7945
KFY|KORN FERRY INTL|CIST|Capital Institutional Services, Inc.|125
KFY|KORN FERRY INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54260
KFY|KORN FERRY INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4784
KFY|KORN FERRY INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6607
KFY|KORN FERRY INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|260644
KFY|KORN FERRY INTL|CTDL|Citadel Derivatives Group Llc|7450
KFY|KORN FERRY INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|23768
KFY|KORN FERRY INTL|DBAB|Deutsche Bank Securities Inc.|165586
KFY|KORN FERRY INTL|DBAX|Deutsche Bank Securities Inc.|133100
KFY|KORN FERRY INTL|DBUL|Deutsche Bank Securities Inc.|967
KFY|KORN FERRY INTL|DCHF|Dart Executions, LLC|2300
KFY|KORN FERRY INTL|DEAN|MORGAN STANLEY|2047
KFY|KORN FERRY INTL|DEGS|RONIN PROFESSIONAL LLC|5491
KFY|KORN FERRY INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11300
KFY|KORN FERRY INTL|EBXL|EBX LLC|192400
KFY|KORN FERRY INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|11556
KFY|KORN FERRY INTL|EDJO|Edward D. Jones & Co., L.P.|152
KFY|KORN FERRY INTL|EGAM|CBOE TRADING, INC.|6959
KFY|KORN FERRY INTL|EGXM|CBOE TRADING, INC.|5219
KFY|KORN FERRY INTL|ETBE|Electronic Transaction Clearing, Inc.|20515
KFY|KORN FERRY INTL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
KFY|KORN FERRY INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31894
KFY|KORN FERRY INTL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
KFY|KORN FERRY INTL|ETRS|E*Trade Securities LLC|88893
KFY|KORN FERRY INTL|FILL|Tradestation Securities, Inc.|7652
KFY|KORN FERRY INTL|FMAF|NBCN Inc./ CDS|1240
KFY|KORN FERRY INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4067
KFY|KORN FERRY INTL|FQLS|Quantlab Securities LP|109549
KFY|KORN FERRY INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112349
KFY|KORN FERRY INTL|FTBR|Foliofn Investments, Inc.|5033
KFY|KORN FERRY INTL|GLIS|TD Securities Inc|12430
KFY|KORN FERRY INTL|GLPX|ACS EXECUTION SERVICES, LLC|23209
KFY|KORN FERRY INTL|GSCO|GOLDMAN SACHS & CO. LLC|339562
KFY|KORN FERRY INTL|GSCS|GOLDMAN SACHS & CO. LLC|1530
KFY|KORN FERRY INTL|GSLT|GOLDMAN SACHS & CO. LLC|3200
KFY|KORN FERRY INTL|GTSZ|GTS SECURITIES LLC|52271
KFY|KORN FERRY INTL|HPPX|POTAMUS TRADING, LLC|962
KFY|KORN FERRY INTL|HRBF|American Enterprise Investment Services Inc.|2620
KFY|KORN FERRY INTL|IATS|INTERACTIVE BROKERS LLC|24310
KFY|KORN FERRY INTL|IBKR|Interactive Brokers Llc|13570
KFY|KORN FERRY INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1484
KFY|KORN FERRY INTL|ICBX|INSTINET, LLC|30539
KFY|KORN FERRY INTL|IEQY|CITADEL SECURITIES LLC|23197
KFY|KORN FERRY INTL|INCA|INSTINET, LLC|145239
KFY|KORN FERRY INTL|INJX|INSTINET, LLC|19037
KFY|KORN FERRY INTL|ITGI|ITG Inc.|70039
KFY|KORN FERRY INTL|ITGP|ITG INC.|50200
KFY|KORN FERRY INTL|JANY|Janney Montgomery Scott Inc.|5
KFY|KORN FERRY INTL|JEFF|JEFFERIES LLC|91532
KFY|KORN FERRY INTL|JMPT|JUMP TRADING, LLC|50946
KFY|KORN FERRY INTL|JPBX|J.P. MORGAN SECURITIES LLC|16817
KFY|KORN FERRY INTL|JPMX|J.P. Morgan Securities LLC|265465
KFY|KORN FERRY INTL|JSJX|JANE STREET CAPITAL LLC|4498
KFY|KORN FERRY INTL|KCGM|VIRTU Americas LLC|43677
KFY|KORN FERRY INTL|LEHM|Barclays Capital Inc./Le|304999
KFY|KORN FERRY INTL|LIME|Lime Brokerage LLC|14631
KFY|KORN FERRY INTL|LOOP|Loop Capital Markets LLC|200
KFY|KORN FERRY INTL|LQNA|LIQUIDNET, INC.|33400
KFY|KORN FERRY INTL|LSCI|Lek Securities Corporation|387
KFY|KORN FERRY INTL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
KFY|KORN FERRY INTL|MACQ|Macquarie Capital (USA) Inc.|9485
KFY|KORN FERRY INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51766
KFY|KORN FERRY INTL|MOTF|MOTIF INVESTING, INC.|11
KFY|KORN FERRY INTL|MSCO|MORGAN STANLEY & CO. LLC|774487
KFY|KORN FERRY INTL|MSPL|MORGAN STANLEY & CO. LLC|263400
KFY|KORN FERRY INTL|MSTX|MORGAN STANLEY & CO. LLC|90900
KFY|KORN FERRY INTL|MULL|MARK J. MULLER EQUITIES, INC.|9810
KFY|KORN FERRY INTL|NEED|Needham & Company, LLC|700
KFY|KORN FERRY INTL|NEUB|NEUBERGER BERMAN BD LLC|74
KFY|KORN FERRY INTL|NFSC|National Financial Services LLC|165994
KFY|KORN FERRY INTL|NITE|VIRTU Americas LLC|394662
KFY|KORN FERRY INTL|NITP|VIRTU Americas LLC|916
KFY|KORN FERRY INTL|NQRB|Brut, LLC|2699
KFY|KORN FERRY INTL|NTBF|BMO Nesbitt Burns Inc./CDS|50
KFY|KORN FERRY INTL|NTRC|Northern Trust Securities, Inc.|1081
KFY|KORN FERRY INTL|OPCO|Oppenheimer & Co. Inc.|1893
KFY|KORN FERRY INTL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
KFY|KORN FERRY INTL|PDQM|CODA MARKETS, INC.|65771
KFY|KORN FERRY INTL|PHLY|NASDAQ Execution Services, LLC|200
KFY|KORN FERRY INTL|PIPR|Piper Jaffray & Co.|2353
KFY|KORN FERRY INTL|PWJC|UBS Financial Services, Inc.|41486
KFY|KORN FERRY INTL|RBCM|RBC CAPITAL MARKETS, LLC|442
KFY|KORN FERRY INTL|RHCO|Suntrust Robinson Humphrey, Inc.|79085
KFY|KORN FERRY INTL|SAGL|SAGETRADER, LLC|9869
KFY|KORN FERRY INTL|SBSH|Citigroup Global Markets Inc.|45568
KFY|KORN FERRY INTL|SGMT|GOLDMAN SACHS & CO. LLC|65592
KFY|KORN FERRY INTL|SPDR|SPEEDROUTE LLC|9015
KFY|KORN FERRY INTL|SSBS|STATE STREET GLOBAL MARKETS, LLC|275
KFY|KORN FERRY INTL|STFL|Stifel, Nicolaus & Company, Incorporated|319
KFY|KORN FERRY INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|695
KFY|KORN FERRY INTL|SWIM|TD Ameritrade, Inc.|190921
KFY|KORN FERRY INTL|SWST|Hilltop Securities Inc.|119
KFY|KORN FERRY INTL|TKNG|ALLY INVEST SECURITIES LLC|817
KFY|KORN FERRY INTL|TRBT|Tradebot Systems, Inc.|126269
KFY|KORN FERRY INTL|TRCM|TRC MARKETS LLC|32699
KFY|KORN FERRY INTL|TWTT|TASTYWORKS, INC.|130
KFY|KORN FERRY INTL|UBSA|UBS SECURITIES LLC|355994
KFY|KORN FERRY INTL|UBSS|UBS Securities LLC|480799
KFY|KORN FERRY INTL|VALX|VIRTU AMERICAS LLC|12263
KFY|KORN FERRY INTL|VGRD|Vanguard Marketing Corporation|21805
KFY|KORN FERRY INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|934
KFY|KORN FERRY INTL|WCHV|WELLS FARGO SECURITIES, LLC|120820
KFY|KORN FERRY INTL|WEDB|WEDBUSH SECURITIES INC.|5024
KFY|KORN FERRY INTL|WEED|Weeden & Co.L.P.|7738
KFY|KORN FERRY INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4122
KFY|KORN FERRY INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5599
KFY|KORN FERRY INTL|WGIF|CIBC World Markets Inc.|248
KFY|KORN FERRY INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|38
KFY|KORN FERRY INTL|WSEA|WOLVERINE SECURITIES, LLC|1886
KFY|KORN FERRY INTL|XIST|INSTINET, LLC|210842
KFY|KORN FERRY INTL|XPQR|Jump Trading|1116
KFY|KORN FERRY INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|21960
KFY|KORN FERRY INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|4389
KFY|KORN FERRY INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6247
KFYP|KS ZACKS NEW CHINA|BANK|Primevest Financial Services, Inc.|531
KFYP|KS ZACKS NEW CHINA|CANT|Cantor Fitzgerald & Co.|655
KFYP|KS ZACKS NEW CHINA|DBAX|Deutsche Bank Securities Inc.|200
KFYP|KS ZACKS NEW CHINA|ETRS|E*Trade Securities LLC|200
KFYP|KS ZACKS NEW CHINA|IBKR|Interactive Brokers Llc|10
KFYP|KS ZACKS NEW CHINA|ICBX|INSTINET, LLC|100
KFYP|KS ZACKS NEW CHINA|ITGI|ITG Inc.|200
KFYP|KS ZACKS NEW CHINA|JSJX|JANE STREET CAPITAL LLC|3447
KFYP|KS ZACKS NEW CHINA|LEHM|Barclays Capital Inc./Le|1555
KFYP|KS ZACKS NEW CHINA|NFSC|National Financial Services LLC|2154
KFYP|KS ZACKS NEW CHINA|NITE|VIRTU Americas LLC|2191
KFYP|KS ZACKS NEW CHINA|UBSA|UBS SECURITIES LLC|400
KFYP|KS ZACKS NEW CHINA|UBSS|UBS Securities LLC|2123
KFYP|KS ZACKS NEW CHINA|VGRD|Vanguard Marketing Corporation|614
KFYP|KS ZACKS NEW CHINA|WSEA|WOLVERINE SECURITIES, LLC|7
KGC|KINROSS GOLD CP|ADAM|CANACCORD GENUITY INC.|706145
KGC|KINROSS GOLD CP|ALFA|ALPHA TRADING L.P.|16600
KGC|KINROSS GOLD CP|ALTX|Alternet Securities Inc.|11000
KGC|KINROSS GOLD CP|APCC|Apex Clearing Corporation|180742
KGC|KINROSS GOLD CP|AVON|Avondale Partners, LLC|7700
KGC|KINROSS GOLD CP|BANK|Primevest Financial Services, Inc.|2000
KGC|KINROSS GOLD CP|BARD|Robert W. Baird & Co. Incorporated|500
KGC|KINROSS GOLD CP|BATM|CBOE TRADING, INC.|1400
KGC|KINROSS GOLD CP|BERN|Sanford C. Bernstein & Co., LLC|209448
KGC|KINROSS GOLD CP|BIAD|SAGETRADER, LLC|240
KGC|KINROSS GOLD CP|BIDS|BIDS TRADING L.P.|2700
KGC|KINROSS GOLD CP|BIMI|Banca IMI Securities Corp.|4370
KGC|KINROSS GOLD CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|176746
KGC|KINROSS GOLD CP|BLKX|INSTINET, LLC|36400
KGC|KINROSS GOLD CP|BNPX|BNP PARIBAS SECURITIES CORP.|45115
KGC|KINROSS GOLD CP|BYXM|CBOE TRADING, INC.|1600
KGC|KINROSS GOLD CP|BZYD|GOLDMAN SACHS & CO. LLC|2600
KGC|KINROSS GOLD CP|CHAS|Charles Schwab & Co., Inc.|4792
KGC|KINROSS GOLD CP|CICF|Canaccord Genuity Corp.|16569
KGC|KINROSS GOLD CP|CLSA|CLSA AMERICAS, LLC|1000
KGC|KINROSS GOLD CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101373
KGC|KINROSS GOLD CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|102
KGC|KINROSS GOLD CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1345148
KGC|KINROSS GOLD CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|449964
KGC|KINROSS GOLD CP|DADA|D.A. Davidson & Co.|54
KGC|KINROSS GOLD CP|DBAB|Deutsche Bank Securities Inc.|145290
KGC|KINROSS GOLD CP|DBAX|Deutsche Bank Securities Inc.|1566000
KGC|KINROSS GOLD CP|DCHF|Dart Executions, LLC|3522
KGC|KINROSS GOLD CP|DEAN|MORGAN STANLEY|1686
KGC|KINROSS GOLD CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|45731
KGC|KINROSS GOLD CP|EBXL|EBX LLC|604500
KGC|KINROSS GOLD CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|102822
KGC|KINROSS GOLD CP|EDJO|Edward D. Jones & Co., L.P.|7970
KGC|KINROSS GOLD CP|EGAM|CBOE TRADING, INC.|32678
KGC|KINROSS GOLD CP|EGAW|CBOE TRADING, INC.|600
KGC|KINROSS GOLD CP|EGXM|CBOE TRADING, INC.|3925
KGC|KINROSS GOLD CP|ELEV|ELEVATION, LLC|54453
KGC|KINROSS GOLD CP|ETBE|Electronic Transaction Clearing, Inc.|34448
KGC|KINROSS GOLD CP|ETCC|Electronic Transaction Clearing, Inc.|100
KGC|KINROSS GOLD CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
KGC|KINROSS GOLD CP|ETRS|E*Trade Securities LLC|1312757
KGC|KINROSS GOLD CP|FBSB|U.S. Bancorp Investments, Inc.|8300
KGC|KINROSS GOLD CP|FILL|Tradestation Securities, Inc.|10919
KGC|KINROSS GOLD CP|FMAF|NBCN Inc./ CDS|18000
KGC|KINROSS GOLD CP|FQLS|Quantlab Securities LP|296695
KGC|KINROSS GOLD CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|510450
KGC|KINROSS GOLD CP|FTBR|Foliofn Investments, Inc.|2971
KGC|KINROSS GOLD CP|GEBB|GLOBAL EXECUTION BROKERS, LP|41500
KGC|KINROSS GOLD CP|GLIS|TD Securities Inc|52797
KGC|KINROSS GOLD CP|GLPX|ACS EXECUTION SERVICES, LLC|3247
KGC|KINROSS GOLD CP|GSCO|GOLDMAN SACHS & CO. LLC|1694267
KGC|KINROSS GOLD CP|GSLT|GOLDMAN SACHS & CO. LLC|67094
KGC|KINROSS GOLD CP|GTSY|GTS SECURITIES LLC|16900
KGC|KINROSS GOLD CP|GTSZ|GTS SECURITIES LLC|242069
KGC|KINROSS GOLD CP|HCTA|Hardcastle Trading USA LLC|140671
KGC|KINROSS GOLD CP|HRBF|American Enterprise Investment Services Inc.|13693
KGC|KINROSS GOLD CP|HSBC|HSBC Securities, Inc.|9006
KGC|KINROSS GOLD CP|IATS|INTERACTIVE BROKERS LLC|94470
KGC|KINROSS GOLD CP|IBKR|Interactive Brokers Llc|120682
KGC|KINROSS GOLD CP|ICBX|INSTINET, LLC|728912
KGC|KINROSS GOLD CP|INCA|INSTINET, LLC|565962
KGC|KINROSS GOLD CP|INJX|INSTINET, LLC|1500
KGC|KINROSS GOLD CP|INTL|INTL FCSTONE FINANCIAL INC.|581
KGC|KINROSS GOLD CP|ITGI|ITG Inc.|223566
KGC|KINROSS GOLD CP|ITGP|ITG INC.|778000
KGC|KINROSS GOLD CP|JANY|Janney Montgomery Scott Inc.|789
KGC|KINROSS GOLD CP|JEFF|JEFFERIES LLC|168253
KGC|KINROSS GOLD CP|JMPT|JUMP TRADING, LLC|30815
KGC|KINROSS GOLD CP|JPBX|J.P. MORGAN SECURITIES LLC|21900
KGC|KINROSS GOLD CP|JPMX|J.P. Morgan Securities LLC|2520396
KGC|KINROSS GOLD CP|JSJX|JANE STREET CAPITAL LLC|13062
KGC|KINROSS GOLD CP|KCGM|VIRTU Americas LLC|375957
KGC|KINROSS GOLD CP|KRSH|Kershner Securities, LLC|12397
KGC|KINROSS GOLD CP|LEHM|Barclays Capital Inc./Le|3610791
KGC|KINROSS GOLD CP|LIME|Lime Brokerage LLC|30473
KGC|KINROSS GOLD CP|LSCI|Lek Securities Corporation|100
KGC|KINROSS GOLD CP|MACC|Mid Atlantic Capital Corporation|121
KGC|KINROSS GOLD CP|MAXM|Maxim Group LLC|4400
KGC|KINROSS GOLD CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1641825
KGC|KINROSS GOLD CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|77199
KGC|KINROSS GOLD CP|MOTF|MOTIF INVESTING, INC.|11
KGC|KINROSS GOLD CP|MSCO|MORGAN STANLEY & CO. LLC|1746772
KGC|KINROSS GOLD CP|MSPL|MORGAN STANLEY & CO. LLC|1963000
KGC|KINROSS GOLD CP|MSTX|MORGAN STANLEY & CO. LLC|1272700
KGC|KINROSS GOLD CP|MULL|MARK J. MULLER EQUITIES, INC.|70500
KGC|KINROSS GOLD CP|NFSC|National Financial Services LLC|960124
KGC|KINROSS GOLD CP|NITE|VIRTU Americas LLC|3306418
KGC|KINROSS GOLD CP|NITP|VIRTU Americas LLC|444272
KGC|KINROSS GOLD CP|NQRB|Brut, LLC|214615
KGC|KINROSS GOLD CP|NTBF|BMO Nesbitt Burns Inc./CDS|31950
KGC|KINROSS GOLD CP|OHOS|TWO SIGMA SECURITIES, LLC|5739
KGC|KINROSS GOLD CP|OLDM|OLD MISSION CAPITAL, LLC|62010
KGC|KINROSS GOLD CP|PDQM|CODA MARKETS, INC.|51878
KGC|KINROSS GOLD CP|PHLY|NASDAQ Execution Services, LLC|1600
KGC|KINROSS GOLD CP|PWJC|UBS Financial Services, Inc.|2145
KGC|KINROSS GOLD CP|QMSR|QUATTRO M SECURITIES INC.|1086
KGC|KINROSS GOLD CP|RBCM|RBC CAPITAL MARKETS, LLC|11385
KGC|KINROSS GOLD CP|RHOX|XR Securities LLC|13116
KGC|KINROSS GOLD CP|SAGL|SAGETRADER, LLC|48414
KGC|KINROSS GOLD CP|SBSH|Citigroup Global Markets Inc.|488330
KGC|KINROSS GOLD CP|SCMC|Scotia Capital Markets (USA) Inc.|4400
KGC|KINROSS GOLD CP|SEIC|SEI Investments Distribution Co.|7800
KGC|KINROSS GOLD CP|SGMT|GOLDMAN SACHS & CO. LLC|580684
KGC|KINROSS GOLD CP|SPDR|SPEEDROUTE LLC|1151
KGC|KINROSS GOLD CP|SPNT|SEVEN POINTS CAPITAL, LLC|265800
KGC|KINROSS GOLD CP|STFL|Stifel, Nicolaus & Company, Incorporated|9300
KGC|KINROSS GOLD CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19500
KGC|KINROSS GOLD CP|SWIM|TD Ameritrade, Inc.|3158123
KGC|KINROSS GOLD CP|TDSI|TD Securities (USA) LLC|1800000
KGC|KINROSS GOLD CP|TKNG|ALLY INVEST SECURITIES LLC|47677
KGC|KINROSS GOLD CP|TRBT|Tradebot Systems, Inc.|365963
KGC|KINROSS GOLD CP|TRCM|TRC MARKETS LLC|1076278
KGC|KINROSS GOLD CP|TWTT|TASTYWORKS, INC.|100
KGC|KINROSS GOLD CP|UBSA|UBS SECURITIES LLC|2191388
KGC|KINROSS GOLD CP|UBSS|UBS Securities LLC|1365607
KGC|KINROSS GOLD CP|VALX|VIRTU AMERICAS LLC|198478
KGC|KINROSS GOLD CP|VGRD|Vanguard Marketing Corporation|133673
KGC|KINROSS GOLD CP|WBLR|WILLIAM BLAIR|3000
KGC|KINROSS GOLD CP|WCHV|WELLS FARGO SECURITIES, LLC|693845
KGC|KINROSS GOLD CP|WEDB|WEDBUSH SECURITIES INC.|7602
KGC|KINROSS GOLD CP|WEED|Weeden & Co.L.P.|6088
KGC|KINROSS GOLD CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12784
KGC|KINROSS GOLD CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7147
KGC|KINROSS GOLD CP|WSEA|WOLVERINE SECURITIES, LLC|34308
KGC|KINROSS GOLD CP|XIST|INSTINET, LLC|82218
KGC|KINROSS GOLD CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|129664
KGC|KINROSS GOLD CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1840
KGC|KINROSS GOLD CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3758
KGJI|KINGOLD JEWELRY INC|ALTX|Alternet Securities Inc.|3000
KGJI|KINGOLD JEWELRY INC|APCC|Apex Clearing Corporation|676
KGJI|KINGOLD JEWELRY INC|BATM|CBOE TRADING, INC.|1
KGJI|KINGOLD JEWELRY INC|CHAS|Charles Schwab & Co., Inc.|7000
KGJI|KINGOLD JEWELRY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
KGJI|KINGOLD JEWELRY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6022
KGJI|KINGOLD JEWELRY INC|DBAB|Deutsche Bank Securities Inc.|4937
KGJI|KINGOLD JEWELRY INC|DEGS|RONIN PROFESSIONAL LLC|5365
KGJI|KINGOLD JEWELRY INC|EBXL|EBX LLC|4500
KGJI|KINGOLD JEWELRY INC|EGAM|CBOE TRADING, INC.|1200
KGJI|KINGOLD JEWELRY INC|EGXM|CBOE TRADING, INC.|400
KGJI|KINGOLD JEWELRY INC|ETRS|E*Trade Securities LLC|121138
KGJI|KINGOLD JEWELRY INC|FBCO|Credit Suisse Securities (USA) LLC|22323
KGJI|KINGOLD JEWELRY INC|FMAF|NBCN Inc./ CDS|3700
KGJI|KINGOLD JEWELRY INC|FOMA|TD AMERITRADE CLEARING, INC.|258466
KGJI|KINGOLD JEWELRY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|300
KGJI|KINGOLD JEWELRY INC|GSCO|GOLDMAN SACHS & CO. LLC|700
KGJI|KINGOLD JEWELRY INC|IATS|INTERACTIVE BROKERS LLC|15322
KGJI|KINGOLD JEWELRY INC|IBKR|Interactive Brokers Llc|211829
KGJI|KINGOLD JEWELRY INC|ICBX|INSTINET, LLC|17478
KGJI|KINGOLD JEWELRY INC|INCA|INSTINET, LLC|32129
KGJI|KINGOLD JEWELRY INC|ITGI|ITG Inc.|23476
KGJI|KINGOLD JEWELRY INC|ITGP|ITG INC.|7000
KGJI|KINGOLD JEWELRY INC|JPMX|J.P. Morgan Securities LLC|3036
KGJI|KINGOLD JEWELRY INC|JSJX|JANE STREET CAPITAL LLC|1000
KGJI|KINGOLD JEWELRY INC|KCGM|VIRTU Americas LLC|4400
KGJI|KINGOLD JEWELRY INC|LEHM|Barclays Capital Inc./Le|21639
KGJI|KINGOLD JEWELRY INC|LIME|Lime Brokerage LLC|5697
KGJI|KINGOLD JEWELRY INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
KGJI|KINGOLD JEWELRY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1544
KGJI|KINGOLD JEWELRY INC|MSCO|MORGAN STANLEY & CO. LLC|29620
KGJI|KINGOLD JEWELRY INC|MSPL|MORGAN STANLEY & CO. LLC|600
KGJI|KINGOLD JEWELRY INC|NFSC|National Financial Services LLC|41377
KGJI|KINGOLD JEWELRY INC|NITE|VIRTU Americas LLC|265131
KGJI|KINGOLD JEWELRY INC|PDQM|CODA MARKETS, INC.|1392
KGJI|KINGOLD JEWELRY INC|SBSH|Citigroup Global Markets Inc.|1028
KGJI|KINGOLD JEWELRY INC|SGMT|GOLDMAN SACHS & CO. LLC|2070
KGJI|KINGOLD JEWELRY INC|SPDR|SPEEDROUTE LLC|4300
KGJI|KINGOLD JEWELRY INC|SWIM|TD Ameritrade, Inc.|5225
KGJI|KINGOLD JEWELRY INC|TKNG|ALLY INVEST SECURITIES LLC|1470
KGJI|KINGOLD JEWELRY INC|UBSA|UBS SECURITIES LLC|26445
KGJI|KINGOLD JEWELRY INC|UBSS|UBS Securities LLC|14500
KGJI|KINGOLD JEWELRY INC|VALX|VIRTU AMERICAS LLC|200
KGJI|KINGOLD JEWELRY INC|VGRD|Vanguard Marketing Corporation|6268
KGJI|KINGOLD JEWELRY INC|WGIF|CIBC World Markets Inc.|90
KGJI|KINGOLD JEWELRY INC|WSEA|WOLVERINE SECURITIES, LLC|2041
KGJI|KINGOLD JEWELRY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
KGJI|KINGOLD JEWELRY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|592
KGRN|KRANESHARES MSCI CHI|CANT|Cantor Fitzgerald & Co.|4475
KGRN|KRANESHARES MSCI CHI|CHAS|Charles Schwab & Co., Inc.|4475
KGRN|KRANESHARES MSCI CHI|DBAX|Deutsche Bank Securities Inc.|100
KGRN|KRANESHARES MSCI CHI|EBXL|EBX LLC|100
KGRN|KRANESHARES MSCI CHI|JSJX|JANE STREET CAPITAL LLC|300
KGRN|KRANESHARES MSCI CHI|MSCO|MORGAN STANLEY & CO. LLC|100
KGRN|KRANESHARES MSCI CHI|NFSC|National Financial Services LLC|504
KGRN|KRANESHARES MSCI CHI|NITE|VIRTU Americas LLC|404
KGRN|KRANESHARES MSCI CHI|PREC|PRECISION SECURITIES, LLC|326985
KGRN|KRANESHARES MSCI CHI|UBSA|UBS SECURITIES LLC|475
KGRN|KRANESHARES MSCI CHI|UBSS|UBS Securities LLC|175
KGRN|KRANESHARES MSCI CHI|VGRD|Vanguard Marketing Corporation|85
KHC|KRAFT HEINZ CO CMN|ABLE|NATIXIS Securities Americas LLC|1263718
KHC|KRAFT HEINZ CO CMN|ACLN|ALEXANDER CAPITAL, L.P.|1030
KHC|KRAFT HEINZ CO CMN|ADAM|CANACCORD GENUITY INC.|2882
KHC|KRAFT HEINZ CO CMN|AGIS|Aegis Capital Corp.|1251
KHC|KRAFT HEINZ CO CMN|ALTX|Alternet Securities Inc.|67538
KHC|KRAFT HEINZ CO CMN|ANOS|ABEL/NOSER, L.L.C.|700
KHC|KRAFT HEINZ CO CMN|APCC|Apex Clearing Corporation|15399
KHC|KRAFT HEINZ CO CMN|BANK|Primevest Financial Services, Inc.|1530
KHC|KRAFT HEINZ CO CMN|BARD|Robert W. Baird & Co. Incorporated|51637
KHC|KRAFT HEINZ CO CMN|BATM|CBOE TRADING, INC.|34704
KHC|KRAFT HEINZ CO CMN|BAYC|BAY CREST PARTNERS, LLC|44090
KHC|KRAFT HEINZ CO CMN|BAYT|BTIG, LLC|3900
KHC|KRAFT HEINZ CO CMN|BBNT|BB&T SECURITIES, LLC|23513
KHC|KRAFT HEINZ CO CMN|BERN|Sanford C. Bernstein & Co., LLC|255223
KHC|KRAFT HEINZ CO CMN|BIAD|SAGETRADER, LLC|218
KHC|KRAFT HEINZ CO CMN|BIMI|Banca IMI Securities Corp.|10435
KHC|KRAFT HEINZ CO CMN|BKCM|BNY Mellon Capital Markets LLC|1708
KHC|KRAFT HEINZ CO CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|178694
KHC|KRAFT HEINZ CO CMN|BLKX|INSTINET, LLC|381549
KHC|KRAFT HEINZ CO CMN|BMOC|BMO Capital Markets Corp.|166250
KHC|KRAFT HEINZ CO CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1428333
KHC|KRAFT HEINZ CO CMN|BRGE|Newbridge Securities Corp.|1199
KHC|KRAFT HEINZ CO CMN|BTIG|BTIG, LLC|127465
KHC|KRAFT HEINZ CO CMN|BYXM|CBOE TRADING, INC.|8628
KHC|KRAFT HEINZ CO CMN|BZYD|GOLDMAN SACHS & CO. LLC|100
KHC|KRAFT HEINZ CO CMN|CABR|Cabrera Capital Markets, Inc.|100
KHC|KRAFT HEINZ CO CMN|CANT|Cantor Fitzgerald & Co.|8055
KHC|KRAFT HEINZ CO CMN|CHAS|Charles Schwab & Co., Inc.|17052
KHC|KRAFT HEINZ CO CMN|CIBP|CIBC World Markets Corp.|93885
KHC|KRAFT HEINZ CO CMN|CICF|Canaccord Genuity Corp.|20404
KHC|KRAFT HEINZ CO CMN|CIOI|CITIGROUP GLOBAL MARKETS INC|45000
KHC|KRAFT HEINZ CO CMN|CIST|Capital Institutional Services, Inc.|16577
KHC|KRAFT HEINZ CO CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|172461
KHC|KRAFT HEINZ CO CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2850
KHC|KRAFT HEINZ CO CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12493
KHC|KRAFT HEINZ CO CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|939910
KHC|KRAFT HEINZ CO CMN|CTDL|Citadel Derivatives Group Llc|70791
KHC|KRAFT HEINZ CO CMN|CTLR|CUTLER GROUP, LP|8535
KHC|KRAFT HEINZ CO CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|90332
KHC|KRAFT HEINZ CO CMN|DADA|D.A. Davidson & Co.|1944
KHC|KRAFT HEINZ CO CMN|DAVA|Davenport & Company LLC|6075
KHC|KRAFT HEINZ CO CMN|DAWA|Daiwa Capital Markets America Inc.|3013
KHC|KRAFT HEINZ CO CMN|DBAB|Deutsche Bank Securities Inc.|3659828
KHC|KRAFT HEINZ CO CMN|DBAX|Deutsche Bank Securities Inc.|769300
KHC|KRAFT HEINZ CO CMN|DBUL|Deutsche Bank Securities Inc.|24680
KHC|KRAFT HEINZ CO CMN|DCHF|Dart Executions, LLC|109628
KHC|KRAFT HEINZ CO CMN|DEAN|MORGAN STANLEY|298906
KHC|KRAFT HEINZ CO CMN|DEGS|RONIN PROFESSIONAL LLC|8182
KHC|KRAFT HEINZ CO CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35111
KHC|KRAFT HEINZ CO CMN|DIVA|Divine Capital Markets LLC|11277
KHC|KRAFT HEINZ CO CMN|DRWC|DRW SECURITIES, L.L.C.|26573
KHC|KRAFT HEINZ CO CMN|DRWK|DRW SECURITIES, L.L.C.|78065
KHC|KRAFT HEINZ CO CMN|EBXL|EBX LLC|431600
KHC|KRAFT HEINZ CO CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|36268
KHC|KRAFT HEINZ CO CMN|EDJC|Edward Jones / CDS|30495
KHC|KRAFT HEINZ CO CMN|EDJO|Edward D. Jones & Co., L.P.|479710
KHC|KRAFT HEINZ CO CMN|EGAM|CBOE TRADING, INC.|72924
KHC|KRAFT HEINZ CO CMN|EGAW|CBOE TRADING, INC.|588
KHC|KRAFT HEINZ CO CMN|EGMT|EG MARKET TECHNOLOGIES LLC|3323
KHC|KRAFT HEINZ CO CMN|EGXM|CBOE TRADING, INC.|41862
KHC|KRAFT HEINZ CO CMN|EGXW|CBOE TRADING, INC.|386
KHC|KRAFT HEINZ CO CMN|ETBE|Electronic Transaction Clearing, Inc.|132304
KHC|KRAFT HEINZ CO CMN|ETCB|ETC BROKERAGE SERVICES, LLC|7
KHC|KRAFT HEINZ CO CMN|ETCC|Electronic Transaction Clearing, Inc.|9210
KHC|KRAFT HEINZ CO CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7780
KHC|KRAFT HEINZ CO CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|70080
KHC|KRAFT HEINZ CO CMN|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|479282
KHC|KRAFT HEINZ CO CMN|ETRS|E*Trade Securities LLC|715929
KHC|KRAFT HEINZ CO CMN|FBCO|Credit Suisse Securities (USA) LLC|3080638
KHC|KRAFT HEINZ CO CMN|FBSB|U.S. Bancorp Investments, Inc.|756
KHC|KRAFT HEINZ CO CMN|FCST|INTL FCSTONE FINANCIAL INC.|400
KHC|KRAFT HEINZ CO CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|89
KHC|KRAFT HEINZ CO CMN|FILL|Tradestation Securities, Inc.|26456
KHC|KRAFT HEINZ CO CMN|FINX|FINTECH SECURITIES|10630
KHC|KRAFT HEINZ CO CMN|FMAF|NBCN Inc./ CDS|42551
KHC|KRAFT HEINZ CO CMN|FMCO|First Manhattan Co|129
KHC|KRAFT HEINZ CO CMN|FOMA|TD AMERITRADE CLEARING, INC.|1000337
KHC|KRAFT HEINZ CO CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24709
KHC|KRAFT HEINZ CO CMN|FQLS|Quantlab Securities LP|1691283
KHC|KRAFT HEINZ CO CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|316252
KHC|KRAFT HEINZ CO CMN|FTBR|Foliofn Investments, Inc.|17742
KHC|KRAFT HEINZ CO CMN|GBMT|GBM International, Inc.|19020
KHC|KRAFT HEINZ CO CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|368853
KHC|KRAFT HEINZ CO CMN|GELP|RBC CAPITAL MARKETS, LLC|17040
KHC|KRAFT HEINZ CO CMN|GFIS|GFI Securities LLC|7700
KHC|KRAFT HEINZ CO CMN|GLIS|TD Securities Inc|252
KHC|KRAFT HEINZ CO CMN|GLPX|ACS EXECUTION SERVICES, LLC|331266
KHC|KRAFT HEINZ CO CMN|GSCO|GOLDMAN SACHS & CO. LLC|8760478
KHC|KRAFT HEINZ CO CMN|GSCS|GOLDMAN SACHS & CO. LLC|162521
KHC|KRAFT HEINZ CO CMN|GSLT|GOLDMAN SACHS & CO. LLC|46055
KHC|KRAFT HEINZ CO CMN|GTSZ|GTS SECURITIES LLC|1355201
KHC|KRAFT HEINZ CO CMN|HAPX|HAP Trading, LLC|8336
KHC|KRAFT HEINZ CO CMN|HRBF|American Enterprise Investment Services Inc.|76289
KHC|KRAFT HEINZ CO CMN|HSBC|HSBC Securities, Inc.|740993
KHC|KRAFT HEINZ CO CMN|IATS|INTERACTIVE BROKERS LLC|80124
KHC|KRAFT HEINZ CO CMN|IBKR|Interactive Brokers Llc|594422
KHC|KRAFT HEINZ CO CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11343
KHC|KRAFT HEINZ CO CMN|ICBX|INSTINET, LLC|176993
KHC|KRAFT HEINZ CO CMN|IEQY|CITADEL SECURITIES LLC|741297
KHC|KRAFT HEINZ CO CMN|INCA|INSTINET, LLC|3533804
KHC|KRAFT HEINZ CO CMN|INJX|INSTINET, LLC|145042
KHC|KRAFT HEINZ CO CMN|INTL|INTL FCSTONE FINANCIAL INC.|4
KHC|KRAFT HEINZ CO CMN|ITGI|ITG Inc.|239804
KHC|KRAFT HEINZ CO CMN|ITGP|ITG INC.|430800
KHC|KRAFT HEINZ CO CMN|JANY|Janney Montgomery Scott Inc.|80742
KHC|KRAFT HEINZ CO CMN|JEFF|JEFFERIES LLC|489787
KHC|KRAFT HEINZ CO CMN|JHDR|J.H. Darbie & Co., Inc.|1000
KHC|KRAFT HEINZ CO CMN|JMPT|JUMP TRADING, LLC|392736
KHC|KRAFT HEINZ CO CMN|JONE|JonesTrading|16440
KHC|KRAFT HEINZ CO CMN|JPBX|J.P. MORGAN SECURITIES LLC|369405
KHC|KRAFT HEINZ CO CMN|JPMX|J.P. Morgan Securities LLC|1322599
KHC|KRAFT HEINZ CO CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|29562
KHC|KRAFT HEINZ CO CMN|JSJX|JANE STREET CAPITAL LLC|577603
KHC|KRAFT HEINZ CO CMN|JUTA|JUMP TRADING, LLC|108
KHC|KRAFT HEINZ CO CMN|KCGM|VIRTU Americas LLC|126277
KHC|KRAFT HEINZ CO CMN|KCRD|PHX FINANCIAL, INC.|1144
KHC|KRAFT HEINZ CO CMN|LEHM|Barclays Capital Inc./Le|5898570
KHC|KRAFT HEINZ CO CMN|LGNT|COR CLEARING LLC|55
KHC|KRAFT HEINZ CO CMN|LIME|Lime Brokerage LLC|451043
KHC|KRAFT HEINZ CO CMN|LMGP|LIME BROKERAGE LLC|3535
KHC|KRAFT HEINZ CO CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|99600
KHC|KRAFT HEINZ CO CMN|LOOP|Loop Capital Markets LLC|2086
KHC|KRAFT HEINZ CO CMN|LQNA|LIQUIDNET, INC.|120800
KHC|KRAFT HEINZ CO CMN|LSCI|Lek Securities Corporation|6453
KHC|KRAFT HEINZ CO CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
KHC|KRAFT HEINZ CO CMN|MACC|Mid Atlantic Capital Corporation|5662
KHC|KRAFT HEINZ CO CMN|MACQ|Macquarie Capital (USA) Inc.|12695
KHC|KRAFT HEINZ CO CMN|MAXM|Maxim Group LLC|12733
KHC|KRAFT HEINZ CO CMN|MBTS|ALLY INVEST SECURITIES LLC|243
KHC|KRAFT HEINZ CO CMN|MCBT|Moors & Cabot, Inc.|5274
KHC|KRAFT HEINZ CO CMN|MCMF|Raymond James Ltd. Cds|12789
KHC|KRAFT HEINZ CO CMN|MILE|I-Bankers Securities, Inc.|1648
KHC|KRAFT HEINZ CO CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|416472
KHC|KRAFT HEINZ CO CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
KHC|KRAFT HEINZ CO CMN|MNDX|TJM Investments, LLC|8000
KHC|KRAFT HEINZ CO CMN|MOTF|MOTIF INVESTING, INC.|29
KHC|KRAFT HEINZ CO CMN|MPSG|E D & F Man Capital Markets Inc.|8492
KHC|KRAFT HEINZ CO CMN|MSCO|MORGAN STANLEY & CO. LLC|10233276
KHC|KRAFT HEINZ CO CMN|MSPL|MORGAN STANLEY & CO. LLC|650500
KHC|KRAFT HEINZ CO CMN|MSTX|MORGAN STANLEY & CO. LLC|701200
KHC|KRAFT HEINZ CO CMN|NATL|National Securities Corporation|2899
KHC|KRAFT HEINZ CO CMN|NBCS|NBC Securities, INC.|1601
KHC|KRAFT HEINZ CO CMN|NEUB|NEUBERGER BERMAN BD LLC|1483
KHC|KRAFT HEINZ CO CMN|NFSC|National Financial Services LLC|1747203
KHC|KRAFT HEINZ CO CMN|NITE|VIRTU Americas LLC|4426636
KHC|KRAFT HEINZ CO CMN|NITP|VIRTU Americas LLC|10657
KHC|KRAFT HEINZ CO CMN|NQRB|Brut, LLC|106616
KHC|KRAFT HEINZ CO CMN|NTRC|Northern Trust Securities, Inc.|7186
KHC|KRAFT HEINZ CO CMN|OHOS|TWO SIGMA SECURITIES, LLC|560430
KHC|KRAFT HEINZ CO CMN|OLDM|OLD MISSION CAPITAL, LLC|18131
KHC|KRAFT HEINZ CO CMN|OPCO|Oppenheimer & Co. Inc.|61950
KHC|KRAFT HEINZ CO CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1818
KHC|KRAFT HEINZ CO CMN|PCFF|Pacific International Securities Inc./CDS|300
KHC|KRAFT HEINZ CO CMN|PCPT|PHILLIP CAPITAL INC.|634
KHC|KRAFT HEINZ CO CMN|PDQM|CODA MARKETS, INC.|270913
KHC|KRAFT HEINZ CO CMN|PHLY|NASDAQ Execution Services, LLC|26600
KHC|KRAFT HEINZ CO CMN|PICT|Pictet Overseas Inc.|7338
KHC|KRAFT HEINZ CO CMN|PIPR|Piper Jaffray & Co.|750
KHC|KRAFT HEINZ CO CMN|PNSR|Penserra Securities, LLC|11500
KHC|KRAFT HEINZ CO CMN|PWJC|UBS Financial Services, Inc.|29046
KHC|KRAFT HEINZ CO CMN|RAJA|Raymond James & Associates, Inc.|540972
KHC|KRAFT HEINZ CO CMN|RBCM|RBC CAPITAL MARKETS, LLC|178572
KHC|KRAFT HEINZ CO CMN|RGLD|Regal Securities, Inc|350
KHC|KRAFT HEINZ CO CMN|SAGL|SAGETRADER, LLC|53592
KHC|KRAFT HEINZ CO CMN|SAGW|SAGETRADER, LLC|1979
KHC|KRAFT HEINZ CO CMN|SALI|INTL FCSTONE FINANCIAL INC.|3177
KHC|KRAFT HEINZ CO CMN|SBSH|Citigroup Global Markets Inc.|2573285
KHC|KRAFT HEINZ CO CMN|SEIC|SEI Investments Distribution Co.|4844
KHC|KRAFT HEINZ CO CMN|SGMT|GOLDMAN SACHS & CO. LLC|372404
KHC|KRAFT HEINZ CO CMN|SJLS|TRADE INFORMATICS LLC|400
KHC|KRAFT HEINZ CO CMN|SPDR|SPEEDROUTE LLC|39757
KHC|KRAFT HEINZ CO CMN|SPHN|Stephens Inc.|7570
KHC|KRAFT HEINZ CO CMN|STFL|Stifel, Nicolaus & Company, Incorporated|473293
KHC|KRAFT HEINZ CO CMN|STKP|STOCKPILE INVESTMENTS, INC.|310
KHC|KRAFT HEINZ CO CMN|STRS|STRATEGAS RESEARCH PARTNERS|13321
KHC|KRAFT HEINZ CO CMN|STXG|Stockcross Financial Services, Inc.|2149
KHC|KRAFT HEINZ CO CMN|SWIM|TD Ameritrade, Inc.|611281
KHC|KRAFT HEINZ CO CMN|SWST|Hilltop Securities Inc.|26866
KHC|KRAFT HEINZ CO CMN|TAGC|TELSEY ADVISORY GROUP LLC|4508
KHC|KRAFT HEINZ CO CMN|TITL|TITLEIST ASSET MANAGEMENT, LTD.|50
KHC|KRAFT HEINZ CO CMN|TKNG|ALLY INVEST SECURITIES LLC|6836
KHC|KRAFT HEINZ CO CMN|TONC|CUTTONE & CO., LLC|5780
KHC|KRAFT HEINZ CO CMN|TRBT|Tradebot Systems, Inc.|1016710
KHC|KRAFT HEINZ CO CMN|TRCM|TRC MARKETS LLC|1612306
KHC|KRAFT HEINZ CO CMN|TTUC|CUTTONE & CO., INC.|46195
KHC|KRAFT HEINZ CO CMN|TWTT|TASTYWORKS, INC.|1330
KHC|KRAFT HEINZ CO CMN|UBSA|UBS SECURITIES LLC|1393012
KHC|KRAFT HEINZ CO CMN|UBSS|UBS Securities LLC|5093679
KHC|KRAFT HEINZ CO CMN|VALX|VIRTU AMERICAS LLC|53426
KHC|KRAFT HEINZ CO CMN|VGRD|Vanguard Marketing Corporation|177137
KHC|KRAFT HEINZ CO CMN|VNDM|Wall Street Access|13196
KHC|KRAFT HEINZ CO CMN|WBET|Wallachbeth Capital LLC|2824
KHC|KRAFT HEINZ CO CMN|WBLR|WILLIAM BLAIR|18313
KHC|KRAFT HEINZ CO CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|18701
KHC|KRAFT HEINZ CO CMN|WCHV|WELLS FARGO SECURITIES, LLC|1718641
KHC|KRAFT HEINZ CO CMN|WDNX|WEEDEN & CO.L.P.|908
KHC|KRAFT HEINZ CO CMN|WEDB|WEDBUSH SECURITIES INC.|8196
KHC|KRAFT HEINZ CO CMN|WEED|Weeden & Co.L.P.|2210
KHC|KRAFT HEINZ CO CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|150772
KHC|KRAFT HEINZ CO CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|253986
KHC|KRAFT HEINZ CO CMN|WGIF|CIBC World Markets Inc.|54969
KHC|KRAFT HEINZ CO CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2082
KHC|KRAFT HEINZ CO CMN|WOLF|Wolfe Trahan Securities|200
KHC|KRAFT HEINZ CO CMN|WSAG|WALL STREET ACCESS|517
KHC|KRAFT HEINZ CO CMN|WSEA|WOLVERINE SECURITIES, LLC|58839
KHC|KRAFT HEINZ CO CMN|XIST|INSTINET, LLC|621082
KHC|KRAFT HEINZ CO CMN|XPQR|Jump Trading|1600
KHC|KRAFT HEINZ CO CMN|XPUS|XP SECURITIES, LLC|14732
KHC|KRAFT HEINZ CO CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|365586
KHC|KRAFT HEINZ CO CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|6127
KHC|KRAFT HEINZ CO CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|84529
KIDS|ORTHOPEDIATRICS CORP|ALTX|Alternet Securities Inc.|6439
KIDS|ORTHOPEDIATRICS CORP|APCC|Apex Clearing Corporation|54
KIDS|ORTHOPEDIATRICS CORP|AQUA|AQUA SECURITIES L.P.|15000
KIDS|ORTHOPEDIATRICS CORP|BATM|CBOE TRADING, INC.|2144
KIDS|ORTHOPEDIATRICS CORP|BAYC|BAY CREST PARTNERS, LLC|201
KIDS|ORTHOPEDIATRICS CORP|BERN|Sanford C. Bernstein & Co., LLC|3398
KIDS|ORTHOPEDIATRICS CORP|BLKX|INSTINET, LLC|26543
KIDS|ORTHOPEDIATRICS CORP|BMOC|BMO Capital Markets Corp.|914
KIDS|ORTHOPEDIATRICS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|524
KIDS|ORTHOPEDIATRICS CORP|BTIG|BTIG, LLC|43
KIDS|ORTHOPEDIATRICS CORP|BYXM|CBOE TRADING, INC.|900
KIDS|ORTHOPEDIATRICS CORP|CHAS|Charles Schwab & Co., Inc.|500
KIDS|ORTHOPEDIATRICS CORP|CIST|Capital Institutional Services, Inc.|203
KIDS|ORTHOPEDIATRICS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43695
KIDS|ORTHOPEDIATRICS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14955
KIDS|ORTHOPEDIATRICS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8542
KIDS|ORTHOPEDIATRICS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31850
KIDS|ORTHOPEDIATRICS CORP|CTDL|Citadel Derivatives Group Llc|915
KIDS|ORTHOPEDIATRICS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8658
KIDS|ORTHOPEDIATRICS CORP|DBAB|Deutsche Bank Securities Inc.|36664
KIDS|ORTHOPEDIATRICS CORP|DBAX|Deutsche Bank Securities Inc.|66100
KIDS|ORTHOPEDIATRICS CORP|DEGS|RONIN PROFESSIONAL LLC|18966
KIDS|ORTHOPEDIATRICS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
KIDS|ORTHOPEDIATRICS CORP|EBXL|EBX LLC|34100
KIDS|ORTHOPEDIATRICS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10273
KIDS|ORTHOPEDIATRICS CORP|EDJO|Edward D. Jones & Co., L.P.|890
KIDS|ORTHOPEDIATRICS CORP|EGAM|CBOE TRADING, INC.|2880
KIDS|ORTHOPEDIATRICS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|200
KIDS|ORTHOPEDIATRICS CORP|EGXM|CBOE TRADING, INC.|605
KIDS|ORTHOPEDIATRICS CORP|ETBE|Electronic Transaction Clearing, Inc.|6970
KIDS|ORTHOPEDIATRICS CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
KIDS|ORTHOPEDIATRICS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7511
KIDS|ORTHOPEDIATRICS CORP|ETRS|E*Trade Securities LLC|28605
KIDS|ORTHOPEDIATRICS CORP|FBCO|Credit Suisse Securities (USA) LLC|44151
KIDS|ORTHOPEDIATRICS CORP|FILL|Tradestation Securities, Inc.|670
KIDS|ORTHOPEDIATRICS CORP|FOMA|TD AMERITRADE CLEARING, INC.|156024
KIDS|ORTHOPEDIATRICS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41880
KIDS|ORTHOPEDIATRICS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2016
KIDS|ORTHOPEDIATRICS CORP|GLPX|ACS EXECUTION SERVICES, LLC|23142
KIDS|ORTHOPEDIATRICS CORP|GSCO|GOLDMAN SACHS & CO. LLC|213919
KIDS|ORTHOPEDIATRICS CORP|GSCS|GOLDMAN SACHS & CO. LLC|450
KIDS|ORTHOPEDIATRICS CORP|GSLT|GOLDMAN SACHS & CO. LLC|945
KIDS|ORTHOPEDIATRICS CORP|GTSZ|GTS SECURITIES LLC|47770
KIDS|ORTHOPEDIATRICS CORP|HRBF|American Enterprise Investment Services Inc.|80
KIDS|ORTHOPEDIATRICS CORP|IATS|INTERACTIVE BROKERS LLC|3135
KIDS|ORTHOPEDIATRICS CORP|IBKR|Interactive Brokers Llc|9549
KIDS|ORTHOPEDIATRICS CORP|ICBX|INSTINET, LLC|4268
KIDS|ORTHOPEDIATRICS CORP|IEQY|CITADEL SECURITIES LLC|3646
KIDS|ORTHOPEDIATRICS CORP|INCA|INSTINET, LLC|101340
KIDS|ORTHOPEDIATRICS CORP|INJX|INSTINET, LLC|2284
KIDS|ORTHOPEDIATRICS CORP|ITGI|ITG Inc.|18975
KIDS|ORTHOPEDIATRICS CORP|ITGP|ITG INC.|35200
KIDS|ORTHOPEDIATRICS CORP|JEFF|JEFFERIES LLC|12364
KIDS|ORTHOPEDIATRICS CORP|JMPT|JUMP TRADING, LLC|480
KIDS|ORTHOPEDIATRICS CORP|JPBX|J.P. MORGAN SECURITIES LLC|2104
KIDS|ORTHOPEDIATRICS CORP|JPMX|J.P. Morgan Securities LLC|50578
KIDS|ORTHOPEDIATRICS CORP|JSJX|JANE STREET CAPITAL LLC|1312
KIDS|ORTHOPEDIATRICS CORP|KCGM|VIRTU Americas LLC|4549
KIDS|ORTHOPEDIATRICS CORP|LEHM|Barclays Capital Inc./Le|105645
KIDS|ORTHOPEDIATRICS CORP|LIME|Lime Brokerage LLC|30979
KIDS|ORTHOPEDIATRICS CORP|LMGP|LIME BROKERAGE LLC|3263
KIDS|ORTHOPEDIATRICS CORP|LSCI|Lek Securities Corporation|370
KIDS|ORTHOPEDIATRICS CORP|MAXM|Maxim Group LLC|546
KIDS|ORTHOPEDIATRICS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17100
KIDS|ORTHOPEDIATRICS CORP|MSCO|MORGAN STANLEY & CO. LLC|199284
KIDS|ORTHOPEDIATRICS CORP|MSPL|MORGAN STANLEY & CO. LLC|25100
KIDS|ORTHOPEDIATRICS CORP|MSTX|MORGAN STANLEY & CO. LLC|2400
KIDS|ORTHOPEDIATRICS CORP|NFSC|National Financial Services LLC|18626
KIDS|ORTHOPEDIATRICS CORP|NITE|VIRTU Americas LLC|163233
KIDS|ORTHOPEDIATRICS CORP|NITP|VIRTU Americas LLC|800
KIDS|ORTHOPEDIATRICS CORP|NQRB|Brut, LLC|2134
KIDS|ORTHOPEDIATRICS CORP|PDQM|CODA MARKETS, INC.|74030
KIDS|ORTHOPEDIATRICS CORP|PNSR|Penserra Securities, LLC|6414
KIDS|ORTHOPEDIATRICS CORP|RAJA|Raymond James & Associates, Inc.|1321
KIDS|ORTHOPEDIATRICS CORP|RBCM|RBC CAPITAL MARKETS, LLC|3365
KIDS|ORTHOPEDIATRICS CORP|SAGL|SAGETRADER, LLC|2094
KIDS|ORTHOPEDIATRICS CORP|SBSH|Citigroup Global Markets Inc.|22757
KIDS|ORTHOPEDIATRICS CORP|SGMT|GOLDMAN SACHS & CO. LLC|14069
KIDS|ORTHOPEDIATRICS CORP|SPDR|SPEEDROUTE LLC|13415
KIDS|ORTHOPEDIATRICS CORP|SPTD|MINT GLOBAL MARKETS, INC.|31273
KIDS|ORTHOPEDIATRICS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2987
KIDS|ORTHOPEDIATRICS CORP|SWIM|TD Ameritrade, Inc.|37843
KIDS|ORTHOPEDIATRICS CORP|TRBT|Tradebot Systems, Inc.|9031
KIDS|ORTHOPEDIATRICS CORP|TRCM|TRC MARKETS LLC|17129
KIDS|ORTHOPEDIATRICS CORP|TWTT|TASTYWORKS, INC.|100
KIDS|ORTHOPEDIATRICS CORP|UBSA|UBS SECURITIES LLC|89996
KIDS|ORTHOPEDIATRICS CORP|UBSS|UBS Securities LLC|209348
KIDS|ORTHOPEDIATRICS CORP|VALX|VIRTU AMERICAS LLC|3078
KIDS|ORTHOPEDIATRICS CORP|VGRD|Vanguard Marketing Corporation|1533
KIDS|ORTHOPEDIATRICS CORP|VNDM|Wall Street Access|1500
KIDS|ORTHOPEDIATRICS CORP|WBLR|WILLIAM BLAIR|33586
KIDS|ORTHOPEDIATRICS CORP|WCHV|WELLS FARGO SECURITIES, LLC|43499
KIDS|ORTHOPEDIATRICS CORP|WEED|Weeden & Co.L.P.|570
KIDS|ORTHOPEDIATRICS CORP|WORD|Worden Capital Management LLC|2080
KIDS|ORTHOPEDIATRICS CORP|WSEA|WOLVERINE SECURITIES, LLC|198
KIDS|ORTHOPEDIATRICS CORP|XIST|INSTINET, LLC|6950
KIDS|ORTHOPEDIATRICS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
KIDS|ORTHOPEDIATRICS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|13225
KIE|SPDR S&P INSURANCE E|ALTX|Alternet Securities Inc.|100
KIE|SPDR S&P INSURANCE E|APCC|Apex Clearing Corporation|105
KIE|SPDR S&P INSURANCE E|BARD|Robert W. Baird & Co. Incorporated|25
KIE|SPDR S&P INSURANCE E|BATM|CBOE TRADING, INC.|6610
KIE|SPDR S&P INSURANCE E|BAYT|BTIG, LLC|300000
KIE|SPDR S&P INSURANCE E|BBNT|BB&T SECURITIES, LLC|2187
KIE|SPDR S&P INSURANCE E|BERN|Sanford C. Bernstein & Co., LLC|50214
KIE|SPDR S&P INSURANCE E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20521
KIE|SPDR S&P INSURANCE E|BRGE|Newbridge Securities Corp.|977
KIE|SPDR S&P INSURANCE E|BTIG|BTIG, LLC|3023
KIE|SPDR S&P INSURANCE E|CHAS|Charles Schwab & Co., Inc.|18
KIE|SPDR S&P INSURANCE E|CIST|Capital Institutional Services, Inc.|62
KIE|SPDR S&P INSURANCE E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24624
KIE|SPDR S&P INSURANCE E|CSIN|Citadel Securities Institutional LLC|283569
KIE|SPDR S&P INSURANCE E|CTDL|Citadel Derivatives Group Llc|297029
KIE|SPDR S&P INSURANCE E|CXCX|CITIGROUP GLOBAL MARKETS INC.|6800
KIE|SPDR S&P INSURANCE E|DADA|D.A. Davidson & Co.|1354
KIE|SPDR S&P INSURANCE E|DBAB|Deutsche Bank Securities Inc.|54980
KIE|SPDR S&P INSURANCE E|DBAX|Deutsche Bank Securities Inc.|17400
KIE|SPDR S&P INSURANCE E|DEAN|MORGAN STANLEY|7148
KIE|SPDR S&P INSURANCE E|EBXL|EBX LLC|42600
KIE|SPDR S&P INSURANCE E|EDJO|Edward D. Jones & Co., L.P.|3178
KIE|SPDR S&P INSURANCE E|EGAM|CBOE TRADING, INC.|1835
KIE|SPDR S&P INSURANCE E|EGXM|CBOE TRADING, INC.|191
KIE|SPDR S&P INSURANCE E|ETBE|Electronic Transaction Clearing, Inc.|7475
KIE|SPDR S&P INSURANCE E|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17010
KIE|SPDR S&P INSURANCE E|ETRS|E*Trade Securities LLC|3989
KIE|SPDR S&P INSURANCE E|FILL|Tradestation Securities, Inc.|1100
KIE|SPDR S&P INSURANCE E|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|193800
KIE|SPDR S&P INSURANCE E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4557
KIE|SPDR S&P INSURANCE E|FTBR|Foliofn Investments, Inc.|198
KIE|SPDR S&P INSURANCE E|GLIS|TD Securities Inc|2400
KIE|SPDR S&P INSURANCE E|GSCO|GOLDMAN SACHS & CO. LLC|11387
KIE|SPDR S&P INSURANCE E|GSCS|GOLDMAN SACHS & CO. LLC|200
KIE|SPDR S&P INSURANCE E|GSLT|GOLDMAN SACHS & CO. LLC|3723
KIE|SPDR S&P INSURANCE E|GTSZ|GTS SECURITIES LLC|2962
KIE|SPDR S&P INSURANCE E|HRBF|American Enterprise Investment Services Inc.|7212
KIE|SPDR S&P INSURANCE E|IATS|INTERACTIVE BROKERS LLC|2959
KIE|SPDR S&P INSURANCE E|IBKR|Interactive Brokers Llc|44311
KIE|SPDR S&P INSURANCE E|ICBX|INSTINET, LLC|46980
KIE|SPDR S&P INSURANCE E|INCA|INSTINET, LLC|23310
KIE|SPDR S&P INSURANCE E|INJX|INSTINET, LLC|4173
KIE|SPDR S&P INSURANCE E|ITGI|ITG Inc.|168
KIE|SPDR S&P INSURANCE E|ITGP|ITG INC.|600
KIE|SPDR S&P INSURANCE E|JANY|Janney Montgomery Scott Inc.|2126
KIE|SPDR S&P INSURANCE E|JEFF|JEFFERIES LLC|153978
KIE|SPDR S&P INSURANCE E|JMPT|JUMP TRADING, LLC|5062
KIE|SPDR S&P INSURANCE E|JPMX|J.P. Morgan Securities LLC|19352
KIE|SPDR S&P INSURANCE E|JSEB|JANE STREET EXECUTION SERVICES, LLC|75117
KIE|SPDR S&P INSURANCE E|JSJX|JANE STREET CAPITAL LLC|78351
KIE|SPDR S&P INSURANCE E|KCGM|VIRTU Americas LLC|10898
KIE|SPDR S&P INSURANCE E|LEHM|Barclays Capital Inc./Le|650838
KIE|SPDR S&P INSURANCE E|LIME|Lime Brokerage LLC|7429
KIE|SPDR S&P INSURANCE E|MAXM|Maxim Group LLC|74310
KIE|SPDR S&P INSURANCE E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66202
KIE|SPDR S&P INSURANCE E|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
KIE|SPDR S&P INSURANCE E|MOTF|MOTIF INVESTING, INC.|3
KIE|SPDR S&P INSURANCE E|MSCO|MORGAN STANLEY & CO. LLC|84373
KIE|SPDR S&P INSURANCE E|MSPL|MORGAN STANLEY & CO. LLC|400
KIE|SPDR S&P INSURANCE E|NFSC|National Financial Services LLC|46317
KIE|SPDR S&P INSURANCE E|NITE|VIRTU Americas LLC|226919
KIE|SPDR S&P INSURANCE E|NITP|VIRTU Americas LLC|300
KIE|SPDR S&P INSURANCE E|NQRB|Brut, LLC|3262
KIE|SPDR S&P INSURANCE E|OHOS|TWO SIGMA SECURITIES, LLC|1150
KIE|SPDR S&P INSURANCE E|PDQM|CODA MARKETS, INC.|484
KIE|SPDR S&P INSURANCE E|RBCM|RBC CAPITAL MARKETS, LLC|10536
KIE|SPDR S&P INSURANCE E|SALI|INTL FCSTONE FINANCIAL INC.|700
KIE|SPDR S&P INSURANCE E|SBSH|Citigroup Global Markets Inc.|49065
KIE|SPDR S&P INSURANCE E|SGMT|GOLDMAN SACHS & CO. LLC|9833
KIE|SPDR S&P INSURANCE E|SHMR|ABN Amro Clearing LLC|204814
KIE|SPDR S&P INSURANCE E|STFL|Stifel, Nicolaus & Company, Incorporated|783
KIE|SPDR S&P INSURANCE E|STKP|STOCKPILE INVESTMENTS, INC.|12
KIE|SPDR S&P INSURANCE E|SWIM|TD Ameritrade, Inc.|1350
KIE|SPDR S&P INSURANCE E|SWST|Hilltop Securities Inc.|2000
KIE|SPDR S&P INSURANCE E|TKNG|ALLY INVEST SECURITIES LLC|10
KIE|SPDR S&P INSURANCE E|TRBT|Tradebot Systems, Inc.|72609
KIE|SPDR S&P INSURANCE E|TRCM|TRC MARKETS LLC|2030
KIE|SPDR S&P INSURANCE E|UBSA|UBS SECURITIES LLC|87911
KIE|SPDR S&P INSURANCE E|UBSS|UBS Securities LLC|25089
KIE|SPDR S&P INSURANCE E|VALX|VIRTU AMERICAS LLC|300
KIE|SPDR S&P INSURANCE E|VGRD|Vanguard Marketing Corporation|8348
KIE|SPDR S&P INSURANCE E|WBLR|WILLIAM BLAIR|346
KIE|SPDR S&P INSURANCE E|WCHV|WELLS FARGO SECURITIES, LLC|26958
KIE|SPDR S&P INSURANCE E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3546
KIE|SPDR S&P INSURANCE E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23985
KIE|SPDR S&P INSURANCE E|WSEA|WOLVERINE SECURITIES, LLC|897
KIE|SPDR S&P INSURANCE E|XSTM|NATIONAL FINANCIAL SERVICES LLC|7030
KIE|SPDR S&P INSURANCE E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18684
KIM|KIMCO REALTY CP|ABLE|NATIXIS Securities Americas LLC|99850
KIM|KIMCO REALTY CP|ALTX|Alternet Securities Inc.|4996
KIM|KIMCO REALTY CP|ANOS|ABEL/NOSER, L.L.C.|7291
KIM|KIMCO REALTY CP|APCC|Apex Clearing Corporation|13022
KIM|KIMCO REALTY CP|BALE|M&T SECURITIES, INC.|200
KIM|KIMCO REALTY CP|BANK|Primevest Financial Services, Inc.|135
KIM|KIMCO REALTY CP|BARD|Robert W. Baird & Co. Incorporated|2501
KIM|KIMCO REALTY CP|BATM|CBOE TRADING, INC.|6147
KIM|KIMCO REALTY CP|BAYC|BAY CREST PARTNERS, LLC|2137
KIM|KIMCO REALTY CP|BAYT|BTIG, LLC|200
KIM|KIMCO REALTY CP|BBNT|BB&T SECURITIES, LLC|4300
KIM|KIMCO REALTY CP|BERN|Sanford C. Bernstein & Co., LLC|48006
KIM|KIMCO REALTY CP|BIDS|BIDS TRADING L.P.|6900
KIM|KIMCO REALTY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|89713
KIM|KIMCO REALTY CP|BLKX|INSTINET, LLC|108300
KIM|KIMCO REALTY CP|BNPX|BNP PARIBAS SECURITIES CORP.|328551
KIM|KIMCO REALTY CP|BTIG|BTIG, LLC|33037
KIM|KIMCO REALTY CP|BYXM|CBOE TRADING, INC.|5722
KIM|KIMCO REALTY CP|BZYD|GOLDMAN SACHS & CO. LLC|5500
KIM|KIMCO REALTY CP|CANT|Cantor Fitzgerald & Co.|24332
KIM|KIMCO REALTY CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|41764
KIM|KIMCO REALTY CP|CHAS|Charles Schwab & Co., Inc.|4349
KIM|KIMCO REALTY CP|CIBP|CIBC World Markets Corp.|23527
KIM|KIMCO REALTY CP|CIST|Capital Institutional Services, Inc.|4089
KIM|KIMCO REALTY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|158338
KIM|KIMCO REALTY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
KIM|KIMCO REALTY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20262
KIM|KIMCO REALTY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1105500
KIM|KIMCO REALTY CP|CTDL|Citadel Derivatives Group Llc|278945
KIM|KIMCO REALTY CP|CTLR|CUTLER GROUP, LP|100
KIM|KIMCO REALTY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|347784
KIM|KIMCO REALTY CP|DBAB|Deutsche Bank Securities Inc.|1621548
KIM|KIMCO REALTY CP|DBAX|Deutsche Bank Securities Inc.|1197700
KIM|KIMCO REALTY CP|DCHF|Dart Executions, LLC|12258
KIM|KIMCO REALTY CP|DEAN|MORGAN STANLEY|21098
KIM|KIMCO REALTY CP|DEGS|RONIN PROFESSIONAL LLC|515
KIM|KIMCO REALTY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|42678
KIM|KIMCO REALTY CP|EBXL|EBX LLC|764100
KIM|KIMCO REALTY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8625
KIM|KIMCO REALTY CP|EDJC|Edward Jones / CDS|319
KIM|KIMCO REALTY CP|EDJO|Edward D. Jones & Co., L.P.|88499
KIM|KIMCO REALTY CP|EGAM|CBOE TRADING, INC.|32952
KIM|KIMCO REALTY CP|EGAW|CBOE TRADING, INC.|114
KIM|KIMCO REALTY CP|EGXM|CBOE TRADING, INC.|859
KIM|KIMCO REALTY CP|ETBE|Electronic Transaction Clearing, Inc.|26959
KIM|KIMCO REALTY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
KIM|KIMCO REALTY CP|ETCC|Electronic Transaction Clearing, Inc.|1097
KIM|KIMCO REALTY CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
KIM|KIMCO REALTY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3125
KIM|KIMCO REALTY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2003
KIM|KIMCO REALTY CP|ETRS|E*Trade Securities LLC|423791
KIM|KIMCO REALTY CP|FBRC|B. RILEY FBR, INC.|3000
KIM|KIMCO REALTY CP|FILL|Tradestation Securities, Inc.|19226
KIM|KIMCO REALTY CP|FINX|FINTECH SECURITIES|200
KIM|KIMCO REALTY CP|FMAF|NBCN Inc./ CDS|1984
KIM|KIMCO REALTY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|37478
KIM|KIMCO REALTY CP|FQLS|Quantlab Securities LP|721533
KIM|KIMCO REALTY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400305
KIM|KIMCO REALTY CP|FTBR|Foliofn Investments, Inc.|23886
KIM|KIMCO REALTY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|13568
KIM|KIMCO REALTY CP|GLIS|TD Securities Inc|4625
KIM|KIMCO REALTY CP|GLPX|ACS EXECUTION SERVICES, LLC|233885
KIM|KIMCO REALTY CP|GSCO|GOLDMAN SACHS & CO. LLC|3603754
KIM|KIMCO REALTY CP|GSCS|GOLDMAN SACHS & CO. LLC|25547
KIM|KIMCO REALTY CP|GSLT|GOLDMAN SACHS & CO. LLC|42260
KIM|KIMCO REALTY CP|GTSZ|GTS SECURITIES LLC|419040
KIM|KIMCO REALTY CP|HRBF|American Enterprise Investment Services Inc.|33348
KIM|KIMCO REALTY CP|HSBC|HSBC Securities, Inc.|9564
KIM|KIMCO REALTY CP|IATS|INTERACTIVE BROKERS LLC|84281
KIM|KIMCO REALTY CP|IBKR|Interactive Brokers Llc|95113
KIM|KIMCO REALTY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2854
KIM|KIMCO REALTY CP|ICBX|INSTINET, LLC|259623
KIM|KIMCO REALTY CP|IEQY|CITADEL SECURITIES LLC|785891
KIM|KIMCO REALTY CP|INCA|INSTINET, LLC|615180
KIM|KIMCO REALTY CP|INJX|INSTINET, LLC|53410
KIM|KIMCO REALTY CP|INTL|INTL FCSTONE FINANCIAL INC.|10333
KIM|KIMCO REALTY CP|ITGI|ITG Inc.|148964
KIM|KIMCO REALTY CP|ITGP|ITG INC.|608200
KIM|KIMCO REALTY CP|JANY|Janney Montgomery Scott Inc.|6490
KIM|KIMCO REALTY CP|JEFF|JEFFERIES LLC|2665659
KIM|KIMCO REALTY CP|JMPT|JUMP TRADING, LLC|209289
KIM|KIMCO REALTY CP|JONE|JonesTrading|41190
KIM|KIMCO REALTY CP|JPBX|J.P. MORGAN SECURITIES LLC|257329
KIM|KIMCO REALTY CP|JPMX|J.P. Morgan Securities LLC|2889251
KIM|KIMCO REALTY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1000
KIM|KIMCO REALTY CP|JSJX|JANE STREET CAPITAL LLC|12800
KIM|KIMCO REALTY CP|KCGM|VIRTU Americas LLC|206236
KIM|KIMCO REALTY CP|LEHM|Barclays Capital Inc./Le|4014387
KIM|KIMCO REALTY CP|LIME|Lime Brokerage LLC|165332
KIM|KIMCO REALTY CP|LOOP|Loop Capital Markets LLC|24066
KIM|KIMCO REALTY CP|LQNA|LIQUIDNET, INC.|454600
KIM|KIMCO REALTY CP|LSCI|Lek Securities Corporation|3636
KIM|KIMCO REALTY CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
KIM|KIMCO REALTY CP|MACQ|Macquarie Capital (USA) Inc.|31229
KIM|KIMCO REALTY CP|MAXM|Maxim Group LLC|7800
KIM|KIMCO REALTY CP|MKMP|MKM Partners LLC|302237
KIM|KIMCO REALTY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1180957
KIM|KIMCO REALTY CP|MOTF|MOTIF INVESTING, INC.|17
KIM|KIMCO REALTY CP|MSCO|MORGAN STANLEY & CO. LLC|3868263
KIM|KIMCO REALTY CP|MSPL|MORGAN STANLEY & CO. LLC|1644800
KIM|KIMCO REALTY CP|MSTX|MORGAN STANLEY & CO. LLC|827500
KIM|KIMCO REALTY CP|NATL|National Securities Corporation|2000
KIM|KIMCO REALTY CP|NFSC|National Financial Services LLC|577076
KIM|KIMCO REALTY CP|NITE|VIRTU Americas LLC|1576444
KIM|KIMCO REALTY CP|NITP|VIRTU Americas LLC|100009
KIM|KIMCO REALTY CP|NQRB|Brut, LLC|36625
KIM|KIMCO REALTY CP|NTBF|BMO Nesbitt Burns Inc./CDS|305
KIM|KIMCO REALTY CP|OHOS|TWO SIGMA SECURITIES, LLC|57860
KIM|KIMCO REALTY CP|ONEL|O'NEIL SECURITIES, INCORPORATED|3672
KIM|KIMCO REALTY CP|OPCO|Oppenheimer & Co. Inc.|4336
KIM|KIMCO REALTY CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|34955
KIM|KIMCO REALTY CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|18659
KIM|KIMCO REALTY CP|PDQM|CODA MARKETS, INC.|34053
KIM|KIMCO REALTY CP|PHLY|NASDAQ Execution Services, LLC|15400
KIM|KIMCO REALTY CP|PNSR|Penserra Securities, LLC|2745
KIM|KIMCO REALTY CP|PWJC|UBS Financial Services, Inc.|355538
KIM|KIMCO REALTY CP|QMSR|QUATTRO M SECURITIES INC.|37922
KIM|KIMCO REALTY CP|RBCM|RBC CAPITAL MARKETS, LLC|24446
KIM|KIMCO REALTY CP|RHCO|Suntrust Robinson Humphrey, Inc.|48400
KIM|KIMCO REALTY CP|SAGL|SAGETRADER, LLC|2200
KIM|KIMCO REALTY CP|SALI|INTL FCSTONE FINANCIAL INC.|1100
KIM|KIMCO REALTY CP|SBRX|MURIEL SIEBERT & CO INC|300
KIM|KIMCO REALTY CP|SBSH|Citigroup Global Markets Inc.|773452
KIM|KIMCO REALTY CP|SEIC|SEI Investments Distribution Co.|900
KIM|KIMCO REALTY CP|SGMT|GOLDMAN SACHS & CO. LLC|776961
KIM|KIMCO REALTY CP|SPDR|SPEEDROUTE LLC|39334
KIM|KIMCO REALTY CP|SPHN|Stephens Inc.|100133
KIM|KIMCO REALTY CP|STFL|Stifel, Nicolaus & Company, Incorporated|69697
KIM|KIMCO REALTY CP|STKP|STOCKPILE INVESTMENTS, INC.|684
KIM|KIMCO REALTY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16244
KIM|KIMCO REALTY CP|SWIM|TD Ameritrade, Inc.|182802
KIM|KIMCO REALTY CP|SWST|Hilltop Securities Inc.|15274
KIM|KIMCO REALTY CP|TKNG|ALLY INVEST SECURITIES LLC|11431
KIM|KIMCO REALTY CP|TRBT|Tradebot Systems, Inc.|562932
KIM|KIMCO REALTY CP|TRCM|TRC MARKETS LLC|593292
KIM|KIMCO REALTY CP|TWTT|TASTYWORKS, INC.|3600
KIM|KIMCO REALTY CP|UBSA|UBS SECURITIES LLC|3055914
KIM|KIMCO REALTY CP|UBSS|UBS Securities LLC|3450997
KIM|KIMCO REALTY CP|VALX|VIRTU AMERICAS LLC|286072
KIM|KIMCO REALTY CP|VGRD|Vanguard Marketing Corporation|76690
KIM|KIMCO REALTY CP|VSIN|Vision Financial Markets Llc|151
KIM|KIMCO REALTY CP|WABR|Wall Street Access|77129
KIM|KIMCO REALTY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|14333
KIM|KIMCO REALTY CP|WCHV|WELLS FARGO SECURITIES, LLC|266048
KIM|KIMCO REALTY CP|WDCO|Wilson-Davis & Co., Inc.|100
KIM|KIMCO REALTY CP|WDNX|WEEDEN & CO.L.P.|2204
KIM|KIMCO REALTY CP|WEDB|WEDBUSH SECURITIES INC.|13919
KIM|KIMCO REALTY CP|WEED|Weeden & Co.L.P.|14910
KIM|KIMCO REALTY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|122214
KIM|KIMCO REALTY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109338
KIM|KIMCO REALTY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|33480
KIM|KIMCO REALTY CP|WSEA|WOLVERINE SECURITIES, LLC|152684
KIM|KIMCO REALTY CP|XIST|INSTINET, LLC|105248
KIM|KIMCO REALTY CP|XPQR|Jump Trading|497
KIM|KIMCO REALTY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|162452
KIM|KIMCO REALTY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1070
KIM|KIMCO REALTY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|105400
KIM$I|KIMCO REALTY|ALTX|Alternet Securities Inc.|100
KIM$I|KIMCO REALTY|BARD|Robert W. Baird & Co. Incorporated|10
KIM$I|KIMCO REALTY|BBNT|BB&T SECURITIES, LLC|667
KIM$I|KIMCO REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|671
KIM$I|KIMCO REALTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
KIM$I|KIMCO REALTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
KIM$I|KIMCO REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|657
KIM$I|KIMCO REALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|486
KIM$I|KIMCO REALTY|DBAX|Deutsche Bank Securities Inc.|200
KIM$I|KIMCO REALTY|DEAN|MORGAN STANLEY|22256
KIM$I|KIMCO REALTY|EBXL|EBX LLC|1200
KIM$I|KIMCO REALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|619
KIM$I|KIMCO REALTY|EDJO|Edward D. Jones & Co., L.P.|73
KIM$I|KIMCO REALTY|ETRS|E*Trade Securities LLC|620
KIM$I|KIMCO REALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
KIM$I|KIMCO REALTY|GLPX|ACS EXECUTION SERVICES, LLC|334
KIM$I|KIMCO REALTY|HRBF|American Enterprise Investment Services Inc.|732
KIM$I|KIMCO REALTY|IATS|INTERACTIVE BROKERS LLC|900
KIM$I|KIMCO REALTY|IBKR|Interactive Brokers Llc|1417
KIM$I|KIMCO REALTY|ICBX|INSTINET, LLC|700
KIM$I|KIMCO REALTY|INCA|INSTINET, LLC|100
KIM$I|KIMCO REALTY|ITGI|ITG Inc.|1550
KIM$I|KIMCO REALTY|ITGP|ITG INC.|1000
KIM$I|KIMCO REALTY|JANY|Janney Montgomery Scott Inc.|11
KIM$I|KIMCO REALTY|KCGM|VIRTU Americas LLC|250
KIM$I|KIMCO REALTY|LEHM|Barclays Capital Inc./Le|400
KIM$I|KIMCO REALTY|LIME|Lime Brokerage LLC|42
KIM$I|KIMCO REALTY|MSCO|MORGAN STANLEY & CO. LLC|1129
KIM$I|KIMCO REALTY|NFSC|National Financial Services LLC|7802
KIM$I|KIMCO REALTY|NITE|VIRTU Americas LLC|13831
KIM$I|KIMCO REALTY|NQRB|Brut, LLC|800
KIM$I|KIMCO REALTY|OLDM|OLD MISSION CAPITAL, LLC|200
KIM$I|KIMCO REALTY|PDQM|CODA MARKETS, INC.|534
KIM$I|KIMCO REALTY|PWJC|UBS Financial Services, Inc.|2329
KIM$I|KIMCO REALTY|RBCM|RBC CAPITAL MARKETS, LLC|1079
KIM$I|KIMCO REALTY|SBSH|Citigroup Global Markets Inc.|250
KIM$I|KIMCO REALTY|SPDR|SPEEDROUTE LLC|200
KIM$I|KIMCO REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|42
KIM$I|KIMCO REALTY|TRBT|Tradebot Systems, Inc.|67
KIM$I|KIMCO REALTY|UBSA|UBS SECURITIES LLC|1500
KIM$I|KIMCO REALTY|UBSS|UBS Securities LLC|9352
KIM$I|KIMCO REALTY|VGRD|Vanguard Marketing Corporation|1650
KIM$I|KIMCO REALTY|WCHV|WELLS FARGO SECURITIES, LLC|101044
KIM$I|KIMCO REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4848
KIM$J|KIMCO REALTY|AGIS|Aegis Capital Corp.|12283
KIM$J|KIMCO REALTY|ALTX|Alternet Securities Inc.|100
KIM$J|KIMCO REALTY|BATM|CBOE TRADING, INC.|100
KIM$J|KIMCO REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14694
KIM$J|KIMCO REALTY|CHAS|Charles Schwab & Co., Inc.|57
KIM$J|KIMCO REALTY|CIST|Capital Institutional Services, Inc.|1300
KIM$J|KIMCO REALTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
KIM$J|KIMCO REALTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
KIM$J|KIMCO REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1993
KIM$J|KIMCO REALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|4
KIM$J|KIMCO REALTY|DBAX|Deutsche Bank Securities Inc.|7100
KIM$J|KIMCO REALTY|DEAN|MORGAN STANLEY|6698
KIM$J|KIMCO REALTY|EBXL|EBX LLC|2600
KIM$J|KIMCO REALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|59
KIM$J|KIMCO REALTY|EDJO|Edward D. Jones & Co., L.P.|12379
KIM$J|KIMCO REALTY|EGXM|CBOE TRADING, INC.|1600
KIM$J|KIMCO REALTY|ETRS|E*Trade Securities LLC|1000
KIM$J|KIMCO REALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35
KIM$J|KIMCO REALTY|GLPX|ACS EXECUTION SERVICES, LLC|150
KIM$J|KIMCO REALTY|GSCO|GOLDMAN SACHS & CO. LLC|618
KIM$J|KIMCO REALTY|GTSZ|GTS SECURITIES LLC|1293
KIM$J|KIMCO REALTY|HRBF|American Enterprise Investment Services Inc.|464
KIM$J|KIMCO REALTY|IATS|INTERACTIVE BROKERS LLC|300
KIM$J|KIMCO REALTY|IBKR|Interactive Brokers Llc|2192
KIM$J|KIMCO REALTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|680
KIM$J|KIMCO REALTY|ICBX|INSTINET, LLC|400
KIM$J|KIMCO REALTY|INCA|INSTINET, LLC|248
KIM$J|KIMCO REALTY|ITGI|ITG Inc.|429
KIM$J|KIMCO REALTY|JANY|Janney Montgomery Scott Inc.|6
KIM$J|KIMCO REALTY|JPMX|J.P. Morgan Securities LLC|200
KIM$J|KIMCO REALTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|496
KIM$J|KIMCO REALTY|KCGM|VIRTU Americas LLC|1511
KIM$J|KIMCO REALTY|LEHM|Barclays Capital Inc./Le|1600
KIM$J|KIMCO REALTY|LIME|Lime Brokerage LLC|356
KIM$J|KIMCO REALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
KIM$J|KIMCO REALTY|MSCO|MORGAN STANLEY & CO. LLC|4431
KIM$J|KIMCO REALTY|MSPL|MORGAN STANLEY & CO. LLC|400
KIM$J|KIMCO REALTY|NATL|National Securities Corporation|500
KIM$J|KIMCO REALTY|NFSC|National Financial Services LLC|15346
KIM$J|KIMCO REALTY|NITE|VIRTU Americas LLC|34148
KIM$J|KIMCO REALTY|OLDM|OLD MISSION CAPITAL, LLC|400
KIM$J|KIMCO REALTY|PDQM|CODA MARKETS, INC.|1850
KIM$J|KIMCO REALTY|PWJC|UBS Financial Services, Inc.|1614
KIM$J|KIMCO REALTY|RBCM|RBC CAPITAL MARKETS, LLC|837
KIM$J|KIMCO REALTY|SGMT|GOLDMAN SACHS & CO. LLC|1200
KIM$J|KIMCO REALTY|SPDR|SPEEDROUTE LLC|2000
KIM$J|KIMCO REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|1515
KIM$J|KIMCO REALTY|SWIM|TD Ameritrade, Inc.|5416
KIM$J|KIMCO REALTY|UBSA|UBS SECURITIES LLC|6690
KIM$J|KIMCO REALTY|UBSS|UBS Securities LLC|15334
KIM$J|KIMCO REALTY|VGRD|Vanguard Marketing Corporation|2713
KIM$J|KIMCO REALTY|WCHV|WELLS FARGO SECURITIES, LLC|64120
KIM$J|KIMCO REALTY|WEDB|WEDBUSH SECURITIES INC.|77
KIM$J|KIMCO REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3189
KIM$K|KIMCO REALTY|BARD|Robert W. Baird & Co. Incorporated|63
KIM$K|KIMCO REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1306
KIM$K|KIMCO REALTY|CHAS|Charles Schwab & Co., Inc.|884
KIM$K|KIMCO REALTY|CIST|Capital Institutional Services, Inc.|375
KIM$K|KIMCO REALTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2108
KIM$K|KIMCO REALTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
KIM$K|KIMCO REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|366
KIM$K|KIMCO REALTY|CTDL|Citadel Derivatives Group Llc|1
KIM$K|KIMCO REALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
KIM$K|KIMCO REALTY|DBAX|Deutsche Bank Securities Inc.|700
KIM$K|KIMCO REALTY|DEAN|MORGAN STANLEY|7594
KIM$K|KIMCO REALTY|EBXL|EBX LLC|9100
KIM$K|KIMCO REALTY|EGXM|CBOE TRADING, INC.|190
KIM$K|KIMCO REALTY|GLPX|ACS EXECUTION SERVICES, LLC|400
KIM$K|KIMCO REALTY|GSCO|GOLDMAN SACHS & CO. LLC|3200
KIM$K|KIMCO REALTY|GTSZ|GTS SECURITIES LLC|897
KIM$K|KIMCO REALTY|HRBF|American Enterprise Investment Services Inc.|1789
KIM$K|KIMCO REALTY|IATS|INTERACTIVE BROKERS LLC|100
KIM$K|KIMCO REALTY|IBKR|Interactive Brokers Llc|1100
KIM$K|KIMCO REALTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|537
KIM$K|KIMCO REALTY|ICBX|INSTINET, LLC|300
KIM$K|KIMCO REALTY|INCA|INSTINET, LLC|1800
KIM$K|KIMCO REALTY|ITGI|ITG Inc.|634
KIM$K|KIMCO REALTY|JANY|Janney Montgomery Scott Inc.|21
KIM$K|KIMCO REALTY|JPMX|J.P. Morgan Securities LLC|72
KIM$K|KIMCO REALTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|384
KIM$K|KIMCO REALTY|LIME|Lime Brokerage LLC|228
KIM$K|KIMCO REALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
KIM$K|KIMCO REALTY|MSCO|MORGAN STANLEY & CO. LLC|4649
KIM$K|KIMCO REALTY|NFSC|National Financial Services LLC|17403
KIM$K|KIMCO REALTY|NITE|VIRTU Americas LLC|24687
KIM$K|KIMCO REALTY|OPCO|Oppenheimer & Co. Inc.|84
KIM$K|KIMCO REALTY|PDQM|CODA MARKETS, INC.|800
KIM$K|KIMCO REALTY|PWJC|UBS Financial Services, Inc.|5378
KIM$K|KIMCO REALTY|RBCM|RBC CAPITAL MARKETS, LLC|3136
KIM$K|KIMCO REALTY|SBSH|Citigroup Global Markets Inc.|25
KIM$K|KIMCO REALTY|SGMT|GOLDMAN SACHS & CO. LLC|3200
KIM$K|KIMCO REALTY|SPDR|SPEEDROUTE LLC|400
KIM$K|KIMCO REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|6
KIM$K|KIMCO REALTY|SWIM|TD Ameritrade, Inc.|5750
KIM$K|KIMCO REALTY|TKNG|ALLY INVEST SECURITIES LLC|109
KIM$K|KIMCO REALTY|TRBT|Tradebot Systems, Inc.|500
KIM$K|KIMCO REALTY|UBSA|UBS SECURITIES LLC|2084
KIM$K|KIMCO REALTY|UBSS|UBS Securities LLC|10976
KIM$K|KIMCO REALTY|VGRD|Vanguard Marketing Corporation|1476
KIM$K|KIMCO REALTY|WCHV|WELLS FARGO SECURITIES, LLC|12654
KIM$K|KIMCO REALTY|WEDB|WEDBUSH SECURITIES INC.|637
KIM$K|KIMCO REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3375
KIM$L|KIMCO RLTY 5.125|BARD|Robert W. Baird & Co. Incorporated|596
KIM$L|KIMCO RLTY 5.125|BBNT|BB&T SECURITIES, LLC|6402
KIM$L|KIMCO RLTY 5.125|BKMM|BNY MELLON CAPITAL MARKETS, LLC|122
KIM$L|KIMCO RLTY 5.125|CABR|Cabrera Capital Markets, Inc.|8427
KIM$L|KIMCO RLTY 5.125|CANT|Cantor Fitzgerald & Co.|69405
KIM$L|KIMCO RLTY 5.125|CHAS|Charles Schwab & Co., Inc.|75
KIM$L|KIMCO RLTY 5.125|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
KIM$L|KIMCO RLTY 5.125|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
KIM$L|KIMCO RLTY 5.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2820
KIM$L|KIMCO RLTY 5.125|CXCX|CITIGROUP GLOBAL MARKETS INC.|10
KIM$L|KIMCO RLTY 5.125|DAVA|Davenport & Company LLC|500
KIM$L|KIMCO RLTY 5.125|DBAX|Deutsche Bank Securities Inc.|1300
KIM$L|KIMCO RLTY 5.125|DEAN|MORGAN STANLEY|8705
KIM$L|KIMCO RLTY 5.125|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9765
KIM$L|KIMCO RLTY 5.125|EBXL|EBX LLC|900
KIM$L|KIMCO RLTY 5.125|ECUT|CONVERGEX EXECUTION SOLUTIONS|2077
KIM$L|KIMCO RLTY 5.125|EDJO|Edward D. Jones & Co., L.P.|11924
KIM$L|KIMCO RLTY 5.125|ETRS|E*Trade Securities LLC|11802
KIM$L|KIMCO RLTY 5.125|FINX|FINTECH SECURITIES|64
KIM$L|KIMCO RLTY 5.125|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1540
KIM$L|KIMCO RLTY 5.125|GEBB|GLOBAL EXECUTION BROKERS, LP|100
KIM$L|KIMCO RLTY 5.125|GSCO|GOLDMAN SACHS & CO. LLC|2121
KIM$L|KIMCO RLTY 5.125|GSLT|GOLDMAN SACHS & CO. LLC|400
KIM$L|KIMCO RLTY 5.125|HRBF|American Enterprise Investment Services Inc.|2574
KIM$L|KIMCO RLTY 5.125|IBKR|Interactive Brokers Llc|1810
KIM$L|KIMCO RLTY 5.125|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|394
KIM$L|KIMCO RLTY 5.125|INCA|INSTINET, LLC|5901
KIM$L|KIMCO RLTY 5.125|ITGI|ITG Inc.|241
KIM$L|KIMCO RLTY 5.125|JANY|Janney Montgomery Scott Inc.|7600
KIM$L|KIMCO RLTY 5.125|JSEB|JANE STREET EXECUTION SERVICES, LLC|496
KIM$L|KIMCO RLTY 5.125|KCGM|VIRTU Americas LLC|5
KIM$L|KIMCO RLTY 5.125|LEHM|Barclays Capital Inc./Le|600
KIM$L|KIMCO RLTY 5.125|LIME|Lime Brokerage LLC|1122
KIM$L|KIMCO RLTY 5.125|MSCO|MORGAN STANLEY & CO. LLC|10998
KIM$L|KIMCO RLTY 5.125|MSPL|MORGAN STANLEY & CO. LLC|100
KIM$L|KIMCO RLTY 5.125|NFSC|National Financial Services LLC|15340
KIM$L|KIMCO RLTY 5.125|NITE|VIRTU Americas LLC|55540
KIM$L|KIMCO RLTY 5.125|NQRB|Brut, LLC|300
KIM$L|KIMCO RLTY 5.125|PWJC|UBS Financial Services, Inc.|519
KIM$L|KIMCO RLTY 5.125|RBCM|RBC CAPITAL MARKETS, LLC|5354
KIM$L|KIMCO RLTY 5.125|SALI|INTL FCSTONE FINANCIAL INC.|1
KIM$L|KIMCO RLTY 5.125|SBSH|Citigroup Global Markets Inc.|45
KIM$L|KIMCO RLTY 5.125|SPDR|SPEEDROUTE LLC|800
KIM$L|KIMCO RLTY 5.125|STFL|Stifel, Nicolaus & Company, Incorporated|573
KIM$L|KIMCO RLTY 5.125|SWIM|TD Ameritrade, Inc.|6230
KIM$L|KIMCO RLTY 5.125|TRBT|Tradebot Systems, Inc.|748
KIM$L|KIMCO RLTY 5.125|UBSA|UBS SECURITIES LLC|3798
KIM$L|KIMCO RLTY 5.125|UBSS|UBS Securities LLC|13035
KIM$L|KIMCO RLTY 5.125|VGRD|Vanguard Marketing Corporation|1000
KIM$L|KIMCO RLTY 5.125|WCHV|WELLS FARGO SECURITIES, LLC|48953
KIM$L|KIMCO RLTY 5.125|WEDB|WEDBUSH SECURITIES INC.|202
KIM$L|KIMCO RLTY 5.125|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24
KIM$L|KIMCO RLTY 5.125|YLPL|Linsco/Private Ledger Financial Services, Incorporated|938
KIM$M|KIMCO REALTY 5.25 M|ADAM|CANACCORD GENUITY INC.|900
KIM$M|KIMCO REALTY 5.25 M|ALTX|Alternet Securities Inc.|100
KIM$M|KIMCO REALTY 5.25 M|BARD|Robert W. Baird & Co. Incorporated|2379
KIM$M|KIMCO REALTY 5.25 M|BATM|CBOE TRADING, INC.|800
KIM$M|KIMCO REALTY 5.25 M|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2200
KIM$M|KIMCO REALTY 5.25 M|BNCH|The Benchmark Company, LLC|1000
KIM$M|KIMCO REALTY 5.25 M|CABR|Cabrera Capital Markets, Inc.|8427
KIM$M|KIMCO REALTY 5.25 M|CHAS|Charles Schwab & Co., Inc.|112
KIM$M|KIMCO REALTY 5.25 M|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1149
KIM$M|KIMCO REALTY 5.25 M|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
KIM$M|KIMCO REALTY 5.25 M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5097
KIM$M|KIMCO REALTY 5.25 M|CXCX|CITIGROUP GLOBAL MARKETS INC.|210
KIM$M|KIMCO REALTY 5.25 M|DAVA|Davenport & Company LLC|600
KIM$M|KIMCO REALTY 5.25 M|DBAX|Deutsche Bank Securities Inc.|3800
KIM$M|KIMCO REALTY 5.25 M|DEAN|MORGAN STANLEY|32711
KIM$M|KIMCO REALTY 5.25 M|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5055
KIM$M|KIMCO REALTY 5.25 M|EBXL|EBX LLC|3400
KIM$M|KIMCO REALTY 5.25 M|ECUT|CONVERGEX EXECUTION SOLUTIONS|3817
KIM$M|KIMCO REALTY 5.25 M|EDJO|Edward D. Jones & Co., L.P.|7814
KIM$M|KIMCO REALTY 5.25 M|FINX|FINTECH SECURITIES|157
KIM$M|KIMCO REALTY 5.25 M|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3225
KIM$M|KIMCO REALTY 5.25 M|GSCO|GOLDMAN SACHS & CO. LLC|7677
KIM$M|KIMCO REALTY 5.25 M|GTSZ|GTS SECURITIES LLC|1991
KIM$M|KIMCO REALTY 5.25 M|HRBF|American Enterprise Investment Services Inc.|2114
KIM$M|KIMCO REALTY 5.25 M|IATS|INTERACTIVE BROKERS LLC|850
KIM$M|KIMCO REALTY 5.25 M|IBKR|Interactive Brokers Llc|1886
KIM$M|KIMCO REALTY 5.25 M|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1239
KIM$M|KIMCO REALTY 5.25 M|ICBX|INSTINET, LLC|600
KIM$M|KIMCO REALTY 5.25 M|INCA|INSTINET, LLC|4501
KIM$M|KIMCO REALTY 5.25 M|ITGI|ITG Inc.|894
KIM$M|KIMCO REALTY 5.25 M|ITGP|ITG INC.|200
KIM$M|KIMCO REALTY 5.25 M|JANY|Janney Montgomery Scott Inc.|11004
KIM$M|KIMCO REALTY 5.25 M|JEFF|JEFFERIES LLC|600
KIM$M|KIMCO REALTY 5.25 M|JONE|JonesTrading|1510
KIM$M|KIMCO REALTY 5.25 M|JPMX|J.P. Morgan Securities LLC|408
KIM$M|KIMCO REALTY 5.25 M|JSEB|JANE STREET EXECUTION SERVICES, LLC|552
KIM$M|KIMCO REALTY 5.25 M|KCGM|VIRTU Americas LLC|771
KIM$M|KIMCO REALTY 5.25 M|LEHM|Barclays Capital Inc./Le|1200
KIM$M|KIMCO REALTY 5.25 M|LIME|Lime Brokerage LLC|186
KIM$M|KIMCO REALTY 5.25 M|MAXM|Maxim Group LLC|3437
KIM$M|KIMCO REALTY 5.25 M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
KIM$M|KIMCO REALTY 5.25 M|MSCO|MORGAN STANLEY & CO. LLC|11118
KIM$M|KIMCO REALTY 5.25 M|MSPL|MORGAN STANLEY & CO. LLC|500
KIM$M|KIMCO REALTY 5.25 M|NFSC|National Financial Services LLC|15056
KIM$M|KIMCO REALTY 5.25 M|NITE|VIRTU Americas LLC|76369
KIM$M|KIMCO REALTY 5.25 M|NQRB|Brut, LLC|200
KIM$M|KIMCO REALTY 5.25 M|OPCO|Oppenheimer & Co. Inc.|9982
KIM$M|KIMCO REALTY 5.25 M|PDQM|CODA MARKETS, INC.|910
KIM$M|KIMCO REALTY 5.25 M|PWJC|UBS Financial Services, Inc.|76
KIM$M|KIMCO REALTY 5.25 M|RBCM|RBC CAPITAL MARKETS, LLC|22831
KIM$M|KIMCO REALTY 5.25 M|SBSH|Citigroup Global Markets Inc.|25
KIM$M|KIMCO REALTY 5.25 M|SGMT|GOLDMAN SACHS & CO. LLC|4600
KIM$M|KIMCO REALTY 5.25 M|SPDR|SPEEDROUTE LLC|1000
KIM$M|KIMCO REALTY 5.25 M|STFL|Stifel, Nicolaus & Company, Incorporated|761
KIM$M|KIMCO REALTY 5.25 M|SWIM|TD Ameritrade, Inc.|23777
KIM$M|KIMCO REALTY 5.25 M|SWST|Hilltop Securities Inc.|953
KIM$M|KIMCO REALTY 5.25 M|TRBT|Tradebot Systems, Inc.|747
KIM$M|KIMCO REALTY 5.25 M|UBSA|UBS SECURITIES LLC|7093
KIM$M|KIMCO REALTY 5.25 M|UBSS|UBS Securities LLC|13393
KIM$M|KIMCO REALTY 5.25 M|VGRD|Vanguard Marketing Corporation|4529
KIM$M|KIMCO REALTY 5.25 M|WCHV|WELLS FARGO SECURITIES, LLC|50266
KIM$M|KIMCO REALTY 5.25 M|WEDB|WEDBUSH SECURITIES INC.|152
KIM$M|KIMCO REALTY 5.25 M|WEXX|WOLVERINE EXECUTION SERVICES, LLC|119
KIM$M|KIMCO REALTY 5.25 M|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
KIM$M|KIMCO REALTY 5.25 M|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1744
KIN|KINDRED BIOSCIENCES|AGIS|Aegis Capital Corp.|10391
KIN|KINDRED BIOSCIENCES|APCC|Apex Clearing Corporation|217
KIN|KINDRED BIOSCIENCES|BARD|Robert W. Baird & Co. Incorporated|1500
KIN|KINDRED BIOSCIENCES|BATM|CBOE TRADING, INC.|1
KIN|KINDRED BIOSCIENCES|BAYT|BTIG, LLC|1500
KIN|KINDRED BIOSCIENCES|BERN|Sanford C. Bernstein & Co., LLC|4746
KIN|KINDRED BIOSCIENCES|BIDS|BIDS TRADING L.P.|11400
KIN|KINDRED BIOSCIENCES|BMOC|BMO Capital Markets Corp.|4095
KIN|KINDRED BIOSCIENCES|BNPX|BNP PARIBAS SECURITIES CORP.|2624
KIN|KINDRED BIOSCIENCES|BTIG|BTIG, LLC|278
KIN|KINDRED BIOSCIENCES|BYXM|CBOE TRADING, INC.|507
KIN|KINDRED BIOSCIENCES|CANT|Cantor Fitzgerald & Co.|28815
KIN|KINDRED BIOSCIENCES|CHAS|Charles Schwab & Co., Inc.|7500
KIN|KINDRED BIOSCIENCES|CIST|Capital Institutional Services, Inc.|200
KIN|KINDRED BIOSCIENCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|213806
KIN|KINDRED BIOSCIENCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2900
KIN|KINDRED BIOSCIENCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26800
KIN|KINDRED BIOSCIENCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|104850
KIN|KINDRED BIOSCIENCES|CTDL|Citadel Derivatives Group Llc|3249
KIN|KINDRED BIOSCIENCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|55942
KIN|KINDRED BIOSCIENCES|DBAB|Deutsche Bank Securities Inc.|53230
KIN|KINDRED BIOSCIENCES|DBAX|Deutsche Bank Securities Inc.|88500
KIN|KINDRED BIOSCIENCES|DBUL|Deutsche Bank Securities Inc.|1000
KIN|KINDRED BIOSCIENCES|DEAN|MORGAN STANLEY|8373
KIN|KINDRED BIOSCIENCES|DEGS|RONIN PROFESSIONAL LLC|30681
KIN|KINDRED BIOSCIENCES|EBXL|EBX LLC|83400
KIN|KINDRED BIOSCIENCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|7025
KIN|KINDRED BIOSCIENCES|EDJO|Edward D. Jones & Co., L.P.|613
KIN|KINDRED BIOSCIENCES|EGAM|CBOE TRADING, INC.|2480
KIN|KINDRED BIOSCIENCES|EGMT|EG MARKET TECHNOLOGIES LLC|300
KIN|KINDRED BIOSCIENCES|EGXM|CBOE TRADING, INC.|100
KIN|KINDRED BIOSCIENCES|ETBE|Electronic Transaction Clearing, Inc.|2
KIN|KINDRED BIOSCIENCES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|12
KIN|KINDRED BIOSCIENCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1
KIN|KINDRED BIOSCIENCES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
KIN|KINDRED BIOSCIENCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1924
KIN|KINDRED BIOSCIENCES|ETRS|E*Trade Securities LLC|47004
KIN|KINDRED BIOSCIENCES|FBCO|Credit Suisse Securities (USA) LLC|344647
KIN|KINDRED BIOSCIENCES|FBRC|B. RILEY FBR, INC.|78249
KIN|KINDRED BIOSCIENCES|FINX|FINTECH SECURITIES|850
KIN|KINDRED BIOSCIENCES|FMAF|NBCN Inc./ CDS|500
KIN|KINDRED BIOSCIENCES|FOMA|TD AMERITRADE CLEARING, INC.|44943
KIN|KINDRED BIOSCIENCES|FORD|Fordham Financial Management, Inc.|3606
KIN|KINDRED BIOSCIENCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20266
KIN|KINDRED BIOSCIENCES|GEBB|GLOBAL EXECUTION BROKERS, LP|12224
KIN|KINDRED BIOSCIENCES|GLPX|ACS EXECUTION SERVICES, LLC|6555
KIN|KINDRED BIOSCIENCES|GSCO|GOLDMAN SACHS & CO. LLC|669026
KIN|KINDRED BIOSCIENCES|GSCS|GOLDMAN SACHS & CO. LLC|9729
KIN|KINDRED BIOSCIENCES|GSLT|GOLDMAN SACHS & CO. LLC|1736
KIN|KINDRED BIOSCIENCES|GTSZ|GTS SECURITIES LLC|31211
KIN|KINDRED BIOSCIENCES|HRBF|American Enterprise Investment Services Inc.|900
KIN|KINDRED BIOSCIENCES|IATS|INTERACTIVE BROKERS LLC|873
KIN|KINDRED BIOSCIENCES|IBKR|Interactive Brokers Llc|77457
KIN|KINDRED BIOSCIENCES|ICBX|INSTINET, LLC|23000
KIN|KINDRED BIOSCIENCES|IEQY|CITADEL SECURITIES LLC|1458
KIN|KINDRED BIOSCIENCES|INCA|INSTINET, LLC|78082
KIN|KINDRED BIOSCIENCES|INJX|INSTINET, LLC|6641
KIN|KINDRED BIOSCIENCES|ITGI|ITG Inc.|89682
KIN|KINDRED BIOSCIENCES|ITGP|ITG INC.|67400
KIN|KINDRED BIOSCIENCES|JEFF|JEFFERIES LLC|52364
KIN|KINDRED BIOSCIENCES|JMPT|JUMP TRADING, LLC|2272
KIN|KINDRED BIOSCIENCES|JPBX|J.P. MORGAN SECURITIES LLC|16600
KIN|KINDRED BIOSCIENCES|JPMX|J.P. Morgan Securities LLC|173690
KIN|KINDRED BIOSCIENCES|JSJX|JANE STREET CAPITAL LLC|5579
KIN|KINDRED BIOSCIENCES|KCGM|VIRTU Americas LLC|14964
KIN|KINDRED BIOSCIENCES|LEHM|Barclays Capital Inc./Le|244987
KIN|KINDRED BIOSCIENCES|LIME|Lime Brokerage LLC|132868
KIN|KINDRED BIOSCIENCES|LMGP|LIME BROKERAGE LLC|400
KIN|KINDRED BIOSCIENCES|LQNB|LIQUIDNET, INC.|11400
KIN|KINDRED BIOSCIENCES|MACQ|Macquarie Capital (USA) Inc.|4024
KIN|KINDRED BIOSCIENCES|MAXM|Maxim Group LLC|13224
KIN|KINDRED BIOSCIENCES|MICA|Spartan Securities Group, Ltd.|54
KIN|KINDRED BIOSCIENCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78518
KIN|KINDRED BIOSCIENCES|MSCO|MORGAN STANLEY & CO. LLC|340194
KIN|KINDRED BIOSCIENCES|MSPL|MORGAN STANLEY & CO. LLC|56300
KIN|KINDRED BIOSCIENCES|MSTX|MORGAN STANLEY & CO. LLC|400
KIN|KINDRED BIOSCIENCES|NATL|National Securities Corporation|31935
KIN|KINDRED BIOSCIENCES|NFSC|National Financial Services LLC|178952
KIN|KINDRED BIOSCIENCES|NITE|VIRTU Americas LLC|432939
KIN|KINDRED BIOSCIENCES|NITP|VIRTU Americas LLC|1200
KIN|KINDRED BIOSCIENCES|NQRB|Brut, LLC|26
KIN|KINDRED BIOSCIENCES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|433
KIN|KINDRED BIOSCIENCES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2550
KIN|KINDRED BIOSCIENCES|PDQM|CODA MARKETS, INC.|18450
KIN|KINDRED BIOSCIENCES|PWJC|UBS Financial Services, Inc.|11665
KIN|KINDRED BIOSCIENCES|RAJA|Raymond James & Associates, Inc.|10521
KIN|KINDRED BIOSCIENCES|RBCM|RBC CAPITAL MARKETS, LLC|59602
KIN|KINDRED BIOSCIENCES|RGLD|Regal Securities, Inc|1400
KIN|KINDRED BIOSCIENCES|RILY|B. RILEY FBR, INC.|95379
KIN|KINDRED BIOSCIENCES|RJLC|RJL CAPITAL GROUP, LLC|3661
KIN|KINDRED BIOSCIENCES|SAGL|SAGETRADER, LLC|1100
KIN|KINDRED BIOSCIENCES|SALI|INTL FCSTONE FINANCIAL INC.|1500
KIN|KINDRED BIOSCIENCES|SBSH|Citigroup Global Markets Inc.|68123
KIN|KINDRED BIOSCIENCES|SGMT|GOLDMAN SACHS & CO. LLC|43629
KIN|KINDRED BIOSCIENCES|SPDR|SPEEDROUTE LLC|7978
KIN|KINDRED BIOSCIENCES|SWIM|TD Ameritrade, Inc.|2390
KIN|KINDRED BIOSCIENCES|TITL|TITLEIST ASSET MANAGEMENT, LTD.|1539
KIN|KINDRED BIOSCIENCES|TRBT|Tradebot Systems, Inc.|9769
KIN|KINDRED BIOSCIENCES|TRCM|TRC MARKETS LLC|35758
KIN|KINDRED BIOSCIENCES|UBSA|UBS SECURITIES LLC|295492
KIN|KINDRED BIOSCIENCES|UBSS|UBS Securities LLC|619613
KIN|KINDRED BIOSCIENCES|VALX|VIRTU AMERICAS LLC|22877
KIN|KINDRED BIOSCIENCES|VGRD|Vanguard Marketing Corporation|48233
KIN|KINDRED BIOSCIENCES|WABR|Wall Street Access|5000
KIN|KINDRED BIOSCIENCES|WCHV|WELLS FARGO SECURITIES, LLC|58581
KIN|KINDRED BIOSCIENCES|WEDB|WEDBUSH SECURITIES INC.|6000
KIN|KINDRED BIOSCIENCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2236
KIN|KINDRED BIOSCIENCES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21382
KIN|KINDRED BIOSCIENCES|WHOT|JUST2TRADE, INC.|1907
KIN|KINDRED BIOSCIENCES|WSEA|WOLVERINE SECURITIES, LLC|4567
KIN|KINDRED BIOSCIENCES|WUND|Wunderlich Securities, Inc.|11066
KIN|KINDRED BIOSCIENCES|XIST|INSTINET, LLC|15600
KIN|KINDRED BIOSCIENCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|16400
KIN|KINDRED BIOSCIENCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7514
KINS|KINGSTONE COS, INC|APCC|Apex Clearing Corporation|5
KINS|KINGSTONE COS, INC|BATM|CBOE TRADING, INC.|124
KINS|KINGSTONE COS, INC|BMOC|BMO Capital Markets Corp.|1463
KINS|KINGSTONE COS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|767
KINS|KINGSTONE COS, INC|BTIG|BTIG, LLC|36
KINS|KINGSTONE COS, INC|CHAS|Charles Schwab & Co., Inc.|4
KINS|KINGSTONE COS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|271
KINS|KINGSTONE COS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2201
KINS|KINGSTONE COS, INC|CTDL|Citadel Derivatives Group Llc|601
KINS|KINGSTONE COS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
KINS|KINGSTONE COS, INC|DBAB|Deutsche Bank Securities Inc.|13127
KINS|KINGSTONE COS, INC|DBAX|Deutsche Bank Securities Inc.|200
KINS|KINGSTONE COS, INC|DEAN|MORGAN STANLEY|4403
KINS|KINGSTONE COS, INC|EBXL|EBX LLC|3000
KINS|KINGSTONE COS, INC|EGXM|CBOE TRADING, INC.|3
KINS|KINGSTONE COS, INC|ETRS|E*Trade Securities LLC|10198
KINS|KINGSTONE COS, INC|FBCO|Credit Suisse Securities (USA) LLC|81190
KINS|KINGSTONE COS, INC|FILL|Tradestation Securities, Inc.|444
KINS|KINGSTONE COS, INC|FMAF|NBCN Inc./ CDS|174
KINS|KINGSTONE COS, INC|FOMA|TD AMERITRADE CLEARING, INC.|14415
KINS|KINGSTONE COS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|419
KINS|KINGSTONE COS, INC|FTBR|Foliofn Investments, Inc.|19
KINS|KINGSTONE COS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2315
KINS|KINGSTONE COS, INC|GSCO|GOLDMAN SACHS & CO. LLC|59571
KINS|KINGSTONE COS, INC|GSCS|GOLDMAN SACHS & CO. LLC|82
KINS|KINGSTONE COS, INC|GSLT|GOLDMAN SACHS & CO. LLC|100
KINS|KINGSTONE COS, INC|HRBF|American Enterprise Investment Services Inc.|250
KINS|KINGSTONE COS, INC|IBKR|Interactive Brokers Llc|8306
KINS|KINGSTONE COS, INC|ICBX|INSTINET, LLC|1100
KINS|KINGSTONE COS, INC|INCA|INSTINET, LLC|17535
KINS|KINGSTONE COS, INC|INJX|INSTINET, LLC|1596
KINS|KINGSTONE COS, INC|ITGI|ITG Inc.|5569
KINS|KINGSTONE COS, INC|ITGP|ITG INC.|400
KINS|KINGSTONE COS, INC|JANY|Janney Montgomery Scott Inc.|169
KINS|KINGSTONE COS, INC|JEFF|JEFFERIES LLC|8779
KINS|KINGSTONE COS, INC|JONE|JonesTrading|1612
KINS|KINGSTONE COS, INC|JPMX|J.P. Morgan Securities LLC|3545
KINS|KINGSTONE COS, INC|KCGM|VIRTU Americas LLC|979
KINS|KINGSTONE COS, INC|LEHM|Barclays Capital Inc./Le|15709
KINS|KINGSTONE COS, INC|LIME|Lime Brokerage LLC|32893
KINS|KINGSTONE COS, INC|LMGP|LIME BROKERAGE LLC|1366
KINS|KINGSTONE COS, INC|LQNA|LIQUIDNET, INC.|15800
KINS|KINGSTONE COS, INC|MAXM|Maxim Group LLC|515
KINS|KINGSTONE COS, INC|MSCO|MORGAN STANLEY & CO. LLC|44899
KINS|KINGSTONE COS, INC|MSPL|MORGAN STANLEY & CO. LLC|900
KINS|KINGSTONE COS, INC|NFSC|National Financial Services LLC|19543
KINS|KINGSTONE COS, INC|NITE|VIRTU Americas LLC|29295
KINS|KINGSTONE COS, INC|NQRB|Brut, LLC|100
KINS|KINGSTONE COS, INC|SBSH|Citigroup Global Markets Inc.|10214
KINS|KINGSTONE COS, INC|SDLR|Sandler, O'Neill & Partners, L.P.|21
KINS|KINGSTONE COS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|200
KINS|KINGSTONE COS, INC|SWIM|TD Ameritrade, Inc.|1511
KINS|KINGSTONE COS, INC|TKNG|ALLY INVEST SECURITIES LLC|614
KINS|KINGSTONE COS, INC|TRBT|Tradebot Systems, Inc.|897
KINS|KINGSTONE COS, INC|TRCM|TRC MARKETS LLC|4599
KINS|KINGSTONE COS, INC|UBSA|UBS SECURITIES LLC|3550
KINS|KINGSTONE COS, INC|UBSS|UBS Securities LLC|31947
KINS|KINGSTONE COS, INC|VALX|VIRTU AMERICAS LLC|305
KINS|KINGSTONE COS, INC|VGRD|Vanguard Marketing Corporation|675
KINS|KINGSTONE COS, INC|WCHV|WELLS FARGO SECURITIES, LLC|1757
KINS|KINGSTONE COS, INC|WSEA|WOLVERINE SECURITIES, LLC|517
KINS|KINGSTONE COS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
KINS|KINGSTONE COS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|873
KIO|KKR INCOME OPPRTNTY|ALTX|Alternet Securities Inc.|1100
KIO|KKR INCOME OPPRTNTY|APCC|Apex Clearing Corporation|35
KIO|KKR INCOME OPPRTNTY|BARD|Robert W. Baird & Co. Incorporated|23810
KIO|KKR INCOME OPPRTNTY|BBNT|BB&T SECURITIES, LLC|850
KIO|KKR INCOME OPPRTNTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
KIO|KKR INCOME OPPRTNTY|BTIG|BTIG, LLC|4176
KIO|KKR INCOME OPPRTNTY|CANT|Cantor Fitzgerald & Co.|34125
KIO|KKR INCOME OPPRTNTY|CHAS|Charles Schwab & Co., Inc.|2
KIO|KKR INCOME OPPRTNTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17908
KIO|KKR INCOME OPPRTNTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
KIO|KKR INCOME OPPRTNTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11354
KIO|KKR INCOME OPPRTNTY|CTDL|Citadel Derivatives Group Llc|400
KIO|KKR INCOME OPPRTNTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
KIO|KKR INCOME OPPRTNTY|DBAX|Deutsche Bank Securities Inc.|3500
KIO|KKR INCOME OPPRTNTY|DEAN|MORGAN STANLEY|20452
KIO|KKR INCOME OPPRTNTY|EBXL|EBX LLC|17400
KIO|KKR INCOME OPPRTNTY|EDJO|Edward D. Jones & Co., L.P.|1157
KIO|KKR INCOME OPPRTNTY|EGAM|CBOE TRADING, INC.|1354
KIO|KKR INCOME OPPRTNTY|EGXM|CBOE TRADING, INC.|100
KIO|KKR INCOME OPPRTNTY|ETBE|Electronic Transaction Clearing, Inc.|17
KIO|KKR INCOME OPPRTNTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
KIO|KKR INCOME OPPRTNTY|ETRS|E*Trade Securities LLC|25129
KIO|KKR INCOME OPPRTNTY|FBSB|U.S. Bancorp Investments, Inc.|38
KIO|KKR INCOME OPPRTNTY|FILL|Tradestation Securities, Inc.|479
KIO|KKR INCOME OPPRTNTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18583
KIO|KKR INCOME OPPRTNTY|FTBR|Foliofn Investments, Inc.|9982
KIO|KKR INCOME OPPRTNTY|GLIS|TD Securities Inc|4650
KIO|KKR INCOME OPPRTNTY|GLPX|ACS EXECUTION SERVICES, LLC|895
KIO|KKR INCOME OPPRTNTY|GSCO|GOLDMAN SACHS & CO. LLC|5420
KIO|KKR INCOME OPPRTNTY|GSCS|GOLDMAN SACHS & CO. LLC|200
KIO|KKR INCOME OPPRTNTY|GTSZ|GTS SECURITIES LLC|100
KIO|KKR INCOME OPPRTNTY|HRBF|American Enterprise Investment Services Inc.|3111
KIO|KKR INCOME OPPRTNTY|IATS|INTERACTIVE BROKERS LLC|4619
KIO|KKR INCOME OPPRTNTY|IBKR|Interactive Brokers Llc|17254
KIO|KKR INCOME OPPRTNTY|ICBX|INSTINET, LLC|1400
KIO|KKR INCOME OPPRTNTY|INCA|INSTINET, LLC|417
KIO|KKR INCOME OPPRTNTY|ITGI|ITG Inc.|5971
KIO|KKR INCOME OPPRTNTY|ITGP|ITG INC.|2400
KIO|KKR INCOME OPPRTNTY|JANY|Janney Montgomery Scott Inc.|3442
KIO|KKR INCOME OPPRTNTY|JEFF|JEFFERIES LLC|5437
KIO|KKR INCOME OPPRTNTY|JMPT|JUMP TRADING, LLC|380
KIO|KKR INCOME OPPRTNTY|JPMX|J.P. Morgan Securities LLC|2000
KIO|KKR INCOME OPPRTNTY|JSJX|JANE STREET CAPITAL LLC|749
KIO|KKR INCOME OPPRTNTY|KCGM|VIRTU Americas LLC|7274
KIO|KKR INCOME OPPRTNTY|LEHM|Barclays Capital Inc./Le|11600
KIO|KKR INCOME OPPRTNTY|LGNT|COR CLEARING LLC|1
KIO|KKR INCOME OPPRTNTY|LIME|Lime Brokerage LLC|1889
KIO|KKR INCOME OPPRTNTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1858
KIO|KKR INCOME OPPRTNTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11400
KIO|KKR INCOME OPPRTNTY|MSCO|MORGAN STANLEY & CO. LLC|88625
KIO|KKR INCOME OPPRTNTY|MSPL|MORGAN STANLEY & CO. LLC|7300
KIO|KKR INCOME OPPRTNTY|NFSC|National Financial Services LLC|191310
KIO|KKR INCOME OPPRTNTY|NITE|VIRTU Americas LLC|328974
KIO|KKR INCOME OPPRTNTY|NQRB|Brut, LLC|100
KIO|KKR INCOME OPPRTNTY|PDQM|CODA MARKETS, INC.|1790
KIO|KKR INCOME OPPRTNTY|PWJC|UBS Financial Services, Inc.|28740
KIO|KKR INCOME OPPRTNTY|RBCM|RBC CAPITAL MARKETS, LLC|10429
KIO|KKR INCOME OPPRTNTY|SAGC|SAGETRADER, LLC|500
KIO|KKR INCOME OPPRTNTY|SBSH|Citigroup Global Markets Inc.|3200
KIO|KKR INCOME OPPRTNTY|SGMT|GOLDMAN SACHS & CO. LLC|2786
KIO|KKR INCOME OPPRTNTY|SPDR|SPEEDROUTE LLC|100
KIO|KKR INCOME OPPRTNTY|STFL|Stifel, Nicolaus & Company, Incorporated|1478
KIO|KKR INCOME OPPRTNTY|SWIM|TD Ameritrade, Inc.|9056
KIO|KKR INCOME OPPRTNTY|SWST|Hilltop Securities Inc.|11777
KIO|KKR INCOME OPPRTNTY|TKNG|ALLY INVEST SECURITIES LLC|2164
KIO|KKR INCOME OPPRTNTY|TRBT|Tradebot Systems, Inc.|1728
KIO|KKR INCOME OPPRTNTY|UBSA|UBS SECURITIES LLC|35730
KIO|KKR INCOME OPPRTNTY|UBSS|UBS Securities LLC|147413
KIO|KKR INCOME OPPRTNTY|VALX|VIRTU AMERICAS LLC|300
KIO|KKR INCOME OPPRTNTY|VGRD|Vanguard Marketing Corporation|25550
KIO|KKR INCOME OPPRTNTY|WCHV|WELLS FARGO SECURITIES, LLC|32056
KIO|KKR INCOME OPPRTNTY|WEDB|WEDBUSH SECURITIES INC.|2711
KIO|KKR INCOME OPPRTNTY|WEED|Weeden & Co.L.P.|15067
KIO|KKR INCOME OPPRTNTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8048
KIO|KKR INCOME OPPRTNTY|WSEA|WOLVERINE SECURITIES, LLC|726
KIO|KKR INCOME OPPRTNTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|6664
KIO|KKR INCOME OPPRTNTY|YKNA|COMHAR CAPITAL MARKETS, LLC|200
KIO|KKR INCOME OPPRTNTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6867
KIQ|KELSO TECHNOLOGIES I|APCC|Apex Clearing Corporation|5192
KIQ|KELSO TECHNOLOGIES I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19300
KIQ|KELSO TECHNOLOGIES I|EBXL|EBX LLC|700
KIQ|KELSO TECHNOLOGIES I|ETRS|E*Trade Securities LLC|1245
KIQ|KELSO TECHNOLOGIES I|GLIS|TD Securities Inc|1611
KIQ|KELSO TECHNOLOGIES I|GSLT|GOLDMAN SACHS & CO. LLC|1744
KIQ|KELSO TECHNOLOGIES I|LIME|Lime Brokerage LLC|170
KIQ|KELSO TECHNOLOGIES I|MSCO|MORGAN STANLEY & CO. LLC|27161
KIQ|KELSO TECHNOLOGIES I|NFSC|National Financial Services LLC|27365
KIQ|KELSO TECHNOLOGIES I|NITE|VIRTU Americas LLC|21984
KIQ|KELSO TECHNOLOGIES I|SWIM|TD Ameritrade, Inc.|200
KIQ|KELSO TECHNOLOGIES I|TKNG|ALLY INVEST SECURITIES LLC|175
KIQ|KELSO TECHNOLOGIES I|UBSS|UBS Securities LLC|7001
KIQ|KELSO TECHNOLOGIES I|VGRD|Vanguard Marketing Corporation|8616
KIQ|KELSO TECHNOLOGIES I|WCHV|WELLS FARGO SECURITIES, LLC|500
KIQ|KELSO TECHNOLOGIES I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1165
KIQ|KELSO TECHNOLOGIES I|WSEA|WOLVERINE SECURITIES, LLC|4816
KIRK|KIRKLAND'S INC    ##|ALTX|Alternet Securities Inc.|14444
KIRK|KIRKLAND'S INC    ##|APCC|Apex Clearing Corporation|291
KIRK|KIRKLAND'S INC    ##|BATM|CBOE TRADING, INC.|1095
KIRK|KIRKLAND'S INC    ##|BAYC|BAY CREST PARTNERS, LLC|440
KIRK|KIRKLAND'S INC    ##|BAYT|BTIG, LLC|4380
KIRK|KIRKLAND'S INC    ##|BERN|Sanford C. Bernstein & Co., LLC|3078
KIRK|KIRKLAND'S INC    ##|BIDS|BIDS TRADING L.P.|100
KIRK|KIRKLAND'S INC    ##|BMOC|BMO Capital Markets Corp.|2478
KIRK|KIRKLAND'S INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|3553
KIRK|KIRKLAND'S INC    ##|BTIG|BTIG, LLC|12140
KIRK|KIRKLAND'S INC    ##|BYXM|CBOE TRADING, INC.|3179
KIRK|KIRKLAND'S INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|1600
KIRK|KIRKLAND'S INC    ##|CANT|Cantor Fitzgerald & Co.|51800
KIRK|KIRKLAND'S INC    ##|CIST|Capital Institutional Services, Inc.|350
KIRK|KIRKLAND'S INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59665
KIRK|KIRKLAND'S INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
KIRK|KIRKLAND'S INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63556
KIRK|KIRKLAND'S INC    ##|CTDL|Citadel Derivatives Group Llc|13353
KIRK|KIRKLAND'S INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4458
KIRK|KIRKLAND'S INC    ##|DBAB|Deutsche Bank Securities Inc.|146955
KIRK|KIRKLAND'S INC    ##|DBAX|Deutsche Bank Securities Inc.|81200
KIRK|KIRKLAND'S INC    ##|DCHF|Dart Executions, LLC|1600
KIRK|KIRKLAND'S INC    ##|DEAN|MORGAN STANLEY|1200
KIRK|KIRKLAND'S INC    ##|DEGS|RONIN PROFESSIONAL LLC|9217
KIRK|KIRKLAND'S INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7576
KIRK|KIRKLAND'S INC    ##|EBXL|EBX LLC|25200
KIRK|KIRKLAND'S INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|12240
KIRK|KIRKLAND'S INC    ##|EDJO|Edward D. Jones & Co., L.P.|2860
KIRK|KIRKLAND'S INC    ##|EGAM|CBOE TRADING, INC.|3699
KIRK|KIRKLAND'S INC    ##|EGAW|CBOE TRADING, INC.|100
KIRK|KIRKLAND'S INC    ##|EGMT|EG MARKET TECHNOLOGIES LLC|400
KIRK|KIRKLAND'S INC    ##|EGXM|CBOE TRADING, INC.|4725
KIRK|KIRKLAND'S INC    ##|ETBE|Electronic Transaction Clearing, Inc.|6889
KIRK|KIRKLAND'S INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8088
KIRK|KIRKLAND'S INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5844
KIRK|KIRKLAND'S INC    ##|ETRS|E*Trade Securities LLC|9361
KIRK|KIRKLAND'S INC    ##|FBCO|Credit Suisse Securities (USA) LLC|256081
KIRK|KIRKLAND'S INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|53417
KIRK|KIRKLAND'S INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72935
KIRK|KIRKLAND'S INC    ##|FTBR|Foliofn Investments, Inc.|6523
KIRK|KIRKLAND'S INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|5342
KIRK|KIRKLAND'S INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|6992
KIRK|KIRKLAND'S INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|207024
KIRK|KIRKLAND'S INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|6489
KIRK|KIRKLAND'S INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|305
KIRK|KIRKLAND'S INC    ##|GTSZ|GTS SECURITIES LLC|4366
KIRK|KIRKLAND'S INC    ##|HSBC|HSBC Securities, Inc.|2562
KIRK|KIRKLAND'S INC    ##|IATS|INTERACTIVE BROKERS LLC|3339
KIRK|KIRKLAND'S INC    ##|IBKR|Interactive Brokers Llc|34614
KIRK|KIRKLAND'S INC    ##|ICBX|INSTINET, LLC|9700
KIRK|KIRKLAND'S INC    ##|IEQY|CITADEL SECURITIES LLC|18381
KIRK|KIRKLAND'S INC    ##|INCA|INSTINET, LLC|98870
KIRK|KIRKLAND'S INC    ##|INJX|INSTINET, LLC|3971
KIRK|KIRKLAND'S INC    ##|ITGI|ITG Inc.|16900
KIRK|KIRKLAND'S INC    ##|ITGP|ITG INC.|87400
KIRK|KIRKLAND'S INC    ##|JEFF|JEFFERIES LLC|14706
KIRK|KIRKLAND'S INC    ##|JMPT|JUMP TRADING, LLC|8356
KIRK|KIRKLAND'S INC    ##|JONE|JonesTrading|2688
KIRK|KIRKLAND'S INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|8968
KIRK|KIRKLAND'S INC    ##|JPMX|J.P. Morgan Securities LLC|60420
KIRK|KIRKLAND'S INC    ##|JSJX|JANE STREET CAPITAL LLC|8873
KIRK|KIRKLAND'S INC    ##|KCGM|VIRTU Americas LLC|9314
KIRK|KIRKLAND'S INC    ##|LEHM|Barclays Capital Inc./Le|183984
KIRK|KIRKLAND'S INC    ##|LIME|Lime Brokerage LLC|153967
KIRK|KIRKLAND'S INC    ##|LMGP|LIME BROKERAGE LLC|9058
KIRK|KIRKLAND'S INC    ##|LQNA|LIQUIDNET, INC.|24900
KIRK|KIRKLAND'S INC    ##|LQNB|LIQUIDNET, INC.|100
KIRK|KIRKLAND'S INC    ##|MAXM|Maxim Group LLC|1648
KIRK|KIRKLAND'S INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30648
KIRK|KIRKLAND'S INC    ##|MOTF|MOTIF INVESTING, INC.|3
KIRK|KIRKLAND'S INC    ##|MSCO|MORGAN STANLEY & CO. LLC|773002
KIRK|KIRKLAND'S INC    ##|MSPL|MORGAN STANLEY & CO. LLC|121000
KIRK|KIRKLAND'S INC    ##|MSTX|MORGAN STANLEY & CO. LLC|103000
KIRK|KIRKLAND'S INC    ##|NFSC|National Financial Services LLC|34325
KIRK|KIRKLAND'S INC    ##|NITE|VIRTU Americas LLC|183016
KIRK|KIRKLAND'S INC    ##|NITP|VIRTU Americas LLC|2960
KIRK|KIRKLAND'S INC    ##|NQRB|Brut, LLC|9035
KIRK|KIRKLAND'S INC    ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3387
KIRK|KIRKLAND'S INC    ##|PDQM|CODA MARKETS, INC.|17286
KIRK|KIRKLAND'S INC    ##|RAJA|Raymond James & Associates, Inc.|27345
KIRK|KIRKLAND'S INC    ##|RILY|B. RILEY FBR, INC.|2359
KIRK|KIRKLAND'S INC    ##|SBSH|Citigroup Global Markets Inc.|65963
KIRK|KIRKLAND'S INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|27224
KIRK|KIRKLAND'S INC    ##|SIDC|Sidoti & Company, LLC|600
KIRK|KIRKLAND'S INC    ##|SPDR|SPEEDROUTE LLC|850
KIRK|KIRKLAND'S INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|350
KIRK|KIRKLAND'S INC    ##|SWIM|TD Ameritrade, Inc.|24827
KIRK|KIRKLAND'S INC    ##|TKNG|ALLY INVEST SECURITIES LLC|960
KIRK|KIRKLAND'S INC    ##|TRBT|Tradebot Systems, Inc.|58356
KIRK|KIRKLAND'S INC    ##|TRCM|TRC MARKETS LLC|66856
KIRK|KIRKLAND'S INC    ##|UBSA|UBS SECURITIES LLC|116529
KIRK|KIRKLAND'S INC    ##|UBSS|UBS Securities LLC|206199
KIRK|KIRKLAND'S INC    ##|VALX|VIRTU AMERICAS LLC|2908
KIRK|KIRKLAND'S INC    ##|VGRD|Vanguard Marketing Corporation|1459
KIRK|KIRKLAND'S INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|19979
KIRK|KIRKLAND'S INC    ##|WDNX|WEEDEN & CO.L.P.|3240
KIRK|KIRKLAND'S INC    ##|WEDB|WEDBUSH SECURITIES INC.|500
KIRK|KIRKLAND'S INC    ##|WEED|Weeden & Co.L.P.|130
KIRK|KIRKLAND'S INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7427
KIRK|KIRKLAND'S INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8387
KIRK|KIRKLAND'S INC    ##|WGIF|CIBC World Markets Inc.|500
KIRK|KIRKLAND'S INC    ##|WSEA|WOLVERINE SECURITIES, LLC|2197
KIRK|KIRKLAND'S INC    ##|XIST|INSTINET, LLC|80040
KIRK|KIRKLAND'S INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
KIRK|KIRKLAND'S INC    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|620
KKR|KKR & CO. INC.|ALGR|Fred Alger & Company, Incorporated|110512
KKR|KKR & CO. INC.|ALTX|Alternet Securities Inc.|82186
KKR|KKR & CO. INC.|APCC|Apex Clearing Corporation|11376
KKR|KKR & CO. INC.|BANK|Primevest Financial Services, Inc.|1341
KKR|KKR & CO. INC.|BARD|Robert W. Baird & Co. Incorporated|3661
KKR|KKR & CO. INC.|BATM|CBOE TRADING, INC.|53506
KKR|KKR & CO. INC.|BAYT|BTIG, LLC|14621
KKR|KKR & CO. INC.|BBNT|BB&T SECURITIES, LLC|1660
KKR|KKR & CO. INC.|BERN|Sanford C. Bernstein & Co., LLC|4816205
KKR|KKR & CO. INC.|BIDS|BIDS TRADING L.P.|53400
KKR|KKR & CO. INC.|BIMI|Banca IMI Securities Corp.|3705
KKR|KKR & CO. INC.|BKCM|BNY Mellon Capital Markets LLC|600
KKR|KKR & CO. INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43796
KKR|KKR & CO. INC.|BLKX|INSTINET, LLC|645182
KKR|KKR & CO. INC.|BTIG|BTIG, LLC|51918
KKR|KKR & CO. INC.|BYXM|CBOE TRADING, INC.|13440
KKR|KKR & CO. INC.|CANT|Cantor Fitzgerald & Co.|970
KKR|KKR & CO. INC.|CHAS|Charles Schwab & Co., Inc.|9615
KKR|KKR & CO. INC.|CICF|Canaccord Genuity Corp.|530
KKR|KKR & CO. INC.|CIST|Capital Institutional Services, Inc.|23291
KKR|KKR & CO. INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|268896
KKR|KKR & CO. INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1922
KKR|KKR & CO. INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8101
KKR|KKR & CO. INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|632069
KKR|KKR & CO. INC.|CTDL|Citadel Derivatives Group Llc|7580
KKR|KKR & CO. INC.|CTLR|CUTLER GROUP, LP|6703
KKR|KKR & CO. INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|217034
KKR|KKR & CO. INC.|DADA|D.A. Davidson & Co.|1800
KKR|KKR & CO. INC.|DAVA|Davenport & Company LLC|11438
KKR|KKR & CO. INC.|DBAB|Deutsche Bank Securities Inc.|326188
KKR|KKR & CO. INC.|DBAX|Deutsche Bank Securities Inc.|528500
KKR|KKR & CO. INC.|DCHF|Dart Executions, LLC|7362
KKR|KKR & CO. INC.|DEAN|MORGAN STANLEY|116789
KKR|KKR & CO. INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
KKR|KKR & CO. INC.|EBXL|EBX LLC|785200
KKR|KKR & CO. INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5500
KKR|KKR & CO. INC.|EDJO|Edward D. Jones & Co., L.P.|2884
KKR|KKR & CO. INC.|EGAM|CBOE TRADING, INC.|152353
KKR|KKR & CO. INC.|EGAW|CBOE TRADING, INC.|2100
KKR|KKR & CO. INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
KKR|KKR & CO. INC.|EGXM|CBOE TRADING, INC.|6861
KKR|KKR & CO. INC.|EGXW|CBOE TRADING, INC.|100
KKR|KKR & CO. INC.|EROP|Eroom Securities L.L.C.|2000
KKR|KKR & CO. INC.|ETBE|Electronic Transaction Clearing, Inc.|33421
KKR|KKR & CO. INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
KKR|KKR & CO. INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4327
KKR|KKR & CO. INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3431
KKR|KKR & CO. INC.|ETRS|E*Trade Securities LLC|355997
KKR|KKR & CO. INC.|FBRC|B. RILEY FBR, INC.|7000
KKR|KKR & CO. INC.|FBSB|U.S. Bancorp Investments, Inc.|1
KKR|KKR & CO. INC.|FILL|Tradestation Securities, Inc.|23750
KKR|KKR & CO. INC.|FMAF|NBCN Inc./ CDS|9936
KKR|KKR & CO. INC.|FQLS|Quantlab Securities LP|563112
KKR|KKR & CO. INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137687
KKR|KKR & CO. INC.|FTBR|Foliofn Investments, Inc.|3204
KKR|KKR & CO. INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|20734
KKR|KKR & CO. INC.|GLIS|TD Securities Inc|4981
KKR|KKR & CO. INC.|GLPX|ACS EXECUTION SERVICES, LLC|379966
KKR|KKR & CO. INC.|GSCO|GOLDMAN SACHS & CO. LLC|2732160
KKR|KKR & CO. INC.|GSCS|GOLDMAN SACHS & CO. LLC|62767
KKR|KKR & CO. INC.|GSLT|GOLDMAN SACHS & CO. LLC|79025
KKR|KKR & CO. INC.|GTSZ|GTS SECURITIES LLC|109468
KKR|KKR & CO. INC.|HAPX|HAP Trading, LLC|2291
KKR|KKR & CO. INC.|HRBF|American Enterprise Investment Services Inc.|23323
KKR|KKR & CO. INC.|HSBC|HSBC Securities, Inc.|14946
KKR|KKR & CO. INC.|IATS|INTERACTIVE BROKERS LLC|70535
KKR|KKR & CO. INC.|IBKR|Interactive Brokers Llc|184018
KKR|KKR & CO. INC.|ICBX|INSTINET, LLC|201646
KKR|KKR & CO. INC.|INCA|INSTINET, LLC|503686
KKR|KKR & CO. INC.|INJX|INSTINET, LLC|19055
KKR|KKR & CO. INC.|ITGI|ITG Inc.|161580
KKR|KKR & CO. INC.|ITGP|ITG INC.|893000
KKR|KKR & CO. INC.|JANY|Janney Montgomery Scott Inc.|16409
KKR|KKR & CO. INC.|JEFF|JEFFERIES LLC|50796
KKR|KKR & CO. INC.|JMPT|JUMP TRADING, LLC|345559
KKR|KKR & CO. INC.|JONE|JonesTrading|38880
KKR|KKR & CO. INC.|JPBX|J.P. MORGAN SECURITIES LLC|1622
KKR|KKR & CO. INC.|JPMX|J.P. Morgan Securities LLC|1415875
KKR|KKR & CO. INC.|JSJX|JANE STREET CAPITAL LLC|320957
KKR|KKR & CO. INC.|KBWI|Keefe, Bruyette & Woods, Inc.|1500
KKR|KKR & CO. INC.|KCGM|VIRTU Americas LLC|195120
KKR|KKR & CO. INC.|LEHM|Barclays Capital Inc./Le|1730563
KKR|KKR & CO. INC.|LIME|Lime Brokerage LLC|211118
KKR|KKR & CO. INC.|LQNA|LIQUIDNET, INC.|651300
KKR|KKR & CO. INC.|LSCI|Lek Securities Corporation|4506
KKR|KKR & CO. INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|15000
KKR|KKR & CO. INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
KKR|KKR & CO. INC.|MACC|Mid Atlantic Capital Corporation|730
KKR|KKR & CO. INC.|MAXM|Maxim Group LLC|8518
KKR|KKR & CO. INC.|MBTS|ALLY INVEST SECURITIES LLC|198
KKR|KKR & CO. INC.|MCBT|Moors & Cabot, Inc.|227
KKR|KKR & CO. INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|519362
KKR|KKR & CO. INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
KKR|KKR & CO. INC.|MOTF|MOTIF INVESTING, INC.|13
KKR|KKR & CO. INC.|MRBA|IBN FINANCIAL SERVICES, INC.|900
KKR|KKR & CO. INC.|MSCO|MORGAN STANLEY & CO. LLC|3269911
KKR|KKR & CO. INC.|MSPL|MORGAN STANLEY & CO. LLC|543600
KKR|KKR & CO. INC.|MSTX|MORGAN STANLEY & CO. LLC|18600
KKR|KKR & CO. INC.|NATL|National Securities Corporation|3944
KKR|KKR & CO. INC.|NFSC|National Financial Services LLC|960542
KKR|KKR & CO. INC.|NITE|VIRTU Americas LLC|2103305
KKR|KKR & CO. INC.|NITP|VIRTU Americas LLC|780
KKR|KKR & CO. INC.|NMRA|Nomura Securities International, Inc.|1800
KKR|KKR & CO. INC.|NQRB|Brut, LLC|102269
KKR|KKR & CO. INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1470
KKR|KKR & CO. INC.|NTRC|Northern Trust Securities, Inc.|1360
KKR|KKR & CO. INC.|OHOS|TWO SIGMA SECURITIES, LLC|81300
KKR|KKR & CO. INC.|OPCO|Oppenheimer & Co. Inc.|77923
KKR|KKR & CO. INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
KKR|KKR & CO. INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7800
KKR|KKR & CO. INC.|PCFF|Pacific International Securities Inc./CDS|915
KKR|KKR & CO. INC.|PDQM|CODA MARKETS, INC.|895911
KKR|KKR & CO. INC.|PHLY|NASDAQ Execution Services, LLC|6400
KKR|KKR & CO. INC.|PICT|Pictet Overseas Inc.|368
KKR|KKR & CO. INC.|PWJC|UBS Financial Services, Inc.|8900
KKR|KKR & CO. INC.|RBCM|RBC CAPITAL MARKETS, LLC|10353
KKR|KKR & CO. INC.|RGLD|Regal Securities, Inc|300
KKR|KKR & CO. INC.|SAGL|SAGETRADER, LLC|1102486
KKR|KKR & CO. INC.|SAGW|SAGETRADER, LLC|3100
KKR|KKR & CO. INC.|SALI|INTL FCSTONE FINANCIAL INC.|1200
KKR|KKR & CO. INC.|SBRX|MURIEL SIEBERT & CO INC|2600
KKR|KKR & CO. INC.|SBSH|Citigroup Global Markets Inc.|921996
KKR|KKR & CO. INC.|SEIC|SEI Investments Distribution Co.|2836
KKR|KKR & CO. INC.|SGMT|GOLDMAN SACHS & CO. LLC|630384
KKR|KKR & CO. INC.|SPDR|SPEEDROUTE LLC|61605
KKR|KKR & CO. INC.|SPHN|Stephens Inc.|11585
KKR|KKR & CO. INC.|STFL|Stifel, Nicolaus & Company, Incorporated|68062
KKR|KKR & CO. INC.|STKP|STOCKPILE INVESTMENTS, INC.|26
KKR|KKR & CO. INC.|STXG|Stockcross Financial Services, Inc.|1
KKR|KKR & CO. INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15443
KKR|KKR & CO. INC.|SWIM|TD Ameritrade, Inc.|511723
KKR|KKR & CO. INC.|SWST|Hilltop Securities Inc.|13271
KKR|KKR & CO. INC.|TKNG|ALLY INVEST SECURITIES LLC|3312
KKR|KKR & CO. INC.|TRBT|Tradebot Systems, Inc.|546340
KKR|KKR & CO. INC.|TRCM|TRC MARKETS LLC|154459
KKR|KKR & CO. INC.|TRIP|Trident Partners Ltd.|1200
KKR|KKR & CO. INC.|TWTT|TASTYWORKS, INC.|2522
KKR|KKR & CO. INC.|UBSA|UBS SECURITIES LLC|1855635
KKR|KKR & CO. INC.|UBSS|UBS Securities LLC|2089560
KKR|KKR & CO. INC.|VALX|VIRTU AMERICAS LLC|26603
KKR|KKR & CO. INC.|VERT|The Vertical Trading Group, LLC|6200
KKR|KKR & CO. INC.|VGRD|Vanguard Marketing Corporation|78694
KKR|KKR & CO. INC.|WABR|Wall Street Access|3800
KKR|KKR & CO. INC.|WBET|Wallachbeth Capital LLC|19622
KKR|KKR & CO. INC.|WBLR|WILLIAM BLAIR|1228
KKR|KKR & CO. INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3717
KKR|KKR & CO. INC.|WCHV|WELLS FARGO SECURITIES, LLC|669492
KKR|KKR & CO. INC.|WEDB|WEDBUSH SECURITIES INC.|2727
KKR|KKR & CO. INC.|WEED|Weeden & Co.L.P.|8074
KKR|KKR & CO. INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|209062
KKR|KKR & CO. INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24788
KKR|KKR & CO. INC.|WFPB|Wells Fargo Securities, LLC.|900
KKR|KKR & CO. INC.|WGIF|CIBC World Markets Inc.|6919
KKR|KKR & CO. INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|151
KKR|KKR & CO. INC.|WSEA|WOLVERINE SECURITIES, LLC|34266
KKR|KKR & CO. INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|378
KKR|KKR & CO. INC.|XIST|INSTINET, LLC|586
KKR|KKR & CO. INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|270636
KKR|KKR & CO. INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|47359
KKR|KKR & CO. INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
KKR$A|KKR & CO. INC. 6.75|BANK|Primevest Financial Services, Inc.|11
KKR$A|KKR & CO. INC. 6.75|BBNT|BB&T SECURITIES, LLC|12
KKR$A|KKR & CO. INC. 6.75|BERN|Sanford C. Bernstein & Co., LLC|3784
KKR$A|KKR & CO. INC. 6.75|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1877
KKR$A|KKR & CO. INC. 6.75|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
KKR$A|KKR & CO. INC. 6.75|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
KKR$A|KKR & CO. INC. 6.75|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9323
KKR$A|KKR & CO. INC. 6.75|CXCX|CITIGROUP GLOBAL MARKETS INC.|660
KKR$A|KKR & CO. INC. 6.75|DBAX|Deutsche Bank Securities Inc.|3500
KKR$A|KKR & CO. INC. 6.75|DEAN|MORGAN STANLEY|19585
KKR$A|KKR & CO. INC. 6.75|EBXL|EBX LLC|1700
KKR$A|KKR & CO. INC. 6.75|ECUT|CONVERGEX EXECUTION SOLUTIONS|2300
KKR$A|KKR & CO. INC. 6.75|EDJO|Edward D. Jones & Co., L.P.|81
KKR$A|KKR & CO. INC. 6.75|ETRS|E*Trade Securities LLC|2046
KKR$A|KKR & CO. INC. 6.75|GLPX|ACS EXECUTION SERVICES, LLC|180
KKR$A|KKR & CO. INC. 6.75|GSCO|GOLDMAN SACHS & CO. LLC|900
KKR$A|KKR & CO. INC. 6.75|GTSZ|GTS SECURITIES LLC|300
KKR$A|KKR & CO. INC. 6.75|HRBF|American Enterprise Investment Services Inc.|394
KKR$A|KKR & CO. INC. 6.75|IATS|INTERACTIVE BROKERS LLC|52
KKR$A|KKR & CO. INC. 6.75|IBKR|Interactive Brokers Llc|2554
KKR$A|KKR & CO. INC. 6.75|ICBX|INSTINET, LLC|600
KKR$A|KKR & CO. INC. 6.75|INCA|INSTINET, LLC|150
KKR$A|KKR & CO. INC. 6.75|INJX|INSTINET, LLC|700
KKR$A|KKR & CO. INC. 6.75|ITGI|ITG Inc.|100
KKR$A|KKR & CO. INC. 6.75|ITGP|ITG INC.|1000
KKR$A|KKR & CO. INC. 6.75|JANY|Janney Montgomery Scott Inc.|10000
KKR$A|KKR & CO. INC. 6.75|JEFF|JEFFERIES LLC|1559
KKR$A|KKR & CO. INC. 6.75|JPMX|J.P. Morgan Securities LLC|3200
KKR$A|KKR & CO. INC. 6.75|JSEB|JANE STREET EXECUTION SERVICES, LLC|768
KKR$A|KKR & CO. INC. 6.75|JSJX|JANE STREET CAPITAL LLC|261
KKR$A|KKR & CO. INC. 6.75|KCGM|VIRTU Americas LLC|410
KKR$A|KKR & CO. INC. 6.75|LEHM|Barclays Capital Inc./Le|2600
KKR$A|KKR & CO. INC. 6.75|LIME|Lime Brokerage LLC|942
KKR$A|KKR & CO. INC. 6.75|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
KKR$A|KKR & CO. INC. 6.75|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|10000
KKR$A|KKR & CO. INC. 6.75|MSCO|MORGAN STANLEY & CO. LLC|4672
KKR$A|KKR & CO. INC. 6.75|MSPL|MORGAN STANLEY & CO. LLC|1100
KKR$A|KKR & CO. INC. 6.75|NFSC|National Financial Services LLC|22163
KKR$A|KKR & CO. INC. 6.75|NITE|VIRTU Americas LLC|33254
KKR$A|KKR & CO. INC. 6.75|OPCO|Oppenheimer & Co. Inc.|2780
KKR$A|KKR & CO. INC. 6.75|OTAA|OTA LLC|100
KKR$A|KKR & CO. INC. 6.75|PDQM|CODA MARKETS, INC.|260
KKR$A|KKR & CO. INC. 6.75|PWJC|UBS Financial Services, Inc.|6700
KKR$A|KKR & CO. INC. 6.75|RBCM|RBC CAPITAL MARKETS, LLC|5250
KKR$A|KKR & CO. INC. 6.75|SBSH|Citigroup Global Markets Inc.|205
KKR$A|KKR & CO. INC. 6.75|SGMT|GOLDMAN SACHS & CO. LLC|750
KKR$A|KKR & CO. INC. 6.75|SPDR|SPEEDROUTE LLC|1100
KKR$A|KKR & CO. INC. 6.75|STFL|Stifel, Nicolaus & Company, Incorporated|1618
KKR$A|KKR & CO. INC. 6.75|SWIM|TD Ameritrade, Inc.|11796
KKR$A|KKR & CO. INC. 6.75|SWST|Hilltop Securities Inc.|917
KKR$A|KKR & CO. INC. 6.75|UBSA|UBS SECURITIES LLC|7595
KKR$A|KKR & CO. INC. 6.75|UBSS|UBS Securities LLC|20592
KKR$A|KKR & CO. INC. 6.75|VGRD|Vanguard Marketing Corporation|1675
KKR$A|KKR & CO. INC. 6.75|WCHV|WELLS FARGO SECURITIES, LLC|230514
KKR$A|KKR & CO. INC. 6.75|WEDB|WEDBUSH SECURITIES INC.|600
KKR$A|KKR & CO. INC. 6.75|WEXX|WOLVERINE EXECUTION SERVICES, LLC|310
KKR$A|KKR & CO. INC. 6.75|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
KKR$A|KKR & CO. INC. 6.75|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1834
KKR$B|KKR & CO. INC. PFD B|BARD|Robert W. Baird & Co. Incorporated|423
KKR$B|KKR & CO. INC. PFD B|BBNT|BB&T SECURITIES, LLC|1454
KKR$B|KKR & CO. INC. PFD B|BYXM|CBOE TRADING, INC.|100
KKR$B|KKR & CO. INC. PFD B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1750
KKR$B|KKR & CO. INC. PFD B|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
KKR$B|KKR & CO. INC. PFD B|DBAX|Deutsche Bank Securities Inc.|3800
KKR$B|KKR & CO. INC. PFD B|DEAN|MORGAN STANLEY|15480
KKR$B|KKR & CO. INC. PFD B|EBXL|EBX LLC|400
KKR$B|KKR & CO. INC. PFD B|EGAM|CBOE TRADING, INC.|97
KKR$B|KKR & CO. INC. PFD B|EGXM|CBOE TRADING, INC.|400
KKR$B|KKR & CO. INC. PFD B|ETRS|E*Trade Securities LLC|2481
KKR$B|KKR & CO. INC. PFD B|GLPX|ACS EXECUTION SERVICES, LLC|100
KKR$B|KKR & CO. INC. PFD B|GSCO|GOLDMAN SACHS & CO. LLC|100
KKR$B|KKR & CO. INC. PFD B|GSLT|GOLDMAN SACHS & CO. LLC|200
KKR$B|KKR & CO. INC. PFD B|GTSZ|GTS SECURITIES LLC|300
KKR$B|KKR & CO. INC. PFD B|HRBF|American Enterprise Investment Services Inc.|1302
KKR$B|KKR & CO. INC. PFD B|IBKR|Interactive Brokers Llc|1870
KKR$B|KKR & CO. INC. PFD B|ICBX|INSTINET, LLC|400
KKR$B|KKR & CO. INC. PFD B|INCA|INSTINET, LLC|194
KKR$B|KKR & CO. INC. PFD B|INJX|INSTINET, LLC|700
KKR$B|KKR & CO. INC. PFD B|JANY|Janney Montgomery Scott Inc.|400
KKR$B|KKR & CO. INC. PFD B|JEFF|JEFFERIES LLC|2800
KKR$B|KKR & CO. INC. PFD B|JPMX|J.P. Morgan Securities LLC|1000
KKR$B|KKR & CO. INC. PFD B|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
KKR$B|KKR & CO. INC. PFD B|LEHM|Barclays Capital Inc./Le|900
KKR$B|KKR & CO. INC. PFD B|LIME|Lime Brokerage LLC|25
KKR$B|KKR & CO. INC. PFD B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
KKR$B|KKR & CO. INC. PFD B|MSCO|MORGAN STANLEY & CO. LLC|7461
KKR$B|KKR & CO. INC. PFD B|NFSC|National Financial Services LLC|13723
KKR$B|KKR & CO. INC. PFD B|NITE|VIRTU Americas LLC|27095
KKR$B|KKR & CO. INC. PFD B|NQRB|Brut, LLC|1080
KKR$B|KKR & CO. INC. PFD B|OLDM|OLD MISSION CAPITAL, LLC|800
KKR$B|KKR & CO. INC. PFD B|OPCO|Oppenheimer & Co. Inc.|104
KKR$B|KKR & CO. INC. PFD B|PDQM|CODA MARKETS, INC.|200
KKR$B|KKR & CO. INC. PFD B|PWJC|UBS Financial Services, Inc.|8000
KKR$B|KKR & CO. INC. PFD B|RBCM|RBC CAPITAL MARKETS, LLC|2170
KKR$B|KKR & CO. INC. PFD B|SALI|INTL FCSTONE FINANCIAL INC.|25
KKR$B|KKR & CO. INC. PFD B|SPHN|Stephens Inc.|6
KKR$B|KKR & CO. INC. PFD B|STFL|Stifel, Nicolaus & Company, Incorporated|3
KKR$B|KKR & CO. INC. PFD B|SWIM|TD Ameritrade, Inc.|13831
KKR$B|KKR & CO. INC. PFD B|TRBT|Tradebot Systems, Inc.|1233
KKR$B|KKR & CO. INC. PFD B|UBSA|UBS SECURITIES LLC|4920
KKR$B|KKR & CO. INC. PFD B|UBSS|UBS Securities LLC|26622
KKR$B|KKR & CO. INC. PFD B|VGRD|Vanguard Marketing Corporation|1921
KKR$B|KKR & CO. INC. PFD B|WBLR|WILLIAM BLAIR|150
KKR$B|KKR & CO. INC. PFD B|WCHV|WELLS FARGO SECURITIES, LLC|5459
KKR$B|KKR & CO. INC. PFD B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28
KKR$B|KKR & CO. INC. PFD B|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
KKR$B|KKR & CO. INC. PFD B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1452
KL|KIRKLAND LAKE GOLD|ALTX|Alternet Securities Inc.|2600
KL|KIRKLAND LAKE GOLD|APCC|Apex Clearing Corporation|2266
KL|KIRKLAND LAKE GOLD|AQUA|AQUA SECURITIES L.P.|5500
KL|KIRKLAND LAKE GOLD|BARD|Robert W. Baird & Co. Incorporated|100
KL|KIRKLAND LAKE GOLD|BATM|CBOE TRADING, INC.|21470
KL|KIRKLAND LAKE GOLD|BBNT|BB&T SECURITIES, LLC|500
KL|KIRKLAND LAKE GOLD|BERN|Sanford C. Bernstein & Co., LLC|1314
KL|KIRKLAND LAKE GOLD|BIMI|Banca IMI Securities Corp.|25
KL|KIRKLAND LAKE GOLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7187
KL|KIRKLAND LAKE GOLD|BMOC|BMO Capital Markets Corp.|2000
KL|KIRKLAND LAKE GOLD|BTIG|BTIG, LLC|4178
KL|KIRKLAND LAKE GOLD|BYXM|CBOE TRADING, INC.|100
KL|KIRKLAND LAKE GOLD|CHAS|Charles Schwab & Co., Inc.|1024
KL|KIRKLAND LAKE GOLD|CICF|Canaccord Genuity Corp.|1343
KL|KIRKLAND LAKE GOLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23956
KL|KIRKLAND LAKE GOLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
KL|KIRKLAND LAKE GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|96373
KL|KIRKLAND LAKE GOLD|CTDE|CHOICETRADE|7
KL|KIRKLAND LAKE GOLD|CTDL|Citadel Derivatives Group Llc|6005
KL|KIRKLAND LAKE GOLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1306
KL|KIRKLAND LAKE GOLD|DADA|D.A. Davidson & Co.|300
KL|KIRKLAND LAKE GOLD|DBAB|Deutsche Bank Securities Inc.|39669
KL|KIRKLAND LAKE GOLD|DBAX|Deutsche Bank Securities Inc.|44800
KL|KIRKLAND LAKE GOLD|DEAN|MORGAN STANLEY|2748
KL|KIRKLAND LAKE GOLD|DEGS|RONIN PROFESSIONAL LLC|9013
KL|KIRKLAND LAKE GOLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25700
KL|KIRKLAND LAKE GOLD|EBXL|EBX LLC|109000
KL|KIRKLAND LAKE GOLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4900
KL|KIRKLAND LAKE GOLD|EDJO|Edward D. Jones & Co., L.P.|548
KL|KIRKLAND LAKE GOLD|EGAM|CBOE TRADING, INC.|3611
KL|KIRKLAND LAKE GOLD|EGAW|CBOE TRADING, INC.|200
KL|KIRKLAND LAKE GOLD|EGXM|CBOE TRADING, INC.|2568
KL|KIRKLAND LAKE GOLD|ELEV|ELEVATION, LLC|7474
KL|KIRKLAND LAKE GOLD|ETBE|Electronic Transaction Clearing, Inc.|7588
KL|KIRKLAND LAKE GOLD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
KL|KIRKLAND LAKE GOLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6687
KL|KIRKLAND LAKE GOLD|ETRS|E*Trade Securities LLC|91229
KL|KIRKLAND LAKE GOLD|FBSB|U.S. Bancorp Investments, Inc.|1450
KL|KIRKLAND LAKE GOLD|FILL|Tradestation Securities, Inc.|11326
KL|KIRKLAND LAKE GOLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51515
KL|KIRKLAND LAKE GOLD|FTBR|Foliofn Investments, Inc.|1968
KL|KIRKLAND LAKE GOLD|GEBB|GLOBAL EXECUTION BROKERS, LP|600
KL|KIRKLAND LAKE GOLD|GLIS|TD Securities Inc|16435
KL|KIRKLAND LAKE GOLD|GLPX|ACS EXECUTION SERVICES, LLC|5375
KL|KIRKLAND LAKE GOLD|GSCO|GOLDMAN SACHS & CO. LLC|85318
KL|KIRKLAND LAKE GOLD|GSCS|GOLDMAN SACHS & CO. LLC|3260
KL|KIRKLAND LAKE GOLD|GSLT|GOLDMAN SACHS & CO. LLC|3908
KL|KIRKLAND LAKE GOLD|GTSZ|GTS SECURITIES LLC|22562
KL|KIRKLAND LAKE GOLD|HRBF|American Enterprise Investment Services Inc.|1943
KL|KIRKLAND LAKE GOLD|HSBC|HSBC Securities, Inc.|500
KL|KIRKLAND LAKE GOLD|IATS|INTERACTIVE BROKERS LLC|14495
KL|KIRKLAND LAKE GOLD|IBKR|Interactive Brokers Llc|30534
KL|KIRKLAND LAKE GOLD|ICBX|INSTINET, LLC|48656
KL|KIRKLAND LAKE GOLD|INCA|INSTINET, LLC|132051
KL|KIRKLAND LAKE GOLD|INJX|INSTINET, LLC|200
KL|KIRKLAND LAKE GOLD|ITGI|ITG Inc.|49624
KL|KIRKLAND LAKE GOLD|ITGP|ITG INC.|93600
KL|KIRKLAND LAKE GOLD|JEFF|JEFFERIES LLC|5850
KL|KIRKLAND LAKE GOLD|JMPT|JUMP TRADING, LLC|13107
KL|KIRKLAND LAKE GOLD|JPBX|J.P. MORGAN SECURITIES LLC|17355
KL|KIRKLAND LAKE GOLD|JPMX|J.P. Morgan Securities LLC|48821
KL|KIRKLAND LAKE GOLD|JSJX|JANE STREET CAPITAL LLC|1578
KL|KIRKLAND LAKE GOLD|KCGM|VIRTU Americas LLC|6504
KL|KIRKLAND LAKE GOLD|LEHM|Barclays Capital Inc./Le|199782
KL|KIRKLAND LAKE GOLD|LIME|Lime Brokerage LLC|13757
KL|KIRKLAND LAKE GOLD|LQNA|LIQUIDNET, INC.|6100
KL|KIRKLAND LAKE GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34100
KL|KIRKLAND LAKE GOLD|MOTF|MOTIF INVESTING, INC.|3
KL|KIRKLAND LAKE GOLD|MSCO|MORGAN STANLEY & CO. LLC|257611
KL|KIRKLAND LAKE GOLD|MSPL|MORGAN STANLEY & CO. LLC|41500
KL|KIRKLAND LAKE GOLD|MSTX|MORGAN STANLEY & CO. LLC|9500
KL|KIRKLAND LAKE GOLD|NATL|National Securities Corporation|1500
KL|KIRKLAND LAKE GOLD|NFSC|National Financial Services LLC|509334
KL|KIRKLAND LAKE GOLD|NITE|VIRTU Americas LLC|634306
KL|KIRKLAND LAKE GOLD|NITP|VIRTU Americas LLC|500
KL|KIRKLAND LAKE GOLD|NQRB|Brut, LLC|600
KL|KIRKLAND LAKE GOLD|NTBF|BMO Nesbitt Burns Inc./CDS|100
KL|KIRKLAND LAKE GOLD|OLDM|OLD MISSION CAPITAL, LLC|16513
KL|KIRKLAND LAKE GOLD|OPCO|Oppenheimer & Co. Inc.|6698
KL|KIRKLAND LAKE GOLD|PAUL|Paulson Investment Company, Inc.|50
KL|KIRKLAND LAKE GOLD|PDQM|CODA MARKETS, INC.|2934
KL|KIRKLAND LAKE GOLD|PHLY|NASDAQ Execution Services, LLC|4000
KL|KIRKLAND LAKE GOLD|PWJC|UBS Financial Services, Inc.|1250
KL|KIRKLAND LAKE GOLD|RBCM|RBC CAPITAL MARKETS, LLC|19595
KL|KIRKLAND LAKE GOLD|RGLD|Regal Securities, Inc|20
KL|KIRKLAND LAKE GOLD|RHOX|XR Securities LLC|4690
KL|KIRKLAND LAKE GOLD|SBRX|MURIEL SIEBERT & CO INC|1400
KL|KIRKLAND LAKE GOLD|SBSH|Citigroup Global Markets Inc.|8554
KL|KIRKLAND LAKE GOLD|SGMT|GOLDMAN SACHS & CO. LLC|17887
KL|KIRKLAND LAKE GOLD|SPDR|SPEEDROUTE LLC|1310
KL|KIRKLAND LAKE GOLD|STFL|Stifel, Nicolaus & Company, Incorporated|4550
KL|KIRKLAND LAKE GOLD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|900
KL|KIRKLAND LAKE GOLD|SWIM|TD Ameritrade, Inc.|85344
KL|KIRKLAND LAKE GOLD|SWST|Hilltop Securities Inc.|11984
KL|KIRKLAND LAKE GOLD|TKNG|ALLY INVEST SECURITIES LLC|3250
KL|KIRKLAND LAKE GOLD|TRBT|Tradebot Systems, Inc.|91245
KL|KIRKLAND LAKE GOLD|TRCM|TRC MARKETS LLC|79934
KL|KIRKLAND LAKE GOLD|TWTT|TASTYWORKS, INC.|280
KL|KIRKLAND LAKE GOLD|UBSA|UBS SECURITIES LLC|150650
KL|KIRKLAND LAKE GOLD|UBSS|UBS Securities LLC|303452
KL|KIRKLAND LAKE GOLD|VALX|VIRTU AMERICAS LLC|25299
KL|KIRKLAND LAKE GOLD|VGRD|Vanguard Marketing Corporation|32221
KL|KIRKLAND LAKE GOLD|WBLR|WILLIAM BLAIR|480
KL|KIRKLAND LAKE GOLD|WBPX|SUMMIT SECURITIES GROUP, LLC|2031
KL|KIRKLAND LAKE GOLD|WCHV|WELLS FARGO SECURITIES, LLC|25513
KL|KIRKLAND LAKE GOLD|WEED|Weeden & Co.L.P.|400
KL|KIRKLAND LAKE GOLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12728
KL|KIRKLAND LAKE GOLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47265
KL|KIRKLAND LAKE GOLD|WORD|Worden Capital Management LLC|600
KL|KIRKLAND LAKE GOLD|WSEA|WOLVERINE SECURITIES, LLC|8724
KL|KIRKLAND LAKE GOLD|XIST|INSTINET, LLC|2600
KL|KIRKLAND LAKE GOLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|9014
KL|KIRKLAND LAKE GOLD|YKNA|COMHAR CAPITAL MARKETS, LLC|500
KL|KIRKLAND LAKE GOLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1300
KLAC|K L A-TENCOR CORP|ABLE|NATIXIS Securities Americas LLC|39281
KLAC|K L A-TENCOR CORP|AGIS|Aegis Capital Corp.|782
KLAC|K L A-TENCOR CORP|ALTX|Alternet Securities Inc.|7863
KLAC|K L A-TENCOR CORP|ANOS|ABEL/NOSER, L.L.C.|300
KLAC|K L A-TENCOR CORP|APCC|Apex Clearing Corporation|410
KLAC|K L A-TENCOR CORP|AQUA|AQUA SECURITIES L.P.|2700
KLAC|K L A-TENCOR CORP|BANK|Primevest Financial Services, Inc.|1
KLAC|K L A-TENCOR CORP|BARD|Robert W. Baird & Co. Incorporated|1193
KLAC|K L A-TENCOR CORP|BATM|CBOE TRADING, INC.|5743
KLAC|K L A-TENCOR CORP|BAYC|BAY CREST PARTNERS, LLC|13495
KLAC|K L A-TENCOR CORP|BAYT|BTIG, LLC|3800
KLAC|K L A-TENCOR CORP|BBNT|BB&T SECURITIES, LLC|158
KLAC|K L A-TENCOR CORP|BERN|Sanford C. Bernstein & Co., LLC|263856
KLAC|K L A-TENCOR CORP|BIAD|SAGETRADER, LLC|561
KLAC|K L A-TENCOR CORP|BIDS|BIDS TRADING L.P.|800
KLAC|K L A-TENCOR CORP|BIMI|Banca IMI Securities Corp.|13
KLAC|K L A-TENCOR CORP|BKCM|BNY Mellon Capital Markets LLC|1311
KLAC|K L A-TENCOR CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9639
KLAC|K L A-TENCOR CORP|BLKX|INSTINET, LLC|8351
KLAC|K L A-TENCOR CORP|BMOC|BMO Capital Markets Corp.|50134
KLAC|K L A-TENCOR CORP|BNPX|BNP PARIBAS SECURITIES CORP.|279814
KLAC|K L A-TENCOR CORP|BTIG|BTIG, LLC|74554
KLAC|K L A-TENCOR CORP|BYXM|CBOE TRADING, INC.|4057
KLAC|K L A-TENCOR CORP|BZYD|GOLDMAN SACHS & CO. LLC|300
KLAC|K L A-TENCOR CORP|CABR|Cabrera Capital Markets, Inc.|28
KLAC|K L A-TENCOR CORP|CANT|Cantor Fitzgerald & Co.|5970
KLAC|K L A-TENCOR CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
KLAC|K L A-TENCOR CORP|CHAS|Charles Schwab & Co., Inc.|4686
KLAC|K L A-TENCOR CORP|CHLC|CHURCHILL CAPITAL USA, INC.|1488
KLAC|K L A-TENCOR CORP|CIBP|CIBC World Markets Corp.|8654
KLAC|K L A-TENCOR CORP|CICF|Canaccord Genuity Corp.|20
KLAC|K L A-TENCOR CORP|CIST|Capital Institutional Services, Inc.|361
KLAC|K L A-TENCOR CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107837
KLAC|K L A-TENCOR CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3175
KLAC|K L A-TENCOR CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6459
KLAC|K L A-TENCOR CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|686566
KLAC|K L A-TENCOR CORP|CTDL|Citadel Derivatives Group Llc|42131
KLAC|K L A-TENCOR CORP|CTLR|CUTLER GROUP, LP|3171
KLAC|K L A-TENCOR CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|86154
KLAC|K L A-TENCOR CORP|DADA|D.A. Davidson & Co.|6
KLAC|K L A-TENCOR CORP|DBAB|Deutsche Bank Securities Inc.|1623139
KLAC|K L A-TENCOR CORP|DBAX|Deutsche Bank Securities Inc.|405800
KLAC|K L A-TENCOR CORP|DBUL|Deutsche Bank Securities Inc.|9466
KLAC|K L A-TENCOR CORP|DCHF|Dart Executions, LLC|5574
KLAC|K L A-TENCOR CORP|DEAN|MORGAN STANLEY|6609
KLAC|K L A-TENCOR CORP|DEGS|RONIN PROFESSIONAL LLC|3958
KLAC|K L A-TENCOR CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4768
KLAC|K L A-TENCOR CORP|DRWK|DRW SECURITIES, L.L.C.|64662
KLAC|K L A-TENCOR CORP|EBXL|EBX LLC|274600
KLAC|K L A-TENCOR CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3386
KLAC|K L A-TENCOR CORP|EDJO|Edward D. Jones & Co., L.P.|301
KLAC|K L A-TENCOR CORP|EGAM|CBOE TRADING, INC.|21469
KLAC|K L A-TENCOR CORP|EGAW|CBOE TRADING, INC.|790
KLAC|K L A-TENCOR CORP|EGMT|EG MARKET TECHNOLOGIES LLC|4685
KLAC|K L A-TENCOR CORP|EGXM|CBOE TRADING, INC.|3427
KLAC|K L A-TENCOR CORP|EGXW|CBOE TRADING, INC.|300
KLAC|K L A-TENCOR CORP|ELEV|ELEVATION, LLC|5271
KLAC|K L A-TENCOR CORP|ETBE|Electronic Transaction Clearing, Inc.|95937
KLAC|K L A-TENCOR CORP|ETCC|Electronic Transaction Clearing, Inc.|5961
KLAC|K L A-TENCOR CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11492
KLAC|K L A-TENCOR CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|103615
KLAC|K L A-TENCOR CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|592
KLAC|K L A-TENCOR CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|208981
KLAC|K L A-TENCOR CORP|ETRS|E*Trade Securities LLC|50364
KLAC|K L A-TENCOR CORP|FARA|FARINA & ASSOCIATES, INC.|1250
KLAC|K L A-TENCOR CORP|FBCO|Credit Suisse Securities (USA) LLC|1287173
KLAC|K L A-TENCOR CORP|FBRC|B. RILEY FBR, INC.|18923
KLAC|K L A-TENCOR CORP|FBSB|U.S. Bancorp Investments, Inc.|15
KLAC|K L A-TENCOR CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|69
KLAC|K L A-TENCOR CORP|FILL|Tradestation Securities, Inc.|38366
KLAC|K L A-TENCOR CORP|FINX|FINTECH SECURITIES|1832
KLAC|K L A-TENCOR CORP|FMAF|NBCN Inc./ CDS|5539
KLAC|K L A-TENCOR CORP|FOMA|TD AMERITRADE CLEARING, INC.|242064
KLAC|K L A-TENCOR CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3129
KLAC|K L A-TENCOR CORP|FQLS|Quantlab Securities LP|559626
KLAC|K L A-TENCOR CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|232131
KLAC|K L A-TENCOR CORP|FTBR|Foliofn Investments, Inc.|7747
KLAC|K L A-TENCOR CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|108395
KLAC|K L A-TENCOR CORP|GELP|RBC CAPITAL MARKETS, LLC|1039
KLAC|K L A-TENCOR CORP|GLPX|ACS EXECUTION SERVICES, LLC|51884
KLAC|K L A-TENCOR CORP|GSCO|GOLDMAN SACHS & CO. LLC|2325223
KLAC|K L A-TENCOR CORP|GSCS|GOLDMAN SACHS & CO. LLC|53954
KLAC|K L A-TENCOR CORP|GSLT|GOLDMAN SACHS & CO. LLC|23899
KLAC|K L A-TENCOR CORP|GTSZ|GTS SECURITIES LLC|267662
KLAC|K L A-TENCOR CORP|HRBF|American Enterprise Investment Services Inc.|5282
KLAC|K L A-TENCOR CORP|HSBC|HSBC Securities, Inc.|55845
KLAC|K L A-TENCOR CORP|IATS|INTERACTIVE BROKERS LLC|18819
KLAC|K L A-TENCOR CORP|IBKR|Interactive Brokers Llc|100620
KLAC|K L A-TENCOR CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|241
KLAC|K L A-TENCOR CORP|ICBX|INSTINET, LLC|45505
KLAC|K L A-TENCOR CORP|IEQY|CITADEL SECURITIES LLC|397268
KLAC|K L A-TENCOR CORP|INCA|INSTINET, LLC|1203106
KLAC|K L A-TENCOR CORP|INJX|INSTINET, LLC|56247
KLAC|K L A-TENCOR CORP|ITGI|ITG Inc.|39798
KLAC|K L A-TENCOR CORP|ITGP|ITG INC.|129800
KLAC|K L A-TENCOR CORP|JANY|Janney Montgomery Scott Inc.|1737
KLAC|K L A-TENCOR CORP|JEFF|JEFFERIES LLC|177616
KLAC|K L A-TENCOR CORP|JMPT|JUMP TRADING, LLC|93765
KLAC|K L A-TENCOR CORP|JPBX|J.P. MORGAN SECURITIES LLC|161976
KLAC|K L A-TENCOR CORP|JPMX|J.P. Morgan Securities LLC|748020
KLAC|K L A-TENCOR CORP|JSJX|JANE STREET CAPITAL LLC|8890
KLAC|K L A-TENCOR CORP|KCGM|VIRTU Americas LLC|66453
KLAC|K L A-TENCOR CORP|LEHM|Barclays Capital Inc./Le|1487520
KLAC|K L A-TENCOR CORP|LIME|Lime Brokerage LLC|399809
KLAC|K L A-TENCOR CORP|LIWD|LIME BROKERAGE LLC|28
KLAC|K L A-TENCOR CORP|LMGP|LIME BROKERAGE LLC|4940
KLAC|K L A-TENCOR CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|716200
KLAC|K L A-TENCOR CORP|LOOP|Loop Capital Markets LLC|450
KLAC|K L A-TENCOR CORP|LQNA|LIQUIDNET, INC.|70000
KLAC|K L A-TENCOR CORP|LQNB|LIQUIDNET, INC.|184
KLAC|K L A-TENCOR CORP|LSCI|Lek Securities Corporation|936
KLAC|K L A-TENCOR CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
KLAC|K L A-TENCOR CORP|MACC|Mid Atlantic Capital Corporation|603
KLAC|K L A-TENCOR CORP|MACQ|Macquarie Capital (USA) Inc.|900
KLAC|K L A-TENCOR CORP|MAXM|Maxim Group LLC|8687
KLAC|K L A-TENCOR CORP|MBTS|ALLY INVEST SECURITIES LLC|5
KLAC|K L A-TENCOR CORP|MCMF|Raymond James Ltd. Cds|260
KLAC|K L A-TENCOR CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121634
KLAC|K L A-TENCOR CORP|MOTF|MOTIF INVESTING, INC.|7
KLAC|K L A-TENCOR CORP|MSCO|MORGAN STANLEY & CO. LLC|3879042
KLAC|K L A-TENCOR CORP|MSPL|MORGAN STANLEY & CO. LLC|332400
KLAC|K L A-TENCOR CORP|MSTX|MORGAN STANLEY & CO. LLC|267700
KLAC|K L A-TENCOR CORP|MTON|MILLINGTON SECURITIES, INC.|88442
KLAC|K L A-TENCOR CORP|MZHO|Mizuho Securities USA LLC|16500
KLAC|K L A-TENCOR CORP|NATL|National Securities Corporation|340
KLAC|K L A-TENCOR CORP|NEED|Needham & Company, LLC|2514
KLAC|K L A-TENCOR CORP|NEUB|NEUBERGER BERMAN BD LLC|24
KLAC|K L A-TENCOR CORP|NFSC|National Financial Services LLC|284740
KLAC|K L A-TENCOR CORP|NITE|VIRTU Americas LLC|485374
KLAC|K L A-TENCOR CORP|NITP|VIRTU Americas LLC|6210
KLAC|K L A-TENCOR CORP|NQRB|Brut, LLC|9057
KLAC|K L A-TENCOR CORP|NTRC|Northern Trust Securities, Inc.|200
KLAC|K L A-TENCOR CORP|OGRU|Oscar Gruss & Son, Incorporated|25000
KLAC|K L A-TENCOR CORP|OHOS|TWO SIGMA SECURITIES, LLC|123641
KLAC|K L A-TENCOR CORP|OLDM|OLD MISSION CAPITAL, LLC|8002
KLAC|K L A-TENCOR CORP|OPCO|Oppenheimer & Co. Inc.|231493
KLAC|K L A-TENCOR CORP|OTUS|OLIVETREE FINANCIAL, LLC|12500
KLAC|K L A-TENCOR CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1589
KLAC|K L A-TENCOR CORP|PDQM|CODA MARKETS, INC.|221994
KLAC|K L A-TENCOR CORP|PHLY|NASDAQ Execution Services, LLC|1000
KLAC|K L A-TENCOR CORP|PINT|PRECISION SECURITIES, LLC|100
KLAC|K L A-TENCOR CORP|PIPR|Piper Jaffray & Co.|276000
KLAC|K L A-TENCOR CORP|PNSR|Penserra Securities, LLC|100
KLAC|K L A-TENCOR CORP|PWJC|UBS Financial Services, Inc.|6357
KLAC|K L A-TENCOR CORP|RAJA|Raymond James & Associates, Inc.|11428
KLAC|K L A-TENCOR CORP|RBCM|RBC CAPITAL MARKETS, LLC|2567
KLAC|K L A-TENCOR CORP|RHCO|Suntrust Robinson Humphrey, Inc.|1111
KLAC|K L A-TENCOR CORP|SAGL|SAGETRADER, LLC|87763
KLAC|K L A-TENCOR CORP|SAGW|SAGETRADER, LLC|589
KLAC|K L A-TENCOR CORP|SBSH|Citigroup Global Markets Inc.|1129173
KLAC|K L A-TENCOR CORP|SEIC|SEI Investments Distribution Co.|100
KLAC|K L A-TENCOR CORP|SGMT|GOLDMAN SACHS & CO. LLC|201063
KLAC|K L A-TENCOR CORP|SPDR|SPEEDROUTE LLC|17593
KLAC|K L A-TENCOR CORP|SPHN|Stephens Inc.|67
KLAC|K L A-TENCOR CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|476
KLAC|K L A-TENCOR CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4625
KLAC|K L A-TENCOR CORP|STKP|STOCKPILE INVESTMENTS, INC.|2
KLAC|K L A-TENCOR CORP|SWIM|TD Ameritrade, Inc.|46650
KLAC|K L A-TENCOR CORP|SWST|Hilltop Securities Inc.|5304
KLAC|K L A-TENCOR CORP|TDSI|TD Securities (USA) LLC|2400
KLAC|K L A-TENCOR CORP|TKNG|ALLY INVEST SECURITIES LLC|1083
KLAC|K L A-TENCOR CORP|TOUR|TOURMALINE PARTNERS, LLC|400
KLAC|K L A-TENCOR CORP|TRBT|Tradebot Systems, Inc.|176806
KLAC|K L A-TENCOR CORP|TRCM|TRC MARKETS LLC|485007
KLAC|K L A-TENCOR CORP|TTUC|CUTTONE & CO., INC.|564
KLAC|K L A-TENCOR CORP|TWTT|TASTYWORKS, INC.|1200
KLAC|K L A-TENCOR CORP|UBSA|UBS SECURITIES LLC|814607
KLAC|K L A-TENCOR CORP|UBSS|UBS Securities LLC|2107485
KLAC|K L A-TENCOR CORP|UFPA|UNITED FIRST PARTNERS LLC|300
KLAC|K L A-TENCOR CORP|VALX|VIRTU AMERICAS LLC|49258
KLAC|K L A-TENCOR CORP|VGRD|Vanguard Marketing Corporation|7400
KLAC|K L A-TENCOR CORP|WABR|Wall Street Access|95507
KLAC|K L A-TENCOR CORP|WBLR|WILLIAM BLAIR|76
KLAC|K L A-TENCOR CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|3680
KLAC|K L A-TENCOR CORP|WCHV|WELLS FARGO SECURITIES, LLC|148624
KLAC|K L A-TENCOR CORP|WEDB|WEDBUSH SECURITIES INC.|445
KLAC|K L A-TENCOR CORP|WEED|Weeden & Co.L.P.|2510
KLAC|K L A-TENCOR CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17788
KLAC|K L A-TENCOR CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30145
KLAC|K L A-TENCOR CORP|WGIF|CIBC World Markets Inc.|2111
KLAC|K L A-TENCOR CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|528
KLAC|K L A-TENCOR CORP|WSEA|WOLVERINE SECURITIES, LLC|4699
KLAC|K L A-TENCOR CORP|XIST|INSTINET, LLC|62662
KLAC|K L A-TENCOR CORP|XPQR|Jump Trading|523
KLAC|K L A-TENCOR CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|53124
KLAC|K L A-TENCOR CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|8234
KLAC|K L A-TENCOR CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6847
KLDW|KNOWLEDGE LEADERS|APCC|Apex Clearing Corporation|16
KLDW|KNOWLEDGE LEADERS|BATM|CBOE TRADING, INC.|5100
KLDW|KNOWLEDGE LEADERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2800
KLDW|KNOWLEDGE LEADERS|CSIN|Citadel Securities Institutional LLC|2002
KLDW|KNOWLEDGE LEADERS|CTDL|Citadel Derivatives Group Llc|2070
KLDW|KNOWLEDGE LEADERS|DBAX|Deutsche Bank Securities Inc.|1600
KLDW|KNOWLEDGE LEADERS|EBXL|EBX LLC|200
KLDW|KNOWLEDGE LEADERS|ETRS|E*Trade Securities LLC|5
KLDW|KNOWLEDGE LEADERS|GSLT|GOLDMAN SACHS & CO. LLC|4250
KLDW|KNOWLEDGE LEADERS|ICBX|INSTINET, LLC|1532
KLDW|KNOWLEDGE LEADERS|ITGP|ITG INC.|200
KLDW|KNOWLEDGE LEADERS|JSEB|JANE STREET EXECUTION SERVICES, LLC|175804
KLDW|KNOWLEDGE LEADERS|JSJX|JANE STREET CAPITAL LLC|28532
KLDW|KNOWLEDGE LEADERS|KCGM|VIRTU Americas LLC|725
KLDW|KNOWLEDGE LEADERS|LEHM|Barclays Capital Inc./Le|1200
KLDW|KNOWLEDGE LEADERS|LIME|Lime Brokerage LLC|822
KLDW|KNOWLEDGE LEADERS|MCMF|Raymond James Ltd. Cds|50
KLDW|KNOWLEDGE LEADERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
KLDW|KNOWLEDGE LEADERS|MSCO|MORGAN STANLEY & CO. LLC|4999
KLDW|KNOWLEDGE LEADERS|MSPL|MORGAN STANLEY & CO. LLC|1600
KLDW|KNOWLEDGE LEADERS|NFSC|National Financial Services LLC|4625
KLDW|KNOWLEDGE LEADERS|NITE|VIRTU Americas LLC|9412
KLDW|KNOWLEDGE LEADERS|RBCM|RBC CAPITAL MARKETS, LLC|3259
KLDW|KNOWLEDGE LEADERS|SGMT|GOLDMAN SACHS & CO. LLC|200
KLDW|KNOWLEDGE LEADERS|SWIM|TD Ameritrade, Inc.|100
KLDW|KNOWLEDGE LEADERS|UBSA|UBS SECURITIES LLC|2950
KLDW|KNOWLEDGE LEADERS|UBSS|UBS Securities LLC|9934
KLDW|KNOWLEDGE LEADERS|WGIF|CIBC World Markets Inc.|775
KLDW|KNOWLEDGE LEADERS|WSEA|WOLVERINE SECURITIES, LLC|1
KLDW|KNOWLEDGE LEADERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12930
KLDX|KLONDEX MINES LTD|ALTX|Alternet Securities Inc.|1976
KLDX|KLONDEX MINES LTD|APCC|Apex Clearing Corporation|22327
KLDX|KLONDEX MINES LTD|BARD|Robert W. Baird & Co. Incorporated|200
KLDX|KLONDEX MINES LTD|BATM|CBOE TRADING, INC.|100
KLDX|KLONDEX MINES LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|332
KLDX|KLONDEX MINES LTD|BLKX|INSTINET, LLC|57500
KLDX|KLONDEX MINES LTD|BTIG|BTIG, LLC|289
KLDX|KLONDEX MINES LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94550
KLDX|KLONDEX MINES LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|472181
KLDX|KLONDEX MINES LTD|CTDL|Citadel Derivatives Group Llc|10517
KLDX|KLONDEX MINES LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|83702
KLDX|KLONDEX MINES LTD|DBAB|Deutsche Bank Securities Inc.|380983
KLDX|KLONDEX MINES LTD|DBAX|Deutsche Bank Securities Inc.|458800
KLDX|KLONDEX MINES LTD|DEAN|MORGAN STANLEY|4359
KLDX|KLONDEX MINES LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34692
KLDX|KLONDEX MINES LTD|EBXL|EBX LLC|508700
KLDX|KLONDEX MINES LTD|EGAM|CBOE TRADING, INC.|10871
KLDX|KLONDEX MINES LTD|EGXM|CBOE TRADING, INC.|600
KLDX|KLONDEX MINES LTD|ELEV|ELEVATION, LLC|5183
KLDX|KLONDEX MINES LTD|ETBE|Electronic Transaction Clearing, Inc.|12900
KLDX|KLONDEX MINES LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|922
KLDX|KLONDEX MINES LTD|ETRS|E*Trade Securities LLC|88596
KLDX|KLONDEX MINES LTD|FILL|Tradestation Securities, Inc.|11377
KLDX|KLONDEX MINES LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2717
KLDX|KLONDEX MINES LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44625
KLDX|KLONDEX MINES LTD|FTBR|Foliofn Investments, Inc.|176
KLDX|KLONDEX MINES LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
KLDX|KLONDEX MINES LTD|GLPX|ACS EXECUTION SERVICES, LLC|586
KLDX|KLONDEX MINES LTD|GSCO|GOLDMAN SACHS & CO. LLC|1008708
KLDX|KLONDEX MINES LTD|GSCS|GOLDMAN SACHS & CO. LLC|500
KLDX|KLONDEX MINES LTD|GSLT|GOLDMAN SACHS & CO. LLC|2900
KLDX|KLONDEX MINES LTD|HRBF|American Enterprise Investment Services Inc.|1558
KLDX|KLONDEX MINES LTD|HSBC|HSBC Securities, Inc.|572
KLDX|KLONDEX MINES LTD|IATS|INTERACTIVE BROKERS LLC|21062
KLDX|KLONDEX MINES LTD|IBKR|Interactive Brokers Llc|39742
KLDX|KLONDEX MINES LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
KLDX|KLONDEX MINES LTD|ICBX|INSTINET, LLC|280509
KLDX|KLONDEX MINES LTD|IEQY|CITADEL SECURITIES LLC|99550
KLDX|KLONDEX MINES LTD|INCA|INSTINET, LLC|134355
KLDX|KLONDEX MINES LTD|INJX|INSTINET, LLC|12600
KLDX|KLONDEX MINES LTD|ITGI|ITG Inc.|202592
KLDX|KLONDEX MINES LTD|ITGP|ITG INC.|289000
KLDX|KLONDEX MINES LTD|JEFF|JEFFERIES LLC|166827
KLDX|KLONDEX MINES LTD|JMPT|JUMP TRADING, LLC|52721
KLDX|KLONDEX MINES LTD|JPMX|J.P. Morgan Securities LLC|676479
KLDX|KLONDEX MINES LTD|JSJX|JANE STREET CAPITAL LLC|9967
KLDX|KLONDEX MINES LTD|KCGM|VIRTU Americas LLC|183424
KLDX|KLONDEX MINES LTD|LEER|LEERINK PARTNERS LLC|100
KLDX|KLONDEX MINES LTD|LEHM|Barclays Capital Inc./Le|1500627
KLDX|KLONDEX MINES LTD|LIME|Lime Brokerage LLC|11211
KLDX|KLONDEX MINES LTD|LOOP|Loop Capital Markets LLC|5700
KLDX|KLONDEX MINES LTD|LQNA|LIQUIDNET, INC.|17600
KLDX|KLONDEX MINES LTD|LSCI|Lek Securities Corporation|166266
KLDX|KLONDEX MINES LTD|MACQ|Macquarie Capital (USA) Inc.|10100
KLDX|KLONDEX MINES LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|517227
KLDX|KLONDEX MINES LTD|MOTF|MOTIF INVESTING, INC.|12
KLDX|KLONDEX MINES LTD|MSCO|MORGAN STANLEY & CO. LLC|825722
KLDX|KLONDEX MINES LTD|MSPL|MORGAN STANLEY & CO. LLC|1201100
KLDX|KLONDEX MINES LTD|MSTX|MORGAN STANLEY & CO. LLC|257800
KLDX|KLONDEX MINES LTD|NFSC|National Financial Services LLC|337892
KLDX|KLONDEX MINES LTD|NITE|VIRTU Americas LLC|698129
KLDX|KLONDEX MINES LTD|NITP|VIRTU Americas LLC|68189
KLDX|KLONDEX MINES LTD|NQRB|Brut, LLC|6212
KLDX|KLONDEX MINES LTD|OLDM|OLD MISSION CAPITAL, LLC|3100
KLDX|KLONDEX MINES LTD|OPCO|Oppenheimer & Co. Inc.|365000
KLDX|KLONDEX MINES LTD|PDQM|CODA MARKETS, INC.|12561
KLDX|KLONDEX MINES LTD|RHOX|XR Securities LLC|4589
KLDX|KLONDEX MINES LTD|SAGL|SAGETRADER, LLC|500
KLDX|KLONDEX MINES LTD|SALI|INTL FCSTONE FINANCIAL INC.|42721
KLDX|KLONDEX MINES LTD|SBSH|Citigroup Global Markets Inc.|134072
KLDX|KLONDEX MINES LTD|SGMT|GOLDMAN SACHS & CO. LLC|346218
KLDX|KLONDEX MINES LTD|SPTD|MINT GLOBAL MARKETS, INC.|1926
KLDX|KLONDEX MINES LTD|SWIM|TD Ameritrade, Inc.|26900
KLDX|KLONDEX MINES LTD|SWST|Hilltop Securities Inc.|7400
KLDX|KLONDEX MINES LTD|TFAS|TRADITION ASIEL SECURITIES INC.|660000
KLDX|KLONDEX MINES LTD|TKNG|ALLY INVEST SECURITIES LLC|2110
KLDX|KLONDEX MINES LTD|TRBT|Tradebot Systems, Inc.|47616
KLDX|KLONDEX MINES LTD|TRCM|TRC MARKETS LLC|18531
KLDX|KLONDEX MINES LTD|UBSA|UBS SECURITIES LLC|1223788
KLDX|KLONDEX MINES LTD|UBSS|UBS Securities LLC|708375
KLDX|KLONDEX MINES LTD|VALX|VIRTU AMERICAS LLC|230344
KLDX|KLONDEX MINES LTD|VGRD|Vanguard Marketing Corporation|7190
KLDX|KLONDEX MINES LTD|WABR|Wall Street Access|15842
KLDX|KLONDEX MINES LTD|WCHV|WELLS FARGO SECURITIES, LLC|20863
KLDX|KLONDEX MINES LTD|WEED|Weeden & Co.L.P.|2800
KLDX|KLONDEX MINES LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5595
KLDX|KLONDEX MINES LTD|WSEA|WOLVERINE SECURITIES, LLC|10655
KLDX|KLONDEX MINES LTD|XIST|INSTINET, LLC|3600
KLDX|KLONDEX MINES LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|93588
KLDX|KLONDEX MINES LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9868
KLIC|KULICKE AND SOFFA ##|AGIS|Aegis Capital Corp.|2400
KLIC|KULICKE AND SOFFA ##|ALTX|Alternet Securities Inc.|7997
KLIC|KULICKE AND SOFFA ##|APCC|Apex Clearing Corporation|6242
KLIC|KULICKE AND SOFFA ##|BALE|M&T SECURITIES, INC.|1754
KLIC|KULICKE AND SOFFA ##|BANK|Primevest Financial Services, Inc.|203
KLIC|KULICKE AND SOFFA ##|BARD|Robert W. Baird & Co. Incorporated|1075
KLIC|KULICKE AND SOFFA ##|BATM|CBOE TRADING, INC.|1248
KLIC|KULICKE AND SOFFA ##|BBNT|BB&T SECURITIES, LLC|925
KLIC|KULICKE AND SOFFA ##|BERN|Sanford C. Bernstein & Co., LLC|14347
KLIC|KULICKE AND SOFFA ##|BIMI|Banca IMI Securities Corp.|2630
KLIC|KULICKE AND SOFFA ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8878
KLIC|KULICKE AND SOFFA ##|BLKX|INSTINET, LLC|140000
KLIC|KULICKE AND SOFFA ##|BNPX|BNP PARIBAS SECURITIES CORP.|7850
KLIC|KULICKE AND SOFFA ##|BRVL|BLAYLOCK VAN, LLC|100
KLIC|KULICKE AND SOFFA ##|BTIG|BTIG, LLC|37248
KLIC|KULICKE AND SOFFA ##|BYXM|CBOE TRADING, INC.|3173
KLIC|KULICKE AND SOFFA ##|BZYD|GOLDMAN SACHS & CO. LLC|2230
KLIC|KULICKE AND SOFFA ##|CANT|Cantor Fitzgerald & Co.|939
KLIC|KULICKE AND SOFFA ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|16600
KLIC|KULICKE AND SOFFA ##|CHAS|Charles Schwab & Co., Inc.|638
KLIC|KULICKE AND SOFFA ##|CIST|Capital Institutional Services, Inc.|2293
KLIC|KULICKE AND SOFFA ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97099
KLIC|KULICKE AND SOFFA ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18078
KLIC|KULICKE AND SOFFA ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|121
KLIC|KULICKE AND SOFFA ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|239166
KLIC|KULICKE AND SOFFA ##|CTDL|Citadel Derivatives Group Llc|25988
KLIC|KULICKE AND SOFFA ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|25078
KLIC|KULICKE AND SOFFA ##|DADA|D.A. Davidson & Co.|2791
KLIC|KULICKE AND SOFFA ##|DBAB|Deutsche Bank Securities Inc.|507069
KLIC|KULICKE AND SOFFA ##|DBAX|Deutsche Bank Securities Inc.|221000
KLIC|KULICKE AND SOFFA ##|DBUL|Deutsche Bank Securities Inc.|1001
KLIC|KULICKE AND SOFFA ##|DEAN|MORGAN STANLEY|413
KLIC|KULICKE AND SOFFA ##|DEGS|RONIN PROFESSIONAL LLC|1300
KLIC|KULICKE AND SOFFA ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5055
KLIC|KULICKE AND SOFFA ##|EBXL|EBX LLC|211600
KLIC|KULICKE AND SOFFA ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|7471
KLIC|KULICKE AND SOFFA ##|EDJC|Edward Jones / CDS|39
KLIC|KULICKE AND SOFFA ##|EDJO|Edward D. Jones & Co., L.P.|1200
KLIC|KULICKE AND SOFFA ##|EGAM|CBOE TRADING, INC.|6786
KLIC|KULICKE AND SOFFA ##|EGMT|EG MARKET TECHNOLOGIES LLC|600
KLIC|KULICKE AND SOFFA ##|EGXM|CBOE TRADING, INC.|1937
KLIC|KULICKE AND SOFFA ##|ETBE|Electronic Transaction Clearing, Inc.|13557
KLIC|KULICKE AND SOFFA ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3040
KLIC|KULICKE AND SOFFA ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8604
KLIC|KULICKE AND SOFFA ##|ETRS|E*Trade Securities LLC|69889
KLIC|KULICKE AND SOFFA ##|FBCO|Credit Suisse Securities (USA) LLC|410287
KLIC|KULICKE AND SOFFA ##|FILL|Tradestation Securities, Inc.|673
KLIC|KULICKE AND SOFFA ##|FOMA|TD AMERITRADE CLEARING, INC.|126829
KLIC|KULICKE AND SOFFA ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2161
KLIC|KULICKE AND SOFFA ##|FQLS|Quantlab Securities LP|385242
KLIC|KULICKE AND SOFFA ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|167319
KLIC|KULICKE AND SOFFA ##|FTBR|Foliofn Investments, Inc.|14945
KLIC|KULICKE AND SOFFA ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2659
KLIC|KULICKE AND SOFFA ##|GLPX|ACS EXECUTION SERVICES, LLC|5670
KLIC|KULICKE AND SOFFA ##|GSCO|GOLDMAN SACHS & CO. LLC|1374396
KLIC|KULICKE AND SOFFA ##|GSCS|GOLDMAN SACHS & CO. LLC|26279
KLIC|KULICKE AND SOFFA ##|GSLT|GOLDMAN SACHS & CO. LLC|3875
KLIC|KULICKE AND SOFFA ##|GTSZ|GTS SECURITIES LLC|81390
KLIC|KULICKE AND SOFFA ##|HRBF|American Enterprise Investment Services Inc.|6345
KLIC|KULICKE AND SOFFA ##|HSBC|HSBC Securities, Inc.|3232
KLIC|KULICKE AND SOFFA ##|IATS|INTERACTIVE BROKERS LLC|9094
KLIC|KULICKE AND SOFFA ##|IBKR|Interactive Brokers Llc|119354
KLIC|KULICKE AND SOFFA ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|451
KLIC|KULICKE AND SOFFA ##|ICBX|INSTINET, LLC|39257
KLIC|KULICKE AND SOFFA ##|INCA|INSTINET, LLC|567968
KLIC|KULICKE AND SOFFA ##|INJX|INSTINET, LLC|11659
KLIC|KULICKE AND SOFFA ##|ITGI|ITG Inc.|167671
KLIC|KULICKE AND SOFFA ##|ITGP|ITG INC.|67800
KLIC|KULICKE AND SOFFA ##|JEFF|JEFFERIES LLC|51821
KLIC|KULICKE AND SOFFA ##|JMPT|JUMP TRADING, LLC|76697
KLIC|KULICKE AND SOFFA ##|JONE|JonesTrading|10060
KLIC|KULICKE AND SOFFA ##|JPBX|J.P. MORGAN SECURITIES LLC|53556
KLIC|KULICKE AND SOFFA ##|JPMX|J.P. Morgan Securities LLC|112153
KLIC|KULICKE AND SOFFA ##|JSJX|JANE STREET CAPITAL LLC|4659
KLIC|KULICKE AND SOFFA ##|KCGM|VIRTU Americas LLC|28426
KLIC|KULICKE AND SOFFA ##|LEHM|Barclays Capital Inc./Le|659090
KLIC|KULICKE AND SOFFA ##|LIME|Lime Brokerage LLC|194701
KLIC|KULICKE AND SOFFA ##|LQNA|LIQUIDNET, INC.|41500
KLIC|KULICKE AND SOFFA ##|LSCI|Lek Securities Corporation|100
KLIC|KULICKE AND SOFFA ##|MACQ|Macquarie Capital (USA) Inc.|1000
KLIC|KULICKE AND SOFFA ##|MBTS|ALLY INVEST SECURITIES LLC|580
KLIC|KULICKE AND SOFFA ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51210
KLIC|KULICKE AND SOFFA ##|MOTF|MOTIF INVESTING, INC.|6
KLIC|KULICKE AND SOFFA ##|MSCO|MORGAN STANLEY & CO. LLC|1976953
KLIC|KULICKE AND SOFFA ##|MSPL|MORGAN STANLEY & CO. LLC|314500
KLIC|KULICKE AND SOFFA ##|MSTX|MORGAN STANLEY & CO. LLC|197800
KLIC|KULICKE AND SOFFA ##|MTON|MILLINGTON SECURITIES, INC.|72000
KLIC|KULICKE AND SOFFA ##|MZHO|Mizuho Securities USA LLC|13600
KLIC|KULICKE AND SOFFA ##|NEED|Needham & Company, LLC|4436
KLIC|KULICKE AND SOFFA ##|NFSC|National Financial Services LLC|161436
KLIC|KULICKE AND SOFFA ##|NITE|VIRTU Americas LLC|485271
KLIC|KULICKE AND SOFFA ##|NITP|VIRTU Americas LLC|3100
KLIC|KULICKE AND SOFFA ##|NQRB|Brut, LLC|9032
KLIC|KULICKE AND SOFFA ##|OHOS|TWO SIGMA SECURITIES, LLC|1295
KLIC|KULICKE AND SOFFA ##|OPCO|Oppenheimer & Co. Inc.|845
KLIC|KULICKE AND SOFFA ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9115
KLIC|KULICKE AND SOFFA ##|PDQM|CODA MARKETS, INC.|49973
KLIC|KULICKE AND SOFFA ##|PWJC|UBS Financial Services, Inc.|300
KLIC|KULICKE AND SOFFA ##|RAJA|Raymond James & Associates, Inc.|6559
KLIC|KULICKE AND SOFFA ##|RBCM|RBC CAPITAL MARKETS, LLC|10304
KLIC|KULICKE AND SOFFA ##|RILY|B. RILEY FBR, INC.|200
KLIC|KULICKE AND SOFFA ##|SAGL|SAGETRADER, LLC|9275
KLIC|KULICKE AND SOFFA ##|SAGW|SAGETRADER, LLC|660
KLIC|KULICKE AND SOFFA ##|SALI|INTL FCSTONE FINANCIAL INC.|2644
KLIC|KULICKE AND SOFFA ##|SBSH|Citigroup Global Markets Inc.|461821
KLIC|KULICKE AND SOFFA ##|SEIC|SEI Investments Distribution Co.|100
KLIC|KULICKE AND SOFFA ##|SGMT|GOLDMAN SACHS & CO. LLC|48839
KLIC|KULICKE AND SOFFA ##|SPDR|SPEEDROUTE LLC|10953
KLIC|KULICKE AND SOFFA ##|SPHN|Stephens Inc.|300
KLIC|KULICKE AND SOFFA ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|2333
KLIC|KULICKE AND SOFFA ##|STFL|Stifel, Nicolaus & Company, Incorporated|21064
KLIC|KULICKE AND SOFFA ##|STRS|STRATEGAS RESEARCH PARTNERS|500
KLIC|KULICKE AND SOFFA ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
KLIC|KULICKE AND SOFFA ##|SWIM|TD Ameritrade, Inc.|20686
KLIC|KULICKE AND SOFFA ##|SWST|Hilltop Securities Inc.|911
KLIC|KULICKE AND SOFFA ##|TKNG|ALLY INVEST SECURITIES LLC|1847
KLIC|KULICKE AND SOFFA ##|TONC|CUTTONE & CO., LLC|4556
KLIC|KULICKE AND SOFFA ##|TRBT|Tradebot Systems, Inc.|260054
KLIC|KULICKE AND SOFFA ##|TRCM|TRC MARKETS LLC|169748
KLIC|KULICKE AND SOFFA ##|UBSA|UBS SECURITIES LLC|344699
KLIC|KULICKE AND SOFFA ##|UBSS|UBS Securities LLC|849613
KLIC|KULICKE AND SOFFA ##|VALX|VIRTU AMERICAS LLC|6781
KLIC|KULICKE AND SOFFA ##|VGRD|Vanguard Marketing Corporation|4285
KLIC|KULICKE AND SOFFA ##|WABR|Wall Street Access|5000
KLIC|KULICKE AND SOFFA ##|WBPX|SUMMIT SECURITIES GROUP, LLC|20
KLIC|KULICKE AND SOFFA ##|WCHV|WELLS FARGO SECURITIES, LLC|76974
KLIC|KULICKE AND SOFFA ##|WEDB|WEDBUSH SECURITIES INC.|4607
KLIC|KULICKE AND SOFFA ##|WEED|Weeden & Co.L.P.|45616
KLIC|KULICKE AND SOFFA ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2879
KLIC|KULICKE AND SOFFA ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2744
KLIC|KULICKE AND SOFFA ##|WGIF|CIBC World Markets Inc.|17548
KLIC|KULICKE AND SOFFA ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|36
KLIC|KULICKE AND SOFFA ##|WSEA|WOLVERINE SECURITIES, LLC|2818
KLIC|KULICKE AND SOFFA ##|XIST|INSTINET, LLC|379600
KLIC|KULICKE AND SOFFA ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|16358
KLIC|KULICKE AND SOFFA ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1857
KLIC|KULICKE AND SOFFA ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|915
KLXI|KLX INC.|AGIS|Aegis Capital Corp.|500
KLXI|KLX INC.|ALTX|Alternet Securities Inc.|2782
KLXI|KLX INC.|APCC|Apex Clearing Corporation|1456
KLXI|KLX INC.|AQUA|AQUA SECURITIES L.P.|10000
KLXI|KLX INC.|BATM|CBOE TRADING, INC.|945
KLXI|KLX INC.|BAYC|BAY CREST PARTNERS, LLC|2501
KLXI|KLX INC.|BERN|Sanford C. Bernstein & Co., LLC|116702
KLXI|KLX INC.|BIDS|BIDS TRADING L.P.|18500
KLXI|KLX INC.|BKCM|BNY Mellon Capital Markets LLC|13877
KLXI|KLX INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|456
KLXI|KLX INC.|BLKX|INSTINET, LLC|283865
KLXI|KLX INC.|BMOC|BMO Capital Markets Corp.|10459
KLXI|KLX INC.|BNPX|BNP PARIBAS SECURITIES CORP.|12657
KLXI|KLX INC.|BRVL|BLAYLOCK VAN, LLC|200
KLXI|KLX INC.|BTIG|BTIG, LLC|31214
KLXI|KLX INC.|CANT|Cantor Fitzgerald & Co.|2157
KLXI|KLX INC.|CHLC|CHURCHILL CAPITAL USA, INC.|100
KLXI|KLX INC.|CIST|Capital Institutional Services, Inc.|19818
KLXI|KLX INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18624
KLXI|KLX INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11416
KLXI|KLX INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|221760
KLXI|KLX INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200779
KLXI|KLX INC.|CTDL|Citadel Derivatives Group Llc|12863
KLXI|KLX INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|22570
KLXI|KLX INC.|DBAB|Deutsche Bank Securities Inc.|453511
KLXI|KLX INC.|DBAX|Deutsche Bank Securities Inc.|160900
KLXI|KLX INC.|DEAN|MORGAN STANLEY|3785
KLXI|KLX INC.|DEGS|RONIN PROFESSIONAL LLC|87
KLXI|KLX INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16727
KLXI|KLX INC.|EBXL|EBX LLC|183500
KLXI|KLX INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|15981
KLXI|KLX INC.|EDJC|Edward Jones / CDS|32
KLXI|KLX INC.|EDJO|Edward D. Jones & Co., L.P.|427
KLXI|KLX INC.|EGAM|CBOE TRADING, INC.|2648
KLXI|KLX INC.|EGAW|CBOE TRADING, INC.|52
KLXI|KLX INC.|EGMT|EG MARKET TECHNOLOGIES LLC|610
KLXI|KLX INC.|EGXM|CBOE TRADING, INC.|441
KLXI|KLX INC.|ELEV|ELEVATION, LLC|61
KLXI|KLX INC.|ETBE|Electronic Transaction Clearing, Inc.|12265
KLXI|KLX INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4702
KLXI|KLX INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11982
KLXI|KLX INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|66
KLXI|KLX INC.|ETRS|E*Trade Securities LLC|4312
KLXI|KLX INC.|FBCO|Credit Suisse Securities (USA) LLC|451237
KLXI|KLX INC.|FILL|Tradestation Securities, Inc.|914
KLXI|KLX INC.|FOMA|TD AMERITRADE CLEARING, INC.|10294
KLXI|KLX INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5707
KLXI|KLX INC.|FQLS|Quantlab Securities LP|118924
KLXI|KLX INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10576
KLXI|KLX INC.|FTBR|Foliofn Investments, Inc.|908
KLXI|KLX INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|17600
KLXI|KLX INC.|GLPX|ACS EXECUTION SERVICES, LLC|5192
KLXI|KLX INC.|GSCO|GOLDMAN SACHS & CO. LLC|494357
KLXI|KLX INC.|GSCS|GOLDMAN SACHS & CO. LLC|66838
KLXI|KLX INC.|GSLT|GOLDMAN SACHS & CO. LLC|3591
KLXI|KLX INC.|GTSZ|GTS SECURITIES LLC|70061
KLXI|KLX INC.|HAPX|HAP Trading, LLC|1688
KLXI|KLX INC.|HRBF|American Enterprise Investment Services Inc.|220
KLXI|KLX INC.|HSBC|HSBC Securities, Inc.|3515
KLXI|KLX INC.|IATS|INTERACTIVE BROKERS LLC|5399
KLXI|KLX INC.|IBKR|Interactive Brokers Llc|78501
KLXI|KLX INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
KLXI|KLX INC.|ICBX|INSTINET, LLC|47551
KLXI|KLX INC.|IEQY|CITADEL SECURITIES LLC|76617
KLXI|KLX INC.|INCA|INSTINET, LLC|300381
KLXI|KLX INC.|INJX|INSTINET, LLC|24769
KLXI|KLX INC.|ITGI|ITG Inc.|12879
KLXI|KLX INC.|ITGP|ITG INC.|104200
KLXI|KLX INC.|JANY|Janney Montgomery Scott Inc.|2354
KLXI|KLX INC.|JEFF|JEFFERIES LLC|227278
KLXI|KLX INC.|JMPT|JUMP TRADING, LLC|60415
KLXI|KLX INC.|JONE|JonesTrading|1234
KLXI|KLX INC.|JPBX|J.P. MORGAN SECURITIES LLC|3044
KLXI|KLX INC.|JPMX|J.P. Morgan Securities LLC|279615
KLXI|KLX INC.|JSJX|JANE STREET CAPITAL LLC|13099
KLXI|KLX INC.|KCGM|VIRTU Americas LLC|32083
KLXI|KLX INC.|LEHM|Barclays Capital Inc./Le|284782
KLXI|KLX INC.|LIME|Lime Brokerage LLC|145224
KLXI|KLX INC.|LQNA|LIQUIDNET, INC.|107600
KLXI|KLX INC.|LQNB|LIQUIDNET, INC.|47459
KLXI|KLX INC.|LSCI|Lek Securities Corporation|300
KLXI|KLX INC.|MAXM|Maxim Group LLC|4677
KLXI|KLX INC.|MKMP|MKM Partners LLC|17500
KLXI|KLX INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139762
KLXI|KLX INC.|MOTF|MOTIF INVESTING, INC.|1
KLXI|KLX INC.|MSCO|MORGAN STANLEY & CO. LLC|1123365
KLXI|KLX INC.|MSPL|MORGAN STANLEY & CO. LLC|142700
KLXI|KLX INC.|MSTX|MORGAN STANLEY & CO. LLC|12900
KLXI|KLX INC.|NFSC|National Financial Services LLC|23575
KLXI|KLX INC.|NITE|VIRTU Americas LLC|51703
KLXI|KLX INC.|NITP|VIRTU Americas LLC|763
KLXI|KLX INC.|NQRB|Brut, LLC|6485
KLXI|KLX INC.|NTRC|Northern Trust Securities, Inc.|1377
KLXI|KLX INC.|OPCO|Oppenheimer & Co. Inc.|5164
KLXI|KLX INC.|OTUS|OLIVETREE FINANCIAL, LLC|174288
KLXI|KLX INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|822
KLXI|KLX INC.|PDQM|CODA MARKETS, INC.|11891
KLXI|KLX INC.|PIPR|Piper Jaffray & Co.|1336
KLXI|KLX INC.|PWJC|UBS Financial Services, Inc.|350
KLXI|KLX INC.|RAJA|Raymond James & Associates, Inc.|1790
KLXI|KLX INC.|RBCM|RBC CAPITAL MARKETS, LLC|968
KLXI|KLX INC.|RHCO|Suntrust Robinson Humphrey, Inc.|2007
KLXI|KLX INC.|SAGL|SAGETRADER, LLC|700
KLXI|KLX INC.|SAGW|SAGETRADER, LLC|1185
KLXI|KLX INC.|SBSH|Citigroup Global Markets Inc.|381260
KLXI|KLX INC.|SGMT|GOLDMAN SACHS & CO. LLC|60993
KLXI|KLX INC.|SPDR|SPEEDROUTE LLC|6004
KLXI|KLX INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
KLXI|KLX INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2269
KLXI|KLX INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
KLXI|KLX INC.|SWIM|TD Ameritrade, Inc.|2637
KLXI|KLX INC.|SWST|Hilltop Securities Inc.|51087
KLXI|KLX INC.|TONC|CUTTONE & CO., LLC|1395
KLXI|KLX INC.|TRBT|Tradebot Systems, Inc.|36092
KLXI|KLX INC.|TRCM|TRC MARKETS LLC|97780
KLXI|KLX INC.|UBSA|UBS SECURITIES LLC|344873
KLXI|KLX INC.|UBSS|UBS Securities LLC|577863
KLXI|KLX INC.|UFPA|UNITED FIRST PARTNERS LLC|1798
KLXI|KLX INC.|VALX|VIRTU AMERICAS LLC|10189
KLXI|KLX INC.|VGRD|Vanguard Marketing Corporation|710
KLXI|KLX INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
KLXI|KLX INC.|WCHV|WELLS FARGO SECURITIES, LLC|44541
KLXI|KLX INC.|WEDB|WEDBUSH SECURITIES INC.|17
KLXI|KLX INC.|WEED|Weeden & Co.L.P.|800
KLXI|KLX INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1981
KLXI|KLX INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|688
KLXI|KLX INC.|WGIF|CIBC World Markets Inc.|23
KLXI|KLX INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|98
KLXI|KLX INC.|WOLF|Wolfe Trahan Securities|200
KLXI|KLX INC.|WSEA|WOLVERINE SECURITIES, LLC|175
KLXI|KLX INC.|XIST|INSTINET, LLC|13974
KLXI|KLX INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|17000
KLXI|KLX INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|487
KLXI|KLX INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|376
KMB|KIMBERLY CLARK CP|ABLE|NATIXIS Securities Americas LLC|8216
KMB|KIMBERLY CLARK CP|AGIS|Aegis Capital Corp.|273
KMB|KIMBERLY CLARK CP|ALTX|Alternet Securities Inc.|19984
KMB|KIMBERLY CLARK CP|ANOS|ABEL/NOSER, L.L.C.|2700
KMB|KIMBERLY CLARK CP|APCC|Apex Clearing Corporation|458
KMB|KIMBERLY CLARK CP|ATPA|COWEN PRIME SERVICES LLC|6700
KMB|KIMBERLY CLARK CP|BANK|Primevest Financial Services, Inc.|496
KMB|KIMBERLY CLARK CP|BARD|Robert W. Baird & Co. Incorporated|25431
KMB|KIMBERLY CLARK CP|BATM|CBOE TRADING, INC.|15144
KMB|KIMBERLY CLARK CP|BAYC|BAY CREST PARTNERS, LLC|153
KMB|KIMBERLY CLARK CP|BAYT|BTIG, LLC|1000
KMB|KIMBERLY CLARK CP|BBNT|BB&T SECURITIES, LLC|11519
KMB|KIMBERLY CLARK CP|BERN|Sanford C. Bernstein & Co., LLC|432799
KMB|KIMBERLY CLARK CP|BGCE|BGC Financial Inc.|2300
KMB|KIMBERLY CLARK CP|BIDS|BIDS TRADING L.P.|12500
KMB|KIMBERLY CLARK CP|BIMI|Banca IMI Securities Corp.|34
KMB|KIMBERLY CLARK CP|BKCM|BNY Mellon Capital Markets LLC|1222
KMB|KIMBERLY CLARK CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|85953
KMB|KIMBERLY CLARK CP|BLKX|INSTINET, LLC|92448
KMB|KIMBERLY CLARK CP|BMOC|BMO Capital Markets Corp.|1759
KMB|KIMBERLY CLARK CP|BNPX|BNP PARIBAS SECURITIES CORP.|214738
KMB|KIMBERLY CLARK CP|BOSC|Boenning & Scattergood, Inc.|50
KMB|KIMBERLY CLARK CP|BRGE|Newbridge Securities Corp.|1336
KMB|KIMBERLY CLARK CP|BTIG|BTIG, LLC|22480
KMB|KIMBERLY CLARK CP|BYXM|CBOE TRADING, INC.|6042
KMB|KIMBERLY CLARK CP|BZYD|GOLDMAN SACHS & CO. LLC|200
KMB|KIMBERLY CLARK CP|CABR|Cabrera Capital Markets, Inc.|47
KMB|KIMBERLY CLARK CP|CANT|Cantor Fitzgerald & Co.|951
KMB|KIMBERLY CLARK CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|200600
KMB|KIMBERLY CLARK CP|CHAS|Charles Schwab & Co., Inc.|15237
KMB|KIMBERLY CLARK CP|CIBP|CIBC World Markets Corp.|31382
KMB|KIMBERLY CLARK CP|CICF|Canaccord Genuity Corp.|1286
KMB|KIMBERLY CLARK CP|CIST|Capital Institutional Services, Inc.|18808
KMB|KIMBERLY CLARK CP|CNFR|Cowen Prime Services LLC|5000
KMB|KIMBERLY CLARK CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|193961
KMB|KIMBERLY CLARK CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|351
KMB|KIMBERLY CLARK CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3162
KMB|KIMBERLY CLARK CP|CRFN|ROBINHOOD FINANCIAL, LLC|1
KMB|KIMBERLY CLARK CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|770659
KMB|KIMBERLY CLARK CP|CTDL|Citadel Derivatives Group Llc|25945
KMB|KIMBERLY CLARK CP|CTLR|CUTLER GROUP, LP|100
KMB|KIMBERLY CLARK CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|88440
KMB|KIMBERLY CLARK CP|DADA|D.A. Davidson & Co.|18425
KMB|KIMBERLY CLARK CP|DAVA|Davenport & Company LLC|3689
KMB|KIMBERLY CLARK CP|DBAB|Deutsche Bank Securities Inc.|603951
KMB|KIMBERLY CLARK CP|DBAX|Deutsche Bank Securities Inc.|660900
KMB|KIMBERLY CLARK CP|DBUL|Deutsche Bank Securities Inc.|4900
KMB|KIMBERLY CLARK CP|DCHF|Dart Executions, LLC|5173
KMB|KIMBERLY CLARK CP|DEAN|MORGAN STANLEY|56645
KMB|KIMBERLY CLARK CP|DEGS|RONIN PROFESSIONAL LLC|400
KMB|KIMBERLY CLARK CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1559
KMB|KIMBERLY CLARK CP|DRWK|DRW SECURITIES, L.L.C.|13487
KMB|KIMBERLY CLARK CP|EBXL|EBX LLC|482900
KMB|KIMBERLY CLARK CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|31337
KMB|KIMBERLY CLARK CP|EDJC|Edward Jones / CDS|231
KMB|KIMBERLY CLARK CP|EDJO|Edward D. Jones & Co., L.P.|54587
KMB|KIMBERLY CLARK CP|EGAM|CBOE TRADING, INC.|47548
KMB|KIMBERLY CLARK CP|EGAW|CBOE TRADING, INC.|645
KMB|KIMBERLY CLARK CP|EGMT|EG MARKET TECHNOLOGIES LLC|1198
KMB|KIMBERLY CLARK CP|EGXM|CBOE TRADING, INC.|8094
KMB|KIMBERLY CLARK CP|ETBE|Electronic Transaction Clearing, Inc.|49791
KMB|KIMBERLY CLARK CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
KMB|KIMBERLY CLARK CP|ETCB|ETC BROKERAGE SERVICES, LLC|141
KMB|KIMBERLY CLARK CP|ETCC|Electronic Transaction Clearing, Inc.|1479
KMB|KIMBERLY CLARK CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
KMB|KIMBERLY CLARK CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45858
KMB|KIMBERLY CLARK CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|864
KMB|KIMBERLY CLARK CP|ETRS|E*Trade Securities LLC|120113
KMB|KIMBERLY CLARK CP|FBSB|U.S. Bancorp Investments, Inc.|1284
KMB|KIMBERLY CLARK CP|FFSI|Firstrade Securities Inc.|100
KMB|KIMBERLY CLARK CP|FIDT|Fidelity Clearing Canada ULC./ CDS|62
KMB|KIMBERLY CLARK CP|FILL|Tradestation Securities, Inc.|12847
KMB|KIMBERLY CLARK CP|FINX|FINTECH SECURITIES|4632
KMB|KIMBERLY CLARK CP|FINZ|FINTECH SECURITIES|300
KMB|KIMBERLY CLARK CP|FMAF|NBCN Inc./ CDS|7800
KMB|KIMBERLY CLARK CP|FMCO|First Manhattan Co|75
KMB|KIMBERLY CLARK CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9706
KMB|KIMBERLY CLARK CP|FQLS|Quantlab Securities LP|670950
KMB|KIMBERLY CLARK CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170708
KMB|KIMBERLY CLARK CP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|570
KMB|KIMBERLY CLARK CP|FTBR|Foliofn Investments, Inc.|7222
KMB|KIMBERLY CLARK CP|GEBB|GLOBAL EXECUTION BROKERS, LP|13527
KMB|KIMBERLY CLARK CP|GLIS|TD Securities Inc|3041
KMB|KIMBERLY CLARK CP|GLPX|ACS EXECUTION SERVICES, LLC|69645
KMB|KIMBERLY CLARK CP|GSCO|GOLDMAN SACHS & CO. LLC|1943906
KMB|KIMBERLY CLARK CP|GSCS|GOLDMAN SACHS & CO. LLC|36753
KMB|KIMBERLY CLARK CP|GSLT|GOLDMAN SACHS & CO. LLC|28217
KMB|KIMBERLY CLARK CP|GTSZ|GTS SECURITIES LLC|313489
KMB|KIMBERLY CLARK CP|HAPX|HAP Trading, LLC|100
KMB|KIMBERLY CLARK CP|HRBF|American Enterprise Investment Services Inc.|45168
KMB|KIMBERLY CLARK CP|HSBC|HSBC Securities, Inc.|8318
KMB|KIMBERLY CLARK CP|IATS|INTERACTIVE BROKERS LLC|25271
KMB|KIMBERLY CLARK CP|IBKR|Interactive Brokers Llc|54696
KMB|KIMBERLY CLARK CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7984
KMB|KIMBERLY CLARK CP|ICBX|INSTINET, LLC|154892
KMB|KIMBERLY CLARK CP|IEQY|CITADEL SECURITIES LLC|152536
KMB|KIMBERLY CLARK CP|INCA|INSTINET, LLC|553854
KMB|KIMBERLY CLARK CP|INJX|INSTINET, LLC|32436
KMB|KIMBERLY CLARK CP|INTL|INTL FCSTONE FINANCIAL INC.|36
KMB|KIMBERLY CLARK CP|ITGI|ITG Inc.|82728
KMB|KIMBERLY CLARK CP|ITGP|ITG INC.|309800
KMB|KIMBERLY CLARK CP|JANY|Janney Montgomery Scott Inc.|15355
KMB|KIMBERLY CLARK CP|JEFF|JEFFERIES LLC|75489
KMB|KIMBERLY CLARK CP|JMPT|JUMP TRADING, LLC|90374
KMB|KIMBERLY CLARK CP|JONE|JonesTrading|4343
KMB|KIMBERLY CLARK CP|JPBX|J.P. MORGAN SECURITIES LLC|113808
KMB|KIMBERLY CLARK CP|JPMX|J.P. Morgan Securities LLC|874147
KMB|KIMBERLY CLARK CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|6503
KMB|KIMBERLY CLARK CP|JSJX|JANE STREET CAPITAL LLC|12674
KMB|KIMBERLY CLARK CP|KCGM|VIRTU Americas LLC|106065
KMB|KIMBERLY CLARK CP|LEHM|Barclays Capital Inc./Le|1547205
KMB|KIMBERLY CLARK CP|LGNT|COR CLEARING LLC|1
KMB|KIMBERLY CLARK CP|LIME|Lime Brokerage LLC|92263
KMB|KIMBERLY CLARK CP|LIWD|LIME BROKERAGE LLC|145
KMB|KIMBERLY CLARK CP|LOOP|Loop Capital Markets LLC|972
KMB|KIMBERLY CLARK CP|LQNA|LIQUIDNET, INC.|366300
KMB|KIMBERLY CLARK CP|LQNB|LIQUIDNET, INC.|10806
KMB|KIMBERLY CLARK CP|LSCI|Lek Securities Corporation|65137
KMB|KIMBERLY CLARK CP|LVMR|LIVERMORE TRADING GROUP, INC.|18180
KMB|KIMBERLY CLARK CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
KMB|KIMBERLY CLARK CP|MACC|Mid Atlantic Capital Corporation|4085
KMB|KIMBERLY CLARK CP|MACQ|Macquarie Capital (USA) Inc.|400
KMB|KIMBERLY CLARK CP|MAXM|Maxim Group LLC|1734
KMB|KIMBERLY CLARK CP|MCBT|Moors & Cabot, Inc.|31
KMB|KIMBERLY CLARK CP|MCMF|Raymond James Ltd. Cds|967
KMB|KIMBERLY CLARK CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|216594
KMB|KIMBERLY CLARK CP|MOTF|MOTIF INVESTING, INC.|21
KMB|KIMBERLY CLARK CP|MPSG|E D & F Man Capital Markets Inc.|88
KMB|KIMBERLY CLARK CP|MSCO|MORGAN STANLEY & CO. LLC|2195597
KMB|KIMBERLY CLARK CP|MSPL|MORGAN STANLEY & CO. LLC|378300
KMB|KIMBERLY CLARK CP|MSTX|MORGAN STANLEY & CO. LLC|264200
KMB|KIMBERLY CLARK CP|NATL|National Securities Corporation|205
KMB|KIMBERLY CLARK CP|NBCS|NBC Securities, INC.|511
KMB|KIMBERLY CLARK CP|NEUB|NEUBERGER BERMAN BD LLC|1918
KMB|KIMBERLY CLARK CP|NFSC|National Financial Services LLC|740465
KMB|KIMBERLY CLARK CP|NITE|VIRTU Americas LLC|1214379
KMB|KIMBERLY CLARK CP|NITP|VIRTU Americas LLC|200
KMB|KIMBERLY CLARK CP|NQRB|Brut, LLC|12019
KMB|KIMBERLY CLARK CP|NTBF|BMO Nesbitt Burns Inc./CDS|2374
KMB|KIMBERLY CLARK CP|NTRC|Northern Trust Securities, Inc.|121
KMB|KIMBERLY CLARK CP|OHOS|TWO SIGMA SECURITIES, LLC|107983
KMB|KIMBERLY CLARK CP|OPCO|Oppenheimer & Co. Inc.|65406
KMB|KIMBERLY CLARK CP|OTAA|OTA LLC|100
KMB|KIMBERLY CLARK CP|PDQM|CODA MARKETS, INC.|150832
KMB|KIMBERLY CLARK CP|PHLY|NASDAQ Execution Services, LLC|28500
KMB|KIMBERLY CLARK CP|PICT|Pictet Overseas Inc.|263
KMB|KIMBERLY CLARK CP|PIPR|Piper Jaffray & Co.|1448
KMB|KIMBERLY CLARK CP|PWJC|UBS Financial Services, Inc.|24725
KMB|KIMBERLY CLARK CP|QMSR|QUATTRO M SECURITIES INC.|3342
KMB|KIMBERLY CLARK CP|RBCM|RBC CAPITAL MARKETS, LLC|48391
KMB|KIMBERLY CLARK CP|RGLD|Regal Securities, Inc|100
KMB|KIMBERLY CLARK CP|SAGL|SAGETRADER, LLC|150105
KMB|KIMBERLY CLARK CP|SALI|INTL FCSTONE FINANCIAL INC.|626
KMB|KIMBERLY CLARK CP|SBRX|MURIEL SIEBERT & CO INC|100
KMB|KIMBERLY CLARK CP|SBSH|Citigroup Global Markets Inc.|459420
KMB|KIMBERLY CLARK CP|SCMC|Scotia Capital Markets (USA) Inc.|100
KMB|KIMBERLY CLARK CP|SEIC|SEI Investments Distribution Co.|9931
KMB|KIMBERLY CLARK CP|SGMT|GOLDMAN SACHS & CO. LLC|302227
KMB|KIMBERLY CLARK CP|SJLS|TRADE INFORMATICS LLC|200
KMB|KIMBERLY CLARK CP|SPDR|SPEEDROUTE LLC|48701
KMB|KIMBERLY CLARK CP|SPHN|Stephens Inc.|28581
KMB|KIMBERLY CLARK CP|STFL|Stifel, Nicolaus & Company, Incorporated|54565
KMB|KIMBERLY CLARK CP|STKP|STOCKPILE INVESTMENTS, INC.|286
KMB|KIMBERLY CLARK CP|STRS|STRATEGAS RESEARCH PARTNERS|1300
KMB|KIMBERLY CLARK CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8785
KMB|KIMBERLY CLARK CP|SWIM|TD Ameritrade, Inc.|41772
KMB|KIMBERLY CLARK CP|SWST|Hilltop Securities Inc.|19221
KMB|KIMBERLY CLARK CP|TKNG|ALLY INVEST SECURITIES LLC|1225
KMB|KIMBERLY CLARK CP|TRBT|Tradebot Systems, Inc.|392660
KMB|KIMBERLY CLARK CP|TRCM|TRC MARKETS LLC|479727
KMB|KIMBERLY CLARK CP|TWTT|TASTYWORKS, INC.|717
KMB|KIMBERLY CLARK CP|UBSA|UBS SECURITIES LLC|1243225
KMB|KIMBERLY CLARK CP|UBSS|UBS Securities LLC|1991868
KMB|KIMBERLY CLARK CP|VALX|VIRTU AMERICAS LLC|11414
KMB|KIMBERLY CLARK CP|VGRD|Vanguard Marketing Corporation|39263
KMB|KIMBERLY CLARK CP|WABR|Wall Street Access|10400
KMB|KIMBERLY CLARK CP|WBLR|WILLIAM BLAIR|1254
KMB|KIMBERLY CLARK CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4747
KMB|KIMBERLY CLARK CP|WCHV|WELLS FARGO SECURITIES, LLC|353351
KMB|KIMBERLY CLARK CP|WDNX|WEEDEN & CO.L.P.|11164
KMB|KIMBERLY CLARK CP|WEDB|WEDBUSH SECURITIES INC.|12072
KMB|KIMBERLY CLARK CP|WEED|Weeden & Co.L.P.|4565
KMB|KIMBERLY CLARK CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36464
KMB|KIMBERLY CLARK CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56579
KMB|KIMBERLY CLARK CP|WGIF|CIBC World Markets Inc.|8972
KMB|KIMBERLY CLARK CP|WHOT|JUST2TRADE, INC.|10
KMB|KIMBERLY CLARK CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5521
KMB|KIMBERLY CLARK CP|WORD|Worden Capital Management LLC|31
KMB|KIMBERLY CLARK CP|WSEA|WOLVERINE SECURITIES, LLC|19588
KMB|KIMBERLY CLARK CP|XIST|INSTINET, LLC|66040
KMB|KIMBERLY CLARK CP|XPQR|Jump Trading|1230
KMB|KIMBERLY CLARK CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|141010
KMB|KIMBERLY CLARK CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3712
KMB|KIMBERLY CLARK CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|45397
KMDA|KAMADA LTD.|BERN|Sanford C. Bernstein & Co., LLC|2
KMDA|KAMADA LTD.|DBAB|Deutsche Bank Securities Inc.|2729
KMDA|KAMADA LTD.|DBAX|Deutsche Bank Securities Inc.|100
KMDA|KAMADA LTD.|DEAN|MORGAN STANLEY|1100
KMDA|KAMADA LTD.|DEGS|RONIN PROFESSIONAL LLC|3030
KMDA|KAMADA LTD.|EBXL|EBX LLC|200
KMDA|KAMADA LTD.|ETRS|E*Trade Securities LLC|1018
KMDA|KAMADA LTD.|FBCO|Credit Suisse Securities (USA) LLC|400
KMDA|KAMADA LTD.|FILL|Tradestation Securities, Inc.|82
KMDA|KAMADA LTD.|FMAF|NBCN Inc./ CDS|50
KMDA|KAMADA LTD.|FOMA|TD AMERITRADE CLEARING, INC.|12562
KMDA|KAMADA LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11
KMDA|KAMADA LTD.|GSCO|GOLDMAN SACHS & CO. LLC|200
KMDA|KAMADA LTD.|GSLT|GOLDMAN SACHS & CO. LLC|579
KMDA|KAMADA LTD.|IBKR|Interactive Brokers Llc|1859
KMDA|KAMADA LTD.|INCA|INSTINET, LLC|8756
KMDA|KAMADA LTD.|INJX|INSTINET, LLC|2112
KMDA|KAMADA LTD.|ITGI|ITG Inc.|100
KMDA|KAMADA LTD.|JEFF|JEFFERIES LLC|100
KMDA|KAMADA LTD.|JPMX|J.P. Morgan Securities LLC|200
KMDA|KAMADA LTD.|KCGM|VIRTU Americas LLC|1600
KMDA|KAMADA LTD.|LEHM|Barclays Capital Inc./Le|556
KMDA|KAMADA LTD.|LIME|Lime Brokerage LLC|3330
KMDA|KAMADA LTD.|MSCO|MORGAN STANLEY & CO. LLC|35137
KMDA|KAMADA LTD.|MSPL|MORGAN STANLEY & CO. LLC|200
KMDA|KAMADA LTD.|NFSC|National Financial Services LLC|14933
KMDA|KAMADA LTD.|NITE|VIRTU Americas LLC|23313
KMDA|KAMADA LTD.|SGMT|GOLDMAN SACHS & CO. LLC|2100
KMDA|KAMADA LTD.|SPDR|SPEEDROUTE LLC|300
KMDA|KAMADA LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|1870
KMDA|KAMADA LTD.|SWIM|TD Ameritrade, Inc.|30
KMDA|KAMADA LTD.|TRBT|Tradebot Systems, Inc.|817
KMDA|KAMADA LTD.|TRCM|TRC MARKETS LLC|682
KMDA|KAMADA LTD.|UBSA|UBS SECURITIES LLC|8961
KMDA|KAMADA LTD.|UBSS|UBS Securities LLC|4940
KMDA|KAMADA LTD.|VALX|VIRTU AMERICAS LLC|6
KMDA|KAMADA LTD.|WSEA|WOLVERINE SECURITIES, LLC|17
KMF|KAYNE ANDERSON|ALTX|Alternet Securities Inc.|2534
KMF|KAYNE ANDERSON|APCC|Apex Clearing Corporation|18
KMF|KAYNE ANDERSON|BARD|Robert W. Baird & Co. Incorporated|19533
KMF|KAYNE ANDERSON|BATM|CBOE TRADING, INC.|128
KMF|KAYNE ANDERSON|BBNT|BB&T SECURITIES, LLC|17063
KMF|KAYNE ANDERSON|BERN|Sanford C. Bernstein & Co., LLC|164
KMF|KAYNE ANDERSON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2711
KMF|KAYNE ANDERSON|BTIG|BTIG, LLC|17551
KMF|KAYNE ANDERSON|CANT|Cantor Fitzgerald & Co.|700
KMF|KAYNE ANDERSON|CHAS|Charles Schwab & Co., Inc.|997
KMF|KAYNE ANDERSON|CIST|Capital Institutional Services, Inc.|8654
KMF|KAYNE ANDERSON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1441
KMF|KAYNE ANDERSON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
KMF|KAYNE ANDERSON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9148
KMF|KAYNE ANDERSON|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
KMF|KAYNE ANDERSON|DADA|D.A. Davidson & Co.|2000
KMF|KAYNE ANDERSON|DBAX|Deutsche Bank Securities Inc.|7700
KMF|KAYNE ANDERSON|DEAN|MORGAN STANLEY|2813
KMF|KAYNE ANDERSON|DEGS|RONIN PROFESSIONAL LLC|2298
KMF|KAYNE ANDERSON|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5573
KMF|KAYNE ANDERSON|EBXL|EBX LLC|4900
KMF|KAYNE ANDERSON|EDJO|Edward D. Jones & Co., L.P.|1562
KMF|KAYNE ANDERSON|EGAM|CBOE TRADING, INC.|600
KMF|KAYNE ANDERSON|EGXM|CBOE TRADING, INC.|1100
KMF|KAYNE ANDERSON|ETBE|Electronic Transaction Clearing, Inc.|100
KMF|KAYNE ANDERSON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
KMF|KAYNE ANDERSON|ETRS|E*Trade Securities LLC|45232
KMF|KAYNE ANDERSON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18115
KMF|KAYNE ANDERSON|FTBR|Foliofn Investments, Inc.|60
KMF|KAYNE ANDERSON|GLPX|ACS EXECUTION SERVICES, LLC|9278
KMF|KAYNE ANDERSON|GSCO|GOLDMAN SACHS & CO. LLC|900
KMF|KAYNE ANDERSON|GSCS|GOLDMAN SACHS & CO. LLC|1050
KMF|KAYNE ANDERSON|GSLT|GOLDMAN SACHS & CO. LLC|400
KMF|KAYNE ANDERSON|GTSZ|GTS SECURITIES LLC|142
KMF|KAYNE ANDERSON|HRBF|American Enterprise Investment Services Inc.|2076
KMF|KAYNE ANDERSON|IATS|INTERACTIVE BROKERS LLC|3340
KMF|KAYNE ANDERSON|IBKR|Interactive Brokers Llc|7178
KMF|KAYNE ANDERSON|ICBX|INSTINET, LLC|800
KMF|KAYNE ANDERSON|INCA|INSTINET, LLC|2680
KMF|KAYNE ANDERSON|INJX|INSTINET, LLC|50
KMF|KAYNE ANDERSON|ITGI|ITG Inc.|10378
KMF|KAYNE ANDERSON|ITGP|ITG INC.|75400
KMF|KAYNE ANDERSON|JANY|Janney Montgomery Scott Inc.|350
KMF|KAYNE ANDERSON|JEFF|JEFFERIES LLC|335
KMF|KAYNE ANDERSON|JPMX|J.P. Morgan Securities LLC|5400
KMF|KAYNE ANDERSON|KCGM|VIRTU Americas LLC|2273
KMF|KAYNE ANDERSON|LEHM|Barclays Capital Inc./Le|4400
KMF|KAYNE ANDERSON|LIME|Lime Brokerage LLC|1266
KMF|KAYNE ANDERSON|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2517
KMF|KAYNE ANDERSON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7376
KMF|KAYNE ANDERSON|MSCO|MORGAN STANLEY & CO. LLC|28935
KMF|KAYNE ANDERSON|MSPL|MORGAN STANLEY & CO. LLC|10000
KMF|KAYNE ANDERSON|MSTX|MORGAN STANLEY & CO. LLC|1000
KMF|KAYNE ANDERSON|NATL|National Securities Corporation|1600
KMF|KAYNE ANDERSON|NFSC|National Financial Services LLC|61100
KMF|KAYNE ANDERSON|NITE|VIRTU Americas LLC|140074
KMF|KAYNE ANDERSON|NQRB|Brut, LLC|1300
KMF|KAYNE ANDERSON|OPCO|Oppenheimer & Co. Inc.|36590
KMF|KAYNE ANDERSON|PDQM|CODA MARKETS, INC.|12434
KMF|KAYNE ANDERSON|PWJC|UBS Financial Services, Inc.|2658
KMF|KAYNE ANDERSON|RBCM|RBC CAPITAL MARKETS, LLC|6162
KMF|KAYNE ANDERSON|SBSH|Citigroup Global Markets Inc.|255
KMF|KAYNE ANDERSON|SEIC|SEI Investments Distribution Co.|850
KMF|KAYNE ANDERSON|SGMT|GOLDMAN SACHS & CO. LLC|7584
KMF|KAYNE ANDERSON|SPDR|SPEEDROUTE LLC|900
KMF|KAYNE ANDERSON|STFL|Stifel, Nicolaus & Company, Incorporated|975
KMF|KAYNE ANDERSON|SWIM|TD Ameritrade, Inc.|3400
KMF|KAYNE ANDERSON|SWST|Hilltop Securities Inc.|25147
KMF|KAYNE ANDERSON|TRBT|Tradebot Systems, Inc.|1005
KMF|KAYNE ANDERSON|UBSA|UBS SECURITIES LLC|23947
KMF|KAYNE ANDERSON|UBSS|UBS Securities LLC|56556
KMF|KAYNE ANDERSON|VALX|VIRTU AMERICAS LLC|1280
KMF|KAYNE ANDERSON|VGRD|Vanguard Marketing Corporation|2819
KMF|KAYNE ANDERSON|WCHV|WELLS FARGO SECURITIES, LLC|146531
KMF|KAYNE ANDERSON|WEED|Weeden & Co.L.P.|6730
KMF|KAYNE ANDERSON|WEXM|WOLVERINE EXECUTION SERVICES, LLC|233
KMF|KAYNE ANDERSON|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9882
KMF|KAYNE ANDERSON|WSEA|WOLVERINE SECURITIES, LLC|4251
KMF|KAYNE ANDERSON|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
KMF|KAYNE ANDERSON|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
KMF|KAYNE ANDERSON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11008
KMG|KMG CHEMICALS INC|AGIS|Aegis Capital Corp.|850
KMG|KMG CHEMICALS INC|ALTX|Alternet Securities Inc.|7510
KMG|KMG CHEMICALS INC|APCC|Apex Clearing Corporation|1232
KMG|KMG CHEMICALS INC|BARD|Robert W. Baird & Co. Incorporated|61
KMG|KMG CHEMICALS INC|BATM|CBOE TRADING, INC.|1599
KMG|KMG CHEMICALS INC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3460
KMG|KMG CHEMICALS INC|BERN|Sanford C. Bernstein & Co., LLC|285
KMG|KMG CHEMICALS INC|BIDS|BIDS TRADING L.P.|100
KMG|KMG CHEMICALS INC|BIMI|Banca IMI Securities Corp.|185
KMG|KMG CHEMICALS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
KMG|KMG CHEMICALS INC|BLKX|INSTINET, LLC|23800
KMG|KMG CHEMICALS INC|BNPX|BNP PARIBAS SECURITIES CORP.|872
KMG|KMG CHEMICALS INC|BRGE|Newbridge Securities Corp.|3355
KMG|KMG CHEMICALS INC|BYXM|CBOE TRADING, INC.|100
KMG|KMG CHEMICALS INC|BZYD|GOLDMAN SACHS & CO. LLC|2400
KMG|KMG CHEMICALS INC|CANT|Cantor Fitzgerald & Co.|100
KMG|KMG CHEMICALS INC|CHAS|Charles Schwab & Co., Inc.|503
KMG|KMG CHEMICALS INC|CIBP|CIBC World Markets Corp.|24100
KMG|KMG CHEMICALS INC|CIST|Capital Institutional Services, Inc.|31
KMG|KMG CHEMICALS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40334
KMG|KMG CHEMICALS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11402
KMG|KMG CHEMICALS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4507
KMG|KMG CHEMICALS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80246
KMG|KMG CHEMICALS INC|CTDL|Citadel Derivatives Group Llc|1477
KMG|KMG CHEMICALS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12450
KMG|KMG CHEMICALS INC|DBAB|Deutsche Bank Securities Inc.|17631
KMG|KMG CHEMICALS INC|DBAX|Deutsche Bank Securities Inc.|69900
KMG|KMG CHEMICALS INC|DBUL|Deutsche Bank Securities Inc.|100
KMG|KMG CHEMICALS INC|DCHF|Dart Executions, LLC|1200
KMG|KMG CHEMICALS INC|DEAN|MORGAN STANLEY|1104
KMG|KMG CHEMICALS INC|DEGS|RONIN PROFESSIONAL LLC|6687
KMG|KMG CHEMICALS INC|EBXL|EBX LLC|42900
KMG|KMG CHEMICALS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|120
KMG|KMG CHEMICALS INC|EDJO|Edward D. Jones & Co., L.P.|1772
KMG|KMG CHEMICALS INC|EGAM|CBOE TRADING, INC.|7375
KMG|KMG CHEMICALS INC|EGAW|CBOE TRADING, INC.|100
KMG|KMG CHEMICALS INC|EGMT|EG MARKET TECHNOLOGIES LLC|319
KMG|KMG CHEMICALS INC|EGXM|CBOE TRADING, INC.|700
KMG|KMG CHEMICALS INC|EGXW|CBOE TRADING, INC.|250
KMG|KMG CHEMICALS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
KMG|KMG CHEMICALS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19584
KMG|KMG CHEMICALS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
KMG|KMG CHEMICALS INC|ETRS|E*Trade Securities LLC|45424
KMG|KMG CHEMICALS INC|FBRC|B. RILEY FBR, INC.|250
KMG|KMG CHEMICALS INC|FBSB|U.S. Bancorp Investments, Inc.|2
KMG|KMG CHEMICALS INC|FILL|Tradestation Securities, Inc.|2567
KMG|KMG CHEMICALS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|315
KMG|KMG CHEMICALS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42073
KMG|KMG CHEMICALS INC|FTBR|Foliofn Investments, Inc.|5292
KMG|KMG CHEMICALS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
KMG|KMG CHEMICALS INC|GLIS|TD Securities Inc|150
KMG|KMG CHEMICALS INC|GLPX|ACS EXECUTION SERVICES, LLC|23479
KMG|KMG CHEMICALS INC|GSCO|GOLDMAN SACHS & CO. LLC|108111
KMG|KMG CHEMICALS INC|GSCS|GOLDMAN SACHS & CO. LLC|4363
KMG|KMG CHEMICALS INC|GSLT|GOLDMAN SACHS & CO. LLC|1309
KMG|KMG CHEMICALS INC|GTSZ|GTS SECURITIES LLC|36730
KMG|KMG CHEMICALS INC|HRBF|American Enterprise Investment Services Inc.|1172
KMG|KMG CHEMICALS INC|IATS|INTERACTIVE BROKERS LLC|8027
KMG|KMG CHEMICALS INC|IBKR|Interactive Brokers Llc|14293
KMG|KMG CHEMICALS INC|ICBX|INSTINET, LLC|9512
KMG|KMG CHEMICALS INC|IEQY|CITADEL SECURITIES LLC|4394
KMG|KMG CHEMICALS INC|INCA|INSTINET, LLC|62684
KMG|KMG CHEMICALS INC|INJX|INSTINET, LLC|110
KMG|KMG CHEMICALS INC|ITGI|ITG Inc.|9377
KMG|KMG CHEMICALS INC|ITGP|ITG INC.|21800
KMG|KMG CHEMICALS INC|JANY|Janney Montgomery Scott Inc.|323
KMG|KMG CHEMICALS INC|JEFF|JEFFERIES LLC|16789
KMG|KMG CHEMICALS INC|JMPT|JUMP TRADING, LLC|5217
KMG|KMG CHEMICALS INC|JPBX|J.P. MORGAN SECURITIES LLC|3822
KMG|KMG CHEMICALS INC|JPMX|J.P. Morgan Securities LLC|77122
KMG|KMG CHEMICALS INC|JSJX|JANE STREET CAPITAL LLC|1228
KMG|KMG CHEMICALS INC|KCGM|VIRTU Americas LLC|12724
KMG|KMG CHEMICALS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|4934
KMG|KMG CHEMICALS INC|LEHM|Barclays Capital Inc./Le|104705
KMG|KMG CHEMICALS INC|LIME|Lime Brokerage LLC|8870
KMG|KMG CHEMICALS INC|MACQ|Macquarie Capital (USA) Inc.|900
KMG|KMG CHEMICALS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29700
KMG|KMG CHEMICALS INC|MOTF|MOTIF INVESTING, INC.|4
KMG|KMG CHEMICALS INC|MSCO|MORGAN STANLEY & CO. LLC|231204
KMG|KMG CHEMICALS INC|MSPL|MORGAN STANLEY & CO. LLC|72300
KMG|KMG CHEMICALS INC|MSTX|MORGAN STANLEY & CO. LLC|11600
KMG|KMG CHEMICALS INC|NFSC|National Financial Services LLC|88318
KMG|KMG CHEMICALS INC|NITE|VIRTU Americas LLC|218146
KMG|KMG CHEMICALS INC|NQRB|Brut, LLC|1600
KMG|KMG CHEMICALS INC|NTBF|BMO Nesbitt Burns Inc./CDS|60
KMG|KMG CHEMICALS INC|PDQM|CODA MARKETS, INC.|45761
KMG|KMG CHEMICALS INC|PICT|Pictet Overseas Inc.|600
KMG|KMG CHEMICALS INC|PWJC|UBS Financial Services, Inc.|1000
KMG|KMG CHEMICALS INC|RBCM|RBC CAPITAL MARKETS, LLC|636
KMG|KMG CHEMICALS INC|SAGL|SAGETRADER, LLC|7268
KMG|KMG CHEMICALS INC|SAGW|SAGETRADER, LLC|100
KMG|KMG CHEMICALS INC|SBSH|Citigroup Global Markets Inc.|15004
KMG|KMG CHEMICALS INC|SGMT|GOLDMAN SACHS & CO. LLC|24807
KMG|KMG CHEMICALS INC|SOGO|Wang Investment Associates, Inc.|10410
KMG|KMG CHEMICALS INC|SPDR|SPEEDROUTE LLC|5882
KMG|KMG CHEMICALS INC|SPTD|MINT GLOBAL MARKETS, INC.|35548
KMG|KMG CHEMICALS INC|SWIM|TD Ameritrade, Inc.|44437
KMG|KMG CHEMICALS INC|SWST|Hilltop Securities Inc.|200
KMG|KMG CHEMICALS INC|TKNG|ALLY INVEST SECURITIES LLC|1043
KMG|KMG CHEMICALS INC|TRBT|Tradebot Systems, Inc.|23424
KMG|KMG CHEMICALS INC|TRCM|TRC MARKETS LLC|7794
KMG|KMG CHEMICALS INC|TWTT|TASTYWORKS, INC.|50
KMG|KMG CHEMICALS INC|UBSA|UBS SECURITIES LLC|138842
KMG|KMG CHEMICALS INC|UBSS|UBS Securities LLC|147870
KMG|KMG CHEMICALS INC|VALX|VIRTU AMERICAS LLC|4040
KMG|KMG CHEMICALS INC|VGRD|Vanguard Marketing Corporation|7090
KMG|KMG CHEMICALS INC|WCHV|WELLS FARGO SECURITIES, LLC|118541
KMG|KMG CHEMICALS INC|WEDB|WEDBUSH SECURITIES INC.|600
KMG|KMG CHEMICALS INC|WEED|Weeden & Co.L.P.|5000
KMG|KMG CHEMICALS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2078
KMG|KMG CHEMICALS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7100
KMG|KMG CHEMICALS INC|WGIF|CIBC World Markets Inc.|300
KMG|KMG CHEMICALS INC|WSEA|WOLVERINE SECURITIES, LLC|4484
KMG|KMG CHEMICALS INC|XIST|INSTINET, LLC|41800
KMG|KMG CHEMICALS INC|XPQR|Jump Trading|600
KMG|KMG CHEMICALS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4500
KMG|KMG CHEMICALS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|11580
KMG|KMG CHEMICALS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|992
KMI|KINDER MORGAN, INC|ABLE|NATIXIS Securities Americas LLC|1761413
KMI|KINDER MORGAN, INC|ADAM|CANACCORD GENUITY INC.|96849
KMI|KINDER MORGAN, INC|AGIS|Aegis Capital Corp.|6398
KMI|KINDER MORGAN, INC|ALFA|ALPHA TRADING L.P.|129520
KMI|KINDER MORGAN, INC|ALTX|Alternet Securities Inc.|52635
KMI|KINDER MORGAN, INC|ANOS|ABEL/NOSER, L.L.C.|2443
KMI|KINDER MORGAN, INC|APCC|Apex Clearing Corporation|19535
KMI|KINDER MORGAN, INC|BALE|M&T SECURITIES, INC.|280
KMI|KINDER MORGAN, INC|BANK|Primevest Financial Services, Inc.|3216
KMI|KINDER MORGAN, INC|BARD|Robert W. Baird & Co. Incorporated|46496
KMI|KINDER MORGAN, INC|BATM|CBOE TRADING, INC.|47656
KMI|KINDER MORGAN, INC|BAYC|BAY CREST PARTNERS, LLC|26145
KMI|KINDER MORGAN, INC|BAYT|BTIG, LLC|12400
KMI|KINDER MORGAN, INC|BBNT|BB&T SECURITIES, LLC|22696
KMI|KINDER MORGAN, INC|BERN|Sanford C. Bernstein & Co., LLC|369611
KMI|KINDER MORGAN, INC|BIDS|BIDS TRADING L.P.|64200
KMI|KINDER MORGAN, INC|BIMI|Banca IMI Securities Corp.|3470
KMI|KINDER MORGAN, INC|BKCM|BNY Mellon Capital Markets LLC|24100
KMI|KINDER MORGAN, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|268010
KMI|KINDER MORGAN, INC|BLKX|INSTINET, LLC|691750
KMI|KINDER MORGAN, INC|BMOC|BMO Capital Markets Corp.|1498643
KMI|KINDER MORGAN, INC|BNCH|The Benchmark Company, LLC|56321
KMI|KINDER MORGAN, INC|BNPX|BNP PARIBAS SECURITIES CORP.|1939931
KMI|KINDER MORGAN, INC|BTIG|BTIG, LLC|562970
KMI|KINDER MORGAN, INC|BYXM|CBOE TRADING, INC.|7134
KMI|KINDER MORGAN, INC|BZYD|GOLDMAN SACHS & CO. LLC|600
KMI|KINDER MORGAN, INC|CANT|Cantor Fitzgerald & Co.|30349
KMI|KINDER MORGAN, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|184600
KMI|KINDER MORGAN, INC|CHAS|Charles Schwab & Co., Inc.|114811
KMI|KINDER MORGAN, INC|CIBP|CIBC World Markets Corp.|312104
KMI|KINDER MORGAN, INC|CICF|Canaccord Genuity Corp.|4850
KMI|KINDER MORGAN, INC|CIOI|CITIGROUP GLOBAL MARKETS INC|216000
KMI|KINDER MORGAN, INC|CIST|Capital Institutional Services, Inc.|41746
KMI|KINDER MORGAN, INC|CLSA|CLSA AMERICAS, LLC|1400
KMI|KINDER MORGAN, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1994327
KMI|KINDER MORGAN, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25
KMI|KINDER MORGAN, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|30040
KMI|KINDER MORGAN, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4281933
KMI|KINDER MORGAN, INC|CTDL|Citadel Derivatives Group Llc|98533
KMI|KINDER MORGAN, INC|CTLR|CUTLER GROUP, LP|300
KMI|KINDER MORGAN, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1009968
KMI|KINDER MORGAN, INC|DADA|D.A. Davidson & Co.|64526
KMI|KINDER MORGAN, INC|DAVA|Davenport & Company LLC|8766
KMI|KINDER MORGAN, INC|DBAB|Deutsche Bank Securities Inc.|1505650
KMI|KINDER MORGAN, INC|DBAX|Deutsche Bank Securities Inc.|4424200
KMI|KINDER MORGAN, INC|DBUL|Deutsche Bank Securities Inc.|5178
KMI|KINDER MORGAN, INC|DCHF|Dart Executions, LLC|19085
KMI|KINDER MORGAN, INC|DEAN|MORGAN STANLEY|369161
KMI|KINDER MORGAN, INC|DEGS|RONIN PROFESSIONAL LLC|500
KMI|KINDER MORGAN, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35253
KMI|KINDER MORGAN, INC|DRWK|DRW SECURITIES, L.L.C.|35355
KMI|KINDER MORGAN, INC|EBXL|EBX LLC|3267600
KMI|KINDER MORGAN, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|209901
KMI|KINDER MORGAN, INC|EDJC|Edward Jones / CDS|2728
KMI|KINDER MORGAN, INC|EDJO|Edward D. Jones & Co., L.P.|375178
KMI|KINDER MORGAN, INC|EGAM|CBOE TRADING, INC.|60753
KMI|KINDER MORGAN, INC|EGAW|CBOE TRADING, INC.|1593
KMI|KINDER MORGAN, INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
KMI|KINDER MORGAN, INC|EGXM|CBOE TRADING, INC.|14319
KMI|KINDER MORGAN, INC|EGXW|CBOE TRADING, INC.|200
KMI|KINDER MORGAN, INC|ETBE|Electronic Transaction Clearing, Inc.|76542
KMI|KINDER MORGAN, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
KMI|KINDER MORGAN, INC|ETCB|ETC BROKERAGE SERVICES, LLC|952
KMI|KINDER MORGAN, INC|ETCC|Electronic Transaction Clearing, Inc.|1824
KMI|KINDER MORGAN, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2200
KMI|KINDER MORGAN, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4284
KMI|KINDER MORGAN, INC|ETRS|E*Trade Securities LLC|2138186
KMI|KINDER MORGAN, INC|EVRS|E1 ASSET MANAGEMENT, INC.|2250
KMI|KINDER MORGAN, INC|FBSB|U.S. Bancorp Investments, Inc.|9437
KMI|KINDER MORGAN, INC|FIDT|Fidelity Clearing Canada ULC./ CDS|27
KMI|KINDER MORGAN, INC|FILL|Tradestation Securities, Inc.|68757
KMI|KINDER MORGAN, INC|FINX|FINTECH SECURITIES|8816
KMI|KINDER MORGAN, INC|FINZ|FINTECH SECURITIES|2100
KMI|KINDER MORGAN, INC|FMAF|NBCN Inc./ CDS|18107
KMI|KINDER MORGAN, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|25192
KMI|KINDER MORGAN, INC|FQLS|Quantlab Securities LP|928921
KMI|KINDER MORGAN, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|805344
KMI|KINDER MORGAN, INC|FTBR|Foliofn Investments, Inc.|15434
KMI|KINDER MORGAN, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|69701
KMI|KINDER MORGAN, INC|GLIS|TD Securities Inc|14915
KMI|KINDER MORGAN, INC|GLPX|ACS EXECUTION SERVICES, LLC|32817
KMI|KINDER MORGAN, INC|GSCO|GOLDMAN SACHS & CO. LLC|23618397
KMI|KINDER MORGAN, INC|GSCS|GOLDMAN SACHS & CO. LLC|302147
KMI|KINDER MORGAN, INC|GSLT|GOLDMAN SACHS & CO. LLC|40989
KMI|KINDER MORGAN, INC|GTSZ|GTS SECURITIES LLC|830741
KMI|KINDER MORGAN, INC|HRBF|American Enterprise Investment Services Inc.|201478
KMI|KINDER MORGAN, INC|HSBC|HSBC Securities, Inc.|3360
KMI|KINDER MORGAN, INC|IATS|INTERACTIVE BROKERS LLC|127454
KMI|KINDER MORGAN, INC|IBKR|Interactive Brokers Llc|164653
KMI|KINDER MORGAN, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5796
KMI|KINDER MORGAN, INC|ICBX|INSTINET, LLC|1435213
KMI|KINDER MORGAN, INC|IEQY|CITADEL SECURITIES LLC|1036530
KMI|KINDER MORGAN, INC|INCA|INSTINET, LLC|1474046
KMI|KINDER MORGAN, INC|INJX|INSTINET, LLC|91118
KMI|KINDER MORGAN, INC|ITGI|ITG Inc.|400712
KMI|KINDER MORGAN, INC|ITGP|ITG INC.|2278000
KMI|KINDER MORGAN, INC|JANY|Janney Montgomery Scott Inc.|95077
KMI|KINDER MORGAN, INC|JEFF|JEFFERIES LLC|1389473
KMI|KINDER MORGAN, INC|JMPT|JUMP TRADING, LLC|345978
KMI|KINDER MORGAN, INC|JONE|JonesTrading|61541
KMI|KINDER MORGAN, INC|JPBX|J.P. MORGAN SECURITIES LLC|1608345
KMI|KINDER MORGAN, INC|JPMX|J.P. Morgan Securities LLC|6170426
KMI|KINDER MORGAN, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|11514
KMI|KINDER MORGAN, INC|JSJX|JANE STREET CAPITAL LLC|1280943
KMI|KINDER MORGAN, INC|KCGM|VIRTU Americas LLC|672872
KMI|KINDER MORGAN, INC|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
KMI|KINDER MORGAN, INC|KRSH|Kershner Securities, LLC|18087
KMI|KINDER MORGAN, INC|LEHM|Barclays Capital Inc./Le|8130786
KMI|KINDER MORGAN, INC|LIME|Lime Brokerage LLC|289885
KMI|KINDER MORGAN, INC|LIWD|LIME BROKERAGE LLC|171
KMI|KINDER MORGAN, INC|LOOP|Loop Capital Markets LLC|36515
KMI|KINDER MORGAN, INC|LQNA|LIQUIDNET, INC.|581700
KMI|KINDER MORGAN, INC|LQNB|LIQUIDNET, INC.|41100
KMI|KINDER MORGAN, INC|LSCI|Lek Securities Corporation|16583
KMI|KINDER MORGAN, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
KMI|KINDER MORGAN, INC|MACC|Mid Atlantic Capital Corporation|18520
KMI|KINDER MORGAN, INC|MACQ|Macquarie Capital (USA) Inc.|49000
KMI|KINDER MORGAN, INC|MAXM|Maxim Group LLC|3886
KMI|KINDER MORGAN, INC|MCBT|Moors & Cabot, Inc.|550
KMI|KINDER MORGAN, INC|MCMF|Raymond James Ltd. Cds|2316
KMI|KINDER MORGAN, INC|MKMP|MKM Partners LLC|751100
KMI|KINDER MORGAN, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2949318
KMI|KINDER MORGAN, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|23591
KMI|KINDER MORGAN, INC|MOTF|MOTIF INVESTING, INC.|15
KMI|KINDER MORGAN, INC|MPSG|E D & F Man Capital Markets Inc.|200
KMI|KINDER MORGAN, INC|MSCO|MORGAN STANLEY & CO. LLC|16051354
KMI|KINDER MORGAN, INC|MSPL|MORGAN STANLEY & CO. LLC|4426700
KMI|KINDER MORGAN, INC|MSTX|MORGAN STANLEY & CO. LLC|1901900
KMI|KINDER MORGAN, INC|MUFG|MUFG SECURITIES AMERICAS INC.|990600
KMI|KINDER MORGAN, INC|MULL|MARK J. MULLER EQUITIES, INC.|44800
KMI|KINDER MORGAN, INC|NATL|National Securities Corporation|500
KMI|KINDER MORGAN, INC|NBCS|NBC Securities, INC.|125
KMI|KINDER MORGAN, INC|NEUB|NEUBERGER BERMAN BD LLC|121
KMI|KINDER MORGAN, INC|NFSC|National Financial Services LLC|3182159
KMI|KINDER MORGAN, INC|NITE|VIRTU Americas LLC|6472676
KMI|KINDER MORGAN, INC|NITP|VIRTU Americas LLC|721623
KMI|KINDER MORGAN, INC|NMRA|Nomura Securities International, Inc.|130
KMI|KINDER MORGAN, INC|NQRB|Brut, LLC|33302
KMI|KINDER MORGAN, INC|NTBF|BMO Nesbitt Burns Inc./CDS|7353
KMI|KINDER MORGAN, INC|NTRC|Northern Trust Securities, Inc.|6538
KMI|KINDER MORGAN, INC|OHOS|TWO SIGMA SECURITIES, LLC|68775
KMI|KINDER MORGAN, INC|OPCO|Oppenheimer & Co. Inc.|56556
KMI|KINDER MORGAN, INC|PCPT|PHILLIP CAPITAL INC.|231
KMI|KINDER MORGAN, INC|PDQM|CODA MARKETS, INC.|36941
KMI|KINDER MORGAN, INC|PHLY|NASDAQ Execution Services, LLC|53200
KMI|KINDER MORGAN, INC|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|100
KMI|KINDER MORGAN, INC|PICT|Pictet Overseas Inc.|790
KMI|KINDER MORGAN, INC|PIPR|Piper Jaffray & Co.|30850
KMI|KINDER MORGAN, INC|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|40025
KMI|KINDER MORGAN, INC|PWJC|UBS Financial Services, Inc.|95736
KMI|KINDER MORGAN, INC|QMSR|QUATTRO M SECURITIES INC.|7826
KMI|KINDER MORGAN, INC|RBCM|RBC CAPITAL MARKETS, LLC|67137
KMI|KINDER MORGAN, INC|RGLD|Regal Securities, Inc|1800
KMI|KINDER MORGAN, INC|RHCO|Suntrust Robinson Humphrey, Inc.|57166
KMI|KINDER MORGAN, INC|SAGL|SAGETRADER, LLC|51804
KMI|KINDER MORGAN, INC|SAGW|SAGETRADER, LLC|200
KMI|KINDER MORGAN, INC|SALI|INTL FCSTONE FINANCIAL INC.|14388
KMI|KINDER MORGAN, INC|SBSH|Citigroup Global Markets Inc.|1667026
KMI|KINDER MORGAN, INC|SEIC|SEI Investments Distribution Co.|23649
KMI|KINDER MORGAN, INC|SGMT|GOLDMAN SACHS & CO. LLC|2870651
KMI|KINDER MORGAN, INC|SIBO|Prime Executions, Inc.|30624
KMI|KINDER MORGAN, INC|SIDC|Sidoti & Company, LLC|400
KMI|KINDER MORGAN, INC|SPDR|SPEEDROUTE LLC|79726
KMI|KINDER MORGAN, INC|SPGS|Sea Port Group Securities, LLC|1245
KMI|KINDER MORGAN, INC|SPHN|Stephens Inc.|15063
KMI|KINDER MORGAN, INC|SPNT|SEVEN POINTS CAPITAL, LLC|500
KMI|KINDER MORGAN, INC|STFL|Stifel, Nicolaus & Company, Incorporated|272331
KMI|KINDER MORGAN, INC|STKP|STOCKPILE INVESTMENTS, INC.|868
KMI|KINDER MORGAN, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20599
KMI|KINDER MORGAN, INC|SWIM|TD Ameritrade, Inc.|496605
KMI|KINDER MORGAN, INC|SWST|Hilltop Securities Inc.|41105
KMI|KINDER MORGAN, INC|TAGC|TELSEY ADVISORY GROUP LLC|364
KMI|KINDER MORGAN, INC|TKNG|ALLY INVEST SECURITIES LLC|61912
KMI|KINDER MORGAN, INC|TMBR|Timber Hill LLC|11970
KMI|KINDER MORGAN, INC|TRBT|Tradebot Systems, Inc.|759163
KMI|KINDER MORGAN, INC|TRCM|TRC MARKETS LLC|1190405
KMI|KINDER MORGAN, INC|TWTT|TASTYWORKS, INC.|1724
KMI|KINDER MORGAN, INC|UBSA|UBS SECURITIES LLC|7642488
KMI|KINDER MORGAN, INC|UBSS|UBS Securities LLC|6372451
KMI|KINDER MORGAN, INC|USCA|USCA Securities LLC|720
KMI|KINDER MORGAN, INC|VALX|VIRTU AMERICAS LLC|323116
KMI|KINDER MORGAN, INC|VGRD|Vanguard Marketing Corporation|528232
KMI|KINDER MORGAN, INC|WABR|Wall Street Access|7478
KMI|KINDER MORGAN, INC|WBLR|WILLIAM BLAIR|24402
KMI|KINDER MORGAN, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|14164
KMI|KINDER MORGAN, INC|WCHV|WELLS FARGO SECURITIES, LLC|2973219
KMI|KINDER MORGAN, INC|WDNX|WEEDEN & CO.L.P.|1734
KMI|KINDER MORGAN, INC|WEDB|WEDBUSH SECURITIES INC.|29094
KMI|KINDER MORGAN, INC|WEED|Weeden & Co.L.P.|88397
KMI|KINDER MORGAN, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|208958
KMI|KINDER MORGAN, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|240124
KMI|KINDER MORGAN, INC|WGIF|CIBC World Markets Inc.|11635
KMI|KINDER MORGAN, INC|WHOT|JUST2TRADE, INC.|221
KMI|KINDER MORGAN, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|7548
KMI|KINDER MORGAN, INC|WOLF|Wolfe Trahan Securities|1100
KMI|KINDER MORGAN, INC|WSEA|WOLVERINE SECURITIES, LLC|84131
KMI|KINDER MORGAN, INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2075
KMI|KINDER MORGAN, INC|WTFS|JUST2TRADE, INC.|1
KMI|KINDER MORGAN, INC|XIST|INSTINET, LLC|246424
KMI|KINDER MORGAN, INC|XPQR|Jump Trading|698
KMI|KINDER MORGAN, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|764360
KMI|KINDER MORGAN, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|514
KMI|KINDER MORGAN, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20181
KMI$A|KINDER MORGAN DEP SH|ALTX|Alternet Securities Inc.|3550
KMI$A|KINDER MORGAN DEP SH|APCC|Apex Clearing Corporation|15
KMI$A|KINDER MORGAN DEP SH|BAYC|BAY CREST PARTNERS, LLC|100
KMI$A|KINDER MORGAN DEP SH|BBNT|BB&T SECURITIES, LLC|8406
KMI$A|KINDER MORGAN DEP SH|BTIG|BTIG, LLC|11273
KMI$A|KINDER MORGAN DEP SH|BYXM|CBOE TRADING, INC.|1093
KMI$A|KINDER MORGAN DEP SH|CANT|Cantor Fitzgerald & Co.|2965
KMI$A|KINDER MORGAN DEP SH|CHAS|Charles Schwab & Co., Inc.|2965
KMI$A|KINDER MORGAN DEP SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12482
KMI$A|KINDER MORGAN DEP SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10574
KMI$A|KINDER MORGAN DEP SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|988
KMI$A|KINDER MORGAN DEP SH|DADA|D.A. Davidson & Co.|1800
KMI$A|KINDER MORGAN DEP SH|DBAX|Deutsche Bank Securities Inc.|27200
KMI$A|KINDER MORGAN DEP SH|DEAN|MORGAN STANLEY|18756
KMI$A|KINDER MORGAN DEP SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|416
KMI$A|KINDER MORGAN DEP SH|EBXL|EBX LLC|14700
KMI$A|KINDER MORGAN DEP SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|52
KMI$A|KINDER MORGAN DEP SH|EDJO|Edward D. Jones & Co., L.P.|951
KMI$A|KINDER MORGAN DEP SH|EGAM|CBOE TRADING, INC.|1450
KMI$A|KINDER MORGAN DEP SH|EGAW|CBOE TRADING, INC.|700
KMI$A|KINDER MORGAN DEP SH|EGXM|CBOE TRADING, INC.|100
KMI$A|KINDER MORGAN DEP SH|ETRS|E*Trade Securities LLC|15600
KMI$A|KINDER MORGAN DEP SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
KMI$A|KINDER MORGAN DEP SH|FTBR|Foliofn Investments, Inc.|8
KMI$A|KINDER MORGAN DEP SH|GLPX|ACS EXECUTION SERVICES, LLC|15859
KMI$A|KINDER MORGAN DEP SH|GSCO|GOLDMAN SACHS & CO. LLC|15280
KMI$A|KINDER MORGAN DEP SH|GSCS|GOLDMAN SACHS & CO. LLC|47954
KMI$A|KINDER MORGAN DEP SH|GSLT|GOLDMAN SACHS & CO. LLC|533
KMI$A|KINDER MORGAN DEP SH|GTSZ|GTS SECURITIES LLC|5357
KMI$A|KINDER MORGAN DEP SH|HRBF|American Enterprise Investment Services Inc.|1190
KMI$A|KINDER MORGAN DEP SH|IATS|INTERACTIVE BROKERS LLC|300
KMI$A|KINDER MORGAN DEP SH|ICBX|INSTINET, LLC|900
KMI$A|KINDER MORGAN DEP SH|INCA|INSTINET, LLC|4796
KMI$A|KINDER MORGAN DEP SH|ITGI|ITG Inc.|2406
KMI$A|KINDER MORGAN DEP SH|ITGP|ITG INC.|800
KMI$A|KINDER MORGAN DEP SH|JANY|Janney Montgomery Scott Inc.|1600
KMI$A|KINDER MORGAN DEP SH|JPMX|J.P. Morgan Securities LLC|5500
KMI$A|KINDER MORGAN DEP SH|JSJX|JANE STREET CAPITAL LLC|471
KMI$A|KINDER MORGAN DEP SH|KCGM|VIRTU Americas LLC|5673
KMI$A|KINDER MORGAN DEP SH|LEHM|Barclays Capital Inc./Le|7000
KMI$A|KINDER MORGAN DEP SH|LIME|Lime Brokerage LLC|1700
KMI$A|KINDER MORGAN DEP SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
KMI$A|KINDER MORGAN DEP SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8588
KMI$A|KINDER MORGAN DEP SH|MSCO|MORGAN STANLEY & CO. LLC|19311
KMI$A|KINDER MORGAN DEP SH|MSPL|MORGAN STANLEY & CO. LLC|1800
KMI$A|KINDER MORGAN DEP SH|MUFG|MUFG SECURITIES AMERICAS INC.|585482
KMI$A|KINDER MORGAN DEP SH|NATL|National Securities Corporation|200
KMI$A|KINDER MORGAN DEP SH|NFSC|National Financial Services LLC|58729
KMI$A|KINDER MORGAN DEP SH|NITE|VIRTU Americas LLC|125426
KMI$A|KINDER MORGAN DEP SH|OLDM|OLD MISSION CAPITAL, LLC|1849
KMI$A|KINDER MORGAN DEP SH|PDQM|CODA MARKETS, INC.|33339
KMI$A|KINDER MORGAN DEP SH|PWJC|UBS Financial Services, Inc.|200
KMI$A|KINDER MORGAN DEP SH|RBCM|RBC CAPITAL MARKETS, LLC|2585
KMI$A|KINDER MORGAN DEP SH|RHCO|Suntrust Robinson Humphrey, Inc.|100
KMI$A|KINDER MORGAN DEP SH|SAGC|SAGETRADER, LLC|1000
KMI$A|KINDER MORGAN DEP SH|SAGL|SAGETRADER, LLC|26266
KMI$A|KINDER MORGAN DEP SH|SBSH|Citigroup Global Markets Inc.|6268
KMI$A|KINDER MORGAN DEP SH|SGMT|GOLDMAN SACHS & CO. LLC|66211
KMI$A|KINDER MORGAN DEP SH|SPDR|SPEEDROUTE LLC|2900
KMI$A|KINDER MORGAN DEP SH|SPHN|Stephens Inc.|800
KMI$A|KINDER MORGAN DEP SH|STFL|Stifel, Nicolaus & Company, Incorporated|11500
KMI$A|KINDER MORGAN DEP SH|SWIM|TD Ameritrade, Inc.|1617
KMI$A|KINDER MORGAN DEP SH|SWST|Hilltop Securities Inc.|400
KMI$A|KINDER MORGAN DEP SH|TKNG|ALLY INVEST SECURITIES LLC|50
KMI$A|KINDER MORGAN DEP SH|TRBT|Tradebot Systems, Inc.|3387
KMI$A|KINDER MORGAN DEP SH|UBSA|UBS SECURITIES LLC|30282
KMI$A|KINDER MORGAN DEP SH|UBSS|UBS Securities LLC|39994
KMI$A|KINDER MORGAN DEP SH|VGRD|Vanguard Marketing Corporation|1145
KMI$A|KINDER MORGAN DEP SH|WBLR|WILLIAM BLAIR|2613
KMI$A|KINDER MORGAN DEP SH|WCHV|WELLS FARGO SECURITIES, LLC|73190
KMI$A|KINDER MORGAN DEP SH|WEDB|WEDBUSH SECURITIES INC.|675
KMI$A|KINDER MORGAN DEP SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|121
KMI$A|KINDER MORGAN DEP SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|3262
KMI$A|KINDER MORGAN DEP SH|YKNA|COMHAR CAPITAL MARKETS, LLC|900
KMI$A|KINDER MORGAN DEP SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3675
KMM|DEUTSCHE MULTI-MKT|ALTX|Alternet Securities Inc.|700
KMM|DEUTSCHE MULTI-MKT|BANK|Primevest Financial Services, Inc.|1376
KMM|DEUTSCHE MULTI-MKT|BARD|Robert W. Baird & Co. Incorporated|4517
KMM|DEUTSCHE MULTI-MKT|BATM|CBOE TRADING, INC.|15
KMM|DEUTSCHE MULTI-MKT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|260
KMM|DEUTSCHE MULTI-MKT|CHAS|Charles Schwab & Co., Inc.|4
KMM|DEUTSCHE MULTI-MKT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3593
KMM|DEUTSCHE MULTI-MKT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12156
KMM|DEUTSCHE MULTI-MKT|CXCX|CITIGROUP GLOBAL MARKETS INC.|7822
KMM|DEUTSCHE MULTI-MKT|DADA|D.A. Davidson & Co.|4451
KMM|DEUTSCHE MULTI-MKT|DBAX|Deutsche Bank Securities Inc.|4600
KMM|DEUTSCHE MULTI-MKT|DEAN|MORGAN STANLEY|2500
KMM|DEUTSCHE MULTI-MKT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7147
KMM|DEUTSCHE MULTI-MKT|EBXL|EBX LLC|9100
KMM|DEUTSCHE MULTI-MKT|EDJO|Edward D. Jones & Co., L.P.|965
KMM|DEUTSCHE MULTI-MKT|ETRS|E*Trade Securities LLC|8703
KMM|DEUTSCHE MULTI-MKT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2043
KMM|DEUTSCHE MULTI-MKT|FTBR|Foliofn Investments, Inc.|89430
KMM|DEUTSCHE MULTI-MKT|GLPX|ACS EXECUTION SERVICES, LLC|286
KMM|DEUTSCHE MULTI-MKT|GSCO|GOLDMAN SACHS & CO. LLC|402
KMM|DEUTSCHE MULTI-MKT|HRBF|American Enterprise Investment Services Inc.|8
KMM|DEUTSCHE MULTI-MKT|IBKR|Interactive Brokers Llc|900
KMM|DEUTSCHE MULTI-MKT|ICBX|INSTINET, LLC|4400
KMM|DEUTSCHE MULTI-MKT|INCA|INSTINET, LLC|849
KMM|DEUTSCHE MULTI-MKT|INJX|INSTINET, LLC|100
KMM|DEUTSCHE MULTI-MKT|ITGI|ITG Inc.|3177
KMM|DEUTSCHE MULTI-MKT|ITGP|ITG INC.|12400
KMM|DEUTSCHE MULTI-MKT|JEFF|JEFFERIES LLC|7375
KMM|DEUTSCHE MULTI-MKT|JPMX|J.P. Morgan Securities LLC|16010
KMM|DEUTSCHE MULTI-MKT|KCGM|VIRTU Americas LLC|7728
KMM|DEUTSCHE MULTI-MKT|LEHM|Barclays Capital Inc./Le|4600
KMM|DEUTSCHE MULTI-MKT|LIME|Lime Brokerage LLC|40
KMM|DEUTSCHE MULTI-MKT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1105
KMM|DEUTSCHE MULTI-MKT|MCBT|Moors & Cabot, Inc.|1300
KMM|DEUTSCHE MULTI-MKT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10220
KMM|DEUTSCHE MULTI-MKT|MSCO|MORGAN STANLEY & CO. LLC|15845
KMM|DEUTSCHE MULTI-MKT|MSPL|MORGAN STANLEY & CO. LLC|1500
KMM|DEUTSCHE MULTI-MKT|NATL|National Securities Corporation|11
KMM|DEUTSCHE MULTI-MKT|NFSC|National Financial Services LLC|64214
KMM|DEUTSCHE MULTI-MKT|NITE|VIRTU Americas LLC|165802
KMM|DEUTSCHE MULTI-MKT|NQRB|Brut, LLC|100
KMM|DEUTSCHE MULTI-MKT|PDQM|CODA MARKETS, INC.|636
KMM|DEUTSCHE MULTI-MKT|PWJC|UBS Financial Services, Inc.|161
KMM|DEUTSCHE MULTI-MKT|RBCM|RBC CAPITAL MARKETS, LLC|410
KMM|DEUTSCHE MULTI-MKT|SGMT|GOLDMAN SACHS & CO. LLC|7544
KMM|DEUTSCHE MULTI-MKT|SPDR|SPEEDROUTE LLC|100
KMM|DEUTSCHE MULTI-MKT|STFL|Stifel, Nicolaus & Company, Incorporated|1668
KMM|DEUTSCHE MULTI-MKT|TRBT|Tradebot Systems, Inc.|1188
KMM|DEUTSCHE MULTI-MKT|UBSA|UBS SECURITIES LLC|16517
KMM|DEUTSCHE MULTI-MKT|UBSS|UBS Securities LLC|15249
KMM|DEUTSCHE MULTI-MKT|VGRD|Vanguard Marketing Corporation|2348
KMM|DEUTSCHE MULTI-MKT|WCHV|WELLS FARGO SECURITIES, LLC|28688
KMM|DEUTSCHE MULTI-MKT|WEDB|WEDBUSH SECURITIES INC.|1900
KMM|DEUTSCHE MULTI-MKT|WSEA|WOLVERINE SECURITIES, LLC|1
KMM|DEUTSCHE MULTI-MKT|XSTM|NATIONAL FINANCIAL SERVICES LLC|4956
KMM|DEUTSCHE MULTI-MKT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1102
KMPA|KEMPER CP 7.375 DEBS|BARD|Robert W. Baird & Co. Incorporated|2940
KMPA|KEMPER CP 7.375 DEBS|BATM|CBOE TRADING, INC.|100
KMPA|KEMPER CP 7.375 DEBS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|535
KMPA|KEMPER CP 7.375 DEBS|DEAN|MORGAN STANLEY|2000
KMPA|KEMPER CP 7.375 DEBS|EBXL|EBX LLC|100
KMPA|KEMPER CP 7.375 DEBS|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
KMPA|KEMPER CP 7.375 DEBS|ETRS|E*Trade Securities LLC|421
KMPA|KEMPER CP 7.375 DEBS|GSCO|GOLDMAN SACHS & CO. LLC|200
KMPA|KEMPER CP 7.375 DEBS|GSCS|GOLDMAN SACHS & CO. LLC|100
KMPA|KEMPER CP 7.375 DEBS|ICBX|INSTINET, LLC|200
KMPA|KEMPER CP 7.375 DEBS|INCA|INSTINET, LLC|100
KMPA|KEMPER CP 7.375 DEBS|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
KMPA|KEMPER CP 7.375 DEBS|KCGM|VIRTU Americas LLC|100
KMPA|KEMPER CP 7.375 DEBS|LEHM|Barclays Capital Inc./Le|600
KMPA|KEMPER CP 7.375 DEBS|LIME|Lime Brokerage LLC|48
KMPA|KEMPER CP 7.375 DEBS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
KMPA|KEMPER CP 7.375 DEBS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
KMPA|KEMPER CP 7.375 DEBS|NFSC|National Financial Services LLC|3290
KMPA|KEMPER CP 7.375 DEBS|NITE|VIRTU Americas LLC|5654
KMPA|KEMPER CP 7.375 DEBS|NQRB|Brut, LLC|800
KMPA|KEMPER CP 7.375 DEBS|PCPT|PHILLIP CAPITAL INC.|1053
KMPA|KEMPER CP 7.375 DEBS|PWJC|UBS Financial Services, Inc.|1800
KMPA|KEMPER CP 7.375 DEBS|RBCM|RBC CAPITAL MARKETS, LLC|200
KMPA|KEMPER CP 7.375 DEBS|SGMT|GOLDMAN SACHS & CO. LLC|200
KMPA|KEMPER CP 7.375 DEBS|SWIM|TD Ameritrade, Inc.|1200
KMPA|KEMPER CP 7.375 DEBS|UBSA|UBS SECURITIES LLC|448
KMPA|KEMPER CP 7.375 DEBS|UBSS|UBS Securities LLC|6311
KMPA|KEMPER CP 7.375 DEBS|VGRD|Vanguard Marketing Corporation|1363
KMPA|KEMPER CP 7.375 DEBS|WCHV|WELLS FARGO SECURITIES, LLC|33535
KMPA|KEMPER CP 7.375 DEBS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|82
KMPH|KEMPHARM, INC. CMN|ALTX|Alternet Securities Inc.|100
KMPH|KEMPHARM, INC. CMN|APCC|Apex Clearing Corporation|197
KMPH|KEMPHARM, INC. CMN|BAYC|BAY CREST PARTNERS, LLC|304
KMPH|KEMPHARM, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|2150
KMPH|KEMPHARM, INC. CMN|BTIG|BTIG, LLC|200
KMPH|KEMPHARM, INC. CMN|CHAS|Charles Schwab & Co., Inc.|648
KMPH|KEMPHARM, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1900
KMPH|KEMPHARM, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32571
KMPH|KEMPHARM, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4052
KMPH|KEMPHARM, INC. CMN|DBAB|Deutsche Bank Securities Inc.|5232
KMPH|KEMPHARM, INC. CMN|DBAX|Deutsche Bank Securities Inc.|27300
KMPH|KEMPHARM, INC. CMN|DEAN|MORGAN STANLEY|6600
KMPH|KEMPHARM, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|11101
KMPH|KEMPHARM, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26020
KMPH|KEMPHARM, INC. CMN|EBXL|EBX LLC|43400
KMPH|KEMPHARM, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|6200
KMPH|KEMPHARM, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|7902
KMPH|KEMPHARM, INC. CMN|EGAM|CBOE TRADING, INC.|800
KMPH|KEMPHARM, INC. CMN|EGXM|CBOE TRADING, INC.|100
KMPH|KEMPHARM, INC. CMN|ETCB|ETC BROKERAGE SERVICES, LLC|916
KMPH|KEMPHARM, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|711
KMPH|KEMPHARM, INC. CMN|ETRS|E*Trade Securities LLC|41474
KMPH|KEMPHARM, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|11871
KMPH|KEMPHARM, INC. CMN|FILL|Tradestation Securities, Inc.|786
KMPH|KEMPHARM, INC. CMN|FMAF|NBCN Inc./ CDS|500
KMPH|KEMPHARM, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|225388
KMPH|KEMPHARM, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10796
KMPH|KEMPHARM, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|500
KMPH|KEMPHARM, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|22944
KMPH|KEMPHARM, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|4400
KMPH|KEMPHARM, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|406
KMPH|KEMPHARM, INC. CMN|GTSZ|GTS SECURITIES LLC|3586
KMPH|KEMPHARM, INC. CMN|HRBF|American Enterprise Investment Services Inc.|250
KMPH|KEMPHARM, INC. CMN|IATS|INTERACTIVE BROKERS LLC|42
KMPH|KEMPHARM, INC. CMN|IBKR|Interactive Brokers Llc|6861
KMPH|KEMPHARM, INC. CMN|ICBX|INSTINET, LLC|20066
KMPH|KEMPHARM, INC. CMN|INCA|INSTINET, LLC|10662
KMPH|KEMPHARM, INC. CMN|INJX|INSTINET, LLC|1450
KMPH|KEMPHARM, INC. CMN|ITGI|ITG Inc.|2237
KMPH|KEMPHARM, INC. CMN|ITGP|ITG INC.|11400
KMPH|KEMPHARM, INC. CMN|JANY|Janney Montgomery Scott Inc.|79630
KMPH|KEMPHARM, INC. CMN|JEFF|JEFFERIES LLC|22342
KMPH|KEMPHARM, INC. CMN|JMPT|JUMP TRADING, LLC|1298
KMPH|KEMPHARM, INC. CMN|JPMX|J.P. Morgan Securities LLC|36594
KMPH|KEMPHARM, INC. CMN|JSJX|JANE STREET CAPITAL LLC|339
KMPH|KEMPHARM, INC. CMN|KCGM|VIRTU Americas LLC|9684
KMPH|KEMPHARM, INC. CMN|LEHM|Barclays Capital Inc./Le|18924
KMPH|KEMPHARM, INC. CMN|LIME|Lime Brokerage LLC|27204
KMPH|KEMPHARM, INC. CMN|LQNA|LIQUIDNET, INC.|49700
KMPH|KEMPHARM, INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
KMPH|KEMPHARM, INC. CMN|MAXM|Maxim Group LLC|154
KMPH|KEMPHARM, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15814
KMPH|KEMPHARM, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|81110
KMPH|KEMPHARM, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|25700
KMPH|KEMPHARM, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|400
KMPH|KEMPHARM, INC. CMN|NBCS|NBC Securities, INC.|4000
KMPH|KEMPHARM, INC. CMN|NFSC|National Financial Services LLC|79006
KMPH|KEMPHARM, INC. CMN|NITE|VIRTU Americas LLC|589272
KMPH|KEMPHARM, INC. CMN|OPCO|Oppenheimer & Co. Inc.|1600
KMPH|KEMPHARM, INC. CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6500
KMPH|KEMPHARM, INC. CMN|PDQM|CODA MARKETS, INC.|3359
KMPH|KEMPHARM, INC. CMN|PWJC|UBS Financial Services, Inc.|300
KMPH|KEMPHARM, INC. CMN|RAJA|Raymond James & Associates, Inc.|1825
KMPH|KEMPHARM, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|47822
KMPH|KEMPHARM, INC. CMN|SBSH|Citigroup Global Markets Inc.|700
KMPH|KEMPHARM, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|12253
KMPH|KEMPHARM, INC. CMN|SPDR|SPEEDROUTE LLC|300
KMPH|KEMPHARM, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2691
KMPH|KEMPHARM, INC. CMN|SWIM|TD Ameritrade, Inc.|259160
KMPH|KEMPHARM, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|695
KMPH|KEMPHARM, INC. CMN|TRBT|Tradebot Systems, Inc.|2148
KMPH|KEMPHARM, INC. CMN|TRCM|TRC MARKETS LLC|14648
KMPH|KEMPHARM, INC. CMN|UBSA|UBS SECURITIES LLC|71876
KMPH|KEMPHARM, INC. CMN|UBSS|UBS Securities LLC|56491
KMPH|KEMPHARM, INC. CMN|VALX|VIRTU AMERICAS LLC|1046
KMPH|KEMPHARM, INC. CMN|VGRD|Vanguard Marketing Corporation|3528
KMPH|KEMPHARM, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|12516
KMPH|KEMPHARM, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6
KMPH|KEMPHARM, INC. CMN|WFPB|Wells Fargo Securities, LLC.|686
KMPH|KEMPHARM, INC. CMN|WGIF|CIBC World Markets Inc.|10000
KMPH|KEMPHARM, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|2265
KMPH|KEMPHARM, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|12600
KMPH|KEMPHARM, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|152
KMPR|KEMPER CORP|ABLE|NATIXIS Securities Americas LLC|1718
KMPR|KEMPER CORP|APCC|Apex Clearing Corporation|389
KMPR|KEMPER CORP|BARD|Robert W. Baird & Co. Incorporated|8
KMPR|KEMPER CORP|BATM|CBOE TRADING, INC.|1526
KMPR|KEMPER CORP|BAYC|BAY CREST PARTNERS, LLC|50
KMPR|KEMPER CORP|BBNT|BB&T SECURITIES, LLC|50
KMPR|KEMPER CORP|BERN|Sanford C. Bernstein & Co., LLC|15916
KMPR|KEMPER CORP|BIDS|BIDS TRADING L.P.|800
KMPR|KEMPER CORP|BKCM|BNY Mellon Capital Markets LLC|10040
KMPR|KEMPER CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66
KMPR|KEMPER CORP|BLKX|INSTINET, LLC|20500
KMPR|KEMPER CORP|BNPX|BNP PARIBAS SECURITIES CORP.|19127
KMPR|KEMPER CORP|BRVL|BLAYLOCK VAN, LLC|1700
KMPR|KEMPER CORP|BTIG|BTIG, LLC|2862
KMPR|KEMPER CORP|BYXM|CBOE TRADING, INC.|400
KMPR|KEMPER CORP|BZYD|GOLDMAN SACHS & CO. LLC|122
KMPR|KEMPER CORP|CANT|Cantor Fitzgerald & Co.|10
KMPR|KEMPER CORP|CHAS|Charles Schwab & Co., Inc.|205
KMPR|KEMPER CORP|CIST|Capital Institutional Services, Inc.|253
KMPR|KEMPER CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75998
KMPR|KEMPER CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2352
KMPR|KEMPER CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
KMPR|KEMPER CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|194034
KMPR|KEMPER CORP|CTDL|Citadel Derivatives Group Llc|4805
KMPR|KEMPER CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|23512
KMPR|KEMPER CORP|DBAB|Deutsche Bank Securities Inc.|88968
KMPR|KEMPER CORP|DBAX|Deutsche Bank Securities Inc.|106100
KMPR|KEMPER CORP|DEAN|MORGAN STANLEY|154
KMPR|KEMPER CORP|DEGS|RONIN PROFESSIONAL LLC|1434
KMPR|KEMPER CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1548
KMPR|KEMPER CORP|EBXL|EBX LLC|87600
KMPR|KEMPER CORP|EDJC|Edward Jones / CDS|60
KMPR|KEMPER CORP|EDJO|Edward D. Jones & Co., L.P.|335
KMPR|KEMPER CORP|EGAM|CBOE TRADING, INC.|7949
KMPR|KEMPER CORP|EGAW|CBOE TRADING, INC.|54
KMPR|KEMPER CORP|EGXM|CBOE TRADING, INC.|309
KMPR|KEMPER CORP|EGXW|CBOE TRADING, INC.|28
KMPR|KEMPER CORP|ELEV|ELEVATION, LLC|747
KMPR|KEMPER CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16279
KMPR|KEMPER CORP|ETRS|E*Trade Securities LLC|4413
KMPR|KEMPER CORP|FILL|Tradestation Securities, Inc.|148
KMPR|KEMPER CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3185
KMPR|KEMPER CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15330
KMPR|KEMPER CORP|FTBR|Foliofn Investments, Inc.|4324
KMPR|KEMPER CORP|GLPX|ACS EXECUTION SERVICES, LLC|3085
KMPR|KEMPER CORP|GSCO|GOLDMAN SACHS & CO. LLC|160560
KMPR|KEMPER CORP|GSCS|GOLDMAN SACHS & CO. LLC|6763
KMPR|KEMPER CORP|GSLT|GOLDMAN SACHS & CO. LLC|2793
KMPR|KEMPER CORP|GTSZ|GTS SECURITIES LLC|21108
KMPR|KEMPER CORP|HRBF|American Enterprise Investment Services Inc.|292
KMPR|KEMPER CORP|HSBC|HSBC Securities, Inc.|200
KMPR|KEMPER CORP|IATS|INTERACTIVE BROKERS LLC|1714
KMPR|KEMPER CORP|IBKR|Interactive Brokers Llc|4011
KMPR|KEMPER CORP|ICBX|INSTINET, LLC|34355
KMPR|KEMPER CORP|IEQY|CITADEL SECURITIES LLC|31656
KMPR|KEMPER CORP|INCA|INSTINET, LLC|83856
KMPR|KEMPER CORP|INJX|INSTINET, LLC|14179
KMPR|KEMPER CORP|ITGI|ITG Inc.|32663
KMPR|KEMPER CORP|ITGP|ITG INC.|110000
KMPR|KEMPER CORP|JEFF|JEFFERIES LLC|30214
KMPR|KEMPER CORP|JMPT|JUMP TRADING, LLC|13230
KMPR|KEMPER CORP|JONE|JonesTrading|2140
KMPR|KEMPER CORP|JPBX|J.P. MORGAN SECURITIES LLC|11668
KMPR|KEMPER CORP|JPMX|J.P. Morgan Securities LLC|295030
KMPR|KEMPER CORP|JSJX|JANE STREET CAPITAL LLC|11698
KMPR|KEMPER CORP|KBWI|Keefe, Bruyette & Woods, Inc.|100
KMPR|KEMPER CORP|KCGM|VIRTU Americas LLC|23552
KMPR|KEMPER CORP|LEHM|Barclays Capital Inc./Le|126959
KMPR|KEMPER CORP|LIME|Lime Brokerage LLC|10777
KMPR|KEMPER CORP|LOOP|Loop Capital Markets LLC|200
KMPR|KEMPER CORP|LQNA|LIQUIDNET, INC.|20000
KMPR|KEMPER CORP|LSCI|Lek Securities Corporation|3
KMPR|KEMPER CORP|MACQ|Macquarie Capital (USA) Inc.|5032
KMPR|KEMPER CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|141874
KMPR|KEMPER CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|340
KMPR|KEMPER CORP|MSCO|MORGAN STANLEY & CO. LLC|192522
KMPR|KEMPER CORP|MSPL|MORGAN STANLEY & CO. LLC|139800
KMPR|KEMPER CORP|MSTX|MORGAN STANLEY & CO. LLC|29800
KMPR|KEMPER CORP|NFSC|National Financial Services LLC|16258
KMPR|KEMPER CORP|NITE|VIRTU Americas LLC|95573
KMPR|KEMPER CORP|NITP|VIRTU Americas LLC|1910
KMPR|KEMPER CORP|NQRB|Brut, LLC|4175
KMPR|KEMPER CORP|NTRC|Northern Trust Securities, Inc.|932
KMPR|KEMPER CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|200
KMPR|KEMPER CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1375
KMPR|KEMPER CORP|PDQM|CODA MARKETS, INC.|12787
KMPR|KEMPER CORP|PWJC|UBS Financial Services, Inc.|800
KMPR|KEMPER CORP|RBCM|RBC CAPITAL MARKETS, LLC|56
KMPR|KEMPER CORP|RHCO|Suntrust Robinson Humphrey, Inc.|19000
KMPR|KEMPER CORP|SAGL|SAGETRADER, LLC|200
KMPR|KEMPER CORP|SAGW|SAGETRADER, LLC|100
KMPR|KEMPER CORP|SBSH|Citigroup Global Markets Inc.|24629
KMPR|KEMPER CORP|SGMT|GOLDMAN SACHS & CO. LLC|60777
KMPR|KEMPER CORP|SPDR|SPEEDROUTE LLC|33723
KMPR|KEMPER CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1600
KMPR|KEMPER CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|210
KMPR|KEMPER CORP|SWIM|TD Ameritrade, Inc.|1382
KMPR|KEMPER CORP|TKNG|ALLY INVEST SECURITIES LLC|1940
KMPR|KEMPER CORP|TRBT|Tradebot Systems, Inc.|3455
KMPR|KEMPER CORP|TRCM|TRC MARKETS LLC|17523
KMPR|KEMPER CORP|TWTT|TASTYWORKS, INC.|70
KMPR|KEMPER CORP|UBSS|UBS Securities LLC|216371
KMPR|KEMPER CORP|VALX|VIRTU AMERICAS LLC|17846
KMPR|KEMPER CORP|VGRD|Vanguard Marketing Corporation|640
KMPR|KEMPER CORP|WBLR|WILLIAM BLAIR|13094
KMPR|KEMPER CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|19349
KMPR|KEMPER CORP|WCHV|WELLS FARGO SECURITIES, LLC|33263
KMPR|KEMPER CORP|WDNX|WEEDEN & CO.L.P.|4184
KMPR|KEMPER CORP|WEED|Weeden & Co.L.P.|1659
KMPR|KEMPER CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29826
KMPR|KEMPER CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8219
KMPR|KEMPER CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|168
KMPR|KEMPER CORP|WSEA|WOLVERINE SECURITIES, LLC|1000
KMPR|KEMPER CORP|XIST|INSTINET, LLC|20228
KMPR|KEMPER CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
KMPR|KEMPER CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|501
KMT|KENNAMETAL INC|ALTX|Alternet Securities Inc.|3100
KMT|KENNAMETAL INC|APCC|Apex Clearing Corporation|432
KMT|KENNAMETAL INC|AQUA|AQUA SECURITIES L.P.|29500
KMT|KENNAMETAL INC|BARD|Robert W. Baird & Co. Incorporated|76
KMT|KENNAMETAL INC|BATM|CBOE TRADING, INC.|8020
KMT|KENNAMETAL INC|BAYT|BTIG, LLC|11000
KMT|KENNAMETAL INC|BERN|Sanford C. Bernstein & Co., LLC|75384
KMT|KENNAMETAL INC|BIDS|BIDS TRADING L.P.|62200
KMT|KENNAMETAL INC|BKCM|BNY Mellon Capital Markets LLC|16026
KMT|KENNAMETAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3199
KMT|KENNAMETAL INC|BLKX|INSTINET, LLC|296596
KMT|KENNAMETAL INC|BNPX|BNP PARIBAS SECURITIES CORP.|8733
KMT|KENNAMETAL INC|BRVL|BLAYLOCK VAN, LLC|700
KMT|KENNAMETAL INC|BTIG|BTIG, LLC|1035
KMT|KENNAMETAL INC|BYXM|CBOE TRADING, INC.|400
KMT|KENNAMETAL INC|BZYD|GOLDMAN SACHS & CO. LLC|400
KMT|KENNAMETAL INC|CANT|Cantor Fitzgerald & Co.|3192
KMT|KENNAMETAL INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|16684
KMT|KENNAMETAL INC|CHAS|Charles Schwab & Co., Inc.|1082
KMT|KENNAMETAL INC|CIST|Capital Institutional Services, Inc.|629
KMT|KENNAMETAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154112
KMT|KENNAMETAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1585
KMT|KENNAMETAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|413265
KMT|KENNAMETAL INC|CTDL|Citadel Derivatives Group Llc|2035
KMT|KENNAMETAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|53648
KMT|KENNAMETAL INC|DADA|D.A. Davidson & Co.|1682
KMT|KENNAMETAL INC|DBAB|Deutsche Bank Securities Inc.|252857
KMT|KENNAMETAL INC|DBAX|Deutsche Bank Securities Inc.|267900
KMT|KENNAMETAL INC|DBUL|Deutsche Bank Securities Inc.|9558
KMT|KENNAMETAL INC|DCHF|Dart Executions, LLC|1043
KMT|KENNAMETAL INC|DEAN|MORGAN STANLEY|12117
KMT|KENNAMETAL INC|DEGS|RONIN PROFESSIONAL LLC|800
KMT|KENNAMETAL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
KMT|KENNAMETAL INC|EBXL|EBX LLC|215900
KMT|KENNAMETAL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6069
KMT|KENNAMETAL INC|EDJO|Edward D. Jones & Co., L.P.|122
KMT|KENNAMETAL INC|EGAM|CBOE TRADING, INC.|8064
KMT|KENNAMETAL INC|EGMT|EG MARKET TECHNOLOGIES LLC|1200
KMT|KENNAMETAL INC|EGXM|CBOE TRADING, INC.|2551
KMT|KENNAMETAL INC|ETBE|Electronic Transaction Clearing, Inc.|16907
KMT|KENNAMETAL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29016
KMT|KENNAMETAL INC|ETRS|E*Trade Securities LLC|16538
KMT|KENNAMETAL INC|FBSB|U.S. Bancorp Investments, Inc.|1
KMT|KENNAMETAL INC|FILL|Tradestation Securities, Inc.|1001
KMT|KENNAMETAL INC|FMAF|NBCN Inc./ CDS|26
KMT|KENNAMETAL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7537
KMT|KENNAMETAL INC|FQLS|Quantlab Securities LP|304876
KMT|KENNAMETAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97506
KMT|KENNAMETAL INC|FTBR|Foliofn Investments, Inc.|1209
KMT|KENNAMETAL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1345
KMT|KENNAMETAL INC|GLPX|ACS EXECUTION SERVICES, LLC|10140
KMT|KENNAMETAL INC|GSCO|GOLDMAN SACHS & CO. LLC|829675
KMT|KENNAMETAL INC|GSCS|GOLDMAN SACHS & CO. LLC|2029
KMT|KENNAMETAL INC|GSLT|GOLDMAN SACHS & CO. LLC|10023
KMT|KENNAMETAL INC|GTSZ|GTS SECURITIES LLC|117701
KMT|KENNAMETAL INC|HPPX|POTAMUS TRADING, LLC|402
KMT|KENNAMETAL INC|HRBF|American Enterprise Investment Services Inc.|2270
KMT|KENNAMETAL INC|HSBC|HSBC Securities, Inc.|100
KMT|KENNAMETAL INC|IATS|INTERACTIVE BROKERS LLC|4915
KMT|KENNAMETAL INC|IBKR|Interactive Brokers Llc|3305
KMT|KENNAMETAL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|917
KMT|KENNAMETAL INC|ICBX|INSTINET, LLC|80271
KMT|KENNAMETAL INC|IEQY|CITADEL SECURITIES LLC|90768
KMT|KENNAMETAL INC|INCA|INSTINET, LLC|215236
KMT|KENNAMETAL INC|INJX|INSTINET, LLC|6293
KMT|KENNAMETAL INC|ITGI|ITG Inc.|29215
KMT|KENNAMETAL INC|ITGP|ITG INC.|63200
KMT|KENNAMETAL INC|JANY|Janney Montgomery Scott Inc.|4482
KMT|KENNAMETAL INC|JEFF|JEFFERIES LLC|181281
KMT|KENNAMETAL INC|JMPT|JUMP TRADING, LLC|87722
KMT|KENNAMETAL INC|JPBX|J.P. MORGAN SECURITIES LLC|144984
KMT|KENNAMETAL INC|JPMX|J.P. Morgan Securities LLC|697933
KMT|KENNAMETAL INC|JSJX|JANE STREET CAPITAL LLC|4469
KMT|KENNAMETAL INC|JSSF|JMP Securities LLC|7109
KMT|KENNAMETAL INC|KCGM|VIRTU Americas LLC|40867
KMT|KENNAMETAL INC|LEHM|Barclays Capital Inc./Le|455720
KMT|KENNAMETAL INC|LIME|Lime Brokerage LLC|33887
KMT|KENNAMETAL INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|29400
KMT|KENNAMETAL INC|LOOP|Loop Capital Markets LLC|61735
KMT|KENNAMETAL INC|LQNA|LIQUIDNET, INC.|121500
KMT|KENNAMETAL INC|LSCI|Lek Securities Corporation|5
KMT|KENNAMETAL INC|MACC|Mid Atlantic Capital Corporation|886
KMT|KENNAMETAL INC|MACQ|Macquarie Capital (USA) Inc.|4464
KMT|KENNAMETAL INC|MAXM|Maxim Group LLC|64
KMT|KENNAMETAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|262974
KMT|KENNAMETAL INC|MOTF|MOTIF INVESTING, INC.|2
KMT|KENNAMETAL INC|MSCO|MORGAN STANLEY & CO. LLC|1415734
KMT|KENNAMETAL INC|MSPL|MORGAN STANLEY & CO. LLC|401800
KMT|KENNAMETAL INC|MSTX|MORGAN STANLEY & CO. LLC|136800
KMT|KENNAMETAL INC|NFSC|National Financial Services LLC|90742
KMT|KENNAMETAL INC|NITE|VIRTU Americas LLC|211621
KMT|KENNAMETAL INC|NITP|VIRTU Americas LLC|200
KMT|KENNAMETAL INC|NQRB|Brut, LLC|58377
KMT|KENNAMETAL INC|OPCO|Oppenheimer & Co. Inc.|2150
KMT|KENNAMETAL INC|PASL|Pershing Advisor Solutions LLC|2005
KMT|KENNAMETAL INC|PDQM|CODA MARKETS, INC.|29743
KMT|KENNAMETAL INC|PICT|Pictet Overseas Inc.|72
KMT|KENNAMETAL INC|PNSR|Penserra Securities, LLC|300
KMT|KENNAMETAL INC|PWJC|UBS Financial Services, Inc.|100
KMT|KENNAMETAL INC|QMSR|QUATTRO M SECURITIES INC.|1575
KMT|KENNAMETAL INC|RBCM|RBC CAPITAL MARKETS, LLC|1670
KMT|KENNAMETAL INC|ROTH|Roth Capital Partners, LLC|500
KMT|KENNAMETAL INC|SAGL|SAGETRADER, LLC|14800
KMT|KENNAMETAL INC|SAGW|SAGETRADER, LLC|4
KMT|KENNAMETAL INC|SALI|INTL FCSTONE FINANCIAL INC.|45
KMT|KENNAMETAL INC|SBSH|Citigroup Global Markets Inc.|89961
KMT|KENNAMETAL INC|SGMT|GOLDMAN SACHS & CO. LLC|197242
KMT|KENNAMETAL INC|SIDC|Sidoti & Company, LLC|600
KMT|KENNAMETAL INC|SPDR|SPEEDROUTE LLC|7400
KMT|KENNAMETAL INC|SPGS|Sea Port Group Securities, LLC|115700
KMT|KENNAMETAL INC|STFL|Stifel, Nicolaus & Company, Incorporated|48602
KMT|KENNAMETAL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3194
KMT|KENNAMETAL INC|SWIM|TD Ameritrade, Inc.|3480
KMT|KENNAMETAL INC|SWST|Hilltop Securities Inc.|35777
KMT|KENNAMETAL INC|TKNG|ALLY INVEST SECURITIES LLC|480
KMT|KENNAMETAL INC|TRBT|Tradebot Systems, Inc.|252332
KMT|KENNAMETAL INC|TRCM|TRC MARKETS LLC|97844
KMT|KENNAMETAL INC|UBSA|UBS SECURITIES LLC|521311
KMT|KENNAMETAL INC|UBSS|UBS Securities LLC|691663
KMT|KENNAMETAL INC|VALX|VIRTU AMERICAS LLC|11730
KMT|KENNAMETAL INC|VGRD|Vanguard Marketing Corporation|503
KMT|KENNAMETAL INC|WBLR|WILLIAM BLAIR|1700
KMT|KENNAMETAL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1100
KMT|KENNAMETAL INC|WCHV|WELLS FARGO SECURITIES, LLC|101708
KMT|KENNAMETAL INC|WDNX|WEEDEN & CO.L.P.|10988
KMT|KENNAMETAL INC|WEDB|WEDBUSH SECURITIES INC.|1147
KMT|KENNAMETAL INC|WEED|Weeden & Co.L.P.|5052
KMT|KENNAMETAL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3392
KMT|KENNAMETAL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2389
KMT|KENNAMETAL INC|WGIF|CIBC World Markets Inc.|59
KMT|KENNAMETAL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|269
KMT|KENNAMETAL INC|WSEA|WOLVERINE SECURITIES, LLC|7160
KMT|KENNAMETAL INC|XIST|INSTINET, LLC|46000
KMT|KENNAMETAL INC|XPQR|Jump Trading|6398
KMT|KENNAMETAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|23956
KMT|KENNAMETAL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|727
KMT|KENNAMETAL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3782
KMX|CARMAX INC|ABLE|NATIXIS Securities Americas LLC|95266
KMX|CARMAX INC|ADAM|CANACCORD GENUITY INC.|45781
KMX|CARMAX INC|AGIS|Aegis Capital Corp.|200
KMX|CARMAX INC|ALTX|Alternet Securities Inc.|40351
KMX|CARMAX INC|ANOS|ABEL/NOSER, L.L.C.|3265
KMX|CARMAX INC|APCC|Apex Clearing Corporation|12511
KMX|CARMAX INC|BALE|M&T SECURITIES, INC.|227
KMX|CARMAX INC|BAQP|BURKE & QUICK PARTNERS LLC|1583
KMX|CARMAX INC|BARD|Robert W. Baird & Co. Incorporated|15366
KMX|CARMAX INC|BATM|CBOE TRADING, INC.|15625
KMX|CARMAX INC|BAYC|BAY CREST PARTNERS, LLC|103
KMX|CARMAX INC|BAYT|BTIG, LLC|19868
KMX|CARMAX INC|BBNT|BB&T SECURITIES, LLC|4243
KMX|CARMAX INC|BERN|Sanford C. Bernstein & Co., LLC|153380
KMX|CARMAX INC|BGCE|BGC Financial Inc.|2480
KMX|CARMAX INC|BIAD|SAGETRADER, LLC|980
KMX|CARMAX INC|BIDS|BIDS TRADING L.P.|7200
KMX|CARMAX INC|BIMI|Banca IMI Securities Corp.|248
KMX|CARMAX INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4338
KMX|CARMAX INC|BLKX|INSTINET, LLC|239122
KMX|CARMAX INC|BMOC|BMO Capital Markets Corp.|605
KMX|CARMAX INC|BNCH|The Benchmark Company, LLC|121211
KMX|CARMAX INC|BNPX|BNP PARIBAS SECURITIES CORP.|69200
KMX|CARMAX INC|BRGE|Newbridge Securities Corp.|123
KMX|CARMAX INC|BTIG|BTIG, LLC|14058
KMX|CARMAX INC|BYXM|CBOE TRADING, INC.|3395
KMX|CARMAX INC|BZYD|GOLDMAN SACHS & CO. LLC|300
KMX|CARMAX INC|CABR|Cabrera Capital Markets, Inc.|850
KMX|CARMAX INC|CANT|Cantor Fitzgerald & Co.|200
KMX|CARMAX INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|89400
KMX|CARMAX INC|CHAS|Charles Schwab & Co., Inc.|407
KMX|CARMAX INC|CIBP|CIBC World Markets Corp.|9969
KMX|CARMAX INC|CIST|Capital Institutional Services, Inc.|234
KMX|CARMAX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|276793
KMX|CARMAX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|106845
KMX|CARMAX INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12902
KMX|CARMAX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1278665
KMX|CARMAX INC|CTDL|Citadel Derivatives Group Llc|19295
KMX|CARMAX INC|CTLR|CUTLER GROUP, LP|3410
KMX|CARMAX INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|207320
KMX|CARMAX INC|DADA|D.A. Davidson & Co.|400
KMX|CARMAX INC|DAVA|Davenport & Company LLC|117958
KMX|CARMAX INC|DBAB|Deutsche Bank Securities Inc.|620551
KMX|CARMAX INC|DBAX|Deutsche Bank Securities Inc.|839600
KMX|CARMAX INC|DBUL|Deutsche Bank Securities Inc.|5904
KMX|CARMAX INC|DCHF|Dart Executions, LLC|13100
KMX|CARMAX INC|DEAN|MORGAN STANLEY|12633
KMX|CARMAX INC|DEGS|RONIN PROFESSIONAL LLC|4275
KMX|CARMAX INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13778
KMX|CARMAX INC|EBXL|EBX LLC|716800
KMX|CARMAX INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|115514
KMX|CARMAX INC|EDJO|Edward D. Jones & Co., L.P.|3661
KMX|CARMAX INC|EGAM|CBOE TRADING, INC.|59956
KMX|CARMAX INC|EGAW|CBOE TRADING, INC.|538
KMX|CARMAX INC|EGMT|EG MARKET TECHNOLOGIES LLC|1980
KMX|CARMAX INC|EGXM|CBOE TRADING, INC.|12779
KMX|CARMAX INC|EGXW|CBOE TRADING, INC.|180
KMX|CARMAX INC|ELEV|ELEVATION, LLC|48900
KMX|CARMAX INC|ETBE|Electronic Transaction Clearing, Inc.|88014
KMX|CARMAX INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
KMX|CARMAX INC|ETCB|ETC BROKERAGE SERVICES, LLC|500
KMX|CARMAX INC|ETCC|Electronic Transaction Clearing, Inc.|892
KMX|CARMAX INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|112743
KMX|CARMAX INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|350
KMX|CARMAX INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1384
KMX|CARMAX INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5972
KMX|CARMAX INC|ETRS|E*Trade Securities LLC|709790
KMX|CARMAX INC|FBSB|U.S. Bancorp Investments, Inc.|104
KMX|CARMAX INC|FIDT|Fidelity Clearing Canada ULC./ CDS|460
KMX|CARMAX INC|FILL|Tradestation Securities, Inc.|84631
KMX|CARMAX INC|FINX|FINTECH SECURITIES|1281
KMX|CARMAX INC|FMAF|NBCN Inc./ CDS|15045
KMX|CARMAX INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12065
KMX|CARMAX INC|FQLS|Quantlab Securities LP|924247
KMX|CARMAX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|286066
KMX|CARMAX INC|FTBR|Foliofn Investments, Inc.|3345
KMX|CARMAX INC|GEBB|GLOBAL EXECUTION BROKERS, LP|10165
KMX|CARMAX INC|GLIS|TD Securities Inc|796
KMX|CARMAX INC|GLPX|ACS EXECUTION SERVICES, LLC|168277
KMX|CARMAX INC|GSCO|GOLDMAN SACHS & CO. LLC|1962961
KMX|CARMAX INC|GSCS|GOLDMAN SACHS & CO. LLC|27811
KMX|CARMAX INC|GSLT|GOLDMAN SACHS & CO. LLC|29303
KMX|CARMAX INC|GTSZ|GTS SECURITIES LLC|303280
KMX|CARMAX INC|HAPX|HAP Trading, LLC|5302
KMX|CARMAX INC|HRBF|American Enterprise Investment Services Inc.|4184
KMX|CARMAX INC|HSBC|HSBC Securities, Inc.|1586
KMX|CARMAX INC|IATS|INTERACTIVE BROKERS LLC|70082
KMX|CARMAX INC|IBKR|Interactive Brokers Llc|84153
KMX|CARMAX INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4311
KMX|CARMAX INC|ICBX|INSTINET, LLC|184398
KMX|CARMAX INC|IEQY|CITADEL SECURITIES LLC|404949
KMX|CARMAX INC|INCA|INSTINET, LLC|977142
KMX|CARMAX INC|INJX|INSTINET, LLC|26241
KMX|CARMAX INC|ITGI|ITG Inc.|148667
KMX|CARMAX INC|ITGP|ITG INC.|250000
KMX|CARMAX INC|JANY|Janney Montgomery Scott Inc.|2272
KMX|CARMAX INC|JEFF|JEFFERIES LLC|460493
KMX|CARMAX INC|JMPT|JUMP TRADING, LLC|228405
KMX|CARMAX INC|JONE|JonesTrading|4883
KMX|CARMAX INC|JPBX|J.P. MORGAN SECURITIES LLC|429618
KMX|CARMAX INC|JPMX|J.P. Morgan Securities LLC|1520832
KMX|CARMAX INC|JSJX|JANE STREET CAPITAL LLC|10228
KMX|CARMAX INC|JUTA|JUMP TRADING, LLC|200
KMX|CARMAX INC|KCGM|VIRTU Americas LLC|93903
KMX|CARMAX INC|LEHM|Barclays Capital Inc./Le|1977797
KMX|CARMAX INC|LIME|Lime Brokerage LLC|93244
KMX|CARMAX INC|LIWE|LIME BROKERAGE LLC|1300
KMX|CARMAX INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|31074
KMX|CARMAX INC|LQNA|LIQUIDNET, INC.|110800
KMX|CARMAX INC|LQNB|LIQUIDNET, INC.|12000
KMX|CARMAX INC|LSCI|Lek Securities Corporation|279
KMX|CARMAX INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4300
KMX|CARMAX INC|MACQ|Macquarie Capital (USA) Inc.|1800
KMX|CARMAX INC|MAXM|Maxim Group LLC|874
KMX|CARMAX INC|MBTS|ALLY INVEST SECURITIES LLC|5078
KMX|CARMAX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|290064
KMX|CARMAX INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
KMX|CARMAX INC|MOTF|MOTIF INVESTING, INC.|12
KMX|CARMAX INC|MSCO|MORGAN STANLEY & CO. LLC|4319443
KMX|CARMAX INC|MSPL|MORGAN STANLEY & CO. LLC|1119800
KMX|CARMAX INC|MSTX|MORGAN STANLEY & CO. LLC|587700
KMX|CARMAX INC|MULL|MARK J. MULLER EQUITIES, INC.|13465
KMX|CARMAX INC|NEED|Needham & Company, LLC|3000
KMX|CARMAX INC|NEUB|NEUBERGER BERMAN BD LLC|35
KMX|CARMAX INC|NFSC|National Financial Services LLC|535258
KMX|CARMAX INC|NITE|VIRTU Americas LLC|1316893
KMX|CARMAX INC|NITP|VIRTU Americas LLC|258
KMX|CARMAX INC|NQRB|Brut, LLC|24261
KMX|CARMAX INC|NTBF|BMO Nesbitt Burns Inc./CDS|776
KMX|CARMAX INC|OHOS|TWO SIGMA SECURITIES, LLC|223834
KMX|CARMAX INC|OPCO|Oppenheimer & Co. Inc.|3822
KMX|CARMAX INC|PCFF|Pacific International Securities Inc./CDS|31
KMX|CARMAX INC|PDQM|CODA MARKETS, INC.|268266
KMX|CARMAX INC|PHLY|NASDAQ Execution Services, LLC|2400
KMX|CARMAX INC|PIPR|Piper Jaffray & Co.|201693
KMX|CARMAX INC|PWJC|UBS Financial Services, Inc.|4471
KMX|CARMAX INC|QMSR|QUATTRO M SECURITIES INC.|5451
KMX|CARMAX INC|RBCM|RBC CAPITAL MARKETS, LLC|14118
KMX|CARMAX INC|RGLD|Regal Securities, Inc|282
KMX|CARMAX INC|RHCO|Suntrust Robinson Humphrey, Inc.|10000
KMX|CARMAX INC|SAGL|SAGETRADER, LLC|154816
KMX|CARMAX INC|SAGW|SAGETRADER, LLC|604
KMX|CARMAX INC|SALI|INTL FCSTONE FINANCIAL INC.|368
KMX|CARMAX INC|SBSH|Citigroup Global Markets Inc.|174344
KMX|CARMAX INC|SGMT|GOLDMAN SACHS & CO. LLC|364008
KMX|CARMAX INC|SOGO|Wang Investment Associates, Inc.|2078
KMX|CARMAX INC|SPDR|SPEEDROUTE LLC|62054
KMX|CARMAX INC|SPHN|Stephens Inc.|525
KMX|CARMAX INC|SPNT|SEVEN POINTS CAPITAL, LLC|100
KMX|CARMAX INC|SPTD|MINT GLOBAL MARKETS, INC.|1600
KMX|CARMAX INC|STFL|Stifel, Nicolaus & Company, Incorporated|13869
KMX|CARMAX INC|STKP|STOCKPILE INVESTMENTS, INC.|32
KMX|CARMAX INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3313
KMX|CARMAX INC|SWIM|TD Ameritrade, Inc.|660323
KMX|CARMAX INC|SWST|Hilltop Securities Inc.|1544
KMX|CARMAX INC|TAGC|TELSEY ADVISORY GROUP LLC|2938
KMX|CARMAX INC|TKNG|ALLY INVEST SECURITIES LLC|18494
KMX|CARMAX INC|TRBT|Tradebot Systems, Inc.|589762
KMX|CARMAX INC|TRCM|TRC MARKETS LLC|431730
KMX|CARMAX INC|TWTT|TASTYWORKS, INC.|1260
KMX|CARMAX INC|UBSA|UBS SECURITIES LLC|1222801
KMX|CARMAX INC|UBSS|UBS Securities LLC|1544893
KMX|CARMAX INC|VALX|VIRTU AMERICAS LLC|34458
KMX|CARMAX INC|VERT|The Vertical Trading Group, LLC|12666
KMX|CARMAX INC|VGRD|Vanguard Marketing Corporation|18033
KMX|CARMAX INC|VSIN|Vision Financial Markets Llc|1411
KMX|CARMAX INC|WABR|Wall Street Access|20
KMX|CARMAX INC|WBLR|WILLIAM BLAIR|21635
KMX|CARMAX INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3149
KMX|CARMAX INC|WCHV|WELLS FARGO SECURITIES, LLC|139585
KMX|CARMAX INC|WDNX|WEEDEN & CO.L.P.|1616
KMX|CARMAX INC|WEDB|WEDBUSH SECURITIES INC.|177118
KMX|CARMAX INC|WEED|Weeden & Co.L.P.|1536
KMX|CARMAX INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47768
KMX|CARMAX INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53064
KMX|CARMAX INC|WGIF|CIBC World Markets Inc.|497
KMX|CARMAX INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|648
KMX|CARMAX INC|WSAG|WALL STREET ACCESS|405
KMX|CARMAX INC|WSEA|WOLVERINE SECURITIES, LLC|27636
KMX|CARMAX INC|XIST|INSTINET, LLC|180964
KMX|CARMAX INC|XPQR|Jump Trading|2600
KMX|CARMAX INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|195616
KMX|CARMAX INC|YKNA|COMHAR CAPITAL MARKETS, LLC|12263
KMX|CARMAX INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15795
KN|KNOWLES CORP.|ABLE|NATIXIS Securities Americas LLC|7332
KN|KNOWLES CORP.|ALTX|Alternet Securities Inc.|7929
KN|KNOWLES CORP.|ANDG|Andrew Garrett Inc.|1000
KN|KNOWLES CORP.|ANOS|ABEL/NOSER, L.L.C.|13167
KN|KNOWLES CORP.|APCC|Apex Clearing Corporation|3990
KN|KNOWLES CORP.|BARD|Robert W. Baird & Co. Incorporated|5049
KN|KNOWLES CORP.|BATM|CBOE TRADING, INC.|2826
KN|KNOWLES CORP.|BBNT|BB&T SECURITIES, LLC|6260
KN|KNOWLES CORP.|BERN|Sanford C. Bernstein & Co., LLC|25627
KN|KNOWLES CORP.|BIAD|SAGETRADER, LLC|846
KN|KNOWLES CORP.|BIDS|BIDS TRADING L.P.|1300
KN|KNOWLES CORP.|BIMI|Banca IMI Securities Corp.|330
KN|KNOWLES CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6518
KN|KNOWLES CORP.|BLKX|INSTINET, LLC|80200
KN|KNOWLES CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|21734
KN|KNOWLES CORP.|BRVL|BLAYLOCK VAN, LLC|1000
KN|KNOWLES CORP.|BTIG|BTIG, LLC|3700
KN|KNOWLES CORP.|BYXM|CBOE TRADING, INC.|258
KN|KNOWLES CORP.|BZYD|GOLDMAN SACHS & CO. LLC|1700
KN|KNOWLES CORP.|CANT|Cantor Fitzgerald & Co.|500
KN|KNOWLES CORP.|CHAS|Charles Schwab & Co., Inc.|11954
KN|KNOWLES CORP.|CIST|Capital Institutional Services, Inc.|432
KN|KNOWLES CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58861
KN|KNOWLES CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6024
KN|KNOWLES CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|563794
KN|KNOWLES CORP.|CTDE|CHOICETRADE|80
KN|KNOWLES CORP.|CTDL|Citadel Derivatives Group Llc|13971
KN|KNOWLES CORP.|CTLR|CUTLER GROUP, LP|476
KN|KNOWLES CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|70948
KN|KNOWLES CORP.|DADA|D.A. Davidson & Co.|100
KN|KNOWLES CORP.|DAVA|Davenport & Company LLC|186
KN|KNOWLES CORP.|DBAB|Deutsche Bank Securities Inc.|174598
KN|KNOWLES CORP.|DBAX|Deutsche Bank Securities Inc.|280500
KN|KNOWLES CORP.|DBUL|Deutsche Bank Securities Inc.|300
KN|KNOWLES CORP.|DEAN|MORGAN STANLEY|4657
KN|KNOWLES CORP.|DEGS|RONIN PROFESSIONAL LLC|1
KN|KNOWLES CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|50863
KN|KNOWLES CORP.|EBXL|EBX LLC|142100
KN|KNOWLES CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3892
KN|KNOWLES CORP.|EDJO|Edward D. Jones & Co., L.P.|4882
KN|KNOWLES CORP.|EGAM|CBOE TRADING, INC.|8474
KN|KNOWLES CORP.|EGAW|CBOE TRADING, INC.|306
KN|KNOWLES CORP.|EGXM|CBOE TRADING, INC.|1707
KN|KNOWLES CORP.|ETBE|Electronic Transaction Clearing, Inc.|7709
KN|KNOWLES CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1164
KN|KNOWLES CORP.|ETRS|E*Trade Securities LLC|25109
KN|KNOWLES CORP.|FILL|Tradestation Securities, Inc.|740
KN|KNOWLES CORP.|FINX|FINTECH SECURITIES|378
KN|KNOWLES CORP.|FMAF|NBCN Inc./ CDS|3044
KN|KNOWLES CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4705
KN|KNOWLES CORP.|FQLS|Quantlab Securities LP|129137
KN|KNOWLES CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84714
KN|KNOWLES CORP.|FTBR|Foliofn Investments, Inc.|4637
KN|KNOWLES CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|800
KN|KNOWLES CORP.|GLIS|TD Securities Inc|3591
KN|KNOWLES CORP.|GLPX|ACS EXECUTION SERVICES, LLC|19308
KN|KNOWLES CORP.|GSCO|GOLDMAN SACHS & CO. LLC|867745
KN|KNOWLES CORP.|GSCS|GOLDMAN SACHS & CO. LLC|8697
KN|KNOWLES CORP.|GSLT|GOLDMAN SACHS & CO. LLC|5374
KN|KNOWLES CORP.|GTSZ|GTS SECURITIES LLC|61486
KN|KNOWLES CORP.|HRBF|American Enterprise Investment Services Inc.|2884
KN|KNOWLES CORP.|HSBC|HSBC Securities, Inc.|947
KN|KNOWLES CORP.|IATS|INTERACTIVE BROKERS LLC|9840
KN|KNOWLES CORP.|IBKR|Interactive Brokers Llc|28981
KN|KNOWLES CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|19
KN|KNOWLES CORP.|ICBX|INSTINET, LLC|51700
KN|KNOWLES CORP.|IEQY|CITADEL SECURITIES LLC|27500
KN|KNOWLES CORP.|INCA|INSTINET, LLC|177909
KN|KNOWLES CORP.|INJX|INSTINET, LLC|13582
KN|KNOWLES CORP.|ITGI|ITG Inc.|62902
KN|KNOWLES CORP.|ITGP|ITG INC.|162400
KN|KNOWLES CORP.|JANY|Janney Montgomery Scott Inc.|2934
KN|KNOWLES CORP.|JEFF|JEFFERIES LLC|80391
KN|KNOWLES CORP.|JMPT|JUMP TRADING, LLC|38502
KN|KNOWLES CORP.|JONE|JonesTrading|2900
KN|KNOWLES CORP.|JPBX|J.P. MORGAN SECURITIES LLC|42636
KN|KNOWLES CORP.|JPMX|J.P. Morgan Securities LLC|585637
KN|KNOWLES CORP.|JSJX|JANE STREET CAPITAL LLC|23181
KN|KNOWLES CORP.|KCGM|VIRTU Americas LLC|47223
KN|KNOWLES CORP.|LEHM|Barclays Capital Inc./Le|350235
KN|KNOWLES CORP.|LIME|Lime Brokerage LLC|5935
KN|KNOWLES CORP.|LOOP|Loop Capital Markets LLC|200
KN|KNOWLES CORP.|LQNA|LIQUIDNET, INC.|49900
KN|KNOWLES CORP.|LSCI|Lek Securities Corporation|208
KN|KNOWLES CORP.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
KN|KNOWLES CORP.|MAXM|Maxim Group LLC|4660
KN|KNOWLES CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|179398
KN|KNOWLES CORP.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
KN|KNOWLES CORP.|MNDX|TJM Investments, LLC|7500
KN|KNOWLES CORP.|MOTF|MOTIF INVESTING, INC.|9
KN|KNOWLES CORP.|MSCO|MORGAN STANLEY & CO. LLC|1532175
KN|KNOWLES CORP.|MSPL|MORGAN STANLEY & CO. LLC|455500
KN|KNOWLES CORP.|MSTX|MORGAN STANLEY & CO. LLC|119900
KN|KNOWLES CORP.|NFSC|National Financial Services LLC|100293
KN|KNOWLES CORP.|NITE|VIRTU Americas LLC|257112
KN|KNOWLES CORP.|NQRB|Brut, LLC|7612
KN|KNOWLES CORP.|NTRC|Northern Trust Securities, Inc.|765
KN|KNOWLES CORP.|OPCO|Oppenheimer & Co. Inc.|15198
KN|KNOWLES CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
KN|KNOWLES CORP.|PDQM|CODA MARKETS, INC.|5925
KN|KNOWLES CORP.|PIPR|Piper Jaffray & Co.|300
KN|KNOWLES CORP.|QMSR|QUATTRO M SECURITIES INC.|710
KN|KNOWLES CORP.|RBCM|RBC CAPITAL MARKETS, LLC|17706
KN|KNOWLES CORP.|SAGL|SAGETRADER, LLC|1300
KN|KNOWLES CORP.|SAGW|SAGETRADER, LLC|1341
KN|KNOWLES CORP.|SBSH|Citigroup Global Markets Inc.|155829
KN|KNOWLES CORP.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|31
KN|KNOWLES CORP.|SEIC|SEI Investments Distribution Co.|100
KN|KNOWLES CORP.|SGMT|GOLDMAN SACHS & CO. LLC|108879
KN|KNOWLES CORP.|SPDR|SPEEDROUTE LLC|1400
KN|KNOWLES CORP.|SPHN|Stephens Inc.|662
KN|KNOWLES CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|21648
KN|KNOWLES CORP.|STKP|STOCKPILE INVESTMENTS, INC.|22
KN|KNOWLES CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5843
KN|KNOWLES CORP.|SWIM|TD Ameritrade, Inc.|16418
KN|KNOWLES CORP.|SWST|Hilltop Securities Inc.|2069
KN|KNOWLES CORP.|TKNG|ALLY INVEST SECURITIES LLC|869
KN|KNOWLES CORP.|TRBT|Tradebot Systems, Inc.|107288
KN|KNOWLES CORP.|TRCM|TRC MARKETS LLC|37690
KN|KNOWLES CORP.|TWTT|TASTYWORKS, INC.|229
KN|KNOWLES CORP.|UBSS|UBS Securities LLC|344849
KN|KNOWLES CORP.|VALX|VIRTU AMERICAS LLC|25155
KN|KNOWLES CORP.|VGRD|Vanguard Marketing Corporation|5622
KN|KNOWLES CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|3795
KN|KNOWLES CORP.|WCHV|WELLS FARGO SECURITIES, LLC|32881
KN|KNOWLES CORP.|WEDB|WEDBUSH SECURITIES INC.|1250
KN|KNOWLES CORP.|WEED|Weeden & Co.L.P.|25
KN|KNOWLES CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4299
KN|KNOWLES CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1206
KN|KNOWLES CORP.|WGIF|CIBC World Markets Inc.|500
KN|KNOWLES CORP.|WSEA|WOLVERINE SECURITIES, LLC|752
KN|KNOWLES CORP.|XIST|INSTINET, LLC|20000
KN|KNOWLES CORP.|XPQR|Jump Trading|137
KN|KNOWLES CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|17206
KN|KNOWLES CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
KN|KNOWLES CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1271
KNDI|KANDI TECHS GRP CMN|ADAM|CANACCORD GENUITY INC.|200
KNDI|KANDI TECHS GRP CMN|ALTX|Alternet Securities Inc.|8500
KNDI|KANDI TECHS GRP CMN|APCC|Apex Clearing Corporation|20218
KNDI|KANDI TECHS GRP CMN|AQUA|AQUA SECURITIES L.P.|4500
KNDI|KANDI TECHS GRP CMN|AURC|Aurora Capital LLC|140
KNDI|KANDI TECHS GRP CMN|BARD|Robert W. Baird & Co. Incorporated|5000
KNDI|KANDI TECHS GRP CMN|BATM|CBOE TRADING, INC.|3662
KNDI|KANDI TECHS GRP CMN|BBNT|BB&T SECURITIES, LLC|3400
KNDI|KANDI TECHS GRP CMN|BERN|Sanford C. Bernstein & Co., LLC|31
KNDI|KANDI TECHS GRP CMN|BIMI|Banca IMI Securities Corp.|10900
KNDI|KANDI TECHS GRP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6570
KNDI|KANDI TECHS GRP CMN|BMOC|BMO Capital Markets Corp.|200
KNDI|KANDI TECHS GRP CMN|BTIG|BTIG, LLC|113915
KNDI|KANDI TECHS GRP CMN|BYXM|CBOE TRADING, INC.|520
KNDI|KANDI TECHS GRP CMN|CANT|Cantor Fitzgerald & Co.|5936
KNDI|KANDI TECHS GRP CMN|CHAS|Charles Schwab & Co., Inc.|13741
KNDI|KANDI TECHS GRP CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|3000
KNDI|KANDI TECHS GRP CMN|CIST|Capital Institutional Services, Inc.|1000
KNDI|KANDI TECHS GRP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22658
KNDI|KANDI TECHS GRP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21648
KNDI|KANDI TECHS GRP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4800
KNDI|KANDI TECHS GRP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88779
KNDI|KANDI TECHS GRP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|20480
KNDI|KANDI TECHS GRP CMN|DADA|D.A. Davidson & Co.|1000
KNDI|KANDI TECHS GRP CMN|DBAB|Deutsche Bank Securities Inc.|12314
KNDI|KANDI TECHS GRP CMN|DBAX|Deutsche Bank Securities Inc.|99700
KNDI|KANDI TECHS GRP CMN|DEAN|MORGAN STANLEY|1122
KNDI|KANDI TECHS GRP CMN|DEGS|RONIN PROFESSIONAL LLC|44481
KNDI|KANDI TECHS GRP CMN|EBXL|EBX LLC|47500
KNDI|KANDI TECHS GRP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1080
KNDI|KANDI TECHS GRP CMN|EDJO|Edward D. Jones & Co., L.P.|15700
KNDI|KANDI TECHS GRP CMN|EGAM|CBOE TRADING, INC.|8790
KNDI|KANDI TECHS GRP CMN|EGAW|CBOE TRADING, INC.|1093
KNDI|KANDI TECHS GRP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
KNDI|KANDI TECHS GRP CMN|EGXM|CBOE TRADING, INC.|7200
KNDI|KANDI TECHS GRP CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|7604
KNDI|KANDI TECHS GRP CMN|ETBE|Electronic Transaction Clearing, Inc.|800
KNDI|KANDI TECHS GRP CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
KNDI|KANDI TECHS GRP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1526
KNDI|KANDI TECHS GRP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4752
KNDI|KANDI TECHS GRP CMN|ETRS|E*Trade Securities LLC|608461
KNDI|KANDI TECHS GRP CMN|FBCO|Credit Suisse Securities (USA) LLC|66897
KNDI|KANDI TECHS GRP CMN|FBSB|U.S. Bancorp Investments, Inc.|150
KNDI|KANDI TECHS GRP CMN|FILL|Tradestation Securities, Inc.|14053
KNDI|KANDI TECHS GRP CMN|FMAF|NBCN Inc./ CDS|16179
KNDI|KANDI TECHS GRP CMN|FOMA|TD AMERITRADE CLEARING, INC.|1335019
KNDI|KANDI TECHS GRP CMN|FQLS|Quantlab Securities LP|3627
KNDI|KANDI TECHS GRP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6710
KNDI|KANDI TECHS GRP CMN|FTBR|Foliofn Investments, Inc.|1177
KNDI|KANDI TECHS GRP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|37666
KNDI|KANDI TECHS GRP CMN|GLIS|TD Securities Inc|100
KNDI|KANDI TECHS GRP CMN|GLPX|ACS EXECUTION SERVICES, LLC|7377
KNDI|KANDI TECHS GRP CMN|GSCO|GOLDMAN SACHS & CO. LLC|106242
KNDI|KANDI TECHS GRP CMN|GSCS|GOLDMAN SACHS & CO. LLC|11048
KNDI|KANDI TECHS GRP CMN|GSLT|GOLDMAN SACHS & CO. LLC|12634
KNDI|KANDI TECHS GRP CMN|GTSZ|GTS SECURITIES LLC|2800
KNDI|KANDI TECHS GRP CMN|HRBF|American Enterprise Investment Services Inc.|8786
KNDI|KANDI TECHS GRP CMN|HSBC|HSBC Securities, Inc.|1103
KNDI|KANDI TECHS GRP CMN|IATS|INTERACTIVE BROKERS LLC|29812
KNDI|KANDI TECHS GRP CMN|IBKR|Interactive Brokers Llc|273219
KNDI|KANDI TECHS GRP CMN|IBSJ|Integrity Brokerage Services, Inc.|2100
KNDI|KANDI TECHS GRP CMN|ICBX|INSTINET, LLC|122070
KNDI|KANDI TECHS GRP CMN|INCA|INSTINET, LLC|603016
KNDI|KANDI TECHS GRP CMN|INJX|INSTINET, LLC|800
KNDI|KANDI TECHS GRP CMN|ITGI|ITG Inc.|10352
KNDI|KANDI TECHS GRP CMN|ITGP|ITG INC.|48200
KNDI|KANDI TECHS GRP CMN|JANY|Janney Montgomery Scott Inc.|400
KNDI|KANDI TECHS GRP CMN|JEFF|JEFFERIES LLC|6069
KNDI|KANDI TECHS GRP CMN|JMPT|JUMP TRADING, LLC|160
KNDI|KANDI TECHS GRP CMN|JPBX|J.P. MORGAN SECURITIES LLC|259
KNDI|KANDI TECHS GRP CMN|JPMX|J.P. Morgan Securities LLC|47120
KNDI|KANDI TECHS GRP CMN|JSJX|JANE STREET CAPITAL LLC|97401
KNDI|KANDI TECHS GRP CMN|KCGM|VIRTU Americas LLC|22477
KNDI|KANDI TECHS GRP CMN|LEER|LEERINK PARTNERS LLC|100
KNDI|KANDI TECHS GRP CMN|LEHM|Barclays Capital Inc./Le|82336
KNDI|KANDI TECHS GRP CMN|LIME|Lime Brokerage LLC|69476
KNDI|KANDI TECHS GRP CMN|LSCI|Lek Securities Corporation|1441
KNDI|KANDI TECHS GRP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
KNDI|KANDI TECHS GRP CMN|MAXM|Maxim Group LLC|9400
KNDI|KANDI TECHS GRP CMN|MBTS|ALLY INVEST SECURITIES LLC|19776
KNDI|KANDI TECHS GRP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100164
KNDI|KANDI TECHS GRP CMN|MSCO|MORGAN STANLEY & CO. LLC|459040
KNDI|KANDI TECHS GRP CMN|MSPL|MORGAN STANLEY & CO. LLC|66100
KNDI|KANDI TECHS GRP CMN|MSTX|MORGAN STANLEY & CO. LLC|400
KNDI|KANDI TECHS GRP CMN|NFSC|National Financial Services LLC|756413
KNDI|KANDI TECHS GRP CMN|NITE|VIRTU Americas LLC|1709434
KNDI|KANDI TECHS GRP CMN|NITP|VIRTU Americas LLC|3997
KNDI|KANDI TECHS GRP CMN|NQRB|Brut, LLC|4201
KNDI|KANDI TECHS GRP CMN|OPCO|Oppenheimer & Co. Inc.|6550
KNDI|KANDI TECHS GRP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1148
KNDI|KANDI TECHS GRP CMN|PCPT|PHILLIP CAPITAL INC.|14652
KNDI|KANDI TECHS GRP CMN|PDQM|CODA MARKETS, INC.|90764
KNDI|KANDI TECHS GRP CMN|PHLY|NASDAQ Execution Services, LLC|2000
KNDI|KANDI TECHS GRP CMN|POIN|PRECISION SECURITIES, LLC (POIN)|100
KNDI|KANDI TECHS GRP CMN|PWJC|UBS Financial Services, Inc.|9275
KNDI|KANDI TECHS GRP CMN|RAJA|Raymond James & Associates, Inc.|12577
KNDI|KANDI TECHS GRP CMN|RBCM|RBC CAPITAL MARKETS, LLC|7200
KNDI|KANDI TECHS GRP CMN|SAGL|SAGETRADER, LLC|1600
KNDI|KANDI TECHS GRP CMN|SBSH|Citigroup Global Markets Inc.|31451
KNDI|KANDI TECHS GRP CMN|SEIC|SEI Investments Distribution Co.|800
KNDI|KANDI TECHS GRP CMN|SGMT|GOLDMAN SACHS & CO. LLC|7757
KNDI|KANDI TECHS GRP CMN|SPDR|SPEEDROUTE LLC|60308
KNDI|KANDI TECHS GRP CMN|SPNT|SEVEN POINTS CAPITAL, LLC|8445
KNDI|KANDI TECHS GRP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5460
KNDI|KANDI TECHS GRP CMN|SWIM|TD Ameritrade, Inc.|282803
KNDI|KANDI TECHS GRP CMN|SWST|Hilltop Securities Inc.|170
KNDI|KANDI TECHS GRP CMN|TKNG|ALLY INVEST SECURITIES LLC|13990
KNDI|KANDI TECHS GRP CMN|TRCM|TRC MARKETS LLC|5700
KNDI|KANDI TECHS GRP CMN|TWTT|TASTYWORKS, INC.|100
KNDI|KANDI TECHS GRP CMN|UBSA|UBS SECURITIES LLC|215308
KNDI|KANDI TECHS GRP CMN|UBSS|UBS Securities LLC|324801
KNDI|KANDI TECHS GRP CMN|VALX|VIRTU AMERICAS LLC|23925
KNDI|KANDI TECHS GRP CMN|VERT|The Vertical Trading Group, LLC|100
KNDI|KANDI TECHS GRP CMN|VGRD|Vanguard Marketing Corporation|61956
KNDI|KANDI TECHS GRP CMN|VSIN|Vision Financial Markets Llc|17243
KNDI|KANDI TECHS GRP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|2472
KNDI|KANDI TECHS GRP CMN|WCHV|WELLS FARGO SECURITIES, LLC|83703
KNDI|KANDI TECHS GRP CMN|WEDB|WEDBUSH SECURITIES INC.|30080
KNDI|KANDI TECHS GRP CMN|WEED|Weeden & Co.L.P.|10
KNDI|KANDI TECHS GRP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7480
KNDI|KANDI TECHS GRP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28167
KNDI|KANDI TECHS GRP CMN|WGIF|CIBC World Markets Inc.|10368
KNDI|KANDI TECHS GRP CMN|WSEA|WOLVERINE SECURITIES, LLC|34691
KNDI|KANDI TECHS GRP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|89216
KNDI|KANDI TECHS GRP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|753
KNDI|KANDI TECHS GRP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30098
KNG|CBOE VEST S&P 500 DI|BATM|CBOE TRADING, INC.|300
KNG|CBOE VEST S&P 500 DI|CSIN|Citadel Securities Institutional LLC|32895
KNG|CBOE VEST S&P 500 DI|CTDL|Citadel Derivatives Group Llc|32895
KNG|CBOE VEST S&P 500 DI|DBAX|Deutsche Bank Securities Inc.|200
KNG|CBOE VEST S&P 500 DI|JSEB|JANE STREET EXECUTION SERVICES, LLC|27906
KNG|CBOE VEST S&P 500 DI|JSJX|JANE STREET CAPITAL LLC|4250
KNG|CBOE VEST S&P 500 DI|MOTF|MOTIF INVESTING, INC.|3
KNG|CBOE VEST S&P 500 DI|MSCO|MORGAN STANLEY & CO. LLC|1201
KNG|CBOE VEST S&P 500 DI|NFSC|National Financial Services LLC|505
KNG|CBOE VEST S&P 500 DI|NITE|VIRTU Americas LLC|12343
KNG|CBOE VEST S&P 500 DI|RBCM|RBC CAPITAL MARKETS, LLC|9880
KNG|CBOE VEST S&P 500 DI|UBSA|UBS SECURITIES LLC|596
KNG|CBOE VEST S&P 500 DI|UBSS|UBS Securities LLC|210
KNG|CBOE VEST S&P 500 DI|WCHV|WELLS FARGO SECURITIES, LLC|80
KNL|KNOLL, INC|ALTX|Alternet Securities Inc.|2300
KNL|KNOLL, INC|ANOS|ABEL/NOSER, L.L.C.|1833
KNL|KNOLL, INC|APCC|Apex Clearing Corporation|29
KNL|KNOLL, INC|BATM|CBOE TRADING, INC.|1309
KNL|KNOLL, INC|BERN|Sanford C. Bernstein & Co., LLC|31379
KNL|KNOLL, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|856
KNL|KNOLL, INC|BLKX|INSTINET, LLC|16400
KNL|KNOLL, INC|BNPX|BNP PARIBAS SECURITIES CORP.|2807
KNL|KNOLL, INC|BYXM|CBOE TRADING, INC.|910
KNL|KNOLL, INC|BZYD|GOLDMAN SACHS & CO. LLC|2508
KNL|KNOLL, INC|CHAS|Charles Schwab & Co., Inc.|202
KNL|KNOLL, INC|CIST|Capital Institutional Services, Inc.|1164
KNL|KNOLL, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18680
KNL|KNOLL, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1755
KNL|KNOLL, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
KNL|KNOLL, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61776
KNL|KNOLL, INC|CTDL|Citadel Derivatives Group Llc|1432
KNL|KNOLL, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17740
KNL|KNOLL, INC|DBAB|Deutsche Bank Securities Inc.|48547
KNL|KNOLL, INC|DBAX|Deutsche Bank Securities Inc.|116500
KNL|KNOLL, INC|DBUL|Deutsche Bank Securities Inc.|200
KNL|KNOLL, INC|DEAN|MORGAN STANLEY|1298
KNL|KNOLL, INC|DEGS|RONIN PROFESSIONAL LLC|1035
KNL|KNOLL, INC|EBXL|EBX LLC|33600
KNL|KNOLL, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1202
KNL|KNOLL, INC|EDJO|Edward D. Jones & Co., L.P.|9
KNL|KNOLL, INC|EGAM|CBOE TRADING, INC.|3918
KNL|KNOLL, INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
KNL|KNOLL, INC|EGXM|CBOE TRADING, INC.|825
KNL|KNOLL, INC|ETBE|Electronic Transaction Clearing, Inc.|1716
KNL|KNOLL, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3590
KNL|KNOLL, INC|ETRS|E*Trade Securities LLC|9936
KNL|KNOLL, INC|FINX|FINTECH SECURITIES|2080
KNL|KNOLL, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|102
KNL|KNOLL, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35818
KNL|KNOLL, INC|FTBR|Foliofn Investments, Inc.|101
KNL|KNOLL, INC|GLIS|TD Securities Inc|100
KNL|KNOLL, INC|GLPX|ACS EXECUTION SERVICES, LLC|3103
KNL|KNOLL, INC|GSCO|GOLDMAN SACHS & CO. LLC|94919
KNL|KNOLL, INC|GSCS|GOLDMAN SACHS & CO. LLC|1110
KNL|KNOLL, INC|GSLT|GOLDMAN SACHS & CO. LLC|1190
KNL|KNOLL, INC|GTSZ|GTS SECURITIES LLC|7073
KNL|KNOLL, INC|HPPX|POTAMUS TRADING, LLC|1098
KNL|KNOLL, INC|HRBF|American Enterprise Investment Services Inc.|193
KNL|KNOLL, INC|IATS|INTERACTIVE BROKERS LLC|1120
KNL|KNOLL, INC|IBKR|Interactive Brokers Llc|1363
KNL|KNOLL, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
KNL|KNOLL, INC|ICBX|INSTINET, LLC|15990
KNL|KNOLL, INC|IEQY|CITADEL SECURITIES LLC|10011
KNL|KNOLL, INC|INCA|INSTINET, LLC|39157
KNL|KNOLL, INC|ITGI|ITG Inc.|35326
KNL|KNOLL, INC|ITGP|ITG INC.|152600
KNL|KNOLL, INC|JEFF|JEFFERIES LLC|62170
KNL|KNOLL, INC|JMPT|JUMP TRADING, LLC|8034
KNL|KNOLL, INC|JONE|JonesTrading|656
KNL|KNOLL, INC|JPBX|J.P. MORGAN SECURITIES LLC|5250
KNL|KNOLL, INC|JPMX|J.P. Morgan Securities LLC|86910
KNL|KNOLL, INC|JSJX|JANE STREET CAPITAL LLC|1268
KNL|KNOLL, INC|KCGM|VIRTU Americas LLC|7958
KNL|KNOLL, INC|LEHM|Barclays Capital Inc./Le|113810
KNL|KNOLL, INC|LIME|Lime Brokerage LLC|11215
KNL|KNOLL, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|160578
KNL|KNOLL, INC|LQNA|LIQUIDNET, INC.|12900
KNL|KNOLL, INC|LSCI|Lek Securities Corporation|10
KNL|KNOLL, INC|MACQ|Macquarie Capital (USA) Inc.|17908
KNL|KNOLL, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48856
KNL|KNOLL, INC|MOTF|MOTIF INVESTING, INC.|2
KNL|KNOLL, INC|MSCO|MORGAN STANLEY & CO. LLC|160044
KNL|KNOLL, INC|MSPL|MORGAN STANLEY & CO. LLC|88600
KNL|KNOLL, INC|MSTX|MORGAN STANLEY & CO. LLC|20000
KNL|KNOLL, INC|NFSC|National Financial Services LLC|29847
KNL|KNOLL, INC|NITE|VIRTU Americas LLC|62487
KNL|KNOLL, INC|NQRB|Brut, LLC|3260
KNL|KNOLL, INC|PDQM|CODA MARKETS, INC.|12208
KNL|KNOLL, INC|RBCM|RBC CAPITAL MARKETS, LLC|1124
KNL|KNOLL, INC|SAGL|SAGETRADER, LLC|502
KNL|KNOLL, INC|SAGW|SAGETRADER, LLC|61
KNL|KNOLL, INC|SBRX|MURIEL SIEBERT & CO INC|150
KNL|KNOLL, INC|SBSH|Citigroup Global Markets Inc.|20483
KNL|KNOLL, INC|SGMT|GOLDMAN SACHS & CO. LLC|32692
KNL|KNOLL, INC|SPDR|SPEEDROUTE LLC|700
KNL|KNOLL, INC|STFL|Stifel, Nicolaus & Company, Incorporated|451
KNL|KNOLL, INC|STKP|STOCKPILE INVESTMENTS, INC.|2
KNL|KNOLL, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2115
KNL|KNOLL, INC|SWIM|TD Ameritrade, Inc.|702
KNL|KNOLL, INC|TKNG|ALLY INVEST SECURITIES LLC|120
KNL|KNOLL, INC|TRBT|Tradebot Systems, Inc.|22784
KNL|KNOLL, INC|TRCM|TRC MARKETS LLC|12764
KNL|KNOLL, INC|UBSA|UBS SECURITIES LLC|104314
KNL|KNOLL, INC|UBSS|UBS Securities LLC|120361
KNL|KNOLL, INC|VALX|VIRTU AMERICAS LLC|4029
KNL|KNOLL, INC|VGRD|Vanguard Marketing Corporation|6200
KNL|KNOLL, INC|WCHV|WELLS FARGO SECURITIES, LLC|28357
KNL|KNOLL, INC|WDNX|WEEDEN & CO.L.P.|4622
KNL|KNOLL, INC|WEED|Weeden & Co.L.P.|10500
KNL|KNOLL, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1476
KNL|KNOLL, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|249
KNL|KNOLL, INC|WSEA|WOLVERINE SECURITIES, LLC|2350
KNL|KNOLL, INC|XIST|INSTINET, LLC|200
KNL|KNOLL, INC|XPQR|Jump Trading|100
KNL|KNOLL, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10000
KNL|KNOLL, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7
KNOP|KNOT OFFSHORE PARTNE|ALTX|Alternet Securities Inc.|100
KNOP|KNOT OFFSHORE PARTNE|APCC|Apex Clearing Corporation|1069
KNOP|KNOT OFFSHORE PARTNE|BARD|Robert W. Baird & Co. Incorporated|5765
KNOP|KNOT OFFSHORE PARTNE|BIAD|SAGETRADER, LLC|626
KNOP|KNOT OFFSHORE PARTNE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|390
KNOP|KNOT OFFSHORE PARTNE|BTIG|BTIG, LLC|200
KNOP|KNOT OFFSHORE PARTNE|BZYD|GOLDMAN SACHS & CO. LLC|836
KNOP|KNOT OFFSHORE PARTNE|CHAS|Charles Schwab & Co., Inc.|6967
KNOP|KNOT OFFSHORE PARTNE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|403
KNOP|KNOT OFFSHORE PARTNE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
KNOP|KNOT OFFSHORE PARTNE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11640
KNOP|KNOT OFFSHORE PARTNE|CTDL|Citadel Derivatives Group Llc|380
KNOP|KNOT OFFSHORE PARTNE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2760
KNOP|KNOT OFFSHORE PARTNE|DBAB|Deutsche Bank Securities Inc.|600
KNOP|KNOT OFFSHORE PARTNE|DBAX|Deutsche Bank Securities Inc.|10000
KNOP|KNOT OFFSHORE PARTNE|DEAN|MORGAN STANLEY|828
KNOP|KNOT OFFSHORE PARTNE|DEGS|RONIN PROFESSIONAL LLC|561
KNOP|KNOT OFFSHORE PARTNE|EBXL|EBX LLC|5500
KNOP|KNOT OFFSHORE PARTNE|EDJO|Edward D. Jones & Co., L.P.|2475
KNOP|KNOT OFFSHORE PARTNE|EGAM|CBOE TRADING, INC.|1500
KNOP|KNOT OFFSHORE PARTNE|EGMT|EG MARKET TECHNOLOGIES LLC|200
KNOP|KNOT OFFSHORE PARTNE|ETCB|ETC BROKERAGE SERVICES, LLC|40
KNOP|KNOT OFFSHORE PARTNE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|266
KNOP|KNOT OFFSHORE PARTNE|ETRS|E*Trade Securities LLC|55312
KNOP|KNOT OFFSHORE PARTNE|FILL|Tradestation Securities, Inc.|581
KNOP|KNOT OFFSHORE PARTNE|FMAF|NBCN Inc./ CDS|250
KNOP|KNOT OFFSHORE PARTNE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4253
KNOP|KNOT OFFSHORE PARTNE|FTBR|Foliofn Investments, Inc.|14
KNOP|KNOT OFFSHORE PARTNE|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
KNOP|KNOT OFFSHORE PARTNE|GLIS|TD Securities Inc|100
KNOP|KNOT OFFSHORE PARTNE|GLPX|ACS EXECUTION SERVICES, LLC|600
KNOP|KNOT OFFSHORE PARTNE|GSCO|GOLDMAN SACHS & CO. LLC|3459
KNOP|KNOT OFFSHORE PARTNE|GSLT|GOLDMAN SACHS & CO. LLC|14
KNOP|KNOT OFFSHORE PARTNE|GTSZ|GTS SECURITIES LLC|13655
KNOP|KNOT OFFSHORE PARTNE|HRBF|American Enterprise Investment Services Inc.|5911
KNOP|KNOT OFFSHORE PARTNE|IATS|INTERACTIVE BROKERS LLC|5991
KNOP|KNOT OFFSHORE PARTNE|IBKR|Interactive Brokers Llc|16055
KNOP|KNOT OFFSHORE PARTNE|ICBX|INSTINET, LLC|3000
KNOP|KNOT OFFSHORE PARTNE|INCA|INSTINET, LLC|1621
KNOP|KNOT OFFSHORE PARTNE|ITGI|ITG Inc.|295
KNOP|KNOT OFFSHORE PARTNE|ITGP|ITG INC.|7200
KNOP|KNOT OFFSHORE PARTNE|JEFF|JEFFERIES LLC|651
KNOP|KNOT OFFSHORE PARTNE|JMPT|JUMP TRADING, LLC|290
KNOP|KNOT OFFSHORE PARTNE|JPMX|J.P. Morgan Securities LLC|8644
KNOP|KNOT OFFSHORE PARTNE|JSJX|JANE STREET CAPITAL LLC|1053
KNOP|KNOT OFFSHORE PARTNE|KCGM|VIRTU Americas LLC|4373
KNOP|KNOT OFFSHORE PARTNE|LEHM|Barclays Capital Inc./Le|29201
KNOP|KNOT OFFSHORE PARTNE|LIME|Lime Brokerage LLC|4141
KNOP|KNOT OFFSHORE PARTNE|LSCI|Lek Securities Corporation|385
KNOP|KNOT OFFSHORE PARTNE|MCMF|Raymond James Ltd. Cds|2600
KNOP|KNOT OFFSHORE PARTNE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7803
KNOP|KNOT OFFSHORE PARTNE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|450
KNOP|KNOT OFFSHORE PARTNE|MSCO|MORGAN STANLEY & CO. LLC|31688
KNOP|KNOT OFFSHORE PARTNE|MSPL|MORGAN STANLEY & CO. LLC|30900
KNOP|KNOT OFFSHORE PARTNE|MSTX|MORGAN STANLEY & CO. LLC|200
KNOP|KNOT OFFSHORE PARTNE|NFSC|National Financial Services LLC|203637
KNOP|KNOT OFFSHORE PARTNE|NITE|VIRTU Americas LLC|363742
KNOP|KNOT OFFSHORE PARTNE|OPCO|Oppenheimer & Co. Inc.|1196
KNOP|KNOT OFFSHORE PARTNE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|60
KNOP|KNOT OFFSHORE PARTNE|PDQM|CODA MARKETS, INC.|2455
KNOP|KNOT OFFSHORE PARTNE|PHLY|NASDAQ Execution Services, LLC|1600
KNOP|KNOT OFFSHORE PARTNE|PWJC|UBS Financial Services, Inc.|7480
KNOP|KNOT OFFSHORE PARTNE|RBCM|RBC CAPITAL MARKETS, LLC|721
KNOP|KNOT OFFSHORE PARTNE|RGLD|Regal Securities, Inc|100
KNOP|KNOT OFFSHORE PARTNE|SBSH|Citigroup Global Markets Inc.|6273
KNOP|KNOT OFFSHORE PARTNE|SGMT|GOLDMAN SACHS & CO. LLC|4595
KNOP|KNOT OFFSHORE PARTNE|SPDR|SPEEDROUTE LLC|2000
KNOP|KNOT OFFSHORE PARTNE|SPHN|Stephens Inc.|4624
KNOP|KNOT OFFSHORE PARTNE|STFL|Stifel, Nicolaus & Company, Incorporated|1225
KNOP|KNOT OFFSHORE PARTNE|SWIM|TD Ameritrade, Inc.|24276
KNOP|KNOT OFFSHORE PARTNE|TKNG|ALLY INVEST SECURITIES LLC|1709
KNOP|KNOT OFFSHORE PARTNE|TRCM|TRC MARKETS LLC|100
KNOP|KNOT OFFSHORE PARTNE|TWTT|TASTYWORKS, INC.|100
KNOP|KNOT OFFSHORE PARTNE|UBSA|UBS SECURITIES LLC|48833
KNOP|KNOT OFFSHORE PARTNE|UBSS|UBS Securities LLC|64463
KNOP|KNOT OFFSHORE PARTNE|VALX|VIRTU AMERICAS LLC|5955
KNOP|KNOT OFFSHORE PARTNE|VGRD|Vanguard Marketing Corporation|33506
KNOP|KNOT OFFSHORE PARTNE|WCHV|WELLS FARGO SECURITIES, LLC|22892
KNOP|KNOT OFFSHORE PARTNE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6563
KNOP|KNOT OFFSHORE PARTNE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12629
KNOP|KNOT OFFSHORE PARTNE|WGIF|CIBC World Markets Inc.|200
KNOP|KNOT OFFSHORE PARTNE|WSEA|WOLVERINE SECURITIES, LLC|8872
KNOP|KNOT OFFSHORE PARTNE|YKNA|COMHAR CAPITAL MARKETS, LLC|47
KNOP|KNOT OFFSHORE PARTNE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8247
KNOW|DXN ALCAP IN SENT SH|APCC|Apex Clearing Corporation|25
KNOW|DXN ALCAP IN SENT SH|BATM|CBOE TRADING, INC.|1700
KNOW|DXN ALCAP IN SENT SH|BBNT|BB&T SECURITIES, LLC|1036
KNOW|DXN ALCAP IN SENT SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
KNOW|DXN ALCAP IN SENT SH|CANT|Cantor Fitzgerald & Co.|20000
KNOW|DXN ALCAP IN SENT SH|CHAS|Charles Schwab & Co., Inc.|2816
KNOW|DXN ALCAP IN SENT SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4857
KNOW|DXN ALCAP IN SENT SH|CSIN|Citadel Securities Institutional LLC|2222
KNOW|DXN ALCAP IN SENT SH|CTDL|Citadel Derivatives Group Llc|2222
KNOW|DXN ALCAP IN SENT SH|DBAX|Deutsche Bank Securities Inc.|300
KNOW|DXN ALCAP IN SENT SH|DEAN|MORGAN STANLEY|2148
KNOW|DXN ALCAP IN SENT SH|EBXL|EBX LLC|200
KNOW|DXN ALCAP IN SENT SH|EDJO|Edward D. Jones & Co., L.P.|270
KNOW|DXN ALCAP IN SENT SH|ETRS|E*Trade Securities LLC|2772
KNOW|DXN ALCAP IN SENT SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2721
KNOW|DXN ALCAP IN SENT SH|FTBR|Foliofn Investments, Inc.|553
KNOW|DXN ALCAP IN SENT SH|GSLT|GOLDMAN SACHS & CO. LLC|1800
KNOW|DXN ALCAP IN SENT SH|HRBF|American Enterprise Investment Services Inc.|23117
KNOW|DXN ALCAP IN SENT SH|IATS|INTERACTIVE BROKERS LLC|29
KNOW|DXN ALCAP IN SENT SH|IBKR|Interactive Brokers Llc|17
KNOW|DXN ALCAP IN SENT SH|ICBX|INSTINET, LLC|1700
KNOW|DXN ALCAP IN SENT SH|INCA|INSTINET, LLC|5288
KNOW|DXN ALCAP IN SENT SH|JPMX|J.P. Morgan Securities LLC|600
KNOW|DXN ALCAP IN SENT SH|JSJX|JANE STREET CAPITAL LLC|38922
KNOW|DXN ALCAP IN SENT SH|KCGM|VIRTU Americas LLC|25733
KNOW|DXN ALCAP IN SENT SH|LEHM|Barclays Capital Inc./Le|419
KNOW|DXN ALCAP IN SENT SH|LIME|Lime Brokerage LLC|1868
KNOW|DXN ALCAP IN SENT SH|MACC|Mid Atlantic Capital Corporation|228
KNOW|DXN ALCAP IN SENT SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
KNOW|DXN ALCAP IN SENT SH|MSCO|MORGAN STANLEY & CO. LLC|16858
KNOW|DXN ALCAP IN SENT SH|NFSC|National Financial Services LLC|23237
KNOW|DXN ALCAP IN SENT SH|NITE|VIRTU Americas LLC|33911
KNOW|DXN ALCAP IN SENT SH|NITP|VIRTU Americas LLC|414
KNOW|DXN ALCAP IN SENT SH|NTBF|BMO Nesbitt Burns Inc./CDS|100
KNOW|DXN ALCAP IN SENT SH|OPCO|Oppenheimer & Co. Inc.|950
KNOW|DXN ALCAP IN SENT SH|PWJC|UBS Financial Services, Inc.|28
KNOW|DXN ALCAP IN SENT SH|RBCM|RBC CAPITAL MARKETS, LLC|2536
KNOW|DXN ALCAP IN SENT SH|SALI|INTL FCSTONE FINANCIAL INC.|322
KNOW|DXN ALCAP IN SENT SH|SBSH|Citigroup Global Markets Inc.|780
KNOW|DXN ALCAP IN SENT SH|SGMT|GOLDMAN SACHS & CO. LLC|500
KNOW|DXN ALCAP IN SENT SH|SPHN|Stephens Inc.|130
KNOW|DXN ALCAP IN SENT SH|STFL|Stifel, Nicolaus & Company, Incorporated|613
KNOW|DXN ALCAP IN SENT SH|SWIM|TD Ameritrade, Inc.|173
KNOW|DXN ALCAP IN SENT SH|SWST|Hilltop Securities Inc.|11
KNOW|DXN ALCAP IN SENT SH|TKNG|ALLY INVEST SECURITIES LLC|20
KNOW|DXN ALCAP IN SENT SH|UBSA|UBS SECURITIES LLC|8602
KNOW|DXN ALCAP IN SENT SH|UBSS|UBS Securities LLC|19061
KNOW|DXN ALCAP IN SENT SH|VGRD|Vanguard Marketing Corporation|250
KNOW|DXN ALCAP IN SENT SH|WCHV|WELLS FARGO SECURITIES, LLC|1756
KNOW|DXN ALCAP IN SENT SH|WEDB|WEDBUSH SECURITIES INC.|240
KNOW|DXN ALCAP IN SENT SH|WSEA|WOLVERINE SECURITIES, LLC|7
KNOW|DXN ALCAP IN SENT SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9129
KNSA|KINIKSA PHARMA CM A|ALTX|Alternet Securities Inc.|9015
KNSA|KINIKSA PHARMA CM A|APCC|Apex Clearing Corporation|955
KNSA|KINIKSA PHARMA CM A|BATM|CBOE TRADING, INC.|2219
KNSA|KINIKSA PHARMA CM A|BIMI|Banca IMI Securities Corp.|1200
KNSA|KINIKSA PHARMA CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|60
KNSA|KINIKSA PHARMA CM A|BTIG|BTIG, LLC|4186
KNSA|KINIKSA PHARMA CM A|BYXM|CBOE TRADING, INC.|500
KNSA|KINIKSA PHARMA CM A|CHAS|Charles Schwab & Co., Inc.|1100
KNSA|KINIKSA PHARMA CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10402
KNSA|KINIKSA PHARMA CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15439
KNSA|KINIKSA PHARMA CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
KNSA|KINIKSA PHARMA CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42742
KNSA|KINIKSA PHARMA CM A|CTDL|Citadel Derivatives Group Llc|1707
KNSA|KINIKSA PHARMA CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|2660
KNSA|KINIKSA PHARMA CM A|DBAB|Deutsche Bank Securities Inc.|12122
KNSA|KINIKSA PHARMA CM A|DBAX|Deutsche Bank Securities Inc.|24200
KNSA|KINIKSA PHARMA CM A|DEAN|MORGAN STANLEY|4700
KNSA|KINIKSA PHARMA CM A|DEGS|RONIN PROFESSIONAL LLC|2355
KNSA|KINIKSA PHARMA CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
KNSA|KINIKSA PHARMA CM A|EBXL|EBX LLC|18800
KNSA|KINIKSA PHARMA CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|16828
KNSA|KINIKSA PHARMA CM A|EDJO|Edward D. Jones & Co., L.P.|100
KNSA|KINIKSA PHARMA CM A|EGAM|CBOE TRADING, INC.|5496
KNSA|KINIKSA PHARMA CM A|EGXM|CBOE TRADING, INC.|980
KNSA|KINIKSA PHARMA CM A|ETBE|Electronic Transaction Clearing, Inc.|500
KNSA|KINIKSA PHARMA CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
KNSA|KINIKSA PHARMA CM A|ETRS|E*Trade Securities LLC|112043
KNSA|KINIKSA PHARMA CM A|FBCO|Credit Suisse Securities (USA) LLC|29462
KNSA|KINIKSA PHARMA CM A|FILL|Tradestation Securities, Inc.|1864
KNSA|KINIKSA PHARMA CM A|FMAF|NBCN Inc./ CDS|700
KNSA|KINIKSA PHARMA CM A|FOMA|TD AMERITRADE CLEARING, INC.|239235
KNSA|KINIKSA PHARMA CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|134
KNSA|KINIKSA PHARMA CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2651
KNSA|KINIKSA PHARMA CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|1499
KNSA|KINIKSA PHARMA CM A|GLPX|ACS EXECUTION SERVICES, LLC|35521
KNSA|KINIKSA PHARMA CM A|GSCO|GOLDMAN SACHS & CO. LLC|34048
KNSA|KINIKSA PHARMA CM A|GSCS|GOLDMAN SACHS & CO. LLC|10612
KNSA|KINIKSA PHARMA CM A|GSLT|GOLDMAN SACHS & CO. LLC|500
KNSA|KINIKSA PHARMA CM A|GTSZ|GTS SECURITIES LLC|27373
KNSA|KINIKSA PHARMA CM A|HRBF|American Enterprise Investment Services Inc.|475
KNSA|KINIKSA PHARMA CM A|HSBC|HSBC Securities, Inc.|130
KNSA|KINIKSA PHARMA CM A|IATS|INTERACTIVE BROKERS LLC|8068
KNSA|KINIKSA PHARMA CM A|IBKR|Interactive Brokers Llc|82756
KNSA|KINIKSA PHARMA CM A|ICBX|INSTINET, LLC|6752
KNSA|KINIKSA PHARMA CM A|INCA|INSTINET, LLC|33767
KNSA|KINIKSA PHARMA CM A|INJX|INSTINET, LLC|43135
KNSA|KINIKSA PHARMA CM A|ITGI|ITG Inc.|23309
KNSA|KINIKSA PHARMA CM A|ITGP|ITG INC.|42400
KNSA|KINIKSA PHARMA CM A|JEFF|JEFFERIES LLC|293823
KNSA|KINIKSA PHARMA CM A|JMPT|JUMP TRADING, LLC|1085
KNSA|KINIKSA PHARMA CM A|JPBX|J.P. MORGAN SECURITIES LLC|7033
KNSA|KINIKSA PHARMA CM A|JPMX|J.P. Morgan Securities LLC|46468
KNSA|KINIKSA PHARMA CM A|JSJX|JANE STREET CAPITAL LLC|1251
KNSA|KINIKSA PHARMA CM A|KCGM|VIRTU Americas LLC|9384
KNSA|KINIKSA PHARMA CM A|LEHM|Barclays Capital Inc./Le|56933
KNSA|KINIKSA PHARMA CM A|LIME|Lime Brokerage LLC|23438
KNSA|KINIKSA PHARMA CM A|LQNA|LIQUIDNET, INC.|10700
KNSA|KINIKSA PHARMA CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6500
KNSA|KINIKSA PHARMA CM A|MSCO|MORGAN STANLEY & CO. LLC|146503
KNSA|KINIKSA PHARMA CM A|MSPL|MORGAN STANLEY & CO. LLC|3700
KNSA|KINIKSA PHARMA CM A|NATL|National Securities Corporation|600
KNSA|KINIKSA PHARMA CM A|NFSC|National Financial Services LLC|83922
KNSA|KINIKSA PHARMA CM A|NITE|VIRTU Americas LLC|258132
KNSA|KINIKSA PHARMA CM A|NITP|VIRTU Americas LLC|2339
KNSA|KINIKSA PHARMA CM A|NQRB|Brut, LLC|625
KNSA|KINIKSA PHARMA CM A|PDQM|CODA MARKETS, INC.|72848
KNSA|KINIKSA PHARMA CM A|PREC|PRECISION SECURITIES, LLC|100
KNSA|KINIKSA PHARMA CM A|PWJC|UBS Financial Services, Inc.|2900
KNSA|KINIKSA PHARMA CM A|RAJA|Raymond James & Associates, Inc.|16498
KNSA|KINIKSA PHARMA CM A|RBCM|RBC CAPITAL MARKETS, LLC|200
KNSA|KINIKSA PHARMA CM A|SAGL|SAGETRADER, LLC|25902
KNSA|KINIKSA PHARMA CM A|SBSH|Citigroup Global Markets Inc.|11405
KNSA|KINIKSA PHARMA CM A|SGMT|GOLDMAN SACHS & CO. LLC|20035
KNSA|KINIKSA PHARMA CM A|SPDR|SPEEDROUTE LLC|13479
KNSA|KINIKSA PHARMA CM A|SPTD|MINT GLOBAL MARKETS, INC.|21625
KNSA|KINIKSA PHARMA CM A|STFL|Stifel, Nicolaus & Company, Incorporated|2600
KNSA|KINIKSA PHARMA CM A|SWIM|TD Ameritrade, Inc.|37066
KNSA|KINIKSA PHARMA CM A|SWST|Hilltop Securities Inc.|466
KNSA|KINIKSA PHARMA CM A|TKNG|ALLY INVEST SECURITIES LLC|284
KNSA|KINIKSA PHARMA CM A|TRBT|Tradebot Systems, Inc.|5953
KNSA|KINIKSA PHARMA CM A|TRCM|TRC MARKETS LLC|10193
KNSA|KINIKSA PHARMA CM A|UBSA|UBS SECURITIES LLC|60934
KNSA|KINIKSA PHARMA CM A|UBSS|UBS Securities LLC|85273
KNSA|KINIKSA PHARMA CM A|VALX|VIRTU AMERICAS LLC|2498
KNSA|KINIKSA PHARMA CM A|VGRD|Vanguard Marketing Corporation|5466
KNSA|KINIKSA PHARMA CM A|WABR|Wall Street Access|2390
KNSA|KINIKSA PHARMA CM A|WCHV|WELLS FARGO SECURITIES, LLC|1650
KNSA|KINIKSA PHARMA CM A|WEDB|WEDBUSH SECURITIES INC.|5376
KNSA|KINIKSA PHARMA CM A|WEED|Weeden & Co.L.P.|100
KNSA|KINIKSA PHARMA CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1037
KNSA|KINIKSA PHARMA CM A|WGIF|CIBC World Markets Inc.|2406
KNSA|KINIKSA PHARMA CM A|WSEA|WOLVERINE SECURITIES, LLC|10954
KNSA|KINIKSA PHARMA CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|23302
KNSA|KINIKSA PHARMA CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|9221
KNSA|KINIKSA PHARMA CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1900
KNSL|KINSALE CAPTL GRP CM|ALTX|Alternet Securities Inc.|1200
KNSL|KINSALE CAPTL GRP CM|ANOS|ABEL/NOSER, L.L.C.|195
KNSL|KINSALE CAPTL GRP CM|APCC|Apex Clearing Corporation|32
KNSL|KINSALE CAPTL GRP CM|BATM|CBOE TRADING, INC.|432
KNSL|KINSALE CAPTL GRP CM|BERN|Sanford C. Bernstein & Co., LLC|31566
KNSL|KINSALE CAPTL GRP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1162
KNSL|KINSALE CAPTL GRP CM|BLKX|INSTINET, LLC|5100
KNSL|KINSALE CAPTL GRP CM|BMOC|BMO Capital Markets Corp.|2691
KNSL|KINSALE CAPTL GRP CM|BNCH|The Benchmark Company, LLC|15997
KNSL|KINSALE CAPTL GRP CM|BNPX|BNP PARIBAS SECURITIES CORP.|174
KNSL|KINSALE CAPTL GRP CM|BTIG|BTIG, LLC|3643
KNSL|KINSALE CAPTL GRP CM|BYXM|CBOE TRADING, INC.|268
KNSL|KINSALE CAPTL GRP CM|BZYD|GOLDMAN SACHS & CO. LLC|630
KNSL|KINSALE CAPTL GRP CM|CANT|Cantor Fitzgerald & Co.|89
KNSL|KINSALE CAPTL GRP CM|CHAS|Charles Schwab & Co., Inc.|23
KNSL|KINSALE CAPTL GRP CM|CIST|Capital Institutional Services, Inc.|3892
KNSL|KINSALE CAPTL GRP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39006
KNSL|KINSALE CAPTL GRP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3243
KNSL|KINSALE CAPTL GRP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|670
KNSL|KINSALE CAPTL GRP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45914
KNSL|KINSALE CAPTL GRP CM|CTDL|Citadel Derivatives Group Llc|3985
KNSL|KINSALE CAPTL GRP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4334
KNSL|KINSALE CAPTL GRP CM|DAVA|Davenport & Company LLC|17217
KNSL|KINSALE CAPTL GRP CM|DBAB|Deutsche Bank Securities Inc.|145475
KNSL|KINSALE CAPTL GRP CM|DBAX|Deutsche Bank Securities Inc.|35000
KNSL|KINSALE CAPTL GRP CM|DBUL|Deutsche Bank Securities Inc.|1562
KNSL|KINSALE CAPTL GRP CM|DEAN|MORGAN STANLEY|1060
KNSL|KINSALE CAPTL GRP CM|DEGS|RONIN PROFESSIONAL LLC|3820
KNSL|KINSALE CAPTL GRP CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15894
KNSL|KINSALE CAPTL GRP CM|EBXL|EBX LLC|36300
KNSL|KINSALE CAPTL GRP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8496
KNSL|KINSALE CAPTL GRP CM|EDJO|Edward D. Jones & Co., L.P.|18
KNSL|KINSALE CAPTL GRP CM|EGAM|CBOE TRADING, INC.|1617
KNSL|KINSALE CAPTL GRP CM|EGMT|EG MARKET TECHNOLOGIES LLC|300
KNSL|KINSALE CAPTL GRP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11182
KNSL|KINSALE CAPTL GRP CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
KNSL|KINSALE CAPTL GRP CM|ETRS|E*Trade Securities LLC|1905
KNSL|KINSALE CAPTL GRP CM|FBCO|Credit Suisse Securities (USA) LLC|123662
KNSL|KINSALE CAPTL GRP CM|FILL|Tradestation Securities, Inc.|400
KNSL|KINSALE CAPTL GRP CM|FOMA|TD AMERITRADE CLEARING, INC.|36866
KNSL|KINSALE CAPTL GRP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32892
KNSL|KINSALE CAPTL GRP CM|FTBR|Foliofn Investments, Inc.|305
KNSL|KINSALE CAPTL GRP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|7162
KNSL|KINSALE CAPTL GRP CM|GLPX|ACS EXECUTION SERVICES, LLC|4607
KNSL|KINSALE CAPTL GRP CM|GSCO|GOLDMAN SACHS & CO. LLC|307923
KNSL|KINSALE CAPTL GRP CM|GSCS|GOLDMAN SACHS & CO. LLC|24
KNSL|KINSALE CAPTL GRP CM|GSLT|GOLDMAN SACHS & CO. LLC|100
KNSL|KINSALE CAPTL GRP CM|GTSZ|GTS SECURITIES LLC|33902
KNSL|KINSALE CAPTL GRP CM|HRBF|American Enterprise Investment Services Inc.|175
KNSL|KINSALE CAPTL GRP CM|IATS|INTERACTIVE BROKERS LLC|1620
KNSL|KINSALE CAPTL GRP CM|IBKR|Interactive Brokers Llc|12339
KNSL|KINSALE CAPTL GRP CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|334
KNSL|KINSALE CAPTL GRP CM|ICBX|INSTINET, LLC|19700
KNSL|KINSALE CAPTL GRP CM|IEQY|CITADEL SECURITIES LLC|10195
KNSL|KINSALE CAPTL GRP CM|INCA|INSTINET, LLC|58627
KNSL|KINSALE CAPTL GRP CM|INJX|INSTINET, LLC|9451
KNSL|KINSALE CAPTL GRP CM|ITGI|ITG Inc.|4557
KNSL|KINSALE CAPTL GRP CM|ITGP|ITG INC.|59400
KNSL|KINSALE CAPTL GRP CM|JANY|Janney Montgomery Scott Inc.|3450
KNSL|KINSALE CAPTL GRP CM|JEFF|JEFFERIES LLC|25239
KNSL|KINSALE CAPTL GRP CM|JMPT|JUMP TRADING, LLC|4781
KNSL|KINSALE CAPTL GRP CM|JPBX|J.P. MORGAN SECURITIES LLC|770
KNSL|KINSALE CAPTL GRP CM|JPMX|J.P. Morgan Securities LLC|115794
KNSL|KINSALE CAPTL GRP CM|JSJX|JANE STREET CAPITAL LLC|352
KNSL|KINSALE CAPTL GRP CM|KCGM|VIRTU Americas LLC|11235
KNSL|KINSALE CAPTL GRP CM|LEHM|Barclays Capital Inc./Le|158331
KNSL|KINSALE CAPTL GRP CM|LIME|Lime Brokerage LLC|51808
KNSL|KINSALE CAPTL GRP CM|MAXM|Maxim Group LLC|1924
KNSL|KINSALE CAPTL GRP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11850
KNSL|KINSALE CAPTL GRP CM|MOTF|MOTIF INVESTING, INC.|2
KNSL|KINSALE CAPTL GRP CM|MSCO|MORGAN STANLEY & CO. LLC|342062
KNSL|KINSALE CAPTL GRP CM|MSPL|MORGAN STANLEY & CO. LLC|56100
KNSL|KINSALE CAPTL GRP CM|MSTX|MORGAN STANLEY & CO. LLC|3800
KNSL|KINSALE CAPTL GRP CM|NFSC|National Financial Services LLC|17385
KNSL|KINSALE CAPTL GRP CM|NITE|VIRTU Americas LLC|50911
KNSL|KINSALE CAPTL GRP CM|NITP|VIRTU Americas LLC|1457
KNSL|KINSALE CAPTL GRP CM|NQRB|Brut, LLC|300
KNSL|KINSALE CAPTL GRP CM|NTRC|Northern Trust Securities, Inc.|809
KNSL|KINSALE CAPTL GRP CM|OPCO|Oppenheimer & Co. Inc.|120
KNSL|KINSALE CAPTL GRP CM|PDQM|CODA MARKETS, INC.|10056
KNSL|KINSALE CAPTL GRP CM|PIPR|Piper Jaffray & Co.|11562
KNSL|KINSALE CAPTL GRP CM|RAJA|Raymond James & Associates, Inc.|273
KNSL|KINSALE CAPTL GRP CM|RBCM|RBC CAPITAL MARKETS, LLC|273
KNSL|KINSALE CAPTL GRP CM|RHCO|Suntrust Robinson Humphrey, Inc.|6935
KNSL|KINSALE CAPTL GRP CM|SALI|INTL FCSTONE FINANCIAL INC.|42
KNSL|KINSALE CAPTL GRP CM|SBSH|Citigroup Global Markets Inc.|73107
KNSL|KINSALE CAPTL GRP CM|SGMT|GOLDMAN SACHS & CO. LLC|12716
KNSL|KINSALE CAPTL GRP CM|SPDR|SPEEDROUTE LLC|900
KNSL|KINSALE CAPTL GRP CM|SPTD|MINT GLOBAL MARKETS, INC.|1000
KNSL|KINSALE CAPTL GRP CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|20400
KNSL|KINSALE CAPTL GRP CM|STFL|Stifel, Nicolaus & Company, Incorporated|825
KNSL|KINSALE CAPTL GRP CM|SWIM|TD Ameritrade, Inc.|3679
KNSL|KINSALE CAPTL GRP CM|TDCO|Thompson Davis & Co., Inc.|229
KNSL|KINSALE CAPTL GRP CM|TRBT|Tradebot Systems, Inc.|19353
KNSL|KINSALE CAPTL GRP CM|TRCM|TRC MARKETS LLC|23882
KNSL|KINSALE CAPTL GRP CM|UBSA|UBS SECURITIES LLC|123049
KNSL|KINSALE CAPTL GRP CM|UBSS|UBS Securities LLC|267192
KNSL|KINSALE CAPTL GRP CM|VALX|VIRTU AMERICAS LLC|3216
KNSL|KINSALE CAPTL GRP CM|VGRD|Vanguard Marketing Corporation|185
KNSL|KINSALE CAPTL GRP CM|VNDM|Wall Street Access|400
KNSL|KINSALE CAPTL GRP CM|WBLR|WILLIAM BLAIR|50190
KNSL|KINSALE CAPTL GRP CM|WCHV|WELLS FARGO SECURITIES, LLC|13116
KNSL|KINSALE CAPTL GRP CM|WDNX|WEEDEN & CO.L.P.|1790
KNSL|KINSALE CAPTL GRP CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57
KNSL|KINSALE CAPTL GRP CM|WSEA|WOLVERINE SECURITIES, LLC|1
KNSL|KINSALE CAPTL GRP CM|XIST|INSTINET, LLC|2400
KNSL|KINSALE CAPTL GRP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4700
KNSL|KINSALE CAPTL GRP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1650
KNSL|KINSALE CAPTL GRP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|901
KNX|KNIGHT-SWIFT TRANSPO|ABLE|NATIXIS Securities Americas LLC|3330
KNX|KNIGHT-SWIFT TRANSPO|ADAM|CANACCORD GENUITY INC.|200
KNX|KNIGHT-SWIFT TRANSPO|AGIS|Aegis Capital Corp.|2813
KNX|KNIGHT-SWIFT TRANSPO|ALTX|Alternet Securities Inc.|32995
KNX|KNIGHT-SWIFT TRANSPO|ANOS|ABEL/NOSER, L.L.C.|968
KNX|KNIGHT-SWIFT TRANSPO|APCC|Apex Clearing Corporation|1907
KNX|KNIGHT-SWIFT TRANSPO|AQUA|AQUA SECURITIES L.P.|22600
KNX|KNIGHT-SWIFT TRANSPO|ATPA|COWEN PRIME SERVICES LLC|10000
KNX|KNIGHT-SWIFT TRANSPO|BAQP|BURKE & QUICK PARTNERS LLC|2400
KNX|KNIGHT-SWIFT TRANSPO|BARD|Robert W. Baird & Co. Incorporated|60331
KNX|KNIGHT-SWIFT TRANSPO|BATM|CBOE TRADING, INC.|13201
KNX|KNIGHT-SWIFT TRANSPO|BAYC|BAY CREST PARTNERS, LLC|4619
KNX|KNIGHT-SWIFT TRANSPO|BAYT|BTIG, LLC|3790
KNX|KNIGHT-SWIFT TRANSPO|BERN|Sanford C. Bernstein & Co., LLC|63538
KNX|KNIGHT-SWIFT TRANSPO|BIDS|BIDS TRADING L.P.|87136
KNX|KNIGHT-SWIFT TRANSPO|BKCM|BNY Mellon Capital Markets LLC|25267
KNX|KNIGHT-SWIFT TRANSPO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1608
KNX|KNIGHT-SWIFT TRANSPO|BLKX|INSTINET, LLC|262500
KNX|KNIGHT-SWIFT TRANSPO|BMOC|BMO Capital Markets Corp.|63313
KNX|KNIGHT-SWIFT TRANSPO|BNCH|The Benchmark Company, LLC|16226
KNX|KNIGHT-SWIFT TRANSPO|BNPX|BNP PARIBAS SECURITIES CORP.|12259
KNX|KNIGHT-SWIFT TRANSPO|BRVL|BLAYLOCK VAN, LLC|200
KNX|KNIGHT-SWIFT TRANSPO|BTIG|BTIG, LLC|2696
KNX|KNIGHT-SWIFT TRANSPO|BYXM|CBOE TRADING, INC.|3994
KNX|KNIGHT-SWIFT TRANSPO|BZYD|GOLDMAN SACHS & CO. LLC|100
KNX|KNIGHT-SWIFT TRANSPO|CANT|Cantor Fitzgerald & Co.|6421
KNX|KNIGHT-SWIFT TRANSPO|CBLC|CITIGROUP GLOBAL MARKETS INC.|112400
KNX|KNIGHT-SWIFT TRANSPO|CHAS|Charles Schwab & Co., Inc.|24236
KNX|KNIGHT-SWIFT TRANSPO|CIOI|CITIGROUP GLOBAL MARKETS INC|71500
KNX|KNIGHT-SWIFT TRANSPO|CIST|Capital Institutional Services, Inc.|4905
KNX|KNIGHT-SWIFT TRANSPO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|743787
KNX|KNIGHT-SWIFT TRANSPO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6376
KNX|KNIGHT-SWIFT TRANSPO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|311
KNX|KNIGHT-SWIFT TRANSPO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1432111
KNX|KNIGHT-SWIFT TRANSPO|CTDL|Citadel Derivatives Group Llc|26406
KNX|KNIGHT-SWIFT TRANSPO|CTLR|CUTLER GROUP, LP|500
KNX|KNIGHT-SWIFT TRANSPO|CXCX|CITIGROUP GLOBAL MARKETS INC.|926386
KNX|KNIGHT-SWIFT TRANSPO|DADA|D.A. Davidson & Co.|142
KNX|KNIGHT-SWIFT TRANSPO|DAVA|Davenport & Company LLC|30967
KNX|KNIGHT-SWIFT TRANSPO|DBAB|Deutsche Bank Securities Inc.|582902
KNX|KNIGHT-SWIFT TRANSPO|DBAX|Deutsche Bank Securities Inc.|804500
KNX|KNIGHT-SWIFT TRANSPO|DCHF|Dart Executions, LLC|11077
KNX|KNIGHT-SWIFT TRANSPO|DEAN|MORGAN STANLEY|56188
KNX|KNIGHT-SWIFT TRANSPO|DEGS|RONIN PROFESSIONAL LLC|600
KNX|KNIGHT-SWIFT TRANSPO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13997
KNX|KNIGHT-SWIFT TRANSPO|DRWK|DRW SECURITIES, L.L.C.|4024
KNX|KNIGHT-SWIFT TRANSPO|EBXL|EBX LLC|915100
KNX|KNIGHT-SWIFT TRANSPO|ECUT|CONVERGEX EXECUTION SOLUTIONS|26302
KNX|KNIGHT-SWIFT TRANSPO|EDJO|Edward D. Jones & Co., L.P.|383
KNX|KNIGHT-SWIFT TRANSPO|EGAM|CBOE TRADING, INC.|80626
KNX|KNIGHT-SWIFT TRANSPO|EGAW|CBOE TRADING, INC.|1074
KNX|KNIGHT-SWIFT TRANSPO|EGMT|EG MARKET TECHNOLOGIES LLC|800
KNX|KNIGHT-SWIFT TRANSPO|EGXM|CBOE TRADING, INC.|10228
KNX|KNIGHT-SWIFT TRANSPO|EGXW|CBOE TRADING, INC.|99
KNX|KNIGHT-SWIFT TRANSPO|ETBE|Electronic Transaction Clearing, Inc.|38890
KNX|KNIGHT-SWIFT TRANSPO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
KNX|KNIGHT-SWIFT TRANSPO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53983
KNX|KNIGHT-SWIFT TRANSPO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|916
KNX|KNIGHT-SWIFT TRANSPO|ETRS|E*Trade Securities LLC|107264
KNX|KNIGHT-SWIFT TRANSPO|FBSB|U.S. Bancorp Investments, Inc.|14
KNX|KNIGHT-SWIFT TRANSPO|FILL|Tradestation Securities, Inc.|13957
KNX|KNIGHT-SWIFT TRANSPO|FMAF|NBCN Inc./ CDS|9873
KNX|KNIGHT-SWIFT TRANSPO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13615
KNX|KNIGHT-SWIFT TRANSPO|FQLS|Quantlab Securities LP|272486
KNX|KNIGHT-SWIFT TRANSPO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|306797
KNX|KNIGHT-SWIFT TRANSPO|FTBR|Foliofn Investments, Inc.|3873
KNX|KNIGHT-SWIFT TRANSPO|GEBB|GLOBAL EXECUTION BROKERS, LP|22854
KNX|KNIGHT-SWIFT TRANSPO|GLIS|TD Securities Inc|1152
KNX|KNIGHT-SWIFT TRANSPO|GLPX|ACS EXECUTION SERVICES, LLC|35028
KNX|KNIGHT-SWIFT TRANSPO|GSCO|GOLDMAN SACHS & CO. LLC|2672910
KNX|KNIGHT-SWIFT TRANSPO|GSCS|GOLDMAN SACHS & CO. LLC|28671
KNX|KNIGHT-SWIFT TRANSPO|GSLT|GOLDMAN SACHS & CO. LLC|26778
KNX|KNIGHT-SWIFT TRANSPO|GTSZ|GTS SECURITIES LLC|129315
KNX|KNIGHT-SWIFT TRANSPO|GUGS|Guggenheim Securities, LLC|61936
KNX|KNIGHT-SWIFT TRANSPO|HAPX|HAP Trading, LLC|2218
KNX|KNIGHT-SWIFT TRANSPO|HRBF|American Enterprise Investment Services Inc.|15817
KNX|KNIGHT-SWIFT TRANSPO|IATS|INTERACTIVE BROKERS LLC|23311
KNX|KNIGHT-SWIFT TRANSPO|IBKR|Interactive Brokers Llc|49699
KNX|KNIGHT-SWIFT TRANSPO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
KNX|KNIGHT-SWIFT TRANSPO|ICBX|INSTINET, LLC|171918
KNX|KNIGHT-SWIFT TRANSPO|IEQY|CITADEL SECURITIES LLC|137638
KNX|KNIGHT-SWIFT TRANSPO|INCA|INSTINET, LLC|822307
KNX|KNIGHT-SWIFT TRANSPO|INJX|INSTINET, LLC|77878
KNX|KNIGHT-SWIFT TRANSPO|ITGI|ITG Inc.|423367
KNX|KNIGHT-SWIFT TRANSPO|ITGP|ITG INC.|822800
KNX|KNIGHT-SWIFT TRANSPO|JANY|Janney Montgomery Scott Inc.|2535
KNX|KNIGHT-SWIFT TRANSPO|JEFF|JEFFERIES LLC|783960
KNX|KNIGHT-SWIFT TRANSPO|JMPT|JUMP TRADING, LLC|163059
KNX|KNIGHT-SWIFT TRANSPO|JONE|JonesTrading|349100
KNX|KNIGHT-SWIFT TRANSPO|JPBX|J.P. MORGAN SECURITIES LLC|248362
KNX|KNIGHT-SWIFT TRANSPO|JPMX|J.P. Morgan Securities LLC|1647243
KNX|KNIGHT-SWIFT TRANSPO|JSEB|JANE STREET EXECUTION SERVICES, LLC|1000
KNX|KNIGHT-SWIFT TRANSPO|JSJX|JANE STREET CAPITAL LLC|24042
KNX|KNIGHT-SWIFT TRANSPO|KCGM|VIRTU Americas LLC|174644
KNX|KNIGHT-SWIFT TRANSPO|KEYB|KEYBANC CAPITAL MARKETS INC.|807520
KNX|KNIGHT-SWIFT TRANSPO|KING|C. L. King & Associates, Inc.|900
KNX|KNIGHT-SWIFT TRANSPO|LEHM|Barclays Capital Inc./Le|1796942
KNX|KNIGHT-SWIFT TRANSPO|LIME|Lime Brokerage LLC|39545
KNX|KNIGHT-SWIFT TRANSPO|LMNX|LUMINEX TRADING & ANALYTICS LLC|27800
KNX|KNIGHT-SWIFT TRANSPO|LOOP|Loop Capital Markets LLC|29015
KNX|KNIGHT-SWIFT TRANSPO|LQNA|LIQUIDNET, INC.|352800
KNX|KNIGHT-SWIFT TRANSPO|LSCI|Lek Securities Corporation|664
KNX|KNIGHT-SWIFT TRANSPO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
KNX|KNIGHT-SWIFT TRANSPO|MACQ|Macquarie Capital (USA) Inc.|27262
KNX|KNIGHT-SWIFT TRANSPO|MKMP|MKM Partners LLC|69760
KNX|KNIGHT-SWIFT TRANSPO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|514266
KNX|KNIGHT-SWIFT TRANSPO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3000
KNX|KNIGHT-SWIFT TRANSPO|MOTF|MOTIF INVESTING, INC.|5
KNX|KNIGHT-SWIFT TRANSPO|MSCO|MORGAN STANLEY & CO. LLC|3714429
KNX|KNIGHT-SWIFT TRANSPO|MSPL|MORGAN STANLEY & CO. LLC|1242300
KNX|KNIGHT-SWIFT TRANSPO|MSTX|MORGAN STANLEY & CO. LLC|894300
KNX|KNIGHT-SWIFT TRANSPO|MULL|MARK J. MULLER EQUITIES, INC.|19989
KNX|KNIGHT-SWIFT TRANSPO|MZHO|Mizuho Securities USA LLC|49901
KNX|KNIGHT-SWIFT TRANSPO|NEUB|NEUBERGER BERMAN BD LLC|25000
KNX|KNIGHT-SWIFT TRANSPO|NFSC|National Financial Services LLC|208896
KNX|KNIGHT-SWIFT TRANSPO|NITE|VIRTU Americas LLC|821218
KNX|KNIGHT-SWIFT TRANSPO|NITP|VIRTU Americas LLC|7255
KNX|KNIGHT-SWIFT TRANSPO|NMRA|Nomura Securities International, Inc.|960180
KNX|KNIGHT-SWIFT TRANSPO|NQRB|Brut, LLC|75218
KNX|KNIGHT-SWIFT TRANSPO|NTRC|Northern Trust Securities, Inc.|2646
KNX|KNIGHT-SWIFT TRANSPO|OPCO|Oppenheimer & Co. Inc.|9512
KNX|KNIGHT-SWIFT TRANSPO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|416
KNX|KNIGHT-SWIFT TRANSPO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|250
KNX|KNIGHT-SWIFT TRANSPO|PDQM|CODA MARKETS, INC.|43281
KNX|KNIGHT-SWIFT TRANSPO|PHLY|NASDAQ Execution Services, LLC|400
KNX|KNIGHT-SWIFT TRANSPO|PIPR|Piper Jaffray & Co.|602
KNX|KNIGHT-SWIFT TRANSPO|PWJC|UBS Financial Services, Inc.|7723
KNX|KNIGHT-SWIFT TRANSPO|QMSR|QUATTRO M SECURITIES INC.|6608
KNX|KNIGHT-SWIFT TRANSPO|RBCM|RBC CAPITAL MARKETS, LLC|7010
KNX|KNIGHT-SWIFT TRANSPO|RGLD|Regal Securities, Inc|250
KNX|KNIGHT-SWIFT TRANSPO|RHCO|Suntrust Robinson Humphrey, Inc.|119489
KNX|KNIGHT-SWIFT TRANSPO|ROTH|Roth Capital Partners, LLC|1000
KNX|KNIGHT-SWIFT TRANSPO|SAGL|SAGETRADER, LLC|50163
KNX|KNIGHT-SWIFT TRANSPO|SAGW|SAGETRADER, LLC|900
KNX|KNIGHT-SWIFT TRANSPO|SBSH|Citigroup Global Markets Inc.|4161944
KNX|KNIGHT-SWIFT TRANSPO|SGMT|GOLDMAN SACHS & CO. LLC|314896
KNX|KNIGHT-SWIFT TRANSPO|SPDR|SPEEDROUTE LLC|45951
KNX|KNIGHT-SWIFT TRANSPO|SPHN|Stephens Inc.|57104
KNX|KNIGHT-SWIFT TRANSPO|SSBS|STATE STREET GLOBAL MARKETS, LLC|1485
KNX|KNIGHT-SWIFT TRANSPO|STFC|Stuart Frankel & Co., Incorporated|5200
KNX|KNIGHT-SWIFT TRANSPO|STFL|Stifel, Nicolaus & Company, Incorporated|79706
KNX|KNIGHT-SWIFT TRANSPO|STKP|STOCKPILE INVESTMENTS, INC.|10
KNX|KNIGHT-SWIFT TRANSPO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17176
KNX|KNIGHT-SWIFT TRANSPO|SWIM|TD Ameritrade, Inc.|284829
KNX|KNIGHT-SWIFT TRANSPO|SWST|Hilltop Securities Inc.|422
KNX|KNIGHT-SWIFT TRANSPO|TAGC|TELSEY ADVISORY GROUP LLC|1500
KNX|KNIGHT-SWIFT TRANSPO|TKNG|ALLY INVEST SECURITIES LLC|1263
KNX|KNIGHT-SWIFT TRANSPO|TRBT|Tradebot Systems, Inc.|478720
KNX|KNIGHT-SWIFT TRANSPO|TRCM|TRC MARKETS LLC|183330
KNX|KNIGHT-SWIFT TRANSPO|TWTT|TASTYWORKS, INC.|200
KNX|KNIGHT-SWIFT TRANSPO|UBSA|UBS SECURITIES LLC|1887678
KNX|KNIGHT-SWIFT TRANSPO|UBSS|UBS Securities LLC|2008922
KNX|KNIGHT-SWIFT TRANSPO|VALX|VIRTU AMERICAS LLC|34043
KNX|KNIGHT-SWIFT TRANSPO|VERT|The Vertical Trading Group, LLC|170
KNX|KNIGHT-SWIFT TRANSPO|VGRD|Vanguard Marketing Corporation|6793
KNX|KNIGHT-SWIFT TRANSPO|WBLR|WILLIAM BLAIR|19162
KNX|KNIGHT-SWIFT TRANSPO|WBPX|SUMMIT SECURITIES GROUP, LLC|4809
KNX|KNIGHT-SWIFT TRANSPO|WCHV|WELLS FARGO SECURITIES, LLC|606177
KNX|KNIGHT-SWIFT TRANSPO|WDNX|WEEDEN & CO.L.P.|996
KNX|KNIGHT-SWIFT TRANSPO|WEDB|WEDBUSH SECURITIES INC.|10043
KNX|KNIGHT-SWIFT TRANSPO|WEED|Weeden & Co.L.P.|10356
KNX|KNIGHT-SWIFT TRANSPO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5846
KNX|KNIGHT-SWIFT TRANSPO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73563
KNX|KNIGHT-SWIFT TRANSPO|WFPB|Wells Fargo Securities, LLC.|400
KNX|KNIGHT-SWIFT TRANSPO|WGIF|CIBC World Markets Inc.|450
KNX|KNIGHT-SWIFT TRANSPO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|296
KNX|KNIGHT-SWIFT TRANSPO|WOLF|Wolfe Trahan Securities|17200
KNX|KNIGHT-SWIFT TRANSPO|WSEA|WOLVERINE SECURITIES, LLC|5622
KNX|KNIGHT-SWIFT TRANSPO|XIST|INSTINET, LLC|249780
KNX|KNIGHT-SWIFT TRANSPO|XPQR|Jump Trading|2822
KNX|KNIGHT-SWIFT TRANSPO|XSTM|NATIONAL FINANCIAL SERVICES LLC|115092
KNX|KNIGHT-SWIFT TRANSPO|YKNA|COMHAR CAPITAL MARKETS, LLC|2345
KNX|KNIGHT-SWIFT TRANSPO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7258
KO|COCA COLA CO THE|ABLE|NATIXIS Securities Americas LLC|960624
KO|COCA COLA CO THE|ADAM|CANACCORD GENUITY INC.|600
KO|COCA COLA CO THE|AGIS|Aegis Capital Corp.|628
KO|COCA COLA CO THE|ALFA|ALPHA TRADING L.P.|132080
KO|COCA COLA CO THE|ALTX|Alternet Securities Inc.|122258
KO|COCA COLA CO THE|ANOS|ABEL/NOSER, L.L.C.|1140
KO|COCA COLA CO THE|APCC|Apex Clearing Corporation|18525
KO|COCA COLA CO THE|AVON|Avondale Partners, LLC|4400
KO|COCA COLA CO THE|BALE|M&T SECURITIES, INC.|9247
KO|COCA COLA CO THE|BANK|Primevest Financial Services, Inc.|4990
KO|COCA COLA CO THE|BARD|Robert W. Baird & Co. Incorporated|45353
KO|COCA COLA CO THE|BATM|CBOE TRADING, INC.|51376
KO|COCA COLA CO THE|BAYC|BAY CREST PARTNERS, LLC|2027
KO|COCA COLA CO THE|BAYT|BTIG, LLC|35279
KO|COCA COLA CO THE|BBNT|BB&T SECURITIES, LLC|40912
KO|COCA COLA CO THE|BERN|Sanford C. Bernstein & Co., LLC|1772456
KO|COCA COLA CO THE|BGCE|BGC Financial Inc.|17969
KO|COCA COLA CO THE|BIDS|BIDS TRADING L.P.|114441
KO|COCA COLA CO THE|BIMI|Banca IMI Securities Corp.|17171
KO|COCA COLA CO THE|BKCM|BNY Mellon Capital Markets LLC|1981
KO|COCA COLA CO THE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|250859
KO|COCA COLA CO THE|BLKX|INSTINET, LLC|178341
KO|COCA COLA CO THE|BMOC|BMO Capital Markets Corp.|2004273
KO|COCA COLA CO THE|BNPX|BNP PARIBAS SECURITIES CORP.|1173503
KO|COCA COLA CO THE|BRGE|Newbridge Securities Corp.|461
KO|COCA COLA CO THE|BTIG|BTIG, LLC|139943
KO|COCA COLA CO THE|BYXM|CBOE TRADING, INC.|5401
KO|COCA COLA CO THE|BZYD|GOLDMAN SACHS & CO. LLC|3500
KO|COCA COLA CO THE|CABR|Cabrera Capital Markets, Inc.|1200
KO|COCA COLA CO THE|CANT|Cantor Fitzgerald & Co.|3736
KO|COCA COLA CO THE|CBLC|CITIGROUP GLOBAL MARKETS INC.|181264
KO|COCA COLA CO THE|CHAS|Charles Schwab & Co., Inc.|58990
KO|COCA COLA CO THE|CIBP|CIBC World Markets Corp.|265911
KO|COCA COLA CO THE|CICF|Canaccord Genuity Corp.|4965
KO|COCA COLA CO THE|CIOI|CITIGROUP GLOBAL MARKETS INC|655000
KO|COCA COLA CO THE|CIST|Capital Institutional Services, Inc.|28506
KO|COCA COLA CO THE|CLSA|CLSA AMERICAS, LLC|100
KO|COCA COLA CO THE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1506148
KO|COCA COLA CO THE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|314
KO|COCA COLA CO THE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24909
KO|COCA COLA CO THE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3724215
KO|COCA COLA CO THE|CTDE|CHOICETRADE|11
KO|COCA COLA CO THE|CTDL|Citadel Derivatives Group Llc|150097
KO|COCA COLA CO THE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1505480
KO|COCA COLA CO THE|DADA|D.A. Davidson & Co.|15736
KO|COCA COLA CO THE|DAVA|Davenport & Company LLC|60844
KO|COCA COLA CO THE|DBAB|Deutsche Bank Securities Inc.|2011638
KO|COCA COLA CO THE|DBAX|Deutsche Bank Securities Inc.|3396400
KO|COCA COLA CO THE|DBUL|Deutsche Bank Securities Inc.|9020
KO|COCA COLA CO THE|DCHF|Dart Executions, LLC|42039
KO|COCA COLA CO THE|DEAN|MORGAN STANLEY|301759
KO|COCA COLA CO THE|DEGS|RONIN PROFESSIONAL LLC|100
KO|COCA COLA CO THE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22445
KO|COCA COLA CO THE|DREX|Drexel Hamilton, LLC|41
KO|COCA COLA CO THE|DRWK|DRW SECURITIES, L.L.C.|109267
KO|COCA COLA CO THE|EBXL|EBX LLC|2561700
KO|COCA COLA CO THE|ECUT|CONVERGEX EXECUTION SOLUTIONS|111823
KO|COCA COLA CO THE|EDJC|Edward Jones / CDS|6835
KO|COCA COLA CO THE|EDJO|Edward D. Jones & Co., L.P.|299538
KO|COCA COLA CO THE|EGAM|CBOE TRADING, INC.|87844
KO|COCA COLA CO THE|EGAW|CBOE TRADING, INC.|1244
KO|COCA COLA CO THE|EGXM|CBOE TRADING, INC.|13335
KO|COCA COLA CO THE|EGXW|CBOE TRADING, INC.|837
KO|COCA COLA CO THE|ELEV|ELEVATION, LLC|37176
KO|COCA COLA CO THE|ESPO|ESPOSITO SECURITIES, LLC|1901
KO|COCA COLA CO THE|ETBE|Electronic Transaction Clearing, Inc.|88848
KO|COCA COLA CO THE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
KO|COCA COLA CO THE|ETCB|ETC BROKERAGE SERVICES, LLC|97
KO|COCA COLA CO THE|ETCC|Electronic Transaction Clearing, Inc.|834
KO|COCA COLA CO THE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
KO|COCA COLA CO THE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10527
KO|COCA COLA CO THE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8329
KO|COCA COLA CO THE|ETRS|E*Trade Securities LLC|680693
KO|COCA COLA CO THE|FBSB|U.S. Bancorp Investments, Inc.|4565
KO|COCA COLA CO THE|FFSI|Firstrade Securities Inc.|100
KO|COCA COLA CO THE|FIDT|Fidelity Clearing Canada ULC./ CDS|627
KO|COCA COLA CO THE|FILL|Tradestation Securities, Inc.|32088
KO|COCA COLA CO THE|FINX|FINTECH SECURITIES|26179
KO|COCA COLA CO THE|FMAF|NBCN Inc./ CDS|25520
KO|COCA COLA CO THE|FMCO|First Manhattan Co|149
KO|COCA COLA CO THE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16694
KO|COCA COLA CO THE|FQLS|Quantlab Securities LP|1731621
KO|COCA COLA CO THE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1032894
KO|COCA COLA CO THE|FTBR|Foliofn Investments, Inc.|32564
KO|COCA COLA CO THE|GBMT|GBM International, Inc.|5823
KO|COCA COLA CO THE|GEBB|GLOBAL EXECUTION BROKERS, LP|159995
KO|COCA COLA CO THE|GLIS|TD Securities Inc|120319
KO|COCA COLA CO THE|GLPX|ACS EXECUTION SERVICES, LLC|203053
KO|COCA COLA CO THE|GSCO|GOLDMAN SACHS & CO. LLC|9579354
KO|COCA COLA CO THE|GSCS|GOLDMAN SACHS & CO. LLC|52476
KO|COCA COLA CO THE|GSLT|GOLDMAN SACHS & CO. LLC|66674
KO|COCA COLA CO THE|GTSZ|GTS SECURITIES LLC|1502522
KO|COCA COLA CO THE|HAPX|HAP Trading, LLC|567
KO|COCA COLA CO THE|HCTA|Hardcastle Trading USA LLC|450379
KO|COCA COLA CO THE|HRBF|American Enterprise Investment Services Inc.|134039
KO|COCA COLA CO THE|HSBC|HSBC Securities, Inc.|46704
KO|COCA COLA CO THE|IATS|INTERACTIVE BROKERS LLC|120202
KO|COCA COLA CO THE|IBKR|Interactive Brokers Llc|165674
KO|COCA COLA CO THE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13100
KO|COCA COLA CO THE|ICBX|INSTINET, LLC|1323052
KO|COCA COLA CO THE|IEQY|CITADEL SECURITIES LLC|735706
KO|COCA COLA CO THE|INCA|INSTINET, LLC|1945120
KO|COCA COLA CO THE|INJX|INSTINET, LLC|34019
KO|COCA COLA CO THE|INTL|INTL FCSTONE FINANCIAL INC.|2118
KO|COCA COLA CO THE|ITGI|ITG Inc.|368684
KO|COCA COLA CO THE|ITGP|ITG INC.|2000000
KO|COCA COLA CO THE|JANY|Janney Montgomery Scott Inc.|45876
KO|COCA COLA CO THE|JEFF|JEFFERIES LLC|1544109
KO|COCA COLA CO THE|JMPT|JUMP TRADING, LLC|387948
KO|COCA COLA CO THE|JONE|JonesTrading|129080
KO|COCA COLA CO THE|JPBX|J.P. MORGAN SECURITIES LLC|1015569
KO|COCA COLA CO THE|JPMX|J.P. Morgan Securities LLC|2929492
KO|COCA COLA CO THE|JSEB|JANE STREET EXECUTION SERVICES, LLC|3760
KO|COCA COLA CO THE|JSJX|JANE STREET CAPITAL LLC|53842
KO|COCA COLA CO THE|KCGM|VIRTU Americas LLC|583825
KO|COCA COLA CO THE|KRSH|Kershner Securities, LLC|12419
KO|COCA COLA CO THE|LEHM|Barclays Capital Inc./Le|7214937
KO|COCA COLA CO THE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|6720
KO|COCA COLA CO THE|LIME|Lime Brokerage LLC|378870
KO|COCA COLA CO THE|LIWK|LIME BROKERAGE LLC|357
KO|COCA COLA CO THE|LMNX|LUMINEX TRADING & ANALYTICS LLC|161550
KO|COCA COLA CO THE|LOOP|Loop Capital Markets LLC|21561
KO|COCA COLA CO THE|LQNA|LIQUIDNET, INC.|328400
KO|COCA COLA CO THE|LQNB|LIQUIDNET, INC.|47400
KO|COCA COLA CO THE|LSCI|Lek Securities Corporation|20610
KO|COCA COLA CO THE|LTCO|Ladenburg, Thalmann & Co., Inc.|10000
KO|COCA COLA CO THE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|163
KO|COCA COLA CO THE|MACC|Mid Atlantic Capital Corporation|16437
KO|COCA COLA CO THE|MACQ|Macquarie Capital (USA) Inc.|6955
KO|COCA COLA CO THE|MAXM|Maxim Group LLC|6410
KO|COCA COLA CO THE|MBTS|ALLY INVEST SECURITIES LLC|834
KO|COCA COLA CO THE|MCBT|Moors & Cabot, Inc.|176
KO|COCA COLA CO THE|MCMF|Raymond James Ltd. Cds|5332
KO|COCA COLA CO THE|MKMP|MKM Partners LLC|191201
KO|COCA COLA CO THE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2009000
KO|COCA COLA CO THE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|37379
KO|COCA COLA CO THE|MOTF|MOTIF INVESTING, INC.|197
KO|COCA COLA CO THE|MPSG|E D & F Man Capital Markets Inc.|17524
KO|COCA COLA CO THE|MSCO|MORGAN STANLEY & CO. LLC|8871910
KO|COCA COLA CO THE|MSPL|MORGAN STANLEY & CO. LLC|2966400
KO|COCA COLA CO THE|MSTX|MORGAN STANLEY & CO. LLC|2165900
KO|COCA COLA CO THE|MZHO|Mizuho Securities USA LLC|72367
KO|COCA COLA CO THE|NATL|National Securities Corporation|245
KO|COCA COLA CO THE|NBCS|NBC Securities, INC.|225
KO|COCA COLA CO THE|NEUB|NEUBERGER BERMAN BD LLC|17461
KO|COCA COLA CO THE|NFSC|National Financial Services LLC|2311252
KO|COCA COLA CO THE|NITE|VIRTU Americas LLC|5309884
KO|COCA COLA CO THE|NITP|VIRTU Americas LLC|239988
KO|COCA COLA CO THE|NMRA|Nomura Securities International, Inc.|5500
KO|COCA COLA CO THE|NQRB|Brut, LLC|61474
KO|COCA COLA CO THE|NTBF|BMO Nesbitt Burns Inc./CDS|22546
KO|COCA COLA CO THE|NTRC|Northern Trust Securities, Inc.|38800
KO|COCA COLA CO THE|OHOS|TWO SIGMA SECURITIES, LLC|157670
KO|COCA COLA CO THE|ONEL|O'NEIL SECURITIES, INCORPORATED|18227
KO|COCA COLA CO THE|OPCO|Oppenheimer & Co. Inc.|42426
KO|COCA COLA CO THE|PASL|Pershing Advisor Solutions LLC|9710
KO|COCA COLA CO THE|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|35400
KO|COCA COLA CO THE|PCFF|Pacific International Securities Inc./CDS|984
KO|COCA COLA CO THE|PCPT|PHILLIP CAPITAL INC.|500
KO|COCA COLA CO THE|PDQM|CODA MARKETS, INC.|95266
KO|COCA COLA CO THE|PHLY|NASDAQ Execution Services, LLC|215698
KO|COCA COLA CO THE|PICT|Pictet Overseas Inc.|1400
KO|COCA COLA CO THE|PNSR|Penserra Securities, LLC|23000
KO|COCA COLA CO THE|PWJC|UBS Financial Services, Inc.|41391
KO|COCA COLA CO THE|QMSR|QUATTRO M SECURITIES INC.|40111
KO|COCA COLA CO THE|RBCM|RBC CAPITAL MARKETS, LLC|304416
KO|COCA COLA CO THE|RGLD|Regal Securities, Inc|101
KO|COCA COLA CO THE|ROTH|Roth Capital Partners, LLC|1900
KO|COCA COLA CO THE|SAGL|SAGETRADER, LLC|119166
KO|COCA COLA CO THE|SAGW|SAGETRADER, LLC|63
KO|COCA COLA CO THE|SALI|INTL FCSTONE FINANCIAL INC.|7540
KO|COCA COLA CO THE|SBRX|MURIEL SIEBERT & CO INC|2017
KO|COCA COLA CO THE|SBSH|Citigroup Global Markets Inc.|2877852
KO|COCA COLA CO THE|SEIC|SEI Investments Distribution Co.|61436
KO|COCA COLA CO THE|SGMT|GOLDMAN SACHS & CO. LLC|2338507
KO|COCA COLA CO THE|SHMR|ABN Amro Clearing LLC|640
KO|COCA COLA CO THE|SJLS|TRADE INFORMATICS LLC|4800
KO|COCA COLA CO THE|SPDR|SPEEDROUTE LLC|249773
KO|COCA COLA CO THE|SPHN|Stephens Inc.|15463
KO|COCA COLA CO THE|SSBS|STATE STREET GLOBAL MARKETS, LLC|5195
KO|COCA COLA CO THE|STFL|Stifel, Nicolaus & Company, Incorporated|322689
KO|COCA COLA CO THE|STKP|STOCKPILE INVESTMENTS, INC.|2054
KO|COCA COLA CO THE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16318
KO|COCA COLA CO THE|SWIM|TD Ameritrade, Inc.|179386
KO|COCA COLA CO THE|SWST|Hilltop Securities Inc.|33118
KO|COCA COLA CO THE|TAGC|TELSEY ADVISORY GROUP LLC|1018
KO|COCA COLA CO THE|TKNG|ALLY INVEST SECURITIES LLC|16257
KO|COCA COLA CO THE|TRBT|Tradebot Systems, Inc.|1171191
KO|COCA COLA CO THE|TRCM|TRC MARKETS LLC|1130309
KO|COCA COLA CO THE|TWTT|TASTYWORKS, INC.|1887
KO|COCA COLA CO THE|UBSA|UBS SECURITIES LLC|6406830
KO|COCA COLA CO THE|UBSS|UBS Securities LLC|4422486
KO|COCA COLA CO THE|VALX|VIRTU AMERICAS LLC|382401
KO|COCA COLA CO THE|VERT|The Vertical Trading Group, LLC|16300
KO|COCA COLA CO THE|VGRD|Vanguard Marketing Corporation|136764
KO|COCA COLA CO THE|VNDM|Wall Street Access|16000
KO|COCA COLA CO THE|VSIN|Vision Financial Markets Llc|82
KO|COCA COLA CO THE|WABR|Wall Street Access|4950
KO|COCA COLA CO THE|WBET|Wallachbeth Capital LLC|91239
KO|COCA COLA CO THE|WBLR|WILLIAM BLAIR|29018
KO|COCA COLA CO THE|WBPX|SUMMIT SECURITIES GROUP, LLC|32404
KO|COCA COLA CO THE|WCHV|WELLS FARGO SECURITIES, LLC|2259459
KO|COCA COLA CO THE|WDNX|WEEDEN & CO.L.P.|497330
KO|COCA COLA CO THE|WEDB|WEDBUSH SECURITIES INC.|23648
KO|COCA COLA CO THE|WEED|Weeden & Co.L.P.|103755
KO|COCA COLA CO THE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|626390
KO|COCA COLA CO THE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63384
KO|COCA COLA CO THE|WGIF|CIBC World Markets Inc.|34487
KO|COCA COLA CO THE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18069
KO|COCA COLA CO THE|WSAG|WALL STREET ACCESS|400
KO|COCA COLA CO THE|WSEA|WOLVERINE SECURITIES, LLC|72732
KO|COCA COLA CO THE|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|755
KO|COCA COLA CO THE|XIST|INSTINET, LLC|490688
KO|COCA COLA CO THE|XPQR|Jump Trading|1094
KO|COCA COLA CO THE|XPUS|XP SECURITIES, LLC|159688
KO|COCA COLA CO THE|XSTM|NATIONAL FINANCIAL SERVICES LLC|480184
KO|COCA COLA CO THE|YKNA|COMHAR CAPITAL MARKETS, LLC|2715
KO|COCA COLA CO THE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46981
KODK|EASTMAN KODAK|APCC|Apex Clearing Corporation|10697
KODK|EASTMAN KODAK|BANK|Primevest Financial Services, Inc.|140
KODK|EASTMAN KODAK|BARD|Robert W. Baird & Co. Incorporated|1
KODK|EASTMAN KODAK|BIDS|BIDS TRADING L.P.|100
KODK|EASTMAN KODAK|BIMI|Banca IMI Securities Corp.|6000
KODK|EASTMAN KODAK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2189
KODK|EASTMAN KODAK|BLKX|INSTINET, LLC|8200
KODK|EASTMAN KODAK|BNPX|BNP PARIBAS SECURITIES CORP.|1289
KODK|EASTMAN KODAK|CHAS|Charles Schwab & Co., Inc.|4760
KODK|EASTMAN KODAK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3852
KODK|EASTMAN KODAK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|322
KODK|EASTMAN KODAK|CRFN|ROBINHOOD FINANCIAL, LLC|32
KODK|EASTMAN KODAK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18690
KODK|EASTMAN KODAK|CXCX|CITIGROUP GLOBAL MARKETS INC.|1270
KODK|EASTMAN KODAK|DBAB|Deutsche Bank Securities Inc.|8706
KODK|EASTMAN KODAK|DBAX|Deutsche Bank Securities Inc.|26200
KODK|EASTMAN KODAK|DCHF|Dart Executions, LLC|935
KODK|EASTMAN KODAK|DEAN|MORGAN STANLEY|2064
KODK|EASTMAN KODAK|DEGS|RONIN PROFESSIONAL LLC|6502
KODK|EASTMAN KODAK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|51940
KODK|EASTMAN KODAK|EBXL|EBX LLC|17400
KODK|EASTMAN KODAK|EDJC|Edward Jones / CDS|308
KODK|EASTMAN KODAK|EDJO|Edward D. Jones & Co., L.P.|694
KODK|EASTMAN KODAK|EGAM|CBOE TRADING, INC.|12382
KODK|EASTMAN KODAK|EGMT|EG MARKET TECHNOLOGIES LLC|100
KODK|EASTMAN KODAK|EGXM|CBOE TRADING, INC.|210
KODK|EASTMAN KODAK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
KODK|EASTMAN KODAK|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
KODK|EASTMAN KODAK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
KODK|EASTMAN KODAK|ETRS|E*Trade Securities LLC|453895
KODK|EASTMAN KODAK|FILL|Tradestation Securities, Inc.|5678
KODK|EASTMAN KODAK|FMAF|NBCN Inc./ CDS|4290
KODK|EASTMAN KODAK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
KODK|EASTMAN KODAK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3594
KODK|EASTMAN KODAK|FTBR|Foliofn Investments, Inc.|368
KODK|EASTMAN KODAK|GEBB|GLOBAL EXECUTION BROKERS, LP|5563
KODK|EASTMAN KODAK|GLIS|TD Securities Inc|2402
KODK|EASTMAN KODAK|GSCO|GOLDMAN SACHS & CO. LLC|38762
KODK|EASTMAN KODAK|GSLT|GOLDMAN SACHS & CO. LLC|6506
KODK|EASTMAN KODAK|GTSZ|GTS SECURITIES LLC|5616
KODK|EASTMAN KODAK|HRBF|American Enterprise Investment Services Inc.|6906
KODK|EASTMAN KODAK|HSBC|HSBC Securities, Inc.|200
KODK|EASTMAN KODAK|IBKR|Interactive Brokers Llc|33199
KODK|EASTMAN KODAK|ICBX|INSTINET, LLC|6750
KODK|EASTMAN KODAK|IEQY|CITADEL SECURITIES LLC|300
KODK|EASTMAN KODAK|INCA|INSTINET, LLC|27331
KODK|EASTMAN KODAK|INJX|INSTINET, LLC|400
KODK|EASTMAN KODAK|ITGI|ITG Inc.|6786
KODK|EASTMAN KODAK|ITGP|ITG INC.|2200
KODK|EASTMAN KODAK|JEFF|JEFFERIES LLC|13697
KODK|EASTMAN KODAK|JPMX|J.P. Morgan Securities LLC|37198
KODK|EASTMAN KODAK|KCGM|VIRTU Americas LLC|7200
KODK|EASTMAN KODAK|LEHM|Barclays Capital Inc./Le|77386
KODK|EASTMAN KODAK|LIME|Lime Brokerage LLC|6865
KODK|EASTMAN KODAK|LSCI|Lek Securities Corporation|100
KODK|EASTMAN KODAK|MBTS|ALLY INVEST SECURITIES LLC|2426
KODK|EASTMAN KODAK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35896
KODK|EASTMAN KODAK|MSCO|MORGAN STANLEY & CO. LLC|222405
KODK|EASTMAN KODAK|MSPL|MORGAN STANLEY & CO. LLC|26800
KODK|EASTMAN KODAK|MSTX|MORGAN STANLEY & CO. LLC|13200
KODK|EASTMAN KODAK|NFSC|National Financial Services LLC|342628
KODK|EASTMAN KODAK|NITE|VIRTU Americas LLC|672201
KODK|EASTMAN KODAK|NITP|VIRTU Americas LLC|3478
KODK|EASTMAN KODAK|NTBF|BMO Nesbitt Burns Inc./CDS|1200
KODK|EASTMAN KODAK|OPCO|Oppenheimer & Co. Inc.|1305
KODK|EASTMAN KODAK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
KODK|EASTMAN KODAK|PCFF|Pacific International Securities Inc./CDS|3000
KODK|EASTMAN KODAK|PDQM|CODA MARKETS, INC.|58429
KODK|EASTMAN KODAK|PHLY|NASDAQ Execution Services, LLC|600
KODK|EASTMAN KODAK|RBCM|RBC CAPITAL MARKETS, LLC|9179
KODK|EASTMAN KODAK|RGLD|Regal Securities, Inc|2782
KODK|EASTMAN KODAK|SAGL|SAGETRADER, LLC|800
KODK|EASTMAN KODAK|SALI|INTL FCSTONE FINANCIAL INC.|150
KODK|EASTMAN KODAK|SBRX|MURIEL SIEBERT & CO INC|750
KODK|EASTMAN KODAK|SBSH|Citigroup Global Markets Inc.|12316
KODK|EASTMAN KODAK|SGMT|GOLDMAN SACHS & CO. LLC|29635
KODK|EASTMAN KODAK|SPDR|SPEEDROUTE LLC|3569
KODK|EASTMAN KODAK|STFL|Stifel, Nicolaus & Company, Incorporated|56
KODK|EASTMAN KODAK|STKP|STOCKPILE INVESTMENTS, INC.|390
KODK|EASTMAN KODAK|STXG|Stockcross Financial Services, Inc.|4200
KODK|EASTMAN KODAK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
KODK|EASTMAN KODAK|SWIM|TD Ameritrade, Inc.|325083
KODK|EASTMAN KODAK|TKNG|ALLY INVEST SECURITIES LLC|10357
KODK|EASTMAN KODAK|TRCM|TRC MARKETS LLC|2104
KODK|EASTMAN KODAK|UBSA|UBS SECURITIES LLC|193481
KODK|EASTMAN KODAK|UBSS|UBS Securities LLC|78314
KODK|EASTMAN KODAK|VALX|VIRTU AMERICAS LLC|68195
KODK|EASTMAN KODAK|VGRD|Vanguard Marketing Corporation|84003
KODK|EASTMAN KODAK|WCHV|WELLS FARGO SECURITIES, LLC|44534
KODK|EASTMAN KODAK|WEDB|WEDBUSH SECURITIES INC.|519
KODK|EASTMAN KODAK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21752
KODK|EASTMAN KODAK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5103
KODK|EASTMAN KODAK|WGIF|CIBC World Markets Inc.|200
KODK|EASTMAN KODAK|WSEA|WOLVERINE SECURITIES, LLC|14848
KODK|EASTMAN KODAK|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
KODK|EASTMAN KODAK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6102
KODK.A|EASTMAN KODAK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
KODK.A|EASTMAN KODAK|DEAN|MORGAN STANLEY|7
KODK.A|EASTMAN KODAK|EGAW|CBOE TRADING, INC.|1000
KODK.A|EASTMAN KODAK|IBKR|Interactive Brokers Llc|564
KODK.A|EASTMAN KODAK|MSCO|MORGAN STANLEY & CO. LLC|200
KODK.A|EASTMAN KODAK|NFSC|National Financial Services LLC|166
KODK.A|EASTMAN KODAK|NITE|VIRTU Americas LLC|659
KODK.A|EASTMAN KODAK|STFL|Stifel, Nicolaus & Company, Incorporated|22
KODK.A|EASTMAN KODAK|WCHV|WELLS FARGO SECURITIES, LLC|7
KODK.W|EASTMAN KODAK|ETRS|E*Trade Securities LLC|3924
KODK.W|EASTMAN KODAK|MSCO|MORGAN STANLEY & CO. LLC|300
KODK.W|EASTMAN KODAK|NFSC|National Financial Services LLC|416
KODK.W|EASTMAN KODAK|NITE|VIRTU Americas LLC|1128
KODK.W|EASTMAN KODAK|SPDR|SPEEDROUTE LLC|400
KODK.W|EASTMAN KODAK|STFL|Stifel, Nicolaus & Company, Incorporated|16
KODK.W|EASTMAN KODAK|SWIM|TD Ameritrade, Inc.|505
KODK.W|EASTMAN KODAK|WCHV|WELLS FARGO SECURITIES, LLC|7
KOF|COCA COLA FEMSA S.A.|ALTX|Alternet Securities Inc.|1400
KOF|COCA COLA FEMSA S.A.|APCC|Apex Clearing Corporation|166
KOF|COCA COLA FEMSA S.A.|BATM|CBOE TRADING, INC.|890
KOF|COCA COLA FEMSA S.A.|BAYC|BAY CREST PARTNERS, LLC|3510
KOF|COCA COLA FEMSA S.A.|BAYT|BTIG, LLC|989
KOF|COCA COLA FEMSA S.A.|BERN|Sanford C. Bernstein & Co., LLC|1746
KOF|COCA COLA FEMSA S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2404
KOF|COCA COLA FEMSA S.A.|BZYD|GOLDMAN SACHS & CO. LLC|1700
KOF|COCA COLA FEMSA S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4228
KOF|COCA COLA FEMSA S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6476
KOF|COCA COLA FEMSA S.A.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|37
KOF|COCA COLA FEMSA S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38876
KOF|COCA COLA FEMSA S.A.|CTDL|Citadel Derivatives Group Llc|20
KOF|COCA COLA FEMSA S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6010
KOF|COCA COLA FEMSA S.A.|DBAB|Deutsche Bank Securities Inc.|5690
KOF|COCA COLA FEMSA S.A.|DBAX|Deutsche Bank Securities Inc.|43200
KOF|COCA COLA FEMSA S.A.|DBUL|Deutsche Bank Securities Inc.|300
KOF|COCA COLA FEMSA S.A.|DEAN|MORGAN STANLEY|2661
KOF|COCA COLA FEMSA S.A.|DEGS|RONIN PROFESSIONAL LLC|300
KOF|COCA COLA FEMSA S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|222
KOF|COCA COLA FEMSA S.A.|EBXL|EBX LLC|23400
KOF|COCA COLA FEMSA S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2590
KOF|COCA COLA FEMSA S.A.|EDJC|Edward Jones / CDS|5
KOF|COCA COLA FEMSA S.A.|EDJO|Edward D. Jones & Co., L.P.|47
KOF|COCA COLA FEMSA S.A.|EGAM|CBOE TRADING, INC.|400
KOF|COCA COLA FEMSA S.A.|EGMT|EG MARKET TECHNOLOGIES LLC|200
KOF|COCA COLA FEMSA S.A.|EGXM|CBOE TRADING, INC.|1271
KOF|COCA COLA FEMSA S.A.|EGXW|CBOE TRADING, INC.|200
KOF|COCA COLA FEMSA S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6867
KOF|COCA COLA FEMSA S.A.|ETRS|E*Trade Securities LLC|2149
KOF|COCA COLA FEMSA S.A.|FMAF|NBCN Inc./ CDS|59
KOF|COCA COLA FEMSA S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26330
KOF|COCA COLA FEMSA S.A.|FTBR|Foliofn Investments, Inc.|398
KOF|COCA COLA FEMSA S.A.|GARC|ICAP Corporates LLC|1340
KOF|COCA COLA FEMSA S.A.|GBMT|GBM International, Inc.|237500
KOF|COCA COLA FEMSA S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
KOF|COCA COLA FEMSA S.A.|GLPX|ACS EXECUTION SERVICES, LLC|5595
KOF|COCA COLA FEMSA S.A.|GSCO|GOLDMAN SACHS & CO. LLC|20521
KOF|COCA COLA FEMSA S.A.|GSLT|GOLDMAN SACHS & CO. LLC|232
KOF|COCA COLA FEMSA S.A.|GTSZ|GTS SECURITIES LLC|10950
KOF|COCA COLA FEMSA S.A.|HRBF|American Enterprise Investment Services Inc.|121
KOF|COCA COLA FEMSA S.A.|HSBC|HSBC Securities, Inc.|4194
KOF|COCA COLA FEMSA S.A.|IATS|INTERACTIVE BROKERS LLC|15798
KOF|COCA COLA FEMSA S.A.|IBKR|Interactive Brokers Llc|8209
KOF|COCA COLA FEMSA S.A.|ICBX|INSTINET, LLC|14900
KOF|COCA COLA FEMSA S.A.|INCA|INSTINET, LLC|13207
KOF|COCA COLA FEMSA S.A.|INJX|INSTINET, LLC|1366
KOF|COCA COLA FEMSA S.A.|ITGI|ITG Inc.|2284
KOF|COCA COLA FEMSA S.A.|ITGP|ITG INC.|7600
KOF|COCA COLA FEMSA S.A.|JANY|Janney Montgomery Scott Inc.|348
KOF|COCA COLA FEMSA S.A.|JEFF|JEFFERIES LLC|8045
KOF|COCA COLA FEMSA S.A.|JMPT|JUMP TRADING, LLC|1586
KOF|COCA COLA FEMSA S.A.|JPBX|J.P. MORGAN SECURITIES LLC|32854
KOF|COCA COLA FEMSA S.A.|JPMX|J.P. Morgan Securities LLC|157910
KOF|COCA COLA FEMSA S.A.|JSJX|JANE STREET CAPITAL LLC|221
KOF|COCA COLA FEMSA S.A.|KCGM|VIRTU Americas LLC|2876
KOF|COCA COLA FEMSA S.A.|LEHM|Barclays Capital Inc./Le|63885
KOF|COCA COLA FEMSA S.A.|LIME|Lime Brokerage LLC|4101
KOF|COCA COLA FEMSA S.A.|MACC|Mid Atlantic Capital Corporation|328
KOF|COCA COLA FEMSA S.A.|MCMF|Raymond James Ltd. Cds|78
KOF|COCA COLA FEMSA S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14482
KOF|COCA COLA FEMSA S.A.|MOTF|MOTIF INVESTING, INC.|2
KOF|COCA COLA FEMSA S.A.|MSCO|MORGAN STANLEY & CO. LLC|79257
KOF|COCA COLA FEMSA S.A.|MSPL|MORGAN STANLEY & CO. LLC|34400
KOF|COCA COLA FEMSA S.A.|MSTX|MORGAN STANLEY & CO. LLC|6600
KOF|COCA COLA FEMSA S.A.|NFSC|National Financial Services LLC|26988
KOF|COCA COLA FEMSA S.A.|NITE|VIRTU Americas LLC|64113
KOF|COCA COLA FEMSA S.A.|NQRB|Brut, LLC|594
KOF|COCA COLA FEMSA S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|181
KOF|COCA COLA FEMSA S.A.|OPCO|Oppenheimer & Co. Inc.|200
KOF|COCA COLA FEMSA S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
KOF|COCA COLA FEMSA S.A.|PDQM|CODA MARKETS, INC.|7309
KOF|COCA COLA FEMSA S.A.|PWJC|UBS Financial Services, Inc.|620
KOF|COCA COLA FEMSA S.A.|RBCM|RBC CAPITAL MARKETS, LLC|135
KOF|COCA COLA FEMSA S.A.|SAGL|SAGETRADER, LLC|3719
KOF|COCA COLA FEMSA S.A.|SBSH|Citigroup Global Markets Inc.|8981
KOF|COCA COLA FEMSA S.A.|SGMT|GOLDMAN SACHS & CO. LLC|6767
KOF|COCA COLA FEMSA S.A.|SPDR|SPEEDROUTE LLC|2887
KOF|COCA COLA FEMSA S.A.|SPTD|MINT GLOBAL MARKETS, INC.|1500
KOF|COCA COLA FEMSA S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|2131
KOF|COCA COLA FEMSA S.A.|SWIM|TD Ameritrade, Inc.|1661
KOF|COCA COLA FEMSA S.A.|TKNG|ALLY INVEST SECURITIES LLC|191
KOF|COCA COLA FEMSA S.A.|TRBT|Tradebot Systems, Inc.|10123
KOF|COCA COLA FEMSA S.A.|TRCM|TRC MARKETS LLC|5781
KOF|COCA COLA FEMSA S.A.|TWTT|TASTYWORKS, INC.|100
KOF|COCA COLA FEMSA S.A.|UBSA|UBS SECURITIES LLC|91733
KOF|COCA COLA FEMSA S.A.|UBSS|UBS Securities LLC|101277
KOF|COCA COLA FEMSA S.A.|VALX|VIRTU AMERICAS LLC|13463
KOF|COCA COLA FEMSA S.A.|VGRD|Vanguard Marketing Corporation|2587
KOF|COCA COLA FEMSA S.A.|WBLR|WILLIAM BLAIR|50
KOF|COCA COLA FEMSA S.A.|WCHV|WELLS FARGO SECURITIES, LLC|9469
KOF|COCA COLA FEMSA S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
KOF|COCA COLA FEMSA S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|114
KOF|COCA COLA FEMSA S.A.|WGIF|CIBC World Markets Inc.|597
KOF|COCA COLA FEMSA S.A.|WSEA|WOLVERINE SECURITIES, LLC|103
KOF|COCA COLA FEMSA S.A.|XIST|INSTINET, LLC|1600
KOF|COCA COLA FEMSA S.A.|XPUS|XP SECURITIES, LLC|1900
KOF|COCA COLA FEMSA S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
KOF|COCA COLA FEMSA S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|2153
KOF|COCA COLA FEMSA S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|49
KOIN|INNOVATION SHARES NE|APCC|Apex Clearing Corporation|48
KOIN|INNOVATION SHARES NE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|498
KOIN|INNOVATION SHARES NE|DBAX|Deutsche Bank Securities Inc.|600
KOIN|INNOVATION SHARES NE|DEAN|MORGAN STANLEY|25
KOIN|INNOVATION SHARES NE|EBXL|EBX LLC|500
KOIN|INNOVATION SHARES NE|ETRS|E*Trade Securities LLC|4800
KOIN|INNOVATION SHARES NE|FILL|Tradestation Securities, Inc.|5
KOIN|INNOVATION SHARES NE|FTBR|Foliofn Investments, Inc.|12
KOIN|INNOVATION SHARES NE|GLIS|TD Securities Inc|7
KOIN|INNOVATION SHARES NE|GSLT|GOLDMAN SACHS & CO. LLC|4
KOIN|INNOVATION SHARES NE|HRBF|American Enterprise Investment Services Inc.|610
KOIN|INNOVATION SHARES NE|IATS|INTERACTIVE BROKERS LLC|144
KOIN|INNOVATION SHARES NE|IBKR|Interactive Brokers Llc|1322
KOIN|INNOVATION SHARES NE|JSJX|JANE STREET CAPITAL LLC|3566
KOIN|INNOVATION SHARES NE|LEHM|Barclays Capital Inc./Le|4000
KOIN|INNOVATION SHARES NE|LIME|Lime Brokerage LLC|507
KOIN|INNOVATION SHARES NE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
KOIN|INNOVATION SHARES NE|MOTF|MOTIF INVESTING, INC.|4
KOIN|INNOVATION SHARES NE|MSCO|MORGAN STANLEY & CO. LLC|2330
KOIN|INNOVATION SHARES NE|NFSC|National Financial Services LLC|3952
KOIN|INNOVATION SHARES NE|NITE|VIRTU Americas LLC|3860
KOIN|INNOVATION SHARES NE|NQRB|Brut, LLC|100
KOIN|INNOVATION SHARES NE|NTBF|BMO Nesbitt Burns Inc./CDS|100
KOIN|INNOVATION SHARES NE|SGMT|GOLDMAN SACHS & CO. LLC|390
KOIN|INNOVATION SHARES NE|SWIM|TD Ameritrade, Inc.|726
KOIN|INNOVATION SHARES NE|TKNG|ALLY INVEST SECURITIES LLC|71
KOIN|INNOVATION SHARES NE|TRCM|TRC MARKETS LLC|500
KOIN|INNOVATION SHARES NE|UBSA|UBS SECURITIES LLC|3080
KOIN|INNOVATION SHARES NE|UBSS|UBS Securities LLC|269645
KOIN|INNOVATION SHARES NE|VGRD|Vanguard Marketing Corporation|628
KOIN|INNOVATION SHARES NE|WCHV|WELLS FARGO SECURITIES, LLC|518
KOIN|INNOVATION SHARES NE|WGIF|CIBC World Markets Inc.|140
KOIN|INNOVATION SHARES NE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2867
KOL|VANECK VECTORS COAL|ALTX|Alternet Securities Inc.|200
KOL|VANECK VECTORS COAL|APCC|Apex Clearing Corporation|8
KOL|VANECK VECTORS COAL|BATM|CBOE TRADING, INC.|1042
KOL|VANECK VECTORS COAL|BERN|Sanford C. Bernstein & Co., LLC|200
KOL|VANECK VECTORS COAL|CANT|Cantor Fitzgerald & Co.|1237303
KOL|VANECK VECTORS COAL|CHAS|Charles Schwab & Co., Inc.|1219927
KOL|VANECK VECTORS COAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39290
KOL|VANECK VECTORS COAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17441
KOL|VANECK VECTORS COAL|CSIN|Citadel Securities Institutional LLC|10703
KOL|VANECK VECTORS COAL|CTDL|Citadel Derivatives Group Llc|28814
KOL|VANECK VECTORS COAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|1250
KOL|VANECK VECTORS COAL|DBAB|Deutsche Bank Securities Inc.|100
KOL|VANECK VECTORS COAL|DBAX|Deutsche Bank Securities Inc.|13500
KOL|VANECK VECTORS COAL|DEAN|MORGAN STANLEY|46
KOL|VANECK VECTORS COAL|EBXL|EBX LLC|10300
KOL|VANECK VECTORS COAL|EDJO|Edward D. Jones & Co., L.P.|1385
KOL|VANECK VECTORS COAL|EGXM|CBOE TRADING, INC.|660
KOL|VANECK VECTORS COAL|ETBE|Electronic Transaction Clearing, Inc.|600
KOL|VANECK VECTORS COAL|ETRS|E*Trade Securities LLC|21032
KOL|VANECK VECTORS COAL|FILL|Tradestation Securities, Inc.|1350
KOL|VANECK VECTORS COAL|FTBR|Foliofn Investments, Inc.|5
KOL|VANECK VECTORS COAL|GEBB|GLOBAL EXECUTION BROKERS, LP|286
KOL|VANECK VECTORS COAL|GLPX|ACS EXECUTION SERVICES, LLC|100
KOL|VANECK VECTORS COAL|GSCO|GOLDMAN SACHS & CO. LLC|97292
KOL|VANECK VECTORS COAL|GSLT|GOLDMAN SACHS & CO. LLC|3745
KOL|VANECK VECTORS COAL|GTSZ|GTS SECURITIES LLC|500
KOL|VANECK VECTORS COAL|HAPX|HAP Trading, LLC|199
KOL|VANECK VECTORS COAL|HRBF|American Enterprise Investment Services Inc.|500
KOL|VANECK VECTORS COAL|IATS|INTERACTIVE BROKERS LLC|2485
KOL|VANECK VECTORS COAL|IBKR|Interactive Brokers Llc|9172
KOL|VANECK VECTORS COAL|ICBX|INSTINET, LLC|15914
KOL|VANECK VECTORS COAL|INCA|INSTINET, LLC|13909
KOL|VANECK VECTORS COAL|ITGI|ITG Inc.|3500
KOL|VANECK VECTORS COAL|JMPT|JUMP TRADING, LLC|438
KOL|VANECK VECTORS COAL|JPMX|J.P. Morgan Securities LLC|7766
KOL|VANECK VECTORS COAL|JSJX|JANE STREET CAPITAL LLC|144011
KOL|VANECK VECTORS COAL|KCGM|VIRTU Americas LLC|16858
KOL|VANECK VECTORS COAL|LEHM|Barclays Capital Inc./Le|31000
KOL|VANECK VECTORS COAL|LIME|Lime Brokerage LLC|28315
KOL|VANECK VECTORS COAL|LSCI|Lek Securities Corporation|42
KOL|VANECK VECTORS COAL|MBTS|ALLY INVEST SECURITIES LLC|125
KOL|VANECK VECTORS COAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15994
KOL|VANECK VECTORS COAL|MOTF|MOTIF INVESTING, INC.|1
KOL|VANECK VECTORS COAL|MSCO|MORGAN STANLEY & CO. LLC|25724
KOL|VANECK VECTORS COAL|MSPL|MORGAN STANLEY & CO. LLC|7600
KOL|VANECK VECTORS COAL|NATL|National Securities Corporation|450
KOL|VANECK VECTORS COAL|NFSC|National Financial Services LLC|92539
KOL|VANECK VECTORS COAL|NITE|VIRTU Americas LLC|106418
KOL|VANECK VECTORS COAL|PDQM|CODA MARKETS, INC.|3300
KOL|VANECK VECTORS COAL|RBCM|RBC CAPITAL MARKETS, LLC|1865
KOL|VANECK VECTORS COAL|RGLD|Regal Securities, Inc|100
KOL|VANECK VECTORS COAL|SAGL|SAGETRADER, LLC|200
KOL|VANECK VECTORS COAL|SBSH|Citigroup Global Markets Inc.|875
KOL|VANECK VECTORS COAL|SGMT|GOLDMAN SACHS & CO. LLC|5811
KOL|VANECK VECTORS COAL|STFL|Stifel, Nicolaus & Company, Incorporated|2002
KOL|VANECK VECTORS COAL|SWIM|TD Ameritrade, Inc.|7101
KOL|VANECK VECTORS COAL|SWST|Hilltop Securities Inc.|214
KOL|VANECK VECTORS COAL|TKNG|ALLY INVEST SECURITIES LLC|1398
KOL|VANECK VECTORS COAL|TRBT|Tradebot Systems, Inc.|100
KOL|VANECK VECTORS COAL|UBSA|UBS SECURITIES LLC|26029
KOL|VANECK VECTORS COAL|UBSS|UBS Securities LLC|35184
KOL|VANECK VECTORS COAL|VALX|VIRTU AMERICAS LLC|300
KOL|VANECK VECTORS COAL|VGRD|Vanguard Marketing Corporation|15846
KOL|VANECK VECTORS COAL|WCHV|WELLS FARGO SECURITIES, LLC|38270
KOL|VANECK VECTORS COAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|180
KOL|VANECK VECTORS COAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7183
KOL|VANECK VECTORS COAL|WGIF|CIBC World Markets Inc.|59282
KOL|VANECK VECTORS COAL|WSEA|WOLVERINE SECURITIES, LLC|2277
KOL|VANECK VECTORS COAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
KOL|VANECK VECTORS COAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6902
KOLD|PROSHARES USHT NATGS|APCC|Apex Clearing Corporation|112
KOLD|PROSHARES USHT NATGS|BATM|CBOE TRADING, INC.|200
KOLD|PROSHARES USHT NATGS|CHAS|Charles Schwab & Co., Inc.|1000
KOLD|PROSHARES USHT NATGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3800
KOLD|PROSHARES USHT NATGS|CTLR|CUTLER GROUP, LP|100
KOLD|PROSHARES USHT NATGS|EBXL|EBX LLC|3100
KOLD|PROSHARES USHT NATGS|EGXM|CBOE TRADING, INC.|1783
KOLD|PROSHARES USHT NATGS|ETRS|E*Trade Securities LLC|3160
KOLD|PROSHARES USHT NATGS|GLPX|ACS EXECUTION SERVICES, LLC|600
KOLD|PROSHARES USHT NATGS|GSCO|GOLDMAN SACHS & CO. LLC|100
KOLD|PROSHARES USHT NATGS|GSLT|GOLDMAN SACHS & CO. LLC|63
KOLD|PROSHARES USHT NATGS|IATS|INTERACTIVE BROKERS LLC|200
KOLD|PROSHARES USHT NATGS|IBKR|Interactive Brokers Llc|1367
KOLD|PROSHARES USHT NATGS|ICBX|INSTINET, LLC|3600
KOLD|PROSHARES USHT NATGS|INCA|INSTINET, LLC|753
KOLD|PROSHARES USHT NATGS|ITGI|ITG Inc.|500
KOLD|PROSHARES USHT NATGS|ITGP|ITG INC.|1000
KOLD|PROSHARES USHT NATGS|JPMX|J.P. Morgan Securities LLC|400
KOLD|PROSHARES USHT NATGS|JSJX|JANE STREET CAPITAL LLC|25261
KOLD|PROSHARES USHT NATGS|KCGM|VIRTU Americas LLC|1420
KOLD|PROSHARES USHT NATGS|LEHM|Barclays Capital Inc./Le|3200
KOLD|PROSHARES USHT NATGS|MOTF|MOTIF INVESTING, INC.|1
KOLD|PROSHARES USHT NATGS|MSCO|MORGAN STANLEY & CO. LLC|2523
KOLD|PROSHARES USHT NATGS|NFSC|National Financial Services LLC|23146
KOLD|PROSHARES USHT NATGS|NITE|VIRTU Americas LLC|60941
KOLD|PROSHARES USHT NATGS|PDQM|CODA MARKETS, INC.|1750
KOLD|PROSHARES USHT NATGS|SBSH|Citigroup Global Markets Inc.|1
KOLD|PROSHARES USHT NATGS|SGMT|GOLDMAN SACHS & CO. LLC|7200
KOLD|PROSHARES USHT NATGS|SHMR|ABN Amro Clearing LLC|800
KOLD|PROSHARES USHT NATGS|SOGO|Wang Investment Associates, Inc.|100
KOLD|PROSHARES USHT NATGS|SWIM|TD Ameritrade, Inc.|3756
KOLD|PROSHARES USHT NATGS|TKNG|ALLY INVEST SECURITIES LLC|168
KOLD|PROSHARES USHT NATGS|UBSA|UBS SECURITIES LLC|31479
KOLD|PROSHARES USHT NATGS|UBSS|UBS Securities LLC|13932
KOLD|PROSHARES USHT NATGS|VGRD|Vanguard Marketing Corporation|1895
KOLD|PROSHARES USHT NATGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5380
KOLD|PROSHARES USHT NATGS|WSEA|WOLVERINE SECURITIES, LLC|811
KOLD|PROSHARES USHT NATGS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
KONA|KONA GRILL, INC.|APCC|Apex Clearing Corporation|58479
KONA|KONA GRILL, INC.|BATM|CBOE TRADING, INC.|100
KONA|KONA GRILL, INC.|BAYT|BTIG, LLC|1900
KONA|KONA GRILL, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67864
KONA|KONA GRILL, INC.|CHAS|Charles Schwab & Co., Inc.|1500
KONA|KONA GRILL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
KONA|KONA GRILL, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2450
KONA|KONA GRILL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12280
KONA|KONA GRILL, INC.|CTDL|Citadel Derivatives Group Llc|984
KONA|KONA GRILL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1124
KONA|KONA GRILL, INC.|DBAB|Deutsche Bank Securities Inc.|3700
KONA|KONA GRILL, INC.|DBAX|Deutsche Bank Securities Inc.|2400
KONA|KONA GRILL, INC.|DEGS|RONIN PROFESSIONAL LLC|8647
KONA|KONA GRILL, INC.|EBXL|EBX LLC|6800
KONA|KONA GRILL, INC.|EGAM|CBOE TRADING, INC.|330
KONA|KONA GRILL, INC.|EGXM|CBOE TRADING, INC.|101
KONA|KONA GRILL, INC.|ETRS|E*Trade Securities LLC|42983
KONA|KONA GRILL, INC.|FBCO|Credit Suisse Securities (USA) LLC|3181
KONA|KONA GRILL, INC.|FMAF|NBCN Inc./ CDS|1090
KONA|KONA GRILL, INC.|FOMA|TD AMERITRADE CLEARING, INC.|57310
KONA|KONA GRILL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10369
KONA|KONA GRILL, INC.|FTBR|Foliofn Investments, Inc.|82
KONA|KONA GRILL, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|476
KONA|KONA GRILL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|20
KONA|KONA GRILL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|14451
KONA|KONA GRILL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|300
KONA|KONA GRILL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|6320
KONA|KONA GRILL, INC.|GTSZ|GTS SECURITIES LLC|2148
KONA|KONA GRILL, INC.|IATS|INTERACTIVE BROKERS LLC|2075
KONA|KONA GRILL, INC.|IBKR|Interactive Brokers Llc|45578
KONA|KONA GRILL, INC.|ICBX|INSTINET, LLC|2100
KONA|KONA GRILL, INC.|INCA|INSTINET, LLC|30793
KONA|KONA GRILL, INC.|INJX|INSTINET, LLC|908
KONA|KONA GRILL, INC.|ITGI|ITG Inc.|1640
KONA|KONA GRILL, INC.|ITGP|ITG INC.|8200
KONA|KONA GRILL, INC.|JEFF|JEFFERIES LLC|1905
KONA|KONA GRILL, INC.|JPMX|J.P. Morgan Securities LLC|7068
KONA|KONA GRILL, INC.|JSJX|JANE STREET CAPITAL LLC|800
KONA|KONA GRILL, INC.|KCGM|VIRTU Americas LLC|710
KONA|KONA GRILL, INC.|LEHM|Barclays Capital Inc./Le|24780
KONA|KONA GRILL, INC.|LIME|Lime Brokerage LLC|19774
KONA|KONA GRILL, INC.|LMGP|LIME BROKERAGE LLC|31425
KONA|KONA GRILL, INC.|LSCI|Lek Securities Corporation|40
KONA|KONA GRILL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12828
KONA|KONA GRILL, INC.|MSCO|MORGAN STANLEY & CO. LLC|67040
KONA|KONA GRILL, INC.|MSPL|MORGAN STANLEY & CO. LLC|3000
KONA|KONA GRILL, INC.|NFSC|National Financial Services LLC|41902
KONA|KONA GRILL, INC.|NITE|VIRTU Americas LLC|125633
KONA|KONA GRILL, INC.|NITP|VIRTU Americas LLC|300
KONA|KONA GRILL, INC.|PDQM|CODA MARKETS, INC.|4851
KONA|KONA GRILL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1200
KONA|KONA GRILL, INC.|RGLD|Regal Securities, Inc|24843
KONA|KONA GRILL, INC.|SAGL|SAGETRADER, LLC|200
KONA|KONA GRILL, INC.|SBSH|Citigroup Global Markets Inc.|281
KONA|KONA GRILL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|12876
KONA|KONA GRILL, INC.|SPDR|SPEEDROUTE LLC|5397
KONA|KONA GRILL, INC.|SWIM|TD Ameritrade, Inc.|2063
KONA|KONA GRILL, INC.|TKNG|ALLY INVEST SECURITIES LLC|250
KONA|KONA GRILL, INC.|UBSA|UBS SECURITIES LLC|40633
KONA|KONA GRILL, INC.|UBSS|UBS Securities LLC|69733
KONA|KONA GRILL, INC.|VALX|VIRTU AMERICAS LLC|7914
KONA|KONA GRILL, INC.|VGRD|Vanguard Marketing Corporation|2138
KONA|KONA GRILL, INC.|VSIN|Vision Financial Markets Llc|1111
KONA|KONA GRILL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|5600
KONA|KONA GRILL, INC.|WEDB|WEDBUSH SECURITIES INC.|2
KONA|KONA GRILL, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1287
KONA|KONA GRILL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5083
KONA|KONA GRILL, INC.|WSEA|WOLVERINE SECURITIES, LLC|994
KONA|KONA GRILL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
KONE|KINGTONE WIRELESSINF|ALTX|Alternet Securities Inc.|322
KONE|KINGTONE WIRELESSINF|APCC|Apex Clearing Corporation|156
KONE|KINGTONE WIRELESSINF|BATM|CBOE TRADING, INC.|1302
KONE|KINGTONE WIRELESSINF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4501
KONE|KINGTONE WIRELESSINF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|250
KONE|KINGTONE WIRELESSINF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
KONE|KINGTONE WIRELESSINF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2367
KONE|KINGTONE WIRELESSINF|DBAB|Deutsche Bank Securities Inc.|300
KONE|KINGTONE WIRELESSINF|DBAX|Deutsche Bank Securities Inc.|2500
KONE|KINGTONE WIRELESSINF|DEGS|RONIN PROFESSIONAL LLC|2219
KONE|KINGTONE WIRELESSINF|EBXL|EBX LLC|700
KONE|KINGTONE WIRELESSINF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
KONE|KINGTONE WIRELESSINF|EDJO|Edward D. Jones & Co., L.P.|819
KONE|KINGTONE WIRELESSINF|EGAM|CBOE TRADING, INC.|70
KONE|KINGTONE WIRELESSINF|ETRS|E*Trade Securities LLC|17703
KONE|KINGTONE WIRELESSINF|FBCO|Credit Suisse Securities (USA) LLC|5743
KONE|KINGTONE WIRELESSINF|FILL|Tradestation Securities, Inc.|100
KONE|KINGTONE WIRELESSINF|FOMA|TD AMERITRADE CLEARING, INC.|92620
KONE|KINGTONE WIRELESSINF|FTBR|Foliofn Investments, Inc.|21
KONE|KINGTONE WIRELESSINF|GLPX|ACS EXECUTION SERVICES, LLC|996
KONE|KINGTONE WIRELESSINF|GSCO|GOLDMAN SACHS & CO. LLC|100
KONE|KINGTONE WIRELESSINF|GSLT|GOLDMAN SACHS & CO. LLC|200
KONE|KINGTONE WIRELESSINF|GTSZ|GTS SECURITIES LLC|4899
KONE|KINGTONE WIRELESSINF|IATS|INTERACTIVE BROKERS LLC|5380
KONE|KINGTONE WIRELESSINF|IBKR|Interactive Brokers Llc|34410
KONE|KINGTONE WIRELESSINF|ICBX|INSTINET, LLC|200
KONE|KINGTONE WIRELESSINF|INCA|INSTINET, LLC|9412
KONE|KINGTONE WIRELESSINF|ITGI|ITG Inc.|4400
KONE|KINGTONE WIRELESSINF|ITGP|ITG INC.|3400
KONE|KINGTONE WIRELESSINF|KCGM|VIRTU Americas LLC|400
KONE|KINGTONE WIRELESSINF|LEHM|Barclays Capital Inc./Le|3213
KONE|KINGTONE WIRELESSINF|LIME|Lime Brokerage LLC|4835
KONE|KINGTONE WIRELESSINF|MICA|Spartan Securities Group, Ltd.|1100
KONE|KINGTONE WIRELESSINF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
KONE|KINGTONE WIRELESSINF|MSCO|MORGAN STANLEY & CO. LLC|15639
KONE|KINGTONE WIRELESSINF|NFSC|National Financial Services LLC|14978
KONE|KINGTONE WIRELESSINF|NITE|VIRTU Americas LLC|57914
KONE|KINGTONE WIRELESSINF|NQRB|Brut, LLC|400
KONE|KINGTONE WIRELESSINF|OPCO|Oppenheimer & Co. Inc.|50
KONE|KINGTONE WIRELESSINF|PDQM|CODA MARKETS, INC.|6811
KONE|KINGTONE WIRELESSINF|SGMT|GOLDMAN SACHS & CO. LLC|200
KONE|KINGTONE WIRELESSINF|SPDR|SPEEDROUTE LLC|622
KONE|KINGTONE WIRELESSINF|SPTD|MINT GLOBAL MARKETS, INC.|5865
KONE|KINGTONE WIRELESSINF|STFL|Stifel, Nicolaus & Company, Incorporated|857
KONE|KINGTONE WIRELESSINF|SWIM|TD Ameritrade, Inc.|12811
KONE|KINGTONE WIRELESSINF|TRCM|TRC MARKETS LLC|866
KONE|KINGTONE WIRELESSINF|UBSA|UBS SECURITIES LLC|2300
KONE|KINGTONE WIRELESSINF|UBSS|UBS Securities LLC|7487
KONE|KINGTONE WIRELESSINF|VALX|VIRTU AMERICAS LLC|803
KONE|KINGTONE WIRELESSINF|VGRD|Vanguard Marketing Corporation|5
KONE|KINGTONE WIRELESSINF|WCHV|WELLS FARGO SECURITIES, LLC|5100
KONE|KINGTONE WIRELESSINF|WEDB|WEDBUSH SECURITIES INC.|400
KONE|KINGTONE WIRELESSINF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|113
KONE|KINGTONE WIRELESSINF|WSEA|WOLVERINE SECURITIES, LLC|368
KONE|KINGTONE WIRELESSINF|YKNA|COMHAR CAPITAL MARKETS, LLC|105
KOOL|CESCA THERAPEUTICS I|ALTX|Alternet Securities Inc.|100
KOOL|CESCA THERAPEUTICS I|APCC|Apex Clearing Corporation|71087
KOOL|CESCA THERAPEUTICS I|BIMI|Banca IMI Securities Corp.|80480
KOOL|CESCA THERAPEUTICS I|BKCM|BNY Mellon Capital Markets LLC|550
KOOL|CESCA THERAPEUTICS I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7335
KOOL|CESCA THERAPEUTICS I|CANT|Cantor Fitzgerald & Co.|100
KOOL|CESCA THERAPEUTICS I|CHAS|Charles Schwab & Co., Inc.|1500
KOOL|CESCA THERAPEUTICS I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105294
KOOL|CESCA THERAPEUTICS I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17582
KOOL|CESCA THERAPEUTICS I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7653
KOOL|CESCA THERAPEUTICS I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54540
KOOL|CESCA THERAPEUTICS I|CTDL|Citadel Derivatives Group Llc|4888
KOOL|CESCA THERAPEUTICS I|CXCX|CITIGROUP GLOBAL MARKETS INC.|34044
KOOL|CESCA THERAPEUTICS I|DBAB|Deutsche Bank Securities Inc.|110647
KOOL|CESCA THERAPEUTICS I|DBAX|Deutsche Bank Securities Inc.|48900
KOOL|CESCA THERAPEUTICS I|DEAN|MORGAN STANLEY|2011
KOOL|CESCA THERAPEUTICS I|EBXL|EBX LLC|55900
KOOL|CESCA THERAPEUTICS I|EDJO|Edward D. Jones & Co., L.P.|2
KOOL|CESCA THERAPEUTICS I|EGAM|CBOE TRADING, INC.|3956
KOOL|CESCA THERAPEUTICS I|EGXM|CBOE TRADING, INC.|8991
KOOL|CESCA THERAPEUTICS I|ETRS|E*Trade Securities LLC|1873454
KOOL|CESCA THERAPEUTICS I|FBCO|Credit Suisse Securities (USA) LLC|49682
KOOL|CESCA THERAPEUTICS I|FILL|Tradestation Securities, Inc.|37872
KOOL|CESCA THERAPEUTICS I|FMAF|NBCN Inc./ CDS|4237
KOOL|CESCA THERAPEUTICS I|FOMA|TD AMERITRADE CLEARING, INC.|2746999
KOOL|CESCA THERAPEUTICS I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3425
KOOL|CESCA THERAPEUTICS I|FTBR|Foliofn Investments, Inc.|755
KOOL|CESCA THERAPEUTICS I|GEBB|GLOBAL EXECUTION BROKERS, LP|14099
KOOL|CESCA THERAPEUTICS I|GSCO|GOLDMAN SACHS & CO. LLC|106785
KOOL|CESCA THERAPEUTICS I|GSLT|GOLDMAN SACHS & CO. LLC|25394
KOOL|CESCA THERAPEUTICS I|IATS|INTERACTIVE BROKERS LLC|8060
KOOL|CESCA THERAPEUTICS I|IBKR|Interactive Brokers Llc|663020
KOOL|CESCA THERAPEUTICS I|ICBX|INSTINET, LLC|101193
KOOL|CESCA THERAPEUTICS I|INCA|INSTINET, LLC|71182
KOOL|CESCA THERAPEUTICS I|ITGI|ITG Inc.|15800
KOOL|CESCA THERAPEUTICS I|ITGP|ITG INC.|4200
KOOL|CESCA THERAPEUTICS I|JMPT|JUMP TRADING, LLC|23747
KOOL|CESCA THERAPEUTICS I|JONE|JonesTrading|345676
KOOL|CESCA THERAPEUTICS I|JPMX|J.P. Morgan Securities LLC|60066
KOOL|CESCA THERAPEUTICS I|JSJX|JANE STREET CAPITAL LLC|300
KOOL|CESCA THERAPEUTICS I|KCGM|VIRTU Americas LLC|53416
KOOL|CESCA THERAPEUTICS I|LEHM|Barclays Capital Inc./Le|142916
KOOL|CESCA THERAPEUTICS I|LIME|Lime Brokerage LLC|22458
KOOL|CESCA THERAPEUTICS I|LSCI|Lek Securities Corporation|51
KOOL|CESCA THERAPEUTICS I|MAXM|Maxim Group LLC|459470
KOOL|CESCA THERAPEUTICS I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64292
KOOL|CESCA THERAPEUTICS I|MSCO|MORGAN STANLEY & CO. LLC|1069154
KOOL|CESCA THERAPEUTICS I|MSPL|MORGAN STANLEY & CO. LLC|600
KOOL|CESCA THERAPEUTICS I|NFSC|National Financial Services LLC|1389197
KOOL|CESCA THERAPEUTICS I|NITE|VIRTU Americas LLC|3131441
KOOL|CESCA THERAPEUTICS I|NITP|VIRTU Americas LLC|110
KOOL|CESCA THERAPEUTICS I|NORT|Northland Securities, Inc.|1393822
KOOL|CESCA THERAPEUTICS I|NQRB|Brut, LLC|36270
KOOL|CESCA THERAPEUTICS I|PDQM|CODA MARKETS, INC.|203760
KOOL|CESCA THERAPEUTICS I|RAJA|Raymond James & Associates, Inc.|1304
KOOL|CESCA THERAPEUTICS I|RBCM|RBC CAPITAL MARKETS, LLC|7
KOOL|CESCA THERAPEUTICS I|SAGL|SAGETRADER, LLC|6100
KOOL|CESCA THERAPEUTICS I|SALI|INTL FCSTONE FINANCIAL INC.|40541
KOOL|CESCA THERAPEUTICS I|SBSH|Citigroup Global Markets Inc.|24902
KOOL|CESCA THERAPEUTICS I|SGMT|GOLDMAN SACHS & CO. LLC|35291
KOOL|CESCA THERAPEUTICS I|SPDR|SPEEDROUTE LLC|13200
KOOL|CESCA THERAPEUTICS I|SWIM|TD Ameritrade, Inc.|1036078
KOOL|CESCA THERAPEUTICS I|SWST|Hilltop Securities Inc.|10000
KOOL|CESCA THERAPEUTICS I|TKNG|ALLY INVEST SECURITIES LLC|32570
KOOL|CESCA THERAPEUTICS I|TRCM|TRC MARKETS LLC|12100
KOOL|CESCA THERAPEUTICS I|TTUC|CUTTONE & CO., INC.|34500
KOOL|CESCA THERAPEUTICS I|TWTT|TASTYWORKS, INC.|1100
KOOL|CESCA THERAPEUTICS I|UBSA|UBS SECURITIES LLC|225062
KOOL|CESCA THERAPEUTICS I|UBSS|UBS Securities LLC|710539
KOOL|CESCA THERAPEUTICS I|VALX|VIRTU AMERICAS LLC|1
KOOL|CESCA THERAPEUTICS I|VGRD|Vanguard Marketing Corporation|87295
KOOL|CESCA THERAPEUTICS I|VSIN|Vision Financial Markets Llc|15700
KOOL|CESCA THERAPEUTICS I|WCHV|WELLS FARGO SECURITIES, LLC|39203
KOOL|CESCA THERAPEUTICS I|WEED|Weeden & Co.L.P.|4750
KOOL|CESCA THERAPEUTICS I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|79495
KOOL|CESCA THERAPEUTICS I|WGIF|CIBC World Markets Inc.|24267
KOOL|CESCA THERAPEUTICS I|WSEA|WOLVERINE SECURITIES, LLC|213222
KOOL|CESCA THERAPEUTICS I|XSTM|NATIONAL FINANCIAL SERVICES LLC|11050
KOP|KOPPERS HOLDINGS INC|ANOS|ABEL/NOSER, L.L.C.|171
KOP|KOPPERS HOLDINGS INC|APCC|Apex Clearing Corporation|4
KOP|KOPPERS HOLDINGS INC|BANK|Primevest Financial Services, Inc.|135
KOP|KOPPERS HOLDINGS INC|BARD|Robert W. Baird & Co. Incorporated|1
KOP|KOPPERS HOLDINGS INC|BATM|CBOE TRADING, INC.|84
KOP|KOPPERS HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|1769
KOP|KOPPERS HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|3993
KOP|KOPPERS HOLDINGS INC|BRVL|BLAYLOCK VAN, LLC|500
KOP|KOPPERS HOLDINGS INC|BTIG|BTIG, LLC|310
KOP|KOPPERS HOLDINGS INC|BZYD|GOLDMAN SACHS & CO. LLC|315
KOP|KOPPERS HOLDINGS INC|CHAS|Charles Schwab & Co., Inc.|1
KOP|KOPPERS HOLDINGS INC|CIST|Capital Institutional Services, Inc.|1283
KOP|KOPPERS HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7500
KOP|KOPPERS HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
KOP|KOPPERS HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15466
KOP|KOPPERS HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|1085
KOP|KOPPERS HOLDINGS INC|CTLR|CUTLER GROUP, LP|1500
KOP|KOPPERS HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4606
KOP|KOPPERS HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|15580
KOP|KOPPERS HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|10900
KOP|KOPPERS HOLDINGS INC|DEAN|MORGAN STANLEY|3256
KOP|KOPPERS HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|400
KOP|KOPPERS HOLDINGS INC|EBXL|EBX LLC|16000
KOP|KOPPERS HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5030
KOP|KOPPERS HOLDINGS INC|EDJO|Edward D. Jones & Co., L.P.|458
KOP|KOPPERS HOLDINGS INC|EGAM|CBOE TRADING, INC.|1782
KOP|KOPPERS HOLDINGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
KOP|KOPPERS HOLDINGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14762
KOP|KOPPERS HOLDINGS INC|ETRS|E*Trade Securities LLC|225
KOP|KOPPERS HOLDINGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
KOP|KOPPERS HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3744
KOP|KOPPERS HOLDINGS INC|FTBR|Foliofn Investments, Inc.|127
KOP|KOPPERS HOLDINGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
KOP|KOPPERS HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|130429
KOP|KOPPERS HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|100
KOP|KOPPERS HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|136
KOP|KOPPERS HOLDINGS INC|GTSZ|GTS SECURITIES LLC|5386
KOP|KOPPERS HOLDINGS INC|HRBF|American Enterprise Investment Services Inc.|17
KOP|KOPPERS HOLDINGS INC|IBKR|Interactive Brokers Llc|280
KOP|KOPPERS HOLDINGS INC|ICBX|INSTINET, LLC|2600
KOP|KOPPERS HOLDINGS INC|IEQY|CITADEL SECURITIES LLC|3922
KOP|KOPPERS HOLDINGS INC|INCA|INSTINET, LLC|15733
KOP|KOPPERS HOLDINGS INC|INJX|INSTINET, LLC|388
KOP|KOPPERS HOLDINGS INC|ITGI|ITG Inc.|8487
KOP|KOPPERS HOLDINGS INC|ITGP|ITG INC.|18600
KOP|KOPPERS HOLDINGS INC|JANY|Janney Montgomery Scott Inc.|651
KOP|KOPPERS HOLDINGS INC|JEFF|JEFFERIES LLC|2658
KOP|KOPPERS HOLDINGS INC|JMPT|JUMP TRADING, LLC|2107
KOP|KOPPERS HOLDINGS INC|JPBX|J.P. MORGAN SECURITIES LLC|3400
KOP|KOPPERS HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|29166
KOP|KOPPERS HOLDINGS INC|KCGM|VIRTU Americas LLC|9512
KOP|KOPPERS HOLDINGS INC|LEHM|Barclays Capital Inc./Le|52095
KOP|KOPPERS HOLDINGS INC|LIME|Lime Brokerage LLC|5744
KOP|KOPPERS HOLDINGS INC|LSCI|Lek Securities Corporation|6
KOP|KOPPERS HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7700
KOP|KOPPERS HOLDINGS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|60
KOP|KOPPERS HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|58388
KOP|KOPPERS HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|7300
KOP|KOPPERS HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|10200
KOP|KOPPERS HOLDINGS INC|NFSC|National Financial Services LLC|12344
KOP|KOPPERS HOLDINGS INC|NITE|VIRTU Americas LLC|16696
KOP|KOPPERS HOLDINGS INC|NQRB|Brut, LLC|734
KOP|KOPPERS HOLDINGS INC|NTRC|Northern Trust Securities, Inc.|14
KOP|KOPPERS HOLDINGS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
KOP|KOPPERS HOLDINGS INC|PDQM|CODA MARKETS, INC.|3901
KOP|KOPPERS HOLDINGS INC|PWJC|UBS Financial Services, Inc.|2234
KOP|KOPPERS HOLDINGS INC|RBCM|RBC CAPITAL MARKETS, LLC|816
KOP|KOPPERS HOLDINGS INC|SAGL|SAGETRADER, LLC|200
KOP|KOPPERS HOLDINGS INC|SAGW|SAGETRADER, LLC|200
KOP|KOPPERS HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|12032
KOP|KOPPERS HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|10757
KOP|KOPPERS HOLDINGS INC|SPDR|SPEEDROUTE LLC|3470
KOP|KOPPERS HOLDINGS INC|SPTD|MINT GLOBAL MARKETS, INC.|1500
KOP|KOPPERS HOLDINGS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
KOP|KOPPERS HOLDINGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|10
KOP|KOPPERS HOLDINGS INC|SWIM|TD Ameritrade, Inc.|752
KOP|KOPPERS HOLDINGS INC|TRBT|Tradebot Systems, Inc.|362
KOP|KOPPERS HOLDINGS INC|TRCM|TRC MARKETS LLC|4485
KOP|KOPPERS HOLDINGS INC|UBSA|UBS SECURITIES LLC|78251
KOP|KOPPERS HOLDINGS INC|UBSS|UBS Securities LLC|57908
KOP|KOPPERS HOLDINGS INC|VALX|VIRTU AMERICAS LLC|1201
KOP|KOPPERS HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|5163
KOP|KOPPERS HOLDINGS INC|WDNX|WEEDEN & CO.L.P.|1944
KOP|KOPPERS HOLDINGS INC|WEED|Weeden & Co.L.P.|3400
KOP|KOPPERS HOLDINGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3
KOP|KOPPERS HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1829
KOP|KOPPERS HOLDINGS INC|WGIF|CIBC World Markets Inc.|200
KOP|KOPPERS HOLDINGS INC|XIST|INSTINET, LLC|8596
KOP|KOPPERS HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|690
KOP|KOPPERS HOLDINGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2596
KOPN|KOPIN CP          ##|AGIS|Aegis Capital Corp.|21848
KOPN|KOPIN CP          ##|ALTX|Alternet Securities Inc.|11242
KOPN|KOPIN CP          ##|ANDG|Andrew Garrett Inc.|2500
KOPN|KOPIN CP          ##|APCC|Apex Clearing Corporation|24863
KOPN|KOPIN CP          ##|AQUA|AQUA SECURITIES L.P.|4300
KOPN|KOPIN CP          ##|BANK|Primevest Financial Services, Inc.|2000
KOPN|KOPIN CP          ##|BARD|Robert W. Baird & Co. Incorporated|14696
KOPN|KOPIN CP          ##|BATM|CBOE TRADING, INC.|3183
KOPN|KOPIN CP          ##|BAYC|BAY CREST PARTNERS, LLC|198
KOPN|KOPIN CP          ##|BERN|Sanford C. Bernstein & Co., LLC|139534
KOPN|KOPIN CP          ##|BIDS|BIDS TRADING L.P.|16900
KOPN|KOPIN CP          ##|BLKX|INSTINET, LLC|97400
KOPN|KOPIN CP          ##|BMOC|BMO Capital Markets Corp.|9851
KOPN|KOPIN CP          ##|BNPX|BNP PARIBAS SECURITIES CORP.|10520
KOPN|KOPIN CP          ##|BRGE|Newbridge Securities Corp.|21555
KOPN|KOPIN CP          ##|BRVL|BLAYLOCK VAN, LLC|4400
KOPN|KOPIN CP          ##|BTIG|BTIG, LLC|10567
KOPN|KOPIN CP          ##|BYXM|CBOE TRADING, INC.|240
KOPN|KOPIN CP          ##|BZYD|GOLDMAN SACHS & CO. LLC|1806
KOPN|KOPIN CP          ##|CANT|Cantor Fitzgerald & Co.|12177
KOPN|KOPIN CP          ##|CHAS|Charles Schwab & Co., Inc.|2000
KOPN|KOPIN CP          ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33348
KOPN|KOPIN CP          ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
KOPN|KOPIN CP          ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|134083
KOPN|KOPIN CP          ##|CTDL|Citadel Derivatives Group Llc|18035
KOPN|KOPIN CP          ##|CTLR|CUTLER GROUP, LP|200
KOPN|KOPIN CP          ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|54336
KOPN|KOPIN CP          ##|DADA|D.A. Davidson & Co.|2000
KOPN|KOPIN CP          ##|DBAB|Deutsche Bank Securities Inc.|171594
KOPN|KOPIN CP          ##|DBAX|Deutsche Bank Securities Inc.|104600
KOPN|KOPIN CP          ##|DEAN|MORGAN STANLEY|9100
KOPN|KOPIN CP          ##|DEGS|RONIN PROFESSIONAL LLC|15498
KOPN|KOPIN CP          ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6610
KOPN|KOPIN CP          ##|EBXL|EBX LLC|42500
KOPN|KOPIN CP          ##|EDJO|Edward D. Jones & Co., L.P.|1100
KOPN|KOPIN CP          ##|EGAM|CBOE TRADING, INC.|2683
KOPN|KOPIN CP          ##|EGXM|CBOE TRADING, INC.|11657
KOPN|KOPIN CP          ##|EROP|Eroom Securities L.L.C.|6000
KOPN|KOPIN CP          ##|ETBE|Electronic Transaction Clearing, Inc.|23348
KOPN|KOPIN CP          ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3392
KOPN|KOPIN CP          ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|460
KOPN|KOPIN CP          ##|ETRS|E*Trade Securities LLC|326720
KOPN|KOPIN CP          ##|FBCO|Credit Suisse Securities (USA) LLC|249932
KOPN|KOPIN CP          ##|FILL|Tradestation Securities, Inc.|16278
KOPN|KOPIN CP          ##|FMAF|NBCN Inc./ CDS|1000
KOPN|KOPIN CP          ##|FOMA|TD AMERITRADE CLEARING, INC.|544409
KOPN|KOPIN CP          ##|FORD|Fordham Financial Management, Inc.|32720
KOPN|KOPIN CP          ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81347
KOPN|KOPIN CP          ##|FTBR|Foliofn Investments, Inc.|1064
KOPN|KOPIN CP          ##|GEBB|GLOBAL EXECUTION BROKERS, LP|23631
KOPN|KOPIN CP          ##|GLPX|ACS EXECUTION SERVICES, LLC|2612
KOPN|KOPIN CP          ##|GSCO|GOLDMAN SACHS & CO. LLC|439029
KOPN|KOPIN CP          ##|GSCS|GOLDMAN SACHS & CO. LLC|102948
KOPN|KOPIN CP          ##|GSLT|GOLDMAN SACHS & CO. LLC|3334
KOPN|KOPIN CP          ##|GTSZ|GTS SECURITIES LLC|483
KOPN|KOPIN CP          ##|HSBC|HSBC Securities, Inc.|1200
KOPN|KOPIN CP          ##|IATS|INTERACTIVE BROKERS LLC|31334
KOPN|KOPIN CP          ##|IBKR|Interactive Brokers Llc|149920
KOPN|KOPIN CP          ##|ICBX|INSTINET, LLC|27855
KOPN|KOPIN CP          ##|IEQY|CITADEL SECURITIES LLC|1980
KOPN|KOPIN CP          ##|INCA|INSTINET, LLC|484962
KOPN|KOPIN CP          ##|INJX|INSTINET, LLC|1850
KOPN|KOPIN CP          ##|ITGI|ITG Inc.|42910
KOPN|KOPIN CP          ##|ITGP|ITG INC.|214800
KOPN|KOPIN CP          ##|JANY|Janney Montgomery Scott Inc.|1600
KOPN|KOPIN CP          ##|JEFF|JEFFERIES LLC|9582
KOPN|KOPIN CP          ##|JMPT|JUMP TRADING, LLC|2952
KOPN|KOPIN CP          ##|JPBX|J.P. MORGAN SECURITIES LLC|800
KOPN|KOPIN CP          ##|JPMX|J.P. Morgan Securities LLC|53070
KOPN|KOPIN CP          ##|JSJX|JANE STREET CAPITAL LLC|6013
KOPN|KOPIN CP          ##|KCGM|VIRTU Americas LLC|19425
KOPN|KOPIN CP          ##|LEHM|Barclays Capital Inc./Le|318347
KOPN|KOPIN CP          ##|LIME|Lime Brokerage LLC|290068
KOPN|KOPIN CP          ##|LMGP|LIME BROKERAGE LLC|3300
KOPN|KOPIN CP          ##|LQNA|LIQUIDNET, INC.|91000
KOPN|KOPIN CP          ##|LQNB|LIQUIDNET, INC.|63200
KOPN|KOPIN CP          ##|LSCI|Lek Securities Corporation|100
KOPN|KOPIN CP          ##|MACC|Mid Atlantic Capital Corporation|15306
KOPN|KOPIN CP          ##|MAXM|Maxim Group LLC|6513
KOPN|KOPIN CP          ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|127149
KOPN|KOPIN CP          ##|MOTF|MOTIF INVESTING, INC.|3
KOPN|KOPIN CP          ##|MSCO|MORGAN STANLEY & CO. LLC|735289
KOPN|KOPIN CP          ##|MSPL|MORGAN STANLEY & CO. LLC|85800
KOPN|KOPIN CP          ##|MSTX|MORGAN STANLEY & CO. LLC|41600
KOPN|KOPIN CP          ##|NATL|National Securities Corporation|17600
KOPN|KOPIN CP          ##|NBCS|NBC Securities, INC.|3400
KOPN|KOPIN CP          ##|NEED|Needham & Company, LLC|18075
KOPN|KOPIN CP          ##|NFSC|National Financial Services LLC|428296
KOPN|KOPIN CP          ##|NITE|VIRTU Americas LLC|893386
KOPN|KOPIN CP          ##|NITP|VIRTU Americas LLC|14008
KOPN|KOPIN CP          ##|NQRB|Brut, LLC|2195
KOPN|KOPIN CP          ##|PDQM|CODA MARKETS, INC.|4117
KOPN|KOPIN CP          ##|PWJC|UBS Financial Services, Inc.|7700
KOPN|KOPIN CP          ##|RBCM|RBC CAPITAL MARKETS, LLC|2500
KOPN|KOPIN CP          ##|RGLD|Regal Securities, Inc|4325
KOPN|KOPIN CP          ##|SBSH|Citigroup Global Markets Inc.|103441
KOPN|KOPIN CP          ##|SGMT|GOLDMAN SACHS & CO. LLC|41821
KOPN|KOPIN CP          ##|SPDR|SPEEDROUTE LLC|1200
KOPN|KOPIN CP          ##|SPHN|Stephens Inc.|113
KOPN|KOPIN CP          ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
KOPN|KOPIN CP          ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|220
KOPN|KOPIN CP          ##|SWIM|TD Ameritrade, Inc.|296439
KOPN|KOPIN CP          ##|SWST|Hilltop Securities Inc.|360
KOPN|KOPIN CP          ##|TKNG|ALLY INVEST SECURITIES LLC|7359
KOPN|KOPIN CP          ##|TRBT|Tradebot Systems, Inc.|85221
KOPN|KOPIN CP          ##|TRCM|TRC MARKETS LLC|96264
KOPN|KOPIN CP          ##|TWTT|TASTYWORKS, INC.|4500
KOPN|KOPIN CP          ##|UBSA|UBS SECURITIES LLC|310538
KOPN|KOPIN CP          ##|UBSS|UBS Securities LLC|593402
KOPN|KOPIN CP          ##|VALX|VIRTU AMERICAS LLC|8270
KOPN|KOPIN CP          ##|VGRD|Vanguard Marketing Corporation|11345
KOPN|KOPIN CP          ##|WCHV|WELLS FARGO SECURITIES, LLC|95418
KOPN|KOPIN CP          ##|WEED|Weeden & Co.L.P.|9120
KOPN|KOPIN CP          ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2231
KOPN|KOPIN CP          ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11593
KOPN|KOPIN CP          ##|WGIF|CIBC World Markets Inc.|5843
KOPN|KOPIN CP          ##|WSEA|WOLVERINE SECURITIES, LLC|5953
KOPN|KOPIN CP          ##|XIST|INSTINET, LLC|47190
KOPN|KOPIN CP          ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|45136
KOPN|KOPIN CP          ##|YKNA|COMHAR CAPITAL MARKETS, LLC|300
KOPN|KOPIN CP          ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5999
KOR|ADVISORSHARES KIM KO|APCC|Apex Clearing Corporation|17
KOR|ADVISORSHARES KIM KO|FMAF|NBCN Inc./ CDS|519
KOR|ADVISORSHARES KIM KO|FTBR|Foliofn Investments, Inc.|29
KOR|ADVISORSHARES KIM KO|IBKR|Interactive Brokers Llc|200
KOR|ADVISORSHARES KIM KO|JSJX|JANE STREET CAPITAL LLC|200
KOR|ADVISORSHARES KIM KO|MOTF|MOTIF INVESTING, INC.|1
KOR|ADVISORSHARES KIM KO|NITE|VIRTU Americas LLC|1096
KOR|ADVISORSHARES KIM KO|SWIM|TD Ameritrade, Inc.|800
KORP|AMERICAN CENTURY DIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
KORP|AMERICAN CENTURY DIV|DBAX|Deutsche Bank Securities Inc.|100
KORP|AMERICAN CENTURY DIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
KORP|AMERICAN CENTURY DIV|KCGM|VIRTU Americas LLC|100
KORP|AMERICAN CENTURY DIV|LEHM|Barclays Capital Inc./Le|200
KORP|AMERICAN CENTURY DIV|MSCO|MORGAN STANLEY & CO. LLC|100
KORP|AMERICAN CENTURY DIV|NITE|VIRTU Americas LLC|135
KORP|AMERICAN CENTURY DIV|UBSA|UBS SECURITIES LLC|200
KORP|AMERICAN CENTURY DIV|UBSS|UBS Securities LLC|100
KORP|AMERICAN CENTURY DIV|WCHV|WELLS FARGO SECURITIES, LLC|30
KORS|MICHAEL KORS HLD LTD|ABLE|NATIXIS Securities Americas LLC|227820
KORS|MICHAEL KORS HLD LTD|ADAM|CANACCORD GENUITY INC.|116474
KORS|MICHAEL KORS HLD LTD|AGIS|Aegis Capital Corp.|10450
KORS|MICHAEL KORS HLD LTD|ALTX|Alternet Securities Inc.|28744
KORS|MICHAEL KORS HLD LTD|ANOS|ABEL/NOSER, L.L.C.|200
KORS|MICHAEL KORS HLD LTD|APCC|Apex Clearing Corporation|15784
KORS|MICHAEL KORS HLD LTD|BANK|Primevest Financial Services, Inc.|86
KORS|MICHAEL KORS HLD LTD|BARD|Robert W. Baird & Co. Incorporated|6151
KORS|MICHAEL KORS HLD LTD|BATM|CBOE TRADING, INC.|27118
KORS|MICHAEL KORS HLD LTD|BAYC|BAY CREST PARTNERS, LLC|70
KORS|MICHAEL KORS HLD LTD|BBNT|BB&T SECURITIES, LLC|55
KORS|MICHAEL KORS HLD LTD|BERN|Sanford C. Bernstein & Co., LLC|89763
KORS|MICHAEL KORS HLD LTD|BIAD|SAGETRADER, LLC|1541
KORS|MICHAEL KORS HLD LTD|BIDS|BIDS TRADING L.P.|600
KORS|MICHAEL KORS HLD LTD|BIMI|Banca IMI Securities Corp.|780
KORS|MICHAEL KORS HLD LTD|BKCM|BNY Mellon Capital Markets LLC|170
KORS|MICHAEL KORS HLD LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54053
KORS|MICHAEL KORS HLD LTD|BLKX|INSTINET, LLC|46900
KORS|MICHAEL KORS HLD LTD|BNPX|BNP PARIBAS SECURITIES CORP.|155600
KORS|MICHAEL KORS HLD LTD|BTIG|BTIG, LLC|3718
KORS|MICHAEL KORS HLD LTD|BYXM|CBOE TRADING, INC.|7274
KORS|MICHAEL KORS HLD LTD|BZYD|GOLDMAN SACHS & CO. LLC|700
KORS|MICHAEL KORS HLD LTD|CANT|Cantor Fitzgerald & Co.|51
KORS|MICHAEL KORS HLD LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|68200
KORS|MICHAEL KORS HLD LTD|CBRA|Cobra Trading, Inc.|400
KORS|MICHAEL KORS HLD LTD|CHAS|Charles Schwab & Co., Inc.|4138
KORS|MICHAEL KORS HLD LTD|CIBP|CIBC World Markets Corp.|8384
KORS|MICHAEL KORS HLD LTD|CIST|Capital Institutional Services, Inc.|2921
KORS|MICHAEL KORS HLD LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|247351
KORS|MICHAEL KORS HLD LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11122
KORS|MICHAEL KORS HLD LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18113
KORS|MICHAEL KORS HLD LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1107404
KORS|MICHAEL KORS HLD LTD|CTDL|Citadel Derivatives Group Llc|17981
KORS|MICHAEL KORS HLD LTD|CTLR|CUTLER GROUP, LP|11335
KORS|MICHAEL KORS HLD LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|130430
KORS|MICHAEL KORS HLD LTD|DBAB|Deutsche Bank Securities Inc.|969967
KORS|MICHAEL KORS HLD LTD|DBAX|Deutsche Bank Securities Inc.|746400
KORS|MICHAEL KORS HLD LTD|DBUL|Deutsche Bank Securities Inc.|2186
KORS|MICHAEL KORS HLD LTD|DEAN|MORGAN STANLEY|43038
KORS|MICHAEL KORS HLD LTD|DEGS|RONIN PROFESSIONAL LLC|1514
KORS|MICHAEL KORS HLD LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3804
KORS|MICHAEL KORS HLD LTD|DRWK|DRW SECURITIES, L.L.C.|7350
KORS|MICHAEL KORS HLD LTD|EBXL|EBX LLC|386700
KORS|MICHAEL KORS HLD LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|43407
KORS|MICHAEL KORS HLD LTD|EDJO|Edward D. Jones & Co., L.P.|1522
KORS|MICHAEL KORS HLD LTD|EGAM|CBOE TRADING, INC.|43832
KORS|MICHAEL KORS HLD LTD|EGAW|CBOE TRADING, INC.|905
KORS|MICHAEL KORS HLD LTD|EGMT|EG MARKET TECHNOLOGIES LLC|1180
KORS|MICHAEL KORS HLD LTD|EGXM|CBOE TRADING, INC.|15509
KORS|MICHAEL KORS HLD LTD|ETBE|Electronic Transaction Clearing, Inc.|73471
KORS|MICHAEL KORS HLD LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
KORS|MICHAEL KORS HLD LTD|ETCB|ETC BROKERAGE SERVICES, LLC|50
KORS|MICHAEL KORS HLD LTD|ETCC|Electronic Transaction Clearing, Inc.|160
KORS|MICHAEL KORS HLD LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|25
KORS|MICHAEL KORS HLD LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|64864
KORS|MICHAEL KORS HLD LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
KORS|MICHAEL KORS HLD LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1328
KORS|MICHAEL KORS HLD LTD|ETRS|E*Trade Securities LLC|463834
KORS|MICHAEL KORS HLD LTD|FBSB|U.S. Bancorp Investments, Inc.|358
KORS|MICHAEL KORS HLD LTD|FFSI|Firstrade Securities Inc.|100
KORS|MICHAEL KORS HLD LTD|FILL|Tradestation Securities, Inc.|79406
KORS|MICHAEL KORS HLD LTD|FMAF|NBCN Inc./ CDS|11433
KORS|MICHAEL KORS HLD LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|85706
KORS|MICHAEL KORS HLD LTD|FQLS|Quantlab Securities LP|884755
KORS|MICHAEL KORS HLD LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|239683
KORS|MICHAEL KORS HLD LTD|FTBR|Foliofn Investments, Inc.|20593
KORS|MICHAEL KORS HLD LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|3400
KORS|MICHAEL KORS HLD LTD|GLIS|TD Securities Inc|9179
KORS|MICHAEL KORS HLD LTD|GLPX|ACS EXECUTION SERVICES, LLC|131729
KORS|MICHAEL KORS HLD LTD|GSCO|GOLDMAN SACHS & CO. LLC|2895496
KORS|MICHAEL KORS HLD LTD|GSCS|GOLDMAN SACHS & CO. LLC|7905
KORS|MICHAEL KORS HLD LTD|GSLT|GOLDMAN SACHS & CO. LLC|173211
KORS|MICHAEL KORS HLD LTD|GTSZ|GTS SECURITIES LLC|330371
KORS|MICHAEL KORS HLD LTD|HAPX|HAP Trading, LLC|328
KORS|MICHAEL KORS HLD LTD|HRBF|American Enterprise Investment Services Inc.|3200
KORS|MICHAEL KORS HLD LTD|HSBC|HSBC Securities, Inc.|54401
KORS|MICHAEL KORS HLD LTD|IATS|INTERACTIVE BROKERS LLC|55078
KORS|MICHAEL KORS HLD LTD|IBKR|Interactive Brokers Llc|101014
KORS|MICHAEL KORS HLD LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|432
KORS|MICHAEL KORS HLD LTD|ICBX|INSTINET, LLC|209752
KORS|MICHAEL KORS HLD LTD|IEQY|CITADEL SECURITIES LLC|267082
KORS|MICHAEL KORS HLD LTD|INCA|INSTINET, LLC|876827
KORS|MICHAEL KORS HLD LTD|INJX|INSTINET, LLC|32810
KORS|MICHAEL KORS HLD LTD|ITGI|ITG Inc.|461815
KORS|MICHAEL KORS HLD LTD|ITGP|ITG INC.|569600
KORS|MICHAEL KORS HLD LTD|JANY|Janney Montgomery Scott Inc.|10285
KORS|MICHAEL KORS HLD LTD|JEFF|JEFFERIES LLC|229992
KORS|MICHAEL KORS HLD LTD|JMPT|JUMP TRADING, LLC|195952
KORS|MICHAEL KORS HLD LTD|JONE|JonesTrading|4265
KORS|MICHAEL KORS HLD LTD|JPBX|J.P. MORGAN SECURITIES LLC|526736
KORS|MICHAEL KORS HLD LTD|JPMX|J.P. Morgan Securities LLC|1343282
KORS|MICHAEL KORS HLD LTD|JSCL|JOSEPH STONE CAPITAL L.L.C.|2200
KORS|MICHAEL KORS HLD LTD|JSJX|JANE STREET CAPITAL LLC|17991
KORS|MICHAEL KORS HLD LTD|JUTA|JUMP TRADING, LLC|300
KORS|MICHAEL KORS HLD LTD|KCGM|VIRTU Americas LLC|139184
KORS|MICHAEL KORS HLD LTD|KCRD|PHX FINANCIAL, INC.|2399
KORS|MICHAEL KORS HLD LTD|LEHM|Barclays Capital Inc./Le|2204023
KORS|MICHAEL KORS HLD LTD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1380
KORS|MICHAEL KORS HLD LTD|LIME|Lime Brokerage LLC|67045
KORS|MICHAEL KORS HLD LTD|LOOP|Loop Capital Markets LLC|977
KORS|MICHAEL KORS HLD LTD|LQNA|LIQUIDNET, INC.|36800
KORS|MICHAEL KORS HLD LTD|LSCI|Lek Securities Corporation|17329
KORS|MICHAEL KORS HLD LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|511
KORS|MICHAEL KORS HLD LTD|MACC|Mid Atlantic Capital Corporation|2909
KORS|MICHAEL KORS HLD LTD|MACQ|Macquarie Capital (USA) Inc.|19615
KORS|MICHAEL KORS HLD LTD|MAVB|Great Point Capital LLC|100
KORS|MICHAEL KORS HLD LTD|MAXM|Maxim Group LLC|2744
KORS|MICHAEL KORS HLD LTD|MBTS|ALLY INVEST SECURITIES LLC|2300
KORS|MICHAEL KORS HLD LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|283406
KORS|MICHAEL KORS HLD LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1800
KORS|MICHAEL KORS HLD LTD|MOTF|MOTIF INVESTING, INC.|21
KORS|MICHAEL KORS HLD LTD|MPSG|E D & F Man Capital Markets Inc.|42
KORS|MICHAEL KORS HLD LTD|MSCO|MORGAN STANLEY & CO. LLC|4404020
KORS|MICHAEL KORS HLD LTD|MSPL|MORGAN STANLEY & CO. LLC|796600
KORS|MICHAEL KORS HLD LTD|MSTX|MORGAN STANLEY & CO. LLC|633900
KORS|MICHAEL KORS HLD LTD|NATL|National Securities Corporation|780
KORS|MICHAEL KORS HLD LTD|NEUB|NEUBERGER BERMAN BD LLC|175
KORS|MICHAEL KORS HLD LTD|NFSC|National Financial Services LLC|444721
KORS|MICHAEL KORS HLD LTD|NITE|VIRTU Americas LLC|1860120
KORS|MICHAEL KORS HLD LTD|NITP|VIRTU Americas LLC|3380
KORS|MICHAEL KORS HLD LTD|NQRB|Brut, LLC|56246
KORS|MICHAEL KORS HLD LTD|NTBF|BMO Nesbitt Burns Inc./CDS|3629
KORS|MICHAEL KORS HLD LTD|NTRC|Northern Trust Securities, Inc.|3659
KORS|MICHAEL KORS HLD LTD|OHOS|TWO SIGMA SECURITIES, LLC|260444
KORS|MICHAEL KORS HLD LTD|OPCO|Oppenheimer & Co. Inc.|20987
KORS|MICHAEL KORS HLD LTD|OTAA|OTA LLC|4300
KORS|MICHAEL KORS HLD LTD|PCPT|PHILLIP CAPITAL INC.|35
KORS|MICHAEL KORS HLD LTD|PDQM|CODA MARKETS, INC.|136559
KORS|MICHAEL KORS HLD LTD|PHLY|NASDAQ Execution Services, LLC|14600
KORS|MICHAEL KORS HLD LTD|POIN|PRECISION SECURITIES, LLC (POIN)|200
KORS|MICHAEL KORS HLD LTD|PWJC|UBS Financial Services, Inc.|1022
KORS|MICHAEL KORS HLD LTD|QMSR|QUATTRO M SECURITIES INC.|27203
KORS|MICHAEL KORS HLD LTD|RBCM|RBC CAPITAL MARKETS, LLC|23158
KORS|MICHAEL KORS HLD LTD|RGLD|Regal Securities, Inc|416
KORS|MICHAEL KORS HLD LTD|SAGL|SAGETRADER, LLC|486694
KORS|MICHAEL KORS HLD LTD|SAGW|SAGETRADER, LLC|500
KORS|MICHAEL KORS HLD LTD|SBSH|Citigroup Global Markets Inc.|387450
KORS|MICHAEL KORS HLD LTD|SEIC|SEI Investments Distribution Co.|300
KORS|MICHAEL KORS HLD LTD|SGMT|GOLDMAN SACHS & CO. LLC|383115
KORS|MICHAEL KORS HLD LTD|SPDR|SPEEDROUTE LLC|42537
KORS|MICHAEL KORS HLD LTD|SPHN|Stephens Inc.|67080
KORS|MICHAEL KORS HLD LTD|SPTD|MINT GLOBAL MARKETS, INC.|300
KORS|MICHAEL KORS HLD LTD|STFL|Stifel, Nicolaus & Company, Incorporated|2013
KORS|MICHAEL KORS HLD LTD|STKP|STOCKPILE INVESTMENTS, INC.|42
KORS|MICHAEL KORS HLD LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12400
KORS|MICHAEL KORS HLD LTD|SWIM|TD Ameritrade, Inc.|1244698
KORS|MICHAEL KORS HLD LTD|SWST|Hilltop Securities Inc.|27
KORS|MICHAEL KORS HLD LTD|TAGC|TELSEY ADVISORY GROUP LLC|8580
KORS|MICHAEL KORS HLD LTD|TDSI|TD Securities (USA) LLC|6500
KORS|MICHAEL KORS HLD LTD|TKNG|ALLY INVEST SECURITIES LLC|7496
KORS|MICHAEL KORS HLD LTD|TRBT|Tradebot Systems, Inc.|677741
KORS|MICHAEL KORS HLD LTD|TRCM|TRC MARKETS LLC|629067
KORS|MICHAEL KORS HLD LTD|TWTT|TASTYWORKS, INC.|2027
KORS|MICHAEL KORS HLD LTD|UBSA|UBS SECURITIES LLC|1760586
KORS|MICHAEL KORS HLD LTD|UBSS|UBS Securities LLC|2338530
KORS|MICHAEL KORS HLD LTD|VALX|VIRTU AMERICAS LLC|16552
KORS|MICHAEL KORS HLD LTD|VGRD|Vanguard Marketing Corporation|15940
KORS|MICHAEL KORS HLD LTD|VSIN|Vision Financial Markets Llc|50
KORS|MICHAEL KORS HLD LTD|WBLR|WILLIAM BLAIR|98
KORS|MICHAEL KORS HLD LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|2867
KORS|MICHAEL KORS HLD LTD|WCHV|WELLS FARGO SECURITIES, LLC|252561
KORS|MICHAEL KORS HLD LTD|WDNX|WEEDEN & CO.L.P.|1208
KORS|MICHAEL KORS HLD LTD|WEDB|WEDBUSH SECURITIES INC.|33174
KORS|MICHAEL KORS HLD LTD|WEED|Weeden & Co.L.P.|631
KORS|MICHAEL KORS HLD LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|87704
KORS|MICHAEL KORS HLD LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|92830
KORS|MICHAEL KORS HLD LTD|WFPB|Wells Fargo Securities, LLC.|1309
KORS|MICHAEL KORS HLD LTD|WGIF|CIBC World Markets Inc.|2305
KORS|MICHAEL KORS HLD LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1681
KORS|MICHAEL KORS HLD LTD|WSAG|WALL STREET ACCESS|17
KORS|MICHAEL KORS HLD LTD|WSEA|WOLVERINE SECURITIES, LLC|42876
KORS|MICHAEL KORS HLD LTD|XIST|INSTINET, LLC|284176
KORS|MICHAEL KORS HLD LTD|XPUS|XP SECURITIES, LLC|2390
KORS|MICHAEL KORS HLD LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|124934
KORS|MICHAEL KORS HLD LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|5505
KORS|MICHAEL KORS HLD LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12616
KORU|DIRX S KOREA BULL 3X|APCC|Apex Clearing Corporation|786
KORU|DIRX S KOREA BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16
KORU|DIRX S KOREA BULL 3X|CANT|Cantor Fitzgerald & Co.|60
KORU|DIRX S KOREA BULL 3X|CHAS|Charles Schwab & Co., Inc.|206
KORU|DIRX S KOREA BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|866
KORU|DIRX S KOREA BULL 3X|DBAX|Deutsche Bank Securities Inc.|2200
KORU|DIRX S KOREA BULL 3X|EBXL|EBX LLC|600
KORU|DIRX S KOREA BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|1158
KORU|DIRX S KOREA BULL 3X|EGXM|CBOE TRADING, INC.|40
KORU|DIRX S KOREA BULL 3X|ETRS|E*Trade Securities LLC|16883
KORU|DIRX S KOREA BULL 3X|FILL|Tradestation Securities, Inc.|60
KORU|DIRX S KOREA BULL 3X|FLTU|FLOW TRADERS US LLC|795
KORU|DIRX S KOREA BULL 3X|FTBR|Foliofn Investments, Inc.|60
KORU|DIRX S KOREA BULL 3X|GLIS|TD Securities Inc|234
KORU|DIRX S KOREA BULL 3X|GLPX|ACS EXECUTION SERVICES, LLC|50
KORU|DIRX S KOREA BULL 3X|IATS|INTERACTIVE BROKERS LLC|2349
KORU|DIRX S KOREA BULL 3X|IBKR|Interactive Brokers Llc|4488
KORU|DIRX S KOREA BULL 3X|INCA|INSTINET, LLC|185
KORU|DIRX S KOREA BULL 3X|ITGP|ITG INC.|400
KORU|DIRX S KOREA BULL 3X|JSJX|JANE STREET CAPITAL LLC|15834
KORU|DIRX S KOREA BULL 3X|KCGM|VIRTU Americas LLC|1533
KORU|DIRX S KOREA BULL 3X|LEHM|Barclays Capital Inc./Le|3800
KORU|DIRX S KOREA BULL 3X|LIME|Lime Brokerage LLC|11541
KORU|DIRX S KOREA BULL 3X|LSCI|Lek Securities Corporation|962
KORU|DIRX S KOREA BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1270
KORU|DIRX S KOREA BULL 3X|MOTF|MOTIF INVESTING, INC.|1
KORU|DIRX S KOREA BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|6656
KORU|DIRX S KOREA BULL 3X|NFSC|National Financial Services LLC|69497
KORU|DIRX S KOREA BULL 3X|NITE|VIRTU Americas LLC|70502
KORU|DIRX S KOREA BULL 3X|PDQM|CODA MARKETS, INC.|50
KORU|DIRX S KOREA BULL 3X|SBSH|Citigroup Global Markets Inc.|237
KORU|DIRX S KOREA BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|1668
KORU|DIRX S KOREA BULL 3X|SWIM|TD Ameritrade, Inc.|2544
KORU|DIRX S KOREA BULL 3X|TKNG|ALLY INVEST SECURITIES LLC|415
KORU|DIRX S KOREA BULL 3X|TRCM|TRC MARKETS LLC|961
KORU|DIRX S KOREA BULL 3X|UBSA|UBS SECURITIES LLC|5448
KORU|DIRX S KOREA BULL 3X|UBSS|UBS Securities LLC|5474
KORU|DIRX S KOREA BULL 3X|VALX|VIRTU AMERICAS LLC|1697
KORU|DIRX S KOREA BULL 3X|VGRD|Vanguard Marketing Corporation|9988
KORU|DIRX S KOREA BULL 3X|VSIN|Vision Financial Markets Llc|100
KORU|DIRX S KOREA BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|3699
KOS|KOSMOS ENERGY LTD.|ABLE|NATIXIS Securities Americas LLC|34451
KOS|KOSMOS ENERGY LTD.|ALTX|Alternet Securities Inc.|6159
KOS|KOSMOS ENERGY LTD.|ANOS|ABEL/NOSER, L.L.C.|7400
KOS|KOSMOS ENERGY LTD.|APCC|Apex Clearing Corporation|4671
KOS|KOSMOS ENERGY LTD.|BARD|Robert W. Baird & Co. Incorporated|250
KOS|KOSMOS ENERGY LTD.|BATM|CBOE TRADING, INC.|3927
KOS|KOSMOS ENERGY LTD.|BAYC|BAY CREST PARTNERS, LLC|8181
KOS|KOSMOS ENERGY LTD.|BAYT|BTIG, LLC|14400
KOS|KOSMOS ENERGY LTD.|BERN|Sanford C. Bernstein & Co., LLC|34041
KOS|KOSMOS ENERGY LTD.|BIDS|BIDS TRADING L.P.|3200
KOS|KOSMOS ENERGY LTD.|BIMI|Banca IMI Securities Corp.|13398
KOS|KOSMOS ENERGY LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5214
KOS|KOSMOS ENERGY LTD.|BLKX|INSTINET, LLC|119600
KOS|KOSMOS ENERGY LTD.|BMOC|BMO Capital Markets Corp.|799185
KOS|KOSMOS ENERGY LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|179704
KOS|KOSMOS ENERGY LTD.|BTIG|BTIG, LLC|57538
KOS|KOSMOS ENERGY LTD.|BYXM|CBOE TRADING, INC.|2548
KOS|KOSMOS ENERGY LTD.|BZYD|GOLDMAN SACHS & CO. LLC|5500
KOS|KOSMOS ENERGY LTD.|CANT|Cantor Fitzgerald & Co.|7000
KOS|KOSMOS ENERGY LTD.|CBLC|CITIGROUP GLOBAL MARKETS INC.|27800
KOS|KOSMOS ENERGY LTD.|CHAS|Charles Schwab & Co., Inc.|97937
KOS|KOSMOS ENERGY LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|599440
KOS|KOSMOS ENERGY LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13150
KOS|KOSMOS ENERGY LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|891850
KOS|KOSMOS ENERGY LTD.|CTDL|Citadel Derivatives Group Llc|83366
KOS|KOSMOS ENERGY LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|194064
KOS|KOSMOS ENERGY LTD.|DBAB|Deutsche Bank Securities Inc.|291722
KOS|KOSMOS ENERGY LTD.|DBAX|Deutsche Bank Securities Inc.|686900
KOS|KOSMOS ENERGY LTD.|DCHF|Dart Executions, LLC|1008
KOS|KOSMOS ENERGY LTD.|DEAN|MORGAN STANLEY|2120
KOS|KOSMOS ENERGY LTD.|DEGS|RONIN PROFESSIONAL LLC|6781
KOS|KOSMOS ENERGY LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
KOS|KOSMOS ENERGY LTD.|EBXL|EBX LLC|600900
KOS|KOSMOS ENERGY LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5263
KOS|KOSMOS ENERGY LTD.|EGAM|CBOE TRADING, INC.|24541
KOS|KOSMOS ENERGY LTD.|EGAW|CBOE TRADING, INC.|1055
KOS|KOSMOS ENERGY LTD.|EGXM|CBOE TRADING, INC.|1916
KOS|KOSMOS ENERGY LTD.|EGXW|CBOE TRADING, INC.|300
KOS|KOSMOS ENERGY LTD.|ETBE|Electronic Transaction Clearing, Inc.|37130
KOS|KOSMOS ENERGY LTD.|ETCC|Electronic Transaction Clearing, Inc.|440
KOS|KOSMOS ENERGY LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1080
KOS|KOSMOS ENERGY LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3180
KOS|KOSMOS ENERGY LTD.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|247
KOS|KOSMOS ENERGY LTD.|ETRS|E*Trade Securities LLC|114992
KOS|KOSMOS ENERGY LTD.|FBSB|U.S. Bancorp Investments, Inc.|980
KOS|KOSMOS ENERGY LTD.|FILL|Tradestation Securities, Inc.|4200
KOS|KOSMOS ENERGY LTD.|FMAF|NBCN Inc./ CDS|7203
KOS|KOSMOS ENERGY LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11446
KOS|KOSMOS ENERGY LTD.|FQLS|Quantlab Securities LP|354422
KOS|KOSMOS ENERGY LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|211972
KOS|KOSMOS ENERGY LTD.|FTBR|Foliofn Investments, Inc.|43486
KOS|KOSMOS ENERGY LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|15100
KOS|KOSMOS ENERGY LTD.|GLPX|ACS EXECUTION SERVICES, LLC|2530
KOS|KOSMOS ENERGY LTD.|GSCO|GOLDMAN SACHS & CO. LLC|1234771
KOS|KOSMOS ENERGY LTD.|GSCS|GOLDMAN SACHS & CO. LLC|13200
KOS|KOSMOS ENERGY LTD.|GSLT|GOLDMAN SACHS & CO. LLC|8438
KOS|KOSMOS ENERGY LTD.|GTSZ|GTS SECURITIES LLC|126492
KOS|KOSMOS ENERGY LTD.|HRBF|American Enterprise Investment Services Inc.|5791
KOS|KOSMOS ENERGY LTD.|HSBC|HSBC Securities, Inc.|70885
KOS|KOSMOS ENERGY LTD.|IATS|INTERACTIVE BROKERS LLC|19379
KOS|KOSMOS ENERGY LTD.|IBKR|Interactive Brokers Llc|33875
KOS|KOSMOS ENERGY LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|40
KOS|KOSMOS ENERGY LTD.|ICBX|INSTINET, LLC|408273
KOS|KOSMOS ENERGY LTD.|IEQY|CITADEL SECURITIES LLC|173391
KOS|KOSMOS ENERGY LTD.|IMPC|Imperial Capital, LLC|2000
KOS|KOSMOS ENERGY LTD.|INCA|INSTINET, LLC|603383
KOS|KOSMOS ENERGY LTD.|INJX|INSTINET, LLC|51435
KOS|KOSMOS ENERGY LTD.|ITGI|ITG Inc.|107633
KOS|KOSMOS ENERGY LTD.|ITGP|ITG INC.|1247400
KOS|KOSMOS ENERGY LTD.|JEFF|JEFFERIES LLC|622723
KOS|KOSMOS ENERGY LTD.|JMPT|JUMP TRADING, LLC|157272
KOS|KOSMOS ENERGY LTD.|JPBX|J.P. MORGAN SECURITIES LLC|183140
KOS|KOSMOS ENERGY LTD.|JPMX|J.P. Morgan Securities LLC|1481185
KOS|KOSMOS ENERGY LTD.|JSJX|JANE STREET CAPITAL LLC|9332
KOS|KOSMOS ENERGY LTD.|KCGM|VIRTU Americas LLC|213074
KOS|KOSMOS ENERGY LTD.|KRSH|Kershner Securities, LLC|27235
KOS|KOSMOS ENERGY LTD.|LEHM|Barclays Capital Inc./Le|2955270
KOS|KOSMOS ENERGY LTD.|LIME|Lime Brokerage LLC|223873
KOS|KOSMOS ENERGY LTD.|LMNX|LUMINEX TRADING & ANALYTICS LLC|292918
KOS|KOSMOS ENERGY LTD.|LQNA|LIQUIDNET, INC.|254200
KOS|KOSMOS ENERGY LTD.|MACC|Mid Atlantic Capital Corporation|6400
KOS|KOSMOS ENERGY LTD.|MACQ|Macquarie Capital (USA) Inc.|8337
KOS|KOSMOS ENERGY LTD.|MBTS|ALLY INVEST SECURITIES LLC|200
KOS|KOSMOS ENERGY LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|818330
KOS|KOSMOS ENERGY LTD.|MOTF|MOTIF INVESTING, INC.|1
KOS|KOSMOS ENERGY LTD.|MSCO|MORGAN STANLEY & CO. LLC|1883752
KOS|KOSMOS ENERGY LTD.|MSPL|MORGAN STANLEY & CO. LLC|1274300
KOS|KOSMOS ENERGY LTD.|MSTX|MORGAN STANLEY & CO. LLC|414000
KOS|KOSMOS ENERGY LTD.|NFSC|National Financial Services LLC|306099
KOS|KOSMOS ENERGY LTD.|NITE|VIRTU Americas LLC|731340
KOS|KOSMOS ENERGY LTD.|NITP|VIRTU Americas LLC|29210
KOS|KOSMOS ENERGY LTD.|NQRB|Brut, LLC|6013
KOS|KOSMOS ENERGY LTD.|NTBF|BMO Nesbitt Burns Inc./CDS|900
KOS|KOSMOS ENERGY LTD.|NTRC|Northern Trust Securities, Inc.|2416
KOS|KOSMOS ENERGY LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
KOS|KOSMOS ENERGY LTD.|PDQM|CODA MARKETS, INC.|5566
KOS|KOSMOS ENERGY LTD.|PHLY|NASDAQ Execution Services, LLC|1000
KOS|KOSMOS ENERGY LTD.|PWJC|UBS Financial Services, Inc.|9300
KOS|KOSMOS ENERGY LTD.|RBCM|RBC CAPITAL MARKETS, LLC|2456
KOS|KOSMOS ENERGY LTD.|RHCO|Suntrust Robinson Humphrey, Inc.|29200
KOS|KOSMOS ENERGY LTD.|SAGL|SAGETRADER, LLC|5800
KOS|KOSMOS ENERGY LTD.|SAGW|SAGETRADER, LLC|2469
KOS|KOSMOS ENERGY LTD.|SBSH|Citigroup Global Markets Inc.|342647
KOS|KOSMOS ENERGY LTD.|SGMT|GOLDMAN SACHS & CO. LLC|494536
KOS|KOSMOS ENERGY LTD.|SPDR|SPEEDROUTE LLC|9200
KOS|KOSMOS ENERGY LTD.|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
KOS|KOSMOS ENERGY LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|3000
KOS|KOSMOS ENERGY LTD.|STRS|STRATEGAS RESEARCH PARTNERS|1700
KOS|KOSMOS ENERGY LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16533
KOS|KOSMOS ENERGY LTD.|SWIM|TD Ameritrade, Inc.|66396
KOS|KOSMOS ENERGY LTD.|SWST|Hilltop Securities Inc.|2705
KOS|KOSMOS ENERGY LTD.|TKNG|ALLY INVEST SECURITIES LLC|854
KOS|KOSMOS ENERGY LTD.|TOUR|TOURMALINE PARTNERS, LLC|3262
KOS|KOSMOS ENERGY LTD.|TRBT|Tradebot Systems, Inc.|454918
KOS|KOSMOS ENERGY LTD.|TRCM|TRC MARKETS LLC|93403
KOS|KOSMOS ENERGY LTD.|TWTT|TASTYWORKS, INC.|3000
KOS|KOSMOS ENERGY LTD.|UBSA|UBS SECURITIES LLC|2032026
KOS|KOSMOS ENERGY LTD.|UBSS|UBS Securities LLC|1321598
KOS|KOSMOS ENERGY LTD.|VALX|VIRTU AMERICAS LLC|99426
KOS|KOSMOS ENERGY LTD.|VGRD|Vanguard Marketing Corporation|122861
KOS|KOSMOS ENERGY LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
KOS|KOSMOS ENERGY LTD.|WCHV|WELLS FARGO SECURITIES, LLC|33642
KOS|KOSMOS ENERGY LTD.|WDNX|WEEDEN & CO.L.P.|43800
KOS|KOSMOS ENERGY LTD.|WEDB|WEDBUSH SECURITIES INC.|10340
KOS|KOSMOS ENERGY LTD.|WEED|Weeden & Co.L.P.|66200
KOS|KOSMOS ENERGY LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1091
KOS|KOSMOS ENERGY LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21929
KOS|KOSMOS ENERGY LTD.|WGIF|CIBC World Markets Inc.|1672
KOS|KOSMOS ENERGY LTD.|WSEA|WOLVERINE SECURITIES, LLC|2874
KOS|KOSMOS ENERGY LTD.|XIST|INSTINET, LLC|106600
KOS|KOSMOS ENERGY LTD.|XPQR|Jump Trading|234
KOS|KOSMOS ENERGY LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|69532
KOS|KOSMOS ENERGY LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|605
KOSS|KOSS CP           ##|ALTX|Alternet Securities Inc.|500
KOSS|KOSS CP           ##|APCC|Apex Clearing Corporation|3400
KOSS|KOSS CP           ##|BATM|CBOE TRADING, INC.|400
KOSS|KOSS CP           ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|550
KOSS|KOSS CP           ##|BYXM|CBOE TRADING, INC.|100
KOSS|KOSS CP           ##|CHAS|Charles Schwab & Co., Inc.|100
KOSS|KOSS CP           ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8167
KOSS|KOSS CP           ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|342
KOSS|KOSS CP           ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
KOSS|KOSS CP           ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
KOSS|KOSS CP           ##|DBAB|Deutsche Bank Securities Inc.|2493
KOSS|KOSS CP           ##|DBAX|Deutsche Bank Securities Inc.|3600
KOSS|KOSS CP           ##|DBUL|Deutsche Bank Securities Inc.|400
KOSS|KOSS CP           ##|DEGS|RONIN PROFESSIONAL LLC|11393
KOSS|KOSS CP           ##|EBXL|EBX LLC|2000
KOSS|KOSS CP           ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|3839
KOSS|KOSS CP           ##|EDJO|Edward D. Jones & Co., L.P.|18
KOSS|KOSS CP           ##|EGAM|CBOE TRADING, INC.|100
KOSS|KOSS CP           ##|EGXM|CBOE TRADING, INC.|900
KOSS|KOSS CP           ##|EGXW|CBOE TRADING, INC.|201
KOSS|KOSS CP           ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|142
KOSS|KOSS CP           ##|ETRS|E*Trade Securities LLC|87422
KOSS|KOSS CP           ##|FBCO|Credit Suisse Securities (USA) LLC|9655
KOSS|KOSS CP           ##|FMAF|NBCN Inc./ CDS|800
KOSS|KOSS CP           ##|FOMA|TD AMERITRADE CLEARING, INC.|98534
KOSS|KOSS CP           ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
KOSS|KOSS CP           ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1102
KOSS|KOSS CP           ##|GLPX|ACS EXECUTION SERVICES, LLC|5643
KOSS|KOSS CP           ##|GSLT|GOLDMAN SACHS & CO. LLC|1877
KOSS|KOSS CP           ##|GTSZ|GTS SECURITIES LLC|2630
KOSS|KOSS CP           ##|IATS|INTERACTIVE BROKERS LLC|5102
KOSS|KOSS CP           ##|IBKR|Interactive Brokers Llc|21719
KOSS|KOSS CP           ##|ICBX|INSTINET, LLC|700
KOSS|KOSS CP           ##|INCA|INSTINET, LLC|4496
KOSS|KOSS CP           ##|ITGI|ITG Inc.|1985
KOSS|KOSS CP           ##|ITGP|ITG INC.|8600
KOSS|KOSS CP           ##|JMPT|JUMP TRADING, LLC|50
KOSS|KOSS CP           ##|JPMX|J.P. Morgan Securities LLC|100
KOSS|KOSS CP           ##|KCGM|VIRTU Americas LLC|100
KOSS|KOSS CP           ##|LEHM|Barclays Capital Inc./Le|2716
KOSS|KOSS CP           ##|LIME|Lime Brokerage LLC|10658
KOSS|KOSS CP           ##|LSCI|Lek Securities Corporation|4359
KOSS|KOSS CP           ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
KOSS|KOSS CP           ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
KOSS|KOSS CP           ##|MSCO|MORGAN STANLEY & CO. LLC|20432
KOSS|KOSS CP           ##|MSPL|MORGAN STANLEY & CO. LLC|800
KOSS|KOSS CP           ##|NFSC|National Financial Services LLC|55470
KOSS|KOSS CP           ##|NITE|VIRTU Americas LLC|170776
KOSS|KOSS CP           ##|NITP|VIRTU Americas LLC|200
KOSS|KOSS CP           ##|NQRB|Brut, LLC|3084
KOSS|KOSS CP           ##|PDQM|CODA MARKETS, INC.|4464
KOSS|KOSS CP           ##|RAJA|Raymond James & Associates, Inc.|100
KOSS|KOSS CP           ##|SAGL|SAGETRADER, LLC|100
KOSS|KOSS CP           ##|SGMT|GOLDMAN SACHS & CO. LLC|505
KOSS|KOSS CP           ##|SPDR|SPEEDROUTE LLC|2109
KOSS|KOSS CP           ##|SWIM|TD Ameritrade, Inc.|68870
KOSS|KOSS CP           ##|TDCO|Thompson Davis & Co., Inc.|550
KOSS|KOSS CP           ##|TKNG|ALLY INVEST SECURITIES LLC|2811
KOSS|KOSS CP           ##|TRCM|TRC MARKETS LLC|294
KOSS|KOSS CP           ##|UBSA|UBS SECURITIES LLC|3400
KOSS|KOSS CP           ##|UBSS|UBS Securities LLC|8567
KOSS|KOSS CP           ##|VALX|VIRTU AMERICAS LLC|1303
KOSS|KOSS CP           ##|VGRD|Vanguard Marketing Corporation|1000
KOSS|KOSS CP           ##|VSIN|Vision Financial Markets Llc|50
KOSS|KOSS CP           ##|WCHV|WELLS FARGO SECURITIES, LLC|8021
KOSS|KOSS CP           ##|WSEA|WOLVERINE SECURITIES, LLC|2734
KPTI|KARYOPHARM THERAPEUT|AGCP|AEGIS CAPITAL CORP.|1000
KPTI|KARYOPHARM THERAPEUT|AGIS|Aegis Capital Corp.|6351
KPTI|KARYOPHARM THERAPEUT|ALTX|Alternet Securities Inc.|13506
KPTI|KARYOPHARM THERAPEUT|APCC|Apex Clearing Corporation|353
KPTI|KARYOPHARM THERAPEUT|BARD|Robert W. Baird & Co. Incorporated|1630
KPTI|KARYOPHARM THERAPEUT|BATM|CBOE TRADING, INC.|5960
KPTI|KARYOPHARM THERAPEUT|BAYT|BTIG, LLC|2600
KPTI|KARYOPHARM THERAPEUT|BERN|Sanford C. Bernstein & Co., LLC|23371
KPTI|KARYOPHARM THERAPEUT|BIMI|Banca IMI Securities Corp.|900
KPTI|KARYOPHARM THERAPEUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4658
KPTI|KARYOPHARM THERAPEUT|BMOC|BMO Capital Markets Corp.|6649
KPTI|KARYOPHARM THERAPEUT|BNPX|BNP PARIBAS SECURITIES CORP.|80221
KPTI|KARYOPHARM THERAPEUT|BTIG|BTIG, LLC|71973
KPTI|KARYOPHARM THERAPEUT|BYXM|CBOE TRADING, INC.|1749
KPTI|KARYOPHARM THERAPEUT|CHAS|Charles Schwab & Co., Inc.|2645
KPTI|KARYOPHARM THERAPEUT|CIST|Capital Institutional Services, Inc.|14758
KPTI|KARYOPHARM THERAPEUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|86375
KPTI|KARYOPHARM THERAPEUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2599
KPTI|KARYOPHARM THERAPEUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131417
KPTI|KARYOPHARM THERAPEUT|CTDL|Citadel Derivatives Group Llc|22089
KPTI|KARYOPHARM THERAPEUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|116756
KPTI|KARYOPHARM THERAPEUT|DBAB|Deutsche Bank Securities Inc.|544319
KPTI|KARYOPHARM THERAPEUT|DBAX|Deutsche Bank Securities Inc.|170400
KPTI|KARYOPHARM THERAPEUT|DEAN|MORGAN STANLEY|11242
KPTI|KARYOPHARM THERAPEUT|DEGS|RONIN PROFESSIONAL LLC|6581
KPTI|KARYOPHARM THERAPEUT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13571
KPTI|KARYOPHARM THERAPEUT|EBXL|EBX LLC|118800
KPTI|KARYOPHARM THERAPEUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|4203
KPTI|KARYOPHARM THERAPEUT|EDJO|Edward D. Jones & Co., L.P.|788
KPTI|KARYOPHARM THERAPEUT|EGAM|CBOE TRADING, INC.|18318
KPTI|KARYOPHARM THERAPEUT|EGAW|CBOE TRADING, INC.|200
KPTI|KARYOPHARM THERAPEUT|EGMT|EG MARKET TECHNOLOGIES LLC|2040
KPTI|KARYOPHARM THERAPEUT|EGXM|CBOE TRADING, INC.|11029
KPTI|KARYOPHARM THERAPEUT|EGXW|CBOE TRADING, INC.|100
KPTI|KARYOPHARM THERAPEUT|ETBE|Electronic Transaction Clearing, Inc.|41010
KPTI|KARYOPHARM THERAPEUT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5012
KPTI|KARYOPHARM THERAPEUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29186
KPTI|KARYOPHARM THERAPEUT|ETRS|E*Trade Securities LLC|83079
KPTI|KARYOPHARM THERAPEUT|FBCO|Credit Suisse Securities (USA) LLC|550284
KPTI|KARYOPHARM THERAPEUT|FILL|Tradestation Securities, Inc.|7633
KPTI|KARYOPHARM THERAPEUT|FMAF|NBCN Inc./ CDS|100
KPTI|KARYOPHARM THERAPEUT|FOMA|TD AMERITRADE CLEARING, INC.|118105
KPTI|KARYOPHARM THERAPEUT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|507
KPTI|KARYOPHARM THERAPEUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138205
KPTI|KARYOPHARM THERAPEUT|FTBR|Foliofn Investments, Inc.|128
KPTI|KARYOPHARM THERAPEUT|GEBB|GLOBAL EXECUTION BROKERS, LP|42197
KPTI|KARYOPHARM THERAPEUT|GLPX|ACS EXECUTION SERVICES, LLC|41638
KPTI|KARYOPHARM THERAPEUT|GSCO|GOLDMAN SACHS & CO. LLC|2145335
KPTI|KARYOPHARM THERAPEUT|GSCS|GOLDMAN SACHS & CO. LLC|36988
KPTI|KARYOPHARM THERAPEUT|GSLT|GOLDMAN SACHS & CO. LLC|2252
KPTI|KARYOPHARM THERAPEUT|GTSZ|GTS SECURITIES LLC|44940
KPTI|KARYOPHARM THERAPEUT|HAPX|HAP Trading, LLC|6559
KPTI|KARYOPHARM THERAPEUT|HRBF|American Enterprise Investment Services Inc.|888
KPTI|KARYOPHARM THERAPEUT|HSBC|HSBC Securities, Inc.|160
KPTI|KARYOPHARM THERAPEUT|IATS|INTERACTIVE BROKERS LLC|4264
KPTI|KARYOPHARM THERAPEUT|IBKR|Interactive Brokers Llc|52025
KPTI|KARYOPHARM THERAPEUT|ICBX|INSTINET, LLC|48776
KPTI|KARYOPHARM THERAPEUT|IEQY|CITADEL SECURITIES LLC|273420
KPTI|KARYOPHARM THERAPEUT|INCA|INSTINET, LLC|258928
KPTI|KARYOPHARM THERAPEUT|INJX|INSTINET, LLC|80447
KPTI|KARYOPHARM THERAPEUT|ITGI|ITG Inc.|57486
KPTI|KARYOPHARM THERAPEUT|ITGP|ITG INC.|188200
KPTI|KARYOPHARM THERAPEUT|JEFF|JEFFERIES LLC|342565
KPTI|KARYOPHARM THERAPEUT|JMPT|JUMP TRADING, LLC|85708
KPTI|KARYOPHARM THERAPEUT|JONE|JonesTrading|23300
KPTI|KARYOPHARM THERAPEUT|JPBX|J.P. MORGAN SECURITIES LLC|81392
KPTI|KARYOPHARM THERAPEUT|JPMX|J.P. Morgan Securities LLC|557143
KPTI|KARYOPHARM THERAPEUT|JSJX|JANE STREET CAPITAL LLC|5791
KPTI|KARYOPHARM THERAPEUT|KCGM|VIRTU Americas LLC|27512
KPTI|KARYOPHARM THERAPEUT|LEER|LEERINK PARTNERS LLC|2800
KPTI|KARYOPHARM THERAPEUT|LEHM|Barclays Capital Inc./Le|904199
KPTI|KARYOPHARM THERAPEUT|LIME|Lime Brokerage LLC|227892
KPTI|KARYOPHARM THERAPEUT|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
KPTI|KARYOPHARM THERAPEUT|LOOP|Loop Capital Markets LLC|2162
KPTI|KARYOPHARM THERAPEUT|LQNA|LIQUIDNET, INC.|181400
KPTI|KARYOPHARM THERAPEUT|MACQ|Macquarie Capital (USA) Inc.|5313
KPTI|KARYOPHARM THERAPEUT|MAXM|Maxim Group LLC|4619
KPTI|KARYOPHARM THERAPEUT|MKMP|MKM Partners LLC|50000
KPTI|KARYOPHARM THERAPEUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|85240
KPTI|KARYOPHARM THERAPEUT|MOTF|MOTIF INVESTING, INC.|4
KPTI|KARYOPHARM THERAPEUT|MSCO|MORGAN STANLEY & CO. LLC|4111847
KPTI|KARYOPHARM THERAPEUT|MSPL|MORGAN STANLEY & CO. LLC|301900
KPTI|KARYOPHARM THERAPEUT|MSTX|MORGAN STANLEY & CO. LLC|81500
KPTI|KARYOPHARM THERAPEUT|MZHO|Mizuho Securities USA LLC|5000
KPTI|KARYOPHARM THERAPEUT|NFSC|National Financial Services LLC|209030
KPTI|KARYOPHARM THERAPEUT|NITE|VIRTU Americas LLC|387857
KPTI|KARYOPHARM THERAPEUT|NITP|VIRTU Americas LLC|5269
KPTI|KARYOPHARM THERAPEUT|NQRB|Brut, LLC|45361
KPTI|KARYOPHARM THERAPEUT|NTRC|Northern Trust Securities, Inc.|2614
KPTI|KARYOPHARM THERAPEUT|OPCO|Oppenheimer & Co. Inc.|600
KPTI|KARYOPHARM THERAPEUT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
KPTI|KARYOPHARM THERAPEUT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|925
KPTI|KARYOPHARM THERAPEUT|PDQM|CODA MARKETS, INC.|42313
KPTI|KARYOPHARM THERAPEUT|PHLY|NASDAQ Execution Services, LLC|2000
KPTI|KARYOPHARM THERAPEUT|RAJA|Raymond James & Associates, Inc.|6899
KPTI|KARYOPHARM THERAPEUT|RBCM|RBC CAPITAL MARKETS, LLC|7890
KPTI|KARYOPHARM THERAPEUT|SAGL|SAGETRADER, LLC|26954
KPTI|KARYOPHARM THERAPEUT|SBSH|Citigroup Global Markets Inc.|546459
KPTI|KARYOPHARM THERAPEUT|SGMT|GOLDMAN SACHS & CO. LLC|114563
KPTI|KARYOPHARM THERAPEUT|SPDR|SPEEDROUTE LLC|9521
KPTI|KARYOPHARM THERAPEUT|STFL|Stifel, Nicolaus & Company, Incorporated|55435
KPTI|KARYOPHARM THERAPEUT|STRS|STRATEGAS RESEARCH PARTNERS|5100
KPTI|KARYOPHARM THERAPEUT|STXG|Stockcross Financial Services, Inc.|200
KPTI|KARYOPHARM THERAPEUT|SWIM|TD Ameritrade, Inc.|67633
KPTI|KARYOPHARM THERAPEUT|SWST|Hilltop Securities Inc.|2500
KPTI|KARYOPHARM THERAPEUT|TKNG|ALLY INVEST SECURITIES LLC|956
KPTI|KARYOPHARM THERAPEUT|TRBT|Tradebot Systems, Inc.|200709
KPTI|KARYOPHARM THERAPEUT|TRCM|TRC MARKETS LLC|86388
KPTI|KARYOPHARM THERAPEUT|TWTT|TASTYWORKS, INC.|500
KPTI|KARYOPHARM THERAPEUT|UBSA|UBS SECURITIES LLC|482310
KPTI|KARYOPHARM THERAPEUT|UBSS|UBS Securities LLC|1652985
KPTI|KARYOPHARM THERAPEUT|VALX|VIRTU AMERICAS LLC|80342
KPTI|KARYOPHARM THERAPEUT|VGRD|Vanguard Marketing Corporation|5641
KPTI|KARYOPHARM THERAPEUT|WBPX|SUMMIT SECURITIES GROUP, LLC|500
KPTI|KARYOPHARM THERAPEUT|WCHV|WELLS FARGO SECURITIES, LLC|64636
KPTI|KARYOPHARM THERAPEUT|WEDB|WEDBUSH SECURITIES INC.|15839
KPTI|KARYOPHARM THERAPEUT|WEED|Weeden & Co.L.P.|7800
KPTI|KARYOPHARM THERAPEUT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2225
KPTI|KARYOPHARM THERAPEUT|WSEA|WOLVERINE SECURITIES, LLC|1597
KPTI|KARYOPHARM THERAPEUT|XIST|INSTINET, LLC|20940
KPTI|KARYOPHARM THERAPEUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|50158
KPTI|KARYOPHARM THERAPEUT|YKNA|COMHAR CAPITAL MARKETS, LLC|2790
KPTI|KARYOPHARM THERAPEUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10752
KR|KROGER CO|ABLE|NATIXIS Securities Americas LLC|1565640
KR|KROGER CO|AGIS|Aegis Capital Corp.|69
KR|KROGER CO|ALTX|Alternet Securities Inc.|78574
KR|KROGER CO|ANOS|ABEL/NOSER, L.L.C.|1100
KR|KROGER CO|APCC|Apex Clearing Corporation|148752
KR|KROGER CO|AQUA|AQUA SECURITIES L.P.|23500
KR|KROGER CO|BALE|M&T SECURITIES, INC.|315
KR|KROGER CO|BANK|Primevest Financial Services, Inc.|2970
KR|KROGER CO|BARD|Robert W. Baird & Co. Incorporated|65065
KR|KROGER CO|BATM|CBOE TRADING, INC.|37522
KR|KROGER CO|BAYC|BAY CREST PARTNERS, LLC|10
KR|KROGER CO|BAYT|BTIG, LLC|6255
KR|KROGER CO|BBNT|BB&T SECURITIES, LLC|21024
KR|KROGER CO|BERN|Sanford C. Bernstein & Co., LLC|553555
KR|KROGER CO|BGCE|BGC Financial Inc.|7766
KR|KROGER CO|BIAD|SAGETRADER, LLC|229
KR|KROGER CO|BIDS|BIDS TRADING L.P.|8100
KR|KROGER CO|BIMI|Banca IMI Securities Corp.|180
KR|KROGER CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57413
KR|KROGER CO|BLKX|INSTINET, LLC|1086596
KR|KROGER CO|BMOC|BMO Capital Markets Corp.|143227
KR|KROGER CO|BNPX|BNP PARIBAS SECURITIES CORP.|288309
KR|KROGER CO|BTIG|BTIG, LLC|118377
KR|KROGER CO|BYXM|CBOE TRADING, INC.|14253
KR|KROGER CO|BZYD|GOLDMAN SACHS & CO. LLC|2000
KR|KROGER CO|CABR|Cabrera Capital Markets, Inc.|125
KR|KROGER CO|CANT|Cantor Fitzgerald & Co.|147504
KR|KROGER CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|191400
KR|KROGER CO|CBRA|Cobra Trading, Inc.|100
KR|KROGER CO|CHAS|Charles Schwab & Co., Inc.|35854
KR|KROGER CO|CIBP|CIBC World Markets Corp.|132990
KR|KROGER CO|CICF|Canaccord Genuity Corp.|1470
KR|KROGER CO|CIST|Capital Institutional Services, Inc.|32997
KR|KROGER CO|CLSA|CLSA AMERICAS, LLC|5700
KR|KROGER CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1018100
KR|KROGER CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40849
KR|KROGER CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35048
KR|KROGER CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4262718
KR|KROGER CO|CTDE|CHOICETRADE|1
KR|KROGER CO|CTDL|Citadel Derivatives Group Llc|145965
KR|KROGER CO|CTLR|CUTLER GROUP, LP|83692
KR|KROGER CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1148508
KR|KROGER CO|DADA|D.A. Davidson & Co.|1027
KR|KROGER CO|DAVA|Davenport & Company LLC|1
KR|KROGER CO|DBAB|Deutsche Bank Securities Inc.|2665892
KR|KROGER CO|DBAX|Deutsche Bank Securities Inc.|3588200
KR|KROGER CO|DBUL|Deutsche Bank Securities Inc.|4407
KR|KROGER CO|DCHF|Dart Executions, LLC|41355
KR|KROGER CO|DEAN|MORGAN STANLEY|64442
KR|KROGER CO|DEGS|RONIN PROFESSIONAL LLC|7000
KR|KROGER CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7770
KR|KROGER CO|DRWC|DRW SECURITIES, L.L.C.|8000
KR|KROGER CO|DRWK|DRW SECURITIES, L.L.C.|14494
KR|KROGER CO|EBXL|EBX LLC|1810300
KR|KROGER CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|328681
KR|KROGER CO|EDJC|Edward Jones / CDS|1438
KR|KROGER CO|EDJO|Edward D. Jones & Co., L.P.|93655
KR|KROGER CO|EGAM|CBOE TRADING, INC.|96055
KR|KROGER CO|EGAW|CBOE TRADING, INC.|5631
KR|KROGER CO|EGMT|EG MARKET TECHNOLOGIES LLC|101
KR|KROGER CO|EGXM|CBOE TRADING, INC.|37893
KR|KROGER CO|EGXW|CBOE TRADING, INC.|1318
KR|KROGER CO|ETBE|Electronic Transaction Clearing, Inc.|176315
KR|KROGER CO|ETCB|ETC BROKERAGE SERVICES, LLC|885
KR|KROGER CO|ETCC|Electronic Transaction Clearing, Inc.|1431
KR|KROGER CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69187
KR|KROGER CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
KR|KROGER CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9177
KR|KROGER CO|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7957
KR|KROGER CO|ETRS|E*Trade Securities LLC|2305719
KR|KROGER CO|FBSB|U.S. Bancorp Investments, Inc.|411
KR|KROGER CO|FIDT|Fidelity Clearing Canada ULC./ CDS|33
KR|KROGER CO|FILL|Tradestation Securities, Inc.|154832
KR|KROGER CO|FINX|FINTECH SECURITIES|215
KR|KROGER CO|FMAF|NBCN Inc./ CDS|16368
KR|KROGER CO|FORD|Fordham Financial Management, Inc.|1099
KR|KROGER CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|70431
KR|KROGER CO|FQLS|Quantlab Securities LP|2909350
KR|KROGER CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|938180
KR|KROGER CO|FTBR|Foliofn Investments, Inc.|26914
KR|KROGER CO|GBMT|GBM International, Inc.|4784
KR|KROGER CO|GEBB|GLOBAL EXECUTION BROKERS, LP|151499
KR|KROGER CO|GHCC|Gordon, Haskett Capital Corporation|2100
KR|KROGER CO|GLIS|TD Securities Inc|4758
KR|KROGER CO|GLPX|ACS EXECUTION SERVICES, LLC|457822
KR|KROGER CO|GSCO|GOLDMAN SACHS & CO. LLC|12957681
KR|KROGER CO|GSCS|GOLDMAN SACHS & CO. LLC|266902
KR|KROGER CO|GSLT|GOLDMAN SACHS & CO. LLC|56768
KR|KROGER CO|GTSZ|GTS SECURITIES LLC|789394
KR|KROGER CO|HAPX|HAP Trading, LLC|1395
KR|KROGER CO|HITS|Height Securities, LLC|300
KR|KROGER CO|HRBF|American Enterprise Investment Services Inc.|81359
KR|KROGER CO|HSBC|HSBC Securities, Inc.|26837
KR|KROGER CO|IATS|INTERACTIVE BROKERS LLC|163718
KR|KROGER CO|IBKR|Interactive Brokers Llc|391196
KR|KROGER CO|IBSJ|Integrity Brokerage Services, Inc.|2400
KR|KROGER CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9203
KR|KROGER CO|ICBX|INSTINET, LLC|1119918
KR|KROGER CO|IEQY|CITADEL SECURITIES LLC|1504927
KR|KROGER CO|INCA|INSTINET, LLC|2114544
KR|KROGER CO|INJX|INSTINET, LLC|94918
KR|KROGER CO|INTL|INTL FCSTONE FINANCIAL INC.|2516
KR|KROGER CO|ITGI|ITG Inc.|396474
KR|KROGER CO|ITGP|ITG INC.|1768800
KR|KROGER CO|JANY|Janney Montgomery Scott Inc.|27198
KR|KROGER CO|JEFF|JEFFERIES LLC|1031145
KR|KROGER CO|JMPT|JUMP TRADING, LLC|668550
KR|KROGER CO|JONE|JonesTrading|416
KR|KROGER CO|JPBX|J.P. MORGAN SECURITIES LLC|1260420
KR|KROGER CO|JPMX|J.P. Morgan Securities LLC|4809707
KR|KROGER CO|JSJX|JANE STREET CAPITAL LLC|401802
KR|KROGER CO|JUTA|JUMP TRADING, LLC|7319
KR|KROGER CO|KCGM|VIRTU Americas LLC|892524
KR|KROGER CO|KEYB|KEYBANC CAPITAL MARKETS INC.|200000
KR|KROGER CO|LEHM|Barclays Capital Inc./Le|10375164
KR|KROGER CO|LIME|Lime Brokerage LLC|197555
KR|KROGER CO|LOOP|Loop Capital Markets LLC|21837
KR|KROGER CO|LQNA|LIQUIDNET, INC.|794100
KR|KROGER CO|LSCI|Lek Securities Corporation|76480
KR|KROGER CO|LTCO|Ladenburg, Thalmann & Co., Inc.|180000
KR|KROGER CO|LVMR|LIVERMORE TRADING GROUP, INC.|20700
KR|KROGER CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
KR|KROGER CO|MACC|Mid Atlantic Capital Corporation|11126
KR|KROGER CO|MACQ|Macquarie Capital (USA) Inc.|123626
KR|KROGER CO|MAVB|Great Point Capital LLC|100
KR|KROGER CO|MAXM|Maxim Group LLC|180003
KR|KROGER CO|MBTS|ALLY INVEST SECURITIES LLC|54319
KR|KROGER CO|MCMF|Raymond James Ltd. Cds|1649
KR|KROGER CO|MKMP|MKM Partners LLC|60000
KR|KROGER CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1947831
KR|KROGER CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|19990
KR|KROGER CO|MOTF|MOTIF INVESTING, INC.|47
KR|KROGER CO|MPSG|E D & F Man Capital Markets Inc.|1302
KR|KROGER CO|MSCO|MORGAN STANLEY & CO. LLC|25104047
KR|KROGER CO|MSPL|MORGAN STANLEY & CO. LLC|4267000
KR|KROGER CO|MSTX|MORGAN STANLEY & CO. LLC|4543200
KR|KROGER CO|MZHO|Mizuho Securities USA LLC|169469
KR|KROGER CO|NATL|National Securities Corporation|5232
KR|KROGER CO|NBCS|NBC Securities, INC.|200
KR|KROGER CO|NEUB|NEUBERGER BERMAN BD LLC|423
KR|KROGER CO|NFSC|National Financial Services LLC|4158088
KR|KROGER CO|NITE|VIRTU Americas LLC|8276475
KR|KROGER CO|NITP|VIRTU Americas LLC|404377
KR|KROGER CO|NMRA|Nomura Securities International, Inc.|1600
KR|KROGER CO|NQRB|Brut, LLC|83454
KR|KROGER CO|NTBF|BMO Nesbitt Burns Inc./CDS|10527
KR|KROGER CO|NTRC|Northern Trust Securities, Inc.|140621
KR|KROGER CO|OHOS|TWO SIGMA SECURITIES, LLC|317729
KR|KROGER CO|OPCO|Oppenheimer & Co. Inc.|52364
KR|KROGER CO|OTAA|OTA LLC|7000
KR|KROGER CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
KR|KROGER CO|PCFF|Pacific International Securities Inc./CDS|600
KR|KROGER CO|PCPT|PHILLIP CAPITAL INC.|1780
KR|KROGER CO|PDQM|CODA MARKETS, INC.|250834
KR|KROGER CO|PHLY|NASDAQ Execution Services, LLC|129200
KR|KROGER CO|PICT|Pictet Overseas Inc.|763
KR|KROGER CO|PIPR|Piper Jaffray & Co.|16265
KR|KROGER CO|POIN|PRECISION SECURITIES, LLC (POIN)|500
KR|KROGER CO|PWJC|UBS Financial Services, Inc.|127848
KR|KROGER CO|QMSR|QUATTRO M SECURITIES INC.|73454
KR|KROGER CO|RBCM|RBC CAPITAL MARKETS, LLC|91380
KR|KROGER CO|RGLD|Regal Securities, Inc|3115
KR|KROGER CO|RHCO|Suntrust Robinson Humphrey, Inc.|50000
KR|KROGER CO|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|800
KR|KROGER CO|SAGL|SAGETRADER, LLC|22890
KR|KROGER CO|SAGW|SAGETRADER, LLC|3718
KR|KROGER CO|SALI|INTL FCSTONE FINANCIAL INC.|2836
KR|KROGER CO|SBRX|MURIEL SIEBERT & CO INC|75
KR|KROGER CO|SBSH|Citigroup Global Markets Inc.|1570202
KR|KROGER CO|SEIC|SEI Investments Distribution Co.|6038
KR|KROGER CO|SGMT|GOLDMAN SACHS & CO. LLC|2169629
KR|KROGER CO|SJLS|TRADE INFORMATICS LLC|75571
KR|KROGER CO|SOGO|Wang Investment Associates, Inc.|979
KR|KROGER CO|SPDR|SPEEDROUTE LLC|274042
KR|KROGER CO|SPHN|Stephens Inc.|198033
KR|KROGER CO|SPNT|SEVEN POINTS CAPITAL, LLC|17765
KR|KROGER CO|SPTD|MINT GLOBAL MARKETS, INC.|6350
KR|KROGER CO|STFL|Stifel, Nicolaus & Company, Incorporated|84689
KR|KROGER CO|STKP|STOCKPILE INVESTMENTS, INC.|674
KR|KROGER CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14384
KR|KROGER CO|SWIM|TD Ameritrade, Inc.|2301330
KR|KROGER CO|SWST|Hilltop Securities Inc.|17989
KR|KROGER CO|TAGC|TELSEY ADVISORY GROUP LLC|47693
KR|KROGER CO|TKNG|ALLY INVEST SECURITIES LLC|52787
KR|KROGER CO|TMBR|Timber Hill LLC|1800
KR|KROGER CO|TOUR|TOURMALINE PARTNERS, LLC|6300
KR|KROGER CO|TRBT|Tradebot Systems, Inc.|1635299
KR|KROGER CO|TRCM|TRC MARKETS LLC|1233596
KR|KROGER CO|TWTT|TASTYWORKS, INC.|3777
KR|KROGER CO|UBSA|UBS SECURITIES LLC|8745281
KR|KROGER CO|UBSS|UBS Securities LLC|9541142
KR|KROGER CO|VALX|VIRTU AMERICAS LLC|455990
KR|KROGER CO|VERT|The Vertical Trading Group, LLC|776
KR|KROGER CO|VGRD|Vanguard Marketing Corporation|201275
KR|KROGER CO|VIEW|VIEWTRADE SECURITIES LLC|538
KR|KROGER CO|WBPX|SUMMIT SECURITIES GROUP, LLC|37556
KR|KROGER CO|WCHV|WELLS FARGO SECURITIES, LLC|1393379
KR|KROGER CO|WDNX|WEEDEN & CO.L.P.|18130
KR|KROGER CO|WEDB|WEDBUSH SECURITIES INC.|180004
KR|KROGER CO|WEED|Weeden & Co.L.P.|192845
KR|KROGER CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|555537
KR|KROGER CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|124806
KR|KROGER CO|WGIF|CIBC World Markets Inc.|19840
KR|KROGER CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|709
KR|KROGER CO|WOLF|Wolfe Trahan Securities|2600
KR|KROGER CO|WSAG|WALL STREET ACCESS|15
KR|KROGER CO|WSEA|WOLVERINE SECURITIES, LLC|127318
KR|KROGER CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|400
KR|KROGER CO|XIST|INSTINET, LLC|1126826
KR|KROGER CO|XPQR|Jump Trading|1248
KR|KROGER CO|XPUS|XP SECURITIES, LLC|180
KR|KROGER CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1350302
KR|KROGER CO|YKNA|COMHAR CAPITAL MARKETS, LLC|7290
KR|KROGER CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|120185
KRA|KRATON CORPORATION|ALTX|Alternet Securities Inc.|500
KRA|KRATON CORPORATION|ANOS|ABEL/NOSER, L.L.C.|154
KRA|KRATON CORPORATION|APCC|Apex Clearing Corporation|28
KRA|KRATON CORPORATION|BATM|CBOE TRADING, INC.|446
KRA|KRATON CORPORATION|BAYT|BTIG, LLC|200
KRA|KRATON CORPORATION|BBNT|BB&T SECURITIES, LLC|38
KRA|KRATON CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|100
KRA|KRATON CORPORATION|BIDS|BIDS TRADING L.P.|100
KRA|KRATON CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|661
KRA|KRATON CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|6130
KRA|KRATON CORPORATION|BTIG|BTIG, LLC|100
KRA|KRATON CORPORATION|BYXM|CBOE TRADING, INC.|80
KRA|KRATON CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|981
KRA|KRATON CORPORATION|CHAS|Charles Schwab & Co., Inc.|176
KRA|KRATON CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8234
KRA|KRATON CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
KRA|KRATON CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|105
KRA|KRATON CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52121
KRA|KRATON CORPORATION|CTDL|Citadel Derivatives Group Llc|4599
KRA|KRATON CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|9604
KRA|KRATON CORPORATION|DBAB|Deutsche Bank Securities Inc.|43798
KRA|KRATON CORPORATION|DBAX|Deutsche Bank Securities Inc.|43500
KRA|KRATON CORPORATION|DBUL|Deutsche Bank Securities Inc.|600
KRA|KRATON CORPORATION|DEAN|MORGAN STANLEY|555
KRA|KRATON CORPORATION|DEGS|RONIN PROFESSIONAL LLC|5939
KRA|KRATON CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|738
KRA|KRATON CORPORATION|EBXL|EBX LLC|21100
KRA|KRATON CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|235
KRA|KRATON CORPORATION|EDJO|Edward D. Jones & Co., L.P.|414
KRA|KRATON CORPORATION|EGAM|CBOE TRADING, INC.|619
KRA|KRATON CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|200
KRA|KRATON CORPORATION|EGXM|CBOE TRADING, INC.|479
KRA|KRATON CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|2387
KRA|KRATON CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11897
KRA|KRATON CORPORATION|ETRS|E*Trade Securities LLC|9572
KRA|KRATON CORPORATION|FILL|Tradestation Securities, Inc.|1279
KRA|KRATON CORPORATION|FMAF|NBCN Inc./ CDS|6200
KRA|KRATON CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|403
KRA|KRATON CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52085
KRA|KRATON CORPORATION|FTBR|Foliofn Investments, Inc.|1507
KRA|KRATON CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|3147
KRA|KRATON CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|158407
KRA|KRATON CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|361
KRA|KRATON CORPORATION|GTSZ|GTS SECURITIES LLC|17844
KRA|KRATON CORPORATION|HRBF|American Enterprise Investment Services Inc.|273
KRA|KRATON CORPORATION|HSBC|HSBC Securities, Inc.|500
KRA|KRATON CORPORATION|IATS|INTERACTIVE BROKERS LLC|3385
KRA|KRATON CORPORATION|IBKR|Interactive Brokers Llc|914
KRA|KRATON CORPORATION|ICBX|INSTINET, LLC|5400
KRA|KRATON CORPORATION|IEQY|CITADEL SECURITIES LLC|10818
KRA|KRATON CORPORATION|INCA|INSTINET, LLC|23844
KRA|KRATON CORPORATION|ITGI|ITG Inc.|25612
KRA|KRATON CORPORATION|ITGP|ITG INC.|71000
KRA|KRATON CORPORATION|JANY|Janney Montgomery Scott Inc.|193
KRA|KRATON CORPORATION|JEFF|JEFFERIES LLC|855
KRA|KRATON CORPORATION|JMPT|JUMP TRADING, LLC|6447
KRA|KRATON CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|2200
KRA|KRATON CORPORATION|JPMX|J.P. Morgan Securities LLC|157831
KRA|KRATON CORPORATION|JSJX|JANE STREET CAPITAL LLC|884
KRA|KRATON CORPORATION|KCGM|VIRTU Americas LLC|5766
KRA|KRATON CORPORATION|LEHM|Barclays Capital Inc./Le|52534
KRA|KRATON CORPORATION|LIME|Lime Brokerage LLC|5733
KRA|KRATON CORPORATION|LOOP|Loop Capital Markets LLC|200
KRA|KRATON CORPORATION|LQNA|LIQUIDNET, INC.|5600
KRA|KRATON CORPORATION|LSCI|Lek Securities Corporation|4
KRA|KRATON CORPORATION|MACQ|Macquarie Capital (USA) Inc.|3835
KRA|KRATON CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13444
KRA|KRATON CORPORATION|MOTF|MOTIF INVESTING, INC.|4
KRA|KRATON CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|176133
KRA|KRATON CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|59300
KRA|KRATON CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|3400
KRA|KRATON CORPORATION|NFSC|National Financial Services LLC|15439
KRA|KRATON CORPORATION|NITE|VIRTU Americas LLC|45082
KRA|KRATON CORPORATION|NQRB|Brut, LLC|571
KRA|KRATON CORPORATION|OPCO|Oppenheimer & Co. Inc.|5
KRA|KRATON CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1051
KRA|KRATON CORPORATION|PDQM|CODA MARKETS, INC.|7766
KRA|KRATON CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|305
KRA|KRATON CORPORATION|SAGL|SAGETRADER, LLC|1075
KRA|KRATON CORPORATION|SAGW|SAGETRADER, LLC|144
KRA|KRATON CORPORATION|SBSH|Citigroup Global Markets Inc.|19443
KRA|KRATON CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|12688
KRA|KRATON CORPORATION|SPDR|SPEEDROUTE LLC|200
KRA|KRATON CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|400
KRA|KRATON CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|11183
KRA|KRATON CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1890
KRA|KRATON CORPORATION|SWIM|TD Ameritrade, Inc.|12773
KRA|KRATON CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|45
KRA|KRATON CORPORATION|TRBT|Tradebot Systems, Inc.|24237
KRA|KRATON CORPORATION|TRCM|TRC MARKETS LLC|11419
KRA|KRATON CORPORATION|UBSA|UBS SECURITIES LLC|99783
KRA|KRATON CORPORATION|UBSS|UBS Securities LLC|158102
KRA|KRATON CORPORATION|VALX|VIRTU AMERICAS LLC|8342
KRA|KRATON CORPORATION|VGRD|Vanguard Marketing Corporation|210
KRA|KRATON CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|100
KRA|KRATON CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|16714
KRA|KRATON CORPORATION|WEED|Weeden & Co.L.P.|7500
KRA|KRATON CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|650
KRA|KRATON CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|871
KRA|KRATON CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|807
KRA|KRATON CORPORATION|XIST|INSTINET, LLC|22200
KRA|KRATON CORPORATION|XPQR|Jump Trading|200
KRA|KRATON CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
KRA|KRATON CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
KRA|KRATON CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|571
KRC|KILROY REALTY CP|ALTX|Alternet Securities Inc.|6772
KRC|KILROY REALTY CP|APCC|Apex Clearing Corporation|33
KRC|KILROY REALTY CP|BARD|Robert W. Baird & Co. Incorporated|88
KRC|KILROY REALTY CP|BATM|CBOE TRADING, INC.|3203
KRC|KILROY REALTY CP|BAYC|BAY CREST PARTNERS, LLC|10
KRC|KILROY REALTY CP|BAYT|BTIG, LLC|200
KRC|KILROY REALTY CP|BBNT|BB&T SECURITIES, LLC|360
KRC|KILROY REALTY CP|BERN|Sanford C. Bernstein & Co., LLC|11835
KRC|KILROY REALTY CP|BIDS|BIDS TRADING L.P.|10600
KRC|KILROY REALTY CP|BKCM|BNY Mellon Capital Markets LLC|20001
KRC|KILROY REALTY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1225
KRC|KILROY REALTY CP|BLKX|INSTINET, LLC|31400
KRC|KILROY REALTY CP|BNPX|BNP PARIBAS SECURITIES CORP.|39098
KRC|KILROY REALTY CP|BRVL|BLAYLOCK VAN, LLC|1100
KRC|KILROY REALTY CP|BTIG|BTIG, LLC|6473
KRC|KILROY REALTY CP|BYXM|CBOE TRADING, INC.|1087
KRC|KILROY REALTY CP|BZYD|GOLDMAN SACHS & CO. LLC|1146
KRC|KILROY REALTY CP|CABR|Cabrera Capital Markets, Inc.|25
KRC|KILROY REALTY CP|CANT|Cantor Fitzgerald & Co.|2710
KRC|KILROY REALTY CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|75600
KRC|KILROY REALTY CP|CIST|Capital Institutional Services, Inc.|362
KRC|KILROY REALTY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44980
KRC|KILROY REALTY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4274
KRC|KILROY REALTY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8254
KRC|KILROY REALTY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|245974
KRC|KILROY REALTY CP|CTDL|Citadel Derivatives Group Llc|5459
KRC|KILROY REALTY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|113240
KRC|KILROY REALTY CP|DBAB|Deutsche Bank Securities Inc.|170128
KRC|KILROY REALTY CP|DBAX|Deutsche Bank Securities Inc.|156000
KRC|KILROY REALTY CP|DBUL|Deutsche Bank Securities Inc.|1707
KRC|KILROY REALTY CP|DEAN|MORGAN STANLEY|946
KRC|KILROY REALTY CP|DEGS|RONIN PROFESSIONAL LLC|100
KRC|KILROY REALTY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33373
KRC|KILROY REALTY CP|EBXL|EBX LLC|163500
KRC|KILROY REALTY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2717
KRC|KILROY REALTY CP|EDJO|Edward D. Jones & Co., L.P.|14
KRC|KILROY REALTY CP|EGAM|CBOE TRADING, INC.|12593
KRC|KILROY REALTY CP|EGAW|CBOE TRADING, INC.|17
KRC|KILROY REALTY CP|EGMT|EG MARKET TECHNOLOGIES LLC|503
KRC|KILROY REALTY CP|EGXM|CBOE TRADING, INC.|344
KRC|KILROY REALTY CP|ETBE|Electronic Transaction Clearing, Inc.|7706
KRC|KILROY REALTY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
KRC|KILROY REALTY CP|ETCC|Electronic Transaction Clearing, Inc.|523
KRC|KILROY REALTY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10394
KRC|KILROY REALTY CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|328
KRC|KILROY REALTY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7502
KRC|KILROY REALTY CP|FQLS|Quantlab Securities LP|115792
KRC|KILROY REALTY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115850
KRC|KILROY REALTY CP|FTBR|Foliofn Investments, Inc.|505
KRC|KILROY REALTY CP|GLPX|ACS EXECUTION SERVICES, LLC|39315
KRC|KILROY REALTY CP|GNAV|GREEN STREET TRADING, LLC|3774
KRC|KILROY REALTY CP|GSCO|GOLDMAN SACHS & CO. LLC|545729
KRC|KILROY REALTY CP|GSCS|GOLDMAN SACHS & CO. LLC|2068
KRC|KILROY REALTY CP|GSLT|GOLDMAN SACHS & CO. LLC|4353
KRC|KILROY REALTY CP|GTSZ|GTS SECURITIES LLC|40463
KRC|KILROY REALTY CP|HAPX|HAP Trading, LLC|1209
KRC|KILROY REALTY CP|HRBF|American Enterprise Investment Services Inc.|164
KRC|KILROY REALTY CP|HSBC|HSBC Securities, Inc.|400
KRC|KILROY REALTY CP|IATS|INTERACTIVE BROKERS LLC|955
KRC|KILROY REALTY CP|IBKR|Interactive Brokers Llc|8134
KRC|KILROY REALTY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|192
KRC|KILROY REALTY CP|ICBX|INSTINET, LLC|61251
KRC|KILROY REALTY CP|IEQY|CITADEL SECURITIES LLC|61162
KRC|KILROY REALTY CP|INCA|INSTINET, LLC|221376
KRC|KILROY REALTY CP|INJX|INSTINET, LLC|1330
KRC|KILROY REALTY CP|ITGI|ITG Inc.|60228
KRC|KILROY REALTY CP|ITGP|ITG INC.|68800
KRC|KILROY REALTY CP|JEFF|JEFFERIES LLC|79249
KRC|KILROY REALTY CP|JMPT|JUMP TRADING, LLC|39810
KRC|KILROY REALTY CP|JONE|JonesTrading|31437
KRC|KILROY REALTY CP|JPBX|J.P. MORGAN SECURITIES LLC|21246
KRC|KILROY REALTY CP|JPMX|J.P. Morgan Securities LLC|241468
KRC|KILROY REALTY CP|JSJX|JANE STREET CAPITAL LLC|7874
KRC|KILROY REALTY CP|KCGM|VIRTU Americas LLC|27477
KRC|KILROY REALTY CP|LEHM|Barclays Capital Inc./Le|211487
KRC|KILROY REALTY CP|LIME|Lime Brokerage LLC|16651
KRC|KILROY REALTY CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|11308
KRC|KILROY REALTY CP|LQNA|LIQUIDNET, INC.|75300
KRC|KILROY REALTY CP|LQNB|LIQUIDNET, INC.|10600
KRC|KILROY REALTY CP|LSCI|Lek Securities Corporation|6
KRC|KILROY REALTY CP|MACQ|Macquarie Capital (USA) Inc.|8794
KRC|KILROY REALTY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49310
KRC|KILROY REALTY CP|MOTF|MOTIF INVESTING, INC.|1
KRC|KILROY REALTY CP|MSCO|MORGAN STANLEY & CO. LLC|561249
KRC|KILROY REALTY CP|MSPL|MORGAN STANLEY & CO. LLC|150200
KRC|KILROY REALTY CP|MSTX|MORGAN STANLEY & CO. LLC|12200
KRC|KILROY REALTY CP|NFSC|National Financial Services LLC|7781
KRC|KILROY REALTY CP|NITE|VIRTU Americas LLC|81369
KRC|KILROY REALTY CP|NITP|VIRTU Americas LLC|538
KRC|KILROY REALTY CP|NQRB|Brut, LLC|2666
KRC|KILROY REALTY CP|NTRC|Northern Trust Securities, Inc.|194
KRC|KILROY REALTY CP|ONEL|O'NEIL SECURITIES, INCORPORATED|447
KRC|KILROY REALTY CP|OPCO|Oppenheimer & Co. Inc.|370
KRC|KILROY REALTY CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10870
KRC|KILROY REALTY CP|PDQM|CODA MARKETS, INC.|116925
KRC|KILROY REALTY CP|PNSR|Penserra Securities, LLC|1800
KRC|KILROY REALTY CP|PWJC|UBS Financial Services, Inc.|50
KRC|KILROY REALTY CP|RBCM|RBC CAPITAL MARKETS, LLC|2122
KRC|KILROY REALTY CP|RHCO|Suntrust Robinson Humphrey, Inc.|74082
KRC|KILROY REALTY CP|SAGL|SAGETRADER, LLC|24923
KRC|KILROY REALTY CP|SBSH|Citigroup Global Markets Inc.|152058
KRC|KILROY REALTY CP|SEIC|SEI Investments Distribution Co.|100
KRC|KILROY REALTY CP|SGMT|GOLDMAN SACHS & CO. LLC|54130
KRC|KILROY REALTY CP|SPDR|SPEEDROUTE LLC|8100
KRC|KILROY REALTY CP|STFL|Stifel, Nicolaus & Company, Incorporated|6341
KRC|KILROY REALTY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4696
KRC|KILROY REALTY CP|SWIM|TD Ameritrade, Inc.|5708
KRC|KILROY REALTY CP|SWST|Hilltop Securities Inc.|781
KRC|KILROY REALTY CP|TRBT|Tradebot Systems, Inc.|51332
KRC|KILROY REALTY CP|TRCM|TRC MARKETS LLC|130763
KRC|KILROY REALTY CP|UBSA|UBS SECURITIES LLC|344069
KRC|KILROY REALTY CP|UBSS|UBS Securities LLC|368998
KRC|KILROY REALTY CP|VALX|VIRTU AMERICAS LLC|22125
KRC|KILROY REALTY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|382
KRC|KILROY REALTY CP|WCHV|WELLS FARGO SECURITIES, LLC|25155
KRC|KILROY REALTY CP|WDNX|WEEDEN & CO.L.P.|2052
KRC|KILROY REALTY CP|WEDB|WEDBUSH SECURITIES INC.|426
KRC|KILROY REALTY CP|WEED|Weeden & Co.L.P.|1770
KRC|KILROY REALTY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|154
KRC|KILROY REALTY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13997
KRC|KILROY REALTY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|75
KRC|KILROY REALTY CP|WSEA|WOLVERINE SECURITIES, LLC|317
KRC|KILROY REALTY CP|XIST|INSTINET, LLC|7312
KRC|KILROY REALTY CP|XPQR|Jump Trading|9217
KRC|KILROY REALTY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6816
KRC|KILROY REALTY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1912
KRC|KILROY REALTY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|308
KRE|SPDR S&P REGIONAL BA|AGIS|Aegis Capital Corp.|16915
KRE|SPDR S&P REGIONAL BA|ALTX|Alternet Securities Inc.|22821
KRE|SPDR S&P REGIONAL BA|APCC|Apex Clearing Corporation|16719
KRE|SPDR S&P REGIONAL BA|BANK|Primevest Financial Services, Inc.|1661
KRE|SPDR S&P REGIONAL BA|BARD|Robert W. Baird & Co. Incorporated|7860
KRE|SPDR S&P REGIONAL BA|BATM|CBOE TRADING, INC.|148406
KRE|SPDR S&P REGIONAL BA|BAYT|BTIG, LLC|3800
KRE|SPDR S&P REGIONAL BA|BBNT|BB&T SECURITIES, LLC|11004
KRE|SPDR S&P REGIONAL BA|BERN|Sanford C. Bernstein & Co., LLC|143462
KRE|SPDR S&P REGIONAL BA|BIDS|BIDS TRADING L.P.|700
KRE|SPDR S&P REGIONAL BA|BKCM|BNY Mellon Capital Markets LLC|610
KRE|SPDR S&P REGIONAL BA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38016
KRE|SPDR S&P REGIONAL BA|BLKX|INSTINET, LLC|22000
KRE|SPDR S&P REGIONAL BA|BNPX|BNP PARIBAS SECURITIES CORP.|53624
KRE|SPDR S&P REGIONAL BA|BPFI|MANORHAVEN CAPITAL LLC|800
KRE|SPDR S&P REGIONAL BA|BTIG|BTIG, LLC|10000
KRE|SPDR S&P REGIONAL BA|BYXM|CBOE TRADING, INC.|4806
KRE|SPDR S&P REGIONAL BA|CANT|Cantor Fitzgerald & Co.|23878
KRE|SPDR S&P REGIONAL BA|CBLC|CITIGROUP GLOBAL MARKETS INC.|81800
KRE|SPDR S&P REGIONAL BA|CHAS|Charles Schwab & Co., Inc.|30018
KRE|SPDR S&P REGIONAL BA|CICF|Canaccord Genuity Corp.|6719
KRE|SPDR S&P REGIONAL BA|CIST|Capital Institutional Services, Inc.|1563
KRE|SPDR S&P REGIONAL BA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|197321
KRE|SPDR S&P REGIONAL BA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
KRE|SPDR S&P REGIONAL BA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1198063
KRE|SPDR S&P REGIONAL BA|CSIN|Citadel Securities Institutional LLC|187170
KRE|SPDR S&P REGIONAL BA|CTDL|Citadel Derivatives Group Llc|595546
KRE|SPDR S&P REGIONAL BA|CTLR|CUTLER GROUP, LP|5492
KRE|SPDR S&P REGIONAL BA|CXCX|CITIGROUP GLOBAL MARKETS INC.|620252
KRE|SPDR S&P REGIONAL BA|DAVA|Davenport & Company LLC|907
KRE|SPDR S&P REGIONAL BA|DBAB|Deutsche Bank Securities Inc.|3706300
KRE|SPDR S&P REGIONAL BA|DBAX|Deutsche Bank Securities Inc.|964900
KRE|SPDR S&P REGIONAL BA|DBUL|Deutsche Bank Securities Inc.|100
KRE|SPDR S&P REGIONAL BA|DCHF|Dart Executions, LLC|56846
KRE|SPDR S&P REGIONAL BA|DEAN|MORGAN STANLEY|51178
KRE|SPDR S&P REGIONAL BA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|79511
KRE|SPDR S&P REGIONAL BA|EBXL|EBX LLC|1536000
KRE|SPDR S&P REGIONAL BA|ECUT|CONVERGEX EXECUTION SOLUTIONS|8034
KRE|SPDR S&P REGIONAL BA|EDJC|Edward Jones / CDS|160
KRE|SPDR S&P REGIONAL BA|EDJO|Edward D. Jones & Co., L.P.|6058
KRE|SPDR S&P REGIONAL BA|EGAM|CBOE TRADING, INC.|38896
KRE|SPDR S&P REGIONAL BA|EGAW|CBOE TRADING, INC.|696
KRE|SPDR S&P REGIONAL BA|EGXM|CBOE TRADING, INC.|15073
KRE|SPDR S&P REGIONAL BA|EGXW|CBOE TRADING, INC.|121
KRE|SPDR S&P REGIONAL BA|ETBE|Electronic Transaction Clearing, Inc.|104690
KRE|SPDR S&P REGIONAL BA|ETCB|ETC BROKERAGE SERVICES, LLC|711
KRE|SPDR S&P REGIONAL BA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|196290
KRE|SPDR S&P REGIONAL BA|ETRS|E*Trade Securities LLC|100219
KRE|SPDR S&P REGIONAL BA|FBSB|U.S. Bancorp Investments, Inc.|2120
KRE|SPDR S&P REGIONAL BA|FILL|Tradestation Securities, Inc.|10374
KRE|SPDR S&P REGIONAL BA|FINX|FINTECH SECURITIES|2276
KRE|SPDR S&P REGIONAL BA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|3020
KRE|SPDR S&P REGIONAL BA|FMAF|NBCN Inc./ CDS|20302
KRE|SPDR S&P REGIONAL BA|FQLS|Quantlab Securities LP|941521
KRE|SPDR S&P REGIONAL BA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|421803
KRE|SPDR S&P REGIONAL BA|FTBR|Foliofn Investments, Inc.|19958
KRE|SPDR S&P REGIONAL BA|GBMT|GBM International, Inc.|4476
KRE|SPDR S&P REGIONAL BA|GEBB|GLOBAL EXECUTION BROKERS, LP|54622
KRE|SPDR S&P REGIONAL BA|GFIS|GFI Securities LLC|196278
KRE|SPDR S&P REGIONAL BA|GFRY|JUMP TRADING, LLC|195388
KRE|SPDR S&P REGIONAL BA|GLIS|TD Securities Inc|4575
KRE|SPDR S&P REGIONAL BA|GLPX|ACS EXECUTION SERVICES, LLC|174973
KRE|SPDR S&P REGIONAL BA|GSCO|GOLDMAN SACHS & CO. LLC|1380407
KRE|SPDR S&P REGIONAL BA|GSCS|GOLDMAN SACHS & CO. LLC|305890
KRE|SPDR S&P REGIONAL BA|GSLT|GOLDMAN SACHS & CO. LLC|72478
KRE|SPDR S&P REGIONAL BA|GTSZ|GTS SECURITIES LLC|483942
KRE|SPDR S&P REGIONAL BA|HRBF|American Enterprise Investment Services Inc.|98124
KRE|SPDR S&P REGIONAL BA|HSBC|HSBC Securities, Inc.|37806
KRE|SPDR S&P REGIONAL BA|IATS|INTERACTIVE BROKERS LLC|54482
KRE|SPDR S&P REGIONAL BA|IBKR|Interactive Brokers Llc|227832
KRE|SPDR S&P REGIONAL BA|ICBX|INSTINET, LLC|870931
KRE|SPDR S&P REGIONAL BA|IEQY|CITADEL SECURITIES LLC|1133705
KRE|SPDR S&P REGIONAL BA|INCA|INSTINET, LLC|1584062
KRE|SPDR S&P REGIONAL BA|INJX|INSTINET, LLC|73960
KRE|SPDR S&P REGIONAL BA|ITGI|ITG Inc.|266930
KRE|SPDR S&P REGIONAL BA|ITGP|ITG INC.|783800
KRE|SPDR S&P REGIONAL BA|JANY|Janney Montgomery Scott Inc.|34557
KRE|SPDR S&P REGIONAL BA|JEFF|JEFFERIES LLC|678166
KRE|SPDR S&P REGIONAL BA|JMPT|JUMP TRADING, LLC|242821
KRE|SPDR S&P REGIONAL BA|JONE|JonesTrading|93651
KRE|SPDR S&P REGIONAL BA|JPBX|J.P. MORGAN SECURITIES LLC|95950
KRE|SPDR S&P REGIONAL BA|JPMX|J.P. Morgan Securities LLC|1137680
KRE|SPDR S&P REGIONAL BA|JSEB|JANE STREET EXECUTION SERVICES, LLC|250832
KRE|SPDR S&P REGIONAL BA|JSJX|JANE STREET CAPITAL LLC|661523
KRE|SPDR S&P REGIONAL BA|JUTA|JUMP TRADING, LLC|900
KRE|SPDR S&P REGIONAL BA|KBWI|Keefe, Bruyette & Woods, Inc.|18995
KRE|SPDR S&P REGIONAL BA|KCGM|VIRTU Americas LLC|274494
KRE|SPDR S&P REGIONAL BA|LEHM|Barclays Capital Inc./Le|3745679
KRE|SPDR S&P REGIONAL BA|LGNT|COR CLEARING LLC|1
KRE|SPDR S&P REGIONAL BA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3350
KRE|SPDR S&P REGIONAL BA|LIME|Lime Brokerage LLC|70252
KRE|SPDR S&P REGIONAL BA|LIWD|LIME BROKERAGE LLC|3120
KRE|SPDR S&P REGIONAL BA|LIWK|LIME BROKERAGE LLC|133
KRE|SPDR S&P REGIONAL BA|LQNA|LIQUIDNET, INC.|5400
KRE|SPDR S&P REGIONAL BA|LSCI|Lek Securities Corporation|1817
KRE|SPDR S&P REGIONAL BA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
KRE|SPDR S&P REGIONAL BA|MACC|Mid Atlantic Capital Corporation|12678
KRE|SPDR S&P REGIONAL BA|MACQ|Macquarie Capital (USA) Inc.|19700
KRE|SPDR S&P REGIONAL BA|MAXM|Maxim Group LLC|1160
KRE|SPDR S&P REGIONAL BA|MCMF|Raymond James Ltd. Cds|2128
KRE|SPDR S&P REGIONAL BA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|751203
KRE|SPDR S&P REGIONAL BA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|61845
KRE|SPDR S&P REGIONAL BA|MOTF|MOTIF INVESTING, INC.|19
KRE|SPDR S&P REGIONAL BA|MSCO|MORGAN STANLEY & CO. LLC|3600459
KRE|SPDR S&P REGIONAL BA|MSPL|MORGAN STANLEY & CO. LLC|1353400
KRE|SPDR S&P REGIONAL BA|MSTX|MORGAN STANLEY & CO. LLC|314800
KRE|SPDR S&P REGIONAL BA|MZHO|Mizuho Securities USA LLC|100
KRE|SPDR S&P REGIONAL BA|NFSC|National Financial Services LLC|1275871
KRE|SPDR S&P REGIONAL BA|NITE|VIRTU Americas LLC|3400881
KRE|SPDR S&P REGIONAL BA|NITP|VIRTU Americas LLC|20225
KRE|SPDR S&P REGIONAL BA|NMRA|Nomura Securities International, Inc.|5600
KRE|SPDR S&P REGIONAL BA|NQRB|Brut, LLC|82287
KRE|SPDR S&P REGIONAL BA|NTBF|BMO Nesbitt Burns Inc./CDS|1911
KRE|SPDR S&P REGIONAL BA|OHOS|TWO SIGMA SECURITIES, LLC|300972
KRE|SPDR S&P REGIONAL BA|OLDM|OLD MISSION CAPITAL, LLC|400
KRE|SPDR S&P REGIONAL BA|OPCO|Oppenheimer & Co. Inc.|14197
KRE|SPDR S&P REGIONAL BA|PCPT|PHILLIP CAPITAL INC.|1500
KRE|SPDR S&P REGIONAL BA|PDQM|CODA MARKETS, INC.|16097
KRE|SPDR S&P REGIONAL BA|PHLY|NASDAQ Execution Services, LLC|36200
KRE|SPDR S&P REGIONAL BA|PWJC|UBS Financial Services, Inc.|21557
KRE|SPDR S&P REGIONAL BA|RBCM|RBC CAPITAL MARKETS, LLC|70538
KRE|SPDR S&P REGIONAL BA|RGLD|Regal Securities, Inc|100
KRE|SPDR S&P REGIONAL BA|SAGL|SAGETRADER, LLC|18820
KRE|SPDR S&P REGIONAL BA|SALI|INTL FCSTONE FINANCIAL INC.|300
KRE|SPDR S&P REGIONAL BA|SBSH|Citigroup Global Markets Inc.|2652100
KRE|SPDR S&P REGIONAL BA|SCMC|Scotia Capital Markets (USA) Inc.|1600
KRE|SPDR S&P REGIONAL BA|SEDS|SPENCER EDWARDS, INC.|120
KRE|SPDR S&P REGIONAL BA|SEIC|SEI Investments Distribution Co.|17021
KRE|SPDR S&P REGIONAL BA|SGMT|GOLDMAN SACHS & CO. LLC|920463
KRE|SPDR S&P REGIONAL BA|SHMR|ABN Amro Clearing LLC|3328
KRE|SPDR S&P REGIONAL BA|SIBO|Prime Executions, Inc.|700
KRE|SPDR S&P REGIONAL BA|SOGO|Wang Investment Associates, Inc.|200
KRE|SPDR S&P REGIONAL BA|SPDR|SPEEDROUTE LLC|9497
KRE|SPDR S&P REGIONAL BA|SPHN|Stephens Inc.|578
KRE|SPDR S&P REGIONAL BA|STFL|Stifel, Nicolaus & Company, Incorporated|60309
KRE|SPDR S&P REGIONAL BA|SWIM|TD Ameritrade, Inc.|144213
KRE|SPDR S&P REGIONAL BA|SWST|Hilltop Securities Inc.|32483
KRE|SPDR S&P REGIONAL BA|TKNG|ALLY INVEST SECURITIES LLC|2934
KRE|SPDR S&P REGIONAL BA|TRBT|Tradebot Systems, Inc.|2697712
KRE|SPDR S&P REGIONAL BA|TRCM|TRC MARKETS LLC|2812584
KRE|SPDR S&P REGIONAL BA|TRIP|Trident Partners Ltd.|384
KRE|SPDR S&P REGIONAL BA|TWTT|TASTYWORKS, INC.|1300
KRE|SPDR S&P REGIONAL BA|UBSA|UBS SECURITIES LLC|2938276
KRE|SPDR S&P REGIONAL BA|UBSS|UBS Securities LLC|2330914
KRE|SPDR S&P REGIONAL BA|VALX|VIRTU AMERICAS LLC|87653
KRE|SPDR S&P REGIONAL BA|VGRD|Vanguard Marketing Corporation|61682
KRE|SPDR S&P REGIONAL BA|WBET|Wallachbeth Capital LLC|30620
KRE|SPDR S&P REGIONAL BA|WBLR|WILLIAM BLAIR|523
KRE|SPDR S&P REGIONAL BA|WCHV|WELLS FARGO SECURITIES, LLC|1190631
KRE|SPDR S&P REGIONAL BA|WEDB|WEDBUSH SECURITIES INC.|1800
KRE|SPDR S&P REGIONAL BA|WEED|Weeden & Co.L.P.|700
KRE|SPDR S&P REGIONAL BA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|174661
KRE|SPDR S&P REGIONAL BA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|356236
KRE|SPDR S&P REGIONAL BA|WFPB|Wells Fargo Securities, LLC.|20881
KRE|SPDR S&P REGIONAL BA|WGIF|CIBC World Markets Inc.|7691
KRE|SPDR S&P REGIONAL BA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|200
KRE|SPDR S&P REGIONAL BA|WSEA|WOLVERINE SECURITIES, LLC|60670
KRE|SPDR S&P REGIONAL BA|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1200
KRE|SPDR S&P REGIONAL BA|XSTM|NATIONAL FINANCIAL SERVICES LLC|151020
KRE|SPDR S&P REGIONAL BA|YKNA|COMHAR CAPITAL MARKETS, LLC|625
KRE|SPDR S&P REGIONAL BA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|151763
KREF|KKR REAL ESTATE FINA|ALTX|Alternet Securities Inc.|5604
KREF|KKR REAL ESTATE FINA|APCC|Apex Clearing Corporation|44
KREF|KKR REAL ESTATE FINA|BATM|CBOE TRADING, INC.|715
KREF|KKR REAL ESTATE FINA|BAYC|BAY CREST PARTNERS, LLC|69
KREF|KKR REAL ESTATE FINA|BERN|Sanford C. Bernstein & Co., LLC|2000
KREF|KKR REAL ESTATE FINA|BIDS|BIDS TRADING L.P.|300
KREF|KKR REAL ESTATE FINA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
KREF|KKR REAL ESTATE FINA|BNPX|BNP PARIBAS SECURITIES CORP.|1467
KREF|KKR REAL ESTATE FINA|BYXM|CBOE TRADING, INC.|200
KREF|KKR REAL ESTATE FINA|CIST|Capital Institutional Services, Inc.|733
KREF|KKR REAL ESTATE FINA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37730
KREF|KKR REAL ESTATE FINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13659
KREF|KKR REAL ESTATE FINA|CTDL|Citadel Derivatives Group Llc|2116
KREF|KKR REAL ESTATE FINA|CXCX|CITIGROUP GLOBAL MARKETS INC.|3720
KREF|KKR REAL ESTATE FINA|DBAB|Deutsche Bank Securities Inc.|15154
KREF|KKR REAL ESTATE FINA|DBAX|Deutsche Bank Securities Inc.|58800
KREF|KKR REAL ESTATE FINA|DEAN|MORGAN STANLEY|16
KREF|KKR REAL ESTATE FINA|EBXL|EBX LLC|11200
KREF|KKR REAL ESTATE FINA|ECUT|CONVERGEX EXECUTION SOLUTIONS|556
KREF|KKR REAL ESTATE FINA|EDJO|Edward D. Jones & Co., L.P.|480
KREF|KKR REAL ESTATE FINA|EGAM|CBOE TRADING, INC.|4191
KREF|KKR REAL ESTATE FINA|EGXM|CBOE TRADING, INC.|906
KREF|KKR REAL ESTATE FINA|ETBE|Electronic Transaction Clearing, Inc.|700
KREF|KKR REAL ESTATE FINA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
KREF|KKR REAL ESTATE FINA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|813
KREF|KKR REAL ESTATE FINA|ETRS|E*Trade Securities LLC|3835
KREF|KKR REAL ESTATE FINA|FILL|Tradestation Securities, Inc.|400
KREF|KKR REAL ESTATE FINA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1009
KREF|KKR REAL ESTATE FINA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19664
KREF|KKR REAL ESTATE FINA|FTBR|Foliofn Investments, Inc.|5
KREF|KKR REAL ESTATE FINA|GLPX|ACS EXECUTION SERVICES, LLC|5094
KREF|KKR REAL ESTATE FINA|GSCO|GOLDMAN SACHS & CO. LLC|38194
KREF|KKR REAL ESTATE FINA|GSCS|GOLDMAN SACHS & CO. LLC|8
KREF|KKR REAL ESTATE FINA|GSLT|GOLDMAN SACHS & CO. LLC|400
KREF|KKR REAL ESTATE FINA|GTSZ|GTS SECURITIES LLC|3414
KREF|KKR REAL ESTATE FINA|HRBF|American Enterprise Investment Services Inc.|800
KREF|KKR REAL ESTATE FINA|IBKR|Interactive Brokers Llc|2742
KREF|KKR REAL ESTATE FINA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|388
KREF|KKR REAL ESTATE FINA|ICBX|INSTINET, LLC|2700
KREF|KKR REAL ESTATE FINA|IEQY|CITADEL SECURITIES LLC|2798
KREF|KKR REAL ESTATE FINA|INCA|INSTINET, LLC|8333
KREF|KKR REAL ESTATE FINA|INJX|INSTINET, LLC|184
KREF|KKR REAL ESTATE FINA|ITGI|ITG Inc.|11877
KREF|KKR REAL ESTATE FINA|ITGP|ITG INC.|91600
KREF|KKR REAL ESTATE FINA|JEFF|JEFFERIES LLC|4497
KREF|KKR REAL ESTATE FINA|JMPT|JUMP TRADING, LLC|523
KREF|KKR REAL ESTATE FINA|JPBX|J.P. MORGAN SECURITIES LLC|2224
KREF|KKR REAL ESTATE FINA|JPMX|J.P. Morgan Securities LLC|60543
KREF|KKR REAL ESTATE FINA|JSJX|JANE STREET CAPITAL LLC|646
KREF|KKR REAL ESTATE FINA|KCGM|VIRTU Americas LLC|11414
KREF|KKR REAL ESTATE FINA|LEHM|Barclays Capital Inc./Le|39413
KREF|KKR REAL ESTATE FINA|LIME|Lime Brokerage LLC|8976
KREF|KKR REAL ESTATE FINA|LOOP|Loop Capital Markets LLC|300
KREF|KKR REAL ESTATE FINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
KREF|KKR REAL ESTATE FINA|MSCO|MORGAN STANLEY & CO. LLC|62064
KREF|KKR REAL ESTATE FINA|MSPL|MORGAN STANLEY & CO. LLC|30600
KREF|KKR REAL ESTATE FINA|MSTX|MORGAN STANLEY & CO. LLC|2900
KREF|KKR REAL ESTATE FINA|NFSC|National Financial Services LLC|10706
KREF|KKR REAL ESTATE FINA|NITE|VIRTU Americas LLC|30298
KREF|KKR REAL ESTATE FINA|NQRB|Brut, LLC|1500
KREF|KKR REAL ESTATE FINA|PDQM|CODA MARKETS, INC.|24462
KREF|KKR REAL ESTATE FINA|SAGL|SAGETRADER, LLC|400
KREF|KKR REAL ESTATE FINA|SBSH|Citigroup Global Markets Inc.|23460
KREF|KKR REAL ESTATE FINA|SGMT|GOLDMAN SACHS & CO. LLC|5266
KREF|KKR REAL ESTATE FINA|SPDR|SPEEDROUTE LLC|11400
KREF|KKR REAL ESTATE FINA|STFL|Stifel, Nicolaus & Company, Incorporated|2905
KREF|KKR REAL ESTATE FINA|SWIM|TD Ameritrade, Inc.|1365
KREF|KKR REAL ESTATE FINA|TRBT|Tradebot Systems, Inc.|6753
KREF|KKR REAL ESTATE FINA|TRCM|TRC MARKETS LLC|4371
KREF|KKR REAL ESTATE FINA|UBSA|UBS SECURITIES LLC|28451
KREF|KKR REAL ESTATE FINA|UBSS|UBS Securities LLC|27937
KREF|KKR REAL ESTATE FINA|VALX|VIRTU AMERICAS LLC|2248
KREF|KKR REAL ESTATE FINA|VGRD|Vanguard Marketing Corporation|2100
KREF|KKR REAL ESTATE FINA|WCHV|WELLS FARGO SECURITIES, LLC|5400
KREF|KKR REAL ESTATE FINA|WDNX|WEEDEN & CO.L.P.|1510
KREF|KKR REAL ESTATE FINA|WEED|Weeden & Co.L.P.|1900
KREF|KKR REAL ESTATE FINA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13821
KREF|KKR REAL ESTATE FINA|WSEA|WOLVERINE SECURITIES, LLC|9
KREF|KKR REAL ESTATE FINA|XIST|INSTINET, LLC|600
KREF|KKR REAL ESTATE FINA|XSTM|NATIONAL FINANCIAL SERVICES LLC|1894
KREF|KKR REAL ESTATE FINA|YKNA|COMHAR CAPITAL MARKETS, LLC|851
KRG|KITE REALTY GROUP TR|ADAM|CANACCORD GENUITY INC.|27100
KRG|KITE REALTY GROUP TR|ALTX|Alternet Securities Inc.|3100
KRG|KITE REALTY GROUP TR|APCC|Apex Clearing Corporation|8599
KRG|KITE REALTY GROUP TR|BANK|Primevest Financial Services, Inc.|200
KRG|KITE REALTY GROUP TR|BARD|Robert W. Baird & Co. Incorporated|2300
KRG|KITE REALTY GROUP TR|BATM|CBOE TRADING, INC.|1685
KRG|KITE REALTY GROUP TR|BAYC|BAY CREST PARTNERS, LLC|12184
KRG|KITE REALTY GROUP TR|BBNT|BB&T SECURITIES, LLC|7623
KRG|KITE REALTY GROUP TR|BERN|Sanford C. Bernstein & Co., LLC|517
KRG|KITE REALTY GROUP TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8647
KRG|KITE REALTY GROUP TR|BLKX|INSTINET, LLC|68800
KRG|KITE REALTY GROUP TR|BNPX|BNP PARIBAS SECURITIES CORP.|30490
KRG|KITE REALTY GROUP TR|BRVL|BLAYLOCK VAN, LLC|800
KRG|KITE REALTY GROUP TR|BTIG|BTIG, LLC|1017
KRG|KITE REALTY GROUP TR|BYXM|CBOE TRADING, INC.|373
KRG|KITE REALTY GROUP TR|BZYD|GOLDMAN SACHS & CO. LLC|6699
KRG|KITE REALTY GROUP TR|CANT|Cantor Fitzgerald & Co.|13066
KRG|KITE REALTY GROUP TR|CBLC|CITIGROUP GLOBAL MARKETS INC.|12600
KRG|KITE REALTY GROUP TR|CCMB|COWEN PRIME SERVICES LLC|500
KRG|KITE REALTY GROUP TR|CHAS|Charles Schwab & Co., Inc.|2003
KRG|KITE REALTY GROUP TR|CIST|Capital Institutional Services, Inc.|2394
KRG|KITE REALTY GROUP TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70117
KRG|KITE REALTY GROUP TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|169344
KRG|KITE REALTY GROUP TR|CTDL|Citadel Derivatives Group Llc|6818
KRG|KITE REALTY GROUP TR|CTLR|CUTLER GROUP, LP|1700
KRG|KITE REALTY GROUP TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|57342
KRG|KITE REALTY GROUP TR|DBAB|Deutsche Bank Securities Inc.|115642
KRG|KITE REALTY GROUP TR|DBAX|Deutsche Bank Securities Inc.|121900
KRG|KITE REALTY GROUP TR|DCHF|Dart Executions, LLC|860
KRG|KITE REALTY GROUP TR|DEAN|MORGAN STANLEY|2133
KRG|KITE REALTY GROUP TR|DEGS|RONIN PROFESSIONAL LLC|4387
KRG|KITE REALTY GROUP TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10080
KRG|KITE REALTY GROUP TR|EBXL|EBX LLC|97200
KRG|KITE REALTY GROUP TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1963
KRG|KITE REALTY GROUP TR|EDJO|Edward D. Jones & Co., L.P.|774
KRG|KITE REALTY GROUP TR|EGAM|CBOE TRADING, INC.|7890
KRG|KITE REALTY GROUP TR|EGMT|EG MARKET TECHNOLOGIES LLC|100
KRG|KITE REALTY GROUP TR|EGXM|CBOE TRADING, INC.|286
KRG|KITE REALTY GROUP TR|ETBE|Electronic Transaction Clearing, Inc.|2997
KRG|KITE REALTY GROUP TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|643
KRG|KITE REALTY GROUP TR|ETRS|E*Trade Securities LLC|52637
KRG|KITE REALTY GROUP TR|FILL|Tradestation Securities, Inc.|3280
KRG|KITE REALTY GROUP TR|FINX|FINTECH SECURITIES|200
KRG|KITE REALTY GROUP TR|FORD|Fordham Financial Management, Inc.|300
KRG|KITE REALTY GROUP TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5217
KRG|KITE REALTY GROUP TR|FQLS|Quantlab Securities LP|131069
KRG|KITE REALTY GROUP TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112748
KRG|KITE REALTY GROUP TR|FTBR|Foliofn Investments, Inc.|2988
KRG|KITE REALTY GROUP TR|GEBB|GLOBAL EXECUTION BROKERS, LP|7800
KRG|KITE REALTY GROUP TR|GLIS|TD Securities Inc|8950
KRG|KITE REALTY GROUP TR|GLPX|ACS EXECUTION SERVICES, LLC|4328
KRG|KITE REALTY GROUP TR|GSCO|GOLDMAN SACHS & CO. LLC|579558
KRG|KITE REALTY GROUP TR|GSCS|GOLDMAN SACHS & CO. LLC|300
KRG|KITE REALTY GROUP TR|GSLT|GOLDMAN SACHS & CO. LLC|20189
KRG|KITE REALTY GROUP TR|GTSZ|GTS SECURITIES LLC|58410
KRG|KITE REALTY GROUP TR|HRBF|American Enterprise Investment Services Inc.|14351
KRG|KITE REALTY GROUP TR|IATS|INTERACTIVE BROKERS LLC|24975
KRG|KITE REALTY GROUP TR|IBKR|Interactive Brokers Llc|39027
KRG|KITE REALTY GROUP TR|IBSJ|Integrity Brokerage Services, Inc.|4425
KRG|KITE REALTY GROUP TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
KRG|KITE REALTY GROUP TR|ICBX|INSTINET, LLC|60040
KRG|KITE REALTY GROUP TR|IEQY|CITADEL SECURITIES LLC|30255
KRG|KITE REALTY GROUP TR|INCA|INSTINET, LLC|181231
KRG|KITE REALTY GROUP TR|ITGI|ITG Inc.|82781
KRG|KITE REALTY GROUP TR|ITGP|ITG INC.|209400
KRG|KITE REALTY GROUP TR|JEFF|JEFFERIES LLC|99569
KRG|KITE REALTY GROUP TR|JMPT|JUMP TRADING, LLC|72233
KRG|KITE REALTY GROUP TR|JONE|JonesTrading|3057
KRG|KITE REALTY GROUP TR|JPBX|J.P. MORGAN SECURITIES LLC|33460
KRG|KITE REALTY GROUP TR|JPMX|J.P. Morgan Securities LLC|244547
KRG|KITE REALTY GROUP TR|JSJX|JANE STREET CAPITAL LLC|6044
KRG|KITE REALTY GROUP TR|KCGM|VIRTU Americas LLC|47357
KRG|KITE REALTY GROUP TR|KEYB|KEYBANC CAPITAL MARKETS INC.|25000
KRG|KITE REALTY GROUP TR|LEHM|Barclays Capital Inc./Le|293109
KRG|KITE REALTY GROUP TR|LIME|Lime Brokerage LLC|14161
KRG|KITE REALTY GROUP TR|LSCI|Lek Securities Corporation|3225
KRG|KITE REALTY GROUP TR|MACC|Mid Atlantic Capital Corporation|791
KRG|KITE REALTY GROUP TR|MAXM|Maxim Group LLC|85
KRG|KITE REALTY GROUP TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116998
KRG|KITE REALTY GROUP TR|MOTF|MOTIF INVESTING, INC.|1
KRG|KITE REALTY GROUP TR|MSCO|MORGAN STANLEY & CO. LLC|533308
KRG|KITE REALTY GROUP TR|MSPL|MORGAN STANLEY & CO. LLC|209200
KRG|KITE REALTY GROUP TR|MSTX|MORGAN STANLEY & CO. LLC|35800
KRG|KITE REALTY GROUP TR|NFSC|National Financial Services LLC|80673
KRG|KITE REALTY GROUP TR|NITE|VIRTU Americas LLC|330705
KRG|KITE REALTY GROUP TR|NITP|VIRTU Americas LLC|300
KRG|KITE REALTY GROUP TR|NQRB|Brut, LLC|5515
KRG|KITE REALTY GROUP TR|NTRC|Northern Trust Securities, Inc.|655
KRG|KITE REALTY GROUP TR|OPCO|Oppenheimer & Co. Inc.|1688
KRG|KITE REALTY GROUP TR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
KRG|KITE REALTY GROUP TR|PDQM|CODA MARKETS, INC.|6457
KRG|KITE REALTY GROUP TR|QMSR|QUATTRO M SECURITIES INC.|668
KRG|KITE REALTY GROUP TR|RBCM|RBC CAPITAL MARKETS, LLC|4524
KRG|KITE REALTY GROUP TR|SALI|INTL FCSTONE FINANCIAL INC.|1795
KRG|KITE REALTY GROUP TR|SBSH|Citigroup Global Markets Inc.|348015
KRG|KITE REALTY GROUP TR|SEIC|SEI Investments Distribution Co.|700
KRG|KITE REALTY GROUP TR|SGMT|GOLDMAN SACHS & CO. LLC|86934
KRG|KITE REALTY GROUP TR|SPDR|SPEEDROUTE LLC|7034
KRG|KITE REALTY GROUP TR|SPHN|Stephens Inc.|675
KRG|KITE REALTY GROUP TR|STFL|Stifel, Nicolaus & Company, Incorporated|5375
KRG|KITE REALTY GROUP TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4699
KRG|KITE REALTY GROUP TR|SWIM|TD Ameritrade, Inc.|12697
KRG|KITE REALTY GROUP TR|SWST|Hilltop Securities Inc.|2375
KRG|KITE REALTY GROUP TR|TKNG|ALLY INVEST SECURITIES LLC|527
KRG|KITE REALTY GROUP TR|TRBT|Tradebot Systems, Inc.|134806
KRG|KITE REALTY GROUP TR|TRCM|TRC MARKETS LLC|217124
KRG|KITE REALTY GROUP TR|TWTT|TASTYWORKS, INC.|400
KRG|KITE REALTY GROUP TR|UBSA|UBS SECURITIES LLC|361301
KRG|KITE REALTY GROUP TR|UBSS|UBS Securities LLC|305281
KRG|KITE REALTY GROUP TR|VALX|VIRTU AMERICAS LLC|28958
KRG|KITE REALTY GROUP TR|VGRD|Vanguard Marketing Corporation|3562
KRG|KITE REALTY GROUP TR|VSIN|Vision Financial Markets Llc|300
KRG|KITE REALTY GROUP TR|WABR|Wall Street Access|1200
KRG|KITE REALTY GROUP TR|WBPX|SUMMIT SECURITIES GROUP, LLC|1833
KRG|KITE REALTY GROUP TR|WCHV|WELLS FARGO SECURITIES, LLC|59317
KRG|KITE REALTY GROUP TR|WDNX|WEEDEN & CO.L.P.|956
KRG|KITE REALTY GROUP TR|WEDB|WEDBUSH SECURITIES INC.|500
KRG|KITE REALTY GROUP TR|WEED|Weeden & Co.L.P.|63830
KRG|KITE REALTY GROUP TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12773
KRG|KITE REALTY GROUP TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15414
KRG|KITE REALTY GROUP TR|WSEA|WOLVERINE SECURITIES, LLC|2278
KRG|KITE REALTY GROUP TR|XIST|INSTINET, LLC|231200
KRG|KITE REALTY GROUP TR|XPQR|Jump Trading|332
KRG|KITE REALTY GROUP TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|11714
KRG|KITE REALTY GROUP TR|YKNA|COMHAR CAPITAL MARKETS, LLC|600
KRG|KITE REALTY GROUP TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8621
KRMA|GLOBAL X FUNDS ETF|APCC|Apex Clearing Corporation|1
KRMA|GLOBAL X FUNDS ETF|BATM|CBOE TRADING, INC.|200
KRMA|GLOBAL X FUNDS ETF|CHAS|Charles Schwab & Co., Inc.|55
KRMA|GLOBAL X FUNDS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2575
KRMA|GLOBAL X FUNDS ETF|DBAX|Deutsche Bank Securities Inc.|400
KRMA|GLOBAL X FUNDS ETF|DEAN|MORGAN STANLEY|4323
KRMA|GLOBAL X FUNDS ETF|EBXL|EBX LLC|500
KRMA|GLOBAL X FUNDS ETF|ETRS|E*Trade Securities LLC|3564
KRMA|GLOBAL X FUNDS ETF|FBCO|Credit Suisse Securities (USA) LLC|518
KRMA|GLOBAL X FUNDS ETF|FOMA|TD AMERITRADE CLEARING, INC.|1248
KRMA|GLOBAL X FUNDS ETF|FTBR|Foliofn Investments, Inc.|3
KRMA|GLOBAL X FUNDS ETF|IBKR|Interactive Brokers Llc|1341
KRMA|GLOBAL X FUNDS ETF|ICBX|INSTINET, LLC|604
KRMA|GLOBAL X FUNDS ETF|JPMX|J.P. Morgan Securities LLC|460
KRMA|GLOBAL X FUNDS ETF|JSJX|JANE STREET CAPITAL LLC|948
KRMA|GLOBAL X FUNDS ETF|KCGM|VIRTU Americas LLC|4664
KRMA|GLOBAL X FUNDS ETF|LEHM|Barclays Capital Inc./Le|1400
KRMA|GLOBAL X FUNDS ETF|LIME|Lime Brokerage LLC|1387
KRMA|GLOBAL X FUNDS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|502
KRMA|GLOBAL X FUNDS ETF|MSCO|MORGAN STANLEY & CO. LLC|20199
KRMA|GLOBAL X FUNDS ETF|NFSC|National Financial Services LLC|5030
KRMA|GLOBAL X FUNDS ETF|NITE|VIRTU Americas LLC|5134
KRMA|GLOBAL X FUNDS ETF|RAJA|Raymond James & Associates, Inc.|2806
KRMA|GLOBAL X FUNDS ETF|SGMT|GOLDMAN SACHS & CO. LLC|600
KRMA|GLOBAL X FUNDS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1500
KRMA|GLOBAL X FUNDS ETF|SWIM|TD Ameritrade, Inc.|150
KRMA|GLOBAL X FUNDS ETF|UBSA|UBS SECURITIES LLC|3048
KRMA|GLOBAL X FUNDS ETF|UBSS|UBS Securities LLC|1111
KRMA|GLOBAL X FUNDS ETF|VGRD|Vanguard Marketing Corporation|8
KRMA|GLOBAL X FUNDS ETF|WCHV|WELLS FARGO SECURITIES, LLC|2530
KRMA|GLOBAL X FUNDS ETF|WSEA|WOLVERINE SECURITIES, LLC|13
KRMA|GLOBAL X FUNDS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|531
KRNT|KORNIT DIGITAL ORD|ADAM|CANACCORD GENUITY INC.|11988
KRNT|KORNIT DIGITAL ORD|ANOS|ABEL/NOSER, L.L.C.|870
KRNT|KORNIT DIGITAL ORD|APCC|Apex Clearing Corporation|38
KRNT|KORNIT DIGITAL ORD|AQUA|AQUA SECURITIES L.P.|12800
KRNT|KORNIT DIGITAL ORD|BARD|Robert W. Baird & Co. Incorporated|3
KRNT|KORNIT DIGITAL ORD|BATM|CBOE TRADING, INC.|727
KRNT|KORNIT DIGITAL ORD|BERN|Sanford C. Bernstein & Co., LLC|5482
KRNT|KORNIT DIGITAL ORD|BIAD|SAGETRADER, LLC|287
KRNT|KORNIT DIGITAL ORD|BIMI|Banca IMI Securities Corp.|245
KRNT|KORNIT DIGITAL ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8068
KRNT|KORNIT DIGITAL ORD|BLKX|INSTINET, LLC|21900
KRNT|KORNIT DIGITAL ORD|BNCH|The Benchmark Company, LLC|4581
KRNT|KORNIT DIGITAL ORD|BTIG|BTIG, LLC|4075
KRNT|KORNIT DIGITAL ORD|BZYD|GOLDMAN SACHS & CO. LLC|2202
KRNT|KORNIT DIGITAL ORD|CANT|Cantor Fitzgerald & Co.|463
KRNT|KORNIT DIGITAL ORD|CHAS|Charles Schwab & Co., Inc.|3169
KRNT|KORNIT DIGITAL ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70135
KRNT|KORNIT DIGITAL ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|579
KRNT|KORNIT DIGITAL ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|162315
KRNT|KORNIT DIGITAL ORD|CTDL|Citadel Derivatives Group Llc|3825
KRNT|KORNIT DIGITAL ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|23098
KRNT|KORNIT DIGITAL ORD|DAVA|Davenport & Company LLC|4581
KRNT|KORNIT DIGITAL ORD|DBAB|Deutsche Bank Securities Inc.|54129
KRNT|KORNIT DIGITAL ORD|DBAX|Deutsche Bank Securities Inc.|111400
KRNT|KORNIT DIGITAL ORD|DBUL|Deutsche Bank Securities Inc.|463
KRNT|KORNIT DIGITAL ORD|DEGS|RONIN PROFESSIONAL LLC|16801
KRNT|KORNIT DIGITAL ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
KRNT|KORNIT DIGITAL ORD|EBXL|EBX LLC|62800
KRNT|KORNIT DIGITAL ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|13507
KRNT|KORNIT DIGITAL ORD|EGAM|CBOE TRADING, INC.|10948
KRNT|KORNIT DIGITAL ORD|EGAW|CBOE TRADING, INC.|60
KRNT|KORNIT DIGITAL ORD|EGXM|CBOE TRADING, INC.|455
KRNT|KORNIT DIGITAL ORD|EGXW|CBOE TRADING, INC.|300
KRNT|KORNIT DIGITAL ORD|ELEV|ELEVATION, LLC|1566
KRNT|KORNIT DIGITAL ORD|ETBE|Electronic Transaction Clearing, Inc.|2518
KRNT|KORNIT DIGITAL ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1220
KRNT|KORNIT DIGITAL ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5691
KRNT|KORNIT DIGITAL ORD|ETRS|E*Trade Securities LLC|29231
KRNT|KORNIT DIGITAL ORD|FBCO|Credit Suisse Securities (USA) LLC|115359
KRNT|KORNIT DIGITAL ORD|FILL|Tradestation Securities, Inc.|500
KRNT|KORNIT DIGITAL ORD|FOMA|TD AMERITRADE CLEARING, INC.|19232
KRNT|KORNIT DIGITAL ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
KRNT|KORNIT DIGITAL ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24835
KRNT|KORNIT DIGITAL ORD|FTBR|Foliofn Investments, Inc.|26284
KRNT|KORNIT DIGITAL ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|780
KRNT|KORNIT DIGITAL ORD|GLPX|ACS EXECUTION SERVICES, LLC|2106
KRNT|KORNIT DIGITAL ORD|GSCO|GOLDMAN SACHS & CO. LLC|175368
KRNT|KORNIT DIGITAL ORD|GSCS|GOLDMAN SACHS & CO. LLC|17513
KRNT|KORNIT DIGITAL ORD|GSLT|GOLDMAN SACHS & CO. LLC|1912
KRNT|KORNIT DIGITAL ORD|GTSZ|GTS SECURITIES LLC|43390
KRNT|KORNIT DIGITAL ORD|HPPX|POTAMUS TRADING, LLC|258
KRNT|KORNIT DIGITAL ORD|HSBC|HSBC Securities, Inc.|376
KRNT|KORNIT DIGITAL ORD|IATS|INTERACTIVE BROKERS LLC|1650
KRNT|KORNIT DIGITAL ORD|IBKR|Interactive Brokers Llc|64706
KRNT|KORNIT DIGITAL ORD|ICBX|INSTINET, LLC|32400
KRNT|KORNIT DIGITAL ORD|INCA|INSTINET, LLC|76496
KRNT|KORNIT DIGITAL ORD|INJX|INSTINET, LLC|26584
KRNT|KORNIT DIGITAL ORD|ITGI|ITG Inc.|30189
KRNT|KORNIT DIGITAL ORD|ITGP|ITG INC.|122200
KRNT|KORNIT DIGITAL ORD|JANY|Janney Montgomery Scott Inc.|250
KRNT|KORNIT DIGITAL ORD|JEFF|JEFFERIES LLC|285529
KRNT|KORNIT DIGITAL ORD|JMPT|JUMP TRADING, LLC|4700
KRNT|KORNIT DIGITAL ORD|JONE|JonesTrading|425
KRNT|KORNIT DIGITAL ORD|JPBX|J.P. MORGAN SECURITIES LLC|4962
KRNT|KORNIT DIGITAL ORD|JPMX|J.P. Morgan Securities LLC|172350
KRNT|KORNIT DIGITAL ORD|JSJX|JANE STREET CAPITAL LLC|8073
KRNT|KORNIT DIGITAL ORD|KCGM|VIRTU Americas LLC|9958
KRNT|KORNIT DIGITAL ORD|LEHM|Barclays Capital Inc./Le|203659
KRNT|KORNIT DIGITAL ORD|LIME|Lime Brokerage LLC|48475
KRNT|KORNIT DIGITAL ORD|LMGP|LIME BROKERAGE LLC|6481
KRNT|KORNIT DIGITAL ORD|LQNA|LIQUIDNET, INC.|26300
KRNT|KORNIT DIGITAL ORD|LSCI|Lek Securities Corporation|304
KRNT|KORNIT DIGITAL ORD|MAXM|Maxim Group LLC|582
KRNT|KORNIT DIGITAL ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|205392
KRNT|KORNIT DIGITAL ORD|MSCO|MORGAN STANLEY & CO. LLC|348525
KRNT|KORNIT DIGITAL ORD|MSPL|MORGAN STANLEY & CO. LLC|185000
KRNT|KORNIT DIGITAL ORD|MSTX|MORGAN STANLEY & CO. LLC|14800
KRNT|KORNIT DIGITAL ORD|NFSC|National Financial Services LLC|37544
KRNT|KORNIT DIGITAL ORD|NITE|VIRTU Americas LLC|213565
KRNT|KORNIT DIGITAL ORD|NITP|VIRTU Americas LLC|1800
KRNT|KORNIT DIGITAL ORD|NQRB|Brut, LLC|380
KRNT|KORNIT DIGITAL ORD|OPCO|Oppenheimer & Co. Inc.|18549
KRNT|KORNIT DIGITAL ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1885
KRNT|KORNIT DIGITAL ORD|PDQM|CODA MARKETS, INC.|13481
KRNT|KORNIT DIGITAL ORD|PICT|Pictet Overseas Inc.|75
KRNT|KORNIT DIGITAL ORD|PIPR|Piper Jaffray & Co.|800
KRNT|KORNIT DIGITAL ORD|PWJC|UBS Financial Services, Inc.|700
KRNT|KORNIT DIGITAL ORD|RAJA|Raymond James & Associates, Inc.|200
KRNT|KORNIT DIGITAL ORD|SAGL|SAGETRADER, LLC|400
KRNT|KORNIT DIGITAL ORD|SBSH|Citigroup Global Markets Inc.|33444
KRNT|KORNIT DIGITAL ORD|SGMT|GOLDMAN SACHS & CO. LLC|35226
KRNT|KORNIT DIGITAL ORD|SPDR|SPEEDROUTE LLC|5270
KRNT|KORNIT DIGITAL ORD|SPGS|Sea Port Group Securities, LLC|39841
KRNT|KORNIT DIGITAL ORD|SSBS|STATE STREET GLOBAL MARKETS, LLC|7802
KRNT|KORNIT DIGITAL ORD|STFL|Stifel, Nicolaus & Company, Incorporated|44438
KRNT|KORNIT DIGITAL ORD|SWIM|TD Ameritrade, Inc.|7090
KRNT|KORNIT DIGITAL ORD|TRBT|Tradebot Systems, Inc.|3100
KRNT|KORNIT DIGITAL ORD|TRCM|TRC MARKETS LLC|68054
KRNT|KORNIT DIGITAL ORD|UBSA|UBS SECURITIES LLC|75924
KRNT|KORNIT DIGITAL ORD|UBSS|UBS Securities LLC|157803
KRNT|KORNIT DIGITAL ORD|VALX|VIRTU AMERICAS LLC|19885
KRNT|KORNIT DIGITAL ORD|VERT|The Vertical Trading Group, LLC|27108
KRNT|KORNIT DIGITAL ORD|VGRD|Vanguard Marketing Corporation|7
KRNT|KORNIT DIGITAL ORD|WBLR|WILLIAM BLAIR|44399
KRNT|KORNIT DIGITAL ORD|WBPX|SUMMIT SECURITIES GROUP, LLC|400
KRNT|KORNIT DIGITAL ORD|WCHV|WELLS FARGO SECURITIES, LLC|5770
KRNT|KORNIT DIGITAL ORD|WEED|Weeden & Co.L.P.|1442
KRNT|KORNIT DIGITAL ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|407
KRNT|KORNIT DIGITAL ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3340
KRNT|KORNIT DIGITAL ORD|WSEA|WOLVERINE SECURITIES, LLC|1121
KRNT|KORNIT DIGITAL ORD|XIST|INSTINET, LLC|21000
KRNT|KORNIT DIGITAL ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|14000
KRNY|KEARNY FINANCIAL CM|ANOS|ABEL/NOSER, L.L.C.|3662
KRNY|KEARNY FINANCIAL CM|APCC|Apex Clearing Corporation|22
KRNY|KEARNY FINANCIAL CM|BANK|Primevest Financial Services, Inc.|11
KRNY|KEARNY FINANCIAL CM|BERN|Sanford C. Bernstein & Co., LLC|28000
KRNY|KEARNY FINANCIAL CM|BIDS|BIDS TRADING L.P.|700
KRNY|KEARNY FINANCIAL CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1103
KRNY|KEARNY FINANCIAL CM|BLKX|INSTINET, LLC|5700
KRNY|KEARNY FINANCIAL CM|BMOC|BMO Capital Markets Corp.|15959
KRNY|KEARNY FINANCIAL CM|BNKS|Fig Partners, LLC|2063
KRNY|KEARNY FINANCIAL CM|BNPX|BNP PARIBAS SECURITIES CORP.|9321
KRNY|KEARNY FINANCIAL CM|BTIG|BTIG, LLC|69
KRNY|KEARNY FINANCIAL CM|BYXM|CBOE TRADING, INC.|20
KRNY|KEARNY FINANCIAL CM|BZYD|GOLDMAN SACHS & CO. LLC|1834
KRNY|KEARNY FINANCIAL CM|CANT|Cantor Fitzgerald & Co.|81
KRNY|KEARNY FINANCIAL CM|CHAS|Charles Schwab & Co., Inc.|104
KRNY|KEARNY FINANCIAL CM|CIST|Capital Institutional Services, Inc.|49
KRNY|KEARNY FINANCIAL CM|CMPT|Compass Point Research & Trading, LLC|40685
KRNY|KEARNY FINANCIAL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|186615
KRNY|KEARNY FINANCIAL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15000
KRNY|KEARNY FINANCIAL CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17
KRNY|KEARNY FINANCIAL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197213
KRNY|KEARNY FINANCIAL CM|CTDL|Citadel Derivatives Group Llc|13246
KRNY|KEARNY FINANCIAL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|59376
KRNY|KEARNY FINANCIAL CM|DBAB|Deutsche Bank Securities Inc.|240265
KRNY|KEARNY FINANCIAL CM|DBAX|Deutsche Bank Securities Inc.|147500
KRNY|KEARNY FINANCIAL CM|DEAN|MORGAN STANLEY|818
KRNY|KEARNY FINANCIAL CM|DEGS|RONIN PROFESSIONAL LLC|2575
KRNY|KEARNY FINANCIAL CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|54
KRNY|KEARNY FINANCIAL CM|EBXL|EBX LLC|88100
KRNY|KEARNY FINANCIAL CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2749
KRNY|KEARNY FINANCIAL CM|EDJO|Edward D. Jones & Co., L.P.|3
KRNY|KEARNY FINANCIAL CM|EGAM|CBOE TRADING, INC.|2040
KRNY|KEARNY FINANCIAL CM|EGMT|EG MARKET TECHNOLOGIES LLC|755
KRNY|KEARNY FINANCIAL CM|ETBE|Electronic Transaction Clearing, Inc.|23577
KRNY|KEARNY FINANCIAL CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|926
KRNY|KEARNY FINANCIAL CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11458
KRNY|KEARNY FINANCIAL CM|ETRS|E*Trade Securities LLC|9628
KRNY|KEARNY FINANCIAL CM|FBCO|Credit Suisse Securities (USA) LLC|933576
KRNY|KEARNY FINANCIAL CM|FILL|Tradestation Securities, Inc.|171
KRNY|KEARNY FINANCIAL CM|FMAF|NBCN Inc./ CDS|57
KRNY|KEARNY FINANCIAL CM|FOMA|TD AMERITRADE CLEARING, INC.|32163
KRNY|KEARNY FINANCIAL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43637
KRNY|KEARNY FINANCIAL CM|FTBR|Foliofn Investments, Inc.|3
KRNY|KEARNY FINANCIAL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|34810
KRNY|KEARNY FINANCIAL CM|GLPX|ACS EXECUTION SERVICES, LLC|6436
KRNY|KEARNY FINANCIAL CM|GSCO|GOLDMAN SACHS & CO. LLC|924323
KRNY|KEARNY FINANCIAL CM|GSCS|GOLDMAN SACHS & CO. LLC|18630
KRNY|KEARNY FINANCIAL CM|GSLT|GOLDMAN SACHS & CO. LLC|13989
KRNY|KEARNY FINANCIAL CM|GTSZ|GTS SECURITIES LLC|30505
KRNY|KEARNY FINANCIAL CM|HOVD|HOVDE GROUP, LLC|8100
KRNY|KEARNY FINANCIAL CM|HRBF|American Enterprise Investment Services Inc.|1062
KRNY|KEARNY FINANCIAL CM|HSBC|HSBC Securities, Inc.|400
KRNY|KEARNY FINANCIAL CM|IATS|INTERACTIVE BROKERS LLC|100
KRNY|KEARNY FINANCIAL CM|IBKR|Interactive Brokers Llc|22237
KRNY|KEARNY FINANCIAL CM|ICBX|INSTINET, LLC|45807
KRNY|KEARNY FINANCIAL CM|IEQY|CITADEL SECURITIES LLC|3866
KRNY|KEARNY FINANCIAL CM|INCA|INSTINET, LLC|203405
KRNY|KEARNY FINANCIAL CM|INJX|INSTINET, LLC|10580
KRNY|KEARNY FINANCIAL CM|ITGI|ITG Inc.|159974
KRNY|KEARNY FINANCIAL CM|ITGP|ITG INC.|156200
KRNY|KEARNY FINANCIAL CM|JANY|Janney Montgomery Scott Inc.|1428
KRNY|KEARNY FINANCIAL CM|JEFF|JEFFERIES LLC|251448
KRNY|KEARNY FINANCIAL CM|JMPT|JUMP TRADING, LLC|1033
KRNY|KEARNY FINANCIAL CM|JONE|JonesTrading|71755
KRNY|KEARNY FINANCIAL CM|JPBX|J.P. MORGAN SECURITIES LLC|8120
KRNY|KEARNY FINANCIAL CM|JPMX|J.P. Morgan Securities LLC|382562
KRNY|KEARNY FINANCIAL CM|JSJX|JANE STREET CAPITAL LLC|16144
KRNY|KEARNY FINANCIAL CM|KCGM|VIRTU Americas LLC|41768
KRNY|KEARNY FINANCIAL CM|LEHM|Barclays Capital Inc./Le|857537
KRNY|KEARNY FINANCIAL CM|LIME|Lime Brokerage LLC|203250
KRNY|KEARNY FINANCIAL CM|LMGP|LIME BROKERAGE LLC|25111
KRNY|KEARNY FINANCIAL CM|LQNA|LIQUIDNET, INC.|30000
KRNY|KEARNY FINANCIAL CM|MACQ|Macquarie Capital (USA) Inc.|6028
KRNY|KEARNY FINANCIAL CM|MAXM|Maxim Group LLC|10568
KRNY|KEARNY FINANCIAL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|246485
KRNY|KEARNY FINANCIAL CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11322
KRNY|KEARNY FINANCIAL CM|MSCO|MORGAN STANLEY & CO. LLC|685033
KRNY|KEARNY FINANCIAL CM|MSPL|MORGAN STANLEY & CO. LLC|410100
KRNY|KEARNY FINANCIAL CM|MSTX|MORGAN STANLEY & CO. LLC|72100
KRNY|KEARNY FINANCIAL CM|NFSC|National Financial Services LLC|152658
KRNY|KEARNY FINANCIAL CM|NITE|VIRTU Americas LLC|225675
KRNY|KEARNY FINANCIAL CM|NITP|VIRTU Americas LLC|22767
KRNY|KEARNY FINANCIAL CM|NQRB|Brut, LLC|200
KRNY|KEARNY FINANCIAL CM|NTRC|Northern Trust Securities, Inc.|335
KRNY|KEARNY FINANCIAL CM|OPCO|Oppenheimer & Co. Inc.|577
KRNY|KEARNY FINANCIAL CM|PDQM|CODA MARKETS, INC.|36863
KRNY|KEARNY FINANCIAL CM|PNSR|Penserra Securities, LLC|3178
KRNY|KEARNY FINANCIAL CM|PWJC|UBS Financial Services, Inc.|700
KRNY|KEARNY FINANCIAL CM|RAJA|Raymond James & Associates, Inc.|8075
KRNY|KEARNY FINANCIAL CM|RBCM|RBC CAPITAL MARKETS, LLC|4020
KRNY|KEARNY FINANCIAL CM|SAGW|SAGETRADER, LLC|8732
KRNY|KEARNY FINANCIAL CM|SBSH|Citigroup Global Markets Inc.|153288
KRNY|KEARNY FINANCIAL CM|SDLR|Sandler, O'Neill & Partners, L.P.|408060
KRNY|KEARNY FINANCIAL CM|SGMT|GOLDMAN SACHS & CO. LLC|86983
KRNY|KEARNY FINANCIAL CM|SPDR|SPEEDROUTE LLC|6094
KRNY|KEARNY FINANCIAL CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
KRNY|KEARNY FINANCIAL CM|STFL|Stifel, Nicolaus & Company, Incorporated|5
KRNY|KEARNY FINANCIAL CM|SWIM|TD Ameritrade, Inc.|5513
KRNY|KEARNY FINANCIAL CM|TKNG|ALLY INVEST SECURITIES LLC|84
KRNY|KEARNY FINANCIAL CM|TRBT|Tradebot Systems, Inc.|14432
KRNY|KEARNY FINANCIAL CM|TRCM|TRC MARKETS LLC|36767
KRNY|KEARNY FINANCIAL CM|TWTT|TASTYWORKS, INC.|40
KRNY|KEARNY FINANCIAL CM|UBSA|UBS SECURITIES LLC|495745
KRNY|KEARNY FINANCIAL CM|UBSS|UBS Securities LLC|785520
KRNY|KEARNY FINANCIAL CM|VALX|VIRTU AMERICAS LLC|104271
KRNY|KEARNY FINANCIAL CM|VGRD|Vanguard Marketing Corporation|1495
KRNY|KEARNY FINANCIAL CM|WBPX|SUMMIT SECURITIES GROUP, LLC|998
KRNY|KEARNY FINANCIAL CM|WCHV|WELLS FARGO SECURITIES, LLC|46924
KRNY|KEARNY FINANCIAL CM|WDNX|WEEDEN & CO.L.P.|9812
KRNY|KEARNY FINANCIAL CM|WEED|Weeden & Co.L.P.|1100
KRNY|KEARNY FINANCIAL CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5617
KRNY|KEARNY FINANCIAL CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15523
KRNY|KEARNY FINANCIAL CM|WSEA|WOLVERINE SECURITIES, LLC|107
KRNY|KEARNY FINANCIAL CM|XIST|INSTINET, LLC|33000
KRNY|KEARNY FINANCIAL CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|45646
KRNY|KEARNY FINANCIAL CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3152
KRO|KRONOS WORLDWIDE INC|ALTX|Alternet Securities Inc.|2723
KRO|KRONOS WORLDWIDE INC|APCC|Apex Clearing Corporation|896
KRO|KRONOS WORLDWIDE INC|AQUA|AQUA SECURITIES L.P.|20000
KRO|KRONOS WORLDWIDE INC|BANK|Primevest Financial Services, Inc.|14
KRO|KRONOS WORLDWIDE INC|BARD|Robert W. Baird & Co. Incorporated|9
KRO|KRONOS WORLDWIDE INC|BATM|CBOE TRADING, INC.|1819
KRO|KRONOS WORLDWIDE INC|BAYT|BTIG, LLC|1300
KRO|KRONOS WORLDWIDE INC|BBNT|BB&T SECURITIES, LLC|300
KRO|KRONOS WORLDWIDE INC|BERN|Sanford C. Bernstein & Co., LLC|108557
KRO|KRONOS WORLDWIDE INC|BIAD|SAGETRADER, LLC|254
KRO|KRONOS WORLDWIDE INC|BIDS|BIDS TRADING L.P.|4000
KRO|KRONOS WORLDWIDE INC|BIMI|Banca IMI Securities Corp.|60
KRO|KRONOS WORLDWIDE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3384
KRO|KRONOS WORLDWIDE INC|BLKX|INSTINET, LLC|63126
KRO|KRONOS WORLDWIDE INC|BNPX|BNP PARIBAS SECURITIES CORP.|1277
KRO|KRONOS WORLDWIDE INC|BTIG|BTIG, LLC|42683
KRO|KRONOS WORLDWIDE INC|BYXM|CBOE TRADING, INC.|688
KRO|KRONOS WORLDWIDE INC|BZYD|GOLDMAN SACHS & CO. LLC|500
KRO|KRONOS WORLDWIDE INC|CANT|Cantor Fitzgerald & Co.|183
KRO|KRONOS WORLDWIDE INC|CHAS|Charles Schwab & Co., Inc.|172
KRO|KRONOS WORLDWIDE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40664
KRO|KRONOS WORLDWIDE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2116
KRO|KRONOS WORLDWIDE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
KRO|KRONOS WORLDWIDE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223016
KRO|KRONOS WORLDWIDE INC|CTDE|CHOICETRADE|100
KRO|KRONOS WORLDWIDE INC|CTDL|Citadel Derivatives Group Llc|1001
KRO|KRONOS WORLDWIDE INC|CTLR|CUTLER GROUP, LP|376
KRO|KRONOS WORLDWIDE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|24224
KRO|KRONOS WORLDWIDE INC|DBAB|Deutsche Bank Securities Inc.|126492
KRO|KRONOS WORLDWIDE INC|DBAX|Deutsche Bank Securities Inc.|89500
KRO|KRONOS WORLDWIDE INC|DEAN|MORGAN STANLEY|1812
KRO|KRONOS WORLDWIDE INC|DEGS|RONIN PROFESSIONAL LLC|10126
KRO|KRONOS WORLDWIDE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3700
KRO|KRONOS WORLDWIDE INC|EBXL|EBX LLC|95800
KRO|KRONOS WORLDWIDE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
KRO|KRONOS WORLDWIDE INC|EDJO|Edward D. Jones & Co., L.P.|216
KRO|KRONOS WORLDWIDE INC|EGAM|CBOE TRADING, INC.|9171
KRO|KRONOS WORLDWIDE INC|EGAW|CBOE TRADING, INC.|100
KRO|KRONOS WORLDWIDE INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
KRO|KRONOS WORLDWIDE INC|EGXM|CBOE TRADING, INC.|4300
KRO|KRONOS WORLDWIDE INC|EGXW|CBOE TRADING, INC.|100
KRO|KRONOS WORLDWIDE INC|ETBE|Electronic Transaction Clearing, Inc.|7619
KRO|KRONOS WORLDWIDE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4697
KRO|KRONOS WORLDWIDE INC|ETRS|E*Trade Securities LLC|25770
KRO|KRONOS WORLDWIDE INC|FILL|Tradestation Securities, Inc.|150
KRO|KRONOS WORLDWIDE INC|FINX|FINTECH SECURITIES|382
KRO|KRONOS WORLDWIDE INC|FMAF|NBCN Inc./ CDS|1941
KRO|KRONOS WORLDWIDE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|690
KRO|KRONOS WORLDWIDE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94353
KRO|KRONOS WORLDWIDE INC|FTBR|Foliofn Investments, Inc.|10914
KRO|KRONOS WORLDWIDE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|857
KRO|KRONOS WORLDWIDE INC|GLIS|TD Securities Inc|300
KRO|KRONOS WORLDWIDE INC|GLPX|ACS EXECUTION SERVICES, LLC|4787
KRO|KRONOS WORLDWIDE INC|GSCO|GOLDMAN SACHS & CO. LLC|216133
KRO|KRONOS WORLDWIDE INC|GSCS|GOLDMAN SACHS & CO. LLC|8525
KRO|KRONOS WORLDWIDE INC|GSLT|GOLDMAN SACHS & CO. LLC|3671
KRO|KRONOS WORLDWIDE INC|GTSZ|GTS SECURITIES LLC|19391
KRO|KRONOS WORLDWIDE INC|HRBF|American Enterprise Investment Services Inc.|1200
KRO|KRONOS WORLDWIDE INC|IATS|INTERACTIVE BROKERS LLC|7269
KRO|KRONOS WORLDWIDE INC|IBKR|Interactive Brokers Llc|8847
KRO|KRONOS WORLDWIDE INC|ICBX|INSTINET, LLC|21596
KRO|KRONOS WORLDWIDE INC|IEQY|CITADEL SECURITIES LLC|38611
KRO|KRONOS WORLDWIDE INC|IMPC|Imperial Capital, LLC|46365
KRO|KRONOS WORLDWIDE INC|INCA|INSTINET, LLC|70422
KRO|KRONOS WORLDWIDE INC|INJX|INSTINET, LLC|5289
KRO|KRONOS WORLDWIDE INC|ITGI|ITG Inc.|81397
KRO|KRONOS WORLDWIDE INC|ITGP|ITG INC.|362000
KRO|KRONOS WORLDWIDE INC|JANY|Janney Montgomery Scott Inc.|1483
KRO|KRONOS WORLDWIDE INC|JEFF|JEFFERIES LLC|36480
KRO|KRONOS WORLDWIDE INC|JMPT|JUMP TRADING, LLC|16316
KRO|KRONOS WORLDWIDE INC|JPBX|J.P. MORGAN SECURITIES LLC|12179
KRO|KRONOS WORLDWIDE INC|JPMX|J.P. Morgan Securities LLC|403852
KRO|KRONOS WORLDWIDE INC|JSJX|JANE STREET CAPITAL LLC|798
KRO|KRONOS WORLDWIDE INC|KCGM|VIRTU Americas LLC|36382
KRO|KRONOS WORLDWIDE INC|KEYB|KEYBANC CAPITAL MARKETS INC.|16000
KRO|KRONOS WORLDWIDE INC|LEHM|Barclays Capital Inc./Le|296908
KRO|KRONOS WORLDWIDE INC|LGNT|COR CLEARING LLC|1
KRO|KRONOS WORLDWIDE INC|LIME|Lime Brokerage LLC|13276
KRO|KRONOS WORLDWIDE INC|LOOP|Loop Capital Markets LLC|199
KRO|KRONOS WORLDWIDE INC|LQNA|LIQUIDNET, INC.|23200
KRO|KRONOS WORLDWIDE INC|LSCI|Lek Securities Corporation|75
KRO|KRONOS WORLDWIDE INC|LVMR|LIVERMORE TRADING GROUP, INC.|3343
KRO|KRONOS WORLDWIDE INC|MBTS|ALLY INVEST SECURITIES LLC|349
KRO|KRONOS WORLDWIDE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54783
KRO|KRONOS WORLDWIDE INC|MOTF|MOTIF INVESTING, INC.|2
KRO|KRONOS WORLDWIDE INC|MSCO|MORGAN STANLEY & CO. LLC|502082
KRO|KRONOS WORLDWIDE INC|MSPL|MORGAN STANLEY & CO. LLC|253400
KRO|KRONOS WORLDWIDE INC|MSTX|MORGAN STANLEY & CO. LLC|116900
KRO|KRONOS WORLDWIDE INC|NFSC|National Financial Services LLC|120873
KRO|KRONOS WORLDWIDE INC|NITE|VIRTU Americas LLC|228908
KRO|KRONOS WORLDWIDE INC|NITP|VIRTU Americas LLC|100
KRO|KRONOS WORLDWIDE INC|NQRB|Brut, LLC|9178
KRO|KRONOS WORLDWIDE INC|NTBF|BMO Nesbitt Burns Inc./CDS|8440
KRO|KRONOS WORLDWIDE INC|OPCO|Oppenheimer & Co. Inc.|606
KRO|KRONOS WORLDWIDE INC|PDQM|CODA MARKETS, INC.|6880
KRO|KRONOS WORLDWIDE INC|PHLY|NASDAQ Execution Services, LLC|200
KRO|KRONOS WORLDWIDE INC|PWJC|UBS Financial Services, Inc.|3740
KRO|KRONOS WORLDWIDE INC|QMSR|QUATTRO M SECURITIES INC.|309
KRO|KRONOS WORLDWIDE INC|RBCM|RBC CAPITAL MARKETS, LLC|7187
KRO|KRONOS WORLDWIDE INC|RHCO|Suntrust Robinson Humphrey, Inc.|17766
KRO|KRONOS WORLDWIDE INC|SAGL|SAGETRADER, LLC|200
KRO|KRONOS WORLDWIDE INC|SAGW|SAGETRADER, LLC|337
KRO|KRONOS WORLDWIDE INC|SBSH|Citigroup Global Markets Inc.|24525
KRO|KRONOS WORLDWIDE INC|SGMT|GOLDMAN SACHS & CO. LLC|45081
KRO|KRONOS WORLDWIDE INC|SIBO|Prime Executions, Inc.|2300
KRO|KRONOS WORLDWIDE INC|SPDR|SPEEDROUTE LLC|2259
KRO|KRONOS WORLDWIDE INC|SPHN|Stephens Inc.|2
KRO|KRONOS WORLDWIDE INC|STFL|Stifel, Nicolaus & Company, Incorporated|576
KRO|KRONOS WORLDWIDE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2901
KRO|KRONOS WORLDWIDE INC|SWIM|TD Ameritrade, Inc.|18946
KRO|KRONOS WORLDWIDE INC|TKNG|ALLY INVEST SECURITIES LLC|2110
KRO|KRONOS WORLDWIDE INC|TRBT|Tradebot Systems, Inc.|62997
KRO|KRONOS WORLDWIDE INC|TRCM|TRC MARKETS LLC|31674
KRO|KRONOS WORLDWIDE INC|TWTT|TASTYWORKS, INC.|150
KRO|KRONOS WORLDWIDE INC|UBSA|UBS SECURITIES LLC|317042
KRO|KRONOS WORLDWIDE INC|UBSS|UBS Securities LLC|219468
KRO|KRONOS WORLDWIDE INC|VALX|VIRTU AMERICAS LLC|7032
KRO|KRONOS WORLDWIDE INC|VGRD|Vanguard Marketing Corporation|4384
KRO|KRONOS WORLDWIDE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|223
KRO|KRONOS WORLDWIDE INC|WCHV|WELLS FARGO SECURITIES, LLC|8352
KRO|KRONOS WORLDWIDE INC|WEED|Weeden & Co.L.P.|4661
KRO|KRONOS WORLDWIDE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2781
KRO|KRONOS WORLDWIDE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3274
KRO|KRONOS WORLDWIDE INC|WGIF|CIBC World Markets Inc.|491
KRO|KRONOS WORLDWIDE INC|WSEA|WOLVERINE SECURITIES, LLC|1772
KRO|KRONOS WORLDWIDE INC|XIST|INSTINET, LLC|41554
KRO|KRONOS WORLDWIDE INC|XPQR|Jump Trading|162
KRO|KRONOS WORLDWIDE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|18622
KRO|KRONOS WORLDWIDE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
KRO|KRONOS WORLDWIDE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3375
KRP|KIMBELL ROYALTY UTS|ALTX|Alternet Securities Inc.|300
KRP|KIMBELL ROYALTY UTS|BATM|CBOE TRADING, INC.|1247
KRP|KIMBELL ROYALTY UTS|BYXM|CBOE TRADING, INC.|100
KRP|KIMBELL ROYALTY UTS|BZYD|GOLDMAN SACHS & CO. LLC|400
KRP|KIMBELL ROYALTY UTS|CANT|Cantor Fitzgerald & Co.|2520
KRP|KIMBELL ROYALTY UTS|CHAS|Charles Schwab & Co., Inc.|2342
KRP|KIMBELL ROYALTY UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24386
KRP|KIMBELL ROYALTY UTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3539
KRP|KIMBELL ROYALTY UTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2328
KRP|KIMBELL ROYALTY UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13870
KRP|KIMBELL ROYALTY UTS|CTDL|Citadel Derivatives Group Llc|10
KRP|KIMBELL ROYALTY UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
KRP|KIMBELL ROYALTY UTS|DBAB|Deutsche Bank Securities Inc.|400
KRP|KIMBELL ROYALTY UTS|DBAX|Deutsche Bank Securities Inc.|7800
KRP|KIMBELL ROYALTY UTS|DEAN|MORGAN STANLEY|5300
KRP|KIMBELL ROYALTY UTS|DEGS|RONIN PROFESSIONAL LLC|1990
KRP|KIMBELL ROYALTY UTS|EBXL|EBX LLC|5600
KRP|KIMBELL ROYALTY UTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3918
KRP|KIMBELL ROYALTY UTS|EDJO|Edward D. Jones & Co., L.P.|100
KRP|KIMBELL ROYALTY UTS|EGXM|CBOE TRADING, INC.|100
KRP|KIMBELL ROYALTY UTS|ETRS|E*Trade Securities LLC|4112
KRP|KIMBELL ROYALTY UTS|GEBB|GLOBAL EXECUTION BROKERS, LP|602
KRP|KIMBELL ROYALTY UTS|GLPX|ACS EXECUTION SERVICES, LLC|3339
KRP|KIMBELL ROYALTY UTS|GSCO|GOLDMAN SACHS & CO. LLC|8121
KRP|KIMBELL ROYALTY UTS|GSCS|GOLDMAN SACHS & CO. LLC|2350
KRP|KIMBELL ROYALTY UTS|GSLT|GOLDMAN SACHS & CO. LLC|149
KRP|KIMBELL ROYALTY UTS|GTSZ|GTS SECURITIES LLC|20178
KRP|KIMBELL ROYALTY UTS|IATS|INTERACTIVE BROKERS LLC|600
KRP|KIMBELL ROYALTY UTS|IBKR|Interactive Brokers Llc|3350
KRP|KIMBELL ROYALTY UTS|ICBX|INSTINET, LLC|3560
KRP|KIMBELL ROYALTY UTS|INCA|INSTINET, LLC|1451
KRP|KIMBELL ROYALTY UTS|ITGI|ITG Inc.|802
KRP|KIMBELL ROYALTY UTS|ITGP|ITG INC.|7600
KRP|KIMBELL ROYALTY UTS|JEFF|JEFFERIES LLC|10417
KRP|KIMBELL ROYALTY UTS|JONE|JonesTrading|66000
KRP|KIMBELL ROYALTY UTS|JPMX|J.P. Morgan Securities LLC|3062
KRP|KIMBELL ROYALTY UTS|KCGM|VIRTU Americas LLC|1208
KRP|KIMBELL ROYALTY UTS|LEHM|Barclays Capital Inc./Le|7600
KRP|KIMBELL ROYALTY UTS|LIME|Lime Brokerage LLC|2719
KRP|KIMBELL ROYALTY UTS|MAXM|Maxim Group LLC|774
KRP|KIMBELL ROYALTY UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6468
KRP|KIMBELL ROYALTY UTS|MSCO|MORGAN STANLEY & CO. LLC|20251
KRP|KIMBELL ROYALTY UTS|MSPL|MORGAN STANLEY & CO. LLC|48800
KRP|KIMBELL ROYALTY UTS|NFSC|National Financial Services LLC|28299
KRP|KIMBELL ROYALTY UTS|NITE|VIRTU Americas LLC|69926
KRP|KIMBELL ROYALTY UTS|PDQM|CODA MARKETS, INC.|8642
KRP|KIMBELL ROYALTY UTS|PWJC|UBS Financial Services, Inc.|370
KRP|KIMBELL ROYALTY UTS|RBCM|RBC CAPITAL MARKETS, LLC|2550
KRP|KIMBELL ROYALTY UTS|SBSH|Citigroup Global Markets Inc.|26260
KRP|KIMBELL ROYALTY UTS|SGMT|GOLDMAN SACHS & CO. LLC|3069
KRP|KIMBELL ROYALTY UTS|SPDR|SPEEDROUTE LLC|200
KRP|KIMBELL ROYALTY UTS|STFL|Stifel, Nicolaus & Company, Incorporated|500
KRP|KIMBELL ROYALTY UTS|STRS|STRATEGAS RESEARCH PARTNERS|400
KRP|KIMBELL ROYALTY UTS|SWIM|TD Ameritrade, Inc.|20284
KRP|KIMBELL ROYALTY UTS|TRBT|Tradebot Systems, Inc.|579
KRP|KIMBELL ROYALTY UTS|TRCM|TRC MARKETS LLC|351
KRP|KIMBELL ROYALTY UTS|UBSA|UBS SECURITIES LLC|39068
KRP|KIMBELL ROYALTY UTS|UBSS|UBS Securities LLC|35668
KRP|KIMBELL ROYALTY UTS|VALX|VIRTU AMERICAS LLC|1773
KRP|KIMBELL ROYALTY UTS|VGRD|Vanguard Marketing Corporation|4408
KRP|KIMBELL ROYALTY UTS|WBLR|WILLIAM BLAIR|2208
KRP|KIMBELL ROYALTY UTS|WCHV|WELLS FARGO SECURITIES, LLC|21498
KRP|KIMBELL ROYALTY UTS|WSAG|WALL STREET ACCESS|220
KRP|KIMBELL ROYALTY UTS|WSEA|WOLVERINE SECURITIES, LLC|19
KRP|KIMBELL ROYALTY UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|1079
KRP|KIMBELL ROYALTY UTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
KRYS|KRYSTAL BIOTECH CM|ALTX|Alternet Securities Inc.|3950
KRYS|KRYSTAL BIOTECH CM|ANDG|Andrew Garrett Inc.|1000
KRYS|KRYSTAL BIOTECH CM|APCC|Apex Clearing Corporation|23
KRYS|KRYSTAL BIOTECH CM|BATM|CBOE TRADING, INC.|903
KRYS|KRYSTAL BIOTECH CM|BAYC|BAY CREST PARTNERS, LLC|194
KRYS|KRYSTAL BIOTECH CM|BERN|Sanford C. Bernstein & Co., LLC|22546
KRYS|KRYSTAL BIOTECH CM|BTIG|BTIG, LLC|231503
KRYS|KRYSTAL BIOTECH CM|BYXM|CBOE TRADING, INC.|100
KRYS|KRYSTAL BIOTECH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13214
KRYS|KRYSTAL BIOTECH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1845
KRYS|KRYSTAL BIOTECH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2855
KRYS|KRYSTAL BIOTECH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13213
KRYS|KRYSTAL BIOTECH CM|CTDL|Citadel Derivatives Group Llc|280
KRYS|KRYSTAL BIOTECH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|916
KRYS|KRYSTAL BIOTECH CM|DBAB|Deutsche Bank Securities Inc.|794
KRYS|KRYSTAL BIOTECH CM|DBAX|Deutsche Bank Securities Inc.|8600
KRYS|KRYSTAL BIOTECH CM|DBUL|Deutsche Bank Securities Inc.|100
KRYS|KRYSTAL BIOTECH CM|DEAN|MORGAN STANLEY|2300
KRYS|KRYSTAL BIOTECH CM|DEGS|RONIN PROFESSIONAL LLC|11014
KRYS|KRYSTAL BIOTECH CM|EBXL|EBX LLC|7900
KRYS|KRYSTAL BIOTECH CM|EGXW|CBOE TRADING, INC.|1300
KRYS|KRYSTAL BIOTECH CM|ETRS|E*Trade Securities LLC|60516
KRYS|KRYSTAL BIOTECH CM|FBCO|Credit Suisse Securities (USA) LLC|4045
KRYS|KRYSTAL BIOTECH CM|FILL|Tradestation Securities, Inc.|500
KRYS|KRYSTAL BIOTECH CM|FOMA|TD AMERITRADE CLEARING, INC.|90744
KRYS|KRYSTAL BIOTECH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5078
KRYS|KRYSTAL BIOTECH CM|FTBR|Foliofn Investments, Inc.|29
KRYS|KRYSTAL BIOTECH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|378
KRYS|KRYSTAL BIOTECH CM|GLPX|ACS EXECUTION SERVICES, LLC|23826
KRYS|KRYSTAL BIOTECH CM|GSCO|GOLDMAN SACHS & CO. LLC|73656
KRYS|KRYSTAL BIOTECH CM|GSCS|GOLDMAN SACHS & CO. LLC|47817
KRYS|KRYSTAL BIOTECH CM|GSLT|GOLDMAN SACHS & CO. LLC|1800
KRYS|KRYSTAL BIOTECH CM|GTSZ|GTS SECURITIES LLC|19856
KRYS|KRYSTAL BIOTECH CM|HRBF|American Enterprise Investment Services Inc.|4685
KRYS|KRYSTAL BIOTECH CM|IATS|INTERACTIVE BROKERS LLC|10701
KRYS|KRYSTAL BIOTECH CM|IBKR|Interactive Brokers Llc|52592
KRYS|KRYSTAL BIOTECH CM|ICBX|INSTINET, LLC|3718
KRYS|KRYSTAL BIOTECH CM|INCA|INSTINET, LLC|22531
KRYS|KRYSTAL BIOTECH CM|INJX|INSTINET, LLC|6815
KRYS|KRYSTAL BIOTECH CM|ITGI|ITG Inc.|7078
KRYS|KRYSTAL BIOTECH CM|ITGP|ITG INC.|2600
KRYS|KRYSTAL BIOTECH CM|JEFF|JEFFERIES LLC|5802
KRYS|KRYSTAL BIOTECH CM|JONE|JonesTrading|66242
KRYS|KRYSTAL BIOTECH CM|JPMX|J.P. Morgan Securities LLC|8771
KRYS|KRYSTAL BIOTECH CM|KCGM|VIRTU Americas LLC|3296
KRYS|KRYSTAL BIOTECH CM|LEHM|Barclays Capital Inc./Le|11920
KRYS|KRYSTAL BIOTECH CM|LIME|Lime Brokerage LLC|28124
KRYS|KRYSTAL BIOTECH CM|LMGP|LIME BROKERAGE LLC|1200
KRYS|KRYSTAL BIOTECH CM|LSCI|Lek Securities Corporation|200
KRYS|KRYSTAL BIOTECH CM|LTCO|Ladenburg, Thalmann & Co., Inc.|3860
KRYS|KRYSTAL BIOTECH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10200
KRYS|KRYSTAL BIOTECH CM|MOTF|MOTIF INVESTING, INC.|4
KRYS|KRYSTAL BIOTECH CM|MSCO|MORGAN STANLEY & CO. LLC|382966
KRYS|KRYSTAL BIOTECH CM|MSPL|MORGAN STANLEY & CO. LLC|29400
KRYS|KRYSTAL BIOTECH CM|NATL|National Securities Corporation|300
KRYS|KRYSTAL BIOTECH CM|NFSC|National Financial Services LLC|63382
KRYS|KRYSTAL BIOTECH CM|NITE|VIRTU Americas LLC|121232
KRYS|KRYSTAL BIOTECH CM|NITP|VIRTU Americas LLC|100
KRYS|KRYSTAL BIOTECH CM|NQRB|Brut, LLC|3395
KRYS|KRYSTAL BIOTECH CM|PDQM|CODA MARKETS, INC.|25261
KRYS|KRYSTAL BIOTECH CM|PWJC|UBS Financial Services, Inc.|500
KRYS|KRYSTAL BIOTECH CM|RAJA|Raymond James & Associates, Inc.|200
KRYS|KRYSTAL BIOTECH CM|RBCM|RBC CAPITAL MARKETS, LLC|1711
KRYS|KRYSTAL BIOTECH CM|SBSH|Citigroup Global Markets Inc.|501
KRYS|KRYSTAL BIOTECH CM|SGMT|GOLDMAN SACHS & CO. LLC|3089
KRYS|KRYSTAL BIOTECH CM|SPDR|SPEEDROUTE LLC|2605
KRYS|KRYSTAL BIOTECH CM|STXG|Stockcross Financial Services, Inc.|100
KRYS|KRYSTAL BIOTECH CM|SWIM|TD Ameritrade, Inc.|9857
KRYS|KRYSTAL BIOTECH CM|SWST|Hilltop Securities Inc.|1000
KRYS|KRYSTAL BIOTECH CM|TKNG|ALLY INVEST SECURITIES LLC|2
KRYS|KRYSTAL BIOTECH CM|TRBT|Tradebot Systems, Inc.|350
KRYS|KRYSTAL BIOTECH CM|TRCM|TRC MARKETS LLC|9592
KRYS|KRYSTAL BIOTECH CM|TWTT|TASTYWORKS, INC.|900
KRYS|KRYSTAL BIOTECH CM|UBSA|UBS SECURITIES LLC|59784
KRYS|KRYSTAL BIOTECH CM|UBSS|UBS Securities LLC|24450
KRYS|KRYSTAL BIOTECH CM|VALX|VIRTU AMERICAS LLC|2391
KRYS|KRYSTAL BIOTECH CM|VGRD|Vanguard Marketing Corporation|850
KRYS|KRYSTAL BIOTECH CM|WCHV|WELLS FARGO SECURITIES, LLC|3630
KRYS|KRYSTAL BIOTECH CM|WGIF|CIBC World Markets Inc.|2200
KRYS|KRYSTAL BIOTECH CM|WSEA|WOLVERINE SECURITIES, LLC|2874
KRYS|KRYSTAL BIOTECH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
KRYS|KRYSTAL BIOTECH CM|YKNA|COMHAR CAPITAL MARKETS, LLC|300
KRYS|KRYSTAL BIOTECH CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|770
KS|KAPSTONE PAPER|ALTX|Alternet Securities Inc.|17498
KS|KAPSTONE PAPER|APCC|Apex Clearing Corporation|2129
KS|KAPSTONE PAPER|BARD|Robert W. Baird & Co. Incorporated|3102
KS|KAPSTONE PAPER|BATM|CBOE TRADING, INC.|100
KS|KAPSTONE PAPER|BERN|Sanford C. Bernstein & Co., LLC|700
KS|KAPSTONE PAPER|BIDS|BIDS TRADING L.P.|800
KS|KAPSTONE PAPER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6628
KS|KAPSTONE PAPER|BLKX|INSTINET, LLC|5200
KS|KAPSTONE PAPER|BNPX|BNP PARIBAS SECURITIES CORP.|14639
KS|KAPSTONE PAPER|BRVL|BLAYLOCK VAN, LLC|1000
KS|KAPSTONE PAPER|BTIG|BTIG, LLC|294461
KS|KAPSTONE PAPER|BYXM|CBOE TRADING, INC.|203
KS|KAPSTONE PAPER|CANT|Cantor Fitzgerald & Co.|350
KS|KAPSTONE PAPER|CHAS|Charles Schwab & Co., Inc.|107
KS|KAPSTONE PAPER|CHLC|CHURCHILL CAPITAL USA, INC.|1100
KS|KAPSTONE PAPER|CIST|Capital Institutional Services, Inc.|2812
KS|KAPSTONE PAPER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37417
KS|KAPSTONE PAPER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14725
KS|KAPSTONE PAPER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200129
KS|KAPSTONE PAPER|CTDL|Citadel Derivatives Group Llc|2953
KS|KAPSTONE PAPER|CXCX|CITIGROUP GLOBAL MARKETS INC.|29912
KS|KAPSTONE PAPER|DBAB|Deutsche Bank Securities Inc.|50913
KS|KAPSTONE PAPER|DBAX|Deutsche Bank Securities Inc.|40100
KS|KAPSTONE PAPER|DEAN|MORGAN STANLEY|32415
KS|KAPSTONE PAPER|DEGS|RONIN PROFESSIONAL LLC|2
KS|KAPSTONE PAPER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|41106
KS|KAPSTONE PAPER|EBXL|EBX LLC|131800
KS|KAPSTONE PAPER|ECUT|CONVERGEX EXECUTION SOLUTIONS|14537
KS|KAPSTONE PAPER|EDJO|Edward D. Jones & Co., L.P.|918
KS|KAPSTONE PAPER|EGAM|CBOE TRADING, INC.|13105
KS|KAPSTONE PAPER|EGAW|CBOE TRADING, INC.|120
KS|KAPSTONE PAPER|EGXM|CBOE TRADING, INC.|701
KS|KAPSTONE PAPER|EGXW|CBOE TRADING, INC.|133
KS|KAPSTONE PAPER|ETBE|Electronic Transaction Clearing, Inc.|4810
KS|KAPSTONE PAPER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
KS|KAPSTONE PAPER|ETRS|E*Trade Securities LLC|4466
KS|KAPSTONE PAPER|FMAF|NBCN Inc./ CDS|98
KS|KAPSTONE PAPER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
KS|KAPSTONE PAPER|FQLS|Quantlab Securities LP|14941
KS|KAPSTONE PAPER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19218
KS|KAPSTONE PAPER|FTBR|Foliofn Investments, Inc.|4476
KS|KAPSTONE PAPER|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
KS|KAPSTONE PAPER|GLIS|TD Securities Inc|112
KS|KAPSTONE PAPER|GLPX|ACS EXECUTION SERVICES, LLC|17642
KS|KAPSTONE PAPER|GSCO|GOLDMAN SACHS & CO. LLC|1015564
KS|KAPSTONE PAPER|GSCS|GOLDMAN SACHS & CO. LLC|44900
KS|KAPSTONE PAPER|GSLT|GOLDMAN SACHS & CO. LLC|6765
KS|KAPSTONE PAPER|GTSZ|GTS SECURITIES LLC|19287
KS|KAPSTONE PAPER|HRBF|American Enterprise Investment Services Inc.|5
KS|KAPSTONE PAPER|IATS|INTERACTIVE BROKERS LLC|3376
KS|KAPSTONE PAPER|IBKR|Interactive Brokers Llc|6247
KS|KAPSTONE PAPER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
KS|KAPSTONE PAPER|ICBX|INSTINET, LLC|31126
KS|KAPSTONE PAPER|IEQY|CITADEL SECURITIES LLC|30809
KS|KAPSTONE PAPER|INCA|INSTINET, LLC|26112
KS|KAPSTONE PAPER|INJX|INSTINET, LLC|3
KS|KAPSTONE PAPER|ITGI|ITG Inc.|108873
KS|KAPSTONE PAPER|ITGP|ITG INC.|38200
KS|KAPSTONE PAPER|JANY|Janney Montgomery Scott Inc.|254
KS|KAPSTONE PAPER|JEFF|JEFFERIES LLC|21095
KS|KAPSTONE PAPER|JMPT|JUMP TRADING, LLC|14539
KS|KAPSTONE PAPER|JPBX|J.P. MORGAN SECURITIES LLC|4256
KS|KAPSTONE PAPER|JPMX|J.P. Morgan Securities LLC|127125
KS|KAPSTONE PAPER|JSEB|JANE STREET EXECUTION SERVICES, LLC|24950
KS|KAPSTONE PAPER|JSJX|JANE STREET CAPITAL LLC|2977
KS|KAPSTONE PAPER|KCGM|VIRTU Americas LLC|40457
KS|KAPSTONE PAPER|LEHM|Barclays Capital Inc./Le|136877
KS|KAPSTONE PAPER|LIME|Lime Brokerage LLC|4523
KS|KAPSTONE PAPER|LOOP|Loop Capital Markets LLC|670
KS|KAPSTONE PAPER|LQNA|LIQUIDNET, INC.|11600
KS|KAPSTONE PAPER|LSCI|Lek Securities Corporation|14605
KS|KAPSTONE PAPER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
KS|KAPSTONE PAPER|MBTS|ALLY INVEST SECURITIES LLC|17
KS|KAPSTONE PAPER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78397
KS|KAPSTONE PAPER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|615
KS|KAPSTONE PAPER|MNDX|TJM Investments, LLC|200
KS|KAPSTONE PAPER|MOTF|MOTIF INVESTING, INC.|1
KS|KAPSTONE PAPER|MSCO|MORGAN STANLEY & CO. LLC|799642
KS|KAPSTONE PAPER|MSPL|MORGAN STANLEY & CO. LLC|127300
KS|KAPSTONE PAPER|MSTX|MORGAN STANLEY & CO. LLC|26800
KS|KAPSTONE PAPER|NFSC|National Financial Services LLC|42321
KS|KAPSTONE PAPER|NITE|VIRTU Americas LLC|120204
KS|KAPSTONE PAPER|NITP|VIRTU Americas LLC|500
KS|KAPSTONE PAPER|NQRB|Brut, LLC|11928
KS|KAPSTONE PAPER|OPCO|Oppenheimer & Co. Inc.|600
KS|KAPSTONE PAPER|PDQM|CODA MARKETS, INC.|32456
KS|KAPSTONE PAPER|QMSR|QUATTRO M SECURITIES INC.|566
KS|KAPSTONE PAPER|RBCM|RBC CAPITAL MARKETS, LLC|683
KS|KAPSTONE PAPER|SAGL|SAGETRADER, LLC|300
KS|KAPSTONE PAPER|SAGW|SAGETRADER, LLC|1565
KS|KAPSTONE PAPER|SBSH|Citigroup Global Markets Inc.|58031
KS|KAPSTONE PAPER|SGMT|GOLDMAN SACHS & CO. LLC|96205
KS|KAPSTONE PAPER|SPDR|SPEEDROUTE LLC|26475
KS|KAPSTONE PAPER|STFL|Stifel, Nicolaus & Company, Incorporated|200
KS|KAPSTONE PAPER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4001
KS|KAPSTONE PAPER|SWIM|TD Ameritrade, Inc.|6231
KS|KAPSTONE PAPER|TKNG|ALLY INVEST SECURITIES LLC|36
KS|KAPSTONE PAPER|TRBT|Tradebot Systems, Inc.|32901
KS|KAPSTONE PAPER|TRCM|TRC MARKETS LLC|28932
KS|KAPSTONE PAPER|UBSA|UBS SECURITIES LLC|326275
KS|KAPSTONE PAPER|UBSS|UBS Securities LLC|290309
KS|KAPSTONE PAPER|VALX|VIRTU AMERICAS LLC|15454
KS|KAPSTONE PAPER|VGRD|Vanguard Marketing Corporation|295
KS|KAPSTONE PAPER|WBPX|SUMMIT SECURITIES GROUP, LLC|4421
KS|KAPSTONE PAPER|WCHV|WELLS FARGO SECURITIES, LLC|32999
KS|KAPSTONE PAPER|WEDB|WEDBUSH SECURITIES INC.|653
KS|KAPSTONE PAPER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|60
KS|KAPSTONE PAPER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8597
KS|KAPSTONE PAPER|WLTH|WEALTHFRONT BROKERAGE CORPORATION|101
KS|KAPSTONE PAPER|WSEA|WOLVERINE SECURITIES, LLC|278
KS|KAPSTONE PAPER|XIST|INSTINET, LLC|2544
KS|KAPSTONE PAPER|YKNA|COMHAR CAPITAL MARKETS, LLC|501
KS|KAPSTONE PAPER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2428
KSA|ISHS MSCI SAUDI A|ALTX|Alternet Securities Inc.|4400
KSA|ISHS MSCI SAUDI A|APCC|Apex Clearing Corporation|695
KSA|ISHS MSCI SAUDI A|BATM|CBOE TRADING, INC.|42279
KSA|ISHS MSCI SAUDI A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|351
KSA|ISHS MSCI SAUDI A|BYXM|CBOE TRADING, INC.|634
KSA|ISHS MSCI SAUDI A|CHAS|Charles Schwab & Co., Inc.|398
KSA|ISHS MSCI SAUDI A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78499
KSA|ISHS MSCI SAUDI A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54202
KSA|ISHS MSCI SAUDI A|CSIN|Citadel Securities Institutional LLC|15400
KSA|ISHS MSCI SAUDI A|CXCX|CITIGROUP GLOBAL MARKETS INC.|25572
KSA|ISHS MSCI SAUDI A|DBAX|Deutsche Bank Securities Inc.|42300
KSA|ISHS MSCI SAUDI A|DEAN|MORGAN STANLEY|161
KSA|ISHS MSCI SAUDI A|DEGS|RONIN PROFESSIONAL LLC|4800
KSA|ISHS MSCI SAUDI A|EBXL|EBX LLC|54800
KSA|ISHS MSCI SAUDI A|ECUT|CONVERGEX EXECUTION SOLUTIONS|977
KSA|ISHS MSCI SAUDI A|EGAM|CBOE TRADING, INC.|6121
KSA|ISHS MSCI SAUDI A|EGMT|EG MARKET TECHNOLOGIES LLC|52
KSA|ISHS MSCI SAUDI A|EGXM|CBOE TRADING, INC.|1426
KSA|ISHS MSCI SAUDI A|ETBE|Electronic Transaction Clearing, Inc.|1970
KSA|ISHS MSCI SAUDI A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1430
KSA|ISHS MSCI SAUDI A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
KSA|ISHS MSCI SAUDI A|ETRS|E*Trade Securities LLC|13660
KSA|ISHS MSCI SAUDI A|FBSB|U.S. Bancorp Investments, Inc.|34
KSA|ISHS MSCI SAUDI A|FILL|Tradestation Securities, Inc.|1063
KSA|ISHS MSCI SAUDI A|FLTU|FLOW TRADERS US LLC|4600
KSA|ISHS MSCI SAUDI A|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|4600
KSA|ISHS MSCI SAUDI A|FMAF|NBCN Inc./ CDS|40
KSA|ISHS MSCI SAUDI A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2015
KSA|ISHS MSCI SAUDI A|FTBR|Foliofn Investments, Inc.|6419
KSA|ISHS MSCI SAUDI A|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
KSA|ISHS MSCI SAUDI A|GLIS|TD Securities Inc|1050
KSA|ISHS MSCI SAUDI A|GLPX|ACS EXECUTION SERVICES, LLC|27896
KSA|ISHS MSCI SAUDI A|GSCO|GOLDMAN SACHS & CO. LLC|35412
KSA|ISHS MSCI SAUDI A|GSCS|GOLDMAN SACHS & CO. LLC|1692
KSA|ISHS MSCI SAUDI A|GSLT|GOLDMAN SACHS & CO. LLC|3067
KSA|ISHS MSCI SAUDI A|GTSZ|GTS SECURITIES LLC|3880
KSA|ISHS MSCI SAUDI A|HAPX|HAP Trading, LLC|400
KSA|ISHS MSCI SAUDI A|HRBF|American Enterprise Investment Services Inc.|200
KSA|ISHS MSCI SAUDI A|HSBC|HSBC Securities, Inc.|4921
KSA|ISHS MSCI SAUDI A|IATS|INTERACTIVE BROKERS LLC|4138
KSA|ISHS MSCI SAUDI A|IBKR|Interactive Brokers Llc|19964
KSA|ISHS MSCI SAUDI A|ICBX|INSTINET, LLC|8000
KSA|ISHS MSCI SAUDI A|INCA|INSTINET, LLC|55963
KSA|ISHS MSCI SAUDI A|ITGI|ITG Inc.|13334
KSA|ISHS MSCI SAUDI A|ITGP|ITG INC.|27800
KSA|ISHS MSCI SAUDI A|JANY|Janney Montgomery Scott Inc.|678
KSA|ISHS MSCI SAUDI A|JEFF|JEFFERIES LLC|300
KSA|ISHS MSCI SAUDI A|JMPT|JUMP TRADING, LLC|755
KSA|ISHS MSCI SAUDI A|JPMX|J.P. Morgan Securities LLC|64868
KSA|ISHS MSCI SAUDI A|JSEB|JANE STREET EXECUTION SERVICES, LLC|91698
KSA|ISHS MSCI SAUDI A|JSJX|JANE STREET CAPITAL LLC|305321
KSA|ISHS MSCI SAUDI A|KCGM|VIRTU Americas LLC|18536
KSA|ISHS MSCI SAUDI A|LEHM|Barclays Capital Inc./Le|83927
KSA|ISHS MSCI SAUDI A|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|9
KSA|ISHS MSCI SAUDI A|LIME|Lime Brokerage LLC|18148
KSA|ISHS MSCI SAUDI A|LMGP|LIME BROKERAGE LLC|75
KSA|ISHS MSCI SAUDI A|LSCI|Lek Securities Corporation|1503
KSA|ISHS MSCI SAUDI A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
KSA|ISHS MSCI SAUDI A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68939
KSA|ISHS MSCI SAUDI A|MOTF|MOTIF INVESTING, INC.|1
KSA|ISHS MSCI SAUDI A|MSCO|MORGAN STANLEY & CO. LLC|83241
KSA|ISHS MSCI SAUDI A|MSPL|MORGAN STANLEY & CO. LLC|24500
KSA|ISHS MSCI SAUDI A|MSTX|MORGAN STANLEY & CO. LLC|7000
KSA|ISHS MSCI SAUDI A|NFSC|National Financial Services LLC|116659
KSA|ISHS MSCI SAUDI A|NITE|VIRTU Americas LLC|120114
KSA|ISHS MSCI SAUDI A|OLDM|OLD MISSION CAPITAL, LLC|24493
KSA|ISHS MSCI SAUDI A|PDQM|CODA MARKETS, INC.|150780
KSA|ISHS MSCI SAUDI A|PWJC|UBS Financial Services, Inc.|3800
KSA|ISHS MSCI SAUDI A|RBCM|RBC CAPITAL MARKETS, LLC|34
KSA|ISHS MSCI SAUDI A|SAGL|SAGETRADER, LLC|1630
KSA|ISHS MSCI SAUDI A|SBSH|Citigroup Global Markets Inc.|105811
KSA|ISHS MSCI SAUDI A|SGMT|GOLDMAN SACHS & CO. LLC|24371
KSA|ISHS MSCI SAUDI A|SPDR|SPEEDROUTE LLC|7102
KSA|ISHS MSCI SAUDI A|SWIM|TD Ameritrade, Inc.|6914
KSA|ISHS MSCI SAUDI A|TKNG|ALLY INVEST SECURITIES LLC|2
KSA|ISHS MSCI SAUDI A|TRBT|Tradebot Systems, Inc.|100
KSA|ISHS MSCI SAUDI A|TRCM|TRC MARKETS LLC|1200
KSA|ISHS MSCI SAUDI A|UBSA|UBS SECURITIES LLC|151511
KSA|ISHS MSCI SAUDI A|UBSS|UBS Securities LLC|95675
KSA|ISHS MSCI SAUDI A|VALX|VIRTU AMERICAS LLC|2141
KSA|ISHS MSCI SAUDI A|VGRD|Vanguard Marketing Corporation|7780
KSA|ISHS MSCI SAUDI A|VSIN|Vision Financial Markets Llc|243
KSA|ISHS MSCI SAUDI A|WBET|Wallachbeth Capital LLC|209400
KSA|ISHS MSCI SAUDI A|WCHV|WELLS FARGO SECURITIES, LLC|20089
KSA|ISHS MSCI SAUDI A|WEED|Weeden & Co.L.P.|600
KSA|ISHS MSCI SAUDI A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7266
KSA|ISHS MSCI SAUDI A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25399
KSA|ISHS MSCI SAUDI A|WGIF|CIBC World Markets Inc.|20171
KSA|ISHS MSCI SAUDI A|WSEA|WOLVERINE SECURITIES, LLC|1437
KSA|ISHS MSCI SAUDI A|XSTM|NATIONAL FINANCIAL SERVICES LLC|11952
KSA|ISHS MSCI SAUDI A|YKNA|COMHAR CAPITAL MARKETS, LLC|2100
KSA|ISHS MSCI SAUDI A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4646
KSM|DWS STRATEGIC MUNICI|ALTX|Alternet Securities Inc.|200
KSM|DWS STRATEGIC MUNICI|BARD|Robert W. Baird & Co. Incorporated|3909
KSM|DWS STRATEGIC MUNICI|BATM|CBOE TRADING, INC.|23
KSM|DWS STRATEGIC MUNICI|BTIG|BTIG, LLC|140
KSM|DWS STRATEGIC MUNICI|CHAS|Charles Schwab & Co., Inc.|601
KSM|DWS STRATEGIC MUNICI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|99
KSM|DWS STRATEGIC MUNICI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
KSM|DWS STRATEGIC MUNICI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1700
KSM|DWS STRATEGIC MUNICI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
KSM|DWS STRATEGIC MUNICI|DADA|D.A. Davidson & Co.|2279
KSM|DWS STRATEGIC MUNICI|DAVA|Davenport & Company LLC|11
KSM|DWS STRATEGIC MUNICI|DBAX|Deutsche Bank Securities Inc.|300
KSM|DWS STRATEGIC MUNICI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19708
KSM|DWS STRATEGIC MUNICI|EBXL|EBX LLC|1800
KSM|DWS STRATEGIC MUNICI|EDJO|Edward D. Jones & Co., L.P.|3510
KSM|DWS STRATEGIC MUNICI|EGAM|CBOE TRADING, INC.|200
KSM|DWS STRATEGIC MUNICI|EGXM|CBOE TRADING, INC.|700
KSM|DWS STRATEGIC MUNICI|ETRS|E*Trade Securities LLC|7124
KSM|DWS STRATEGIC MUNICI|FILL|Tradestation Securities, Inc.|49
KSM|DWS STRATEGIC MUNICI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5588
KSM|DWS STRATEGIC MUNICI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1800
KSM|DWS STRATEGIC MUNICI|FTBR|Foliofn Investments, Inc.|12
KSM|DWS STRATEGIC MUNICI|GLPX|ACS EXECUTION SERVICES, LLC|4609
KSM|DWS STRATEGIC MUNICI|GSCO|GOLDMAN SACHS & CO. LLC|7008
KSM|DWS STRATEGIC MUNICI|GSLT|GOLDMAN SACHS & CO. LLC|200
KSM|DWS STRATEGIC MUNICI|GTSZ|GTS SECURITIES LLC|386
KSM|DWS STRATEGIC MUNICI|HRBF|American Enterprise Investment Services Inc.|870
KSM|DWS STRATEGIC MUNICI|IATS|INTERACTIVE BROKERS LLC|2729
KSM|DWS STRATEGIC MUNICI|IBKR|Interactive Brokers Llc|5584
KSM|DWS STRATEGIC MUNICI|INCA|INSTINET, LLC|300
KSM|DWS STRATEGIC MUNICI|ITGP|ITG INC.|800
KSM|DWS STRATEGIC MUNICI|JPMX|J.P. Morgan Securities LLC|200
KSM|DWS STRATEGIC MUNICI|KCGM|VIRTU Americas LLC|100
KSM|DWS STRATEGIC MUNICI|LEHM|Barclays Capital Inc./Le|600
KSM|DWS STRATEGIC MUNICI|LIME|Lime Brokerage LLC|116
KSM|DWS STRATEGIC MUNICI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
KSM|DWS STRATEGIC MUNICI|MSCO|MORGAN STANLEY & CO. LLC|34770
KSM|DWS STRATEGIC MUNICI|MSPL|MORGAN STANLEY & CO. LLC|13700
KSM|DWS STRATEGIC MUNICI|MSTX|MORGAN STANLEY & CO. LLC|1800
KSM|DWS STRATEGIC MUNICI|NFSC|National Financial Services LLC|19256
KSM|DWS STRATEGIC MUNICI|NITE|VIRTU Americas LLC|42259
KSM|DWS STRATEGIC MUNICI|NQRB|Brut, LLC|2314
KSM|DWS STRATEGIC MUNICI|NTRC|Northern Trust Securities, Inc.|3583
KSM|DWS STRATEGIC MUNICI|RBCM|RBC CAPITAL MARKETS, LLC|661
KSM|DWS STRATEGIC MUNICI|SBSH|Citigroup Global Markets Inc.|12864
KSM|DWS STRATEGIC MUNICI|SGMT|GOLDMAN SACHS & CO. LLC|100
KSM|DWS STRATEGIC MUNICI|STFL|Stifel, Nicolaus & Company, Incorporated|2000
KSM|DWS STRATEGIC MUNICI|SWIM|TD Ameritrade, Inc.|928
KSM|DWS STRATEGIC MUNICI|TRBT|Tradebot Systems, Inc.|2849
KSM|DWS STRATEGIC MUNICI|UBSA|UBS SECURITIES LLC|4701
KSM|DWS STRATEGIC MUNICI|UBSS|UBS Securities LLC|7679
KSM|DWS STRATEGIC MUNICI|VGRD|Vanguard Marketing Corporation|4099
KSM|DWS STRATEGIC MUNICI|WABR|Wall Street Access|2500
KSM|DWS STRATEGIC MUNICI|WCHV|WELLS FARGO SECURITIES, LLC|26410
KSM|DWS STRATEGIC MUNICI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5023
KSM|DWS STRATEGIC MUNICI|WSEA|WOLVERINE SECURITIES, LLC|4
KSM|DWS STRATEGIC MUNICI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4837
KSS|KOHLS CP|ABLE|NATIXIS Securities Americas LLC|112049
KSS|KOHLS CP|ALLN|Allen & Company LLC|170
KSS|KOHLS CP|ALTX|Alternet Securities Inc.|31606
KSS|KOHLS CP|ANOS|ABEL/NOSER, L.L.C.|300
KSS|KOHLS CP|APCC|Apex Clearing Corporation|29174
KSS|KOHLS CP|BANK|Primevest Financial Services, Inc.|1091
KSS|KOHLS CP|BARD|Robert W. Baird & Co. Incorporated|25261
KSS|KOHLS CP|BATM|CBOE TRADING, INC.|31194
KSS|KOHLS CP|BAYC|BAY CREST PARTNERS, LLC|381
KSS|KOHLS CP|BAYT|BTIG, LLC|3400
KSS|KOHLS CP|BBNT|BB&T SECURITIES, LLC|1145
KSS|KOHLS CP|BERN|Sanford C. Bernstein & Co., LLC|861898
KSS|KOHLS CP|BIAD|SAGETRADER, LLC|826
KSS|KOHLS CP|BIDS|BIDS TRADING L.P.|2200
KSS|KOHLS CP|BIMI|Banca IMI Securities Corp.|543
KSS|KOHLS CP|BKCM|BNY Mellon Capital Markets LLC|481
KSS|KOHLS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80173
KSS|KOHLS CP|BLKX|INSTINET, LLC|42500
KSS|KOHLS CP|BMOC|BMO Capital Markets Corp.|12
KSS|KOHLS CP|BNPX|BNP PARIBAS SECURITIES CORP.|144103
KSS|KOHLS CP|BTIG|BTIG, LLC|44331
KSS|KOHLS CP|BYXM|CBOE TRADING, INC.|5238
KSS|KOHLS CP|BZYD|GOLDMAN SACHS & CO. LLC|600
KSS|KOHLS CP|CABR|Cabrera Capital Markets, Inc.|25
KSS|KOHLS CP|CANT|Cantor Fitzgerald & Co.|7200
KSS|KOHLS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|66600
KSS|KOHLS CP|CBRA|Cobra Trading, Inc.|5775
KSS|KOHLS CP|CHAS|Charles Schwab & Co., Inc.|15637
KSS|KOHLS CP|CIBP|CIBC World Markets Corp.|9296
KSS|KOHLS CP|CIST|Capital Institutional Services, Inc.|5213
KSS|KOHLS CP|CLSA|CLSA AMERICAS, LLC|100
KSS|KOHLS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|512595
KSS|KOHLS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|140
KSS|KOHLS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35383
KSS|KOHLS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1236251
KSS|KOHLS CP|CTDL|Citadel Derivatives Group Llc|20883
KSS|KOHLS CP|CTLR|CUTLER GROUP, LP|6861
KSS|KOHLS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|137824
KSS|KOHLS CP|DADA|D.A. Davidson & Co.|253
KSS|KOHLS CP|DAVA|Davenport & Company LLC|14771
KSS|KOHLS CP|DBAB|Deutsche Bank Securities Inc.|857470
KSS|KOHLS CP|DBAX|Deutsche Bank Securities Inc.|867700
KSS|KOHLS CP|DBUL|Deutsche Bank Securities Inc.|7450
KSS|KOHLS CP|DCHF|Dart Executions, LLC|20423
KSS|KOHLS CP|DEAN|MORGAN STANLEY|19280
KSS|KOHLS CP|DEGS|RONIN PROFESSIONAL LLC|2800
KSS|KOHLS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10485
KSS|KOHLS CP|EBXL|EBX LLC|751400
KSS|KOHLS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|79537
KSS|KOHLS CP|EDJO|Edward D. Jones & Co., L.P.|24198
KSS|KOHLS CP|EGAM|CBOE TRADING, INC.|61217
KSS|KOHLS CP|EGAW|CBOE TRADING, INC.|1204
KSS|KOHLS CP|EGMT|EG MARKET TECHNOLOGIES LLC|4153
KSS|KOHLS CP|EGXM|CBOE TRADING, INC.|15149
KSS|KOHLS CP|EGXW|CBOE TRADING, INC.|293
KSS|KOHLS CP|ELEV|ELEVATION, LLC|35203
KSS|KOHLS CP|EROM|Eroom Securities L.L.C.|980
KSS|KOHLS CP|ETBE|Electronic Transaction Clearing, Inc.|123550
KSS|KOHLS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
KSS|KOHLS CP|ETCB|ETC BROKERAGE SERVICES, LLC|150
KSS|KOHLS CP|ETCC|Electronic Transaction Clearing, Inc.|1658
KSS|KOHLS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|145429
KSS|KOHLS CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|75
KSS|KOHLS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2270
KSS|KOHLS CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|245
KSS|KOHLS CP|ETRS|E*Trade Securities LLC|569281
KSS|KOHLS CP|FBSB|U.S. Bancorp Investments, Inc.|1741
KSS|KOHLS CP|FIDT|Fidelity Clearing Canada ULC./ CDS|3
KSS|KOHLS CP|FILL|Tradestation Securities, Inc.|78517
KSS|KOHLS CP|FINX|FINTECH SECURITIES|255
KSS|KOHLS CP|FMAF|NBCN Inc./ CDS|1905
KSS|KOHLS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|131982
KSS|KOHLS CP|FQLS|Quantlab Securities LP|864586
KSS|KOHLS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|340429
KSS|KOHLS CP|FTBR|Foliofn Investments, Inc.|20484
KSS|KOHLS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|116730
KSS|KOHLS CP|GLIS|TD Securities Inc|4216
KSS|KOHLS CP|GLPX|ACS EXECUTION SERVICES, LLC|156184
KSS|KOHLS CP|GSCO|GOLDMAN SACHS & CO. LLC|2743688
KSS|KOHLS CP|GSCS|GOLDMAN SACHS & CO. LLC|34032
KSS|KOHLS CP|GSLT|GOLDMAN SACHS & CO. LLC|23608
KSS|KOHLS CP|GTSZ|GTS SECURITIES LLC|416683
KSS|KOHLS CP|GUGS|Guggenheim Securities, LLC|100
KSS|KOHLS CP|HAPX|HAP Trading, LLC|735
KSS|KOHLS CP|HRBF|American Enterprise Investment Services Inc.|15518
KSS|KOHLS CP|HSBC|HSBC Securities, Inc.|6592
KSS|KOHLS CP|IATS|INTERACTIVE BROKERS LLC|76459
KSS|KOHLS CP|IBKR|Interactive Brokers Llc|115646
KSS|KOHLS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2643
KSS|KOHLS CP|ICBX|INSTINET, LLC|189804
KSS|KOHLS CP|IEQY|CITADEL SECURITIES LLC|506621
KSS|KOHLS CP|INCA|INSTINET, LLC|1007298
KSS|KOHLS CP|INJX|INSTINET, LLC|34580
KSS|KOHLS CP|INTL|INTL FCSTONE FINANCIAL INC.|16
KSS|KOHLS CP|ITGI|ITG Inc.|69061
KSS|KOHLS CP|ITGP|ITG INC.|428200
KSS|KOHLS CP|JANY|Janney Montgomery Scott Inc.|3211
KSS|KOHLS CP|JEFF|JEFFERIES LLC|345917
KSS|KOHLS CP|JMPT|JUMP TRADING, LLC|360699
KSS|KOHLS CP|JPBX|J.P. MORGAN SECURITIES LLC|1101160
KSS|KOHLS CP|JPMX|J.P. Morgan Securities LLC|1718200
KSS|KOHLS CP|JSJX|JANE STREET CAPITAL LLC|35688
KSS|KOHLS CP|KCGM|VIRTU Americas LLC|155123
KSS|KOHLS CP|KCRD|PHX FINANCIAL, INC.|650
KSS|KOHLS CP|LEHM|Barclays Capital Inc./Le|2750418
KSS|KOHLS CP|LGNT|COR CLEARING LLC|1
KSS|KOHLS CP|LIME|Lime Brokerage LLC|76563
KSS|KOHLS CP|LIWD|LIME BROKERAGE LLC|163
KSS|KOHLS CP|LIWE|LIME BROKERAGE LLC|1119
KSS|KOHLS CP|LMGP|LIME BROKERAGE LLC|5800
KSS|KOHLS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|249600
KSS|KOHLS CP|LOOP|Loop Capital Markets LLC|3296
KSS|KOHLS CP|LQNA|LIQUIDNET, INC.|189500
KSS|KOHLS CP|LSCI|Lek Securities Corporation|2178
KSS|KOHLS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2067
KSS|KOHLS CP|MACC|Mid Atlantic Capital Corporation|3606
KSS|KOHLS CP|MACQ|Macquarie Capital (USA) Inc.|40232
KSS|KOHLS CP|MAXM|Maxim Group LLC|500
KSS|KOHLS CP|MBTS|ALLY INVEST SECURITIES LLC|9803
KSS|KOHLS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|316968
KSS|KOHLS CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
KSS|KOHLS CP|MOTF|MOTIF INVESTING, INC.|61
KSS|KOHLS CP|MSCO|MORGAN STANLEY & CO. LLC|4874647
KSS|KOHLS CP|MSPL|MORGAN STANLEY & CO. LLC|1081800
KSS|KOHLS CP|MSTX|MORGAN STANLEY & CO. LLC|1075800
KSS|KOHLS CP|NATL|National Securities Corporation|100
KSS|KOHLS CP|NBCS|NBC Securities, INC.|177
KSS|KOHLS CP|NEED|Needham & Company, LLC|100
KSS|KOHLS CP|NEUB|NEUBERGER BERMAN BD LLC|65
KSS|KOHLS CP|NFSC|National Financial Services LLC|1394326
KSS|KOHLS CP|NITE|VIRTU Americas LLC|2855475
KSS|KOHLS CP|NITP|VIRTU Americas LLC|300
KSS|KOHLS CP|NMRA|Nomura Securities International, Inc.|900
KSS|KOHLS CP|NQRB|Brut, LLC|48520
KSS|KOHLS CP|NTBF|BMO Nesbitt Burns Inc./CDS|66
KSS|KOHLS CP|NTRC|Northern Trust Securities, Inc.|37
KSS|KOHLS CP|OHOS|TWO SIGMA SECURITIES, LLC|366637
KSS|KOHLS CP|OPCO|Oppenheimer & Co. Inc.|15087
KSS|KOHLS CP|PDQM|CODA MARKETS, INC.|277724
KSS|KOHLS CP|PHLY|NASDAQ Execution Services, LLC|180400
KSS|KOHLS CP|PICT|Pictet Overseas Inc.|450
KSS|KOHLS CP|PWJC|UBS Financial Services, Inc.|3363
KSS|KOHLS CP|QMSR|QUATTRO M SECURITIES INC.|6432
KSS|KOHLS CP|RBCM|RBC CAPITAL MARKETS, LLC|45749
KSS|KOHLS CP|RGLD|Regal Securities, Inc|2305
KSS|KOHLS CP|RHCO|Suntrust Robinson Humphrey, Inc.|2975
KSS|KOHLS CP|SAGL|SAGETRADER, LLC|71297
KSS|KOHLS CP|SALI|INTL FCSTONE FINANCIAL INC.|2382
KSS|KOHLS CP|SBSH|Citigroup Global Markets Inc.|664266
KSS|KOHLS CP|SEIC|SEI Investments Distribution Co.|1612
KSS|KOHLS CP|SGMT|GOLDMAN SACHS & CO. LLC|507311
KSS|KOHLS CP|SIBO|Prime Executions, Inc.|400
KSS|KOHLS CP|SJLS|TRADE INFORMATICS LLC|200
KSS|KOHLS CP|SOGO|Wang Investment Associates, Inc.|125
KSS|KOHLS CP|SPDR|SPEEDROUTE LLC|35505
KSS|KOHLS CP|SPHN|Stephens Inc.|15031
KSS|KOHLS CP|STFL|Stifel, Nicolaus & Company, Incorporated|46217
KSS|KOHLS CP|STKP|STOCKPILE INVESTMENTS, INC.|170
KSS|KOHLS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11932
KSS|KOHLS CP|SWIM|TD Ameritrade, Inc.|1626271
KSS|KOHLS CP|SWST|Hilltop Securities Inc.|2933
KSS|KOHLS CP|TAGC|TELSEY ADVISORY GROUP LLC|1977
KSS|KOHLS CP|TDSI|TD Securities (USA) LLC|89048
KSS|KOHLS CP|TKNG|ALLY INVEST SECURITIES LLC|25777
KSS|KOHLS CP|TMBR|Timber Hill LLC|100
KSS|KOHLS CP|TRBT|Tradebot Systems, Inc.|570417
KSS|KOHLS CP|TRCM|TRC MARKETS LLC|729873
KSS|KOHLS CP|TWTT|TASTYWORKS, INC.|3186
KSS|KOHLS CP|UBSA|UBS SECURITIES LLC|2099647
KSS|KOHLS CP|UBSS|UBS Securities LLC|2756039
KSS|KOHLS CP|VALX|VIRTU AMERICAS LLC|25644
KSS|KOHLS CP|VGRD|Vanguard Marketing Corporation|68881
KSS|KOHLS CP|WABR|Wall Street Access|500
KSS|KOHLS CP|WBET|Wallachbeth Capital LLC|91976
KSS|KOHLS CP|WBLR|WILLIAM BLAIR|15185
KSS|KOHLS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2708
KSS|KOHLS CP|WCHV|WELLS FARGO SECURITIES, LLC|472599
KSS|KOHLS CP|WDNX|WEEDEN & CO.L.P.|7644
KSS|KOHLS CP|WEDB|WEDBUSH SECURITIES INC.|86769
KSS|KOHLS CP|WEED|Weeden & Co.L.P.|7856
KSS|KOHLS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|166313
KSS|KOHLS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|179918
KSS|KOHLS CP|WGIF|CIBC World Markets Inc.|4018
KSS|KOHLS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1798
KSS|KOHLS CP|WSEA|WOLVERINE SECURITIES, LLC|69997
KSS|KOHLS CP|XIST|INSTINET, LLC|119520
KSS|KOHLS CP|XPQR|Jump Trading|2900
KSS|KOHLS CP|XPUS|XP SECURITIES, LLC|80
KSS|KOHLS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|270394
KSS|KOHLS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|8179
KSS|KOHLS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20349
KST|DEUTSCHE STRATEGIC|APCC|Apex Clearing Corporation|2
KST|DEUTSCHE STRATEGIC|BANK|Primevest Financial Services, Inc.|5
KST|DEUTSCHE STRATEGIC|BARD|Robert W. Baird & Co. Incorporated|1801
KST|DEUTSCHE STRATEGIC|BBNT|BB&T SECURITIES, LLC|1
KST|DEUTSCHE STRATEGIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
KST|DEUTSCHE STRATEGIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
KST|DEUTSCHE STRATEGIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
KST|DEUTSCHE STRATEGIC|EDJO|Edward D. Jones & Co., L.P.|837
KST|DEUTSCHE STRATEGIC|ETRS|E*Trade Securities LLC|3
KST|DEUTSCHE STRATEGIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
KST|DEUTSCHE STRATEGIC|FTBR|Foliofn Investments, Inc.|11
KST|DEUTSCHE STRATEGIC|GSCO|GOLDMAN SACHS & CO. LLC|500
KST|DEUTSCHE STRATEGIC|GSLT|GOLDMAN SACHS & CO. LLC|200
KST|DEUTSCHE STRATEGIC|HRBF|American Enterprise Investment Services Inc.|3
KST|DEUTSCHE STRATEGIC|LEHM|Barclays Capital Inc./Le|400
KST|DEUTSCHE STRATEGIC|LIME|Lime Brokerage LLC|177
KST|DEUTSCHE STRATEGIC|MCBT|Moors & Cabot, Inc.|2150
KST|DEUTSCHE STRATEGIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
KST|DEUTSCHE STRATEGIC|MSCO|MORGAN STANLEY & CO. LLC|11341
KST|DEUTSCHE STRATEGIC|NFSC|National Financial Services LLC|19320
KST|DEUTSCHE STRATEGIC|NITE|VIRTU Americas LLC|22977
KST|DEUTSCHE STRATEGIC|OPCO|Oppenheimer & Co. Inc.|3300
KST|DEUTSCHE STRATEGIC|RBCM|RBC CAPITAL MARKETS, LLC|12
KST|DEUTSCHE STRATEGIC|STFL|Stifel, Nicolaus & Company, Incorporated|2
KST|DEUTSCHE STRATEGIC|UBSA|UBS SECURITIES LLC|600
KST|DEUTSCHE STRATEGIC|UBSS|UBS Securities LLC|1621
KST|DEUTSCHE STRATEGIC|VGRD|Vanguard Marketing Corporation|5
KST|DEUTSCHE STRATEGIC|WCHV|WELLS FARGO SECURITIES, LLC|17268
KST|DEUTSCHE STRATEGIC|WEDB|WEDBUSH SECURITIES INC.|1
KST|DEUTSCHE STRATEGIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5
KST|DEUTSCHE STRATEGIC|WSEA|WOLVERINE SECURITIES, LLC|1
KST|DEUTSCHE STRATEGIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
KST|DEUTSCHE STRATEGIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1275
KSU|KANSAS CITY SOUTHERN|ABLE|NATIXIS Securities Americas LLC|69968
KSU|KANSAS CITY SOUTHERN|ALTX|Alternet Securities Inc.|6472
KSU|KANSAS CITY SOUTHERN|ANOS|ABEL/NOSER, L.L.C.|9930
KSU|KANSAS CITY SOUTHERN|APCC|Apex Clearing Corporation|37
KSU|KANSAS CITY SOUTHERN|BARD|Robert W. Baird & Co. Incorporated|5842
KSU|KANSAS CITY SOUTHERN|BATM|CBOE TRADING, INC.|9958
KSU|KANSAS CITY SOUTHERN|BAYT|BTIG, LLC|1700
KSU|KANSAS CITY SOUTHERN|BBNT|BB&T SECURITIES, LLC|1005
KSU|KANSAS CITY SOUTHERN|BERN|Sanford C. Bernstein & Co., LLC|47951
KSU|KANSAS CITY SOUTHERN|BIDS|BIDS TRADING L.P.|300
KSU|KANSAS CITY SOUTHERN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4401
KSU|KANSAS CITY SOUTHERN|BNPX|BNP PARIBAS SECURITIES CORP.|113778
KSU|KANSAS CITY SOUTHERN|BTIG|BTIG, LLC|834
KSU|KANSAS CITY SOUTHERN|BYXM|CBOE TRADING, INC.|1295
KSU|KANSAS CITY SOUTHERN|BZYD|GOLDMAN SACHS & CO. LLC|812
KSU|KANSAS CITY SOUTHERN|CBRA|Cobra Trading, Inc.|1100
KSU|KANSAS CITY SOUTHERN|CHAS|Charles Schwab & Co., Inc.|688
KSU|KANSAS CITY SOUTHERN|CIBP|CIBC World Markets Corp.|16463
KSU|KANSAS CITY SOUTHERN|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
KSU|KANSAS CITY SOUTHERN|CIST|Capital Institutional Services, Inc.|208
KSU|KANSAS CITY SOUTHERN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56022
KSU|KANSAS CITY SOUTHERN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3500
KSU|KANSAS CITY SOUTHERN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
KSU|KANSAS CITY SOUTHERN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|402174
KSU|KANSAS CITY SOUTHERN|CTDL|Citadel Derivatives Group Llc|3134
KSU|KANSAS CITY SOUTHERN|CTLR|CUTLER GROUP, LP|3165
KSU|KANSAS CITY SOUTHERN|CXCX|CITIGROUP GLOBAL MARKETS INC.|37216
KSU|KANSAS CITY SOUTHERN|DADA|D.A. Davidson & Co.|450
KSU|KANSAS CITY SOUTHERN|DBAB|Deutsche Bank Securities Inc.|337632
KSU|KANSAS CITY SOUTHERN|DBAX|Deutsche Bank Securities Inc.|229400
KSU|KANSAS CITY SOUTHERN|DBUL|Deutsche Bank Securities Inc.|1400
KSU|KANSAS CITY SOUTHERN|DCHF|Dart Executions, LLC|1157
KSU|KANSAS CITY SOUTHERN|DEAN|MORGAN STANLEY|7660
KSU|KANSAS CITY SOUTHERN|DEGS|RONIN PROFESSIONAL LLC|400
KSU|KANSAS CITY SOUTHERN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
KSU|KANSAS CITY SOUTHERN|EBXL|EBX LLC|124800
KSU|KANSAS CITY SOUTHERN|ECUT|CONVERGEX EXECUTION SOLUTIONS|23283
KSU|KANSAS CITY SOUTHERN|EDJO|Edward D. Jones & Co., L.P.|1596
KSU|KANSAS CITY SOUTHERN|EGAM|CBOE TRADING, INC.|9483
KSU|KANSAS CITY SOUTHERN|EGAW|CBOE TRADING, INC.|119
KSU|KANSAS CITY SOUTHERN|EGMT|EG MARKET TECHNOLOGIES LLC|3107
KSU|KANSAS CITY SOUTHERN|EGXM|CBOE TRADING, INC.|3067
KSU|KANSAS CITY SOUTHERN|ETBE|Electronic Transaction Clearing, Inc.|32784
KSU|KANSAS CITY SOUTHERN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
KSU|KANSAS CITY SOUTHERN|ETCC|Electronic Transaction Clearing, Inc.|985
KSU|KANSAS CITY SOUTHERN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41766
KSU|KANSAS CITY SOUTHERN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|677
KSU|KANSAS CITY SOUTHERN|ETRS|E*Trade Securities LLC|34852
KSU|KANSAS CITY SOUTHERN|FILL|Tradestation Securities, Inc.|2049
KSU|KANSAS CITY SOUTHERN|FMAF|NBCN Inc./ CDS|3594
KSU|KANSAS CITY SOUTHERN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6509
KSU|KANSAS CITY SOUTHERN|FQLS|Quantlab Securities LP|323246
KSU|KANSAS CITY SOUTHERN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102356
KSU|KANSAS CITY SOUTHERN|FTBR|Foliofn Investments, Inc.|556
KSU|KANSAS CITY SOUTHERN|GEBB|GLOBAL EXECUTION BROKERS, LP|9466
KSU|KANSAS CITY SOUTHERN|GLPX|ACS EXECUTION SERVICES, LLC|39432
KSU|KANSAS CITY SOUTHERN|GSCO|GOLDMAN SACHS & CO. LLC|808623
KSU|KANSAS CITY SOUTHERN|GSCS|GOLDMAN SACHS & CO. LLC|3752
KSU|KANSAS CITY SOUTHERN|GSLT|GOLDMAN SACHS & CO. LLC|4856
KSU|KANSAS CITY SOUTHERN|GTSZ|GTS SECURITIES LLC|156993
KSU|KANSAS CITY SOUTHERN|HAPX|HAP Trading, LLC|11711
KSU|KANSAS CITY SOUTHERN|HPPX|POTAMUS TRADING, LLC|372
KSU|KANSAS CITY SOUTHERN|HRBF|American Enterprise Investment Services Inc.|2002
KSU|KANSAS CITY SOUTHERN|HSBC|HSBC Securities, Inc.|1300
KSU|KANSAS CITY SOUTHERN|IATS|INTERACTIVE BROKERS LLC|4521
KSU|KANSAS CITY SOUTHERN|IBKR|Interactive Brokers Llc|5747
KSU|KANSAS CITY SOUTHERN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|231
KSU|KANSAS CITY SOUTHERN|ICBX|INSTINET, LLC|30600
KSU|KANSAS CITY SOUTHERN|IEQY|CITADEL SECURITIES LLC|136159
KSU|KANSAS CITY SOUTHERN|INCA|INSTINET, LLC|341048
KSU|KANSAS CITY SOUTHERN|INJX|INSTINET, LLC|7982
KSU|KANSAS CITY SOUTHERN|ITGI|ITG Inc.|30481
KSU|KANSAS CITY SOUTHERN|ITGP|ITG INC.|72600
KSU|KANSAS CITY SOUTHERN|JANY|Janney Montgomery Scott Inc.|720
KSU|KANSAS CITY SOUTHERN|JEFF|JEFFERIES LLC|123866
KSU|KANSAS CITY SOUTHERN|JMPT|JUMP TRADING, LLC|43449
KSU|KANSAS CITY SOUTHERN|JPBX|J.P. MORGAN SECURITIES LLC|90747
KSU|KANSAS CITY SOUTHERN|JPMX|J.P. Morgan Securities LLC|347003
KSU|KANSAS CITY SOUTHERN|JSJX|JANE STREET CAPITAL LLC|7602
KSU|KANSAS CITY SOUTHERN|KCGM|VIRTU Americas LLC|30103
KSU|KANSAS CITY SOUTHERN|KEYB|KEYBANC CAPITAL MARKETS INC.|6810
KSU|KANSAS CITY SOUTHERN|LEHM|Barclays Capital Inc./Le|713919
KSU|KANSAS CITY SOUTHERN|LIME|Lime Brokerage LLC|67182
KSU|KANSAS CITY SOUTHERN|LIWD|LIME BROKERAGE LLC|2502
KSU|KANSAS CITY SOUTHERN|LQNA|LIQUIDNET, INC.|52800
KSU|KANSAS CITY SOUTHERN|LSCI|Lek Securities Corporation|2967
KSU|KANSAS CITY SOUTHERN|MACQ|Macquarie Capital (USA) Inc.|100
KSU|KANSAS CITY SOUTHERN|MAXM|Maxim Group LLC|7200
KSU|KANSAS CITY SOUTHERN|MCMF|Raymond James Ltd. Cds|1698
KSU|KANSAS CITY SOUTHERN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84974
KSU|KANSAS CITY SOUTHERN|MOTF|MOTIF INVESTING, INC.|7
KSU|KANSAS CITY SOUTHERN|MSCO|MORGAN STANLEY & CO. LLC|1525750
KSU|KANSAS CITY SOUTHERN|MSPL|MORGAN STANLEY & CO. LLC|286300
KSU|KANSAS CITY SOUTHERN|MSTX|MORGAN STANLEY & CO. LLC|143800
KSU|KANSAS CITY SOUTHERN|NEUB|NEUBERGER BERMAN BD LLC|77
KSU|KANSAS CITY SOUTHERN|NFSC|National Financial Services LLC|111500
KSU|KANSAS CITY SOUTHERN|NITE|VIRTU Americas LLC|419156
KSU|KANSAS CITY SOUTHERN|NITP|VIRTU Americas LLC|500
KSU|KANSAS CITY SOUTHERN|NQRB|Brut, LLC|5933
KSU|KANSAS CITY SOUTHERN|NTBF|BMO Nesbitt Burns Inc./CDS|107
KSU|KANSAS CITY SOUTHERN|NTRC|Northern Trust Securities, Inc.|328
KSU|KANSAS CITY SOUTHERN|OHOS|TWO SIGMA SECURITIES, LLC|77851
KSU|KANSAS CITY SOUTHERN|OPCO|Oppenheimer & Co. Inc.|4896
KSU|KANSAS CITY SOUTHERN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
KSU|KANSAS CITY SOUTHERN|PDQM|CODA MARKETS, INC.|79025
KSU|KANSAS CITY SOUTHERN|PHLY|NASDAQ Execution Services, LLC|3000
KSU|KANSAS CITY SOUTHERN|PIPR|Piper Jaffray & Co.|1780
KSU|KANSAS CITY SOUTHERN|PWJC|UBS Financial Services, Inc.|6384
KSU|KANSAS CITY SOUTHERN|QMSR|QUATTRO M SECURITIES INC.|1059
KSU|KANSAS CITY SOUTHERN|RBCM|RBC CAPITAL MARKETS, LLC|5051
KSU|KANSAS CITY SOUTHERN|SAGL|SAGETRADER, LLC|13631
KSU|KANSAS CITY SOUTHERN|SBRX|MURIEL SIEBERT & CO INC|25
KSU|KANSAS CITY SOUTHERN|SBSH|Citigroup Global Markets Inc.|199479
KSU|KANSAS CITY SOUTHERN|SGMT|GOLDMAN SACHS & CO. LLC|75068
KSU|KANSAS CITY SOUTHERN|SJLS|TRADE INFORMATICS LLC|100
KSU|KANSAS CITY SOUTHERN|SPDR|SPEEDROUTE LLC|17144
KSU|KANSAS CITY SOUTHERN|SPHN|Stephens Inc.|56
KSU|KANSAS CITY SOUTHERN|STFL|Stifel, Nicolaus & Company, Incorporated|23355
KSU|KANSAS CITY SOUTHERN|STKP|STOCKPILE INVESTMENTS, INC.|8
KSU|KANSAS CITY SOUTHERN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3771
KSU|KANSAS CITY SOUTHERN|SWIM|TD Ameritrade, Inc.|8078
KSU|KANSAS CITY SOUTHERN|SWST|Hilltop Securities Inc.|35
KSU|KANSAS CITY SOUTHERN|TAGC|TELSEY ADVISORY GROUP LLC|430
KSU|KANSAS CITY SOUTHERN|TKNG|ALLY INVEST SECURITIES LLC|440
KSU|KANSAS CITY SOUTHERN|TRBT|Tradebot Systems, Inc.|203681
KSU|KANSAS CITY SOUTHERN|TRCM|TRC MARKETS LLC|172410
KSU|KANSAS CITY SOUTHERN|TWTT|TASTYWORKS, INC.|7
KSU|KANSAS CITY SOUTHERN|UBSA|UBS SECURITIES LLC|428269
KSU|KANSAS CITY SOUTHERN|UBSS|UBS Securities LLC|858171
KSU|KANSAS CITY SOUTHERN|VALX|VIRTU AMERICAS LLC|10417
KSU|KANSAS CITY SOUTHERN|VGRD|Vanguard Marketing Corporation|6183
KSU|KANSAS CITY SOUTHERN|WBPX|SUMMIT SECURITIES GROUP, LLC|1899
KSU|KANSAS CITY SOUTHERN|WCHV|WELLS FARGO SECURITIES, LLC|79494
KSU|KANSAS CITY SOUTHERN|WDNX|WEEDEN & CO.L.P.|7214
KSU|KANSAS CITY SOUTHERN|WEDB|WEDBUSH SECURITIES INC.|3943
KSU|KANSAS CITY SOUTHERN|WEED|Weeden & Co.L.P.|6724
KSU|KANSAS CITY SOUTHERN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24289
KSU|KANSAS CITY SOUTHERN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40520
KSU|KANSAS CITY SOUTHERN|WGIF|CIBC World Markets Inc.|927
KSU|KANSAS CITY SOUTHERN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|702
KSU|KANSAS CITY SOUTHERN|WMLL|Watermill Institutional Trading LLC|100
KSU|KANSAS CITY SOUTHERN|WOLF|Wolfe Trahan Securities|1100
KSU|KANSAS CITY SOUTHERN|WSEA|WOLVERINE SECURITIES, LLC|6933
KSU|KANSAS CITY SOUTHERN|XIST|INSTINET, LLC|40324
KSU|KANSAS CITY SOUTHERN|XPQR|Jump Trading|5196
KSU|KANSAS CITY SOUTHERN|XSTM|NATIONAL FINANCIAL SERVICES LLC|19714
KSU|KANSAS CITY SOUTHERN|YKNA|COMHAR CAPITAL MARKETS, LLC|2347
KSU|KANSAS CITY SOUTHERN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8826
KSU$|KANSAS CTY STHN 4%|FTBR|Foliofn Investments, Inc.|72
KSU$|KANSAS CTY STHN 4%|GSCS|GOLDMAN SACHS & CO. LLC|10
KSU$|KANSAS CTY STHN 4%|NFSC|National Financial Services LLC|535
KSU$|KANSAS CTY STHN 4%|NITE|VIRTU Americas LLC|69
KSU$|KANSAS CTY STHN 4%|WCHV|WELLS FARGO SECURITIES, LLC|33
KT|KT CORP ADS|ALTX|Alternet Securities Inc.|16200
KT|KT CORP ADS|APCC|Apex Clearing Corporation|7010
KT|KT CORP ADS|BARD|Robert W. Baird & Co. Incorporated|388
KT|KT CORP ADS|BATM|CBOE TRADING, INC.|592
KT|KT CORP ADS|BERN|Sanford C. Bernstein & Co., LLC|90554
KT|KT CORP ADS|BIDS|BIDS TRADING L.P.|400
KT|KT CORP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3337
KT|KT CORP ADS|BLKX|INSTINET, LLC|54200
KT|KT CORP ADS|BTIG|BTIG, LLC|7880
KT|KT CORP ADS|BYXM|CBOE TRADING, INC.|164
KT|KT CORP ADS|BZYD|GOLDMAN SACHS & CO. LLC|8300
KT|KT CORP ADS|CANT|Cantor Fitzgerald & Co.|19028
KT|KT CORP ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|22800
KT|KT CORP ADS|CHAS|Charles Schwab & Co., Inc.|3089
KT|KT CORP ADS|CLSA|CLSA AMERICAS, LLC|1902
KT|KT CORP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33487
KT|KT CORP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|334273
KT|KT CORP ADS|CTDL|Citadel Derivatives Group Llc|2522
KT|KT CORP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|122718
KT|KT CORP ADS|DBAB|Deutsche Bank Securities Inc.|94201
KT|KT CORP ADS|DBAX|Deutsche Bank Securities Inc.|359200
KT|KT CORP ADS|DEAN|MORGAN STANLEY|1581
KT|KT CORP ADS|DEGS|RONIN PROFESSIONAL LLC|200
KT|KT CORP ADS|EBXL|EBX LLC|223700
KT|KT CORP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|717
KT|KT CORP ADS|EDJO|Edward D. Jones & Co., L.P.|786
KT|KT CORP ADS|EGAM|CBOE TRADING, INC.|32462
KT|KT CORP ADS|EGAW|CBOE TRADING, INC.|748
KT|KT CORP ADS|EGXM|CBOE TRADING, INC.|1945
KT|KT CORP ADS|ELEV|ELEVATION, LLC|2312
KT|KT CORP ADS|ETBE|Electronic Transaction Clearing, Inc.|5812
KT|KT CORP ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
KT|KT CORP ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2301
KT|KT CORP ADS|ETRS|E*Trade Securities LLC|6836
KT|KT CORP ADS|FBSB|U.S. Bancorp Investments, Inc.|1056
KT|KT CORP ADS|FMAF|NBCN Inc./ CDS|407
KT|KT CORP ADS|FQLS|Quantlab Securities LP|35342
KT|KT CORP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60962
KT|KT CORP ADS|FTBR|Foliofn Investments, Inc.|2642
KT|KT CORP ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|207
KT|KT CORP ADS|GLPX|ACS EXECUTION SERVICES, LLC|68730
KT|KT CORP ADS|GSCO|GOLDMAN SACHS & CO. LLC|420836
KT|KT CORP ADS|GSLT|GOLDMAN SACHS & CO. LLC|4314
KT|KT CORP ADS|GTSZ|GTS SECURITIES LLC|25452
KT|KT CORP ADS|HRBF|American Enterprise Investment Services Inc.|2947
KT|KT CORP ADS|HSBC|HSBC Securities, Inc.|963
KT|KT CORP ADS|IATS|INTERACTIVE BROKERS LLC|9452
KT|KT CORP ADS|IBKR|Interactive Brokers Llc|12097
KT|KT CORP ADS|ICBX|INSTINET, LLC|55378
KT|KT CORP ADS|INCA|INSTINET, LLC|140822
KT|KT CORP ADS|INJX|INSTINET, LLC|5501
KT|KT CORP ADS|INTL|INTL FCSTONE FINANCIAL INC.|7164
KT|KT CORP ADS|ITGI|ITG Inc.|85403
KT|KT CORP ADS|ITGP|ITG INC.|223800
KT|KT CORP ADS|JANY|Janney Montgomery Scott Inc.|3508
KT|KT CORP ADS|JEFF|JEFFERIES LLC|822989
KT|KT CORP ADS|JMPT|JUMP TRADING, LLC|21439
KT|KT CORP ADS|JPBX|J.P. MORGAN SECURITIES LLC|10704
KT|KT CORP ADS|JPMX|J.P. Morgan Securities LLC|383193
KT|KT CORP ADS|JSJX|JANE STREET CAPITAL LLC|3559
KT|KT CORP ADS|KCGM|VIRTU Americas LLC|31311
KT|KT CORP ADS|LEHM|Barclays Capital Inc./Le|376550
KT|KT CORP ADS|LIME|Lime Brokerage LLC|15071
KT|KT CORP ADS|LQNA|LIQUIDNET, INC.|5400
KT|KT CORP ADS|LSCI|Lek Securities Corporation|54
KT|KT CORP ADS|MACQ|Macquarie Capital (USA) Inc.|23500
KT|KT CORP ADS|MBTS|ALLY INVEST SECURITIES LLC|1032
KT|KT CORP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107038
KT|KT CORP ADS|MOTF|MOTIF INVESTING, INC.|2
KT|KT CORP ADS|MSCO|MORGAN STANLEY & CO. LLC|436407
KT|KT CORP ADS|MSPL|MORGAN STANLEY & CO. LLC|455400
KT|KT CORP ADS|MSTX|MORGAN STANLEY & CO. LLC|91600
KT|KT CORP ADS|NFSC|National Financial Services LLC|54008
KT|KT CORP ADS|NITE|VIRTU Americas LLC|167508
KT|KT CORP ADS|NQRB|Brut, LLC|18398
KT|KT CORP ADS|PDQM|CODA MARKETS, INC.|13042
KT|KT CORP ADS|PWJC|UBS Financial Services, Inc.|50
KT|KT CORP ADS|RBCM|RBC CAPITAL MARKETS, LLC|324
KT|KT CORP ADS|SAGL|SAGETRADER, LLC|1000
KT|KT CORP ADS|SALI|INTL FCSTONE FINANCIAL INC.|1566
KT|KT CORP ADS|SBSH|Citigroup Global Markets Inc.|83373
KT|KT CORP ADS|SGMT|GOLDMAN SACHS & CO. LLC|77702
KT|KT CORP ADS|SPDR|SPEEDROUTE LLC|5700
KT|KT CORP ADS|STFL|Stifel, Nicolaus & Company, Incorporated|62
KT|KT CORP ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4484
KT|KT CORP ADS|SWIM|TD Ameritrade, Inc.|4142
KT|KT CORP ADS|TKNG|ALLY INVEST SECURITIES LLC|616
KT|KT CORP ADS|TRBT|Tradebot Systems, Inc.|52590
KT|KT CORP ADS|TRCM|TRC MARKETS LLC|15127
KT|KT CORP ADS|UBSA|UBS SECURITIES LLC|689399
KT|KT CORP ADS|UBSS|UBS Securities LLC|454802
KT|KT CORP ADS|VALX|VIRTU AMERICAS LLC|28965
KT|KT CORP ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|100
KT|KT CORP ADS|WCHV|WELLS FARGO SECURITIES, LLC|381839
KT|KT CORP ADS|WEDB|WEDBUSH SECURITIES INC.|1000
KT|KT CORP ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8
KT|KT CORP ADS|WFPB|Wells Fargo Securities, LLC.|5400
KT|KT CORP ADS|WSAG|WALL STREET ACCESS|338
KT|KT CORP ADS|WSEA|WOLVERINE SECURITIES, LLC|123
KT|KT CORP ADS|XIST|INSTINET, LLC|34000
KT|KT CORP ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|39936
KT|KT CORP ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|300
KT|KT CORP ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29
KTCC|KEY TRONIC CP     ##|APCC|Apex Clearing Corporation|9
KTCC|KEY TRONIC CP     ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|123
KTCC|KEY TRONIC CP     ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
KTCC|KEY TRONIC CP     ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1
KTCC|KEY TRONIC CP     ##|DBAB|Deutsche Bank Securities Inc.|924
KTCC|KEY TRONIC CP     ##|DBAX|Deutsche Bank Securities Inc.|100
KTCC|KEY TRONIC CP     ##|DEGS|RONIN PROFESSIONAL LLC|194
KTCC|KEY TRONIC CP     ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
KTCC|KEY TRONIC CP     ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
KTCC|KEY TRONIC CP     ##|ETRS|E*Trade Securities LLC|8068
KTCC|KEY TRONIC CP     ##|FBCO|Credit Suisse Securities (USA) LLC|1150
KTCC|KEY TRONIC CP     ##|FILL|Tradestation Securities, Inc.|1297
KTCC|KEY TRONIC CP     ##|FOMA|TD AMERITRADE CLEARING, INC.|14428
KTCC|KEY TRONIC CP     ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47
KTCC|KEY TRONIC CP     ##|FTBR|Foliofn Investments, Inc.|41
KTCC|KEY TRONIC CP     ##|GEBB|GLOBAL EXECUTION BROKERS, LP|675
KTCC|KEY TRONIC CP     ##|GLPX|ACS EXECUTION SERVICES, LLC|200
KTCC|KEY TRONIC CP     ##|GSCO|GOLDMAN SACHS & CO. LLC|330
KTCC|KEY TRONIC CP     ##|GSCS|GOLDMAN SACHS & CO. LLC|1702
KTCC|KEY TRONIC CP     ##|GSLT|GOLDMAN SACHS & CO. LLC|100
KTCC|KEY TRONIC CP     ##|GTSZ|GTS SECURITIES LLC|519
KTCC|KEY TRONIC CP     ##|HRBF|American Enterprise Investment Services Inc.|5000
KTCC|KEY TRONIC CP     ##|IATS|INTERACTIVE BROKERS LLC|1887
KTCC|KEY TRONIC CP     ##|IBKR|Interactive Brokers Llc|8533
KTCC|KEY TRONIC CP     ##|INCA|INSTINET, LLC|1264
KTCC|KEY TRONIC CP     ##|INJX|INSTINET, LLC|100
KTCC|KEY TRONIC CP     ##|ITGI|ITG Inc.|3205
KTCC|KEY TRONIC CP     ##|ITGP|ITG INC.|18000
KTCC|KEY TRONIC CP     ##|JPMX|J.P. Morgan Securities LLC|1000
KTCC|KEY TRONIC CP     ##|KCGM|VIRTU Americas LLC|100
KTCC|KEY TRONIC CP     ##|LEHM|Barclays Capital Inc./Le|544
KTCC|KEY TRONIC CP     ##|LIME|Lime Brokerage LLC|15066
KTCC|KEY TRONIC CP     ##|MAXM|Maxim Group LLC|1930
KTCC|KEY TRONIC CP     ##|MSCO|MORGAN STANLEY & CO. LLC|9647
KTCC|KEY TRONIC CP     ##|NFSC|National Financial Services LLC|10866
KTCC|KEY TRONIC CP     ##|NITE|VIRTU Americas LLC|23757
KTCC|KEY TRONIC CP     ##|PDQM|CODA MARKETS, INC.|200
KTCC|KEY TRONIC CP     ##|RAJA|Raymond James & Associates, Inc.|40
KTCC|KEY TRONIC CP     ##|RBCM|RBC CAPITAL MARKETS, LLC|300
KTCC|KEY TRONIC CP     ##|SGMT|GOLDMAN SACHS & CO. LLC|224
KTCC|KEY TRONIC CP     ##|SPDR|SPEEDROUTE LLC|101
KTCC|KEY TRONIC CP     ##|SWIM|TD Ameritrade, Inc.|6209
KTCC|KEY TRONIC CP     ##|TRCM|TRC MARKETS LLC|1717
KTCC|KEY TRONIC CP     ##|UBSA|UBS SECURITIES LLC|1683
KTCC|KEY TRONIC CP     ##|UBSS|UBS Securities LLC|10382
KTCC|KEY TRONIC CP     ##|VALX|VIRTU AMERICAS LLC|338
KTCC|KEY TRONIC CP     ##|VGRD|Vanguard Marketing Corporation|2615
KTCC|KEY TRONIC CP     ##|WCHV|WELLS FARGO SECURITIES, LLC|11402
KTCC|KEY TRONIC CP     ##|WEED|Weeden & Co.L.P.|8000
KTCC|KEY TRONIC CP     ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2220
KTCC|KEY TRONIC CP     ##|WSEA|WOLVERINE SECURITIES, LLC|25
KTCC|KEY TRONIC CP     ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|234
KTCC|KEY TRONIC CP     ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|315
KTF|DWS MUNICIPAL INCOME|APCC|Apex Clearing Corporation|7
KTF|DWS MUNICIPAL INCOME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3017
KTF|DWS MUNICIPAL INCOME|BTIG|BTIG, LLC|15087
KTF|DWS MUNICIPAL INCOME|CHAS|Charles Schwab & Co., Inc.|503
KTF|DWS MUNICIPAL INCOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1120
KTF|DWS MUNICIPAL INCOME|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|240
KTF|DWS MUNICIPAL INCOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3369
KTF|DWS MUNICIPAL INCOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
KTF|DWS MUNICIPAL INCOME|DADA|D.A. Davidson & Co.|526
KTF|DWS MUNICIPAL INCOME|DBAX|Deutsche Bank Securities Inc.|8100
KTF|DWS MUNICIPAL INCOME|DEAN|MORGAN STANLEY|2520
KTF|DWS MUNICIPAL INCOME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9464
KTF|DWS MUNICIPAL INCOME|EBXL|EBX LLC|6300
KTF|DWS MUNICIPAL INCOME|EDJO|Edward D. Jones & Co., L.P.|1807
KTF|DWS MUNICIPAL INCOME|EGAM|CBOE TRADING, INC.|200
KTF|DWS MUNICIPAL INCOME|ETBE|Electronic Transaction Clearing, Inc.|200
KTF|DWS MUNICIPAL INCOME|ETRS|E*Trade Securities LLC|14026
KTF|DWS MUNICIPAL INCOME|FILL|Tradestation Securities, Inc.|90
KTF|DWS MUNICIPAL INCOME|FMAF|NBCN Inc./ CDS|200
KTF|DWS MUNICIPAL INCOME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10903
KTF|DWS MUNICIPAL INCOME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14818
KTF|DWS MUNICIPAL INCOME|FTBR|Foliofn Investments, Inc.|81
KTF|DWS MUNICIPAL INCOME|GSCO|GOLDMAN SACHS & CO. LLC|11377
KTF|DWS MUNICIPAL INCOME|GSCS|GOLDMAN SACHS & CO. LLC|200
KTF|DWS MUNICIPAL INCOME|GSLT|GOLDMAN SACHS & CO. LLC|100
KTF|DWS MUNICIPAL INCOME|GTSZ|GTS SECURITIES LLC|531
KTF|DWS MUNICIPAL INCOME|HRBF|American Enterprise Investment Services Inc.|13155
KTF|DWS MUNICIPAL INCOME|IATS|INTERACTIVE BROKERS LLC|856
KTF|DWS MUNICIPAL INCOME|IBKR|Interactive Brokers Llc|4767
KTF|DWS MUNICIPAL INCOME|ICBX|INSTINET, LLC|1400
KTF|DWS MUNICIPAL INCOME|INCA|INSTINET, LLC|465
KTF|DWS MUNICIPAL INCOME|ITGI|ITG Inc.|5527
KTF|DWS MUNICIPAL INCOME|ITGP|ITG INC.|1000
KTF|DWS MUNICIPAL INCOME|JANY|Janney Montgomery Scott Inc.|250
KTF|DWS MUNICIPAL INCOME|JPMX|J.P. Morgan Securities LLC|400
KTF|DWS MUNICIPAL INCOME|KCGM|VIRTU Americas LLC|453
KTF|DWS MUNICIPAL INCOME|LEHM|Barclays Capital Inc./Le|3800
KTF|DWS MUNICIPAL INCOME|LIME|Lime Brokerage LLC|276
KTF|DWS MUNICIPAL INCOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
KTF|DWS MUNICIPAL INCOME|MSCO|MORGAN STANLEY & CO. LLC|55921
KTF|DWS MUNICIPAL INCOME|MSPL|MORGAN STANLEY & CO. LLC|17000
KTF|DWS MUNICIPAL INCOME|NBCS|NBC Securities, INC.|500
KTF|DWS MUNICIPAL INCOME|NFSC|National Financial Services LLC|123691
KTF|DWS MUNICIPAL INCOME|NITE|VIRTU Americas LLC|189352
KTF|DWS MUNICIPAL INCOME|NQRB|Brut, LLC|1199
KTF|DWS MUNICIPAL INCOME|NTRC|Northern Trust Securities, Inc.|504
KTF|DWS MUNICIPAL INCOME|OPCO|Oppenheimer & Co. Inc.|10900
KTF|DWS MUNICIPAL INCOME|PDQM|CODA MARKETS, INC.|2500
KTF|DWS MUNICIPAL INCOME|PWJC|UBS Financial Services, Inc.|17864
KTF|DWS MUNICIPAL INCOME|RBCM|RBC CAPITAL MARKETS, LLC|10030
KTF|DWS MUNICIPAL INCOME|SALI|INTL FCSTONE FINANCIAL INC.|729
KTF|DWS MUNICIPAL INCOME|SBSH|Citigroup Global Markets Inc.|20503
KTF|DWS MUNICIPAL INCOME|SGMT|GOLDMAN SACHS & CO. LLC|1400
KTF|DWS MUNICIPAL INCOME|STFL|Stifel, Nicolaus & Company, Incorporated|7109
KTF|DWS MUNICIPAL INCOME|SWIM|TD Ameritrade, Inc.|2415
KTF|DWS MUNICIPAL INCOME|SWST|Hilltop Securities Inc.|20429
KTF|DWS MUNICIPAL INCOME|TRBT|Tradebot Systems, Inc.|1657
KTF|DWS MUNICIPAL INCOME|UBSA|UBS SECURITIES LLC|13955
KTF|DWS MUNICIPAL INCOME|UBSS|UBS Securities LLC|61649
KTF|DWS MUNICIPAL INCOME|VGRD|Vanguard Marketing Corporation|16927
KTF|DWS MUNICIPAL INCOME|WCHV|WELLS FARGO SECURITIES, LLC|49282
KTF|DWS MUNICIPAL INCOME|WEDB|WEDBUSH SECURITIES INC.|2
KTF|DWS MUNICIPAL INCOME|WEED|Weeden & Co.L.P.|55
KTF|DWS MUNICIPAL INCOME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|603
KTF|DWS MUNICIPAL INCOME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21543
KTF|DWS MUNICIPAL INCOME|WSEA|WOLVERINE SECURITIES, LLC|700
KTF|DWS MUNICIPAL INCOME|XSTM|NATIONAL FINANCIAL SERVICES LLC|6110
KTF|DWS MUNICIPAL INCOME|YKNA|COMHAR CAPITAL MARKETS, LLC|400
KTF|DWS MUNICIPAL INCOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31743
KTH|STR PD 8 PECO TR 3|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
KTH|STR PD 8 PECO TR 3|CROS|CREDIT SUISSE SECURITIES (USA) LLC|327
KTH|STR PD 8 PECO TR 3|DBAX|Deutsche Bank Securities Inc.|100
KTH|STR PD 8 PECO TR 3|EDJO|Edward D. Jones & Co., L.P.|266
KTH|STR PD 8 PECO TR 3|ETRS|E*Trade Securities LLC|203
KTH|STR PD 8 PECO TR 3|GTSZ|GTS SECURITIES LLC|100
KTH|STR PD 8 PECO TR 3|IBKR|Interactive Brokers Llc|140
KTH|STR PD 8 PECO TR 3|ITGI|ITG Inc.|14
KTH|STR PD 8 PECO TR 3|LIME|Lime Brokerage LLC|127
KTH|STR PD 8 PECO TR 3|MSCO|MORGAN STANLEY & CO. LLC|240
KTH|STR PD 8 PECO TR 3|NFSC|National Financial Services LLC|1800
KTH|STR PD 8 PECO TR 3|NITE|VIRTU Americas LLC|7537
KTH|STR PD 8 PECO TR 3|RBCM|RBC CAPITAL MARKETS, LLC|325
KTH|STR PD 8 PECO TR 3|SPDR|SPEEDROUTE LLC|100
KTH|STR PD 8 PECO TR 3|UBSA|UBS SECURITIES LLC|100
KTH|STR PD 8 PECO TR 3|UBSS|UBS Securities LLC|500
KTH|STR PD 8 PECO TR 3|VGRD|Vanguard Marketing Corporation|577
KTH|STR PD 8 PECO TR 3|WCHV|WELLS FARGO SECURITIES, LLC|300
KTN|STR PD AON A 8.205|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
KTN|STR PD AON A 8.205|DEAN|MORGAN STANLEY|66
KTN|STR PD AON A 8.205|EDJO|Edward D. Jones & Co., L.P.|697
KTN|STR PD AON A 8.205|GSCS|GOLDMAN SACHS & CO. LLC|200
KTN|STR PD AON A 8.205|GTSZ|GTS SECURITIES LLC|100
KTN|STR PD AON A 8.205|LIME|Lime Brokerage LLC|100
KTN|STR PD AON A 8.205|MSCO|MORGAN STANLEY & CO. LLC|473
KTN|STR PD AON A 8.205|NFSC|National Financial Services LLC|1117
KTN|STR PD AON A 8.205|NITE|VIRTU Americas LLC|1867
KTN|STR PD AON A 8.205|PWJC|UBS Financial Services, Inc.|500
KTN|STR PD AON A 8.205|UBSA|UBS SECURITIES LLC|300
KTN|STR PD AON A 8.205|UBSS|UBS Securities LLC|1410
KTN|STR PD AON A 8.205|WCHV|WELLS FARGO SECURITIES, LLC|425
KTN|STR PD AON A 8.205|YLPL|Linsco/Private Ledger Financial Services, Incorporated|255
KTOS|KRATOS DEFNS|AGCP|AEGIS CAPITAL CORP.|1215
KTOS|KRATOS DEFNS|AGIS|Aegis Capital Corp.|9345
KTOS|KRATOS DEFNS|ALTX|Alternet Securities Inc.|720
KTOS|KRATOS DEFNS|APCC|Apex Clearing Corporation|4106
KTOS|KRATOS DEFNS|BARD|Robert W. Baird & Co. Incorporated|2910
KTOS|KRATOS DEFNS|BATM|CBOE TRADING, INC.|1300
KTOS|KRATOS DEFNS|BBNT|BB&T SECURITIES, LLC|544
KTOS|KRATOS DEFNS|BERN|Sanford C. Bernstein & Co., LLC|62800
KTOS|KRATOS DEFNS|BIMI|Banca IMI Securities Corp.|10
KTOS|KRATOS DEFNS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13323
KTOS|KRATOS DEFNS|BLKX|INSTINET, LLC|250530
KTOS|KRATOS DEFNS|BMOC|BMO Capital Markets Corp.|13857
KTOS|KRATOS DEFNS|BMSI|BULL MARKET SECURITIES, INC.|900
KTOS|KRATOS DEFNS|BNPX|BNP PARIBAS SECURITIES CORP.|37257
KTOS|KRATOS DEFNS|BRGE|Newbridge Securities Corp.|6300
KTOS|KRATOS DEFNS|BTIG|BTIG, LLC|6771
KTOS|KRATOS DEFNS|BZYD|GOLDMAN SACHS & CO. LLC|1800
KTOS|KRATOS DEFNS|CANT|Cantor Fitzgerald & Co.|787
KTOS|KRATOS DEFNS|CHAS|Charles Schwab & Co., Inc.|4294
KTOS|KRATOS DEFNS|CIST|Capital Institutional Services, Inc.|442
KTOS|KRATOS DEFNS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19993
KTOS|KRATOS DEFNS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
KTOS|KRATOS DEFNS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|257064
KTOS|KRATOS DEFNS|CTDL|Citadel Derivatives Group Llc|57232
KTOS|KRATOS DEFNS|CTLR|CUTLER GROUP, LP|319
KTOS|KRATOS DEFNS|CXCX|CITIGROUP GLOBAL MARKETS INC.|63896
KTOS|KRATOS DEFNS|DBAB|Deutsche Bank Securities Inc.|286739
KTOS|KRATOS DEFNS|DBAX|Deutsche Bank Securities Inc.|267600
KTOS|KRATOS DEFNS|DBUL|Deutsche Bank Securities Inc.|3594
KTOS|KRATOS DEFNS|DEAN|MORGAN STANLEY|6510
KTOS|KRATOS DEFNS|DEGS|RONIN PROFESSIONAL LLC|6135
KTOS|KRATOS DEFNS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9183
KTOS|KRATOS DEFNS|EBXL|EBX LLC|91000
KTOS|KRATOS DEFNS|ECUT|CONVERGEX EXECUTION SOLUTIONS|12285
KTOS|KRATOS DEFNS|EDJO|Edward D. Jones & Co., L.P.|8814
KTOS|KRATOS DEFNS|EGAM|CBOE TRADING, INC.|2416
KTOS|KRATOS DEFNS|EGXM|CBOE TRADING, INC.|1144
KTOS|KRATOS DEFNS|EGXW|CBOE TRADING, INC.|22
KTOS|KRATOS DEFNS|ETBE|Electronic Transaction Clearing, Inc.|18899
KTOS|KRATOS DEFNS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|14196
KTOS|KRATOS DEFNS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1676
KTOS|KRATOS DEFNS|ETRS|E*Trade Securities LLC|282567
KTOS|KRATOS DEFNS|FBCO|Credit Suisse Securities (USA) LLC|829113
KTOS|KRATOS DEFNS|FILL|Tradestation Securities, Inc.|6628
KTOS|KRATOS DEFNS|FOMA|TD AMERITRADE CLEARING, INC.|592280
KTOS|KRATOS DEFNS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|132688
KTOS|KRATOS DEFNS|FTBR|Foliofn Investments, Inc.|2908
KTOS|KRATOS DEFNS|GEBB|GLOBAL EXECUTION BROKERS, LP|37813
KTOS|KRATOS DEFNS|GLIS|TD Securities Inc|200
KTOS|KRATOS DEFNS|GLPX|ACS EXECUTION SERVICES, LLC|2448
KTOS|KRATOS DEFNS|GSCO|GOLDMAN SACHS & CO. LLC|871249
KTOS|KRATOS DEFNS|GSCS|GOLDMAN SACHS & CO. LLC|33406
KTOS|KRATOS DEFNS|GSLT|GOLDMAN SACHS & CO. LLC|8458
KTOS|KRATOS DEFNS|GTSZ|GTS SECURITIES LLC|7964
KTOS|KRATOS DEFNS|HAPX|HAP Trading, LLC|4084
KTOS|KRATOS DEFNS|HPPX|POTAMUS TRADING, LLC|788
KTOS|KRATOS DEFNS|HRBF|American Enterprise Investment Services Inc.|14550
KTOS|KRATOS DEFNS|HSBC|HSBC Securities, Inc.|2303
KTOS|KRATOS DEFNS|IATS|INTERACTIVE BROKERS LLC|12527
KTOS|KRATOS DEFNS|IBKR|Interactive Brokers Llc|130566
KTOS|KRATOS DEFNS|ICBX|INSTINET, LLC|39903
KTOS|KRATOS DEFNS|IEQY|CITADEL SECURITIES LLC|59656
KTOS|KRATOS DEFNS|INCA|INSTINET, LLC|584780
KTOS|KRATOS DEFNS|INJX|INSTINET, LLC|21340
KTOS|KRATOS DEFNS|ITGI|ITG Inc.|60089
KTOS|KRATOS DEFNS|ITGP|ITG INC.|113200
KTOS|KRATOS DEFNS|JANY|Janney Montgomery Scott Inc.|6848
KTOS|KRATOS DEFNS|JEFF|JEFFERIES LLC|248126
KTOS|KRATOS DEFNS|JMPT|JUMP TRADING, LLC|75599
KTOS|KRATOS DEFNS|JPBX|J.P. MORGAN SECURITIES LLC|17254
KTOS|KRATOS DEFNS|JPMX|J.P. Morgan Securities LLC|173189
KTOS|KRATOS DEFNS|JSJX|JANE STREET CAPITAL LLC|2984
KTOS|KRATOS DEFNS|KCGM|VIRTU Americas LLC|32176
KTOS|KRATOS DEFNS|LEHM|Barclays Capital Inc./Le|784274
KTOS|KRATOS DEFNS|LIME|Lime Brokerage LLC|191316
KTOS|KRATOS DEFNS|LOOP|Loop Capital Markets LLC|1198
KTOS|KRATOS DEFNS|LQNA|LIQUIDNET, INC.|31200
KTOS|KRATOS DEFNS|LQNB|LIQUIDNET, INC.|598
KTOS|KRATOS DEFNS|LSCI|Lek Securities Corporation|806
KTOS|KRATOS DEFNS|LTCO|Ladenburg, Thalmann & Co., Inc.|2528
KTOS|KRATOS DEFNS|MACC|Mid Atlantic Capital Corporation|788
KTOS|KRATOS DEFNS|MAXM|Maxim Group LLC|9994
KTOS|KRATOS DEFNS|MBTS|ALLY INVEST SECURITIES LLC|719
KTOS|KRATOS DEFNS|MCMF|Raymond James Ltd. Cds|1082
KTOS|KRATOS DEFNS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|186989
KTOS|KRATOS DEFNS|MOTF|MOTIF INVESTING, INC.|105
KTOS|KRATOS DEFNS|MSCO|MORGAN STANLEY & CO. LLC|2875766
KTOS|KRATOS DEFNS|MSPL|MORGAN STANLEY & CO. LLC|650100
KTOS|KRATOS DEFNS|MSTX|MORGAN STANLEY & CO. LLC|217800
KTOS|KRATOS DEFNS|NATL|National Securities Corporation|1300
KTOS|KRATOS DEFNS|NBCS|NBC Securities, INC.|80
KTOS|KRATOS DEFNS|NEED|Needham & Company, LLC|3100
KTOS|KRATOS DEFNS|NFSC|National Financial Services LLC|380070
KTOS|KRATOS DEFNS|NITE|VIRTU Americas LLC|1030400
KTOS|KRATOS DEFNS|NITP|VIRTU Americas LLC|4793
KTOS|KRATOS DEFNS|NQRB|Brut, LLC|23411
KTOS|KRATOS DEFNS|NTRC|Northern Trust Securities, Inc.|102
KTOS|KRATOS DEFNS|OPCO|Oppenheimer & Co. Inc.|9698
KTOS|KRATOS DEFNS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3700
KTOS|KRATOS DEFNS|PDQM|CODA MARKETS, INC.|3841
KTOS|KRATOS DEFNS|PHLY|NASDAQ Execution Services, LLC|400
KTOS|KRATOS DEFNS|PIPR|Piper Jaffray & Co.|125
KTOS|KRATOS DEFNS|PWJC|UBS Financial Services, Inc.|3200
KTOS|KRATOS DEFNS|RAJA|Raymond James & Associates, Inc.|29117
KTOS|KRATOS DEFNS|RBCM|RBC CAPITAL MARKETS, LLC|50574
KTOS|KRATOS DEFNS|RGLD|Regal Securities, Inc|5
KTOS|KRATOS DEFNS|RHCO|Suntrust Robinson Humphrey, Inc.|28754
KTOS|KRATOS DEFNS|SAGL|SAGETRADER, LLC|2500
KTOS|KRATOS DEFNS|SAGW|SAGETRADER, LLC|4208
KTOS|KRATOS DEFNS|SALI|INTL FCSTONE FINANCIAL INC.|2300
KTOS|KRATOS DEFNS|SBSH|Citigroup Global Markets Inc.|552503
KTOS|KRATOS DEFNS|SEIC|SEI Investments Distribution Co.|100
KTOS|KRATOS DEFNS|SGMT|GOLDMAN SACHS & CO. LLC|130241
KTOS|KRATOS DEFNS|SPDR|SPEEDROUTE LLC|1000
KTOS|KRATOS DEFNS|SPHN|Stephens Inc.|4800
KTOS|KRATOS DEFNS|STFL|Stifel, Nicolaus & Company, Incorporated|10786
KTOS|KRATOS DEFNS|STKP|STOCKPILE INVESTMENTS, INC.|646
KTOS|KRATOS DEFNS|SWIM|TD Ameritrade, Inc.|353474
KTOS|KRATOS DEFNS|SWST|Hilltop Securities Inc.|24812
KTOS|KRATOS DEFNS|TKNG|ALLY INVEST SECURITIES LLC|1719
KTOS|KRATOS DEFNS|TRBT|Tradebot Systems, Inc.|231390
KTOS|KRATOS DEFNS|TRCM|TRC MARKETS LLC|136804
KTOS|KRATOS DEFNS|TWTT|TASTYWORKS, INC.|425
KTOS|KRATOS DEFNS|UBSA|UBS SECURITIES LLC|579431
KTOS|KRATOS DEFNS|UBSS|UBS Securities LLC|1031289
KTOS|KRATOS DEFNS|VALX|VIRTU AMERICAS LLC|39381
KTOS|KRATOS DEFNS|VGRD|Vanguard Marketing Corporation|62563
KTOS|KRATOS DEFNS|WBPX|SUMMIT SECURITIES GROUP, LLC|3612
KTOS|KRATOS DEFNS|WCHV|WELLS FARGO SECURITIES, LLC|184487
KTOS|KRATOS DEFNS|WEDB|WEDBUSH SECURITIES INC.|1510
KTOS|KRATOS DEFNS|WEED|Weeden & Co.L.P.|378700
KTOS|KRATOS DEFNS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7907
KTOS|KRATOS DEFNS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16126
KTOS|KRATOS DEFNS|WGIF|CIBC World Markets Inc.|432
KTOS|KRATOS DEFNS|WORD|Worden Capital Management LLC|3375
KTOS|KRATOS DEFNS|WSEA|WOLVERINE SECURITIES, LLC|13281
KTOS|KRATOS DEFNS|XIST|INSTINET, LLC|3200
KTOS|KRATOS DEFNS|XPQR|Jump Trading|2400
KTOS|KRATOS DEFNS|XSTM|NATIONAL FINANCIAL SERVICES LLC|49502
KTOS|KRATOS DEFNS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
KTOS|KRATOS DEFNS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8286
KTOV|KITOV PHARMA LTD ADS|ALTX|Alternet Securities Inc.|19445
KTOV|KITOV PHARMA LTD ADS|APCC|Apex Clearing Corporation|98551
KTOV|KITOV PHARMA LTD ADS|BATM|CBOE TRADING, INC.|1422
KTOV|KITOV PHARMA LTD ADS|BERN|Sanford C. Bernstein & Co., LLC|385235
KTOV|KITOV PHARMA LTD ADS|BIMI|Banca IMI Securities Corp.|13910
KTOV|KITOV PHARMA LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21315
KTOV|KITOV PHARMA LTD ADS|BLKX|INSTINET, LLC|5000
KTOV|KITOV PHARMA LTD ADS|BTIG|BTIG, LLC|35592
KTOV|KITOV PHARMA LTD ADS|BYXM|CBOE TRADING, INC.|50
KTOV|KITOV PHARMA LTD ADS|CHAS|Charles Schwab & Co., Inc.|7625
KTOV|KITOV PHARMA LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8616
KTOV|KITOV PHARMA LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3600
KTOV|KITOV PHARMA LTD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18309
KTOV|KITOV PHARMA LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149147
KTOV|KITOV PHARMA LTD ADS|CTDL|Citadel Derivatives Group Llc|6821
KTOV|KITOV PHARMA LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|32182
KTOV|KITOV PHARMA LTD ADS|DBAB|Deutsche Bank Securities Inc.|84175
KTOV|KITOV PHARMA LTD ADS|DBAX|Deutsche Bank Securities Inc.|81600
KTOV|KITOV PHARMA LTD ADS|DEAN|MORGAN STANLEY|5000
KTOV|KITOV PHARMA LTD ADS|DEGS|RONIN PROFESSIONAL LLC|25550
KTOV|KITOV PHARMA LTD ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11100
KTOV|KITOV PHARMA LTD ADS|EBXL|EBX LLC|58500
KTOV|KITOV PHARMA LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|13093
KTOV|KITOV PHARMA LTD ADS|EGAM|CBOE TRADING, INC.|5700
KTOV|KITOV PHARMA LTD ADS|EGAW|CBOE TRADING, INC.|91
KTOV|KITOV PHARMA LTD ADS|EGXM|CBOE TRADING, INC.|19129
KTOV|KITOV PHARMA LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|1951
KTOV|KITOV PHARMA LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2290
KTOV|KITOV PHARMA LTD ADS|ETRS|E*Trade Securities LLC|948600
KTOV|KITOV PHARMA LTD ADS|FBCO|Credit Suisse Securities (USA) LLC|136876
KTOV|KITOV PHARMA LTD ADS|FILL|Tradestation Securities, Inc.|36711
KTOV|KITOV PHARMA LTD ADS|FMAF|NBCN Inc./ CDS|5231
KTOV|KITOV PHARMA LTD ADS|FOMA|TD AMERITRADE CLEARING, INC.|1670820
KTOV|KITOV PHARMA LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16384
KTOV|KITOV PHARMA LTD ADS|FTBR|Foliofn Investments, Inc.|17
KTOV|KITOV PHARMA LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|7395
KTOV|KITOV PHARMA LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|30144
KTOV|KITOV PHARMA LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|62504
KTOV|KITOV PHARMA LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|12963
KTOV|KITOV PHARMA LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|28600
KTOV|KITOV PHARMA LTD ADS|GTSZ|GTS SECURITIES LLC|9084
KTOV|KITOV PHARMA LTD ADS|HRBF|American Enterprise Investment Services Inc.|9680
KTOV|KITOV PHARMA LTD ADS|HSBC|HSBC Securities, Inc.|8489
KTOV|KITOV PHARMA LTD ADS|IATS|INTERACTIVE BROKERS LLC|38434
KTOV|KITOV PHARMA LTD ADS|IBKR|Interactive Brokers Llc|703109
KTOV|KITOV PHARMA LTD ADS|ICBX|INSTINET, LLC|42856
KTOV|KITOV PHARMA LTD ADS|INCA|INSTINET, LLC|51722
KTOV|KITOV PHARMA LTD ADS|INJX|INSTINET, LLC|45947
KTOV|KITOV PHARMA LTD ADS|ITGI|ITG Inc.|24901
KTOV|KITOV PHARMA LTD ADS|ITGP|ITG INC.|60800
KTOV|KITOV PHARMA LTD ADS|JANY|Janney Montgomery Scott Inc.|2700
KTOV|KITOV PHARMA LTD ADS|JEFF|JEFFERIES LLC|67925
KTOV|KITOV PHARMA LTD ADS|JMPT|JUMP TRADING, LLC|23383
KTOV|KITOV PHARMA LTD ADS|JONE|JonesTrading|94122
KTOV|KITOV PHARMA LTD ADS|JPMX|J.P. Morgan Securities LLC|39338
KTOV|KITOV PHARMA LTD ADS|JSJX|JANE STREET CAPITAL LLC|3200
KTOV|KITOV PHARMA LTD ADS|KCGM|VIRTU Americas LLC|57206
KTOV|KITOV PHARMA LTD ADS|KCRD|PHX FINANCIAL, INC.|1000
KTOV|KITOV PHARMA LTD ADS|LEHM|Barclays Capital Inc./Le|140200
KTOV|KITOV PHARMA LTD ADS|LIME|Lime Brokerage LLC|65981
KTOV|KITOV PHARMA LTD ADS|LMGP|LIME BROKERAGE LLC|200
KTOV|KITOV PHARMA LTD ADS|LSCI|Lek Securities Corporation|4313
KTOV|KITOV PHARMA LTD ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8486
KTOV|KITOV PHARMA LTD ADS|MAXM|Maxim Group LLC|18996
KTOV|KITOV PHARMA LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62188
KTOV|KITOV PHARMA LTD ADS|MOTF|MOTIF INVESTING, INC.|7
KTOV|KITOV PHARMA LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|565740
KTOV|KITOV PHARMA LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|29200
KTOV|KITOV PHARMA LTD ADS|NFSC|National Financial Services LLC|1296343
KTOV|KITOV PHARMA LTD ADS|NITE|VIRTU Americas LLC|2496301
KTOV|KITOV PHARMA LTD ADS|NORT|Northland Securities, Inc.|109766
KTOV|KITOV PHARMA LTD ADS|NQRB|Brut, LLC|9834
KTOV|KITOV PHARMA LTD ADS|OPCO|Oppenheimer & Co. Inc.|19818
KTOV|KITOV PHARMA LTD ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|390
KTOV|KITOV PHARMA LTD ADS|PCPT|PHILLIP CAPITAL INC.|1400
KTOV|KITOV PHARMA LTD ADS|PDQM|CODA MARKETS, INC.|60355
KTOV|KITOV PHARMA LTD ADS|RAJA|Raymond James & Associates, Inc.|8900
KTOV|KITOV PHARMA LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|7900
KTOV|KITOV PHARMA LTD ADS|SAGL|SAGETRADER, LLC|3100
KTOV|KITOV PHARMA LTD ADS|SBSH|Citigroup Global Markets Inc.|33702
KTOV|KITOV PHARMA LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|28754
KTOV|KITOV PHARMA LTD ADS|SPDR|SPEEDROUTE LLC|11968
KTOV|KITOV PHARMA LTD ADS|SWIM|TD Ameritrade, Inc.|644817
KTOV|KITOV PHARMA LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|24017
KTOV|KITOV PHARMA LTD ADS|TRBT|Tradebot Systems, Inc.|2108
KTOV|KITOV PHARMA LTD ADS|TRCM|TRC MARKETS LLC|5800
KTOV|KITOV PHARMA LTD ADS|TWTT|TASTYWORKS, INC.|2600
KTOV|KITOV PHARMA LTD ADS|UBSA|UBS SECURITIES LLC|299583
KTOV|KITOV PHARMA LTD ADS|UBSS|UBS Securities LLC|413690
KTOV|KITOV PHARMA LTD ADS|VALX|VIRTU AMERICAS LLC|2600
KTOV|KITOV PHARMA LTD ADS|VGRD|Vanguard Marketing Corporation|52100
KTOV|KITOV PHARMA LTD ADS|VSIN|Vision Financial Markets Llc|11500
KTOV|KITOV PHARMA LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|57317
KTOV|KITOV PHARMA LTD ADS|WEDB|WEDBUSH SECURITIES INC.|2000
KTOV|KITOV PHARMA LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11030
KTOV|KITOV PHARMA LTD ADS|WGIF|CIBC World Markets Inc.|32975
KTOV|KITOV PHARMA LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|21179
KTOV|KITOV PHARMA LTD ADS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|52400
KTOV|KITOV PHARMA LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|73906
KTOV|KITOV PHARMA LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
KTOV|KITOV PHARMA LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
KTOVW|KITOV PHARMA LTD WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
KTOVW|KITOV PHARMA LTD WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|701
KTOVW|KITOV PHARMA LTD WT|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
KTOVW|KITOV PHARMA LTD WT|EBXL|EBX LLC|800
KTOVW|KITOV PHARMA LTD WT|ETRS|E*Trade Securities LLC|39391
KTOVW|KITOV PHARMA LTD WT|FOMA|TD AMERITRADE CLEARING, INC.|115328
KTOVW|KITOV PHARMA LTD WT|GSCO|GOLDMAN SACHS & CO. LLC|4775
KTOVW|KITOV PHARMA LTD WT|GSLT|GOLDMAN SACHS & CO. LLC|4453
KTOVW|KITOV PHARMA LTD WT|IBKR|Interactive Brokers Llc|9051
KTOVW|KITOV PHARMA LTD WT|ICBX|INSTINET, LLC|100
KTOVW|KITOV PHARMA LTD WT|INCA|INSTINET, LLC|2
KTOVW|KITOV PHARMA LTD WT|LEHM|Barclays Capital Inc./Le|800
KTOVW|KITOV PHARMA LTD WT|LIME|Lime Brokerage LLC|500
KTOVW|KITOV PHARMA LTD WT|LTCO|Ladenburg, Thalmann & Co., Inc.|12370
KTOVW|KITOV PHARMA LTD WT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
KTOVW|KITOV PHARMA LTD WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
KTOVW|KITOV PHARMA LTD WT|MSCO|MORGAN STANLEY & CO. LLC|16713
KTOVW|KITOV PHARMA LTD WT|NFSC|National Financial Services LLC|18981
KTOVW|KITOV PHARMA LTD WT|NITE|VIRTU Americas LLC|91403
KTOVW|KITOV PHARMA LTD WT|PDQM|CODA MARKETS, INC.|808
KTOVW|KITOV PHARMA LTD WT|RBCM|RBC CAPITAL MARKETS, LLC|2655
KTOVW|KITOV PHARMA LTD WT|SGMT|GOLDMAN SACHS & CO. LLC|766
KTOVW|KITOV PHARMA LTD WT|SWIM|TD Ameritrade, Inc.|26479
KTOVW|KITOV PHARMA LTD WT|UBSA|UBS SECURITIES LLC|5626
KTOVW|KITOV PHARMA LTD WT|UBSS|UBS Securities LLC|3280
KTOVW|KITOV PHARMA LTD WT|VGRD|Vanguard Marketing Corporation|700
KTOVW|KITOV PHARMA LTD WT|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
KTP|STR PD 7.625 JC PENN|ALTX|Alternet Securities Inc.|200
KTP|STR PD 7.625 JC PENN|APCC|Apex Clearing Corporation|530
KTP|STR PD 7.625 JC PENN|BNCH|The Benchmark Company, LLC|3000
KTP|STR PD 7.625 JC PENN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1475
KTP|STR PD 7.625 JC PENN|DBAX|Deutsche Bank Securities Inc.|1400
KTP|STR PD 7.625 JC PENN|DEAN|MORGAN STANLEY|2493
KTP|STR PD 7.625 JC PENN|EBXL|EBX LLC|1200
KTP|STR PD 7.625 JC PENN|EDJO|Edward D. Jones & Co., L.P.|850
KTP|STR PD 7.625 JC PENN|ETRS|E*Trade Securities LLC|7760
KTP|STR PD 7.625 JC PENN|FILL|Tradestation Securities, Inc.|100
KTP|STR PD 7.625 JC PENN|FTBR|Foliofn Investments, Inc.|1
KTP|STR PD 7.625 JC PENN|GLPX|ACS EXECUTION SERVICES, LLC|900
KTP|STR PD 7.625 JC PENN|GSCO|GOLDMAN SACHS & CO. LLC|1200
KTP|STR PD 7.625 JC PENN|GSCS|GOLDMAN SACHS & CO. LLC|2371
KTP|STR PD 7.625 JC PENN|GTSZ|GTS SECURITIES LLC|2381
KTP|STR PD 7.625 JC PENN|HRBF|American Enterprise Investment Services Inc.|205
KTP|STR PD 7.625 JC PENN|IATS|INTERACTIVE BROKERS LLC|840
KTP|STR PD 7.625 JC PENN|IBKR|Interactive Brokers Llc|4375
KTP|STR PD 7.625 JC PENN|ICBX|INSTINET, LLC|200
KTP|STR PD 7.625 JC PENN|INCA|INSTINET, LLC|575
KTP|STR PD 7.625 JC PENN|KCGM|VIRTU Americas LLC|200
KTP|STR PD 7.625 JC PENN|LEHM|Barclays Capital Inc./Le|600
KTP|STR PD 7.625 JC PENN|LIME|Lime Brokerage LLC|1657
KTP|STR PD 7.625 JC PENN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
KTP|STR PD 7.625 JC PENN|MSPL|MORGAN STANLEY & CO. LLC|300
KTP|STR PD 7.625 JC PENN|NFSC|National Financial Services LLC|8346
KTP|STR PD 7.625 JC PENN|NITE|VIRTU Americas LLC|28292
KTP|STR PD 7.625 JC PENN|NQRB|Brut, LLC|200
KTP|STR PD 7.625 JC PENN|PDQM|CODA MARKETS, INC.|1300
KTP|STR PD 7.625 JC PENN|RBCM|RBC CAPITAL MARKETS, LLC|5050
KTP|STR PD 7.625 JC PENN|SGMT|GOLDMAN SACHS & CO. LLC|732
KTP|STR PD 7.625 JC PENN|SWIM|TD Ameritrade, Inc.|2400
KTP|STR PD 7.625 JC PENN|UBSA|UBS SECURITIES LLC|4520
KTP|STR PD 7.625 JC PENN|UBSS|UBS Securities LLC|1840
KTP|STR PD 7.625 JC PENN|VGRD|Vanguard Marketing Corporation|1800
KTP|STR PD 7.625 JC PENN|WCHV|WELLS FARGO SECURITIES, LLC|7564
KTP|STR PD 7.625 JC PENN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
KTP|STR PD 7.625 JC PENN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
KTP|STR PD 7.625 JC PENN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1290
KTWO|K2M GROUP HLDNGS CMN|ADAM|CANACCORD GENUITY INC.|12649
KTWO|K2M GROUP HLDNGS CMN|ALTX|Alternet Securities Inc.|8502
KTWO|K2M GROUP HLDNGS CMN|APCC|Apex Clearing Corporation|12
KTWO|K2M GROUP HLDNGS CMN|BARD|Robert W. Baird & Co. Incorporated|683
KTWO|K2M GROUP HLDNGS CMN|BATM|CBOE TRADING, INC.|1603
KTWO|K2M GROUP HLDNGS CMN|BERN|Sanford C. Bernstein & Co., LLC|58371
KTWO|K2M GROUP HLDNGS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|238
KTWO|K2M GROUP HLDNGS CMN|BLKX|INSTINET, LLC|13500
KTWO|K2M GROUP HLDNGS CMN|BMOC|BMO Capital Markets Corp.|6578
KTWO|K2M GROUP HLDNGS CMN|BNCH|The Benchmark Company, LLC|3045
KTWO|K2M GROUP HLDNGS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2074
KTWO|K2M GROUP HLDNGS CMN|BRGE|Newbridge Securities Corp.|3955
KTWO|K2M GROUP HLDNGS CMN|BTIG|BTIG, LLC|138413
KTWO|K2M GROUP HLDNGS CMN|BYXM|CBOE TRADING, INC.|400
KTWO|K2M GROUP HLDNGS CMN|BZYD|GOLDMAN SACHS & CO. LLC|4913
KTWO|K2M GROUP HLDNGS CMN|CIST|Capital Institutional Services, Inc.|3901
KTWO|K2M GROUP HLDNGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|128983
KTWO|K2M GROUP HLDNGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4803
KTWO|K2M GROUP HLDNGS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|729
KTWO|K2M GROUP HLDNGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|194135
KTWO|K2M GROUP HLDNGS CMN|CTDL|Citadel Derivatives Group Llc|4158
KTWO|K2M GROUP HLDNGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|41780
KTWO|K2M GROUP HLDNGS CMN|DBAB|Deutsche Bank Securities Inc.|126987
KTWO|K2M GROUP HLDNGS CMN|DBAX|Deutsche Bank Securities Inc.|148700
KTWO|K2M GROUP HLDNGS CMN|DEAN|MORGAN STANLEY|7996
KTWO|K2M GROUP HLDNGS CMN|DEGS|RONIN PROFESSIONAL LLC|6994
KTWO|K2M GROUP HLDNGS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
KTWO|K2M GROUP HLDNGS CMN|DRWC|DRW SECURITIES, L.L.C.|200
KTWO|K2M GROUP HLDNGS CMN|EBXL|EBX LLC|168900
KTWO|K2M GROUP HLDNGS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3544
KTWO|K2M GROUP HLDNGS CMN|EDJO|Edward D. Jones & Co., L.P.|242
KTWO|K2M GROUP HLDNGS CMN|EGAM|CBOE TRADING, INC.|6118
KTWO|K2M GROUP HLDNGS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|400
KTWO|K2M GROUP HLDNGS CMN|EGXM|CBOE TRADING, INC.|857
KTWO|K2M GROUP HLDNGS CMN|EGXW|CBOE TRADING, INC.|66
KTWO|K2M GROUP HLDNGS CMN|ETBE|Electronic Transaction Clearing, Inc.|5831
KTWO|K2M GROUP HLDNGS CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8091
KTWO|K2M GROUP HLDNGS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5180
KTWO|K2M GROUP HLDNGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18081
KTWO|K2M GROUP HLDNGS CMN|ETRS|E*Trade Securities LLC|6412
KTWO|K2M GROUP HLDNGS CMN|FBCO|Credit Suisse Securities (USA) LLC|392395
KTWO|K2M GROUP HLDNGS CMN|FILL|Tradestation Securities, Inc.|4047
KTWO|K2M GROUP HLDNGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|46222
KTWO|K2M GROUP HLDNGS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|240
KTWO|K2M GROUP HLDNGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|141580
KTWO|K2M GROUP HLDNGS CMN|FTBR|Foliofn Investments, Inc.|6
KTWO|K2M GROUP HLDNGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|12272
KTWO|K2M GROUP HLDNGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|14378
KTWO|K2M GROUP HLDNGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|490130
KTWO|K2M GROUP HLDNGS CMN|GSCS|GOLDMAN SACHS & CO. LLC|48971
KTWO|K2M GROUP HLDNGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|6701
KTWO|K2M GROUP HLDNGS CMN|GTSZ|GTS SECURITIES LLC|11819
KTWO|K2M GROUP HLDNGS CMN|HRBF|American Enterprise Investment Services Inc.|6
KTWO|K2M GROUP HLDNGS CMN|IATS|INTERACTIVE BROKERS LLC|2801
KTWO|K2M GROUP HLDNGS CMN|IBKR|Interactive Brokers Llc|40373
KTWO|K2M GROUP HLDNGS CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2205
KTWO|K2M GROUP HLDNGS CMN|ICBX|INSTINET, LLC|19200
KTWO|K2M GROUP HLDNGS CMN|IEQY|CITADEL SECURITIES LLC|44566
KTWO|K2M GROUP HLDNGS CMN|INCA|INSTINET, LLC|179963
KTWO|K2M GROUP HLDNGS CMN|INJX|INSTINET, LLC|10221
KTWO|K2M GROUP HLDNGS CMN|ITGI|ITG Inc.|59730
KTWO|K2M GROUP HLDNGS CMN|ITGP|ITG INC.|87000
KTWO|K2M GROUP HLDNGS CMN|JEFF|JEFFERIES LLC|85728
KTWO|K2M GROUP HLDNGS CMN|JMPT|JUMP TRADING, LLC|29611
KTWO|K2M GROUP HLDNGS CMN|JONE|JonesTrading|50935
KTWO|K2M GROUP HLDNGS CMN|JPBX|J.P. MORGAN SECURITIES LLC|4765
KTWO|K2M GROUP HLDNGS CMN|JPMX|J.P. Morgan Securities LLC|377010
KTWO|K2M GROUP HLDNGS CMN|JSJX|JANE STREET CAPITAL LLC|1196
KTWO|K2M GROUP HLDNGS CMN|KCGM|VIRTU Americas LLC|33815
KTWO|K2M GROUP HLDNGS CMN|LEER|LEERINK PARTNERS LLC|566
KTWO|K2M GROUP HLDNGS CMN|LEHM|Barclays Capital Inc./Le|303280
KTWO|K2M GROUP HLDNGS CMN|LIME|Lime Brokerage LLC|95191
KTWO|K2M GROUP HLDNGS CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|283140
KTWO|K2M GROUP HLDNGS CMN|LOOP|Loop Capital Markets LLC|213
KTWO|K2M GROUP HLDNGS CMN|LQNA|LIQUIDNET, INC.|226100
KTWO|K2M GROUP HLDNGS CMN|LSCI|Lek Securities Corporation|100
KTWO|K2M GROUP HLDNGS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
KTWO|K2M GROUP HLDNGS CMN|MAXM|Maxim Group LLC|4356
KTWO|K2M GROUP HLDNGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|91300
KTWO|K2M GROUP HLDNGS CMN|MOTF|MOTIF INVESTING, INC.|5
KTWO|K2M GROUP HLDNGS CMN|MSCO|MORGAN STANLEY & CO. LLC|868910
KTWO|K2M GROUP HLDNGS CMN|MSPL|MORGAN STANLEY & CO. LLC|209500
KTWO|K2M GROUP HLDNGS CMN|MSTX|MORGAN STANLEY & CO. LLC|33300
KTWO|K2M GROUP HLDNGS CMN|NFSC|National Financial Services LLC|25647
KTWO|K2M GROUP HLDNGS CMN|NITE|VIRTU Americas LLC|99800
KTWO|K2M GROUP HLDNGS CMN|NITP|VIRTU Americas LLC|1100
KTWO|K2M GROUP HLDNGS CMN|NQRB|Brut, LLC|7449
KTWO|K2M GROUP HLDNGS CMN|OPCO|Oppenheimer & Co. Inc.|739
KTWO|K2M GROUP HLDNGS CMN|PDQM|CODA MARKETS, INC.|43860
KTWO|K2M GROUP HLDNGS CMN|RAJA|Raymond James & Associates, Inc.|916
KTWO|K2M GROUP HLDNGS CMN|RBCM|RBC CAPITAL MARKETS, LLC|12916
KTWO|K2M GROUP HLDNGS CMN|RHCO|Suntrust Robinson Humphrey, Inc.|21127
KTWO|K2M GROUP HLDNGS CMN|SAGL|SAGETRADER, LLC|16959
KTWO|K2M GROUP HLDNGS CMN|SAGW|SAGETRADER, LLC|1919
KTWO|K2M GROUP HLDNGS CMN|SBSH|Citigroup Global Markets Inc.|147319
KTWO|K2M GROUP HLDNGS CMN|SEIC|SEI Investments Distribution Co.|100
KTWO|K2M GROUP HLDNGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|89061
KTWO|K2M GROUP HLDNGS CMN|SOGO|Wang Investment Associates, Inc.|1400
KTWO|K2M GROUP HLDNGS CMN|SPDR|SPEEDROUTE LLC|11037
KTWO|K2M GROUP HLDNGS CMN|SPTD|MINT GLOBAL MARKETS, INC.|12
KTWO|K2M GROUP HLDNGS CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
KTWO|K2M GROUP HLDNGS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3300
KTWO|K2M GROUP HLDNGS CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|30
KTWO|K2M GROUP HLDNGS CMN|SWIM|TD Ameritrade, Inc.|13948
KTWO|K2M GROUP HLDNGS CMN|TKNG|ALLY INVEST SECURITIES LLC|82
KTWO|K2M GROUP HLDNGS CMN|TRBT|Tradebot Systems, Inc.|79234
KTWO|K2M GROUP HLDNGS CMN|TRCM|TRC MARKETS LLC|67909
KTWO|K2M GROUP HLDNGS CMN|UBSA|UBS SECURITIES LLC|325426
KTWO|K2M GROUP HLDNGS CMN|UBSS|UBS Securities LLC|501089
KTWO|K2M GROUP HLDNGS CMN|VALX|VIRTU AMERICAS LLC|2239
KTWO|K2M GROUP HLDNGS CMN|VGRD|Vanguard Marketing Corporation|6445
KTWO|K2M GROUP HLDNGS CMN|WBLR|WILLIAM BLAIR|23100
KTWO|K2M GROUP HLDNGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|218157
KTWO|K2M GROUP HLDNGS CMN|WEDB|WEDBUSH SECURITIES INC.|422
KTWO|K2M GROUP HLDNGS CMN|WEED|Weeden & Co.L.P.|1300
KTWO|K2M GROUP HLDNGS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|677
KTWO|K2M GROUP HLDNGS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17066
KTWO|K2M GROUP HLDNGS CMN|WSEA|WOLVERINE SECURITIES, LLC|1212
KTWO|K2M GROUP HLDNGS CMN|XIST|INSTINET, LLC|8000
KTWO|K2M GROUP HLDNGS CMN|XPQR|Jump Trading|1600
KTWO|K2M GROUP HLDNGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|7436
KTWO|K2M GROUP HLDNGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|6027
KTWO|K2M GROUP HLDNGS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1724
KURA|KURA ONCOLOGY CMN|ALTX|Alternet Securities Inc.|2500
KURA|KURA ONCOLOGY CMN|APCC|Apex Clearing Corporation|1246
KURA|KURA ONCOLOGY CMN|BARD|Robert W. Baird & Co. Incorporated|500
KURA|KURA ONCOLOGY CMN|BATM|CBOE TRADING, INC.|348
KURA|KURA ONCOLOGY CMN|BAYC|BAY CREST PARTNERS, LLC|265
KURA|KURA ONCOLOGY CMN|BERN|Sanford C. Bernstein & Co., LLC|18657
KURA|KURA ONCOLOGY CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|806
KURA|KURA ONCOLOGY CMN|BLKX|INSTINET, LLC|254504
KURA|KURA ONCOLOGY CMN|BMOC|BMO Capital Markets Corp.|3785
KURA|KURA ONCOLOGY CMN|BMSI|BULL MARKET SECURITIES, INC.|300
KURA|KURA ONCOLOGY CMN|BNPX|BNP PARIBAS SECURITIES CORP.|11846
KURA|KURA ONCOLOGY CMN|BTIG|BTIG, LLC|31333
KURA|KURA ONCOLOGY CMN|BYXM|CBOE TRADING, INC.|291
KURA|KURA ONCOLOGY CMN|CANT|Cantor Fitzgerald & Co.|539
KURA|KURA ONCOLOGY CMN|CHAS|Charles Schwab & Co., Inc.|200
KURA|KURA ONCOLOGY CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|178121
KURA|KURA ONCOLOGY CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5803
KURA|KURA ONCOLOGY CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20811
KURA|KURA ONCOLOGY CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98468
KURA|KURA ONCOLOGY CMN|CTDL|Citadel Derivatives Group Llc|7088
KURA|KURA ONCOLOGY CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|36610
KURA|KURA ONCOLOGY CMN|DBAB|Deutsche Bank Securities Inc.|160318
KURA|KURA ONCOLOGY CMN|DBAX|Deutsche Bank Securities Inc.|173600
KURA|KURA ONCOLOGY CMN|DBUL|Deutsche Bank Securities Inc.|901
KURA|KURA ONCOLOGY CMN|DEGS|RONIN PROFESSIONAL LLC|11560
KURA|KURA ONCOLOGY CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8500
KURA|KURA ONCOLOGY CMN|EBXL|EBX LLC|91000
KURA|KURA ONCOLOGY CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|986
KURA|KURA ONCOLOGY CMN|EGAM|CBOE TRADING, INC.|4819
KURA|KURA ONCOLOGY CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
KURA|KURA ONCOLOGY CMN|EGXM|CBOE TRADING, INC.|310
KURA|KURA ONCOLOGY CMN|ETBE|Electronic Transaction Clearing, Inc.|2
KURA|KURA ONCOLOGY CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1909
KURA|KURA ONCOLOGY CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4200
KURA|KURA ONCOLOGY CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6614
KURA|KURA ONCOLOGY CMN|ETRS|E*Trade Securities LLC|32206
KURA|KURA ONCOLOGY CMN|FBCO|Credit Suisse Securities (USA) LLC|138996
KURA|KURA ONCOLOGY CMN|FILL|Tradestation Securities, Inc.|1421
KURA|KURA ONCOLOGY CMN|FMAF|NBCN Inc./ CDS|340
KURA|KURA ONCOLOGY CMN|FOMA|TD AMERITRADE CLEARING, INC.|195274
KURA|KURA ONCOLOGY CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|706
KURA|KURA ONCOLOGY CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36857
KURA|KURA ONCOLOGY CMN|FTBR|Foliofn Investments, Inc.|623
KURA|KURA ONCOLOGY CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|62520
KURA|KURA ONCOLOGY CMN|GLPX|ACS EXECUTION SERVICES, LLC|7404
KURA|KURA ONCOLOGY CMN|GSCO|GOLDMAN SACHS & CO. LLC|427503
KURA|KURA ONCOLOGY CMN|GSCS|GOLDMAN SACHS & CO. LLC|18495
KURA|KURA ONCOLOGY CMN|GSLT|GOLDMAN SACHS & CO. LLC|1611
KURA|KURA ONCOLOGY CMN|GTSZ|GTS SECURITIES LLC|30238
KURA|KURA ONCOLOGY CMN|HAPX|HAP Trading, LLC|138
KURA|KURA ONCOLOGY CMN|HRBF|American Enterprise Investment Services Inc.|1750
KURA|KURA ONCOLOGY CMN|HSBC|HSBC Securities, Inc.|6792
KURA|KURA ONCOLOGY CMN|IATS|INTERACTIVE BROKERS LLC|2124
KURA|KURA ONCOLOGY CMN|IBKR|Interactive Brokers Llc|46358
KURA|KURA ONCOLOGY CMN|ICBX|INSTINET, LLC|25523
KURA|KURA ONCOLOGY CMN|IEQY|CITADEL SECURITIES LLC|32778
KURA|KURA ONCOLOGY CMN|INCA|INSTINET, LLC|96122
KURA|KURA ONCOLOGY CMN|INJX|INSTINET, LLC|34719
KURA|KURA ONCOLOGY CMN|ITGI|ITG Inc.|34025
KURA|KURA ONCOLOGY CMN|ITGP|ITG INC.|191200
KURA|KURA ONCOLOGY CMN|JEFF|JEFFERIES LLC|136463
KURA|KURA ONCOLOGY CMN|JMPT|JUMP TRADING, LLC|13273
KURA|KURA ONCOLOGY CMN|JONE|JonesTrading|245140
KURA|KURA ONCOLOGY CMN|JPBX|J.P. MORGAN SECURITIES LLC|11770
KURA|KURA ONCOLOGY CMN|JPMX|J.P. Morgan Securities LLC|273343
KURA|KURA ONCOLOGY CMN|JSJX|JANE STREET CAPITAL LLC|3051
KURA|KURA ONCOLOGY CMN|KCGM|VIRTU Americas LLC|21417
KURA|KURA ONCOLOGY CMN|LEER|LEERINK PARTNERS LLC|228161
KURA|KURA ONCOLOGY CMN|LEHM|Barclays Capital Inc./Le|341272
KURA|KURA ONCOLOGY CMN|LIME|Lime Brokerage LLC|130339
KURA|KURA ONCOLOGY CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|1900
KURA|KURA ONCOLOGY CMN|MAXM|Maxim Group LLC|3377
KURA|KURA ONCOLOGY CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154016
KURA|KURA ONCOLOGY CMN|MSCO|MORGAN STANLEY & CO. LLC|963233
KURA|KURA ONCOLOGY CMN|MSPL|MORGAN STANLEY & CO. LLC|128300
KURA|KURA ONCOLOGY CMN|MSTX|MORGAN STANLEY & CO. LLC|25600
KURA|KURA ONCOLOGY CMN|NFSC|National Financial Services LLC|190841
KURA|KURA ONCOLOGY CMN|NITE|VIRTU Americas LLC|312405
KURA|KURA ONCOLOGY CMN|NITP|VIRTU Americas LLC|2100
KURA|KURA ONCOLOGY CMN|NQRB|Brut, LLC|1800
KURA|KURA ONCOLOGY CMN|OPCO|Oppenheimer & Co. Inc.|34280
KURA|KURA ONCOLOGY CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
KURA|KURA ONCOLOGY CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2550
KURA|KURA ONCOLOGY CMN|PCPT|PHILLIP CAPITAL INC.|400
KURA|KURA ONCOLOGY CMN|PDQM|CODA MARKETS, INC.|22680
KURA|KURA ONCOLOGY CMN|PHLY|NASDAQ Execution Services, LLC|400
KURA|KURA ONCOLOGY CMN|PIPR|Piper Jaffray & Co.|57831
KURA|KURA ONCOLOGY CMN|PREC|PRECISION SECURITIES, LLC|200
KURA|KURA ONCOLOGY CMN|PWJC|UBS Financial Services, Inc.|300
KURA|KURA ONCOLOGY CMN|RAJA|Raymond James & Associates, Inc.|4425
KURA|KURA ONCOLOGY CMN|RBCM|RBC CAPITAL MARKETS, LLC|280
KURA|KURA ONCOLOGY CMN|RHCO|Suntrust Robinson Humphrey, Inc.|114
KURA|KURA ONCOLOGY CMN|RJLC|RJL CAPITAL GROUP, LLC|1000
KURA|KURA ONCOLOGY CMN|ROTH|Roth Capital Partners, LLC|414
KURA|KURA ONCOLOGY CMN|SAGL|SAGETRADER, LLC|2625
KURA|KURA ONCOLOGY CMN|SBSH|Citigroup Global Markets Inc.|213325
KURA|KURA ONCOLOGY CMN|SGMT|GOLDMAN SACHS & CO. LLC|78112
KURA|KURA ONCOLOGY CMN|SPDR|SPEEDROUTE LLC|8700
KURA|KURA ONCOLOGY CMN|SPTD|MINT GLOBAL MARKETS, INC.|17500
KURA|KURA ONCOLOGY CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1000
KURA|KURA ONCOLOGY CMN|SWIM|TD Ameritrade, Inc.|15816
KURA|KURA ONCOLOGY CMN|SWST|Hilltop Securities Inc.|200
KURA|KURA ONCOLOGY CMN|TIAN|TRIAD SECURITIES CORP|10000
KURA|KURA ONCOLOGY CMN|TKNG|ALLY INVEST SECURITIES LLC|474
KURA|KURA ONCOLOGY CMN|TRBT|Tradebot Systems, Inc.|14350
KURA|KURA ONCOLOGY CMN|TRCM|TRC MARKETS LLC|29518
KURA|KURA ONCOLOGY CMN|TWTT|TASTYWORKS, INC.|10
KURA|KURA ONCOLOGY CMN|UBSA|UBS SECURITIES LLC|364063
KURA|KURA ONCOLOGY CMN|UBSS|UBS Securities LLC|712951
KURA|KURA ONCOLOGY CMN|VALX|VIRTU AMERICAS LLC|41132
KURA|KURA ONCOLOGY CMN|VGRD|Vanguard Marketing Corporation|3835
KURA|KURA ONCOLOGY CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1
KURA|KURA ONCOLOGY CMN|WCHV|WELLS FARGO SECURITIES, LLC|55859
KURA|KURA ONCOLOGY CMN|WEDB|WEDBUSH SECURITIES INC.|600
KURA|KURA ONCOLOGY CMN|WEED|Weeden & Co.L.P.|83696
KURA|KURA ONCOLOGY CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|196
KURA|KURA ONCOLOGY CMN|WGIF|CIBC World Markets Inc.|2500
KURA|KURA ONCOLOGY CMN|WSEA|WOLVERINE SECURITIES, LLC|814
KURA|KURA ONCOLOGY CMN|XIST|INSTINET, LLC|3800
KURA|KURA ONCOLOGY CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|39540
KURA|KURA ONCOLOGY CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
KURE|KRANESHARES MSCI ALL|APCC|Apex Clearing Corporation|61
KURE|KRANESHARES MSCI ALL|BATM|CBOE TRADING, INC.|1899
KURE|KRANESHARES MSCI ALL|BERN|Sanford C. Bernstein & Co., LLC|120400
KURE|KRANESHARES MSCI ALL|BTIG|BTIG, LLC|4308
KURE|KRANESHARES MSCI ALL|BYXM|CBOE TRADING, INC.|288
KURE|KRANESHARES MSCI ALL|CANT|Cantor Fitzgerald & Co.|120000
KURE|KRANESHARES MSCI ALL|CHAS|Charles Schwab & Co., Inc.|10
KURE|KRANESHARES MSCI ALL|CICF|Canaccord Genuity Corp.|196
KURE|KRANESHARES MSCI ALL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7971
KURE|KRANESHARES MSCI ALL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2000
KURE|KRANESHARES MSCI ALL|DBAX|Deutsche Bank Securities Inc.|1900
KURE|KRANESHARES MSCI ALL|DEAN|MORGAN STANLEY|8900
KURE|KRANESHARES MSCI ALL|EBXL|EBX LLC|2500
KURE|KRANESHARES MSCI ALL|ECUT|CONVERGEX EXECUTION SOLUTIONS|137
KURE|KRANESHARES MSCI ALL|ETRS|E*Trade Securities LLC|18566
KURE|KRANESHARES MSCI ALL|FMAF|NBCN Inc./ CDS|285
KURE|KRANESHARES MSCI ALL|FTBR|Foliofn Investments, Inc.|27
KURE|KRANESHARES MSCI ALL|GEBB|GLOBAL EXECUTION BROKERS, LP|100
KURE|KRANESHARES MSCI ALL|GSCO|GOLDMAN SACHS & CO. LLC|430
KURE|KRANESHARES MSCI ALL|GSLT|GOLDMAN SACHS & CO. LLC|70
KURE|KRANESHARES MSCI ALL|GTSZ|GTS SECURITIES LLC|1689
KURE|KRANESHARES MSCI ALL|IATS|INTERACTIVE BROKERS LLC|435
KURE|KRANESHARES MSCI ALL|IBKR|Interactive Brokers Llc|4279
KURE|KRANESHARES MSCI ALL|ICBX|INSTINET, LLC|1100
KURE|KRANESHARES MSCI ALL|INCA|INSTINET, LLC|900
KURE|KRANESHARES MSCI ALL|INJX|INSTINET, LLC|100
KURE|KRANESHARES MSCI ALL|ITGI|ITG Inc.|200
KURE|KRANESHARES MSCI ALL|ITGP|ITG INC.|400
KURE|KRANESHARES MSCI ALL|JPMX|J.P. Morgan Securities LLC|600
KURE|KRANESHARES MSCI ALL|JSEB|JANE STREET EXECUTION SERVICES, LLC|18285
KURE|KRANESHARES MSCI ALL|JSJX|JANE STREET CAPITAL LLC|22692
KURE|KRANESHARES MSCI ALL|KCGM|VIRTU Americas LLC|2080
KURE|KRANESHARES MSCI ALL|LEHM|Barclays Capital Inc./Le|3400
KURE|KRANESHARES MSCI ALL|LIME|Lime Brokerage LLC|2722
KURE|KRANESHARES MSCI ALL|LSCI|Lek Securities Corporation|72
KURE|KRANESHARES MSCI ALL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13096
KURE|KRANESHARES MSCI ALL|MSCO|MORGAN STANLEY & CO. LLC|14968
KURE|KRANESHARES MSCI ALL|MSPL|MORGAN STANLEY & CO. LLC|8900
KURE|KRANESHARES MSCI ALL|NFSC|National Financial Services LLC|34162
KURE|KRANESHARES MSCI ALL|NITE|VIRTU Americas LLC|34777
KURE|KRANESHARES MSCI ALL|NTBF|BMO Nesbitt Burns Inc./CDS|555
KURE|KRANESHARES MSCI ALL|OPCO|Oppenheimer & Co. Inc.|200
KURE|KRANESHARES MSCI ALL|PWJC|UBS Financial Services, Inc.|300
KURE|KRANESHARES MSCI ALL|SBSH|Citigroup Global Markets Inc.|760
KURE|KRANESHARES MSCI ALL|SGMT|GOLDMAN SACHS & CO. LLC|500
KURE|KRANESHARES MSCI ALL|SWIM|TD Ameritrade, Inc.|4350
KURE|KRANESHARES MSCI ALL|UBSA|UBS SECURITIES LLC|13144
KURE|KRANESHARES MSCI ALL|UBSS|UBS Securities LLC|9943
KURE|KRANESHARES MSCI ALL|VGRD|Vanguard Marketing Corporation|4276
KURE|KRANESHARES MSCI ALL|WGIF|CIBC World Markets Inc.|60
KURE|KRANESHARES MSCI ALL|WSEA|WOLVERINE SECURITIES, LLC|8
KURE|KRANESHARES MSCI ALL|XSTM|NATIONAL FINANCIAL SERVICES LLC|9200
KURE|KRANESHARES MSCI ALL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3494
KVHI|K V H INDS INC    ##|ALTX|Alternet Securities Inc.|350
KVHI|K V H INDS INC    ##|APCC|Apex Clearing Corporation|1273
KVHI|K V H INDS INC    ##|BAYC|BAY CREST PARTNERS, LLC|828
KVHI|K V H INDS INC    ##|BERN|Sanford C. Bernstein & Co., LLC|112
KVHI|K V H INDS INC    ##|BLKX|INSTINET, LLC|10000
KVHI|K V H INDS INC    ##|BMOC|BMO Capital Markets Corp.|2532
KVHI|K V H INDS INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|1486
KVHI|K V H INDS INC    ##|BTIG|BTIG, LLC|500
KVHI|K V H INDS INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|2673
KVHI|K V H INDS INC    ##|CHAS|Charles Schwab & Co., Inc.|2900
KVHI|K V H INDS INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4239
KVHI|K V H INDS INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|296
KVHI|K V H INDS INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16048
KVHI|K V H INDS INC    ##|CTDL|Citadel Derivatives Group Llc|1678
KVHI|K V H INDS INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|6860
KVHI|K V H INDS INC    ##|DBAB|Deutsche Bank Securities Inc.|16002
KVHI|K V H INDS INC    ##|DBAX|Deutsche Bank Securities Inc.|2700
KVHI|K V H INDS INC    ##|DEAN|MORGAN STANLEY|702
KVHI|K V H INDS INC    ##|DEGS|RONIN PROFESSIONAL LLC|4830
KVHI|K V H INDS INC    ##|EBXL|EBX LLC|8200
KVHI|K V H INDS INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|88
KVHI|K V H INDS INC    ##|EGAM|CBOE TRADING, INC.|300
KVHI|K V H INDS INC    ##|EGXM|CBOE TRADING, INC.|765
KVHI|K V H INDS INC    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
KVHI|K V H INDS INC    ##|ETRS|E*Trade Securities LLC|13389
KVHI|K V H INDS INC    ##|FBCO|Credit Suisse Securities (USA) LLC|94130
KVHI|K V H INDS INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|2730
KVHI|K V H INDS INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18440
KVHI|K V H INDS INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|4501
KVHI|K V H INDS INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|50096
KVHI|K V H INDS INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|3000
KVHI|K V H INDS INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|853
KVHI|K V H INDS INC    ##|GTSZ|GTS SECURITIES LLC|1245
KVHI|K V H INDS INC    ##|IATS|INTERACTIVE BROKERS LLC|100
KVHI|K V H INDS INC    ##|IBKR|Interactive Brokers Llc|2987
KVHI|K V H INDS INC    ##|ICBX|INSTINET, LLC|12800
KVHI|K V H INDS INC    ##|INCA|INSTINET, LLC|24212
KVHI|K V H INDS INC    ##|INJX|INSTINET, LLC|3220
KVHI|K V H INDS INC    ##|ITGI|ITG Inc.|6460
KVHI|K V H INDS INC    ##|ITGP|ITG INC.|4400
KVHI|K V H INDS INC    ##|JEFF|JEFFERIES LLC|4334
KVHI|K V H INDS INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|348
KVHI|K V H INDS INC    ##|JPMX|J.P. Morgan Securities LLC|34616
KVHI|K V H INDS INC    ##|KCGM|VIRTU Americas LLC|4500
KVHI|K V H INDS INC    ##|LEHM|Barclays Capital Inc./Le|25051
KVHI|K V H INDS INC    ##|LIME|Lime Brokerage LLC|16457
KVHI|K V H INDS INC    ##|LMGP|LIME BROKERAGE LLC|600
KVHI|K V H INDS INC    ##|LQNA|LIQUIDNET, INC.|10500
KVHI|K V H INDS INC    ##|MACC|Mid Atlantic Capital Corporation|3845
KVHI|K V H INDS INC    ##|MAXM|Maxim Group LLC|1476
KVHI|K V H INDS INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2914
KVHI|K V H INDS INC    ##|MSCO|MORGAN STANLEY & CO. LLC|85097
KVHI|K V H INDS INC    ##|MSPL|MORGAN STANLEY & CO. LLC|12400
KVHI|K V H INDS INC    ##|MSTX|MORGAN STANLEY & CO. LLC|200
KVHI|K V H INDS INC    ##|NEED|Needham & Company, LLC|2829
KVHI|K V H INDS INC    ##|NFSC|National Financial Services LLC|20007
KVHI|K V H INDS INC    ##|NITE|VIRTU Americas LLC|43894
KVHI|K V H INDS INC    ##|NITP|VIRTU Americas LLC|200
KVHI|K V H INDS INC    ##|RAJA|Raymond James & Associates, Inc.|700
KVHI|K V H INDS INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|57
KVHI|K V H INDS INC    ##|RILY|B. RILEY FBR, INC.|100
KVHI|K V H INDS INC    ##|SBSH|Citigroup Global Markets Inc.|18183
KVHI|K V H INDS INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|7854
KVHI|K V H INDS INC    ##|SPDR|SPEEDROUTE LLC|2000
KVHI|K V H INDS INC    ##|SWIM|TD Ameritrade, Inc.|3
KVHI|K V H INDS INC    ##|SWST|Hilltop Securities Inc.|454
KVHI|K V H INDS INC    ##|TRBT|Tradebot Systems, Inc.|637
KVHI|K V H INDS INC    ##|TRCM|TRC MARKETS LLC|12406
KVHI|K V H INDS INC    ##|UBSA|UBS SECURITIES LLC|23203
KVHI|K V H INDS INC    ##|UBSS|UBS Securities LLC|62001
KVHI|K V H INDS INC    ##|VALX|VIRTU AMERICAS LLC|2056
KVHI|K V H INDS INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|5879
KVHI|K V H INDS INC    ##|WEDB|WEDBUSH SECURITIES INC.|500
KVHI|K V H INDS INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
KVHI|K V H INDS INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1421
KVHI|K V H INDS INC    ##|WSEA|WOLVERINE SECURITIES, LLC|1265
KVHI|K V H INDS INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
KVHI|K V H INDS INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|933
KW|KENNEDY-WILSON HOLDI|APCC|Apex Clearing Corporation|135
KW|KENNEDY-WILSON HOLDI|AQUA|AQUA SECURITIES L.P.|5200
KW|KENNEDY-WILSON HOLDI|BARD|Robert W. Baird & Co. Incorporated|1554
KW|KENNEDY-WILSON HOLDI|BAYC|BAY CREST PARTNERS, LLC|222
KW|KENNEDY-WILSON HOLDI|BAYT|BTIG, LLC|1400
KW|KENNEDY-WILSON HOLDI|BBNT|BB&T SECURITIES, LLC|9388
KW|KENNEDY-WILSON HOLDI|BERN|Sanford C. Bernstein & Co., LLC|41346
KW|KENNEDY-WILSON HOLDI|BIDS|BIDS TRADING L.P.|75600
KW|KENNEDY-WILSON HOLDI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|778
KW|KENNEDY-WILSON HOLDI|BLKX|INSTINET, LLC|108472
KW|KENNEDY-WILSON HOLDI|BMOC|BMO Capital Markets Corp.|9166
KW|KENNEDY-WILSON HOLDI|BNPX|BNP PARIBAS SECURITIES CORP.|8823
KW|KENNEDY-WILSON HOLDI|BTIG|BTIG, LLC|74559
KW|KENNEDY-WILSON HOLDI|BZYD|GOLDMAN SACHS & CO. LLC|1500
KW|KENNEDY-WILSON HOLDI|CANT|Cantor Fitzgerald & Co.|500
KW|KENNEDY-WILSON HOLDI|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
KW|KENNEDY-WILSON HOLDI|CHAS|Charles Schwab & Co., Inc.|504
KW|KENNEDY-WILSON HOLDI|CIST|Capital Institutional Services, Inc.|5678
KW|KENNEDY-WILSON HOLDI|CLSA|CLSA AMERICAS, LLC|600
KW|KENNEDY-WILSON HOLDI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36678
KW|KENNEDY-WILSON HOLDI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
KW|KENNEDY-WILSON HOLDI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
KW|KENNEDY-WILSON HOLDI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|333943
KW|KENNEDY-WILSON HOLDI|CTDL|Citadel Derivatives Group Llc|646
KW|KENNEDY-WILSON HOLDI|CTLR|CUTLER GROUP, LP|200
KW|KENNEDY-WILSON HOLDI|CXCX|CITIGROUP GLOBAL MARKETS INC.|57748
KW|KENNEDY-WILSON HOLDI|DBAB|Deutsche Bank Securities Inc.|337489
KW|KENNEDY-WILSON HOLDI|DBAX|Deutsche Bank Securities Inc.|192900
KW|KENNEDY-WILSON HOLDI|DBUL|Deutsche Bank Securities Inc.|500
KW|KENNEDY-WILSON HOLDI|DEAN|MORGAN STANLEY|11137
KW|KENNEDY-WILSON HOLDI|DEGS|RONIN PROFESSIONAL LLC|101
KW|KENNEDY-WILSON HOLDI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4300
KW|KENNEDY-WILSON HOLDI|EBXL|EBX LLC|171900
KW|KENNEDY-WILSON HOLDI|ECUT|CONVERGEX EXECUTION SOLUTIONS|6020
KW|KENNEDY-WILSON HOLDI|EGAM|CBOE TRADING, INC.|5608
KW|KENNEDY-WILSON HOLDI|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|803
KW|KENNEDY-WILSON HOLDI|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
KW|KENNEDY-WILSON HOLDI|ETCC|Electronic Transaction Clearing, Inc.|1600
KW|KENNEDY-WILSON HOLDI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5526
KW|KENNEDY-WILSON HOLDI|ETRS|E*Trade Securities LLC|5440
KW|KENNEDY-WILSON HOLDI|FFSI|Firstrade Securities Inc.|100
KW|KENNEDY-WILSON HOLDI|FILL|Tradestation Securities, Inc.|420
KW|KENNEDY-WILSON HOLDI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
KW|KENNEDY-WILSON HOLDI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11414
KW|KENNEDY-WILSON HOLDI|FTBR|Foliofn Investments, Inc.|167
KW|KENNEDY-WILSON HOLDI|GLPX|ACS EXECUTION SERVICES, LLC|2609
KW|KENNEDY-WILSON HOLDI|GSCO|GOLDMAN SACHS & CO. LLC|938159
KW|KENNEDY-WILSON HOLDI|GSCS|GOLDMAN SACHS & CO. LLC|13832
KW|KENNEDY-WILSON HOLDI|GSLT|GOLDMAN SACHS & CO. LLC|2257
KW|KENNEDY-WILSON HOLDI|GTSZ|GTS SECURITIES LLC|27750
KW|KENNEDY-WILSON HOLDI|HRBF|American Enterprise Investment Services Inc.|3114
KW|KENNEDY-WILSON HOLDI|HSBC|HSBC Securities, Inc.|1141
KW|KENNEDY-WILSON HOLDI|IBKR|Interactive Brokers Llc|2218
KW|KENNEDY-WILSON HOLDI|ICBX|INSTINET, LLC|64830
KW|KENNEDY-WILSON HOLDI|IEQY|CITADEL SECURITIES LLC|8300
KW|KENNEDY-WILSON HOLDI|INCA|INSTINET, LLC|53612
KW|KENNEDY-WILSON HOLDI|INJX|INSTINET, LLC|5437
KW|KENNEDY-WILSON HOLDI|ITGI|ITG Inc.|115933
KW|KENNEDY-WILSON HOLDI|ITGP|ITG INC.|508400
KW|KENNEDY-WILSON HOLDI|JANY|Janney Montgomery Scott Inc.|1750
KW|KENNEDY-WILSON HOLDI|JEFF|JEFFERIES LLC|206452
KW|KENNEDY-WILSON HOLDI|JMPT|JUMP TRADING, LLC|4411
KW|KENNEDY-WILSON HOLDI|JPBX|J.P. MORGAN SECURITIES LLC|26462
KW|KENNEDY-WILSON HOLDI|JPMX|J.P. Morgan Securities LLC|442049
KW|KENNEDY-WILSON HOLDI|KCGM|VIRTU Americas LLC|64811
KW|KENNEDY-WILSON HOLDI|LEHM|Barclays Capital Inc./Le|602377
KW|KENNEDY-WILSON HOLDI|LIME|Lime Brokerage LLC|7161
KW|KENNEDY-WILSON HOLDI|LOOP|Loop Capital Markets LLC|400
KW|KENNEDY-WILSON HOLDI|LQNA|LIQUIDNET, INC.|39400
KW|KENNEDY-WILSON HOLDI|LSCI|Lek Securities Corporation|100
KW|KENNEDY-WILSON HOLDI|MACC|Mid Atlantic Capital Corporation|19
KW|KENNEDY-WILSON HOLDI|MACQ|Macquarie Capital (USA) Inc.|100
KW|KENNEDY-WILSON HOLDI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|237072
KW|KENNEDY-WILSON HOLDI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11478
KW|KENNEDY-WILSON HOLDI|MSCO|MORGAN STANLEY & CO. LLC|939379
KW|KENNEDY-WILSON HOLDI|MSPL|MORGAN STANLEY & CO. LLC|93600
KW|KENNEDY-WILSON HOLDI|MSTX|MORGAN STANLEY & CO. LLC|160900
KW|KENNEDY-WILSON HOLDI|NFSC|National Financial Services LLC|57998
KW|KENNEDY-WILSON HOLDI|NITE|VIRTU Americas LLC|86193
KW|KENNEDY-WILSON HOLDI|NITP|VIRTU Americas LLC|2320
KW|KENNEDY-WILSON HOLDI|NQRB|Brut, LLC|1700
KW|KENNEDY-WILSON HOLDI|NTRC|Northern Trust Securities, Inc.|1957
KW|KENNEDY-WILSON HOLDI|OPCO|Oppenheimer & Co. Inc.|500
KW|KENNEDY-WILSON HOLDI|PDQM|CODA MARKETS, INC.|53690
KW|KENNEDY-WILSON HOLDI|PWJC|UBS Financial Services, Inc.|3218
KW|KENNEDY-WILSON HOLDI|QMSR|QUATTRO M SECURITIES INC.|1210
KW|KENNEDY-WILSON HOLDI|SAGL|SAGETRADER, LLC|647
KW|KENNEDY-WILSON HOLDI|SAGW|SAGETRADER, LLC|124
KW|KENNEDY-WILSON HOLDI|SBSH|Citigroup Global Markets Inc.|230653
KW|KENNEDY-WILSON HOLDI|SGMT|GOLDMAN SACHS & CO. LLC|284886
KW|KENNEDY-WILSON HOLDI|SPDR|SPEEDROUTE LLC|5520
KW|KENNEDY-WILSON HOLDI|STFL|Stifel, Nicolaus & Company, Incorporated|10574
KW|KENNEDY-WILSON HOLDI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|900
KW|KENNEDY-WILSON HOLDI|SWIM|TD Ameritrade, Inc.|7163
KW|KENNEDY-WILSON HOLDI|TKNG|ALLY INVEST SECURITIES LLC|203
KW|KENNEDY-WILSON HOLDI|TRBT|Tradebot Systems, Inc.|3225
KW|KENNEDY-WILSON HOLDI|TRCM|TRC MARKETS LLC|15910
KW|KENNEDY-WILSON HOLDI|UBSS|UBS Securities LLC|177864
KW|KENNEDY-WILSON HOLDI|VALX|VIRTU AMERICAS LLC|40508
KW|KENNEDY-WILSON HOLDI|VGRD|Vanguard Marketing Corporation|7011
KW|KENNEDY-WILSON HOLDI|WCHV|WELLS FARGO SECURITIES, LLC|22795
KW|KENNEDY-WILSON HOLDI|WEDB|WEDBUSH SECURITIES INC.|5
KW|KENNEDY-WILSON HOLDI|WEED|Weeden & Co.L.P.|200
KW|KENNEDY-WILSON HOLDI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8339
KW|KENNEDY-WILSON HOLDI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|899
KW|KENNEDY-WILSON HOLDI|XIST|INSTINET, LLC|84600
KW|KENNEDY-WILSON HOLDI|XSTM|NATIONAL FINANCIAL SERVICES LLC|16542
KW|KENNEDY-WILSON HOLDI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1092
KWEB|KRANESHS CSI CHN ETF|AGIS|Aegis Capital Corp.|100
KWEB|KRANESHS CSI CHN ETF|ALTX|Alternet Securities Inc.|3700
KWEB|KRANESHS CSI CHN ETF|APCC|Apex Clearing Corporation|2186
KWEB|KRANESHS CSI CHN ETF|BARD|Robert W. Baird & Co. Incorporated|918
KWEB|KRANESHS CSI CHN ETF|BATM|CBOE TRADING, INC.|5440
KWEB|KRANESHS CSI CHN ETF|BBNT|BB&T SECURITIES, LLC|537
KWEB|KRANESHS CSI CHN ETF|BERN|Sanford C. Bernstein & Co., LLC|319461
KWEB|KRANESHS CSI CHN ETF|BKCM|BNY Mellon Capital Markets LLC|785
KWEB|KRANESHS CSI CHN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18989
KWEB|KRANESHS CSI CHN ETF|BYXM|CBOE TRADING, INC.|400
KWEB|KRANESHS CSI CHN ETF|CANT|Cantor Fitzgerald & Co.|11
KWEB|KRANESHS CSI CHN ETF|CHAS|Charles Schwab & Co., Inc.|2093
KWEB|KRANESHS CSI CHN ETF|CICF|Canaccord Genuity Corp.|506
KWEB|KRANESHS CSI CHN ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24717
KWEB|KRANESHS CSI CHN ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5
KWEB|KRANESHS CSI CHN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|157966
KWEB|KRANESHS CSI CHN ETF|CSIN|Citadel Securities Institutional LLC|3775
KWEB|KRANESHS CSI CHN ETF|CTDL|Citadel Derivatives Group Llc|344183
KWEB|KRANESHS CSI CHN ETF|CTLR|CUTLER GROUP, LP|100
KWEB|KRANESHS CSI CHN ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|48440
KWEB|KRANESHS CSI CHN ETF|DADA|D.A. Davidson & Co.|504
KWEB|KRANESHS CSI CHN ETF|DBAB|Deutsche Bank Securities Inc.|20983
KWEB|KRANESHS CSI CHN ETF|DBAX|Deutsche Bank Securities Inc.|81600
KWEB|KRANESHS CSI CHN ETF|DCHF|Dart Executions, LLC|185
KWEB|KRANESHS CSI CHN ETF|DEAN|MORGAN STANLEY|43984
KWEB|KRANESHS CSI CHN ETF|DEGS|RONIN PROFESSIONAL LLC|2500
KWEB|KRANESHS CSI CHN ETF|EBXL|EBX LLC|163200
KWEB|KRANESHS CSI CHN ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|7947
KWEB|KRANESHS CSI CHN ETF|EDJO|Edward D. Jones & Co., L.P.|459
KWEB|KRANESHS CSI CHN ETF|EGAM|CBOE TRADING, INC.|9363
KWEB|KRANESHS CSI CHN ETF|EGMT|EG MARKET TECHNOLOGIES LLC|400
KWEB|KRANESHS CSI CHN ETF|EGXM|CBOE TRADING, INC.|2120
KWEB|KRANESHS CSI CHN ETF|ESPO|ESPOSITO SECURITIES, LLC|9518
KWEB|KRANESHS CSI CHN ETF|ETBE|Electronic Transaction Clearing, Inc.|17679
KWEB|KRANESHS CSI CHN ETF|ETCB|ETC BROKERAGE SERVICES, LLC|500
KWEB|KRANESHS CSI CHN ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|59246
KWEB|KRANESHS CSI CHN ETF|ETRS|E*Trade Securities LLC|66837
KWEB|KRANESHS CSI CHN ETF|FILL|Tradestation Securities, Inc.|9898
KWEB|KRANESHS CSI CHN ETF|FLTU|FLOW TRADERS US LLC|1918
KWEB|KRANESHS CSI CHN ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1918
KWEB|KRANESHS CSI CHN ETF|FMAF|NBCN Inc./ CDS|5175
KWEB|KRANESHS CSI CHN ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38927
KWEB|KRANESHS CSI CHN ETF|FTBR|Foliofn Investments, Inc.|3051
KWEB|KRANESHS CSI CHN ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|17800
KWEB|KRANESHS CSI CHN ETF|GLIS|TD Securities Inc|792
KWEB|KRANESHS CSI CHN ETF|GLPX|ACS EXECUTION SERVICES, LLC|43488
KWEB|KRANESHS CSI CHN ETF|GSCO|GOLDMAN SACHS & CO. LLC|340277
KWEB|KRANESHS CSI CHN ETF|GSCS|GOLDMAN SACHS & CO. LLC|300
KWEB|KRANESHS CSI CHN ETF|GSLT|GOLDMAN SACHS & CO. LLC|3279
KWEB|KRANESHS CSI CHN ETF|GTSZ|GTS SECURITIES LLC|8222
KWEB|KRANESHS CSI CHN ETF|HRBF|American Enterprise Investment Services Inc.|4563
KWEB|KRANESHS CSI CHN ETF|HSBC|HSBC Securities, Inc.|4510
KWEB|KRANESHS CSI CHN ETF|IATS|INTERACTIVE BROKERS LLC|39979
KWEB|KRANESHS CSI CHN ETF|IBKR|Interactive Brokers Llc|58906
KWEB|KRANESHS CSI CHN ETF|ICBX|INSTINET, LLC|159811
KWEB|KRANESHS CSI CHN ETF|INCA|INSTINET, LLC|55029
KWEB|KRANESHS CSI CHN ETF|INJX|INSTINET, LLC|24049
KWEB|KRANESHS CSI CHN ETF|ITGI|ITG Inc.|98499
KWEB|KRANESHS CSI CHN ETF|ITGP|ITG INC.|70600
KWEB|KRANESHS CSI CHN ETF|JANY|Janney Montgomery Scott Inc.|1560
KWEB|KRANESHS CSI CHN ETF|JEFF|JEFFERIES LLC|40702
KWEB|KRANESHS CSI CHN ETF|JMPT|JUMP TRADING, LLC|13635
KWEB|KRANESHS CSI CHN ETF|JPBX|J.P. MORGAN SECURITIES LLC|6142
KWEB|KRANESHS CSI CHN ETF|JPMX|J.P. Morgan Securities LLC|339744
KWEB|KRANESHS CSI CHN ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|907270
KWEB|KRANESHS CSI CHN ETF|JSJX|JANE STREET CAPITAL LLC|439681
KWEB|KRANESHS CSI CHN ETF|KCGM|VIRTU Americas LLC|96562
KWEB|KRANESHS CSI CHN ETF|LEHM|Barclays Capital Inc./Le|232124
KWEB|KRANESHS CSI CHN ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2000
KWEB|KRANESHS CSI CHN ETF|LIME|Lime Brokerage LLC|104962
KWEB|KRANESHS CSI CHN ETF|LMGP|LIME BROKERAGE LLC|366
KWEB|KRANESHS CSI CHN ETF|LSCI|Lek Securities Corporation|161
KWEB|KRANESHS CSI CHN ETF|MACC|Mid Atlantic Capital Corporation|1927
KWEB|KRANESHS CSI CHN ETF|MBTS|ALLY INVEST SECURITIES LLC|105
KWEB|KRANESHS CSI CHN ETF|MCMF|Raymond James Ltd. Cds|200
KWEB|KRANESHS CSI CHN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|176918
KWEB|KRANESHS CSI CHN ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5245
KWEB|KRANESHS CSI CHN ETF|MOTF|MOTIF INVESTING, INC.|22
KWEB|KRANESHS CSI CHN ETF|MSCO|MORGAN STANLEY & CO. LLC|505599
KWEB|KRANESHS CSI CHN ETF|MSPL|MORGAN STANLEY & CO. LLC|114200
KWEB|KRANESHS CSI CHN ETF|MSTX|MORGAN STANLEY & CO. LLC|4900
KWEB|KRANESHS CSI CHN ETF|NBCS|NBC Securities, INC.|1100
KWEB|KRANESHS CSI CHN ETF|NEED|Needham & Company, LLC|600
KWEB|KRANESHS CSI CHN ETF|NFSC|National Financial Services LLC|613495
KWEB|KRANESHS CSI CHN ETF|NITE|VIRTU Americas LLC|684143
KWEB|KRANESHS CSI CHN ETF|NITP|VIRTU Americas LLC|8601
KWEB|KRANESHS CSI CHN ETF|NQRB|Brut, LLC|10302
KWEB|KRANESHS CSI CHN ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1453
KWEB|KRANESHS CSI CHN ETF|NTRC|Northern Trust Securities, Inc.|312
KWEB|KRANESHS CSI CHN ETF|OLDM|OLD MISSION CAPITAL, LLC|60888
KWEB|KRANESHS CSI CHN ETF|OPCO|Oppenheimer & Co. Inc.|2510
KWEB|KRANESHS CSI CHN ETF|PCPT|PHILLIP CAPITAL INC.|230
KWEB|KRANESHS CSI CHN ETF|PDQM|CODA MARKETS, INC.|103387
KWEB|KRANESHS CSI CHN ETF|PHLY|NASDAQ Execution Services, LLC|5800
KWEB|KRANESHS CSI CHN ETF|PICT|Pictet Overseas Inc.|550
KWEB|KRANESHS CSI CHN ETF|PWJC|UBS Financial Services, Inc.|50
KWEB|KRANESHS CSI CHN ETF|RBCM|RBC CAPITAL MARKETS, LLC|13406
KWEB|KRANESHS CSI CHN ETF|RHOX|XR Securities LLC|9524
KWEB|KRANESHS CSI CHN ETF|SAGL|SAGETRADER, LLC|37130
KWEB|KRANESHS CSI CHN ETF|SBRX|MURIEL SIEBERT & CO INC|35
KWEB|KRANESHS CSI CHN ETF|SBSH|Citigroup Global Markets Inc.|1392788
KWEB|KRANESHS CSI CHN ETF|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|350
KWEB|KRANESHS CSI CHN ETF|SGMT|GOLDMAN SACHS & CO. LLC|143305
KWEB|KRANESHS CSI CHN ETF|SPDR|SPEEDROUTE LLC|16014
KWEB|KRANESHS CSI CHN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|12613
KWEB|KRANESHS CSI CHN ETF|STKP|STOCKPILE INVESTMENTS, INC.|214
KWEB|KRANESHS CSI CHN ETF|SWIM|TD Ameritrade, Inc.|46882
KWEB|KRANESHS CSI CHN ETF|SWST|Hilltop Securities Inc.|747
KWEB|KRANESHS CSI CHN ETF|TKNG|ALLY INVEST SECURITIES LLC|784
KWEB|KRANESHS CSI CHN ETF|TRBT|Tradebot Systems, Inc.|109558
KWEB|KRANESHS CSI CHN ETF|TRCM|TRC MARKETS LLC|42887
KWEB|KRANESHS CSI CHN ETF|TWTT|TASTYWORKS, INC.|100
KWEB|KRANESHS CSI CHN ETF|UBSA|UBS SECURITIES LLC|498540
KWEB|KRANESHS CSI CHN ETF|UBSS|UBS Securities LLC|476251
KWEB|KRANESHS CSI CHN ETF|VALX|VIRTU AMERICAS LLC|35190
KWEB|KRANESHS CSI CHN ETF|VFIN|National Securities Corporation|421
KWEB|KRANESHS CSI CHN ETF|VGRD|Vanguard Marketing Corporation|59678
KWEB|KRANESHS CSI CHN ETF|VSIN|Vision Financial Markets Llc|3
KWEB|KRANESHS CSI CHN ETF|WBET|Wallachbeth Capital LLC|415000
KWEB|KRANESHS CSI CHN ETF|WCHV|WELLS FARGO SECURITIES, LLC|80753
KWEB|KRANESHS CSI CHN ETF|WEDB|WEDBUSH SECURITIES INC.|600
KWEB|KRANESHS CSI CHN ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4275
KWEB|KRANESHS CSI CHN ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20304
KWEB|KRANESHS CSI CHN ETF|WGIF|CIBC World Markets Inc.|1086
KWEB|KRANESHS CSI CHN ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
KWEB|KRANESHS CSI CHN ETF|WSEA|WOLVERINE SECURITIES, LLC|4774
KWEB|KRANESHS CSI CHN ETF|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|20
KWEB|KRANESHS CSI CHN ETF|XPUS|XP SECURITIES, LLC|90814
KWEB|KRANESHS CSI CHN ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|30800
KWEB|KRANESHS CSI CHN ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|200
KWEB|KRANESHS CSI CHN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22099
KWR|QUAKER CHEM CP|ALTX|Alternet Securities Inc.|229
KWR|QUAKER CHEM CP|ANOS|ABEL/NOSER, L.L.C.|7
KWR|QUAKER CHEM CP|APCC|Apex Clearing Corporation|40
KWR|QUAKER CHEM CP|BARD|Robert W. Baird & Co. Incorporated|180
KWR|QUAKER CHEM CP|BATM|CBOE TRADING, INC.|591
KWR|QUAKER CHEM CP|BERN|Sanford C. Bernstein & Co., LLC|6294
KWR|QUAKER CHEM CP|BKCM|BNY Mellon Capital Markets LLC|12
KWR|QUAKER CHEM CP|BMOC|BMO Capital Markets Corp.|124
KWR|QUAKER CHEM CP|BNPX|BNP PARIBAS SECURITIES CORP.|2250
KWR|QUAKER CHEM CP|BYXM|CBOE TRADING, INC.|246
KWR|QUAKER CHEM CP|BZYD|GOLDMAN SACHS & CO. LLC|193
KWR|QUAKER CHEM CP|CIST|Capital Institutional Services, Inc.|94
KWR|QUAKER CHEM CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|306
KWR|QUAKER CHEM CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13488
KWR|QUAKER CHEM CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18098
KWR|QUAKER CHEM CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9633
KWR|QUAKER CHEM CP|CTDL|Citadel Derivatives Group Llc|261
KWR|QUAKER CHEM CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4892
KWR|QUAKER CHEM CP|DAVA|Davenport & Company LLC|4
KWR|QUAKER CHEM CP|DBAB|Deutsche Bank Securities Inc.|14700
KWR|QUAKER CHEM CP|DBAX|Deutsche Bank Securities Inc.|7400
KWR|QUAKER CHEM CP|DEAN|MORGAN STANLEY|726
KWR|QUAKER CHEM CP|DEGS|RONIN PROFESSIONAL LLC|200
KWR|QUAKER CHEM CP|EBXL|EBX LLC|4000
KWR|QUAKER CHEM CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|753
KWR|QUAKER CHEM CP|EDJO|Edward D. Jones & Co., L.P.|152
KWR|QUAKER CHEM CP|EGAM|CBOE TRADING, INC.|575
KWR|QUAKER CHEM CP|EGXM|CBOE TRADING, INC.|100
KWR|QUAKER CHEM CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|183
KWR|QUAKER CHEM CP|ETRS|E*Trade Securities LLC|17
KWR|QUAKER CHEM CP|FMAF|NBCN Inc./ CDS|25
KWR|QUAKER CHEM CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15515
KWR|QUAKER CHEM CP|FTBR|Foliofn Investments, Inc.|181
KWR|QUAKER CHEM CP|GLPX|ACS EXECUTION SERVICES, LLC|15385
KWR|QUAKER CHEM CP|GSCO|GOLDMAN SACHS & CO. LLC|20926
KWR|QUAKER CHEM CP|GSCS|GOLDMAN SACHS & CO. LLC|402
KWR|QUAKER CHEM CP|GSLT|GOLDMAN SACHS & CO. LLC|147
KWR|QUAKER CHEM CP|GTSZ|GTS SECURITIES LLC|18703
KWR|QUAKER CHEM CP|HRBF|American Enterprise Investment Services Inc.|402
KWR|QUAKER CHEM CP|IATS|INTERACTIVE BROKERS LLC|615
KWR|QUAKER CHEM CP|IBKR|Interactive Brokers Llc|6653
KWR|QUAKER CHEM CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
KWR|QUAKER CHEM CP|ICBX|INSTINET, LLC|100
KWR|QUAKER CHEM CP|IEQY|CITADEL SECURITIES LLC|1335
KWR|QUAKER CHEM CP|INCA|INSTINET, LLC|10896
KWR|QUAKER CHEM CP|INJX|INSTINET, LLC|318
KWR|QUAKER CHEM CP|ITGI|ITG Inc.|3561
KWR|QUAKER CHEM CP|ITGP|ITG INC.|15600
KWR|QUAKER CHEM CP|JANY|Janney Montgomery Scott Inc.|4
KWR|QUAKER CHEM CP|JEFF|JEFFERIES LLC|7917
KWR|QUAKER CHEM CP|JPBX|J.P. MORGAN SECURITIES LLC|1184
KWR|QUAKER CHEM CP|JPMX|J.P. Morgan Securities LLC|21384
KWR|QUAKER CHEM CP|KCGM|VIRTU Americas LLC|3889
KWR|QUAKER CHEM CP|LEHM|Barclays Capital Inc./Le|15266
KWR|QUAKER CHEM CP|LIME|Lime Brokerage LLC|1547
KWR|QUAKER CHEM CP|LOOP|Loop Capital Markets LLC|52
KWR|QUAKER CHEM CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
KWR|QUAKER CHEM CP|MOTF|MOTIF INVESTING, INC.|2
KWR|QUAKER CHEM CP|MSCO|MORGAN STANLEY & CO. LLC|27619
KWR|QUAKER CHEM CP|MSPL|MORGAN STANLEY & CO. LLC|14400
KWR|QUAKER CHEM CP|MSTX|MORGAN STANLEY & CO. LLC|600
KWR|QUAKER CHEM CP|NFSC|National Financial Services LLC|2418
KWR|QUAKER CHEM CP|NITE|VIRTU Americas LLC|13992
KWR|QUAKER CHEM CP|NQRB|Brut, LLC|100
KWR|QUAKER CHEM CP|NTRC|Northern Trust Securities, Inc.|9
KWR|QUAKER CHEM CP|OPCO|Oppenheimer & Co. Inc.|127
KWR|QUAKER CHEM CP|PDQM|CODA MARKETS, INC.|27413
KWR|QUAKER CHEM CP|PWJC|UBS Financial Services, Inc.|323
KWR|QUAKER CHEM CP|RBCM|RBC CAPITAL MARKETS, LLC|83
KWR|QUAKER CHEM CP|SBSH|Citigroup Global Markets Inc.|9885
KWR|QUAKER CHEM CP|SGMT|GOLDMAN SACHS & CO. LLC|7631
KWR|QUAKER CHEM CP|SPDR|SPEEDROUTE LLC|1117
KWR|QUAKER CHEM CP|SPTD|MINT GLOBAL MARKETS, INC.|1489
KWR|QUAKER CHEM CP|STFL|Stifel, Nicolaus & Company, Incorporated|32
KWR|QUAKER CHEM CP|SWIM|TD Ameritrade, Inc.|451
KWR|QUAKER CHEM CP|TKNG|ALLY INVEST SECURITIES LLC|550
KWR|QUAKER CHEM CP|TRBT|Tradebot Systems, Inc.|451
KWR|QUAKER CHEM CP|TRCM|TRC MARKETS LLC|2058
KWR|QUAKER CHEM CP|UBSA|UBS SECURITIES LLC|36622
KWR|QUAKER CHEM CP|UBSS|UBS Securities LLC|36526
KWR|QUAKER CHEM CP|VALX|VIRTU AMERICAS LLC|1122
KWR|QUAKER CHEM CP|VGRD|Vanguard Marketing Corporation|419
KWR|QUAKER CHEM CP|WCHV|WELLS FARGO SECURITIES, LLC|767
KWR|QUAKER CHEM CP|WEDB|WEDBUSH SECURITIES INC.|35
KWR|QUAKER CHEM CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|122
KWR|QUAKER CHEM CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|169
KWR|QUAKER CHEM CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8
KWR|QUAKER CHEM CP|WSEA|WOLVERINE SECURITIES, LLC|303
KWR|QUAKER CHEM CP|XIST|INSTINET, LLC|800
KWR|QUAKER CHEM CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|300
KWR|QUAKER CHEM CP|YKNA|COMHAR CAPITAL MARKETS, LLC|929
KWR|QUAKER CHEM CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|376
KXI|ISHARES GLOBAL CONSU|AGIS|Aegis Capital Corp.|10
KXI|ISHARES GLOBAL CONSU|APCC|Apex Clearing Corporation|37
KXI|ISHARES GLOBAL CONSU|BANK|Primevest Financial Services, Inc.|3
KXI|ISHARES GLOBAL CONSU|BARD|Robert W. Baird & Co. Incorporated|300
KXI|ISHARES GLOBAL CONSU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|319
KXI|ISHARES GLOBAL CONSU|CANT|Cantor Fitzgerald & Co.|199
KXI|ISHARES GLOBAL CONSU|CHAS|Charles Schwab & Co., Inc.|20
KXI|ISHARES GLOBAL CONSU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5832
KXI|ISHARES GLOBAL CONSU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3455
KXI|ISHARES GLOBAL CONSU|CTDL|Citadel Derivatives Group Llc|14778
KXI|ISHARES GLOBAL CONSU|DBAB|Deutsche Bank Securities Inc.|500
KXI|ISHARES GLOBAL CONSU|DBAX|Deutsche Bank Securities Inc.|6300
KXI|ISHARES GLOBAL CONSU|DEAN|MORGAN STANLEY|6004
KXI|ISHARES GLOBAL CONSU|EBXL|EBX LLC|1700
KXI|ISHARES GLOBAL CONSU|EDJC|Edward Jones / CDS|1468
KXI|ISHARES GLOBAL CONSU|EDJO|Edward D. Jones & Co., L.P.|13413
KXI|ISHARES GLOBAL CONSU|EGXM|CBOE TRADING, INC.|900
KXI|ISHARES GLOBAL CONSU|ETRS|E*Trade Securities LLC|1299
KXI|ISHARES GLOBAL CONSU|FBSB|U.S. Bancorp Investments, Inc.|521
KXI|ISHARES GLOBAL CONSU|FILL|Tradestation Securities, Inc.|943
KXI|ISHARES GLOBAL CONSU|FMAF|NBCN Inc./ CDS|27686
KXI|ISHARES GLOBAL CONSU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
KXI|ISHARES GLOBAL CONSU|FTBR|Foliofn Investments, Inc.|140
KXI|ISHARES GLOBAL CONSU|GLPX|ACS EXECUTION SERVICES, LLC|1000
KXI|ISHARES GLOBAL CONSU|GSCO|GOLDMAN SACHS & CO. LLC|454
KXI|ISHARES GLOBAL CONSU|HRBF|American Enterprise Investment Services Inc.|9745
KXI|ISHARES GLOBAL CONSU|IATS|INTERACTIVE BROKERS LLC|321
KXI|ISHARES GLOBAL CONSU|IBKR|Interactive Brokers Llc|7308
KXI|ISHARES GLOBAL CONSU|ICBX|INSTINET, LLC|3584
KXI|ISHARES GLOBAL CONSU|INCA|INSTINET, LLC|3252
KXI|ISHARES GLOBAL CONSU|INTL|INTL FCSTONE FINANCIAL INC.|17000
KXI|ISHARES GLOBAL CONSU|ITGI|ITG Inc.|22642
KXI|ISHARES GLOBAL CONSU|ITGP|ITG INC.|5400
KXI|ISHARES GLOBAL CONSU|JEFF|JEFFERIES LLC|100
KXI|ISHARES GLOBAL CONSU|JONE|JonesTrading|18800
KXI|ISHARES GLOBAL CONSU|JPMX|J.P. Morgan Securities LLC|1400
KXI|ISHARES GLOBAL CONSU|JSEB|JANE STREET EXECUTION SERVICES, LLC|16600
KXI|ISHARES GLOBAL CONSU|JSJX|JANE STREET CAPITAL LLC|55441
KXI|ISHARES GLOBAL CONSU|KCGM|VIRTU Americas LLC|9056
KXI|ISHARES GLOBAL CONSU|LEHM|Barclays Capital Inc./Le|1400
KXI|ISHARES GLOBAL CONSU|LIME|Lime Brokerage LLC|2101
KXI|ISHARES GLOBAL CONSU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
KXI|ISHARES GLOBAL CONSU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
KXI|ISHARES GLOBAL CONSU|MOTF|MOTIF INVESTING, INC.|1
KXI|ISHARES GLOBAL CONSU|MSCO|MORGAN STANLEY & CO. LLC|7144
KXI|ISHARES GLOBAL CONSU|MSPL|MORGAN STANLEY & CO. LLC|600
KXI|ISHARES GLOBAL CONSU|NFSC|National Financial Services LLC|15139
KXI|ISHARES GLOBAL CONSU|NITE|VIRTU Americas LLC|19310
KXI|ISHARES GLOBAL CONSU|NTBF|BMO Nesbitt Burns Inc./CDS|311
KXI|ISHARES GLOBAL CONSU|OPCO|Oppenheimer & Co. Inc.|94
KXI|ISHARES GLOBAL CONSU|PDQM|CODA MARKETS, INC.|1400
KXI|ISHARES GLOBAL CONSU|PICT|Pictet Overseas Inc.|17000
KXI|ISHARES GLOBAL CONSU|PWJC|UBS Financial Services, Inc.|325
KXI|ISHARES GLOBAL CONSU|RBCM|RBC CAPITAL MARKETS, LLC|168
KXI|ISHARES GLOBAL CONSU|SBSH|Citigroup Global Markets Inc.|12
KXI|ISHARES GLOBAL CONSU|SGMT|GOLDMAN SACHS & CO. LLC|1300
KXI|ISHARES GLOBAL CONSU|SPDR|SPEEDROUTE LLC|200
KXI|ISHARES GLOBAL CONSU|STFL|Stifel, Nicolaus & Company, Incorporated|2370
KXI|ISHARES GLOBAL CONSU|SWIM|TD Ameritrade, Inc.|200
KXI|ISHARES GLOBAL CONSU|SWST|Hilltop Securities Inc.|1540
KXI|ISHARES GLOBAL CONSU|UBSA|UBS SECURITIES LLC|18866
KXI|ISHARES GLOBAL CONSU|UBSS|UBS Securities LLC|30999
KXI|ISHARES GLOBAL CONSU|VGRD|Vanguard Marketing Corporation|4898
KXI|ISHARES GLOBAL CONSU|WBET|Wallachbeth Capital LLC|6800
KXI|ISHARES GLOBAL CONSU|WCHV|WELLS FARGO SECURITIES, LLC|3696
KXI|ISHARES GLOBAL CONSU|WGIF|CIBC World Markets Inc.|1400
KXI|ISHARES GLOBAL CONSU|WSEA|WOLVERINE SECURITIES, LLC|20
KXI|ISHARES GLOBAL CONSU|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
KXI|ISHARES GLOBAL CONSU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16040
KYE|KYANE ANDRSN TTL EGY|ALTX|Alternet Securities Inc.|2000
KYE|KYANE ANDRSN TTL EGY|APCC|Apex Clearing Corporation|12257
KYE|KYANE ANDRSN TTL EGY|BARD|Robert W. Baird & Co. Incorporated|37179
KYE|KYANE ANDRSN TTL EGY|BATM|CBOE TRADING, INC.|695
KYE|KYANE ANDRSN TTL EGY|BERN|Sanford C. Bernstein & Co., LLC|1700
KYE|KYANE ANDRSN TTL EGY|BTIG|BTIG, LLC|3200
KYE|KYANE ANDRSN TTL EGY|CANT|Cantor Fitzgerald & Co.|393
KYE|KYANE ANDRSN TTL EGY|CHAS|Charles Schwab & Co., Inc.|5008
KYE|KYANE ANDRSN TTL EGY|CIST|Capital Institutional Services, Inc.|3331
KYE|KYANE ANDRSN TTL EGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12011
KYE|KYANE ANDRSN TTL EGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9305
KYE|KYANE ANDRSN TTL EGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|2036
KYE|KYANE ANDRSN TTL EGY|DADA|D.A. Davidson & Co.|1000
KYE|KYANE ANDRSN TTL EGY|DBAX|Deutsche Bank Securities Inc.|9400
KYE|KYANE ANDRSN TTL EGY|DEAN|MORGAN STANLEY|14317
KYE|KYANE ANDRSN TTL EGY|DEGS|RONIN PROFESSIONAL LLC|454
KYE|KYANE ANDRSN TTL EGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20172
KYE|KYANE ANDRSN TTL EGY|EBXL|EBX LLC|8600
KYE|KYANE ANDRSN TTL EGY|EDJO|Edward D. Jones & Co., L.P.|3154
KYE|KYANE ANDRSN TTL EGY|EGAM|CBOE TRADING, INC.|3302
KYE|KYANE ANDRSN TTL EGY|EGAW|CBOE TRADING, INC.|300
KYE|KYANE ANDRSN TTL EGY|EGXM|CBOE TRADING, INC.|900
KYE|KYANE ANDRSN TTL EGY|EGXW|CBOE TRADING, INC.|100
KYE|KYANE ANDRSN TTL EGY|ESPO|ESPOSITO SECURITIES, LLC|2045
KYE|KYANE ANDRSN TTL EGY|ETBE|Electronic Transaction Clearing, Inc.|40
KYE|KYANE ANDRSN TTL EGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
KYE|KYANE ANDRSN TTL EGY|ETRS|E*Trade Securities LLC|85010
KYE|KYANE ANDRSN TTL EGY|FBSB|U.S. Bancorp Investments, Inc.|4100
KYE|KYANE ANDRSN TTL EGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8189
KYE|KYANE ANDRSN TTL EGY|FTBR|Foliofn Investments, Inc.|1572
KYE|KYANE ANDRSN TTL EGY|GLPX|ACS EXECUTION SERVICES, LLC|689
KYE|KYANE ANDRSN TTL EGY|GSCO|GOLDMAN SACHS & CO. LLC|1300
KYE|KYANE ANDRSN TTL EGY|GSCS|GOLDMAN SACHS & CO. LLC|481
KYE|KYANE ANDRSN TTL EGY|GSLT|GOLDMAN SACHS & CO. LLC|59
KYE|KYANE ANDRSN TTL EGY|GTSZ|GTS SECURITIES LLC|200
KYE|KYANE ANDRSN TTL EGY|HRBF|American Enterprise Investment Services Inc.|8577
KYE|KYANE ANDRSN TTL EGY|IATS|INTERACTIVE BROKERS LLC|11311
KYE|KYANE ANDRSN TTL EGY|IBKR|Interactive Brokers Llc|19425
KYE|KYANE ANDRSN TTL EGY|ICBX|INSTINET, LLC|2050
KYE|KYANE ANDRSN TTL EGY|INCA|INSTINET, LLC|760
KYE|KYANE ANDRSN TTL EGY|ITGI|ITG Inc.|5618
KYE|KYANE ANDRSN TTL EGY|ITGP|ITG INC.|3000
KYE|KYANE ANDRSN TTL EGY|JMPT|JUMP TRADING, LLC|780
KYE|KYANE ANDRSN TTL EGY|JPMX|J.P. Morgan Securities LLC|8926
KYE|KYANE ANDRSN TTL EGY|JSJX|JANE STREET CAPITAL LLC|1024
KYE|KYANE ANDRSN TTL EGY|KCGM|VIRTU Americas LLC|1767
KYE|KYANE ANDRSN TTL EGY|LEHM|Barclays Capital Inc./Le|6921
KYE|KYANE ANDRSN TTL EGY|LIME|Lime Brokerage LLC|1563
KYE|KYANE ANDRSN TTL EGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2799
KYE|KYANE ANDRSN TTL EGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
KYE|KYANE ANDRSN TTL EGY|MSCO|MORGAN STANLEY & CO. LLC|55162
KYE|KYANE ANDRSN TTL EGY|MSPL|MORGAN STANLEY & CO. LLC|16100
KYE|KYANE ANDRSN TTL EGY|MSTX|MORGAN STANLEY & CO. LLC|600
KYE|KYANE ANDRSN TTL EGY|NATL|National Securities Corporation|952
KYE|KYANE ANDRSN TTL EGY|NFSC|National Financial Services LLC|130071
KYE|KYANE ANDRSN TTL EGY|NITE|VIRTU Americas LLC|255018
KYE|KYANE ANDRSN TTL EGY|OPCO|Oppenheimer & Co. Inc.|14061
KYE|KYANE ANDRSN TTL EGY|PDQM|CODA MARKETS, INC.|3849
KYE|KYANE ANDRSN TTL EGY|PWJC|UBS Financial Services, Inc.|29241
KYE|KYANE ANDRSN TTL EGY|RBCM|RBC CAPITAL MARKETS, LLC|66803
KYE|KYANE ANDRSN TTL EGY|SAGL|SAGETRADER, LLC|100
KYE|KYANE ANDRSN TTL EGY|SALI|INTL FCSTONE FINANCIAL INC.|400
KYE|KYANE ANDRSN TTL EGY|SBSH|Citigroup Global Markets Inc.|5169
KYE|KYANE ANDRSN TTL EGY|SGMT|GOLDMAN SACHS & CO. LLC|3383
KYE|KYANE ANDRSN TTL EGY|SPDR|SPEEDROUTE LLC|300
KYE|KYANE ANDRSN TTL EGY|STFL|Stifel, Nicolaus & Company, Incorporated|10237
KYE|KYANE ANDRSN TTL EGY|SWIM|TD Ameritrade, Inc.|31133
KYE|KYANE ANDRSN TTL EGY|SWST|Hilltop Securities Inc.|10502
KYE|KYANE ANDRSN TTL EGY|TKNG|ALLY INVEST SECURITIES LLC|2280
KYE|KYANE ANDRSN TTL EGY|TRBT|Tradebot Systems, Inc.|1583
KYE|KYANE ANDRSN TTL EGY|UBSA|UBS SECURITIES LLC|20822
KYE|KYANE ANDRSN TTL EGY|UBSS|UBS Securities LLC|137050
KYE|KYANE ANDRSN TTL EGY|VALX|VIRTU AMERICAS LLC|500
KYE|KYANE ANDRSN TTL EGY|VERT|The Vertical Trading Group, LLC|558
KYE|KYANE ANDRSN TTL EGY|VGRD|Vanguard Marketing Corporation|5099
KYE|KYANE ANDRSN TTL EGY|WBET|Wallachbeth Capital LLC|4865
KYE|KYANE ANDRSN TTL EGY|WCHV|WELLS FARGO SECURITIES, LLC|125200
KYE|KYANE ANDRSN TTL EGY|WEED|Weeden & Co.L.P.|200
KYE|KYANE ANDRSN TTL EGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1600
KYE|KYANE ANDRSN TTL EGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14490
KYE|KYANE ANDRSN TTL EGY|WSEA|WOLVERINE SECURITIES, LLC|2105
KYE|KYANE ANDRSN TTL EGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
KYE|KYANE ANDRSN TTL EGY|YKNA|COMHAR CAPITAL MARKETS, LLC|1805
KYE|KYANE ANDRSN TTL EGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16714
KYN|KAYNE ANDERSON MLP|ALTX|Alternet Securities Inc.|9670
KYN|KAYNE ANDERSON MLP|APCC|Apex Clearing Corporation|25
KYN|KAYNE ANDERSON MLP|BARD|Robert W. Baird & Co. Incorporated|14346
KYN|KAYNE ANDERSON MLP|BATM|CBOE TRADING, INC.|500
KYN|KAYNE ANDERSON MLP|BBNT|BB&T SECURITIES, LLC|22511
KYN|KAYNE ANDERSON MLP|BERN|Sanford C. Bernstein & Co., LLC|1500
KYN|KAYNE ANDERSON MLP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12764
KYN|KAYNE ANDERSON MLP|BTIG|BTIG, LLC|3800
KYN|KAYNE ANDERSON MLP|BYXM|CBOE TRADING, INC.|400
KYN|KAYNE ANDERSON MLP|CANT|Cantor Fitzgerald & Co.|40155
KYN|KAYNE ANDERSON MLP|CHAS|Charles Schwab & Co., Inc.|9140
KYN|KAYNE ANDERSON MLP|CIST|Capital Institutional Services, Inc.|15908
KYN|KAYNE ANDERSON MLP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4585
KYN|KAYNE ANDERSON MLP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
KYN|KAYNE ANDERSON MLP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65783
KYN|KAYNE ANDERSON MLP|CXCX|CITIGROUP GLOBAL MARKETS INC.|34320
KYN|KAYNE ANDERSON MLP|DADA|D.A. Davidson & Co.|8190
KYN|KAYNE ANDERSON MLP|DAVA|Davenport & Company LLC|1196
KYN|KAYNE ANDERSON MLP|DBAX|Deutsche Bank Securities Inc.|43200
KYN|KAYNE ANDERSON MLP|DEAN|MORGAN STANLEY|64914
KYN|KAYNE ANDERSON MLP|DEGS|RONIN PROFESSIONAL LLC|2752
KYN|KAYNE ANDERSON MLP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3048
KYN|KAYNE ANDERSON MLP|EBXL|EBX LLC|62200
KYN|KAYNE ANDERSON MLP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3190
KYN|KAYNE ANDERSON MLP|EDJO|Edward D. Jones & Co., L.P.|5958
KYN|KAYNE ANDERSON MLP|EGAM|CBOE TRADING, INC.|9625
KYN|KAYNE ANDERSON MLP|EGXM|CBOE TRADING, INC.|8819
KYN|KAYNE ANDERSON MLP|EGXW|CBOE TRADING, INC.|200
KYN|KAYNE ANDERSON MLP|ESPO|ESPOSITO SECURITIES, LLC|2532
KYN|KAYNE ANDERSON MLP|ETBE|Electronic Transaction Clearing, Inc.|780
KYN|KAYNE ANDERSON MLP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|230
KYN|KAYNE ANDERSON MLP|ETRS|E*Trade Securities LLC|100034
KYN|KAYNE ANDERSON MLP|FBSB|U.S. Bancorp Investments, Inc.|1108
KYN|KAYNE ANDERSON MLP|FILL|Tradestation Securities, Inc.|1000
KYN|KAYNE ANDERSON MLP|FINX|FINTECH SECURITIES|200
KYN|KAYNE ANDERSON MLP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19724
KYN|KAYNE ANDERSON MLP|FTBR|Foliofn Investments, Inc.|179
KYN|KAYNE ANDERSON MLP|GLPX|ACS EXECUTION SERVICES, LLC|9534
KYN|KAYNE ANDERSON MLP|GSCO|GOLDMAN SACHS & CO. LLC|32087
KYN|KAYNE ANDERSON MLP|GSCS|GOLDMAN SACHS & CO. LLC|126
KYN|KAYNE ANDERSON MLP|GSLT|GOLDMAN SACHS & CO. LLC|2462
KYN|KAYNE ANDERSON MLP|GTSZ|GTS SECURITIES LLC|1606
KYN|KAYNE ANDERSON MLP|HRBF|American Enterprise Investment Services Inc.|13589
KYN|KAYNE ANDERSON MLP|IATS|INTERACTIVE BROKERS LLC|68716
KYN|KAYNE ANDERSON MLP|IBKR|Interactive Brokers Llc|76151
KYN|KAYNE ANDERSON MLP|ICBX|INSTINET, LLC|36197
KYN|KAYNE ANDERSON MLP|INCA|INSTINET, LLC|26428
KYN|KAYNE ANDERSON MLP|INJX|INSTINET, LLC|8
KYN|KAYNE ANDERSON MLP|ISLL|INLET SECURITIES, LLC|640
KYN|KAYNE ANDERSON MLP|ITGI|ITG Inc.|19332
KYN|KAYNE ANDERSON MLP|ITGP|ITG INC.|30800
KYN|KAYNE ANDERSON MLP|JANY|Janney Montgomery Scott Inc.|8749
KYN|KAYNE ANDERSON MLP|JEFF|JEFFERIES LLC|9408
KYN|KAYNE ANDERSON MLP|JMPT|JUMP TRADING, LLC|1469
KYN|KAYNE ANDERSON MLP|JPMX|J.P. Morgan Securities LLC|40008
KYN|KAYNE ANDERSON MLP|JSJX|JANE STREET CAPITAL LLC|1035
KYN|KAYNE ANDERSON MLP|KCGM|VIRTU Americas LLC|16262
KYN|KAYNE ANDERSON MLP|LEHM|Barclays Capital Inc./Le|33200
KYN|KAYNE ANDERSON MLP|LIME|Lime Brokerage LLC|2601
KYN|KAYNE ANDERSON MLP|LSCI|Lek Securities Corporation|400
KYN|KAYNE ANDERSON MLP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3000
KYN|KAYNE ANDERSON MLP|MACC|Mid Atlantic Capital Corporation|138
KYN|KAYNE ANDERSON MLP|MAXM|Maxim Group LLC|209
KYN|KAYNE ANDERSON MLP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47280
KYN|KAYNE ANDERSON MLP|MOTF|MOTIF INVESTING, INC.|1
KYN|KAYNE ANDERSON MLP|MSCO|MORGAN STANLEY & CO. LLC|392280
KYN|KAYNE ANDERSON MLP|MSPL|MORGAN STANLEY & CO. LLC|24800
KYN|KAYNE ANDERSON MLP|MSTX|MORGAN STANLEY & CO. LLC|200
KYN|KAYNE ANDERSON MLP|NATL|National Securities Corporation|1000
KYN|KAYNE ANDERSON MLP|NFSC|National Financial Services LLC|494295
KYN|KAYNE ANDERSON MLP|NITE|VIRTU Americas LLC|539726
KYN|KAYNE ANDERSON MLP|NQRB|Brut, LLC|200
KYN|KAYNE ANDERSON MLP|OPCO|Oppenheimer & Co. Inc.|18083
KYN|KAYNE ANDERSON MLP|OTAA|OTA LLC|3000
KYN|KAYNE ANDERSON MLP|PDQM|CODA MARKETS, INC.|12284
KYN|KAYNE ANDERSON MLP|PWJC|UBS Financial Services, Inc.|28245
KYN|KAYNE ANDERSON MLP|RBCM|RBC CAPITAL MARKETS, LLC|34807
KYN|KAYNE ANDERSON MLP|RGLD|Regal Securities, Inc|60
KYN|KAYNE ANDERSON MLP|SBSH|Citigroup Global Markets Inc.|12079
KYN|KAYNE ANDERSON MLP|SEIC|SEI Investments Distribution Co.|2690
KYN|KAYNE ANDERSON MLP|SGMT|GOLDMAN SACHS & CO. LLC|18547
KYN|KAYNE ANDERSON MLP|SPDR|SPEEDROUTE LLC|13340
KYN|KAYNE ANDERSON MLP|SPHN|Stephens Inc.|100
KYN|KAYNE ANDERSON MLP|STFL|Stifel, Nicolaus & Company, Incorporated|4993
KYN|KAYNE ANDERSON MLP|SWIM|TD Ameritrade, Inc.|29836
KYN|KAYNE ANDERSON MLP|SWST|Hilltop Securities Inc.|5912
KYN|KAYNE ANDERSON MLP|TKNG|ALLY INVEST SECURITIES LLC|1210
KYN|KAYNE ANDERSON MLP|TRBT|Tradebot Systems, Inc.|10044
KYN|KAYNE ANDERSON MLP|TRCM|TRC MARKETS LLC|6230
KYN|KAYNE ANDERSON MLP|UBSA|UBS SECURITIES LLC|81144
KYN|KAYNE ANDERSON MLP|UBSS|UBS Securities LLC|322210
KYN|KAYNE ANDERSON MLP|VALX|VIRTU AMERICAS LLC|1902
KYN|KAYNE ANDERSON MLP|VGRD|Vanguard Marketing Corporation|44933
KYN|KAYNE ANDERSON MLP|WABR|Wall Street Access|4300
KYN|KAYNE ANDERSON MLP|WBET|Wallachbeth Capital LLC|360
KYN|KAYNE ANDERSON MLP|WBLR|WILLIAM BLAIR|1150
KYN|KAYNE ANDERSON MLP|WCHV|WELLS FARGO SECURITIES, LLC|82023
KYN|KAYNE ANDERSON MLP|WEDB|WEDBUSH SECURITIES INC.|1
KYN|KAYNE ANDERSON MLP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2598
KYN|KAYNE ANDERSON MLP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1813
KYN|KAYNE ANDERSON MLP|WSEA|WOLVERINE SECURITIES, LLC|1397
KYN|KAYNE ANDERSON MLP|XPQR|Jump Trading|800
KYN|KAYNE ANDERSON MLP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14392
KYN|KAYNE ANDERSON MLP|YKNA|COMHAR CAPITAL MARKETS, LLC|1030
KYN|KAYNE ANDERSON MLP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19775
KYN$F|KAYNE ANDERSON MLP|BNCH|The Benchmark Company, LLC|1700
KYN$F|KAYNE ANDERSON MLP|DBAX|Deutsche Bank Securities Inc.|400
KYN$F|KAYNE ANDERSON MLP|DEAN|MORGAN STANLEY|900
KYN$F|KAYNE ANDERSON MLP|ETRS|E*Trade Securities LLC|307
KYN$F|KAYNE ANDERSON MLP|GLPX|ACS EXECUTION SERVICES, LLC|135
KYN$F|KAYNE ANDERSON MLP|GSCO|GOLDMAN SACHS & CO. LLC|300
KYN$F|KAYNE ANDERSON MLP|IBKR|Interactive Brokers Llc|500
KYN$F|KAYNE ANDERSON MLP|MSCO|MORGAN STANLEY & CO. LLC|2000
KYN$F|KAYNE ANDERSON MLP|NFSC|National Financial Services LLC|1836
KYN$F|KAYNE ANDERSON MLP|NITE|VIRTU Americas LLC|23374
KYN$F|KAYNE ANDERSON MLP|PWJC|UBS Financial Services, Inc.|1400
KYN$F|KAYNE ANDERSON MLP|RBCM|RBC CAPITAL MARKETS, LLC|6102
KYN$F|KAYNE ANDERSON MLP|STFL|Stifel, Nicolaus & Company, Incorporated|200
KYN$F|KAYNE ANDERSON MLP|UBSA|UBS SECURITIES LLC|300
KYN$F|KAYNE ANDERSON MLP|UBSS|UBS Securities LLC|17526
KYN$F|KAYNE ANDERSON MLP|VGRD|Vanguard Marketing Corporation|400
KYN$F|KAYNE ANDERSON MLP|WCHV|WELLS FARGO SECURITIES, LLC|8178
KZIA|KAZIA THERAPTCS ADS|ALTX|Alternet Securities Inc.|325
KZIA|KAZIA THERAPTCS ADS|APCC|Apex Clearing Corporation|62
KZIA|KAZIA THERAPTCS ADS|BATM|CBOE TRADING, INC.|500
KZIA|KAZIA THERAPTCS ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1402
KZIA|KAZIA THERAPTCS ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|557
KZIA|KAZIA THERAPTCS ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|291
KZIA|KAZIA THERAPTCS ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2166
KZIA|KAZIA THERAPTCS ADS|DBAB|Deutsche Bank Securities Inc.|2119
KZIA|KAZIA THERAPTCS ADS|DBAX|Deutsche Bank Securities Inc.|500
KZIA|KAZIA THERAPTCS ADS|DEGS|RONIN PROFESSIONAL LLC|4914
KZIA|KAZIA THERAPTCS ADS|EBXL|EBX LLC|300
KZIA|KAZIA THERAPTCS ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|15
KZIA|KAZIA THERAPTCS ADS|EGAM|CBOE TRADING, INC.|2900
KZIA|KAZIA THERAPTCS ADS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|17564
KZIA|KAZIA THERAPTCS ADS|ETRS|E*Trade Securities LLC|5565
KZIA|KAZIA THERAPTCS ADS|FBCO|Credit Suisse Securities (USA) LLC|6437
KZIA|KAZIA THERAPTCS ADS|FOMA|TD AMERITRADE CLEARING, INC.|39330
KZIA|KAZIA THERAPTCS ADS|FTBR|Foliofn Investments, Inc.|667
KZIA|KAZIA THERAPTCS ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|179
KZIA|KAZIA THERAPTCS ADS|GLPX|ACS EXECUTION SERVICES, LLC|2835
KZIA|KAZIA THERAPTCS ADS|GSCO|GOLDMAN SACHS & CO. LLC|3572
KZIA|KAZIA THERAPTCS ADS|GTSZ|GTS SECURITIES LLC|2057
KZIA|KAZIA THERAPTCS ADS|HASF|Haywood Securities Inc./CDS|1200
KZIA|KAZIA THERAPTCS ADS|IATS|INTERACTIVE BROKERS LLC|8687
KZIA|KAZIA THERAPTCS ADS|IBKR|Interactive Brokers Llc|82758
KZIA|KAZIA THERAPTCS ADS|INCA|INSTINET, LLC|3481
KZIA|KAZIA THERAPTCS ADS|ITGI|ITG Inc.|1271
KZIA|KAZIA THERAPTCS ADS|ITGP|ITG INC.|800
KZIA|KAZIA THERAPTCS ADS|JPMX|J.P. Morgan Securities LLC|200
KZIA|KAZIA THERAPTCS ADS|KCGM|VIRTU Americas LLC|100
KZIA|KAZIA THERAPTCS ADS|LEHM|Barclays Capital Inc./Le|424
KZIA|KAZIA THERAPTCS ADS|LIME|Lime Brokerage LLC|6721
KZIA|KAZIA THERAPTCS ADS|LSCI|Lek Securities Corporation|200
KZIA|KAZIA THERAPTCS ADS|MSCO|MORGAN STANLEY & CO. LLC|10381
KZIA|KAZIA THERAPTCS ADS|MSPL|MORGAN STANLEY & CO. LLC|200
KZIA|KAZIA THERAPTCS ADS|NFSC|National Financial Services LLC|13022
KZIA|KAZIA THERAPTCS ADS|NITE|VIRTU Americas LLC|49676
KZIA|KAZIA THERAPTCS ADS|NQRB|Brut, LLC|900
KZIA|KAZIA THERAPTCS ADS|OLDM|OLD MISSION CAPITAL, LLC|1065
KZIA|KAZIA THERAPTCS ADS|OPCO|Oppenheimer & Co. Inc.|50
KZIA|KAZIA THERAPTCS ADS|PDQM|CODA MARKETS, INC.|2036
KZIA|KAZIA THERAPTCS ADS|SBSH|Citigroup Global Markets Inc.|152
KZIA|KAZIA THERAPTCS ADS|SGMT|GOLDMAN SACHS & CO. LLC|700
KZIA|KAZIA THERAPTCS ADS|SPDR|SPEEDROUTE LLC|125
KZIA|KAZIA THERAPTCS ADS|SPTD|MINT GLOBAL MARKETS, INC.|2111
KZIA|KAZIA THERAPTCS ADS|SWIM|TD Ameritrade, Inc.|3730
KZIA|KAZIA THERAPTCS ADS|TKNG|ALLY INVEST SECURITIES LLC|1000
KZIA|KAZIA THERAPTCS ADS|UBSA|UBS SECURITIES LLC|7903
KZIA|KAZIA THERAPTCS ADS|UBSS|UBS Securities LLC|7142
KZIA|KAZIA THERAPTCS ADS|VALX|VIRTU AMERICAS LLC|1500
KZIA|KAZIA THERAPTCS ADS|VGRD|Vanguard Marketing Corporation|2202
KZIA|KAZIA THERAPTCS ADS|WCHV|WELLS FARGO SECURITIES, LLC|25
KZIA|KAZIA THERAPTCS ADS|WGIF|CIBC World Markets Inc.|1300
KZIA|KAZIA THERAPTCS ADS|WSEA|WOLVERINE SECURITIES, LLC|1202
KZIA|KAZIA THERAPTCS ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|250
KZIA|KAZIA THERAPTCS ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
KZR|KEZAR LIFE SCIEN. CM|ADAM|CANACCORD GENUITY INC.|3270
KZR|KEZAR LIFE SCIEN. CM|ALTX|Alternet Securities Inc.|1200
KZR|KEZAR LIFE SCIEN. CM|APCC|Apex Clearing Corporation|950
KZR|KEZAR LIFE SCIEN. CM|BATM|CBOE TRADING, INC.|2100
KZR|KEZAR LIFE SCIEN. CM|BAYC|BAY CREST PARTNERS, LLC|1000
KZR|KEZAR LIFE SCIEN. CM|BAYT|BTIG, LLC|1300
KZR|KEZAR LIFE SCIEN. CM|BBNT|BB&T SECURITIES, LLC|500
KZR|KEZAR LIFE SCIEN. CM|BERN|Sanford C. Bernstein & Co., LLC|35733
KZR|KEZAR LIFE SCIEN. CM|BLKX|INSTINET, LLC|15000
KZR|KEZAR LIFE SCIEN. CM|BTIG|BTIG, LLC|20000
KZR|KEZAR LIFE SCIEN. CM|BYXM|CBOE TRADING, INC.|300
KZR|KEZAR LIFE SCIEN. CM|CANT|Cantor Fitzgerald & Co.|10000
KZR|KEZAR LIFE SCIEN. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109429
KZR|KEZAR LIFE SCIEN. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10516
KZR|KEZAR LIFE SCIEN. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21145
KZR|KEZAR LIFE SCIEN. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58284
KZR|KEZAR LIFE SCIEN. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|23298
KZR|KEZAR LIFE SCIEN. CM|DBAX|Deutsche Bank Securities Inc.|43300
KZR|KEZAR LIFE SCIEN. CM|DCHF|Dart Executions, LLC|5988
KZR|KEZAR LIFE SCIEN. CM|DEAN|MORGAN STANLEY|900
KZR|KEZAR LIFE SCIEN. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
KZR|KEZAR LIFE SCIEN. CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1800
KZR|KEZAR LIFE SCIEN. CM|EBXL|EBX LLC|35600
KZR|KEZAR LIFE SCIEN. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8942
KZR|KEZAR LIFE SCIEN. CM|EGAM|CBOE TRADING, INC.|225
KZR|KEZAR LIFE SCIEN. CM|EGXM|CBOE TRADING, INC.|388
KZR|KEZAR LIFE SCIEN. CM|EGXW|CBOE TRADING, INC.|100
KZR|KEZAR LIFE SCIEN. CM|ETBE|Electronic Transaction Clearing, Inc.|610
KZR|KEZAR LIFE SCIEN. CM|ETRS|E*Trade Securities LLC|43002
KZR|KEZAR LIFE SCIEN. CM|FBCO|Credit Suisse Securities (USA) LLC|49455
KZR|KEZAR LIFE SCIEN. CM|FILL|Tradestation Securities, Inc.|656
KZR|KEZAR LIFE SCIEN. CM|FOMA|TD AMERITRADE CLEARING, INC.|31141
KZR|KEZAR LIFE SCIEN. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6000
KZR|KEZAR LIFE SCIEN. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5024
KZR|KEZAR LIFE SCIEN. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1690
KZR|KEZAR LIFE SCIEN. CM|GLPX|ACS EXECUTION SERVICES, LLC|8865
KZR|KEZAR LIFE SCIEN. CM|GSCO|GOLDMAN SACHS & CO. LLC|63963
KZR|KEZAR LIFE SCIEN. CM|GSCS|GOLDMAN SACHS & CO. LLC|48044
KZR|KEZAR LIFE SCIEN. CM|GSLT|GOLDMAN SACHS & CO. LLC|6040
KZR|KEZAR LIFE SCIEN. CM|GTSZ|GTS SECURITIES LLC|7251
KZR|KEZAR LIFE SCIEN. CM|IATS|INTERACTIVE BROKERS LLC|9060
KZR|KEZAR LIFE SCIEN. CM|IBKR|Interactive Brokers Llc|60107
KZR|KEZAR LIFE SCIEN. CM|ICBX|INSTINET, LLC|10700
KZR|KEZAR LIFE SCIEN. CM|INCA|INSTINET, LLC|77848
KZR|KEZAR LIFE SCIEN. CM|INJX|INSTINET, LLC|163408
KZR|KEZAR LIFE SCIEN. CM|ITGI|ITG Inc.|10082
KZR|KEZAR LIFE SCIEN. CM|ITGP|ITG INC.|17600
KZR|KEZAR LIFE SCIEN. CM|JEFF|JEFFERIES LLC|143291
KZR|KEZAR LIFE SCIEN. CM|JMPT|JUMP TRADING, LLC|1085
KZR|KEZAR LIFE SCIEN. CM|JONE|JonesTrading|2116
KZR|KEZAR LIFE SCIEN. CM|JPMX|J.P. Morgan Securities LLC|91409
KZR|KEZAR LIFE SCIEN. CM|KCGM|VIRTU Americas LLC|21087
KZR|KEZAR LIFE SCIEN. CM|LAFC|R. F. Lafferty & Co., Inc.|500
KZR|KEZAR LIFE SCIEN. CM|LEHM|Barclays Capital Inc./Le|51497
KZR|KEZAR LIFE SCIEN. CM|LIME|Lime Brokerage LLC|1631
KZR|KEZAR LIFE SCIEN. CM|LQNA|LIQUIDNET, INC.|12000
KZR|KEZAR LIFE SCIEN. CM|LSCI|Lek Securities Corporation|1000
KZR|KEZAR LIFE SCIEN. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
KZR|KEZAR LIFE SCIEN. CM|MAVB|Great Point Capital LLC|180
KZR|KEZAR LIFE SCIEN. CM|MKMP|MKM Partners LLC|12000
KZR|KEZAR LIFE SCIEN. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
KZR|KEZAR LIFE SCIEN. CM|MNDX|TJM Investments, LLC|5490
KZR|KEZAR LIFE SCIEN. CM|MSCO|MORGAN STANLEY & CO. LLC|207582
KZR|KEZAR LIFE SCIEN. CM|MSPL|MORGAN STANLEY & CO. LLC|1100
KZR|KEZAR LIFE SCIEN. CM|NEED|Needham & Company, LLC|5000
KZR|KEZAR LIFE SCIEN. CM|NFSC|National Financial Services LLC|29859
KZR|KEZAR LIFE SCIEN. CM|NITE|VIRTU Americas LLC|159191
KZR|KEZAR LIFE SCIEN. CM|NITP|VIRTU Americas LLC|1104
KZR|KEZAR LIFE SCIEN. CM|NQRB|Brut, LLC|350
KZR|KEZAR LIFE SCIEN. CM|PDQM|CODA MARKETS, INC.|10691
KZR|KEZAR LIFE SCIEN. CM|PREC|PRECISION SECURITIES, LLC|300
KZR|KEZAR LIFE SCIEN. CM|PWJC|UBS Financial Services, Inc.|200
KZR|KEZAR LIFE SCIEN. CM|RAJA|Raymond James & Associates, Inc.|17610
KZR|KEZAR LIFE SCIEN. CM|RBCM|RBC CAPITAL MARKETS, LLC|50
KZR|KEZAR LIFE SCIEN. CM|RJLC|RJL CAPITAL GROUP, LLC|375
KZR|KEZAR LIFE SCIEN. CM|SAGL|SAGETRADER, LLC|690
KZR|KEZAR LIFE SCIEN. CM|SGMT|GOLDMAN SACHS & CO. LLC|51668
KZR|KEZAR LIFE SCIEN. CM|SPDR|SPEEDROUTE LLC|12845
KZR|KEZAR LIFE SCIEN. CM|STFL|Stifel, Nicolaus & Company, Incorporated|100
KZR|KEZAR LIFE SCIEN. CM|SWIM|TD Ameritrade, Inc.|8104
KZR|KEZAR LIFE SCIEN. CM|TDCO|Thompson Davis & Co., Inc.|500
KZR|KEZAR LIFE SCIEN. CM|TKNG|ALLY INVEST SECURITIES LLC|100
KZR|KEZAR LIFE SCIEN. CM|TRBT|Tradebot Systems, Inc.|9746
KZR|KEZAR LIFE SCIEN. CM|TRCM|TRC MARKETS LLC|2406
KZR|KEZAR LIFE SCIEN. CM|UBSA|UBS SECURITIES LLC|135240
KZR|KEZAR LIFE SCIEN. CM|UBSS|UBS Securities LLC|98259
KZR|KEZAR LIFE SCIEN. CM|VALX|VIRTU AMERICAS LLC|135
KZR|KEZAR LIFE SCIEN. CM|VGRD|Vanguard Marketing Corporation|4316
KZR|KEZAR LIFE SCIEN. CM|VNDS|VANDHAM SECURITIES CORP|7500
KZR|KEZAR LIFE SCIEN. CM|WABR|Wall Street Access|2110
KZR|KEZAR LIFE SCIEN. CM|WBLR|WILLIAM BLAIR|700
KZR|KEZAR LIFE SCIEN. CM|WCHV|WELLS FARGO SECURITIES, LLC|38759
KZR|KEZAR LIFE SCIEN. CM|WEDB|WEDBUSH SECURITIES INC.|60449
KZR|KEZAR LIFE SCIEN. CM|WGIF|CIBC World Markets Inc.|533
KZR|KEZAR LIFE SCIEN. CM|WSEA|WOLVERINE SECURITIES, LLC|6489
KZR|KEZAR LIFE SCIEN. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|13600
KZR|KEZAR LIFE SCIEN. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2600
L|LOEWS CP|ABLE|NATIXIS Securities Americas LLC|63346
L|LOEWS CP|ALTX|Alternet Securities Inc.|12568
L|LOEWS CP|ANOS|ABEL/NOSER, L.L.C.|100
L|LOEWS CP|APCC|Apex Clearing Corporation|1610
L|LOEWS CP|BARD|Robert W. Baird & Co. Incorporated|4421
L|LOEWS CP|BATM|CBOE TRADING, INC.|5599
L|LOEWS CP|BAYC|BAY CREST PARTNERS, LLC|9593
L|LOEWS CP|BAYT|BTIG, LLC|500
L|LOEWS CP|BBNT|BB&T SECURITIES, LLC|520
L|LOEWS CP|BERN|Sanford C. Bernstein & Co., LLC|35496
L|LOEWS CP|BIAD|SAGETRADER, LLC|383
L|LOEWS CP|BIDS|BIDS TRADING L.P.|21700
L|LOEWS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4530
L|LOEWS CP|BLKX|INSTINET, LLC|67217
L|LOEWS CP|BMOC|BMO Capital Markets Corp.|12786
L|LOEWS CP|BNPX|BNP PARIBAS SECURITIES CORP.|185061
L|LOEWS CP|BTIG|BTIG, LLC|22457
L|LOEWS CP|BYXM|CBOE TRADING, INC.|1500
L|LOEWS CP|BZYD|GOLDMAN SACHS & CO. LLC|1200
L|LOEWS CP|CANT|Cantor Fitzgerald & Co.|6349
L|LOEWS CP|CHAS|Charles Schwab & Co., Inc.|3208
L|LOEWS CP|CIBP|CIBC World Markets Corp.|14816
L|LOEWS CP|CIST|Capital Institutional Services, Inc.|907
L|LOEWS CP|CLSA|CLSA AMERICAS, LLC|200
L|LOEWS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8025
L|LOEWS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4015
L|LOEWS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1431
L|LOEWS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|265195
L|LOEWS CP|CTDL|Citadel Derivatives Group Llc|22664
L|LOEWS CP|CTLR|CUTLER GROUP, LP|1559
L|LOEWS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|34636
L|LOEWS CP|DADA|D.A. Davidson & Co.|243
L|LOEWS CP|DBAB|Deutsche Bank Securities Inc.|228247
L|LOEWS CP|DBAX|Deutsche Bank Securities Inc.|116100
L|LOEWS CP|DCHF|Dart Executions, LLC|11266
L|LOEWS CP|DEAN|MORGAN STANLEY|8256
L|LOEWS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22
L|LOEWS CP|EBXL|EBX LLC|184200
L|LOEWS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|19894
L|LOEWS CP|EDJO|Edward D. Jones & Co., L.P.|588
L|LOEWS CP|EGAM|CBOE TRADING, INC.|22136
L|LOEWS CP|EGAW|CBOE TRADING, INC.|57
L|LOEWS CP|EGMT|EG MARKET TECHNOLOGIES LLC|400
L|LOEWS CP|EGXM|CBOE TRADING, INC.|5112
L|LOEWS CP|ETBE|Electronic Transaction Clearing, Inc.|12191
L|LOEWS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
L|LOEWS CP|ETCC|Electronic Transaction Clearing, Inc.|658
L|LOEWS CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|369
L|LOEWS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2124
L|LOEWS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1695
L|LOEWS CP|ETRS|E*Trade Securities LLC|7978
L|LOEWS CP|FBSB|U.S. Bancorp Investments, Inc.|2
L|LOEWS CP|FILL|Tradestation Securities, Inc.|1831
L|LOEWS CP|FINX|FINTECH SECURITIES|1141
L|LOEWS CP|FMAF|NBCN Inc./ CDS|6628
L|LOEWS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9507
L|LOEWS CP|FQLS|Quantlab Securities LP|457473
L|LOEWS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|206438
L|LOEWS CP|FTBR|Foliofn Investments, Inc.|17514
L|LOEWS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2824
L|LOEWS CP|GLPX|ACS EXECUTION SERVICES, LLC|78625
L|LOEWS CP|GSCO|GOLDMAN SACHS & CO. LLC|1480427
L|LOEWS CP|GSCS|GOLDMAN SACHS & CO. LLC|2594
L|LOEWS CP|GSLT|GOLDMAN SACHS & CO. LLC|8260
L|LOEWS CP|GTSZ|GTS SECURITIES LLC|323102
L|LOEWS CP|HRBF|American Enterprise Investment Services Inc.|1036
L|LOEWS CP|HSBC|HSBC Securities, Inc.|911
L|LOEWS CP|IATS|INTERACTIVE BROKERS LLC|3246
L|LOEWS CP|IBKR|Interactive Brokers Llc|3428
L|LOEWS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1013
L|LOEWS CP|ICBX|INSTINET, LLC|65094
L|LOEWS CP|IEQY|CITADEL SECURITIES LLC|140747
L|LOEWS CP|INCA|INSTINET, LLC|485635
L|LOEWS CP|INJX|INSTINET, LLC|850
L|LOEWS CP|ITGI|ITG Inc.|117175
L|LOEWS CP|ITGP|ITG INC.|239800
L|LOEWS CP|JANY|Janney Montgomery Scott Inc.|2514
L|LOEWS CP|JEFF|JEFFERIES LLC|153107
L|LOEWS CP|JMPT|JUMP TRADING, LLC|96823
L|LOEWS CP|JONE|JonesTrading|46695
L|LOEWS CP|JPBX|J.P. MORGAN SECURITIES LLC|100513
L|LOEWS CP|JPMX|J.P. Morgan Securities LLC|305767
L|LOEWS CP|JSJX|JANE STREET CAPITAL LLC|9655
L|LOEWS CP|KCGM|VIRTU Americas LLC|30233
L|LOEWS CP|LEHM|Barclays Capital Inc./Le|823344
L|LOEWS CP|LIME|Lime Brokerage LLC|308974
L|LOEWS CP|LOOP|Loop Capital Markets LLC|505
L|LOEWS CP|LQNA|LIQUIDNET, INC.|8100
L|LOEWS CP|LQNB|LIQUIDNET, INC.|20500
L|LOEWS CP|LSCI|Lek Securities Corporation|121
L|LOEWS CP|MACC|Mid Atlantic Capital Corporation|100
L|LOEWS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|156680
L|LOEWS CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
L|LOEWS CP|MOTF|MOTIF INVESTING, INC.|2
L|LOEWS CP|MSCO|MORGAN STANLEY & CO. LLC|1773924
L|LOEWS CP|MSPL|MORGAN STANLEY & CO. LLC|254400
L|LOEWS CP|MSTX|MORGAN STANLEY & CO. LLC|384300
L|LOEWS CP|NFSC|National Financial Services LLC|148469
L|LOEWS CP|NITE|VIRTU Americas LLC|300568
L|LOEWS CP|NITP|VIRTU Americas LLC|1710
L|LOEWS CP|NQRB|Brut, LLC|9666
L|LOEWS CP|NTBF|BMO Nesbitt Burns Inc./CDS|7
L|LOEWS CP|NTRC|Northern Trust Securities, Inc.|768
L|LOEWS CP|OPCO|Oppenheimer & Co. Inc.|3092
L|LOEWS CP|PDQM|CODA MARKETS, INC.|46660
L|LOEWS CP|PHLY|NASDAQ Execution Services, LLC|400
L|LOEWS CP|PWJC|UBS Financial Services, Inc.|1052
L|LOEWS CP|QMSR|QUATTRO M SECURITIES INC.|22012
L|LOEWS CP|RBCM|RBC CAPITAL MARKETS, LLC|3270
L|LOEWS CP|SAGL|SAGETRADER, LLC|30879
L|LOEWS CP|SAGW|SAGETRADER, LLC|200
L|LOEWS CP|SBSH|Citigroup Global Markets Inc.|112641
L|LOEWS CP|SEIC|SEI Investments Distribution Co.|700
L|LOEWS CP|SGMT|GOLDMAN SACHS & CO. LLC|73745
L|LOEWS CP|SPDR|SPEEDROUTE LLC|29141
L|LOEWS CP|STFL|Stifel, Nicolaus & Company, Incorporated|1823
L|LOEWS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6531
L|LOEWS CP|SWIM|TD Ameritrade, Inc.|9480
L|LOEWS CP|SWST|Hilltop Securities Inc.|458
L|LOEWS CP|TAGC|TELSEY ADVISORY GROUP LLC|900
L|LOEWS CP|TMBR|Timber Hill LLC|741
L|LOEWS CP|TRBT|Tradebot Systems, Inc.|251717
L|LOEWS CP|TRCM|TRC MARKETS LLC|459732
L|LOEWS CP|UBSA|UBS SECURITIES LLC|357097
L|LOEWS CP|UBSS|UBS Securities LLC|829209
L|LOEWS CP|VALX|VIRTU AMERICAS LLC|12122
L|LOEWS CP|VGRD|Vanguard Marketing Corporation|1136
L|LOEWS CP|WBLR|WILLIAM BLAIR|418
L|LOEWS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|5034
L|LOEWS CP|WCHV|WELLS FARGO SECURITIES, LLC|69612
L|LOEWS CP|WDNX|WEEDEN & CO.L.P.|1112
L|LOEWS CP|WEDB|WEDBUSH SECURITIES INC.|11484
L|LOEWS CP|WEED|Weeden & Co.L.P.|500
L|LOEWS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23267
L|LOEWS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9336
L|LOEWS CP|WGIF|CIBC World Markets Inc.|215
L|LOEWS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3915
L|LOEWS CP|WSEA|WOLVERINE SECURITIES, LLC|1036
L|LOEWS CP|XIST|INSTINET, LLC|35002
L|LOEWS CP|XPQR|Jump Trading|3300
L|LOEWS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|25844
L|LOEWS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|508
L|LOEWS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2934
LABD|DIREXION DAILY S&P B|AGIS|Aegis Capital Corp.|2200
LABD|DIREXION DAILY S&P B|ALTX|Alternet Securities Inc.|1000
LABD|DIREXION DAILY S&P B|APCC|Apex Clearing Corporation|29772
LABD|DIREXION DAILY S&P B|BARD|Robert W. Baird & Co. Incorporated|600
LABD|DIREXION DAILY S&P B|BATM|CBOE TRADING, INC.|8300
LABD|DIREXION DAILY S&P B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56564
LABD|DIREXION DAILY S&P B|BYXM|CBOE TRADING, INC.|200
LABD|DIREXION DAILY S&P B|CHAS|Charles Schwab & Co., Inc.|50638
LABD|DIREXION DAILY S&P B|CMTT|CMT TRADING LLC|1869
LABD|DIREXION DAILY S&P B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|901
LABD|DIREXION DAILY S&P B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
LABD|DIREXION DAILY S&P B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|119443
LABD|DIREXION DAILY S&P B|CTLR|CUTLER GROUP, LP|100
LABD|DIREXION DAILY S&P B|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
LABD|DIREXION DAILY S&P B|DBAB|Deutsche Bank Securities Inc.|1113
LABD|DIREXION DAILY S&P B|DBAX|Deutsche Bank Securities Inc.|21100
LABD|DIREXION DAILY S&P B|DCHF|Dart Executions, LLC|87679
LABD|DIREXION DAILY S&P B|DEAN|MORGAN STANLEY|1000
LABD|DIREXION DAILY S&P B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1314
LABD|DIREXION DAILY S&P B|EBXL|EBX LLC|37500
LABD|DIREXION DAILY S&P B|ECUT|CONVERGEX EXECUTION SOLUTIONS|8705
LABD|DIREXION DAILY S&P B|EGAM|CBOE TRADING, INC.|8249
LABD|DIREXION DAILY S&P B|EGAW|CBOE TRADING, INC.|300
LABD|DIREXION DAILY S&P B|EGXM|CBOE TRADING, INC.|13753
LABD|DIREXION DAILY S&P B|ETBE|Electronic Transaction Clearing, Inc.|11738
LABD|DIREXION DAILY S&P B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9677
LABD|DIREXION DAILY S&P B|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|8580
LABD|DIREXION DAILY S&P B|ETRS|E*Trade Securities LLC|1154527
LABD|DIREXION DAILY S&P B|FBSB|U.S. Bancorp Investments, Inc.|40
LABD|DIREXION DAILY S&P B|FFSI|Firstrade Securities Inc.|100
LABD|DIREXION DAILY S&P B|FILL|Tradestation Securities, Inc.|70949
LABD|DIREXION DAILY S&P B|FMAF|NBCN Inc./ CDS|63123
LABD|DIREXION DAILY S&P B|FTBR|Foliofn Investments, Inc.|1630
LABD|DIREXION DAILY S&P B|GBMT|GBM International, Inc.|13535
LABD|DIREXION DAILY S&P B|GLIS|TD Securities Inc|36986
LABD|DIREXION DAILY S&P B|GLPX|ACS EXECUTION SERVICES, LLC|9041
LABD|DIREXION DAILY S&P B|GSCO|GOLDMAN SACHS & CO. LLC|1300
LABD|DIREXION DAILY S&P B|GSLT|GOLDMAN SACHS & CO. LLC|687
LABD|DIREXION DAILY S&P B|GTSZ|GTS SECURITIES LLC|9544
LABD|DIREXION DAILY S&P B|HRBF|American Enterprise Investment Services Inc.|3400
LABD|DIREXION DAILY S&P B|HSBC|HSBC Securities, Inc.|1500
LABD|DIREXION DAILY S&P B|IATS|INTERACTIVE BROKERS LLC|157779
LABD|DIREXION DAILY S&P B|IBKR|Interactive Brokers Llc|354020
LABD|DIREXION DAILY S&P B|ICBX|INSTINET, LLC|24370
LABD|DIREXION DAILY S&P B|INCA|INSTINET, LLC|9598
LABD|DIREXION DAILY S&P B|ITGI|ITG Inc.|3266
LABD|DIREXION DAILY S&P B|ITGP|ITG INC.|2000
LABD|DIREXION DAILY S&P B|JMPT|JUMP TRADING, LLC|30039
LABD|DIREXION DAILY S&P B|JPMX|J.P. Morgan Securities LLC|17672
LABD|DIREXION DAILY S&P B|JSEB|JANE STREET EXECUTION SERVICES, LLC|37560
LABD|DIREXION DAILY S&P B|JSJX|JANE STREET CAPITAL LLC|1003587
LABD|DIREXION DAILY S&P B|KCGM|VIRTU Americas LLC|24500
LABD|DIREXION DAILY S&P B|LEHM|Barclays Capital Inc./Le|99755
LABD|DIREXION DAILY S&P B|LIME|Lime Brokerage LLC|39436
LABD|DIREXION DAILY S&P B|LIWM|LIME BROKERAGE LLC|16095
LABD|DIREXION DAILY S&P B|LSCI|Lek Securities Corporation|200
LABD|DIREXION DAILY S&P B|MAXM|Maxim Group LLC|800
LABD|DIREXION DAILY S&P B|MBTS|ALLY INVEST SECURITIES LLC|200
LABD|DIREXION DAILY S&P B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69846
LABD|DIREXION DAILY S&P B|MOTF|MOTIF INVESTING, INC.|3
LABD|DIREXION DAILY S&P B|MSCO|MORGAN STANLEY & CO. LLC|577642
LABD|DIREXION DAILY S&P B|MSPL|MORGAN STANLEY & CO. LLC|19000
LABD|DIREXION DAILY S&P B|MSTX|MORGAN STANLEY & CO. LLC|3200
LABD|DIREXION DAILY S&P B|NFSC|National Financial Services LLC|3399395
LABD|DIREXION DAILY S&P B|NITE|VIRTU Americas LLC|2902937
LABD|DIREXION DAILY S&P B|NQRB|Brut, LLC|9320
LABD|DIREXION DAILY S&P B|NTBF|BMO Nesbitt Burns Inc./CDS|18584
LABD|DIREXION DAILY S&P B|OPCO|Oppenheimer & Co. Inc.|1842
LABD|DIREXION DAILY S&P B|PCPT|PHILLIP CAPITAL INC.|360
LABD|DIREXION DAILY S&P B|PDQM|CODA MARKETS, INC.|17223
LABD|DIREXION DAILY S&P B|PHLY|NASDAQ Execution Services, LLC|6600
LABD|DIREXION DAILY S&P B|RBCM|RBC CAPITAL MARKETS, LLC|1060
LABD|DIREXION DAILY S&P B|RGLD|Regal Securities, Inc|1000
LABD|DIREXION DAILY S&P B|SALI|INTL FCSTONE FINANCIAL INC.|100
LABD|DIREXION DAILY S&P B|SBSH|Citigroup Global Markets Inc.|24104
LABD|DIREXION DAILY S&P B|SGMT|GOLDMAN SACHS & CO. LLC|32961
LABD|DIREXION DAILY S&P B|SOGO|Wang Investment Associates, Inc.|300
LABD|DIREXION DAILY S&P B|SPDR|SPEEDROUTE LLC|4557
LABD|DIREXION DAILY S&P B|SWIM|TD Ameritrade, Inc.|839950
LABD|DIREXION DAILY S&P B|TKNG|ALLY INVEST SECURITIES LLC|40764
LABD|DIREXION DAILY S&P B|TRBT|Tradebot Systems, Inc.|170484
LABD|DIREXION DAILY S&P B|TRCM|TRC MARKETS LLC|679189
LABD|DIREXION DAILY S&P B|TWTT|TASTYWORKS, INC.|625
LABD|DIREXION DAILY S&P B|UBSA|UBS SECURITIES LLC|229667
LABD|DIREXION DAILY S&P B|UBSS|UBS Securities LLC|362673
LABD|DIREXION DAILY S&P B|VALX|VIRTU AMERICAS LLC|64019
LABD|DIREXION DAILY S&P B|VGRD|Vanguard Marketing Corporation|277048
LABD|DIREXION DAILY S&P B|VSIN|Vision Financial Markets Llc|1150
LABD|DIREXION DAILY S&P B|WCHV|WELLS FARGO SECURITIES, LLC|43300
LABD|DIREXION DAILY S&P B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34005
LABD|DIREXION DAILY S&P B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30005
LABD|DIREXION DAILY S&P B|WGIF|CIBC World Markets Inc.|22983
LABD|DIREXION DAILY S&P B|WSEA|WOLVERINE SECURITIES, LLC|58165
LABD|DIREXION DAILY S&P B|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
LABD|DIREXION DAILY S&P B|YKNA|COMHAR CAPITAL MARKETS, LLC|80
LABD|DIREXION DAILY S&P B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2500
LABL|MULTI COLOR CP    ##|ALLN|Allen & Company LLC|2401
LABL|MULTI COLOR CP    ##|APCC|Apex Clearing Corporation|5
LABL|MULTI COLOR CP    ##|BANK|Primevest Financial Services, Inc.|22
LABL|MULTI COLOR CP    ##|BARD|Robert W. Baird & Co. Incorporated|13280
LABL|MULTI COLOR CP    ##|BATM|CBOE TRADING, INC.|817
LABL|MULTI COLOR CP    ##|BERN|Sanford C. Bernstein & Co., LLC|16363
LABL|MULTI COLOR CP    ##|BMOC|BMO Capital Markets Corp.|2198
LABL|MULTI COLOR CP    ##|BNPX|BNP PARIBAS SECURITIES CORP.|3500
LABL|MULTI COLOR CP    ##|BRVL|BLAYLOCK VAN, LLC|200
LABL|MULTI COLOR CP    ##|BTIG|BTIG, LLC|45
LABL|MULTI COLOR CP    ##|BYXM|CBOE TRADING, INC.|100
LABL|MULTI COLOR CP    ##|BZYD|GOLDMAN SACHS & CO. LLC|100
LABL|MULTI COLOR CP    ##|CANT|Cantor Fitzgerald & Co.|200
LABL|MULTI COLOR CP    ##|CHAS|Charles Schwab & Co., Inc.|67
LABL|MULTI COLOR CP    ##|CIST|Capital Institutional Services, Inc.|310
LABL|MULTI COLOR CP    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28125
LABL|MULTI COLOR CP    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1959
LABL|MULTI COLOR CP    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|221
LABL|MULTI COLOR CP    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18954
LABL|MULTI COLOR CP    ##|CTDL|Citadel Derivatives Group Llc|4981
LABL|MULTI COLOR CP    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|9654
LABL|MULTI COLOR CP    ##|DBAB|Deutsche Bank Securities Inc.|95434
LABL|MULTI COLOR CP    ##|DBAX|Deutsche Bank Securities Inc.|29100
LABL|MULTI COLOR CP    ##|DBUL|Deutsche Bank Securities Inc.|200
LABL|MULTI COLOR CP    ##|DEAN|MORGAN STANLEY|1390
LABL|MULTI COLOR CP    ##|DEGS|RONIN PROFESSIONAL LLC|1060
LABL|MULTI COLOR CP    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
LABL|MULTI COLOR CP    ##|EBXL|EBX LLC|15800
LABL|MULTI COLOR CP    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|12051
LABL|MULTI COLOR CP    ##|EDJO|Edward D. Jones & Co., L.P.|450
LABL|MULTI COLOR CP    ##|EGAM|CBOE TRADING, INC.|2973
LABL|MULTI COLOR CP    ##|EGMT|EG MARKET TECHNOLOGIES LLC|809
LABL|MULTI COLOR CP    ##|EGXM|CBOE TRADING, INC.|294
LABL|MULTI COLOR CP    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|20
LABL|MULTI COLOR CP    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4
LABL|MULTI COLOR CP    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6635
LABL|MULTI COLOR CP    ##|ETRS|E*Trade Securities LLC|1025
LABL|MULTI COLOR CP    ##|FBCO|Credit Suisse Securities (USA) LLC|390062
LABL|MULTI COLOR CP    ##|FBSB|U.S. Bancorp Investments, Inc.|32
LABL|MULTI COLOR CP    ##|FILL|Tradestation Securities, Inc.|10
LABL|MULTI COLOR CP    ##|FOMA|TD AMERITRADE CLEARING, INC.|58571
LABL|MULTI COLOR CP    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|415
LABL|MULTI COLOR CP    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13344
LABL|MULTI COLOR CP    ##|FTBR|Foliofn Investments, Inc.|250
LABL|MULTI COLOR CP    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3916
LABL|MULTI COLOR CP    ##|GLPX|ACS EXECUTION SERVICES, LLC|368
LABL|MULTI COLOR CP    ##|GSCO|GOLDMAN SACHS & CO. LLC|313640
LABL|MULTI COLOR CP    ##|GSCS|GOLDMAN SACHS & CO. LLC|5672
LABL|MULTI COLOR CP    ##|GSLT|GOLDMAN SACHS & CO. LLC|426
LABL|MULTI COLOR CP    ##|GTSZ|GTS SECURITIES LLC|349
LABL|MULTI COLOR CP    ##|HPPX|POTAMUS TRADING, LLC|500
LABL|MULTI COLOR CP    ##|HRBF|American Enterprise Investment Services Inc.|239
LABL|MULTI COLOR CP    ##|IBKR|Interactive Brokers Llc|23572
LABL|MULTI COLOR CP    ##|ICBX|INSTINET, LLC|3964
LABL|MULTI COLOR CP    ##|IEQY|CITADEL SECURITIES LLC|12463
LABL|MULTI COLOR CP    ##|INCA|INSTINET, LLC|54086
LABL|MULTI COLOR CP    ##|INJX|INSTINET, LLC|21030
LABL|MULTI COLOR CP    ##|ITGI|ITG Inc.|6412
LABL|MULTI COLOR CP    ##|ITGP|ITG INC.|40000
LABL|MULTI COLOR CP    ##|JEFF|JEFFERIES LLC|37309
LABL|MULTI COLOR CP    ##|JMPT|JUMP TRADING, LLC|9315
LABL|MULTI COLOR CP    ##|JPBX|J.P. MORGAN SECURITIES LLC|4261
LABL|MULTI COLOR CP    ##|JPMX|J.P. Morgan Securities LLC|65987
LABL|MULTI COLOR CP    ##|KCGM|VIRTU Americas LLC|8022
LABL|MULTI COLOR CP    ##|LEHM|Barclays Capital Inc./Le|137083
LABL|MULTI COLOR CP    ##|LIME|Lime Brokerage LLC|44420
LABL|MULTI COLOR CP    ##|MAXM|Maxim Group LLC|853
LABL|MULTI COLOR CP    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
LABL|MULTI COLOR CP    ##|MSCO|MORGAN STANLEY & CO. LLC|402850
LABL|MULTI COLOR CP    ##|MSPL|MORGAN STANLEY & CO. LLC|15800
LABL|MULTI COLOR CP    ##|MSTX|MORGAN STANLEY & CO. LLC|5500
LABL|MULTI COLOR CP    ##|NFSC|National Financial Services LLC|8505
LABL|MULTI COLOR CP    ##|NITE|VIRTU Americas LLC|20468
LABL|MULTI COLOR CP    ##|NITP|VIRTU Americas LLC|590
LABL|MULTI COLOR CP    ##|NQRB|Brut, LLC|4508
LABL|MULTI COLOR CP    ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|933
LABL|MULTI COLOR CP    ##|PDQM|CODA MARKETS, INC.|19851
LABL|MULTI COLOR CP    ##|PIPR|Piper Jaffray & Co.|64
LABL|MULTI COLOR CP    ##|RAJA|Raymond James & Associates, Inc.|54
LABL|MULTI COLOR CP    ##|RHCO|Suntrust Robinson Humphrey, Inc.|501
LABL|MULTI COLOR CP    ##|SAGL|SAGETRADER, LLC|1126
LABL|MULTI COLOR CP    ##|SBSH|Citigroup Global Markets Inc.|35269
LABL|MULTI COLOR CP    ##|SCMC|Scotia Capital Markets (USA) Inc.|100
LABL|MULTI COLOR CP    ##|SGMT|GOLDMAN SACHS & CO. LLC|24413
LABL|MULTI COLOR CP    ##|SPDR|SPEEDROUTE LLC|3366
LABL|MULTI COLOR CP    ##|SPTD|MINT GLOBAL MARKETS, INC.|7967
LABL|MULTI COLOR CP    ##|SWIM|TD Ameritrade, Inc.|101
LABL|MULTI COLOR CP    ##|TOUR|TOURMALINE PARTNERS, LLC|3100
LABL|MULTI COLOR CP    ##|TRBT|Tradebot Systems, Inc.|11787
LABL|MULTI COLOR CP    ##|TRCM|TRC MARKETS LLC|21026
LABL|MULTI COLOR CP    ##|UBSA|UBS SECURITIES LLC|51321
LABL|MULTI COLOR CP    ##|UBSS|UBS Securities LLC|129770
LABL|MULTI COLOR CP    ##|VALX|VIRTU AMERICAS LLC|1421
LABL|MULTI COLOR CP    ##|WCHV|WELLS FARGO SECURITIES, LLC|2072
LABL|MULTI COLOR CP    ##|WDNX|WEEDEN & CO.L.P.|2620
LABL|MULTI COLOR CP    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1013
LABL|MULTI COLOR CP    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1802
LABL|MULTI COLOR CP    ##|WFPB|Wells Fargo Securities, LLC.|600
LABL|MULTI COLOR CP    ##|WSEA|WOLVERINE SECURITIES, LLC|23
LABL|MULTI COLOR CP    ##|XIST|INSTINET, LLC|38664
LABL|MULTI COLOR CP    ##|XPQR|Jump Trading|18
LABL|MULTI COLOR CP    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
LABL|MULTI COLOR CP    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|280
LABU|DIREXION DAILY S&P B|AGIS|Aegis Capital Corp.|500
LABU|DIREXION DAILY S&P B|ALTX|Alternet Securities Inc.|1300
LABU|DIREXION DAILY S&P B|APCC|Apex Clearing Corporation|14685
LABU|DIREXION DAILY S&P B|BARD|Robert W. Baird & Co. Incorporated|2000
LABU|DIREXION DAILY S&P B|BATM|CBOE TRADING, INC.|15539
LABU|DIREXION DAILY S&P B|BERN|Sanford C. Bernstein & Co., LLC|270
LABU|DIREXION DAILY S&P B|BIMI|Banca IMI Securities Corp.|35
LABU|DIREXION DAILY S&P B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28761
LABU|DIREXION DAILY S&P B|CHAS|Charles Schwab & Co., Inc.|10286
LABU|DIREXION DAILY S&P B|CMTT|CMT TRADING LLC|1300
LABU|DIREXION DAILY S&P B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4493
LABU|DIREXION DAILY S&P B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6300
LABU|DIREXION DAILY S&P B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142853
LABU|DIREXION DAILY S&P B|CTLR|CUTLER GROUP, LP|100
LABU|DIREXION DAILY S&P B|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
LABU|DIREXION DAILY S&P B|DBAB|Deutsche Bank Securities Inc.|25
LABU|DIREXION DAILY S&P B|DBAX|Deutsche Bank Securities Inc.|15600
LABU|DIREXION DAILY S&P B|DCHF|Dart Executions, LLC|137656
LABU|DIREXION DAILY S&P B|DEAN|MORGAN STANLEY|5749
LABU|DIREXION DAILY S&P B|DEGS|RONIN PROFESSIONAL LLC|200
LABU|DIREXION DAILY S&P B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4499
LABU|DIREXION DAILY S&P B|EBXL|EBX LLC|60700
LABU|DIREXION DAILY S&P B|ECUT|CONVERGEX EXECUTION SOLUTIONS|1751
LABU|DIREXION DAILY S&P B|EGAM|CBOE TRADING, INC.|797
LABU|DIREXION DAILY S&P B|EGMT|EG MARKET TECHNOLOGIES LLC|694
LABU|DIREXION DAILY S&P B|EGXM|CBOE TRADING, INC.|5557
LABU|DIREXION DAILY S&P B|EGXW|CBOE TRADING, INC.|100
LABU|DIREXION DAILY S&P B|ETBE|Electronic Transaction Clearing, Inc.|21465
LABU|DIREXION DAILY S&P B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|63624
LABU|DIREXION DAILY S&P B|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1274
LABU|DIREXION DAILY S&P B|ETRS|E*Trade Securities LLC|822446
LABU|DIREXION DAILY S&P B|FBSB|U.S. Bancorp Investments, Inc.|175
LABU|DIREXION DAILY S&P B|FILL|Tradestation Securities, Inc.|50645
LABU|DIREXION DAILY S&P B|FMAF|NBCN Inc./ CDS|17425
LABU|DIREXION DAILY S&P B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6792
LABU|DIREXION DAILY S&P B|FTBR|Foliofn Investments, Inc.|3100
LABU|DIREXION DAILY S&P B|GLIS|TD Securities Inc|62902
LABU|DIREXION DAILY S&P B|GLPX|ACS EXECUTION SERVICES, LLC|11772
LABU|DIREXION DAILY S&P B|GSCO|GOLDMAN SACHS & CO. LLC|101298
LABU|DIREXION DAILY S&P B|GSCS|GOLDMAN SACHS & CO. LLC|11507
LABU|DIREXION DAILY S&P B|GSIC|GLOBAL STRATEGIC INVESTMENTS|65
LABU|DIREXION DAILY S&P B|GSLT|GOLDMAN SACHS & CO. LLC|628
LABU|DIREXION DAILY S&P B|GTSZ|GTS SECURITIES LLC|30395
LABU|DIREXION DAILY S&P B|HRBF|American Enterprise Investment Services Inc.|2247
LABU|DIREXION DAILY S&P B|IATS|INTERACTIVE BROKERS LLC|277744
LABU|DIREXION DAILY S&P B|IBKR|Interactive Brokers Llc|79738
LABU|DIREXION DAILY S&P B|ICBX|INSTINET, LLC|47450
LABU|DIREXION DAILY S&P B|INCA|INSTINET, LLC|72182
LABU|DIREXION DAILY S&P B|ITGI|ITG Inc.|1300
LABU|DIREXION DAILY S&P B|ITGP|ITG INC.|10000
LABU|DIREXION DAILY S&P B|JMPT|JUMP TRADING, LLC|8383
LABU|DIREXION DAILY S&P B|JPMX|J.P. Morgan Securities LLC|94920
LABU|DIREXION DAILY S&P B|JSEB|JANE STREET EXECUTION SERVICES, LLC|108200
LABU|DIREXION DAILY S&P B|JSJX|JANE STREET CAPITAL LLC|347508
LABU|DIREXION DAILY S&P B|KCGM|VIRTU Americas LLC|34350
LABU|DIREXION DAILY S&P B|LEHM|Barclays Capital Inc./Le|195871
LABU|DIREXION DAILY S&P B|LIME|Lime Brokerage LLC|36516
LABU|DIREXION DAILY S&P B|LIWM|LIME BROKERAGE LLC|7340
LABU|DIREXION DAILY S&P B|LSCI|Lek Securities Corporation|44
LABU|DIREXION DAILY S&P B|MACC|Mid Atlantic Capital Corporation|57
LABU|DIREXION DAILY S&P B|MAXM|Maxim Group LLC|397
LABU|DIREXION DAILY S&P B|MBTS|ALLY INVEST SECURITIES LLC|900
LABU|DIREXION DAILY S&P B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70372
LABU|DIREXION DAILY S&P B|MOTF|MOTIF INVESTING, INC.|16
LABU|DIREXION DAILY S&P B|MSCO|MORGAN STANLEY & CO. LLC|281764
LABU|DIREXION DAILY S&P B|MSPL|MORGAN STANLEY & CO. LLC|13800
LABU|DIREXION DAILY S&P B|MSTX|MORGAN STANLEY & CO. LLC|200
LABU|DIREXION DAILY S&P B|NATL|National Securities Corporation|850
LABU|DIREXION DAILY S&P B|NFSC|National Financial Services LLC|2160980
LABU|DIREXION DAILY S&P B|NITE|VIRTU Americas LLC|1576969
LABU|DIREXION DAILY S&P B|NITP|VIRTU Americas LLC|185
LABU|DIREXION DAILY S&P B|NQRB|Brut, LLC|3541
LABU|DIREXION DAILY S&P B|NTBF|BMO Nesbitt Burns Inc./CDS|14779
LABU|DIREXION DAILY S&P B|NTRC|Northern Trust Securities, Inc.|700
LABU|DIREXION DAILY S&P B|OLDM|OLD MISSION CAPITAL, LLC|462
LABU|DIREXION DAILY S&P B|OPCO|Oppenheimer & Co. Inc.|4232
LABU|DIREXION DAILY S&P B|PDQM|CODA MARKETS, INC.|15260
LABU|DIREXION DAILY S&P B|PHLY|NASDAQ Execution Services, LLC|19200
LABU|DIREXION DAILY S&P B|PWJC|UBS Financial Services, Inc.|150
LABU|DIREXION DAILY S&P B|RBCM|RBC CAPITAL MARKETS, LLC|75
LABU|DIREXION DAILY S&P B|SAGL|SAGETRADER, LLC|200
LABU|DIREXION DAILY S&P B|SALI|INTL FCSTONE FINANCIAL INC.|450
LABU|DIREXION DAILY S&P B|SBSH|Citigroup Global Markets Inc.|10422
LABU|DIREXION DAILY S&P B|SGMT|GOLDMAN SACHS & CO. LLC|66923
LABU|DIREXION DAILY S&P B|SOGO|Wang Investment Associates, Inc.|1370
LABU|DIREXION DAILY S&P B|SPDR|SPEEDROUTE LLC|17917
LABU|DIREXION DAILY S&P B|STFL|Stifel, Nicolaus & Company, Incorporated|2700
LABU|DIREXION DAILY S&P B|STTT|STATETRUST INVESTMENTS INC.|200
LABU|DIREXION DAILY S&P B|SWIM|TD Ameritrade, Inc.|507624
LABU|DIREXION DAILY S&P B|TKNG|ALLY INVEST SECURITIES LLC|16874
LABU|DIREXION DAILY S&P B|TRBT|Tradebot Systems, Inc.|80704
LABU|DIREXION DAILY S&P B|TRCM|TRC MARKETS LLC|339435
LABU|DIREXION DAILY S&P B|TWTT|TASTYWORKS, INC.|2737
LABU|DIREXION DAILY S&P B|UBSA|UBS SECURITIES LLC|256867
LABU|DIREXION DAILY S&P B|UBSS|UBS Securities LLC|329985
LABU|DIREXION DAILY S&P B|VALX|VIRTU AMERICAS LLC|59639
LABU|DIREXION DAILY S&P B|VGRD|Vanguard Marketing Corporation|153874
LABU|DIREXION DAILY S&P B|VIEW|VIEWTRADE SECURITIES LLC|120
LABU|DIREXION DAILY S&P B|VSIN|Vision Financial Markets Llc|335
LABU|DIREXION DAILY S&P B|WBPX|SUMMIT SECURITIES GROUP, LLC|6110
LABU|DIREXION DAILY S&P B|WCHV|WELLS FARGO SECURITIES, LLC|10250
LABU|DIREXION DAILY S&P B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21829
LABU|DIREXION DAILY S&P B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50098
LABU|DIREXION DAILY S&P B|WGIF|CIBC World Markets Inc.|3584
LABU|DIREXION DAILY S&P B|WSEA|WOLVERINE SECURITIES, LLC|55958
LABU|DIREXION DAILY S&P B|YKNA|COMHAR CAPITAL MARKETS, LLC|2061
LAC|LITHIUM AMERICAS COR|ALTX|Alternet Securities Inc.|200
LAC|LITHIUM AMERICAS COR|APCC|Apex Clearing Corporation|10568
LAC|LITHIUM AMERICAS COR|BARD|Robert W. Baird & Co. Incorporated|1890
LAC|LITHIUM AMERICAS COR|BATM|CBOE TRADING, INC.|220
LAC|LITHIUM AMERICAS COR|BIMI|Banca IMI Securities Corp.|1730
LAC|LITHIUM AMERICAS COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3172
LAC|LITHIUM AMERICAS COR|BTIG|BTIG, LLC|3000
LAC|LITHIUM AMERICAS COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2475
LAC|LITHIUM AMERICAS COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8113
LAC|LITHIUM AMERICAS COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
LAC|LITHIUM AMERICAS COR|DADA|D.A. Davidson & Co.|1500
LAC|LITHIUM AMERICAS COR|DBAX|Deutsche Bank Securities Inc.|4400
LAC|LITHIUM AMERICAS COR|DEAN|MORGAN STANLEY|5030
LAC|LITHIUM AMERICAS COR|DEGS|RONIN PROFESSIONAL LLC|3500
LAC|LITHIUM AMERICAS COR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
LAC|LITHIUM AMERICAS COR|EBXL|EBX LLC|22000
LAC|LITHIUM AMERICAS COR|EDJO|Edward D. Jones & Co., L.P.|6064
LAC|LITHIUM AMERICAS COR|EGAM|CBOE TRADING, INC.|100
LAC|LITHIUM AMERICAS COR|EGXM|CBOE TRADING, INC.|2932
LAC|LITHIUM AMERICAS COR|ELEV|ELEVATION, LLC|31758
LAC|LITHIUM AMERICAS COR|ETBE|Electronic Transaction Clearing, Inc.|792
LAC|LITHIUM AMERICAS COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
LAC|LITHIUM AMERICAS COR|ETRS|E*Trade Securities LLC|218483
LAC|LITHIUM AMERICAS COR|FILL|Tradestation Securities, Inc.|200
LAC|LITHIUM AMERICAS COR|FMAF|NBCN Inc./ CDS|6196
LAC|LITHIUM AMERICAS COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6600
LAC|LITHIUM AMERICAS COR|FTBR|Foliofn Investments, Inc.|255
LAC|LITHIUM AMERICAS COR|GLIS|TD Securities Inc|25985
LAC|LITHIUM AMERICAS COR|GSCO|GOLDMAN SACHS & CO. LLC|3200
LAC|LITHIUM AMERICAS COR|GSLT|GOLDMAN SACHS & CO. LLC|1100
LAC|LITHIUM AMERICAS COR|GTSZ|GTS SECURITIES LLC|814
LAC|LITHIUM AMERICAS COR|HRBF|American Enterprise Investment Services Inc.|3165
LAC|LITHIUM AMERICAS COR|HSBC|HSBC Securities, Inc.|100
LAC|LITHIUM AMERICAS COR|IATS|INTERACTIVE BROKERS LLC|1776
LAC|LITHIUM AMERICAS COR|IBKR|Interactive Brokers Llc|6198
LAC|LITHIUM AMERICAS COR|ICBX|INSTINET, LLC|9600
LAC|LITHIUM AMERICAS COR|INCA|INSTINET, LLC|14712
LAC|LITHIUM AMERICAS COR|ITGI|ITG Inc.|14805
LAC|LITHIUM AMERICAS COR|ITGP|ITG INC.|12600
LAC|LITHIUM AMERICAS COR|JANY|Janney Montgomery Scott Inc.|200
LAC|LITHIUM AMERICAS COR|JEFF|JEFFERIES LLC|1306
LAC|LITHIUM AMERICAS COR|JMPT|JUMP TRADING, LLC|565
LAC|LITHIUM AMERICAS COR|JPMX|J.P. Morgan Securities LLC|800
LAC|LITHIUM AMERICAS COR|JSJX|JANE STREET CAPITAL LLC|365
LAC|LITHIUM AMERICAS COR|KCGM|VIRTU Americas LLC|1400
LAC|LITHIUM AMERICAS COR|LEHM|Barclays Capital Inc./Le|26640
LAC|LITHIUM AMERICAS COR|LIME|Lime Brokerage LLC|3471
LAC|LITHIUM AMERICAS COR|LSCI|Lek Securities Corporation|224
LAC|LITHIUM AMERICAS COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11628
LAC|LITHIUM AMERICAS COR|MSCO|MORGAN STANLEY & CO. LLC|23320
LAC|LITHIUM AMERICAS COR|MSPL|MORGAN STANLEY & CO. LLC|5300
LAC|LITHIUM AMERICAS COR|MSTX|MORGAN STANLEY & CO. LLC|400
LAC|LITHIUM AMERICAS COR|NFSC|National Financial Services LLC|457663
LAC|LITHIUM AMERICAS COR|NITE|VIRTU Americas LLC|685723
LAC|LITHIUM AMERICAS COR|NTBF|BMO Nesbitt Burns Inc./CDS|3280
LAC|LITHIUM AMERICAS COR|OPCO|Oppenheimer & Co. Inc.|1000
LAC|LITHIUM AMERICAS COR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
LAC|LITHIUM AMERICAS COR|PCPT|PHILLIP CAPITAL INC.|5900
LAC|LITHIUM AMERICAS COR|PDQM|CODA MARKETS, INC.|490
LAC|LITHIUM AMERICAS COR|PWJC|UBS Financial Services, Inc.|1535
LAC|LITHIUM AMERICAS COR|RBCM|RBC CAPITAL MARKETS, LLC|2300
LAC|LITHIUM AMERICAS COR|SALI|INTL FCSTONE FINANCIAL INC.|100
LAC|LITHIUM AMERICAS COR|SBSH|Citigroup Global Markets Inc.|500
LAC|LITHIUM AMERICAS COR|SGMT|GOLDMAN SACHS & CO. LLC|1260
LAC|LITHIUM AMERICAS COR|SPHN|Stephens Inc.|600
LAC|LITHIUM AMERICAS COR|STFL|Stifel, Nicolaus & Company, Incorporated|850
LAC|LITHIUM AMERICAS COR|SWIM|TD Ameritrade, Inc.|66724
LAC|LITHIUM AMERICAS COR|TKNG|ALLY INVEST SECURITIES LLC|3286
LAC|LITHIUM AMERICAS COR|TRCM|TRC MARKETS LLC|102
LAC|LITHIUM AMERICAS COR|UBSA|UBS SECURITIES LLC|31316
LAC|LITHIUM AMERICAS COR|UBSS|UBS Securities LLC|88810
LAC|LITHIUM AMERICAS COR|VALX|VIRTU AMERICAS LLC|6730
LAC|LITHIUM AMERICAS COR|VGRD|Vanguard Marketing Corporation|50119
LAC|LITHIUM AMERICAS COR|VNDS|VANDHAM SECURITIES CORP|3492
LAC|LITHIUM AMERICAS COR|WCHV|WELLS FARGO SECURITIES, LLC|40089
LAC|LITHIUM AMERICAS COR|WEDB|WEDBUSH SECURITIES INC.|200
LAC|LITHIUM AMERICAS COR|WSEA|WOLVERINE SECURITIES, LLC|1002
LAC|LITHIUM AMERICAS COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4766
LACQ|LEISURE ACQ CM|CANT|Cantor Fitzgerald & Co.|400000
LACQ|LEISURE ACQ CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
LACQ|LEISURE ACQ CM|ITGI|ITG Inc.|300
LACQ|LEISURE ACQ CM|LEHM|Barclays Capital Inc./Le|99
LACQ|LEISURE ACQ CM|LIME|Lime Brokerage LLC|464
LACQ|LEISURE ACQ CM|MITR|GMP SECURITIES, LLC|50500
LACQ|LEISURE ACQ CM|MPSG|E D & F Man Capital Markets Inc.|99800
LACQ|LEISURE ACQ CM|NITE|VIRTU Americas LLC|2100
LACQ|LEISURE ACQ CM|UBSA|UBS SECURITIES LLC|700
LACQU|LEISURE ACQ UNIT|BTIG|BTIG, LLC|104400
LACQU|LEISURE ACQ UNIT|CANT|Cantor Fitzgerald & Co.|3000
LACQU|LEISURE ACQ UNIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30900
LACQU|LEISURE ACQ UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2500
LACQU|LEISURE ACQ UNIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|4800
LACQU|LEISURE ACQ UNIT|DBAX|Deutsche Bank Securities Inc.|2600
LACQU|LEISURE ACQ UNIT|DEAN|MORGAN STANLEY|1500
LACQU|LEISURE ACQ UNIT|EBXL|EBX LLC|5600
LACQU|LEISURE ACQ UNIT|FBCO|Credit Suisse Securities (USA) LLC|85000
LACQU|LEISURE ACQ UNIT|GSCS|GOLDMAN SACHS & CO. LLC|7800
LACQU|LEISURE ACQ UNIT|ICBX|INSTINET, LLC|2400
LACQU|LEISURE ACQ UNIT|INCA|INSTINET, LLC|2500
LACQU|LEISURE ACQ UNIT|ITGI|ITG Inc.|500
LACQU|LEISURE ACQ UNIT|LEHM|Barclays Capital Inc./Le|4800
LACQU|LEISURE ACQ UNIT|LIME|Lime Brokerage LLC|500
LACQU|LEISURE ACQ UNIT|LSCI|Lek Securities Corporation|400
LACQU|LEISURE ACQ UNIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
LACQU|LEISURE ACQ UNIT|MSCO|MORGAN STANLEY & CO. LLC|20500
LACQU|LEISURE ACQ UNIT|MSPL|MORGAN STANLEY & CO. LLC|2500
LACQU|LEISURE ACQ UNIT|NITE|VIRTU Americas LLC|4360
LACQU|LEISURE ACQ UNIT|SGMT|GOLDMAN SACHS & CO. LLC|4800
LACQU|LEISURE ACQ UNIT|SWIM|TD Ameritrade, Inc.|200
LACQU|LEISURE ACQ UNIT|TDSI|TD Securities (USA) LLC|18000
LACQU|LEISURE ACQ UNIT|UBSA|UBS SECURITIES LLC|5000
LACQU|LEISURE ACQ UNIT|UBSS|UBS Securities LLC|1000
LACQU|LEISURE ACQ UNIT|VGRD|Vanguard Marketing Corporation|3000
LACQU|LEISURE ACQ UNIT|WFPB|Wells Fargo Securities, LLC.|2660
LACQW|LEISURE ACQ WT|BTIG|BTIG, LLC|50000
LACQW|LEISURE ACQ WT|IBKR|Interactive Brokers Llc|5000
LACQW|LEISURE ACQ WT|MITR|GMP SECURITIES, LLC|25000
LAD|LITHIA MOTORS INC|ALTX|Alternet Securities Inc.|8844
LAD|LITHIA MOTORS INC|ANOS|ABEL/NOSER, L.L.C.|382
LAD|LITHIA MOTORS INC|APCC|Apex Clearing Corporation|40
LAD|LITHIA MOTORS INC|BARD|Robert W. Baird & Co. Incorporated|329
LAD|LITHIA MOTORS INC|BATM|CBOE TRADING, INC.|866
LAD|LITHIA MOTORS INC|BERN|Sanford C. Bernstein & Co., LLC|114112
LAD|LITHIA MOTORS INC|BIDS|BIDS TRADING L.P.|100
LAD|LITHIA MOTORS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|207
LAD|LITHIA MOTORS INC|BLKX|INSTINET, LLC|140568
LAD|LITHIA MOTORS INC|BMOC|BMO Capital Markets Corp.|223
LAD|LITHIA MOTORS INC|BNPX|BNP PARIBAS SECURITIES CORP.|9966
LAD|LITHIA MOTORS INC|BRVL|BLAYLOCK VAN, LLC|400
LAD|LITHIA MOTORS INC|BTIG|BTIG, LLC|226
LAD|LITHIA MOTORS INC|BUCK|The Buckingham Research Group Incorporated|13600
LAD|LITHIA MOTORS INC|BYXM|CBOE TRADING, INC.|1300
LAD|LITHIA MOTORS INC|BZYD|GOLDMAN SACHS & CO. LLC|470
LAD|LITHIA MOTORS INC|CANT|Cantor Fitzgerald & Co.|603
LAD|LITHIA MOTORS INC|CHAS|Charles Schwab & Co., Inc.|50
LAD|LITHIA MOTORS INC|CIST|Capital Institutional Services, Inc.|2386
LAD|LITHIA MOTORS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25672
LAD|LITHIA MOTORS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3390
LAD|LITHIA MOTORS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|103
LAD|LITHIA MOTORS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|91230
LAD|LITHIA MOTORS INC|CTDL|Citadel Derivatives Group Llc|820
LAD|LITHIA MOTORS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7086
LAD|LITHIA MOTORS INC|DADA|D.A. Davidson & Co.|50
LAD|LITHIA MOTORS INC|DBAB|Deutsche Bank Securities Inc.|54885
LAD|LITHIA MOTORS INC|DBAX|Deutsche Bank Securities Inc.|120000
LAD|LITHIA MOTORS INC|DBUL|Deutsche Bank Securities Inc.|972
LAD|LITHIA MOTORS INC|DEAN|MORGAN STANLEY|3077
LAD|LITHIA MOTORS INC|DEGS|RONIN PROFESSIONAL LLC|58
LAD|LITHIA MOTORS INC|EBXL|EBX LLC|59900
LAD|LITHIA MOTORS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|21950
LAD|LITHIA MOTORS INC|EDJO|Edward D. Jones & Co., L.P.|422
LAD|LITHIA MOTORS INC|EGAM|CBOE TRADING, INC.|6469
LAD|LITHIA MOTORS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1400
LAD|LITHIA MOTORS INC|EGXM|CBOE TRADING, INC.|307
LAD|LITHIA MOTORS INC|EGXW|CBOE TRADING, INC.|2
LAD|LITHIA MOTORS INC|ETBE|Electronic Transaction Clearing, Inc.|328
LAD|LITHIA MOTORS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17156
LAD|LITHIA MOTORS INC|ETRS|E*Trade Securities LLC|48268
LAD|LITHIA MOTORS INC|FBSB|U.S. Bancorp Investments, Inc.|195
LAD|LITHIA MOTORS INC|FILL|Tradestation Securities, Inc.|15
LAD|LITHIA MOTORS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
LAD|LITHIA MOTORS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34614
LAD|LITHIA MOTORS INC|FTBR|Foliofn Investments, Inc.|1346
LAD|LITHIA MOTORS INC|GLPX|ACS EXECUTION SERVICES, LLC|41574
LAD|LITHIA MOTORS INC|GSCO|GOLDMAN SACHS & CO. LLC|153484
LAD|LITHIA MOTORS INC|GSCS|GOLDMAN SACHS & CO. LLC|13241
LAD|LITHIA MOTORS INC|GSLT|GOLDMAN SACHS & CO. LLC|327
LAD|LITHIA MOTORS INC|GTSZ|GTS SECURITIES LLC|29766
LAD|LITHIA MOTORS INC|HRBF|American Enterprise Investment Services Inc.|769
LAD|LITHIA MOTORS INC|IATS|INTERACTIVE BROKERS LLC|3467
LAD|LITHIA MOTORS INC|IBKR|Interactive Brokers Llc|4273
LAD|LITHIA MOTORS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|573
LAD|LITHIA MOTORS INC|ICBX|INSTINET, LLC|18750
LAD|LITHIA MOTORS INC|IEQY|CITADEL SECURITIES LLC|21028
LAD|LITHIA MOTORS INC|INCA|INSTINET, LLC|45014
LAD|LITHIA MOTORS INC|INJX|INSTINET, LLC|2173
LAD|LITHIA MOTORS INC|ITGI|ITG Inc.|22139
LAD|LITHIA MOTORS INC|ITGP|ITG INC.|256600
LAD|LITHIA MOTORS INC|JANY|Janney Montgomery Scott Inc.|295
LAD|LITHIA MOTORS INC|JEFF|JEFFERIES LLC|12032
LAD|LITHIA MOTORS INC|JMPT|JUMP TRADING, LLC|12496
LAD|LITHIA MOTORS INC|JONE|JonesTrading|255
LAD|LITHIA MOTORS INC|JPBX|J.P. MORGAN SECURITIES LLC|6805
LAD|LITHIA MOTORS INC|JPMX|J.P. Morgan Securities LLC|114930
LAD|LITHIA MOTORS INC|JSJX|JANE STREET CAPITAL LLC|1912
LAD|LITHIA MOTORS INC|KCGM|VIRTU Americas LLC|24954
LAD|LITHIA MOTORS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|55
LAD|LITHIA MOTORS INC|LEHM|Barclays Capital Inc./Le|96688
LAD|LITHIA MOTORS INC|LIME|Lime Brokerage LLC|3128
LAD|LITHIA MOTORS INC|LQNA|LIQUIDNET, INC.|20000
LAD|LITHIA MOTORS INC|LSCI|Lek Securities Corporation|2
LAD|LITHIA MOTORS INC|MBTS|ALLY INVEST SECURITIES LLC|275
LAD|LITHIA MOTORS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19112
LAD|LITHIA MOTORS INC|MOTF|MOTIF INVESTING, INC.|1
LAD|LITHIA MOTORS INC|MSCO|MORGAN STANLEY & CO. LLC|176388
LAD|LITHIA MOTORS INC|MSPL|MORGAN STANLEY & CO. LLC|77200
LAD|LITHIA MOTORS INC|MSTX|MORGAN STANLEY & CO. LLC|4200
LAD|LITHIA MOTORS INC|MTON|MILLINGTON SECURITIES, INC.|20696
LAD|LITHIA MOTORS INC|NFSC|National Financial Services LLC|14494
LAD|LITHIA MOTORS INC|NITE|VIRTU Americas LLC|102237
LAD|LITHIA MOTORS INC|NQRB|Brut, LLC|2528
LAD|LITHIA MOTORS INC|NTRC|Northern Trust Securities, Inc.|1796
LAD|LITHIA MOTORS INC|OPCO|Oppenheimer & Co. Inc.|187
LAD|LITHIA MOTORS INC|PDQM|CODA MARKETS, INC.|133748
LAD|LITHIA MOTORS INC|PHLY|NASDAQ Execution Services, LLC|600
LAD|LITHIA MOTORS INC|PWJC|UBS Financial Services, Inc.|6
LAD|LITHIA MOTORS INC|RBCM|RBC CAPITAL MARKETS, LLC|3073
LAD|LITHIA MOTORS INC|ROTH|Roth Capital Partners, LLC|900
LAD|LITHIA MOTORS INC|SAGL|SAGETRADER, LLC|7363
LAD|LITHIA MOTORS INC|SAGW|SAGETRADER, LLC|3
LAD|LITHIA MOTORS INC|SBSH|Citigroup Global Markets Inc.|13754
LAD|LITHIA MOTORS INC|SEIC|SEI Investments Distribution Co.|100
LAD|LITHIA MOTORS INC|SGMT|GOLDMAN SACHS & CO. LLC|28691
LAD|LITHIA MOTORS INC|SOGO|Wang Investment Associates, Inc.|310
LAD|LITHIA MOTORS INC|SPDR|SPEEDROUTE LLC|14440
LAD|LITHIA MOTORS INC|SPTD|MINT GLOBAL MARKETS, INC.|18106
LAD|LITHIA MOTORS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2204
LAD|LITHIA MOTORS INC|STFL|Stifel, Nicolaus & Company, Incorporated|42
LAD|LITHIA MOTORS INC|STKP|STOCKPILE INVESTMENTS, INC.|6
LAD|LITHIA MOTORS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1080
LAD|LITHIA MOTORS INC|SWIM|TD Ameritrade, Inc.|14573
LAD|LITHIA MOTORS INC|TKNG|ALLY INVEST SECURITIES LLC|22
LAD|LITHIA MOTORS INC|TMBR|Timber Hill LLC|500
LAD|LITHIA MOTORS INC|TRBT|Tradebot Systems, Inc.|12848
LAD|LITHIA MOTORS INC|TRCM|TRC MARKETS LLC|29908
LAD|LITHIA MOTORS INC|UBSA|UBS SECURITIES LLC|184986
LAD|LITHIA MOTORS INC|UBSS|UBS Securities LLC|191578
LAD|LITHIA MOTORS INC|VALX|VIRTU AMERICAS LLC|5207
LAD|LITHIA MOTORS INC|VGRD|Vanguard Marketing Corporation|886
LAD|LITHIA MOTORS INC|VSIN|Vision Financial Markets Llc|10
LAD|LITHIA MOTORS INC|WABR|Wall Street Access|21796
LAD|LITHIA MOTORS INC|WCHV|WELLS FARGO SECURITIES, LLC|12329
LAD|LITHIA MOTORS INC|WEDB|WEDBUSH SECURITIES INC.|43
LAD|LITHIA MOTORS INC|WEED|Weeden & Co.L.P.|1190
LAD|LITHIA MOTORS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1203
LAD|LITHIA MOTORS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|331
LAD|LITHIA MOTORS INC|WGIF|CIBC World Markets Inc.|26
LAD|LITHIA MOTORS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|50
LAD|LITHIA MOTORS INC|WORD|Worden Capital Management LLC|100
LAD|LITHIA MOTORS INC|WSEA|WOLVERINE SECURITIES, LLC|89
LAD|LITHIA MOTORS INC|XIST|INSTINET, LLC|23800
LAD|LITHIA MOTORS INC|XPQR|Jump Trading|340
LAD|LITHIA MOTORS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
LAD|LITHIA MOTORS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|15496
LAD|LITHIA MOTORS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1286
LADR|LADDER CAPITAL CORP|ALTX|Alternet Securities Inc.|14000
LADR|LADDER CAPITAL CORP|APCC|Apex Clearing Corporation|1087
LADR|LADDER CAPITAL CORP|BARD|Robert W. Baird & Co. Incorporated|17050
LADR|LADDER CAPITAL CORP|BATM|CBOE TRADING, INC.|1367
LADR|LADDER CAPITAL CORP|BBNT|BB&T SECURITIES, LLC|200
LADR|LADDER CAPITAL CORP|BERN|Sanford C. Bernstein & Co., LLC|8528
LADR|LADDER CAPITAL CORP|BIAD|SAGETRADER, LLC|1
LADR|LADDER CAPITAL CORP|BIDS|BIDS TRADING L.P.|1000
LADR|LADDER CAPITAL CORP|BIMI|Banca IMI Securities Corp.|190
LADR|LADDER CAPITAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30623
LADR|LADDER CAPITAL CORP|BLKX|INSTINET, LLC|37600
LADR|LADDER CAPITAL CORP|BNKS|Fig Partners, LLC|44971
LADR|LADDER CAPITAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|8367
LADR|LADDER CAPITAL CORP|BTIG|BTIG, LLC|69056
LADR|LADDER CAPITAL CORP|BYXM|CBOE TRADING, INC.|438
LADR|LADDER CAPITAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|3100
LADR|LADDER CAPITAL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|17600
LADR|LADDER CAPITAL CORP|CHAS|Charles Schwab & Co., Inc.|6746
LADR|LADDER CAPITAL CORP|CIST|Capital Institutional Services, Inc.|671
LADR|LADDER CAPITAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|169131
LADR|LADDER CAPITAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6170
LADR|LADDER CAPITAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|274220
LADR|LADDER CAPITAL CORP|CTDE|CHOICETRADE|300
LADR|LADDER CAPITAL CORP|CTDL|Citadel Derivatives Group Llc|5765
LADR|LADDER CAPITAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|99106
LADR|LADDER CAPITAL CORP|DADA|D.A. Davidson & Co.|3150
LADR|LADDER CAPITAL CORP|DBAB|Deutsche Bank Securities Inc.|52489
LADR|LADDER CAPITAL CORP|DBAX|Deutsche Bank Securities Inc.|262000
LADR|LADDER CAPITAL CORP|DBUL|Deutsche Bank Securities Inc.|500
LADR|LADDER CAPITAL CORP|DEAN|MORGAN STANLEY|3719
LADR|LADDER CAPITAL CORP|DEGS|RONIN PROFESSIONAL LLC|1391
LADR|LADDER CAPITAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11100
LADR|LADDER CAPITAL CORP|EBXL|EBX LLC|369600
LADR|LADDER CAPITAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|186
LADR|LADDER CAPITAL CORP|EDJO|Edward D. Jones & Co., L.P.|1923
LADR|LADDER CAPITAL CORP|EGAM|CBOE TRADING, INC.|4534
LADR|LADDER CAPITAL CORP|EGXM|CBOE TRADING, INC.|100
LADR|LADDER CAPITAL CORP|EGXW|CBOE TRADING, INC.|200
LADR|LADDER CAPITAL CORP|ETBE|Electronic Transaction Clearing, Inc.|4664
LADR|LADDER CAPITAL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
LADR|LADDER CAPITAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
LADR|LADDER CAPITAL CORP|ETRS|E*Trade Securities LLC|180085
LADR|LADDER CAPITAL CORP|FILL|Tradestation Securities, Inc.|445
LADR|LADDER CAPITAL CORP|FMAF|NBCN Inc./ CDS|300
LADR|LADDER CAPITAL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3055
LADR|LADDER CAPITAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17164
LADR|LADDER CAPITAL CORP|FTBR|Foliofn Investments, Inc.|6776
LADR|LADDER CAPITAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
LADR|LADDER CAPITAL CORP|GLIS|TD Securities Inc|1500
LADR|LADDER CAPITAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|7770
LADR|LADDER CAPITAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|792311
LADR|LADDER CAPITAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|2600
LADR|LADDER CAPITAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|9617
LADR|LADDER CAPITAL CORP|GTSZ|GTS SECURITIES LLC|57559
LADR|LADDER CAPITAL CORP|HRBF|American Enterprise Investment Services Inc.|14111
LADR|LADDER CAPITAL CORP|IATS|INTERACTIVE BROKERS LLC|14004
LADR|LADDER CAPITAL CORP|IBKR|Interactive Brokers Llc|37251
LADR|LADDER CAPITAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|781
LADR|LADDER CAPITAL CORP|ICBX|INSTINET, LLC|144913
LADR|LADDER CAPITAL CORP|IEQY|CITADEL SECURITIES LLC|28400
LADR|LADDER CAPITAL CORP|INCA|INSTINET, LLC|285184
LADR|LADDER CAPITAL CORP|INJX|INSTINET, LLC|2100
LADR|LADDER CAPITAL CORP|ITGI|ITG Inc.|102960
LADR|LADDER CAPITAL CORP|ITGP|ITG INC.|127200
LADR|LADDER CAPITAL CORP|JANY|Janney Montgomery Scott Inc.|2212
LADR|LADDER CAPITAL CORP|JEFF|JEFFERIES LLC|166685
LADR|LADDER CAPITAL CORP|JMPT|JUMP TRADING, LLC|40018
LADR|LADDER CAPITAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|33806
LADR|LADDER CAPITAL CORP|JPMX|J.P. Morgan Securities LLC|897451
LADR|LADDER CAPITAL CORP|JSJX|JANE STREET CAPITAL LLC|7692
LADR|LADDER CAPITAL CORP|JSSF|JMP Securities LLC|1639
LADR|LADDER CAPITAL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|15000
LADR|LADDER CAPITAL CORP|KCGM|VIRTU Americas LLC|83109
LADR|LADDER CAPITAL CORP|LEHM|Barclays Capital Inc./Le|537909
LADR|LADDER CAPITAL CORP|LIME|Lime Brokerage LLC|13649
LADR|LADDER CAPITAL CORP|LOOP|Loop Capital Markets LLC|2429
LADR|LADDER CAPITAL CORP|LQNA|LIQUIDNET, INC.|30000
LADR|LADDER CAPITAL CORP|LTCO|Ladenburg, Thalmann & Co., Inc.|11650
LADR|LADDER CAPITAL CORP|MBTS|ALLY INVEST SECURITIES LLC|684
LADR|LADDER CAPITAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|220970
LADR|LADDER CAPITAL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
LADR|LADDER CAPITAL CORP|MOTF|MOTIF INVESTING, INC.|5
LADR|LADDER CAPITAL CORP|MSCO|MORGAN STANLEY & CO. LLC|535705
LADR|LADDER CAPITAL CORP|MSPL|MORGAN STANLEY & CO. LLC|396100
LADR|LADDER CAPITAL CORP|MSTX|MORGAN STANLEY & CO. LLC|129400
LADR|LADDER CAPITAL CORP|NATL|National Securities Corporation|1500
LADR|LADDER CAPITAL CORP|NEUB|NEUBERGER BERMAN BD LLC|106
LADR|LADDER CAPITAL CORP|NFSC|National Financial Services LLC|662922
LADR|LADDER CAPITAL CORP|NITE|VIRTU Americas LLC|919453
LADR|LADDER CAPITAL CORP|NQRB|Brut, LLC|37882
LADR|LADDER CAPITAL CORP|NTBF|BMO Nesbitt Burns Inc./CDS|106
LADR|LADDER CAPITAL CORP|OPCO|Oppenheimer & Co. Inc.|811
LADR|LADDER CAPITAL CORP|PDQM|CODA MARKETS, INC.|9292
LADR|LADDER CAPITAL CORP|PHLY|NASDAQ Execution Services, LLC|1000
LADR|LADDER CAPITAL CORP|PWJC|UBS Financial Services, Inc.|9237
LADR|LADDER CAPITAL CORP|QMSR|QUATTRO M SECURITIES INC.|1371
LADR|LADDER CAPITAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|14457
LADR|LADDER CAPITAL CORP|RGLD|Regal Securities, Inc|200
LADR|LADDER CAPITAL CORP|SAGL|SAGETRADER, LLC|147484
LADR|LADDER CAPITAL CORP|SAGW|SAGETRADER, LLC|787
LADR|LADDER CAPITAL CORP|SALI|INTL FCSTONE FINANCIAL INC.|139
LADR|LADDER CAPITAL CORP|SBSH|Citigroup Global Markets Inc.|316223
LADR|LADDER CAPITAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|127634
LADR|LADDER CAPITAL CORP|SIBO|Prime Executions, Inc.|3200
LADR|LADDER CAPITAL CORP|SPDR|SPEEDROUTE LLC|3000
LADR|LADDER CAPITAL CORP|SPHN|Stephens Inc.|7765
LADR|LADDER CAPITAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|24909
LADR|LADDER CAPITAL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6132
LADR|LADDER CAPITAL CORP|SWIM|TD Ameritrade, Inc.|46871
LADR|LADDER CAPITAL CORP|SWST|Hilltop Securities Inc.|15400
LADR|LADDER CAPITAL CORP|TKNG|ALLY INVEST SECURITIES LLC|6433
LADR|LADDER CAPITAL CORP|TRBT|Tradebot Systems, Inc.|89342
LADR|LADDER CAPITAL CORP|TRCM|TRC MARKETS LLC|42294
LADR|LADDER CAPITAL CORP|TWTT|TASTYWORKS, INC.|300
LADR|LADDER CAPITAL CORP|UBSA|UBS SECURITIES LLC|601780
LADR|LADDER CAPITAL CORP|UBSS|UBS Securities LLC|329988
LADR|LADDER CAPITAL CORP|VALX|VIRTU AMERICAS LLC|11252
LADR|LADDER CAPITAL CORP|VGRD|Vanguard Marketing Corporation|196500
LADR|LADDER CAPITAL CORP|WBLR|WILLIAM BLAIR|600
LADR|LADDER CAPITAL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2932
LADR|LADDER CAPITAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|173440
LADR|LADDER CAPITAL CORP|WEDB|WEDBUSH SECURITIES INC.|1007
LADR|LADDER CAPITAL CORP|WEED|Weeden & Co.L.P.|1050
LADR|LADDER CAPITAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1135
LADR|LADDER CAPITAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|65492
LADR|LADDER CAPITAL CORP|WGIF|CIBC World Markets Inc.|1710
LADR|LADDER CAPITAL CORP|WSEA|WOLVERINE SECURITIES, LLC|4383
LADR|LADDER CAPITAL CORP|XPQR|Jump Trading|115
LADR|LADDER CAPITAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|111226
LADR|LADDER CAPITAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1692
LADR|LADDER CAPITAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11072
LAKE|LAKELAND INDS INC ##|APCC|Apex Clearing Corporation|204
LAKE|LAKELAND INDS INC ##|BATM|CBOE TRADING, INC.|2
LAKE|LAKELAND INDS INC ##|BAYC|BAY CREST PARTNERS, LLC|1994
LAKE|LAKELAND INDS INC ##|BIMI|Banca IMI Securities Corp.|2
LAKE|LAKELAND INDS INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|256
LAKE|LAKELAND INDS INC ##|BTIG|BTIG, LLC|83334
LAKE|LAKELAND INDS INC ##|BZYD|GOLDMAN SACHS & CO. LLC|601
LAKE|LAKELAND INDS INC ##|CANT|Cantor Fitzgerald & Co.|922
LAKE|LAKELAND INDS INC ##|CHAS|Charles Schwab & Co., Inc.|250
LAKE|LAKELAND INDS INC ##|CHLM|Craig-Hallum Capital Group LLC|10589
LAKE|LAKELAND INDS INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5203
LAKE|LAKELAND INDS INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23192
LAKE|LAKELAND INDS INC ##|CTDL|Citadel Derivatives Group Llc|2
LAKE|LAKELAND INDS INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
LAKE|LAKELAND INDS INC ##|DBAB|Deutsche Bank Securities Inc.|9454
LAKE|LAKELAND INDS INC ##|DBAX|Deutsche Bank Securities Inc.|8700
LAKE|LAKELAND INDS INC ##|DBUL|Deutsche Bank Securities Inc.|500
LAKE|LAKELAND INDS INC ##|DEAN|MORGAN STANLEY|4349
LAKE|LAKELAND INDS INC ##|DEGS|RONIN PROFESSIONAL LLC|6440
LAKE|LAKELAND INDS INC ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6300
LAKE|LAKELAND INDS INC ##|EBXL|EBX LLC|5600
LAKE|LAKELAND INDS INC ##|EDJO|Edward D. Jones & Co., L.P.|117
LAKE|LAKELAND INDS INC ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12
LAKE|LAKELAND INDS INC ##|ETRS|E*Trade Securities LLC|3952
LAKE|LAKELAND INDS INC ##|FBCO|Credit Suisse Securities (USA) LLC|7808
LAKE|LAKELAND INDS INC ##|FILL|Tradestation Securities, Inc.|1050
LAKE|LAKELAND INDS INC ##|FMAF|NBCN Inc./ CDS|150
LAKE|LAKELAND INDS INC ##|FOMA|TD AMERITRADE CLEARING, INC.|25812
LAKE|LAKELAND INDS INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2507
LAKE|LAKELAND INDS INC ##|FTBR|Foliofn Investments, Inc.|528
LAKE|LAKELAND INDS INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|347
LAKE|LAKELAND INDS INC ##|GLPX|ACS EXECUTION SERVICES, LLC|20
LAKE|LAKELAND INDS INC ##|GSCO|GOLDMAN SACHS & CO. LLC|4849
LAKE|LAKELAND INDS INC ##|GSCS|GOLDMAN SACHS & CO. LLC|10004
LAKE|LAKELAND INDS INC ##|GSLT|GOLDMAN SACHS & CO. LLC|864
LAKE|LAKELAND INDS INC ##|GTSZ|GTS SECURITIES LLC|1401
LAKE|LAKELAND INDS INC ##|HRBF|American Enterprise Investment Services Inc.|2146
LAKE|LAKELAND INDS INC ##|IATS|INTERACTIVE BROKERS LLC|1500
LAKE|LAKELAND INDS INC ##|IBKR|Interactive Brokers Llc|28398
LAKE|LAKELAND INDS INC ##|ICBX|INSTINET, LLC|2700
LAKE|LAKELAND INDS INC ##|INCA|INSTINET, LLC|23813
LAKE|LAKELAND INDS INC ##|INJX|INSTINET, LLC|452
LAKE|LAKELAND INDS INC ##|ITGI|ITG Inc.|24110
LAKE|LAKELAND INDS INC ##|ITGP|ITG INC.|196600
LAKE|LAKELAND INDS INC ##|JEFF|JEFFERIES LLC|1900
LAKE|LAKELAND INDS INC ##|JPMX|J.P. Morgan Securities LLC|13926
LAKE|LAKELAND INDS INC ##|JSJX|JANE STREET CAPITAL LLC|631
LAKE|LAKELAND INDS INC ##|KCGM|VIRTU Americas LLC|2338
LAKE|LAKELAND INDS INC ##|LEHM|Barclays Capital Inc./Le|21569
LAKE|LAKELAND INDS INC ##|LIME|Lime Brokerage LLC|22011
LAKE|LAKELAND INDS INC ##|LQNA|LIQUIDNET, INC.|24700
LAKE|LAKELAND INDS INC ##|LTCO|Ladenburg, Thalmann & Co., Inc.|300
LAKE|LAKELAND INDS INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3350
LAKE|LAKELAND INDS INC ##|MSCO|MORGAN STANLEY & CO. LLC|45679
LAKE|LAKELAND INDS INC ##|MSPL|MORGAN STANLEY & CO. LLC|2800
LAKE|LAKELAND INDS INC ##|NFSC|National Financial Services LLC|65984
LAKE|LAKELAND INDS INC ##|NITE|VIRTU Americas LLC|90892
LAKE|LAKELAND INDS INC ##|NQRB|Brut, LLC|100
LAKE|LAKELAND INDS INC ##|OPCO|Oppenheimer & Co. Inc.|89
LAKE|LAKELAND INDS INC ##|PDQM|CODA MARKETS, INC.|40
LAKE|LAKELAND INDS INC ##|PREC|PRECISION SECURITIES, LLC|4495
LAKE|LAKELAND INDS INC ##|PWJC|UBS Financial Services, Inc.|1400
LAKE|LAKELAND INDS INC ##|RAJA|Raymond James & Associates, Inc.|750
LAKE|LAKELAND INDS INC ##|RBCM|RBC CAPITAL MARKETS, LLC|2500
LAKE|LAKELAND INDS INC ##|ROTH|Roth Capital Partners, LLC|100
LAKE|LAKELAND INDS INC ##|SBSH|Citigroup Global Markets Inc.|1562
LAKE|LAKELAND INDS INC ##|SGMT|GOLDMAN SACHS & CO. LLC|1910
LAKE|LAKELAND INDS INC ##|SPDR|SPEEDROUTE LLC|500
LAKE|LAKELAND INDS INC ##|SWIM|TD Ameritrade, Inc.|14881
LAKE|LAKELAND INDS INC ##|SWST|Hilltop Securities Inc.|6002
LAKE|LAKELAND INDS INC ##|TKNG|ALLY INVEST SECURITIES LLC|694
LAKE|LAKELAND INDS INC ##|TRBT|Tradebot Systems, Inc.|2381
LAKE|LAKELAND INDS INC ##|TRCM|TRC MARKETS LLC|9760
LAKE|LAKELAND INDS INC ##|UBSA|UBS SECURITIES LLC|49000
LAKE|LAKELAND INDS INC ##|UBSS|UBS Securities LLC|32382
LAKE|LAKELAND INDS INC ##|VALX|VIRTU AMERICAS LLC|2465
LAKE|LAKELAND INDS INC ##|WCHV|WELLS FARGO SECURITIES, LLC|4236
LAKE|LAKELAND INDS INC ##|WEDB|WEDBUSH SECURITIES INC.|315
LAKE|LAKELAND INDS INC ##|WEED|Weeden & Co.L.P.|115920
LAKE|LAKELAND INDS INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1660
LAKE|LAKELAND INDS INC ##|WGIF|CIBC World Markets Inc.|1724
LAKE|LAKELAND INDS INC ##|WSEA|WOLVERINE SECURITIES, LLC|290
LAKE|LAKELAND INDS INC ##|XIST|INSTINET, LLC|200
LAKE|LAKELAND INDS INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3888
LAKE|LAKELAND INDS INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|140
LALT|INVESCO MULTI-STRAT|APCC|Apex Clearing Corporation|6
LALT|INVESCO MULTI-STRAT|FBCO|Credit Suisse Securities (USA) LLC|100
LALT|INVESCO MULTI-STRAT|FOMA|TD AMERITRADE CLEARING, INC.|103
LALT|INVESCO MULTI-STRAT|GEBB|GLOBAL EXECUTION BROKERS, LP|3
LALT|INVESCO MULTI-STRAT|IBKR|Interactive Brokers Llc|65
LALT|INVESCO MULTI-STRAT|LIME|Lime Brokerage LLC|93
LALT|INVESCO MULTI-STRAT|MSCO|MORGAN STANLEY & CO. LLC|4
LALT|INVESCO MULTI-STRAT|NFSC|National Financial Services LLC|33
LALT|INVESCO MULTI-STRAT|NITE|VIRTU Americas LLC|115
LALT|INVESCO MULTI-STRAT|UBSS|UBS Securities LLC|93
LAMR|LAMAR ADVERTIS A  ##|ALTX|Alternet Securities Inc.|10117
LAMR|LAMAR ADVERTIS A  ##|APCC|Apex Clearing Corporation|52
LAMR|LAMAR ADVERTIS A  ##|BANK|Primevest Financial Services, Inc.|45
LAMR|LAMAR ADVERTIS A  ##|BARD|Robert W. Baird & Co. Incorporated|1638
LAMR|LAMAR ADVERTIS A  ##|BATM|CBOE TRADING, INC.|1912
LAMR|LAMAR ADVERTIS A  ##|BAYC|BAY CREST PARTNERS, LLC|185
LAMR|LAMAR ADVERTIS A  ##|BAYT|BTIG, LLC|1000
LAMR|LAMAR ADVERTIS A  ##|BBNT|BB&T SECURITIES, LLC|1857
LAMR|LAMAR ADVERTIS A  ##|BERN|Sanford C. Bernstein & Co., LLC|205750
LAMR|LAMAR ADVERTIS A  ##|BKCM|BNY Mellon Capital Markets LLC|18172
LAMR|LAMAR ADVERTIS A  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7889
LAMR|LAMAR ADVERTIS A  ##|BLKX|INSTINET, LLC|5000
LAMR|LAMAR ADVERTIS A  ##|BMOC|BMO Capital Markets Corp.|3866
LAMR|LAMAR ADVERTIS A  ##|BNPX|BNP PARIBAS SECURITIES CORP.|19287
LAMR|LAMAR ADVERTIS A  ##|BRVL|BLAYLOCK VAN, LLC|300
LAMR|LAMAR ADVERTIS A  ##|BTIG|BTIG, LLC|44681
LAMR|LAMAR ADVERTIS A  ##|BYXM|CBOE TRADING, INC.|1664
LAMR|LAMAR ADVERTIS A  ##|BZYD|GOLDMAN SACHS & CO. LLC|487
LAMR|LAMAR ADVERTIS A  ##|CABR|Cabrera Capital Markets, Inc.|25
LAMR|LAMAR ADVERTIS A  ##|CANT|Cantor Fitzgerald & Co.|122
LAMR|LAMAR ADVERTIS A  ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|55348
LAMR|LAMAR ADVERTIS A  ##|CHAS|Charles Schwab & Co., Inc.|106
LAMR|LAMAR ADVERTIS A  ##|CIST|Capital Institutional Services, Inc.|1301
LAMR|LAMAR ADVERTIS A  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10332
LAMR|LAMAR ADVERTIS A  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4347
LAMR|LAMAR ADVERTIS A  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6284
LAMR|LAMAR ADVERTIS A  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|235820
LAMR|LAMAR ADVERTIS A  ##|CTDL|Citadel Derivatives Group Llc|32976
LAMR|LAMAR ADVERTIS A  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|26838
LAMR|LAMAR ADVERTIS A  ##|DADA|D.A. Davidson & Co.|5
LAMR|LAMAR ADVERTIS A  ##|DAVA|Davenport & Company LLC|11542
LAMR|LAMAR ADVERTIS A  ##|DBAB|Deutsche Bank Securities Inc.|470993
LAMR|LAMAR ADVERTIS A  ##|DBAX|Deutsche Bank Securities Inc.|147000
LAMR|LAMAR ADVERTIS A  ##|DBUL|Deutsche Bank Securities Inc.|1200
LAMR|LAMAR ADVERTIS A  ##|DEAN|MORGAN STANLEY|6146
LAMR|LAMAR ADVERTIS A  ##|DEGS|RONIN PROFESSIONAL LLC|100
LAMR|LAMAR ADVERTIS A  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1418
LAMR|LAMAR ADVERTIS A  ##|DRWK|DRW SECURITIES, L.L.C.|27433
LAMR|LAMAR ADVERTIS A  ##|EBXL|EBX LLC|165600
LAMR|LAMAR ADVERTIS A  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1893
LAMR|LAMAR ADVERTIS A  ##|EDJO|Edward D. Jones & Co., L.P.|542
LAMR|LAMAR ADVERTIS A  ##|EGAM|CBOE TRADING, INC.|10850
LAMR|LAMAR ADVERTIS A  ##|EGAW|CBOE TRADING, INC.|154
LAMR|LAMAR ADVERTIS A  ##|EGMT|EG MARKET TECHNOLOGIES LLC|1101
LAMR|LAMAR ADVERTIS A  ##|EGXM|CBOE TRADING, INC.|397
LAMR|LAMAR ADVERTIS A  ##|EGXW|CBOE TRADING, INC.|100
LAMR|LAMAR ADVERTIS A  ##|ETBE|Electronic Transaction Clearing, Inc.|17005
LAMR|LAMAR ADVERTIS A  ##|ETCC|Electronic Transaction Clearing, Inc.|710
LAMR|LAMAR ADVERTIS A  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5818
LAMR|LAMAR ADVERTIS A  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18044
LAMR|LAMAR ADVERTIS A  ##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|7464
LAMR|LAMAR ADVERTIS A  ##|ETRS|E*Trade Securities LLC|48590
LAMR|LAMAR ADVERTIS A  ##|FBCO|Credit Suisse Securities (USA) LLC|395995
LAMR|LAMAR ADVERTIS A  ##|FBSB|U.S. Bancorp Investments, Inc.|28
LAMR|LAMAR ADVERTIS A  ##|FILL|Tradestation Securities, Inc.|216
LAMR|LAMAR ADVERTIS A  ##|FINX|FINTECH SECURITIES|51
LAMR|LAMAR ADVERTIS A  ##|FMAF|NBCN Inc./ CDS|137
LAMR|LAMAR ADVERTIS A  ##|FMCO|First Manhattan Co|700
LAMR|LAMAR ADVERTIS A  ##|FOMA|TD AMERITRADE CLEARING, INC.|53503
LAMR|LAMAR ADVERTIS A  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13593
LAMR|LAMAR ADVERTIS A  ##|FQLS|Quantlab Securities LP|222817
LAMR|LAMAR ADVERTIS A  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99414
LAMR|LAMAR ADVERTIS A  ##|FTBR|Foliofn Investments, Inc.|309
LAMR|LAMAR ADVERTIS A  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|9991
LAMR|LAMAR ADVERTIS A  ##|GLPX|ACS EXECUTION SERVICES, LLC|47014
LAMR|LAMAR ADVERTIS A  ##|GSCO|GOLDMAN SACHS & CO. LLC|945310
LAMR|LAMAR ADVERTIS A  ##|GSCS|GOLDMAN SACHS & CO. LLC|51425
LAMR|LAMAR ADVERTIS A  ##|GSLT|GOLDMAN SACHS & CO. LLC|9226
LAMR|LAMAR ADVERTIS A  ##|GTSZ|GTS SECURITIES LLC|62303
LAMR|LAMAR ADVERTIS A  ##|HRBF|American Enterprise Investment Services Inc.|5311
LAMR|LAMAR ADVERTIS A  ##|HSBC|HSBC Securities, Inc.|3530
LAMR|LAMAR ADVERTIS A  ##|IATS|INTERACTIVE BROKERS LLC|945
LAMR|LAMAR ADVERTIS A  ##|IBKR|Interactive Brokers Llc|20796
LAMR|LAMAR ADVERTIS A  ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|58
LAMR|LAMAR ADVERTIS A  ##|ICBX|INSTINET, LLC|20053
LAMR|LAMAR ADVERTIS A  ##|IEQY|CITADEL SECURITIES LLC|139960
LAMR|LAMAR ADVERTIS A  ##|INCA|INSTINET, LLC|199061
LAMR|LAMAR ADVERTIS A  ##|INJX|INSTINET, LLC|19374
LAMR|LAMAR ADVERTIS A  ##|ITGI|ITG Inc.|520773
LAMR|LAMAR ADVERTIS A  ##|ITGP|ITG INC.|245000
LAMR|LAMAR ADVERTIS A  ##|JANY|Janney Montgomery Scott Inc.|1092
LAMR|LAMAR ADVERTIS A  ##|JEFF|JEFFERIES LLC|117958
LAMR|LAMAR ADVERTIS A  ##|JMPT|JUMP TRADING, LLC|41772
LAMR|LAMAR ADVERTIS A  ##|JPBX|J.P. MORGAN SECURITIES LLC|25573
LAMR|LAMAR ADVERTIS A  ##|JPMX|J.P. Morgan Securities LLC|667322
LAMR|LAMAR ADVERTIS A  ##|JSJX|JANE STREET CAPITAL LLC|5675
LAMR|LAMAR ADVERTIS A  ##|KCGM|VIRTU Americas LLC|68562
LAMR|LAMAR ADVERTIS A  ##|LEHM|Barclays Capital Inc./Le|542846
LAMR|LAMAR ADVERTIS A  ##|LIME|Lime Brokerage LLC|235386
LAMR|LAMAR ADVERTIS A  ##|LMGP|LIME BROKERAGE LLC|5280
LAMR|LAMAR ADVERTIS A  ##|LQNA|LIQUIDNET, INC.|61700
LAMR|LAMAR ADVERTIS A  ##|LQNB|LIQUIDNET, INC.|1100
LAMR|LAMAR ADVERTIS A  ##|LSCI|Lek Securities Corporation|7
LAMR|LAMAR ADVERTIS A  ##|MBTS|ALLY INVEST SECURITIES LLC|100
LAMR|LAMAR ADVERTIS A  ##|MCMF|Raymond James Ltd. Cds|787
LAMR|LAMAR ADVERTIS A  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67822
LAMR|LAMAR ADVERTIS A  ##|MOTF|MOTIF INVESTING, INC.|3
LAMR|LAMAR ADVERTIS A  ##|MSCO|MORGAN STANLEY & CO. LLC|1833071
LAMR|LAMAR ADVERTIS A  ##|MSPL|MORGAN STANLEY & CO. LLC|223100
LAMR|LAMAR ADVERTIS A  ##|MSTX|MORGAN STANLEY & CO. LLC|47300
LAMR|LAMAR ADVERTIS A  ##|NEUB|NEUBERGER BERMAN BD LLC|110
LAMR|LAMAR ADVERTIS A  ##|NFSC|National Financial Services LLC|115646
LAMR|LAMAR ADVERTIS A  ##|NITE|VIRTU Americas LLC|230710
LAMR|LAMAR ADVERTIS A  ##|NITP|VIRTU Americas LLC|3845
LAMR|LAMAR ADVERTIS A  ##|NQRB|Brut, LLC|3493
LAMR|LAMAR ADVERTIS A  ##|NTRC|Northern Trust Securities, Inc.|175
LAMR|LAMAR ADVERTIS A  ##|OHOS|TWO SIGMA SECURITIES, LLC|17005
LAMR|LAMAR ADVERTIS A  ##|OPCO|Oppenheimer & Co. Inc.|2666
LAMR|LAMAR ADVERTIS A  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2388
LAMR|LAMAR ADVERTIS A  ##|PDQM|CODA MARKETS, INC.|121136
LAMR|LAMAR ADVERTIS A  ##|PHLY|NASDAQ Execution Services, LLC|1600
LAMR|LAMAR ADVERTIS A  ##|PIPR|Piper Jaffray & Co.|4075
LAMR|LAMAR ADVERTIS A  ##|PWJC|UBS Financial Services, Inc.|2
LAMR|LAMAR ADVERTIS A  ##|RAJA|Raymond James & Associates, Inc.|13853
LAMR|LAMAR ADVERTIS A  ##|RBCM|RBC CAPITAL MARKETS, LLC|2189
LAMR|LAMAR ADVERTIS A  ##|RHCO|Suntrust Robinson Humphrey, Inc.|17681
LAMR|LAMAR ADVERTIS A  ##|SAGL|SAGETRADER, LLC|11750
LAMR|LAMAR ADVERTIS A  ##|SAGW|SAGETRADER, LLC|389
LAMR|LAMAR ADVERTIS A  ##|SBSH|Citigroup Global Markets Inc.|310477
LAMR|LAMAR ADVERTIS A  ##|SEIC|SEI Investments Distribution Co.|1400
LAMR|LAMAR ADVERTIS A  ##|SGMT|GOLDMAN SACHS & CO. LLC|79887
LAMR|LAMAR ADVERTIS A  ##|SPDR|SPEEDROUTE LLC|27910
LAMR|LAMAR ADVERTIS A  ##|SPHN|Stephens Inc.|3751
LAMR|LAMAR ADVERTIS A  ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
LAMR|LAMAR ADVERTIS A  ##|STFL|Stifel, Nicolaus & Company, Incorporated|1381
LAMR|LAMAR ADVERTIS A  ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|222
LAMR|LAMAR ADVERTIS A  ##|SWIM|TD Ameritrade, Inc.|409
LAMR|LAMAR ADVERTIS A  ##|SWST|Hilltop Securities Inc.|3220
LAMR|LAMAR ADVERTIS A  ##|TKNG|ALLY INVEST SECURITIES LLC|70
LAMR|LAMAR ADVERTIS A  ##|TONC|CUTTONE & CO., LLC|1097
LAMR|LAMAR ADVERTIS A  ##|TRBT|Tradebot Systems, Inc.|153285
LAMR|LAMAR ADVERTIS A  ##|TRCM|TRC MARKETS LLC|186722
LAMR|LAMAR ADVERTIS A  ##|TWTT|TASTYWORKS, INC.|200
LAMR|LAMAR ADVERTIS A  ##|UBSA|UBS SECURITIES LLC|279651
LAMR|LAMAR ADVERTIS A  ##|UBSS|UBS Securities LLC|915139
LAMR|LAMAR ADVERTIS A  ##|VALX|VIRTU AMERICAS LLC|6460
LAMR|LAMAR ADVERTIS A  ##|VERT|The Vertical Trading Group, LLC|26286
LAMR|LAMAR ADVERTIS A  ##|VGRD|Vanguard Marketing Corporation|6215
LAMR|LAMAR ADVERTIS A  ##|WBLR|WILLIAM BLAIR|117
LAMR|LAMAR ADVERTIS A  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1900
LAMR|LAMAR ADVERTIS A  ##|WCHV|WELLS FARGO SECURITIES, LLC|141455
LAMR|LAMAR ADVERTIS A  ##|WDNX|WEEDEN & CO.L.P.|292
LAMR|LAMAR ADVERTIS A  ##|WEDB|WEDBUSH SECURITIES INC.|284
LAMR|LAMAR ADVERTIS A  ##|WEED|Weeden & Co.L.P.|7997
LAMR|LAMAR ADVERTIS A  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1251
LAMR|LAMAR ADVERTIS A  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5624
LAMR|LAMAR ADVERTIS A  ##|WGIF|CIBC World Markets Inc.|350
LAMR|LAMAR ADVERTIS A  ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|118
LAMR|LAMAR ADVERTIS A  ##|WSAG|WALL STREET ACCESS|2776
LAMR|LAMAR ADVERTIS A  ##|WSEA|WOLVERINE SECURITIES, LLC|4367
LAMR|LAMAR ADVERTIS A  ##|XIST|INSTINET, LLC|27432
LAMR|LAMAR ADVERTIS A  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|22994
LAMR|LAMAR ADVERTIS A  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|4534
LAMR|LAMAR ADVERTIS A  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6738
LANC|LANCASTER COLONY COR|ALTX|Alternet Securities Inc.|230
LANC|LANCASTER COLONY COR|ANOS|ABEL/NOSER, L.L.C.|208
LANC|LANCASTER COLONY COR|APCC|Apex Clearing Corporation|916
LANC|LANCASTER COLONY COR|BANK|Primevest Financial Services, Inc.|6
LANC|LANCASTER COLONY COR|BARD|Robert W. Baird & Co. Incorporated|52
LANC|LANCASTER COLONY COR|BATM|CBOE TRADING, INC.|1459
LANC|LANCASTER COLONY COR|BERN|Sanford C. Bernstein & Co., LLC|5764
LANC|LANCASTER COLONY COR|BKCM|BNY Mellon Capital Markets LLC|3882
LANC|LANCASTER COLONY COR|BMOC|BMO Capital Markets Corp.|3773
LANC|LANCASTER COLONY COR|BNPX|BNP PARIBAS SECURITIES CORP.|7850
LANC|LANCASTER COLONY COR|BTIG|BTIG, LLC|1219
LANC|LANCASTER COLONY COR|BYXM|CBOE TRADING, INC.|229
LANC|LANCASTER COLONY COR|BZYD|GOLDMAN SACHS & CO. LLC|117
LANC|LANCASTER COLONY COR|CANT|Cantor Fitzgerald & Co.|214
LANC|LANCASTER COLONY COR|CHAS|Charles Schwab & Co., Inc.|8
LANC|LANCASTER COLONY COR|CIST|Capital Institutional Services, Inc.|10
LANC|LANCASTER COLONY COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7699
LANC|LANCASTER COLONY COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8384
LANC|LANCASTER COLONY COR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11676
LANC|LANCASTER COLONY COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28626
LANC|LANCASTER COLONY COR|CTDL|Citadel Derivatives Group Llc|3468
LANC|LANCASTER COLONY COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2602
LANC|LANCASTER COLONY COR|DBAB|Deutsche Bank Securities Inc.|105063
LANC|LANCASTER COLONY COR|DBAX|Deutsche Bank Securities Inc.|13100
LANC|LANCASTER COLONY COR|DBUL|Deutsche Bank Securities Inc.|400
LANC|LANCASTER COLONY COR|DEAN|MORGAN STANLEY|1189
LANC|LANCASTER COLONY COR|DEGS|RONIN PROFESSIONAL LLC|1400
LANC|LANCASTER COLONY COR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|504
LANC|LANCASTER COLONY COR|EBXL|EBX LLC|10800
LANC|LANCASTER COLONY COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|20976
LANC|LANCASTER COLONY COR|EDJO|Edward D. Jones & Co., L.P.|1449
LANC|LANCASTER COLONY COR|EGAM|CBOE TRADING, INC.|554
LANC|LANCASTER COLONY COR|EGMT|EG MARKET TECHNOLOGIES LLC|600
LANC|LANCASTER COLONY COR|EGXM|CBOE TRADING, INC.|372
LANC|LANCASTER COLONY COR|ETBE|Electronic Transaction Clearing, Inc.|1200
LANC|LANCASTER COLONY COR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7
LANC|LANCASTER COLONY COR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2900
LANC|LANCASTER COLONY COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5899
LANC|LANCASTER COLONY COR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|500
LANC|LANCASTER COLONY COR|ETRS|E*Trade Securities LLC|1252
LANC|LANCASTER COLONY COR|FBCO|Credit Suisse Securities (USA) LLC|177720
LANC|LANCASTER COLONY COR|FILL|Tradestation Securities, Inc.|13
LANC|LANCASTER COLONY COR|FINX|FINTECH SECURITIES|1154
LANC|LANCASTER COLONY COR|FMAF|NBCN Inc./ CDS|189
LANC|LANCASTER COLONY COR|FOMA|TD AMERITRADE CLEARING, INC.|5097
LANC|LANCASTER COLONY COR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|417
LANC|LANCASTER COLONY COR|FQLS|Quantlab Securities LP|36553
LANC|LANCASTER COLONY COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30146
LANC|LANCASTER COLONY COR|FTBR|Foliofn Investments, Inc.|880
LANC|LANCASTER COLONY COR|GEBB|GLOBAL EXECUTION BROKERS, LP|6276
LANC|LANCASTER COLONY COR|GLPX|ACS EXECUTION SERVICES, LLC|9965
LANC|LANCASTER COLONY COR|GSCO|GOLDMAN SACHS & CO. LLC|225923
LANC|LANCASTER COLONY COR|GSCS|GOLDMAN SACHS & CO. LLC|2578
LANC|LANCASTER COLONY COR|GSLT|GOLDMAN SACHS & CO. LLC|38
LANC|LANCASTER COLONY COR|GTSZ|GTS SECURITIES LLC|44486
LANC|LANCASTER COLONY COR|HRBF|American Enterprise Investment Services Inc.|71
LANC|LANCASTER COLONY COR|IATS|INTERACTIVE BROKERS LLC|2202
LANC|LANCASTER COLONY COR|IBKR|Interactive Brokers Llc|9907
LANC|LANCASTER COLONY COR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|57
LANC|LANCASTER COLONY COR|ICBX|INSTINET, LLC|4348
LANC|LANCASTER COLONY COR|IEQY|CITADEL SECURITIES LLC|16010
LANC|LANCASTER COLONY COR|INCA|INSTINET, LLC|76929
LANC|LANCASTER COLONY COR|INJX|INSTINET, LLC|1888
LANC|LANCASTER COLONY COR|ITGI|ITG Inc.|5568
LANC|LANCASTER COLONY COR|ITGP|ITG INC.|17800
LANC|LANCASTER COLONY COR|JANY|Janney Montgomery Scott Inc.|2
LANC|LANCASTER COLONY COR|JEFF|JEFFERIES LLC|11400
LANC|LANCASTER COLONY COR|JMPT|JUMP TRADING, LLC|3700
LANC|LANCASTER COLONY COR|JONE|JonesTrading|5100
LANC|LANCASTER COLONY COR|JPBX|J.P. MORGAN SECURITIES LLC|580
LANC|LANCASTER COLONY COR|JPMX|J.P. Morgan Securities LLC|56104
LANC|LANCASTER COLONY COR|JSJX|JANE STREET CAPITAL LLC|4020
LANC|LANCASTER COLONY COR|KCGM|VIRTU Americas LLC|3131
LANC|LANCASTER COLONY COR|KING|C. L. King & Associates, Inc.|5085
LANC|LANCASTER COLONY COR|LEHM|Barclays Capital Inc./Le|102944
LANC|LANCASTER COLONY COR|LIME|Lime Brokerage LLC|70858
LANC|LANCASTER COLONY COR|LOOP|Loop Capital Markets LLC|135
LANC|LANCASTER COLONY COR|LSCI|Lek Securities Corporation|10
LANC|LANCASTER COLONY COR|MAXM|Maxim Group LLC|1992
LANC|LANCASTER COLONY COR|MCBT|Moors & Cabot, Inc.|25
LANC|LANCASTER COLONY COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16422
LANC|LANCASTER COLONY COR|MSCO|MORGAN STANLEY & CO. LLC|346327
LANC|LANCASTER COLONY COR|MSPL|MORGAN STANLEY & CO. LLC|43100
LANC|LANCASTER COLONY COR|MSTX|MORGAN STANLEY & CO. LLC|2200
LANC|LANCASTER COLONY COR|NFSC|National Financial Services LLC|5740
LANC|LANCASTER COLONY COR|NITE|VIRTU Americas LLC|56908
LANC|LANCASTER COLONY COR|NITP|VIRTU Americas LLC|1079
LANC|LANCASTER COLONY COR|NQRB|Brut, LLC|517
LANC|LANCASTER COLONY COR|NTRC|Northern Trust Securities, Inc.|137
LANC|LANCASTER COLONY COR|PDQM|CODA MARKETS, INC.|16915
LANC|LANCASTER COLONY COR|PWJC|UBS Financial Services, Inc.|199
LANC|LANCASTER COLONY COR|RAJA|Raymond James & Associates, Inc.|1140
LANC|LANCASTER COLONY COR|RBCM|RBC CAPITAL MARKETS, LLC|412
LANC|LANCASTER COLONY COR|SAGL|SAGETRADER, LLC|1412
LANC|LANCASTER COLONY COR|SALI|INTL FCSTONE FINANCIAL INC.|154
LANC|LANCASTER COLONY COR|SBSH|Citigroup Global Markets Inc.|71749
LANC|LANCASTER COLONY COR|SGMT|GOLDMAN SACHS & CO. LLC|7433
LANC|LANCASTER COLONY COR|SPDR|SPEEDROUTE LLC|1550
LANC|LANCASTER COLONY COR|SSBS|STATE STREET GLOBAL MARKETS, LLC|9210
LANC|LANCASTER COLONY COR|STFL|Stifel, Nicolaus & Company, Incorporated|3648
LANC|LANCASTER COLONY COR|SWIM|TD Ameritrade, Inc.|109
LANC|LANCASTER COLONY COR|SWST|Hilltop Securities Inc.|53
LANC|LANCASTER COLONY COR|TKNG|ALLY INVEST SECURITIES LLC|25
LANC|LANCASTER COLONY COR|TONC|CUTTONE & CO., LLC|445
LANC|LANCASTER COLONY COR|TRBT|Tradebot Systems, Inc.|23606
LANC|LANCASTER COLONY COR|TRCM|TRC MARKETS LLC|19962
LANC|LANCASTER COLONY COR|UBSA|UBS SECURITIES LLC|64008
LANC|LANCASTER COLONY COR|UBSS|UBS Securities LLC|158770
LANC|LANCASTER COLONY COR|VALX|VIRTU AMERICAS LLC|2850
LANC|LANCASTER COLONY COR|VGRD|Vanguard Marketing Corporation|87
LANC|LANCASTER COLONY COR|WABR|Wall Street Access|100
LANC|LANCASTER COLONY COR|WBPX|SUMMIT SECURITIES GROUP, LLC|4
LANC|LANCASTER COLONY COR|WCHV|WELLS FARGO SECURITIES, LLC|5695
LANC|LANCASTER COLONY COR|WDNX|WEEDEN & CO.L.P.|366
LANC|LANCASTER COLONY COR|WEED|Weeden & Co.L.P.|5607
LANC|LANCASTER COLONY COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|202
LANC|LANCASTER COLONY COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6006
LANC|LANCASTER COLONY COR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|60
LANC|LANCASTER COLONY COR|WSEA|WOLVERINE SECURITIES, LLC|156
LANC|LANCASTER COLONY COR|XIST|INSTINET, LLC|4442
LANC|LANCASTER COLONY COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
LANC|LANCASTER COLONY COR|YKNA|COMHAR CAPITAL MARKETS, LLC|3246
LANC|LANCASTER COLONY COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|155
LAND|GLADSTONE LAND CORP|ALTX|Alternet Securities Inc.|3994
LAND|GLADSTONE LAND CORP|APCC|Apex Clearing Corporation|690
LAND|GLADSTONE LAND CORP|BANK|Primevest Financial Services, Inc.|5
LAND|GLADSTONE LAND CORP|BATM|CBOE TRADING, INC.|481
LAND|GLADSTONE LAND CORP|BAYC|BAY CREST PARTNERS, LLC|6087
LAND|GLADSTONE LAND CORP|BBNT|BB&T SECURITIES, LLC|1000
LAND|GLADSTONE LAND CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1100
LAND|GLADSTONE LAND CORP|BMOC|BMO Capital Markets Corp.|985
LAND|GLADSTONE LAND CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2127
LAND|GLADSTONE LAND CORP|BTIG|BTIG, LLC|654
LAND|GLADSTONE LAND CORP|BYXM|CBOE TRADING, INC.|100
LAND|GLADSTONE LAND CORP|BZYD|GOLDMAN SACHS & CO. LLC|1753
LAND|GLADSTONE LAND CORP|CHAS|Charles Schwab & Co., Inc.|511
LAND|GLADSTONE LAND CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10238
LAND|GLADSTONE LAND CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4896
LAND|GLADSTONE LAND CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|102
LAND|GLADSTONE LAND CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23586
LAND|GLADSTONE LAND CORP|CTDL|Citadel Derivatives Group Llc|3586
LAND|GLADSTONE LAND CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|910
LAND|GLADSTONE LAND CORP|DBAB|Deutsche Bank Securities Inc.|243497
LAND|GLADSTONE LAND CORP|DBAX|Deutsche Bank Securities Inc.|14900
LAND|GLADSTONE LAND CORP|DBUL|Deutsche Bank Securities Inc.|100
LAND|GLADSTONE LAND CORP|DEAN|MORGAN STANLEY|425
LAND|GLADSTONE LAND CORP|DEGS|RONIN PROFESSIONAL LLC|4109
LAND|GLADSTONE LAND CORP|DRWK|DRW SECURITIES, L.L.C.|580
LAND|GLADSTONE LAND CORP|EBXL|EBX LLC|15000
LAND|GLADSTONE LAND CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|140
LAND|GLADSTONE LAND CORP|EDJO|Edward D. Jones & Co., L.P.|12
LAND|GLADSTONE LAND CORP|EGAM|CBOE TRADING, INC.|2216
LAND|GLADSTONE LAND CORP|EGXM|CBOE TRADING, INC.|1006
LAND|GLADSTONE LAND CORP|ETBE|Electronic Transaction Clearing, Inc.|9180
LAND|GLADSTONE LAND CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4230
LAND|GLADSTONE LAND CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|459
LAND|GLADSTONE LAND CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|72
LAND|GLADSTONE LAND CORP|ETRS|E*Trade Securities LLC|33055
LAND|GLADSTONE LAND CORP|FBCO|Credit Suisse Securities (USA) LLC|32638
LAND|GLADSTONE LAND CORP|FBSB|U.S. Bancorp Investments, Inc.|508
LAND|GLADSTONE LAND CORP|FMAF|NBCN Inc./ CDS|1102
LAND|GLADSTONE LAND CORP|FOMA|TD AMERITRADE CLEARING, INC.|140484
LAND|GLADSTONE LAND CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45752
LAND|GLADSTONE LAND CORP|FTBR|Foliofn Investments, Inc.|1215
LAND|GLADSTONE LAND CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4343
LAND|GLADSTONE LAND CORP|GLPX|ACS EXECUTION SERVICES, LLC|4186
LAND|GLADSTONE LAND CORP|GSCO|GOLDMAN SACHS & CO. LLC|499189
LAND|GLADSTONE LAND CORP|GSCS|GOLDMAN SACHS & CO. LLC|4
LAND|GLADSTONE LAND CORP|GTSZ|GTS SECURITIES LLC|3224
LAND|GLADSTONE LAND CORP|HRBF|American Enterprise Investment Services Inc.|501
LAND|GLADSTONE LAND CORP|IATS|INTERACTIVE BROKERS LLC|2399
LAND|GLADSTONE LAND CORP|IBKR|Interactive Brokers Llc|40533
LAND|GLADSTONE LAND CORP|ICBX|INSTINET, LLC|2500
LAND|GLADSTONE LAND CORP|IEQY|CITADEL SECURITIES LLC|3127
LAND|GLADSTONE LAND CORP|INCA|INSTINET, LLC|44672
LAND|GLADSTONE LAND CORP|INJX|INSTINET, LLC|1515
LAND|GLADSTONE LAND CORP|ITGI|ITG Inc.|16405
LAND|GLADSTONE LAND CORP|ITGP|ITG INC.|26400
LAND|GLADSTONE LAND CORP|JANY|Janney Montgomery Scott Inc.|6388
LAND|GLADSTONE LAND CORP|JEFF|JEFFERIES LLC|14899
LAND|GLADSTONE LAND CORP|JMPT|JUMP TRADING, LLC|850
LAND|GLADSTONE LAND CORP|JPBX|J.P. MORGAN SECURITIES LLC|10700
LAND|GLADSTONE LAND CORP|JPMX|J.P. Morgan Securities LLC|32825
LAND|GLADSTONE LAND CORP|JSJX|JANE STREET CAPITAL LLC|2492
LAND|GLADSTONE LAND CORP|KCGM|VIRTU Americas LLC|10699
LAND|GLADSTONE LAND CORP|LEHM|Barclays Capital Inc./Le|142784
LAND|GLADSTONE LAND CORP|LIME|Lime Brokerage LLC|44732
LAND|GLADSTONE LAND CORP|LMGP|LIME BROKERAGE LLC|150
LAND|GLADSTONE LAND CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|13414
LAND|GLADSTONE LAND CORP|LOOP|Loop Capital Markets LLC|1987
LAND|GLADSTONE LAND CORP|LTCO|Ladenburg, Thalmann & Co., Inc.|127486
LAND|GLADSTONE LAND CORP|MAXM|Maxim Group LLC|976
LAND|GLADSTONE LAND CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13488
LAND|GLADSTONE LAND CORP|MSCO|MORGAN STANLEY & CO. LLC|446604
LAND|GLADSTONE LAND CORP|MSPL|MORGAN STANLEY & CO. LLC|9100
LAND|GLADSTONE LAND CORP|MSTX|MORGAN STANLEY & CO. LLC|8400
LAND|GLADSTONE LAND CORP|NFSC|National Financial Services LLC|60449
LAND|GLADSTONE LAND CORP|NITE|VIRTU Americas LLC|341404
LAND|GLADSTONE LAND CORP|NITP|VIRTU Americas LLC|200
LAND|GLADSTONE LAND CORP|NQRB|Brut, LLC|9313
LAND|GLADSTONE LAND CORP|OPCO|Oppenheimer & Co. Inc.|2050
LAND|GLADSTONE LAND CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1960
LAND|GLADSTONE LAND CORP|PDQM|CODA MARKETS, INC.|11382
LAND|GLADSTONE LAND CORP|PNSR|Penserra Securities, LLC|2540
LAND|GLADSTONE LAND CORP|RAJA|Raymond James & Associates, Inc.|899
LAND|GLADSTONE LAND CORP|RBCM|RBC CAPITAL MARKETS, LLC|3581
LAND|GLADSTONE LAND CORP|SAGL|SAGETRADER, LLC|4379
LAND|GLADSTONE LAND CORP|SBSH|Citigroup Global Markets Inc.|340929
LAND|GLADSTONE LAND CORP|SGMT|GOLDMAN SACHS & CO. LLC|21786
LAND|GLADSTONE LAND CORP|SPDR|SPEEDROUTE LLC|4437
LAND|GLADSTONE LAND CORP|SPTD|MINT GLOBAL MARKETS, INC.|42565
LAND|GLADSTONE LAND CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1377
LAND|GLADSTONE LAND CORP|SWIM|TD Ameritrade, Inc.|154707
LAND|GLADSTONE LAND CORP|SWST|Hilltop Securities Inc.|201
LAND|GLADSTONE LAND CORP|TKNG|ALLY INVEST SECURITIES LLC|309
LAND|GLADSTONE LAND CORP|TRBT|Tradebot Systems, Inc.|14063
LAND|GLADSTONE LAND CORP|TRCM|TRC MARKETS LLC|35842
LAND|GLADSTONE LAND CORP|UBSA|UBS SECURITIES LLC|91317
LAND|GLADSTONE LAND CORP|UBSS|UBS Securities LLC|416834
LAND|GLADSTONE LAND CORP|VALX|VIRTU AMERICAS LLC|1949
LAND|GLADSTONE LAND CORP|VGRD|Vanguard Marketing Corporation|28453
LAND|GLADSTONE LAND CORP|WCHV|WELLS FARGO SECURITIES, LLC|19858
LAND|GLADSTONE LAND CORP|WEDB|WEDBUSH SECURITIES INC.|522
LAND|GLADSTONE LAND CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|262
LAND|GLADSTONE LAND CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
LAND|GLADSTONE LAND CORP|WGIF|CIBC World Markets Inc.|300
LAND|GLADSTONE LAND CORP|WSEA|WOLVERINE SECURITIES, LLC|257
LAND|GLADSTONE LAND CORP|XIST|INSTINET, LLC|1600
LAND|GLADSTONE LAND CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
LAND|GLADSTONE LAND CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1372
LAND|GLADSTONE LAND CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2566
LANDP|GLADSTONE LD PFD A|BBNT|BB&T SECURITIES, LLC|200
LANDP|GLADSTONE LD PFD A|DBAX|Deutsche Bank Securities Inc.|300
LANDP|GLADSTONE LD PFD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|577
LANDP|GLADSTONE LD PFD A|ETRS|E*Trade Securities LLC|1117
LANDP|GLADSTONE LD PFD A|FBCO|Credit Suisse Securities (USA) LLC|263
LANDP|GLADSTONE LD PFD A|FOMA|TD AMERITRADE CLEARING, INC.|1850
LANDP|GLADSTONE LD PFD A|HRBF|American Enterprise Investment Services Inc.|291
LANDP|GLADSTONE LD PFD A|IBKR|Interactive Brokers Llc|3048
LANDP|GLADSTONE LD PFD A|ICBX|INSTINET, LLC|200
LANDP|GLADSTONE LD PFD A|INCA|INSTINET, LLC|338
LANDP|GLADSTONE LD PFD A|JANY|Janney Montgomery Scott Inc.|1522
LANDP|GLADSTONE LD PFD A|LIME|Lime Brokerage LLC|357
LANDP|GLADSTONE LD PFD A|MSCO|MORGAN STANLEY & CO. LLC|418
LANDP|GLADSTONE LD PFD A|NFSC|National Financial Services LLC|1105
LANDP|GLADSTONE LD PFD A|NITE|VIRTU Americas LLC|5645
LANDP|GLADSTONE LD PFD A|SBSH|Citigroup Global Markets Inc.|100
LANDP|GLADSTONE LD PFD A|SWIM|TD Ameritrade, Inc.|152
LANDP|GLADSTONE LD PFD A|UBSA|UBS SECURITIES LLC|274
LANDP|GLADSTONE LD PFD A|UBSS|UBS Securities LLC|2593
LANDP|GLADSTONE LD PFD A|VGRD|Vanguard Marketing Corporation|2
LANDP|GLADSTONE LD PFD A|WCHV|WELLS FARGO SECURITIES, LLC|985
LANDP|GLADSTONE LD PFD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48
LARK|LANDMARK BANCORP INC|APCC|Apex Clearing Corporation|19
LARK|LANDMARK BANCORP INC|BARD|Robert W. Baird & Co. Incorporated|3
LARK|LANDMARK BANCORP INC|BATM|CBOE TRADING, INC.|115
LARK|LANDMARK BANCORP INC|BAYC|BAY CREST PARTNERS, LLC|214
LARK|LANDMARK BANCORP INC|CHAS|Charles Schwab & Co., Inc.|1
LARK|LANDMARK BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|507
LARK|LANDMARK BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|259
LARK|LANDMARK BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203
LARK|LANDMARK BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|30
LARK|LANDMARK BANCORP INC|DBAB|Deutsche Bank Securities Inc.|171
LARK|LANDMARK BANCORP INC|EBXL|EBX LLC|100
LARK|LANDMARK BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|376
LARK|LANDMARK BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|3232
LARK|LANDMARK BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|173
LARK|LANDMARK BANCORP INC|FTBR|Foliofn Investments, Inc.|46
LARK|LANDMARK BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|149
LARK|LANDMARK BANCORP INC|GTSZ|GTS SECURITIES LLC|100
LARK|LANDMARK BANCORP INC|IBKR|Interactive Brokers Llc|177
LARK|LANDMARK BANCORP INC|ICBX|INSTINET, LLC|100
LARK|LANDMARK BANCORP INC|INCA|INSTINET, LLC|933
LARK|LANDMARK BANCORP INC|INJX|INSTINET, LLC|120
LARK|LANDMARK BANCORP INC|ITGI|ITG Inc.|275
LARK|LANDMARK BANCORP INC|LEHM|Barclays Capital Inc./Le|284
LARK|LANDMARK BANCORP INC|LIME|Lime Brokerage LLC|1467
LARK|LANDMARK BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|242
LARK|LANDMARK BANCORP INC|NFSC|National Financial Services LLC|1653
LARK|LANDMARK BANCORP INC|NITE|VIRTU Americas LLC|3017
LARK|LANDMARK BANCORP INC|NQRB|Brut, LLC|25
LARK|LANDMARK BANCORP INC|SPDR|SPEEDROUTE LLC|551
LARK|LANDMARK BANCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|481
LARK|LANDMARK BANCORP INC|SWIM|TD Ameritrade, Inc.|100
LARK|LANDMARK BANCORP INC|TRCM|TRC MARKETS LLC|544
LARK|LANDMARK BANCORP INC|UBSA|UBS SECURITIES LLC|301
LARK|LANDMARK BANCORP INC|UBSS|UBS Securities LLC|2815
LARK|LANDMARK BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|152
LASR|NLIGHT, INC. CMN STK|ALTX|Alternet Securities Inc.|12838
LASR|NLIGHT, INC. CMN STK|ANOS|ABEL/NOSER, L.L.C.|285
LASR|NLIGHT, INC. CMN STK|APCC|Apex Clearing Corporation|3955
LASR|NLIGHT, INC. CMN STK|AQUA|AQUA SECURITIES L.P.|8800
LASR|NLIGHT, INC. CMN STK|BATM|CBOE TRADING, INC.|4259
LASR|NLIGHT, INC. CMN STK|BAYC|BAY CREST PARTNERS, LLC|1613
LASR|NLIGHT, INC. CMN STK|BAYT|BTIG, LLC|600
LASR|NLIGHT, INC. CMN STK|BBNT|BB&T SECURITIES, LLC|60
LASR|NLIGHT, INC. CMN STK|BERN|Sanford C. Bernstein & Co., LLC|16050
LASR|NLIGHT, INC. CMN STK|BIMI|Banca IMI Securities Corp.|140
LASR|NLIGHT, INC. CMN STK|BLKX|INSTINET, LLC|5000
LASR|NLIGHT, INC. CMN STK|BMOC|BMO Capital Markets Corp.|542
LASR|NLIGHT, INC. CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|228
LASR|NLIGHT, INC. CMN STK|BTIG|BTIG, LLC|329
LASR|NLIGHT, INC. CMN STK|BYXM|CBOE TRADING, INC.|7149
LASR|NLIGHT, INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|220
LASR|NLIGHT, INC. CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67172
LASR|NLIGHT, INC. CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18033
LASR|NLIGHT, INC. CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4336
LASR|NLIGHT, INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|114410
LASR|NLIGHT, INC. CMN STK|CTDL|Citadel Derivatives Group Llc|1891
LASR|NLIGHT, INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|8000
LASR|NLIGHT, INC. CMN STK|DADA|D.A. Davidson & Co.|550
LASR|NLIGHT, INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|187390
LASR|NLIGHT, INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|121400
LASR|NLIGHT, INC. CMN STK|DEAN|MORGAN STANLEY|4207
LASR|NLIGHT, INC. CMN STK|DEGS|RONIN PROFESSIONAL LLC|21613
LASR|NLIGHT, INC. CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
LASR|NLIGHT, INC. CMN STK|DRWK|DRW SECURITIES, L.L.C.|31
LASR|NLIGHT, INC. CMN STK|EBXL|EBX LLC|105200
LASR|NLIGHT, INC. CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|2298
LASR|NLIGHT, INC. CMN STK|EDJO|Edward D. Jones & Co., L.P.|1331
LASR|NLIGHT, INC. CMN STK|EGAM|CBOE TRADING, INC.|12945
LASR|NLIGHT, INC. CMN STK|EGAW|CBOE TRADING, INC.|200
LASR|NLIGHT, INC. CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|300
LASR|NLIGHT, INC. CMN STK|EGXM|CBOE TRADING, INC.|1040
LASR|NLIGHT, INC. CMN STK|EGXW|CBOE TRADING, INC.|191
LASR|NLIGHT, INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|300
LASR|NLIGHT, INC. CMN STK|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1572
LASR|NLIGHT, INC. CMN STK|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1476
LASR|NLIGHT, INC. CMN STK|ETRS|E*Trade Securities LLC|144084
LASR|NLIGHT, INC. CMN STK|FBCO|Credit Suisse Securities (USA) LLC|79725
LASR|NLIGHT, INC. CMN STK|FBSB|U.S. Bancorp Investments, Inc.|100
LASR|NLIGHT, INC. CMN STK|FILL|Tradestation Securities, Inc.|6464
LASR|NLIGHT, INC. CMN STK|FMAF|NBCN Inc./ CDS|200
LASR|NLIGHT, INC. CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|231533
LASR|NLIGHT, INC. CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8716
LASR|NLIGHT, INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53061
LASR|NLIGHT, INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|3008
LASR|NLIGHT, INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|103617
LASR|NLIGHT, INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|424320
LASR|NLIGHT, INC. CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|38041
LASR|NLIGHT, INC. CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|2388
LASR|NLIGHT, INC. CMN STK|GTSZ|GTS SECURITIES LLC|56309
LASR|NLIGHT, INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|375
LASR|NLIGHT, INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|15090
LASR|NLIGHT, INC. CMN STK|IBKR|Interactive Brokers Llc|125127
LASR|NLIGHT, INC. CMN STK|ICBX|INSTINET, LLC|55966
LASR|NLIGHT, INC. CMN STK|IEQY|CITADEL SECURITIES LLC|8931
LASR|NLIGHT, INC. CMN STK|INCA|INSTINET, LLC|307031
LASR|NLIGHT, INC. CMN STK|INJX|INSTINET, LLC|17845
LASR|NLIGHT, INC. CMN STK|ITGI|ITG Inc.|492550
LASR|NLIGHT, INC. CMN STK|ITGP|ITG INC.|251600
LASR|NLIGHT, INC. CMN STK|JEFF|JEFFERIES LLC|57697
LASR|NLIGHT, INC. CMN STK|JMPT|JUMP TRADING, LLC|14291
LASR|NLIGHT, INC. CMN STK|JONE|JonesTrading|960
LASR|NLIGHT, INC. CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|14190
LASR|NLIGHT, INC. CMN STK|JPMX|J.P. Morgan Securities LLC|145010
LASR|NLIGHT, INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|6384
LASR|NLIGHT, INC. CMN STK|KCGM|VIRTU Americas LLC|26452
LASR|NLIGHT, INC. CMN STK|LBOW|Longbow Securities, LLC|1820
LASR|NLIGHT, INC. CMN STK|LEHM|Barclays Capital Inc./Le|293242
LASR|NLIGHT, INC. CMN STK|LIME|Lime Brokerage LLC|73599
LASR|NLIGHT, INC. CMN STK|LMGP|LIME BROKERAGE LLC|6587
LASR|NLIGHT, INC. CMN STK|LMNX|LUMINEX TRADING & ANALYTICS LLC|31398
LASR|NLIGHT, INC. CMN STK|LQNA|LIQUIDNET, INC.|81200
LASR|NLIGHT, INC. CMN STK|MAXM|Maxim Group LLC|474
LASR|NLIGHT, INC. CMN STK|MKMP|MKM Partners LLC|400
LASR|NLIGHT, INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70600
LASR|NLIGHT, INC. CMN STK|MOTF|MOTIF INVESTING, INC.|20
LASR|NLIGHT, INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|802444
LASR|NLIGHT, INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|32800
LASR|NLIGHT, INC. CMN STK|MSTX|MORGAN STANLEY & CO. LLC|9600
LASR|NLIGHT, INC. CMN STK|NEED|Needham & Company, LLC|14240
LASR|NLIGHT, INC. CMN STK|NFSC|National Financial Services LLC|265981
LASR|NLIGHT, INC. CMN STK|NITE|VIRTU Americas LLC|363679
LASR|NLIGHT, INC. CMN STK|NITP|VIRTU Americas LLC|5949
LASR|NLIGHT, INC. CMN STK|NQRB|Brut, LLC|600
LASR|NLIGHT, INC. CMN STK|OPCO|Oppenheimer & Co. Inc.|224
LASR|NLIGHT, INC. CMN STK|PDQM|CODA MARKETS, INC.|270982
LASR|NLIGHT, INC. CMN STK|PNSR|Penserra Securities, LLC|6504
LASR|NLIGHT, INC. CMN STK|PWJC|UBS Financial Services, Inc.|200
LASR|NLIGHT, INC. CMN STK|RAJA|Raymond James & Associates, Inc.|29108
LASR|NLIGHT, INC. CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|3000
LASR|NLIGHT, INC. CMN STK|SAGL|SAGETRADER, LLC|10045
LASR|NLIGHT, INC. CMN STK|SBSH|Citigroup Global Markets Inc.|55992
LASR|NLIGHT, INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|56037
LASR|NLIGHT, INC. CMN STK|SPDR|SPEEDROUTE LLC|9076
LASR|NLIGHT, INC. CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|4290
LASR|NLIGHT, INC. CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|15632
LASR|NLIGHT, INC. CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|890
LASR|NLIGHT, INC. CMN STK|SWIM|TD Ameritrade, Inc.|120411
LASR|NLIGHT, INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|2810
LASR|NLIGHT, INC. CMN STK|TRBT|Tradebot Systems, Inc.|7831
LASR|NLIGHT, INC. CMN STK|TRCM|TRC MARKETS LLC|17676
LASR|NLIGHT, INC. CMN STK|TWTT|TASTYWORKS, INC.|965
LASR|NLIGHT, INC. CMN STK|UBSA|UBS SECURITIES LLC|269378
LASR|NLIGHT, INC. CMN STK|UBSS|UBS Securities LLC|449291
LASR|NLIGHT, INC. CMN STK|VALX|VIRTU AMERICAS LLC|6341
LASR|NLIGHT, INC. CMN STK|VGRD|Vanguard Marketing Corporation|5750
LASR|NLIGHT, INC. CMN STK|WABR|Wall Street Access|500
LASR|NLIGHT, INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|90628
LASR|NLIGHT, INC. CMN STK|WDNX|WEEDEN & CO.L.P.|978
LASR|NLIGHT, INC. CMN STK|WEDB|WEDBUSH SECURITIES INC.|753
LASR|NLIGHT, INC. CMN STK|WEED|Weeden & Co.L.P.|100
LASR|NLIGHT, INC. CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|767
LASR|NLIGHT, INC. CMN STK|WFPB|Wells Fargo Securities, LLC.|500
LASR|NLIGHT, INC. CMN STK|WGIF|CIBC World Markets Inc.|6378
LASR|NLIGHT, INC. CMN STK|WORD|Worden Capital Management LLC|2953
LASR|NLIGHT, INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|2362
LASR|NLIGHT, INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|48618
LASR|NLIGHT, INC. CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|25435
LASR|NLIGHT, INC. CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1514
LAUR|LAUREATE EDUC CL A|ALTX|Alternet Securities Inc.|5700
LAUR|LAUREATE EDUC CL A|APCC|Apex Clearing Corporation|43
LAUR|LAUREATE EDUC CL A|AQUA|AQUA SECURITIES L.P.|2500
LAUR|LAUREATE EDUC CL A|BARD|Robert W. Baird & Co. Incorporated|1200
LAUR|LAUREATE EDUC CL A|BATM|CBOE TRADING, INC.|2028
LAUR|LAUREATE EDUC CL A|BAYC|BAY CREST PARTNERS, LLC|3337
LAUR|LAUREATE EDUC CL A|BERN|Sanford C. Bernstein & Co., LLC|17282
LAUR|LAUREATE EDUC CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|98
LAUR|LAUREATE EDUC CL A|BLKX|INSTINET, LLC|34778
LAUR|LAUREATE EDUC CL A|BMOC|BMO Capital Markets Corp.|507239
LAUR|LAUREATE EDUC CL A|BNPX|BNP PARIBAS SECURITIES CORP.|5030
LAUR|LAUREATE EDUC CL A|BTIG|BTIG, LLC|15400
LAUR|LAUREATE EDUC CL A|BYXM|CBOE TRADING, INC.|3783
LAUR|LAUREATE EDUC CL A|BZYD|GOLDMAN SACHS & CO. LLC|3800
LAUR|LAUREATE EDUC CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|148036
LAUR|LAUREATE EDUC CL A|CHAS|Charles Schwab & Co., Inc.|250
LAUR|LAUREATE EDUC CL A|COWR|Cowen and Company, LLC|379
LAUR|LAUREATE EDUC CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46006
LAUR|LAUREATE EDUC CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
LAUR|LAUREATE EDUC CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|285051
LAUR|LAUREATE EDUC CL A|CSIN|Citadel Securities Institutional LLC|15886
LAUR|LAUREATE EDUC CL A|CTDL|Citadel Derivatives Group Llc|19208
LAUR|LAUREATE EDUC CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|69778
LAUR|LAUREATE EDUC CL A|DBAB|Deutsche Bank Securities Inc.|474159
LAUR|LAUREATE EDUC CL A|DBAX|Deutsche Bank Securities Inc.|184900
LAUR|LAUREATE EDUC CL A|DBUL|Deutsche Bank Securities Inc.|2918
LAUR|LAUREATE EDUC CL A|DEAN|MORGAN STANLEY|7168
LAUR|LAUREATE EDUC CL A|DEGS|RONIN PROFESSIONAL LLC|2025
LAUR|LAUREATE EDUC CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|53062
LAUR|LAUREATE EDUC CL A|EBXL|EBX LLC|168200
LAUR|LAUREATE EDUC CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|41784
LAUR|LAUREATE EDUC CL A|EDJO|Edward D. Jones & Co., L.P.|500
LAUR|LAUREATE EDUC CL A|EGAM|CBOE TRADING, INC.|8528
LAUR|LAUREATE EDUC CL A|EGAW|CBOE TRADING, INC.|100
LAUR|LAUREATE EDUC CL A|EGMT|EG MARKET TECHNOLOGIES LLC|105
LAUR|LAUREATE EDUC CL A|EGXM|CBOE TRADING, INC.|3624
LAUR|LAUREATE EDUC CL A|ETBE|Electronic Transaction Clearing, Inc.|45985
LAUR|LAUREATE EDUC CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3300
LAUR|LAUREATE EDUC CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8126
LAUR|LAUREATE EDUC CL A|ETRS|E*Trade Securities LLC|12671
LAUR|LAUREATE EDUC CL A|FBCO|Credit Suisse Securities (USA) LLC|1466851
LAUR|LAUREATE EDUC CL A|FILL|Tradestation Securities, Inc.|300
LAUR|LAUREATE EDUC CL A|FOMA|TD AMERITRADE CLEARING, INC.|21746
LAUR|LAUREATE EDUC CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2249
LAUR|LAUREATE EDUC CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|166376
LAUR|LAUREATE EDUC CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|18009
LAUR|LAUREATE EDUC CL A|GLPX|ACS EXECUTION SERVICES, LLC|5654
LAUR|LAUREATE EDUC CL A|GSCO|GOLDMAN SACHS & CO. LLC|834343
LAUR|LAUREATE EDUC CL A|GSCS|GOLDMAN SACHS & CO. LLC|99149
LAUR|LAUREATE EDUC CL A|GSLT|GOLDMAN SACHS & CO. LLC|2587
LAUR|LAUREATE EDUC CL A|GTSZ|GTS SECURITIES LLC|12418
LAUR|LAUREATE EDUC CL A|HRBF|American Enterprise Investment Services Inc.|90
LAUR|LAUREATE EDUC CL A|IATS|INTERACTIVE BROKERS LLC|1400
LAUR|LAUREATE EDUC CL A|IBKR|Interactive Brokers Llc|48234
LAUR|LAUREATE EDUC CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
LAUR|LAUREATE EDUC CL A|ICBX|INSTINET, LLC|87394
LAUR|LAUREATE EDUC CL A|IEQY|CITADEL SECURITIES LLC|74421
LAUR|LAUREATE EDUC CL A|INCA|INSTINET, LLC|1242612
LAUR|LAUREATE EDUC CL A|INJX|INSTINET, LLC|42458
LAUR|LAUREATE EDUC CL A|ITGI|ITG Inc.|1170727
LAUR|LAUREATE EDUC CL A|ITGP|ITG INC.|187400
LAUR|LAUREATE EDUC CL A|JEFF|JEFFERIES LLC|247165
LAUR|LAUREATE EDUC CL A|JMPT|JUMP TRADING, LLC|189155
LAUR|LAUREATE EDUC CL A|JONE|JonesTrading|4800
LAUR|LAUREATE EDUC CL A|JPBX|J.P. MORGAN SECURITIES LLC|53725
LAUR|LAUREATE EDUC CL A|JPMX|J.P. Morgan Securities LLC|362946
LAUR|LAUREATE EDUC CL A|JSJX|JANE STREET CAPITAL LLC|3569
LAUR|LAUREATE EDUC CL A|KCGM|VIRTU Americas LLC|22476
LAUR|LAUREATE EDUC CL A|LEHM|Barclays Capital Inc./Le|678758
LAUR|LAUREATE EDUC CL A|LIME|Lime Brokerage LLC|219042
LAUR|LAUREATE EDUC CL A|LMGP|LIME BROKERAGE LLC|2379
LAUR|LAUREATE EDUC CL A|LQNA|LIQUIDNET, INC.|94500
LAUR|LAUREATE EDUC CL A|LSCI|Lek Securities Corporation|211
LAUR|LAUREATE EDUC CL A|MACQ|Macquarie Capital (USA) Inc.|1084124
LAUR|LAUREATE EDUC CL A|MAXM|Maxim Group LLC|5536
LAUR|LAUREATE EDUC CL A|MBTS|ALLY INVEST SECURITIES LLC|250
LAUR|LAUREATE EDUC CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51211
LAUR|LAUREATE EDUC CL A|MSCO|MORGAN STANLEY & CO. LLC|2181349
LAUR|LAUREATE EDUC CL A|MSPL|MORGAN STANLEY & CO. LLC|262700
LAUR|LAUREATE EDUC CL A|MSTX|MORGAN STANLEY & CO. LLC|108400
LAUR|LAUREATE EDUC CL A|NFSC|National Financial Services LLC|56404
LAUR|LAUREATE EDUC CL A|NITE|VIRTU Americas LLC|159521
LAUR|LAUREATE EDUC CL A|NITP|VIRTU Americas LLC|2100
LAUR|LAUREATE EDUC CL A|NQRB|Brut, LLC|21183
LAUR|LAUREATE EDUC CL A|NTRC|Northern Trust Securities, Inc.|2517
LAUR|LAUREATE EDUC CL A|OPCO|Oppenheimer & Co. Inc.|416492
LAUR|LAUREATE EDUC CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2020
LAUR|LAUREATE EDUC CL A|PDQM|CODA MARKETS, INC.|5365
LAUR|LAUREATE EDUC CL A|PWJC|UBS Financial Services, Inc.|26
LAUR|LAUREATE EDUC CL A|RAJA|Raymond James & Associates, Inc.|5305
LAUR|LAUREATE EDUC CL A|SAGL|SAGETRADER, LLC|2329
LAUR|LAUREATE EDUC CL A|SAGW|SAGETRADER, LLC|5342
LAUR|LAUREATE EDUC CL A|SBSH|Citigroup Global Markets Inc.|328207
LAUR|LAUREATE EDUC CL A|SGMT|GOLDMAN SACHS & CO. LLC|88171
LAUR|LAUREATE EDUC CL A|SPDR|SPEEDROUTE LLC|2300
LAUR|LAUREATE EDUC CL A|SPHN|Stephens Inc.|1456
LAUR|LAUREATE EDUC CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
LAUR|LAUREATE EDUC CL A|STFL|Stifel, Nicolaus & Company, Incorporated|95526
LAUR|LAUREATE EDUC CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
LAUR|LAUREATE EDUC CL A|SWIM|TD Ameritrade, Inc.|3803
LAUR|LAUREATE EDUC CL A|TKNG|ALLY INVEST SECURITIES LLC|153
LAUR|LAUREATE EDUC CL A|TRBT|Tradebot Systems, Inc.|251602
LAUR|LAUREATE EDUC CL A|TRCM|TRC MARKETS LLC|184150
LAUR|LAUREATE EDUC CL A|UBSA|UBS SECURITIES LLC|551536
LAUR|LAUREATE EDUC CL A|UBSS|UBS Securities LLC|1284442
LAUR|LAUREATE EDUC CL A|VALX|VIRTU AMERICAS LLC|4342
LAUR|LAUREATE EDUC CL A|VGRD|Vanguard Marketing Corporation|4772
LAUR|LAUREATE EDUC CL A|WCHV|WELLS FARGO SECURITIES, LLC|42047
LAUR|LAUREATE EDUC CL A|WEED|Weeden & Co.L.P.|1001
LAUR|LAUREATE EDUC CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|252
LAUR|LAUREATE EDUC CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9315
LAUR|LAUREATE EDUC CL A|WSEA|WOLVERINE SECURITIES, LLC|6250
LAUR|LAUREATE EDUC CL A|XIST|INSTINET, LLC|64200
LAUR|LAUREATE EDUC CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|5832
LAUR|LAUREATE EDUC CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|862
LAUR|LAUREATE EDUC CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|315
LAWS|LAWSON PRODUCTS IN##|APCC|Apex Clearing Corporation|3
LAWS|LAWSON PRODUCTS IN##|BATM|CBOE TRADING, INC.|102
LAWS|LAWSON PRODUCTS IN##|BAYC|BAY CREST PARTNERS, LLC|198
LAWS|LAWSON PRODUCTS IN##|BERN|Sanford C. Bernstein & Co., LLC|98
LAWS|LAWSON PRODUCTS IN##|BKCM|BNY Mellon Capital Markets LLC|25
LAWS|LAWSON PRODUCTS IN##|BMOC|BMO Capital Markets Corp.|736
LAWS|LAWSON PRODUCTS IN##|BNPX|BNP PARIBAS SECURITIES CORP.|712
LAWS|LAWSON PRODUCTS IN##|BZYD|GOLDMAN SACHS & CO. LLC|50
LAWS|LAWSON PRODUCTS IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2450
LAWS|LAWSON PRODUCTS IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12757
LAWS|LAWSON PRODUCTS IN##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10914
LAWS|LAWSON PRODUCTS IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|920
LAWS|LAWSON PRODUCTS IN##|CTDL|Citadel Derivatives Group Llc|495
LAWS|LAWSON PRODUCTS IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|58
LAWS|LAWSON PRODUCTS IN##|DBAB|Deutsche Bank Securities Inc.|15408
LAWS|LAWSON PRODUCTS IN##|DBAX|Deutsche Bank Securities Inc.|3400
LAWS|LAWSON PRODUCTS IN##|DEGS|RONIN PROFESSIONAL LLC|1096
LAWS|LAWSON PRODUCTS IN##|EBXL|EBX LLC|200
LAWS|LAWSON PRODUCTS IN##|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
LAWS|LAWSON PRODUCTS IN##|EGXM|CBOE TRADING, INC.|12
LAWS|LAWSON PRODUCTS IN##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
LAWS|LAWSON PRODUCTS IN##|FBCO|Credit Suisse Securities (USA) LLC|83877
LAWS|LAWSON PRODUCTS IN##|FOMA|TD AMERITRADE CLEARING, INC.|150
LAWS|LAWSON PRODUCTS IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|469
LAWS|LAWSON PRODUCTS IN##|FTBR|Foliofn Investments, Inc.|1
LAWS|LAWSON PRODUCTS IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|1543
LAWS|LAWSON PRODUCTS IN##|GSCO|GOLDMAN SACHS & CO. LLC|75896
LAWS|LAWSON PRODUCTS IN##|GSCS|GOLDMAN SACHS & CO. LLC|700
LAWS|LAWSON PRODUCTS IN##|GTSZ|GTS SECURITIES LLC|500
LAWS|LAWSON PRODUCTS IN##|IBKR|Interactive Brokers Llc|51298
LAWS|LAWSON PRODUCTS IN##|ICBX|INSTINET, LLC|100
LAWS|LAWSON PRODUCTS IN##|IEQY|CITADEL SECURITIES LLC|285
LAWS|LAWSON PRODUCTS IN##|INCA|INSTINET, LLC|17247
LAWS|LAWSON PRODUCTS IN##|INJX|INSTINET, LLC|2561
LAWS|LAWSON PRODUCTS IN##|ITGI|ITG Inc.|3311
LAWS|LAWSON PRODUCTS IN##|ITGP|ITG INC.|1600
LAWS|LAWSON PRODUCTS IN##|JEFF|JEFFERIES LLC|3192
LAWS|LAWSON PRODUCTS IN##|JPMX|J.P. Morgan Securities LLC|391
LAWS|LAWSON PRODUCTS IN##|LEHM|Barclays Capital Inc./Le|20173
LAWS|LAWSON PRODUCTS IN##|LIME|Lime Brokerage LLC|19236
LAWS|LAWSON PRODUCTS IN##|LMGP|LIME BROKERAGE LLC|5900
LAWS|LAWSON PRODUCTS IN##|MAXM|Maxim Group LLC|465
LAWS|LAWSON PRODUCTS IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
LAWS|LAWSON PRODUCTS IN##|MSCO|MORGAN STANLEY & CO. LLC|38461
LAWS|LAWSON PRODUCTS IN##|MSPL|MORGAN STANLEY & CO. LLC|1200
LAWS|LAWSON PRODUCTS IN##|NFSC|National Financial Services LLC|6274
LAWS|LAWSON PRODUCTS IN##|NITE|VIRTU Americas LLC|6618
LAWS|LAWSON PRODUCTS IN##|NQRB|Brut, LLC|50
LAWS|LAWSON PRODUCTS IN##|PDQM|CODA MARKETS, INC.|1755
LAWS|LAWSON PRODUCTS IN##|RAJA|Raymond James & Associates, Inc.|9
LAWS|LAWSON PRODUCTS IN##|SBSH|Citigroup Global Markets Inc.|6891
LAWS|LAWSON PRODUCTS IN##|SGMT|GOLDMAN SACHS & CO. LLC|2
LAWS|LAWSON PRODUCTS IN##|SPDR|SPEEDROUTE LLC|8983
LAWS|LAWSON PRODUCTS IN##|STFL|Stifel, Nicolaus & Company, Incorporated|15000
LAWS|LAWSON PRODUCTS IN##|SWIM|TD Ameritrade, Inc.|7964
LAWS|LAWSON PRODUCTS IN##|TKNG|ALLY INVEST SECURITIES LLC|10
LAWS|LAWSON PRODUCTS IN##|TRBT|Tradebot Systems, Inc.|140
LAWS|LAWSON PRODUCTS IN##|TRCM|TRC MARKETS LLC|3550
LAWS|LAWSON PRODUCTS IN##|UBSA|UBS SECURITIES LLC|5828
LAWS|LAWSON PRODUCTS IN##|UBSS|UBS Securities LLC|20279
LAWS|LAWSON PRODUCTS IN##|VALX|VIRTU AMERICAS LLC|263
LAWS|LAWSON PRODUCTS IN##|WCHV|WELLS FARGO SECURITIES, LLC|579
LAWS|LAWSON PRODUCTS IN##|WEDB|WEDBUSH SECURITIES INC.|3090
LAZ|LAZARD LTD.|AGIS|Aegis Capital Corp.|525
LAZ|LAZARD LTD.|ALTX|Alternet Securities Inc.|7665
LAZ|LAZARD LTD.|APCC|Apex Clearing Corporation|41
LAZ|LAZARD LTD.|BARD|Robert W. Baird & Co. Incorporated|347
LAZ|LAZARD LTD.|BATM|CBOE TRADING, INC.|6148
LAZ|LAZARD LTD.|BAYT|BTIG, LLC|182400
LAZ|LAZARD LTD.|BBNT|BB&T SECURITIES, LLC|200
LAZ|LAZARD LTD.|BERN|Sanford C. Bernstein & Co., LLC|11060
LAZ|LAZARD LTD.|BIDS|BIDS TRADING L.P.|39800
LAZ|LAZARD LTD.|BIMI|Banca IMI Securities Corp.|1502
LAZ|LAZARD LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7270
LAZ|LAZARD LTD.|BLKX|INSTINET, LLC|242024
LAZ|LAZARD LTD.|BTIG|BTIG, LLC|4636
LAZ|LAZARD LTD.|BYXM|CBOE TRADING, INC.|599
LAZ|LAZARD LTD.|BZYD|GOLDMAN SACHS & CO. LLC|1353
LAZ|LAZARD LTD.|CANT|Cantor Fitzgerald & Co.|769
LAZ|LAZARD LTD.|CHAS|Charles Schwab & Co., Inc.|570
LAZ|LAZARD LTD.|CICF|Canaccord Genuity Corp.|555
LAZ|LAZARD LTD.|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
LAZ|LAZARD LTD.|CIST|Capital Institutional Services, Inc.|1479
LAZ|LAZARD LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120472
LAZ|LAZARD LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
LAZ|LAZARD LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4988
LAZ|LAZARD LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|234523
LAZ|LAZARD LTD.|CTDL|Citadel Derivatives Group Llc|3169
LAZ|LAZARD LTD.|CTLR|CUTLER GROUP, LP|239
LAZ|LAZARD LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|42352
LAZ|LAZARD LTD.|DADA|D.A. Davidson & Co.|75
LAZ|LAZARD LTD.|DBAB|Deutsche Bank Securities Inc.|226924
LAZ|LAZARD LTD.|DBAX|Deutsche Bank Securities Inc.|212800
LAZ|LAZARD LTD.|DBUL|Deutsche Bank Securities Inc.|100
LAZ|LAZARD LTD.|DCHF|Dart Executions, LLC|760
LAZ|LAZARD LTD.|DEAN|MORGAN STANLEY|3316
LAZ|LAZARD LTD.|DEGS|RONIN PROFESSIONAL LLC|100
LAZ|LAZARD LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1315
LAZ|LAZARD LTD.|EBXL|EBX LLC|165000
LAZ|LAZARD LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5988
LAZ|LAZARD LTD.|EDJC|Edward Jones / CDS|50
LAZ|LAZARD LTD.|EDJO|Edward D. Jones & Co., L.P.|13405
LAZ|LAZARD LTD.|EGAM|CBOE TRADING, INC.|13512
LAZ|LAZARD LTD.|EGAW|CBOE TRADING, INC.|100
LAZ|LAZARD LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|830
LAZ|LAZARD LTD.|EGXM|CBOE TRADING, INC.|1167
LAZ|LAZARD LTD.|ELEV|ELEVATION, LLC|6480
LAZ|LAZARD LTD.|ETBE|Electronic Transaction Clearing, Inc.|15016
LAZ|LAZARD LTD.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
LAZ|LAZARD LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21869
LAZ|LAZARD LTD.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|201
LAZ|LAZARD LTD.|ETRS|E*Trade Securities LLC|65012
LAZ|LAZARD LTD.|FILL|Tradestation Securities, Inc.|4128
LAZ|LAZARD LTD.|FMAF|NBCN Inc./ CDS|5077
LAZ|LAZARD LTD.|FMCO|First Manhattan Co|1000
LAZ|LAZARD LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6682
LAZ|LAZARD LTD.|FQLS|Quantlab Securities LP|278634
LAZ|LAZARD LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42615
LAZ|LAZARD LTD.|FTBR|Foliofn Investments, Inc.|8100
LAZ|LAZARD LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|510
LAZ|LAZARD LTD.|GLIS|TD Securities Inc|70
LAZ|LAZARD LTD.|GLPX|ACS EXECUTION SERVICES, LLC|26462
LAZ|LAZARD LTD.|GSCO|GOLDMAN SACHS & CO. LLC|519927
LAZ|LAZARD LTD.|GSCS|GOLDMAN SACHS & CO. LLC|7864
LAZ|LAZARD LTD.|GSLT|GOLDMAN SACHS & CO. LLC|7157
LAZ|LAZARD LTD.|GTSZ|GTS SECURITIES LLC|52067
LAZ|LAZARD LTD.|HRBF|American Enterprise Investment Services Inc.|5157
LAZ|LAZARD LTD.|HSBC|HSBC Securities, Inc.|11099
LAZ|LAZARD LTD.|IATS|INTERACTIVE BROKERS LLC|5495
LAZ|LAZARD LTD.|IBKR|Interactive Brokers Llc|6554
LAZ|LAZARD LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
LAZ|LAZARD LTD.|ICBX|INSTINET, LLC|49721
LAZ|LAZARD LTD.|INCA|INSTINET, LLC|223902
LAZ|LAZARD LTD.|INJX|INSTINET, LLC|139
LAZ|LAZARD LTD.|ITGI|ITG Inc.|64644
LAZ|LAZARD LTD.|ITGP|ITG INC.|92800
LAZ|LAZARD LTD.|JANY|Janney Montgomery Scott Inc.|1595
LAZ|LAZARD LTD.|JEFF|JEFFERIES LLC|104258
LAZ|LAZARD LTD.|JMPT|JUMP TRADING, LLC|46358
LAZ|LAZARD LTD.|JONE|JonesTrading|1000
LAZ|LAZARD LTD.|JPBX|J.P. MORGAN SECURITIES LLC|47691
LAZ|LAZARD LTD.|JPMX|J.P. Morgan Securities LLC|313766
LAZ|LAZARD LTD.|JSJX|JANE STREET CAPITAL LLC|13395
LAZ|LAZARD LTD.|KBWI|Keefe, Bruyette & Woods, Inc.|1100
LAZ|LAZARD LTD.|KCGM|VIRTU Americas LLC|37984
LAZ|LAZARD LTD.|LEHM|Barclays Capital Inc./Le|637397
LAZ|LAZARD LTD.|LIME|Lime Brokerage LLC|28013
LAZ|LAZARD LTD.|LOOP|Loop Capital Markets LLC|200
LAZ|LAZARD LTD.|LQNA|LIQUIDNET, INC.|50300
LAZ|LAZARD LTD.|LQNB|LIQUIDNET, INC.|153115
LAZ|LAZARD LTD.|LSCI|Lek Securities Corporation|132
LAZ|LAZARD LTD.|MACC|Mid Atlantic Capital Corporation|1270
LAZ|LAZARD LTD.|MAVB|Great Point Capital LLC|400
LAZ|LAZARD LTD.|MAXM|Maxim Group LLC|6522
LAZ|LAZARD LTD.|MBTS|ALLY INVEST SECURITIES LLC|81
LAZ|LAZARD LTD.|MCMF|Raymond James Ltd. Cds|2024
LAZ|LAZARD LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94124
LAZ|LAZARD LTD.|MOTF|MOTIF INVESTING, INC.|4
LAZ|LAZARD LTD.|MSCO|MORGAN STANLEY & CO. LLC|1139522
LAZ|LAZARD LTD.|MSPL|MORGAN STANLEY & CO. LLC|287000
LAZ|LAZARD LTD.|MSTX|MORGAN STANLEY & CO. LLC|42500
LAZ|LAZARD LTD.|NFSC|National Financial Services LLC|245078
LAZ|LAZARD LTD.|NITE|VIRTU Americas LLC|389164
LAZ|LAZARD LTD.|NITP|VIRTU Americas LLC|300
LAZ|LAZARD LTD.|NQRB|Brut, LLC|4840
LAZ|LAZARD LTD.|NTBF|BMO Nesbitt Burns Inc./CDS|525
LAZ|LAZARD LTD.|NTRC|Northern Trust Securities, Inc.|5597
LAZ|LAZARD LTD.|OHOS|TWO SIGMA SECURITIES, LLC|46761
LAZ|LAZARD LTD.|OPCO|Oppenheimer & Co. Inc.|8931
LAZ|LAZARD LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
LAZ|LAZARD LTD.|PDQM|CODA MARKETS, INC.|128977
LAZ|LAZARD LTD.|PHLY|NASDAQ Execution Services, LLC|600
LAZ|LAZARD LTD.|PWJC|UBS Financial Services, Inc.|3796
LAZ|LAZARD LTD.|RBCM|RBC CAPITAL MARKETS, LLC|1479
LAZ|LAZARD LTD.|SAGL|SAGETRADER, LLC|44891
LAZ|LAZARD LTD.|SAGW|SAGETRADER, LLC|4
LAZ|LAZARD LTD.|SALI|INTL FCSTONE FINANCIAL INC.|408
LAZ|LAZARD LTD.|SBSH|Citigroup Global Markets Inc.|161624
LAZ|LAZARD LTD.|SCMC|Scotia Capital Markets (USA) Inc.|120
LAZ|LAZARD LTD.|SEIC|SEI Investments Distribution Co.|2625
LAZ|LAZARD LTD.|SGMT|GOLDMAN SACHS & CO. LLC|74739
LAZ|LAZARD LTD.|SOGO|Wang Investment Associates, Inc.|54
LAZ|LAZARD LTD.|SPDR|SPEEDROUTE LLC|9555
LAZ|LAZARD LTD.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
LAZ|LAZARD LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|5547
LAZ|LAZARD LTD.|STTT|STATETRUST INVESTMENTS INC.|97
LAZ|LAZARD LTD.|STXG|Stockcross Financial Services, Inc.|100
LAZ|LAZARD LTD.|SWIM|TD Ameritrade, Inc.|15854
LAZ|LAZARD LTD.|SWST|Hilltop Securities Inc.|130
LAZ|LAZARD LTD.|TKNG|ALLY INVEST SECURITIES LLC|412
LAZ|LAZARD LTD.|TRBT|Tradebot Systems, Inc.|160959
LAZ|LAZARD LTD.|TRCM|TRC MARKETS LLC|79083
LAZ|LAZARD LTD.|UBSA|UBS SECURITIES LLC|407923
LAZ|LAZARD LTD.|UBSS|UBS Securities LLC|719570
LAZ|LAZARD LTD.|VALX|VIRTU AMERICAS LLC|8607
LAZ|LAZARD LTD.|VGRD|Vanguard Marketing Corporation|6997
LAZ|LAZARD LTD.|WBLR|WILLIAM BLAIR|1600
LAZ|LAZARD LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|778
LAZ|LAZARD LTD.|WCHV|WELLS FARGO SECURITIES, LLC|51698
LAZ|LAZARD LTD.|WEDB|WEDBUSH SECURITIES INC.|443
LAZ|LAZARD LTD.|WEED|Weeden & Co.L.P.|2904
LAZ|LAZARD LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|387
LAZ|LAZARD LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4524
LAZ|LAZARD LTD.|WGIF|CIBC World Markets Inc.|582
LAZ|LAZARD LTD.|WSEA|WOLVERINE SECURITIES, LLC|1626
LAZ|LAZARD LTD.|XIST|INSTINET, LLC|8840
LAZ|LAZARD LTD.|XPQR|Jump Trading|4707
LAZ|LAZARD LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|24336
LAZ|LAZARD LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|2023
LAZ|LAZARD LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27352
LAZY|LAZYDAYS HOLDINGS CM|ALTX|Alternet Securities Inc.|500
LAZY|LAZYDAYS HOLDINGS CM|APCC|Apex Clearing Corporation|1300
LAZY|LAZYDAYS HOLDINGS CM|BATM|CBOE TRADING, INC.|197
LAZY|LAZYDAYS HOLDINGS CM|BLKX|INSTINET, LLC|6200
LAZY|LAZYDAYS HOLDINGS CM|CHAS|Charles Schwab & Co., Inc.|100
LAZY|LAZYDAYS HOLDINGS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1101
LAZY|LAZYDAYS HOLDINGS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2052
LAZY|LAZYDAYS HOLDINGS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3262
LAZY|LAZYDAYS HOLDINGS CM|CTDL|Citadel Derivatives Group Llc|4053
LAZY|LAZYDAYS HOLDINGS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4200
LAZY|LAZYDAYS HOLDINGS CM|DBAB|Deutsche Bank Securities Inc.|733
LAZY|LAZYDAYS HOLDINGS CM|DBAX|Deutsche Bank Securities Inc.|1600
LAZY|LAZYDAYS HOLDINGS CM|DEAN|MORGAN STANLEY|1000
LAZY|LAZYDAYS HOLDINGS CM|DEGS|RONIN PROFESSIONAL LLC|5044
LAZY|LAZYDAYS HOLDINGS CM|EBXL|EBX LLC|1300
LAZY|LAZYDAYS HOLDINGS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1005
LAZY|LAZYDAYS HOLDINGS CM|EGAM|CBOE TRADING, INC.|400
LAZY|LAZYDAYS HOLDINGS CM|EGXM|CBOE TRADING, INC.|375
LAZY|LAZYDAYS HOLDINGS CM|ETRS|E*Trade Securities LLC|7199
LAZY|LAZYDAYS HOLDINGS CM|FBCO|Credit Suisse Securities (USA) LLC|5892
LAZY|LAZYDAYS HOLDINGS CM|FOMA|TD AMERITRADE CLEARING, INC.|20595
LAZY|LAZYDAYS HOLDINGS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3726
LAZY|LAZYDAYS HOLDINGS CM|FTBR|Foliofn Investments, Inc.|10
LAZY|LAZYDAYS HOLDINGS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1042
LAZY|LAZYDAYS HOLDINGS CM|GLPX|ACS EXECUTION SERVICES, LLC|1166
LAZY|LAZYDAYS HOLDINGS CM|GSCO|GOLDMAN SACHS & CO. LLC|8820
LAZY|LAZYDAYS HOLDINGS CM|GSCS|GOLDMAN SACHS & CO. LLC|2810
LAZY|LAZYDAYS HOLDINGS CM|GSLT|GOLDMAN SACHS & CO. LLC|8917
LAZY|LAZYDAYS HOLDINGS CM|GTSZ|GTS SECURITIES LLC|12959
LAZY|LAZYDAYS HOLDINGS CM|HRBF|American Enterprise Investment Services Inc.|1000
LAZY|LAZYDAYS HOLDINGS CM|IATS|INTERACTIVE BROKERS LLC|1000
LAZY|LAZYDAYS HOLDINGS CM|IBKR|Interactive Brokers Llc|123164
LAZY|LAZYDAYS HOLDINGS CM|ICBX|INSTINET, LLC|300
LAZY|LAZYDAYS HOLDINGS CM|INCA|INSTINET, LLC|8926
LAZY|LAZYDAYS HOLDINGS CM|INJX|INSTINET, LLC|3228
LAZY|LAZYDAYS HOLDINGS CM|ITGI|ITG Inc.|814
LAZY|LAZYDAYS HOLDINGS CM|ITGP|ITG INC.|200
LAZY|LAZYDAYS HOLDINGS CM|JEFF|JEFFERIES LLC|31580
LAZY|LAZYDAYS HOLDINGS CM|JONE|JonesTrading|103100
LAZY|LAZYDAYS HOLDINGS CM|JPMX|J.P. Morgan Securities LLC|4800
LAZY|LAZYDAYS HOLDINGS CM|LEHM|Barclays Capital Inc./Le|4286
LAZY|LAZYDAYS HOLDINGS CM|LIME|Lime Brokerage LLC|23256
LAZY|LAZYDAYS HOLDINGS CM|LMGP|LIME BROKERAGE LLC|200
LAZY|LAZYDAYS HOLDINGS CM|LQNA|LIQUIDNET, INC.|7200
LAZY|LAZYDAYS HOLDINGS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1342
LAZY|LAZYDAYS HOLDINGS CM|MSCO|MORGAN STANLEY & CO. LLC|127194
LAZY|LAZYDAYS HOLDINGS CM|MSPL|MORGAN STANLEY & CO. LLC|14300
LAZY|LAZYDAYS HOLDINGS CM|NFSC|National Financial Services LLC|27220
LAZY|LAZYDAYS HOLDINGS CM|NITE|VIRTU Americas LLC|106817
LAZY|LAZYDAYS HOLDINGS CM|NITP|VIRTU Americas LLC|500
LAZY|LAZYDAYS HOLDINGS CM|NORT|Northland Securities, Inc.|1300
LAZY|LAZYDAYS HOLDINGS CM|OPCO|Oppenheimer & Co. Inc.|3562
LAZY|LAZYDAYS HOLDINGS CM|PDQM|CODA MARKETS, INC.|1532
LAZY|LAZYDAYS HOLDINGS CM|RAJA|Raymond James & Associates, Inc.|16649
LAZY|LAZYDAYS HOLDINGS CM|RBCM|RBC CAPITAL MARKETS, LLC|1000
LAZY|LAZYDAYS HOLDINGS CM|RJLC|RJL CAPITAL GROUP, LLC|1392
LAZY|LAZYDAYS HOLDINGS CM|SBSH|Citigroup Global Markets Inc.|900
LAZY|LAZYDAYS HOLDINGS CM|SGMT|GOLDMAN SACHS & CO. LLC|2995
LAZY|LAZYDAYS HOLDINGS CM|SWIM|TD Ameritrade, Inc.|13658
LAZY|LAZYDAYS HOLDINGS CM|TITL|TITLEIST ASSET MANAGEMENT, LTD.|376
LAZY|LAZYDAYS HOLDINGS CM|TKNG|ALLY INVEST SECURITIES LLC|110
LAZY|LAZYDAYS HOLDINGS CM|TRCM|TRC MARKETS LLC|5256
LAZY|LAZYDAYS HOLDINGS CM|UBSA|UBS SECURITIES LLC|14124
LAZY|LAZYDAYS HOLDINGS CM|UBSS|UBS Securities LLC|52817
LAZY|LAZYDAYS HOLDINGS CM|WCHV|WELLS FARGO SECURITIES, LLC|1100
LAZY|LAZYDAYS HOLDINGS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1934
LAZY|LAZYDAYS HOLDINGS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1207
LAZY|LAZYDAYS HOLDINGS CM|WSEA|WOLVERINE SECURITIES, LLC|11287
LAZY|LAZYDAYS HOLDINGS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2700
LAZY|LAZYDAYS HOLDINGS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
LB|L BRANDS, INC|ABLE|NATIXIS Securities Americas LLC|460400
LB|L BRANDS, INC|ADAM|CANACCORD GENUITY INC.|15200
LB|L BRANDS, INC|AGIS|Aegis Capital Corp.|5200
LB|L BRANDS, INC|ALTX|Alternet Securities Inc.|64196
LB|L BRANDS, INC|ANOS|ABEL/NOSER, L.L.C.|1463
LB|L BRANDS, INC|APCC|Apex Clearing Corporation|36800
LB|L BRANDS, INC|BANK|Primevest Financial Services, Inc.|1953
LB|L BRANDS, INC|BARD|Robert W. Baird & Co. Incorporated|15539
LB|L BRANDS, INC|BATM|CBOE TRADING, INC.|18893
LB|L BRANDS, INC|BAYT|BTIG, LLC|26100
LB|L BRANDS, INC|BBNT|BB&T SECURITIES, LLC|5155
LB|L BRANDS, INC|BERN|Sanford C. Bernstein & Co., LLC|139606
LB|L BRANDS, INC|BIAD|SAGETRADER, LLC|2321
LB|L BRANDS, INC|BIDS|BIDS TRADING L.P.|2200
LB|L BRANDS, INC|BIMI|Banca IMI Securities Corp.|550
LB|L BRANDS, INC|BKCM|BNY Mellon Capital Markets LLC|481
LB|L BRANDS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74173
LB|L BRANDS, INC|BLKX|INSTINET, LLC|77197
LB|L BRANDS, INC|BMOC|BMO Capital Markets Corp.|77228
LB|L BRANDS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|146707
LB|L BRANDS, INC|BOSC|Boenning & Scattergood, Inc.|490
LB|L BRANDS, INC|BTIG|BTIG, LLC|81131
LB|L BRANDS, INC|BYXM|CBOE TRADING, INC.|10048
LB|L BRANDS, INC|BZYD|GOLDMAN SACHS & CO. LLC|100
LB|L BRANDS, INC|CANT|Cantor Fitzgerald & Co.|6457
LB|L BRANDS, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|75800
LB|L BRANDS, INC|CHAS|Charles Schwab & Co., Inc.|40870
LB|L BRANDS, INC|CHLM|Craig-Hallum Capital Group LLC|300
LB|L BRANDS, INC|CIBP|CIBC World Markets Corp.|13546
LB|L BRANDS, INC|CIST|Capital Institutional Services, Inc.|9540
LB|L BRANDS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|144536
LB|L BRANDS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3061
LB|L BRANDS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14356
LB|L BRANDS, INC|CRFN|ROBINHOOD FINANCIAL, LLC|3
LB|L BRANDS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1392623
LB|L BRANDS, INC|CTDL|Citadel Derivatives Group Llc|83932
LB|L BRANDS, INC|CTLR|CUTLER GROUP, LP|16729
LB|L BRANDS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|213788
LB|L BRANDS, INC|DADA|D.A. Davidson & Co.|24243
LB|L BRANDS, INC|DAVA|Davenport & Company LLC|1
LB|L BRANDS, INC|DBAB|Deutsche Bank Securities Inc.|611488
LB|L BRANDS, INC|DBAX|Deutsche Bank Securities Inc.|790000
LB|L BRANDS, INC|DCHF|Dart Executions, LLC|19356
LB|L BRANDS, INC|DEAN|MORGAN STANLEY|196450
LB|L BRANDS, INC|DEGS|RONIN PROFESSIONAL LLC|3294
LB|L BRANDS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2633
LB|L BRANDS, INC|DRWK|DRW SECURITIES, L.L.C.|4756
LB|L BRANDS, INC|EBXL|EBX LLC|659300
LB|L BRANDS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|55319
LB|L BRANDS, INC|EDJC|Edward Jones / CDS|3864
LB|L BRANDS, INC|EDJO|Edward D. Jones & Co., L.P.|95550
LB|L BRANDS, INC|EGAM|CBOE TRADING, INC.|77403
LB|L BRANDS, INC|EGAW|CBOE TRADING, INC.|1195
LB|L BRANDS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1612
LB|L BRANDS, INC|EGXM|CBOE TRADING, INC.|31174
LB|L BRANDS, INC|EGXW|CBOE TRADING, INC.|200
LB|L BRANDS, INC|ESPO|ESPOSITO SECURITIES, LLC|338
LB|L BRANDS, INC|ETBE|Electronic Transaction Clearing, Inc.|78761
LB|L BRANDS, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
LB|L BRANDS, INC|ETCC|Electronic Transaction Clearing, Inc.|1379
LB|L BRANDS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|105296
LB|L BRANDS, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8833
LB|L BRANDS, INC|ETRS|E*Trade Securities LLC|551887
LB|L BRANDS, INC|FBSB|U.S. Bancorp Investments, Inc.|512
LB|L BRANDS, INC|FILL|Tradestation Securities, Inc.|38393
LB|L BRANDS, INC|FINX|FINTECH SECURITIES|765
LB|L BRANDS, INC|FMAF|NBCN Inc./ CDS|13719
LB|L BRANDS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|33197
LB|L BRANDS, INC|FQLS|Quantlab Securities LP|1390540
LB|L BRANDS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|342573
LB|L BRANDS, INC|FTBR|Foliofn Investments, Inc.|36895
LB|L BRANDS, INC|GBMT|GBM International, Inc.|500
LB|L BRANDS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|14022
LB|L BRANDS, INC|GLIS|TD Securities Inc|10023
LB|L BRANDS, INC|GLPX|ACS EXECUTION SERVICES, LLC|649518
LB|L BRANDS, INC|GSCO|GOLDMAN SACHS & CO. LLC|3287860
LB|L BRANDS, INC|GSCS|GOLDMAN SACHS & CO. LLC|27383
LB|L BRANDS, INC|GSLT|GOLDMAN SACHS & CO. LLC|29958
LB|L BRANDS, INC|GTSZ|GTS SECURITIES LLC|329619
LB|L BRANDS, INC|HRBF|American Enterprise Investment Services Inc.|41061
LB|L BRANDS, INC|HSBC|HSBC Securities, Inc.|13431
LB|L BRANDS, INC|IATS|INTERACTIVE BROKERS LLC|73504
LB|L BRANDS, INC|IBKR|Interactive Brokers Llc|108651
LB|L BRANDS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|143
LB|L BRANDS, INC|ICBX|INSTINET, LLC|182554
LB|L BRANDS, INC|IEQY|CITADEL SECURITIES LLC|617483
LB|L BRANDS, INC|INCA|INSTINET, LLC|1211107
LB|L BRANDS, INC|INJX|INSTINET, LLC|10203
LB|L BRANDS, INC|INTL|INTL FCSTONE FINANCIAL INC.|1300
LB|L BRANDS, INC|ITGI|ITG Inc.|88443
LB|L BRANDS, INC|ITGP|ITG INC.|460600
LB|L BRANDS, INC|JANY|Janney Montgomery Scott Inc.|6213
LB|L BRANDS, INC|JEFF|JEFFERIES LLC|692742
LB|L BRANDS, INC|JMPT|JUMP TRADING, LLC|267986
LB|L BRANDS, INC|JPBX|J.P. MORGAN SECURITIES LLC|1187379
LB|L BRANDS, INC|JPMX|J.P. Morgan Securities LLC|1648934
LB|L BRANDS, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
LB|L BRANDS, INC|JSJX|JANE STREET CAPITAL LLC|17753
LB|L BRANDS, INC|JUTA|JUMP TRADING, LLC|105
LB|L BRANDS, INC|KCGM|VIRTU Americas LLC|137770
LB|L BRANDS, INC|LEHM|Barclays Capital Inc./Le|2853883
LB|L BRANDS, INC|LIME|Lime Brokerage LLC|62610
LB|L BRANDS, INC|LOOP|Loop Capital Markets LLC|400
LB|L BRANDS, INC|LQNA|LIQUIDNET, INC.|295600
LB|L BRANDS, INC|LSCI|Lek Securities Corporation|1213
LB|L BRANDS, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|780
LB|L BRANDS, INC|MACC|Mid Atlantic Capital Corporation|69
LB|L BRANDS, INC|MAXM|Maxim Group LLC|6774
LB|L BRANDS, INC|MBTS|ALLY INVEST SECURITIES LLC|7100
LB|L BRANDS, INC|MCMF|Raymond James Ltd. Cds|1105
LB|L BRANDS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|331857
LB|L BRANDS, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1899
LB|L BRANDS, INC|MOTF|MOTIF INVESTING, INC.|96
LB|L BRANDS, INC|MPSG|E D & F Man Capital Markets Inc.|10168
LB|L BRANDS, INC|MSCO|MORGAN STANLEY & CO. LLC|5597414
LB|L BRANDS, INC|MSPL|MORGAN STANLEY & CO. LLC|967700
LB|L BRANDS, INC|MSTX|MORGAN STANLEY & CO. LLC|1281700
LB|L BRANDS, INC|NATL|National Securities Corporation|900
LB|L BRANDS, INC|NEUB|NEUBERGER BERMAN BD LLC|650
LB|L BRANDS, INC|NFSC|National Financial Services LLC|1153763
LB|L BRANDS, INC|NITE|VIRTU Americas LLC|2506065
LB|L BRANDS, INC|NITP|VIRTU Americas LLC|12303
LB|L BRANDS, INC|NQRB|Brut, LLC|37479
LB|L BRANDS, INC|NTBF|BMO Nesbitt Burns Inc./CDS|5582
LB|L BRANDS, INC|NTRC|Northern Trust Securities, Inc.|175
LB|L BRANDS, INC|OHOS|TWO SIGMA SECURITIES, LLC|247225
LB|L BRANDS, INC|OPCO|Oppenheimer & Co. Inc.|14468
LB|L BRANDS, INC|PCFF|Pacific International Securities Inc./CDS|1200
LB|L BRANDS, INC|PCPT|PHILLIP CAPITAL INC.|2700
LB|L BRANDS, INC|PDQM|CODA MARKETS, INC.|475669
LB|L BRANDS, INC|PHLY|NASDAQ Execution Services, LLC|24800
LB|L BRANDS, INC|PWJC|UBS Financial Services, Inc.|14873
LB|L BRANDS, INC|QMSR|QUATTRO M SECURITIES INC.|4531
LB|L BRANDS, INC|RBCM|RBC CAPITAL MARKETS, LLC|42168
LB|L BRANDS, INC|RGLD|Regal Securities, Inc|35
LB|L BRANDS, INC|RHCO|Suntrust Robinson Humphrey, Inc.|16869
LB|L BRANDS, INC|RILY|B. RILEY FBR, INC.|2500
LB|L BRANDS, INC|SAGL|SAGETRADER, LLC|44670
LB|L BRANDS, INC|SAGW|SAGETRADER, LLC|155
LB|L BRANDS, INC|SALI|INTL FCSTONE FINANCIAL INC.|1633
LB|L BRANDS, INC|SALW|SW FINANCIAL|1900
LB|L BRANDS, INC|SBRX|MURIEL SIEBERT & CO INC|200
LB|L BRANDS, INC|SBSH|Citigroup Global Markets Inc.|1206346
LB|L BRANDS, INC|SEIC|SEI Investments Distribution Co.|200
LB|L BRANDS, INC|SGMT|GOLDMAN SACHS & CO. LLC|397020
LB|L BRANDS, INC|SIBO|Prime Executions, Inc.|18100
LB|L BRANDS, INC|SIDC|Sidoti & Company, LLC|1729
LB|L BRANDS, INC|SJLS|TRADE INFORMATICS LLC|1500
LB|L BRANDS, INC|SOGO|Wang Investment Associates, Inc.|1005
LB|L BRANDS, INC|SPDR|SPEEDROUTE LLC|82738
LB|L BRANDS, INC|SPHN|Stephens Inc.|852
LB|L BRANDS, INC|SPTD|MINT GLOBAL MARKETS, INC.|400
LB|L BRANDS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|52690
LB|L BRANDS, INC|STKP|STOCKPILE INVESTMENTS, INC.|600
LB|L BRANDS, INC|STRS|STRATEGAS RESEARCH PARTNERS|300
LB|L BRANDS, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13755
LB|L BRANDS, INC|SWIM|TD Ameritrade, Inc.|710712
LB|L BRANDS, INC|SWST|Hilltop Securities Inc.|873
LB|L BRANDS, INC|TAGC|TELSEY ADVISORY GROUP LLC|22
LB|L BRANDS, INC|TKNG|ALLY INVEST SECURITIES LLC|40912
LB|L BRANDS, INC|TMBR|Timber Hill LLC|1300
LB|L BRANDS, INC|TRBT|Tradebot Systems, Inc.|793633
LB|L BRANDS, INC|TRCM|TRC MARKETS LLC|805025
LB|L BRANDS, INC|TWTT|TASTYWORKS, INC.|1894
LB|L BRANDS, INC|UBSA|UBS SECURITIES LLC|2189438
LB|L BRANDS, INC|UBSS|UBS Securities LLC|2959521
LB|L BRANDS, INC|VALX|VIRTU AMERICAS LLC|31501
LB|L BRANDS, INC|VGRD|Vanguard Marketing Corporation|77459
LB|L BRANDS, INC|VNDS|VANDHAM SECURITIES CORP|4839
LB|L BRANDS, INC|VSIN|Vision Financial Markets Llc|101
LB|L BRANDS, INC|WABR|Wall Street Access|4736
LB|L BRANDS, INC|WBET|Wallachbeth Capital LLC|157723
LB|L BRANDS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|11176
LB|L BRANDS, INC|WCHV|WELLS FARGO SECURITIES, LLC|502817
LB|L BRANDS, INC|WDNX|WEEDEN & CO.L.P.|3746
LB|L BRANDS, INC|WEDB|WEDBUSH SECURITIES INC.|35266
LB|L BRANDS, INC|WEED|Weeden & Co.L.P.|14755
LB|L BRANDS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68637
LB|L BRANDS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|119438
LB|L BRANDS, INC|WGIF|CIBC World Markets Inc.|3765
LB|L BRANDS, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|7542
LB|L BRANDS, INC|WSEA|WOLVERINE SECURITIES, LLC|47516
LB|L BRANDS, INC|XIST|INSTINET, LLC|132694
LB|L BRANDS, INC|XPQR|Jump Trading|3600
LB|L BRANDS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|240916
LB|L BRANDS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|22060
LB|L BRANDS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53175
LBAI|LAKELAND BANCORP INC|ALTX|Alternet Securities Inc.|200
LBAI|LAKELAND BANCORP INC|APCC|Apex Clearing Corporation|3
LBAI|LAKELAND BANCORP INC|BATM|CBOE TRADING, INC.|9
LBAI|LAKELAND BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|1900
LBAI|LAKELAND BANCORP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1468
LBAI|LAKELAND BANCORP INC|BLKX|INSTINET, LLC|10000
LBAI|LAKELAND BANCORP INC|BMOC|BMO Capital Markets Corp.|7176
LBAI|LAKELAND BANCORP INC|BNKS|Fig Partners, LLC|10290
LBAI|LAKELAND BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|5497
LBAI|LAKELAND BANCORP INC|BTIG|BTIG, LLC|4
LBAI|LAKELAND BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|495
LBAI|LAKELAND BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17589
LBAI|LAKELAND BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
LBAI|LAKELAND BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48999
LBAI|LAKELAND BANCORP INC|CTDL|Citadel Derivatives Group Llc|4049
LBAI|LAKELAND BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|15666
LBAI|LAKELAND BANCORP INC|DBAB|Deutsche Bank Securities Inc.|73508
LBAI|LAKELAND BANCORP INC|DBAX|Deutsche Bank Securities Inc.|40600
LBAI|LAKELAND BANCORP INC|DEAN|MORGAN STANLEY|1109
LBAI|LAKELAND BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|1103
LBAI|LAKELAND BANCORP INC|EBXL|EBX LLC|18700
LBAI|LAKELAND BANCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4728
LBAI|LAKELAND BANCORP INC|EDJO|Edward D. Jones & Co., L.P.|5029
LBAI|LAKELAND BANCORP INC|EGAM|CBOE TRADING, INC.|2349
LBAI|LAKELAND BANCORP INC|EGXM|CBOE TRADING, INC.|9
LBAI|LAKELAND BANCORP INC|EGXW|CBOE TRADING, INC.|200
LBAI|LAKELAND BANCORP INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
LBAI|LAKELAND BANCORP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2996
LBAI|LAKELAND BANCORP INC|ETRS|E*Trade Securities LLC|1400
LBAI|LAKELAND BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|111663
LBAI|LAKELAND BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|19974
LBAI|LAKELAND BANCORP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
LBAI|LAKELAND BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16511
LBAI|LAKELAND BANCORP INC|FTBR|Foliofn Investments, Inc.|1
LBAI|LAKELAND BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|15020
LBAI|LAKELAND BANCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|500
LBAI|LAKELAND BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|122967
LBAI|LAKELAND BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|3123
LBAI|LAKELAND BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|920
LBAI|LAKELAND BANCORP INC|GTSZ|GTS SECURITIES LLC|18634
LBAI|LAKELAND BANCORP INC|HRBF|American Enterprise Investment Services Inc.|2
LBAI|LAKELAND BANCORP INC|IBKR|Interactive Brokers Llc|5721
LBAI|LAKELAND BANCORP INC|ICBX|INSTINET, LLC|66230
LBAI|LAKELAND BANCORP INC|IEQY|CITADEL SECURITIES LLC|6696
LBAI|LAKELAND BANCORP INC|INCA|INSTINET, LLC|80564
LBAI|LAKELAND BANCORP INC|INJX|INSTINET, LLC|8118
LBAI|LAKELAND BANCORP INC|ITGI|ITG Inc.|57326
LBAI|LAKELAND BANCORP INC|ITGP|ITG INC.|48600
LBAI|LAKELAND BANCORP INC|JEFF|JEFFERIES LLC|21565
LBAI|LAKELAND BANCORP INC|JMPT|JUMP TRADING, LLC|768
LBAI|LAKELAND BANCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|2010
LBAI|LAKELAND BANCORP INC|JPMX|J.P. Morgan Securities LLC|54720
LBAI|LAKELAND BANCORP INC|JSJX|JANE STREET CAPITAL LLC|933
LBAI|LAKELAND BANCORP INC|KCGM|VIRTU Americas LLC|8872
LBAI|LAKELAND BANCORP INC|LEHM|Barclays Capital Inc./Le|69292
LBAI|LAKELAND BANCORP INC|LIME|Lime Brokerage LLC|84967
LBAI|LAKELAND BANCORP INC|LMGP|LIME BROKERAGE LLC|9375
LBAI|LAKELAND BANCORP INC|LQNA|LIQUIDNET, INC.|40100
LBAI|LAKELAND BANCORP INC|MAXM|Maxim Group LLC|4844
LBAI|LAKELAND BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76582
LBAI|LAKELAND BANCORP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7612
LBAI|LAKELAND BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|213985
LBAI|LAKELAND BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|62100
LBAI|LAKELAND BANCORP INC|MSTX|MORGAN STANLEY & CO. LLC|1000
LBAI|LAKELAND BANCORP INC|NFSC|National Financial Services LLC|19798
LBAI|LAKELAND BANCORP INC|NITE|VIRTU Americas LLC|38370
LBAI|LAKELAND BANCORP INC|NTFN|Network 1 Financial Securities Inc.|336
LBAI|LAKELAND BANCORP INC|NTRC|Northern Trust Securities, Inc.|178200
LBAI|LAKELAND BANCORP INC|PDQM|CODA MARKETS, INC.|5475
LBAI|LAKELAND BANCORP INC|PWJC|UBS Financial Services, Inc.|2181
LBAI|LAKELAND BANCORP INC|RAJA|Raymond James & Associates, Inc.|352983
LBAI|LAKELAND BANCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|1537
LBAI|LAKELAND BANCORP INC|SAGW|SAGETRADER, LLC|65
LBAI|LAKELAND BANCORP INC|SBSH|Citigroup Global Markets Inc.|49310
LBAI|LAKELAND BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|14683
LBAI|LAKELAND BANCORP INC|SPDR|SPEEDROUTE LLC|3909
LBAI|LAKELAND BANCORP INC|SPGS|Sea Port Group Securities, LLC|600
LBAI|LAKELAND BANCORP INC|SPHN|Stephens Inc.|600
LBAI|LAKELAND BANCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|549
LBAI|LAKELAND BANCORP INC|SWIM|TD Ameritrade, Inc.|100
LBAI|LAKELAND BANCORP INC|SWST|Hilltop Securities Inc.|2776
LBAI|LAKELAND BANCORP INC|TKNG|ALLY INVEST SECURITIES LLC|50
LBAI|LAKELAND BANCORP INC|TRBT|Tradebot Systems, Inc.|3385
LBAI|LAKELAND BANCORP INC|TRCM|TRC MARKETS LLC|16653
LBAI|LAKELAND BANCORP INC|UBSA|UBS SECURITIES LLC|14801
LBAI|LAKELAND BANCORP INC|UBSS|UBS Securities LLC|117785
LBAI|LAKELAND BANCORP INC|VALX|VIRTU AMERICAS LLC|15299
LBAI|LAKELAND BANCORP INC|VGRD|Vanguard Marketing Corporation|484
LBAI|LAKELAND BANCORP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|400
LBAI|LAKELAND BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|7647
LBAI|LAKELAND BANCORP INC|WEED|Weeden & Co.L.P.|19420
LBAI|LAKELAND BANCORP INC|XIST|INSTINET, LLC|1688
LBAI|LAKELAND BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
LBC|LUTHER BURBANK CM|ALTX|Alternet Securities Inc.|3430
LBC|LUTHER BURBANK CM|ANOS|ABEL/NOSER, L.L.C.|100
LBC|LUTHER BURBANK CM|APCC|Apex Clearing Corporation|1781
LBC|LUTHER BURBANK CM|BARD|Robert W. Baird & Co. Incorporated|245972
LBC|LUTHER BURBANK CM|BATM|CBOE TRADING, INC.|369
LBC|LUTHER BURBANK CM|BAYC|BAY CREST PARTNERS, LLC|246
LBC|LUTHER BURBANK CM|BAYT|BTIG, LLC|15900
LBC|LUTHER BURBANK CM|BERN|Sanford C. Bernstein & Co., LLC|626
LBC|LUTHER BURBANK CM|BMOC|BMO Capital Markets Corp.|2258
LBC|LUTHER BURBANK CM|BNPX|BNP PARIBAS SECURITIES CORP.|1537
LBC|LUTHER BURBANK CM|CHAS|Charles Schwab & Co., Inc.|1
LBC|LUTHER BURBANK CM|CLSA|CLSA AMERICAS, LLC|83488
LBC|LUTHER BURBANK CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13454
LBC|LUTHER BURBANK CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1331
LBC|LUTHER BURBANK CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38353
LBC|LUTHER BURBANK CM|CTDL|Citadel Derivatives Group Llc|2708
LBC|LUTHER BURBANK CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2990
LBC|LUTHER BURBANK CM|DADA|D.A. Davidson & Co.|18040
LBC|LUTHER BURBANK CM|DBAB|Deutsche Bank Securities Inc.|44952
LBC|LUTHER BURBANK CM|DBAX|Deutsche Bank Securities Inc.|20600
LBC|LUTHER BURBANK CM|DEGS|RONIN PROFESSIONAL LLC|3832
LBC|LUTHER BURBANK CM|EBXL|EBX LLC|26200
LBC|LUTHER BURBANK CM|EDJO|Edward D. Jones & Co., L.P.|178
LBC|LUTHER BURBANK CM|EGAM|CBOE TRADING, INC.|1315
LBC|LUTHER BURBANK CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
LBC|LUTHER BURBANK CM|EGXM|CBOE TRADING, INC.|258
LBC|LUTHER BURBANK CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
LBC|LUTHER BURBANK CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|934
LBC|LUTHER BURBANK CM|FBCO|Credit Suisse Securities (USA) LLC|115898
LBC|LUTHER BURBANK CM|FOMA|TD AMERITRADE CLEARING, INC.|3477
LBC|LUTHER BURBANK CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|228
LBC|LUTHER BURBANK CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14009
LBC|LUTHER BURBANK CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3600
LBC|LUTHER BURBANK CM|GLPX|ACS EXECUTION SERVICES, LLC|1002
LBC|LUTHER BURBANK CM|GSCO|GOLDMAN SACHS & CO. LLC|122027
LBC|LUTHER BURBANK CM|GSCS|GOLDMAN SACHS & CO. LLC|7902
LBC|LUTHER BURBANK CM|GSLT|GOLDMAN SACHS & CO. LLC|187
LBC|LUTHER BURBANK CM|GTSZ|GTS SECURITIES LLC|5056
LBC|LUTHER BURBANK CM|IATS|INTERACTIVE BROKERS LLC|420
LBC|LUTHER BURBANK CM|IBKR|Interactive Brokers Llc|17825
LBC|LUTHER BURBANK CM|ICBX|INSTINET, LLC|7500
LBC|LUTHER BURBANK CM|IEQY|CITADEL SECURITIES LLC|8878
LBC|LUTHER BURBANK CM|INCA|INSTINET, LLC|63584
LBC|LUTHER BURBANK CM|INJX|INSTINET, LLC|1203
LBC|LUTHER BURBANK CM|ITGI|ITG Inc.|1092
LBC|LUTHER BURBANK CM|ITGP|ITG INC.|19600
LBC|LUTHER BURBANK CM|JEFF|JEFFERIES LLC|9698
LBC|LUTHER BURBANK CM|JONE|JonesTrading|26633
LBC|LUTHER BURBANK CM|JPMX|J.P. Morgan Securities LLC|63205
LBC|LUTHER BURBANK CM|KCGM|VIRTU Americas LLC|19721
LBC|LUTHER BURBANK CM|LEHM|Barclays Capital Inc./Le|97342
LBC|LUTHER BURBANK CM|LIME|Lime Brokerage LLC|48414
LBC|LUTHER BURBANK CM|LMGP|LIME BROKERAGE LLC|1200
LBC|LUTHER BURBANK CM|LSCI|Lek Securities Corporation|800
LBC|LUTHER BURBANK CM|MAXM|Maxim Group LLC|1486
LBC|LUTHER BURBANK CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22494
LBC|LUTHER BURBANK CM|MOTF|MOTIF INVESTING, INC.|2
LBC|LUTHER BURBANK CM|MSCO|MORGAN STANLEY & CO. LLC|232606
LBC|LUTHER BURBANK CM|MSPL|MORGAN STANLEY & CO. LLC|17000
LBC|LUTHER BURBANK CM|MSTX|MORGAN STANLEY & CO. LLC|7600
LBC|LUTHER BURBANK CM|NFSC|National Financial Services LLC|2401
LBC|LUTHER BURBANK CM|NITE|VIRTU Americas LLC|27786
LBC|LUTHER BURBANK CM|NQRB|Brut, LLC|1114
LBC|LUTHER BURBANK CM|PDQM|CODA MARKETS, INC.|8327
LBC|LUTHER BURBANK CM|SBSH|Citigroup Global Markets Inc.|42336
LBC|LUTHER BURBANK CM|SGMT|GOLDMAN SACHS & CO. LLC|15649
LBC|LUTHER BURBANK CM|SPDR|SPEEDROUTE LLC|4759
LBC|LUTHER BURBANK CM|STFL|Stifel, Nicolaus & Company, Incorporated|375
LBC|LUTHER BURBANK CM|SWIM|TD Ameritrade, Inc.|1600
LBC|LUTHER BURBANK CM|SWST|Hilltop Securities Inc.|2200
LBC|LUTHER BURBANK CM|TKNG|ALLY INVEST SECURITIES LLC|110
LBC|LUTHER BURBANK CM|TRBT|Tradebot Systems, Inc.|5707
LBC|LUTHER BURBANK CM|TRCM|TRC MARKETS LLC|15924
LBC|LUTHER BURBANK CM|UBSS|UBS Securities LLC|101130
LBC|LUTHER BURBANK CM|VALX|VIRTU AMERICAS LLC|1525
LBC|LUTHER BURBANK CM|VGRD|Vanguard Marketing Corporation|400
LBC|LUTHER BURBANK CM|WCHV|WELLS FARGO SECURITIES, LLC|1167
LBC|LUTHER BURBANK CM|WEDB|WEDBUSH SECURITIES INC.|159
LBC|LUTHER BURBANK CM|WSEA|WOLVERINE SECURITIES, LLC|327
LBC|LUTHER BURBANK CM|XIST|INSTINET, LLC|2750
LBC|LUTHER BURBANK CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
LBC|LUTHER BURBANK CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
LBDC|2XLEVERAGED LONG ETR|APCC|Apex Clearing Corporation|26
LBDC|2XLEVERAGED LONG ETR|EGXM|CBOE TRADING, INC.|29
LBDC|2XLEVERAGED LONG ETR|ETRS|E*Trade Securities LLC|1898
LBDC|2XLEVERAGED LONG ETR|FILL|Tradestation Securities, Inc.|1000
LBDC|2XLEVERAGED LONG ETR|FTBR|Foliofn Investments, Inc.|2
LBDC|2XLEVERAGED LONG ETR|ITGP|ITG INC.|200
LBDC|2XLEVERAGED LONG ETR|JSJX|JANE STREET CAPITAL LLC|400
LBDC|2XLEVERAGED LONG ETR|NFSC|National Financial Services LLC|301
LBDC|2XLEVERAGED LONG ETR|NITE|VIRTU Americas LLC|456
LBDC|2XLEVERAGED LONG ETR|UBSA|UBS SECURITIES LLC|669
LBDC|2XLEVERAGED LONG ETR|UBSS|UBS Securities LLC|1307
LBDC|2XLEVERAGED LONG ETR|WSEA|WOLVERINE SECURITIES, LLC|1
LBIX|LEADING BRANDS|ALTX|Alternet Securities Inc.|900
LBIX|LEADING BRANDS|APCC|Apex Clearing Corporation|24749
LBIX|LEADING BRANDS|BATM|CBOE TRADING, INC.|500
LBIX|LEADING BRANDS|BIMI|Banca IMI Securities Corp.|5200
LBIX|LEADING BRANDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
LBIX|LEADING BRANDS|CHAS|Charles Schwab & Co., Inc.|1500
LBIX|LEADING BRANDS|CICF|Canaccord Genuity Corp.|10000
LBIX|LEADING BRANDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3400
LBIX|LEADING BRANDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8257
LBIX|LEADING BRANDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26172
LBIX|LEADING BRANDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16523
LBIX|LEADING BRANDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
LBIX|LEADING BRANDS|DBAB|Deutsche Bank Securities Inc.|4759
LBIX|LEADING BRANDS|DBAX|Deutsche Bank Securities Inc.|2800
LBIX|LEADING BRANDS|EBXL|EBX LLC|6100
LBIX|LEADING BRANDS|EGAM|CBOE TRADING, INC.|1700
LBIX|LEADING BRANDS|EGXM|CBOE TRADING, INC.|2000
LBIX|LEADING BRANDS|EGXW|CBOE TRADING, INC.|3600
LBIX|LEADING BRANDS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|114
LBIX|LEADING BRANDS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
LBIX|LEADING BRANDS|ETRS|E*Trade Securities LLC|261924
LBIX|LEADING BRANDS|FBCO|Credit Suisse Securities (USA) LLC|40916
LBIX|LEADING BRANDS|FILL|Tradestation Securities, Inc.|5656
LBIX|LEADING BRANDS|FOMA|TD AMERITRADE CLEARING, INC.|334474
LBIX|LEADING BRANDS|GLPX|ACS EXECUTION SERVICES, LLC|16814
LBIX|LEADING BRANDS|GSCO|GOLDMAN SACHS & CO. LLC|2700
LBIX|LEADING BRANDS|GSLT|GOLDMAN SACHS & CO. LLC|6881
LBIX|LEADING BRANDS|GTSZ|GTS SECURITIES LLC|1607
LBIX|LEADING BRANDS|IATS|INTERACTIVE BROKERS LLC|31277
LBIX|LEADING BRANDS|IBKR|Interactive Brokers Llc|235902
LBIX|LEADING BRANDS|ICBX|INSTINET, LLC|1334
LBIX|LEADING BRANDS|INCA|INSTINET, LLC|83032
LBIX|LEADING BRANDS|ITGI|ITG Inc.|10751
LBIX|LEADING BRANDS|ITGP|ITG INC.|9600
LBIX|LEADING BRANDS|JMPT|JUMP TRADING, LLC|97
LBIX|LEADING BRANDS|JPMX|J.P. Morgan Securities LLC|388
LBIX|LEADING BRANDS|KCGM|VIRTU Americas LLC|541
LBIX|LEADING BRANDS|LEHM|Barclays Capital Inc./Le|42323
LBIX|LEADING BRANDS|LIME|Lime Brokerage LLC|19461
LBIX|LEADING BRANDS|LSCI|Lek Securities Corporation|9603
LBIX|LEADING BRANDS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
LBIX|LEADING BRANDS|MSCO|MORGAN STANLEY & CO. LLC|124267
LBIX|LEADING BRANDS|MSPL|MORGAN STANLEY & CO. LLC|600
LBIX|LEADING BRANDS|NATL|National Securities Corporation|400
LBIX|LEADING BRANDS|NFSC|National Financial Services LLC|134889
LBIX|LEADING BRANDS|NITE|VIRTU Americas LLC|541240
LBIX|LEADING BRANDS|NQRB|Brut, LLC|199
LBIX|LEADING BRANDS|OPCO|Oppenheimer & Co. Inc.|80
LBIX|LEADING BRANDS|PCPT|PHILLIP CAPITAL INC.|2400
LBIX|LEADING BRANDS|PDQM|CODA MARKETS, INC.|21254
LBIX|LEADING BRANDS|RAJA|Raymond James & Associates, Inc.|300
LBIX|LEADING BRANDS|SAGL|SAGETRADER, LLC|2100
LBIX|LEADING BRANDS|SBSH|Citigroup Global Markets Inc.|5288
LBIX|LEADING BRANDS|SGMT|GOLDMAN SACHS & CO. LLC|5600
LBIX|LEADING BRANDS|SPDR|SPEEDROUTE LLC|31897
LBIX|LEADING BRANDS|STFL|Stifel, Nicolaus & Company, Incorporated|110
LBIX|LEADING BRANDS|SWIM|TD Ameritrade, Inc.|193561
LBIX|LEADING BRANDS|TKNG|ALLY INVEST SECURITIES LLC|5780
LBIX|LEADING BRANDS|TRCM|TRC MARKETS LLC|300
LBIX|LEADING BRANDS|UBSA|UBS SECURITIES LLC|21860
LBIX|LEADING BRANDS|UBSS|UBS Securities LLC|16611
LBIX|LEADING BRANDS|VALX|VIRTU AMERICAS LLC|1315
LBIX|LEADING BRANDS|VSIN|Vision Financial Markets Llc|2100
LBIX|LEADING BRANDS|WCHV|WELLS FARGO SECURITIES, LLC|2395
LBIX|LEADING BRANDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|343
LBIX|LEADING BRANDS|WGIF|CIBC World Markets Inc.|3016
LBIX|LEADING BRANDS|WSEA|WOLVERINE SECURITIES, LLC|47278
LBIX|LEADING BRANDS|YKNA|COMHAR CAPITAL MARKETS, LLC|500
LBJ|DIREXION|APCC|Apex Clearing Corporation|17
LBJ|DIREXION|BATM|CBOE TRADING, INC.|71
LBJ|DIREXION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|60
LBJ|DIREXION|CHAS|Charles Schwab & Co., Inc.|1000
LBJ|DIREXION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1032
LBJ|DIREXION|DBAB|Deutsche Bank Securities Inc.|400
LBJ|DIREXION|DBAX|Deutsche Bank Securities Inc.|1400
LBJ|DIREXION|EBXL|EBX LLC|4200
LBJ|DIREXION|EGXM|CBOE TRADING, INC.|10
LBJ|DIREXION|ETRS|E*Trade Securities LLC|83323
LBJ|DIREXION|FILL|Tradestation Securities, Inc.|750
LBJ|DIREXION|FTBR|Foliofn Investments, Inc.|34
LBJ|DIREXION|GTSZ|GTS SECURITIES LLC|19
LBJ|DIREXION|IATS|INTERACTIVE BROKERS LLC|795
LBJ|DIREXION|IBKR|Interactive Brokers Llc|5535
LBJ|DIREXION|ICBX|INSTINET, LLC|700
LBJ|DIREXION|INCA|INSTINET, LLC|100
LBJ|DIREXION|JPMX|J.P. Morgan Securities LLC|600
LBJ|DIREXION|JSJX|JANE STREET CAPITAL LLC|8251
LBJ|DIREXION|KCGM|VIRTU Americas LLC|2948
LBJ|DIREXION|LEHM|Barclays Capital Inc./Le|6200
LBJ|DIREXION|LIME|Lime Brokerage LLC|326
LBJ|DIREXION|LSCI|Lek Securities Corporation|462
LBJ|DIREXION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
LBJ|DIREXION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4940
LBJ|DIREXION|MOTF|MOTIF INVESTING, INC.|3
LBJ|DIREXION|MSCO|MORGAN STANLEY & CO. LLC|6851
LBJ|DIREXION|NFSC|National Financial Services LLC|90943
LBJ|DIREXION|NITE|VIRTU Americas LLC|40494
LBJ|DIREXION|NITP|VIRTU Americas LLC|1795
LBJ|DIREXION|NTBF|BMO Nesbitt Burns Inc./CDS|761
LBJ|DIREXION|SGMT|GOLDMAN SACHS & CO. LLC|3024
LBJ|DIREXION|SWIM|TD Ameritrade, Inc.|2407
LBJ|DIREXION|SWST|Hilltop Securities Inc.|756
LBJ|DIREXION|TKNG|ALLY INVEST SECURITIES LLC|346
LBJ|DIREXION|TRCM|TRC MARKETS LLC|328
LBJ|DIREXION|UBSA|UBS SECURITIES LLC|12156
LBJ|DIREXION|UBSS|UBS Securities LLC|15044
LBJ|DIREXION|VGRD|Vanguard Marketing Corporation|1296
LBJ|DIREXION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2077
LBJ|DIREXION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1306
LBJ|DIREXION|WSEA|WOLVERINE SECURITIES, LLC|103
LBRDA|LIBERTY BROADBD A CM|ADAM|CANACCORD GENUITY INC.|2497
LBRDA|LIBERTY BROADBD A CM|ALTX|Alternet Securities Inc.|100
LBRDA|LIBERTY BROADBD A CM|APCC|Apex Clearing Corporation|131
LBRDA|LIBERTY BROADBD A CM|BARD|Robert W. Baird & Co. Incorporated|103
LBRDA|LIBERTY BROADBD A CM|BATM|CBOE TRADING, INC.|1405
LBRDA|LIBERTY BROADBD A CM|BAYT|BTIG, LLC|400
LBRDA|LIBERTY BROADBD A CM|BBNT|BB&T SECURITIES, LLC|23
LBRDA|LIBERTY BROADBD A CM|BERN|Sanford C. Bernstein & Co., LLC|22357
LBRDA|LIBERTY BROADBD A CM|BIDS|BIDS TRADING L.P.|8600
LBRDA|LIBERTY BROADBD A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|361
LBRDA|LIBERTY BROADBD A CM|BNPX|BNP PARIBAS SECURITIES CORP.|21304
LBRDA|LIBERTY BROADBD A CM|BRVL|BLAYLOCK VAN, LLC|8600
LBRDA|LIBERTY BROADBD A CM|BTIG|BTIG, LLC|2118
LBRDA|LIBERTY BROADBD A CM|BYXM|CBOE TRADING, INC.|200
LBRDA|LIBERTY BROADBD A CM|CHAS|Charles Schwab & Co., Inc.|1350
LBRDA|LIBERTY BROADBD A CM|CIST|Capital Institutional Services, Inc.|22
LBRDA|LIBERTY BROADBD A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|155
LBRDA|LIBERTY BROADBD A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|601
LBRDA|LIBERTY BROADBD A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49209
LBRDA|LIBERTY BROADBD A CM|CTDL|Citadel Derivatives Group Llc|7454
LBRDA|LIBERTY BROADBD A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|3610
LBRDA|LIBERTY BROADBD A CM|DADA|D.A. Davidson & Co.|33
LBRDA|LIBERTY BROADBD A CM|DBAB|Deutsche Bank Securities Inc.|67201
LBRDA|LIBERTY BROADBD A CM|DBAX|Deutsche Bank Securities Inc.|9400
LBRDA|LIBERTY BROADBD A CM|DEAN|MORGAN STANLEY|1732
LBRDA|LIBERTY BROADBD A CM|DEGS|RONIN PROFESSIONAL LLC|500
LBRDA|LIBERTY BROADBD A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4276
LBRDA|LIBERTY BROADBD A CM|EBXL|EBX LLC|38500
LBRDA|LIBERTY BROADBD A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5102
LBRDA|LIBERTY BROADBD A CM|EDJO|Edward D. Jones & Co., L.P.|456
LBRDA|LIBERTY BROADBD A CM|EGAM|CBOE TRADING, INC.|537
LBRDA|LIBERTY BROADBD A CM|EGAW|CBOE TRADING, INC.|309
LBRDA|LIBERTY BROADBD A CM|EGMT|EG MARKET TECHNOLOGIES LLC|729
LBRDA|LIBERTY BROADBD A CM|EGXM|CBOE TRADING, INC.|105
LBRDA|LIBERTY BROADBD A CM|ETBE|Electronic Transaction Clearing, Inc.|12640
LBRDA|LIBERTY BROADBD A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17382
LBRDA|LIBERTY BROADBD A CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|30
LBRDA|LIBERTY BROADBD A CM|ETRS|E*Trade Securities LLC|445
LBRDA|LIBERTY BROADBD A CM|FBCO|Credit Suisse Securities (USA) LLC|85145
LBRDA|LIBERTY BROADBD A CM|FMAF|NBCN Inc./ CDS|10
LBRDA|LIBERTY BROADBD A CM|FOMA|TD AMERITRADE CLEARING, INC.|2518
LBRDA|LIBERTY BROADBD A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30415
LBRDA|LIBERTY BROADBD A CM|FTBR|Foliofn Investments, Inc.|81
LBRDA|LIBERTY BROADBD A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6389
LBRDA|LIBERTY BROADBD A CM|GLPX|ACS EXECUTION SERVICES, LLC|484
LBRDA|LIBERTY BROADBD A CM|GSCO|GOLDMAN SACHS & CO. LLC|234374
LBRDA|LIBERTY BROADBD A CM|GSCS|GOLDMAN SACHS & CO. LLC|5380
LBRDA|LIBERTY BROADBD A CM|GSLT|GOLDMAN SACHS & CO. LLC|623
LBRDA|LIBERTY BROADBD A CM|GTSZ|GTS SECURITIES LLC|40593
LBRDA|LIBERTY BROADBD A CM|HRBF|American Enterprise Investment Services Inc.|265
LBRDA|LIBERTY BROADBD A CM|HSBC|HSBC Securities, Inc.|334
LBRDA|LIBERTY BROADBD A CM|IATS|INTERACTIVE BROKERS LLC|8145
LBRDA|LIBERTY BROADBD A CM|IBKR|Interactive Brokers Llc|110544
LBRDA|LIBERTY BROADBD A CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|46
LBRDA|LIBERTY BROADBD A CM|ICBX|INSTINET, LLC|3900
LBRDA|LIBERTY BROADBD A CM|IMPC|Imperial Capital, LLC|300
LBRDA|LIBERTY BROADBD A CM|INCA|INSTINET, LLC|183088
LBRDA|LIBERTY BROADBD A CM|INJX|INSTINET, LLC|3468
LBRDA|LIBERTY BROADBD A CM|ITGI|ITG Inc.|17691
LBRDA|LIBERTY BROADBD A CM|ITGP|ITG INC.|13800
LBRDA|LIBERTY BROADBD A CM|JANY|Janney Montgomery Scott Inc.|88
LBRDA|LIBERTY BROADBD A CM|JEFF|JEFFERIES LLC|17488
LBRDA|LIBERTY BROADBD A CM|JMPT|JUMP TRADING, LLC|10352
LBRDA|LIBERTY BROADBD A CM|JONE|JonesTrading|157
LBRDA|LIBERTY BROADBD A CM|JPBX|J.P. MORGAN SECURITIES LLC|8618
LBRDA|LIBERTY BROADBD A CM|JPMX|J.P. Morgan Securities LLC|53187
LBRDA|LIBERTY BROADBD A CM|JSJX|JANE STREET CAPITAL LLC|8120
LBRDA|LIBERTY BROADBD A CM|KCGM|VIRTU Americas LLC|12464
LBRDA|LIBERTY BROADBD A CM|LEHM|Barclays Capital Inc./Le|224361
LBRDA|LIBERTY BROADBD A CM|LIME|Lime Brokerage LLC|106597
LBRDA|LIBERTY BROADBD A CM|LMGP|LIME BROKERAGE LLC|13100
LBRDA|LIBERTY BROADBD A CM|LOOP|Loop Capital Markets LLC|100
LBRDA|LIBERTY BROADBD A CM|LSCI|Lek Securities Corporation|393
LBRDA|LIBERTY BROADBD A CM|MAXM|Maxim Group LLC|25572
LBRDA|LIBERTY BROADBD A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14100
LBRDA|LIBERTY BROADBD A CM|MSCO|MORGAN STANLEY & CO. LLC|453878
LBRDA|LIBERTY BROADBD A CM|MSPL|MORGAN STANLEY & CO. LLC|32000
LBRDA|LIBERTY BROADBD A CM|MSTX|MORGAN STANLEY & CO. LLC|25400
LBRDA|LIBERTY BROADBD A CM|NFSC|National Financial Services LLC|25772
LBRDA|LIBERTY BROADBD A CM|NITE|VIRTU Americas LLC|85480
LBRDA|LIBERTY BROADBD A CM|NITP|VIRTU Americas LLC|500
LBRDA|LIBERTY BROADBD A CM|NQRB|Brut, LLC|3069
LBRDA|LIBERTY BROADBD A CM|OPCO|Oppenheimer & Co. Inc.|8470
LBRDA|LIBERTY BROADBD A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2161
LBRDA|LIBERTY BROADBD A CM|PDQM|CODA MARKETS, INC.|1155
LBRDA|LIBERTY BROADBD A CM|PWJC|UBS Financial Services, Inc.|118
LBRDA|LIBERTY BROADBD A CM|RAJA|Raymond James & Associates, Inc.|11170
LBRDA|LIBERTY BROADBD A CM|RBCM|RBC CAPITAL MARKETS, LLC|303
LBRDA|LIBERTY BROADBD A CM|SAGL|SAGETRADER, LLC|100
LBRDA|LIBERTY BROADBD A CM|SAGW|SAGETRADER, LLC|1190
LBRDA|LIBERTY BROADBD A CM|SALI|INTL FCSTONE FINANCIAL INC.|1
LBRDA|LIBERTY BROADBD A CM|SBSH|Citigroup Global Markets Inc.|55017
LBRDA|LIBERTY BROADBD A CM|SEIC|SEI Investments Distribution Co.|100
LBRDA|LIBERTY BROADBD A CM|SGMT|GOLDMAN SACHS & CO. LLC|10356
LBRDA|LIBERTY BROADBD A CM|SPDR|SPEEDROUTE LLC|130
LBRDA|LIBERTY BROADBD A CM|STFL|Stifel, Nicolaus & Company, Incorporated|174
LBRDA|LIBERTY BROADBD A CM|SWIM|TD Ameritrade, Inc.|2485
LBRDA|LIBERTY BROADBD A CM|SWST|Hilltop Securities Inc.|573
LBRDA|LIBERTY BROADBD A CM|TRBT|Tradebot Systems, Inc.|34785
LBRDA|LIBERTY BROADBD A CM|TRCM|TRC MARKETS LLC|62986
LBRDA|LIBERTY BROADBD A CM|UBSA|UBS SECURITIES LLC|86068
LBRDA|LIBERTY BROADBD A CM|UBSS|UBS Securities LLC|195100
LBRDA|LIBERTY BROADBD A CM|VALX|VIRTU AMERICAS LLC|5672
LBRDA|LIBERTY BROADBD A CM|VERT|The Vertical Trading Group, LLC|92
LBRDA|LIBERTY BROADBD A CM|VGRD|Vanguard Marketing Corporation|9838
LBRDA|LIBERTY BROADBD A CM|VNDM|Wall Street Access|10112
LBRDA|LIBERTY BROADBD A CM|WBLR|WILLIAM BLAIR|800
LBRDA|LIBERTY BROADBD A CM|WCHV|WELLS FARGO SECURITIES, LLC|9772
LBRDA|LIBERTY BROADBD A CM|WEDB|WEDBUSH SECURITIES INC.|24
LBRDA|LIBERTY BROADBD A CM|WEED|Weeden & Co.L.P.|1399
LBRDA|LIBERTY BROADBD A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1456
LBRDA|LIBERTY BROADBD A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1037
LBRDA|LIBERTY BROADBD A CM|WGIF|CIBC World Markets Inc.|50
LBRDA|LIBERTY BROADBD A CM|WSEA|WOLVERINE SECURITIES, LLC|420
LBRDA|LIBERTY BROADBD A CM|XIST|INSTINET, LLC|26200
LBRDA|LIBERTY BROADBD A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
LBRDA|LIBERTY BROADBD A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|236
LBRDK|LIBERTY BROADBD C CM|ALTX|Alternet Securities Inc.|178
LBRDK|LIBERTY BROADBD C CM|APCC|Apex Clearing Corporation|305
LBRDK|LIBERTY BROADBD C CM|BARD|Robert W. Baird & Co. Incorporated|288
LBRDK|LIBERTY BROADBD C CM|BATM|CBOE TRADING, INC.|9223
LBRDK|LIBERTY BROADBD C CM|BAYT|BTIG, LLC|9320
LBRDK|LIBERTY BROADBD C CM|BBNT|BB&T SECURITIES, LLC|29
LBRDK|LIBERTY BROADBD C CM|BERN|Sanford C. Bernstein & Co., LLC|102898
LBRDK|LIBERTY BROADBD C CM|BIDS|BIDS TRADING L.P.|47100
LBRDK|LIBERTY BROADBD C CM|BKCM|BNY Mellon Capital Markets LLC|48
LBRDK|LIBERTY BROADBD C CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|166
LBRDK|LIBERTY BROADBD C CM|BLKX|INSTINET, LLC|742788
LBRDK|LIBERTY BROADBD C CM|BMOC|BMO Capital Markets Corp.|261
LBRDK|LIBERTY BROADBD C CM|BNPX|BNP PARIBAS SECURITIES CORP.|158605
LBRDK|LIBERTY BROADBD C CM|BTIG|BTIG, LLC|28967
LBRDK|LIBERTY BROADBD C CM|BYXM|CBOE TRADING, INC.|4063
LBRDK|LIBERTY BROADBD C CM|BZYD|GOLDMAN SACHS & CO. LLC|100
LBRDK|LIBERTY BROADBD C CM|CABR|Cabrera Capital Markets, Inc.|25
LBRDK|LIBERTY BROADBD C CM|CHAS|Charles Schwab & Co., Inc.|456554
LBRDK|LIBERTY BROADBD C CM|CIST|Capital Institutional Services, Inc.|1
LBRDK|LIBERTY BROADBD C CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8493
LBRDK|LIBERTY BROADBD C CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
LBRDK|LIBERTY BROADBD C CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|805
LBRDK|LIBERTY BROADBD C CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|370452
LBRDK|LIBERTY BROADBD C CM|CTDL|Citadel Derivatives Group Llc|20300
LBRDK|LIBERTY BROADBD C CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|20440
LBRDK|LIBERTY BROADBD C CM|DADA|D.A. Davidson & Co.|53
LBRDK|LIBERTY BROADBD C CM|DAVA|Davenport & Company LLC|4138
LBRDK|LIBERTY BROADBD C CM|DBAB|Deutsche Bank Securities Inc.|773851
LBRDK|LIBERTY BROADBD C CM|DBAX|Deutsche Bank Securities Inc.|437300
LBRDK|LIBERTY BROADBD C CM|DBUL|Deutsche Bank Securities Inc.|15142
LBRDK|LIBERTY BROADBD C CM|DCHF|Dart Executions, LLC|2728
LBRDK|LIBERTY BROADBD C CM|DEAN|MORGAN STANLEY|5533
LBRDK|LIBERTY BROADBD C CM|DEGS|RONIN PROFESSIONAL LLC|780
LBRDK|LIBERTY BROADBD C CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5456
LBRDK|LIBERTY BROADBD C CM|DRWK|DRW SECURITIES, L.L.C.|23609
LBRDK|LIBERTY BROADBD C CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|31452
LBRDK|LIBERTY BROADBD C CM|EBXL|EBX LLC|162600
LBRDK|LIBERTY BROADBD C CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|57807
LBRDK|LIBERTY BROADBD C CM|EDJO|Edward D. Jones & Co., L.P.|3146
LBRDK|LIBERTY BROADBD C CM|EGAM|CBOE TRADING, INC.|3045
LBRDK|LIBERTY BROADBD C CM|EGAW|CBOE TRADING, INC.|124
LBRDK|LIBERTY BROADBD C CM|EGMT|EG MARKET TECHNOLOGIES LLC|3840
LBRDK|LIBERTY BROADBD C CM|EGXM|CBOE TRADING, INC.|266
LBRDK|LIBERTY BROADBD C CM|ETBE|Electronic Transaction Clearing, Inc.|41434
LBRDK|LIBERTY BROADBD C CM|ETCC|Electronic Transaction Clearing, Inc.|250
LBRDK|LIBERTY BROADBD C CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1008
LBRDK|LIBERTY BROADBD C CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39712
LBRDK|LIBERTY BROADBD C CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|192
LBRDK|LIBERTY BROADBD C CM|ETRS|E*Trade Securities LLC|2695
LBRDK|LIBERTY BROADBD C CM|FBCO|Credit Suisse Securities (USA) LLC|738417
LBRDK|LIBERTY BROADBD C CM|FILL|Tradestation Securities, Inc.|2258
LBRDK|LIBERTY BROADBD C CM|FMAF|NBCN Inc./ CDS|612
LBRDK|LIBERTY BROADBD C CM|FMCO|First Manhattan Co|43
LBRDK|LIBERTY BROADBD C CM|FOMA|TD AMERITRADE CLEARING, INC.|9133
LBRDK|LIBERTY BROADBD C CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2162
LBRDK|LIBERTY BROADBD C CM|FQLS|Quantlab Securities LP|440781
LBRDK|LIBERTY BROADBD C CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84429
LBRDK|LIBERTY BROADBD C CM|FTBR|Foliofn Investments, Inc.|487
LBRDK|LIBERTY BROADBD C CM|GEBB|GLOBAL EXECUTION BROKERS, LP|12296
LBRDK|LIBERTY BROADBD C CM|GLPX|ACS EXECUTION SERVICES, LLC|40834
LBRDK|LIBERTY BROADBD C CM|GSCO|GOLDMAN SACHS & CO. LLC|1487712
LBRDK|LIBERTY BROADBD C CM|GSCS|GOLDMAN SACHS & CO. LLC|12901
LBRDK|LIBERTY BROADBD C CM|GSLT|GOLDMAN SACHS & CO. LLC|1579
LBRDK|LIBERTY BROADBD C CM|GTSZ|GTS SECURITIES LLC|344234
LBRDK|LIBERTY BROADBD C CM|HRBF|American Enterprise Investment Services Inc.|955
LBRDK|LIBERTY BROADBD C CM|HSBC|HSBC Securities, Inc.|712
LBRDK|LIBERTY BROADBD C CM|IATS|INTERACTIVE BROKERS LLC|9314
LBRDK|LIBERTY BROADBD C CM|IBKR|Interactive Brokers Llc|61305
LBRDK|LIBERTY BROADBD C CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|162
LBRDK|LIBERTY BROADBD C CM|ICBX|INSTINET, LLC|31730
LBRDK|LIBERTY BROADBD C CM|INCA|INSTINET, LLC|630867
LBRDK|LIBERTY BROADBD C CM|INJX|INSTINET, LLC|12962
LBRDK|LIBERTY BROADBD C CM|ITGI|ITG Inc.|187644
LBRDK|LIBERTY BROADBD C CM|JANY|Janney Montgomery Scott Inc.|993
LBRDK|LIBERTY BROADBD C CM|JEFF|JEFFERIES LLC|95751
LBRDK|LIBERTY BROADBD C CM|JMPT|JUMP TRADING, LLC|121248
LBRDK|LIBERTY BROADBD C CM|JPBX|J.P. MORGAN SECURITIES LLC|54968
LBRDK|LIBERTY BROADBD C CM|JPMX|J.P. Morgan Securities LLC|174043
LBRDK|LIBERTY BROADBD C CM|JSJX|JANE STREET CAPITAL LLC|4985
LBRDK|LIBERTY BROADBD C CM|KCGM|VIRTU Americas LLC|20789
LBRDK|LIBERTY BROADBD C CM|LEHM|Barclays Capital Inc./Le|961938
LBRDK|LIBERTY BROADBD C CM|LIME|Lime Brokerage LLC|204797
LBRDK|LIBERTY BROADBD C CM|LMGP|LIME BROKERAGE LLC|3200
LBRDK|LIBERTY BROADBD C CM|LOOP|Loop Capital Markets LLC|530
LBRDK|LIBERTY BROADBD C CM|LQNA|LIQUIDNET, INC.|150000
LBRDK|LIBERTY BROADBD C CM|LQNB|LIQUIDNET, INC.|16700
LBRDK|LIBERTY BROADBD C CM|LSCI|Lek Securities Corporation|1911
LBRDK|LIBERTY BROADBD C CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41900
LBRDK|LIBERTY BROADBD C CM|MOTF|MOTIF INVESTING, INC.|3
LBRDK|LIBERTY BROADBD C CM|MSCO|MORGAN STANLEY & CO. LLC|4470347
LBRDK|LIBERTY BROADBD C CM|MSPL|MORGAN STANLEY & CO. LLC|280600
LBRDK|LIBERTY BROADBD C CM|MSTX|MORGAN STANLEY & CO. LLC|126200
LBRDK|LIBERTY BROADBD C CM|NFSC|National Financial Services LLC|142548
LBRDK|LIBERTY BROADBD C CM|NITE|VIRTU Americas LLC|125005
LBRDK|LIBERTY BROADBD C CM|NITP|VIRTU Americas LLC|2509
LBRDK|LIBERTY BROADBD C CM|NQRB|Brut, LLC|4490
LBRDK|LIBERTY BROADBD C CM|OPCO|Oppenheimer & Co. Inc.|1759
LBRDK|LIBERTY BROADBD C CM|OTAA|OTA LLC|52348
LBRDK|LIBERTY BROADBD C CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10285
LBRDK|LIBERTY BROADBD C CM|PDQM|CODA MARKETS, INC.|4286
LBRDK|LIBERTY BROADBD C CM|PIPR|Piper Jaffray & Co.|940
LBRDK|LIBERTY BROADBD C CM|PWJC|UBS Financial Services, Inc.|926
LBRDK|LIBERTY BROADBD C CM|RAJA|Raymond James & Associates, Inc.|11258
LBRDK|LIBERTY BROADBD C CM|RBCM|RBC CAPITAL MARKETS, LLC|6433
LBRDK|LIBERTY BROADBD C CM|SAGW|SAGETRADER, LLC|2023
LBRDK|LIBERTY BROADBD C CM|SALI|INTL FCSTONE FINANCIAL INC.|2
LBRDK|LIBERTY BROADBD C CM|SBSH|Citigroup Global Markets Inc.|669149
LBRDK|LIBERTY BROADBD C CM|SEIC|SEI Investments Distribution Co.|158
LBRDK|LIBERTY BROADBD C CM|SGMT|GOLDMAN SACHS & CO. LLC|144527
LBRDK|LIBERTY BROADBD C CM|SPDR|SPEEDROUTE LLC|1700
LBRDK|LIBERTY BROADBD C CM|SPHN|Stephens Inc.|122
LBRDK|LIBERTY BROADBD C CM|STFL|Stifel, Nicolaus & Company, Incorporated|1278
LBRDK|LIBERTY BROADBD C CM|SWIM|TD Ameritrade, Inc.|810
LBRDK|LIBERTY BROADBD C CM|SWST|Hilltop Securities Inc.|2819
LBRDK|LIBERTY BROADBD C CM|TAGC|TELSEY ADVISORY GROUP LLC|9
LBRDK|LIBERTY BROADBD C CM|TRBT|Tradebot Systems, Inc.|166890
LBRDK|LIBERTY BROADBD C CM|TRCM|TRC MARKETS LLC|196302
LBRDK|LIBERTY BROADBD C CM|UBSA|UBS SECURITIES LLC|425725
LBRDK|LIBERTY BROADBD C CM|UBSS|UBS Securities LLC|1094817
LBRDK|LIBERTY BROADBD C CM|VALX|VIRTU AMERICAS LLC|7081
LBRDK|LIBERTY BROADBD C CM|VERT|The Vertical Trading Group, LLC|9182
LBRDK|LIBERTY BROADBD C CM|VGRD|Vanguard Marketing Corporation|5095
LBRDK|LIBERTY BROADBD C CM|WBPX|SUMMIT SECURITIES GROUP, LLC|2100
LBRDK|LIBERTY BROADBD C CM|WCHV|WELLS FARGO SECURITIES, LLC|51257
LBRDK|LIBERTY BROADBD C CM|WDNX|WEEDEN & CO.L.P.|1790
LBRDK|LIBERTY BROADBD C CM|WEDB|WEDBUSH SECURITIES INC.|264
LBRDK|LIBERTY BROADBD C CM|WEED|Weeden & Co.L.P.|7301
LBRDK|LIBERTY BROADBD C CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2623
LBRDK|LIBERTY BROADBD C CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10571
LBRDK|LIBERTY BROADBD C CM|WGIF|CIBC World Markets Inc.|130
LBRDK|LIBERTY BROADBD C CM|WSEA|WOLVERINE SECURITIES, LLC|527
LBRDK|LIBERTY BROADBD C CM|XIST|INSTINET, LLC|49848
LBRDK|LIBERTY BROADBD C CM|XPQR|Jump Trading|600
LBRDK|LIBERTY BROADBD C CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4230
LBRDK|LIBERTY BROADBD C CM|YKNA|COMHAR CAPITAL MARKETS, LLC|390
LBRDK|LIBERTY BROADBD C CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|188
LBRT|LIBERTY OILFIELD SVC|ALLN|Allen & Company LLC|7100
LBRT|LIBERTY OILFIELD SVC|ALTX|Alternet Securities Inc.|22380
LBRT|LIBERTY OILFIELD SVC|APCC|Apex Clearing Corporation|137
LBRT|LIBERTY OILFIELD SVC|ARSC|ARCTIC SECURITIES LLC|100
LBRT|LIBERTY OILFIELD SVC|BARD|Robert W. Baird & Co. Incorporated|93235
LBRT|LIBERTY OILFIELD SVC|BATM|CBOE TRADING, INC.|3993
LBRT|LIBERTY OILFIELD SVC|BERN|Sanford C. Bernstein & Co., LLC|1290
LBRT|LIBERTY OILFIELD SVC|BIDS|BIDS TRADING L.P.|14200
LBRT|LIBERTY OILFIELD SVC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5776
LBRT|LIBERTY OILFIELD SVC|BLKX|INSTINET, LLC|94641
LBRT|LIBERTY OILFIELD SVC|BMOC|BMO Capital Markets Corp.|32172
LBRT|LIBERTY OILFIELD SVC|BNPX|BNP PARIBAS SECURITIES CORP.|1522
LBRT|LIBERTY OILFIELD SVC|BTIG|BTIG, LLC|25000
LBRT|LIBERTY OILFIELD SVC|BYXM|CBOE TRADING, INC.|2482
LBRT|LIBERTY OILFIELD SVC|CANT|Cantor Fitzgerald & Co.|3325
LBRT|LIBERTY OILFIELD SVC|CBLC|CITIGROUP GLOBAL MARKETS INC.|250600
LBRT|LIBERTY OILFIELD SVC|CLSA|CLSA AMERICAS, LLC|3600
LBRT|LIBERTY OILFIELD SVC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|142427
LBRT|LIBERTY OILFIELD SVC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2080
LBRT|LIBERTY OILFIELD SVC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400270
LBRT|LIBERTY OILFIELD SVC|CTDL|Citadel Derivatives Group Llc|1014
LBRT|LIBERTY OILFIELD SVC|CXCX|CITIGROUP GLOBAL MARKETS INC.|59400
LBRT|LIBERTY OILFIELD SVC|DBAB|Deutsche Bank Securities Inc.|155965
LBRT|LIBERTY OILFIELD SVC|DBAX|Deutsche Bank Securities Inc.|439000
LBRT|LIBERTY OILFIELD SVC|DBUL|Deutsche Bank Securities Inc.|100
LBRT|LIBERTY OILFIELD SVC|DCHF|Dart Executions, LLC|188
LBRT|LIBERTY OILFIELD SVC|DEAN|MORGAN STANLEY|8050
LBRT|LIBERTY OILFIELD SVC|DEGS|RONIN PROFESSIONAL LLC|750
LBRT|LIBERTY OILFIELD SVC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|94014
LBRT|LIBERTY OILFIELD SVC|EBXL|EBX LLC|254800
LBRT|LIBERTY OILFIELD SVC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9000
LBRT|LIBERTY OILFIELD SVC|EDJO|Edward D. Jones & Co., L.P.|2300
LBRT|LIBERTY OILFIELD SVC|EGAM|CBOE TRADING, INC.|36423
LBRT|LIBERTY OILFIELD SVC|EGAW|CBOE TRADING, INC.|161
LBRT|LIBERTY OILFIELD SVC|EGMT|EG MARKET TECHNOLOGIES LLC|1540
LBRT|LIBERTY OILFIELD SVC|EGXM|CBOE TRADING, INC.|4801
LBRT|LIBERTY OILFIELD SVC|ETBE|Electronic Transaction Clearing, Inc.|19726
LBRT|LIBERTY OILFIELD SVC|ETCB|ETC BROKERAGE SERVICES, LLC|1000
LBRT|LIBERTY OILFIELD SVC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22539
LBRT|LIBERTY OILFIELD SVC|ETRS|E*Trade Securities LLC|70237
LBRT|LIBERTY OILFIELD SVC|FIDT|Fidelity Clearing Canada ULC./ CDS|100
LBRT|LIBERTY OILFIELD SVC|FILL|Tradestation Securities, Inc.|182
LBRT|LIBERTY OILFIELD SVC|FMAF|NBCN Inc./ CDS|255
LBRT|LIBERTY OILFIELD SVC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1220
LBRT|LIBERTY OILFIELD SVC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|213772
LBRT|LIBERTY OILFIELD SVC|GLIS|TD Securities Inc|551
LBRT|LIBERTY OILFIELD SVC|GLPX|ACS EXECUTION SERVICES, LLC|29830
LBRT|LIBERTY OILFIELD SVC|GSCO|GOLDMAN SACHS & CO. LLC|529213
LBRT|LIBERTY OILFIELD SVC|GSCS|GOLDMAN SACHS & CO. LLC|25235
LBRT|LIBERTY OILFIELD SVC|GSLT|GOLDMAN SACHS & CO. LLC|6664
LBRT|LIBERTY OILFIELD SVC|GTSZ|GTS SECURITIES LLC|22454
LBRT|LIBERTY OILFIELD SVC|HRBF|American Enterprise Investment Services Inc.|5
LBRT|LIBERTY OILFIELD SVC|IATS|INTERACTIVE BROKERS LLC|7823
LBRT|LIBERTY OILFIELD SVC|IBKR|Interactive Brokers Llc|32937
LBRT|LIBERTY OILFIELD SVC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|83
LBRT|LIBERTY OILFIELD SVC|ICBX|INSTINET, LLC|33900
LBRT|LIBERTY OILFIELD SVC|IEQY|CITADEL SECURITIES LLC|26913
LBRT|LIBERTY OILFIELD SVC|INCA|INSTINET, LLC|72395
LBRT|LIBERTY OILFIELD SVC|INJX|INSTINET, LLC|200
LBRT|LIBERTY OILFIELD SVC|ITGI|ITG Inc.|182794
LBRT|LIBERTY OILFIELD SVC|ITGP|ITG INC.|328400
LBRT|LIBERTY OILFIELD SVC|JANY|Janney Montgomery Scott Inc.|2000
LBRT|LIBERTY OILFIELD SVC|JEFF|JEFFERIES LLC|271294
LBRT|LIBERTY OILFIELD SVC|JMPT|JUMP TRADING, LLC|60933
LBRT|LIBERTY OILFIELD SVC|JONE|JonesTrading|26777
LBRT|LIBERTY OILFIELD SVC|JPBX|J.P. MORGAN SECURITIES LLC|214696
LBRT|LIBERTY OILFIELD SVC|JPMX|J.P. Morgan Securities LLC|1146953
LBRT|LIBERTY OILFIELD SVC|JSJX|JANE STREET CAPITAL LLC|6162
LBRT|LIBERTY OILFIELD SVC|KCGM|VIRTU Americas LLC|107633
LBRT|LIBERTY OILFIELD SVC|LEHM|Barclays Capital Inc./Le|408636
LBRT|LIBERTY OILFIELD SVC|LIME|Lime Brokerage LLC|8938
LBRT|LIBERTY OILFIELD SVC|LMNX|LUMINEX TRADING & ANALYTICS LLC|280000
LBRT|LIBERTY OILFIELD SVC|LOOP|Loop Capital Markets LLC|14200
LBRT|LIBERTY OILFIELD SVC|LQNA|LIQUIDNET, INC.|141000
LBRT|LIBERTY OILFIELD SVC|LQNB|LIQUIDNET, INC.|11000
LBRT|LIBERTY OILFIELD SVC|MACQ|Macquarie Capital (USA) Inc.|9900
LBRT|LIBERTY OILFIELD SVC|MAVB|Great Point Capital LLC|300
LBRT|LIBERTY OILFIELD SVC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|177484
LBRT|LIBERTY OILFIELD SVC|MOTF|MOTIF INVESTING, INC.|1
LBRT|LIBERTY OILFIELD SVC|MSCO|MORGAN STANLEY & CO. LLC|478118
LBRT|LIBERTY OILFIELD SVC|MSPL|MORGAN STANLEY & CO. LLC|384200
LBRT|LIBERTY OILFIELD SVC|MSTX|MORGAN STANLEY & CO. LLC|118200
LBRT|LIBERTY OILFIELD SVC|NATL|National Securities Corporation|1500
LBRT|LIBERTY OILFIELD SVC|NFSC|National Financial Services LLC|123257
LBRT|LIBERTY OILFIELD SVC|NITE|VIRTU Americas LLC|373332
LBRT|LIBERTY OILFIELD SVC|NQRB|Brut, LLC|22206
LBRT|LIBERTY OILFIELD SVC|NTBF|BMO Nesbitt Burns Inc./CDS|1700
LBRT|LIBERTY OILFIELD SVC|OPCO|Oppenheimer & Co. Inc.|2200
LBRT|LIBERTY OILFIELD SVC|PDQM|CODA MARKETS, INC.|115128
LBRT|LIBERTY OILFIELD SVC|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|488760
LBRT|LIBERTY OILFIELD SVC|PIPR|Piper Jaffray & Co.|30100
LBRT|LIBERTY OILFIELD SVC|PWJC|UBS Financial Services, Inc.|6500
LBRT|LIBERTY OILFIELD SVC|RBCM|RBC CAPITAL MARKETS, LLC|600
LBRT|LIBERTY OILFIELD SVC|SAGL|SAGETRADER, LLC|3500
LBRT|LIBERTY OILFIELD SVC|SBSH|Citigroup Global Markets Inc.|58483
LBRT|LIBERTY OILFIELD SVC|SGMT|GOLDMAN SACHS & CO. LLC|166610
LBRT|LIBERTY OILFIELD SVC|SOCO|Capital One Southcoast, Inc|200
LBRT|LIBERTY OILFIELD SVC|SPDR|SPEEDROUTE LLC|10996
LBRT|LIBERTY OILFIELD SVC|STFL|Stifel, Nicolaus & Company, Incorporated|5698
LBRT|LIBERTY OILFIELD SVC|SWIM|TD Ameritrade, Inc.|128287
LBRT|LIBERTY OILFIELD SVC|TKNG|ALLY INVEST SECURITIES LLC|824
LBRT|LIBERTY OILFIELD SVC|TRBT|Tradebot Systems, Inc.|141557
LBRT|LIBERTY OILFIELD SVC|TRCM|TRC MARKETS LLC|2638
LBRT|LIBERTY OILFIELD SVC|UBSA|UBS SECURITIES LLC|626035
LBRT|LIBERTY OILFIELD SVC|UBSS|UBS Securities LLC|611517
LBRT|LIBERTY OILFIELD SVC|VALX|VIRTU AMERICAS LLC|7653
LBRT|LIBERTY OILFIELD SVC|VGRD|Vanguard Marketing Corporation|4275
LBRT|LIBERTY OILFIELD SVC|WCHV|WELLS FARGO SECURITIES, LLC|233961
LBRT|LIBERTY OILFIELD SVC|WSEA|WOLVERINE SECURITIES, LLC|792
LBRT|LIBERTY OILFIELD SVC|XIST|INSTINET, LLC|14400
LBRT|LIBERTY OILFIELD SVC|XPQR|Jump Trading|600
LBRT|LIBERTY OILFIELD SVC|XSTM|NATIONAL FINANCIAL SERVICES LLC|185998
LBRT|LIBERTY OILFIELD SVC|YKNA|COMHAR CAPITAL MARKETS, LLC|4336
LBRT|LIBERTY OILFIELD SVC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2397
LBTYA|LIBERTY GLOBAL ORD A|ACLN|ALEXANDER CAPITAL, L.P.|1835
LBTYA|LIBERTY GLOBAL ORD A|ALLN|Allen & Company LLC|57827
LBTYA|LIBERTY GLOBAL ORD A|ALTX|Alternet Securities Inc.|9932
LBTYA|LIBERTY GLOBAL ORD A|APCC|Apex Clearing Corporation|373
LBTYA|LIBERTY GLOBAL ORD A|BANK|Primevest Financial Services, Inc.|1000
LBTYA|LIBERTY GLOBAL ORD A|BARD|Robert W. Baird & Co. Incorporated|1800
LBTYA|LIBERTY GLOBAL ORD A|BATM|CBOE TRADING, INC.|7135
LBTYA|LIBERTY GLOBAL ORD A|BBNT|BB&T SECURITIES, LLC|200
LBTYA|LIBERTY GLOBAL ORD A|BERN|Sanford C. Bernstein & Co., LLC|391950
LBTYA|LIBERTY GLOBAL ORD A|BIMI|Banca IMI Securities Corp.|854
LBTYA|LIBERTY GLOBAL ORD A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18991
LBTYA|LIBERTY GLOBAL ORD A|BLKX|INSTINET, LLC|19621
LBTYA|LIBERTY GLOBAL ORD A|BMOC|BMO Capital Markets Corp.|493
LBTYA|LIBERTY GLOBAL ORD A|BNPX|BNP PARIBAS SECURITIES CORP.|231566
LBTYA|LIBERTY GLOBAL ORD A|BTIG|BTIG, LLC|4314
LBTYA|LIBERTY GLOBAL ORD A|BYXM|CBOE TRADING, INC.|1668
LBTYA|LIBERTY GLOBAL ORD A|CAMC|Cambria Capital, LLC|375
LBTYA|LIBERTY GLOBAL ORD A|CANT|Cantor Fitzgerald & Co.|4483
LBTYA|LIBERTY GLOBAL ORD A|CHAS|Charles Schwab & Co., Inc.|4550
LBTYA|LIBERTY GLOBAL ORD A|CIST|Capital Institutional Services, Inc.|60
LBTYA|LIBERTY GLOBAL ORD A|CLSA|CLSA AMERICAS, LLC|600
LBTYA|LIBERTY GLOBAL ORD A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167382
LBTYA|LIBERTY GLOBAL ORD A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8
LBTYA|LIBERTY GLOBAL ORD A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
LBTYA|LIBERTY GLOBAL ORD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|703390
LBTYA|LIBERTY GLOBAL ORD A|CTDL|Citadel Derivatives Group Llc|14010
LBTYA|LIBERTY GLOBAL ORD A|CTLR|CUTLER GROUP, LP|1200
LBTYA|LIBERTY GLOBAL ORD A|CXCX|CITIGROUP GLOBAL MARKETS INC.|69708
LBTYA|LIBERTY GLOBAL ORD A|DAVA|Davenport & Company LLC|2000
LBTYA|LIBERTY GLOBAL ORD A|DBAB|Deutsche Bank Securities Inc.|716021
LBTYA|LIBERTY GLOBAL ORD A|DBAX|Deutsche Bank Securities Inc.|294800
LBTYA|LIBERTY GLOBAL ORD A|DEAN|MORGAN STANLEY|9556
LBTYA|LIBERTY GLOBAL ORD A|DEGS|RONIN PROFESSIONAL LLC|13754
LBTYA|LIBERTY GLOBAL ORD A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6091
LBTYA|LIBERTY GLOBAL ORD A|DRWK|DRW SECURITIES, L.L.C.|17849
LBTYA|LIBERTY GLOBAL ORD A|EBXL|EBX LLC|622200
LBTYA|LIBERTY GLOBAL ORD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|10752
LBTYA|LIBERTY GLOBAL ORD A|EDJO|Edward D. Jones & Co., L.P.|1019
LBTYA|LIBERTY GLOBAL ORD A|EGAM|CBOE TRADING, INC.|11154
LBTYA|LIBERTY GLOBAL ORD A|EGMT|EG MARKET TECHNOLOGIES LLC|1700
LBTYA|LIBERTY GLOBAL ORD A|EGXM|CBOE TRADING, INC.|2130
LBTYA|LIBERTY GLOBAL ORD A|ETBE|Electronic Transaction Clearing, Inc.|28549
LBTYA|LIBERTY GLOBAL ORD A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|916
LBTYA|LIBERTY GLOBAL ORD A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51130
LBTYA|LIBERTY GLOBAL ORD A|ETRS|E*Trade Securities LLC|42615
LBTYA|LIBERTY GLOBAL ORD A|FBCO|Credit Suisse Securities (USA) LLC|2710812
LBTYA|LIBERTY GLOBAL ORD A|FILL|Tradestation Securities, Inc.|1010
LBTYA|LIBERTY GLOBAL ORD A|FMAF|NBCN Inc./ CDS|140
LBTYA|LIBERTY GLOBAL ORD A|FOMA|TD AMERITRADE CLEARING, INC.|134934
LBTYA|LIBERTY GLOBAL ORD A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|83536
LBTYA|LIBERTY GLOBAL ORD A|FQLS|Quantlab Securities LP|668643
LBTYA|LIBERTY GLOBAL ORD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62766
LBTYA|LIBERTY GLOBAL ORD A|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|6350
LBTYA|LIBERTY GLOBAL ORD A|FTBR|Foliofn Investments, Inc.|191
LBTYA|LIBERTY GLOBAL ORD A|GEBB|GLOBAL EXECUTION BROKERS, LP|64183
LBTYA|LIBERTY GLOBAL ORD A|GLPX|ACS EXECUTION SERVICES, LLC|17604
LBTYA|LIBERTY GLOBAL ORD A|GSCO|GOLDMAN SACHS & CO. LLC|1205084
LBTYA|LIBERTY GLOBAL ORD A|GSCS|GOLDMAN SACHS & CO. LLC|25269
LBTYA|LIBERTY GLOBAL ORD A|GSLT|GOLDMAN SACHS & CO. LLC|27107
LBTYA|LIBERTY GLOBAL ORD A|GTSZ|GTS SECURITIES LLC|302561
LBTYA|LIBERTY GLOBAL ORD A|HRBF|American Enterprise Investment Services Inc.|10442
LBTYA|LIBERTY GLOBAL ORD A|HSBC|HSBC Securities, Inc.|2095
LBTYA|LIBERTY GLOBAL ORD A|IATS|INTERACTIVE BROKERS LLC|38945
LBTYA|LIBERTY GLOBAL ORD A|IBKR|Interactive Brokers Llc|332039
LBTYA|LIBERTY GLOBAL ORD A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|346
LBTYA|LIBERTY GLOBAL ORD A|ICBX|INSTINET, LLC|112770
LBTYA|LIBERTY GLOBAL ORD A|IEQY|CITADEL SECURITIES LLC|180528
LBTYA|LIBERTY GLOBAL ORD A|INCA|INSTINET, LLC|1025603
LBTYA|LIBERTY GLOBAL ORD A|INJX|INSTINET, LLC|25505
LBTYA|LIBERTY GLOBAL ORD A|ITGI|ITG Inc.|177589
LBTYA|LIBERTY GLOBAL ORD A|ITGP|ITG INC.|213400
LBTYA|LIBERTY GLOBAL ORD A|JANY|Janney Montgomery Scott Inc.|350
LBTYA|LIBERTY GLOBAL ORD A|JEFF|JEFFERIES LLC|127240
LBTYA|LIBERTY GLOBAL ORD A|JMPT|JUMP TRADING, LLC|295715
LBTYA|LIBERTY GLOBAL ORD A|JPBX|J.P. MORGAN SECURITIES LLC|260807
LBTYA|LIBERTY GLOBAL ORD A|JPMX|J.P. Morgan Securities LLC|762958
LBTYA|LIBERTY GLOBAL ORD A|JSJX|JANE STREET CAPITAL LLC|6755
LBTYA|LIBERTY GLOBAL ORD A|KCGM|VIRTU Americas LLC|64746
LBTYA|LIBERTY GLOBAL ORD A|LEHM|Barclays Capital Inc./Le|1876264
LBTYA|LIBERTY GLOBAL ORD A|LIME|Lime Brokerage LLC|411525
LBTYA|LIBERTY GLOBAL ORD A|LQNA|LIQUIDNET, INC.|56600
LBTYA|LIBERTY GLOBAL ORD A|LSCI|Lek Securities Corporation|174
LBTYA|LIBERTY GLOBAL ORD A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
LBTYA|LIBERTY GLOBAL ORD A|MACC|Mid Atlantic Capital Corporation|1268
LBTYA|LIBERTY GLOBAL ORD A|MACQ|Macquarie Capital (USA) Inc.|4819
LBTYA|LIBERTY GLOBAL ORD A|MAXM|Maxim Group LLC|4200
LBTYA|LIBERTY GLOBAL ORD A|MBTS|ALLY INVEST SECURITIES LLC|3396
LBTYA|LIBERTY GLOBAL ORD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134984
LBTYA|LIBERTY GLOBAL ORD A|MOTF|MOTIF INVESTING, INC.|15
LBTYA|LIBERTY GLOBAL ORD A|MSCO|MORGAN STANLEY & CO. LLC|3753423
LBTYA|LIBERTY GLOBAL ORD A|MSPL|MORGAN STANLEY & CO. LLC|379800
LBTYA|LIBERTY GLOBAL ORD A|MSTX|MORGAN STANLEY & CO. LLC|162400
LBTYA|LIBERTY GLOBAL ORD A|NFSC|National Financial Services LLC|182837
LBTYA|LIBERTY GLOBAL ORD A|NITE|VIRTU Americas LLC|633186
LBTYA|LIBERTY GLOBAL ORD A|NITP|VIRTU Americas LLC|5589
LBTYA|LIBERTY GLOBAL ORD A|NMRA|Nomura Securities International, Inc.|43928
LBTYA|LIBERTY GLOBAL ORD A|NQRB|Brut, LLC|65938
LBTYA|LIBERTY GLOBAL ORD A|OHOS|TWO SIGMA SECURITIES, LLC|195153
LBTYA|LIBERTY GLOBAL ORD A|OLDM|OLD MISSION CAPITAL, LLC|13687
LBTYA|LIBERTY GLOBAL ORD A|OPCO|Oppenheimer & Co. Inc.|57458
LBTYA|LIBERTY GLOBAL ORD A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7582
LBTYA|LIBERTY GLOBAL ORD A|PDQM|CODA MARKETS, INC.|28493
LBTYA|LIBERTY GLOBAL ORD A|PHLY|NASDAQ Execution Services, LLC|200
LBTYA|LIBERTY GLOBAL ORD A|PWJC|UBS Financial Services, Inc.|233
LBTYA|LIBERTY GLOBAL ORD A|RAJA|Raymond James & Associates, Inc.|7183
LBTYA|LIBERTY GLOBAL ORD A|RBCM|RBC CAPITAL MARKETS, LLC|4457
LBTYA|LIBERTY GLOBAL ORD A|SAGL|SAGETRADER, LLC|3400
LBTYA|LIBERTY GLOBAL ORD A|SAGW|SAGETRADER, LLC|400
LBTYA|LIBERTY GLOBAL ORD A|SBSH|Citigroup Global Markets Inc.|635214
LBTYA|LIBERTY GLOBAL ORD A|SGMT|GOLDMAN SACHS & CO. LLC|155934
LBTYA|LIBERTY GLOBAL ORD A|SHMR|ABN Amro Clearing LLC|70
LBTYA|LIBERTY GLOBAL ORD A|SPDR|SPEEDROUTE LLC|12001
LBTYA|LIBERTY GLOBAL ORD A|STFL|Stifel, Nicolaus & Company, Incorporated|7057
LBTYA|LIBERTY GLOBAL ORD A|SWIM|TD Ameritrade, Inc.|38729
LBTYA|LIBERTY GLOBAL ORD A|SWST|Hilltop Securities Inc.|2632
LBTYA|LIBERTY GLOBAL ORD A|TKNG|ALLY INVEST SECURITIES LLC|4105
LBTYA|LIBERTY GLOBAL ORD A|TONC|CUTTONE & CO., LLC|4306
LBTYA|LIBERTY GLOBAL ORD A|TRBT|Tradebot Systems, Inc.|600794
LBTYA|LIBERTY GLOBAL ORD A|TRCM|TRC MARKETS LLC|879399
LBTYA|LIBERTY GLOBAL ORD A|TWTT|TASTYWORKS, INC.|100
LBTYA|LIBERTY GLOBAL ORD A|UBSA|UBS SECURITIES LLC|883073
LBTYA|LIBERTY GLOBAL ORD A|UBSS|UBS Securities LLC|1312337
LBTYA|LIBERTY GLOBAL ORD A|VALX|VIRTU AMERICAS LLC|7358
LBTYA|LIBERTY GLOBAL ORD A|VGRD|Vanguard Marketing Corporation|22078
LBTYA|LIBERTY GLOBAL ORD A|WABR|Wall Street Access|1000
LBTYA|LIBERTY GLOBAL ORD A|WBET|Wallachbeth Capital LLC|903
LBTYA|LIBERTY GLOBAL ORD A|WBPX|SUMMIT SECURITIES GROUP, LLC|4914
LBTYA|LIBERTY GLOBAL ORD A|WCHV|WELLS FARGO SECURITIES, LLC|107546
LBTYA|LIBERTY GLOBAL ORD A|WEDB|WEDBUSH SECURITIES INC.|35
LBTYA|LIBERTY GLOBAL ORD A|WEED|Weeden & Co.L.P.|101
LBTYA|LIBERTY GLOBAL ORD A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7766
LBTYA|LIBERTY GLOBAL ORD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31787
LBTYA|LIBERTY GLOBAL ORD A|WFPB|Wells Fargo Securities, LLC.|10000
LBTYA|LIBERTY GLOBAL ORD A|WGIF|CIBC World Markets Inc.|1270
LBTYA|LIBERTY GLOBAL ORD A|WSEA|WOLVERINE SECURITIES, LLC|10088
LBTYA|LIBERTY GLOBAL ORD A|XIST|INSTINET, LLC|3542
LBTYA|LIBERTY GLOBAL ORD A|XSTM|NATIONAL FINANCIAL SERVICES LLC|53690
LBTYA|LIBERTY GLOBAL ORD A|YKNA|COMHAR CAPITAL MARKETS, LLC|700
LBTYA|LIBERTY GLOBAL ORD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4338
LBTYB|LIBERTY GLOBAL ORD B|CTDL|Citadel Derivatives Group Llc|70
LBTYB|LIBERTY GLOBAL ORD B|ETRS|E*Trade Securities LLC|825
LBTYB|LIBERTY GLOBAL ORD B|FOMA|TD AMERITRADE CLEARING, INC.|50
LBTYB|LIBERTY GLOBAL ORD B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
LBTYB|LIBERTY GLOBAL ORD B|FTBR|Foliofn Investments, Inc.|20
LBTYB|LIBERTY GLOBAL ORD B|GSLT|GOLDMAN SACHS & CO. LLC|313
LBTYB|LIBERTY GLOBAL ORD B|IBKR|Interactive Brokers Llc|1400
LBTYB|LIBERTY GLOBAL ORD B|INCA|INSTINET, LLC|400
LBTYB|LIBERTY GLOBAL ORD B|LEHM|Barclays Capital Inc./Le|3
LBTYB|LIBERTY GLOBAL ORD B|LIME|Lime Brokerage LLC|1691
LBTYB|LIBERTY GLOBAL ORD B|LSCI|Lek Securities Corporation|2400
LBTYB|LIBERTY GLOBAL ORD B|MSCO|MORGAN STANLEY & CO. LLC|152
LBTYB|LIBERTY GLOBAL ORD B|NFSC|National Financial Services LLC|700
LBTYB|LIBERTY GLOBAL ORD B|NITE|VIRTU Americas LLC|94
LBTYB|LIBERTY GLOBAL ORD B|UBSS|UBS Securities LLC|502
LBTYB|LIBERTY GLOBAL ORD B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1576
LBTYK|LIBERTY GLOBAL ORD C|ADAM|CANACCORD GENUITY INC.|2800
LBTYK|LIBERTY GLOBAL ORD C|ALTX|Alternet Securities Inc.|20453
LBTYK|LIBERTY GLOBAL ORD C|ANOS|ABEL/NOSER, L.L.C.|4896
LBTYK|LIBERTY GLOBAL ORD C|APCC|Apex Clearing Corporation|3332
LBTYK|LIBERTY GLOBAL ORD C|AQUA|AQUA SECURITIES L.P.|3000
LBTYK|LIBERTY GLOBAL ORD C|BARD|Robert W. Baird & Co. Incorporated|1603
LBTYK|LIBERTY GLOBAL ORD C|BATM|CBOE TRADING, INC.|4764
LBTYK|LIBERTY GLOBAL ORD C|BAYC|BAY CREST PARTNERS, LLC|29271
LBTYK|LIBERTY GLOBAL ORD C|BAYT|BTIG, LLC|4500
LBTYK|LIBERTY GLOBAL ORD C|BBNT|BB&T SECURITIES, LLC|100
LBTYK|LIBERTY GLOBAL ORD C|BERN|Sanford C. Bernstein & Co., LLC|2987129
LBTYK|LIBERTY GLOBAL ORD C|BIAD|SAGETRADER, LLC|366
LBTYK|LIBERTY GLOBAL ORD C|BIDS|BIDS TRADING L.P.|2100
LBTYK|LIBERTY GLOBAL ORD C|BIMI|Banca IMI Securities Corp.|5431
LBTYK|LIBERTY GLOBAL ORD C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11636
LBTYK|LIBERTY GLOBAL ORD C|BLKX|INSTINET, LLC|386057
LBTYK|LIBERTY GLOBAL ORD C|BMOC|BMO Capital Markets Corp.|527316
LBTYK|LIBERTY GLOBAL ORD C|BNPX|BNP PARIBAS SECURITIES CORP.|411193
LBTYK|LIBERTY GLOBAL ORD C|BTIG|BTIG, LLC|258798
LBTYK|LIBERTY GLOBAL ORD C|BYXM|CBOE TRADING, INC.|5605
LBTYK|LIBERTY GLOBAL ORD C|CANT|Cantor Fitzgerald & Co.|4042
LBTYK|LIBERTY GLOBAL ORD C|CBLC|CITIGROUP GLOBAL MARKETS INC.|116436
LBTYK|LIBERTY GLOBAL ORD C|CHAS|Charles Schwab & Co., Inc.|308008
LBTYK|LIBERTY GLOBAL ORD C|CIOI|CITIGROUP GLOBAL MARKETS INC|125000
LBTYK|LIBERTY GLOBAL ORD C|CIST|Capital Institutional Services, Inc.|603
LBTYK|LIBERTY GLOBAL ORD C|CLSA|CLSA AMERICAS, LLC|5600
LBTYK|LIBERTY GLOBAL ORD C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131116
LBTYK|LIBERTY GLOBAL ORD C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|201
LBTYK|LIBERTY GLOBAL ORD C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9582
LBTYK|LIBERTY GLOBAL ORD C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|752877
LBTYK|LIBERTY GLOBAL ORD C|CTDL|Citadel Derivatives Group Llc|32072
LBTYK|LIBERTY GLOBAL ORD C|CXCX|CITIGROUP GLOBAL MARKETS INC.|243716
LBTYK|LIBERTY GLOBAL ORD C|DADA|D.A. Davidson & Co.|193
LBTYK|LIBERTY GLOBAL ORD C|DBAB|Deutsche Bank Securities Inc.|1677856
LBTYK|LIBERTY GLOBAL ORD C|DBAX|Deutsche Bank Securities Inc.|391700
LBTYK|LIBERTY GLOBAL ORD C|DCHF|Dart Executions, LLC|9100
LBTYK|LIBERTY GLOBAL ORD C|DEAN|MORGAN STANLEY|28932
LBTYK|LIBERTY GLOBAL ORD C|DEGS|RONIN PROFESSIONAL LLC|3113
LBTYK|LIBERTY GLOBAL ORD C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100358
LBTYK|LIBERTY GLOBAL ORD C|EBXL|EBX LLC|615500
LBTYK|LIBERTY GLOBAL ORD C|ECUT|CONVERGEX EXECUTION SOLUTIONS|15721
LBTYK|LIBERTY GLOBAL ORD C|EDJC|Edward Jones / CDS|181
LBTYK|LIBERTY GLOBAL ORD C|EDJO|Edward D. Jones & Co., L.P.|2538
LBTYK|LIBERTY GLOBAL ORD C|EGAM|CBOE TRADING, INC.|58225
LBTYK|LIBERTY GLOBAL ORD C|EGAW|CBOE TRADING, INC.|1000
LBTYK|LIBERTY GLOBAL ORD C|EGMT|EG MARKET TECHNOLOGIES LLC|600
LBTYK|LIBERTY GLOBAL ORD C|EGXM|CBOE TRADING, INC.|10697
LBTYK|LIBERTY GLOBAL ORD C|ESPO|ESPOSITO SECURITIES, LLC|31
LBTYK|LIBERTY GLOBAL ORD C|ETBE|Electronic Transaction Clearing, Inc.|125191
LBTYK|LIBERTY GLOBAL ORD C|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1600
LBTYK|LIBERTY GLOBAL ORD C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38965
LBTYK|LIBERTY GLOBAL ORD C|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|399371
LBTYK|LIBERTY GLOBAL ORD C|ETRS|E*Trade Securities LLC|10024
LBTYK|LIBERTY GLOBAL ORD C|FBCO|Credit Suisse Securities (USA) LLC|4026968
LBTYK|LIBERTY GLOBAL ORD C|FILL|Tradestation Securities, Inc.|1038
LBTYK|LIBERTY GLOBAL ORD C|FMAF|NBCN Inc./ CDS|515
LBTYK|LIBERTY GLOBAL ORD C|FOMA|TD AMERITRADE CLEARING, INC.|52488
LBTYK|LIBERTY GLOBAL ORD C|FQLS|Quantlab Securities LP|1384659
LBTYK|LIBERTY GLOBAL ORD C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138056
LBTYK|LIBERTY GLOBAL ORD C|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|10150
LBTYK|LIBERTY GLOBAL ORD C|FTBR|Foliofn Investments, Inc.|260
LBTYK|LIBERTY GLOBAL ORD C|GEBB|GLOBAL EXECUTION BROKERS, LP|104065
LBTYK|LIBERTY GLOBAL ORD C|GLPX|ACS EXECUTION SERVICES, LLC|24175
LBTYK|LIBERTY GLOBAL ORD C|GSCO|GOLDMAN SACHS & CO. LLC|2574909
LBTYK|LIBERTY GLOBAL ORD C|GSCS|GOLDMAN SACHS & CO. LLC|37373
LBTYK|LIBERTY GLOBAL ORD C|GSLT|GOLDMAN SACHS & CO. LLC|23388
LBTYK|LIBERTY GLOBAL ORD C|GTSZ|GTS SECURITIES LLC|308120
LBTYK|LIBERTY GLOBAL ORD C|HRBF|American Enterprise Investment Services Inc.|1082
LBTYK|LIBERTY GLOBAL ORD C|HSBC|HSBC Securities, Inc.|1490
LBTYK|LIBERTY GLOBAL ORD C|IATS|INTERACTIVE BROKERS LLC|50400
LBTYK|LIBERTY GLOBAL ORD C|IBKR|Interactive Brokers Llc|360805
LBTYK|LIBERTY GLOBAL ORD C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9832
LBTYK|LIBERTY GLOBAL ORD C|ICBX|INSTINET, LLC|318158
LBTYK|LIBERTY GLOBAL ORD C|IEQY|CITADEL SECURITIES LLC|325385
LBTYK|LIBERTY GLOBAL ORD C|INCA|INSTINET, LLC|1314771
LBTYK|LIBERTY GLOBAL ORD C|INJX|INSTINET, LLC|104208
LBTYK|LIBERTY GLOBAL ORD C|INTL|INTL FCSTONE FINANCIAL INC.|1124
LBTYK|LIBERTY GLOBAL ORD C|ITGI|ITG Inc.|298165
LBTYK|LIBERTY GLOBAL ORD C|ITGP|ITG INC.|888800
LBTYK|LIBERTY GLOBAL ORD C|JANY|Janney Montgomery Scott Inc.|3094
LBTYK|LIBERTY GLOBAL ORD C|JEFF|JEFFERIES LLC|1390080
LBTYK|LIBERTY GLOBAL ORD C|JMPT|JUMP TRADING, LLC|501471
LBTYK|LIBERTY GLOBAL ORD C|JPBX|J.P. MORGAN SECURITIES LLC|371380
LBTYK|LIBERTY GLOBAL ORD C|JPMX|J.P. Morgan Securities LLC|1518765
LBTYK|LIBERTY GLOBAL ORD C|JSJX|JANE STREET CAPITAL LLC|6217
LBTYK|LIBERTY GLOBAL ORD C|KCGM|VIRTU Americas LLC|91825
LBTYK|LIBERTY GLOBAL ORD C|LEHM|Barclays Capital Inc./Le|3239052
LBTYK|LIBERTY GLOBAL ORD C|LIME|Lime Brokerage LLC|475221
LBTYK|LIBERTY GLOBAL ORD C|LMGP|LIME BROKERAGE LLC|7192
LBTYK|LIBERTY GLOBAL ORD C|LQNA|LIQUIDNET, INC.|367000
LBTYK|LIBERTY GLOBAL ORD C|LSCI|Lek Securities Corporation|140
LBTYK|LIBERTY GLOBAL ORD C|MACC|Mid Atlantic Capital Corporation|6654
LBTYK|LIBERTY GLOBAL ORD C|MAXM|Maxim Group LLC|26148
LBTYK|LIBERTY GLOBAL ORD C|MBTS|ALLY INVEST SECURITIES LLC|1711
LBTYK|LIBERTY GLOBAL ORD C|MCMF|Raymond James Ltd. Cds|31640
LBTYK|LIBERTY GLOBAL ORD C|MKMP|MKM Partners LLC|25000
LBTYK|LIBERTY GLOBAL ORD C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|393514
LBTYK|LIBERTY GLOBAL ORD C|MOTF|MOTIF INVESTING, INC.|4
LBTYK|LIBERTY GLOBAL ORD C|MSCO|MORGAN STANLEY & CO. LLC|6129511
LBTYK|LIBERTY GLOBAL ORD C|MSPL|MORGAN STANLEY & CO. LLC|988400
LBTYK|LIBERTY GLOBAL ORD C|MSTX|MORGAN STANLEY & CO. LLC|542500
LBTYK|LIBERTY GLOBAL ORD C|NFSC|National Financial Services LLC|568544
LBTYK|LIBERTY GLOBAL ORD C|NITE|VIRTU Americas LLC|751285
LBTYK|LIBERTY GLOBAL ORD C|NITP|VIRTU Americas LLC|18464
LBTYK|LIBERTY GLOBAL ORD C|NQRB|Brut, LLC|110180
LBTYK|LIBERTY GLOBAL ORD C|NTRC|Northern Trust Securities, Inc.|168
LBTYK|LIBERTY GLOBAL ORD C|OLDM|OLD MISSION CAPITAL, LLC|15002
LBTYK|LIBERTY GLOBAL ORD C|OPCO|Oppenheimer & Co. Inc.|70672
LBTYK|LIBERTY GLOBAL ORD C|OTAA|OTA LLC|15100
LBTYK|LIBERTY GLOBAL ORD C|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10705
LBTYK|LIBERTY GLOBAL ORD C|PDQM|CODA MARKETS, INC.|30199
LBTYK|LIBERTY GLOBAL ORD C|PHLY|NASDAQ Execution Services, LLC|200
LBTYK|LIBERTY GLOBAL ORD C|PICT|Pictet Overseas Inc.|400
LBTYK|LIBERTY GLOBAL ORD C|PWJC|UBS Financial Services, Inc.|10742
LBTYK|LIBERTY GLOBAL ORD C|RAJA|Raymond James & Associates, Inc.|13024
LBTYK|LIBERTY GLOBAL ORD C|RBCM|RBC CAPITAL MARKETS, LLC|15836
LBTYK|LIBERTY GLOBAL ORD C|SAGL|SAGETRADER, LLC|36479
LBTYK|LIBERTY GLOBAL ORD C|SBSH|Citigroup Global Markets Inc.|4353748
LBTYK|LIBERTY GLOBAL ORD C|SEIC|SEI Investments Distribution Co.|900
LBTYK|LIBERTY GLOBAL ORD C|SGMT|GOLDMAN SACHS & CO. LLC|594928
LBTYK|LIBERTY GLOBAL ORD C|SHMR|ABN Amro Clearing LLC|225
LBTYK|LIBERTY GLOBAL ORD C|SPDR|SPEEDROUTE LLC|8644
LBTYK|LIBERTY GLOBAL ORD C|STFL|Stifel, Nicolaus & Company, Incorporated|7609
LBTYK|LIBERTY GLOBAL ORD C|SWIM|TD Ameritrade, Inc.|8633
LBTYK|LIBERTY GLOBAL ORD C|SWST|Hilltop Securities Inc.|2170
LBTYK|LIBERTY GLOBAL ORD C|TKNG|ALLY INVEST SECURITIES LLC|589
LBTYK|LIBERTY GLOBAL ORD C|TRBT|Tradebot Systems, Inc.|926783
LBTYK|LIBERTY GLOBAL ORD C|TRCM|TRC MARKETS LLC|1088109
LBTYK|LIBERTY GLOBAL ORD C|UBSA|UBS SECURITIES LLC|1366152
LBTYK|LIBERTY GLOBAL ORD C|UBSS|UBS Securities LLC|2167680
LBTYK|LIBERTY GLOBAL ORD C|VALX|VIRTU AMERICAS LLC|49691
LBTYK|LIBERTY GLOBAL ORD C|VERT|The Vertical Trading Group, LLC|6724
LBTYK|LIBERTY GLOBAL ORD C|VGRD|Vanguard Marketing Corporation|9460
LBTYK|LIBERTY GLOBAL ORD C|WBET|Wallachbeth Capital LLC|267
LBTYK|LIBERTY GLOBAL ORD C|WBLR|WILLIAM BLAIR|1000
LBTYK|LIBERTY GLOBAL ORD C|WBPX|SUMMIT SECURITIES GROUP, LLC|6473
LBTYK|LIBERTY GLOBAL ORD C|WCHV|WELLS FARGO SECURITIES, LLC|241324
LBTYK|LIBERTY GLOBAL ORD C|WEDB|WEDBUSH SECURITIES INC.|38
LBTYK|LIBERTY GLOBAL ORD C|WEED|Weeden & Co.L.P.|3800
LBTYK|LIBERTY GLOBAL ORD C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11089
LBTYK|LIBERTY GLOBAL ORD C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29255
LBTYK|LIBERTY GLOBAL ORD C|WGIF|CIBC World Markets Inc.|1968
LBTYK|LIBERTY GLOBAL ORD C|WSAG|WALL STREET ACCESS|1640
LBTYK|LIBERTY GLOBAL ORD C|WSEA|WOLVERINE SECURITIES, LLC|673
LBTYK|LIBERTY GLOBAL ORD C|XIST|INSTINET, LLC|7052
LBTYK|LIBERTY GLOBAL ORD C|XSTM|NATIONAL FINANCIAL SERVICES LLC|188370
LBTYK|LIBERTY GLOBAL ORD C|YKNA|COMHAR CAPITAL MARKETS, LLC|1116
LBTYK|LIBERTY GLOBAL ORD C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2117
LBY|LIBBEY INC    SC|ALTX|Alternet Securities Inc.|1620
LBY|LIBBEY INC    SC|APCC|Apex Clearing Corporation|894
LBY|LIBBEY INC    SC|BATM|CBOE TRADING, INC.|8247
LBY|LIBBEY INC    SC|BAYC|BAY CREST PARTNERS, LLC|1573
LBY|LIBBEY INC    SC|BERN|Sanford C. Bernstein & Co., LLC|5920
LBY|LIBBEY INC    SC|BTIG|BTIG, LLC|12189
LBY|LIBBEY INC    SC|BZYD|GOLDMAN SACHS & CO. LLC|2733
LBY|LIBBEY INC    SC|CANT|Cantor Fitzgerald & Co.|114
LBY|LIBBEY INC    SC|CHAS|Charles Schwab & Co., Inc.|394
LBY|LIBBEY INC    SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5055
LBY|LIBBEY INC    SC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2728
LBY|LIBBEY INC    SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|91630
LBY|LIBBEY INC    SC|CTDL|Citadel Derivatives Group Llc|1597
LBY|LIBBEY INC    SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1782
LBY|LIBBEY INC    SC|DBAB|Deutsche Bank Securities Inc.|22476
LBY|LIBBEY INC    SC|DBAX|Deutsche Bank Securities Inc.|51900
LBY|LIBBEY INC    SC|DEAN|MORGAN STANLEY|3605
LBY|LIBBEY INC    SC|DEGS|RONIN PROFESSIONAL LLC|3914
LBY|LIBBEY INC    SC|DOTC|Dougherty & Company LLC|4706
LBY|LIBBEY INC    SC|EBXL|EBX LLC|28300
LBY|LIBBEY INC    SC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5921
LBY|LIBBEY INC    SC|EDJO|Edward D. Jones & Co., L.P.|5499
LBY|LIBBEY INC    SC|EGAM|CBOE TRADING, INC.|2120
LBY|LIBBEY INC    SC|EGMT|EG MARKET TECHNOLOGIES LLC|320
LBY|LIBBEY INC    SC|EGXM|CBOE TRADING, INC.|3809
LBY|LIBBEY INC    SC|ETBE|Electronic Transaction Clearing, Inc.|1500
LBY|LIBBEY INC    SC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4256
LBY|LIBBEY INC    SC|ETRS|E*Trade Securities LLC|53065
LBY|LIBBEY INC    SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27823
LBY|LIBBEY INC    SC|FTBR|Foliofn Investments, Inc.|1749
LBY|LIBBEY INC    SC|GEBB|GLOBAL EXECUTION BROKERS, LP|300
LBY|LIBBEY INC    SC|GLIS|TD Securities Inc|500
LBY|LIBBEY INC    SC|GLPX|ACS EXECUTION SERVICES, LLC|2226
LBY|LIBBEY INC    SC|GSCO|GOLDMAN SACHS & CO. LLC|262746
LBY|LIBBEY INC    SC|GSCS|GOLDMAN SACHS & CO. LLC|9795
LBY|LIBBEY INC    SC|GSLT|GOLDMAN SACHS & CO. LLC|501
LBY|LIBBEY INC    SC|GTSZ|GTS SECURITIES LLC|3046
LBY|LIBBEY INC    SC|HRBF|American Enterprise Investment Services Inc.|1001
LBY|LIBBEY INC    SC|IATS|INTERACTIVE BROKERS LLC|6186
LBY|LIBBEY INC    SC|IBKR|Interactive Brokers Llc|9639
LBY|LIBBEY INC    SC|ICBX|INSTINET, LLC|22063
LBY|LIBBEY INC    SC|IEQY|CITADEL SECURITIES LLC|3965
LBY|LIBBEY INC    SC|INCA|INSTINET, LLC|35586
LBY|LIBBEY INC    SC|INJX|INSTINET, LLC|3496
LBY|LIBBEY INC    SC|ITGI|ITG Inc.|23972
LBY|LIBBEY INC    SC|ITGP|ITG INC.|47600
LBY|LIBBEY INC    SC|JEFF|JEFFERIES LLC|58901
LBY|LIBBEY INC    SC|JMPT|JUMP TRADING, LLC|4714
LBY|LIBBEY INC    SC|JONE|JonesTrading|9885
LBY|LIBBEY INC    SC|JPBX|J.P. MORGAN SECURITIES LLC|5182
LBY|LIBBEY INC    SC|JPMX|J.P. Morgan Securities LLC|104379
LBY|LIBBEY INC    SC|JRCO|Johnson Rice & Company L.L.C.|200
LBY|LIBBEY INC    SC|JSJX|JANE STREET CAPITAL LLC|2737
LBY|LIBBEY INC    SC|KCGM|VIRTU Americas LLC|19224
LBY|LIBBEY INC    SC|LEHM|Barclays Capital Inc./Le|65946
LBY|LIBBEY INC    SC|LIME|Lime Brokerage LLC|13271
LBY|LIBBEY INC    SC|LOOP|Loop Capital Markets LLC|3419
LBY|LIBBEY INC    SC|MACQ|Macquarie Capital (USA) Inc.|1785
LBY|LIBBEY INC    SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35129
LBY|LIBBEY INC    SC|MOTF|MOTIF INVESTING, INC.|6
LBY|LIBBEY INC    SC|MSCO|MORGAN STANLEY & CO. LLC|163663
LBY|LIBBEY INC    SC|MSPL|MORGAN STANLEY & CO. LLC|62500
LBY|LIBBEY INC    SC|MSTX|MORGAN STANLEY & CO. LLC|45200
LBY|LIBBEY INC    SC|NFSC|National Financial Services LLC|101820
LBY|LIBBEY INC    SC|NITE|VIRTU Americas LLC|215349
LBY|LIBBEY INC    SC|NQRB|Brut, LLC|7161
LBY|LIBBEY INC    SC|OPCO|Oppenheimer & Co. Inc.|4700
LBY|LIBBEY INC    SC|PDQM|CODA MARKETS, INC.|7917
LBY|LIBBEY INC    SC|RBCM|RBC CAPITAL MARKETS, LLC|1058
LBY|LIBBEY INC    SC|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|31400
LBY|LIBBEY INC    SC|SAGL|SAGETRADER, LLC|100
LBY|LIBBEY INC    SC|SBSH|Citigroup Global Markets Inc.|4809
LBY|LIBBEY INC    SC|SGMT|GOLDMAN SACHS & CO. LLC|26279
LBY|LIBBEY INC    SC|SPDR|SPEEDROUTE LLC|7500
LBY|LIBBEY INC    SC|STFL|Stifel, Nicolaus & Company, Incorporated|31843
LBY|LIBBEY INC    SC|SWIM|TD Ameritrade, Inc.|18765
LBY|LIBBEY INC    SC|TKNG|ALLY INVEST SECURITIES LLC|2874
LBY|LIBBEY INC    SC|TRBT|Tradebot Systems, Inc.|26649
LBY|LIBBEY INC    SC|TRCM|TRC MARKETS LLC|441
LBY|LIBBEY INC    SC|UBSA|UBS SECURITIES LLC|231535
LBY|LIBBEY INC    SC|UBSS|UBS Securities LLC|151837
LBY|LIBBEY INC    SC|VALX|VIRTU AMERICAS LLC|1217
LBY|LIBBEY INC    SC|VGRD|Vanguard Marketing Corporation|14180
LBY|LIBBEY INC    SC|WCHV|WELLS FARGO SECURITIES, LLC|70107
LBY|LIBBEY INC    SC|WDNX|WEEDEN & CO.L.P.|3660
LBY|LIBBEY INC    SC|WEED|Weeden & Co.L.P.|4420
LBY|LIBBEY INC    SC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1705
LBY|LIBBEY INC    SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2159
LBY|LIBBEY INC    SC|WGIF|CIBC World Markets Inc.|510
LBY|LIBBEY INC    SC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
LBY|LIBBEY INC    SC|WSEA|WOLVERINE SECURITIES, LLC|207
LBY|LIBBEY INC    SC|XIST|INSTINET, LLC|4000
LBY|LIBBEY INC    SC|XSTM|NATIONAL FINANCIAL SERVICES LLC|24492
LBY|LIBBEY INC    SC|YKNA|COMHAR CAPITAL MARKETS, LLC|1116
LBY|LIBBEY INC    SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3830
LC|LENDINGCLUB CORP|ABLE|NATIXIS Securities Americas LLC|1944
LC|LENDINGCLUB CORP|ALTX|Alternet Securities Inc.|5421
LC|LENDINGCLUB CORP|APCC|Apex Clearing Corporation|96070
LC|LENDINGCLUB CORP|BANK|Primevest Financial Services, Inc.|250
LC|LENDINGCLUB CORP|BARD|Robert W. Baird & Co. Incorporated|500
LC|LENDINGCLUB CORP|BATM|CBOE TRADING, INC.|35347
LC|LENDINGCLUB CORP|BAYT|BTIG, LLC|11543
LC|LENDINGCLUB CORP|BERN|Sanford C. Bernstein & Co., LLC|14431
LC|LENDINGCLUB CORP|BIAD|SAGETRADER, LLC|950
LC|LENDINGCLUB CORP|BIDS|BIDS TRADING L.P.|3300
LC|LENDINGCLUB CORP|BIMI|Banca IMI Securities Corp.|3159
LC|LENDINGCLUB CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30555
LC|LENDINGCLUB CORP|BLKX|INSTINET, LLC|137200
LC|LENDINGCLUB CORP|BNPX|BNP PARIBAS SECURITIES CORP.|42679
LC|LENDINGCLUB CORP|BTIG|BTIG, LLC|5860
LC|LENDINGCLUB CORP|BYXM|CBOE TRADING, INC.|300
LC|LENDINGCLUB CORP|BZYD|GOLDMAN SACHS & CO. LLC|300
LC|LENDINGCLUB CORP|CANT|Cantor Fitzgerald & Co.|54538
LC|LENDINGCLUB CORP|CCMB|COWEN PRIME SERVICES LLC|300
LC|LENDINGCLUB CORP|CHAS|Charles Schwab & Co., Inc.|8825
LC|LENDINGCLUB CORP|CHLM|Craig-Hallum Capital Group LLC|25000
LC|LENDINGCLUB CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30927
LC|LENDINGCLUB CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7226
LC|LENDINGCLUB CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9500
LC|LENDINGCLUB CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|720155
LC|LENDINGCLUB CORP|CRTA|CARTA SECURITIES, LLC|28
LC|LENDINGCLUB CORP|CTDL|Citadel Derivatives Group Llc|41619
LC|LENDINGCLUB CORP|CTLR|CUTLER GROUP, LP|600
LC|LENDINGCLUB CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|187492
LC|LENDINGCLUB CORP|DBAB|Deutsche Bank Securities Inc.|152288
LC|LENDINGCLUB CORP|DBAX|Deutsche Bank Securities Inc.|982000
LC|LENDINGCLUB CORP|DEAN|MORGAN STANLEY|12980
LC|LENDINGCLUB CORP|DEGS|RONIN PROFESSIONAL LLC|1776
LC|LENDINGCLUB CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11400
LC|LENDINGCLUB CORP|EBXL|EBX LLC|279200
LC|LENDINGCLUB CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|43030
LC|LENDINGCLUB CORP|EDJO|Edward D. Jones & Co., L.P.|4346
LC|LENDINGCLUB CORP|EGAM|CBOE TRADING, INC.|106982
LC|LENDINGCLUB CORP|EGAW|CBOE TRADING, INC.|473
LC|LENDINGCLUB CORP|EGXM|CBOE TRADING, INC.|600
LC|LENDINGCLUB CORP|ETBE|Electronic Transaction Clearing, Inc.|8421
LC|LENDINGCLUB CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
LC|LENDINGCLUB CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
LC|LENDINGCLUB CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
LC|LENDINGCLUB CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1600
LC|LENDINGCLUB CORP|ETRS|E*Trade Securities LLC|1104533
LC|LENDINGCLUB CORP|FILL|Tradestation Securities, Inc.|115354
LC|LENDINGCLUB CORP|FMAF|NBCN Inc./ CDS|25055
LC|LENDINGCLUB CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6600
LC|LENDINGCLUB CORP|FQLS|Quantlab Securities LP|225776
LC|LENDINGCLUB CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106404
LC|LENDINGCLUB CORP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|37800
LC|LENDINGCLUB CORP|FTBR|Foliofn Investments, Inc.|120
LC|LENDINGCLUB CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|11400
LC|LENDINGCLUB CORP|GLIS|TD Securities Inc|4500
LC|LENDINGCLUB CORP|GLPX|ACS EXECUTION SERVICES, LLC|8201
LC|LENDINGCLUB CORP|GSCO|GOLDMAN SACHS & CO. LLC|1073587
LC|LENDINGCLUB CORP|GSCS|GOLDMAN SACHS & CO. LLC|376974
LC|LENDINGCLUB CORP|GSLT|GOLDMAN SACHS & CO. LLC|11986
LC|LENDINGCLUB CORP|GTSZ|GTS SECURITIES LLC|154346
LC|LENDINGCLUB CORP|HRBF|American Enterprise Investment Services Inc.|939
LC|LENDINGCLUB CORP|HSBC|HSBC Securities, Inc.|6000
LC|LENDINGCLUB CORP|IATS|INTERACTIVE BROKERS LLC|137936
LC|LENDINGCLUB CORP|IBKR|Interactive Brokers Llc|274977
LC|LENDINGCLUB CORP|ICBX|INSTINET, LLC|241285
LC|LENDINGCLUB CORP|IEQY|CITADEL SECURITIES LLC|63374
LC|LENDINGCLUB CORP|INCA|INSTINET, LLC|344017
LC|LENDINGCLUB CORP|INJX|INSTINET, LLC|4270
LC|LENDINGCLUB CORP|ITGI|ITG Inc.|20888
LC|LENDINGCLUB CORP|ITGP|ITG INC.|238200
LC|LENDINGCLUB CORP|JEFF|JEFFERIES LLC|125717
LC|LENDINGCLUB CORP|JMPT|JUMP TRADING, LLC|77102
LC|LENDINGCLUB CORP|JPBX|J.P. MORGAN SECURITIES LLC|107377
LC|LENDINGCLUB CORP|JPMX|J.P. Morgan Securities LLC|1348965
LC|LENDINGCLUB CORP|JSJX|JANE STREET CAPITAL LLC|20842
LC|LENDINGCLUB CORP|KCGM|VIRTU Americas LLC|168865
LC|LENDINGCLUB CORP|KRSH|Kershner Securities, LLC|2196
LC|LENDINGCLUB CORP|LEHM|Barclays Capital Inc./Le|1487012
LC|LENDINGCLUB CORP|LIME|Lime Brokerage LLC|2404
LC|LENDINGCLUB CORP|LQNA|LIQUIDNET, INC.|15800
LC|LENDINGCLUB CORP|LSCI|Lek Securities Corporation|459
LC|LENDINGCLUB CORP|MACQ|Macquarie Capital (USA) Inc.|46707
LC|LENDINGCLUB CORP|MAXM|Maxim Group LLC|23264
LC|LENDINGCLUB CORP|MBTS|ALLY INVEST SECURITIES LLC|22996
LC|LENDINGCLUB CORP|MKMP|MKM Partners LLC|45
LC|LENDINGCLUB CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1422514
LC|LENDINGCLUB CORP|MOTF|MOTIF INVESTING, INC.|4
LC|LENDINGCLUB CORP|MPSG|E D & F Man Capital Markets Inc.|310088
LC|LENDINGCLUB CORP|MSCO|MORGAN STANLEY & CO. LLC|1627137
LC|LENDINGCLUB CORP|MSPL|MORGAN STANLEY & CO. LLC|1157400
LC|LENDINGCLUB CORP|MSTX|MORGAN STANLEY & CO. LLC|359200
LC|LENDINGCLUB CORP|NFSC|National Financial Services LLC|776862
LC|LENDINGCLUB CORP|NITE|VIRTU Americas LLC|1609108
LC|LENDINGCLUB CORP|NITP|VIRTU Americas LLC|294501
LC|LENDINGCLUB CORP|NQRB|Brut, LLC|500
LC|LENDINGCLUB CORP|NTBF|BMO Nesbitt Burns Inc./CDS|5080
LC|LENDINGCLUB CORP|NTRC|Northern Trust Securities, Inc.|750
LC|LENDINGCLUB CORP|OHOS|TWO SIGMA SECURITIES, LLC|4931
LC|LENDINGCLUB CORP|OPCO|Oppenheimer & Co. Inc.|820
LC|LENDINGCLUB CORP|PCPT|PHILLIP CAPITAL INC.|5000
LC|LENDINGCLUB CORP|PDQM|CODA MARKETS, INC.|23988
LC|LENDINGCLUB CORP|PHLY|NASDAQ Execution Services, LLC|20000
LC|LENDINGCLUB CORP|PWJC|UBS Financial Services, Inc.|68057
LC|LENDINGCLUB CORP|SAGL|SAGETRADER, LLC|36448
LC|LENDINGCLUB CORP|SAGW|SAGETRADER, LLC|183
LC|LENDINGCLUB CORP|SBSH|Citigroup Global Markets Inc.|169959
LC|LENDINGCLUB CORP|SGMT|GOLDMAN SACHS & CO. LLC|339947
LC|LENDINGCLUB CORP|SOGO|Wang Investment Associates, Inc.|500
LC|LENDINGCLUB CORP|SPDR|SPEEDROUTE LLC|1000
LC|LENDINGCLUB CORP|STFL|Stifel, Nicolaus & Company, Incorporated|3700
LC|LENDINGCLUB CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18553
LC|LENDINGCLUB CORP|SWIM|TD Ameritrade, Inc.|958674
LC|LENDINGCLUB CORP|SWST|Hilltop Securities Inc.|7002
LC|LENDINGCLUB CORP|TKNG|ALLY INVEST SECURITIES LLC|29638
LC|LENDINGCLUB CORP|TMBR|Timber Hill LLC|1444
LC|LENDINGCLUB CORP|TRBT|Tradebot Systems, Inc.|258375
LC|LENDINGCLUB CORP|TRCM|TRC MARKETS LLC|290769
LC|LENDINGCLUB CORP|TWTT|TASTYWORKS, INC.|746
LC|LENDINGCLUB CORP|UBSA|UBS SECURITIES LLC|1352629
LC|LENDINGCLUB CORP|UBSS|UBS Securities LLC|1049930
LC|LENDINGCLUB CORP|VALX|VIRTU AMERICAS LLC|48702
LC|LENDINGCLUB CORP|VGRD|Vanguard Marketing Corporation|93936
LC|LENDINGCLUB CORP|VSIN|Vision Financial Markets Llc|14
LC|LENDINGCLUB CORP|WABR|Wall Street Access|4218
LC|LENDINGCLUB CORP|WCHV|WELLS FARGO SECURITIES, LLC|102194
LC|LENDINGCLUB CORP|WEDB|WEDBUSH SECURITIES INC.|286
LC|LENDINGCLUB CORP|WEED|Weeden & Co.L.P.|9700
LC|LENDINGCLUB CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27915
LC|LENDINGCLUB CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14481
LC|LENDINGCLUB CORP|WGIF|CIBC World Markets Inc.|1700
LC|LENDINGCLUB CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3715
LC|LENDINGCLUB CORP|WSEA|WOLVERINE SECURITIES, LLC|29501
LC|LENDINGCLUB CORP|XIST|INSTINET, LLC|178254
LC|LENDINGCLUB CORP|XPQR|Jump Trading|839
LC|LENDINGCLUB CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|60378
LC|LENDINGCLUB CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|3783
LC|LENDINGCLUB CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|677
LCA|LANDCADIA HOLD CM A|BANK|Primevest Financial Services, Inc.|1000
LCA|LANDCADIA HOLD CM A|BAYT|BTIG, LLC|1600
LCA|LANDCADIA HOLD CM A|BIDS|BIDS TRADING L.P.|7100
LCA|LANDCADIA HOLD CM A|BLKX|INSTINET, LLC|18174
LCA|LANDCADIA HOLD CM A|BTIG|BTIG, LLC|275000
LCA|LANDCADIA HOLD CM A|CANT|Cantor Fitzgerald & Co.|233941
LCA|LANDCADIA HOLD CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64434
LCA|LANDCADIA HOLD CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
LCA|LANDCADIA HOLD CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15125
LCA|LANDCADIA HOLD CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
LCA|LANDCADIA HOLD CM A|DAVA|Davenport & Company LLC|900
LCA|LANDCADIA HOLD CM A|DBAX|Deutsche Bank Securities Inc.|9700
LCA|LANDCADIA HOLD CM A|EBXL|EBX LLC|43000
LCA|LANDCADIA HOLD CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
LCA|LANDCADIA HOLD CM A|EDJO|Edward D. Jones & Co., L.P.|150
LCA|LANDCADIA HOLD CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|788
LCA|LANDCADIA HOLD CM A|ETRS|E*Trade Securities LLC|4204
LCA|LANDCADIA HOLD CM A|FBCO|Credit Suisse Securities (USA) LLC|3753
LCA|LANDCADIA HOLD CM A|FOMA|TD AMERITRADE CLEARING, INC.|7066
LCA|LANDCADIA HOLD CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6068
LCA|LANDCADIA HOLD CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|250
LCA|LANDCADIA HOLD CM A|GSCO|GOLDMAN SACHS & CO. LLC|31139
LCA|LANDCADIA HOLD CM A|GSLT|GOLDMAN SACHS & CO. LLC|20005
LCA|LANDCADIA HOLD CM A|GTSZ|GTS SECURITIES LLC|870
LCA|LANDCADIA HOLD CM A|IBKR|Interactive Brokers Llc|795
LCA|LANDCADIA HOLD CM A|ICBX|INSTINET, LLC|6659
LCA|LANDCADIA HOLD CM A|INCA|INSTINET, LLC|15069
LCA|LANDCADIA HOLD CM A|INJX|INSTINET, LLC|293290
LCA|LANDCADIA HOLD CM A|ITGI|ITG Inc.|12500
LCA|LANDCADIA HOLD CM A|ITGP|ITG INC.|9200
LCA|LANDCADIA HOLD CM A|JEFF|JEFFERIES LLC|6309
LCA|LANDCADIA HOLD CM A|JMPT|JUMP TRADING, LLC|300
LCA|LANDCADIA HOLD CM A|JONE|JonesTrading|20327
LCA|LANDCADIA HOLD CM A|JPMX|J.P. Morgan Securities LLC|27614
LCA|LANDCADIA HOLD CM A|KCGM|VIRTU Americas LLC|4870
LCA|LANDCADIA HOLD CM A|LEHM|Barclays Capital Inc./Le|1400
LCA|LANDCADIA HOLD CM A|LIME|Lime Brokerage LLC|4457
LCA|LANDCADIA HOLD CM A|LQNA|LIQUIDNET, INC.|6100
LCA|LANDCADIA HOLD CM A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|196
LCA|LANDCADIA HOLD CM A|MITR|GMP SECURITIES, LLC|100100
LCA|LANDCADIA HOLD CM A|MKMP|MKM Partners LLC|1000000
LCA|LANDCADIA HOLD CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15158
LCA|LANDCADIA HOLD CM A|MSCO|MORGAN STANLEY & CO. LLC|99825
LCA|LANDCADIA HOLD CM A|MSPL|MORGAN STANLEY & CO. LLC|6000
LCA|LANDCADIA HOLD CM A|NFSC|National Financial Services LLC|6305
LCA|LANDCADIA HOLD CM A|NITE|VIRTU Americas LLC|34908
LCA|LANDCADIA HOLD CM A|PDQM|CODA MARKETS, INC.|200
LCA|LANDCADIA HOLD CM A|PWJC|UBS Financial Services, Inc.|54000
LCA|LANDCADIA HOLD CM A|RBCM|RBC CAPITAL MARKETS, LLC|1500
LCA|LANDCADIA HOLD CM A|SBSH|Citigroup Global Markets Inc.|500
LCA|LANDCADIA HOLD CM A|SWIM|TD Ameritrade, Inc.|1100
LCA|LANDCADIA HOLD CM A|TKNG|ALLY INVEST SECURITIES LLC|20
LCA|LANDCADIA HOLD CM A|TRBT|Tradebot Systems, Inc.|537
LCA|LANDCADIA HOLD CM A|TRCM|TRC MARKETS LLC|394
LCA|LANDCADIA HOLD CM A|TWTT|TASTYWORKS, INC.|500
LCA|LANDCADIA HOLD CM A|UBSA|UBS SECURITIES LLC|15840
LCA|LANDCADIA HOLD CM A|UBSS|UBS Securities LLC|1288422
LCA|LANDCADIA HOLD CM A|VGRD|Vanguard Marketing Corporation|14044
LCA|LANDCADIA HOLD CM A|WCHV|WELLS FARGO SECURITIES, LLC|5800
LCA|LANDCADIA HOLD CM A|WEED|Weeden & Co.L.P.|50000
LCA|LANDCADIA HOLD CM A|WSEA|WOLVERINE SECURITIES, LLC|80
LCA|LANDCADIA HOLD CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
LCAHU|LANDCADIA HOLDING UN|BAYT|BTIG, LLC|600
LCAHU|LANDCADIA HOLDING UN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
LCAHU|LANDCADIA HOLDING UN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
LCAHU|LANDCADIA HOLDING UN|EDJO|Edward D. Jones & Co., L.P.|131
LCAHU|LANDCADIA HOLDING UN|FBCO|Credit Suisse Securities (USA) LLC|307
LCAHU|LANDCADIA HOLDING UN|FOMA|TD AMERITRADE CLEARING, INC.|1450
LCAHU|LANDCADIA HOLDING UN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3340
LCAHU|LANDCADIA HOLDING UN|GEBB|GLOBAL EXECUTION BROKERS, LP|300
LCAHU|LANDCADIA HOLDING UN|GLPX|ACS EXECUTION SERVICES, LLC|20
LCAHU|LANDCADIA HOLDING UN|IBKR|Interactive Brokers Llc|580
LCAHU|LANDCADIA HOLDING UN|INCA|INSTINET, LLC|100
LCAHU|LANDCADIA HOLDING UN|ITGI|ITG Inc.|100
LCAHU|LANDCADIA HOLDING UN|JPMX|J.P. Morgan Securities LLC|814
LCAHU|LANDCADIA HOLDING UN|LIME|Lime Brokerage LLC|400
LCAHU|LANDCADIA HOLDING UN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
LCAHU|LANDCADIA HOLDING UN|MSCO|MORGAN STANLEY & CO. LLC|1714
LCAHU|LANDCADIA HOLDING UN|NFSC|National Financial Services LLC|4828
LCAHU|LANDCADIA HOLDING UN|NITE|VIRTU Americas LLC|3814
LCAHU|LANDCADIA HOLDING UN|PDQM|CODA MARKETS, INC.|20
LCAHU|LANDCADIA HOLDING UN|TRCM|TRC MARKETS LLC|25
LCAHU|LANDCADIA HOLDING UN|UBSA|UBS SECURITIES LLC|200
LCAHU|LANDCADIA HOLDING UN|UBSS|UBS Securities LLC|99
LCAHU|LANDCADIA HOLDING UN|VGRD|Vanguard Marketing Corporation|7
LCAHW|LANDCADIA HOLDING WT|CANT|Cantor Fitzgerald & Co.|839944
LCAHW|LANDCADIA HOLDING WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20500
LCAHW|LANDCADIA HOLDING WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1500
LCAHW|LANDCADIA HOLDING WT|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
LCAHW|LANDCADIA HOLDING WT|DBAB|Deutsche Bank Securities Inc.|71702
LCAHW|LANDCADIA HOLDING WT|DBAX|Deutsche Bank Securities Inc.|3200
LCAHW|LANDCADIA HOLDING WT|EBXL|EBX LLC|10500
LCAHW|LANDCADIA HOLDING WT|ETRS|E*Trade Securities LLC|3000
LCAHW|LANDCADIA HOLDING WT|FOMA|TD AMERITRADE CLEARING, INC.|3903
LCAHW|LANDCADIA HOLDING WT|GSCO|GOLDMAN SACHS & CO. LLC|8800
LCAHW|LANDCADIA HOLDING WT|IBKR|Interactive Brokers Llc|148063
LCAHW|LANDCADIA HOLDING WT|ICBX|INSTINET, LLC|18800
LCAHW|LANDCADIA HOLDING WT|INCA|INSTINET, LLC|10200
LCAHW|LANDCADIA HOLDING WT|LEHM|Barclays Capital Inc./Le|1400
LCAHW|LANDCADIA HOLDING WT|LIME|Lime Brokerage LLC|100
LCAHW|LANDCADIA HOLDING WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
LCAHW|LANDCADIA HOLDING WT|MPSG|E D & F Man Capital Markets Inc.|800000
LCAHW|LANDCADIA HOLDING WT|MSCO|MORGAN STANLEY & CO. LLC|24920
LCAHW|LANDCADIA HOLDING WT|NFSC|National Financial Services LLC|29000
LCAHW|LANDCADIA HOLDING WT|NITE|VIRTU Americas LLC|18364
LCAHW|LANDCADIA HOLDING WT|PDQM|CODA MARKETS, INC.|600
LCAHW|LANDCADIA HOLDING WT|UBSA|UBS SECURITIES LLC|13100
LCAHW|LANDCADIA HOLDING WT|UBSS|UBS Securities LLC|10000
LCAHW|LANDCADIA HOLDING WT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2500
LCAHW|LANDCADIA HOLDING WT|XSTM|NATIONAL FINANCIAL SERVICES LLC|15000
LCI|LANNETT COMPANY INC|APCC|Apex Clearing Corporation|2028
LCI|LANNETT COMPANY INC|AQUA|AQUA SECURITIES L.P.|5000
LCI|LANNETT COMPANY INC|AVON|Avondale Partners, LLC|400
LCI|LANNETT COMPANY INC|BANK|Primevest Financial Services, Inc.|358
LCI|LANNETT COMPANY INC|BATM|CBOE TRADING, INC.|4223
LCI|LANNETT COMPANY INC|BAYC|BAY CREST PARTNERS, LLC|30786
LCI|LANNETT COMPANY INC|BERN|Sanford C. Bernstein & Co., LLC|261145
LCI|LANNETT COMPANY INC|BIDS|BIDS TRADING L.P.|500
LCI|LANNETT COMPANY INC|BIMI|Banca IMI Securities Corp.|300
LCI|LANNETT COMPANY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10243
LCI|LANNETT COMPANY INC|BLKX|INSTINET, LLC|56738
LCI|LANNETT COMPANY INC|BNPX|BNP PARIBAS SECURITIES CORP.|9391
LCI|LANNETT COMPANY INC|BRGE|Newbridge Securities Corp.|300
LCI|LANNETT COMPANY INC|BRVL|BLAYLOCK VAN, LLC|800
LCI|LANNETT COMPANY INC|BTIG|BTIG, LLC|623888
LCI|LANNETT COMPANY INC|BYXM|CBOE TRADING, INC.|500
LCI|LANNETT COMPANY INC|CANT|Cantor Fitzgerald & Co.|33366
LCI|LANNETT COMPANY INC|CHAS|Charles Schwab & Co., Inc.|133
LCI|LANNETT COMPANY INC|CHBC|PENSERRA SECURITIES, LLC|92000
LCI|LANNETT COMPANY INC|CHLM|Craig-Hallum Capital Group LLC|100000
LCI|LANNETT COMPANY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26348
LCI|LANNETT COMPANY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
LCI|LANNETT COMPANY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
LCI|LANNETT COMPANY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|320887
LCI|LANNETT COMPANY INC|CTDL|Citadel Derivatives Group Llc|3208
LCI|LANNETT COMPANY INC|CTLR|CUTLER GROUP, LP|2339
LCI|LANNETT COMPANY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|39210
LCI|LANNETT COMPANY INC|DBAB|Deutsche Bank Securities Inc.|33198
LCI|LANNETT COMPANY INC|DBAX|Deutsche Bank Securities Inc.|322300
LCI|LANNETT COMPANY INC|DBUL|Deutsche Bank Securities Inc.|3300
LCI|LANNETT COMPANY INC|DEAN|MORGAN STANLEY|2463
LCI|LANNETT COMPANY INC|DEGS|RONIN PROFESSIONAL LLC|21600
LCI|LANNETT COMPANY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4100
LCI|LANNETT COMPANY INC|EBXL|EBX LLC|105600
LCI|LANNETT COMPANY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|22227
LCI|LANNETT COMPANY INC|EDJO|Edward D. Jones & Co., L.P.|429
LCI|LANNETT COMPANY INC|EGAM|CBOE TRADING, INC.|13568
LCI|LANNETT COMPANY INC|EGAW|CBOE TRADING, INC.|400
LCI|LANNETT COMPANY INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
LCI|LANNETT COMPANY INC|EGXM|CBOE TRADING, INC.|3123
LCI|LANNETT COMPANY INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|957
LCI|LANNETT COMPANY INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
LCI|LANNETT COMPANY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1700
LCI|LANNETT COMPANY INC|ETRS|E*Trade Securities LLC|143133
LCI|LANNETT COMPANY INC|FILL|Tradestation Securities, Inc.|8003
LCI|LANNETT COMPANY INC|FINX|FINTECH SECURITIES|295
LCI|LANNETT COMPANY INC|FMAF|NBCN Inc./ CDS|320
LCI|LANNETT COMPANY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
LCI|LANNETT COMPANY INC|FQLS|Quantlab Securities LP|65001
LCI|LANNETT COMPANY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19940
LCI|LANNETT COMPANY INC|FTBR|Foliofn Investments, Inc.|2900
LCI|LANNETT COMPANY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|24517
LCI|LANNETT COMPANY INC|GLPX|ACS EXECUTION SERVICES, LLC|10117
LCI|LANNETT COMPANY INC|GSCO|GOLDMAN SACHS & CO. LLC|157015
LCI|LANNETT COMPANY INC|GSCS|GOLDMAN SACHS & CO. LLC|12532
LCI|LANNETT COMPANY INC|GSLT|GOLDMAN SACHS & CO. LLC|960
LCI|LANNETT COMPANY INC|GTSZ|GTS SECURITIES LLC|55302
LCI|LANNETT COMPANY INC|HAPX|HAP Trading, LLC|298
LCI|LANNETT COMPANY INC|HRBF|American Enterprise Investment Services Inc.|24990
LCI|LANNETT COMPANY INC|IATS|INTERACTIVE BROKERS LLC|2164
LCI|LANNETT COMPANY INC|IBKR|Interactive Brokers Llc|23810
LCI|LANNETT COMPANY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|275
LCI|LANNETT COMPANY INC|ICBX|INSTINET, LLC|41276
LCI|LANNETT COMPANY INC|IEQY|CITADEL SECURITIES LLC|8267
LCI|LANNETT COMPANY INC|INCA|INSTINET, LLC|82001
LCI|LANNETT COMPANY INC|INJX|INSTINET, LLC|1696
LCI|LANNETT COMPANY INC|ITGI|ITG Inc.|20867
LCI|LANNETT COMPANY INC|ITGP|ITG INC.|109000
LCI|LANNETT COMPANY INC|JANY|Janney Montgomery Scott Inc.|318
LCI|LANNETT COMPANY INC|JEFF|JEFFERIES LLC|13927
LCI|LANNETT COMPANY INC|JMPT|JUMP TRADING, LLC|4550
LCI|LANNETT COMPANY INC|JPBX|J.P. MORGAN SECURITIES LLC|24921
LCI|LANNETT COMPANY INC|JPMX|J.P. Morgan Securities LLC|921400
LCI|LANNETT COMPANY INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1600
LCI|LANNETT COMPANY INC|JSJX|JANE STREET CAPITAL LLC|2826
LCI|LANNETT COMPANY INC|KCGM|VIRTU Americas LLC|59401
LCI|LANNETT COMPANY INC|LEER|LEERINK PARTNERS LLC|299
LCI|LANNETT COMPANY INC|LEHM|Barclays Capital Inc./Le|566086
LCI|LANNETT COMPANY INC|LIME|Lime Brokerage LLC|20292
LCI|LANNETT COMPANY INC|LOOP|Loop Capital Markets LLC|792
LCI|LANNETT COMPANY INC|LSCI|Lek Securities Corporation|32125
LCI|LANNETT COMPANY INC|MKMP|MKM Partners LLC|20000
LCI|LANNETT COMPANY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|289579
LCI|LANNETT COMPANY INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1980
LCI|LANNETT COMPANY INC|MSCO|MORGAN STANLEY & CO. LLC|332292
LCI|LANNETT COMPANY INC|MSPL|MORGAN STANLEY & CO. LLC|335600
LCI|LANNETT COMPANY INC|MSTX|MORGAN STANLEY & CO. LLC|95300
LCI|LANNETT COMPANY INC|NFSC|National Financial Services LLC|486445
LCI|LANNETT COMPANY INC|NITE|VIRTU Americas LLC|811132
LCI|LANNETT COMPANY INC|NITP|VIRTU Americas LLC|36402
LCI|LANNETT COMPANY INC|NQRB|Brut, LLC|1531
LCI|LANNETT COMPANY INC|NTBF|BMO Nesbitt Burns Inc./CDS|15235
LCI|LANNETT COMPANY INC|OPCO|Oppenheimer & Co. Inc.|2916
LCI|LANNETT COMPANY INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3220
LCI|LANNETT COMPANY INC|PCPT|PHILLIP CAPITAL INC.|845
LCI|LANNETT COMPANY INC|PDQM|CODA MARKETS, INC.|67302
LCI|LANNETT COMPANY INC|PHLY|NASDAQ Execution Services, LLC|3400
LCI|LANNETT COMPANY INC|PWJC|UBS Financial Services, Inc.|17200
LCI|LANNETT COMPANY INC|QMSR|QUATTRO M SECURITIES INC.|98
LCI|LANNETT COMPANY INC|RBCM|RBC CAPITAL MARKETS, LLC|5390
LCI|LANNETT COMPANY INC|SAGL|SAGETRADER, LLC|10600
LCI|LANNETT COMPANY INC|SAGW|SAGETRADER, LLC|1994
LCI|LANNETT COMPANY INC|SBSH|Citigroup Global Markets Inc.|58672
LCI|LANNETT COMPANY INC|SGMT|GOLDMAN SACHS & CO. LLC|75998
LCI|LANNETT COMPANY INC|SPDR|SPEEDROUTE LLC|7286
LCI|LANNETT COMPANY INC|STFL|Stifel, Nicolaus & Company, Incorporated|1350
LCI|LANNETT COMPANY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
LCI|LANNETT COMPANY INC|SWIM|TD Ameritrade, Inc.|62830
LCI|LANNETT COMPANY INC|SWST|Hilltop Securities Inc.|8560
LCI|LANNETT COMPANY INC|TKNG|ALLY INVEST SECURITIES LLC|7057
LCI|LANNETT COMPANY INC|TOUR|TOURMALINE PARTNERS, LLC|800
LCI|LANNETT COMPANY INC|TRBT|Tradebot Systems, Inc.|2972
LCI|LANNETT COMPANY INC|TRCM|TRC MARKETS LLC|16949
LCI|LANNETT COMPANY INC|UBSA|UBS SECURITIES LLC|680933
LCI|LANNETT COMPANY INC|UBSS|UBS Securities LLC|224700
LCI|LANNETT COMPANY INC|VALX|VIRTU AMERICAS LLC|43235
LCI|LANNETT COMPANY INC|VERT|The Vertical Trading Group, LLC|3300
LCI|LANNETT COMPANY INC|VGRD|Vanguard Marketing Corporation|92171
LCI|LANNETT COMPANY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|300
LCI|LANNETT COMPANY INC|WCHV|WELLS FARGO SECURITIES, LLC|30852
LCI|LANNETT COMPANY INC|WEDB|WEDBUSH SECURITIES INC.|1000
LCI|LANNETT COMPANY INC|WEED|Weeden & Co.L.P.|11480
LCI|LANNETT COMPANY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38690
LCI|LANNETT COMPANY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30054
LCI|LANNETT COMPANY INC|WGIF|CIBC World Markets Inc.|1570
LCI|LANNETT COMPANY INC|WSEA|WOLVERINE SECURITIES, LLC|8488
LCI|LANNETT COMPANY INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|150
LCI|LANNETT COMPANY INC|XIST|INSTINET, LLC|50400
LCI|LANNETT COMPANY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|68314
LCI|LANNETT COMPANY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1346
LCII|LCI INDUSTRIES|APCC|Apex Clearing Corporation|22
LCII|LCI INDUSTRIES|BANK|Primevest Financial Services, Inc.|55
LCII|LCI INDUSTRIES|BARD|Robert W. Baird & Co. Incorporated|232
LCII|LCI INDUSTRIES|BATM|CBOE TRADING, INC.|8341
LCII|LCI INDUSTRIES|BBNT|BB&T SECURITIES, LLC|850
LCII|LCI INDUSTRIES|BERN|Sanford C. Bernstein & Co., LLC|24518
LCII|LCI INDUSTRIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53
LCII|LCI INDUSTRIES|BLKX|INSTINET, LLC|5000
LCII|LCI INDUSTRIES|BMOC|BMO Capital Markets Corp.|233
LCII|LCI INDUSTRIES|BNPX|BNP PARIBAS SECURITIES CORP.|4114
LCII|LCI INDUSTRIES|BRVL|BLAYLOCK VAN, LLC|300
LCII|LCI INDUSTRIES|BTIG|BTIG, LLC|4197
LCII|LCI INDUSTRIES|BZYD|GOLDMAN SACHS & CO. LLC|141
LCII|LCI INDUSTRIES|CHAS|Charles Schwab & Co., Inc.|1452
LCII|LCI INDUSTRIES|CIST|Capital Institutional Services, Inc.|1568
LCII|LCI INDUSTRIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35444
LCII|LCI INDUSTRIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
LCII|LCI INDUSTRIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44863
LCII|LCI INDUSTRIES|CTDL|Citadel Derivatives Group Llc|11617
LCII|LCI INDUSTRIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|15816
LCII|LCI INDUSTRIES|DBAB|Deutsche Bank Securities Inc.|109123
LCII|LCI INDUSTRIES|DBAX|Deutsche Bank Securities Inc.|59200
LCII|LCI INDUSTRIES|DEAN|MORGAN STANLEY|4240
LCII|LCI INDUSTRIES|DEGS|RONIN PROFESSIONAL LLC|300
LCII|LCI INDUSTRIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
LCII|LCI INDUSTRIES|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|300
LCII|LCI INDUSTRIES|EBXL|EBX LLC|55500
LCII|LCI INDUSTRIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|11099
LCII|LCI INDUSTRIES|EDJO|Edward D. Jones & Co., L.P.|1628
LCII|LCI INDUSTRIES|EGAM|CBOE TRADING, INC.|2042
LCII|LCI INDUSTRIES|EGMT|EG MARKET TECHNOLOGIES LLC|780
LCII|LCI INDUSTRIES|EGXM|CBOE TRADING, INC.|6714
LCII|LCI INDUSTRIES|ELEV|ELEVATION, LLC|2760
LCII|LCI INDUSTRIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45743
LCII|LCI INDUSTRIES|ETRS|E*Trade Securities LLC|14658
LCII|LCI INDUSTRIES|FBSB|U.S. Bancorp Investments, Inc.|2
LCII|LCI INDUSTRIES|FILL|Tradestation Securities, Inc.|1790
LCII|LCI INDUSTRIES|FMAF|NBCN Inc./ CDS|33
LCII|LCI INDUSTRIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|970
LCII|LCI INDUSTRIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15188
LCII|LCI INDUSTRIES|FTBR|Foliofn Investments, Inc.|484
LCII|LCI INDUSTRIES|GEBB|GLOBAL EXECUTION BROKERS, LP|2707
LCII|LCI INDUSTRIES|GLIS|TD Securities Inc|60
LCII|LCI INDUSTRIES|GLPX|ACS EXECUTION SERVICES, LLC|900
LCII|LCI INDUSTRIES|GSCO|GOLDMAN SACHS & CO. LLC|163133
LCII|LCI INDUSTRIES|GSCS|GOLDMAN SACHS & CO. LLC|2933
LCII|LCI INDUSTRIES|GSLT|GOLDMAN SACHS & CO. LLC|689
LCII|LCI INDUSTRIES|GTSZ|GTS SECURITIES LLC|10668
LCII|LCI INDUSTRIES|HRBF|American Enterprise Investment Services Inc.|1130
LCII|LCI INDUSTRIES|IBKR|Interactive Brokers Llc|3125
LCII|LCI INDUSTRIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|98
LCII|LCI INDUSTRIES|ICBX|INSTINET, LLC|12701
LCII|LCI INDUSTRIES|IEQY|CITADEL SECURITIES LLC|13555
LCII|LCI INDUSTRIES|INCA|INSTINET, LLC|56781
LCII|LCI INDUSTRIES|INJX|INSTINET, LLC|1522
LCII|LCI INDUSTRIES|ITGI|ITG Inc.|16046
LCII|LCI INDUSTRIES|ITGP|ITG INC.|8000
LCII|LCI INDUSTRIES|JANY|Janney Montgomery Scott Inc.|800
LCII|LCI INDUSTRIES|JEFF|JEFFERIES LLC|207287
LCII|LCI INDUSTRIES|JMPT|JUMP TRADING, LLC|12014
LCII|LCI INDUSTRIES|JPBX|J.P. MORGAN SECURITIES LLC|1316
LCII|LCI INDUSTRIES|JPMX|J.P. Morgan Securities LLC|63495
LCII|LCI INDUSTRIES|KCGM|VIRTU Americas LLC|19853
LCII|LCI INDUSTRIES|KING|C. L. King & Associates, Inc.|2600
LCII|LCI INDUSTRIES|LEHM|Barclays Capital Inc./Le|198687
LCII|LCI INDUSTRIES|LIME|Lime Brokerage LLC|7644
LCII|LCI INDUSTRIES|LSCI|Lek Securities Corporation|1973
LCII|LCI INDUSTRIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62594
LCII|LCI INDUSTRIES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|80
LCII|LCI INDUSTRIES|MSCO|MORGAN STANLEY & CO. LLC|305966
LCII|LCI INDUSTRIES|MSPL|MORGAN STANLEY & CO. LLC|47700
LCII|LCI INDUSTRIES|MSTX|MORGAN STANLEY & CO. LLC|10400
LCII|LCI INDUSTRIES|NFSC|National Financial Services LLC|38172
LCII|LCI INDUSTRIES|NITE|VIRTU Americas LLC|57515
LCII|LCI INDUSTRIES|NITP|VIRTU Americas LLC|200
LCII|LCI INDUSTRIES|NQRB|Brut, LLC|664
LCII|LCI INDUSTRIES|NTRC|Northern Trust Securities, Inc.|115
LCII|LCI INDUSTRIES|OPCO|Oppenheimer & Co. Inc.|1536
LCII|LCI INDUSTRIES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1447
LCII|LCI INDUSTRIES|PDQM|CODA MARKETS, INC.|18465
LCII|LCI INDUSTRIES|PWJC|UBS Financial Services, Inc.|200
LCII|LCI INDUSTRIES|QMSR|QUATTRO M SECURITIES INC.|136
LCII|LCI INDUSTRIES|RBCM|RBC CAPITAL MARKETS, LLC|2974
LCII|LCI INDUSTRIES|SALI|INTL FCSTONE FINANCIAL INC.|18
LCII|LCI INDUSTRIES|SBSH|Citigroup Global Markets Inc.|16189
LCII|LCI INDUSTRIES|SGMT|GOLDMAN SACHS & CO. LLC|22305
LCII|LCI INDUSTRIES|SPDR|SPEEDROUTE LLC|5384
LCII|LCI INDUSTRIES|SPHN|Stephens Inc.|322
LCII|LCI INDUSTRIES|SSBS|STATE STREET GLOBAL MARKETS, LLC|186
LCII|LCI INDUSTRIES|STFL|Stifel, Nicolaus & Company, Incorporated|3167
LCII|LCI INDUSTRIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10
LCII|LCI INDUSTRIES|SWIM|TD Ameritrade, Inc.|1945
LCII|LCI INDUSTRIES|TKNG|ALLY INVEST SECURITIES LLC|322
LCII|LCI INDUSTRIES|TRBT|Tradebot Systems, Inc.|1440
LCII|LCI INDUSTRIES|TRCM|TRC MARKETS LLC|15465
LCII|LCI INDUSTRIES|UBSA|UBS SECURITIES LLC|158872
LCII|LCI INDUSTRIES|UBSS|UBS Securities LLC|186476
LCII|LCI INDUSTRIES|VALX|VIRTU AMERICAS LLC|973
LCII|LCI INDUSTRIES|VGRD|Vanguard Marketing Corporation|3095
LCII|LCI INDUSTRIES|WBLR|WILLIAM BLAIR|3400
LCII|LCI INDUSTRIES|WCHV|WELLS FARGO SECURITIES, LLC|42449
LCII|LCI INDUSTRIES|WDNX|WEEDEN & CO.L.P.|1102
LCII|LCI INDUSTRIES|WEDB|WEDBUSH SECURITIES INC.|18
LCII|LCI INDUSTRIES|WEED|Weeden & Co.L.P.|900
LCII|LCI INDUSTRIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|514
LCII|LCI INDUSTRIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4739
LCII|LCI INDUSTRIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|47
LCII|LCI INDUSTRIES|WSEA|WOLVERINE SECURITIES, LLC|364
LCII|LCI INDUSTRIES|XIST|INSTINET, LLC|28742
LCII|LCI INDUSTRIES|XPQR|Jump Trading|100
LCII|LCI INDUSTRIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
LCII|LCI INDUSTRIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9019
LCM|ADVENT/CLAYMORE ENH|APCC|Apex Clearing Corporation|136
LCM|ADVENT/CLAYMORE ENH|BARD|Robert W. Baird & Co. Incorporated|1180
LCM|ADVENT/CLAYMORE ENH|BATM|CBOE TRADING, INC.|2078
LCM|ADVENT/CLAYMORE ENH|BAYC|BAY CREST PARTNERS, LLC|800
LCM|ADVENT/CLAYMORE ENH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1464
LCM|ADVENT/CLAYMORE ENH|BTIG|BTIG, LLC|1800
LCM|ADVENT/CLAYMORE ENH|CHAS|Charles Schwab & Co., Inc.|2
LCM|ADVENT/CLAYMORE ENH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|956
LCM|ADVENT/CLAYMORE ENH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
LCM|ADVENT/CLAYMORE ENH|DBAX|Deutsche Bank Securities Inc.|3800
LCM|ADVENT/CLAYMORE ENH|DEAN|MORGAN STANLEY|250
LCM|ADVENT/CLAYMORE ENH|DEGS|RONIN PROFESSIONAL LLC|200
LCM|ADVENT/CLAYMORE ENH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3849
LCM|ADVENT/CLAYMORE ENH|EBXL|EBX LLC|4200
LCM|ADVENT/CLAYMORE ENH|ECUT|CONVERGEX EXECUTION SOLUTIONS|3600
LCM|ADVENT/CLAYMORE ENH|EDJO|Edward D. Jones & Co., L.P.|4910
LCM|ADVENT/CLAYMORE ENH|ESPO|ESPOSITO SECURITIES, LLC|5344
LCM|ADVENT/CLAYMORE ENH|ETBE|Electronic Transaction Clearing, Inc.|500
LCM|ADVENT/CLAYMORE ENH|ETRS|E*Trade Securities LLC|50348
LCM|ADVENT/CLAYMORE ENH|FILL|Tradestation Securities, Inc.|200
LCM|ADVENT/CLAYMORE ENH|FINX|FINTECH SECURITIES|33
LCM|ADVENT/CLAYMORE ENH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|819
LCM|ADVENT/CLAYMORE ENH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
LCM|ADVENT/CLAYMORE ENH|FTBR|Foliofn Investments, Inc.|194
LCM|ADVENT/CLAYMORE ENH|GSLT|GOLDMAN SACHS & CO. LLC|100
LCM|ADVENT/CLAYMORE ENH|HRBF|American Enterprise Investment Services Inc.|18999
LCM|ADVENT/CLAYMORE ENH|IATS|INTERACTIVE BROKERS LLC|7471
LCM|ADVENT/CLAYMORE ENH|IBKR|Interactive Brokers Llc|7331
LCM|ADVENT/CLAYMORE ENH|INCA|INSTINET, LLC|1696
LCM|ADVENT/CLAYMORE ENH|JPMX|J.P. Morgan Securities LLC|4800
LCM|ADVENT/CLAYMORE ENH|LIME|Lime Brokerage LLC|281
LCM|ADVENT/CLAYMORE ENH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
LCM|ADVENT/CLAYMORE ENH|MSCO|MORGAN STANLEY & CO. LLC|51801
LCM|ADVENT/CLAYMORE ENH|MSPL|MORGAN STANLEY & CO. LLC|2800
LCM|ADVENT/CLAYMORE ENH|NATL|National Securities Corporation|1250
LCM|ADVENT/CLAYMORE ENH|NFSC|National Financial Services LLC|101084
LCM|ADVENT/CLAYMORE ENH|NITE|VIRTU Americas LLC|123691
LCM|ADVENT/CLAYMORE ENH|NQRB|Brut, LLC|2635
LCM|ADVENT/CLAYMORE ENH|OPCO|Oppenheimer & Co. Inc.|2102
LCM|ADVENT/CLAYMORE ENH|PDQM|CODA MARKETS, INC.|100
LCM|ADVENT/CLAYMORE ENH|PWJC|UBS Financial Services, Inc.|6800
LCM|ADVENT/CLAYMORE ENH|RBCM|RBC CAPITAL MARKETS, LLC|4521
LCM|ADVENT/CLAYMORE ENH|SWIM|TD Ameritrade, Inc.|11344
LCM|ADVENT/CLAYMORE ENH|SWST|Hilltop Securities Inc.|11
LCM|ADVENT/CLAYMORE ENH|TRBT|Tradebot Systems, Inc.|1911
LCM|ADVENT/CLAYMORE ENH|UBSA|UBS SECURITIES LLC|4132
LCM|ADVENT/CLAYMORE ENH|UBSS|UBS Securities LLC|71929
LCM|ADVENT/CLAYMORE ENH|WCHV|WELLS FARGO SECURITIES, LLC|8993
LCM|ADVENT/CLAYMORE ENH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8435
LCM|ADVENT/CLAYMORE ENH|WGIF|CIBC World Markets Inc.|1
LCM|ADVENT/CLAYMORE ENH|WSEA|WOLVERINE SECURITIES, LLC|21
LCM|ADVENT/CLAYMORE ENH|YKNA|COMHAR CAPITAL MARKETS, LLC|100
LCM|ADVENT/CLAYMORE ENH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5358
LCNB|LCNB CORPORATION|APCC|Apex Clearing Corporation|8
LCNB|LCNB CORPORATION|BARD|Robert W. Baird & Co. Incorporated|768
LCNB|LCNB CORPORATION|BATM|CBOE TRADING, INC.|1
LCNB|LCNB CORPORATION|BAYC|BAY CREST PARTNERS, LLC|500
LCNB|LCNB CORPORATION|BMOC|BMO Capital Markets Corp.|1427
LCNB|LCNB CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|835
LCNB|LCNB CORPORATION|BTIG|BTIG, LLC|49989
LCNB|LCNB CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|348
LCNB|LCNB CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29
LCNB|LCNB CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18
LCNB|LCNB CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1052
LCNB|LCNB CORPORATION|CTDL|Citadel Derivatives Group Llc|1182
LCNB|LCNB CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|1178
LCNB|LCNB CORPORATION|DBAB|Deutsche Bank Securities Inc.|8522
LCNB|LCNB CORPORATION|DBAX|Deutsche Bank Securities Inc.|2000
LCNB|LCNB CORPORATION|DEGS|RONIN PROFESSIONAL LLC|904
LCNB|LCNB CORPORATION|EBXL|EBX LLC|2500
LCNB|LCNB CORPORATION|EDJO|Edward D. Jones & Co., L.P.|165
LCNB|LCNB CORPORATION|EGXM|CBOE TRADING, INC.|303
LCNB|LCNB CORPORATION|ETRS|E*Trade Securities LLC|419
LCNB|LCNB CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|66935
LCNB|LCNB CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|2516
LCNB|LCNB CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13339
LCNB|LCNB CORPORATION|FTBR|Foliofn Investments, Inc.|29
LCNB|LCNB CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|2517
LCNB|LCNB CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|24631
LCNB|LCNB CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|2156
LCNB|LCNB CORPORATION|GTSZ|GTS SECURITIES LLC|354
LCNB|LCNB CORPORATION|HRBF|American Enterprise Investment Services Inc.|493
LCNB|LCNB CORPORATION|IBKR|Interactive Brokers Llc|4059
LCNB|LCNB CORPORATION|ICBX|INSTINET, LLC|300
LCNB|LCNB CORPORATION|IEQY|CITADEL SECURITIES LLC|400
LCNB|LCNB CORPORATION|INCA|INSTINET, LLC|9801
LCNB|LCNB CORPORATION|INJX|INSTINET, LLC|1432
LCNB|LCNB CORPORATION|ITGI|ITG Inc.|3685
LCNB|LCNB CORPORATION|ITGP|ITG INC.|1200
LCNB|LCNB CORPORATION|JEFF|JEFFERIES LLC|3652
LCNB|LCNB CORPORATION|JPMX|J.P. Morgan Securities LLC|13583
LCNB|LCNB CORPORATION|KCGM|VIRTU Americas LLC|1250
LCNB|LCNB CORPORATION|LEHM|Barclays Capital Inc./Le|4828
LCNB|LCNB CORPORATION|LIME|Lime Brokerage LLC|30357
LCNB|LCNB CORPORATION|LMGP|LIME BROKERAGE LLC|100
LCNB|LCNB CORPORATION|LQNA|LIQUIDNET, INC.|8300
LCNB|LCNB CORPORATION|MAXM|Maxim Group LLC|571
LCNB|LCNB CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
LCNB|LCNB CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|35792
LCNB|LCNB CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|800
LCNB|LCNB CORPORATION|NFSC|National Financial Services LLC|5818
LCNB|LCNB CORPORATION|NITE|VIRTU Americas LLC|24961
LCNB|LCNB CORPORATION|NQRB|Brut, LLC|300
LCNB|LCNB CORPORATION|NTRC|Northern Trust Securities, Inc.|500
LCNB|LCNB CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|300
LCNB|LCNB CORPORATION|SBSH|Citigroup Global Markets Inc.|9514
LCNB|LCNB CORPORATION|SDLR|Sandler, O'Neill & Partners, L.P.|688
LCNB|LCNB CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|930
LCNB|LCNB CORPORATION|SPDR|SPEEDROUTE LLC|200
LCNB|LCNB CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|600
LCNB|LCNB CORPORATION|SWIM|TD Ameritrade, Inc.|1000
LCNB|LCNB CORPORATION|TRBT|Tradebot Systems, Inc.|1266
LCNB|LCNB CORPORATION|TRCM|TRC MARKETS LLC|6692
LCNB|LCNB CORPORATION|UBSA|UBS SECURITIES LLC|9514
LCNB|LCNB CORPORATION|UBSS|UBS Securities LLC|14923
LCNB|LCNB CORPORATION|VALX|VIRTU AMERICAS LLC|288
LCNB|LCNB CORPORATION|VGRD|Vanguard Marketing Corporation|134
LCNB|LCNB CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|2401
LCNB|LCNB CORPORATION|WEED|Weeden & Co.L.P.|11300
LCNB|LCNB CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|139
LCNB|LCNB CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1002
LCNB|LCNB CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2360
LCUT|LIFETIME BRANDS INC|APCC|Apex Clearing Corporation|6
LCUT|LIFETIME BRANDS INC|BAYT|BTIG, LLC|400
LCUT|LIFETIME BRANDS INC|BERN|Sanford C. Bernstein & Co., LLC|200
LCUT|LIFETIME BRANDS INC|BMOC|BMO Capital Markets Corp.|1723
LCUT|LIFETIME BRANDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1131
LCUT|LIFETIME BRANDS INC|BTIG|BTIG, LLC|77630
LCUT|LIFETIME BRANDS INC|CANT|Cantor Fitzgerald & Co.|1542
LCUT|LIFETIME BRANDS INC|CHAS|Charles Schwab & Co., Inc.|1
LCUT|LIFETIME BRANDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1003
LCUT|LIFETIME BRANDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|203
LCUT|LIFETIME BRANDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5603
LCUT|LIFETIME BRANDS INC|CTDL|Citadel Derivatives Group Llc|983
LCUT|LIFETIME BRANDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4432
LCUT|LIFETIME BRANDS INC|DBAB|Deutsche Bank Securities Inc.|30384
LCUT|LIFETIME BRANDS INC|DBAX|Deutsche Bank Securities Inc.|2200
LCUT|LIFETIME BRANDS INC|DEAN|MORGAN STANLEY|14
LCUT|LIFETIME BRANDS INC|DEGS|RONIN PROFESSIONAL LLC|4790
LCUT|LIFETIME BRANDS INC|EBXL|EBX LLC|17300
LCUT|LIFETIME BRANDS INC|EDJO|Edward D. Jones & Co., L.P.|2406
LCUT|LIFETIME BRANDS INC|EGAM|CBOE TRADING, INC.|200
LCUT|LIFETIME BRANDS INC|EGXM|CBOE TRADING, INC.|4
LCUT|LIFETIME BRANDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3089
LCUT|LIFETIME BRANDS INC|ETRS|E*Trade Securities LLC|2556
LCUT|LIFETIME BRANDS INC|FBCO|Credit Suisse Securities (USA) LLC|39893
LCUT|LIFETIME BRANDS INC|FOMA|TD AMERITRADE CLEARING, INC.|17457
LCUT|LIFETIME BRANDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11340
LCUT|LIFETIME BRANDS INC|FTBR|Foliofn Investments, Inc.|1510
LCUT|LIFETIME BRANDS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3079
LCUT|LIFETIME BRANDS INC|GLIS|TD Securities Inc|350
LCUT|LIFETIME BRANDS INC|GLPX|ACS EXECUTION SERVICES, LLC|300
LCUT|LIFETIME BRANDS INC|GSCO|GOLDMAN SACHS & CO. LLC|91230
LCUT|LIFETIME BRANDS INC|GSCS|GOLDMAN SACHS & CO. LLC|7955
LCUT|LIFETIME BRANDS INC|GSLT|GOLDMAN SACHS & CO. LLC|42
LCUT|LIFETIME BRANDS INC|GTSZ|GTS SECURITIES LLC|4188
LCUT|LIFETIME BRANDS INC|IATS|INTERACTIVE BROKERS LLC|100
LCUT|LIFETIME BRANDS INC|IBKR|Interactive Brokers Llc|24248
LCUT|LIFETIME BRANDS INC|ICBX|INSTINET, LLC|1800
LCUT|LIFETIME BRANDS INC|IEQY|CITADEL SECURITIES LLC|1007
LCUT|LIFETIME BRANDS INC|INCA|INSTINET, LLC|20882
LCUT|LIFETIME BRANDS INC|INJX|INSTINET, LLC|378
LCUT|LIFETIME BRANDS INC|ITGI|ITG Inc.|9984
LCUT|LIFETIME BRANDS INC|ITGP|ITG INC.|30600
LCUT|LIFETIME BRANDS INC|JEFF|JEFFERIES LLC|11242
LCUT|LIFETIME BRANDS INC|JMPT|JUMP TRADING, LLC|60
LCUT|LIFETIME BRANDS INC|JPMX|J.P. Morgan Securities LLC|24209
LCUT|LIFETIME BRANDS INC|KCGM|VIRTU Americas LLC|2110
LCUT|LIFETIME BRANDS INC|LEHM|Barclays Capital Inc./Le|44661
LCUT|LIFETIME BRANDS INC|LIME|Lime Brokerage LLC|28070
LCUT|LIFETIME BRANDS INC|LIWE|LIME BROKERAGE LLC|1100
LCUT|LIFETIME BRANDS INC|MAXM|Maxim Group LLC|1122
LCUT|LIFETIME BRANDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35916
LCUT|LIFETIME BRANDS INC|MSCO|MORGAN STANLEY & CO. LLC|83805
LCUT|LIFETIME BRANDS INC|MSPL|MORGAN STANLEY & CO. LLC|9100
LCUT|LIFETIME BRANDS INC|MSTX|MORGAN STANLEY & CO. LLC|1800
LCUT|LIFETIME BRANDS INC|NATL|National Securities Corporation|2763
LCUT|LIFETIME BRANDS INC|NFSC|National Financial Services LLC|14694
LCUT|LIFETIME BRANDS INC|NITE|VIRTU Americas LLC|58598
LCUT|LIFETIME BRANDS INC|NITP|VIRTU Americas LLC|800
LCUT|LIFETIME BRANDS INC|NQRB|Brut, LLC|36
LCUT|LIFETIME BRANDS INC|PDQM|CODA MARKETS, INC.|520
LCUT|LIFETIME BRANDS INC|RBCM|RBC CAPITAL MARKETS, LLC|1800
LCUT|LIFETIME BRANDS INC|SBSH|Citigroup Global Markets Inc.|68808
LCUT|LIFETIME BRANDS INC|SGMT|GOLDMAN SACHS & CO. LLC|1968
LCUT|LIFETIME BRANDS INC|SPDR|SPEEDROUTE LLC|1703
LCUT|LIFETIME BRANDS INC|SPTD|MINT GLOBAL MARKETS, INC.|690
LCUT|LIFETIME BRANDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1351
LCUT|LIFETIME BRANDS INC|SWIM|TD Ameritrade, Inc.|100
LCUT|LIFETIME BRANDS INC|TKNG|ALLY INVEST SECURITIES LLC|816
LCUT|LIFETIME BRANDS INC|TRBT|Tradebot Systems, Inc.|2099
LCUT|LIFETIME BRANDS INC|TRCM|TRC MARKETS LLC|13328
LCUT|LIFETIME BRANDS INC|UBSA|UBS SECURITIES LLC|41404
LCUT|LIFETIME BRANDS INC|UBSS|UBS Securities LLC|71482
LCUT|LIFETIME BRANDS INC|VALX|VIRTU AMERICAS LLC|3077
LCUT|LIFETIME BRANDS INC|VGRD|Vanguard Marketing Corporation|400
LCUT|LIFETIME BRANDS INC|WCHV|WELLS FARGO SECURITIES, LLC|6840
LCUT|LIFETIME BRANDS INC|WEDB|WEDBUSH SECURITIES INC.|9698
LCUT|LIFETIME BRANDS INC|WEED|Weeden & Co.L.P.|2215
LCUT|LIFETIME BRANDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|755
LCUT|LIFETIME BRANDS INC|WSEA|WOLVERINE SECURITIES, LLC|1678
LCUT|LIFETIME BRANDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
LCUT|LIFETIME BRANDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7690
LDF|LATIN AMER DISCOV FD|ALTX|Alternet Securities Inc.|100
LDF|LATIN AMER DISCOV FD|APCC|Apex Clearing Corporation|68
LDF|LATIN AMER DISCOV FD|BATM|CBOE TRADING, INC.|200
LDF|LATIN AMER DISCOV FD|CHAS|Charles Schwab & Co., Inc.|1
LDF|LATIN AMER DISCOV FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|580
LDF|LATIN AMER DISCOV FD|DEGS|RONIN PROFESSIONAL LLC|100
LDF|LATIN AMER DISCOV FD|EBXL|EBX LLC|100
LDF|LATIN AMER DISCOV FD|EDJO|Edward D. Jones & Co., L.P.|94
LDF|LATIN AMER DISCOV FD|EGAM|CBOE TRADING, INC.|3500
LDF|LATIN AMER DISCOV FD|ETRS|E*Trade Securities LLC|3620
LDF|LATIN AMER DISCOV FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|381
LDF|LATIN AMER DISCOV FD|FTBR|Foliofn Investments, Inc.|1
LDF|LATIN AMER DISCOV FD|GTSZ|GTS SECURITIES LLC|200
LDF|LATIN AMER DISCOV FD|IATS|INTERACTIVE BROKERS LLC|800
LDF|LATIN AMER DISCOV FD|IBKR|Interactive Brokers Llc|5888
LDF|LATIN AMER DISCOV FD|ICBX|INSTINET, LLC|300
LDF|LATIN AMER DISCOV FD|INCA|INSTINET, LLC|100
LDF|LATIN AMER DISCOV FD|ITGI|ITG Inc.|295
LDF|LATIN AMER DISCOV FD|ITGP|ITG INC.|400
LDF|LATIN AMER DISCOV FD|JPMX|J.P. Morgan Securities LLC|400
LDF|LATIN AMER DISCOV FD|LEHM|Barclays Capital Inc./Le|200
LDF|LATIN AMER DISCOV FD|LIME|Lime Brokerage LLC|560
LDF|LATIN AMER DISCOV FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
LDF|LATIN AMER DISCOV FD|MSCO|MORGAN STANLEY & CO. LLC|200
LDF|LATIN AMER DISCOV FD|NFSC|National Financial Services LLC|27913
LDF|LATIN AMER DISCOV FD|NITE|VIRTU Americas LLC|23400
LDF|LATIN AMER DISCOV FD|PWJC|UBS Financial Services, Inc.|288
LDF|LATIN AMER DISCOV FD|RBCM|RBC CAPITAL MARKETS, LLC|4500
LDF|LATIN AMER DISCOV FD|SBSH|Citigroup Global Markets Inc.|1855
LDF|LATIN AMER DISCOV FD|SGMT|GOLDMAN SACHS & CO. LLC|100
LDF|LATIN AMER DISCOV FD|SPDR|SPEEDROUTE LLC|100
LDF|LATIN AMER DISCOV FD|STFL|Stifel, Nicolaus & Company, Incorporated|2001
LDF|LATIN AMER DISCOV FD|SWST|Hilltop Securities Inc.|100
LDF|LATIN AMER DISCOV FD|UBSA|UBS SECURITIES LLC|1353
LDF|LATIN AMER DISCOV FD|UBSS|UBS Securities LLC|488
LDF|LATIN AMER DISCOV FD|VGRD|Vanguard Marketing Corporation|948
LDF|LATIN AMER DISCOV FD|WCHV|WELLS FARGO SECURITIES, LLC|1529
LDL|LYDALL INC|ANOS|ABEL/NOSER, L.L.C.|244
LDL|LYDALL INC|APCC|Apex Clearing Corporation|11
LDL|LYDALL INC|BATM|CBOE TRADING, INC.|17
LDL|LYDALL INC|BERN|Sanford C. Bernstein & Co., LLC|618
LDL|LYDALL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|155
LDL|LYDALL INC|BNPX|BNP PARIBAS SECURITIES CORP.|4030
LDL|LYDALL INC|BRVL|BLAYLOCK VAN, LLC|200
LDL|LYDALL INC|BTIG|BTIG, LLC|208
LDL|LYDALL INC|BYXM|CBOE TRADING, INC.|100
LDL|LYDALL INC|BZYD|GOLDMAN SACHS & CO. LLC|224
LDL|LYDALL INC|CHAS|Charles Schwab & Co., Inc.|100
LDL|LYDALL INC|CIST|Capital Institutional Services, Inc.|341
LDL|LYDALL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23185
LDL|LYDALL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10518
LDL|LYDALL INC|CTDL|Citadel Derivatives Group Llc|335
LDL|LYDALL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3728
LDL|LYDALL INC|DBAB|Deutsche Bank Securities Inc.|10325
LDL|LYDALL INC|DBAX|Deutsche Bank Securities Inc.|24000
LDL|LYDALL INC|DEAN|MORGAN STANLEY|1604
LDL|LYDALL INC|DEGS|RONIN PROFESSIONAL LLC|1261
LDL|LYDALL INC|EBXL|EBX LLC|13100
LDL|LYDALL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10411
LDL|LYDALL INC|EDJO|Edward D. Jones & Co., L.P.|1067
LDL|LYDALL INC|EGAM|CBOE TRADING, INC.|3937
LDL|LYDALL INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
LDL|LYDALL INC|EGXM|CBOE TRADING, INC.|200
LDL|LYDALL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3742
LDL|LYDALL INC|ETRS|E*Trade Securities LLC|1565
LDL|LYDALL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5428
LDL|LYDALL INC|FTBR|Foliofn Investments, Inc.|346
LDL|LYDALL INC|GLPX|ACS EXECUTION SERVICES, LLC|100
LDL|LYDALL INC|GSCO|GOLDMAN SACHS & CO. LLC|112148
LDL|LYDALL INC|GSCS|GOLDMAN SACHS & CO. LLC|300
LDL|LYDALL INC|GSLT|GOLDMAN SACHS & CO. LLC|627
LDL|LYDALL INC|GTSZ|GTS SECURITIES LLC|2983
LDL|LYDALL INC|HPPX|POTAMUS TRADING, LLC|631
LDL|LYDALL INC|HRBF|American Enterprise Investment Services Inc.|31
LDL|LYDALL INC|IBKR|Interactive Brokers Llc|137
LDL|LYDALL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16
LDL|LYDALL INC|ICBX|INSTINET, LLC|1873
LDL|LYDALL INC|IEQY|CITADEL SECURITIES LLC|3947
LDL|LYDALL INC|INCA|INSTINET, LLC|25982
LDL|LYDALL INC|INJX|INSTINET, LLC|3422
LDL|LYDALL INC|ITGI|ITG Inc.|8655
LDL|LYDALL INC|ITGP|ITG INC.|3200
LDL|LYDALL INC|JANY|Janney Montgomery Scott Inc.|1
LDL|LYDALL INC|JEFF|JEFFERIES LLC|6243
LDL|LYDALL INC|JPBX|J.P. MORGAN SECURITIES LLC|538
LDL|LYDALL INC|JPMX|J.P. Morgan Securities LLC|34396
LDL|LYDALL INC|KCGM|VIRTU Americas LLC|19817
LDL|LYDALL INC|LEHM|Barclays Capital Inc./Le|25261
LDL|LYDALL INC|LIME|Lime Brokerage LLC|5834
LDL|LYDALL INC|LOOP|Loop Capital Markets LLC|2896
LDL|LYDALL INC|LQNA|LIQUIDNET, INC.|12000
LDL|LYDALL INC|LSCI|Lek Securities Corporation|7
LDL|LYDALL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
LDL|LYDALL INC|MSCO|MORGAN STANLEY & CO. LLC|54168
LDL|LYDALL INC|MSPL|MORGAN STANLEY & CO. LLC|5300
LDL|LYDALL INC|MSTX|MORGAN STANLEY & CO. LLC|1800
LDL|LYDALL INC|NFSC|National Financial Services LLC|9730
LDL|LYDALL INC|NITE|VIRTU Americas LLC|8812
LDL|LYDALL INC|NQRB|Brut, LLC|300
LDL|LYDALL INC|PDQM|CODA MARKETS, INC.|12766
LDL|LYDALL INC|ROTH|Roth Capital Partners, LLC|4948
LDL|LYDALL INC|SAGW|SAGETRADER, LLC|200
LDL|LYDALL INC|SBSH|Citigroup Global Markets Inc.|7218
LDL|LYDALL INC|SGMT|GOLDMAN SACHS & CO. LLC|11207
LDL|LYDALL INC|SPDR|SPEEDROUTE LLC|2713
LDL|LYDALL INC|SPTD|MINT GLOBAL MARKETS, INC.|100
LDL|LYDALL INC|STFL|Stifel, Nicolaus & Company, Incorporated|800
LDL|LYDALL INC|SWIM|TD Ameritrade, Inc.|19
LDL|LYDALL INC|TRBT|Tradebot Systems, Inc.|720
LDL|LYDALL INC|TRCM|TRC MARKETS LLC|5754
LDL|LYDALL INC|UBSA|UBS SECURITIES LLC|56386
LDL|LYDALL INC|UBSS|UBS Securities LLC|45081
LDL|LYDALL INC|VALX|VIRTU AMERICAS LLC|902
LDL|LYDALL INC|VGRD|Vanguard Marketing Corporation|2637
LDL|LYDALL INC|WCHV|WELLS FARGO SECURITIES, LLC|162
LDL|LYDALL INC|WEED|Weeden & Co.L.P.|5800
LDL|LYDALL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|735
LDL|LYDALL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2192
LDL|LYDALL INC|WSAG|WALL STREET ACCESS|100
LDL|LYDALL INC|XIST|INSTINET, LLC|2000
LDL|LYDALL INC|XPQR|Jump Trading|100
LDL|LYDALL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
LDL|LYDALL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|102
LDOS|LEIDOS HLDGS, INC.|ABLE|NATIXIS Securities Americas LLC|16655
LDOS|LEIDOS HLDGS, INC.|ADAM|CANACCORD GENUITY INC.|200
LDOS|LEIDOS HLDGS, INC.|ALTX|Alternet Securities Inc.|6100
LDOS|LEIDOS HLDGS, INC.|ANOS|ABEL/NOSER, L.L.C.|6233
LDOS|LEIDOS HLDGS, INC.|APCC|Apex Clearing Corporation|63
LDOS|LEIDOS HLDGS, INC.|AQUA|AQUA SECURITIES L.P.|5300
LDOS|LEIDOS HLDGS, INC.|BANK|Primevest Financial Services, Inc.|11
LDOS|LEIDOS HLDGS, INC.|BARD|Robert W. Baird & Co. Incorporated|3163
LDOS|LEIDOS HLDGS, INC.|BATM|CBOE TRADING, INC.|10661
LDOS|LEIDOS HLDGS, INC.|BAYT|BTIG, LLC|2000
LDOS|LEIDOS HLDGS, INC.|BBNT|BB&T SECURITIES, LLC|2566
LDOS|LEIDOS HLDGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|38974
LDOS|LEIDOS HLDGS, INC.|BIDS|BIDS TRADING L.P.|800
LDOS|LEIDOS HLDGS, INC.|BIMI|Banca IMI Securities Corp.|2348
LDOS|LEIDOS HLDGS, INC.|BKCM|BNY Mellon Capital Markets LLC|30597
LDOS|LEIDOS HLDGS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5487
LDOS|LEIDOS HLDGS, INC.|BLKX|INSTINET, LLC|235854
LDOS|LEIDOS HLDGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4960
LDOS|LEIDOS HLDGS, INC.|BRVL|BLAYLOCK VAN, LLC|400
LDOS|LEIDOS HLDGS, INC.|BTIG|BTIG, LLC|10594
LDOS|LEIDOS HLDGS, INC.|BYXM|CBOE TRADING, INC.|200
LDOS|LEIDOS HLDGS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|500
LDOS|LEIDOS HLDGS, INC.|CANT|Cantor Fitzgerald & Co.|3573
LDOS|LEIDOS HLDGS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|90000
LDOS|LEIDOS HLDGS, INC.|CHAS|Charles Schwab & Co., Inc.|2267
LDOS|LEIDOS HLDGS, INC.|CIBP|CIBC World Markets Corp.|71000
LDOS|LEIDOS HLDGS, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
LDOS|LEIDOS HLDGS, INC.|CIST|Capital Institutional Services, Inc.|1244
LDOS|LEIDOS HLDGS, INC.|CNFR|Cowen Prime Services LLC|32400
LDOS|LEIDOS HLDGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97090
LDOS|LEIDOS HLDGS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13700
LDOS|LEIDOS HLDGS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1695
LDOS|LEIDOS HLDGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|309460
LDOS|LEIDOS HLDGS, INC.|CTDL|Citadel Derivatives Group Llc|6555
LDOS|LEIDOS HLDGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|75630
LDOS|LEIDOS HLDGS, INC.|DBAB|Deutsche Bank Securities Inc.|456841
LDOS|LEIDOS HLDGS, INC.|DBAX|Deutsche Bank Securities Inc.|256300
LDOS|LEIDOS HLDGS, INC.|DBUL|Deutsche Bank Securities Inc.|2890
LDOS|LEIDOS HLDGS, INC.|DCHF|Dart Executions, LLC|2086
LDOS|LEIDOS HLDGS, INC.|DEAN|MORGAN STANLEY|18429
LDOS|LEIDOS HLDGS, INC.|DEGS|RONIN PROFESSIONAL LLC|100
LDOS|LEIDOS HLDGS, INC.|EBXL|EBX LLC|156300
LDOS|LEIDOS HLDGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|33630
LDOS|LEIDOS HLDGS, INC.|EDJO|Edward D. Jones & Co., L.P.|1049
LDOS|LEIDOS HLDGS, INC.|EGAM|CBOE TRADING, INC.|11583
LDOS|LEIDOS HLDGS, INC.|EGAW|CBOE TRADING, INC.|107
LDOS|LEIDOS HLDGS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1523
LDOS|LEIDOS HLDGS, INC.|EGXM|CBOE TRADING, INC.|2065
LDOS|LEIDOS HLDGS, INC.|ESPO|ESPOSITO SECURITIES, LLC|54352
LDOS|LEIDOS HLDGS, INC.|ETBE|Electronic Transaction Clearing, Inc.|15292
LDOS|LEIDOS HLDGS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
LDOS|LEIDOS HLDGS, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|31
LDOS|LEIDOS HLDGS, INC.|ETCC|Electronic Transaction Clearing, Inc.|625
LDOS|LEIDOS HLDGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12428
LDOS|LEIDOS HLDGS, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
LDOS|LEIDOS HLDGS, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1403
LDOS|LEIDOS HLDGS, INC.|ETRS|E*Trade Securities LLC|15074
LDOS|LEIDOS HLDGS, INC.|FBSB|U.S. Bancorp Investments, Inc.|1
LDOS|LEIDOS HLDGS, INC.|FILL|Tradestation Securities, Inc.|2952
LDOS|LEIDOS HLDGS, INC.|FINX|FINTECH SECURITIES|1240
LDOS|LEIDOS HLDGS, INC.|FMAF|NBCN Inc./ CDS|785
LDOS|LEIDOS HLDGS, INC.|FMCO|First Manhattan Co|925
LDOS|LEIDOS HLDGS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7258
LDOS|LEIDOS HLDGS, INC.|FQLS|Quantlab Securities LP|308737
LDOS|LEIDOS HLDGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101669
LDOS|LEIDOS HLDGS, INC.|FTBR|Foliofn Investments, Inc.|3999
LDOS|LEIDOS HLDGS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|715
LDOS|LEIDOS HLDGS, INC.|GLIS|TD Securities Inc|208
LDOS|LEIDOS HLDGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|36856
LDOS|LEIDOS HLDGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2555431
LDOS|LEIDOS HLDGS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|290
LDOS|LEIDOS HLDGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|8501
LDOS|LEIDOS HLDGS, INC.|GTSZ|GTS SECURITIES LLC|121695
LDOS|LEIDOS HLDGS, INC.|HASF|Haywood Securities Inc./CDS|223
LDOS|LEIDOS HLDGS, INC.|HRBF|American Enterprise Investment Services Inc.|10984
LDOS|LEIDOS HLDGS, INC.|HSBC|HSBC Securities, Inc.|636
LDOS|LEIDOS HLDGS, INC.|IATS|INTERACTIVE BROKERS LLC|11321
LDOS|LEIDOS HLDGS, INC.|IBKR|Interactive Brokers Llc|22576
LDOS|LEIDOS HLDGS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|200
LDOS|LEIDOS HLDGS, INC.|ICBX|INSTINET, LLC|50553
LDOS|LEIDOS HLDGS, INC.|IEQY|CITADEL SECURITIES LLC|59705
LDOS|LEIDOS HLDGS, INC.|INCA|INSTINET, LLC|227291
LDOS|LEIDOS HLDGS, INC.|INJX|INSTINET, LLC|5216
LDOS|LEIDOS HLDGS, INC.|ITGI|ITG Inc.|43622
LDOS|LEIDOS HLDGS, INC.|ITGP|ITG INC.|199000
LDOS|LEIDOS HLDGS, INC.|JANY|Janney Montgomery Scott Inc.|11208
LDOS|LEIDOS HLDGS, INC.|JEFF|JEFFERIES LLC|234996
LDOS|LEIDOS HLDGS, INC.|JMPT|JUMP TRADING, LLC|64963
LDOS|LEIDOS HLDGS, INC.|JONE|JonesTrading|1050
LDOS|LEIDOS HLDGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|55159
LDOS|LEIDOS HLDGS, INC.|JPMX|J.P. Morgan Securities LLC|610818
LDOS|LEIDOS HLDGS, INC.|JSJX|JANE STREET CAPITAL LLC|41651
LDOS|LEIDOS HLDGS, INC.|KCGM|VIRTU Americas LLC|41931
LDOS|LEIDOS HLDGS, INC.|LEHM|Barclays Capital Inc./Le|574257
LDOS|LEIDOS HLDGS, INC.|LGNT|COR CLEARING LLC|1
LDOS|LEIDOS HLDGS, INC.|LIME|Lime Brokerage LLC|22702
LDOS|LEIDOS HLDGS, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|464960
LDOS|LEIDOS HLDGS, INC.|LQNA|LIQUIDNET, INC.|147600
LDOS|LEIDOS HLDGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139770
LDOS|LEIDOS HLDGS, INC.|MOTF|MOTIF INVESTING, INC.|56
LDOS|LEIDOS HLDGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|2743383
LDOS|LEIDOS HLDGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|403600
LDOS|LEIDOS HLDGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|302500
LDOS|LEIDOS HLDGS, INC.|MULL|MARK J. MULLER EQUITIES, INC.|3196
LDOS|LEIDOS HLDGS, INC.|NEUB|NEUBERGER BERMAN BD LLC|3928
LDOS|LEIDOS HLDGS, INC.|NFSC|National Financial Services LLC|224873
LDOS|LEIDOS HLDGS, INC.|NITE|VIRTU Americas LLC|388192
LDOS|LEIDOS HLDGS, INC.|NITP|VIRTU Americas LLC|389
LDOS|LEIDOS HLDGS, INC.|NMRA|Nomura Securities International, Inc.|200
LDOS|LEIDOS HLDGS, INC.|NQRB|Brut, LLC|20731
LDOS|LEIDOS HLDGS, INC.|OHOS|TWO SIGMA SECURITIES, LLC|47831
LDOS|LEIDOS HLDGS, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|46403
LDOS|LEIDOS HLDGS, INC.|OPCO|Oppenheimer & Co. Inc.|22319
LDOS|LEIDOS HLDGS, INC.|PCPT|PHILLIP CAPITAL INC.|1325
LDOS|LEIDOS HLDGS, INC.|PDQM|CODA MARKETS, INC.|78744
LDOS|LEIDOS HLDGS, INC.|PHLY|NASDAQ Execution Services, LLC|400
LDOS|LEIDOS HLDGS, INC.|PIPR|Piper Jaffray & Co.|164
LDOS|LEIDOS HLDGS, INC.|PWJC|UBS Financial Services, Inc.|2569
LDOS|LEIDOS HLDGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|6441
LDOS|LEIDOS HLDGS, INC.|SAGL|SAGETRADER, LLC|48981
LDOS|LEIDOS HLDGS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|185
LDOS|LEIDOS HLDGS, INC.|SBSH|Citigroup Global Markets Inc.|109549
LDOS|LEIDOS HLDGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|178348
LDOS|LEIDOS HLDGS, INC.|SJLS|TRADE INFORMATICS LLC|200
LDOS|LEIDOS HLDGS, INC.|SPDR|SPEEDROUTE LLC|10165
LDOS|LEIDOS HLDGS, INC.|SPHN|Stephens Inc.|100
LDOS|LEIDOS HLDGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4574
LDOS|LEIDOS HLDGS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|18
LDOS|LEIDOS HLDGS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4807
LDOS|LEIDOS HLDGS, INC.|SWIM|TD Ameritrade, Inc.|7596
LDOS|LEIDOS HLDGS, INC.|SWST|Hilltop Securities Inc.|1308
LDOS|LEIDOS HLDGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|7
LDOS|LEIDOS HLDGS, INC.|TRBT|Tradebot Systems, Inc.|229555
LDOS|LEIDOS HLDGS, INC.|TRCM|TRC MARKETS LLC|67620
LDOS|LEIDOS HLDGS, INC.|UBSA|UBS SECURITIES LLC|571442
LDOS|LEIDOS HLDGS, INC.|UBSS|UBS Securities LLC|765328
LDOS|LEIDOS HLDGS, INC.|VALX|VIRTU AMERICAS LLC|5527
LDOS|LEIDOS HLDGS, INC.|VGRD|Vanguard Marketing Corporation|9463
LDOS|LEIDOS HLDGS, INC.|WBET|Wallachbeth Capital LLC|1230
LDOS|LEIDOS HLDGS, INC.|WBLR|WILLIAM BLAIR|141
LDOS|LEIDOS HLDGS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2210
LDOS|LEIDOS HLDGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|317037
LDOS|LEIDOS HLDGS, INC.|WEDB|WEDBUSH SECURITIES INC.|1102
LDOS|LEIDOS HLDGS, INC.|WEED|Weeden & Co.L.P.|23000
LDOS|LEIDOS HLDGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18000
LDOS|LEIDOS HLDGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10428
LDOS|LEIDOS HLDGS, INC.|WGIF|CIBC World Markets Inc.|34903
LDOS|LEIDOS HLDGS, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|373
LDOS|LEIDOS HLDGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|1057
LDOS|LEIDOS HLDGS, INC.|XIST|INSTINET, LLC|66556
LDOS|LEIDOS HLDGS, INC.|XPQR|Jump Trading|4073
LDOS|LEIDOS HLDGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|114456
LDOS|LEIDOS HLDGS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|825
LDOS|LEIDOS HLDGS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3720
LDP|COHEN & STEERS LTD|ALTX|Alternet Securities Inc.|500
LDP|COHEN & STEERS LTD|APCC|Apex Clearing Corporation|426
LDP|COHEN & STEERS LTD|BANK|Primevest Financial Services, Inc.|400
LDP|COHEN & STEERS LTD|BARD|Robert W. Baird & Co. Incorporated|309
LDP|COHEN & STEERS LTD|BATM|CBOE TRADING, INC.|22
LDP|COHEN & STEERS LTD|BTIG|BTIG, LLC|2600
LDP|COHEN & STEERS LTD|BYXM|CBOE TRADING, INC.|200
LDP|COHEN & STEERS LTD|CANT|Cantor Fitzgerald & Co.|277
LDP|COHEN & STEERS LTD|CHAS|Charles Schwab & Co., Inc.|9
LDP|COHEN & STEERS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1975
LDP|COHEN & STEERS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
LDP|COHEN & STEERS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2100
LDP|COHEN & STEERS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2707
LDP|COHEN & STEERS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|7764
LDP|COHEN & STEERS LTD|DADA|D.A. Davidson & Co.|2
LDP|COHEN & STEERS LTD|DBAX|Deutsche Bank Securities Inc.|5100
LDP|COHEN & STEERS LTD|DEAN|MORGAN STANLEY|60590
LDP|COHEN & STEERS LTD|EBXL|EBX LLC|11800
LDP|COHEN & STEERS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5505
LDP|COHEN & STEERS LTD|EGAM|CBOE TRADING, INC.|400
LDP|COHEN & STEERS LTD|ETBE|Electronic Transaction Clearing, Inc.|100
LDP|COHEN & STEERS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
LDP|COHEN & STEERS LTD|ETRS|E*Trade Securities LLC|11155
LDP|COHEN & STEERS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11080
LDP|COHEN & STEERS LTD|FTBR|Foliofn Investments, Inc.|26
LDP|COHEN & STEERS LTD|GLPX|ACS EXECUTION SERVICES, LLC|1938
LDP|COHEN & STEERS LTD|GSCO|GOLDMAN SACHS & CO. LLC|114
LDP|COHEN & STEERS LTD|GSCS|GOLDMAN SACHS & CO. LLC|700
LDP|COHEN & STEERS LTD|GSLT|GOLDMAN SACHS & CO. LLC|100
LDP|COHEN & STEERS LTD|GTSZ|GTS SECURITIES LLC|1740
LDP|COHEN & STEERS LTD|HRBF|American Enterprise Investment Services Inc.|499
LDP|COHEN & STEERS LTD|IATS|INTERACTIVE BROKERS LLC|400
LDP|COHEN & STEERS LTD|IBKR|Interactive Brokers Llc|5538
LDP|COHEN & STEERS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4955
LDP|COHEN & STEERS LTD|ICBX|INSTINET, LLC|2900
LDP|COHEN & STEERS LTD|INCA|INSTINET, LLC|3440
LDP|COHEN & STEERS LTD|ITGI|ITG Inc.|400
LDP|COHEN & STEERS LTD|ITGP|ITG INC.|600
LDP|COHEN & STEERS LTD|JANY|Janney Montgomery Scott Inc.|214
LDP|COHEN & STEERS LTD|JPMX|J.P. Morgan Securities LLC|7826
LDP|COHEN & STEERS LTD|KCGM|VIRTU Americas LLC|1894
LDP|COHEN & STEERS LTD|LEHM|Barclays Capital Inc./Le|1200
LDP|COHEN & STEERS LTD|LIME|Lime Brokerage LLC|475
LDP|COHEN & STEERS LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
LDP|COHEN & STEERS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
LDP|COHEN & STEERS LTD|MSCO|MORGAN STANLEY & CO. LLC|63969
LDP|COHEN & STEERS LTD|MSPL|MORGAN STANLEY & CO. LLC|3500
LDP|COHEN & STEERS LTD|NFSC|National Financial Services LLC|64923
LDP|COHEN & STEERS LTD|NITE|VIRTU Americas LLC|118599
LDP|COHEN & STEERS LTD|NQRB|Brut, LLC|1390
LDP|COHEN & STEERS LTD|OPCO|Oppenheimer & Co. Inc.|2537
LDP|COHEN & STEERS LTD|OTAA|OTA LLC|600
LDP|COHEN & STEERS LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3650
LDP|COHEN & STEERS LTD|PDQM|CODA MARKETS, INC.|4261
LDP|COHEN & STEERS LTD|PWJC|UBS Financial Services, Inc.|21626
LDP|COHEN & STEERS LTD|RBCM|RBC CAPITAL MARKETS, LLC|12511
LDP|COHEN & STEERS LTD|SAGL|SAGETRADER, LLC|400
LDP|COHEN & STEERS LTD|SALI|INTL FCSTONE FINANCIAL INC.|1072
LDP|COHEN & STEERS LTD|SBSH|Citigroup Global Markets Inc.|55245
LDP|COHEN & STEERS LTD|SGMT|GOLDMAN SACHS & CO. LLC|5464
LDP|COHEN & STEERS LTD|SPDR|SPEEDROUTE LLC|400
LDP|COHEN & STEERS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|3287
LDP|COHEN & STEERS LTD|SWIM|TD Ameritrade, Inc.|1187
LDP|COHEN & STEERS LTD|SWST|Hilltop Securities Inc.|264
LDP|COHEN & STEERS LTD|TRBT|Tradebot Systems, Inc.|529
LDP|COHEN & STEERS LTD|TRCM|TRC MARKETS LLC|40
LDP|COHEN & STEERS LTD|UBSA|UBS SECURITIES LLC|21338
LDP|COHEN & STEERS LTD|UBSS|UBS Securities LLC|141893
LDP|COHEN & STEERS LTD|VALX|VIRTU AMERICAS LLC|1815
LDP|COHEN & STEERS LTD|VGRD|Vanguard Marketing Corporation|6746
LDP|COHEN & STEERS LTD|WCHV|WELLS FARGO SECURITIES, LLC|12004
LDP|COHEN & STEERS LTD|WEDB|WEDBUSH SECURITIES INC.|2079
LDP|COHEN & STEERS LTD|WSEA|WOLVERINE SECURITIES, LLC|3
LDP|COHEN & STEERS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3702
LDP|COHEN & STEERS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
LDP|COHEN & STEERS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3661
LDRI|INVESCO LADDERRITE|APCC|Apex Clearing Corporation|11
LDRI|INVESCO LADDERRITE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1215
LDRI|INVESCO LADDERRITE|CANT|Cantor Fitzgerald & Co.|907
LDRI|INVESCO LADDERRITE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|523
LDRI|INVESCO LADDERRITE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|870
LDRI|INVESCO LADDERRITE|DBAX|Deutsche Bank Securities Inc.|800
LDRI|INVESCO LADDERRITE|EBXL|EBX LLC|1000
LDRI|INVESCO LADDERRITE|ETRS|E*Trade Securities LLC|1
LDRI|INVESCO LADDERRITE|FBCO|Credit Suisse Securities (USA) LLC|4
LDRI|INVESCO LADDERRITE|FOMA|TD AMERITRADE CLEARING, INC.|11894
LDRI|INVESCO LADDERRITE|GEBB|GLOBAL EXECUTION BROKERS, LP|100
LDRI|INVESCO LADDERRITE|IBKR|Interactive Brokers Llc|7
LDRI|INVESCO LADDERRITE|ITGI|ITG Inc.|375
LDRI|INVESCO LADDERRITE|JPMX|J.P. Morgan Securities LLC|872
LDRI|INVESCO LADDERRITE|JSEB|JANE STREET EXECUTION SERVICES, LLC|8051
LDRI|INVESCO LADDERRITE|JSJX|JANE STREET CAPITAL LLC|1759
LDRI|INVESCO LADDERRITE|KCGM|VIRTU Americas LLC|2267
LDRI|INVESCO LADDERRITE|LEHM|Barclays Capital Inc./Le|1000
LDRI|INVESCO LADDERRITE|LIME|Lime Brokerage LLC|407
LDRI|INVESCO LADDERRITE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1068
LDRI|INVESCO LADDERRITE|MSCO|MORGAN STANLEY & CO. LLC|517
LDRI|INVESCO LADDERRITE|NFSC|National Financial Services LLC|1234
LDRI|INVESCO LADDERRITE|NITE|VIRTU Americas LLC|5810
LDRI|INVESCO LADDERRITE|SBSH|Citigroup Global Markets Inc.|15
LDRI|INVESCO LADDERRITE|SGMT|GOLDMAN SACHS & CO. LLC|1423
LDRI|INVESCO LADDERRITE|UBSA|UBS SECURITIES LLC|1228
LDRI|INVESCO LADDERRITE|UBSS|UBS Securities LLC|208
LDRI|INVESCO LADDERRITE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|162
LDRS|INNOVATOR IBD ETF LE|APCC|Apex Clearing Corporation|302
LDRS|INNOVATOR IBD ETF LE|BYXM|CBOE TRADING, INC.|233
LDRS|INNOVATOR IBD ETF LE|CANT|Cantor Fitzgerald & Co.|10000
LDRS|INNOVATOR IBD ETF LE|CHAS|Charles Schwab & Co., Inc.|21
LDRS|INNOVATOR IBD ETF LE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9800
LDRS|INNOVATOR IBD ETF LE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3195
LDRS|INNOVATOR IBD ETF LE|DBAX|Deutsche Bank Securities Inc.|300
LDRS|INNOVATOR IBD ETF LE|EBXL|EBX LLC|500
LDRS|INNOVATOR IBD ETF LE|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
LDRS|INNOVATOR IBD ETF LE|EDJO|Edward D. Jones & Co., L.P.|500
LDRS|INNOVATOR IBD ETF LE|ETRS|E*Trade Securities LLC|7298
LDRS|INNOVATOR IBD ETF LE|FILL|Tradestation Securities, Inc.|1400
LDRS|INNOVATOR IBD ETF LE|FMAF|NBCN Inc./ CDS|150
LDRS|INNOVATOR IBD ETF LE|FTBR|Foliofn Investments, Inc.|501
LDRS|INNOVATOR IBD ETF LE|GEBB|GLOBAL EXECUTION BROKERS, LP|200
LDRS|INNOVATOR IBD ETF LE|GLIS|TD Securities Inc|100
LDRS|INNOVATOR IBD ETF LE|GSLT|GOLDMAN SACHS & CO. LLC|5470
LDRS|INNOVATOR IBD ETF LE|GTSZ|GTS SECURITIES LLC|1619
LDRS|INNOVATOR IBD ETF LE|HRBF|American Enterprise Investment Services Inc.|196
LDRS|INNOVATOR IBD ETF LE|IATS|INTERACTIVE BROKERS LLC|447
LDRS|INNOVATOR IBD ETF LE|IBKR|Interactive Brokers Llc|5254
LDRS|INNOVATOR IBD ETF LE|JPMX|J.P. Morgan Securities LLC|4600
LDRS|INNOVATOR IBD ETF LE|JSEB|JANE STREET EXECUTION SERVICES, LLC|10000
LDRS|INNOVATOR IBD ETF LE|JSJX|JANE STREET CAPITAL LLC|61503
LDRS|INNOVATOR IBD ETF LE|KCGM|VIRTU Americas LLC|3327
LDRS|INNOVATOR IBD ETF LE|LEHM|Barclays Capital Inc./Le|4400
LDRS|INNOVATOR IBD ETF LE|LIME|Lime Brokerage LLC|2935
LDRS|INNOVATOR IBD ETF LE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17600
LDRS|INNOVATOR IBD ETF LE|MOTF|MOTIF INVESTING, INC.|5
LDRS|INNOVATOR IBD ETF LE|MSCO|MORGAN STANLEY & CO. LLC|16048
LDRS|INNOVATOR IBD ETF LE|MSPL|MORGAN STANLEY & CO. LLC|200
LDRS|INNOVATOR IBD ETF LE|NFSC|National Financial Services LLC|94996
LDRS|INNOVATOR IBD ETF LE|NITE|VIRTU Americas LLC|38891
LDRS|INNOVATOR IBD ETF LE|NITP|VIRTU Americas LLC|4417
LDRS|INNOVATOR IBD ETF LE|RBCM|RBC CAPITAL MARKETS, LLC|1198
LDRS|INNOVATOR IBD ETF LE|SBSH|Citigroup Global Markets Inc.|682
LDRS|INNOVATOR IBD ETF LE|SGMT|GOLDMAN SACHS & CO. LLC|500
LDRS|INNOVATOR IBD ETF LE|STFL|Stifel, Nicolaus & Company, Incorporated|2300
LDRS|INNOVATOR IBD ETF LE|SWIM|TD Ameritrade, Inc.|7809
LDRS|INNOVATOR IBD ETF LE|UBSA|UBS SECURITIES LLC|22389
LDRS|INNOVATOR IBD ETF LE|UBSS|UBS Securities LLC|56965
LDRS|INNOVATOR IBD ETF LE|VGRD|Vanguard Marketing Corporation|4564
LDRS|INNOVATOR IBD ETF LE|WCHV|WELLS FARGO SECURITIES, LLC|1375
LDRS|INNOVATOR IBD ETF LE|WSEA|WOLVERINE SECURITIES, LLC|583
LDRS|INNOVATOR IBD ETF LE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12018
LDUR|PIMCO ENHANCED LOW|APCC|Apex Clearing Corporation|14
LDUR|PIMCO ENHANCED LOW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|957
LDUR|PIMCO ENHANCED LOW|CHAS|Charles Schwab & Co., Inc.|64
LDUR|PIMCO ENHANCED LOW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
LDUR|PIMCO ENHANCED LOW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1964
LDUR|PIMCO ENHANCED LOW|DBAX|Deutsche Bank Securities Inc.|1900
LDUR|PIMCO ENHANCED LOW|DEAN|MORGAN STANLEY|2793
LDUR|PIMCO ENHANCED LOW|EBXL|EBX LLC|900
LDUR|PIMCO ENHANCED LOW|EDJO|Edward D. Jones & Co., L.P.|378
LDUR|PIMCO ENHANCED LOW|ETRS|E*Trade Securities LLC|2748
LDUR|PIMCO ENHANCED LOW|FBSB|U.S. Bancorp Investments, Inc.|545
LDUR|PIMCO ENHANCED LOW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|298
LDUR|PIMCO ENHANCED LOW|FTBR|Foliofn Investments, Inc.|177
LDUR|PIMCO ENHANCED LOW|GEBB|GLOBAL EXECUTION BROKERS, LP|1264
LDUR|PIMCO ENHANCED LOW|IBKR|Interactive Brokers Llc|1935
LDUR|PIMCO ENHANCED LOW|ICBX|INSTINET, LLC|200
LDUR|PIMCO ENHANCED LOW|INCA|INSTINET, LLC|300
LDUR|PIMCO ENHANCED LOW|JANY|Janney Montgomery Scott Inc.|200
LDUR|PIMCO ENHANCED LOW|JPMX|J.P. Morgan Securities LLC|3498
LDUR|PIMCO ENHANCED LOW|JSJX|JANE STREET CAPITAL LLC|25102
LDUR|PIMCO ENHANCED LOW|KCGM|VIRTU Americas LLC|6535
LDUR|PIMCO ENHANCED LOW|LEHM|Barclays Capital Inc./Le|3400
LDUR|PIMCO ENHANCED LOW|LIME|Lime Brokerage LLC|1094
LDUR|PIMCO ENHANCED LOW|MACC|Mid Atlantic Capital Corporation|103
LDUR|PIMCO ENHANCED LOW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
LDUR|PIMCO ENHANCED LOW|MOTF|MOTIF INVESTING, INC.|1
LDUR|PIMCO ENHANCED LOW|MSCO|MORGAN STANLEY & CO. LLC|19241
LDUR|PIMCO ENHANCED LOW|MSPL|MORGAN STANLEY & CO. LLC|200
LDUR|PIMCO ENHANCED LOW|NFSC|National Financial Services LLC|21394
LDUR|PIMCO ENHANCED LOW|NITE|VIRTU Americas LLC|28665
LDUR|PIMCO ENHANCED LOW|NITP|VIRTU Americas LLC|1203
LDUR|PIMCO ENHANCED LOW|RBCM|RBC CAPITAL MARKETS, LLC|1223
LDUR|PIMCO ENHANCED LOW|SGMT|GOLDMAN SACHS & CO. LLC|796
LDUR|PIMCO ENHANCED LOW|SWIM|TD Ameritrade, Inc.|680
LDUR|PIMCO ENHANCED LOW|SWST|Hilltop Securities Inc.|313
LDUR|PIMCO ENHANCED LOW|UBSA|UBS SECURITIES LLC|9115
LDUR|PIMCO ENHANCED LOW|UBSS|UBS Securities LLC|19023
LDUR|PIMCO ENHANCED LOW|VGRD|Vanguard Marketing Corporation|285
LDUR|PIMCO ENHANCED LOW|WABR|Wall Street Access|101
LDUR|PIMCO ENHANCED LOW|WCHV|WELLS FARGO SECURITIES, LLC|4212
LDUR|PIMCO ENHANCED LOW|WSEA|WOLVERINE SECURITIES, LLC|17
LDUR|PIMCO ENHANCED LOW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9518
LE|LANDS' END INC CMN|AGIS|Aegis Capital Corp.|1710
LE|LANDS' END INC CMN|ALTX|Alternet Securities Inc.|3952
LE|LANDS' END INC CMN|APCC|Apex Clearing Corporation|10048
LE|LANDS' END INC CMN|BARD|Robert W. Baird & Co. Incorporated|100
LE|LANDS' END INC CMN|BATM|CBOE TRADING, INC.|1315
LE|LANDS' END INC CMN|BAYT|BTIG, LLC|5600
LE|LANDS' END INC CMN|BBNT|BB&T SECURITIES, LLC|15
LE|LANDS' END INC CMN|BERN|Sanford C. Bernstein & Co., LLC|6719
LE|LANDS' END INC CMN|BIAD|SAGETRADER, LLC|1
LE|LANDS' END INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8233
LE|LANDS' END INC CMN|BLKX|INSTINET, LLC|24900
LE|LANDS' END INC CMN|BMOC|BMO Capital Markets Corp.|2085
LE|LANDS' END INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1443
LE|LANDS' END INC CMN|BTIG|BTIG, LLC|4631
LE|LANDS' END INC CMN|BYXM|CBOE TRADING, INC.|489
LE|LANDS' END INC CMN|CANT|Cantor Fitzgerald & Co.|194
LE|LANDS' END INC CMN|CHAS|Charles Schwab & Co., Inc.|220
LE|LANDS' END INC CMN|CHLM|Craig-Hallum Capital Group LLC|1621
LE|LANDS' END INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53998
LE|LANDS' END INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5602
LE|LANDS' END INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5276
LE|LANDS' END INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131116
LE|LANDS' END INC CMN|CTDL|Citadel Derivatives Group Llc|9696
LE|LANDS' END INC CMN|CTLR|CUTLER GROUP, LP|1480
LE|LANDS' END INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5688
LE|LANDS' END INC CMN|DBAB|Deutsche Bank Securities Inc.|199967
LE|LANDS' END INC CMN|DBAX|Deutsche Bank Securities Inc.|76400
LE|LANDS' END INC CMN|DEAN|MORGAN STANLEY|37101
LE|LANDS' END INC CMN|DEGS|RONIN PROFESSIONAL LLC|11499
LE|LANDS' END INC CMN|EBXL|EBX LLC|46200
LE|LANDS' END INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|22308
LE|LANDS' END INC CMN|EDJO|Edward D. Jones & Co., L.P.|51
LE|LANDS' END INC CMN|EGAM|CBOE TRADING, INC.|8045
LE|LANDS' END INC CMN|EGAW|CBOE TRADING, INC.|2
LE|LANDS' END INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|966
LE|LANDS' END INC CMN|EGXM|CBOE TRADING, INC.|4048
LE|LANDS' END INC CMN|EGXW|CBOE TRADING, INC.|100
LE|LANDS' END INC CMN|ETBE|Electronic Transaction Clearing, Inc.|302
LE|LANDS' END INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
LE|LANDS' END INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31613
LE|LANDS' END INC CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3277
LE|LANDS' END INC CMN|ETRS|E*Trade Securities LLC|288944
LE|LANDS' END INC CMN|FBCO|Credit Suisse Securities (USA) LLC|288573
LE|LANDS' END INC CMN|FILL|Tradestation Securities, Inc.|17795
LE|LANDS' END INC CMN|FINX|FINTECH SECURITIES|6
LE|LANDS' END INC CMN|FMAF|NBCN Inc./ CDS|500
LE|LANDS' END INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|279861
LE|LANDS' END INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|204
LE|LANDS' END INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81684
LE|LANDS' END INC CMN|FTBR|Foliofn Investments, Inc.|7066
LE|LANDS' END INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|5917
LE|LANDS' END INC CMN|GLIS|TD Securities Inc|200
LE|LANDS' END INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|20082
LE|LANDS' END INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|223131
LE|LANDS' END INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|37905
LE|LANDS' END INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|7545
LE|LANDS' END INC CMN|GTSZ|GTS SECURITIES LLC|26588
LE|LANDS' END INC CMN|HRBF|American Enterprise Investment Services Inc.|53
LE|LANDS' END INC CMN|HSBC|HSBC Securities, Inc.|700
LE|LANDS' END INC CMN|IATS|INTERACTIVE BROKERS LLC|33547
LE|LANDS' END INC CMN|IBKR|Interactive Brokers Llc|170092
LE|LANDS' END INC CMN|ICBX|INSTINET, LLC|47538
LE|LANDS' END INC CMN|IEQY|CITADEL SECURITIES LLC|17949
LE|LANDS' END INC CMN|INCA|INSTINET, LLC|128147
LE|LANDS' END INC CMN|INJX|INSTINET, LLC|18730
LE|LANDS' END INC CMN|ITGI|ITG Inc.|21916
LE|LANDS' END INC CMN|ITGP|ITG INC.|41200
LE|LANDS' END INC CMN|JANY|Janney Montgomery Scott Inc.|7
LE|LANDS' END INC CMN|JEFF|JEFFERIES LLC|97347
LE|LANDS' END INC CMN|JMPT|JUMP TRADING, LLC|17222
LE|LANDS' END INC CMN|JONE|JonesTrading|2400
LE|LANDS' END INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|17487
LE|LANDS' END INC CMN|JPMX|J.P. Morgan Securities LLC|95790
LE|LANDS' END INC CMN|JSJX|JANE STREET CAPITAL LLC|5346
LE|LANDS' END INC CMN|KCGM|VIRTU Americas LLC|11784
LE|LANDS' END INC CMN|LEHM|Barclays Capital Inc./Le|372068
LE|LANDS' END INC CMN|LIME|Lime Brokerage LLC|115873
LE|LANDS' END INC CMN|LSCI|Lek Securities Corporation|600
LE|LANDS' END INC CMN|MAXM|Maxim Group LLC|1956
LE|LANDS' END INC CMN|MBTS|ALLY INVEST SECURITIES LLC|417
LE|LANDS' END INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51790
LE|LANDS' END INC CMN|MSCO|MORGAN STANLEY & CO. LLC|914831
LE|LANDS' END INC CMN|MSPL|MORGAN STANLEY & CO. LLC|212600
LE|LANDS' END INC CMN|MSTX|MORGAN STANLEY & CO. LLC|92100
LE|LANDS' END INC CMN|NATL|National Securities Corporation|1400
LE|LANDS' END INC CMN|NFSC|National Financial Services LLC|276019
LE|LANDS' END INC CMN|NITE|VIRTU Americas LLC|601147
LE|LANDS' END INC CMN|NITP|VIRTU Americas LLC|301
LE|LANDS' END INC CMN|NQRB|Brut, LLC|4079
LE|LANDS' END INC CMN|OHOS|TWO SIGMA SECURITIES, LLC|41868
LE|LANDS' END INC CMN|OPCO|Oppenheimer & Co. Inc.|200
LE|LANDS' END INC CMN|PDQM|CODA MARKETS, INC.|28100
LE|LANDS' END INC CMN|PWJC|UBS Financial Services, Inc.|817
LE|LANDS' END INC CMN|RAJA|Raymond James & Associates, Inc.|215
LE|LANDS' END INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|920
LE|LANDS' END INC CMN|RILY|B. RILEY FBR, INC.|400
LE|LANDS' END INC CMN|SAGL|SAGETRADER, LLC|3590
LE|LANDS' END INC CMN|SBSH|Citigroup Global Markets Inc.|95225
LE|LANDS' END INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|29315
LE|LANDS' END INC CMN|SPDR|SPEEDROUTE LLC|8854
LE|LANDS' END INC CMN|SPNT|SEVEN POINTS CAPITAL, LLC|500
LE|LANDS' END INC CMN|SPTD|MINT GLOBAL MARKETS, INC.|9325
LE|LANDS' END INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|650
LE|LANDS' END INC CMN|STXG|Stockcross Financial Services, Inc.|6
LE|LANDS' END INC CMN|SWIM|TD Ameritrade, Inc.|264928
LE|LANDS' END INC CMN|TIAD|Triad Securities Corp|77
LE|LANDS' END INC CMN|TKNG|ALLY INVEST SECURITIES LLC|522
LE|LANDS' END INC CMN|TRBT|Tradebot Systems, Inc.|43014
LE|LANDS' END INC CMN|TRCM|TRC MARKETS LLC|32434
LE|LANDS' END INC CMN|UBSA|UBS SECURITIES LLC|273983
LE|LANDS' END INC CMN|UBSS|UBS Securities LLC|345286
LE|LANDS' END INC CMN|VALX|VIRTU AMERICAS LLC|11112
LE|LANDS' END INC CMN|VGRD|Vanguard Marketing Corporation|5198
LE|LANDS' END INC CMN|VSIN|Vision Financial Markets Llc|125
LE|LANDS' END INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|29590
LE|LANDS' END INC CMN|WEDB|WEDBUSH SECURITIES INC.|12601
LE|LANDS' END INC CMN|WEED|Weeden & Co.L.P.|750
LE|LANDS' END INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33426
LE|LANDS' END INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28763
LE|LANDS' END INC CMN|WGIF|CIBC World Markets Inc.|626
LE|LANDS' END INC CMN|WSAG|WALL STREET ACCESS|928
LE|LANDS' END INC CMN|WSEA|WOLVERINE SECURITIES, LLC|6079
LE|LANDS' END INC CMN|XIST|INSTINET, LLC|51400
LE|LANDS' END INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|17422
LE|LANDS' END INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1790
LE|LANDS' END INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|543
LEA|LEAR CORPORATION|ABLE|NATIXIS Securities Americas LLC|99600
LEA|LEAR CORPORATION|ALTX|Alternet Securities Inc.|5838
LEA|LEAR CORPORATION|ANOS|ABEL/NOSER, L.L.C.|3670
LEA|LEAR CORPORATION|APCC|Apex Clearing Corporation|334
LEA|LEAR CORPORATION|BANK|Primevest Financial Services, Inc.|3
LEA|LEAR CORPORATION|BARD|Robert W. Baird & Co. Incorporated|793
LEA|LEAR CORPORATION|BATM|CBOE TRADING, INC.|12167
LEA|LEAR CORPORATION|BAYC|BAY CREST PARTNERS, LLC|260
LEA|LEAR CORPORATION|BAYT|BTIG, LLC|36890
LEA|LEAR CORPORATION|BBNT|BB&T SECURITIES, LLC|352
LEA|LEAR CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|59575
LEA|LEAR CORPORATION|BIDS|BIDS TRADING L.P.|400
LEA|LEAR CORPORATION|BIMI|Banca IMI Securities Corp.|936
LEA|LEAR CORPORATION|BKCM|BNY Mellon Capital Markets LLC|45
LEA|LEAR CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2403
LEA|LEAR CORPORATION|BLKX|INSTINET, LLC|16000
LEA|LEAR CORPORATION|BMOC|BMO Capital Markets Corp.|301
LEA|LEAR CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|98294
LEA|LEAR CORPORATION|BTIG|BTIG, LLC|5600
LEA|LEAR CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|186
LEA|LEAR CORPORATION|CABR|Cabrera Capital Markets, Inc.|7
LEA|LEAR CORPORATION|CANT|Cantor Fitzgerald & Co.|29
LEA|LEAR CORPORATION|CHAS|Charles Schwab & Co., Inc.|157
LEA|LEAR CORPORATION|CIBP|CIBC World Markets Corp.|3600
LEA|LEAR CORPORATION|CICF|Canaccord Genuity Corp.|119
LEA|LEAR CORPORATION|CIST|Capital Institutional Services, Inc.|1126
LEA|LEAR CORPORATION|CLSA|CLSA AMERICAS, LLC|3191
LEA|LEAR CORPORATION|CNFR|Cowen Prime Services LLC|100
LEA|LEAR CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20127
LEA|LEAR CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6469
LEA|LEAR CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2009
LEA|LEAR CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|398716
LEA|LEAR CORPORATION|CTDL|Citadel Derivatives Group Llc|10816
LEA|LEAR CORPORATION|CTLR|CUTLER GROUP, LP|63
LEA|LEAR CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|37896
LEA|LEAR CORPORATION|DADA|D.A. Davidson & Co.|50
LEA|LEAR CORPORATION|DBAB|Deutsche Bank Securities Inc.|223248
LEA|LEAR CORPORATION|DBAX|Deutsche Bank Securities Inc.|217200
LEA|LEAR CORPORATION|DBUL|Deutsche Bank Securities Inc.|3225
LEA|LEAR CORPORATION|DCHF|Dart Executions, LLC|3045
LEA|LEAR CORPORATION|DEAN|MORGAN STANLEY|4923
LEA|LEAR CORPORATION|DEGS|RONIN PROFESSIONAL LLC|600
LEA|LEAR CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|204
LEA|LEAR CORPORATION|EBXL|EBX LLC|132600
LEA|LEAR CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|1629
LEA|LEAR CORPORATION|EDJO|Edward D. Jones & Co., L.P.|548
LEA|LEAR CORPORATION|EGAM|CBOE TRADING, INC.|6897
LEA|LEAR CORPORATION|EGAW|CBOE TRADING, INC.|34
LEA|LEAR CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|817
LEA|LEAR CORPORATION|EGXM|CBOE TRADING, INC.|3221
LEA|LEAR CORPORATION|ELEV|ELEVATION, LLC|7452
LEA|LEAR CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|18241
LEA|LEAR CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|520
LEA|LEAR CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44384
LEA|LEAR CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|209
LEA|LEAR CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|35
LEA|LEAR CORPORATION|ETRS|E*Trade Securities LLC|19221
LEA|LEAR CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|38
LEA|LEAR CORPORATION|FILL|Tradestation Securities, Inc.|66
LEA|LEAR CORPORATION|FMAF|NBCN Inc./ CDS|910
LEA|LEAR CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10351
LEA|LEAR CORPORATION|FQLS|Quantlab Securities LP|201782
LEA|LEAR CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106257
LEA|LEAR CORPORATION|FTBR|Foliofn Investments, Inc.|4903
LEA|LEAR CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|3345
LEA|LEAR CORPORATION|GLIS|TD Securities Inc|290
LEA|LEAR CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|29633
LEA|LEAR CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1416909
LEA|LEAR CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|12343
LEA|LEAR CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|1530
LEA|LEAR CORPORATION|GTSZ|GTS SECURITIES LLC|85312
LEA|LEAR CORPORATION|HRBF|American Enterprise Investment Services Inc.|2304
LEA|LEAR CORPORATION|HSBC|HSBC Securities, Inc.|5617
LEA|LEAR CORPORATION|IATS|INTERACTIVE BROKERS LLC|2034
LEA|LEAR CORPORATION|IBKR|Interactive Brokers Llc|3336
LEA|LEAR CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1890
LEA|LEAR CORPORATION|ICBX|INSTINET, LLC|39478
LEA|LEAR CORPORATION|INCA|INSTINET, LLC|242262
LEA|LEAR CORPORATION|INJX|INSTINET, LLC|5079
LEA|LEAR CORPORATION|ITGI|ITG Inc.|45724
LEA|LEAR CORPORATION|ITGP|ITG INC.|75600
LEA|LEAR CORPORATION|JANY|Janney Montgomery Scott Inc.|413
LEA|LEAR CORPORATION|JEFF|JEFFERIES LLC|100589
LEA|LEAR CORPORATION|JMPT|JUMP TRADING, LLC|30231
LEA|LEAR CORPORATION|JONE|JonesTrading|125
LEA|LEAR CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|38828
LEA|LEAR CORPORATION|JPMX|J.P. Morgan Securities LLC|277429
LEA|LEAR CORPORATION|JSJX|JANE STREET CAPITAL LLC|16245
LEA|LEAR CORPORATION|JSSF|JMP Securities LLC|1250
LEA|LEAR CORPORATION|KCGM|VIRTU Americas LLC|26532
LEA|LEAR CORPORATION|LEHM|Barclays Capital Inc./Le|447229
LEA|LEAR CORPORATION|LIME|Lime Brokerage LLC|10012
LEA|LEAR CORPORATION|LIWD|LIME BROKERAGE LLC|25
LEA|LEAR CORPORATION|LQNA|LIQUIDNET, INC.|24900
LEA|LEAR CORPORATION|MACC|Mid Atlantic Capital Corporation|50
LEA|LEAR CORPORATION|MACQ|Macquarie Capital (USA) Inc.|5198
LEA|LEAR CORPORATION|MAXM|Maxim Group LLC|6841
LEA|LEAR CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121200
LEA|LEAR CORPORATION|MOTF|MOTIF INVESTING, INC.|15
LEA|LEAR CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1456762
LEA|LEAR CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|242300
LEA|LEAR CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|61000
LEA|LEAR CORPORATION|MTON|MILLINGTON SECURITIES, INC.|27116
LEA|LEAR CORPORATION|NFSC|National Financial Services LLC|75566
LEA|LEAR CORPORATION|NITE|VIRTU Americas LLC|212003
LEA|LEAR CORPORATION|NITP|VIRTU Americas LLC|100
LEA|LEAR CORPORATION|NMRA|Nomura Securities International, Inc.|1100
LEA|LEAR CORPORATION|NQRB|Brut, LLC|5530
LEA|LEAR CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|158
LEA|LEAR CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|46461
LEA|LEAR CORPORATION|OPCO|Oppenheimer & Co. Inc.|1279
LEA|LEAR CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|429
LEA|LEAR CORPORATION|PDQM|CODA MARKETS, INC.|87705
LEA|LEAR CORPORATION|PHLY|NASDAQ Execution Services, LLC|1200
LEA|LEAR CORPORATION|PWJC|UBS Financial Services, Inc.|582
LEA|LEAR CORPORATION|QMSR|QUATTRO M SECURITIES INC.|3000
LEA|LEAR CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|2744
LEA|LEAR CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|5290
LEA|LEAR CORPORATION|SAGL|SAGETRADER, LLC|3419
LEA|LEAR CORPORATION|SAGW|SAGETRADER, LLC|6
LEA|LEAR CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|15
LEA|LEAR CORPORATION|SBSH|Citigroup Global Markets Inc.|137667
LEA|LEAR CORPORATION|SEIC|SEI Investments Distribution Co.|528
LEA|LEAR CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|83934
LEA|LEAR CORPORATION|SJLS|TRADE INFORMATICS LLC|300
LEA|LEAR CORPORATION|SPDR|SPEEDROUTE LLC|10209
LEA|LEAR CORPORATION|SPHN|Stephens Inc.|31
LEA|LEAR CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|460
LEA|LEAR CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|656
LEA|LEAR CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7122
LEA|LEAR CORPORATION|SWIM|TD Ameritrade, Inc.|77631
LEA|LEAR CORPORATION|SWST|Hilltop Securities Inc.|162
LEA|LEAR CORPORATION|TAGC|TELSEY ADVISORY GROUP LLC|102
LEA|LEAR CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|27
LEA|LEAR CORPORATION|TRBT|Tradebot Systems, Inc.|160380
LEA|LEAR CORPORATION|TRCM|TRC MARKETS LLC|40952
LEA|LEAR CORPORATION|TWTT|TASTYWORKS, INC.|2
LEA|LEAR CORPORATION|UBSA|UBS SECURITIES LLC|491836
LEA|LEAR CORPORATION|UBSS|UBS Securities LLC|730140
LEA|LEAR CORPORATION|VALX|VIRTU AMERICAS LLC|16804
LEA|LEAR CORPORATION|VGRD|Vanguard Marketing Corporation|1380
LEA|LEAR CORPORATION|VSIN|Vision Financial Markets Llc|500
LEA|LEAR CORPORATION|WABR|Wall Street Access|28552
LEA|LEAR CORPORATION|WBLR|WILLIAM BLAIR|54
LEA|LEAR CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|6767
LEA|LEAR CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|33807
LEA|LEAR CORPORATION|WDNX|WEEDEN & CO.L.P.|17584
LEA|LEAR CORPORATION|WEDB|WEDBUSH SECURITIES INC.|349
LEA|LEAR CORPORATION|WEED|Weeden & Co.L.P.|5377
LEA|LEAR CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|629
LEA|LEAR CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12938
LEA|LEAR CORPORATION|WGIF|CIBC World Markets Inc.|448
LEA|LEAR CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|783
LEA|LEAR CORPORATION|XIST|INSTINET, LLC|74474
LEA|LEAR CORPORATION|XPQR|Jump Trading|2400
LEA|LEAR CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|10150
LEA|LEAR CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|11270
LEA|LEAR CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3085
LEAD|REALTY SHARES DIVCON|CHAS|Charles Schwab & Co., Inc.|2
LEAD|REALTY SHARES DIVCON|EBXL|EBX LLC|800
LEAD|REALTY SHARES DIVCON|EGAM|CBOE TRADING, INC.|400
LEAD|REALTY SHARES DIVCON|EGXM|CBOE TRADING, INC.|1000
LEAD|REALTY SHARES DIVCON|ETRS|E*Trade Securities LLC|319
LEAD|REALTY SHARES DIVCON|FTBR|Foliofn Investments, Inc.|42
LEAD|REALTY SHARES DIVCON|IBKR|Interactive Brokers Llc|139
LEAD|REALTY SHARES DIVCON|JANY|Janney Montgomery Scott Inc.|1240
LEAD|REALTY SHARES DIVCON|JSJX|JANE STREET CAPITAL LLC|2737
LEAD|REALTY SHARES DIVCON|LEHM|Barclays Capital Inc./Le|1000
LEAD|REALTY SHARES DIVCON|LIME|Lime Brokerage LLC|180
LEAD|REALTY SHARES DIVCON|MSCO|MORGAN STANLEY & CO. LLC|100
LEAD|REALTY SHARES DIVCON|NFSC|National Financial Services LLC|16842
LEAD|REALTY SHARES DIVCON|NITE|VIRTU Americas LLC|16616
LEAD|REALTY SHARES DIVCON|NQRB|Brut, LLC|100
LEAD|REALTY SHARES DIVCON|RBCM|RBC CAPITAL MARKETS, LLC|4301
LEAD|REALTY SHARES DIVCON|STFL|Stifel, Nicolaus & Company, Incorporated|159
LEAD|REALTY SHARES DIVCON|SWIM|TD Ameritrade, Inc.|156
LEAD|REALTY SHARES DIVCON|UBSA|UBS SECURITIES LLC|1262
LEAD|REALTY SHARES DIVCON|UBSS|UBS Securities LLC|1755
LEAD|REALTY SHARES DIVCON|VGRD|Vanguard Marketing Corporation|386
LEAD|REALTY SHARES DIVCON|WCHV|WELLS FARGO SECURITIES, LLC|25
LEAD|REALTY SHARES DIVCON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|577
LECO|LINCOLN ELEC HLDG ##|ALTX|Alternet Securities Inc.|2825
LECO|LINCOLN ELEC HLDG ##|ANOS|ABEL/NOSER, L.L.C.|42
LECO|LINCOLN ELEC HLDG ##|APCC|Apex Clearing Corporation|44
LECO|LINCOLN ELEC HLDG ##|BANK|Primevest Financial Services, Inc.|4
LECO|LINCOLN ELEC HLDG ##|BARD|Robert W. Baird & Co. Incorporated|701
LECO|LINCOLN ELEC HLDG ##|BATM|CBOE TRADING, INC.|1836
LECO|LINCOLN ELEC HLDG ##|BAYT|BTIG, LLC|100
LECO|LINCOLN ELEC HLDG ##|BBNT|BB&T SECURITIES, LLC|147
LECO|LINCOLN ELEC HLDG ##|BERN|Sanford C. Bernstein & Co., LLC|99558
LECO|LINCOLN ELEC HLDG ##|BGCE|BGC Financial Inc.|2210
LECO|LINCOLN ELEC HLDG ##|BKCM|BNY Mellon Capital Markets LLC|11359
LECO|LINCOLN ELEC HLDG ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|699
LECO|LINCOLN ELEC HLDG ##|BLKX|INSTINET, LLC|59800
LECO|LINCOLN ELEC HLDG ##|BMOC|BMO Capital Markets Corp.|6236
LECO|LINCOLN ELEC HLDG ##|BNPX|BNP PARIBAS SECURITIES CORP.|8325
LECO|LINCOLN ELEC HLDG ##|BTIG|BTIG, LLC|6937
LECO|LINCOLN ELEC HLDG ##|BYXM|CBOE TRADING, INC.|373
LECO|LINCOLN ELEC HLDG ##|BZYD|GOLDMAN SACHS & CO. LLC|801
LECO|LINCOLN ELEC HLDG ##|CANT|Cantor Fitzgerald & Co.|40865
LECO|LINCOLN ELEC HLDG ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|29600
LECO|LINCOLN ELEC HLDG ##|CHAS|Charles Schwab & Co., Inc.|21
LECO|LINCOLN ELEC HLDG ##|CIBP|CIBC World Markets Corp.|98300
LECO|LINCOLN ELEC HLDG ##|CIST|Capital Institutional Services, Inc.|32
LECO|LINCOLN ELEC HLDG ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56695
LECO|LINCOLN ELEC HLDG ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
LECO|LINCOLN ELEC HLDG ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|320713
LECO|LINCOLN ELEC HLDG ##|CTDL|Citadel Derivatives Group Llc|3502
LECO|LINCOLN ELEC HLDG ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|10772
LECO|LINCOLN ELEC HLDG ##|DADA|D.A. Davidson & Co.|355
LECO|LINCOLN ELEC HLDG ##|DAVA|Davenport & Company LLC|147
LECO|LINCOLN ELEC HLDG ##|DBAB|Deutsche Bank Securities Inc.|314058
LECO|LINCOLN ELEC HLDG ##|DBAX|Deutsche Bank Securities Inc.|165500
LECO|LINCOLN ELEC HLDG ##|DBUL|Deutsche Bank Securities Inc.|300
LECO|LINCOLN ELEC HLDG ##|DEAN|MORGAN STANLEY|3294
LECO|LINCOLN ELEC HLDG ##|DEGS|RONIN PROFESSIONAL LLC|500
LECO|LINCOLN ELEC HLDG ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7859
LECO|LINCOLN ELEC HLDG ##|EBXL|EBX LLC|60300
LECO|LINCOLN ELEC HLDG ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|79
LECO|LINCOLN ELEC HLDG ##|EDJO|Edward D. Jones & Co., L.P.|2754
LECO|LINCOLN ELEC HLDG ##|EGAM|CBOE TRADING, INC.|2940
LECO|LINCOLN ELEC HLDG ##|EGAW|CBOE TRADING, INC.|99
LECO|LINCOLN ELEC HLDG ##|EGMT|EG MARKET TECHNOLOGIES LLC|3870
LECO|LINCOLN ELEC HLDG ##|EGXM|CBOE TRADING, INC.|1005
LECO|LINCOLN ELEC HLDG ##|ETBE|Electronic Transaction Clearing, Inc.|1317
LECO|LINCOLN ELEC HLDG ##|ETCC|Electronic Transaction Clearing, Inc.|320
LECO|LINCOLN ELEC HLDG ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|420
LECO|LINCOLN ELEC HLDG ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20750
LECO|LINCOLN ELEC HLDG ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
LECO|LINCOLN ELEC HLDG ##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|6428
LECO|LINCOLN ELEC HLDG ##|ETRS|E*Trade Securities LLC|995
LECO|LINCOLN ELEC HLDG ##|FBCO|Credit Suisse Securities (USA) LLC|209465
LECO|LINCOLN ELEC HLDG ##|FILL|Tradestation Securities, Inc.|63
LECO|LINCOLN ELEC HLDG ##|FINX|FINTECH SECURITIES|400
LECO|LINCOLN ELEC HLDG ##|FMAF|NBCN Inc./ CDS|228
LECO|LINCOLN ELEC HLDG ##|FOMA|TD AMERITRADE CLEARING, INC.|32481
LECO|LINCOLN ELEC HLDG ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3421
LECO|LINCOLN ELEC HLDG ##|FQLS|Quantlab Securities LP|158301
LECO|LINCOLN ELEC HLDG ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70859
LECO|LINCOLN ELEC HLDG ##|FTBR|Foliofn Investments, Inc.|175
LECO|LINCOLN ELEC HLDG ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3058
LECO|LINCOLN ELEC HLDG ##|GLPX|ACS EXECUTION SERVICES, LLC|17545
LECO|LINCOLN ELEC HLDG ##|GSCO|GOLDMAN SACHS & CO. LLC|700120
LECO|LINCOLN ELEC HLDG ##|GSCS|GOLDMAN SACHS & CO. LLC|4296
LECO|LINCOLN ELEC HLDG ##|GSLT|GOLDMAN SACHS & CO. LLC|930
LECO|LINCOLN ELEC HLDG ##|GTSZ|GTS SECURITIES LLC|34644
LECO|LINCOLN ELEC HLDG ##|HPPX|POTAMUS TRADING, LLC|246
LECO|LINCOLN ELEC HLDG ##|HRBF|American Enterprise Investment Services Inc.|1885
LECO|LINCOLN ELEC HLDG ##|HSBC|HSBC Securities, Inc.|2165
LECO|LINCOLN ELEC HLDG ##|IATS|INTERACTIVE BROKERS LLC|6251
LECO|LINCOLN ELEC HLDG ##|IBKR|Interactive Brokers Llc|44908
LECO|LINCOLN ELEC HLDG ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
LECO|LINCOLN ELEC HLDG ##|ICBX|INSTINET, LLC|11800
LECO|LINCOLN ELEC HLDG ##|IEQY|CITADEL SECURITIES LLC|56100
LECO|LINCOLN ELEC HLDG ##|INCA|INSTINET, LLC|248565
LECO|LINCOLN ELEC HLDG ##|INJX|INSTINET, LLC|18444
LECO|LINCOLN ELEC HLDG ##|ITGI|ITG Inc.|75544
LECO|LINCOLN ELEC HLDG ##|ITGP|ITG INC.|160800
LECO|LINCOLN ELEC HLDG ##|JANY|Janney Montgomery Scott Inc.|281
LECO|LINCOLN ELEC HLDG ##|JEFF|JEFFERIES LLC|110652
LECO|LINCOLN ELEC HLDG ##|JMPT|JUMP TRADING, LLC|30604
LECO|LINCOLN ELEC HLDG ##|JPBX|J.P. MORGAN SECURITIES LLC|20338
LECO|LINCOLN ELEC HLDG ##|JPMX|J.P. Morgan Securities LLC|256746
LECO|LINCOLN ELEC HLDG ##|JSJX|JANE STREET CAPITAL LLC|2338
LECO|LINCOLN ELEC HLDG ##|KCGM|VIRTU Americas LLC|16817
LECO|LINCOLN ELEC HLDG ##|KEYB|KEYBANC CAPITAL MARKETS INC.|67599
LECO|LINCOLN ELEC HLDG ##|LEHM|Barclays Capital Inc./Le|437007
LECO|LINCOLN ELEC HLDG ##|LIME|Lime Brokerage LLC|101828
LECO|LINCOLN ELEC HLDG ##|LOOP|Loop Capital Markets LLC|100
LECO|LINCOLN ELEC HLDG ##|LQNA|LIQUIDNET, INC.|52600
LECO|LINCOLN ELEC HLDG ##|LSCI|Lek Securities Corporation|2014
LECO|LINCOLN ELEC HLDG ##|MACC|Mid Atlantic Capital Corporation|202
LECO|LINCOLN ELEC HLDG ##|MACQ|Macquarie Capital (USA) Inc.|1100
LECO|LINCOLN ELEC HLDG ##|MAXM|Maxim Group LLC|200
LECO|LINCOLN ELEC HLDG ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|340724
LECO|LINCOLN ELEC HLDG ##|MOTF|MOTIF INVESTING, INC.|2
LECO|LINCOLN ELEC HLDG ##|MSCO|MORGAN STANLEY & CO. LLC|1262468
LECO|LINCOLN ELEC HLDG ##|MSPL|MORGAN STANLEY & CO. LLC|107400
LECO|LINCOLN ELEC HLDG ##|MSTX|MORGAN STANLEY & CO. LLC|17300
LECO|LINCOLN ELEC HLDG ##|NFSC|National Financial Services LLC|47347
LECO|LINCOLN ELEC HLDG ##|NITE|VIRTU Americas LLC|157597
LECO|LINCOLN ELEC HLDG ##|NITP|VIRTU Americas LLC|2000
LECO|LINCOLN ELEC HLDG ##|NQRB|Brut, LLC|5526
LECO|LINCOLN ELEC HLDG ##|OPCO|Oppenheimer & Co. Inc.|1406
LECO|LINCOLN ELEC HLDG ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2381
LECO|LINCOLN ELEC HLDG ##|PDQM|CODA MARKETS, INC.|41024
LECO|LINCOLN ELEC HLDG ##|PHLY|NASDAQ Execution Services, LLC|2600
LECO|LINCOLN ELEC HLDG ##|PIPR|Piper Jaffray & Co.|2300
LECO|LINCOLN ELEC HLDG ##|PWJC|UBS Financial Services, Inc.|781
LECO|LINCOLN ELEC HLDG ##|QMSR|QUATTRO M SECURITIES INC.|300
LECO|LINCOLN ELEC HLDG ##|RAJA|Raymond James & Associates, Inc.|5326
LECO|LINCOLN ELEC HLDG ##|RBCM|RBC CAPITAL MARKETS, LLC|10198
LECO|LINCOLN ELEC HLDG ##|SAGL|SAGETRADER, LLC|14991
LECO|LINCOLN ELEC HLDG ##|SBSH|Citigroup Global Markets Inc.|153259
LECO|LINCOLN ELEC HLDG ##|SGMT|GOLDMAN SACHS & CO. LLC|61758
LECO|LINCOLN ELEC HLDG ##|SPDR|SPEEDROUTE LLC|9321
LECO|LINCOLN ELEC HLDG ##|SPTD|MINT GLOBAL MARKETS, INC.|2300
LECO|LINCOLN ELEC HLDG ##|STFL|Stifel, Nicolaus & Company, Incorporated|120524
LECO|LINCOLN ELEC HLDG ##|SWIM|TD Ameritrade, Inc.|11056
LECO|LINCOLN ELEC HLDG ##|SWST|Hilltop Securities Inc.|520
LECO|LINCOLN ELEC HLDG ##|TAGC|TELSEY ADVISORY GROUP LLC|220
LECO|LINCOLN ELEC HLDG ##|TKNG|ALLY INVEST SECURITIES LLC|791
LECO|LINCOLN ELEC HLDG ##|TONC|CUTTONE & CO., LLC|1250
LECO|LINCOLN ELEC HLDG ##|TRBT|Tradebot Systems, Inc.|123625
LECO|LINCOLN ELEC HLDG ##|TRCM|TRC MARKETS LLC|89226
LECO|LINCOLN ELEC HLDG ##|UBSA|UBS SECURITIES LLC|420823
LECO|LINCOLN ELEC HLDG ##|UBSS|UBS Securities LLC|759807
LECO|LINCOLN ELEC HLDG ##|VALX|VIRTU AMERICAS LLC|4214
LECO|LINCOLN ELEC HLDG ##|VGRD|Vanguard Marketing Corporation|26
LECO|LINCOLN ELEC HLDG ##|WBPX|SUMMIT SECURITIES GROUP, LLC|400
LECO|LINCOLN ELEC HLDG ##|WCHV|WELLS FARGO SECURITIES, LLC|135586
LECO|LINCOLN ELEC HLDG ##|WDNX|WEEDEN & CO.L.P.|4996
LECO|LINCOLN ELEC HLDG ##|WEDB|WEDBUSH SECURITIES INC.|61
LECO|LINCOLN ELEC HLDG ##|WEED|Weeden & Co.L.P.|4400
LECO|LINCOLN ELEC HLDG ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16
LECO|LINCOLN ELEC HLDG ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|784
LECO|LINCOLN ELEC HLDG ##|WFPB|Wells Fargo Securities, LLC.|534
LECO|LINCOLN ELEC HLDG ##|WGIF|CIBC World Markets Inc.|40
LECO|LINCOLN ELEC HLDG ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|229
LECO|LINCOLN ELEC HLDG ##|WSAG|WALL STREET ACCESS|453
LECO|LINCOLN ELEC HLDG ##|WSEA|WOLVERINE SECURITIES, LLC|210
LECO|LINCOLN ELEC HLDG ##|XIST|INSTINET, LLC|25414
LECO|LINCOLN ELEC HLDG ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|20996
LECO|LINCOLN ELEC HLDG ##|YKNA|COMHAR CAPITAL MARKETS, LLC|3012
LECO|LINCOLN ELEC HLDG ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1431
LEDS|SEMILEDS CORPORATION|ALTX|Alternet Securities Inc.|800
LEDS|SEMILEDS CORPORATION|APCC|Apex Clearing Corporation|9830
LEDS|SEMILEDS CORPORATION|BATM|CBOE TRADING, INC.|584
LEDS|SEMILEDS CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1900
LEDS|SEMILEDS CORPORATION|BYXM|CBOE TRADING, INC.|600
LEDS|SEMILEDS CORPORATION|CAMC|Cambria Capital, LLC|181234
LEDS|SEMILEDS CORPORATION|CHAS|Charles Schwab & Co., Inc.|300
LEDS|SEMILEDS CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|988
LEDS|SEMILEDS CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16541
LEDS|SEMILEDS CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19290
LEDS|SEMILEDS CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
LEDS|SEMILEDS CORPORATION|DBAB|Deutsche Bank Securities Inc.|8228
LEDS|SEMILEDS CORPORATION|DBAX|Deutsche Bank Securities Inc.|4500
LEDS|SEMILEDS CORPORATION|DEGS|RONIN PROFESSIONAL LLC|11515
LEDS|SEMILEDS CORPORATION|EBXL|EBX LLC|12800
LEDS|SEMILEDS CORPORATION|EGAM|CBOE TRADING, INC.|7487
LEDS|SEMILEDS CORPORATION|EGXM|CBOE TRADING, INC.|2125
LEDS|SEMILEDS CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|1000
LEDS|SEMILEDS CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
LEDS|SEMILEDS CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6290
LEDS|SEMILEDS CORPORATION|ETRS|E*Trade Securities LLC|200373
LEDS|SEMILEDS CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|27563
LEDS|SEMILEDS CORPORATION|FILL|Tradestation Securities, Inc.|2867
LEDS|SEMILEDS CORPORATION|FMAF|NBCN Inc./ CDS|38632
LEDS|SEMILEDS CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|323726
LEDS|SEMILEDS CORPORATION|FTBR|Foliofn Investments, Inc.|142
LEDS|SEMILEDS CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|105
LEDS|SEMILEDS CORPORATION|GLIS|TD Securities Inc|1000
LEDS|SEMILEDS CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|20130
LEDS|SEMILEDS CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|859
LEDS|SEMILEDS CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|1769
LEDS|SEMILEDS CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|9820
LEDS|SEMILEDS CORPORATION|GTSZ|GTS SECURITIES LLC|9218
LEDS|SEMILEDS CORPORATION|IATS|INTERACTIVE BROKERS LLC|31468
LEDS|SEMILEDS CORPORATION|IBKR|Interactive Brokers Llc|103140
LEDS|SEMILEDS CORPORATION|ICBX|INSTINET, LLC|6218
LEDS|SEMILEDS CORPORATION|INCA|INSTINET, LLC|14686
LEDS|SEMILEDS CORPORATION|ITGI|ITG Inc.|75699
LEDS|SEMILEDS CORPORATION|ITGP|ITG INC.|60400
LEDS|SEMILEDS CORPORATION|JMPT|JUMP TRADING, LLC|983
LEDS|SEMILEDS CORPORATION|JPMX|J.P. Morgan Securities LLC|2200
LEDS|SEMILEDS CORPORATION|JSJX|JANE STREET CAPITAL LLC|1301
LEDS|SEMILEDS CORPORATION|KCGM|VIRTU Americas LLC|5988
LEDS|SEMILEDS CORPORATION|LEHM|Barclays Capital Inc./Le|47781
LEDS|SEMILEDS CORPORATION|LIME|Lime Brokerage LLC|17384
LEDS|SEMILEDS CORPORATION|LSCI|Lek Securities Corporation|2038
LEDS|SEMILEDS CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|750
LEDS|SEMILEDS CORPORATION|MAXM|Maxim Group LLC|58126
LEDS|SEMILEDS CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
LEDS|SEMILEDS CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|108433
LEDS|SEMILEDS CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|1500
LEDS|SEMILEDS CORPORATION|NFSC|National Financial Services LLC|162653
LEDS|SEMILEDS CORPORATION|NITE|VIRTU Americas LLC|477048
LEDS|SEMILEDS CORPORATION|NQRB|Brut, LLC|920
LEDS|SEMILEDS CORPORATION|OPCO|Oppenheimer & Co. Inc.|500
LEDS|SEMILEDS CORPORATION|PDQM|CODA MARKETS, INC.|26793
LEDS|SEMILEDS CORPORATION|RAJA|Raymond James & Associates, Inc.|1100
LEDS|SEMILEDS CORPORATION|SAGL|SAGETRADER, LLC|23274
LEDS|SEMILEDS CORPORATION|SBSH|Citigroup Global Markets Inc.|7284
LEDS|SEMILEDS CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|4800
LEDS|SEMILEDS CORPORATION|SOGO|Wang Investment Associates, Inc.|540
LEDS|SEMILEDS CORPORATION|SPDR|SPEEDROUTE LLC|2942
LEDS|SEMILEDS CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|2500
LEDS|SEMILEDS CORPORATION|SWIM|TD Ameritrade, Inc.|221761
LEDS|SEMILEDS CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|6485
LEDS|SEMILEDS CORPORATION|TRCM|TRC MARKETS LLC|1000
LEDS|SEMILEDS CORPORATION|TWTT|TASTYWORKS, INC.|2471
LEDS|SEMILEDS CORPORATION|UBSA|UBS SECURITIES LLC|46880
LEDS|SEMILEDS CORPORATION|UBSS|UBS Securities LLC|44512
LEDS|SEMILEDS CORPORATION|VALX|VIRTU AMERICAS LLC|3891
LEDS|SEMILEDS CORPORATION|VFIN|National Securities Corporation|84282
LEDS|SEMILEDS CORPORATION|VGRD|Vanguard Marketing Corporation|2100
LEDS|SEMILEDS CORPORATION|VNDM|Wall Street Access|73835
LEDS|SEMILEDS CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|10562
LEDS|SEMILEDS CORPORATION|WEDB|WEDBUSH SECURITIES INC.|1000
LEDS|SEMILEDS CORPORATION|WHOT|JUST2TRADE, INC.|606
LEDS|SEMILEDS CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|19938
LEDS|SEMILEDS CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
LEDS|SEMILEDS CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|2948
LEE|LEE ENTERPRISES|APCC|Apex Clearing Corporation|148649
LEE|LEE ENTERPRISES|BARD|Robert W. Baird & Co. Incorporated|26700
LEE|LEE ENTERPRISES|BAYC|BAY CREST PARTNERS, LLC|5802
LEE|LEE ENTERPRISES|BERN|Sanford C. Bernstein & Co., LLC|2400
LEE|LEE ENTERPRISES|BIDS|BIDS TRADING L.P.|1100
LEE|LEE ENTERPRISES|CANT|Cantor Fitzgerald & Co.|10000
LEE|LEE ENTERPRISES|CBLC|CITIGROUP GLOBAL MARKETS INC.|78000
LEE|LEE ENTERPRISES|CHAS|Charles Schwab & Co., Inc.|6800
LEE|LEE ENTERPRISES|CICF|Canaccord Genuity Corp.|2064
LEE|LEE ENTERPRISES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18752
LEE|LEE ENTERPRISES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10360
LEE|LEE ENTERPRISES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5750
LEE|LEE ENTERPRISES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|108679
LEE|LEE ENTERPRISES|CXCX|CITIGROUP GLOBAL MARKETS INC.|16520
LEE|LEE ENTERPRISES|DBAB|Deutsche Bank Securities Inc.|2000
LEE|LEE ENTERPRISES|DBAX|Deutsche Bank Securities Inc.|96700
LEE|LEE ENTERPRISES|DEAN|MORGAN STANLEY|14504
LEE|LEE ENTERPRISES|DEGS|RONIN PROFESSIONAL LLC|4298
LEE|LEE ENTERPRISES|EBXL|EBX LLC|74500
LEE|LEE ENTERPRISES|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
LEE|LEE ENTERPRISES|EDJC|Edward Jones / CDS|1600
LEE|LEE ENTERPRISES|EDJO|Edward D. Jones & Co., L.P.|1500
LEE|LEE ENTERPRISES|EGAM|CBOE TRADING, INC.|6239
LEE|LEE ENTERPRISES|EGXM|CBOE TRADING, INC.|2300
LEE|LEE ENTERPRISES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
LEE|LEE ENTERPRISES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4870
LEE|LEE ENTERPRISES|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7200
LEE|LEE ENTERPRISES|ETRS|E*Trade Securities LLC|276912
LEE|LEE ENTERPRISES|FBSB|U.S. Bancorp Investments, Inc.|500
LEE|LEE ENTERPRISES|FILL|Tradestation Securities, Inc.|6438
LEE|LEE ENTERPRISES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5120
LEE|LEE ENTERPRISES|FTBR|Foliofn Investments, Inc.|62780
LEE|LEE ENTERPRISES|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
LEE|LEE ENTERPRISES|GLPX|ACS EXECUTION SERVICES, LLC|2100
LEE|LEE ENTERPRISES|GSCO|GOLDMAN SACHS & CO. LLC|28919
LEE|LEE ENTERPRISES|GSCS|GOLDMAN SACHS & CO. LLC|6600
LEE|LEE ENTERPRISES|GSLT|GOLDMAN SACHS & CO. LLC|9750
LEE|LEE ENTERPRISES|GTSZ|GTS SECURITIES LLC|6490
LEE|LEE ENTERPRISES|HRBF|American Enterprise Investment Services Inc.|6500
LEE|LEE ENTERPRISES|HSBC|HSBC Securities, Inc.|2238
LEE|LEE ENTERPRISES|IBKR|Interactive Brokers Llc|49382
LEE|LEE ENTERPRISES|ICBX|INSTINET, LLC|59860
LEE|LEE ENTERPRISES|INCA|INSTINET, LLC|159120
LEE|LEE ENTERPRISES|INJX|INSTINET, LLC|400
LEE|LEE ENTERPRISES|ITGI|ITG Inc.|20974
LEE|LEE ENTERPRISES|ITGP|ITG INC.|50600
LEE|LEE ENTERPRISES|JEFF|JEFFERIES LLC|3700
LEE|LEE ENTERPRISES|JMPT|JUMP TRADING, LLC|1977
LEE|LEE ENTERPRISES|JPMX|J.P. Morgan Securities LLC|80192
LEE|LEE ENTERPRISES|KCGM|VIRTU Americas LLC|24507
LEE|LEE ENTERPRISES|LEHM|Barclays Capital Inc./Le|111400
LEE|LEE ENTERPRISES|LIME|Lime Brokerage LLC|9857
LEE|LEE ENTERPRISES|LSCI|Lek Securities Corporation|725
LEE|LEE ENTERPRISES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|263
LEE|LEE ENTERPRISES|MACC|Mid Atlantic Capital Corporation|640
LEE|LEE ENTERPRISES|MBTS|ALLY INVEST SECURITIES LLC|3000
LEE|LEE ENTERPRISES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72720
LEE|LEE ENTERPRISES|MSCO|MORGAN STANLEY & CO. LLC|261913
LEE|LEE ENTERPRISES|MSPL|MORGAN STANLEY & CO. LLC|8200
LEE|LEE ENTERPRISES|NFSC|National Financial Services LLC|628666
LEE|LEE ENTERPRISES|NITE|VIRTU Americas LLC|805174
LEE|LEE ENTERPRISES|NITP|VIRTU Americas LLC|2248
LEE|LEE ENTERPRISES|NQRB|Brut, LLC|1628
LEE|LEE ENTERPRISES|OPCO|Oppenheimer & Co. Inc.|41328
LEE|LEE ENTERPRISES|PDQM|CODA MARKETS, INC.|88125
LEE|LEE ENTERPRISES|PHLY|NASDAQ Execution Services, LLC|200
LEE|LEE ENTERPRISES|PWJC|UBS Financial Services, Inc.|1000
LEE|LEE ENTERPRISES|RGLD|Regal Securities, Inc|174586
LEE|LEE ENTERPRISES|SAGL|SAGETRADER, LLC|4774
LEE|LEE ENTERPRISES|SBSH|Citigroup Global Markets Inc.|31900
LEE|LEE ENTERPRISES|SGMT|GOLDMAN SACHS & CO. LLC|63665
LEE|LEE ENTERPRISES|SPDR|SPEEDROUTE LLC|44525
LEE|LEE ENTERPRISES|SPNT|SEVEN POINTS CAPITAL, LLC|402
LEE|LEE ENTERPRISES|STFL|Stifel, Nicolaus & Company, Incorporated|1500
LEE|LEE ENTERPRISES|STXG|Stockcross Financial Services, Inc.|25000
LEE|LEE ENTERPRISES|SWIM|TD Ameritrade, Inc.|163354
LEE|LEE ENTERPRISES|TKNG|ALLY INVEST SECURITIES LLC|6704
LEE|LEE ENTERPRISES|TRBT|Tradebot Systems, Inc.|1585
LEE|LEE ENTERPRISES|TRCM|TRC MARKETS LLC|13437
LEE|LEE ENTERPRISES|UBSA|UBS SECURITIES LLC|352481
LEE|LEE ENTERPRISES|UBSS|UBS Securities LLC|362625
LEE|LEE ENTERPRISES|VALX|VIRTU AMERICAS LLC|6094
LEE|LEE ENTERPRISES|VGRD|Vanguard Marketing Corporation|10322
LEE|LEE ENTERPRISES|WCHV|WELLS FARGO SECURITIES, LLC|153621
LEE|LEE ENTERPRISES|WEDB|WEDBUSH SECURITIES INC.|9155
LEE|LEE ENTERPRISES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5767
LEE|LEE ENTERPRISES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11845
LEE|LEE ENTERPRISES|WFPB|Wells Fargo Securities, LLC.|3540
LEE|LEE ENTERPRISES|WSEA|WOLVERINE SECURITIES, LLC|78246
LEE|LEE ENTERPRISES|XIST|INSTINET, LLC|4400
LEE|LEE ENTERPRISES|XSTM|NATIONAL FINANCIAL SERVICES LLC|54110
LEE|LEE ENTERPRISES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
LEG|LEGGETT PLATT INC|ABLE|NATIXIS Securities Americas LLC|267826
LEG|LEGGETT PLATT INC|ALTX|Alternet Securities Inc.|9570
LEG|LEGGETT PLATT INC|ANOS|ABEL/NOSER, L.L.C.|1188
LEG|LEGGETT PLATT INC|APCC|Apex Clearing Corporation|174
LEG|LEGGETT PLATT INC|BANK|Primevest Financial Services, Inc.|36
LEG|LEGGETT PLATT INC|BARD|Robert W. Baird & Co. Incorporated|2922
LEG|LEGGETT PLATT INC|BATM|CBOE TRADING, INC.|10938
LEG|LEGGETT PLATT INC|BAYC|BAY CREST PARTNERS, LLC|464
LEG|LEGGETT PLATT INC|BAYT|BTIG, LLC|334950
LEG|LEGGETT PLATT INC|BBNT|BB&T SECURITIES, LLC|7745
LEG|LEGGETT PLATT INC|BERN|Sanford C. Bernstein & Co., LLC|36606
LEG|LEGGETT PLATT INC|BIDS|BIDS TRADING L.P.|900
LEG|LEGGETT PLATT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19340
LEG|LEGGETT PLATT INC|BLKX|INSTINET, LLC|38700
LEG|LEGGETT PLATT INC|BMOC|BMO Capital Markets Corp.|15395
LEG|LEGGETT PLATT INC|BNCH|The Benchmark Company, LLC|7000
LEG|LEGGETT PLATT INC|BNPX|BNP PARIBAS SECURITIES CORP.|67114
LEG|LEGGETT PLATT INC|BTIG|BTIG, LLC|18238
LEG|LEGGETT PLATT INC|BYXM|CBOE TRADING, INC.|2000
LEG|LEGGETT PLATT INC|BZYD|GOLDMAN SACHS & CO. LLC|500
LEG|LEGGETT PLATT INC|CANT|Cantor Fitzgerald & Co.|341
LEG|LEGGETT PLATT INC|CHAS|Charles Schwab & Co., Inc.|1569
LEG|LEGGETT PLATT INC|CIBP|CIBC World Markets Corp.|7303
LEG|LEGGETT PLATT INC|CICF|Canaccord Genuity Corp.|125
LEG|LEGGETT PLATT INC|CIOI|CITIGROUP GLOBAL MARKETS INC|13000
LEG|LEGGETT PLATT INC|CIST|Capital Institutional Services, Inc.|4299
LEG|LEGGETT PLATT INC|CLSA|CLSA AMERICAS, LLC|300
LEG|LEGGETT PLATT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109530
LEG|LEGGETT PLATT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3900
LEG|LEGGETT PLATT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1740
LEG|LEGGETT PLATT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|489601
LEG|LEGGETT PLATT INC|CTDL|Citadel Derivatives Group Llc|22782
LEG|LEGGETT PLATT INC|CTLR|CUTLER GROUP, LP|1280
LEG|LEGGETT PLATT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|67478
LEG|LEGGETT PLATT INC|DADA|D.A. Davidson & Co.|1826
LEG|LEGGETT PLATT INC|DAVA|Davenport & Company LLC|5900
LEG|LEGGETT PLATT INC|DBAB|Deutsche Bank Securities Inc.|271613
LEG|LEGGETT PLATT INC|DBAX|Deutsche Bank Securities Inc.|269100
LEG|LEGGETT PLATT INC|DBUL|Deutsche Bank Securities Inc.|4665
LEG|LEGGETT PLATT INC|DCHF|Dart Executions, LLC|2405
LEG|LEGGETT PLATT INC|DEAN|MORGAN STANLEY|7386
LEG|LEGGETT PLATT INC|DEGS|RONIN PROFESSIONAL LLC|100
LEG|LEGGETT PLATT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13658
LEG|LEGGETT PLATT INC|EBXL|EBX LLC|185400
LEG|LEGGETT PLATT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|8141
LEG|LEGGETT PLATT INC|EDJO|Edward D. Jones & Co., L.P.|19625
LEG|LEGGETT PLATT INC|EGAM|CBOE TRADING, INC.|18746
LEG|LEGGETT PLATT INC|EGAW|CBOE TRADING, INC.|158
LEG|LEGGETT PLATT INC|EGMT|EG MARKET TECHNOLOGIES LLC|1402
LEG|LEGGETT PLATT INC|EGXM|CBOE TRADING, INC.|4903
LEG|LEGGETT PLATT INC|EGXW|CBOE TRADING, INC.|10
LEG|LEGGETT PLATT INC|ETBE|Electronic Transaction Clearing, Inc.|25043
LEG|LEGGETT PLATT INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
LEG|LEGGETT PLATT INC|ETCC|Electronic Transaction Clearing, Inc.|818
LEG|LEGGETT PLATT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14336
LEG|LEGGETT PLATT INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2264
LEG|LEGGETT PLATT INC|ETRS|E*Trade Securities LLC|22953
LEG|LEGGETT PLATT INC|FILL|Tradestation Securities, Inc.|2205
LEG|LEGGETT PLATT INC|FINX|FINTECH SECURITIES|200
LEG|LEGGETT PLATT INC|FMAF|NBCN Inc./ CDS|970
LEG|LEGGETT PLATT INC|FOGS|FOG EQUITIES LLC|28800
LEG|LEGGETT PLATT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9095
LEG|LEGGETT PLATT INC|FQLS|Quantlab Securities LP|437479
LEG|LEGGETT PLATT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|215422
LEG|LEGGETT PLATT INC|FTBR|Foliofn Investments, Inc.|3739
LEG|LEGGETT PLATT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|13474
LEG|LEGGETT PLATT INC|GLPX|ACS EXECUTION SERVICES, LLC|70615
LEG|LEGGETT PLATT INC|GPSS|Great Pacific Securities|300
LEG|LEGGETT PLATT INC|GSCO|GOLDMAN SACHS & CO. LLC|1078419
LEG|LEGGETT PLATT INC|GSCS|GOLDMAN SACHS & CO. LLC|11159
LEG|LEGGETT PLATT INC|GSLT|GOLDMAN SACHS & CO. LLC|6837
LEG|LEGGETT PLATT INC|GTSZ|GTS SECURITIES LLC|149137
LEG|LEGGETT PLATT INC|HRBF|American Enterprise Investment Services Inc.|8060
LEG|LEGGETT PLATT INC|HSBC|HSBC Securities, Inc.|765
LEG|LEGGETT PLATT INC|IATS|INTERACTIVE BROKERS LLC|5187
LEG|LEGGETT PLATT INC|IBKR|Interactive Brokers Llc|8209
LEG|LEGGETT PLATT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|600
LEG|LEGGETT PLATT INC|ICBX|INSTINET, LLC|58184
LEG|LEGGETT PLATT INC|IEQY|CITADEL SECURITIES LLC|224577
LEG|LEGGETT PLATT INC|INCA|INSTINET, LLC|360161
LEG|LEGGETT PLATT INC|INJX|INSTINET, LLC|11063
LEG|LEGGETT PLATT INC|ITGI|ITG Inc.|204873
LEG|LEGGETT PLATT INC|ITGP|ITG INC.|885600
LEG|LEGGETT PLATT INC|JANY|Janney Montgomery Scott Inc.|2523
LEG|LEGGETT PLATT INC|JEFF|JEFFERIES LLC|120226
LEG|LEGGETT PLATT INC|JMPT|JUMP TRADING, LLC|81481
LEG|LEGGETT PLATT INC|JONE|JonesTrading|200
LEG|LEGGETT PLATT INC|JPBX|J.P. MORGAN SECURITIES LLC|290758
LEG|LEGGETT PLATT INC|JPMX|J.P. Morgan Securities LLC|709841
LEG|LEGGETT PLATT INC|JSJX|JANE STREET CAPITAL LLC|7281
LEG|LEGGETT PLATT INC|KCGM|VIRTU Americas LLC|57290
LEG|LEGGETT PLATT INC|LEHM|Barclays Capital Inc./Le|874318
LEG|LEGGETT PLATT INC|LIME|Lime Brokerage LLC|53462
LEG|LEGGETT PLATT INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|24200
LEG|LEGGETT PLATT INC|LQNA|LIQUIDNET, INC.|113600
LEG|LEGGETT PLATT INC|LSCI|Lek Securities Corporation|203
LEG|LEGGETT PLATT INC|MACC|Mid Atlantic Capital Corporation|2181
LEG|LEGGETT PLATT INC|MACQ|Macquarie Capital (USA) Inc.|16982
LEG|LEGGETT PLATT INC|MAXM|Maxim Group LLC|13
LEG|LEGGETT PLATT INC|MKMP|MKM Partners LLC|400
LEG|LEGGETT PLATT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|170889
LEG|LEGGETT PLATT INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
LEG|LEGGETT PLATT INC|MOTF|MOTIF INVESTING, INC.|3
LEG|LEGGETT PLATT INC|MSCO|MORGAN STANLEY & CO. LLC|2776482
LEG|LEGGETT PLATT INC|MSPL|MORGAN STANLEY & CO. LLC|548400
LEG|LEGGETT PLATT INC|MSTX|MORGAN STANLEY & CO. LLC|328300
LEG|LEGGETT PLATT INC|NBCS|NBC Securities, INC.|100
LEG|LEGGETT PLATT INC|NEED|Needham & Company, LLC|350
LEG|LEGGETT PLATT INC|NEUB|NEUBERGER BERMAN BD LLC|100
LEG|LEGGETT PLATT INC|NFSC|National Financial Services LLC|136845
LEG|LEGGETT PLATT INC|NITE|VIRTU Americas LLC|318541
LEG|LEGGETT PLATT INC|NITP|VIRTU Americas LLC|1400
LEG|LEGGETT PLATT INC|NQRB|Brut, LLC|28164
LEG|LEGGETT PLATT INC|NTRC|Northern Trust Securities, Inc.|100
LEG|LEGGETT PLATT INC|OHOS|TWO SIGMA SECURITIES, LLC|88316
LEG|LEGGETT PLATT INC|OPCO|Oppenheimer & Co. Inc.|1153
LEG|LEGGETT PLATT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
LEG|LEGGETT PLATT INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2607
LEG|LEGGETT PLATT INC|PDQM|CODA MARKETS, INC.|135842
LEG|LEGGETT PLATT INC|PHLY|NASDAQ Execution Services, LLC|2800
LEG|LEGGETT PLATT INC|PICT|Pictet Overseas Inc.|400
LEG|LEGGETT PLATT INC|PIPR|Piper Jaffray & Co.|1203106
LEG|LEGGETT PLATT INC|PWJC|UBS Financial Services, Inc.|6020
LEG|LEGGETT PLATT INC|QMSR|QUATTRO M SECURITIES INC.|2766
LEG|LEGGETT PLATT INC|RBCM|RBC CAPITAL MARKETS, LLC|5342
LEG|LEGGETT PLATT INC|RHOX|XR Securities LLC|28522
LEG|LEGGETT PLATT INC|ROTH|Roth Capital Partners, LLC|300
LEG|LEGGETT PLATT INC|SAGL|SAGETRADER, LLC|17192
LEG|LEGGETT PLATT INC|SAGW|SAGETRADER, LLC|414
LEG|LEGGETT PLATT INC|SALI|INTL FCSTONE FINANCIAL INC.|278
LEG|LEGGETT PLATT INC|SBSH|Citigroup Global Markets Inc.|98111
LEG|LEGGETT PLATT INC|SEIC|SEI Investments Distribution Co.|3200
LEG|LEGGETT PLATT INC|SGMT|GOLDMAN SACHS & CO. LLC|135949
LEG|LEGGETT PLATT INC|SIBO|Prime Executions, Inc.|10498
LEG|LEGGETT PLATT INC|SPDR|SPEEDROUTE LLC|17800
LEG|LEGGETT PLATT INC|SPHN|Stephens Inc.|1869
LEG|LEGGETT PLATT INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
LEG|LEGGETT PLATT INC|STFL|Stifel, Nicolaus & Company, Incorporated|43806
LEG|LEGGETT PLATT INC|STKP|STOCKPILE INVESTMENTS, INC.|6
LEG|LEGGETT PLATT INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3596
LEG|LEGGETT PLATT INC|SWIM|TD Ameritrade, Inc.|5252
LEG|LEGGETT PLATT INC|SWST|Hilltop Securities Inc.|5466
LEG|LEGGETT PLATT INC|TAGC|TELSEY ADVISORY GROUP LLC|1100
LEG|LEGGETT PLATT INC|TKNG|ALLY INVEST SECURITIES LLC|70
LEG|LEGGETT PLATT INC|TRBT|Tradebot Systems, Inc.|296679
LEG|LEGGETT PLATT INC|TRCM|TRC MARKETS LLC|111395
LEG|LEGGETT PLATT INC|TWTT|TASTYWORKS, INC.|150
LEG|LEGGETT PLATT INC|UBSA|UBS SECURITIES LLC|644702
LEG|LEGGETT PLATT INC|UBSS|UBS Securities LLC|831065
LEG|LEGGETT PLATT INC|VALX|VIRTU AMERICAS LLC|14913
LEG|LEGGETT PLATT INC|VGRD|Vanguard Marketing Corporation|9335
LEG|LEGGETT PLATT INC|VNDM|Wall Street Access|33382
LEG|LEGGETT PLATT INC|WABR|Wall Street Access|1400
LEG|LEGGETT PLATT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3643
LEG|LEGGETT PLATT INC|WCHV|WELLS FARGO SECURITIES, LLC|255528
LEG|LEGGETT PLATT INC|WDNX|WEEDEN & CO.L.P.|430
LEG|LEGGETT PLATT INC|WEDB|WEDBUSH SECURITIES INC.|47402
LEG|LEGGETT PLATT INC|WEED|Weeden & Co.L.P.|1408
LEG|LEGGETT PLATT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13383
LEG|LEGGETT PLATT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25155
LEG|LEGGETT PLATT INC|WGIF|CIBC World Markets Inc.|806
LEG|LEGGETT PLATT INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|196
LEG|LEGGETT PLATT INC|WSEA|WOLVERINE SECURITIES, LLC|2382
LEG|LEGGETT PLATT INC|XIST|INSTINET, LLC|114246
LEG|LEGGETT PLATT INC|XPQR|Jump Trading|4461
LEG|LEGGETT PLATT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|57274
LEG|LEGGETT PLATT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3135
LEG|LEGGETT PLATT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6224
LEGR|FT IDX IV TRN PR ETF|BIMI|Banca IMI Securities Corp.|100
LEGR|FT IDX IV TRN PR ETF|CHAS|Charles Schwab & Co., Inc.|3
LEGR|FT IDX IV TRN PR ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5233
LEGR|FT IDX IV TRN PR ETF|CTDL|Citadel Derivatives Group Llc|29807
LEGR|FT IDX IV TRN PR ETF|DBAX|Deutsche Bank Securities Inc.|2300
LEGR|FT IDX IV TRN PR ETF|DEAN|MORGAN STANLEY|45
LEGR|FT IDX IV TRN PR ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|999
LEGR|FT IDX IV TRN PR ETF|EBXL|EBX LLC|3700
LEGR|FT IDX IV TRN PR ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|113
LEGR|FT IDX IV TRN PR ETF|ETRS|E*Trade Securities LLC|1692
LEGR|FT IDX IV TRN PR ETF|FBCO|Credit Suisse Securities (USA) LLC|1114
LEGR|FT IDX IV TRN PR ETF|FILL|Tradestation Securities, Inc.|110
LEGR|FT IDX IV TRN PR ETF|FMAF|NBCN Inc./ CDS|100
LEGR|FT IDX IV TRN PR ETF|FOMA|TD AMERITRADE CLEARING, INC.|13311
LEGR|FT IDX IV TRN PR ETF|FTBR|Foliofn Investments, Inc.|63
LEGR|FT IDX IV TRN PR ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|427
LEGR|FT IDX IV TRN PR ETF|GLPX|ACS EXECUTION SERVICES, LLC|2286
LEGR|FT IDX IV TRN PR ETF|GTSZ|GTS SECURITIES LLC|590
LEGR|FT IDX IV TRN PR ETF|HRBF|American Enterprise Investment Services Inc.|500
LEGR|FT IDX IV TRN PR ETF|IATS|INTERACTIVE BROKERS LLC|319
LEGR|FT IDX IV TRN PR ETF|IBKR|Interactive Brokers Llc|4911
LEGR|FT IDX IV TRN PR ETF|ICBX|INSTINET, LLC|5140
LEGR|FT IDX IV TRN PR ETF|INCA|INSTINET, LLC|1686
LEGR|FT IDX IV TRN PR ETF|ITGP|ITG INC.|3200
LEGR|FT IDX IV TRN PR ETF|JANY|Janney Montgomery Scott Inc.|470
LEGR|FT IDX IV TRN PR ETF|JPMX|J.P. Morgan Securities LLC|1600
LEGR|FT IDX IV TRN PR ETF|JSJX|JANE STREET CAPITAL LLC|8028
LEGR|FT IDX IV TRN PR ETF|KCGM|VIRTU Americas LLC|4603
LEGR|FT IDX IV TRN PR ETF|LEHM|Barclays Capital Inc./Le|1800
LEGR|FT IDX IV TRN PR ETF|LIME|Lime Brokerage LLC|1631
LEGR|FT IDX IV TRN PR ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5906
LEGR|FT IDX IV TRN PR ETF|MOTF|MOTIF INVESTING, INC.|2
LEGR|FT IDX IV TRN PR ETF|MSCO|MORGAN STANLEY & CO. LLC|10371
LEGR|FT IDX IV TRN PR ETF|NBCS|NBC Securities, INC.|690
LEGR|FT IDX IV TRN PR ETF|NFSC|National Financial Services LLC|15673
LEGR|FT IDX IV TRN PR ETF|NITE|VIRTU Americas LLC|22928
LEGR|FT IDX IV TRN PR ETF|PAUL|Paulson Investment Company, Inc.|50
LEGR|FT IDX IV TRN PR ETF|PDQM|CODA MARKETS, INC.|6302
LEGR|FT IDX IV TRN PR ETF|RAJA|Raymond James & Associates, Inc.|4419
LEGR|FT IDX IV TRN PR ETF|RBCM|RBC CAPITAL MARKETS, LLC|104
LEGR|FT IDX IV TRN PR ETF|SBSH|Citigroup Global Markets Inc.|8646
LEGR|FT IDX IV TRN PR ETF|SGMT|GOLDMAN SACHS & CO. LLC|577
LEGR|FT IDX IV TRN PR ETF|STFL|Stifel, Nicolaus & Company, Incorporated|951
LEGR|FT IDX IV TRN PR ETF|SWIM|TD Ameritrade, Inc.|155
LEGR|FT IDX IV TRN PR ETF|SWST|Hilltop Securities Inc.|201
LEGR|FT IDX IV TRN PR ETF|TKNG|ALLY INVEST SECURITIES LLC|55
LEGR|FT IDX IV TRN PR ETF|UBSS|UBS Securities LLC|11774
LEGR|FT IDX IV TRN PR ETF|VGRD|Vanguard Marketing Corporation|1211
LEGR|FT IDX IV TRN PR ETF|WCHV|WELLS FARGO SECURITIES, LLC|927
LEGR|FT IDX IV TRN PR ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|3544
LEGR|FT IDX IV TRN PR ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|2035
LEGR|FT IDX IV TRN PR ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13669
LEJU|LEJU HOLDINGS LTD|ALTX|Alternet Securities Inc.|100
LEJU|LEJU HOLDINGS LTD|APCC|Apex Clearing Corporation|8929
LEJU|LEJU HOLDINGS LTD|BATM|CBOE TRADING, INC.|1792
LEJU|LEJU HOLDINGS LTD|BIAD|SAGETRADER, LLC|1
LEJU|LEJU HOLDINGS LTD|CHAS|Charles Schwab & Co., Inc.|130
LEJU|LEJU HOLDINGS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2167
LEJU|LEJU HOLDINGS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
LEJU|LEJU HOLDINGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|607
LEJU|LEJU HOLDINGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
LEJU|LEJU HOLDINGS LTD|DBAB|Deutsche Bank Securities Inc.|500
LEJU|LEJU HOLDINGS LTD|DBAX|Deutsche Bank Securities Inc.|400
LEJU|LEJU HOLDINGS LTD|DEGS|RONIN PROFESSIONAL LLC|1600
LEJU|LEJU HOLDINGS LTD|EBXL|EBX LLC|200
LEJU|LEJU HOLDINGS LTD|EDJO|Edward D. Jones & Co., L.P.|25
LEJU|LEJU HOLDINGS LTD|EGAM|CBOE TRADING, INC.|300
LEJU|LEJU HOLDINGS LTD|EGXM|CBOE TRADING, INC.|1
LEJU|LEJU HOLDINGS LTD|ETBE|Electronic Transaction Clearing, Inc.|400
LEJU|LEJU HOLDINGS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|370
LEJU|LEJU HOLDINGS LTD|ETRS|E*Trade Securities LLC|49649
LEJU|LEJU HOLDINGS LTD|FILL|Tradestation Securities, Inc.|5946
LEJU|LEJU HOLDINGS LTD|FMAF|NBCN Inc./ CDS|1210
LEJU|LEJU HOLDINGS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22
LEJU|LEJU HOLDINGS LTD|FTBR|Foliofn Investments, Inc.|10
LEJU|LEJU HOLDINGS LTD|GLPX|ACS EXECUTION SERVICES, LLC|301
LEJU|LEJU HOLDINGS LTD|GSLT|GOLDMAN SACHS & CO. LLC|600
LEJU|LEJU HOLDINGS LTD|IATS|INTERACTIVE BROKERS LLC|36535
LEJU|LEJU HOLDINGS LTD|IBKR|Interactive Brokers Llc|65181
LEJU|LEJU HOLDINGS LTD|ICBX|INSTINET, LLC|200
LEJU|LEJU HOLDINGS LTD|INCA|INSTINET, LLC|5720
LEJU|LEJU HOLDINGS LTD|ITGI|ITG Inc.|1800
LEJU|LEJU HOLDINGS LTD|ITGP|ITG INC.|600
LEJU|LEJU HOLDINGS LTD|JEFF|JEFFERIES LLC|18
LEJU|LEJU HOLDINGS LTD|JMPT|JUMP TRADING, LLC|272
LEJU|LEJU HOLDINGS LTD|JPMX|J.P. Morgan Securities LLC|2230
LEJU|LEJU HOLDINGS LTD|JSJX|JANE STREET CAPITAL LLC|8000
LEJU|LEJU HOLDINGS LTD|LEHM|Barclays Capital Inc./Le|400
LEJU|LEJU HOLDINGS LTD|LIME|Lime Brokerage LLC|1477
LEJU|LEJU HOLDINGS LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
LEJU|LEJU HOLDINGS LTD|MSCO|MORGAN STANLEY & CO. LLC|21716
LEJU|LEJU HOLDINGS LTD|MSPL|MORGAN STANLEY & CO. LLC|46500
LEJU|LEJU HOLDINGS LTD|MSTX|MORGAN STANLEY & CO. LLC|59200
LEJU|LEJU HOLDINGS LTD|NFSC|National Financial Services LLC|131466
LEJU|LEJU HOLDINGS LTD|NITE|VIRTU Americas LLC|265221
LEJU|LEJU HOLDINGS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|7615
LEJU|LEJU HOLDINGS LTD|PDQM|CODA MARKETS, INC.|1112
LEJU|LEJU HOLDINGS LTD|SAGL|SAGETRADER, LLC|100
LEJU|LEJU HOLDINGS LTD|SPDR|SPEEDROUTE LLC|1182
LEJU|LEJU HOLDINGS LTD|SWIM|TD Ameritrade, Inc.|93705
LEJU|LEJU HOLDINGS LTD|UBSA|UBS SECURITIES LLC|5040
LEJU|LEJU HOLDINGS LTD|UBSS|UBS Securities LLC|11600
LEJU|LEJU HOLDINGS LTD|VGRD|Vanguard Marketing Corporation|500
LEJU|LEJU HOLDINGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|5384
LEJU|LEJU HOLDINGS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1967
LEJU|LEJU HOLDINGS LTD|WGIF|CIBC World Markets Inc.|1950
LEJU|LEJU HOLDINGS LTD|WSEA|WOLVERINE SECURITIES, LLC|476
LEJU|LEJU HOLDINGS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|511
LEMB|ISHARES JP MRGN EM|ALTX|Alternet Securities Inc.|5516
LEMB|ISHARES JP MRGN EM|APCC|Apex Clearing Corporation|42150
LEMB|ISHARES JP MRGN EM|BARD|Robert W. Baird & Co. Incorporated|8672
LEMB|ISHARES JP MRGN EM|BATM|CBOE TRADING, INC.|1992
LEMB|ISHARES JP MRGN EM|BAYC|BAY CREST PARTNERS, LLC|371
LEMB|ISHARES JP MRGN EM|BERN|Sanford C. Bernstein & Co., LLC|65
LEMB|ISHARES JP MRGN EM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1311
LEMB|ISHARES JP MRGN EM|BLTK|Bulltick, Llc|14
LEMB|ISHARES JP MRGN EM|BYXM|CBOE TRADING, INC.|31616
LEMB|ISHARES JP MRGN EM|CANT|Cantor Fitzgerald & Co.|53955
LEMB|ISHARES JP MRGN EM|CHAS|Charles Schwab & Co., Inc.|700
LEMB|ISHARES JP MRGN EM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23890
LEMB|ISHARES JP MRGN EM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31004
LEMB|ISHARES JP MRGN EM|CTDL|Citadel Derivatives Group Llc|2162
LEMB|ISHARES JP MRGN EM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5832
LEMB|ISHARES JP MRGN EM|DBAB|Deutsche Bank Securities Inc.|300
LEMB|ISHARES JP MRGN EM|DBAX|Deutsche Bank Securities Inc.|8300
LEMB|ISHARES JP MRGN EM|DEAN|MORGAN STANLEY|8288
LEMB|ISHARES JP MRGN EM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|246
LEMB|ISHARES JP MRGN EM|EBXL|EBX LLC|13100
LEMB|ISHARES JP MRGN EM|ECUT|CONVERGEX EXECUTION SOLUTIONS|11973
LEMB|ISHARES JP MRGN EM|EDJO|Edward D. Jones & Co., L.P.|115
LEMB|ISHARES JP MRGN EM|EGAM|CBOE TRADING, INC.|7520
LEMB|ISHARES JP MRGN EM|EGXM|CBOE TRADING, INC.|480
LEMB|ISHARES JP MRGN EM|ETBE|Electronic Transaction Clearing, Inc.|900
LEMB|ISHARES JP MRGN EM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2300
LEMB|ISHARES JP MRGN EM|ETRS|E*Trade Securities LLC|7709
LEMB|ISHARES JP MRGN EM|FCST|INTL FCSTONE FINANCIAL INC.|125200
LEMB|ISHARES JP MRGN EM|FIDT|Fidelity Clearing Canada ULC./ CDS|16488
LEMB|ISHARES JP MRGN EM|FILL|Tradestation Securities, Inc.|68
LEMB|ISHARES JP MRGN EM|FLTU|FLOW TRADERS US LLC|516826
LEMB|ISHARES JP MRGN EM|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|457440
LEMB|ISHARES JP MRGN EM|FMAF|NBCN Inc./ CDS|80671
LEMB|ISHARES JP MRGN EM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21
LEMB|ISHARES JP MRGN EM|FTBR|Foliofn Investments, Inc.|1761
LEMB|ISHARES JP MRGN EM|GBMT|GBM International, Inc.|4110
LEMB|ISHARES JP MRGN EM|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
LEMB|ISHARES JP MRGN EM|GLIS|TD Securities Inc|200
LEMB|ISHARES JP MRGN EM|GLPX|ACS EXECUTION SERVICES, LLC|8330
LEMB|ISHARES JP MRGN EM|GSCO|GOLDMAN SACHS & CO. LLC|11130
LEMB|ISHARES JP MRGN EM|GSLT|GOLDMAN SACHS & CO. LLC|2200
LEMB|ISHARES JP MRGN EM|GTSZ|GTS SECURITIES LLC|300
LEMB|ISHARES JP MRGN EM|HRBF|American Enterprise Investment Services Inc.|8260
LEMB|ISHARES JP MRGN EM|HSBC|HSBC Securities, Inc.|1500
LEMB|ISHARES JP MRGN EM|IATS|INTERACTIVE BROKERS LLC|4536
LEMB|ISHARES JP MRGN EM|IBKR|Interactive Brokers Llc|35757
LEMB|ISHARES JP MRGN EM|ICBX|INSTINET, LLC|3600
LEMB|ISHARES JP MRGN EM|INCA|INSTINET, LLC|6981
LEMB|ISHARES JP MRGN EM|INJX|INSTINET, LLC|127
LEMB|ISHARES JP MRGN EM|ITGI|ITG Inc.|66307
LEMB|ISHARES JP MRGN EM|ITGP|ITG INC.|15200
LEMB|ISHARES JP MRGN EM|JEFF|JEFFERIES LLC|787
LEMB|ISHARES JP MRGN EM|JMPT|JUMP TRADING, LLC|625
LEMB|ISHARES JP MRGN EM|JPMX|J.P. Morgan Securities LLC|6132
LEMB|ISHARES JP MRGN EM|JSEB|JANE STREET EXECUTION SERVICES, LLC|956158
LEMB|ISHARES JP MRGN EM|JSJX|JANE STREET CAPITAL LLC|357136
LEMB|ISHARES JP MRGN EM|KCGM|VIRTU Americas LLC|2298
LEMB|ISHARES JP MRGN EM|LEHM|Barclays Capital Inc./Le|19600
LEMB|ISHARES JP MRGN EM|LIME|Lime Brokerage LLC|8380
LEMB|ISHARES JP MRGN EM|LSCI|Lek Securities Corporation|981
LEMB|ISHARES JP MRGN EM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1140
LEMB|ISHARES JP MRGN EM|MACC|Mid Atlantic Capital Corporation|5354
LEMB|ISHARES JP MRGN EM|MCMF|Raymond James Ltd. Cds|2220
LEMB|ISHARES JP MRGN EM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34986
LEMB|ISHARES JP MRGN EM|MOTF|MOTIF INVESTING, INC.|1
LEMB|ISHARES JP MRGN EM|MSCO|MORGAN STANLEY & CO. LLC|46625
LEMB|ISHARES JP MRGN EM|MSPL|MORGAN STANLEY & CO. LLC|27900
LEMB|ISHARES JP MRGN EM|MSTX|MORGAN STANLEY & CO. LLC|200
LEMB|ISHARES JP MRGN EM|NFSC|National Financial Services LLC|159707
LEMB|ISHARES JP MRGN EM|NITE|VIRTU Americas LLC|297343
LEMB|ISHARES JP MRGN EM|NITP|VIRTU Americas LLC|1502
LEMB|ISHARES JP MRGN EM|NQRB|Brut, LLC|1566
LEMB|ISHARES JP MRGN EM|PDQM|CODA MARKETS, INC.|202806
LEMB|ISHARES JP MRGN EM|PWJC|UBS Financial Services, Inc.|2900
LEMB|ISHARES JP MRGN EM|SAGL|SAGETRADER, LLC|10903
LEMB|ISHARES JP MRGN EM|SBSH|Citigroup Global Markets Inc.|865
LEMB|ISHARES JP MRGN EM|SGMT|GOLDMAN SACHS & CO. LLC|4200
LEMB|ISHARES JP MRGN EM|SPDR|SPEEDROUTE LLC|4600
LEMB|ISHARES JP MRGN EM|STFL|Stifel, Nicolaus & Company, Incorporated|190
LEMB|ISHARES JP MRGN EM|SWIM|TD Ameritrade, Inc.|360
LEMB|ISHARES JP MRGN EM|TRBT|Tradebot Systems, Inc.|509
LEMB|ISHARES JP MRGN EM|TRCM|TRC MARKETS LLC|100
LEMB|ISHARES JP MRGN EM|UBSA|UBS SECURITIES LLC|85825
LEMB|ISHARES JP MRGN EM|UBSS|UBS Securities LLC|119953
LEMB|ISHARES JP MRGN EM|VGRD|Vanguard Marketing Corporation|3596
LEMB|ISHARES JP MRGN EM|WBET|Wallachbeth Capital LLC|170724
LEMB|ISHARES JP MRGN EM|WCHV|WELLS FARGO SECURITIES, LLC|27580
LEMB|ISHARES JP MRGN EM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|46
LEMB|ISHARES JP MRGN EM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1268
LEMB|ISHARES JP MRGN EM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
LEMB|ISHARES JP MRGN EM|WSEA|WOLVERINE SECURITIES, LLC|77
LEMB|ISHARES JP MRGN EM|XPUS|XP SECURITIES, LLC|4806
LEMB|ISHARES JP MRGN EM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
LEMB|ISHARES JP MRGN EM|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
LEMB|ISHARES JP MRGN EM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3004
LEN|LENNAR CP CL A|ABLE|NATIXIS Securities Americas LLC|45477
LEN|LENNAR CP CL A|ADAM|CANACCORD GENUITY INC.|16250
LEN|LENNAR CP CL A|AGIS|Aegis Capital Corp.|300
LEN|LENNAR CP CL A|ALTX|Alternet Securities Inc.|61166
LEN|LENNAR CP CL A|ANOS|ABEL/NOSER, L.L.C.|20104
LEN|LENNAR CP CL A|APCC|Apex Clearing Corporation|15251
LEN|LENNAR CP CL A|BALE|M&T SECURITIES, INC.|226
LEN|LENNAR CP CL A|BARD|Robert W. Baird & Co. Incorporated|17621
LEN|LENNAR CP CL A|BATM|CBOE TRADING, INC.|29871
LEN|LENNAR CP CL A|BAYT|BTIG, LLC|7900
LEN|LENNAR CP CL A|BBNT|BB&T SECURITIES, LLC|7085
LEN|LENNAR CP CL A|BERN|Sanford C. Bernstein & Co., LLC|278333
LEN|LENNAR CP CL A|BIAD|SAGETRADER, LLC|4
LEN|LENNAR CP CL A|BIDS|BIDS TRADING L.P.|50500
LEN|LENNAR CP CL A|BIMI|Banca IMI Securities Corp.|59
LEN|LENNAR CP CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17978
LEN|LENNAR CP CL A|BLKX|INSTINET, LLC|445399
LEN|LENNAR CP CL A|BMOC|BMO Capital Markets Corp.|14107
LEN|LENNAR CP CL A|BNPX|BNP PARIBAS SECURITIES CORP.|140026
LEN|LENNAR CP CL A|BRGE|Newbridge Securities Corp.|4811
LEN|LENNAR CP CL A|BTIG|BTIG, LLC|3934
LEN|LENNAR CP CL A|BYXM|CBOE TRADING, INC.|6598
LEN|LENNAR CP CL A|BZYD|GOLDMAN SACHS & CO. LLC|100
LEN|LENNAR CP CL A|CABR|Cabrera Capital Markets, Inc.|50
LEN|LENNAR CP CL A|CANT|Cantor Fitzgerald & Co.|15450
LEN|LENNAR CP CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|454848
LEN|LENNAR CP CL A|CBRA|Cobra Trading, Inc.|800
LEN|LENNAR CP CL A|CHAS|Charles Schwab & Co., Inc.|52571
LEN|LENNAR CP CL A|CIBP|CIBC World Markets Corp.|81312
LEN|LENNAR CP CL A|CICF|Canaccord Genuity Corp.|180
LEN|LENNAR CP CL A|CIOI|CITIGROUP GLOBAL MARKETS INC|73238
LEN|LENNAR CP CL A|CIST|Capital Institutional Services, Inc.|21925
LEN|LENNAR CP CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|537200
LEN|LENNAR CP CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|53176
LEN|LENNAR CP CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20570
LEN|LENNAR CP CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2332877
LEN|LENNAR CP CL A|CTDL|Citadel Derivatives Group Llc|56635
LEN|LENNAR CP CL A|CTLR|CUTLER GROUP, LP|6556
LEN|LENNAR CP CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|338454
LEN|LENNAR CP CL A|DADA|D.A. Davidson & Co.|2933
LEN|LENNAR CP CL A|DBAB|Deutsche Bank Securities Inc.|1344962
LEN|LENNAR CP CL A|DBAX|Deutsche Bank Securities Inc.|1263700
LEN|LENNAR CP CL A|DBUL|Deutsche Bank Securities Inc.|3588
LEN|LENNAR CP CL A|DCHF|Dart Executions, LLC|49037
LEN|LENNAR CP CL A|DEAN|MORGAN STANLEY|30882
LEN|LENNAR CP CL A|DEGS|RONIN PROFESSIONAL LLC|3400
LEN|LENNAR CP CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52256
LEN|LENNAR CP CL A|EBXL|EBX LLC|966900
LEN|LENNAR CP CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|169437
LEN|LENNAR CP CL A|EDJC|Edward Jones / CDS|2718
LEN|LENNAR CP CL A|EDJO|Edward D. Jones & Co., L.P.|4282
LEN|LENNAR CP CL A|EGAM|CBOE TRADING, INC.|79710
LEN|LENNAR CP CL A|EGAW|CBOE TRADING, INC.|1990
LEN|LENNAR CP CL A|EGMT|EG MARKET TECHNOLOGIES LLC|2800
LEN|LENNAR CP CL A|EGXM|CBOE TRADING, INC.|21308
LEN|LENNAR CP CL A|EGXW|CBOE TRADING, INC.|289
LEN|LENNAR CP CL A|ETBE|Electronic Transaction Clearing, Inc.|86929
LEN|LENNAR CP CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
LEN|LENNAR CP CL A|ETCB|ETC BROKERAGE SERVICES, LLC|821
LEN|LENNAR CP CL A|ETCC|Electronic Transaction Clearing, Inc.|1192
LEN|LENNAR CP CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|132674
LEN|LENNAR CP CL A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
LEN|LENNAR CP CL A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|22116
LEN|LENNAR CP CL A|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|20626
LEN|LENNAR CP CL A|ETRS|E*Trade Securities LLC|758305
LEN|LENNAR CP CL A|FBRC|B. RILEY FBR, INC.|3000
LEN|LENNAR CP CL A|FILL|Tradestation Securities, Inc.|96957
LEN|LENNAR CP CL A|FINX|FINTECH SECURITIES|576
LEN|LENNAR CP CL A|FMAF|NBCN Inc./ CDS|5610
LEN|LENNAR CP CL A|FMCO|First Manhattan Co|1000
LEN|LENNAR CP CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34394
LEN|LENNAR CP CL A|FQLS|Quantlab Securities LP|1523663
LEN|LENNAR CP CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|312954
LEN|LENNAR CP CL A|FTBR|Foliofn Investments, Inc.|9330
LEN|LENNAR CP CL A|GBMT|GBM International, Inc.|4200
LEN|LENNAR CP CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|41618
LEN|LENNAR CP CL A|GLIS|TD Securities Inc|12036
LEN|LENNAR CP CL A|GLPX|ACS EXECUTION SERVICES, LLC|225307
LEN|LENNAR CP CL A|GNAV|GREEN STREET TRADING, LLC|25000
LEN|LENNAR CP CL A|GPSS|Great Pacific Securities|200
LEN|LENNAR CP CL A|GSCO|GOLDMAN SACHS & CO. LLC|3632569
LEN|LENNAR CP CL A|GSCS|GOLDMAN SACHS & CO. LLC|86939
LEN|LENNAR CP CL A|GSLT|GOLDMAN SACHS & CO. LLC|46505
LEN|LENNAR CP CL A|GTSZ|GTS SECURITIES LLC|411842
LEN|LENNAR CP CL A|GUGS|Guggenheim Securities, LLC|50000
LEN|LENNAR CP CL A|HAPX|HAP Trading, LLC|12883
LEN|LENNAR CP CL A|HRBF|American Enterprise Investment Services Inc.|32670
LEN|LENNAR CP CL A|HSBC|HSBC Securities, Inc.|10082
LEN|LENNAR CP CL A|IATS|INTERACTIVE BROKERS LLC|164109
LEN|LENNAR CP CL A|IBKR|Interactive Brokers Llc|143980
LEN|LENNAR CP CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|519
LEN|LENNAR CP CL A|ICBX|INSTINET, LLC|278966
LEN|LENNAR CP CL A|IEQY|CITADEL SECURITIES LLC|333301
LEN|LENNAR CP CL A|IMPC|Imperial Capital, LLC|1436
LEN|LENNAR CP CL A|INCA|INSTINET, LLC|1349294
LEN|LENNAR CP CL A|INJX|INSTINET, LLC|15536
LEN|LENNAR CP CL A|INTL|INTL FCSTONE FINANCIAL INC.|15
LEN|LENNAR CP CL A|ITGI|ITG Inc.|164317
LEN|LENNAR CP CL A|ITGP|ITG INC.|875600
LEN|LENNAR CP CL A|JANY|Janney Montgomery Scott Inc.|2253
LEN|LENNAR CP CL A|JEFF|JEFFERIES LLC|895022
LEN|LENNAR CP CL A|JMPT|JUMP TRADING, LLC|334838
LEN|LENNAR CP CL A|JONE|JonesTrading|50000
LEN|LENNAR CP CL A|JPBX|J.P. MORGAN SECURITIES LLC|439786
LEN|LENNAR CP CL A|JPMX|J.P. Morgan Securities LLC|2547323
LEN|LENNAR CP CL A|JSJX|JANE STREET CAPITAL LLC|20874
LEN|LENNAR CP CL A|KBWI|Keefe, Bruyette & Woods, Inc.|300
LEN|LENNAR CP CL A|KCGM|VIRTU Americas LLC|241484
LEN|LENNAR CP CL A|KEYB|KEYBANC CAPITAL MARKETS INC.|4531
LEN|LENNAR CP CL A|LEHM|Barclays Capital Inc./Le|2748928
LEN|LENNAR CP CL A|LGNT|COR CLEARING LLC|1
LEN|LENNAR CP CL A|LIME|Lime Brokerage LLC|146807
LEN|LENNAR CP CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|12600
LEN|LENNAR CP CL A|LOOP|Loop Capital Markets LLC|8150
LEN|LENNAR CP CL A|LQNA|LIQUIDNET, INC.|938100
LEN|LENNAR CP CL A|LSCI|Lek Securities Corporation|117436
LEN|LENNAR CP CL A|LVMR|LIVERMORE TRADING GROUP, INC.|5198
LEN|LENNAR CP CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
LEN|LENNAR CP CL A|MACC|Mid Atlantic Capital Corporation|240
LEN|LENNAR CP CL A|MACQ|Macquarie Capital (USA) Inc.|1400
LEN|LENNAR CP CL A|MAXM|Maxim Group LLC|13490
LEN|LENNAR CP CL A|MBTS|ALLY INVEST SECURITIES LLC|16651
LEN|LENNAR CP CL A|MCMF|Raymond James Ltd. Cds|100
LEN|LENNAR CP CL A|MKMP|MKM Partners LLC|219697
LEN|LENNAR CP CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|534765
LEN|LENNAR CP CL A|MNDX|TJM Investments, LLC|19229
LEN|LENNAR CP CL A|MOTF|MOTIF INVESTING, INC.|11
LEN|LENNAR CP CL A|MSCO|MORGAN STANLEY & CO. LLC|5966831
LEN|LENNAR CP CL A|MSPL|MORGAN STANLEY & CO. LLC|1289500
LEN|LENNAR CP CL A|MSTX|MORGAN STANLEY & CO. LLC|917300
LEN|LENNAR CP CL A|MZHO|Mizuho Securities USA LLC|52900
LEN|LENNAR CP CL A|NATL|National Securities Corporation|75
LEN|LENNAR CP CL A|NEUB|NEUBERGER BERMAN BD LLC|42296
LEN|LENNAR CP CL A|NFSC|National Financial Services LLC|1663942
LEN|LENNAR CP CL A|NITE|VIRTU Americas LLC|3176994
LEN|LENNAR CP CL A|NITP|VIRTU Americas LLC|7262
LEN|LENNAR CP CL A|NMRA|Nomura Securities International, Inc.|400
LEN|LENNAR CP CL A|NQRB|Brut, LLC|54483
LEN|LENNAR CP CL A|NTBF|BMO Nesbitt Burns Inc./CDS|1330
LEN|LENNAR CP CL A|NTRC|Northern Trust Securities, Inc.|6350
LEN|LENNAR CP CL A|OCEA|OCEAN FINANCIAL SERVICES, LLC|18
LEN|LENNAR CP CL A|OHOS|TWO SIGMA SECURITIES, LLC|166810
LEN|LENNAR CP CL A|OPCO|Oppenheimer & Co. Inc.|24982
LEN|LENNAR CP CL A|OTAA|OTA LLC|11100
LEN|LENNAR CP CL A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|700
LEN|LENNAR CP CL A|PCPT|PHILLIP CAPITAL INC.|300
LEN|LENNAR CP CL A|PDQM|CODA MARKETS, INC.|271672
LEN|LENNAR CP CL A|PHLY|NASDAQ Execution Services, LLC|14000
LEN|LENNAR CP CL A|PICT|Pictet Overseas Inc.|1103
LEN|LENNAR CP CL A|PIPR|Piper Jaffray & Co.|1000
LEN|LENNAR CP CL A|PWJC|UBS Financial Services, Inc.|13563
LEN|LENNAR CP CL A|QMSR|QUATTRO M SECURITIES INC.|30049
LEN|LENNAR CP CL A|RBCM|RBC CAPITAL MARKETS, LLC|28844
LEN|LENNAR CP CL A|RGLD|Regal Securities, Inc|1221
LEN|LENNAR CP CL A|RHOX|XR Securities LLC|36151
LEN|LENNAR CP CL A|SAGL|SAGETRADER, LLC|66795
LEN|LENNAR CP CL A|SAGW|SAGETRADER, LLC|3123
LEN|LENNAR CP CL A|SBRX|MURIEL SIEBERT & CO INC|10
LEN|LENNAR CP CL A|SBSH|Citigroup Global Markets Inc.|1395190
LEN|LENNAR CP CL A|SDLR|Sandler, O'Neill & Partners, L.P.|300
LEN|LENNAR CP CL A|SGMT|GOLDMAN SACHS & CO. LLC|621359
LEN|LENNAR CP CL A|SIBO|Prime Executions, Inc.|5514
LEN|LENNAR CP CL A|SJLS|TRADE INFORMATICS LLC|7400
LEN|LENNAR CP CL A|SOGO|Wang Investment Associates, Inc.|730
LEN|LENNAR CP CL A|SPDR|SPEEDROUTE LLC|74975
LEN|LENNAR CP CL A|SPHN|Stephens Inc.|475
LEN|LENNAR CP CL A|SPTD|MINT GLOBAL MARKETS, INC.|7700
LEN|LENNAR CP CL A|STFC|Stuart Frankel & Co., Incorporated|7794
LEN|LENNAR CP CL A|STFL|Stifel, Nicolaus & Company, Incorporated|37096
LEN|LENNAR CP CL A|STKP|STOCKPILE INVESTMENTS, INC.|56
LEN|LENNAR CP CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6821
LEN|LENNAR CP CL A|SWIM|TD Ameritrade, Inc.|1721858
LEN|LENNAR CP CL A|SWST|Hilltop Securities Inc.|57098
LEN|LENNAR CP CL A|TAGC|TELSEY ADVISORY GROUP LLC|3100
LEN|LENNAR CP CL A|TKNG|ALLY INVEST SECURITIES LLC|19059
LEN|LENNAR CP CL A|TMBR|Timber Hill LLC|1346
LEN|LENNAR CP CL A|TOUR|TOURMALINE PARTNERS, LLC|2324
LEN|LENNAR CP CL A|TRBT|Tradebot Systems, Inc.|817384
LEN|LENNAR CP CL A|TRCM|TRC MARKETS LLC|945647
LEN|LENNAR CP CL A|TWTT|TASTYWORKS, INC.|400
LEN|LENNAR CP CL A|UBSA|UBS SECURITIES LLC|2767403
LEN|LENNAR CP CL A|UBSS|UBS Securities LLC|3683889
LEN|LENNAR CP CL A|VALX|VIRTU AMERICAS LLC|20524
LEN|LENNAR CP CL A|VERT|The Vertical Trading Group, LLC|293
LEN|LENNAR CP CL A|VGRD|Vanguard Marketing Corporation|55972
LEN|LENNAR CP CL A|VIEW|VIEWTRADE SECURITIES LLC|7220
LEN|LENNAR CP CL A|VSIN|Vision Financial Markets Llc|2758
LEN|LENNAR CP CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|7284
LEN|LENNAR CP CL A|WCHV|WELLS FARGO SECURITIES, LLC|776489
LEN|LENNAR CP CL A|WDNX|WEEDEN & CO.L.P.|186
LEN|LENNAR CP CL A|WEDB|WEDBUSH SECURITIES INC.|15627
LEN|LENNAR CP CL A|WEED|Weeden & Co.L.P.|90861
LEN|LENNAR CP CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|53216
LEN|LENNAR CP CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|136248
LEN|LENNAR CP CL A|WFPB|Wells Fargo Securities, LLC.|1791
LEN|LENNAR CP CL A|WGIF|CIBC World Markets Inc.|5886
LEN|LENNAR CP CL A|WHOT|JUST2TRADE, INC.|135
LEN|LENNAR CP CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1394
LEN|LENNAR CP CL A|WMLL|Watermill Institutional Trading LLC|4600
LEN|LENNAR CP CL A|WSAG|WALL STREET ACCESS|90
LEN|LENNAR CP CL A|WSEA|WOLVERINE SECURITIES, LLC|40629
LEN|LENNAR CP CL A|XIST|INSTINET, LLC|214610
LEN|LENNAR CP CL A|XPQR|Jump Trading|9700
LEN|LENNAR CP CL A|XPUS|XP SECURITIES, LLC|505
LEN|LENNAR CP CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|562344
LEN|LENNAR CP CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|12592
LEN|LENNAR CP CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9269
LEN.B|LENNAR CORP CL B|ALTX|Alternet Securities Inc.|200
LEN.B|LENNAR CORP CL B|ANOS|ABEL/NOSER, L.L.C.|333
LEN.B|LENNAR CORP CL B|APCC|Apex Clearing Corporation|27
LEN.B|LENNAR CORP CL B|BANK|Primevest Financial Services, Inc.|6
LEN.B|LENNAR CORP CL B|BARD|Robert W. Baird & Co. Incorporated|1
LEN.B|LENNAR CORP CL B|BATM|CBOE TRADING, INC.|400
LEN.B|LENNAR CORP CL B|BBNT|BB&T SECURITIES, LLC|3
LEN.B|LENNAR CORP CL B|BERN|Sanford C. Bernstein & Co., LLC|2056
LEN.B|LENNAR CORP CL B|BNPX|BNP PARIBAS SECURITIES CORP.|528
LEN.B|LENNAR CORP CL B|BTIG|BTIG, LLC|9
LEN.B|LENNAR CORP CL B|CHAS|Charles Schwab & Co., Inc.|4
LEN.B|LENNAR CORP CL B|CIST|Capital Institutional Services, Inc.|13
LEN.B|LENNAR CORP CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12
LEN.B|LENNAR CORP CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4311
LEN.B|LENNAR CORP CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13742
LEN.B|LENNAR CORP CL B|CTDL|Citadel Derivatives Group Llc|155
LEN.B|LENNAR CORP CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|1454
LEN.B|LENNAR CORP CL B|DAVA|Davenport & Company LLC|7
LEN.B|LENNAR CORP CL B|DBAB|Deutsche Bank Securities Inc.|5154
LEN.B|LENNAR CORP CL B|DBAX|Deutsche Bank Securities Inc.|7800
LEN.B|LENNAR CORP CL B|DEAN|MORGAN STANLEY|2124
LEN.B|LENNAR CORP CL B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6500
LEN.B|LENNAR CORP CL B|EBXL|EBX LLC|10000
LEN.B|LENNAR CORP CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
LEN.B|LENNAR CORP CL B|EDJO|Edward D. Jones & Co., L.P.|155
LEN.B|LENNAR CORP CL B|EGAM|CBOE TRADING, INC.|600
LEN.B|LENNAR CORP CL B|EGXM|CBOE TRADING, INC.|6
LEN.B|LENNAR CORP CL B|ETRS|E*Trade Securities LLC|22491
LEN.B|LENNAR CORP CL B|FILL|Tradestation Securities, Inc.|1
LEN.B|LENNAR CORP CL B|FMAF|NBCN Inc./ CDS|9
LEN.B|LENNAR CORP CL B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6472
LEN.B|LENNAR CORP CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6345
LEN.B|LENNAR CORP CL B|FTBR|Foliofn Investments, Inc.|364
LEN.B|LENNAR CORP CL B|GEBB|GLOBAL EXECUTION BROKERS, LP|3518
LEN.B|LENNAR CORP CL B|GLPX|ACS EXECUTION SERVICES, LLC|2301
LEN.B|LENNAR CORP CL B|GSCO|GOLDMAN SACHS & CO. LLC|12997
LEN.B|LENNAR CORP CL B|GSLT|GOLDMAN SACHS & CO. LLC|255
LEN.B|LENNAR CORP CL B|GTSZ|GTS SECURITIES LLC|12550
LEN.B|LENNAR CORP CL B|HRBF|American Enterprise Investment Services Inc.|17
LEN.B|LENNAR CORP CL B|IATS|INTERACTIVE BROKERS LLC|1500
LEN.B|LENNAR CORP CL B|IBKR|Interactive Brokers Llc|2466
LEN.B|LENNAR CORP CL B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|37
LEN.B|LENNAR CORP CL B|ICBX|INSTINET, LLC|4100
LEN.B|LENNAR CORP CL B|INCA|INSTINET, LLC|22576
LEN.B|LENNAR CORP CL B|ITGI|ITG Inc.|1825
LEN.B|LENNAR CORP CL B|ITGP|ITG INC.|4800
LEN.B|LENNAR CORP CL B|JEFF|JEFFERIES LLC|1055
LEN.B|LENNAR CORP CL B|JMPT|JUMP TRADING, LLC|107
LEN.B|LENNAR CORP CL B|JPBX|J.P. MORGAN SECURITIES LLC|204
LEN.B|LENNAR CORP CL B|JPMX|J.P. Morgan Securities LLC|5252
LEN.B|LENNAR CORP CL B|JSJX|JANE STREET CAPITAL LLC|328
LEN.B|LENNAR CORP CL B|KCGM|VIRTU Americas LLC|617
LEN.B|LENNAR CORP CL B|LEHM|Barclays Capital Inc./Le|50931
LEN.B|LENNAR CORP CL B|LIME|Lime Brokerage LLC|18373
LEN.B|LENNAR CORP CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4100
LEN.B|LENNAR CORP CL B|MOTF|MOTIF INVESTING, INC.|7
LEN.B|LENNAR CORP CL B|MSCO|MORGAN STANLEY & CO. LLC|78614
LEN.B|LENNAR CORP CL B|MSPL|MORGAN STANLEY & CO. LLC|5200
LEN.B|LENNAR CORP CL B|MSTX|MORGAN STANLEY & CO. LLC|300
LEN.B|LENNAR CORP CL B|NEUB|NEUBERGER BERMAN BD LLC|576
LEN.B|LENNAR CORP CL B|NFSC|National Financial Services LLC|11102
LEN.B|LENNAR CORP CL B|NITE|VIRTU Americas LLC|48508
LEN.B|LENNAR CORP CL B|NQRB|Brut, LLC|596
LEN.B|LENNAR CORP CL B|NTBF|BMO Nesbitt Burns Inc./CDS|8
LEN.B|LENNAR CORP CL B|NTRC|Northern Trust Securities, Inc.|311
LEN.B|LENNAR CORP CL B|ONEL|O'NEIL SECURITIES, INCORPORATED|1350
LEN.B|LENNAR CORP CL B|OPCO|Oppenheimer & Co. Inc.|516
LEN.B|LENNAR CORP CL B|OTAA|OTA LLC|700
LEN.B|LENNAR CORP CL B|PDQM|CODA MARKETS, INC.|4502
LEN.B|LENNAR CORP CL B|PWJC|UBS Financial Services, Inc.|42
LEN.B|LENNAR CORP CL B|RBCM|RBC CAPITAL MARKETS, LLC|1106
LEN.B|LENNAR CORP CL B|SAGW|SAGETRADER, LLC|400
LEN.B|LENNAR CORP CL B|SBSH|Citigroup Global Markets Inc.|2716
LEN.B|LENNAR CORP CL B|SGMT|GOLDMAN SACHS & CO. LLC|2921
LEN.B|LENNAR CORP CL B|SPDR|SPEEDROUTE LLC|1400
LEN.B|LENNAR CORP CL B|SPHN|Stephens Inc.|2
LEN.B|LENNAR CORP CL B|STFL|Stifel, Nicolaus & Company, Incorporated|31
LEN.B|LENNAR CORP CL B|SWIM|TD Ameritrade, Inc.|4703
LEN.B|LENNAR CORP CL B|SWST|Hilltop Securities Inc.|70
LEN.B|LENNAR CORP CL B|TKNG|ALLY INVEST SECURITIES LLC|100
LEN.B|LENNAR CORP CL B|TRBT|Tradebot Systems, Inc.|8148
LEN.B|LENNAR CORP CL B|UBSA|UBS SECURITIES LLC|49410
LEN.B|LENNAR CORP CL B|UBSS|UBS Securities LLC|56992
LEN.B|LENNAR CORP CL B|VALX|VIRTU AMERICAS LLC|3511
LEN.B|LENNAR CORP CL B|VGRD|Vanguard Marketing Corporation|3612
LEN.B|LENNAR CORP CL B|WBLR|WILLIAM BLAIR|5
LEN.B|LENNAR CORP CL B|WCHV|WELLS FARGO SECURITIES, LLC|1982
LEN.B|LENNAR CORP CL B|WEDB|WEDBUSH SECURITIES INC.|2
LEN.B|LENNAR CORP CL B|WEED|Weeden & Co.L.P.|3914
LEN.B|LENNAR CORP CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2300
LEN.B|LENNAR CORP CL B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1255
LEN.B|LENNAR CORP CL B|WSEA|WOLVERINE SECURITIES, LLC|23
LEN.B|LENNAR CORP CL B|XIST|INSTINET, LLC|4000
LEN.B|LENNAR CORP CL B|XPQR|Jump Trading|400
LEN.B|LENNAR CORP CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|2100
LEN.B|LENNAR CORP CL B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|141
LENS|PRESBIA PLC ORD SHS|APCC|Apex Clearing Corporation|7288
LENS|PRESBIA PLC ORD SHS|BIMI|Banca IMI Securities Corp.|3537
LENS|PRESBIA PLC ORD SHS|BYXM|CBOE TRADING, INC.|600
LENS|PRESBIA PLC ORD SHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5997
LENS|PRESBIA PLC ORD SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
LENS|PRESBIA PLC ORD SHS|CTDL|Citadel Derivatives Group Llc|1176
LENS|PRESBIA PLC ORD SHS|DBAB|Deutsche Bank Securities Inc.|2625
LENS|PRESBIA PLC ORD SHS|DBAX|Deutsche Bank Securities Inc.|600
LENS|PRESBIA PLC ORD SHS|DEGS|RONIN PROFESSIONAL LLC|2796
LENS|PRESBIA PLC ORD SHS|EBXL|EBX LLC|1200
LENS|PRESBIA PLC ORD SHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|6300
LENS|PRESBIA PLC ORD SHS|EDJO|Edward D. Jones & Co., L.P.|300
LENS|PRESBIA PLC ORD SHS|ETRS|E*Trade Securities LLC|554
LENS|PRESBIA PLC ORD SHS|FBCO|Credit Suisse Securities (USA) LLC|4606
LENS|PRESBIA PLC ORD SHS|FOMA|TD AMERITRADE CLEARING, INC.|47867
LENS|PRESBIA PLC ORD SHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|229
LENS|PRESBIA PLC ORD SHS|GEBB|GLOBAL EXECUTION BROKERS, LP|184
LENS|PRESBIA PLC ORD SHS|GLPX|ACS EXECUTION SERVICES, LLC|3290
LENS|PRESBIA PLC ORD SHS|GSCO|GOLDMAN SACHS & CO. LLC|1
LENS|PRESBIA PLC ORD SHS|GSCS|GOLDMAN SACHS & CO. LLC|7972
LENS|PRESBIA PLC ORD SHS|GSLT|GOLDMAN SACHS & CO. LLC|400
LENS|PRESBIA PLC ORD SHS|GTSZ|GTS SECURITIES LLC|1846
LENS|PRESBIA PLC ORD SHS|IATS|INTERACTIVE BROKERS LLC|3300
LENS|PRESBIA PLC ORD SHS|IBKR|Interactive Brokers Llc|20249
LENS|PRESBIA PLC ORD SHS|ICBX|INSTINET, LLC|800
LENS|PRESBIA PLC ORD SHS|INCA|INSTINET, LLC|5749
LENS|PRESBIA PLC ORD SHS|INJX|INSTINET, LLC|12793
LENS|PRESBIA PLC ORD SHS|ITGI|ITG Inc.|4174
LENS|PRESBIA PLC ORD SHS|ITGP|ITG INC.|2000
LENS|PRESBIA PLC ORD SHS|JEFF|JEFFERIES LLC|100
LENS|PRESBIA PLC ORD SHS|KCGM|VIRTU Americas LLC|400
LENS|PRESBIA PLC ORD SHS|LEHM|Barclays Capital Inc./Le|3501
LENS|PRESBIA PLC ORD SHS|LIME|Lime Brokerage LLC|21316
LENS|PRESBIA PLC ORD SHS|LMGP|LIME BROKERAGE LLC|2000
LENS|PRESBIA PLC ORD SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
LENS|PRESBIA PLC ORD SHS|MSCO|MORGAN STANLEY & CO. LLC|18701
LENS|PRESBIA PLC ORD SHS|MSPL|MORGAN STANLEY & CO. LLC|400
LENS|PRESBIA PLC ORD SHS|NFSC|National Financial Services LLC|8506
LENS|PRESBIA PLC ORD SHS|NITE|VIRTU Americas LLC|57137
LENS|PRESBIA PLC ORD SHS|PDQM|CODA MARKETS, INC.|3494
LENS|PRESBIA PLC ORD SHS|SAGL|SAGETRADER, LLC|374
LENS|PRESBIA PLC ORD SHS|SBSH|Citigroup Global Markets Inc.|575
LENS|PRESBIA PLC ORD SHS|SGMT|GOLDMAN SACHS & CO. LLC|400
LENS|PRESBIA PLC ORD SHS|SPDR|SPEEDROUTE LLC|445
LENS|PRESBIA PLC ORD SHS|SPTD|MINT GLOBAL MARKETS, INC.|8315
LENS|PRESBIA PLC ORD SHS|SWIM|TD Ameritrade, Inc.|3396
LENS|PRESBIA PLC ORD SHS|TKNG|ALLY INVEST SECURITIES LLC|1
LENS|PRESBIA PLC ORD SHS|TRCM|TRC MARKETS LLC|2066
LENS|PRESBIA PLC ORD SHS|UBSA|UBS SECURITIES LLC|5053
LENS|PRESBIA PLC ORD SHS|UBSS|UBS Securities LLC|49115
LENS|PRESBIA PLC ORD SHS|VALX|VIRTU AMERICAS LLC|700
LENS|PRESBIA PLC ORD SHS|WCHV|WELLS FARGO SECURITIES, LLC|400
LENS|PRESBIA PLC ORD SHS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|411
LENS|PRESBIA PLC ORD SHS|WSEA|WOLVERINE SECURITIES, LLC|841
LENS|PRESBIA PLC ORD SHS|YKNA|COMHAR CAPITAL MARKETS, LLC|2
LENS|PRESBIA PLC ORD SHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900
LEO|DREYFUS STRA MUNI|ALTX|Alternet Securities Inc.|600
LEO|DREYFUS STRA MUNI|APCC|Apex Clearing Corporation|43
LEO|DREYFUS STRA MUNI|BANK|Primevest Financial Services, Inc.|21
LEO|DREYFUS STRA MUNI|BARD|Robert W. Baird & Co. Incorporated|55
LEO|DREYFUS STRA MUNI|BATM|CBOE TRADING, INC.|1217
LEO|DREYFUS STRA MUNI|BAYC|BAY CREST PARTNERS, LLC|4000
LEO|DREYFUS STRA MUNI|BBNT|BB&T SECURITIES, LLC|23
LEO|DREYFUS STRA MUNI|BERN|Sanford C. Bernstein & Co., LLC|19
LEO|DREYFUS STRA MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1219
LEO|DREYFUS STRA MUNI|BTIG|BTIG, LLC|400
LEO|DREYFUS STRA MUNI|CANT|Cantor Fitzgerald & Co.|100
LEO|DREYFUS STRA MUNI|CHAS|Charles Schwab & Co., Inc.|3
LEO|DREYFUS STRA MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9550
LEO|DREYFUS STRA MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12410
LEO|DREYFUS STRA MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
LEO|DREYFUS STRA MUNI|DAVA|Davenport & Company LLC|12
LEO|DREYFUS STRA MUNI|DBAX|Deutsche Bank Securities Inc.|3100
LEO|DREYFUS STRA MUNI|DEAN|MORGAN STANLEY|14470
LEO|DREYFUS STRA MUNI|DEGS|RONIN PROFESSIONAL LLC|100
LEO|DREYFUS STRA MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
LEO|DREYFUS STRA MUNI|EBXL|EBX LLC|11600
LEO|DREYFUS STRA MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|19936
LEO|DREYFUS STRA MUNI|EDJO|Edward D. Jones & Co., L.P.|6683
LEO|DREYFUS STRA MUNI|EGAM|CBOE TRADING, INC.|600
LEO|DREYFUS STRA MUNI|EGXM|CBOE TRADING, INC.|1009
LEO|DREYFUS STRA MUNI|ESPO|ESPOSITO SECURITIES, LLC|4892
LEO|DREYFUS STRA MUNI|ETBE|Electronic Transaction Clearing, Inc.|300
LEO|DREYFUS STRA MUNI|ETRS|E*Trade Securities LLC|21376
LEO|DREYFUS STRA MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4509
LEO|DREYFUS STRA MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31119
LEO|DREYFUS STRA MUNI|FTBR|Foliofn Investments, Inc.|128
LEO|DREYFUS STRA MUNI|GLPX|ACS EXECUTION SERVICES, LLC|10227
LEO|DREYFUS STRA MUNI|GSCO|GOLDMAN SACHS & CO. LLC|5204
LEO|DREYFUS STRA MUNI|GSCS|GOLDMAN SACHS & CO. LLC|4100
LEO|DREYFUS STRA MUNI|GSLT|GOLDMAN SACHS & CO. LLC|300
LEO|DREYFUS STRA MUNI|GTSZ|GTS SECURITIES LLC|600
LEO|DREYFUS STRA MUNI|HRBF|American Enterprise Investment Services Inc.|18034
LEO|DREYFUS STRA MUNI|IATS|INTERACTIVE BROKERS LLC|256
LEO|DREYFUS STRA MUNI|IBKR|Interactive Brokers Llc|11376
LEO|DREYFUS STRA MUNI|ICBX|INSTINET, LLC|4400
LEO|DREYFUS STRA MUNI|INCA|INSTINET, LLC|2500
LEO|DREYFUS STRA MUNI|ITGI|ITG Inc.|6500
LEO|DREYFUS STRA MUNI|ITGP|ITG INC.|1200
LEO|DREYFUS STRA MUNI|JANY|Janney Montgomery Scott Inc.|8
LEO|DREYFUS STRA MUNI|JMPT|JUMP TRADING, LLC|280
LEO|DREYFUS STRA MUNI|JONE|JonesTrading|21606
LEO|DREYFUS STRA MUNI|JPMX|J.P. Morgan Securities LLC|12200
LEO|DREYFUS STRA MUNI|JSJX|JANE STREET CAPITAL LLC|400
LEO|DREYFUS STRA MUNI|KCGM|VIRTU Americas LLC|3300
LEO|DREYFUS STRA MUNI|LEHM|Barclays Capital Inc./Le|5800
LEO|DREYFUS STRA MUNI|LIME|Lime Brokerage LLC|1618
LEO|DREYFUS STRA MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1466
LEO|DREYFUS STRA MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
LEO|DREYFUS STRA MUNI|MSCO|MORGAN STANLEY & CO. LLC|70540
LEO|DREYFUS STRA MUNI|MSPL|MORGAN STANLEY & CO. LLC|9400
LEO|DREYFUS STRA MUNI|MSTX|MORGAN STANLEY & CO. LLC|600
LEO|DREYFUS STRA MUNI|NATL|National Securities Corporation|1
LEO|DREYFUS STRA MUNI|NFSC|National Financial Services LLC|165974
LEO|DREYFUS STRA MUNI|NITE|VIRTU Americas LLC|208560
LEO|DREYFUS STRA MUNI|NQRB|Brut, LLC|1926
LEO|DREYFUS STRA MUNI|OPCO|Oppenheimer & Co. Inc.|8777
LEO|DREYFUS STRA MUNI|PDQM|CODA MARKETS, INC.|1255
LEO|DREYFUS STRA MUNI|RBCM|RBC CAPITAL MARKETS, LLC|14654
LEO|DREYFUS STRA MUNI|SALI|INTL FCSTONE FINANCIAL INC.|118
LEO|DREYFUS STRA MUNI|SBSH|Citigroup Global Markets Inc.|1800
LEO|DREYFUS STRA MUNI|SGMT|GOLDMAN SACHS & CO. LLC|7246
LEO|DREYFUS STRA MUNI|SPDR|SPEEDROUTE LLC|200
LEO|DREYFUS STRA MUNI|SPHN|Stephens Inc.|6
LEO|DREYFUS STRA MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|29741
LEO|DREYFUS STRA MUNI|SWIM|TD Ameritrade, Inc.|8000
LEO|DREYFUS STRA MUNI|SWST|Hilltop Securities Inc.|8525
LEO|DREYFUS STRA MUNI|TRBT|Tradebot Systems, Inc.|2212
LEO|DREYFUS STRA MUNI|UBSA|UBS SECURITIES LLC|17393
LEO|DREYFUS STRA MUNI|UBSS|UBS Securities LLC|40329
LEO|DREYFUS STRA MUNI|VGRD|Vanguard Marketing Corporation|9624
LEO|DREYFUS STRA MUNI|VNDM|Wall Street Access|12400
LEO|DREYFUS STRA MUNI|WCHV|WELLS FARGO SECURITIES, LLC|54340
LEO|DREYFUS STRA MUNI|WEDB|WEDBUSH SECURITIES INC.|75
LEO|DREYFUS STRA MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4678
LEO|DREYFUS STRA MUNI|WSEA|WOLVERINE SECURITIES, LLC|1960
LEO|DREYFUS STRA MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
LEO|DREYFUS STRA MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|200
LEO|DREYFUS STRA MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8715
LEU|CENTRUS ENERGY CORP|APCC|Apex Clearing Corporation|32
LEU|CENTRUS ENERGY CORP|BANK|Primevest Financial Services, Inc.|1
LEU|CENTRUS ENERGY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
LEU|CENTRUS ENERGY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1158
LEU|CENTRUS ENERGY CORP|CTDL|Citadel Derivatives Group Llc|60
LEU|CENTRUS ENERGY CORP|DBAB|Deutsche Bank Securities Inc.|300
LEU|CENTRUS ENERGY CORP|DBAX|Deutsche Bank Securities Inc.|100
LEU|CENTRUS ENERGY CORP|EBXL|EBX LLC|800
LEU|CENTRUS ENERGY CORP|EGXM|CBOE TRADING, INC.|1
LEU|CENTRUS ENERGY CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
LEU|CENTRUS ENERGY CORP|ETRS|E*Trade Securities LLC|14151
LEU|CENTRUS ENERGY CORP|FBSB|U.S. Bancorp Investments, Inc.|50
LEU|CENTRUS ENERGY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39
LEU|CENTRUS ENERGY CORP|GSCO|GOLDMAN SACHS & CO. LLC|464
LEU|CENTRUS ENERGY CORP|GSLT|GOLDMAN SACHS & CO. LLC|500
LEU|CENTRUS ENERGY CORP|HRBF|American Enterprise Investment Services Inc.|721
LEU|CENTRUS ENERGY CORP|IATS|INTERACTIVE BROKERS LLC|370
LEU|CENTRUS ENERGY CORP|IBKR|Interactive Brokers Llc|1240
LEU|CENTRUS ENERGY CORP|ICBX|INSTINET, LLC|400
LEU|CENTRUS ENERGY CORP|INCA|INSTINET, LLC|280
LEU|CENTRUS ENERGY CORP|ITGI|ITG Inc.|100
LEU|CENTRUS ENERGY CORP|ITGP|ITG INC.|800
LEU|CENTRUS ENERGY CORP|JANY|Janney Montgomery Scott Inc.|33
LEU|CENTRUS ENERGY CORP|LEHM|Barclays Capital Inc./Le|700
LEU|CENTRUS ENERGY CORP|LIME|Lime Brokerage LLC|893
LEU|CENTRUS ENERGY CORP|MSCO|MORGAN STANLEY & CO. LLC|4179
LEU|CENTRUS ENERGY CORP|MSPL|MORGAN STANLEY & CO. LLC|800
LEU|CENTRUS ENERGY CORP|NFSC|National Financial Services LLC|12872
LEU|CENTRUS ENERGY CORP|NITE|VIRTU Americas LLC|29097
LEU|CENTRUS ENERGY CORP|OPCO|Oppenheimer & Co. Inc.|1
LEU|CENTRUS ENERGY CORP|PDQM|CODA MARKETS, INC.|1300
LEU|CENTRUS ENERGY CORP|PWJC|UBS Financial Services, Inc.|1000
LEU|CENTRUS ENERGY CORP|RBCM|RBC CAPITAL MARKETS, LLC|403
LEU|CENTRUS ENERGY CORP|SBSH|Citigroup Global Markets Inc.|4300
LEU|CENTRUS ENERGY CORP|SGMT|GOLDMAN SACHS & CO. LLC|103
LEU|CENTRUS ENERGY CORP|SWIM|TD Ameritrade, Inc.|14663
LEU|CENTRUS ENERGY CORP|TKNG|ALLY INVEST SECURITIES LLC|184
LEU|CENTRUS ENERGY CORP|UBSA|UBS SECURITIES LLC|1596
LEU|CENTRUS ENERGY CORP|UBSS|UBS Securities LLC|3154
LEU|CENTRUS ENERGY CORP|WCHV|WELLS FARGO SECURITIES, LLC|674
LEU|CENTRUS ENERGY CORP|WSEA|WOLVERINE SECURITIES, LLC|23
LEVB|LEVEL BRANDS, INC|ALTX|Alternet Securities Inc.|2897
LEVB|LEVEL BRANDS, INC|APCC|Apex Clearing Corporation|381
LEVB|LEVEL BRANDS, INC|BAYT|BTIG, LLC|2000
LEVB|LEVEL BRANDS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|870
LEVB|LEVEL BRANDS, INC|BLKX|INSTINET, LLC|6100
LEVB|LEVEL BRANDS, INC|BRGE|Newbridge Securities Corp.|1700
LEVB|LEVEL BRANDS, INC|BYXM|CBOE TRADING, INC.|84
LEVB|LEVEL BRANDS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1504
LEVB|LEVEL BRANDS, INC|CTDL|Citadel Derivatives Group Llc|481
LEVB|LEVEL BRANDS, INC|DBAX|Deutsche Bank Securities Inc.|6300
LEVB|LEVEL BRANDS, INC|DEGS|RONIN PROFESSIONAL LLC|1300
LEVB|LEVEL BRANDS, INC|EBXL|EBX LLC|700
LEVB|LEVEL BRANDS, INC|EGAM|CBOE TRADING, INC.|200
LEVB|LEVEL BRANDS, INC|EGXM|CBOE TRADING, INC.|900
LEVB|LEVEL BRANDS, INC|ETRS|E*Trade Securities LLC|14694
LEVB|LEVEL BRANDS, INC|FILL|Tradestation Securities, Inc.|1300
LEVB|LEVEL BRANDS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1796
LEVB|LEVEL BRANDS, INC|GLPX|ACS EXECUTION SERVICES, LLC|2932
LEVB|LEVEL BRANDS, INC|GSCO|GOLDMAN SACHS & CO. LLC|2010
LEVB|LEVEL BRANDS, INC|GSLT|GOLDMAN SACHS & CO. LLC|200
LEVB|LEVEL BRANDS, INC|GTSZ|GTS SECURITIES LLC|1036
LEVB|LEVEL BRANDS, INC|IATS|INTERACTIVE BROKERS LLC|717
LEVB|LEVEL BRANDS, INC|IBKR|Interactive Brokers Llc|15414
LEVB|LEVEL BRANDS, INC|INCA|INSTINET, LLC|2801
LEVB|LEVEL BRANDS, INC|ITGI|ITG Inc.|6729
LEVB|LEVEL BRANDS, INC|ITGP|ITG INC.|3400
LEVB|LEVEL BRANDS, INC|JGUN|Joseph Gunnar & Co.  LLC|70107
LEVB|LEVEL BRANDS, INC|JPMX|J.P. Morgan Securities LLC|200
LEVB|LEVEL BRANDS, INC|KCGM|VIRTU Americas LLC|700
LEVB|LEVEL BRANDS, INC|LEHM|Barclays Capital Inc./Le|4586
LEVB|LEVEL BRANDS, INC|LIME|Lime Brokerage LLC|2617
LEVB|LEVEL BRANDS, INC|MAXM|Maxim Group LLC|1900
LEVB|LEVEL BRANDS, INC|MSCO|MORGAN STANLEY & CO. LLC|17910
LEVB|LEVEL BRANDS, INC|MSPL|MORGAN STANLEY & CO. LLC|1500
LEVB|LEVEL BRANDS, INC|NFSC|National Financial Services LLC|13722
LEVB|LEVEL BRANDS, INC|NITE|VIRTU Americas LLC|111518
LEVB|LEVEL BRANDS, INC|NQRB|Brut, LLC|900
LEVB|LEVEL BRANDS, INC|PDQM|CODA MARKETS, INC.|2983
LEVB|LEVEL BRANDS, INC|PWJC|UBS Financial Services, Inc.|22523
LEVB|LEVEL BRANDS, INC|RBCM|RBC CAPITAL MARKETS, LLC|26427
LEVB|LEVEL BRANDS, INC|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2697
LEVB|LEVEL BRANDS, INC|SALI|INTL FCSTONE FINANCIAL INC.|111
LEVB|LEVEL BRANDS, INC|SBSH|Citigroup Global Markets Inc.|10
LEVB|LEVEL BRANDS, INC|SGMT|GOLDMAN SACHS & CO. LLC|530
LEVB|LEVEL BRANDS, INC|SPDR|SPEEDROUTE LLC|500
LEVB|LEVEL BRANDS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|3700
LEVB|LEVEL BRANDS, INC|SWIM|TD Ameritrade, Inc.|20296
LEVB|LEVEL BRANDS, INC|SWST|Hilltop Securities Inc.|1000
LEVB|LEVEL BRANDS, INC|TKNG|ALLY INVEST SECURITIES LLC|105
LEVB|LEVEL BRANDS, INC|TRWN|T.R. Winston & Company, LLC|66074
LEVB|LEVEL BRANDS, INC|UBSA|UBS SECURITIES LLC|7609
LEVB|LEVEL BRANDS, INC|UBSS|UBS Securities LLC|48773
LEVB|LEVEL BRANDS, INC|VGRD|Vanguard Marketing Corporation|1000
LEVB|LEVEL BRANDS, INC|VIEW|VIEWTRADE SECURITIES LLC|9250
LEVB|LEVEL BRANDS, INC|WCHV|WELLS FARGO SECURITIES, LLC|10950
LEVB|LEVEL BRANDS, INC|WDCO|Wilson-Davis & Co., Inc.|2000
LEVB|LEVEL BRANDS, INC|WEDB|WEDBUSH SECURITIES INC.|5196
LEVB|LEVEL BRANDS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4
LEVB|LEVEL BRANDS, INC|WSEA|WOLVERINE SECURITIES, LLC|3214
LEVB|LEVEL BRANDS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10
LEVL|LEVEL ONE BNCP CMN|ALTX|Alternet Securities Inc.|100
LEVL|LEVEL ONE BNCP CMN|BAYC|BAY CREST PARTNERS, LLC|128
LEVL|LEVEL ONE BNCP CMN|BERN|Sanford C. Bernstein & Co., LLC|20508
LEVL|LEVEL ONE BNCP CMN|BMOC|BMO Capital Markets Corp.|105
LEVL|LEVEL ONE BNCP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|228
LEVL|LEVEL ONE BNCP CMN|BTIG|BTIG, LLC|192
LEVL|LEVEL ONE BNCP CMN|BYXM|CBOE TRADING, INC.|446
LEVL|LEVEL ONE BNCP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
LEVL|LEVEL ONE BNCP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1413
LEVL|LEVEL ONE BNCP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2860
LEVL|LEVEL ONE BNCP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13441
LEVL|LEVEL ONE BNCP CMN|CTDL|Citadel Derivatives Group Llc|2823
LEVL|LEVEL ONE BNCP CMN|DBAB|Deutsche Bank Securities Inc.|26832
LEVL|LEVEL ONE BNCP CMN|DBAX|Deutsche Bank Securities Inc.|3000
LEVL|LEVEL ONE BNCP CMN|EBXL|EBX LLC|6000
LEVL|LEVEL ONE BNCP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1316
LEVL|LEVEL ONE BNCP CMN|EDJO|Edward D. Jones & Co., L.P.|1341
LEVL|LEVEL ONE BNCP CMN|EGXM|CBOE TRADING, INC.|200
LEVL|LEVEL ONE BNCP CMN|ETCB|ETC BROKERAGE SERVICES, LLC|1000
LEVL|LEVEL ONE BNCP CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2
LEVL|LEVEL ONE BNCP CMN|ETRS|E*Trade Securities LLC|2596
LEVL|LEVEL ONE BNCP CMN|FBCO|Credit Suisse Securities (USA) LLC|7364
LEVL|LEVEL ONE BNCP CMN|FOMA|TD AMERITRADE CLEARING, INC.|6379
LEVL|LEVEL ONE BNCP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
LEVL|LEVEL ONE BNCP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5313
LEVL|LEVEL ONE BNCP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1266
LEVL|LEVEL ONE BNCP CMN|GLPX|ACS EXECUTION SERVICES, LLC|1886
LEVL|LEVEL ONE BNCP CMN|GSCO|GOLDMAN SACHS & CO. LLC|67332
LEVL|LEVEL ONE BNCP CMN|GSCS|GOLDMAN SACHS & CO. LLC|10253
LEVL|LEVEL ONE BNCP CMN|GTSZ|GTS SECURITIES LLC|11734
LEVL|LEVEL ONE BNCP CMN|IATS|INTERACTIVE BROKERS LLC|90
LEVL|LEVEL ONE BNCP CMN|IBKR|Interactive Brokers Llc|1863
LEVL|LEVEL ONE BNCP CMN|ICBX|INSTINET, LLC|200
LEVL|LEVEL ONE BNCP CMN|INCA|INSTINET, LLC|64232
LEVL|LEVEL ONE BNCP CMN|INJX|INSTINET, LLC|76
LEVL|LEVEL ONE BNCP CMN|ITGI|ITG Inc.|473
LEVL|LEVEL ONE BNCP CMN|ITGP|ITG INC.|10400
LEVL|LEVEL ONE BNCP CMN|JPMX|J.P. Morgan Securities LLC|10709
LEVL|LEVEL ONE BNCP CMN|JSJX|JANE STREET CAPITAL LLC|100
LEVL|LEVEL ONE BNCP CMN|KCGM|VIRTU Americas LLC|705
LEVL|LEVEL ONE BNCP CMN|LEHM|Barclays Capital Inc./Le|24912
LEVL|LEVEL ONE BNCP CMN|LIME|Lime Brokerage LLC|30455
LEVL|LEVEL ONE BNCP CMN|MAXM|Maxim Group LLC|57
LEVL|LEVEL ONE BNCP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4500
LEVL|LEVEL ONE BNCP CMN|MSCO|MORGAN STANLEY & CO. LLC|183281
LEVL|LEVEL ONE BNCP CMN|MSPL|MORGAN STANLEY & CO. LLC|3900
LEVL|LEVEL ONE BNCP CMN|MSTX|MORGAN STANLEY & CO. LLC|400
LEVL|LEVEL ONE BNCP CMN|NFSC|National Financial Services LLC|2602
LEVL|LEVEL ONE BNCP CMN|NITE|VIRTU Americas LLC|29497
LEVL|LEVEL ONE BNCP CMN|PDQM|CODA MARKETS, INC.|3292
LEVL|LEVEL ONE BNCP CMN|RAJA|Raymond James & Associates, Inc.|94596
LEVL|LEVEL ONE BNCP CMN|SBSH|Citigroup Global Markets Inc.|7712
LEVL|LEVEL ONE BNCP CMN|SGMT|GOLDMAN SACHS & CO. LLC|1378
LEVL|LEVEL ONE BNCP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5512
LEVL|LEVEL ONE BNCP CMN|TRBT|Tradebot Systems, Inc.|1311
LEVL|LEVEL ONE BNCP CMN|TRCM|TRC MARKETS LLC|1578
LEVL|LEVEL ONE BNCP CMN|UBSA|UBS SECURITIES LLC|4285
LEVL|LEVEL ONE BNCP CMN|UBSS|UBS Securities LLC|79199
LEVL|LEVEL ONE BNCP CMN|VALX|VIRTU AMERICAS LLC|2005
LEVL|LEVEL ONE BNCP CMN|WCHV|WELLS FARGO SECURITIES, LLC|6510
LEVL|LEVEL ONE BNCP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
LEVL|LEVEL ONE BNCP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
LEXEA|LIBERTY EXPEDIA SR A|ADAM|CANACCORD GENUITY INC.|1438
LEXEA|LIBERTY EXPEDIA SR A|ALTX|Alternet Securities Inc.|2327
LEXEA|LIBERTY EXPEDIA SR A|APCC|Apex Clearing Corporation|4
LEXEA|LIBERTY EXPEDIA SR A|BARD|Robert W. Baird & Co. Incorporated|188
LEXEA|LIBERTY EXPEDIA SR A|BATM|CBOE TRADING, INC.|1086
LEXEA|LIBERTY EXPEDIA SR A|BAYC|BAY CREST PARTNERS, LLC|1790
LEXEA|LIBERTY EXPEDIA SR A|BAYT|BTIG, LLC|13831
LEXEA|LIBERTY EXPEDIA SR A|BERN|Sanford C. Bernstein & Co., LLC|12774
LEXEA|LIBERTY EXPEDIA SR A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|301
LEXEA|LIBERTY EXPEDIA SR A|BLKX|INSTINET, LLC|65700
LEXEA|LIBERTY EXPEDIA SR A|BMOC|BMO Capital Markets Corp.|5045
LEXEA|LIBERTY EXPEDIA SR A|BNPX|BNP PARIBAS SECURITIES CORP.|73805
LEXEA|LIBERTY EXPEDIA SR A|BTIG|BTIG, LLC|429466
LEXEA|LIBERTY EXPEDIA SR A|BYXM|CBOE TRADING, INC.|929
LEXEA|LIBERTY EXPEDIA SR A|CHAS|Charles Schwab & Co., Inc.|2109
LEXEA|LIBERTY EXPEDIA SR A|CIBP|CIBC World Markets Corp.|139300
LEXEA|LIBERTY EXPEDIA SR A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15711
LEXEA|LIBERTY EXPEDIA SR A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3600
LEXEA|LIBERTY EXPEDIA SR A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|170718
LEXEA|LIBERTY EXPEDIA SR A|CTDL|Citadel Derivatives Group Llc|41108
LEXEA|LIBERTY EXPEDIA SR A|CXCX|CITIGROUP GLOBAL MARKETS INC.|11410
LEXEA|LIBERTY EXPEDIA SR A|DBAB|Deutsche Bank Securities Inc.|567935
LEXEA|LIBERTY EXPEDIA SR A|DBAX|Deutsche Bank Securities Inc.|43400
LEXEA|LIBERTY EXPEDIA SR A|DBUL|Deutsche Bank Securities Inc.|1004
LEXEA|LIBERTY EXPEDIA SR A|DEAN|MORGAN STANLEY|1358
LEXEA|LIBERTY EXPEDIA SR A|DEGS|RONIN PROFESSIONAL LLC|1355
LEXEA|LIBERTY EXPEDIA SR A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1318
LEXEA|LIBERTY EXPEDIA SR A|DRWK|DRW SECURITIES, L.L.C.|12795
LEXEA|LIBERTY EXPEDIA SR A|EBXL|EBX LLC|56600
LEXEA|LIBERTY EXPEDIA SR A|ECUT|CONVERGEX EXECUTION SOLUTIONS|8133
LEXEA|LIBERTY EXPEDIA SR A|EDJO|Edward D. Jones & Co., L.P.|508
LEXEA|LIBERTY EXPEDIA SR A|EGAM|CBOE TRADING, INC.|1978
LEXEA|LIBERTY EXPEDIA SR A|EGAW|CBOE TRADING, INC.|20
LEXEA|LIBERTY EXPEDIA SR A|EGMT|EG MARKET TECHNOLOGIES LLC|818
LEXEA|LIBERTY EXPEDIA SR A|EGXM|CBOE TRADING, INC.|1413
LEXEA|LIBERTY EXPEDIA SR A|ETBE|Electronic Transaction Clearing, Inc.|55968
LEXEA|LIBERTY EXPEDIA SR A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|106
LEXEA|LIBERTY EXPEDIA SR A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21316
LEXEA|LIBERTY EXPEDIA SR A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|222
LEXEA|LIBERTY EXPEDIA SR A|ETRS|E*Trade Securities LLC|3548
LEXEA|LIBERTY EXPEDIA SR A|FBCO|Credit Suisse Securities (USA) LLC|1558468
LEXEA|LIBERTY EXPEDIA SR A|FILL|Tradestation Securities, Inc.|420
LEXEA|LIBERTY EXPEDIA SR A|FMAF|NBCN Inc./ CDS|25
LEXEA|LIBERTY EXPEDIA SR A|FMCO|First Manhattan Co|110
LEXEA|LIBERTY EXPEDIA SR A|FOMA|TD AMERITRADE CLEARING, INC.|12119
LEXEA|LIBERTY EXPEDIA SR A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|781
LEXEA|LIBERTY EXPEDIA SR A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72231
LEXEA|LIBERTY EXPEDIA SR A|FTBR|Foliofn Investments, Inc.|550
LEXEA|LIBERTY EXPEDIA SR A|GEBB|GLOBAL EXECUTION BROKERS, LP|11020
LEXEA|LIBERTY EXPEDIA SR A|GLPX|ACS EXECUTION SERVICES, LLC|1249
LEXEA|LIBERTY EXPEDIA SR A|GSCO|GOLDMAN SACHS & CO. LLC|2276416
LEXEA|LIBERTY EXPEDIA SR A|GSCS|GOLDMAN SACHS & CO. LLC|79501
LEXEA|LIBERTY EXPEDIA SR A|GSLT|GOLDMAN SACHS & CO. LLC|2719
LEXEA|LIBERTY EXPEDIA SR A|GTSZ|GTS SECURITIES LLC|100692
LEXEA|LIBERTY EXPEDIA SR A|HRBF|American Enterprise Investment Services Inc.|117
LEXEA|LIBERTY EXPEDIA SR A|HSBC|HSBC Securities, Inc.|605
LEXEA|LIBERTY EXPEDIA SR A|IATS|INTERACTIVE BROKERS LLC|8414
LEXEA|LIBERTY EXPEDIA SR A|IBKR|Interactive Brokers Llc|24128
LEXEA|LIBERTY EXPEDIA SR A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
LEXEA|LIBERTY EXPEDIA SR A|ICBX|INSTINET, LLC|16662
LEXEA|LIBERTY EXPEDIA SR A|IEQY|CITADEL SECURITIES LLC|64912
LEXEA|LIBERTY EXPEDIA SR A|INCA|INSTINET, LLC|286958
LEXEA|LIBERTY EXPEDIA SR A|INJX|INSTINET, LLC|23240
LEXEA|LIBERTY EXPEDIA SR A|ITGI|ITG Inc.|58879
LEXEA|LIBERTY EXPEDIA SR A|ITGP|ITG INC.|38800
LEXEA|LIBERTY EXPEDIA SR A|JANY|Janney Montgomery Scott Inc.|233
LEXEA|LIBERTY EXPEDIA SR A|JEFF|JEFFERIES LLC|102232
LEXEA|LIBERTY EXPEDIA SR A|JMPT|JUMP TRADING, LLC|33335
LEXEA|LIBERTY EXPEDIA SR A|JPBX|J.P. MORGAN SECURITIES LLC|27356
LEXEA|LIBERTY EXPEDIA SR A|JPMX|J.P. Morgan Securities LLC|67259
LEXEA|LIBERTY EXPEDIA SR A|JSJX|JANE STREET CAPITAL LLC|7161
LEXEA|LIBERTY EXPEDIA SR A|KCGM|VIRTU Americas LLC|11016
LEXEA|LIBERTY EXPEDIA SR A|KCRD|PHX FINANCIAL, INC.|20
LEXEA|LIBERTY EXPEDIA SR A|LEER|LEERINK PARTNERS LLC|620
LEXEA|LIBERTY EXPEDIA SR A|LEHM|Barclays Capital Inc./Le|1302395
LEXEA|LIBERTY EXPEDIA SR A|LIME|Lime Brokerage LLC|188867
LEXEA|LIBERTY EXPEDIA SR A|LMGP|LIME BROKERAGE LLC|28890
LEXEA|LIBERTY EXPEDIA SR A|LOOP|Loop Capital Markets LLC|8736
LEXEA|LIBERTY EXPEDIA SR A|LQNA|LIQUIDNET, INC.|51100
LEXEA|LIBERTY EXPEDIA SR A|LSCI|Lek Securities Corporation|90
LEXEA|LIBERTY EXPEDIA SR A|MAXM|Maxim Group LLC|4265
LEXEA|LIBERTY EXPEDIA SR A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28464
LEXEA|LIBERTY EXPEDIA SR A|MSCO|MORGAN STANLEY & CO. LLC|2290939
LEXEA|LIBERTY EXPEDIA SR A|MSPL|MORGAN STANLEY & CO. LLC|101500
LEXEA|LIBERTY EXPEDIA SR A|MSTX|MORGAN STANLEY & CO. LLC|40600
LEXEA|LIBERTY EXPEDIA SR A|NFSC|National Financial Services LLC|32864
LEXEA|LIBERTY EXPEDIA SR A|NITE|VIRTU Americas LLC|62044
LEXEA|LIBERTY EXPEDIA SR A|NITP|VIRTU Americas LLC|3797
LEXEA|LIBERTY EXPEDIA SR A|NQRB|Brut, LLC|10145
LEXEA|LIBERTY EXPEDIA SR A|NTRC|Northern Trust Securities, Inc.|393
LEXEA|LIBERTY EXPEDIA SR A|OPCO|Oppenheimer & Co. Inc.|167
LEXEA|LIBERTY EXPEDIA SR A|OTAA|OTA LLC|7600
LEXEA|LIBERTY EXPEDIA SR A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4832
LEXEA|LIBERTY EXPEDIA SR A|PDQM|CODA MARKETS, INC.|5890
LEXEA|LIBERTY EXPEDIA SR A|PWJC|UBS Financial Services, Inc.|173
LEXEA|LIBERTY EXPEDIA SR A|RAJA|Raymond James & Associates, Inc.|3136
LEXEA|LIBERTY EXPEDIA SR A|RBCM|RBC CAPITAL MARKETS, LLC|86
LEXEA|LIBERTY EXPEDIA SR A|SAGL|SAGETRADER, LLC|600
LEXEA|LIBERTY EXPEDIA SR A|SAGW|SAGETRADER, LLC|2979
LEXEA|LIBERTY EXPEDIA SR A|SALI|INTL FCSTONE FINANCIAL INC.|1
LEXEA|LIBERTY EXPEDIA SR A|SBSH|Citigroup Global Markets Inc.|1607720
LEXEA|LIBERTY EXPEDIA SR A|SEIC|SEI Investments Distribution Co.|239
LEXEA|LIBERTY EXPEDIA SR A|SGMT|GOLDMAN SACHS & CO. LLC|35328
LEXEA|LIBERTY EXPEDIA SR A|SPDR|SPEEDROUTE LLC|3700
LEXEA|LIBERTY EXPEDIA SR A|SPHN|Stephens Inc.|44
LEXEA|LIBERTY EXPEDIA SR A|SWIM|TD Ameritrade, Inc.|1650
LEXEA|LIBERTY EXPEDIA SR A|TRBT|Tradebot Systems, Inc.|130244
LEXEA|LIBERTY EXPEDIA SR A|TRCM|TRC MARKETS LLC|183870
LEXEA|LIBERTY EXPEDIA SR A|UBSA|UBS SECURITIES LLC|258781
LEXEA|LIBERTY EXPEDIA SR A|UBSS|UBS Securities LLC|863785
LEXEA|LIBERTY EXPEDIA SR A|VALX|VIRTU AMERICAS LLC|11393
LEXEA|LIBERTY EXPEDIA SR A|VGRD|Vanguard Marketing Corporation|273
LEXEA|LIBERTY EXPEDIA SR A|WBLR|WILLIAM BLAIR|500
LEXEA|LIBERTY EXPEDIA SR A|WCHV|WELLS FARGO SECURITIES, LLC|30045
LEXEA|LIBERTY EXPEDIA SR A|WDNX|WEEDEN & CO.L.P.|418
LEXEA|LIBERTY EXPEDIA SR A|WEDB|WEDBUSH SECURITIES INC.|352
LEXEA|LIBERTY EXPEDIA SR A|WEED|Weeden & Co.L.P.|677
LEXEA|LIBERTY EXPEDIA SR A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|198
LEXEA|LIBERTY EXPEDIA SR A|WGIF|CIBC World Markets Inc.|427
LEXEA|LIBERTY EXPEDIA SR A|XIST|INSTINET, LLC|115194
LEXEA|LIBERTY EXPEDIA SR A|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
LEXEA|LIBERTY EXPEDIA SR A|YKNA|COMHAR CAPITAL MARKETS, LLC|217
LEXEA|LIBERTY EXPEDIA SR A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31
LEXEB|LIBERTY EXPEDIA SR B|FTBR|Foliofn Investments, Inc.|4
LEXEB|LIBERTY EXPEDIA SR B|GSCO|GOLDMAN SACHS & CO. LLC|6
LEXEB|LIBERTY EXPEDIA SR B|GSCS|GOLDMAN SACHS & CO. LLC|172
LEXEB|LIBERTY EXPEDIA SR B|HRBF|American Enterprise Investment Services Inc.|17
LEXEB|LIBERTY EXPEDIA SR B|LIME|Lime Brokerage LLC|36
LEXEB|LIBERTY EXPEDIA SR B|MSCO|MORGAN STANLEY & CO. LLC|12
LEXEB|LIBERTY EXPEDIA SR B|NFSC|National Financial Services LLC|164
LEXEB|LIBERTY EXPEDIA SR B|NITE|VIRTU Americas LLC|204
LEXEB|LIBERTY EXPEDIA SR B|UBSS|UBS Securities LLC|118
LEXEB|LIBERTY EXPEDIA SR B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
LFAC|LF CAPITAL ACQ CM A|MITR|GMP SECURITIES, LLC|50000
LFACU|LF CAPITAL ACQUIS.UT|AGIS|Aegis Capital Corp.|1300
LFACU|LF CAPITAL ACQUIS.UT|ALTX|Alternet Securities Inc.|1100
LFACU|LF CAPITAL ACQUIS.UT|CANT|Cantor Fitzgerald & Co.|5000
LFACU|LF CAPITAL ACQUIS.UT|CHDN|CHARDAN CAPITAL MARKETS LLC|2100
LFACU|LF CAPITAL ACQUIS.UT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|164699
LFACU|LF CAPITAL ACQUIS.UT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11000
LFACU|LF CAPITAL ACQUIS.UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24147
LFACU|LF CAPITAL ACQUIS.UT|CXCX|CITIGROUP GLOBAL MARKETS INC.|13204
LFACU|LF CAPITAL ACQUIS.UT|DBAB|Deutsche Bank Securities Inc.|81000
LFACU|LF CAPITAL ACQUIS.UT|DBAX|Deutsche Bank Securities Inc.|58700
LFACU|LF CAPITAL ACQUIS.UT|EBXL|EBX LLC|65400
LFACU|LF CAPITAL ACQUIS.UT|EGAM|CBOE TRADING, INC.|3100
LFACU|LF CAPITAL ACQUIS.UT|ETRS|E*Trade Securities LLC|10228
LFACU|LF CAPITAL ACQUIS.UT|FBCO|Credit Suisse Securities (USA) LLC|67000
LFACU|LF CAPITAL ACQUIS.UT|FBRC|B. RILEY FBR, INC.|33334
LFACU|LF CAPITAL ACQUIS.UT|FOMA|TD AMERITRADE CLEARING, INC.|1600
LFACU|LF CAPITAL ACQUIS.UT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25000
LFACU|LF CAPITAL ACQUIS.UT|GEBB|GLOBAL EXECUTION BROKERS, LP|1477
LFACU|LF CAPITAL ACQUIS.UT|GLPX|ACS EXECUTION SERVICES, LLC|100
LFACU|LF CAPITAL ACQUIS.UT|GSCO|GOLDMAN SACHS & CO. LLC|99237
LFACU|LF CAPITAL ACQUIS.UT|GSCS|GOLDMAN SACHS & CO. LLC|38500
LFACU|LF CAPITAL ACQUIS.UT|GSLT|GOLDMAN SACHS & CO. LLC|5300
LFACU|LF CAPITAL ACQUIS.UT|IATS|INTERACTIVE BROKERS LLC|700
LFACU|LF CAPITAL ACQUIS.UT|IBKR|Interactive Brokers Llc|24214
LFACU|LF CAPITAL ACQUIS.UT|ICBX|INSTINET, LLC|19564
LFACU|LF CAPITAL ACQUIS.UT|INCA|INSTINET, LLC|350500
LFACU|LF CAPITAL ACQUIS.UT|INJX|INSTINET, LLC|8700
LFACU|LF CAPITAL ACQUIS.UT|ITGI|ITG Inc.|20691
LFACU|LF CAPITAL ACQUIS.UT|ITGP|ITG INC.|21000
LFACU|LF CAPITAL ACQUIS.UT|JEFF|JEFFERIES LLC|17000
LFACU|LF CAPITAL ACQUIS.UT|JGUN|Joseph Gunnar & Co.  LLC|41400
LFACU|LF CAPITAL ACQUIS.UT|JMPT|JUMP TRADING, LLC|3100
LFACU|LF CAPITAL ACQUIS.UT|JONE|JonesTrading|183889
LFACU|LF CAPITAL ACQUIS.UT|JPMX|J.P. Morgan Securities LLC|52032
LFACU|LF CAPITAL ACQUIS.UT|KCGM|VIRTU Americas LLC|41398
LFACU|LF CAPITAL ACQUIS.UT|LAFC|R. F. Lafferty & Co., Inc.|61700
LFACU|LF CAPITAL ACQUIS.UT|LEER|LEERINK PARTNERS LLC|5000
LFACU|LF CAPITAL ACQUIS.UT|LEHM|Barclays Capital Inc./Le|65800
LFACU|LF CAPITAL ACQUIS.UT|LIME|Lime Brokerage LLC|5000
LFACU|LF CAPITAL ACQUIS.UT|LSCI|Lek Securities Corporation|5000
LFACU|LF CAPITAL ACQUIS.UT|MILE|I-Bankers Securities, Inc.|500
LFACU|LF CAPITAL ACQUIS.UT|MITR|GMP SECURITIES, LLC|25200
LFACU|LF CAPITAL ACQUIS.UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27528
LFACU|LF CAPITAL ACQUIS.UT|MSCO|MORGAN STANLEY & CO. LLC|318125
LFACU|LF CAPITAL ACQUIS.UT|MSPL|MORGAN STANLEY & CO. LLC|5000
LFACU|LF CAPITAL ACQUIS.UT|NFSC|National Financial Services LLC|10687
LFACU|LF CAPITAL ACQUIS.UT|NITE|VIRTU Americas LLC|495205
LFACU|LF CAPITAL ACQUIS.UT|NQRB|Brut, LLC|3700
LFACU|LF CAPITAL ACQUIS.UT|PDQM|CODA MARKETS, INC.|8386
LFACU|LF CAPITAL ACQUIS.UT|PWJC|UBS Financial Services, Inc.|3700
LFACU|LF CAPITAL ACQUIS.UT|RAJA|Raymond James & Associates, Inc.|186600
LFACU|LF CAPITAL ACQUIS.UT|RBCM|RBC CAPITAL MARKETS, LLC|135
LFACU|LF CAPITAL ACQUIS.UT|RILY|B. RILEY FBR, INC.|665869
LFACU|LF CAPITAL ACQUIS.UT|RJLC|RJL CAPITAL GROUP, LLC|500
LFACU|LF CAPITAL ACQUIS.UT|SGMT|GOLDMAN SACHS & CO. LLC|58249
LFACU|LF CAPITAL ACQUIS.UT|SPDR|SPEEDROUTE LLC|24572
LFACU|LF CAPITAL ACQUIS.UT|SWIM|TD Ameritrade, Inc.|200
LFACU|LF CAPITAL ACQUIS.UT|UBSA|UBS SECURITIES LLC|89466
LFACU|LF CAPITAL ACQUIS.UT|UBSS|UBS Securities LLC|426799
LFACU|LF CAPITAL ACQUIS.UT|VGRD|Vanguard Marketing Corporation|2
LFACU|LF CAPITAL ACQUIS.UT|VNDS|VANDHAM SECURITIES CORP|48000
LFACU|LF CAPITAL ACQUIS.UT|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
LFACW|LF CAPITAL ACQUIS.WT|ETRS|E*Trade Securities LLC|1500
LFACW|LF CAPITAL ACQUIS.WT|FOMA|TD AMERITRADE CLEARING, INC.|3500
LFACW|LF CAPITAL ACQUIS.WT|IBKR|Interactive Brokers Llc|131000
LFACW|LF CAPITAL ACQUIS.WT|KBWI|Keefe, Bruyette & Woods, Inc.|50000
LFACW|LF CAPITAL ACQUIS.WT|LTCO|Ladenburg, Thalmann & Co., Inc.|36700
LFACW|LF CAPITAL ACQUIS.WT|MITR|GMP SECURITIES, LLC|100000
LFACW|LF CAPITAL ACQUIS.WT|MPSG|E D & F Man Capital Markets Inc.|2150000
LFACW|LF CAPITAL ACQUIS.WT|MSCO|MORGAN STANLEY & CO. LLC|12200
LFACW|LF CAPITAL ACQUIS.WT|NITE|VIRTU Americas LLC|21000
LFACW|LF CAPITAL ACQUIS.WT|UBSS|UBS Securities LLC|200000
LFACW|LF CAPITAL ACQUIS.WT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40000
LFC|CHINA LIFE INS CO|ALTX|Alternet Securities Inc.|4300
LFC|CHINA LIFE INS CO|ANOS|ABEL/NOSER, L.L.C.|3710
LFC|CHINA LIFE INS CO|APCC|Apex Clearing Corporation|1522
LFC|CHINA LIFE INS CO|BATM|CBOE TRADING, INC.|3912
LFC|CHINA LIFE INS CO|BERN|Sanford C. Bernstein & Co., LLC|43929
LFC|CHINA LIFE INS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2103
LFC|CHINA LIFE INS CO|BNPX|BNP PARIBAS SECURITIES CORP.|139
LFC|CHINA LIFE INS CO|BTIG|BTIG, LLC|17688
LFC|CHINA LIFE INS CO|BYXM|CBOE TRADING, INC.|220
LFC|CHINA LIFE INS CO|BZYD|GOLDMAN SACHS & CO. LLC|300
LFC|CHINA LIFE INS CO|CHAS|Charles Schwab & Co., Inc.|8029
LFC|CHINA LIFE INS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2320
LFC|CHINA LIFE INS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
LFC|CHINA LIFE INS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
LFC|CHINA LIFE INS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67473
LFC|CHINA LIFE INS CO|CTDL|Citadel Derivatives Group Llc|4154
LFC|CHINA LIFE INS CO|CTLR|CUTLER GROUP, LP|600
LFC|CHINA LIFE INS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|2320
LFC|CHINA LIFE INS CO|DAVA|Davenport & Company LLC|1200
LFC|CHINA LIFE INS CO|DBAB|Deutsche Bank Securities Inc.|32740
LFC|CHINA LIFE INS CO|DBAX|Deutsche Bank Securities Inc.|70100
LFC|CHINA LIFE INS CO|DEAN|MORGAN STANLEY|5254
LFC|CHINA LIFE INS CO|DEGS|RONIN PROFESSIONAL LLC|94
LFC|CHINA LIFE INS CO|EBXL|EBX LLC|22600
LFC|CHINA LIFE INS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1493
LFC|CHINA LIFE INS CO|EDJC|Edward Jones / CDS|611
LFC|CHINA LIFE INS CO|EDJO|Edward D. Jones & Co., L.P.|929
LFC|CHINA LIFE INS CO|EGAM|CBOE TRADING, INC.|8574
LFC|CHINA LIFE INS CO|EGAW|CBOE TRADING, INC.|273
LFC|CHINA LIFE INS CO|EGXM|CBOE TRADING, INC.|2380
LFC|CHINA LIFE INS CO|ETBE|Electronic Transaction Clearing, Inc.|2524
LFC|CHINA LIFE INS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
LFC|CHINA LIFE INS CO|ETRS|E*Trade Securities LLC|32250
LFC|CHINA LIFE INS CO|FILL|Tradestation Securities, Inc.|800
LFC|CHINA LIFE INS CO|FMAF|NBCN Inc./ CDS|6662
LFC|CHINA LIFE INS CO|FQLS|Quantlab Securities LP|22213
LFC|CHINA LIFE INS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29234
LFC|CHINA LIFE INS CO|FTBR|Foliofn Investments, Inc.|1843
LFC|CHINA LIFE INS CO|GLIS|TD Securities Inc|5131
LFC|CHINA LIFE INS CO|GLPX|ACS EXECUTION SERVICES, LLC|1538
LFC|CHINA LIFE INS CO|GSCO|GOLDMAN SACHS & CO. LLC|139879
LFC|CHINA LIFE INS CO|GSCS|GOLDMAN SACHS & CO. LLC|4900
LFC|CHINA LIFE INS CO|GSLT|GOLDMAN SACHS & CO. LLC|912
LFC|CHINA LIFE INS CO|GTSY|GTS SECURITIES LLC|100
LFC|CHINA LIFE INS CO|GTSZ|GTS SECURITIES LLC|16153
LFC|CHINA LIFE INS CO|HRBF|American Enterprise Investment Services Inc.|1180
LFC|CHINA LIFE INS CO|HSBC|HSBC Securities, Inc.|1100
LFC|CHINA LIFE INS CO|IATS|INTERACTIVE BROKERS LLC|9437
LFC|CHINA LIFE INS CO|IBKR|Interactive Brokers Llc|17463
LFC|CHINA LIFE INS CO|ICBX|INSTINET, LLC|6198
LFC|CHINA LIFE INS CO|INCA|INSTINET, LLC|25446
LFC|CHINA LIFE INS CO|ITGI|ITG Inc.|10402
LFC|CHINA LIFE INS CO|ITGP|ITG INC.|39600
LFC|CHINA LIFE INS CO|JANY|Janney Montgomery Scott Inc.|300
LFC|CHINA LIFE INS CO|JEFF|JEFFERIES LLC|3006
LFC|CHINA LIFE INS CO|JMPT|JUMP TRADING, LLC|1053
LFC|CHINA LIFE INS CO|JPBX|J.P. MORGAN SECURITIES LLC|5202
LFC|CHINA LIFE INS CO|JPMX|J.P. Morgan Securities LLC|24228
LFC|CHINA LIFE INS CO|JSJX|JANE STREET CAPITAL LLC|14587
LFC|CHINA LIFE INS CO|KCGM|VIRTU Americas LLC|17988
LFC|CHINA LIFE INS CO|LEHM|Barclays Capital Inc./Le|411148
LFC|CHINA LIFE INS CO|LIME|Lime Brokerage LLC|3935
LFC|CHINA LIFE INS CO|LSCI|Lek Securities Corporation|140
LFC|CHINA LIFE INS CO|MACQ|Macquarie Capital (USA) Inc.|700
LFC|CHINA LIFE INS CO|MBTS|ALLY INVEST SECURITIES LLC|656
LFC|CHINA LIFE INS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63116
LFC|CHINA LIFE INS CO|MOTF|MOTIF INVESTING, INC.|26
LFC|CHINA LIFE INS CO|MSCO|MORGAN STANLEY & CO. LLC|162321
LFC|CHINA LIFE INS CO|MSPL|MORGAN STANLEY & CO. LLC|107700
LFC|CHINA LIFE INS CO|MSTX|MORGAN STANLEY & CO. LLC|18100
LFC|CHINA LIFE INS CO|NFSC|National Financial Services LLC|100071
LFC|CHINA LIFE INS CO|NITE|VIRTU Americas LLC|261823
LFC|CHINA LIFE INS CO|NQRB|Brut, LLC|2594
LFC|CHINA LIFE INS CO|NTBF|BMO Nesbitt Burns Inc./CDS|17910
LFC|CHINA LIFE INS CO|OHOS|TWO SIGMA SECURITIES, LLC|3300
LFC|CHINA LIFE INS CO|OLDM|OLD MISSION CAPITAL, LLC|76375
LFC|CHINA LIFE INS CO|OPCO|Oppenheimer & Co. Inc.|546
LFC|CHINA LIFE INS CO|PCPT|PHILLIP CAPITAL INC.|300
LFC|CHINA LIFE INS CO|PDQM|CODA MARKETS, INC.|2623
LFC|CHINA LIFE INS CO|PWJC|UBS Financial Services, Inc.|11200
LFC|CHINA LIFE INS CO|SBSH|Citigroup Global Markets Inc.|11031
LFC|CHINA LIFE INS CO|SGMT|GOLDMAN SACHS & CO. LLC|53145
LFC|CHINA LIFE INS CO|SPDR|SPEEDROUTE LLC|400
LFC|CHINA LIFE INS CO|STXG|Stockcross Financial Services, Inc.|140
LFC|CHINA LIFE INS CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2887
LFC|CHINA LIFE INS CO|SWIM|TD Ameritrade, Inc.|37796
LFC|CHINA LIFE INS CO|SWST|Hilltop Securities Inc.|1900
LFC|CHINA LIFE INS CO|TKNG|ALLY INVEST SECURITIES LLC|467
LFC|CHINA LIFE INS CO|TRBT|Tradebot Systems, Inc.|32711
LFC|CHINA LIFE INS CO|TRCM|TRC MARKETS LLC|3009
LFC|CHINA LIFE INS CO|UBSA|UBS SECURITIES LLC|179428
LFC|CHINA LIFE INS CO|UBSS|UBS Securities LLC|194299
LFC|CHINA LIFE INS CO|VALX|VIRTU AMERICAS LLC|9145
LFC|CHINA LIFE INS CO|VGRD|Vanguard Marketing Corporation|14413
LFC|CHINA LIFE INS CO|VSIN|Vision Financial Markets Llc|10
LFC|CHINA LIFE INS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
LFC|CHINA LIFE INS CO|WCHV|WELLS FARGO SECURITIES, LLC|30939
LFC|CHINA LIFE INS CO|WEED|Weeden & Co.L.P.|1200
LFC|CHINA LIFE INS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34358
LFC|CHINA LIFE INS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3785
LFC|CHINA LIFE INS CO|WSEA|WOLVERINE SECURITIES, LLC|5114
LFC|CHINA LIFE INS CO|XIST|INSTINET, LLC|3000
LFC|CHINA LIFE INS CO|XPUS|XP SECURITIES, LLC|4400
LFC|CHINA LIFE INS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
LFC|CHINA LIFE INS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|600
LFC|CHINA LIFE INS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7215
LFEQ|VANECK VECTORS NDR C|CSIN|Citadel Securities Institutional LLC|17647
LFEQ|VANECK VECTORS NDR C|CTDL|Citadel Derivatives Group Llc|17647
LFEQ|VANECK VECTORS NDR C|ETRS|E*Trade Securities LLC|207
LFEQ|VANECK VECTORS NDR C|FTBR|Foliofn Investments, Inc.|14
LFEQ|VANECK VECTORS NDR C|GSLT|GOLDMAN SACHS & CO. LLC|5
LFEQ|VANECK VECTORS NDR C|IBKR|Interactive Brokers Llc|106
LFEQ|VANECK VECTORS NDR C|JSEB|JANE STREET EXECUTION SERVICES, LLC|10703
LFEQ|VANECK VECTORS NDR C|JSJX|JANE STREET CAPITAL LLC|17552
LFEQ|VANECK VECTORS NDR C|LIME|Lime Brokerage LLC|570
LFEQ|VANECK VECTORS NDR C|MSCO|MORGAN STANLEY & CO. LLC|3300
LFEQ|VANECK VECTORS NDR C|NFSC|National Financial Services LLC|2710
LFEQ|VANECK VECTORS NDR C|NITE|VIRTU Americas LLC|3639
LFEQ|VANECK VECTORS NDR C|NQRB|Brut, LLC|100
LFEQ|VANECK VECTORS NDR C|PDQM|CODA MARKETS, INC.|270
LFEQ|VANECK VECTORS NDR C|SBRX|MURIEL SIEBERT & CO INC|770
LFEQ|VANECK VECTORS NDR C|UBSS|UBS Securities LLC|702
LFEQ|VANECK VECTORS NDR C|VGRD|Vanguard Marketing Corporation|15
LFEQ|VANECK VECTORS NDR C|WCHV|WELLS FARGO SECURITIES, LLC|345
LFEQ|VANECK VECTORS NDR C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8138
LFEQ|VANECK VECTORS NDR C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4996
LFGR|LEAF GROUP LTD.|APCC|Apex Clearing Corporation|45
LFGR|LEAF GROUP LTD.|BATM|CBOE TRADING, INC.|80
LFGR|LEAF GROUP LTD.|BAYC|BAY CREST PARTNERS, LLC|351
LFGR|LEAF GROUP LTD.|BERN|Sanford C. Bernstein & Co., LLC|300
LFGR|LEAF GROUP LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|1708
LFGR|LEAF GROUP LTD.|BZYD|GOLDMAN SACHS & CO. LLC|723
LFGR|LEAF GROUP LTD.|CHAS|Charles Schwab & Co., Inc.|2000
LFGR|LEAF GROUP LTD.|CHLM|Craig-Hallum Capital Group LLC|115011
LFGR|LEAF GROUP LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16750
LFGR|LEAF GROUP LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
LFGR|LEAF GROUP LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17526
LFGR|LEAF GROUP LTD.|CTDL|Citadel Derivatives Group Llc|620
LFGR|LEAF GROUP LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|4140
LFGR|LEAF GROUP LTD.|DBAB|Deutsche Bank Securities Inc.|3479
LFGR|LEAF GROUP LTD.|DBAX|Deutsche Bank Securities Inc.|10000
LFGR|LEAF GROUP LTD.|DEAN|MORGAN STANLEY|770
LFGR|LEAF GROUP LTD.|DEGS|RONIN PROFESSIONAL LLC|780
LFGR|LEAF GROUP LTD.|EBXL|EBX LLC|10900
LFGR|LEAF GROUP LTD.|EGAM|CBOE TRADING, INC.|526
LFGR|LEAF GROUP LTD.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
LFGR|LEAF GROUP LTD.|ETRS|E*Trade Securities LLC|18297
LFGR|LEAF GROUP LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3597
LFGR|LEAF GROUP LTD.|GLPX|ACS EXECUTION SERVICES, LLC|281
LFGR|LEAF GROUP LTD.|GSCO|GOLDMAN SACHS & CO. LLC|212861
LFGR|LEAF GROUP LTD.|GSCS|GOLDMAN SACHS & CO. LLC|1010
LFGR|LEAF GROUP LTD.|GSLT|GOLDMAN SACHS & CO. LLC|580
LFGR|LEAF GROUP LTD.|GTSZ|GTS SECURITIES LLC|7190
LFGR|LEAF GROUP LTD.|HRBF|American Enterprise Investment Services Inc.|153
LFGR|LEAF GROUP LTD.|IATS|INTERACTIVE BROKERS LLC|1100
LFGR|LEAF GROUP LTD.|IBKR|Interactive Brokers Llc|4744
LFGR|LEAF GROUP LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
LFGR|LEAF GROUP LTD.|ICBX|INSTINET, LLC|3400
LFGR|LEAF GROUP LTD.|IEQY|CITADEL SECURITIES LLC|186
LFGR|LEAF GROUP LTD.|INCA|INSTINET, LLC|8644
LFGR|LEAF GROUP LTD.|INJX|INSTINET, LLC|461
LFGR|LEAF GROUP LTD.|ITGI|ITG Inc.|3080
LFGR|LEAF GROUP LTD.|ITGP|ITG INC.|26600
LFGR|LEAF GROUP LTD.|JEFF|JEFFERIES LLC|4198
LFGR|LEAF GROUP LTD.|JONE|JonesTrading|1110
LFGR|LEAF GROUP LTD.|JPBX|J.P. MORGAN SECURITIES LLC|400
LFGR|LEAF GROUP LTD.|JPMX|J.P. Morgan Securities LLC|28262
LFGR|LEAF GROUP LTD.|KCGM|VIRTU Americas LLC|1006
LFGR|LEAF GROUP LTD.|LEHM|Barclays Capital Inc./Le|29349
LFGR|LEAF GROUP LTD.|LIME|Lime Brokerage LLC|3735
LFGR|LEAF GROUP LTD.|LSCI|Lek Securities Corporation|33
LFGR|LEAF GROUP LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98327
LFGR|LEAF GROUP LTD.|MSCO|MORGAN STANLEY & CO. LLC|19429
LFGR|LEAF GROUP LTD.|MSPL|MORGAN STANLEY & CO. LLC|25700
LFGR|LEAF GROUP LTD.|MSTX|MORGAN STANLEY & CO. LLC|1800
LFGR|LEAF GROUP LTD.|NFSC|National Financial Services LLC|3855
LFGR|LEAF GROUP LTD.|NITE|VIRTU Americas LLC|34179
LFGR|LEAF GROUP LTD.|NITP|VIRTU Americas LLC|100
LFGR|LEAF GROUP LTD.|PDQM|CODA MARKETS, INC.|3235
LFGR|LEAF GROUP LTD.|PWJC|UBS Financial Services, Inc.|3189
LFGR|LEAF GROUP LTD.|SBSH|Citigroup Global Markets Inc.|11139
LFGR|LEAF GROUP LTD.|SGMT|GOLDMAN SACHS & CO. LLC|8372
LFGR|LEAF GROUP LTD.|SPDR|SPEEDROUTE LLC|201
LFGR|LEAF GROUP LTD.|SWIM|TD Ameritrade, Inc.|3800
LFGR|LEAF GROUP LTD.|TRBT|Tradebot Systems, Inc.|1171
LFGR|LEAF GROUP LTD.|TRCM|TRC MARKETS LLC|1830
LFGR|LEAF GROUP LTD.|UBSA|UBS SECURITIES LLC|87027
LFGR|LEAF GROUP LTD.|UBSS|UBS Securities LLC|44190
LFGR|LEAF GROUP LTD.|VALX|VIRTU AMERICAS LLC|3538
LFGR|LEAF GROUP LTD.|WCHV|WELLS FARGO SECURITIES, LLC|4665
LFGR|LEAF GROUP LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3134
LFGR|LEAF GROUP LTD.|WFPB|Wells Fargo Securities, LLC.|17
LFGR|LEAF GROUP LTD.|WSEA|WOLVERINE SECURITIES, LLC|283
LFGR|LEAF GROUP LTD.|XPQR|Jump Trading|100
LFUS|LITTELFUSE, INC.|ALTX|Alternet Securities Inc.|1530
LFUS|LITTELFUSE, INC.|ANOS|ABEL/NOSER, L.L.C.|421
LFUS|LITTELFUSE, INC.|APCC|Apex Clearing Corporation|109
LFUS|LITTELFUSE, INC.|BARD|Robert W. Baird & Co. Incorporated|1152
LFUS|LITTELFUSE, INC.|BATM|CBOE TRADING, INC.|2646
LFUS|LITTELFUSE, INC.|BAYC|BAY CREST PARTNERS, LLC|1584
LFUS|LITTELFUSE, INC.|BBNT|BB&T SECURITIES, LLC|163
LFUS|LITTELFUSE, INC.|BERN|Sanford C. Bernstein & Co., LLC|28349
LFUS|LITTELFUSE, INC.|BIDS|BIDS TRADING L.P.|14200
LFUS|LITTELFUSE, INC.|BKCM|BNY Mellon Capital Markets LLC|6293
LFUS|LITTELFUSE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1335
LFUS|LITTELFUSE, INC.|BMOC|BMO Capital Markets Corp.|6983
LFUS|LITTELFUSE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|7038
LFUS|LITTELFUSE, INC.|BTIG|BTIG, LLC|7321
LFUS|LITTELFUSE, INC.|BYXM|CBOE TRADING, INC.|100
LFUS|LITTELFUSE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
LFUS|LITTELFUSE, INC.|CANT|Cantor Fitzgerald & Co.|613
LFUS|LITTELFUSE, INC.|CHAS|Charles Schwab & Co., Inc.|168
LFUS|LITTELFUSE, INC.|CIST|Capital Institutional Services, Inc.|1094
LFUS|LITTELFUSE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36412
LFUS|LITTELFUSE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10889
LFUS|LITTELFUSE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16149
LFUS|LITTELFUSE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|108985
LFUS|LITTELFUSE, INC.|CTDL|Citadel Derivatives Group Llc|9007
LFUS|LITTELFUSE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11270
LFUS|LITTELFUSE, INC.|DBAB|Deutsche Bank Securities Inc.|373453
LFUS|LITTELFUSE, INC.|DBAX|Deutsche Bank Securities Inc.|50000
LFUS|LITTELFUSE, INC.|DBUL|Deutsche Bank Securities Inc.|2609
LFUS|LITTELFUSE, INC.|DEAN|MORGAN STANLEY|3569
LFUS|LITTELFUSE, INC.|DEGS|RONIN PROFESSIONAL LLC|300
LFUS|LITTELFUSE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|102
LFUS|LITTELFUSE, INC.|DRWK|DRW SECURITIES, L.L.C.|5085
LFUS|LITTELFUSE, INC.|EBXL|EBX LLC|42300
LFUS|LITTELFUSE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10647
LFUS|LITTELFUSE, INC.|EDJO|Edward D. Jones & Co., L.P.|4211
LFUS|LITTELFUSE, INC.|EGAM|CBOE TRADING, INC.|2364
LFUS|LITTELFUSE, INC.|EGAW|CBOE TRADING, INC.|36
LFUS|LITTELFUSE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|700
LFUS|LITTELFUSE, INC.|EGXM|CBOE TRADING, INC.|5
LFUS|LITTELFUSE, INC.|EGXW|CBOE TRADING, INC.|120
LFUS|LITTELFUSE, INC.|ELEV|ELEVATION, LLC|1720
LFUS|LITTELFUSE, INC.|ETBE|Electronic Transaction Clearing, Inc.|11673
LFUS|LITTELFUSE, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|9
LFUS|LITTELFUSE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1606
LFUS|LITTELFUSE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26572
LFUS|LITTELFUSE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|793
LFUS|LITTELFUSE, INC.|ETRS|E*Trade Securities LLC|3428
LFUS|LITTELFUSE, INC.|FBCO|Credit Suisse Securities (USA) LLC|1022306
LFUS|LITTELFUSE, INC.|FBSB|U.S. Bancorp Investments, Inc.|29
LFUS|LITTELFUSE, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|38
LFUS|LITTELFUSE, INC.|FILL|Tradestation Securities, Inc.|191
LFUS|LITTELFUSE, INC.|FMAF|NBCN Inc./ CDS|2827
LFUS|LITTELFUSE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|13996
LFUS|LITTELFUSE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2397
LFUS|LITTELFUSE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38645
LFUS|LITTELFUSE, INC.|FTBR|Foliofn Investments, Inc.|1328
LFUS|LITTELFUSE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|7720
LFUS|LITTELFUSE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|36862
LFUS|LITTELFUSE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1071909
LFUS|LITTELFUSE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1526
LFUS|LITTELFUSE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|164
LFUS|LITTELFUSE, INC.|GTSZ|GTS SECURITIES LLC|85248
LFUS|LITTELFUSE, INC.|HRBF|American Enterprise Investment Services Inc.|1889
LFUS|LITTELFUSE, INC.|IATS|INTERACTIVE BROKERS LLC|24645
LFUS|LITTELFUSE, INC.|IBKR|Interactive Brokers Llc|135181
LFUS|LITTELFUSE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
LFUS|LITTELFUSE, INC.|ICBX|INSTINET, LLC|15300
LFUS|LITTELFUSE, INC.|IEQY|CITADEL SECURITIES LLC|38556
LFUS|LITTELFUSE, INC.|INCA|INSTINET, LLC|146096
LFUS|LITTELFUSE, INC.|INJX|INSTINET, LLC|16368
LFUS|LITTELFUSE, INC.|ITGI|ITG Inc.|19937
LFUS|LITTELFUSE, INC.|ITGP|ITG INC.|66800
LFUS|LITTELFUSE, INC.|JANY|Janney Montgomery Scott Inc.|225
LFUS|LITTELFUSE, INC.|JEFF|JEFFERIES LLC|55409
LFUS|LITTELFUSE, INC.|JMPT|JUMP TRADING, LLC|16151
LFUS|LITTELFUSE, INC.|JONE|JonesTrading|78628
LFUS|LITTELFUSE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|7314
LFUS|LITTELFUSE, INC.|JPMX|J.P. Morgan Securities LLC|142989
LFUS|LITTELFUSE, INC.|JSJX|JANE STREET CAPITAL LLC|8784
LFUS|LITTELFUSE, INC.|KCGM|VIRTU Americas LLC|14169
LFUS|LITTELFUSE, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|1000
LFUS|LITTELFUSE, INC.|LEHM|Barclays Capital Inc./Le|422755
LFUS|LITTELFUSE, INC.|LIME|Lime Brokerage LLC|65951
LFUS|LITTELFUSE, INC.|LMGP|LIME BROKERAGE LLC|5633
LFUS|LITTELFUSE, INC.|LOOP|Loop Capital Markets LLC|5083
LFUS|LITTELFUSE, INC.|LQNA|LIQUIDNET, INC.|5400
LFUS|LITTELFUSE, INC.|LSCI|Lek Securities Corporation|3032
LFUS|LITTELFUSE, INC.|MACQ|Macquarie Capital (USA) Inc.|100
LFUS|LITTELFUSE, INC.|MAXM|Maxim Group LLC|596
LFUS|LITTELFUSE, INC.|MBTS|ALLY INVEST SECURITIES LLC|47
LFUS|LITTELFUSE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22900
LFUS|LITTELFUSE, INC.|MOTF|MOTIF INVESTING, INC.|12
LFUS|LITTELFUSE, INC.|MSCO|MORGAN STANLEY & CO. LLC|962721
LFUS|LITTELFUSE, INC.|MSPL|MORGAN STANLEY & CO. LLC|75300
LFUS|LITTELFUSE, INC.|MSTX|MORGAN STANLEY & CO. LLC|14600
LFUS|LITTELFUSE, INC.|NFSC|National Financial Services LLC|30675
LFUS|LITTELFUSE, INC.|NITE|VIRTU Americas LLC|142884
LFUS|LITTELFUSE, INC.|NITP|VIRTU Americas LLC|4838
LFUS|LITTELFUSE, INC.|NQRB|Brut, LLC|1164
LFUS|LITTELFUSE, INC.|NTRC|Northern Trust Securities, Inc.|633
LFUS|LITTELFUSE, INC.|OPCO|Oppenheimer & Co. Inc.|48248
LFUS|LITTELFUSE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|295
LFUS|LITTELFUSE, INC.|PDQM|CODA MARKETS, INC.|111400
LFUS|LITTELFUSE, INC.|PIPR|Piper Jaffray & Co.|700
LFUS|LITTELFUSE, INC.|PWJC|UBS Financial Services, Inc.|2
LFUS|LITTELFUSE, INC.|QMSR|QUATTRO M SECURITIES INC.|2865
LFUS|LITTELFUSE, INC.|RAJA|Raymond James & Associates, Inc.|3184
LFUS|LITTELFUSE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4139
LFUS|LITTELFUSE, INC.|RGLD|Regal Securities, Inc|16
LFUS|LITTELFUSE, INC.|SAGL|SAGETRADER, LLC|12812
LFUS|LITTELFUSE, INC.|SBSH|Citigroup Global Markets Inc.|141019
LFUS|LITTELFUSE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|17026
LFUS|LITTELFUSE, INC.|SIDC|Sidoti & Company, LLC|150
LFUS|LITTELFUSE, INC.|SPDR|SPEEDROUTE LLC|2006
LFUS|LITTELFUSE, INC.|SPHN|Stephens Inc.|149
LFUS|LITTELFUSE, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|3600
LFUS|LITTELFUSE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2756
LFUS|LITTELFUSE, INC.|SWIM|TD Ameritrade, Inc.|2082
LFUS|LITTELFUSE, INC.|SWST|Hilltop Securities Inc.|586
LFUS|LITTELFUSE, INC.|TKNG|ALLY INVEST SECURITIES LLC|56
LFUS|LITTELFUSE, INC.|TRBT|Tradebot Systems, Inc.|52398
LFUS|LITTELFUSE, INC.|TRCM|TRC MARKETS LLC|29430
LFUS|LITTELFUSE, INC.|TWTT|TASTYWORKS, INC.|431
LFUS|LITTELFUSE, INC.|UBSA|UBS SECURITIES LLC|196619
LFUS|LITTELFUSE, INC.|UBSS|UBS Securities LLC|606877
LFUS|LITTELFUSE, INC.|VALX|VIRTU AMERICAS LLC|6278
LFUS|LITTELFUSE, INC.|VGRD|Vanguard Marketing Corporation|241
LFUS|LITTELFUSE, INC.|WBLR|WILLIAM BLAIR|100
LFUS|LITTELFUSE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
LFUS|LITTELFUSE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|49189
LFUS|LITTELFUSE, INC.|WEED|Weeden & Co.L.P.|5313
LFUS|LITTELFUSE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|618
LFUS|LITTELFUSE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1752
LFUS|LITTELFUSE, INC.|WGIF|CIBC World Markets Inc.|282
LFUS|LITTELFUSE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|47
LFUS|LITTELFUSE, INC.|WSEA|WOLVERINE SECURITIES, LLC|428
LFUS|LITTELFUSE, INC.|XIST|INSTINET, LLC|48000
LFUS|LITTELFUSE, INC.|XPQR|Jump Trading|200
LFUS|LITTELFUSE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|12588
LFUS|LITTELFUSE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|22874
LFUS|LITTELFUSE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1799
LFVN|LIFEVANTAGE CP CMN|ALTX|Alternet Securities Inc.|600
LFVN|LIFEVANTAGE CP CMN|APCC|Apex Clearing Corporation|536
LFVN|LIFEVANTAGE CP CMN|BATM|CBOE TRADING, INC.|7
LFVN|LIFEVANTAGE CP CMN|BIMI|Banca IMI Securities Corp.|3101
LFVN|LIFEVANTAGE CP CMN|BLKX|INSTINET, LLC|7000
LFVN|LIFEVANTAGE CP CMN|BYXM|CBOE TRADING, INC.|100
LFVN|LIFEVANTAGE CP CMN|CANT|Cantor Fitzgerald & Co.|505
LFVN|LIFEVANTAGE CP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13402
LFVN|LIFEVANTAGE CP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
LFVN|LIFEVANTAGE CP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5861
LFVN|LIFEVANTAGE CP CMN|CTDL|Citadel Derivatives Group Llc|5
LFVN|LIFEVANTAGE CP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|9800
LFVN|LIFEVANTAGE CP CMN|DADA|D.A. Davidson & Co.|30
LFVN|LIFEVANTAGE CP CMN|DBAB|Deutsche Bank Securities Inc.|38304
LFVN|LIFEVANTAGE CP CMN|DBAX|Deutsche Bank Securities Inc.|9400
LFVN|LIFEVANTAGE CP CMN|DEAN|MORGAN STANLEY|568
LFVN|LIFEVANTAGE CP CMN|DEGS|RONIN PROFESSIONAL LLC|16720
LFVN|LIFEVANTAGE CP CMN|EBXL|EBX LLC|10400
LFVN|LIFEVANTAGE CP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|560
LFVN|LIFEVANTAGE CP CMN|EDJO|Edward D. Jones & Co., L.P.|6301
LFVN|LIFEVANTAGE CP CMN|ETBE|Electronic Transaction Clearing, Inc.|800
LFVN|LIFEVANTAGE CP CMN|ETCB|ETC BROKERAGE SERVICES, LLC|62
LFVN|LIFEVANTAGE CP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|610
LFVN|LIFEVANTAGE CP CMN|ETRS|E*Trade Securities LLC|35739
LFVN|LIFEVANTAGE CP CMN|FBCO|Credit Suisse Securities (USA) LLC|9673
LFVN|LIFEVANTAGE CP CMN|FILL|Tradestation Securities, Inc.|2450
LFVN|LIFEVANTAGE CP CMN|FINX|FINTECH SECURITIES|571
LFVN|LIFEVANTAGE CP CMN|FMAF|NBCN Inc./ CDS|565
LFVN|LIFEVANTAGE CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|136473
LFVN|LIFEVANTAGE CP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14675
LFVN|LIFEVANTAGE CP CMN|FTBR|Foliofn Investments, Inc.|13444
LFVN|LIFEVANTAGE CP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2670
LFVN|LIFEVANTAGE CP CMN|GLPX|ACS EXECUTION SERVICES, LLC|200
LFVN|LIFEVANTAGE CP CMN|GSCO|GOLDMAN SACHS & CO. LLC|6609
LFVN|LIFEVANTAGE CP CMN|GSCS|GOLDMAN SACHS & CO. LLC|1100
LFVN|LIFEVANTAGE CP CMN|GSLT|GOLDMAN SACHS & CO. LLC|466
LFVN|LIFEVANTAGE CP CMN|GTSZ|GTS SECURITIES LLC|4316
LFVN|LIFEVANTAGE CP CMN|HRBF|American Enterprise Investment Services Inc.|3475
LFVN|LIFEVANTAGE CP CMN|IATS|INTERACTIVE BROKERS LLC|21167
LFVN|LIFEVANTAGE CP CMN|IBKR|Interactive Brokers Llc|97055
LFVN|LIFEVANTAGE CP CMN|ICBX|INSTINET, LLC|4400
LFVN|LIFEVANTAGE CP CMN|INCA|INSTINET, LLC|75419
LFVN|LIFEVANTAGE CP CMN|INJX|INSTINET, LLC|481
LFVN|LIFEVANTAGE CP CMN|ITGI|ITG Inc.|2656
LFVN|LIFEVANTAGE CP CMN|ITGP|ITG INC.|12400
LFVN|LIFEVANTAGE CP CMN|JEFF|JEFFERIES LLC|639
LFVN|LIFEVANTAGE CP CMN|JPMX|J.P. Morgan Securities LLC|5570
LFVN|LIFEVANTAGE CP CMN|JSJX|JANE STREET CAPITAL LLC|380
LFVN|LIFEVANTAGE CP CMN|KCGM|VIRTU Americas LLC|4561
LFVN|LIFEVANTAGE CP CMN|LEHM|Barclays Capital Inc./Le|4926
LFVN|LIFEVANTAGE CP CMN|LIME|Lime Brokerage LLC|25164
LFVN|LIFEVANTAGE CP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|210
LFVN|LIFEVANTAGE CP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
LFVN|LIFEVANTAGE CP CMN|MSCO|MORGAN STANLEY & CO. LLC|137092
LFVN|LIFEVANTAGE CP CMN|MSPL|MORGAN STANLEY & CO. LLC|12400
LFVN|LIFEVANTAGE CP CMN|NFSC|National Financial Services LLC|286537
LFVN|LIFEVANTAGE CP CMN|NITE|VIRTU Americas LLC|663387
LFVN|LIFEVANTAGE CP CMN|NQRB|Brut, LLC|8000
LFVN|LIFEVANTAGE CP CMN|OPCO|Oppenheimer & Co. Inc.|1300
LFVN|LIFEVANTAGE CP CMN|PCPT|PHILLIP CAPITAL INC.|9126
LFVN|LIFEVANTAGE CP CMN|PDQM|CODA MARKETS, INC.|200
LFVN|LIFEVANTAGE CP CMN|PWJC|UBS Financial Services, Inc.|2400
LFVN|LIFEVANTAGE CP CMN|RAJA|Raymond James & Associates, Inc.|31
LFVN|LIFEVANTAGE CP CMN|RBCM|RBC CAPITAL MARKETS, LLC|2287
LFVN|LIFEVANTAGE CP CMN|SAGL|SAGETRADER, LLC|600
LFVN|LIFEVANTAGE CP CMN|SBSH|Citigroup Global Markets Inc.|417
LFVN|LIFEVANTAGE CP CMN|SGMT|GOLDMAN SACHS & CO. LLC|5012
LFVN|LIFEVANTAGE CP CMN|SPDR|SPEEDROUTE LLC|400
LFVN|LIFEVANTAGE CP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|571
LFVN|LIFEVANTAGE CP CMN|SWIM|TD Ameritrade, Inc.|43600
LFVN|LIFEVANTAGE CP CMN|SWST|Hilltop Securities Inc.|2720
LFVN|LIFEVANTAGE CP CMN|TKNG|ALLY INVEST SECURITIES LLC|215
LFVN|LIFEVANTAGE CP CMN|TRBT|Tradebot Systems, Inc.|2615
LFVN|LIFEVANTAGE CP CMN|TRCM|TRC MARKETS LLC|19064
LFVN|LIFEVANTAGE CP CMN|UBSA|UBS SECURITIES LLC|38570
LFVN|LIFEVANTAGE CP CMN|UBSS|UBS Securities LLC|43864
LFVN|LIFEVANTAGE CP CMN|VALX|VIRTU AMERICAS LLC|2580
LFVN|LIFEVANTAGE CP CMN|VGRD|Vanguard Marketing Corporation|4920
LFVN|LIFEVANTAGE CP CMN|WCHV|WELLS FARGO SECURITIES, LLC|12882
LFVN|LIFEVANTAGE CP CMN|WEDB|WEDBUSH SECURITIES INC.|6987
LFVN|LIFEVANTAGE CP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1585
LFVN|LIFEVANTAGE CP CMN|WGIF|CIBC World Markets Inc.|1192
LFVN|LIFEVANTAGE CP CMN|WSEA|WOLVERINE SECURITIES, LLC|669
LFVN|LIFEVANTAGE CP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
LFVN|LIFEVANTAGE CP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6448
LGC|LEGACY ACQ CORP|ALTX|Alternet Securities Inc.|100
LGC|LEGACY ACQ CORP|CANT|Cantor Fitzgerald & Co.|190848
LGC|LEGACY ACQ CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
LGC|LEGACY ACQ CORP|EBXL|EBX LLC|1000
LGC|LEGACY ACQ CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1600
LGC|LEGACY ACQ CORP|EGXM|CBOE TRADING, INC.|100
LGC|LEGACY ACQ CORP|ETRS|E*Trade Securities LLC|72
LGC|LEGACY ACQ CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14129
LGC|LEGACY ACQ CORP|GSCS|GOLDMAN SACHS & CO. LLC|900
LGC|LEGACY ACQ CORP|GSLT|GOLDMAN SACHS & CO. LLC|100
LGC|LEGACY ACQ CORP|ITGI|ITG Inc.|100
LGC|LEGACY ACQ CORP|ITGP|ITG INC.|2000
LGC|LEGACY ACQ CORP|JPMX|J.P. Morgan Securities LLC|200
LGC|LEGACY ACQ CORP|MITR|GMP SECURITIES, LLC|118517
LGC|LEGACY ACQ CORP|MSCO|MORGAN STANLEY & CO. LLC|200
LGC|LEGACY ACQ CORP|MSPL|MORGAN STANLEY & CO. LLC|300
LGC|LEGACY ACQ CORP|NITE|VIRTU Americas LLC|3125
LGC|LEGACY ACQ CORP|SGMT|GOLDMAN SACHS & CO. LLC|1000
LGC|LEGACY ACQ CORP|TRBT|Tradebot Systems, Inc.|900
LGC|LEGACY ACQ CORP|UBSA|UBS SECURITIES LLC|1123
LGC.U|LEGACY ACQ CP UT|ALTX|Alternet Securities Inc.|100
LGC.U|LEGACY ACQ CP UT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20400
LGC.U|LEGACY ACQ CP UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
LGC.U|LEGACY ACQ CP UT|EBXL|EBX LLC|14400
LGC.U|LEGACY ACQ CP UT|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
LGC.U|LEGACY ACQ CP UT|EGAM|CBOE TRADING, INC.|100
LGC.U|LEGACY ACQ CP UT|GSCO|GOLDMAN SACHS & CO. LLC|3500
LGC.U|LEGACY ACQ CP UT|GSCS|GOLDMAN SACHS & CO. LLC|2900
LGC.U|LEGACY ACQ CP UT|GSLT|GOLDMAN SACHS & CO. LLC|100
LGC.U|LEGACY ACQ CP UT|ICBX|INSTINET, LLC|1300
LGC.U|LEGACY ACQ CP UT|INCA|INSTINET, LLC|2153
LGC.U|LEGACY ACQ CP UT|JPMX|J.P. Morgan Securities LLC|4400
LGC.U|LEGACY ACQ CP UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
LGC.U|LEGACY ACQ CP UT|MSCO|MORGAN STANLEY & CO. LLC|100
LGC.U|LEGACY ACQ CP UT|MSPL|MORGAN STANLEY & CO. LLC|2400
LGC.U|LEGACY ACQ CP UT|NITE|VIRTU Americas LLC|3053
LGC.U|LEGACY ACQ CP UT|SGMT|GOLDMAN SACHS & CO. LLC|2200
LGC.U|LEGACY ACQ CP UT|TDSI|TD Securities (USA) LLC|18000
LGC.U|LEGACY ACQ CP UT|UBSA|UBS SECURITIES LLC|100
LGC.W|LEGACY ACQ WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
LGC.W|LEGACY ACQ WT|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
LGC.W|LEGACY ACQ WT|ETRS|E*Trade Securities LLC|4398
LGC.W|LEGACY ACQ WT|JONE|JonesTrading|3739
LGC.W|LEGACY ACQ WT|NITE|VIRTU Americas LLC|5100
LGC.W|LEGACY ACQ WT|UBSS|UBS Securities LLC|400
LGCY|LEGACY RESERVES LP|ALTX|Alternet Securities Inc.|6706
LGCY|LEGACY RESERVES LP|APCC|Apex Clearing Corporation|33518
LGCY|LEGACY RESERVES LP|BATM|CBOE TRADING, INC.|1460
LGCY|LEGACY RESERVES LP|BAYC|BAY CREST PARTNERS, LLC|300
LGCY|LEGACY RESERVES LP|BIMI|Banca IMI Securities Corp.|5215
LGCY|LEGACY RESERVES LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27392
LGCY|LEGACY RESERVES LP|BZYD|GOLDMAN SACHS & CO. LLC|19811
LGCY|LEGACY RESERVES LP|CANT|Cantor Fitzgerald & Co.|750
LGCY|LEGACY RESERVES LP|CHAS|Charles Schwab & Co., Inc.|5814
LGCY|LEGACY RESERVES LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11165
LGCY|LEGACY RESERVES LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|485
LGCY|LEGACY RESERVES LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38849
LGCY|LEGACY RESERVES LP|CTDL|Citadel Derivatives Group Llc|1273
LGCY|LEGACY RESERVES LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|16232
LGCY|LEGACY RESERVES LP|DADA|D.A. Davidson & Co.|1000
LGCY|LEGACY RESERVES LP|DBAB|Deutsche Bank Securities Inc.|9773
LGCY|LEGACY RESERVES LP|DBAX|Deutsche Bank Securities Inc.|60500
LGCY|LEGACY RESERVES LP|DEAN|MORGAN STANLEY|10645
LGCY|LEGACY RESERVES LP|DEGS|RONIN PROFESSIONAL LLC|43482
LGCY|LEGACY RESERVES LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
LGCY|LEGACY RESERVES LP|EBXL|EBX LLC|57300
LGCY|LEGACY RESERVES LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6072
LGCY|LEGACY RESERVES LP|EDJO|Edward D. Jones & Co., L.P.|3543
LGCY|LEGACY RESERVES LP|EGAM|CBOE TRADING, INC.|25212
LGCY|LEGACY RESERVES LP|EGXM|CBOE TRADING, INC.|11250
LGCY|LEGACY RESERVES LP|ETBE|Electronic Transaction Clearing, Inc.|4109
LGCY|LEGACY RESERVES LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2400
LGCY|LEGACY RESERVES LP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|240
LGCY|LEGACY RESERVES LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6840
LGCY|LEGACY RESERVES LP|ETRS|E*Trade Securities LLC|746959
LGCY|LEGACY RESERVES LP|FBCO|Credit Suisse Securities (USA) LLC|98634
LGCY|LEGACY RESERVES LP|FILL|Tradestation Securities, Inc.|43187
LGCY|LEGACY RESERVES LP|FMAF|NBCN Inc./ CDS|4915
LGCY|LEGACY RESERVES LP|FOMA|TD AMERITRADE CLEARING, INC.|1890449
LGCY|LEGACY RESERVES LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8770
LGCY|LEGACY RESERVES LP|FTBR|Foliofn Investments, Inc.|8506
LGCY|LEGACY RESERVES LP|GEBB|GLOBAL EXECUTION BROKERS, LP|22341
LGCY|LEGACY RESERVES LP|GLIS|TD Securities Inc|4929
LGCY|LEGACY RESERVES LP|GLPX|ACS EXECUTION SERVICES, LLC|45968
LGCY|LEGACY RESERVES LP|GSCO|GOLDMAN SACHS & CO. LLC|17772
LGCY|LEGACY RESERVES LP|GSCS|GOLDMAN SACHS & CO. LLC|1040
LGCY|LEGACY RESERVES LP|GSLT|GOLDMAN SACHS & CO. LLC|12790
LGCY|LEGACY RESERVES LP|GTSZ|GTS SECURITIES LLC|13045
LGCY|LEGACY RESERVES LP|HAPX|HAP Trading, LLC|500
LGCY|LEGACY RESERVES LP|HRBF|American Enterprise Investment Services Inc.|3736
LGCY|LEGACY RESERVES LP|IATS|INTERACTIVE BROKERS LLC|62295
LGCY|LEGACY RESERVES LP|IBKR|Interactive Brokers Llc|442202
LGCY|LEGACY RESERVES LP|ICBX|INSTINET, LLC|15010
LGCY|LEGACY RESERVES LP|INCA|INSTINET, LLC|62628
LGCY|LEGACY RESERVES LP|INJX|INSTINET, LLC|4613
LGCY|LEGACY RESERVES LP|ITGI|ITG Inc.|24152
LGCY|LEGACY RESERVES LP|ITGP|ITG INC.|20000
LGCY|LEGACY RESERVES LP|JANY|Janney Montgomery Scott Inc.|1587
LGCY|LEGACY RESERVES LP|JEFF|JEFFERIES LLC|42238
LGCY|LEGACY RESERVES LP|JMPT|JUMP TRADING, LLC|17933
LGCY|LEGACY RESERVES LP|JONE|JonesTrading|44900
LGCY|LEGACY RESERVES LP|JPMX|J.P. Morgan Securities LLC|8494
LGCY|LEGACY RESERVES LP|JSJX|JANE STREET CAPITAL LLC|2801
LGCY|LEGACY RESERVES LP|KCGM|VIRTU Americas LLC|23800
LGCY|LEGACY RESERVES LP|LEHM|Barclays Capital Inc./Le|60233
LGCY|LEGACY RESERVES LP|LIME|Lime Brokerage LLC|58918
LGCY|LEGACY RESERVES LP|LMGP|LIME BROKERAGE LLC|400
LGCY|LEGACY RESERVES LP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5132
LGCY|LEGACY RESERVES LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29892
LGCY|LEGACY RESERVES LP|MSCO|MORGAN STANLEY & CO. LLC|623419
LGCY|LEGACY RESERVES LP|MSPL|MORGAN STANLEY & CO. LLC|6400
LGCY|LEGACY RESERVES LP|NATL|National Securities Corporation|370
LGCY|LEGACY RESERVES LP|NFSC|National Financial Services LLC|1178305
LGCY|LEGACY RESERVES LP|NITE|VIRTU Americas LLC|1927527
LGCY|LEGACY RESERVES LP|NITP|VIRTU Americas LLC|2364
LGCY|LEGACY RESERVES LP|NQRB|Brut, LLC|21808
LGCY|LEGACY RESERVES LP|OPCO|Oppenheimer & Co. Inc.|37409
LGCY|LEGACY RESERVES LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3123
LGCY|LEGACY RESERVES LP|PDQM|CODA MARKETS, INC.|81006
LGCY|LEGACY RESERVES LP|POIN|PRECISION SECURITIES, LLC (POIN)|2450
LGCY|LEGACY RESERVES LP|PUMA|Puma Capital, Llc|30935
LGCY|LEGACY RESERVES LP|PWJC|UBS Financial Services, Inc.|26210
LGCY|LEGACY RESERVES LP|RAJA|Raymond James & Associates, Inc.|57226
LGCY|LEGACY RESERVES LP|RBCM|RBC CAPITAL MARKETS, LLC|36075
LGCY|LEGACY RESERVES LP|RGLD|Regal Securities, Inc|900
LGCY|LEGACY RESERVES LP|SAGL|SAGETRADER, LLC|3968
LGCY|LEGACY RESERVES LP|SAGW|SAGETRADER, LLC|3200
LGCY|LEGACY RESERVES LP|SALI|INTL FCSTONE FINANCIAL INC.|5149
LGCY|LEGACY RESERVES LP|SBSH|Citigroup Global Markets Inc.|71883
LGCY|LEGACY RESERVES LP|SGMT|GOLDMAN SACHS & CO. LLC|19146
LGCY|LEGACY RESERVES LP|SOGO|Wang Investment Associates, Inc.|100
LGCY|LEGACY RESERVES LP|SPDR|SPEEDROUTE LLC|28852
LGCY|LEGACY RESERVES LP|SPTD|MINT GLOBAL MARKETS, INC.|300
LGCY|LEGACY RESERVES LP|STFL|Stifel, Nicolaus & Company, Incorporated|32442
LGCY|LEGACY RESERVES LP|STXG|Stockcross Financial Services, Inc.|1600
LGCY|LEGACY RESERVES LP|SWIM|TD Ameritrade, Inc.|320984
LGCY|LEGACY RESERVES LP|SWST|Hilltop Securities Inc.|54594
LGCY|LEGACY RESERVES LP|TKNG|ALLY INVEST SECURITIES LLC|34418
LGCY|LEGACY RESERVES LP|TRCM|TRC MARKETS LLC|6836
LGCY|LEGACY RESERVES LP|TWTT|TASTYWORKS, INC.|2842
LGCY|LEGACY RESERVES LP|UBSA|UBS SECURITIES LLC|229015
LGCY|LEGACY RESERVES LP|UBSS|UBS Securities LLC|474517
LGCY|LEGACY RESERVES LP|VALX|VIRTU AMERICAS LLC|5826
LGCY|LEGACY RESERVES LP|VGRD|Vanguard Marketing Corporation|47743
LGCY|LEGACY RESERVES LP|VSIN|Vision Financial Markets Llc|386
LGCY|LEGACY RESERVES LP|WBLR|WILLIAM BLAIR|425
LGCY|LEGACY RESERVES LP|WCHV|WELLS FARGO SECURITIES, LLC|150060
LGCY|LEGACY RESERVES LP|WEDB|WEDBUSH SECURITIES INC.|106500
LGCY|LEGACY RESERVES LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35957
LGCY|LEGACY RESERVES LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|68235
LGCY|LEGACY RESERVES LP|WGIF|CIBC World Markets Inc.|11741
LGCY|LEGACY RESERVES LP|WSEA|WOLVERINE SECURITIES, LLC|70939
LGCY|LEGACY RESERVES LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|30462
LGCY|LEGACY RESERVES LP|YKNA|COMHAR CAPITAL MARKETS, LLC|5518
LGCY|LEGACY RESERVES LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18649
LGCYO|LEGACY RESRVS SR B|ALTX|Alternet Securities Inc.|9580
LGCYO|LEGACY RESRVS SR B|APCC|Apex Clearing Corporation|4757
LGCYO|LEGACY RESRVS SR B|BATM|CBOE TRADING, INC.|1091
LGCYO|LEGACY RESRVS SR B|BYXM|CBOE TRADING, INC.|600
LGCYO|LEGACY RESRVS SR B|CHAS|Charles Schwab & Co., Inc.|15532
LGCYO|LEGACY RESRVS SR B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|801
LGCYO|LEGACY RESRVS SR B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35815
LGCYO|LEGACY RESRVS SR B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3371
LGCYO|LEGACY RESRVS SR B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11901
LGCYO|LEGACY RESRVS SR B|DBAX|Deutsche Bank Securities Inc.|20900
LGCYO|LEGACY RESRVS SR B|DEAN|MORGAN STANLEY|29719
LGCYO|LEGACY RESRVS SR B|DEGS|RONIN PROFESSIONAL LLC|5796
LGCYO|LEGACY RESRVS SR B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7500
LGCYO|LEGACY RESRVS SR B|EBXL|EBX LLC|6900
LGCYO|LEGACY RESRVS SR B|EGAM|CBOE TRADING, INC.|19027
LGCYO|LEGACY RESRVS SR B|EGXM|CBOE TRADING, INC.|1000
LGCYO|LEGACY RESRVS SR B|ETBE|Electronic Transaction Clearing, Inc.|100
LGCYO|LEGACY RESRVS SR B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1462
LGCYO|LEGACY RESRVS SR B|ETRS|E*Trade Securities LLC|67155
LGCYO|LEGACY RESRVS SR B|FBCO|Credit Suisse Securities (USA) LLC|18290
LGCYO|LEGACY RESRVS SR B|FILL|Tradestation Securities, Inc.|300
LGCYO|LEGACY RESRVS SR B|FOMA|TD AMERITRADE CLEARING, INC.|94832
LGCYO|LEGACY RESRVS SR B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7282
LGCYO|LEGACY RESRVS SR B|GEBB|GLOBAL EXECUTION BROKERS, LP|334
LGCYO|LEGACY RESRVS SR B|GLPX|ACS EXECUTION SERVICES, LLC|78109
LGCYO|LEGACY RESRVS SR B|GSCO|GOLDMAN SACHS & CO. LLC|2800
LGCYO|LEGACY RESRVS SR B|GSLT|GOLDMAN SACHS & CO. LLC|3460
LGCYO|LEGACY RESRVS SR B|GTSZ|GTS SECURITIES LLC|28770
LGCYO|LEGACY RESRVS SR B|HRBF|American Enterprise Investment Services Inc.|500
LGCYO|LEGACY RESRVS SR B|IATS|INTERACTIVE BROKERS LLC|6719
LGCYO|LEGACY RESRVS SR B|IBKR|Interactive Brokers Llc|150030
LGCYO|LEGACY RESRVS SR B|ICBX|INSTINET, LLC|600
LGCYO|LEGACY RESRVS SR B|INCA|INSTINET, LLC|34091
LGCYO|LEGACY RESRVS SR B|ITGI|ITG Inc.|16954
LGCYO|LEGACY RESRVS SR B|ITGP|ITG INC.|8000
LGCYO|LEGACY RESRVS SR B|JANY|Janney Montgomery Scott Inc.|4500
LGCYO|LEGACY RESRVS SR B|JPMX|J.P. Morgan Securities LLC|1400
LGCYO|LEGACY RESRVS SR B|KCGM|VIRTU Americas LLC|1700
LGCYO|LEGACY RESRVS SR B|LEHM|Barclays Capital Inc./Le|2800
LGCYO|LEGACY RESRVS SR B|LIME|Lime Brokerage LLC|17944
LGCYO|LEGACY RESRVS SR B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|23804
LGCYO|LEGACY RESRVS SR B|MESF|MESIROW FINANCIAL, INC.|7500
LGCYO|LEGACY RESRVS SR B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
LGCYO|LEGACY RESRVS SR B|MSCO|MORGAN STANLEY & CO. LLC|182305
LGCYO|LEGACY RESRVS SR B|MSPL|MORGAN STANLEY & CO. LLC|2400
LGCYO|LEGACY RESRVS SR B|NFSC|National Financial Services LLC|72730
LGCYO|LEGACY RESRVS SR B|NITE|VIRTU Americas LLC|169814
LGCYO|LEGACY RESRVS SR B|NITP|VIRTU Americas LLC|804
LGCYO|LEGACY RESRVS SR B|NQRB|Brut, LLC|5153
LGCYO|LEGACY RESRVS SR B|PDQM|CODA MARKETS, INC.|121683
LGCYO|LEGACY RESRVS SR B|PUMA|Puma Capital, Llc|12500
LGCYO|LEGACY RESRVS SR B|PWJC|UBS Financial Services, Inc.|8409
LGCYO|LEGACY RESRVS SR B|RAJA|Raymond James & Associates, Inc.|800
LGCYO|LEGACY RESRVS SR B|RBCM|RBC CAPITAL MARKETS, LLC|2305
LGCYO|LEGACY RESRVS SR B|SAGL|SAGETRADER, LLC|25882
LGCYO|LEGACY RESRVS SR B|SGMT|GOLDMAN SACHS & CO. LLC|3225
LGCYO|LEGACY RESRVS SR B|SPDR|SPEEDROUTE LLC|12625
LGCYO|LEGACY RESRVS SR B|STFL|Stifel, Nicolaus & Company, Incorporated|5364
LGCYO|LEGACY RESRVS SR B|STXG|Stockcross Financial Services, Inc.|100
LGCYO|LEGACY RESRVS SR B|SWIM|TD Ameritrade, Inc.|36998
LGCYO|LEGACY RESRVS SR B|SWST|Hilltop Securities Inc.|1930
LGCYO|LEGACY RESRVS SR B|TKNG|ALLY INVEST SECURITIES LLC|2171
LGCYO|LEGACY RESRVS SR B|TRBT|Tradebot Systems, Inc.|5737
LGCYO|LEGACY RESRVS SR B|TRCM|TRC MARKETS LLC|8782
LGCYO|LEGACY RESRVS SR B|UBSA|UBS SECURITIES LLC|58372
LGCYO|LEGACY RESRVS SR B|UBSS|UBS Securities LLC|212174
LGCYO|LEGACY RESRVS SR B|VGRD|Vanguard Marketing Corporation|950
LGCYO|LEGACY RESRVS SR B|WCHV|WELLS FARGO SECURITIES, LLC|5970
LGCYO|LEGACY RESRVS SR B|WEDB|WEDBUSH SECURITIES INC.|10052
LGCYO|LEGACY RESRVS SR B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20013
LGCYO|LEGACY RESRVS SR B|WSEA|WOLVERINE SECURITIES, LLC|987
LGCYO|LEGACY RESRVS SR B|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
LGCYO|LEGACY RESRVS SR B|YKNA|COMHAR CAPITAL MARKETS, LLC|16974
LGCYO|LEGACY RESRVS SR B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2200
LGCYP|LEGACY RESRVS SR A|ALTX|Alternet Securities Inc.|200
LGCYP|LEGACY RESRVS SR A|BATM|CBOE TRADING, INC.|400
LGCYP|LEGACY RESRVS SR A|BYXM|CBOE TRADING, INC.|200
LGCYP|LEGACY RESRVS SR A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
LGCYP|LEGACY RESRVS SR A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2851
LGCYP|LEGACY RESRVS SR A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
LGCYP|LEGACY RESRVS SR A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1550
LGCYP|LEGACY RESRVS SR A|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
LGCYP|LEGACY RESRVS SR A|DBAX|Deutsche Bank Securities Inc.|1400
LGCYP|LEGACY RESRVS SR A|DEAN|MORGAN STANLEY|1000
LGCYP|LEGACY RESRVS SR A|DEGS|RONIN PROFESSIONAL LLC|2406
LGCYP|LEGACY RESRVS SR A|EBXL|EBX LLC|1500
LGCYP|LEGACY RESRVS SR A|ECUT|CONVERGEX EXECUTION SOLUTIONS|14042
LGCYP|LEGACY RESRVS SR A|EGAM|CBOE TRADING, INC.|1324
LGCYP|LEGACY RESRVS SR A|EGAW|CBOE TRADING, INC.|2230
LGCYP|LEGACY RESRVS SR A|ETRS|E*Trade Securities LLC|10790
LGCYP|LEGACY RESRVS SR A|FBCO|Credit Suisse Securities (USA) LLC|13650
LGCYP|LEGACY RESRVS SR A|FOMA|TD AMERITRADE CLEARING, INC.|13728
LGCYP|LEGACY RESRVS SR A|GEBB|GLOBAL EXECUTION BROKERS, LP|120
LGCYP|LEGACY RESRVS SR A|GLPX|ACS EXECUTION SERVICES, LLC|4600
LGCYP|LEGACY RESRVS SR A|GSCO|GOLDMAN SACHS & CO. LLC|15
LGCYP|LEGACY RESRVS SR A|GSCS|GOLDMAN SACHS & CO. LLC|800
LGCYP|LEGACY RESRVS SR A|GTSZ|GTS SECURITIES LLC|2300
LGCYP|LEGACY RESRVS SR A|HRBF|American Enterprise Investment Services Inc.|1300
LGCYP|LEGACY RESRVS SR A|IATS|INTERACTIVE BROKERS LLC|420
LGCYP|LEGACY RESRVS SR A|IBKR|Interactive Brokers Llc|35272
LGCYP|LEGACY RESRVS SR A|ICBX|INSTINET, LLC|200
LGCYP|LEGACY RESRVS SR A|INCA|INSTINET, LLC|5113
LGCYP|LEGACY RESRVS SR A|ITGI|ITG Inc.|900
LGCYP|LEGACY RESRVS SR A|ITGP|ITG INC.|800
LGCYP|LEGACY RESRVS SR A|JANY|Janney Montgomery Scott Inc.|2624
LGCYP|LEGACY RESRVS SR A|JPMX|J.P. Morgan Securities LLC|3000
LGCYP|LEGACY RESRVS SR A|KCGM|VIRTU Americas LLC|500
LGCYP|LEGACY RESRVS SR A|LEHM|Barclays Capital Inc./Le|400
LGCYP|LEGACY RESRVS SR A|LIME|Lime Brokerage LLC|5983
LGCYP|LEGACY RESRVS SR A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10847
LGCYP|LEGACY RESRVS SR A|MAVB|Great Point Capital LLC|100
LGCYP|LEGACY RESRVS SR A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
LGCYP|LEGACY RESRVS SR A|MSCO|MORGAN STANLEY & CO. LLC|35186
LGCYP|LEGACY RESRVS SR A|NFSC|National Financial Services LLC|19946
LGCYP|LEGACY RESRVS SR A|NITE|VIRTU Americas LLC|37891
LGCYP|LEGACY RESRVS SR A|NQRB|Brut, LLC|18559
LGCYP|LEGACY RESRVS SR A|PDQM|CODA MARKETS, INC.|21360
LGCYP|LEGACY RESRVS SR A|PWJC|UBS Financial Services, Inc.|1400
LGCYP|LEGACY RESRVS SR A|RAJA|Raymond James & Associates, Inc.|260
LGCYP|LEGACY RESRVS SR A|RBCM|RBC CAPITAL MARKETS, LLC|1470
LGCYP|LEGACY RESRVS SR A|SBSH|Citigroup Global Markets Inc.|200
LGCYP|LEGACY RESRVS SR A|SGMT|GOLDMAN SACHS & CO. LLC|300
LGCYP|LEGACY RESRVS SR A|SPDR|SPEEDROUTE LLC|7074
LGCYP|LEGACY RESRVS SR A|STFL|Stifel, Nicolaus & Company, Incorporated|2850
LGCYP|LEGACY RESRVS SR A|SWIM|TD Ameritrade, Inc.|21500
LGCYP|LEGACY RESRVS SR A|SWST|Hilltop Securities Inc.|1600
LGCYP|LEGACY RESRVS SR A|TRCM|TRC MARKETS LLC|1315
LGCYP|LEGACY RESRVS SR A|UBSA|UBS SECURITIES LLC|4125
LGCYP|LEGACY RESRVS SR A|UBSS|UBS Securities LLC|19490
LGCYP|LEGACY RESRVS SR A|VGRD|Vanguard Marketing Corporation|650
LGCYP|LEGACY RESRVS SR A|WCHV|WELLS FARGO SECURITIES, LLC|1559
LGCYP|LEGACY RESRVS SR A|YKNA|COMHAR CAPITAL MARKETS, LLC|1710
LGF.A|LIONS GATE CL A VTG|ALTX|Alternet Securities Inc.|5097
LGF.A|LIONS GATE CL A VTG|APCC|Apex Clearing Corporation|80
LGF.A|LIONS GATE CL A VTG|BARD|Robert W. Baird & Co. Incorporated|1127
LGF.A|LIONS GATE CL A VTG|BATM|CBOE TRADING, INC.|11436
LGF.A|LIONS GATE CL A VTG|BAYT|BTIG, LLC|1000
LGF.A|LIONS GATE CL A VTG|BBNT|BB&T SECURITIES, LLC|117
LGF.A|LIONS GATE CL A VTG|BERN|Sanford C. Bernstein & Co., LLC|10632
LGF.A|LIONS GATE CL A VTG|BIDS|BIDS TRADING L.P.|100
LGF.A|LIONS GATE CL A VTG|BNPX|BNP PARIBAS SECURITIES CORP.|1724
LGF.A|LIONS GATE CL A VTG|BTIG|BTIG, LLC|96
LGF.A|LIONS GATE CL A VTG|BYXM|CBOE TRADING, INC.|2200
LGF.A|LIONS GATE CL A VTG|BZYD|GOLDMAN SACHS & CO. LLC|2070
LGF.A|LIONS GATE CL A VTG|CANT|Cantor Fitzgerald & Co.|177
LGF.A|LIONS GATE CL A VTG|CBLC|CITIGROUP GLOBAL MARKETS INC.|309364
LGF.A|LIONS GATE CL A VTG|CHAS|Charles Schwab & Co., Inc.|2460
LGF.A|LIONS GATE CL A VTG|CIBP|CIBC World Markets Corp.|153000
LGF.A|LIONS GATE CL A VTG|CICF|Canaccord Genuity Corp.|25
LGF.A|LIONS GATE CL A VTG|CIOI|CITIGROUP GLOBAL MARKETS INC|244518
LGF.A|LIONS GATE CL A VTG|CIST|Capital Institutional Services, Inc.|3803
LGF.A|LIONS GATE CL A VTG|CLSA|CLSA AMERICAS, LLC|73370
LGF.A|LIONS GATE CL A VTG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37968
LGF.A|LIONS GATE CL A VTG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
LGF.A|LIONS GATE CL A VTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|357201
LGF.A|LIONS GATE CL A VTG|CTDL|Citadel Derivatives Group Llc|11066
LGF.A|LIONS GATE CL A VTG|CXCX|CITIGROUP GLOBAL MARKETS INC.|31960
LGF.A|LIONS GATE CL A VTG|DBAB|Deutsche Bank Securities Inc.|199094
LGF.A|LIONS GATE CL A VTG|DBAX|Deutsche Bank Securities Inc.|246600
LGF.A|LIONS GATE CL A VTG|DEAN|MORGAN STANLEY|9610
LGF.A|LIONS GATE CL A VTG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
LGF.A|LIONS GATE CL A VTG|EBXL|EBX LLC|189000
LGF.A|LIONS GATE CL A VTG|ECUT|CONVERGEX EXECUTION SOLUTIONS|2657
LGF.A|LIONS GATE CL A VTG|EDJO|Edward D. Jones & Co., L.P.|183
LGF.A|LIONS GATE CL A VTG|EGAM|CBOE TRADING, INC.|14252
LGF.A|LIONS GATE CL A VTG|EGAW|CBOE TRADING, INC.|381
LGF.A|LIONS GATE CL A VTG|EGXM|CBOE TRADING, INC.|6817
LGF.A|LIONS GATE CL A VTG|EGXW|CBOE TRADING, INC.|203
LGF.A|LIONS GATE CL A VTG|ETBE|Electronic Transaction Clearing, Inc.|568
LGF.A|LIONS GATE CL A VTG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
LGF.A|LIONS GATE CL A VTG|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|487
LGF.A|LIONS GATE CL A VTG|ETRS|E*Trade Securities LLC|97039
LGF.A|LIONS GATE CL A VTG|FIDT|Fidelity Clearing Canada ULC./ CDS|800
LGF.A|LIONS GATE CL A VTG|FILL|Tradestation Securities, Inc.|1807
LGF.A|LIONS GATE CL A VTG|FMAF|NBCN Inc./ CDS|819
LGF.A|LIONS GATE CL A VTG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12392
LGF.A|LIONS GATE CL A VTG|FQLS|Quantlab Securities LP|173656
LGF.A|LIONS GATE CL A VTG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98811
LGF.A|LIONS GATE CL A VTG|FTBR|Foliofn Investments, Inc.|479
LGF.A|LIONS GATE CL A VTG|GEBB|GLOBAL EXECUTION BROKERS, LP|7757
LGF.A|LIONS GATE CL A VTG|GLIS|TD Securities Inc|533
LGF.A|LIONS GATE CL A VTG|GLPX|ACS EXECUTION SERVICES, LLC|3778
LGF.A|LIONS GATE CL A VTG|GSCO|GOLDMAN SACHS & CO. LLC|490646
LGF.A|LIONS GATE CL A VTG|GSCS|GOLDMAN SACHS & CO. LLC|17781
LGF.A|LIONS GATE CL A VTG|GSLT|GOLDMAN SACHS & CO. LLC|5935
LGF.A|LIONS GATE CL A VTG|GTSZ|GTS SECURITIES LLC|21428
LGF.A|LIONS GATE CL A VTG|HAPX|HAP Trading, LLC|3342
LGF.A|LIONS GATE CL A VTG|HASF|Haywood Securities Inc./CDS|130
LGF.A|LIONS GATE CL A VTG|HRBF|American Enterprise Investment Services Inc.|7277
LGF.A|LIONS GATE CL A VTG|IATS|INTERACTIVE BROKERS LLC|7201
LGF.A|LIONS GATE CL A VTG|IBKR|Interactive Brokers Llc|12255
LGF.A|LIONS GATE CL A VTG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|556
LGF.A|LIONS GATE CL A VTG|ICBX|INSTINET, LLC|43074
LGF.A|LIONS GATE CL A VTG|INCA|INSTINET, LLC|231778
LGF.A|LIONS GATE CL A VTG|INJX|INSTINET, LLC|9010
LGF.A|LIONS GATE CL A VTG|ITGI|ITG Inc.|26930
LGF.A|LIONS GATE CL A VTG|ITGP|ITG INC.|60600
LGF.A|LIONS GATE CL A VTG|JANY|Janney Montgomery Scott Inc.|1000
LGF.A|LIONS GATE CL A VTG|JEFF|JEFFERIES LLC|39264
LGF.A|LIONS GATE CL A VTG|JMPT|JUMP TRADING, LLC|47217
LGF.A|LIONS GATE CL A VTG|JPBX|J.P. MORGAN SECURITIES LLC|93934
LGF.A|LIONS GATE CL A VTG|JPMX|J.P. Morgan Securities LLC|376958
LGF.A|LIONS GATE CL A VTG|JSJX|JANE STREET CAPITAL LLC|6118
LGF.A|LIONS GATE CL A VTG|KCGM|VIRTU Americas LLC|66245
LGF.A|LIONS GATE CL A VTG|LEHM|Barclays Capital Inc./Le|431771
LGF.A|LIONS GATE CL A VTG|LIME|Lime Brokerage LLC|79939
LGF.A|LIONS GATE CL A VTG|LIWE|LIME BROKERAGE LLC|600
LGF.A|LIONS GATE CL A VTG|LOOP|Loop Capital Markets LLC|2947
LGF.A|LIONS GATE CL A VTG|LQNA|LIQUIDNET, INC.|191400
LGF.A|LIONS GATE CL A VTG|LSCI|Lek Securities Corporation|141675
LGF.A|LIONS GATE CL A VTG|LVMR|LIVERMORE TRADING GROUP, INC.|14592
LGF.A|LIONS GATE CL A VTG|MACQ|Macquarie Capital (USA) Inc.|4443
LGF.A|LIONS GATE CL A VTG|MCMF|Raymond James Ltd. Cds|250
LGF.A|LIONS GATE CL A VTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|91254
LGF.A|LIONS GATE CL A VTG|MOTF|MOTIF INVESTING, INC.|4
LGF.A|LIONS GATE CL A VTG|MSCO|MORGAN STANLEY & CO. LLC|814001
LGF.A|LIONS GATE CL A VTG|MSPL|MORGAN STANLEY & CO. LLC|323800
LGF.A|LIONS GATE CL A VTG|MSTX|MORGAN STANLEY & CO. LLC|115700
LGF.A|LIONS GATE CL A VTG|MULL|MARK J. MULLER EQUITIES, INC.|11084
LGF.A|LIONS GATE CL A VTG|NATL|National Securities Corporation|1400
LGF.A|LIONS GATE CL A VTG|NEUB|NEUBERGER BERMAN BD LLC|3984
LGF.A|LIONS GATE CL A VTG|NFSC|National Financial Services LLC|275556
LGF.A|LIONS GATE CL A VTG|NITE|VIRTU Americas LLC|461587
LGF.A|LIONS GATE CL A VTG|NITP|VIRTU Americas LLC|261
LGF.A|LIONS GATE CL A VTG|NQRB|Brut, LLC|22936
LGF.A|LIONS GATE CL A VTG|NTBF|BMO Nesbitt Burns Inc./CDS|2951
LGF.A|LIONS GATE CL A VTG|NTRC|Northern Trust Securities, Inc.|112
LGF.A|LIONS GATE CL A VTG|OHOS|TWO SIGMA SECURITIES, LLC|5055
LGF.A|LIONS GATE CL A VTG|ONEL|O'NEIL SECURITIES, INCORPORATED|5741
LGF.A|LIONS GATE CL A VTG|OPCO|Oppenheimer & Co. Inc.|13811
LGF.A|LIONS GATE CL A VTG|OTAA|OTA LLC|38300
LGF.A|LIONS GATE CL A VTG|PDQM|CODA MARKETS, INC.|15403
LGF.A|LIONS GATE CL A VTG|PIPR|Piper Jaffray & Co.|1700
LGF.A|LIONS GATE CL A VTG|PWJC|UBS Financial Services, Inc.|21561
LGF.A|LIONS GATE CL A VTG|RBCM|RBC CAPITAL MARKETS, LLC|15472
LGF.A|LIONS GATE CL A VTG|RHCO|Suntrust Robinson Humphrey, Inc.|335
LGF.A|LIONS GATE CL A VTG|SAGL|SAGETRADER, LLC|200
LGF.A|LIONS GATE CL A VTG|SAGW|SAGETRADER, LLC|2292
LGF.A|LIONS GATE CL A VTG|SALI|INTL FCSTONE FINANCIAL INC.|41401
LGF.A|LIONS GATE CL A VTG|SBSH|Citigroup Global Markets Inc.|148277
LGF.A|LIONS GATE CL A VTG|SEIC|SEI Investments Distribution Co.|500
LGF.A|LIONS GATE CL A VTG|SGMT|GOLDMAN SACHS & CO. LLC|74882
LGF.A|LIONS GATE CL A VTG|SPDR|SPEEDROUTE LLC|1200
LGF.A|LIONS GATE CL A VTG|STFL|Stifel, Nicolaus & Company, Incorporated|16956
LGF.A|LIONS GATE CL A VTG|STKP|STOCKPILE INVESTMENTS, INC.|26
LGF.A|LIONS GATE CL A VTG|SWIM|TD Ameritrade, Inc.|92465
LGF.A|LIONS GATE CL A VTG|SWST|Hilltop Securities Inc.|5472
LGF.A|LIONS GATE CL A VTG|TKNG|ALLY INVEST SECURITIES LLC|2104
LGF.A|LIONS GATE CL A VTG|TRBT|Tradebot Systems, Inc.|146361
LGF.A|LIONS GATE CL A VTG|TRCM|TRC MARKETS LLC|18708
LGF.A|LIONS GATE CL A VTG|UBSA|UBS SECURITIES LLC|566642
LGF.A|LIONS GATE CL A VTG|UBSS|UBS Securities LLC|668101
LGF.A|LIONS GATE CL A VTG|VALX|VIRTU AMERICAS LLC|11825
LGF.A|LIONS GATE CL A VTG|VGRD|Vanguard Marketing Corporation|21769
LGF.A|LIONS GATE CL A VTG|WBLR|WILLIAM BLAIR|700
LGF.A|LIONS GATE CL A VTG|WBPX|SUMMIT SECURITIES GROUP, LLC|100
LGF.A|LIONS GATE CL A VTG|WCHV|WELLS FARGO SECURITIES, LLC|83347
LGF.A|LIONS GATE CL A VTG|WEDB|WEDBUSH SECURITIES INC.|1419
LGF.A|LIONS GATE CL A VTG|WEED|Weeden & Co.L.P.|804
LGF.A|LIONS GATE CL A VTG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9912
LGF.A|LIONS GATE CL A VTG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32374
LGF.A|LIONS GATE CL A VTG|WGIF|CIBC World Markets Inc.|858
LGF.A|LIONS GATE CL A VTG|WORD|Worden Capital Management LLC|1500
LGF.A|LIONS GATE CL A VTG|WSEA|WOLVERINE SECURITIES, LLC|7165
LGF.A|LIONS GATE CL A VTG|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|7400
LGF.A|LIONS GATE CL A VTG|XIST|INSTINET, LLC|400
LGF.A|LIONS GATE CL A VTG|XPQR|Jump Trading|2003
LGF.A|LIONS GATE CL A VTG|XSTM|NATIONAL FINANCIAL SERVICES LLC|19774
LGF.A|LIONS GATE CL A VTG|YKNA|COMHAR CAPITAL MARKETS, LLC|105
LGF.A|LIONS GATE CL A VTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11132
LGF.B|LIONS GATE CLASS B|ADAM|CANACCORD GENUITY INC.|300
LGF.B|LIONS GATE CLASS B|ALTX|Alternet Securities Inc.|7800
LGF.B|LIONS GATE CLASS B|ANOS|ABEL/NOSER, L.L.C.|76370
LGF.B|LIONS GATE CLASS B|APCC|Apex Clearing Corporation|1071
LGF.B|LIONS GATE CLASS B|BARD|Robert W. Baird & Co. Incorporated|268
LGF.B|LIONS GATE CLASS B|BATM|CBOE TRADING, INC.|4160
LGF.B|LIONS GATE CLASS B|BAYT|BTIG, LLC|200
LGF.B|LIONS GATE CLASS B|BBNT|BB&T SECURITIES, LLC|749
LGF.B|LIONS GATE CLASS B|BERN|Sanford C. Bernstein & Co., LLC|30117
LGF.B|LIONS GATE CLASS B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7448
LGF.B|LIONS GATE CLASS B|BKRT|Buckman, Buckman & Reid, Inc.|6081
LGF.B|LIONS GATE CLASS B|BLKX|INSTINET, LLC|99086
LGF.B|LIONS GATE CLASS B|BNPX|BNP PARIBAS SECURITIES CORP.|360
LGF.B|LIONS GATE CLASS B|BTIG|BTIG, LLC|418
LGF.B|LIONS GATE CLASS B|BYXM|CBOE TRADING, INC.|3168
LGF.B|LIONS GATE CLASS B|CHAS|Charles Schwab & Co., Inc.|5327
LGF.B|LIONS GATE CLASS B|CICF|Canaccord Genuity Corp.|25
LGF.B|LIONS GATE CLASS B|CIST|Capital Institutional Services, Inc.|200
LGF.B|LIONS GATE CLASS B|CLSA|CLSA AMERICAS, LLC|31452
LGF.B|LIONS GATE CLASS B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5637
LGF.B|LIONS GATE CLASS B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|60390
LGF.B|LIONS GATE CLASS B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|162406
LGF.B|LIONS GATE CLASS B|CTDL|Citadel Derivatives Group Llc|10120
LGF.B|LIONS GATE CLASS B|CXCX|CITIGROUP GLOBAL MARKETS INC.|45822
LGF.B|LIONS GATE CLASS B|DADA|D.A. Davidson & Co.|414
LGF.B|LIONS GATE CLASS B|DBAB|Deutsche Bank Securities Inc.|88148
LGF.B|LIONS GATE CLASS B|DBAX|Deutsche Bank Securities Inc.|75600
LGF.B|LIONS GATE CLASS B|DEAN|MORGAN STANLEY|11185
LGF.B|LIONS GATE CLASS B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3500
LGF.B|LIONS GATE CLASS B|EBXL|EBX LLC|205800
LGF.B|LIONS GATE CLASS B|ECUT|CONVERGEX EXECUTION SOLUTIONS|30623
LGF.B|LIONS GATE CLASS B|EDJO|Edward D. Jones & Co., L.P.|9067
LGF.B|LIONS GATE CLASS B|EGAM|CBOE TRADING, INC.|12806
LGF.B|LIONS GATE CLASS B|EGAW|CBOE TRADING, INC.|297
LGF.B|LIONS GATE CLASS B|EGXM|CBOE TRADING, INC.|4845
LGF.B|LIONS GATE CLASS B|EGXW|CBOE TRADING, INC.|100
LGF.B|LIONS GATE CLASS B|ETBE|Electronic Transaction Clearing, Inc.|461
LGF.B|LIONS GATE CLASS B|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
LGF.B|LIONS GATE CLASS B|ETRS|E*Trade Securities LLC|28912
LGF.B|LIONS GATE CLASS B|FBSB|U.S. Bancorp Investments, Inc.|292
LGF.B|LIONS GATE CLASS B|FILL|Tradestation Securities, Inc.|10216
LGF.B|LIONS GATE CLASS B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9483
LGF.B|LIONS GATE CLASS B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10064
LGF.B|LIONS GATE CLASS B|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|4200
LGF.B|LIONS GATE CLASS B|FTBR|Foliofn Investments, Inc.|94
LGF.B|LIONS GATE CLASS B|GEBB|GLOBAL EXECUTION BROKERS, LP|2857
LGF.B|LIONS GATE CLASS B|GLPX|ACS EXECUTION SERVICES, LLC|9328
LGF.B|LIONS GATE CLASS B|GSCO|GOLDMAN SACHS & CO. LLC|334922
LGF.B|LIONS GATE CLASS B|GSCS|GOLDMAN SACHS & CO. LLC|500
LGF.B|LIONS GATE CLASS B|GSLT|GOLDMAN SACHS & CO. LLC|9326
LGF.B|LIONS GATE CLASS B|GTSZ|GTS SECURITIES LLC|23707
LGF.B|LIONS GATE CLASS B|HASF|Haywood Securities Inc./CDS|130
LGF.B|LIONS GATE CLASS B|HRBF|American Enterprise Investment Services Inc.|1146
LGF.B|LIONS GATE CLASS B|IATS|INTERACTIVE BROKERS LLC|1954
LGF.B|LIONS GATE CLASS B|IBKR|Interactive Brokers Llc|12018
LGF.B|LIONS GATE CLASS B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9486
LGF.B|LIONS GATE CLASS B|ICBX|INSTINET, LLC|124393
LGF.B|LIONS GATE CLASS B|INCA|INSTINET, LLC|338858
LGF.B|LIONS GATE CLASS B|INJX|INSTINET, LLC|6187
LGF.B|LIONS GATE CLASS B|ITGI|ITG Inc.|65248
LGF.B|LIONS GATE CLASS B|ITGP|ITG INC.|94600
LGF.B|LIONS GATE CLASS B|JANY|Janney Montgomery Scott Inc.|934
LGF.B|LIONS GATE CLASS B|JEFF|JEFFERIES LLC|13724
LGF.B|LIONS GATE CLASS B|JMPT|JUMP TRADING, LLC|32547
LGF.B|LIONS GATE CLASS B|JPBX|J.P. MORGAN SECURITIES LLC|33042
LGF.B|LIONS GATE CLASS B|JPMX|J.P. Morgan Securities LLC|429844
LGF.B|LIONS GATE CLASS B|JSJX|JANE STREET CAPITAL LLC|529
LGF.B|LIONS GATE CLASS B|KCGM|VIRTU Americas LLC|38820
LGF.B|LIONS GATE CLASS B|LEHM|Barclays Capital Inc./Le|464271
LGF.B|LIONS GATE CLASS B|LIME|Lime Brokerage LLC|53019
LGF.B|LIONS GATE CLASS B|LMNX|LUMINEX TRADING & ANALYTICS LLC|48400
LGF.B|LIONS GATE CLASS B|LOOP|Loop Capital Markets LLC|1330
LGF.B|LIONS GATE CLASS B|LQNA|LIQUIDNET, INC.|185000
LGF.B|LIONS GATE CLASS B|LSCI|Lek Securities Corporation|623
LGF.B|LIONS GATE CLASS B|MACQ|Macquarie Capital (USA) Inc.|8677
LGF.B|LIONS GATE CLASS B|MBTS|ALLY INVEST SECURITIES LLC|1170
LGF.B|LIONS GATE CLASS B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94924
LGF.B|LIONS GATE CLASS B|MOTF|MOTIF INVESTING, INC.|9
LGF.B|LIONS GATE CLASS B|MSCO|MORGAN STANLEY & CO. LLC|540229
LGF.B|LIONS GATE CLASS B|MSPL|MORGAN STANLEY & CO. LLC|145100
LGF.B|LIONS GATE CLASS B|MSTX|MORGAN STANLEY & CO. LLC|55300
LGF.B|LIONS GATE CLASS B|MULL|MARK J. MULLER EQUITIES, INC.|8161
LGF.B|LIONS GATE CLASS B|NEUB|NEUBERGER BERMAN BD LLC|3241
LGF.B|LIONS GATE CLASS B|NFSC|National Financial Services LLC|192936
LGF.B|LIONS GATE CLASS B|NITE|VIRTU Americas LLC|274789
LGF.B|LIONS GATE CLASS B|NITP|VIRTU Americas LLC|200
LGF.B|LIONS GATE CLASS B|NQRB|Brut, LLC|18471
LGF.B|LIONS GATE CLASS B|NTRC|Northern Trust Securities, Inc.|241
LGF.B|LIONS GATE CLASS B|OPCO|Oppenheimer & Co. Inc.|4042
LGF.B|LIONS GATE CLASS B|OTAA|OTA LLC|9100
LGF.B|LIONS GATE CLASS B|PDQM|CODA MARKETS, INC.|17817
LGF.B|LIONS GATE CLASS B|PNSR|Penserra Securities, LLC|8827
LGF.B|LIONS GATE CLASS B|PWJC|UBS Financial Services, Inc.|4887
LGF.B|LIONS GATE CLASS B|RBCM|RBC CAPITAL MARKETS, LLC|12700
LGF.B|LIONS GATE CLASS B|RHCO|Suntrust Robinson Humphrey, Inc.|1368
LGF.B|LIONS GATE CLASS B|SAGL|SAGETRADER, LLC|2300
LGF.B|LIONS GATE CLASS B|SAGW|SAGETRADER, LLC|3079
LGF.B|LIONS GATE CLASS B|SALI|INTL FCSTONE FINANCIAL INC.|41193
LGF.B|LIONS GATE CLASS B|SBSH|Citigroup Global Markets Inc.|18892
LGF.B|LIONS GATE CLASS B|SEIC|SEI Investments Distribution Co.|100
LGF.B|LIONS GATE CLASS B|SGMT|GOLDMAN SACHS & CO. LLC|56755
LGF.B|LIONS GATE CLASS B|SPDR|SPEEDROUTE LLC|800
LGF.B|LIONS GATE CLASS B|STFL|Stifel, Nicolaus & Company, Incorporated|10050
LGF.B|LIONS GATE CLASS B|STKP|STOCKPILE INVESTMENTS, INC.|2
LGF.B|LIONS GATE CLASS B|SWIM|TD Ameritrade, Inc.|21690
LGF.B|LIONS GATE CLASS B|SWST|Hilltop Securities Inc.|537
LGF.B|LIONS GATE CLASS B|TRBT|Tradebot Systems, Inc.|135013
LGF.B|LIONS GATE CLASS B|TRCM|TRC MARKETS LLC|21543
LGF.B|LIONS GATE CLASS B|UBSA|UBS SECURITIES LLC|407688
LGF.B|LIONS GATE CLASS B|UBSS|UBS Securities LLC|598592
LGF.B|LIONS GATE CLASS B|VALX|VIRTU AMERICAS LLC|3535
LGF.B|LIONS GATE CLASS B|VFIN|National Securities Corporation|726
LGF.B|LIONS GATE CLASS B|VGRD|Vanguard Marketing Corporation|1648
LGF.B|LIONS GATE CLASS B|WCHV|WELLS FARGO SECURITIES, LLC|37723
LGF.B|LIONS GATE CLASS B|WEDB|WEDBUSH SECURITIES INC.|577
LGF.B|LIONS GATE CLASS B|WEED|Weeden & Co.L.P.|7430
LGF.B|LIONS GATE CLASS B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5533
LGF.B|LIONS GATE CLASS B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5342
LGF.B|LIONS GATE CLASS B|WSEA|WOLVERINE SECURITIES, LLC|1907
LGF.B|LIONS GATE CLASS B|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1038
LGF.B|LIONS GATE CLASS B|XIST|INSTINET, LLC|7000
LGF.B|LIONS GATE CLASS B|XPQR|Jump Trading|3015
LGF.B|LIONS GATE CLASS B|XSTM|NATIONAL FINANCIAL SERVICES LLC|26440
LGF.B|LIONS GATE CLASS B|YKNA|COMHAR CAPITAL MARKETS, LLC|4832
LGF.B|LIONS GATE CLASS B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9612
LGI|LAZARD GLOBAL TOTAL|ALTX|Alternet Securities Inc.|500
LGI|LAZARD GLOBAL TOTAL|APCC|Apex Clearing Corporation|1879
LGI|LAZARD GLOBAL TOTAL|BARD|Robert W. Baird & Co. Incorporated|3
LGI|LAZARD GLOBAL TOTAL|BBNT|BB&T SECURITIES, LLC|40
LGI|LAZARD GLOBAL TOTAL|BERN|Sanford C. Bernstein & Co., LLC|32
LGI|LAZARD GLOBAL TOTAL|BTIG|BTIG, LLC|12697
LGI|LAZARD GLOBAL TOTAL|CHAS|Charles Schwab & Co., Inc.|2
LGI|LAZARD GLOBAL TOTAL|CIST|Capital Institutional Services, Inc.|100
LGI|LAZARD GLOBAL TOTAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34557
LGI|LAZARD GLOBAL TOTAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|198
LGI|LAZARD GLOBAL TOTAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4552
LGI|LAZARD GLOBAL TOTAL|CTDL|Citadel Derivatives Group Llc|150
LGI|LAZARD GLOBAL TOTAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|2010
LGI|LAZARD GLOBAL TOTAL|DADA|D.A. Davidson & Co.|1995
LGI|LAZARD GLOBAL TOTAL|DBAX|Deutsche Bank Securities Inc.|11700
LGI|LAZARD GLOBAL TOTAL|DEAN|MORGAN STANLEY|408
LGI|LAZARD GLOBAL TOTAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10477
LGI|LAZARD GLOBAL TOTAL|EBXL|EBX LLC|5900
LGI|LAZARD GLOBAL TOTAL|EDJO|Edward D. Jones & Co., L.P.|26
LGI|LAZARD GLOBAL TOTAL|EGAM|CBOE TRADING, INC.|100
LGI|LAZARD GLOBAL TOTAL|EGXM|CBOE TRADING, INC.|200
LGI|LAZARD GLOBAL TOTAL|ETRS|E*Trade Securities LLC|6921
LGI|LAZARD GLOBAL TOTAL|FILL|Tradestation Securities, Inc.|54
LGI|LAZARD GLOBAL TOTAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9293
LGI|LAZARD GLOBAL TOTAL|FTBR|Foliofn Investments, Inc.|36
LGI|LAZARD GLOBAL TOTAL|GLPX|ACS EXECUTION SERVICES, LLC|2000
LGI|LAZARD GLOBAL TOTAL|GSCO|GOLDMAN SACHS & CO. LLC|700
LGI|LAZARD GLOBAL TOTAL|GSLT|GOLDMAN SACHS & CO. LLC|300
LGI|LAZARD GLOBAL TOTAL|GTSZ|GTS SECURITIES LLC|1904
LGI|LAZARD GLOBAL TOTAL|HRBF|American Enterprise Investment Services Inc.|9289
LGI|LAZARD GLOBAL TOTAL|IATS|INTERACTIVE BROKERS LLC|235
LGI|LAZARD GLOBAL TOTAL|IBKR|Interactive Brokers Llc|4442
LGI|LAZARD GLOBAL TOTAL|ICBX|INSTINET, LLC|1448
LGI|LAZARD GLOBAL TOTAL|INCA|INSTINET, LLC|2380
LGI|LAZARD GLOBAL TOTAL|ITGI|ITG Inc.|200
LGI|LAZARD GLOBAL TOTAL|ITGP|ITG INC.|1600
LGI|LAZARD GLOBAL TOTAL|JONE|JonesTrading|5180
LGI|LAZARD GLOBAL TOTAL|JPMX|J.P. Morgan Securities LLC|6800
LGI|LAZARD GLOBAL TOTAL|KCGM|VIRTU Americas LLC|7103
LGI|LAZARD GLOBAL TOTAL|LEHM|Barclays Capital Inc./Le|4000
LGI|LAZARD GLOBAL TOTAL|LIME|Lime Brokerage LLC|327
LGI|LAZARD GLOBAL TOTAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5188
LGI|LAZARD GLOBAL TOTAL|MSCO|MORGAN STANLEY & CO. LLC|18872
LGI|LAZARD GLOBAL TOTAL|MSPL|MORGAN STANLEY & CO. LLC|100
LGI|LAZARD GLOBAL TOTAL|NATL|National Securities Corporation|4316
LGI|LAZARD GLOBAL TOTAL|NFSC|National Financial Services LLC|60998
LGI|LAZARD GLOBAL TOTAL|NITE|VIRTU Americas LLC|101950
LGI|LAZARD GLOBAL TOTAL|OPCO|Oppenheimer & Co. Inc.|9708
LGI|LAZARD GLOBAL TOTAL|PWJC|UBS Financial Services, Inc.|1884
LGI|LAZARD GLOBAL TOTAL|RBCM|RBC CAPITAL MARKETS, LLC|11893
LGI|LAZARD GLOBAL TOTAL|SBRX|MURIEL SIEBERT & CO INC|300
LGI|LAZARD GLOBAL TOTAL|SBSH|Citigroup Global Markets Inc.|2300
LGI|LAZARD GLOBAL TOTAL|SGMT|GOLDMAN SACHS & CO. LLC|5065
LGI|LAZARD GLOBAL TOTAL|SPDR|SPEEDROUTE LLC|500
LGI|LAZARD GLOBAL TOTAL|SPHN|Stephens Inc.|900
LGI|LAZARD GLOBAL TOTAL|STFL|Stifel, Nicolaus & Company, Incorporated|20211
LGI|LAZARD GLOBAL TOTAL|SWIM|TD Ameritrade, Inc.|1463
LGI|LAZARD GLOBAL TOTAL|SWST|Hilltop Securities Inc.|244
LGI|LAZARD GLOBAL TOTAL|TKNG|ALLY INVEST SECURITIES LLC|227
LGI|LAZARD GLOBAL TOTAL|TRBT|Tradebot Systems, Inc.|1721
LGI|LAZARD GLOBAL TOTAL|TRCM|TRC MARKETS LLC|100
LGI|LAZARD GLOBAL TOTAL|UBSA|UBS SECURITIES LLC|27250
LGI|LAZARD GLOBAL TOTAL|UBSS|UBS Securities LLC|48851
LGI|LAZARD GLOBAL TOTAL|VGRD|Vanguard Marketing Corporation|11668
LGI|LAZARD GLOBAL TOTAL|WCHV|WELLS FARGO SECURITIES, LLC|17515
LGI|LAZARD GLOBAL TOTAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12599
LGI|LAZARD GLOBAL TOTAL|WGIF|CIBC World Markets Inc.|1
LGI|LAZARD GLOBAL TOTAL|WSEA|WOLVERINE SECURITIES, LLC|574
LGI|LAZARD GLOBAL TOTAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
LGI|LAZARD GLOBAL TOTAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1256
LGIH|LGI HOMES, INC.|ABLE|NATIXIS Securities Americas LLC|3523
LGIH|LGI HOMES, INC.|AGCP|AEGIS CAPITAL CORP.|1300
LGIH|LGI HOMES, INC.|AGIS|Aegis Capital Corp.|1200
LGIH|LGI HOMES, INC.|ALTX|Alternet Securities Inc.|5836
LGIH|LGI HOMES, INC.|ANOS|ABEL/NOSER, L.L.C.|1021
LGIH|LGI HOMES, INC.|APCC|Apex Clearing Corporation|218
LGIH|LGI HOMES, INC.|BARD|Robert W. Baird & Co. Incorporated|82
LGIH|LGI HOMES, INC.|BATM|CBOE TRADING, INC.|2235
LGIH|LGI HOMES, INC.|BBNT|BB&T SECURITIES, LLC|39
LGIH|LGI HOMES, INC.|BERN|Sanford C. Bernstein & Co., LLC|17736
LGIH|LGI HOMES, INC.|BIMI|Banca IMI Securities Corp.|105
LGIH|LGI HOMES, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6875
LGIH|LGI HOMES, INC.|BLKX|INSTINET, LLC|7700
LGIH|LGI HOMES, INC.|BMOC|BMO Capital Markets Corp.|102851
LGIH|LGI HOMES, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4773
LGIH|LGI HOMES, INC.|BRGE|Newbridge Securities Corp.|2000
LGIH|LGI HOMES, INC.|BTIG|BTIG, LLC|1536
LGIH|LGI HOMES, INC.|BYXM|CBOE TRADING, INC.|1215
LGIH|LGI HOMES, INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
LGIH|LGI HOMES, INC.|CANT|Cantor Fitzgerald & Co.|7523
LGIH|LGI HOMES, INC.|CHAS|Charles Schwab & Co., Inc.|1500
LGIH|LGI HOMES, INC.|CIST|Capital Institutional Services, Inc.|100
LGIH|LGI HOMES, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62197
LGIH|LGI HOMES, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4416
LGIH|LGI HOMES, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3600
LGIH|LGI HOMES, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106589
LGIH|LGI HOMES, INC.|CTDL|Citadel Derivatives Group Llc|29589
LGIH|LGI HOMES, INC.|CTLR|CUTLER GROUP, LP|2811
LGIH|LGI HOMES, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|22370
LGIH|LGI HOMES, INC.|DBAB|Deutsche Bank Securities Inc.|580439
LGIH|LGI HOMES, INC.|DBAX|Deutsche Bank Securities Inc.|73100
LGIH|LGI HOMES, INC.|DBUL|Deutsche Bank Securities Inc.|11166
LGIH|LGI HOMES, INC.|DEAN|MORGAN STANLEY|3578
LGIH|LGI HOMES, INC.|DEGS|RONIN PROFESSIONAL LLC|5525
LGIH|LGI HOMES, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|626
LGIH|LGI HOMES, INC.|EBXL|EBX LLC|92300
LGIH|LGI HOMES, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6536
LGIH|LGI HOMES, INC.|EDJO|Edward D. Jones & Co., L.P.|869
LGIH|LGI HOMES, INC.|EGAM|CBOE TRADING, INC.|5775
LGIH|LGI HOMES, INC.|EGAW|CBOE TRADING, INC.|200
LGIH|LGI HOMES, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|710
LGIH|LGI HOMES, INC.|EGXM|CBOE TRADING, INC.|412
LGIH|LGI HOMES, INC.|ELEV|ELEVATION, LLC|3440
LGIH|LGI HOMES, INC.|ETBE|Electronic Transaction Clearing, Inc.|20060
LGIH|LGI HOMES, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2140
LGIH|LGI HOMES, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40537
LGIH|LGI HOMES, INC.|ETRS|E*Trade Securities LLC|48826
LGIH|LGI HOMES, INC.|FBCO|Credit Suisse Securities (USA) LLC|375520
LGIH|LGI HOMES, INC.|FBSB|U.S. Bancorp Investments, Inc.|2
LGIH|LGI HOMES, INC.|FILL|Tradestation Securities, Inc.|2207
LGIH|LGI HOMES, INC.|FINX|FINTECH SECURITIES|329
LGIH|LGI HOMES, INC.|FMAF|NBCN Inc./ CDS|160
LGIH|LGI HOMES, INC.|FOMA|TD AMERITRADE CLEARING, INC.|114914
LGIH|LGI HOMES, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12797
LGIH|LGI HOMES, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106196
LGIH|LGI HOMES, INC.|FTBR|Foliofn Investments, Inc.|5510
LGIH|LGI HOMES, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|11861
LGIH|LGI HOMES, INC.|GLPX|ACS EXECUTION SERVICES, LLC|26029
LGIH|LGI HOMES, INC.|GSCO|GOLDMAN SACHS & CO. LLC|359413
LGIH|LGI HOMES, INC.|GSCS|GOLDMAN SACHS & CO. LLC|38788
LGIH|LGI HOMES, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1902
LGIH|LGI HOMES, INC.|GTSZ|GTS SECURITIES LLC|26834
LGIH|LGI HOMES, INC.|HRBF|American Enterprise Investment Services Inc.|2017
LGIH|LGI HOMES, INC.|HSBC|HSBC Securities, Inc.|380
LGIH|LGI HOMES, INC.|IATS|INTERACTIVE BROKERS LLC|21562
LGIH|LGI HOMES, INC.|IBKR|Interactive Brokers Llc|100796
LGIH|LGI HOMES, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2075
LGIH|LGI HOMES, INC.|ICBX|INSTINET, LLC|26946
LGIH|LGI HOMES, INC.|IEQY|CITADEL SECURITIES LLC|83593
LGIH|LGI HOMES, INC.|INCA|INSTINET, LLC|197692
LGIH|LGI HOMES, INC.|INJX|INSTINET, LLC|23060
LGIH|LGI HOMES, INC.|ITGI|ITG Inc.|36936
LGIH|LGI HOMES, INC.|ITGP|ITG INC.|68600
LGIH|LGI HOMES, INC.|JANY|Janney Montgomery Scott Inc.|200
LGIH|LGI HOMES, INC.|JEFF|JEFFERIES LLC|79957
LGIH|LGI HOMES, INC.|JMPT|JUMP TRADING, LLC|43032
LGIH|LGI HOMES, INC.|JPBX|J.P. MORGAN SECURITIES LLC|9428
LGIH|LGI HOMES, INC.|JPMX|J.P. Morgan Securities LLC|121934
LGIH|LGI HOMES, INC.|JSJX|JANE STREET CAPITAL LLC|3076
LGIH|LGI HOMES, INC.|KCGM|VIRTU Americas LLC|9695
LGIH|LGI HOMES, INC.|KING|C. L. King & Associates, Inc.|646
LGIH|LGI HOMES, INC.|LEHM|Barclays Capital Inc./Le|428278
LGIH|LGI HOMES, INC.|LIME|Lime Brokerage LLC|112943
LGIH|LGI HOMES, INC.|LIWE|LIME BROKERAGE LLC|1241
LGIH|LGI HOMES, INC.|LMGP|LIME BROKERAGE LLC|300
LGIH|LGI HOMES, INC.|LOOP|Loop Capital Markets LLC|181
LGIH|LGI HOMES, INC.|LQNA|LIQUIDNET, INC.|33800
LGIH|LGI HOMES, INC.|LSCI|Lek Securities Corporation|157
LGIH|LGI HOMES, INC.|MACQ|Macquarie Capital (USA) Inc.|500
LGIH|LGI HOMES, INC.|MAXM|Maxim Group LLC|2153
LGIH|LGI HOMES, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77136
LGIH|LGI HOMES, INC.|MOTF|MOTIF INVESTING, INC.|18
LGIH|LGI HOMES, INC.|MSCO|MORGAN STANLEY & CO. LLC|861981
LGIH|LGI HOMES, INC.|MSPL|MORGAN STANLEY & CO. LLC|118100
LGIH|LGI HOMES, INC.|MSTX|MORGAN STANLEY & CO. LLC|19600
LGIH|LGI HOMES, INC.|NFSC|National Financial Services LLC|150314
LGIH|LGI HOMES, INC.|NITE|VIRTU Americas LLC|317527
LGIH|LGI HOMES, INC.|NITP|VIRTU Americas LLC|806
LGIH|LGI HOMES, INC.|NQRB|Brut, LLC|5464
LGIH|LGI HOMES, INC.|NTRC|Northern Trust Securities, Inc.|400
LGIH|LGI HOMES, INC.|OPCO|Oppenheimer & Co. Inc.|51363
LGIH|LGI HOMES, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|419
LGIH|LGI HOMES, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10
LGIH|LGI HOMES, INC.|PDQM|CODA MARKETS, INC.|68881
LGIH|LGI HOMES, INC.|PHLY|NASDAQ Execution Services, LLC|800
LGIH|LGI HOMES, INC.|PIPR|Piper Jaffray & Co.|10032
LGIH|LGI HOMES, INC.|PWJC|UBS Financial Services, Inc.|607
LGIH|LGI HOMES, INC.|RAJA|Raymond James & Associates, Inc.|29560
LGIH|LGI HOMES, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4534
LGIH|LGI HOMES, INC.|RGLD|Regal Securities, Inc|100
LGIH|LGI HOMES, INC.|RHOX|XR Securities LLC|11339
LGIH|LGI HOMES, INC.|SAGL|SAGETRADER, LLC|9637
LGIH|LGI HOMES, INC.|SAGW|SAGETRADER, LLC|588
LGIH|LGI HOMES, INC.|SALI|INTL FCSTONE FINANCIAL INC.|215
LGIH|LGI HOMES, INC.|SBSH|Citigroup Global Markets Inc.|262304
LGIH|LGI HOMES, INC.|SGMT|GOLDMAN SACHS & CO. LLC|34856
LGIH|LGI HOMES, INC.|SPDR|SPEEDROUTE LLC|7589
LGIH|LGI HOMES, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|656
LGIH|LGI HOMES, INC.|STKP|STOCKPILE INVESTMENTS, INC.|26
LGIH|LGI HOMES, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
LGIH|LGI HOMES, INC.|SWIM|TD Ameritrade, Inc.|27846
LGIH|LGI HOMES, INC.|SWST|Hilltop Securities Inc.|1352
LGIH|LGI HOMES, INC.|TKNG|ALLY INVEST SECURITIES LLC|1985
LGIH|LGI HOMES, INC.|TRBT|Tradebot Systems, Inc.|112136
LGIH|LGI HOMES, INC.|TRCM|TRC MARKETS LLC|121820
LGIH|LGI HOMES, INC.|TWTT|TASTYWORKS, INC.|100
LGIH|LGI HOMES, INC.|UBSA|UBS SECURITIES LLC|221321
LGIH|LGI HOMES, INC.|UBSS|UBS Securities LLC|537765
LGIH|LGI HOMES, INC.|VALX|VIRTU AMERICAS LLC|6461
LGIH|LGI HOMES, INC.|VGRD|Vanguard Marketing Corporation|13165
LGIH|LGI HOMES, INC.|VNDM|Wall Street Access|38340
LGIH|LGI HOMES, INC.|VNDS|VANDHAM SECURITIES CORP|1964
LGIH|LGI HOMES, INC.|WABR|Wall Street Access|800
LGIH|LGI HOMES, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1100
LGIH|LGI HOMES, INC.|WCHV|WELLS FARGO SECURITIES, LLC|41547
LGIH|LGI HOMES, INC.|WDNX|WEEDEN & CO.L.P.|1260
LGIH|LGI HOMES, INC.|WEDB|WEDBUSH SECURITIES INC.|50850
LGIH|LGI HOMES, INC.|WEED|Weeden & Co.L.P.|1321
LGIH|LGI HOMES, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5122
LGIH|LGI HOMES, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23653
LGIH|LGI HOMES, INC.|WGIF|CIBC World Markets Inc.|424
LGIH|LGI HOMES, INC.|WSEA|WOLVERINE SECURITIES, LLC|2388
LGIH|LGI HOMES, INC.|XIST|INSTINET, LLC|31270
LGIH|LGI HOMES, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|20340
LGIH|LGI HOMES, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|15131
LGIH|LGI HOMES, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2827
LGL|LGL GROUP INC.|BATM|CBOE TRADING, INC.|1200
LGL|LGL GROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
LGL|LGL GROUP INC.|CTDL|Citadel Derivatives Group Llc|408
LGL|LGL GROUP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
LGL|LGL GROUP INC.|EBXL|EBX LLC|400
LGL|LGL GROUP INC.|EDJO|Edward D. Jones & Co., L.P.|200
LGL|LGL GROUP INC.|EGXM|CBOE TRADING, INC.|900
LGL|LGL GROUP INC.|EGXW|CBOE TRADING, INC.|200
LGL|LGL GROUP INC.|ETRS|E*Trade Securities LLC|2300
LGL|LGL GROUP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|701
LGL|LGL GROUP INC.|FTBR|Foliofn Investments, Inc.|176
LGL|LGL GROUP INC.|GSCO|GOLDMAN SACHS & CO. LLC|646
LGL|LGL GROUP INC.|IATS|INTERACTIVE BROKERS LLC|215
LGL|LGL GROUP INC.|IBKR|Interactive Brokers Llc|1035
LGL|LGL GROUP INC.|ICBX|INSTINET, LLC|5800
LGL|LGL GROUP INC.|INCA|INSTINET, LLC|835
LGL|LGL GROUP INC.|KCGM|VIRTU Americas LLC|401
LGL|LGL GROUP INC.|LIME|Lime Brokerage LLC|314
LGL|LGL GROUP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
LGL|LGL GROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|7003
LGL|LGL GROUP INC.|NFSC|National Financial Services LLC|13326
LGL|LGL GROUP INC.|NITE|VIRTU Americas LLC|12761
LGL|LGL GROUP INC.|NQRB|Brut, LLC|1
LGL|LGL GROUP INC.|SBRX|MURIEL SIEBERT & CO INC|500
LGL|LGL GROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|100
LGL|LGL GROUP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1600
LGL|LGL GROUP INC.|TKNG|ALLY INVEST SECURITIES LLC|10
LGL|LGL GROUP INC.|UBSA|UBS SECURITIES LLC|1114
LGL|LGL GROUP INC.|UBSS|UBS Securities LLC|3194
LGL|LGL GROUP INC.|VGRD|Vanguard Marketing Corporation|500
LGL|LGL GROUP INC.|WCHV|WELLS FARGO SECURITIES, LLC|4000
LGL|LGL GROUP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|399
LGL|LGL GROUP INC.|WSEA|WOLVERINE SECURITIES, LLC|12
LGLV|SPDR SSGA US LARGE|APCC|Apex Clearing Corporation|23
LGLV|SPDR SSGA US LARGE|BATM|CBOE TRADING, INC.|100
LGLV|SPDR SSGA US LARGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31
LGLV|SPDR SSGA US LARGE|BNCH|The Benchmark Company, LLC|8901
LGLV|SPDR SSGA US LARGE|CHAS|Charles Schwab & Co., Inc.|18
LGLV|SPDR SSGA US LARGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1860
LGLV|SPDR SSGA US LARGE|DBAX|Deutsche Bank Securities Inc.|100
LGLV|SPDR SSGA US LARGE|DEAN|MORGAN STANLEY|177
LGLV|SPDR SSGA US LARGE|EBXL|EBX LLC|100
LGLV|SPDR SSGA US LARGE|EDJO|Edward D. Jones & Co., L.P.|455
LGLV|SPDR SSGA US LARGE|ETRS|E*Trade Securities LLC|52
LGLV|SPDR SSGA US LARGE|FBSB|U.S. Bancorp Investments, Inc.|5
LGLV|SPDR SSGA US LARGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|397
LGLV|SPDR SSGA US LARGE|FTBR|Foliofn Investments, Inc.|2
LGLV|SPDR SSGA US LARGE|HRBF|American Enterprise Investment Services Inc.|19457
LGLV|SPDR SSGA US LARGE|IBKR|Interactive Brokers Llc|326
LGLV|SPDR SSGA US LARGE|ICBX|INSTINET, LLC|500
LGLV|SPDR SSGA US LARGE|JSEB|JANE STREET EXECUTION SERVICES, LLC|10960
LGLV|SPDR SSGA US LARGE|JSJX|JANE STREET CAPITAL LLC|1893
LGLV|SPDR SSGA US LARGE|LEHM|Barclays Capital Inc./Le|200
LGLV|SPDR SSGA US LARGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
LGLV|SPDR SSGA US LARGE|MSCO|MORGAN STANLEY & CO. LLC|1816
LGLV|SPDR SSGA US LARGE|NFSC|National Financial Services LLC|722
LGLV|SPDR SSGA US LARGE|NITE|VIRTU Americas LLC|8454
LGLV|SPDR SSGA US LARGE|NITP|VIRTU Americas LLC|100
LGLV|SPDR SSGA US LARGE|RBCM|RBC CAPITAL MARKETS, LLC|100
LGLV|SPDR SSGA US LARGE|SGMT|GOLDMAN SACHS & CO. LLC|708
LGLV|SPDR SSGA US LARGE|SWST|Hilltop Securities Inc.|357
LGLV|SPDR SSGA US LARGE|UBSA|UBS SECURITIES LLC|10773
LGLV|SPDR SSGA US LARGE|UBSS|UBS Securities LLC|4385
LGLV|SPDR SSGA US LARGE|VGRD|Vanguard Marketing Corporation|11
LGLV|SPDR SSGA US LARGE|WCHV|WELLS FARGO SECURITIES, LLC|1037
LGLV|SPDR SSGA US LARGE|WSEA|WOLVERINE SECURITIES, LLC|2
LGLV|SPDR SSGA US LARGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|673
LGND|LIGAND PHARM CMN|ALTX|Alternet Securities Inc.|1425
LGND|LIGAND PHARM CMN|ANOS|ABEL/NOSER, L.L.C.|897
LGND|LIGAND PHARM CMN|APCC|Apex Clearing Corporation|1478
LGND|LIGAND PHARM CMN|BARD|Robert W. Baird & Co. Incorporated|881
LGND|LIGAND PHARM CMN|BATM|CBOE TRADING, INC.|2217
LGND|LIGAND PHARM CMN|BBNT|BB&T SECURITIES, LLC|211
LGND|LIGAND PHARM CMN|BERN|Sanford C. Bernstein & Co., LLC|15245
LGND|LIGAND PHARM CMN|BIMI|Banca IMI Securities Corp.|47
LGND|LIGAND PHARM CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|84
LGND|LIGAND PHARM CMN|BLKX|INSTINET, LLC|44186
LGND|LIGAND PHARM CMN|BMOC|BMO Capital Markets Corp.|3308
LGND|LIGAND PHARM CMN|BNPX|BNP PARIBAS SECURITIES CORP.|10604
LGND|LIGAND PHARM CMN|BRCY|BCP SECURITIES, LLC|53
LGND|LIGAND PHARM CMN|BRVL|BLAYLOCK VAN, LLC|400
LGND|LIGAND PHARM CMN|BTIG|BTIG, LLC|3824
LGND|LIGAND PHARM CMN|BYXM|CBOE TRADING, INC.|978
LGND|LIGAND PHARM CMN|CANT|Cantor Fitzgerald & Co.|568
LGND|LIGAND PHARM CMN|CHAS|Charles Schwab & Co., Inc.|3131
LGND|LIGAND PHARM CMN|CHLM|Craig-Hallum Capital Group LLC|6234
LGND|LIGAND PHARM CMN|CIST|Capital Institutional Services, Inc.|843
LGND|LIGAND PHARM CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77883
LGND|LIGAND PHARM CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2241
LGND|LIGAND PHARM CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3589
LGND|LIGAND PHARM CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151904
LGND|LIGAND PHARM CMN|CSMS|CORNERSTONE MACRO LLC|36
LGND|LIGAND PHARM CMN|CTDL|Citadel Derivatives Group Llc|4595
LGND|LIGAND PHARM CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6368
LGND|LIGAND PHARM CMN|DADA|D.A. Davidson & Co.|124
LGND|LIGAND PHARM CMN|DAVA|Davenport & Company LLC|4
LGND|LIGAND PHARM CMN|DBAB|Deutsche Bank Securities Inc.|348672
LGND|LIGAND PHARM CMN|DBAX|Deutsche Bank Securities Inc.|119200
LGND|LIGAND PHARM CMN|DBUL|Deutsche Bank Securities Inc.|2613
LGND|LIGAND PHARM CMN|DEAN|MORGAN STANLEY|4317
LGND|LIGAND PHARM CMN|DEGS|RONIN PROFESSIONAL LLC|300
LGND|LIGAND PHARM CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1614
LGND|LIGAND PHARM CMN|DOTC|Dougherty & Company LLC|2500
LGND|LIGAND PHARM CMN|EBXL|EBX LLC|62000
LGND|LIGAND PHARM CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|12820
LGND|LIGAND PHARM CMN|EDJO|Edward D. Jones & Co., L.P.|833
LGND|LIGAND PHARM CMN|EGAM|CBOE TRADING, INC.|4867
LGND|LIGAND PHARM CMN|EGAW|CBOE TRADING, INC.|38
LGND|LIGAND PHARM CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1625
LGND|LIGAND PHARM CMN|EGXM|CBOE TRADING, INC.|116
LGND|LIGAND PHARM CMN|EGXW|CBOE TRADING, INC.|153
LGND|LIGAND PHARM CMN|ESPO|ESPOSITO SECURITIES, LLC|36
LGND|LIGAND PHARM CMN|ETBE|Electronic Transaction Clearing, Inc.|7679
LGND|LIGAND PHARM CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|239
LGND|LIGAND PHARM CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2038
LGND|LIGAND PHARM CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33477
LGND|LIGAND PHARM CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|669
LGND|LIGAND PHARM CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2650
LGND|LIGAND PHARM CMN|ETRS|E*Trade Securities LLC|27724
LGND|LIGAND PHARM CMN|FBCO|Credit Suisse Securities (USA) LLC|150744
LGND|LIGAND PHARM CMN|FILL|Tradestation Securities, Inc.|2436
LGND|LIGAND PHARM CMN|FMAF|NBCN Inc./ CDS|108
LGND|LIGAND PHARM CMN|FOMA|TD AMERITRADE CLEARING, INC.|70659
LGND|LIGAND PHARM CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7074
LGND|LIGAND PHARM CMN|FQLS|Quantlab Securities LP|128818
LGND|LIGAND PHARM CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45836
LGND|LIGAND PHARM CMN|FTBR|Foliofn Investments, Inc.|1187
LGND|LIGAND PHARM CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|22549
LGND|LIGAND PHARM CMN|GLIS|TD Securities Inc|20
LGND|LIGAND PHARM CMN|GLPX|ACS EXECUTION SERVICES, LLC|23989
LGND|LIGAND PHARM CMN|GSCO|GOLDMAN SACHS & CO. LLC|494294
LGND|LIGAND PHARM CMN|GSCS|GOLDMAN SACHS & CO. LLC|28271
LGND|LIGAND PHARM CMN|GSLT|GOLDMAN SACHS & CO. LLC|321
LGND|LIGAND PHARM CMN|GTSZ|GTS SECURITIES LLC|67346
LGND|LIGAND PHARM CMN|HAPX|HAP Trading, LLC|655
LGND|LIGAND PHARM CMN|HRBF|American Enterprise Investment Services Inc.|1078
LGND|LIGAND PHARM CMN|HSBC|HSBC Securities, Inc.|13100
LGND|LIGAND PHARM CMN|IATS|INTERACTIVE BROKERS LLC|8576
LGND|LIGAND PHARM CMN|IBKR|Interactive Brokers Llc|27264
LGND|LIGAND PHARM CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|895
LGND|LIGAND PHARM CMN|ICBX|INSTINET, LLC|19000
LGND|LIGAND PHARM CMN|IEQY|CITADEL SECURITIES LLC|95990
LGND|LIGAND PHARM CMN|INCA|INSTINET, LLC|136330
LGND|LIGAND PHARM CMN|INJX|INSTINET, LLC|20319
LGND|LIGAND PHARM CMN|ITGI|ITG Inc.|46111
LGND|LIGAND PHARM CMN|ITGP|ITG INC.|137200
LGND|LIGAND PHARM CMN|JANY|Janney Montgomery Scott Inc.|3007
LGND|LIGAND PHARM CMN|JEFF|JEFFERIES LLC|190622
LGND|LIGAND PHARM CMN|JMPT|JUMP TRADING, LLC|25290
LGND|LIGAND PHARM CMN|JONE|JonesTrading|128
LGND|LIGAND PHARM CMN|JPBX|J.P. MORGAN SECURITIES LLC|3321
LGND|LIGAND PHARM CMN|JPMX|J.P. Morgan Securities LLC|143407
LGND|LIGAND PHARM CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|34000
LGND|LIGAND PHARM CMN|JSJX|JANE STREET CAPITAL LLC|23298
LGND|LIGAND PHARM CMN|KCGM|VIRTU Americas LLC|15189
LGND|LIGAND PHARM CMN|LEER|LEERINK PARTNERS LLC|21300
LGND|LIGAND PHARM CMN|LEHM|Barclays Capital Inc./Le|392517
LGND|LIGAND PHARM CMN|LIME|Lime Brokerage LLC|97231
LGND|LIGAND PHARM CMN|LMGP|LIME BROKERAGE LLC|5202
LGND|LIGAND PHARM CMN|LOOP|Loop Capital Markets LLC|1130
LGND|LIGAND PHARM CMN|LSCI|Lek Securities Corporation|218
LGND|LIGAND PHARM CMN|MAXM|Maxim Group LLC|2255
LGND|LIGAND PHARM CMN|MBTS|ALLY INVEST SECURITIES LLC|37
LGND|LIGAND PHARM CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34800
LGND|LIGAND PHARM CMN|MOTF|MOTIF INVESTING, INC.|14
LGND|LIGAND PHARM CMN|MSCO|MORGAN STANLEY & CO. LLC|887957
LGND|LIGAND PHARM CMN|MSPL|MORGAN STANLEY & CO. LLC|115000
LGND|LIGAND PHARM CMN|MSTX|MORGAN STANLEY & CO. LLC|11600
LGND|LIGAND PHARM CMN|MZHO|Mizuho Securities USA LLC|82500
LGND|LIGAND PHARM CMN|NFSC|National Financial Services LLC|96967
LGND|LIGAND PHARM CMN|NITE|VIRTU Americas LLC|297841
LGND|LIGAND PHARM CMN|NITP|VIRTU Americas LLC|4364
LGND|LIGAND PHARM CMN|NMRA|Nomura Securities International, Inc.|14000
LGND|LIGAND PHARM CMN|NQRB|Brut, LLC|2088
LGND|LIGAND PHARM CMN|NTRC|Northern Trust Securities, Inc.|2537
LGND|LIGAND PHARM CMN|OPCO|Oppenheimer & Co. Inc.|4575
LGND|LIGAND PHARM CMN|OTAA|OTA LLC|4000
LGND|LIGAND PHARM CMN|PDQM|CODA MARKETS, INC.|57421
LGND|LIGAND PHARM CMN|PIPR|Piper Jaffray & Co.|29
LGND|LIGAND PHARM CMN|PWJC|UBS Financial Services, Inc.|45
LGND|LIGAND PHARM CMN|QMSR|QUATTRO M SECURITIES INC.|4392
LGND|LIGAND PHARM CMN|RAJA|Raymond James & Associates, Inc.|2090
LGND|LIGAND PHARM CMN|RBCM|RBC CAPITAL MARKETS, LLC|13540
LGND|LIGAND PHARM CMN|ROTH|Roth Capital Partners, LLC|290
LGND|LIGAND PHARM CMN|SAGL|SAGETRADER, LLC|6614
LGND|LIGAND PHARM CMN|SAGW|SAGETRADER, LLC|530
LGND|LIGAND PHARM CMN|SALI|INTL FCSTONE FINANCIAL INC.|140
LGND|LIGAND PHARM CMN|SBSH|Citigroup Global Markets Inc.|170916
LGND|LIGAND PHARM CMN|SGMT|GOLDMAN SACHS & CO. LLC|37966
LGND|LIGAND PHARM CMN|SPDR|SPEEDROUTE LLC|3740
LGND|LIGAND PHARM CMN|SPHN|Stephens Inc.|65
LGND|LIGAND PHARM CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5688
LGND|LIGAND PHARM CMN|STKP|STOCKPILE INVESTMENTS, INC.|86
LGND|LIGAND PHARM CMN|SWIM|TD Ameritrade, Inc.|15538
LGND|LIGAND PHARM CMN|SWST|Hilltop Securities Inc.|531
LGND|LIGAND PHARM CMN|TIAD|Triad Securities Corp|3
LGND|LIGAND PHARM CMN|TKNG|ALLY INVEST SECURITIES LLC|1168
LGND|LIGAND PHARM CMN|TRBT|Tradebot Systems, Inc.|100905
LGND|LIGAND PHARM CMN|TRCM|TRC MARKETS LLC|30124
LGND|LIGAND PHARM CMN|TWTT|TASTYWORKS, INC.|36
LGND|LIGAND PHARM CMN|UBSA|UBS SECURITIES LLC|252913
LGND|LIGAND PHARM CMN|UBSS|UBS Securities LLC|637101
LGND|LIGAND PHARM CMN|VALX|VIRTU AMERICAS LLC|22033
LGND|LIGAND PHARM CMN|VGRD|Vanguard Marketing Corporation|6943
LGND|LIGAND PHARM CMN|VSIN|Vision Financial Markets Llc|18
LGND|LIGAND PHARM CMN|WABR|Wall Street Access|7986
LGND|LIGAND PHARM CMN|WBLR|WILLIAM BLAIR|18575
LGND|LIGAND PHARM CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1725
LGND|LIGAND PHARM CMN|WCHV|WELLS FARGO SECURITIES, LLC|20979
LGND|LIGAND PHARM CMN|WDNX|WEEDEN & CO.L.P.|2844
LGND|LIGAND PHARM CMN|WEDB|WEDBUSH SECURITIES INC.|78
LGND|LIGAND PHARM CMN|WEED|Weeden & Co.L.P.|7759
LGND|LIGAND PHARM CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5050
LGND|LIGAND PHARM CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24767
LGND|LIGAND PHARM CMN|WGIF|CIBC World Markets Inc.|90
LGND|LIGAND PHARM CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|22
LGND|LIGAND PHARM CMN|WSEA|WOLVERINE SECURITIES, LLC|1196
LGND|LIGAND PHARM CMN|WTFS|JUST2TRADE, INC.|100
LGND|LIGAND PHARM CMN|XIST|INSTINET, LLC|21978
LGND|LIGAND PHARM CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|15088
LGND|LIGAND PHARM CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|9469
LGND|LIGAND PHARM CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1563
LH|LABORATORY CORP NEW|ALTX|Alternet Securities Inc.|5651
LH|LABORATORY CORP NEW|ANOS|ABEL/NOSER, L.L.C.|320
LH|LABORATORY CORP NEW|APCC|Apex Clearing Corporation|457
LH|LABORATORY CORP NEW|BANK|Primevest Financial Services, Inc.|12
LH|LABORATORY CORP NEW|BARD|Robert W. Baird & Co. Incorporated|808
LH|LABORATORY CORP NEW|BATM|CBOE TRADING, INC.|7780
LH|LABORATORY CORP NEW|BAYC|BAY CREST PARTNERS, LLC|4
LH|LABORATORY CORP NEW|BAYT|BTIG, LLC|52760
LH|LABORATORY CORP NEW|BBNT|BB&T SECURITIES, LLC|2049
LH|LABORATORY CORP NEW|BERN|Sanford C. Bernstein & Co., LLC|38807
LH|LABORATORY CORP NEW|BIDS|BIDS TRADING L.P.|300
LH|LABORATORY CORP NEW|BIMI|Banca IMI Securities Corp.|284
LH|LABORATORY CORP NEW|BKCM|BNY Mellon Capital Markets LLC|6
LH|LABORATORY CORP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11941
LH|LABORATORY CORP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|34742
LH|LABORATORY CORP NEW|BTIG|BTIG, LLC|3561
LH|LABORATORY CORP NEW|BYXM|CBOE TRADING, INC.|1634
LH|LABORATORY CORP NEW|BZYD|GOLDMAN SACHS & CO. LLC|1151
LH|LABORATORY CORP NEW|CABR|Cabrera Capital Markets, Inc.|100
LH|LABORATORY CORP NEW|CANT|Cantor Fitzgerald & Co.|53
LH|LABORATORY CORP NEW|CBRA|Cobra Trading, Inc.|800
LH|LABORATORY CORP NEW|CHAS|Charles Schwab & Co., Inc.|621
LH|LABORATORY CORP NEW|CIBP|CIBC World Markets Corp.|44633
LH|LABORATORY CORP NEW|CICF|Canaccord Genuity Corp.|290
LH|LABORATORY CORP NEW|CIST|Capital Institutional Services, Inc.|22905
LH|LABORATORY CORP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52648
LH|LABORATORY CORP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2556
LH|LABORATORY CORP NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2774
LH|LABORATORY CORP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|412895
LH|LABORATORY CORP NEW|CTDL|Citadel Derivatives Group Llc|7483
LH|LABORATORY CORP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|16274
LH|LABORATORY CORP NEW|DADA|D.A. Davidson & Co.|612
LH|LABORATORY CORP NEW|DAVA|Davenport & Company LLC|4848
LH|LABORATORY CORP NEW|DBAB|Deutsche Bank Securities Inc.|201403
LH|LABORATORY CORP NEW|DBAX|Deutsche Bank Securities Inc.|155100
LH|LABORATORY CORP NEW|DBUL|Deutsche Bank Securities Inc.|5280
LH|LABORATORY CORP NEW|DCHF|Dart Executions, LLC|430
LH|LABORATORY CORP NEW|DEAN|MORGAN STANLEY|17410
LH|LABORATORY CORP NEW|DEGS|RONIN PROFESSIONAL LLC|800
LH|LABORATORY CORP NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4970
LH|LABORATORY CORP NEW|DRWK|DRW SECURITIES, L.L.C.|4786
LH|LABORATORY CORP NEW|EBXL|EBX LLC|129500
LH|LABORATORY CORP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|14664
LH|LABORATORY CORP NEW|EDJC|Edward Jones / CDS|1
LH|LABORATORY CORP NEW|EDJO|Edward D. Jones & Co., L.P.|1645
LH|LABORATORY CORP NEW|EGAM|CBOE TRADING, INC.|13204
LH|LABORATORY CORP NEW|EGAW|CBOE TRADING, INC.|11
LH|LABORATORY CORP NEW|EGMT|EG MARKET TECHNOLOGIES LLC|2500
LH|LABORATORY CORP NEW|EGXM|CBOE TRADING, INC.|4201
LH|LABORATORY CORP NEW|EGXW|CBOE TRADING, INC.|200
LH|LABORATORY CORP NEW|ETBE|Electronic Transaction Clearing, Inc.|22983
LH|LABORATORY CORP NEW|ETCC|Electronic Transaction Clearing, Inc.|561
LH|LABORATORY CORP NEW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
LH|LABORATORY CORP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39635
LH|LABORATORY CORP NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|622
LH|LABORATORY CORP NEW|ETRS|E*Trade Securities LLC|15215
LH|LABORATORY CORP NEW|FBRC|B. RILEY FBR, INC.|25000
LH|LABORATORY CORP NEW|FBSB|U.S. Bancorp Investments, Inc.|7
LH|LABORATORY CORP NEW|FIDT|Fidelity Clearing Canada ULC./ CDS|1
LH|LABORATORY CORP NEW|FILL|Tradestation Securities, Inc.|2992
LH|LABORATORY CORP NEW|FMAF|NBCN Inc./ CDS|3586
LH|LABORATORY CORP NEW|FMCO|First Manhattan Co|250
LH|LABORATORY CORP NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6001
LH|LABORATORY CORP NEW|FQLS|Quantlab Securities LP|228588
LH|LABORATORY CORP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83112
LH|LABORATORY CORP NEW|FTBR|Foliofn Investments, Inc.|3769
LH|LABORATORY CORP NEW|GLIS|TD Securities Inc|400
LH|LABORATORY CORP NEW|GLPX|ACS EXECUTION SERVICES, LLC|51561
LH|LABORATORY CORP NEW|GSCO|GOLDMAN SACHS & CO. LLC|922397
LH|LABORATORY CORP NEW|GSCS|GOLDMAN SACHS & CO. LLC|1327
LH|LABORATORY CORP NEW|GSLT|GOLDMAN SACHS & CO. LLC|2373
LH|LABORATORY CORP NEW|GTSZ|GTS SECURITIES LLC|112649
LH|LABORATORY CORP NEW|HRBF|American Enterprise Investment Services Inc.|1991
LH|LABORATORY CORP NEW|HSBC|HSBC Securities, Inc.|1697
LH|LABORATORY CORP NEW|IATS|INTERACTIVE BROKERS LLC|6621
LH|LABORATORY CORP NEW|IBKR|Interactive Brokers Llc|6000
LH|LABORATORY CORP NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2110
LH|LABORATORY CORP NEW|ICBX|INSTINET, LLC|41637
LH|LABORATORY CORP NEW|IEQY|CITADEL SECURITIES LLC|90835
LH|LABORATORY CORP NEW|INCA|INSTINET, LLC|359805
LH|LABORATORY CORP NEW|INJX|INSTINET, LLC|4324
LH|LABORATORY CORP NEW|ITGI|ITG Inc.|21264
LH|LABORATORY CORP NEW|ITGP|ITG INC.|71000
LH|LABORATORY CORP NEW|JANY|Janney Montgomery Scott Inc.|5026
LH|LABORATORY CORP NEW|JEFF|JEFFERIES LLC|105940
LH|LABORATORY CORP NEW|JMPT|JUMP TRADING, LLC|35466
LH|LABORATORY CORP NEW|JPBX|J.P. MORGAN SECURITIES LLC|61183
LH|LABORATORY CORP NEW|JPMX|J.P. Morgan Securities LLC|440945
LH|LABORATORY CORP NEW|JSJX|JANE STREET CAPITAL LLC|3779
LH|LABORATORY CORP NEW|KCGM|VIRTU Americas LLC|30130
LH|LABORATORY CORP NEW|LEHM|Barclays Capital Inc./Le|609004
LH|LABORATORY CORP NEW|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|20
LH|LABORATORY CORP NEW|LIME|Lime Brokerage LLC|30467
LH|LABORATORY CORP NEW|LMNX|LUMINEX TRADING & ANALYTICS LLC|311260
LH|LABORATORY CORP NEW|LOOP|Loop Capital Markets LLC|708
LH|LABORATORY CORP NEW|LQNA|LIQUIDNET, INC.|174700
LH|LABORATORY CORP NEW|LSCI|Lek Securities Corporation|25
LH|LABORATORY CORP NEW|MACC|Mid Atlantic Capital Corporation|84
LH|LABORATORY CORP NEW|MACQ|Macquarie Capital (USA) Inc.|1290
LH|LABORATORY CORP NEW|MAXM|Maxim Group LLC|12068
LH|LABORATORY CORP NEW|MBTS|ALLY INVEST SECURITIES LLC|225
LH|LABORATORY CORP NEW|MCMF|Raymond James Ltd. Cds|828
LH|LABORATORY CORP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140079
LH|LABORATORY CORP NEW|MOTF|MOTIF INVESTING, INC.|60
LH|LABORATORY CORP NEW|MSCO|MORGAN STANLEY & CO. LLC|1054813
LH|LABORATORY CORP NEW|MSPL|MORGAN STANLEY & CO. LLC|206800
LH|LABORATORY CORP NEW|MSTX|MORGAN STANLEY & CO. LLC|48600
LH|LABORATORY CORP NEW|NEED|Needham & Company, LLC|1500
LH|LABORATORY CORP NEW|NFSC|National Financial Services LLC|84429
LH|LABORATORY CORP NEW|NITE|VIRTU Americas LLC|199504
LH|LABORATORY CORP NEW|NITP|VIRTU Americas LLC|300
LH|LABORATORY CORP NEW|NQRB|Brut, LLC|4264
LH|LABORATORY CORP NEW|NTBF|BMO Nesbitt Burns Inc./CDS|714
LH|LABORATORY CORP NEW|OHOS|TWO SIGMA SECURITIES, LLC|28480
LH|LABORATORY CORP NEW|OPCO|Oppenheimer & Co. Inc.|629
LH|LABORATORY CORP NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|191
LH|LABORATORY CORP NEW|PCPT|PHILLIP CAPITAL INC.|58
LH|LABORATORY CORP NEW|PDQM|CODA MARKETS, INC.|173967
LH|LABORATORY CORP NEW|PWJC|UBS Financial Services, Inc.|3468
LH|LABORATORY CORP NEW|QMSR|QUATTRO M SECURITIES INC.|968
LH|LABORATORY CORP NEW|RBCM|RBC CAPITAL MARKETS, LLC|6572
LH|LABORATORY CORP NEW|SAGL|SAGETRADER, LLC|11627
LH|LABORATORY CORP NEW|SAGW|SAGETRADER, LLC|55
LH|LABORATORY CORP NEW|SBSH|Citigroup Global Markets Inc.|85487
LH|LABORATORY CORP NEW|SEIC|SEI Investments Distribution Co.|426
LH|LABORATORY CORP NEW|SGMT|GOLDMAN SACHS & CO. LLC|100739
LH|LABORATORY CORP NEW|SHMR|ABN Amro Clearing LLC|282
LH|LABORATORY CORP NEW|SJLS|TRADE INFORMATICS LLC|100
LH|LABORATORY CORP NEW|SPDR|SPEEDROUTE LLC|21204
LH|LABORATORY CORP NEW|SPHN|Stephens Inc.|53
LH|LABORATORY CORP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|2005
LH|LABORATORY CORP NEW|STKP|STOCKPILE INVESTMENTS, INC.|36
LH|LABORATORY CORP NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4446
LH|LABORATORY CORP NEW|SWIM|TD Ameritrade, Inc.|12905
LH|LABORATORY CORP NEW|SWST|Hilltop Securities Inc.|2471
LH|LABORATORY CORP NEW|TAGC|TELSEY ADVISORY GROUP LLC|3588
LH|LABORATORY CORP NEW|TKNG|ALLY INVEST SECURITIES LLC|330
LH|LABORATORY CORP NEW|TMBR|Timber Hill LLC|10
LH|LABORATORY CORP NEW|TRBT|Tradebot Systems, Inc.|169288
LH|LABORATORY CORP NEW|TRCM|TRC MARKETS LLC|71001
LH|LABORATORY CORP NEW|TWTT|TASTYWORKS, INC.|600
LH|LABORATORY CORP NEW|UBSA|UBS SECURITIES LLC|378587
LH|LABORATORY CORP NEW|UBSS|UBS Securities LLC|690342
LH|LABORATORY CORP NEW|VALX|VIRTU AMERICAS LLC|11962
LH|LABORATORY CORP NEW|VERT|The Vertical Trading Group, LLC|490
LH|LABORATORY CORP NEW|VGRD|Vanguard Marketing Corporation|2120
LH|LABORATORY CORP NEW|WBLR|WILLIAM BLAIR|113
LH|LABORATORY CORP NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|2733
LH|LABORATORY CORP NEW|WCHV|WELLS FARGO SECURITIES, LLC|115723
LH|LABORATORY CORP NEW|WDNX|WEEDEN & CO.L.P.|68
LH|LABORATORY CORP NEW|WEDB|WEDBUSH SECURITIES INC.|2283
LH|LABORATORY CORP NEW|WEED|Weeden & Co.L.P.|111606
LH|LABORATORY CORP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8081
LH|LABORATORY CORP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7018
LH|LABORATORY CORP NEW|WGIF|CIBC World Markets Inc.|345
LH|LABORATORY CORP NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|193
LH|LABORATORY CORP NEW|WSEA|WOLVERINE SECURITIES, LLC|980
LH|LABORATORY CORP NEW|XIST|INSTINET, LLC|9632
LH|LABORATORY CORP NEW|XPQR|Jump Trading|2800
LH|LABORATORY CORP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|25218
LH|LABORATORY CORP NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|14396
LH|LABORATORY CORP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1880
LHC|LEO HOLDINGS CORP.|CANT|Cantor Fitzgerald & Co.|1130300
LHC|LEO HOLDINGS CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53801
LHC|LEO HOLDINGS CORP.|EBXL|EBX LLC|50100
LHC|LEO HOLDINGS CORP.|ELEV|ELEVATION, LLC|200000
LHC|LEO HOLDINGS CORP.|ITGP|ITG INC.|400
LHC|LEO HOLDINGS CORP.|MITR|GMP SECURITIES, LLC|50000
LHC|LEO HOLDINGS CORP.|MPSG|E D & F Man Capital Markets Inc.|350000
LHC|LEO HOLDINGS CORP.|MSCO|MORGAN STANLEY & CO. LLC|100
LHC|LEO HOLDINGS CORP.|MZHO|Mizuho Securities USA LLC|1300000
LHC|LEO HOLDINGS CORP.|NITE|VIRTU Americas LLC|900
LHC|LEO HOLDINGS CORP.|UBSA|UBS SECURITIES LLC|2500
LHC.U|LEO HLDGS CP UTS|BTIG|BTIG, LLC|45250
LHC.U|LEO HLDGS CP UTS|CANT|Cantor Fitzgerald & Co.|75000
LHC.U|LEO HLDGS CP UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
LHC.U|LEO HLDGS CP UTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
LHC.U|LEO HLDGS CP UTS|GSCO|GOLDMAN SACHS & CO. LLC|26874
LHC.U|LEO HLDGS CP UTS|IBKR|Interactive Brokers Llc|15
LHC.U|LEO HLDGS CP UTS|INCA|INSTINET, LLC|36289
LHC.U|LEO HLDGS CP UTS|MILE|I-Bankers Securities, Inc.|144000
LHC.U|LEO HLDGS CP UTS|MITR|GMP SECURITIES, LLC|100200
LHC.U|LEO HLDGS CP UTS|MSCO|MORGAN STANLEY & CO. LLC|29000
LHC.U|LEO HLDGS CP UTS|NITE|VIRTU Americas LLC|3600
LHC.U|LEO HLDGS CP UTS|TDSI|TD Securities (USA) LLC|16000
LHC.W|LEO HLDGS WTS|CANT|Cantor Fitzgerald & Co.|199
LHC.W|LEO HLDGS WTS|JEFF|JEFFERIES LLC|800
LHC.W|LEO HLDGS WTS|LIME|Lime Brokerage LLC|600
LHC.W|LEO HLDGS WTS|NITE|VIRTU Americas LLC|1699
LHCG|LHC GROUP, INC.|AGIS|Aegis Capital Corp.|182
LHCG|LHC GROUP, INC.|ALTX|Alternet Securities Inc.|1200
LHCG|LHC GROUP, INC.|ANOS|ABEL/NOSER, L.L.C.|3812
LHCG|LHC GROUP, INC.|APCC|Apex Clearing Corporation|603
LHCG|LHC GROUP, INC.|AQUA|AQUA SECURITIES L.P.|11700
LHCG|LHC GROUP, INC.|BARD|Robert W. Baird & Co. Incorporated|26634
LHCG|LHC GROUP, INC.|BATM|CBOE TRADING, INC.|3357
LHCG|LHC GROUP, INC.|BAYC|BAY CREST PARTNERS, LLC|577
LHCG|LHC GROUP, INC.|BBNT|BB&T SECURITIES, LLC|9
LHCG|LHC GROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|29625
LHCG|LHC GROUP, INC.|BGCE|BGC Financial Inc.|1900
LHCG|LHC GROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1447
LHCG|LHC GROUP, INC.|BMOC|BMO Capital Markets Corp.|4641
LHCG|LHC GROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5604
LHCG|LHC GROUP, INC.|BTIG|BTIG, LLC|5163
LHCG|LHC GROUP, INC.|BYXM|CBOE TRADING, INC.|749
LHCG|LHC GROUP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|500
LHCG|LHC GROUP, INC.|CANT|Cantor Fitzgerald & Co.|742
LHCG|LHC GROUP, INC.|CHAS|Charles Schwab & Co., Inc.|470
LHCG|LHC GROUP, INC.|CIST|Capital Institutional Services, Inc.|6470
LHCG|LHC GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112549
LHCG|LHC GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1706
LHCG|LHC GROUP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1468
LHCG|LHC GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|136332
LHCG|LHC GROUP, INC.|CTDL|Citadel Derivatives Group Llc|5665
LHCG|LHC GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|5364
LHCG|LHC GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|231457
LHCG|LHC GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|113200
LHCG|LHC GROUP, INC.|DCHF|Dart Executions, LLC|290
LHCG|LHC GROUP, INC.|DEAN|MORGAN STANLEY|1476
LHCG|LHC GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|977
LHCG|LHC GROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2574
LHCG|LHC GROUP, INC.|EBXL|EBX LLC|64700
LHCG|LHC GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10044
LHCG|LHC GROUP, INC.|EDJO|Edward D. Jones & Co., L.P.|952
LHCG|LHC GROUP, INC.|EGAM|CBOE TRADING, INC.|7506
LHCG|LHC GROUP, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|600
LHCG|LHC GROUP, INC.|EGXM|CBOE TRADING, INC.|959
LHCG|LHC GROUP, INC.|ETBE|Electronic Transaction Clearing, Inc.|9181
LHCG|LHC GROUP, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|90
LHCG|LHC GROUP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1330
LHCG|LHC GROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21278
LHCG|LHC GROUP, INC.|ETRS|E*Trade Securities LLC|4374
LHCG|LHC GROUP, INC.|FBCO|Credit Suisse Securities (USA) LLC|242099
LHCG|LHC GROUP, INC.|FBSB|U.S. Bancorp Investments, Inc.|25
LHCG|LHC GROUP, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|1
LHCG|LHC GROUP, INC.|FILL|Tradestation Securities, Inc.|469
LHCG|LHC GROUP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|17751
LHCG|LHC GROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1046
LHCG|LHC GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67135
LHCG|LHC GROUP, INC.|FTBR|Foliofn Investments, Inc.|960
LHCG|LHC GROUP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|8885
LHCG|LHC GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|17438
LHCG|LHC GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|541252
LHCG|LHC GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|21875
LHCG|LHC GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|271
LHCG|LHC GROUP, INC.|GTSZ|GTS SECURITIES LLC|27586
LHCG|LHC GROUP, INC.|HRBF|American Enterprise Investment Services Inc.|409
LHCG|LHC GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|2593
LHCG|LHC GROUP, INC.|IBKR|Interactive Brokers Llc|14316
LHCG|LHC GROUP, INC.|ICBX|INSTINET, LLC|17250
LHCG|LHC GROUP, INC.|IEQY|CITADEL SECURITIES LLC|43781
LHCG|LHC GROUP, INC.|INCA|INSTINET, LLC|207443
LHCG|LHC GROUP, INC.|INJX|INSTINET, LLC|18510
LHCG|LHC GROUP, INC.|ITGI|ITG Inc.|216128
LHCG|LHC GROUP, INC.|ITGP|ITG INC.|25000
LHCG|LHC GROUP, INC.|JANY|Janney Montgomery Scott Inc.|15
LHCG|LHC GROUP, INC.|JEFF|JEFFERIES LLC|45999
LHCG|LHC GROUP, INC.|JMPT|JUMP TRADING, LLC|28734
LHCG|LHC GROUP, INC.|JONE|JonesTrading|35636
LHCG|LHC GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|8091
LHCG|LHC GROUP, INC.|JPMX|J.P. Morgan Securities LLC|199055
LHCG|LHC GROUP, INC.|JSJX|JANE STREET CAPITAL LLC|5363
LHCG|LHC GROUP, INC.|KCGM|VIRTU Americas LLC|14317
LHCG|LHC GROUP, INC.|LEHM|Barclays Capital Inc./Le|343255
LHCG|LHC GROUP, INC.|LIME|Lime Brokerage LLC|85709
LHCG|LHC GROUP, INC.|LOOP|Loop Capital Markets LLC|100
LHCG|LHC GROUP, INC.|LQNA|LIQUIDNET, INC.|100600
LHCG|LHC GROUP, INC.|LSCI|Lek Securities Corporation|806
LHCG|LHC GROUP, INC.|MAXM|Maxim Group LLC|3084
LHCG|LHC GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33998
LHCG|LHC GROUP, INC.|MOTF|MOTIF INVESTING, INC.|64
LHCG|LHC GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|817529
LHCG|LHC GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|102900
LHCG|LHC GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|25600
LHCG|LHC GROUP, INC.|NFSC|National Financial Services LLC|74847
LHCG|LHC GROUP, INC.|NITE|VIRTU Americas LLC|129385
LHCG|LHC GROUP, INC.|NITP|VIRTU Americas LLC|800
LHCG|LHC GROUP, INC.|NQRB|Brut, LLC|2898
LHCG|LHC GROUP, INC.|NTRC|Northern Trust Securities, Inc.|520
LHCG|LHC GROUP, INC.|OPCO|Oppenheimer & Co. Inc.|1783
LHCG|LHC GROUP, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|851
LHCG|LHC GROUP, INC.|PDQM|CODA MARKETS, INC.|90374
LHCG|LHC GROUP, INC.|PIPR|Piper Jaffray & Co.|3093
LHCG|LHC GROUP, INC.|PWJC|UBS Financial Services, Inc.|6131
LHCG|LHC GROUP, INC.|RAJA|Raymond James & Associates, Inc.|2956
LHCG|LHC GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2291
LHCG|LHC GROUP, INC.|RGLD|Regal Securities, Inc|200
LHCG|LHC GROUP, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|234
LHCG|LHC GROUP, INC.|SAGL|SAGETRADER, LLC|25329
LHCG|LHC GROUP, INC.|SAGW|SAGETRADER, LLC|32
LHCG|LHC GROUP, INC.|SBSH|Citigroup Global Markets Inc.|82124
LHCG|LHC GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|25166
LHCG|LHC GROUP, INC.|SPDR|SPEEDROUTE LLC|3430
LHCG|LHC GROUP, INC.|SPHN|Stephens Inc.|1394
LHCG|LHC GROUP, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|691
LHCG|LHC GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|13070
LHCG|LHC GROUP, INC.|SWIM|TD Ameritrade, Inc.|6277
LHCG|LHC GROUP, INC.|SWST|Hilltop Securities Inc.|254
LHCG|LHC GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|30
LHCG|LHC GROUP, INC.|TRBT|Tradebot Systems, Inc.|80117
LHCG|LHC GROUP, INC.|TRCM|TRC MARKETS LLC|63178
LHCG|LHC GROUP, INC.|TWTT|TASTYWORKS, INC.|1847
LHCG|LHC GROUP, INC.|UBSA|UBS SECURITIES LLC|227944
LHCG|LHC GROUP, INC.|UBSS|UBS Securities LLC|749911
LHCG|LHC GROUP, INC.|VALX|VIRTU AMERICAS LLC|7153
LHCG|LHC GROUP, INC.|VGRD|Vanguard Marketing Corporation|256
LHCG|LHC GROUP, INC.|WBLR|WILLIAM BLAIR|10950
LHCG|LHC GROUP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|600
LHCG|LHC GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|37832
LHCG|LHC GROUP, INC.|WEED|Weeden & Co.L.P.|10956
LHCG|LHC GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7350
LHCG|LHC GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4481
LHCG|LHC GROUP, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|39
LHCG|LHC GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|695
LHCG|LHC GROUP, INC.|XIST|INSTINET, LLC|16068
LHCG|LHC GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5780
LHCG|LHC GROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4481
LHCG|LHC GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1110
LHO|LASALLE HOTEL PROP|AGIS|Aegis Capital Corp.|500
LHO|LASALLE HOTEL PROP|ALTX|Alternet Securities Inc.|60195
LHO|LASALLE HOTEL PROP|APCC|Apex Clearing Corporation|42
LHO|LASALLE HOTEL PROP|AQUA|AQUA SECURITIES L.P.|11000
LHO|LASALLE HOTEL PROP|BARD|Robert W. Baird & Co. Incorporated|70000
LHO|LASALLE HOTEL PROP|BATM|CBOE TRADING, INC.|12178
LHO|LASALLE HOTEL PROP|BAYC|BAY CREST PARTNERS, LLC|45
LHO|LASALLE HOTEL PROP|BAYT|BTIG, LLC|300
LHO|LASALLE HOTEL PROP|BBNT|BB&T SECURITIES, LLC|1103
LHO|LASALLE HOTEL PROP|BERN|Sanford C. Bernstein & Co., LLC|61590
LHO|LASALLE HOTEL PROP|BIDS|BIDS TRADING L.P.|2200
LHO|LASALLE HOTEL PROP|BIMI|Banca IMI Securities Corp.|70
LHO|LASALLE HOTEL PROP|BKCM|BNY Mellon Capital Markets LLC|36109
LHO|LASALLE HOTEL PROP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5314
LHO|LASALLE HOTEL PROP|BLKX|INSTINET, LLC|71816
LHO|LASALLE HOTEL PROP|BMOC|BMO Capital Markets Corp.|7845
LHO|LASALLE HOTEL PROP|BNPX|BNP PARIBAS SECURITIES CORP.|31052
LHO|LASALLE HOTEL PROP|BRVL|BLAYLOCK VAN, LLC|1600
LHO|LASALLE HOTEL PROP|BTIG|BTIG, LLC|865205
LHO|LASALLE HOTEL PROP|BYXM|CBOE TRADING, INC.|2944
LHO|LASALLE HOTEL PROP|CANT|Cantor Fitzgerald & Co.|5292
LHO|LASALLE HOTEL PROP|CCMB|COWEN PRIME SERVICES LLC|1400
LHO|LASALLE HOTEL PROP|CHAS|Charles Schwab & Co., Inc.|287
LHO|LASALLE HOTEL PROP|CHLC|CHURCHILL CAPITAL USA, INC.|3100
LHO|LASALLE HOTEL PROP|CIST|Capital Institutional Services, Inc.|350
LHO|LASALLE HOTEL PROP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|660147
LHO|LASALLE HOTEL PROP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11735
LHO|LASALLE HOTEL PROP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4789
LHO|LASALLE HOTEL PROP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|499267
LHO|LASALLE HOTEL PROP|CTDL|Citadel Derivatives Group Llc|19751
LHO|LASALLE HOTEL PROP|CTLR|CUTLER GROUP, LP|1200
LHO|LASALLE HOTEL PROP|CXCX|CITIGROUP GLOBAL MARKETS INC.|260740
LHO|LASALLE HOTEL PROP|DADA|D.A. Davidson & Co.|48
LHO|LASALLE HOTEL PROP|DBAB|Deutsche Bank Securities Inc.|251059
LHO|LASALLE HOTEL PROP|DBAX|Deutsche Bank Securities Inc.|1022500
LHO|LASALLE HOTEL PROP|DCHF|Dart Executions, LLC|15830
LHO|LASALLE HOTEL PROP|DEAN|MORGAN STANLEY|3600
LHO|LASALLE HOTEL PROP|DEGS|RONIN PROFESSIONAL LLC|3877
LHO|LASALLE HOTEL PROP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8374
LHO|LASALLE HOTEL PROP|EBXL|EBX LLC|615100
LHO|LASALLE HOTEL PROP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2700
LHO|LASALLE HOTEL PROP|EGAM|CBOE TRADING, INC.|48646
LHO|LASALLE HOTEL PROP|EGAW|CBOE TRADING, INC.|291
LHO|LASALLE HOTEL PROP|EGMT|EG MARKET TECHNOLOGIES LLC|3330
LHO|LASALLE HOTEL PROP|EGXM|CBOE TRADING, INC.|14019
LHO|LASALLE HOTEL PROP|ETBE|Electronic Transaction Clearing, Inc.|46110
LHO|LASALLE HOTEL PROP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2860
LHO|LASALLE HOTEL PROP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
LHO|LASALLE HOTEL PROP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11434
LHO|LASALLE HOTEL PROP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2025
LHO|LASALLE HOTEL PROP|ETRS|E*Trade Securities LLC|55230
LHO|LASALLE HOTEL PROP|FBRC|B. RILEY FBR, INC.|81480
LHO|LASALLE HOTEL PROP|FILL|Tradestation Securities, Inc.|1044
LHO|LASALLE HOTEL PROP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22575
LHO|LASALLE HOTEL PROP|FQLS|Quantlab Securities LP|325827
LHO|LASALLE HOTEL PROP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83273
LHO|LASALLE HOTEL PROP|FTBR|Foliofn Investments, Inc.|7153
LHO|LASALLE HOTEL PROP|GEBB|GLOBAL EXECUTION BROKERS, LP|2037
LHO|LASALLE HOTEL PROP|GLPX|ACS EXECUTION SERVICES, LLC|194207
LHO|LASALLE HOTEL PROP|GNAV|GREEN STREET TRADING, LLC|300
LHO|LASALLE HOTEL PROP|GSCO|GOLDMAN SACHS & CO. LLC|1522411
LHO|LASALLE HOTEL PROP|GSCS|GOLDMAN SACHS & CO. LLC|371611
LHO|LASALLE HOTEL PROP|GSLT|GOLDMAN SACHS & CO. LLC|31230
LHO|LASALLE HOTEL PROP|GTSZ|GTS SECURITIES LLC|235690
LHO|LASALLE HOTEL PROP|HRBF|American Enterprise Investment Services Inc.|2527
LHO|LASALLE HOTEL PROP|IATS|INTERACTIVE BROKERS LLC|16565
LHO|LASALLE HOTEL PROP|IBKR|Interactive Brokers Llc|44091
LHO|LASALLE HOTEL PROP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|465
LHO|LASALLE HOTEL PROP|ICBX|INSTINET, LLC|280753
LHO|LASALLE HOTEL PROP|IEQY|CITADEL SECURITIES LLC|249981
LHO|LASALLE HOTEL PROP|INCA|INSTINET, LLC|649012
LHO|LASALLE HOTEL PROP|INJX|INSTINET, LLC|853
LHO|LASALLE HOTEL PROP|INTL|INTL FCSTONE FINANCIAL INC.|1872
LHO|LASALLE HOTEL PROP|ITGI|ITG Inc.|115178
LHO|LASALLE HOTEL PROP|ITGP|ITG INC.|645200
LHO|LASALLE HOTEL PROP|JEFF|JEFFERIES LLC|225805
LHO|LASALLE HOTEL PROP|JMPT|JUMP TRADING, LLC|228762
LHO|LASALLE HOTEL PROP|JONE|JonesTrading|27843
LHO|LASALLE HOTEL PROP|JPBX|J.P. MORGAN SECURITIES LLC|37133
LHO|LASALLE HOTEL PROP|JPMX|J.P. Morgan Securities LLC|1225768
LHO|LASALLE HOTEL PROP|JSJX|JANE STREET CAPITAL LLC|3617
LHO|LASALLE HOTEL PROP|KBWI|Keefe, Bruyette & Woods, Inc.|9500
LHO|LASALLE HOTEL PROP|KCGM|VIRTU Americas LLC|292669
LHO|LASALLE HOTEL PROP|LEHM|Barclays Capital Inc./Le|1480687
LHO|LASALLE HOTEL PROP|LIME|Lime Brokerage LLC|889625
LHO|LASALLE HOTEL PROP|LOOP|Loop Capital Markets LLC|2504
LHO|LASALLE HOTEL PROP|LQNA|LIQUIDNET, INC.|91100
LHO|LASALLE HOTEL PROP|LSCI|Lek Securities Corporation|559
LHO|LASALLE HOTEL PROP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5285
LHO|LASALLE HOTEL PROP|MACC|Mid Atlantic Capital Corporation|725
LHO|LASALLE HOTEL PROP|MBTS|ALLY INVEST SECURITIES LLC|400
LHO|LASALLE HOTEL PROP|MCBT|Moors & Cabot, Inc.|3468
LHO|LASALLE HOTEL PROP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|320672
LHO|LASALLE HOTEL PROP|MNDX|TJM Investments, LLC|41750
LHO|LASALLE HOTEL PROP|MOTF|MOTIF INVESTING, INC.|5
LHO|LASALLE HOTEL PROP|MSCO|MORGAN STANLEY & CO. LLC|6837039
LHO|LASALLE HOTEL PROP|MSPL|MORGAN STANLEY & CO. LLC|892100
LHO|LASALLE HOTEL PROP|MSTX|MORGAN STANLEY & CO. LLC|120400
LHO|LASALLE HOTEL PROP|NFSC|National Financial Services LLC|35473
LHO|LASALLE HOTEL PROP|NITE|VIRTU Americas LLC|406889
LHO|LASALLE HOTEL PROP|NITP|VIRTU Americas LLC|2000
LHO|LASALLE HOTEL PROP|NQRB|Brut, LLC|46159
LHO|LASALLE HOTEL PROP|NTRC|Northern Trust Securities, Inc.|2671
LHO|LASALLE HOTEL PROP|OPCO|Oppenheimer & Co. Inc.|16
LHO|LASALLE HOTEL PROP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2282
LHO|LASALLE HOTEL PROP|PDQM|CODA MARKETS, INC.|251062
LHO|LASALLE HOTEL PROP|PIPR|Piper Jaffray & Co.|27386
LHO|LASALLE HOTEL PROP|PWJC|UBS Financial Services, Inc.|1000
LHO|LASALLE HOTEL PROP|QMSR|QUATTRO M SECURITIES INC.|2133
LHO|LASALLE HOTEL PROP|RBCM|RBC CAPITAL MARKETS, LLC|854
LHO|LASALLE HOTEL PROP|SAGL|SAGETRADER, LLC|15821
LHO|LASALLE HOTEL PROP|SAGW|SAGETRADER, LLC|998
LHO|LASALLE HOTEL PROP|SBSH|Citigroup Global Markets Inc.|363662
LHO|LASALLE HOTEL PROP|SGMT|GOLDMAN SACHS & CO. LLC|560455
LHO|LASALLE HOTEL PROP|SIBO|Prime Executions, Inc.|12600
LHO|LASALLE HOTEL PROP|SPDR|SPEEDROUTE LLC|92098
LHO|LASALLE HOTEL PROP|STFL|Stifel, Nicolaus & Company, Incorporated|1291
LHO|LASALLE HOTEL PROP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18251
LHO|LASALLE HOTEL PROP|SWIM|TD Ameritrade, Inc.|3181
LHO|LASALLE HOTEL PROP|TMBR|Timber Hill LLC|26
LHO|LASALLE HOTEL PROP|TRBT|Tradebot Systems, Inc.|423367
LHO|LASALLE HOTEL PROP|TRCM|TRC MARKETS LLC|374385
LHO|LASALLE HOTEL PROP|UBSA|UBS SECURITIES LLC|2030134
LHO|LASALLE HOTEL PROP|UBSS|UBS Securities LLC|763453
LHO|LASALLE HOTEL PROP|UFPA|UNITED FIRST PARTNERS LLC|1003899
LHO|LASALLE HOTEL PROP|VALX|VIRTU AMERICAS LLC|15466
LHO|LASALLE HOTEL PROP|VGRD|Vanguard Marketing Corporation|7870
LHO|LASALLE HOTEL PROP|WBET|Wallachbeth Capital LLC|38412
LHO|LASALLE HOTEL PROP|WBPX|SUMMIT SECURITIES GROUP, LLC|2501
LHO|LASALLE HOTEL PROP|WCHV|WELLS FARGO SECURITIES, LLC|47235
LHO|LASALLE HOTEL PROP|WDNX|WEEDEN & CO.L.P.|782
LHO|LASALLE HOTEL PROP|WEDB|WEDBUSH SECURITIES INC.|12888
LHO|LASALLE HOTEL PROP|WEED|Weeden & Co.L.P.|760
LHO|LASALLE HOTEL PROP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5663
LHO|LASALLE HOTEL PROP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|803
LHO|LASALLE HOTEL PROP|WGIF|CIBC World Markets Inc.|100
LHO|LASALLE HOTEL PROP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|174
LHO|LASALLE HOTEL PROP|WSEA|WOLVERINE SECURITIES, LLC|14
LHO|LASALLE HOTEL PROP|XSTM|NATIONAL FINANCIAL SERVICES LLC|92748
LHO|LASALLE HOTEL PROP|YKNA|COMHAR CAPITAL MARKETS, LLC|8786
LHO|LASALLE HOTEL PROP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
LHO$I|LASALLE HOTEL PPTIES|BATM|CBOE TRADING, INC.|500
LHO$I|LASALLE HOTEL PPTIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27
LHO$I|LASALLE HOTEL PPTIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
LHO$I|LASALLE HOTEL PPTIES|DBAX|Deutsche Bank Securities Inc.|300
LHO$I|LASALLE HOTEL PPTIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
LHO$I|LASALLE HOTEL PPTIES|ETRS|E*Trade Securities LLC|1650
LHO$I|LASALLE HOTEL PPTIES|HRBF|American Enterprise Investment Services Inc.|300
LHO$I|LASALLE HOTEL PPTIES|KCGM|VIRTU Americas LLC|100
LHO$I|LASALLE HOTEL PPTIES|LEHM|Barclays Capital Inc./Le|200
LHO$I|LASALLE HOTEL PPTIES|LIME|Lime Brokerage LLC|6
LHO$I|LASALLE HOTEL PPTIES|MSCO|MORGAN STANLEY & CO. LLC|1925
LHO$I|LASALLE HOTEL PPTIES|NFSC|National Financial Services LLC|4635
LHO$I|LASALLE HOTEL PPTIES|NITE|VIRTU Americas LLC|3835
LHO$I|LASALLE HOTEL PPTIES|NQRB|Brut, LLC|27
LHO$I|LASALLE HOTEL PPTIES|PDQM|CODA MARKETS, INC.|100
LHO$I|LASALLE HOTEL PPTIES|SIBO|Prime Executions, Inc.|105
LHO$I|LASALLE HOTEL PPTIES|SPDR|SPEEDROUTE LLC|200
LHO$I|LASALLE HOTEL PPTIES|STFL|Stifel, Nicolaus & Company, Incorporated|500
LHO$I|LASALLE HOTEL PPTIES|UBSA|UBS SECURITIES LLC|10050
LHO$I|LASALLE HOTEL PPTIES|UBSS|UBS Securities LLC|16975
LHO$I|LASALLE HOTEL PPTIES|WCHV|WELLS FARGO SECURITIES, LLC|3149
LHO$I|LASALLE HOTEL PPTIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|800
LHO$J|LASALLE HOTEL 6.3 PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45311
LHO$J|LASALLE HOTEL 6.3 PF|CXCX|CITIGROUP GLOBAL MARKETS INC.|422
LHO$J|LASALLE HOTEL 6.3 PF|DBAX|Deutsche Bank Securities Inc.|6600
LHO$J|LASALLE HOTEL 6.3 PF|EBXL|EBX LLC|1200
LHO$J|LASALLE HOTEL 6.3 PF|EGXM|CBOE TRADING, INC.|100
LHO$J|LASALLE HOTEL 6.3 PF|ETRS|E*Trade Securities LLC|6000
LHO$J|LASALLE HOTEL 6.3 PF|GEBB|GLOBAL EXECUTION BROKERS, LP|400
LHO$J|LASALLE HOTEL 6.3 PF|GLPX|ACS EXECUTION SERVICES, LLC|2
LHO$J|LASALLE HOTEL 6.3 PF|GSCS|GOLDMAN SACHS & CO. LLC|100
LHO$J|LASALLE HOTEL 6.3 PF|GTSZ|GTS SECURITIES LLC|400
LHO$J|LASALLE HOTEL 6.3 PF|HRBF|American Enterprise Investment Services Inc.|223
LHO$J|LASALLE HOTEL 6.3 PF|IBKR|Interactive Brokers Llc|28
LHO$J|LASALLE HOTEL 6.3 PF|ICBX|INSTINET, LLC|500
LHO$J|LASALLE HOTEL 6.3 PF|INCA|INSTINET, LLC|354
LHO$J|LASALLE HOTEL 6.3 PF|INJX|INSTINET, LLC|712
LHO$J|LASALLE HOTEL 6.3 PF|ITGI|ITG Inc.|100
LHO$J|LASALLE HOTEL 6.3 PF|JEFF|JEFFERIES LLC|110643
LHO$J|LASALLE HOTEL 6.3 PF|LEHM|Barclays Capital Inc./Le|21400
LHO$J|LASALLE HOTEL 6.3 PF|LIME|Lime Brokerage LLC|100
LHO$J|LASALLE HOTEL 6.3 PF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
LHO$J|LASALLE HOTEL 6.3 PF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
LHO$J|LASALLE HOTEL 6.3 PF|MSCO|MORGAN STANLEY & CO. LLC|100
LHO$J|LASALLE HOTEL 6.3 PF|MSPL|MORGAN STANLEY & CO. LLC|500
LHO$J|LASALLE HOTEL 6.3 PF|NFSC|National Financial Services LLC|24388
LHO$J|LASALLE HOTEL 6.3 PF|NITE|VIRTU Americas LLC|22720
LHO$J|LASALLE HOTEL 6.3 PF|NQRB|Brut, LLC|590
LHO$J|LASALLE HOTEL 6.3 PF|OPCO|Oppenheimer & Co. Inc.|480
LHO$J|LASALLE HOTEL 6.3 PF|PDQM|CODA MARKETS, INC.|3
LHO$J|LASALLE HOTEL 6.3 PF|RBCM|RBC CAPITAL MARKETS, LLC|290
LHO$J|LASALLE HOTEL 6.3 PF|SGMT|GOLDMAN SACHS & CO. LLC|800
LHO$J|LASALLE HOTEL 6.3 PF|SIBO|Prime Executions, Inc.|179
LHO$J|LASALLE HOTEL 6.3 PF|TRBT|Tradebot Systems, Inc.|1121
LHO$J|LASALLE HOTEL 6.3 PF|UBSA|UBS SECURITIES LLC|60152
LHO$J|LASALLE HOTEL 6.3 PF|UBSS|UBS Securities LLC|277
LHO$J|LASALLE HOTEL 6.3 PF|WCHV|WELLS FARGO SECURITIES, LLC|12327
LHO$J|LASALLE HOTEL 6.3 PF|YKNA|COMHAR CAPITAL MARKETS, LLC|1
LIFE|ATYR PHARMA, INC. CM|ALTX|Alternet Securities Inc.|25196
LIFE|ATYR PHARMA, INC. CM|APCC|Apex Clearing Corporation|242765
LIFE|ATYR PHARMA, INC. CM|BATM|CBOE TRADING, INC.|3414
LIFE|ATYR PHARMA, INC. CM|BIMI|Banca IMI Securities Corp.|103869
LIFE|ATYR PHARMA, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29663
LIFE|ATYR PHARMA, INC. CM|BLKX|INSTINET, LLC|5000
LIFE|ATYR PHARMA, INC. CM|BTIG|BTIG, LLC|48301
LIFE|ATYR PHARMA, INC. CM|CANT|Cantor Fitzgerald & Co.|492
LIFE|ATYR PHARMA, INC. CM|CHAS|Charles Schwab & Co., Inc.|34496
LIFE|ATYR PHARMA, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30450
LIFE|ATYR PHARMA, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|60611
LIFE|ATYR PHARMA, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|91210
LIFE|ATYR PHARMA, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|76950
LIFE|ATYR PHARMA, INC. CM|CTDL|Citadel Derivatives Group Llc|6244
LIFE|ATYR PHARMA, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|13526
LIFE|ATYR PHARMA, INC. CM|DBAB|Deutsche Bank Securities Inc.|217676
LIFE|ATYR PHARMA, INC. CM|DBAX|Deutsche Bank Securities Inc.|17000
LIFE|ATYR PHARMA, INC. CM|DEGS|RONIN PROFESSIONAL LLC|24032
LIFE|ATYR PHARMA, INC. CM|EBXL|EBX LLC|109400
LIFE|ATYR PHARMA, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4015
LIFE|ATYR PHARMA, INC. CM|EGAM|CBOE TRADING, INC.|31561
LIFE|ATYR PHARMA, INC. CM|EGXM|CBOE TRADING, INC.|25870
LIFE|ATYR PHARMA, INC. CM|EGXW|CBOE TRADING, INC.|101
LIFE|ATYR PHARMA, INC. CM|EROP|Eroom Securities L.L.C.|3000
LIFE|ATYR PHARMA, INC. CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4000
LIFE|ATYR PHARMA, INC. CM|ETRS|E*Trade Securities LLC|2457905
LIFE|ATYR PHARMA, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|166023
LIFE|ATYR PHARMA, INC. CM|FBSB|U.S. Bancorp Investments, Inc.|1000
LIFE|ATYR PHARMA, INC. CM|FILL|Tradestation Securities, Inc.|158650
LIFE|ATYR PHARMA, INC. CM|FMAF|NBCN Inc./ CDS|7740
LIFE|ATYR PHARMA, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|3886164
LIFE|ATYR PHARMA, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85
LIFE|ATYR PHARMA, INC. CM|FTBR|Foliofn Investments, Inc.|4223
LIFE|ATYR PHARMA, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|7295
LIFE|ATYR PHARMA, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|24502
LIFE|ATYR PHARMA, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|42707
LIFE|ATYR PHARMA, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|32041
LIFE|ATYR PHARMA, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|32495
LIFE|ATYR PHARMA, INC. CM|GTSZ|GTS SECURITIES LLC|9
LIFE|ATYR PHARMA, INC. CM|HASF|Haywood Securities Inc./CDS|10000
LIFE|ATYR PHARMA, INC. CM|IATS|INTERACTIVE BROKERS LLC|86965
LIFE|ATYR PHARMA, INC. CM|IBKR|Interactive Brokers Llc|1089714
LIFE|ATYR PHARMA, INC. CM|ICBX|INSTINET, LLC|29049
LIFE|ATYR PHARMA, INC. CM|INCA|INSTINET, LLC|91864
LIFE|ATYR PHARMA, INC. CM|INJX|INSTINET, LLC|1640
LIFE|ATYR PHARMA, INC. CM|ITGI|ITG Inc.|28181
LIFE|ATYR PHARMA, INC. CM|ITGP|ITG INC.|66200
LIFE|ATYR PHARMA, INC. CM|JEFF|JEFFERIES LLC|620
LIFE|ATYR PHARMA, INC. CM|JMPT|JUMP TRADING, LLC|41951
LIFE|ATYR PHARMA, INC. CM|JONE|JonesTrading|108085
LIFE|ATYR PHARMA, INC. CM|JPMX|J.P. Morgan Securities LLC|26900
LIFE|ATYR PHARMA, INC. CM|JSJX|JANE STREET CAPITAL LLC|309
LIFE|ATYR PHARMA, INC. CM|KCGM|VIRTU Americas LLC|140493
LIFE|ATYR PHARMA, INC. CM|LEHM|Barclays Capital Inc./Le|257920
LIFE|ATYR PHARMA, INC. CM|LIME|Lime Brokerage LLC|65348
LIFE|ATYR PHARMA, INC. CM|LSCI|Lek Securities Corporation|4228
LIFE|ATYR PHARMA, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5800
LIFE|ATYR PHARMA, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33878
LIFE|ATYR PHARMA, INC. CM|MOTF|MOTIF INVESTING, INC.|1
LIFE|ATYR PHARMA, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|1022335
LIFE|ATYR PHARMA, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|5500
LIFE|ATYR PHARMA, INC. CM|NBCS|NBC Securities, INC.|1200
LIFE|ATYR PHARMA, INC. CM|NFSC|National Financial Services LLC|2097723
LIFE|ATYR PHARMA, INC. CM|NITE|VIRTU Americas LLC|5258271
LIFE|ATYR PHARMA, INC. CM|NITP|VIRTU Americas LLC|704
LIFE|ATYR PHARMA, INC. CM|NQRB|Brut, LLC|9902
LIFE|ATYR PHARMA, INC. CM|OPCO|Oppenheimer & Co. Inc.|10600
LIFE|ATYR PHARMA, INC. CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1600
LIFE|ATYR PHARMA, INC. CM|PCPT|PHILLIP CAPITAL INC.|15820
LIFE|ATYR PHARMA, INC. CM|PDQM|CODA MARKETS, INC.|123747
LIFE|ATYR PHARMA, INC. CM|RAJA|Raymond James & Associates, Inc.|9600
LIFE|ATYR PHARMA, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|17200
LIFE|ATYR PHARMA, INC. CM|SAGL|SAGETRADER, LLC|19900
LIFE|ATYR PHARMA, INC. CM|SBSH|Citigroup Global Markets Inc.|18950
LIFE|ATYR PHARMA, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|33736
LIFE|ATYR PHARMA, INC. CM|SPDR|SPEEDROUTE LLC|198776
LIFE|ATYR PHARMA, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|6000
LIFE|ATYR PHARMA, INC. CM|SWIM|TD Ameritrade, Inc.|1921343
LIFE|ATYR PHARMA, INC. CM|SWST|Hilltop Securities Inc.|4850
LIFE|ATYR PHARMA, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|19626
LIFE|ATYR PHARMA, INC. CM|TRBT|Tradebot Systems, Inc.|23730
LIFE|ATYR PHARMA, INC. CM|TRCM|TRC MARKETS LLC|4897
LIFE|ATYR PHARMA, INC. CM|TTUC|CUTTONE & CO., INC.|4299
LIFE|ATYR PHARMA, INC. CM|TWTT|TASTYWORKS, INC.|12093
LIFE|ATYR PHARMA, INC. CM|UBSA|UBS SECURITIES LLC|252991
LIFE|ATYR PHARMA, INC. CM|UBSS|UBS Securities LLC|341598
LIFE|ATYR PHARMA, INC. CM|VALX|VIRTU AMERICAS LLC|4189
LIFE|ATYR PHARMA, INC. CM|VGRD|Vanguard Marketing Corporation|169210
LIFE|ATYR PHARMA, INC. CM|VSIN|Vision Financial Markets Llc|242048
LIFE|ATYR PHARMA, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|52368
LIFE|ATYR PHARMA, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|78837
LIFE|ATYR PHARMA, INC. CM|WGIF|CIBC World Markets Inc.|123151
LIFE|ATYR PHARMA, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|196940
LIFE|ATYR PHARMA, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|10000
LIFE|ATYR PHARMA, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|9251
LII|LENNOX INTL INC|ABLE|NATIXIS Securities Americas LLC|4230
LII|LENNOX INTL INC|ALTX|Alternet Securities Inc.|800
LII|LENNOX INTL INC|ANOS|ABEL/NOSER, L.L.C.|1200
LII|LENNOX INTL INC|APCC|Apex Clearing Corporation|33
LII|LENNOX INTL INC|BANK|Primevest Financial Services, Inc.|10
LII|LENNOX INTL INC|BARD|Robert W. Baird & Co. Incorporated|1954
LII|LENNOX INTL INC|BATM|CBOE TRADING, INC.|4447
LII|LENNOX INTL INC|BAYC|BAY CREST PARTNERS, LLC|204
LII|LENNOX INTL INC|BAYT|BTIG, LLC|14350
LII|LENNOX INTL INC|BBNT|BB&T SECURITIES, LLC|256
LII|LENNOX INTL INC|BERN|Sanford C. Bernstein & Co., LLC|42596
LII|LENNOX INTL INC|BIDS|BIDS TRADING L.P.|97400
LII|LENNOX INTL INC|BIMI|Banca IMI Securities Corp.|1
LII|LENNOX INTL INC|BKCM|BNY Mellon Capital Markets LLC|6555
LII|LENNOX INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|738
LII|LENNOX INTL INC|BLKX|INSTINET, LLC|80390
LII|LENNOX INTL INC|BNCH|The Benchmark Company, LLC|6409
LII|LENNOX INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|17873
LII|LENNOX INTL INC|BRVL|BLAYLOCK VAN, LLC|300
LII|LENNOX INTL INC|BTIG|BTIG, LLC|619
LII|LENNOX INTL INC|BYXM|CBOE TRADING, INC.|103
LII|LENNOX INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|100
LII|LENNOX INTL INC|CANT|Cantor Fitzgerald & Co.|14
LII|LENNOX INTL INC|CHAS|Charles Schwab & Co., Inc.|1887
LII|LENNOX INTL INC|CIST|Capital Institutional Services, Inc.|522
LII|LENNOX INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25673
LII|LENNOX INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29
LII|LENNOX INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195373
LII|LENNOX INTL INC|CTDL|Citadel Derivatives Group Llc|3839
LII|LENNOX INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|22670
LII|LENNOX INTL INC|DADA|D.A. Davidson & Co.|92
LII|LENNOX INTL INC|DBAB|Deutsche Bank Securities Inc.|49659
LII|LENNOX INTL INC|DBAX|Deutsche Bank Securities Inc.|95400
LII|LENNOX INTL INC|DBUL|Deutsche Bank Securities Inc.|600
LII|LENNOX INTL INC|DCHF|Dart Executions, LLC|513
LII|LENNOX INTL INC|DEAN|MORGAN STANLEY|1881
LII|LENNOX INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1015
LII|LENNOX INTL INC|EBXL|EBX LLC|50100
LII|LENNOX INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3969
LII|LENNOX INTL INC|EDJO|Edward D. Jones & Co., L.P.|382
LII|LENNOX INTL INC|EGAM|CBOE TRADING, INC.|1802
LII|LENNOX INTL INC|EGAW|CBOE TRADING, INC.|116
LII|LENNOX INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|434
LII|LENNOX INTL INC|EGXM|CBOE TRADING, INC.|182
LII|LENNOX INTL INC|ETBE|Electronic Transaction Clearing, Inc.|89
LII|LENNOX INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18722
LII|LENNOX INTL INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|156
LII|LENNOX INTL INC|ETRS|E*Trade Securities LLC|2597
LII|LENNOX INTL INC|FBSB|U.S. Bancorp Investments, Inc.|3
LII|LENNOX INTL INC|FILL|Tradestation Securities, Inc.|215
LII|LENNOX INTL INC|FMAF|NBCN Inc./ CDS|405
LII|LENNOX INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2601
LII|LENNOX INTL INC|FQLS|Quantlab Securities LP|66783
LII|LENNOX INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32150
LII|LENNOX INTL INC|FTBR|Foliofn Investments, Inc.|513
LII|LENNOX INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|11639
LII|LENNOX INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|305882
LII|LENNOX INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|912
LII|LENNOX INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|373
LII|LENNOX INTL INC|GTSZ|GTS SECURITIES LLC|42827
LII|LENNOX INTL INC|HPPX|POTAMUS TRADING, LLC|246
LII|LENNOX INTL INC|HRBF|American Enterprise Investment Services Inc.|939
LII|LENNOX INTL INC|IATS|INTERACTIVE BROKERS LLC|4802
LII|LENNOX INTL INC|IBKR|Interactive Brokers Llc|4756
LII|LENNOX INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|352
LII|LENNOX INTL INC|ICBX|INSTINET, LLC|31786
LII|LENNOX INTL INC|IEQY|CITADEL SECURITIES LLC|33737
LII|LENNOX INTL INC|INCA|INSTINET, LLC|46489
LII|LENNOX INTL INC|INJX|INSTINET, LLC|1285
LII|LENNOX INTL INC|ITGI|ITG Inc.|28832
LII|LENNOX INTL INC|ITGP|ITG INC.|57200
LII|LENNOX INTL INC|JANY|Janney Montgomery Scott Inc.|745
LII|LENNOX INTL INC|JEFF|JEFFERIES LLC|78459
LII|LENNOX INTL INC|JMPT|JUMP TRADING, LLC|12818
LII|LENNOX INTL INC|JONE|JonesTrading|2150
LII|LENNOX INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|10898
LII|LENNOX INTL INC|JPMX|J.P. Morgan Securities LLC|297501
LII|LENNOX INTL INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
LII|LENNOX INTL INC|JSJX|JANE STREET CAPITAL LLC|7404
LII|LENNOX INTL INC|KCGM|VIRTU Americas LLC|25131
LII|LENNOX INTL INC|KEYB|KEYBANC CAPITAL MARKETS INC.|6000
LII|LENNOX INTL INC|LEHM|Barclays Capital Inc./Le|167605
LII|LENNOX INTL INC|LIME|Lime Brokerage LLC|5666
LII|LENNOX INTL INC|LQNA|LIQUIDNET, INC.|120500
LII|LENNOX INTL INC|MBTS|ALLY INVEST SECURITIES LLC|63
LII|LENNOX INTL INC|MCMF|Raymond James Ltd. Cds|496
LII|LENNOX INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61745
LII|LENNOX INTL INC|MOTF|MOTIF INVESTING, INC.|1
LII|LENNOX INTL INC|MSCO|MORGAN STANLEY & CO. LLC|287491
LII|LENNOX INTL INC|MSPL|MORGAN STANLEY & CO. LLC|109400
LII|LENNOX INTL INC|MSTX|MORGAN STANLEY & CO. LLC|14900
LII|LENNOX INTL INC|MTON|MILLINGTON SECURITIES, INC.|8621
LII|LENNOX INTL INC|MULL|MARK J. MULLER EQUITIES, INC.|4729
LII|LENNOX INTL INC|NEED|Needham & Company, LLC|91
LII|LENNOX INTL INC|NFSC|National Financial Services LLC|17406
LII|LENNOX INTL INC|NITE|VIRTU Americas LLC|61842
LII|LENNOX INTL INC|NITP|VIRTU Americas LLC|100
LII|LENNOX INTL INC|NQRB|Brut, LLC|333
LII|LENNOX INTL INC|NTRC|Northern Trust Securities, Inc.|46
LII|LENNOX INTL INC|OHOS|TWO SIGMA SECURITIES, LLC|4594
LII|LENNOX INTL INC|OPCO|Oppenheimer & Co. Inc.|587
LII|LENNOX INTL INC|PDQM|CODA MARKETS, INC.|37845
LII|LENNOX INTL INC|PHLY|NASDAQ Execution Services, LLC|1400
LII|LENNOX INTL INC|PICT|Pictet Overseas Inc.|10
LII|LENNOX INTL INC|PWJC|UBS Financial Services, Inc.|137
LII|LENNOX INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|1746
LII|LENNOX INTL INC|RHOX|XR Securities LLC|7758
LII|LENNOX INTL INC|SAGL|SAGETRADER, LLC|1690
LII|LENNOX INTL INC|SAGW|SAGETRADER, LLC|4
LII|LENNOX INTL INC|SBSH|Citigroup Global Markets Inc.|21134
LII|LENNOX INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|43319
LII|LENNOX INTL INC|SPDR|SPEEDROUTE LLC|1900
LII|LENNOX INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|746
LII|LENNOX INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3520
LII|LENNOX INTL INC|SWIM|TD Ameritrade, Inc.|128
LII|LENNOX INTL INC|SWST|Hilltop Securities Inc.|140
LII|LENNOX INTL INC|TKNG|ALLY INVEST SECURITIES LLC|195
LII|LENNOX INTL INC|TMBR|Timber Hill LLC|5
LII|LENNOX INTL INC|TRBT|Tradebot Systems, Inc.|36961
LII|LENNOX INTL INC|TRCM|TRC MARKETS LLC|12725
LII|LENNOX INTL INC|UBSA|UBS SECURITIES LLC|328388
LII|LENNOX INTL INC|UBSS|UBS Securities LLC|383388
LII|LENNOX INTL INC|VALX|VIRTU AMERICAS LLC|6451
LII|LENNOX INTL INC|VGRD|Vanguard Marketing Corporation|66
LII|LENNOX INTL INC|WABR|Wall Street Access|9100
LII|LENNOX INTL INC|WBLR|WILLIAM BLAIR|350
LII|LENNOX INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2300
LII|LENNOX INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|25529
LII|LENNOX INTL INC|WEDB|WEDBUSH SECURITIES INC.|23
LII|LENNOX INTL INC|WEED|Weeden & Co.L.P.|402
LII|LENNOX INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8338
LII|LENNOX INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1750
LII|LENNOX INTL INC|WGIF|CIBC World Markets Inc.|191
LII|LENNOX INTL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|148
LII|LENNOX INTL INC|WSAG|WALL STREET ACCESS|150
LII|LENNOX INTL INC|WSEA|WOLVERINE SECURITIES, LLC|320
LII|LENNOX INTL INC|XIST|INSTINET, LLC|2600
LII|LENNOX INTL INC|XPQR|Jump Trading|1501
LII|LENNOX INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4296
LII|LENNOX INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|8726
LII|LENNOX INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1908
LILA|LIBERTY LTN AM CM A|ALTX|Alternet Securities Inc.|5213
LILA|LIBERTY LTN AM CM A|APCC|Apex Clearing Corporation|11
LILA|LIBERTY LTN AM CM A|BARD|Robert W. Baird & Co. Incorporated|37
LILA|LIBERTY LTN AM CM A|BATM|CBOE TRADING, INC.|1697
LILA|LIBERTY LTN AM CM A|BAYC|BAY CREST PARTNERS, LLC|2160
LILA|LIBERTY LTN AM CM A|BERN|Sanford C. Bernstein & Co., LLC|4661
LILA|LIBERTY LTN AM CM A|BIMI|Banca IMI Securities Corp.|50
LILA|LIBERTY LTN AM CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6171
LILA|LIBERTY LTN AM CM A|BMOC|BMO Capital Markets Corp.|3278
LILA|LIBERTY LTN AM CM A|BNPX|BNP PARIBAS SECURITIES CORP.|7670
LILA|LIBERTY LTN AM CM A|BTIG|BTIG, LLC|4724
LILA|LIBERTY LTN AM CM A|BYXM|CBOE TRADING, INC.|531
LILA|LIBERTY LTN AM CM A|CAMC|Cambria Capital, LLC|64
LILA|LIBERTY LTN AM CM A|CANT|Cantor Fitzgerald & Co.|3041
LILA|LIBERTY LTN AM CM A|CHAS|Charles Schwab & Co., Inc.|2000
LILA|LIBERTY LTN AM CM A|CLSA|CLSA AMERICAS, LLC|100
LILA|LIBERTY LTN AM CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7304
LILA|LIBERTY LTN AM CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17837
LILA|LIBERTY LTN AM CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
LILA|LIBERTY LTN AM CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103732
LILA|LIBERTY LTN AM CM A|CTDL|Citadel Derivatives Group Llc|20910
LILA|LIBERTY LTN AM CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|24174
LILA|LIBERTY LTN AM CM A|DAVA|Davenport & Company LLC|2850
LILA|LIBERTY LTN AM CM A|DBAB|Deutsche Bank Securities Inc.|483413
LILA|LIBERTY LTN AM CM A|DBAX|Deutsche Bank Securities Inc.|112000
LILA|LIBERTY LTN AM CM A|DEAN|MORGAN STANLEY|1765
LILA|LIBERTY LTN AM CM A|DEGS|RONIN PROFESSIONAL LLC|4598
LILA|LIBERTY LTN AM CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32212
LILA|LIBERTY LTN AM CM A|DRWK|DRW SECURITIES, L.L.C.|2775
LILA|LIBERTY LTN AM CM A|EBXL|EBX LLC|166400
LILA|LIBERTY LTN AM CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|5555
LILA|LIBERTY LTN AM CM A|EDJO|Edward D. Jones & Co., L.P.|9
LILA|LIBERTY LTN AM CM A|EGAM|CBOE TRADING, INC.|11825
LILA|LIBERTY LTN AM CM A|EGXM|CBOE TRADING, INC.|1509
LILA|LIBERTY LTN AM CM A|ETBE|Electronic Transaction Clearing, Inc.|67147
LILA|LIBERTY LTN AM CM A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
LILA|LIBERTY LTN AM CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9573
LILA|LIBERTY LTN AM CM A|ETRS|E*Trade Securities LLC|6301
LILA|LIBERTY LTN AM CM A|FBCO|Credit Suisse Securities (USA) LLC|165737
LILA|LIBERTY LTN AM CM A|FFSI|Firstrade Securities Inc.|750
LILA|LIBERTY LTN AM CM A|FILL|Tradestation Securities, Inc.|1829
LILA|LIBERTY LTN AM CM A|FMAF|NBCN Inc./ CDS|24
LILA|LIBERTY LTN AM CM A|FMCO|First Manhattan Co|47
LILA|LIBERTY LTN AM CM A|FOMA|TD AMERITRADE CLEARING, INC.|6943
LILA|LIBERTY LTN AM CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3869
LILA|LIBERTY LTN AM CM A|FQLS|Quantlab Securities LP|125134
LILA|LIBERTY LTN AM CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87873
LILA|LIBERTY LTN AM CM A|FTBR|Foliofn Investments, Inc.|61
LILA|LIBERTY LTN AM CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|23213
LILA|LIBERTY LTN AM CM A|GLPX|ACS EXECUTION SERVICES, LLC|19137
LILA|LIBERTY LTN AM CM A|GSCO|GOLDMAN SACHS & CO. LLC|1974893
LILA|LIBERTY LTN AM CM A|GSCS|GOLDMAN SACHS & CO. LLC|33208
LILA|LIBERTY LTN AM CM A|GSLT|GOLDMAN SACHS & CO. LLC|7021
LILA|LIBERTY LTN AM CM A|GTSZ|GTS SECURITIES LLC|3394
LILA|LIBERTY LTN AM CM A|HSBC|HSBC Securities, Inc.|400
LILA|LIBERTY LTN AM CM A|IATS|INTERACTIVE BROKERS LLC|15440
LILA|LIBERTY LTN AM CM A|IBKR|Interactive Brokers Llc|63653
LILA|LIBERTY LTN AM CM A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
LILA|LIBERTY LTN AM CM A|ICBX|INSTINET, LLC|78375
LILA|LIBERTY LTN AM CM A|IEQY|CITADEL SECURITIES LLC|19403
LILA|LIBERTY LTN AM CM A|INCA|INSTINET, LLC|309892
LILA|LIBERTY LTN AM CM A|INJX|INSTINET, LLC|23109
LILA|LIBERTY LTN AM CM A|ITGI|ITG Inc.|458069
LILA|LIBERTY LTN AM CM A|ITGP|ITG INC.|116000
LILA|LIBERTY LTN AM CM A|JANY|Janney Montgomery Scott Inc.|200
LILA|LIBERTY LTN AM CM A|JEFF|JEFFERIES LLC|253284
LILA|LIBERTY LTN AM CM A|JMPT|JUMP TRADING, LLC|39515
LILA|LIBERTY LTN AM CM A|JPBX|J.P. MORGAN SECURITIES LLC|5400
LILA|LIBERTY LTN AM CM A|JPMX|J.P. Morgan Securities LLC|184081
LILA|LIBERTY LTN AM CM A|JSJX|JANE STREET CAPITAL LLC|7879
LILA|LIBERTY LTN AM CM A|KCGM|VIRTU Americas LLC|15564
LILA|LIBERTY LTN AM CM A|LEHM|Barclays Capital Inc./Le|1285150
LILA|LIBERTY LTN AM CM A|LIME|Lime Brokerage LLC|98854
LILA|LIBERTY LTN AM CM A|LMGP|LIME BROKERAGE LLC|43969
LILA|LIBERTY LTN AM CM A|LOOP|Loop Capital Markets LLC|6440
LILA|LIBERTY LTN AM CM A|LSCI|Lek Securities Corporation|100
LILA|LIBERTY LTN AM CM A|MACC|Mid Atlantic Capital Corporation|10
LILA|LIBERTY LTN AM CM A|MACQ|Macquarie Capital (USA) Inc.|3321
LILA|LIBERTY LTN AM CM A|MAXM|Maxim Group LLC|3402
LILA|LIBERTY LTN AM CM A|MBTS|ALLY INVEST SECURITIES LLC|1566
LILA|LIBERTY LTN AM CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38132
LILA|LIBERTY LTN AM CM A|MSCO|MORGAN STANLEY & CO. LLC|2112142
LILA|LIBERTY LTN AM CM A|MSPL|MORGAN STANLEY & CO. LLC|103600
LILA|LIBERTY LTN AM CM A|MSTX|MORGAN STANLEY & CO. LLC|57800
LILA|LIBERTY LTN AM CM A|NFSC|National Financial Services LLC|17731
LILA|LIBERTY LTN AM CM A|NITE|VIRTU Americas LLC|125127
LILA|LIBERTY LTN AM CM A|NITP|VIRTU Americas LLC|5700
LILA|LIBERTY LTN AM CM A|NQRB|Brut, LLC|20897
LILA|LIBERTY LTN AM CM A|OLDM|OLD MISSION CAPITAL, LLC|19210
LILA|LIBERTY LTN AM CM A|OPCO|Oppenheimer & Co. Inc.|756
LILA|LIBERTY LTN AM CM A|OTAA|OTA LLC|1200
LILA|LIBERTY LTN AM CM A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2494
LILA|LIBERTY LTN AM CM A|PDQM|CODA MARKETS, INC.|31700
LILA|LIBERTY LTN AM CM A|PIPR|Piper Jaffray & Co.|101
LILA|LIBERTY LTN AM CM A|PWJC|UBS Financial Services, Inc.|7063
LILA|LIBERTY LTN AM CM A|QMSR|QUATTRO M SECURITIES INC.|3168
LILA|LIBERTY LTN AM CM A|RBCM|RBC CAPITAL MARKETS, LLC|114
LILA|LIBERTY LTN AM CM A|SAGL|SAGETRADER, LLC|1051
LILA|LIBERTY LTN AM CM A|SBSH|Citigroup Global Markets Inc.|1244035
LILA|LIBERTY LTN AM CM A|SGMT|GOLDMAN SACHS & CO. LLC|44416
LILA|LIBERTY LTN AM CM A|SPDR|SPEEDROUTE LLC|21516
LILA|LIBERTY LTN AM CM A|STFL|Stifel, Nicolaus & Company, Incorporated|434
LILA|LIBERTY LTN AM CM A|SWIM|TD Ameritrade, Inc.|5013
LILA|LIBERTY LTN AM CM A|TKNG|ALLY INVEST SECURITIES LLC|617
LILA|LIBERTY LTN AM CM A|TRBT|Tradebot Systems, Inc.|108321
LILA|LIBERTY LTN AM CM A|TRCM|TRC MARKETS LLC|90689
LILA|LIBERTY LTN AM CM A|UBSA|UBS SECURITIES LLC|350246
LILA|LIBERTY LTN AM CM A|UBSS|UBS Securities LLC|1314709
LILA|LIBERTY LTN AM CM A|VALX|VIRTU AMERICAS LLC|7283
LILA|LIBERTY LTN AM CM A|VGRD|Vanguard Marketing Corporation|423
LILA|LIBERTY LTN AM CM A|WBPX|SUMMIT SECURITIES GROUP, LLC|200
LILA|LIBERTY LTN AM CM A|WCHV|WELLS FARGO SECURITIES, LLC|38215
LILA|LIBERTY LTN AM CM A|WDNX|WEEDEN & CO.L.P.|2308
LILA|LIBERTY LTN AM CM A|WEED|Weeden & Co.L.P.|10
LILA|LIBERTY LTN AM CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34398
LILA|LIBERTY LTN AM CM A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10452
LILA|LIBERTY LTN AM CM A|WFPB|Wells Fargo Securities, LLC.|2263
LILA|LIBERTY LTN AM CM A|WGIF|CIBC World Markets Inc.|516
LILA|LIBERTY LTN AM CM A|WSEA|WOLVERINE SECURITIES, LLC|354
LILA|LIBERTY LTN AM CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|10700
LILA|LIBERTY LTN AM CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|1517
LILA|LIBERTY LTN AM CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2775
LILAK|LIBERTY LTN AMR CM C|ADAM|CANACCORD GENUITY INC.|1600
LILAK|LIBERTY LTN AMR CM C|ALTX|Alternet Securities Inc.|48814
LILAK|LIBERTY LTN AMR CM C|APCC|Apex Clearing Corporation|722
LILAK|LIBERTY LTN AMR CM C|BARD|Robert W. Baird & Co. Incorporated|8
LILAK|LIBERTY LTN AMR CM C|BATM|CBOE TRADING, INC.|13743
LILAK|LIBERTY LTN AMR CM C|BAYC|BAY CREST PARTNERS, LLC|4514
LILAK|LIBERTY LTN AMR CM C|BBNT|BB&T SECURITIES, LLC|19
LILAK|LIBERTY LTN AMR CM C|BERN|Sanford C. Bernstein & Co., LLC|203301
LILAK|LIBERTY LTN AMR CM C|BIDS|BIDS TRADING L.P.|17600
LILAK|LIBERTY LTN AMR CM C|BIMI|Banca IMI Securities Corp.|122
LILAK|LIBERTY LTN AMR CM C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|225
LILAK|LIBERTY LTN AMR CM C|BLKX|INSTINET, LLC|70093
LILAK|LIBERTY LTN AMR CM C|BMOC|BMO Capital Markets Corp.|10384
LILAK|LIBERTY LTN AMR CM C|BNPX|BNP PARIBAS SECURITIES CORP.|21796
LILAK|LIBERTY LTN AMR CM C|BTIG|BTIG, LLC|177350
LILAK|LIBERTY LTN AMR CM C|BYXM|CBOE TRADING, INC.|916
LILAK|LIBERTY LTN AMR CM C|BZYD|GOLDMAN SACHS & CO. LLC|2717
LILAK|LIBERTY LTN AMR CM C|CANT|Cantor Fitzgerald & Co.|14918
LILAK|LIBERTY LTN AMR CM C|CHAS|Charles Schwab & Co., Inc.|1203
LILAK|LIBERTY LTN AMR CM C|CIST|Capital Institutional Services, Inc.|1331
LILAK|LIBERTY LTN AMR CM C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92990
LILAK|LIBERTY LTN AMR CM C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|151158
LILAK|LIBERTY LTN AMR CM C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
LILAK|LIBERTY LTN AMR CM C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|439264
LILAK|LIBERTY LTN AMR CM C|CTDL|Citadel Derivatives Group Llc|26356
LILAK|LIBERTY LTN AMR CM C|CTLR|CUTLER GROUP, LP|100
LILAK|LIBERTY LTN AMR CM C|CXCX|CITIGROUP GLOBAL MARKETS INC.|81162
LILAK|LIBERTY LTN AMR CM C|DAVA|Davenport & Company LLC|169
LILAK|LIBERTY LTN AMR CM C|DBAB|Deutsche Bank Securities Inc.|1002479
LILAK|LIBERTY LTN AMR CM C|DBAX|Deutsche Bank Securities Inc.|506900
LILAK|LIBERTY LTN AMR CM C|DBUL|Deutsche Bank Securities Inc.|100
LILAK|LIBERTY LTN AMR CM C|DEAN|MORGAN STANLEY|12348
LILAK|LIBERTY LTN AMR CM C|DEGS|RONIN PROFESSIONAL LLC|1730
LILAK|LIBERTY LTN AMR CM C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33790
LILAK|LIBERTY LTN AMR CM C|DRWK|DRW SECURITIES, L.L.C.|11292
LILAK|LIBERTY LTN AMR CM C|EBXL|EBX LLC|313600
LILAK|LIBERTY LTN AMR CM C|ECUT|CONVERGEX EXECUTION SOLUTIONS|44412
LILAK|LIBERTY LTN AMR CM C|EDJC|Edward Jones / CDS|37
LILAK|LIBERTY LTN AMR CM C|EDJO|Edward D. Jones & Co., L.P.|29
LILAK|LIBERTY LTN AMR CM C|EGAM|CBOE TRADING, INC.|53032
LILAK|LIBERTY LTN AMR CM C|EGAW|CBOE TRADING, INC.|200
LILAK|LIBERTY LTN AMR CM C|EGXM|CBOE TRADING, INC.|3513
LILAK|LIBERTY LTN AMR CM C|ETBE|Electronic Transaction Clearing, Inc.|10160
LILAK|LIBERTY LTN AMR CM C|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|25
LILAK|LIBERTY LTN AMR CM C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15660
LILAK|LIBERTY LTN AMR CM C|ETRS|E*Trade Securities LLC|20383
LILAK|LIBERTY LTN AMR CM C|FBCO|Credit Suisse Securities (USA) LLC|474218
LILAK|LIBERTY LTN AMR CM C|FILL|Tradestation Securities, Inc.|207
LILAK|LIBERTY LTN AMR CM C|FMAF|NBCN Inc./ CDS|70
LILAK|LIBERTY LTN AMR CM C|FMCO|First Manhattan Co|174
LILAK|LIBERTY LTN AMR CM C|FOMA|TD AMERITRADE CLEARING, INC.|63873
LILAK|LIBERTY LTN AMR CM C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18848
LILAK|LIBERTY LTN AMR CM C|FQLS|Quantlab Securities LP|580917
LILAK|LIBERTY LTN AMR CM C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|213602
LILAK|LIBERTY LTN AMR CM C|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|2000
LILAK|LIBERTY LTN AMR CM C|FTBR|Foliofn Investments, Inc.|38
LILAK|LIBERTY LTN AMR CM C|GEBB|GLOBAL EXECUTION BROKERS, LP|28011
LILAK|LIBERTY LTN AMR CM C|GLPX|ACS EXECUTION SERVICES, LLC|57947
LILAK|LIBERTY LTN AMR CM C|GSCO|GOLDMAN SACHS & CO. LLC|5049781
LILAK|LIBERTY LTN AMR CM C|GSCS|GOLDMAN SACHS & CO. LLC|22105
LILAK|LIBERTY LTN AMR CM C|GSLT|GOLDMAN SACHS & CO. LLC|13641
LILAK|LIBERTY LTN AMR CM C|GTSZ|GTS SECURITIES LLC|9813
LILAK|LIBERTY LTN AMR CM C|HRBF|American Enterprise Investment Services Inc.|394
LILAK|LIBERTY LTN AMR CM C|HSBC|HSBC Securities, Inc.|146890
LILAK|LIBERTY LTN AMR CM C|IATS|INTERACTIVE BROKERS LLC|5541
LILAK|LIBERTY LTN AMR CM C|IBKR|Interactive Brokers Llc|88334
LILAK|LIBERTY LTN AMR CM C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
LILAK|LIBERTY LTN AMR CM C|ICBX|INSTINET, LLC|145768
LILAK|LIBERTY LTN AMR CM C|IEQY|CITADEL SECURITIES LLC|26171
LILAK|LIBERTY LTN AMR CM C|INCA|INSTINET, LLC|822569
LILAK|LIBERTY LTN AMR CM C|INJX|INSTINET, LLC|39539
LILAK|LIBERTY LTN AMR CM C|INTL|INTL FCSTONE FINANCIAL INC.|52
LILAK|LIBERTY LTN AMR CM C|ITGI|ITG Inc.|414160
LILAK|LIBERTY LTN AMR CM C|ITGP|ITG INC.|636400
LILAK|LIBERTY LTN AMR CM C|JANY|Janney Montgomery Scott Inc.|19
LILAK|LIBERTY LTN AMR CM C|JEFF|JEFFERIES LLC|561058
LILAK|LIBERTY LTN AMR CM C|JMPT|JUMP TRADING, LLC|100609
LILAK|LIBERTY LTN AMR CM C|JONE|JonesTrading|220200
LILAK|LIBERTY LTN AMR CM C|JPBX|J.P. MORGAN SECURITIES LLC|48750
LILAK|LIBERTY LTN AMR CM C|JPMX|J.P. Morgan Securities LLC|658071
LILAK|LIBERTY LTN AMR CM C|JSJX|JANE STREET CAPITAL LLC|8046
LILAK|LIBERTY LTN AMR CM C|KCGM|VIRTU Americas LLC|64976
LILAK|LIBERTY LTN AMR CM C|LEHM|Barclays Capital Inc./Le|2456070
LILAK|LIBERTY LTN AMR CM C|LIME|Lime Brokerage LLC|312452
LILAK|LIBERTY LTN AMR CM C|LMGP|LIME BROKERAGE LLC|20600
LILAK|LIBERTY LTN AMR CM C|LOOP|Loop Capital Markets LLC|25483
LILAK|LIBERTY LTN AMR CM C|LQNA|LIQUIDNET, INC.|37700
LILAK|LIBERTY LTN AMR CM C|LQNB|LIQUIDNET, INC.|19200
LILAK|LIBERTY LTN AMR CM C|MACC|Mid Atlantic Capital Corporation|262
LILAK|LIBERTY LTN AMR CM C|MACQ|Macquarie Capital (USA) Inc.|8680
LILAK|LIBERTY LTN AMR CM C|MAXM|Maxim Group LLC|8903
LILAK|LIBERTY LTN AMR CM C|MBTS|ALLY INVEST SECURITIES LLC|155
LILAK|LIBERTY LTN AMR CM C|MCMF|Raymond James Ltd. Cds|146185
LILAK|LIBERTY LTN AMR CM C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|153786
LILAK|LIBERTY LTN AMR CM C|MSCO|MORGAN STANLEY & CO. LLC|5243102
LILAK|LIBERTY LTN AMR CM C|MSPL|MORGAN STANLEY & CO. LLC|426100
LILAK|LIBERTY LTN AMR CM C|MSTX|MORGAN STANLEY & CO. LLC|228300
LILAK|LIBERTY LTN AMR CM C|NFSC|National Financial Services LLC|67226
LILAK|LIBERTY LTN AMR CM C|NITE|VIRTU Americas LLC|247241
LILAK|LIBERTY LTN AMR CM C|NITP|VIRTU Americas LLC|9200
LILAK|LIBERTY LTN AMR CM C|NQRB|Brut, LLC|43399
LILAK|LIBERTY LTN AMR CM C|OLDM|OLD MISSION CAPITAL, LLC|25832
LILAK|LIBERTY LTN AMR CM C|OPCO|Oppenheimer & Co. Inc.|457
LILAK|LIBERTY LTN AMR CM C|OTAA|OTA LLC|2200
LILAK|LIBERTY LTN AMR CM C|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5741
LILAK|LIBERTY LTN AMR CM C|PDQM|CODA MARKETS, INC.|103035
LILAK|LIBERTY LTN AMR CM C|PNSR|Penserra Securities, LLC|17626
LILAK|LIBERTY LTN AMR CM C|PWJC|UBS Financial Services, Inc.|739
LILAK|LIBERTY LTN AMR CM C|QMSR|QUATTRO M SECURITIES INC.|27571
LILAK|LIBERTY LTN AMR CM C|RBCM|RBC CAPITAL MARKETS, LLC|50727
LILAK|LIBERTY LTN AMR CM C|SAGL|SAGETRADER, LLC|9686
LILAK|LIBERTY LTN AMR CM C|SALI|INTL FCSTONE FINANCIAL INC.|300
LILAK|LIBERTY LTN AMR CM C|SBSH|Citigroup Global Markets Inc.|3207228
LILAK|LIBERTY LTN AMR CM C|SGMT|GOLDMAN SACHS & CO. LLC|114374
LILAK|LIBERTY LTN AMR CM C|SPDR|SPEEDROUTE LLC|131518
LILAK|LIBERTY LTN AMR CM C|STFL|Stifel, Nicolaus & Company, Incorporated|465
LILAK|LIBERTY LTN AMR CM C|SWIM|TD Ameritrade, Inc.|4459
LILAK|LIBERTY LTN AMR CM C|TKNG|ALLY INVEST SECURITIES LLC|14
LILAK|LIBERTY LTN AMR CM C|TRBT|Tradebot Systems, Inc.|429147
LILAK|LIBERTY LTN AMR CM C|TRCM|TRC MARKETS LLC|318377
LILAK|LIBERTY LTN AMR CM C|UBSA|UBS SECURITIES LLC|737153
LILAK|LIBERTY LTN AMR CM C|UBSS|UBS Securities LLC|3269754
LILAK|LIBERTY LTN AMR CM C|VALX|VIRTU AMERICAS LLC|11552
LILAK|LIBERTY LTN AMR CM C|VGRD|Vanguard Marketing Corporation|3951
LILAK|LIBERTY LTN AMR CM C|WBPX|SUMMIT SECURITIES GROUP, LLC|20
LILAK|LIBERTY LTN AMR CM C|WCHV|WELLS FARGO SECURITIES, LLC|119206
LILAK|LIBERTY LTN AMR CM C|WEDB|WEDBUSH SECURITIES INC.|6930
LILAK|LIBERTY LTN AMR CM C|WEED|Weeden & Co.L.P.|8244
LILAK|LIBERTY LTN AMR CM C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
LILAK|LIBERTY LTN AMR CM C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29543
LILAK|LIBERTY LTN AMR CM C|WFPB|Wells Fargo Securities, LLC.|10872
LILAK|LIBERTY LTN AMR CM C|WGIF|CIBC World Markets Inc.|173
LILAK|LIBERTY LTN AMR CM C|WSEA|WOLVERINE SECURITIES, LLC|275
LILAK|LIBERTY LTN AMR CM C|XIST|INSTINET, LLC|16600
LILAK|LIBERTY LTN AMR CM C|XSTM|NATIONAL FINANCIAL SERVICES LLC|47896
LILAK|LIBERTY LTN AMR CM C|YKNA|COMHAR CAPITAL MARKETS, LLC|17210
LILAK|LIBERTY LTN AMR CM C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|815
LINC|LINCOLN EDUCATIONAL|ALTX|Alternet Securities Inc.|87
LINC|LINCOLN EDUCATIONAL|BTIG|BTIG, LLC|61580
LINC|LINCOLN EDUCATIONAL|CANT|Cantor Fitzgerald & Co.|111
LINC|LINCOLN EDUCATIONAL|CHAS|Charles Schwab & Co., Inc.|1
LINC|LINCOLN EDUCATIONAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
LINC|LINCOLN EDUCATIONAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|984
LINC|LINCOLN EDUCATIONAL|DBAB|Deutsche Bank Securities Inc.|175
LINC|LINCOLN EDUCATIONAL|DBAX|Deutsche Bank Securities Inc.|3500
LINC|LINCOLN EDUCATIONAL|DEGS|RONIN PROFESSIONAL LLC|5042
LINC|LINCOLN EDUCATIONAL|EBXL|EBX LLC|5500
LINC|LINCOLN EDUCATIONAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
LINC|LINCOLN EDUCATIONAL|ETRS|E*Trade Securities LLC|29775
LINC|LINCOLN EDUCATIONAL|FBCO|Credit Suisse Securities (USA) LLC|113871
LINC|LINCOLN EDUCATIONAL|FOMA|TD AMERITRADE CLEARING, INC.|17154
LINC|LINCOLN EDUCATIONAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|280
LINC|LINCOLN EDUCATIONAL|FTBR|Foliofn Investments, Inc.|164
LINC|LINCOLN EDUCATIONAL|GEBB|GLOBAL EXECUTION BROKERS, LP|748
LINC|LINCOLN EDUCATIONAL|GSCO|GOLDMAN SACHS & CO. LLC|2239
LINC|LINCOLN EDUCATIONAL|GSCS|GOLDMAN SACHS & CO. LLC|5461
LINC|LINCOLN EDUCATIONAL|IATS|INTERACTIVE BROKERS LLC|500
LINC|LINCOLN EDUCATIONAL|IBKR|Interactive Brokers Llc|6804
LINC|LINCOLN EDUCATIONAL|ICBX|INSTINET, LLC|1000
LINC|LINCOLN EDUCATIONAL|INCA|INSTINET, LLC|1301
LINC|LINCOLN EDUCATIONAL|ITGI|ITG Inc.|496
LINC|LINCOLN EDUCATIONAL|ITGP|ITG INC.|5600
LINC|LINCOLN EDUCATIONAL|JPMX|J.P. Morgan Securities LLC|1436
LINC|LINCOLN EDUCATIONAL|KCGM|VIRTU Americas LLC|1000
LINC|LINCOLN EDUCATIONAL|LEHM|Barclays Capital Inc./Le|140
LINC|LINCOLN EDUCATIONAL|LIME|Lime Brokerage LLC|5281
LINC|LINCOLN EDUCATIONAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100
LINC|LINCOLN EDUCATIONAL|MSCO|MORGAN STANLEY & CO. LLC|113104
LINC|LINCOLN EDUCATIONAL|NFSC|National Financial Services LLC|18252
LINC|LINCOLN EDUCATIONAL|NITE|VIRTU Americas LLC|23642
LINC|LINCOLN EDUCATIONAL|PDQM|CODA MARKETS, INC.|100
LINC|LINCOLN EDUCATIONAL|SBSH|Citigroup Global Markets Inc.|1014
LINC|LINCOLN EDUCATIONAL|SGMT|GOLDMAN SACHS & CO. LLC|54
LINC|LINCOLN EDUCATIONAL|SPDR|SPEEDROUTE LLC|100
LINC|LINCOLN EDUCATIONAL|SWIM|TD Ameritrade, Inc.|3340
LINC|LINCOLN EDUCATIONAL|SWST|Hilltop Securities Inc.|2250
LINC|LINCOLN EDUCATIONAL|TKNG|ALLY INVEST SECURITIES LLC|100
LINC|LINCOLN EDUCATIONAL|TRCM|TRC MARKETS LLC|17146
LINC|LINCOLN EDUCATIONAL|UBSA|UBS SECURITIES LLC|14469
LINC|LINCOLN EDUCATIONAL|UBSS|UBS Securities LLC|20928
LINC|LINCOLN EDUCATIONAL|VALX|VIRTU AMERICAS LLC|9
LINC|LINCOLN EDUCATIONAL|WSEA|WOLVERINE SECURITIES, LLC|396
LINC|LINCOLN EDUCATIONAL|YKNA|COMHAR CAPITAL MARKETS, LLC|13
LINC|LINCOLN EDUCATIONAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2716
LIND|LINDBLAD EXPD HLD CM|AGIS|Aegis Capital Corp.|900
LIND|LINDBLAD EXPD HLD CM|ALTX|Alternet Securities Inc.|1594
LIND|LINDBLAD EXPD HLD CM|APCC|Apex Clearing Corporation|80
LIND|LINDBLAD EXPD HLD CM|BATM|CBOE TRADING, INC.|9699
LIND|LINDBLAD EXPD HLD CM|BERN|Sanford C. Bernstein & Co., LLC|4425
LIND|LINDBLAD EXPD HLD CM|BMOC|BMO Capital Markets Corp.|4299
LIND|LINDBLAD EXPD HLD CM|BNPX|BNP PARIBAS SECURITIES CORP.|1160
LIND|LINDBLAD EXPD HLD CM|BTIG|BTIG, LLC|1794
LIND|LINDBLAD EXPD HLD CM|BYXM|CBOE TRADING, INC.|958
LIND|LINDBLAD EXPD HLD CM|CANT|Cantor Fitzgerald & Co.|1144
LIND|LINDBLAD EXPD HLD CM|CHAS|Charles Schwab & Co., Inc.|144
LIND|LINDBLAD EXPD HLD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18053
LIND|LINDBLAD EXPD HLD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1991
LIND|LINDBLAD EXPD HLD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57392
LIND|LINDBLAD EXPD HLD CM|CTDL|Citadel Derivatives Group Llc|4311
LIND|LINDBLAD EXPD HLD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5396
LIND|LINDBLAD EXPD HLD CM|DBAB|Deutsche Bank Securities Inc.|87752
LIND|LINDBLAD EXPD HLD CM|DBAX|Deutsche Bank Securities Inc.|34700
LIND|LINDBLAD EXPD HLD CM|DEAN|MORGAN STANLEY|25
LIND|LINDBLAD EXPD HLD CM|DEGS|RONIN PROFESSIONAL LLC|900
LIND|LINDBLAD EXPD HLD CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
LIND|LINDBLAD EXPD HLD CM|EBXL|EBX LLC|22100
LIND|LINDBLAD EXPD HLD CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1575
LIND|LINDBLAD EXPD HLD CM|EDJO|Edward D. Jones & Co., L.P.|1122
LIND|LINDBLAD EXPD HLD CM|EGAM|CBOE TRADING, INC.|5770
LIND|LINDBLAD EXPD HLD CM|EGAW|CBOE TRADING, INC.|100
LIND|LINDBLAD EXPD HLD CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
LIND|LINDBLAD EXPD HLD CM|EGXM|CBOE TRADING, INC.|1184
LIND|LINDBLAD EXPD HLD CM|EGXW|CBOE TRADING, INC.|100
LIND|LINDBLAD EXPD HLD CM|ETBE|Electronic Transaction Clearing, Inc.|7221
LIND|LINDBLAD EXPD HLD CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2730
LIND|LINDBLAD EXPD HLD CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6692
LIND|LINDBLAD EXPD HLD CM|ETRS|E*Trade Securities LLC|2933
LIND|LINDBLAD EXPD HLD CM|FBCO|Credit Suisse Securities (USA) LLC|67877
LIND|LINDBLAD EXPD HLD CM|FFSI|Firstrade Securities Inc.|100
LIND|LINDBLAD EXPD HLD CM|FILL|Tradestation Securities, Inc.|48
LIND|LINDBLAD EXPD HLD CM|FOMA|TD AMERITRADE CLEARING, INC.|33675
LIND|LINDBLAD EXPD HLD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48267
LIND|LINDBLAD EXPD HLD CM|FTBR|Foliofn Investments, Inc.|12680
LIND|LINDBLAD EXPD HLD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6081
LIND|LINDBLAD EXPD HLD CM|GLPX|ACS EXECUTION SERVICES, LLC|2910
LIND|LINDBLAD EXPD HLD CM|GSCO|GOLDMAN SACHS & CO. LLC|305692
LIND|LINDBLAD EXPD HLD CM|GSCS|GOLDMAN SACHS & CO. LLC|11886
LIND|LINDBLAD EXPD HLD CM|GSLT|GOLDMAN SACHS & CO. LLC|5328
LIND|LINDBLAD EXPD HLD CM|GTSZ|GTS SECURITIES LLC|3486
LIND|LINDBLAD EXPD HLD CM|IATS|INTERACTIVE BROKERS LLC|300
LIND|LINDBLAD EXPD HLD CM|IBKR|Interactive Brokers Llc|11064
LIND|LINDBLAD EXPD HLD CM|ICBX|INSTINET, LLC|15600
LIND|LINDBLAD EXPD HLD CM|IEQY|CITADEL SECURITIES LLC|10678
LIND|LINDBLAD EXPD HLD CM|INCA|INSTINET, LLC|101505
LIND|LINDBLAD EXPD HLD CM|INJX|INSTINET, LLC|22357
LIND|LINDBLAD EXPD HLD CM|ITGI|ITG Inc.|34619
LIND|LINDBLAD EXPD HLD CM|ITGP|ITG INC.|41200
LIND|LINDBLAD EXPD HLD CM|JEFF|JEFFERIES LLC|103232
LIND|LINDBLAD EXPD HLD CM|JMPT|JUMP TRADING, LLC|6901
LIND|LINDBLAD EXPD HLD CM|JONE|JonesTrading|20000
LIND|LINDBLAD EXPD HLD CM|JPBX|J.P. MORGAN SECURITIES LLC|7932
LIND|LINDBLAD EXPD HLD CM|JPMX|J.P. Morgan Securities LLC|71689
LIND|LINDBLAD EXPD HLD CM|JSJX|JANE STREET CAPITAL LLC|3246
LIND|LINDBLAD EXPD HLD CM|KCGM|VIRTU Americas LLC|7379
LIND|LINDBLAD EXPD HLD CM|LEHM|Barclays Capital Inc./Le|179923
LIND|LINDBLAD EXPD HLD CM|LIME|Lime Brokerage LLC|106853
LIND|LINDBLAD EXPD HLD CM|LMGP|LIME BROKERAGE LLC|24913
LIND|LINDBLAD EXPD HLD CM|LQNA|LIQUIDNET, INC.|36900
LIND|LINDBLAD EXPD HLD CM|LQNB|LIQUIDNET, INC.|200
LIND|LINDBLAD EXPD HLD CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
LIND|LINDBLAD EXPD HLD CM|MAXM|Maxim Group LLC|2246
LIND|LINDBLAD EXPD HLD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21198
LIND|LINDBLAD EXPD HLD CM|MOTF|MOTIF INVESTING, INC.|2
LIND|LINDBLAD EXPD HLD CM|MSCO|MORGAN STANLEY & CO. LLC|453029
LIND|LINDBLAD EXPD HLD CM|MSPL|MORGAN STANLEY & CO. LLC|48200
LIND|LINDBLAD EXPD HLD CM|MSTX|MORGAN STANLEY & CO. LLC|6600
LIND|LINDBLAD EXPD HLD CM|NFSC|National Financial Services LLC|19560
LIND|LINDBLAD EXPD HLD CM|NITE|VIRTU Americas LLC|93202
LIND|LINDBLAD EXPD HLD CM|NITP|VIRTU Americas LLC|1506
LIND|LINDBLAD EXPD HLD CM|NQRB|Brut, LLC|4672
LIND|LINDBLAD EXPD HLD CM|OTAA|OTA LLC|300
LIND|LINDBLAD EXPD HLD CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2208
LIND|LINDBLAD EXPD HLD CM|PDQM|CODA MARKETS, INC.|1085
LIND|LINDBLAD EXPD HLD CM|RAJA|Raymond James & Associates, Inc.|745
LIND|LINDBLAD EXPD HLD CM|RBCM|RBC CAPITAL MARKETS, LLC|256
LIND|LINDBLAD EXPD HLD CM|SAGL|SAGETRADER, LLC|539
LIND|LINDBLAD EXPD HLD CM|SBSH|Citigroup Global Markets Inc.|86970
LIND|LINDBLAD EXPD HLD CM|SGMT|GOLDMAN SACHS & CO. LLC|18805
LIND|LINDBLAD EXPD HLD CM|SPDR|SPEEDROUTE LLC|200
LIND|LINDBLAD EXPD HLD CM|SPHN|Stephens Inc.|1777
LIND|LINDBLAD EXPD HLD CM|STFL|Stifel, Nicolaus & Company, Incorporated|2775
LIND|LINDBLAD EXPD HLD CM|SWIM|TD Ameritrade, Inc.|8902
LIND|LINDBLAD EXPD HLD CM|TKNG|ALLY INVEST SECURITIES LLC|330
LIND|LINDBLAD EXPD HLD CM|TRBT|Tradebot Systems, Inc.|37158
LIND|LINDBLAD EXPD HLD CM|TRCM|TRC MARKETS LLC|38667
LIND|LINDBLAD EXPD HLD CM|UBSA|UBS SECURITIES LLC|91495
LIND|LINDBLAD EXPD HLD CM|UBSS|UBS Securities LLC|254408
LIND|LINDBLAD EXPD HLD CM|VALX|VIRTU AMERICAS LLC|2491
LIND|LINDBLAD EXPD HLD CM|VGRD|Vanguard Marketing Corporation|375
LIND|LINDBLAD EXPD HLD CM|WCHV|WELLS FARGO SECURITIES, LLC|12089
LIND|LINDBLAD EXPD HLD CM|WEED|Weeden & Co.L.P.|300
LIND|LINDBLAD EXPD HLD CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|654
LIND|LINDBLAD EXPD HLD CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7775
LIND|LINDBLAD EXPD HLD CM|WGIF|CIBC World Markets Inc.|14
LIND|LINDBLAD EXPD HLD CM|WSEA|WOLVERINE SECURITIES, LLC|1842
LIND|LINDBLAD EXPD HLD CM|XIST|INSTINET, LLC|4200
LIND|LINDBLAD EXPD HLD CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|13790
LIND|LINDBLAD EXPD HLD CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1731
LINDW|LINDBLAD EXPD WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
LINDW|LINDBLAD EXPD WT|DEGS|RONIN PROFESSIONAL LLC|1400
LINDW|LINDBLAD EXPD WT|EBXL|EBX LLC|200
LINDW|LINDBLAD EXPD WT|ETRS|E*Trade Securities LLC|11139
LINDW|LINDBLAD EXPD WT|FOMA|TD AMERITRADE CLEARING, INC.|115
LINDW|LINDBLAD EXPD WT|GSLT|GOLDMAN SACHS & CO. LLC|7863
LINDW|LINDBLAD EXPD WT|IBKR|Interactive Brokers Llc|8350
LINDW|LINDBLAD EXPD WT|ICBX|INSTINET, LLC|3600
LINDW|LINDBLAD EXPD WT|LEHM|Barclays Capital Inc./Le|11400
LINDW|LINDBLAD EXPD WT|LIME|Lime Brokerage LLC|3428
LINDW|LINDBLAD EXPD WT|MSCO|MORGAN STANLEY & CO. LLC|44012
LINDW|LINDBLAD EXPD WT|NFSC|National Financial Services LLC|3450
LINDW|LINDBLAD EXPD WT|NITE|VIRTU Americas LLC|20043
LINDW|LINDBLAD EXPD WT|SGMT|GOLDMAN SACHS & CO. LLC|600
LINDW|LINDBLAD EXPD WT|UBSA|UBS SECURITIES LLC|2100
LINDW|LINDBLAD EXPD WT|UBSS|UBS Securities LLC|900
LINDW|LINDBLAD EXPD WT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33149
LINK|INTERLINK ELCTRNC CM|ALTX|Alternet Securities Inc.|100
LINK|INTERLINK ELCTRNC CM|APCC|Apex Clearing Corporation|1400
LINK|INTERLINK ELCTRNC CM|BATM|CBOE TRADING, INC.|100
LINK|INTERLINK ELCTRNC CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|800
LINK|INTERLINK ELCTRNC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1150
LINK|INTERLINK ELCTRNC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1143
LINK|INTERLINK ELCTRNC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|705
LINK|INTERLINK ELCTRNC CM|DBAX|Deutsche Bank Securities Inc.|600
LINK|INTERLINK ELCTRNC CM|EBXL|EBX LLC|100
LINK|INTERLINK ELCTRNC CM|EGAM|CBOE TRADING, INC.|400
LINK|INTERLINK ELCTRNC CM|EGXM|CBOE TRADING, INC.|800
LINK|INTERLINK ELCTRNC CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|525
LINK|INTERLINK ELCTRNC CM|ETRS|E*Trade Securities LLC|66840
LINK|INTERLINK ELCTRNC CM|FBCO|Credit Suisse Securities (USA) LLC|4701
LINK|INTERLINK ELCTRNC CM|FILL|Tradestation Securities, Inc.|3186
LINK|INTERLINK ELCTRNC CM|FMAF|NBCN Inc./ CDS|225
LINK|INTERLINK ELCTRNC CM|FOMA|TD AMERITRADE CLEARING, INC.|86599
LINK|INTERLINK ELCTRNC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9
LINK|INTERLINK ELCTRNC CM|GSCO|GOLDMAN SACHS & CO. LLC|1323
LINK|INTERLINK ELCTRNC CM|GSLT|GOLDMAN SACHS & CO. LLC|636
LINK|INTERLINK ELCTRNC CM|GTSZ|GTS SECURITIES LLC|1367
LINK|INTERLINK ELCTRNC CM|IATS|INTERACTIVE BROKERS LLC|2872
LINK|INTERLINK ELCTRNC CM|IBKR|Interactive Brokers Llc|25932
LINK|INTERLINK ELCTRNC CM|INCA|INSTINET, LLC|10707
LINK|INTERLINK ELCTRNC CM|ITGI|ITG Inc.|400
LINK|INTERLINK ELCTRNC CM|KCGM|VIRTU Americas LLC|400
LINK|INTERLINK ELCTRNC CM|LEHM|Barclays Capital Inc./Le|5491
LINK|INTERLINK ELCTRNC CM|LIME|Lime Brokerage LLC|7602
LINK|INTERLINK ELCTRNC CM|MOTF|MOTIF INVESTING, INC.|2
LINK|INTERLINK ELCTRNC CM|MSCO|MORGAN STANLEY & CO. LLC|10289
LINK|INTERLINK ELCTRNC CM|NFSC|National Financial Services LLC|52721
LINK|INTERLINK ELCTRNC CM|NITE|VIRTU Americas LLC|55798
LINK|INTERLINK ELCTRNC CM|NQRB|Brut, LLC|300
LINK|INTERLINK ELCTRNC CM|PCPT|PHILLIP CAPITAL INC.|366
LINK|INTERLINK ELCTRNC CM|SAGL|SAGETRADER, LLC|600
LINK|INTERLINK ELCTRNC CM|SBSH|Citigroup Global Markets Inc.|4540
LINK|INTERLINK ELCTRNC CM|SPTD|MINT GLOBAL MARKETS, INC.|400
LINK|INTERLINK ELCTRNC CM|SWIM|TD Ameritrade, Inc.|28011
LINK|INTERLINK ELCTRNC CM|TKNG|ALLY INVEST SECURITIES LLC|850
LINK|INTERLINK ELCTRNC CM|TRCM|TRC MARKETS LLC|13
LINK|INTERLINK ELCTRNC CM|TWTT|TASTYWORKS, INC.|500
LINK|INTERLINK ELCTRNC CM|UBSA|UBS SECURITIES LLC|4494
LINK|INTERLINK ELCTRNC CM|UBSS|UBS Securities LLC|4323
LINK|INTERLINK ELCTRNC CM|VGRD|Vanguard Marketing Corporation|1947
LINK|INTERLINK ELCTRNC CM|WGIF|CIBC World Markets Inc.|2000
LINK|INTERLINK ELCTRNC CM|WSEA|WOLVERINE SECURITIES, LLC|1728
LINK|INTERLINK ELCTRNC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30
LION|FIDELITY SOUTHERN CP|ALTX|Alternet Securities Inc.|988
LION|FIDELITY SOUTHERN CP|ANOS|ABEL/NOSER, L.L.C.|200
LION|FIDELITY SOUTHERN CP|APCC|Apex Clearing Corporation|28
LION|FIDELITY SOUTHERN CP|BATM|CBOE TRADING, INC.|1322
LION|FIDELITY SOUTHERN CP|BAYT|BTIG, LLC|2800
LION|FIDELITY SOUTHERN CP|BERN|Sanford C. Bernstein & Co., LLC|8714
LION|FIDELITY SOUTHERN CP|BMOC|BMO Capital Markets Corp.|3517
LION|FIDELITY SOUTHERN CP|BNPX|BNP PARIBAS SECURITIES CORP.|7341
LION|FIDELITY SOUTHERN CP|BRVL|BLAYLOCK VAN, LLC|100
LION|FIDELITY SOUTHERN CP|BTIG|BTIG, LLC|59887
LION|FIDELITY SOUTHERN CP|BYXM|CBOE TRADING, INC.|1085
LION|FIDELITY SOUTHERN CP|BZYD|GOLDMAN SACHS & CO. LLC|1702
LION|FIDELITY SOUTHERN CP|CANT|Cantor Fitzgerald & Co.|170
LION|FIDELITY SOUTHERN CP|CIST|Capital Institutional Services, Inc.|1200
LION|FIDELITY SOUTHERN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27346
LION|FIDELITY SOUTHERN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
LION|FIDELITY SOUTHERN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35380
LION|FIDELITY SOUTHERN CP|CTDL|Citadel Derivatives Group Llc|9171
LION|FIDELITY SOUTHERN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1824
LION|FIDELITY SOUTHERN CP|DBAB|Deutsche Bank Securities Inc.|100643
LION|FIDELITY SOUTHERN CP|DBAX|Deutsche Bank Securities Inc.|17600
LION|FIDELITY SOUTHERN CP|DBUL|Deutsche Bank Securities Inc.|210
LION|FIDELITY SOUTHERN CP|DEGS|RONIN PROFESSIONAL LLC|1900
LION|FIDELITY SOUTHERN CP|EBXL|EBX LLC|29500
LION|FIDELITY SOUTHERN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3271
LION|FIDELITY SOUTHERN CP|EGAM|CBOE TRADING, INC.|2238
LION|FIDELITY SOUTHERN CP|EGMT|EG MARKET TECHNOLOGIES LLC|500
LION|FIDELITY SOUTHERN CP|EGXM|CBOE TRADING, INC.|154
LION|FIDELITY SOUTHERN CP|ETBE|Electronic Transaction Clearing, Inc.|200
LION|FIDELITY SOUTHERN CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4064
LION|FIDELITY SOUTHERN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7600
LION|FIDELITY SOUTHERN CP|ETRS|E*Trade Securities LLC|2256
LION|FIDELITY SOUTHERN CP|FBCO|Credit Suisse Securities (USA) LLC|83421
LION|FIDELITY SOUTHERN CP|FILL|Tradestation Securities, Inc.|71
LION|FIDELITY SOUTHERN CP|FOMA|TD AMERITRADE CLEARING, INC.|23914
LION|FIDELITY SOUTHERN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|107
LION|FIDELITY SOUTHERN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35307
LION|FIDELITY SOUTHERN CP|FTBR|Foliofn Investments, Inc.|37
LION|FIDELITY SOUTHERN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|7883
LION|FIDELITY SOUTHERN CP|GLPX|ACS EXECUTION SERVICES, LLC|726
LION|FIDELITY SOUTHERN CP|GSCO|GOLDMAN SACHS & CO. LLC|299622
LION|FIDELITY SOUTHERN CP|GSCS|GOLDMAN SACHS & CO. LLC|650
LION|FIDELITY SOUTHERN CP|GSLT|GOLDMAN SACHS & CO. LLC|1382
LION|FIDELITY SOUTHERN CP|GTSZ|GTS SECURITIES LLC|5353
LION|FIDELITY SOUTHERN CP|HAPX|HAP Trading, LLC|113
LION|FIDELITY SOUTHERN CP|IATS|INTERACTIVE BROKERS LLC|2579
LION|FIDELITY SOUTHERN CP|IBKR|Interactive Brokers Llc|27498
LION|FIDELITY SOUTHERN CP|ICBX|INSTINET, LLC|2400
LION|FIDELITY SOUTHERN CP|IEQY|CITADEL SECURITIES LLC|22898
LION|FIDELITY SOUTHERN CP|INCA|INSTINET, LLC|75280
LION|FIDELITY SOUTHERN CP|INJX|INSTINET, LLC|12691
LION|FIDELITY SOUTHERN CP|ITGI|ITG Inc.|6672
LION|FIDELITY SOUTHERN CP|ITGP|ITG INC.|64000
LION|FIDELITY SOUTHERN CP|JEFF|JEFFERIES LLC|7235
LION|FIDELITY SOUTHERN CP|JMPT|JUMP TRADING, LLC|8108
LION|FIDELITY SOUTHERN CP|JPBX|J.P. MORGAN SECURITIES LLC|1976
LION|FIDELITY SOUTHERN CP|JPMX|J.P. Morgan Securities LLC|29237
LION|FIDELITY SOUTHERN CP|JSJX|JANE STREET CAPITAL LLC|6828
LION|FIDELITY SOUTHERN CP|KBWI|Keefe, Bruyette & Woods, Inc.|23492
LION|FIDELITY SOUTHERN CP|KCGM|VIRTU Americas LLC|4413
LION|FIDELITY SOUTHERN CP|LEHM|Barclays Capital Inc./Le|119151
LION|FIDELITY SOUTHERN CP|LIME|Lime Brokerage LLC|108272
LION|FIDELITY SOUTHERN CP|MAXM|Maxim Group LLC|2358
LION|FIDELITY SOUTHERN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18528
LION|FIDELITY SOUTHERN CP|MSCO|MORGAN STANLEY & CO. LLC|386685
LION|FIDELITY SOUTHERN CP|MSPL|MORGAN STANLEY & CO. LLC|21200
LION|FIDELITY SOUTHERN CP|MSTX|MORGAN STANLEY & CO. LLC|1900
LION|FIDELITY SOUTHERN CP|NFSC|National Financial Services LLC|25693
LION|FIDELITY SOUTHERN CP|NITE|VIRTU Americas LLC|81461
LION|FIDELITY SOUTHERN CP|NITP|VIRTU Americas LLC|1213
LION|FIDELITY SOUTHERN CP|NQRB|Brut, LLC|2208
LION|FIDELITY SOUTHERN CP|NTRC|Northern Trust Securities, Inc.|120
LION|FIDELITY SOUTHERN CP|OPCO|Oppenheimer & Co. Inc.|20800
LION|FIDELITY SOUTHERN CP|PDQM|CODA MARKETS, INC.|3256
LION|FIDELITY SOUTHERN CP|PWJC|UBS Financial Services, Inc.|34
LION|FIDELITY SOUTHERN CP|RAJA|Raymond James & Associates, Inc.|412
LION|FIDELITY SOUTHERN CP|RBCM|RBC CAPITAL MARKETS, LLC|200
LION|FIDELITY SOUTHERN CP|SAGL|SAGETRADER, LLC|102
LION|FIDELITY SOUTHERN CP|SAGW|SAGETRADER, LLC|165
LION|FIDELITY SOUTHERN CP|SBSH|Citigroup Global Markets Inc.|43543
LION|FIDELITY SOUTHERN CP|SDLR|Sandler, O'Neill & Partners, L.P.|71527
LION|FIDELITY SOUTHERN CP|SGMT|GOLDMAN SACHS & CO. LLC|8011
LION|FIDELITY SOUTHERN CP|SPDR|SPEEDROUTE LLC|1900
LION|FIDELITY SOUTHERN CP|STFL|Stifel, Nicolaus & Company, Incorporated|1843
LION|FIDELITY SOUTHERN CP|SWIM|TD Ameritrade, Inc.|525
LION|FIDELITY SOUTHERN CP|SWST|Hilltop Securities Inc.|286
LION|FIDELITY SOUTHERN CP|TKNG|ALLY INVEST SECURITIES LLC|2
LION|FIDELITY SOUTHERN CP|TRBT|Tradebot Systems, Inc.|24053
LION|FIDELITY SOUTHERN CP|TRCM|TRC MARKETS LLC|53547
LION|FIDELITY SOUTHERN CP|TWTT|TASTYWORKS, INC.|20
LION|FIDELITY SOUTHERN CP|UBSA|UBS SECURITIES LLC|68979
LION|FIDELITY SOUTHERN CP|UBSS|UBS Securities LLC|220452
LION|FIDELITY SOUTHERN CP|VALX|VIRTU AMERICAS LLC|3856
LION|FIDELITY SOUTHERN CP|VGRD|Vanguard Marketing Corporation|1000
LION|FIDELITY SOUTHERN CP|WABR|Wall Street Access|26740
LION|FIDELITY SOUTHERN CP|WCHV|WELLS FARGO SECURITIES, LLC|4606
LION|FIDELITY SOUTHERN CP|WEDB|WEDBUSH SECURITIES INC.|2072
LION|FIDELITY SOUTHERN CP|WEED|Weeden & Co.L.P.|19100
LION|FIDELITY SOUTHERN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2505
LION|FIDELITY SOUTHERN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1503
LION|FIDELITY SOUTHERN CP|WSEA|WOLVERINE SECURITIES, LLC|740
LION|FIDELITY SOUTHERN CP|XIST|INSTINET, LLC|2500
LION|FIDELITY SOUTHERN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9000
LION|FIDELITY SOUTHERN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
LION|FIDELITY SOUTHERN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|232
LIQT|LIQTECH INTL INC|APCC|Apex Clearing Corporation|1583
LIQT|LIQTECH INTL INC|BATM|CBOE TRADING, INC.|200
LIQT|LIQTECH INTL INC|BAYT|BTIG, LLC|10640
LIQT|LIQTECH INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
LIQT|LIQTECH INTL INC|CANT|Cantor Fitzgerald & Co.|1500
LIQT|LIQTECH INTL INC|CHLM|Craig-Hallum Capital Group LLC|211725
LIQT|LIQTECH INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5
LIQT|LIQTECH INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|566035
LIQT|LIQTECH INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16100
LIQT|LIQTECH INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27344
LIQT|LIQTECH INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2250
LIQT|LIQTECH INTL INC|DBAB|Deutsche Bank Securities Inc.|14010
LIQT|LIQTECH INTL INC|DBAX|Deutsche Bank Securities Inc.|7800
LIQT|LIQTECH INTL INC|EBXL|EBX LLC|19300
LIQT|LIQTECH INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9935
LIQT|LIQTECH INTL INC|EGAM|CBOE TRADING, INC.|1842
LIQT|LIQTECH INTL INC|EGXM|CBOE TRADING, INC.|16349
LIQT|LIQTECH INTL INC|ETRS|E*Trade Securities LLC|239694
LIQT|LIQTECH INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3343
LIQT|LIQTECH INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|135894
LIQT|LIQTECH INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|3594
LIQT|LIQTECH INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|500
LIQT|LIQTECH INTL INC|HRBF|American Enterprise Investment Services Inc.|3000
LIQT|LIQTECH INTL INC|IATS|INTERACTIVE BROKERS LLC|1004
LIQT|LIQTECH INTL INC|IBKR|Interactive Brokers Llc|20674
LIQT|LIQTECH INTL INC|ICBX|INSTINET, LLC|163006
LIQT|LIQTECH INTL INC|INCA|INSTINET, LLC|136799
LIQT|LIQTECH INTL INC|ITGI|ITG Inc.|6806
LIQT|LIQTECH INTL INC|ITGP|ITG INC.|3600
LIQT|LIQTECH INTL INC|JMPT|JUMP TRADING, LLC|1800
LIQT|LIQTECH INTL INC|JPMX|J.P. Morgan Securities LLC|3800
LIQT|LIQTECH INTL INC|JSJX|JANE STREET CAPITAL LLC|5
LIQT|LIQTECH INTL INC|KCGM|VIRTU Americas LLC|12680
LIQT|LIQTECH INTL INC|LEHM|Barclays Capital Inc./Le|25700
LIQT|LIQTECH INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2700
LIQT|LIQTECH INTL INC|MSCO|MORGAN STANLEY & CO. LLC|213341
LIQT|LIQTECH INTL INC|MSPL|MORGAN STANLEY & CO. LLC|100
LIQT|LIQTECH INTL INC|NFSC|National Financial Services LLC|428153
LIQT|LIQTECH INTL INC|NITE|VIRTU Americas LLC|719790
LIQT|LIQTECH INTL INC|NQRB|Brut, LLC|100
LIQT|LIQTECH INTL INC|PDQM|CODA MARKETS, INC.|48965
LIQT|LIQTECH INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|5000
LIQT|LIQTECH INTL INC|SAGL|SAGETRADER, LLC|1600
LIQT|LIQTECH INTL INC|SBSH|Citigroup Global Markets Inc.|4775
LIQT|LIQTECH INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|15765
LIQT|LIQTECH INTL INC|SPDR|SPEEDROUTE LLC|700
LIQT|LIQTECH INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|30348
LIQT|LIQTECH INTL INC|SWIM|TD Ameritrade, Inc.|553191
LIQT|LIQTECH INTL INC|TKNG|ALLY INVEST SECURITIES LLC|300
LIQT|LIQTECH INTL INC|TWTT|TASTYWORKS, INC.|800
LIQT|LIQTECH INTL INC|UBSA|UBS SECURITIES LLC|80554
LIQT|LIQTECH INTL INC|UBSS|UBS Securities LLC|36339
LIQT|LIQTECH INTL INC|VGRD|Vanguard Marketing Corporation|51600
LIQT|LIQTECH INTL INC|VSIN|Vision Financial Markets Llc|4830
LIQT|LIQTECH INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|100
LIQT|LIQTECH INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|129
LIQT|LIQTECH INTL INC|WSEA|WOLVERINE SECURITIES, LLC|150
LIT|GLOBAL X LITHM & BTR|ALTX|Alternet Securities Inc.|12220
LIT|GLOBAL X LITHM & BTR|APCC|Apex Clearing Corporation|3334
LIT|GLOBAL X LITHM & BTR|BARD|Robert W. Baird & Co. Incorporated|2126
LIT|GLOBAL X LITHM & BTR|BATM|CBOE TRADING, INC.|66770
LIT|GLOBAL X LITHM & BTR|BBNT|BB&T SECURITIES, LLC|1550
LIT|GLOBAL X LITHM & BTR|BERN|Sanford C. Bernstein & Co., LLC|900
LIT|GLOBAL X LITHM & BTR|BIMI|Banca IMI Securities Corp.|3745
LIT|GLOBAL X LITHM & BTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11447
LIT|GLOBAL X LITHM & BTR|BNPX|BNP PARIBAS SECURITIES CORP.|2041
LIT|GLOBAL X LITHM & BTR|BTIG|BTIG, LLC|5995
LIT|GLOBAL X LITHM & BTR|BYXM|CBOE TRADING, INC.|9644
LIT|GLOBAL X LITHM & BTR|CANT|Cantor Fitzgerald & Co.|752
LIT|GLOBAL X LITHM & BTR|CHAS|Charles Schwab & Co., Inc.|863
LIT|GLOBAL X LITHM & BTR|CICF|Canaccord Genuity Corp.|818
LIT|GLOBAL X LITHM & BTR|CIST|Capital Institutional Services, Inc.|1400
LIT|GLOBAL X LITHM & BTR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89172
LIT|GLOBAL X LITHM & BTR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12588
LIT|GLOBAL X LITHM & BTR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
LIT|GLOBAL X LITHM & BTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99871
LIT|GLOBAL X LITHM & BTR|CXCX|CITIGROUP GLOBAL MARKETS INC.|7638
LIT|GLOBAL X LITHM & BTR|DADA|D.A. Davidson & Co.|805
LIT|GLOBAL X LITHM & BTR|DBAB|Deutsche Bank Securities Inc.|4400
LIT|GLOBAL X LITHM & BTR|DBAX|Deutsche Bank Securities Inc.|64000
LIT|GLOBAL X LITHM & BTR|DEAN|MORGAN STANLEY|10800
LIT|GLOBAL X LITHM & BTR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6250
LIT|GLOBAL X LITHM & BTR|EBXL|EBX LLC|75000
LIT|GLOBAL X LITHM & BTR|ECUT|CONVERGEX EXECUTION SOLUTIONS|10353
LIT|GLOBAL X LITHM & BTR|EDJO|Edward D. Jones & Co., L.P.|578
LIT|GLOBAL X LITHM & BTR|EGAM|CBOE TRADING, INC.|11892
LIT|GLOBAL X LITHM & BTR|EGAW|CBOE TRADING, INC.|100
LIT|GLOBAL X LITHM & BTR|EGXM|CBOE TRADING, INC.|2406
LIT|GLOBAL X LITHM & BTR|ETBE|Electronic Transaction Clearing, Inc.|3201
LIT|GLOBAL X LITHM & BTR|ETCB|ETC BROKERAGE SERVICES, LLC|161
LIT|GLOBAL X LITHM & BTR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16812
LIT|GLOBAL X LITHM & BTR|ETRS|E*Trade Securities LLC|121468
LIT|GLOBAL X LITHM & BTR|FBSB|U.S. Bancorp Investments, Inc.|300
LIT|GLOBAL X LITHM & BTR|FILL|Tradestation Securities, Inc.|2048
LIT|GLOBAL X LITHM & BTR|FLTU|FLOW TRADERS US LLC|8400
LIT|GLOBAL X LITHM & BTR|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|8400
LIT|GLOBAL X LITHM & BTR|FMAF|NBCN Inc./ CDS|8145
LIT|GLOBAL X LITHM & BTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16800
LIT|GLOBAL X LITHM & BTR|FTBR|Foliofn Investments, Inc.|599
LIT|GLOBAL X LITHM & BTR|GEBB|GLOBAL EXECUTION BROKERS, LP|600
LIT|GLOBAL X LITHM & BTR|GLIS|TD Securities Inc|5114
LIT|GLOBAL X LITHM & BTR|GLPX|ACS EXECUTION SERVICES, LLC|45505
LIT|GLOBAL X LITHM & BTR|GSCO|GOLDMAN SACHS & CO. LLC|10379
LIT|GLOBAL X LITHM & BTR|GSCS|GOLDMAN SACHS & CO. LLC|200
LIT|GLOBAL X LITHM & BTR|GSLT|GOLDMAN SACHS & CO. LLC|2819
LIT|GLOBAL X LITHM & BTR|GTSZ|GTS SECURITIES LLC|700
LIT|GLOBAL X LITHM & BTR|HRBF|American Enterprise Investment Services Inc.|12201
LIT|GLOBAL X LITHM & BTR|HSBC|HSBC Securities, Inc.|990
LIT|GLOBAL X LITHM & BTR|IATS|INTERACTIVE BROKERS LLC|10172
LIT|GLOBAL X LITHM & BTR|IBKR|Interactive Brokers Llc|49154
LIT|GLOBAL X LITHM & BTR|ICBX|INSTINET, LLC|46386
LIT|GLOBAL X LITHM & BTR|INCA|INSTINET, LLC|50511
LIT|GLOBAL X LITHM & BTR|INJX|INSTINET, LLC|1058
LIT|GLOBAL X LITHM & BTR|ITGI|ITG Inc.|14866
LIT|GLOBAL X LITHM & BTR|ITGP|ITG INC.|11800
LIT|GLOBAL X LITHM & BTR|JANY|Janney Montgomery Scott Inc.|2413
LIT|GLOBAL X LITHM & BTR|JEFF|JEFFERIES LLC|3321
LIT|GLOBAL X LITHM & BTR|JMPT|JUMP TRADING, LLC|3341
LIT|GLOBAL X LITHM & BTR|JPMX|J.P. Morgan Securities LLC|25199
LIT|GLOBAL X LITHM & BTR|JSEB|JANE STREET EXECUTION SERVICES, LLC|83477
LIT|GLOBAL X LITHM & BTR|JSJX|JANE STREET CAPITAL LLC|414271
LIT|GLOBAL X LITHM & BTR|KCGM|VIRTU Americas LLC|12738
LIT|GLOBAL X LITHM & BTR|LEHM|Barclays Capital Inc./Le|134144
LIT|GLOBAL X LITHM & BTR|LIME|Lime Brokerage LLC|17596
LIT|GLOBAL X LITHM & BTR|LSCI|Lek Securities Corporation|156
LIT|GLOBAL X LITHM & BTR|MAXM|Maxim Group LLC|1980
LIT|GLOBAL X LITHM & BTR|MCMF|Raymond James Ltd. Cds|415
LIT|GLOBAL X LITHM & BTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|95210
LIT|GLOBAL X LITHM & BTR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
LIT|GLOBAL X LITHM & BTR|MOTF|MOTIF INVESTING, INC.|16
LIT|GLOBAL X LITHM & BTR|MSCO|MORGAN STANLEY & CO. LLC|142413
LIT|GLOBAL X LITHM & BTR|MSPL|MORGAN STANLEY & CO. LLC|40500
LIT|GLOBAL X LITHM & BTR|MSTX|MORGAN STANLEY & CO. LLC|200
LIT|GLOBAL X LITHM & BTR|NBCS|NBC Securities, INC.|1450
LIT|GLOBAL X LITHM & BTR|NFSC|National Financial Services LLC|341911
LIT|GLOBAL X LITHM & BTR|NITE|VIRTU Americas LLC|463516
LIT|GLOBAL X LITHM & BTR|NITP|VIRTU Americas LLC|100
LIT|GLOBAL X LITHM & BTR|NQRB|Brut, LLC|9378
LIT|GLOBAL X LITHM & BTR|NTBF|BMO Nesbitt Burns Inc./CDS|2140
LIT|GLOBAL X LITHM & BTR|OPCO|Oppenheimer & Co. Inc.|7240
LIT|GLOBAL X LITHM & BTR|PCPT|PHILLIP CAPITAL INC.|680
LIT|GLOBAL X LITHM & BTR|PDQM|CODA MARKETS, INC.|105157
LIT|GLOBAL X LITHM & BTR|PWJC|UBS Financial Services, Inc.|755
LIT|GLOBAL X LITHM & BTR|RBCM|RBC CAPITAL MARKETS, LLC|11447
LIT|GLOBAL X LITHM & BTR|SAGL|SAGETRADER, LLC|6435
LIT|GLOBAL X LITHM & BTR|SALI|INTL FCSTONE FINANCIAL INC.|2079
LIT|GLOBAL X LITHM & BTR|SBSH|Citigroup Global Markets Inc.|26359
LIT|GLOBAL X LITHM & BTR|SGMT|GOLDMAN SACHS & CO. LLC|20890
LIT|GLOBAL X LITHM & BTR|SPDR|SPEEDROUTE LLC|3026
LIT|GLOBAL X LITHM & BTR|STFL|Stifel, Nicolaus & Company, Incorporated|6507
LIT|GLOBAL X LITHM & BTR|STKP|STOCKPILE INVESTMENTS, INC.|340
LIT|GLOBAL X LITHM & BTR|STTT|STATETRUST INVESTMENTS INC.|1191
LIT|GLOBAL X LITHM & BTR|SWIM|TD Ameritrade, Inc.|28451
LIT|GLOBAL X LITHM & BTR|SWST|Hilltop Securities Inc.|1456
LIT|GLOBAL X LITHM & BTR|TKNG|ALLY INVEST SECURITIES LLC|4366
LIT|GLOBAL X LITHM & BTR|TRBT|Tradebot Systems, Inc.|63032
LIT|GLOBAL X LITHM & BTR|TRCM|TRC MARKETS LLC|6810
LIT|GLOBAL X LITHM & BTR|UBSA|UBS SECURITIES LLC|192522
LIT|GLOBAL X LITHM & BTR|UBSS|UBS Securities LLC|321737
LIT|GLOBAL X LITHM & BTR|VALX|VIRTU AMERICAS LLC|116
LIT|GLOBAL X LITHM & BTR|VGRD|Vanguard Marketing Corporation|54356
LIT|GLOBAL X LITHM & BTR|VNDS|VANDHAM SECURITIES CORP|420
LIT|GLOBAL X LITHM & BTR|VSIN|Vision Financial Markets Llc|15
LIT|GLOBAL X LITHM & BTR|WBET|Wallachbeth Capital LLC|27300
LIT|GLOBAL X LITHM & BTR|WCHV|WELLS FARGO SECURITIES, LLC|103042
LIT|GLOBAL X LITHM & BTR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7704
LIT|GLOBAL X LITHM & BTR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3333
LIT|GLOBAL X LITHM & BTR|WGIF|CIBC World Markets Inc.|790
LIT|GLOBAL X LITHM & BTR|WSEA|WOLVERINE SECURITIES, LLC|4475
LIT|GLOBAL X LITHM & BTR|XSTM|NATIONAL FINANCIAL SERVICES LLC|25268
LIT|GLOBAL X LITHM & BTR|YKNA|COMHAR CAPITAL MARKETS, LLC|3560
LIT|GLOBAL X LITHM & BTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39143
LITB|LIGHTINTHEBOX ADR|ALTX|Alternet Securities Inc.|100
LITB|LIGHTINTHEBOX ADR|APCC|Apex Clearing Corporation|639
LITB|LIGHTINTHEBOX ADR|BATM|CBOE TRADING, INC.|197
LITB|LIGHTINTHEBOX ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
LITB|LIGHTINTHEBOX ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
LITB|LIGHTINTHEBOX ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4490
LITB|LIGHTINTHEBOX ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|320
LITB|LIGHTINTHEBOX ADR|DBAB|Deutsche Bank Securities Inc.|200
LITB|LIGHTINTHEBOX ADR|DBAX|Deutsche Bank Securities Inc.|200
LITB|LIGHTINTHEBOX ADR|DEGS|RONIN PROFESSIONAL LLC|81
LITB|LIGHTINTHEBOX ADR|EBXL|EBX LLC|1000
LITB|LIGHTINTHEBOX ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1700
LITB|LIGHTINTHEBOX ADR|EDJO|Edward D. Jones & Co., L.P.|3355
LITB|LIGHTINTHEBOX ADR|EGAM|CBOE TRADING, INC.|100
LITB|LIGHTINTHEBOX ADR|EGXM|CBOE TRADING, INC.|8
LITB|LIGHTINTHEBOX ADR|ETRS|E*Trade Securities LLC|32042
LITB|LIGHTINTHEBOX ADR|FILL|Tradestation Securities, Inc.|3600
LITB|LIGHTINTHEBOX ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12
LITB|LIGHTINTHEBOX ADR|FTBR|Foliofn Investments, Inc.|6
LITB|LIGHTINTHEBOX ADR|GLPX|ACS EXECUTION SERVICES, LLC|1300
LITB|LIGHTINTHEBOX ADR|HSBC|HSBC Securities, Inc.|800
LITB|LIGHTINTHEBOX ADR|IATS|INTERACTIVE BROKERS LLC|15812
LITB|LIGHTINTHEBOX ADR|IBKR|Interactive Brokers Llc|10153
LITB|LIGHTINTHEBOX ADR|ICBX|INSTINET, LLC|1100
LITB|LIGHTINTHEBOX ADR|INCA|INSTINET, LLC|5165
LITB|LIGHTINTHEBOX ADR|ITGI|ITG Inc.|431
LITB|LIGHTINTHEBOX ADR|ITGP|ITG INC.|2200
LITB|LIGHTINTHEBOX ADR|JPMX|J.P. Morgan Securities LLC|668
LITB|LIGHTINTHEBOX ADR|KCGM|VIRTU Americas LLC|950
LITB|LIGHTINTHEBOX ADR|LEHM|Barclays Capital Inc./Le|900
LITB|LIGHTINTHEBOX ADR|LIME|Lime Brokerage LLC|1118
LITB|LIGHTINTHEBOX ADR|LSCI|Lek Securities Corporation|900
LITB|LIGHTINTHEBOX ADR|MBTS|ALLY INVEST SECURITIES LLC|8
LITB|LIGHTINTHEBOX ADR|MSCO|MORGAN STANLEY & CO. LLC|804
LITB|LIGHTINTHEBOX ADR|MSPL|MORGAN STANLEY & CO. LLC|200
LITB|LIGHTINTHEBOX ADR|NFSC|National Financial Services LLC|9403
LITB|LIGHTINTHEBOX ADR|NITE|VIRTU Americas LLC|43632
LITB|LIGHTINTHEBOX ADR|PCPT|PHILLIP CAPITAL INC.|100
LITB|LIGHTINTHEBOX ADR|PDQM|CODA MARKETS, INC.|1300
LITB|LIGHTINTHEBOX ADR|PHLY|NASDAQ Execution Services, LLC|2000
LITB|LIGHTINTHEBOX ADR|RBCM|RBC CAPITAL MARKETS, LLC|920
LITB|LIGHTINTHEBOX ADR|SBSH|Citigroup Global Markets Inc.|2096
LITB|LIGHTINTHEBOX ADR|SGMT|GOLDMAN SACHS & CO. LLC|600
LITB|LIGHTINTHEBOX ADR|SPDR|SPEEDROUTE LLC|200
LITB|LIGHTINTHEBOX ADR|STFL|Stifel, Nicolaus & Company, Incorporated|3700
LITB|LIGHTINTHEBOX ADR|SWIM|TD Ameritrade, Inc.|30833
LITB|LIGHTINTHEBOX ADR|TRCM|TRC MARKETS LLC|500
LITB|LIGHTINTHEBOX ADR|UBSA|UBS SECURITIES LLC|5281
LITB|LIGHTINTHEBOX ADR|UBSS|UBS Securities LLC|10775
LITB|LIGHTINTHEBOX ADR|WEED|Weeden & Co.L.P.|10
LITB|LIGHTINTHEBOX ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|657
LITB|LIGHTINTHEBOX ADR|WSEA|WOLVERINE SECURITIES, LLC|718
LITB|LIGHTINTHEBOX ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
LITE|LUMENTUM HLD CM|ADAM|CANACCORD GENUITY INC.|6500
LITE|LUMENTUM HLD CM|AGCP|AEGIS CAPITAL CORP.|10788
LITE|LUMENTUM HLD CM|AGIS|Aegis Capital Corp.|2022
LITE|LUMENTUM HLD CM|ANDG|Andrew Garrett Inc.|1000
LITE|LUMENTUM HLD CM|APCC|Apex Clearing Corporation|2030
LITE|LUMENTUM HLD CM|AQUA|AQUA SECURITIES L.P.|27800
LITE|LUMENTUM HLD CM|BATM|CBOE TRADING, INC.|3407
LITE|LUMENTUM HLD CM|BAYC|BAY CREST PARTNERS, LLC|18800
LITE|LUMENTUM HLD CM|BAYT|BTIG, LLC|4625
LITE|LUMENTUM HLD CM|BBNT|BB&T SECURITIES, LLC|750
LITE|LUMENTUM HLD CM|BERN|Sanford C. Bernstein & Co., LLC|27537
LITE|LUMENTUM HLD CM|BKCM|BNY Mellon Capital Markets LLC|17608
LITE|LUMENTUM HLD CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6671
LITE|LUMENTUM HLD CM|BLKX|INSTINET, LLC|87200
LITE|LUMENTUM HLD CM|BMAK|BMA SECURITIES|3150
LITE|LUMENTUM HLD CM|BMOC|BMO Capital Markets Corp.|13590
LITE|LUMENTUM HLD CM|BNPX|BNP PARIBAS SECURITIES CORP.|125061
LITE|LUMENTUM HLD CM|BRGE|Newbridge Securities Corp.|200
LITE|LUMENTUM HLD CM|BRVL|BLAYLOCK VAN, LLC|200
LITE|LUMENTUM HLD CM|BTIG|BTIG, LLC|20418
LITE|LUMENTUM HLD CM|BYXM|CBOE TRADING, INC.|300
LITE|LUMENTUM HLD CM|BZYD|GOLDMAN SACHS & CO. LLC|100
LITE|LUMENTUM HLD CM|CANT|Cantor Fitzgerald & Co.|9553
LITE|LUMENTUM HLD CM|CHAS|Charles Schwab & Co., Inc.|11563
LITE|LUMENTUM HLD CM|CHLM|Craig-Hallum Capital Group LLC|1100
LITE|LUMENTUM HLD CM|CIST|Capital Institutional Services, Inc.|1338
LITE|LUMENTUM HLD CM|CLSA|CLSA AMERICAS, LLC|36
LITE|LUMENTUM HLD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|99637
LITE|LUMENTUM HLD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|741
LITE|LUMENTUM HLD CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4417
LITE|LUMENTUM HLD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330426
LITE|LUMENTUM HLD CM|CTDL|Citadel Derivatives Group Llc|12735
LITE|LUMENTUM HLD CM|CTLR|CUTLER GROUP, LP|2443
LITE|LUMENTUM HLD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|38496
LITE|LUMENTUM HLD CM|DADA|D.A. Davidson & Co.|825
LITE|LUMENTUM HLD CM|DBAB|Deutsche Bank Securities Inc.|479267
LITE|LUMENTUM HLD CM|DBAX|Deutsche Bank Securities Inc.|222000
LITE|LUMENTUM HLD CM|DBUL|Deutsche Bank Securities Inc.|8391
LITE|LUMENTUM HLD CM|DCHF|Dart Executions, LLC|3584
LITE|LUMENTUM HLD CM|DEAN|MORGAN STANLEY|6066
LITE|LUMENTUM HLD CM|DEGS|RONIN PROFESSIONAL LLC|6820
LITE|LUMENTUM HLD CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2864
LITE|LUMENTUM HLD CM|EBXL|EBX LLC|155100
LITE|LUMENTUM HLD CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|270
LITE|LUMENTUM HLD CM|EDJC|Edward Jones / CDS|23
LITE|LUMENTUM HLD CM|EDJO|Edward D. Jones & Co., L.P.|929
LITE|LUMENTUM HLD CM|EGAM|CBOE TRADING, INC.|21906
LITE|LUMENTUM HLD CM|EGMT|EG MARKET TECHNOLOGIES LLC|300
LITE|LUMENTUM HLD CM|EGXM|CBOE TRADING, INC.|5995
LITE|LUMENTUM HLD CM|ELEV|ELEVATION, LLC|8277
LITE|LUMENTUM HLD CM|ETBE|Electronic Transaction Clearing, Inc.|592
LITE|LUMENTUM HLD CM|ETCC|Electronic Transaction Clearing, Inc.|1496
LITE|LUMENTUM HLD CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1040
LITE|LUMENTUM HLD CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37923
LITE|LUMENTUM HLD CM|ETRS|E*Trade Securities LLC|361932
LITE|LUMENTUM HLD CM|FBCO|Credit Suisse Securities (USA) LLC|622282
LITE|LUMENTUM HLD CM|FBRC|B. RILEY FBR, INC.|2735
LITE|LUMENTUM HLD CM|FBSB|U.S. Bancorp Investments, Inc.|122
LITE|LUMENTUM HLD CM|FFSI|Firstrade Securities Inc.|300
LITE|LUMENTUM HLD CM|FILL|Tradestation Securities, Inc.|18898
LITE|LUMENTUM HLD CM|FINX|FINTECH SECURITIES|7
LITE|LUMENTUM HLD CM|FMAF|NBCN Inc./ CDS|2546
LITE|LUMENTUM HLD CM|FOMA|TD AMERITRADE CLEARING, INC.|1101426
LITE|LUMENTUM HLD CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5305
LITE|LUMENTUM HLD CM|FQLS|Quantlab Securities LP|597928
LITE|LUMENTUM HLD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18208
LITE|LUMENTUM HLD CM|FTBR|Foliofn Investments, Inc.|1346
LITE|LUMENTUM HLD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|29445
LITE|LUMENTUM HLD CM|GILG|Gilder Gagnon Howe & Co. LLC|667327
LITE|LUMENTUM HLD CM|GLIS|TD Securities Inc|260
LITE|LUMENTUM HLD CM|GLPX|ACS EXECUTION SERVICES, LLC|132
LITE|LUMENTUM HLD CM|GSCO|GOLDMAN SACHS & CO. LLC|1561947
LITE|LUMENTUM HLD CM|GSCS|GOLDMAN SACHS & CO. LLC|59039
LITE|LUMENTUM HLD CM|GSLT|GOLDMAN SACHS & CO. LLC|7097
LITE|LUMENTUM HLD CM|GTSZ|GTS SECURITIES LLC|4792
LITE|LUMENTUM HLD CM|HAPX|HAP Trading, LLC|8304
LITE|LUMENTUM HLD CM|HRBF|American Enterprise Investment Services Inc.|7789
LITE|LUMENTUM HLD CM|HSBC|HSBC Securities, Inc.|4444
LITE|LUMENTUM HLD CM|IBKR|Interactive Brokers Llc|384250
LITE|LUMENTUM HLD CM|ICBX|INSTINET, LLC|53900
LITE|LUMENTUM HLD CM|IEQY|CITADEL SECURITIES LLC|110519
LITE|LUMENTUM HLD CM|INCA|INSTINET, LLC|593233
LITE|LUMENTUM HLD CM|INJX|INSTINET, LLC|90790
LITE|LUMENTUM HLD CM|ITGI|ITG Inc.|91690
LITE|LUMENTUM HLD CM|ITGP|ITG INC.|125800
LITE|LUMENTUM HLD CM|JANY|Janney Montgomery Scott Inc.|2557
LITE|LUMENTUM HLD CM|JEFF|JEFFERIES LLC|369042
LITE|LUMENTUM HLD CM|JMPT|JUMP TRADING, LLC|31924
LITE|LUMENTUM HLD CM|JONE|JonesTrading|445
LITE|LUMENTUM HLD CM|JPBX|J.P. MORGAN SECURITIES LLC|49186
LITE|LUMENTUM HLD CM|JPMX|J.P. Morgan Securities LLC|533699
LITE|LUMENTUM HLD CM|JSCL|JOSEPH STONE CAPITAL L.L.C.|1425
LITE|LUMENTUM HLD CM|KCGM|VIRTU Americas LLC|71579
LITE|LUMENTUM HLD CM|LEER|LEERINK PARTNERS LLC|490
LITE|LUMENTUM HLD CM|LEHM|Barclays Capital Inc./Le|1152658
LITE|LUMENTUM HLD CM|LIME|Lime Brokerage LLC|123864
LITE|LUMENTUM HLD CM|LIWE|LIME BROKERAGE LLC|1600
LITE|LUMENTUM HLD CM|LOOP|Loop Capital Markets LLC|900
LITE|LUMENTUM HLD CM|LPCM|Lampert Capital Markets Inc.|9300
LITE|LUMENTUM HLD CM|LQNA|LIQUIDNET, INC.|147000
LITE|LUMENTUM HLD CM|LQNB|LIQUIDNET, INC.|284
LITE|LUMENTUM HLD CM|LSCI|Lek Securities Corporation|144
LITE|LUMENTUM HLD CM|LSCM|LAKE STREET CAPITAL MARKETS, LLC|10800
LITE|LUMENTUM HLD CM|MAXM|Maxim Group LLC|6327
LITE|LUMENTUM HLD CM|MBTS|ALLY INVEST SECURITIES LLC|470
LITE|LUMENTUM HLD CM|MCMF|Raymond James Ltd. Cds|350
LITE|LUMENTUM HLD CM|MITR|GMP SECURITIES, LLC|6200
LITE|LUMENTUM HLD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|119342
LITE|LUMENTUM HLD CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|409
LITE|LUMENTUM HLD CM|MSCO|MORGAN STANLEY & CO. LLC|2111798
LITE|LUMENTUM HLD CM|MSPL|MORGAN STANLEY & CO. LLC|127500
LITE|LUMENTUM HLD CM|MSTX|MORGAN STANLEY & CO. LLC|136700
LITE|LUMENTUM HLD CM|MZHO|Mizuho Securities USA LLC|52500
LITE|LUMENTUM HLD CM|NBCS|NBC Securities, INC.|6
LITE|LUMENTUM HLD CM|NEED|Needham & Company, LLC|27975
LITE|LUMENTUM HLD CM|NFSC|National Financial Services LLC|631163
LITE|LUMENTUM HLD CM|NITE|VIRTU Americas LLC|971694
LITE|LUMENTUM HLD CM|NITP|VIRTU Americas LLC|1859
LITE|LUMENTUM HLD CM|NMRA|Nomura Securities International, Inc.|824
LITE|LUMENTUM HLD CM|NORT|Northland Securities, Inc.|2000
LITE|LUMENTUM HLD CM|NQRB|Brut, LLC|7211
LITE|LUMENTUM HLD CM|NTRC|Northern Trust Securities, Inc.|996
LITE|LUMENTUM HLD CM|OPCO|Oppenheimer & Co. Inc.|5754
LITE|LUMENTUM HLD CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|50
LITE|LUMENTUM HLD CM|PCFF|Pacific International Securities Inc./CDS|27
LITE|LUMENTUM HLD CM|PDQM|CODA MARKETS, INC.|77910
LITE|LUMENTUM HLD CM|PHLY|NASDAQ Execution Services, LLC|7000
LITE|LUMENTUM HLD CM|PIPR|Piper Jaffray & Co.|467
LITE|LUMENTUM HLD CM|PNSR|Penserra Securities, LLC|1516
LITE|LUMENTUM HLD CM|PWJC|UBS Financial Services, Inc.|4961
LITE|LUMENTUM HLD CM|RAJA|Raymond James & Associates, Inc.|32751
LITE|LUMENTUM HLD CM|RBCM|RBC CAPITAL MARKETS, LLC|6562
LITE|LUMENTUM HLD CM|RGLD|Regal Securities, Inc|6
LITE|LUMENTUM HLD CM|RHCO|Suntrust Robinson Humphrey, Inc.|22765
LITE|LUMENTUM HLD CM|RJLC|RJL CAPITAL GROUP, LLC|500
LITE|LUMENTUM HLD CM|SAGL|SAGETRADER, LLC|700
LITE|LUMENTUM HLD CM|SAGW|SAGETRADER, LLC|104
LITE|LUMENTUM HLD CM|SBSH|Citigroup Global Markets Inc.|272626
LITE|LUMENTUM HLD CM|SGMT|GOLDMAN SACHS & CO. LLC|157751
LITE|LUMENTUM HLD CM|SPDR|SPEEDROUTE LLC|11788
LITE|LUMENTUM HLD CM|STFL|Stifel, Nicolaus & Company, Incorporated|8977
LITE|LUMENTUM HLD CM|STKP|STOCKPILE INVESTMENTS, INC.|84
LITE|LUMENTUM HLD CM|STXG|Stockcross Financial Services, Inc.|100
LITE|LUMENTUM HLD CM|SWIM|TD Ameritrade, Inc.|287297
LITE|LUMENTUM HLD CM|SWST|Hilltop Securities Inc.|1306
LITE|LUMENTUM HLD CM|TKNG|ALLY INVEST SECURITIES LLC|1799
LITE|LUMENTUM HLD CM|TRBT|Tradebot Systems, Inc.|105484
LITE|LUMENTUM HLD CM|TRCM|TRC MARKETS LLC|140313
LITE|LUMENTUM HLD CM|UBSA|UBS SECURITIES LLC|503426
LITE|LUMENTUM HLD CM|UBSS|UBS Securities LLC|771353
LITE|LUMENTUM HLD CM|VALX|VIRTU AMERICAS LLC|10275
LITE|LUMENTUM HLD CM|VGRD|Vanguard Marketing Corporation|41454
LITE|LUMENTUM HLD CM|WBET|Wallachbeth Capital LLC|968
LITE|LUMENTUM HLD CM|WBLR|WILLIAM BLAIR|11100
LITE|LUMENTUM HLD CM|WBPX|SUMMIT SECURITIES GROUP, LLC|13100
LITE|LUMENTUM HLD CM|WCHV|WELLS FARGO SECURITIES, LLC|736826
LITE|LUMENTUM HLD CM|WDNX|WEEDEN & CO.L.P.|4794
LITE|LUMENTUM HLD CM|WEDB|WEDBUSH SECURITIES INC.|7272
LITE|LUMENTUM HLD CM|WEED|Weeden & Co.L.P.|3900
LITE|LUMENTUM HLD CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35346
LITE|LUMENTUM HLD CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17821
LITE|LUMENTUM HLD CM|WFPB|Wells Fargo Securities, LLC.|539
LITE|LUMENTUM HLD CM|WGIF|CIBC World Markets Inc.|25818
LITE|LUMENTUM HLD CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|133
LITE|LUMENTUM HLD CM|WORD|Worden Capital Management LLC|1473
LITE|LUMENTUM HLD CM|WSEA|WOLVERINE SECURITIES, LLC|5887
LITE|LUMENTUM HLD CM|XIST|INSTINET, LLC|14538
LITE|LUMENTUM HLD CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|102428
LITE|LUMENTUM HLD CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6205
LIVE|LIVE VENTURES CMN|APCC|Apex Clearing Corporation|11
LIVE|LIVE VENTURES CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3328
LIVE|LIVE VENTURES CMN|DBAB|Deutsche Bank Securities Inc.|3077
LIVE|LIVE VENTURES CMN|DBAX|Deutsche Bank Securities Inc.|1600
LIVE|LIVE VENTURES CMN|DEGS|RONIN PROFESSIONAL LLC|1786
LIVE|LIVE VENTURES CMN|EGXM|CBOE TRADING, INC.|200
LIVE|LIVE VENTURES CMN|ETRS|E*Trade Securities LLC|7145
LIVE|LIVE VENTURES CMN|FBCO|Credit Suisse Securities (USA) LLC|3387
LIVE|LIVE VENTURES CMN|FILL|Tradestation Securities, Inc.|16
LIVE|LIVE VENTURES CMN|FOMA|TD AMERITRADE CLEARING, INC.|22326
LIVE|LIVE VENTURES CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
LIVE|LIVE VENTURES CMN|FTBR|Foliofn Investments, Inc.|3
LIVE|LIVE VENTURES CMN|GLPX|ACS EXECUTION SERVICES, LLC|510
LIVE|LIVE VENTURES CMN|GTSZ|GTS SECURITIES LLC|378
LIVE|LIVE VENTURES CMN|IATS|INTERACTIVE BROKERS LLC|706
LIVE|LIVE VENTURES CMN|IBKR|Interactive Brokers Llc|4625
LIVE|LIVE VENTURES CMN|INCA|INSTINET, LLC|1926
LIVE|LIVE VENTURES CMN|INJX|INSTINET, LLC|92
LIVE|LIVE VENTURES CMN|ITGI|ITG Inc.|300
LIVE|LIVE VENTURES CMN|ITGP|ITG INC.|600
LIVE|LIVE VENTURES CMN|JPMX|J.P. Morgan Securities LLC|1831
LIVE|LIVE VENTURES CMN|LEHM|Barclays Capital Inc./Le|1053
LIVE|LIVE VENTURES CMN|LIME|Lime Brokerage LLC|6182
LIVE|LIVE VENTURES CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
LIVE|LIVE VENTURES CMN|MSCO|MORGAN STANLEY & CO. LLC|4584
LIVE|LIVE VENTURES CMN|MSPL|MORGAN STANLEY & CO. LLC|700
LIVE|LIVE VENTURES CMN|NFSC|National Financial Services LLC|14651
LIVE|LIVE VENTURES CMN|NITE|VIRTU Americas LLC|26859
LIVE|LIVE VENTURES CMN|PDQM|CODA MARKETS, INC.|810
LIVE|LIVE VENTURES CMN|RAJA|Raymond James & Associates, Inc.|379
LIVE|LIVE VENTURES CMN|SGMT|GOLDMAN SACHS & CO. LLC|313
LIVE|LIVE VENTURES CMN|SPTD|MINT GLOBAL MARKETS, INC.|604
LIVE|LIVE VENTURES CMN|STFL|Stifel, Nicolaus & Company, Incorporated|100
LIVE|LIVE VENTURES CMN|SWIM|TD Ameritrade, Inc.|7325
LIVE|LIVE VENTURES CMN|TKNG|ALLY INVEST SECURITIES LLC|2420
LIVE|LIVE VENTURES CMN|TRCM|TRC MARKETS LLC|1786
LIVE|LIVE VENTURES CMN|UBSA|UBS SECURITIES LLC|1775
LIVE|LIVE VENTURES CMN|UBSS|UBS Securities LLC|8418
LIVE|LIVE VENTURES CMN|VALX|VIRTU AMERICAS LLC|80
LIVE|LIVE VENTURES CMN|VGRD|Vanguard Marketing Corporation|1310
LIVE|LIVE VENTURES CMN|WCHV|WELLS FARGO SECURITIES, LLC|17
LIVE|LIVE VENTURES CMN|WDCO|Wilson-Davis & Co., Inc.|1400
LIVE|LIVE VENTURES CMN|WSEA|WOLVERINE SECURITIES, LLC|3293
LIVE|LIVE VENTURES CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
LIVN|LIVANOVA PLC OR SH|ADAM|CANACCORD GENUITY INC.|500
LIVN|LIVANOVA PLC OR SH|ALTX|Alternet Securities Inc.|1400
LIVN|LIVANOVA PLC OR SH|APCC|Apex Clearing Corporation|948
LIVN|LIVANOVA PLC OR SH|AQUA|AQUA SECURITIES L.P.|25000
LIVN|LIVANOVA PLC OR SH|BARD|Robert W. Baird & Co. Incorporated|340
LIVN|LIVANOVA PLC OR SH|BATM|CBOE TRADING, INC.|5591
LIVN|LIVANOVA PLC OR SH|BAYC|BAY CREST PARTNERS, LLC|696
LIVN|LIVANOVA PLC OR SH|BAYT|BTIG, LLC|7021
LIVN|LIVANOVA PLC OR SH|BBNT|BB&T SECURITIES, LLC|100
LIVN|LIVANOVA PLC OR SH|BERN|Sanford C. Bernstein & Co., LLC|41433
LIVN|LIVANOVA PLC OR SH|BIDS|BIDS TRADING L.P.|69000
LIVN|LIVANOVA PLC OR SH|BIMI|Banca IMI Securities Corp.|1755
LIVN|LIVANOVA PLC OR SH|BKCM|BNY Mellon Capital Markets LLC|9658
LIVN|LIVANOVA PLC OR SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8114
LIVN|LIVANOVA PLC OR SH|BLKX|INSTINET, LLC|15800
LIVN|LIVANOVA PLC OR SH|BMOC|BMO Capital Markets Corp.|12078
LIVN|LIVANOVA PLC OR SH|BNPX|BNP PARIBAS SECURITIES CORP.|10680
LIVN|LIVANOVA PLC OR SH|BRVL|BLAYLOCK VAN, LLC|1400
LIVN|LIVANOVA PLC OR SH|BTIG|BTIG, LLC|66068
LIVN|LIVANOVA PLC OR SH|BYXM|CBOE TRADING, INC.|1390
LIVN|LIVANOVA PLC OR SH|CANT|Cantor Fitzgerald & Co.|233
LIVN|LIVANOVA PLC OR SH|CBLC|CITIGROUP GLOBAL MARKETS INC.|15400
LIVN|LIVANOVA PLC OR SH|CIST|Capital Institutional Services, Inc.|4957
LIVN|LIVANOVA PLC OR SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22747
LIVN|LIVANOVA PLC OR SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1450
LIVN|LIVANOVA PLC OR SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
LIVN|LIVANOVA PLC OR SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|217930
LIVN|LIVANOVA PLC OR SH|CTDL|Citadel Derivatives Group Llc|7558
LIVN|LIVANOVA PLC OR SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|12738
LIVN|LIVANOVA PLC OR SH|DBAB|Deutsche Bank Securities Inc.|406212
LIVN|LIVANOVA PLC OR SH|DBAX|Deutsche Bank Securities Inc.|106800
LIVN|LIVANOVA PLC OR SH|DBUL|Deutsche Bank Securities Inc.|3165
LIVN|LIVANOVA PLC OR SH|DEAN|MORGAN STANLEY|1055
LIVN|LIVANOVA PLC OR SH|DEGS|RONIN PROFESSIONAL LLC|400
LIVN|LIVANOVA PLC OR SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
LIVN|LIVANOVA PLC OR SH|EBXL|EBX LLC|130600
LIVN|LIVANOVA PLC OR SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|593
LIVN|LIVANOVA PLC OR SH|EDJO|Edward D. Jones & Co., L.P.|322
LIVN|LIVANOVA PLC OR SH|EGAM|CBOE TRADING, INC.|4937
LIVN|LIVANOVA PLC OR SH|EGAW|CBOE TRADING, INC.|28
LIVN|LIVANOVA PLC OR SH|EGMT|EG MARKET TECHNOLOGIES LLC|4517
LIVN|LIVANOVA PLC OR SH|EGXM|CBOE TRADING, INC.|1367
LIVN|LIVANOVA PLC OR SH|ETBE|Electronic Transaction Clearing, Inc.|21632
LIVN|LIVANOVA PLC OR SH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
LIVN|LIVANOVA PLC OR SH|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2956
LIVN|LIVANOVA PLC OR SH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36190
LIVN|LIVANOVA PLC OR SH|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|201
LIVN|LIVANOVA PLC OR SH|ETRS|E*Trade Securities LLC|11926
LIVN|LIVANOVA PLC OR SH|FBCO|Credit Suisse Securities (USA) LLC|897158
LIVN|LIVANOVA PLC OR SH|FILL|Tradestation Securities, Inc.|340
LIVN|LIVANOVA PLC OR SH|FMAF|NBCN Inc./ CDS|300
LIVN|LIVANOVA PLC OR SH|FOMA|TD AMERITRADE CLEARING, INC.|17252
LIVN|LIVANOVA PLC OR SH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7815
LIVN|LIVANOVA PLC OR SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87808
LIVN|LIVANOVA PLC OR SH|FTBR|Foliofn Investments, Inc.|250
LIVN|LIVANOVA PLC OR SH|GEBB|GLOBAL EXECUTION BROKERS, LP|17045
LIVN|LIVANOVA PLC OR SH|GLPX|ACS EXECUTION SERVICES, LLC|11439
LIVN|LIVANOVA PLC OR SH|GSCO|GOLDMAN SACHS & CO. LLC|922271
LIVN|LIVANOVA PLC OR SH|GSCS|GOLDMAN SACHS & CO. LLC|7987
LIVN|LIVANOVA PLC OR SH|GSLT|GOLDMAN SACHS & CO. LLC|1274
LIVN|LIVANOVA PLC OR SH|GTSZ|GTS SECURITIES LLC|23536
LIVN|LIVANOVA PLC OR SH|HRBF|American Enterprise Investment Services Inc.|30
LIVN|LIVANOVA PLC OR SH|HSBC|HSBC Securities, Inc.|9461
LIVN|LIVANOVA PLC OR SH|IATS|INTERACTIVE BROKERS LLC|2703
LIVN|LIVANOVA PLC OR SH|IBKR|Interactive Brokers Llc|33651
LIVN|LIVANOVA PLC OR SH|ICBX|INSTINET, LLC|21000
LIVN|LIVANOVA PLC OR SH|IEQY|CITADEL SECURITIES LLC|133256
LIVN|LIVANOVA PLC OR SH|INCA|INSTINET, LLC|308037
LIVN|LIVANOVA PLC OR SH|INJX|INSTINET, LLC|73261
LIVN|LIVANOVA PLC OR SH|ITGI|ITG Inc.|24476
LIVN|LIVANOVA PLC OR SH|ITGP|ITG INC.|459400
LIVN|LIVANOVA PLC OR SH|JEFF|JEFFERIES LLC|156695
LIVN|LIVANOVA PLC OR SH|JMPT|JUMP TRADING, LLC|70808
LIVN|LIVANOVA PLC OR SH|JPBX|J.P. MORGAN SECURITIES LLC|35003
LIVN|LIVANOVA PLC OR SH|JPMX|J.P. Morgan Securities LLC|376433
LIVN|LIVANOVA PLC OR SH|JSJX|JANE STREET CAPITAL LLC|8570
LIVN|LIVANOVA PLC OR SH|KCGM|VIRTU Americas LLC|41117
LIVN|LIVANOVA PLC OR SH|LEHM|Barclays Capital Inc./Le|778324
LIVN|LIVANOVA PLC OR SH|LIME|Lime Brokerage LLC|106444
LIVN|LIVANOVA PLC OR SH|LMGP|LIME BROKERAGE LLC|1638
LIVN|LIVANOVA PLC OR SH|LQNA|LIQUIDNET, INC.|25400
LIVN|LIVANOVA PLC OR SH|LQNB|LIQUIDNET, INC.|69000
LIVN|LIVANOVA PLC OR SH|LSCI|Lek Securities Corporation|11
LIVN|LIVANOVA PLC OR SH|LTCO|Ladenburg, Thalmann & Co., Inc.|5225
LIVN|LIVANOVA PLC OR SH|LVMR|LIVERMORE TRADING GROUP, INC.|1000
LIVN|LIVANOVA PLC OR SH|MACQ|Macquarie Capital (USA) Inc.|6711
LIVN|LIVANOVA PLC OR SH|MAXM|Maxim Group LLC|5291
LIVN|LIVANOVA PLC OR SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86550
LIVN|LIVANOVA PLC OR SH|MOTF|MOTIF INVESTING, INC.|3
LIVN|LIVANOVA PLC OR SH|MSCO|MORGAN STANLEY & CO. LLC|1221101
LIVN|LIVANOVA PLC OR SH|MSPL|MORGAN STANLEY & CO. LLC|268600
LIVN|LIVANOVA PLC OR SH|MSTX|MORGAN STANLEY & CO. LLC|83300
LIVN|LIVANOVA PLC OR SH|NEUB|NEUBERGER BERMAN BD LLC|400
LIVN|LIVANOVA PLC OR SH|NFSC|National Financial Services LLC|14518
LIVN|LIVANOVA PLC OR SH|NITE|VIRTU Americas LLC|133661
LIVN|LIVANOVA PLC OR SH|NITP|VIRTU Americas LLC|1400
LIVN|LIVANOVA PLC OR SH|NQRB|Brut, LLC|11754
LIVN|LIVANOVA PLC OR SH|NTRC|Northern Trust Securities, Inc.|1105
LIVN|LIVANOVA PLC OR SH|OPCO|Oppenheimer & Co. Inc.|34063
LIVN|LIVANOVA PLC OR SH|PDQM|CODA MARKETS, INC.|46042
LIVN|LIVANOVA PLC OR SH|PWJC|UBS Financial Services, Inc.|15
LIVN|LIVANOVA PLC OR SH|RAJA|Raymond James & Associates, Inc.|600
LIVN|LIVANOVA PLC OR SH|RBCM|RBC CAPITAL MARKETS, LLC|2394
LIVN|LIVANOVA PLC OR SH|SAGL|SAGETRADER, LLC|10777
LIVN|LIVANOVA PLC OR SH|SBSH|Citigroup Global Markets Inc.|290866
LIVN|LIVANOVA PLC OR SH|SGMT|GOLDMAN SACHS & CO. LLC|52664
LIVN|LIVANOVA PLC OR SH|SPDR|SPEEDROUTE LLC|15028
LIVN|LIVANOVA PLC OR SH|STFL|Stifel, Nicolaus & Company, Incorporated|1882
LIVN|LIVANOVA PLC OR SH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|216
LIVN|LIVANOVA PLC OR SH|SWIM|TD Ameritrade, Inc.|12091
LIVN|LIVANOVA PLC OR SH|TRBT|Tradebot Systems, Inc.|175649
LIVN|LIVANOVA PLC OR SH|TRCM|TRC MARKETS LLC|103867
LIVN|LIVANOVA PLC OR SH|TWTT|TASTYWORKS, INC.|200
LIVN|LIVANOVA PLC OR SH|UBSA|UBS SECURITIES LLC|306520
LIVN|LIVANOVA PLC OR SH|UBSS|UBS Securities LLC|665565
LIVN|LIVANOVA PLC OR SH|VALX|VIRTU AMERICAS LLC|11177
LIVN|LIVANOVA PLC OR SH|VGRD|Vanguard Marketing Corporation|297
LIVN|LIVANOVA PLC OR SH|WABR|Wall Street Access|1800
LIVN|LIVANOVA PLC OR SH|WBPX|SUMMIT SECURITIES GROUP, LLC|510
LIVN|LIVANOVA PLC OR SH|WCHV|WELLS FARGO SECURITIES, LLC|22230
LIVN|LIVANOVA PLC OR SH|WEDB|WEDBUSH SECURITIES INC.|29
LIVN|LIVANOVA PLC OR SH|WEED|Weeden & Co.L.P.|120
LIVN|LIVANOVA PLC OR SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1642
LIVN|LIVANOVA PLC OR SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15188
LIVN|LIVANOVA PLC OR SH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28
LIVN|LIVANOVA PLC OR SH|WOLF|Wolfe Trahan Securities|5373
LIVN|LIVANOVA PLC OR SH|WSEA|WOLVERINE SECURITIES, LLC|574
LIVN|LIVANOVA PLC OR SH|XIST|INSTINET, LLC|44200
LIVN|LIVANOVA PLC OR SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
LIVN|LIVANOVA PLC OR SH|YKNA|COMHAR CAPITAL MARKETS, LLC|3535
LIVN|LIVANOVA PLC OR SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1037
LIVX|LIVEXLIVE MEDIA CM|ADAM|CANACCORD GENUITY INC.|49660
LIVX|LIVEXLIVE MEDIA CM|ALTX|Alternet Securities Inc.|10381
LIVX|LIVEXLIVE MEDIA CM|APCC|Apex Clearing Corporation|5131
LIVX|LIVEXLIVE MEDIA CM|BANK|Primevest Financial Services, Inc.|12078
LIVX|LIVEXLIVE MEDIA CM|BATM|CBOE TRADING, INC.|3993
LIVX|LIVEXLIVE MEDIA CM|BAYC|BAY CREST PARTNERS, LLC|1263
LIVX|LIVEXLIVE MEDIA CM|BAYT|BTIG, LLC|500
LIVX|LIVEXLIVE MEDIA CM|BERN|Sanford C. Bernstein & Co., LLC|7456
LIVX|LIVEXLIVE MEDIA CM|BIMI|Banca IMI Securities Corp.|1500
LIVX|LIVEXLIVE MEDIA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1471
LIVX|LIVEXLIVE MEDIA CM|BMOC|BMO Capital Markets Corp.|2052
LIVX|LIVEXLIVE MEDIA CM|BNPX|BNP PARIBAS SECURITIES CORP.|376
LIVX|LIVEXLIVE MEDIA CM|BTIG|BTIG, LLC|6291
LIVX|LIVEXLIVE MEDIA CM|BYXM|CBOE TRADING, INC.|1251
LIVX|LIVEXLIVE MEDIA CM|CHAS|Charles Schwab & Co., Inc.|1020
LIVX|LIVEXLIVE MEDIA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34738
LIVX|LIVEXLIVE MEDIA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|41434
LIVX|LIVEXLIVE MEDIA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
LIVX|LIVEXLIVE MEDIA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112734
LIVX|LIVEXLIVE MEDIA CM|CTDL|Citadel Derivatives Group Llc|4560
LIVX|LIVEXLIVE MEDIA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|10624
LIVX|LIVEXLIVE MEDIA CM|DADA|D.A. Davidson & Co.|1000
LIVX|LIVEXLIVE MEDIA CM|DBAB|Deutsche Bank Securities Inc.|142827
LIVX|LIVEXLIVE MEDIA CM|DBAX|Deutsche Bank Securities Inc.|147300
LIVX|LIVEXLIVE MEDIA CM|DEAN|MORGAN STANLEY|7000
LIVX|LIVEXLIVE MEDIA CM|DEGS|RONIN PROFESSIONAL LLC|53101
LIVX|LIVEXLIVE MEDIA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23708
LIVX|LIVEXLIVE MEDIA CM|EBXL|EBX LLC|81400
LIVX|LIVEXLIVE MEDIA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5206
LIVX|LIVEXLIVE MEDIA CM|EDJO|Edward D. Jones & Co., L.P.|967
LIVX|LIVEXLIVE MEDIA CM|EGAM|CBOE TRADING, INC.|17323
LIVX|LIVEXLIVE MEDIA CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
LIVX|LIVEXLIVE MEDIA CM|EGXM|CBOE TRADING, INC.|1015
LIVX|LIVEXLIVE MEDIA CM|ETBE|Electronic Transaction Clearing, Inc.|1790
LIVX|LIVEXLIVE MEDIA CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2456
LIVX|LIVEXLIVE MEDIA CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1318
LIVX|LIVEXLIVE MEDIA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|273
LIVX|LIVEXLIVE MEDIA CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
LIVX|LIVEXLIVE MEDIA CM|ETRS|E*Trade Securities LLC|213855
LIVX|LIVEXLIVE MEDIA CM|FBCO|Credit Suisse Securities (USA) LLC|99924
LIVX|LIVEXLIVE MEDIA CM|FILL|Tradestation Securities, Inc.|4970
LIVX|LIVEXLIVE MEDIA CM|FMAF|NBCN Inc./ CDS|90
LIVX|LIVEXLIVE MEDIA CM|FOMA|TD AMERITRADE CLEARING, INC.|430502
LIVX|LIVEXLIVE MEDIA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2825
LIVX|LIVEXLIVE MEDIA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45171
LIVX|LIVEXLIVE MEDIA CM|FTBR|Foliofn Investments, Inc.|17
LIVX|LIVEXLIVE MEDIA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4711
LIVX|LIVEXLIVE MEDIA CM|GLPX|ACS EXECUTION SERVICES, LLC|96709
LIVX|LIVEXLIVE MEDIA CM|GSCO|GOLDMAN SACHS & CO. LLC|1153601
LIVX|LIVEXLIVE MEDIA CM|GSCS|GOLDMAN SACHS & CO. LLC|42052
LIVX|LIVEXLIVE MEDIA CM|GSLT|GOLDMAN SACHS & CO. LLC|4604
LIVX|LIVEXLIVE MEDIA CM|GTSZ|GTS SECURITIES LLC|51797
LIVX|LIVEXLIVE MEDIA CM|HASF|Haywood Securities Inc./CDS|3503
LIVX|LIVEXLIVE MEDIA CM|HRBF|American Enterprise Investment Services Inc.|900
LIVX|LIVEXLIVE MEDIA CM|IATS|INTERACTIVE BROKERS LLC|8943
LIVX|LIVEXLIVE MEDIA CM|IBKR|Interactive Brokers Llc|197603
LIVX|LIVEXLIVE MEDIA CM|ICBX|INSTINET, LLC|24197
LIVX|LIVEXLIVE MEDIA CM|IEQY|CITADEL SECURITIES LLC|2410
LIVX|LIVEXLIVE MEDIA CM|INCA|INSTINET, LLC|469737
LIVX|LIVEXLIVE MEDIA CM|INJX|INSTINET, LLC|4617
LIVX|LIVEXLIVE MEDIA CM|ITGI|ITG Inc.|217879
LIVX|LIVEXLIVE MEDIA CM|ITGP|ITG INC.|62800
LIVX|LIVEXLIVE MEDIA CM|JEFF|JEFFERIES LLC|12761
LIVX|LIVEXLIVE MEDIA CM|JMPT|JUMP TRADING, LLC|9048
LIVX|LIVEXLIVE MEDIA CM|JONE|JonesTrading|717
LIVX|LIVEXLIVE MEDIA CM|JPMX|J.P. Morgan Securities LLC|77340
LIVX|LIVEXLIVE MEDIA CM|JSJX|JANE STREET CAPITAL LLC|19111
LIVX|LIVEXLIVE MEDIA CM|KCGM|VIRTU Americas LLC|43878
LIVX|LIVEXLIVE MEDIA CM|LEHM|Barclays Capital Inc./Le|501865
LIVX|LIVEXLIVE MEDIA CM|LIME|Lime Brokerage LLC|113084
LIVX|LIVEXLIVE MEDIA CM|LMGP|LIME BROKERAGE LLC|19323
LIVX|LIVEXLIVE MEDIA CM|LOOP|Loop Capital Markets LLC|7820
LIVX|LIVEXLIVE MEDIA CM|LSCI|Lek Securities Corporation|7091
LIVX|LIVEXLIVE MEDIA CM|LTCO|Ladenburg, Thalmann & Co., Inc.|13452
LIVX|LIVEXLIVE MEDIA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
LIVX|LIVEXLIVE MEDIA CM|MACQ|Macquarie Capital (USA) Inc.|2539
LIVX|LIVEXLIVE MEDIA CM|MAVB|Great Point Capital LLC|100
LIVX|LIVEXLIVE MEDIA CM|MAXM|Maxim Group LLC|4742
LIVX|LIVEXLIVE MEDIA CM|MICA|Spartan Securities Group, Ltd.|10798
LIVX|LIVEXLIVE MEDIA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52381
LIVX|LIVEXLIVE MEDIA CM|MOTF|MOTIF INVESTING, INC.|1
LIVX|LIVEXLIVE MEDIA CM|MSCO|MORGAN STANLEY & CO. LLC|945387
LIVX|LIVEXLIVE MEDIA CM|MSPL|MORGAN STANLEY & CO. LLC|34900
LIVX|LIVEXLIVE MEDIA CM|MSTX|MORGAN STANLEY & CO. LLC|26500
LIVX|LIVEXLIVE MEDIA CM|NFSC|National Financial Services LLC|190450
LIVX|LIVEXLIVE MEDIA CM|NITE|VIRTU Americas LLC|490873
LIVX|LIVEXLIVE MEDIA CM|NQRB|Brut, LLC|4515
LIVX|LIVEXLIVE MEDIA CM|PCPT|PHILLIP CAPITAL INC.|500
LIVX|LIVEXLIVE MEDIA CM|PDQM|CODA MARKETS, INC.|305929
LIVX|LIVEXLIVE MEDIA CM|PWJC|UBS Financial Services, Inc.|1945
LIVX|LIVEXLIVE MEDIA CM|RAJA|Raymond James & Associates, Inc.|2924
LIVX|LIVEXLIVE MEDIA CM|RBCM|RBC CAPITAL MARKETS, LLC|6816
LIVX|LIVEXLIVE MEDIA CM|SAGL|SAGETRADER, LLC|12265
LIVX|LIVEXLIVE MEDIA CM|SBSH|Citigroup Global Markets Inc.|158630
LIVX|LIVEXLIVE MEDIA CM|SGMT|GOLDMAN SACHS & CO. LLC|28496
LIVX|LIVEXLIVE MEDIA CM|SPDR|SPEEDROUTE LLC|38803
LIVX|LIVEXLIVE MEDIA CM|SWIM|TD Ameritrade, Inc.|86655
LIVX|LIVEXLIVE MEDIA CM|TKNG|ALLY INVEST SECURITIES LLC|872
LIVX|LIVEXLIVE MEDIA CM|TRCM|TRC MARKETS LLC|8044
LIVX|LIVEXLIVE MEDIA CM|UBSA|UBS SECURITIES LLC|280260
LIVX|LIVEXLIVE MEDIA CM|UBSS|UBS Securities LLC|833221
LIVX|LIVEXLIVE MEDIA CM|VALX|VIRTU AMERICAS LLC|3454
LIVX|LIVEXLIVE MEDIA CM|VGRD|Vanguard Marketing Corporation|1500
LIVX|LIVEXLIVE MEDIA CM|WABR|Wall Street Access|9200
LIVX|LIVEXLIVE MEDIA CM|WCHV|WELLS FARGO SECURITIES, LLC|47237
LIVX|LIVEXLIVE MEDIA CM|WEDB|WEDBUSH SECURITIES INC.|10005
LIVX|LIVEXLIVE MEDIA CM|WEED|Weeden & Co.L.P.|13327
LIVX|LIVEXLIVE MEDIA CM|WGIF|CIBC World Markets Inc.|30192
LIVX|LIVEXLIVE MEDIA CM|WSEA|WOLVERINE SECURITIES, LLC|129
LIVX|LIVEXLIVE MEDIA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|16600
LIVX|LIVEXLIVE MEDIA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|20090
LIVX|LIVEXLIVE MEDIA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2719
LJPC|LA JOLLA PHARMA|ALTX|Alternet Securities Inc.|3939
LJPC|LA JOLLA PHARMA|ANDG|Andrew Garrett Inc.|38719
LJPC|LA JOLLA PHARMA|APCC|Apex Clearing Corporation|173
LJPC|LA JOLLA PHARMA|BATM|CBOE TRADING, INC.|2373
LJPC|LA JOLLA PHARMA|BAYT|BTIG, LLC|23300
LJPC|LA JOLLA PHARMA|BERN|Sanford C. Bernstein & Co., LLC|55570
LJPC|LA JOLLA PHARMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|610
LJPC|LA JOLLA PHARMA|BMOC|BMO Capital Markets Corp.|3090
LJPC|LA JOLLA PHARMA|BNPX|BNP PARIBAS SECURITIES CORP.|1395
LJPC|LA JOLLA PHARMA|BRGE|Newbridge Securities Corp.|1615
LJPC|LA JOLLA PHARMA|BTIG|BTIG, LLC|7034
LJPC|LA JOLLA PHARMA|BYXM|CBOE TRADING, INC.|1543
LJPC|LA JOLLA PHARMA|CHAS|Charles Schwab & Co., Inc.|399
LJPC|LA JOLLA PHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26152
LJPC|LA JOLLA PHARMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1068
LJPC|LA JOLLA PHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125158
LJPC|LA JOLLA PHARMA|CTDL|Citadel Derivatives Group Llc|10864
LJPC|LA JOLLA PHARMA|CTLR|CUTLER GROUP, LP|260
LJPC|LA JOLLA PHARMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|6320
LJPC|LA JOLLA PHARMA|DBAB|Deutsche Bank Securities Inc.|316059
LJPC|LA JOLLA PHARMA|DBAX|Deutsche Bank Securities Inc.|112100
LJPC|LA JOLLA PHARMA|DBUL|Deutsche Bank Securities Inc.|4587
LJPC|LA JOLLA PHARMA|DEAN|MORGAN STANLEY|5017
LJPC|LA JOLLA PHARMA|DEGS|RONIN PROFESSIONAL LLC|2892
LJPC|LA JOLLA PHARMA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6400
LJPC|LA JOLLA PHARMA|EBXL|EBX LLC|66800
LJPC|LA JOLLA PHARMA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1358
LJPC|LA JOLLA PHARMA|EDJO|Edward D. Jones & Co., L.P.|297
LJPC|LA JOLLA PHARMA|EGAM|CBOE TRADING, INC.|7609
LJPC|LA JOLLA PHARMA|EGAW|CBOE TRADING, INC.|7
LJPC|LA JOLLA PHARMA|EGMT|EG MARKET TECHNOLOGIES LLC|570
LJPC|LA JOLLA PHARMA|EGXM|CBOE TRADING, INC.|1593
LJPC|LA JOLLA PHARMA|EGXW|CBOE TRADING, INC.|77
LJPC|LA JOLLA PHARMA|ETBE|Electronic Transaction Clearing, Inc.|1895
LJPC|LA JOLLA PHARMA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
LJPC|LA JOLLA PHARMA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3570
LJPC|LA JOLLA PHARMA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28752
LJPC|LA JOLLA PHARMA|ETRS|E*Trade Securities LLC|16054
LJPC|LA JOLLA PHARMA|FBCO|Credit Suisse Securities (USA) LLC|185456
LJPC|LA JOLLA PHARMA|FILL|Tradestation Securities, Inc.|673
LJPC|LA JOLLA PHARMA|FMAF|NBCN Inc./ CDS|160
LJPC|LA JOLLA PHARMA|FOMA|TD AMERITRADE CLEARING, INC.|130790
LJPC|LA JOLLA PHARMA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16999
LJPC|LA JOLLA PHARMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62436
LJPC|LA JOLLA PHARMA|FTBR|Foliofn Investments, Inc.|16
LJPC|LA JOLLA PHARMA|GEBB|GLOBAL EXECUTION BROKERS, LP|14312
LJPC|LA JOLLA PHARMA|GLPX|ACS EXECUTION SERVICES, LLC|15511
LJPC|LA JOLLA PHARMA|GSCO|GOLDMAN SACHS & CO. LLC|738203
LJPC|LA JOLLA PHARMA|GSCS|GOLDMAN SACHS & CO. LLC|48043
LJPC|LA JOLLA PHARMA|GSLT|GOLDMAN SACHS & CO. LLC|600
LJPC|LA JOLLA PHARMA|GTSZ|GTS SECURITIES LLC|16503
LJPC|LA JOLLA PHARMA|HAPX|HAP Trading, LLC|400
LJPC|LA JOLLA PHARMA|HRBF|American Enterprise Investment Services Inc.|5173
LJPC|LA JOLLA PHARMA|HSBC|HSBC Securities, Inc.|324
LJPC|LA JOLLA PHARMA|IATS|INTERACTIVE BROKERS LLC|3495
LJPC|LA JOLLA PHARMA|IBKR|Interactive Brokers Llc|25338
LJPC|LA JOLLA PHARMA|ICBX|INSTINET, LLC|29846
LJPC|LA JOLLA PHARMA|IEQY|CITADEL SECURITIES LLC|87090
LJPC|LA JOLLA PHARMA|INCA|INSTINET, LLC|66179
LJPC|LA JOLLA PHARMA|INJX|INSTINET, LLC|201773
LJPC|LA JOLLA PHARMA|ITGI|ITG Inc.|22972
LJPC|LA JOLLA PHARMA|ITGP|ITG INC.|231200
LJPC|LA JOLLA PHARMA|JANY|Janney Montgomery Scott Inc.|1475
LJPC|LA JOLLA PHARMA|JEFF|JEFFERIES LLC|60099
LJPC|LA JOLLA PHARMA|JMPT|JUMP TRADING, LLC|24580
LJPC|LA JOLLA PHARMA|JPBX|J.P. MORGAN SECURITIES LLC|35458
LJPC|LA JOLLA PHARMA|JPMX|J.P. Morgan Securities LLC|196808
LJPC|LA JOLLA PHARMA|JSJX|JANE STREET CAPITAL LLC|5746
LJPC|LA JOLLA PHARMA|KCGM|VIRTU Americas LLC|19428
LJPC|LA JOLLA PHARMA|LEHM|Barclays Capital Inc./Le|378455
LJPC|LA JOLLA PHARMA|LIME|Lime Brokerage LLC|101046
LJPC|LA JOLLA PHARMA|LMGP|LIME BROKERAGE LLC|102
LJPC|LA JOLLA PHARMA|LOOP|Loop Capital Markets LLC|4392
LJPC|LA JOLLA PHARMA|LQNA|LIQUIDNET, INC.|5100
LJPC|LA JOLLA PHARMA|MAXM|Maxim Group LLC|2182
LJPC|LA JOLLA PHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32618
LJPC|LA JOLLA PHARMA|MOTF|MOTIF INVESTING, INC.|2
LJPC|LA JOLLA PHARMA|MSCO|MORGAN STANLEY & CO. LLC|914222
LJPC|LA JOLLA PHARMA|MSPL|MORGAN STANLEY & CO. LLC|128300
LJPC|LA JOLLA PHARMA|MSTX|MORGAN STANLEY & CO. LLC|32600
LJPC|LA JOLLA PHARMA|NFSC|National Financial Services LLC|42022
LJPC|LA JOLLA PHARMA|NITE|VIRTU Americas LLC|153296
LJPC|LA JOLLA PHARMA|NITP|VIRTU Americas LLC|2970
LJPC|LA JOLLA PHARMA|NQRB|Brut, LLC|7703
LJPC|LA JOLLA PHARMA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|440
LJPC|LA JOLLA PHARMA|PDQM|CODA MARKETS, INC.|43070
LJPC|LA JOLLA PHARMA|RAJA|Raymond James & Associates, Inc.|12
LJPC|LA JOLLA PHARMA|RBCM|RBC CAPITAL MARKETS, LLC|3628
LJPC|LA JOLLA PHARMA|RHCO|Suntrust Robinson Humphrey, Inc.|7900
LJPC|LA JOLLA PHARMA|SAGL|SAGETRADER, LLC|12161
LJPC|LA JOLLA PHARMA|SAGW|SAGETRADER, LLC|369
LJPC|LA JOLLA PHARMA|SBSH|Citigroup Global Markets Inc.|50134
LJPC|LA JOLLA PHARMA|SGMT|GOLDMAN SACHS & CO. LLC|48572
LJPC|LA JOLLA PHARMA|SPDR|SPEEDROUTE LLC|1959
LJPC|LA JOLLA PHARMA|SPTD|MINT GLOBAL MARKETS, INC.|900
LJPC|LA JOLLA PHARMA|STFL|Stifel, Nicolaus & Company, Incorporated|703
LJPC|LA JOLLA PHARMA|SWIM|TD Ameritrade, Inc.|7555
LJPC|LA JOLLA PHARMA|SWST|Hilltop Securities Inc.|300
LJPC|LA JOLLA PHARMA|TKNG|ALLY INVEST SECURITIES LLC|80
LJPC|LA JOLLA PHARMA|TRBT|Tradebot Systems, Inc.|85391
LJPC|LA JOLLA PHARMA|TRCM|TRC MARKETS LLC|57527
LJPC|LA JOLLA PHARMA|UBSA|UBS SECURITIES LLC|256993
LJPC|LA JOLLA PHARMA|UBSS|UBS Securities LLC|668419
LJPC|LA JOLLA PHARMA|VALX|VIRTU AMERICAS LLC|64136
LJPC|LA JOLLA PHARMA|VFIN|National Securities Corporation|550
LJPC|LA JOLLA PHARMA|VGRD|Vanguard Marketing Corporation|2622
LJPC|LA JOLLA PHARMA|WBLR|WILLIAM BLAIR|300
LJPC|LA JOLLA PHARMA|WCHV|WELLS FARGO SECURITIES, LLC|13585
LJPC|LA JOLLA PHARMA|WDNX|WEEDEN & CO.L.P.|4676
LJPC|LA JOLLA PHARMA|WEDB|WEDBUSH SECURITIES INC.|200
LJPC|LA JOLLA PHARMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|322
LJPC|LA JOLLA PHARMA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11305
LJPC|LA JOLLA PHARMA|WSEA|WOLVERINE SECURITIES, LLC|371
LJPC|LA JOLLA PHARMA|XIST|INSTINET, LLC|29600
LJPC|LA JOLLA PHARMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|18740
LJPC|LA JOLLA PHARMA|YKNA|COMHAR CAPITAL MARKETS, LLC|1966
LJPC|LA JOLLA PHARMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2244
LKFN|LAKELAND FINL CORP|ALTX|Alternet Securities Inc.|125
LKFN|LAKELAND FINL CORP|APCC|Apex Clearing Corporation|12
LKFN|LAKELAND FINL CORP|BANK|Primevest Financial Services, Inc.|3083
LKFN|LAKELAND FINL CORP|BATM|CBOE TRADING, INC.|268
LKFN|LAKELAND FINL CORP|BAYT|BTIG, LLC|3066
LKFN|LAKELAND FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|2600
LKFN|LAKELAND FINL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1991
LKFN|LAKELAND FINL CORP|BMOC|BMO Capital Markets Corp.|4446
LKFN|LAKELAND FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2090
LKFN|LAKELAND FINL CORP|BZYD|GOLDMAN SACHS & CO. LLC|1313
LKFN|LAKELAND FINL CORP|CANT|Cantor Fitzgerald & Co.|90
LKFN|LAKELAND FINL CORP|CHAS|Charles Schwab & Co., Inc.|1
LKFN|LAKELAND FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6728
LKFN|LAKELAND FINL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|540
LKFN|LAKELAND FINL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
LKFN|LAKELAND FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13319
LKFN|LAKELAND FINL CORP|CTDL|Citadel Derivatives Group Llc|4889
LKFN|LAKELAND FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4076
LKFN|LAKELAND FINL CORP|DADA|D.A. Davidson & Co.|9100
LKFN|LAKELAND FINL CORP|DBAB|Deutsche Bank Securities Inc.|68843
LKFN|LAKELAND FINL CORP|DBAX|Deutsche Bank Securities Inc.|10700
LKFN|LAKELAND FINL CORP|DBUL|Deutsche Bank Securities Inc.|100
LKFN|LAKELAND FINL CORP|DEAN|MORGAN STANLEY|1522
LKFN|LAKELAND FINL CORP|DEGS|RONIN PROFESSIONAL LLC|1160
LKFN|LAKELAND FINL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|170
LKFN|LAKELAND FINL CORP|EBXL|EBX LLC|8000
LKFN|LAKELAND FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|115
LKFN|LAKELAND FINL CORP|EDJO|Edward D. Jones & Co., L.P.|1461
LKFN|LAKELAND FINL CORP|EGAM|CBOE TRADING, INC.|227
LKFN|LAKELAND FINL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
LKFN|LAKELAND FINL CORP|EGXM|CBOE TRADING, INC.|109
LKFN|LAKELAND FINL CORP|ETBE|Electronic Transaction Clearing, Inc.|4
LKFN|LAKELAND FINL CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7
LKFN|LAKELAND FINL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|844
LKFN|LAKELAND FINL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5650
LKFN|LAKELAND FINL CORP|ETRS|E*Trade Securities LLC|98
LKFN|LAKELAND FINL CORP|FBCO|Credit Suisse Securities (USA) LLC|225838
LKFN|LAKELAND FINL CORP|FOMA|TD AMERITRADE CLEARING, INC.|2071
LKFN|LAKELAND FINL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|274
LKFN|LAKELAND FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15489
LKFN|LAKELAND FINL CORP|FTBR|Foliofn Investments, Inc.|120
LKFN|LAKELAND FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|7509
LKFN|LAKELAND FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|207
LKFN|LAKELAND FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|326373
LKFN|LAKELAND FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|2305
LKFN|LAKELAND FINL CORP|GSLT|GOLDMAN SACHS & CO. LLC|973
LKFN|LAKELAND FINL CORP|GTSZ|GTS SECURITIES LLC|20000
LKFN|LAKELAND FINL CORP|HRBF|American Enterprise Investment Services Inc.|35
LKFN|LAKELAND FINL CORP|HSBC|HSBC Securities, Inc.|1211
LKFN|LAKELAND FINL CORP|IATS|INTERACTIVE BROKERS LLC|1389
LKFN|LAKELAND FINL CORP|IBKR|Interactive Brokers Llc|17488
LKFN|LAKELAND FINL CORP|ICBX|INSTINET, LLC|2500
LKFN|LAKELAND FINL CORP|IEQY|CITADEL SECURITIES LLC|12159
LKFN|LAKELAND FINL CORP|INCA|INSTINET, LLC|40406
LKFN|LAKELAND FINL CORP|INJX|INSTINET, LLC|2606
LKFN|LAKELAND FINL CORP|ITGI|ITG Inc.|22660
LKFN|LAKELAND FINL CORP|ITGP|ITG INC.|7000
LKFN|LAKELAND FINL CORP|JEFF|JEFFERIES LLC|9233
LKFN|LAKELAND FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|506
LKFN|LAKELAND FINL CORP|JPMX|J.P. Morgan Securities LLC|16904
LKFN|LAKELAND FINL CORP|JSJX|JANE STREET CAPITAL LLC|234
LKFN|LAKELAND FINL CORP|KCGM|VIRTU Americas LLC|923
LKFN|LAKELAND FINL CORP|LEHM|Barclays Capital Inc./Le|120737
LKFN|LAKELAND FINL CORP|LIME|Lime Brokerage LLC|50188
LKFN|LAKELAND FINL CORP|LMGP|LIME BROKERAGE LLC|5800
LKFN|LAKELAND FINL CORP|LOOP|Loop Capital Markets LLC|100
LKFN|LAKELAND FINL CORP|LSCI|Lek Securities Corporation|100
LKFN|LAKELAND FINL CORP|MACC|Mid Atlantic Capital Corporation|998
LKFN|LAKELAND FINL CORP|MAXM|Maxim Group LLC|32768
LKFN|LAKELAND FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12452
LKFN|LAKELAND FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|196142
LKFN|LAKELAND FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|22700
LKFN|LAKELAND FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|800
LKFN|LAKELAND FINL CORP|NFSC|National Financial Services LLC|24341
LKFN|LAKELAND FINL CORP|NITE|VIRTU Americas LLC|56510
LKFN|LAKELAND FINL CORP|NITP|VIRTU Americas LLC|100
LKFN|LAKELAND FINL CORP|NQRB|Brut, LLC|100
LKFN|LAKELAND FINL CORP|NTRC|Northern Trust Securities, Inc.|197
LKFN|LAKELAND FINL CORP|PDQM|CODA MARKETS, INC.|726
LKFN|LAKELAND FINL CORP|PIPR|Piper Jaffray & Co.|3300
LKFN|LAKELAND FINL CORP|PWJC|UBS Financial Services, Inc.|5
LKFN|LAKELAND FINL CORP|RAJA|Raymond James & Associates, Inc.|177
LKFN|LAKELAND FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|175
LKFN|LAKELAND FINL CORP|SAGW|SAGETRADER, LLC|260
LKFN|LAKELAND FINL CORP|SBSH|Citigroup Global Markets Inc.|37285
LKFN|LAKELAND FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|5086
LKFN|LAKELAND FINL CORP|SPDR|SPEEDROUTE LLC|100
LKFN|LAKELAND FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|3865
LKFN|LAKELAND FINL CORP|SWIM|TD Ameritrade, Inc.|19
LKFN|LAKELAND FINL CORP|SWST|Hilltop Securities Inc.|28
LKFN|LAKELAND FINL CORP|TKNG|ALLY INVEST SECURITIES LLC|100
LKFN|LAKELAND FINL CORP|TRBT|Tradebot Systems, Inc.|15471
LKFN|LAKELAND FINL CORP|TRCM|TRC MARKETS LLC|20423
LKFN|LAKELAND FINL CORP|UBSA|UBS SECURITIES LLC|31113
LKFN|LAKELAND FINL CORP|UBSS|UBS Securities LLC|110723
LKFN|LAKELAND FINL CORP|VALX|VIRTU AMERICAS LLC|2538
LKFN|LAKELAND FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|3859
LKFN|LAKELAND FINL CORP|WEDB|WEDBUSH SECURITIES INC.|40
LKFN|LAKELAND FINL CORP|WEED|Weeden & Co.L.P.|415
LKFN|LAKELAND FINL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1121
LKFN|LAKELAND FINL CORP|XIST|INSTINET, LLC|10330
LKFN|LAKELAND FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
LKFN|LAKELAND FINL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|204
LKFN|LAKELAND FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|157
LKM|LINK MOTION INC.|AGIS|Aegis Capital Corp.|57878
LKM|LINK MOTION INC.|ALTX|Alternet Securities Inc.|200
LKM|LINK MOTION INC.|APCC|Apex Clearing Corporation|32768
LKM|LINK MOTION INC.|BATM|CBOE TRADING, INC.|323
LKM|LINK MOTION INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2900
LKM|LINK MOTION INC.|CHAS|Charles Schwab & Co., Inc.|3905
LKM|LINK MOTION INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1865
LKM|LINK MOTION INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39198
LKM|LINK MOTION INC.|CTDL|Citadel Derivatives Group Llc|150
LKM|LINK MOTION INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1682
LKM|LINK MOTION INC.|DBAB|Deutsche Bank Securities Inc.|15240
LKM|LINK MOTION INC.|DBAX|Deutsche Bank Securities Inc.|17600
LKM|LINK MOTION INC.|DEAN|MORGAN STANLEY|832
LKM|LINK MOTION INC.|EBXL|EBX LLC|15800
LKM|LINK MOTION INC.|EGAM|CBOE TRADING, INC.|5200
LKM|LINK MOTION INC.|EGXM|CBOE TRADING, INC.|3000
LKM|LINK MOTION INC.|ETBE|Electronic Transaction Clearing, Inc.|1740
LKM|LINK MOTION INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
LKM|LINK MOTION INC.|ETRS|E*Trade Securities LLC|427490
LKM|LINK MOTION INC.|FILL|Tradestation Securities, Inc.|400
LKM|LINK MOTION INC.|FMAF|NBCN Inc./ CDS|300
LKM|LINK MOTION INC.|FQLS|Quantlab Securities LP|2995
LKM|LINK MOTION INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46183
LKM|LINK MOTION INC.|FTBR|Foliofn Investments, Inc.|3318
LKM|LINK MOTION INC.|GLIS|TD Securities Inc|3939
LKM|LINK MOTION INC.|GLPX|ACS EXECUTION SERVICES, LLC|1200
LKM|LINK MOTION INC.|GSCO|GOLDMAN SACHS & CO. LLC|46300
LKM|LINK MOTION INC.|GSLT|GOLDMAN SACHS & CO. LLC|5557
LKM|LINK MOTION INC.|HAPX|HAP Trading, LLC|404
LKM|LINK MOTION INC.|HRBF|American Enterprise Investment Services Inc.|23760
LKM|LINK MOTION INC.|HSBC|HSBC Securities, Inc.|349
LKM|LINK MOTION INC.|IATS|INTERACTIVE BROKERS LLC|78440
LKM|LINK MOTION INC.|IBKR|Interactive Brokers Llc|209759
LKM|LINK MOTION INC.|ICBX|INSTINET, LLC|2200
LKM|LINK MOTION INC.|INCA|INSTINET, LLC|74186
LKM|LINK MOTION INC.|ITGI|ITG Inc.|30633
LKM|LINK MOTION INC.|ITGP|ITG INC.|15000
LKM|LINK MOTION INC.|JEFF|JEFFERIES LLC|1
LKM|LINK MOTION INC.|JMPT|JUMP TRADING, LLC|7256
LKM|LINK MOTION INC.|JPMX|J.P. Morgan Securities LLC|26390
LKM|LINK MOTION INC.|JSJX|JANE STREET CAPITAL LLC|34507
LKM|LINK MOTION INC.|KCGM|VIRTU Americas LLC|14450
LKM|LINK MOTION INC.|KCRD|PHX FINANCIAL, INC.|1700
LKM|LINK MOTION INC.|LEHM|Barclays Capital Inc./Le|59611
LKM|LINK MOTION INC.|LIME|Lime Brokerage LLC|3238
LKM|LINK MOTION INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60420
LKM|LINK MOTION INC.|MOTF|MOTIF INVESTING, INC.|2
LKM|LINK MOTION INC.|MSCO|MORGAN STANLEY & CO. LLC|118440
LKM|LINK MOTION INC.|MSPL|MORGAN STANLEY & CO. LLC|12700
LKM|LINK MOTION INC.|MSTX|MORGAN STANLEY & CO. LLC|300
LKM|LINK MOTION INC.|NFSC|National Financial Services LLC|570278
LKM|LINK MOTION INC.|NITE|VIRTU Americas LLC|1034404
LKM|LINK MOTION INC.|NITP|VIRTU Americas LLC|2300
LKM|LINK MOTION INC.|NQRB|Brut, LLC|2900
LKM|LINK MOTION INC.|NTBF|BMO Nesbitt Burns Inc./CDS|4556
LKM|LINK MOTION INC.|OPCO|Oppenheimer & Co. Inc.|1600
LKM|LINK MOTION INC.|PCPT|PHILLIP CAPITAL INC.|46109
LKM|LINK MOTION INC.|PDQM|CODA MARKETS, INC.|7700
LKM|LINK MOTION INC.|RBCM|RBC CAPITAL MARKETS, LLC|44943
LKM|LINK MOTION INC.|SBSH|Citigroup Global Markets Inc.|157704
LKM|LINK MOTION INC.|SGMT|GOLDMAN SACHS & CO. LLC|28804
LKM|LINK MOTION INC.|SPDR|SPEEDROUTE LLC|3419
LKM|LINK MOTION INC.|SWIM|TD Ameritrade, Inc.|137206
LKM|LINK MOTION INC.|TKNG|ALLY INVEST SECURITIES LLC|2910
LKM|LINK MOTION INC.|UBSA|UBS SECURITIES LLC|146359
LKM|LINK MOTION INC.|UBSS|UBS Securities LLC|410871
LKM|LINK MOTION INC.|VGRD|Vanguard Marketing Corporation|3756
LKM|LINK MOTION INC.|WCHV|WELLS FARGO SECURITIES, LLC|40580
LKM|LINK MOTION INC.|WEED|Weeden & Co.L.P.|14336
LKM|LINK MOTION INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4904
LKM|LINK MOTION INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2797
LKM|LINK MOTION INC.|WGIF|CIBC World Markets Inc.|16683
LKM|LINK MOTION INC.|WSEA|WOLVERINE SECURITIES, LLC|11818
LKM|LINK MOTION INC.|XIST|INSTINET, LLC|400
LKM|LINK MOTION INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|17204
LKM|LINK MOTION INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
LKOR|FLXSHRS CRSC LG CORP|CANT|Cantor Fitzgerald & Co.|4949
LKOR|FLXSHRS CRSC LG CORP|CHAS|Charles Schwab & Co., Inc.|2
LKOR|FLXSHRS CRSC LG CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1973
LKOR|FLXSHRS CRSC LG CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
LKOR|FLXSHRS CRSC LG CORP|DBAB|Deutsche Bank Securities Inc.|3852
LKOR|FLXSHRS CRSC LG CORP|DBAX|Deutsche Bank Securities Inc.|300
LKOR|FLXSHRS CRSC LG CORP|ETRS|E*Trade Securities LLC|2110
LKOR|FLXSHRS CRSC LG CORP|FBCO|Credit Suisse Securities (USA) LLC|10658
LKOR|FLXSHRS CRSC LG CORP|FOMA|TD AMERITRADE CLEARING, INC.|150
LKOR|FLXSHRS CRSC LG CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2300
LKOR|FLXSHRS CRSC LG CORP|IBKR|Interactive Brokers Llc|226
LKOR|FLXSHRS CRSC LG CORP|INCA|INSTINET, LLC|300
LKOR|FLXSHRS CRSC LG CORP|JSJX|JANE STREET CAPITAL LLC|12680
LKOR|FLXSHRS CRSC LG CORP|LIME|Lime Brokerage LLC|1605
LKOR|FLXSHRS CRSC LG CORP|MSCO|MORGAN STANLEY & CO. LLC|61
LKOR|FLXSHRS CRSC LG CORP|NFSC|National Financial Services LLC|1137
LKOR|FLXSHRS CRSC LG CORP|NITE|VIRTU Americas LLC|744
LKQ|LKQ CORP|ABLE|NATIXIS Securities Americas LLC|225384
LKQ|LKQ CORP|ALTX|Alternet Securities Inc.|35148
LKQ|LKQ CORP|ANOS|ABEL/NOSER, L.L.C.|151
LKQ|LKQ CORP|APCC|Apex Clearing Corporation|593
LKQ|LKQ CORP|AQUA|AQUA SECURITIES L.P.|15000
LKQ|LKQ CORP|BARD|Robert W. Baird & Co. Incorporated|129813
LKQ|LKQ CORP|BATM|CBOE TRADING, INC.|31098
LKQ|LKQ CORP|BAYC|BAY CREST PARTNERS, LLC|18489
LKQ|LKQ CORP|BAYT|BTIG, LLC|100
LKQ|LKQ CORP|BBNT|BB&T SECURITIES, LLC|4725
LKQ|LKQ CORP|BERN|Sanford C. Bernstein & Co., LLC|265570
LKQ|LKQ CORP|BIDS|BIDS TRADING L.P.|2700
LKQ|LKQ CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19547
LKQ|LKQ CORP|BLKX|INSTINET, LLC|51400
LKQ|LKQ CORP|BMOC|BMO Capital Markets Corp.|54635
LKQ|LKQ CORP|BNPX|BNP PARIBAS SECURITIES CORP.|557121
LKQ|LKQ CORP|BTIG|BTIG, LLC|27753
LKQ|LKQ CORP|BYXM|CBOE TRADING, INC.|8561
LKQ|LKQ CORP|BZYD|GOLDMAN SACHS & CO. LLC|1243
LKQ|LKQ CORP|CANT|Cantor Fitzgerald & Co.|2204
LKQ|LKQ CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|62600
LKQ|LKQ CORP|CHAS|Charles Schwab & Co., Inc.|2824
LKQ|LKQ CORP|CIBP|CIBC World Markets Corp.|75526
LKQ|LKQ CORP|CICF|Canaccord Genuity Corp.|654
LKQ|LKQ CORP|CIST|Capital Institutional Services, Inc.|12775
LKQ|LKQ CORP|CLSA|CLSA AMERICAS, LLC|200
LKQ|LKQ CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|263349
LKQ|LKQ CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2170
LKQ|LKQ CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1008
LKQ|LKQ CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|887631
LKQ|LKQ CORP|CTDL|Citadel Derivatives Group Llc|75986
LKQ|LKQ CORP|CTLR|CUTLER GROUP, LP|1593
LKQ|LKQ CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|162234
LKQ|LKQ CORP|DADA|D.A. Davidson & Co.|1498
LKQ|LKQ CORP|DBAB|Deutsche Bank Securities Inc.|1390503
LKQ|LKQ CORP|DBAX|Deutsche Bank Securities Inc.|1038400
LKQ|LKQ CORP|DBUL|Deutsche Bank Securities Inc.|2500
LKQ|LKQ CORP|DEAN|MORGAN STANLEY|9960
LKQ|LKQ CORP|DEGS|RONIN PROFESSIONAL LLC|400
LKQ|LKQ CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16081
LKQ|LKQ CORP|DOTC|Dougherty & Company LLC|6293
LKQ|LKQ CORP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|70864
LKQ|LKQ CORP|EBXL|EBX LLC|452400
LKQ|LKQ CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|9637
LKQ|LKQ CORP|EDJO|Edward D. Jones & Co., L.P.|9843
LKQ|LKQ CORP|EGAM|CBOE TRADING, INC.|40660
LKQ|LKQ CORP|EGAW|CBOE TRADING, INC.|541
LKQ|LKQ CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1673
LKQ|LKQ CORP|EGXM|CBOE TRADING, INC.|9972
LKQ|LKQ CORP|EGXW|CBOE TRADING, INC.|400
LKQ|LKQ CORP|ELEV|ELEVATION, LLC|7322
LKQ|LKQ CORP|ETBE|Electronic Transaction Clearing, Inc.|124096
LKQ|LKQ CORP|ETCC|Electronic Transaction Clearing, Inc.|7188
LKQ|LKQ CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16144
LKQ|LKQ CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|61050
LKQ|LKQ CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|496
LKQ|LKQ CORP|ETRS|E*Trade Securities LLC|83844
LKQ|LKQ CORP|FBCO|Credit Suisse Securities (USA) LLC|1257056
LKQ|LKQ CORP|FBSB|U.S. Bancorp Investments, Inc.|22
LKQ|LKQ CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|187
LKQ|LKQ CORP|FILL|Tradestation Securities, Inc.|9373
LKQ|LKQ CORP|FMAF|NBCN Inc./ CDS|24196
LKQ|LKQ CORP|FOMA|TD AMERITRADE CLEARING, INC.|169240
LKQ|LKQ CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|30103
LKQ|LKQ CORP|FQLS|Quantlab Securities LP|1226862
LKQ|LKQ CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|416485
LKQ|LKQ CORP|FTBR|Foliofn Investments, Inc.|18712
LKQ|LKQ CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|60505
LKQ|LKQ CORP|GELP|RBC CAPITAL MARKETS, LLC|9810
LKQ|LKQ CORP|GLPX|ACS EXECUTION SERVICES, LLC|244054
LKQ|LKQ CORP|GSCO|GOLDMAN SACHS & CO. LLC|5223408
LKQ|LKQ CORP|GSCS|GOLDMAN SACHS & CO. LLC|36643
LKQ|LKQ CORP|GSLT|GOLDMAN SACHS & CO. LLC|32626
LKQ|LKQ CORP|GTSZ|GTS SECURITIES LLC|247181
LKQ|LKQ CORP|HAPX|HAP Trading, LLC|37535
LKQ|LKQ CORP|HRBF|American Enterprise Investment Services Inc.|6176
LKQ|LKQ CORP|HSBC|HSBC Securities, Inc.|11266
LKQ|LKQ CORP|IATS|INTERACTIVE BROKERS LLC|13928
LKQ|LKQ CORP|IBKR|Interactive Brokers Llc|214434
LKQ|LKQ CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1585
LKQ|LKQ CORP|ICBX|INSTINET, LLC|187480
LKQ|LKQ CORP|IEQY|CITADEL SECURITIES LLC|311728
LKQ|LKQ CORP|IMPC|Imperial Capital, LLC|39278
LKQ|LKQ CORP|INCA|INSTINET, LLC|1405580
LKQ|LKQ CORP|INJX|INSTINET, LLC|113917
LKQ|LKQ CORP|INTL|INTL FCSTONE FINANCIAL INC.|22
LKQ|LKQ CORP|ITGI|ITG Inc.|557454
LKQ|LKQ CORP|ITGP|ITG INC.|1340800
LKQ|LKQ CORP|JANY|Janney Montgomery Scott Inc.|1067
LKQ|LKQ CORP|JEFF|JEFFERIES LLC|2399796
LKQ|LKQ CORP|JMPT|JUMP TRADING, LLC|280397
LKQ|LKQ CORP|JONE|JonesTrading|537
LKQ|LKQ CORP|JPBX|J.P. MORGAN SECURITIES LLC|128005
LKQ|LKQ CORP|JPMX|J.P. Morgan Securities LLC|1059531
LKQ|LKQ CORP|JSJX|JANE STREET CAPITAL LLC|17042
LKQ|LKQ CORP|KCGM|VIRTU Americas LLC|139816
LKQ|LKQ CORP|LEER|LEERINK PARTNERS LLC|3284
LKQ|LKQ CORP|LEHM|Barclays Capital Inc./Le|2969687
LKQ|LKQ CORP|LIME|Lime Brokerage LLC|412595
LKQ|LKQ CORP|LMGP|LIME BROKERAGE LLC|9172
LKQ|LKQ CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|73600
LKQ|LKQ CORP|LOOP|Loop Capital Markets LLC|1925
LKQ|LKQ CORP|LQNA|LIQUIDNET, INC.|332000
LKQ|LKQ CORP|LSCI|Lek Securities Corporation|588
LKQ|LKQ CORP|MACC|Mid Atlantic Capital Corporation|3030
LKQ|LKQ CORP|MACQ|Macquarie Capital (USA) Inc.|8405
LKQ|LKQ CORP|MAXM|Maxim Group LLC|9616
LKQ|LKQ CORP|MBTS|ALLY INVEST SECURITIES LLC|1124
LKQ|LKQ CORP|MCMF|Raymond James Ltd. Cds|176
LKQ|LKQ CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|408196
LKQ|LKQ CORP|MOTF|MOTIF INVESTING, INC.|3
LKQ|LKQ CORP|MSCO|MORGAN STANLEY & CO. LLC|8624749
LKQ|LKQ CORP|MSPL|MORGAN STANLEY & CO. LLC|822200
LKQ|LKQ CORP|MSTX|MORGAN STANLEY & CO. LLC|535800
LKQ|LKQ CORP|NEUB|NEUBERGER BERMAN BD LLC|1510
LKQ|LKQ CORP|NFSC|National Financial Services LLC|416167
LKQ|LKQ CORP|NITE|VIRTU Americas LLC|792767
LKQ|LKQ CORP|NITP|VIRTU Americas LLC|11487
LKQ|LKQ CORP|NQRB|Brut, LLC|18850
LKQ|LKQ CORP|NTRC|Northern Trust Securities, Inc.|26362
LKQ|LKQ CORP|OPCO|Oppenheimer & Co. Inc.|21355
LKQ|LKQ CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8389
LKQ|LKQ CORP|PCFF|Pacific International Securities Inc./CDS|770
LKQ|LKQ CORP|PDQM|CODA MARKETS, INC.|203724
LKQ|LKQ CORP|PHLY|NASDAQ Execution Services, LLC|1000
LKQ|LKQ CORP|PIPR|Piper Jaffray & Co.|9682
LKQ|LKQ CORP|PWJC|UBS Financial Services, Inc.|5914
LKQ|LKQ CORP|RAJA|Raymond James & Associates, Inc.|14217
LKQ|LKQ CORP|RBCM|RBC CAPITAL MARKETS, LLC|7952
LKQ|LKQ CORP|RHCO|Suntrust Robinson Humphrey, Inc.|35773
LKQ|LKQ CORP|ROBT|Robotti & Company, LLC|200
LKQ|LKQ CORP|SAGL|SAGETRADER, LLC|34089
LKQ|LKQ CORP|SAGW|SAGETRADER, LLC|2577
LKQ|LKQ CORP|SALI|INTL FCSTONE FINANCIAL INC.|150
LKQ|LKQ CORP|SBSH|Citigroup Global Markets Inc.|1611717
LKQ|LKQ CORP|SEIC|SEI Investments Distribution Co.|3125
LKQ|LKQ CORP|SGMT|GOLDMAN SACHS & CO. LLC|388317
LKQ|LKQ CORP|SPDR|SPEEDROUTE LLC|48324
LKQ|LKQ CORP|SPHN|Stephens Inc.|147184
LKQ|LKQ CORP|STFL|Stifel, Nicolaus & Company, Incorporated|31480
LKQ|LKQ CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
LKQ|LKQ CORP|SWIM|TD Ameritrade, Inc.|10794
LKQ|LKQ CORP|SWST|Hilltop Securities Inc.|2090
LKQ|LKQ CORP|TKNG|ALLY INVEST SECURITIES LLC|1060
LKQ|LKQ CORP|TONC|CUTTONE & CO., LLC|5160
LKQ|LKQ CORP|TRBT|Tradebot Systems, Inc.|769500
LKQ|LKQ CORP|TRCM|TRC MARKETS LLC|375961
LKQ|LKQ CORP|TTUC|CUTTONE & CO., INC.|553
LKQ|LKQ CORP|UBSA|UBS SECURITIES LLC|1325546
LKQ|LKQ CORP|UBSS|UBS Securities LLC|1875552
LKQ|LKQ CORP|VALX|VIRTU AMERICAS LLC|42214
LKQ|LKQ CORP|VGRD|Vanguard Marketing Corporation|11205
LKQ|LKQ CORP|WABR|Wall Street Access|350
LKQ|LKQ CORP|WBLR|WILLIAM BLAIR|2317
LKQ|LKQ CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|312
LKQ|LKQ CORP|WCHV|WELLS FARGO SECURITIES, LLC|191949
LKQ|LKQ CORP|WDNX|WEEDEN & CO.L.P.|8714
LKQ|LKQ CORP|WEDB|WEDBUSH SECURITIES INC.|2907
LKQ|LKQ CORP|WEED|Weeden & Co.L.P.|1260
LKQ|LKQ CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|49926
LKQ|LKQ CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39208
LKQ|LKQ CORP|WGIF|CIBC World Markets Inc.|8949
LKQ|LKQ CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1350
LKQ|LKQ CORP|WSEA|WOLVERINE SECURITIES, LLC|5995
LKQ|LKQ CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4540
LKQ|LKQ CORP|XIST|INSTINET, LLC|91320
LKQ|LKQ CORP|XPQR|Jump Trading|800
LKQ|LKQ CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|77558
LKQ|LKQ CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|9695
LKQ|LKQ CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10044
LKSD|LSC COMM INC.|ALTX|Alternet Securities Inc.|6966
LKSD|LSC COMM INC.|ANOS|ABEL/NOSER, L.L.C.|599
LKSD|LSC COMM INC.|APCC|Apex Clearing Corporation|66
LKSD|LSC COMM INC.|BANK|Primevest Financial Services, Inc.|17
LKSD|LSC COMM INC.|BATM|CBOE TRADING, INC.|2798
LKSD|LSC COMM INC.|BBNT|BB&T SECURITIES, LLC|941
LKSD|LSC COMM INC.|BERN|Sanford C. Bernstein & Co., LLC|5539
LKSD|LSC COMM INC.|BIDS|BIDS TRADING L.P.|100
LKSD|LSC COMM INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3683
LKSD|LSC COMM INC.|BLKX|INSTINET, LLC|88084
LKSD|LSC COMM INC.|BNPX|BNP PARIBAS SECURITIES CORP.|7777
LKSD|LSC COMM INC.|BRVL|BLAYLOCK VAN, LLC|100
LKSD|LSC COMM INC.|BTIG|BTIG, LLC|587
LKSD|LSC COMM INC.|BYXM|CBOE TRADING, INC.|2620
LKSD|LSC COMM INC.|BZYD|GOLDMAN SACHS & CO. LLC|1226
LKSD|LSC COMM INC.|CHAS|Charles Schwab & Co., Inc.|4114
LKSD|LSC COMM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|861
LKSD|LSC COMM INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6113
LKSD|LSC COMM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99375
LKSD|LSC COMM INC.|CTDL|Citadel Derivatives Group Llc|13799
LKSD|LSC COMM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|20046
LKSD|LSC COMM INC.|DBAB|Deutsche Bank Securities Inc.|100472
LKSD|LSC COMM INC.|DBAX|Deutsche Bank Securities Inc.|64000
LKSD|LSC COMM INC.|DBUL|Deutsche Bank Securities Inc.|200
LKSD|LSC COMM INC.|DEAN|MORGAN STANLEY|312
LKSD|LSC COMM INC.|DEGS|RONIN PROFESSIONAL LLC|2137
LKSD|LSC COMM INC.|EBXL|EBX LLC|36700
LKSD|LSC COMM INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1235
LKSD|LSC COMM INC.|EDJO|Edward D. Jones & Co., L.P.|906
LKSD|LSC COMM INC.|EGAM|CBOE TRADING, INC.|16525
LKSD|LSC COMM INC.|EGAW|CBOE TRADING, INC.|273
LKSD|LSC COMM INC.|EGMT|EG MARKET TECHNOLOGIES LLC|342
LKSD|LSC COMM INC.|EGXM|CBOE TRADING, INC.|5293
LKSD|LSC COMM INC.|ETBE|Electronic Transaction Clearing, Inc.|3570
LKSD|LSC COMM INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|186
LKSD|LSC COMM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7497
LKSD|LSC COMM INC.|ETRS|E*Trade Securities LLC|28654
LKSD|LSC COMM INC.|FBSB|U.S. Bancorp Investments, Inc.|5
LKSD|LSC COMM INC.|FILL|Tradestation Securities, Inc.|200
LKSD|LSC COMM INC.|FMAF|NBCN Inc./ CDS|1388
LKSD|LSC COMM INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4143
LKSD|LSC COMM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69159
LKSD|LSC COMM INC.|FTBR|Foliofn Investments, Inc.|39
LKSD|LSC COMM INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1144
LKSD|LSC COMM INC.|GLPX|ACS EXECUTION SERVICES, LLC|97356
LKSD|LSC COMM INC.|GSCO|GOLDMAN SACHS & CO. LLC|218957
LKSD|LSC COMM INC.|GSCS|GOLDMAN SACHS & CO. LLC|15411
LKSD|LSC COMM INC.|GSLT|GOLDMAN SACHS & CO. LLC|4435
LKSD|LSC COMM INC.|GTSZ|GTS SECURITIES LLC|20566
LKSD|LSC COMM INC.|HPPX|POTAMUS TRADING, LLC|319
LKSD|LSC COMM INC.|HRBF|American Enterprise Investment Services Inc.|828
LKSD|LSC COMM INC.|IATS|INTERACTIVE BROKERS LLC|4934
LKSD|LSC COMM INC.|IBKR|Interactive Brokers Llc|16522
LKSD|LSC COMM INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1110
LKSD|LSC COMM INC.|ICBX|INSTINET, LLC|9900
LKSD|LSC COMM INC.|IEQY|CITADEL SECURITIES LLC|20563
LKSD|LSC COMM INC.|INCA|INSTINET, LLC|106474
LKSD|LSC COMM INC.|INJX|INSTINET, LLC|8502
LKSD|LSC COMM INC.|ITGI|ITG Inc.|26533
LKSD|LSC COMM INC.|ITGP|ITG INC.|111000
LKSD|LSC COMM INC.|JEFF|JEFFERIES LLC|14955
LKSD|LSC COMM INC.|JMPT|JUMP TRADING, LLC|13702
LKSD|LSC COMM INC.|JPBX|J.P. MORGAN SECURITIES LLC|9610
LKSD|LSC COMM INC.|JPMX|J.P. Morgan Securities LLC|70090
LKSD|LSC COMM INC.|JSJX|JANE STREET CAPITAL LLC|12023
LKSD|LSC COMM INC.|KCGM|VIRTU Americas LLC|10809
LKSD|LSC COMM INC.|LEHM|Barclays Capital Inc./Le|111416
LKSD|LSC COMM INC.|LIME|Lime Brokerage LLC|19783
LKSD|LSC COMM INC.|LOOP|Loop Capital Markets LLC|200
LKSD|LSC COMM INC.|LSCI|Lek Securities Corporation|16
LKSD|LSC COMM INC.|MACC|Mid Atlantic Capital Corporation|18
LKSD|LSC COMM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59700
LKSD|LSC COMM INC.|MOTF|MOTIF INVESTING, INC.|5
LKSD|LSC COMM INC.|MSCO|MORGAN STANLEY & CO. LLC|312455
LKSD|LSC COMM INC.|MSPL|MORGAN STANLEY & CO. LLC|89000
LKSD|LSC COMM INC.|MSTX|MORGAN STANLEY & CO. LLC|48900
LKSD|LSC COMM INC.|NFSC|National Financial Services LLC|58685
LKSD|LSC COMM INC.|NITE|VIRTU Americas LLC|147694
LKSD|LSC COMM INC.|NQRB|Brut, LLC|14021
LKSD|LSC COMM INC.|NTBF|BMO Nesbitt Burns Inc./CDS|250
LKSD|LSC COMM INC.|NTRC|Northern Trust Securities, Inc.|82
LKSD|LSC COMM INC.|OPCO|Oppenheimer & Co. Inc.|215
LKSD|LSC COMM INC.|PDQM|CODA MARKETS, INC.|3127
LKSD|LSC COMM INC.|RBCM|RBC CAPITAL MARKETS, LLC|5239
LKSD|LSC COMM INC.|SAGL|SAGETRADER, LLC|7249
LKSD|LSC COMM INC.|SAGW|SAGETRADER, LLC|651
LKSD|LSC COMM INC.|SBRX|MURIEL SIEBERT & CO INC|1262
LKSD|LSC COMM INC.|SBSH|Citigroup Global Markets Inc.|26152
LKSD|LSC COMM INC.|SGMT|GOLDMAN SACHS & CO. LLC|39601
LKSD|LSC COMM INC.|SPDR|SPEEDROUTE LLC|5123
LKSD|LSC COMM INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
LKSD|LSC COMM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3477
LKSD|LSC COMM INC.|STKP|STOCKPILE INVESTMENTS, INC.|2
LKSD|LSC COMM INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2813
LKSD|LSC COMM INC.|SWIM|TD Ameritrade, Inc.|4935
LKSD|LSC COMM INC.|TKNG|ALLY INVEST SECURITIES LLC|30
LKSD|LSC COMM INC.|TRBT|Tradebot Systems, Inc.|76101
LKSD|LSC COMM INC.|TRCM|TRC MARKETS LLC|14849
LKSD|LSC COMM INC.|UBSA|UBS SECURITIES LLC|226744
LKSD|LSC COMM INC.|UBSS|UBS Securities LLC|278249
LKSD|LSC COMM INC.|VALX|VIRTU AMERICAS LLC|4608
LKSD|LSC COMM INC.|VGRD|Vanguard Marketing Corporation|1691
LKSD|LSC COMM INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|425
LKSD|LSC COMM INC.|WCHV|WELLS FARGO SECURITIES, LLC|39809
LKSD|LSC COMM INC.|WEDB|WEDBUSH SECURITIES INC.|3
LKSD|LSC COMM INC.|WEED|Weeden & Co.L.P.|2000
LKSD|LSC COMM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|900
LKSD|LSC COMM INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|855
LKSD|LSC COMM INC.|WGIF|CIBC World Markets Inc.|12
LKSD|LSC COMM INC.|WSEA|WOLVERINE SECURITIES, LLC|1693
LKSD|LSC COMM INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2932
LKSD|LSC COMM INC.|XIST|INSTINET, LLC|1400
LKSD|LSC COMM INC.|XPQR|Jump Trading|300
LKSD|LSC COMM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
LKSD|LSC COMM INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
LKSD|LSC COMM INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11448
LL|LUMBER LIQUID HLDGS|AGIS|Aegis Capital Corp.|750
LL|LUMBER LIQUID HLDGS|ALTX|Alternet Securities Inc.|6424
LL|LUMBER LIQUID HLDGS|APCC|Apex Clearing Corporation|4215
LL|LUMBER LIQUID HLDGS|AQUA|AQUA SECURITIES L.P.|9300
LL|LUMBER LIQUID HLDGS|BANK|Primevest Financial Services, Inc.|500
LL|LUMBER LIQUID HLDGS|BARD|Robert W. Baird & Co. Incorporated|400
LL|LUMBER LIQUID HLDGS|BATM|CBOE TRADING, INC.|6043
LL|LUMBER LIQUID HLDGS|BBNT|BB&T SECURITIES, LLC|26
LL|LUMBER LIQUID HLDGS|BERN|Sanford C. Bernstein & Co., LLC|22236
LL|LUMBER LIQUID HLDGS|BIAD|SAGETRADER, LLC|48
LL|LUMBER LIQUID HLDGS|BIDS|BIDS TRADING L.P.|300
LL|LUMBER LIQUID HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10711
LL|LUMBER LIQUID HLDGS|BLKX|INSTINET, LLC|32896
LL|LUMBER LIQUID HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|5595
LL|LUMBER LIQUID HLDGS|BRVL|BLAYLOCK VAN, LLC|500
LL|LUMBER LIQUID HLDGS|BTIG|BTIG, LLC|100
LL|LUMBER LIQUID HLDGS|BYXM|CBOE TRADING, INC.|4814
LL|LUMBER LIQUID HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|1955
LL|LUMBER LIQUID HLDGS|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
LL|LUMBER LIQUID HLDGS|CHAS|Charles Schwab & Co., Inc.|12600
LL|LUMBER LIQUID HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36882
LL|LUMBER LIQUID HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1208
LL|LUMBER LIQUID HLDGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|370
LL|LUMBER LIQUID HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|454576
LL|LUMBER LIQUID HLDGS|CTDL|Citadel Derivatives Group Llc|4564
LL|LUMBER LIQUID HLDGS|CTLR|CUTLER GROUP, LP|3940
LL|LUMBER LIQUID HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|60140
LL|LUMBER LIQUID HLDGS|DAVA|Davenport & Company LLC|6534
LL|LUMBER LIQUID HLDGS|DBAB|Deutsche Bank Securities Inc.|196439
LL|LUMBER LIQUID HLDGS|DBAX|Deutsche Bank Securities Inc.|292300
LL|LUMBER LIQUID HLDGS|DEAN|MORGAN STANLEY|9834
LL|LUMBER LIQUID HLDGS|DEGS|RONIN PROFESSIONAL LLC|1100
LL|LUMBER LIQUID HLDGS|EBXL|EBX LLC|222100
LL|LUMBER LIQUID HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|98017
LL|LUMBER LIQUID HLDGS|EDJO|Edward D. Jones & Co., L.P.|1349
LL|LUMBER LIQUID HLDGS|EGAM|CBOE TRADING, INC.|24930
LL|LUMBER LIQUID HLDGS|EGAW|CBOE TRADING, INC.|200
LL|LUMBER LIQUID HLDGS|EGMT|EG MARKET TECHNOLOGIES LLC|1770
LL|LUMBER LIQUID HLDGS|EGXM|CBOE TRADING, INC.|5698
LL|LUMBER LIQUID HLDGS|EGXW|CBOE TRADING, INC.|98
LL|LUMBER LIQUID HLDGS|ETBE|Electronic Transaction Clearing, Inc.|18166
LL|LUMBER LIQUID HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15706
LL|LUMBER LIQUID HLDGS|ETRS|E*Trade Securities LLC|359419
LL|LUMBER LIQUID HLDGS|FILL|Tradestation Securities, Inc.|127975
LL|LUMBER LIQUID HLDGS|FMAF|NBCN Inc./ CDS|731
LL|LUMBER LIQUID HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27610
LL|LUMBER LIQUID HLDGS|FQLS|Quantlab Securities LP|207774
LL|LUMBER LIQUID HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|168998
LL|LUMBER LIQUID HLDGS|FTBR|Foliofn Investments, Inc.|258
LL|LUMBER LIQUID HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|3454
LL|LUMBER LIQUID HLDGS|GLIS|TD Securities Inc|7075
LL|LUMBER LIQUID HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|9621
LL|LUMBER LIQUID HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|346309
LL|LUMBER LIQUID HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|3499
LL|LUMBER LIQUID HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|4430
LL|LUMBER LIQUID HLDGS|GTSZ|GTS SECURITIES LLC|28690
LL|LUMBER LIQUID HLDGS|HAPX|HAP Trading, LLC|900
LL|LUMBER LIQUID HLDGS|HRBF|American Enterprise Investment Services Inc.|2005
LL|LUMBER LIQUID HLDGS|IATS|INTERACTIVE BROKERS LLC|18555
LL|LUMBER LIQUID HLDGS|IBKR|Interactive Brokers Llc|19258
LL|LUMBER LIQUID HLDGS|IBSJ|Integrity Brokerage Services, Inc.|150
LL|LUMBER LIQUID HLDGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1445
LL|LUMBER LIQUID HLDGS|ICBX|INSTINET, LLC|34700
LL|LUMBER LIQUID HLDGS|IEQY|CITADEL SECURITIES LLC|39914
LL|LUMBER LIQUID HLDGS|INCA|INSTINET, LLC|169162
LL|LUMBER LIQUID HLDGS|INJX|INSTINET, LLC|1120
LL|LUMBER LIQUID HLDGS|ITGI|ITG Inc.|39373
LL|LUMBER LIQUID HLDGS|ITGP|ITG INC.|49600
LL|LUMBER LIQUID HLDGS|JANY|Janney Montgomery Scott Inc.|1200
LL|LUMBER LIQUID HLDGS|JEFF|JEFFERIES LLC|69645
LL|LUMBER LIQUID HLDGS|JMPT|JUMP TRADING, LLC|60310
LL|LUMBER LIQUID HLDGS|JONE|JonesTrading|5950
LL|LUMBER LIQUID HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|67252
LL|LUMBER LIQUID HLDGS|JPMX|J.P. Morgan Securities LLC|329700
LL|LUMBER LIQUID HLDGS|JSCL|JOSEPH STONE CAPITAL L.L.C.|400
LL|LUMBER LIQUID HLDGS|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
LL|LUMBER LIQUID HLDGS|JSJX|JANE STREET CAPITAL LLC|4269
LL|LUMBER LIQUID HLDGS|KCGM|VIRTU Americas LLC|80300
LL|LUMBER LIQUID HLDGS|LEHM|Barclays Capital Inc./Le|356798
LL|LUMBER LIQUID HLDGS|LIME|Lime Brokerage LLC|20341
LL|LUMBER LIQUID HLDGS|LIWE|LIME BROKERAGE LLC|469
LL|LUMBER LIQUID HLDGS|LQNA|LIQUIDNET, INC.|20600
LL|LUMBER LIQUID HLDGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
LL|LUMBER LIQUID HLDGS|MACC|Mid Atlantic Capital Corporation|165
LL|LUMBER LIQUID HLDGS|MACQ|Macquarie Capital (USA) Inc.|1000
LL|LUMBER LIQUID HLDGS|MAXM|Maxim Group LLC|1807
LL|LUMBER LIQUID HLDGS|MICA|Spartan Securities Group, Ltd.|1000
LL|LUMBER LIQUID HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122381
LL|LUMBER LIQUID HLDGS|MOTF|MOTIF INVESTING, INC.|6
LL|LUMBER LIQUID HLDGS|MRBA|IBN FINANCIAL SERVICES, INC.|500
LL|LUMBER LIQUID HLDGS|MSCO|MORGAN STANLEY & CO. LLC|1356375
LL|LUMBER LIQUID HLDGS|MSPL|MORGAN STANLEY & CO. LLC|475800
LL|LUMBER LIQUID HLDGS|MSTX|MORGAN STANLEY & CO. LLC|309900
LL|LUMBER LIQUID HLDGS|NATL|National Securities Corporation|275
LL|LUMBER LIQUID HLDGS|NFSC|National Financial Services LLC|521383
LL|LUMBER LIQUID HLDGS|NITE|VIRTU Americas LLC|1090057
LL|LUMBER LIQUID HLDGS|NITP|VIRTU Americas LLC|500
LL|LUMBER LIQUID HLDGS|NQRB|Brut, LLC|41595
LL|LUMBER LIQUID HLDGS|NTBF|BMO Nesbitt Burns Inc./CDS|5050
LL|LUMBER LIQUID HLDGS|OHOS|TWO SIGMA SECURITIES, LLC|62449
LL|LUMBER LIQUID HLDGS|OPCO|Oppenheimer & Co. Inc.|18571
LL|LUMBER LIQUID HLDGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|512
LL|LUMBER LIQUID HLDGS|PDQM|CODA MARKETS, INC.|33196
LL|LUMBER LIQUID HLDGS|PHLY|NASDAQ Execution Services, LLC|2600
LL|LUMBER LIQUID HLDGS|PIPR|Piper Jaffray & Co.|24500
LL|LUMBER LIQUID HLDGS|PWJC|UBS Financial Services, Inc.|17639
LL|LUMBER LIQUID HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|54019
LL|LUMBER LIQUID HLDGS|RGLD|Regal Securities, Inc|500
LL|LUMBER LIQUID HLDGS|SAGL|SAGETRADER, LLC|4600
LL|LUMBER LIQUID HLDGS|SAGW|SAGETRADER, LLC|2
LL|LUMBER LIQUID HLDGS|SALI|INTL FCSTONE FINANCIAL INC.|1575
LL|LUMBER LIQUID HLDGS|SBRX|MURIEL SIEBERT & CO INC|100
LL|LUMBER LIQUID HLDGS|SBSH|Citigroup Global Markets Inc.|177953
LL|LUMBER LIQUID HLDGS|SEIC|SEI Investments Distribution Co.|100
LL|LUMBER LIQUID HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|135192
LL|LUMBER LIQUID HLDGS|SIBO|Prime Executions, Inc.|17852
LL|LUMBER LIQUID HLDGS|SPDR|SPEEDROUTE LLC|1909
LL|LUMBER LIQUID HLDGS|SPHN|Stephens Inc.|188818
LL|LUMBER LIQUID HLDGS|SPTD|MINT GLOBAL MARKETS, INC.|100
LL|LUMBER LIQUID HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|815
LL|LUMBER LIQUID HLDGS|STKP|STOCKPILE INVESTMENTS, INC.|28
LL|LUMBER LIQUID HLDGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2133
LL|LUMBER LIQUID HLDGS|SWIM|TD Ameritrade, Inc.|655098
LL|LUMBER LIQUID HLDGS|SWST|Hilltop Securities Inc.|1226
LL|LUMBER LIQUID HLDGS|TKNG|ALLY INVEST SECURITIES LLC|11098
LL|LUMBER LIQUID HLDGS|TRBT|Tradebot Systems, Inc.|227045
LL|LUMBER LIQUID HLDGS|TRCM|TRC MARKETS LLC|90494
LL|LUMBER LIQUID HLDGS|UBSA|UBS SECURITIES LLC|433157
LL|LUMBER LIQUID HLDGS|UBSS|UBS Securities LLC|340687
LL|LUMBER LIQUID HLDGS|VALX|VIRTU AMERICAS LLC|13707
LL|LUMBER LIQUID HLDGS|VGRD|Vanguard Marketing Corporation|20378
LL|LUMBER LIQUID HLDGS|WBLR|WILLIAM BLAIR|1700
LL|LUMBER LIQUID HLDGS|WBPX|SUMMIT SECURITIES GROUP, LLC|244
LL|LUMBER LIQUID HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|518499
LL|LUMBER LIQUID HLDGS|WEDB|WEDBUSH SECURITIES INC.|71904
LL|LUMBER LIQUID HLDGS|WEED|Weeden & Co.L.P.|1070
LL|LUMBER LIQUID HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12404
LL|LUMBER LIQUID HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20928
LL|LUMBER LIQUID HLDGS|WORD|Worden Capital Management LLC|6090
LL|LUMBER LIQUID HLDGS|WSEA|WOLVERINE SECURITIES, LLC|5959
LL|LUMBER LIQUID HLDGS|XIST|INSTINET, LLC|81400
LL|LUMBER LIQUID HLDGS|XPQR|Jump Trading|200
LL|LUMBER LIQUID HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|48792
LL|LUMBER LIQUID HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|216
LL|LUMBER LIQUID HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1353
LLEX|LILIS ENERGY, INC.|AGIS|Aegis Capital Corp.|174384
LLEX|LILIS ENERGY, INC.|ALTX|Alternet Securities Inc.|57927
LLEX|LILIS ENERGY, INC.|APCC|Apex Clearing Corporation|7626
LLEX|LILIS ENERGY, INC.|BATM|CBOE TRADING, INC.|5070
LLEX|LILIS ENERGY, INC.|BAYT|BTIG, LLC|35596
LLEX|LILIS ENERGY, INC.|BERN|Sanford C. Bernstein & Co., LLC|29970
LLEX|LILIS ENERGY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6100
LLEX|LILIS ENERGY, INC.|BLKX|INSTINET, LLC|19400
LLEX|LILIS ENERGY, INC.|BYXM|CBOE TRADING, INC.|500
LLEX|LILIS ENERGY, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|21840
LLEX|LILIS ENERGY, INC.|CHAS|Charles Schwab & Co., Inc.|1100
LLEX|LILIS ENERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21446
LLEX|LILIS ENERGY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8590
LLEX|LILIS ENERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|169726
LLEX|LILIS ENERGY, INC.|CTDL|Citadel Derivatives Group Llc|1780
LLEX|LILIS ENERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|33940
LLEX|LILIS ENERGY, INC.|DBAB|Deutsche Bank Securities Inc.|158080
LLEX|LILIS ENERGY, INC.|DBAX|Deutsche Bank Securities Inc.|150400
LLEX|LILIS ENERGY, INC.|DBUL|Deutsche Bank Securities Inc.|800
LLEX|LILIS ENERGY, INC.|DEAN|MORGAN STANLEY|1000
LLEX|LILIS ENERGY, INC.|DEGS|RONIN PROFESSIONAL LLC|24687
LLEX|LILIS ENERGY, INC.|EBXL|EBX LLC|191300
LLEX|LILIS ENERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|500
LLEX|LILIS ENERGY, INC.|EGAM|CBOE TRADING, INC.|6297
LLEX|LILIS ENERGY, INC.|EGAW|CBOE TRADING, INC.|300
LLEX|LILIS ENERGY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|426
LLEX|LILIS ENERGY, INC.|EGXM|CBOE TRADING, INC.|3299
LLEX|LILIS ENERGY, INC.|ETBE|Electronic Transaction Clearing, Inc.|6232
LLEX|LILIS ENERGY, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
LLEX|LILIS ENERGY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6868
LLEX|LILIS ENERGY, INC.|ETRS|E*Trade Securities LLC|140113
LLEX|LILIS ENERGY, INC.|FILL|Tradestation Securities, Inc.|3935
LLEX|LILIS ENERGY, INC.|FMAF|NBCN Inc./ CDS|2100
LLEX|LILIS ENERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19199
LLEX|LILIS ENERGY, INC.|FTBR|Foliofn Investments, Inc.|4752
LLEX|LILIS ENERGY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|964
LLEX|LILIS ENERGY, INC.|GLIS|TD Securities Inc|1500
LLEX|LILIS ENERGY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|4660
LLEX|LILIS ENERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|137443
LLEX|LILIS ENERGY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|17579
LLEX|LILIS ENERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|7413
LLEX|LILIS ENERGY, INC.|GTSZ|GTS SECURITIES LLC|1127
LLEX|LILIS ENERGY, INC.|IATS|INTERACTIVE BROKERS LLC|5447
LLEX|LILIS ENERGY, INC.|IBKR|Interactive Brokers Llc|18971
LLEX|LILIS ENERGY, INC.|ICBX|INSTINET, LLC|52937
LLEX|LILIS ENERGY, INC.|IEQY|CITADEL SECURITIES LLC|13669
LLEX|LILIS ENERGY, INC.|IMPC|Imperial Capital, LLC|202500
LLEX|LILIS ENERGY, INC.|INCA|INSTINET, LLC|128044
LLEX|LILIS ENERGY, INC.|ITGI|ITG Inc.|54366
LLEX|LILIS ENERGY, INC.|ITGP|ITG INC.|80200
LLEX|LILIS ENERGY, INC.|JEFF|JEFFERIES LLC|19159
LLEX|LILIS ENERGY, INC.|JMPT|JUMP TRADING, LLC|36948
LLEX|LILIS ENERGY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|16496
LLEX|LILIS ENERGY, INC.|JPMX|J.P. Morgan Securities LLC|111705
LLEX|LILIS ENERGY, INC.|JRCO|Johnson Rice & Company L.L.C.|11100
LLEX|LILIS ENERGY, INC.|JSJX|JANE STREET CAPITAL LLC|215
LLEX|LILIS ENERGY, INC.|KCGM|VIRTU Americas LLC|37879
LLEX|LILIS ENERGY, INC.|LEHM|Barclays Capital Inc./Le|158536
LLEX|LILIS ENERGY, INC.|LIME|Lime Brokerage LLC|44418
LLEX|LILIS ENERGY, INC.|LSCI|Lek Securities Corporation|837
LLEX|LILIS ENERGY, INC.|MILE|I-Bankers Securities, Inc.|3800
LLEX|LILIS ENERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41872
LLEX|LILIS ENERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|367138
LLEX|LILIS ENERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|76400
LLEX|LILIS ENERGY, INC.|MSTX|MORGAN STANLEY & CO. LLC|25000
LLEX|LILIS ENERGY, INC.|NATL|National Securities Corporation|4000
LLEX|LILIS ENERGY, INC.|NFSC|National Financial Services LLC|214055
LLEX|LILIS ENERGY, INC.|NITE|VIRTU Americas LLC|544842
LLEX|LILIS ENERGY, INC.|NQRB|Brut, LLC|15600
LLEX|LILIS ENERGY, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1100
LLEX|LILIS ENERGY, INC.|PDQM|CODA MARKETS, INC.|22090
LLEX|LILIS ENERGY, INC.|PWJC|UBS Financial Services, Inc.|600
LLEX|LILIS ENERGY, INC.|RGLD|Regal Securities, Inc|300
LLEX|LILIS ENERGY, INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|48473
LLEX|LILIS ENERGY, INC.|SAGC|SAGETRADER, LLC|700
LLEX|LILIS ENERGY, INC.|SAGL|SAGETRADER, LLC|900
LLEX|LILIS ENERGY, INC.|SALI|INTL FCSTONE FINANCIAL INC.|3831
LLEX|LILIS ENERGY, INC.|SBRX|MURIEL SIEBERT & CO INC|89
LLEX|LILIS ENERGY, INC.|SBSH|Citigroup Global Markets Inc.|101441
LLEX|LILIS ENERGY, INC.|SCMC|Scotia Capital Markets (USA) Inc.|3779
LLEX|LILIS ENERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|54139
LLEX|LILIS ENERGY, INC.|SIBO|Prime Executions, Inc.|8420
LLEX|LILIS ENERGY, INC.|SPDR|SPEEDROUTE LLC|11074
LLEX|LILIS ENERGY, INC.|SPGS|Sea Port Group Securities, LLC|221600
LLEX|LILIS ENERGY, INC.|SWIM|TD Ameritrade, Inc.|36972
LLEX|LILIS ENERGY, INC.|TKNG|ALLY INVEST SECURITIES LLC|14070
LLEX|LILIS ENERGY, INC.|TMBR|Timber Hill LLC|301
LLEX|LILIS ENERGY, INC.|TRBT|Tradebot Systems, Inc.|96532
LLEX|LILIS ENERGY, INC.|TRCM|TRC MARKETS LLC|648
LLEX|LILIS ENERGY, INC.|UBSA|UBS SECURITIES LLC|124898
LLEX|LILIS ENERGY, INC.|UBSS|UBS Securities LLC|152689
LLEX|LILIS ENERGY, INC.|VALX|VIRTU AMERICAS LLC|1383
LLEX|LILIS ENERGY, INC.|VGRD|Vanguard Marketing Corporation|2516
LLEX|LILIS ENERGY, INC.|VNDS|VANDHAM SECURITIES CORP|22700
LLEX|LILIS ENERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|151725
LLEX|LILIS ENERGY, INC.|WEDB|WEDBUSH SECURITIES INC.|100
LLEX|LILIS ENERGY, INC.|WEED|Weeden & Co.L.P.|139800
LLEX|LILIS ENERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8606
LLEX|LILIS ENERGY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17142
LLEX|LILIS ENERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|31471
LLEX|LILIS ENERGY, INC.|XIST|INSTINET, LLC|3400
LLEX|LILIS ENERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
LLEX|LILIS ENERGY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|500
LLEX|LILIS ENERGY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
LLIT|LIANLUO SMART LTD|ALTX|Alternet Securities Inc.|800
LLIT|LIANLUO SMART LTD|APCC|Apex Clearing Corporation|7470
LLIT|LIANLUO SMART LTD|BATM|CBOE TRADING, INC.|499
LLIT|LIANLUO SMART LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
LLIT|LIANLUO SMART LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1150
LLIT|LIANLUO SMART LTD|DBAB|Deutsche Bank Securities Inc.|4701
LLIT|LIANLUO SMART LTD|DBAX|Deutsche Bank Securities Inc.|400
LLIT|LIANLUO SMART LTD|DEGS|RONIN PROFESSIONAL LLC|4462
LLIT|LIANLUO SMART LTD|EBXL|EBX LLC|100
LLIT|LIANLUO SMART LTD|EGAM|CBOE TRADING, INC.|400
LLIT|LIANLUO SMART LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
LLIT|LIANLUO SMART LTD|ETRS|E*Trade Securities LLC|37772
LLIT|LIANLUO SMART LTD|FBCO|Credit Suisse Securities (USA) LLC|8565
LLIT|LIANLUO SMART LTD|FILL|Tradestation Securities, Inc.|210
LLIT|LIANLUO SMART LTD|FMAF|NBCN Inc./ CDS|3300
LLIT|LIANLUO SMART LTD|FOMA|TD AMERITRADE CLEARING, INC.|66292
LLIT|LIANLUO SMART LTD|FTBR|Foliofn Investments, Inc.|222
LLIT|LIANLUO SMART LTD|GLPX|ACS EXECUTION SERVICES, LLC|300
LLIT|LIANLUO SMART LTD|GTSZ|GTS SECURITIES LLC|700
LLIT|LIANLUO SMART LTD|IATS|INTERACTIVE BROKERS LLC|24224
LLIT|LIANLUO SMART LTD|IBKR|Interactive Brokers Llc|117996
LLIT|LIANLUO SMART LTD|ICBX|INSTINET, LLC|1600
LLIT|LIANLUO SMART LTD|INCA|INSTINET, LLC|28657
LLIT|LIANLUO SMART LTD|ITGI|ITG Inc.|900
LLIT|LIANLUO SMART LTD|ITGP|ITG INC.|1800
LLIT|LIANLUO SMART LTD|JPMX|J.P. Morgan Securities LLC|200
LLIT|LIANLUO SMART LTD|LEHM|Barclays Capital Inc./Le|2008
LLIT|LIANLUO SMART LTD|LIME|Lime Brokerage LLC|8264
LLIT|LIANLUO SMART LTD|LSCI|Lek Securities Corporation|100
LLIT|LIANLUO SMART LTD|MSCO|MORGAN STANLEY & CO. LLC|18970
LLIT|LIANLUO SMART LTD|MSPL|MORGAN STANLEY & CO. LLC|200
LLIT|LIANLUO SMART LTD|NFSC|National Financial Services LLC|111974
LLIT|LIANLUO SMART LTD|NITE|VIRTU Americas LLC|138401
LLIT|LIANLUO SMART LTD|PDQM|CODA MARKETS, INC.|400
LLIT|LIANLUO SMART LTD|SAGL|SAGETRADER, LLC|102
LLIT|LIANLUO SMART LTD|SBSH|Citigroup Global Markets Inc.|4104
LLIT|LIANLUO SMART LTD|SGMT|GOLDMAN SACHS & CO. LLC|300
LLIT|LIANLUO SMART LTD|SPDR|SPEEDROUTE LLC|2045
LLIT|LIANLUO SMART LTD|SWIM|TD Ameritrade, Inc.|33719
LLIT|LIANLUO SMART LTD|TKNG|ALLY INVEST SECURITIES LLC|95
LLIT|LIANLUO SMART LTD|TRCM|TRC MARKETS LLC|630
LLIT|LIANLUO SMART LTD|UBSA|UBS SECURITIES LLC|6948
LLIT|LIANLUO SMART LTD|UBSS|UBS Securities LLC|26904
LLIT|LIANLUO SMART LTD|VGRD|Vanguard Marketing Corporation|575
LLIT|LIANLUO SMART LTD|WCHV|WELLS FARGO SECURITIES, LLC|6600
LLIT|LIANLUO SMART LTD|WSEA|WOLVERINE SECURITIES, LLC|3315
LLIT|LIANLUO SMART LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
LLL|L3 TECHNGIES INC.|ABLE|NATIXIS Securities Americas LLC|2708
LLL|L3 TECHNGIES INC.|AGIS|Aegis Capital Corp.|3
LLL|L3 TECHNGIES INC.|ALTX|Alternet Securities Inc.|1900
LLL|L3 TECHNGIES INC.|APCC|Apex Clearing Corporation|111
LLL|L3 TECHNGIES INC.|BANK|Primevest Financial Services, Inc.|8
LLL|L3 TECHNGIES INC.|BARD|Robert W. Baird & Co. Incorporated|4038
LLL|L3 TECHNGIES INC.|BATM|CBOE TRADING, INC.|10378
LLL|L3 TECHNGIES INC.|BAYC|BAY CREST PARTNERS, LLC|17
LLL|L3 TECHNGIES INC.|BAYT|BTIG, LLC|4700
LLL|L3 TECHNGIES INC.|BBNT|BB&T SECURITIES, LLC|561
LLL|L3 TECHNGIES INC.|BERN|Sanford C. Bernstein & Co., LLC|69253
LLL|L3 TECHNGIES INC.|BIDS|BIDS TRADING L.P.|900
LLL|L3 TECHNGIES INC.|BIMI|Banca IMI Securities Corp.|136
LLL|L3 TECHNGIES INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5240
LLL|L3 TECHNGIES INC.|BLKX|INSTINET, LLC|158900
LLL|L3 TECHNGIES INC.|BMOC|BMO Capital Markets Corp.|7
LLL|L3 TECHNGIES INC.|BNPX|BNP PARIBAS SECURITIES CORP.|160706
LLL|L3 TECHNGIES INC.|BTIG|BTIG, LLC|601
LLL|L3 TECHNGIES INC.|BYXM|CBOE TRADING, INC.|325
LLL|L3 TECHNGIES INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
LLL|L3 TECHNGIES INC.|CANT|Cantor Fitzgerald & Co.|1
LLL|L3 TECHNGIES INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|18200
LLL|L3 TECHNGIES INC.|CHAS|Charles Schwab & Co., Inc.|537
LLL|L3 TECHNGIES INC.|CIBP|CIBC World Markets Corp.|16604
LLL|L3 TECHNGIES INC.|CICF|Canaccord Genuity Corp.|3
LLL|L3 TECHNGIES INC.|CIST|Capital Institutional Services, Inc.|5551
LLL|L3 TECHNGIES INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112845
LLL|L3 TECHNGIES INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
LLL|L3 TECHNGIES INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195148
LLL|L3 TECHNGIES INC.|CTDL|Citadel Derivatives Group Llc|4030
LLL|L3 TECHNGIES INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|27808
LLL|L3 TECHNGIES INC.|DADA|D.A. Davidson & Co.|313
LLL|L3 TECHNGIES INC.|DBAB|Deutsche Bank Securities Inc.|423496
LLL|L3 TECHNGIES INC.|DBAX|Deutsche Bank Securities Inc.|164800
LLL|L3 TECHNGIES INC.|DCHF|Dart Executions, LLC|1288
LLL|L3 TECHNGIES INC.|DEAN|MORGAN STANLEY|6369
LLL|L3 TECHNGIES INC.|DEGS|RONIN PROFESSIONAL LLC|100
LLL|L3 TECHNGIES INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3
LLL|L3 TECHNGIES INC.|EBXL|EBX LLC|92200
LLL|L3 TECHNGIES INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6801
LLL|L3 TECHNGIES INC.|EDJC|Edward Jones / CDS|26
LLL|L3 TECHNGIES INC.|EDJO|Edward D. Jones & Co., L.P.|10403
LLL|L3 TECHNGIES INC.|EGAM|CBOE TRADING, INC.|4912
LLL|L3 TECHNGIES INC.|EGAW|CBOE TRADING, INC.|102
LLL|L3 TECHNGIES INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2261
LLL|L3 TECHNGIES INC.|EGXM|CBOE TRADING, INC.|456
LLL|L3 TECHNGIES INC.|EGXW|CBOE TRADING, INC.|29
LLL|L3 TECHNGIES INC.|ETBE|Electronic Transaction Clearing, Inc.|14951
LLL|L3 TECHNGIES INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
LLL|L3 TECHNGIES INC.|ETCC|Electronic Transaction Clearing, Inc.|28
LLL|L3 TECHNGIES INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39968
LLL|L3 TECHNGIES INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|210
LLL|L3 TECHNGIES INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|245
LLL|L3 TECHNGIES INC.|ETRS|E*Trade Securities LLC|7110
LLL|L3 TECHNGIES INC.|FBSB|U.S. Bancorp Investments, Inc.|40
LLL|L3 TECHNGIES INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|9
LLL|L3 TECHNGIES INC.|FILL|Tradestation Securities, Inc.|2201
LLL|L3 TECHNGIES INC.|FMAF|NBCN Inc./ CDS|3290
LLL|L3 TECHNGIES INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32836
LLL|L3 TECHNGIES INC.|FQLS|Quantlab Securities LP|175414
LLL|L3 TECHNGIES INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50956
LLL|L3 TECHNGIES INC.|FTBR|Foliofn Investments, Inc.|1004
LLL|L3 TECHNGIES INC.|GLIS|TD Securities Inc|1805
LLL|L3 TECHNGIES INC.|GLPX|ACS EXECUTION SERVICES, LLC|19718
LLL|L3 TECHNGIES INC.|GSCO|GOLDMAN SACHS & CO. LLC|1037612
LLL|L3 TECHNGIES INC.|GSCS|GOLDMAN SACHS & CO. LLC|8107
LLL|L3 TECHNGIES INC.|GSLT|GOLDMAN SACHS & CO. LLC|3089
LLL|L3 TECHNGIES INC.|GTSZ|GTS SECURITIES LLC|87462
LLL|L3 TECHNGIES INC.|HAPX|HAP Trading, LLC|634
LLL|L3 TECHNGIES INC.|HPPX|POTAMUS TRADING, LLC|378
LLL|L3 TECHNGIES INC.|HRBF|American Enterprise Investment Services Inc.|1784
LLL|L3 TECHNGIES INC.|HSBC|HSBC Securities, Inc.|5554
LLL|L3 TECHNGIES INC.|IATS|INTERACTIVE BROKERS LLC|4932
LLL|L3 TECHNGIES INC.|IBKR|Interactive Brokers Llc|2170
LLL|L3 TECHNGIES INC.|IBSJ|Integrity Brokerage Services, Inc.|45
LLL|L3 TECHNGIES INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|102
LLL|L3 TECHNGIES INC.|ICBX|INSTINET, LLC|36517
LLL|L3 TECHNGIES INC.|IEQY|CITADEL SECURITIES LLC|103133
LLL|L3 TECHNGIES INC.|INCA|INSTINET, LLC|150827
LLL|L3 TECHNGIES INC.|INJX|INSTINET, LLC|1703
LLL|L3 TECHNGIES INC.|ITGI|ITG Inc.|11465
LLL|L3 TECHNGIES INC.|ITGP|ITG INC.|34400
LLL|L3 TECHNGIES INC.|JANY|Janney Montgomery Scott Inc.|2702
LLL|L3 TECHNGIES INC.|JEFF|JEFFERIES LLC|151661
LLL|L3 TECHNGIES INC.|JMPT|JUMP TRADING, LLC|38907
LLL|L3 TECHNGIES INC.|JPBX|J.P. MORGAN SECURITIES LLC|20796
LLL|L3 TECHNGIES INC.|JPMX|J.P. Morgan Securities LLC|196457
LLL|L3 TECHNGIES INC.|JSJX|JANE STREET CAPITAL LLC|5914
LLL|L3 TECHNGIES INC.|KCGM|VIRTU Americas LLC|33885
LLL|L3 TECHNGIES INC.|LEHM|Barclays Capital Inc./Le|370453
LLL|L3 TECHNGIES INC.|LGNT|COR CLEARING LLC|5
LLL|L3 TECHNGIES INC.|LIME|Lime Brokerage LLC|44141
LLL|L3 TECHNGIES INC.|LIWD|LIME BROKERAGE LLC|74
LLL|L3 TECHNGIES INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|303960
LLL|L3 TECHNGIES INC.|LQNA|LIQUIDNET, INC.|46500
LLL|L3 TECHNGIES INC.|LSCI|Lek Securities Corporation|249
LLL|L3 TECHNGIES INC.|MACC|Mid Atlantic Capital Corporation|71
LLL|L3 TECHNGIES INC.|MACQ|Macquarie Capital (USA) Inc.|100
LLL|L3 TECHNGIES INC.|MCMF|Raymond James Ltd. Cds|100
LLL|L3 TECHNGIES INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|85513
LLL|L3 TECHNGIES INC.|MOTF|MOTIF INVESTING, INC.|69
LLL|L3 TECHNGIES INC.|MSCO|MORGAN STANLEY & CO. LLC|878784
LLL|L3 TECHNGIES INC.|MSPL|MORGAN STANLEY & CO. LLC|180500
LLL|L3 TECHNGIES INC.|MSTX|MORGAN STANLEY & CO. LLC|27600
LLL|L3 TECHNGIES INC.|MULL|MARK J. MULLER EQUITIES, INC.|4564
LLL|L3 TECHNGIES INC.|NATL|National Securities Corporation|50
LLL|L3 TECHNGIES INC.|NEUB|NEUBERGER BERMAN BD LLC|461
LLL|L3 TECHNGIES INC.|NFSC|National Financial Services LLC|162022
LLL|L3 TECHNGIES INC.|NITE|VIRTU Americas LLC|144250
LLL|L3 TECHNGIES INC.|NMRA|Nomura Securities International, Inc.|200
LLL|L3 TECHNGIES INC.|NQRB|Brut, LLC|1466
LLL|L3 TECHNGIES INC.|NTRC|Northern Trust Securities, Inc.|1994
LLL|L3 TECHNGIES INC.|OHOS|TWO SIGMA SECURITIES, LLC|5459
LLL|L3 TECHNGIES INC.|OPCO|Oppenheimer & Co. Inc.|1038
LLL|L3 TECHNGIES INC.|PDQM|CODA MARKETS, INC.|51244
LLL|L3 TECHNGIES INC.|PNSR|Penserra Securities, LLC|2000
LLL|L3 TECHNGIES INC.|PWJC|UBS Financial Services, Inc.|200
LLL|L3 TECHNGIES INC.|QMSR|QUATTRO M SECURITIES INC.|892
LLL|L3 TECHNGIES INC.|RBCM|RBC CAPITAL MARKETS, LLC|3140
LLL|L3 TECHNGIES INC.|SAGL|SAGETRADER, LLC|1076
LLL|L3 TECHNGIES INC.|SALI|INTL FCSTONE FINANCIAL INC.|20
LLL|L3 TECHNGIES INC.|SBSH|Citigroup Global Markets Inc.|52385
LLL|L3 TECHNGIES INC.|SCMC|Scotia Capital Markets (USA) Inc.|338000
LLL|L3 TECHNGIES INC.|SEIC|SEI Investments Distribution Co.|400
LLL|L3 TECHNGIES INC.|SGMT|GOLDMAN SACHS & CO. LLC|85014
LLL|L3 TECHNGIES INC.|SJLS|TRADE INFORMATICS LLC|13900
LLL|L3 TECHNGIES INC.|SPDR|SPEEDROUTE LLC|19900
LLL|L3 TECHNGIES INC.|SPHN|Stephens Inc.|48
LLL|L3 TECHNGIES INC.|STFL|Stifel, Nicolaus & Company, Incorporated|6646
LLL|L3 TECHNGIES INC.|STKP|STOCKPILE INVESTMENTS, INC.|16
LLL|L3 TECHNGIES INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3590
LLL|L3 TECHNGIES INC.|SWIM|TD Ameritrade, Inc.|2218
LLL|L3 TECHNGIES INC.|SWST|Hilltop Securities Inc.|613
LLL|L3 TECHNGIES INC.|TAGC|TELSEY ADVISORY GROUP LLC|100
LLL|L3 TECHNGIES INC.|TKNG|ALLY INVEST SECURITIES LLC|116
LLL|L3 TECHNGIES INC.|TMBR|Timber Hill LLC|14
LLL|L3 TECHNGIES INC.|TRBT|Tradebot Systems, Inc.|163985
LLL|L3 TECHNGIES INC.|TRCM|TRC MARKETS LLC|78675
LLL|L3 TECHNGIES INC.|UBSA|UBS SECURITIES LLC|292868
LLL|L3 TECHNGIES INC.|UBSS|UBS Securities LLC|466732
LLL|L3 TECHNGIES INC.|VALX|VIRTU AMERICAS LLC|12449
LLL|L3 TECHNGIES INC.|VGRD|Vanguard Marketing Corporation|2311
LLL|L3 TECHNGIES INC.|VSIN|Vision Financial Markets Llc|1
LLL|L3 TECHNGIES INC.|WABR|Wall Street Access|209
LLL|L3 TECHNGIES INC.|WBLR|WILLIAM BLAIR|1
LLL|L3 TECHNGIES INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3140
LLL|L3 TECHNGIES INC.|WCHV|WELLS FARGO SECURITIES, LLC|53532
LLL|L3 TECHNGIES INC.|WDNX|WEEDEN & CO.L.P.|2324
LLL|L3 TECHNGIES INC.|WEDB|WEDBUSH SECURITIES INC.|1921
LLL|L3 TECHNGIES INC.|WEED|Weeden & Co.L.P.|1192
LLL|L3 TECHNGIES INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6944
LLL|L3 TECHNGIES INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4446
LLL|L3 TECHNGIES INC.|WFPB|Wells Fargo Securities, LLC.|768
LLL|L3 TECHNGIES INC.|WGIF|CIBC World Markets Inc.|119
LLL|L3 TECHNGIES INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|340
LLL|L3 TECHNGIES INC.|WOLF|Wolfe Trahan Securities|200
LLL|L3 TECHNGIES INC.|WSEA|WOLVERINE SECURITIES, LLC|1228
LLL|L3 TECHNGIES INC.|XIST|INSTINET, LLC|3218
LLL|L3 TECHNGIES INC.|XPQR|Jump Trading|4218
LLL|L3 TECHNGIES INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14850
LLL|L3 TECHNGIES INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7121
LLL|L3 TECHNGIES INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2774
LLNW|LIMELIGHT NETWORKS,|ALTX|Alternet Securities Inc.|7400
LLNW|LIMELIGHT NETWORKS,|APCC|Apex Clearing Corporation|10128
LLNW|LIMELIGHT NETWORKS,|AQUA|AQUA SECURITIES L.P.|15000
LLNW|LIMELIGHT NETWORKS,|BANK|Primevest Financial Services, Inc.|100
LLNW|LIMELIGHT NETWORKS,|BATM|CBOE TRADING, INC.|1021
LLNW|LIMELIGHT NETWORKS,|BAYT|BTIG, LLC|1600
LLNW|LIMELIGHT NETWORKS,|BERN|Sanford C. Bernstein & Co., LLC|3712
LLNW|LIMELIGHT NETWORKS,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8236
LLNW|LIMELIGHT NETWORKS,|BMOC|BMO Capital Markets Corp.|15823
LLNW|LIMELIGHT NETWORKS,|BNPX|BNP PARIBAS SECURITIES CORP.|563
LLNW|LIMELIGHT NETWORKS,|BRGE|Newbridge Securities Corp.|3385
LLNW|LIMELIGHT NETWORKS,|BTIG|BTIG, LLC|184809
LLNW|LIMELIGHT NETWORKS,|BYXM|CBOE TRADING, INC.|349
LLNW|LIMELIGHT NETWORKS,|BZYD|GOLDMAN SACHS & CO. LLC|6261
LLNW|LIMELIGHT NETWORKS,|CANT|Cantor Fitzgerald & Co.|3288
LLNW|LIMELIGHT NETWORKS,|CHAS|Charles Schwab & Co., Inc.|1200
LLNW|LIMELIGHT NETWORKS,|CHBC|PENSERRA SECURITIES, LLC|600000
LLNW|LIMELIGHT NETWORKS,|CIST|Capital Institutional Services, Inc.|2778
LLNW|LIMELIGHT NETWORKS,|CLSA|CLSA AMERICAS, LLC|700
LLNW|LIMELIGHT NETWORKS,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|390162
LLNW|LIMELIGHT NETWORKS,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
LLNW|LIMELIGHT NETWORKS,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|319524
LLNW|LIMELIGHT NETWORKS,|CTDL|Citadel Derivatives Group Llc|31517
LLNW|LIMELIGHT NETWORKS,|CTLR|CUTLER GROUP, LP|2780
LLNW|LIMELIGHT NETWORKS,|CXCX|CITIGROUP GLOBAL MARKETS INC.|125788
LLNW|LIMELIGHT NETWORKS,|DADA|D.A. Davidson & Co.|3899
LLNW|LIMELIGHT NETWORKS,|DBAB|Deutsche Bank Securities Inc.|531122
LLNW|LIMELIGHT NETWORKS,|DBAX|Deutsche Bank Securities Inc.|212000
LLNW|LIMELIGHT NETWORKS,|DEAN|MORGAN STANLEY|600
LLNW|LIMELIGHT NETWORKS,|DEGS|RONIN PROFESSIONAL LLC|18066
LLNW|LIMELIGHT NETWORKS,|EBXL|EBX LLC|160500
LLNW|LIMELIGHT NETWORKS,|ECUT|CONVERGEX EXECUTION SOLUTIONS|3338
LLNW|LIMELIGHT NETWORKS,|EDJO|Edward D. Jones & Co., L.P.|3229
LLNW|LIMELIGHT NETWORKS,|EGAM|CBOE TRADING, INC.|7665
LLNW|LIMELIGHT NETWORKS,|EGAW|CBOE TRADING, INC.|350
LLNW|LIMELIGHT NETWORKS,|EGXM|CBOE TRADING, INC.|1612
LLNW|LIMELIGHT NETWORKS,|EGXW|CBOE TRADING, INC.|10
LLNW|LIMELIGHT NETWORKS,|ETBE|Electronic Transaction Clearing, Inc.|45463
LLNW|LIMELIGHT NETWORKS,|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7240
LLNW|LIMELIGHT NETWORKS,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2418
LLNW|LIMELIGHT NETWORKS,|ETRS|E*Trade Securities LLC|263919
LLNW|LIMELIGHT NETWORKS,|FBCO|Credit Suisse Securities (USA) LLC|1083153
LLNW|LIMELIGHT NETWORKS,|FBRC|B. RILEY FBR, INC.|178781
LLNW|LIMELIGHT NETWORKS,|FILL|Tradestation Securities, Inc.|48793
LLNW|LIMELIGHT NETWORKS,|FMAF|NBCN Inc./ CDS|6780
LLNW|LIMELIGHT NETWORKS,|FOMA|TD AMERITRADE CLEARING, INC.|501811
LLNW|LIMELIGHT NETWORKS,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|611
LLNW|LIMELIGHT NETWORKS,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95577
LLNW|LIMELIGHT NETWORKS,|FTBR|Foliofn Investments, Inc.|4662
LLNW|LIMELIGHT NETWORKS,|GEBB|GLOBAL EXECUTION BROKERS, LP|74605
LLNW|LIMELIGHT NETWORKS,|GLPX|ACS EXECUTION SERVICES, LLC|4738
LLNW|LIMELIGHT NETWORKS,|GSCO|GOLDMAN SACHS & CO. LLC|1514752
LLNW|LIMELIGHT NETWORKS,|GSCS|GOLDMAN SACHS & CO. LLC|19627
LLNW|LIMELIGHT NETWORKS,|GSLT|GOLDMAN SACHS & CO. LLC|23025
LLNW|LIMELIGHT NETWORKS,|GTSZ|GTS SECURITIES LLC|19991
LLNW|LIMELIGHT NETWORKS,|HAPX|HAP Trading, LLC|1695
LLNW|LIMELIGHT NETWORKS,|HRBF|American Enterprise Investment Services Inc.|7582
LLNW|LIMELIGHT NETWORKS,|HSBC|HSBC Securities, Inc.|3993
LLNW|LIMELIGHT NETWORKS,|IATS|INTERACTIVE BROKERS LLC|19737
LLNW|LIMELIGHT NETWORKS,|IBKR|Interactive Brokers Llc|114614
LLNW|LIMELIGHT NETWORKS,|ICBX|INSTINET, LLC|114145
LLNW|LIMELIGHT NETWORKS,|IEQY|CITADEL SECURITIES LLC|71950
LLNW|LIMELIGHT NETWORKS,|INCA|INSTINET, LLC|512498
LLNW|LIMELIGHT NETWORKS,|INJX|INSTINET, LLC|15350
LLNW|LIMELIGHT NETWORKS,|ITGI|ITG Inc.|57690
LLNW|LIMELIGHT NETWORKS,|ITGP|ITG INC.|156600
LLNW|LIMELIGHT NETWORKS,|JEFF|JEFFERIES LLC|238829
LLNW|LIMELIGHT NETWORKS,|JMPT|JUMP TRADING, LLC|94515
LLNW|LIMELIGHT NETWORKS,|JPBX|J.P. MORGAN SECURITIES LLC|145564
LLNW|LIMELIGHT NETWORKS,|JPMX|J.P. Morgan Securities LLC|574397
LLNW|LIMELIGHT NETWORKS,|JSJX|JANE STREET CAPITAL LLC|21672
LLNW|LIMELIGHT NETWORKS,|KCGM|VIRTU Americas LLC|50913
LLNW|LIMELIGHT NETWORKS,|LEHM|Barclays Capital Inc./Le|1463531
LLNW|LIMELIGHT NETWORKS,|LIME|Lime Brokerage LLC|300717
LLNW|LIMELIGHT NETWORKS,|LMGP|LIME BROKERAGE LLC|6700
LLNW|LIMELIGHT NETWORKS,|LOOP|Loop Capital Markets LLC|2687
LLNW|LIMELIGHT NETWORKS,|LQNA|LIQUIDNET, INC.|101200
LLNW|LIMELIGHT NETWORKS,|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
LLNW|LIMELIGHT NETWORKS,|MAGM|TOR BROKERAGE LLC|6000
LLNW|LIMELIGHT NETWORKS,|MAXM|Maxim Group LLC|10903
LLNW|LIMELIGHT NETWORKS,|MBTS|ALLY INVEST SECURITIES LLC|2367
LLNW|LIMELIGHT NETWORKS,|MKMP|MKM Partners LLC|125
LLNW|LIMELIGHT NETWORKS,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|219827
LLNW|LIMELIGHT NETWORKS,|MOTF|MOTIF INVESTING, INC.|48
LLNW|LIMELIGHT NETWORKS,|MSCO|MORGAN STANLEY & CO. LLC|2476188
LLNW|LIMELIGHT NETWORKS,|MSPL|MORGAN STANLEY & CO. LLC|416700
LLNW|LIMELIGHT NETWORKS,|MSTX|MORGAN STANLEY & CO. LLC|153500
LLNW|LIMELIGHT NETWORKS,|NATL|National Securities Corporation|1400
LLNW|LIMELIGHT NETWORKS,|NEED|Needham & Company, LLC|40863
LLNW|LIMELIGHT NETWORKS,|NFSC|National Financial Services LLC|465904
LLNW|LIMELIGHT NETWORKS,|NITE|VIRTU Americas LLC|800148
LLNW|LIMELIGHT NETWORKS,|NITP|VIRTU Americas LLC|14045
LLNW|LIMELIGHT NETWORKS,|NQRB|Brut, LLC|12602
LLNW|LIMELIGHT NETWORKS,|OPCO|Oppenheimer & Co. Inc.|7000
LLNW|LIMELIGHT NETWORKS,|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3300
LLNW|LIMELIGHT NETWORKS,|PDQM|CODA MARKETS, INC.|7002
LLNW|LIMELIGHT NETWORKS,|PHLY|NASDAQ Execution Services, LLC|8200
LLNW|LIMELIGHT NETWORKS,|PIPR|Piper Jaffray & Co.|3699
LLNW|LIMELIGHT NETWORKS,|RAJA|Raymond James & Associates, Inc.|1477
LLNW|LIMELIGHT NETWORKS,|RGLD|Regal Securities, Inc|5200
LLNW|LIMELIGHT NETWORKS,|RILY|B. RILEY FBR, INC.|2333016
LLNW|LIMELIGHT NETWORKS,|SBSH|Citigroup Global Markets Inc.|217501
LLNW|LIMELIGHT NETWORKS,|SGMT|GOLDMAN SACHS & CO. LLC|184462
LLNW|LIMELIGHT NETWORKS,|SPDR|SPEEDROUTE LLC|133
LLNW|LIMELIGHT NETWORKS,|SWIM|TD Ameritrade, Inc.|149889
LLNW|LIMELIGHT NETWORKS,|SWST|Hilltop Securities Inc.|200
LLNW|LIMELIGHT NETWORKS,|TKNG|ALLY INVEST SECURITIES LLC|2133
LLNW|LIMELIGHT NETWORKS,|TRBT|Tradebot Systems, Inc.|134492
LLNW|LIMELIGHT NETWORKS,|TRCM|TRC MARKETS LLC|133147
LLNW|LIMELIGHT NETWORKS,|TWTT|TASTYWORKS, INC.|2879
LLNW|LIMELIGHT NETWORKS,|UBSA|UBS SECURITIES LLC|657251
LLNW|LIMELIGHT NETWORKS,|UBSS|UBS Securities LLC|982658
LLNW|LIMELIGHT NETWORKS,|VALX|VIRTU AMERICAS LLC|32683
LLNW|LIMELIGHT NETWORKS,|VGRD|Vanguard Marketing Corporation|15651
LLNW|LIMELIGHT NETWORKS,|WCHV|WELLS FARGO SECURITIES, LLC|56369
LLNW|LIMELIGHT NETWORKS,|WEED|Weeden & Co.L.P.|12680
LLNW|LIMELIGHT NETWORKS,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5640
LLNW|LIMELIGHT NETWORKS,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13032
LLNW|LIMELIGHT NETWORKS,|WGIF|CIBC World Markets Inc.|1300
LLNW|LIMELIGHT NETWORKS,|WSEA|WOLVERINE SECURITIES, LLC|7273
LLNW|LIMELIGHT NETWORKS,|XIST|INSTINET, LLC|65544
LLNW|LIMELIGHT NETWORKS,|XPQR|Jump Trading|800
LLNW|LIMELIGHT NETWORKS,|XSTM|NATIONAL FINANCIAL SERVICES LLC|108560
LLNW|LIMELIGHT NETWORKS,|YKNA|COMHAR CAPITAL MARKETS, LLC|300
LLNW|LIMELIGHT NETWORKS,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1904
LLQD|ISHARES 10  YEAR INV|CHAS|Charles Schwab & Co., Inc.|2
LLQD|ISHARES 10  YEAR INV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
LLQD|ISHARES 10  YEAR INV|DBAX|Deutsche Bank Securities Inc.|100
LLQD|ISHARES 10  YEAR INV|EGXM|CBOE TRADING, INC.|8
LLQD|ISHARES 10  YEAR INV|FTBR|Foliofn Investments, Inc.|1
LLQD|ISHARES 10  YEAR INV|JPMX|J.P. Morgan Securities LLC|200
LLQD|ISHARES 10  YEAR INV|JSJX|JANE STREET CAPITAL LLC|464
LLQD|ISHARES 10  YEAR INV|KCGM|VIRTU Americas LLC|394
LLQD|ISHARES 10  YEAR INV|LEHM|Barclays Capital Inc./Le|200
LLQD|ISHARES 10  YEAR INV|LIME|Lime Brokerage LLC|100
LLQD|ISHARES 10  YEAR INV|MOTF|MOTIF INVESTING, INC.|1
LLQD|ISHARES 10  YEAR INV|NFSC|National Financial Services LLC|17
LLQD|ISHARES 10  YEAR INV|NITE|VIRTU Americas LLC|118
LLQD|ISHARES 10  YEAR INV|UBSS|UBS Securities LLC|100
LLQD|ISHARES 10  YEAR INV|VGRD|Vanguard Marketing Corporation|50
LLY|LILLY ELI CO|ABLE|NATIXIS Securities Americas LLC|105433
LLY|LILLY ELI CO|ADAM|CANACCORD GENUITY INC.|5111
LLY|LILLY ELI CO|AGIS|Aegis Capital Corp.|4
LLY|LILLY ELI CO|ALTX|Alternet Securities Inc.|50089
LLY|LILLY ELI CO|ANOS|ABEL/NOSER, L.L.C.|8633
LLY|LILLY ELI CO|APCC|Apex Clearing Corporation|3049
LLY|LILLY ELI CO|AQUA|AQUA SECURITIES L.P.|4000
LLY|LILLY ELI CO|BALE|M&T SECURITIES, INC.|100
LLY|LILLY ELI CO|BANK|Primevest Financial Services, Inc.|1810
LLY|LILLY ELI CO|BARD|Robert W. Baird & Co. Incorporated|12120
LLY|LILLY ELI CO|BATM|CBOE TRADING, INC.|26416
LLY|LILLY ELI CO|BAYC|BAY CREST PARTNERS, LLC|390
LLY|LILLY ELI CO|BAYT|BTIG, LLC|5300
LLY|LILLY ELI CO|BBNT|BB&T SECURITIES, LLC|2982
LLY|LILLY ELI CO|BERN|Sanford C. Bernstein & Co., LLC|167671
LLY|LILLY ELI CO|BIDS|BIDS TRADING L.P.|286200
LLY|LILLY ELI CO|BIMI|Banca IMI Securities Corp.|1027
LLY|LILLY ELI CO|BKCM|BNY Mellon Capital Markets LLC|1777
LLY|LILLY ELI CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74741
LLY|LILLY ELI CO|BLKX|INSTINET, LLC|200050
LLY|LILLY ELI CO|BNPX|BNP PARIBAS SECURITIES CORP.|539089
LLY|LILLY ELI CO|BOSC|Boenning & Scattergood, Inc.|100
LLY|LILLY ELI CO|BTIG|BTIG, LLC|93440
LLY|LILLY ELI CO|BYXM|CBOE TRADING, INC.|5917
LLY|LILLY ELI CO|BZYD|GOLDMAN SACHS & CO. LLC|800
LLY|LILLY ELI CO|CABR|Cabrera Capital Markets, Inc.|125
LLY|LILLY ELI CO|CANT|Cantor Fitzgerald & Co.|205341
LLY|LILLY ELI CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|16000
LLY|LILLY ELI CO|CHAS|Charles Schwab & Co., Inc.|8518
LLY|LILLY ELI CO|CIBP|CIBC World Markets Corp.|78589
LLY|LILLY ELI CO|CICF|Canaccord Genuity Corp.|179
LLY|LILLY ELI CO|CIOI|CITIGROUP GLOBAL MARKETS INC|22000
LLY|LILLY ELI CO|CIST|Capital Institutional Services, Inc.|15889
LLY|LILLY ELI CO|CLSA|CLSA AMERICAS, LLC|700
LLY|LILLY ELI CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199864
LLY|LILLY ELI CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25422
LLY|LILLY ELI CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|794737
LLY|LILLY ELI CO|CTDL|Citadel Derivatives Group Llc|15050
LLY|LILLY ELI CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|118558
LLY|LILLY ELI CO|DADA|D.A. Davidson & Co.|6922
LLY|LILLY ELI CO|DAVA|Davenport & Company LLC|375
LLY|LILLY ELI CO|DBAB|Deutsche Bank Securities Inc.|626975
LLY|LILLY ELI CO|DBAX|Deutsche Bank Securities Inc.|549600
LLY|LILLY ELI CO|DBUL|Deutsche Bank Securities Inc.|3049
LLY|LILLY ELI CO|DCHF|Dart Executions, LLC|8923
LLY|LILLY ELI CO|DEAN|MORGAN STANLEY|54218
LLY|LILLY ELI CO|DEGS|RONIN PROFESSIONAL LLC|300
LLY|LILLY ELI CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3176
LLY|LILLY ELI CO|DRWK|DRW SECURITIES, L.L.C.|10782
LLY|LILLY ELI CO|EBXL|EBX LLC|671100
LLY|LILLY ELI CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|79682
LLY|LILLY ELI CO|EDJC|Edward Jones / CDS|697
LLY|LILLY ELI CO|EDJO|Edward D. Jones & Co., L.P.|28231
LLY|LILLY ELI CO|EGAM|CBOE TRADING, INC.|36223
LLY|LILLY ELI CO|EGAW|CBOE TRADING, INC.|100
LLY|LILLY ELI CO|EGMT|EG MARKET TECHNOLOGIES LLC|2400
LLY|LILLY ELI CO|EGXM|CBOE TRADING, INC.|17141
LLY|LILLY ELI CO|EGXW|CBOE TRADING, INC.|200
LLY|LILLY ELI CO|EROP|Eroom Securities L.L.C.|500
LLY|LILLY ELI CO|ETBE|Electronic Transaction Clearing, Inc.|70976
LLY|LILLY ELI CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
LLY|LILLY ELI CO|ETCC|Electronic Transaction Clearing, Inc.|670
LLY|LILLY ELI CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35498
LLY|LILLY ELI CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2528
LLY|LILLY ELI CO|ETRS|E*Trade Securities LLC|52765
LLY|LILLY ELI CO|FBSB|U.S. Bancorp Investments, Inc.|464
LLY|LILLY ELI CO|FIDT|Fidelity Clearing Canada ULC./ CDS|410
LLY|LILLY ELI CO|FILL|Tradestation Securities, Inc.|10214
LLY|LILLY ELI CO|FINX|FINTECH SECURITIES|1986
LLY|LILLY ELI CO|FMAF|NBCN Inc./ CDS|11449
LLY|LILLY ELI CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4379
LLY|LILLY ELI CO|FQLS|Quantlab Securities LP|823993
LLY|LILLY ELI CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|277602
LLY|LILLY ELI CO|FTBR|Foliofn Investments, Inc.|12340
LLY|LILLY ELI CO|GEBB|GLOBAL EXECUTION BROKERS, LP|65480
LLY|LILLY ELI CO|GHCC|Gordon, Haskett Capital Corporation|600
LLY|LILLY ELI CO|GLIS|TD Securities Inc|238
LLY|LILLY ELI CO|GLPX|ACS EXECUTION SERVICES, LLC|217196
LLY|LILLY ELI CO|GSCO|GOLDMAN SACHS & CO. LLC|2917559
LLY|LILLY ELI CO|GSCS|GOLDMAN SACHS & CO. LLC|21056
LLY|LILLY ELI CO|GSLT|GOLDMAN SACHS & CO. LLC|42347
LLY|LILLY ELI CO|GTSZ|GTS SECURITIES LLC|601903
LLY|LILLY ELI CO|HRBF|American Enterprise Investment Services Inc.|18859
LLY|LILLY ELI CO|HSBC|HSBC Securities, Inc.|43859
LLY|LILLY ELI CO|IATS|INTERACTIVE BROKERS LLC|15390
LLY|LILLY ELI CO|IBKR|Interactive Brokers Llc|34134
LLY|LILLY ELI CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4937
LLY|LILLY ELI CO|ICBX|INSTINET, LLC|142427
LLY|LILLY ELI CO|IEQY|CITADEL SECURITIES LLC|221351
LLY|LILLY ELI CO|INCA|INSTINET, LLC|902645
LLY|LILLY ELI CO|INJX|INSTINET, LLC|61463
LLY|LILLY ELI CO|INTL|INTL FCSTONE FINANCIAL INC.|14
LLY|LILLY ELI CO|ITGI|ITG Inc.|159768
LLY|LILLY ELI CO|ITGP|ITG INC.|770200
LLY|LILLY ELI CO|JANY|Janney Montgomery Scott Inc.|9440
LLY|LILLY ELI CO|JEFF|JEFFERIES LLC|298005
LLY|LILLY ELI CO|JMPT|JUMP TRADING, LLC|208334
LLY|LILLY ELI CO|JPBX|J.P. MORGAN SECURITIES LLC|203495
LLY|LILLY ELI CO|JPMX|J.P. Morgan Securities LLC|1052098
LLY|LILLY ELI CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|18478
LLY|LILLY ELI CO|JSJX|JANE STREET CAPITAL LLC|6196
LLY|LILLY ELI CO|JUTA|JUMP TRADING, LLC|800
LLY|LILLY ELI CO|KCGM|VIRTU Americas LLC|132033
LLY|LILLY ELI CO|KING|C. L. King & Associates, Inc.|6500
LLY|LILLY ELI CO|LEHM|Barclays Capital Inc./Le|1536870
LLY|LILLY ELI CO|LGNT|COR CLEARING LLC|2
LLY|LILLY ELI CO|LIME|Lime Brokerage LLC|107367
LLY|LILLY ELI CO|LIWD|LIME BROKERAGE LLC|153
LLY|LILLY ELI CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|14960
LLY|LILLY ELI CO|LOOP|Loop Capital Markets LLC|63945
LLY|LILLY ELI CO|LQNA|LIQUIDNET, INC.|145900
LLY|LILLY ELI CO|LQNB|LIQUIDNET, INC.|7300
LLY|LILLY ELI CO|LSCI|Lek Securities Corporation|74724
LLY|LILLY ELI CO|LVMR|LIVERMORE TRADING GROUP, INC.|2846
LLY|LILLY ELI CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
LLY|LILLY ELI CO|MACC|Mid Atlantic Capital Corporation|2266
LLY|LILLY ELI CO|MAXM|Maxim Group LLC|21761
LLY|LILLY ELI CO|MCMF|Raymond James Ltd. Cds|4749
LLY|LILLY ELI CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|341291
LLY|LILLY ELI CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2018
LLY|LILLY ELI CO|MOTF|MOTIF INVESTING, INC.|20
LLY|LILLY ELI CO|MPSG|E D & F Man Capital Markets Inc.|140
LLY|LILLY ELI CO|MSCO|MORGAN STANLEY & CO. LLC|4004478
LLY|LILLY ELI CO|MSPL|MORGAN STANLEY & CO. LLC|556100
LLY|LILLY ELI CO|MSTX|MORGAN STANLEY & CO. LLC|610400
LLY|LILLY ELI CO|MZHO|Mizuho Securities USA LLC|94200
LLY|LILLY ELI CO|NATL|National Securities Corporation|400
LLY|LILLY ELI CO|NBCS|NBC Securities, INC.|350
LLY|LILLY ELI CO|NEUB|NEUBERGER BERMAN BD LLC|3597
LLY|LILLY ELI CO|NFSC|National Financial Services LLC|581003
LLY|LILLY ELI CO|NITE|VIRTU Americas LLC|1235428
LLY|LILLY ELI CO|NITP|VIRTU Americas LLC|2334
LLY|LILLY ELI CO|NMRA|Nomura Securities International, Inc.|100
LLY|LILLY ELI CO|NQRB|Brut, LLC|38327
LLY|LILLY ELI CO|NTBF|BMO Nesbitt Burns Inc./CDS|4242
LLY|LILLY ELI CO|NTRC|Northern Trust Securities, Inc.|9401
LLY|LILLY ELI CO|OHOS|TWO SIGMA SECURITIES, LLC|276060
LLY|LILLY ELI CO|OPCO|Oppenheimer & Co. Inc.|36649
LLY|LILLY ELI CO|PASL|Pershing Advisor Solutions LLC|960
LLY|LILLY ELI CO|PCPT|PHILLIP CAPITAL INC.|50
LLY|LILLY ELI CO|PDQM|CODA MARKETS, INC.|297588
LLY|LILLY ELI CO|PHLY|NASDAQ Execution Services, LLC|11068
LLY|LILLY ELI CO|PICT|Pictet Overseas Inc.|2100
LLY|LILLY ELI CO|PIPR|Piper Jaffray & Co.|30000
LLY|LILLY ELI CO|PNSR|Penserra Securities, LLC|4500
LLY|LILLY ELI CO|PREC|PRECISION SECURITIES, LLC|100
LLY|LILLY ELI CO|PWJC|UBS Financial Services, Inc.|7654
LLY|LILLY ELI CO|QMSR|QUATTRO M SECURITIES INC.|4472
LLY|LILLY ELI CO|RBCM|RBC CAPITAL MARKETS, LLC|32358
LLY|LILLY ELI CO|RGLD|Regal Securities, Inc|484
LLY|LILLY ELI CO|SAGL|SAGETRADER, LLC|38269
LLY|LILLY ELI CO|SAGW|SAGETRADER, LLC|6208
LLY|LILLY ELI CO|SALI|INTL FCSTONE FINANCIAL INC.|1988
LLY|LILLY ELI CO|SBSH|Citigroup Global Markets Inc.|819244
LLY|LILLY ELI CO|SEIC|SEI Investments Distribution Co.|5875
LLY|LILLY ELI CO|SGMT|GOLDMAN SACHS & CO. LLC|373565
LLY|LILLY ELI CO|SJLS|TRADE INFORMATICS LLC|9700
LLY|LILLY ELI CO|SPDR|SPEEDROUTE LLC|44895
LLY|LILLY ELI CO|SPHN|Stephens Inc.|1530
LLY|LILLY ELI CO|STFL|Stifel, Nicolaus & Company, Incorporated|34074
LLY|LILLY ELI CO|STKP|STOCKPILE INVESTMENTS, INC.|62
LLY|LILLY ELI CO|STRS|STRATEGAS RESEARCH PARTNERS|1565
LLY|LILLY ELI CO|STXG|Stockcross Financial Services, Inc.|8
LLY|LILLY ELI CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|27787
LLY|LILLY ELI CO|SWIM|TD Ameritrade, Inc.|199165
LLY|LILLY ELI CO|SWST|Hilltop Securities Inc.|10450
LLY|LILLY ELI CO|TAGC|TELSEY ADVISORY GROUP LLC|907
LLY|LILLY ELI CO|TDSI|TD Securities (USA) LLC|1200
LLY|LILLY ELI CO|TKNG|ALLY INVEST SECURITIES LLC|1043
LLY|LILLY ELI CO|TMBR|Timber Hill LLC|200
LLY|LILLY ELI CO|TRBT|Tradebot Systems, Inc.|317999
LLY|LILLY ELI CO|TRCM|TRC MARKETS LLC|329622
LLY|LILLY ELI CO|TWTT|TASTYWORKS, INC.|400
LLY|LILLY ELI CO|UBSA|UBS SECURITIES LLC|1383101
LLY|LILLY ELI CO|UBSS|UBS Securities LLC|1835634
LLY|LILLY ELI CO|VALX|VIRTU AMERICAS LLC|16863
LLY|LILLY ELI CO|VGRD|Vanguard Marketing Corporation|25647
LLY|LILLY ELI CO|VIEW|VIEWTRADE SECURITIES LLC|234
LLY|LILLY ELI CO|WAIN|H.C. Wainwright & Co., Inc.|4758
LLY|LILLY ELI CO|WBET|Wallachbeth Capital LLC|52761
LLY|LILLY ELI CO|WBLR|WILLIAM BLAIR|2415
LLY|LILLY ELI CO|WBPX|SUMMIT SECURITIES GROUP, LLC|6789
LLY|LILLY ELI CO|WCHV|WELLS FARGO SECURITIES, LLC|417961
LLY|LILLY ELI CO|WDNX|WEEDEN & CO.L.P.|18260
LLY|LILLY ELI CO|WEDB|WEDBUSH SECURITIES INC.|15651
LLY|LILLY ELI CO|WEED|Weeden & Co.L.P.|49611
LLY|LILLY ELI CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|160684
LLY|LILLY ELI CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|91765
LLY|LILLY ELI CO|WGIF|CIBC World Markets Inc.|5820
LLY|LILLY ELI CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3196
LLY|LILLY ELI CO|WSEA|WOLVERINE SECURITIES, LLC|22975
LLY|LILLY ELI CO|XIST|INSTINET, LLC|221890
LLY|LILLY ELI CO|XPQR|Jump Trading|4051
LLY|LILLY ELI CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|84174
LLY|LILLY ELI CO|YKNA|COMHAR CAPITAL MARKETS, LLC|9117
LLY|LILLY ELI CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23319
LM|LEGG MASON INC|ABLE|NATIXIS Securities Americas LLC|277300
LM|LEGG MASON INC|ALTX|Alternet Securities Inc.|5921
LM|LEGG MASON INC|ANOS|ABEL/NOSER, L.L.C.|286
LM|LEGG MASON INC|APCC|Apex Clearing Corporation|951
LM|LEGG MASON INC|AQUA|AQUA SECURITIES L.P.|9500
LM|LEGG MASON INC|BARD|Robert W. Baird & Co. Incorporated|2420
LM|LEGG MASON INC|BATM|CBOE TRADING, INC.|5286
LM|LEGG MASON INC|BAYT|BTIG, LLC|4800
LM|LEGG MASON INC|BBNT|BB&T SECURITIES, LLC|112
LM|LEGG MASON INC|BERN|Sanford C. Bernstein & Co., LLC|31168
LM|LEGG MASON INC|BIDS|BIDS TRADING L.P.|6600
LM|LEGG MASON INC|BKCM|BNY Mellon Capital Markets LLC|26674
LM|LEGG MASON INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4697
LM|LEGG MASON INC|BLKX|INSTINET, LLC|274932
LM|LEGG MASON INC|BNPX|BNP PARIBAS SECURITIES CORP.|2610
LM|LEGG MASON INC|BRVL|BLAYLOCK VAN, LLC|6300
LM|LEGG MASON INC|BTIG|BTIG, LLC|22855
LM|LEGG MASON INC|BYXM|CBOE TRADING, INC.|401
LM|LEGG MASON INC|BZYD|GOLDMAN SACHS & CO. LLC|100
LM|LEGG MASON INC|CANT|Cantor Fitzgerald & Co.|2195
LM|LEGG MASON INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
LM|LEGG MASON INC|CHAS|Charles Schwab & Co., Inc.|115
LM|LEGG MASON INC|CIST|Capital Institutional Services, Inc.|1157
LM|LEGG MASON INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34269
LM|LEGG MASON INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1360
LM|LEGG MASON INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3764
LM|LEGG MASON INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|527857
LM|LEGG MASON INC|CTDL|Citadel Derivatives Group Llc|51872
LM|LEGG MASON INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|58238
LM|LEGG MASON INC|DBAB|Deutsche Bank Securities Inc.|309680
LM|LEGG MASON INC|DBAX|Deutsche Bank Securities Inc.|319300
LM|LEGG MASON INC|DCHF|Dart Executions, LLC|734
LM|LEGG MASON INC|DEAN|MORGAN STANLEY|5195
LM|LEGG MASON INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
LM|LEGG MASON INC|EBXL|EBX LLC|128900
LM|LEGG MASON INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|168738
LM|LEGG MASON INC|EDJO|Edward D. Jones & Co., L.P.|642
LM|LEGG MASON INC|EGAM|CBOE TRADING, INC.|7168
LM|LEGG MASON INC|EGAW|CBOE TRADING, INC.|220
LM|LEGG MASON INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
LM|LEGG MASON INC|EGXM|CBOE TRADING, INC.|2455
LM|LEGG MASON INC|ELEV|ELEVATION, LLC|12188
LM|LEGG MASON INC|ETBE|Electronic Transaction Clearing, Inc.|7223
LM|LEGG MASON INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
LM|LEGG MASON INC|ETCC|Electronic Transaction Clearing, Inc.|643
LM|LEGG MASON INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3203
LM|LEGG MASON INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|445
LM|LEGG MASON INC|ETRS|E*Trade Securities LLC|58761
LM|LEGG MASON INC|FBSB|U.S. Bancorp Investments, Inc.|900
LM|LEGG MASON INC|FILL|Tradestation Securities, Inc.|922
LM|LEGG MASON INC|FMAF|NBCN Inc./ CDS|57
LM|LEGG MASON INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4949
LM|LEGG MASON INC|FQLS|Quantlab Securities LP|327218
LM|LEGG MASON INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|122721
LM|LEGG MASON INC|FTBR|Foliofn Investments, Inc.|15267
LM|LEGG MASON INC|GEBB|GLOBAL EXECUTION BROKERS, LP|721
LM|LEGG MASON INC|GLPX|ACS EXECUTION SERVICES, LLC|14305
LM|LEGG MASON INC|GSCO|GOLDMAN SACHS & CO. LLC|1020459
LM|LEGG MASON INC|GSLT|GOLDMAN SACHS & CO. LLC|5463
LM|LEGG MASON INC|GTSZ|GTS SECURITIES LLC|126059
LM|LEGG MASON INC|HRBF|American Enterprise Investment Services Inc.|3869
LM|LEGG MASON INC|HSBC|HSBC Securities, Inc.|3500
LM|LEGG MASON INC|IATS|INTERACTIVE BROKERS LLC|4372
LM|LEGG MASON INC|IBKR|Interactive Brokers Llc|21760
LM|LEGG MASON INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4038
LM|LEGG MASON INC|ICBX|INSTINET, LLC|61800
LM|LEGG MASON INC|IEQY|CITADEL SECURITIES LLC|46664
LM|LEGG MASON INC|INCA|INSTINET, LLC|255275
LM|LEGG MASON INC|INJX|INSTINET, LLC|519
LM|LEGG MASON INC|ITGI|ITG Inc.|33669
LM|LEGG MASON INC|ITGP|ITG INC.|97600
LM|LEGG MASON INC|JANY|Janney Montgomery Scott Inc.|22627
LM|LEGG MASON INC|JEFF|JEFFERIES LLC|172869
LM|LEGG MASON INC|JMPT|JUMP TRADING, LLC|68167
LM|LEGG MASON INC|JONE|JonesTrading|15788
LM|LEGG MASON INC|JPBX|J.P. MORGAN SECURITIES LLC|103881
LM|LEGG MASON INC|JPMX|J.P. Morgan Securities LLC|1047148
LM|LEGG MASON INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|2000
LM|LEGG MASON INC|JSJX|JANE STREET CAPITAL LLC|5540
LM|LEGG MASON INC|KBWI|Keefe, Bruyette & Woods, Inc.|96726
LM|LEGG MASON INC|KCGM|VIRTU Americas LLC|42428
LM|LEGG MASON INC|LEHM|Barclays Capital Inc./Le|741048
LM|LEGG MASON INC|LIME|Lime Brokerage LLC|137046
LM|LEGG MASON INC|LOOP|Loop Capital Markets LLC|1028
LM|LEGG MASON INC|LQNA|LIQUIDNET, INC.|36600
LM|LEGG MASON INC|LQNB|LIQUIDNET, INC.|6900
LM|LEGG MASON INC|LSCI|Lek Securities Corporation|197
LM|LEGG MASON INC|MACC|Mid Atlantic Capital Corporation|100
LM|LEGG MASON INC|MACQ|Macquarie Capital (USA) Inc.|3436
LM|LEGG MASON INC|MBTS|ALLY INVEST SECURITIES LLC|150
LM|LEGG MASON INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|234596
LM|LEGG MASON INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
LM|LEGG MASON INC|MOTF|MOTIF INVESTING, INC.|1
LM|LEGG MASON INC|MSCO|MORGAN STANLEY & CO. LLC|1252933
LM|LEGG MASON INC|MSPL|MORGAN STANLEY & CO. LLC|434500
LM|LEGG MASON INC|MSTX|MORGAN STANLEY & CO. LLC|164800
LM|LEGG MASON INC|NATL|National Securities Corporation|1250
LM|LEGG MASON INC|NFSC|National Financial Services LLC|212748
LM|LEGG MASON INC|NITE|VIRTU Americas LLC|392010
LM|LEGG MASON INC|NITP|VIRTU Americas LLC|300
LM|LEGG MASON INC|NQRB|Brut, LLC|3685
LM|LEGG MASON INC|OHOS|TWO SIGMA SECURITIES, LLC|42882
LM|LEGG MASON INC|OPCO|Oppenheimer & Co. Inc.|5090
LM|LEGG MASON INC|PDQM|CODA MARKETS, INC.|31688
LM|LEGG MASON INC|PHLY|NASDAQ Execution Services, LLC|600
LM|LEGG MASON INC|PICT|Pictet Overseas Inc.|337
LM|LEGG MASON INC|PWJC|UBS Financial Services, Inc.|115
LM|LEGG MASON INC|RBCM|RBC CAPITAL MARKETS, LLC|6580
LM|LEGG MASON INC|SAGL|SAGETRADER, LLC|700
LM|LEGG MASON INC|SAGW|SAGETRADER, LLC|100
LM|LEGG MASON INC|SALI|INTL FCSTONE FINANCIAL INC.|832
LM|LEGG MASON INC|SBSH|Citigroup Global Markets Inc.|59410
LM|LEGG MASON INC|SEIC|SEI Investments Distribution Co.|200
LM|LEGG MASON INC|SGMT|GOLDMAN SACHS & CO. LLC|137769
LM|LEGG MASON INC|SPDR|SPEEDROUTE LLC|16600
LM|LEGG MASON INC|SPHN|Stephens Inc.|222
LM|LEGG MASON INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2728
LM|LEGG MASON INC|STFL|Stifel, Nicolaus & Company, Incorporated|44645
LM|LEGG MASON INC|STKP|STOCKPILE INVESTMENTS, INC.|6
LM|LEGG MASON INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2693
LM|LEGG MASON INC|SWIM|TD Ameritrade, Inc.|18421
LM|LEGG MASON INC|SWST|Hilltop Securities Inc.|7072
LM|LEGG MASON INC|TKNG|ALLY INVEST SECURITIES LLC|217
LM|LEGG MASON INC|TRBT|Tradebot Systems, Inc.|143016
LM|LEGG MASON INC|TRCM|TRC MARKETS LLC|220054
LM|LEGG MASON INC|UBSA|UBS SECURITIES LLC|580591
LM|LEGG MASON INC|UBSS|UBS Securities LLC|807474
LM|LEGG MASON INC|VALX|VIRTU AMERICAS LLC|5931
LM|LEGG MASON INC|VERT|The Vertical Trading Group, LLC|400
LM|LEGG MASON INC|VGRD|Vanguard Marketing Corporation|6293
LM|LEGG MASON INC|WBLR|WILLIAM BLAIR|21098
LM|LEGG MASON INC|WBPX|SUMMIT SECURITIES GROUP, LLC|226
LM|LEGG MASON INC|WCHV|WELLS FARGO SECURITIES, LLC|97168
LM|LEGG MASON INC|WDNX|WEEDEN & CO.L.P.|4416
LM|LEGG MASON INC|WEDB|WEDBUSH SECURITIES INC.|6324
LM|LEGG MASON INC|WEED|Weeden & Co.L.P.|6910
LM|LEGG MASON INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|617
LM|LEGG MASON INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8119
LM|LEGG MASON INC|WFPB|Wells Fargo Securities, LLC.|7522
LM|LEGG MASON INC|WGIF|CIBC World Markets Inc.|368
LM|LEGG MASON INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|297
LM|LEGG MASON INC|WSEA|WOLVERINE SECURITIES, LLC|1788
LM|LEGG MASON INC|XIST|INSTINET, LLC|128490
LM|LEGG MASON INC|XPQR|Jump Trading|774
LM|LEGG MASON INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|28586
LM|LEGG MASON INC|YKNA|COMHAR CAPITAL MARKETS, LLC|320
LM|LEGG MASON INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7233
LMAT|LEMAITRE VASCULAR|ADAM|CANACCORD GENUITY INC.|1200
LMAT|LEMAITRE VASCULAR|ALTX|Alternet Securities Inc.|3400
LMAT|LEMAITRE VASCULAR|ANOS|ABEL/NOSER, L.L.C.|174
LMAT|LEMAITRE VASCULAR|APCC|Apex Clearing Corporation|635
LMAT|LEMAITRE VASCULAR|BARD|Robert W. Baird & Co. Incorporated|2206
LMAT|LEMAITRE VASCULAR|BATM|CBOE TRADING, INC.|186
LMAT|LEMAITRE VASCULAR|BERN|Sanford C. Bernstein & Co., LLC|13624
LMAT|LEMAITRE VASCULAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1788
LMAT|LEMAITRE VASCULAR|BLKX|INSTINET, LLC|51600
LMAT|LEMAITRE VASCULAR|BMOC|BMO Capital Markets Corp.|2468
LMAT|LEMAITRE VASCULAR|BNPX|BNP PARIBAS SECURITIES CORP.|2650
LMAT|LEMAITRE VASCULAR|BTIG|BTIG, LLC|13024
LMAT|LEMAITRE VASCULAR|BYXM|CBOE TRADING, INC.|200
LMAT|LEMAITRE VASCULAR|BZYD|GOLDMAN SACHS & CO. LLC|889
LMAT|LEMAITRE VASCULAR|CANT|Cantor Fitzgerald & Co.|487
LMAT|LEMAITRE VASCULAR|CHAS|Charles Schwab & Co., Inc.|382
LMAT|LEMAITRE VASCULAR|CIST|Capital Institutional Services, Inc.|2939
LMAT|LEMAITRE VASCULAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58893
LMAT|LEMAITRE VASCULAR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1201
LMAT|LEMAITRE VASCULAR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
LMAT|LEMAITRE VASCULAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62472
LMAT|LEMAITRE VASCULAR|CTDL|Citadel Derivatives Group Llc|1820
LMAT|LEMAITRE VASCULAR|CXCX|CITIGROUP GLOBAL MARKETS INC.|6366
LMAT|LEMAITRE VASCULAR|DADA|D.A. Davidson & Co.|500
LMAT|LEMAITRE VASCULAR|DAVA|Davenport & Company LLC|100
LMAT|LEMAITRE VASCULAR|DBAB|Deutsche Bank Securities Inc.|134088
LMAT|LEMAITRE VASCULAR|DBAX|Deutsche Bank Securities Inc.|74500
LMAT|LEMAITRE VASCULAR|DEAN|MORGAN STANLEY|1634
LMAT|LEMAITRE VASCULAR|DEGS|RONIN PROFESSIONAL LLC|1700
LMAT|LEMAITRE VASCULAR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2349
LMAT|LEMAITRE VASCULAR|EBXL|EBX LLC|54200
LMAT|LEMAITRE VASCULAR|EDJO|Edward D. Jones & Co., L.P.|16
LMAT|LEMAITRE VASCULAR|EGAM|CBOE TRADING, INC.|2900
LMAT|LEMAITRE VASCULAR|EGMT|EG MARKET TECHNOLOGIES LLC|400
LMAT|LEMAITRE VASCULAR|EGXM|CBOE TRADING, INC.|351
LMAT|LEMAITRE VASCULAR|EGXW|CBOE TRADING, INC.|3
LMAT|LEMAITRE VASCULAR|ETBE|Electronic Transaction Clearing, Inc.|4325
LMAT|LEMAITRE VASCULAR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3166
LMAT|LEMAITRE VASCULAR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19985
LMAT|LEMAITRE VASCULAR|ETRS|E*Trade Securities LLC|4794
LMAT|LEMAITRE VASCULAR|FBCO|Credit Suisse Securities (USA) LLC|175365
LMAT|LEMAITRE VASCULAR|FILL|Tradestation Securities, Inc.|500
LMAT|LEMAITRE VASCULAR|FMAF|NBCN Inc./ CDS|50
LMAT|LEMAITRE VASCULAR|FOMA|TD AMERITRADE CLEARING, INC.|28453
LMAT|LEMAITRE VASCULAR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|670
LMAT|LEMAITRE VASCULAR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86141
LMAT|LEMAITRE VASCULAR|FTBR|Foliofn Investments, Inc.|676
LMAT|LEMAITRE VASCULAR|GEBB|GLOBAL EXECUTION BROKERS, LP|4101
LMAT|LEMAITRE VASCULAR|GLPX|ACS EXECUTION SERVICES, LLC|7251
LMAT|LEMAITRE VASCULAR|GSCO|GOLDMAN SACHS & CO. LLC|191997
LMAT|LEMAITRE VASCULAR|GSCS|GOLDMAN SACHS & CO. LLC|7793
LMAT|LEMAITRE VASCULAR|GSLT|GOLDMAN SACHS & CO. LLC|234
LMAT|LEMAITRE VASCULAR|GTSZ|GTS SECURITIES LLC|20393
LMAT|LEMAITRE VASCULAR|HRBF|American Enterprise Investment Services Inc.|1000
LMAT|LEMAITRE VASCULAR|HSBC|HSBC Securities, Inc.|35
LMAT|LEMAITRE VASCULAR|IATS|INTERACTIVE BROKERS LLC|3915
LMAT|LEMAITRE VASCULAR|IBKR|Interactive Brokers Llc|23861
LMAT|LEMAITRE VASCULAR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|369
LMAT|LEMAITRE VASCULAR|ICBX|INSTINET, LLC|25423
LMAT|LEMAITRE VASCULAR|IEQY|CITADEL SECURITIES LLC|15580
LMAT|LEMAITRE VASCULAR|INCA|INSTINET, LLC|94769
LMAT|LEMAITRE VASCULAR|INJX|INSTINET, LLC|11051
LMAT|LEMAITRE VASCULAR|ITGI|ITG Inc.|47449
LMAT|LEMAITRE VASCULAR|ITGP|ITG INC.|37000
LMAT|LEMAITRE VASCULAR|JEFF|JEFFERIES LLC|43080
LMAT|LEMAITRE VASCULAR|JMPT|JUMP TRADING, LLC|16140
LMAT|LEMAITRE VASCULAR|JONE|JonesTrading|213385
LMAT|LEMAITRE VASCULAR|JPBX|J.P. MORGAN SECURITIES LLC|5031
LMAT|LEMAITRE VASCULAR|JPMX|J.P. Morgan Securities LLC|95990
LMAT|LEMAITRE VASCULAR|JSJX|JANE STREET CAPITAL LLC|2839
LMAT|LEMAITRE VASCULAR|KCGM|VIRTU Americas LLC|17284
LMAT|LEMAITRE VASCULAR|LEHM|Barclays Capital Inc./Le|161814
LMAT|LEMAITRE VASCULAR|LIME|Lime Brokerage LLC|75732
LMAT|LEMAITRE VASCULAR|LOOP|Loop Capital Markets LLC|298
LMAT|LEMAITRE VASCULAR|LQNA|LIQUIDNET, INC.|61500
LMAT|LEMAITRE VASCULAR|MACQ|Macquarie Capital (USA) Inc.|1900
LMAT|LEMAITRE VASCULAR|MAXM|Maxim Group LLC|2746
LMAT|LEMAITRE VASCULAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30784
LMAT|LEMAITRE VASCULAR|MOTF|MOTIF INVESTING, INC.|16
LMAT|LEMAITRE VASCULAR|MSCO|MORGAN STANLEY & CO. LLC|337501
LMAT|LEMAITRE VASCULAR|MSPL|MORGAN STANLEY & CO. LLC|78400
LMAT|LEMAITRE VASCULAR|MSTX|MORGAN STANLEY & CO. LLC|3600
LMAT|LEMAITRE VASCULAR|NBCS|NBC Securities, INC.|350
LMAT|LEMAITRE VASCULAR|NFSC|National Financial Services LLC|38302
LMAT|LEMAITRE VASCULAR|NITE|VIRTU Americas LLC|55339
LMAT|LEMAITRE VASCULAR|NITP|VIRTU Americas LLC|1300
LMAT|LEMAITRE VASCULAR|NQRB|Brut, LLC|5808
LMAT|LEMAITRE VASCULAR|OPCO|Oppenheimer & Co. Inc.|90
LMAT|LEMAITRE VASCULAR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
LMAT|LEMAITRE VASCULAR|PDQM|CODA MARKETS, INC.|11665
LMAT|LEMAITRE VASCULAR|RAJA|Raymond James & Associates, Inc.|1290
LMAT|LEMAITRE VASCULAR|RBCM|RBC CAPITAL MARKETS, LLC|6829
LMAT|LEMAITRE VASCULAR|SAGL|SAGETRADER, LLC|9638
LMAT|LEMAITRE VASCULAR|SBSH|Citigroup Global Markets Inc.|55163
LMAT|LEMAITRE VASCULAR|SGMT|GOLDMAN SACHS & CO. LLC|18598
LMAT|LEMAITRE VASCULAR|SIDC|Sidoti & Company, LLC|100
LMAT|LEMAITRE VASCULAR|SPDR|SPEEDROUTE LLC|4530
LMAT|LEMAITRE VASCULAR|SPTD|MINT GLOBAL MARKETS, INC.|1000
LMAT|LEMAITRE VASCULAR|STFL|Stifel, Nicolaus & Company, Incorporated|13478
LMAT|LEMAITRE VASCULAR|SWIM|TD Ameritrade, Inc.|750
LMAT|LEMAITRE VASCULAR|SWST|Hilltop Securities Inc.|4
LMAT|LEMAITRE VASCULAR|TKNG|ALLY INVEST SECURITIES LLC|328
LMAT|LEMAITRE VASCULAR|TRBT|Tradebot Systems, Inc.|31497
LMAT|LEMAITRE VASCULAR|TRCM|TRC MARKETS LLC|38874
LMAT|LEMAITRE VASCULAR|UBSA|UBS SECURITIES LLC|143429
LMAT|LEMAITRE VASCULAR|UBSS|UBS Securities LLC|307760
LMAT|LEMAITRE VASCULAR|VALX|VIRTU AMERICAS LLC|13562
LMAT|LEMAITRE VASCULAR|VGRD|Vanguard Marketing Corporation|1259
LMAT|LEMAITRE VASCULAR|WBPX|SUMMIT SECURITIES GROUP, LLC|200
LMAT|LEMAITRE VASCULAR|WCHV|WELLS FARGO SECURITIES, LLC|19281
LMAT|LEMAITRE VASCULAR|WEDB|WEDBUSH SECURITIES INC.|2000
LMAT|LEMAITRE VASCULAR|WEED|Weeden & Co.L.P.|6000
LMAT|LEMAITRE VASCULAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|312
LMAT|LEMAITRE VASCULAR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1433
LMAT|LEMAITRE VASCULAR|WSEA|WOLVERINE SECURITIES, LLC|230
LMAT|LEMAITRE VASCULAR|XIST|INSTINET, LLC|23400
LMAT|LEMAITRE VASCULAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|6800
LMAT|LEMAITRE VASCULAR|YKNA|COMHAR CAPITAL MARKETS, LLC|1219
LMAT|LEMAITRE VASCULAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1017
LMB|LIMBACH HOLDINGS, CS|ALTX|Alternet Securities Inc.|100
LMB|LIMBACH HOLDINGS, CS|BATM|CBOE TRADING, INC.|200
LMB|LIMBACH HOLDINGS, CS|BERN|Sanford C. Bernstein & Co., LLC|26
LMB|LIMBACH HOLDINGS, CS|CANT|Cantor Fitzgerald & Co.|120
LMB|LIMBACH HOLDINGS, CS|CIST|Capital Institutional Services, Inc.|2390
LMB|LIMBACH HOLDINGS, CS|CLSA|CLSA AMERICAS, LLC|51794
LMB|LIMBACH HOLDINGS, CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6997
LMB|LIMBACH HOLDINGS, CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1745
LMB|LIMBACH HOLDINGS, CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
LMB|LIMBACH HOLDINGS, CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12951
LMB|LIMBACH HOLDINGS, CS|CTDL|Citadel Derivatives Group Llc|126
LMB|LIMBACH HOLDINGS, CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2630
LMB|LIMBACH HOLDINGS, CS|DADA|D.A. Davidson & Co.|15466
LMB|LIMBACH HOLDINGS, CS|DBAB|Deutsche Bank Securities Inc.|7140
LMB|LIMBACH HOLDINGS, CS|DBAX|Deutsche Bank Securities Inc.|4100
LMB|LIMBACH HOLDINGS, CS|DBUL|Deutsche Bank Securities Inc.|100
LMB|LIMBACH HOLDINGS, CS|DEAN|MORGAN STANLEY|1813
LMB|LIMBACH HOLDINGS, CS|DEGS|RONIN PROFESSIONAL LLC|8582
LMB|LIMBACH HOLDINGS, CS|EBXL|EBX LLC|7300
LMB|LIMBACH HOLDINGS, CS|EDJO|Edward D. Jones & Co., L.P.|190
LMB|LIMBACH HOLDINGS, CS|EGAM|CBOE TRADING, INC.|270
LMB|LIMBACH HOLDINGS, CS|ETRS|E*Trade Securities LLC|1736
LMB|LIMBACH HOLDINGS, CS|FBCO|Credit Suisse Securities (USA) LLC|2673
LMB|LIMBACH HOLDINGS, CS|FOMA|TD AMERITRADE CLEARING, INC.|7065
LMB|LIMBACH HOLDINGS, CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2144
LMB|LIMBACH HOLDINGS, CS|FTBR|Foliofn Investments, Inc.|64
LMB|LIMBACH HOLDINGS, CS|GEBB|GLOBAL EXECUTION BROKERS, LP|150
LMB|LIMBACH HOLDINGS, CS|GLPX|ACS EXECUTION SERVICES, LLC|1492
LMB|LIMBACH HOLDINGS, CS|GSCO|GOLDMAN SACHS & CO. LLC|5797
LMB|LIMBACH HOLDINGS, CS|GSLT|GOLDMAN SACHS & CO. LLC|1748
LMB|LIMBACH HOLDINGS, CS|GTSZ|GTS SECURITIES LLC|7873
LMB|LIMBACH HOLDINGS, CS|IATS|INTERACTIVE BROKERS LLC|1150
LMB|LIMBACH HOLDINGS, CS|IBKR|Interactive Brokers Llc|31820
LMB|LIMBACH HOLDINGS, CS|ICBX|INSTINET, LLC|4671
LMB|LIMBACH HOLDINGS, CS|INCA|INSTINET, LLC|5643
LMB|LIMBACH HOLDINGS, CS|INJX|INSTINET, LLC|6477
LMB|LIMBACH HOLDINGS, CS|ITGI|ITG Inc.|2525
LMB|LIMBACH HOLDINGS, CS|ITGP|ITG INC.|2600
LMB|LIMBACH HOLDINGS, CS|JEFF|JEFFERIES LLC|5167
LMB|LIMBACH HOLDINGS, CS|JPMX|J.P. Morgan Securities LLC|10138
LMB|LIMBACH HOLDINGS, CS|KCGM|VIRTU Americas LLC|803
LMB|LIMBACH HOLDINGS, CS|LEHM|Barclays Capital Inc./Le|10292
LMB|LIMBACH HOLDINGS, CS|LIME|Lime Brokerage LLC|19772
LMB|LIMBACH HOLDINGS, CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9850
LMB|LIMBACH HOLDINGS, CS|MSCO|MORGAN STANLEY & CO. LLC|43840
LMB|LIMBACH HOLDINGS, CS|MSPL|MORGAN STANLEY & CO. LLC|6500
LMB|LIMBACH HOLDINGS, CS|NFSC|National Financial Services LLC|15025
LMB|LIMBACH HOLDINGS, CS|NITE|VIRTU Americas LLC|38080
LMB|LIMBACH HOLDINGS, CS|NQRB|Brut, LLC|300
LMB|LIMBACH HOLDINGS, CS|OPCO|Oppenheimer & Co. Inc.|500
LMB|LIMBACH HOLDINGS, CS|PDQM|CODA MARKETS, INC.|1975
LMB|LIMBACH HOLDINGS, CS|PWJC|UBS Financial Services, Inc.|100
LMB|LIMBACH HOLDINGS, CS|RAJA|Raymond James & Associates, Inc.|1685
LMB|LIMBACH HOLDINGS, CS|SGMT|GOLDMAN SACHS & CO. LLC|4485
LMB|LIMBACH HOLDINGS, CS|SPDR|SPEEDROUTE LLC|400
LMB|LIMBACH HOLDINGS, CS|SWIM|TD Ameritrade, Inc.|560
LMB|LIMBACH HOLDINGS, CS|TRBT|Tradebot Systems, Inc.|96
LMB|LIMBACH HOLDINGS, CS|TRCM|TRC MARKETS LLC|5280
LMB|LIMBACH HOLDINGS, CS|UBSA|UBS SECURITIES LLC|22502
LMB|LIMBACH HOLDINGS, CS|UBSS|UBS Securities LLC|16748
LMB|LIMBACH HOLDINGS, CS|VGRD|Vanguard Marketing Corporation|1500
LMB|LIMBACH HOLDINGS, CS|WCHV|WELLS FARGO SECURITIES, LLC|9343
LMB|LIMBACH HOLDINGS, CS|WSEA|WOLVERINE SECURITIES, LLC|241
LMB|LIMBACH HOLDINGS, CS|XIST|INSTINET, LLC|200
LMB|LIMBACH HOLDINGS, CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|6818
LMB|LIMBACH HOLDINGS, CS|YKNA|COMHAR CAPITAL MARKETS, LLC|98
LMBS|FIRST TR LOW OPP ETF|ALTX|Alternet Securities Inc.|1000
LMBS|FIRST TR LOW OPP ETF|APCC|Apex Clearing Corporation|22
LMBS|FIRST TR LOW OPP ETF|BANK|Primevest Financial Services, Inc.|1694
LMBS|FIRST TR LOW OPP ETF|BARD|Robert W. Baird & Co. Incorporated|4637
LMBS|FIRST TR LOW OPP ETF|BATM|CBOE TRADING, INC.|2200
LMBS|FIRST TR LOW OPP ETF|BBNT|BB&T SECURITIES, LLC|2740
LMBS|FIRST TR LOW OPP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39086
LMBS|FIRST TR LOW OPP ETF|CANT|Cantor Fitzgerald & Co.|69355
LMBS|FIRST TR LOW OPP ETF|CHAS|Charles Schwab & Co., Inc.|18350
LMBS|FIRST TR LOW OPP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22778
LMBS|FIRST TR LOW OPP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74074
LMBS|FIRST TR LOW OPP ETF|CSIN|Citadel Securities Institutional LLC|147761
LMBS|FIRST TR LOW OPP ETF|CTDL|Citadel Derivatives Group Llc|150761
LMBS|FIRST TR LOW OPP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|6816
LMBS|FIRST TR LOW OPP ETF|DADA|D.A. Davidson & Co.|2806
LMBS|FIRST TR LOW OPP ETF|DAVA|Davenport & Company LLC|1160
LMBS|FIRST TR LOW OPP ETF|DBAB|Deutsche Bank Securities Inc.|500
LMBS|FIRST TR LOW OPP ETF|DBAX|Deutsche Bank Securities Inc.|33200
LMBS|FIRST TR LOW OPP ETF|DEAN|MORGAN STANLEY|26901
LMBS|FIRST TR LOW OPP ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3731
LMBS|FIRST TR LOW OPP ETF|EBXL|EBX LLC|24500
LMBS|FIRST TR LOW OPP ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|23178
LMBS|FIRST TR LOW OPP ETF|EDJO|Edward D. Jones & Co., L.P.|2482
LMBS|FIRST TR LOW OPP ETF|EGAM|CBOE TRADING, INC.|278
LMBS|FIRST TR LOW OPP ETF|ETBE|Electronic Transaction Clearing, Inc.|300
LMBS|FIRST TR LOW OPP ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|614
LMBS|FIRST TR LOW OPP ETF|ETRS|E*Trade Securities LLC|350
LMBS|FIRST TR LOW OPP ETF|FBCO|Credit Suisse Securities (USA) LLC|216770
LMBS|FIRST TR LOW OPP ETF|FMAF|NBCN Inc./ CDS|2051
LMBS|FIRST TR LOW OPP ETF|FOMA|TD AMERITRADE CLEARING, INC.|131074
LMBS|FIRST TR LOW OPP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36802
LMBS|FIRST TR LOW OPP ETF|FTBR|Foliofn Investments, Inc.|19602
LMBS|FIRST TR LOW OPP ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|6717
LMBS|FIRST TR LOW OPP ETF|GLPX|ACS EXECUTION SERVICES, LLC|507
LMBS|FIRST TR LOW OPP ETF|GSCO|GOLDMAN SACHS & CO. LLC|27949
LMBS|FIRST TR LOW OPP ETF|GSCS|GOLDMAN SACHS & CO. LLC|6939
LMBS|FIRST TR LOW OPP ETF|GSLT|GOLDMAN SACHS & CO. LLC|200
LMBS|FIRST TR LOW OPP ETF|GTSZ|GTS SECURITIES LLC|2469
LMBS|FIRST TR LOW OPP ETF|HRBF|American Enterprise Investment Services Inc.|58
LMBS|FIRST TR LOW OPP ETF|IATS|INTERACTIVE BROKERS LLC|200
LMBS|FIRST TR LOW OPP ETF|IBKR|Interactive Brokers Llc|4740
LMBS|FIRST TR LOW OPP ETF|ICBX|INSTINET, LLC|26404
LMBS|FIRST TR LOW OPP ETF|INCA|INSTINET, LLC|8415
LMBS|FIRST TR LOW OPP ETF|INJX|INSTINET, LLC|25
LMBS|FIRST TR LOW OPP ETF|ITGI|ITG Inc.|28187
LMBS|FIRST TR LOW OPP ETF|ITGP|ITG INC.|39600
LMBS|FIRST TR LOW OPP ETF|JANY|Janney Montgomery Scott Inc.|5087
LMBS|FIRST TR LOW OPP ETF|JMPT|JUMP TRADING, LLC|213
LMBS|FIRST TR LOW OPP ETF|JPMX|J.P. Morgan Securities LLC|36556
LMBS|FIRST TR LOW OPP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|425599
LMBS|FIRST TR LOW OPP ETF|JSJX|JANE STREET CAPITAL LLC|185248
LMBS|FIRST TR LOW OPP ETF|KCGM|VIRTU Americas LLC|14896
LMBS|FIRST TR LOW OPP ETF|LEHM|Barclays Capital Inc./Le|74400
LMBS|FIRST TR LOW OPP ETF|LIME|Lime Brokerage LLC|6262
LMBS|FIRST TR LOW OPP ETF|MACC|Mid Atlantic Capital Corporation|19
LMBS|FIRST TR LOW OPP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49436
LMBS|FIRST TR LOW OPP ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|40
LMBS|FIRST TR LOW OPP ETF|MSCO|MORGAN STANLEY & CO. LLC|268904
LMBS|FIRST TR LOW OPP ETF|MSPL|MORGAN STANLEY & CO. LLC|5700
LMBS|FIRST TR LOW OPP ETF|NBCS|NBC Securities, INC.|345
LMBS|FIRST TR LOW OPP ETF|NFSC|National Financial Services LLC|94721
LMBS|FIRST TR LOW OPP ETF|NITE|VIRTU Americas LLC|778692
LMBS|FIRST TR LOW OPP ETF|NITP|VIRTU Americas LLC|12850
LMBS|FIRST TR LOW OPP ETF|NQRB|Brut, LLC|1818
LMBS|FIRST TR LOW OPP ETF|OLDM|OLD MISSION CAPITAL, LLC|17828
LMBS|FIRST TR LOW OPP ETF|OPCO|Oppenheimer & Co. Inc.|7301
LMBS|FIRST TR LOW OPP ETF|PDQM|CODA MARKETS, INC.|6580
LMBS|FIRST TR LOW OPP ETF|PWJC|UBS Financial Services, Inc.|1900
LMBS|FIRST TR LOW OPP ETF|RAJA|Raymond James & Associates, Inc.|24627
LMBS|FIRST TR LOW OPP ETF|RBCM|RBC CAPITAL MARKETS, LLC|33432
LMBS|FIRST TR LOW OPP ETF|SALI|INTL FCSTONE FINANCIAL INC.|2186
LMBS|FIRST TR LOW OPP ETF|SBSH|Citigroup Global Markets Inc.|17494
LMBS|FIRST TR LOW OPP ETF|SGMT|GOLDMAN SACHS & CO. LLC|24744
LMBS|FIRST TR LOW OPP ETF|SPDR|SPEEDROUTE LLC|100
LMBS|FIRST TR LOW OPP ETF|SPHN|Stephens Inc.|49
LMBS|FIRST TR LOW OPP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|14278
LMBS|FIRST TR LOW OPP ETF|SWIM|TD Ameritrade, Inc.|1245
LMBS|FIRST TR LOW OPP ETF|SWST|Hilltop Securities Inc.|16953
LMBS|FIRST TR LOW OPP ETF|TRBT|Tradebot Systems, Inc.|100
LMBS|FIRST TR LOW OPP ETF|TRCM|TRC MARKETS LLC|194
LMBS|FIRST TR LOW OPP ETF|UBSA|UBS SECURITIES LLC|142485
LMBS|FIRST TR LOW OPP ETF|UBSS|UBS Securities LLC|578177
LMBS|FIRST TR LOW OPP ETF|VALX|VIRTU AMERICAS LLC|300
LMBS|FIRST TR LOW OPP ETF|VERT|The Vertical Trading Group, LLC|420
LMBS|FIRST TR LOW OPP ETF|VGRD|Vanguard Marketing Corporation|955
LMBS|FIRST TR LOW OPP ETF|WCHV|WELLS FARGO SECURITIES, LLC|181288
LMBS|FIRST TR LOW OPP ETF|WSEA|WOLVERINE SECURITIES, LLC|11
LMBS|FIRST TR LOW OPP ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|40112
LMBS|FIRST TR LOW OPP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|169577
LMFA|LM FUNDING CMN|APCC|Apex Clearing Corporation|33594
LMFA|LM FUNDING CMN|BATM|CBOE TRADING, INC.|100
LMFA|LM FUNDING CMN|BIMI|Banca IMI Securities Corp.|3500
LMFA|LM FUNDING CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2800
LMFA|LM FUNDING CMN|CHAS|Charles Schwab & Co., Inc.|2503
LMFA|LM FUNDING CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9200
LMFA|LM FUNDING CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3848
LMFA|LM FUNDING CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6419
LMFA|LM FUNDING CMN|CTDL|Citadel Derivatives Group Llc|100
LMFA|LM FUNDING CMN|DBAB|Deutsche Bank Securities Inc.|1425
LMFA|LM FUNDING CMN|DBAX|Deutsche Bank Securities Inc.|900
LMFA|LM FUNDING CMN|EBXL|EBX LLC|7100
LMFA|LM FUNDING CMN|EGAM|CBOE TRADING, INC.|500
LMFA|LM FUNDING CMN|EGAW|CBOE TRADING, INC.|1
LMFA|LM FUNDING CMN|ETRS|E*Trade Securities LLC|237719
LMFA|LM FUNDING CMN|FBCO|Credit Suisse Securities (USA) LLC|32599
LMFA|LM FUNDING CMN|FILL|Tradestation Securities, Inc.|49095
LMFA|LM FUNDING CMN|FOMA|TD AMERITRADE CLEARING, INC.|414676
LMFA|LM FUNDING CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19
LMFA|LM FUNDING CMN|FTBR|Foliofn Investments, Inc.|100
LMFA|LM FUNDING CMN|GSCO|GOLDMAN SACHS & CO. LLC|6
LMFA|LM FUNDING CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
LMFA|LM FUNDING CMN|HRBF|American Enterprise Investment Services Inc.|200
LMFA|LM FUNDING CMN|IATS|INTERACTIVE BROKERS LLC|4006
LMFA|LM FUNDING CMN|IBKR|Interactive Brokers Llc|175911
LMFA|LM FUNDING CMN|ICBX|INSTINET, LLC|2800
LMFA|LM FUNDING CMN|INCA|INSTINET, LLC|18199
LMFA|LM FUNDING CMN|ITGI|ITG Inc.|3430
LMFA|LM FUNDING CMN|JMPT|JUMP TRADING, LLC|2502
LMFA|LM FUNDING CMN|JPMX|J.P. Morgan Securities LLC|806
LMFA|LM FUNDING CMN|JSJX|JANE STREET CAPITAL LLC|5
LMFA|LM FUNDING CMN|KCGM|VIRTU Americas LLC|2100
LMFA|LM FUNDING CMN|LEHM|Barclays Capital Inc./Le|17005
LMFA|LM FUNDING CMN|LIME|Lime Brokerage LLC|9085
LMFA|LM FUNDING CMN|LSCI|Lek Securities Corporation|1100
LMFA|LM FUNDING CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8400
LMFA|LM FUNDING CMN|MBTS|ALLY INVEST SECURITIES LLC|500
LMFA|LM FUNDING CMN|MOTF|MOTIF INVESTING, INC.|1
LMFA|LM FUNDING CMN|MSCO|MORGAN STANLEY & CO. LLC|108999
LMFA|LM FUNDING CMN|NFSC|National Financial Services LLC|203686
LMFA|LM FUNDING CMN|NITE|VIRTU Americas LLC|893735
LMFA|LM FUNDING CMN|NQRB|Brut, LLC|200
LMFA|LM FUNDING CMN|OPCO|Oppenheimer & Co. Inc.|13000
LMFA|LM FUNDING CMN|PCPT|PHILLIP CAPITAL INC.|5400
LMFA|LM FUNDING CMN|PDQM|CODA MARKETS, INC.|51159
LMFA|LM FUNDING CMN|SAGL|SAGETRADER, LLC|4332
LMFA|LM FUNDING CMN|SALI|INTL FCSTONE FINANCIAL INC.|2200
LMFA|LM FUNDING CMN|SGMT|GOLDMAN SACHS & CO. LLC|3458
LMFA|LM FUNDING CMN|SPDR|SPEEDROUTE LLC|200
LMFA|LM FUNDING CMN|SWIM|TD Ameritrade, Inc.|460100
LMFA|LM FUNDING CMN|UBSA|UBS SECURITIES LLC|40953
LMFA|LM FUNDING CMN|UBSS|UBS Securities LLC|62119
LMFA|LM FUNDING CMN|VGRD|Vanguard Marketing Corporation|79
LMFA|LM FUNDING CMN|VIEW|VIEWTRADE SECURITIES LLC|500
LMFA|LM FUNDING CMN|VSIN|Vision Financial Markets Llc|636
LMFA|LM FUNDING CMN|WGIF|CIBC World Markets Inc.|6402
LMFA|LM FUNDING CMN|WSEA|WOLVERINE SECURITIES, LLC|39181
LMFAW|LM FUNDING WT|INCA|INSTINET, LLC|400
LMFAW|LM FUNDING WT|LIME|Lime Brokerage LLC|50
LMFAW|LM FUNDING WT|MSCO|MORGAN STANLEY & CO. LLC|50
LMFAW|LM FUNDING WT|NFSC|National Financial Services LLC|2200
LMFAW|LM FUNDING WT|NITE|VIRTU Americas LLC|2000
LMFAW|LM FUNDING WT|SWIM|TD Ameritrade, Inc.|1100
LMHA|LEGG MASON 6.375 NT|BARD|Robert W. Baird & Co. Incorporated|1020
LMHA|LEGG MASON 6.375 NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1040
LMHA|LEGG MASON 6.375 NT|BOKI|BOK FINANCIAL SECURITIES, INC.|14036
LMHA|LEGG MASON 6.375 NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|270
LMHA|LEGG MASON 6.375 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4255
LMHA|LEGG MASON 6.375 NT|DBAB|Deutsche Bank Securities Inc.|100
LMHA|LEGG MASON 6.375 NT|DBAX|Deutsche Bank Securities Inc.|3900
LMHA|LEGG MASON 6.375 NT|DEAN|MORGAN STANLEY|36679
LMHA|LEGG MASON 6.375 NT|EBXL|EBX LLC|3700
LMHA|LEGG MASON 6.375 NT|EDJO|Edward D. Jones & Co., L.P.|600
LMHA|LEGG MASON 6.375 NT|EGXM|CBOE TRADING, INC.|300
LMHA|LEGG MASON 6.375 NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115
LMHA|LEGG MASON 6.375 NT|GLPX|ACS EXECUTION SERVICES, LLC|125
LMHA|LEGG MASON 6.375 NT|GSCO|GOLDMAN SACHS & CO. LLC|9887
LMHA|LEGG MASON 6.375 NT|GSLT|GOLDMAN SACHS & CO. LLC|100
LMHA|LEGG MASON 6.375 NT|GTSZ|GTS SECURITIES LLC|401
LMHA|LEGG MASON 6.375 NT|HRBF|American Enterprise Investment Services Inc.|5027
LMHA|LEGG MASON 6.375 NT|IBKR|Interactive Brokers Llc|872
LMHA|LEGG MASON 6.375 NT|ICBX|INSTINET, LLC|1900
LMHA|LEGG MASON 6.375 NT|INCA|INSTINET, LLC|250
LMHA|LEGG MASON 6.375 NT|INJX|INSTINET, LLC|90
LMHA|LEGG MASON 6.375 NT|ITGI|ITG Inc.|175
LMHA|LEGG MASON 6.375 NT|JANY|Janney Montgomery Scott Inc.|7470
LMHA|LEGG MASON 6.375 NT|JEFF|JEFFERIES LLC|6136
LMHA|LEGG MASON 6.375 NT|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
LMHA|LEGG MASON 6.375 NT|KCGM|VIRTU Americas LLC|100
LMHA|LEGG MASON 6.375 NT|LEHM|Barclays Capital Inc./Le|2000
LMHA|LEGG MASON 6.375 NT|LIME|Lime Brokerage LLC|997
LMHA|LEGG MASON 6.375 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18800
LMHA|LEGG MASON 6.375 NT|MSCO|MORGAN STANLEY & CO. LLC|3542
LMHA|LEGG MASON 6.375 NT|MSPL|MORGAN STANLEY & CO. LLC|5600
LMHA|LEGG MASON 6.375 NT|NFSC|National Financial Services LLC|34072
LMHA|LEGG MASON 6.375 NT|NITE|VIRTU Americas LLC|59296
LMHA|LEGG MASON 6.375 NT|NQRB|Brut, LLC|200
LMHA|LEGG MASON 6.375 NT|NTRC|Northern Trust Securities, Inc.|1644
LMHA|LEGG MASON 6.375 NT|OPCO|Oppenheimer & Co. Inc.|475
LMHA|LEGG MASON 6.375 NT|PDQM|CODA MARKETS, INC.|625
LMHA|LEGG MASON 6.375 NT|PWJC|UBS Financial Services, Inc.|3500
LMHA|LEGG MASON 6.375 NT|RBCM|RBC CAPITAL MARKETS, LLC|157
LMHA|LEGG MASON 6.375 NT|SGMT|GOLDMAN SACHS & CO. LLC|8916
LMHA|LEGG MASON 6.375 NT|SPDR|SPEEDROUTE LLC|1315
LMHA|LEGG MASON 6.375 NT|STFL|Stifel, Nicolaus & Company, Incorporated|1841
LMHA|LEGG MASON 6.375 NT|SWST|Hilltop Securities Inc.|50
LMHA|LEGG MASON 6.375 NT|TKNG|ALLY INVEST SECURITIES LLC|675
LMHA|LEGG MASON 6.375 NT|TRBT|Tradebot Systems, Inc.|956
LMHA|LEGG MASON 6.375 NT|UBSA|UBS SECURITIES LLC|6218
LMHA|LEGG MASON 6.375 NT|UBSS|UBS Securities LLC|30481
LMHA|LEGG MASON 6.375 NT|WCHV|WELLS FARGO SECURITIES, LLC|25392
LMHA|LEGG MASON 6.375 NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|120
LMHA|LEGG MASON 6.375 NT|WSEA|WOLVERINE SECURITIES, LLC|675
LMHA|LEGG MASON 6.375 NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|8800
LMHA|LEGG MASON 6.375 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|201
LMHB|LEGG MASON NOTE|APCC|Apex Clearing Corporation|13
LMHB|LEGG MASON NOTE|BARD|Robert W. Baird & Co. Incorporated|220
LMHB|LEGG MASON NOTE|BATM|CBOE TRADING, INC.|180
LMHB|LEGG MASON NOTE|BBNT|BB&T SECURITIES, LLC|5405
LMHB|LEGG MASON NOTE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23291
LMHB|LEGG MASON NOTE|BNCH|The Benchmark Company, LLC|2000
LMHB|LEGG MASON NOTE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|934
LMHB|LEGG MASON NOTE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1925
LMHB|LEGG MASON NOTE|CXCX|CITIGROUP GLOBAL MARKETS INC.|764
LMHB|LEGG MASON NOTE|DBAB|Deutsche Bank Securities Inc.|55912
LMHB|LEGG MASON NOTE|DBAX|Deutsche Bank Securities Inc.|1800
LMHB|LEGG MASON NOTE|DEAN|MORGAN STANLEY|35972
LMHB|LEGG MASON NOTE|EBXL|EBX LLC|3100
LMHB|LEGG MASON NOTE|EGXM|CBOE TRADING, INC.|897
LMHB|LEGG MASON NOTE|ETRS|E*Trade Securities LLC|3289
LMHB|LEGG MASON NOTE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74
LMHB|LEGG MASON NOTE|GLPX|ACS EXECUTION SERVICES, LLC|406
LMHB|LEGG MASON NOTE|GSCO|GOLDMAN SACHS & CO. LLC|1490
LMHB|LEGG MASON NOTE|HRBF|American Enterprise Investment Services Inc.|120
LMHB|LEGG MASON NOTE|IATS|INTERACTIVE BROKERS LLC|900
LMHB|LEGG MASON NOTE|IBKR|Interactive Brokers Llc|5203
LMHB|LEGG MASON NOTE|ICBX|INSTINET, LLC|700
LMHB|LEGG MASON NOTE|INCA|INSTINET, LLC|800
LMHB|LEGG MASON NOTE|JANY|Janney Montgomery Scott Inc.|27993
LMHB|LEGG MASON NOTE|JEFF|JEFFERIES LLC|500
LMHB|LEGG MASON NOTE|JPMX|J.P. Morgan Securities LLC|2404
LMHB|LEGG MASON NOTE|JSEB|JANE STREET EXECUTION SERVICES, LLC|1336
LMHB|LEGG MASON NOTE|KCGM|VIRTU Americas LLC|1472
LMHB|LEGG MASON NOTE|LEHM|Barclays Capital Inc./Le|1000
LMHB|LEGG MASON NOTE|LIME|Lime Brokerage LLC|581
LMHB|LEGG MASON NOTE|LSCI|Lek Securities Corporation|820
LMHB|LEGG MASON NOTE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
LMHB|LEGG MASON NOTE|MAXM|Maxim Group LLC|40
LMHB|LEGG MASON NOTE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
LMHB|LEGG MASON NOTE|MSCO|MORGAN STANLEY & CO. LLC|21104
LMHB|LEGG MASON NOTE|MSPL|MORGAN STANLEY & CO. LLC|1200
LMHB|LEGG MASON NOTE|NFSC|National Financial Services LLC|11162
LMHB|LEGG MASON NOTE|NITE|VIRTU Americas LLC|82548
LMHB|LEGG MASON NOTE|NQRB|Brut, LLC|582
LMHB|LEGG MASON NOTE|NTRC|Northern Trust Securities, Inc.|810
LMHB|LEGG MASON NOTE|PCPT|PHILLIP CAPITAL INC.|3310
LMHB|LEGG MASON NOTE|PDQM|CODA MARKETS, INC.|906
LMHB|LEGG MASON NOTE|RBCM|RBC CAPITAL MARKETS, LLC|4952
LMHB|LEGG MASON NOTE|SBSH|Citigroup Global Markets Inc.|32513
LMHB|LEGG MASON NOTE|SGMT|GOLDMAN SACHS & CO. LLC|1925
LMHB|LEGG MASON NOTE|SPDR|SPEEDROUTE LLC|1003
LMHB|LEGG MASON NOTE|STFL|Stifel, Nicolaus & Company, Incorporated|9687
LMHB|LEGG MASON NOTE|TRBT|Tradebot Systems, Inc.|1113
LMHB|LEGG MASON NOTE|TRCM|TRC MARKETS LLC|100
LMHB|LEGG MASON NOTE|UBSA|UBS SECURITIES LLC|4275
LMHB|LEGG MASON NOTE|UBSS|UBS Securities LLC|39630
LMHB|LEGG MASON NOTE|VGRD|Vanguard Marketing Corporation|49
LMHB|LEGG MASON NOTE|WCHV|WELLS FARGO SECURITIES, LLC|107964
LMHB|LEGG MASON NOTE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|419
LMHB|LEGG MASON NOTE|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
LMHB|LEGG MASON NOTE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1018
LMLP|2X MLP EX-ENERGY ETN|ALTX|Alternet Securities Inc.|100
LMLP|2X MLP EX-ENERGY ETN|APCC|Apex Clearing Corporation|9334
LMLP|2X MLP EX-ENERGY ETN|CHAS|Charles Schwab & Co., Inc.|750
LMLP|2X MLP EX-ENERGY ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6663
LMLP|2X MLP EX-ENERGY ETN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
LMLP|2X MLP EX-ENERGY ETN|DBAX|Deutsche Bank Securities Inc.|1200
LMLP|2X MLP EX-ENERGY ETN|EBXL|EBX LLC|200
LMLP|2X MLP EX-ENERGY ETN|EGXM|CBOE TRADING, INC.|500
LMLP|2X MLP EX-ENERGY ETN|ETRS|E*Trade Securities LLC|47738
LMLP|2X MLP EX-ENERGY ETN|FILL|Tradestation Securities, Inc.|2400
LMLP|2X MLP EX-ENERGY ETN|FMAF|NBCN Inc./ CDS|28
LMLP|2X MLP EX-ENERGY ETN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16660
LMLP|2X MLP EX-ENERGY ETN|FTBR|Foliofn Investments, Inc.|2422
LMLP|2X MLP EX-ENERGY ETN|GEBB|GLOBAL EXECUTION BROKERS, LP|200
LMLP|2X MLP EX-ENERGY ETN|GSCO|GOLDMAN SACHS & CO. LLC|2141
LMLP|2X MLP EX-ENERGY ETN|GSLT|GOLDMAN SACHS & CO. LLC|706
LMLP|2X MLP EX-ENERGY ETN|GTSZ|GTS SECURITIES LLC|963
LMLP|2X MLP EX-ENERGY ETN|HRBF|American Enterprise Investment Services Inc.|3213
LMLP|2X MLP EX-ENERGY ETN|IATS|INTERACTIVE BROKERS LLC|5115
LMLP|2X MLP EX-ENERGY ETN|IBKR|Interactive Brokers Llc|36894
LMLP|2X MLP EX-ENERGY ETN|ICBX|INSTINET, LLC|100
LMLP|2X MLP EX-ENERGY ETN|INCA|INSTINET, LLC|4544
LMLP|2X MLP EX-ENERGY ETN|ITGI|ITG Inc.|3000
LMLP|2X MLP EX-ENERGY ETN|JPMX|J.P. Morgan Securities LLC|3200
LMLP|2X MLP EX-ENERGY ETN|JSJX|JANE STREET CAPITAL LLC|141801
LMLP|2X MLP EX-ENERGY ETN|KCGM|VIRTU Americas LLC|3673
LMLP|2X MLP EX-ENERGY ETN|LEHM|Barclays Capital Inc./Le|7140
LMLP|2X MLP EX-ENERGY ETN|LIME|Lime Brokerage LLC|11692
LMLP|2X MLP EX-ENERGY ETN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
LMLP|2X MLP EX-ENERGY ETN|MOTF|MOTIF INVESTING, INC.|3
LMLP|2X MLP EX-ENERGY ETN|MSCO|MORGAN STANLEY & CO. LLC|41719
LMLP|2X MLP EX-ENERGY ETN|NATL|National Securities Corporation|400
LMLP|2X MLP EX-ENERGY ETN|NFSC|National Financial Services LLC|5589
LMLP|2X MLP EX-ENERGY ETN|NITE|VIRTU Americas LLC|51482
LMLP|2X MLP EX-ENERGY ETN|PDQM|CODA MARKETS, INC.|100
LMLP|2X MLP EX-ENERGY ETN|PWJC|UBS Financial Services, Inc.|275
LMLP|2X MLP EX-ENERGY ETN|SGMT|GOLDMAN SACHS & CO. LLC|3998
LMLP|2X MLP EX-ENERGY ETN|SWIM|TD Ameritrade, Inc.|38958
LMLP|2X MLP EX-ENERGY ETN|TKNG|ALLY INVEST SECURITIES LLC|2031
LMLP|2X MLP EX-ENERGY ETN|TWTT|TASTYWORKS, INC.|100
LMLP|2X MLP EX-ENERGY ETN|UBSA|UBS SECURITIES LLC|35625
LMLP|2X MLP EX-ENERGY ETN|UBSS|UBS Securities LLC|298934
LMLP|2X MLP EX-ENERGY ETN|VGRD|Vanguard Marketing Corporation|11475
LMLP|2X MLP EX-ENERGY ETN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|122
LMLP|2X MLP EX-ENERGY ETN|WGIF|CIBC World Markets Inc.|300
LMLP|2X MLP EX-ENERGY ETN|WSEA|WOLVERINE SECURITIES, LLC|1667
LMNR|LIMONEIRA CO|ALTX|Alternet Securities Inc.|3198
LMNR|LIMONEIRA CO|APCC|Apex Clearing Corporation|28
LMNR|LIMONEIRA CO|BATM|CBOE TRADING, INC.|1959
LMNR|LIMONEIRA CO|BAYT|BTIG, LLC|4200
LMNR|LIMONEIRA CO|BERN|Sanford C. Bernstein & Co., LLC|358
LMNR|LIMONEIRA CO|BIMI|Banca IMI Securities Corp.|211
LMNR|LIMONEIRA CO|BLKX|INSTINET, LLC|10000
LMNR|LIMONEIRA CO|BMOC|BMO Capital Markets Corp.|1941
LMNR|LIMONEIRA CO|BNPX|BNP PARIBAS SECURITIES CORP.|927
LMNR|LIMONEIRA CO|BTIG|BTIG, LLC|299
LMNR|LIMONEIRA CO|BYXM|CBOE TRADING, INC.|302
LMNR|LIMONEIRA CO|BZYD|GOLDMAN SACHS & CO. LLC|3945
LMNR|LIMONEIRA CO|CANT|Cantor Fitzgerald & Co.|82
LMNR|LIMONEIRA CO|CHAS|Charles Schwab & Co., Inc.|1002
LMNR|LIMONEIRA CO|CICF|Canaccord Genuity Corp.|700
LMNR|LIMONEIRA CO|CIST|Capital Institutional Services, Inc.|178
LMNR|LIMONEIRA CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90405
LMNR|LIMONEIRA CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13473
LMNR|LIMONEIRA CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9837
LMNR|LIMONEIRA CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36231
LMNR|LIMONEIRA CO|CTDL|Citadel Derivatives Group Llc|1166
LMNR|LIMONEIRA CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|4258
LMNR|LIMONEIRA CO|DADA|D.A. Davidson & Co.|500
LMNR|LIMONEIRA CO|DBAB|Deutsche Bank Securities Inc.|55417
LMNR|LIMONEIRA CO|DBAX|Deutsche Bank Securities Inc.|46000
LMNR|LIMONEIRA CO|DEAN|MORGAN STANLEY|1200
LMNR|LIMONEIRA CO|DEGS|RONIN PROFESSIONAL LLC|15100
LMNR|LIMONEIRA CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|510
LMNR|LIMONEIRA CO|EBXL|EBX LLC|20100
LMNR|LIMONEIRA CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|19967
LMNR|LIMONEIRA CO|EDJO|Edward D. Jones & Co., L.P.|588
LMNR|LIMONEIRA CO|EGAM|CBOE TRADING, INC.|1049
LMNR|LIMONEIRA CO|EGXM|CBOE TRADING, INC.|501
LMNR|LIMONEIRA CO|EGXW|CBOE TRADING, INC.|123
LMNR|LIMONEIRA CO|ETBE|Electronic Transaction Clearing, Inc.|804
LMNR|LIMONEIRA CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2200
LMNR|LIMONEIRA CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2669
LMNR|LIMONEIRA CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|986
LMNR|LIMONEIRA CO|ETRS|E*Trade Securities LLC|3084
LMNR|LIMONEIRA CO|FBCO|Credit Suisse Securities (USA) LLC|90565
LMNR|LIMONEIRA CO|FILL|Tradestation Securities, Inc.|1602
LMNR|LIMONEIRA CO|FOMA|TD AMERITRADE CLEARING, INC.|27213
LMNR|LIMONEIRA CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|112
LMNR|LIMONEIRA CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16295
LMNR|LIMONEIRA CO|FTBR|Foliofn Investments, Inc.|223
LMNR|LIMONEIRA CO|GEBB|GLOBAL EXECUTION BROKERS, LP|4962
LMNR|LIMONEIRA CO|GLPX|ACS EXECUTION SERVICES, LLC|4733
LMNR|LIMONEIRA CO|GSCO|GOLDMAN SACHS & CO. LLC|72865
LMNR|LIMONEIRA CO|GSCS|GOLDMAN SACHS & CO. LLC|5464
LMNR|LIMONEIRA CO|GSLT|GOLDMAN SACHS & CO. LLC|700
LMNR|LIMONEIRA CO|GTSZ|GTS SECURITIES LLC|34693
LMNR|LIMONEIRA CO|HRBF|American Enterprise Investment Services Inc.|205
LMNR|LIMONEIRA CO|IATS|INTERACTIVE BROKERS LLC|2580
LMNR|LIMONEIRA CO|IBKR|Interactive Brokers Llc|56898
LMNR|LIMONEIRA CO|ICBX|INSTINET, LLC|1900
LMNR|LIMONEIRA CO|IEQY|CITADEL SECURITIES LLC|5400
LMNR|LIMONEIRA CO|INCA|INSTINET, LLC|65447
LMNR|LIMONEIRA CO|INJX|INSTINET, LLC|7762
LMNR|LIMONEIRA CO|ITGI|ITG Inc.|62884
LMNR|LIMONEIRA CO|ITGP|ITG INC.|4600
LMNR|LIMONEIRA CO|JEFF|JEFFERIES LLC|18109
LMNR|LIMONEIRA CO|JMPT|JUMP TRADING, LLC|595
LMNR|LIMONEIRA CO|JONE|JonesTrading|210
LMNR|LIMONEIRA CO|JPMX|J.P. Morgan Securities LLC|44015
LMNR|LIMONEIRA CO|JSJX|JANE STREET CAPITAL LLC|2550
LMNR|LIMONEIRA CO|KCGM|VIRTU Americas LLC|10022
LMNR|LIMONEIRA CO|KING|C. L. King & Associates, Inc.|200
LMNR|LIMONEIRA CO|LAFC|R. F. Lafferty & Co., Inc.|1500
LMNR|LIMONEIRA CO|LEHM|Barclays Capital Inc./Le|39819
LMNR|LIMONEIRA CO|LIME|Lime Brokerage LLC|42614
LMNR|LIMONEIRA CO|LMGP|LIME BROKERAGE LLC|17908
LMNR|LIMONEIRA CO|LOOP|Loop Capital Markets LLC|100
LMNR|LIMONEIRA CO|LQNA|LIQUIDNET, INC.|25200
LMNR|LIMONEIRA CO|LSCM|LAKE STREET CAPITAL MARKETS, LLC|3200
LMNR|LIMONEIRA CO|LTCO|Ladenburg, Thalmann & Co., Inc.|400
LMNR|LIMONEIRA CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
LMNR|LIMONEIRA CO|MAXM|Maxim Group LLC|1158
LMNR|LIMONEIRA CO|MICA|Spartan Securities Group, Ltd.|4000
LMNR|LIMONEIRA CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50216
LMNR|LIMONEIRA CO|MSCO|MORGAN STANLEY & CO. LLC|218886
LMNR|LIMONEIRA CO|MSPL|MORGAN STANLEY & CO. LLC|17900
LMNR|LIMONEIRA CO|MSTX|MORGAN STANLEY & CO. LLC|400
LMNR|LIMONEIRA CO|NFSC|National Financial Services LLC|19114
LMNR|LIMONEIRA CO|NITE|VIRTU Americas LLC|188502
LMNR|LIMONEIRA CO|NITP|VIRTU Americas LLC|652
LMNR|LIMONEIRA CO|NORT|Northland Securities, Inc.|36851
LMNR|LIMONEIRA CO|NQRB|Brut, LLC|200
LMNR|LIMONEIRA CO|OPCO|Oppenheimer & Co. Inc.|1150
LMNR|LIMONEIRA CO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1400
LMNR|LIMONEIRA CO|PDQM|CODA MARKETS, INC.|11407
LMNR|LIMONEIRA CO|PREC|PRECISION SECURITIES, LLC|450
LMNR|LIMONEIRA CO|RBCM|RBC CAPITAL MARKETS, LLC|2121
LMNR|LIMONEIRA CO|RJLC|RJL CAPITAL GROUP, LLC|1300
LMNR|LIMONEIRA CO|ROTH|Roth Capital Partners, LLC|3600
LMNR|LIMONEIRA CO|SAGL|SAGETRADER, LLC|1547
LMNR|LIMONEIRA CO|SAGW|SAGETRADER, LLC|100
LMNR|LIMONEIRA CO|SBSH|Citigroup Global Markets Inc.|23418
LMNR|LIMONEIRA CO|SGMT|GOLDMAN SACHS & CO. LLC|14776
LMNR|LIMONEIRA CO|SPDR|SPEEDROUTE LLC|24105
LMNR|LIMONEIRA CO|SPHN|Stephens Inc.|23484
LMNR|LIMONEIRA CO|SPTD|MINT GLOBAL MARKETS, INC.|6600
LMNR|LIMONEIRA CO|STFL|Stifel, Nicolaus & Company, Incorporated|8002
LMNR|LIMONEIRA CO|STXG|Stockcross Financial Services, Inc.|14
LMNR|LIMONEIRA CO|SWIM|TD Ameritrade, Inc.|11620
LMNR|LIMONEIRA CO|TKNG|ALLY INVEST SECURITIES LLC|50
LMNR|LIMONEIRA CO|TRBT|Tradebot Systems, Inc.|13231
LMNR|LIMONEIRA CO|TRCM|TRC MARKETS LLC|27419
LMNR|LIMONEIRA CO|UBSA|UBS SECURITIES LLC|64794
LMNR|LIMONEIRA CO|UBSS|UBS Securities LLC|191815
LMNR|LIMONEIRA CO|VALX|VIRTU AMERICAS LLC|3241
LMNR|LIMONEIRA CO|VGRD|Vanguard Marketing Corporation|2690
LMNR|LIMONEIRA CO|WCHV|WELLS FARGO SECURITIES, LLC|12505
LMNR|LIMONEIRA CO|WEDB|WEDBUSH SECURITIES INC.|22067
LMNR|LIMONEIRA CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|932
LMNR|LIMONEIRA CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2045
LMNR|LIMONEIRA CO|WSEA|WOLVERINE SECURITIES, LLC|2016
LMNR|LIMONEIRA CO|XIST|INSTINET, LLC|250
LMNR|LIMONEIRA CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
LMNR|LIMONEIRA CO|YKNA|COMHAR CAPITAL MARKETS, LLC|799
LMNR|LIMONEIRA CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
LMNX|LUMINEX CORPORATION|ALTX|Alternet Securities Inc.|5106
LMNX|LUMINEX CORPORATION|APCC|Apex Clearing Corporation|86
LMNX|LUMINEX CORPORATION|BATM|CBOE TRADING, INC.|2699
LMNX|LUMINEX CORPORATION|BBNT|BB&T SECURITIES, LLC|397
LMNX|LUMINEX CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|9558
LMNX|LUMINEX CORPORATION|BKCM|BNY Mellon Capital Markets LLC|4265
LMNX|LUMINEX CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2741
LMNX|LUMINEX CORPORATION|BLKX|INSTINET, LLC|5600
LMNX|LUMINEX CORPORATION|BMOC|BMO Capital Markets Corp.|6565
LMNX|LUMINEX CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|8920
LMNX|LUMINEX CORPORATION|BTIG|BTIG, LLC|5267
LMNX|LUMINEX CORPORATION|BYXM|CBOE TRADING, INC.|4667
LMNX|LUMINEX CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|492
LMNX|LUMINEX CORPORATION|CANT|Cantor Fitzgerald & Co.|2381
LMNX|LUMINEX CORPORATION|CHAS|Charles Schwab & Co., Inc.|1331
LMNX|LUMINEX CORPORATION|CIST|Capital Institutional Services, Inc.|500
LMNX|LUMINEX CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27734
LMNX|LUMINEX CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|602
LMNX|LUMINEX CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|108483
LMNX|LUMINEX CORPORATION|CTDL|Citadel Derivatives Group Llc|12085
LMNX|LUMINEX CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|15242
LMNX|LUMINEX CORPORATION|DBAB|Deutsche Bank Securities Inc.|271122
LMNX|LUMINEX CORPORATION|DBAX|Deutsche Bank Securities Inc.|63300
LMNX|LUMINEX CORPORATION|DCHF|Dart Executions, LLC|793
LMNX|LUMINEX CORPORATION|DEAN|MORGAN STANLEY|3816
LMNX|LUMINEX CORPORATION|DEGS|RONIN PROFESSIONAL LLC|2928
LMNX|LUMINEX CORPORATION|EBXL|EBX LLC|104000
LMNX|LUMINEX CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|5039
LMNX|LUMINEX CORPORATION|EDJC|Edward Jones / CDS|3
LMNX|LUMINEX CORPORATION|EGAM|CBOE TRADING, INC.|8575
LMNX|LUMINEX CORPORATION|EGAW|CBOE TRADING, INC.|31
LMNX|LUMINEX CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|3506
LMNX|LUMINEX CORPORATION|EGXM|CBOE TRADING, INC.|2693
LMNX|LUMINEX CORPORATION|EGXW|CBOE TRADING, INC.|300
LMNX|LUMINEX CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|21212
LMNX|LUMINEX CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8124
LMNX|LUMINEX CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11634
LMNX|LUMINEX CORPORATION|ETRS|E*Trade Securities LLC|73069
LMNX|LUMINEX CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|233557
LMNX|LUMINEX CORPORATION|FILL|Tradestation Securities, Inc.|2727
LMNX|LUMINEX CORPORATION|FLAT|Florida Atlantic Securities Corp.|810
LMNX|LUMINEX CORPORATION|FMAF|NBCN Inc./ CDS|200
LMNX|LUMINEX CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|25808
LMNX|LUMINEX CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11782
LMNX|LUMINEX CORPORATION|FQLS|Quantlab Securities LP|41962
LMNX|LUMINEX CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94840
LMNX|LUMINEX CORPORATION|FTBR|Foliofn Investments, Inc.|22159
LMNX|LUMINEX CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|14069
LMNX|LUMINEX CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|15302
LMNX|LUMINEX CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1078310
LMNX|LUMINEX CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|10921
LMNX|LUMINEX CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|2303
LMNX|LUMINEX CORPORATION|GTSZ|GTS SECURITIES LLC|12784
LMNX|LUMINEX CORPORATION|HAPX|HAP Trading, LLC|99
LMNX|LUMINEX CORPORATION|HRBF|American Enterprise Investment Services Inc.|300
LMNX|LUMINEX CORPORATION|IATS|INTERACTIVE BROKERS LLC|3297
LMNX|LUMINEX CORPORATION|IBKR|Interactive Brokers Llc|27951
LMNX|LUMINEX CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2538
LMNX|LUMINEX CORPORATION|ICBX|INSTINET, LLC|18000
LMNX|LUMINEX CORPORATION|IEQY|CITADEL SECURITIES LLC|75927
LMNX|LUMINEX CORPORATION|INCA|INSTINET, LLC|192871
LMNX|LUMINEX CORPORATION|INJX|INSTINET, LLC|17184
LMNX|LUMINEX CORPORATION|ITGI|ITG Inc.|43127
LMNX|LUMINEX CORPORATION|ITGP|ITG INC.|72200
LMNX|LUMINEX CORPORATION|JEFF|JEFFERIES LLC|64367
LMNX|LUMINEX CORPORATION|JMPT|JUMP TRADING, LLC|52875
LMNX|LUMINEX CORPORATION|JONE|JonesTrading|488880
LMNX|LUMINEX CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|22785
LMNX|LUMINEX CORPORATION|JPMX|J.P. Morgan Securities LLC|171184
LMNX|LUMINEX CORPORATION|JSJX|JANE STREET CAPITAL LLC|15623
LMNX|LUMINEX CORPORATION|KCGM|VIRTU Americas LLC|33883
LMNX|LUMINEX CORPORATION|LEHM|Barclays Capital Inc./Le|221975
LMNX|LUMINEX CORPORATION|LIME|Lime Brokerage LLC|128756
LMNX|LUMINEX CORPORATION|LMGP|LIME BROKERAGE LLC|20674
LMNX|LUMINEX CORPORATION|LOOP|Loop Capital Markets LLC|100
LMNX|LUMINEX CORPORATION|MAXM|Maxim Group LLC|4447
LMNX|LUMINEX CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80390
LMNX|LUMINEX CORPORATION|MNDX|TJM Investments, LLC|19807
LMNX|LUMINEX CORPORATION|MOTF|MOTIF INVESTING, INC.|38
LMNX|LUMINEX CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1629038
LMNX|LUMINEX CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|65100
LMNX|LUMINEX CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|25100
LMNX|LUMINEX CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|20
LMNX|LUMINEX CORPORATION|NFSC|National Financial Services LLC|60770
LMNX|LUMINEX CORPORATION|NITE|VIRTU Americas LLC|241381
LMNX|LUMINEX CORPORATION|NITP|VIRTU Americas LLC|3000
LMNX|LUMINEX CORPORATION|NQRB|Brut, LLC|13886
LMNX|LUMINEX CORPORATION|NTRC|Northern Trust Securities, Inc.|3
LMNX|LUMINEX CORPORATION|OPCO|Oppenheimer & Co. Inc.|500
LMNX|LUMINEX CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1305
LMNX|LUMINEX CORPORATION|PCPT|PHILLIP CAPITAL INC.|177
LMNX|LUMINEX CORPORATION|PDQM|CODA MARKETS, INC.|18753
LMNX|LUMINEX CORPORATION|PWJC|UBS Financial Services, Inc.|2900
LMNX|LUMINEX CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|771
LMNX|LUMINEX CORPORATION|SAGW|SAGETRADER, LLC|1185
LMNX|LUMINEX CORPORATION|SBSH|Citigroup Global Markets Inc.|99583
LMNX|LUMINEX CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|39214
LMNX|LUMINEX CORPORATION|SPDR|SPEEDROUTE LLC|400
LMNX|LUMINEX CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|46104
LMNX|LUMINEX CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|8
LMNX|LUMINEX CORPORATION|SWIM|TD Ameritrade, Inc.|5997
LMNX|LUMINEX CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|41
LMNX|LUMINEX CORPORATION|TONC|CUTTONE & CO., LLC|1890
LMNX|LUMINEX CORPORATION|TRBT|Tradebot Systems, Inc.|133204
LMNX|LUMINEX CORPORATION|TRCM|TRC MARKETS LLC|79316
LMNX|LUMINEX CORPORATION|UBSA|UBS SECURITIES LLC|162954
LMNX|LUMINEX CORPORATION|UBSS|UBS Securities LLC|422487
LMNX|LUMINEX CORPORATION|VALX|VIRTU AMERICAS LLC|6446
LMNX|LUMINEX CORPORATION|VGRD|Vanguard Marketing Corporation|1888
LMNX|LUMINEX CORPORATION|VNDM|Wall Street Access|2306
LMNX|LUMINEX CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|116287
LMNX|LUMINEX CORPORATION|WEED|Weeden & Co.L.P.|1020
LMNX|LUMINEX CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|304
LMNX|LUMINEX CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8655
LMNX|LUMINEX CORPORATION|WGIF|CIBC World Markets Inc.|1000
LMNX|LUMINEX CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|122
LMNX|LUMINEX CORPORATION|XIST|INSTINET, LLC|42132
LMNX|LUMINEX CORPORATION|XPQR|Jump Trading|95
LMNX|LUMINEX CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|2504
LMNX|LUMINEX CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2420
LMRK|LANDMARK CMN UNITS|AGIS|Aegis Capital Corp.|250
LMRK|LANDMARK CMN UNITS|APCC|Apex Clearing Corporation|18
LMRK|LANDMARK CMN UNITS|BARD|Robert W. Baird & Co. Incorporated|6801
LMRK|LANDMARK CMN UNITS|BATM|CBOE TRADING, INC.|5
LMRK|LANDMARK CMN UNITS|BIMI|Banca IMI Securities Corp.|76
LMRK|LANDMARK CMN UNITS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2600
LMRK|LANDMARK CMN UNITS|BTIG|BTIG, LLC|66
LMRK|LANDMARK CMN UNITS|BZYD|GOLDMAN SACHS & CO. LLC|503
LMRK|LANDMARK CMN UNITS|CHAS|Charles Schwab & Co., Inc.|440
LMRK|LANDMARK CMN UNITS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
LMRK|LANDMARK CMN UNITS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
LMRK|LANDMARK CMN UNITS|CTDL|Citadel Derivatives Group Llc|216
LMRK|LANDMARK CMN UNITS|CTLR|CUTLER GROUP, LP|216
LMRK|LANDMARK CMN UNITS|DBAB|Deutsche Bank Securities Inc.|14127
LMRK|LANDMARK CMN UNITS|DBAX|Deutsche Bank Securities Inc.|1000
LMRK|LANDMARK CMN UNITS|DEAN|MORGAN STANLEY|3394
LMRK|LANDMARK CMN UNITS|DEGS|RONIN PROFESSIONAL LLC|3897
LMRK|LANDMARK CMN UNITS|EBXL|EBX LLC|300
LMRK|LANDMARK CMN UNITS|EDJO|Edward D. Jones & Co., L.P.|200
LMRK|LANDMARK CMN UNITS|EGAM|CBOE TRADING, INC.|300
LMRK|LANDMARK CMN UNITS|ETBE|Electronic Transaction Clearing, Inc.|350
LMRK|LANDMARK CMN UNITS|ETCB|ETC BROKERAGE SERVICES, LLC|68
LMRK|LANDMARK CMN UNITS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
LMRK|LANDMARK CMN UNITS|ETRS|E*Trade Securities LLC|23934
LMRK|LANDMARK CMN UNITS|FBCO|Credit Suisse Securities (USA) LLC|10882
LMRK|LANDMARK CMN UNITS|FBSB|U.S. Bancorp Investments, Inc.|1057
LMRK|LANDMARK CMN UNITS|FINX|FINTECH SECURITIES|536
LMRK|LANDMARK CMN UNITS|FMAF|NBCN Inc./ CDS|11
LMRK|LANDMARK CMN UNITS|FOMA|TD AMERITRADE CLEARING, INC.|46320
LMRK|LANDMARK CMN UNITS|FTBR|Foliofn Investments, Inc.|481
LMRK|LANDMARK CMN UNITS|GEBB|GLOBAL EXECUTION BROKERS, LP|2634
LMRK|LANDMARK CMN UNITS|GSCO|GOLDMAN SACHS & CO. LLC|9697
LMRK|LANDMARK CMN UNITS|GTSZ|GTS SECURITIES LLC|693
LMRK|LANDMARK CMN UNITS|HRBF|American Enterprise Investment Services Inc.|2500
LMRK|LANDMARK CMN UNITS|IBKR|Interactive Brokers Llc|20839
LMRK|LANDMARK CMN UNITS|INCA|INSTINET, LLC|405
LMRK|LANDMARK CMN UNITS|ITGI|ITG Inc.|500
LMRK|LANDMARK CMN UNITS|JANY|Janney Montgomery Scott Inc.|6880
LMRK|LANDMARK CMN UNITS|JPMX|J.P. Morgan Securities LLC|200
LMRK|LANDMARK CMN UNITS|KCGM|VIRTU Americas LLC|40
LMRK|LANDMARK CMN UNITS|LEHM|Barclays Capital Inc./Le|1730
LMRK|LANDMARK CMN UNITS|LIME|Lime Brokerage LLC|20200
LMRK|LANDMARK CMN UNITS|MBTS|ALLY INVEST SECURITIES LLC|100
LMRK|LANDMARK CMN UNITS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
LMRK|LANDMARK CMN UNITS|MSCO|MORGAN STANLEY & CO. LLC|87040
LMRK|LANDMARK CMN UNITS|MSPL|MORGAN STANLEY & CO. LLC|300
LMRK|LANDMARK CMN UNITS|MSTX|MORGAN STANLEY & CO. LLC|1200
LMRK|LANDMARK CMN UNITS|NFSC|National Financial Services LLC|43615
LMRK|LANDMARK CMN UNITS|NITE|VIRTU Americas LLC|136359
LMRK|LANDMARK CMN UNITS|OPCO|Oppenheimer & Co. Inc.|6971
LMRK|LANDMARK CMN UNITS|PDQM|CODA MARKETS, INC.|100
LMRK|LANDMARK CMN UNITS|PWJC|UBS Financial Services, Inc.|6382
LMRK|LANDMARK CMN UNITS|RAJA|Raymond James & Associates, Inc.|98167
LMRK|LANDMARK CMN UNITS|RBCM|RBC CAPITAL MARKETS, LLC|9856
LMRK|LANDMARK CMN UNITS|RGLD|Regal Securities, Inc|100
LMRK|LANDMARK CMN UNITS|SGMT|GOLDMAN SACHS & CO. LLC|100
LMRK|LANDMARK CMN UNITS|SPDR|SPEEDROUTE LLC|1494
LMRK|LANDMARK CMN UNITS|STFL|Stifel, Nicolaus & Company, Incorporated|860
LMRK|LANDMARK CMN UNITS|SWIM|TD Ameritrade, Inc.|5291
LMRK|LANDMARK CMN UNITS|TKNG|ALLY INVEST SECURITIES LLC|523
LMRK|LANDMARK CMN UNITS|UBSA|UBS SECURITIES LLC|7540
LMRK|LANDMARK CMN UNITS|UBSS|UBS Securities LLC|51868
LMRK|LANDMARK CMN UNITS|VALX|VIRTU AMERICAS LLC|1
LMRK|LANDMARK CMN UNITS|VGRD|Vanguard Marketing Corporation|10732
LMRK|LANDMARK CMN UNITS|VNDM|Wall Street Access|50
LMRK|LANDMARK CMN UNITS|WCHV|WELLS FARGO SECURITIES, LLC|59695
LMRK|LANDMARK CMN UNITS|WEDB|WEDBUSH SECURITIES INC.|6135
LMRK|LANDMARK CMN UNITS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2084
LMRK|LANDMARK CMN UNITS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|816
LMRK|LANDMARK CMN UNITS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|588
LMRK|LANDMARK CMN UNITS|WSEA|WOLVERINE SECURITIES, LLC|4038
LMRK|LANDMARK CMN UNITS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
LMRK|LANDMARK CMN UNITS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10138
LMRKN|LNMRK INF 7% C FT/FX|BATM|CBOE TRADING, INC.|293
LMRKN|LNMRK INF 7% C FT/FX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2845
LMRKN|LNMRK INF 7% C FT/FX|CPET|CLEARPOOL EXECUTION SERVICES, LLC|193
LMRKN|LNMRK INF 7% C FT/FX|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|750
LMRKN|LNMRK INF 7% C FT/FX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
LMRKN|LNMRK INF 7% C FT/FX|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|861
LMRKN|LNMRK INF 7% C FT/FX|ETRS|E*Trade Securities LLC|200
LMRKN|LNMRK INF 7% C FT/FX|FBCO|Credit Suisse Securities (USA) LLC|565
LMRKN|LNMRK INF 7% C FT/FX|FOMA|TD AMERITRADE CLEARING, INC.|13765
LMRKN|LNMRK INF 7% C FT/FX|GLPX|ACS EXECUTION SERVICES, LLC|35
LMRKN|LNMRK INF 7% C FT/FX|GTSZ|GTS SECURITIES LLC|51
LMRKN|LNMRK INF 7% C FT/FX|IATS|INTERACTIVE BROKERS LLC|1200
LMRKN|LNMRK INF 7% C FT/FX|IBKR|Interactive Brokers Llc|15288
LMRKN|LNMRK INF 7% C FT/FX|INCA|INSTINET, LLC|198
LMRKN|LNMRK INF 7% C FT/FX|ITGP|ITG INC.|200
LMRKN|LNMRK INF 7% C FT/FX|JANY|Janney Montgomery Scott Inc.|6963
LMRKN|LNMRK INF 7% C FT/FX|JPMX|J.P. Morgan Securities LLC|200
LMRKN|LNMRK INF 7% C FT/FX|KCGM|VIRTU Americas LLC|100
LMRKN|LNMRK INF 7% C FT/FX|LEHM|Barclays Capital Inc./Le|3200
LMRKN|LNMRK INF 7% C FT/FX|LIME|Lime Brokerage LLC|2150
LMRKN|LNMRK INF 7% C FT/FX|MSCO|MORGAN STANLEY & CO. LLC|1724
LMRKN|LNMRK INF 7% C FT/FX|NFSC|National Financial Services LLC|5391
LMRKN|LNMRK INF 7% C FT/FX|NITE|VIRTU Americas LLC|33223
LMRKN|LNMRK INF 7% C FT/FX|NQRB|Brut, LLC|590
LMRKN|LNMRK INF 7% C FT/FX|PDQM|CODA MARKETS, INC.|35
LMRKN|LNMRK INF 7% C FT/FX|PWJC|UBS Financial Services, Inc.|2000
LMRKN|LNMRK INF 7% C FT/FX|RAJA|Raymond James & Associates, Inc.|14911
LMRKN|LNMRK INF 7% C FT/FX|SGMT|GOLDMAN SACHS & CO. LLC|400
LMRKN|LNMRK INF 7% C FT/FX|SPDR|SPEEDROUTE LLC|90
LMRKN|LNMRK INF 7% C FT/FX|UBSA|UBS SECURITIES LLC|4377
LMRKN|LNMRK INF 7% C FT/FX|UBSS|UBS Securities LLC|6825
LMRKN|LNMRK INF 7% C FT/FX|VGRD|Vanguard Marketing Corporation|430
LMRKN|LNMRK INF 7% C FT/FX|WCHV|WELLS FARGO SECURITIES, LLC|3025
LMRKO|LANDMARK PF UT B 7.9|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
LMRKO|LANDMARK PF UT B 7.9|DEAN|MORGAN STANLEY|95
LMRKO|LANDMARK PF UT B 7.9|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
LMRKO|LANDMARK PF UT B 7.9|EBXL|EBX LLC|300
LMRKO|LANDMARK PF UT B 7.9|ETRS|E*Trade Securities LLC|9742
LMRKO|LANDMARK PF UT B 7.9|FBCO|Credit Suisse Securities (USA) LLC|228
LMRKO|LANDMARK PF UT B 7.9|FOMA|TD AMERITRADE CLEARING, INC.|4234
LMRKO|LANDMARK PF UT B 7.9|GSCO|GOLDMAN SACHS & CO. LLC|10897
LMRKO|LANDMARK PF UT B 7.9|IBKR|Interactive Brokers Llc|2594
LMRKO|LANDMARK PF UT B 7.9|ICBX|INSTINET, LLC|2494
LMRKO|LANDMARK PF UT B 7.9|INCA|INSTINET, LLC|221
LMRKO|LANDMARK PF UT B 7.9|LIME|Lime Brokerage LLC|952
LMRKO|LANDMARK PF UT B 7.9|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
LMRKO|LANDMARK PF UT B 7.9|MSCO|MORGAN STANLEY & CO. LLC|992
LMRKO|LANDMARK PF UT B 7.9|MSPL|MORGAN STANLEY & CO. LLC|500
LMRKO|LANDMARK PF UT B 7.9|NFSC|National Financial Services LLC|7034
LMRKO|LANDMARK PF UT B 7.9|NITE|VIRTU Americas LLC|7337
LMRKO|LANDMARK PF UT B 7.9|PWJC|UBS Financial Services, Inc.|1500
LMRKO|LANDMARK PF UT B 7.9|RAJA|Raymond James & Associates, Inc.|238
LMRKO|LANDMARK PF UT B 7.9|RBCM|RBC CAPITAL MARKETS, LLC|1014
LMRKO|LANDMARK PF UT B 7.9|SALI|INTL FCSTONE FINANCIAL INC.|540
LMRKO|LANDMARK PF UT B 7.9|SPDR|SPEEDROUTE LLC|100
LMRKO|LANDMARK PF UT B 7.9|TRCM|TRC MARKETS LLC|44
LMRKO|LANDMARK PF UT B 7.9|UBSA|UBS SECURITIES LLC|400
LMRKO|LANDMARK PF UT B 7.9|UBSS|UBS Securities LLC|4521
LMRKO|LANDMARK PF UT B 7.9|WCHV|WELLS FARGO SECURITIES, LLC|3740
LMRKP|LANDMARK INF PRF|APCC|Apex Clearing Corporation|1
LMRKP|LANDMARK INF PRF|BATM|CBOE TRADING, INC.|600
LMRKP|LANDMARK INF PRF|BBNT|BB&T SECURITIES, LLC|140
LMRKP|LANDMARK INF PRF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
LMRKP|LANDMARK INF PRF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|822
LMRKP|LANDMARK INF PRF|DBAX|Deutsche Bank Securities Inc.|600
LMRKP|LANDMARK INF PRF|DEAN|MORGAN STANLEY|700
LMRKP|LANDMARK INF PRF|EBXL|EBX LLC|100
LMRKP|LANDMARK INF PRF|EDJO|Edward D. Jones & Co., L.P.|800
LMRKP|LANDMARK INF PRF|ETRS|E*Trade Securities LLC|10448
LMRKP|LANDMARK INF PRF|FBCO|Credit Suisse Securities (USA) LLC|2047
LMRKP|LANDMARK INF PRF|FOMA|TD AMERITRADE CLEARING, INC.|29574
LMRKP|LANDMARK INF PRF|GTSZ|GTS SECURITIES LLC|100
LMRKP|LANDMARK INF PRF|HRBF|American Enterprise Investment Services Inc.|124
LMRKP|LANDMARK INF PRF|IATS|INTERACTIVE BROKERS LLC|100
LMRKP|LANDMARK INF PRF|IBKR|Interactive Brokers Llc|3920
LMRKP|LANDMARK INF PRF|INCA|INSTINET, LLC|3267
LMRKP|LANDMARK INF PRF|ITGP|ITG INC.|200
LMRKP|LANDMARK INF PRF|LEHM|Barclays Capital Inc./Le|400
LMRKP|LANDMARK INF PRF|LIME|Lime Brokerage LLC|975
LMRKP|LANDMARK INF PRF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
LMRKP|LANDMARK INF PRF|MAXM|Maxim Group LLC|280
LMRKP|LANDMARK INF PRF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
LMRKP|LANDMARK INF PRF|MSCO|MORGAN STANLEY & CO. LLC|886
LMRKP|LANDMARK INF PRF|NFSC|National Financial Services LLC|5595
LMRKP|LANDMARK INF PRF|NITE|VIRTU Americas LLC|35132
LMRKP|LANDMARK INF PRF|PWJC|UBS Financial Services, Inc.|5100
LMRKP|LANDMARK INF PRF|RAJA|Raymond James & Associates, Inc.|6111
LMRKP|LANDMARK INF PRF|RBCM|RBC CAPITAL MARKETS, LLC|5504
LMRKP|LANDMARK INF PRF|SGMT|GOLDMAN SACHS & CO. LLC|100
LMRKP|LANDMARK INF PRF|SPDR|SPEEDROUTE LLC|100
LMRKP|LANDMARK INF PRF|STFL|Stifel, Nicolaus & Company, Incorporated|632
LMRKP|LANDMARK INF PRF|SWIM|TD Ameritrade, Inc.|200
LMRKP|LANDMARK INF PRF|TRCM|TRC MARKETS LLC|80
LMRKP|LANDMARK INF PRF|UBSA|UBS SECURITIES LLC|1100
LMRKP|LANDMARK INF PRF|UBSS|UBS Securities LLC|950
LMRKP|LANDMARK INF PRF|VGRD|Vanguard Marketing Corporation|1205
LMRKP|LANDMARK INF PRF|WCHV|WELLS FARGO SECURITIES, LLC|1500
LMST|LIMESTONE BANCORP|BATM|CBOE TRADING, INC.|925
LMST|LIMESTONE BANCORP|BNKS|Fig Partners, LLC|2905
LMST|LIMESTONE BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138
LMST|LIMESTONE BANCORP|DBAB|Deutsche Bank Securities Inc.|8
LMST|LIMESTONE BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|14
LMST|LIMESTONE BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|1394
LMST|LIMESTONE BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74
LMST|LIMESTONE BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|864
LMST|LIMESTONE BANCORP|IBKR|Interactive Brokers Llc|1455
LMST|LIMESTONE BANCORP|INCA|INSTINET, LLC|100
LMST|LIMESTONE BANCORP|LEHM|Barclays Capital Inc./Le|22
LMST|LIMESTONE BANCORP|LIME|Lime Brokerage LLC|3561
LMST|LIMESTONE BANCORP|MSCO|MORGAN STANLEY & CO. LLC|6828
LMST|LIMESTONE BANCORP|NFSC|National Financial Services LLC|700
LMST|LIMESTONE BANCORP|NITE|VIRTU Americas LLC|3068
LMST|LIMESTONE BANCORP|SBSH|Citigroup Global Markets Inc.|100
LMST|LIMESTONE BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|200
LMST|LIMESTONE BANCORP|TMBR|Timber Hill LLC|100
LMST|LIMESTONE BANCORP|TRCM|TRC MARKETS LLC|169
LMST|LIMESTONE BANCORP|UBSA|UBS SECURITIES LLC|800
LMST|LIMESTONE BANCORP|UBSS|UBS Securities LLC|662
LMST|LIMESTONE BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|1547
LMT|LOCKHEED MARTIN CP|ABLE|NATIXIS Securities Americas LLC|93429
LMT|LOCKHEED MARTIN CP|AGIS|Aegis Capital Corp.|839
LMT|LOCKHEED MARTIN CP|ALTX|Alternet Securities Inc.|3814
LMT|LOCKHEED MARTIN CP|APCC|Apex Clearing Corporation|3454
LMT|LOCKHEED MARTIN CP|AQUA|AQUA SECURITIES L.P.|3000
LMT|LOCKHEED MARTIN CP|BALE|M&T SECURITIES, INC.|175
LMT|LOCKHEED MARTIN CP|BANK|Primevest Financial Services, Inc.|653
LMT|LOCKHEED MARTIN CP|BARD|Robert W. Baird & Co. Incorporated|9409
LMT|LOCKHEED MARTIN CP|BATM|CBOE TRADING, INC.|28124
LMT|LOCKHEED MARTIN CP|BAYC|BAY CREST PARTNERS, LLC|447
LMT|LOCKHEED MARTIN CP|BAYT|BTIG, LLC|4200
LMT|LOCKHEED MARTIN CP|BBNT|BB&T SECURITIES, LLC|3689
LMT|LOCKHEED MARTIN CP|BERN|Sanford C. Bernstein & Co., LLC|47731
LMT|LOCKHEED MARTIN CP|BIDS|BIDS TRADING L.P.|2000
LMT|LOCKHEED MARTIN CP|BIMI|Banca IMI Securities Corp.|1356
LMT|LOCKHEED MARTIN CP|BKCM|BNY Mellon Capital Markets LLC|906
LMT|LOCKHEED MARTIN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32421
LMT|LOCKHEED MARTIN CP|BLKX|INSTINET, LLC|27800
LMT|LOCKHEED MARTIN CP|BMOC|BMO Capital Markets Corp.|212
LMT|LOCKHEED MARTIN CP|BNPX|BNP PARIBAS SECURITIES CORP.|174331
LMT|LOCKHEED MARTIN CP|BRGE|Newbridge Securities Corp.|745
LMT|LOCKHEED MARTIN CP|BTIG|BTIG, LLC|22643
LMT|LOCKHEED MARTIN CP|BYXM|CBOE TRADING, INC.|1817
LMT|LOCKHEED MARTIN CP|CABR|Cabrera Capital Markets, Inc.|29
LMT|LOCKHEED MARTIN CP|CANT|Cantor Fitzgerald & Co.|816
LMT|LOCKHEED MARTIN CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|76600
LMT|LOCKHEED MARTIN CP|CHAS|Charles Schwab & Co., Inc.|3619
LMT|LOCKHEED MARTIN CP|CIBP|CIBC World Markets Corp.|17799
LMT|LOCKHEED MARTIN CP|CICF|Canaccord Genuity Corp.|74
LMT|LOCKHEED MARTIN CP|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
LMT|LOCKHEED MARTIN CP|CIST|Capital Institutional Services, Inc.|3607
LMT|LOCKHEED MARTIN CP|CLSA|CLSA AMERICAS, LLC|80546
LMT|LOCKHEED MARTIN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|135894
LMT|LOCKHEED MARTIN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|65
LMT|LOCKHEED MARTIN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2030
LMT|LOCKHEED MARTIN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|496706
LMT|LOCKHEED MARTIN CP|CTDL|Citadel Derivatives Group Llc|19578
LMT|LOCKHEED MARTIN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|55716
LMT|LOCKHEED MARTIN CP|DADA|D.A. Davidson & Co.|1322
LMT|LOCKHEED MARTIN CP|DAVA|Davenport & Company LLC|186
LMT|LOCKHEED MARTIN CP|DBAB|Deutsche Bank Securities Inc.|172507
LMT|LOCKHEED MARTIN CP|DBAX|Deutsche Bank Securities Inc.|370700
LMT|LOCKHEED MARTIN CP|DCHF|Dart Executions, LLC|7471
LMT|LOCKHEED MARTIN CP|DEAN|MORGAN STANLEY|55119
LMT|LOCKHEED MARTIN CP|DEGS|RONIN PROFESSIONAL LLC|200
LMT|LOCKHEED MARTIN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4699
LMT|LOCKHEED MARTIN CP|DRWK|DRW SECURITIES, L.L.C.|5941
LMT|LOCKHEED MARTIN CP|EBXL|EBX LLC|229200
LMT|LOCKHEED MARTIN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12390
LMT|LOCKHEED MARTIN CP|EDJC|Edward Jones / CDS|448
LMT|LOCKHEED MARTIN CP|EDJO|Edward D. Jones & Co., L.P.|31314
LMT|LOCKHEED MARTIN CP|EGAM|CBOE TRADING, INC.|9036
LMT|LOCKHEED MARTIN CP|EGAW|CBOE TRADING, INC.|2
LMT|LOCKHEED MARTIN CP|EGMT|EG MARKET TECHNOLOGIES LLC|912
LMT|LOCKHEED MARTIN CP|EGXM|CBOE TRADING, INC.|4261
LMT|LOCKHEED MARTIN CP|EGXW|CBOE TRADING, INC.|195
LMT|LOCKHEED MARTIN CP|ESPO|ESPOSITO SECURITIES, LLC|1
LMT|LOCKHEED MARTIN CP|ETBE|Electronic Transaction Clearing, Inc.|29929
LMT|LOCKHEED MARTIN CP|ETCB|ETC BROKERAGE SERVICES, LLC|1
LMT|LOCKHEED MARTIN CP|ETCC|Electronic Transaction Clearing, Inc.|107
LMT|LOCKHEED MARTIN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|70590
LMT|LOCKHEED MARTIN CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
LMT|LOCKHEED MARTIN CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|632
LMT|LOCKHEED MARTIN CP|ETRS|E*Trade Securities LLC|217919
LMT|LOCKHEED MARTIN CP|FIDT|Fidelity Clearing Canada ULC./ CDS|2
LMT|LOCKHEED MARTIN CP|FILL|Tradestation Securities, Inc.|8586
LMT|LOCKHEED MARTIN CP|FINX|FINTECH SECURITIES|905
LMT|LOCKHEED MARTIN CP|FMAF|NBCN Inc./ CDS|12784
LMT|LOCKHEED MARTIN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6129
LMT|LOCKHEED MARTIN CP|FQLS|Quantlab Securities LP|280157
LMT|LOCKHEED MARTIN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105150
LMT|LOCKHEED MARTIN CP|FTBR|Foliofn Investments, Inc.|4505
LMT|LOCKHEED MARTIN CP|GBMT|GBM International, Inc.|100
LMT|LOCKHEED MARTIN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|3643
LMT|LOCKHEED MARTIN CP|GLIS|TD Securities Inc|1870
LMT|LOCKHEED MARTIN CP|GLPX|ACS EXECUTION SERVICES, LLC|43594
LMT|LOCKHEED MARTIN CP|GSCO|GOLDMAN SACHS & CO. LLC|1230030
LMT|LOCKHEED MARTIN CP|GSCS|GOLDMAN SACHS & CO. LLC|10189
LMT|LOCKHEED MARTIN CP|GSLT|GOLDMAN SACHS & CO. LLC|8745
LMT|LOCKHEED MARTIN CP|GTSZ|GTS SECURITIES LLC|160301
LMT|LOCKHEED MARTIN CP|HAPX|HAP Trading, LLC|1800
LMT|LOCKHEED MARTIN CP|HCTA|Hardcastle Trading USA LLC|21651
LMT|LOCKHEED MARTIN CP|HPPX|POTAMUS TRADING, LLC|123
LMT|LOCKHEED MARTIN CP|HRBF|American Enterprise Investment Services Inc.|47651
LMT|LOCKHEED MARTIN CP|HSBC|HSBC Securities, Inc.|38117
LMT|LOCKHEED MARTIN CP|IATS|INTERACTIVE BROKERS LLC|26346
LMT|LOCKHEED MARTIN CP|IBKR|Interactive Brokers Llc|21469
LMT|LOCKHEED MARTIN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3235
LMT|LOCKHEED MARTIN CP|ICBX|INSTINET, LLC|53677
LMT|LOCKHEED MARTIN CP|IEQY|CITADEL SECURITIES LLC|135779
LMT|LOCKHEED MARTIN CP|INCA|INSTINET, LLC|316085
LMT|LOCKHEED MARTIN CP|INJX|INSTINET, LLC|5749
LMT|LOCKHEED MARTIN CP|ITGI|ITG Inc.|36491
LMT|LOCKHEED MARTIN CP|ITGP|ITG INC.|81000
LMT|LOCKHEED MARTIN CP|JANY|Janney Montgomery Scott Inc.|9916
LMT|LOCKHEED MARTIN CP|JEFF|JEFFERIES LLC|187452
LMT|LOCKHEED MARTIN CP|JMPT|JUMP TRADING, LLC|137216
LMT|LOCKHEED MARTIN CP|JONE|JonesTrading|108
LMT|LOCKHEED MARTIN CP|JPBX|J.P. MORGAN SECURITIES LLC|153212
LMT|LOCKHEED MARTIN CP|JPMX|J.P. Morgan Securities LLC|482936
LMT|LOCKHEED MARTIN CP|JSJX|JANE STREET CAPITAL LLC|4585
LMT|LOCKHEED MARTIN CP|KCGM|VIRTU Americas LLC|54709
LMT|LOCKHEED MARTIN CP|KCRD|PHX FINANCIAL, INC.|300
LMT|LOCKHEED MARTIN CP|LEHM|Barclays Capital Inc./Le|1306762
LMT|LOCKHEED MARTIN CP|LGNT|COR CLEARING LLC|28
LMT|LOCKHEED MARTIN CP|LIME|Lime Brokerage LLC|54748
LMT|LOCKHEED MARTIN CP|LQNA|LIQUIDNET, INC.|47700
LMT|LOCKHEED MARTIN CP|LQNB|LIQUIDNET, INC.|1600
LMT|LOCKHEED MARTIN CP|LSCI|Lek Securities Corporation|3099
LMT|LOCKHEED MARTIN CP|MACC|Mid Atlantic Capital Corporation|418
LMT|LOCKHEED MARTIN CP|MACQ|Macquarie Capital (USA) Inc.|1500
LMT|LOCKHEED MARTIN CP|MAXM|Maxim Group LLC|4140
LMT|LOCKHEED MARTIN CP|MBTS|ALLY INVEST SECURITIES LLC|4167
LMT|LOCKHEED MARTIN CP|MCBT|Moors & Cabot, Inc.|10
LMT|LOCKHEED MARTIN CP|MCMF|Raymond James Ltd. Cds|854
LMT|LOCKHEED MARTIN CP|MILE|I-Bankers Securities, Inc.|361
LMT|LOCKHEED MARTIN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125392
LMT|LOCKHEED MARTIN CP|MOTF|MOTIF INVESTING, INC.|185
LMT|LOCKHEED MARTIN CP|MPSG|E D & F Man Capital Markets Inc.|992
LMT|LOCKHEED MARTIN CP|MRBA|IBN FINANCIAL SERVICES, INC.|20
LMT|LOCKHEED MARTIN CP|MSCO|MORGAN STANLEY & CO. LLC|3102010
LMT|LOCKHEED MARTIN CP|MSPL|MORGAN STANLEY & CO. LLC|310600
LMT|LOCKHEED MARTIN CP|MSTX|MORGAN STANLEY & CO. LLC|98000
LMT|LOCKHEED MARTIN CP|NATL|National Securities Corporation|520
LMT|LOCKHEED MARTIN CP|NBCS|NBC Securities, INC.|446
LMT|LOCKHEED MARTIN CP|NEUB|NEUBERGER BERMAN BD LLC|30
LMT|LOCKHEED MARTIN CP|NFSC|National Financial Services LLC|492546
LMT|LOCKHEED MARTIN CP|NITE|VIRTU Americas LLC|975288
LMT|LOCKHEED MARTIN CP|NITP|VIRTU Americas LLC|422
LMT|LOCKHEED MARTIN CP|NQRB|Brut, LLC|2969
LMT|LOCKHEED MARTIN CP|NTBF|BMO Nesbitt Burns Inc./CDS|2836
LMT|LOCKHEED MARTIN CP|NTFN|Network 1 Financial Securities Inc.|224
LMT|LOCKHEED MARTIN CP|NTRC|Northern Trust Securities, Inc.|1251
LMT|LOCKHEED MARTIN CP|OHOS|TWO SIGMA SECURITIES, LLC|61833
LMT|LOCKHEED MARTIN CP|OPCO|Oppenheimer & Co. Inc.|4048
LMT|LOCKHEED MARTIN CP|PCPT|PHILLIP CAPITAL INC.|933
LMT|LOCKHEED MARTIN CP|PDQM|CODA MARKETS, INC.|91312
LMT|LOCKHEED MARTIN CP|PHLY|NASDAQ Execution Services, LLC|13600
LMT|LOCKHEED MARTIN CP|PICT|Pictet Overseas Inc.|855
LMT|LOCKHEED MARTIN CP|PIPR|Piper Jaffray & Co.|550
LMT|LOCKHEED MARTIN CP|PNSR|Penserra Securities, LLC|2400
LMT|LOCKHEED MARTIN CP|PWJC|UBS Financial Services, Inc.|8807
LMT|LOCKHEED MARTIN CP|QMSR|QUATTRO M SECURITIES INC.|590
LMT|LOCKHEED MARTIN CP|RBCM|RBC CAPITAL MARKETS, LLC|35000
LMT|LOCKHEED MARTIN CP|RGLD|Regal Securities, Inc|414
LMT|LOCKHEED MARTIN CP|RHCO|Suntrust Robinson Humphrey, Inc.|2449
LMT|LOCKHEED MARTIN CP|SAGL|SAGETRADER, LLC|48120
LMT|LOCKHEED MARTIN CP|SAGW|SAGETRADER, LLC|11
LMT|LOCKHEED MARTIN CP|SALI|INTL FCSTONE FINANCIAL INC.|911
LMT|LOCKHEED MARTIN CP|SBRX|MURIEL SIEBERT & CO INC|252
LMT|LOCKHEED MARTIN CP|SBSH|Citigroup Global Markets Inc.|217326
LMT|LOCKHEED MARTIN CP|SCMC|Scotia Capital Markets (USA) Inc.|109
LMT|LOCKHEED MARTIN CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|30
LMT|LOCKHEED MARTIN CP|SEIC|SEI Investments Distribution Co.|1406
LMT|LOCKHEED MARTIN CP|SGMT|GOLDMAN SACHS & CO. LLC|183778
LMT|LOCKHEED MARTIN CP|SJLS|TRADE INFORMATICS LLC|200
LMT|LOCKHEED MARTIN CP|SOGO|Wang Investment Associates, Inc.|34
LMT|LOCKHEED MARTIN CP|SPDR|SPEEDROUTE LLC|21610
LMT|LOCKHEED MARTIN CP|SPHN|Stephens Inc.|3324
LMT|LOCKHEED MARTIN CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|20620
LMT|LOCKHEED MARTIN CP|STFL|Stifel, Nicolaus & Company, Incorporated|40600
LMT|LOCKHEED MARTIN CP|STKP|STOCKPILE INVESTMENTS, INC.|316
LMT|LOCKHEED MARTIN CP|STRS|STRATEGAS RESEARCH PARTNERS|100
LMT|LOCKHEED MARTIN CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4935
LMT|LOCKHEED MARTIN CP|SWIM|TD Ameritrade, Inc.|161013
LMT|LOCKHEED MARTIN CP|SWST|Hilltop Securities Inc.|7573
LMT|LOCKHEED MARTIN CP|TAGC|TELSEY ADVISORY GROUP LLC|11
LMT|LOCKHEED MARTIN CP|TKNG|ALLY INVEST SECURITIES LLC|5349
LMT|LOCKHEED MARTIN CP|TRBT|Tradebot Systems, Inc.|225767
LMT|LOCKHEED MARTIN CP|TRCM|TRC MARKETS LLC|103409
LMT|LOCKHEED MARTIN CP|TWTT|TASTYWORKS, INC.|1051
LMT|LOCKHEED MARTIN CP|UBSA|UBS SECURITIES LLC|618427
LMT|LOCKHEED MARTIN CP|UBSS|UBS Securities LLC|1133715
LMT|LOCKHEED MARTIN CP|VALX|VIRTU AMERICAS LLC|30986
LMT|LOCKHEED MARTIN CP|VERT|The Vertical Trading Group, LLC|345
LMT|LOCKHEED MARTIN CP|VGRD|Vanguard Marketing Corporation|36176
LMT|LOCKHEED MARTIN CP|VSIN|Vision Financial Markets Llc|161
LMT|LOCKHEED MARTIN CP|WABR|Wall Street Access|2446
LMT|LOCKHEED MARTIN CP|WBLR|WILLIAM BLAIR|297
LMT|LOCKHEED MARTIN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|6891
LMT|LOCKHEED MARTIN CP|WCHV|WELLS FARGO SECURITIES, LLC|224533
LMT|LOCKHEED MARTIN CP|WDNX|WEEDEN & CO.L.P.|1790
LMT|LOCKHEED MARTIN CP|WEDB|WEDBUSH SECURITIES INC.|4995
LMT|LOCKHEED MARTIN CP|WEED|Weeden & Co.L.P.|22242
LMT|LOCKHEED MARTIN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35953
LMT|LOCKHEED MARTIN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26176
LMT|LOCKHEED MARTIN CP|WGIF|CIBC World Markets Inc.|9419
LMT|LOCKHEED MARTIN CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2576
LMT|LOCKHEED MARTIN CP|WORD|Worden Capital Management LLC|570
LMT|LOCKHEED MARTIN CP|WSAG|WALL STREET ACCESS|33
LMT|LOCKHEED MARTIN CP|WSEA|WOLVERINE SECURITIES, LLC|15725
LMT|LOCKHEED MARTIN CP|XIST|INSTINET, LLC|103680
LMT|LOCKHEED MARTIN CP|XPQR|Jump Trading|1300
LMT|LOCKHEED MARTIN CP|XPUS|XP SECURITIES, LLC|566
LMT|LOCKHEED MARTIN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|97670
LMT|LOCKHEED MARTIN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|15245
LMT|LOCKHEED MARTIN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41190
LN|LINE CORP ADS|ALTX|Alternet Securities Inc.|1600
LN|LINE CORP ADS|APCC|Apex Clearing Corporation|760
LN|LINE CORP ADS|BARD|Robert W. Baird & Co. Incorporated|248
LN|LINE CORP ADS|BATM|CBOE TRADING, INC.|1714
LN|LINE CORP ADS|BERN|Sanford C. Bernstein & Co., LLC|4616
LN|LINE CORP ADS|BGCE|BGC Financial Inc.|17518
LN|LINE CORP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4468
LN|LINE CORP ADS|BYXM|CBOE TRADING, INC.|300
LN|LINE CORP ADS|BZYD|GOLDMAN SACHS & CO. LLC|2800
LN|LINE CORP ADS|CHAS|Charles Schwab & Co., Inc.|634
LN|LINE CORP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4760
LN|LINE CORP ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|235
LN|LINE CORP ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1242
LN|LINE CORP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24597
LN|LINE CORP ADS|CTDL|Citadel Derivatives Group Llc|1070
LN|LINE CORP ADS|CTLR|CUTLER GROUP, LP|100
LN|LINE CORP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1160
LN|LINE CORP ADS|DBAB|Deutsche Bank Securities Inc.|59203
LN|LINE CORP ADS|DBAX|Deutsche Bank Securities Inc.|76300
LN|LINE CORP ADS|DBUL|Deutsche Bank Securities Inc.|100
LN|LINE CORP ADS|DEAN|MORGAN STANLEY|306
LN|LINE CORP ADS|DEGS|RONIN PROFESSIONAL LLC|3539
LN|LINE CORP ADS|EBXL|EBX LLC|31600
LN|LINE CORP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3411
LN|LINE CORP ADS|EDJO|Edward D. Jones & Co., L.P.|169
LN|LINE CORP ADS|EGAM|CBOE TRADING, INC.|2575
LN|LINE CORP ADS|EGXM|CBOE TRADING, INC.|1083
LN|LINE CORP ADS|ETBE|Electronic Transaction Clearing, Inc.|3425
LN|LINE CORP ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4921
LN|LINE CORP ADS|ETRS|E*Trade Securities LLC|24119
LN|LINE CORP ADS|FILL|Tradestation Securities, Inc.|50
LN|LINE CORP ADS|FMAF|NBCN Inc./ CDS|1089
LN|LINE CORP ADS|FQLS|Quantlab Securities LP|12203
LN|LINE CORP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51858
LN|LINE CORP ADS|FTBR|Foliofn Investments, Inc.|8159
LN|LINE CORP ADS|GLIS|TD Securities Inc|15
LN|LINE CORP ADS|GLPX|ACS EXECUTION SERVICES, LLC|1532
LN|LINE CORP ADS|GSCO|GOLDMAN SACHS & CO. LLC|87422
LN|LINE CORP ADS|GSCS|GOLDMAN SACHS & CO. LLC|27939
LN|LINE CORP ADS|GSLT|GOLDMAN SACHS & CO. LLC|1563
LN|LINE CORP ADS|GTSZ|GTS SECURITIES LLC|7713
LN|LINE CORP ADS|HRBF|American Enterprise Investment Services Inc.|1212
LN|LINE CORP ADS|HSBC|HSBC Securities, Inc.|505
LN|LINE CORP ADS|IATS|INTERACTIVE BROKERS LLC|5847
LN|LINE CORP ADS|IBKR|Interactive Brokers Llc|7304
LN|LINE CORP ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
LN|LINE CORP ADS|ICBX|INSTINET, LLC|11100
LN|LINE CORP ADS|INCA|INSTINET, LLC|20179
LN|LINE CORP ADS|INJX|INSTINET, LLC|29
LN|LINE CORP ADS|INTL|INTL FCSTONE FINANCIAL INC.|39324
LN|LINE CORP ADS|ITGI|ITG Inc.|6335
LN|LINE CORP ADS|ITGP|ITG INC.|9000
LN|LINE CORP ADS|JEFF|JEFFERIES LLC|4399
LN|LINE CORP ADS|JMPT|JUMP TRADING, LLC|4662
LN|LINE CORP ADS|JPBX|J.P. MORGAN SECURITIES LLC|2642
LN|LINE CORP ADS|JPMX|J.P. Morgan Securities LLC|28206
LN|LINE CORP ADS|JSJX|JANE STREET CAPITAL LLC|2819
LN|LINE CORP ADS|KCGM|VIRTU Americas LLC|3969
LN|LINE CORP ADS|LEHM|Barclays Capital Inc./Le|54308
LN|LINE CORP ADS|LIME|Lime Brokerage LLC|11562
LN|LINE CORP ADS|LSCI|Lek Securities Corporation|8
LN|LINE CORP ADS|MBTS|ALLY INVEST SECURITIES LLC|77
LN|LINE CORP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24418
LN|LINE CORP ADS|MOTF|MOTIF INVESTING, INC.|206
LN|LINE CORP ADS|MSCO|MORGAN STANLEY & CO. LLC|73513
LN|LINE CORP ADS|MSPL|MORGAN STANLEY & CO. LLC|34000
LN|LINE CORP ADS|MSTX|MORGAN STANLEY & CO. LLC|7300
LN|LINE CORP ADS|NFSC|National Financial Services LLC|23468
LN|LINE CORP ADS|NITE|VIRTU Americas LLC|70179
LN|LINE CORP ADS|NITP|VIRTU Americas LLC|200
LN|LINE CORP ADS|NQRB|Brut, LLC|900
LN|LINE CORP ADS|NTBF|BMO Nesbitt Burns Inc./CDS|960
LN|LINE CORP ADS|OHOS|TWO SIGMA SECURITIES, LLC|300
LN|LINE CORP ADS|OLDM|OLD MISSION CAPITAL, LLC|15235
LN|LINE CORP ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
LN|LINE CORP ADS|PCPT|PHILLIP CAPITAL INC.|300
LN|LINE CORP ADS|PDQM|CODA MARKETS, INC.|2497
LN|LINE CORP ADS|PWJC|UBS Financial Services, Inc.|300
LN|LINE CORP ADS|RBCM|RBC CAPITAL MARKETS, LLC|3003
LN|LINE CORP ADS|RHCO|Suntrust Robinson Humphrey, Inc.|3562
LN|LINE CORP ADS|SAGL|SAGETRADER, LLC|400
LN|LINE CORP ADS|SBSH|Citigroup Global Markets Inc.|7484
LN|LINE CORP ADS|SGMT|GOLDMAN SACHS & CO. LLC|24108
LN|LINE CORP ADS|SPDR|SPEEDROUTE LLC|1000
LN|LINE CORP ADS|STKP|STOCKPILE INVESTMENTS, INC.|12
LN|LINE CORP ADS|SWIM|TD Ameritrade, Inc.|1464
LN|LINE CORP ADS|TKNG|ALLY INVEST SECURITIES LLC|433
LN|LINE CORP ADS|TRBT|Tradebot Systems, Inc.|21913
LN|LINE CORP ADS|TRCM|TRC MARKETS LLC|4934
LN|LINE CORP ADS|UBSA|UBS SECURITIES LLC|84131
LN|LINE CORP ADS|UBSS|UBS Securities LLC|94398
LN|LINE CORP ADS|VALX|VIRTU AMERICAS LLC|10091
LN|LINE CORP ADS|VGRD|Vanguard Marketing Corporation|2335
LN|LINE CORP ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
LN|LINE CORP ADS|WCHV|WELLS FARGO SECURITIES, LLC|1582
LN|LINE CORP ADS|WEDB|WEDBUSH SECURITIES INC.|676
LN|LINE CORP ADS|WEED|Weeden & Co.L.P.|40
LN|LINE CORP ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|165
LN|LINE CORP ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6718
LN|LINE CORP ADS|WSEA|WOLVERINE SECURITIES, LLC|181
LN|LINE CORP ADS|XIST|INSTINET, LLC|10796
LN|LINE CORP ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
LN|LINE CORP ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|687
LN|LINE CORP ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|518
LNC|LINCOLN NATL CP|ABLE|NATIXIS Securities Americas LLC|2662
LNC|LINCOLN NATL CP|ALTX|Alternet Securities Inc.|26587
LNC|LINCOLN NATL CP|ANOS|ABEL/NOSER, L.L.C.|2318
LNC|LINCOLN NATL CP|APCC|Apex Clearing Corporation|498
LNC|LINCOLN NATL CP|BANK|Primevest Financial Services, Inc.|983
LNC|LINCOLN NATL CP|BARD|Robert W. Baird & Co. Incorporated|3281
LNC|LINCOLN NATL CP|BATM|CBOE TRADING, INC.|20433
LNC|LINCOLN NATL CP|BAYC|BAY CREST PARTNERS, LLC|10
LNC|LINCOLN NATL CP|BAYT|BTIG, LLC|2900
LNC|LINCOLN NATL CP|BBNT|BB&T SECURITIES, LLC|698
LNC|LINCOLN NATL CP|BERN|Sanford C. Bernstein & Co., LLC|34180
LNC|LINCOLN NATL CP|BGCE|BGC Financial Inc.|210
LNC|LINCOLN NATL CP|BIDS|BIDS TRADING L.P.|16100
LNC|LINCOLN NATL CP|BIMI|Banca IMI Securities Corp.|200
LNC|LINCOLN NATL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18051
LNC|LINCOLN NATL CP|BLKX|INSTINET, LLC|129950
LNC|LINCOLN NATL CP|BMOC|BMO Capital Markets Corp.|73910
LNC|LINCOLN NATL CP|BNPX|BNP PARIBAS SECURITIES CORP.|132731
LNC|LINCOLN NATL CP|BTIG|BTIG, LLC|16475
LNC|LINCOLN NATL CP|BYXM|CBOE TRADING, INC.|4526
LNC|LINCOLN NATL CP|BZYD|GOLDMAN SACHS & CO. LLC|1122
LNC|LINCOLN NATL CP|CABR|Cabrera Capital Markets, Inc.|50
LNC|LINCOLN NATL CP|CANT|Cantor Fitzgerald & Co.|428
LNC|LINCOLN NATL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|329100
LNC|LINCOLN NATL CP|CBRA|Cobra Trading, Inc.|600
LNC|LINCOLN NATL CP|CHAS|Charles Schwab & Co., Inc.|5471
LNC|LINCOLN NATL CP|CIBP|CIBC World Markets Corp.|12079
LNC|LINCOLN NATL CP|CIOI|CITIGROUP GLOBAL MARKETS INC|73666
LNC|LINCOLN NATL CP|CIST|Capital Institutional Services, Inc.|3748
LNC|LINCOLN NATL CP|CLSA|CLSA AMERICAS, LLC|400
LNC|LINCOLN NATL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|122188
LNC|LINCOLN NATL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4072
LNC|LINCOLN NATL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|483705
LNC|LINCOLN NATL CP|CTDL|Citadel Derivatives Group Llc|36686
LNC|LINCOLN NATL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|144924
LNC|LINCOLN NATL CP|DADA|D.A. Davidson & Co.|1500
LNC|LINCOLN NATL CP|DBAB|Deutsche Bank Securities Inc.|744685
LNC|LINCOLN NATL CP|DBAX|Deutsche Bank Securities Inc.|452200
LNC|LINCOLN NATL CP|DBUL|Deutsche Bank Securities Inc.|5800
LNC|LINCOLN NATL CP|DCHF|Dart Executions, LLC|3054
LNC|LINCOLN NATL CP|DEAN|MORGAN STANLEY|60688
LNC|LINCOLN NATL CP|DEGS|RONIN PROFESSIONAL LLC|400
LNC|LINCOLN NATL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10
LNC|LINCOLN NATL CP|DOWL|Dowling & Partners Securities LLC|1100
LNC|LINCOLN NATL CP|EBXL|EBX LLC|335300
LNC|LINCOLN NATL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|19665
LNC|LINCOLN NATL CP|EDJO|Edward D. Jones & Co., L.P.|23878
LNC|LINCOLN NATL CP|EGAM|CBOE TRADING, INC.|50701
LNC|LINCOLN NATL CP|EGAW|CBOE TRADING, INC.|100
LNC|LINCOLN NATL CP|EGMT|EG MARKET TECHNOLOGIES LLC|4275
LNC|LINCOLN NATL CP|EGXM|CBOE TRADING, INC.|3126
LNC|LINCOLN NATL CP|ELEV|ELEVATION, LLC|10090
LNC|LINCOLN NATL CP|ESPO|ESPOSITO SECURITIES, LLC|517
LNC|LINCOLN NATL CP|ETBE|Electronic Transaction Clearing, Inc.|32627
LNC|LINCOLN NATL CP|ETCC|Electronic Transaction Clearing, Inc.|1247
LNC|LINCOLN NATL CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10
LNC|LINCOLN NATL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17044
LNC|LINCOLN NATL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1316
LNC|LINCOLN NATL CP|ETRS|E*Trade Securities LLC|61390
LNC|LINCOLN NATL CP|FILL|Tradestation Securities, Inc.|2127
LNC|LINCOLN NATL CP|FINX|FINTECH SECURITIES|110
LNC|LINCOLN NATL CP|FMAF|NBCN Inc./ CDS|15312
LNC|LINCOLN NATL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8977
LNC|LINCOLN NATL CP|FQLS|Quantlab Securities LP|525032
LNC|LINCOLN NATL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186791
LNC|LINCOLN NATL CP|FTBR|Foliofn Investments, Inc.|2682
LNC|LINCOLN NATL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|7796
LNC|LINCOLN NATL CP|GLIS|TD Securities Inc|25069
LNC|LINCOLN NATL CP|GLPX|ACS EXECUTION SERVICES, LLC|125058
LNC|LINCOLN NATL CP|GSCO|GOLDMAN SACHS & CO. LLC|2065791
LNC|LINCOLN NATL CP|GSCS|GOLDMAN SACHS & CO. LLC|13102
LNC|LINCOLN NATL CP|GSLT|GOLDMAN SACHS & CO. LLC|29719
LNC|LINCOLN NATL CP|GTSZ|GTS SECURITIES LLC|282061
LNC|LINCOLN NATL CP|HAPX|HAP Trading, LLC|800
LNC|LINCOLN NATL CP|HRBF|American Enterprise Investment Services Inc.|7974
LNC|LINCOLN NATL CP|HSBC|HSBC Securities, Inc.|1503
LNC|LINCOLN NATL CP|IATS|INTERACTIVE BROKERS LLC|7449
LNC|LINCOLN NATL CP|IBKR|Interactive Brokers Llc|18766
LNC|LINCOLN NATL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4685
LNC|LINCOLN NATL CP|ICBX|INSTINET, LLC|129807
LNC|LINCOLN NATL CP|IEQY|CITADEL SECURITIES LLC|190780
LNC|LINCOLN NATL CP|INCA|INSTINET, LLC|410478
LNC|LINCOLN NATL CP|INJX|INSTINET, LLC|7462
LNC|LINCOLN NATL CP|INTL|INTL FCSTONE FINANCIAL INC.|7
LNC|LINCOLN NATL CP|ITGI|ITG Inc.|120746
LNC|LINCOLN NATL CP|ITGP|ITG INC.|695200
LNC|LINCOLN NATL CP|JANY|Janney Montgomery Scott Inc.|4414
LNC|LINCOLN NATL CP|JEFF|JEFFERIES LLC|205414
LNC|LINCOLN NATL CP|JMPT|JUMP TRADING, LLC|143186
LNC|LINCOLN NATL CP|JPBX|J.P. MORGAN SECURITIES LLC|203555
LNC|LINCOLN NATL CP|JPMX|J.P. Morgan Securities LLC|801583
LNC|LINCOLN NATL CP|JSJX|JANE STREET CAPITAL LLC|108662
LNC|LINCOLN NATL CP|KCGM|VIRTU Americas LLC|64606
LNC|LINCOLN NATL CP|LEHM|Barclays Capital Inc./Le|998162
LNC|LINCOLN NATL CP|LIME|Lime Brokerage LLC|137430
LNC|LINCOLN NATL CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|20800
LNC|LINCOLN NATL CP|LOOP|Loop Capital Markets LLC|900
LNC|LINCOLN NATL CP|LQNA|LIQUIDNET, INC.|126900
LNC|LINCOLN NATL CP|LQNB|LIQUIDNET, INC.|15100
LNC|LINCOLN NATL CP|LSCI|Lek Securities Corporation|8
LNC|LINCOLN NATL CP|MACC|Mid Atlantic Capital Corporation|300
LNC|LINCOLN NATL CP|MAXM|Maxim Group LLC|26333
LNC|LINCOLN NATL CP|MBTS|ALLY INVEST SECURITIES LLC|2200
LNC|LINCOLN NATL CP|MCMF|Raymond James Ltd. Cds|30
LNC|LINCOLN NATL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|190200
LNC|LINCOLN NATL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
LNC|LINCOLN NATL CP|MOTF|MOTIF INVESTING, INC.|4
LNC|LINCOLN NATL CP|MSCO|MORGAN STANLEY & CO. LLC|2504732
LNC|LINCOLN NATL CP|MSPL|MORGAN STANLEY & CO. LLC|349800
LNC|LINCOLN NATL CP|MSTX|MORGAN STANLEY & CO. LLC|286900
LNC|LINCOLN NATL CP|NEUB|NEUBERGER BERMAN BD LLC|13563
LNC|LINCOLN NATL CP|NFSC|National Financial Services LLC|632113
LNC|LINCOLN NATL CP|NITE|VIRTU Americas LLC|733748
LNC|LINCOLN NATL CP|NITP|VIRTU Americas LLC|443
LNC|LINCOLN NATL CP|NQRB|Brut, LLC|27658
LNC|LINCOLN NATL CP|NTBF|BMO Nesbitt Burns Inc./CDS|400
LNC|LINCOLN NATL CP|NTRC|Northern Trust Securities, Inc.|1677
LNC|LINCOLN NATL CP|OHOS|TWO SIGMA SECURITIES, LLC|192585
LNC|LINCOLN NATL CP|OPCO|Oppenheimer & Co. Inc.|4665
LNC|LINCOLN NATL CP|OTAA|OTA LLC|100
LNC|LINCOLN NATL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|558
LNC|LINCOLN NATL CP|PCFF|Pacific International Securities Inc./CDS|10
LNC|LINCOLN NATL CP|PCPT|PHILLIP CAPITAL INC.|4522
LNC|LINCOLN NATL CP|PDQM|CODA MARKETS, INC.|404779
LNC|LINCOLN NATL CP|PHLY|NASDAQ Execution Services, LLC|15000
LNC|LINCOLN NATL CP|PWJC|UBS Financial Services, Inc.|19537
LNC|LINCOLN NATL CP|QMSR|QUATTRO M SECURITIES INC.|3170
LNC|LINCOLN NATL CP|RBCM|RBC CAPITAL MARKETS, LLC|17084
LNC|LINCOLN NATL CP|RGLD|Regal Securities, Inc|2500
LNC|LINCOLN NATL CP|SAGL|SAGETRADER, LLC|294031
LNC|LINCOLN NATL CP|SAGW|SAGETRADER, LLC|19
LNC|LINCOLN NATL CP|SALI|INTL FCSTONE FINANCIAL INC.|280
LNC|LINCOLN NATL CP|SBSH|Citigroup Global Markets Inc.|324986
LNC|LINCOLN NATL CP|SDLR|Sandler, O'Neill & Partners, L.P.|100
LNC|LINCOLN NATL CP|SEIC|SEI Investments Distribution Co.|11708
LNC|LINCOLN NATL CP|SGMT|GOLDMAN SACHS & CO. LLC|257770
LNC|LINCOLN NATL CP|SPDR|SPEEDROUTE LLC|32868
LNC|LINCOLN NATL CP|SPHN|Stephens Inc.|305
LNC|LINCOLN NATL CP|STFL|Stifel, Nicolaus & Company, Incorporated|15847
LNC|LINCOLN NATL CP|STKP|STOCKPILE INVESTMENTS, INC.|32
LNC|LINCOLN NATL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6077
LNC|LINCOLN NATL CP|SWIM|TD Ameritrade, Inc.|20793
LNC|LINCOLN NATL CP|SWST|Hilltop Securities Inc.|1631
LNC|LINCOLN NATL CP|TAGC|TELSEY ADVISORY GROUP LLC|7071
LNC|LINCOLN NATL CP|TDSI|TD Securities (USA) LLC|9900
LNC|LINCOLN NATL CP|TKNG|ALLY INVEST SECURITIES LLC|750
LNC|LINCOLN NATL CP|TMBR|Timber Hill LLC|444
LNC|LINCOLN NATL CP|TRBT|Tradebot Systems, Inc.|320918
LNC|LINCOLN NATL CP|TRCM|TRC MARKETS LLC|567882
LNC|LINCOLN NATL CP|UBSA|UBS SECURITIES LLC|1201488
LNC|LINCOLN NATL CP|UBSS|UBS Securities LLC|1871432
LNC|LINCOLN NATL CP|VALX|VIRTU AMERICAS LLC|18605
LNC|LINCOLN NATL CP|VGRD|Vanguard Marketing Corporation|30092
LNC|LINCOLN NATL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|5960
LNC|LINCOLN NATL CP|WCHV|WELLS FARGO SECURITIES, LLC|161431
LNC|LINCOLN NATL CP|WDNX|WEEDEN & CO.L.P.|1064
LNC|LINCOLN NATL CP|WEDB|WEDBUSH SECURITIES INC.|7042
LNC|LINCOLN NATL CP|WEED|Weeden & Co.L.P.|2426
LNC|LINCOLN NATL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|67638
LNC|LINCOLN NATL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12631
LNC|LINCOLN NATL CP|WGIF|CIBC World Markets Inc.|64377
LNC|LINCOLN NATL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3126
LNC|LINCOLN NATL CP|WSEA|WOLVERINE SECURITIES, LLC|2412
LNC|LINCOLN NATL CP|XIST|INSTINET, LLC|62842
LNC|LINCOLN NATL CP|XPQR|Jump Trading|3496
LNC|LINCOLN NATL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|118538
LNC|LINCOLN NATL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4301
LNC|LINCOLN NATL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|889
LNC.W|LINCOLN NATL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
LNC.W|LINCOLN NATL CORP|MSCO|MORGAN STANLEY & CO. LLC|500
LND|BRASILAGRO BRAZI ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
LND|BRASILAGRO BRAZI ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
LND|BRASILAGRO BRAZI ADR|FMAF|NBCN Inc./ CDS|600
LND|BRASILAGRO BRAZI ADR|GTSZ|GTS SECURITIES LLC|200
LND|BRASILAGRO BRAZI ADR|IATS|INTERACTIVE BROKERS LLC|100
LND|BRASILAGRO BRAZI ADR|IBKR|Interactive Brokers Llc|2893
LND|BRASILAGRO BRAZI ADR|LIME|Lime Brokerage LLC|161
LND|BRASILAGRO BRAZI ADR|MSCO|MORGAN STANLEY & CO. LLC|457
LND|BRASILAGRO BRAZI ADR|MSPL|MORGAN STANLEY & CO. LLC|500
LND|BRASILAGRO BRAZI ADR|NFSC|National Financial Services LLC|4990
LND|BRASILAGRO BRAZI ADR|NITE|VIRTU Americas LLC|4928
LND|BRASILAGRO BRAZI ADR|NQRB|Brut, LLC|100
LND|BRASILAGRO BRAZI ADR|SPDR|SPEEDROUTE LLC|2800
LND|BRASILAGRO BRAZI ADR|SWIM|TD Ameritrade, Inc.|1600
LND|BRASILAGRO BRAZI ADR|UBSA|UBS SECURITIES LLC|400
LND|BRASILAGRO BRAZI ADR|UBSS|UBS Securities LLC|241
LND|BRASILAGRO BRAZI ADR|VGRD|Vanguard Marketing Corporation|191
LND|BRASILAGRO BRAZI ADR|WSEA|WOLVERINE SECURITIES, LLC|30
LNDC|LANDEC CP|ALTX|Alternet Securities Inc.|100
LNDC|LANDEC CP|APCC|Apex Clearing Corporation|103
LNDC|LANDEC CP|BAYT|BTIG, LLC|4119
LNDC|LANDEC CP|BERN|Sanford C. Bernstein & Co., LLC|1792
LNDC|LANDEC CP|BLKX|INSTINET, LLC|216600
LNDC|LANDEC CP|BMOC|BMO Capital Markets Corp.|4307
LNDC|LANDEC CP|BNPX|BNP PARIBAS SECURITIES CORP.|2819
LNDC|LANDEC CP|BZYD|GOLDMAN SACHS & CO. LLC|1800
LNDC|LANDEC CP|CHAS|Charles Schwab & Co., Inc.|72
LNDC|LANDEC CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3133
LNDC|LANDEC CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|699
LNDC|LANDEC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28203
LNDC|LANDEC CP|CTDL|Citadel Derivatives Group Llc|1027
LNDC|LANDEC CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|6264
LNDC|LANDEC CP|DBAB|Deutsche Bank Securities Inc.|30337
LNDC|LANDEC CP|DBAX|Deutsche Bank Securities Inc.|8000
LNDC|LANDEC CP|DEAN|MORGAN STANLEY|2495
LNDC|LANDEC CP|DEGS|RONIN PROFESSIONAL LLC|3037
LNDC|LANDEC CP|EBXL|EBX LLC|10800
LNDC|LANDEC CP|EDJO|Edward D. Jones & Co., L.P.|100
LNDC|LANDEC CP|EGAM|CBOE TRADING, INC.|400
LNDC|LANDEC CP|EGXM|CBOE TRADING, INC.|18
LNDC|LANDEC CP|EGXW|CBOE TRADING, INC.|100
LNDC|LANDEC CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
LNDC|LANDEC CP|ETRS|E*Trade Securities LLC|301
LNDC|LANDEC CP|FBCO|Credit Suisse Securities (USA) LLC|197049
LNDC|LANDEC CP|FMAF|NBCN Inc./ CDS|240
LNDC|LANDEC CP|FOMA|TD AMERITRADE CLEARING, INC.|17475
LNDC|LANDEC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16770
LNDC|LANDEC CP|FTBR|Foliofn Investments, Inc.|3
LNDC|LANDEC CP|GEBB|GLOBAL EXECUTION BROKERS, LP|7400
LNDC|LANDEC CP|GSCO|GOLDMAN SACHS & CO. LLC|169191
LNDC|LANDEC CP|GSCS|GOLDMAN SACHS & CO. LLC|2358
LNDC|LANDEC CP|GSLT|GOLDMAN SACHS & CO. LLC|478
LNDC|LANDEC CP|GTSZ|GTS SECURITIES LLC|1510
LNDC|LANDEC CP|HRBF|American Enterprise Investment Services Inc.|2000
LNDC|LANDEC CP|HSBC|HSBC Securities, Inc.|18900
LNDC|LANDEC CP|IATS|INTERACTIVE BROKERS LLC|64
LNDC|LANDEC CP|IBKR|Interactive Brokers Llc|3702
LNDC|LANDEC CP|ICBX|INSTINET, LLC|5830
LNDC|LANDEC CP|IEQY|CITADEL SECURITIES LLC|1738
LNDC|LANDEC CP|INCA|INSTINET, LLC|23977
LNDC|LANDEC CP|INJX|INSTINET, LLC|1486
LNDC|LANDEC CP|ITGI|ITG Inc.|16032
LNDC|LANDEC CP|ITGP|ITG INC.|117600
LNDC|LANDEC CP|JEFF|JEFFERIES LLC|5628
LNDC|LANDEC CP|JPBX|J.P. MORGAN SECURITIES LLC|200
LNDC|LANDEC CP|JPMX|J.P. Morgan Securities LLC|24378
LNDC|LANDEC CP|KCGM|VIRTU Americas LLC|7212
LNDC|LANDEC CP|LEHM|Barclays Capital Inc./Le|40435
LNDC|LANDEC CP|LIME|Lime Brokerage LLC|52272
LNDC|LANDEC CP|MAXM|Maxim Group LLC|2023
LNDC|LANDEC CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5300
LNDC|LANDEC CP|MSCO|MORGAN STANLEY & CO. LLC|85762
LNDC|LANDEC CP|MSPL|MORGAN STANLEY & CO. LLC|14100
LNDC|LANDEC CP|MSTX|MORGAN STANLEY & CO. LLC|200
LNDC|LANDEC CP|NFSC|National Financial Services LLC|16445
LNDC|LANDEC CP|NITE|VIRTU Americas LLC|45937
LNDC|LANDEC CP|NQRB|Brut, LLC|125
LNDC|LANDEC CP|PDQM|CODA MARKETS, INC.|1263
LNDC|LANDEC CP|RAJA|Raymond James & Associates, Inc.|3522
LNDC|LANDEC CP|RBCM|RBC CAPITAL MARKETS, LLC|1356
LNDC|LANDEC CP|SAGW|SAGETRADER, LLC|530
LNDC|LANDEC CP|SBSH|Citigroup Global Markets Inc.|30457
LNDC|LANDEC CP|SGMT|GOLDMAN SACHS & CO. LLC|4332
LNDC|LANDEC CP|SPDR|SPEEDROUTE LLC|2011
LNDC|LANDEC CP|SPTD|MINT GLOBAL MARKETS, INC.|500
LNDC|LANDEC CP|STFL|Stifel, Nicolaus & Company, Incorporated|400
LNDC|LANDEC CP|SWIM|TD Ameritrade, Inc.|8587
LNDC|LANDEC CP|SWST|Hilltop Securities Inc.|300
LNDC|LANDEC CP|TRBT|Tradebot Systems, Inc.|987
LNDC|LANDEC CP|TRCM|TRC MARKETS LLC|6623
LNDC|LANDEC CP|UBSS|UBS Securities LLC|67679
LNDC|LANDEC CP|VALX|VIRTU AMERICAS LLC|2673
LNDC|LANDEC CP|VGRD|Vanguard Marketing Corporation|400
LNDC|LANDEC CP|WCHV|WELLS FARGO SECURITIES, LLC|5836
LNDC|LANDEC CP|WEDB|WEDBUSH SECURITIES INC.|180
LNDC|LANDEC CP|WEED|Weeden & Co.L.P.|8590
LNDC|LANDEC CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|195
LNDC|LANDEC CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2056
LNDC|LANDEC CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
LNDC|LANDEC CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|72
LNG|CHENIERE ENERGY INC|ABLE|NATIXIS Securities Americas LLC|1229955
LNG|CHENIERE ENERGY INC|ADAM|CANACCORD GENUITY INC.|500
LNG|CHENIERE ENERGY INC|AGIS|Aegis Capital Corp.|2350
LNG|CHENIERE ENERGY INC|ALTX|Alternet Securities Inc.|20421
LNG|CHENIERE ENERGY INC|ANOS|ABEL/NOSER, L.L.C.|1169
LNG|CHENIERE ENERGY INC|APCC|Apex Clearing Corporation|10769
LNG|CHENIERE ENERGY INC|AQUA|AQUA SECURITIES L.P.|9600
LNG|CHENIERE ENERGY INC|BANK|Primevest Financial Services, Inc.|353
LNG|CHENIERE ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|818
LNG|CHENIERE ENERGY INC|BATM|CBOE TRADING, INC.|16255
LNG|CHENIERE ENERGY INC|BAYC|BAY CREST PARTNERS, LLC|462
LNG|CHENIERE ENERGY INC|BAYT|BTIG, LLC|2788
LNG|CHENIERE ENERGY INC|BBNT|BB&T SECURITIES, LLC|1307
LNG|CHENIERE ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|1004390
LNG|CHENIERE ENERGY INC|BIMI|Banca IMI Securities Corp.|3
LNG|CHENIERE ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18648
LNG|CHENIERE ENERGY INC|BLKX|INSTINET, LLC|145731
LNG|CHENIERE ENERGY INC|BNPX|BNP PARIBAS SECURITIES CORP.|2200
LNG|CHENIERE ENERGY INC|BRGE|Newbridge Securities Corp.|1362
LNG|CHENIERE ENERGY INC|BTIG|BTIG, LLC|89245
LNG|CHENIERE ENERGY INC|BYXM|CBOE TRADING, INC.|2218
LNG|CHENIERE ENERGY INC|BZYD|GOLDMAN SACHS & CO. LLC|2103
LNG|CHENIERE ENERGY INC|CABR|Cabrera Capital Markets, Inc.|50
LNG|CHENIERE ENERGY INC|CANT|Cantor Fitzgerald & Co.|2911
LNG|CHENIERE ENERGY INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|101600
LNG|CHENIERE ENERGY INC|CHAS|Charles Schwab & Co., Inc.|16852
LNG|CHENIERE ENERGY INC|CICF|Canaccord Genuity Corp.|15
LNG|CHENIERE ENERGY INC|CIST|Capital Institutional Services, Inc.|4
LNG|CHENIERE ENERGY INC|CLSA|CLSA AMERICAS, LLC|300
LNG|CHENIERE ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108637
LNG|CHENIERE ENERGY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5600
LNG|CHENIERE ENERGY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4244
LNG|CHENIERE ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1034349
LNG|CHENIERE ENERGY INC|CTDL|Citadel Derivatives Group Llc|38526
LNG|CHENIERE ENERGY INC|CTLR|CUTLER GROUP, LP|400
LNG|CHENIERE ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|143074
LNG|CHENIERE ENERGY INC|DADA|D.A. Davidson & Co.|850
LNG|CHENIERE ENERGY INC|DAVA|Davenport & Company LLC|200
LNG|CHENIERE ENERGY INC|DBAB|Deutsche Bank Securities Inc.|487695
LNG|CHENIERE ENERGY INC|DBAX|Deutsche Bank Securities Inc.|711100
LNG|CHENIERE ENERGY INC|DBUL|Deutsche Bank Securities Inc.|45632
LNG|CHENIERE ENERGY INC|DCHF|Dart Executions, LLC|4603
LNG|CHENIERE ENERGY INC|DEAN|MORGAN STANLEY|31694
LNG|CHENIERE ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|1400
LNG|CHENIERE ENERGY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13368
LNG|CHENIERE ENERGY INC|EBXL|EBX LLC|747900
LNG|CHENIERE ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5212
LNG|CHENIERE ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|12064
LNG|CHENIERE ENERGY INC|EGAM|CBOE TRADING, INC.|24165
LNG|CHENIERE ENERGY INC|EGAW|CBOE TRADING, INC.|502
LNG|CHENIERE ENERGY INC|EGMT|EG MARKET TECHNOLOGIES LLC|850
LNG|CHENIERE ENERGY INC|EGXM|CBOE TRADING, INC.|11722
LNG|CHENIERE ENERGY INC|EGXW|CBOE TRADING, INC.|157
LNG|CHENIERE ENERGY INC|ESPO|ESPOSITO SECURITIES, LLC|25351
LNG|CHENIERE ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|59340
LNG|CHENIERE ENERGY INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|622
LNG|CHENIERE ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|487346
LNG|CHENIERE ENERGY INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
LNG|CHENIERE ENERGY INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1850
LNG|CHENIERE ENERGY INC|ETRS|E*Trade Securities LLC|216130
LNG|CHENIERE ENERGY INC|FILL|Tradestation Securities, Inc.|28834
LNG|CHENIERE ENERGY INC|FMAF|NBCN Inc./ CDS|2165
LNG|CHENIERE ENERGY INC|FNXS|FENIX SECURITIES, LLC|235
LNG|CHENIERE ENERGY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1123
LNG|CHENIERE ENERGY INC|FQLS|Quantlab Securities LP|727791
LNG|CHENIERE ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142266
LNG|CHENIERE ENERGY INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|500
LNG|CHENIERE ENERGY INC|FTBR|Foliofn Investments, Inc.|1658
LNG|CHENIERE ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|16317
LNG|CHENIERE ENERGY INC|GLIS|TD Securities Inc|2780
LNG|CHENIERE ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|172839
LNG|CHENIERE ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|3866676
LNG|CHENIERE ENERGY INC|GSCS|GOLDMAN SACHS & CO. LLC|89567
LNG|CHENIERE ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|45666
LNG|CHENIERE ENERGY INC|GTSZ|GTS SECURITIES LLC|14147
LNG|CHENIERE ENERGY INC|HAPX|HAP Trading, LLC|603
LNG|CHENIERE ENERGY INC|HRBF|American Enterprise Investment Services Inc.|5193
LNG|CHENIERE ENERGY INC|HSBC|HSBC Securities, Inc.|475
LNG|CHENIERE ENERGY INC|IATS|INTERACTIVE BROKERS LLC|59022
LNG|CHENIERE ENERGY INC|IBKR|Interactive Brokers Llc|68561
LNG|CHENIERE ENERGY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1326
LNG|CHENIERE ENERGY INC|ICBX|INSTINET, LLC|266040
LNG|CHENIERE ENERGY INC|INCA|INSTINET, LLC|1176959
LNG|CHENIERE ENERGY INC|INJX|INSTINET, LLC|5230
LNG|CHENIERE ENERGY INC|ITGI|ITG Inc.|126437
LNG|CHENIERE ENERGY INC|ITGP|ITG INC.|629800
LNG|CHENIERE ENERGY INC|JANY|Janney Montgomery Scott Inc.|1369
LNG|CHENIERE ENERGY INC|JEFF|JEFFERIES LLC|275172
LNG|CHENIERE ENERGY INC|JMPT|JUMP TRADING, LLC|154368
LNG|CHENIERE ENERGY INC|JONE|JonesTrading|7437
LNG|CHENIERE ENERGY INC|JPBX|J.P. MORGAN SECURITIES LLC|240739
LNG|CHENIERE ENERGY INC|JPMX|J.P. Morgan Securities LLC|747370
LNG|CHENIERE ENERGY INC|JRCO|Johnson Rice & Company L.L.C.|100
LNG|CHENIERE ENERGY INC|JSJX|JANE STREET CAPITAL LLC|12673
LNG|CHENIERE ENERGY INC|KCGM|VIRTU Americas LLC|66794
LNG|CHENIERE ENERGY INC|LEHM|Barclays Capital Inc./Le|1295983
LNG|CHENIERE ENERGY INC|LIME|Lime Brokerage LLC|109513
LNG|CHENIERE ENERGY INC|LIWD|LIME BROKERAGE LLC|242
LNG|CHENIERE ENERGY INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|35000
LNG|CHENIERE ENERGY INC|LOOP|Loop Capital Markets LLC|13909
LNG|CHENIERE ENERGY INC|LQNA|LIQUIDNET, INC.|209700
LNG|CHENIERE ENERGY INC|LSCI|Lek Securities Corporation|1015448
LNG|CHENIERE ENERGY INC|LVMR|LIVERMORE TRADING GROUP, INC.|400
LNG|CHENIERE ENERGY INC|MACC|Mid Atlantic Capital Corporation|105
LNG|CHENIERE ENERGY INC|MACQ|Macquarie Capital (USA) Inc.|138523
LNG|CHENIERE ENERGY INC|MAVB|Great Point Capital LLC|500
LNG|CHENIERE ENERGY INC|MBTS|ALLY INVEST SECURITIES LLC|1010
LNG|CHENIERE ENERGY INC|MCMF|Raymond James Ltd. Cds|1166
LNG|CHENIERE ENERGY INC|MKMP|MKM Partners LLC|800
LNG|CHENIERE ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|241031
LNG|CHENIERE ENERGY INC|MOTF|MOTIF INVESTING, INC.|7
LNG|CHENIERE ENERGY INC|MRBA|IBN FINANCIAL SERVICES, INC.|30
LNG|CHENIERE ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|3210664
LNG|CHENIERE ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|647900
LNG|CHENIERE ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|289300
LNG|CHENIERE ENERGY INC|MZHO|Mizuho Securities USA LLC|91625
LNG|CHENIERE ENERGY INC|NATL|National Securities Corporation|1300
LNG|CHENIERE ENERGY INC|NEUB|NEUBERGER BERMAN BD LLC|274
LNG|CHENIERE ENERGY INC|NFSC|National Financial Services LLC|665579
LNG|CHENIERE ENERGY INC|NITE|VIRTU Americas LLC|1219034
LNG|CHENIERE ENERGY INC|NITP|VIRTU Americas LLC|2141
LNG|CHENIERE ENERGY INC|NQRB|Brut, LLC|15351
LNG|CHENIERE ENERGY INC|NTBF|BMO Nesbitt Burns Inc./CDS|462
LNG|CHENIERE ENERGY INC|NTRC|Northern Trust Securities, Inc.|1430
LNG|CHENIERE ENERGY INC|OHOS|TWO SIGMA SECURITIES, LLC|34465
LNG|CHENIERE ENERGY INC|OPCO|Oppenheimer & Co. Inc.|6803
LNG|CHENIERE ENERGY INC|OTAA|OTA LLC|12700
LNG|CHENIERE ENERGY INC|PDQM|CODA MARKETS, INC.|244920
LNG|CHENIERE ENERGY INC|PHLY|NASDAQ Execution Services, LLC|6000
LNG|CHENIERE ENERGY INC|PIPR|Piper Jaffray & Co.|4650
LNG|CHENIERE ENERGY INC|PWJC|UBS Financial Services, Inc.|5451
LNG|CHENIERE ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|30277
LNG|CHENIERE ENERGY INC|RGLD|Regal Securities, Inc|100
LNG|CHENIERE ENERGY INC|SAGC|SAGETRADER, LLC|6300
LNG|CHENIERE ENERGY INC|SAGL|SAGETRADER, LLC|71856
LNG|CHENIERE ENERGY INC|SALI|INTL FCSTONE FINANCIAL INC.|250
LNG|CHENIERE ENERGY INC|SBRX|MURIEL SIEBERT & CO INC|58
LNG|CHENIERE ENERGY INC|SBSH|Citigroup Global Markets Inc.|1684356
LNG|CHENIERE ENERGY INC|SEIC|SEI Investments Distribution Co.|900
LNG|CHENIERE ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|487268
LNG|CHENIERE ENERGY INC|SJLS|TRADE INFORMATICS LLC|100
LNG|CHENIERE ENERGY INC|SOCO|Capital One Southcoast, Inc|100
LNG|CHENIERE ENERGY INC|SOGO|Wang Investment Associates, Inc.|18
LNG|CHENIERE ENERGY INC|SPDR|SPEEDROUTE LLC|23131
LNG|CHENIERE ENERGY INC|SPHN|Stephens Inc.|75
LNG|CHENIERE ENERGY INC|SPTD|MINT GLOBAL MARKETS, INC.|100
LNG|CHENIERE ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|9887
LNG|CHENIERE ENERGY INC|STKP|STOCKPILE INVESTMENTS, INC.|18
LNG|CHENIERE ENERGY INC|SWIM|TD Ameritrade, Inc.|334297
LNG|CHENIERE ENERGY INC|SWST|Hilltop Securities Inc.|4381
LNG|CHENIERE ENERGY INC|TAGC|TELSEY ADVISORY GROUP LLC|664
LNG|CHENIERE ENERGY INC|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|2450
LNG|CHENIERE ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|1833
LNG|CHENIERE ENERGY INC|TMBR|Timber Hill LLC|11
LNG|CHENIERE ENERGY INC|TOUR|TOURMALINE PARTNERS, LLC|13200
LNG|CHENIERE ENERGY INC|TRBT|Tradebot Systems, Inc.|519736
LNG|CHENIERE ENERGY INC|TRCM|TRC MARKETS LLC|269908
LNG|CHENIERE ENERGY INC|TWTT|TASTYWORKS, INC.|50
LNG|CHENIERE ENERGY INC|UBSA|UBS SECURITIES LLC|1393406
LNG|CHENIERE ENERGY INC|UBSS|UBS Securities LLC|1524949
LNG|CHENIERE ENERGY INC|UFPA|UNITED FIRST PARTNERS LLC|218
LNG|CHENIERE ENERGY INC|VALX|VIRTU AMERICAS LLC|17314
LNG|CHENIERE ENERGY INC|VERT|The Vertical Trading Group, LLC|1700
LNG|CHENIERE ENERGY INC|VGRD|Vanguard Marketing Corporation|131253
LNG|CHENIERE ENERGY INC|WABR|Wall Street Access|1700
LNG|CHENIERE ENERGY INC|WBET|Wallachbeth Capital LLC|8432
LNG|CHENIERE ENERGY INC|WBLR|WILLIAM BLAIR|200
LNG|CHENIERE ENERGY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|700
LNG|CHENIERE ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|208687
LNG|CHENIERE ENERGY INC|WEDB|WEDBUSH SECURITIES INC.|3474
LNG|CHENIERE ENERGY INC|WEED|Weeden & Co.L.P.|10031
LNG|CHENIERE ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|53461
LNG|CHENIERE ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|99818
LNG|CHENIERE ENERGY INC|WFPB|Wells Fargo Securities, LLC.|17034
LNG|CHENIERE ENERGY INC|WGIF|CIBC World Markets Inc.|8325
LNG|CHENIERE ENERGY INC|WORD|Worden Capital Management LLC|610
LNG|CHENIERE ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|16484
LNG|CHENIERE ENERGY INC|XIST|INSTINET, LLC|46000
LNG|CHENIERE ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|144444
LNG|CHENIERE ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5129
LNG|CHENIERE ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8983
LNGR|GLBL X LNGVTY TH ETT|APCC|Apex Clearing Corporation|162
LNGR|GLBL X LNGVTY TH ETT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1195
LNGR|GLBL X LNGVTY TH ETT|CSIN|Citadel Securities Institutional LLC|105
LNGR|GLBL X LNGVTY TH ETT|CTDL|Citadel Derivatives Group Llc|1637
LNGR|GLBL X LNGVTY TH ETT|DBAX|Deutsche Bank Securities Inc.|400
LNGR|GLBL X LNGVTY TH ETT|EBXL|EBX LLC|100
LNGR|GLBL X LNGVTY TH ETT|ETRS|E*Trade Securities LLC|2037
LNGR|GLBL X LNGVTY TH ETT|FBCO|Credit Suisse Securities (USA) LLC|2594
LNGR|GLBL X LNGVTY TH ETT|FOMA|TD AMERITRADE CLEARING, INC.|1365
LNGR|GLBL X LNGVTY TH ETT|FTBR|Foliofn Investments, Inc.|1
LNGR|GLBL X LNGVTY TH ETT|GSCO|GOLDMAN SACHS & CO. LLC|100
LNGR|GLBL X LNGVTY TH ETT|HSBC|HSBC Securities, Inc.|40
LNGR|GLBL X LNGVTY TH ETT|JPMX|J.P. Morgan Securities LLC|400
LNGR|GLBL X LNGVTY TH ETT|JSJX|JANE STREET CAPITAL LLC|633
LNGR|GLBL X LNGVTY TH ETT|KCGM|VIRTU Americas LLC|2045
LNGR|GLBL X LNGVTY TH ETT|LEHM|Barclays Capital Inc./Le|1200
LNGR|GLBL X LNGVTY TH ETT|LIME|Lime Brokerage LLC|254
LNGR|GLBL X LNGVTY TH ETT|LSCI|Lek Securities Corporation|17
LNGR|GLBL X LNGVTY TH ETT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
LNGR|GLBL X LNGVTY TH ETT|MOTF|MOTIF INVESTING, INC.|2
LNGR|GLBL X LNGVTY TH ETT|MSCO|MORGAN STANLEY & CO. LLC|495
LNGR|GLBL X LNGVTY TH ETT|NFSC|National Financial Services LLC|1600
LNGR|GLBL X LNGVTY TH ETT|NITE|VIRTU Americas LLC|6584
LNGR|GLBL X LNGVTY TH ETT|SBSH|Citigroup Global Markets Inc.|10000
LNGR|GLBL X LNGVTY TH ETT|SGMT|GOLDMAN SACHS & CO. LLC|315
LNGR|GLBL X LNGVTY TH ETT|SWIM|TD Ameritrade, Inc.|102
LNGR|GLBL X LNGVTY TH ETT|UBSA|UBS SECURITIES LLC|3724
LNGR|GLBL X LNGVTY TH ETT|UBSS|UBS Securities LLC|1608
LNGR|GLBL X LNGVTY TH ETT|VGRD|Vanguard Marketing Corporation|100
LNGR|GLBL X LNGVTY TH ETT|WSEA|WOLVERINE SECURITIES, LLC|46
LNGR|GLBL X LNGVTY TH ETT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4100
LNN|LINDSAY CORPORATION|ALTX|Alternet Securities Inc.|3746
LNN|LINDSAY CORPORATION|APCC|Apex Clearing Corporation|39
LNN|LINDSAY CORPORATION|BARD|Robert W. Baird & Co. Incorporated|100
LNN|LINDSAY CORPORATION|BATM|CBOE TRADING, INC.|1792
LNN|LINDSAY CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|500
LNN|LINDSAY CORPORATION|BMOC|BMO Capital Markets Corp.|104
LNN|LINDSAY CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1804
LNN|LINDSAY CORPORATION|BYXM|CBOE TRADING, INC.|600
LNN|LINDSAY CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|402
LNN|LINDSAY CORPORATION|CHAS|Charles Schwab & Co., Inc.|4
LNN|LINDSAY CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22565
LNN|LINDSAY CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6013
LNN|LINDSAY CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1214
LNN|LINDSAY CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30757
LNN|LINDSAY CORPORATION|CTDL|Citadel Derivatives Group Llc|378
LNN|LINDSAY CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|5040
LNN|LINDSAY CORPORATION|DADA|D.A. Davidson & Co.|200
LNN|LINDSAY CORPORATION|DBAB|Deutsche Bank Securities Inc.|8282
LNN|LINDSAY CORPORATION|DBAX|Deutsche Bank Securities Inc.|47500
LNN|LINDSAY CORPORATION|DBUL|Deutsche Bank Securities Inc.|250
LNN|LINDSAY CORPORATION|DEAN|MORGAN STANLEY|273
LNN|LINDSAY CORPORATION|DEGS|RONIN PROFESSIONAL LLC|563
LNN|LINDSAY CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
LNN|LINDSAY CORPORATION|EBXL|EBX LLC|17900
LNN|LINDSAY CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|19
LNN|LINDSAY CORPORATION|EDJO|Edward D. Jones & Co., L.P.|36
LNN|LINDSAY CORPORATION|EGAM|CBOE TRADING, INC.|1917
LNN|LINDSAY CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|69
LNN|LINDSAY CORPORATION|EGXM|CBOE TRADING, INC.|718
LNN|LINDSAY CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
LNN|LINDSAY CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5448
LNN|LINDSAY CORPORATION|ETRS|E*Trade Securities LLC|1167
LNN|LINDSAY CORPORATION|FMAF|NBCN Inc./ CDS|345
LNN|LINDSAY CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|645
LNN|LINDSAY CORPORATION|FQLS|Quantlab Securities LP|13678
LNN|LINDSAY CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33005
LNN|LINDSAY CORPORATION|FTBR|Foliofn Investments, Inc.|238
LNN|LINDSAY CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|834
LNN|LINDSAY CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|18357
LNN|LINDSAY CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|52731
LNN|LINDSAY CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|204
LNN|LINDSAY CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|1052
LNN|LINDSAY CORPORATION|GTSZ|GTS SECURITIES LLC|3440
LNN|LINDSAY CORPORATION|HPPX|POTAMUS TRADING, LLC|548
LNN|LINDSAY CORPORATION|HRBF|American Enterprise Investment Services Inc.|1609
LNN|LINDSAY CORPORATION|IATS|INTERACTIVE BROKERS LLC|404
LNN|LINDSAY CORPORATION|IBKR|Interactive Brokers Llc|328
LNN|LINDSAY CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
LNN|LINDSAY CORPORATION|ICBX|INSTINET, LLC|4200
LNN|LINDSAY CORPORATION|IEQY|CITADEL SECURITIES LLC|3534
LNN|LINDSAY CORPORATION|INCA|INSTINET, LLC|19252
LNN|LINDSAY CORPORATION|ITGI|ITG Inc.|1216
LNN|LINDSAY CORPORATION|ITGP|ITG INC.|11400
LNN|LINDSAY CORPORATION|JEFF|JEFFERIES LLC|8981
LNN|LINDSAY CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|2486
LNN|LINDSAY CORPORATION|JPMX|J.P. Morgan Securities LLC|79015
LNN|LINDSAY CORPORATION|JSJX|JANE STREET CAPITAL LLC|450
LNN|LINDSAY CORPORATION|KCGM|VIRTU Americas LLC|7411
LNN|LINDSAY CORPORATION|LEHM|Barclays Capital Inc./Le|48518
LNN|LINDSAY CORPORATION|LIME|Lime Brokerage LLC|3987
LNN|LINDSAY CORPORATION|LSCI|Lek Securities Corporation|5032
LNN|LINDSAY CORPORATION|MACQ|Macquarie Capital (USA) Inc.|900
LNN|LINDSAY CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20570
LNN|LINDSAY CORPORATION|MOTF|MOTIF INVESTING, INC.|3
LNN|LINDSAY CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|94195
LNN|LINDSAY CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|46000
LNN|LINDSAY CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|3200
LNN|LINDSAY CORPORATION|NFSC|National Financial Services LLC|10704
LNN|LINDSAY CORPORATION|NITE|VIRTU Americas LLC|46425
LNN|LINDSAY CORPORATION|NQRB|Brut, LLC|501
LNN|LINDSAY CORPORATION|OPCO|Oppenheimer & Co. Inc.|132
LNN|LINDSAY CORPORATION|PDQM|CODA MARKETS, INC.|32071
LNN|LINDSAY CORPORATION|SAGL|SAGETRADER, LLC|400
LNN|LINDSAY CORPORATION|SBSH|Citigroup Global Markets Inc.|6622
LNN|LINDSAY CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|9514
LNN|LINDSAY CORPORATION|SPDR|SPEEDROUTE LLC|2800
LNN|LINDSAY CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|4049
LNN|LINDSAY CORPORATION|SWIM|TD Ameritrade, Inc.|205
LNN|LINDSAY CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|12
LNN|LINDSAY CORPORATION|TRBT|Tradebot Systems, Inc.|5396
LNN|LINDSAY CORPORATION|TRCM|TRC MARKETS LLC|4472
LNN|LINDSAY CORPORATION|UBSA|UBS SECURITIES LLC|77025
LNN|LINDSAY CORPORATION|UBSS|UBS Securities LLC|79073
LNN|LINDSAY CORPORATION|VALX|VIRTU AMERICAS LLC|5053
LNN|LINDSAY CORPORATION|VGRD|Vanguard Marketing Corporation|3081
LNN|LINDSAY CORPORATION|WABR|Wall Street Access|100
LNN|LINDSAY CORPORATION|WBLR|WILLIAM BLAIR|100
LNN|LINDSAY CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|55369
LNN|LINDSAY CORPORATION|WDNX|WEEDEN & CO.L.P.|1768
LNN|LINDSAY CORPORATION|WEED|Weeden & Co.L.P.|2760
LNN|LINDSAY CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|291
LNN|LINDSAY CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2537
LNN|LINDSAY CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|469
LNN|LINDSAY CORPORATION|XIST|INSTINET, LLC|8
LNN|LINDSAY CORPORATION|XPQR|Jump Trading|207
LNN|LINDSAY CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1180
LNN|LINDSAY CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|4766
LNN|LINDSAY CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|191
LNT|ALLIANT ENERGY CP|ABLE|NATIXIS Securities Americas LLC|42918
LNT|ALLIANT ENERGY CP|ALTX|Alternet Securities Inc.|11881
LNT|ALLIANT ENERGY CP|ANOS|ABEL/NOSER, L.L.C.|100
LNT|ALLIANT ENERGY CP|APCC|Apex Clearing Corporation|349
LNT|ALLIANT ENERGY CP|BANK|Primevest Financial Services, Inc.|698
LNT|ALLIANT ENERGY CP|BARD|Robert W. Baird & Co. Incorporated|13039
LNT|ALLIANT ENERGY CP|BATM|CBOE TRADING, INC.|2504
LNT|ALLIANT ENERGY CP|BBNT|BB&T SECURITIES, LLC|13339
LNT|ALLIANT ENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|9789
LNT|ALLIANT ENERGY CP|BIDS|BIDS TRADING L.P.|300
LNT|ALLIANT ENERGY CP|BIMI|Banca IMI Securities Corp.|6000
LNT|ALLIANT ENERGY CP|BKCM|BNY Mellon Capital Markets LLC|448
LNT|ALLIANT ENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29791
LNT|ALLIANT ENERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|194155
LNT|ALLIANT ENERGY CP|BTIG|BTIG, LLC|6845
LNT|ALLIANT ENERGY CP|BYXM|CBOE TRADING, INC.|1244
LNT|ALLIANT ENERGY CP|BZYD|GOLDMAN SACHS & CO. LLC|2200
LNT|ALLIANT ENERGY CP|CANT|Cantor Fitzgerald & Co.|1964
LNT|ALLIANT ENERGY CP|CHAS|Charles Schwab & Co., Inc.|32182
LNT|ALLIANT ENERGY CP|CIBP|CIBC World Markets Corp.|12799
LNT|ALLIANT ENERGY CP|CIST|Capital Institutional Services, Inc.|199
LNT|ALLIANT ENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56713
LNT|ALLIANT ENERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1676
LNT|ALLIANT ENERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3087
LNT|ALLIANT ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|375430
LNT|ALLIANT ENERGY CP|CTDL|Citadel Derivatives Group Llc|16937
LNT|ALLIANT ENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|30592
LNT|ALLIANT ENERGY CP|DADA|D.A. Davidson & Co.|214
LNT|ALLIANT ENERGY CP|DBAB|Deutsche Bank Securities Inc.|385391
LNT|ALLIANT ENERGY CP|DBAX|Deutsche Bank Securities Inc.|402300
LNT|ALLIANT ENERGY CP|DBUL|Deutsche Bank Securities Inc.|4946
LNT|ALLIANT ENERGY CP|DCHF|Dart Executions, LLC|1051
LNT|ALLIANT ENERGY CP|DEAN|MORGAN STANLEY|5055
LNT|ALLIANT ENERGY CP|DEGS|RONIN PROFESSIONAL LLC|424
LNT|ALLIANT ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|150
LNT|ALLIANT ENERGY CP|EBXL|EBX LLC|165000
LNT|ALLIANT ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12796
LNT|ALLIANT ENERGY CP|EDJO|Edward D. Jones & Co., L.P.|21235
LNT|ALLIANT ENERGY CP|EGAM|CBOE TRADING, INC.|16915
LNT|ALLIANT ENERGY CP|EGAW|CBOE TRADING, INC.|554
LNT|ALLIANT ENERGY CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
LNT|ALLIANT ENERGY CP|EGXM|CBOE TRADING, INC.|1255
LNT|ALLIANT ENERGY CP|EGXW|CBOE TRADING, INC.|31
LNT|ALLIANT ENERGY CP|ESPO|ESPOSITO SECURITIES, LLC|308
LNT|ALLIANT ENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|25037
LNT|ALLIANT ENERGY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
LNT|ALLIANT ENERGY CP|ETCC|Electronic Transaction Clearing, Inc.|1297
LNT|ALLIANT ENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2200
LNT|ALLIANT ENERGY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|472
LNT|ALLIANT ENERGY CP|ETRS|E*Trade Securities LLC|9168
LNT|ALLIANT ENERGY CP|FILL|Tradestation Securities, Inc.|705
LNT|ALLIANT ENERGY CP|FINX|FINTECH SECURITIES|1295
LNT|ALLIANT ENERGY CP|FMAF|NBCN Inc./ CDS|1605
LNT|ALLIANT ENERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12956
LNT|ALLIANT ENERGY CP|FQLS|Quantlab Securities LP|374599
LNT|ALLIANT ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120029
LNT|ALLIANT ENERGY CP|FTBR|Foliofn Investments, Inc.|6191
LNT|ALLIANT ENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|700
LNT|ALLIANT ENERGY CP|GLIS|TD Securities Inc|63
LNT|ALLIANT ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|23719
LNT|ALLIANT ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|1067738
LNT|ALLIANT ENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|800
LNT|ALLIANT ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|9002
LNT|ALLIANT ENERGY CP|GTSY|GTS SECURITIES LLC|700
LNT|ALLIANT ENERGY CP|GTSZ|GTS SECURITIES LLC|386364
LNT|ALLIANT ENERGY CP|HRBF|American Enterprise Investment Services Inc.|9740
LNT|ALLIANT ENERGY CP|HSBC|HSBC Securities, Inc.|770
LNT|ALLIANT ENERGY CP|IATS|INTERACTIVE BROKERS LLC|4078
LNT|ALLIANT ENERGY CP|IBKR|Interactive Brokers Llc|18104
LNT|ALLIANT ENERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1128
LNT|ALLIANT ENERGY CP|ICBX|INSTINET, LLC|57810
LNT|ALLIANT ENERGY CP|IEQY|CITADEL SECURITIES LLC|145821
LNT|ALLIANT ENERGY CP|INCA|INSTINET, LLC|408088
LNT|ALLIANT ENERGY CP|INJX|INSTINET, LLC|6302
LNT|ALLIANT ENERGY CP|INTL|INTL FCSTONE FINANCIAL INC.|65
LNT|ALLIANT ENERGY CP|ITGI|ITG Inc.|58534
LNT|ALLIANT ENERGY CP|ITGP|ITG INC.|52800
LNT|ALLIANT ENERGY CP|JANY|Janney Montgomery Scott Inc.|1492
LNT|ALLIANT ENERGY CP|JEFF|JEFFERIES LLC|294006
LNT|ALLIANT ENERGY CP|JMPT|JUMP TRADING, LLC|75739
LNT|ALLIANT ENERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|164254
LNT|ALLIANT ENERGY CP|JPMX|J.P. Morgan Securities LLC|403615
LNT|ALLIANT ENERGY CP|JSJX|JANE STREET CAPITAL LLC|3826
LNT|ALLIANT ENERGY CP|KCGM|VIRTU Americas LLC|27811
LNT|ALLIANT ENERGY CP|LEHM|Barclays Capital Inc./Le|1481327
LNT|ALLIANT ENERGY CP|LIME|Lime Brokerage LLC|18509
LNT|ALLIANT ENERGY CP|LOOP|Loop Capital Markets LLC|2394
LNT|ALLIANT ENERGY CP|LSCI|Lek Securities Corporation|160
LNT|ALLIANT ENERGY CP|MACC|Mid Atlantic Capital Corporation|1410
LNT|ALLIANT ENERGY CP|MAXM|Maxim Group LLC|3132
LNT|ALLIANT ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|117886
LNT|ALLIANT ENERGY CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
LNT|ALLIANT ENERGY CP|MOTF|MOTIF INVESTING, INC.|6
LNT|ALLIANT ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|1343467
LNT|ALLIANT ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|383900
LNT|ALLIANT ENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|265300
LNT|ALLIANT ENERGY CP|NATL|National Securities Corporation|800
LNT|ALLIANT ENERGY CP|NEUB|NEUBERGER BERMAN BD LLC|1495
LNT|ALLIANT ENERGY CP|NFSC|National Financial Services LLC|157338
LNT|ALLIANT ENERGY CP|NITE|VIRTU Americas LLC|398794
LNT|ALLIANT ENERGY CP|NITP|VIRTU Americas LLC|723
LNT|ALLIANT ENERGY CP|NQRB|Brut, LLC|6788
LNT|ALLIANT ENERGY CP|NTBF|BMO Nesbitt Burns Inc./CDS|600
LNT|ALLIANT ENERGY CP|OPCO|Oppenheimer & Co. Inc.|533
LNT|ALLIANT ENERGY CP|PDQM|CODA MARKETS, INC.|20497
LNT|ALLIANT ENERGY CP|PHLY|NASDAQ Execution Services, LLC|9400
LNT|ALLIANT ENERGY CP|PWJC|UBS Financial Services, Inc.|1396
LNT|ALLIANT ENERGY CP|QMSR|QUATTRO M SECURITIES INC.|1119
LNT|ALLIANT ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|23826
LNT|ALLIANT ENERGY CP|RGLD|Regal Securities, Inc|500
LNT|ALLIANT ENERGY CP|SAGL|SAGETRADER, LLC|19800
LNT|ALLIANT ENERGY CP|SAGW|SAGETRADER, LLC|338
LNT|ALLIANT ENERGY CP|SALI|INTL FCSTONE FINANCIAL INC.|20
LNT|ALLIANT ENERGY CP|SBSH|Citigroup Global Markets Inc.|205295
LNT|ALLIANT ENERGY CP|SEIC|SEI Investments Distribution Co.|5810
LNT|ALLIANT ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|106254
LNT|ALLIANT ENERGY CP|SHMR|ABN Amro Clearing LLC|169
LNT|ALLIANT ENERGY CP|SIBO|Prime Executions, Inc.|7890
LNT|ALLIANT ENERGY CP|SPDR|SPEEDROUTE LLC|12966
LNT|ALLIANT ENERGY CP|SPHN|Stephens Inc.|2335
LNT|ALLIANT ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|1449
LNT|ALLIANT ENERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4322
LNT|ALLIANT ENERGY CP|SWIM|TD Ameritrade, Inc.|33707
LNT|ALLIANT ENERGY CP|SWST|Hilltop Securities Inc.|2457
LNT|ALLIANT ENERGY CP|TAGC|TELSEY ADVISORY GROUP LLC|2896
LNT|ALLIANT ENERGY CP|TKNG|ALLY INVEST SECURITIES LLC|198
LNT|ALLIANT ENERGY CP|TRBT|Tradebot Systems, Inc.|232826
LNT|ALLIANT ENERGY CP|TRCM|TRC MARKETS LLC|459637
LNT|ALLIANT ENERGY CP|TWTT|TASTYWORKS, INC.|100
LNT|ALLIANT ENERGY CP|UBSA|UBS SECURITIES LLC|412887
LNT|ALLIANT ENERGY CP|UBSS|UBS Securities LLC|602733
LNT|ALLIANT ENERGY CP|VALX|VIRTU AMERICAS LLC|24203
LNT|ALLIANT ENERGY CP|VERT|The Vertical Trading Group, LLC|927
LNT|ALLIANT ENERGY CP|VGRD|Vanguard Marketing Corporation|5494
LNT|ALLIANT ENERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|7663
LNT|ALLIANT ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|143040
LNT|ALLIANT ENERGY CP|WDNX|WEEDEN & CO.L.P.|8264
LNT|ALLIANT ENERGY CP|WEDB|WEDBUSH SECURITIES INC.|2359
LNT|ALLIANT ENERGY CP|WEED|Weeden & Co.L.P.|12225
LNT|ALLIANT ENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42863
LNT|ALLIANT ENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|919
LNT|ALLIANT ENERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5607
LNT|ALLIANT ENERGY CP|WSAG|WALL STREET ACCESS|284
LNT|ALLIANT ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|3980
LNT|ALLIANT ENERGY CP|XIST|INSTINET, LLC|12674
LNT|ALLIANT ENERGY CP|XPQR|Jump Trading|321
LNT|ALLIANT ENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|24474
LNT|ALLIANT ENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
LNTH|LANTHEUS HOLDINGS CM|APCC|Apex Clearing Corporation|77
LNTH|LANTHEUS HOLDINGS CM|AQUA|AQUA SECURITIES L.P.|8700
LNTH|LANTHEUS HOLDINGS CM|BANK|Primevest Financial Services, Inc.|426
LNTH|LANTHEUS HOLDINGS CM|BATM|CBOE TRADING, INC.|343
LNTH|LANTHEUS HOLDINGS CM|BBNT|BB&T SECURITIES, LLC|420
LNTH|LANTHEUS HOLDINGS CM|BERN|Sanford C. Bernstein & Co., LLC|2913
LNTH|LANTHEUS HOLDINGS CM|BIDS|BIDS TRADING L.P.|300
LNTH|LANTHEUS HOLDINGS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1065
LNTH|LANTHEUS HOLDINGS CM|BLKX|INSTINET, LLC|66820
LNTH|LANTHEUS HOLDINGS CM|BMOC|BMO Capital Markets Corp.|5372
LNTH|LANTHEUS HOLDINGS CM|BNPX|BNP PARIBAS SECURITIES CORP.|5898
LNTH|LANTHEUS HOLDINGS CM|BRVL|BLAYLOCK VAN, LLC|200
LNTH|LANTHEUS HOLDINGS CM|BTIG|BTIG, LLC|55110
LNTH|LANTHEUS HOLDINGS CM|BYXM|CBOE TRADING, INC.|1300
LNTH|LANTHEUS HOLDINGS CM|BZYD|GOLDMAN SACHS & CO. LLC|2700
LNTH|LANTHEUS HOLDINGS CM|CANT|Cantor Fitzgerald & Co.|71555
LNTH|LANTHEUS HOLDINGS CM|CHAS|Charles Schwab & Co., Inc.|4056
LNTH|LANTHEUS HOLDINGS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106428
LNTH|LANTHEUS HOLDINGS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
LNTH|LANTHEUS HOLDINGS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6000
LNTH|LANTHEUS HOLDINGS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|320338
LNTH|LANTHEUS HOLDINGS CM|CTDL|Citadel Derivatives Group Llc|23794
LNTH|LANTHEUS HOLDINGS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|40644
LNTH|LANTHEUS HOLDINGS CM|DBAB|Deutsche Bank Securities Inc.|182839
LNTH|LANTHEUS HOLDINGS CM|DBAX|Deutsche Bank Securities Inc.|185400
LNTH|LANTHEUS HOLDINGS CM|DBUL|Deutsche Bank Securities Inc.|2000
LNTH|LANTHEUS HOLDINGS CM|DEAN|MORGAN STANLEY|170
LNTH|LANTHEUS HOLDINGS CM|DEGS|RONIN PROFESSIONAL LLC|5671
LNTH|LANTHEUS HOLDINGS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16537
LNTH|LANTHEUS HOLDINGS CM|DOTC|Dougherty & Company LLC|11366
LNTH|LANTHEUS HOLDINGS CM|EBXL|EBX LLC|62800
LNTH|LANTHEUS HOLDINGS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|13719
LNTH|LANTHEUS HOLDINGS CM|EDJO|Edward D. Jones & Co., L.P.|150
LNTH|LANTHEUS HOLDINGS CM|EGAM|CBOE TRADING, INC.|4501
LNTH|LANTHEUS HOLDINGS CM|EGXM|CBOE TRADING, INC.|100
LNTH|LANTHEUS HOLDINGS CM|ETBE|Electronic Transaction Clearing, Inc.|2946
LNTH|LANTHEUS HOLDINGS CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
LNTH|LANTHEUS HOLDINGS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5357
LNTH|LANTHEUS HOLDINGS CM|ETRS|E*Trade Securities LLC|16942
LNTH|LANTHEUS HOLDINGS CM|FBCO|Credit Suisse Securities (USA) LLC|264700
LNTH|LANTHEUS HOLDINGS CM|FILL|Tradestation Securities, Inc.|200
LNTH|LANTHEUS HOLDINGS CM|FMAF|NBCN Inc./ CDS|785
LNTH|LANTHEUS HOLDINGS CM|FOMA|TD AMERITRADE CLEARING, INC.|91452
LNTH|LANTHEUS HOLDINGS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
LNTH|LANTHEUS HOLDINGS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23695
LNTH|LANTHEUS HOLDINGS CM|FTBR|Foliofn Investments, Inc.|43015
LNTH|LANTHEUS HOLDINGS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|12040
LNTH|LANTHEUS HOLDINGS CM|GLIS|TD Securities Inc|548
LNTH|LANTHEUS HOLDINGS CM|GLPX|ACS EXECUTION SERVICES, LLC|1699
LNTH|LANTHEUS HOLDINGS CM|GSCO|GOLDMAN SACHS & CO. LLC|661459
LNTH|LANTHEUS HOLDINGS CM|GSCS|GOLDMAN SACHS & CO. LLC|18494
LNTH|LANTHEUS HOLDINGS CM|GSLT|GOLDMAN SACHS & CO. LLC|1000
LNTH|LANTHEUS HOLDINGS CM|GTSZ|GTS SECURITIES LLC|44021
LNTH|LANTHEUS HOLDINGS CM|HRBF|American Enterprise Investment Services Inc.|5476
LNTH|LANTHEUS HOLDINGS CM|IATS|INTERACTIVE BROKERS LLC|7879
LNTH|LANTHEUS HOLDINGS CM|IBKR|Interactive Brokers Llc|43592
LNTH|LANTHEUS HOLDINGS CM|ICBX|INSTINET, LLC|44191
LNTH|LANTHEUS HOLDINGS CM|IEQY|CITADEL SECURITIES LLC|11820
LNTH|LANTHEUS HOLDINGS CM|INCA|INSTINET, LLC|115236
LNTH|LANTHEUS HOLDINGS CM|INJX|INSTINET, LLC|134431
LNTH|LANTHEUS HOLDINGS CM|ITGI|ITG Inc.|62239
LNTH|LANTHEUS HOLDINGS CM|ITGP|ITG INC.|184200
LNTH|LANTHEUS HOLDINGS CM|JEFF|JEFFERIES LLC|222048
LNTH|LANTHEUS HOLDINGS CM|JMPT|JUMP TRADING, LLC|3305
LNTH|LANTHEUS HOLDINGS CM|JPBX|J.P. MORGAN SECURITIES LLC|64088
LNTH|LANTHEUS HOLDINGS CM|JPMX|J.P. Morgan Securities LLC|632614
LNTH|LANTHEUS HOLDINGS CM|JSJX|JANE STREET CAPITAL LLC|8945
LNTH|LANTHEUS HOLDINGS CM|KCGM|VIRTU Americas LLC|27063
LNTH|LANTHEUS HOLDINGS CM|LEHM|Barclays Capital Inc./Le|416578
LNTH|LANTHEUS HOLDINGS CM|LIME|Lime Brokerage LLC|219844
LNTH|LANTHEUS HOLDINGS CM|LOOP|Loop Capital Markets LLC|4605
LNTH|LANTHEUS HOLDINGS CM|LQNA|LIQUIDNET, INC.|243300
LNTH|LANTHEUS HOLDINGS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|782
LNTH|LANTHEUS HOLDINGS CM|MAXM|Maxim Group LLC|3596
LNTH|LANTHEUS HOLDINGS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|197141
LNTH|LANTHEUS HOLDINGS CM|MSCO|MORGAN STANLEY & CO. LLC|984246
LNTH|LANTHEUS HOLDINGS CM|MSPL|MORGAN STANLEY & CO. LLC|219500
LNTH|LANTHEUS HOLDINGS CM|MSTX|MORGAN STANLEY & CO. LLC|51400
LNTH|LANTHEUS HOLDINGS CM|NATL|National Securities Corporation|230
LNTH|LANTHEUS HOLDINGS CM|NFSC|National Financial Services LLC|90931
LNTH|LANTHEUS HOLDINGS CM|NITE|VIRTU Americas LLC|249711
LNTH|LANTHEUS HOLDINGS CM|NITP|VIRTU Americas LLC|1967
LNTH|LANTHEUS HOLDINGS CM|NQRB|Brut, LLC|500
LNTH|LANTHEUS HOLDINGS CM|OPCO|Oppenheimer & Co. Inc.|192025
LNTH|LANTHEUS HOLDINGS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2240
LNTH|LANTHEUS HOLDINGS CM|PDQM|CODA MARKETS, INC.|11306
LNTH|LANTHEUS HOLDINGS CM|PNSR|Penserra Securities, LLC|13086
LNTH|LANTHEUS HOLDINGS CM|RAJA|Raymond James & Associates, Inc.|1293
LNTH|LANTHEUS HOLDINGS CM|RBCM|RBC CAPITAL MARKETS, LLC|1304
LNTH|LANTHEUS HOLDINGS CM|RHCO|Suntrust Robinson Humphrey, Inc.|1200
LNTH|LANTHEUS HOLDINGS CM|SAGL|SAGETRADER, LLC|200
LNTH|LANTHEUS HOLDINGS CM|SAGW|SAGETRADER, LLC|2777
LNTH|LANTHEUS HOLDINGS CM|SBSH|Citigroup Global Markets Inc.|137931
LNTH|LANTHEUS HOLDINGS CM|SGMT|GOLDMAN SACHS & CO. LLC|109351
LNTH|LANTHEUS HOLDINGS CM|SIDC|Sidoti & Company, LLC|10000
LNTH|LANTHEUS HOLDINGS CM|SPDR|SPEEDROUTE LLC|200
LNTH|LANTHEUS HOLDINGS CM|SPHN|Stephens Inc.|11801
LNTH|LANTHEUS HOLDINGS CM|STFL|Stifel, Nicolaus & Company, Incorporated|1407
LNTH|LANTHEUS HOLDINGS CM|SWIM|TD Ameritrade, Inc.|19226
LNTH|LANTHEUS HOLDINGS CM|TKNG|ALLY INVEST SECURITIES LLC|415
LNTH|LANTHEUS HOLDINGS CM|TRBT|Tradebot Systems, Inc.|10585
LNTH|LANTHEUS HOLDINGS CM|TRCM|TRC MARKETS LLC|80476
LNTH|LANTHEUS HOLDINGS CM|UBSA|UBS SECURITIES LLC|561192
LNTH|LANTHEUS HOLDINGS CM|UBSS|UBS Securities LLC|607096
LNTH|LANTHEUS HOLDINGS CM|VALX|VIRTU AMERICAS LLC|41646
LNTH|LANTHEUS HOLDINGS CM|VGRD|Vanguard Marketing Corporation|9739
LNTH|LANTHEUS HOLDINGS CM|WBPX|SUMMIT SECURITIES GROUP, LLC|400
LNTH|LANTHEUS HOLDINGS CM|WCHV|WELLS FARGO SECURITIES, LLC|20361
LNTH|LANTHEUS HOLDINGS CM|WEDB|WEDBUSH SECURITIES INC.|49
LNTH|LANTHEUS HOLDINGS CM|WEED|Weeden & Co.L.P.|33662
LNTH|LANTHEUS HOLDINGS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1686
LNTH|LANTHEUS HOLDINGS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29
LNTH|LANTHEUS HOLDINGS CM|WFPB|Wells Fargo Securities, LLC.|200
LNTH|LANTHEUS HOLDINGS CM|WSEA|WOLVERINE SECURITIES, LLC|208
LNTH|LANTHEUS HOLDINGS CM|XIST|INSTINET, LLC|75996
LNTH|LANTHEUS HOLDINGS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|17680
LNTH|LANTHEUS HOLDINGS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|284
LOAN|MANHATTAN BRIDGE|AGIS|Aegis Capital Corp.|12300
LOAN|MANHATTAN BRIDGE|APCC|Apex Clearing Corporation|573
LOAN|MANHATTAN BRIDGE|CANT|Cantor Fitzgerald & Co.|151
LOAN|MANHATTAN BRIDGE|CHAS|Charles Schwab & Co., Inc.|3
LOAN|MANHATTAN BRIDGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4865
LOAN|MANHATTAN BRIDGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1201
LOAN|MANHATTAN BRIDGE|DBAB|Deutsche Bank Securities Inc.|7477
LOAN|MANHATTAN BRIDGE|DBAX|Deutsche Bank Securities Inc.|400
LOAN|MANHATTAN BRIDGE|DEGS|RONIN PROFESSIONAL LLC|4024
LOAN|MANHATTAN BRIDGE|EBXL|EBX LLC|500
LOAN|MANHATTAN BRIDGE|ETRS|E*Trade Securities LLC|22433
LOAN|MANHATTAN BRIDGE|FBCO|Credit Suisse Securities (USA) LLC|1796
LOAN|MANHATTAN BRIDGE|FILL|Tradestation Securities, Inc.|919
LOAN|MANHATTAN BRIDGE|FMAF|NBCN Inc./ CDS|4218
LOAN|MANHATTAN BRIDGE|FOMA|TD AMERITRADE CLEARING, INC.|85196
LOAN|MANHATTAN BRIDGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|414
LOAN|MANHATTAN BRIDGE|FTBR|Foliofn Investments, Inc.|879
LOAN|MANHATTAN BRIDGE|GEBB|GLOBAL EXECUTION BROKERS, LP|567
LOAN|MANHATTAN BRIDGE|GSCO|GOLDMAN SACHS & CO. LLC|1
LOAN|MANHATTAN BRIDGE|IATS|INTERACTIVE BROKERS LLC|200
LOAN|MANHATTAN BRIDGE|IBKR|Interactive Brokers Llc|11875
LOAN|MANHATTAN BRIDGE|ICBX|INSTINET, LLC|200
LOAN|MANHATTAN BRIDGE|INCA|INSTINET, LLC|329
LOAN|MANHATTAN BRIDGE|INJX|INSTINET, LLC|100
LOAN|MANHATTAN BRIDGE|ITGI|ITG Inc.|1699
LOAN|MANHATTAN BRIDGE|ITGP|ITG INC.|400
LOAN|MANHATTAN BRIDGE|JANY|Janney Montgomery Scott Inc.|1000
LOAN|MANHATTAN BRIDGE|JPMX|J.P. Morgan Securities LLC|200
LOAN|MANHATTAN BRIDGE|KCGM|VIRTU Americas LLC|118
LOAN|MANHATTAN BRIDGE|LEHM|Barclays Capital Inc./Le|1264
LOAN|MANHATTAN BRIDGE|LIME|Lime Brokerage LLC|16956
LOAN|MANHATTAN BRIDGE|MAXM|Maxim Group LLC|2500
LOAN|MANHATTAN BRIDGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
LOAN|MANHATTAN BRIDGE|MSCO|MORGAN STANLEY & CO. LLC|19657
LOAN|MANHATTAN BRIDGE|NFSC|National Financial Services LLC|53647
LOAN|MANHATTAN BRIDGE|NITE|VIRTU Americas LLC|78612
LOAN|MANHATTAN BRIDGE|OPCO|Oppenheimer & Co. Inc.|409
LOAN|MANHATTAN BRIDGE|SBSH|Citigroup Global Markets Inc.|2000
LOAN|MANHATTAN BRIDGE|SGMT|GOLDMAN SACHS & CO. LLC|29
LOAN|MANHATTAN BRIDGE|SPDR|SPEEDROUTE LLC|166
LOAN|MANHATTAN BRIDGE|SWIM|TD Ameritrade, Inc.|2451
LOAN|MANHATTAN BRIDGE|TKNG|ALLY INVEST SECURITIES LLC|608
LOAN|MANHATTAN BRIDGE|TRCM|TRC MARKETS LLC|1900
LOAN|MANHATTAN BRIDGE|UBSA|UBS SECURITIES LLC|2070
LOAN|MANHATTAN BRIDGE|UBSS|UBS Securities LLC|7144
LOAN|MANHATTAN BRIDGE|VALX|VIRTU AMERICAS LLC|205
LOAN|MANHATTAN BRIDGE|VGRD|Vanguard Marketing Corporation|199
LOAN|MANHATTAN BRIDGE|WBLR|WILLIAM BLAIR|1093
LOAN|MANHATTAN BRIDGE|WCHV|WELLS FARGO SECURITIES, LLC|3099
LOAN|MANHATTAN BRIDGE|WEED|Weeden & Co.L.P.|30
LOAN|MANHATTAN BRIDGE|WSEA|WOLVERINE SECURITIES, LLC|1640
LOB|LIVE OAK BANCSH CM|ALTX|Alternet Securities Inc.|4943
LOB|LIVE OAK BANCSH CM|ANOS|ABEL/NOSER, L.L.C.|911
LOB|LIVE OAK BANCSH CM|APCC|Apex Clearing Corporation|175
LOB|LIVE OAK BANCSH CM|BATM|CBOE TRADING, INC.|1004
LOB|LIVE OAK BANCSH CM|BERN|Sanford C. Bernstein & Co., LLC|480
LOB|LIVE OAK BANCSH CM|BLKX|INSTINET, LLC|5000
LOB|LIVE OAK BANCSH CM|BMOC|BMO Capital Markets Corp.|3883
LOB|LIVE OAK BANCSH CM|BNPX|BNP PARIBAS SECURITIES CORP.|4217
LOB|LIVE OAK BANCSH CM|BTIG|BTIG, LLC|17
LOB|LIVE OAK BANCSH CM|BYXM|CBOE TRADING, INC.|802
LOB|LIVE OAK BANCSH CM|BZYD|GOLDMAN SACHS & CO. LLC|1914
LOB|LIVE OAK BANCSH CM|CANT|Cantor Fitzgerald & Co.|429
LOB|LIVE OAK BANCSH CM|CHAS|Charles Schwab & Co., Inc.|2
LOB|LIVE OAK BANCSH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25315
LOB|LIVE OAK BANCSH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
LOB|LIVE OAK BANCSH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|57
LOB|LIVE OAK BANCSH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39769
LOB|LIVE OAK BANCSH CM|CTDL|Citadel Derivatives Group Llc|4011
LOB|LIVE OAK BANCSH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|14034
LOB|LIVE OAK BANCSH CM|DAVA|Davenport & Company LLC|200
LOB|LIVE OAK BANCSH CM|DBAB|Deutsche Bank Securities Inc.|102516
LOB|LIVE OAK BANCSH CM|DBAX|Deutsche Bank Securities Inc.|63700
LOB|LIVE OAK BANCSH CM|DEAN|MORGAN STANLEY|121
LOB|LIVE OAK BANCSH CM|DEGS|RONIN PROFESSIONAL LLC|3355
LOB|LIVE OAK BANCSH CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1140
LOB|LIVE OAK BANCSH CM|EBXL|EBX LLC|76600
LOB|LIVE OAK BANCSH CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
LOB|LIVE OAK BANCSH CM|EDJO|Edward D. Jones & Co., L.P.|863
LOB|LIVE OAK BANCSH CM|EGAM|CBOE TRADING, INC.|7369
LOB|LIVE OAK BANCSH CM|EGXM|CBOE TRADING, INC.|1703
LOB|LIVE OAK BANCSH CM|EGXW|CBOE TRADING, INC.|100
LOB|LIVE OAK BANCSH CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5
LOB|LIVE OAK BANCSH CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4363
LOB|LIVE OAK BANCSH CM|ETRS|E*Trade Securities LLC|6125
LOB|LIVE OAK BANCSH CM|FBCO|Credit Suisse Securities (USA) LLC|387092
LOB|LIVE OAK BANCSH CM|FOMA|TD AMERITRADE CLEARING, INC.|16857
LOB|LIVE OAK BANCSH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24822
LOB|LIVE OAK BANCSH CM|FTBR|Foliofn Investments, Inc.|1465
LOB|LIVE OAK BANCSH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|8449
LOB|LIVE OAK BANCSH CM|GLIS|TD Securities Inc|1201
LOB|LIVE OAK BANCSH CM|GLPX|ACS EXECUTION SERVICES, LLC|1138
LOB|LIVE OAK BANCSH CM|GSCO|GOLDMAN SACHS & CO. LLC|405961
LOB|LIVE OAK BANCSH CM|GSCS|GOLDMAN SACHS & CO. LLC|6765
LOB|LIVE OAK BANCSH CM|GSLT|GOLDMAN SACHS & CO. LLC|2390
LOB|LIVE OAK BANCSH CM|GTSZ|GTS SECURITIES LLC|11368
LOB|LIVE OAK BANCSH CM|HRBF|American Enterprise Investment Services Inc.|5
LOB|LIVE OAK BANCSH CM|HSBC|HSBC Securities, Inc.|870
LOB|LIVE OAK BANCSH CM|IATS|INTERACTIVE BROKERS LLC|678
LOB|LIVE OAK BANCSH CM|IBKR|Interactive Brokers Llc|18474
LOB|LIVE OAK BANCSH CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|82
LOB|LIVE OAK BANCSH CM|ICBX|INSTINET, LLC|10100
LOB|LIVE OAK BANCSH CM|IEQY|CITADEL SECURITIES LLC|11300
LOB|LIVE OAK BANCSH CM|INCA|INSTINET, LLC|71262
LOB|LIVE OAK BANCSH CM|INJX|INSTINET, LLC|8227
LOB|LIVE OAK BANCSH CM|ITGI|ITG Inc.|17884
LOB|LIVE OAK BANCSH CM|ITGP|ITG INC.|48800
LOB|LIVE OAK BANCSH CM|JEFF|JEFFERIES LLC|41323
LOB|LIVE OAK BANCSH CM|JMPT|JUMP TRADING, LLC|3807
LOB|LIVE OAK BANCSH CM|JPBX|J.P. MORGAN SECURITIES LLC|3053
LOB|LIVE OAK BANCSH CM|JPMX|J.P. Morgan Securities LLC|120082
LOB|LIVE OAK BANCSH CM|JSJX|JANE STREET CAPITAL LLC|3462
LOB|LIVE OAK BANCSH CM|KCGM|VIRTU Americas LLC|16475
LOB|LIVE OAK BANCSH CM|LEHM|Barclays Capital Inc./Le|261165
LOB|LIVE OAK BANCSH CM|LIME|Lime Brokerage LLC|61282
LOB|LIVE OAK BANCSH CM|LMGP|LIME BROKERAGE LLC|3062
LOB|LIVE OAK BANCSH CM|LOOP|Loop Capital Markets LLC|98
LOB|LIVE OAK BANCSH CM|LQNA|LIQUIDNET, INC.|14000
LOB|LIVE OAK BANCSH CM|LSCI|Lek Securities Corporation|100
LOB|LIVE OAK BANCSH CM|MAXM|Maxim Group LLC|2679
LOB|LIVE OAK BANCSH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31876
LOB|LIVE OAK BANCSH CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|523
LOB|LIVE OAK BANCSH CM|MSCO|MORGAN STANLEY & CO. LLC|232997
LOB|LIVE OAK BANCSH CM|MSPL|MORGAN STANLEY & CO. LLC|61200
LOB|LIVE OAK BANCSH CM|MSTX|MORGAN STANLEY & CO. LLC|5600
LOB|LIVE OAK BANCSH CM|NFSC|National Financial Services LLC|29766
LOB|LIVE OAK BANCSH CM|NITE|VIRTU Americas LLC|114921
LOB|LIVE OAK BANCSH CM|NITP|VIRTU Americas LLC|1550
LOB|LIVE OAK BANCSH CM|NQRB|Brut, LLC|2559
LOB|LIVE OAK BANCSH CM|OPCO|Oppenheimer & Co. Inc.|28
LOB|LIVE OAK BANCSH CM|PDQM|CODA MARKETS, INC.|11003
LOB|LIVE OAK BANCSH CM|PWJC|UBS Financial Services, Inc.|350
LOB|LIVE OAK BANCSH CM|RAJA|Raymond James & Associates, Inc.|37698
LOB|LIVE OAK BANCSH CM|RBCM|RBC CAPITAL MARKETS, LLC|408
LOB|LIVE OAK BANCSH CM|SALI|INTL FCSTONE FINANCIAL INC.|244
LOB|LIVE OAK BANCSH CM|SBSH|Citigroup Global Markets Inc.|48107
LOB|LIVE OAK BANCSH CM|SDLR|Sandler, O'Neill & Partners, L.P.|8300
LOB|LIVE OAK BANCSH CM|SEIC|SEI Investments Distribution Co.|1000
LOB|LIVE OAK BANCSH CM|SGMT|GOLDMAN SACHS & CO. LLC|19596
LOB|LIVE OAK BANCSH CM|SIBO|Prime Executions, Inc.|3000
LOB|LIVE OAK BANCSH CM|SPDR|SPEEDROUTE LLC|11922
LOB|LIVE OAK BANCSH CM|STFL|Stifel, Nicolaus & Company, Incorporated|301
LOB|LIVE OAK BANCSH CM|STKP|STOCKPILE INVESTMENTS, INC.|18
LOB|LIVE OAK BANCSH CM|STRS|STRATEGAS RESEARCH PARTNERS|600
LOB|LIVE OAK BANCSH CM|SWIM|TD Ameritrade, Inc.|11887
LOB|LIVE OAK BANCSH CM|TKNG|ALLY INVEST SECURITIES LLC|65
LOB|LIVE OAK BANCSH CM|TRBT|Tradebot Systems, Inc.|5334
LOB|LIVE OAK BANCSH CM|TRCM|TRC MARKETS LLC|71930
LOB|LIVE OAK BANCSH CM|UBSS|UBS Securities LLC|175746
LOB|LIVE OAK BANCSH CM|VALX|VIRTU AMERICAS LLC|8868
LOB|LIVE OAK BANCSH CM|VGRD|Vanguard Marketing Corporation|458
LOB|LIVE OAK BANCSH CM|WCHV|WELLS FARGO SECURITIES, LLC|7932
LOB|LIVE OAK BANCSH CM|WEED|Weeden & Co.L.P.|200
LOB|LIVE OAK BANCSH CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|545
LOB|LIVE OAK BANCSH CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4921
LOB|LIVE OAK BANCSH CM|WSEA|WOLVERINE SECURITIES, LLC|1753
LOB|LIVE OAK BANCSH CM|XIST|INSTINET, LLC|7350
LOB|LIVE OAK BANCSH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|20200
LOB|LIVE OAK BANCSH CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|206
LOCO|EL POLLO LOCO CMN|ALTX|Alternet Securities Inc.|650
LOCO|EL POLLO LOCO CMN|ANOS|ABEL/NOSER, L.L.C.|4158
LOCO|EL POLLO LOCO CMN|APCC|Apex Clearing Corporation|1454
LOCO|EL POLLO LOCO CMN|BBNT|BB&T SECURITIES, LLC|200
LOCO|EL POLLO LOCO CMN|BERN|Sanford C. Bernstein & Co., LLC|1486
LOCO|EL POLLO LOCO CMN|BIMI|Banca IMI Securities Corp.|522
LOCO|EL POLLO LOCO CMN|BMOC|BMO Capital Markets Corp.|3330
LOCO|EL POLLO LOCO CMN|BNPX|BNP PARIBAS SECURITIES CORP.|4814
LOCO|EL POLLO LOCO CMN|BRVL|BLAYLOCK VAN, LLC|300
LOCO|EL POLLO LOCO CMN|BTIG|BTIG, LLC|23651
LOCO|EL POLLO LOCO CMN|BZYD|GOLDMAN SACHS & CO. LLC|3400
LOCO|EL POLLO LOCO CMN|CANT|Cantor Fitzgerald & Co.|182
LOCO|EL POLLO LOCO CMN|CHAS|Charles Schwab & Co., Inc.|1126
LOCO|EL POLLO LOCO CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25773
LOCO|EL POLLO LOCO CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
LOCO|EL POLLO LOCO CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|228
LOCO|EL POLLO LOCO CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|96586
LOCO|EL POLLO LOCO CMN|CTDL|Citadel Derivatives Group Llc|1838
LOCO|EL POLLO LOCO CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|120616
LOCO|EL POLLO LOCO CMN|DBAB|Deutsche Bank Securities Inc.|50890
LOCO|EL POLLO LOCO CMN|DBAX|Deutsche Bank Securities Inc.|96100
LOCO|EL POLLO LOCO CMN|DBUL|Deutsche Bank Securities Inc.|300
LOCO|EL POLLO LOCO CMN|DEAN|MORGAN STANLEY|7805
LOCO|EL POLLO LOCO CMN|DEGS|RONIN PROFESSIONAL LLC|3588
LOCO|EL POLLO LOCO CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10261
LOCO|EL POLLO LOCO CMN|EBXL|EBX LLC|41400
LOCO|EL POLLO LOCO CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|394
LOCO|EL POLLO LOCO CMN|EDJO|Edward D. Jones & Co., L.P.|200
LOCO|EL POLLO LOCO CMN|EGAM|CBOE TRADING, INC.|2837
LOCO|EL POLLO LOCO CMN|EGXM|CBOE TRADING, INC.|1874
LOCO|EL POLLO LOCO CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|12167
LOCO|EL POLLO LOCO CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18
LOCO|EL POLLO LOCO CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6978
LOCO|EL POLLO LOCO CMN|ETRS|E*Trade Securities LLC|101912
LOCO|EL POLLO LOCO CMN|FBCO|Credit Suisse Securities (USA) LLC|176848
LOCO|EL POLLO LOCO CMN|FILL|Tradestation Securities, Inc.|7357
LOCO|EL POLLO LOCO CMN|FMAF|NBCN Inc./ CDS|1700
LOCO|EL POLLO LOCO CMN|FOMA|TD AMERITRADE CLEARING, INC.|220448
LOCO|EL POLLO LOCO CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|74169
LOCO|EL POLLO LOCO CMN|FQLS|Quantlab Securities LP|38663
LOCO|EL POLLO LOCO CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50217
LOCO|EL POLLO LOCO CMN|FTBR|Foliofn Investments, Inc.|307
LOCO|EL POLLO LOCO CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|11882
LOCO|EL POLLO LOCO CMN|GLPX|ACS EXECUTION SERVICES, LLC|971
LOCO|EL POLLO LOCO CMN|GSCO|GOLDMAN SACHS & CO. LLC|159899
LOCO|EL POLLO LOCO CMN|GSCS|GOLDMAN SACHS & CO. LLC|17130
LOCO|EL POLLO LOCO CMN|GSLT|GOLDMAN SACHS & CO. LLC|750
LOCO|EL POLLO LOCO CMN|GTSZ|GTS SECURITIES LLC|25050
LOCO|EL POLLO LOCO CMN|HRBF|American Enterprise Investment Services Inc.|2428
LOCO|EL POLLO LOCO CMN|IATS|INTERACTIVE BROKERS LLC|7550
LOCO|EL POLLO LOCO CMN|IBKR|Interactive Brokers Llc|19062
LOCO|EL POLLO LOCO CMN|IBSJ|Integrity Brokerage Services, Inc.|800
LOCO|EL POLLO LOCO CMN|ICBX|INSTINET, LLC|22429
LOCO|EL POLLO LOCO CMN|IEQY|CITADEL SECURITIES LLC|3236
LOCO|EL POLLO LOCO CMN|INCA|INSTINET, LLC|146006
LOCO|EL POLLO LOCO CMN|INJX|INSTINET, LLC|2764
LOCO|EL POLLO LOCO CMN|ITGI|ITG Inc.|3675
LOCO|EL POLLO LOCO CMN|ITGP|ITG INC.|85600
LOCO|EL POLLO LOCO CMN|JEFF|JEFFERIES LLC|23057
LOCO|EL POLLO LOCO CMN|JMPT|JUMP TRADING, LLC|755
LOCO|EL POLLO LOCO CMN|JPBX|J.P. MORGAN SECURITIES LLC|27469
LOCO|EL POLLO LOCO CMN|JPMX|J.P. Morgan Securities LLC|237458
LOCO|EL POLLO LOCO CMN|JSJX|JANE STREET CAPITAL LLC|2554
LOCO|EL POLLO LOCO CMN|KCGM|VIRTU Americas LLC|12361
LOCO|EL POLLO LOCO CMN|LEHM|Barclays Capital Inc./Le|261065
LOCO|EL POLLO LOCO CMN|LIME|Lime Brokerage LLC|30200
LOCO|EL POLLO LOCO CMN|MAXM|Maxim Group LLC|2046
LOCO|EL POLLO LOCO CMN|MKMP|MKM Partners LLC|250
LOCO|EL POLLO LOCO CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|185440
LOCO|EL POLLO LOCO CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2859
LOCO|EL POLLO LOCO CMN|MSCO|MORGAN STANLEY & CO. LLC|483679
LOCO|EL POLLO LOCO CMN|MSPL|MORGAN STANLEY & CO. LLC|325500
LOCO|EL POLLO LOCO CMN|MSTX|MORGAN STANLEY & CO. LLC|96500
LOCO|EL POLLO LOCO CMN|NFSC|National Financial Services LLC|170288
LOCO|EL POLLO LOCO CMN|NITE|VIRTU Americas LLC|384588
LOCO|EL POLLO LOCO CMN|NITP|VIRTU Americas LLC|1100
LOCO|EL POLLO LOCO CMN|NQRB|Brut, LLC|300
LOCO|EL POLLO LOCO CMN|OHOS|TWO SIGMA SECURITIES, LLC|7399
LOCO|EL POLLO LOCO CMN|OPCO|Oppenheimer & Co. Inc.|700
LOCO|EL POLLO LOCO CMN|PDQM|CODA MARKETS, INC.|31869
LOCO|EL POLLO LOCO CMN|PWJC|UBS Financial Services, Inc.|150
LOCO|EL POLLO LOCO CMN|RAJA|Raymond James & Associates, Inc.|9951
LOCO|EL POLLO LOCO CMN|RBCM|RBC CAPITAL MARKETS, LLC|30000
LOCO|EL POLLO LOCO CMN|RHCO|Suntrust Robinson Humphrey, Inc.|19740
LOCO|EL POLLO LOCO CMN|SAGL|SAGETRADER, LLC|100
LOCO|EL POLLO LOCO CMN|SALI|INTL FCSTONE FINANCIAL INC.|500
LOCO|EL POLLO LOCO CMN|SBSH|Citigroup Global Markets Inc.|74970
LOCO|EL POLLO LOCO CMN|SGMT|GOLDMAN SACHS & CO. LLC|30197
LOCO|EL POLLO LOCO CMN|SPDR|SPEEDROUTE LLC|1072
LOCO|EL POLLO LOCO CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
LOCO|EL POLLO LOCO CMN|STFL|Stifel, Nicolaus & Company, Incorporated|12988
LOCO|EL POLLO LOCO CMN|STXG|Stockcross Financial Services, Inc.|200
LOCO|EL POLLO LOCO CMN|SWIM|TD Ameritrade, Inc.|68604
LOCO|EL POLLO LOCO CMN|SWST|Hilltop Securities Inc.|450
LOCO|EL POLLO LOCO CMN|TKNG|ALLY INVEST SECURITIES LLC|5038
LOCO|EL POLLO LOCO CMN|TRBT|Tradebot Systems, Inc.|4300
LOCO|EL POLLO LOCO CMN|TRCM|TRC MARKETS LLC|50348
LOCO|EL POLLO LOCO CMN|UBSA|UBS SECURITIES LLC|291995
LOCO|EL POLLO LOCO CMN|UBSS|UBS Securities LLC|239609
LOCO|EL POLLO LOCO CMN|VALX|VIRTU AMERICAS LLC|34407
LOCO|EL POLLO LOCO CMN|VGRD|Vanguard Marketing Corporation|20334
LOCO|EL POLLO LOCO CMN|WABR|Wall Street Access|200
LOCO|EL POLLO LOCO CMN|WBLR|WILLIAM BLAIR|300
LOCO|EL POLLO LOCO CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|600
LOCO|EL POLLO LOCO CMN|WCHV|WELLS FARGO SECURITIES, LLC|175799
LOCO|EL POLLO LOCO CMN|WEDB|WEDBUSH SECURITIES INC.|1200
LOCO|EL POLLO LOCO CMN|WEED|Weeden & Co.L.P.|6600
LOCO|EL POLLO LOCO CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5675
LOCO|EL POLLO LOCO CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1528
LOCO|EL POLLO LOCO CMN|WFPB|Wells Fargo Securities, LLC.|100
LOCO|EL POLLO LOCO CMN|WGIF|CIBC World Markets Inc.|150
LOCO|EL POLLO LOCO CMN|WSEA|WOLVERINE SECURITIES, LLC|5096
LOCO|EL POLLO LOCO CMN|XIST|INSTINET, LLC|1010
LOCO|EL POLLO LOCO CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|15268
LOCO|EL POLLO LOCO CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|93
LOCO|EL POLLO LOCO CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1950
LODE|COMSTOCK MINING INC|APCC|Apex Clearing Corporation|15611
LODE|COMSTOCK MINING INC|BATM|CBOE TRADING, INC.|1994
LODE|COMSTOCK MINING INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
LODE|COMSTOCK MINING INC|CHAS|Charles Schwab & Co., Inc.|169
LODE|COMSTOCK MINING INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5100
LODE|COMSTOCK MINING INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1093
LODE|COMSTOCK MINING INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|450
LODE|COMSTOCK MINING INC|DBAB|Deutsche Bank Securities Inc.|23016
LODE|COMSTOCK MINING INC|DBAX|Deutsche Bank Securities Inc.|1600
LODE|COMSTOCK MINING INC|DEAN|MORGAN STANLEY|43377
LODE|COMSTOCK MINING INC|EBXL|EBX LLC|4900
LODE|COMSTOCK MINING INC|EGAM|CBOE TRADING, INC.|1000
LODE|COMSTOCK MINING INC|EGXM|CBOE TRADING, INC.|780
LODE|COMSTOCK MINING INC|ETCB|ETC BROKERAGE SERVICES, LLC|5
LODE|COMSTOCK MINING INC|ETRS|E*Trade Securities LLC|259985
LODE|COMSTOCK MINING INC|FBSB|U.S. Bancorp Investments, Inc.|5099
LODE|COMSTOCK MINING INC|FILL|Tradestation Securities, Inc.|22450
LODE|COMSTOCK MINING INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|499
LODE|COMSTOCK MINING INC|FTBR|Foliofn Investments, Inc.|453349
LODE|COMSTOCK MINING INC|GLIS|TD Securities Inc|17100
LODE|COMSTOCK MINING INC|GSCO|GOLDMAN SACHS & CO. LLC|9590
LODE|COMSTOCK MINING INC|GSLT|GOLDMAN SACHS & CO. LLC|51052
LODE|COMSTOCK MINING INC|IBKR|Interactive Brokers Llc|213951
LODE|COMSTOCK MINING INC|ICBX|INSTINET, LLC|1799
LODE|COMSTOCK MINING INC|INCA|INSTINET, LLC|1259
LODE|COMSTOCK MINING INC|ITGP|ITG INC.|1000
LODE|COMSTOCK MINING INC|JMPT|JUMP TRADING, LLC|2580
LODE|COMSTOCK MINING INC|JPBX|J.P. MORGAN SECURITIES LLC|200
LODE|COMSTOCK MINING INC|JPMX|J.P. Morgan Securities LLC|10000
LODE|COMSTOCK MINING INC|KCGM|VIRTU Americas LLC|700
LODE|COMSTOCK MINING INC|LEHM|Barclays Capital Inc./Le|19800
LODE|COMSTOCK MINING INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
LODE|COMSTOCK MINING INC|MSCO|MORGAN STANLEY & CO. LLC|263642
LODE|COMSTOCK MINING INC|MSPL|MORGAN STANLEY & CO. LLC|500
LODE|COMSTOCK MINING INC|NFSC|National Financial Services LLC|1677049
LODE|COMSTOCK MINING INC|NITE|VIRTU Americas LLC|1704409
LODE|COMSTOCK MINING INC|NTBF|BMO Nesbitt Burns Inc./CDS|49849
LODE|COMSTOCK MINING INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2700
LODE|COMSTOCK MINING INC|PCPT|PHILLIP CAPITAL INC.|20800
LODE|COMSTOCK MINING INC|PDQM|CODA MARKETS, INC.|11407
LODE|COMSTOCK MINING INC|RBCM|RBC CAPITAL MARKETS, LLC|1000
LODE|COMSTOCK MINING INC|SAGL|SAGETRADER, LLC|34806
LODE|COMSTOCK MINING INC|SALI|INTL FCSTONE FINANCIAL INC.|460
LODE|COMSTOCK MINING INC|SBSH|Citigroup Global Markets Inc.|275
LODE|COMSTOCK MINING INC|SGMT|GOLDMAN SACHS & CO. LLC|2906
LODE|COMSTOCK MINING INC|SPDR|SPEEDROUTE LLC|200
LODE|COMSTOCK MINING INC|STFL|Stifel, Nicolaus & Company, Incorporated|3001
LODE|COMSTOCK MINING INC|SWIM|TD Ameritrade, Inc.|180672
LODE|COMSTOCK MINING INC|TKNG|ALLY INVEST SECURITIES LLC|390
LODE|COMSTOCK MINING INC|TWTT|TASTYWORKS, INC.|2000
LODE|COMSTOCK MINING INC|UBSA|UBS SECURITIES LLC|23734
LODE|COMSTOCK MINING INC|UBSS|UBS Securities LLC|103169
LODE|COMSTOCK MINING INC|VGRD|Vanguard Marketing Corporation|72600
LODE|COMSTOCK MINING INC|VSIN|Vision Financial Markets Llc|4000
LODE|COMSTOCK MINING INC|WCHV|WELLS FARGO SECURITIES, LLC|3
LODE|COMSTOCK MINING INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|52236
LODE|COMSTOCK MINING INC|WGIF|CIBC World Markets Inc.|2400
LODE|COMSTOCK MINING INC|WSEA|WOLVERINE SECURITIES, LLC|65345
LODE|COMSTOCK MINING INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2516
LOGI|LOGITECH INT SA|AGIS|Aegis Capital Corp.|625
LOGI|LOGITECH INT SA|ALTX|Alternet Securities Inc.|2100
LOGI|LOGITECH INT SA|APCC|Apex Clearing Corporation|1101
LOGI|LOGITECH INT SA|BARD|Robert W. Baird & Co. Incorporated|1331
LOGI|LOGITECH INT SA|BATM|CBOE TRADING, INC.|3029
LOGI|LOGITECH INT SA|BAYT|BTIG, LLC|20253
LOGI|LOGITECH INT SA|BBNT|BB&T SECURITIES, LLC|57
LOGI|LOGITECH INT SA|BERN|Sanford C. Bernstein & Co., LLC|1877
LOGI|LOGITECH INT SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17861
LOGI|LOGITECH INT SA|BLKX|INSTINET, LLC|9600
LOGI|LOGITECH INT SA|BTIG|BTIG, LLC|10549
LOGI|LOGITECH INT SA|BYXM|CBOE TRADING, INC.|10
LOGI|LOGITECH INT SA|BZYD|GOLDMAN SACHS & CO. LLC|639
LOGI|LOGITECH INT SA|CANT|Cantor Fitzgerald & Co.|1261
LOGI|LOGITECH INT SA|CBRA|Cobra Trading, Inc.|100
LOGI|LOGITECH INT SA|CHAS|Charles Schwab & Co., Inc.|1569
LOGI|LOGITECH INT SA|CIST|Capital Institutional Services, Inc.|2
LOGI|LOGITECH INT SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
LOGI|LOGITECH INT SA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
LOGI|LOGITECH INT SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103212
LOGI|LOGITECH INT SA|CTDL|Citadel Derivatives Group Llc|4043
LOGI|LOGITECH INT SA|CTLR|CUTLER GROUP, LP|2068
LOGI|LOGITECH INT SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|3440
LOGI|LOGITECH INT SA|DBAB|Deutsche Bank Securities Inc.|119585
LOGI|LOGITECH INT SA|DBAX|Deutsche Bank Securities Inc.|66300
LOGI|LOGITECH INT SA|DBUL|Deutsche Bank Securities Inc.|829
LOGI|LOGITECH INT SA|DCHF|Dart Executions, LLC|626
LOGI|LOGITECH INT SA|DEAN|MORGAN STANLEY|2157
LOGI|LOGITECH INT SA|DEGS|RONIN PROFESSIONAL LLC|10248
LOGI|LOGITECH INT SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
LOGI|LOGITECH INT SA|EBXL|EBX LLC|33000
LOGI|LOGITECH INT SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|2268
LOGI|LOGITECH INT SA|EDJO|Edward D. Jones & Co., L.P.|306
LOGI|LOGITECH INT SA|EGAM|CBOE TRADING, INC.|1619
LOGI|LOGITECH INT SA|EGAW|CBOE TRADING, INC.|112
LOGI|LOGITECH INT SA|EGMT|EG MARKET TECHNOLOGIES LLC|252
LOGI|LOGITECH INT SA|EGXM|CBOE TRADING, INC.|961
LOGI|LOGITECH INT SA|EGXW|CBOE TRADING, INC.|200
LOGI|LOGITECH INT SA|ETBE|Electronic Transaction Clearing, Inc.|6817
LOGI|LOGITECH INT SA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|41770
LOGI|LOGITECH INT SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13210
LOGI|LOGITECH INT SA|ETRS|E*Trade Securities LLC|60634
LOGI|LOGITECH INT SA|FBCO|Credit Suisse Securities (USA) LLC|176415
LOGI|LOGITECH INT SA|FILL|Tradestation Securities, Inc.|638
LOGI|LOGITECH INT SA|FMAF|NBCN Inc./ CDS|693
LOGI|LOGITECH INT SA|FOMA|TD AMERITRADE CLEARING, INC.|50380
LOGI|LOGITECH INT SA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19039
LOGI|LOGITECH INT SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125122
LOGI|LOGITECH INT SA|FTBR|Foliofn Investments, Inc.|9673
LOGI|LOGITECH INT SA|GEBB|GLOBAL EXECUTION BROKERS, LP|3675
LOGI|LOGITECH INT SA|GLIS|TD Securities Inc|100
LOGI|LOGITECH INT SA|GLPX|ACS EXECUTION SERVICES, LLC|842
LOGI|LOGITECH INT SA|GSCO|GOLDMAN SACHS & CO. LLC|104711
LOGI|LOGITECH INT SA|GSCS|GOLDMAN SACHS & CO. LLC|54758
LOGI|LOGITECH INT SA|GSLT|GOLDMAN SACHS & CO. LLC|4147
LOGI|LOGITECH INT SA|GTSZ|GTS SECURITIES LLC|88656
LOGI|LOGITECH INT SA|HAPX|HAP Trading, LLC|480
LOGI|LOGITECH INT SA|HRBF|American Enterprise Investment Services Inc.|2404
LOGI|LOGITECH INT SA|HSBC|HSBC Securities, Inc.|381
LOGI|LOGITECH INT SA|IATS|INTERACTIVE BROKERS LLC|23018
LOGI|LOGITECH INT SA|IBKR|Interactive Brokers Llc|124575
LOGI|LOGITECH INT SA|ICBX|INSTINET, LLC|5800
LOGI|LOGITECH INT SA|INCA|INSTINET, LLC|119637
LOGI|LOGITECH INT SA|INJX|INSTINET, LLC|6405
LOGI|LOGITECH INT SA|ITGI|ITG Inc.|11120
LOGI|LOGITECH INT SA|ITGP|ITG INC.|34800
LOGI|LOGITECH INT SA|JEFF|JEFFERIES LLC|13358
LOGI|LOGITECH INT SA|JMPT|JUMP TRADING, LLC|17449
LOGI|LOGITECH INT SA|JONE|JonesTrading|465
LOGI|LOGITECH INT SA|JPBX|J.P. MORGAN SECURITIES LLC|3004
LOGI|LOGITECH INT SA|JPMX|J.P. Morgan Securities LLC|83662
LOGI|LOGITECH INT SA|JSJX|JANE STREET CAPITAL LLC|46932
LOGI|LOGITECH INT SA|KCGM|VIRTU Americas LLC|10995
LOGI|LOGITECH INT SA|LEHM|Barclays Capital Inc./Le|365813
LOGI|LOGITECH INT SA|LIME|Lime Brokerage LLC|357711
LOGI|LOGITECH INT SA|LMGP|LIME BROKERAGE LLC|3688
LOGI|LOGITECH INT SA|LOOP|Loop Capital Markets LLC|500
LOGI|LOGITECH INT SA|LSCI|Lek Securities Corporation|4512
LOGI|LOGITECH INT SA|MBTS|ALLY INVEST SECURITIES LLC|224
LOGI|LOGITECH INT SA|MCMF|Raymond James Ltd. Cds|275
LOGI|LOGITECH INT SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25286
LOGI|LOGITECH INT SA|MOTF|MOTIF INVESTING, INC.|24
LOGI|LOGITECH INT SA|MSCO|MORGAN STANLEY & CO. LLC|670377
LOGI|LOGITECH INT SA|MSPL|MORGAN STANLEY & CO. LLC|166400
LOGI|LOGITECH INT SA|MSTX|MORGAN STANLEY & CO. LLC|23000
LOGI|LOGITECH INT SA|NBCS|NBC Securities, INC.|100
LOGI|LOGITECH INT SA|NEED|Needham & Company, LLC|6678
LOGI|LOGITECH INT SA|NFSC|National Financial Services LLC|111865
LOGI|LOGITECH INT SA|NITE|VIRTU Americas LLC|300937
LOGI|LOGITECH INT SA|NITP|VIRTU Americas LLC|806
LOGI|LOGITECH INT SA|NQRB|Brut, LLC|429
LOGI|LOGITECH INT SA|OHOS|TWO SIGMA SECURITIES, LLC|48880
LOGI|LOGITECH INT SA|OLDM|OLD MISSION CAPITAL, LLC|37332
LOGI|LOGITECH INT SA|PDQM|CODA MARKETS, INC.|615
LOGI|LOGITECH INT SA|PWJC|UBS Financial Services, Inc.|6913
LOGI|LOGITECH INT SA|RAJA|Raymond James & Associates, Inc.|2658
LOGI|LOGITECH INT SA|RBCM|RBC CAPITAL MARKETS, LLC|400
LOGI|LOGITECH INT SA|SAGL|SAGETRADER, LLC|100
LOGI|LOGITECH INT SA|SBSH|Citigroup Global Markets Inc.|8052
LOGI|LOGITECH INT SA|SEIC|SEI Investments Distribution Co.|200
LOGI|LOGITECH INT SA|SGMT|GOLDMAN SACHS & CO. LLC|21630
LOGI|LOGITECH INT SA|SPDR|SPEEDROUTE LLC|600
LOGI|LOGITECH INT SA|STFL|Stifel, Nicolaus & Company, Incorporated|8129
LOGI|LOGITECH INT SA|STKP|STOCKPILE INVESTMENTS, INC.|26
LOGI|LOGITECH INT SA|SWIM|TD Ameritrade, Inc.|8212
LOGI|LOGITECH INT SA|TKNG|ALLY INVEST SECURITIES LLC|3318
LOGI|LOGITECH INT SA|TOUR|TOURMALINE PARTNERS, LLC|7200
LOGI|LOGITECH INT SA|TRBT|Tradebot Systems, Inc.|114023
LOGI|LOGITECH INT SA|TRCM|TRC MARKETS LLC|63209
LOGI|LOGITECH INT SA|TWTT|TASTYWORKS, INC.|1441
LOGI|LOGITECH INT SA|UBSA|UBS SECURITIES LLC|135118
LOGI|LOGITECH INT SA|UBSS|UBS Securities LLC|549975
LOGI|LOGITECH INT SA|VALX|VIRTU AMERICAS LLC|42846
LOGI|LOGITECH INT SA|VERT|The Vertical Trading Group, LLC|100
LOGI|LOGITECH INT SA|VGRD|Vanguard Marketing Corporation|4795
LOGI|LOGITECH INT SA|WBPX|SUMMIT SECURITIES GROUP, LLC|600
LOGI|LOGITECH INT SA|WCHV|WELLS FARGO SECURITIES, LLC|4822
LOGI|LOGITECH INT SA|WEDB|WEDBUSH SECURITIES INC.|35090
LOGI|LOGITECH INT SA|WEED|Weeden & Co.L.P.|420
LOGI|LOGITECH INT SA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6332
LOGI|LOGITECH INT SA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22825
LOGI|LOGITECH INT SA|WSEA|WOLVERINE SECURITIES, LLC|5471
LOGI|LOGITECH INT SA|XIST|INSTINET, LLC|3000
LOGI|LOGITECH INT SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
LOGI|LOGITECH INT SA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1012
LOGM|LOGMEIN, INC.|AGIS|Aegis Capital Corp.|275
LOGM|LOGMEIN, INC.|ANOS|ABEL/NOSER, L.L.C.|490
LOGM|LOGMEIN, INC.|APCC|Apex Clearing Corporation|26
LOGM|LOGMEIN, INC.|AQUA|AQUA SECURITIES L.P.|2600
LOGM|LOGMEIN, INC.|BANK|Primevest Financial Services, Inc.|3
LOGM|LOGMEIN, INC.|BARD|Robert W. Baird & Co. Incorporated|2753
LOGM|LOGMEIN, INC.|BATM|CBOE TRADING, INC.|5722
LOGM|LOGMEIN, INC.|BAYC|BAY CREST PARTNERS, LLC|1800
LOGM|LOGMEIN, INC.|BAYT|BTIG, LLC|300
LOGM|LOGMEIN, INC.|BBNT|BB&T SECURITIES, LLC|1336
LOGM|LOGMEIN, INC.|BERN|Sanford C. Bernstein & Co., LLC|29277
LOGM|LOGMEIN, INC.|BIDS|BIDS TRADING L.P.|11800
LOGM|LOGMEIN, INC.|BIMI|Banca IMI Securities Corp.|1000
LOGM|LOGMEIN, INC.|BKCM|BNY Mellon Capital Markets LLC|7443
LOGM|LOGMEIN, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1068
LOGM|LOGMEIN, INC.|BLKX|INSTINET, LLC|176352
LOGM|LOGMEIN, INC.|BMOC|BMO Capital Markets Corp.|1190
LOGM|LOGMEIN, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|19389
LOGM|LOGMEIN, INC.|BRVL|BLAYLOCK VAN, LLC|100
LOGM|LOGMEIN, INC.|BTIG|BTIG, LLC|16746
LOGM|LOGMEIN, INC.|BYXM|CBOE TRADING, INC.|230
LOGM|LOGMEIN, INC.|CANT|Cantor Fitzgerald & Co.|2194
LOGM|LOGMEIN, INC.|CHAS|Charles Schwab & Co., Inc.|802
LOGM|LOGMEIN, INC.|CIST|Capital Institutional Services, Inc.|114
LOGM|LOGMEIN, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139977
LOGM|LOGMEIN, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|231
LOGM|LOGMEIN, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|742
LOGM|LOGMEIN, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137920
LOGM|LOGMEIN, INC.|CSMS|CORNERSTONE MACRO LLC|10000
LOGM|LOGMEIN, INC.|CTDL|Citadel Derivatives Group Llc|18866
LOGM|LOGMEIN, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|56916
LOGM|LOGMEIN, INC.|DADA|D.A. Davidson & Co.|51
LOGM|LOGMEIN, INC.|DBAB|Deutsche Bank Securities Inc.|723901
LOGM|LOGMEIN, INC.|DBAX|Deutsche Bank Securities Inc.|481300
LOGM|LOGMEIN, INC.|DBUL|Deutsche Bank Securities Inc.|1200
LOGM|LOGMEIN, INC.|DEAN|MORGAN STANLEY|7556
LOGM|LOGMEIN, INC.|DEGS|RONIN PROFESSIONAL LLC|542
LOGM|LOGMEIN, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|647
LOGM|LOGMEIN, INC.|EBXL|EBX LLC|167200
LOGM|LOGMEIN, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
LOGM|LOGMEIN, INC.|EDJO|Edward D. Jones & Co., L.P.|4976
LOGM|LOGMEIN, INC.|EGAM|CBOE TRADING, INC.|39045
LOGM|LOGMEIN, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|425
LOGM|LOGMEIN, INC.|EGXM|CBOE TRADING, INC.|814
LOGM|LOGMEIN, INC.|ETBE|Electronic Transaction Clearing, Inc.|3009
LOGM|LOGMEIN, INC.|ETCC|Electronic Transaction Clearing, Inc.|680
LOGM|LOGMEIN, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|43417
LOGM|LOGMEIN, INC.|ETRS|E*Trade Securities LLC|20771
LOGM|LOGMEIN, INC.|FBCO|Credit Suisse Securities (USA) LLC|329640
LOGM|LOGMEIN, INC.|FILL|Tradestation Securities, Inc.|1215
LOGM|LOGMEIN, INC.|FMAF|NBCN Inc./ CDS|5
LOGM|LOGMEIN, INC.|FOMA|TD AMERITRADE CLEARING, INC.|31062
LOGM|LOGMEIN, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1867
LOGM|LOGMEIN, INC.|FQLS|Quantlab Securities LP|376848
LOGM|LOGMEIN, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26327
LOGM|LOGMEIN, INC.|FTBR|Foliofn Investments, Inc.|171
LOGM|LOGMEIN, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|8275
LOGM|LOGMEIN, INC.|GLIS|TD Securities Inc|29
LOGM|LOGMEIN, INC.|GLPX|ACS EXECUTION SERVICES, LLC|563
LOGM|LOGMEIN, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1373826
LOGM|LOGMEIN, INC.|GSCS|GOLDMAN SACHS & CO. LLC|7652
LOGM|LOGMEIN, INC.|GSLT|GOLDMAN SACHS & CO. LLC|7450
LOGM|LOGMEIN, INC.|GTSZ|GTS SECURITIES LLC|1391
LOGM|LOGMEIN, INC.|HRBF|American Enterprise Investment Services Inc.|1816
LOGM|LOGMEIN, INC.|HSBC|HSBC Securities, Inc.|8932
LOGM|LOGMEIN, INC.|IBKR|Interactive Brokers Llc|40155
LOGM|LOGMEIN, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|581
LOGM|LOGMEIN, INC.|ICBX|INSTINET, LLC|27500
LOGM|LOGMEIN, INC.|IEQY|CITADEL SECURITIES LLC|70378
LOGM|LOGMEIN, INC.|INCA|INSTINET, LLC|365848
LOGM|LOGMEIN, INC.|INJX|INSTINET, LLC|20964
LOGM|LOGMEIN, INC.|ITGI|ITG Inc.|39159
LOGM|LOGMEIN, INC.|ITGP|ITG INC.|304000
LOGM|LOGMEIN, INC.|JANY|Janney Montgomery Scott Inc.|278
LOGM|LOGMEIN, INC.|JEFF|JEFFERIES LLC|166429
LOGM|LOGMEIN, INC.|JMPT|JUMP TRADING, LLC|39331
LOGM|LOGMEIN, INC.|JONE|JonesTrading|381
LOGM|LOGMEIN, INC.|JPBX|J.P. MORGAN SECURITIES LLC|73763
LOGM|LOGMEIN, INC.|JPMX|J.P. Morgan Securities LLC|323701
LOGM|LOGMEIN, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
LOGM|LOGMEIN, INC.|KCGM|VIRTU Americas LLC|50772
LOGM|LOGMEIN, INC.|LEER|LEERINK PARTNERS LLC|330
LOGM|LOGMEIN, INC.|LEHM|Barclays Capital Inc./Le|638587
LOGM|LOGMEIN, INC.|LIME|Lime Brokerage LLC|108863
LOGM|LOGMEIN, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|23668
LOGM|LOGMEIN, INC.|LQNA|LIQUIDNET, INC.|72000
LOGM|LOGMEIN, INC.|LSCI|Lek Securities Corporation|20
LOGM|LOGMEIN, INC.|MACC|Mid Atlantic Capital Corporation|80
LOGM|LOGMEIN, INC.|MACQ|Macquarie Capital (USA) Inc.|1000
LOGM|LOGMEIN, INC.|MAXM|Maxim Group LLC|166
LOGM|LOGMEIN, INC.|MBTS|ALLY INVEST SECURITIES LLC|159
LOGM|LOGMEIN, INC.|MCMF|Raymond James Ltd. Cds|300
LOGM|LOGMEIN, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|85574
LOGM|LOGMEIN, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
LOGM|LOGMEIN, INC.|MSCO|MORGAN STANLEY & CO. LLC|1556739
LOGM|LOGMEIN, INC.|MSPL|MORGAN STANLEY & CO. LLC|99700
LOGM|LOGMEIN, INC.|MSTX|MORGAN STANLEY & CO. LLC|112900
LOGM|LOGMEIN, INC.|MWCC|Monness Crespi Hardt & Co., Inc.|4212
LOGM|LOGMEIN, INC.|MZHO|Mizuho Securities USA LLC|26000
LOGM|LOGMEIN, INC.|NFSC|National Financial Services LLC|186271
LOGM|LOGMEIN, INC.|NITE|VIRTU Americas LLC|89233
LOGM|LOGMEIN, INC.|NITP|VIRTU Americas LLC|5059
LOGM|LOGMEIN, INC.|NORT|Northland Securities, Inc.|3378
LOGM|LOGMEIN, INC.|NQRB|Brut, LLC|4042
LOGM|LOGMEIN, INC.|OPCO|Oppenheimer & Co. Inc.|196135
LOGM|LOGMEIN, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2014
LOGM|LOGMEIN, INC.|PCPT|PHILLIP CAPITAL INC.|18
LOGM|LOGMEIN, INC.|PDQM|CODA MARKETS, INC.|355930
LOGM|LOGMEIN, INC.|PHLY|NASDAQ Execution Services, LLC|400
LOGM|LOGMEIN, INC.|PIPR|Piper Jaffray & Co.|2108
LOGM|LOGMEIN, INC.|PWJC|UBS Financial Services, Inc.|930
LOGM|LOGMEIN, INC.|RAJA|Raymond James & Associates, Inc.|6598
LOGM|LOGMEIN, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1848
LOGM|LOGMEIN, INC.|RGLD|Regal Securities, Inc|308
LOGM|LOGMEIN, INC.|SAGL|SAGETRADER, LLC|1114
LOGM|LOGMEIN, INC.|SAGW|SAGETRADER, LLC|325
LOGM|LOGMEIN, INC.|SALI|INTL FCSTONE FINANCIAL INC.|3
LOGM|LOGMEIN, INC.|SBSH|Citigroup Global Markets Inc.|207972
LOGM|LOGMEIN, INC.|SGMT|GOLDMAN SACHS & CO. LLC|461812
LOGM|LOGMEIN, INC.|SJLS|TRADE INFORMATICS LLC|100
LOGM|LOGMEIN, INC.|SPDR|SPEEDROUTE LLC|15744
LOGM|LOGMEIN, INC.|SPHN|Stephens Inc.|13800
LOGM|LOGMEIN, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|293
LOGM|LOGMEIN, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1407
LOGM|LOGMEIN, INC.|SWIM|TD Ameritrade, Inc.|2134
LOGM|LOGMEIN, INC.|SWST|Hilltop Securities Inc.|931
LOGM|LOGMEIN, INC.|TKNG|ALLY INVEST SECURITIES LLC|29
LOGM|LOGMEIN, INC.|TONC|CUTTONE & CO., LLC|1737
LOGM|LOGMEIN, INC.|TRBT|Tradebot Systems, Inc.|55515
LOGM|LOGMEIN, INC.|TRCM|TRC MARKETS LLC|78191
LOGM|LOGMEIN, INC.|UBSA|UBS SECURITIES LLC|426109
LOGM|LOGMEIN, INC.|UBSS|UBS Securities LLC|677651
LOGM|LOGMEIN, INC.|VALX|VIRTU AMERICAS LLC|2308
LOGM|LOGMEIN, INC.|VGRD|Vanguard Marketing Corporation|3013
LOGM|LOGMEIN, INC.|VIEW|VIEWTRADE SECURITIES LLC|200
LOGM|LOGMEIN, INC.|WBLR|WILLIAM BLAIR|2600
LOGM|LOGMEIN, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2120
LOGM|LOGMEIN, INC.|WCHV|WELLS FARGO SECURITIES, LLC|62286
LOGM|LOGMEIN, INC.|WDNX|WEEDEN & CO.L.P.|3394
LOGM|LOGMEIN, INC.|WEDB|WEDBUSH SECURITIES INC.|54
LOGM|LOGMEIN, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2959
LOGM|LOGMEIN, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1837
LOGM|LOGMEIN, INC.|WGIF|CIBC World Markets Inc.|101
LOGM|LOGMEIN, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|135
LOGM|LOGMEIN, INC.|WSEA|WOLVERINE SECURITIES, LLC|1041
LOGM|LOGMEIN, INC.|XIST|INSTINET, LLC|56580
LOGM|LOGMEIN, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|34890
LOGM|LOGMEIN, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|581
LOGO|GLOBAL X ICONIC U.S.|ETRS|E*Trade Securities LLC|100
LOGO|GLOBAL X ICONIC U.S.|JSJX|JANE STREET CAPITAL LLC|250
LOGO|GLOBAL X ICONIC U.S.|NFSC|National Financial Services LLC|315
LOGO|GLOBAL X ICONIC U.S.|NITE|VIRTU Americas LLC|379
LOGO|GLOBAL X ICONIC U.S.|TKNG|ALLY INVEST SECURITIES LLC|6
LOGO|GLOBAL X ICONIC U.S.|VGRD|Vanguard Marketing Corporation|1
LOMA|LOMA NG AR SC ADS|ALTX|Alternet Securities Inc.|9400
LOMA|LOMA NG AR SC ADS|APCC|Apex Clearing Corporation|603
LOMA|LOMA NG AR SC ADS|BATM|CBOE TRADING, INC.|3749
LOMA|LOMA NG AR SC ADS|BAYC|BAY CREST PARTNERS, LLC|7594
LOMA|LOMA NG AR SC ADS|BERN|Sanford C. Bernstein & Co., LLC|2200
LOMA|LOMA NG AR SC ADS|BIDS|BIDS TRADING L.P.|68296
LOMA|LOMA NG AR SC ADS|BIMI|Banca IMI Securities Corp.|6165
LOMA|LOMA NG AR SC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28400
LOMA|LOMA NG AR SC ADS|BLKX|INSTINET, LLC|242200
LOMA|LOMA NG AR SC ADS|BYXM|CBOE TRADING, INC.|1620
LOMA|LOMA NG AR SC ADS|CANT|Cantor Fitzgerald & Co.|29400
LOMA|LOMA NG AR SC ADS|CHAS|Charles Schwab & Co., Inc.|1150
LOMA|LOMA NG AR SC ADS|CLSA|CLSA AMERICAS, LLC|16100
LOMA|LOMA NG AR SC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36516
LOMA|LOMA NG AR SC ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2599
LOMA|LOMA NG AR SC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|183161
LOMA|LOMA NG AR SC ADS|CTDL|Citadel Derivatives Group Llc|1111
LOMA|LOMA NG AR SC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|16800
LOMA|LOMA NG AR SC ADS|DBAB|Deutsche Bank Securities Inc.|11793
LOMA|LOMA NG AR SC ADS|DBAX|Deutsche Bank Securities Inc.|89300
LOMA|LOMA NG AR SC ADS|DEAN|MORGAN STANLEY|29810
LOMA|LOMA NG AR SC ADS|DEGS|RONIN PROFESSIONAL LLC|7217
LOMA|LOMA NG AR SC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16800
LOMA|LOMA NG AR SC ADS|EBXL|EBX LLC|185000
LOMA|LOMA NG AR SC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|18057
LOMA|LOMA NG AR SC ADS|EDJO|Edward D. Jones & Co., L.P.|235
LOMA|LOMA NG AR SC ADS|EGAM|CBOE TRADING, INC.|23967
LOMA|LOMA NG AR SC ADS|EGMT|EG MARKET TECHNOLOGIES LLC|1900
LOMA|LOMA NG AR SC ADS|EGXM|CBOE TRADING, INC.|5205
LOMA|LOMA NG AR SC ADS|ETBE|Electronic Transaction Clearing, Inc.|8270
LOMA|LOMA NG AR SC ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6123
LOMA|LOMA NG AR SC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8178
LOMA|LOMA NG AR SC ADS|ETRS|E*Trade Securities LLC|81080
LOMA|LOMA NG AR SC ADS|FILL|Tradestation Securities, Inc.|200
LOMA|LOMA NG AR SC ADS|FMAF|NBCN Inc./ CDS|1400
LOMA|LOMA NG AR SC ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
LOMA|LOMA NG AR SC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68679
LOMA|LOMA NG AR SC ADS|FTBR|Foliofn Investments, Inc.|169
LOMA|LOMA NG AR SC ADS|GARC|ICAP Corporates LLC|20041
LOMA|LOMA NG AR SC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
LOMA|LOMA NG AR SC ADS|GLIS|TD Securities Inc|7200
LOMA|LOMA NG AR SC ADS|GLPX|ACS EXECUTION SERVICES, LLC|59754
LOMA|LOMA NG AR SC ADS|GSCO|GOLDMAN SACHS & CO. LLC|113089
LOMA|LOMA NG AR SC ADS|GSCS|GOLDMAN SACHS & CO. LLC|2000
LOMA|LOMA NG AR SC ADS|GSLT|GOLDMAN SACHS & CO. LLC|5125
LOMA|LOMA NG AR SC ADS|GTSZ|GTS SECURITIES LLC|23029
LOMA|LOMA NG AR SC ADS|GUGS|Guggenheim Securities, LLC|31296
LOMA|LOMA NG AR SC ADS|HSBC|HSBC Securities, Inc.|5799
LOMA|LOMA NG AR SC ADS|IATS|INTERACTIVE BROKERS LLC|22362
LOMA|LOMA NG AR SC ADS|IBKR|Interactive Brokers Llc|78947
LOMA|LOMA NG AR SC ADS|ICBX|INSTINET, LLC|121740
LOMA|LOMA NG AR SC ADS|INCA|INSTINET, LLC|746481
LOMA|LOMA NG AR SC ADS|INJX|INSTINET, LLC|1171
LOMA|LOMA NG AR SC ADS|ITGI|ITG Inc.|60661
LOMA|LOMA NG AR SC ADS|ITGP|ITG INC.|210200
LOMA|LOMA NG AR SC ADS|JEFF|JEFFERIES LLC|35391
LOMA|LOMA NG AR SC ADS|JMPT|JUMP TRADING, LLC|46689
LOMA|LOMA NG AR SC ADS|JONE|JonesTrading|1300
LOMA|LOMA NG AR SC ADS|JPBX|J.P. MORGAN SECURITIES LLC|70442
LOMA|LOMA NG AR SC ADS|JPMX|J.P. Morgan Securities LLC|949208
LOMA|LOMA NG AR SC ADS|JSJX|JANE STREET CAPITAL LLC|33501
LOMA|LOMA NG AR SC ADS|KCGM|VIRTU Americas LLC|70391
LOMA|LOMA NG AR SC ADS|LAMP|Lampost Capital, L.C.|500
LOMA|LOMA NG AR SC ADS|LEHM|Barclays Capital Inc./Le|534592
LOMA|LOMA NG AR SC ADS|LIME|Lime Brokerage LLC|13029
LOMA|LOMA NG AR SC ADS|LQNA|LIQUIDNET, INC.|136200
LOMA|LOMA NG AR SC ADS|LQNB|LIQUIDNET, INC.|10500
LOMA|LOMA NG AR SC ADS|LSCI|Lek Securities Corporation|1822
LOMA|LOMA NG AR SC ADS|MACQ|Macquarie Capital (USA) Inc.|11500
LOMA|LOMA NG AR SC ADS|MBTS|ALLY INVEST SECURITIES LLC|1107
LOMA|LOMA NG AR SC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120068
LOMA|LOMA NG AR SC ADS|MSCO|MORGAN STANLEY & CO. LLC|598925
LOMA|LOMA NG AR SC ADS|MSPL|MORGAN STANLEY & CO. LLC|149200
LOMA|LOMA NG AR SC ADS|MSTX|MORGAN STANLEY & CO. LLC|91400
LOMA|LOMA NG AR SC ADS|NFSC|National Financial Services LLC|84952
LOMA|LOMA NG AR SC ADS|NITE|VIRTU Americas LLC|376323
LOMA|LOMA NG AR SC ADS|NITP|VIRTU Americas LLC|300
LOMA|LOMA NG AR SC ADS|NQRB|Brut, LLC|7301
LOMA|LOMA NG AR SC ADS|OPCO|Oppenheimer & Co. Inc.|1313
LOMA|LOMA NG AR SC ADS|PDQM|CODA MARKETS, INC.|119414
LOMA|LOMA NG AR SC ADS|QMSR|QUATTRO M SECURITIES INC.|200
LOMA|LOMA NG AR SC ADS|RBCM|RBC CAPITAL MARKETS, LLC|1268
LOMA|LOMA NG AR SC ADS|SAGL|SAGETRADER, LLC|1949
LOMA|LOMA NG AR SC ADS|SBSH|Citigroup Global Markets Inc.|19891
LOMA|LOMA NG AR SC ADS|SGMT|GOLDMAN SACHS & CO. LLC|123557
LOMA|LOMA NG AR SC ADS|SPDR|SPEEDROUTE LLC|15634
LOMA|LOMA NG AR SC ADS|SPHN|Stephens Inc.|301
LOMA|LOMA NG AR SC ADS|SPTD|MINT GLOBAL MARKETS, INC.|5302
LOMA|LOMA NG AR SC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|177258
LOMA|LOMA NG AR SC ADS|SWIM|TD Ameritrade, Inc.|162465
LOMA|LOMA NG AR SC ADS|SWST|Hilltop Securities Inc.|1700
LOMA|LOMA NG AR SC ADS|TKNG|ALLY INVEST SECURITIES LLC|1137
LOMA|LOMA NG AR SC ADS|TRBT|Tradebot Systems, Inc.|134888
LOMA|LOMA NG AR SC ADS|TRCM|TRC MARKETS LLC|901
LOMA|LOMA NG AR SC ADS|UBSA|UBS SECURITIES LLC|537398
LOMA|LOMA NG AR SC ADS|UBSS|UBS Securities LLC|712696
LOMA|LOMA NG AR SC ADS|VALX|VIRTU AMERICAS LLC|9530
LOMA|LOMA NG AR SC ADS|VGRD|Vanguard Marketing Corporation|14646
LOMA|LOMA NG AR SC ADS|WABR|Wall Street Access|300
LOMA|LOMA NG AR SC ADS|WCHV|WELLS FARGO SECURITIES, LLC|29622
LOMA|LOMA NG AR SC ADS|WEED|Weeden & Co.L.P.|5018
LOMA|LOMA NG AR SC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3902
LOMA|LOMA NG AR SC ADS|WSAG|WALL STREET ACCESS|494
LOMA|LOMA NG AR SC ADS|WSEA|WOLVERINE SECURITIES, LLC|277
LOMA|LOMA NG AR SC ADS|XIST|INSTINET, LLC|38800
LOMA|LOMA NG AR SC ADS|XPUS|XP SECURITIES, LLC|62207
LOMA|LOMA NG AR SC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|23924
LOMA|LOMA NG AR SC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|3968
LONE|LONESTAR RESOUR CM A|ALTX|Alternet Securities Inc.|3600
LONE|LONESTAR RESOUR CM A|APCC|Apex Clearing Corporation|5446
LONE|LONESTAR RESOUR CM A|BATM|CBOE TRADING, INC.|1219
LONE|LONESTAR RESOUR CM A|BERN|Sanford C. Bernstein & Co., LLC|5902
LONE|LONESTAR RESOUR CM A|BLKX|INSTINET, LLC|50000
LONE|LONESTAR RESOUR CM A|BYXM|CBOE TRADING, INC.|413
LONE|LONESTAR RESOUR CM A|CANT|Cantor Fitzgerald & Co.|11394
LONE|LONESTAR RESOUR CM A|CBLC|CITIGROUP GLOBAL MARKETS INC.|13200
LONE|LONESTAR RESOUR CM A|CHAS|Charles Schwab & Co., Inc.|11724
LONE|LONESTAR RESOUR CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47032
LONE|LONESTAR RESOUR CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5650
LONE|LONESTAR RESOUR CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155487
LONE|LONESTAR RESOUR CM A|CTDL|Citadel Derivatives Group Llc|2844
LONE|LONESTAR RESOUR CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|20772
LONE|LONESTAR RESOUR CM A|DBAB|Deutsche Bank Securities Inc.|65640
LONE|LONESTAR RESOUR CM A|DBAX|Deutsche Bank Securities Inc.|26000
LONE|LONESTAR RESOUR CM A|DBUL|Deutsche Bank Securities Inc.|100
LONE|LONESTAR RESOUR CM A|DEAN|MORGAN STANLEY|991
LONE|LONESTAR RESOUR CM A|DEGS|RONIN PROFESSIONAL LLC|46440
LONE|LONESTAR RESOUR CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
LONE|LONESTAR RESOUR CM A|EBXL|EBX LLC|116700
LONE|LONESTAR RESOUR CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|60853
LONE|LONESTAR RESOUR CM A|EDJO|Edward D. Jones & Co., L.P.|1478
LONE|LONESTAR RESOUR CM A|EGAM|CBOE TRADING, INC.|5757
LONE|LONESTAR RESOUR CM A|EGMT|EG MARKET TECHNOLOGIES LLC|662
LONE|LONESTAR RESOUR CM A|EGXM|CBOE TRADING, INC.|2411
LONE|LONESTAR RESOUR CM A|ETBE|Electronic Transaction Clearing, Inc.|6045
LONE|LONESTAR RESOUR CM A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
LONE|LONESTAR RESOUR CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10649
LONE|LONESTAR RESOUR CM A|ETRS|E*Trade Securities LLC|73158
LONE|LONESTAR RESOUR CM A|FBCO|Credit Suisse Securities (USA) LLC|47251
LONE|LONESTAR RESOUR CM A|FILL|Tradestation Securities, Inc.|2277
LONE|LONESTAR RESOUR CM A|FMAF|NBCN Inc./ CDS|2200
LONE|LONESTAR RESOUR CM A|FOMA|TD AMERITRADE CLEARING, INC.|183059
LONE|LONESTAR RESOUR CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31292
LONE|LONESTAR RESOUR CM A|FTBR|Foliofn Investments, Inc.|26781
LONE|LONESTAR RESOUR CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|1983
LONE|LONESTAR RESOUR CM A|GLPX|ACS EXECUTION SERVICES, LLC|9847
LONE|LONESTAR RESOUR CM A|GSCO|GOLDMAN SACHS & CO. LLC|74377
LONE|LONESTAR RESOUR CM A|GSCS|GOLDMAN SACHS & CO. LLC|35637
LONE|LONESTAR RESOUR CM A|GSLT|GOLDMAN SACHS & CO. LLC|2145
LONE|LONESTAR RESOUR CM A|GTSZ|GTS SECURITIES LLC|7338
LONE|LONESTAR RESOUR CM A|HRBF|American Enterprise Investment Services Inc.|2000
LONE|LONESTAR RESOUR CM A|IATS|INTERACTIVE BROKERS LLC|10271
LONE|LONESTAR RESOUR CM A|IBKR|Interactive Brokers Llc|132141
LONE|LONESTAR RESOUR CM A|ICBX|INSTINET, LLC|17349
LONE|LONESTAR RESOUR CM A|INCA|INSTINET, LLC|92788
LONE|LONESTAR RESOUR CM A|INJX|INSTINET, LLC|42487
LONE|LONESTAR RESOUR CM A|ITGI|ITG Inc.|66306
LONE|LONESTAR RESOUR CM A|ITGP|ITG INC.|64600
LONE|LONESTAR RESOUR CM A|JEFF|JEFFERIES LLC|62545
LONE|LONESTAR RESOUR CM A|JMPT|JUMP TRADING, LLC|26233
LONE|LONESTAR RESOUR CM A|JPBX|J.P. MORGAN SECURITIES LLC|400
LONE|LONESTAR RESOUR CM A|JPMX|J.P. Morgan Securities LLC|267862
LONE|LONESTAR RESOUR CM A|JRCO|Johnson Rice & Company L.L.C.|17614
LONE|LONESTAR RESOUR CM A|JSJX|JANE STREET CAPITAL LLC|2777
LONE|LONESTAR RESOUR CM A|KCGM|VIRTU Americas LLC|24498
LONE|LONESTAR RESOUR CM A|LEHM|Barclays Capital Inc./Le|118461
LONE|LONESTAR RESOUR CM A|LIME|Lime Brokerage LLC|53355
LONE|LONESTAR RESOUR CM A|LQNA|LIQUIDNET, INC.|15100
LONE|LONESTAR RESOUR CM A|LSCI|Lek Securities Corporation|95
LONE|LONESTAR RESOUR CM A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
LONE|LONESTAR RESOUR CM A|MACC|Mid Atlantic Capital Corporation|850
LONE|LONESTAR RESOUR CM A|MBTS|ALLY INVEST SECURITIES LLC|40
LONE|LONESTAR RESOUR CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16168
LONE|LONESTAR RESOUR CM A|MOTF|MOTIF INVESTING, INC.|3
LONE|LONESTAR RESOUR CM A|MSCO|MORGAN STANLEY & CO. LLC|425469
LONE|LONESTAR RESOUR CM A|MSPL|MORGAN STANLEY & CO. LLC|71900
LONE|LONESTAR RESOUR CM A|MSTX|MORGAN STANLEY & CO. LLC|10200
LONE|LONESTAR RESOUR CM A|NFSC|National Financial Services LLC|177618
LONE|LONESTAR RESOUR CM A|NITE|VIRTU Americas LLC|397921
LONE|LONESTAR RESOUR CM A|NITP|VIRTU Americas LLC|1500
LONE|LONESTAR RESOUR CM A|NQRB|Brut, LLC|2798
LONE|LONESTAR RESOUR CM A|OPCO|Oppenheimer & Co. Inc.|3535
LONE|LONESTAR RESOUR CM A|PDQM|CODA MARKETS, INC.|42736
LONE|LONESTAR RESOUR CM A|PWJC|UBS Financial Services, Inc.|1500
LONE|LONESTAR RESOUR CM A|RAJA|Raymond James & Associates, Inc.|4516
LONE|LONESTAR RESOUR CM A|RBCM|RBC CAPITAL MARKETS, LLC|10700
LONE|LONESTAR RESOUR CM A|SAGL|SAGETRADER, LLC|2900
LONE|LONESTAR RESOUR CM A|SBSH|Citigroup Global Markets Inc.|15803
LONE|LONESTAR RESOUR CM A|SGMT|GOLDMAN SACHS & CO. LLC|32278
LONE|LONESTAR RESOUR CM A|SPDR|SPEEDROUTE LLC|5400
LONE|LONESTAR RESOUR CM A|SPGS|Sea Port Group Securities, LLC|52700
LONE|LONESTAR RESOUR CM A|STFL|Stifel, Nicolaus & Company, Incorporated|3200
LONE|LONESTAR RESOUR CM A|SWIM|TD Ameritrade, Inc.|56427
LONE|LONESTAR RESOUR CM A|SWST|Hilltop Securities Inc.|7744
LONE|LONESTAR RESOUR CM A|TKNG|ALLY INVEST SECURITIES LLC|6882
LONE|LONESTAR RESOUR CM A|TRBT|Tradebot Systems, Inc.|58062
LONE|LONESTAR RESOUR CM A|TRCM|TRC MARKETS LLC|67088
LONE|LONESTAR RESOUR CM A|TWTT|TASTYWORKS, INC.|650
LONE|LONESTAR RESOUR CM A|UBSA|UBS SECURITIES LLC|165541
LONE|LONESTAR RESOUR CM A|UBSS|UBS Securities LLC|159305
LONE|LONESTAR RESOUR CM A|VALX|VIRTU AMERICAS LLC|1684
LONE|LONESTAR RESOUR CM A|VGRD|Vanguard Marketing Corporation|31072
LONE|LONESTAR RESOUR CM A|WCHV|WELLS FARGO SECURITIES, LLC|58567
LONE|LONESTAR RESOUR CM A|WEDB|WEDBUSH SECURITIES INC.|1000
LONE|LONESTAR RESOUR CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2898
LONE|LONESTAR RESOUR CM A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6761
LONE|LONESTAR RESOUR CM A|WGIF|CIBC World Markets Inc.|1200
LONE|LONESTAR RESOUR CM A|WSEA|WOLVERINE SECURITIES, LLC|9756
LONE|LONESTAR RESOUR CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|7200
LONE|LONESTAR RESOUR CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|2700
LONE|LONESTAR RESOUR CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6900
LOOP|LOOP INDUSTRIES CM|ALTX|Alternet Securities Inc.|609
LOOP|LOOP INDUSTRIES CM|APCC|Apex Clearing Corporation|2
LOOP|LOOP INDUSTRIES CM|BATM|CBOE TRADING, INC.|154
LOOP|LOOP INDUSTRIES CM|BAYT|BTIG, LLC|200
LOOP|LOOP INDUSTRIES CM|BERN|Sanford C. Bernstein & Co., LLC|8500
LOOP|LOOP INDUSTRIES CM|BYXM|CBOE TRADING, INC.|100
LOOP|LOOP INDUSTRIES CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
LOOP|LOOP INDUSTRIES CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2516
LOOP|LOOP INDUSTRIES CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4788
LOOP|LOOP INDUSTRIES CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11029
LOOP|LOOP INDUSTRIES CM|CTDL|Citadel Derivatives Group Llc|4957
LOOP|LOOP INDUSTRIES CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1166
LOOP|LOOP INDUSTRIES CM|DBAB|Deutsche Bank Securities Inc.|20306
LOOP|LOOP INDUSTRIES CM|DBAX|Deutsche Bank Securities Inc.|7400
LOOP|LOOP INDUSTRIES CM|DBUL|Deutsche Bank Securities Inc.|200
LOOP|LOOP INDUSTRIES CM|DEGS|RONIN PROFESSIONAL LLC|2526
LOOP|LOOP INDUSTRIES CM|EBXL|EBX LLC|4600
LOOP|LOOP INDUSTRIES CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
LOOP|LOOP INDUSTRIES CM|EGAM|CBOE TRADING, INC.|200
LOOP|LOOP INDUSTRIES CM|EGXM|CBOE TRADING, INC.|67
LOOP|LOOP INDUSTRIES CM|ETRS|E*Trade Securities LLC|3008
LOOP|LOOP INDUSTRIES CM|FBCO|Credit Suisse Securities (USA) LLC|2404
LOOP|LOOP INDUSTRIES CM|FILL|Tradestation Securities, Inc.|150
LOOP|LOOP INDUSTRIES CM|FMAF|NBCN Inc./ CDS|500
LOOP|LOOP INDUSTRIES CM|FOMA|TD AMERITRADE CLEARING, INC.|52959
LOOP|LOOP INDUSTRIES CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3703
LOOP|LOOP INDUSTRIES CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1996
LOOP|LOOP INDUSTRIES CM|GLIS|TD Securities Inc|200
LOOP|LOOP INDUSTRIES CM|GLPX|ACS EXECUTION SERVICES, LLC|18215
LOOP|LOOP INDUSTRIES CM|GSCO|GOLDMAN SACHS & CO. LLC|37533
LOOP|LOOP INDUSTRIES CM|GSCS|GOLDMAN SACHS & CO. LLC|3500
LOOP|LOOP INDUSTRIES CM|GSLT|GOLDMAN SACHS & CO. LLC|4092
LOOP|LOOP INDUSTRIES CM|GTSZ|GTS SECURITIES LLC|13055
LOOP|LOOP INDUSTRIES CM|HASF|Haywood Securities Inc./CDS|10460
LOOP|LOOP INDUSTRIES CM|IATS|INTERACTIVE BROKERS LLC|100
LOOP|LOOP INDUSTRIES CM|IBKR|Interactive Brokers Llc|5126
LOOP|LOOP INDUSTRIES CM|ICBX|INSTINET, LLC|4660
LOOP|LOOP INDUSTRIES CM|INCA|INSTINET, LLC|27575
LOOP|LOOP INDUSTRIES CM|ITGI|ITG Inc.|8479
LOOP|LOOP INDUSTRIES CM|ITGP|ITG INC.|8600
LOOP|LOOP INDUSTRIES CM|JEFF|JEFFERIES LLC|413
LOOP|LOOP INDUSTRIES CM|JPMX|J.P. Morgan Securities LLC|12123
LOOP|LOOP INDUSTRIES CM|KCGM|VIRTU Americas LLC|3400
LOOP|LOOP INDUSTRIES CM|KCRD|PHX FINANCIAL, INC.|300
LOOP|LOOP INDUSTRIES CM|LEHM|Barclays Capital Inc./Le|8795
LOOP|LOOP INDUSTRIES CM|LIME|Lime Brokerage LLC|16115
LOOP|LOOP INDUSTRIES CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4263
LOOP|LOOP INDUSTRIES CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9900
LOOP|LOOP INDUSTRIES CM|MSCO|MORGAN STANLEY & CO. LLC|49704
LOOP|LOOP INDUSTRIES CM|MSPL|MORGAN STANLEY & CO. LLC|26700
LOOP|LOOP INDUSTRIES CM|MSTX|MORGAN STANLEY & CO. LLC|100
LOOP|LOOP INDUSTRIES CM|NFSC|National Financial Services LLC|13938
LOOP|LOOP INDUSTRIES CM|NITE|VIRTU Americas LLC|44254
LOOP|LOOP INDUSTRIES CM|NITP|VIRTU Americas LLC|100
LOOP|LOOP INDUSTRIES CM|NQRB|Brut, LLC|12940
LOOP|LOOP INDUSTRIES CM|PDQM|CODA MARKETS, INC.|27301
LOOP|LOOP INDUSTRIES CM|PUMA|Puma Capital, Llc|9360
LOOP|LOOP INDUSTRIES CM|RBCM|RBC CAPITAL MARKETS, LLC|1100
LOOP|LOOP INDUSTRIES CM|SBSH|Citigroup Global Markets Inc.|822
LOOP|LOOP INDUSTRIES CM|SGMT|GOLDMAN SACHS & CO. LLC|4176
LOOP|LOOP INDUSTRIES CM|SPDR|SPEEDROUTE LLC|1700
LOOP|LOOP INDUSTRIES CM|SPTD|MINT GLOBAL MARKETS, INC.|7261
LOOP|LOOP INDUSTRIES CM|STFL|Stifel, Nicolaus & Company, Incorporated|500
LOOP|LOOP INDUSTRIES CM|SWIM|TD Ameritrade, Inc.|7674
LOOP|LOOP INDUSTRIES CM|TRCM|TRC MARKETS LLC|1100
LOOP|LOOP INDUSTRIES CM|UBSA|UBS SECURITIES LLC|22760
LOOP|LOOP INDUSTRIES CM|UBSS|UBS Securities LLC|34195
LOOP|LOOP INDUSTRIES CM|VFIN|National Securities Corporation|400
LOOP|LOOP INDUSTRIES CM|VGRD|Vanguard Marketing Corporation|6100
LOOP|LOOP INDUSTRIES CM|WCHV|WELLS FARGO SECURITIES, LLC|4900
LOOP|LOOP INDUSTRIES CM|WDCO|Wilson-Davis & Co., Inc.|400
LOOP|LOOP INDUSTRIES CM|WEED|Weeden & Co.L.P.|10
LOOP|LOOP INDUSTRIES CM|WFPB|Wells Fargo Securities, LLC.|900
LOOP|LOOP INDUSTRIES CM|WGIF|CIBC World Markets Inc.|3825
LOOP|LOOP INDUSTRIES CM|WSEA|WOLVERINE SECURITIES, LLC|690
LOOP|LOOP INDUSTRIES CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7080
LOOP|LOOP INDUSTRIES CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3152
LOPE|GRAND CANYON EDUCATI|ALLN|Allen & Company LLC|1693
LOPE|GRAND CANYON EDUCATI|ALTX|Alternet Securities Inc.|3400
LOPE|GRAND CANYON EDUCATI|ANOS|ABEL/NOSER, L.L.C.|578
LOPE|GRAND CANYON EDUCATI|APCC|Apex Clearing Corporation|97
LOPE|GRAND CANYON EDUCATI|BARD|Robert W. Baird & Co. Incorporated|3877
LOPE|GRAND CANYON EDUCATI|BATM|CBOE TRADING, INC.|1323
LOPE|GRAND CANYON EDUCATI|BBNT|BB&T SECURITIES, LLC|106
LOPE|GRAND CANYON EDUCATI|BERN|Sanford C. Bernstein & Co., LLC|31634
LOPE|GRAND CANYON EDUCATI|BIDS|BIDS TRADING L.P.|15600
LOPE|GRAND CANYON EDUCATI|BIMI|Banca IMI Securities Corp.|40
LOPE|GRAND CANYON EDUCATI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11342
LOPE|GRAND CANYON EDUCATI|BLKX|INSTINET, LLC|20000
LOPE|GRAND CANYON EDUCATI|BMOC|BMO Capital Markets Corp.|11749
LOPE|GRAND CANYON EDUCATI|BNCH|The Benchmark Company, LLC|7857
LOPE|GRAND CANYON EDUCATI|BNPX|BNP PARIBAS SECURITIES CORP.|33034
LOPE|GRAND CANYON EDUCATI|BTIG|BTIG, LLC|5613
LOPE|GRAND CANYON EDUCATI|BYXM|CBOE TRADING, INC.|1292
LOPE|GRAND CANYON EDUCATI|BZYD|GOLDMAN SACHS & CO. LLC|900
LOPE|GRAND CANYON EDUCATI|CANT|Cantor Fitzgerald & Co.|799
LOPE|GRAND CANYON EDUCATI|CHAS|Charles Schwab & Co., Inc.|5859
LOPE|GRAND CANYON EDUCATI|CIST|Capital Institutional Services, Inc.|31
LOPE|GRAND CANYON EDUCATI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|175236
LOPE|GRAND CANYON EDUCATI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2291
LOPE|GRAND CANYON EDUCATI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|114
LOPE|GRAND CANYON EDUCATI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|210166
LOPE|GRAND CANYON EDUCATI|CTDL|Citadel Derivatives Group Llc|14410
LOPE|GRAND CANYON EDUCATI|CXCX|CITIGROUP GLOBAL MARKETS INC.|21456
LOPE|GRAND CANYON EDUCATI|DADA|D.A. Davidson & Co.|778
LOPE|GRAND CANYON EDUCATI|DBAB|Deutsche Bank Securities Inc.|375090
LOPE|GRAND CANYON EDUCATI|DBAX|Deutsche Bank Securities Inc.|97800
LOPE|GRAND CANYON EDUCATI|DBUL|Deutsche Bank Securities Inc.|603
LOPE|GRAND CANYON EDUCATI|DEAN|MORGAN STANLEY|3275
LOPE|GRAND CANYON EDUCATI|DEGS|RONIN PROFESSIONAL LLC|290
LOPE|GRAND CANYON EDUCATI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|818
LOPE|GRAND CANYON EDUCATI|DRWK|DRW SECURITIES, L.L.C.|3065
LOPE|GRAND CANYON EDUCATI|EBXL|EBX LLC|43300
LOPE|GRAND CANYON EDUCATI|ECUT|CONVERGEX EXECUTION SOLUTIONS|13938
LOPE|GRAND CANYON EDUCATI|EDJO|Edward D. Jones & Co., L.P.|270
LOPE|GRAND CANYON EDUCATI|EGAM|CBOE TRADING, INC.|6006
LOPE|GRAND CANYON EDUCATI|EGAW|CBOE TRADING, INC.|151
LOPE|GRAND CANYON EDUCATI|EGMT|EG MARKET TECHNOLOGIES LLC|993
LOPE|GRAND CANYON EDUCATI|EGXM|CBOE TRADING, INC.|1433
LOPE|GRAND CANYON EDUCATI|ETBE|Electronic Transaction Clearing, Inc.|33299
LOPE|GRAND CANYON EDUCATI|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
LOPE|GRAND CANYON EDUCATI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4088
LOPE|GRAND CANYON EDUCATI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28110
LOPE|GRAND CANYON EDUCATI|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|114
LOPE|GRAND CANYON EDUCATI|ETRS|E*Trade Securities LLC|37823
LOPE|GRAND CANYON EDUCATI|FBCO|Credit Suisse Securities (USA) LLC|2171686
LOPE|GRAND CANYON EDUCATI|FBSB|U.S. Bancorp Investments, Inc.|11
LOPE|GRAND CANYON EDUCATI|FILL|Tradestation Securities, Inc.|86
LOPE|GRAND CANYON EDUCATI|FMAF|NBCN Inc./ CDS|1231
LOPE|GRAND CANYON EDUCATI|FOMA|TD AMERITRADE CLEARING, INC.|192213
LOPE|GRAND CANYON EDUCATI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|143
LOPE|GRAND CANYON EDUCATI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54848
LOPE|GRAND CANYON EDUCATI|FTBR|Foliofn Investments, Inc.|948
LOPE|GRAND CANYON EDUCATI|GEBB|GLOBAL EXECUTION BROKERS, LP|15528
LOPE|GRAND CANYON EDUCATI|GLIS|TD Securities Inc|20
LOPE|GRAND CANYON EDUCATI|GLPX|ACS EXECUTION SERVICES, LLC|26358
LOPE|GRAND CANYON EDUCATI|GSCO|GOLDMAN SACHS & CO. LLC|2138656
LOPE|GRAND CANYON EDUCATI|GSCS|GOLDMAN SACHS & CO. LLC|6445
LOPE|GRAND CANYON EDUCATI|GSLT|GOLDMAN SACHS & CO. LLC|961
LOPE|GRAND CANYON EDUCATI|GTSZ|GTS SECURITIES LLC|32410
LOPE|GRAND CANYON EDUCATI|HRBF|American Enterprise Investment Services Inc.|2402
LOPE|GRAND CANYON EDUCATI|HSBC|HSBC Securities, Inc.|234
LOPE|GRAND CANYON EDUCATI|IATS|INTERACTIVE BROKERS LLC|3114
LOPE|GRAND CANYON EDUCATI|IBKR|Interactive Brokers Llc|20551
LOPE|GRAND CANYON EDUCATI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4576
LOPE|GRAND CANYON EDUCATI|ICBX|INSTINET, LLC|28618
LOPE|GRAND CANYON EDUCATI|IEQY|CITADEL SECURITIES LLC|33206
LOPE|GRAND CANYON EDUCATI|INCA|INSTINET, LLC|256765
LOPE|GRAND CANYON EDUCATI|INJX|INSTINET, LLC|26924
LOPE|GRAND CANYON EDUCATI|ITGI|ITG Inc.|33392
LOPE|GRAND CANYON EDUCATI|ITGP|ITG INC.|33800
LOPE|GRAND CANYON EDUCATI|JANY|Janney Montgomery Scott Inc.|495
LOPE|GRAND CANYON EDUCATI|JEFF|JEFFERIES LLC|68212
LOPE|GRAND CANYON EDUCATI|JMPT|JUMP TRADING, LLC|31069
LOPE|GRAND CANYON EDUCATI|JONE|JonesTrading|2135
LOPE|GRAND CANYON EDUCATI|JPBX|J.P. MORGAN SECURITIES LLC|45437
LOPE|GRAND CANYON EDUCATI|JPMX|J.P. Morgan Securities LLC|195794
LOPE|GRAND CANYON EDUCATI|JSJX|JANE STREET CAPITAL LLC|6737
LOPE|GRAND CANYON EDUCATI|KCGM|VIRTU Americas LLC|17656
LOPE|GRAND CANYON EDUCATI|LEHM|Barclays Capital Inc./Le|1060610
LOPE|GRAND CANYON EDUCATI|LIME|Lime Brokerage LLC|134863
LOPE|GRAND CANYON EDUCATI|LMNX|LUMINEX TRADING & ANALYTICS LLC|220420
LOPE|GRAND CANYON EDUCATI|LOOP|Loop Capital Markets LLC|10841
LOPE|GRAND CANYON EDUCATI|LQNA|LIQUIDNET, INC.|59100
LOPE|GRAND CANYON EDUCATI|LQNB|LIQUIDNET, INC.|8200
LOPE|GRAND CANYON EDUCATI|MAXM|Maxim Group LLC|1340
LOPE|GRAND CANYON EDUCATI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49824
LOPE|GRAND CANYON EDUCATI|MOTF|MOTIF INVESTING, INC.|10
LOPE|GRAND CANYON EDUCATI|MSCO|MORGAN STANLEY & CO. LLC|2013264
LOPE|GRAND CANYON EDUCATI|MSPL|MORGAN STANLEY & CO. LLC|153100
LOPE|GRAND CANYON EDUCATI|MSTX|MORGAN STANLEY & CO. LLC|35400
LOPE|GRAND CANYON EDUCATI|NEED|Needham & Company, LLC|900
LOPE|GRAND CANYON EDUCATI|NFSC|National Financial Services LLC|113930
LOPE|GRAND CANYON EDUCATI|NITE|VIRTU Americas LLC|156556
LOPE|GRAND CANYON EDUCATI|NITP|VIRTU Americas LLC|4797
LOPE|GRAND CANYON EDUCATI|NQRB|Brut, LLC|2403
LOPE|GRAND CANYON EDUCATI|NTRC|Northern Trust Securities, Inc.|1446
LOPE|GRAND CANYON EDUCATI|OPCO|Oppenheimer & Co. Inc.|1872
LOPE|GRAND CANYON EDUCATI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1144
LOPE|GRAND CANYON EDUCATI|PCPT|PHILLIP CAPITAL INC.|400
LOPE|GRAND CANYON EDUCATI|PDQM|CODA MARKETS, INC.|104198
LOPE|GRAND CANYON EDUCATI|PHLY|NASDAQ Execution Services, LLC|800
LOPE|GRAND CANYON EDUCATI|PIPR|Piper Jaffray & Co.|1300
LOPE|GRAND CANYON EDUCATI|PWJC|UBS Financial Services, Inc.|231
LOPE|GRAND CANYON EDUCATI|RAJA|Raymond James & Associates, Inc.|3529
LOPE|GRAND CANYON EDUCATI|RBCM|RBC CAPITAL MARKETS, LLC|3462
LOPE|GRAND CANYON EDUCATI|RHCO|Suntrust Robinson Humphrey, Inc.|6900
LOPE|GRAND CANYON EDUCATI|SAGL|SAGETRADER, LLC|6971
LOPE|GRAND CANYON EDUCATI|SAGW|SAGETRADER, LLC|1822
LOPE|GRAND CANYON EDUCATI|SBSH|Citigroup Global Markets Inc.|891206
LOPE|GRAND CANYON EDUCATI|SGMT|GOLDMAN SACHS & CO. LLC|56987
LOPE|GRAND CANYON EDUCATI|SPDR|SPEEDROUTE LLC|4540
LOPE|GRAND CANYON EDUCATI|SPHN|Stephens Inc.|129
LOPE|GRAND CANYON EDUCATI|SPTD|MINT GLOBAL MARKETS, INC.|13799
LOPE|GRAND CANYON EDUCATI|SSBS|STATE STREET GLOBAL MARKETS, LLC|1600
LOPE|GRAND CANYON EDUCATI|STFL|Stifel, Nicolaus & Company, Incorporated|2617
LOPE|GRAND CANYON EDUCATI|STXG|Stockcross Financial Services, Inc.|18
LOPE|GRAND CANYON EDUCATI|SWIM|TD Ameritrade, Inc.|6907
LOPE|GRAND CANYON EDUCATI|SWST|Hilltop Securities Inc.|35
LOPE|GRAND CANYON EDUCATI|TKNG|ALLY INVEST SECURITIES LLC|315
LOPE|GRAND CANYON EDUCATI|TRBT|Tradebot Systems, Inc.|151131
LOPE|GRAND CANYON EDUCATI|TRCM|TRC MARKETS LLC|74647
LOPE|GRAND CANYON EDUCATI|TWTT|TASTYWORKS, INC.|48
LOPE|GRAND CANYON EDUCATI|UBSA|UBS SECURITIES LLC|330104
LOPE|GRAND CANYON EDUCATI|UBSS|UBS Securities LLC|1169824
LOPE|GRAND CANYON EDUCATI|VALX|VIRTU AMERICAS LLC|12850
LOPE|GRAND CANYON EDUCATI|VGRD|Vanguard Marketing Corporation|3633
LOPE|GRAND CANYON EDUCATI|VSIN|Vision Financial Markets Llc|10
LOPE|GRAND CANYON EDUCATI|WBPX|SUMMIT SECURITIES GROUP, LLC|300
LOPE|GRAND CANYON EDUCATI|WCHV|WELLS FARGO SECURITIES, LLC|26065
LOPE|GRAND CANYON EDUCATI|WDNX|WEEDEN & CO.L.P.|1304
LOPE|GRAND CANYON EDUCATI|WEDB|WEDBUSH SECURITIES INC.|400
LOPE|GRAND CANYON EDUCATI|WEED|Weeden & Co.L.P.|7599
LOPE|GRAND CANYON EDUCATI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|317
LOPE|GRAND CANYON EDUCATI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1343
LOPE|GRAND CANYON EDUCATI|WGIF|CIBC World Markets Inc.|522
LOPE|GRAND CANYON EDUCATI|WSEA|WOLVERINE SECURITIES, LLC|439
LOPE|GRAND CANYON EDUCATI|XIST|INSTINET, LLC|72466
LOPE|GRAND CANYON EDUCATI|XPQR|Jump Trading|800
LOPE|GRAND CANYON EDUCATI|XSTM|NATIONAL FINANCIAL SERVICES LLC|23214
LOPE|GRAND CANYON EDUCATI|YKNA|COMHAR CAPITAL MARKETS, LLC|12333
LOPE|GRAND CANYON EDUCATI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1194
LOR|LAZARD WLD DIV & INC|APCC|Apex Clearing Corporation|43
LOR|LAZARD WLD DIV & INC|BANK|Primevest Financial Services, Inc.|7
LOR|LAZARD WLD DIV & INC|BARD|Robert W. Baird & Co. Incorporated|3502
LOR|LAZARD WLD DIV & INC|BATM|CBOE TRADING, INC.|100
LOR|LAZARD WLD DIV & INC|BERN|Sanford C. Bernstein & Co., LLC|215
LOR|LAZARD WLD DIV & INC|BNCH|The Benchmark Company, LLC|26845
LOR|LAZARD WLD DIV & INC|CHAS|Charles Schwab & Co., Inc.|1
LOR|LAZARD WLD DIV & INC|CIST|Capital Institutional Services, Inc.|25
LOR|LAZARD WLD DIV & INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|969
LOR|LAZARD WLD DIV & INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|727
LOR|LAZARD WLD DIV & INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|300
LOR|LAZARD WLD DIV & INC|DADA|D.A. Davidson & Co.|2
LOR|LAZARD WLD DIV & INC|DBAX|Deutsche Bank Securities Inc.|200
LOR|LAZARD WLD DIV & INC|DEAN|MORGAN STANLEY|5858
LOR|LAZARD WLD DIV & INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
LOR|LAZARD WLD DIV & INC|EBXL|EBX LLC|1800
LOR|LAZARD WLD DIV & INC|EDJO|Edward D. Jones & Co., L.P.|227
LOR|LAZARD WLD DIV & INC|ETRS|E*Trade Securities LLC|5329
LOR|LAZARD WLD DIV & INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6537
LOR|LAZARD WLD DIV & INC|FTBR|Foliofn Investments, Inc.|52
LOR|LAZARD WLD DIV & INC|GSCO|GOLDMAN SACHS & CO. LLC|2758
LOR|LAZARD WLD DIV & INC|GSLT|GOLDMAN SACHS & CO. LLC|200
LOR|LAZARD WLD DIV & INC|GTSZ|GTS SECURITIES LLC|208
LOR|LAZARD WLD DIV & INC|HRBF|American Enterprise Investment Services Inc.|10
LOR|LAZARD WLD DIV & INC|IATS|INTERACTIVE BROKERS LLC|1220
LOR|LAZARD WLD DIV & INC|IBKR|Interactive Brokers Llc|1535
LOR|LAZARD WLD DIV & INC|ICBX|INSTINET, LLC|1406
LOR|LAZARD WLD DIV & INC|INCA|INSTINET, LLC|2455
LOR|LAZARD WLD DIV & INC|ITGI|ITG Inc.|200
LOR|LAZARD WLD DIV & INC|ITGP|ITG INC.|1000
LOR|LAZARD WLD DIV & INC|JPMX|J.P. Morgan Securities LLC|600
LOR|LAZARD WLD DIV & INC|KCGM|VIRTU Americas LLC|902
LOR|LAZARD WLD DIV & INC|LEHM|Barclays Capital Inc./Le|600
LOR|LAZARD WLD DIV & INC|LGNT|COR CLEARING LLC|42
LOR|LAZARD WLD DIV & INC|LIME|Lime Brokerage LLC|67
LOR|LAZARD WLD DIV & INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
LOR|LAZARD WLD DIV & INC|MSCO|MORGAN STANLEY & CO. LLC|13244
LOR|LAZARD WLD DIV & INC|MSPL|MORGAN STANLEY & CO. LLC|100
LOR|LAZARD WLD DIV & INC|NFSC|National Financial Services LLC|29603
LOR|LAZARD WLD DIV & INC|NITE|VIRTU Americas LLC|70600
LOR|LAZARD WLD DIV & INC|NQRB|Brut, LLC|200
LOR|LAZARD WLD DIV & INC|RBCM|RBC CAPITAL MARKETS, LLC|1409
LOR|LAZARD WLD DIV & INC|SBSH|Citigroup Global Markets Inc.|1460
LOR|LAZARD WLD DIV & INC|SGMT|GOLDMAN SACHS & CO. LLC|1135
LOR|LAZARD WLD DIV & INC|SPHN|Stephens Inc.|12
LOR|LAZARD WLD DIV & INC|STFL|Stifel, Nicolaus & Company, Incorporated|350
LOR|LAZARD WLD DIV & INC|SWIM|TD Ameritrade, Inc.|35
LOR|LAZARD WLD DIV & INC|SWST|Hilltop Securities Inc.|8
LOR|LAZARD WLD DIV & INC|TRCM|TRC MARKETS LLC|100
LOR|LAZARD WLD DIV & INC|UBSA|UBS SECURITIES LLC|4622
LOR|LAZARD WLD DIV & INC|UBSS|UBS Securities LLC|7491
LOR|LAZARD WLD DIV & INC|VALX|VIRTU AMERICAS LLC|100
LOR|LAZARD WLD DIV & INC|VGRD|Vanguard Marketing Corporation|61
LOR|LAZARD WLD DIV & INC|WCHV|WELLS FARGO SECURITIES, LLC|12859
LOR|LAZARD WLD DIV & INC|WEDB|WEDBUSH SECURITIES INC.|1
LOR|LAZARD WLD DIV & INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|500
LOR|LAZARD WLD DIV & INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9
LOR|LAZARD WLD DIV & INC|WSEA|WOLVERINE SECURITIES, LLC|109
LOR|LAZARD WLD DIV & INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
LORL|LORAL SPACE COMM|ALTX|Alternet Securities Inc.|1400
LORL|LORAL SPACE COMM|APCC|Apex Clearing Corporation|12
LORL|LORAL SPACE COMM|BATM|CBOE TRADING, INC.|1492
LORL|LORAL SPACE COMM|BERN|Sanford C. Bernstein & Co., LLC|1321
LORL|LORAL SPACE COMM|BMOC|BMO Capital Markets Corp.|2358
LORL|LORAL SPACE COMM|BNPX|BNP PARIBAS SECURITIES CORP.|732
LORL|LORAL SPACE COMM|BTIG|BTIG, LLC|236
LORL|LORAL SPACE COMM|BYXM|CBOE TRADING, INC.|200
LORL|LORAL SPACE COMM|BZYD|GOLDMAN SACHS & CO. LLC|163
LORL|LORAL SPACE COMM|CANT|Cantor Fitzgerald & Co.|1064
LORL|LORAL SPACE COMM|CIST|Capital Institutional Services, Inc.|780
LORL|LORAL SPACE COMM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22230
LORL|LORAL SPACE COMM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2739
LORL|LORAL SPACE COMM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|550
LORL|LORAL SPACE COMM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11173
LORL|LORAL SPACE COMM|CTDL|Citadel Derivatives Group Llc|1221
LORL|LORAL SPACE COMM|CXCX|CITIGROUP GLOBAL MARKETS INC.|3258
LORL|LORAL SPACE COMM|DBAB|Deutsche Bank Securities Inc.|33335
LORL|LORAL SPACE COMM|DBAX|Deutsche Bank Securities Inc.|17600
LORL|LORAL SPACE COMM|DEAN|MORGAN STANLEY|281
LORL|LORAL SPACE COMM|DEGS|RONIN PROFESSIONAL LLC|2017
LORL|LORAL SPACE COMM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8
LORL|LORAL SPACE COMM|DOTC|Dougherty & Company LLC|11045
LORL|LORAL SPACE COMM|EBXL|EBX LLC|4100
LORL|LORAL SPACE COMM|ECUT|CONVERGEX EXECUTION SOLUTIONS|587
LORL|LORAL SPACE COMM|EGAM|CBOE TRADING, INC.|1229
LORL|LORAL SPACE COMM|EGXM|CBOE TRADING, INC.|303
LORL|LORAL SPACE COMM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1755
LORL|LORAL SPACE COMM|ETRS|E*Trade Securities LLC|450
LORL|LORAL SPACE COMM|FBCO|Credit Suisse Securities (USA) LLC|37638
LORL|LORAL SPACE COMM|FOMA|TD AMERITRADE CLEARING, INC.|61448
LORL|LORAL SPACE COMM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1085
LORL|LORAL SPACE COMM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7980
LORL|LORAL SPACE COMM|FTBR|Foliofn Investments, Inc.|3
LORL|LORAL SPACE COMM|GEBB|GLOBAL EXECUTION BROKERS, LP|3100
LORL|LORAL SPACE COMM|GLPX|ACS EXECUTION SERVICES, LLC|1850
LORL|LORAL SPACE COMM|GSCO|GOLDMAN SACHS & CO. LLC|53024
LORL|LORAL SPACE COMM|GSCS|GOLDMAN SACHS & CO. LLC|2724
LORL|LORAL SPACE COMM|GSLT|GOLDMAN SACHS & CO. LLC|1
LORL|LORAL SPACE COMM|GTSZ|GTS SECURITIES LLC|4665
LORL|LORAL SPACE COMM|HRBF|American Enterprise Investment Services Inc.|300
LORL|LORAL SPACE COMM|HSBC|HSBC Securities, Inc.|100
LORL|LORAL SPACE COMM|IATS|INTERACTIVE BROKERS LLC|1800
LORL|LORAL SPACE COMM|IBKR|Interactive Brokers Llc|9018
LORL|LORAL SPACE COMM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21
LORL|LORAL SPACE COMM|ICBX|INSTINET, LLC|700
LORL|LORAL SPACE COMM|IEQY|CITADEL SECURITIES LLC|3972
LORL|LORAL SPACE COMM|INCA|INSTINET, LLC|24352
LORL|LORAL SPACE COMM|INJX|INSTINET, LLC|1200
LORL|LORAL SPACE COMM|ITGI|ITG Inc.|2641
LORL|LORAL SPACE COMM|ITGP|ITG INC.|10800
LORL|LORAL SPACE COMM|JANY|Janney Montgomery Scott Inc.|260
LORL|LORAL SPACE COMM|JEFF|JEFFERIES LLC|15799
LORL|LORAL SPACE COMM|JPBX|J.P. MORGAN SECURITIES LLC|578
LORL|LORAL SPACE COMM|JPMX|J.P. Morgan Securities LLC|33543
LORL|LORAL SPACE COMM|KCGM|VIRTU Americas LLC|1692
LORL|LORAL SPACE COMM|LEHM|Barclays Capital Inc./Le|31079
LORL|LORAL SPACE COMM|LIME|Lime Brokerage LLC|37420
LORL|LORAL SPACE COMM|LMGP|LIME BROKERAGE LLC|4543
LORL|LORAL SPACE COMM|LSCI|Lek Securities Corporation|2
LORL|LORAL SPACE COMM|MAXM|Maxim Group LLC|1005
LORL|LORAL SPACE COMM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17000
LORL|LORAL SPACE COMM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|60
LORL|LORAL SPACE COMM|MSCO|MORGAN STANLEY & CO. LLC|151899
LORL|LORAL SPACE COMM|MSPL|MORGAN STANLEY & CO. LLC|29300
LORL|LORAL SPACE COMM|MSTX|MORGAN STANLEY & CO. LLC|5800
LORL|LORAL SPACE COMM|NFSC|National Financial Services LLC|4494
LORL|LORAL SPACE COMM|NITE|VIRTU Americas LLC|43883
LORL|LORAL SPACE COMM|NITP|VIRTU Americas LLC|800
LORL|LORAL SPACE COMM|NQRB|Brut, LLC|1000
LORL|LORAL SPACE COMM|OPCO|Oppenheimer & Co. Inc.|389
LORL|LORAL SPACE COMM|PDQM|CODA MARKETS, INC.|3628
LORL|LORAL SPACE COMM|PICT|Pictet Overseas Inc.|1011
LORL|LORAL SPACE COMM|PWJC|UBS Financial Services, Inc.|600
LORL|LORAL SPACE COMM|SAGW|SAGETRADER, LLC|200
LORL|LORAL SPACE COMM|SBSH|Citigroup Global Markets Inc.|21270
LORL|LORAL SPACE COMM|SGMT|GOLDMAN SACHS & CO. LLC|4572
LORL|LORAL SPACE COMM|SPDR|SPEEDROUTE LLC|1700
LORL|LORAL SPACE COMM|SPTD|MINT GLOBAL MARKETS, INC.|27450
LORL|LORAL SPACE COMM|SWIM|TD Ameritrade, Inc.|676
LORL|LORAL SPACE COMM|TKNG|ALLY INVEST SECURITIES LLC|18
LORL|LORAL SPACE COMM|TRBT|Tradebot Systems, Inc.|3472
LORL|LORAL SPACE COMM|TRCM|TRC MARKETS LLC|24660
LORL|LORAL SPACE COMM|UBSA|UBS SECURITIES LLC|33788
LORL|LORAL SPACE COMM|UBSS|UBS Securities LLC|63004
LORL|LORAL SPACE COMM|VALX|VIRTU AMERICAS LLC|2705
LORL|LORAL SPACE COMM|VGRD|Vanguard Marketing Corporation|248
LORL|LORAL SPACE COMM|WCHV|WELLS FARGO SECURITIES, LLC|16300
LORL|LORAL SPACE COMM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1563
LORL|LORAL SPACE COMM|WFPB|Wells Fargo Securities, LLC.|929
LORL|LORAL SPACE COMM|WSEA|WOLVERINE SECURITIES, LLC|19
LORL|LORAL SPACE COMM|XIST|INSTINET, LLC|2420
LORL|LORAL SPACE COMM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
LORL|LORAL SPACE COMM|YKNA|COMHAR CAPITAL MARKETS, LLC|700
LORL|LORAL SPACE COMM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|109
LOV|SPARK NETWORK ADS|ALTX|Alternet Securities Inc.|200
LOV|SPARK NETWORK ADS|BATM|CBOE TRADING, INC.|200
LOV|SPARK NETWORK ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|401
LOV|SPARK NETWORK ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2113
LOV|SPARK NETWORK ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1277
LOV|SPARK NETWORK ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1701
LOV|SPARK NETWORK ADS|EGAM|CBOE TRADING, INC.|100
LOV|SPARK NETWORK ADS|ETRS|E*Trade Securities LLC|1500
LOV|SPARK NETWORK ADS|FBRC|B. RILEY FBR, INC.|70599
LOV|SPARK NETWORK ADS|FMCO|First Manhattan Co|49161
LOV|SPARK NETWORK ADS|GLPX|ACS EXECUTION SERVICES, LLC|507
LOV|SPARK NETWORK ADS|GSLT|GOLDMAN SACHS & CO. LLC|600
LOV|SPARK NETWORK ADS|GTSZ|GTS SECURITIES LLC|399
LOV|SPARK NETWORK ADS|HRBF|American Enterprise Investment Services Inc.|250
LOV|SPARK NETWORK ADS|IATS|INTERACTIVE BROKERS LLC|4104
LOV|SPARK NETWORK ADS|IBKR|Interactive Brokers Llc|41739
LOV|SPARK NETWORK ADS|INCA|INSTINET, LLC|497
LOV|SPARK NETWORK ADS|ITGP|ITG INC.|600
LOV|SPARK NETWORK ADS|KCGM|VIRTU Americas LLC|9303
LOV|SPARK NETWORK ADS|LIME|Lime Brokerage LLC|1170
LOV|SPARK NETWORK ADS|MSCO|MORGAN STANLEY & CO. LLC|5036
LOV|SPARK NETWORK ADS|MSPL|MORGAN STANLEY & CO. LLC|300
LOV|SPARK NETWORK ADS|NFSC|National Financial Services LLC|3101
LOV|SPARK NETWORK ADS|NITE|VIRTU Americas LLC|34187
LOV|SPARK NETWORK ADS|PDQM|CODA MARKETS, INC.|1005
LOV|SPARK NETWORK ADS|RILY|B. RILEY FBR, INC.|34999
LOV|SPARK NETWORK ADS|SGMT|GOLDMAN SACHS & CO. LLC|900
LOV|SPARK NETWORK ADS|SWIM|TD Ameritrade, Inc.|9818
LOV|SPARK NETWORK ADS|UBSA|UBS SECURITIES LLC|4837
LOV|SPARK NETWORK ADS|UBSS|UBS Securities LLC|10
LOV|SPARK NETWORK ADS|VGRD|Vanguard Marketing Corporation|10
LOV|SPARK NETWORK ADS|WABR|Wall Street Access|1500
LOV|SPARK NETWORK ADS|WCHV|WELLS FARGO SECURITIES, LLC|10
LOV|SPARK NETWORK ADS|WFPB|Wells Fargo Securities, LLC.|1351
LOV|SPARK NETWORK ADS|WSEA|WOLVERINE SECURITIES, LLC|3
LOV|SPARK NETWORK ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|97
LOVE|THE LOVESAC COMP CM|ALTX|Alternet Securities Inc.|3200
LOVE|THE LOVESAC COMP CM|APCC|Apex Clearing Corporation|100
LOVE|THE LOVESAC COMP CM|BATM|CBOE TRADING, INC.|860
LOVE|THE LOVESAC COMP CM|BAYT|BTIG, LLC|466
LOVE|THE LOVESAC COMP CM|BYXM|CBOE TRADING, INC.|200
LOVE|THE LOVESAC COMP CM|CHAS|Charles Schwab & Co., Inc.|100
LOVE|THE LOVESAC COMP CM|CHLM|Craig-Hallum Capital Group LLC|75000
LOVE|THE LOVESAC COMP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75788
LOVE|THE LOVESAC COMP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|65972
LOVE|THE LOVESAC COMP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14799
LOVE|THE LOVESAC COMP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53900
LOVE|THE LOVESAC COMP CM|CTDL|Citadel Derivatives Group Llc|843
LOVE|THE LOVESAC COMP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7400
LOVE|THE LOVESAC COMP CM|DBAX|Deutsche Bank Securities Inc.|28000
LOVE|THE LOVESAC COMP CM|DEAN|MORGAN STANLEY|143
LOVE|THE LOVESAC COMP CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
LOVE|THE LOVESAC COMP CM|EBXL|EBX LLC|52600
LOVE|THE LOVESAC COMP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|12600
LOVE|THE LOVESAC COMP CM|EDJO|Edward D. Jones & Co., L.P.|50
LOVE|THE LOVESAC COMP CM|EGAM|CBOE TRADING, INC.|1311
LOVE|THE LOVESAC COMP CM|EGAW|CBOE TRADING, INC.|100
LOVE|THE LOVESAC COMP CM|ETBE|Electronic Transaction Clearing, Inc.|3323
LOVE|THE LOVESAC COMP CM|ETCC|Electronic Transaction Clearing, Inc.|100
LOVE|THE LOVESAC COMP CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|176255
LOVE|THE LOVESAC COMP CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
LOVE|THE LOVESAC COMP CM|ETRS|E*Trade Securities LLC|21782
LOVE|THE LOVESAC COMP CM|FBCO|Credit Suisse Securities (USA) LLC|87665
LOVE|THE LOVESAC COMP CM|FILL|Tradestation Securities, Inc.|372
LOVE|THE LOVESAC COMP CM|FOMA|TD AMERITRADE CLEARING, INC.|12223
LOVE|THE LOVESAC COMP CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16284
LOVE|THE LOVESAC COMP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|700
LOVE|THE LOVESAC COMP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|267
LOVE|THE LOVESAC COMP CM|GLPX|ACS EXECUTION SERVICES, LLC|17514
LOVE|THE LOVESAC COMP CM|GSCO|GOLDMAN SACHS & CO. LLC|58391
LOVE|THE LOVESAC COMP CM|GSCS|GOLDMAN SACHS & CO. LLC|43849
LOVE|THE LOVESAC COMP CM|GSLT|GOLDMAN SACHS & CO. LLC|15719
LOVE|THE LOVESAC COMP CM|GTSZ|GTS SECURITIES LLC|770
LOVE|THE LOVESAC COMP CM|HRBF|American Enterprise Investment Services Inc.|94
LOVE|THE LOVESAC COMP CM|IATS|INTERACTIVE BROKERS LLC|250
LOVE|THE LOVESAC COMP CM|IBKR|Interactive Brokers Llc|35503
LOVE|THE LOVESAC COMP CM|ICBX|INSTINET, LLC|24150
LOVE|THE LOVESAC COMP CM|INCA|INSTINET, LLC|177067
LOVE|THE LOVESAC COMP CM|INJX|INSTINET, LLC|10491
LOVE|THE LOVESAC COMP CM|ITGI|ITG Inc.|32869
LOVE|THE LOVESAC COMP CM|ITGP|ITG INC.|18800
LOVE|THE LOVESAC COMP CM|JEFF|JEFFERIES LLC|17644
LOVE|THE LOVESAC COMP CM|JGUN|Joseph Gunnar & Co.  LLC|2650
LOVE|THE LOVESAC COMP CM|JMPT|JUMP TRADING, LLC|4662
LOVE|THE LOVESAC COMP CM|JPMX|J.P. Morgan Securities LLC|42448
LOVE|THE LOVESAC COMP CM|JSJX|JANE STREET CAPITAL LLC|500
LOVE|THE LOVESAC COMP CM|KCGM|VIRTU Americas LLC|34387
LOVE|THE LOVESAC COMP CM|LEHM|Barclays Capital Inc./Le|61985
LOVE|THE LOVESAC COMP CM|LIME|Lime Brokerage LLC|3764
LOVE|THE LOVESAC COMP CM|LSCI|Lek Securities Corporation|500
LOVE|THE LOVESAC COMP CM|LTCO|Ladenburg, Thalmann & Co., Inc.|30100
LOVE|THE LOVESAC COMP CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2396
LOVE|THE LOVESAC COMP CM|MAXM|Maxim Group LLC|2957
LOVE|THE LOVESAC COMP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13200
LOVE|THE LOVESAC COMP CM|MOTF|MOTIF INVESTING, INC.|96
LOVE|THE LOVESAC COMP CM|MSCO|MORGAN STANLEY & CO. LLC|157850
LOVE|THE LOVESAC COMP CM|MSPL|MORGAN STANLEY & CO. LLC|9300
LOVE|THE LOVESAC COMP CM|NFSC|National Financial Services LLC|18979
LOVE|THE LOVESAC COMP CM|NITE|VIRTU Americas LLC|204072
LOVE|THE LOVESAC COMP CM|NITP|VIRTU Americas LLC|100
LOVE|THE LOVESAC COMP CM|NQRB|Brut, LLC|3800
LOVE|THE LOVESAC COMP CM|PDQM|CODA MARKETS, INC.|31061
LOVE|THE LOVESAC COMP CM|PREC|PRECISION SECURITIES, LLC|437
LOVE|THE LOVESAC COMP CM|PWJC|UBS Financial Services, Inc.|2000
LOVE|THE LOVESAC COMP CM|RAJA|Raymond James & Associates, Inc.|1319
LOVE|THE LOVESAC COMP CM|RBCM|RBC CAPITAL MARKETS, LLC|4861
LOVE|THE LOVESAC COMP CM|ROTH|Roth Capital Partners, LLC|491303
LOVE|THE LOVESAC COMP CM|SAGL|SAGETRADER, LLC|2090
LOVE|THE LOVESAC COMP CM|SBSH|Citigroup Global Markets Inc.|5902
LOVE|THE LOVESAC COMP CM|SGMT|GOLDMAN SACHS & CO. LLC|30715
LOVE|THE LOVESAC COMP CM|SPDR|SPEEDROUTE LLC|14104
LOVE|THE LOVESAC COMP CM|STFL|Stifel, Nicolaus & Company, Incorporated|1000
LOVE|THE LOVESAC COMP CM|SWIM|TD Ameritrade, Inc.|7300
LOVE|THE LOVESAC COMP CM|TKNG|ALLY INVEST SECURITIES LLC|15
LOVE|THE LOVESAC COMP CM|TTUC|CUTTONE & CO., INC.|20000
LOVE|THE LOVESAC COMP CM|TWTT|TASTYWORKS, INC.|100
LOVE|THE LOVESAC COMP CM|UBSA|UBS SECURITIES LLC|86296
LOVE|THE LOVESAC COMP CM|UBSS|UBS Securities LLC|46161
LOVE|THE LOVESAC COMP CM|VALX|VIRTU AMERICAS LLC|812
LOVE|THE LOVESAC COMP CM|VGRD|Vanguard Marketing Corporation|149
LOVE|THE LOVESAC COMP CM|VNDS|VANDHAM SECURITIES CORP|6700
LOVE|THE LOVESAC COMP CM|WABR|Wall Street Access|600
LOVE|THE LOVESAC COMP CM|WCHV|WELLS FARGO SECURITIES, LLC|7250
LOVE|THE LOVESAC COMP CM|WGIF|CIBC World Markets Inc.|500
LOVE|THE LOVESAC COMP CM|WSEA|WOLVERINE SECURITIES, LLC|3270
LOVE|THE LOVESAC COMP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
LOVE|THE LOVESAC COMP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
LOVE|THE LOVESAC COMP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
LOW|LOWES COMPANIES|ABLE|NATIXIS Securities Americas LLC|84913
LOW|LOWES COMPANIES|AGIS|Aegis Capital Corp.|200
LOW|LOWES COMPANIES|ALLN|Allen & Company LLC|9497
LOW|LOWES COMPANIES|ALTX|Alternet Securities Inc.|192491
LOW|LOWES COMPANIES|ANOS|ABEL/NOSER, L.L.C.|126428
LOW|LOWES COMPANIES|APCC|Apex Clearing Corporation|17239
LOW|LOWES COMPANIES|BALE|M&T SECURITIES, INC.|424
LOW|LOWES COMPANIES|BANK|Primevest Financial Services, Inc.|1388
LOW|LOWES COMPANIES|BAQP|BURKE & QUICK PARTNERS LLC|437
LOW|LOWES COMPANIES|BARD|Robert W. Baird & Co. Incorporated|27917
LOW|LOWES COMPANIES|BATM|CBOE TRADING, INC.|35584
LOW|LOWES COMPANIES|BAYC|BAY CREST PARTNERS, LLC|140
LOW|LOWES COMPANIES|BAYT|BTIG, LLC|11400
LOW|LOWES COMPANIES|BBNT|BB&T SECURITIES, LLC|20620
LOW|LOWES COMPANIES|BERN|Sanford C. Bernstein & Co., LLC|537122
LOW|LOWES COMPANIES|BIDS|BIDS TRADING L.P.|800
LOW|LOWES COMPANIES|BIMI|Banca IMI Securities Corp.|165
LOW|LOWES COMPANIES|BKCM|BNY Mellon Capital Markets LLC|73
LOW|LOWES COMPANIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|59991
LOW|LOWES COMPANIES|BLKX|INSTINET, LLC|90500
LOW|LOWES COMPANIES|BMOC|BMO Capital Markets Corp.|142687
LOW|LOWES COMPANIES|BNPX|BNP PARIBAS SECURITIES CORP.|1085733
LOW|LOWES COMPANIES|BRGE|Newbridge Securities Corp.|583
LOW|LOWES COMPANIES|BTIG|BTIG, LLC|28279
LOW|LOWES COMPANIES|BYXM|CBOE TRADING, INC.|6935
LOW|LOWES COMPANIES|BZYD|GOLDMAN SACHS & CO. LLC|300
LOW|LOWES COMPANIES|CABR|Cabrera Capital Markets, Inc.|125
LOW|LOWES COMPANIES|CANT|Cantor Fitzgerald & Co.|4052
LOW|LOWES COMPANIES|CBLC|CITIGROUP GLOBAL MARKETS INC.|30800
LOW|LOWES COMPANIES|CHAS|Charles Schwab & Co., Inc.|2949
LOW|LOWES COMPANIES|CHBC|PENSERRA SECURITIES, LLC|43200
LOW|LOWES COMPANIES|CIBP|CIBC World Markets Corp.|68476
LOW|LOWES COMPANIES|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
LOW|LOWES COMPANIES|CIST|Capital Institutional Services, Inc.|22324
LOW|LOWES COMPANIES|CLSA|CLSA AMERICAS, LLC|158273
LOW|LOWES COMPANIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|413384
LOW|LOWES COMPANIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|507
LOW|LOWES COMPANIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31682
LOW|LOWES COMPANIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1710791
LOW|LOWES COMPANIES|CTDL|Citadel Derivatives Group Llc|53400
LOW|LOWES COMPANIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|158270
LOW|LOWES COMPANIES|DADA|D.A. Davidson & Co.|6157
LOW|LOWES COMPANIES|DAVA|Davenport & Company LLC|1304
LOW|LOWES COMPANIES|DBAB|Deutsche Bank Securities Inc.|1016126
LOW|LOWES COMPANIES|DBAX|Deutsche Bank Securities Inc.|1306700
LOW|LOWES COMPANIES|DCHF|Dart Executions, LLC|40075
LOW|LOWES COMPANIES|DEAN|MORGAN STANLEY|64829
LOW|LOWES COMPANIES|DEGS|RONIN PROFESSIONAL LLC|100
LOW|LOWES COMPANIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8509
LOW|LOWES COMPANIES|DRWK|DRW SECURITIES, L.L.C.|12627
LOW|LOWES COMPANIES|EBXL|EBX LLC|1106200
LOW|LOWES COMPANIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|92914
LOW|LOWES COMPANIES|EDJC|Edward Jones / CDS|3786
LOW|LOWES COMPANIES|EDJO|Edward D. Jones & Co., L.P.|99818
LOW|LOWES COMPANIES|EGAM|CBOE TRADING, INC.|56430
LOW|LOWES COMPANIES|EGAW|CBOE TRADING, INC.|1437
LOW|LOWES COMPANIES|EGMT|EG MARKET TECHNOLOGIES LLC|3059
LOW|LOWES COMPANIES|EGXM|CBOE TRADING, INC.|45218
LOW|LOWES COMPANIES|EGXW|CBOE TRADING, INC.|616
LOW|LOWES COMPANIES|ETBE|Electronic Transaction Clearing, Inc.|73558
LOW|LOWES COMPANIES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
LOW|LOWES COMPANIES|ETCB|ETC BROKERAGE SERVICES, LLC|74
LOW|LOWES COMPANIES|ETCC|Electronic Transaction Clearing, Inc.|531
LOW|LOWES COMPANIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60731
LOW|LOWES COMPANIES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
LOW|LOWES COMPANIES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1583
LOW|LOWES COMPANIES|ETRS|E*Trade Securities LLC|359777
LOW|LOWES COMPANIES|FIDT|Fidelity Clearing Canada ULC./ CDS|59
LOW|LOWES COMPANIES|FILL|Tradestation Securities, Inc.|29601
LOW|LOWES COMPANIES|FINX|FINTECH SECURITIES|5014
LOW|LOWES COMPANIES|FMAF|NBCN Inc./ CDS|9485
LOW|LOWES COMPANIES|FMCO|First Manhattan Co|600
LOW|LOWES COMPANIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|49858
LOW|LOWES COMPANIES|FQLS|Quantlab Securities LP|1129946
LOW|LOWES COMPANIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|240391
LOW|LOWES COMPANIES|FTBR|Foliofn Investments, Inc.|18475
LOW|LOWES COMPANIES|GEBB|GLOBAL EXECUTION BROKERS, LP|65197
LOW|LOWES COMPANIES|GLIS|TD Securities Inc|1284
LOW|LOWES COMPANIES|GLPX|ACS EXECUTION SERVICES, LLC|166964
LOW|LOWES COMPANIES|GSCO|GOLDMAN SACHS & CO. LLC|5270491
LOW|LOWES COMPANIES|GSCS|GOLDMAN SACHS & CO. LLC|20440
LOW|LOWES COMPANIES|GSLT|GOLDMAN SACHS & CO. LLC|65381
LOW|LOWES COMPANIES|GTSZ|GTS SECURITIES LLC|666998
LOW|LOWES COMPANIES|HAPX|HAP Trading, LLC|1160
LOW|LOWES COMPANIES|HCTA|Hardcastle Trading USA LLC|113239
LOW|LOWES COMPANIES|HRBF|American Enterprise Investment Services Inc.|24119
LOW|LOWES COMPANIES|HSBC|HSBC Securities, Inc.|159485
LOW|LOWES COMPANIES|IATS|INTERACTIVE BROKERS LLC|28367
LOW|LOWES COMPANIES|IBKR|Interactive Brokers Llc|39279
LOW|LOWES COMPANIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10094
LOW|LOWES COMPANIES|ICBX|INSTINET, LLC|232730
LOW|LOWES COMPANIES|IEQY|CITADEL SECURITIES LLC|349176
LOW|LOWES COMPANIES|INCA|INSTINET, LLC|902267
LOW|LOWES COMPANIES|INJX|INSTINET, LLC|26202
LOW|LOWES COMPANIES|ITGI|ITG Inc.|281710
LOW|LOWES COMPANIES|ITGP|ITG INC.|506000
LOW|LOWES COMPANIES|JANY|Janney Montgomery Scott Inc.|11042
LOW|LOWES COMPANIES|JEFF|JEFFERIES LLC|333517
LOW|LOWES COMPANIES|JMPT|JUMP TRADING, LLC|280963
LOW|LOWES COMPANIES|JONE|JonesTrading|787
LOW|LOWES COMPANIES|JPBX|J.P. MORGAN SECURITIES LLC|968924
LOW|LOWES COMPANIES|JPMX|J.P. Morgan Securities LLC|2548068
LOW|LOWES COMPANIES|JSEB|JANE STREET EXECUTION SERVICES, LLC|30842
LOW|LOWES COMPANIES|JSJX|JANE STREET CAPITAL LLC|9283
LOW|LOWES COMPANIES|JUTA|JUMP TRADING, LLC|100
LOW|LOWES COMPANIES|KCGM|VIRTU Americas LLC|223479
LOW|LOWES COMPANIES|KEYB|KEYBANC CAPITAL MARKETS INC.|20000
LOW|LOWES COMPANIES|LEHM|Barclays Capital Inc./Le|2208987
LOW|LOWES COMPANIES|LIME|Lime Brokerage LLC|116363
LOW|LOWES COMPANIES|LIWD|LIME BROKERAGE LLC|121
LOW|LOWES COMPANIES|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
LOW|LOWES COMPANIES|LOOP|Loop Capital Markets LLC|4817
LOW|LOWES COMPANIES|LQNA|LIQUIDNET, INC.|263100
LOW|LOWES COMPANIES|LSCI|Lek Securities Corporation|7969
LOW|LOWES COMPANIES|LVMR|LIVERMORE TRADING GROUP, INC.|1898
LOW|LOWES COMPANIES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|771
LOW|LOWES COMPANIES|MACC|Mid Atlantic Capital Corporation|6425
LOW|LOWES COMPANIES|MACQ|Macquarie Capital (USA) Inc.|9507
LOW|LOWES COMPANIES|MAXM|Maxim Group LLC|4616
LOW|LOWES COMPANIES|MCMF|Raymond James Ltd. Cds|1648
LOW|LOWES COMPANIES|MILE|I-Bankers Securities, Inc.|450
LOW|LOWES COMPANIES|MKMP|MKM Partners LLC|13000
LOW|LOWES COMPANIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|606060
LOW|LOWES COMPANIES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2390
LOW|LOWES COMPANIES|MNDX|TJM Investments, LLC|7739
LOW|LOWES COMPANIES|MOTF|MOTIF INVESTING, INC.|43
LOW|LOWES COMPANIES|MSCO|MORGAN STANLEY & CO. LLC|5970856
LOW|LOWES COMPANIES|MSPL|MORGAN STANLEY & CO. LLC|943500
LOW|LOWES COMPANIES|MSTX|MORGAN STANLEY & CO. LLC|784600
LOW|LOWES COMPANIES|MZHO|Mizuho Securities USA LLC|21000
LOW|LOWES COMPANIES|NATL|National Securities Corporation|715
LOW|LOWES COMPANIES|NBCS|NBC Securities, INC.|800
LOW|LOWES COMPANIES|NEED|Needham & Company, LLC|264
LOW|LOWES COMPANIES|NEUB|NEUBERGER BERMAN BD LLC|480
LOW|LOWES COMPANIES|NFSC|National Financial Services LLC|543837
LOW|LOWES COMPANIES|NITE|VIRTU Americas LLC|2039189
LOW|LOWES COMPANIES|NITP|VIRTU Americas LLC|3000
LOW|LOWES COMPANIES|NMRA|Nomura Securities International, Inc.|100
LOW|LOWES COMPANIES|NQRB|Brut, LLC|69227
LOW|LOWES COMPANIES|NTBF|BMO Nesbitt Burns Inc./CDS|5438
LOW|LOWES COMPANIES|NTRC|Northern Trust Securities, Inc.|885
LOW|LOWES COMPANIES|OHOS|TWO SIGMA SECURITIES, LLC|305857
LOW|LOWES COMPANIES|ONEL|O'NEIL SECURITIES, INCORPORATED|1115
LOW|LOWES COMPANIES|OPCO|Oppenheimer & Co. Inc.|17749
LOW|LOWES COMPANIES|PASL|Pershing Advisor Solutions LLC|2945
LOW|LOWES COMPANIES|PCFF|Pacific International Securities Inc./CDS|34
LOW|LOWES COMPANIES|PDQM|CODA MARKETS, INC.|172151
LOW|LOWES COMPANIES|PHLY|NASDAQ Execution Services, LLC|40342
LOW|LOWES COMPANIES|PICT|Pictet Overseas Inc.|361
LOW|LOWES COMPANIES|PIPR|Piper Jaffray & Co.|5930
LOW|LOWES COMPANIES|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|2600
LOW|LOWES COMPANIES|PWJC|UBS Financial Services, Inc.|21594
LOW|LOWES COMPANIES|QMSR|QUATTRO M SECURITIES INC.|2698
LOW|LOWES COMPANIES|RBCM|RBC CAPITAL MARKETS, LLC|49256
LOW|LOWES COMPANIES|RGLD|Regal Securities, Inc|3
LOW|LOWES COMPANIES|RHOX|XR Securities LLC|24738
LOW|LOWES COMPANIES|SAGL|SAGETRADER, LLC|186148
LOW|LOWES COMPANIES|SAGW|SAGETRADER, LLC|349
LOW|LOWES COMPANIES|SALI|INTL FCSTONE FINANCIAL INC.|2906
LOW|LOWES COMPANIES|SBRX|MURIEL SIEBERT & CO INC|187
LOW|LOWES COMPANIES|SBSH|Citigroup Global Markets Inc.|725738
LOW|LOWES COMPANIES|SEIC|SEI Investments Distribution Co.|140614
LOW|LOWES COMPANIES|SGMT|GOLDMAN SACHS & CO. LLC|861468
LOW|LOWES COMPANIES|SHMR|ABN Amro Clearing LLC|378
LOW|LOWES COMPANIES|SIBO|Prime Executions, Inc.|72407
LOW|LOWES COMPANIES|SJLS|TRADE INFORMATICS LLC|126503
LOW|LOWES COMPANIES|SPDR|SPEEDROUTE LLC|112373
LOW|LOWES COMPANIES|SPHN|Stephens Inc.|3372
LOW|LOWES COMPANIES|SPNT|SEVEN POINTS CAPITAL, LLC|200
LOW|LOWES COMPANIES|STFL|Stifel, Nicolaus & Company, Incorporated|29793
LOW|LOWES COMPANIES|STKP|STOCKPILE INVESTMENTS, INC.|160
LOW|LOWES COMPANIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14742
LOW|LOWES COMPANIES|SWIM|TD Ameritrade, Inc.|517735
LOW|LOWES COMPANIES|SWST|Hilltop Securities Inc.|9018
LOW|LOWES COMPANIES|TAGC|TELSEY ADVISORY GROUP LLC|92
LOW|LOWES COMPANIES|TKNG|ALLY INVEST SECURITIES LLC|6739
LOW|LOWES COMPANIES|TOUR|TOURMALINE PARTNERS, LLC|200
LOW|LOWES COMPANIES|TRBT|Tradebot Systems, Inc.|532486
LOW|LOWES COMPANIES|TRCM|TRC MARKETS LLC|583952
LOW|LOWES COMPANIES|TTUC|CUTTONE & CO., INC.|7222
LOW|LOWES COMPANIES|TWTT|TASTYWORKS, INC.|353
LOW|LOWES COMPANIES|UBSA|UBS SECURITIES LLC|2238008
LOW|LOWES COMPANIES|UBSS|UBS Securities LLC|2638465
LOW|LOWES COMPANIES|VALX|VIRTU AMERICAS LLC|12698
LOW|LOWES COMPANIES|VGRD|Vanguard Marketing Corporation|26245
LOW|LOWES COMPANIES|VSIN|Vision Financial Markets Llc|56
LOW|LOWES COMPANIES|WBLR|WILLIAM BLAIR|4064
LOW|LOWES COMPANIES|WBPX|SUMMIT SECURITIES GROUP, LLC|3753
LOW|LOWES COMPANIES|WCHV|WELLS FARGO SECURITIES, LLC|1894625
LOW|LOWES COMPANIES|WDNX|WEEDEN & CO.L.P.|12082
LOW|LOWES COMPANIES|WEDB|WEDBUSH SECURITIES INC.|14717
LOW|LOWES COMPANIES|WEED|Weeden & Co.L.P.|14141
LOW|LOWES COMPANIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|266486
LOW|LOWES COMPANIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45179
LOW|LOWES COMPANIES|WGIF|CIBC World Markets Inc.|2744
LOW|LOWES COMPANIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2184
LOW|LOWES COMPANIES|WOLF|Wolfe Trahan Securities|2600
LOW|LOWES COMPANIES|WORD|Worden Capital Management LLC|3550
LOW|LOWES COMPANIES|WSAG|WALL STREET ACCESS|500
LOW|LOWES COMPANIES|WSEA|WOLVERINE SECURITIES, LLC|41809
LOW|LOWES COMPANIES|XIST|INSTINET, LLC|107942
LOW|LOWES COMPANIES|XPQR|Jump Trading|2100
LOW|LOWES COMPANIES|XPUS|XP SECURITIES, LLC|798
LOW|LOWES COMPANIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|186394
LOW|LOWES COMPANIES|YKNA|COMHAR CAPITAL MARKETS, LLC|2867
LOW|LOWES COMPANIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54904
LOWC|SPDR MSCI LOW CARBON|APCC|Apex Clearing Corporation|48
LOWC|SPDR MSCI LOW CARBON|BAYC|BAY CREST PARTNERS, LLC|1400
LOWC|SPDR MSCI LOW CARBON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
LOWC|SPDR MSCI LOW CARBON|CHAS|Charles Schwab & Co., Inc.|2
LOWC|SPDR MSCI LOW CARBON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
LOWC|SPDR MSCI LOW CARBON|CTDL|Citadel Derivatives Group Llc|1500
LOWC|SPDR MSCI LOW CARBON|DBAX|Deutsche Bank Securities Inc.|100
LOWC|SPDR MSCI LOW CARBON|DEAN|MORGAN STANLEY|314
LOWC|SPDR MSCI LOW CARBON|EBXL|EBX LLC|200
LOWC|SPDR MSCI LOW CARBON|EDJO|Edward D. Jones & Co., L.P.|507
LOWC|SPDR MSCI LOW CARBON|ETRS|E*Trade Securities LLC|15
LOWC|SPDR MSCI LOW CARBON|HRBF|American Enterprise Investment Services Inc.|328
LOWC|SPDR MSCI LOW CARBON|IATS|INTERACTIVE BROKERS LLC|20
LOWC|SPDR MSCI LOW CARBON|IBKR|Interactive Brokers Llc|278
LOWC|SPDR MSCI LOW CARBON|ICBX|INSTINET, LLC|200
LOWC|SPDR MSCI LOW CARBON|INCA|INSTINET, LLC|2973
LOWC|SPDR MSCI LOW CARBON|JSEB|JANE STREET EXECUTION SERVICES, LLC|39000
LOWC|SPDR MSCI LOW CARBON|JSJX|JANE STREET CAPITAL LLC|1238
LOWC|SPDR MSCI LOW CARBON|KCGM|VIRTU Americas LLC|155
LOWC|SPDR MSCI LOW CARBON|LEHM|Barclays Capital Inc./Le|200
LOWC|SPDR MSCI LOW CARBON|LIME|Lime Brokerage LLC|600
LOWC|SPDR MSCI LOW CARBON|MAXM|Maxim Group LLC|300
LOWC|SPDR MSCI LOW CARBON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
LOWC|SPDR MSCI LOW CARBON|MSCO|MORGAN STANLEY & CO. LLC|699
LOWC|SPDR MSCI LOW CARBON|NFSC|National Financial Services LLC|478
LOWC|SPDR MSCI LOW CARBON|NITE|VIRTU Americas LLC|3294
LOWC|SPDR MSCI LOW CARBON|SGMT|GOLDMAN SACHS & CO. LLC|3
LOWC|SPDR MSCI LOW CARBON|SWIM|TD Ameritrade, Inc.|3
LOWC|SPDR MSCI LOW CARBON|UBSA|UBS SECURITIES LLC|2297
LOWC|SPDR MSCI LOW CARBON|UBSS|UBS Securities LLC|2182
LOWC|SPDR MSCI LOW CARBON|VGRD|Vanguard Marketing Corporation|63
LOWC|SPDR MSCI LOW CARBON|WSEA|WOLVERINE SECURITIES, LLC|8
LOWC|SPDR MSCI LOW CARBON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6
LOXO|LOXO ONCOLOGY CS|ADAM|CANACCORD GENUITY INC.|975
LOXO|LOXO ONCOLOGY CS|AGIS|Aegis Capital Corp.|1517
LOXO|LOXO ONCOLOGY CS|ALTX|Alternet Securities Inc.|13114
LOXO|LOXO ONCOLOGY CS|ANOS|ABEL/NOSER, L.L.C.|206
LOXO|LOXO ONCOLOGY CS|APCC|Apex Clearing Corporation|14021
LOXO|LOXO ONCOLOGY CS|BARD|Robert W. Baird & Co. Incorporated|60
LOXO|LOXO ONCOLOGY CS|BATM|CBOE TRADING, INC.|19063
LOXO|LOXO ONCOLOGY CS|BAYT|BTIG, LLC|4400
LOXO|LOXO ONCOLOGY CS|BBNT|BB&T SECURITIES, LLC|4
LOXO|LOXO ONCOLOGY CS|BERN|Sanford C. Bernstein & Co., LLC|39353
LOXO|LOXO ONCOLOGY CS|BIDS|BIDS TRADING L.P.|200
LOXO|LOXO ONCOLOGY CS|BIMI|Banca IMI Securities Corp.|1106
LOXO|LOXO ONCOLOGY CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5701
LOXO|LOXO ONCOLOGY CS|BLKX|INSTINET, LLC|208644
LOXO|LOXO ONCOLOGY CS|BMOC|BMO Capital Markets Corp.|4957
LOXO|LOXO ONCOLOGY CS|BNPX|BNP PARIBAS SECURITIES CORP.|17543
LOXO|LOXO ONCOLOGY CS|BRGE|Newbridge Securities Corp.|650
LOXO|LOXO ONCOLOGY CS|BTIG|BTIG, LLC|6485
LOXO|LOXO ONCOLOGY CS|BYXM|CBOE TRADING, INC.|13876
LOXO|LOXO ONCOLOGY CS|CANT|Cantor Fitzgerald & Co.|2300
LOXO|LOXO ONCOLOGY CS|CBLC|CITIGROUP GLOBAL MARKETS INC.|33176
LOXO|LOXO ONCOLOGY CS|CHAS|Charles Schwab & Co., Inc.|5150
LOXO|LOXO ONCOLOGY CS|CIST|Capital Institutional Services, Inc.|303
LOXO|LOXO ONCOLOGY CS|CLSA|CLSA AMERICAS, LLC|750
LOXO|LOXO ONCOLOGY CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56795
LOXO|LOXO ONCOLOGY CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7633
LOXO|LOXO ONCOLOGY CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17898
LOXO|LOXO ONCOLOGY CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|339681
LOXO|LOXO ONCOLOGY CS|CTDL|Citadel Derivatives Group Llc|12462
LOXO|LOXO ONCOLOGY CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|129616
LOXO|LOXO ONCOLOGY CS|DADA|D.A. Davidson & Co.|107
LOXO|LOXO ONCOLOGY CS|DAVA|Davenport & Company LLC|100
LOXO|LOXO ONCOLOGY CS|DBAB|Deutsche Bank Securities Inc.|471974
LOXO|LOXO ONCOLOGY CS|DBAX|Deutsche Bank Securities Inc.|311900
LOXO|LOXO ONCOLOGY CS|DBUL|Deutsche Bank Securities Inc.|1411
LOXO|LOXO ONCOLOGY CS|DEAN|MORGAN STANLEY|21978
LOXO|LOXO ONCOLOGY CS|DEGS|RONIN PROFESSIONAL LLC|12144
LOXO|LOXO ONCOLOGY CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4136
LOXO|LOXO ONCOLOGY CS|DRWK|DRW SECURITIES, L.L.C.|14061
LOXO|LOXO ONCOLOGY CS|EBXL|EBX LLC|157000
LOXO|LOXO ONCOLOGY CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|409
LOXO|LOXO ONCOLOGY CS|EDJO|Edward D. Jones & Co., L.P.|365
LOXO|LOXO ONCOLOGY CS|EGAM|CBOE TRADING, INC.|12044
LOXO|LOXO ONCOLOGY CS|EGAW|CBOE TRADING, INC.|23
LOXO|LOXO ONCOLOGY CS|EGMT|EG MARKET TECHNOLOGIES LLC|1400
LOXO|LOXO ONCOLOGY CS|EGXM|CBOE TRADING, INC.|4857
LOXO|LOXO ONCOLOGY CS|EROP|Eroom Securities L.L.C.|2710
LOXO|LOXO ONCOLOGY CS|ETBE|Electronic Transaction Clearing, Inc.|14096
LOXO|LOXO ONCOLOGY CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4894
LOXO|LOXO ONCOLOGY CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|84539
LOXO|LOXO ONCOLOGY CS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3896
LOXO|LOXO ONCOLOGY CS|ETRS|E*Trade Securities LLC|117037
LOXO|LOXO ONCOLOGY CS|FBCO|Credit Suisse Securities (USA) LLC|274608
LOXO|LOXO ONCOLOGY CS|FBSB|U.S. Bancorp Investments, Inc.|1800
LOXO|LOXO ONCOLOGY CS|FILL|Tradestation Securities, Inc.|4807
LOXO|LOXO ONCOLOGY CS|FMAF|NBCN Inc./ CDS|471
LOXO|LOXO ONCOLOGY CS|FOMA|TD AMERITRADE CLEARING, INC.|353133
LOXO|LOXO ONCOLOGY CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2279
LOXO|LOXO ONCOLOGY CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74389
LOXO|LOXO ONCOLOGY CS|FTBR|Foliofn Investments, Inc.|975
LOXO|LOXO ONCOLOGY CS|GEBB|GLOBAL EXECUTION BROKERS, LP|33668
LOXO|LOXO ONCOLOGY CS|GLPX|ACS EXECUTION SERVICES, LLC|226300
LOXO|LOXO ONCOLOGY CS|GSCO|GOLDMAN SACHS & CO. LLC|899640
LOXO|LOXO ONCOLOGY CS|GSCS|GOLDMAN SACHS & CO. LLC|21006
LOXO|LOXO ONCOLOGY CS|GSLT|GOLDMAN SACHS & CO. LLC|3729
LOXO|LOXO ONCOLOGY CS|GTSZ|GTS SECURITIES LLC|95842
LOXO|LOXO ONCOLOGY CS|HAPX|HAP Trading, LLC|1153
LOXO|LOXO ONCOLOGY CS|HRBF|American Enterprise Investment Services Inc.|1398
LOXO|LOXO ONCOLOGY CS|HSBC|HSBC Securities, Inc.|10637
LOXO|LOXO ONCOLOGY CS|IATS|INTERACTIVE BROKERS LLC|22065
LOXO|LOXO ONCOLOGY CS|IBKR|Interactive Brokers Llc|103439
LOXO|LOXO ONCOLOGY CS|IBSJ|Integrity Brokerage Services, Inc.|640
LOXO|LOXO ONCOLOGY CS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|152
LOXO|LOXO ONCOLOGY CS|ICBX|INSTINET, LLC|40914
LOXO|LOXO ONCOLOGY CS|IEQY|CITADEL SECURITIES LLC|107806
LOXO|LOXO ONCOLOGY CS|INCA|INSTINET, LLC|262993
LOXO|LOXO ONCOLOGY CS|INJX|INSTINET, LLC|43163
LOXO|LOXO ONCOLOGY CS|ITGI|ITG Inc.|58822
LOXO|LOXO ONCOLOGY CS|ITGP|ITG INC.|200800
LOXO|LOXO ONCOLOGY CS|JANY|Janney Montgomery Scott Inc.|185
LOXO|LOXO ONCOLOGY CS|JEFF|JEFFERIES LLC|74770
LOXO|LOXO ONCOLOGY CS|JMPT|JUMP TRADING, LLC|39391
LOXO|LOXO ONCOLOGY CS|JPBX|J.P. MORGAN SECURITIES LLC|34686
LOXO|LOXO ONCOLOGY CS|JPMX|J.P. Morgan Securities LLC|734784
LOXO|LOXO ONCOLOGY CS|JSJX|JANE STREET CAPITAL LLC|41132
LOXO|LOXO ONCOLOGY CS|KCGM|VIRTU Americas LLC|60855
LOXO|LOXO ONCOLOGY CS|LEHM|Barclays Capital Inc./Le|549935
LOXO|LOXO ONCOLOGY CS|LIME|Lime Brokerage LLC|179124
LOXO|LOXO ONCOLOGY CS|LMGP|LIME BROKERAGE LLC|1800
LOXO|LOXO ONCOLOGY CS|LMNX|LUMINEX TRADING & ANALYTICS LLC|45830
LOXO|LOXO ONCOLOGY CS|LQNA|LIQUIDNET, INC.|9400
LOXO|LOXO ONCOLOGY CS|LSCI|Lek Securities Corporation|22
LOXO|LOXO ONCOLOGY CS|MAXM|Maxim Group LLC|3661
LOXO|LOXO ONCOLOGY CS|MBTS|ALLY INVEST SECURITIES LLC|4
LOXO|LOXO ONCOLOGY CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|118424
LOXO|LOXO ONCOLOGY CS|MOTF|MOTIF INVESTING, INC.|42
LOXO|LOXO ONCOLOGY CS|MSCO|MORGAN STANLEY & CO. LLC|1544688
LOXO|LOXO ONCOLOGY CS|MSPL|MORGAN STANLEY & CO. LLC|228600
LOXO|LOXO ONCOLOGY CS|MSTX|MORGAN STANLEY & CO. LLC|17000
LOXO|LOXO ONCOLOGY CS|NATL|National Securities Corporation|55
LOXO|LOXO ONCOLOGY CS|NBCS|NBC Securities, INC.|120
LOXO|LOXO ONCOLOGY CS|NFSC|National Financial Services LLC|341015
LOXO|LOXO ONCOLOGY CS|NITE|VIRTU Americas LLC|684638
LOXO|LOXO ONCOLOGY CS|NITP|VIRTU Americas LLC|4753
LOXO|LOXO ONCOLOGY CS|NQRB|Brut, LLC|5693
LOXO|LOXO ONCOLOGY CS|NTRC|Northern Trust Securities, Inc.|50
LOXO|LOXO ONCOLOGY CS|OPCO|Oppenheimer & Co. Inc.|323
LOXO|LOXO ONCOLOGY CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|824
LOXO|LOXO ONCOLOGY CS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20
LOXO|LOXO ONCOLOGY CS|PCPT|PHILLIP CAPITAL INC.|1150
LOXO|LOXO ONCOLOGY CS|PDQM|CODA MARKETS, INC.|781622
LOXO|LOXO ONCOLOGY CS|PICT|Pictet Overseas Inc.|125
LOXO|LOXO ONCOLOGY CS|PIPR|Piper Jaffray & Co.|9716
LOXO|LOXO ONCOLOGY CS|POIN|PRECISION SECURITIES, LLC (POIN)|500
LOXO|LOXO ONCOLOGY CS|PWJC|UBS Financial Services, Inc.|129
LOXO|LOXO ONCOLOGY CS|RBCM|RBC CAPITAL MARKETS, LLC|862
LOXO|LOXO ONCOLOGY CS|RGLD|Regal Securities, Inc|2000
LOXO|LOXO ONCOLOGY CS|RJLC|RJL CAPITAL GROUP, LLC|1000
LOXO|LOXO ONCOLOGY CS|SAGL|SAGETRADER, LLC|39908
LOXO|LOXO ONCOLOGY CS|SAGW|SAGETRADER, LLC|133
LOXO|LOXO ONCOLOGY CS|SBSH|Citigroup Global Markets Inc.|399070
LOXO|LOXO ONCOLOGY CS|SGMT|GOLDMAN SACHS & CO. LLC|169061
LOXO|LOXO ONCOLOGY CS|SPDR|SPEEDROUTE LLC|27482
LOXO|LOXO ONCOLOGY CS|SPTD|MINT GLOBAL MARKETS, INC.|100
LOXO|LOXO ONCOLOGY CS|SSBS|STATE STREET GLOBAL MARKETS, LLC|26
LOXO|LOXO ONCOLOGY CS|STFL|Stifel, Nicolaus & Company, Incorporated|12233
LOXO|LOXO ONCOLOGY CS|STKP|STOCKPILE INVESTMENTS, INC.|234
LOXO|LOXO ONCOLOGY CS|STXG|Stockcross Financial Services, Inc.|10
LOXO|LOXO ONCOLOGY CS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
LOXO|LOXO ONCOLOGY CS|SWIM|TD Ameritrade, Inc.|231840
LOXO|LOXO ONCOLOGY CS|SWST|Hilltop Securities Inc.|273
LOXO|LOXO ONCOLOGY CS|TKNG|ALLY INVEST SECURITIES LLC|3277
LOXO|LOXO ONCOLOGY CS|TRBT|Tradebot Systems, Inc.|146570
LOXO|LOXO ONCOLOGY CS|TRCM|TRC MARKETS LLC|53918
LOXO|LOXO ONCOLOGY CS|TWTT|TASTYWORKS, INC.|45
LOXO|LOXO ONCOLOGY CS|UBSA|UBS SECURITIES LLC|488981
LOXO|LOXO ONCOLOGY CS|UBSS|UBS Securities LLC|1456984
LOXO|LOXO ONCOLOGY CS|VALX|VIRTU AMERICAS LLC|34437
LOXO|LOXO ONCOLOGY CS|VERT|The Vertical Trading Group, LLC|11573
LOXO|LOXO ONCOLOGY CS|VGRD|Vanguard Marketing Corporation|10653
LOXO|LOXO ONCOLOGY CS|VSIN|Vision Financial Markets Llc|7
LOXO|LOXO ONCOLOGY CS|WABR|Wall Street Access|6441
LOXO|LOXO ONCOLOGY CS|WBLR|WILLIAM BLAIR|5
LOXO|LOXO ONCOLOGY CS|WBPX|SUMMIT SECURITIES GROUP, LLC|15124
LOXO|LOXO ONCOLOGY CS|WCHV|WELLS FARGO SECURITIES, LLC|56672
LOXO|LOXO ONCOLOGY CS|WDNX|WEEDEN & CO.L.P.|3766
LOXO|LOXO ONCOLOGY CS|WEDB|WEDBUSH SECURITIES INC.|43118
LOXO|LOXO ONCOLOGY CS|WEED|Weeden & Co.L.P.|1175
LOXO|LOXO ONCOLOGY CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1059
LOXO|LOXO ONCOLOGY CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|493
LOXO|LOXO ONCOLOGY CS|WGIF|CIBC World Markets Inc.|4858
LOXO|LOXO ONCOLOGY CS|WSEA|WOLVERINE SECURITIES, LLC|4046
LOXO|LOXO ONCOLOGY CS|XIST|INSTINET, LLC|32400
LOXO|LOXO ONCOLOGY CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|132608
LOXO|LOXO ONCOLOGY CS|YKNA|COMHAR CAPITAL MARKETS, LLC|135750
LOXO|LOXO ONCOLOGY CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|607
LPCN|LIPOCINE INC COMMON|ALTX|Alternet Securities Inc.|2050
LPCN|LIPOCINE INC COMMON|APCC|Apex Clearing Corporation|6
LPCN|LIPOCINE INC COMMON|BERN|Sanford C. Bernstein & Co., LLC|11
LPCN|LIPOCINE INC COMMON|BIMI|Banca IMI Securities Corp.|8980
LPCN|LIPOCINE INC COMMON|CANT|Cantor Fitzgerald & Co.|100
LPCN|LIPOCINE INC COMMON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11316
LPCN|LIPOCINE INC COMMON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1357
LPCN|LIPOCINE INC COMMON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17167
LPCN|LIPOCINE INC COMMON|CTDL|Citadel Derivatives Group Llc|1682
LPCN|LIPOCINE INC COMMON|CXCX|CITIGROUP GLOBAL MARKETS INC.|6000
LPCN|LIPOCINE INC COMMON|DAVA|Davenport & Company LLC|500
LPCN|LIPOCINE INC COMMON|DBAB|Deutsche Bank Securities Inc.|16443
LPCN|LIPOCINE INC COMMON|DBAX|Deutsche Bank Securities Inc.|9600
LPCN|LIPOCINE INC COMMON|DEAN|MORGAN STANLEY|25
LPCN|LIPOCINE INC COMMON|DEGS|RONIN PROFESSIONAL LLC|13159
LPCN|LIPOCINE INC COMMON|EBXL|EBX LLC|1400
LPCN|LIPOCINE INC COMMON|EGAM|CBOE TRADING, INC.|125
LPCN|LIPOCINE INC COMMON|EGXM|CBOE TRADING, INC.|2
LPCN|LIPOCINE INC COMMON|ETBE|Electronic Transaction Clearing, Inc.|20
LPCN|LIPOCINE INC COMMON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
LPCN|LIPOCINE INC COMMON|ETRS|E*Trade Securities LLC|119007
LPCN|LIPOCINE INC COMMON|FBCO|Credit Suisse Securities (USA) LLC|28350
LPCN|LIPOCINE INC COMMON|FILL|Tradestation Securities, Inc.|2400
LPCN|LIPOCINE INC COMMON|FMAF|NBCN Inc./ CDS|150
LPCN|LIPOCINE INC COMMON|FOMA|TD AMERITRADE CLEARING, INC.|222796
LPCN|LIPOCINE INC COMMON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4434
LPCN|LIPOCINE INC COMMON|GEBB|GLOBAL EXECUTION BROKERS, LP|395
LPCN|LIPOCINE INC COMMON|GLPX|ACS EXECUTION SERVICES, LLC|400
LPCN|LIPOCINE INC COMMON|GSCO|GOLDMAN SACHS & CO. LLC|19099
LPCN|LIPOCINE INC COMMON|GSLT|GOLDMAN SACHS & CO. LLC|200
LPCN|LIPOCINE INC COMMON|HRBF|American Enterprise Investment Services Inc.|7900
LPCN|LIPOCINE INC COMMON|IATS|INTERACTIVE BROKERS LLC|1100
LPCN|LIPOCINE INC COMMON|IBKR|Interactive Brokers Llc|13762
LPCN|LIPOCINE INC COMMON|ICBX|INSTINET, LLC|8016
LPCN|LIPOCINE INC COMMON|INCA|INSTINET, LLC|8345
LPCN|LIPOCINE INC COMMON|INJX|INSTINET, LLC|1443
LPCN|LIPOCINE INC COMMON|ITGI|ITG Inc.|11015
LPCN|LIPOCINE INC COMMON|ITGP|ITG INC.|16600
LPCN|LIPOCINE INC COMMON|JEFF|JEFFERIES LLC|2897
LPCN|LIPOCINE INC COMMON|JMPT|JUMP TRADING, LLC|230
LPCN|LIPOCINE INC COMMON|JPMX|J.P. Morgan Securities LLC|15686
LPCN|LIPOCINE INC COMMON|JSJX|JANE STREET CAPITAL LLC|700
LPCN|LIPOCINE INC COMMON|KCGM|VIRTU Americas LLC|100
LPCN|LIPOCINE INC COMMON|LEHM|Barclays Capital Inc./Le|17278
LPCN|LIPOCINE INC COMMON|LIME|Lime Brokerage LLC|18771
LPCN|LIPOCINE INC COMMON|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1
LPCN|LIPOCINE INC COMMON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12836
LPCN|LIPOCINE INC COMMON|MSCO|MORGAN STANLEY & CO. LLC|90394
LPCN|LIPOCINE INC COMMON|MSPL|MORGAN STANLEY & CO. LLC|11600
LPCN|LIPOCINE INC COMMON|NATL|National Securities Corporation|5280
LPCN|LIPOCINE INC COMMON|NFSC|National Financial Services LLC|218934
LPCN|LIPOCINE INC COMMON|NITE|VIRTU Americas LLC|270587
LPCN|LIPOCINE INC COMMON|NITP|VIRTU Americas LLC|500
LPCN|LIPOCINE INC COMMON|NQRB|Brut, LLC|5888
LPCN|LIPOCINE INC COMMON|OPCO|Oppenheimer & Co. Inc.|2600
LPCN|LIPOCINE INC COMMON|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4900
LPCN|LIPOCINE INC COMMON|PDQM|CODA MARKETS, INC.|2391
LPCN|LIPOCINE INC COMMON|RAJA|Raymond James & Associates, Inc.|56
LPCN|LIPOCINE INC COMMON|RBCM|RBC CAPITAL MARKETS, LLC|8200
LPCN|LIPOCINE INC COMMON|SAGL|SAGETRADER, LLC|865
LPCN|LIPOCINE INC COMMON|SBSH|Citigroup Global Markets Inc.|4532
LPCN|LIPOCINE INC COMMON|SGMT|GOLDMAN SACHS & CO. LLC|7442
LPCN|LIPOCINE INC COMMON|SPDR|SPEEDROUTE LLC|2000
LPCN|LIPOCINE INC COMMON|SWIM|TD Ameritrade, Inc.|89936
LPCN|LIPOCINE INC COMMON|TKNG|ALLY INVEST SECURITIES LLC|4050
LPCN|LIPOCINE INC COMMON|UBSA|UBS SECURITIES LLC|12794
LPCN|LIPOCINE INC COMMON|UBSS|UBS Securities LLC|74207
LPCN|LIPOCINE INC COMMON|VGRD|Vanguard Marketing Corporation|3600
LPCN|LIPOCINE INC COMMON|WCHV|WELLS FARGO SECURITIES, LLC|10921
LPCN|LIPOCINE INC COMMON|WGIF|CIBC World Markets Inc.|7
LPCN|LIPOCINE INC COMMON|WSEA|WOLVERINE SECURITIES, LLC|4990
LPCN|LIPOCINE INC COMMON|XSTM|NATIONAL FINANCIAL SERVICES LLC|11146
LPCN|LIPOCINE INC COMMON|YKNA|COMHAR CAPITAL MARKETS, LLC|400
LPCN|LIPOCINE INC COMMON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2445
LPG|DORIAN LPG LTD|ADAM|CANACCORD GENUITY INC.|3000
LPG|DORIAN LPG LTD|ALTX|Alternet Securities Inc.|2061
LPG|DORIAN LPG LTD|APCC|Apex Clearing Corporation|300
LPG|DORIAN LPG LTD|BATM|CBOE TRADING, INC.|2535
LPG|DORIAN LPG LTD|BERN|Sanford C. Bernstein & Co., LLC|11475
LPG|DORIAN LPG LTD|BNPX|BNP PARIBAS SECURITIES CORP.|3015
LPG|DORIAN LPG LTD|BTIG|BTIG, LLC|25397
LPG|DORIAN LPG LTD|BYXM|CBOE TRADING, INC.|410
LPG|DORIAN LPG LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21748
LPG|DORIAN LPG LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2284
LPG|DORIAN LPG LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80141
LPG|DORIAN LPG LTD|CTDL|Citadel Derivatives Group Llc|5881
LPG|DORIAN LPG LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|52236
LPG|DORIAN LPG LTD|DBAB|Deutsche Bank Securities Inc.|47009
LPG|DORIAN LPG LTD|DBAX|Deutsche Bank Securities Inc.|40700
LPG|DORIAN LPG LTD|DEAN|MORGAN STANLEY|8
LPG|DORIAN LPG LTD|DEGS|RONIN PROFESSIONAL LLC|1575
LPG|DORIAN LPG LTD|EBXL|EBX LLC|24900
LPG|DORIAN LPG LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|6913
LPG|DORIAN LPG LTD|EGAM|CBOE TRADING, INC.|7256
LPG|DORIAN LPG LTD|EGMT|EG MARKET TECHNOLOGIES LLC|300
LPG|DORIAN LPG LTD|EGXM|CBOE TRADING, INC.|2659
LPG|DORIAN LPG LTD|ETBE|Electronic Transaction Clearing, Inc.|2493
LPG|DORIAN LPG LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5423
LPG|DORIAN LPG LTD|ETRS|E*Trade Securities LLC|7120
LPG|DORIAN LPG LTD|FILL|Tradestation Securities, Inc.|1172
LPG|DORIAN LPG LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89660
LPG|DORIAN LPG LTD|FTBR|Foliofn Investments, Inc.|9266
LPG|DORIAN LPG LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|1170
LPG|DORIAN LPG LTD|GLPX|ACS EXECUTION SERVICES, LLC|24921
LPG|DORIAN LPG LTD|GSCO|GOLDMAN SACHS & CO. LLC|179691
LPG|DORIAN LPG LTD|GSCS|GOLDMAN SACHS & CO. LLC|800
LPG|DORIAN LPG LTD|GSLT|GOLDMAN SACHS & CO. LLC|1656
LPG|DORIAN LPG LTD|GTSZ|GTS SECURITIES LLC|6724
LPG|DORIAN LPG LTD|HRBF|American Enterprise Investment Services Inc.|342
LPG|DORIAN LPG LTD|HSBC|HSBC Securities, Inc.|1300
LPG|DORIAN LPG LTD|IATS|INTERACTIVE BROKERS LLC|11886
LPG|DORIAN LPG LTD|IBKR|Interactive Brokers Llc|25051
LPG|DORIAN LPG LTD|ICBX|INSTINET, LLC|17700
LPG|DORIAN LPG LTD|IEQY|CITADEL SECURITIES LLC|11209
LPG|DORIAN LPG LTD|INCA|INSTINET, LLC|49396
LPG|DORIAN LPG LTD|INJX|INSTINET, LLC|7166
LPG|DORIAN LPG LTD|ITGI|ITG Inc.|39798
LPG|DORIAN LPG LTD|ITGP|ITG INC.|49400
LPG|DORIAN LPG LTD|JANY|Janney Montgomery Scott Inc.|2000
LPG|DORIAN LPG LTD|JEFF|JEFFERIES LLC|8675
LPG|DORIAN LPG LTD|JMPT|JUMP TRADING, LLC|7652
LPG|DORIAN LPG LTD|JPBX|J.P. MORGAN SECURITIES LLC|7048
LPG|DORIAN LPG LTD|JPMX|J.P. Morgan Securities LLC|129145
LPG|DORIAN LPG LTD|JSJX|JANE STREET CAPITAL LLC|1964
LPG|DORIAN LPG LTD|KCGM|VIRTU Americas LLC|28478
LPG|DORIAN LPG LTD|LEHM|Barclays Capital Inc./Le|143309
LPG|DORIAN LPG LTD|LIME|Lime Brokerage LLC|8178
LPG|DORIAN LPG LTD|LOOP|Loop Capital Markets LLC|1180
LPG|DORIAN LPG LTD|LQNA|LIQUIDNET, INC.|28800
LPG|DORIAN LPG LTD|LSCI|Lek Securities Corporation|309
LPG|DORIAN LPG LTD|MKMP|MKM Partners LLC|500
LPG|DORIAN LPG LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48602
LPG|DORIAN LPG LTD|MOTF|MOTIF INVESTING, INC.|8
LPG|DORIAN LPG LTD|MSCO|MORGAN STANLEY & CO. LLC|192191
LPG|DORIAN LPG LTD|MSPL|MORGAN STANLEY & CO. LLC|84500
LPG|DORIAN LPG LTD|MSTX|MORGAN STANLEY & CO. LLC|66900
LPG|DORIAN LPG LTD|NFSC|National Financial Services LLC|47872
LPG|DORIAN LPG LTD|NITE|VIRTU Americas LLC|165919
LPG|DORIAN LPG LTD|NQRB|Brut, LLC|5668
LPG|DORIAN LPG LTD|OPCO|Oppenheimer & Co. Inc.|77
LPG|DORIAN LPG LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2250
LPG|DORIAN LPG LTD|PCPT|PHILLIP CAPITAL INC.|21802
LPG|DORIAN LPG LTD|PDQM|CODA MARKETS, INC.|17351
LPG|DORIAN LPG LTD|PNSR|Penserra Securities, LLC|271
LPG|DORIAN LPG LTD|RBCM|RBC CAPITAL MARKETS, LLC|41
LPG|DORIAN LPG LTD|ROBT|Robotti & Company, LLC|8514
LPG|DORIAN LPG LTD|SAGW|SAGETRADER, LLC|500
LPG|DORIAN LPG LTD|SBSH|Citigroup Global Markets Inc.|20435
LPG|DORIAN LPG LTD|SGMT|GOLDMAN SACHS & CO. LLC|53245
LPG|DORIAN LPG LTD|SPDR|SPEEDROUTE LLC|2799
LPG|DORIAN LPG LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
LPG|DORIAN LPG LTD|SWIM|TD Ameritrade, Inc.|20202
LPG|DORIAN LPG LTD|TKNG|ALLY INVEST SECURITIES LLC|2140
LPG|DORIAN LPG LTD|TRBT|Tradebot Systems, Inc.|68833
LPG|DORIAN LPG LTD|TRCM|TRC MARKETS LLC|5218
LPG|DORIAN LPG LTD|UBSA|UBS SECURITIES LLC|196198
LPG|DORIAN LPG LTD|UBSS|UBS Securities LLC|199615
LPG|DORIAN LPG LTD|VALX|VIRTU AMERICAS LLC|3561
LPG|DORIAN LPG LTD|VGRD|Vanguard Marketing Corporation|6332
LPG|DORIAN LPG LTD|WABR|Wall Street Access|100
LPG|DORIAN LPG LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|147
LPG|DORIAN LPG LTD|WCHV|WELLS FARGO SECURITIES, LLC|9726
LPG|DORIAN LPG LTD|WEED|Weeden & Co.L.P.|4100
LPG|DORIAN LPG LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6482
LPG|DORIAN LPG LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5765
LPG|DORIAN LPG LTD|WSAG|WALL STREET ACCESS|650
LPG|DORIAN LPG LTD|WSEA|WOLVERINE SECURITIES, LLC|2049
LPG|DORIAN LPG LTD|XIST|INSTINET, LLC|17800
LPG|DORIAN LPG LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
LPG|DORIAN LPG LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|1391
LPG|DORIAN LPG LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9012
LPI|LAREDO PETROLEUM INC|ABLE|NATIXIS Securities Americas LLC|44993
LPI|LAREDO PETROLEUM INC|ALTX|Alternet Securities Inc.|24949
LPI|LAREDO PETROLEUM INC|APCC|Apex Clearing Corporation|72080
LPI|LAREDO PETROLEUM INC|AQUA|AQUA SECURITIES L.P.|16200
LPI|LAREDO PETROLEUM INC|BARD|Robert W. Baird & Co. Incorporated|836
LPI|LAREDO PETROLEUM INC|BATM|CBOE TRADING, INC.|10334
LPI|LAREDO PETROLEUM INC|BAYC|BAY CREST PARTNERS, LLC|5821
LPI|LAREDO PETROLEUM INC|BAYT|BTIG, LLC|2500
LPI|LAREDO PETROLEUM INC|BERN|Sanford C. Bernstein & Co., LLC|1486829
LPI|LAREDO PETROLEUM INC|BIDS|BIDS TRADING L.P.|30100
LPI|LAREDO PETROLEUM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49836
LPI|LAREDO PETROLEUM INC|BLKX|INSTINET, LLC|173933
LPI|LAREDO PETROLEUM INC|BMOC|BMO Capital Markets Corp.|37561
LPI|LAREDO PETROLEUM INC|BNPX|BNP PARIBAS SECURITIES CORP.|240195
LPI|LAREDO PETROLEUM INC|BTIG|BTIG, LLC|314123
LPI|LAREDO PETROLEUM INC|BYXM|CBOE TRADING, INC.|1624
LPI|LAREDO PETROLEUM INC|BZYD|GOLDMAN SACHS & CO. LLC|570
LPI|LAREDO PETROLEUM INC|CANT|Cantor Fitzgerald & Co.|206
LPI|LAREDO PETROLEUM INC|CHAS|Charles Schwab & Co., Inc.|9100
LPI|LAREDO PETROLEUM INC|CIST|Capital Institutional Services, Inc.|100
LPI|LAREDO PETROLEUM INC|CLSA|CLSA AMERICAS, LLC|1700
LPI|LAREDO PETROLEUM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|142641
LPI|LAREDO PETROLEUM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
LPI|LAREDO PETROLEUM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10758
LPI|LAREDO PETROLEUM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1152899
LPI|LAREDO PETROLEUM INC|CTDL|Citadel Derivatives Group Llc|39788
LPI|LAREDO PETROLEUM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|359688
LPI|LAREDO PETROLEUM INC|DBAB|Deutsche Bank Securities Inc.|528680
LPI|LAREDO PETROLEUM INC|DBAX|Deutsche Bank Securities Inc.|2150700
LPI|LAREDO PETROLEUM INC|DBUL|Deutsche Bank Securities Inc.|18210
LPI|LAREDO PETROLEUM INC|DCHF|Dart Executions, LLC|2713
LPI|LAREDO PETROLEUM INC|DEAN|MORGAN STANLEY|4289
LPI|LAREDO PETROLEUM INC|DEGS|RONIN PROFESSIONAL LLC|900
LPI|LAREDO PETROLEUM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1125
LPI|LAREDO PETROLEUM INC|EBXL|EBX LLC|772200
LPI|LAREDO PETROLEUM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|139846
LPI|LAREDO PETROLEUM INC|EDJO|Edward D. Jones & Co., L.P.|6695
LPI|LAREDO PETROLEUM INC|EGAM|CBOE TRADING, INC.|18849
LPI|LAREDO PETROLEUM INC|EGAW|CBOE TRADING, INC.|2811
LPI|LAREDO PETROLEUM INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
LPI|LAREDO PETROLEUM INC|EGXM|CBOE TRADING, INC.|10843
LPI|LAREDO PETROLEUM INC|EGXW|CBOE TRADING, INC.|900
LPI|LAREDO PETROLEUM INC|ETBE|Electronic Transaction Clearing, Inc.|29673
LPI|LAREDO PETROLEUM INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|14600
LPI|LAREDO PETROLEUM INC|ETCB|ETC BROKERAGE SERVICES, LLC|350
LPI|LAREDO PETROLEUM INC|ETCC|Electronic Transaction Clearing, Inc.|80
LPI|LAREDO PETROLEUM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3228
LPI|LAREDO PETROLEUM INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1416
LPI|LAREDO PETROLEUM INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4200
LPI|LAREDO PETROLEUM INC|ETRS|E*Trade Securities LLC|3570022
LPI|LAREDO PETROLEUM INC|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|10000
LPI|LAREDO PETROLEUM INC|FBRC|B. RILEY FBR, INC.|20000
LPI|LAREDO PETROLEUM INC|FILL|Tradestation Securities, Inc.|42517
LPI|LAREDO PETROLEUM INC|FMAF|NBCN Inc./ CDS|2084
LPI|LAREDO PETROLEUM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3260
LPI|LAREDO PETROLEUM INC|FQLS|Quantlab Securities LP|815980
LPI|LAREDO PETROLEUM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|349928
LPI|LAREDO PETROLEUM INC|FTBR|Foliofn Investments, Inc.|466
LPI|LAREDO PETROLEUM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|11400
LPI|LAREDO PETROLEUM INC|GLIS|TD Securities Inc|325
LPI|LAREDO PETROLEUM INC|GLPX|ACS EXECUTION SERVICES, LLC|25625
LPI|LAREDO PETROLEUM INC|GSCO|GOLDMAN SACHS & CO. LLC|5569221
LPI|LAREDO PETROLEUM INC|GSCS|GOLDMAN SACHS & CO. LLC|151066
LPI|LAREDO PETROLEUM INC|GSLT|GOLDMAN SACHS & CO. LLC|15089
LPI|LAREDO PETROLEUM INC|GTSZ|GTS SECURITIES LLC|190632
LPI|LAREDO PETROLEUM INC|HRBF|American Enterprise Investment Services Inc.|26020
LPI|LAREDO PETROLEUM INC|HSBC|HSBC Securities, Inc.|233
LPI|LAREDO PETROLEUM INC|IATS|INTERACTIVE BROKERS LLC|24978
LPI|LAREDO PETROLEUM INC|IBKR|Interactive Brokers Llc|68867
LPI|LAREDO PETROLEUM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11412
LPI|LAREDO PETROLEUM INC|ICBX|INSTINET, LLC|385579
LPI|LAREDO PETROLEUM INC|IEQY|CITADEL SECURITIES LLC|232135
LPI|LAREDO PETROLEUM INC|INCA|INSTINET, LLC|397745
LPI|LAREDO PETROLEUM INC|INJX|INSTINET, LLC|220019
LPI|LAREDO PETROLEUM INC|ITGI|ITG Inc.|111652
LPI|LAREDO PETROLEUM INC|ITGP|ITG INC.|1204000
LPI|LAREDO PETROLEUM INC|JANY|Janney Montgomery Scott Inc.|1289
LPI|LAREDO PETROLEUM INC|JEFF|JEFFERIES LLC|1006173
LPI|LAREDO PETROLEUM INC|JMPT|JUMP TRADING, LLC|250608
LPI|LAREDO PETROLEUM INC|JPBX|J.P. MORGAN SECURITIES LLC|210204
LPI|LAREDO PETROLEUM INC|JPMX|J.P. Morgan Securities LLC|2555382
LPI|LAREDO PETROLEUM INC|JSJX|JANE STREET CAPITAL LLC|18292
LPI|LAREDO PETROLEUM INC|KCGM|VIRTU Americas LLC|398008
LPI|LAREDO PETROLEUM INC|KRSH|Kershner Securities, LLC|25729
LPI|LAREDO PETROLEUM INC|LEHM|Barclays Capital Inc./Le|3281736
LPI|LAREDO PETROLEUM INC|LIME|Lime Brokerage LLC|25929
LPI|LAREDO PETROLEUM INC|LOOP|Loop Capital Markets LLC|30765
LPI|LAREDO PETROLEUM INC|LQNA|LIQUIDNET, INC.|686800
LPI|LAREDO PETROLEUM INC|LSCI|Lek Securities Corporation|25972
LPI|LAREDO PETROLEUM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
LPI|LAREDO PETROLEUM INC|MACC|Mid Atlantic Capital Corporation|17200
LPI|LAREDO PETROLEUM INC|MACQ|Macquarie Capital (USA) Inc.|18336
LPI|LAREDO PETROLEUM INC|MAXM|Maxim Group LLC|25627
LPI|LAREDO PETROLEUM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|842585
LPI|LAREDO PETROLEUM INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
LPI|LAREDO PETROLEUM INC|MNDX|TJM Investments, LLC|4500
LPI|LAREDO PETROLEUM INC|MOTF|MOTIF INVESTING, INC.|1
LPI|LAREDO PETROLEUM INC|MSCO|MORGAN STANLEY & CO. LLC|4032664
LPI|LAREDO PETROLEUM INC|MSPL|MORGAN STANLEY & CO. LLC|2420700
LPI|LAREDO PETROLEUM INC|MSTX|MORGAN STANLEY & CO. LLC|1027500
LPI|LAREDO PETROLEUM INC|NATL|National Securities Corporation|4150
LPI|LAREDO PETROLEUM INC|NFSC|National Financial Services LLC|899874
LPI|LAREDO PETROLEUM INC|NITE|VIRTU Americas LLC|2311315
LPI|LAREDO PETROLEUM INC|NITP|VIRTU Americas LLC|29266
LPI|LAREDO PETROLEUM INC|NQRB|Brut, LLC|42745
LPI|LAREDO PETROLEUM INC|NTRC|Northern Trust Securities, Inc.|15830
LPI|LAREDO PETROLEUM INC|OPCO|Oppenheimer & Co. Inc.|900
LPI|LAREDO PETROLEUM INC|PDQM|CODA MARKETS, INC.|109790
LPI|LAREDO PETROLEUM INC|PWJC|UBS Financial Services, Inc.|17
LPI|LAREDO PETROLEUM INC|RBCM|RBC CAPITAL MARKETS, LLC|35250
LPI|LAREDO PETROLEUM INC|SAGL|SAGETRADER, LLC|26847
LPI|LAREDO PETROLEUM INC|SAGW|SAGETRADER, LLC|1278
LPI|LAREDO PETROLEUM INC|SBSH|Citigroup Global Markets Inc.|450241
LPI|LAREDO PETROLEUM INC|SGMT|GOLDMAN SACHS & CO. LLC|1126661
LPI|LAREDO PETROLEUM INC|SOCO|Capital One Southcoast, Inc|1300
LPI|LAREDO PETROLEUM INC|SPDR|SPEEDROUTE LLC|9947
LPI|LAREDO PETROLEUM INC|SPHN|Stephens Inc.|86363
LPI|LAREDO PETROLEUM INC|SPNT|SEVEN POINTS CAPITAL, LLC|6763
LPI|LAREDO PETROLEUM INC|STFL|Stifel, Nicolaus & Company, Incorporated|29687
LPI|LAREDO PETROLEUM INC|STRS|STRATEGAS RESEARCH PARTNERS|3200
LPI|LAREDO PETROLEUM INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11928
LPI|LAREDO PETROLEUM INC|SWIM|TD Ameritrade, Inc.|233700
LPI|LAREDO PETROLEUM INC|SWST|Hilltop Securities Inc.|1100
LPI|LAREDO PETROLEUM INC|TKNG|ALLY INVEST SECURITIES LLC|32934
LPI|LAREDO PETROLEUM INC|TRBT|Tradebot Systems, Inc.|667731
LPI|LAREDO PETROLEUM INC|TRCM|TRC MARKETS LLC|462449
LPI|LAREDO PETROLEUM INC|UBSA|UBS SECURITIES LLC|2862003
LPI|LAREDO PETROLEUM INC|UBSS|UBS Securities LLC|2234362
LPI|LAREDO PETROLEUM INC|VALX|VIRTU AMERICAS LLC|252073
LPI|LAREDO PETROLEUM INC|VGRD|Vanguard Marketing Corporation|169189
LPI|LAREDO PETROLEUM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|10474
LPI|LAREDO PETROLEUM INC|WCHV|WELLS FARGO SECURITIES, LLC|456979
LPI|LAREDO PETROLEUM INC|WEDB|WEDBUSH SECURITIES INC.|57056
LPI|LAREDO PETROLEUM INC|WEED|Weeden & Co.L.P.|3100
LPI|LAREDO PETROLEUM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13885
LPI|LAREDO PETROLEUM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47721
LPI|LAREDO PETROLEUM INC|WGIF|CIBC World Markets Inc.|1000
LPI|LAREDO PETROLEUM INC|WOLF|Wolfe Trahan Securities|23103
LPI|LAREDO PETROLEUM INC|WSEA|WOLVERINE SECURITIES, LLC|13291
LPI|LAREDO PETROLEUM INC|XIST|INSTINET, LLC|422366
LPI|LAREDO PETROLEUM INC|XPQR|Jump Trading|305
LPI|LAREDO PETROLEUM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|376086
LPI|LAREDO PETROLEUM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|459
LPI|LAREDO PETROLEUM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7814
LPL|LG DISPLAY CO LTD AD|ALTX|Alternet Securities Inc.|34105
LPL|LG DISPLAY CO LTD AD|APCC|Apex Clearing Corporation|8596
LPL|LG DISPLAY CO LTD AD|BARD|Robert W. Baird & Co. Incorporated|1000
LPL|LG DISPLAY CO LTD AD|BATM|CBOE TRADING, INC.|800
LPL|LG DISPLAY CO LTD AD|BERN|Sanford C. Bernstein & Co., LLC|61107
LPL|LG DISPLAY CO LTD AD|BIDS|BIDS TRADING L.P.|200
LPL|LG DISPLAY CO LTD AD|BIMI|Banca IMI Securities Corp.|250
LPL|LG DISPLAY CO LTD AD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37781
LPL|LG DISPLAY CO LTD AD|BNPX|BNP PARIBAS SECURITIES CORP.|3354
LPL|LG DISPLAY CO LTD AD|BYXM|CBOE TRADING, INC.|50
LPL|LG DISPLAY CO LTD AD|BZYD|GOLDMAN SACHS & CO. LLC|1500
LPL|LG DISPLAY CO LTD AD|CHAS|Charles Schwab & Co., Inc.|5298
LPL|LG DISPLAY CO LTD AD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12497
LPL|LG DISPLAY CO LTD AD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|402
LPL|LG DISPLAY CO LTD AD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
LPL|LG DISPLAY CO LTD AD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|208188
LPL|LG DISPLAY CO LTD AD|CTDL|Citadel Derivatives Group Llc|6308
LPL|LG DISPLAY CO LTD AD|CXCX|CITIGROUP GLOBAL MARKETS INC.|17104
LPL|LG DISPLAY CO LTD AD|DBAB|Deutsche Bank Securities Inc.|213423
LPL|LG DISPLAY CO LTD AD|DBAX|Deutsche Bank Securities Inc.|330000
LPL|LG DISPLAY CO LTD AD|DCHF|Dart Executions, LLC|900
LPL|LG DISPLAY CO LTD AD|DEAN|MORGAN STANLEY|14229
LPL|LG DISPLAY CO LTD AD|DEGS|RONIN PROFESSIONAL LLC|1636
LPL|LG DISPLAY CO LTD AD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
LPL|LG DISPLAY CO LTD AD|EBXL|EBX LLC|177900
LPL|LG DISPLAY CO LTD AD|ECUT|CONVERGEX EXECUTION SOLUTIONS|8522
LPL|LG DISPLAY CO LTD AD|EDJO|Edward D. Jones & Co., L.P.|629
LPL|LG DISPLAY CO LTD AD|EGAM|CBOE TRADING, INC.|78538
LPL|LG DISPLAY CO LTD AD|EGAW|CBOE TRADING, INC.|700
LPL|LG DISPLAY CO LTD AD|EGXM|CBOE TRADING, INC.|6602
LPL|LG DISPLAY CO LTD AD|EGXW|CBOE TRADING, INC.|33
LPL|LG DISPLAY CO LTD AD|ETBE|Electronic Transaction Clearing, Inc.|1720
LPL|LG DISPLAY CO LTD AD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
LPL|LG DISPLAY CO LTD AD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
LPL|LG DISPLAY CO LTD AD|ETRS|E*Trade Securities LLC|184731
LPL|LG DISPLAY CO LTD AD|FILL|Tradestation Securities, Inc.|21339
LPL|LG DISPLAY CO LTD AD|FMAF|NBCN Inc./ CDS|3800
LPL|LG DISPLAY CO LTD AD|FQLS|Quantlab Securities LP|50287
LPL|LG DISPLAY CO LTD AD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89596
LPL|LG DISPLAY CO LTD AD|FTBR|Foliofn Investments, Inc.|13385
LPL|LG DISPLAY CO LTD AD|GEBB|GLOBAL EXECUTION BROKERS, LP|4500
LPL|LG DISPLAY CO LTD AD|GLPX|ACS EXECUTION SERVICES, LLC|13519
LPL|LG DISPLAY CO LTD AD|GSCO|GOLDMAN SACHS & CO. LLC|444013
LPL|LG DISPLAY CO LTD AD|GSCS|GOLDMAN SACHS & CO. LLC|9381
LPL|LG DISPLAY CO LTD AD|GSLT|GOLDMAN SACHS & CO. LLC|2821
LPL|LG DISPLAY CO LTD AD|GTSZ|GTS SECURITIES LLC|24780
LPL|LG DISPLAY CO LTD AD|HRBF|American Enterprise Investment Services Inc.|6691
LPL|LG DISPLAY CO LTD AD|HSBC|HSBC Securities, Inc.|8247
LPL|LG DISPLAY CO LTD AD|IATS|INTERACTIVE BROKERS LLC|70259
LPL|LG DISPLAY CO LTD AD|IBKR|Interactive Brokers Llc|104635
LPL|LG DISPLAY CO LTD AD|ICBX|INSTINET, LLC|87324
LPL|LG DISPLAY CO LTD AD|INCA|INSTINET, LLC|147353
LPL|LG DISPLAY CO LTD AD|INJX|INSTINET, LLC|449
LPL|LG DISPLAY CO LTD AD|INTL|INTL FCSTONE FINANCIAL INC.|2294
LPL|LG DISPLAY CO LTD AD|ITGI|ITG Inc.|45371
LPL|LG DISPLAY CO LTD AD|ITGP|ITG INC.|124400
LPL|LG DISPLAY CO LTD AD|JANY|Janney Montgomery Scott Inc.|2000
LPL|LG DISPLAY CO LTD AD|JEFF|JEFFERIES LLC|1950
LPL|LG DISPLAY CO LTD AD|JMPT|JUMP TRADING, LLC|25908
LPL|LG DISPLAY CO LTD AD|JPBX|J.P. MORGAN SECURITIES LLC|16816
LPL|LG DISPLAY CO LTD AD|JPMX|J.P. Morgan Securities LLC|271918
LPL|LG DISPLAY CO LTD AD|JSJX|JANE STREET CAPITAL LLC|200
LPL|LG DISPLAY CO LTD AD|KCGM|VIRTU Americas LLC|23815
LPL|LG DISPLAY CO LTD AD|LEHM|Barclays Capital Inc./Le|557234
LPL|LG DISPLAY CO LTD AD|LIME|Lime Brokerage LLC|11421
LPL|LG DISPLAY CO LTD AD|LSCI|Lek Securities Corporation|539
LPL|LG DISPLAY CO LTD AD|MACQ|Macquarie Capital (USA) Inc.|180900
LPL|LG DISPLAY CO LTD AD|MBTS|ALLY INVEST SECURITIES LLC|6611
LPL|LG DISPLAY CO LTD AD|MCMF|Raymond James Ltd. Cds|200
LPL|LG DISPLAY CO LTD AD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|193558
LPL|LG DISPLAY CO LTD AD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
LPL|LG DISPLAY CO LTD AD|MOTF|MOTIF INVESTING, INC.|32
LPL|LG DISPLAY CO LTD AD|MPSG|E D & F Man Capital Markets Inc.|7000
LPL|LG DISPLAY CO LTD AD|MSCO|MORGAN STANLEY & CO. LLC|946206
LPL|LG DISPLAY CO LTD AD|MSPL|MORGAN STANLEY & CO. LLC|871400
LPL|LG DISPLAY CO LTD AD|MSTX|MORGAN STANLEY & CO. LLC|193000
LPL|LG DISPLAY CO LTD AD|MTON|MILLINGTON SECURITIES, INC.|21943
LPL|LG DISPLAY CO LTD AD|NFSC|National Financial Services LLC|542772
LPL|LG DISPLAY CO LTD AD|NITE|VIRTU Americas LLC|817219
LPL|LG DISPLAY CO LTD AD|NITP|VIRTU Americas LLC|9709
LPL|LG DISPLAY CO LTD AD|NMRA|Nomura Securities International, Inc.|42798
LPL|LG DISPLAY CO LTD AD|NQRB|Brut, LLC|4972
LPL|LG DISPLAY CO LTD AD|NTBF|BMO Nesbitt Burns Inc./CDS|1683
LPL|LG DISPLAY CO LTD AD|OPCO|Oppenheimer & Co. Inc.|132
LPL|LG DISPLAY CO LTD AD|PCFF|Pacific International Securities Inc./CDS|700
LPL|LG DISPLAY CO LTD AD|PDQM|CODA MARKETS, INC.|47360
LPL|LG DISPLAY CO LTD AD|RBCM|RBC CAPITAL MARKETS, LLC|12930
LPL|LG DISPLAY CO LTD AD|RGLD|Regal Securities, Inc|50
LPL|LG DISPLAY CO LTD AD|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|3500
LPL|LG DISPLAY CO LTD AD|SAGL|SAGETRADER, LLC|9100
LPL|LG DISPLAY CO LTD AD|SALI|INTL FCSTONE FINANCIAL INC.|35
LPL|LG DISPLAY CO LTD AD|SBSH|Citigroup Global Markets Inc.|21552
LPL|LG DISPLAY CO LTD AD|SEIC|SEI Investments Distribution Co.|100
LPL|LG DISPLAY CO LTD AD|SGMT|GOLDMAN SACHS & CO. LLC|82100
LPL|LG DISPLAY CO LTD AD|SPDR|SPEEDROUTE LLC|4800
LPL|LG DISPLAY CO LTD AD|STKP|STOCKPILE INVESTMENTS, INC.|156
LPL|LG DISPLAY CO LTD AD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6100
LPL|LG DISPLAY CO LTD AD|SWIM|TD Ameritrade, Inc.|64501
LPL|LG DISPLAY CO LTD AD|SWST|Hilltop Securities Inc.|800
LPL|LG DISPLAY CO LTD AD|TKNG|ALLY INVEST SECURITIES LLC|4815
LPL|LG DISPLAY CO LTD AD|TRBT|Tradebot Systems, Inc.|67996
LPL|LG DISPLAY CO LTD AD|TRCM|TRC MARKETS LLC|8613
LPL|LG DISPLAY CO LTD AD|UBSA|UBS SECURITIES LLC|483074
LPL|LG DISPLAY CO LTD AD|UBSS|UBS Securities LLC|716436
LPL|LG DISPLAY CO LTD AD|VALX|VIRTU AMERICAS LLC|67562
LPL|LG DISPLAY CO LTD AD|VGRD|Vanguard Marketing Corporation|67003
LPL|LG DISPLAY CO LTD AD|VSIN|Vision Financial Markets Llc|350
LPL|LG DISPLAY CO LTD AD|WABR|Wall Street Access|23743
LPL|LG DISPLAY CO LTD AD|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
LPL|LG DISPLAY CO LTD AD|WCHV|WELLS FARGO SECURITIES, LLC|65456
LPL|LG DISPLAY CO LTD AD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4776
LPL|LG DISPLAY CO LTD AD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3492
LPL|LG DISPLAY CO LTD AD|WSEA|WOLVERINE SECURITIES, LLC|8075
LPL|LG DISPLAY CO LTD AD|XIST|INSTINET, LLC|93800
LPL|LG DISPLAY CO LTD AD|XSTM|NATIONAL FINANCIAL SERVICES LLC|122524
LPL|LG DISPLAY CO LTD AD|YKNA|COMHAR CAPITAL MARKETS, LLC|1118
LPL|LG DISPLAY CO LTD AD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3736
LPLA|LPL FINANCIAL HLD CM|ABLE|NATIXIS Securities Americas LLC|48200
LPLA|LPL FINANCIAL HLD CM|ADAM|CANACCORD GENUITY INC.|400
LPLA|LPL FINANCIAL HLD CM|ALLN|Allen & Company LLC|2072
LPLA|LPL FINANCIAL HLD CM|ALTX|Alternet Securities Inc.|3900
LPLA|LPL FINANCIAL HLD CM|APCC|Apex Clearing Corporation|485
LPLA|LPL FINANCIAL HLD CM|AQUA|AQUA SECURITIES L.P.|24600
LPLA|LPL FINANCIAL HLD CM|BARD|Robert W. Baird & Co. Incorporated|43
LPLA|LPL FINANCIAL HLD CM|BATM|CBOE TRADING, INC.|12154
LPLA|LPL FINANCIAL HLD CM|BAYT|BTIG, LLC|1794
LPLA|LPL FINANCIAL HLD CM|BBNT|BB&T SECURITIES, LLC|23
LPLA|LPL FINANCIAL HLD CM|BERN|Sanford C. Bernstein & Co., LLC|1546007
LPLA|LPL FINANCIAL HLD CM|BIDS|BIDS TRADING L.P.|31800
LPLA|LPL FINANCIAL HLD CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1922
LPLA|LPL FINANCIAL HLD CM|BLKX|INSTINET, LLC|106580
LPLA|LPL FINANCIAL HLD CM|BMOC|BMO Capital Markets Corp.|499
LPLA|LPL FINANCIAL HLD CM|BNPX|BNP PARIBAS SECURITIES CORP.|11255
LPLA|LPL FINANCIAL HLD CM|BTIG|BTIG, LLC|27436
LPLA|LPL FINANCIAL HLD CM|BYXM|CBOE TRADING, INC.|500
LPLA|LPL FINANCIAL HLD CM|BZYD|GOLDMAN SACHS & CO. LLC|600
LPLA|LPL FINANCIAL HLD CM|CANT|Cantor Fitzgerald & Co.|6275
LPLA|LPL FINANCIAL HLD CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|16200
LPLA|LPL FINANCIAL HLD CM|CHAS|Charles Schwab & Co., Inc.|59
LPLA|LPL FINANCIAL HLD CM|CIST|Capital Institutional Services, Inc.|2382
LPLA|LPL FINANCIAL HLD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|271265
LPLA|LPL FINANCIAL HLD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
LPLA|LPL FINANCIAL HLD CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|465
LPLA|LPL FINANCIAL HLD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|296741
LPLA|LPL FINANCIAL HLD CM|CTDL|Citadel Derivatives Group Llc|15380
LPLA|LPL FINANCIAL HLD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|32870
LPLA|LPL FINANCIAL HLD CM|DBAB|Deutsche Bank Securities Inc.|654135
LPLA|LPL FINANCIAL HLD CM|DBAX|Deutsche Bank Securities Inc.|207200
LPLA|LPL FINANCIAL HLD CM|DBUL|Deutsche Bank Securities Inc.|6234
LPLA|LPL FINANCIAL HLD CM|DEAN|MORGAN STANLEY|1310
LPLA|LPL FINANCIAL HLD CM|DEGS|RONIN PROFESSIONAL LLC|100
LPLA|LPL FINANCIAL HLD CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6755
LPLA|LPL FINANCIAL HLD CM|DRWK|DRW SECURITIES, L.L.C.|10789
LPLA|LPL FINANCIAL HLD CM|EBXL|EBX LLC|104500
LPLA|LPL FINANCIAL HLD CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|32587
LPLA|LPL FINANCIAL HLD CM|EGAM|CBOE TRADING, INC.|8041
LPLA|LPL FINANCIAL HLD CM|EGAW|CBOE TRADING, INC.|815
LPLA|LPL FINANCIAL HLD CM|EGMT|EG MARKET TECHNOLOGIES LLC|1460
LPLA|LPL FINANCIAL HLD CM|EGXM|CBOE TRADING, INC.|675
LPLA|LPL FINANCIAL HLD CM|ESPO|ESPOSITO SECURITIES, LLC|612
LPLA|LPL FINANCIAL HLD CM|ETBE|Electronic Transaction Clearing, Inc.|16002
LPLA|LPL FINANCIAL HLD CM|ETCC|Electronic Transaction Clearing, Inc.|180
LPLA|LPL FINANCIAL HLD CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2836
LPLA|LPL FINANCIAL HLD CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32010
LPLA|LPL FINANCIAL HLD CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
LPLA|LPL FINANCIAL HLD CM|ETRS|E*Trade Securities LLC|4010
LPLA|LPL FINANCIAL HLD CM|FBCO|Credit Suisse Securities (USA) LLC|645429
LPLA|LPL FINANCIAL HLD CM|FBRC|B. RILEY FBR, INC.|3000
LPLA|LPL FINANCIAL HLD CM|FBSB|U.S. Bancorp Investments, Inc.|1
LPLA|LPL FINANCIAL HLD CM|FILL|Tradestation Securities, Inc.|547
LPLA|LPL FINANCIAL HLD CM|FMAF|NBCN Inc./ CDS|5503
LPLA|LPL FINANCIAL HLD CM|FOMA|TD AMERITRADE CLEARING, INC.|32094
LPLA|LPL FINANCIAL HLD CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|515
LPLA|LPL FINANCIAL HLD CM|FQLS|Quantlab Securities LP|203512
LPLA|LPL FINANCIAL HLD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103377
LPLA|LPL FINANCIAL HLD CM|FTBR|Foliofn Investments, Inc.|4750
LPLA|LPL FINANCIAL HLD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5001
LPLA|LPL FINANCIAL HLD CM|GLPX|ACS EXECUTION SERVICES, LLC|15432
LPLA|LPL FINANCIAL HLD CM|GSCO|GOLDMAN SACHS & CO. LLC|731886
LPLA|LPL FINANCIAL HLD CM|GSCS|GOLDMAN SACHS & CO. LLC|41014
LPLA|LPL FINANCIAL HLD CM|GSLT|GOLDMAN SACHS & CO. LLC|1566
LPLA|LPL FINANCIAL HLD CM|GTSZ|GTS SECURITIES LLC|106394
LPLA|LPL FINANCIAL HLD CM|HRBF|American Enterprise Investment Services Inc.|426
LPLA|LPL FINANCIAL HLD CM|HSBC|HSBC Securities, Inc.|300
LPLA|LPL FINANCIAL HLD CM|IATS|INTERACTIVE BROKERS LLC|2716
LPLA|LPL FINANCIAL HLD CM|IBKR|Interactive Brokers Llc|16181
LPLA|LPL FINANCIAL HLD CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4922
LPLA|LPL FINANCIAL HLD CM|ICBX|INSTINET, LLC|39656
LPLA|LPL FINANCIAL HLD CM|INCA|INSTINET, LLC|440381
LPLA|LPL FINANCIAL HLD CM|INJX|INSTINET, LLC|34917
LPLA|LPL FINANCIAL HLD CM|ITGI|ITG Inc.|66857
LPLA|LPL FINANCIAL HLD CM|ITGP|ITG INC.|160000
LPLA|LPL FINANCIAL HLD CM|JANY|Janney Montgomery Scott Inc.|510
LPLA|LPL FINANCIAL HLD CM|JEFF|JEFFERIES LLC|171776
LPLA|LPL FINANCIAL HLD CM|JMPT|JUMP TRADING, LLC|68110
LPLA|LPL FINANCIAL HLD CM|JPBX|J.P. MORGAN SECURITIES LLC|16889
LPLA|LPL FINANCIAL HLD CM|JPMX|J.P. Morgan Securities LLC|375531
LPLA|LPL FINANCIAL HLD CM|JSJX|JANE STREET CAPITAL LLC|23542
LPLA|LPL FINANCIAL HLD CM|KBWI|Keefe, Bruyette & Woods, Inc.|15987
LPLA|LPL FINANCIAL HLD CM|KCGM|VIRTU Americas LLC|24212
LPLA|LPL FINANCIAL HLD CM|LEHM|Barclays Capital Inc./Le|877378
LPLA|LPL FINANCIAL HLD CM|LIME|Lime Brokerage LLC|180627
LPLA|LPL FINANCIAL HLD CM|LMGP|LIME BROKERAGE LLC|923
LPLA|LPL FINANCIAL HLD CM|LOOP|Loop Capital Markets LLC|500
LPLA|LPL FINANCIAL HLD CM|LQNA|LIQUIDNET, INC.|84700
LPLA|LPL FINANCIAL HLD CM|LSCI|Lek Securities Corporation|130
LPLA|LPL FINANCIAL HLD CM|MACC|Mid Atlantic Capital Corporation|850
LPLA|LPL FINANCIAL HLD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96770
LPLA|LPL FINANCIAL HLD CM|MOTF|MOTIF INVESTING, INC.|7
LPLA|LPL FINANCIAL HLD CM|MSCO|MORGAN STANLEY & CO. LLC|2779931
LPLA|LPL FINANCIAL HLD CM|MSPL|MORGAN STANLEY & CO. LLC|308900
LPLA|LPL FINANCIAL HLD CM|MSTX|MORGAN STANLEY & CO. LLC|52400
LPLA|LPL FINANCIAL HLD CM|NFSC|National Financial Services LLC|36143
LPLA|LPL FINANCIAL HLD CM|NITE|VIRTU Americas LLC|167142
LPLA|LPL FINANCIAL HLD CM|NITP|VIRTU Americas LLC|2649
LPLA|LPL FINANCIAL HLD CM|NQRB|Brut, LLC|2181
LPLA|LPL FINANCIAL HLD CM|NTRC|Northern Trust Securities, Inc.|4610
LPLA|LPL FINANCIAL HLD CM|OPCO|Oppenheimer & Co. Inc.|492
LPLA|LPL FINANCIAL HLD CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2374
LPLA|LPL FINANCIAL HLD CM|PDQM|CODA MARKETS, INC.|58313
LPLA|LPL FINANCIAL HLD CM|PIPR|Piper Jaffray & Co.|1400
LPLA|LPL FINANCIAL HLD CM|RAJA|Raymond James & Associates, Inc.|13165
LPLA|LPL FINANCIAL HLD CM|RBCM|RBC CAPITAL MARKETS, LLC|499
LPLA|LPL FINANCIAL HLD CM|RHCO|Suntrust Robinson Humphrey, Inc.|3100
LPLA|LPL FINANCIAL HLD CM|SAGL|SAGETRADER, LLC|19927
LPLA|LPL FINANCIAL HLD CM|SALI|INTL FCSTONE FINANCIAL INC.|34
LPLA|LPL FINANCIAL HLD CM|SBSH|Citigroup Global Markets Inc.|287054
LPLA|LPL FINANCIAL HLD CM|SDLR|Sandler, O'Neill & Partners, L.P.|5478
LPLA|LPL FINANCIAL HLD CM|SGMT|GOLDMAN SACHS & CO. LLC|81245
LPLA|LPL FINANCIAL HLD CM|SPDR|SPEEDROUTE LLC|7000
LPLA|LPL FINANCIAL HLD CM|STFL|Stifel, Nicolaus & Company, Incorporated|450
LPLA|LPL FINANCIAL HLD CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
LPLA|LPL FINANCIAL HLD CM|SWIM|TD Ameritrade, Inc.|9297
LPLA|LPL FINANCIAL HLD CM|SWST|Hilltop Securities Inc.|1095
LPLA|LPL FINANCIAL HLD CM|TKNG|ALLY INVEST SECURITIES LLC|1012
LPLA|LPL FINANCIAL HLD CM|TOUR|TOURMALINE PARTNERS, LLC|1800
LPLA|LPL FINANCIAL HLD CM|TRBT|Tradebot Systems, Inc.|155661
LPLA|LPL FINANCIAL HLD CM|TRCM|TRC MARKETS LLC|122669
LPLA|LPL FINANCIAL HLD CM|UBSA|UBS SECURITIES LLC|357193
LPLA|LPL FINANCIAL HLD CM|UBSS|UBS Securities LLC|861380
LPLA|LPL FINANCIAL HLD CM|VALX|VIRTU AMERICAS LLC|4522
LPLA|LPL FINANCIAL HLD CM|VGRD|Vanguard Marketing Corporation|735
LPLA|LPL FINANCIAL HLD CM|WBPX|SUMMIT SECURITIES GROUP, LLC|854
LPLA|LPL FINANCIAL HLD CM|WCHV|WELLS FARGO SECURITIES, LLC|54103
LPLA|LPL FINANCIAL HLD CM|WDNX|WEEDEN & CO.L.P.|1288
LPLA|LPL FINANCIAL HLD CM|WEDB|WEDBUSH SECURITIES INC.|41
LPLA|LPL FINANCIAL HLD CM|WEED|Weeden & Co.L.P.|569
LPLA|LPL FINANCIAL HLD CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1190
LPLA|LPL FINANCIAL HLD CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7457
LPLA|LPL FINANCIAL HLD CM|WGIF|CIBC World Markets Inc.|531
LPLA|LPL FINANCIAL HLD CM|WSEA|WOLVERINE SECURITIES, LLC|820
LPLA|LPL FINANCIAL HLD CM|XIST|INSTINET, LLC|51088
LPLA|LPL FINANCIAL HLD CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|18300
LPLA|LPL FINANCIAL HLD CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1096
LPLA|LPL FINANCIAL HLD CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6054
LPNT|LIFEPOINT HEALTH CM|ALTX|Alternet Securities Inc.|11510
LPNT|LIFEPOINT HEALTH CM|ANOS|ABEL/NOSER, L.L.C.|88
LPNT|LIFEPOINT HEALTH CM|APCC|Apex Clearing Corporation|6
LPNT|LIFEPOINT HEALTH CM|AQUA|AQUA SECURITIES L.P.|9200
LPNT|LIFEPOINT HEALTH CM|BARD|Robert W. Baird & Co. Incorporated|2
LPNT|LIFEPOINT HEALTH CM|BATM|CBOE TRADING, INC.|4669
LPNT|LIFEPOINT HEALTH CM|BAYC|BAY CREST PARTNERS, LLC|1692
LPNT|LIFEPOINT HEALTH CM|BBNT|BB&T SECURITIES, LLC|85
LPNT|LIFEPOINT HEALTH CM|BERN|Sanford C. Bernstein & Co., LLC|5174
LPNT|LIFEPOINT HEALTH CM|BKCM|BNY Mellon Capital Markets LLC|5044
LPNT|LIFEPOINT HEALTH CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|870
LPNT|LIFEPOINT HEALTH CM|BLKX|INSTINET, LLC|49407
LPNT|LIFEPOINT HEALTH CM|BMOC|BMO Capital Markets Corp.|5932
LPNT|LIFEPOINT HEALTH CM|BNPX|BNP PARIBAS SECURITIES CORP.|28604
LPNT|LIFEPOINT HEALTH CM|BRVL|BLAYLOCK VAN, LLC|500
LPNT|LIFEPOINT HEALTH CM|BTIG|BTIG, LLC|26292
LPNT|LIFEPOINT HEALTH CM|BYXM|CBOE TRADING, INC.|1073
LPNT|LIFEPOINT HEALTH CM|BZYD|GOLDMAN SACHS & CO. LLC|769
LPNT|LIFEPOINT HEALTH CM|CANT|Cantor Fitzgerald & Co.|4042
LPNT|LIFEPOINT HEALTH CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|91164
LPNT|LIFEPOINT HEALTH CM|CHAS|Charles Schwab & Co., Inc.|18
LPNT|LIFEPOINT HEALTH CM|CIST|Capital Institutional Services, Inc.|2234
LPNT|LIFEPOINT HEALTH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|144288
LPNT|LIFEPOINT HEALTH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11950
LPNT|LIFEPOINT HEALTH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3000
LPNT|LIFEPOINT HEALTH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|327612
LPNT|LIFEPOINT HEALTH CM|CTDL|Citadel Derivatives Group Llc|16236
LPNT|LIFEPOINT HEALTH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|58898
LPNT|LIFEPOINT HEALTH CM|DADA|D.A. Davidson & Co.|18
LPNT|LIFEPOINT HEALTH CM|DBAB|Deutsche Bank Securities Inc.|398180
LPNT|LIFEPOINT HEALTH CM|DBAX|Deutsche Bank Securities Inc.|154000
LPNT|LIFEPOINT HEALTH CM|DEAN|MORGAN STANLEY|758
LPNT|LIFEPOINT HEALTH CM|DEGS|RONIN PROFESSIONAL LLC|550
LPNT|LIFEPOINT HEALTH CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1291
LPNT|LIFEPOINT HEALTH CM|EBXL|EBX LLC|120600
LPNT|LIFEPOINT HEALTH CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2110
LPNT|LIFEPOINT HEALTH CM|EGAM|CBOE TRADING, INC.|14950
LPNT|LIFEPOINT HEALTH CM|EGMT|EG MARKET TECHNOLOGIES LLC|700
LPNT|LIFEPOINT HEALTH CM|EGXM|CBOE TRADING, INC.|4558
LPNT|LIFEPOINT HEALTH CM|EGXW|CBOE TRADING, INC.|100
LPNT|LIFEPOINT HEALTH CM|ETBE|Electronic Transaction Clearing, Inc.|10186
LPNT|LIFEPOINT HEALTH CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1381
LPNT|LIFEPOINT HEALTH CM|ETCC|Electronic Transaction Clearing, Inc.|400
LPNT|LIFEPOINT HEALTH CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16377
LPNT|LIFEPOINT HEALTH CM|ETRS|E*Trade Securities LLC|2395
LPNT|LIFEPOINT HEALTH CM|FBCO|Credit Suisse Securities (USA) LLC|1362577
LPNT|LIFEPOINT HEALTH CM|FILL|Tradestation Securities, Inc.|62
LPNT|LIFEPOINT HEALTH CM|FMAF|NBCN Inc./ CDS|615
LPNT|LIFEPOINT HEALTH CM|FOMA|TD AMERITRADE CLEARING, INC.|16017
LPNT|LIFEPOINT HEALTH CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1979
LPNT|LIFEPOINT HEALTH CM|FQLS|Quantlab Securities LP|179411
LPNT|LIFEPOINT HEALTH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78496
LPNT|LIFEPOINT HEALTH CM|FTBR|Foliofn Investments, Inc.|24
LPNT|LIFEPOINT HEALTH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6141
LPNT|LIFEPOINT HEALTH CM|GLPX|ACS EXECUTION SERVICES, LLC|5375
LPNT|LIFEPOINT HEALTH CM|GSCO|GOLDMAN SACHS & CO. LLC|1582729
LPNT|LIFEPOINT HEALTH CM|GSCS|GOLDMAN SACHS & CO. LLC|11653
LPNT|LIFEPOINT HEALTH CM|GSLT|GOLDMAN SACHS & CO. LLC|1579
LPNT|LIFEPOINT HEALTH CM|GTSZ|GTS SECURITIES LLC|11233
LPNT|LIFEPOINT HEALTH CM|HRBF|American Enterprise Investment Services Inc.|2
LPNT|LIFEPOINT HEALTH CM|HSBC|HSBC Securities, Inc.|38119
LPNT|LIFEPOINT HEALTH CM|IATS|INTERACTIVE BROKERS LLC|1748
LPNT|LIFEPOINT HEALTH CM|IBKR|Interactive Brokers Llc|21372
LPNT|LIFEPOINT HEALTH CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1270
LPNT|LIFEPOINT HEALTH CM|ICBX|INSTINET, LLC|38612
LPNT|LIFEPOINT HEALTH CM|IEQY|CITADEL SECURITIES LLC|50576
LPNT|LIFEPOINT HEALTH CM|INCA|INSTINET, LLC|425190
LPNT|LIFEPOINT HEALTH CM|INJX|INSTINET, LLC|20202
LPNT|LIFEPOINT HEALTH CM|ITGI|ITG Inc.|402817
LPNT|LIFEPOINT HEALTH CM|ITGP|ITG INC.|181600
LPNT|LIFEPOINT HEALTH CM|JEFF|JEFFERIES LLC|105935
LPNT|LIFEPOINT HEALTH CM|JMPT|JUMP TRADING, LLC|27711
LPNT|LIFEPOINT HEALTH CM|JPBX|J.P. MORGAN SECURITIES LLC|46512
LPNT|LIFEPOINT HEALTH CM|JPMX|J.P. Morgan Securities LLC|345112
LPNT|LIFEPOINT HEALTH CM|JSJX|JANE STREET CAPITAL LLC|13144
LPNT|LIFEPOINT HEALTH CM|KCGM|VIRTU Americas LLC|31791
LPNT|LIFEPOINT HEALTH CM|LEHM|Barclays Capital Inc./Le|1013793
LPNT|LIFEPOINT HEALTH CM|LIME|Lime Brokerage LLC|85881
LPNT|LIFEPOINT HEALTH CM|LMGP|LIME BROKERAGE LLC|2240
LPNT|LIFEPOINT HEALTH CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|79526
LPNT|LIFEPOINT HEALTH CM|LOOP|Loop Capital Markets LLC|5300
LPNT|LIFEPOINT HEALTH CM|LQNA|LIQUIDNET, INC.|38500
LPNT|LIFEPOINT HEALTH CM|MAXM|Maxim Group LLC|2783
LPNT|LIFEPOINT HEALTH CM|MCBT|Moors & Cabot, Inc.|61
LPNT|LIFEPOINT HEALTH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|163806
LPNT|LIFEPOINT HEALTH CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|59
LPNT|LIFEPOINT HEALTH CM|MSCO|MORGAN STANLEY & CO. LLC|1820340
LPNT|LIFEPOINT HEALTH CM|MSPL|MORGAN STANLEY & CO. LLC|221600
LPNT|LIFEPOINT HEALTH CM|MSTX|MORGAN STANLEY & CO. LLC|77600
LPNT|LIFEPOINT HEALTH CM|MZHO|Mizuho Securities USA LLC|15000
LPNT|LIFEPOINT HEALTH CM|NFSC|National Financial Services LLC|38854
LPNT|LIFEPOINT HEALTH CM|NITE|VIRTU Americas LLC|81006
LPNT|LIFEPOINT HEALTH CM|NITP|VIRTU Americas LLC|4401
LPNT|LIFEPOINT HEALTH CM|NQRB|Brut, LLC|11047
LPNT|LIFEPOINT HEALTH CM|OPCO|Oppenheimer & Co. Inc.|1281
LPNT|LIFEPOINT HEALTH CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3198
LPNT|LIFEPOINT HEALTH CM|PDQM|CODA MARKETS, INC.|106654
LPNT|LIFEPOINT HEALTH CM|RAJA|Raymond James & Associates, Inc.|298
LPNT|LIFEPOINT HEALTH CM|RBCM|RBC CAPITAL MARKETS, LLC|415
LPNT|LIFEPOINT HEALTH CM|SAGL|SAGETRADER, LLC|200
LPNT|LIFEPOINT HEALTH CM|SAGW|SAGETRADER, LLC|1036
LPNT|LIFEPOINT HEALTH CM|SBSH|Citigroup Global Markets Inc.|321491
LPNT|LIFEPOINT HEALTH CM|SGMT|GOLDMAN SACHS & CO. LLC|68427
LPNT|LIFEPOINT HEALTH CM|SPDR|SPEEDROUTE LLC|17700
LPNT|LIFEPOINT HEALTH CM|SPHN|Stephens Inc.|21290
LPNT|LIFEPOINT HEALTH CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
LPNT|LIFEPOINT HEALTH CM|STFL|Stifel, Nicolaus & Company, Incorporated|10000
LPNT|LIFEPOINT HEALTH CM|SWIM|TD Ameritrade, Inc.|3816
LPNT|LIFEPOINT HEALTH CM|SWST|Hilltop Securities Inc.|499
LPNT|LIFEPOINT HEALTH CM|TKNG|ALLY INVEST SECURITIES LLC|204
LPNT|LIFEPOINT HEALTH CM|TONC|CUTTONE & CO., LLC|1915
LPNT|LIFEPOINT HEALTH CM|TRBT|Tradebot Systems, Inc.|28879
LPNT|LIFEPOINT HEALTH CM|TRCM|TRC MARKETS LLC|116314
LPNT|LIFEPOINT HEALTH CM|UBSA|UBS SECURITIES LLC|334849
LPNT|LIFEPOINT HEALTH CM|UBSS|UBS Securities LLC|1228638
LPNT|LIFEPOINT HEALTH CM|VALX|VIRTU AMERICAS LLC|13103
LPNT|LIFEPOINT HEALTH CM|VGRD|Vanguard Marketing Corporation|400
LPNT|LIFEPOINT HEALTH CM|WABR|Wall Street Access|15
LPNT|LIFEPOINT HEALTH CM|WBPX|SUMMIT SECURITIES GROUP, LLC|2216
LPNT|LIFEPOINT HEALTH CM|WCHV|WELLS FARGO SECURITIES, LLC|23947
LPNT|LIFEPOINT HEALTH CM|WEED|Weeden & Co.L.P.|1122
LPNT|LIFEPOINT HEALTH CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|369
LPNT|LIFEPOINT HEALTH CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1479
LPNT|LIFEPOINT HEALTH CM|WGIF|CIBC World Markets Inc.|3
LPNT|LIFEPOINT HEALTH CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|434
LPNT|LIFEPOINT HEALTH CM|WSEA|WOLVERINE SECURITIES, LLC|251
LPNT|LIFEPOINT HEALTH CM|XIST|INSTINET, LLC|79418
LPNT|LIFEPOINT HEALTH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|5098
LPNT|LIFEPOINT HEALTH CM|YKNA|COMHAR CAPITAL MARKETS, LLC|27
LPSN|LIVEPERSON INC|APCC|Apex Clearing Corporation|351
LPSN|LIVEPERSON INC|BATM|CBOE TRADING, INC.|1069
LPSN|LIVEPERSON INC|BAYC|BAY CREST PARTNERS, LLC|118
LPSN|LIVEPERSON INC|BAYT|BTIG, LLC|3900
LPSN|LIVEPERSON INC|BERN|Sanford C. Bernstein & Co., LLC|28805
LPSN|LIVEPERSON INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14
LPSN|LIVEPERSON INC|BLKX|INSTINET, LLC|145212
LPSN|LIVEPERSON INC|BMOC|BMO Capital Markets Corp.|8906
LPSN|LIVEPERSON INC|BNPX|BNP PARIBAS SECURITIES CORP.|9589
LPSN|LIVEPERSON INC|BRVL|BLAYLOCK VAN, LLC|200
LPSN|LIVEPERSON INC|BTIG|BTIG, LLC|111684
LPSN|LIVEPERSON INC|BZYD|GOLDMAN SACHS & CO. LLC|2352
LPSN|LIVEPERSON INC|CANT|Cantor Fitzgerald & Co.|1329057
LPSN|LIVEPERSON INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|18000
LPSN|LIVEPERSON INC|CHAS|Charles Schwab & Co., Inc.|356
LPSN|LIVEPERSON INC|CHLM|Craig-Hallum Capital Group LLC|263619
LPSN|LIVEPERSON INC|CIST|Capital Institutional Services, Inc.|598
LPSN|LIVEPERSON INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139877
LPSN|LIVEPERSON INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|440
LPSN|LIVEPERSON INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184298
LPSN|LIVEPERSON INC|CTDL|Citadel Derivatives Group Llc|7461
LPSN|LIVEPERSON INC|CTLR|CUTLER GROUP, LP|3841
LPSN|LIVEPERSON INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|55396
LPSN|LIVEPERSON INC|DBAB|Deutsche Bank Securities Inc.|283870
LPSN|LIVEPERSON INC|DBAX|Deutsche Bank Securities Inc.|132500
LPSN|LIVEPERSON INC|DBUL|Deutsche Bank Securities Inc.|1497
LPSN|LIVEPERSON INC|DEAN|MORGAN STANLEY|578
LPSN|LIVEPERSON INC|DEGS|RONIN PROFESSIONAL LLC|10917
LPSN|LIVEPERSON INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3800
LPSN|LIVEPERSON INC|EBXL|EBX LLC|100700
LPSN|LIVEPERSON INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
LPSN|LIVEPERSON INC|EDJO|Edward D. Jones & Co., L.P.|219
LPSN|LIVEPERSON INC|EGAM|CBOE TRADING, INC.|30182
LPSN|LIVEPERSON INC|EGXM|CBOE TRADING, INC.|300
LPSN|LIVEPERSON INC|ETBE|Electronic Transaction Clearing, Inc.|100
LPSN|LIVEPERSON INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|17
LPSN|LIVEPERSON INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2802
LPSN|LIVEPERSON INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35035
LPSN|LIVEPERSON INC|ETRS|E*Trade Securities LLC|332114
LPSN|LIVEPERSON INC|FBCO|Credit Suisse Securities (USA) LLC|273171
LPSN|LIVEPERSON INC|FILL|Tradestation Securities, Inc.|1902
LPSN|LIVEPERSON INC|FMAF|NBCN Inc./ CDS|142
LPSN|LIVEPERSON INC|FOMA|TD AMERITRADE CLEARING, INC.|87327
LPSN|LIVEPERSON INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1563
LPSN|LIVEPERSON INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28292
LPSN|LIVEPERSON INC|FTBR|Foliofn Investments, Inc.|6375
LPSN|LIVEPERSON INC|GEBB|GLOBAL EXECUTION BROKERS, LP|40386
LPSN|LIVEPERSON INC|GLIS|TD Securities Inc|75
LPSN|LIVEPERSON INC|GLPX|ACS EXECUTION SERVICES, LLC|2571
LPSN|LIVEPERSON INC|GSCO|GOLDMAN SACHS & CO. LLC|656512
LPSN|LIVEPERSON INC|GSCS|GOLDMAN SACHS & CO. LLC|39691
LPSN|LIVEPERSON INC|GSLT|GOLDMAN SACHS & CO. LLC|4928
LPSN|LIVEPERSON INC|GTSZ|GTS SECURITIES LLC|13572
LPSN|LIVEPERSON INC|HSBC|HSBC Securities, Inc.|111
LPSN|LIVEPERSON INC|IBKR|Interactive Brokers Llc|74657
LPSN|LIVEPERSON INC|ICBX|INSTINET, LLC|55000
LPSN|LIVEPERSON INC|IEQY|CITADEL SECURITIES LLC|27220
LPSN|LIVEPERSON INC|INCA|INSTINET, LLC|161561
LPSN|LIVEPERSON INC|INJX|INSTINET, LLC|9234
LPSN|LIVEPERSON INC|ITGI|ITG Inc.|78833
LPSN|LIVEPERSON INC|ITGP|ITG INC.|47400
LPSN|LIVEPERSON INC|JEFF|JEFFERIES LLC|55922
LPSN|LIVEPERSON INC|JMPT|JUMP TRADING, LLC|9664
LPSN|LIVEPERSON INC|JPBX|J.P. MORGAN SECURITIES LLC|7268
LPSN|LIVEPERSON INC|JPMX|J.P. Morgan Securities LLC|155547
LPSN|LIVEPERSON INC|KCGM|VIRTU Americas LLC|37574
LPSN|LIVEPERSON INC|LEHM|Barclays Capital Inc./Le|762107
LPSN|LIVEPERSON INC|LIME|Lime Brokerage LLC|196384
LPSN|LIVEPERSON INC|LMGP|LIME BROKERAGE LLC|3099
LPSN|LIVEPERSON INC|LOOP|Loop Capital Markets LLC|300
LPSN|LIVEPERSON INC|LQNA|LIQUIDNET, INC.|284100
LPSN|LIVEPERSON INC|LSCI|Lek Securities Corporation|10
LPSN|LIVEPERSON INC|LTCO|Ladenburg, Thalmann & Co., Inc.|11662
LPSN|LIVEPERSON INC|MAXM|Maxim Group LLC|3377
LPSN|LIVEPERSON INC|MBTS|ALLY INVEST SECURITIES LLC|540
LPSN|LIVEPERSON INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98273
LPSN|LIVEPERSON INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3080
LPSN|LIVEPERSON INC|MSCO|MORGAN STANLEY & CO. LLC|1035839
LPSN|LIVEPERSON INC|MSPL|MORGAN STANLEY & CO. LLC|53300
LPSN|LIVEPERSON INC|MSTX|MORGAN STANLEY & CO. LLC|77000
LPSN|LIVEPERSON INC|NBCS|NBC Securities, INC.|279
LPSN|LIVEPERSON INC|NEED|Needham & Company, LLC|30623
LPSN|LIVEPERSON INC|NFSC|National Financial Services LLC|387010
LPSN|LIVEPERSON INC|NITE|VIRTU Americas LLC|329648
LPSN|LIVEPERSON INC|NITP|VIRTU Americas LLC|4000
LPSN|LIVEPERSON INC|NORT|Northland Securities, Inc.|87144
LPSN|LIVEPERSON INC|NQRB|Brut, LLC|15765
LPSN|LIVEPERSON INC|NTRC|Northern Trust Securities, Inc.|65
LPSN|LIVEPERSON INC|OPCO|Oppenheimer & Co. Inc.|8353
LPSN|LIVEPERSON INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
LPSN|LIVEPERSON INC|PDQM|CODA MARKETS, INC.|88589
LPSN|LIVEPERSON INC|PIPR|Piper Jaffray & Co.|395
LPSN|LIVEPERSON INC|PWJC|UBS Financial Services, Inc.|1263
LPSN|LIVEPERSON INC|RAJA|Raymond James & Associates, Inc.|870
LPSN|LIVEPERSON INC|RGLD|Regal Securities, Inc|120
LPSN|LIVEPERSON INC|ROTH|Roth Capital Partners, LLC|5995
LPSN|LIVEPERSON INC|SAGL|SAGETRADER, LLC|2
LPSN|LIVEPERSON INC|SAGW|SAGETRADER, LLC|2466
LPSN|LIVEPERSON INC|SALI|INTL FCSTONE FINANCIAL INC.|6402
LPSN|LIVEPERSON INC|SBSH|Citigroup Global Markets Inc.|417350
LPSN|LIVEPERSON INC|SGMT|GOLDMAN SACHS & CO. LLC|148425
LPSN|LIVEPERSON INC|SPDR|SPEEDROUTE LLC|9029
LPSN|LIVEPERSON INC|STFL|Stifel, Nicolaus & Company, Incorporated|7999
LPSN|LIVEPERSON INC|SWIM|TD Ameritrade, Inc.|18451
LPSN|LIVEPERSON INC|TKNG|ALLY INVEST SECURITIES LLC|5141
LPSN|LIVEPERSON INC|TOUR|TOURMALINE PARTNERS, LLC|100
LPSN|LIVEPERSON INC|TRBT|Tradebot Systems, Inc.|33851
LPSN|LIVEPERSON INC|TRCM|TRC MARKETS LLC|88383
LPSN|LIVEPERSON INC|UBSA|UBS SECURITIES LLC|449462
LPSN|LIVEPERSON INC|UBSS|UBS Securities LLC|490049
LPSN|LIVEPERSON INC|VALX|VIRTU AMERICAS LLC|13035
LPSN|LIVEPERSON INC|VGRD|Vanguard Marketing Corporation|15326
LPSN|LIVEPERSON INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
LPSN|LIVEPERSON INC|WCHV|WELLS FARGO SECURITIES, LLC|32052
LPSN|LIVEPERSON INC|WEDB|WEDBUSH SECURITIES INC.|15224
LPSN|LIVEPERSON INC|WEED|Weeden & Co.L.P.|500
LPSN|LIVEPERSON INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3368
LPSN|LIVEPERSON INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2022
LPSN|LIVEPERSON INC|WGIF|CIBC World Markets Inc.|2145
LPSN|LIVEPERSON INC|WSEA|WOLVERINE SECURITIES, LLC|3342
LPSN|LIVEPERSON INC|XIST|INSTINET, LLC|1400
LPSN|LIVEPERSON INC|XPQR|Jump Trading|34
LPSN|LIVEPERSON INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|27250
LPSN|LIVEPERSON INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1900
LPT|LIBERTY PROPERTIES|ABLE|NATIXIS Securities Americas LLC|1799
LPT|LIBERTY PROPERTIES|ALTX|Alternet Securities Inc.|26673
LPT|LIBERTY PROPERTIES|APCC|Apex Clearing Corporation|243
LPT|LIBERTY PROPERTIES|BANK|Primevest Financial Services, Inc.|36
LPT|LIBERTY PROPERTIES|BARD|Robert W. Baird & Co. Incorporated|27285
LPT|LIBERTY PROPERTIES|BATM|CBOE TRADING, INC.|6683
LPT|LIBERTY PROPERTIES|BAYC|BAY CREST PARTNERS, LLC|8181
LPT|LIBERTY PROPERTIES|BAYT|BTIG, LLC|2773
LPT|LIBERTY PROPERTIES|BBNT|BB&T SECURITIES, LLC|306
LPT|LIBERTY PROPERTIES|BERN|Sanford C. Bernstein & Co., LLC|14194
LPT|LIBERTY PROPERTIES|BIDS|BIDS TRADING L.P.|86530
LPT|LIBERTY PROPERTIES|BKCM|BNY Mellon Capital Markets LLC|31637
LPT|LIBERTY PROPERTIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10398
LPT|LIBERTY PROPERTIES|BLKX|INSTINET, LLC|171008
LPT|LIBERTY PROPERTIES|BNPX|BNP PARIBAS SECURITIES CORP.|27204
LPT|LIBERTY PROPERTIES|BRVL|BLAYLOCK VAN, LLC|300
LPT|LIBERTY PROPERTIES|BTIG|BTIG, LLC|10475
LPT|LIBERTY PROPERTIES|BYXM|CBOE TRADING, INC.|1480
LPT|LIBERTY PROPERTIES|BZYD|GOLDMAN SACHS & CO. LLC|4081
LPT|LIBERTY PROPERTIES|CANT|Cantor Fitzgerald & Co.|4414
LPT|LIBERTY PROPERTIES|CBLC|CITIGROUP GLOBAL MARKETS INC.|32000
LPT|LIBERTY PROPERTIES|CHAS|Charles Schwab & Co., Inc.|202
LPT|LIBERTY PROPERTIES|CIST|Capital Institutional Services, Inc.|8449
LPT|LIBERTY PROPERTIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131286
LPT|LIBERTY PROPERTIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
LPT|LIBERTY PROPERTIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3206
LPT|LIBERTY PROPERTIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|287197
LPT|LIBERTY PROPERTIES|CTDL|Citadel Derivatives Group Llc|6919
LPT|LIBERTY PROPERTIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|33836
LPT|LIBERTY PROPERTIES|DBAB|Deutsche Bank Securities Inc.|679191
LPT|LIBERTY PROPERTIES|DBAX|Deutsche Bank Securities Inc.|216000
LPT|LIBERTY PROPERTIES|DEAN|MORGAN STANLEY|5405
LPT|LIBERTY PROPERTIES|DEGS|RONIN PROFESSIONAL LLC|100
LPT|LIBERTY PROPERTIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2493
LPT|LIBERTY PROPERTIES|EBXL|EBX LLC|117900
LPT|LIBERTY PROPERTIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|5034
LPT|LIBERTY PROPERTIES|EDJO|Edward D. Jones & Co., L.P.|1754
LPT|LIBERTY PROPERTIES|EGAM|CBOE TRADING, INC.|16031
LPT|LIBERTY PROPERTIES|EGAW|CBOE TRADING, INC.|163
LPT|LIBERTY PROPERTIES|EGMT|EG MARKET TECHNOLOGIES LLC|1500
LPT|LIBERTY PROPERTIES|EGXM|CBOE TRADING, INC.|1051
LPT|LIBERTY PROPERTIES|ESPO|ESPOSITO SECURITIES, LLC|1209
LPT|LIBERTY PROPERTIES|ETBE|Electronic Transaction Clearing, Inc.|15761
LPT|LIBERTY PROPERTIES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
LPT|LIBERTY PROPERTIES|ETCC|Electronic Transaction Clearing, Inc.|640
LPT|LIBERTY PROPERTIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6820
LPT|LIBERTY PROPERTIES|ETRS|E*Trade Securities LLC|5204
LPT|LIBERTY PROPERTIES|FMAF|NBCN Inc./ CDS|44
LPT|LIBERTY PROPERTIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|33548
LPT|LIBERTY PROPERTIES|FQLS|Quantlab Securities LP|231182
LPT|LIBERTY PROPERTIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128097
LPT|LIBERTY PROPERTIES|FTBR|Foliofn Investments, Inc.|3746
LPT|LIBERTY PROPERTIES|GEBB|GLOBAL EXECUTION BROKERS, LP|1431
LPT|LIBERTY PROPERTIES|GLPX|ACS EXECUTION SERVICES, LLC|39320
LPT|LIBERTY PROPERTIES|GNAV|GREEN STREET TRADING, LLC|3789
LPT|LIBERTY PROPERTIES|GSCO|GOLDMAN SACHS & CO. LLC|743900
LPT|LIBERTY PROPERTIES|GSCS|GOLDMAN SACHS & CO. LLC|10152
LPT|LIBERTY PROPERTIES|GSLT|GOLDMAN SACHS & CO. LLC|6822
LPT|LIBERTY PROPERTIES|GTSZ|GTS SECURITIES LLC|62858
LPT|LIBERTY PROPERTIES|HRBF|American Enterprise Investment Services Inc.|1687
LPT|LIBERTY PROPERTIES|HSBC|HSBC Securities, Inc.|369
LPT|LIBERTY PROPERTIES|IATS|INTERACTIVE BROKERS LLC|332
LPT|LIBERTY PROPERTIES|IBKR|Interactive Brokers Llc|3494
LPT|LIBERTY PROPERTIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|769
LPT|LIBERTY PROPERTIES|ICBX|INSTINET, LLC|54800
LPT|LIBERTY PROPERTIES|IEQY|CITADEL SECURITIES LLC|103283
LPT|LIBERTY PROPERTIES|INCA|INSTINET, LLC|367855
LPT|LIBERTY PROPERTIES|INJX|INSTINET, LLC|7627
LPT|LIBERTY PROPERTIES|ITGI|ITG Inc.|118735
LPT|LIBERTY PROPERTIES|ITGP|ITG INC.|657400
LPT|LIBERTY PROPERTIES|JANY|Janney Montgomery Scott Inc.|6138
LPT|LIBERTY PROPERTIES|JEFF|JEFFERIES LLC|105040
LPT|LIBERTY PROPERTIES|JMPT|JUMP TRADING, LLC|64854
LPT|LIBERTY PROPERTIES|JONE|JonesTrading|13401
LPT|LIBERTY PROPERTIES|JPBX|J.P. MORGAN SECURITIES LLC|72031
LPT|LIBERTY PROPERTIES|JPMX|J.P. Morgan Securities LLC|299069
LPT|LIBERTY PROPERTIES|JSJX|JANE STREET CAPITAL LLC|21219
LPT|LIBERTY PROPERTIES|KCGM|VIRTU Americas LLC|29741
LPT|LIBERTY PROPERTIES|LEHM|Barclays Capital Inc./Le|398979
LPT|LIBERTY PROPERTIES|LIME|Lime Brokerage LLC|21043
LPT|LIBERTY PROPERTIES|LMNX|LUMINEX TRADING & ANALYTICS LLC|70120
LPT|LIBERTY PROPERTIES|LQNA|LIQUIDNET, INC.|96500
LPT|LIBERTY PROPERTIES|LSCI|Lek Securities Corporation|1500
LPT|LIBERTY PROPERTIES|MAXM|Maxim Group LLC|360
LPT|LIBERTY PROPERTIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|133676
LPT|LIBERTY PROPERTIES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
LPT|LIBERTY PROPERTIES|MOTF|MOTIF INVESTING, INC.|4
LPT|LIBERTY PROPERTIES|MSCO|MORGAN STANLEY & CO. LLC|1056736
LPT|LIBERTY PROPERTIES|MSPL|MORGAN STANLEY & CO. LLC|193900
LPT|LIBERTY PROPERTIES|MSTX|MORGAN STANLEY & CO. LLC|98400
LPT|LIBERTY PROPERTIES|MZHO|Mizuho Securities USA LLC|43789
LPT|LIBERTY PROPERTIES|NFSC|National Financial Services LLC|99155
LPT|LIBERTY PROPERTIES|NITE|VIRTU Americas LLC|180739
LPT|LIBERTY PROPERTIES|NITP|VIRTU Americas LLC|850
LPT|LIBERTY PROPERTIES|NQRB|Brut, LLC|13336
LPT|LIBERTY PROPERTIES|OPCO|Oppenheimer & Co. Inc.|1256
LPT|LIBERTY PROPERTIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
LPT|LIBERTY PROPERTIES|PDQM|CODA MARKETS, INC.|67500
LPT|LIBERTY PROPERTIES|PWJC|UBS Financial Services, Inc.|17
LPT|LIBERTY PROPERTIES|RBCM|RBC CAPITAL MARKETS, LLC|9556
LPT|LIBERTY PROPERTIES|SAGL|SAGETRADER, LLC|17316
LPT|LIBERTY PROPERTIES|SAGW|SAGETRADER, LLC|1
LPT|LIBERTY PROPERTIES|SBSH|Citigroup Global Markets Inc.|107297
LPT|LIBERTY PROPERTIES|SEIC|SEI Investments Distribution Co.|2086
LPT|LIBERTY PROPERTIES|SGMT|GOLDMAN SACHS & CO. LLC|161486
LPT|LIBERTY PROPERTIES|SPDR|SPEEDROUTE LLC|9438
LPT|LIBERTY PROPERTIES|STFL|Stifel, Nicolaus & Company, Incorporated|1634
LPT|LIBERTY PROPERTIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4017
LPT|LIBERTY PROPERTIES|SWIM|TD Ameritrade, Inc.|872
LPT|LIBERTY PROPERTIES|TKNG|ALLY INVEST SECURITIES LLC|672
LPT|LIBERTY PROPERTIES|TMBR|Timber Hill LLC|400
LPT|LIBERTY PROPERTIES|TRBT|Tradebot Systems, Inc.|233959
LPT|LIBERTY PROPERTIES|TRCM|TRC MARKETS LLC|318893
LPT|LIBERTY PROPERTIES|UBSA|UBS SECURITIES LLC|543148
LPT|LIBERTY PROPERTIES|UBSS|UBS Securities LLC|735816
LPT|LIBERTY PROPERTIES|VALX|VIRTU AMERICAS LLC|6345
LPT|LIBERTY PROPERTIES|VGRD|Vanguard Marketing Corporation|3692
LPT|LIBERTY PROPERTIES|WBLR|WILLIAM BLAIR|476
LPT|LIBERTY PROPERTIES|WBPX|SUMMIT SECURITIES GROUP, LLC|1463
LPT|LIBERTY PROPERTIES|WCHV|WELLS FARGO SECURITIES, LLC|161647
LPT|LIBERTY PROPERTIES|WDNX|WEEDEN & CO.L.P.|3726
LPT|LIBERTY PROPERTIES|WEED|Weeden & Co.L.P.|1337
LPT|LIBERTY PROPERTIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4149
LPT|LIBERTY PROPERTIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10299
LPT|LIBERTY PROPERTIES|WGIF|CIBC World Markets Inc.|375
LPT|LIBERTY PROPERTIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|104
LPT|LIBERTY PROPERTIES|WSEA|WOLVERINE SECURITIES, LLC|1180
LPT|LIBERTY PROPERTIES|XIST|INSTINET, LLC|24200
LPT|LIBERTY PROPERTIES|XPQR|Jump Trading|3499
LPT|LIBERTY PROPERTIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|38706
LPT|LIBERTY PROPERTIES|YKNA|COMHAR CAPITAL MARKETS, LLC|1977
LPT|LIBERTY PROPERTIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1183
LPTH|LIGHTPATH TECH INC##|AGIS|Aegis Capital Corp.|5430
LPTH|LIGHTPATH TECH INC##|APCC|Apex Clearing Corporation|1306
LPTH|LIGHTPATH TECH INC##|BATM|CBOE TRADING, INC.|767
LPTH|LIGHTPATH TECH INC##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7000
LPTH|LIGHTPATH TECH INC##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10
LPTH|LIGHTPATH TECH INC##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
LPTH|LIGHTPATH TECH INC##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12377
LPTH|LIGHTPATH TECH INC##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
LPTH|LIGHTPATH TECH INC##|DBAB|Deutsche Bank Securities Inc.|10554
LPTH|LIGHTPATH TECH INC##|DBAX|Deutsche Bank Securities Inc.|4400
LPTH|LIGHTPATH TECH INC##|DEGS|RONIN PROFESSIONAL LLC|6402
LPTH|LIGHTPATH TECH INC##|EBXL|EBX LLC|6000
LPTH|LIGHTPATH TECH INC##|EDJO|Edward D. Jones & Co., L.P.|250
LPTH|LIGHTPATH TECH INC##|EGAM|CBOE TRADING, INC.|3300
LPTH|LIGHTPATH TECH INC##|EGXM|CBOE TRADING, INC.|193
LPTH|LIGHTPATH TECH INC##|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
LPTH|LIGHTPATH TECH INC##|ETBE|Electronic Transaction Clearing, Inc.|430
LPTH|LIGHTPATH TECH INC##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|480
LPTH|LIGHTPATH TECH INC##|ETRS|E*Trade Securities LLC|215845
LPTH|LIGHTPATH TECH INC##|FBCO|Credit Suisse Securities (USA) LLC|20828
LPTH|LIGHTPATH TECH INC##|FBSB|U.S. Bancorp Investments, Inc.|830
LPTH|LIGHTPATH TECH INC##|FILL|Tradestation Securities, Inc.|3610
LPTH|LIGHTPATH TECH INC##|FMAF|NBCN Inc./ CDS|2200
LPTH|LIGHTPATH TECH INC##|FOMA|TD AMERITRADE CLEARING, INC.|280254
LPTH|LIGHTPATH TECH INC##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7078
LPTH|LIGHTPATH TECH INC##|FTBR|Foliofn Investments, Inc.|3224
LPTH|LIGHTPATH TECH INC##|GEBB|GLOBAL EXECUTION BROKERS, LP|5646
LPTH|LIGHTPATH TECH INC##|GLPX|ACS EXECUTION SERVICES, LLC|100
LPTH|LIGHTPATH TECH INC##|GSCO|GOLDMAN SACHS & CO. LLC|47406
LPTH|LIGHTPATH TECH INC##|GSCS|GOLDMAN SACHS & CO. LLC|3400
LPTH|LIGHTPATH TECH INC##|GTSZ|GTS SECURITIES LLC|600
LPTH|LIGHTPATH TECH INC##|HRBF|American Enterprise Investment Services Inc.|4100
LPTH|LIGHTPATH TECH INC##|IATS|INTERACTIVE BROKERS LLC|4995
LPTH|LIGHTPATH TECH INC##|IBKR|Interactive Brokers Llc|51962
LPTH|LIGHTPATH TECH INC##|ICBX|INSTINET, LLC|10900
LPTH|LIGHTPATH TECH INC##|INCA|INSTINET, LLC|10213
LPTH|LIGHTPATH TECH INC##|INJX|INSTINET, LLC|19693
LPTH|LIGHTPATH TECH INC##|ITGI|ITG Inc.|4000
LPTH|LIGHTPATH TECH INC##|ITGP|ITG INC.|5600
LPTH|LIGHTPATH TECH INC##|JEFF|JEFFERIES LLC|400
LPTH|LIGHTPATH TECH INC##|JMPT|JUMP TRADING, LLC|388
LPTH|LIGHTPATH TECH INC##|JPMX|J.P. Morgan Securities LLC|1800
LPTH|LIGHTPATH TECH INC##|JSJX|JANE STREET CAPITAL LLC|61511
LPTH|LIGHTPATH TECH INC##|KCGM|VIRTU Americas LLC|1300
LPTH|LIGHTPATH TECH INC##|LEHM|Barclays Capital Inc./Le|25115
LPTH|LIGHTPATH TECH INC##|LIME|Lime Brokerage LLC|24660
LPTH|LIGHTPATH TECH INC##|LSCI|Lek Securities Corporation|3400
LPTH|LIGHTPATH TECH INC##|MAXM|Maxim Group LLC|51681
LPTH|LIGHTPATH TECH INC##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
LPTH|LIGHTPATH TECH INC##|MSCO|MORGAN STANLEY & CO. LLC|148330
LPTH|LIGHTPATH TECH INC##|MSPL|MORGAN STANLEY & CO. LLC|8400
LPTH|LIGHTPATH TECH INC##|MSTX|MORGAN STANLEY & CO. LLC|2000
LPTH|LIGHTPATH TECH INC##|NBCS|NBC Securities, INC.|1611
LPTH|LIGHTPATH TECH INC##|NFSC|National Financial Services LLC|467107
LPTH|LIGHTPATH TECH INC##|NITE|VIRTU Americas LLC|521247
LPTH|LIGHTPATH TECH INC##|NQRB|Brut, LLC|7800
LPTH|LIGHTPATH TECH INC##|PDQM|CODA MARKETS, INC.|2736
LPTH|LIGHTPATH TECH INC##|RAJA|Raymond James & Associates, Inc.|5
LPTH|LIGHTPATH TECH INC##|RGLD|Regal Securities, Inc|100
LPTH|LIGHTPATH TECH INC##|ROTH|Roth Capital Partners, LLC|32505
LPTH|LIGHTPATH TECH INC##|SBSH|Citigroup Global Markets Inc.|18462
LPTH|LIGHTPATH TECH INC##|SGMT|GOLDMAN SACHS & CO. LLC|2879
LPTH|LIGHTPATH TECH INC##|SPDR|SPEEDROUTE LLC|1471
LPTH|LIGHTPATH TECH INC##|SWIM|TD Ameritrade, Inc.|131341
LPTH|LIGHTPATH TECH INC##|TDCO|Thompson Davis & Co., Inc.|13200
LPTH|LIGHTPATH TECH INC##|TKNG|ALLY INVEST SECURITIES LLC|8089
LPTH|LIGHTPATH TECH INC##|TRBT|Tradebot Systems, Inc.|1614
LPTH|LIGHTPATH TECH INC##|TRCM|TRC MARKETS LLC|14487
LPTH|LIGHTPATH TECH INC##|TWTT|TASTYWORKS, INC.|300
LPTH|LIGHTPATH TECH INC##|UBSA|UBS SECURITIES LLC|28215
LPTH|LIGHTPATH TECH INC##|UBSS|UBS Securities LLC|168153
LPTH|LIGHTPATH TECH INC##|VALX|VIRTU AMERICAS LLC|236
LPTH|LIGHTPATH TECH INC##|VGRD|Vanguard Marketing Corporation|24070
LPTH|LIGHTPATH TECH INC##|WCHV|WELLS FARGO SECURITIES, LLC|64011
LPTH|LIGHTPATH TECH INC##|WEDB|WEDBUSH SECURITIES INC.|1000
LPTH|LIGHTPATH TECH INC##|WEED|Weeden & Co.L.P.|30
LPTH|LIGHTPATH TECH INC##|WGIF|CIBC World Markets Inc.|180
LPTH|LIGHTPATH TECH INC##|WSEA|WOLVERINE SECURITIES, LLC|3436
LPTH|LIGHTPATH TECH INC##|XIST|INSTINET, LLC|200
LPTH|LIGHTPATH TECH INC##|XSTM|NATIONAL FINANCIAL SERVICES LLC|14800
LPTX|LEAP THERAPEUTICS CM|AGIS|Aegis Capital Corp.|3700
LPTX|LEAP THERAPEUTICS CM|ALTX|Alternet Securities Inc.|500
LPTX|LEAP THERAPEUTICS CM|APCC|Apex Clearing Corporation|200
LPTX|LEAP THERAPEUTICS CM|BATM|CBOE TRADING, INC.|746
LPTX|LEAP THERAPEUTICS CM|BERN|Sanford C. Bernstein & Co., LLC|16
LPTX|LEAP THERAPEUTICS CM|BIMI|Banca IMI Securities Corp.|3425
LPTX|LEAP THERAPEUTICS CM|BTIG|BTIG, LLC|7848
LPTX|LEAP THERAPEUTICS CM|BYXM|CBOE TRADING, INC.|100
LPTX|LEAP THERAPEUTICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10100
LPTX|LEAP THERAPEUTICS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
LPTX|LEAP THERAPEUTICS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4100
LPTX|LEAP THERAPEUTICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6859
LPTX|LEAP THERAPEUTICS CM|CTDL|Citadel Derivatives Group Llc|2150
LPTX|LEAP THERAPEUTICS CM|DBAB|Deutsche Bank Securities Inc.|6565
LPTX|LEAP THERAPEUTICS CM|DBAX|Deutsche Bank Securities Inc.|1900
LPTX|LEAP THERAPEUTICS CM|DEGS|RONIN PROFESSIONAL LLC|18501
LPTX|LEAP THERAPEUTICS CM|EBXL|EBX LLC|2800
LPTX|LEAP THERAPEUTICS CM|EDJO|Edward D. Jones & Co., L.P.|36
LPTX|LEAP THERAPEUTICS CM|EGXM|CBOE TRADING, INC.|3702
LPTX|LEAP THERAPEUTICS CM|ETBE|Electronic Transaction Clearing, Inc.|200
LPTX|LEAP THERAPEUTICS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3186
LPTX|LEAP THERAPEUTICS CM|ETRS|E*Trade Securities LLC|79299
LPTX|LEAP THERAPEUTICS CM|FBCO|Credit Suisse Securities (USA) LLC|14985
LPTX|LEAP THERAPEUTICS CM|FILL|Tradestation Securities, Inc.|150
LPTX|LEAP THERAPEUTICS CM|FOMA|TD AMERITRADE CLEARING, INC.|92951
LPTX|LEAP THERAPEUTICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|588
LPTX|LEAP THERAPEUTICS CM|FTBR|Foliofn Investments, Inc.|6
LPTX|LEAP THERAPEUTICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|850
LPTX|LEAP THERAPEUTICS CM|GLPX|ACS EXECUTION SERVICES, LLC|8604
LPTX|LEAP THERAPEUTICS CM|GSCO|GOLDMAN SACHS & CO. LLC|42560
LPTX|LEAP THERAPEUTICS CM|GSCS|GOLDMAN SACHS & CO. LLC|6300
LPTX|LEAP THERAPEUTICS CM|GTSZ|GTS SECURITIES LLC|9423
LPTX|LEAP THERAPEUTICS CM|IATS|INTERACTIVE BROKERS LLC|1960
LPTX|LEAP THERAPEUTICS CM|IBKR|Interactive Brokers Llc|24481
LPTX|LEAP THERAPEUTICS CM|ICBX|INSTINET, LLC|400
LPTX|LEAP THERAPEUTICS CM|INCA|INSTINET, LLC|7250
LPTX|LEAP THERAPEUTICS CM|INJX|INSTINET, LLC|830
LPTX|LEAP THERAPEUTICS CM|ITGI|ITG Inc.|2832
LPTX|LEAP THERAPEUTICS CM|ITGP|ITG INC.|3800
LPTX|LEAP THERAPEUTICS CM|JEFF|JEFFERIES LLC|2563
LPTX|LEAP THERAPEUTICS CM|JONE|JonesTrading|4241
LPTX|LEAP THERAPEUTICS CM|JPMX|J.P. Morgan Securities LLC|3000
LPTX|LEAP THERAPEUTICS CM|KCGM|VIRTU Americas LLC|100
LPTX|LEAP THERAPEUTICS CM|LEHM|Barclays Capital Inc./Le|3827
LPTX|LEAP THERAPEUTICS CM|LIME|Lime Brokerage LLC|19012
LPTX|LEAP THERAPEUTICS CM|LMGP|LIME BROKERAGE LLC|1100
LPTX|LEAP THERAPEUTICS CM|LSCI|Lek Securities Corporation|2116
LPTX|LEAP THERAPEUTICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
LPTX|LEAP THERAPEUTICS CM|MOTF|MOTIF INVESTING, INC.|2
LPTX|LEAP THERAPEUTICS CM|MSCO|MORGAN STANLEY & CO. LLC|70792
LPTX|LEAP THERAPEUTICS CM|MSPL|MORGAN STANLEY & CO. LLC|3900
LPTX|LEAP THERAPEUTICS CM|NFSC|National Financial Services LLC|109917
LPTX|LEAP THERAPEUTICS CM|NITE|VIRTU Americas LLC|188829
LPTX|LEAP THERAPEUTICS CM|NQRB|Brut, LLC|8100
LPTX|LEAP THERAPEUTICS CM|OPCO|Oppenheimer & Co. Inc.|2000
LPTX|LEAP THERAPEUTICS CM|PDQM|CODA MARKETS, INC.|3147
LPTX|LEAP THERAPEUTICS CM|RAJA|Raymond James & Associates, Inc.|2833
LPTX|LEAP THERAPEUTICS CM|SALI|INTL FCSTONE FINANCIAL INC.|300
LPTX|LEAP THERAPEUTICS CM|SBSH|Citigroup Global Markets Inc.|2649
LPTX|LEAP THERAPEUTICS CM|SGMT|GOLDMAN SACHS & CO. LLC|1700
LPTX|LEAP THERAPEUTICS CM|SPDR|SPEEDROUTE LLC|600
LPTX|LEAP THERAPEUTICS CM|STFL|Stifel, Nicolaus & Company, Incorporated|200
LPTX|LEAP THERAPEUTICS CM|SWIM|TD Ameritrade, Inc.|50751
LPTX|LEAP THERAPEUTICS CM|TKNG|ALLY INVEST SECURITIES LLC|497
LPTX|LEAP THERAPEUTICS CM|TRCM|TRC MARKETS LLC|1962
LPTX|LEAP THERAPEUTICS CM|UBSA|UBS SECURITIES LLC|9285
LPTX|LEAP THERAPEUTICS CM|UBSS|UBS Securities LLC|49292
LPTX|LEAP THERAPEUTICS CM|VGRD|Vanguard Marketing Corporation|5301
LPTX|LEAP THERAPEUTICS CM|WCHV|WELLS FARGO SECURITIES, LLC|3881
LPTX|LEAP THERAPEUTICS CM|WEDB|WEDBUSH SECURITIES INC.|100
LPTX|LEAP THERAPEUTICS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1041
LPTX|LEAP THERAPEUTICS CM|WGIF|CIBC World Markets Inc.|20
LPTX|LEAP THERAPEUTICS CM|WSEA|WOLVERINE SECURITIES, LLC|12374
LPTX|LEAP THERAPEUTICS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|650
LPX|LOUISIANA PACIFIC CP|ALTX|Alternet Securities Inc.|17900
LPX|LOUISIANA PACIFIC CP|APCC|Apex Clearing Corporation|2630
LPX|LOUISIANA PACIFIC CP|BANK|Primevest Financial Services, Inc.|582
LPX|LOUISIANA PACIFIC CP|BAQP|BURKE & QUICK PARTNERS LLC|591
LPX|LOUISIANA PACIFIC CP|BARD|Robert W. Baird & Co. Incorporated|2168
LPX|LOUISIANA PACIFIC CP|BATM|CBOE TRADING, INC.|6511
LPX|LOUISIANA PACIFIC CP|BAYC|BAY CREST PARTNERS, LLC|5718
LPX|LOUISIANA PACIFIC CP|BAYT|BTIG, LLC|7800
LPX|LOUISIANA PACIFIC CP|BBNT|BB&T SECURITIES, LLC|690
LPX|LOUISIANA PACIFIC CP|BERN|Sanford C. Bernstein & Co., LLC|52117
LPX|LOUISIANA PACIFIC CP|BIDS|BIDS TRADING L.P.|7900
LPX|LOUISIANA PACIFIC CP|BIMI|Banca IMI Securities Corp.|320
LPX|LOUISIANA PACIFIC CP|BKCM|BNY Mellon Capital Markets LLC|29987
LPX|LOUISIANA PACIFIC CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4605
LPX|LOUISIANA PACIFIC CP|BLKX|INSTINET, LLC|51092
LPX|LOUISIANA PACIFIC CP|BNPX|BNP PARIBAS SECURITIES CORP.|21655
LPX|LOUISIANA PACIFIC CP|BRVL|BLAYLOCK VAN, LLC|11020
LPX|LOUISIANA PACIFIC CP|BTIG|BTIG, LLC|1926
LPX|LOUISIANA PACIFIC CP|BYXM|CBOE TRADING, INC.|3345
LPX|LOUISIANA PACIFIC CP|BZYD|GOLDMAN SACHS & CO. LLC|2200
LPX|LOUISIANA PACIFIC CP|CANT|Cantor Fitzgerald & Co.|42304
LPX|LOUISIANA PACIFIC CP|CHAS|Charles Schwab & Co., Inc.|7529
LPX|LOUISIANA PACIFIC CP|CLSA|CLSA AMERICAS, LLC|195383
LPX|LOUISIANA PACIFIC CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|153607
LPX|LOUISIANA PACIFIC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|631841
LPX|LOUISIANA PACIFIC CP|CTDL|Citadel Derivatives Group Llc|9011
LPX|LOUISIANA PACIFIC CP|CTLR|CUTLER GROUP, LP|600
LPX|LOUISIANA PACIFIC CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|98010
LPX|LOUISIANA PACIFIC CP|DADA|D.A. Davidson & Co.|363
LPX|LOUISIANA PACIFIC CP|DBAB|Deutsche Bank Securities Inc.|812479
LPX|LOUISIANA PACIFIC CP|DBAX|Deutsche Bank Securities Inc.|343800
LPX|LOUISIANA PACIFIC CP|DBUL|Deutsche Bank Securities Inc.|23417
LPX|LOUISIANA PACIFIC CP|DCHF|Dart Executions, LLC|5101
LPX|LOUISIANA PACIFIC CP|DEAN|MORGAN STANLEY|8102
LPX|LOUISIANA PACIFIC CP|DEGS|RONIN PROFESSIONAL LLC|100
LPX|LOUISIANA PACIFIC CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13381
LPX|LOUISIANA PACIFIC CP|EBXL|EBX LLC|175600
LPX|LOUISIANA PACIFIC CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|37812
LPX|LOUISIANA PACIFIC CP|EDJO|Edward D. Jones & Co., L.P.|3381
LPX|LOUISIANA PACIFIC CP|EGAM|CBOE TRADING, INC.|14632
LPX|LOUISIANA PACIFIC CP|EGAW|CBOE TRADING, INC.|400
LPX|LOUISIANA PACIFIC CP|EGMT|EG MARKET TECHNOLOGIES LLC|420
LPX|LOUISIANA PACIFIC CP|EGXM|CBOE TRADING, INC.|3561
LPX|LOUISIANA PACIFIC CP|EGXW|CBOE TRADING, INC.|2
LPX|LOUISIANA PACIFIC CP|ETBE|Electronic Transaction Clearing, Inc.|15713
LPX|LOUISIANA PACIFIC CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8896
LPX|LOUISIANA PACIFIC CP|ETRS|E*Trade Securities LLC|65471
LPX|LOUISIANA PACIFIC CP|FBSB|U.S. Bancorp Investments, Inc.|3
LPX|LOUISIANA PACIFIC CP|FIDT|Fidelity Clearing Canada ULC./ CDS|1
LPX|LOUISIANA PACIFIC CP|FILL|Tradestation Securities, Inc.|6189
LPX|LOUISIANA PACIFIC CP|FMAF|NBCN Inc./ CDS|1433
LPX|LOUISIANA PACIFIC CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9453
LPX|LOUISIANA PACIFIC CP|FQLS|Quantlab Securities LP|561194
LPX|LOUISIANA PACIFIC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125229
LPX|LOUISIANA PACIFIC CP|FTBR|Foliofn Investments, Inc.|12181
LPX|LOUISIANA PACIFIC CP|GEBB|GLOBAL EXECUTION BROKERS, LP|400
LPX|LOUISIANA PACIFIC CP|GLIS|TD Securities Inc|2715
LPX|LOUISIANA PACIFIC CP|GLPX|ACS EXECUTION SERVICES, LLC|36344
LPX|LOUISIANA PACIFIC CP|GSCO|GOLDMAN SACHS & CO. LLC|1332375
LPX|LOUISIANA PACIFIC CP|GSCS|GOLDMAN SACHS & CO. LLC|30860
LPX|LOUISIANA PACIFIC CP|GSLT|GOLDMAN SACHS & CO. LLC|12795
LPX|LOUISIANA PACIFIC CP|GTSZ|GTS SECURITIES LLC|71882
LPX|LOUISIANA PACIFIC CP|HRBF|American Enterprise Investment Services Inc.|3916
LPX|LOUISIANA PACIFIC CP|HSBC|HSBC Securities, Inc.|2600
LPX|LOUISIANA PACIFIC CP|IATS|INTERACTIVE BROKERS LLC|8943
LPX|LOUISIANA PACIFIC CP|IBKR|Interactive Brokers Llc|23803
LPX|LOUISIANA PACIFIC CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|904
LPX|LOUISIANA PACIFIC CP|ICBX|INSTINET, LLC|87575
LPX|LOUISIANA PACIFIC CP|IEQY|CITADEL SECURITIES LLC|128934
LPX|LOUISIANA PACIFIC CP|INCA|INSTINET, LLC|508657
LPX|LOUISIANA PACIFIC CP|INJX|INSTINET, LLC|9577
LPX|LOUISIANA PACIFIC CP|ITGI|ITG Inc.|70596
LPX|LOUISIANA PACIFIC CP|ITGP|ITG INC.|252400
LPX|LOUISIANA PACIFIC CP|JANY|Janney Montgomery Scott Inc.|375
LPX|LOUISIANA PACIFIC CP|JEFF|JEFFERIES LLC|129769
LPX|LOUISIANA PACIFIC CP|JMPT|JUMP TRADING, LLC|92719
LPX|LOUISIANA PACIFIC CP|JPBX|J.P. MORGAN SECURITIES LLC|119891
LPX|LOUISIANA PACIFIC CP|JPMX|J.P. Morgan Securities LLC|622020
LPX|LOUISIANA PACIFIC CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
LPX|LOUISIANA PACIFIC CP|JSJX|JANE STREET CAPITAL LLC|16457
LPX|LOUISIANA PACIFIC CP|KCGM|VIRTU Americas LLC|63495
LPX|LOUISIANA PACIFIC CP|LEHM|Barclays Capital Inc./Le|787025
LPX|LOUISIANA PACIFIC CP|LIME|Lime Brokerage LLC|34423
LPX|LOUISIANA PACIFIC CP|LOOP|Loop Capital Markets LLC|8307
LPX|LOUISIANA PACIFIC CP|LQNA|LIQUIDNET, INC.|55800
LPX|LOUISIANA PACIFIC CP|LSCI|Lek Securities Corporation|1208
LPX|LOUISIANA PACIFIC CP|MACQ|Macquarie Capital (USA) Inc.|20632
LPX|LOUISIANA PACIFIC CP|MAXM|Maxim Group LLC|2645
LPX|LOUISIANA PACIFIC CP|MCMF|Raymond James Ltd. Cds|1000
LPX|LOUISIANA PACIFIC CP|MKMP|MKM Partners LLC|6300
LPX|LOUISIANA PACIFIC CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|215513
LPX|LOUISIANA PACIFIC CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
LPX|LOUISIANA PACIFIC CP|MOTF|MOTIF INVESTING, INC.|2
LPX|LOUISIANA PACIFIC CP|MSCO|MORGAN STANLEY & CO. LLC|1719392
LPX|LOUISIANA PACIFIC CP|MSPL|MORGAN STANLEY & CO. LLC|589400
LPX|LOUISIANA PACIFIC CP|MSTX|MORGAN STANLEY & CO. LLC|497500
LPX|LOUISIANA PACIFIC CP|MZHO|Mizuho Securities USA LLC|74028
LPX|LOUISIANA PACIFIC CP|NBCS|NBC Securities, INC.|9
LPX|LOUISIANA PACIFIC CP|NFSC|National Financial Services LLC|293426
LPX|LOUISIANA PACIFIC CP|NITE|VIRTU Americas LLC|616015
LPX|LOUISIANA PACIFIC CP|NITP|VIRTU Americas LLC|4700
LPX|LOUISIANA PACIFIC CP|NQRB|Brut, LLC|2781
LPX|LOUISIANA PACIFIC CP|NTBF|BMO Nesbitt Burns Inc./CDS|650
LPX|LOUISIANA PACIFIC CP|NTRC|Northern Trust Securities, Inc.|4062
LPX|LOUISIANA PACIFIC CP|OHOS|TWO SIGMA SECURITIES, LLC|80436
LPX|LOUISIANA PACIFIC CP|OPCO|Oppenheimer & Co. Inc.|1921
LPX|LOUISIANA PACIFIC CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
LPX|LOUISIANA PACIFIC CP|PDQM|CODA MARKETS, INC.|63895
LPX|LOUISIANA PACIFIC CP|PHLY|NASDAQ Execution Services, LLC|1200
LPX|LOUISIANA PACIFIC CP|PWJC|UBS Financial Services, Inc.|1700
LPX|LOUISIANA PACIFIC CP|QMSR|QUATTRO M SECURITIES INC.|944
LPX|LOUISIANA PACIFIC CP|RBCM|RBC CAPITAL MARKETS, LLC|36884
LPX|LOUISIANA PACIFIC CP|SAGL|SAGETRADER, LLC|6546
LPX|LOUISIANA PACIFIC CP|SAGW|SAGETRADER, LLC|229
LPX|LOUISIANA PACIFIC CP|SBSH|Citigroup Global Markets Inc.|202900
LPX|LOUISIANA PACIFIC CP|SGMT|GOLDMAN SACHS & CO. LLC|200329
LPX|LOUISIANA PACIFIC CP|SPDR|SPEEDROUTE LLC|13829
LPX|LOUISIANA PACIFIC CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|139744
LPX|LOUISIANA PACIFIC CP|STFC|Stuart Frankel & Co., Incorporated|6235
LPX|LOUISIANA PACIFIC CP|STFL|Stifel, Nicolaus & Company, Incorporated|2911
LPX|LOUISIANA PACIFIC CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4123
LPX|LOUISIANA PACIFIC CP|SWIM|TD Ameritrade, Inc.|82604
LPX|LOUISIANA PACIFIC CP|SWST|Hilltop Securities Inc.|3246
LPX|LOUISIANA PACIFIC CP|TKNG|ALLY INVEST SECURITIES LLC|9163
LPX|LOUISIANA PACIFIC CP|TRBT|Tradebot Systems, Inc.|258706
LPX|LOUISIANA PACIFIC CP|TRCM|TRC MARKETS LLC|88968
LPX|LOUISIANA PACIFIC CP|TWTT|TASTYWORKS, INC.|548
LPX|LOUISIANA PACIFIC CP|UBSA|UBS SECURITIES LLC|625587
LPX|LOUISIANA PACIFIC CP|UBSS|UBS Securities LLC|939352
LPX|LOUISIANA PACIFIC CP|VALX|VIRTU AMERICAS LLC|15026
LPX|LOUISIANA PACIFIC CP|VERT|The Vertical Trading Group, LLC|800
LPX|LOUISIANA PACIFIC CP|VGRD|Vanguard Marketing Corporation|15836
LPX|LOUISIANA PACIFIC CP|VNDS|VANDHAM SECURITIES CORP|23200
LPX|LOUISIANA PACIFIC CP|VSIN|Vision Financial Markets Llc|13
LPX|LOUISIANA PACIFIC CP|WABR|Wall Street Access|35962
LPX|LOUISIANA PACIFIC CP|WBPX|SUMMIT SECURITIES GROUP, LLC|5380
LPX|LOUISIANA PACIFIC CP|WCHV|WELLS FARGO SECURITIES, LLC|164665
LPX|LOUISIANA PACIFIC CP|WDNX|WEEDEN & CO.L.P.|472
LPX|LOUISIANA PACIFIC CP|WEDB|WEDBUSH SECURITIES INC.|2312
LPX|LOUISIANA PACIFIC CP|WEED|Weeden & Co.L.P.|17369
LPX|LOUISIANA PACIFIC CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14183
LPX|LOUISIANA PACIFIC CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|70974
LPX|LOUISIANA PACIFIC CP|WGIF|CIBC World Markets Inc.|50
LPX|LOUISIANA PACIFIC CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|886
LPX|LOUISIANA PACIFIC CP|WOLF|Wolfe Trahan Securities|366
LPX|LOUISIANA PACIFIC CP|WSEA|WOLVERINE SECURITIES, LLC|17128
LPX|LOUISIANA PACIFIC CP|XIST|INSTINET, LLC|308660
LPX|LOUISIANA PACIFIC CP|XPQR|Jump Trading|404
LPX|LOUISIANA PACIFIC CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|79688
LPX|LOUISIANA PACIFIC CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2600
LPX|LOUISIANA PACIFIC CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6683
LQD|ISHARES|ADAM|CANACCORD GENUITY INC.|100
LQD|ISHARES|AEXG|ALTERNATIVE EXECUTION GROUP|21675
LQD|ISHARES|ALTX|Alternet Securities Inc.|66727
LQD|ISHARES|ANOS|ABEL/NOSER, L.L.C.|102
LQD|ISHARES|APCC|Apex Clearing Corporation|80278
LQD|ISHARES|AQUA|AQUA SECURITIES L.P.|2500
LQD|ISHARES|BANK|Primevest Financial Services, Inc.|5537
LQD|ISHARES|BARD|Robert W. Baird & Co. Incorporated|20572
LQD|ISHARES|BATM|CBOE TRADING, INC.|26913
LQD|ISHARES|BAYT|BTIG, LLC|700
LQD|ISHARES|BBNT|BB&T SECURITIES, LLC|102235
LQD|ISHARES|BERN|Sanford C. Bernstein & Co., LLC|32089
LQD|ISHARES|BKCM|BNY Mellon Capital Markets LLC|10520
LQD|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|91229
LQD|ISHARES|BLKX|INSTINET, LLC|283400
LQD|ISHARES|BLTK|Bulltick, Llc|1342
LQD|ISHARES|BNPX|BNP PARIBAS SECURITIES CORP.|72967
LQD|ISHARES|BTIG|BTIG, LLC|235772
LQD|ISHARES|BYXM|CBOE TRADING, INC.|329
LQD|ISHARES|CANT|Cantor Fitzgerald & Co.|298880
LQD|ISHARES|CBLC|CITIGROUP GLOBAL MARKETS INC.|13400
LQD|ISHARES|CHAS|Charles Schwab & Co., Inc.|9896
LQD|ISHARES|CICF|Canaccord Genuity Corp.|116
LQD|ISHARES|CIST|Capital Institutional Services, Inc.|9549
LQD|ISHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|215851
LQD|ISHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
LQD|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2442726
LQD|ISHARES|CSIN|Citadel Securities Institutional LLC|39485
LQD|ISHARES|CTDL|Citadel Derivatives Group Llc|136707
LQD|ISHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|617884
LQD|ISHARES|DADA|D.A. Davidson & Co.|3589
LQD|ISHARES|DAVA|Davenport & Company LLC|30
LQD|ISHARES|DBAB|Deutsche Bank Securities Inc.|1272573
LQD|ISHARES|DBAX|Deutsche Bank Securities Inc.|982500
LQD|ISHARES|DCHF|Dart Executions, LLC|1800
LQD|ISHARES|DEAN|MORGAN STANLEY|54704
LQD|ISHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25587
LQD|ISHARES|EBXL|EBX LLC|2858100
LQD|ISHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|10346
LQD|ISHARES|EDJO|Edward D. Jones & Co., L.P.|11028
LQD|ISHARES|EGAM|CBOE TRADING, INC.|6500
LQD|ISHARES|EGAW|CBOE TRADING, INC.|600
LQD|ISHARES|EGXM|CBOE TRADING, INC.|3112
LQD|ISHARES|ETBE|Electronic Transaction Clearing, Inc.|154090
LQD|ISHARES|ETCB|ETC BROKERAGE SERVICES, LLC|184
LQD|ISHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|79183
LQD|ISHARES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
LQD|ISHARES|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|200
LQD|ISHARES|ETRS|E*Trade Securities LLC|35851
LQD|ISHARES|FBSB|U.S. Bancorp Investments, Inc.|4159
LQD|ISHARES|FCST|INTL FCSTONE FINANCIAL INC.|1800
LQD|ISHARES|FFSI|Firstrade Securities Inc.|100
LQD|ISHARES|FIDT|Fidelity Clearing Canada ULC./ CDS|19
LQD|ISHARES|FILL|Tradestation Securities, Inc.|627
LQD|ISHARES|FINX|FINTECH SECURITIES|7194
LQD|ISHARES|FLTU|FLOW TRADERS US LLC|206640
LQD|ISHARES|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|149140
LQD|ISHARES|FMAF|NBCN Inc./ CDS|6771
LQD|ISHARES|FQLS|Quantlab Securities LP|140680
LQD|ISHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|157585
LQD|ISHARES|FTBR|Foliofn Investments, Inc.|36314
LQD|ISHARES|GARC|ICAP Corporates LLC|340000
LQD|ISHARES|GBMT|GBM International, Inc.|5685
LQD|ISHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|241573
LQD|ISHARES|GLIS|TD Securities Inc|246
LQD|ISHARES|GLPX|ACS EXECUTION SERVICES, LLC|45353
LQD|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|15461433
LQD|ISHARES|GSCS|GOLDMAN SACHS & CO. LLC|119697
LQD|ISHARES|GSLT|GOLDMAN SACHS & CO. LLC|162466
LQD|ISHARES|GTSZ|GTS SECURITIES LLC|75849
LQD|ISHARES|HAPX|HAP Trading, LLC|1500
LQD|ISHARES|HRBF|American Enterprise Investment Services Inc.|390416
LQD|ISHARES|HSBC|HSBC Securities, Inc.|2153
LQD|ISHARES|IATS|INTERACTIVE BROKERS LLC|18493
LQD|ISHARES|IBKR|Interactive Brokers Llc|88103
LQD|ISHARES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1652
LQD|ISHARES|ICBX|INSTINET, LLC|3062713
LQD|ISHARES|INCA|INSTINET, LLC|1192961
LQD|ISHARES|INJX|INSTINET, LLC|17069
LQD|ISHARES|INTL|INTL FCSTONE FINANCIAL INC.|300
LQD|ISHARES|ITGI|ITG Inc.|220740
LQD|ISHARES|ITGP|ITG INC.|3239800
LQD|ISHARES|JANY|Janney Montgomery Scott Inc.|31055
LQD|ISHARES|JEFF|JEFFERIES LLC|145813
LQD|ISHARES|JMPT|JUMP TRADING, LLC|314136
LQD|ISHARES|JONE|JonesTrading|123258
LQD|ISHARES|JPMX|J.P. Morgan Securities LLC|4913178
LQD|ISHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|3440268
LQD|ISHARES|JSJX|JANE STREET CAPITAL LLC|1517016
LQD|ISHARES|KCGM|VIRTU Americas LLC|1162532
LQD|ISHARES|LEHM|Barclays Capital Inc./Le|15970949
LQD|ISHARES|LGNT|COR CLEARING LLC|2
LQD|ISHARES|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|372
LQD|ISHARES|LIME|Lime Brokerage LLC|233008
LQD|ISHARES|LQNA|LIQUIDNET, INC.|50000
LQD|ISHARES|LSCI|Lek Securities Corporation|36889
LQD|ISHARES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
LQD|ISHARES|MACC|Mid Atlantic Capital Corporation|15043
LQD|ISHARES|MADV|Millennium Advisors, LLC|192257
LQD|ISHARES|MAXM|Maxim Group LLC|5851
LQD|ISHARES|MCMF|Raymond James Ltd. Cds|322
LQD|ISHARES|MICA|Spartan Securities Group, Ltd.|700
LQD|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4480874
LQD|ISHARES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|70775
LQD|ISHARES|MOTF|MOTIF INVESTING, INC.|18
LQD|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|2947626
LQD|ISHARES|MSPL|MORGAN STANLEY & CO. LLC|1754000
LQD|ISHARES|MSTX|MORGAN STANLEY & CO. LLC|39400
LQD|ISHARES|MTON|MILLINGTON SECURITIES, INC.|19442
LQD|ISHARES|NATL|National Securities Corporation|115
LQD|ISHARES|NBCS|NBC Securities, INC.|1175
LQD|ISHARES|NFSC|National Financial Services LLC|2066374
LQD|ISHARES|NITE|VIRTU Americas LLC|4251217
LQD|ISHARES|NITP|VIRTU Americas LLC|500
LQD|ISHARES|NQRB|Brut, LLC|34836
LQD|ISHARES|NTBF|BMO Nesbitt Burns Inc./CDS|120
LQD|ISHARES|NTRC|Northern Trust Securities, Inc.|3445
LQD|ISHARES|OLDM|OLD MISSION CAPITAL, LLC|111058
LQD|ISHARES|OPCO|Oppenheimer & Co. Inc.|7646
LQD|ISHARES|PASL|Pershing Advisor Solutions LLC|90
LQD|ISHARES|PCFF|Pacific International Securities Inc./CDS|80
LQD|ISHARES|PDQM|CODA MARKETS, INC.|71327
LQD|ISHARES|PHLY|NASDAQ Execution Services, LLC|2200
LQD|ISHARES|PIPR|Piper Jaffray & Co.|13474
LQD|ISHARES|PUMA|Puma Capital, Llc|11198
LQD|ISHARES|PWJC|UBS Financial Services, Inc.|7996
LQD|ISHARES|QMSR|QUATTRO M SECURITIES INC.|15500
LQD|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|352356
LQD|ISHARES|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|76855
LQD|ISHARES|RHCO|Suntrust Robinson Humphrey, Inc.|60300
LQD|ISHARES|SAGL|SAGETRADER, LLC|3400
LQD|ISHARES|SALI|INTL FCSTONE FINANCIAL INC.|490
LQD|ISHARES|SBRX|MURIEL SIEBERT & CO INC|300
LQD|ISHARES|SBSH|Citigroup Global Markets Inc.|2122107
LQD|ISHARES|SEIC|SEI Investments Distribution Co.|42203
LQD|ISHARES|SGMT|GOLDMAN SACHS & CO. LLC|2553285
LQD|ISHARES|SPDR|SPEEDROUTE LLC|4900
LQD|ISHARES|SPHN|Stephens Inc.|1904
LQD|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|33611
LQD|ISHARES|STKP|STOCKPILE INVESTMENTS, INC.|2
LQD|ISHARES|SWIM|TD Ameritrade, Inc.|13487
LQD|ISHARES|SWST|Hilltop Securities Inc.|25010
LQD|ISHARES|TKNG|ALLY INVEST SECURITIES LLC|96
LQD|ISHARES|TRBT|Tradebot Systems, Inc.|1968319
LQD|ISHARES|TRCM|TRC MARKETS LLC|1687243
LQD|ISHARES|UBSA|UBS SECURITIES LLC|6135078
LQD|ISHARES|UBSS|UBS Securities LLC|1874701
LQD|ISHARES|VALX|VIRTU AMERICAS LLC|46738
LQD|ISHARES|VGRD|Vanguard Marketing Corporation|18366
LQD|ISHARES|WABR|Wall Street Access|13894
LQD|ISHARES|WBET|Wallachbeth Capital LLC|2160973
LQD|ISHARES|WBLR|WILLIAM BLAIR|436
LQD|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|1204428
LQD|ISHARES|WEDB|WEDBUSH SECURITIES INC.|234
LQD|ISHARES|WEED|Weeden & Co.L.P.|1189
LQD|ISHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15179
LQD|ISHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74244
LQD|ISHARES|WGIF|CIBC World Markets Inc.|521
LQD|ISHARES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|124831
LQD|ISHARES|WSEA|WOLVERINE SECURITIES, LLC|7985
LQD|ISHARES|WTCO|Williams Trading LLC|15200
LQD|ISHARES|XPUS|XP SECURITIES, LLC|77008
LQD|ISHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|246170
LQD|ISHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|200
LQD|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|178181
LQDH|ISHARES IR HDG LQD|APCC|Apex Clearing Corporation|95
LQDH|ISHARES IR HDG LQD|BANK|Primevest Financial Services, Inc.|11
LQDH|ISHARES IR HDG LQD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|391
LQDH|ISHARES IR HDG LQD|BYXM|CBOE TRADING, INC.|554
LQDH|ISHARES IR HDG LQD|CANT|Cantor Fitzgerald & Co.|3020
LQDH|ISHARES IR HDG LQD|CHAS|Charles Schwab & Co., Inc.|154
LQDH|ISHARES IR HDG LQD|CIST|Capital Institutional Services, Inc.|2539
LQDH|ISHARES IR HDG LQD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2007
LQDH|ISHARES IR HDG LQD|CTDL|Citadel Derivatives Group Llc|7158
LQDH|ISHARES IR HDG LQD|DBAX|Deutsche Bank Securities Inc.|1200
LQDH|ISHARES IR HDG LQD|EBXL|EBX LLC|700
LQDH|ISHARES IR HDG LQD|ETRS|E*Trade Securities LLC|260
LQDH|ISHARES IR HDG LQD|FTBR|Foliofn Investments, Inc.|2
LQDH|ISHARES IR HDG LQD|GTSZ|GTS SECURITIES LLC|592
LQDH|ISHARES IR HDG LQD|IATS|INTERACTIVE BROKERS LLC|455
LQDH|ISHARES IR HDG LQD|IBKR|Interactive Brokers Llc|12320
LQDH|ISHARES IR HDG LQD|ICBX|INSTINET, LLC|800
LQDH|ISHARES IR HDG LQD|JSJX|JANE STREET CAPITAL LLC|46466
LQDH|ISHARES IR HDG LQD|KCGM|VIRTU Americas LLC|892
LQDH|ISHARES IR HDG LQD|LEHM|Barclays Capital Inc./Le|3770
LQDH|ISHARES IR HDG LQD|LIME|Lime Brokerage LLC|1396
LQDH|ISHARES IR HDG LQD|MCMF|Raymond James Ltd. Cds|57
LQDH|ISHARES IR HDG LQD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
LQDH|ISHARES IR HDG LQD|MSCO|MORGAN STANLEY & CO. LLC|4265
LQDH|ISHARES IR HDG LQD|NFSC|National Financial Services LLC|17367
LQDH|ISHARES IR HDG LQD|NITE|VIRTU Americas LLC|15343
LQDH|ISHARES IR HDG LQD|NITP|VIRTU Americas LLC|200
LQDH|ISHARES IR HDG LQD|RBCM|RBC CAPITAL MARKETS, LLC|700
LQDH|ISHARES IR HDG LQD|SBSH|Citigroup Global Markets Inc.|500
LQDH|ISHARES IR HDG LQD|SGMT|GOLDMAN SACHS & CO. LLC|832
LQDH|ISHARES IR HDG LQD|STFL|Stifel, Nicolaus & Company, Incorporated|33
LQDH|ISHARES IR HDG LQD|SWIM|TD Ameritrade, Inc.|1
LQDH|ISHARES IR HDG LQD|UBSA|UBS SECURITIES LLC|2677
LQDH|ISHARES IR HDG LQD|UBSS|UBS Securities LLC|6710
LQDH|ISHARES IR HDG LQD|VGRD|Vanguard Marketing Corporation|1642
LQDH|ISHARES IR HDG LQD|WCHV|WELLS FARGO SECURITIES, LLC|846
LQDH|ISHARES IR HDG LQD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5382
LQDI|ISHARES INFLATION HE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|157
LQDI|ISHARES INFLATION HE|JSJX|JANE STREET CAPITAL LLC|1200
LQDI|ISHARES INFLATION HE|KCGM|VIRTU Americas LLC|2
LQDI|ISHARES INFLATION HE|LEHM|Barclays Capital Inc./Le|600
LQDI|ISHARES INFLATION HE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
LQDI|ISHARES INFLATION HE|MSCO|MORGAN STANLEY & CO. LLC|400
LQDI|ISHARES INFLATION HE|NFSC|National Financial Services LLC|240
LQDI|ISHARES INFLATION HE|NITE|VIRTU Americas LLC|414
LQDI|ISHARES INFLATION HE|TKNG|ALLY INVEST SECURITIES LLC|1
LQDI|ISHARES INFLATION HE|WSEA|WOLVERINE SECURITIES, LLC|18
LQDT|LIQUIDITY SERVICES|APCC|Apex Clearing Corporation|335
LQDT|LIQUIDITY SERVICES|BARD|Robert W. Baird & Co. Incorporated|736
LQDT|LIQUIDITY SERVICES|BATM|CBOE TRADING, INC.|212
LQDT|LIQUIDITY SERVICES|BBNT|BB&T SECURITIES, LLC|95
LQDT|LIQUIDITY SERVICES|BMOC|BMO Capital Markets Corp.|4154
LQDT|LIQUIDITY SERVICES|BNPX|BNP PARIBAS SECURITIES CORP.|5829
LQDT|LIQUIDITY SERVICES|BRVL|BLAYLOCK VAN, LLC|1300
LQDT|LIQUIDITY SERVICES|BTIG|BTIG, LLC|90
LQDT|LIQUIDITY SERVICES|BZYD|GOLDMAN SACHS & CO. LLC|1404
LQDT|LIQUIDITY SERVICES|CANT|Cantor Fitzgerald & Co.|378
LQDT|LIQUIDITY SERVICES|CHAS|Charles Schwab & Co., Inc.|315
LQDT|LIQUIDITY SERVICES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12
LQDT|LIQUIDITY SERVICES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
LQDT|LIQUIDITY SERVICES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37066
LQDT|LIQUIDITY SERVICES|CTDL|Citadel Derivatives Group Llc|538
LQDT|LIQUIDITY SERVICES|CXCX|CITIGROUP GLOBAL MARKETS INC.|10842
LQDT|LIQUIDITY SERVICES|DBAB|Deutsche Bank Securities Inc.|57876
LQDT|LIQUIDITY SERVICES|DBAX|Deutsche Bank Securities Inc.|15100
LQDT|LIQUIDITY SERVICES|DEAN|MORGAN STANLEY|1500
LQDT|LIQUIDITY SERVICES|DEGS|RONIN PROFESSIONAL LLC|6613
LQDT|LIQUIDITY SERVICES|EBXL|EBX LLC|5200
LQDT|LIQUIDITY SERVICES|EDJO|Edward D. Jones & Co., L.P.|425
LQDT|LIQUIDITY SERVICES|EGAM|CBOE TRADING, INC.|100
LQDT|LIQUIDITY SERVICES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|118
LQDT|LIQUIDITY SERVICES|ETRS|E*Trade Securities LLC|8433
LQDT|LIQUIDITY SERVICES|FBCO|Credit Suisse Securities (USA) LLC|136913
LQDT|LIQUIDITY SERVICES|FOMA|TD AMERITRADE CLEARING, INC.|9493
LQDT|LIQUIDITY SERVICES|FQLS|Quantlab Securities LP|3928
LQDT|LIQUIDITY SERVICES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1277
LQDT|LIQUIDITY SERVICES|FTBR|Foliofn Investments, Inc.|191
LQDT|LIQUIDITY SERVICES|GEBB|GLOBAL EXECUTION BROKERS, LP|9901
LQDT|LIQUIDITY SERVICES|GLPX|ACS EXECUTION SERVICES, LLC|102
LQDT|LIQUIDITY SERVICES|GSCO|GOLDMAN SACHS & CO. LLC|123896
LQDT|LIQUIDITY SERVICES|GSCS|GOLDMAN SACHS & CO. LLC|100
LQDT|LIQUIDITY SERVICES|GSLT|GOLDMAN SACHS & CO. LLC|528
LQDT|LIQUIDITY SERVICES|GTSZ|GTS SECURITIES LLC|8195
LQDT|LIQUIDITY SERVICES|HRBF|American Enterprise Investment Services Inc.|3500
LQDT|LIQUIDITY SERVICES|IBKR|Interactive Brokers Llc|18274
LQDT|LIQUIDITY SERVICES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
LQDT|LIQUIDITY SERVICES|ICBX|INSTINET, LLC|5886
LQDT|LIQUIDITY SERVICES|IEQY|CITADEL SECURITIES LLC|743
LQDT|LIQUIDITY SERVICES|INCA|INSTINET, LLC|38407
LQDT|LIQUIDITY SERVICES|INJX|INSTINET, LLC|5602
LQDT|LIQUIDITY SERVICES|ITGI|ITG Inc.|11771
LQDT|LIQUIDITY SERVICES|ITGP|ITG INC.|9400
LQDT|LIQUIDITY SERVICES|JANY|Janney Montgomery Scott Inc.|200
LQDT|LIQUIDITY SERVICES|JEFF|JEFFERIES LLC|34549
LQDT|LIQUIDITY SERVICES|JPBX|J.P. MORGAN SECURITIES LLC|100
LQDT|LIQUIDITY SERVICES|JPMX|J.P. Morgan Securities LLC|28228
LQDT|LIQUIDITY SERVICES|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
LQDT|LIQUIDITY SERVICES|JSJX|JANE STREET CAPITAL LLC|1392
LQDT|LIQUIDITY SERVICES|KCGM|VIRTU Americas LLC|1461
LQDT|LIQUIDITY SERVICES|LEHM|Barclays Capital Inc./Le|47806
LQDT|LIQUIDITY SERVICES|LIME|Lime Brokerage LLC|118176
LQDT|LIQUIDITY SERVICES|LQNA|LIQUIDNET, INC.|200
LQDT|LIQUIDITY SERVICES|MAXM|Maxim Group LLC|2806
LQDT|LIQUIDITY SERVICES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12280
LQDT|LIQUIDITY SERVICES|MSCO|MORGAN STANLEY & CO. LLC|119061
LQDT|LIQUIDITY SERVICES|MSPL|MORGAN STANLEY & CO. LLC|28200
LQDT|LIQUIDITY SERVICES|MSTX|MORGAN STANLEY & CO. LLC|15600
LQDT|LIQUIDITY SERVICES|NFSC|National Financial Services LLC|42694
LQDT|LIQUIDITY SERVICES|NITE|VIRTU Americas LLC|65349
LQDT|LIQUIDITY SERVICES|NITP|VIRTU Americas LLC|700
LQDT|LIQUIDITY SERVICES|NQRB|Brut, LLC|592
LQDT|LIQUIDITY SERVICES|OHOS|TWO SIGMA SECURITIES, LLC|1987
LQDT|LIQUIDITY SERVICES|PDQM|CODA MARKETS, INC.|2171
LQDT|LIQUIDITY SERVICES|SBSH|Citigroup Global Markets Inc.|34412
LQDT|LIQUIDITY SERVICES|SGMT|GOLDMAN SACHS & CO. LLC|5309
LQDT|LIQUIDITY SERVICES|SPDR|SPEEDROUTE LLC|1972
LQDT|LIQUIDITY SERVICES|SWIM|TD Ameritrade, Inc.|400
LQDT|LIQUIDITY SERVICES|TKNG|ALLY INVEST SECURITIES LLC|165
LQDT|LIQUIDITY SERVICES|TRBT|Tradebot Systems, Inc.|1010
LQDT|LIQUIDITY SERVICES|TRCM|TRC MARKETS LLC|16760
LQDT|LIQUIDITY SERVICES|TWTT|TASTYWORKS, INC.|100
LQDT|LIQUIDITY SERVICES|UBSA|UBS SECURITIES LLC|60248
LQDT|LIQUIDITY SERVICES|UBSS|UBS Securities LLC|77966
LQDT|LIQUIDITY SERVICES|VALX|VIRTU AMERICAS LLC|5278
LQDT|LIQUIDITY SERVICES|VGRD|Vanguard Marketing Corporation|759
LQDT|LIQUIDITY SERVICES|VSIN|Vision Financial Markets Llc|200
LQDT|LIQUIDITY SERVICES|WBPX|SUMMIT SECURITIES GROUP, LLC|100
LQDT|LIQUIDITY SERVICES|WCHV|WELLS FARGO SECURITIES, LLC|24032
LQDT|LIQUIDITY SERVICES|WDNX|WEEDEN & CO.L.P.|452
LQDT|LIQUIDITY SERVICES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|298
LQDT|LIQUIDITY SERVICES|WSEA|WOLVERINE SECURITIES, LLC|347
LQDT|LIQUIDITY SERVICES|XIST|INSTINET, LLC|2000
LQDT|LIQUIDITY SERVICES|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
LQDT|LIQUIDITY SERVICES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25
LRAD|LRAD CORPORATION|APCC|Apex Clearing Corporation|6
LRAD|LRAD CORPORATION|CHAS|Charles Schwab & Co., Inc.|4003
LRAD|LRAD CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
LRAD|LRAD CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43021
LRAD|LRAD CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
LRAD|LRAD CORPORATION|DBAB|Deutsche Bank Securities Inc.|7651
LRAD|LRAD CORPORATION|DBAX|Deutsche Bank Securities Inc.|1400
LRAD|LRAD CORPORATION|DEGS|RONIN PROFESSIONAL LLC|23449
LRAD|LRAD CORPORATION|DJSA|Dawson James Securities, Inc|5000
LRAD|LRAD CORPORATION|EBXL|EBX LLC|5900
LRAD|LRAD CORPORATION|EGXM|CBOE TRADING, INC.|100
LRAD|LRAD CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1306
LRAD|LRAD CORPORATION|ETRS|E*Trade Securities LLC|75664
LRAD|LRAD CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|69917
LRAD|LRAD CORPORATION|FILL|Tradestation Securities, Inc.|2000
LRAD|LRAD CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|211375
LRAD|LRAD CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|109
LRAD|LRAD CORPORATION|FTBR|Foliofn Investments, Inc.|131
LRAD|LRAD CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|3722
LRAD|LRAD CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|400
LRAD|LRAD CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|3702
LRAD|LRAD CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|9610
LRAD|LRAD CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|23325
LRAD|LRAD CORPORATION|GTSZ|GTS SECURITIES LLC|2267
LRAD|LRAD CORPORATION|HRBF|American Enterprise Investment Services Inc.|400
LRAD|LRAD CORPORATION|IATS|INTERACTIVE BROKERS LLC|7029
LRAD|LRAD CORPORATION|IBKR|Interactive Brokers Llc|78606
LRAD|LRAD CORPORATION|ICBX|INSTINET, LLC|2700
LRAD|LRAD CORPORATION|INCA|INSTINET, LLC|3421
LRAD|LRAD CORPORATION|INJX|INSTINET, LLC|5076
LRAD|LRAD CORPORATION|ITGI|ITG Inc.|1300
LRAD|LRAD CORPORATION|ITGP|ITG INC.|1200
LRAD|LRAD CORPORATION|JANY|Janney Montgomery Scott Inc.|6126
LRAD|LRAD CORPORATION|JEFF|JEFFERIES LLC|25276
LRAD|LRAD CORPORATION|JHDR|J.H. Darbie & Co., Inc.|1300
LRAD|LRAD CORPORATION|JMPT|JUMP TRADING, LLC|1061
LRAD|LRAD CORPORATION|JPMX|J.P. Morgan Securities LLC|16400
LRAD|LRAD CORPORATION|JSJX|JANE STREET CAPITAL LLC|200
LRAD|LRAD CORPORATION|KCGM|VIRTU Americas LLC|1300
LRAD|LRAD CORPORATION|LEHM|Barclays Capital Inc./Le|13078
LRAD|LRAD CORPORATION|LIME|Lime Brokerage LLC|30134
LRAD|LRAD CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
LRAD|LRAD CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
LRAD|LRAD CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|109393
LRAD|LRAD CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|1600
LRAD|LRAD CORPORATION|NFSC|National Financial Services LLC|64913
LRAD|LRAD CORPORATION|NITE|VIRTU Americas LLC|1556755
LRAD|LRAD CORPORATION|NQRB|Brut, LLC|200
LRAD|LRAD CORPORATION|OPCO|Oppenheimer & Co. Inc.|1500
LRAD|LRAD CORPORATION|PDQM|CODA MARKETS, INC.|1000
LRAD|LRAD CORPORATION|RILY|B. RILEY FBR, INC.|300
LRAD|LRAD CORPORATION|SAGL|SAGETRADER, LLC|100
LRAD|LRAD CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|4108
LRAD|LRAD CORPORATION|SWIM|TD Ameritrade, Inc.|30520
LRAD|LRAD CORPORATION|SWST|Hilltop Securities Inc.|1100
LRAD|LRAD CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|150
LRAD|LRAD CORPORATION|TRBT|Tradebot Systems, Inc.|900
LRAD|LRAD CORPORATION|TRCM|TRC MARKETS LLC|24170
LRAD|LRAD CORPORATION|UBSA|UBS SECURITIES LLC|20158
LRAD|LRAD CORPORATION|UBSS|UBS Securities LLC|127657
LRAD|LRAD CORPORATION|VALX|VIRTU AMERICAS LLC|1540
LRAD|LRAD CORPORATION|VGRD|Vanguard Marketing Corporation|5895
LRAD|LRAD CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|12932
LRAD|LRAD CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1414
LRAD|LRAD CORPORATION|WGIF|CIBC World Markets Inc.|10
LRAD|LRAD CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|3657
LRAD|LRAD CORPORATION|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
LRAD|LRAD CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
LRAD|LRAD CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|200
LRAD|LRAD CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38457
LRCX|LAM RESEARCH CORP|ABLE|NATIXIS Securities Americas LLC|563532
LRCX|LAM RESEARCH CORP|AGCP|AEGIS CAPITAL CORP.|94
LRCX|LAM RESEARCH CORP|AGIS|Aegis Capital Corp.|6692
LRCX|LAM RESEARCH CORP|ALTX|Alternet Securities Inc.|29780
LRCX|LAM RESEARCH CORP|ANOS|ABEL/NOSER, L.L.C.|7761
LRCX|LAM RESEARCH CORP|APCC|Apex Clearing Corporation|11912
LRCX|LAM RESEARCH CORP|AVON|Avondale Partners, LLC|80
LRCX|LAM RESEARCH CORP|BANK|Primevest Financial Services, Inc.|1656
LRCX|LAM RESEARCH CORP|BARD|Robert W. Baird & Co. Incorporated|8281
LRCX|LAM RESEARCH CORP|BATM|CBOE TRADING, INC.|35386
LRCX|LAM RESEARCH CORP|BAYC|BAY CREST PARTNERS, LLC|20321
LRCX|LAM RESEARCH CORP|BAYT|BTIG, LLC|3200
LRCX|LAM RESEARCH CORP|BBNT|BB&T SECURITIES, LLC|1151
LRCX|LAM RESEARCH CORP|BERN|Sanford C. Bernstein & Co., LLC|390029
LRCX|LAM RESEARCH CORP|BIAD|SAGETRADER, LLC|282
LRCX|LAM RESEARCH CORP|BIDS|BIDS TRADING L.P.|48600
LRCX|LAM RESEARCH CORP|BIMI|Banca IMI Securities Corp.|2877
LRCX|LAM RESEARCH CORP|BKCM|BNY Mellon Capital Markets LLC|249
LRCX|LAM RESEARCH CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|97060
LRCX|LAM RESEARCH CORP|BLKX|INSTINET, LLC|246904
LRCX|LAM RESEARCH CORP|BMOC|BMO Capital Markets Corp.|42706
LRCX|LAM RESEARCH CORP|BNPX|BNP PARIBAS SECURITIES CORP.|440195
LRCX|LAM RESEARCH CORP|BTIG|BTIG, LLC|53807
LRCX|LAM RESEARCH CORP|BYXM|CBOE TRADING, INC.|7943
LRCX|LAM RESEARCH CORP|CABR|Cabrera Capital Markets, Inc.|29
LRCX|LAM RESEARCH CORP|CANT|Cantor Fitzgerald & Co.|5754
LRCX|LAM RESEARCH CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|70550
LRCX|LAM RESEARCH CORP|CBRA|Cobra Trading, Inc.|500
LRCX|LAM RESEARCH CORP|CHAS|Charles Schwab & Co., Inc.|37628
LRCX|LAM RESEARCH CORP|CHBC|PENSERRA SECURITIES, LLC|79100
LRCX|LAM RESEARCH CORP|CIBP|CIBC World Markets Corp.|333228
LRCX|LAM RESEARCH CORP|CICF|Canaccord Genuity Corp.|323
LRCX|LAM RESEARCH CORP|CIST|Capital Institutional Services, Inc.|14332
LRCX|LAM RESEARCH CORP|CLSA|CLSA AMERICAS, LLC|56029
LRCX|LAM RESEARCH CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|401385
LRCX|LAM RESEARCH CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3678
LRCX|LAM RESEARCH CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|51807
LRCX|LAM RESEARCH CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2033005
LRCX|LAM RESEARCH CORP|CTDL|Citadel Derivatives Group Llc|83164
LRCX|LAM RESEARCH CORP|CTLR|CUTLER GROUP, LP|12547
LRCX|LAM RESEARCH CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|152056
LRCX|LAM RESEARCH CORP|DADA|D.A. Davidson & Co.|5177
LRCX|LAM RESEARCH CORP|DAVA|Davenport & Company LLC|1896
LRCX|LAM RESEARCH CORP|DAWA|Daiwa Capital Markets America Inc.|2666
LRCX|LAM RESEARCH CORP|DBAB|Deutsche Bank Securities Inc.|2382364
LRCX|LAM RESEARCH CORP|DBAX|Deutsche Bank Securities Inc.|1279500
LRCX|LAM RESEARCH CORP|DBUL|Deutsche Bank Securities Inc.|9971
LRCX|LAM RESEARCH CORP|DCHF|Dart Executions, LLC|37650
LRCX|LAM RESEARCH CORP|DEAN|MORGAN STANLEY|44741
LRCX|LAM RESEARCH CORP|DEGS|RONIN PROFESSIONAL LLC|4501
LRCX|LAM RESEARCH CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6211
LRCX|LAM RESEARCH CORP|DIVA|Divine Capital Markets LLC|3301
LRCX|LAM RESEARCH CORP|DRWK|DRW SECURITIES, L.L.C.|62882
LRCX|LAM RESEARCH CORP|EBXL|EBX LLC|621200
LRCX|LAM RESEARCH CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6420
LRCX|LAM RESEARCH CORP|EDJC|Edward Jones / CDS|67
LRCX|LAM RESEARCH CORP|EDJO|Edward D. Jones & Co., L.P.|9636
LRCX|LAM RESEARCH CORP|EGAM|CBOE TRADING, INC.|33605
LRCX|LAM RESEARCH CORP|EGAW|CBOE TRADING, INC.|512
LRCX|LAM RESEARCH CORP|EGMT|EG MARKET TECHNOLOGIES LLC|12641
LRCX|LAM RESEARCH CORP|EGXM|CBOE TRADING, INC.|29975
LRCX|LAM RESEARCH CORP|EGXW|CBOE TRADING, INC.|571
LRCX|LAM RESEARCH CORP|ELEV|ELEVATION, LLC|13195
LRCX|LAM RESEARCH CORP|EROP|Eroom Securities L.L.C.|1242
LRCX|LAM RESEARCH CORP|ESPO|ESPOSITO SECURITIES, LLC|2
LRCX|LAM RESEARCH CORP|ETBE|Electronic Transaction Clearing, Inc.|334557
LRCX|LAM RESEARCH CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1266
LRCX|LAM RESEARCH CORP|ETCB|ETC BROKERAGE SERVICES, LLC|5
LRCX|LAM RESEARCH CORP|ETCC|Electronic Transaction Clearing, Inc.|4361
LRCX|LAM RESEARCH CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11496
LRCX|LAM RESEARCH CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|336452
LRCX|LAM RESEARCH CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|4694
LRCX|LAM RESEARCH CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
LRCX|LAM RESEARCH CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|376785
LRCX|LAM RESEARCH CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
LRCX|LAM RESEARCH CORP|ETRS|E*Trade Securities LLC|942300
LRCX|LAM RESEARCH CORP|FBCO|Credit Suisse Securities (USA) LLC|2134002
LRCX|LAM RESEARCH CORP|FBSB|U.S. Bancorp Investments, Inc.|865
LRCX|LAM RESEARCH CORP|FFSI|Firstrade Securities Inc.|370
LRCX|LAM RESEARCH CORP|FILL|Tradestation Securities, Inc.|112466
LRCX|LAM RESEARCH CORP|FINX|FINTECH SECURITIES|24495
LRCX|LAM RESEARCH CORP|FMAF|NBCN Inc./ CDS|11772
LRCX|LAM RESEARCH CORP|FOMA|TD AMERITRADE CLEARING, INC.|2359445
LRCX|LAM RESEARCH CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27059
LRCX|LAM RESEARCH CORP|FQLS|Quantlab Securities LP|1733632
LRCX|LAM RESEARCH CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|302186
LRCX|LAM RESEARCH CORP|FTBR|Foliofn Investments, Inc.|9791
LRCX|LAM RESEARCH CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|161172
LRCX|LAM RESEARCH CORP|GELP|RBC CAPITAL MARKETS, LLC|3382
LRCX|LAM RESEARCH CORP|GLIS|TD Securities Inc|365
LRCX|LAM RESEARCH CORP|GLPX|ACS EXECUTION SERVICES, LLC|106349
LRCX|LAM RESEARCH CORP|GSCO|GOLDMAN SACHS & CO. LLC|5056517
LRCX|LAM RESEARCH CORP|GSCS|GOLDMAN SACHS & CO. LLC|169539
LRCX|LAM RESEARCH CORP|GSLT|GOLDMAN SACHS & CO. LLC|17194
LRCX|LAM RESEARCH CORP|GTSZ|GTS SECURITIES LLC|1129118
LRCX|LAM RESEARCH CORP|HAPX|HAP Trading, LLC|3708
LRCX|LAM RESEARCH CORP|HASF|Haywood Securities Inc./CDS|1952
LRCX|LAM RESEARCH CORP|HRBF|American Enterprise Investment Services Inc.|57739
LRCX|LAM RESEARCH CORP|HSBC|HSBC Securities, Inc.|266999
LRCX|LAM RESEARCH CORP|IATS|INTERACTIVE BROKERS LLC|106634
LRCX|LAM RESEARCH CORP|IBKR|Interactive Brokers Llc|729961
LRCX|LAM RESEARCH CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2810
LRCX|LAM RESEARCH CORP|ICBX|INSTINET, LLC|265686
LRCX|LAM RESEARCH CORP|IEQY|CITADEL SECURITIES LLC|804152
LRCX|LAM RESEARCH CORP|INCA|INSTINET, LLC|2935360
LRCX|LAM RESEARCH CORP|INJX|INSTINET, LLC|175877
LRCX|LAM RESEARCH CORP|INTL|INTL FCSTONE FINANCIAL INC.|15
LRCX|LAM RESEARCH CORP|ITGI|ITG Inc.|311699
LRCX|LAM RESEARCH CORP|ITGP|ITG INC.|318800
LRCX|LAM RESEARCH CORP|JANY|Janney Montgomery Scott Inc.|15759
LRCX|LAM RESEARCH CORP|JEFF|JEFFERIES LLC|399070
LRCX|LAM RESEARCH CORP|JMPT|JUMP TRADING, LLC|281054
LRCX|LAM RESEARCH CORP|JONE|JonesTrading|5888
LRCX|LAM RESEARCH CORP|JPBX|J.P. MORGAN SECURITIES LLC|481379
LRCX|LAM RESEARCH CORP|JPMX|J.P. Morgan Securities LLC|2153025
LRCX|LAM RESEARCH CORP|JRCO|Johnson Rice & Company L.L.C.|5550
LRCX|LAM RESEARCH CORP|JSCL|JOSEPH STONE CAPITAL L.L.C.|387
LRCX|LAM RESEARCH CORP|JSJX|JANE STREET CAPITAL LLC|17722
LRCX|LAM RESEARCH CORP|JUTA|JUMP TRADING, LLC|200
LRCX|LAM RESEARCH CORP|KCGM|VIRTU Americas LLC|228097
LRCX|LAM RESEARCH CORP|KCRD|PHX FINANCIAL, INC.|80
LRCX|LAM RESEARCH CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|5758
LRCX|LAM RESEARCH CORP|LEHM|Barclays Capital Inc./Le|3922997
LRCX|LAM RESEARCH CORP|LGNT|COR CLEARING LLC|1
LRCX|LAM RESEARCH CORP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|35
LRCX|LAM RESEARCH CORP|LIME|Lime Brokerage LLC|536983
LRCX|LAM RESEARCH CORP|LIWE|LIME BROKERAGE LLC|300
LRCX|LAM RESEARCH CORP|LMGP|LIME BROKERAGE LLC|31742
LRCX|LAM RESEARCH CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|13200
LRCX|LAM RESEARCH CORP|LOOP|Loop Capital Markets LLC|296
LRCX|LAM RESEARCH CORP|LQNA|LIQUIDNET, INC.|74100
LRCX|LAM RESEARCH CORP|LQNB|LIQUIDNET, INC.|12700
LRCX|LAM RESEARCH CORP|LSCI|Lek Securities Corporation|34489
LRCX|LAM RESEARCH CORP|LTCO|Ladenburg, Thalmann & Co., Inc.|1700
LRCX|LAM RESEARCH CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
LRCX|LAM RESEARCH CORP|MACC|Mid Atlantic Capital Corporation|1980
LRCX|LAM RESEARCH CORP|MACQ|Macquarie Capital (USA) Inc.|11500
LRCX|LAM RESEARCH CORP|MAXM|Maxim Group LLC|11752
LRCX|LAM RESEARCH CORP|MBTS|ALLY INVEST SECURITIES LLC|650
LRCX|LAM RESEARCH CORP|MCMF|Raymond James Ltd. Cds|7130
LRCX|LAM RESEARCH CORP|MITR|GMP SECURITIES, LLC|79000
LRCX|LAM RESEARCH CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|359147
LRCX|LAM RESEARCH CORP|MOTF|MOTIF INVESTING, INC.|106
LRCX|LAM RESEARCH CORP|MPSG|E D & F Man Capital Markets Inc.|6300
LRCX|LAM RESEARCH CORP|MSCO|MORGAN STANLEY & CO. LLC|11483226
LRCX|LAM RESEARCH CORP|MSPL|MORGAN STANLEY & CO. LLC|945600
LRCX|LAM RESEARCH CORP|MSTX|MORGAN STANLEY & CO. LLC|793200
LRCX|LAM RESEARCH CORP|MTON|MILLINGTON SECURITIES, INC.|64631
LRCX|LAM RESEARCH CORP|MUFG|MUFG SECURITIES AMERICAS INC.|78488
LRCX|LAM RESEARCH CORP|MZHO|Mizuho Securities USA LLC|6500
LRCX|LAM RESEARCH CORP|NATL|National Securities Corporation|975
LRCX|LAM RESEARCH CORP|NBCS|NBC Securities, INC.|80
LRCX|LAM RESEARCH CORP|NEED|Needham & Company, LLC|315
LRCX|LAM RESEARCH CORP|NEUB|NEUBERGER BERMAN BD LLC|18
LRCX|LAM RESEARCH CORP|NFSC|National Financial Services LLC|2326825
LRCX|LAM RESEARCH CORP|NITE|VIRTU Americas LLC|3934973
LRCX|LAM RESEARCH CORP|NITP|VIRTU Americas LLC|5492
LRCX|LAM RESEARCH CORP|NMRA|Nomura Securities International, Inc.|938
LRCX|LAM RESEARCH CORP|NQRB|Brut, LLC|63481
LRCX|LAM RESEARCH CORP|NTFN|Network 1 Financial Securities Inc.|1044
LRCX|LAM RESEARCH CORP|NTRC|Northern Trust Securities, Inc.|9610
LRCX|LAM RESEARCH CORP|OHOS|TWO SIGMA SECURITIES, LLC|202036
LRCX|LAM RESEARCH CORP|OLDM|OLD MISSION CAPITAL, LLC|4543
LRCX|LAM RESEARCH CORP|OPCO|Oppenheimer & Co. Inc.|737934
LRCX|LAM RESEARCH CORP|OTAA|OTA LLC|300
LRCX|LAM RESEARCH CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3232
LRCX|LAM RESEARCH CORP|PCFF|Pacific International Securities Inc./CDS|5804
LRCX|LAM RESEARCH CORP|PCPT|PHILLIP CAPITAL INC.|1161
LRCX|LAM RESEARCH CORP|PDQM|CODA MARKETS, INC.|211187
LRCX|LAM RESEARCH CORP|PHLY|NASDAQ Execution Services, LLC|72500
LRCX|LAM RESEARCH CORP|PICT|Pictet Overseas Inc.|440
LRCX|LAM RESEARCH CORP|PNSR|Penserra Securities, LLC|1700
LRCX|LAM RESEARCH CORP|POIN|PRECISION SECURITIES, LLC (POIN)|400
LRCX|LAM RESEARCH CORP|PUMA|Puma Capital, Llc|68634
LRCX|LAM RESEARCH CORP|PWJC|UBS Financial Services, Inc.|16762
LRCX|LAM RESEARCH CORP|QMSR|QUATTRO M SECURITIES INC.|23465
LRCX|LAM RESEARCH CORP|RAJA|Raymond James & Associates, Inc.|42519
LRCX|LAM RESEARCH CORP|RBCM|RBC CAPITAL MARKETS, LLC|42909
LRCX|LAM RESEARCH CORP|RGLD|Regal Securities, Inc|952
LRCX|LAM RESEARCH CORP|RJLC|RJL CAPITAL GROUP, LLC|500
LRCX|LAM RESEARCH CORP|SAGL|SAGETRADER, LLC|40766
LRCX|LAM RESEARCH CORP|SAGW|SAGETRADER, LLC|295
LRCX|LAM RESEARCH CORP|SALI|INTL FCSTONE FINANCIAL INC.|3624
LRCX|LAM RESEARCH CORP|SBSH|Citigroup Global Markets Inc.|1660991
LRCX|LAM RESEARCH CORP|SEIC|SEI Investments Distribution Co.|5306
LRCX|LAM RESEARCH CORP|SGMT|GOLDMAN SACHS & CO. LLC|570909
LRCX|LAM RESEARCH CORP|SHMR|ABN Amro Clearing LLC|36
LRCX|LAM RESEARCH CORP|SJLS|TRADE INFORMATICS LLC|100
LRCX|LAM RESEARCH CORP|SOGO|Wang Investment Associates, Inc.|170
LRCX|LAM RESEARCH CORP|SPDR|SPEEDROUTE LLC|86362
LRCX|LAM RESEARCH CORP|SPHN|Stephens Inc.|1042
LRCX|LAM RESEARCH CORP|SPTD|MINT GLOBAL MARKETS, INC.|700
LRCX|LAM RESEARCH CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|417
LRCX|LAM RESEARCH CORP|STFL|Stifel, Nicolaus & Company, Incorporated|32203
LRCX|LAM RESEARCH CORP|STKP|STOCKPILE INVESTMENTS, INC.|206
LRCX|LAM RESEARCH CORP|STRS|STRATEGAS RESEARCH PARTNERS|250
LRCX|LAM RESEARCH CORP|STXG|Stockcross Financial Services, Inc.|300
LRCX|LAM RESEARCH CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|50
LRCX|LAM RESEARCH CORP|SWIM|TD Ameritrade, Inc.|690195
LRCX|LAM RESEARCH CORP|SWST|Hilltop Securities Inc.|17194
LRCX|LAM RESEARCH CORP|TAGC|TELSEY ADVISORY GROUP LLC|103
LRCX|LAM RESEARCH CORP|TDSI|TD Securities (USA) LLC|2300
LRCX|LAM RESEARCH CORP|TKNG|ALLY INVEST SECURITIES LLC|25011
LRCX|LAM RESEARCH CORP|TMBR|Timber Hill LLC|30655
LRCX|LAM RESEARCH CORP|TONC|CUTTONE & CO., LLC|590
LRCX|LAM RESEARCH CORP|TOUR|TOURMALINE PARTNERS, LLC|600
LRCX|LAM RESEARCH CORP|TRBT|Tradebot Systems, Inc.|545422
LRCX|LAM RESEARCH CORP|TRCM|TRC MARKETS LLC|742585
LRCX|LAM RESEARCH CORP|TTUC|CUTTONE & CO., INC.|10622
LRCX|LAM RESEARCH CORP|TWTT|TASTYWORKS, INC.|82986
LRCX|LAM RESEARCH CORP|UBSA|UBS SECURITIES LLC|2027032
LRCX|LAM RESEARCH CORP|UBSS|UBS Securities LLC|4696973
LRCX|LAM RESEARCH CORP|VALX|VIRTU AMERICAS LLC|85416
LRCX|LAM RESEARCH CORP|VERT|The Vertical Trading Group, LLC|195
LRCX|LAM RESEARCH CORP|VGRD|Vanguard Marketing Corporation|132486
LRCX|LAM RESEARCH CORP|VIEW|VIEWTRADE SECURITIES LLC|350
LRCX|LAM RESEARCH CORP|VSIN|Vision Financial Markets Llc|1234
LRCX|LAM RESEARCH CORP|WABR|Wall Street Access|5643
LRCX|LAM RESEARCH CORP|WBLR|WILLIAM BLAIR|5836
LRCX|LAM RESEARCH CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|17624
LRCX|LAM RESEARCH CORP|WCHV|WELLS FARGO SECURITIES, LLC|2775842
LRCX|LAM RESEARCH CORP|WDNX|WEEDEN & CO.L.P.|366
LRCX|LAM RESEARCH CORP|WEDB|WEDBUSH SECURITIES INC.|60878
LRCX|LAM RESEARCH CORP|WEED|Weeden & Co.L.P.|2054
LRCX|LAM RESEARCH CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|107426
LRCX|LAM RESEARCH CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|118794
LRCX|LAM RESEARCH CORP|WFPB|Wells Fargo Securities, LLC.|1500
LRCX|LAM RESEARCH CORP|WGIF|CIBC World Markets Inc.|28264
LRCX|LAM RESEARCH CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1693
LRCX|LAM RESEARCH CORP|WORD|Worden Capital Management LLC|8023
LRCX|LAM RESEARCH CORP|WSAG|WALL STREET ACCESS|88
LRCX|LAM RESEARCH CORP|WSEA|WOLVERINE SECURITIES, LLC|51340
LRCX|LAM RESEARCH CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1300
LRCX|LAM RESEARCH CORP|WTFS|JUST2TRADE, INC.|30
LRCX|LAM RESEARCH CORP|XIST|INSTINET, LLC|117722
LRCX|LAM RESEARCH CORP|XPQR|Jump Trading|4215
LRCX|LAM RESEARCH CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|542200
LRCX|LAM RESEARCH CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|19391
LRCX|LAM RESEARCH CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31541
LRET|ETRACS MONTHLY 2X US|APCC|Apex Clearing Corporation|35
LRET|ETRACS MONTHLY 2X US|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
LRET|ETRACS MONTHLY 2X US|ETRS|E*Trade Securities LLC|1450
LRET|ETRACS MONTHLY 2X US|FTBR|Foliofn Investments, Inc.|74
LRET|ETRACS MONTHLY 2X US|IBKR|Interactive Brokers Llc|3230
LRET|ETRACS MONTHLY 2X US|ITGI|ITG Inc.|300
LRET|ETRACS MONTHLY 2X US|JSJX|JANE STREET CAPITAL LLC|1600
LRET|ETRACS MONTHLY 2X US|LIME|Lime Brokerage LLC|161
LRET|ETRACS MONTHLY 2X US|MSCO|MORGAN STANLEY & CO. LLC|200
LRET|ETRACS MONTHLY 2X US|NFSC|National Financial Services LLC|504
LRET|ETRACS MONTHLY 2X US|NITE|VIRTU Americas LLC|1853
LRET|ETRACS MONTHLY 2X US|SWIM|TD Ameritrade, Inc.|4429
LRET|ETRACS MONTHLY 2X US|TWTT|TASTYWORKS, INC.|143
LRET|ETRACS MONTHLY 2X US|UBSS|UBS Securities LLC|6136
LRET|ETRACS MONTHLY 2X US|WSEA|WOLVERINE SECURITIES, LLC|1
LRGE|CLRBRG LG CP GR ESG|BARD|Robert W. Baird & Co. Incorporated|22
LRGE|CLRBRG LG CP GR ESG|ETRS|E*Trade Securities LLC|100
LRGE|CLRBRG LG CP GR ESG|FOMA|TD AMERITRADE CLEARING, INC.|9
LRGE|CLRBRG LG CP GR ESG|IBKR|Interactive Brokers Llc|212
LRGE|CLRBRG LG CP GR ESG|JPMX|J.P. Morgan Securities LLC|400
LRGE|CLRBRG LG CP GR ESG|KCGM|VIRTU Americas LLC|600
LRGE|CLRBRG LG CP GR ESG|LEHM|Barclays Capital Inc./Le|200
LRGE|CLRBRG LG CP GR ESG|LIME|Lime Brokerage LLC|100
LRGE|CLRBRG LG CP GR ESG|MSCO|MORGAN STANLEY & CO. LLC|474
LRGE|CLRBRG LG CP GR ESG|NFSC|National Financial Services LLC|2255
LRGE|CLRBRG LG CP GR ESG|NITE|VIRTU Americas LLC|679
LRGE|CLRBRG LG CP GR ESG|RBCM|RBC CAPITAL MARKETS, LLC|195
LRGE|CLRBRG LG CP GR ESG|SGMT|GOLDMAN SACHS & CO. LLC|2386
LRGE|CLRBRG LG CP GR ESG|UBSA|UBS SECURITIES LLC|933
LRGE|CLRBRG LG CP GR ESG|UBSS|UBS Securities LLC|17
LRGE|CLRBRG LG CP GR ESG|VSIN|Vision Financial Markets Llc|17
LRGE|CLRBRG LG CP GR ESG|WCHV|WELLS FARGO SECURITIES, LLC|635
LRGE|CLRBRG LG CP GR ESG|WSEA|WOLVERINE SECURITIES, LLC|1
LRGF|ISHARES FACTORSELECT|APCC|Apex Clearing Corporation|21
LRGF|ISHARES FACTORSELECT|AURC|Aurora Capital LLC|850
LRGF|ISHARES FACTORSELECT|BARD|Robert W. Baird & Co. Incorporated|1670
LRGF|ISHARES FACTORSELECT|BERN|Sanford C. Bernstein & Co., LLC|700
LRGF|ISHARES FACTORSELECT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15921
LRGF|ISHARES FACTORSELECT|BTIG|BTIG, LLC|4651
LRGF|ISHARES FACTORSELECT|BYXM|CBOE TRADING, INC.|300
LRGF|ISHARES FACTORSELECT|CANT|Cantor Fitzgerald & Co.|45606
LRGF|ISHARES FACTORSELECT|CHAS|Charles Schwab & Co., Inc.|942
LRGF|ISHARES FACTORSELECT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
LRGF|ISHARES FACTORSELECT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8176
LRGF|ISHARES FACTORSELECT|CSIN|Citadel Securities Institutional LLC|162800
LRGF|ISHARES FACTORSELECT|CTDL|Citadel Derivatives Group Llc|164627
LRGF|ISHARES FACTORSELECT|CXCX|CITIGROUP GLOBAL MARKETS INC.|22548
LRGF|ISHARES FACTORSELECT|DBAX|Deutsche Bank Securities Inc.|23800
LRGF|ISHARES FACTORSELECT|DEAN|MORGAN STANLEY|8211
LRGF|ISHARES FACTORSELECT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1639
LRGF|ISHARES FACTORSELECT|EBXL|EBX LLC|20500
LRGF|ISHARES FACTORSELECT|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
LRGF|ISHARES FACTORSELECT|EDJO|Edward D. Jones & Co., L.P.|1800
LRGF|ISHARES FACTORSELECT|EGXM|CBOE TRADING, INC.|500
LRGF|ISHARES FACTORSELECT|ETBE|Electronic Transaction Clearing, Inc.|100
LRGF|ISHARES FACTORSELECT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
LRGF|ISHARES FACTORSELECT|ETRS|E*Trade Securities LLC|1475
LRGF|ISHARES FACTORSELECT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27
LRGF|ISHARES FACTORSELECT|FTBR|Foliofn Investments, Inc.|2588
LRGF|ISHARES FACTORSELECT|GSCO|GOLDMAN SACHS & CO. LLC|5381
LRGF|ISHARES FACTORSELECT|GSLT|GOLDMAN SACHS & CO. LLC|102
LRGF|ISHARES FACTORSELECT|HRBF|American Enterprise Investment Services Inc.|26328
LRGF|ISHARES FACTORSELECT|IBKR|Interactive Brokers Llc|105192
LRGF|ISHARES FACTORSELECT|ICBX|INSTINET, LLC|18008
LRGF|ISHARES FACTORSELECT|INCA|INSTINET, LLC|16110
LRGF|ISHARES FACTORSELECT|INJX|INSTINET, LLC|764
LRGF|ISHARES FACTORSELECT|ITGI|ITG Inc.|1943
LRGF|ISHARES FACTORSELECT|JANY|Janney Montgomery Scott Inc.|280
LRGF|ISHARES FACTORSELECT|JEFF|JEFFERIES LLC|20892
LRGF|ISHARES FACTORSELECT|JMPT|JUMP TRADING, LLC|320
LRGF|ISHARES FACTORSELECT|JPMX|J.P. Morgan Securities LLC|46534
LRGF|ISHARES FACTORSELECT|JSEB|JANE STREET EXECUTION SERVICES, LLC|2036207
LRGF|ISHARES FACTORSELECT|JSJX|JANE STREET CAPITAL LLC|465072
LRGF|ISHARES FACTORSELECT|KCGM|VIRTU Americas LLC|20336
LRGF|ISHARES FACTORSELECT|LEHM|Barclays Capital Inc./Le|88800
LRGF|ISHARES FACTORSELECT|LIME|Lime Brokerage LLC|2570
LRGF|ISHARES FACTORSELECT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
LRGF|ISHARES FACTORSELECT|MSCO|MORGAN STANLEY & CO. LLC|311388
LRGF|ISHARES FACTORSELECT|MSPL|MORGAN STANLEY & CO. LLC|3600
LRGF|ISHARES FACTORSELECT|NFSC|National Financial Services LLC|356708
LRGF|ISHARES FACTORSELECT|NITE|VIRTU Americas LLC|244468
LRGF|ISHARES FACTORSELECT|NTRC|Northern Trust Securities, Inc.|45606
LRGF|ISHARES FACTORSELECT|PWJC|UBS Financial Services, Inc.|33
LRGF|ISHARES FACTORSELECT|RBCM|RBC CAPITAL MARKETS, LLC|1327
LRGF|ISHARES FACTORSELECT|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|13576
LRGF|ISHARES FACTORSELECT|SALI|INTL FCSTONE FINANCIAL INC.|700
LRGF|ISHARES FACTORSELECT|SBSH|Citigroup Global Markets Inc.|1100
LRGF|ISHARES FACTORSELECT|SGMT|GOLDMAN SACHS & CO. LLC|2064
LRGF|ISHARES FACTORSELECT|STFL|Stifel, Nicolaus & Company, Incorporated|350
LRGF|ISHARES FACTORSELECT|SWIM|TD Ameritrade, Inc.|311
LRGF|ISHARES FACTORSELECT|SWST|Hilltop Securities Inc.|2137
LRGF|ISHARES FACTORSELECT|TRBT|Tradebot Systems, Inc.|100
LRGF|ISHARES FACTORSELECT|UBSA|UBS SECURITIES LLC|16629
LRGF|ISHARES FACTORSELECT|UBSS|UBS Securities LLC|232357
LRGF|ISHARES FACTORSELECT|VALX|VIRTU AMERICAS LLC|1101
LRGF|ISHARES FACTORSELECT|VGRD|Vanguard Marketing Corporation|4025
LRGF|ISHARES FACTORSELECT|WCHV|WELLS FARGO SECURITIES, LLC|68500
LRGF|ISHARES FACTORSELECT|WEED|Weeden & Co.L.P.|900
LRGF|ISHARES FACTORSELECT|WGIF|CIBC World Markets Inc.|400
LRGF|ISHARES FACTORSELECT|WSEA|WOLVERINE SECURITIES, LLC|8
LRGF|ISHARES FACTORSELECT|XPUS|XP SECURITIES, LLC|6077
LRGF|ISHARES FACTORSELECT|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
LRGF|ISHARES FACTORSELECT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|339604
LRN|K12 INC|ALTX|Alternet Securities Inc.|1100
LRN|K12 INC|APCC|Apex Clearing Corporation|311
LRN|K12 INC|BATM|CBOE TRADING, INC.|428
LRN|K12 INC|BERN|Sanford C. Bernstein & Co., LLC|35160
LRN|K12 INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1389
LRN|K12 INC|BLKX|INSTINET, LLC|50000
LRN|K12 INC|BNPX|BNP PARIBAS SECURITIES CORP.|3874
LRN|K12 INC|BYXM|CBOE TRADING, INC.|110
LRN|K12 INC|BZYD|GOLDMAN SACHS & CO. LLC|990
LRN|K12 INC|CANT|Cantor Fitzgerald & Co.|525
LRN|K12 INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5356
LRN|K12 INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38689
LRN|K12 INC|CTDL|Citadel Derivatives Group Llc|2545
LRN|K12 INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|14076
LRN|K12 INC|DBAB|Deutsche Bank Securities Inc.|32538
LRN|K12 INC|DBAX|Deutsche Bank Securities Inc.|27700
LRN|K12 INC|DBUL|Deutsche Bank Securities Inc.|200
LRN|K12 INC|DEGS|RONIN PROFESSIONAL LLC|697
LRN|K12 INC|EBXL|EBX LLC|17800
LRN|K12 INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1265
LRN|K12 INC|EDJO|Edward D. Jones & Co., L.P.|200
LRN|K12 INC|EGAM|CBOE TRADING, INC.|2640
LRN|K12 INC|EGAW|CBOE TRADING, INC.|1
LRN|K12 INC|EGMT|EG MARKET TECHNOLOGIES LLC|2
LRN|K12 INC|EGXM|CBOE TRADING, INC.|602
LRN|K12 INC|ETBE|Electronic Transaction Clearing, Inc.|1603
LRN|K12 INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2285
LRN|K12 INC|ETRS|E*Trade Securities LLC|15009
LRN|K12 INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1756
LRN|K12 INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35820
LRN|K12 INC|FTBR|Foliofn Investments, Inc.|5843
LRN|K12 INC|GLPX|ACS EXECUTION SERVICES, LLC|2600
LRN|K12 INC|GSCO|GOLDMAN SACHS & CO. LLC|50161
LRN|K12 INC|GSCS|GOLDMAN SACHS & CO. LLC|3198
LRN|K12 INC|GSLT|GOLDMAN SACHS & CO. LLC|902
LRN|K12 INC|GTSZ|GTS SECURITIES LLC|5975
LRN|K12 INC|HRBF|American Enterprise Investment Services Inc.|10
LRN|K12 INC|IATS|INTERACTIVE BROKERS LLC|2411
LRN|K12 INC|IBKR|Interactive Brokers Llc|3899
LRN|K12 INC|ICBX|INSTINET, LLC|14600
LRN|K12 INC|IEQY|CITADEL SECURITIES LLC|10796
LRN|K12 INC|INCA|INSTINET, LLC|57800
LRN|K12 INC|ITGI|ITG Inc.|15006
LRN|K12 INC|ITGP|ITG INC.|38400
LRN|K12 INC|JEFF|JEFFERIES LLC|10415
LRN|K12 INC|JMPT|JUMP TRADING, LLC|7077
LRN|K12 INC|JPBX|J.P. MORGAN SECURITIES LLC|8645
LRN|K12 INC|JPMX|J.P. Morgan Securities LLC|72201
LRN|K12 INC|JSJX|JANE STREET CAPITAL LLC|1514
LRN|K12 INC|KCGM|VIRTU Americas LLC|6481
LRN|K12 INC|LEHM|Barclays Capital Inc./Le|69944
LRN|K12 INC|LIME|Lime Brokerage LLC|9191
LRN|K12 INC|LSCI|Lek Securities Corporation|15
LRN|K12 INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14226
LRN|K12 INC|MSCO|MORGAN STANLEY & CO. LLC|1200261
LRN|K12 INC|MSPL|MORGAN STANLEY & CO. LLC|54600
LRN|K12 INC|MSTX|MORGAN STANLEY & CO. LLC|20800
LRN|K12 INC|NFSC|National Financial Services LLC|23066
LRN|K12 INC|NITE|VIRTU Americas LLC|30029
LRN|K12 INC|NQRB|Brut, LLC|1000
LRN|K12 INC|PDQM|CODA MARKETS, INC.|2660
LRN|K12 INC|SAGW|SAGETRADER, LLC|668
LRN|K12 INC|SBSH|Citigroup Global Markets Inc.|19602
LRN|K12 INC|SGMT|GOLDMAN SACHS & CO. LLC|10350
LRN|K12 INC|SPDR|SPEEDROUTE LLC|1300
LRN|K12 INC|STFL|Stifel, Nicolaus & Company, Incorporated|1600
LRN|K12 INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2404
LRN|K12 INC|SWIM|TD Ameritrade, Inc.|1155
LRN|K12 INC|TKNG|ALLY INVEST SECURITIES LLC|616
LRN|K12 INC|TRBT|Tradebot Systems, Inc.|16313
LRN|K12 INC|TRCM|TRC MARKETS LLC|8285
LRN|K12 INC|UBSA|UBS SECURITIES LLC|70865
LRN|K12 INC|UBSS|UBS Securities LLC|67202
LRN|K12 INC|VALX|VIRTU AMERICAS LLC|3412
LRN|K12 INC|VGRD|Vanguard Marketing Corporation|960
LRN|K12 INC|WCHV|WELLS FARGO SECURITIES, LLC|10650
LRN|K12 INC|WEDB|WEDBUSH SECURITIES INC.|200
LRN|K12 INC|WEED|Weeden & Co.L.P.|1600
LRN|K12 INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|774
LRN|K12 INC|WSEA|WOLVERINE SECURITIES, LLC|869
LRN|K12 INC|XIST|INSTINET, LLC|6400
LRN|K12 INC|XPQR|Jump Trading|309
LRN|K12 INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
LRN|K12 INC|YKNA|COMHAR CAPITAL MARKETS, LLC|40
LSBK|LAKE SHORE BANCORP,|EBXL|EBX LLC|600
LSBK|LAKE SHORE BANCORP,|FBCO|Credit Suisse Securities (USA) LLC|296
LSBK|LAKE SHORE BANCORP,|FOMA|TD AMERITRADE CLEARING, INC.|270
LSBK|LAKE SHORE BANCORP,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30
LSBK|LAKE SHORE BANCORP,|GSCO|GOLDMAN SACHS & CO. LLC|100
LSBK|LAKE SHORE BANCORP,|IBKR|Interactive Brokers Llc|266
LSBK|LAKE SHORE BANCORP,|INCA|INSTINET, LLC|91
LSBK|LAKE SHORE BANCORP,|KBWI|Keefe, Bruyette & Woods, Inc.|1000
LSBK|LAKE SHORE BANCORP,|LEHM|Barclays Capital Inc./Le|27
LSBK|LAKE SHORE BANCORP,|LIME|Lime Brokerage LLC|746
LSBK|LAKE SHORE BANCORP,|MSCO|MORGAN STANLEY & CO. LLC|36
LSBK|LAKE SHORE BANCORP,|NFSC|National Financial Services LLC|1409
LSBK|LAKE SHORE BANCORP,|NITE|VIRTU Americas LLC|702
LSBK|LAKE SHORE BANCORP,|STFL|Stifel, Nicolaus & Company, Incorporated|400
LSBK|LAKE SHORE BANCORP,|TRCM|TRC MARKETS LLC|161
LSBK|LAKE SHORE BANCORP,|UBSA|UBS SECURITIES LLC|176
LSBK|LAKE SHORE BANCORP,|UBSS|UBS Securities LLC|2522
LSBK|LAKE SHORE BANCORP,|WSEA|WOLVERINE SECURITIES, LLC|30
LSBK|LAKE SHORE BANCORP,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|252
LSCC|LATTICE SEMICOND  ##|ADAM|CANACCORD GENUITY INC.|1823678
LSCC|LATTICE SEMICOND  ##|ALTX|Alternet Securities Inc.|7776
LSCC|LATTICE SEMICOND  ##|APCC|Apex Clearing Corporation|1097
LSCC|LATTICE SEMICOND  ##|BARD|Robert W. Baird & Co. Incorporated|1000
LSCC|LATTICE SEMICOND  ##|BATM|CBOE TRADING, INC.|8650
LSCC|LATTICE SEMICOND  ##|BERN|Sanford C. Bernstein & Co., LLC|34091
LSCC|LATTICE SEMICOND  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2140
LSCC|LATTICE SEMICOND  ##|BLKX|INSTINET, LLC|603911
LSCC|LATTICE SEMICOND  ##|BMOC|BMO Capital Markets Corp.|19415
LSCC|LATTICE SEMICOND  ##|BNPX|BNP PARIBAS SECURITIES CORP.|116
LSCC|LATTICE SEMICOND  ##|BTIG|BTIG, LLC|7507
LSCC|LATTICE SEMICOND  ##|BYXM|CBOE TRADING, INC.|200
LSCC|LATTICE SEMICOND  ##|CHAS|Charles Schwab & Co., Inc.|12410
LSCC|LATTICE SEMICOND  ##|CHLC|CHURCHILL CAPITAL USA, INC.|5500
LSCC|LATTICE SEMICOND  ##|CHLM|Craig-Hallum Capital Group LLC|4435
LSCC|LATTICE SEMICOND  ##|CIST|Capital Institutional Services, Inc.|3075
LSCC|LATTICE SEMICOND  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|237695
LSCC|LATTICE SEMICOND  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|183
LSCC|LATTICE SEMICOND  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|289968
LSCC|LATTICE SEMICOND  ##|CTDL|Citadel Derivatives Group Llc|9569
LSCC|LATTICE SEMICOND  ##|CTLR|CUTLER GROUP, LP|100
LSCC|LATTICE SEMICOND  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|90450
LSCC|LATTICE SEMICOND  ##|DBAB|Deutsche Bank Securities Inc.|211977
LSCC|LATTICE SEMICOND  ##|DBAX|Deutsche Bank Securities Inc.|160300
LSCC|LATTICE SEMICOND  ##|DBUL|Deutsche Bank Securities Inc.|2200
LSCC|LATTICE SEMICOND  ##|DEAN|MORGAN STANLEY|884
LSCC|LATTICE SEMICOND  ##|DEGS|RONIN PROFESSIONAL LLC|8982
LSCC|LATTICE SEMICOND  ##|DOTC|Dougherty & Company LLC|21940
LSCC|LATTICE SEMICOND  ##|EBXL|EBX LLC|197100
LSCC|LATTICE SEMICOND  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
LSCC|LATTICE SEMICOND  ##|EGAM|CBOE TRADING, INC.|16920
LSCC|LATTICE SEMICOND  ##|EGAW|CBOE TRADING, INC.|400
LSCC|LATTICE SEMICOND  ##|EGXM|CBOE TRADING, INC.|6719
LSCC|LATTICE SEMICOND  ##|EGXW|CBOE TRADING, INC.|100
LSCC|LATTICE SEMICOND  ##|ETBE|Electronic Transaction Clearing, Inc.|23879
LSCC|LATTICE SEMICOND  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16606
LSCC|LATTICE SEMICOND  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9498
LSCC|LATTICE SEMICOND  ##|ETRS|E*Trade Securities LLC|323628
LSCC|LATTICE SEMICOND  ##|FBCO|Credit Suisse Securities (USA) LLC|708553
LSCC|LATTICE SEMICOND  ##|FBRC|B. RILEY FBR, INC.|1
LSCC|LATTICE SEMICOND  ##|FILL|Tradestation Securities, Inc.|1190
LSCC|LATTICE SEMICOND  ##|FMAF|NBCN Inc./ CDS|460
LSCC|LATTICE SEMICOND  ##|FOMA|TD AMERITRADE CLEARING, INC.|231106
LSCC|LATTICE SEMICOND  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
LSCC|LATTICE SEMICOND  ##|FQLS|Quantlab Securities LP|41067
LSCC|LATTICE SEMICOND  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|220406
LSCC|LATTICE SEMICOND  ##|FTBR|Foliofn Investments, Inc.|465
LSCC|LATTICE SEMICOND  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|50509
LSCC|LATTICE SEMICOND  ##|GLPX|ACS EXECUTION SERVICES, LLC|9843
LSCC|LATTICE SEMICOND  ##|GSCO|GOLDMAN SACHS & CO. LLC|272156
LSCC|LATTICE SEMICOND  ##|GSCS|GOLDMAN SACHS & CO. LLC|66068
LSCC|LATTICE SEMICOND  ##|GSLT|GOLDMAN SACHS & CO. LLC|2138
LSCC|LATTICE SEMICOND  ##|GTSZ|GTS SECURITIES LLC|26607
LSCC|LATTICE SEMICOND  ##|HRBF|American Enterprise Investment Services Inc.|2635
LSCC|LATTICE SEMICOND  ##|HSBC|HSBC Securities, Inc.|1877
LSCC|LATTICE SEMICOND  ##|IATS|INTERACTIVE BROKERS LLC|16421
LSCC|LATTICE SEMICOND  ##|IBKR|Interactive Brokers Llc|139960
LSCC|LATTICE SEMICOND  ##|ICBX|INSTINET, LLC|110812
LSCC|LATTICE SEMICOND  ##|IEQY|CITADEL SECURITIES LLC|46368
LSCC|LATTICE SEMICOND  ##|INCA|INSTINET, LLC|401193
LSCC|LATTICE SEMICOND  ##|INJX|INSTINET, LLC|10890
LSCC|LATTICE SEMICOND  ##|ITGI|ITG Inc.|41482
LSCC|LATTICE SEMICOND  ##|ITGP|ITG INC.|190200
LSCC|LATTICE SEMICOND  ##|JEFF|JEFFERIES LLC|109522
LSCC|LATTICE SEMICOND  ##|JMPT|JUMP TRADING, LLC|42410
LSCC|LATTICE SEMICOND  ##|JPBX|J.P. MORGAN SECURITIES LLC|38148
LSCC|LATTICE SEMICOND  ##|JPMX|J.P. Morgan Securities LLC|756018
LSCC|LATTICE SEMICOND  ##|JSJX|JANE STREET CAPITAL LLC|59608
LSCC|LATTICE SEMICOND  ##|KCGM|VIRTU Americas LLC|75577
LSCC|LATTICE SEMICOND  ##|LEHM|Barclays Capital Inc./Le|582990
LSCC|LATTICE SEMICOND  ##|LIME|Lime Brokerage LLC|353233
LSCC|LATTICE SEMICOND  ##|LMGP|LIME BROKERAGE LLC|1500
LSCC|LATTICE SEMICOND  ##|LOOP|Loop Capital Markets LLC|5308
LSCC|LATTICE SEMICOND  ##|LQNA|LIQUIDNET, INC.|532800
LSCC|LATTICE SEMICOND  ##|LSCI|Lek Securities Corporation|144
LSCC|LATTICE SEMICOND  ##|MAXM|Maxim Group LLC|12521
LSCC|LATTICE SEMICOND  ##|MBTS|ALLY INVEST SECURITIES LLC|17748
LSCC|LATTICE SEMICOND  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|246149
LSCC|LATTICE SEMICOND  ##|MOTF|MOTIF INVESTING, INC.|3
LSCC|LATTICE SEMICOND  ##|MSCO|MORGAN STANLEY & CO. LLC|1897596
LSCC|LATTICE SEMICOND  ##|MSPL|MORGAN STANLEY & CO. LLC|387300
LSCC|LATTICE SEMICOND  ##|MSTX|MORGAN STANLEY & CO. LLC|151100
LSCC|LATTICE SEMICOND  ##|NEED|Needham & Company, LLC|9900
LSCC|LATTICE SEMICOND  ##|NFSC|National Financial Services LLC|215245
LSCC|LATTICE SEMICOND  ##|NITE|VIRTU Americas LLC|560538
LSCC|LATTICE SEMICOND  ##|NITP|VIRTU Americas LLC|1700
LSCC|LATTICE SEMICOND  ##|NQRB|Brut, LLC|17153
LSCC|LATTICE SEMICOND  ##|OPCO|Oppenheimer & Co. Inc.|1039
LSCC|LATTICE SEMICOND  ##|PCPT|PHILLIP CAPITAL INC.|15000
LSCC|LATTICE SEMICOND  ##|PDQM|CODA MARKETS, INC.|12896
LSCC|LATTICE SEMICOND  ##|PWJC|UBS Financial Services, Inc.|66
LSCC|LATTICE SEMICOND  ##|RBCM|RBC CAPITAL MARKETS, LLC|54960
LSCC|LATTICE SEMICOND  ##|RILY|B. RILEY FBR, INC.|133161
LSCC|LATTICE SEMICOND  ##|SAGL|SAGETRADER, LLC|900
LSCC|LATTICE SEMICOND  ##|SAGW|SAGETRADER, LLC|19316
LSCC|LATTICE SEMICOND  ##|SBSH|Citigroup Global Markets Inc.|383935
LSCC|LATTICE SEMICOND  ##|SEIC|SEI Investments Distribution Co.|206
LSCC|LATTICE SEMICOND  ##|SGMT|GOLDMAN SACHS & CO. LLC|165253
LSCC|LATTICE SEMICOND  ##|SPDR|SPEEDROUTE LLC|1211
LSCC|LATTICE SEMICOND  ##|STFL|Stifel, Nicolaus & Company, Incorporated|273
LSCC|LATTICE SEMICOND  ##|STRS|STRATEGAS RESEARCH PARTNERS|5067
LSCC|LATTICE SEMICOND  ##|SWIM|TD Ameritrade, Inc.|107756
LSCC|LATTICE SEMICOND  ##|SWST|Hilltop Securities Inc.|13617
LSCC|LATTICE SEMICOND  ##|TKNG|ALLY INVEST SECURITIES LLC|3161
LSCC|LATTICE SEMICOND  ##|TMBR|Timber Hill LLC|3091
LSCC|LATTICE SEMICOND  ##|TRBT|Tradebot Systems, Inc.|139723
LSCC|LATTICE SEMICOND  ##|TRCM|TRC MARKETS LLC|96352
LSCC|LATTICE SEMICOND  ##|UBSA|UBS SECURITIES LLC|351139
LSCC|LATTICE SEMICOND  ##|UBSS|UBS Securities LLC|623823
LSCC|LATTICE SEMICOND  ##|VALX|VIRTU AMERICAS LLC|25242
LSCC|LATTICE SEMICOND  ##|VGRD|Vanguard Marketing Corporation|11670
LSCC|LATTICE SEMICOND  ##|WCHV|WELLS FARGO SECURITIES, LLC|17948
LSCC|LATTICE SEMICOND  ##|WDNX|WEEDEN & CO.L.P.|37600
LSCC|LATTICE SEMICOND  ##|WEED|Weeden & Co.L.P.|100
LSCC|LATTICE SEMICOND  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3774
LSCC|LATTICE SEMICOND  ##|WSEA|WOLVERINE SECURITIES, LLC|19025
LSCC|LATTICE SEMICOND  ##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|8260
LSCC|LATTICE SEMICOND  ##|XIST|INSTINET, LLC|6286
LSCC|LATTICE SEMICOND  ##|XPQR|Jump Trading|600
LSCC|LATTICE SEMICOND  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|66144
LSCC|LATTICE SEMICOND  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|353
LSI|LIFE STORAGE, INC.|ALTX|Alternet Securities Inc.|1600
LSI|LIFE STORAGE, INC.|APCC|Apex Clearing Corporation|40
LSI|LIFE STORAGE, INC.|BARD|Robert W. Baird & Co. Incorporated|397
LSI|LIFE STORAGE, INC.|BATM|CBOE TRADING, INC.|2620
LSI|LIFE STORAGE, INC.|BAYC|BAY CREST PARTNERS, LLC|46
LSI|LIFE STORAGE, INC.|BBNT|BB&T SECURITIES, LLC|1020
LSI|LIFE STORAGE, INC.|BERN|Sanford C. Bernstein & Co., LLC|15754
LSI|LIFE STORAGE, INC.|BKCM|BNY Mellon Capital Markets LLC|8773
LSI|LIFE STORAGE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2587
LSI|LIFE STORAGE, INC.|BMOC|BMO Capital Markets Corp.|5679
LSI|LIFE STORAGE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|8631
LSI|LIFE STORAGE, INC.|BRVL|BLAYLOCK VAN, LLC|800
LSI|LIFE STORAGE, INC.|BTIG|BTIG, LLC|2994
LSI|LIFE STORAGE, INC.|BYXM|CBOE TRADING, INC.|485
LSI|LIFE STORAGE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|900
LSI|LIFE STORAGE, INC.|CANT|Cantor Fitzgerald & Co.|15
LSI|LIFE STORAGE, INC.|CHAS|Charles Schwab & Co., Inc.|128
LSI|LIFE STORAGE, INC.|CIST|Capital Institutional Services, Inc.|2545
LSI|LIFE STORAGE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|95234
LSI|LIFE STORAGE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1803
LSI|LIFE STORAGE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|72403
LSI|LIFE STORAGE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113347
LSI|LIFE STORAGE, INC.|CTDL|Citadel Derivatives Group Llc|3095
LSI|LIFE STORAGE, INC.|CTLR|CUTLER GROUP, LP|100
LSI|LIFE STORAGE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|21734
LSI|LIFE STORAGE, INC.|DBAB|Deutsche Bank Securities Inc.|95936
LSI|LIFE STORAGE, INC.|DBAX|Deutsche Bank Securities Inc.|92200
LSI|LIFE STORAGE, INC.|DBUL|Deutsche Bank Securities Inc.|615
LSI|LIFE STORAGE, INC.|DEAN|MORGAN STANLEY|889
LSI|LIFE STORAGE, INC.|DEGS|RONIN PROFESSIONAL LLC|100
LSI|LIFE STORAGE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13781
LSI|LIFE STORAGE, INC.|EBXL|EBX LLC|82000
LSI|LIFE STORAGE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|286
LSI|LIFE STORAGE, INC.|EDJO|Edward D. Jones & Co., L.P.|6
LSI|LIFE STORAGE, INC.|EGAM|CBOE TRADING, INC.|2785
LSI|LIFE STORAGE, INC.|EGAW|CBOE TRADING, INC.|100
LSI|LIFE STORAGE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|502
LSI|LIFE STORAGE, INC.|EGXM|CBOE TRADING, INC.|302
LSI|LIFE STORAGE, INC.|ETBE|Electronic Transaction Clearing, Inc.|6630
LSI|LIFE STORAGE, INC.|ETCC|Electronic Transaction Clearing, Inc.|280
LSI|LIFE STORAGE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13603
LSI|LIFE STORAGE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|173
LSI|LIFE STORAGE, INC.|ETRS|E*Trade Securities LLC|2794
LSI|LIFE STORAGE, INC.|FILL|Tradestation Securities, Inc.|104
LSI|LIFE STORAGE, INC.|FMAF|NBCN Inc./ CDS|17
LSI|LIFE STORAGE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18023
LSI|LIFE STORAGE, INC.|FQLS|Quantlab Securities LP|76969
LSI|LIFE STORAGE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76295
LSI|LIFE STORAGE, INC.|FTBR|Foliofn Investments, Inc.|3666
LSI|LIFE STORAGE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|608
LSI|LIFE STORAGE, INC.|GLIS|TD Securities Inc|10
LSI|LIFE STORAGE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|9197
LSI|LIFE STORAGE, INC.|GNAV|GREEN STREET TRADING, LLC|13859
LSI|LIFE STORAGE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|469529
LSI|LIFE STORAGE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3576
LSI|LIFE STORAGE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|922
LSI|LIFE STORAGE, INC.|GTSZ|GTS SECURITIES LLC|38672
LSI|LIFE STORAGE, INC.|HRBF|American Enterprise Investment Services Inc.|196
LSI|LIFE STORAGE, INC.|HSBC|HSBC Securities, Inc.|300
LSI|LIFE STORAGE, INC.|IATS|INTERACTIVE BROKERS LLC|2515
LSI|LIFE STORAGE, INC.|IBKR|Interactive Brokers Llc|2214
LSI|LIFE STORAGE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|93
LSI|LIFE STORAGE, INC.|ICBX|INSTINET, LLC|38155
LSI|LIFE STORAGE, INC.|IEQY|CITADEL SECURITIES LLC|44325
LSI|LIFE STORAGE, INC.|INCA|INSTINET, LLC|87626
LSI|LIFE STORAGE, INC.|INJX|INSTINET, LLC|8493
LSI|LIFE STORAGE, INC.|ITGI|ITG Inc.|9027
LSI|LIFE STORAGE, INC.|ITGP|ITG INC.|43600
LSI|LIFE STORAGE, INC.|JEFF|JEFFERIES LLC|20682
LSI|LIFE STORAGE, INC.|JMPT|JUMP TRADING, LLC|25865
LSI|LIFE STORAGE, INC.|JONE|JonesTrading|1233
LSI|LIFE STORAGE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|19267
LSI|LIFE STORAGE, INC.|JPMX|J.P. Morgan Securities LLC|213585
LSI|LIFE STORAGE, INC.|JSJX|JANE STREET CAPITAL LLC|8891
LSI|LIFE STORAGE, INC.|KCGM|VIRTU Americas LLC|29476
LSI|LIFE STORAGE, INC.|LEHM|Barclays Capital Inc./Le|240299
LSI|LIFE STORAGE, INC.|LIME|Lime Brokerage LLC|8037
LSI|LIFE STORAGE, INC.|LIWD|LIME BROKERAGE LLC|54
LSI|LIFE STORAGE, INC.|LQNA|LIQUIDNET, INC.|25000
LSI|LIFE STORAGE, INC.|LSCI|Lek Securities Corporation|708
LSI|LIFE STORAGE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30698
LSI|LIFE STORAGE, INC.|MOTF|MOTIF INVESTING, INC.|1
LSI|LIFE STORAGE, INC.|MSCO|MORGAN STANLEY & CO. LLC|388612
LSI|LIFE STORAGE, INC.|MSPL|MORGAN STANLEY & CO. LLC|130000
LSI|LIFE STORAGE, INC.|MSTX|MORGAN STANLEY & CO. LLC|11100
LSI|LIFE STORAGE, INC.|NFSC|National Financial Services LLC|15457
LSI|LIFE STORAGE, INC.|NITE|VIRTU Americas LLC|110031
LSI|LIFE STORAGE, INC.|NQRB|Brut, LLC|3054
LSI|LIFE STORAGE, INC.|OPCO|Oppenheimer & Co. Inc.|439
LSI|LIFE STORAGE, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6290
LSI|LIFE STORAGE, INC.|PDQM|CODA MARKETS, INC.|31403
LSI|LIFE STORAGE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|993
LSI|LIFE STORAGE, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|180
LSI|LIFE STORAGE, INC.|SAGL|SAGETRADER, LLC|1051
LSI|LIFE STORAGE, INC.|SAGW|SAGETRADER, LLC|19
LSI|LIFE STORAGE, INC.|SBSH|Citigroup Global Markets Inc.|39046
LSI|LIFE STORAGE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|67128
LSI|LIFE STORAGE, INC.|SPDR|SPEEDROUTE LLC|2900
LSI|LIFE STORAGE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|157
LSI|LIFE STORAGE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4290
LSI|LIFE STORAGE, INC.|SWIM|TD Ameritrade, Inc.|2373
LSI|LIFE STORAGE, INC.|SWST|Hilltop Securities Inc.|45
LSI|LIFE STORAGE, INC.|TKNG|ALLY INVEST SECURITIES LLC|189
LSI|LIFE STORAGE, INC.|TRBT|Tradebot Systems, Inc.|41081
LSI|LIFE STORAGE, INC.|TRCM|TRC MARKETS LLC|54296
LSI|LIFE STORAGE, INC.|UBSA|UBS SECURITIES LLC|289911
LSI|LIFE STORAGE, INC.|UBSS|UBS Securities LLC|294866
LSI|LIFE STORAGE, INC.|VALX|VIRTU AMERICAS LLC|14456
LSI|LIFE STORAGE, INC.|VGRD|Vanguard Marketing Corporation|2240
LSI|LIFE STORAGE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|426
LSI|LIFE STORAGE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|54002
LSI|LIFE STORAGE, INC.|WDNX|WEEDEN & CO.L.P.|448
LSI|LIFE STORAGE, INC.|WEDB|WEDBUSH SECURITIES INC.|500
LSI|LIFE STORAGE, INC.|WEED|Weeden & Co.L.P.|1730
LSI|LIFE STORAGE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5058
LSI|LIFE STORAGE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5706
LSI|LIFE STORAGE, INC.|WGIF|CIBC World Markets Inc.|100
LSI|LIFE STORAGE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|42
LSI|LIFE STORAGE, INC.|WSAG|WALL STREET ACCESS|80
LSI|LIFE STORAGE, INC.|WSEA|WOLVERINE SECURITIES, LLC|437
LSI|LIFE STORAGE, INC.|XIST|INSTINET, LLC|28794
LSI|LIFE STORAGE, INC.|XPQR|Jump Trading|2200
LSI|LIFE STORAGE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
LSI|LIFE STORAGE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4514
LSI|LIFE STORAGE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1355
LSST|NATIXIS LOOMIS SAYLE|JSJX|JANE STREET CAPITAL LLC|2383
LSST|NATIXIS LOOMIS SAYLE|MSCO|MORGAN STANLEY & CO. LLC|585
LSST|NATIXIS LOOMIS SAYLE|NFSC|National Financial Services LLC|399
LSST|NATIXIS LOOMIS SAYLE|NITE|VIRTU Americas LLC|141
LSST|NATIXIS LOOMIS SAYLE|WSEA|WOLVERINE SECURITIES, LLC|1
LSTR|LANDSTAR SYSTEM|ALTX|Alternet Securities Inc.|600
LSTR|LANDSTAR SYSTEM|ANOS|ABEL/NOSER, L.L.C.|1750
LSTR|LANDSTAR SYSTEM|APCC|Apex Clearing Corporation|42
LSTR|LANDSTAR SYSTEM|BANK|Primevest Financial Services, Inc.|10
LSTR|LANDSTAR SYSTEM|BARD|Robert W. Baird & Co. Incorporated|325
LSTR|LANDSTAR SYSTEM|BATM|CBOE TRADING, INC.|3000
LSTR|LANDSTAR SYSTEM|BBNT|BB&T SECURITIES, LLC|517
LSTR|LANDSTAR SYSTEM|BERN|Sanford C. Bernstein & Co., LLC|22262
LSTR|LANDSTAR SYSTEM|BKCM|BNY Mellon Capital Markets LLC|8826
LSTR|LANDSTAR SYSTEM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2760
LSTR|LANDSTAR SYSTEM|BLKX|INSTINET, LLC|50400
LSTR|LANDSTAR SYSTEM|BMOC|BMO Capital Markets Corp.|4941
LSTR|LANDSTAR SYSTEM|BNPX|BNP PARIBAS SECURITIES CORP.|7452
LSTR|LANDSTAR SYSTEM|BRVL|BLAYLOCK VAN, LLC|100
LSTR|LANDSTAR SYSTEM|BTIG|BTIG, LLC|23426
LSTR|LANDSTAR SYSTEM|BYXM|CBOE TRADING, INC.|579
LSTR|LANDSTAR SYSTEM|BZYD|GOLDMAN SACHS & CO. LLC|470
LSTR|LANDSTAR SYSTEM|CANT|Cantor Fitzgerald & Co.|112
LSTR|LANDSTAR SYSTEM|CHAS|Charles Schwab & Co., Inc.|552
LSTR|LANDSTAR SYSTEM|CIST|Capital Institutional Services, Inc.|751
LSTR|LANDSTAR SYSTEM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36421
LSTR|LANDSTAR SYSTEM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
LSTR|LANDSTAR SYSTEM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|76903
LSTR|LANDSTAR SYSTEM|CSIN|Citadel Securities Institutional LLC|10558
LSTR|LANDSTAR SYSTEM|CTDL|Citadel Derivatives Group Llc|3097
LSTR|LANDSTAR SYSTEM|CXCX|CITIGROUP GLOBAL MARKETS INC.|10406
LSTR|LANDSTAR SYSTEM|DADA|D.A. Davidson & Co.|29
LSTR|LANDSTAR SYSTEM|DAVA|Davenport & Company LLC|1244
LSTR|LANDSTAR SYSTEM|DBAB|Deutsche Bank Securities Inc.|246111
LSTR|LANDSTAR SYSTEM|DBAX|Deutsche Bank Securities Inc.|82200
LSTR|LANDSTAR SYSTEM|DBUL|Deutsche Bank Securities Inc.|1399
LSTR|LANDSTAR SYSTEM|DCHF|Dart Executions, LLC|122
LSTR|LANDSTAR SYSTEM|DEAN|MORGAN STANLEY|2125
LSTR|LANDSTAR SYSTEM|DEGS|RONIN PROFESSIONAL LLC|100
LSTR|LANDSTAR SYSTEM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8151
LSTR|LANDSTAR SYSTEM|EBXL|EBX LLC|61800
LSTR|LANDSTAR SYSTEM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3685
LSTR|LANDSTAR SYSTEM|EDJO|Edward D. Jones & Co., L.P.|5590
LSTR|LANDSTAR SYSTEM|EGAM|CBOE TRADING, INC.|6070
LSTR|LANDSTAR SYSTEM|EGAW|CBOE TRADING, INC.|3
LSTR|LANDSTAR SYSTEM|EGMT|EG MARKET TECHNOLOGIES LLC|340
LSTR|LANDSTAR SYSTEM|EGXM|CBOE TRADING, INC.|2026
LSTR|LANDSTAR SYSTEM|ETBE|Electronic Transaction Clearing, Inc.|5497
LSTR|LANDSTAR SYSTEM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
LSTR|LANDSTAR SYSTEM|ETCC|Electronic Transaction Clearing, Inc.|650
LSTR|LANDSTAR SYSTEM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17440
LSTR|LANDSTAR SYSTEM|ETRS|E*Trade Securities LLC|1570
LSTR|LANDSTAR SYSTEM|FBCO|Credit Suisse Securities (USA) LLC|188043
LSTR|LANDSTAR SYSTEM|FINX|FINTECH SECURITIES|205
LSTR|LANDSTAR SYSTEM|FMAF|NBCN Inc./ CDS|50
LSTR|LANDSTAR SYSTEM|FOMA|TD AMERITRADE CLEARING, INC.|10094
LSTR|LANDSTAR SYSTEM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3315
LSTR|LANDSTAR SYSTEM|FQLS|Quantlab Securities LP|124842
LSTR|LANDSTAR SYSTEM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50623
LSTR|LANDSTAR SYSTEM|FTBR|Foliofn Investments, Inc.|15523
LSTR|LANDSTAR SYSTEM|GEBB|GLOBAL EXECUTION BROKERS, LP|6710
LSTR|LANDSTAR SYSTEM|GLPX|ACS EXECUTION SERVICES, LLC|1271
LSTR|LANDSTAR SYSTEM|GSCO|GOLDMAN SACHS & CO. LLC|321742
LSTR|LANDSTAR SYSTEM|GSCS|GOLDMAN SACHS & CO. LLC|7491
LSTR|LANDSTAR SYSTEM|GSLT|GOLDMAN SACHS & CO. LLC|997
LSTR|LANDSTAR SYSTEM|GTSZ|GTS SECURITIES LLC|5825
LSTR|LANDSTAR SYSTEM|HAPX|HAP Trading, LLC|4506
LSTR|LANDSTAR SYSTEM|HPPX|POTAMUS TRADING, LLC|405
LSTR|LANDSTAR SYSTEM|HRBF|American Enterprise Investment Services Inc.|7150
LSTR|LANDSTAR SYSTEM|HSBC|HSBC Securities, Inc.|1200
LSTR|LANDSTAR SYSTEM|IATS|INTERACTIVE BROKERS LLC|2198
LSTR|LANDSTAR SYSTEM|IBKR|Interactive Brokers Llc|15081
LSTR|LANDSTAR SYSTEM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|591
LSTR|LANDSTAR SYSTEM|ICBX|INSTINET, LLC|9800
LSTR|LANDSTAR SYSTEM|IEQY|CITADEL SECURITIES LLC|52124
LSTR|LANDSTAR SYSTEM|INCA|INSTINET, LLC|164009
LSTR|LANDSTAR SYSTEM|INJX|INSTINET, LLC|26747
LSTR|LANDSTAR SYSTEM|ITGI|ITG Inc.|14887
LSTR|LANDSTAR SYSTEM|ITGP|ITG INC.|18600
LSTR|LANDSTAR SYSTEM|JANY|Janney Montgomery Scott Inc.|1099
LSTR|LANDSTAR SYSTEM|JEFF|JEFFERIES LLC|147561
LSTR|LANDSTAR SYSTEM|JMPT|JUMP TRADING, LLC|28198
LSTR|LANDSTAR SYSTEM|JPBX|J.P. MORGAN SECURITIES LLC|4380
LSTR|LANDSTAR SYSTEM|JPMX|J.P. Morgan Securities LLC|103206
LSTR|LANDSTAR SYSTEM|JSJX|JANE STREET CAPITAL LLC|4603
LSTR|LANDSTAR SYSTEM|KCGM|VIRTU Americas LLC|13142
LSTR|LANDSTAR SYSTEM|LEHM|Barclays Capital Inc./Le|387237
LSTR|LANDSTAR SYSTEM|LIME|Lime Brokerage LLC|93255
LSTR|LANDSTAR SYSTEM|LOOP|Loop Capital Markets LLC|100
LSTR|LANDSTAR SYSTEM|LSCI|Lek Securities Corporation|1
LSTR|LANDSTAR SYSTEM|MAXM|Maxim Group LLC|1413
LSTR|LANDSTAR SYSTEM|MCBT|Moors & Cabot, Inc.|28
LSTR|LANDSTAR SYSTEM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27696
LSTR|LANDSTAR SYSTEM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1152
LSTR|LANDSTAR SYSTEM|MSCO|MORGAN STANLEY & CO. LLC|1082452
LSTR|LANDSTAR SYSTEM|MSPL|MORGAN STANLEY & CO. LLC|110600
LSTR|LANDSTAR SYSTEM|MSTX|MORGAN STANLEY & CO. LLC|17400
LSTR|LANDSTAR SYSTEM|MTON|MILLINGTON SECURITIES, INC.|19611
LSTR|LANDSTAR SYSTEM|NFSC|National Financial Services LLC|40823
LSTR|LANDSTAR SYSTEM|NITE|VIRTU Americas LLC|137023
LSTR|LANDSTAR SYSTEM|NITP|VIRTU Americas LLC|1804
LSTR|LANDSTAR SYSTEM|NQRB|Brut, LLC|7067
LSTR|LANDSTAR SYSTEM|NTRC|Northern Trust Securities, Inc.|2035
LSTR|LANDSTAR SYSTEM|OPCO|Oppenheimer & Co. Inc.|2073
LSTR|LANDSTAR SYSTEM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|886
LSTR|LANDSTAR SYSTEM|PDQM|CODA MARKETS, INC.|25320
LSTR|LANDSTAR SYSTEM|PIPR|Piper Jaffray & Co.|1400
LSTR|LANDSTAR SYSTEM|RAJA|Raymond James & Associates, Inc.|8119
LSTR|LANDSTAR SYSTEM|RBCM|RBC CAPITAL MARKETS, LLC|989
LSTR|LANDSTAR SYSTEM|RHCO|Suntrust Robinson Humphrey, Inc.|7
LSTR|LANDSTAR SYSTEM|SALI|INTL FCSTONE FINANCIAL INC.|58
LSTR|LANDSTAR SYSTEM|SBSH|Citigroup Global Markets Inc.|136379
LSTR|LANDSTAR SYSTEM|SGMT|GOLDMAN SACHS & CO. LLC|28196
LSTR|LANDSTAR SYSTEM|SIBO|Prime Executions, Inc.|2098
LSTR|LANDSTAR SYSTEM|SPDR|SPEEDROUTE LLC|24879
LSTR|LANDSTAR SYSTEM|SPHN|Stephens Inc.|8750
LSTR|LANDSTAR SYSTEM|SSBS|STATE STREET GLOBAL MARKETS, LLC|16600
LSTR|LANDSTAR SYSTEM|STFL|Stifel, Nicolaus & Company, Incorporated|1734
LSTR|LANDSTAR SYSTEM|SWIM|TD Ameritrade, Inc.|3513
LSTR|LANDSTAR SYSTEM|SWST|Hilltop Securities Inc.|781
LSTR|LANDSTAR SYSTEM|TKNG|ALLY INVEST SECURITIES LLC|45
LSTR|LANDSTAR SYSTEM|TONC|CUTTONE & CO., LLC|1123
LSTR|LANDSTAR SYSTEM|TRBT|Tradebot Systems, Inc.|17416
LSTR|LANDSTAR SYSTEM|TRCM|TRC MARKETS LLC|49854
LSTR|LANDSTAR SYSTEM|UBSA|UBS SECURITIES LLC|159842
LSTR|LANDSTAR SYSTEM|UBSS|UBS Securities LLC|381454
LSTR|LANDSTAR SYSTEM|VALX|VIRTU AMERICAS LLC|7035
LSTR|LANDSTAR SYSTEM|VGRD|Vanguard Marketing Corporation|1238
LSTR|LANDSTAR SYSTEM|VNDS|VANDHAM SECURITIES CORP|1427
LSTR|LANDSTAR SYSTEM|WABR|Wall Street Access|25654
LSTR|LANDSTAR SYSTEM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
LSTR|LANDSTAR SYSTEM|WCHV|WELLS FARGO SECURITIES, LLC|115368
LSTR|LANDSTAR SYSTEM|WDNX|WEEDEN & CO.L.P.|206
LSTR|LANDSTAR SYSTEM|WEDB|WEDBUSH SECURITIES INC.|14
LSTR|LANDSTAR SYSTEM|WEED|Weeden & Co.L.P.|2344
LSTR|LANDSTAR SYSTEM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|411
LSTR|LANDSTAR SYSTEM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6783
LSTR|LANDSTAR SYSTEM|WGIF|CIBC World Markets Inc.|648
LSTR|LANDSTAR SYSTEM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|194
LSTR|LANDSTAR SYSTEM|WORD|Worden Capital Management LLC|1150
LSTR|LANDSTAR SYSTEM|WSEA|WOLVERINE SECURITIES, LLC|711
LSTR|LANDSTAR SYSTEM|XIST|INSTINET, LLC|14044
LSTR|LANDSTAR SYSTEM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3728
LSTR|LANDSTAR SYSTEM|YKNA|COMHAR CAPITAL MARKETS, LLC|603
LSTR|LANDSTAR SYSTEM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4781
LSXMA|LIBERTY SRS XM CS A|ALTX|Alternet Securities Inc.|500
LSXMA|LIBERTY SRS XM CS A|APCC|Apex Clearing Corporation|8147
LSXMA|LIBERTY SRS XM CS A|BARD|Robert W. Baird & Co. Incorporated|413
LSXMA|LIBERTY SRS XM CS A|BATM|CBOE TRADING, INC.|2772
LSXMA|LIBERTY SRS XM CS A|BAYT|BTIG, LLC|2400
LSXMA|LIBERTY SRS XM CS A|BBNT|BB&T SECURITIES, LLC|245
LSXMA|LIBERTY SRS XM CS A|BERN|Sanford C. Bernstein & Co., LLC|58654
LSXMA|LIBERTY SRS XM CS A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1334
LSXMA|LIBERTY SRS XM CS A|BLKX|INSTINET, LLC|10600
LSXMA|LIBERTY SRS XM CS A|BMOC|BMO Capital Markets Corp.|213
LSXMA|LIBERTY SRS XM CS A|BNPX|BNP PARIBAS SECURITIES CORP.|646
LSXMA|LIBERTY SRS XM CS A|BTIG|BTIG, LLC|2870
LSXMA|LIBERTY SRS XM CS A|BYXM|CBOE TRADING, INC.|225
LSXMA|LIBERTY SRS XM CS A|CANT|Cantor Fitzgerald & Co.|5934
LSXMA|LIBERTY SRS XM CS A|CBLC|CITIGROUP GLOBAL MARKETS INC.|155600
LSXMA|LIBERTY SRS XM CS A|CHAS|Charles Schwab & Co., Inc.|1015
LSXMA|LIBERTY SRS XM CS A|CIST|Capital Institutional Services, Inc.|9118
LSXMA|LIBERTY SRS XM CS A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4514
LSXMA|LIBERTY SRS XM CS A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
LSXMA|LIBERTY SRS XM CS A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|245931
LSXMA|LIBERTY SRS XM CS A|CTDL|Citadel Derivatives Group Llc|22846
LSXMA|LIBERTY SRS XM CS A|CXCX|CITIGROUP GLOBAL MARKETS INC.|48024
LSXMA|LIBERTY SRS XM CS A|DADA|D.A. Davidson & Co.|197
LSXMA|LIBERTY SRS XM CS A|DBAB|Deutsche Bank Securities Inc.|372504
LSXMA|LIBERTY SRS XM CS A|DBAX|Deutsche Bank Securities Inc.|71200
LSXMA|LIBERTY SRS XM CS A|DCHF|Dart Executions, LLC|340
LSXMA|LIBERTY SRS XM CS A|DEAN|MORGAN STANLEY|3346
LSXMA|LIBERTY SRS XM CS A|DEGS|RONIN PROFESSIONAL LLC|3440
LSXMA|LIBERTY SRS XM CS A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2434
LSXMA|LIBERTY SRS XM CS A|EBXL|EBX LLC|147900
LSXMA|LIBERTY SRS XM CS A|ECUT|CONVERGEX EXECUTION SOLUTIONS|23565
LSXMA|LIBERTY SRS XM CS A|EDJO|Edward D. Jones & Co., L.P.|3482
LSXMA|LIBERTY SRS XM CS A|EGAM|CBOE TRADING, INC.|1536
LSXMA|LIBERTY SRS XM CS A|EGMT|EG MARKET TECHNOLOGIES LLC|1100
LSXMA|LIBERTY SRS XM CS A|EGXM|CBOE TRADING, INC.|1789
LSXMA|LIBERTY SRS XM CS A|ETBE|Electronic Transaction Clearing, Inc.|12892
LSXMA|LIBERTY SRS XM CS A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|285
LSXMA|LIBERTY SRS XM CS A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12255
LSXMA|LIBERTY SRS XM CS A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|352
LSXMA|LIBERTY SRS XM CS A|ETRS|E*Trade Securities LLC|19176
LSXMA|LIBERTY SRS XM CS A|FBCO|Credit Suisse Securities (USA) LLC|191947
LSXMA|LIBERTY SRS XM CS A|FBSB|U.S. Bancorp Investments, Inc.|400
LSXMA|LIBERTY SRS XM CS A|FILL|Tradestation Securities, Inc.|1501
LSXMA|LIBERTY SRS XM CS A|FMAF|NBCN Inc./ CDS|35
LSXMA|LIBERTY SRS XM CS A|FOMA|TD AMERITRADE CLEARING, INC.|18088
LSXMA|LIBERTY SRS XM CS A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2499
LSXMA|LIBERTY SRS XM CS A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53442
LSXMA|LIBERTY SRS XM CS A|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|2361
LSXMA|LIBERTY SRS XM CS A|FTBR|Foliofn Investments, Inc.|237
LSXMA|LIBERTY SRS XM CS A|GEBB|GLOBAL EXECUTION BROKERS, LP|6766
LSXMA|LIBERTY SRS XM CS A|GLPX|ACS EXECUTION SERVICES, LLC|3535
LSXMA|LIBERTY SRS XM CS A|GSCO|GOLDMAN SACHS & CO. LLC|433788
LSXMA|LIBERTY SRS XM CS A|GSCS|GOLDMAN SACHS & CO. LLC|12502
LSXMA|LIBERTY SRS XM CS A|GSLT|GOLDMAN SACHS & CO. LLC|3116
LSXMA|LIBERTY SRS XM CS A|GTSZ|GTS SECURITIES LLC|66683
LSXMA|LIBERTY SRS XM CS A|HRBF|American Enterprise Investment Services Inc.|943
LSXMA|LIBERTY SRS XM CS A|HSBC|HSBC Securities, Inc.|662
LSXMA|LIBERTY SRS XM CS A|IATS|INTERACTIVE BROKERS LLC|12748
LSXMA|LIBERTY SRS XM CS A|IBKR|Interactive Brokers Llc|99484
LSXMA|LIBERTY SRS XM CS A|ICBX|INSTINET, LLC|100290
LSXMA|LIBERTY SRS XM CS A|IESI|ITAU INTERNATIONAL SECURITIES INC.|500
LSXMA|LIBERTY SRS XM CS A|INCA|INSTINET, LLC|401755
LSXMA|LIBERTY SRS XM CS A|INJX|INSTINET, LLC|86148
LSXMA|LIBERTY SRS XM CS A|ITGI|ITG Inc.|79999
LSXMA|LIBERTY SRS XM CS A|ITGP|ITG INC.|526000
LSXMA|LIBERTY SRS XM CS A|JANY|Janney Montgomery Scott Inc.|276
LSXMA|LIBERTY SRS XM CS A|JEFF|JEFFERIES LLC|475717
LSXMA|LIBERTY SRS XM CS A|JMPT|JUMP TRADING, LLC|48811
LSXMA|LIBERTY SRS XM CS A|JONE|JonesTrading|15
LSXMA|LIBERTY SRS XM CS A|JPBX|J.P. MORGAN SECURITIES LLC|25527
LSXMA|LIBERTY SRS XM CS A|JPMX|J.P. Morgan Securities LLC|320015
LSXMA|LIBERTY SRS XM CS A|JSJX|JANE STREET CAPITAL LLC|12210
LSXMA|LIBERTY SRS XM CS A|KCGM|VIRTU Americas LLC|19721
LSXMA|LIBERTY SRS XM CS A|LEHM|Barclays Capital Inc./Le|598304
LSXMA|LIBERTY SRS XM CS A|LIME|Lime Brokerage LLC|328700
LSXMA|LIBERTY SRS XM CS A|LOOP|Loop Capital Markets LLC|100
LSXMA|LIBERTY SRS XM CS A|LQNA|LIQUIDNET, INC.|21200
LSXMA|LIBERTY SRS XM CS A|LSCI|Lek Securities Corporation|5702
LSXMA|LIBERTY SRS XM CS A|MACQ|Macquarie Capital (USA) Inc.|200
LSXMA|LIBERTY SRS XM CS A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83636
LSXMA|LIBERTY SRS XM CS A|MOTF|MOTIF INVESTING, INC.|2
LSXMA|LIBERTY SRS XM CS A|MSCO|MORGAN STANLEY & CO. LLC|2279274
LSXMA|LIBERTY SRS XM CS A|MSPL|MORGAN STANLEY & CO. LLC|78500
LSXMA|LIBERTY SRS XM CS A|MSTX|MORGAN STANLEY & CO. LLC|36200
LSXMA|LIBERTY SRS XM CS A|NFSC|National Financial Services LLC|83665
LSXMA|LIBERTY SRS XM CS A|NITE|VIRTU Americas LLC|160942
LSXMA|LIBERTY SRS XM CS A|NITP|VIRTU Americas LLC|6381
LSXMA|LIBERTY SRS XM CS A|NMRA|Nomura Securities International, Inc.|356700
LSXMA|LIBERTY SRS XM CS A|NQRB|Brut, LLC|5025
LSXMA|LIBERTY SRS XM CS A|OPCO|Oppenheimer & Co. Inc.|2334
LSXMA|LIBERTY SRS XM CS A|OTAA|OTA LLC|17300
LSXMA|LIBERTY SRS XM CS A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4370
LSXMA|LIBERTY SRS XM CS A|PDQM|CODA MARKETS, INC.|3404
LSXMA|LIBERTY SRS XM CS A|PIPR|Piper Jaffray & Co.|1893
LSXMA|LIBERTY SRS XM CS A|PWJC|UBS Financial Services, Inc.|1179
LSXMA|LIBERTY SRS XM CS A|RAJA|Raymond James & Associates, Inc.|8533
LSXMA|LIBERTY SRS XM CS A|RBCM|RBC CAPITAL MARKETS, LLC|668
LSXMA|LIBERTY SRS XM CS A|SBSH|Citigroup Global Markets Inc.|742097
LSXMA|LIBERTY SRS XM CS A|SGMT|GOLDMAN SACHS & CO. LLC|27206
LSXMA|LIBERTY SRS XM CS A|SPDR|SPEEDROUTE LLC|10708
LSXMA|LIBERTY SRS XM CS A|SPHN|Stephens Inc.|18
LSXMA|LIBERTY SRS XM CS A|STFL|Stifel, Nicolaus & Company, Incorporated|871
LSXMA|LIBERTY SRS XM CS A|STKP|STOCKPILE INVESTMENTS, INC.|34
LSXMA|LIBERTY SRS XM CS A|SWIM|TD Ameritrade, Inc.|15055
LSXMA|LIBERTY SRS XM CS A|SWST|Hilltop Securities Inc.|722
LSXMA|LIBERTY SRS XM CS A|TAGC|TELSEY ADVISORY GROUP LLC|14419
LSXMA|LIBERTY SRS XM CS A|TRBT|Tradebot Systems, Inc.|148900
LSXMA|LIBERTY SRS XM CS A|TRCM|TRC MARKETS LLC|96938
LSXMA|LIBERTY SRS XM CS A|UBSA|UBS SECURITIES LLC|357285
LSXMA|LIBERTY SRS XM CS A|UBSS|UBS Securities LLC|849136
LSXMA|LIBERTY SRS XM CS A|VALX|VIRTU AMERICAS LLC|3108
LSXMA|LIBERTY SRS XM CS A|VERT|The Vertical Trading Group, LLC|1269
LSXMA|LIBERTY SRS XM CS A|VGRD|Vanguard Marketing Corporation|5257
LSXMA|LIBERTY SRS XM CS A|WCHV|WELLS FARGO SECURITIES, LLC|120437
LSXMA|LIBERTY SRS XM CS A|WEDB|WEDBUSH SECURITIES INC.|1188
LSXMA|LIBERTY SRS XM CS A|WEED|Weeden & Co.L.P.|847
LSXMA|LIBERTY SRS XM CS A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35007
LSXMA|LIBERTY SRS XM CS A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3312
LSXMA|LIBERTY SRS XM CS A|WGIF|CIBC World Markets Inc.|672
LSXMA|LIBERTY SRS XM CS A|WSEA|WOLVERINE SECURITIES, LLC|144
LSXMA|LIBERTY SRS XM CS A|XIST|INSTINET, LLC|6130
LSXMA|LIBERTY SRS XM CS A|XSTM|NATIONAL FINANCIAL SERVICES LLC|102820
LSXMA|LIBERTY SRS XM CS A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|457
LSXMB|LIBERTY SRS XM CS B|DEAN|MORGAN STANLEY|100
LSXMB|LIBERTY SRS XM CS B|ETRS|E*Trade Securities LLC|10
LSXMB|LIBERTY SRS XM CS B|FTBR|Foliofn Investments, Inc.|13
LSXMB|LIBERTY SRS XM CS B|GSCS|GOLDMAN SACHS & CO. LLC|360
LSXMB|LIBERTY SRS XM CS B|HRBF|American Enterprise Investment Services Inc.|17
LSXMB|LIBERTY SRS XM CS B|MSCO|MORGAN STANLEY & CO. LLC|8
LSXMB|LIBERTY SRS XM CS B|NITE|VIRTU Americas LLC|67
LSXMB|LIBERTY SRS XM CS B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6
LSXMB|LIBERTY SRS XM CS B|WGIF|CIBC World Markets Inc.|60
LSXMK|LIBERTY SRS XM CS C|ABLE|NATIXIS Securities Americas LLC|2181
LSXMK|LIBERTY SRS XM CS C|ALTX|Alternet Securities Inc.|3963
LSXMK|LIBERTY SRS XM CS C|APCC|Apex Clearing Corporation|96
LSXMK|LIBERTY SRS XM CS C|BARD|Robert W. Baird & Co. Incorporated|489
LSXMK|LIBERTY SRS XM CS C|BATM|CBOE TRADING, INC.|4666
LSXMK|LIBERTY SRS XM CS C|BAYT|BTIG, LLC|11926
LSXMK|LIBERTY SRS XM CS C|BBNT|BB&T SECURITIES, LLC|590
LSXMK|LIBERTY SRS XM CS C|BERN|Sanford C. Bernstein & Co., LLC|133394
LSXMK|LIBERTY SRS XM CS C|BIDS|BIDS TRADING L.P.|65000
LSXMK|LIBERTY SRS XM CS C|BKCM|BNY Mellon Capital Markets LLC|3063
LSXMK|LIBERTY SRS XM CS C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1201
LSXMK|LIBERTY SRS XM CS C|BLKX|INSTINET, LLC|15000
LSXMK|LIBERTY SRS XM CS C|BMOC|BMO Capital Markets Corp.|437
LSXMK|LIBERTY SRS XM CS C|BNCH|The Benchmark Company, LLC|451499
LSXMK|LIBERTY SRS XM CS C|BNPX|BNP PARIBAS SECURITIES CORP.|99916
LSXMK|LIBERTY SRS XM CS C|BTIG|BTIG, LLC|25958
LSXMK|LIBERTY SRS XM CS C|BYXM|CBOE TRADING, INC.|1696
LSXMK|LIBERTY SRS XM CS C|CABR|Cabrera Capital Markets, Inc.|50
LSXMK|LIBERTY SRS XM CS C|CANT|Cantor Fitzgerald & Co.|2868
LSXMK|LIBERTY SRS XM CS C|CHAS|Charles Schwab & Co., Inc.|1115
LSXMK|LIBERTY SRS XM CS C|CIBP|CIBC World Markets Corp.|77900
LSXMK|LIBERTY SRS XM CS C|CIST|Capital Institutional Services, Inc.|1
LSXMK|LIBERTY SRS XM CS C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55176
LSXMK|LIBERTY SRS XM CS C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5024
LSXMK|LIBERTY SRS XM CS C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|331422
LSXMK|LIBERTY SRS XM CS C|CTDL|Citadel Derivatives Group Llc|21393
LSXMK|LIBERTY SRS XM CS C|CXCX|CITIGROUP GLOBAL MARKETS INC.|10734
LSXMK|LIBERTY SRS XM CS C|DADA|D.A. Davidson & Co.|426
LSXMK|LIBERTY SRS XM CS C|DAVA|Davenport & Company LLC|443316
LSXMK|LIBERTY SRS XM CS C|DBAB|Deutsche Bank Securities Inc.|958019
LSXMK|LIBERTY SRS XM CS C|DBAX|Deutsche Bank Securities Inc.|137200
LSXMK|LIBERTY SRS XM CS C|DBUL|Deutsche Bank Securities Inc.|2600
LSXMK|LIBERTY SRS XM CS C|DCHF|Dart Executions, LLC|395
LSXMK|LIBERTY SRS XM CS C|DEAN|MORGAN STANLEY|7890
LSXMK|LIBERTY SRS XM CS C|DEGS|RONIN PROFESSIONAL LLC|1400
LSXMK|LIBERTY SRS XM CS C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3015
LSXMK|LIBERTY SRS XM CS C|EBXL|EBX LLC|155700
LSXMK|LIBERTY SRS XM CS C|ECUT|CONVERGEX EXECUTION SOLUTIONS|4732
LSXMK|LIBERTY SRS XM CS C|EDJO|Edward D. Jones & Co., L.P.|11266
LSXMK|LIBERTY SRS XM CS C|EGAM|CBOE TRADING, INC.|7260
LSXMK|LIBERTY SRS XM CS C|EGAW|CBOE TRADING, INC.|500
LSXMK|LIBERTY SRS XM CS C|EGMT|EG MARKET TECHNOLOGIES LLC|100
LSXMK|LIBERTY SRS XM CS C|EGXM|CBOE TRADING, INC.|2634
LSXMK|LIBERTY SRS XM CS C|EGXW|CBOE TRADING, INC.|50
LSXMK|LIBERTY SRS XM CS C|ESPO|ESPOSITO SECURITIES, LLC|8115
LSXMK|LIBERTY SRS XM CS C|ETBE|Electronic Transaction Clearing, Inc.|47042
LSXMK|LIBERTY SRS XM CS C|ETCC|Electronic Transaction Clearing, Inc.|160
LSXMK|LIBERTY SRS XM CS C|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|558
LSXMK|LIBERTY SRS XM CS C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13759
LSXMK|LIBERTY SRS XM CS C|ETRS|E*Trade Securities LLC|15715
LSXMK|LIBERTY SRS XM CS C|FBCO|Credit Suisse Securities (USA) LLC|395113
LSXMK|LIBERTY SRS XM CS C|FBSB|U.S. Bancorp Investments, Inc.|7
LSXMK|LIBERTY SRS XM CS C|FILL|Tradestation Securities, Inc.|40
LSXMK|LIBERTY SRS XM CS C|FMAF|NBCN Inc./ CDS|724
LSXMK|LIBERTY SRS XM CS C|FOMA|TD AMERITRADE CLEARING, INC.|7587
LSXMK|LIBERTY SRS XM CS C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|728
LSXMK|LIBERTY SRS XM CS C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99457
LSXMK|LIBERTY SRS XM CS C|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5835
LSXMK|LIBERTY SRS XM CS C|FTBR|Foliofn Investments, Inc.|87
LSXMK|LIBERTY SRS XM CS C|GEBB|GLOBAL EXECUTION BROKERS, LP|4718
LSXMK|LIBERTY SRS XM CS C|GLPX|ACS EXECUTION SERVICES, LLC|9931
LSXMK|LIBERTY SRS XM CS C|GSCO|GOLDMAN SACHS & CO. LLC|1221867
LSXMK|LIBERTY SRS XM CS C|GSCS|GOLDMAN SACHS & CO. LLC|7629
LSXMK|LIBERTY SRS XM CS C|GSLT|GOLDMAN SACHS & CO. LLC|13147
LSXMK|LIBERTY SRS XM CS C|GTSZ|GTS SECURITIES LLC|95234
LSXMK|LIBERTY SRS XM CS C|HRBF|American Enterprise Investment Services Inc.|1910
LSXMK|LIBERTY SRS XM CS C|HSBC|HSBC Securities, Inc.|2863
LSXMK|LIBERTY SRS XM CS C|IATS|INTERACTIVE BROKERS LLC|6795
LSXMK|LIBERTY SRS XM CS C|IBKR|Interactive Brokers Llc|60527
LSXMK|LIBERTY SRS XM CS C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|38
LSXMK|LIBERTY SRS XM CS C|ICBX|INSTINET, LLC|53144
LSXMK|LIBERTY SRS XM CS C|INCA|INSTINET, LLC|436267
LSXMK|LIBERTY SRS XM CS C|INJX|INSTINET, LLC|32309
LSXMK|LIBERTY SRS XM CS C|ITGI|ITG Inc.|129961
LSXMK|LIBERTY SRS XM CS C|ITGP|ITG INC.|259000
LSXMK|LIBERTY SRS XM CS C|JANY|Janney Montgomery Scott Inc.|1956
LSXMK|LIBERTY SRS XM CS C|JEFF|JEFFERIES LLC|251291
LSXMK|LIBERTY SRS XM CS C|JMPT|JUMP TRADING, LLC|59462
LSXMK|LIBERTY SRS XM CS C|JPBX|J.P. MORGAN SECURITIES LLC|38048
LSXMK|LIBERTY SRS XM CS C|JPMX|J.P. Morgan Securities LLC|288110
LSXMK|LIBERTY SRS XM CS C|JSJX|JANE STREET CAPITAL LLC|25481
LSXMK|LIBERTY SRS XM CS C|KCGM|VIRTU Americas LLC|32029
LSXMK|LIBERTY SRS XM CS C|LEHM|Barclays Capital Inc./Le|634522
LSXMK|LIBERTY SRS XM CS C|LIME|Lime Brokerage LLC|406741
LSXMK|LIBERTY SRS XM CS C|LMGP|LIME BROKERAGE LLC|23332
LSXMK|LIBERTY SRS XM CS C|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
LSXMK|LIBERTY SRS XM CS C|LOOP|Loop Capital Markets LLC|500
LSXMK|LIBERTY SRS XM CS C|LQNA|LIQUIDNET, INC.|92500
LSXMK|LIBERTY SRS XM CS C|LQNB|LIQUIDNET, INC.|55000
LSXMK|LIBERTY SRS XM CS C|LSCI|Lek Securities Corporation|600
LSXMK|LIBERTY SRS XM CS C|MAXM|Maxim Group LLC|57995
LSXMK|LIBERTY SRS XM CS C|MCMF|Raymond James Ltd. Cds|1200
LSXMK|LIBERTY SRS XM CS C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60122
LSXMK|LIBERTY SRS XM CS C|MSCO|MORGAN STANLEY & CO. LLC|2380832
LSXMK|LIBERTY SRS XM CS C|MSPL|MORGAN STANLEY & CO. LLC|131900
LSXMK|LIBERTY SRS XM CS C|MSTX|MORGAN STANLEY & CO. LLC|110500
LSXMK|LIBERTY SRS XM CS C|NFSC|National Financial Services LLC|76086
LSXMK|LIBERTY SRS XM CS C|NITE|VIRTU Americas LLC|208705
LSXMK|LIBERTY SRS XM CS C|NITP|VIRTU Americas LLC|10258
LSXMK|LIBERTY SRS XM CS C|NQRB|Brut, LLC|9430
LSXMK|LIBERTY SRS XM CS C|NTRC|Northern Trust Securities, Inc.|7574
LSXMK|LIBERTY SRS XM CS C|OPCO|Oppenheimer & Co. Inc.|534
LSXMK|LIBERTY SRS XM CS C|OTAA|OTA LLC|19700
LSXMK|LIBERTY SRS XM CS C|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4316
LSXMK|LIBERTY SRS XM CS C|PDQM|CODA MARKETS, INC.|16028
LSXMK|LIBERTY SRS XM CS C|PWJC|UBS Financial Services, Inc.|5454
LSXMK|LIBERTY SRS XM CS C|RAJA|Raymond James & Associates, Inc.|20716
LSXMK|LIBERTY SRS XM CS C|RBCM|RBC CAPITAL MARKETS, LLC|838
LSXMK|LIBERTY SRS XM CS C|RDBN|Redburn Partners (USA) LP|10000
LSXMK|LIBERTY SRS XM CS C|SAGL|SAGETRADER, LLC|13108
LSXMK|LIBERTY SRS XM CS C|SALI|INTL FCSTONE FINANCIAL INC.|11
LSXMK|LIBERTY SRS XM CS C|SBSH|Citigroup Global Markets Inc.|509118
LSXMK|LIBERTY SRS XM CS C|SEIC|SEI Investments Distribution Co.|100
LSXMK|LIBERTY SRS XM CS C|SGMT|GOLDMAN SACHS & CO. LLC|37326
LSXMK|LIBERTY SRS XM CS C|SPDR|SPEEDROUTE LLC|8289
LSXMK|LIBERTY SRS XM CS C|SPHN|Stephens Inc.|526
LSXMK|LIBERTY SRS XM CS C|STFL|Stifel, Nicolaus & Company, Incorporated|4982
LSXMK|LIBERTY SRS XM CS C|STKP|STOCKPILE INVESTMENTS, INC.|30
LSXMK|LIBERTY SRS XM CS C|SWIM|TD Ameritrade, Inc.|1060
LSXMK|LIBERTY SRS XM CS C|SWST|Hilltop Securities Inc.|82
LSXMK|LIBERTY SRS XM CS C|TAGC|TELSEY ADVISORY GROUP LLC|743
LSXMK|LIBERTY SRS XM CS C|TRBT|Tradebot Systems, Inc.|273948
LSXMK|LIBERTY SRS XM CS C|TRCM|TRC MARKETS LLC|209255
LSXMK|LIBERTY SRS XM CS C|UBSA|UBS SECURITIES LLC|379494
LSXMK|LIBERTY SRS XM CS C|UBSS|UBS Securities LLC|1129895
LSXMK|LIBERTY SRS XM CS C|VALX|VIRTU AMERICAS LLC|8078
LSXMK|LIBERTY SRS XM CS C|VGRD|Vanguard Marketing Corporation|730
LSXMK|LIBERTY SRS XM CS C|WBET|Wallachbeth Capital LLC|1581
LSXMK|LIBERTY SRS XM CS C|WBPX|SUMMIT SECURITIES GROUP, LLC|500
LSXMK|LIBERTY SRS XM CS C|WCHV|WELLS FARGO SECURITIES, LLC|179710
LSXMK|LIBERTY SRS XM CS C|WEDB|WEDBUSH SECURITIES INC.|10598
LSXMK|LIBERTY SRS XM CS C|WEED|Weeden & Co.L.P.|46500
LSXMK|LIBERTY SRS XM CS C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
LSXMK|LIBERTY SRS XM CS C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14242
LSXMK|LIBERTY SRS XM CS C|WGIF|CIBC World Markets Inc.|900
LSXMK|LIBERTY SRS XM CS C|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
LSXMK|LIBERTY SRS XM CS C|WSEA|WOLVERINE SECURITIES, LLC|25
LSXMK|LIBERTY SRS XM CS C|XIST|INSTINET, LLC|13200
LSXMK|LIBERTY SRS XM CS C|XSTM|NATIONAL FINANCIAL SERVICES LLC|12196
LSXMK|LIBERTY SRS XM CS C|YKNA|COMHAR CAPITAL MARKETS, LLC|784
LSXMK|LIBERTY SRS XM CS C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|819
LTBR|LIGHTBRIDGE CORP|AGIS|Aegis Capital Corp.|24178
LTBR|LIGHTBRIDGE CORP|ALTX|Alternet Securities Inc.|49428
LTBR|LIGHTBRIDGE CORP|APCC|Apex Clearing Corporation|156585
LTBR|LIGHTBRIDGE CORP|BANK|Primevest Financial Services, Inc.|3000
LTBR|LIGHTBRIDGE CORP|BATM|CBOE TRADING, INC.|2805
LTBR|LIGHTBRIDGE CORP|BIMI|Banca IMI Securities Corp.|78200
LTBR|LIGHTBRIDGE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4720
LTBR|LIGHTBRIDGE CORP|BLKX|INSTINET, LLC|21800
LTBR|LIGHTBRIDGE CORP|BRGE|Newbridge Securities Corp.|6300
LTBR|LIGHTBRIDGE CORP|BYXM|CBOE TRADING, INC.|600
LTBR|LIGHTBRIDGE CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|31400
LTBR|LIGHTBRIDGE CORP|CHAS|Charles Schwab & Co., Inc.|17550
LTBR|LIGHTBRIDGE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|955541
LTBR|LIGHTBRIDGE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7525
LTBR|LIGHTBRIDGE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|83904
LTBR|LIGHTBRIDGE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|491326
LTBR|LIGHTBRIDGE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|41012
LTBR|LIGHTBRIDGE CORP|DBAB|Deutsche Bank Securities Inc.|72965
LTBR|LIGHTBRIDGE CORP|DBAX|Deutsche Bank Securities Inc.|231600
LTBR|LIGHTBRIDGE CORP|DEGS|RONIN PROFESSIONAL LLC|62408
LTBR|LIGHTBRIDGE CORP|DJSA|Dawson James Securities, Inc|113632
LTBR|LIGHTBRIDGE CORP|EBXL|EBX LLC|224500
LTBR|LIGHTBRIDGE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4562
LTBR|LIGHTBRIDGE CORP|EDJO|Edward D. Jones & Co., L.P.|2789
LTBR|LIGHTBRIDGE CORP|EGAM|CBOE TRADING, INC.|41894
LTBR|LIGHTBRIDGE CORP|EGAW|CBOE TRADING, INC.|3900
LTBR|LIGHTBRIDGE CORP|EGXM|CBOE TRADING, INC.|20906
LTBR|LIGHTBRIDGE CORP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|19000
LTBR|LIGHTBRIDGE CORP|ETBE|Electronic Transaction Clearing, Inc.|21917
LTBR|LIGHTBRIDGE CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5440
LTBR|LIGHTBRIDGE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3008
LTBR|LIGHTBRIDGE CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|19857
LTBR|LIGHTBRIDGE CORP|ETRS|E*Trade Securities LLC|1674422
LTBR|LIGHTBRIDGE CORP|FBCO|Credit Suisse Securities (USA) LLC|128964
LTBR|LIGHTBRIDGE CORP|FBRC|B. RILEY FBR, INC.|1389
LTBR|LIGHTBRIDGE CORP|FILL|Tradestation Securities, Inc.|62894
LTBR|LIGHTBRIDGE CORP|FMAF|NBCN Inc./ CDS|5351
LTBR|LIGHTBRIDGE CORP|FOMA|TD AMERITRADE CLEARING, INC.|2374962
LTBR|LIGHTBRIDGE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2690
LTBR|LIGHTBRIDGE CORP|FTBR|Foliofn Investments, Inc.|23
LTBR|LIGHTBRIDGE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|27017
LTBR|LIGHTBRIDGE CORP|GLIS|TD Securities Inc|2900
LTBR|LIGHTBRIDGE CORP|GLPX|ACS EXECUTION SERVICES, LLC|70813
LTBR|LIGHTBRIDGE CORP|GSCO|GOLDMAN SACHS & CO. LLC|26219
LTBR|LIGHTBRIDGE CORP|GSCS|GOLDMAN SACHS & CO. LLC|300
LTBR|LIGHTBRIDGE CORP|GSLT|GOLDMAN SACHS & CO. LLC|20152
LTBR|LIGHTBRIDGE CORP|GTSZ|GTS SECURITIES LLC|408
LTBR|LIGHTBRIDGE CORP|HASF|Haywood Securities Inc./CDS|34027
LTBR|LIGHTBRIDGE CORP|HRBF|American Enterprise Investment Services Inc.|200
LTBR|LIGHTBRIDGE CORP|IATS|INTERACTIVE BROKERS LLC|60580
LTBR|LIGHTBRIDGE CORP|IBKR|Interactive Brokers Llc|830068
LTBR|LIGHTBRIDGE CORP|ICBX|INSTINET, LLC|38721
LTBR|LIGHTBRIDGE CORP|INCA|INSTINET, LLC|557315
LTBR|LIGHTBRIDGE CORP|ITGI|ITG Inc.|15894
LTBR|LIGHTBRIDGE CORP|ITGP|ITG INC.|38800
LTBR|LIGHTBRIDGE CORP|JGUN|Joseph Gunnar & Co.  LLC|128894
LTBR|LIGHTBRIDGE CORP|JMPT|JUMP TRADING, LLC|12175
LTBR|LIGHTBRIDGE CORP|JPMX|J.P. Morgan Securities LLC|139144
LTBR|LIGHTBRIDGE CORP|JSJX|JANE STREET CAPITAL LLC|1858
LTBR|LIGHTBRIDGE CORP|KCGM|VIRTU Americas LLC|91539
LTBR|LIGHTBRIDGE CORP|LEHM|Barclays Capital Inc./Le|247343
LTBR|LIGHTBRIDGE CORP|LIME|Lime Brokerage LLC|50579
LTBR|LIGHTBRIDGE CORP|LSCI|Lek Securities Corporation|800
LTBR|LIGHTBRIDGE CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3600
LTBR|LIGHTBRIDGE CORP|MAXM|Maxim Group LLC|66712
LTBR|LIGHTBRIDGE CORP|MICA|Spartan Securities Group, Ltd.|19400
LTBR|LIGHTBRIDGE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|216414
LTBR|LIGHTBRIDGE CORP|MOTF|MOTIF INVESTING, INC.|2
LTBR|LIGHTBRIDGE CORP|MSCO|MORGAN STANLEY & CO. LLC|700654
LTBR|LIGHTBRIDGE CORP|MSPL|MORGAN STANLEY & CO. LLC|7400
LTBR|LIGHTBRIDGE CORP|MSTX|MORGAN STANLEY & CO. LLC|200
LTBR|LIGHTBRIDGE CORP|NATL|National Securities Corporation|2000
LTBR|LIGHTBRIDGE CORP|NFSC|National Financial Services LLC|1566667
LTBR|LIGHTBRIDGE CORP|NITE|VIRTU Americas LLC|3727052
LTBR|LIGHTBRIDGE CORP|NITP|VIRTU Americas LLC|3119
LTBR|LIGHTBRIDGE CORP|NQRB|Brut, LLC|11546
LTBR|LIGHTBRIDGE CORP|OPCO|Oppenheimer & Co. Inc.|8679
LTBR|LIGHTBRIDGE CORP|PCFF|Pacific International Securities Inc./CDS|600
LTBR|LIGHTBRIDGE CORP|PCPT|PHILLIP CAPITAL INC.|2088
LTBR|LIGHTBRIDGE CORP|PDQM|CODA MARKETS, INC.|110908
LTBR|LIGHTBRIDGE CORP|RAJA|Raymond James & Associates, Inc.|2033
LTBR|LIGHTBRIDGE CORP|RBCM|RBC CAPITAL MARKETS, LLC|140
LTBR|LIGHTBRIDGE CORP|RGLD|Regal Securities, Inc|300
LTBR|LIGHTBRIDGE CORP|SAGL|SAGETRADER, LLC|3365
LTBR|LIGHTBRIDGE CORP|SBSH|Citigroup Global Markets Inc.|131035
LTBR|LIGHTBRIDGE CORP|SGMT|GOLDMAN SACHS & CO. LLC|36942
LTBR|LIGHTBRIDGE CORP|SOGO|Wang Investment Associates, Inc.|8400
LTBR|LIGHTBRIDGE CORP|SPDR|SPEEDROUTE LLC|305270
LTBR|LIGHTBRIDGE CORP|SPNT|SEVEN POINTS CAPITAL, LLC|200
LTBR|LIGHTBRIDGE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|300
LTBR|LIGHTBRIDGE CORP|SWIM|TD Ameritrade, Inc.|1023585
LTBR|LIGHTBRIDGE CORP|SWST|Hilltop Securities Inc.|14419
LTBR|LIGHTBRIDGE CORP|TKNG|ALLY INVEST SECURITIES LLC|66797
LTBR|LIGHTBRIDGE CORP|TWTT|TASTYWORKS, INC.|150
LTBR|LIGHTBRIDGE CORP|UBSA|UBS SECURITIES LLC|595873
LTBR|LIGHTBRIDGE CORP|UBSS|UBS Securities LLC|404905
LTBR|LIGHTBRIDGE CORP|VALX|VIRTU AMERICAS LLC|3400
LTBR|LIGHTBRIDGE CORP|VGRD|Vanguard Marketing Corporation|48866
LTBR|LIGHTBRIDGE CORP|VIEW|VIEWTRADE SECURITIES LLC|600
LTBR|LIGHTBRIDGE CORP|VSIN|Vision Financial Markets Llc|19450
LTBR|LIGHTBRIDGE CORP|WCHV|WELLS FARGO SECURITIES, LLC|198872
LTBR|LIGHTBRIDGE CORP|WEDB|WEDBUSH SECURITIES INC.|60991
LTBR|LIGHTBRIDGE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8301
LTBR|LIGHTBRIDGE CORP|WGIF|CIBC World Markets Inc.|34374
LTBR|LIGHTBRIDGE CORP|WSEA|WOLVERINE SECURITIES, LLC|80131
LTBR|LIGHTBRIDGE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|240820
LTBR|LIGHTBRIDGE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|8569
LTC|L T C PROP INC|ALTX|Alternet Securities Inc.|2300
LTC|L T C PROP INC|ANOS|ABEL/NOSER, L.L.C.|102
LTC|L T C PROP INC|APCC|Apex Clearing Corporation|3138
LTC|L T C PROP INC|BANK|Primevest Financial Services, Inc.|2
LTC|L T C PROP INC|BARD|Robert W. Baird & Co. Incorporated|522
LTC|L T C PROP INC|BATM|CBOE TRADING, INC.|1853
LTC|L T C PROP INC|BAYC|BAY CREST PARTNERS, LLC|11
LTC|L T C PROP INC|BAYT|BTIG, LLC|400
LTC|L T C PROP INC|BBNT|BB&T SECURITIES, LLC|14
LTC|L T C PROP INC|BERN|Sanford C. Bernstein & Co., LLC|2854
LTC|L T C PROP INC|BIDS|BIDS TRADING L.P.|1400
LTC|L T C PROP INC|BIMI|Banca IMI Securities Corp.|570
LTC|L T C PROP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4409
LTC|L T C PROP INC|BNPX|BNP PARIBAS SECURITIES CORP.|14546
LTC|L T C PROP INC|BRVL|BLAYLOCK VAN, LLC|300
LTC|L T C PROP INC|BTIG|BTIG, LLC|59157
LTC|L T C PROP INC|BZYD|GOLDMAN SACHS & CO. LLC|1649
LTC|L T C PROP INC|CHAS|Charles Schwab & Co., Inc.|2076
LTC|L T C PROP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4830
LTC|L T C PROP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|977
LTC|L T C PROP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
LTC|L T C PROP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84066
LTC|L T C PROP INC|CTDL|Citadel Derivatives Group Llc|2343
LTC|L T C PROP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|33654
LTC|L T C PROP INC|DADA|D.A. Davidson & Co.|1182
LTC|L T C PROP INC|DAVA|Davenport & Company LLC|100
LTC|L T C PROP INC|DBAB|Deutsche Bank Securities Inc.|94840
LTC|L T C PROP INC|DBAX|Deutsche Bank Securities Inc.|26300
LTC|L T C PROP INC|DBUL|Deutsche Bank Securities Inc.|85
LTC|L T C PROP INC|DEAN|MORGAN STANLEY|2642
LTC|L T C PROP INC|EBXL|EBX LLC|53200
LTC|L T C PROP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1480
LTC|L T C PROP INC|EDJO|Edward D. Jones & Co., L.P.|3571
LTC|L T C PROP INC|EGAM|CBOE TRADING, INC.|1204
LTC|L T C PROP INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
LTC|L T C PROP INC|EGXM|CBOE TRADING, INC.|254
LTC|L T C PROP INC|ETBE|Electronic Transaction Clearing, Inc.|1436
LTC|L T C PROP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
LTC|L T C PROP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3805
LTC|L T C PROP INC|ETRS|E*Trade Securities LLC|23983
LTC|L T C PROP INC|FBSB|U.S. Bancorp Investments, Inc.|34
LTC|L T C PROP INC|FILL|Tradestation Securities, Inc.|100
LTC|L T C PROP INC|FMAF|NBCN Inc./ CDS|408
LTC|L T C PROP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4767
LTC|L T C PROP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63653
LTC|L T C PROP INC|FTBR|Foliofn Investments, Inc.|2279
LTC|L T C PROP INC|GLPX|ACS EXECUTION SERVICES, LLC|1537
LTC|L T C PROP INC|GNAV|GREEN STREET TRADING, LLC|2925
LTC|L T C PROP INC|GSCO|GOLDMAN SACHS & CO. LLC|192888
LTC|L T C PROP INC|GSLT|GOLDMAN SACHS & CO. LLC|1096
LTC|L T C PROP INC|GTSZ|GTS SECURITIES LLC|18700
LTC|L T C PROP INC|HRBF|American Enterprise Investment Services Inc.|2741
LTC|L T C PROP INC|HSBC|HSBC Securities, Inc.|3300
LTC|L T C PROP INC|IATS|INTERACTIVE BROKERS LLC|3286
LTC|L T C PROP INC|IBKR|Interactive Brokers Llc|2415
LTC|L T C PROP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16
LTC|L T C PROP INC|ICBX|INSTINET, LLC|13500
LTC|L T C PROP INC|IEQY|CITADEL SECURITIES LLC|15964
LTC|L T C PROP INC|INCA|INSTINET, LLC|32933
LTC|L T C PROP INC|INJX|INSTINET, LLC|7
LTC|L T C PROP INC|ITGI|ITG Inc.|28770
LTC|L T C PROP INC|ITGP|ITG INC.|15400
LTC|L T C PROP INC|JANY|Janney Montgomery Scott Inc.|436
LTC|L T C PROP INC|JEFF|JEFFERIES LLC|2517
LTC|L T C PROP INC|JMPT|JUMP TRADING, LLC|13691
LTC|L T C PROP INC|JONE|JonesTrading|11493
LTC|L T C PROP INC|JPBX|J.P. MORGAN SECURITIES LLC|19943
LTC|L T C PROP INC|JPMX|J.P. Morgan Securities LLC|126669
LTC|L T C PROP INC|JSJX|JANE STREET CAPITAL LLC|1747
LTC|L T C PROP INC|KCGM|VIRTU Americas LLC|8382
LTC|L T C PROP INC|LEHM|Barclays Capital Inc./Le|219640
LTC|L T C PROP INC|LIME|Lime Brokerage LLC|14750
LTC|L T C PROP INC|LOOP|Loop Capital Markets LLC|100
LTC|L T C PROP INC|LSCI|Lek Securities Corporation|143
LTC|L T C PROP INC|MBTS|ALLY INVEST SECURITIES LLC|6659
LTC|L T C PROP INC|MCMF|Raymond James Ltd. Cds|640
LTC|L T C PROP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
LTC|L T C PROP INC|MOTF|MOTIF INVESTING, INC.|18
LTC|L T C PROP INC|MSCO|MORGAN STANLEY & CO. LLC|164092
LTC|L T C PROP INC|MSPL|MORGAN STANLEY & CO. LLC|61000
LTC|L T C PROP INC|MSTX|MORGAN STANLEY & CO. LLC|7000
LTC|L T C PROP INC|NFSC|National Financial Services LLC|97579
LTC|L T C PROP INC|NITE|VIRTU Americas LLC|167574
LTC|L T C PROP INC|NITP|VIRTU Americas LLC|20
LTC|L T C PROP INC|NQRB|Brut, LLC|698
LTC|L T C PROP INC|NTBF|BMO Nesbitt Burns Inc./CDS|25
LTC|L T C PROP INC|NTRC|Northern Trust Securities, Inc.|1631
LTC|L T C PROP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
LTC|L T C PROP INC|PDQM|CODA MARKETS, INC.|6884
LTC|L T C PROP INC|PHLY|NASDAQ Execution Services, LLC|600
LTC|L T C PROP INC|PWJC|UBS Financial Services, Inc.|550
LTC|L T C PROP INC|RBCM|RBC CAPITAL MARKETS, LLC|1611
LTC|L T C PROP INC|SAGL|SAGETRADER, LLC|3001
LTC|L T C PROP INC|SAGW|SAGETRADER, LLC|1
LTC|L T C PROP INC|SBRX|MURIEL SIEBERT & CO INC|100
LTC|L T C PROP INC|SBSH|Citigroup Global Markets Inc.|35095
LTC|L T C PROP INC|SGMT|GOLDMAN SACHS & CO. LLC|6708
LTC|L T C PROP INC|SPDR|SPEEDROUTE LLC|800
LTC|L T C PROP INC|SPHN|Stephens Inc.|457
LTC|L T C PROP INC|STFL|Stifel, Nicolaus & Company, Incorporated|1617
LTC|L T C PROP INC|STKP|STOCKPILE INVESTMENTS, INC.|164
LTC|L T C PROP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1600
LTC|L T C PROP INC|SWIM|TD Ameritrade, Inc.|8686
LTC|L T C PROP INC|SWST|Hilltop Securities Inc.|863
LTC|L T C PROP INC|TKNG|ALLY INVEST SECURITIES LLC|442
LTC|L T C PROP INC|TRBT|Tradebot Systems, Inc.|33454
LTC|L T C PROP INC|TRCM|TRC MARKETS LLC|21035
LTC|L T C PROP INC|UBSA|UBS SECURITIES LLC|99127
LTC|L T C PROP INC|UBSS|UBS Securities LLC|143087
LTC|L T C PROP INC|VALX|VIRTU AMERICAS LLC|9206
LTC|L T C PROP INC|VGRD|Vanguard Marketing Corporation|16796
LTC|L T C PROP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
LTC|L T C PROP INC|WCHV|WELLS FARGO SECURITIES, LLC|29800
LTC|L T C PROP INC|WDNX|WEEDEN & CO.L.P.|440
LTC|L T C PROP INC|WEDB|WEDBUSH SECURITIES INC.|1074
LTC|L T C PROP INC|WEED|Weeden & Co.L.P.|3887
LTC|L T C PROP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2815
LTC|L T C PROP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1561
LTC|L T C PROP INC|WGIF|CIBC World Markets Inc.|2916
LTC|L T C PROP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6
LTC|L T C PROP INC|WSEA|WOLVERINE SECURITIES, LLC|6170
LTC|L T C PROP INC|XIST|INSTINET, LLC|15600
LTC|L T C PROP INC|XPQR|Jump Trading|300
LTC|L T C PROP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9920
LTC|L T C PROP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1055
LTC|L T C PROP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10154
LTL|PROSHARES ULTRA COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101
LTL|PROSHARES ULTRA COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
LTL|PROSHARES ULTRA COM|DBAX|Deutsche Bank Securities Inc.|100
LTL|PROSHARES ULTRA COM|ETRS|E*Trade Securities LLC|50
LTL|PROSHARES ULTRA COM|GEBB|GLOBAL EXECUTION BROKERS, LP|1051
LTL|PROSHARES ULTRA COM|IATS|INTERACTIVE BROKERS LLC|100
LTL|PROSHARES ULTRA COM|IBKR|Interactive Brokers Llc|381
LTL|PROSHARES ULTRA COM|INCA|INSTINET, LLC|350
LTL|PROSHARES ULTRA COM|ITGP|ITG INC.|200
LTL|PROSHARES ULTRA COM|LIME|Lime Brokerage LLC|100
LTL|PROSHARES ULTRA COM|NFSC|National Financial Services LLC|40
LTL|PROSHARES ULTRA COM|NITE|VIRTU Americas LLC|807
LTL|PROSHARES ULTRA COM|UBSA|UBS SECURITIES LLC|381
LTL|PROSHARES ULTRA COM|VGRD|Vanguard Marketing Corporation|27
LTL|PROSHARES ULTRA COM|WSEA|WOLVERINE SECURITIES, LLC|11
LTM|LATAM AIRLINES GRP|AGIS|Aegis Capital Corp.|9300
LTM|LATAM AIRLINES GRP|ALTX|Alternet Securities Inc.|4400
LTM|LATAM AIRLINES GRP|ANOS|ABEL/NOSER, L.L.C.|132
LTM|LATAM AIRLINES GRP|APCC|Apex Clearing Corporation|31
LTM|LATAM AIRLINES GRP|BANK|Primevest Financial Services, Inc.|2688
LTM|LATAM AIRLINES GRP|BATM|CBOE TRADING, INC.|938
LTM|LATAM AIRLINES GRP|BAYT|BTIG, LLC|10833
LTM|LATAM AIRLINES GRP|BBNT|BB&T SECURITIES, LLC|758
LTM|LATAM AIRLINES GRP|BERN|Sanford C. Bernstein & Co., LLC|600
LTM|LATAM AIRLINES GRP|BIDS|BIDS TRADING L.P.|200
LTM|LATAM AIRLINES GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7934
LTM|LATAM AIRLINES GRP|BNPX|BNP PARIBAS SECURITIES CORP.|3421
LTM|LATAM AIRLINES GRP|BYXM|CBOE TRADING, INC.|200
LTM|LATAM AIRLINES GRP|BZYD|GOLDMAN SACHS & CO. LLC|900
LTM|LATAM AIRLINES GRP|CHAS|Charles Schwab & Co., Inc.|100
LTM|LATAM AIRLINES GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68872
LTM|LATAM AIRLINES GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1884
LTM|LATAM AIRLINES GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|271722
LTM|LATAM AIRLINES GRP|CTDL|Citadel Derivatives Group Llc|8878
LTM|LATAM AIRLINES GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|17928
LTM|LATAM AIRLINES GRP|DBAB|Deutsche Bank Securities Inc.|70781
LTM|LATAM AIRLINES GRP|DBAX|Deutsche Bank Securities Inc.|125800
LTM|LATAM AIRLINES GRP|DCHF|Dart Executions, LLC|4956
LTM|LATAM AIRLINES GRP|DEAN|MORGAN STANLEY|991
LTM|LATAM AIRLINES GRP|DEGS|RONIN PROFESSIONAL LLC|107
LTM|LATAM AIRLINES GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17658
LTM|LATAM AIRLINES GRP|EBXL|EBX LLC|82600
LTM|LATAM AIRLINES GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|9495
LTM|LATAM AIRLINES GRP|EGAM|CBOE TRADING, INC.|2505
LTM|LATAM AIRLINES GRP|EGMT|EG MARKET TECHNOLOGIES LLC|200
LTM|LATAM AIRLINES GRP|EGXM|CBOE TRADING, INC.|2064
LTM|LATAM AIRLINES GRP|ETBE|Electronic Transaction Clearing, Inc.|3527
LTM|LATAM AIRLINES GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
LTM|LATAM AIRLINES GRP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|22
LTM|LATAM AIRLINES GRP|ETRS|E*Trade Securities LLC|59452
LTM|LATAM AIRLINES GRP|FCST|INTL FCSTONE FINANCIAL INC.|7301
LTM|LATAM AIRLINES GRP|FILL|Tradestation Securities, Inc.|220
LTM|LATAM AIRLINES GRP|FQLS|Quantlab Securities LP|68219
LTM|LATAM AIRLINES GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|122143
LTM|LATAM AIRLINES GRP|FTBR|Foliofn Investments, Inc.|992
LTM|LATAM AIRLINES GRP|GARC|ICAP Corporates LLC|193966
LTM|LATAM AIRLINES GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|800
LTM|LATAM AIRLINES GRP|GLIS|TD Securities Inc|1296
LTM|LATAM AIRLINES GRP|GLPX|ACS EXECUTION SERVICES, LLC|819
LTM|LATAM AIRLINES GRP|GSCO|GOLDMAN SACHS & CO. LLC|355469
LTM|LATAM AIRLINES GRP|GSLT|GOLDMAN SACHS & CO. LLC|5366
LTM|LATAM AIRLINES GRP|GTSY|GTS SECURITIES LLC|900
LTM|LATAM AIRLINES GRP|GTSZ|GTS SECURITIES LLC|40121
LTM|LATAM AIRLINES GRP|HRBF|American Enterprise Investment Services Inc.|4603
LTM|LATAM AIRLINES GRP|HSBC|HSBC Securities, Inc.|2164
LTM|LATAM AIRLINES GRP|IATS|INTERACTIVE BROKERS LLC|112626
LTM|LATAM AIRLINES GRP|IBKR|Interactive Brokers Llc|334891
LTM|LATAM AIRLINES GRP|ICBX|INSTINET, LLC|27840
LTM|LATAM AIRLINES GRP|INCA|INSTINET, LLC|91695
LTM|LATAM AIRLINES GRP|INJX|INSTINET, LLC|100
LTM|LATAM AIRLINES GRP|ITGI|ITG Inc.|22057
LTM|LATAM AIRLINES GRP|ITGP|ITG INC.|85400
LTM|LATAM AIRLINES GRP|JANY|Janney Montgomery Scott Inc.|16720
LTM|LATAM AIRLINES GRP|JEFF|JEFFERIES LLC|29685
LTM|LATAM AIRLINES GRP|JMPT|JUMP TRADING, LLC|26712
LTM|LATAM AIRLINES GRP|JPBX|J.P. MORGAN SECURITIES LLC|67636
LTM|LATAM AIRLINES GRP|JPMX|J.P. Morgan Securities LLC|157096
LTM|LATAM AIRLINES GRP|JSJX|JANE STREET CAPITAL LLC|813
LTM|LATAM AIRLINES GRP|KCGM|VIRTU Americas LLC|62732
LTM|LATAM AIRLINES GRP|LEHM|Barclays Capital Inc./Le|209996
LTM|LATAM AIRLINES GRP|LIME|Lime Brokerage LLC|8423
LTM|LATAM AIRLINES GRP|LSCI|Lek Securities Corporation|110
LTM|LATAM AIRLINES GRP|MACQ|Macquarie Capital (USA) Inc.|29479
LTM|LATAM AIRLINES GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76614
LTM|LATAM AIRLINES GRP|MOTF|MOTIF INVESTING, INC.|10
LTM|LATAM AIRLINES GRP|MSCO|MORGAN STANLEY & CO. LLC|528869
LTM|LATAM AIRLINES GRP|MSPL|MORGAN STANLEY & CO. LLC|326000
LTM|LATAM AIRLINES GRP|MSTX|MORGAN STANLEY & CO. LLC|90800
LTM|LATAM AIRLINES GRP|NFSC|National Financial Services LLC|55928
LTM|LATAM AIRLINES GRP|NITE|VIRTU Americas LLC|659179
LTM|LATAM AIRLINES GRP|NITP|VIRTU Americas LLC|1600
LTM|LATAM AIRLINES GRP|NQRB|Brut, LLC|4222
LTM|LATAM AIRLINES GRP|OPCO|Oppenheimer & Co. Inc.|698
LTM|LATAM AIRLINES GRP|PACT|BTG Pactual US Capital Corp.|614483
LTM|LATAM AIRLINES GRP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1748
LTM|LATAM AIRLINES GRP|PDQM|CODA MARKETS, INC.|12964
LTM|LATAM AIRLINES GRP|PICT|Pictet Overseas Inc.|7859
LTM|LATAM AIRLINES GRP|PWJC|UBS Financial Services, Inc.|7742
LTM|LATAM AIRLINES GRP|RBCM|RBC CAPITAL MARKETS, LLC|1206
LTM|LATAM AIRLINES GRP|SAGL|SAGETRADER, LLC|45
LTM|LATAM AIRLINES GRP|SBSH|Citigroup Global Markets Inc.|26390
LTM|LATAM AIRLINES GRP|SGMT|GOLDMAN SACHS & CO. LLC|110080
LTM|LATAM AIRLINES GRP|SPDR|SPEEDROUTE LLC|8400
LTM|LATAM AIRLINES GRP|STFL|Stifel, Nicolaus & Company, Incorporated|2052
LTM|LATAM AIRLINES GRP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4183
LTM|LATAM AIRLINES GRP|SWIM|TD Ameritrade, Inc.|118450
LTM|LATAM AIRLINES GRP|TITL|TITLEIST ASSET MANAGEMENT, LTD.|400
LTM|LATAM AIRLINES GRP|TKNG|ALLY INVEST SECURITIES LLC|305
LTM|LATAM AIRLINES GRP|TRBT|Tradebot Systems, Inc.|89220
LTM|LATAM AIRLINES GRP|TRCM|TRC MARKETS LLC|25772
LTM|LATAM AIRLINES GRP|UBSA|UBS SECURITIES LLC|393556
LTM|LATAM AIRLINES GRP|UBSS|UBS Securities LLC|484358
LTM|LATAM AIRLINES GRP|VGRD|Vanguard Marketing Corporation|470
LTM|LATAM AIRLINES GRP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
LTM|LATAM AIRLINES GRP|WCHV|WELLS FARGO SECURITIES, LLC|15834
LTM|LATAM AIRLINES GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|562
LTM|LATAM AIRLINES GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|994
LTM|LATAM AIRLINES GRP|WGIF|CIBC World Markets Inc.|1497
LTM|LATAM AIRLINES GRP|WSEA|WOLVERINE SECURITIES, LLC|3439
LTM|LATAM AIRLINES GRP|XIST|INSTINET, LLC|17400
LTM|LATAM AIRLINES GRP|XPUS|XP SECURITIES, LLC|750448
LTM|LATAM AIRLINES GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
LTM|LATAM AIRLINES GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|120
LTM|LATAM AIRLINES GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4716
LTN|UNION ACQUISITION CO|BTIG|BTIG, LLC|100000
LTN|UNION ACQUISITION CO|CIST|Capital Institutional Services, Inc.|617
LTN|UNION ACQUISITION CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
LTN|UNION ACQUISITION CO|GSCS|GOLDMAN SACHS & CO. LLC|500
LTN|UNION ACQUISITION CO|INCA|INSTINET, LLC|7500
LTN|UNION ACQUISITION CO|MZHO|Mizuho Securities USA LLC|250000
LTN|UNION ACQUISITION CO|NITE|VIRTU Americas LLC|10125
LTN|UNION ACQUISITION CO|RBCM|RBC CAPITAL MARKETS, LLC|8950
LTN|UNION ACQUISITION CO|UBSS|UBS Securities LLC|675
LTN.R|UNION ACQUISITION CO|BTIG|BTIG, LLC|100000
LTN.R|UNION ACQUISITION CO|NITE|VIRTU Americas LLC|500
LTN.U|UNION ACQ COPR UT|LIME|Lime Brokerage LLC|89
LTN.U|UNION ACQ COPR UT|SPDR|SPEEDROUTE LLC|17030
LTN.U|UNION ACQ COPR UT|UBSA|UBS SECURITIES LLC|600
LTN.W|UNION ACQUISITION WT|BIMI|Banca IMI Securities Corp.|1850
LTN.W|UNION ACQUISITION WT|BTIG|BTIG, LLC|100000
LTN.W|UNION ACQUISITION WT|NITE|VIRTU Americas LLC|1850
LTPZ|PIMCO|APCC|Apex Clearing Corporation|69
LTPZ|PIMCO|BANK|Primevest Financial Services, Inc.|10
LTPZ|PIMCO|BARD|Robert W. Baird & Co. Incorporated|3901
LTPZ|PIMCO|BATM|CBOE TRADING, INC.|3
LTPZ|PIMCO|BBNT|BB&T SECURITIES, LLC|466
LTPZ|PIMCO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|316
LTPZ|PIMCO|CANT|Cantor Fitzgerald & Co.|158422
LTPZ|PIMCO|CHAS|Charles Schwab & Co., Inc.|158425
LTPZ|PIMCO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
LTPZ|PIMCO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|764
LTPZ|PIMCO|DBAX|Deutsche Bank Securities Inc.|1300
LTPZ|PIMCO|DEAN|MORGAN STANLEY|1059
LTPZ|PIMCO|EBXL|EBX LLC|1600
LTPZ|PIMCO|EDJO|Edward D. Jones & Co., L.P.|9159
LTPZ|PIMCO|ETRS|E*Trade Securities LLC|4660
LTPZ|PIMCO|FBSB|U.S. Bancorp Investments, Inc.|29
LTPZ|PIMCO|FMAF|NBCN Inc./ CDS|600
LTPZ|PIMCO|FTBR|Foliofn Investments, Inc.|12161
LTPZ|PIMCO|GLPX|ACS EXECUTION SERVICES, LLC|100
LTPZ|PIMCO|GSCO|GOLDMAN SACHS & CO. LLC|5773
LTPZ|PIMCO|HRBF|American Enterprise Investment Services Inc.|2
LTPZ|PIMCO|IATS|INTERACTIVE BROKERS LLC|165
LTPZ|PIMCO|IBKR|Interactive Brokers Llc|3481
LTPZ|PIMCO|INCA|INSTINET, LLC|2112
LTPZ|PIMCO|ITGI|ITG Inc.|3
LTPZ|PIMCO|JANY|Janney Montgomery Scott Inc.|705
LTPZ|PIMCO|JPMX|J.P. Morgan Securities LLC|722
LTPZ|PIMCO|JSEB|JANE STREET EXECUTION SERVICES, LLC|29647
LTPZ|PIMCO|JSJX|JANE STREET CAPITAL LLC|4006
LTPZ|PIMCO|KCGM|VIRTU Americas LLC|3728
LTPZ|PIMCO|LEHM|Barclays Capital Inc./Le|4600
LTPZ|PIMCO|LIME|Lime Brokerage LLC|710
LTPZ|PIMCO|MOTF|MOTIF INVESTING, INC.|1
LTPZ|PIMCO|MSCO|MORGAN STANLEY & CO. LLC|7721
LTPZ|PIMCO|MSPL|MORGAN STANLEY & CO. LLC|100
LTPZ|PIMCO|NFSC|National Financial Services LLC|31738
LTPZ|PIMCO|NITE|VIRTU Americas LLC|85390
LTPZ|PIMCO|NITP|VIRTU Americas LLC|456
LTPZ|PIMCO|PDQM|CODA MARKETS, INC.|100
LTPZ|PIMCO|RBCM|RBC CAPITAL MARKETS, LLC|2775
LTPZ|PIMCO|SGMT|GOLDMAN SACHS & CO. LLC|1120
LTPZ|PIMCO|STFL|Stifel, Nicolaus & Company, Incorporated|114
LTPZ|PIMCO|SWIM|TD Ameritrade, Inc.|100
LTPZ|PIMCO|SWST|Hilltop Securities Inc.|19
LTPZ|PIMCO|TKNG|ALLY INVEST SECURITIES LLC|133
LTPZ|PIMCO|UBSA|UBS SECURITIES LLC|2130
LTPZ|PIMCO|UBSS|UBS Securities LLC|15892
LTPZ|PIMCO|VGRD|Vanguard Marketing Corporation|2398
LTPZ|PIMCO|WCHV|WELLS FARGO SECURITIES, LLC|3069
LTPZ|PIMCO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|470
LTPZ|PIMCO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1603
LTPZ|PIMCO|WGIF|CIBC World Markets Inc.|20
LTPZ|PIMCO|WSEA|WOLVERINE SECURITIES, LLC|551
LTPZ|PIMCO|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
LTPZ|PIMCO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1119
LTRPA|LIBERTY TRIPADV A CM|APCC|Apex Clearing Corporation|834
LTRPA|LIBERTY TRIPADV A CM|BATM|CBOE TRADING, INC.|1000
LTRPA|LIBERTY TRIPADV A CM|BAYT|BTIG, LLC|9700
LTRPA|LIBERTY TRIPADV A CM|BERN|Sanford C. Bernstein & Co., LLC|237143
LTRPA|LIBERTY TRIPADV A CM|BIDS|BIDS TRADING L.P.|200
LTRPA|LIBERTY TRIPADV A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36
LTRPA|LIBERTY TRIPADV A CM|BLKX|INSTINET, LLC|14300
LTRPA|LIBERTY TRIPADV A CM|BMOC|BMO Capital Markets Corp.|11599
LTRPA|LIBERTY TRIPADV A CM|BNPX|BNP PARIBAS SECURITIES CORP.|164688
LTRPA|LIBERTY TRIPADV A CM|BTIG|BTIG, LLC|8017
LTRPA|LIBERTY TRIPADV A CM|BYXM|CBOE TRADING, INC.|607
LTRPA|LIBERTY TRIPADV A CM|CAMC|Cambria Capital, LLC|364
LTRPA|LIBERTY TRIPADV A CM|CANT|Cantor Fitzgerald & Co.|198
LTRPA|LIBERTY TRIPADV A CM|CLSA|CLSA AMERICAS, LLC|10200
LTRPA|LIBERTY TRIPADV A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42296
LTRPA|LIBERTY TRIPADV A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
LTRPA|LIBERTY TRIPADV A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11
LTRPA|LIBERTY TRIPADV A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|327626
LTRPA|LIBERTY TRIPADV A CM|CTDL|Citadel Derivatives Group Llc|16298
LTRPA|LIBERTY TRIPADV A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|95324
LTRPA|LIBERTY TRIPADV A CM|DAVA|Davenport & Company LLC|400
LTRPA|LIBERTY TRIPADV A CM|DBAB|Deutsche Bank Securities Inc.|260486
LTRPA|LIBERTY TRIPADV A CM|DBAX|Deutsche Bank Securities Inc.|125300
LTRPA|LIBERTY TRIPADV A CM|DEAN|MORGAN STANLEY|189
LTRPA|LIBERTY TRIPADV A CM|DEGS|RONIN PROFESSIONAL LLC|7392
LTRPA|LIBERTY TRIPADV A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12474
LTRPA|LIBERTY TRIPADV A CM|EBXL|EBX LLC|128400
LTRPA|LIBERTY TRIPADV A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|18378
LTRPA|LIBERTY TRIPADV A CM|EDJO|Edward D. Jones & Co., L.P.|30
LTRPA|LIBERTY TRIPADV A CM|EGAM|CBOE TRADING, INC.|1699
LTRPA|LIBERTY TRIPADV A CM|EGXM|CBOE TRADING, INC.|220
LTRPA|LIBERTY TRIPADV A CM|EGXW|CBOE TRADING, INC.|100
LTRPA|LIBERTY TRIPADV A CM|ETBE|Electronic Transaction Clearing, Inc.|3123
LTRPA|LIBERTY TRIPADV A CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|75
LTRPA|LIBERTY TRIPADV A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9012
LTRPA|LIBERTY TRIPADV A CM|ETRS|E*Trade Securities LLC|30421
LTRPA|LIBERTY TRIPADV A CM|FBCO|Credit Suisse Securities (USA) LLC|957357
LTRPA|LIBERTY TRIPADV A CM|FILL|Tradestation Securities, Inc.|2978
LTRPA|LIBERTY TRIPADV A CM|FMCO|First Manhattan Co|114
LTRPA|LIBERTY TRIPADV A CM|FOMA|TD AMERITRADE CLEARING, INC.|21919
LTRPA|LIBERTY TRIPADV A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4852
LTRPA|LIBERTY TRIPADV A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29768
LTRPA|LIBERTY TRIPADV A CM|FTBR|Foliofn Investments, Inc.|109
LTRPA|LIBERTY TRIPADV A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|28568
LTRPA|LIBERTY TRIPADV A CM|GLPX|ACS EXECUTION SERVICES, LLC|4038
LTRPA|LIBERTY TRIPADV A CM|GSCO|GOLDMAN SACHS & CO. LLC|2138561
LTRPA|LIBERTY TRIPADV A CM|GSCS|GOLDMAN SACHS & CO. LLC|331405
LTRPA|LIBERTY TRIPADV A CM|GSLT|GOLDMAN SACHS & CO. LLC|2438
LTRPA|LIBERTY TRIPADV A CM|GTSZ|GTS SECURITIES LLC|72235
LTRPA|LIBERTY TRIPADV A CM|HRBF|American Enterprise Investment Services Inc.|13
LTRPA|LIBERTY TRIPADV A CM|HSBC|HSBC Securities, Inc.|279
LTRPA|LIBERTY TRIPADV A CM|IATS|INTERACTIVE BROKERS LLC|7780
LTRPA|LIBERTY TRIPADV A CM|IBKR|Interactive Brokers Llc|190786
LTRPA|LIBERTY TRIPADV A CM|ICBX|INSTINET, LLC|108878
LTRPA|LIBERTY TRIPADV A CM|IEQY|CITADEL SECURITIES LLC|44509
LTRPA|LIBERTY TRIPADV A CM|INCA|INSTINET, LLC|550913
LTRPA|LIBERTY TRIPADV A CM|INJX|INSTINET, LLC|18731
LTRPA|LIBERTY TRIPADV A CM|ITGI|ITG Inc.|77121
LTRPA|LIBERTY TRIPADV A CM|ITGP|ITG INC.|328800
LTRPA|LIBERTY TRIPADV A CM|JEFF|JEFFERIES LLC|139886
LTRPA|LIBERTY TRIPADV A CM|JMPT|JUMP TRADING, LLC|26051
LTRPA|LIBERTY TRIPADV A CM|JPBX|J.P. MORGAN SECURITIES LLC|4211
LTRPA|LIBERTY TRIPADV A CM|JPMX|J.P. Morgan Securities LLC|249280
LTRPA|LIBERTY TRIPADV A CM|JRCO|Johnson Rice & Company L.L.C.|1620
LTRPA|LIBERTY TRIPADV A CM|JSJX|JANE STREET CAPITAL LLC|6615
LTRPA|LIBERTY TRIPADV A CM|KCGM|VIRTU Americas LLC|98461
LTRPA|LIBERTY TRIPADV A CM|LEER|LEERINK PARTNERS LLC|1340
LTRPA|LIBERTY TRIPADV A CM|LEHM|Barclays Capital Inc./Le|1182262
LTRPA|LIBERTY TRIPADV A CM|LIME|Lime Brokerage LLC|196038
LTRPA|LIBERTY TRIPADV A CM|LOOP|Loop Capital Markets LLC|600
LTRPA|LIBERTY TRIPADV A CM|LSCI|Lek Securities Corporation|300
LTRPA|LIBERTY TRIPADV A CM|MACQ|Macquarie Capital (USA) Inc.|12623
LTRPA|LIBERTY TRIPADV A CM|MAXM|Maxim Group LLC|7824
LTRPA|LIBERTY TRIPADV A CM|MBTS|ALLY INVEST SECURITIES LLC|1332
LTRPA|LIBERTY TRIPADV A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|265683
LTRPA|LIBERTY TRIPADV A CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4680
LTRPA|LIBERTY TRIPADV A CM|MSCO|MORGAN STANLEY & CO. LLC|2408753
LTRPA|LIBERTY TRIPADV A CM|MSPL|MORGAN STANLEY & CO. LLC|377500
LTRPA|LIBERTY TRIPADV A CM|MSTX|MORGAN STANLEY & CO. LLC|41400
LTRPA|LIBERTY TRIPADV A CM|NFSC|National Financial Services LLC|38577
LTRPA|LIBERTY TRIPADV A CM|NITE|VIRTU Americas LLC|273353
LTRPA|LIBERTY TRIPADV A CM|NITP|VIRTU Americas LLC|23079
LTRPA|LIBERTY TRIPADV A CM|NQRB|Brut, LLC|3861
LTRPA|LIBERTY TRIPADV A CM|NTRC|Northern Trust Securities, Inc.|3137
LTRPA|LIBERTY TRIPADV A CM|OPCO|Oppenheimer & Co. Inc.|7977
LTRPA|LIBERTY TRIPADV A CM|OTAA|OTA LLC|13560
LTRPA|LIBERTY TRIPADV A CM|PDQM|CODA MARKETS, INC.|16722
LTRPA|LIBERTY TRIPADV A CM|PHLY|NASDAQ Execution Services, LLC|200
LTRPA|LIBERTY TRIPADV A CM|PIPR|Piper Jaffray & Co.|91500
LTRPA|LIBERTY TRIPADV A CM|PWJC|UBS Financial Services, Inc.|792
LTRPA|LIBERTY TRIPADV A CM|RAJA|Raymond James & Associates, Inc.|284
LTRPA|LIBERTY TRIPADV A CM|RBCM|RBC CAPITAL MARKETS, LLC|6360
LTRPA|LIBERTY TRIPADV A CM|SAGW|SAGETRADER, LLC|17386
LTRPA|LIBERTY TRIPADV A CM|SBSH|Citigroup Global Markets Inc.|838224
LTRPA|LIBERTY TRIPADV A CM|SGMT|GOLDMAN SACHS & CO. LLC|332880
LTRPA|LIBERTY TRIPADV A CM|SPDR|SPEEDROUTE LLC|2000
LTRPA|LIBERTY TRIPADV A CM|STFL|Stifel, Nicolaus & Company, Incorporated|2000
LTRPA|LIBERTY TRIPADV A CM|SWIM|TD Ameritrade, Inc.|10770
LTRPA|LIBERTY TRIPADV A CM|SWST|Hilltop Securities Inc.|726
LTRPA|LIBERTY TRIPADV A CM|TKNG|ALLY INVEST SECURITIES LLC|3078
LTRPA|LIBERTY TRIPADV A CM|TRBT|Tradebot Systems, Inc.|22238
LTRPA|LIBERTY TRIPADV A CM|TRCM|TRC MARKETS LLC|89605
LTRPA|LIBERTY TRIPADV A CM|UBSA|UBS SECURITIES LLC|209311
LTRPA|LIBERTY TRIPADV A CM|UBSS|UBS Securities LLC|560063
LTRPA|LIBERTY TRIPADV A CM|UFPA|UNITED FIRST PARTNERS LLC|100
LTRPA|LIBERTY TRIPADV A CM|VALX|VIRTU AMERICAS LLC|39175
LTRPA|LIBERTY TRIPADV A CM|VGRD|Vanguard Marketing Corporation|4868
LTRPA|LIBERTY TRIPADV A CM|WBPX|SUMMIT SECURITIES GROUP, LLC|400
LTRPA|LIBERTY TRIPADV A CM|WCHV|WELLS FARGO SECURITIES, LLC|8503
LTRPA|LIBERTY TRIPADV A CM|WEED|Weeden & Co.L.P.|640
LTRPA|LIBERTY TRIPADV A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3005
LTRPA|LIBERTY TRIPADV A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|140
LTRPA|LIBERTY TRIPADV A CM|WSEA|WOLVERINE SECURITIES, LLC|2400
LTRPA|LIBERTY TRIPADV A CM|XIST|INSTINET, LLC|101102
LTRPA|LIBERTY TRIPADV A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
LTRPB|LIBERTY TRIPADV B CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|6
LTRPB|LIBERTY TRIPADV B CM|ETRS|E*Trade Securities LLC|100
LTRPB|LIBERTY TRIPADV B CM|FOMA|TD AMERITRADE CLEARING, INC.|3030
LTRPB|LIBERTY TRIPADV B CM|GSCS|GOLDMAN SACHS & CO. LLC|100
LTRPB|LIBERTY TRIPADV B CM|HRBF|American Enterprise Investment Services Inc.|18
LTRPB|LIBERTY TRIPADV B CM|IBKR|Interactive Brokers Llc|1
LTRPB|LIBERTY TRIPADV B CM|LIME|Lime Brokerage LLC|1
LTRPB|LIBERTY TRIPADV B CM|MSCO|MORGAN STANLEY & CO. LLC|813
LTRPB|LIBERTY TRIPADV B CM|NFSC|National Financial Services LLC|500
LTRPB|LIBERTY TRIPADV B CM|NITE|VIRTU Americas LLC|1010
LTRPB|LIBERTY TRIPADV B CM|WCHV|WELLS FARGO SECURITIES, LLC|40
LTRPB|LIBERTY TRIPADV B CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1300
LTRX|LANTRONIX INC|ALTX|Alternet Securities Inc.|600
LTRX|LANTRONIX INC|APCC|Apex Clearing Corporation|1450
LTRX|LANTRONIX INC|BATM|CBOE TRADING, INC.|424
LTRX|LANTRONIX INC|BERN|Sanford C. Bernstein & Co., LLC|727
LTRX|LANTRONIX INC|BYXM|CBOE TRADING, INC.|100
LTRX|LANTRONIX INC|CANT|Cantor Fitzgerald & Co.|139
LTRX|LANTRONIX INC|CIST|Capital Institutional Services, Inc.|984
LTRX|LANTRONIX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10
LTRX|LANTRONIX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
LTRX|LANTRONIX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34498
LTRX|LANTRONIX INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
LTRX|LANTRONIX INC|DBAB|Deutsche Bank Securities Inc.|3565
LTRX|LANTRONIX INC|DBAX|Deutsche Bank Securities Inc.|5300
LTRX|LANTRONIX INC|DEAN|MORGAN STANLEY|1500
LTRX|LANTRONIX INC|DEGS|RONIN PROFESSIONAL LLC|27021
LTRX|LANTRONIX INC|EBXL|EBX LLC|13500
LTRX|LANTRONIX INC|EDJO|Edward D. Jones & Co., L.P.|151
LTRX|LANTRONIX INC|EGAM|CBOE TRADING, INC.|8011
LTRX|LANTRONIX INC|EGXM|CBOE TRADING, INC.|500
LTRX|LANTRONIX INC|ETRS|E*Trade Securities LLC|56297
LTRX|LANTRONIX INC|FBCO|Credit Suisse Securities (USA) LLC|16502
LTRX|LANTRONIX INC|FILL|Tradestation Securities, Inc.|5415
LTRX|LANTRONIX INC|FMAF|NBCN Inc./ CDS|800
LTRX|LANTRONIX INC|FOMA|TD AMERITRADE CLEARING, INC.|243367
LTRX|LANTRONIX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1325
LTRX|LANTRONIX INC|FTBR|Foliofn Investments, Inc.|648
LTRX|LANTRONIX INC|GEBB|GLOBAL EXECUTION BROKERS, LP|143
LTRX|LANTRONIX INC|GLPX|ACS EXECUTION SERVICES, LLC|5735
LTRX|LANTRONIX INC|GSCO|GOLDMAN SACHS & CO. LLC|51865
LTRX|LANTRONIX INC|GSLT|GOLDMAN SACHS & CO. LLC|700
LTRX|LANTRONIX INC|GTSZ|GTS SECURITIES LLC|1100
LTRX|LANTRONIX INC|HRBF|American Enterprise Investment Services Inc.|1650
LTRX|LANTRONIX INC|IATS|INTERACTIVE BROKERS LLC|7072
LTRX|LANTRONIX INC|IBKR|Interactive Brokers Llc|71448
LTRX|LANTRONIX INC|ICBX|INSTINET, LLC|1100
LTRX|LANTRONIX INC|INCA|INSTINET, LLC|4413
LTRX|LANTRONIX INC|INJX|INSTINET, LLC|300
LTRX|LANTRONIX INC|ITGI|ITG Inc.|9373
LTRX|LANTRONIX INC|ITGP|ITG INC.|27000
LTRX|LANTRONIX INC|JMPT|JUMP TRADING, LLC|177
LTRX|LANTRONIX INC|JPMX|J.P. Morgan Securities LLC|27600
LTRX|LANTRONIX INC|JSJX|JANE STREET CAPITAL LLC|10
LTRX|LANTRONIX INC|KCGM|VIRTU Americas LLC|9800
LTRX|LANTRONIX INC|LEHM|Barclays Capital Inc./Le|68942
LTRX|LANTRONIX INC|LIME|Lime Brokerage LLC|29969
LTRX|LANTRONIX INC|LSCI|Lek Securities Corporation|100
LTRX|LANTRONIX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21800
LTRX|LANTRONIX INC|MSCO|MORGAN STANLEY & CO. LLC|93332
LTRX|LANTRONIX INC|MSPL|MORGAN STANLEY & CO. LLC|20100
LTRX|LANTRONIX INC|NFSC|National Financial Services LLC|156798
LTRX|LANTRONIX INC|NITE|VIRTU Americas LLC|253368
LTRX|LANTRONIX INC|NITP|VIRTU Americas LLC|600
LTRX|LANTRONIX INC|NQRB|Brut, LLC|500
LTRX|LANTRONIX INC|PDQM|CODA MARKETS, INC.|9675
LTRX|LANTRONIX INC|RBCM|RBC CAPITAL MARKETS, LLC|19451
LTRX|LANTRONIX INC|RGLD|Regal Securities, Inc|900
LTRX|LANTRONIX INC|SAGL|SAGETRADER, LLC|13767
LTRX|LANTRONIX INC|SBSH|Citigroup Global Markets Inc.|300
LTRX|LANTRONIX INC|SGMT|GOLDMAN SACHS & CO. LLC|20060
LTRX|LANTRONIX INC|SPDR|SPEEDROUTE LLC|3500
LTRX|LANTRONIX INC|STFL|Stifel, Nicolaus & Company, Incorporated|400
LTRX|LANTRONIX INC|SWIM|TD Ameritrade, Inc.|8006
LTRX|LANTRONIX INC|SWST|Hilltop Securities Inc.|3000
LTRX|LANTRONIX INC|TKNG|ALLY INVEST SECURITIES LLC|50
LTRX|LANTRONIX INC|TRBT|Tradebot Systems, Inc.|1561
LTRX|LANTRONIX INC|TRCM|TRC MARKETS LLC|23085
LTRX|LANTRONIX INC|UBSA|UBS SECURITIES LLC|28798
LTRX|LANTRONIX INC|UBSS|UBS Securities LLC|35006
LTRX|LANTRONIX INC|VALX|VIRTU AMERICAS LLC|1142
LTRX|LANTRONIX INC|VGRD|Vanguard Marketing Corporation|8804
LTRX|LANTRONIX INC|WCHV|WELLS FARGO SECURITIES, LLC|14236
LTRX|LANTRONIX INC|WEDB|WEDBUSH SECURITIES INC.|3800
LTRX|LANTRONIX INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|397
LTRX|LANTRONIX INC|WFPB|Wells Fargo Securities, LLC.|4010
LTRX|LANTRONIX INC|WGIF|CIBC World Markets Inc.|80
LTRX|LANTRONIX INC|WSEA|WOLVERINE SECURITIES, LLC|1637
LTRX|LANTRONIX INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|17976
LTRX|LANTRONIX INC|YKNA|COMHAR CAPITAL MARKETS, LLC|701
LTS|LADENBURG THALMANN|ALTX|Alternet Securities Inc.|1390
LTS|LADENBURG THALMANN|APCC|Apex Clearing Corporation|542
LTS|LADENBURG THALMANN|BANK|Primevest Financial Services, Inc.|2020
LTS|LADENBURG THALMANN|BATM|CBOE TRADING, INC.|1947
LTS|LADENBURG THALMANN|BAYT|BTIG, LLC|500
LTS|LADENBURG THALMANN|BERN|Sanford C. Bernstein & Co., LLC|10200
LTS|LADENBURG THALMANN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
LTS|LADENBURG THALMANN|BZYD|GOLDMAN SACHS & CO. LLC|5350
LTS|LADENBURG THALMANN|CANT|Cantor Fitzgerald & Co.|149
LTS|LADENBURG THALMANN|CHAS|Charles Schwab & Co., Inc.|500
LTS|LADENBURG THALMANN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14646
LTS|LADENBURG THALMANN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
LTS|LADENBURG THALMANN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41701
LTS|LADENBURG THALMANN|CTDL|Citadel Derivatives Group Llc|3473
LTS|LADENBURG THALMANN|CXCX|CITIGROUP GLOBAL MARKETS INC.|23640
LTS|LADENBURG THALMANN|DBAB|Deutsche Bank Securities Inc.|21385
LTS|LADENBURG THALMANN|DBAX|Deutsche Bank Securities Inc.|25800
LTS|LADENBURG THALMANN|DEAN|MORGAN STANLEY|15097
LTS|LADENBURG THALMANN|DEGS|RONIN PROFESSIONAL LLC|2250
LTS|LADENBURG THALMANN|EBXL|EBX LLC|18400
LTS|LADENBURG THALMANN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1505
LTS|LADENBURG THALMANN|EDJO|Edward D. Jones & Co., L.P.|774
LTS|LADENBURG THALMANN|EGAM|CBOE TRADING, INC.|1362
LTS|LADENBURG THALMANN|EGXM|CBOE TRADING, INC.|200
LTS|LADENBURG THALMANN|ETBE|Electronic Transaction Clearing, Inc.|300
LTS|LADENBURG THALMANN|ETRS|E*Trade Securities LLC|41025
LTS|LADENBURG THALMANN|FBSB|U.S. Bancorp Investments, Inc.|1
LTS|LADENBURG THALMANN|FILL|Tradestation Securities, Inc.|386
LTS|LADENBURG THALMANN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
LTS|LADENBURG THALMANN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23279
LTS|LADENBURG THALMANN|FTBR|Foliofn Investments, Inc.|20
LTS|LADENBURG THALMANN|GLPX|ACS EXECUTION SERVICES, LLC|100
LTS|LADENBURG THALMANN|GSCO|GOLDMAN SACHS & CO. LLC|84723
LTS|LADENBURG THALMANN|GSLT|GOLDMAN SACHS & CO. LLC|2065
LTS|LADENBURG THALMANN|HRBF|American Enterprise Investment Services Inc.|22044
LTS|LADENBURG THALMANN|IATS|INTERACTIVE BROKERS LLC|927
LTS|LADENBURG THALMANN|IBKR|Interactive Brokers Llc|9037
LTS|LADENBURG THALMANN|ICBX|INSTINET, LLC|7800
LTS|LADENBURG THALMANN|IEQY|CITADEL SECURITIES LLC|3465
LTS|LADENBURG THALMANN|INCA|INSTINET, LLC|22531
LTS|LADENBURG THALMANN|INJX|INSTINET, LLC|2363
LTS|LADENBURG THALMANN|ITGI|ITG Inc.|12300
LTS|LADENBURG THALMANN|ITGP|ITG INC.|54400
LTS|LADENBURG THALMANN|JANY|Janney Montgomery Scott Inc.|390
LTS|LADENBURG THALMANN|JEFF|JEFFERIES LLC|7628
LTS|LADENBURG THALMANN|JMPT|JUMP TRADING, LLC|1057
LTS|LADENBURG THALMANN|JPMX|J.P. Morgan Securities LLC|23792
LTS|LADENBURG THALMANN|JSJX|JANE STREET CAPITAL LLC|3874
LTS|LADENBURG THALMANN|KCGM|VIRTU Americas LLC|10868
LTS|LADENBURG THALMANN|LEHM|Barclays Capital Inc./Le|42268
LTS|LADENBURG THALMANN|LIME|Lime Brokerage LLC|25428
LTS|LADENBURG THALMANN|LTCO|Ladenburg, Thalmann & Co., Inc.|90555
LTS|LADENBURG THALMANN|MACQ|Macquarie Capital (USA) Inc.|14480
LTS|LADENBURG THALMANN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13251
LTS|LADENBURG THALMANN|MSCO|MORGAN STANLEY & CO. LLC|137601
LTS|LADENBURG THALMANN|MSPL|MORGAN STANLEY & CO. LLC|21100
LTS|LADENBURG THALMANN|MSTX|MORGAN STANLEY & CO. LLC|34400
LTS|LADENBURG THALMANN|NFSC|National Financial Services LLC|187358
LTS|LADENBURG THALMANN|NITE|VIRTU Americas LLC|321916
LTS|LADENBURG THALMANN|NITP|VIRTU Americas LLC|100
LTS|LADENBURG THALMANN|NQRB|Brut, LLC|3200
LTS|LADENBURG THALMANN|NTBF|BMO Nesbitt Burns Inc./CDS|500
LTS|LADENBURG THALMANN|OPCO|Oppenheimer & Co. Inc.|14
LTS|LADENBURG THALMANN|PDQM|CODA MARKETS, INC.|1300
LTS|LADENBURG THALMANN|PWJC|UBS Financial Services, Inc.|9769
LTS|LADENBURG THALMANN|RGLD|Regal Securities, Inc|9
LTS|LADENBURG THALMANN|SAGL|SAGETRADER, LLC|600
LTS|LADENBURG THALMANN|SBRX|MURIEL SIEBERT & CO INC|100
LTS|LADENBURG THALMANN|SBSH|Citigroup Global Markets Inc.|42079
LTS|LADENBURG THALMANN|SGMT|GOLDMAN SACHS & CO. LLC|10325
LTS|LADENBURG THALMANN|STFL|Stifel, Nicolaus & Company, Incorporated|1799
LTS|LADENBURG THALMANN|SWIM|TD Ameritrade, Inc.|4078
LTS|LADENBURG THALMANN|SWST|Hilltop Securities Inc.|3309
LTS|LADENBURG THALMANN|TKNG|ALLY INVEST SECURITIES LLC|390
LTS|LADENBURG THALMANN|TRBT|Tradebot Systems, Inc.|13913
LTS|LADENBURG THALMANN|TRCM|TRC MARKETS LLC|404
LTS|LADENBURG THALMANN|TWTT|TASTYWORKS, INC.|56
LTS|LADENBURG THALMANN|UBSA|UBS SECURITIES LLC|100184
LTS|LADENBURG THALMANN|UBSS|UBS Securities LLC|134851
LTS|LADENBURG THALMANN|VALX|VIRTU AMERICAS LLC|3747
LTS|LADENBURG THALMANN|VGRD|Vanguard Marketing Corporation|574
LTS|LADENBURG THALMANN|WCHV|WELLS FARGO SECURITIES, LLC|53018
LTS|LADENBURG THALMANN|WEDB|WEDBUSH SECURITIES INC.|54353
LTS|LADENBURG THALMANN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|787
LTS|LADENBURG THALMANN|WSEA|WOLVERINE SECURITIES, LLC|122
LTS|LADENBURG THALMANN|XIST|INSTINET, LLC|600
LTS|LADENBURG THALMANN|XSTM|NATIONAL FINANCIAL SERVICES LLC|27774
LTS|LADENBURG THALMANN|YKNA|COMHAR CAPITAL MARKETS, LLC|510
LTS|LADENBURG THALMANN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|45
LTS$A|LADENBURG THALMANN|BATM|CBOE TRADING, INC.|100
LTS$A|LADENBURG THALMANN|BTIG|BTIG, LLC|8307
LTS$A|LADENBURG THALMANN|BYXM|CBOE TRADING, INC.|700
LTS$A|LADENBURG THALMANN|CHAS|Charles Schwab & Co., Inc.|3000
LTS$A|LADENBURG THALMANN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|338
LTS$A|LADENBURG THALMANN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
LTS$A|LADENBURG THALMANN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7054
LTS$A|LADENBURG THALMANN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
LTS$A|LADENBURG THALMANN|DADA|D.A. Davidson & Co.|493
LTS$A|LADENBURG THALMANN|DBAX|Deutsche Bank Securities Inc.|10600
LTS$A|LADENBURG THALMANN|DEAN|MORGAN STANLEY|1700
LTS$A|LADENBURG THALMANN|EBXL|EBX LLC|3400
LTS$A|LADENBURG THALMANN|EDJO|Edward D. Jones & Co., L.P.|1101
LTS$A|LADENBURG THALMANN|ETRS|E*Trade Securities LLC|7184
LTS$A|LADENBURG THALMANN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|530
LTS$A|LADENBURG THALMANN|FTBR|Foliofn Investments, Inc.|2
LTS$A|LADENBURG THALMANN|GLPX|ACS EXECUTION SERVICES, LLC|3498
LTS$A|LADENBURG THALMANN|GSCO|GOLDMAN SACHS & CO. LLC|700
LTS$A|LADENBURG THALMANN|GSLT|GOLDMAN SACHS & CO. LLC|200
LTS$A|LADENBURG THALMANN|GTSZ|GTS SECURITIES LLC|559
LTS$A|LADENBURG THALMANN|HRBF|American Enterprise Investment Services Inc.|7288
LTS$A|LADENBURG THALMANN|IATS|INTERACTIVE BROKERS LLC|358
LTS$A|LADENBURG THALMANN|IBKR|Interactive Brokers Llc|1674
LTS$A|LADENBURG THALMANN|ICBX|INSTINET, LLC|200
LTS$A|LADENBURG THALMANN|INCA|INSTINET, LLC|1699
LTS$A|LADENBURG THALMANN|JANY|Janney Montgomery Scott Inc.|3500
LTS$A|LADENBURG THALMANN|JEFF|JEFFERIES LLC|1700
LTS$A|LADENBURG THALMANN|JPMX|J.P. Morgan Securities LLC|2800
LTS$A|LADENBURG THALMANN|KCGM|VIRTU Americas LLC|8652
LTS$A|LADENBURG THALMANN|LEHM|Barclays Capital Inc./Le|5600
LTS$A|LADENBURG THALMANN|LIME|Lime Brokerage LLC|4476
LTS$A|LADENBURG THALMANN|LTCO|Ladenburg, Thalmann & Co., Inc.|3150
LTS$A|LADENBURG THALMANN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1982
LTS$A|LADENBURG THALMANN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
LTS$A|LADENBURG THALMANN|MSCO|MORGAN STANLEY & CO. LLC|2006
LTS$A|LADENBURG THALMANN|NFSC|National Financial Services LLC|60614
LTS$A|LADENBURG THALMANN|NITE|VIRTU Americas LLC|100135
LTS$A|LADENBURG THALMANN|NQRB|Brut, LLC|1400
LTS$A|LADENBURG THALMANN|OLDM|OLD MISSION CAPITAL, LLC|250
LTS$A|LADENBURG THALMANN|OPCO|Oppenheimer & Co. Inc.|11104
LTS$A|LADENBURG THALMANN|PDQM|CODA MARKETS, INC.|5103
LTS$A|LADENBURG THALMANN|PWJC|UBS Financial Services, Inc.|2500
LTS$A|LADENBURG THALMANN|RBCM|RBC CAPITAL MARKETS, LLC|400
LTS$A|LADENBURG THALMANN|SBSH|Citigroup Global Markets Inc.|393
LTS$A|LADENBURG THALMANN|SGMT|GOLDMAN SACHS & CO. LLC|5216
LTS$A|LADENBURG THALMANN|SPDR|SPEEDROUTE LLC|3100
LTS$A|LADENBURG THALMANN|STFL|Stifel, Nicolaus & Company, Incorporated|200
LTS$A|LADENBURG THALMANN|SWIM|TD Ameritrade, Inc.|3037
LTS$A|LADENBURG THALMANN|SWST|Hilltop Securities Inc.|400
LTS$A|LADENBURG THALMANN|TRBT|Tradebot Systems, Inc.|109
LTS$A|LADENBURG THALMANN|UBSA|UBS SECURITIES LLC|26910
LTS$A|LADENBURG THALMANN|UBSS|UBS Securities LLC|14812
LTS$A|LADENBURG THALMANN|VGRD|Vanguard Marketing Corporation|4590
LTS$A|LADENBURG THALMANN|WCHV|WELLS FARGO SECURITIES, LLC|15941
LTS$A|LADENBURG THALMANN|XSTM|NATIONAL FINANCIAL SERVICES LLC|21476
LTS$A|LADENBURG THALMANN|YKNA|COMHAR CAPITAL MARKETS, LLC|505
LTS$A|LADENBURG THALMANN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7395
LTSF|LADENBURG 7% NTS|APCC|Apex Clearing Corporation|66
LTSF|LADENBURG 7% NTS|BBNT|BB&T SECURITIES, LLC|5680
LTSF|LADENBURG 7% NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9008
LTSF|LADENBURG 7% NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7130
LTSF|LADENBURG 7% NTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5654
LTSF|LADENBURG 7% NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2200
LTSF|LADENBURG 7% NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
LTSF|LADENBURG 7% NTS|DEAN|MORGAN STANLEY|100
LTSF|LADENBURG 7% NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2970
LTSF|LADENBURG 7% NTS|EBXL|EBX LLC|500
LTSF|LADENBURG 7% NTS|EGXM|CBOE TRADING, INC.|300
LTSF|LADENBURG 7% NTS|ETRS|E*Trade Securities LLC|9964
LTSF|LADENBURG 7% NTS|GEBB|GLOBAL EXECUTION BROKERS, LP|200
LTSF|LADENBURG 7% NTS|GSLT|GOLDMAN SACHS & CO. LLC|500
LTSF|LADENBURG 7% NTS|IBKR|Interactive Brokers Llc|1700
LTSF|LADENBURG 7% NTS|INCA|INSTINET, LLC|100
LTSF|LADENBURG 7% NTS|ITGI|ITG Inc.|200
LTSF|LADENBURG 7% NTS|ITGP|ITG INC.|600
LTSF|LADENBURG 7% NTS|JANY|Janney Montgomery Scott Inc.|4485
LTSF|LADENBURG 7% NTS|JPMX|J.P. Morgan Securities LLC|600
LTSF|LADENBURG 7% NTS|KCGM|VIRTU Americas LLC|1206
LTSF|LADENBURG 7% NTS|LIME|Lime Brokerage LLC|200
LTSF|LADENBURG 7% NTS|LTCO|Ladenburg, Thalmann & Co., Inc.|56000
LTSF|LADENBURG 7% NTS|MAXM|Maxim Group LLC|2146
LTSF|LADENBURG 7% NTS|MILE|I-Bankers Securities, Inc.|3500
LTSF|LADENBURG 7% NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
LTSF|LADENBURG 7% NTS|MSCO|MORGAN STANLEY & CO. LLC|32658
LTSF|LADENBURG 7% NTS|MSPL|MORGAN STANLEY & CO. LLC|100
LTSF|LADENBURG 7% NTS|NFSC|National Financial Services LLC|41080
LTSF|LADENBURG 7% NTS|NITE|VIRTU Americas LLC|73730
LTSF|LADENBURG 7% NTS|NQRB|Brut, LLC|600
LTSF|LADENBURG 7% NTS|PDQM|CODA MARKETS, INC.|106
LTSF|LADENBURG 7% NTS|RBCM|RBC CAPITAL MARKETS, LLC|100
LTSF|LADENBURG 7% NTS|RJLC|RJL CAPITAL GROUP, LLC|200
LTSF|LADENBURG 7% NTS|SALI|INTL FCSTONE FINANCIAL INC.|3400
LTSF|LADENBURG 7% NTS|SBRX|MURIEL SIEBERT & CO INC|200
LTSF|LADENBURG 7% NTS|SBSH|Citigroup Global Markets Inc.|500
LTSF|LADENBURG 7% NTS|SGMT|GOLDMAN SACHS & CO. LLC|700
LTSF|LADENBURG 7% NTS|SPDR|SPEEDROUTE LLC|25
LTSF|LADENBURG 7% NTS|SPHN|Stephens Inc.|400
LTSF|LADENBURG 7% NTS|STFL|Stifel, Nicolaus & Company, Incorporated|9525
LTSF|LADENBURG 7% NTS|SWST|Hilltop Securities Inc.|900
LTSF|LADENBURG 7% NTS|UBSA|UBS SECURITIES LLC|2740
LTSF|LADENBURG 7% NTS|UBSS|UBS Securities LLC|7350
LTSF|LADENBURG 7% NTS|VGRD|Vanguard Marketing Corporation|1400
LTSF|LADENBURG 7% NTS|WCHV|WELLS FARGO SECURITIES, LLC|10974
LTSF|LADENBURG 7% NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5495
LTSL|LADENBURG THA 6.5 NT|BBNT|BB&T SECURITIES, LLC|6456
LTSL|LADENBURG THA 6.5 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
LTSL|LADENBURG THA 6.5 NT|DBAX|Deutsche Bank Securities Inc.|400
LTSL|LADENBURG THA 6.5 NT|DEAN|MORGAN STANLEY|200
LTSL|LADENBURG THA 6.5 NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
LTSL|LADENBURG THA 6.5 NT|ETRS|E*Trade Securities LLC|175
LTSL|LADENBURG THA 6.5 NT|FBSB|U.S. Bancorp Investments, Inc.|140
LTSL|LADENBURG THA 6.5 NT|HRBF|American Enterprise Investment Services Inc.|600
LTSL|LADENBURG THA 6.5 NT|IATS|INTERACTIVE BROKERS LLC|100
LTSL|LADENBURG THA 6.5 NT|IBKR|Interactive Brokers Llc|200
LTSL|LADENBURG THA 6.5 NT|INCA|INSTINET, LLC|300
LTSL|LADENBURG THA 6.5 NT|LAFC|R. F. Lafferty & Co., Inc.|3400
LTSL|LADENBURG THA 6.5 NT|LIME|Lime Brokerage LLC|275
LTSL|LADENBURG THA 6.5 NT|LTCO|Ladenburg, Thalmann & Co., Inc.|3800
LTSL|LADENBURG THA 6.5 NT|MSCO|MORGAN STANLEY & CO. LLC|276
LTSL|LADENBURG THA 6.5 NT|NFSC|National Financial Services LLC|4827
LTSL|LADENBURG THA 6.5 NT|NITE|VIRTU Americas LLC|22517
LTSL|LADENBURG THA 6.5 NT|NQRB|Brut, LLC|700
LTSL|LADENBURG THA 6.5 NT|SPDR|SPEEDROUTE LLC|100
LTSL|LADENBURG THA 6.5 NT|SWST|Hilltop Securities Inc.|3111
LTSL|LADENBURG THA 6.5 NT|TRBT|Tradebot Systems, Inc.|200
LTSL|LADENBURG THA 6.5 NT|UBSA|UBS SECURITIES LLC|800
LTSL|LADENBURG THA 6.5 NT|UBSS|UBS Securities LLC|3224
LTSL|LADENBURG THA 6.5 NT|VGRD|Vanguard Marketing Corporation|1300
LTSL|LADENBURG THA 6.5 NT|WBLR|WILLIAM BLAIR|1500
LTSL|LADENBURG THA 6.5 NT|WCHV|WELLS FARGO SECURITIES, LLC|5295
LTSL|LADENBURG THA 6.5 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
LTXB|LEGACYTEXAS FNL CM|ALTX|Alternet Securities Inc.|1600
LTXB|LEGACYTEXAS FNL CM|APCC|Apex Clearing Corporation|5383
LTXB|LEGACYTEXAS FNL CM|BARD|Robert W. Baird & Co. Incorporated|3320
LTXB|LEGACYTEXAS FNL CM|BATM|CBOE TRADING, INC.|2586
LTXB|LEGACYTEXAS FNL CM|BERN|Sanford C. Bernstein & Co., LLC|29730
LTXB|LEGACYTEXAS FNL CM|BIDS|BIDS TRADING L.P.|300
LTXB|LEGACYTEXAS FNL CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|138
LTXB|LEGACYTEXAS FNL CM|BMOC|BMO Capital Markets Corp.|9373
LTXB|LEGACYTEXAS FNL CM|BNPX|BNP PARIBAS SECURITIES CORP.|14144
LTXB|LEGACYTEXAS FNL CM|BRVL|BLAYLOCK VAN, LLC|700
LTXB|LEGACYTEXAS FNL CM|BTIG|BTIG, LLC|783
LTXB|LEGACYTEXAS FNL CM|BYXM|CBOE TRADING, INC.|219
LTXB|LEGACYTEXAS FNL CM|BZYD|GOLDMAN SACHS & CO. LLC|655
LTXB|LEGACYTEXAS FNL CM|CANT|Cantor Fitzgerald & Co.|387
LTXB|LEGACYTEXAS FNL CM|CHAS|Charles Schwab & Co., Inc.|2
LTXB|LEGACYTEXAS FNL CM|CIST|Capital Institutional Services, Inc.|6904
LTXB|LEGACYTEXAS FNL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68721
LTXB|LEGACYTEXAS FNL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3940
LTXB|LEGACYTEXAS FNL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100465
LTXB|LEGACYTEXAS FNL CM|CTDL|Citadel Derivatives Group Llc|11196
LTXB|LEGACYTEXAS FNL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|16192
LTXB|LEGACYTEXAS FNL CM|DBAB|Deutsche Bank Securities Inc.|287186
LTXB|LEGACYTEXAS FNL CM|DBAX|Deutsche Bank Securities Inc.|37800
LTXB|LEGACYTEXAS FNL CM|DBUL|Deutsche Bank Securities Inc.|372
LTXB|LEGACYTEXAS FNL CM|DEAN|MORGAN STANLEY|83
LTXB|LEGACYTEXAS FNL CM|DEGS|RONIN PROFESSIONAL LLC|770
LTXB|LEGACYTEXAS FNL CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4224
LTXB|LEGACYTEXAS FNL CM|EBXL|EBX LLC|60300
LTXB|LEGACYTEXAS FNL CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
LTXB|LEGACYTEXAS FNL CM|EDJO|Edward D. Jones & Co., L.P.|2724
LTXB|LEGACYTEXAS FNL CM|EGAM|CBOE TRADING, INC.|4587
LTXB|LEGACYTEXAS FNL CM|EGMT|EG MARKET TECHNOLOGIES LLC|456
LTXB|LEGACYTEXAS FNL CM|EGXM|CBOE TRADING, INC.|2509
LTXB|LEGACYTEXAS FNL CM|EGXW|CBOE TRADING, INC.|5
LTXB|LEGACYTEXAS FNL CM|ETBE|Electronic Transaction Clearing, Inc.|630
LTXB|LEGACYTEXAS FNL CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|176
LTXB|LEGACYTEXAS FNL CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2822
LTXB|LEGACYTEXAS FNL CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20441
LTXB|LEGACYTEXAS FNL CM|ETRS|E*Trade Securities LLC|3405
LTXB|LEGACYTEXAS FNL CM|FBCO|Credit Suisse Securities (USA) LLC|302818
LTXB|LEGACYTEXAS FNL CM|FILL|Tradestation Securities, Inc.|25
LTXB|LEGACYTEXAS FNL CM|FOMA|TD AMERITRADE CLEARING, INC.|2667
LTXB|LEGACYTEXAS FNL CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3376
LTXB|LEGACYTEXAS FNL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98911
LTXB|LEGACYTEXAS FNL CM|FTBR|Foliofn Investments, Inc.|472
LTXB|LEGACYTEXAS FNL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|16735
LTXB|LEGACYTEXAS FNL CM|GLPX|ACS EXECUTION SERVICES, LLC|6461
LTXB|LEGACYTEXAS FNL CM|GSCO|GOLDMAN SACHS & CO. LLC|660621
LTXB|LEGACYTEXAS FNL CM|GSCS|GOLDMAN SACHS & CO. LLC|15356
LTXB|LEGACYTEXAS FNL CM|GSLT|GOLDMAN SACHS & CO. LLC|3808
LTXB|LEGACYTEXAS FNL CM|GTSZ|GTS SECURITIES LLC|11674
LTXB|LEGACYTEXAS FNL CM|HAPX|HAP Trading, LLC|300
LTXB|LEGACYTEXAS FNL CM|HRBF|American Enterprise Investment Services Inc.|95
LTXB|LEGACYTEXAS FNL CM|HSBC|HSBC Securities, Inc.|146900
LTXB|LEGACYTEXAS FNL CM|IATS|INTERACTIVE BROKERS LLC|112
LTXB|LEGACYTEXAS FNL CM|IBKR|Interactive Brokers Llc|7588
LTXB|LEGACYTEXAS FNL CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|26
LTXB|LEGACYTEXAS FNL CM|ICBX|INSTINET, LLC|16900
LTXB|LEGACYTEXAS FNL CM|IEQY|CITADEL SECURITIES LLC|75335
LTXB|LEGACYTEXAS FNL CM|INCA|INSTINET, LLC|250247
LTXB|LEGACYTEXAS FNL CM|INJX|INSTINET, LLC|14266
LTXB|LEGACYTEXAS FNL CM|ITGI|ITG Inc.|27476
LTXB|LEGACYTEXAS FNL CM|ITGP|ITG INC.|30800
LTXB|LEGACYTEXAS FNL CM|JANY|Janney Montgomery Scott Inc.|3985
LTXB|LEGACYTEXAS FNL CM|JEFF|JEFFERIES LLC|84648
LTXB|LEGACYTEXAS FNL CM|JMPT|JUMP TRADING, LLC|24532
LTXB|LEGACYTEXAS FNL CM|JPBX|J.P. MORGAN SECURITIES LLC|20320
LTXB|LEGACYTEXAS FNL CM|JPMX|J.P. Morgan Securities LLC|146756
LTXB|LEGACYTEXAS FNL CM|JSJX|JANE STREET CAPITAL LLC|2774
LTXB|LEGACYTEXAS FNL CM|KBWI|Keefe, Bruyette & Woods, Inc.|125514
LTXB|LEGACYTEXAS FNL CM|KCGM|VIRTU Americas LLC|8768
LTXB|LEGACYTEXAS FNL CM|LEHM|Barclays Capital Inc./Le|216778
LTXB|LEGACYTEXAS FNL CM|LIME|Lime Brokerage LLC|129079
LTXB|LEGACYTEXAS FNL CM|LQNA|LIQUIDNET, INC.|190500
LTXB|LEGACYTEXAS FNL CM|MACQ|Macquarie Capital (USA) Inc.|1700
LTXB|LEGACYTEXAS FNL CM|MAXM|Maxim Group LLC|4971
LTXB|LEGACYTEXAS FNL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30217
LTXB|LEGACYTEXAS FNL CM|MOTF|MOTIF INVESTING, INC.|8
LTXB|LEGACYTEXAS FNL CM|MPSG|E D & F Man Capital Markets Inc.|3150
LTXB|LEGACYTEXAS FNL CM|MSCO|MORGAN STANLEY & CO. LLC|768776
LTXB|LEGACYTEXAS FNL CM|MSPL|MORGAN STANLEY & CO. LLC|101100
LTXB|LEGACYTEXAS FNL CM|MSTX|MORGAN STANLEY & CO. LLC|24900
LTXB|LEGACYTEXAS FNL CM|NFSC|National Financial Services LLC|21118
LTXB|LEGACYTEXAS FNL CM|NITE|VIRTU Americas LLC|67297
LTXB|LEGACYTEXAS FNL CM|NITP|VIRTU Americas LLC|1100
LTXB|LEGACYTEXAS FNL CM|NQRB|Brut, LLC|7017
LTXB|LEGACYTEXAS FNL CM|NTRC|Northern Trust Securities, Inc.|2170
LTXB|LEGACYTEXAS FNL CM|OPCO|Oppenheimer & Co. Inc.|5
LTXB|LEGACYTEXAS FNL CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1184
LTXB|LEGACYTEXAS FNL CM|PDQM|CODA MARKETS, INC.|33420
LTXB|LEGACYTEXAS FNL CM|PIPR|Piper Jaffray & Co.|3515
LTXB|LEGACYTEXAS FNL CM|RBCM|RBC CAPITAL MARKETS, LLC|739
LTXB|LEGACYTEXAS FNL CM|RHCO|Suntrust Robinson Humphrey, Inc.|14119
LTXB|LEGACYTEXAS FNL CM|SAGL|SAGETRADER, LLC|11669
LTXB|LEGACYTEXAS FNL CM|SAGW|SAGETRADER, LLC|503
LTXB|LEGACYTEXAS FNL CM|SBSH|Citigroup Global Markets Inc.|120347
LTXB|LEGACYTEXAS FNL CM|SGMT|GOLDMAN SACHS & CO. LLC|28453
LTXB|LEGACYTEXAS FNL CM|SPDR|SPEEDROUTE LLC|10563
LTXB|LEGACYTEXAS FNL CM|STFL|Stifel, Nicolaus & Company, Incorporated|270
LTXB|LEGACYTEXAS FNL CM|SWIM|TD Ameritrade, Inc.|900
LTXB|LEGACYTEXAS FNL CM|SWST|Hilltop Securities Inc.|15
LTXB|LEGACYTEXAS FNL CM|TRBT|Tradebot Systems, Inc.|82674
LTXB|LEGACYTEXAS FNL CM|TRCM|TRC MARKETS LLC|82009
LTXB|LEGACYTEXAS FNL CM|UBSA|UBS SECURITIES LLC|127996
LTXB|LEGACYTEXAS FNL CM|UBSS|UBS Securities LLC|439559
LTXB|LEGACYTEXAS FNL CM|VALX|VIRTU AMERICAS LLC|5845
LTXB|LEGACYTEXAS FNL CM|VGRD|Vanguard Marketing Corporation|259
LTXB|LEGACYTEXAS FNL CM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
LTXB|LEGACYTEXAS FNL CM|WCHV|WELLS FARGO SECURITIES, LLC|60431
LTXB|LEGACYTEXAS FNL CM|WEED|Weeden & Co.L.P.|399
LTXB|LEGACYTEXAS FNL CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|294
LTXB|LEGACYTEXAS FNL CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|683
LTXB|LEGACYTEXAS FNL CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
LTXB|LEGACYTEXAS FNL CM|WSEA|WOLVERINE SECURITIES, LLC|375
LTXB|LEGACYTEXAS FNL CM|XIST|INSTINET, LLC|27048
LTXB|LEGACYTEXAS FNL CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|9006
LTXB|LEGACYTEXAS FNL CM|YKNA|COMHAR CAPITAL MARKETS, LLC|420
LTXB|LEGACYTEXAS FNL CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3125
LUB|LUBY S INC|ALTX|Alternet Securities Inc.|100
LUB|LUBY S INC|APCC|Apex Clearing Corporation|14
LUB|LUBY S INC|BARD|Robert W. Baird & Co. Incorporated|1050
LUB|LUBY S INC|BAYT|BTIG, LLC|2476
LUB|LUBY S INC|BTIG|BTIG, LLC|100000
LUB|LUBY S INC|BYXM|CBOE TRADING, INC.|300
LUB|LUBY S INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2989
LUB|LUBY S INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2522
LUB|LUBY S INC|DBAB|Deutsche Bank Securities Inc.|400
LUB|LUBY S INC|DBAX|Deutsche Bank Securities Inc.|2000
LUB|LUBY S INC|EBXL|EBX LLC|900
LUB|LUBY S INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|124
LUB|LUBY S INC|EDJO|Edward D. Jones & Co., L.P.|20750
LUB|LUBY S INC|EGAM|CBOE TRADING, INC.|100
LUB|LUBY S INC|EGXM|CBOE TRADING, INC.|105
LUB|LUBY S INC|EGXW|CBOE TRADING, INC.|107
LUB|LUBY S INC|ETRS|E*Trade Securities LLC|2010
LUB|LUBY S INC|FILL|Tradestation Securities, Inc.|466
LUB|LUBY S INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|247
LUB|LUBY S INC|FTBR|Foliofn Investments, Inc.|57
LUB|LUBY S INC|GSCO|GOLDMAN SACHS & CO. LLC|3159
LUB|LUBY S INC|GSCS|GOLDMAN SACHS & CO. LLC|1116
LUB|LUBY S INC|GSLT|GOLDMAN SACHS & CO. LLC|922
LUB|LUBY S INC|GTSZ|GTS SECURITIES LLC|100
LUB|LUBY S INC|IATS|INTERACTIVE BROKERS LLC|1000
LUB|LUBY S INC|IBKR|Interactive Brokers Llc|400
LUB|LUBY S INC|ICBX|INSTINET, LLC|4607
LUB|LUBY S INC|INCA|INSTINET, LLC|2800
LUB|LUBY S INC|INJX|INSTINET, LLC|500
LUB|LUBY S INC|ITGI|ITG Inc.|5300
LUB|LUBY S INC|ITGP|ITG INC.|3400
LUB|LUBY S INC|JEFF|JEFFERIES LLC|3239
LUB|LUBY S INC|JPMX|J.P. Morgan Securities LLC|4290
LUB|LUBY S INC|KCGM|VIRTU Americas LLC|3838
LUB|LUBY S INC|LEHM|Barclays Capital Inc./Le|2003
LUB|LUBY S INC|LIME|Lime Brokerage LLC|347
LUB|LUBY S INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6054
LUB|LUBY S INC|MSCO|MORGAN STANLEY & CO. LLC|11973
LUB|LUBY S INC|MSPL|MORGAN STANLEY & CO. LLC|600
LUB|LUBY S INC|NFSC|National Financial Services LLC|15124
LUB|LUBY S INC|NITE|VIRTU Americas LLC|32096
LUB|LUBY S INC|PDQM|CODA MARKETS, INC.|100
LUB|LUBY S INC|RBCM|RBC CAPITAL MARKETS, LLC|3700
LUB|LUBY S INC|SBSH|Citigroup Global Markets Inc.|415
LUB|LUBY S INC|SGMT|GOLDMAN SACHS & CO. LLC|5023
LUB|LUBY S INC|SPDR|SPEEDROUTE LLC|965
LUB|LUBY S INC|SWIM|TD Ameritrade, Inc.|1900
LUB|LUBY S INC|UBSA|UBS SECURITIES LLC|21380
LUB|LUBY S INC|UBSS|UBS Securities LLC|5508
LUB|LUBY S INC|WCHV|WELLS FARGO SECURITIES, LLC|1632
LUB|LUBY S INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41
LUB|LUBY S INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|486
LUB|LUBY S INC|WSEA|WOLVERINE SECURITIES, LLC|270
LUB|LUBY S INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
LULU|LULULEMON ATHLETICA|ABLE|NATIXIS Securities Americas LLC|359200
LULU|LULULEMON ATHLETICA|AGIS|Aegis Capital Corp.|5150
LULU|LULULEMON ATHLETICA|ALTX|Alternet Securities Inc.|35014
LULU|LULULEMON ATHLETICA|ANOS|ABEL/NOSER, L.L.C.|2663
LULU|LULULEMON ATHLETICA|APCC|Apex Clearing Corporation|44526
LULU|LULULEMON ATHLETICA|BANK|Primevest Financial Services, Inc.|53
LULU|LULULEMON ATHLETICA|BARD|Robert W. Baird & Co. Incorporated|38345
LULU|LULULEMON ATHLETICA|BATM|CBOE TRADING, INC.|18583
LULU|LULULEMON ATHLETICA|BAYC|BAY CREST PARTNERS, LLC|245662
LULU|LULULEMON ATHLETICA|BAYT|BTIG, LLC|54170
LULU|LULULEMON ATHLETICA|BBNT|BB&T SECURITIES, LLC|361
LULU|LULULEMON ATHLETICA|BERN|Sanford C. Bernstein & Co., LLC|177505
LULU|LULULEMON ATHLETICA|BIAD|SAGETRADER, LLC|347
LULU|LULULEMON ATHLETICA|BIDS|BIDS TRADING L.P.|1000
LULU|LULULEMON ATHLETICA|BIMI|Banca IMI Securities Corp.|703
LULU|LULULEMON ATHLETICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40560
LULU|LULULEMON ATHLETICA|BLKX|INSTINET, LLC|32000
LULU|LULULEMON ATHLETICA|BMOC|BMO Capital Markets Corp.|1025
LULU|LULULEMON ATHLETICA|BNPX|BNP PARIBAS SECURITIES CORP.|667654
LULU|LULULEMON ATHLETICA|BTIG|BTIG, LLC|190776
LULU|LULULEMON ATHLETICA|BYXM|CBOE TRADING, INC.|16390
LULU|LULULEMON ATHLETICA|BZYD|GOLDMAN SACHS & CO. LLC|572
LULU|LULULEMON ATHLETICA|CABR|Cabrera Capital Markets, Inc.|11
LULU|LULULEMON ATHLETICA|CANT|Cantor Fitzgerald & Co.|932
LULU|LULULEMON ATHLETICA|CBRA|Cobra Trading, Inc.|200
LULU|LULULEMON ATHLETICA|CHAS|Charles Schwab & Co., Inc.|11138
LULU|LULULEMON ATHLETICA|CICF|Canaccord Genuity Corp.|15981
LULU|LULULEMON ATHLETICA|CIST|Capital Institutional Services, Inc.|612
LULU|LULULEMON ATHLETICA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|295485
LULU|LULULEMON ATHLETICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4011
LULU|LULULEMON ATHLETICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|73944
LULU|LULULEMON ATHLETICA|CRFN|ROBINHOOD FINANCIAL, LLC|25
LULU|LULULEMON ATHLETICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1095555
LULU|LULULEMON ATHLETICA|CTDL|Citadel Derivatives Group Llc|42131
LULU|LULULEMON ATHLETICA|CTLR|CUTLER GROUP, LP|80207
LULU|LULULEMON ATHLETICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|192576
LULU|LULULEMON ATHLETICA|DADA|D.A. Davidson & Co.|635
LULU|LULULEMON ATHLETICA|DBAB|Deutsche Bank Securities Inc.|1385451
LULU|LULULEMON ATHLETICA|DBAX|Deutsche Bank Securities Inc.|651400
LULU|LULULEMON ATHLETICA|DBUL|Deutsche Bank Securities Inc.|8968
LULU|LULULEMON ATHLETICA|DCHF|Dart Executions, LLC|4846
LULU|LULULEMON ATHLETICA|DEAN|MORGAN STANLEY|20481
LULU|LULULEMON ATHLETICA|DEGS|RONIN PROFESSIONAL LLC|7692
LULU|LULULEMON ATHLETICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19026
LULU|LULULEMON ATHLETICA|DRWK|DRW SECURITIES, L.L.C.|86727
LULU|LULULEMON ATHLETICA|EBXL|EBX LLC|463500
LULU|LULULEMON ATHLETICA|ECUT|CONVERGEX EXECUTION SOLUTIONS|18538
LULU|LULULEMON ATHLETICA|EDJC|Edward Jones / CDS|55
LULU|LULULEMON ATHLETICA|EDJO|Edward D. Jones & Co., L.P.|3395
LULU|LULULEMON ATHLETICA|EGAM|CBOE TRADING, INC.|39752
LULU|LULULEMON ATHLETICA|EGAW|CBOE TRADING, INC.|588
LULU|LULULEMON ATHLETICA|EGMT|EG MARKET TECHNOLOGIES LLC|9501
LULU|LULULEMON ATHLETICA|EGXM|CBOE TRADING, INC.|31301
LULU|LULULEMON ATHLETICA|EGXW|CBOE TRADING, INC.|590
LULU|LULULEMON ATHLETICA|EROM|Eroom Securities L.L.C.|80
LULU|LULULEMON ATHLETICA|EROP|Eroom Securities L.L.C.|1719
LULU|LULULEMON ATHLETICA|ESPO|ESPOSITO SECURITIES, LLC|340
LULU|LULULEMON ATHLETICA|ETBE|Electronic Transaction Clearing, Inc.|161764
LULU|LULULEMON ATHLETICA|ETCB|ETC BROKERAGE SERVICES, LLC|1468
LULU|LULULEMON ATHLETICA|ETCC|Electronic Transaction Clearing, Inc.|631
LULU|LULULEMON ATHLETICA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10474
LULU|LULULEMON ATHLETICA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|267073
LULU|LULULEMON ATHLETICA|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2504
LULU|LULULEMON ATHLETICA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|190
LULU|LULULEMON ATHLETICA|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
LULU|LULULEMON ATHLETICA|ETRS|E*Trade Securities LLC|1012378
LULU|LULULEMON ATHLETICA|FBCO|Credit Suisse Securities (USA) LLC|1686353
LULU|LULULEMON ATHLETICA|FBSB|U.S. Bancorp Investments, Inc.|240
LULU|LULULEMON ATHLETICA|FIDT|Fidelity Clearing Canada ULC./ CDS|440
LULU|LULULEMON ATHLETICA|FILL|Tradestation Securities, Inc.|164997
LULU|LULULEMON ATHLETICA|FMAF|NBCN Inc./ CDS|78295
LULU|LULULEMON ATHLETICA|FOMA|TD AMERITRADE CLEARING, INC.|2488294
LULU|LULULEMON ATHLETICA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|546173
LULU|LULULEMON ATHLETICA|FQLS|Quantlab Securities LP|973692
LULU|LULULEMON ATHLETICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|232889
LULU|LULULEMON ATHLETICA|FTBR|Foliofn Investments, Inc.|7305
LULU|LULULEMON ATHLETICA|GEBB|GLOBAL EXECUTION BROKERS, LP|69260
LULU|LULULEMON ATHLETICA|GLIS|TD Securities Inc|896
LULU|LULULEMON ATHLETICA|GLPX|ACS EXECUTION SERVICES, LLC|166216
LULU|LULULEMON ATHLETICA|GSCO|GOLDMAN SACHS & CO. LLC|4439185
LULU|LULULEMON ATHLETICA|GSCS|GOLDMAN SACHS & CO. LLC|48203
LULU|LULULEMON ATHLETICA|GSLT|GOLDMAN SACHS & CO. LLC|58796
LULU|LULULEMON ATHLETICA|GTSZ|GTS SECURITIES LLC|622399
LULU|LULULEMON ATHLETICA|HAPX|HAP Trading, LLC|1879
LULU|LULULEMON ATHLETICA|HRBF|American Enterprise Investment Services Inc.|4537
LULU|LULULEMON ATHLETICA|HSBC|HSBC Securities, Inc.|3274
LULU|LULULEMON ATHLETICA|IATS|INTERACTIVE BROKERS LLC|252943
LULU|LULULEMON ATHLETICA|IBKR|Interactive Brokers Llc|785173
LULU|LULULEMON ATHLETICA|IBSJ|Integrity Brokerage Services, Inc.|129
LULU|LULULEMON ATHLETICA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3626
LULU|LULULEMON ATHLETICA|ICBX|INSTINET, LLC|99426
LULU|LULULEMON ATHLETICA|INCA|INSTINET, LLC|1695037
LULU|LULULEMON ATHLETICA|INJX|INSTINET, LLC|53692
LULU|LULULEMON ATHLETICA|ITGI|ITG Inc.|172088
LULU|LULULEMON ATHLETICA|ITGP|ITG INC.|326400
LULU|LULULEMON ATHLETICA|JANY|Janney Montgomery Scott Inc.|2066
LULU|LULULEMON ATHLETICA|JEFF|JEFFERIES LLC|229402
LULU|LULULEMON ATHLETICA|JMPT|JUMP TRADING, LLC|135226
LULU|LULULEMON ATHLETICA|JPBX|J.P. MORGAN SECURITIES LLC|255838
LULU|LULULEMON ATHLETICA|JPMX|J.P. Morgan Securities LLC|1047955
LULU|LULULEMON ATHLETICA|JSJX|JANE STREET CAPITAL LLC|135262
LULU|LULULEMON ATHLETICA|JUTA|JUMP TRADING, LLC|1064
LULU|LULULEMON ATHLETICA|KCGM|VIRTU Americas LLC|149083
LULU|LULULEMON ATHLETICA|KCRD|PHX FINANCIAL, INC.|200
LULU|LULULEMON ATHLETICA|LEHM|Barclays Capital Inc./Le|3159835
LULU|LULULEMON ATHLETICA|LIME|Lime Brokerage LLC|364442
LULU|LULULEMON ATHLETICA|LMNX|LUMINEX TRADING & ANALYTICS LLC|76832
LULU|LULULEMON ATHLETICA|LOOP|Loop Capital Markets LLC|872
LULU|LULULEMON ATHLETICA|LQNA|LIQUIDNET, INC.|5600
LULU|LULULEMON ATHLETICA|LSCI|Lek Securities Corporation|17225
LULU|LULULEMON ATHLETICA|LVMR|LIVERMORE TRADING GROUP, INC.|3740
LULU|LULULEMON ATHLETICA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
LULU|LULULEMON ATHLETICA|MACQ|Macquarie Capital (USA) Inc.|7938
LULU|LULULEMON ATHLETICA|MAVB|Great Point Capital LLC|50
LULU|LULULEMON ATHLETICA|MAXM|Maxim Group LLC|660
LULU|LULULEMON ATHLETICA|MBTS|ALLY INVEST SECURITIES LLC|3240
LULU|LULULEMON ATHLETICA|MCMF|Raymond James Ltd. Cds|561
LULU|LULULEMON ATHLETICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|310598
LULU|LULULEMON ATHLETICA|MOTF|MOTIF INVESTING, INC.|132
LULU|LULULEMON ATHLETICA|MPSG|E D & F Man Capital Markets Inc.|551
LULU|LULULEMON ATHLETICA|MSCO|MORGAN STANLEY & CO. LLC|9073262
LULU|LULULEMON ATHLETICA|MSPL|MORGAN STANLEY & CO. LLC|702100
LULU|LULULEMON ATHLETICA|MSTX|MORGAN STANLEY & CO. LLC|475700
LULU|LULULEMON ATHLETICA|NATL|National Securities Corporation|1200
LULU|LULULEMON ATHLETICA|NBCS|NBC Securities, INC.|500
LULU|LULULEMON ATHLETICA|NEUB|NEUBERGER BERMAN BD LLC|43069
LULU|LULULEMON ATHLETICA|NFSC|National Financial Services LLC|1322330
LULU|LULULEMON ATHLETICA|NITE|VIRTU Americas LLC|2964947
LULU|LULULEMON ATHLETICA|NITP|VIRTU Americas LLC|3953
LULU|LULULEMON ATHLETICA|NORT|Northland Securities, Inc.|1750
LULU|LULULEMON ATHLETICA|NQRB|Brut, LLC|30899
LULU|LULULEMON ATHLETICA|NTRC|Northern Trust Securities, Inc.|15635
LULU|LULULEMON ATHLETICA|OHOS|TWO SIGMA SECURITIES, LLC|109025
LULU|LULULEMON ATHLETICA|ONEL|O'NEIL SECURITIES, INCORPORATED|1970
LULU|LULULEMON ATHLETICA|OPCO|Oppenheimer & Co. Inc.|5814
LULU|LULULEMON ATHLETICA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2887
LULU|LULULEMON ATHLETICA|PCPT|PHILLIP CAPITAL INC.|477
LULU|LULULEMON ATHLETICA|PDQM|CODA MARKETS, INC.|382317
LULU|LULULEMON ATHLETICA|PHLY|NASDAQ Execution Services, LLC|69800
LULU|LULULEMON ATHLETICA|PICT|Pictet Overseas Inc.|4250
LULU|LULULEMON ATHLETICA|PIPR|Piper Jaffray & Co.|629
LULU|LULULEMON ATHLETICA|PNSR|Penserra Securities, LLC|2600
LULU|LULULEMON ATHLETICA|POIN|PRECISION SECURITIES, LLC (POIN)|1000
LULU|LULULEMON ATHLETICA|PREC|PRECISION SECURITIES, LLC|1001
LULU|LULULEMON ATHLETICA|PWJC|UBS Financial Services, Inc.|1912
LULU|LULULEMON ATHLETICA|QMSR|QUATTRO M SECURITIES INC.|2594
LULU|LULULEMON ATHLETICA|RAJA|Raymond James & Associates, Inc.|31954
LULU|LULULEMON ATHLETICA|RBCM|RBC CAPITAL MARKETS, LLC|19492
LULU|LULULEMON ATHLETICA|RJLB|RJL CAPITAL GROUP, LLC|9714
LULU|LULULEMON ATHLETICA|RJLC|RJL CAPITAL GROUP, LLC|2852
LULU|LULULEMON ATHLETICA|SAGL|SAGETRADER, LLC|77019
LULU|LULULEMON ATHLETICA|SALI|INTL FCSTONE FINANCIAL INC.|814
LULU|LULULEMON ATHLETICA|SBSH|Citigroup Global Markets Inc.|2110336
LULU|LULULEMON ATHLETICA|SCMC|Scotia Capital Markets (USA) Inc.|199
LULU|LULULEMON ATHLETICA|SGMT|GOLDMAN SACHS & CO. LLC|347485
LULU|LULULEMON ATHLETICA|SOGO|Wang Investment Associates, Inc.|640
LULU|LULULEMON ATHLETICA|SPDR|SPEEDROUTE LLC|34451
LULU|LULULEMON ATHLETICA|SPHN|Stephens Inc.|102
LULU|LULULEMON ATHLETICA|SPTD|MINT GLOBAL MARKETS, INC.|1600
LULU|LULULEMON ATHLETICA|STFL|Stifel, Nicolaus & Company, Incorporated|7759
LULU|LULULEMON ATHLETICA|STKP|STOCKPILE INVESTMENTS, INC.|754
LULU|LULULEMON ATHLETICA|STXG|Stockcross Financial Services, Inc.|4000
LULU|LULULEMON ATHLETICA|SWIM|TD Ameritrade, Inc.|1394512
LULU|LULULEMON ATHLETICA|SWST|Hilltop Securities Inc.|2015
LULU|LULULEMON ATHLETICA|TAGC|TELSEY ADVISORY GROUP LLC|34177
LULU|LULULEMON ATHLETICA|TKNG|ALLY INVEST SECURITIES LLC|14533
LULU|LULULEMON ATHLETICA|TRBT|Tradebot Systems, Inc.|812762
LULU|LULULEMON ATHLETICA|TRCM|TRC MARKETS LLC|512163
LULU|LULULEMON ATHLETICA|TWTT|TASTYWORKS, INC.|11629
LULU|LULULEMON ATHLETICA|UBSA|UBS SECURITIES LLC|1435993
LULU|LULULEMON ATHLETICA|UBSS|UBS Securities LLC|2118871
LULU|LULULEMON ATHLETICA|VALX|VIRTU AMERICAS LLC|73520
LULU|LULULEMON ATHLETICA|VGRD|Vanguard Marketing Corporation|43155
LULU|LULULEMON ATHLETICA|VSIN|Vision Financial Markets Llc|1409
LULU|LULULEMON ATHLETICA|WABR|Wall Street Access|2999
LULU|LULULEMON ATHLETICA|WBLR|WILLIAM BLAIR|7567
LULU|LULULEMON ATHLETICA|WBPX|SUMMIT SECURITIES GROUP, LLC|21228
LULU|LULULEMON ATHLETICA|WCHV|WELLS FARGO SECURITIES, LLC|123352
LULU|LULULEMON ATHLETICA|WEDB|WEDBUSH SECURITIES INC.|114798
LULU|LULULEMON ATHLETICA|WEED|Weeden & Co.L.P.|954
LULU|LULULEMON ATHLETICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|67023
LULU|LULULEMON ATHLETICA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|81043
LULU|LULULEMON ATHLETICA|WGIF|CIBC World Markets Inc.|26324
LULU|LULULEMON ATHLETICA|WHOT|JUST2TRADE, INC.|20
LULU|LULULEMON ATHLETICA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|14
LULU|LULULEMON ATHLETICA|WORD|Worden Capital Management LLC|2029
LULU|LULULEMON ATHLETICA|WSEA|WOLVERINE SECURITIES, LLC|30880
LULU|LULULEMON ATHLETICA|XIST|INSTINET, LLC|40222
LULU|LULULEMON ATHLETICA|XPUS|XP SECURITIES, LLC|2600
LULU|LULULEMON ATHLETICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|229806
LULU|LULULEMON ATHLETICA|YKNA|COMHAR CAPITAL MARKETS, LLC|18343
LULU|LULULEMON ATHLETICA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3111
LUNA|LUNA INNOVATIONS INC|ALTX|Alternet Securities Inc.|100
LUNA|LUNA INNOVATIONS INC|APCC|Apex Clearing Corporation|338
LUNA|LUNA INNOVATIONS INC|BATM|CBOE TRADING, INC.|400
LUNA|LUNA INNOVATIONS INC|BERN|Sanford C. Bernstein & Co., LLC|381
LUNA|LUNA INNOVATIONS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
LUNA|LUNA INNOVATIONS INC|CANT|Cantor Fitzgerald & Co.|705
LUNA|LUNA INNOVATIONS INC|CHAS|Charles Schwab & Co., Inc.|40
LUNA|LUNA INNOVATIONS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111674
LUNA|LUNA INNOVATIONS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30337
LUNA|LUNA INNOVATIONS INC|CTDE|CHOICETRADE|40
LUNA|LUNA INNOVATIONS INC|CTDL|Citadel Derivatives Group Llc|402
LUNA|LUNA INNOVATIONS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17806
LUNA|LUNA INNOVATIONS INC|DAVA|Davenport & Company LLC|200
LUNA|LUNA INNOVATIONS INC|DBAB|Deutsche Bank Securities Inc.|20786
LUNA|LUNA INNOVATIONS INC|DBAX|Deutsche Bank Securities Inc.|25100
LUNA|LUNA INNOVATIONS INC|DEAN|MORGAN STANLEY|200
LUNA|LUNA INNOVATIONS INC|DEGS|RONIN PROFESSIONAL LLC|11312
LUNA|LUNA INNOVATIONS INC|EBXL|EBX LLC|26100
LUNA|LUNA INNOVATIONS INC|EDJO|Edward D. Jones & Co., L.P.|4599
LUNA|LUNA INNOVATIONS INC|EGAM|CBOE TRADING, INC.|300
LUNA|LUNA INNOVATIONS INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
LUNA|LUNA INNOVATIONS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1482
LUNA|LUNA INNOVATIONS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|530
LUNA|LUNA INNOVATIONS INC|ETRS|E*Trade Securities LLC|61426
LUNA|LUNA INNOVATIONS INC|FBCO|Credit Suisse Securities (USA) LLC|11289
LUNA|LUNA INNOVATIONS INC|FMAF|NBCN Inc./ CDS|1200
LUNA|LUNA INNOVATIONS INC|FOMA|TD AMERITRADE CLEARING, INC.|92564
LUNA|LUNA INNOVATIONS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25480
LUNA|LUNA INNOVATIONS INC|FTBR|Foliofn Investments, Inc.|17
LUNA|LUNA INNOVATIONS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1041
LUNA|LUNA INNOVATIONS INC|GLPX|ACS EXECUTION SERVICES, LLC|800
LUNA|LUNA INNOVATIONS INC|GSCO|GOLDMAN SACHS & CO. LLC|29061
LUNA|LUNA INNOVATIONS INC|GSLT|GOLDMAN SACHS & CO. LLC|100
LUNA|LUNA INNOVATIONS INC|HRBF|American Enterprise Investment Services Inc.|3500
LUNA|LUNA INNOVATIONS INC|IATS|INTERACTIVE BROKERS LLC|5275
LUNA|LUNA INNOVATIONS INC|IBKR|Interactive Brokers Llc|43107
LUNA|LUNA INNOVATIONS INC|ICBX|INSTINET, LLC|6889
LUNA|LUNA INNOVATIONS INC|INCA|INSTINET, LLC|44503
LUNA|LUNA INNOVATIONS INC|INJX|INSTINET, LLC|3844
LUNA|LUNA INNOVATIONS INC|ITGI|ITG Inc.|10
LUNA|LUNA INNOVATIONS INC|ITGP|ITG INC.|39800
LUNA|LUNA INNOVATIONS INC|JANY|Janney Montgomery Scott Inc.|5020
LUNA|LUNA INNOVATIONS INC|JEFF|JEFFERIES LLC|3649
LUNA|LUNA INNOVATIONS INC|JMPT|JUMP TRADING, LLC|1730
LUNA|LUNA INNOVATIONS INC|JONE|JonesTrading|60000
LUNA|LUNA INNOVATIONS INC|JPMX|J.P. Morgan Securities LLC|32874
LUNA|LUNA INNOVATIONS INC|JSJX|JANE STREET CAPITAL LLC|413
LUNA|LUNA INNOVATIONS INC|KCGM|VIRTU Americas LLC|21650
LUNA|LUNA INNOVATIONS INC|LEHM|Barclays Capital Inc./Le|33203
LUNA|LUNA INNOVATIONS INC|LIME|Lime Brokerage LLC|32733
LUNA|LUNA INNOVATIONS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33986
LUNA|LUNA INNOVATIONS INC|MOTF|MOTIF INVESTING, INC.|3
LUNA|LUNA INNOVATIONS INC|MSCO|MORGAN STANLEY & CO. LLC|73273
LUNA|LUNA INNOVATIONS INC|MSPL|MORGAN STANLEY & CO. LLC|17300
LUNA|LUNA INNOVATIONS INC|MSTX|MORGAN STANLEY & CO. LLC|5800
LUNA|LUNA INNOVATIONS INC|NFSC|National Financial Services LLC|164915
LUNA|LUNA INNOVATIONS INC|NITE|VIRTU Americas LLC|270619
LUNA|LUNA INNOVATIONS INC|NQRB|Brut, LLC|100
LUNA|LUNA INNOVATIONS INC|RAJA|Raymond James & Associates, Inc.|5300
LUNA|LUNA INNOVATIONS INC|RBCM|RBC CAPITAL MARKETS, LLC|1200
LUNA|LUNA INNOVATIONS INC|SBSH|Citigroup Global Markets Inc.|5003
LUNA|LUNA INNOVATIONS INC|SGMT|GOLDMAN SACHS & CO. LLC|11789
LUNA|LUNA INNOVATIONS INC|SPDR|SPEEDROUTE LLC|400
LUNA|LUNA INNOVATIONS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2200
LUNA|LUNA INNOVATIONS INC|SWIM|TD Ameritrade, Inc.|15040
LUNA|LUNA INNOVATIONS INC|SWST|Hilltop Securities Inc.|2170
LUNA|LUNA INNOVATIONS INC|TKNG|ALLY INVEST SECURITIES LLC|2909
LUNA|LUNA INNOVATIONS INC|TRBT|Tradebot Systems, Inc.|2425
LUNA|LUNA INNOVATIONS INC|TRCM|TRC MARKETS LLC|27498
LUNA|LUNA INNOVATIONS INC|UBSA|UBS SECURITIES LLC|70943
LUNA|LUNA INNOVATIONS INC|UBSS|UBS Securities LLC|89418
LUNA|LUNA INNOVATIONS INC|VALX|VIRTU AMERICAS LLC|57
LUNA|LUNA INNOVATIONS INC|VGRD|Vanguard Marketing Corporation|16272
LUNA|LUNA INNOVATIONS INC|WCHV|WELLS FARGO SECURITIES, LLC|105777
LUNA|LUNA INNOVATIONS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
LUNA|LUNA INNOVATIONS INC|WFPB|Wells Fargo Securities, LLC.|5970
LUNA|LUNA INNOVATIONS INC|WSEA|WOLVERINE SECURITIES, LLC|1914
LUNA|LUNA INNOVATIONS INC|XIST|INSTINET, LLC|1400
LUNA|LUNA INNOVATIONS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
LUNA|LUNA INNOVATIONS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1750
LUV|SOUTHWEST AIRLINES|ABLE|NATIXIS Securities Americas LLC|737372
LUV|SOUTHWEST AIRLINES|ADAM|CANACCORD GENUITY INC.|400
LUV|SOUTHWEST AIRLINES|AGIS|Aegis Capital Corp.|12
LUV|SOUTHWEST AIRLINES|ALTX|Alternet Securities Inc.|54512
LUV|SOUTHWEST AIRLINES|ANOS|ABEL/NOSER, L.L.C.|1982
LUV|SOUTHWEST AIRLINES|APCC|Apex Clearing Corporation|20826
LUV|SOUTHWEST AIRLINES|AQUA|AQUA SECURITIES L.P.|49900
LUV|SOUTHWEST AIRLINES|BANK|Primevest Financial Services, Inc.|1564
LUV|SOUTHWEST AIRLINES|BARD|Robert W. Baird & Co. Incorporated|24191
LUV|SOUTHWEST AIRLINES|BATM|CBOE TRADING, INC.|87572
LUV|SOUTHWEST AIRLINES|BAYC|BAY CREST PARTNERS, LLC|1790
LUV|SOUTHWEST AIRLINES|BAYT|BTIG, LLC|9100
LUV|SOUTHWEST AIRLINES|BBNT|BB&T SECURITIES, LLC|3975
LUV|SOUTHWEST AIRLINES|BERN|Sanford C. Bernstein & Co., LLC|298919
LUV|SOUTHWEST AIRLINES|BIAD|SAGETRADER, LLC|11
LUV|SOUTHWEST AIRLINES|BIDS|BIDS TRADING L.P.|3200
LUV|SOUTHWEST AIRLINES|BIMI|Banca IMI Securities Corp.|3966
LUV|SOUTHWEST AIRLINES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|145306
LUV|SOUTHWEST AIRLINES|BLKX|INSTINET, LLC|377306
LUV|SOUTHWEST AIRLINES|BMOC|BMO Capital Markets Corp.|278
LUV|SOUTHWEST AIRLINES|BNPX|BNP PARIBAS SECURITIES CORP.|1518491
LUV|SOUTHWEST AIRLINES|BRGE|Newbridge Securities Corp.|199
LUV|SOUTHWEST AIRLINES|BTIG|BTIG, LLC|74791
LUV|SOUTHWEST AIRLINES|BYXM|CBOE TRADING, INC.|21321
LUV|SOUTHWEST AIRLINES|BZYD|GOLDMAN SACHS & CO. LLC|800
LUV|SOUTHWEST AIRLINES|CABR|Cabrera Capital Markets, Inc.|75
LUV|SOUTHWEST AIRLINES|CANT|Cantor Fitzgerald & Co.|25553
LUV|SOUTHWEST AIRLINES|CHAS|Charles Schwab & Co., Inc.|53592
LUV|SOUTHWEST AIRLINES|CIBP|CIBC World Markets Corp.|438652
LUV|SOUTHWEST AIRLINES|CIST|Capital Institutional Services, Inc.|16715
LUV|SOUTHWEST AIRLINES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|331820
LUV|SOUTHWEST AIRLINES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|402
LUV|SOUTHWEST AIRLINES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20689
LUV|SOUTHWEST AIRLINES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1956754
LUV|SOUTHWEST AIRLINES|CTDL|Citadel Derivatives Group Llc|54631
LUV|SOUTHWEST AIRLINES|CTLR|CUTLER GROUP, LP|49257
LUV|SOUTHWEST AIRLINES|CXCX|CITIGROUP GLOBAL MARKETS INC.|201734
LUV|SOUTHWEST AIRLINES|DADA|D.A. Davidson & Co.|5931
LUV|SOUTHWEST AIRLINES|DAVA|Davenport & Company LLC|41600
LUV|SOUTHWEST AIRLINES|DBAB|Deutsche Bank Securities Inc.|874066
LUV|SOUTHWEST AIRLINES|DBAX|Deutsche Bank Securities Inc.|1719800
LUV|SOUTHWEST AIRLINES|DBUL|Deutsche Bank Securities Inc.|6761
LUV|SOUTHWEST AIRLINES|DCHF|Dart Executions, LLC|13135
LUV|SOUTHWEST AIRLINES|DEAN|MORGAN STANLEY|62666
LUV|SOUTHWEST AIRLINES|DEGS|RONIN PROFESSIONAL LLC|600
LUV|SOUTHWEST AIRLINES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|99502
LUV|SOUTHWEST AIRLINES|DRWK|DRW SECURITIES, L.L.C.|15673
LUV|SOUTHWEST AIRLINES|EBXL|EBX LLC|797900
LUV|SOUTHWEST AIRLINES|ECUT|CONVERGEX EXECUTION SOLUTIONS|144302
LUV|SOUTHWEST AIRLINES|EDJC|Edward Jones / CDS|5393
LUV|SOUTHWEST AIRLINES|EDJO|Edward D. Jones & Co., L.P.|127508
LUV|SOUTHWEST AIRLINES|EGAM|CBOE TRADING, INC.|90596
LUV|SOUTHWEST AIRLINES|EGAW|CBOE TRADING, INC.|2316
LUV|SOUTHWEST AIRLINES|EGMT|EG MARKET TECHNOLOGIES LLC|1200
LUV|SOUTHWEST AIRLINES|EGXM|CBOE TRADING, INC.|40850
LUV|SOUTHWEST AIRLINES|EGXW|CBOE TRADING, INC.|500
LUV|SOUTHWEST AIRLINES|ETBE|Electronic Transaction Clearing, Inc.|80751
LUV|SOUTHWEST AIRLINES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
LUV|SOUTHWEST AIRLINES|ETCB|ETC BROKERAGE SERVICES, LLC|10
LUV|SOUTHWEST AIRLINES|ETCC|Electronic Transaction Clearing, Inc.|805
LUV|SOUTHWEST AIRLINES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25562
LUV|SOUTHWEST AIRLINES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|499
LUV|SOUTHWEST AIRLINES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6771
LUV|SOUTHWEST AIRLINES|ETRS|E*Trade Securities LLC|3262589
LUV|SOUTHWEST AIRLINES|FILL|Tradestation Securities, Inc.|100565
LUV|SOUTHWEST AIRLINES|FINX|FINTECH SECURITIES|48
LUV|SOUTHWEST AIRLINES|FMAF|NBCN Inc./ CDS|12488
LUV|SOUTHWEST AIRLINES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|26699
LUV|SOUTHWEST AIRLINES|FQLS|Quantlab Securities LP|935909
LUV|SOUTHWEST AIRLINES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|323879
LUV|SOUTHWEST AIRLINES|FTBR|Foliofn Investments, Inc.|37258
LUV|SOUTHWEST AIRLINES|GBMT|GBM International, Inc.|12569
LUV|SOUTHWEST AIRLINES|GEBB|GLOBAL EXECUTION BROKERS, LP|64405
LUV|SOUTHWEST AIRLINES|GLIS|TD Securities Inc|6941
LUV|SOUTHWEST AIRLINES|GLPX|ACS EXECUTION SERVICES, LLC|201287
LUV|SOUTHWEST AIRLINES|GSCO|GOLDMAN SACHS & CO. LLC|7103394
LUV|SOUTHWEST AIRLINES|GSCS|GOLDMAN SACHS & CO. LLC|52508
LUV|SOUTHWEST AIRLINES|GSLT|GOLDMAN SACHS & CO. LLC|100209
LUV|SOUTHWEST AIRLINES|GTSZ|GTS SECURITIES LLC|534852
LUV|SOUTHWEST AIRLINES|HAPX|HAP Trading, LLC|4599
LUV|SOUTHWEST AIRLINES|HCTA|Hardcastle Trading USA LLC|71257
LUV|SOUTHWEST AIRLINES|HPPX|POTAMUS TRADING, LLC|902
LUV|SOUTHWEST AIRLINES|HRBF|American Enterprise Investment Services Inc.|94101
LUV|SOUTHWEST AIRLINES|HSBC|HSBC Securities, Inc.|7950
LUV|SOUTHWEST AIRLINES|IATS|INTERACTIVE BROKERS LLC|73609
LUV|SOUTHWEST AIRLINES|IBKR|Interactive Brokers Llc|159286
LUV|SOUTHWEST AIRLINES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|883
LUV|SOUTHWEST AIRLINES|ICBX|INSTINET, LLC|304492
LUV|SOUTHWEST AIRLINES|IEQY|CITADEL SECURITIES LLC|489438
LUV|SOUTHWEST AIRLINES|IMPC|Imperial Capital, LLC|3000
LUV|SOUTHWEST AIRLINES|INCA|INSTINET, LLC|1154892
LUV|SOUTHWEST AIRLINES|INJX|INSTINET, LLC|28400
LUV|SOUTHWEST AIRLINES|INTL|INTL FCSTONE FINANCIAL INC.|125
LUV|SOUTHWEST AIRLINES|ITGI|ITG Inc.|244362
LUV|SOUTHWEST AIRLINES|ITGP|ITG INC.|531200
LUV|SOUTHWEST AIRLINES|JANY|Janney Montgomery Scott Inc.|11456
LUV|SOUTHWEST AIRLINES|JEFF|JEFFERIES LLC|464659
LUV|SOUTHWEST AIRLINES|JHDR|J.H. Darbie & Co., Inc.|610
LUV|SOUTHWEST AIRLINES|JMPT|JUMP TRADING, LLC|353696
LUV|SOUTHWEST AIRLINES|JONE|JonesTrading|5005
LUV|SOUTHWEST AIRLINES|JPBX|J.P. MORGAN SECURITIES LLC|469566
LUV|SOUTHWEST AIRLINES|JPMX|J.P. Morgan Securities LLC|2016774
LUV|SOUTHWEST AIRLINES|JSEB|JANE STREET EXECUTION SERVICES, LLC|29256
LUV|SOUTHWEST AIRLINES|JSJX|JANE STREET CAPITAL LLC|18203
LUV|SOUTHWEST AIRLINES|KCGM|VIRTU Americas LLC|383829
LUV|SOUTHWEST AIRLINES|LEHM|Barclays Capital Inc./Le|4627222
LUV|SOUTHWEST AIRLINES|LGNT|COR CLEARING LLC|7
LUV|SOUTHWEST AIRLINES|LIME|Lime Brokerage LLC|170655
LUV|SOUTHWEST AIRLINES|LMNX|LUMINEX TRADING & ANALYTICS LLC|279902
LUV|SOUTHWEST AIRLINES|LOOP|Loop Capital Markets LLC|16927
LUV|SOUTHWEST AIRLINES|LQNA|LIQUIDNET, INC.|212400
LUV|SOUTHWEST AIRLINES|LSCI|Lek Securities Corporation|6896
LUV|SOUTHWEST AIRLINES|LVMR|LIVERMORE TRADING GROUP, INC.|1900
LUV|SOUTHWEST AIRLINES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
LUV|SOUTHWEST AIRLINES|MACC|Mid Atlantic Capital Corporation|755
LUV|SOUTHWEST AIRLINES|MACQ|Macquarie Capital (USA) Inc.|800
LUV|SOUTHWEST AIRLINES|MAXM|Maxim Group LLC|31509
LUV|SOUTHWEST AIRLINES|MCMF|Raymond James Ltd. Cds|700
LUV|SOUTHWEST AIRLINES|MKMP|MKM Partners LLC|78100
LUV|SOUTHWEST AIRLINES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|983509
LUV|SOUTHWEST AIRLINES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2000
LUV|SOUTHWEST AIRLINES|MOTF|MOTIF INVESTING, INC.|97
LUV|SOUTHWEST AIRLINES|MPSG|E D & F Man Capital Markets Inc.|3723
LUV|SOUTHWEST AIRLINES|MSCO|MORGAN STANLEY & CO. LLC|8204392
LUV|SOUTHWEST AIRLINES|MSPL|MORGAN STANLEY & CO. LLC|1476200
LUV|SOUTHWEST AIRLINES|MSTX|MORGAN STANLEY & CO. LLC|1751400
LUV|SOUTHWEST AIRLINES|MULL|MARK J. MULLER EQUITIES, INC.|460
LUV|SOUTHWEST AIRLINES|NATL|National Securities Corporation|1075
LUV|SOUTHWEST AIRLINES|NBCS|NBC Securities, INC.|665
LUV|SOUTHWEST AIRLINES|NEED|Needham & Company, LLC|1077
LUV|SOUTHWEST AIRLINES|NFSC|National Financial Services LLC|2998870
LUV|SOUTHWEST AIRLINES|NITE|VIRTU Americas LLC|5924632
LUV|SOUTHWEST AIRLINES|NITP|VIRTU Americas LLC|4907
LUV|SOUTHWEST AIRLINES|NMRA|Nomura Securities International, Inc.|3100
LUV|SOUTHWEST AIRLINES|NQRB|Brut, LLC|87722
LUV|SOUTHWEST AIRLINES|NTBF|BMO Nesbitt Burns Inc./CDS|8023
LUV|SOUTHWEST AIRLINES|NTRC|Northern Trust Securities, Inc.|2772
LUV|SOUTHWEST AIRLINES|OHOS|TWO SIGMA SECURITIES, LLC|164327
LUV|SOUTHWEST AIRLINES|OPCO|Oppenheimer & Co. Inc.|31565
LUV|SOUTHWEST AIRLINES|OTAA|OTA LLC|1100
LUV|SOUTHWEST AIRLINES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2050
LUV|SOUTHWEST AIRLINES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2185
LUV|SOUTHWEST AIRLINES|PDQM|CODA MARKETS, INC.|380780
LUV|SOUTHWEST AIRLINES|PHLY|NASDAQ Execution Services, LLC|70400
LUV|SOUTHWEST AIRLINES|PIPR|Piper Jaffray & Co.|1938
LUV|SOUTHWEST AIRLINES|PWJC|UBS Financial Services, Inc.|25712
LUV|SOUTHWEST AIRLINES|QMSR|QUATTRO M SECURITIES INC.|5352
LUV|SOUTHWEST AIRLINES|RBCM|RBC CAPITAL MARKETS, LLC|49416
LUV|SOUTHWEST AIRLINES|RGLD|Regal Securities, Inc|1825
LUV|SOUTHWEST AIRLINES|RJLC|RJL CAPITAL GROUP, LLC|3997
LUV|SOUTHWEST AIRLINES|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2000
LUV|SOUTHWEST AIRLINES|SAGL|SAGETRADER, LLC|245788
LUV|SOUTHWEST AIRLINES|SAGW|SAGETRADER, LLC|1801
LUV|SOUTHWEST AIRLINES|SALI|INTL FCSTONE FINANCIAL INC.|1678
LUV|SOUTHWEST AIRLINES|SBRX|MURIEL SIEBERT & CO INC|608
LUV|SOUTHWEST AIRLINES|SBSH|Citigroup Global Markets Inc.|638091
LUV|SOUTHWEST AIRLINES|SEIC|SEI Investments Distribution Co.|7875
LUV|SOUTHWEST AIRLINES|SGMT|GOLDMAN SACHS & CO. LLC|987192
LUV|SOUTHWEST AIRLINES|SJLS|TRADE INFORMATICS LLC|300
LUV|SOUTHWEST AIRLINES|SOGO|Wang Investment Associates, Inc.|3
LUV|SOUTHWEST AIRLINES|SPDR|SPEEDROUTE LLC|108941
LUV|SOUTHWEST AIRLINES|SPHN|Stephens Inc.|13209
LUV|SOUTHWEST AIRLINES|STFL|Stifel, Nicolaus & Company, Incorporated|60357
LUV|SOUTHWEST AIRLINES|STKP|STOCKPILE INVESTMENTS, INC.|550
LUV|SOUTHWEST AIRLINES|STRS|STRATEGAS RESEARCH PARTNERS|6500
LUV|SOUTHWEST AIRLINES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13200
LUV|SOUTHWEST AIRLINES|SWIM|TD Ameritrade, Inc.|743690
LUV|SOUTHWEST AIRLINES|SWST|Hilltop Securities Inc.|17489
LUV|SOUTHWEST AIRLINES|TAGC|TELSEY ADVISORY GROUP LLC|2665
LUV|SOUTHWEST AIRLINES|TDSI|TD Securities (USA) LLC|100
LUV|SOUTHWEST AIRLINES|TKNG|ALLY INVEST SECURITIES LLC|21181
LUV|SOUTHWEST AIRLINES|TMBR|Timber Hill LLC|63
LUV|SOUTHWEST AIRLINES|TRBT|Tradebot Systems, Inc.|1079785
LUV|SOUTHWEST AIRLINES|TRCM|TRC MARKETS LLC|1031977
LUV|SOUTHWEST AIRLINES|TWTT|TASTYWORKS, INC.|4625
LUV|SOUTHWEST AIRLINES|UBSA|UBS SECURITIES LLC|3052352
LUV|SOUTHWEST AIRLINES|UBSS|UBS Securities LLC|2632731
LUV|SOUTHWEST AIRLINES|VALX|VIRTU AMERICAS LLC|26456
LUV|SOUTHWEST AIRLINES|VGRD|Vanguard Marketing Corporation|240699
LUV|SOUTHWEST AIRLINES|VSIN|Vision Financial Markets Llc|1
LUV|SOUTHWEST AIRLINES|WBET|Wallachbeth Capital LLC|5562
LUV|SOUTHWEST AIRLINES|WBLR|WILLIAM BLAIR|2190
LUV|SOUTHWEST AIRLINES|WBPX|SUMMIT SECURITIES GROUP, LLC|10876
LUV|SOUTHWEST AIRLINES|WCHV|WELLS FARGO SECURITIES, LLC|754702
LUV|SOUTHWEST AIRLINES|WDNX|WEEDEN & CO.L.P.|584
LUV|SOUTHWEST AIRLINES|WEDB|WEDBUSH SECURITIES INC.|22162
LUV|SOUTHWEST AIRLINES|WEED|Weeden & Co.L.P.|14885
LUV|SOUTHWEST AIRLINES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|456062
LUV|SOUTHWEST AIRLINES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12559
LUV|SOUTHWEST AIRLINES|WGIF|CIBC World Markets Inc.|3310
LUV|SOUTHWEST AIRLINES|WHOT|JUST2TRADE, INC.|20
LUV|SOUTHWEST AIRLINES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1955
LUV|SOUTHWEST AIRLINES|WOLF|Wolfe Trahan Securities|1
LUV|SOUTHWEST AIRLINES|WSAG|WALL STREET ACCESS|354
LUV|SOUTHWEST AIRLINES|WSEA|WOLVERINE SECURITIES, LLC|116659
LUV|SOUTHWEST AIRLINES|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2400
LUV|SOUTHWEST AIRLINES|XIST|INSTINET, LLC|90290
LUV|SOUTHWEST AIRLINES|XPQR|Jump Trading|2753
LUV|SOUTHWEST AIRLINES|XSTM|NATIONAL FINANCIAL SERVICES LLC|1348152
LUV|SOUTHWEST AIRLINES|YKNA|COMHAR CAPITAL MARKETS, LLC|8498
LUV|SOUTHWEST AIRLINES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|62485
LVHB|INNOVATOR LUNT LOW V|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1242
LVHB|INNOVATOR LUNT LOW V|BTIG|BTIG, LLC|70546
LVHB|INNOVATOR LUNT LOW V|BYXM|CBOE TRADING, INC.|100
LVHB|INNOVATOR LUNT LOW V|CHAS|Charles Schwab & Co., Inc.|2
LVHB|INNOVATOR LUNT LOW V|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3275
LVHB|INNOVATOR LUNT LOW V|CSIN|Citadel Securities Institutional LLC|11918
LVHB|INNOVATOR LUNT LOW V|CTDL|Citadel Derivatives Group Llc|15350
LVHB|INNOVATOR LUNT LOW V|DBAX|Deutsche Bank Securities Inc.|500
LVHB|INNOVATOR LUNT LOW V|EBXL|EBX LLC|600
LVHB|INNOVATOR LUNT LOW V|EDJO|Edward D. Jones & Co., L.P.|52
LVHB|INNOVATOR LUNT LOW V|ETRS|E*Trade Securities LLC|600
LVHB|INNOVATOR LUNT LOW V|FTBR|Foliofn Investments, Inc.|72
LVHB|INNOVATOR LUNT LOW V|GLPX|ACS EXECUTION SERVICES, LLC|1300
LVHB|INNOVATOR LUNT LOW V|GSCS|GOLDMAN SACHS & CO. LLC|200
LVHB|INNOVATOR LUNT LOW V|GTSZ|GTS SECURITIES LLC|1549
LVHB|INNOVATOR LUNT LOW V|IATS|INTERACTIVE BROKERS LLC|93
LVHB|INNOVATOR LUNT LOW V|ICBX|INSTINET, LLC|200
LVHB|INNOVATOR LUNT LOW V|JPMX|J.P. Morgan Securities LLC|200
LVHB|INNOVATOR LUNT LOW V|JSEB|JANE STREET EXECUTION SERVICES, LLC|35071
LVHB|INNOVATOR LUNT LOW V|JSJX|JANE STREET CAPITAL LLC|44245
LVHB|INNOVATOR LUNT LOW V|KCGM|VIRTU Americas LLC|6269
LVHB|INNOVATOR LUNT LOW V|LEHM|Barclays Capital Inc./Le|2000
LVHB|INNOVATOR LUNT LOW V|LIME|Lime Brokerage LLC|121
LVHB|INNOVATOR LUNT LOW V|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
LVHB|INNOVATOR LUNT LOW V|MACC|Mid Atlantic Capital Corporation|41
LVHB|INNOVATOR LUNT LOW V|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
LVHB|INNOVATOR LUNT LOW V|MSCO|MORGAN STANLEY & CO. LLC|6518
LVHB|INNOVATOR LUNT LOW V|NFSC|National Financial Services LLC|83458
LVHB|INNOVATOR LUNT LOW V|NITE|VIRTU Americas LLC|60738
LVHB|INNOVATOR LUNT LOW V|NITP|VIRTU Americas LLC|186
LVHB|INNOVATOR LUNT LOW V|PDQM|CODA MARKETS, INC.|2600
LVHB|INNOVATOR LUNT LOW V|RBCM|RBC CAPITAL MARKETS, LLC|988
LVHB|INNOVATOR LUNT LOW V|SGMT|GOLDMAN SACHS & CO. LLC|449
LVHB|INNOVATOR LUNT LOW V|STFL|Stifel, Nicolaus & Company, Incorporated|3786
LVHB|INNOVATOR LUNT LOW V|SWIM|TD Ameritrade, Inc.|600
LVHB|INNOVATOR LUNT LOW V|SWST|Hilltop Securities Inc.|26
LVHB|INNOVATOR LUNT LOW V|UBSA|UBS SECURITIES LLC|9476
LVHB|INNOVATOR LUNT LOW V|UBSS|UBS Securities LLC|11215
LVHB|INNOVATOR LUNT LOW V|VGRD|Vanguard Marketing Corporation|50
LVHB|INNOVATOR LUNT LOW V|WSEA|WOLVERINE SECURITIES, LLC|2
LVHB|INNOVATOR LUNT LOW V|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
LVHB|INNOVATOR LUNT LOW V|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11678
LVHD|LEGG MASON LV HD ETF|APCC|Apex Clearing Corporation|48
LVHD|LEGG MASON LV HD ETF|BANK|Primevest Financial Services, Inc.|237
LVHD|LEGG MASON LV HD ETF|BARD|Robert W. Baird & Co. Incorporated|1833
LVHD|LEGG MASON LV HD ETF|CANT|Cantor Fitzgerald & Co.|2280
LVHD|LEGG MASON LV HD ETF|CHAS|Charles Schwab & Co., Inc.|14392
LVHD|LEGG MASON LV HD ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
LVHD|LEGG MASON LV HD ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2237
LVHD|LEGG MASON LV HD ETF|CSIN|Citadel Securities Institutional LLC|150797
LVHD|LEGG MASON LV HD ETF|CTDL|Citadel Derivatives Group Llc|164727
LVHD|LEGG MASON LV HD ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|322
LVHD|LEGG MASON LV HD ETF|DBAX|Deutsche Bank Securities Inc.|2400
LVHD|LEGG MASON LV HD ETF|DEAN|MORGAN STANLEY|15302
LVHD|LEGG MASON LV HD ETF|EBXL|EBX LLC|1900
LVHD|LEGG MASON LV HD ETF|EDJO|Edward D. Jones & Co., L.P.|165
LVHD|LEGG MASON LV HD ETF|EGAM|CBOE TRADING, INC.|507
LVHD|LEGG MASON LV HD ETF|EGXM|CBOE TRADING, INC.|300
LVHD|LEGG MASON LV HD ETF|ETBE|Electronic Transaction Clearing, Inc.|612
LVHD|LEGG MASON LV HD ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60
LVHD|LEGG MASON LV HD ETF|ETRS|E*Trade Securities LLC|4489
LVHD|LEGG MASON LV HD ETF|FBCO|Credit Suisse Securities (USA) LLC|26097
LVHD|LEGG MASON LV HD ETF|FBSB|U.S. Bancorp Investments, Inc.|625
LVHD|LEGG MASON LV HD ETF|FOMA|TD AMERITRADE CLEARING, INC.|98437
LVHD|LEGG MASON LV HD ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|800
LVHD|LEGG MASON LV HD ETF|FTBR|Foliofn Investments, Inc.|12
LVHD|LEGG MASON LV HD ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|6396
LVHD|LEGG MASON LV HD ETF|GSCO|GOLDMAN SACHS & CO. LLC|4369
LVHD|LEGG MASON LV HD ETF|GTSZ|GTS SECURITIES LLC|420
LVHD|LEGG MASON LV HD ETF|HRBF|American Enterprise Investment Services Inc.|36441
LVHD|LEGG MASON LV HD ETF|IATS|INTERACTIVE BROKERS LLC|250
LVHD|LEGG MASON LV HD ETF|IBKR|Interactive Brokers Llc|30540
LVHD|LEGG MASON LV HD ETF|ICBX|INSTINET, LLC|500
LVHD|LEGG MASON LV HD ETF|JANY|Janney Montgomery Scott Inc.|556
LVHD|LEGG MASON LV HD ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|239532
LVHD|LEGG MASON LV HD ETF|JSJX|JANE STREET CAPITAL LLC|105278
LVHD|LEGG MASON LV HD ETF|KCGM|VIRTU Americas LLC|2084
LVHD|LEGG MASON LV HD ETF|LEHM|Barclays Capital Inc./Le|2200
LVHD|LEGG MASON LV HD ETF|LIME|Lime Brokerage LLC|1166
LVHD|LEGG MASON LV HD ETF|MACC|Mid Atlantic Capital Corporation|22
LVHD|LEGG MASON LV HD ETF|MAXM|Maxim Group LLC|5600
LVHD|LEGG MASON LV HD ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20876
LVHD|LEGG MASON LV HD ETF|MSCO|MORGAN STANLEY & CO. LLC|72375
LVHD|LEGG MASON LV HD ETF|MSPL|MORGAN STANLEY & CO. LLC|200
LVHD|LEGG MASON LV HD ETF|NFSC|National Financial Services LLC|249465
LVHD|LEGG MASON LV HD ETF|NITE|VIRTU Americas LLC|213729
LVHD|LEGG MASON LV HD ETF|PWJC|UBS Financial Services, Inc.|13725
LVHD|LEGG MASON LV HD ETF|RAJA|Raymond James & Associates, Inc.|46805
LVHD|LEGG MASON LV HD ETF|RBCM|RBC CAPITAL MARKETS, LLC|7387
LVHD|LEGG MASON LV HD ETF|SBSH|Citigroup Global Markets Inc.|4700
LVHD|LEGG MASON LV HD ETF|SGMT|GOLDMAN SACHS & CO. LLC|12360
LVHD|LEGG MASON LV HD ETF|SPHN|Stephens Inc.|1350
LVHD|LEGG MASON LV HD ETF|STFL|Stifel, Nicolaus & Company, Incorporated|3388
LVHD|LEGG MASON LV HD ETF|SWIM|TD Ameritrade, Inc.|500
LVHD|LEGG MASON LV HD ETF|TRCM|TRC MARKETS LLC|2063
LVHD|LEGG MASON LV HD ETF|UBSA|UBS SECURITIES LLC|4928
LVHD|LEGG MASON LV HD ETF|UBSS|UBS Securities LLC|29925
LVHD|LEGG MASON LV HD ETF|VALX|VIRTU AMERICAS LLC|1402
LVHD|LEGG MASON LV HD ETF|VGRD|Vanguard Marketing Corporation|6454
LVHD|LEGG MASON LV HD ETF|WCHV|WELLS FARGO SECURITIES, LLC|6224
LVHD|LEGG MASON LV HD ETF|WEDB|WEDBUSH SECURITIES INC.|1122
LVHD|LEGG MASON LV HD ETF|WSEA|WOLVERINE SECURITIES, LLC|48
LVHD|LEGG MASON LV HD ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|162755
LVHE|LEGG MASON EMRG LVO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
LVHE|LEGG MASON EMRG LVO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
LVHE|LEGG MASON EMRG LVO|ETRS|E*Trade Securities LLC|4
LVHE|LEGG MASON EMRG LVO|FTBR|Foliofn Investments, Inc.|4
LVHE|LEGG MASON EMRG LVO|GSCO|GOLDMAN SACHS & CO. LLC|1600
LVHE|LEGG MASON EMRG LVO|IBKR|Interactive Brokers Llc|1400
LVHE|LEGG MASON EMRG LVO|ICBX|INSTINET, LLC|100
LVHE|LEGG MASON EMRG LVO|JSJX|JANE STREET CAPITAL LLC|406
LVHE|LEGG MASON EMRG LVO|MSCO|MORGAN STANLEY & CO. LLC|477
LVHE|LEGG MASON EMRG LVO|NFSC|National Financial Services LLC|1839
LVHE|LEGG MASON EMRG LVO|NITE|VIRTU Americas LLC|383
LVHE|LEGG MASON EMRG LVO|SWIM|TD Ameritrade, Inc.|65
LVHE|LEGG MASON EMRG LVO|UBSA|UBS SECURITIES LLC|600
LVHE|LEGG MASON EMRG LVO|WSEA|WOLVERINE SECURITIES, LLC|7
LVHE|LEGG MASON EMRG LVO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2472
LVHI|LEGG MASON INTERNATI|BATM|CBOE TRADING, INC.|100
LVHI|LEGG MASON INTERNATI|ETRS|E*Trade Securities LLC|500
LVHI|LEGG MASON INTERNATI|IATS|INTERACTIVE BROKERS LLC|100
LVHI|LEGG MASON INTERNATI|LIME|Lime Brokerage LLC|132
LVHI|LEGG MASON INTERNATI|MSCO|MORGAN STANLEY & CO. LLC|350
LVHI|LEGG MASON INTERNATI|NFSC|National Financial Services LLC|408
LVHI|LEGG MASON INTERNATI|NITE|VIRTU Americas LLC|5734
LVHI|LEGG MASON INTERNATI|RBCM|RBC CAPITAL MARKETS, LLC|4522
LVHI|LEGG MASON INTERNATI|SPHN|Stephens Inc.|600
LVHI|LEGG MASON INTERNATI|STFL|Stifel, Nicolaus & Company, Incorporated|7090
LVHI|LEGG MASON INTERNATI|SWIM|TD Ameritrade, Inc.|80
LVHI|LEGG MASON INTERNATI|UBSA|UBS SECURITIES LLC|100
LVHI|LEGG MASON INTERNATI|UBSS|UBS Securities LLC|1059
LVHI|LEGG MASON INTERNATI|VGRD|Vanguard Marketing Corporation|508
LVHI|LEGG MASON INTERNATI|WCHV|WELLS FARGO SECURITIES, LLC|485
LVHI|LEGG MASON INTERNATI|WSEA|WOLVERINE SECURITIES, LLC|2
LVHI|LEGG MASON INTERNATI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8083
LVIN|HARTFORD MULTIFACTOR|LIME|Lime Brokerage LLC|200
LVIN|HARTFORD MULTIFACTOR|MOTF|MOTIF INVESTING, INC.|1
LVIN|HARTFORD MULTIFACTOR|MSCO|MORGAN STANLEY & CO. LLC|1
LVL|INVESCO S&P GBL|APCC|Apex Clearing Corporation|87
LVL|INVESCO S&P GBL|BARD|Robert W. Baird & Co. Incorporated|1700
LVL|INVESCO S&P GBL|CANT|Cantor Fitzgerald & Co.|10184
LVL|INVESCO S&P GBL|CHAS|Charles Schwab & Co., Inc.|1
LVL|INVESCO S&P GBL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6606
LVL|INVESCO S&P GBL|CTDL|Citadel Derivatives Group Llc|24243
LVL|INVESCO S&P GBL|DBAX|Deutsche Bank Securities Inc.|2900
LVL|INVESCO S&P GBL|DEAN|MORGAN STANLEY|1225
LVL|INVESCO S&P GBL|EBXL|EBX LLC|1800
LVL|INVESCO S&P GBL|EDJO|Edward D. Jones & Co., L.P.|1900
LVL|INVESCO S&P GBL|EGXM|CBOE TRADING, INC.|100
LVL|INVESCO S&P GBL|ETRS|E*Trade Securities LLC|586
LVL|INVESCO S&P GBL|FTBR|Foliofn Investments, Inc.|36
LVL|INVESCO S&P GBL|GEBB|GLOBAL EXECUTION BROKERS, LP|355
LVL|INVESCO S&P GBL|GTSZ|GTS SECURITIES LLC|100
LVL|INVESCO S&P GBL|HRBF|American Enterprise Investment Services Inc.|1511
LVL|INVESCO S&P GBL|ICBX|INSTINET, LLC|5516
LVL|INVESCO S&P GBL|JPMX|J.P. Morgan Securities LLC|600
LVL|INVESCO S&P GBL|JSJX|JANE STREET CAPITAL LLC|5836
LVL|INVESCO S&P GBL|KCGM|VIRTU Americas LLC|6257
LVL|INVESCO S&P GBL|LEHM|Barclays Capital Inc./Le|17800
LVL|INVESCO S&P GBL|LIME|Lime Brokerage LLC|1970
LVL|INVESCO S&P GBL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10200
LVL|INVESCO S&P GBL|MSCO|MORGAN STANLEY & CO. LLC|2120
LVL|INVESCO S&P GBL|MSPL|MORGAN STANLEY & CO. LLC|1200
LVL|INVESCO S&P GBL|NFSC|National Financial Services LLC|3589
LVL|INVESCO S&P GBL|NITE|VIRTU Americas LLC|15466
LVL|INVESCO S&P GBL|OPCO|Oppenheimer & Co. Inc.|30
LVL|INVESCO S&P GBL|SBSH|Citigroup Global Markets Inc.|500
LVL|INVESCO S&P GBL|SGMT|GOLDMAN SACHS & CO. LLC|5000
LVL|INVESCO S&P GBL|TKNG|ALLY INVEST SECURITIES LLC|200
LVL|INVESCO S&P GBL|UBSA|UBS SECURITIES LLC|11471
LVL|INVESCO S&P GBL|UBSS|UBS Securities LLC|13158
LVL|INVESCO S&P GBL|VGRD|Vanguard Marketing Corporation|147
LVL|INVESCO S&P GBL|WCHV|WELLS FARGO SECURITIES, LLC|35064
LVL|INVESCO S&P GBL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|207
LVL|INVESCO S&P GBL|WSEA|WOLVERINE SECURITIES, LLC|1461
LVL|INVESCO S&P GBL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13890
LVS|LAS VEGAS SANDS CORP|ABLE|NATIXIS Securities Americas LLC|4812
LVS|LAS VEGAS SANDS CORP|ADAM|CANACCORD GENUITY INC.|21950
LVS|LAS VEGAS SANDS CORP|AGIS|Aegis Capital Corp.|3000
LVS|LAS VEGAS SANDS CORP|ALTX|Alternet Securities Inc.|71757
LVS|LAS VEGAS SANDS CORP|ANOS|ABEL/NOSER, L.L.C.|400
LVS|LAS VEGAS SANDS CORP|APCC|Apex Clearing Corporation|16686
LVS|LAS VEGAS SANDS CORP|BANK|Primevest Financial Services, Inc.|2101
LVS|LAS VEGAS SANDS CORP|BARD|Robert W. Baird & Co. Incorporated|14109
LVS|LAS VEGAS SANDS CORP|BATM|CBOE TRADING, INC.|94498
LVS|LAS VEGAS SANDS CORP|BAYC|BAY CREST PARTNERS, LLC|320
LVS|LAS VEGAS SANDS CORP|BAYT|BTIG, LLC|11100
LVS|LAS VEGAS SANDS CORP|BBNT|BB&T SECURITIES, LLC|1773
LVS|LAS VEGAS SANDS CORP|BERN|Sanford C. Bernstein & Co., LLC|408914
LVS|LAS VEGAS SANDS CORP|BIAD|SAGETRADER, LLC|857
LVS|LAS VEGAS SANDS CORP|BIDS|BIDS TRADING L.P.|2300
LVS|LAS VEGAS SANDS CORP|BIMI|Banca IMI Securities Corp.|216
LVS|LAS VEGAS SANDS CORP|BKCM|BNY Mellon Capital Markets LLC|1787
LVS|LAS VEGAS SANDS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22794
LVS|LAS VEGAS SANDS CORP|BLKX|INSTINET, LLC|483215
LVS|LAS VEGAS SANDS CORP|BMOC|BMO Capital Markets Corp.|581
LVS|LAS VEGAS SANDS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|186753
LVS|LAS VEGAS SANDS CORP|BRGE|Newbridge Securities Corp.|350
LVS|LAS VEGAS SANDS CORP|BTIG|BTIG, LLC|46118
LVS|LAS VEGAS SANDS CORP|BYXM|CBOE TRADING, INC.|21606
LVS|LAS VEGAS SANDS CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
LVS|LAS VEGAS SANDS CORP|CABR|Cabrera Capital Markets, Inc.|100
LVS|LAS VEGAS SANDS CORP|CANT|Cantor Fitzgerald & Co.|8331
LVS|LAS VEGAS SANDS CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|161200
LVS|LAS VEGAS SANDS CORP|CHAS|Charles Schwab & Co., Inc.|17001
LVS|LAS VEGAS SANDS CORP|CIBP|CIBC World Markets Corp.|270100
LVS|LAS VEGAS SANDS CORP|CICF|Canaccord Genuity Corp.|360
LVS|LAS VEGAS SANDS CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|268000
LVS|LAS VEGAS SANDS CORP|CIST|Capital Institutional Services, Inc.|3914
LVS|LAS VEGAS SANDS CORP|CLSA|CLSA AMERICAS, LLC|203232
LVS|LAS VEGAS SANDS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|603668
LVS|LAS VEGAS SANDS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
LVS|LAS VEGAS SANDS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5622
LVS|LAS VEGAS SANDS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2211167
LVS|LAS VEGAS SANDS CORP|CTDE|CHOICETRADE|13
LVS|LAS VEGAS SANDS CORP|CTDL|Citadel Derivatives Group Llc|9327
LVS|LAS VEGAS SANDS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|487678
LVS|LAS VEGAS SANDS CORP|DADA|D.A. Davidson & Co.|2448
LVS|LAS VEGAS SANDS CORP|DAVA|Davenport & Company LLC|1837
LVS|LAS VEGAS SANDS CORP|DBAB|Deutsche Bank Securities Inc.|818956
LVS|LAS VEGAS SANDS CORP|DBAX|Deutsche Bank Securities Inc.|3244600
LVS|LAS VEGAS SANDS CORP|DBUL|Deutsche Bank Securities Inc.|2269
LVS|LAS VEGAS SANDS CORP|DCHF|Dart Executions, LLC|38429
LVS|LAS VEGAS SANDS CORP|DEAN|MORGAN STANLEY|40957
LVS|LAS VEGAS SANDS CORP|DEGS|RONIN PROFESSIONAL LLC|500
LVS|LAS VEGAS SANDS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7139
LVS|LAS VEGAS SANDS CORP|DRWK|DRW SECURITIES, L.L.C.|11862
LVS|LAS VEGAS SANDS CORP|EBXL|EBX LLC|1003500
LVS|LAS VEGAS SANDS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|35840
LVS|LAS VEGAS SANDS CORP|EDJO|Edward D. Jones & Co., L.P.|8411
LVS|LAS VEGAS SANDS CORP|EGAM|CBOE TRADING, INC.|462626
LVS|LAS VEGAS SANDS CORP|EGAW|CBOE TRADING, INC.|1756
LVS|LAS VEGAS SANDS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|2771
LVS|LAS VEGAS SANDS CORP|EGXM|CBOE TRADING, INC.|14520
LVS|LAS VEGAS SANDS CORP|EGXW|CBOE TRADING, INC.|109
LVS|LAS VEGAS SANDS CORP|ETBE|Electronic Transaction Clearing, Inc.|63570
LVS|LAS VEGAS SANDS CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
LVS|LAS VEGAS SANDS CORP|ETCB|ETC BROKERAGE SERVICES, LLC|10
LVS|LAS VEGAS SANDS CORP|ETCC|Electronic Transaction Clearing, Inc.|766
LVS|LAS VEGAS SANDS CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|175
LVS|LAS VEGAS SANDS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57953
LVS|LAS VEGAS SANDS CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|131
LVS|LAS VEGAS SANDS CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9526
LVS|LAS VEGAS SANDS CORP|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|100
LVS|LAS VEGAS SANDS CORP|ETRS|E*Trade Securities LLC|505088
LVS|LAS VEGAS SANDS CORP|FBSB|U.S. Bancorp Investments, Inc.|496
LVS|LAS VEGAS SANDS CORP|FFSI|Firstrade Securities Inc.|585
LVS|LAS VEGAS SANDS CORP|FILL|Tradestation Securities, Inc.|29473
LVS|LAS VEGAS SANDS CORP|FINX|FINTECH SECURITIES|53
LVS|LAS VEGAS SANDS CORP|FMAF|NBCN Inc./ CDS|6326
LVS|LAS VEGAS SANDS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2097
LVS|LAS VEGAS SANDS CORP|FQLS|Quantlab Securities LP|1038083
LVS|LAS VEGAS SANDS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|271643
LVS|LAS VEGAS SANDS CORP|FTBR|Foliofn Investments, Inc.|2005
LVS|LAS VEGAS SANDS CORP|GBMT|GBM International, Inc.|31023
LVS|LAS VEGAS SANDS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|32159
LVS|LAS VEGAS SANDS CORP|GLIS|TD Securities Inc|4046
LVS|LAS VEGAS SANDS CORP|GLPX|ACS EXECUTION SERVICES, LLC|515583
LVS|LAS VEGAS SANDS CORP|GSCO|GOLDMAN SACHS & CO. LLC|4525371
LVS|LAS VEGAS SANDS CORP|GSCS|GOLDMAN SACHS & CO. LLC|43348
LVS|LAS VEGAS SANDS CORP|GSLT|GOLDMAN SACHS & CO. LLC|142641
LVS|LAS VEGAS SANDS CORP|GTSZ|GTS SECURITIES LLC|262324
LVS|LAS VEGAS SANDS CORP|HAPX|HAP Trading, LLC|2040
LVS|LAS VEGAS SANDS CORP|HRBF|American Enterprise Investment Services Inc.|19728
LVS|LAS VEGAS SANDS CORP|HSBC|HSBC Securities, Inc.|20898
LVS|LAS VEGAS SANDS CORP|IATS|INTERACTIVE BROKERS LLC|33487
LVS|LAS VEGAS SANDS CORP|IBKR|Interactive Brokers Llc|64129
LVS|LAS VEGAS SANDS CORP|IBSJ|Integrity Brokerage Services, Inc.|125
LVS|LAS VEGAS SANDS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|423
LVS|LAS VEGAS SANDS CORP|ICBX|INSTINET, LLC|338686
LVS|LAS VEGAS SANDS CORP|INCA|INSTINET, LLC|1327390
LVS|LAS VEGAS SANDS CORP|INJX|INSTINET, LLC|27520
LVS|LAS VEGAS SANDS CORP|ITGI|ITG Inc.|315241
LVS|LAS VEGAS SANDS CORP|ITGP|ITG INC.|1058600
LVS|LAS VEGAS SANDS CORP|JANY|Janney Montgomery Scott Inc.|9428
LVS|LAS VEGAS SANDS CORP|JEFF|JEFFERIES LLC|1150965
LVS|LAS VEGAS SANDS CORP|JMPT|JUMP TRADING, LLC|196958
LVS|LAS VEGAS SANDS CORP|JONE|JonesTrading|123400
LVS|LAS VEGAS SANDS CORP|JPBX|J.P. MORGAN SECURITIES LLC|594488
LVS|LAS VEGAS SANDS CORP|JPMX|J.P. Morgan Securities LLC|2420325
LVS|LAS VEGAS SANDS CORP|JSJX|JANE STREET CAPITAL LLC|15090
LVS|LAS VEGAS SANDS CORP|KCGM|VIRTU Americas LLC|318741
LVS|LAS VEGAS SANDS CORP|LEHM|Barclays Capital Inc./Le|2843777
LVS|LAS VEGAS SANDS CORP|LGNT|COR CLEARING LLC|2
LVS|LAS VEGAS SANDS CORP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|22
LVS|LAS VEGAS SANDS CORP|LIME|Lime Brokerage LLC|78150
LVS|LAS VEGAS SANDS CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|255490
LVS|LAS VEGAS SANDS CORP|LOOP|Loop Capital Markets LLC|2157
LVS|LAS VEGAS SANDS CORP|LQNA|LIQUIDNET, INC.|444100
LVS|LAS VEGAS SANDS CORP|LSCI|Lek Securities Corporation|364
LVS|LAS VEGAS SANDS CORP|LVMR|LIVERMORE TRADING GROUP, INC.|10680
LVS|LAS VEGAS SANDS CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
LVS|LAS VEGAS SANDS CORP|MACC|Mid Atlantic Capital Corporation|10
LVS|LAS VEGAS SANDS CORP|MACQ|Macquarie Capital (USA) Inc.|8100
LVS|LAS VEGAS SANDS CORP|MAXM|Maxim Group LLC|810
LVS|LAS VEGAS SANDS CORP|MCMF|Raymond James Ltd. Cds|6671
LVS|LAS VEGAS SANDS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|906975
LVS|LAS VEGAS SANDS CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4130
LVS|LAS VEGAS SANDS CORP|MOTF|MOTIF INVESTING, INC.|34
LVS|LAS VEGAS SANDS CORP|MPSG|E D & F Man Capital Markets Inc.|6357
LVS|LAS VEGAS SANDS CORP|MSCO|MORGAN STANLEY & CO. LLC|6116487
LVS|LAS VEGAS SANDS CORP|MSPL|MORGAN STANLEY & CO. LLC|1295100
LVS|LAS VEGAS SANDS CORP|MSTX|MORGAN STANLEY & CO. LLC|629300
LVS|LAS VEGAS SANDS CORP|MTON|MILLINGTON SECURITIES, INC.|31516
LVS|LAS VEGAS SANDS CORP|NATL|National Securities Corporation|505
LVS|LAS VEGAS SANDS CORP|NBCS|NBC Securities, INC.|50
LVS|LAS VEGAS SANDS CORP|NEED|Needham & Company, LLC|565
LVS|LAS VEGAS SANDS CORP|NEUB|NEUBERGER BERMAN BD LLC|520
LVS|LAS VEGAS SANDS CORP|NFSC|National Financial Services LLC|668910
LVS|LAS VEGAS SANDS CORP|NITE|VIRTU Americas LLC|1962953
LVS|LAS VEGAS SANDS CORP|NITP|VIRTU Americas LLC|3350
LVS|LAS VEGAS SANDS CORP|NMRA|Nomura Securities International, Inc.|25500
LVS|LAS VEGAS SANDS CORP|NQRB|Brut, LLC|132384
LVS|LAS VEGAS SANDS CORP|NTBF|BMO Nesbitt Burns Inc./CDS|7065
LVS|LAS VEGAS SANDS CORP|NTRC|Northern Trust Securities, Inc.|150
LVS|LAS VEGAS SANDS CORP|OHOS|TWO SIGMA SECURITIES, LLC|266310
LVS|LAS VEGAS SANDS CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|3400
LVS|LAS VEGAS SANDS CORP|OPCO|Oppenheimer & Co. Inc.|4364
LVS|LAS VEGAS SANDS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|105
LVS|LAS VEGAS SANDS CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|13104
LVS|LAS VEGAS SANDS CORP|PCFF|Pacific International Securities Inc./CDS|6468
LVS|LAS VEGAS SANDS CORP|PCPT|PHILLIP CAPITAL INC.|1011
LVS|LAS VEGAS SANDS CORP|PDQM|CODA MARKETS, INC.|2671958
LVS|LAS VEGAS SANDS CORP|PHLY|NASDAQ Execution Services, LLC|85400
LVS|LAS VEGAS SANDS CORP|PIPR|Piper Jaffray & Co.|800
LVS|LAS VEGAS SANDS CORP|PUMA|Puma Capital, Llc|43947
LVS|LAS VEGAS SANDS CORP|PWJC|UBS Financial Services, Inc.|11809
LVS|LAS VEGAS SANDS CORP|QMSR|QUATTRO M SECURITIES INC.|12681
LVS|LAS VEGAS SANDS CORP|RBCM|RBC CAPITAL MARKETS, LLC|31617
LVS|LAS VEGAS SANDS CORP|RGLD|Regal Securities, Inc|80
LVS|LAS VEGAS SANDS CORP|SAGL|SAGETRADER, LLC|574639
LVS|LAS VEGAS SANDS CORP|SAGW|SAGETRADER, LLC|945
LVS|LAS VEGAS SANDS CORP|SALI|INTL FCSTONE FINANCIAL INC.|290
LVS|LAS VEGAS SANDS CORP|SBRX|MURIEL SIEBERT & CO INC|100
LVS|LAS VEGAS SANDS CORP|SBSH|Citigroup Global Markets Inc.|919401
LVS|LAS VEGAS SANDS CORP|SEIC|SEI Investments Distribution Co.|500
LVS|LAS VEGAS SANDS CORP|SGMT|GOLDMAN SACHS & CO. LLC|826055
LVS|LAS VEGAS SANDS CORP|SIBO|Prime Executions, Inc.|16573
LVS|LAS VEGAS SANDS CORP|SPDR|SPEEDROUTE LLC|221591
LVS|LAS VEGAS SANDS CORP|SPHN|Stephens Inc.|306
LVS|LAS VEGAS SANDS CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|3000
LVS|LAS VEGAS SANDS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|34165
LVS|LAS VEGAS SANDS CORP|STKP|STOCKPILE INVESTMENTS, INC.|74
LVS|LAS VEGAS SANDS CORP|STXG|Stockcross Financial Services, Inc.|90
LVS|LAS VEGAS SANDS CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17361
LVS|LAS VEGAS SANDS CORP|SWIM|TD Ameritrade, Inc.|335522
LVS|LAS VEGAS SANDS CORP|SWST|Hilltop Securities Inc.|21889
LVS|LAS VEGAS SANDS CORP|TAGC|TELSEY ADVISORY GROUP LLC|800
LVS|LAS VEGAS SANDS CORP|TKNG|ALLY INVEST SECURITIES LLC|6319
LVS|LAS VEGAS SANDS CORP|TMBR|Timber Hill LLC|9723
LVS|LAS VEGAS SANDS CORP|TRBT|Tradebot Systems, Inc.|559477
LVS|LAS VEGAS SANDS CORP|TRCM|TRC MARKETS LLC|732372
LVS|LAS VEGAS SANDS CORP|TWTT|TASTYWORKS, INC.|3249
LVS|LAS VEGAS SANDS CORP|UBSA|UBS SECURITIES LLC|4460829
LVS|LAS VEGAS SANDS CORP|UBSS|UBS Securities LLC|3542509
LVS|LAS VEGAS SANDS CORP|VALX|VIRTU AMERICAS LLC|14249
LVS|LAS VEGAS SANDS CORP|VGRD|Vanguard Marketing Corporation|44195
LVS|LAS VEGAS SANDS CORP|VIEW|VIEWTRADE SECURITIES LLC|105
LVS|LAS VEGAS SANDS CORP|VSIN|Vision Financial Markets Llc|9
LVS|LAS VEGAS SANDS CORP|WBET|Wallachbeth Capital LLC|3011
LVS|LAS VEGAS SANDS CORP|WBLR|WILLIAM BLAIR|399
LVS|LAS VEGAS SANDS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|9415
LVS|LAS VEGAS SANDS CORP|WCHV|WELLS FARGO SECURITIES, LLC|360170
LVS|LAS VEGAS SANDS CORP|WEDB|WEDBUSH SECURITIES INC.|12049
LVS|LAS VEGAS SANDS CORP|WEED|Weeden & Co.L.P.|8019
LVS|LAS VEGAS SANDS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|360269
LVS|LAS VEGAS SANDS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22798
LVS|LAS VEGAS SANDS CORP|WFPB|Wells Fargo Securities, LLC.|900
LVS|LAS VEGAS SANDS CORP|WGIF|CIBC World Markets Inc.|4397
LVS|LAS VEGAS SANDS CORP|WSAG|WALL STREET ACCESS|22
LVS|LAS VEGAS SANDS CORP|WSEA|WOLVERINE SECURITIES, LLC|41799
LVS|LAS VEGAS SANDS CORP|XIST|INSTINET, LLC|99808
LVS|LAS VEGAS SANDS CORP|XPQR|Jump Trading|12078
LVS|LAS VEGAS SANDS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|314228
LVS|LAS VEGAS SANDS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|39253
LVS|LAS VEGAS SANDS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11843
LVUS|HARTFORD MULTIFACTOR|NFSC|National Financial Services LLC|90
LVUS|HARTFORD MULTIFACTOR|NITE|VIRTU Americas LLC|90
LW|LAMB WESTON HLD|ALTX|Alternet Securities Inc.|7499
LW|LAMB WESTON HLD|ANOS|ABEL/NOSER, L.L.C.|58
LW|LAMB WESTON HLD|APCC|Apex Clearing Corporation|679
LW|LAMB WESTON HLD|BANK|Primevest Financial Services, Inc.|121
LW|LAMB WESTON HLD|BARD|Robert W. Baird & Co. Incorporated|794
LW|LAMB WESTON HLD|BATM|CBOE TRADING, INC.|8303
LW|LAMB WESTON HLD|BBNT|BB&T SECURITIES, LLC|617
LW|LAMB WESTON HLD|BERN|Sanford C. Bernstein & Co., LLC|60970
LW|LAMB WESTON HLD|BIDS|BIDS TRADING L.P.|300
LW|LAMB WESTON HLD|BKCM|BNY Mellon Capital Markets LLC|28257
LW|LAMB WESTON HLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7465
LW|LAMB WESTON HLD|BLKX|INSTINET, LLC|84742
LW|LAMB WESTON HLD|BNPX|BNP PARIBAS SECURITIES CORP.|619278
LW|LAMB WESTON HLD|BRGE|Newbridge Securities Corp.|850
LW|LAMB WESTON HLD|BRVL|BLAYLOCK VAN, LLC|762
LW|LAMB WESTON HLD|BTIG|BTIG, LLC|1465
LW|LAMB WESTON HLD|BYXM|CBOE TRADING, INC.|620
LW|LAMB WESTON HLD|BZYD|GOLDMAN SACHS & CO. LLC|200
LW|LAMB WESTON HLD|CABR|Cabrera Capital Markets, Inc.|25
LW|LAMB WESTON HLD|CANT|Cantor Fitzgerald & Co.|19089
LW|LAMB WESTON HLD|CHAS|Charles Schwab & Co., Inc.|49
LW|LAMB WESTON HLD|CHLM|Craig-Hallum Capital Group LLC|100
LW|LAMB WESTON HLD|CIST|Capital Institutional Services, Inc.|10207
LW|LAMB WESTON HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54211
LW|LAMB WESTON HLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1049
LW|LAMB WESTON HLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
LW|LAMB WESTON HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|303658
LW|LAMB WESTON HLD|CTDL|Citadel Derivatives Group Llc|13422
LW|LAMB WESTON HLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|21470
LW|LAMB WESTON HLD|DADA|D.A. Davidson & Co.|1064
LW|LAMB WESTON HLD|DAVA|Davenport & Company LLC|459
LW|LAMB WESTON HLD|DBAB|Deutsche Bank Securities Inc.|413088
LW|LAMB WESTON HLD|DBAX|Deutsche Bank Securities Inc.|239200
LW|LAMB WESTON HLD|DBUL|Deutsche Bank Securities Inc.|760
LW|LAMB WESTON HLD|DCHF|Dart Executions, LLC|708
LW|LAMB WESTON HLD|DEAN|MORGAN STANLEY|6258
LW|LAMB WESTON HLD|DEGS|RONIN PROFESSIONAL LLC|300
LW|LAMB WESTON HLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1286
LW|LAMB WESTON HLD|EBXL|EBX LLC|189400
LW|LAMB WESTON HLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|19170
LW|LAMB WESTON HLD|EDJC|Edward Jones / CDS|100
LW|LAMB WESTON HLD|EDJO|Edward D. Jones & Co., L.P.|3086
LW|LAMB WESTON HLD|EGAM|CBOE TRADING, INC.|22057
LW|LAMB WESTON HLD|EGAW|CBOE TRADING, INC.|384
LW|LAMB WESTON HLD|EGMT|EG MARKET TECHNOLOGIES LLC|1276
LW|LAMB WESTON HLD|EGXM|CBOE TRADING, INC.|2405
LW|LAMB WESTON HLD|ETBE|Electronic Transaction Clearing, Inc.|10409
LW|LAMB WESTON HLD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
LW|LAMB WESTON HLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16745
LW|LAMB WESTON HLD|ETRS|E*Trade Securities LLC|35847
LW|LAMB WESTON HLD|FBSB|U.S. Bancorp Investments, Inc.|1
LW|LAMB WESTON HLD|FILL|Tradestation Securities, Inc.|592
LW|LAMB WESTON HLD|FMAF|NBCN Inc./ CDS|1266
LW|LAMB WESTON HLD|FMCO|First Manhattan Co|150
LW|LAMB WESTON HLD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8497
LW|LAMB WESTON HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88912
LW|LAMB WESTON HLD|FTBR|Foliofn Investments, Inc.|4227
LW|LAMB WESTON HLD|GEBB|GLOBAL EXECUTION BROKERS, LP|1008
LW|LAMB WESTON HLD|GLPX|ACS EXECUTION SERVICES, LLC|14660
LW|LAMB WESTON HLD|GSCO|GOLDMAN SACHS & CO. LLC|2166063
LW|LAMB WESTON HLD|GSCS|GOLDMAN SACHS & CO. LLC|969
LW|LAMB WESTON HLD|GSLT|GOLDMAN SACHS & CO. LLC|12523
LW|LAMB WESTON HLD|GTSZ|GTS SECURITIES LLC|76116
LW|LAMB WESTON HLD|HRBF|American Enterprise Investment Services Inc.|6570
LW|LAMB WESTON HLD|HSBC|HSBC Securities, Inc.|1956
LW|LAMB WESTON HLD|IATS|INTERACTIVE BROKERS LLC|3887
LW|LAMB WESTON HLD|IBKR|Interactive Brokers Llc|9210
LW|LAMB WESTON HLD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16265
LW|LAMB WESTON HLD|ICBX|INSTINET, LLC|51408
LW|LAMB WESTON HLD|IEQY|CITADEL SECURITIES LLC|40125
LW|LAMB WESTON HLD|INCA|INSTINET, LLC|309212
LW|LAMB WESTON HLD|INJX|INSTINET, LLC|36509
LW|LAMB WESTON HLD|ITGI|ITG Inc.|92538
LW|LAMB WESTON HLD|ITGP|ITG INC.|416400
LW|LAMB WESTON HLD|JANY|Janney Montgomery Scott Inc.|949
LW|LAMB WESTON HLD|JEFF|JEFFERIES LLC|154663
LW|LAMB WESTON HLD|JMPT|JUMP TRADING, LLC|57130
LW|LAMB WESTON HLD|JPBX|J.P. MORGAN SECURITIES LLC|105930
LW|LAMB WESTON HLD|JPMX|J.P. Morgan Securities LLC|260227
LW|LAMB WESTON HLD|JSJX|JANE STREET CAPITAL LLC|2274
LW|LAMB WESTON HLD|KCGM|VIRTU Americas LLC|41213
LW|LAMB WESTON HLD|LEHM|Barclays Capital Inc./Le|552740
LW|LAMB WESTON HLD|LIME|Lime Brokerage LLC|10901
LW|LAMB WESTON HLD|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
LW|LAMB WESTON HLD|LQNA|LIQUIDNET, INC.|207800
LW|LAMB WESTON HLD|LSCI|Lek Securities Corporation|6
LW|LAMB WESTON HLD|MACC|Mid Atlantic Capital Corporation|789
LW|LAMB WESTON HLD|MACQ|Macquarie Capital (USA) Inc.|7787
LW|LAMB WESTON HLD|MCMF|Raymond James Ltd. Cds|1303
LW|LAMB WESTON HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98633
LW|LAMB WESTON HLD|MNDX|TJM Investments, LLC|3850
LW|LAMB WESTON HLD|MOTF|MOTIF INVESTING, INC.|22
LW|LAMB WESTON HLD|MSCO|MORGAN STANLEY & CO. LLC|2879430
LW|LAMB WESTON HLD|MSPL|MORGAN STANLEY & CO. LLC|273000
LW|LAMB WESTON HLD|MSTX|MORGAN STANLEY & CO. LLC|210100
LW|LAMB WESTON HLD|NBCS|NBC Securities, INC.|84
LW|LAMB WESTON HLD|NEUB|NEUBERGER BERMAN BD LLC|223
LW|LAMB WESTON HLD|NFSC|National Financial Services LLC|45922
LW|LAMB WESTON HLD|NITE|VIRTU Americas LLC|157987
LW|LAMB WESTON HLD|NITP|VIRTU Americas LLC|500
LW|LAMB WESTON HLD|NMRA|Nomura Securities International, Inc.|1100
LW|LAMB WESTON HLD|NQRB|Brut, LLC|4937
LW|LAMB WESTON HLD|NTBF|BMO Nesbitt Burns Inc./CDS|291
LW|LAMB WESTON HLD|NTRC|Northern Trust Securities, Inc.|103
LW|LAMB WESTON HLD|OPCO|Oppenheimer & Co. Inc.|733
LW|LAMB WESTON HLD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|993
LW|LAMB WESTON HLD|PDQM|CODA MARKETS, INC.|33457
LW|LAMB WESTON HLD|PIPR|Piper Jaffray & Co.|36000
LW|LAMB WESTON HLD|PWJC|UBS Financial Services, Inc.|3221
LW|LAMB WESTON HLD|RBCM|RBC CAPITAL MARKETS, LLC|5962
LW|LAMB WESTON HLD|SAGL|SAGETRADER, LLC|4326
LW|LAMB WESTON HLD|SAGW|SAGETRADER, LLC|2
LW|LAMB WESTON HLD|SALI|INTL FCSTONE FINANCIAL INC.|742
LW|LAMB WESTON HLD|SBSH|Citigroup Global Markets Inc.|32053
LW|LAMB WESTON HLD|SEIC|SEI Investments Distribution Co.|1200
LW|LAMB WESTON HLD|SGMT|GOLDMAN SACHS & CO. LLC|85514
LW|LAMB WESTON HLD|SPDR|SPEEDROUTE LLC|30645
LW|LAMB WESTON HLD|SPHN|Stephens Inc.|333
LW|LAMB WESTON HLD|STFL|Stifel, Nicolaus & Company, Incorporated|12831
LW|LAMB WESTON HLD|STKP|STOCKPILE INVESTMENTS, INC.|14
LW|LAMB WESTON HLD|STXG|Stockcross Financial Services, Inc.|4
LW|LAMB WESTON HLD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3288
LW|LAMB WESTON HLD|SWIM|TD Ameritrade, Inc.|4863
LW|LAMB WESTON HLD|SWST|Hilltop Securities Inc.|354
LW|LAMB WESTON HLD|TKNG|ALLY INVEST SECURITIES LLC|40
LW|LAMB WESTON HLD|TOUR|TOURMALINE PARTNERS, LLC|2600
LW|LAMB WESTON HLD|TRBT|Tradebot Systems, Inc.|204317
LW|LAMB WESTON HLD|TRCM|TRC MARKETS LLC|40856
LW|LAMB WESTON HLD|TWTT|TASTYWORKS, INC.|188
LW|LAMB WESTON HLD|UBSA|UBS SECURITIES LLC|535887
LW|LAMB WESTON HLD|UBSS|UBS Securities LLC|674433
LW|LAMB WESTON HLD|VALX|VIRTU AMERICAS LLC|11251
LW|LAMB WESTON HLD|VGRD|Vanguard Marketing Corporation|6275
LW|LAMB WESTON HLD|WBPX|SUMMIT SECURITIES GROUP, LLC|839
LW|LAMB WESTON HLD|WCHV|WELLS FARGO SECURITIES, LLC|74026
LW|LAMB WESTON HLD|WDCO|Wilson-Davis & Co., Inc.|33
LW|LAMB WESTON HLD|WEDB|WEDBUSH SECURITIES INC.|5155
LW|LAMB WESTON HLD|WEED|Weeden & Co.L.P.|1559
LW|LAMB WESTON HLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2461
LW|LAMB WESTON HLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7214
LW|LAMB WESTON HLD|WGIF|CIBC World Markets Inc.|347
LW|LAMB WESTON HLD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|170
LW|LAMB WESTON HLD|WSEA|WOLVERINE SECURITIES, LLC|745
LW|LAMB WESTON HLD|XIST|INSTINET, LLC|57684
LW|LAMB WESTON HLD|XPQR|Jump Trading|1355
LW|LAMB WESTON HLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|13082
LW|LAMB WESTON HLD|YKNA|COMHAR CAPITAL MARKETS, LLC|563
LW|LAMB WESTON HLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10032
LWAY|LIFEWAY FOODS INC ##|ALTX|Alternet Securities Inc.|300
LWAY|LIFEWAY FOODS INC ##|APCC|Apex Clearing Corporation|7
LWAY|LIFEWAY FOODS INC ##|BATM|CBOE TRADING, INC.|67
LWAY|LIFEWAY FOODS INC ##|BAYC|BAY CREST PARTNERS, LLC|385
LWAY|LIFEWAY FOODS INC ##|BLKX|INSTINET, LLC|5000
LWAY|LIFEWAY FOODS INC ##|BMOC|BMO Capital Markets Corp.|711
LWAY|LIFEWAY FOODS INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|219
LWAY|LIFEWAY FOODS INC ##|CHAS|Charles Schwab & Co., Inc.|338
LWAY|LIFEWAY FOODS INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26
LWAY|LIFEWAY FOODS INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4113
LWAY|LIFEWAY FOODS INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|372
LWAY|LIFEWAY FOODS INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2633
LWAY|LIFEWAY FOODS INC ##|CTDL|Citadel Derivatives Group Llc|1470
LWAY|LIFEWAY FOODS INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|440
LWAY|LIFEWAY FOODS INC ##|DBAB|Deutsche Bank Securities Inc.|79525
LWAY|LIFEWAY FOODS INC ##|DBAX|Deutsche Bank Securities Inc.|2100
LWAY|LIFEWAY FOODS INC ##|DEAN|MORGAN STANLEY|1046
LWAY|LIFEWAY FOODS INC ##|DEGS|RONIN PROFESSIONAL LLC|3676
LWAY|LIFEWAY FOODS INC ##|EBXL|EBX LLC|900
LWAY|LIFEWAY FOODS INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|952
LWAY|LIFEWAY FOODS INC ##|EGAM|CBOE TRADING, INC.|100
LWAY|LIFEWAY FOODS INC ##|EGXM|CBOE TRADING, INC.|20
LWAY|LIFEWAY FOODS INC ##|ETBE|Electronic Transaction Clearing, Inc.|7923
LWAY|LIFEWAY FOODS INC ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|220
LWAY|LIFEWAY FOODS INC ##|ETRS|E*Trade Securities LLC|8684
LWAY|LIFEWAY FOODS INC ##|FBCO|Credit Suisse Securities (USA) LLC|16911
LWAY|LIFEWAY FOODS INC ##|FOMA|TD AMERITRADE CLEARING, INC.|12847
LWAY|LIFEWAY FOODS INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
LWAY|LIFEWAY FOODS INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13247
LWAY|LIFEWAY FOODS INC ##|FTBR|Foliofn Investments, Inc.|2
LWAY|LIFEWAY FOODS INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1140
LWAY|LIFEWAY FOODS INC ##|GLIS|TD Securities Inc|360
LWAY|LIFEWAY FOODS INC ##|GLPX|ACS EXECUTION SERVICES, LLC|871
LWAY|LIFEWAY FOODS INC ##|GSCO|GOLDMAN SACHS & CO. LLC|170435
LWAY|LIFEWAY FOODS INC ##|GSCS|GOLDMAN SACHS & CO. LLC|150
LWAY|LIFEWAY FOODS INC ##|GSLT|GOLDMAN SACHS & CO. LLC|1185
LWAY|LIFEWAY FOODS INC ##|GTSZ|GTS SECURITIES LLC|6198
LWAY|LIFEWAY FOODS INC ##|IATS|INTERACTIVE BROKERS LLC|5110
LWAY|LIFEWAY FOODS INC ##|IBKR|Interactive Brokers Llc|14390
LWAY|LIFEWAY FOODS INC ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1224
LWAY|LIFEWAY FOODS INC ##|ICBX|INSTINET, LLC|2100
LWAY|LIFEWAY FOODS INC ##|IEQY|CITADEL SECURITIES LLC|1008
LWAY|LIFEWAY FOODS INC ##|INCA|INSTINET, LLC|27897
LWAY|LIFEWAY FOODS INC ##|INJX|INSTINET, LLC|174
LWAY|LIFEWAY FOODS INC ##|ITGI|ITG Inc.|12014
LWAY|LIFEWAY FOODS INC ##|ITGP|ITG INC.|1200
LWAY|LIFEWAY FOODS INC ##|JEFF|JEFFERIES LLC|490
LWAY|LIFEWAY FOODS INC ##|JPMX|J.P. Morgan Securities LLC|2995
LWAY|LIFEWAY FOODS INC ##|KCGM|VIRTU Americas LLC|540
LWAY|LIFEWAY FOODS INC ##|LEHM|Barclays Capital Inc./Le|38349
LWAY|LIFEWAY FOODS INC ##|LIME|Lime Brokerage LLC|31234
LWAY|LIFEWAY FOODS INC ##|LMGP|LIME BROKERAGE LLC|1940
LWAY|LIFEWAY FOODS INC ##|MAXM|Maxim Group LLC|138
LWAY|LIFEWAY FOODS INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
LWAY|LIFEWAY FOODS INC ##|MSCO|MORGAN STANLEY & CO. LLC|158277
LWAY|LIFEWAY FOODS INC ##|MSPL|MORGAN STANLEY & CO. LLC|6900
LWAY|LIFEWAY FOODS INC ##|MSTX|MORGAN STANLEY & CO. LLC|600
LWAY|LIFEWAY FOODS INC ##|NFSC|National Financial Services LLC|25014
LWAY|LIFEWAY FOODS INC ##|NITE|VIRTU Americas LLC|47333
LWAY|LIFEWAY FOODS INC ##|NITP|VIRTU Americas LLC|400
LWAY|LIFEWAY FOODS INC ##|PDQM|CODA MARKETS, INC.|1244
LWAY|LIFEWAY FOODS INC ##|PWJC|UBS Financial Services, Inc.|1400
LWAY|LIFEWAY FOODS INC ##|SBSH|Citigroup Global Markets Inc.|123477
LWAY|LIFEWAY FOODS INC ##|SGMT|GOLDMAN SACHS & CO. LLC|1237
LWAY|LIFEWAY FOODS INC ##|SPDR|SPEEDROUTE LLC|100
LWAY|LIFEWAY FOODS INC ##|SWIM|TD Ameritrade, Inc.|1134
LWAY|LIFEWAY FOODS INC ##|TKNG|ALLY INVEST SECURITIES LLC|20
LWAY|LIFEWAY FOODS INC ##|TRBT|Tradebot Systems, Inc.|2
LWAY|LIFEWAY FOODS INC ##|TRCM|TRC MARKETS LLC|5758
LWAY|LIFEWAY FOODS INC ##|UBSA|UBS SECURITIES LLC|11386
LWAY|LIFEWAY FOODS INC ##|UBSS|UBS Securities LLC|154762
LWAY|LIFEWAY FOODS INC ##|VALX|VIRTU AMERICAS LLC|4689
LWAY|LIFEWAY FOODS INC ##|VGRD|Vanguard Marketing Corporation|2090
LWAY|LIFEWAY FOODS INC ##|WCHV|WELLS FARGO SECURITIES, LLC|2041
LWAY|LIFEWAY FOODS INC ##|WEED|Weeden & Co.L.P.|140
LWAY|LIFEWAY FOODS INC ##|WSEA|WOLVERINE SECURITIES, LLC|112
LWAY|LIFEWAY FOODS INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
LWAY|LIFEWAY FOODS INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|110
LX|LEXINFINTECH HOLDING|ALTX|Alternet Securities Inc.|32216
LX|LEXINFINTECH HOLDING|APCC|Apex Clearing Corporation|10185
LX|LEXINFINTECH HOLDING|BATM|CBOE TRADING, INC.|5174
LX|LEXINFINTECH HOLDING|BERN|Sanford C. Bernstein & Co., LLC|84245
LX|LEXINFINTECH HOLDING|BKCM|BNY Mellon Capital Markets LLC|321
LX|LEXINFINTECH HOLDING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8895
LX|LEXINFINTECH HOLDING|BRGE|Newbridge Securities Corp.|10293
LX|LEXINFINTECH HOLDING|BTIG|BTIG, LLC|225593
LX|LEXINFINTECH HOLDING|BYXM|CBOE TRADING, INC.|11347
LX|LEXINFINTECH HOLDING|CANT|Cantor Fitzgerald & Co.|274
LX|LEXINFINTECH HOLDING|CHAS|Charles Schwab & Co., Inc.|3240
LX|LEXINFINTECH HOLDING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72557
LX|LEXINFINTECH HOLDING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|139960
LX|LEXINFINTECH HOLDING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
LX|LEXINFINTECH HOLDING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|107807
LX|LEXINFINTECH HOLDING|CTDL|Citadel Derivatives Group Llc|7820
LX|LEXINFINTECH HOLDING|CXCX|CITIGROUP GLOBAL MARKETS INC.|14502
LX|LEXINFINTECH HOLDING|DADA|D.A. Davidson & Co.|1100
LX|LEXINFINTECH HOLDING|DAVA|Davenport & Company LLC|550
LX|LEXINFINTECH HOLDING|DBAB|Deutsche Bank Securities Inc.|55397
LX|LEXINFINTECH HOLDING|DBAX|Deutsche Bank Securities Inc.|133100
LX|LEXINFINTECH HOLDING|DEAN|MORGAN STANLEY|8725
LX|LEXINFINTECH HOLDING|DEGS|RONIN PROFESSIONAL LLC|5727
LX|LEXINFINTECH HOLDING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1463
LX|LEXINFINTECH HOLDING|EBXL|EBX LLC|94100
LX|LEXINFINTECH HOLDING|ECUT|CONVERGEX EXECUTION SOLUTIONS|1999
LX|LEXINFINTECH HOLDING|EDJO|Edward D. Jones & Co., L.P.|2649
LX|LEXINFINTECH HOLDING|EGAM|CBOE TRADING, INC.|21073
LX|LEXINFINTECH HOLDING|EGAW|CBOE TRADING, INC.|100
LX|LEXINFINTECH HOLDING|EGMT|EG MARKET TECHNOLOGIES LLC|1723
LX|LEXINFINTECH HOLDING|EGXM|CBOE TRADING, INC.|2587
LX|LEXINFINTECH HOLDING|EGXW|CBOE TRADING, INC.|100
LX|LEXINFINTECH HOLDING|ETBE|Electronic Transaction Clearing, Inc.|3602
LX|LEXINFINTECH HOLDING|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
LX|LEXINFINTECH HOLDING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13698
LX|LEXINFINTECH HOLDING|ETRS|E*Trade Securities LLC|169732
LX|LEXINFINTECH HOLDING|FBCO|Credit Suisse Securities (USA) LLC|226263
LX|LEXINFINTECH HOLDING|FILL|Tradestation Securities, Inc.|250
LX|LEXINFINTECH HOLDING|FMAF|NBCN Inc./ CDS|2425
LX|LEXINFINTECH HOLDING|FOMA|TD AMERITRADE CLEARING, INC.|409899
LX|LEXINFINTECH HOLDING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4272
LX|LEXINFINTECH HOLDING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28335
LX|LEXINFINTECH HOLDING|FTBR|Foliofn Investments, Inc.|402
LX|LEXINFINTECH HOLDING|GEBB|GLOBAL EXECUTION BROKERS, LP|6006
LX|LEXINFINTECH HOLDING|GLPX|ACS EXECUTION SERVICES, LLC|158049
LX|LEXINFINTECH HOLDING|GSCO|GOLDMAN SACHS & CO. LLC|115522
LX|LEXINFINTECH HOLDING|GSCS|GOLDMAN SACHS & CO. LLC|14702
LX|LEXINFINTECH HOLDING|GSLT|GOLDMAN SACHS & CO. LLC|2351
LX|LEXINFINTECH HOLDING|GTSZ|GTS SECURITIES LLC|31347
LX|LEXINFINTECH HOLDING|HRBF|American Enterprise Investment Services Inc.|550
LX|LEXINFINTECH HOLDING|HSBC|HSBC Securities, Inc.|332
LX|LEXINFINTECH HOLDING|IATS|INTERACTIVE BROKERS LLC|60044
LX|LEXINFINTECH HOLDING|IBKR|Interactive Brokers Llc|591308
LX|LEXINFINTECH HOLDING|ICBX|INSTINET, LLC|7863
LX|LEXINFINTECH HOLDING|INCA|INSTINET, LLC|175535
LX|LEXINFINTECH HOLDING|INJX|INSTINET, LLC|900
LX|LEXINFINTECH HOLDING|ITGI|ITG Inc.|38473
LX|LEXINFINTECH HOLDING|ITGP|ITG INC.|90600
LX|LEXINFINTECH HOLDING|JEFF|JEFFERIES LLC|3448
LX|LEXINFINTECH HOLDING|JMPT|JUMP TRADING, LLC|9468
LX|LEXINFINTECH HOLDING|JPBX|J.P. MORGAN SECURITIES LLC|8336
LX|LEXINFINTECH HOLDING|JPMX|J.P. Morgan Securities LLC|61356
LX|LEXINFINTECH HOLDING|JSJX|JANE STREET CAPITAL LLC|7400
LX|LEXINFINTECH HOLDING|KCGM|VIRTU Americas LLC|50790
LX|LEXINFINTECH HOLDING|LEHM|Barclays Capital Inc./Le|61398
LX|LEXINFINTECH HOLDING|LIME|Lime Brokerage LLC|63946
LX|LEXINFINTECH HOLDING|MBTS|ALLY INVEST SECURITIES LLC|100
LX|LEXINFINTECH HOLDING|MICA|Spartan Securities Group, Ltd.|6000
LX|LEXINFINTECH HOLDING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13300
LX|LEXINFINTECH HOLDING|MOTF|MOTIF INVESTING, INC.|1
LX|LEXINFINTECH HOLDING|MSCO|MORGAN STANLEY & CO. LLC|538378
LX|LEXINFINTECH HOLDING|MSPL|MORGAN STANLEY & CO. LLC|63000
LX|LEXINFINTECH HOLDING|MSTX|MORGAN STANLEY & CO. LLC|12600
LX|LEXINFINTECH HOLDING|NATL|National Securities Corporation|100
LX|LEXINFINTECH HOLDING|NEED|Needham & Company, LLC|13300
LX|LEXINFINTECH HOLDING|NFSC|National Financial Services LLC|265698
LX|LEXINFINTECH HOLDING|NITE|VIRTU Americas LLC|617199
LX|LEXINFINTECH HOLDING|NQRB|Brut, LLC|4635
LX|LEXINFINTECH HOLDING|OPCO|Oppenheimer & Co. Inc.|639
LX|LEXINFINTECH HOLDING|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|512
LX|LEXINFINTECH HOLDING|PCPT|PHILLIP CAPITAL INC.|600
LX|LEXINFINTECH HOLDING|PDQM|CODA MARKETS, INC.|356947
LX|LEXINFINTECH HOLDING|PICT|Pictet Overseas Inc.|400
LX|LEXINFINTECH HOLDING|PNSR|Penserra Securities, LLC|6148
LX|LEXINFINTECH HOLDING|PWJC|UBS Financial Services, Inc.|10150
LX|LEXINFINTECH HOLDING|RAJA|Raymond James & Associates, Inc.|17391
LX|LEXINFINTECH HOLDING|RBCM|RBC CAPITAL MARKETS, LLC|10175
LX|LEXINFINTECH HOLDING|SAGL|SAGETRADER, LLC|82265
LX|LEXINFINTECH HOLDING|SALI|INTL FCSTONE FINANCIAL INC.|900
LX|LEXINFINTECH HOLDING|SBSH|Citigroup Global Markets Inc.|35343
LX|LEXINFINTECH HOLDING|SGMT|GOLDMAN SACHS & CO. LLC|53041
LX|LEXINFINTECH HOLDING|SPDR|SPEEDROUTE LLC|35603
LX|LEXINFINTECH HOLDING|SPTD|MINT GLOBAL MARKETS, INC.|400
LX|LEXINFINTECH HOLDING|STFL|Stifel, Nicolaus & Company, Incorporated|40220
LX|LEXINFINTECH HOLDING|STXG|Stockcross Financial Services, Inc.|1600
LX|LEXINFINTECH HOLDING|SWIM|TD Ameritrade, Inc.|55722
LX|LEXINFINTECH HOLDING|SWST|Hilltop Securities Inc.|1400
LX|LEXINFINTECH HOLDING|TKNG|ALLY INVEST SECURITIES LLC|2965
LX|LEXINFINTECH HOLDING|TOUR|TOURMALINE PARTNERS, LLC|1200
LX|LEXINFINTECH HOLDING|TRCM|TRC MARKETS LLC|15353
LX|LEXINFINTECH HOLDING|UBSA|UBS SECURITIES LLC|315958
LX|LEXINFINTECH HOLDING|UBSS|UBS Securities LLC|713373
LX|LEXINFINTECH HOLDING|VALX|VIRTU AMERICAS LLC|12865
LX|LEXINFINTECH HOLDING|VGRD|Vanguard Marketing Corporation|49619
LX|LEXINFINTECH HOLDING|VIEW|VIEWTRADE SECURITIES LLC|2000
LX|LEXINFINTECH HOLDING|WCHV|WELLS FARGO SECURITIES, LLC|94848
LX|LEXINFINTECH HOLDING|WEDB|WEDBUSH SECURITIES INC.|9400
LX|LEXINFINTECH HOLDING|WEED|Weeden & Co.L.P.|7900
LX|LEXINFINTECH HOLDING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1152
LX|LEXINFINTECH HOLDING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23072
LX|LEXINFINTECH HOLDING|WGIF|CIBC World Markets Inc.|8829
LX|LEXINFINTECH HOLDING|WSEA|WOLVERINE SECURITIES, LLC|1570
LX|LEXINFINTECH HOLDING|XSTM|NATIONAL FINANCIAL SERVICES LLC|12200
LX|LEXINFINTECH HOLDING|YKNA|COMHAR CAPITAL MARKETS, LLC|16343
LX|LEXINFINTECH HOLDING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
LXFR|LUXFER HOLDINGS PLC|ADAM|CANACCORD GENUITY INC.|2400
LXFR|LUXFER HOLDINGS PLC|ALTX|Alternet Securities Inc.|1000
LXFR|LUXFER HOLDINGS PLC|ANOS|ABEL/NOSER, L.L.C.|3
LXFR|LUXFER HOLDINGS PLC|APCC|Apex Clearing Corporation|381
LXFR|LUXFER HOLDINGS PLC|BATM|CBOE TRADING, INC.|77
LXFR|LUXFER HOLDINGS PLC|BAYC|BAY CREST PARTNERS, LLC|510
LXFR|LUXFER HOLDINGS PLC|BERN|Sanford C. Bernstein & Co., LLC|2900
LXFR|LUXFER HOLDINGS PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
LXFR|LUXFER HOLDINGS PLC|BLKX|INSTINET, LLC|6100
LXFR|LUXFER HOLDINGS PLC|BZYD|GOLDMAN SACHS & CO. LLC|3743
LXFR|LUXFER HOLDINGS PLC|CHAS|Charles Schwab & Co., Inc.|2717
LXFR|LUXFER HOLDINGS PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10128
LXFR|LUXFER HOLDINGS PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
LXFR|LUXFER HOLDINGS PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
LXFR|LUXFER HOLDINGS PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39312
LXFR|LUXFER HOLDINGS PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17738
LXFR|LUXFER HOLDINGS PLC|DBAB|Deutsche Bank Securities Inc.|8422
LXFR|LUXFER HOLDINGS PLC|DBAX|Deutsche Bank Securities Inc.|40200
LXFR|LUXFER HOLDINGS PLC|DEAN|MORGAN STANLEY|511
LXFR|LUXFER HOLDINGS PLC|DEGS|RONIN PROFESSIONAL LLC|600
LXFR|LUXFER HOLDINGS PLC|EBXL|EBX LLC|22700
LXFR|LUXFER HOLDINGS PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9120
LXFR|LUXFER HOLDINGS PLC|EGAM|CBOE TRADING, INC.|1828
LXFR|LUXFER HOLDINGS PLC|EGMT|EG MARKET TECHNOLOGIES LLC|200
LXFR|LUXFER HOLDINGS PLC|EGXM|CBOE TRADING, INC.|407
LXFR|LUXFER HOLDINGS PLC|ETBE|Electronic Transaction Clearing, Inc.|500
LXFR|LUXFER HOLDINGS PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1401
LXFR|LUXFER HOLDINGS PLC|ETRS|E*Trade Securities LLC|25121
LXFR|LUXFER HOLDINGS PLC|FILL|Tradestation Securities, Inc.|2851
LXFR|LUXFER HOLDINGS PLC|FMAF|NBCN Inc./ CDS|100
LXFR|LUXFER HOLDINGS PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18229
LXFR|LUXFER HOLDINGS PLC|FTBR|Foliofn Investments, Inc.|5388
LXFR|LUXFER HOLDINGS PLC|GLPX|ACS EXECUTION SERVICES, LLC|636
LXFR|LUXFER HOLDINGS PLC|GSCO|GOLDMAN SACHS & CO. LLC|59348
LXFR|LUXFER HOLDINGS PLC|GSCS|GOLDMAN SACHS & CO. LLC|400
LXFR|LUXFER HOLDINGS PLC|GSLT|GOLDMAN SACHS & CO. LLC|1247
LXFR|LUXFER HOLDINGS PLC|GTSZ|GTS SECURITIES LLC|13135
LXFR|LUXFER HOLDINGS PLC|HRBF|American Enterprise Investment Services Inc.|56
LXFR|LUXFER HOLDINGS PLC|HSBC|HSBC Securities, Inc.|635
LXFR|LUXFER HOLDINGS PLC|IATS|INTERACTIVE BROKERS LLC|7997
LXFR|LUXFER HOLDINGS PLC|IBKR|Interactive Brokers Llc|6580
LXFR|LUXFER HOLDINGS PLC|ICBX|INSTINET, LLC|10531
LXFR|LUXFER HOLDINGS PLC|INCA|INSTINET, LLC|8726
LXFR|LUXFER HOLDINGS PLC|INJX|INSTINET, LLC|185
LXFR|LUXFER HOLDINGS PLC|INTL|INTL FCSTONE FINANCIAL INC.|2900
LXFR|LUXFER HOLDINGS PLC|ITGI|ITG Inc.|11637
LXFR|LUXFER HOLDINGS PLC|ITGP|ITG INC.|9600
LXFR|LUXFER HOLDINGS PLC|JANY|Janney Montgomery Scott Inc.|300
LXFR|LUXFER HOLDINGS PLC|JEFF|JEFFERIES LLC|24284
LXFR|LUXFER HOLDINGS PLC|JMPT|JUMP TRADING, LLC|1501
LXFR|LUXFER HOLDINGS PLC|JONE|JonesTrading|108662
LXFR|LUXFER HOLDINGS PLC|JPBX|J.P. MORGAN SECURITIES LLC|6618
LXFR|LUXFER HOLDINGS PLC|JPMX|J.P. Morgan Securities LLC|64575
LXFR|LUXFER HOLDINGS PLC|JSJX|JANE STREET CAPITAL LLC|835
LXFR|LUXFER HOLDINGS PLC|KCGM|VIRTU Americas LLC|5938
LXFR|LUXFER HOLDINGS PLC|LEHM|Barclays Capital Inc./Le|28779
LXFR|LUXFER HOLDINGS PLC|LIME|Lime Brokerage LLC|20408
LXFR|LUXFER HOLDINGS PLC|LQNA|LIQUIDNET, INC.|7600
LXFR|LUXFER HOLDINGS PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
LXFR|LUXFER HOLDINGS PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20382
LXFR|LUXFER HOLDINGS PLC|MOTF|MOTIF INVESTING, INC.|7
LXFR|LUXFER HOLDINGS PLC|MSCO|MORGAN STANLEY & CO. LLC|99813
LXFR|LUXFER HOLDINGS PLC|MSPL|MORGAN STANLEY & CO. LLC|58400
LXFR|LUXFER HOLDINGS PLC|MSTX|MORGAN STANLEY & CO. LLC|8000
LXFR|LUXFER HOLDINGS PLC|NFSC|National Financial Services LLC|50703
LXFR|LUXFER HOLDINGS PLC|NITE|VIRTU Americas LLC|122775
LXFR|LUXFER HOLDINGS PLC|NITP|VIRTU Americas LLC|100
LXFR|LUXFER HOLDINGS PLC|NQRB|Brut, LLC|500
LXFR|LUXFER HOLDINGS PLC|PDQM|CODA MARKETS, INC.|1690
LXFR|LUXFER HOLDINGS PLC|RBCM|RBC CAPITAL MARKETS, LLC|794
LXFR|LUXFER HOLDINGS PLC|SAGL|SAGETRADER, LLC|546
LXFR|LUXFER HOLDINGS PLC|SBSH|Citigroup Global Markets Inc.|15
LXFR|LUXFER HOLDINGS PLC|SGMT|GOLDMAN SACHS & CO. LLC|38952
LXFR|LUXFER HOLDINGS PLC|SPDR|SPEEDROUTE LLC|2600
LXFR|LUXFER HOLDINGS PLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|640
LXFR|LUXFER HOLDINGS PLC|STFL|Stifel, Nicolaus & Company, Incorporated|8150
LXFR|LUXFER HOLDINGS PLC|SWIM|TD Ameritrade, Inc.|38892
LXFR|LUXFER HOLDINGS PLC|TKNG|ALLY INVEST SECURITIES LLC|320
LXFR|LUXFER HOLDINGS PLC|TMBR|Timber Hill LLC|577
LXFR|LUXFER HOLDINGS PLC|TRBT|Tradebot Systems, Inc.|3864
LXFR|LUXFER HOLDINGS PLC|TRCM|TRC MARKETS LLC|4391
LXFR|LUXFER HOLDINGS PLC|UBSA|UBS SECURITIES LLC|102739
LXFR|LUXFER HOLDINGS PLC|UBSS|UBS Securities LLC|65350
LXFR|LUXFER HOLDINGS PLC|VALX|VIRTU AMERICAS LLC|5140
LXFR|LUXFER HOLDINGS PLC|VGRD|Vanguard Marketing Corporation|4450
LXFR|LUXFER HOLDINGS PLC|WCHV|WELLS FARGO SECURITIES, LLC|1913
LXFR|LUXFER HOLDINGS PLC|WSAG|WALL STREET ACCESS|600
LXFR|LUXFER HOLDINGS PLC|WSEA|WOLVERINE SECURITIES, LLC|100
LXFR|LUXFER HOLDINGS PLC|XIST|INSTINET, LLC|5600
LXFR|LUXFER HOLDINGS PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9240
LXFR|LUXFER HOLDINGS PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
LXFT|LUXOFT HOLDING, INC|ANOS|ABEL/NOSER, L.L.C.|2155
LXFT|LUXOFT HOLDING, INC|APCC|Apex Clearing Corporation|30
LXFT|LUXOFT HOLDING, INC|BARD|Robert W. Baird & Co. Incorporated|82
LXFT|LUXOFT HOLDING, INC|BATM|CBOE TRADING, INC.|1256
LXFT|LUXOFT HOLDING, INC|BERN|Sanford C. Bernstein & Co., LLC|18838
LXFT|LUXOFT HOLDING, INC|BIDS|BIDS TRADING L.P.|100
LXFT|LUXOFT HOLDING, INC|BKCM|BNY Mellon Capital Markets LLC|100
LXFT|LUXOFT HOLDING, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1865
LXFT|LUXOFT HOLDING, INC|BLKX|INSTINET, LLC|35000
LXFT|LUXOFT HOLDING, INC|BTIG|BTIG, LLC|699438
LXFT|LUXOFT HOLDING, INC|BYXM|CBOE TRADING, INC.|100
LXFT|LUXOFT HOLDING, INC|BZYD|GOLDMAN SACHS & CO. LLC|200
LXFT|LUXOFT HOLDING, INC|CHAS|Charles Schwab & Co., Inc.|1055
LXFT|LUXOFT HOLDING, INC|CHLM|Craig-Hallum Capital Group LLC|100
LXFT|LUXOFT HOLDING, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2302
LXFT|LUXOFT HOLDING, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|757
LXFT|LUXOFT HOLDING, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|430
LXFT|LUXOFT HOLDING, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138382
LXFT|LUXOFT HOLDING, INC|CTDL|Citadel Derivatives Group Llc|141
LXFT|LUXOFT HOLDING, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10364
LXFT|LUXOFT HOLDING, INC|DADA|D.A. Davidson & Co.|112
LXFT|LUXOFT HOLDING, INC|DBAB|Deutsche Bank Securities Inc.|38238
LXFT|LUXOFT HOLDING, INC|DBAX|Deutsche Bank Securities Inc.|183100
LXFT|LUXOFT HOLDING, INC|DBUL|Deutsche Bank Securities Inc.|300
LXFT|LUXOFT HOLDING, INC|DEAN|MORGAN STANLEY|4453
LXFT|LUXOFT HOLDING, INC|DEGS|RONIN PROFESSIONAL LLC|100
LXFT|LUXOFT HOLDING, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
LXFT|LUXOFT HOLDING, INC|EBXL|EBX LLC|65500
LXFT|LUXOFT HOLDING, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|190
LXFT|LUXOFT HOLDING, INC|EDJO|Edward D. Jones & Co., L.P.|100
LXFT|LUXOFT HOLDING, INC|EGAM|CBOE TRADING, INC.|5364
LXFT|LUXOFT HOLDING, INC|EGAW|CBOE TRADING, INC.|293
LXFT|LUXOFT HOLDING, INC|EGXM|CBOE TRADING, INC.|20
LXFT|LUXOFT HOLDING, INC|EGXW|CBOE TRADING, INC.|192
LXFT|LUXOFT HOLDING, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|560
LXFT|LUXOFT HOLDING, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5915
LXFT|LUXOFT HOLDING, INC|ETRS|E*Trade Securities LLC|8403
LXFT|LUXOFT HOLDING, INC|FILL|Tradestation Securities, Inc.|49
LXFT|LUXOFT HOLDING, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52948
LXFT|LUXOFT HOLDING, INC|FTBR|Foliofn Investments, Inc.|618
LXFT|LUXOFT HOLDING, INC|GLPX|ACS EXECUTION SERVICES, LLC|4983
LXFT|LUXOFT HOLDING, INC|GSCO|GOLDMAN SACHS & CO. LLC|30206
LXFT|LUXOFT HOLDING, INC|GSCS|GOLDMAN SACHS & CO. LLC|31671
LXFT|LUXOFT HOLDING, INC|GSLT|GOLDMAN SACHS & CO. LLC|1826
LXFT|LUXOFT HOLDING, INC|GTSZ|GTS SECURITIES LLC|24665
LXFT|LUXOFT HOLDING, INC|HRBF|American Enterprise Investment Services Inc.|504
LXFT|LUXOFT HOLDING, INC|IATS|INTERACTIVE BROKERS LLC|1352
LXFT|LUXOFT HOLDING, INC|IBKR|Interactive Brokers Llc|7537
LXFT|LUXOFT HOLDING, INC|ICBX|INSTINET, LLC|16600
LXFT|LUXOFT HOLDING, INC|INCA|INSTINET, LLC|42540
LXFT|LUXOFT HOLDING, INC|INJX|INSTINET, LLC|1238
LXFT|LUXOFT HOLDING, INC|ITGI|ITG Inc.|10556
LXFT|LUXOFT HOLDING, INC|ITGP|ITG INC.|916600
LXFT|LUXOFT HOLDING, INC|JANY|Janney Montgomery Scott Inc.|213
LXFT|LUXOFT HOLDING, INC|JEFF|JEFFERIES LLC|11249
LXFT|LUXOFT HOLDING, INC|JMPT|JUMP TRADING, LLC|7493
LXFT|LUXOFT HOLDING, INC|JPBX|J.P. MORGAN SECURITIES LLC|5032
LXFT|LUXOFT HOLDING, INC|JPMX|J.P. Morgan Securities LLC|163018
LXFT|LUXOFT HOLDING, INC|JSJX|JANE STREET CAPITAL LLC|18534
LXFT|LUXOFT HOLDING, INC|KCGM|VIRTU Americas LLC|11260
LXFT|LUXOFT HOLDING, INC|LEHM|Barclays Capital Inc./Le|143145
LXFT|LUXOFT HOLDING, INC|LIME|Lime Brokerage LLC|4259
LXFT|LUXOFT HOLDING, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|511400
LXFT|LUXOFT HOLDING, INC|LOOP|Loop Capital Markets LLC|994
LXFT|LUXOFT HOLDING, INC|LQNA|LIQUIDNET, INC.|28800
LXFT|LUXOFT HOLDING, INC|LSCI|Lek Securities Corporation|1004
LXFT|LUXOFT HOLDING, INC|MACC|Mid Atlantic Capital Corporation|400
LXFT|LUXOFT HOLDING, INC|MBTS|ALLY INVEST SECURITIES LLC|598
LXFT|LUXOFT HOLDING, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39310
LXFT|LUXOFT HOLDING, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|950
LXFT|LUXOFT HOLDING, INC|MSCO|MORGAN STANLEY & CO. LLC|146097
LXFT|LUXOFT HOLDING, INC|MSPL|MORGAN STANLEY & CO. LLC|177800
LXFT|LUXOFT HOLDING, INC|MSTX|MORGAN STANLEY & CO. LLC|18400
LXFT|LUXOFT HOLDING, INC|NFSC|National Financial Services LLC|24998
LXFT|LUXOFT HOLDING, INC|NITE|VIRTU Americas LLC|156656
LXFT|LUXOFT HOLDING, INC|NITP|VIRTU Americas LLC|300
LXFT|LUXOFT HOLDING, INC|NQRB|Brut, LLC|305
LXFT|LUXOFT HOLDING, INC|OPCO|Oppenheimer & Co. Inc.|152650
LXFT|LUXOFT HOLDING, INC|PDQM|CODA MARKETS, INC.|17023
LXFT|LUXOFT HOLDING, INC|PWJC|UBS Financial Services, Inc.|25
LXFT|LUXOFT HOLDING, INC|RBCM|RBC CAPITAL MARKETS, LLC|2761
LXFT|LUXOFT HOLDING, INC|RGLD|Regal Securities, Inc|200
LXFT|LUXOFT HOLDING, INC|SAGL|SAGETRADER, LLC|3700
LXFT|LUXOFT HOLDING, INC|SALI|INTL FCSTONE FINANCIAL INC.|200
LXFT|LUXOFT HOLDING, INC|SBSH|Citigroup Global Markets Inc.|7811
LXFT|LUXOFT HOLDING, INC|SGMT|GOLDMAN SACHS & CO. LLC|41051
LXFT|LUXOFT HOLDING, INC|SPDR|SPEEDROUTE LLC|4786
LXFT|LUXOFT HOLDING, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|49864
LXFT|LUXOFT HOLDING, INC|STFL|Stifel, Nicolaus & Company, Incorporated|1922
LXFT|LUXOFT HOLDING, INC|SWIM|TD Ameritrade, Inc.|10213
LXFT|LUXOFT HOLDING, INC|TKNG|ALLY INVEST SECURITIES LLC|30
LXFT|LUXOFT HOLDING, INC|TRBT|Tradebot Systems, Inc.|3098
LXFT|LUXOFT HOLDING, INC|TRCM|TRC MARKETS LLC|18857
LXFT|LUXOFT HOLDING, INC|UBSA|UBS SECURITIES LLC|86242
LXFT|LUXOFT HOLDING, INC|UBSS|UBS Securities LLC|372820
LXFT|LUXOFT HOLDING, INC|VALX|VIRTU AMERICAS LLC|11118
LXFT|LUXOFT HOLDING, INC|VGRD|Vanguard Marketing Corporation|3493
LXFT|LUXOFT HOLDING, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|711
LXFT|LUXOFT HOLDING, INC|WCHV|WELLS FARGO SECURITIES, LLC|9380
LXFT|LUXOFT HOLDING, INC|WEED|Weeden & Co.L.P.|310
LXFT|LUXOFT HOLDING, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2985
LXFT|LUXOFT HOLDING, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5440
LXFT|LUXOFT HOLDING, INC|WSEA|WOLVERINE SECURITIES, LLC|3677
LXFT|LUXOFT HOLDING, INC|XIST|INSTINET, LLC|55000
LXFT|LUXOFT HOLDING, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
LXFT|LUXOFT HOLDING, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|320
LXP|LEXINGTON REALTY TRU|ABLE|NATIXIS Securities Americas LLC|12835
LXP|LEXINGTON REALTY TRU|ADAM|CANACCORD GENUITY INC.|400
LXP|LEXINGTON REALTY TRU|ALTX|Alternet Securities Inc.|400
LXP|LEXINGTON REALTY TRU|APCC|Apex Clearing Corporation|938
LXP|LEXINGTON REALTY TRU|BATM|CBOE TRADING, INC.|20
LXP|LEXINGTON REALTY TRU|BAYC|BAY CREST PARTNERS, LLC|120
LXP|LEXINGTON REALTY TRU|BBNT|BB&T SECURITIES, LLC|3973
LXP|LEXINGTON REALTY TRU|BERN|Sanford C. Bernstein & Co., LLC|21350
LXP|LEXINGTON REALTY TRU|BIDS|BIDS TRADING L.P.|18100
LXP|LEXINGTON REALTY TRU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13541
LXP|LEXINGTON REALTY TRU|BLKX|INSTINET, LLC|10200
LXP|LEXINGTON REALTY TRU|BNPX|BNP PARIBAS SECURITIES CORP.|96165
LXP|LEXINGTON REALTY TRU|BRVL|BLAYLOCK VAN, LLC|4200
LXP|LEXINGTON REALTY TRU|BTIG|BTIG, LLC|102700
LXP|LEXINGTON REALTY TRU|BYXM|CBOE TRADING, INC.|220
LXP|LEXINGTON REALTY TRU|BZYD|GOLDMAN SACHS & CO. LLC|11925
LXP|LEXINGTON REALTY TRU|CANT|Cantor Fitzgerald & Co.|24199
LXP|LEXINGTON REALTY TRU|CHAS|Charles Schwab & Co., Inc.|250
LXP|LEXINGTON REALTY TRU|CIST|Capital Institutional Services, Inc.|368
LXP|LEXINGTON REALTY TRU|CLSA|CLSA AMERICAS, LLC|3302
LXP|LEXINGTON REALTY TRU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|237801
LXP|LEXINGTON REALTY TRU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|62905
LXP|LEXINGTON REALTY TRU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|547847
LXP|LEXINGTON REALTY TRU|CTDL|Citadel Derivatives Group Llc|11660
LXP|LEXINGTON REALTY TRU|CXCX|CITIGROUP GLOBAL MARKETS INC.|196132
LXP|LEXINGTON REALTY TRU|DADA|D.A. Davidson & Co.|2179
LXP|LEXINGTON REALTY TRU|DAVA|Davenport & Company LLC|801
LXP|LEXINGTON REALTY TRU|DBAB|Deutsche Bank Securities Inc.|623146
LXP|LEXINGTON REALTY TRU|DBAX|Deutsche Bank Securities Inc.|498800
LXP|LEXINGTON REALTY TRU|DBUL|Deutsche Bank Securities Inc.|495
LXP|LEXINGTON REALTY TRU|DEAN|MORGAN STANLEY|13626
LXP|LEXINGTON REALTY TRU|DEGS|RONIN PROFESSIONAL LLC|200
LXP|LEXINGTON REALTY TRU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12900
LXP|LEXINGTON REALTY TRU|EBXL|EBX LLC|216200
LXP|LEXINGTON REALTY TRU|ECUT|CONVERGEX EXECUTION SOLUTIONS|4201
LXP|LEXINGTON REALTY TRU|EDJO|Edward D. Jones & Co., L.P.|2386
LXP|LEXINGTON REALTY TRU|EGAM|CBOE TRADING, INC.|2690
LXP|LEXINGTON REALTY TRU|EGXM|CBOE TRADING, INC.|918
LXP|LEXINGTON REALTY TRU|ESPO|ESPOSITO SECURITIES, LLC|2254
LXP|LEXINGTON REALTY TRU|ETBE|Electronic Transaction Clearing, Inc.|7509
LXP|LEXINGTON REALTY TRU|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2300
LXP|LEXINGTON REALTY TRU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
LXP|LEXINGTON REALTY TRU|ETRS|E*Trade Securities LLC|44546
LXP|LEXINGTON REALTY TRU|FILL|Tradestation Securities, Inc.|500
LXP|LEXINGTON REALTY TRU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2261
LXP|LEXINGTON REALTY TRU|FQLS|Quantlab Securities LP|50998
LXP|LEXINGTON REALTY TRU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|116726
LXP|LEXINGTON REALTY TRU|FTBR|Foliofn Investments, Inc.|1234
LXP|LEXINGTON REALTY TRU|GEBB|GLOBAL EXECUTION BROKERS, LP|7400
LXP|LEXINGTON REALTY TRU|GLPX|ACS EXECUTION SERVICES, LLC|2327
LXP|LEXINGTON REALTY TRU|GNAV|GREEN STREET TRADING, LLC|700000
LXP|LEXINGTON REALTY TRU|GSCO|GOLDMAN SACHS & CO. LLC|907184
LXP|LEXINGTON REALTY TRU|GSCS|GOLDMAN SACHS & CO. LLC|2350
LXP|LEXINGTON REALTY TRU|GSLT|GOLDMAN SACHS & CO. LLC|9037
LXP|LEXINGTON REALTY TRU|GTSZ|GTS SECURITIES LLC|87081
LXP|LEXINGTON REALTY TRU|HRBF|American Enterprise Investment Services Inc.|3623
LXP|LEXINGTON REALTY TRU|HSBC|HSBC Securities, Inc.|1000
LXP|LEXINGTON REALTY TRU|IATS|INTERACTIVE BROKERS LLC|13559
LXP|LEXINGTON REALTY TRU|IBKR|Interactive Brokers Llc|14238
LXP|LEXINGTON REALTY TRU|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2140
LXP|LEXINGTON REALTY TRU|ICBX|INSTINET, LLC|119199
LXP|LEXINGTON REALTY TRU|IEQY|CITADEL SECURITIES LLC|23288
LXP|LEXINGTON REALTY TRU|INCA|INSTINET, LLC|139344
LXP|LEXINGTON REALTY TRU|INJX|INSTINET, LLC|765
LXP|LEXINGTON REALTY TRU|ITGI|ITG Inc.|29949
LXP|LEXINGTON REALTY TRU|ITGP|ITG INC.|125200
LXP|LEXINGTON REALTY TRU|JEFF|JEFFERIES LLC|380497
LXP|LEXINGTON REALTY TRU|JMPT|JUMP TRADING, LLC|42563
LXP|LEXINGTON REALTY TRU|JONE|JonesTrading|5529
LXP|LEXINGTON REALTY TRU|JPBX|J.P. MORGAN SECURITIES LLC|136236
LXP|LEXINGTON REALTY TRU|JPMX|J.P. Morgan Securities LLC|635309
LXP|LEXINGTON REALTY TRU|JSCL|JOSEPH STONE CAPITAL L.L.C.|2500
LXP|LEXINGTON REALTY TRU|JSJX|JANE STREET CAPITAL LLC|2623
LXP|LEXINGTON REALTY TRU|KCGM|VIRTU Americas LLC|70573
LXP|LEXINGTON REALTY TRU|KEYB|KEYBANC CAPITAL MARKETS INC.|239700
LXP|LEXINGTON REALTY TRU|LEHM|Barclays Capital Inc./Le|998325
LXP|LEXINGTON REALTY TRU|LIME|Lime Brokerage LLC|20618
LXP|LEXINGTON REALTY TRU|LOOP|Loop Capital Markets LLC|10327
LXP|LEXINGTON REALTY TRU|LQNA|LIQUIDNET, INC.|5000
LXP|LEXINGTON REALTY TRU|LSCI|Lek Securities Corporation|66
LXP|LEXINGTON REALTY TRU|MAXM|Maxim Group LLC|200
LXP|LEXINGTON REALTY TRU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|535263
LXP|LEXINGTON REALTY TRU|MOTF|MOTIF INVESTING, INC.|3
LXP|LEXINGTON REALTY TRU|MSCO|MORGAN STANLEY & CO. LLC|704560
LXP|LEXINGTON REALTY TRU|MSPL|MORGAN STANLEY & CO. LLC|681000
LXP|LEXINGTON REALTY TRU|MSTX|MORGAN STANLEY & CO. LLC|242300
LXP|LEXINGTON REALTY TRU|MZHO|Mizuho Securities USA LLC|277531
LXP|LEXINGTON REALTY TRU|NFSC|National Financial Services LLC|233472
LXP|LEXINGTON REALTY TRU|NITE|VIRTU Americas LLC|528257
LXP|LEXINGTON REALTY TRU|NITP|VIRTU Americas LLC|25210
LXP|LEXINGTON REALTY TRU|NQRB|Brut, LLC|1430
LXP|LEXINGTON REALTY TRU|NTBF|BMO Nesbitt Burns Inc./CDS|1010
LXP|LEXINGTON REALTY TRU|NTRC|Northern Trust Securities, Inc.|3694
LXP|LEXINGTON REALTY TRU|OPCO|Oppenheimer & Co. Inc.|1927
LXP|LEXINGTON REALTY TRU|PDQM|CODA MARKETS, INC.|2220
LXP|LEXINGTON REALTY TRU|PWJC|UBS Financial Services, Inc.|3
LXP|LEXINGTON REALTY TRU|QMSR|QUATTRO M SECURITIES INC.|2905
LXP|LEXINGTON REALTY TRU|RBCM|RBC CAPITAL MARKETS, LLC|7879
LXP|LEXINGTON REALTY TRU|RGLD|Regal Securities, Inc|400
LXP|LEXINGTON REALTY TRU|SAGL|SAGETRADER, LLC|1800
LXP|LEXINGTON REALTY TRU|SAGW|SAGETRADER, LLC|820
LXP|LEXINGTON REALTY TRU|SALI|INTL FCSTONE FINANCIAL INC.|2000
LXP|LEXINGTON REALTY TRU|SBSH|Citigroup Global Markets Inc.|132896
LXP|LEXINGTON REALTY TRU|SCMC|Scotia Capital Markets (USA) Inc.|700
LXP|LEXINGTON REALTY TRU|SEIC|SEI Investments Distribution Co.|100
LXP|LEXINGTON REALTY TRU|SGMT|GOLDMAN SACHS & CO. LLC|230968
LXP|LEXINGTON REALTY TRU|STFL|Stifel, Nicolaus & Company, Incorporated|9511
LXP|LEXINGTON REALTY TRU|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5166
LXP|LEXINGTON REALTY TRU|SWIM|TD Ameritrade, Inc.|30851
LXP|LEXINGTON REALTY TRU|SWST|Hilltop Securities Inc.|21159
LXP|LEXINGTON REALTY TRU|TKNG|ALLY INVEST SECURITIES LLC|10104
LXP|LEXINGTON REALTY TRU|TRBT|Tradebot Systems, Inc.|50169
LXP|LEXINGTON REALTY TRU|TRCM|TRC MARKETS LLC|40536
LXP|LEXINGTON REALTY TRU|UBSA|UBS SECURITIES LLC|834049
LXP|LEXINGTON REALTY TRU|UBSS|UBS Securities LLC|371502
LXP|LEXINGTON REALTY TRU|VALX|VIRTU AMERICAS LLC|104222
LXP|LEXINGTON REALTY TRU|VGRD|Vanguard Marketing Corporation|37840
LXP|LEXINGTON REALTY TRU|WCHV|WELLS FARGO SECURITIES, LLC|101343
LXP|LEXINGTON REALTY TRU|WDNX|WEEDEN & CO.L.P.|2196
LXP|LEXINGTON REALTY TRU|WEDB|WEDBUSH SECURITIES INC.|1308
LXP|LEXINGTON REALTY TRU|WEED|Weeden & Co.L.P.|2480
LXP|LEXINGTON REALTY TRU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5980
LXP|LEXINGTON REALTY TRU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7347
LXP|LEXINGTON REALTY TRU|WGIF|CIBC World Markets Inc.|430
LXP|LEXINGTON REALTY TRU|WLTH|WEALTHFRONT BROKERAGE CORPORATION|16
LXP|LEXINGTON REALTY TRU|WSAG|WALL STREET ACCESS|690
LXP|LEXINGTON REALTY TRU|WSEA|WOLVERINE SECURITIES, LLC|9086
LXP|LEXINGTON REALTY TRU|XIST|INSTINET, LLC|50400
LXP|LEXINGTON REALTY TRU|XPQR|Jump Trading|328
LXP|LEXINGTON REALTY TRU|XSTM|NATIONAL FINANCIAL SERVICES LLC|14800
LXP|LEXINGTON REALTY TRU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17568
LXP$C|LEXINGTON REALTY TRU|BANK|Primevest Financial Services, Inc.|185
LXP$C|LEXINGTON REALTY TRU|DADA|D.A. Davidson & Co.|100
LXP$C|LEXINGTON REALTY TRU|EBXL|EBX LLC|600
LXP$C|LEXINGTON REALTY TRU|ETRS|E*Trade Securities LLC|225
LXP$C|LEXINGTON REALTY TRU|IATS|INTERACTIVE BROKERS LLC|100
LXP$C|LEXINGTON REALTY TRU|IBKR|Interactive Brokers Llc|200
LXP$C|LEXINGTON REALTY TRU|ICBX|INSTINET, LLC|200
LXP$C|LEXINGTON REALTY TRU|JANY|Janney Montgomery Scott Inc.|100
LXP$C|LEXINGTON REALTY TRU|KCGM|VIRTU Americas LLC|750
LXP$C|LEXINGTON REALTY TRU|LEHM|Barclays Capital Inc./Le|1200
LXP$C|LEXINGTON REALTY TRU|MSCO|MORGAN STANLEY & CO. LLC|25
LXP$C|LEXINGTON REALTY TRU|NFSC|National Financial Services LLC|387
LXP$C|LEXINGTON REALTY TRU|NITE|VIRTU Americas LLC|2566
LXP$C|LEXINGTON REALTY TRU|STFL|Stifel, Nicolaus & Company, Incorporated|500
LXP$C|LEXINGTON REALTY TRU|UBSA|UBS SECURITIES LLC|301
LXP$C|LEXINGTON REALTY TRU|UBSS|UBS Securities LLC|200
LXP$C|LEXINGTON REALTY TRU|WCHV|WELLS FARGO SECURITIES, LLC|200
LXRX|LEXICON PHARMACEUTCL|ACLP|ALEXANDER CAPITAL, L.P.|2000
LXRX|LEXICON PHARMACEUTCL|AGIS|Aegis Capital Corp.|1000
LXRX|LEXICON PHARMACEUTCL|ALTX|Alternet Securities Inc.|27476
LXRX|LEXICON PHARMACEUTCL|APCC|Apex Clearing Corporation|856
LXRX|LEXICON PHARMACEUTCL|BALE|M&T SECURITIES, INC.|189
LXRX|LEXICON PHARMACEUTCL|BATM|CBOE TRADING, INC.|6675
LXRX|LEXICON PHARMACEUTCL|BERN|Sanford C. Bernstein & Co., LLC|39338
LXRX|LEXICON PHARMACEUTCL|BIMI|Banca IMI Securities Corp.|485
LXRX|LEXICON PHARMACEUTCL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13857
LXRX|LEXICON PHARMACEUTCL|BMOC|BMO Capital Markets Corp.|6890
LXRX|LEXICON PHARMACEUTCL|BNPX|BNP PARIBAS SECURITIES CORP.|63448
LXRX|LEXICON PHARMACEUTCL|BTIG|BTIG, LLC|22984
LXRX|LEXICON PHARMACEUTCL|BYXM|CBOE TRADING, INC.|5211
LXRX|LEXICON PHARMACEUTCL|CANT|Cantor Fitzgerald & Co.|18515
LXRX|LEXICON PHARMACEUTCL|CHAS|Charles Schwab & Co., Inc.|1070
LXRX|LEXICON PHARMACEUTCL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105397
LXRX|LEXICON PHARMACEUTCL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3988
LXRX|LEXICON PHARMACEUTCL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|113
LXRX|LEXICON PHARMACEUTCL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|208231
LXRX|LEXICON PHARMACEUTCL|CTDL|Citadel Derivatives Group Llc|11412
LXRX|LEXICON PHARMACEUTCL|CXCX|CITIGROUP GLOBAL MARKETS INC.|15550
LXRX|LEXICON PHARMACEUTCL|DADA|D.A. Davidson & Co.|95
LXRX|LEXICON PHARMACEUTCL|DBAB|Deutsche Bank Securities Inc.|439562
LXRX|LEXICON PHARMACEUTCL|DBAX|Deutsche Bank Securities Inc.|124000
LXRX|LEXICON PHARMACEUTCL|DBUL|Deutsche Bank Securities Inc.|7136
LXRX|LEXICON PHARMACEUTCL|DEAN|MORGAN STANLEY|1334
LXRX|LEXICON PHARMACEUTCL|DEGS|RONIN PROFESSIONAL LLC|6514
LXRX|LEXICON PHARMACEUTCL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7700
LXRX|LEXICON PHARMACEUTCL|EBXL|EBX LLC|55200
LXRX|LEXICON PHARMACEUTCL|ECUT|CONVERGEX EXECUTION SOLUTIONS|5397
LXRX|LEXICON PHARMACEUTCL|EDJO|Edward D. Jones & Co., L.P.|11547
LXRX|LEXICON PHARMACEUTCL|EGAM|CBOE TRADING, INC.|35386
LXRX|LEXICON PHARMACEUTCL|EGMT|EG MARKET TECHNOLOGIES LLC|120
LXRX|LEXICON PHARMACEUTCL|EGXM|CBOE TRADING, INC.|10526
LXRX|LEXICON PHARMACEUTCL|EGXW|CBOE TRADING, INC.|500
LXRX|LEXICON PHARMACEUTCL|ETBE|Electronic Transaction Clearing, Inc.|12451
LXRX|LEXICON PHARMACEUTCL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9878
LXRX|LEXICON PHARMACEUTCL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12663
LXRX|LEXICON PHARMACEUTCL|ETRS|E*Trade Securities LLC|127473
LXRX|LEXICON PHARMACEUTCL|FBCO|Credit Suisse Securities (USA) LLC|388429
LXRX|LEXICON PHARMACEUTCL|FILL|Tradestation Securities, Inc.|9592
LXRX|LEXICON PHARMACEUTCL|FMAF|NBCN Inc./ CDS|400
LXRX|LEXICON PHARMACEUTCL|FOMA|TD AMERITRADE CLEARING, INC.|325857
LXRX|LEXICON PHARMACEUTCL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1335
LXRX|LEXICON PHARMACEUTCL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117571
LXRX|LEXICON PHARMACEUTCL|FTBR|Foliofn Investments, Inc.|485
LXRX|LEXICON PHARMACEUTCL|GEBB|GLOBAL EXECUTION BROKERS, LP|46150
LXRX|LEXICON PHARMACEUTCL|GLPX|ACS EXECUTION SERVICES, LLC|23190
LXRX|LEXICON PHARMACEUTCL|GSCO|GOLDMAN SACHS & CO. LLC|1333954
LXRX|LEXICON PHARMACEUTCL|GSCS|GOLDMAN SACHS & CO. LLC|14101
LXRX|LEXICON PHARMACEUTCL|GSLT|GOLDMAN SACHS & CO. LLC|1238
LXRX|LEXICON PHARMACEUTCL|GTSZ|GTS SECURITIES LLC|11288
LXRX|LEXICON PHARMACEUTCL|HAPX|HAP Trading, LLC|2079
LXRX|LEXICON PHARMACEUTCL|HRBF|American Enterprise Investment Services Inc.|3742
LXRX|LEXICON PHARMACEUTCL|HSBC|HSBC Securities, Inc.|310
LXRX|LEXICON PHARMACEUTCL|IATS|INTERACTIVE BROKERS LLC|24229
LXRX|LEXICON PHARMACEUTCL|IBKR|Interactive Brokers Llc|157858
LXRX|LEXICON PHARMACEUTCL|ICBX|INSTINET, LLC|23917
LXRX|LEXICON PHARMACEUTCL|IEQY|CITADEL SECURITIES LLC|264580
LXRX|LEXICON PHARMACEUTCL|INCA|INSTINET, LLC|240025
LXRX|LEXICON PHARMACEUTCL|INJX|INSTINET, LLC|339764
LXRX|LEXICON PHARMACEUTCL|ITGI|ITG Inc.|37819
LXRX|LEXICON PHARMACEUTCL|ITGP|ITG INC.|54800
LXRX|LEXICON PHARMACEUTCL|JEFF|JEFFERIES LLC|131852
LXRX|LEXICON PHARMACEUTCL|JMPT|JUMP TRADING, LLC|119839
LXRX|LEXICON PHARMACEUTCL|JPBX|J.P. MORGAN SECURITIES LLC|26577
LXRX|LEXICON PHARMACEUTCL|JPMX|J.P. Morgan Securities LLC|291165
LXRX|LEXICON PHARMACEUTCL|JSJX|JANE STREET CAPITAL LLC|4225
LXRX|LEXICON PHARMACEUTCL|KCGM|VIRTU Americas LLC|51035
LXRX|LEXICON PHARMACEUTCL|LEHM|Barclays Capital Inc./Le|523209
LXRX|LEXICON PHARMACEUTCL|LIME|Lime Brokerage LLC|292054
LXRX|LEXICON PHARMACEUTCL|LMGP|LIME BROKERAGE LLC|3185
LXRX|LEXICON PHARMACEUTCL|MAXM|Maxim Group LLC|4211
LXRX|LEXICON PHARMACEUTCL|MBTS|ALLY INVEST SECURITIES LLC|4543
LXRX|LEXICON PHARMACEUTCL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146561
LXRX|LEXICON PHARMACEUTCL|MOTF|MOTIF INVESTING, INC.|13
LXRX|LEXICON PHARMACEUTCL|MSCO|MORGAN STANLEY & CO. LLC|2987769
LXRX|LEXICON PHARMACEUTCL|MSPL|MORGAN STANLEY & CO. LLC|212600
LXRX|LEXICON PHARMACEUTCL|MSTX|MORGAN STANLEY & CO. LLC|110500
LXRX|LEXICON PHARMACEUTCL|NATL|National Securities Corporation|107
LXRX|LEXICON PHARMACEUTCL|NFSC|National Financial Services LLC|352487
LXRX|LEXICON PHARMACEUTCL|NITE|VIRTU Americas LLC|917246
LXRX|LEXICON PHARMACEUTCL|NITP|VIRTU Americas LLC|2093
LXRX|LEXICON PHARMACEUTCL|NQRB|Brut, LLC|73760
LXRX|LEXICON PHARMACEUTCL|NTRC|Northern Trust Securities, Inc.|3786
LXRX|LEXICON PHARMACEUTCL|OPCO|Oppenheimer & Co. Inc.|650
LXRX|LEXICON PHARMACEUTCL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
LXRX|LEXICON PHARMACEUTCL|PDQM|CODA MARKETS, INC.|15037
LXRX|LEXICON PHARMACEUTCL|PWJC|UBS Financial Services, Inc.|2738
LXRX|LEXICON PHARMACEUTCL|RAJA|Raymond James & Associates, Inc.|81701
LXRX|LEXICON PHARMACEUTCL|RBCM|RBC CAPITAL MARKETS, LLC|7050
LXRX|LEXICON PHARMACEUTCL|SAGL|SAGETRADER, LLC|5450
LXRX|LEXICON PHARMACEUTCL|SAGW|SAGETRADER, LLC|5886
LXRX|LEXICON PHARMACEUTCL|SALI|INTL FCSTONE FINANCIAL INC.|4755
LXRX|LEXICON PHARMACEUTCL|SBSH|Citigroup Global Markets Inc.|446005
LXRX|LEXICON PHARMACEUTCL|SEIC|SEI Investments Distribution Co.|100
LXRX|LEXICON PHARMACEUTCL|SGMT|GOLDMAN SACHS & CO. LLC|59703
LXRX|LEXICON PHARMACEUTCL|SOGO|Wang Investment Associates, Inc.|50
LXRX|LEXICON PHARMACEUTCL|SPDR|SPEEDROUTE LLC|3302
LXRX|LEXICON PHARMACEUTCL|STFL|Stifel, Nicolaus & Company, Incorporated|148312
LXRX|LEXICON PHARMACEUTCL|STXG|Stockcross Financial Services, Inc.|300
LXRX|LEXICON PHARMACEUTCL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|73
LXRX|LEXICON PHARMACEUTCL|SWIM|TD Ameritrade, Inc.|199132
LXRX|LEXICON PHARMACEUTCL|TKNG|ALLY INVEST SECURITIES LLC|2836
LXRX|LEXICON PHARMACEUTCL|TRBT|Tradebot Systems, Inc.|328484
LXRX|LEXICON PHARMACEUTCL|TRCM|TRC MARKETS LLC|90096
LXRX|LEXICON PHARMACEUTCL|TWTT|TASTYWORKS, INC.|15
LXRX|LEXICON PHARMACEUTCL|UBSA|UBS SECURITIES LLC|352390
LXRX|LEXICON PHARMACEUTCL|UBSS|UBS Securities LLC|983668
LXRX|LEXICON PHARMACEUTCL|VALX|VIRTU AMERICAS LLC|61893
LXRX|LEXICON PHARMACEUTCL|VGRD|Vanguard Marketing Corporation|48616
LXRX|LEXICON PHARMACEUTCL|VNDS|VANDHAM SECURITIES CORP|19878
LXRX|LEXICON PHARMACEUTCL|WABR|Wall Street Access|13204
LXRX|LEXICON PHARMACEUTCL|WCHV|WELLS FARGO SECURITIES, LLC|65894
LXRX|LEXICON PHARMACEUTCL|WEDB|WEDBUSH SECURITIES INC.|68517
LXRX|LEXICON PHARMACEUTCL|WEED|Weeden & Co.L.P.|6700
LXRX|LEXICON PHARMACEUTCL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8578
LXRX|LEXICON PHARMACEUTCL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69554
LXRX|LEXICON PHARMACEUTCL|WGIF|CIBC World Markets Inc.|2478
LXRX|LEXICON PHARMACEUTCL|WSEA|WOLVERINE SECURITIES, LLC|8022
LXRX|LEXICON PHARMACEUTCL|XIST|INSTINET, LLC|97280
LXRX|LEXICON PHARMACEUTCL|XSTM|NATIONAL FINANCIAL SERVICES LLC|42602
LXRX|LEXICON PHARMACEUTCL|YKNA|COMHAR CAPITAL MARKETS, LLC|913
LXRX|LEXICON PHARMACEUTCL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|87573
LXU|LSB INDUSTRIES INC|ACLN|ALEXANDER CAPITAL, L.P.|2370
LXU|LSB INDUSTRIES INC|ALTX|Alternet Securities Inc.|2270
LXU|LSB INDUSTRIES INC|APCC|Apex Clearing Corporation|231
LXU|LSB INDUSTRIES INC|BATM|CBOE TRADING, INC.|556
LXU|LSB INDUSTRIES INC|BERN|Sanford C. Bernstein & Co., LLC|1400
LXU|LSB INDUSTRIES INC|BLKX|INSTINET, LLC|10300
LXU|LSB INDUSTRIES INC|BNPX|BNP PARIBAS SECURITIES CORP.|4407
LXU|LSB INDUSTRIES INC|BRGE|Newbridge Securities Corp.|2000
LXU|LSB INDUSTRIES INC|BRVL|BLAYLOCK VAN, LLC|500
LXU|LSB INDUSTRIES INC|BTIG|BTIG, LLC|4046
LXU|LSB INDUSTRIES INC|BYXM|CBOE TRADING, INC.|100
LXU|LSB INDUSTRIES INC|CHAS|Charles Schwab & Co., Inc.|4096
LXU|LSB INDUSTRIES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|521
LXU|LSB INDUSTRIES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3973
LXU|LSB INDUSTRIES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43028
LXU|LSB INDUSTRIES INC|CTDL|Citadel Derivatives Group Llc|220
LXU|LSB INDUSTRIES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3584
LXU|LSB INDUSTRIES INC|DBAB|Deutsche Bank Securities Inc.|19321
LXU|LSB INDUSTRIES INC|DBAX|Deutsche Bank Securities Inc.|60100
LXU|LSB INDUSTRIES INC|DEAN|MORGAN STANLEY|300
LXU|LSB INDUSTRIES INC|DEGS|RONIN PROFESSIONAL LLC|3693
LXU|LSB INDUSTRIES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
LXU|LSB INDUSTRIES INC|EBXL|EBX LLC|45200
LXU|LSB INDUSTRIES INC|EDJO|Edward D. Jones & Co., L.P.|500
LXU|LSB INDUSTRIES INC|EGAM|CBOE TRADING, INC.|5071
LXU|LSB INDUSTRIES INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
LXU|LSB INDUSTRIES INC|EGXM|CBOE TRADING, INC.|341
LXU|LSB INDUSTRIES INC|ETBE|Electronic Transaction Clearing, Inc.|1226
LXU|LSB INDUSTRIES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|882
LXU|LSB INDUSTRIES INC|ETRS|E*Trade Securities LLC|29011
LXU|LSB INDUSTRIES INC|FILL|Tradestation Securities, Inc.|1000
LXU|LSB INDUSTRIES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
LXU|LSB INDUSTRIES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14679
LXU|LSB INDUSTRIES INC|FTBR|Foliofn Investments, Inc.|756
LXU|LSB INDUSTRIES INC|GLIS|TD Securities Inc|1100
LXU|LSB INDUSTRIES INC|GLPX|ACS EXECUTION SERVICES, LLC|4672
LXU|LSB INDUSTRIES INC|GSCO|GOLDMAN SACHS & CO. LLC|77654
LXU|LSB INDUSTRIES INC|GSCS|GOLDMAN SACHS & CO. LLC|2211
LXU|LSB INDUSTRIES INC|GSLT|GOLDMAN SACHS & CO. LLC|1075
LXU|LSB INDUSTRIES INC|GTSZ|GTS SECURITIES LLC|3009
LXU|LSB INDUSTRIES INC|IATS|INTERACTIVE BROKERS LLC|1800
LXU|LSB INDUSTRIES INC|IBKR|Interactive Brokers Llc|2344
LXU|LSB INDUSTRIES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
LXU|LSB INDUSTRIES INC|ICBX|INSTINET, LLC|15954
LXU|LSB INDUSTRIES INC|IEQY|CITADEL SECURITIES LLC|2807
LXU|LSB INDUSTRIES INC|IMPC|Imperial Capital, LLC|1400
LXU|LSB INDUSTRIES INC|INCA|INSTINET, LLC|34993
LXU|LSB INDUSTRIES INC|INJX|INSTINET, LLC|1432
LXU|LSB INDUSTRIES INC|ITGI|ITG Inc.|22485
LXU|LSB INDUSTRIES INC|ITGP|ITG INC.|32000
LXU|LSB INDUSTRIES INC|JEFF|JEFFERIES LLC|12648
LXU|LSB INDUSTRIES INC|JMPT|JUMP TRADING, LLC|1504
LXU|LSB INDUSTRIES INC|JPBX|J.P. MORGAN SECURITIES LLC|3190
LXU|LSB INDUSTRIES INC|JPMX|J.P. Morgan Securities LLC|71343
LXU|LSB INDUSTRIES INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|900
LXU|LSB INDUSTRIES INC|JSJX|JANE STREET CAPITAL LLC|397
LXU|LSB INDUSTRIES INC|KCGM|VIRTU Americas LLC|20534
LXU|LSB INDUSTRIES INC|LEHM|Barclays Capital Inc./Le|54577
LXU|LSB INDUSTRIES INC|LIME|Lime Brokerage LLC|2969
LXU|LSB INDUSTRIES INC|LSCI|Lek Securities Corporation|103
LXU|LSB INDUSTRIES INC|MAXM|Maxim Group LLC|2500
LXU|LSB INDUSTRIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65794
LXU|LSB INDUSTRIES INC|MOTF|MOTIF INVESTING, INC.|10
LXU|LSB INDUSTRIES INC|MSCO|MORGAN STANLEY & CO. LLC|62763
LXU|LSB INDUSTRIES INC|MSPL|MORGAN STANLEY & CO. LLC|37100
LXU|LSB INDUSTRIES INC|MSTX|MORGAN STANLEY & CO. LLC|11600
LXU|LSB INDUSTRIES INC|NFSC|National Financial Services LLC|97320
LXU|LSB INDUSTRIES INC|NITE|VIRTU Americas LLC|123101
LXU|LSB INDUSTRIES INC|NQRB|Brut, LLC|2200
LXU|LSB INDUSTRIES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
LXU|LSB INDUSTRIES INC|PDQM|CODA MARKETS, INC.|24765
LXU|LSB INDUSTRIES INC|PHLY|NASDAQ Execution Services, LLC|4000
LXU|LSB INDUSTRIES INC|RBCM|RBC CAPITAL MARKETS, LLC|300
LXU|LSB INDUSTRIES INC|SAGL|SAGETRADER, LLC|5127
LXU|LSB INDUSTRIES INC|SBSH|Citigroup Global Markets Inc.|10475
LXU|LSB INDUSTRIES INC|SEIC|SEI Investments Distribution Co.|100
LXU|LSB INDUSTRIES INC|SGMT|GOLDMAN SACHS & CO. LLC|25449
LXU|LSB INDUSTRIES INC|SIBO|Prime Executions, Inc.|7150
LXU|LSB INDUSTRIES INC|SPDR|SPEEDROUTE LLC|33700
LXU|LSB INDUSTRIES INC|SPHN|Stephens Inc.|2500
LXU|LSB INDUSTRIES INC|STFL|Stifel, Nicolaus & Company, Incorporated|1400
LXU|LSB INDUSTRIES INC|SWIM|TD Ameritrade, Inc.|29693
LXU|LSB INDUSTRIES INC|TKNG|ALLY INVEST SECURITIES LLC|1300
LXU|LSB INDUSTRIES INC|TRBT|Tradebot Systems, Inc.|9903
LXU|LSB INDUSTRIES INC|TRCM|TRC MARKETS LLC|6422
LXU|LSB INDUSTRIES INC|UBSA|UBS SECURITIES LLC|105387
LXU|LSB INDUSTRIES INC|UBSS|UBS Securities LLC|84540
LXU|LSB INDUSTRIES INC|VALX|VIRTU AMERICAS LLC|2301
LXU|LSB INDUSTRIES INC|VGRD|Vanguard Marketing Corporation|27475
LXU|LSB INDUSTRIES INC|WCHV|WELLS FARGO SECURITIES, LLC|17837
LXU|LSB INDUSTRIES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|961
LXU|LSB INDUSTRIES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3410
LXU|LSB INDUSTRIES INC|WSEA|WOLVERINE SECURITIES, LLC|1237
LXU|LSB INDUSTRIES INC|XIST|INSTINET, LLC|50000
LXU|LSB INDUSTRIES INC|XPQR|Jump Trading|100
LXU|LSB INDUSTRIES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|16844
LXU|LSB INDUSTRIES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3035
LXU|LSB INDUSTRIES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10450
LYB|LYONDELLBASELL|ABLE|NATIXIS Securities Americas LLC|42295
LYB|LYONDELLBASELL|ADAM|CANACCORD GENUITY INC.|9179
LYB|LYONDELLBASELL|ALTX|Alternet Securities Inc.|18338
LYB|LYONDELLBASELL|ANOS|ABEL/NOSER, L.L.C.|212
LYB|LYONDELLBASELL|APCC|Apex Clearing Corporation|442
LYB|LYONDELLBASELL|BALE|M&T SECURITIES, INC.|282
LYB|LYONDELLBASELL|BANK|Primevest Financial Services, Inc.|622
LYB|LYONDELLBASELL|BARD|Robert W. Baird & Co. Incorporated|1911
LYB|LYONDELLBASELL|BATM|CBOE TRADING, INC.|20777
LYB|LYONDELLBASELL|BAYC|BAY CREST PARTNERS, LLC|93
LYB|LYONDELLBASELL|BAYT|BTIG, LLC|4200
LYB|LYONDELLBASELL|BBNT|BB&T SECURITIES, LLC|1085
LYB|LYONDELLBASELL|BERN|Sanford C. Bernstein & Co., LLC|305643
LYB|LYONDELLBASELL|BIDS|BIDS TRADING L.P.|20700
LYB|LYONDELLBASELL|BIMI|Banca IMI Securities Corp.|123
LYB|LYONDELLBASELL|BKCM|BNY Mellon Capital Markets LLC|1463
LYB|LYONDELLBASELL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22257
LYB|LYONDELLBASELL|BLKX|INSTINET, LLC|41399
LYB|LYONDELLBASELL|BMOC|BMO Capital Markets Corp.|90
LYB|LYONDELLBASELL|BNPX|BNP PARIBAS SECURITIES CORP.|92916
LYB|LYONDELLBASELL|BTIG|BTIG, LLC|30541
LYB|LYONDELLBASELL|BYXM|CBOE TRADING, INC.|2387
LYB|LYONDELLBASELL|CANT|Cantor Fitzgerald & Co.|1981
LYB|LYONDELLBASELL|CBLC|CITIGROUP GLOBAL MARKETS INC.|89780
LYB|LYONDELLBASELL|CBRA|Cobra Trading, Inc.|100
LYB|LYONDELLBASELL|CHAS|Charles Schwab & Co., Inc.|11513
LYB|LYONDELLBASELL|CIBP|CIBC World Markets Corp.|23535
LYB|LYONDELLBASELL|CICF|Canaccord Genuity Corp.|1198
LYB|LYONDELLBASELL|CIST|Capital Institutional Services, Inc.|11629
LYB|LYONDELLBASELL|CLSA|CLSA AMERICAS, LLC|2930
LYB|LYONDELLBASELL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|134177
LYB|LYONDELLBASELL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
LYB|LYONDELLBASELL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3514
LYB|LYONDELLBASELL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1031900
LYB|LYONDELLBASELL|CSMS|CORNERSTONE MACRO LLC|1889
LYB|LYONDELLBASELL|CTDL|Citadel Derivatives Group Llc|41355
LYB|LYONDELLBASELL|CTLR|CUTLER GROUP, LP|24
LYB|LYONDELLBASELL|CXCX|CITIGROUP GLOBAL MARKETS INC.|67116
LYB|LYONDELLBASELL|DADA|D.A. Davidson & Co.|1791
LYB|LYONDELLBASELL|DAVA|Davenport & Company LLC|200
LYB|LYONDELLBASELL|DBAB|Deutsche Bank Securities Inc.|696362
LYB|LYONDELLBASELL|DBAX|Deutsche Bank Securities Inc.|675600
LYB|LYONDELLBASELL|DBUL|Deutsche Bank Securities Inc.|700
LYB|LYONDELLBASELL|DCHF|Dart Executions, LLC|1717
LYB|LYONDELLBASELL|DEAN|MORGAN STANLEY|33527
LYB|LYONDELLBASELL|DEGS|RONIN PROFESSIONAL LLC|800
LYB|LYONDELLBASELL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7104
LYB|LYONDELLBASELL|DRWK|DRW SECURITIES, L.L.C.|2600
LYB|LYONDELLBASELL|EBXL|EBX LLC|496500
LYB|LYONDELLBASELL|ECUT|CONVERGEX EXECUTION SOLUTIONS|44195
LYB|LYONDELLBASELL|EDJO|Edward D. Jones & Co., L.P.|1460
LYB|LYONDELLBASELL|EGAM|CBOE TRADING, INC.|25303
LYB|LYONDELLBASELL|EGAW|CBOE TRADING, INC.|4
LYB|LYONDELLBASELL|EGMT|EG MARKET TECHNOLOGIES LLC|3416
LYB|LYONDELLBASELL|EGXM|CBOE TRADING, INC.|5699
LYB|LYONDELLBASELL|EGXW|CBOE TRADING, INC.|400
LYB|LYONDELLBASELL|ELEV|ELEVATION, LLC|2352
LYB|LYONDELLBASELL|ESPO|ESPOSITO SECURITIES, LLC|4
LYB|LYONDELLBASELL|ETBE|Electronic Transaction Clearing, Inc.|70807
LYB|LYONDELLBASELL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
LYB|LYONDELLBASELL|ETCB|ETC BROKERAGE SERVICES, LLC|40
LYB|LYONDELLBASELL|ETCC|Electronic Transaction Clearing, Inc.|506
LYB|LYONDELLBASELL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60721
LYB|LYONDELLBASELL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
LYB|LYONDELLBASELL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1088
LYB|LYONDELLBASELL|ETRS|E*Trade Securities LLC|48392
LYB|LYONDELLBASELL|FILL|Tradestation Securities, Inc.|2673
LYB|LYONDELLBASELL|FINX|FINTECH SECURITIES|1556
LYB|LYONDELLBASELL|FMAF|NBCN Inc./ CDS|46660
LYB|LYONDELLBASELL|FMCO|First Manhattan Co|351
LYB|LYONDELLBASELL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10603
LYB|LYONDELLBASELL|FQLS|Quantlab Securities LP|681830
LYB|LYONDELLBASELL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|210348
LYB|LYONDELLBASELL|FTBR|Foliofn Investments, Inc.|16427
LYB|LYONDELLBASELL|GEBB|GLOBAL EXECUTION BROKERS, LP|14757
LYB|LYONDELLBASELL|GLIS|TD Securities Inc|200
LYB|LYONDELLBASELL|GLPX|ACS EXECUTION SERVICES, LLC|83754
LYB|LYONDELLBASELL|GSCO|GOLDMAN SACHS & CO. LLC|2772851
LYB|LYONDELLBASELL|GSCS|GOLDMAN SACHS & CO. LLC|13180
LYB|LYONDELLBASELL|GSLT|GOLDMAN SACHS & CO. LLC|9274
LYB|LYONDELLBASELL|GTSZ|GTS SECURITIES LLC|248502
LYB|LYONDELLBASELL|HRBF|American Enterprise Investment Services Inc.|10535
LYB|LYONDELLBASELL|HSBC|HSBC Securities, Inc.|31860
LYB|LYONDELLBASELL|IATS|INTERACTIVE BROKERS LLC|21598
LYB|LYONDELLBASELL|IBKR|Interactive Brokers Llc|23528
LYB|LYONDELLBASELL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2347
LYB|LYONDELLBASELL|ICBX|INSTINET, LLC|144492
LYB|LYONDELLBASELL|IEQY|CITADEL SECURITIES LLC|191185
LYB|LYONDELLBASELL|INCA|INSTINET, LLC|691133
LYB|LYONDELLBASELL|INJX|INSTINET, LLC|16519
LYB|LYONDELLBASELL|ITGI|ITG Inc.|136711
LYB|LYONDELLBASELL|ITGP|ITG INC.|234200
LYB|LYONDELLBASELL|JANY|Janney Montgomery Scott Inc.|6726
LYB|LYONDELLBASELL|JEFF|JEFFERIES LLC|534568
LYB|LYONDELLBASELL|JMPT|JUMP TRADING, LLC|116523
LYB|LYONDELLBASELL|JONE|JonesTrading|14
LYB|LYONDELLBASELL|JPBX|J.P. MORGAN SECURITIES LLC|279574
LYB|LYONDELLBASELL|JPMX|J.P. Morgan Securities LLC|1070821
LYB|LYONDELLBASELL|JSEB|JANE STREET EXECUTION SERVICES, LLC|1024
LYB|LYONDELLBASELL|JSJX|JANE STREET CAPITAL LLC|7969
LYB|LYONDELLBASELL|KCGM|VIRTU Americas LLC|98254
LYB|LYONDELLBASELL|KEYB|KEYBANC CAPITAL MARKETS INC.|15200
LYB|LYONDELLBASELL|LEHM|Barclays Capital Inc./Le|1738827
LYB|LYONDELLBASELL|LGNT|COR CLEARING LLC|1
LYB|LYONDELLBASELL|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4720
LYB|LYONDELLBASELL|LIME|Lime Brokerage LLC|51369
LYB|LYONDELLBASELL|LIWD|LIME BROKERAGE LLC|1501
LYB|LYONDELLBASELL|LMNX|LUMINEX TRADING & ANALYTICS LLC|36800
LYB|LYONDELLBASELL|LOOP|Loop Capital Markets LLC|5924
LYB|LYONDELLBASELL|LQNA|LIQUIDNET, INC.|236600
LYB|LYONDELLBASELL|LQNB|LIQUIDNET, INC.|20547
LYB|LYONDELLBASELL|LSCI|Lek Securities Corporation|458
LYB|LYONDELLBASELL|LTCO|Ladenburg, Thalmann & Co., Inc.|19047
LYB|LYONDELLBASELL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
LYB|LYONDELLBASELL|MACC|Mid Atlantic Capital Corporation|1248
LYB|LYONDELLBASELL|MAXM|Maxim Group LLC|5567
LYB|LYONDELLBASELL|MBTS|ALLY INVEST SECURITIES LLC|157
LYB|LYONDELLBASELL|MCMF|Raymond James Ltd. Cds|5429
LYB|LYONDELLBASELL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|170407
LYB|LYONDELLBASELL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
LYB|LYONDELLBASELL|MOTF|MOTIF INVESTING, INC.|28
LYB|LYONDELLBASELL|MPSG|E D & F Man Capital Markets Inc.|704
LYB|LYONDELLBASELL|MSCO|MORGAN STANLEY & CO. LLC|2435033
LYB|LYONDELLBASELL|MSPL|MORGAN STANLEY & CO. LLC|336600
LYB|LYONDELLBASELL|MSTX|MORGAN STANLEY & CO. LLC|311900
LYB|LYONDELLBASELL|MTON|MILLINGTON SECURITIES, INC.|24753
LYB|LYONDELLBASELL|NATL|National Securities Corporation|2185
LYB|LYONDELLBASELL|NEUB|NEUBERGER BERMAN BD LLC|1450
LYB|LYONDELLBASELL|NFSC|National Financial Services LLC|331773
LYB|LYONDELLBASELL|NITE|VIRTU Americas LLC|778559
LYB|LYONDELLBASELL|NITP|VIRTU Americas LLC|200
LYB|LYONDELLBASELL|NQRB|Brut, LLC|28666
LYB|LYONDELLBASELL|NTBF|BMO Nesbitt Burns Inc./CDS|697
LYB|LYONDELLBASELL|NTRC|Northern Trust Securities, Inc.|456
LYB|LYONDELLBASELL|OHOS|TWO SIGMA SECURITIES, LLC|20533
LYB|LYONDELLBASELL|ONEL|O'NEIL SECURITIES, INCORPORATED|76
LYB|LYONDELLBASELL|OPCO|Oppenheimer & Co. Inc.|1565
LYB|LYONDELLBASELL|PDQM|CODA MARKETS, INC.|362386
LYB|LYONDELLBASELL|PHLY|NASDAQ Execution Services, LLC|7400
LYB|LYONDELLBASELL|PICT|Pictet Overseas Inc.|6231
LYB|LYONDELLBASELL|PIPR|Piper Jaffray & Co.|400
LYB|LYONDELLBASELL|PREC|PRECISION SECURITIES, LLC|500
LYB|LYONDELLBASELL|PWJC|UBS Financial Services, Inc.|5188
LYB|LYONDELLBASELL|QMSR|QUATTRO M SECURITIES INC.|2949
LYB|LYONDELLBASELL|RBCM|RBC CAPITAL MARKETS, LLC|19579
LYB|LYONDELLBASELL|RHCO|Suntrust Robinson Humphrey, Inc.|11346
LYB|LYONDELLBASELL|SAGL|SAGETRADER, LLC|13991
LYB|LYONDELLBASELL|SAGW|SAGETRADER, LLC|303
LYB|LYONDELLBASELL|SALI|INTL FCSTONE FINANCIAL INC.|577
LYB|LYONDELLBASELL|SBSH|Citigroup Global Markets Inc.|1037714
LYB|LYONDELLBASELL|SCMC|Scotia Capital Markets (USA) Inc.|140000
LYB|LYONDELLBASELL|SEIC|SEI Investments Distribution Co.|1047
LYB|LYONDELLBASELL|SGMT|GOLDMAN SACHS & CO. LLC|216565
LYB|LYONDELLBASELL|SJLS|TRADE INFORMATICS LLC|100
LYB|LYONDELLBASELL|SPDR|SPEEDROUTE LLC|31800
LYB|LYONDELLBASELL|SPHN|Stephens Inc.|2318
LYB|LYONDELLBASELL|SSBS|STATE STREET GLOBAL MARKETS, LLC|561
LYB|LYONDELLBASELL|STFC|Stuart Frankel & Co., Incorporated|4415
LYB|LYONDELLBASELL|STFL|Stifel, Nicolaus & Company, Incorporated|5680
LYB|LYONDELLBASELL|STKP|STOCKPILE INVESTMENTS, INC.|8
LYB|LYONDELLBASELL|STRS|STRATEGAS RESEARCH PARTNERS|173
LYB|LYONDELLBASELL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9604
LYB|LYONDELLBASELL|SWIM|TD Ameritrade, Inc.|116878
LYB|LYONDELLBASELL|SWST|Hilltop Securities Inc.|4808
LYB|LYONDELLBASELL|TAGC|TELSEY ADVISORY GROUP LLC|661
LYB|LYONDELLBASELL|TDSI|TD Securities (USA) LLC|700
LYB|LYONDELLBASELL|TKNG|ALLY INVEST SECURITIES LLC|236
LYB|LYONDELLBASELL|TMBR|Timber Hill LLC|9115
LYB|LYONDELLBASELL|TRBT|Tradebot Systems, Inc.|329005
LYB|LYONDELLBASELL|TRCM|TRC MARKETS LLC|352414
LYB|LYONDELLBASELL|TWTT|TASTYWORKS, INC.|30
LYB|LYONDELLBASELL|UBSA|UBS SECURITIES LLC|1215492
LYB|LYONDELLBASELL|UBSS|UBS Securities LLC|1689780
LYB|LYONDELLBASELL|VALX|VIRTU AMERICAS LLC|33296
LYB|LYONDELLBASELL|VGRD|Vanguard Marketing Corporation|6034
LYB|LYONDELLBASELL|VSIN|Vision Financial Markets Llc|3
LYB|LYONDELLBASELL|WABR|Wall Street Access|29753
LYB|LYONDELLBASELL|WBET|Wallachbeth Capital LLC|12876
LYB|LYONDELLBASELL|WBLR|WILLIAM BLAIR|146
LYB|LYONDELLBASELL|WBPX|SUMMIT SECURITIES GROUP, LLC|3815
LYB|LYONDELLBASELL|WCHV|WELLS FARGO SECURITIES, LLC|357636
LYB|LYONDELLBASELL|WDNX|WEEDEN & CO.L.P.|1868
LYB|LYONDELLBASELL|WEDB|WEDBUSH SECURITIES INC.|3544
LYB|LYONDELLBASELL|WEED|Weeden & Co.L.P.|6105
LYB|LYONDELLBASELL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|49159
LYB|LYONDELLBASELL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46785
LYB|LYONDELLBASELL|WFPB|Wells Fargo Securities, LLC.|400
LYB|LYONDELLBASELL|WGIF|CIBC World Markets Inc.|2432
LYB|LYONDELLBASELL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1222
LYB|LYONDELLBASELL|WMLL|Watermill Institutional Trading LLC|15508
LYB|LYONDELLBASELL|WSAG|WALL STREET ACCESS|3431
LYB|LYONDELLBASELL|WSEA|WOLVERINE SECURITIES, LLC|5565
LYB|LYONDELLBASELL|XIST|INSTINET, LLC|34304
LYB|LYONDELLBASELL|XPQR|Jump Trading|7200
LYB|LYONDELLBASELL|XPUS|XP SECURITIES, LLC|738
LYB|LYONDELLBASELL|XSTM|NATIONAL FINANCIAL SERVICES LLC|93798
LYB|LYONDELLBASELL|YKNA|COMHAR CAPITAL MARKETS, LLC|7113
LYB|LYONDELLBASELL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14812
LYG|LLOYDS BNKG GP ADS|ALTX|Alternet Securities Inc.|29679
LYG|LLOYDS BNKG GP ADS|APCC|Apex Clearing Corporation|38833
LYG|LLOYDS BNKG GP ADS|BALE|M&T SECURITIES, INC.|2207
LYG|LLOYDS BNKG GP ADS|BANK|Primevest Financial Services, Inc.|1123
LYG|LLOYDS BNKG GP ADS|BARD|Robert W. Baird & Co. Incorporated|37319
LYG|LLOYDS BNKG GP ADS|BATM|CBOE TRADING, INC.|1200
LYG|LLOYDS BNKG GP ADS|BBNT|BB&T SECURITIES, LLC|9955
LYG|LLOYDS BNKG GP ADS|BERN|Sanford C. Bernstein & Co., LLC|6000
LYG|LLOYDS BNKG GP ADS|BIDS|BIDS TRADING L.P.|2000
LYG|LLOYDS BNKG GP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|445818
LYG|LLOYDS BNKG GP ADS|BLKX|INSTINET, LLC|5000
LYG|LLOYDS BNKG GP ADS|BTIG|BTIG, LLC|853215
LYG|LLOYDS BNKG GP ADS|BYXM|CBOE TRADING, INC.|200
LYG|LLOYDS BNKG GP ADS|BZYD|GOLDMAN SACHS & CO. LLC|2300
LYG|LLOYDS BNKG GP ADS|CANT|Cantor Fitzgerald & Co.|1475
LYG|LLOYDS BNKG GP ADS|CHAS|Charles Schwab & Co., Inc.|58218
LYG|LLOYDS BNKG GP ADS|CICF|Canaccord Genuity Corp.|100
LYG|LLOYDS BNKG GP ADS|CIST|Capital Institutional Services, Inc.|20414
LYG|LLOYDS BNKG GP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|196931
LYG|LLOYDS BNKG GP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1391392
LYG|LLOYDS BNKG GP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|65124
LYG|LLOYDS BNKG GP ADS|DADA|D.A. Davidson & Co.|17482
LYG|LLOYDS BNKG GP ADS|DBAB|Deutsche Bank Securities Inc.|75212
LYG|LLOYDS BNKG GP ADS|DBAX|Deutsche Bank Securities Inc.|719800
LYG|LLOYDS BNKG GP ADS|DCHF|Dart Executions, LLC|75526
LYG|LLOYDS BNKG GP ADS|DEAN|MORGAN STANLEY|978479
LYG|LLOYDS BNKG GP ADS|DEGS|RONIN PROFESSIONAL LLC|401
LYG|LLOYDS BNKG GP ADS|EBXL|EBX LLC|664800
LYG|LLOYDS BNKG GP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|638952
LYG|LLOYDS BNKG GP ADS|EDJO|Edward D. Jones & Co., L.P.|824822
LYG|LLOYDS BNKG GP ADS|EGAM|CBOE TRADING, INC.|43200
LYG|LLOYDS BNKG GP ADS|EGXM|CBOE TRADING, INC.|9400
LYG|LLOYDS BNKG GP ADS|ETBE|Electronic Transaction Clearing, Inc.|24500
LYG|LLOYDS BNKG GP ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
LYG|LLOYDS BNKG GP ADS|ETCB|ETC BROKERAGE SERVICES, LLC|90
LYG|LLOYDS BNKG GP ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2196
LYG|LLOYDS BNKG GP ADS|ETRS|E*Trade Securities LLC|958140
LYG|LLOYDS BNKG GP ADS|FBSB|U.S. Bancorp Investments, Inc.|410
LYG|LLOYDS BNKG GP ADS|FILL|Tradestation Securities, Inc.|9082
LYG|LLOYDS BNKG GP ADS|FINX|FINTECH SECURITIES|2224
LYG|LLOYDS BNKG GP ADS|FMAF|NBCN Inc./ CDS|58147
LYG|LLOYDS BNKG GP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79099
LYG|LLOYDS BNKG GP ADS|FTBR|Foliofn Investments, Inc.|224153
LYG|LLOYDS BNKG GP ADS|GBMT|GBM International, Inc.|12861
LYG|LLOYDS BNKG GP ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|64800
LYG|LLOYDS BNKG GP ADS|GLIS|TD Securities Inc|7426
LYG|LLOYDS BNKG GP ADS|GLPX|ACS EXECUTION SERVICES, LLC|10994
LYG|LLOYDS BNKG GP ADS|GSCO|GOLDMAN SACHS & CO. LLC|1444792
LYG|LLOYDS BNKG GP ADS|GSCS|GOLDMAN SACHS & CO. LLC|219972
LYG|LLOYDS BNKG GP ADS|GSLT|GOLDMAN SACHS & CO. LLC|39138
LYG|LLOYDS BNKG GP ADS|GTSZ|GTS SECURITIES LLC|11230
LYG|LLOYDS BNKG GP ADS|HRBF|American Enterprise Investment Services Inc.|174777
LYG|LLOYDS BNKG GP ADS|HSBC|HSBC Securities, Inc.|92081
LYG|LLOYDS BNKG GP ADS|IATS|INTERACTIVE BROKERS LLC|98201
LYG|LLOYDS BNKG GP ADS|IBKR|Interactive Brokers Llc|46843
LYG|LLOYDS BNKG GP ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12976
LYG|LLOYDS BNKG GP ADS|ICBX|INSTINET, LLC|466442
LYG|LLOYDS BNKG GP ADS|INCA|INSTINET, LLC|266595
LYG|LLOYDS BNKG GP ADS|INTL|INTL FCSTONE FINANCIAL INC.|294251
LYG|LLOYDS BNKG GP ADS|ITGI|ITG Inc.|86065
LYG|LLOYDS BNKG GP ADS|ITGP|ITG INC.|770200
LYG|LLOYDS BNKG GP ADS|JANY|Janney Montgomery Scott Inc.|40907
LYG|LLOYDS BNKG GP ADS|JEFF|JEFFERIES LLC|54677
LYG|LLOYDS BNKG GP ADS|JMPT|JUMP TRADING, LLC|16266
LYG|LLOYDS BNKG GP ADS|JPBX|J.P. MORGAN SECURITIES LLC|6400
LYG|LLOYDS BNKG GP ADS|JPMX|J.P. Morgan Securities LLC|707770
LYG|LLOYDS BNKG GP ADS|JSJX|JANE STREET CAPITAL LLC|195996
LYG|LLOYDS BNKG GP ADS|KBWI|Keefe, Bruyette & Woods, Inc.|7710
LYG|LLOYDS BNKG GP ADS|KCGM|VIRTU Americas LLC|505505
LYG|LLOYDS BNKG GP ADS|KRSH|Kershner Securities, LLC|15562
LYG|LLOYDS BNKG GP ADS|LEHM|Barclays Capital Inc./Le|3881108
LYG|LLOYDS BNKG GP ADS|LGNT|COR CLEARING LLC|16
LYG|LLOYDS BNKG GP ADS|LIME|Lime Brokerage LLC|234748
LYG|LLOYDS BNKG GP ADS|LQNA|LIQUIDNET, INC.|5800
LYG|LLOYDS BNKG GP ADS|MAXM|Maxim Group LLC|300
LYG|LLOYDS BNKG GP ADS|MBTS|ALLY INVEST SECURITIES LLC|4000
LYG|LLOYDS BNKG GP ADS|MCMF|Raymond James Ltd. Cds|30000
LYG|LLOYDS BNKG GP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2073855
LYG|LLOYDS BNKG GP ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|16034
LYG|LLOYDS BNKG GP ADS|MOTF|MOTIF INVESTING, INC.|2
LYG|LLOYDS BNKG GP ADS|MSCO|MORGAN STANLEY & CO. LLC|2538381
LYG|LLOYDS BNKG GP ADS|MSPL|MORGAN STANLEY & CO. LLC|720300
LYG|LLOYDS BNKG GP ADS|MSTX|MORGAN STANLEY & CO. LLC|112000
LYG|LLOYDS BNKG GP ADS|NFSC|National Financial Services LLC|1898676
LYG|LLOYDS BNKG GP ADS|NITE|VIRTU Americas LLC|7296287
LYG|LLOYDS BNKG GP ADS|NITP|VIRTU Americas LLC|413811
LYG|LLOYDS BNKG GP ADS|NTBF|BMO Nesbitt Burns Inc./CDS|11077
LYG|LLOYDS BNKG GP ADS|NTRC|Northern Trust Securities, Inc.|6255
LYG|LLOYDS BNKG GP ADS|OLDM|OLD MISSION CAPITAL, LLC|106902
LYG|LLOYDS BNKG GP ADS|OPCO|Oppenheimer & Co. Inc.|24955
LYG|LLOYDS BNKG GP ADS|PCPT|PHILLIP CAPITAL INC.|4723
LYG|LLOYDS BNKG GP ADS|PDQM|CODA MARKETS, INC.|27089
LYG|LLOYDS BNKG GP ADS|PHLY|NASDAQ Execution Services, LLC|13600
LYG|LLOYDS BNKG GP ADS|PIPR|Piper Jaffray & Co.|16455
LYG|LLOYDS BNKG GP ADS|PWJC|UBS Financial Services, Inc.|54292
LYG|LLOYDS BNKG GP ADS|RBCM|RBC CAPITAL MARKETS, LLC|22469
LYG|LLOYDS BNKG GP ADS|RGLD|Regal Securities, Inc|2432784
LYG|LLOYDS BNKG GP ADS|SAGL|SAGETRADER, LLC|20900
LYG|LLOYDS BNKG GP ADS|SALI|INTL FCSTONE FINANCIAL INC.|5
LYG|LLOYDS BNKG GP ADS|SBSH|Citigroup Global Markets Inc.|186146
LYG|LLOYDS BNKG GP ADS|SEIC|SEI Investments Distribution Co.|27779
LYG|LLOYDS BNKG GP ADS|SGMT|GOLDMAN SACHS & CO. LLC|404877
LYG|LLOYDS BNKG GP ADS|SPDR|SPEEDROUTE LLC|2200
LYG|LLOYDS BNKG GP ADS|SPHN|Stephens Inc.|32
LYG|LLOYDS BNKG GP ADS|SPNT|SEVEN POINTS CAPITAL, LLC|1200
LYG|LLOYDS BNKG GP ADS|STFL|Stifel, Nicolaus & Company, Incorporated|34463
LYG|LLOYDS BNKG GP ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16200
LYG|LLOYDS BNKG GP ADS|SWIM|TD Ameritrade, Inc.|4148442
LYG|LLOYDS BNKG GP ADS|SWST|Hilltop Securities Inc.|11495
LYG|LLOYDS BNKG GP ADS|TKNG|ALLY INVEST SECURITIES LLC|10416
LYG|LLOYDS BNKG GP ADS|TMBR|Timber Hill LLC|1060
LYG|LLOYDS BNKG GP ADS|TRBT|Tradebot Systems, Inc.|5384
LYG|LLOYDS BNKG GP ADS|TRCM|TRC MARKETS LLC|5480
LYG|LLOYDS BNKG GP ADS|TWTT|TASTYWORKS, INC.|900
LYG|LLOYDS BNKG GP ADS|UBSA|UBS SECURITIES LLC|2295949
LYG|LLOYDS BNKG GP ADS|UBSS|UBS Securities LLC|3103643
LYG|LLOYDS BNKG GP ADS|VALX|VIRTU AMERICAS LLC|1268237
LYG|LLOYDS BNKG GP ADS|VERT|The Vertical Trading Group, LLC|3651
LYG|LLOYDS BNKG GP ADS|VGRD|Vanguard Marketing Corporation|175773
LYG|LLOYDS BNKG GP ADS|VNDM|Wall Street Access|1059
LYG|LLOYDS BNKG GP ADS|VSIN|Vision Financial Markets Llc|31
LYG|LLOYDS BNKG GP ADS|WCHV|WELLS FARGO SECURITIES, LLC|1128781
LYG|LLOYDS BNKG GP ADS|WDNX|WEEDEN & CO.L.P.|2742
LYG|LLOYDS BNKG GP ADS|WEDB|WEDBUSH SECURITIES INC.|952
LYG|LLOYDS BNKG GP ADS|WEED|Weeden & Co.L.P.|200
LYG|LLOYDS BNKG GP ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10036
LYG|LLOYDS BNKG GP ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6287
LYG|LLOYDS BNKG GP ADS|WFPB|Wells Fargo Securities, LLC.|11000
LYG|LLOYDS BNKG GP ADS|WGIF|CIBC World Markets Inc.|52941
LYG|LLOYDS BNKG GP ADS|WHOT|JUST2TRADE, INC.|1200
LYG|LLOYDS BNKG GP ADS|WSEA|WOLVERINE SECURITIES, LLC|21176
LYG|LLOYDS BNKG GP ADS|XIST|INSTINET, LLC|23960
LYG|LLOYDS BNKG GP ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|211038
LYG|LLOYDS BNKG GP ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|120266
LYL|DRAGON VICTORY OR SH|ALTX|Alternet Securities Inc.|2500
LYL|DRAGON VICTORY OR SH|APCC|Apex Clearing Corporation|5011
LYL|DRAGON VICTORY OR SH|BATM|CBOE TRADING, INC.|250
LYL|DRAGON VICTORY OR SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|127
LYL|DRAGON VICTORY OR SH|CHAS|Charles Schwab & Co., Inc.|10000
LYL|DRAGON VICTORY OR SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2850
LYL|DRAGON VICTORY OR SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
LYL|DRAGON VICTORY OR SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|30445
LYL|DRAGON VICTORY OR SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14590
LYL|DRAGON VICTORY OR SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
LYL|DRAGON VICTORY OR SH|DBAX|Deutsche Bank Securities Inc.|19900
LYL|DRAGON VICTORY OR SH|DEGS|RONIN PROFESSIONAL LLC|74
LYL|DRAGON VICTORY OR SH|EBXL|EBX LLC|1100
LYL|DRAGON VICTORY OR SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
LYL|DRAGON VICTORY OR SH|EGXM|CBOE TRADING, INC.|1600
LYL|DRAGON VICTORY OR SH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
LYL|DRAGON VICTORY OR SH|ETRS|E*Trade Securities LLC|57322
LYL|DRAGON VICTORY OR SH|FBCO|Credit Suisse Securities (USA) LLC|16562
LYL|DRAGON VICTORY OR SH|FOMA|TD AMERITRADE CLEARING, INC.|97938
LYL|DRAGON VICTORY OR SH|GEBB|GLOBAL EXECUTION BROKERS, LP|250
LYL|DRAGON VICTORY OR SH|GLPX|ACS EXECUTION SERVICES, LLC|8651
LYL|DRAGON VICTORY OR SH|GSCO|GOLDMAN SACHS & CO. LLC|300
LYL|DRAGON VICTORY OR SH|GSLT|GOLDMAN SACHS & CO. LLC|1400
LYL|DRAGON VICTORY OR SH|GTSZ|GTS SECURITIES LLC|3858
LYL|DRAGON VICTORY OR SH|IATS|INTERACTIVE BROKERS LLC|8724
LYL|DRAGON VICTORY OR SH|IBKR|Interactive Brokers Llc|117817
LYL|DRAGON VICTORY OR SH|ICBX|INSTINET, LLC|500
LYL|DRAGON VICTORY OR SH|INCA|INSTINET, LLC|23262
LYL|DRAGON VICTORY OR SH|ITGI|ITG Inc.|3358
LYL|DRAGON VICTORY OR SH|ITGP|ITG INC.|7800
LYL|DRAGON VICTORY OR SH|JPMX|J.P. Morgan Securities LLC|200
LYL|DRAGON VICTORY OR SH|KCGM|VIRTU Americas LLC|2150
LYL|DRAGON VICTORY OR SH|LEHM|Barclays Capital Inc./Le|12500
LYL|DRAGON VICTORY OR SH|LIME|Lime Brokerage LLC|9739
LYL|DRAGON VICTORY OR SH|LSCI|Lek Securities Corporation|1000
LYL|DRAGON VICTORY OR SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
LYL|DRAGON VICTORY OR SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11800
LYL|DRAGON VICTORY OR SH|MSCO|MORGAN STANLEY & CO. LLC|27810
LYL|DRAGON VICTORY OR SH|NFSC|National Financial Services LLC|45370
LYL|DRAGON VICTORY OR SH|NITE|VIRTU Americas LLC|83947
LYL|DRAGON VICTORY OR SH|NQRB|Brut, LLC|247
LYL|DRAGON VICTORY OR SH|PDQM|CODA MARKETS, INC.|12563
LYL|DRAGON VICTORY OR SH|RGLD|Regal Securities, Inc|200
LYL|DRAGON VICTORY OR SH|SAGL|SAGETRADER, LLC|600
LYL|DRAGON VICTORY OR SH|SBSH|Citigroup Global Markets Inc.|10685
LYL|DRAGON VICTORY OR SH|SGMT|GOLDMAN SACHS & CO. LLC|600
LYL|DRAGON VICTORY OR SH|SPDR|SPEEDROUTE LLC|3100
LYL|DRAGON VICTORY OR SH|SWIM|TD Ameritrade, Inc.|47497
LYL|DRAGON VICTORY OR SH|TRCM|TRC MARKETS LLC|720
LYL|DRAGON VICTORY OR SH|UBSA|UBS SECURITIES LLC|35841
LYL|DRAGON VICTORY OR SH|UBSS|UBS Securities LLC|97105
LYL|DRAGON VICTORY OR SH|WCHV|WELLS FARGO SECURITIES, LLC|2600
LYL|DRAGON VICTORY OR SH|WEDB|WEDBUSH SECURITIES INC.|12500
LYL|DRAGON VICTORY OR SH|WGIF|CIBC World Markets Inc.|1208
LYL|DRAGON VICTORY OR SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
LYL|DRAGON VICTORY OR SH|YKNA|COMHAR CAPITAL MARKETS, LLC|350
LYTS|L S I INDUSTRIES I##|ALTX|Alternet Securities Inc.|11261
LYTS|L S I INDUSTRIES I##|APCC|Apex Clearing Corporation|483
LYTS|L S I INDUSTRIES I##|BARD|Robert W. Baird & Co. Incorporated|3608
LYTS|L S I INDUSTRIES I##|BATM|CBOE TRADING, INC.|968
LYTS|L S I INDUSTRIES I##|BAYC|BAY CREST PARTNERS, LLC|754
LYTS|L S I INDUSTRIES I##|BERN|Sanford C. Bernstein & Co., LLC|6475
LYTS|L S I INDUSTRIES I##|BIDS|BIDS TRADING L.P.|6700
LYTS|L S I INDUSTRIES I##|BLKX|INSTINET, LLC|41600
LYTS|L S I INDUSTRIES I##|BMOC|BMO Capital Markets Corp.|3726
LYTS|L S I INDUSTRIES I##|BNCH|The Benchmark Company, LLC|400
LYTS|L S I INDUSTRIES I##|BNPX|BNP PARIBAS SECURITIES CORP.|1801
LYTS|L S I INDUSTRIES I##|BTIG|BTIG, LLC|2989
LYTS|L S I INDUSTRIES I##|BYXM|CBOE TRADING, INC.|620
LYTS|L S I INDUSTRIES I##|CANT|Cantor Fitzgerald & Co.|691
LYTS|L S I INDUSTRIES I##|CHAS|Charles Schwab & Co., Inc.|717
LYTS|L S I INDUSTRIES I##|CIST|Capital Institutional Services, Inc.|1058
LYTS|L S I INDUSTRIES I##|COWR|Cowen and Company, LLC|790
LYTS|L S I INDUSTRIES I##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75346
LYTS|L S I INDUSTRIES I##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13360
LYTS|L S I INDUSTRIES I##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80836
LYTS|L S I INDUSTRIES I##|CTDL|Citadel Derivatives Group Llc|2282
LYTS|L S I INDUSTRIES I##|CXCX|CITIGROUP GLOBAL MARKETS INC.|6978
LYTS|L S I INDUSTRIES I##|DBAB|Deutsche Bank Securities Inc.|480168
LYTS|L S I INDUSTRIES I##|DBAX|Deutsche Bank Securities Inc.|35000
LYTS|L S I INDUSTRIES I##|DEAN|MORGAN STANLEY|1264
LYTS|L S I INDUSTRIES I##|DEGS|RONIN PROFESSIONAL LLC|6624
LYTS|L S I INDUSTRIES I##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|152
LYTS|L S I INDUSTRIES I##|EBXL|EBX LLC|62300
LYTS|L S I INDUSTRIES I##|ECUT|CONVERGEX EXECUTION SOLUTIONS|622
LYTS|L S I INDUSTRIES I##|EDJO|Edward D. Jones & Co., L.P.|100
LYTS|L S I INDUSTRIES I##|EGAM|CBOE TRADING, INC.|6984
LYTS|L S I INDUSTRIES I##|EGMT|EG MARKET TECHNOLOGIES LLC|100
LYTS|L S I INDUSTRIES I##|EGXM|CBOE TRADING, INC.|7614
LYTS|L S I INDUSTRIES I##|ETBE|Electronic Transaction Clearing, Inc.|29863
LYTS|L S I INDUSTRIES I##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|808
LYTS|L S I INDUSTRIES I##|ETRS|E*Trade Securities LLC|45591
LYTS|L S I INDUSTRIES I##|FBCO|Credit Suisse Securities (USA) LLC|65584
LYTS|L S I INDUSTRIES I##|FOMA|TD AMERITRADE CLEARING, INC.|220904
LYTS|L S I INDUSTRIES I##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4550
LYTS|L S I INDUSTRIES I##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17822
LYTS|L S I INDUSTRIES I##|FTBR|Foliofn Investments, Inc.|379
LYTS|L S I INDUSTRIES I##|GEBB|GLOBAL EXECUTION BROKERS, LP|7348
LYTS|L S I INDUSTRIES I##|GLPX|ACS EXECUTION SERVICES, LLC|9311
LYTS|L S I INDUSTRIES I##|GSCO|GOLDMAN SACHS & CO. LLC|892059
LYTS|L S I INDUSTRIES I##|GSCS|GOLDMAN SACHS & CO. LLC|635
LYTS|L S I INDUSTRIES I##|GSLT|GOLDMAN SACHS & CO. LLC|1030
LYTS|L S I INDUSTRIES I##|GTSZ|GTS SECURITIES LLC|537
LYTS|L S I INDUSTRIES I##|HRBF|American Enterprise Investment Services Inc.|1096
LYTS|L S I INDUSTRIES I##|HSBC|HSBC Securities, Inc.|4500
LYTS|L S I INDUSTRIES I##|IATS|INTERACTIVE BROKERS LLC|1241
LYTS|L S I INDUSTRIES I##|IBKR|Interactive Brokers Llc|29087
LYTS|L S I INDUSTRIES I##|ICBX|INSTINET, LLC|15500
LYTS|L S I INDUSTRIES I##|IEQY|CITADEL SECURITIES LLC|10004
LYTS|L S I INDUSTRIES I##|INCA|INSTINET, LLC|159721
LYTS|L S I INDUSTRIES I##|INJX|INSTINET, LLC|7531
LYTS|L S I INDUSTRIES I##|ITGI|ITG Inc.|44871
LYTS|L S I INDUSTRIES I##|ITGP|ITG INC.|27800
LYTS|L S I INDUSTRIES I##|JANY|Janney Montgomery Scott Inc.|100
LYTS|L S I INDUSTRIES I##|JEFF|JEFFERIES LLC|22348
LYTS|L S I INDUSTRIES I##|JMPT|JUMP TRADING, LLC|4059
LYTS|L S I INDUSTRIES I##|JONE|JonesTrading|3000
LYTS|L S I INDUSTRIES I##|JPBX|J.P. MORGAN SECURITIES LLC|1000
LYTS|L S I INDUSTRIES I##|JPMX|J.P. Morgan Securities LLC|99221
LYTS|L S I INDUSTRIES I##|JSJX|JANE STREET CAPITAL LLC|3516
LYTS|L S I INDUSTRIES I##|KCGM|VIRTU Americas LLC|13476
LYTS|L S I INDUSTRIES I##|LEHM|Barclays Capital Inc./Le|482157
LYTS|L S I INDUSTRIES I##|LIME|Lime Brokerage LLC|86324
LYTS|L S I INDUSTRIES I##|LMNX|LUMINEX TRADING & ANALYTICS LLC|70300
LYTS|L S I INDUSTRIES I##|LOOP|Loop Capital Markets LLC|4195
LYTS|L S I INDUSTRIES I##|LQNA|LIQUIDNET, INC.|73800
LYTS|L S I INDUSTRIES I##|LQNB|LIQUIDNET, INC.|7944
LYTS|L S I INDUSTRIES I##|MACQ|Macquarie Capital (USA) Inc.|1990
LYTS|L S I INDUSTRIES I##|MAXM|Maxim Group LLC|406
LYTS|L S I INDUSTRIES I##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25664
LYTS|L S I INDUSTRIES I##|MSCO|MORGAN STANLEY & CO. LLC|1626859
LYTS|L S I INDUSTRIES I##|MSPL|MORGAN STANLEY & CO. LLC|32600
LYTS|L S I INDUSTRIES I##|MSTX|MORGAN STANLEY & CO. LLC|97200
LYTS|L S I INDUSTRIES I##|NFSC|National Financial Services LLC|130030
LYTS|L S I INDUSTRIES I##|NITE|VIRTU Americas LLC|210209
LYTS|L S I INDUSTRIES I##|NITP|VIRTU Americas LLC|3500
LYTS|L S I INDUSTRIES I##|NQRB|Brut, LLC|11184
LYTS|L S I INDUSTRIES I##|PDQM|CODA MARKETS, INC.|20662
LYTS|L S I INDUSTRIES I##|PHLY|NASDAQ Execution Services, LLC|600
LYTS|L S I INDUSTRIES I##|RAJA|Raymond James & Associates, Inc.|300
LYTS|L S I INDUSTRIES I##|RBCM|RBC CAPITAL MARKETS, LLC|4678
LYTS|L S I INDUSTRIES I##|SAGL|SAGETRADER, LLC|2500
LYTS|L S I INDUSTRIES I##|SBSH|Citigroup Global Markets Inc.|133275
LYTS|L S I INDUSTRIES I##|SGMT|GOLDMAN SACHS & CO. LLC|33813
LYTS|L S I INDUSTRIES I##|SPDR|SPEEDROUTE LLC|10446
LYTS|L S I INDUSTRIES I##|STFL|Stifel, Nicolaus & Company, Incorporated|21107
LYTS|L S I INDUSTRIES I##|STKP|STOCKPILE INVESTMENTS, INC.|36
LYTS|L S I INDUSTRIES I##|SWIM|TD Ameritrade, Inc.|15097
LYTS|L S I INDUSTRIES I##|TRBT|Tradebot Systems, Inc.|57041
LYTS|L S I INDUSTRIES I##|TRCM|TRC MARKETS LLC|38719
LYTS|L S I INDUSTRIES I##|TWTT|TASTYWORKS, INC.|700
LYTS|L S I INDUSTRIES I##|UBSA|UBS SECURITIES LLC|184339
LYTS|L S I INDUSTRIES I##|UBSS|UBS Securities LLC|887049
LYTS|L S I INDUSTRIES I##|VALX|VIRTU AMERICAS LLC|650
LYTS|L S I INDUSTRIES I##|VGRD|Vanguard Marketing Corporation|8992
LYTS|L S I INDUSTRIES I##|WBLR|WILLIAM BLAIR|1000
LYTS|L S I INDUSTRIES I##|WCHV|WELLS FARGO SECURITIES, LLC|25342
LYTS|L S I INDUSTRIES I##|WDNX|WEEDEN & CO.L.P.|4414
LYTS|L S I INDUSTRIES I##|WEED|Weeden & Co.L.P.|6000
LYTS|L S I INDUSTRIES I##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|296
LYTS|L S I INDUSTRIES I##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1255
LYTS|L S I INDUSTRIES I##|WGIF|CIBC World Markets Inc.|5500
LYTS|L S I INDUSTRIES I##|WSEA|WOLVERINE SECURITIES, LLC|1658
LYTS|L S I INDUSTRIES I##|XIST|INSTINET, LLC|400
LYTS|L S I INDUSTRIES I##|XSTM|NATIONAL FINANCIAL SERVICES LLC|29600
LYTS|L S I INDUSTRIES I##|YKNA|COMHAR CAPITAL MARKETS, LLC|622
LYTS|L S I INDUSTRIES I##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
LYV|LIVE NATION ENTMNT|ABLE|NATIXIS Securities Americas LLC|28577
LYV|LIVE NATION ENTMNT|AGIS|Aegis Capital Corp.|200
LYV|LIVE NATION ENTMNT|ALTX|Alternet Securities Inc.|13048
LYV|LIVE NATION ENTMNT|ANOS|ABEL/NOSER, L.L.C.|7448
LYV|LIVE NATION ENTMNT|APCC|Apex Clearing Corporation|230
LYV|LIVE NATION ENTMNT|BANK|Primevest Financial Services, Inc.|16
LYV|LIVE NATION ENTMNT|BARD|Robert W. Baird & Co. Incorporated|1179
LYV|LIVE NATION ENTMNT|BATM|CBOE TRADING, INC.|5532
LYV|LIVE NATION ENTMNT|BAYC|BAY CREST PARTNERS, LLC|386
LYV|LIVE NATION ENTMNT|BAYT|BTIG, LLC|40700
LYV|LIVE NATION ENTMNT|BBNT|BB&T SECURITIES, LLC|6566
LYV|LIVE NATION ENTMNT|BERN|Sanford C. Bernstein & Co., LLC|70091
LYV|LIVE NATION ENTMNT|BIDS|BIDS TRADING L.P.|800
LYV|LIVE NATION ENTMNT|BIMI|Banca IMI Securities Corp.|118
LYV|LIVE NATION ENTMNT|BKCM|BNY Mellon Capital Markets LLC|30867
LYV|LIVE NATION ENTMNT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8489
LYV|LIVE NATION ENTMNT|BLKX|INSTINET, LLC|560374
LYV|LIVE NATION ENTMNT|BNCH|The Benchmark Company, LLC|4538
LYV|LIVE NATION ENTMNT|BNPX|BNP PARIBAS SECURITIES CORP.|266603
LYV|LIVE NATION ENTMNT|BRVL|BLAYLOCK VAN, LLC|1900
LYV|LIVE NATION ENTMNT|BTIG|BTIG, LLC|25097
LYV|LIVE NATION ENTMNT|BYXM|CBOE TRADING, INC.|1100
LYV|LIVE NATION ENTMNT|BZYD|GOLDMAN SACHS & CO. LLC|600
LYV|LIVE NATION ENTMNT|CANT|Cantor Fitzgerald & Co.|142
LYV|LIVE NATION ENTMNT|CBLC|CITIGROUP GLOBAL MARKETS INC.|48000
LYV|LIVE NATION ENTMNT|CHAS|Charles Schwab & Co., Inc.|2799
LYV|LIVE NATION ENTMNT|CICF|Canaccord Genuity Corp.|1962
LYV|LIVE NATION ENTMNT|CIST|Capital Institutional Services, Inc.|2205
LYV|LIVE NATION ENTMNT|CLSA|CLSA AMERICAS, LLC|100
LYV|LIVE NATION ENTMNT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|252455
LYV|LIVE NATION ENTMNT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4256
LYV|LIVE NATION ENTMNT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|537474
LYV|LIVE NATION ENTMNT|CTDL|Citadel Derivatives Group Llc|14913
LYV|LIVE NATION ENTMNT|CTLR|CUTLER GROUP, LP|1400
LYV|LIVE NATION ENTMNT|CXCX|CITIGROUP GLOBAL MARKETS INC.|71688
LYV|LIVE NATION ENTMNT|DADA|D.A. Davidson & Co.|13
LYV|LIVE NATION ENTMNT|DAVA|Davenport & Company LLC|17214
LYV|LIVE NATION ENTMNT|DBAB|Deutsche Bank Securities Inc.|395119
LYV|LIVE NATION ENTMNT|DBAX|Deutsche Bank Securities Inc.|487000
LYV|LIVE NATION ENTMNT|DBUL|Deutsche Bank Securities Inc.|38517
LYV|LIVE NATION ENTMNT|DCHF|Dart Executions, LLC|14227
LYV|LIVE NATION ENTMNT|DEAN|MORGAN STANLEY|3733
LYV|LIVE NATION ENTMNT|DEGS|RONIN PROFESSIONAL LLC|100
LYV|LIVE NATION ENTMNT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
LYV|LIVE NATION ENTMNT|EBXL|EBX LLC|257300
LYV|LIVE NATION ENTMNT|ECUT|CONVERGEX EXECUTION SOLUTIONS|30686
LYV|LIVE NATION ENTMNT|EDJO|Edward D. Jones & Co., L.P.|1594
LYV|LIVE NATION ENTMNT|EGAM|CBOE TRADING, INC.|11814
LYV|LIVE NATION ENTMNT|EGAW|CBOE TRADING, INC.|110
LYV|LIVE NATION ENTMNT|EGMT|EG MARKET TECHNOLOGIES LLC|1100
LYV|LIVE NATION ENTMNT|EGXM|CBOE TRADING, INC.|3254
LYV|LIVE NATION ENTMNT|ELEV|ELEVATION, LLC|14248
LYV|LIVE NATION ENTMNT|ETBE|Electronic Transaction Clearing, Inc.|20998
LYV|LIVE NATION ENTMNT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
LYV|LIVE NATION ENTMNT|ETCC|Electronic Transaction Clearing, Inc.|278
LYV|LIVE NATION ENTMNT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15025
LYV|LIVE NATION ENTMNT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4582
LYV|LIVE NATION ENTMNT|ETRS|E*Trade Securities LLC|13973
LYV|LIVE NATION ENTMNT|FILL|Tradestation Securities, Inc.|15825
LYV|LIVE NATION ENTMNT|FMAF|NBCN Inc./ CDS|8195
LYV|LIVE NATION ENTMNT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17021
LYV|LIVE NATION ENTMNT|FQLS|Quantlab Securities LP|350917
LYV|LIVE NATION ENTMNT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|121530
LYV|LIVE NATION ENTMNT|FTBR|Foliofn Investments, Inc.|2883
LYV|LIVE NATION ENTMNT|GEBB|GLOBAL EXECUTION BROKERS, LP|8710
LYV|LIVE NATION ENTMNT|GLIS|TD Securities Inc|202
LYV|LIVE NATION ENTMNT|GLPX|ACS EXECUTION SERVICES, LLC|27997
LYV|LIVE NATION ENTMNT|GSCO|GOLDMAN SACHS & CO. LLC|1310239
LYV|LIVE NATION ENTMNT|GSCS|GOLDMAN SACHS & CO. LLC|8675
LYV|LIVE NATION ENTMNT|GSLT|GOLDMAN SACHS & CO. LLC|11831
LYV|LIVE NATION ENTMNT|GTSZ|GTS SECURITIES LLC|168398
LYV|LIVE NATION ENTMNT|HAPX|HAP Trading, LLC|100
LYV|LIVE NATION ENTMNT|HRBF|American Enterprise Investment Services Inc.|1536
LYV|LIVE NATION ENTMNT|HSBC|HSBC Securities, Inc.|40031
LYV|LIVE NATION ENTMNT|IATS|INTERACTIVE BROKERS LLC|8849
LYV|LIVE NATION ENTMNT|IBKR|Interactive Brokers Llc|12218
LYV|LIVE NATION ENTMNT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3857
LYV|LIVE NATION ENTMNT|ICBX|INSTINET, LLC|76114
LYV|LIVE NATION ENTMNT|IEQY|CITADEL SECURITIES LLC|62324
LYV|LIVE NATION ENTMNT|INCA|INSTINET, LLC|367075
LYV|LIVE NATION ENTMNT|INJX|INSTINET, LLC|36442
LYV|LIVE NATION ENTMNT|ITGI|ITG Inc.|50339
LYV|LIVE NATION ENTMNT|ITGP|ITG INC.|94400
LYV|LIVE NATION ENTMNT|JANY|Janney Montgomery Scott Inc.|1560
LYV|LIVE NATION ENTMNT|JEFF|JEFFERIES LLC|255393
LYV|LIVE NATION ENTMNT|JMPT|JUMP TRADING, LLC|85151
LYV|LIVE NATION ENTMNT|JPBX|J.P. MORGAN SECURITIES LLC|197804
LYV|LIVE NATION ENTMNT|JPMX|J.P. Morgan Securities LLC|609916
LYV|LIVE NATION ENTMNT|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
LYV|LIVE NATION ENTMNT|JSJX|JANE STREET CAPITAL LLC|29416
LYV|LIVE NATION ENTMNT|KCGM|VIRTU Americas LLC|92514
LYV|LIVE NATION ENTMNT|LEHM|Barclays Capital Inc./Le|1007653
LYV|LIVE NATION ENTMNT|LIME|Lime Brokerage LLC|22594
LYV|LIVE NATION ENTMNT|LMNX|LUMINEX TRADING & ANALYTICS LLC|169832
LYV|LIVE NATION ENTMNT|LQNA|LIQUIDNET, INC.|127600
LYV|LIVE NATION ENTMNT|LSCI|Lek Securities Corporation|384
LYV|LIVE NATION ENTMNT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
LYV|LIVE NATION ENTMNT|MACQ|Macquarie Capital (USA) Inc.|1774
LYV|LIVE NATION ENTMNT|MAXM|Maxim Group LLC|2000
LYV|LIVE NATION ENTMNT|MBTS|ALLY INVEST SECURITIES LLC|246
LYV|LIVE NATION ENTMNT|MCMF|Raymond James Ltd. Cds|3053
LYV|LIVE NATION ENTMNT|MKMP|MKM Partners LLC|3600
LYV|LIVE NATION ENTMNT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|448010
LYV|LIVE NATION ENTMNT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
LYV|LIVE NATION ENTMNT|MOTF|MOTIF INVESTING, INC.|3
LYV|LIVE NATION ENTMNT|MSCO|MORGAN STANLEY & CO. LLC|1672972
LYV|LIVE NATION ENTMNT|MSPL|MORGAN STANLEY & CO. LLC|503400
LYV|LIVE NATION ENTMNT|MSTX|MORGAN STANLEY & CO. LLC|222200
LYV|LIVE NATION ENTMNT|NFSC|National Financial Services LLC|79428
LYV|LIVE NATION ENTMNT|NITE|VIRTU Americas LLC|291075
LYV|LIVE NATION ENTMNT|NITP|VIRTU Americas LLC|1780
LYV|LIVE NATION ENTMNT|NMRA|Nomura Securities International, Inc.|4600
LYV|LIVE NATION ENTMNT|NQRB|Brut, LLC|15358
LYV|LIVE NATION ENTMNT|OHOS|TWO SIGMA SECURITIES, LLC|28291
LYV|LIVE NATION ENTMNT|OPCO|Oppenheimer & Co. Inc.|1087
LYV|LIVE NATION ENTMNT|PDQM|CODA MARKETS, INC.|43952
LYV|LIVE NATION ENTMNT|PHLY|NASDAQ Execution Services, LLC|2000
LYV|LIVE NATION ENTMNT|PIPR|Piper Jaffray & Co.|375
LYV|LIVE NATION ENTMNT|PNSR|Penserra Securities, LLC|2700
LYV|LIVE NATION ENTMNT|PWJC|UBS Financial Services, Inc.|30812
LYV|LIVE NATION ENTMNT|RBCM|RBC CAPITAL MARKETS, LLC|5553
LYV|LIVE NATION ENTMNT|SAGL|SAGETRADER, LLC|10386
LYV|LIVE NATION ENTMNT|SAGW|SAGETRADER, LLC|300
LYV|LIVE NATION ENTMNT|SBRX|MURIEL SIEBERT & CO INC|12
LYV|LIVE NATION ENTMNT|SBSH|Citigroup Global Markets Inc.|155695
LYV|LIVE NATION ENTMNT|SEIC|SEI Investments Distribution Co.|200
LYV|LIVE NATION ENTMNT|SGMT|GOLDMAN SACHS & CO. LLC|177308
LYV|LIVE NATION ENTMNT|SPDR|SPEEDROUTE LLC|11830
LYV|LIVE NATION ENTMNT|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
LYV|LIVE NATION ENTMNT|STFL|Stifel, Nicolaus & Company, Incorporated|731
LYV|LIVE NATION ENTMNT|STKP|STOCKPILE INVESTMENTS, INC.|28
LYV|LIVE NATION ENTMNT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6451
LYV|LIVE NATION ENTMNT|SWIM|TD Ameritrade, Inc.|28695
LYV|LIVE NATION ENTMNT|SWST|Hilltop Securities Inc.|1372
LYV|LIVE NATION ENTMNT|TAGC|TELSEY ADVISORY GROUP LLC|1056
LYV|LIVE NATION ENTMNT|TKNG|ALLY INVEST SECURITIES LLC|627
LYV|LIVE NATION ENTMNT|TRBT|Tradebot Systems, Inc.|267212
LYV|LIVE NATION ENTMNT|TRCM|TRC MARKETS LLC|69999
LYV|LIVE NATION ENTMNT|TWTT|TASTYWORKS, INC.|174
LYV|LIVE NATION ENTMNT|UBSA|UBS SECURITIES LLC|621629
LYV|LIVE NATION ENTMNT|UBSS|UBS Securities LLC|953151
LYV|LIVE NATION ENTMNT|VALX|VIRTU AMERICAS LLC|10841
LYV|LIVE NATION ENTMNT|VGRD|Vanguard Marketing Corporation|1616
LYV|LIVE NATION ENTMNT|VNDS|VANDHAM SECURITIES CORP|1726
LYV|LIVE NATION ENTMNT|WABR|Wall Street Access|4761
LYV|LIVE NATION ENTMNT|WBLR|WILLIAM BLAIR|840
LYV|LIVE NATION ENTMNT|WBPX|SUMMIT SECURITIES GROUP, LLC|1965
LYV|LIVE NATION ENTMNT|WCHV|WELLS FARGO SECURITIES, LLC|157556
LYV|LIVE NATION ENTMNT|WEDB|WEDBUSH SECURITIES INC.|3427
LYV|LIVE NATION ENTMNT|WEED|Weeden & Co.L.P.|3700
LYV|LIVE NATION ENTMNT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34409
LYV|LIVE NATION ENTMNT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18164
LYV|LIVE NATION ENTMNT|WGIF|CIBC World Markets Inc.|300
LYV|LIVE NATION ENTMNT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|346
LYV|LIVE NATION ENTMNT|WSEA|WOLVERINE SECURITIES, LLC|4338
LYV|LIVE NATION ENTMNT|XIST|INSTINET, LLC|29246
LYV|LIVE NATION ENTMNT|XPQR|Jump Trading|2767
LYV|LIVE NATION ENTMNT|XSTM|NATIONAL FINANCIAL SERVICES LLC|44806
LYV|LIVE NATION ENTMNT|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
LYV|LIVE NATION ENTMNT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1453
LZB|LA Z BOY INC|ANOS|ABEL/NOSER, L.L.C.|53
LZB|LA Z BOY INC|APCC|Apex Clearing Corporation|5416
LZB|LA Z BOY INC|BARD|Robert W. Baird & Co. Incorporated|5
LZB|LA Z BOY INC|BATM|CBOE TRADING, INC.|3530
LZB|LA Z BOY INC|BBNT|BB&T SECURITIES, LLC|357
LZB|LA Z BOY INC|BERN|Sanford C. Bernstein & Co., LLC|29214
LZB|LA Z BOY INC|BLKX|INSTINET, LLC|12600
LZB|LA Z BOY INC|BNPX|BNP PARIBAS SECURITIES CORP.|52877
LZB|LA Z BOY INC|BRGE|Newbridge Securities Corp.|270
LZB|LA Z BOY INC|BRVL|BLAYLOCK VAN, LLC|1200
LZB|LA Z BOY INC|BTIG|BTIG, LLC|661
LZB|LA Z BOY INC|BYXM|CBOE TRADING, INC.|200
LZB|LA Z BOY INC|BZYD|GOLDMAN SACHS & CO. LLC|2200
LZB|LA Z BOY INC|CHAS|Charles Schwab & Co., Inc.|350
LZB|LA Z BOY INC|CIST|Capital Institutional Services, Inc.|22
LZB|LA Z BOY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48142
LZB|LA Z BOY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1066
LZB|LA Z BOY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139205
LZB|LA Z BOY INC|CSMS|CORNERSTONE MACRO LLC|20000
LZB|LA Z BOY INC|CTDL|Citadel Derivatives Group Llc|201
LZB|LA Z BOY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|29756
LZB|LA Z BOY INC|DBAB|Deutsche Bank Securities Inc.|68438
LZB|LA Z BOY INC|DBAX|Deutsche Bank Securities Inc.|90600
LZB|LA Z BOY INC|DBUL|Deutsche Bank Securities Inc.|100
LZB|LA Z BOY INC|DEAN|MORGAN STANLEY|2850
LZB|LA Z BOY INC|DEGS|RONIN PROFESSIONAL LLC|5889
LZB|LA Z BOY INC|EBXL|EBX LLC|73900
LZB|LA Z BOY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|915
LZB|LA Z BOY INC|EDJO|Edward D. Jones & Co., L.P.|761
LZB|LA Z BOY INC|EGAM|CBOE TRADING, INC.|7159
LZB|LA Z BOY INC|EGXM|CBOE TRADING, INC.|4003
LZB|LA Z BOY INC|ETBE|Electronic Transaction Clearing, Inc.|533
LZB|LA Z BOY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19836
LZB|LA Z BOY INC|ETRS|E*Trade Securities LLC|78655
LZB|LA Z BOY INC|FILL|Tradestation Securities, Inc.|4984
LZB|LA Z BOY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7439
LZB|LA Z BOY INC|FQLS|Quantlab Securities LP|67467
LZB|LA Z BOY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16931
LZB|LA Z BOY INC|FTBR|Foliofn Investments, Inc.|162
LZB|LA Z BOY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3647
LZB|LA Z BOY INC|GLPX|ACS EXECUTION SERVICES, LLC|806
LZB|LA Z BOY INC|GSCO|GOLDMAN SACHS & CO. LLC|338732
LZB|LA Z BOY INC|GSCS|GOLDMAN SACHS & CO. LLC|23771
LZB|LA Z BOY INC|GSLT|GOLDMAN SACHS & CO. LLC|1666
LZB|LA Z BOY INC|GTSZ|GTS SECURITIES LLC|17300
LZB|LA Z BOY INC|HRBF|American Enterprise Investment Services Inc.|709
LZB|LA Z BOY INC|IBKR|Interactive Brokers Llc|13355
LZB|LA Z BOY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|300
LZB|LA Z BOY INC|ICBX|INSTINET, LLC|49600
LZB|LA Z BOY INC|IEQY|CITADEL SECURITIES LLC|6215
LZB|LA Z BOY INC|INCA|INSTINET, LLC|69546
LZB|LA Z BOY INC|INJX|INSTINET, LLC|7377
LZB|LA Z BOY INC|ITGI|ITG Inc.|36109
LZB|LA Z BOY INC|ITGP|ITG INC.|56200
LZB|LA Z BOY INC|JEFF|JEFFERIES LLC|45542
LZB|LA Z BOY INC|JMPT|JUMP TRADING, LLC|4577
LZB|LA Z BOY INC|JONE|JonesTrading|10805
LZB|LA Z BOY INC|JPBX|J.P. MORGAN SECURITIES LLC|6647
LZB|LA Z BOY INC|JPMX|J.P. Morgan Securities LLC|260157
LZB|LA Z BOY INC|KCGM|VIRTU Americas LLC|72832
LZB|LA Z BOY INC|LEHM|Barclays Capital Inc./Le|206364
LZB|LA Z BOY INC|LIME|Lime Brokerage LLC|12391
LZB|LA Z BOY INC|LOOP|Loop Capital Markets LLC|14813
LZB|LA Z BOY INC|LQNA|LIQUIDNET, INC.|40800
LZB|LA Z BOY INC|LSCI|Lek Securities Corporation|58066
LZB|LA Z BOY INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
LZB|LA Z BOY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49376
LZB|LA Z BOY INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4630
LZB|LA Z BOY INC|MSCO|MORGAN STANLEY & CO. LLC|333299
LZB|LA Z BOY INC|MSPL|MORGAN STANLEY & CO. LLC|85000
LZB|LA Z BOY INC|MSTX|MORGAN STANLEY & CO. LLC|87400
LZB|LA Z BOY INC|NATL|National Securities Corporation|3900
LZB|LA Z BOY INC|NFSC|National Financial Services LLC|72189
LZB|LA Z BOY INC|NITE|VIRTU Americas LLC|150859
LZB|LA Z BOY INC|NQRB|Brut, LLC|1888
LZB|LA Z BOY INC|NTBF|BMO Nesbitt Burns Inc./CDS|107
LZB|LA Z BOY INC|NTRC|Northern Trust Securities, Inc.|36
LZB|LA Z BOY INC|OPCO|Oppenheimer & Co. Inc.|485
LZB|LA Z BOY INC|PDQM|CODA MARKETS, INC.|24613
LZB|LA Z BOY INC|PHLY|NASDAQ Execution Services, LLC|6200
LZB|LA Z BOY INC|PIPR|Piper Jaffray & Co.|900
LZB|LA Z BOY INC|PWJC|UBS Financial Services, Inc.|900
LZB|LA Z BOY INC|QMSR|QUATTRO M SECURITIES INC.|5000
LZB|LA Z BOY INC|RBCM|RBC CAPITAL MARKETS, LLC|2620
LZB|LA Z BOY INC|SAGW|SAGETRADER, LLC|108
LZB|LA Z BOY INC|SBSH|Citigroup Global Markets Inc.|27759
LZB|LA Z BOY INC|SGMT|GOLDMAN SACHS & CO. LLC|135835
LZB|LA Z BOY INC|SPDR|SPEEDROUTE LLC|3500
LZB|LA Z BOY INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
LZB|LA Z BOY INC|STFL|Stifel, Nicolaus & Company, Incorporated|1315
LZB|LA Z BOY INC|STKP|STOCKPILE INVESTMENTS, INC.|10
LZB|LA Z BOY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
LZB|LA Z BOY INC|SWIM|TD Ameritrade, Inc.|54434
LZB|LA Z BOY INC|TAGC|TELSEY ADVISORY GROUP LLC|7100
LZB|LA Z BOY INC|TKNG|ALLY INVEST SECURITIES LLC|1338
LZB|LA Z BOY INC|TRBT|Tradebot Systems, Inc.|25142
LZB|LA Z BOY INC|TRCM|TRC MARKETS LLC|37428
LZB|LA Z BOY INC|TWTT|TASTYWORKS, INC.|100
LZB|LA Z BOY INC|UBSA|UBS SECURITIES LLC|372203
LZB|LA Z BOY INC|UBSS|UBS Securities LLC|187374
LZB|LA Z BOY INC|VALX|VIRTU AMERICAS LLC|22780
LZB|LA Z BOY INC|VGRD|Vanguard Marketing Corporation|3244
LZB|LA Z BOY INC|WCHV|WELLS FARGO SECURITIES, LLC|19347
LZB|LA Z BOY INC|WEDB|WEDBUSH SECURITIES INC.|3169
LZB|LA Z BOY INC|WEED|Weeden & Co.L.P.|13276
LZB|LA Z BOY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5632
LZB|LA Z BOY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5619
LZB|LA Z BOY INC|WGIF|CIBC World Markets Inc.|200
LZB|LA Z BOY INC|WSEA|WOLVERINE SECURITIES, LLC|735
LZB|LA Z BOY INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2500
LZB|LA Z BOY INC|XIST|INSTINET, LLC|83600
LZB|LA Z BOY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|19262
M|MACY'S INC|ABLE|NATIXIS Securities Americas LLC|28694
M|MACY'S INC|ADAM|CANACCORD GENUITY INC.|289900
M|MACY'S INC|AGIS|Aegis Capital Corp.|6027
M|MACY'S INC|ALFA|ALPHA TRADING L.P.|317056
M|MACY'S INC|ALTX|Alternet Securities Inc.|123814
M|MACY'S INC|ANOS|ABEL/NOSER, L.L.C.|300
M|MACY'S INC|APCC|Apex Clearing Corporation|150801
M|MACY'S INC|AQUA|AQUA SECURITIES L.P.|10600
M|MACY'S INC|AVON|Avondale Partners, LLC|38875
M|MACY'S INC|BANK|Primevest Financial Services, Inc.|48703
M|MACY'S INC|BARD|Robert W. Baird & Co. Incorporated|7486
M|MACY'S INC|BATM|CBOE TRADING, INC.|66257
M|MACY'S INC|BAYT|BTIG, LLC|600
M|MACY'S INC|BBNT|BB&T SECURITIES, LLC|1983
M|MACY'S INC|BERN|Sanford C. Bernstein & Co., LLC|531854
M|MACY'S INC|BIAD|SAGETRADER, LLC|3330
M|MACY'S INC|BIDS|BIDS TRADING L.P.|100400
M|MACY'S INC|BIMI|Banca IMI Securities Corp.|1506
M|MACY'S INC|BKCM|BNY Mellon Capital Markets LLC|1101
M|MACY'S INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|197356
M|MACY'S INC|BLKX|INSTINET, LLC|763954
M|MACY'S INC|BMOC|BMO Capital Markets Corp.|710251
M|MACY'S INC|BNPX|BNP PARIBAS SECURITIES CORP.|329511
M|MACY'S INC|BRGE|Newbridge Securities Corp.|900
M|MACY'S INC|BTIG|BTIG, LLC|182890
M|MACY'S INC|BYXM|CBOE TRADING, INC.|13631
M|MACY'S INC|BZYD|GOLDMAN SACHS & CO. LLC|700
M|MACY'S INC|CANT|Cantor Fitzgerald & Co.|134268
M|MACY'S INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|37600
M|MACY'S INC|CBRA|Cobra Trading, Inc.|8100
M|MACY'S INC|CHAS|Charles Schwab & Co., Inc.|110408
M|MACY'S INC|CIBP|CIBC World Markets Corp.|16880
M|MACY'S INC|CICF|Canaccord Genuity Corp.|5730
M|MACY'S INC|CIST|Capital Institutional Services, Inc.|3607
M|MACY'S INC|CLSA|CLSA AMERICAS, LLC|5900
M|MACY'S INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|845040
M|MACY'S INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2528
M|MACY'S INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|86572
M|MACY'S INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2402921
M|MACY'S INC|CTDL|Citadel Derivatives Group Llc|33763
M|MACY'S INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|339592
M|MACY'S INC|DADA|D.A. Davidson & Co.|1615
M|MACY'S INC|DAVA|Davenport & Company LLC|230
M|MACY'S INC|DBAB|Deutsche Bank Securities Inc.|1189253
M|MACY'S INC|DBAX|Deutsche Bank Securities Inc.|1734700
M|MACY'S INC|DCHF|Dart Executions, LLC|11081
M|MACY'S INC|DEAN|MORGAN STANLEY|76651
M|MACY'S INC|DEGS|RONIN PROFESSIONAL LLC|7500
M|MACY'S INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15686
M|MACY'S INC|EBXL|EBX LLC|1140700
M|MACY'S INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|304311
M|MACY'S INC|EDJC|Edward Jones / CDS|2050
M|MACY'S INC|EDJO|Edward D. Jones & Co., L.P.|37087
M|MACY'S INC|EGAM|CBOE TRADING, INC.|167971
M|MACY'S INC|EGAW|CBOE TRADING, INC.|1389
M|MACY'S INC|EGMT|EG MARKET TECHNOLOGIES LLC|904
M|MACY'S INC|EGXM|CBOE TRADING, INC.|49381
M|MACY'S INC|EGXW|CBOE TRADING, INC.|218
M|MACY'S INC|ELEV|ELEVATION, LLC|27425
M|MACY'S INC|EROM|Eroom Securities L.L.C.|1370
M|MACY'S INC|EROP|Eroom Securities L.L.C.|1500
M|MACY'S INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|7576
M|MACY'S INC|ETBE|Electronic Transaction Clearing, Inc.|87285
M|MACY'S INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
M|MACY'S INC|ETCC|Electronic Transaction Clearing, Inc.|1243
M|MACY'S INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|260
M|MACY'S INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34567
M|MACY'S INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5884
M|MACY'S INC|ETRS|E*Trade Securities LLC|2485776
M|MACY'S INC|EVRS|E1 ASSET MANAGEMENT, INC.|960
M|MACY'S INC|FBRC|B. RILEY FBR, INC.|382962
M|MACY'S INC|FBSB|U.S. Bancorp Investments, Inc.|5747
M|MACY'S INC|FFSI|Firstrade Securities Inc.|10
M|MACY'S INC|FILL|Tradestation Securities, Inc.|459981
M|MACY'S INC|FINX|FINTECH SECURITIES|811
M|MACY'S INC|FMAF|NBCN Inc./ CDS|11078
M|MACY'S INC|FMCO|First Manhattan Co|1000
M|MACY'S INC|FORD|Fordham Financial Management, Inc.|1650
M|MACY'S INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|73843
M|MACY'S INC|FQLS|Quantlab Securities LP|1848864
M|MACY'S INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|764479
M|MACY'S INC|FTBR|Foliofn Investments, Inc.|29975
M|MACY'S INC|GBMT|GBM International, Inc.|4810
M|MACY'S INC|GEBB|GLOBAL EXECUTION BROKERS, LP|33975
M|MACY'S INC|GLIS|TD Securities Inc|87506
M|MACY'S INC|GLPX|ACS EXECUTION SERVICES, LLC|332358
M|MACY'S INC|GSCO|GOLDMAN SACHS & CO. LLC|4778030
M|MACY'S INC|GSCS|GOLDMAN SACHS & CO. LLC|205584
M|MACY'S INC|GSLT|GOLDMAN SACHS & CO. LLC|78368
M|MACY'S INC|GTSZ|GTS SECURITIES LLC|684295
M|MACY'S INC|HAPX|HAP Trading, LLC|338
M|MACY'S INC|HRBF|American Enterprise Investment Services Inc.|55056
M|MACY'S INC|HSBC|HSBC Securities, Inc.|3676
M|MACY'S INC|IATS|INTERACTIVE BROKERS LLC|228147
M|MACY'S INC|IBKR|Interactive Brokers Llc|532925
M|MACY'S INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2508
M|MACY'S INC|ICBX|INSTINET, LLC|726784
M|MACY'S INC|IEQY|CITADEL SECURITIES LLC|1004334
M|MACY'S INC|IMPC|Imperial Capital, LLC|2861
M|MACY'S INC|INCA|INSTINET, LLC|1714664
M|MACY'S INC|INJX|INSTINET, LLC|86911
M|MACY'S INC|ITGI|ITG Inc.|161574
M|MACY'S INC|ITGP|ITG INC.|721800
M|MACY'S INC|JANY|Janney Montgomery Scott Inc.|21970
M|MACY'S INC|JEFF|JEFFERIES LLC|688993
M|MACY'S INC|JMPT|JUMP TRADING, LLC|462016
M|MACY'S INC|JONE|JonesTrading|60
M|MACY'S INC|JPBX|J.P. MORGAN SECURITIES LLC|1162425
M|MACY'S INC|JPMX|J.P. Morgan Securities LLC|3107257
M|MACY'S INC|JSJX|JANE STREET CAPITAL LLC|84938
M|MACY'S INC|JUTA|JUMP TRADING, LLC|40608
M|MACY'S INC|KCGM|VIRTU Americas LLC|478659
M|MACY'S INC|KCRD|PHX FINANCIAL, INC.|750
M|MACY'S INC|KEYB|KEYBANC CAPITAL MARKETS INC.|72493
M|MACY'S INC|LEHM|Barclays Capital Inc./Le|5823949
M|MACY'S INC|LIME|Lime Brokerage LLC|152457
M|MACY'S INC|LIWE|LIME BROKERAGE LLC|308
M|MACY'S INC|LOOP|Loop Capital Markets LLC|2647
M|MACY'S INC|LQNA|LIQUIDNET, INC.|1602700
M|MACY'S INC|LQNB|LIQUIDNET, INC.|220300
M|MACY'S INC|LSCI|Lek Securities Corporation|10196
M|MACY'S INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6321
M|MACY'S INC|MACC|Mid Atlantic Capital Corporation|3899
M|MACY'S INC|MACQ|Macquarie Capital (USA) Inc.|2167
M|MACY'S INC|MAXM|Maxim Group LLC|110444
M|MACY'S INC|MBTS|ALLY INVEST SECURITIES LLC|26313
M|MACY'S INC|MCBT|Moors & Cabot, Inc.|2000
M|MACY'S INC|MCMF|Raymond James Ltd. Cds|452
M|MACY'S INC|MKMP|MKM Partners LLC|12600
M|MACY'S INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|878529
M|MACY'S INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1400
M|MACY'S INC|MOTF|MOTIF INVESTING, INC.|33
M|MACY'S INC|MPSG|E D & F Man Capital Markets Inc.|9006
M|MACY'S INC|MSCO|MORGAN STANLEY & CO. LLC|9048728
M|MACY'S INC|MSPL|MORGAN STANLEY & CO. LLC|2564000
M|MACY'S INC|MSTX|MORGAN STANLEY & CO. LLC|1701100
M|MACY'S INC|MTON|MILLINGTON SECURITIES, INC.|961933
M|MACY'S INC|MZHO|Mizuho Securities USA LLC|110000
M|MACY'S INC|NATL|National Securities Corporation|9132
M|MACY'S INC|NBCS|NBC Securities, INC.|82
M|MACY'S INC|NEED|Needham & Company, LLC|2225
M|MACY'S INC|NEUB|NEUBERGER BERMAN BD LLC|5910
M|MACY'S INC|NFSC|National Financial Services LLC|3813090
M|MACY'S INC|NITE|VIRTU Americas LLC|7785165
M|MACY'S INC|NITP|VIRTU Americas LLC|10572
M|MACY'S INC|NMRA|Nomura Securities International, Inc.|1000
M|MACY'S INC|NQRB|Brut, LLC|226202
M|MACY'S INC|NTBF|BMO Nesbitt Burns Inc./CDS|10241
M|MACY'S INC|NTRC|Northern Trust Securities, Inc.|3014
M|MACY'S INC|OHOS|TWO SIGMA SECURITIES, LLC|400182
M|MACY'S INC|OPCO|Oppenheimer & Co. Inc.|341776
M|MACY'S INC|PDQM|CODA MARKETS, INC.|250342
M|MACY'S INC|PHLY|NASDAQ Execution Services, LLC|168800
M|MACY'S INC|PICT|Pictet Overseas Inc.|275
M|MACY'S INC|POIN|PRECISION SECURITIES, LLC (POIN)|19600
M|MACY'S INC|PWJC|UBS Financial Services, Inc.|30607
M|MACY'S INC|QMSR|QUATTRO M SECURITIES INC.|49274
M|MACY'S INC|RBCM|RBC CAPITAL MARKETS, LLC|82444
M|MACY'S INC|RGLD|Regal Securities, Inc|100
M|MACY'S INC|RHCO|Suntrust Robinson Humphrey, Inc.|10883
M|MACY'S INC|SAGL|SAGETRADER, LLC|51171
M|MACY'S INC|SAGW|SAGETRADER, LLC|106
M|MACY'S INC|SALI|INTL FCSTONE FINANCIAL INC.|2676
M|MACY'S INC|SBRX|MURIEL SIEBERT & CO INC|1311
M|MACY'S INC|SBSH|Citigroup Global Markets Inc.|1432874
M|MACY'S INC|SEIC|SEI Investments Distribution Co.|3071
M|MACY'S INC|SGMT|GOLDMAN SACHS & CO. LLC|1070212
M|MACY'S INC|SIBO|Prime Executions, Inc.|19772
M|MACY'S INC|SJLS|TRADE INFORMATICS LLC|40470
M|MACY'S INC|SOGO|Wang Investment Associates, Inc.|80
M|MACY'S INC|SPDR|SPEEDROUTE LLC|86093
M|MACY'S INC|SPHN|Stephens Inc.|593543
M|MACY'S INC|SPNT|SEVEN POINTS CAPITAL, LLC|900
M|MACY'S INC|SPTD|MINT GLOBAL MARKETS, INC.|1100
M|MACY'S INC|STFL|Stifel, Nicolaus & Company, Incorporated|118193
M|MACY'S INC|STKP|STOCKPILE INVESTMENTS, INC.|520
M|MACY'S INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20591
M|MACY'S INC|SWIM|TD Ameritrade, Inc.|3226579
M|MACY'S INC|SWST|Hilltop Securities Inc.|9402
M|MACY'S INC|TAGC|TELSEY ADVISORY GROUP LLC|69835
M|MACY'S INC|TDSI|TD Securities (USA) LLC|11200
M|MACY'S INC|TKNG|ALLY INVEST SECURITIES LLC|85793
M|MACY'S INC|TMBR|Timber Hill LLC|328
M|MACY'S INC|TRBT|Tradebot Systems, Inc.|1803053
M|MACY'S INC|TRCM|TRC MARKETS LLC|1195696
M|MACY'S INC|TRIP|Trident Partners Ltd.|400
M|MACY'S INC|TWTT|TASTYWORKS, INC.|10857
M|MACY'S INC|UBSA|UBS SECURITIES LLC|4605327
M|MACY'S INC|UBSS|UBS Securities LLC|4912397
M|MACY'S INC|VALX|VIRTU AMERICAS LLC|76667
M|MACY'S INC|VGRD|Vanguard Marketing Corporation|261672
M|MACY'S INC|VSIN|Vision Financial Markets Llc|406
M|MACY'S INC|WABR|Wall Street Access|545817
M|MACY'S INC|WBET|Wallachbeth Capital LLC|100541
M|MACY'S INC|WBLR|WILLIAM BLAIR|248768
M|MACY'S INC|WBPX|SUMMIT SECURITIES GROUP, LLC|10691
M|MACY'S INC|WCHV|WELLS FARGO SECURITIES, LLC|963753
M|MACY'S INC|WDNX|WEEDEN & CO.L.P.|946
M|MACY'S INC|WEDB|WEDBUSH SECURITIES INC.|258454
M|MACY'S INC|WEED|Weeden & Co.L.P.|1856
M|MACY'S INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|586065
M|MACY'S INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7518
M|MACY'S INC|WFPB|Wells Fargo Securities, LLC.|438
M|MACY'S INC|WGIF|CIBC World Markets Inc.|43578
M|MACY'S INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3903
M|MACY'S INC|WOLF|Wolfe Trahan Securities|1100
M|MACY'S INC|WORD|Worden Capital Management LLC|6610
M|MACY'S INC|WSAG|WALL STREET ACCESS|30
M|MACY'S INC|WSEA|WOLVERINE SECURITIES, LLC|156753
M|MACY'S INC|XIST|INSTINET, LLC|47380
M|MACY'S INC|XPQR|Jump Trading|2200
M|MACY'S INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1122926
M|MACY'S INC|YKNA|COMHAR CAPITAL MARKETS, LLC|12978
M|MACY'S INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56447
MA|MASTERCARD INC|ABLE|NATIXIS Securities Americas LLC|21742
MA|MASTERCARD INC|ADAM|CANACCORD GENUITY INC.|11270
MA|MASTERCARD INC|AGIS|Aegis Capital Corp.|1160
MA|MASTERCARD INC|ALLN|Allen & Company LLC|3141
MA|MASTERCARD INC|ALTX|Alternet Securities Inc.|14002
MA|MASTERCARD INC|AMRI|AMERICAS EXECUTIONS, LLC|2080
MA|MASTERCARD INC|ANOS|ABEL/NOSER, L.L.C.|323
MA|MASTERCARD INC|APCC|Apex Clearing Corporation|14490
MA|MASTERCARD INC|BALE|M&T SECURITIES, INC.|1389
MA|MASTERCARD INC|BANK|Primevest Financial Services, Inc.|370
MA|MASTERCARD INC|BARD|Robert W. Baird & Co. Incorporated|19915
MA|MASTERCARD INC|BATM|CBOE TRADING, INC.|41600
MA|MASTERCARD INC|BAYC|BAY CREST PARTNERS, LLC|1215
MA|MASTERCARD INC|BAYT|BTIG, LLC|51282
MA|MASTERCARD INC|BBNT|BB&T SECURITIES, LLC|4577
MA|MASTERCARD INC|BERN|Sanford C. Bernstein & Co., LLC|243853
MA|MASTERCARD INC|BGCE|BGC Financial Inc.|9800
MA|MASTERCARD INC|BIAD|SAGETRADER, LLC|32
MA|MASTERCARD INC|BIDS|BIDS TRADING L.P.|16889
MA|MASTERCARD INC|BIMI|Banca IMI Securities Corp.|6606
MA|MASTERCARD INC|BKCM|BNY Mellon Capital Markets LLC|5489
MA|MASTERCARD INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79685
MA|MASTERCARD INC|BLKX|INSTINET, LLC|53085
MA|MASTERCARD INC|BMOC|BMO Capital Markets Corp.|16022
MA|MASTERCARD INC|BNCH|The Benchmark Company, LLC|2760
MA|MASTERCARD INC|BNPX|BNP PARIBAS SECURITIES CORP.|190717
MA|MASTERCARD INC|BRGE|Newbridge Securities Corp.|1568
MA|MASTERCARD INC|BTIG|BTIG, LLC|43637
MA|MASTERCARD INC|BYXM|CBOE TRADING, INC.|4278
MA|MASTERCARD INC|BZYD|GOLDMAN SACHS & CO. LLC|100
MA|MASTERCARD INC|CABR|Cabrera Capital Markets, Inc.|13
MA|MASTERCARD INC|CANT|Cantor Fitzgerald & Co.|17889
MA|MASTERCARD INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|36400
MA|MASTERCARD INC|CHAS|Charles Schwab & Co., Inc.|12114
MA|MASTERCARD INC|CHDN|CHARDAN CAPITAL MARKETS LLC|300
MA|MASTERCARD INC|CIBP|CIBC World Markets Corp.|60792
MA|MASTERCARD INC|CICF|Canaccord Genuity Corp.|758
MA|MASTERCARD INC|CIST|Capital Institutional Services, Inc.|7683
MA|MASTERCARD INC|CLSA|CLSA AMERICAS, LLC|3600
MA|MASTERCARD INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|856501
MA|MASTERCARD INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|341
MA|MASTERCARD INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5916
MA|MASTERCARD INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1211059
MA|MASTERCARD INC|CSMS|CORNERSTONE MACRO LLC|3299
MA|MASTERCARD INC|CTDL|Citadel Derivatives Group Llc|39267
MA|MASTERCARD INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|90674
MA|MASTERCARD INC|DADA|D.A. Davidson & Co.|3927
MA|MASTERCARD INC|DAVA|Davenport & Company LLC|2160
MA|MASTERCARD INC|DBAB|Deutsche Bank Securities Inc.|440893
MA|MASTERCARD INC|DBAX|Deutsche Bank Securities Inc.|449800
MA|MASTERCARD INC|DBUL|Deutsche Bank Securities Inc.|2042
MA|MASTERCARD INC|DCHF|Dart Executions, LLC|7411
MA|MASTERCARD INC|DEAN|MORGAN STANLEY|100690
MA|MASTERCARD INC|DEGS|RONIN PROFESSIONAL LLC|300
MA|MASTERCARD INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14894
MA|MASTERCARD INC|DRWK|DRW SECURITIES, L.L.C.|10841
MA|MASTERCARD INC|EBXL|EBX LLC|476700
MA|MASTERCARD INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|78358
MA|MASTERCARD INC|EDJC|Edward Jones / CDS|2242
MA|MASTERCARD INC|EDJO|Edward D. Jones & Co., L.P.|10328
MA|MASTERCARD INC|EGAM|CBOE TRADING, INC.|24550
MA|MASTERCARD INC|EGAW|CBOE TRADING, INC.|373
MA|MASTERCARD INC|EGMT|EG MARKET TECHNOLOGIES LLC|2700
MA|MASTERCARD INC|EGXM|CBOE TRADING, INC.|7989
MA|MASTERCARD INC|EGXW|CBOE TRADING, INC.|13
MA|MASTERCARD INC|ELEV|ELEVATION, LLC|13607
MA|MASTERCARD INC|ESPO|ESPOSITO SECURITIES, LLC|870
MA|MASTERCARD INC|ETBE|Electronic Transaction Clearing, Inc.|76761
MA|MASTERCARD INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|80
MA|MASTERCARD INC|ETCB|ETC BROKERAGE SERVICES, LLC|24
MA|MASTERCARD INC|ETCC|Electronic Transaction Clearing, Inc.|406
MA|MASTERCARD INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|82346
MA|MASTERCARD INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|206
MA|MASTERCARD INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1493
MA|MASTERCARD INC|ETRS|E*Trade Securities LLC|267066
MA|MASTERCARD INC|FBSB|U.S. Bancorp Investments, Inc.|550
MA|MASTERCARD INC|FCST|INTL FCSTONE FINANCIAL INC.|1965
MA|MASTERCARD INC|FIDT|Fidelity Clearing Canada ULC./ CDS|21
MA|MASTERCARD INC|FILL|Tradestation Securities, Inc.|49099
MA|MASTERCARD INC|FINX|FINTECH SECURITIES|2233
MA|MASTERCARD INC|FMAF|NBCN Inc./ CDS|36031
MA|MASTERCARD INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|49875
MA|MASTERCARD INC|FQLS|Quantlab Securities LP|496790
MA|MASTERCARD INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144952
MA|MASTERCARD INC|FTBR|Foliofn Investments, Inc.|9369
MA|MASTERCARD INC|GBMT|GBM International, Inc.|3076
MA|MASTERCARD INC|GEBB|GLOBAL EXECUTION BROKERS, LP|9921
MA|MASTERCARD INC|GLIS|TD Securities Inc|24500
MA|MASTERCARD INC|GLPX|ACS EXECUTION SERVICES, LLC|48638
MA|MASTERCARD INC|GSCO|GOLDMAN SACHS & CO. LLC|3447340
MA|MASTERCARD INC|GSCS|GOLDMAN SACHS & CO. LLC|32049
MA|MASTERCARD INC|GSLT|GOLDMAN SACHS & CO. LLC|19029
MA|MASTERCARD INC|GTSZ|GTS SECURITIES LLC|530008
MA|MASTERCARD INC|GUGS|Guggenheim Securities, LLC|15089
MA|MASTERCARD INC|HAPX|HAP Trading, LLC|304
MA|MASTERCARD INC|HASF|Haywood Securities Inc./CDS|345
MA|MASTERCARD INC|HCTA|Hardcastle Trading USA LLC|81998
MA|MASTERCARD INC|HRBF|American Enterprise Investment Services Inc.|74680
MA|MASTERCARD INC|HSBC|HSBC Securities, Inc.|75742
MA|MASTERCARD INC|IATS|INTERACTIVE BROKERS LLC|82466
MA|MASTERCARD INC|IBKR|Interactive Brokers Llc|83215
MA|MASTERCARD INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3985
MA|MASTERCARD INC|ICBX|INSTINET, LLC|180656
MA|MASTERCARD INC|IEQY|CITADEL SECURITIES LLC|183642
MA|MASTERCARD INC|INCA|INSTINET, LLC|794236
MA|MASTERCARD INC|INJX|INSTINET, LLC|8362
MA|MASTERCARD INC|INTL|INTL FCSTONE FINANCIAL INC.|1000
MA|MASTERCARD INC|ITGI|ITG Inc.|135091
MA|MASTERCARD INC|ITGP|ITG INC.|243200
MA|MASTERCARD INC|JANY|Janney Montgomery Scott Inc.|13303
MA|MASTERCARD INC|JEFF|JEFFERIES LLC|222159
MA|MASTERCARD INC|JMPT|JUMP TRADING, LLC|150869
MA|MASTERCARD INC|JONE|JonesTrading|884
MA|MASTERCARD INC|JPBX|J.P. MORGAN SECURITIES LLC|230960
MA|MASTERCARD INC|JPMX|J.P. Morgan Securities LLC|959780
MA|MASTERCARD INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|8031
MA|MASTERCARD INC|JSJX|JANE STREET CAPITAL LLC|23881
MA|MASTERCARD INC|JUTA|JUMP TRADING, LLC|100
MA|MASTERCARD INC|KBWI|Keefe, Bruyette & Woods, Inc.|1500
MA|MASTERCARD INC|KCGM|VIRTU Americas LLC|145410
MA|MASTERCARD INC|KING|C. L. King & Associates, Inc.|35
MA|MASTERCARD INC|LEHM|Barclays Capital Inc./Le|2068749
MA|MASTERCARD INC|LIME|Lime Brokerage LLC|46967
MA|MASTERCARD INC|LIWD|LIME BROKERAGE LLC|147
MA|MASTERCARD INC|LOOP|Loop Capital Markets LLC|2100
MA|MASTERCARD INC|LQNA|LIQUIDNET, INC.|65400
MA|MASTERCARD INC|LQNB|LIQUIDNET, INC.|1500
MA|MASTERCARD INC|LSCI|Lek Securities Corporation|21465
MA|MASTERCARD INC|MACC|Mid Atlantic Capital Corporation|2063
MA|MASTERCARD INC|MACQ|Macquarie Capital (USA) Inc.|24127
MA|MASTERCARD INC|MAXM|Maxim Group LLC|21553
MA|MASTERCARD INC|MCBT|Moors & Cabot, Inc.|1212
MA|MASTERCARD INC|MCMF|Raymond James Ltd. Cds|4475
MA|MASTERCARD INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|296586
MA|MASTERCARD INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1050
MA|MASTERCARD INC|MOTF|MOTIF INVESTING, INC.|436
MA|MASTERCARD INC|MSCO|MORGAN STANLEY & CO. LLC|5232519
MA|MASTERCARD INC|MSPL|MORGAN STANLEY & CO. LLC|644300
MA|MASTERCARD INC|MSTX|MORGAN STANLEY & CO. LLC|326600
MA|MASTERCARD INC|NATL|National Securities Corporation|1649
MA|MASTERCARD INC|NBCS|NBC Securities, INC.|1176
MA|MASTERCARD INC|NEED|Needham & Company, LLC|355
MA|MASTERCARD INC|NEUB|NEUBERGER BERMAN BD LLC|1377
MA|MASTERCARD INC|NFSC|National Financial Services LLC|1035442
MA|MASTERCARD INC|NITE|VIRTU Americas LLC|1966187
MA|MASTERCARD INC|NITP|VIRTU Americas LLC|300
MA|MASTERCARD INC|NQRB|Brut, LLC|35108
MA|MASTERCARD INC|NTBF|BMO Nesbitt Burns Inc./CDS|20274
MA|MASTERCARD INC|NTRC|Northern Trust Securities, Inc.|28247
MA|MASTERCARD INC|OHOS|TWO SIGMA SECURITIES, LLC|255984
MA|MASTERCARD INC|OPCO|Oppenheimer & Co. Inc.|40389
MA|MASTERCARD INC|PASL|Pershing Advisor Solutions LLC|980
MA|MASTERCARD INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MA|MASTERCARD INC|PCPT|PHILLIP CAPITAL INC.|3304
MA|MASTERCARD INC|PDQM|CODA MARKETS, INC.|82194
MA|MASTERCARD INC|PHLY|NASDAQ Execution Services, LLC|43800
MA|MASTERCARD INC|PICT|Pictet Overseas Inc.|1417
MA|MASTERCARD INC|PIPR|Piper Jaffray & Co.|2465
MA|MASTERCARD INC|PWJC|UBS Financial Services, Inc.|14583
MA|MASTERCARD INC|QMSR|QUATTRO M SECURITIES INC.|2343
MA|MASTERCARD INC|RBCM|RBC CAPITAL MARKETS, LLC|43096
MA|MASTERCARD INC|RGLD|Regal Securities, Inc|50
MA|MASTERCARD INC|RHCO|Suntrust Robinson Humphrey, Inc.|5014
MA|MASTERCARD INC|ROTH|Roth Capital Partners, LLC|1700
MA|MASTERCARD INC|SAGL|SAGETRADER, LLC|17998
MA|MASTERCARD INC|SAGW|SAGETRADER, LLC|100
MA|MASTERCARD INC|SALI|INTL FCSTONE FINANCIAL INC.|835
MA|MASTERCARD INC|SBRX|MURIEL SIEBERT & CO INC|10
MA|MASTERCARD INC|SBSH|Citigroup Global Markets Inc.|253194
MA|MASTERCARD INC|SCMC|Scotia Capital Markets (USA) Inc.|100
MA|MASTERCARD INC|SEIC|SEI Investments Distribution Co.|1680
MA|MASTERCARD INC|SGMT|GOLDMAN SACHS & CO. LLC|393306
MA|MASTERCARD INC|SJLS|TRADE INFORMATICS LLC|200
MA|MASTERCARD INC|SOGO|Wang Investment Associates, Inc.|110
MA|MASTERCARD INC|SPDR|SPEEDROUTE LLC|37521
MA|MASTERCARD INC|SPHN|Stephens Inc.|1128
MA|MASTERCARD INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1100
MA|MASTERCARD INC|STFL|Stifel, Nicolaus & Company, Incorporated|41624
MA|MASTERCARD INC|STKP|STOCKPILE INVESTMENTS, INC.|424
MA|MASTERCARD INC|STTT|STATETRUST INVESTMENTS INC.|125
MA|MASTERCARD INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15395
MA|MASTERCARD INC|SWIM|TD Ameritrade, Inc.|208404
MA|MASTERCARD INC|SWST|Hilltop Securities Inc.|3040
MA|MASTERCARD INC|TAGC|TELSEY ADVISORY GROUP LLC|961
MA|MASTERCARD INC|TDSI|TD Securities (USA) LLC|200
MA|MASTERCARD INC|TKNG|ALLY INVEST SECURITIES LLC|8623
MA|MASTERCARD INC|TMBR|Timber Hill LLC|895
MA|MASTERCARD INC|TRBT|Tradebot Systems, Inc.|286172
MA|MASTERCARD INC|TRCM|TRC MARKETS LLC|426394
MA|MASTERCARD INC|TWTT|TASTYWORKS, INC.|409
MA|MASTERCARD INC|UBSA|UBS SECURITIES LLC|1812051
MA|MASTERCARD INC|UBSS|UBS Securities LLC|2336228
MA|MASTERCARD INC|VALX|VIRTU AMERICAS LLC|58465
MA|MASTERCARD INC|VERT|The Vertical Trading Group, LLC|1936
MA|MASTERCARD INC|VGRD|Vanguard Marketing Corporation|63557
MA|MASTERCARD INC|VSIN|Vision Financial Markets Llc|634
MA|MASTERCARD INC|WABR|Wall Street Access|4518
MA|MASTERCARD INC|WBET|Wallachbeth Capital LLC|1781
MA|MASTERCARD INC|WBLR|WILLIAM BLAIR|6875
MA|MASTERCARD INC|WBPX|SUMMIT SECURITIES GROUP, LLC|4015
MA|MASTERCARD INC|WCHV|WELLS FARGO SECURITIES, LLC|431230
MA|MASTERCARD INC|WDNX|WEEDEN & CO.L.P.|37214
MA|MASTERCARD INC|WEDB|WEDBUSH SECURITIES INC.|12169
MA|MASTERCARD INC|WEED|Weeden & Co.L.P.|1426
MA|MASTERCARD INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|313867
MA|MASTERCARD INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|142899
MA|MASTERCARD INC|WGIF|CIBC World Markets Inc.|12731
MA|MASTERCARD INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2485
MA|MASTERCARD INC|WSAG|WALL STREET ACCESS|145
MA|MASTERCARD INC|WSEA|WOLVERINE SECURITIES, LLC|33133
MA|MASTERCARD INC|XIST|INSTINET, LLC|114942
MA|MASTERCARD INC|XPQR|Jump Trading|2924
MA|MASTERCARD INC|XPUS|XP SECURITIES, LLC|1276
MA|MASTERCARD INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|215452
MA|MASTERCARD INC|YKNA|COMHAR CAPITAL MARKETS, LLC|8037
MA|MASTERCARD INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25114
MAA|MID AMER APT COMMUN|ALTX|Alternet Securities Inc.|8002
MAA|MID AMER APT COMMUN|APCC|Apex Clearing Corporation|662
MAA|MID AMER APT COMMUN|BARD|Robert W. Baird & Co. Incorporated|2359
MAA|MID AMER APT COMMUN|BATM|CBOE TRADING, INC.|5016
MAA|MID AMER APT COMMUN|BAYC|BAY CREST PARTNERS, LLC|70
MAA|MID AMER APT COMMUN|BAYT|BTIG, LLC|252
MAA|MID AMER APT COMMUN|BBNT|BB&T SECURITIES, LLC|3
MAA|MID AMER APT COMMUN|BERN|Sanford C. Bernstein & Co., LLC|94857
MAA|MID AMER APT COMMUN|BIDS|BIDS TRADING L.P.|300
MAA|MID AMER APT COMMUN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9202
MAA|MID AMER APT COMMUN|BLKX|INSTINET, LLC|18420
MAA|MID AMER APT COMMUN|BNPX|BNP PARIBAS SECURITIES CORP.|51976
MAA|MID AMER APT COMMUN|BTIG|BTIG, LLC|8233
MAA|MID AMER APT COMMUN|BYXM|CBOE TRADING, INC.|1968
MAA|MID AMER APT COMMUN|BZYD|GOLDMAN SACHS & CO. LLC|400
MAA|MID AMER APT COMMUN|CANT|Cantor Fitzgerald & Co.|4
MAA|MID AMER APT COMMUN|CBLC|CITIGROUP GLOBAL MARKETS INC.|11020
MAA|MID AMER APT COMMUN|CHAS|Charles Schwab & Co., Inc.|116
MAA|MID AMER APT COMMUN|CIBP|CIBC World Markets Corp.|16131
MAA|MID AMER APT COMMUN|CICF|Canaccord Genuity Corp.|55
MAA|MID AMER APT COMMUN|CIST|Capital Institutional Services, Inc.|887
MAA|MID AMER APT COMMUN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42168
MAA|MID AMER APT COMMUN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11540
MAA|MID AMER APT COMMUN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|262795
MAA|MID AMER APT COMMUN|CTDL|Citadel Derivatives Group Llc|8467
MAA|MID AMER APT COMMUN|CTLR|CUTLER GROUP, LP|200
MAA|MID AMER APT COMMUN|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|200
MAA|MID AMER APT COMMUN|CXCX|CITIGROUP GLOBAL MARKETS INC.|25440
MAA|MID AMER APT COMMUN|DAVA|Davenport & Company LLC|110
MAA|MID AMER APT COMMUN|DBAB|Deutsche Bank Securities Inc.|292574
MAA|MID AMER APT COMMUN|DBAX|Deutsche Bank Securities Inc.|340200
MAA|MID AMER APT COMMUN|DBUL|Deutsche Bank Securities Inc.|1176
MAA|MID AMER APT COMMUN|DCHF|Dart Executions, LLC|864
MAA|MID AMER APT COMMUN|DEAN|MORGAN STANLEY|1862
MAA|MID AMER APT COMMUN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1914
MAA|MID AMER APT COMMUN|EBXL|EBX LLC|257000
MAA|MID AMER APT COMMUN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1454
MAA|MID AMER APT COMMUN|EDJO|Edward D. Jones & Co., L.P.|3041
MAA|MID AMER APT COMMUN|EGAM|CBOE TRADING, INC.|11772
MAA|MID AMER APT COMMUN|EGAW|CBOE TRADING, INC.|139
MAA|MID AMER APT COMMUN|EGMT|EG MARKET TECHNOLOGIES LLC|3221
MAA|MID AMER APT COMMUN|EGXM|CBOE TRADING, INC.|101
MAA|MID AMER APT COMMUN|ETBE|Electronic Transaction Clearing, Inc.|29596
MAA|MID AMER APT COMMUN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
MAA|MID AMER APT COMMUN|ETCB|ETC BROKERAGE SERVICES, LLC|1424
MAA|MID AMER APT COMMUN|ETCC|Electronic Transaction Clearing, Inc.|320
MAA|MID AMER APT COMMUN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25729
MAA|MID AMER APT COMMUN|ETRS|E*Trade Securities LLC|4668
MAA|MID AMER APT COMMUN|EVRS|E1 ASSET MANAGEMENT, INC.|100
MAA|MID AMER APT COMMUN|FILL|Tradestation Securities, Inc.|174
MAA|MID AMER APT COMMUN|FMAF|NBCN Inc./ CDS|1993
MAA|MID AMER APT COMMUN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8125
MAA|MID AMER APT COMMUN|FQLS|Quantlab Securities LP|174991
MAA|MID AMER APT COMMUN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|129455
MAA|MID AMER APT COMMUN|FTBR|Foliofn Investments, Inc.|3387
MAA|MID AMER APT COMMUN|GEBB|GLOBAL EXECUTION BROKERS, LP|2
MAA|MID AMER APT COMMUN|GLPX|ACS EXECUTION SERVICES, LLC|50878
MAA|MID AMER APT COMMUN|GNAV|GREEN STREET TRADING, LLC|408000
MAA|MID AMER APT COMMUN|GSCO|GOLDMAN SACHS & CO. LLC|1107386
MAA|MID AMER APT COMMUN|GSCS|GOLDMAN SACHS & CO. LLC|8069
MAA|MID AMER APT COMMUN|GSLT|GOLDMAN SACHS & CO. LLC|3989
MAA|MID AMER APT COMMUN|GTSZ|GTS SECURITIES LLC|79062
MAA|MID AMER APT COMMUN|HRBF|American Enterprise Investment Services Inc.|15457
MAA|MID AMER APT COMMUN|HSBC|HSBC Securities, Inc.|327
MAA|MID AMER APT COMMUN|IATS|INTERACTIVE BROKERS LLC|3203
MAA|MID AMER APT COMMUN|IBKR|Interactive Brokers Llc|2658
MAA|MID AMER APT COMMUN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3048
MAA|MID AMER APT COMMUN|ICBX|INSTINET, LLC|119458
MAA|MID AMER APT COMMUN|IEQY|CITADEL SECURITIES LLC|159726
MAA|MID AMER APT COMMUN|INCA|INSTINET, LLC|204882
MAA|MID AMER APT COMMUN|INJX|INSTINET, LLC|4879
MAA|MID AMER APT COMMUN|ITGI|ITG Inc.|35199
MAA|MID AMER APT COMMUN|ITGP|ITG INC.|201200
MAA|MID AMER APT COMMUN|JANY|Janney Montgomery Scott Inc.|571
MAA|MID AMER APT COMMUN|JEFF|JEFFERIES LLC|93498
MAA|MID AMER APT COMMUN|JMPT|JUMP TRADING, LLC|71788
MAA|MID AMER APT COMMUN|JONE|JonesTrading|4985
MAA|MID AMER APT COMMUN|JPBX|J.P. MORGAN SECURITIES LLC|69262
MAA|MID AMER APT COMMUN|JPMX|J.P. Morgan Securities LLC|368310
MAA|MID AMER APT COMMUN|JSJX|JANE STREET CAPITAL LLC|2201
MAA|MID AMER APT COMMUN|KCGM|VIRTU Americas LLC|41579
MAA|MID AMER APT COMMUN|LEHM|Barclays Capital Inc./Le|444721
MAA|MID AMER APT COMMUN|LIME|Lime Brokerage LLC|66920
MAA|MID AMER APT COMMUN|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
MAA|MID AMER APT COMMUN|LOOP|Loop Capital Markets LLC|148
MAA|MID AMER APT COMMUN|LQNA|LIQUIDNET, INC.|206300
MAA|MID AMER APT COMMUN|LSCI|Lek Securities Corporation|1048
MAA|MID AMER APT COMMUN|MAXM|Maxim Group LLC|5000
MAA|MID AMER APT COMMUN|MCBT|Moors & Cabot, Inc.|35
MAA|MID AMER APT COMMUN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55159
MAA|MID AMER APT COMMUN|MOTF|MOTIF INVESTING, INC.|44
MAA|MID AMER APT COMMUN|MSCO|MORGAN STANLEY & CO. LLC|932009
MAA|MID AMER APT COMMUN|MSPL|MORGAN STANLEY & CO. LLC|214400
MAA|MID AMER APT COMMUN|MSTX|MORGAN STANLEY & CO. LLC|19300
MAA|MID AMER APT COMMUN|NEUB|NEUBERGER BERMAN BD LLC|70
MAA|MID AMER APT COMMUN|NFSC|National Financial Services LLC|46540
MAA|MID AMER APT COMMUN|NITE|VIRTU Americas LLC|126411
MAA|MID AMER APT COMMUN|NITP|VIRTU Americas LLC|100
MAA|MID AMER APT COMMUN|NQRB|Brut, LLC|6292
MAA|MID AMER APT COMMUN|NTBF|BMO Nesbitt Burns Inc./CDS|32
MAA|MID AMER APT COMMUN|NTRC|Northern Trust Securities, Inc.|144
MAA|MID AMER APT COMMUN|ONEL|O'NEIL SECURITIES, INCORPORATED|1846
MAA|MID AMER APT COMMUN|OPCO|Oppenheimer & Co. Inc.|740
MAA|MID AMER APT COMMUN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|13513
MAA|MID AMER APT COMMUN|PDQM|CODA MARKETS, INC.|183688
MAA|MID AMER APT COMMUN|PWJC|UBS Financial Services, Inc.|650
MAA|MID AMER APT COMMUN|QMSR|QUATTRO M SECURITIES INC.|446
MAA|MID AMER APT COMMUN|RBCM|RBC CAPITAL MARKETS, LLC|1685
MAA|MID AMER APT COMMUN|SAGL|SAGETRADER, LLC|8535
MAA|MID AMER APT COMMUN|SAGW|SAGETRADER, LLC|16
MAA|MID AMER APT COMMUN|SALI|INTL FCSTONE FINANCIAL INC.|27
MAA|MID AMER APT COMMUN|SBSH|Citigroup Global Markets Inc.|347957
MAA|MID AMER APT COMMUN|SGMT|GOLDMAN SACHS & CO. LLC|157332
MAA|MID AMER APT COMMUN|SJLS|TRADE INFORMATICS LLC|300
MAA|MID AMER APT COMMUN|SPDR|SPEEDROUTE LLC|34648
MAA|MID AMER APT COMMUN|SPHN|Stephens Inc.|281
MAA|MID AMER APT COMMUN|STFL|Stifel, Nicolaus & Company, Incorporated|1172
MAA|MID AMER APT COMMUN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2618
MAA|MID AMER APT COMMUN|SWIM|TD Ameritrade, Inc.|4770
MAA|MID AMER APT COMMUN|SWST|Hilltop Securities Inc.|1424
MAA|MID AMER APT COMMUN|TKNG|ALLY INVEST SECURITIES LLC|628
MAA|MID AMER APT COMMUN|TRBT|Tradebot Systems, Inc.|79063
MAA|MID AMER APT COMMUN|TRCM|TRC MARKETS LLC|200000
MAA|MID AMER APT COMMUN|UBSA|UBS SECURITIES LLC|550493
MAA|MID AMER APT COMMUN|UBSS|UBS Securities LLC|621621
MAA|MID AMER APT COMMUN|VALX|VIRTU AMERICAS LLC|14640
MAA|MID AMER APT COMMUN|VGRD|Vanguard Marketing Corporation|2705
MAA|MID AMER APT COMMUN|WBPX|SUMMIT SECURITIES GROUP, LLC|667
MAA|MID AMER APT COMMUN|WCHV|WELLS FARGO SECURITIES, LLC|137031
MAA|MID AMER APT COMMUN|WDNX|WEEDEN & CO.L.P.|2800
MAA|MID AMER APT COMMUN|WEDB|WEDBUSH SECURITIES INC.|577
MAA|MID AMER APT COMMUN|WEED|Weeden & Co.L.P.|5762
MAA|MID AMER APT COMMUN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26585
MAA|MID AMER APT COMMUN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3308
MAA|MID AMER APT COMMUN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|223
MAA|MID AMER APT COMMUN|WSAG|WALL STREET ACCESS|255
MAA|MID AMER APT COMMUN|WSEA|WOLVERINE SECURITIES, LLC|340
MAA|MID AMER APT COMMUN|XIST|INSTINET, LLC|14340
MAA|MID AMER APT COMMUN|XPQR|Jump Trading|2500
MAA|MID AMER APT COMMUN|XSTM|NATIONAL FINANCIAL SERVICES LLC|14218
MAA|MID AMER APT COMMUN|YKNA|COMHAR CAPITAL MARKETS, LLC|6816
MAA|MID AMER APT COMMUN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|428
MAA$I|MID-AMERICA 8.5 PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|180
MAA$I|MID-AMERICA 8.5 PFD|ETRS|E*Trade Securities LLC|833
MAA$I|MID-AMERICA 8.5 PFD|GSCO|GOLDMAN SACHS & CO. LLC|30
MAA$I|MID-AMERICA 8.5 PFD|HRBF|American Enterprise Investment Services Inc.|350
MAA$I|MID-AMERICA 8.5 PFD|LIME|Lime Brokerage LLC|621
MAA$I|MID-AMERICA 8.5 PFD|MSCO|MORGAN STANLEY & CO. LLC|100
MAA$I|MID-AMERICA 8.5 PFD|NITE|VIRTU Americas LLC|911
MAA$I|MID-AMERICA 8.5 PFD|UBSS|UBS Securities LLC|200
MAB|EATON VANCE MASS MNI|APCC|Apex Clearing Corporation|6
MAB|EATON VANCE MASS MNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1503
MAB|EATON VANCE MASS MNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|135
MAB|EATON VANCE MASS MNI|EGAM|CBOE TRADING, INC.|100
MAB|EATON VANCE MASS MNI|ETRS|E*Trade Securities LLC|812
MAB|EATON VANCE MASS MNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|664
MAB|EATON VANCE MASS MNI|IATS|INTERACTIVE BROKERS LLC|1313
MAB|EATON VANCE MASS MNI|IBKR|Interactive Brokers Llc|1888
MAB|EATON VANCE MASS MNI|JANY|Janney Montgomery Scott Inc.|2002
MAB|EATON VANCE MASS MNI|KCGM|VIRTU Americas LLC|232
MAB|EATON VANCE MASS MNI|LEHM|Barclays Capital Inc./Le|600
MAB|EATON VANCE MASS MNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MAB|EATON VANCE MASS MNI|MOTF|MOTIF INVESTING, INC.|1
MAB|EATON VANCE MASS MNI|MSCO|MORGAN STANLEY & CO. LLC|1944
MAB|EATON VANCE MASS MNI|NFSC|National Financial Services LLC|8751
MAB|EATON VANCE MASS MNI|NITE|VIRTU Americas LLC|13117
MAB|EATON VANCE MASS MNI|PDQM|CODA MARKETS, INC.|650
MAB|EATON VANCE MASS MNI|RBCM|RBC CAPITAL MARKETS, LLC|1732
MAB|EATON VANCE MASS MNI|UBSA|UBS SECURITIES LLC|459
MAB|EATON VANCE MASS MNI|UBSS|UBS Securities LLC|2958
MAB|EATON VANCE MASS MNI|VALX|VIRTU AMERICAS LLC|4
MAB|EATON VANCE MASS MNI|VGRD|Vanguard Marketing Corporation|25
MAB|EATON VANCE MASS MNI|WCHV|WELLS FARGO SECURITIES, LLC|3627
MAB|EATON VANCE MASS MNI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|700
MAB|EATON VANCE MASS MNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|397
MAB|EATON VANCE MASS MNI|WSEA|WOLVERINE SECURITIES, LLC|400
MAB|EATON VANCE MASS MNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
MAC|MACERICH CO|ABLE|NATIXIS Securities Americas LLC|1653
MAC|MACERICH CO|ALTX|Alternet Securities Inc.|9457
MAC|MACERICH CO|APCC|Apex Clearing Corporation|109
MAC|MACERICH CO|BARD|Robert W. Baird & Co. Incorporated|617
MAC|MACERICH CO|BATM|CBOE TRADING, INC.|15494
MAC|MACERICH CO|BAYC|BAY CREST PARTNERS, LLC|98
MAC|MACERICH CO|BBNT|BB&T SECURITIES, LLC|30
MAC|MACERICH CO|BERN|Sanford C. Bernstein & Co., LLC|4654
MAC|MACERICH CO|BIDS|BIDS TRADING L.P.|10700
MAC|MACERICH CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3868
MAC|MACERICH CO|BLKX|INSTINET, LLC|131610
MAC|MACERICH CO|BMOC|BMO Capital Markets Corp.|62702
MAC|MACERICH CO|BNPX|BNP PARIBAS SECURITIES CORP.|80990
MAC|MACERICH CO|BTIG|BTIG, LLC|10129
MAC|MACERICH CO|BYXM|CBOE TRADING, INC.|754
MAC|MACERICH CO|CABR|Cabrera Capital Markets, Inc.|25
MAC|MACERICH CO|CANT|Cantor Fitzgerald & Co.|2418
MAC|MACERICH CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|70000
MAC|MACERICH CO|CHAS|Charles Schwab & Co., Inc.|3
MAC|MACERICH CO|CIBP|CIBC World Markets Corp.|4611
MAC|MACERICH CO|CIST|Capital Institutional Services, Inc.|5345
MAC|MACERICH CO|CNFR|Cowen Prime Services LLC|1300
MAC|MACERICH CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114000
MAC|MACERICH CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|844
MAC|MACERICH CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MAC|MACERICH CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|352214
MAC|MACERICH CO|CTDL|Citadel Derivatives Group Llc|14147
MAC|MACERICH CO|CTLR|CUTLER GROUP, LP|5200
MAC|MACERICH CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|70114
MAC|MACERICH CO|DBAB|Deutsche Bank Securities Inc.|312844
MAC|MACERICH CO|DBAX|Deutsche Bank Securities Inc.|368500
MAC|MACERICH CO|DBUL|Deutsche Bank Securities Inc.|4481
MAC|MACERICH CO|DCHF|Dart Executions, LLC|2256
MAC|MACERICH CO|DEAN|MORGAN STANLEY|1810
MAC|MACERICH CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6294
MAC|MACERICH CO|EBXL|EBX LLC|240000
MAC|MACERICH CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|27660
MAC|MACERICH CO|EDJO|Edward D. Jones & Co., L.P.|339
MAC|MACERICH CO|EGAM|CBOE TRADING, INC.|21399
MAC|MACERICH CO|EGAW|CBOE TRADING, INC.|466
MAC|MACERICH CO|EGMT|EG MARKET TECHNOLOGIES LLC|1520
MAC|MACERICH CO|EGXM|CBOE TRADING, INC.|2664
MAC|MACERICH CO|ETBE|Electronic Transaction Clearing, Inc.|17345
MAC|MACERICH CO|ETCC|Electronic Transaction Clearing, Inc.|570
MAC|MACERICH CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7326
MAC|MACERICH CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1008
MAC|MACERICH CO|ETRS|E*Trade Securities LLC|3826
MAC|MACERICH CO|FILL|Tradestation Securities, Inc.|1800
MAC|MACERICH CO|FMAF|NBCN Inc./ CDS|68
MAC|MACERICH CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|50991
MAC|MACERICH CO|FQLS|Quantlab Securities LP|297726
MAC|MACERICH CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120290
MAC|MACERICH CO|FTBR|Foliofn Investments, Inc.|1529
MAC|MACERICH CO|GEBB|GLOBAL EXECUTION BROKERS, LP|400
MAC|MACERICH CO|GHCC|Gordon, Haskett Capital Corporation|700
MAC|MACERICH CO|GLIS|TD Securities Inc|26
MAC|MACERICH CO|GLPX|ACS EXECUTION SERVICES, LLC|68684
MAC|MACERICH CO|GSCO|GOLDMAN SACHS & CO. LLC|1059206
MAC|MACERICH CO|GSCS|GOLDMAN SACHS & CO. LLC|7181
MAC|MACERICH CO|GSLT|GOLDMAN SACHS & CO. LLC|8564
MAC|MACERICH CO|GTSZ|GTS SECURITIES LLC|107267
MAC|MACERICH CO|HAPX|HAP Trading, LLC|3348
MAC|MACERICH CO|HRBF|American Enterprise Investment Services Inc.|389
MAC|MACERICH CO|HSBC|HSBC Securities, Inc.|27179
MAC|MACERICH CO|IATS|INTERACTIVE BROKERS LLC|1609
MAC|MACERICH CO|IBKR|Interactive Brokers Llc|1037
MAC|MACERICH CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1567
MAC|MACERICH CO|ICBX|INSTINET, LLC|118142
MAC|MACERICH CO|IEQY|CITADEL SECURITIES LLC|221218
MAC|MACERICH CO|INCA|INSTINET, LLC|332504
MAC|MACERICH CO|INJX|INSTINET, LLC|2468
MAC|MACERICH CO|ITGI|ITG Inc.|85781
MAC|MACERICH CO|ITGP|ITG INC.|337400
MAC|MACERICH CO|JANY|Janney Montgomery Scott Inc.|2
MAC|MACERICH CO|JEFF|JEFFERIES LLC|90224
MAC|MACERICH CO|JMPT|JUMP TRADING, LLC|71956
MAC|MACERICH CO|JONE|JonesTrading|3022
MAC|MACERICH CO|JPBX|J.P. MORGAN SECURITIES LLC|84900
MAC|MACERICH CO|JPMX|J.P. Morgan Securities LLC|463445
MAC|MACERICH CO|JSJX|JANE STREET CAPITAL LLC|3508
MAC|MACERICH CO|KCGM|VIRTU Americas LLC|74067
MAC|MACERICH CO|KEYB|KEYBANC CAPITAL MARKETS INC.|57738
MAC|MACERICH CO|LEHM|Barclays Capital Inc./Le|1342757
MAC|MACERICH CO|LIME|Lime Brokerage LLC|44362
MAC|MACERICH CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|186000
MAC|MACERICH CO|LQNA|LIQUIDNET, INC.|208300
MAC|MACERICH CO|LSCI|Lek Securities Corporation|140
MAC|MACERICH CO|MACQ|Macquarie Capital (USA) Inc.|10444
MAC|MACERICH CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|210760
MAC|MACERICH CO|MOTF|MOTIF INVESTING, INC.|1
MAC|MACERICH CO|MSCO|MORGAN STANLEY & CO. LLC|1353289
MAC|MACERICH CO|MSPL|MORGAN STANLEY & CO. LLC|224400
MAC|MACERICH CO|MSTX|MORGAN STANLEY & CO. LLC|145400
MAC|MACERICH CO|MULL|MARK J. MULLER EQUITIES, INC.|6385
MAC|MACERICH CO|MZHO|Mizuho Securities USA LLC|15000
MAC|MACERICH CO|NFSC|National Financial Services LLC|38944
MAC|MACERICH CO|NITE|VIRTU Americas LLC|241029
MAC|MACERICH CO|NITP|VIRTU Americas LLC|400
MAC|MACERICH CO|NQRB|Brut, LLC|27747
MAC|MACERICH CO|NTBF|BMO Nesbitt Burns Inc./CDS|3000
MAC|MACERICH CO|OPCO|Oppenheimer & Co. Inc.|638
MAC|MACERICH CO|PDQM|CODA MARKETS, INC.|206615
MAC|MACERICH CO|PHLY|NASDAQ Execution Services, LLC|2200
MAC|MACERICH CO|PWJC|UBS Financial Services, Inc.|205
MAC|MACERICH CO|QMSR|QUATTRO M SECURITIES INC.|2923
MAC|MACERICH CO|RBCM|RBC CAPITAL MARKETS, LLC|9299
MAC|MACERICH CO|RHCO|Suntrust Robinson Humphrey, Inc.|10000
MAC|MACERICH CO|ROBT|Robotti & Company, LLC|200
MAC|MACERICH CO|SAGL|SAGETRADER, LLC|13593
MAC|MACERICH CO|SAGW|SAGETRADER, LLC|4
MAC|MACERICH CO|SALI|INTL FCSTONE FINANCIAL INC.|800
MAC|MACERICH CO|SBSH|Citigroup Global Markets Inc.|286317
MAC|MACERICH CO|SEIC|SEI Investments Distribution Co.|130
MAC|MACERICH CO|SGMT|GOLDMAN SACHS & CO. LLC|191568
MAC|MACERICH CO|SPDR|SPEEDROUTE LLC|9801
MAC|MACERICH CO|SPGS|Sea Port Group Securities, LLC|3800
MAC|MACERICH CO|STFL|Stifel, Nicolaus & Company, Incorporated|10001
MAC|MACERICH CO|STKP|STOCKPILE INVESTMENTS, INC.|8
MAC|MACERICH CO|STRS|STRATEGAS RESEARCH PARTNERS|900
MAC|MACERICH CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3313
MAC|MACERICH CO|SWIM|TD Ameritrade, Inc.|25995
MAC|MACERICH CO|TAGC|TELSEY ADVISORY GROUP LLC|900
MAC|MACERICH CO|TKNG|ALLY INVEST SECURITIES LLC|225
MAC|MACERICH CO|TRBT|Tradebot Systems, Inc.|226346
MAC|MACERICH CO|TRCM|TRC MARKETS LLC|107736
MAC|MACERICH CO|UBSA|UBS SECURITIES LLC|728396
MAC|MACERICH CO|UBSS|UBS Securities LLC|1295697
MAC|MACERICH CO|VALX|VIRTU AMERICAS LLC|11981
MAC|MACERICH CO|VGRD|Vanguard Marketing Corporation|1486
MAC|MACERICH CO|VSIN|Vision Financial Markets Llc|50
MAC|MACERICH CO|WBPX|SUMMIT SECURITIES GROUP, LLC|2519
MAC|MACERICH CO|WCHV|WELLS FARGO SECURITIES, LLC|77068
MAC|MACERICH CO|WDNX|WEEDEN & CO.L.P.|9524
MAC|MACERICH CO|WEDB|WEDBUSH SECURITIES INC.|9346
MAC|MACERICH CO|WEED|Weeden & Co.L.P.|2659
MAC|MACERICH CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14406
MAC|MACERICH CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26106
MAC|MACERICH CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3380
MAC|MACERICH CO|WSEA|WOLVERINE SECURITIES, LLC|2121
MAC|MACERICH CO|WTCO|Williams Trading LLC|2700
MAC|MACERICH CO|XIST|INSTINET, LLC|15450
MAC|MACERICH CO|XPQR|Jump Trading|5401
MAC|MACERICH CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|43136
MAC|MACERICH CO|YKNA|COMHAR CAPITAL MARKETS, LLC|2833
MAC|MACERICH CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|161
MACK|MERRIMACK PHARMA CMN|ALTX|Alternet Securities Inc.|11268
MACK|MERRIMACK PHARMA CMN|APCC|Apex Clearing Corporation|7172
MACK|MERRIMACK PHARMA CMN|BARD|Robert W. Baird & Co. Incorporated|4197
MACK|MERRIMACK PHARMA CMN|BATM|CBOE TRADING, INC.|8836
MACK|MERRIMACK PHARMA CMN|BAYC|BAY CREST PARTNERS, LLC|764
MACK|MERRIMACK PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|4568
MACK|MERRIMACK PHARMA CMN|BIMI|Banca IMI Securities Corp.|3756
MACK|MERRIMACK PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8970
MACK|MERRIMACK PHARMA CMN|BMOC|BMO Capital Markets Corp.|1942
MACK|MERRIMACK PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|560
MACK|MERRIMACK PHARMA CMN|BTIG|BTIG, LLC|822
MACK|MERRIMACK PHARMA CMN|BYXM|CBOE TRADING, INC.|3500
MACK|MERRIMACK PHARMA CMN|CANT|Cantor Fitzgerald & Co.|73640
MACK|MERRIMACK PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|3850
MACK|MERRIMACK PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|148794
MACK|MERRIMACK PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9416
MACK|MERRIMACK PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9915
MACK|MERRIMACK PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|108110
MACK|MERRIMACK PHARMA CMN|CTDL|Citadel Derivatives Group Llc|5498
MACK|MERRIMACK PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|8132
MACK|MERRIMACK PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|259646
MACK|MERRIMACK PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|93500
MACK|MERRIMACK PHARMA CMN|DEAN|MORGAN STANLEY|1300
MACK|MERRIMACK PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|28602
MACK|MERRIMACK PHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2949
MACK|MERRIMACK PHARMA CMN|EBXL|EBX LLC|55700
MACK|MERRIMACK PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|195
MACK|MERRIMACK PHARMA CMN|EDFO|E D & F Man Capital Markets Inc.|200
MACK|MERRIMACK PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|3000
MACK|MERRIMACK PHARMA CMN|EGAM|CBOE TRADING, INC.|7065
MACK|MERRIMACK PHARMA CMN|EGAW|CBOE TRADING, INC.|42
MACK|MERRIMACK PHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|640
MACK|MERRIMACK PHARMA CMN|EGXM|CBOE TRADING, INC.|7052
MACK|MERRIMACK PHARMA CMN|EGXW|CBOE TRADING, INC.|349
MACK|MERRIMACK PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|2466
MACK|MERRIMACK PHARMA CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4625
MACK|MERRIMACK PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1432
MACK|MERRIMACK PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7432
MACK|MERRIMACK PHARMA CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MACK|MERRIMACK PHARMA CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4098
MACK|MERRIMACK PHARMA CMN|ETRS|E*Trade Securities LLC|296569
MACK|MERRIMACK PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|146694
MACK|MERRIMACK PHARMA CMN|FILL|Tradestation Securities, Inc.|13694
MACK|MERRIMACK PHARMA CMN|FINX|FINTECH SECURITIES|19490
MACK|MERRIMACK PHARMA CMN|FMAF|NBCN Inc./ CDS|15199
MACK|MERRIMACK PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|396022
MACK|MERRIMACK PHARMA CMN|FQLS|Quantlab Securities LP|36385
MACK|MERRIMACK PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71150
MACK|MERRIMACK PHARMA CMN|FTBR|Foliofn Investments, Inc.|281
MACK|MERRIMACK PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7130
MACK|MERRIMACK PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|49730
MACK|MERRIMACK PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|540899
MACK|MERRIMACK PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|61906
MACK|MERRIMACK PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|13376
MACK|MERRIMACK PHARMA CMN|GTSZ|GTS SECURITIES LLC|13258
MACK|MERRIMACK PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|925
MACK|MERRIMACK PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|24304
MACK|MERRIMACK PHARMA CMN|IBKR|Interactive Brokers Llc|278559
MACK|MERRIMACK PHARMA CMN|ICBX|INSTINET, LLC|16200
MACK|MERRIMACK PHARMA CMN|IEQY|CITADEL SECURITIES LLC|14516
MACK|MERRIMACK PHARMA CMN|INCA|INSTINET, LLC|241652
MACK|MERRIMACK PHARMA CMN|INJX|INSTINET, LLC|2540
MACK|MERRIMACK PHARMA CMN|ITGI|ITG Inc.|74427
MACK|MERRIMACK PHARMA CMN|ITGP|ITG INC.|34800
MACK|MERRIMACK PHARMA CMN|JEFF|JEFFERIES LLC|6874
MACK|MERRIMACK PHARMA CMN|JMPT|JUMP TRADING, LLC|7593
MACK|MERRIMACK PHARMA CMN|JONE|JonesTrading|400
MACK|MERRIMACK PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|3534
MACK|MERRIMACK PHARMA CMN|JPMX|J.P. Morgan Securities LLC|87997
MACK|MERRIMACK PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|26516
MACK|MERRIMACK PHARMA CMN|KCGM|VIRTU Americas LLC|13298
MACK|MERRIMACK PHARMA CMN|LEHM|Barclays Capital Inc./Le|527460
MACK|MERRIMACK PHARMA CMN|LIME|Lime Brokerage LLC|103875
MACK|MERRIMACK PHARMA CMN|LMGP|LIME BROKERAGE LLC|21102
MACK|MERRIMACK PHARMA CMN|LOOP|Loop Capital Markets LLC|1565
MACK|MERRIMACK PHARMA CMN|LQNA|LIQUIDNET, INC.|6000
MACK|MERRIMACK PHARMA CMN|LSCI|Lek Securities Corporation|3271
MACK|MERRIMACK PHARMA CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
MACK|MERRIMACK PHARMA CMN|MAVB|Great Point Capital LLC|100
MACK|MERRIMACK PHARMA CMN|MAXM|Maxim Group LLC|5178
MACK|MERRIMACK PHARMA CMN|MBTS|ALLY INVEST SECURITIES LLC|400
MACK|MERRIMACK PHARMA CMN|MKMP|MKM Partners LLC|4000
MACK|MERRIMACK PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37578
MACK|MERRIMACK PHARMA CMN|MOTF|MOTIF INVESTING, INC.|2
MACK|MERRIMACK PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|789420
MACK|MERRIMACK PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|29800
MACK|MERRIMACK PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|39700
MACK|MERRIMACK PHARMA CMN|MZHO|Mizuho Securities USA LLC|261172
MACK|MERRIMACK PHARMA CMN|NATL|National Securities Corporation|30
MACK|MERRIMACK PHARMA CMN|NEUB|NEUBERGER BERMAN BD LLC|50
MACK|MERRIMACK PHARMA CMN|NFSC|National Financial Services LLC|329577
MACK|MERRIMACK PHARMA CMN|NITE|VIRTU Americas LLC|1199166
MACK|MERRIMACK PHARMA CMN|NITP|VIRTU Americas LLC|4810
MACK|MERRIMACK PHARMA CMN|NQRB|Brut, LLC|11789
MACK|MERRIMACK PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|5632
MACK|MERRIMACK PHARMA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
MACK|MERRIMACK PHARMA CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|115887
MACK|MERRIMACK PHARMA CMN|PDQM|CODA MARKETS, INC.|71872
MACK|MERRIMACK PHARMA CMN|PHLY|NASDAQ Execution Services, LLC|4200
MACK|MERRIMACK PHARMA CMN|PWJC|UBS Financial Services, Inc.|60
MACK|MERRIMACK PHARMA CMN|RAJA|Raymond James & Associates, Inc.|5474
MACK|MERRIMACK PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|2117
MACK|MERRIMACK PHARMA CMN|RGLD|Regal Securities, Inc|1200
MACK|MERRIMACK PHARMA CMN|RJLC|RJL CAPITAL GROUP, LLC|2820
MACK|MERRIMACK PHARMA CMN|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2000
MACK|MERRIMACK PHARMA CMN|SAGL|SAGETRADER, LLC|8206
MACK|MERRIMACK PHARMA CMN|SBSH|Citigroup Global Markets Inc.|85969
MACK|MERRIMACK PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|32205
MACK|MERRIMACK PHARMA CMN|SPDR|SPEEDROUTE LLC|11877
MACK|MERRIMACK PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2927
MACK|MERRIMACK PHARMA CMN|SWIM|TD Ameritrade, Inc.|347738
MACK|MERRIMACK PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|8150
MACK|MERRIMACK PHARMA CMN|TRBT|Tradebot Systems, Inc.|65258
MACK|MERRIMACK PHARMA CMN|TRCM|TRC MARKETS LLC|38712
MACK|MERRIMACK PHARMA CMN|TWTT|TASTYWORKS, INC.|100
MACK|MERRIMACK PHARMA CMN|UBSA|UBS SECURITIES LLC|231575
MACK|MERRIMACK PHARMA CMN|UBSS|UBS Securities LLC|929291
MACK|MERRIMACK PHARMA CMN|VALX|VIRTU AMERICAS LLC|5114
MACK|MERRIMACK PHARMA CMN|VERT|The Vertical Trading Group, LLC|100
MACK|MERRIMACK PHARMA CMN|VGRD|Vanguard Marketing Corporation|23137
MACK|MERRIMACK PHARMA CMN|VSIN|Vision Financial Markets Llc|798
MACK|MERRIMACK PHARMA CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|312
MACK|MERRIMACK PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|22454
MACK|MERRIMACK PHARMA CMN|WDNX|WEEDEN & CO.L.P.|5780
MACK|MERRIMACK PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|15224
MACK|MERRIMACK PHARMA CMN|WEED|Weeden & Co.L.P.|1190
MACK|MERRIMACK PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11784
MACK|MERRIMACK PHARMA CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31580
MACK|MERRIMACK PHARMA CMN|WGIF|CIBC World Markets Inc.|850
MACK|MERRIMACK PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|8139
MACK|MERRIMACK PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|63258
MACK|MERRIMACK PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|7195
MACK|MERRIMACK PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9175
MACQ|M I ACQUISITIONS CM|BATM|CBOE TRADING, INC.|710
MACQ|M I ACQUISITIONS CM|BAYT|BTIG, LLC|5000
MACQ|M I ACQUISITIONS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
MACQ|M I ACQUISITIONS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
MACQ|M I ACQUISITIONS CM|DBAX|Deutsche Bank Securities Inc.|700
MACQ|M I ACQUISITIONS CM|EBXL|EBX LLC|400
MACQ|M I ACQUISITIONS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2308
MACQ|M I ACQUISITIONS CM|ETRS|E*Trade Securities LLC|4275
MACQ|M I ACQUISITIONS CM|FBCO|Credit Suisse Securities (USA) LLC|42
MACQ|M I ACQUISITIONS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|200
MACQ|M I ACQUISITIONS CM|GLPX|ACS EXECUTION SERVICES, LLC|200
MACQ|M I ACQUISITIONS CM|GSLT|GOLDMAN SACHS & CO. LLC|435
MACQ|M I ACQUISITIONS CM|GTSZ|GTS SECURITIES LLC|800
MACQ|M I ACQUISITIONS CM|IBKR|Interactive Brokers Llc|1800
MACQ|M I ACQUISITIONS CM|INCA|INSTINET, LLC|219
MACQ|M I ACQUISITIONS CM|ITGI|ITG Inc.|1972
MACQ|M I ACQUISITIONS CM|JPMX|J.P. Morgan Securities LLC|1200
MACQ|M I ACQUISITIONS CM|LIME|Lime Brokerage LLC|3116
MACQ|M I ACQUISITIONS CM|MAXM|Maxim Group LLC|200
MACQ|M I ACQUISITIONS CM|MITR|GMP SECURITIES, LLC|500
MACQ|M I ACQUISITIONS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
MACQ|M I ACQUISITIONS CM|MSCO|MORGAN STANLEY & CO. LLC|6692
MACQ|M I ACQUISITIONS CM|NFSC|National Financial Services LLC|12000
MACQ|M I ACQUISITIONS CM|NITE|VIRTU Americas LLC|45113
MACQ|M I ACQUISITIONS CM|NQRB|Brut, LLC|19
MACQ|M I ACQUISITIONS CM|PDQM|CODA MARKETS, INC.|400
MACQ|M I ACQUISITIONS CM|SGMT|GOLDMAN SACHS & CO. LLC|1700
MACQ|M I ACQUISITIONS CM|TRCM|TRC MARKETS LLC|1
MACQ|M I ACQUISITIONS CM|UBSA|UBS SECURITIES LLC|2100
MACQ|M I ACQUISITIONS CM|UBSS|UBS Securities LLC|1500
MACQ|M I ACQUISITIONS CM|WFPB|Wells Fargo Securities, LLC.|21900
MACQU|M I ACQUISITIONS UN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MACQU|M I ACQUISITIONS UN|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
MACQU|M I ACQUISITIONS UN|ETRS|E*Trade Securities LLC|6
MACQU|M I ACQUISITIONS UN|GSLT|GOLDMAN SACHS & CO. LLC|2000
MACQU|M I ACQUISITIONS UN|INCA|INSTINET, LLC|229
MACQU|M I ACQUISITIONS UN|ITGI|ITG Inc.|400
MACQU|M I ACQUISITIONS UN|ITGP|ITG INC.|1200
MACQU|M I ACQUISITIONS UN|LIME|Lime Brokerage LLC|424
MACQU|M I ACQUISITIONS UN|LSCI|Lek Securities Corporation|7420
MACQU|M I ACQUISITIONS UN|MSCO|MORGAN STANLEY & CO. LLC|1900
MACQU|M I ACQUISITIONS UN|NITE|VIRTU Americas LLC|400
MACQW|M I ACQUISITIONS WT|BAYT|BTIG, LLC|11420
MACQW|M I ACQUISITIONS WT|CHDN|CHARDAN CAPITAL MARKETS LLC|300
MACQW|M I ACQUISITIONS WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9301
MACQW|M I ACQUISITIONS WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
MACQW|M I ACQUISITIONS WT|DBAX|Deutsche Bank Securities Inc.|1200
MACQW|M I ACQUISITIONS WT|EBXL|EBX LLC|1600
MACQW|M I ACQUISITIONS WT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2554
MACQW|M I ACQUISITIONS WT|ETRS|E*Trade Securities LLC|1000
MACQW|M I ACQUISITIONS WT|FOMA|TD AMERITRADE CLEARING, INC.|6900
MACQW|M I ACQUISITIONS WT|GSCO|GOLDMAN SACHS & CO. LLC|15635
MACQW|M I ACQUISITIONS WT|GSLT|GOLDMAN SACHS & CO. LLC|200
MACQW|M I ACQUISITIONS WT|IBKR|Interactive Brokers Llc|182965
MACQW|M I ACQUISITIONS WT|ICBX|INSTINET, LLC|2500
MACQW|M I ACQUISITIONS WT|INCA|INSTINET, LLC|2300
MACQW|M I ACQUISITIONS WT|ITGP|ITG INC.|34400
MACQW|M I ACQUISITIONS WT|JEFF|JEFFERIES LLC|4300
MACQW|M I ACQUISITIONS WT|LEHM|Barclays Capital Inc./Le|1000
MACQW|M I ACQUISITIONS WT|LIME|Lime Brokerage LLC|200
MACQW|M I ACQUISITIONS WT|LSCI|Lek Securities Corporation|10311
MACQW|M I ACQUISITIONS WT|MAXM|Maxim Group LLC|200
MACQW|M I ACQUISITIONS WT|MPSG|E D & F Man Capital Markets Inc.|200000
MACQW|M I ACQUISITIONS WT|MSCO|MORGAN STANLEY & CO. LLC|33372
MACQW|M I ACQUISITIONS WT|NITE|VIRTU Americas LLC|38979
MACQW|M I ACQUISITIONS WT|NQRB|Brut, LLC|300
MACQW|M I ACQUISITIONS WT|SGMT|GOLDMAN SACHS & CO. LLC|4500
MACQW|M I ACQUISITIONS WT|SWIM|TD Ameritrade, Inc.|1100
MACQW|M I ACQUISITIONS WT|UBSA|UBS SECURITIES LLC|2301
MACQW|M I ACQUISITIONS WT|UBSS|UBS Securities LLC|2900
MACQW|M I ACQUISITIONS WT|VGRD|Vanguard Marketing Corporation|300
MACQW|M I ACQUISITIONS WT|WCHV|WELLS FARGO SECURITIES, LLC|100
MACQW|M I ACQUISITIONS WT|WEDB|WEDBUSH SECURITIES INC.|3400
MAG|MAG SILVER CORP|ALTX|Alternet Securities Inc.|3255
MAG|MAG SILVER CORP|APCC|Apex Clearing Corporation|29
MAG|MAG SILVER CORP|BATM|CBOE TRADING, INC.|4175
MAG|MAG SILVER CORP|BBNT|BB&T SECURITIES, LLC|200
MAG|MAG SILVER CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15
MAG|MAG SILVER CORP|BNCH|The Benchmark Company, LLC|50692
MAG|MAG SILVER CORP|BTIG|BTIG, LLC|808
MAG|MAG SILVER CORP|BZYD|GOLDMAN SACHS & CO. LLC|3640
MAG|MAG SILVER CORP|CANT|Cantor Fitzgerald & Co.|1357
MAG|MAG SILVER CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56791
MAG|MAG SILVER CORP|CTLR|CUTLER GROUP, LP|300
MAG|MAG SILVER CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1918
MAG|MAG SILVER CORP|DAVA|Davenport & Company LLC|89990
MAG|MAG SILVER CORP|DBAB|Deutsche Bank Securities Inc.|122282
MAG|MAG SILVER CORP|DBAX|Deutsche Bank Securities Inc.|73900
MAG|MAG SILVER CORP|DEAN|MORGAN STANLEY|100
MAG|MAG SILVER CORP|DEGS|RONIN PROFESSIONAL LLC|200
MAG|MAG SILVER CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7300
MAG|MAG SILVER CORP|EBXL|EBX LLC|27400
MAG|MAG SILVER CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|472
MAG|MAG SILVER CORP|EGAM|CBOE TRADING, INC.|8537
MAG|MAG SILVER CORP|EGAW|CBOE TRADING, INC.|100
MAG|MAG SILVER CORP|EGXM|CBOE TRADING, INC.|1510
MAG|MAG SILVER CORP|ELEV|ELEVATION, LLC|2769
MAG|MAG SILVER CORP|ETBE|Electronic Transaction Clearing, Inc.|3595
MAG|MAG SILVER CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3969
MAG|MAG SILVER CORP|ETRS|E*Trade Securities LLC|37473
MAG|MAG SILVER CORP|FILL|Tradestation Securities, Inc.|200
MAG|MAG SILVER CORP|FMAF|NBCN Inc./ CDS|2164
MAG|MAG SILVER CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MAG|MAG SILVER CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23461
MAG|MAG SILVER CORP|FTBR|Foliofn Investments, Inc.|2192
MAG|MAG SILVER CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|900
MAG|MAG SILVER CORP|GLPX|ACS EXECUTION SERVICES, LLC|1410
MAG|MAG SILVER CORP|GSCO|GOLDMAN SACHS & CO. LLC|59500
MAG|MAG SILVER CORP|GSLT|GOLDMAN SACHS & CO. LLC|1975
MAG|MAG SILVER CORP|GTSZ|GTS SECURITIES LLC|600
MAG|MAG SILVER CORP|HSBC|HSBC Securities, Inc.|9653
MAG|MAG SILVER CORP|IATS|INTERACTIVE BROKERS LLC|7155
MAG|MAG SILVER CORP|IBKR|Interactive Brokers Llc|20143
MAG|MAG SILVER CORP|ICBX|INSTINET, LLC|23469
MAG|MAG SILVER CORP|INCA|INSTINET, LLC|55911
MAG|MAG SILVER CORP|ITGI|ITG Inc.|36676
MAG|MAG SILVER CORP|ITGP|ITG INC.|11000
MAG|MAG SILVER CORP|JEFF|JEFFERIES LLC|2625
MAG|MAG SILVER CORP|JMPT|JUMP TRADING, LLC|2973
MAG|MAG SILVER CORP|JPBX|J.P. MORGAN SECURITIES LLC|400
MAG|MAG SILVER CORP|JPMX|J.P. Morgan Securities LLC|10548
MAG|MAG SILVER CORP|JSJX|JANE STREET CAPITAL LLC|1786
MAG|MAG SILVER CORP|KCGM|VIRTU Americas LLC|5342
MAG|MAG SILVER CORP|LEHM|Barclays Capital Inc./Le|73720
MAG|MAG SILVER CORP|LIME|Lime Brokerage LLC|24359
MAG|MAG SILVER CORP|LSCI|Lek Securities Corporation|77
MAG|MAG SILVER CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18360
MAG|MAG SILVER CORP|MOTF|MOTIF INVESTING, INC.|2
MAG|MAG SILVER CORP|MSCO|MORGAN STANLEY & CO. LLC|119615
MAG|MAG SILVER CORP|MSPL|MORGAN STANLEY & CO. LLC|36500
MAG|MAG SILVER CORP|MSTX|MORGAN STANLEY & CO. LLC|3700
MAG|MAG SILVER CORP|NFSC|National Financial Services LLC|44588
MAG|MAG SILVER CORP|NITE|VIRTU Americas LLC|188144
MAG|MAG SILVER CORP|NQRB|Brut, LLC|3200
MAG|MAG SILVER CORP|OLDM|OLD MISSION CAPITAL, LLC|2833
MAG|MAG SILVER CORP|OPCO|Oppenheimer & Co. Inc.|6450
MAG|MAG SILVER CORP|PAUL|Paulson Investment Company, Inc.|400
MAG|MAG SILVER CORP|PDQM|CODA MARKETS, INC.|2520
MAG|MAG SILVER CORP|RBCM|RBC CAPITAL MARKETS, LLC|24444
MAG|MAG SILVER CORP|RHOX|XR Securities LLC|3329
MAG|MAG SILVER CORP|SAGC|SAGETRADER, LLC|500
MAG|MAG SILVER CORP|SAGL|SAGETRADER, LLC|400
MAG|MAG SILVER CORP|SBSH|Citigroup Global Markets Inc.|205
MAG|MAG SILVER CORP|SGMT|GOLDMAN SACHS & CO. LLC|9632
MAG|MAG SILVER CORP|STFL|Stifel, Nicolaus & Company, Incorporated|750
MAG|MAG SILVER CORP|SWIM|TD Ameritrade, Inc.|20969
MAG|MAG SILVER CORP|TRBT|Tradebot Systems, Inc.|23239
MAG|MAG SILVER CORP|TRCM|TRC MARKETS LLC|8830
MAG|MAG SILVER CORP|UBSA|UBS SECURITIES LLC|94652
MAG|MAG SILVER CORP|UBSS|UBS Securities LLC|130373
MAG|MAG SILVER CORP|VALX|VIRTU AMERICAS LLC|6206
MAG|MAG SILVER CORP|VERT|The Vertical Trading Group, LLC|67977
MAG|MAG SILVER CORP|VGRD|Vanguard Marketing Corporation|6274
MAG|MAG SILVER CORP|WCHV|WELLS FARGO SECURITIES, LLC|8080
MAG|MAG SILVER CORP|WEED|Weeden & Co.L.P.|3200
MAG|MAG SILVER CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1972
MAG|MAG SILVER CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7819
MAG|MAG SILVER CORP|WSEA|WOLVERINE SECURITIES, LLC|2245
MAG|MAG SILVER CORP|XIST|INSTINET, LLC|2000
MAG|MAG SILVER CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MAGA|POINT BRIDGE GOP STO|BATM|CBOE TRADING, INC.|198
MAGA|POINT BRIDGE GOP STO|CHAS|Charles Schwab & Co., Inc.|2
MAGA|POINT BRIDGE GOP STO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|417
MAGA|POINT BRIDGE GOP STO|CTDL|Citadel Derivatives Group Llc|6292
MAGA|POINT BRIDGE GOP STO|CXCX|CITIGROUP GLOBAL MARKETS INC.|202
MAGA|POINT BRIDGE GOP STO|DBAX|Deutsche Bank Securities Inc.|700
MAGA|POINT BRIDGE GOP STO|EBXL|EBX LLC|400
MAGA|POINT BRIDGE GOP STO|EGXM|CBOE TRADING, INC.|50
MAGA|POINT BRIDGE GOP STO|ETRS|E*Trade Securities LLC|2097
MAGA|POINT BRIDGE GOP STO|FTBR|Foliofn Investments, Inc.|17
MAGA|POINT BRIDGE GOP STO|HRBF|American Enterprise Investment Services Inc.|464
MAGA|POINT BRIDGE GOP STO|ICBX|INSTINET, LLC|200
MAGA|POINT BRIDGE GOP STO|JSJX|JANE STREET CAPITAL LLC|166
MAGA|POINT BRIDGE GOP STO|LEHM|Barclays Capital Inc./Le|1800
MAGA|POINT BRIDGE GOP STO|LIME|Lime Brokerage LLC|1
MAGA|POINT BRIDGE GOP STO|LSCI|Lek Securities Corporation|100
MAGA|POINT BRIDGE GOP STO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MAGA|POINT BRIDGE GOP STO|MSCO|MORGAN STANLEY & CO. LLC|52
MAGA|POINT BRIDGE GOP STO|NFSC|National Financial Services LLC|5068
MAGA|POINT BRIDGE GOP STO|NITE|VIRTU Americas LLC|2792
MAGA|POINT BRIDGE GOP STO|NITP|VIRTU Americas LLC|431
MAGA|POINT BRIDGE GOP STO|SGMT|GOLDMAN SACHS & CO. LLC|304
MAGA|POINT BRIDGE GOP STO|SWIM|TD Ameritrade, Inc.|1750
MAGA|POINT BRIDGE GOP STO|UBSA|UBS SECURITIES LLC|1221
MAGA|POINT BRIDGE GOP STO|UBSS|UBS Securities LLC|693
MAGA|POINT BRIDGE GOP STO|VGRD|Vanguard Marketing Corporation|175
MAGA|POINT BRIDGE GOP STO|WCHV|WELLS FARGO SECURITIES, LLC|290
MAGA|POINT BRIDGE GOP STO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1553
MAGA|POINT BRIDGE GOP STO|WSEA|WOLVERINE SECURITIES, LLC|70
MAGA|POINT BRIDGE GOP STO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70
MAGS|MAGAL SECURITY SYST|APCC|Apex Clearing Corporation|11
MAGS|MAGAL SECURITY SYST|BYXM|CBOE TRADING, INC.|100
MAGS|MAGAL SECURITY SYST|BZYD|GOLDMAN SACHS & CO. LLC|728
MAGS|MAGAL SECURITY SYST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|430
MAGS|MAGAL SECURITY SYST|DBAB|Deutsche Bank Securities Inc.|1661
MAGS|MAGAL SECURITY SYST|DBAX|Deutsche Bank Securities Inc.|200
MAGS|MAGAL SECURITY SYST|DEGS|RONIN PROFESSIONAL LLC|754
MAGS|MAGAL SECURITY SYST|EBXL|EBX LLC|100
MAGS|MAGAL SECURITY SYST|EDJO|Edward D. Jones & Co., L.P.|573
MAGS|MAGAL SECURITY SYST|ETRS|E*Trade Securities LLC|48874
MAGS|MAGAL SECURITY SYST|FBCO|Credit Suisse Securities (USA) LLC|2532
MAGS|MAGAL SECURITY SYST|FOMA|TD AMERITRADE CLEARING, INC.|38661
MAGS|MAGAL SECURITY SYST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26
MAGS|MAGAL SECURITY SYST|FTBR|Foliofn Investments, Inc.|26
MAGS|MAGAL SECURITY SYST|GSLT|GOLDMAN SACHS & CO. LLC|100
MAGS|MAGAL SECURITY SYST|GTSZ|GTS SECURITIES LLC|500
MAGS|MAGAL SECURITY SYST|HSBC|HSBC Securities, Inc.|550
MAGS|MAGAL SECURITY SYST|IATS|INTERACTIVE BROKERS LLC|3055
MAGS|MAGAL SECURITY SYST|IBKR|Interactive Brokers Llc|9131
MAGS|MAGAL SECURITY SYST|INCA|INSTINET, LLC|4235
MAGS|MAGAL SECURITY SYST|INJX|INSTINET, LLC|100
MAGS|MAGAL SECURITY SYST|ITGI|ITG Inc.|100
MAGS|MAGAL SECURITY SYST|KCGM|VIRTU Americas LLC|90
MAGS|MAGAL SECURITY SYST|LEHM|Barclays Capital Inc./Le|400
MAGS|MAGAL SECURITY SYST|LIME|Lime Brokerage LLC|12088
MAGS|MAGAL SECURITY SYST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
MAGS|MAGAL SECURITY SYST|MSCO|MORGAN STANLEY & CO. LLC|16589
MAGS|MAGAL SECURITY SYST|MSPL|MORGAN STANLEY & CO. LLC|1700
MAGS|MAGAL SECURITY SYST|NFSC|National Financial Services LLC|3573
MAGS|MAGAL SECURITY SYST|NITE|VIRTU Americas LLC|43071
MAGS|MAGAL SECURITY SYST|NQRB|Brut, LLC|1
MAGS|MAGAL SECURITY SYST|OPCO|Oppenheimer & Co. Inc.|6039
MAGS|MAGAL SECURITY SYST|RAJA|Raymond James & Associates, Inc.|74
MAGS|MAGAL SECURITY SYST|SBSH|Citigroup Global Markets Inc.|98
MAGS|MAGAL SECURITY SYST|SGMT|GOLDMAN SACHS & CO. LLC|604
MAGS|MAGAL SECURITY SYST|SWIM|TD Ameritrade, Inc.|763
MAGS|MAGAL SECURITY SYST|UBSA|UBS SECURITIES LLC|3000
MAGS|MAGAL SECURITY SYST|UBSS|UBS Securities LLC|15934
MAGS|MAGAL SECURITY SYST|VALX|VIRTU AMERICAS LLC|480
MAGS|MAGAL SECURITY SYST|WCHV|WELLS FARGO SECURITIES, LLC|11863
MAGS|MAGAL SECURITY SYST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8
MAGS|MAGAL SECURITY SYST|WGIF|CIBC World Markets Inc.|393
MAGS|MAGAL SECURITY SYST|WSEA|WOLVERINE SECURITIES, LLC|1
MAIN|MAIN STREET CAPITAL|AGIS|Aegis Capital Corp.|700
MAIN|MAIN STREET CAPITAL|ALTX|Alternet Securities Inc.|4600
MAIN|MAIN STREET CAPITAL|APCC|Apex Clearing Corporation|1141
MAIN|MAIN STREET CAPITAL|BALE|M&T SECURITIES, INC.|825
MAIN|MAIN STREET CAPITAL|BANK|Primevest Financial Services, Inc.|34
MAIN|MAIN STREET CAPITAL|BARD|Robert W. Baird & Co. Incorporated|1644
MAIN|MAIN STREET CAPITAL|BATM|CBOE TRADING, INC.|979
MAIN|MAIN STREET CAPITAL|BBNT|BB&T SECURITIES, LLC|1114
MAIN|MAIN STREET CAPITAL|BERN|Sanford C. Bernstein & Co., LLC|391
MAIN|MAIN STREET CAPITAL|BIMI|Banca IMI Securities Corp.|75
MAIN|MAIN STREET CAPITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18872
MAIN|MAIN STREET CAPITAL|BYXM|CBOE TRADING, INC.|100
MAIN|MAIN STREET CAPITAL|BZYD|GOLDMAN SACHS & CO. LLC|752
MAIN|MAIN STREET CAPITAL|CANT|Cantor Fitzgerald & Co.|396
MAIN|MAIN STREET CAPITAL|CHAS|Charles Schwab & Co., Inc.|2592
MAIN|MAIN STREET CAPITAL|CICF|Canaccord Genuity Corp.|1
MAIN|MAIN STREET CAPITAL|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
MAIN|MAIN STREET CAPITAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39396
MAIN|MAIN STREET CAPITAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1212
MAIN|MAIN STREET CAPITAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4462
MAIN|MAIN STREET CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|60343
MAIN|MAIN STREET CAPITAL|CTDL|Citadel Derivatives Group Llc|366
MAIN|MAIN STREET CAPITAL|CTLR|CUTLER GROUP, LP|192
MAIN|MAIN STREET CAPITAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|7106
MAIN|MAIN STREET CAPITAL|DADA|D.A. Davidson & Co.|4
MAIN|MAIN STREET CAPITAL|DBAB|Deutsche Bank Securities Inc.|12325
MAIN|MAIN STREET CAPITAL|DBAX|Deutsche Bank Securities Inc.|41700
MAIN|MAIN STREET CAPITAL|DEAN|MORGAN STANLEY|7385
MAIN|MAIN STREET CAPITAL|EBXL|EBX LLC|34500
MAIN|MAIN STREET CAPITAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|13601
MAIN|MAIN STREET CAPITAL|EDJO|Edward D. Jones & Co., L.P.|1149
MAIN|MAIN STREET CAPITAL|EGAM|CBOE TRADING, INC.|1659
MAIN|MAIN STREET CAPITAL|EGXM|CBOE TRADING, INC.|1969
MAIN|MAIN STREET CAPITAL|EGXW|CBOE TRADING, INC.|100
MAIN|MAIN STREET CAPITAL|ETBE|Electronic Transaction Clearing, Inc.|710
MAIN|MAIN STREET CAPITAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
MAIN|MAIN STREET CAPITAL|ETCB|ETC BROKERAGE SERVICES, LLC|396
MAIN|MAIN STREET CAPITAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
MAIN|MAIN STREET CAPITAL|ETRS|E*Trade Securities LLC|126851
MAIN|MAIN STREET CAPITAL|EVRS|E1 ASSET MANAGEMENT, INC.|500
MAIN|MAIN STREET CAPITAL|FILL|Tradestation Securities, Inc.|2044
MAIN|MAIN STREET CAPITAL|FMAF|NBCN Inc./ CDS|678
MAIN|MAIN STREET CAPITAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76927
MAIN|MAIN STREET CAPITAL|FTBR|Foliofn Investments, Inc.|2622
MAIN|MAIN STREET CAPITAL|GLIS|TD Securities Inc|882
MAIN|MAIN STREET CAPITAL|GLPX|ACS EXECUTION SERVICES, LLC|867
MAIN|MAIN STREET CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|207123
MAIN|MAIN STREET CAPITAL|GSLT|GOLDMAN SACHS & CO. LLC|1153
MAIN|MAIN STREET CAPITAL|GTSZ|GTS SECURITIES LLC|4796
MAIN|MAIN STREET CAPITAL|HRBF|American Enterprise Investment Services Inc.|18755
MAIN|MAIN STREET CAPITAL|IATS|INTERACTIVE BROKERS LLC|4916
MAIN|MAIN STREET CAPITAL|IBKR|Interactive Brokers Llc|11532
MAIN|MAIN STREET CAPITAL|ICBX|INSTINET, LLC|9800
MAIN|MAIN STREET CAPITAL|INCA|INSTINET, LLC|14386
MAIN|MAIN STREET CAPITAL|ITGI|ITG Inc.|12796
MAIN|MAIN STREET CAPITAL|ITGP|ITG INC.|56000
MAIN|MAIN STREET CAPITAL|JANY|Janney Montgomery Scott Inc.|251
MAIN|MAIN STREET CAPITAL|JEFF|JEFFERIES LLC|7186
MAIN|MAIN STREET CAPITAL|JMPT|JUMP TRADING, LLC|3080
MAIN|MAIN STREET CAPITAL|JPMX|J.P. Morgan Securities LLC|35398
MAIN|MAIN STREET CAPITAL|JSJX|JANE STREET CAPITAL LLC|86030
MAIN|MAIN STREET CAPITAL|KBWI|Keefe, Bruyette & Woods, Inc.|37
MAIN|MAIN STREET CAPITAL|KCGM|VIRTU Americas LLC|17623
MAIN|MAIN STREET CAPITAL|LEHM|Barclays Capital Inc./Le|96563
MAIN|MAIN STREET CAPITAL|LGNT|COR CLEARING LLC|3
MAIN|MAIN STREET CAPITAL|LIME|Lime Brokerage LLC|6090
MAIN|MAIN STREET CAPITAL|LSCI|Lek Securities Corporation|7
MAIN|MAIN STREET CAPITAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25624
MAIN|MAIN STREET CAPITAL|MOTF|MOTIF INVESTING, INC.|27
MAIN|MAIN STREET CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|115233
MAIN|MAIN STREET CAPITAL|MSPL|MORGAN STANLEY & CO. LLC|42800
MAIN|MAIN STREET CAPITAL|MSTX|MORGAN STANLEY & CO. LLC|11000
MAIN|MAIN STREET CAPITAL|NATL|National Securities Corporation|215
MAIN|MAIN STREET CAPITAL|NFSC|National Financial Services LLC|371115
MAIN|MAIN STREET CAPITAL|NITE|VIRTU Americas LLC|507761
MAIN|MAIN STREET CAPITAL|NQRB|Brut, LLC|289
MAIN|MAIN STREET CAPITAL|NTBF|BMO Nesbitt Burns Inc./CDS|400
MAIN|MAIN STREET CAPITAL|NTRC|Northern Trust Securities, Inc.|5612
MAIN|MAIN STREET CAPITAL|OPCO|Oppenheimer & Co. Inc.|532
MAIN|MAIN STREET CAPITAL|PCPT|PHILLIP CAPITAL INC.|20
MAIN|MAIN STREET CAPITAL|PDQM|CODA MARKETS, INC.|5902
MAIN|MAIN STREET CAPITAL|PHLY|NASDAQ Execution Services, LLC|2200
MAIN|MAIN STREET CAPITAL|PWJC|UBS Financial Services, Inc.|71
MAIN|MAIN STREET CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|10659
MAIN|MAIN STREET CAPITAL|RILY|B. RILEY FBR, INC.|200
MAIN|MAIN STREET CAPITAL|SAGL|SAGETRADER, LLC|2300
MAIN|MAIN STREET CAPITAL|SAGW|SAGETRADER, LLC|9
MAIN|MAIN STREET CAPITAL|SALI|INTL FCSTONE FINANCIAL INC.|1
MAIN|MAIN STREET CAPITAL|SBRX|MURIEL SIEBERT & CO INC|100
MAIN|MAIN STREET CAPITAL|SBSH|Citigroup Global Markets Inc.|7941
MAIN|MAIN STREET CAPITAL|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|250
MAIN|MAIN STREET CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|11793
MAIN|MAIN STREET CAPITAL|SPDR|SPEEDROUTE LLC|926
MAIN|MAIN STREET CAPITAL|SPHN|Stephens Inc.|10
MAIN|MAIN STREET CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|6740
MAIN|MAIN STREET CAPITAL|STKP|STOCKPILE INVESTMENTS, INC.|164
MAIN|MAIN STREET CAPITAL|STXG|Stockcross Financial Services, Inc.|1
MAIN|MAIN STREET CAPITAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
MAIN|MAIN STREET CAPITAL|SWIM|TD Ameritrade, Inc.|34871
MAIN|MAIN STREET CAPITAL|SWST|Hilltop Securities Inc.|4042
MAIN|MAIN STREET CAPITAL|TKNG|ALLY INVEST SECURITIES LLC|20824
MAIN|MAIN STREET CAPITAL|TRBT|Tradebot Systems, Inc.|15876
MAIN|MAIN STREET CAPITAL|TRCM|TRC MARKETS LLC|7884
MAIN|MAIN STREET CAPITAL|TWTT|TASTYWORKS, INC.|50
MAIN|MAIN STREET CAPITAL|UBSA|UBS SECURITIES LLC|144085
MAIN|MAIN STREET CAPITAL|UBSS|UBS Securities LLC|160977
MAIN|MAIN STREET CAPITAL|VALX|VIRTU AMERICAS LLC|3556
MAIN|MAIN STREET CAPITAL|VERT|The Vertical Trading Group, LLC|200
MAIN|MAIN STREET CAPITAL|VGRD|Vanguard Marketing Corporation|50326
MAIN|MAIN STREET CAPITAL|WBLR|WILLIAM BLAIR|100
MAIN|MAIN STREET CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|130125
MAIN|MAIN STREET CAPITAL|WEDB|WEDBUSH SECURITIES INC.|27
MAIN|MAIN STREET CAPITAL|WEED|Weeden & Co.L.P.|150
MAIN|MAIN STREET CAPITAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9970
MAIN|MAIN STREET CAPITAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4596
MAIN|MAIN STREET CAPITAL|WGIF|CIBC World Markets Inc.|33
MAIN|MAIN STREET CAPITAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
MAIN|MAIN STREET CAPITAL|WSEA|WOLVERINE SECURITIES, LLC|16778
MAIN|MAIN STREET CAPITAL|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2500
MAIN|MAIN STREET CAPITAL|XIST|INSTINET, LLC|21000
MAIN|MAIN STREET CAPITAL|XPQR|Jump Trading|100
MAIN|MAIN STREET CAPITAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|23914
MAIN|MAIN STREET CAPITAL|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MAIN|MAIN STREET CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13318
MAMS|MAM SOFTWARE GP CMN|ALTX|Alternet Securities Inc.|500
MAMS|MAM SOFTWARE GP CMN|APCC|Apex Clearing Corporation|50
MAMS|MAM SOFTWARE GP CMN|BATM|CBOE TRADING, INC.|1
MAMS|MAM SOFTWARE GP CMN|BYXM|CBOE TRADING, INC.|200
MAMS|MAM SOFTWARE GP CMN|CANT|Cantor Fitzgerald & Co.|23809
MAMS|MAM SOFTWARE GP CMN|CHAS|Charles Schwab & Co., Inc.|23615
MAMS|MAM SOFTWARE GP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6685
MAMS|MAM SOFTWARE GP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7695
MAMS|MAM SOFTWARE GP CMN|CTDL|Citadel Derivatives Group Llc|321
MAMS|MAM SOFTWARE GP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MAMS|MAM SOFTWARE GP CMN|DBAB|Deutsche Bank Securities Inc.|5984
MAMS|MAM SOFTWARE GP CMN|DBAX|Deutsche Bank Securities Inc.|1800
MAMS|MAM SOFTWARE GP CMN|DEGS|RONIN PROFESSIONAL LLC|3852
MAMS|MAM SOFTWARE GP CMN|EBXL|EBX LLC|2700
MAMS|MAM SOFTWARE GP CMN|EDJO|Edward D. Jones & Co., L.P.|28
MAMS|MAM SOFTWARE GP CMN|EGXM|CBOE TRADING, INC.|710
MAMS|MAM SOFTWARE GP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
MAMS|MAM SOFTWARE GP CMN|ETRS|E*Trade Securities LLC|20400
MAMS|MAM SOFTWARE GP CMN|FBCO|Credit Suisse Securities (USA) LLC|2525
MAMS|MAM SOFTWARE GP CMN|FILL|Tradestation Securities, Inc.|1550
MAMS|MAM SOFTWARE GP CMN|FOMA|TD AMERITRADE CLEARING, INC.|39136
MAMS|MAM SOFTWARE GP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|386
MAMS|MAM SOFTWARE GP CMN|FTBR|Foliofn Investments, Inc.|9664
MAMS|MAM SOFTWARE GP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|3106
MAMS|MAM SOFTWARE GP CMN|GSCO|GOLDMAN SACHS & CO. LLC|2427
MAMS|MAM SOFTWARE GP CMN|GTSZ|GTS SECURITIES LLC|1558
MAMS|MAM SOFTWARE GP CMN|IATS|INTERACTIVE BROKERS LLC|2503
MAMS|MAM SOFTWARE GP CMN|IBKR|Interactive Brokers Llc|35011
MAMS|MAM SOFTWARE GP CMN|ICBX|INSTINET, LLC|1000
MAMS|MAM SOFTWARE GP CMN|INCA|INSTINET, LLC|3467
MAMS|MAM SOFTWARE GP CMN|INJX|INSTINET, LLC|400
MAMS|MAM SOFTWARE GP CMN|ITGI|ITG Inc.|1724
MAMS|MAM SOFTWARE GP CMN|ITGP|ITG INC.|200
MAMS|MAM SOFTWARE GP CMN|JANY|Janney Montgomery Scott Inc.|600
MAMS|MAM SOFTWARE GP CMN|JEFF|JEFFERIES LLC|100
MAMS|MAM SOFTWARE GP CMN|JPMX|J.P. Morgan Securities LLC|800
MAMS|MAM SOFTWARE GP CMN|KCGM|VIRTU Americas LLC|2100
MAMS|MAM SOFTWARE GP CMN|LEHM|Barclays Capital Inc./Le|20869
MAMS|MAM SOFTWARE GP CMN|LIME|Lime Brokerage LLC|14393
MAMS|MAM SOFTWARE GP CMN|LMGP|LIME BROKERAGE LLC|200
MAMS|MAM SOFTWARE GP CMN|LSCI|Lek Securities Corporation|400
MAMS|MAM SOFTWARE GP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
MAMS|MAM SOFTWARE GP CMN|MAXM|Maxim Group LLC|2415
MAMS|MAM SOFTWARE GP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3908
MAMS|MAM SOFTWARE GP CMN|MSCO|MORGAN STANLEY & CO. LLC|64516
MAMS|MAM SOFTWARE GP CMN|MSPL|MORGAN STANLEY & CO. LLC|100
MAMS|MAM SOFTWARE GP CMN|NFSC|National Financial Services LLC|30002
MAMS|MAM SOFTWARE GP CMN|NITE|VIRTU Americas LLC|81988
MAMS|MAM SOFTWARE GP CMN|NQRB|Brut, LLC|200
MAMS|MAM SOFTWARE GP CMN|PWJC|UBS Financial Services, Inc.|568
MAMS|MAM SOFTWARE GP CMN|RAJA|Raymond James & Associates, Inc.|3715
MAMS|MAM SOFTWARE GP CMN|RILY|B. RILEY FBR, INC.|100276
MAMS|MAM SOFTWARE GP CMN|SAGL|SAGETRADER, LLC|100
MAMS|MAM SOFTWARE GP CMN|SBSH|Citigroup Global Markets Inc.|8927
MAMS|MAM SOFTWARE GP CMN|SGMT|GOLDMAN SACHS & CO. LLC|2154
MAMS|MAM SOFTWARE GP CMN|SWIM|TD Ameritrade, Inc.|13978
MAMS|MAM SOFTWARE GP CMN|SWST|Hilltop Securities Inc.|1300
MAMS|MAM SOFTWARE GP CMN|TRBT|Tradebot Systems, Inc.|835
MAMS|MAM SOFTWARE GP CMN|TRCM|TRC MARKETS LLC|231
MAMS|MAM SOFTWARE GP CMN|UBSA|UBS SECURITIES LLC|13585
MAMS|MAM SOFTWARE GP CMN|UBSS|UBS Securities LLC|48542
MAMS|MAM SOFTWARE GP CMN|VGRD|Vanguard Marketing Corporation|4520
MAMS|MAM SOFTWARE GP CMN|WCHV|WELLS FARGO SECURITIES, LLC|4366
MAMS|MAM SOFTWARE GP CMN|WSEA|WOLVERINE SECURITIES, LLC|1846
MAMS|MAM SOFTWARE GP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|111
MAN|MANPOWERGROUP|ABLE|NATIXIS Securities Americas LLC|151000
MAN|MANPOWERGROUP|ALTX|Alternet Securities Inc.|5600
MAN|MANPOWERGROUP|ANOS|ABEL/NOSER, L.L.C.|300
MAN|MANPOWERGROUP|APCC|Apex Clearing Corporation|493
MAN|MANPOWERGROUP|BANK|Primevest Financial Services, Inc.|66
MAN|MANPOWERGROUP|BARD|Robert W. Baird & Co. Incorporated|3705
MAN|MANPOWERGROUP|BATM|CBOE TRADING, INC.|4738
MAN|MANPOWERGROUP|BAYC|BAY CREST PARTNERS, LLC|301
MAN|MANPOWERGROUP|BAYT|BTIG, LLC|3100
MAN|MANPOWERGROUP|BBNT|BB&T SECURITIES, LLC|416
MAN|MANPOWERGROUP|BERN|Sanford C. Bernstein & Co., LLC|65269
MAN|MANPOWERGROUP|BIDS|BIDS TRADING L.P.|200
MAN|MANPOWERGROUP|BIMI|Banca IMI Securities Corp.|313
MAN|MANPOWERGROUP|BKCM|BNY Mellon Capital Markets LLC|8611
MAN|MANPOWERGROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3725
MAN|MANPOWERGROUP|BLKX|INSTINET, LLC|21600
MAN|MANPOWERGROUP|BMOC|BMO Capital Markets Corp.|2788
MAN|MANPOWERGROUP|BNPX|BNP PARIBAS SECURITIES CORP.|4433
MAN|MANPOWERGROUP|BRVL|BLAYLOCK VAN, LLC|100
MAN|MANPOWERGROUP|BTIG|BTIG, LLC|35527
MAN|MANPOWERGROUP|BYXM|CBOE TRADING, INC.|630
MAN|MANPOWERGROUP|BZYD|GOLDMAN SACHS & CO. LLC|300
MAN|MANPOWERGROUP|CABR|Cabrera Capital Markets, Inc.|25
MAN|MANPOWERGROUP|CBLC|CITIGROUP GLOBAL MARKETS INC.|17800
MAN|MANPOWERGROUP|CBRA|Cobra Trading, Inc.|3800
MAN|MANPOWERGROUP|CHAS|Charles Schwab & Co., Inc.|285
MAN|MANPOWERGROUP|CIST|Capital Institutional Services, Inc.|1454
MAN|MANPOWERGROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20293
MAN|MANPOWERGROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9222
MAN|MANPOWERGROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|207
MAN|MANPOWERGROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|303919
MAN|MANPOWERGROUP|CTDL|Citadel Derivatives Group Llc|1831
MAN|MANPOWERGROUP|CTLR|CUTLER GROUP, LP|35
MAN|MANPOWERGROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|24958
MAN|MANPOWERGROUP|DBAB|Deutsche Bank Securities Inc.|379589
MAN|MANPOWERGROUP|DBAX|Deutsche Bank Securities Inc.|253400
MAN|MANPOWERGROUP|DCHF|Dart Executions, LLC|239
MAN|MANPOWERGROUP|DEAN|MORGAN STANLEY|2313
MAN|MANPOWERGROUP|EBXL|EBX LLC|101600
MAN|MANPOWERGROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7106
MAN|MANPOWERGROUP|EDJO|Edward D. Jones & Co., L.P.|446
MAN|MANPOWERGROUP|EGAM|CBOE TRADING, INC.|7904
MAN|MANPOWERGROUP|EGAW|CBOE TRADING, INC.|38
MAN|MANPOWERGROUP|EGMT|EG MARKET TECHNOLOGIES LLC|1380
MAN|MANPOWERGROUP|EGXM|CBOE TRADING, INC.|900
MAN|MANPOWERGROUP|EGXW|CBOE TRADING, INC.|1
MAN|MANPOWERGROUP|ETBE|Electronic Transaction Clearing, Inc.|8901
MAN|MANPOWERGROUP|ETCB|ETC BROKERAGE SERVICES, LLC|6
MAN|MANPOWERGROUP|ETCC|Electronic Transaction Clearing, Inc.|694
MAN|MANPOWERGROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23290
MAN|MANPOWERGROUP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MAN|MANPOWERGROUP|ETRS|E*Trade Securities LLC|8786
MAN|MANPOWERGROUP|FILL|Tradestation Securities, Inc.|1660
MAN|MANPOWERGROUP|FMAF|NBCN Inc./ CDS|237
MAN|MANPOWERGROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8456
MAN|MANPOWERGROUP|FQLS|Quantlab Securities LP|296088
MAN|MANPOWERGROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62720
MAN|MANPOWERGROUP|FTBR|Foliofn Investments, Inc.|5383
MAN|MANPOWERGROUP|GLIS|TD Securities Inc|300
MAN|MANPOWERGROUP|GLPX|ACS EXECUTION SERVICES, LLC|33334
MAN|MANPOWERGROUP|GSCO|GOLDMAN SACHS & CO. LLC|2008930
MAN|MANPOWERGROUP|GSCS|GOLDMAN SACHS & CO. LLC|7294
MAN|MANPOWERGROUP|GSLT|GOLDMAN SACHS & CO. LLC|4862
MAN|MANPOWERGROUP|GTSZ|GTS SECURITIES LLC|139568
MAN|MANPOWERGROUP|HPPX|POTAMUS TRADING, LLC|487
MAN|MANPOWERGROUP|HRBF|American Enterprise Investment Services Inc.|307
MAN|MANPOWERGROUP|HSBC|HSBC Securities, Inc.|22733
MAN|MANPOWERGROUP|IATS|INTERACTIVE BROKERS LLC|3100
MAN|MANPOWERGROUP|IBKR|Interactive Brokers Llc|3047
MAN|MANPOWERGROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9947
MAN|MANPOWERGROUP|ICBX|INSTINET, LLC|23458
MAN|MANPOWERGROUP|IEQY|CITADEL SECURITIES LLC|53894
MAN|MANPOWERGROUP|INCA|INSTINET, LLC|230188
MAN|MANPOWERGROUP|INJX|INSTINET, LLC|5895
MAN|MANPOWERGROUP|ITGI|ITG Inc.|144627
MAN|MANPOWERGROUP|ITGP|ITG INC.|172800
MAN|MANPOWERGROUP|JANY|Janney Montgomery Scott Inc.|300
MAN|MANPOWERGROUP|JEFF|JEFFERIES LLC|69006
MAN|MANPOWERGROUP|JMPT|JUMP TRADING, LLC|47021
MAN|MANPOWERGROUP|JONE|JonesTrading|3210
MAN|MANPOWERGROUP|JPBX|J.P. MORGAN SECURITIES LLC|75886
MAN|MANPOWERGROUP|JPMX|J.P. Morgan Securities LLC|281843
MAN|MANPOWERGROUP|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
MAN|MANPOWERGROUP|JSJX|JANE STREET CAPITAL LLC|3717
MAN|MANPOWERGROUP|KCGM|VIRTU Americas LLC|24747
MAN|MANPOWERGROUP|LEHM|Barclays Capital Inc./Le|329291
MAN|MANPOWERGROUP|LIME|Lime Brokerage LLC|43372
MAN|MANPOWERGROUP|LQNB|LIQUIDNET, INC.|104
MAN|MANPOWERGROUP|LSCI|Lek Securities Corporation|41
MAN|MANPOWERGROUP|MACC|Mid Atlantic Capital Corporation|978
MAN|MANPOWERGROUP|MACQ|Macquarie Capital (USA) Inc.|600
MAN|MANPOWERGROUP|MAXM|Maxim Group LLC|13694
MAN|MANPOWERGROUP|MBTS|ALLY INVEST SECURITIES LLC|3
MAN|MANPOWERGROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42788
MAN|MANPOWERGROUP|MSCO|MORGAN STANLEY & CO. LLC|2267613
MAN|MANPOWERGROUP|MSPL|MORGAN STANLEY & CO. LLC|333000
MAN|MANPOWERGROUP|MSTX|MORGAN STANLEY & CO. LLC|128300
MAN|MANPOWERGROUP|NATL|National Securities Corporation|60
MAN|MANPOWERGROUP|NFSC|National Financial Services LLC|64600
MAN|MANPOWERGROUP|NITE|VIRTU Americas LLC|214854
MAN|MANPOWERGROUP|NITP|VIRTU Americas LLC|100
MAN|MANPOWERGROUP|NQRB|Brut, LLC|1450
MAN|MANPOWERGROUP|NTBF|BMO Nesbitt Burns Inc./CDS|10
MAN|MANPOWERGROUP|OHOS|TWO SIGMA SECURITIES, LLC|20382
MAN|MANPOWERGROUP|OPCO|Oppenheimer & Co. Inc.|501
MAN|MANPOWERGROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
MAN|MANPOWERGROUP|PDQM|CODA MARKETS, INC.|112169
MAN|MANPOWERGROUP|PHLY|NASDAQ Execution Services, LLC|400
MAN|MANPOWERGROUP|PWJC|UBS Financial Services, Inc.|2120
MAN|MANPOWERGROUP|RBCM|RBC CAPITAL MARKETS, LLC|1178
MAN|MANPOWERGROUP|SAGL|SAGETRADER, LLC|9152
MAN|MANPOWERGROUP|SBSH|Citigroup Global Markets Inc.|78779
MAN|MANPOWERGROUP|SCMC|Scotia Capital Markets (USA) Inc.|500
MAN|MANPOWERGROUP|SEIC|SEI Investments Distribution Co.|200
MAN|MANPOWERGROUP|SGMT|GOLDMAN SACHS & CO. LLC|86355
MAN|MANPOWERGROUP|SPDR|SPEEDROUTE LLC|3431
MAN|MANPOWERGROUP|SPHN|Stephens Inc.|511
MAN|MANPOWERGROUP|SSBS|STATE STREET GLOBAL MARKETS, LLC|610
MAN|MANPOWERGROUP|STFL|Stifel, Nicolaus & Company, Incorporated|377
MAN|MANPOWERGROUP|STKP|STOCKPILE INVESTMENTS, INC.|4
MAN|MANPOWERGROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3700
MAN|MANPOWERGROUP|SWIM|TD Ameritrade, Inc.|10207
MAN|MANPOWERGROUP|SWST|Hilltop Securities Inc.|79
MAN|MANPOWERGROUP|TAGC|TELSEY ADVISORY GROUP LLC|514
MAN|MANPOWERGROUP|TIAD|Triad Securities Corp|25
MAN|MANPOWERGROUP|TKNG|ALLY INVEST SECURITIES LLC|25
MAN|MANPOWERGROUP|TMBR|Timber Hill LLC|12
MAN|MANPOWERGROUP|TRBT|Tradebot Systems, Inc.|121530
MAN|MANPOWERGROUP|TRCM|TRC MARKETS LLC|57879
MAN|MANPOWERGROUP|TWTT|TASTYWORKS, INC.|1
MAN|MANPOWERGROUP|UBSA|UBS SECURITIES LLC|378441
MAN|MANPOWERGROUP|UBSS|UBS Securities LLC|604635
MAN|MANPOWERGROUP|VALX|VIRTU AMERICAS LLC|7146
MAN|MANPOWERGROUP|VGRD|Vanguard Marketing Corporation|1149
MAN|MANPOWERGROUP|WBLR|WILLIAM BLAIR|102
MAN|MANPOWERGROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
MAN|MANPOWERGROUP|WCHV|WELLS FARGO SECURITIES, LLC|90999
MAN|MANPOWERGROUP|WDNX|WEEDEN & CO.L.P.|4548
MAN|MANPOWERGROUP|WEDB|WEDBUSH SECURITIES INC.|467
MAN|MANPOWERGROUP|WEED|Weeden & Co.L.P.|400
MAN|MANPOWERGROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|441
MAN|MANPOWERGROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4808
MAN|MANPOWERGROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|201
MAN|MANPOWERGROUP|WSEA|WOLVERINE SECURITIES, LLC|1881
MAN|MANPOWERGROUP|XIST|INSTINET, LLC|99332
MAN|MANPOWERGROUP|XPQR|Jump Trading|1898
MAN|MANPOWERGROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|29250
MAN|MANPOWERGROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|6337
MAN|MANPOWERGROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1687
MANH|MANHATTAN ASSOC   ##|AGIS|Aegis Capital Corp.|29
MANH|MANHATTAN ASSOC   ##|ALTX|Alternet Securities Inc.|3000
MANH|MANHATTAN ASSOC   ##|APCC|Apex Clearing Corporation|166
MANH|MANHATTAN ASSOC   ##|BARD|Robert W. Baird & Co. Incorporated|29
MANH|MANHATTAN ASSOC   ##|BATM|CBOE TRADING, INC.|523
MANH|MANHATTAN ASSOC   ##|BAYT|BTIG, LLC|500
MANH|MANHATTAN ASSOC   ##|BBNT|BB&T SECURITIES, LLC|54
MANH|MANHATTAN ASSOC   ##|BERN|Sanford C. Bernstein & Co., LLC|61353
MANH|MANHATTAN ASSOC   ##|BIMI|Banca IMI Securities Corp.|1803
MANH|MANHATTAN ASSOC   ##|BKCM|BNY Mellon Capital Markets LLC|15203
MANH|MANHATTAN ASSOC   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4351
MANH|MANHATTAN ASSOC   ##|BLKX|INSTINET, LLC|24892
MANH|MANHATTAN ASSOC   ##|BMOC|BMO Capital Markets Corp.|5045
MANH|MANHATTAN ASSOC   ##|BNPX|BNP PARIBAS SECURITIES CORP.|12122
MANH|MANHATTAN ASSOC   ##|BRVL|BLAYLOCK VAN, LLC|100
MANH|MANHATTAN ASSOC   ##|BTIG|BTIG, LLC|61951
MANH|MANHATTAN ASSOC   ##|BYXM|CBOE TRADING, INC.|200
MANH|MANHATTAN ASSOC   ##|BZYD|GOLDMAN SACHS & CO. LLC|800
MANH|MANHATTAN ASSOC   ##|CANT|Cantor Fitzgerald & Co.|438
MANH|MANHATTAN ASSOC   ##|CHAS|Charles Schwab & Co., Inc.|2772
MANH|MANHATTAN ASSOC   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111097
MANH|MANHATTAN ASSOC   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
MANH|MANHATTAN ASSOC   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1452
MANH|MANHATTAN ASSOC   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181376
MANH|MANHATTAN ASSOC   ##|CTDL|Citadel Derivatives Group Llc|7769
MANH|MANHATTAN ASSOC   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|16288
MANH|MANHATTAN ASSOC   ##|DBAB|Deutsche Bank Securities Inc.|1151596
MANH|MANHATTAN ASSOC   ##|DBAX|Deutsche Bank Securities Inc.|188600
MANH|MANHATTAN ASSOC   ##|DBUL|Deutsche Bank Securities Inc.|5671
MANH|MANHATTAN ASSOC   ##|DEAN|MORGAN STANLEY|13719
MANH|MANHATTAN ASSOC   ##|DEGS|RONIN PROFESSIONAL LLC|200
MANH|MANHATTAN ASSOC   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4627
MANH|MANHATTAN ASSOC   ##|EBXL|EBX LLC|80000
MANH|MANHATTAN ASSOC   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|3085
MANH|MANHATTAN ASSOC   ##|EDJO|Edward D. Jones & Co., L.P.|90
MANH|MANHATTAN ASSOC   ##|EGAM|CBOE TRADING, INC.|2672
MANH|MANHATTAN ASSOC   ##|EGMT|EG MARKET TECHNOLOGIES LLC|969
MANH|MANHATTAN ASSOC   ##|EGXM|CBOE TRADING, INC.|844
MANH|MANHATTAN ASSOC   ##|ETBE|Electronic Transaction Clearing, Inc.|8963
MANH|MANHATTAN ASSOC   ##|ETCC|Electronic Transaction Clearing, Inc.|1190
MANH|MANHATTAN ASSOC   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2026
MANH|MANHATTAN ASSOC   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21427
MANH|MANHATTAN ASSOC   ##|ETRS|E*Trade Securities LLC|5595
MANH|MANHATTAN ASSOC   ##|FBCO|Credit Suisse Securities (USA) LLC|440231
MANH|MANHATTAN ASSOC   ##|FILL|Tradestation Securities, Inc.|1181
MANH|MANHATTAN ASSOC   ##|FMAF|NBCN Inc./ CDS|3021
MANH|MANHATTAN ASSOC   ##|FOMA|TD AMERITRADE CLEARING, INC.|25254
MANH|MANHATTAN ASSOC   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|50330
MANH|MANHATTAN ASSOC   ##|FQLS|Quantlab Securities LP|237795
MANH|MANHATTAN ASSOC   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107386
MANH|MANHATTAN ASSOC   ##|FTBR|Foliofn Investments, Inc.|3265
MANH|MANHATTAN ASSOC   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3705
MANH|MANHATTAN ASSOC   ##|GLPX|ACS EXECUTION SERVICES, LLC|3822
MANH|MANHATTAN ASSOC   ##|GSCO|GOLDMAN SACHS & CO. LLC|511737
MANH|MANHATTAN ASSOC   ##|GSCS|GOLDMAN SACHS & CO. LLC|11949
MANH|MANHATTAN ASSOC   ##|GSLT|GOLDMAN SACHS & CO. LLC|1910
MANH|MANHATTAN ASSOC   ##|GTSZ|GTS SECURITIES LLC|15514
MANH|MANHATTAN ASSOC   ##|HRBF|American Enterprise Investment Services Inc.|50
MANH|MANHATTAN ASSOC   ##|HSBC|HSBC Securities, Inc.|4346
MANH|MANHATTAN ASSOC   ##|IATS|INTERACTIVE BROKERS LLC|2485
MANH|MANHATTAN ASSOC   ##|IBKR|Interactive Brokers Llc|47532
MANH|MANHATTAN ASSOC   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1734
MANH|MANHATTAN ASSOC   ##|ICBX|INSTINET, LLC|18100
MANH|MANHATTAN ASSOC   ##|IEQY|CITADEL SECURITIES LLC|74862
MANH|MANHATTAN ASSOC   ##|INCA|INSTINET, LLC|320504
MANH|MANHATTAN ASSOC   ##|INJX|INSTINET, LLC|20569
MANH|MANHATTAN ASSOC   ##|ITGI|ITG Inc.|14122
MANH|MANHATTAN ASSOC   ##|ITGP|ITG INC.|27600
MANH|MANHATTAN ASSOC   ##|JEFF|JEFFERIES LLC|142073
MANH|MANHATTAN ASSOC   ##|JMPT|JUMP TRADING, LLC|41590
MANH|MANHATTAN ASSOC   ##|JPBX|J.P. MORGAN SECURITIES LLC|107023
MANH|MANHATTAN ASSOC   ##|JPMX|J.P. Morgan Securities LLC|328791
MANH|MANHATTAN ASSOC   ##|JSJX|JANE STREET CAPITAL LLC|19460
MANH|MANHATTAN ASSOC   ##|KCGM|VIRTU Americas LLC|16288
MANH|MANHATTAN ASSOC   ##|KEYB|KEYBANC CAPITAL MARKETS INC.|2000
MANH|MANHATTAN ASSOC   ##|LEHM|Barclays Capital Inc./Le|634723
MANH|MANHATTAN ASSOC   ##|LIME|Lime Brokerage LLC|106664
MANH|MANHATTAN ASSOC   ##|LSCI|Lek Securities Corporation|282
MANH|MANHATTAN ASSOC   ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
MANH|MANHATTAN ASSOC   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47042
MANH|MANHATTAN ASSOC   ##|MOTF|MOTIF INVESTING, INC.|1
MANH|MANHATTAN ASSOC   ##|MSCO|MORGAN STANLEY & CO. LLC|1904178
MANH|MANHATTAN ASSOC   ##|MSPL|MORGAN STANLEY & CO. LLC|192700
MANH|MANHATTAN ASSOC   ##|MSTX|MORGAN STANLEY & CO. LLC|93800
MANH|MANHATTAN ASSOC   ##|NFSC|National Financial Services LLC|40823
MANH|MANHATTAN ASSOC   ##|NITE|VIRTU Americas LLC|146385
MANH|MANHATTAN ASSOC   ##|NITP|VIRTU Americas LLC|1572
MANH|MANHATTAN ASSOC   ##|NQRB|Brut, LLC|2655
MANH|MANHATTAN ASSOC   ##|OPCO|Oppenheimer & Co. Inc.|299
MANH|MANHATTAN ASSOC   ##|PDQM|CODA MARKETS, INC.|24556
MANH|MANHATTAN ASSOC   ##|PIPR|Piper Jaffray & Co.|90
MANH|MANHATTAN ASSOC   ##|PWJC|UBS Financial Services, Inc.|28
MANH|MANHATTAN ASSOC   ##|RAJA|Raymond James & Associates, Inc.|997
MANH|MANHATTAN ASSOC   ##|RBCM|RBC CAPITAL MARKETS, LLC|779
MANH|MANHATTAN ASSOC   ##|RHCO|Suntrust Robinson Humphrey, Inc.|97906
MANH|MANHATTAN ASSOC   ##|SAGL|SAGETRADER, LLC|2533
MANH|MANHATTAN ASSOC   ##|SAGW|SAGETRADER, LLC|13
MANH|MANHATTAN ASSOC   ##|SALI|INTL FCSTONE FINANCIAL INC.|81
MANH|MANHATTAN ASSOC   ##|SBSH|Citigroup Global Markets Inc.|194303
MANH|MANHATTAN ASSOC   ##|SEIC|SEI Investments Distribution Co.|1000
MANH|MANHATTAN ASSOC   ##|SGMT|GOLDMAN SACHS & CO. LLC|30317
MANH|MANHATTAN ASSOC   ##|SPDR|SPEEDROUTE LLC|1200
MANH|MANHATTAN ASSOC   ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|84668
MANH|MANHATTAN ASSOC   ##|STFL|Stifel, Nicolaus & Company, Incorporated|307
MANH|MANHATTAN ASSOC   ##|SWIM|TD Ameritrade, Inc.|2181
MANH|MANHATTAN ASSOC   ##|SWST|Hilltop Securities Inc.|424
MANH|MANHATTAN ASSOC   ##|TMBR|Timber Hill LLC|38
MANH|MANHATTAN ASSOC   ##|TRBT|Tradebot Systems, Inc.|148299
MANH|MANHATTAN ASSOC   ##|TRCM|TRC MARKETS LLC|85859
MANH|MANHATTAN ASSOC   ##|UBSA|UBS SECURITIES LLC|244098
MANH|MANHATTAN ASSOC   ##|UBSS|UBS Securities LLC|762477
MANH|MANHATTAN ASSOC   ##|VALX|VIRTU AMERICAS LLC|9137
MANH|MANHATTAN ASSOC   ##|VGRD|Vanguard Marketing Corporation|406
MANH|MANHATTAN ASSOC   ##|WABR|Wall Street Access|1400
MANH|MANHATTAN ASSOC   ##|WBLR|WILLIAM BLAIR|2852
MANH|MANHATTAN ASSOC   ##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
MANH|MANHATTAN ASSOC   ##|WCHV|WELLS FARGO SECURITIES, LLC|39166
MANH|MANHATTAN ASSOC   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|535
MANH|MANHATTAN ASSOC   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3352
MANH|MANHATTAN ASSOC   ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|44
MANH|MANHATTAN ASSOC   ##|WSEA|WOLVERINE SECURITIES, LLC|879
MANH|MANHATTAN ASSOC   ##|XIST|INSTINET, LLC|58746
MANH|MANHATTAN ASSOC   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|7900
MANH|MANHATTAN ASSOC   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|202
MANH|MANHATTAN ASSOC   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5573
MANT|MANTECH INTL CP A ##|ALTX|Alternet Securities Inc.|1600
MANT|MANTECH INTL CP A ##|APCC|Apex Clearing Corporation|35
MANT|MANTECH INTL CP A ##|BARD|Robert W. Baird & Co. Incorporated|21
MANT|MANTECH INTL CP A ##|BATM|CBOE TRADING, INC.|1361
MANT|MANTECH INTL CP A ##|BBNT|BB&T SECURITIES, LLC|1
MANT|MANTECH INTL CP A ##|BERN|Sanford C. Bernstein & Co., LLC|7184
MANT|MANTECH INTL CP A ##|BIMI|Banca IMI Securities Corp.|100
MANT|MANTECH INTL CP A ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1916
MANT|MANTECH INTL CP A ##|BMOC|BMO Capital Markets Corp.|4167
MANT|MANTECH INTL CP A ##|BNPX|BNP PARIBAS SECURITIES CORP.|39872
MANT|MANTECH INTL CP A ##|BRVL|BLAYLOCK VAN, LLC|200
MANT|MANTECH INTL CP A ##|BTIG|BTIG, LLC|18495
MANT|MANTECH INTL CP A ##|BYXM|CBOE TRADING, INC.|150
MANT|MANTECH INTL CP A ##|BZYD|GOLDMAN SACHS & CO. LLC|824
MANT|MANTECH INTL CP A ##|CHAS|Charles Schwab & Co., Inc.|1098
MANT|MANTECH INTL CP A ##|CIST|Capital Institutional Services, Inc.|1755
MANT|MANTECH INTL CP A ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11582
MANT|MANTECH INTL CP A ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|680
MANT|MANTECH INTL CP A ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11
MANT|MANTECH INTL CP A ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|60471
MANT|MANTECH INTL CP A ##|CTDL|Citadel Derivatives Group Llc|25458
MANT|MANTECH INTL CP A ##|CTLR|CUTLER GROUP, LP|100
MANT|MANTECH INTL CP A ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|5432
MANT|MANTECH INTL CP A ##|DBAB|Deutsche Bank Securities Inc.|128787
MANT|MANTECH INTL CP A ##|DBAX|Deutsche Bank Securities Inc.|43700
MANT|MANTECH INTL CP A ##|DBUL|Deutsche Bank Securities Inc.|1377
MANT|MANTECH INTL CP A ##|DEAN|MORGAN STANLEY|378
MANT|MANTECH INTL CP A ##|DEGS|RONIN PROFESSIONAL LLC|400
MANT|MANTECH INTL CP A ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1275
MANT|MANTECH INTL CP A ##|EBXL|EBX LLC|30400
MANT|MANTECH INTL CP A ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|6405
MANT|MANTECH INTL CP A ##|EGAM|CBOE TRADING, INC.|674
MANT|MANTECH INTL CP A ##|EGMT|EG MARKET TECHNOLOGIES LLC|923
MANT|MANTECH INTL CP A ##|EGXM|CBOE TRADING, INC.|608
MANT|MANTECH INTL CP A ##|EGXW|CBOE TRADING, INC.|5
MANT|MANTECH INTL CP A ##|ESPO|ESPOSITO SECURITIES, LLC|34031
MANT|MANTECH INTL CP A ##|ETBE|Electronic Transaction Clearing, Inc.|6386
MANT|MANTECH INTL CP A ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|66
MANT|MANTECH INTL CP A ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2614
MANT|MANTECH INTL CP A ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14102
MANT|MANTECH INTL CP A ##|ETRS|E*Trade Securities LLC|1023
MANT|MANTECH INTL CP A ##|FBCO|Credit Suisse Securities (USA) LLC|341581
MANT|MANTECH INTL CP A ##|FILL|Tradestation Securities, Inc.|68
MANT|MANTECH INTL CP A ##|FMCO|First Manhattan Co|180
MANT|MANTECH INTL CP A ##|FOMA|TD AMERITRADE CLEARING, INC.|28474
MANT|MANTECH INTL CP A ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1069
MANT|MANTECH INTL CP A ##|FQLS|Quantlab Securities LP|80035
MANT|MANTECH INTL CP A ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68118
MANT|MANTECH INTL CP A ##|FTBR|Foliofn Investments, Inc.|656
MANT|MANTECH INTL CP A ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7916
MANT|MANTECH INTL CP A ##|GLPX|ACS EXECUTION SERVICES, LLC|6420
MANT|MANTECH INTL CP A ##|GSCO|GOLDMAN SACHS & CO. LLC|353011
MANT|MANTECH INTL CP A ##|GSCS|GOLDMAN SACHS & CO. LLC|5543
MANT|MANTECH INTL CP A ##|GSLT|GOLDMAN SACHS & CO. LLC|300
MANT|MANTECH INTL CP A ##|GTSZ|GTS SECURITIES LLC|25849
MANT|MANTECH INTL CP A ##|HAPX|HAP Trading, LLC|2220
MANT|MANTECH INTL CP A ##|HITS|Height Securities, LLC|2500
MANT|MANTECH INTL CP A ##|HRBF|American Enterprise Investment Services Inc.|455
MANT|MANTECH INTL CP A ##|IATS|INTERACTIVE BROKERS LLC|467
MANT|MANTECH INTL CP A ##|IBKR|Interactive Brokers Llc|12805
MANT|MANTECH INTL CP A ##|ICBX|INSTINET, LLC|6400
MANT|MANTECH INTL CP A ##|IEQY|CITADEL SECURITIES LLC|23974
MANT|MANTECH INTL CP A ##|INCA|INSTINET, LLC|113378
MANT|MANTECH INTL CP A ##|INJX|INSTINET, LLC|17695
MANT|MANTECH INTL CP A ##|ITGI|ITG Inc.|26018
MANT|MANTECH INTL CP A ##|ITGP|ITG INC.|32800
MANT|MANTECH INTL CP A ##|JEFF|JEFFERIES LLC|72795
MANT|MANTECH INTL CP A ##|JMPT|JUMP TRADING, LLC|15709
MANT|MANTECH INTL CP A ##|JPBX|J.P. MORGAN SECURITIES LLC|1589
MANT|MANTECH INTL CP A ##|JPMX|J.P. Morgan Securities LLC|75131
MANT|MANTECH INTL CP A ##|JSJX|JANE STREET CAPITAL LLC|1824
MANT|MANTECH INTL CP A ##|KCGM|VIRTU Americas LLC|10832
MANT|MANTECH INTL CP A ##|LEHM|Barclays Capital Inc./Le|213794
MANT|MANTECH INTL CP A ##|LGNT|COR CLEARING LLC|1
MANT|MANTECH INTL CP A ##|LIME|Lime Brokerage LLC|98918
MANT|MANTECH INTL CP A ##|LMGP|LIME BROKERAGE LLC|1824
MANT|MANTECH INTL CP A ##|LOOP|Loop Capital Markets LLC|5560
MANT|MANTECH INTL CP A ##|LSCI|Lek Securities Corporation|4735
MANT|MANTECH INTL CP A ##|MACQ|Macquarie Capital (USA) Inc.|1500
MANT|MANTECH INTL CP A ##|MAXM|Maxim Group LLC|2830
MANT|MANTECH INTL CP A ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26232
MANT|MANTECH INTL CP A ##|MOTF|MOTIF INVESTING, INC.|87
MANT|MANTECH INTL CP A ##|MSCO|MORGAN STANLEY & CO. LLC|656534
MANT|MANTECH INTL CP A ##|MSPL|MORGAN STANLEY & CO. LLC|62800
MANT|MANTECH INTL CP A ##|MSTX|MORGAN STANLEY & CO. LLC|12800
MANT|MANTECH INTL CP A ##|NFSC|National Financial Services LLC|17320
MANT|MANTECH INTL CP A ##|NITE|VIRTU Americas LLC|45946
MANT|MANTECH INTL CP A ##|NITP|VIRTU Americas LLC|2100
MANT|MANTECH INTL CP A ##|NQRB|Brut, LLC|1190
MANT|MANTECH INTL CP A ##|NTRC|Northern Trust Securities, Inc.|944
MANT|MANTECH INTL CP A ##|OPCO|Oppenheimer & Co. Inc.|1150
MANT|MANTECH INTL CP A ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1281
MANT|MANTECH INTL CP A ##|PDQM|CODA MARKETS, INC.|10374
MANT|MANTECH INTL CP A ##|RAJA|Raymond James & Associates, Inc.|222
MANT|MANTECH INTL CP A ##|RBCM|RBC CAPITAL MARKETS, LLC|88
MANT|MANTECH INTL CP A ##|RGLD|Regal Securities, Inc|10
MANT|MANTECH INTL CP A ##|SAGL|SAGETRADER, LLC|5669
MANT|MANTECH INTL CP A ##|SAGW|SAGETRADER, LLC|100
MANT|MANTECH INTL CP A ##|SBSH|Citigroup Global Markets Inc.|62097
MANT|MANTECH INTL CP A ##|SGMT|GOLDMAN SACHS & CO. LLC|20053
MANT|MANTECH INTL CP A ##|SPDR|SPEEDROUTE LLC|6982
MANT|MANTECH INTL CP A ##|SPHN|Stephens Inc.|587
MANT|MANTECH INTL CP A ##|SPTD|MINT GLOBAL MARKETS, INC.|3104
MANT|MANTECH INTL CP A ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|21872
MANT|MANTECH INTL CP A ##|STFL|Stifel, Nicolaus & Company, Incorporated|14115
MANT|MANTECH INTL CP A ##|SWIM|TD Ameritrade, Inc.|1599
MANT|MANTECH INTL CP A ##|SWST|Hilltop Securities Inc.|1102
MANT|MANTECH INTL CP A ##|TKNG|ALLY INVEST SECURITIES LLC|236
MANT|MANTECH INTL CP A ##|TONC|CUTTONE & CO., LLC|1589
MANT|MANTECH INTL CP A ##|TRBT|Tradebot Systems, Inc.|51649
MANT|MANTECH INTL CP A ##|TRCM|TRC MARKETS LLC|43453
MANT|MANTECH INTL CP A ##|TWTT|TASTYWORKS, INC.|200
MANT|MANTECH INTL CP A ##|UBSA|UBS SECURITIES LLC|120899
MANT|MANTECH INTL CP A ##|UBSS|UBS Securities LLC|353356
MANT|MANTECH INTL CP A ##|VALX|VIRTU AMERICAS LLC|4402
MANT|MANTECH INTL CP A ##|VGRD|Vanguard Marketing Corporation|752
MANT|MANTECH INTL CP A ##|WCHV|WELLS FARGO SECURITIES, LLC|34887
MANT|MANTECH INTL CP A ##|WEED|Weeden & Co.L.P.|528
MANT|MANTECH INTL CP A ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1570
MANT|MANTECH INTL CP A ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1919
MANT|MANTECH INTL CP A ##|WSAG|WALL STREET ACCESS|100
MANT|MANTECH INTL CP A ##|WSEA|WOLVERINE SECURITIES, LLC|526
MANT|MANTECH INTL CP A ##|XIST|INSTINET, LLC|21200
MANT|MANTECH INTL CP A ##|XPQR|Jump Trading|400
MANT|MANTECH INTL CP A ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
MANT|MANTECH INTL CP A ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1943
MANT|MANTECH INTL CP A ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|265
MANU|MANCHESTER UNITED|APCC|Apex Clearing Corporation|64
MANU|MANCHESTER UNITED|BATM|CBOE TRADING, INC.|8
MANU|MANCHESTER UNITED|BERN|Sanford C. Bernstein & Co., LLC|1020
MANU|MANCHESTER UNITED|BIDS|BIDS TRADING L.P.|9600
MANU|MANCHESTER UNITED|BIMI|Banca IMI Securities Corp.|629
MANU|MANCHESTER UNITED|BZYD|GOLDMAN SACHS & CO. LLC|1453
MANU|MANCHESTER UNITED|CLSA|CLSA AMERICAS, LLC|200
MANU|MANCHESTER UNITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
MANU|MANCHESTER UNITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24
MANU|MANCHESTER UNITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9848
MANU|MANCHESTER UNITED|CTDL|Citadel Derivatives Group Llc|100
MANU|MANCHESTER UNITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|1472
MANU|MANCHESTER UNITED|DBAB|Deutsche Bank Securities Inc.|2820
MANU|MANCHESTER UNITED|DBAX|Deutsche Bank Securities Inc.|7400
MANU|MANCHESTER UNITED|DEAN|MORGAN STANLEY|73
MANU|MANCHESTER UNITED|DEGS|RONIN PROFESSIONAL LLC|371
MANU|MANCHESTER UNITED|EBXL|EBX LLC|500
MANU|MANCHESTER UNITED|EDJO|Edward D. Jones & Co., L.P.|153
MANU|MANCHESTER UNITED|EGAM|CBOE TRADING, INC.|615
MANU|MANCHESTER UNITED|EGXM|CBOE TRADING, INC.|202
MANU|MANCHESTER UNITED|ETRS|E*Trade Securities LLC|2652
MANU|MANCHESTER UNITED|FILL|Tradestation Securities, Inc.|510
MANU|MANCHESTER UNITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2046
MANU|MANCHESTER UNITED|FTBR|Foliofn Investments, Inc.|976
MANU|MANCHESTER UNITED|GSCO|GOLDMAN SACHS & CO. LLC|2660
MANU|MANCHESTER UNITED|GSLT|GOLDMAN SACHS & CO. LLC|93
MANU|MANCHESTER UNITED|GTSZ|GTS SECURITIES LLC|827
MANU|MANCHESTER UNITED|HRBF|American Enterprise Investment Services Inc.|110
MANU|MANCHESTER UNITED|HSBC|HSBC Securities, Inc.|295
MANU|MANCHESTER UNITED|IATS|INTERACTIVE BROKERS LLC|900
MANU|MANCHESTER UNITED|IBKR|Interactive Brokers Llc|4732
MANU|MANCHESTER UNITED|ICBX|INSTINET, LLC|700
MANU|MANCHESTER UNITED|INCA|INSTINET, LLC|749
MANU|MANCHESTER UNITED|ITGI|ITG Inc.|100
MANU|MANCHESTER UNITED|ITGP|ITG INC.|3800
MANU|MANCHESTER UNITED|JEFF|JEFFERIES LLC|59682
MANU|MANCHESTER UNITED|JPMX|J.P. Morgan Securities LLC|50568
MANU|MANCHESTER UNITED|KCGM|VIRTU Americas LLC|1030
MANU|MANCHESTER UNITED|LEHM|Barclays Capital Inc./Le|26067
MANU|MANCHESTER UNITED|LGNT|COR CLEARING LLC|4
MANU|MANCHESTER UNITED|LIME|Lime Brokerage LLC|6020
MANU|MANCHESTER UNITED|LQNA|LIQUIDNET, INC.|16200
MANU|MANCHESTER UNITED|MAXM|Maxim Group LLC|1000
MANU|MANCHESTER UNITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3500
MANU|MANCHESTER UNITED|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
MANU|MANCHESTER UNITED|MSCO|MORGAN STANLEY & CO. LLC|8941
MANU|MANCHESTER UNITED|MSPL|MORGAN STANLEY & CO. LLC|2800
MANU|MANCHESTER UNITED|MSTX|MORGAN STANLEY & CO. LLC|400
MANU|MANCHESTER UNITED|NFSC|National Financial Services LLC|21358
MANU|MANCHESTER UNITED|NITE|VIRTU Americas LLC|38313
MANU|MANCHESTER UNITED|PCPT|PHILLIP CAPITAL INC.|750
MANU|MANCHESTER UNITED|RBCM|RBC CAPITAL MARKETS, LLC|800
MANU|MANCHESTER UNITED|SBSH|Citigroup Global Markets Inc.|1124
MANU|MANCHESTER UNITED|SGMT|GOLDMAN SACHS & CO. LLC|800
MANU|MANCHESTER UNITED|SPDR|SPEEDROUTE LLC|50
MANU|MANCHESTER UNITED|STFL|Stifel, Nicolaus & Company, Incorporated|106
MANU|MANCHESTER UNITED|STKP|STOCKPILE INVESTMENTS, INC.|352
MANU|MANCHESTER UNITED|SWIM|TD Ameritrade, Inc.|18832
MANU|MANCHESTER UNITED|TDCO|Thompson Davis & Co., Inc.|223
MANU|MANCHESTER UNITED|TKNG|ALLY INVEST SECURITIES LLC|1126
MANU|MANCHESTER UNITED|TRCM|TRC MARKETS LLC|100
MANU|MANCHESTER UNITED|UBSA|UBS SECURITIES LLC|6940
MANU|MANCHESTER UNITED|UBSS|UBS Securities LLC|14732
MANU|MANCHESTER UNITED|VALX|VIRTU AMERICAS LLC|314
MANU|MANCHESTER UNITED|VGRD|Vanguard Marketing Corporation|976
MANU|MANCHESTER UNITED|WCHV|WELLS FARGO SECURITIES, LLC|6011
MANU|MANCHESTER UNITED|WEED|Weeden & Co.L.P.|2000
MANU|MANCHESTER UNITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39
MANU|MANCHESTER UNITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1297
MANU|MANCHESTER UNITED|WSEA|WOLVERINE SECURITIES, LLC|270
MANU|MANCHESTER UNITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
MANU|MANCHESTER UNITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34
MAR|MARRIOTT INT CL A CM|ABLE|NATIXIS Securities Americas LLC|279447
MAR|MARRIOTT INT CL A CM|ADAM|CANACCORD GENUITY INC.|3409
MAR|MARRIOTT INT CL A CM|AGIS|Aegis Capital Corp.|375
MAR|MARRIOTT INT CL A CM|ALTX|Alternet Securities Inc.|10690
MAR|MARRIOTT INT CL A CM|APCC|Apex Clearing Corporation|266
MAR|MARRIOTT INT CL A CM|BANK|Primevest Financial Services, Inc.|65
MAR|MARRIOTT INT CL A CM|BARD|Robert W. Baird & Co. Incorporated|10229
MAR|MARRIOTT INT CL A CM|BATM|CBOE TRADING, INC.|12525
MAR|MARRIOTT INT CL A CM|BAYC|BAY CREST PARTNERS, LLC|19191
MAR|MARRIOTT INT CL A CM|BAYT|BTIG, LLC|9208
MAR|MARRIOTT INT CL A CM|BBNT|BB&T SECURITIES, LLC|171
MAR|MARRIOTT INT CL A CM|BERN|Sanford C. Bernstein & Co., LLC|73351
MAR|MARRIOTT INT CL A CM|BIDS|BIDS TRADING L.P.|19300
MAR|MARRIOTT INT CL A CM|BIMI|Banca IMI Securities Corp.|1385
MAR|MARRIOTT INT CL A CM|BKCM|BNY Mellon Capital Markets LLC|80
MAR|MARRIOTT INT CL A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10266
MAR|MARRIOTT INT CL A CM|BLKX|INSTINET, LLC|19725
MAR|MARRIOTT INT CL A CM|BMOC|BMO Capital Markets Corp.|58178
MAR|MARRIOTT INT CL A CM|BNPX|BNP PARIBAS SECURITIES CORP.|532875
MAR|MARRIOTT INT CL A CM|BRGE|Newbridge Securities Corp.|45
MAR|MARRIOTT INT CL A CM|BTIG|BTIG, LLC|37271
MAR|MARRIOTT INT CL A CM|BYXM|CBOE TRADING, INC.|6804
MAR|MARRIOTT INT CL A CM|BZYD|GOLDMAN SACHS & CO. LLC|600
MAR|MARRIOTT INT CL A CM|CABR|Cabrera Capital Markets, Inc.|28
MAR|MARRIOTT INT CL A CM|CANT|Cantor Fitzgerald & Co.|383
MAR|MARRIOTT INT CL A CM|CBRA|Cobra Trading, Inc.|1900
MAR|MARRIOTT INT CL A CM|CHAS|Charles Schwab & Co., Inc.|3977
MAR|MARRIOTT INT CL A CM|CIBP|CIBC World Markets Corp.|16564
MAR|MARRIOTT INT CL A CM|CIST|Capital Institutional Services, Inc.|1406
MAR|MARRIOTT INT CL A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|313770
MAR|MARRIOTT INT CL A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1396
MAR|MARRIOTT INT CL A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6971
MAR|MARRIOTT INT CL A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|733266
MAR|MARRIOTT INT CL A CM|CTDL|Citadel Derivatives Group Llc|46279
MAR|MARRIOTT INT CL A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|28114
MAR|MARRIOTT INT CL A CM|DADA|D.A. Davidson & Co.|73
MAR|MARRIOTT INT CL A CM|DAVA|Davenport & Company LLC|2001
MAR|MARRIOTT INT CL A CM|DAWA|Daiwa Capital Markets America Inc.|964
MAR|MARRIOTT INT CL A CM|DBAB|Deutsche Bank Securities Inc.|1523926
MAR|MARRIOTT INT CL A CM|DBAX|Deutsche Bank Securities Inc.|559700
MAR|MARRIOTT INT CL A CM|DBUL|Deutsche Bank Securities Inc.|1480
MAR|MARRIOTT INT CL A CM|DCHF|Dart Executions, LLC|5409
MAR|MARRIOTT INT CL A CM|DEAN|MORGAN STANLEY|20757
MAR|MARRIOTT INT CL A CM|DEGS|RONIN PROFESSIONAL LLC|88
MAR|MARRIOTT INT CL A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17733
MAR|MARRIOTT INT CL A CM|DRWK|DRW SECURITIES, L.L.C.|47991
MAR|MARRIOTT INT CL A CM|EBXL|EBX LLC|252000
MAR|MARRIOTT INT CL A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|16174
MAR|MARRIOTT INT CL A CM|EDJO|Edward D. Jones & Co., L.P.|4545
MAR|MARRIOTT INT CL A CM|EGAM|CBOE TRADING, INC.|17776
MAR|MARRIOTT INT CL A CM|EGAW|CBOE TRADING, INC.|205
MAR|MARRIOTT INT CL A CM|EGMT|EG MARKET TECHNOLOGIES LLC|3610
MAR|MARRIOTT INT CL A CM|EGXM|CBOE TRADING, INC.|2908
MAR|MARRIOTT INT CL A CM|EGXW|CBOE TRADING, INC.|98
MAR|MARRIOTT INT CL A CM|ESPO|ESPOSITO SECURITIES, LLC|16
MAR|MARRIOTT INT CL A CM|ETBE|Electronic Transaction Clearing, Inc.|87095
MAR|MARRIOTT INT CL A CM|ETCC|Electronic Transaction Clearing, Inc.|3157
MAR|MARRIOTT INT CL A CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4776
MAR|MARRIOTT INT CL A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|90191
MAR|MARRIOTT INT CL A CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|285
MAR|MARRIOTT INT CL A CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2000
MAR|MARRIOTT INT CL A CM|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|355332
MAR|MARRIOTT INT CL A CM|ETRS|E*Trade Securities LLC|48824
MAR|MARRIOTT INT CL A CM|FBCO|Credit Suisse Securities (USA) LLC|1235317
MAR|MARRIOTT INT CL A CM|FBSB|U.S. Bancorp Investments, Inc.|3
MAR|MARRIOTT INT CL A CM|FCST|INTL FCSTONE FINANCIAL INC.|895
MAR|MARRIOTT INT CL A CM|FILL|Tradestation Securities, Inc.|2370
MAR|MARRIOTT INT CL A CM|FINX|FINTECH SECURITIES|38
MAR|MARRIOTT INT CL A CM|FMAF|NBCN Inc./ CDS|1039
MAR|MARRIOTT INT CL A CM|FOMA|TD AMERITRADE CLEARING, INC.|160454
MAR|MARRIOTT INT CL A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32237
MAR|MARRIOTT INT CL A CM|FQLS|Quantlab Securities LP|821538
MAR|MARRIOTT INT CL A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|253182
MAR|MARRIOTT INT CL A CM|FTBR|Foliofn Investments, Inc.|2856
MAR|MARRIOTT INT CL A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|103975
MAR|MARRIOTT INT CL A CM|GELP|RBC CAPITAL MARKETS, LLC|9462
MAR|MARRIOTT INT CL A CM|GLPX|ACS EXECUTION SERVICES, LLC|62317
MAR|MARRIOTT INT CL A CM|GNAV|GREEN STREET TRADING, LLC|110700
MAR|MARRIOTT INT CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|3246165
MAR|MARRIOTT INT CL A CM|GSCS|GOLDMAN SACHS & CO. LLC|26355
MAR|MARRIOTT INT CL A CM|GSLT|GOLDMAN SACHS & CO. LLC|13775
MAR|MARRIOTT INT CL A CM|GTSZ|GTS SECURITIES LLC|879140
MAR|MARRIOTT INT CL A CM|HAPX|HAP Trading, LLC|3370
MAR|MARRIOTT INT CL A CM|HRBF|American Enterprise Investment Services Inc.|7807
MAR|MARRIOTT INT CL A CM|HSBC|HSBC Securities, Inc.|24569
MAR|MARRIOTT INT CL A CM|IATS|INTERACTIVE BROKERS LLC|15062
MAR|MARRIOTT INT CL A CM|IBKR|Interactive Brokers Llc|184501
MAR|MARRIOTT INT CL A CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|303
MAR|MARRIOTT INT CL A CM|ICBX|INSTINET, LLC|91887
MAR|MARRIOTT INT CL A CM|IEQY|CITADEL SECURITIES LLC|276436
MAR|MARRIOTT INT CL A CM|INCA|INSTINET, LLC|1195003
MAR|MARRIOTT INT CL A CM|INJX|INSTINET, LLC|81620
MAR|MARRIOTT INT CL A CM|ITGI|ITG Inc.|135703
MAR|MARRIOTT INT CL A CM|ITGP|ITG INC.|211200
MAR|MARRIOTT INT CL A CM|JANY|Janney Montgomery Scott Inc.|5648
MAR|MARRIOTT INT CL A CM|JEFF|JEFFERIES LLC|255616
MAR|MARRIOTT INT CL A CM|JMPT|JUMP TRADING, LLC|99364
MAR|MARRIOTT INT CL A CM|JONE|JonesTrading|4975
MAR|MARRIOTT INT CL A CM|JPBX|J.P. MORGAN SECURITIES LLC|176285
MAR|MARRIOTT INT CL A CM|JPMX|J.P. Morgan Securities LLC|499787
MAR|MARRIOTT INT CL A CM|JSJX|JANE STREET CAPITAL LLC|13647
MAR|MARRIOTT INT CL A CM|KCGM|VIRTU Americas LLC|49155
MAR|MARRIOTT INT CL A CM|LEHM|Barclays Capital Inc./Le|2231195
MAR|MARRIOTT INT CL A CM|LIME|Lime Brokerage LLC|431310
MAR|MARRIOTT INT CL A CM|LMGP|LIME BROKERAGE LLC|6070
MAR|MARRIOTT INT CL A CM|LOOP|Loop Capital Markets LLC|103
MAR|MARRIOTT INT CL A CM|LQNA|LIQUIDNET, INC.|115500
MAR|MARRIOTT INT CL A CM|LQNB|LIQUIDNET, INC.|31525
MAR|MARRIOTT INT CL A CM|LSCI|Lek Securities Corporation|4613
MAR|MARRIOTT INT CL A CM|LVMR|LIVERMORE TRADING GROUP, INC.|4700
MAR|MARRIOTT INT CL A CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
MAR|MARRIOTT INT CL A CM|MACC|Mid Atlantic Capital Corporation|404
MAR|MARRIOTT INT CL A CM|MACQ|Macquarie Capital (USA) Inc.|100
MAR|MARRIOTT INT CL A CM|MAXM|Maxim Group LLC|17361
MAR|MARRIOTT INT CL A CM|MCMF|Raymond James Ltd. Cds|347
MAR|MARRIOTT INT CL A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|149538
MAR|MARRIOTT INT CL A CM|MOTF|MOTIF INVESTING, INC.|33
MAR|MARRIOTT INT CL A CM|MPSG|E D & F Man Capital Markets Inc.|270
MAR|MARRIOTT INT CL A CM|MSCO|MORGAN STANLEY & CO. LLC|4976205
MAR|MARRIOTT INT CL A CM|MSPL|MORGAN STANLEY & CO. LLC|361200
MAR|MARRIOTT INT CL A CM|MSTX|MORGAN STANLEY & CO. LLC|328500
MAR|MARRIOTT INT CL A CM|NBCS|NBC Securities, INC.|760
MAR|MARRIOTT INT CL A CM|NEUB|NEUBERGER BERMAN BD LLC|2793
MAR|MARRIOTT INT CL A CM|NFSC|National Financial Services LLC|324324
MAR|MARRIOTT INT CL A CM|NITE|VIRTU Americas LLC|672261
MAR|MARRIOTT INT CL A CM|NITP|VIRTU Americas LLC|3285
MAR|MARRIOTT INT CL A CM|NMRA|Nomura Securities International, Inc.|6667
MAR|MARRIOTT INT CL A CM|NQRB|Brut, LLC|12284
MAR|MARRIOTT INT CL A CM|NTRC|Northern Trust Securities, Inc.|10019
MAR|MARRIOTT INT CL A CM|OHOS|TWO SIGMA SECURITIES, LLC|209816
MAR|MARRIOTT INT CL A CM|OLDM|OLD MISSION CAPITAL, LLC|6376
MAR|MARRIOTT INT CL A CM|ONEL|O'NEIL SECURITIES, INCORPORATED|364
MAR|MARRIOTT INT CL A CM|OPCO|Oppenheimer & Co. Inc.|4306
MAR|MARRIOTT INT CL A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3456
MAR|MARRIOTT INT CL A CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5078
MAR|MARRIOTT INT CL A CM|PCFF|Pacific International Securities Inc./CDS|160
MAR|MARRIOTT INT CL A CM|PDQM|CODA MARKETS, INC.|94321
MAR|MARRIOTT INT CL A CM|PHLY|NASDAQ Execution Services, LLC|2400
MAR|MARRIOTT INT CL A CM|PIPR|Piper Jaffray & Co.|8459
MAR|MARRIOTT INT CL A CM|PNSR|Penserra Securities, LLC|4900
MAR|MARRIOTT INT CL A CM|PWJC|UBS Financial Services, Inc.|6718
MAR|MARRIOTT INT CL A CM|QMSR|QUATTRO M SECURITIES INC.|32076
MAR|MARRIOTT INT CL A CM|RAJA|Raymond James & Associates, Inc.|69876
MAR|MARRIOTT INT CL A CM|RBCM|RBC CAPITAL MARKETS, LLC|18198
MAR|MARRIOTT INT CL A CM|SAGL|SAGETRADER, LLC|9420
MAR|MARRIOTT INT CL A CM|SAGW|SAGETRADER, LLC|686
MAR|MARRIOTT INT CL A CM|SALI|INTL FCSTONE FINANCIAL INC.|243
MAR|MARRIOTT INT CL A CM|SBSH|Citigroup Global Markets Inc.|960661
MAR|MARRIOTT INT CL A CM|SEIC|SEI Investments Distribution Co.|400
MAR|MARRIOTT INT CL A CM|SGMT|GOLDMAN SACHS & CO. LLC|236410
MAR|MARRIOTT INT CL A CM|SHMR|ABN Amro Clearing LLC|169
MAR|MARRIOTT INT CL A CM|SIDC|Sidoti & Company, LLC|300
MAR|MARRIOTT INT CL A CM|SJLS|TRADE INFORMATICS LLC|200
MAR|MARRIOTT INT CL A CM|SPDR|SPEEDROUTE LLC|4754
MAR|MARRIOTT INT CL A CM|SPHN|Stephens Inc.|1437
MAR|MARRIOTT INT CL A CM|STFL|Stifel, Nicolaus & Company, Incorporated|9808
MAR|MARRIOTT INT CL A CM|STKP|STOCKPILE INVESTMENTS, INC.|140
MAR|MARRIOTT INT CL A CM|STXG|Stockcross Financial Services, Inc.|489
MAR|MARRIOTT INT CL A CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|298
MAR|MARRIOTT INT CL A CM|SWIM|TD Ameritrade, Inc.|21996
MAR|MARRIOTT INT CL A CM|SWST|Hilltop Securities Inc.|4139
MAR|MARRIOTT INT CL A CM|TKNG|ALLY INVEST SECURITIES LLC|967
MAR|MARRIOTT INT CL A CM|TMBR|Timber Hill LLC|1
MAR|MARRIOTT INT CL A CM|TONC|CUTTONE & CO., LLC|1060
MAR|MARRIOTT INT CL A CM|TRBT|Tradebot Systems, Inc.|394241
MAR|MARRIOTT INT CL A CM|TRCM|TRC MARKETS LLC|414887
MAR|MARRIOTT INT CL A CM|TTUC|CUTTONE & CO., INC.|6216
MAR|MARRIOTT INT CL A CM|TWTT|TASTYWORKS, INC.|595
MAR|MARRIOTT INT CL A CM|UBSA|UBS SECURITIES LLC|639419
MAR|MARRIOTT INT CL A CM|UBSS|UBS Securities LLC|2485759
MAR|MARRIOTT INT CL A CM|VALX|VIRTU AMERICAS LLC|37148
MAR|MARRIOTT INT CL A CM|VGRD|Vanguard Marketing Corporation|12905
MAR|MARRIOTT INT CL A CM|VSIN|Vision Financial Markets Llc|1
MAR|MARRIOTT INT CL A CM|WBET|Wallachbeth Capital LLC|1005
MAR|MARRIOTT INT CL A CM|WBLR|WILLIAM BLAIR|518
MAR|MARRIOTT INT CL A CM|WBPX|SUMMIT SECURITIES GROUP, LLC|8860
MAR|MARRIOTT INT CL A CM|WCHV|WELLS FARGO SECURITIES, LLC|188470
MAR|MARRIOTT INT CL A CM|WDNX|WEEDEN & CO.L.P.|8532
MAR|MARRIOTT INT CL A CM|WEDB|WEDBUSH SECURITIES INC.|1135
MAR|MARRIOTT INT CL A CM|WEED|Weeden & Co.L.P.|1547
MAR|MARRIOTT INT CL A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37509
MAR|MARRIOTT INT CL A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64489
MAR|MARRIOTT INT CL A CM|WGIF|CIBC World Markets Inc.|5905
MAR|MARRIOTT INT CL A CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2434
MAR|MARRIOTT INT CL A CM|WORD|Worden Capital Management LLC|1539
MAR|MARRIOTT INT CL A CM|WSAG|WALL STREET ACCESS|186
MAR|MARRIOTT INT CL A CM|WSEA|WOLVERINE SECURITIES, LLC|46193
MAR|MARRIOTT INT CL A CM|XIST|INSTINET, LLC|38148
MAR|MARRIOTT INT CL A CM|XPQR|Jump Trading|1400
MAR|MARRIOTT INT CL A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|64072
MAR|MARRIOTT INT CL A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5088
MAR|MARRIOTT INT CL A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9120
MARA|MARATHON PATENT GROU|ALTX|Alternet Securities Inc.|1100
MARA|MARATHON PATENT GROU|APCC|Apex Clearing Corporation|10467
MARA|MARATHON PATENT GROU|BATM|CBOE TRADING, INC.|3000
MARA|MARATHON PATENT GROU|BIMI|Banca IMI Securities Corp.|15262
MARA|MARATHON PATENT GROU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|90174
MARA|MARATHON PATENT GROU|CHAS|Charles Schwab & Co., Inc.|5335
MARA|MARATHON PATENT GROU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66
MARA|MARATHON PATENT GROU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3063
MARA|MARATHON PATENT GROU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|107765
MARA|MARATHON PATENT GROU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34006
MARA|MARATHON PATENT GROU|CXCX|CITIGROUP GLOBAL MARKETS INC.|4160
MARA|MARATHON PATENT GROU|DBAB|Deutsche Bank Securities Inc.|75694
MARA|MARATHON PATENT GROU|DBAX|Deutsche Bank Securities Inc.|18800
MARA|MARATHON PATENT GROU|DEGS|RONIN PROFESSIONAL LLC|8900
MARA|MARATHON PATENT GROU|EBXL|EBX LLC|23800
MARA|MARATHON PATENT GROU|ECUT|CONVERGEX EXECUTION SOLUTIONS|16527
MARA|MARATHON PATENT GROU|EDJO|Edward D. Jones & Co., L.P.|163
MARA|MARATHON PATENT GROU|EGAM|CBOE TRADING, INC.|12810
MARA|MARATHON PATENT GROU|EGXM|CBOE TRADING, INC.|3866
MARA|MARATHON PATENT GROU|ETBE|Electronic Transaction Clearing, Inc.|845
MARA|MARATHON PATENT GROU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|884
MARA|MARATHON PATENT GROU|ETRS|E*Trade Securities LLC|830889
MARA|MARATHON PATENT GROU|FBCO|Credit Suisse Securities (USA) LLC|158157
MARA|MARATHON PATENT GROU|FILL|Tradestation Securities, Inc.|26463
MARA|MARATHON PATENT GROU|FMAF|NBCN Inc./ CDS|13686
MARA|MARATHON PATENT GROU|FOMA|TD AMERITRADE CLEARING, INC.|1492317
MARA|MARATHON PATENT GROU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|272
MARA|MARATHON PATENT GROU|FTBR|Foliofn Investments, Inc.|1104
MARA|MARATHON PATENT GROU|GEBB|GLOBAL EXECUTION BROKERS, LP|3774
MARA|MARATHON PATENT GROU|GLPX|ACS EXECUTION SERVICES, LLC|56390
MARA|MARATHON PATENT GROU|GSCO|GOLDMAN SACHS & CO. LLC|6229
MARA|MARATHON PATENT GROU|GSLT|GOLDMAN SACHS & CO. LLC|500
MARA|MARATHON PATENT GROU|HRBF|American Enterprise Investment Services Inc.|2150
MARA|MARATHON PATENT GROU|IATS|INTERACTIVE BROKERS LLC|43624
MARA|MARATHON PATENT GROU|IBKR|Interactive Brokers Llc|165423
MARA|MARATHON PATENT GROU|ICBX|INSTINET, LLC|16487
MARA|MARATHON PATENT GROU|INCA|INSTINET, LLC|21261
MARA|MARATHON PATENT GROU|INJX|INSTINET, LLC|13284
MARA|MARATHON PATENT GROU|ITGI|ITG Inc.|2800
MARA|MARATHON PATENT GROU|ITGP|ITG INC.|11800
MARA|MARATHON PATENT GROU|JEFF|JEFFERIES LLC|650
MARA|MARATHON PATENT GROU|JMPT|JUMP TRADING, LLC|21218
MARA|MARATHON PATENT GROU|JPMX|J.P. Morgan Securities LLC|8400
MARA|MARATHON PATENT GROU|JSJX|JANE STREET CAPITAL LLC|900
MARA|MARATHON PATENT GROU|KCGM|VIRTU Americas LLC|16898
MARA|MARATHON PATENT GROU|LEHM|Barclays Capital Inc./Le|88325
MARA|MARATHON PATENT GROU|LGNT|COR CLEARING LLC|1613
MARA|MARATHON PATENT GROU|LIME|Lime Brokerage LLC|6094
MARA|MARATHON PATENT GROU|LSCI|Lek Securities Corporation|1020
MARA|MARATHON PATENT GROU|MAXM|Maxim Group LLC|4000
MARA|MARATHON PATENT GROU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12900
MARA|MARATHON PATENT GROU|MOTF|MOTIF INVESTING, INC.|3
MARA|MARATHON PATENT GROU|MSCO|MORGAN STANLEY & CO. LLC|270442
MARA|MARATHON PATENT GROU|MSPL|MORGAN STANLEY & CO. LLC|12600
MARA|MARATHON PATENT GROU|NATL|National Securities Corporation|38300
MARA|MARATHON PATENT GROU|NFSC|National Financial Services LLC|1257559
MARA|MARATHON PATENT GROU|NITE|VIRTU Americas LLC|2243379
MARA|MARATHON PATENT GROU|NITP|VIRTU Americas LLC|8237
MARA|MARATHON PATENT GROU|NQRB|Brut, LLC|5100
MARA|MARATHON PATENT GROU|PCPT|PHILLIP CAPITAL INC.|2600
MARA|MARATHON PATENT GROU|PDQM|CODA MARKETS, INC.|112667
MARA|MARATHON PATENT GROU|PWJC|UBS Financial Services, Inc.|500
MARA|MARATHON PATENT GROU|RBCM|RBC CAPITAL MARKETS, LLC|5850
MARA|MARATHON PATENT GROU|RGLD|Regal Securities, Inc|400
MARA|MARATHON PATENT GROU|SBSH|Citigroup Global Markets Inc.|92196
MARA|MARATHON PATENT GROU|SGMT|GOLDMAN SACHS & CO. LLC|6930
MARA|MARATHON PATENT GROU|SPDR|SPEEDROUTE LLC|4185
MARA|MARATHON PATENT GROU|SWIM|TD Ameritrade, Inc.|275581
MARA|MARATHON PATENT GROU|SWST|Hilltop Securities Inc.|1450
MARA|MARATHON PATENT GROU|TKNG|ALLY INVEST SECURITIES LLC|25071
MARA|MARATHON PATENT GROU|TWTT|TASTYWORKS, INC.|500
MARA|MARATHON PATENT GROU|UBSA|UBS SECURITIES LLC|92917
MARA|MARATHON PATENT GROU|UBSS|UBS Securities LLC|288937
MARA|MARATHON PATENT GROU|VALX|VIRTU AMERICAS LLC|100
MARA|MARATHON PATENT GROU|VGRD|Vanguard Marketing Corporation|33739
MARA|MARATHON PATENT GROU|VSIN|Vision Financial Markets Llc|608
MARA|MARATHON PATENT GROU|WCHV|WELLS FARGO SECURITIES, LLC|77992
MARA|MARATHON PATENT GROU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|188378
MARA|MARATHON PATENT GROU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2808
MARA|MARATHON PATENT GROU|WGIF|CIBC World Markets Inc.|108449
MARA|MARATHON PATENT GROU|WSEA|WOLVERINE SECURITIES, LLC|41504
MARA|MARATHON PATENT GROU|XSTM|NATIONAL FINANCIAL SERVICES LLC|12200
MARA|MARATHON PATENT GROU|YKNA|COMHAR CAPITAL MARKETS, LLC|375
MARA|MARATHON PATENT GROU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
MARK|REMARK HLDS CMN|AGIS|Aegis Capital Corp.|25130
MARK|REMARK HLDS CMN|ALTX|Alternet Securities Inc.|4080
MARK|REMARK HLDS CMN|APCC|Apex Clearing Corporation|5413
MARK|REMARK HLDS CMN|BATM|CBOE TRADING, INC.|3873
MARK|REMARK HLDS CMN|BAYC|BAY CREST PARTNERS, LLC|2565
MARK|REMARK HLDS CMN|BBNT|BB&T SECURITIES, LLC|598
MARK|REMARK HLDS CMN|BERN|Sanford C. Bernstein & Co., LLC|30500
MARK|REMARK HLDS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1435
MARK|REMARK HLDS CMN|BMOC|BMO Capital Markets Corp.|2056
MARK|REMARK HLDS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2136
MARK|REMARK HLDS CMN|BTIG|BTIG, LLC|31111
MARK|REMARK HLDS CMN|BYXM|CBOE TRADING, INC.|400
MARK|REMARK HLDS CMN|CHAS|Charles Schwab & Co., Inc.|8925
MARK|REMARK HLDS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8236
MARK|REMARK HLDS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4959
MARK|REMARK HLDS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2700
MARK|REMARK HLDS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71383
MARK|REMARK HLDS CMN|CTDL|Citadel Derivatives Group Llc|8665
MARK|REMARK HLDS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|11576
MARK|REMARK HLDS CMN|DBAB|Deutsche Bank Securities Inc.|460564
MARK|REMARK HLDS CMN|DBAX|Deutsche Bank Securities Inc.|51700
MARK|REMARK HLDS CMN|DEAN|MORGAN STANLEY|500
MARK|REMARK HLDS CMN|DEGS|RONIN PROFESSIONAL LLC|26627
MARK|REMARK HLDS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1044
MARK|REMARK HLDS CMN|EBXL|EBX LLC|53300
MARK|REMARK HLDS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|37624
MARK|REMARK HLDS CMN|EDJO|Edward D. Jones & Co., L.P.|25
MARK|REMARK HLDS CMN|EGAM|CBOE TRADING, INC.|8835
MARK|REMARK HLDS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|820
MARK|REMARK HLDS CMN|EGXM|CBOE TRADING, INC.|1726
MARK|REMARK HLDS CMN|ETBE|Electronic Transaction Clearing, Inc.|36447
MARK|REMARK HLDS CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
MARK|REMARK HLDS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|894
MARK|REMARK HLDS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5826
MARK|REMARK HLDS CMN|ETRS|E*Trade Securities LLC|409340
MARK|REMARK HLDS CMN|FBCO|Credit Suisse Securities (USA) LLC|143009
MARK|REMARK HLDS CMN|FILL|Tradestation Securities, Inc.|11500
MARK|REMARK HLDS CMN|FMAF|NBCN Inc./ CDS|1200
MARK|REMARK HLDS CMN|FOMA|TD AMERITRADE CLEARING, INC.|443687
MARK|REMARK HLDS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93264
MARK|REMARK HLDS CMN|FTBR|Foliofn Investments, Inc.|228
MARK|REMARK HLDS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|15571
MARK|REMARK HLDS CMN|GLPX|ACS EXECUTION SERVICES, LLC|19490
MARK|REMARK HLDS CMN|GSCO|GOLDMAN SACHS & CO. LLC|1091183
MARK|REMARK HLDS CMN|GSCS|GOLDMAN SACHS & CO. LLC|720
MARK|REMARK HLDS CMN|GSLT|GOLDMAN SACHS & CO. LLC|4578
MARK|REMARK HLDS CMN|GTSZ|GTS SECURITIES LLC|5506
MARK|REMARK HLDS CMN|HAPX|HAP Trading, LLC|105
MARK|REMARK HLDS CMN|HRBF|American Enterprise Investment Services Inc.|11
MARK|REMARK HLDS CMN|IATS|INTERACTIVE BROKERS LLC|16943
MARK|REMARK HLDS CMN|IBKR|Interactive Brokers Llc|134299
MARK|REMARK HLDS CMN|ICBX|INSTINET, LLC|13250
MARK|REMARK HLDS CMN|IEQY|CITADEL SECURITIES LLC|7833
MARK|REMARK HLDS CMN|INCA|INSTINET, LLC|116582
MARK|REMARK HLDS CMN|INJX|INSTINET, LLC|6229
MARK|REMARK HLDS CMN|ITGI|ITG Inc.|15454
MARK|REMARK HLDS CMN|ITGP|ITG INC.|49000
MARK|REMARK HLDS CMN|JANY|Janney Montgomery Scott Inc.|61293
MARK|REMARK HLDS CMN|JEFF|JEFFERIES LLC|7621
MARK|REMARK HLDS CMN|JMPT|JUMP TRADING, LLC|2770
MARK|REMARK HLDS CMN|JONE|JonesTrading|241779
MARK|REMARK HLDS CMN|JPBX|J.P. MORGAN SECURITIES LLC|400
MARK|REMARK HLDS CMN|JPMX|J.P. Morgan Securities LLC|40631
MARK|REMARK HLDS CMN|JSJX|JANE STREET CAPITAL LLC|3129
MARK|REMARK HLDS CMN|KCGM|VIRTU Americas LLC|18745
MARK|REMARK HLDS CMN|LEHM|Barclays Capital Inc./Le|352632
MARK|REMARK HLDS CMN|LIME|Lime Brokerage LLC|71261
MARK|REMARK HLDS CMN|LMGP|LIME BROKERAGE LLC|17906
MARK|REMARK HLDS CMN|LOOP|Loop Capital Markets LLC|15639
MARK|REMARK HLDS CMN|LSCI|Lek Securities Corporation|280
MARK|REMARK HLDS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
MARK|REMARK HLDS CMN|MACQ|Macquarie Capital (USA) Inc.|2539
MARK|REMARK HLDS CMN|MAXM|Maxim Group LLC|2135
MARK|REMARK HLDS CMN|MBTS|ALLY INVEST SECURITIES LLC|200
MARK|REMARK HLDS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65844
MARK|REMARK HLDS CMN|MSCO|MORGAN STANLEY & CO. LLC|1069513
MARK|REMARK HLDS CMN|MSPL|MORGAN STANLEY & CO. LLC|69700
MARK|REMARK HLDS CMN|MSTX|MORGAN STANLEY & CO. LLC|49800
MARK|REMARK HLDS CMN|NFSC|National Financial Services LLC|393218
MARK|REMARK HLDS CMN|NITE|VIRTU Americas LLC|780012
MARK|REMARK HLDS CMN|NITP|VIRTU Americas LLC|24552
MARK|REMARK HLDS CMN|NQRB|Brut, LLC|400
MARK|REMARK HLDS CMN|OPCO|Oppenheimer & Co. Inc.|6700
MARK|REMARK HLDS CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7676
MARK|REMARK HLDS CMN|PCPT|PHILLIP CAPITAL INC.|110
MARK|REMARK HLDS CMN|PDQM|CODA MARKETS, INC.|27441
MARK|REMARK HLDS CMN|PNSR|Penserra Securities, LLC|19405
MARK|REMARK HLDS CMN|RAJA|Raymond James & Associates, Inc.|602
MARK|REMARK HLDS CMN|RBCM|RBC CAPITAL MARKETS, LLC|33297
MARK|REMARK HLDS CMN|ROTH|Roth Capital Partners, LLC|13985
MARK|REMARK HLDS CMN|SAGL|SAGETRADER, LLC|5201
MARK|REMARK HLDS CMN|SBSH|Citigroup Global Markets Inc.|118346
MARK|REMARK HLDS CMN|SGMT|GOLDMAN SACHS & CO. LLC|24717
MARK|REMARK HLDS CMN|SPDR|SPEEDROUTE LLC|4713
MARK|REMARK HLDS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|880
MARK|REMARK HLDS CMN|SWIM|TD Ameritrade, Inc.|206744
MARK|REMARK HLDS CMN|SWST|Hilltop Securities Inc.|1800
MARK|REMARK HLDS CMN|TKNG|ALLY INVEST SECURITIES LLC|3954
MARK|REMARK HLDS CMN|TRCM|TRC MARKETS LLC|25002
MARK|REMARK HLDS CMN|TWTT|TASTYWORKS, INC.|500
MARK|REMARK HLDS CMN|UBSA|UBS SECURITIES LLC|190437
MARK|REMARK HLDS CMN|UBSS|UBS Securities LLC|1102127
MARK|REMARK HLDS CMN|VALX|VIRTU AMERICAS LLC|3328
MARK|REMARK HLDS CMN|VGRD|Vanguard Marketing Corporation|21717
MARK|REMARK HLDS CMN|WCHV|WELLS FARGO SECURITIES, LLC|88409
MARK|REMARK HLDS CMN|WEDB|WEDBUSH SECURITIES INC.|1000
MARK|REMARK HLDS CMN|WEED|Weeden & Co.L.P.|240
MARK|REMARK HLDS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1911
MARK|REMARK HLDS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5911
MARK|REMARK HLDS CMN|WGIF|CIBC World Markets Inc.|2100
MARK|REMARK HLDS CMN|WSEA|WOLVERINE SECURITIES, LLC|6797
MARK|REMARK HLDS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|18810
MARK|REMARK HLDS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|500
MARK|REMARK HLDS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7621
MARPS|MARINE PETROLEUM U|APCC|Apex Clearing Corporation|7
MARPS|MARINE PETROLEUM U|BANK|Primevest Financial Services, Inc.|25
MARPS|MARINE PETROLEUM U|BATM|CBOE TRADING, INC.|3700
MARPS|MARINE PETROLEUM U|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79
MARPS|MARINE PETROLEUM U|CHAS|Charles Schwab & Co., Inc.|1
MARPS|MARINE PETROLEUM U|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MARPS|MARINE PETROLEUM U|DBAX|Deutsche Bank Securities Inc.|100
MARPS|MARINE PETROLEUM U|ETRS|E*Trade Securities LLC|15042
MARPS|MARINE PETROLEUM U|FBCO|Credit Suisse Securities (USA) LLC|5432
MARPS|MARINE PETROLEUM U|FOMA|TD AMERITRADE CLEARING, INC.|10867
MARPS|MARINE PETROLEUM U|FTBR|Foliofn Investments, Inc.|2
MARPS|MARINE PETROLEUM U|GLPX|ACS EXECUTION SERVICES, LLC|209
MARPS|MARINE PETROLEUM U|GSLT|GOLDMAN SACHS & CO. LLC|50
MARPS|MARINE PETROLEUM U|GTSZ|GTS SECURITIES LLC|53
MARPS|MARINE PETROLEUM U|HRBF|American Enterprise Investment Services Inc.|806
MARPS|MARINE PETROLEUM U|IATS|INTERACTIVE BROKERS LLC|650
MARPS|MARINE PETROLEUM U|IBKR|Interactive Brokers Llc|7927
MARPS|MARINE PETROLEUM U|INCA|INSTINET, LLC|1409
MARPS|MARINE PETROLEUM U|ITGP|ITG INC.|400
MARPS|MARINE PETROLEUM U|LIME|Lime Brokerage LLC|2596
MARPS|MARINE PETROLEUM U|MSCO|MORGAN STANLEY & CO. LLC|6372
MARPS|MARINE PETROLEUM U|NFSC|National Financial Services LLC|5351
MARPS|MARINE PETROLEUM U|NITE|VIRTU Americas LLC|19120
MARPS|MARINE PETROLEUM U|PDQM|CODA MARKETS, INC.|309
MARPS|MARINE PETROLEUM U|PWJC|UBS Financial Services, Inc.|200
MARPS|MARINE PETROLEUM U|SWIM|TD Ameritrade, Inc.|14783
MARPS|MARINE PETROLEUM U|TKNG|ALLY INVEST SECURITIES LLC|44
MARPS|MARINE PETROLEUM U|TRCM|TRC MARKETS LLC|34
MARPS|MARINE PETROLEUM U|UBSA|UBS SECURITIES LLC|683
MARPS|MARINE PETROLEUM U|UBSS|UBS Securities LLC|1951
MARPS|MARINE PETROLEUM U|VGRD|Vanguard Marketing Corporation|1000
MARPS|MARINE PETROLEUM U|WCHV|WELLS FARGO SECURITIES, LLC|176
MARPS|MARINE PETROLEUM U|WEDB|WEDBUSH SECURITIES INC.|8308
MARPS|MARINE PETROLEUM U|WSEA|WOLVERINE SECURITIES, LLC|2328
MARPS|MARINE PETROLEUM U|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38
MAS|MASCO CP|ABLE|NATIXIS Securities Americas LLC|102285
MAS|MASCO CP|ALTX|Alternet Securities Inc.|16477
MAS|MASCO CP|ANOS|ABEL/NOSER, L.L.C.|3850
MAS|MASCO CP|APCC|Apex Clearing Corporation|1548
MAS|MASCO CP|BANK|Primevest Financial Services, Inc.|175
MAS|MASCO CP|BARD|Robert W. Baird & Co. Incorporated|25153
MAS|MASCO CP|BATM|CBOE TRADING, INC.|35170
MAS|MASCO CP|BAYC|BAY CREST PARTNERS, LLC|10
MAS|MASCO CP|BAYT|BTIG, LLC|14700
MAS|MASCO CP|BBNT|BB&T SECURITIES, LLC|4177
MAS|MASCO CP|BERN|Sanford C. Bernstein & Co., LLC|166622
MAS|MASCO CP|BIDS|BIDS TRADING L.P.|2200
MAS|MASCO CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28913
MAS|MASCO CP|BLKX|INSTINET, LLC|211630
MAS|MASCO CP|BMOC|BMO Capital Markets Corp.|206882
MAS|MASCO CP|BNPX|BNP PARIBAS SECURITIES CORP.|327495
MAS|MASCO CP|BRGE|Newbridge Securities Corp.|1420
MAS|MASCO CP|BTIG|BTIG, LLC|39786
MAS|MASCO CP|BYXM|CBOE TRADING, INC.|4442
MAS|MASCO CP|BZYD|GOLDMAN SACHS & CO. LLC|379
MAS|MASCO CP|CABR|Cabrera Capital Markets, Inc.|50
MAS|MASCO CP|CANT|Cantor Fitzgerald & Co.|559
MAS|MASCO CP|CHAS|Charles Schwab & Co., Inc.|13012
MAS|MASCO CP|CIBP|CIBC World Markets Corp.|22411
MAS|MASCO CP|CIOI|CITIGROUP GLOBAL MARKETS INC|200000
MAS|MASCO CP|CIST|Capital Institutional Services, Inc.|21304
MAS|MASCO CP|CNFR|Cowen Prime Services LLC|1000
MAS|MASCO CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|317680
MAS|MASCO CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3982
MAS|MASCO CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1374903
MAS|MASCO CP|CTDL|Citadel Derivatives Group Llc|34169
MAS|MASCO CP|CTLR|CUTLER GROUP, LP|2500
MAS|MASCO CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|269594
MAS|MASCO CP|DADA|D.A. Davidson & Co.|854
MAS|MASCO CP|DAVA|Davenport & Company LLC|282
MAS|MASCO CP|DBAB|Deutsche Bank Securities Inc.|1254324
MAS|MASCO CP|DBAX|Deutsche Bank Securities Inc.|912900
MAS|MASCO CP|DBUL|Deutsche Bank Securities Inc.|9128
MAS|MASCO CP|DCHF|Dart Executions, LLC|4582
MAS|MASCO CP|DEAN|MORGAN STANLEY|140029
MAS|MASCO CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10680
MAS|MASCO CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3700
MAS|MASCO CP|EBXL|EBX LLC|528800
MAS|MASCO CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|47695
MAS|MASCO CP|EDJO|Edward D. Jones & Co., L.P.|1011
MAS|MASCO CP|EGAM|CBOE TRADING, INC.|80096
MAS|MASCO CP|EGAW|CBOE TRADING, INC.|411
MAS|MASCO CP|EGMT|EG MARKET TECHNOLOGIES LLC|500
MAS|MASCO CP|EGXM|CBOE TRADING, INC.|3911
MAS|MASCO CP|EGXW|CBOE TRADING, INC.|12
MAS|MASCO CP|ETBE|Electronic Transaction Clearing, Inc.|58647
MAS|MASCO CP|ETCC|Electronic Transaction Clearing, Inc.|946
MAS|MASCO CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21026
MAS|MASCO CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2336
MAS|MASCO CP|ETRS|E*Trade Securities LLC|84246
MAS|MASCO CP|FBRC|B. RILEY FBR, INC.|30023
MAS|MASCO CP|FBSB|U.S. Bancorp Investments, Inc.|1288
MAS|MASCO CP|FILL|Tradestation Securities, Inc.|6343
MAS|MASCO CP|FINX|FINTECH SECURITIES|508
MAS|MASCO CP|FMAF|NBCN Inc./ CDS|13700
MAS|MASCO CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13743
MAS|MASCO CP|FQLS|Quantlab Securities LP|729540
MAS|MASCO CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|249828
MAS|MASCO CP|FTBR|Foliofn Investments, Inc.|3466
MAS|MASCO CP|GBMT|GBM International, Inc.|2993
MAS|MASCO CP|GEBB|GLOBAL EXECUTION BROKERS, LP|12752
MAS|MASCO CP|GLIS|TD Securities Inc|200
MAS|MASCO CP|GLPX|ACS EXECUTION SERVICES, LLC|55786
MAS|MASCO CP|GSCO|GOLDMAN SACHS & CO. LLC|2472965
MAS|MASCO CP|GSCS|GOLDMAN SACHS & CO. LLC|7219
MAS|MASCO CP|GSLT|GOLDMAN SACHS & CO. LLC|35161
MAS|MASCO CP|GTSZ|GTS SECURITIES LLC|320938
MAS|MASCO CP|HAPX|HAP Trading, LLC|1145
MAS|MASCO CP|HPPX|POTAMUS TRADING, LLC|1209
MAS|MASCO CP|HRBF|American Enterprise Investment Services Inc.|24684
MAS|MASCO CP|HSBC|HSBC Securities, Inc.|12056
MAS|MASCO CP|IATS|INTERACTIVE BROKERS LLC|8522
MAS|MASCO CP|IBKR|Interactive Brokers Llc|38946
MAS|MASCO CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1176
MAS|MASCO CP|ICBX|INSTINET, LLC|216699
MAS|MASCO CP|IEQY|CITADEL SECURITIES LLC|407990
MAS|MASCO CP|INCA|INSTINET, LLC|575925
MAS|MASCO CP|INJX|INSTINET, LLC|37997
MAS|MASCO CP|ITGI|ITG Inc.|159489
MAS|MASCO CP|ITGP|ITG INC.|556000
MAS|MASCO CP|JANY|Janney Montgomery Scott Inc.|4587
MAS|MASCO CP|JEFF|JEFFERIES LLC|721451
MAS|MASCO CP|JMPT|JUMP TRADING, LLC|266860
MAS|MASCO CP|JONE|JonesTrading|1020
MAS|MASCO CP|JPBX|J.P. MORGAN SECURITIES LLC|315685
MAS|MASCO CP|JPMX|J.P. Morgan Securities LLC|1477629
MAS|MASCO CP|JSJX|JANE STREET CAPITAL LLC|13346
MAS|MASCO CP|KCGM|VIRTU Americas LLC|123694
MAS|MASCO CP|LEHM|Barclays Capital Inc./Le|2192347
MAS|MASCO CP|LIME|Lime Brokerage LLC|176421
MAS|MASCO CP|LIWE|LIME BROKERAGE LLC|800
MAS|MASCO CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|40000
MAS|MASCO CP|LOOP|Loop Capital Markets LLC|2371
MAS|MASCO CP|LQNA|LIQUIDNET, INC.|134200
MAS|MASCO CP|LSCI|Lek Securities Corporation|509
MAS|MASCO CP|LVMR|LIVERMORE TRADING GROUP, INC.|52687
MAS|MASCO CP|MACC|Mid Atlantic Capital Corporation|337
MAS|MASCO CP|MACQ|Macquarie Capital (USA) Inc.|100
MAS|MASCO CP|MAXM|Maxim Group LLC|15301
MAS|MASCO CP|MKMP|MKM Partners LLC|17300
MAS|MASCO CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|564443
MAS|MASCO CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7200
MAS|MASCO CP|MOTF|MOTIF INVESTING, INC.|26
MAS|MASCO CP|MSCO|MORGAN STANLEY & CO. LLC|3296946
MAS|MASCO CP|MSPL|MORGAN STANLEY & CO. LLC|1050300
MAS|MASCO CP|MSTX|MORGAN STANLEY & CO. LLC|1059500
MAS|MASCO CP|MULL|MARK J. MULLER EQUITIES, INC.|6330
MAS|MASCO CP|MZHO|Mizuho Securities USA LLC|26000
MAS|MASCO CP|NBCS|NBC Securities, INC.|300
MAS|MASCO CP|NEUB|NEUBERGER BERMAN BD LLC|600
MAS|MASCO CP|NFSC|National Financial Services LLC|450839
MAS|MASCO CP|NITE|VIRTU Americas LLC|1096614
MAS|MASCO CP|NITP|VIRTU Americas LLC|2863
MAS|MASCO CP|NQRB|Brut, LLC|48890
MAS|MASCO CP|NTBF|BMO Nesbitt Burns Inc./CDS|561
MAS|MASCO CP|OHOS|TWO SIGMA SECURITIES, LLC|130485
MAS|MASCO CP|ONEL|O'NEIL SECURITIES, INCORPORATED|18200
MAS|MASCO CP|OPCO|Oppenheimer & Co. Inc.|23800
MAS|MASCO CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|34438
MAS|MASCO CP|PDQM|CODA MARKETS, INC.|119824
MAS|MASCO CP|PHLY|NASDAQ Execution Services, LLC|4000
MAS|MASCO CP|PIPR|Piper Jaffray & Co.|1329
MAS|MASCO CP|PWJC|UBS Financial Services, Inc.|5944
MAS|MASCO CP|QMSR|QUATTRO M SECURITIES INC.|833
MAS|MASCO CP|RBCM|RBC CAPITAL MARKETS, LLC|20265
MAS|MASCO CP|RHCO|Suntrust Robinson Humphrey, Inc.|22187
MAS|MASCO CP|RHOX|XR Securities LLC|46772
MAS|MASCO CP|SAGL|SAGETRADER, LLC|313140
MAS|MASCO CP|SAGW|SAGETRADER, LLC|117
MAS|MASCO CP|SALI|INTL FCSTONE FINANCIAL INC.|222
MAS|MASCO CP|SBSH|Citigroup Global Markets Inc.|1762700
MAS|MASCO CP|SEIC|SEI Investments Distribution Co.|2845
MAS|MASCO CP|SGMT|GOLDMAN SACHS & CO. LLC|506320
MAS|MASCO CP|SHMR|ABN Amro Clearing LLC|300
MAS|MASCO CP|SJLS|TRADE INFORMATICS LLC|100
MAS|MASCO CP|SPDR|SPEEDROUTE LLC|32700
MAS|MASCO CP|SPHN|Stephens Inc.|1246
MAS|MASCO CP|STFL|Stifel, Nicolaus & Company, Incorporated|21927
MAS|MASCO CP|STKP|STOCKPILE INVESTMENTS, INC.|6
MAS|MASCO CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16474
MAS|MASCO CP|SWIM|TD Ameritrade, Inc.|192029
MAS|MASCO CP|SWST|Hilltop Securities Inc.|31724
MAS|MASCO CP|TAGC|TELSEY ADVISORY GROUP LLC|2605
MAS|MASCO CP|TKNG|ALLY INVEST SECURITIES LLC|230
MAS|MASCO CP|TMBR|Timber Hill LLC|19
MAS|MASCO CP|TOUR|TOURMALINE PARTNERS, LLC|3612
MAS|MASCO CP|TRBT|Tradebot Systems, Inc.|507064
MAS|MASCO CP|TRCM|TRC MARKETS LLC|629812
MAS|MASCO CP|TWTT|TASTYWORKS, INC.|700
MAS|MASCO CP|UBSA|UBS SECURITIES LLC|1602799
MAS|MASCO CP|UBSS|UBS Securities LLC|1735309
MAS|MASCO CP|VALX|VIRTU AMERICAS LLC|66282
MAS|MASCO CP|VERT|The Vertical Trading Group, LLC|1322
MAS|MASCO CP|VGRD|Vanguard Marketing Corporation|5939
MAS|MASCO CP|WBLR|WILLIAM BLAIR|17000
MAS|MASCO CP|WBPX|SUMMIT SECURITIES GROUP, LLC|16173
MAS|MASCO CP|WCHV|WELLS FARGO SECURITIES, LLC|356879
MAS|MASCO CP|WDNX|WEEDEN & CO.L.P.|206
MAS|MASCO CP|WEDB|WEDBUSH SECURITIES INC.|113854
MAS|MASCO CP|WEED|Weeden & Co.L.P.|4793
MAS|MASCO CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|50512
MAS|MASCO CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|97226
MAS|MASCO CP|WGIF|CIBC World Markets Inc.|4242
MAS|MASCO CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1052
MAS|MASCO CP|WSEA|WOLVERINE SECURITIES, LLC|18411
MAS|MASCO CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1510
MAS|MASCO CP|XIST|INSTINET, LLC|226444
MAS|MASCO CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|141830
MAS|MASCO CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3762
MAS|MASCO CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19432
MASI|MASIMO CORPORATION|ALLN|Allen & Company LLC|508
MASI|MASIMO CORPORATION|ALTX|Alternet Securities Inc.|3500
MASI|MASIMO CORPORATION|APCC|Apex Clearing Corporation|48
MASI|MASIMO CORPORATION|BANK|Primevest Financial Services, Inc.|204
MASI|MASIMO CORPORATION|BARD|Robert W. Baird & Co. Incorporated|288
MASI|MASIMO CORPORATION|BATM|CBOE TRADING, INC.|1946
MASI|MASIMO CORPORATION|BAYC|BAY CREST PARTNERS, LLC|2155
MASI|MASIMO CORPORATION|BBNT|BB&T SECURITIES, LLC|536
MASI|MASIMO CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|19606
MASI|MASIMO CORPORATION|BIDS|BIDS TRADING L.P.|5839
MASI|MASIMO CORPORATION|BIMI|Banca IMI Securities Corp.|751
MASI|MASIMO CORPORATION|BKCM|BNY Mellon Capital Markets LLC|10535
MASI|MASIMO CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5663
MASI|MASIMO CORPORATION|BLKX|INSTINET, LLC|34000
MASI|MASIMO CORPORATION|BMOC|BMO Capital Markets Corp.|15861
MASI|MASIMO CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|8702
MASI|MASIMO CORPORATION|BRVL|BLAYLOCK VAN, LLC|1200
MASI|MASIMO CORPORATION|BTIG|BTIG, LLC|7992
MASI|MASIMO CORPORATION|BYXM|CBOE TRADING, INC.|1492
MASI|MASIMO CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|325
MASI|MASIMO CORPORATION|CANT|Cantor Fitzgerald & Co.|5858
MASI|MASIMO CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|47800
MASI|MASIMO CORPORATION|CHAS|Charles Schwab & Co., Inc.|1488
MASI|MASIMO CORPORATION|CIST|Capital Institutional Services, Inc.|3375
MASI|MASIMO CORPORATION|CNFR|Cowen Prime Services LLC|100
MASI|MASIMO CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|193024
MASI|MASIMO CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1550
MASI|MASIMO CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|239422
MASI|MASIMO CORPORATION|CTDL|Citadel Derivatives Group Llc|22339
MASI|MASIMO CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|15926
MASI|MASIMO CORPORATION|DAVA|Davenport & Company LLC|9
MASI|MASIMO CORPORATION|DBAB|Deutsche Bank Securities Inc.|941589
MASI|MASIMO CORPORATION|DBAX|Deutsche Bank Securities Inc.|133500
MASI|MASIMO CORPORATION|DBUL|Deutsche Bank Securities Inc.|26168
MASI|MASIMO CORPORATION|DEAN|MORGAN STANLEY|2859
MASI|MASIMO CORPORATION|DEGS|RONIN PROFESSIONAL LLC|400
MASI|MASIMO CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7584
MASI|MASIMO CORPORATION|DREX|Drexel Hamilton, LLC|5839
MASI|MASIMO CORPORATION|DRWK|DRW SECURITIES, L.L.C.|13322
MASI|MASIMO CORPORATION|EBXL|EBX LLC|95800
MASI|MASIMO CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|2075
MASI|MASIMO CORPORATION|EDJO|Edward D. Jones & Co., L.P.|205
MASI|MASIMO CORPORATION|EGAM|CBOE TRADING, INC.|4655
MASI|MASIMO CORPORATION|EGAW|CBOE TRADING, INC.|47
MASI|MASIMO CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|812
MASI|MASIMO CORPORATION|EGXM|CBOE TRADING, INC.|1929
MASI|MASIMO CORPORATION|EGXW|CBOE TRADING, INC.|6
MASI|MASIMO CORPORATION|ELEV|ELEVATION, LLC|2771
MASI|MASIMO CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|23018
MASI|MASIMO CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1810
MASI|MASIMO CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30048
MASI|MASIMO CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|186
MASI|MASIMO CORPORATION|ETRS|E*Trade Securities LLC|12893
MASI|MASIMO CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|2742668
MASI|MASIMO CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|41
MASI|MASIMO CORPORATION|FILL|Tradestation Securities, Inc.|206
MASI|MASIMO CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|82020
MASI|MASIMO CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3542
MASI|MASIMO CORPORATION|FQLS|Quantlab Securities LP|185222
MASI|MASIMO CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102777
MASI|MASIMO CORPORATION|FTBR|Foliofn Investments, Inc.|322
MASI|MASIMO CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|14918
MASI|MASIMO CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|9624
MASI|MASIMO CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1999489
MASI|MASIMO CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|8294
MASI|MASIMO CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|624
MASI|MASIMO CORPORATION|GTSZ|GTS SECURITIES LLC|26497
MASI|MASIMO CORPORATION|HASF|Haywood Securities Inc./CDS|150
MASI|MASIMO CORPORATION|HRBF|American Enterprise Investment Services Inc.|3001
MASI|MASIMO CORPORATION|HSBC|HSBC Securities, Inc.|62130
MASI|MASIMO CORPORATION|IATS|INTERACTIVE BROKERS LLC|1609
MASI|MASIMO CORPORATION|IBKR|Interactive Brokers Llc|26509
MASI|MASIMO CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|492
MASI|MASIMO CORPORATION|ICBX|INSTINET, LLC|33700
MASI|MASIMO CORPORATION|IEQY|CITADEL SECURITIES LLC|102520
MASI|MASIMO CORPORATION|INCA|INSTINET, LLC|287833
MASI|MASIMO CORPORATION|INJX|INSTINET, LLC|28439
MASI|MASIMO CORPORATION|ITGI|ITG Inc.|37114
MASI|MASIMO CORPORATION|ITGP|ITG INC.|26800
MASI|MASIMO CORPORATION|JANY|Janney Montgomery Scott Inc.|221
MASI|MASIMO CORPORATION|JEFF|JEFFERIES LLC|93745
MASI|MASIMO CORPORATION|JMPT|JUMP TRADING, LLC|39734
MASI|MASIMO CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|72313
MASI|MASIMO CORPORATION|JPMX|J.P. Morgan Securities LLC|279271
MASI|MASIMO CORPORATION|JSJX|JANE STREET CAPITAL LLC|2563
MASI|MASIMO CORPORATION|KCGM|VIRTU Americas LLC|26218
MASI|MASIMO CORPORATION|LEHM|Barclays Capital Inc./Le|1106050
MASI|MASIMO CORPORATION|LIME|Lime Brokerage LLC|100356
MASI|MASIMO CORPORATION|LMGP|LIME BROKERAGE LLC|7390
MASI|MASIMO CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|371830
MASI|MASIMO CORPORATION|LOOP|Loop Capital Markets LLC|12462
MASI|MASIMO CORPORATION|LQNA|LIQUIDNET, INC.|58300
MASI|MASIMO CORPORATION|LSCI|Lek Securities Corporation|4
MASI|MASIMO CORPORATION|LVMR|LIVERMORE TRADING GROUP, INC.|1006
MASI|MASIMO CORPORATION|MAXM|Maxim Group LLC|660
MASI|MASIMO CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79018
MASI|MASIMO CORPORATION|MOTF|MOTIF INVESTING, INC.|8
MASI|MASIMO CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|2976895
MASI|MASIMO CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|160500
MASI|MASIMO CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|62300
MASI|MASIMO CORPORATION|NBCS|NBC Securities, INC.|160
MASI|MASIMO CORPORATION|NFSC|National Financial Services LLC|119539
MASI|MASIMO CORPORATION|NITE|VIRTU Americas LLC|126055
MASI|MASIMO CORPORATION|NITP|VIRTU Americas LLC|2200
MASI|MASIMO CORPORATION|NQRB|Brut, LLC|3710
MASI|MASIMO CORPORATION|NTRC|Northern Trust Securities, Inc.|1384
MASI|MASIMO CORPORATION|OPCO|Oppenheimer & Co. Inc.|994
MASI|MASIMO CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1125
MASI|MASIMO CORPORATION|PDQM|CODA MARKETS, INC.|64988
MASI|MASIMO CORPORATION|PHLY|NASDAQ Execution Services, LLC|400
MASI|MASIMO CORPORATION|PIPR|Piper Jaffray & Co.|1800
MASI|MASIMO CORPORATION|PWJC|UBS Financial Services, Inc.|7642
MASI|MASIMO CORPORATION|RAJA|Raymond James & Associates, Inc.|12482
MASI|MASIMO CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|4140
MASI|MASIMO CORPORATION|RGLD|Regal Securities, Inc|46
MASI|MASIMO CORPORATION|SAGL|SAGETRADER, LLC|7672
MASI|MASIMO CORPORATION|SAGW|SAGETRADER, LLC|412
MASI|MASIMO CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|74
MASI|MASIMO CORPORATION|SBSH|Citigroup Global Markets Inc.|301419
MASI|MASIMO CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|77695
MASI|MASIMO CORPORATION|SPDR|SPEEDROUTE LLC|13520
MASI|MASIMO CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|4418
MASI|MASIMO CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1086
MASI|MASIMO CORPORATION|SWIM|TD Ameritrade, Inc.|1758
MASI|MASIMO CORPORATION|SWST|Hilltop Securities Inc.|2234
MASI|MASIMO CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|110
MASI|MASIMO CORPORATION|TONC|CUTTONE & CO., LLC|890
MASI|MASIMO CORPORATION|TRBT|Tradebot Systems, Inc.|142137
MASI|MASIMO CORPORATION|TRCM|TRC MARKETS LLC|83694
MASI|MASIMO CORPORATION|TWTT|TASTYWORKS, INC.|100
MASI|MASIMO CORPORATION|UBSA|UBS SECURITIES LLC|380979
MASI|MASIMO CORPORATION|UBSS|UBS Securities LLC|1698633
MASI|MASIMO CORPORATION|VALX|VIRTU AMERICAS LLC|5126
MASI|MASIMO CORPORATION|VGRD|Vanguard Marketing Corporation|830
MASI|MASIMO CORPORATION|WABR|Wall Street Access|2800
MASI|MASIMO CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|600
MASI|MASIMO CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|54105
MASI|MASIMO CORPORATION|WEDB|WEDBUSH SECURITIES INC.|186
MASI|MASIMO CORPORATION|WEED|Weeden & Co.L.P.|3188
MASI|MASIMO CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|546
MASI|MASIMO CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2558
MASI|MASIMO CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|82
MASI|MASIMO CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|632
MASI|MASIMO CORPORATION|XIST|INSTINET, LLC|124384
MASI|MASIMO CORPORATION|XPQR|Jump Trading|600
MASI|MASIMO CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|281112
MASI|MASIMO CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|3319
MASI|MASIMO CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|943
MAT|MATTEL INC|ABLE|NATIXIS Securities Americas LLC|8065
MAT|MATTEL INC|ALTX|Alternet Securities Inc.|18438
MAT|MATTEL INC|ANOS|ABEL/NOSER, L.L.C.|276011
MAT|MATTEL INC|APCC|Apex Clearing Corporation|14549
MAT|MATTEL INC|AQUA|AQUA SECURITIES L.P.|2500
MAT|MATTEL INC|BANK|Primevest Financial Services, Inc.|2100
MAT|MATTEL INC|BARD|Robert W. Baird & Co. Incorporated|57479
MAT|MATTEL INC|BATM|CBOE TRADING, INC.|6239
MAT|MATTEL INC|BAYC|BAY CREST PARTNERS, LLC|20606
MAT|MATTEL INC|BAYT|BTIG, LLC|1500
MAT|MATTEL INC|BBNT|BB&T SECURITIES, LLC|1986
MAT|MATTEL INC|BERN|Sanford C. Bernstein & Co., LLC|252054
MAT|MATTEL INC|BIAD|SAGETRADER, LLC|476
MAT|MATTEL INC|BIMI|Banca IMI Securities Corp.|3433
MAT|MATTEL INC|BKCM|BNY Mellon Capital Markets LLC|945
MAT|MATTEL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38930
MAT|MATTEL INC|BLKX|INSTINET, LLC|10000
MAT|MATTEL INC|BMOC|BMO Capital Markets Corp.|3081343
MAT|MATTEL INC|BNPX|BNP PARIBAS SECURITIES CORP.|297305
MAT|MATTEL INC|BRGE|Newbridge Securities Corp.|5617
MAT|MATTEL INC|BTIG|BTIG, LLC|134799
MAT|MATTEL INC|BYXM|CBOE TRADING, INC.|9578
MAT|MATTEL INC|BZYD|GOLDMAN SACHS & CO. LLC|1100
MAT|MATTEL INC|CANT|Cantor Fitzgerald & Co.|30769
MAT|MATTEL INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|37800
MAT|MATTEL INC|CHAS|Charles Schwab & Co., Inc.|17513
MAT|MATTEL INC|CIBP|CIBC World Markets Corp.|19025
MAT|MATTEL INC|CICF|Canaccord Genuity Corp.|59
MAT|MATTEL INC|CIST|Capital Institutional Services, Inc.|2307
MAT|MATTEL INC|CLSA|CLSA AMERICAS, LLC|400
MAT|MATTEL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|384533
MAT|MATTEL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MAT|MATTEL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29484
MAT|MATTEL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1021739
MAT|MATTEL INC|CSMS|CORNERSTONE MACRO LLC|13532
MAT|MATTEL INC|CTDL|Citadel Derivatives Group Llc|192304
MAT|MATTEL INC|CTLR|CUTLER GROUP, LP|1200
MAT|MATTEL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|315334
MAT|MATTEL INC|DADA|D.A. Davidson & Co.|211896
MAT|MATTEL INC|DAVA|Davenport & Company LLC|1515
MAT|MATTEL INC|DBAB|Deutsche Bank Securities Inc.|3843359
MAT|MATTEL INC|DBAX|Deutsche Bank Securities Inc.|1240700
MAT|MATTEL INC|DBUL|Deutsche Bank Securities Inc.|152958
MAT|MATTEL INC|DCHF|Dart Executions, LLC|18883
MAT|MATTEL INC|DEAN|MORGAN STANLEY|18054
MAT|MATTEL INC|DEGS|RONIN PROFESSIONAL LLC|1000
MAT|MATTEL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21160
MAT|MATTEL INC|EBXL|EBX LLC|593500
MAT|MATTEL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4563
MAT|MATTEL INC|EDJC|Edward Jones / CDS|85
MAT|MATTEL INC|EDJO|Edward D. Jones & Co., L.P.|41117
MAT|MATTEL INC|EGAM|CBOE TRADING, INC.|33686
MAT|MATTEL INC|EGAW|CBOE TRADING, INC.|1911
MAT|MATTEL INC|EGXM|CBOE TRADING, INC.|14165
MAT|MATTEL INC|EGXW|CBOE TRADING, INC.|349
MAT|MATTEL INC|ELEV|ELEVATION, LLC|12745
MAT|MATTEL INC|ESPO|ESPOSITO SECURITIES, LLC|6130
MAT|MATTEL INC|ETBE|Electronic Transaction Clearing, Inc.|184891
MAT|MATTEL INC|ETCC|Electronic Transaction Clearing, Inc.|360
MAT|MATTEL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|25170
MAT|MATTEL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30789
MAT|MATTEL INC|ETRS|E*Trade Securities LLC|222189
MAT|MATTEL INC|FBCO|Credit Suisse Securities (USA) LLC|2692354
MAT|MATTEL INC|FILL|Tradestation Securities, Inc.|23846
MAT|MATTEL INC|FINX|FINTECH SECURITIES|2187
MAT|MATTEL INC|FMAF|NBCN Inc./ CDS|5359
MAT|MATTEL INC|FOMA|TD AMERITRADE CLEARING, INC.|469845
MAT|MATTEL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7902
MAT|MATTEL INC|FQLS|Quantlab Securities LP|1192777
MAT|MATTEL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|460946
MAT|MATTEL INC|FTBR|Foliofn Investments, Inc.|3444
MAT|MATTEL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|89092
MAT|MATTEL INC|GELP|RBC CAPITAL MARKETS, LLC|10895
MAT|MATTEL INC|GLIS|TD Securities Inc|7225
MAT|MATTEL INC|GLPX|ACS EXECUTION SERVICES, LLC|118569
MAT|MATTEL INC|GSCO|GOLDMAN SACHS & CO. LLC|5949715
MAT|MATTEL INC|GSCS|GOLDMAN SACHS & CO. LLC|209677
MAT|MATTEL INC|GSLT|GOLDMAN SACHS & CO. LLC|82542
MAT|MATTEL INC|GTSZ|GTS SECURITIES LLC|159934
MAT|MATTEL INC|HRBF|American Enterprise Investment Services Inc.|24725
MAT|MATTEL INC|HSBC|HSBC Securities, Inc.|57726
MAT|MATTEL INC|IATS|INTERACTIVE BROKERS LLC|44921
MAT|MATTEL INC|IBKR|Interactive Brokers Llc|691900
MAT|MATTEL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|851
MAT|MATTEL INC|ICBX|INSTINET, LLC|297473
MAT|MATTEL INC|IEQY|CITADEL SECURITIES LLC|668107
MAT|MATTEL INC|INCA|INSTINET, LLC|2229450
MAT|MATTEL INC|INJX|INSTINET, LLC|37920
MAT|MATTEL INC|ITGI|ITG Inc.|744808
MAT|MATTEL INC|ITGP|ITG INC.|337600
MAT|MATTEL INC|JANY|Janney Montgomery Scott Inc.|2229
MAT|MATTEL INC|JEFF|JEFFERIES LLC|231242
MAT|MATTEL INC|JMPT|JUMP TRADING, LLC|181917
MAT|MATTEL INC|JPBX|J.P. MORGAN SECURITIES LLC|578868
MAT|MATTEL INC|JPMX|J.P. Morgan Securities LLC|1588751
MAT|MATTEL INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
MAT|MATTEL INC|JSJX|JANE STREET CAPITAL LLC|10604
MAT|MATTEL INC|KCGM|VIRTU Americas LLC|169060
MAT|MATTEL INC|LEHM|Barclays Capital Inc./Le|4021455
MAT|MATTEL INC|LIME|Lime Brokerage LLC|551953
MAT|MATTEL INC|LMGP|LIME BROKERAGE LLC|56233
MAT|MATTEL INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|2046686
MAT|MATTEL INC|LOOP|Loop Capital Markets LLC|21890
MAT|MATTEL INC|LPCM|Lampert Capital Markets Inc.|1900
MAT|MATTEL INC|LQNA|LIQUIDNET, INC.|148900
MAT|MATTEL INC|LQNB|LIQUIDNET, INC.|405
MAT|MATTEL INC|LSCI|Lek Securities Corporation|3611
MAT|MATTEL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MAT|MATTEL INC|MACC|Mid Atlantic Capital Corporation|203
MAT|MATTEL INC|MACQ|Macquarie Capital (USA) Inc.|27717
MAT|MATTEL INC|MAXM|Maxim Group LLC|8674
MAT|MATTEL INC|MCMF|Raymond James Ltd. Cds|350
MAT|MATTEL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|490068
MAT|MATTEL INC|MOTF|MOTIF INVESTING, INC.|6
MAT|MATTEL INC|MPSG|E D & F Man Capital Markets Inc.|6303
MAT|MATTEL INC|MSCO|MORGAN STANLEY & CO. LLC|7353036
MAT|MATTEL INC|MSPL|MORGAN STANLEY & CO. LLC|883800
MAT|MATTEL INC|MSTX|MORGAN STANLEY & CO. LLC|998000
MAT|MATTEL INC|NFSC|National Financial Services LLC|643002
MAT|MATTEL INC|NITE|VIRTU Americas LLC|1424274
MAT|MATTEL INC|NITP|VIRTU Americas LLC|9052
MAT|MATTEL INC|NQRB|Brut, LLC|56183
MAT|MATTEL INC|NTRC|Northern Trust Securities, Inc.|540
MAT|MATTEL INC|OHOS|TWO SIGMA SECURITIES, LLC|8051
MAT|MATTEL INC|OLDM|OLD MISSION CAPITAL, LLC|21330
MAT|MATTEL INC|OPCO|Oppenheimer & Co. Inc.|6401
MAT|MATTEL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11107
MAT|MATTEL INC|PDQM|CODA MARKETS, INC.|133600
MAT|MATTEL INC|PHLY|NASDAQ Execution Services, LLC|6800
MAT|MATTEL INC|PICT|Pictet Overseas Inc.|1098
MAT|MATTEL INC|PIPR|Piper Jaffray & Co.|9000
MAT|MATTEL INC|PWJC|UBS Financial Services, Inc.|25166
MAT|MATTEL INC|RAJA|Raymond James & Associates, Inc.|133148
MAT|MATTEL INC|RBCM|RBC CAPITAL MARKETS, LLC|98586
MAT|MATTEL INC|RGLD|Regal Securities, Inc|280
MAT|MATTEL INC|SAGL|SAGETRADER, LLC|130452
MAT|MATTEL INC|SAGW|SAGETRADER, LLC|10777
MAT|MATTEL INC|SALI|INTL FCSTONE FINANCIAL INC.|72716
MAT|MATTEL INC|SBSH|Citigroup Global Markets Inc.|4104071
MAT|MATTEL INC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
MAT|MATTEL INC|SEIC|SEI Investments Distribution Co.|2066
MAT|MATTEL INC|SGMT|GOLDMAN SACHS & CO. LLC|407752
MAT|MATTEL INC|SJLS|TRADE INFORMATICS LLC|100
MAT|MATTEL INC|SPDR|SPEEDROUTE LLC|15603
MAT|MATTEL INC|SPHN|Stephens Inc.|35621
MAT|MATTEL INC|SPTD|MINT GLOBAL MARKETS, INC.|3400
MAT|MATTEL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1800
MAT|MATTEL INC|STFL|Stifel, Nicolaus & Company, Incorporated|24819
MAT|MATTEL INC|STKP|STOCKPILE INVESTMENTS, INC.|1214
MAT|MATTEL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|132
MAT|MATTEL INC|SWIM|TD Ameritrade, Inc.|691826
MAT|MATTEL INC|SWST|Hilltop Securities Inc.|2537
MAT|MATTEL INC|TAGC|TELSEY ADVISORY GROUP LLC|18309
MAT|MATTEL INC|TKNG|ALLY INVEST SECURITIES LLC|8935
MAT|MATTEL INC|TMBR|Timber Hill LLC|2169
MAT|MATTEL INC|TONC|CUTTONE & CO., LLC|4985
MAT|MATTEL INC|TRBT|Tradebot Systems, Inc.|886713
MAT|MATTEL INC|TRCM|TRC MARKETS LLC|738221
MAT|MATTEL INC|TWTT|TASTYWORKS, INC.|804
MAT|MATTEL INC|UBSA|UBS SECURITIES LLC|1913647
MAT|MATTEL INC|UBSS|UBS Securities LLC|3178770
MAT|MATTEL INC|VALX|VIRTU AMERICAS LLC|62823
MAT|MATTEL INC|VGRD|Vanguard Marketing Corporation|34348
MAT|MATTEL INC|VSIN|Vision Financial Markets Llc|4
MAT|MATTEL INC|WBET|Wallachbeth Capital LLC|2306
MAT|MATTEL INC|WBLR|WILLIAM BLAIR|3934
MAT|MATTEL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2000
MAT|MATTEL INC|WCHV|WELLS FARGO SECURITIES, LLC|341716
MAT|MATTEL INC|WDNX|WEEDEN & CO.L.P.|2628
MAT|MATTEL INC|WEDB|WEDBUSH SECURITIES INC.|3071
MAT|MATTEL INC|WEED|Weeden & Co.L.P.|5587
MAT|MATTEL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|108211
MAT|MATTEL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6066
MAT|MATTEL INC|WGIF|CIBC World Markets Inc.|4924
MAT|MATTEL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8308
MAT|MATTEL INC|WORD|Worden Capital Management LLC|2900
MAT|MATTEL INC|WSAG|WALL STREET ACCESS|100
MAT|MATTEL INC|WSEA|WOLVERINE SECURITIES, LLC|37963
MAT|MATTEL INC|XIST|INSTINET, LLC|277022
MAT|MATTEL INC|XPQR|Jump Trading|1200
MAT|MATTEL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|81810
MAT|MATTEL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|7938
MAT|MATTEL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
MATF|ISHARES EDGE MATERLS|CHAS|Charles Schwab & Co., Inc.|1
MATF|ISHARES EDGE MATERLS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|520
MATF|ISHARES EDGE MATERLS|JSJX|JANE STREET CAPITAL LLC|665
MATF|ISHARES EDGE MATERLS|LEHM|Barclays Capital Inc./Le|400
MATF|ISHARES EDGE MATERLS|MSCO|MORGAN STANLEY & CO. LLC|1
MATF|ISHARES EDGE MATERLS|NFSC|National Financial Services LLC|137
MATF|ISHARES EDGE MATERLS|NITE|VIRTU Americas LLC|102
MATF|ISHARES EDGE MATERLS|UBSA|UBS SECURITIES LLC|100
MATF|ISHARES EDGE MATERLS|VGRD|Vanguard Marketing Corporation|125
MATR|MATTERSIGHT CORP|APCC|Apex Clearing Corporation|501
MATR|MATTERSIGHT CORP|BAYT|BTIG, LLC|1200
MATR|MATTERSIGHT CORP|BLKX|INSTINET, LLC|58983
MATR|MATTERSIGHT CORP|BYXM|CBOE TRADING, INC.|17502
MATR|MATTERSIGHT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73461
MATR|MATTERSIGHT CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MATR|MATTERSIGHT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58325
MATR|MATTERSIGHT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|21416
MATR|MATTERSIGHT CORP|DBAB|Deutsche Bank Securities Inc.|100
MATR|MATTERSIGHT CORP|DBAX|Deutsche Bank Securities Inc.|89400
MATR|MATTERSIGHT CORP|DEGS|RONIN PROFESSIONAL LLC|6410
MATR|MATTERSIGHT CORP|EBXL|EBX LLC|152800
MATR|MATTERSIGHT CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10500
MATR|MATTERSIGHT CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
MATR|MATTERSIGHT CORP|ETRS|E*Trade Securities LLC|12382
MATR|MATTERSIGHT CORP|FBCO|Credit Suisse Securities (USA) LLC|219504
MATR|MATTERSIGHT CORP|FMAF|NBCN Inc./ CDS|37900
MATR|MATTERSIGHT CORP|FOMA|TD AMERITRADE CLEARING, INC.|96100
MATR|MATTERSIGHT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MATR|MATTERSIGHT CORP|FTBR|Foliofn Investments, Inc.|366
MATR|MATTERSIGHT CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1673
MATR|MATTERSIGHT CORP|GSCO|GOLDMAN SACHS & CO. LLC|62245
MATR|MATTERSIGHT CORP|GSCS|GOLDMAN SACHS & CO. LLC|1200
MATR|MATTERSIGHT CORP|GSLT|GOLDMAN SACHS & CO. LLC|100
MATR|MATTERSIGHT CORP|IBKR|Interactive Brokers Llc|36526
MATR|MATTERSIGHT CORP|ICBX|INSTINET, LLC|38050
MATR|MATTERSIGHT CORP|INCA|INSTINET, LLC|64948
MATR|MATTERSIGHT CORP|ITGP|ITG INC.|107400
MATR|MATTERSIGHT CORP|JONE|JonesTrading|215400
MATR|MATTERSIGHT CORP|KCGM|VIRTU Americas LLC|59027
MATR|MATTERSIGHT CORP|LEHM|Barclays Capital Inc./Le|50118
MATR|MATTERSIGHT CORP|LIME|Lime Brokerage LLC|45998
MATR|MATTERSIGHT CORP|LSCI|Lek Securities Corporation|58424
MATR|MATTERSIGHT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30000
MATR|MATTERSIGHT CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3500
MATR|MATTERSIGHT CORP|MSCO|MORGAN STANLEY & CO. LLC|15731
MATR|MATTERSIGHT CORP|MSPL|MORGAN STANLEY & CO. LLC|11100
MATR|MATTERSIGHT CORP|NFSC|National Financial Services LLC|25102
MATR|MATTERSIGHT CORP|NITE|VIRTU Americas LLC|346141
MATR|MATTERSIGHT CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|850
MATR|MATTERSIGHT CORP|PDQM|CODA MARKETS, INC.|145581
MATR|MATTERSIGHT CORP|RAJA|Raymond James & Associates, Inc.|5000
MATR|MATTERSIGHT CORP|RGLD|Regal Securities, Inc|4080
MATR|MATTERSIGHT CORP|SBSH|Citigroup Global Markets Inc.|108
MATR|MATTERSIGHT CORP|SGMT|GOLDMAN SACHS & CO. LLC|48758
MATR|MATTERSIGHT CORP|SPDR|SPEEDROUTE LLC|24815
MATR|MATTERSIGHT CORP|SPNT|SEVEN POINTS CAPITAL, LLC|100
MATR|MATTERSIGHT CORP|TKNG|ALLY INVEST SECURITIES LLC|2624
MATR|MATTERSIGHT CORP|TRBT|Tradebot Systems, Inc.|700
MATR|MATTERSIGHT CORP|TRCM|TRC MARKETS LLC|3175
MATR|MATTERSIGHT CORP|UBSS|UBS Securities LLC|143076
MATR|MATTERSIGHT CORP|VALX|VIRTU AMERICAS LLC|14687
MATR|MATTERSIGHT CORP|VGRD|Vanguard Marketing Corporation|1000
MATR|MATTERSIGHT CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|316
MATR|MATTERSIGHT CORP|WGIF|CIBC World Markets Inc.|209460
MATR|MATTERSIGHT CORP|WSEA|WOLVERINE SECURITIES, LLC|3
MATR|MATTERSIGHT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
MATW|MATTHEWS INTL CORP|APCC|Apex Clearing Corporation|5
MATW|MATTHEWS INTL CORP|BATM|CBOE TRADING, INC.|204
MATW|MATTHEWS INTL CORP|BBNT|BB&T SECURITIES, LLC|10
MATW|MATTHEWS INTL CORP|BERN|Sanford C. Bernstein & Co., LLC|3405
MATW|MATTHEWS INTL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1130
MATW|MATTHEWS INTL CORP|BMOC|BMO Capital Markets Corp.|4989
MATW|MATTHEWS INTL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|7965
MATW|MATTHEWS INTL CORP|BRVL|BLAYLOCK VAN, LLC|100
MATW|MATTHEWS INTL CORP|BTIG|BTIG, LLC|519
MATW|MATTHEWS INTL CORP|BZYD|GOLDMAN SACHS & CO. LLC|1000
MATW|MATTHEWS INTL CORP|CANT|Cantor Fitzgerald & Co.|168
MATW|MATTHEWS INTL CORP|CHAS|Charles Schwab & Co., Inc.|343
MATW|MATTHEWS INTL CORP|CIST|Capital Institutional Services, Inc.|699
MATW|MATTHEWS INTL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10955
MATW|MATTHEWS INTL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|720
MATW|MATTHEWS INTL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|283
MATW|MATTHEWS INTL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16950
MATW|MATTHEWS INTL CORP|CTDL|Citadel Derivatives Group Llc|5894
MATW|MATTHEWS INTL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5772
MATW|MATTHEWS INTL CORP|DBAB|Deutsche Bank Securities Inc.|77515
MATW|MATTHEWS INTL CORP|DBAX|Deutsche Bank Securities Inc.|12300
MATW|MATTHEWS INTL CORP|DEAN|MORGAN STANLEY|989
MATW|MATTHEWS INTL CORP|DEGS|RONIN PROFESSIONAL LLC|1116
MATW|MATTHEWS INTL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|295
MATW|MATTHEWS INTL CORP|EBXL|EBX LLC|8200
MATW|MATTHEWS INTL CORP|EDJO|Edward D. Jones & Co., L.P.|34
MATW|MATTHEWS INTL CORP|EGAM|CBOE TRADING, INC.|1137
MATW|MATTHEWS INTL CORP|EGXM|CBOE TRADING, INC.|23
MATW|MATTHEWS INTL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11955
MATW|MATTHEWS INTL CORP|ETRS|E*Trade Securities LLC|360
MATW|MATTHEWS INTL CORP|FBCO|Credit Suisse Securities (USA) LLC|825536
MATW|MATTHEWS INTL CORP|FBRC|B. RILEY FBR, INC.|6000
MATW|MATTHEWS INTL CORP|FOMA|TD AMERITRADE CLEARING, INC.|60231
MATW|MATTHEWS INTL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
MATW|MATTHEWS INTL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14438
MATW|MATTHEWS INTL CORP|FTBR|Foliofn Investments, Inc.|1308
MATW|MATTHEWS INTL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|8731
MATW|MATTHEWS INTL CORP|GLPX|ACS EXECUTION SERVICES, LLC|397
MATW|MATTHEWS INTL CORP|GSCO|GOLDMAN SACHS & CO. LLC|563456
MATW|MATTHEWS INTL CORP|GSCS|GOLDMAN SACHS & CO. LLC|7796
MATW|MATTHEWS INTL CORP|GSLT|GOLDMAN SACHS & CO. LLC|816
MATW|MATTHEWS INTL CORP|GTSZ|GTS SECURITIES LLC|2293
MATW|MATTHEWS INTL CORP|HPPX|POTAMUS TRADING, LLC|495
MATW|MATTHEWS INTL CORP|HRBF|American Enterprise Investment Services Inc.|151
MATW|MATTHEWS INTL CORP|HSBC|HSBC Securities, Inc.|905
MATW|MATTHEWS INTL CORP|IBKR|Interactive Brokers Llc|26520
MATW|MATTHEWS INTL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
MATW|MATTHEWS INTL CORP|ICBX|INSTINET, LLC|1500
MATW|MATTHEWS INTL CORP|IEQY|CITADEL SECURITIES LLC|12751
MATW|MATTHEWS INTL CORP|INCA|INSTINET, LLC|65702
MATW|MATTHEWS INTL CORP|INJX|INSTINET, LLC|7317
MATW|MATTHEWS INTL CORP|ITGI|ITG Inc.|7042
MATW|MATTHEWS INTL CORP|ITGP|ITG INC.|17000
MATW|MATTHEWS INTL CORP|JANY|Janney Montgomery Scott Inc.|1250
MATW|MATTHEWS INTL CORP|JEFF|JEFFERIES LLC|14071
MATW|MATTHEWS INTL CORP|JMPT|JUMP TRADING, LLC|1916
MATW|MATTHEWS INTL CORP|JPBX|J.P. MORGAN SECURITIES LLC|2015
MATW|MATTHEWS INTL CORP|JPMX|J.P. Morgan Securities LLC|23270
MATW|MATTHEWS INTL CORP|KCGM|VIRTU Americas LLC|4302
MATW|MATTHEWS INTL CORP|KING|C. L. King & Associates, Inc.|1200
MATW|MATTHEWS INTL CORP|LEHM|Barclays Capital Inc./Le|227583
MATW|MATTHEWS INTL CORP|LIME|Lime Brokerage LLC|69735
MATW|MATTHEWS INTL CORP|LMGP|LIME BROKERAGE LLC|1621
MATW|MATTHEWS INTL CORP|LQNB|LIQUIDNET, INC.|175
MATW|MATTHEWS INTL CORP|LSCI|Lek Securities Corporation|22
MATW|MATTHEWS INTL CORP|MACQ|Macquarie Capital (USA) Inc.|4950
MATW|MATTHEWS INTL CORP|MAXM|Maxim Group LLC|1921
MATW|MATTHEWS INTL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
MATW|MATTHEWS INTL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|80
MATW|MATTHEWS INTL CORP|MSCO|MORGAN STANLEY & CO. LLC|389772
MATW|MATTHEWS INTL CORP|MSPL|MORGAN STANLEY & CO. LLC|7300
MATW|MATTHEWS INTL CORP|MSTX|MORGAN STANLEY & CO. LLC|1000
MATW|MATTHEWS INTL CORP|NFSC|National Financial Services LLC|19586
MATW|MATTHEWS INTL CORP|NITE|VIRTU Americas LLC|26073
MATW|MATTHEWS INTL CORP|NITP|VIRTU Americas LLC|400
MATW|MATTHEWS INTL CORP|NQRB|Brut, LLC|1530
MATW|MATTHEWS INTL CORP|OPCO|Oppenheimer & Co. Inc.|585
MATW|MATTHEWS INTL CORP|PDQM|CODA MARKETS, INC.|5688
MATW|MATTHEWS INTL CORP|PWJC|UBS Financial Services, Inc.|2050
MATW|MATTHEWS INTL CORP|RAJA|Raymond James & Associates, Inc.|5392
MATW|MATTHEWS INTL CORP|SAGL|SAGETRADER, LLC|4
MATW|MATTHEWS INTL CORP|SBSH|Citigroup Global Markets Inc.|51309
MATW|MATTHEWS INTL CORP|SGMT|GOLDMAN SACHS & CO. LLC|8202
MATW|MATTHEWS INTL CORP|SOGO|Wang Investment Associates, Inc.|892
MATW|MATTHEWS INTL CORP|SPDR|SPEEDROUTE LLC|2788
MATW|MATTHEWS INTL CORP|SPTD|MINT GLOBAL MARKETS, INC.|100
MATW|MATTHEWS INTL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|250
MATW|MATTHEWS INTL CORP|TOUR|TOURMALINE PARTNERS, LLC|1700
MATW|MATTHEWS INTL CORP|TRBT|Tradebot Systems, Inc.|9140
MATW|MATTHEWS INTL CORP|TRCM|TRC MARKETS LLC|37867
MATW|MATTHEWS INTL CORP|UBSA|UBS SECURITIES LLC|38279
MATW|MATTHEWS INTL CORP|UBSS|UBS Securities LLC|161465
MATW|MATTHEWS INTL CORP|VALX|VIRTU AMERICAS LLC|3955
MATW|MATTHEWS INTL CORP|VGRD|Vanguard Marketing Corporation|100
MATW|MATTHEWS INTL CORP|WCHV|WELLS FARGO SECURITIES, LLC|14325
MATW|MATTHEWS INTL CORP|WEED|Weeden & Co.L.P.|4324
MATW|MATTHEWS INTL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1418
MATW|MATTHEWS INTL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28
MATW|MATTHEWS INTL CORP|WSEA|WOLVERINE SECURITIES, LLC|252
MATW|MATTHEWS INTL CORP|XIST|INSTINET, LLC|26532
MATW|MATTHEWS INTL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8654
MATW|MATTHEWS INTL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|545
MATX|MATSON, INC.|ALTX|Alternet Securities Inc.|1300
MATX|MATSON, INC.|ANOS|ABEL/NOSER, L.L.C.|200
MATX|MATSON, INC.|APCC|Apex Clearing Corporation|25
MATX|MATSON, INC.|BANK|Primevest Financial Services, Inc.|1
MATX|MATSON, INC.|BARD|Robert W. Baird & Co. Incorporated|343
MATX|MATSON, INC.|BATM|CBOE TRADING, INC.|735
MATX|MATSON, INC.|BAYC|BAY CREST PARTNERS, LLC|401
MATX|MATSON, INC.|BBNT|BB&T SECURITIES, LLC|304
MATX|MATSON, INC.|BERN|Sanford C. Bernstein & Co., LLC|549
MATX|MATSON, INC.|BIDS|BIDS TRADING L.P.|800
MATX|MATSON, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4578
MATX|MATSON, INC.|BLKX|INSTINET, LLC|18800
MATX|MATSON, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|8300
MATX|MATSON, INC.|BRVL|BLAYLOCK VAN, LLC|700
MATX|MATSON, INC.|BTIG|BTIG, LLC|7564
MATX|MATSON, INC.|BYXM|CBOE TRADING, INC.|503
MATX|MATSON, INC.|BZYD|GOLDMAN SACHS & CO. LLC|902
MATX|MATSON, INC.|CANT|Cantor Fitzgerald & Co.|14278
MATX|MATSON, INC.|CHAS|Charles Schwab & Co., Inc.|7
MATX|MATSON, INC.|CIST|Capital Institutional Services, Inc.|559
MATX|MATSON, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5628
MATX|MATSON, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|833
MATX|MATSON, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1803
MATX|MATSON, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100720
MATX|MATSON, INC.|CTDL|Citadel Derivatives Group Llc|11791
MATX|MATSON, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|14600
MATX|MATSON, INC.|DADA|D.A. Davidson & Co.|2
MATX|MATSON, INC.|DBAB|Deutsche Bank Securities Inc.|48216
MATX|MATSON, INC.|DBAX|Deutsche Bank Securities Inc.|89600
MATX|MATSON, INC.|DBUL|Deutsche Bank Securities Inc.|800
MATX|MATSON, INC.|DEAN|MORGAN STANLEY|12989
MATX|MATSON, INC.|DEGS|RONIN PROFESSIONAL LLC|566
MATX|MATSON, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
MATX|MATSON, INC.|EBXL|EBX LLC|64100
MATX|MATSON, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5157
MATX|MATSON, INC.|EDJO|Edward D. Jones & Co., L.P.|520
MATX|MATSON, INC.|EGAM|CBOE TRADING, INC.|2157
MATX|MATSON, INC.|EGAW|CBOE TRADING, INC.|59
MATX|MATSON, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1010
MATX|MATSON, INC.|EGXM|CBOE TRADING, INC.|997
MATX|MATSON, INC.|ETBE|Electronic Transaction Clearing, Inc.|1810
MATX|MATSON, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9041
MATX|MATSON, INC.|ETRS|E*Trade Securities LLC|3023
MATX|MATSON, INC.|FBSB|U.S. Bancorp Investments, Inc.|15
MATX|MATSON, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1785
MATX|MATSON, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58852
MATX|MATSON, INC.|FTBR|Foliofn Investments, Inc.|1217
MATX|MATSON, INC.|GLPX|ACS EXECUTION SERVICES, LLC|8006
MATX|MATSON, INC.|GSCO|GOLDMAN SACHS & CO. LLC|166117
MATX|MATSON, INC.|GSCS|GOLDMAN SACHS & CO. LLC|29801
MATX|MATSON, INC.|GSLT|GOLDMAN SACHS & CO. LLC|495
MATX|MATSON, INC.|GTSZ|GTS SECURITIES LLC|14096
MATX|MATSON, INC.|HAPX|HAP Trading, LLC|4163
MATX|MATSON, INC.|HPPX|POTAMUS TRADING, LLC|288
MATX|MATSON, INC.|HRBF|American Enterprise Investment Services Inc.|4843
MATX|MATSON, INC.|IATS|INTERACTIVE BROKERS LLC|1166
MATX|MATSON, INC.|IBKR|Interactive Brokers Llc|2153
MATX|MATSON, INC.|ICBX|INSTINET, LLC|45600
MATX|MATSON, INC.|IEQY|CITADEL SECURITIES LLC|21577
MATX|MATSON, INC.|INCA|INSTINET, LLC|108820
MATX|MATSON, INC.|INJX|INSTINET, LLC|315
MATX|MATSON, INC.|ITGI|ITG Inc.|8221
MATX|MATSON, INC.|ITGP|ITG INC.|41200
MATX|MATSON, INC.|JANY|Janney Montgomery Scott Inc.|763
MATX|MATSON, INC.|JEFF|JEFFERIES LLC|8277
MATX|MATSON, INC.|JMPT|JUMP TRADING, LLC|10877
MATX|MATSON, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2409
MATX|MATSON, INC.|JPMX|J.P. Morgan Securities LLC|109459
MATX|MATSON, INC.|JSJX|JANE STREET CAPITAL LLC|362
MATX|MATSON, INC.|KCGM|VIRTU Americas LLC|36407
MATX|MATSON, INC.|LEHM|Barclays Capital Inc./Le|96421
MATX|MATSON, INC.|LIME|Lime Brokerage LLC|7072
MATX|MATSON, INC.|LOOP|Loop Capital Markets LLC|100
MATX|MATSON, INC.|LQNA|LIQUIDNET, INC.|6600
MATX|MATSON, INC.|LSCI|Lek Securities Corporation|1
MATX|MATSON, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29200
MATX|MATSON, INC.|MOTF|MOTIF INVESTING, INC.|2
MATX|MATSON, INC.|MSCO|MORGAN STANLEY & CO. LLC|264699
MATX|MATSON, INC.|MSPL|MORGAN STANLEY & CO. LLC|80100
MATX|MATSON, INC.|MSTX|MORGAN STANLEY & CO. LLC|25800
MATX|MATSON, INC.|NFSC|National Financial Services LLC|49409
MATX|MATSON, INC.|NITE|VIRTU Americas LLC|82980
MATX|MATSON, INC.|NQRB|Brut, LLC|2265
MATX|MATSON, INC.|NTRC|Northern Trust Securities, Inc.|1141
MATX|MATSON, INC.|OPCO|Oppenheimer & Co. Inc.|460
MATX|MATSON, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1222
MATX|MATSON, INC.|PDQM|CODA MARKETS, INC.|36920
MATX|MATSON, INC.|PICT|Pictet Overseas Inc.|600
MATX|MATSON, INC.|PWJC|UBS Financial Services, Inc.|4715
MATX|MATSON, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3257
MATX|MATSON, INC.|SAGL|SAGETRADER, LLC|2000
MATX|MATSON, INC.|SBSH|Citigroup Global Markets Inc.|86216
MATX|MATSON, INC.|SGMT|GOLDMAN SACHS & CO. LLC|60618
MATX|MATSON, INC.|SPDR|SPEEDROUTE LLC|3900
MATX|MATSON, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
MATX|MATSON, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|319
MATX|MATSON, INC.|STKP|STOCKPILE INVESTMENTS, INC.|6
MATX|MATSON, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4355
MATX|MATSON, INC.|SWIM|TD Ameritrade, Inc.|307
MATX|MATSON, INC.|SWST|Hilltop Securities Inc.|2
MATX|MATSON, INC.|TRBT|Tradebot Systems, Inc.|57572
MATX|MATSON, INC.|TRCM|TRC MARKETS LLC|13770
MATX|MATSON, INC.|UBSA|UBS SECURITIES LLC|188813
MATX|MATSON, INC.|UBSS|UBS Securities LLC|269236
MATX|MATSON, INC.|VALX|VIRTU AMERICAS LLC|5997
MATX|MATSON, INC.|VGRD|Vanguard Marketing Corporation|668
MATX|MATSON, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|101
MATX|MATSON, INC.|WCHV|WELLS FARGO SECURITIES, LLC|21142
MATX|MATSON, INC.|WEDB|WEDBUSH SECURITIES INC.|6494
MATX|MATSON, INC.|WEED|Weeden & Co.L.P.|5060
MATX|MATSON, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|78
MATX|MATSON, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|972
MATX|MATSON, INC.|WSEA|WOLVERINE SECURITIES, LLC|293
MATX|MATSON, INC.|XIST|INSTINET, LLC|4842
MATX|MATSON, INC.|XPQR|Jump Trading|200
MATX|MATSON, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
MATX|MATSON, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|402
MATX|MATSON, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|108
MAV|PIONEER MUNI HI INC|ALTX|Alternet Securities Inc.|200
MAV|PIONEER MUNI HI INC|APCC|Apex Clearing Corporation|27
MAV|PIONEER MUNI HI INC|BARD|Robert W. Baird & Co. Incorporated|3964
MAV|PIONEER MUNI HI INC|BATM|CBOE TRADING, INC.|1007
MAV|PIONEER MUNI HI INC|BBNT|BB&T SECURITIES, LLC|1100
MAV|PIONEER MUNI HI INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
MAV|PIONEER MUNI HI INC|BTIG|BTIG, LLC|1493
MAV|PIONEER MUNI HI INC|CHAS|Charles Schwab & Co., Inc.|1
MAV|PIONEER MUNI HI INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
MAV|PIONEER MUNI HI INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|145
MAV|PIONEER MUNI HI INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1322
MAV|PIONEER MUNI HI INC|CTDL|Citadel Derivatives Group Llc|300
MAV|PIONEER MUNI HI INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
MAV|PIONEER MUNI HI INC|DAVA|Davenport & Company LLC|101
MAV|PIONEER MUNI HI INC|DBAX|Deutsche Bank Securities Inc.|1100
MAV|PIONEER MUNI HI INC|EBXL|EBX LLC|1000
MAV|PIONEER MUNI HI INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1663
MAV|PIONEER MUNI HI INC|EDJO|Edward D. Jones & Co., L.P.|834
MAV|PIONEER MUNI HI INC|ETRS|E*Trade Securities LLC|16161
MAV|PIONEER MUNI HI INC|FBSB|U.S. Bancorp Investments, Inc.|202
MAV|PIONEER MUNI HI INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|867
MAV|PIONEER MUNI HI INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2507
MAV|PIONEER MUNI HI INC|FTBR|Foliofn Investments, Inc.|34
MAV|PIONEER MUNI HI INC|GLPX|ACS EXECUTION SERVICES, LLC|4580
MAV|PIONEER MUNI HI INC|GSCO|GOLDMAN SACHS & CO. LLC|405
MAV|PIONEER MUNI HI INC|HRBF|American Enterprise Investment Services Inc.|15674
MAV|PIONEER MUNI HI INC|IATS|INTERACTIVE BROKERS LLC|250
MAV|PIONEER MUNI HI INC|IBKR|Interactive Brokers Llc|3051
MAV|PIONEER MUNI HI INC|ICBX|INSTINET, LLC|400
MAV|PIONEER MUNI HI INC|INCA|INSTINET, LLC|700
MAV|PIONEER MUNI HI INC|ITGI|ITG Inc.|400
MAV|PIONEER MUNI HI INC|ITGP|ITG INC.|200
MAV|PIONEER MUNI HI INC|KCGM|VIRTU Americas LLC|45
MAV|PIONEER MUNI HI INC|LEHM|Barclays Capital Inc./Le|600
MAV|PIONEER MUNI HI INC|LIME|Lime Brokerage LLC|157
MAV|PIONEER MUNI HI INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MAV|PIONEER MUNI HI INC|MSCO|MORGAN STANLEY & CO. LLC|35833
MAV|PIONEER MUNI HI INC|MSPL|MORGAN STANLEY & CO. LLC|3200
MAV|PIONEER MUNI HI INC|NATL|National Securities Corporation|100
MAV|PIONEER MUNI HI INC|NFSC|National Financial Services LLC|51780
MAV|PIONEER MUNI HI INC|NITE|VIRTU Americas LLC|188331
MAV|PIONEER MUNI HI INC|NQRB|Brut, LLC|4227
MAV|PIONEER MUNI HI INC|OPCO|Oppenheimer & Co. Inc.|12833
MAV|PIONEER MUNI HI INC|PDQM|CODA MARKETS, INC.|2012
MAV|PIONEER MUNI HI INC|PWJC|UBS Financial Services, Inc.|1250
MAV|PIONEER MUNI HI INC|RBCM|RBC CAPITAL MARKETS, LLC|8673
MAV|PIONEER MUNI HI INC|SALI|INTL FCSTONE FINANCIAL INC.|1201
MAV|PIONEER MUNI HI INC|SBSH|Citigroup Global Markets Inc.|1027
MAV|PIONEER MUNI HI INC|SGMT|GOLDMAN SACHS & CO. LLC|2000
MAV|PIONEER MUNI HI INC|SPDR|SPEEDROUTE LLC|100
MAV|PIONEER MUNI HI INC|STFL|Stifel, Nicolaus & Company, Incorporated|4654
MAV|PIONEER MUNI HI INC|SWIM|TD Ameritrade, Inc.|2006
MAV|PIONEER MUNI HI INC|SWST|Hilltop Securities Inc.|160
MAV|PIONEER MUNI HI INC|TRBT|Tradebot Systems, Inc.|1241
MAV|PIONEER MUNI HI INC|UBSA|UBS SECURITIES LLC|3548
MAV|PIONEER MUNI HI INC|UBSS|UBS Securities LLC|26788
MAV|PIONEER MUNI HI INC|VGRD|Vanguard Marketing Corporation|10022
MAV|PIONEER MUNI HI INC|WABR|Wall Street Access|34870
MAV|PIONEER MUNI HI INC|WCHV|WELLS FARGO SECURITIES, LLC|100699
MAV|PIONEER MUNI HI INC|WEDB|WEDBUSH SECURITIES INC.|2
MAV|PIONEER MUNI HI INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|454
MAV|PIONEER MUNI HI INC|WSEA|WOLVERINE SECURITIES, LLC|28
MAV|PIONEER MUNI HI INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
MAV|PIONEER MUNI HI INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64
MAXR|MAXAR TECHNOLOGIES L|ALLN|Allen & Company LLC|6117
MAXR|MAXAR TECHNOLOGIES L|ALTX|Alternet Securities Inc.|4100
MAXR|MAXAR TECHNOLOGIES L|ANOS|ABEL/NOSER, L.L.C.|1621
MAXR|MAXAR TECHNOLOGIES L|APCC|Apex Clearing Corporation|34
MAXR|MAXAR TECHNOLOGIES L|BARD|Robert W. Baird & Co. Incorporated|3
MAXR|MAXAR TECHNOLOGIES L|BATM|CBOE TRADING, INC.|2846
MAXR|MAXAR TECHNOLOGIES L|BAYC|BAY CREST PARTNERS, LLC|1520
MAXR|MAXAR TECHNOLOGIES L|BAYT|BTIG, LLC|200
MAXR|MAXAR TECHNOLOGIES L|BERN|Sanford C. Bernstein & Co., LLC|2000
MAXR|MAXAR TECHNOLOGIES L|BIDS|BIDS TRADING L.P.|400
MAXR|MAXAR TECHNOLOGIES L|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2108
MAXR|MAXAR TECHNOLOGIES L|BNPX|BNP PARIBAS SECURITIES CORP.|8101
MAXR|MAXAR TECHNOLOGIES L|BTIG|BTIG, LLC|408
MAXR|MAXAR TECHNOLOGIES L|BYXM|CBOE TRADING, INC.|321
MAXR|MAXAR TECHNOLOGIES L|CHAS|Charles Schwab & Co., Inc.|2595
MAXR|MAXAR TECHNOLOGIES L|CICF|Canaccord Genuity Corp.|53
MAXR|MAXAR TECHNOLOGIES L|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16760
MAXR|MAXAR TECHNOLOGIES L|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6780
MAXR|MAXAR TECHNOLOGIES L|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3076
MAXR|MAXAR TECHNOLOGIES L|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138053
MAXR|MAXAR TECHNOLOGIES L|CTDL|Citadel Derivatives Group Llc|5512
MAXR|MAXAR TECHNOLOGIES L|CXCX|CITIGROUP GLOBAL MARKETS INC.|5724
MAXR|MAXAR TECHNOLOGIES L|DBAB|Deutsche Bank Securities Inc.|37943
MAXR|MAXAR TECHNOLOGIES L|DBAX|Deutsche Bank Securities Inc.|133400
MAXR|MAXAR TECHNOLOGIES L|DEAN|MORGAN STANLEY|1889
MAXR|MAXAR TECHNOLOGIES L|DEGS|RONIN PROFESSIONAL LLC|600
MAXR|MAXAR TECHNOLOGIES L|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16588
MAXR|MAXAR TECHNOLOGIES L|DRWK|DRW SECURITIES, L.L.C.|1907
MAXR|MAXAR TECHNOLOGIES L|EBXL|EBX LLC|121700
MAXR|MAXAR TECHNOLOGIES L|ECUT|CONVERGEX EXECUTION SOLUTIONS|5957
MAXR|MAXAR TECHNOLOGIES L|EDJO|Edward D. Jones & Co., L.P.|540
MAXR|MAXAR TECHNOLOGIES L|EGAM|CBOE TRADING, INC.|7716
MAXR|MAXAR TECHNOLOGIES L|EGMT|EG MARKET TECHNOLOGIES LLC|700
MAXR|MAXAR TECHNOLOGIES L|EGXM|CBOE TRADING, INC.|784
MAXR|MAXAR TECHNOLOGIES L|EGXW|CBOE TRADING, INC.|1
MAXR|MAXAR TECHNOLOGIES L|ETBE|Electronic Transaction Clearing, Inc.|17612
MAXR|MAXAR TECHNOLOGIES L|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
MAXR|MAXAR TECHNOLOGIES L|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|280
MAXR|MAXAR TECHNOLOGIES L|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31155
MAXR|MAXAR TECHNOLOGIES L|ETRS|E*Trade Securities LLC|5009
MAXR|MAXAR TECHNOLOGIES L|FILL|Tradestation Securities, Inc.|2000
MAXR|MAXAR TECHNOLOGIES L|FMAF|NBCN Inc./ CDS|303
MAXR|MAXAR TECHNOLOGIES L|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|48079
MAXR|MAXAR TECHNOLOGIES L|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52364
MAXR|MAXAR TECHNOLOGIES L|FTBR|Foliofn Investments, Inc.|430
MAXR|MAXAR TECHNOLOGIES L|GEBB|GLOBAL EXECUTION BROKERS, LP|300
MAXR|MAXAR TECHNOLOGIES L|GLIS|TD Securities Inc|1000
MAXR|MAXAR TECHNOLOGIES L|GLPX|ACS EXECUTION SERVICES, LLC|42947
MAXR|MAXAR TECHNOLOGIES L|GSCO|GOLDMAN SACHS & CO. LLC|816634
MAXR|MAXAR TECHNOLOGIES L|GSCS|GOLDMAN SACHS & CO. LLC|9390
MAXR|MAXAR TECHNOLOGIES L|GSLT|GOLDMAN SACHS & CO. LLC|1066
MAXR|MAXAR TECHNOLOGIES L|GTSZ|GTS SECURITIES LLC|121626
MAXR|MAXAR TECHNOLOGIES L|HRBF|American Enterprise Investment Services Inc.|25
MAXR|MAXAR TECHNOLOGIES L|IATS|INTERACTIVE BROKERS LLC|2958
MAXR|MAXAR TECHNOLOGIES L|IBKR|Interactive Brokers Llc|6518
MAXR|MAXAR TECHNOLOGIES L|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
MAXR|MAXAR TECHNOLOGIES L|ICBX|INSTINET, LLC|17200
MAXR|MAXAR TECHNOLOGIES L|IEQY|CITADEL SECURITIES LLC|7134
MAXR|MAXAR TECHNOLOGIES L|INCA|INSTINET, LLC|94382
MAXR|MAXAR TECHNOLOGIES L|INJX|INSTINET, LLC|700
MAXR|MAXAR TECHNOLOGIES L|ITGI|ITG Inc.|915619
MAXR|MAXAR TECHNOLOGIES L|ITGP|ITG INC.|194200
MAXR|MAXAR TECHNOLOGIES L|JANY|Janney Montgomery Scott Inc.|1000
MAXR|MAXAR TECHNOLOGIES L|JEFF|JEFFERIES LLC|37966
MAXR|MAXAR TECHNOLOGIES L|JMPT|JUMP TRADING, LLC|24261
MAXR|MAXAR TECHNOLOGIES L|JONE|JonesTrading|10690
MAXR|MAXAR TECHNOLOGIES L|JPBX|J.P. MORGAN SECURITIES LLC|15432
MAXR|MAXAR TECHNOLOGIES L|JPMX|J.P. Morgan Securities LLC|225850
MAXR|MAXAR TECHNOLOGIES L|JSJX|JANE STREET CAPITAL LLC|7909
MAXR|MAXAR TECHNOLOGIES L|JSSF|JMP Securities LLC|492
MAXR|MAXAR TECHNOLOGIES L|KCGM|VIRTU Americas LLC|16565
MAXR|MAXAR TECHNOLOGIES L|KCRD|PHX FINANCIAL, INC.|150
MAXR|MAXAR TECHNOLOGIES L|LEHM|Barclays Capital Inc./Le|371931
MAXR|MAXAR TECHNOLOGIES L|LIME|Lime Brokerage LLC|9362
MAXR|MAXAR TECHNOLOGIES L|LOOP|Loop Capital Markets LLC|8446
MAXR|MAXAR TECHNOLOGIES L|LQNA|LIQUIDNET, INC.|47500
MAXR|MAXAR TECHNOLOGIES L|MACQ|Macquarie Capital (USA) Inc.|4325
MAXR|MAXAR TECHNOLOGIES L|MCMF|Raymond James Ltd. Cds|42
MAXR|MAXAR TECHNOLOGIES L|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41509
MAXR|MAXAR TECHNOLOGIES L|MOTF|MOTIF INVESTING, INC.|10
MAXR|MAXAR TECHNOLOGIES L|MSCO|MORGAN STANLEY & CO. LLC|391593
MAXR|MAXAR TECHNOLOGIES L|MSPL|MORGAN STANLEY & CO. LLC|155200
MAXR|MAXAR TECHNOLOGIES L|MSTX|MORGAN STANLEY & CO. LLC|53600
MAXR|MAXAR TECHNOLOGIES L|NFSC|National Financial Services LLC|47246
MAXR|MAXAR TECHNOLOGIES L|NITE|VIRTU Americas LLC|270056
MAXR|MAXAR TECHNOLOGIES L|NITP|VIRTU Americas LLC|500
MAXR|MAXAR TECHNOLOGIES L|NQRB|Brut, LLC|3033
MAXR|MAXAR TECHNOLOGIES L|NTBF|BMO Nesbitt Burns Inc./CDS|4150
MAXR|MAXAR TECHNOLOGIES L|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|937
MAXR|MAXAR TECHNOLOGIES L|PDQM|CODA MARKETS, INC.|15472
MAXR|MAXAR TECHNOLOGIES L|PIPR|Piper Jaffray & Co.|100
MAXR|MAXAR TECHNOLOGIES L|PWJC|UBS Financial Services, Inc.|544
MAXR|MAXAR TECHNOLOGIES L|RBCM|RBC CAPITAL MARKETS, LLC|2430
MAXR|MAXAR TECHNOLOGIES L|SAGL|SAGETRADER, LLC|400
MAXR|MAXAR TECHNOLOGIES L|SBSH|Citigroup Global Markets Inc.|15789
MAXR|MAXAR TECHNOLOGIES L|SGMT|GOLDMAN SACHS & CO. LLC|53073
MAXR|MAXAR TECHNOLOGIES L|SHMR|ABN Amro Clearing LLC|11
MAXR|MAXAR TECHNOLOGIES L|SPDR|SPEEDROUTE LLC|10200
MAXR|MAXAR TECHNOLOGIES L|SPHN|Stephens Inc.|796
MAXR|MAXAR TECHNOLOGIES L|SPTD|MINT GLOBAL MARKETS, INC.|300
MAXR|MAXAR TECHNOLOGIES L|STFL|Stifel, Nicolaus & Company, Incorporated|18902
MAXR|MAXAR TECHNOLOGIES L|SWIM|TD Ameritrade, Inc.|366686
MAXR|MAXAR TECHNOLOGIES L|SWST|Hilltop Securities Inc.|50
MAXR|MAXAR TECHNOLOGIES L|TRBT|Tradebot Systems, Inc.|112793
MAXR|MAXAR TECHNOLOGIES L|TRCM|TRC MARKETS LLC|79015
MAXR|MAXAR TECHNOLOGIES L|UBSA|UBS SECURITIES LLC|363745
MAXR|MAXAR TECHNOLOGIES L|UBSS|UBS Securities LLC|577531
MAXR|MAXAR TECHNOLOGIES L|VALX|VIRTU AMERICAS LLC|31249
MAXR|MAXAR TECHNOLOGIES L|VGRD|Vanguard Marketing Corporation|5208
MAXR|MAXAR TECHNOLOGIES L|WCHV|WELLS FARGO SECURITIES, LLC|55853
MAXR|MAXAR TECHNOLOGIES L|WEDB|WEDBUSH SECURITIES INC.|8730
MAXR|MAXAR TECHNOLOGIES L|WEED|Weeden & Co.L.P.|110
MAXR|MAXAR TECHNOLOGIES L|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30
MAXR|MAXAR TECHNOLOGIES L|WSEA|WOLVERINE SECURITIES, LLC|9
MAXR|MAXAR TECHNOLOGIES L|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
MAXR|MAXAR TECHNOLOGIES L|XIST|INSTINET, LLC|12800
MAXR|MAXAR TECHNOLOGIES L|XSTM|NATIONAL FINANCIAL SERVICES LLC|14032
MAXR|MAXAR TECHNOLOGIES L|YKNA|COMHAR CAPITAL MARKETS, LLC|1302
MAXR|MAXAR TECHNOLOGIES L|YLPL|Linsco/Private Ledger Financial Services, Incorporated|458
MAYS|J W MAYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|350
MAYS|J W MAYS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|576
MAYS|J W MAYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MAYS|J W MAYS INC|FBCO|Credit Suisse Securities (USA) LLC|354
MAYS|J W MAYS INC|FOMA|TD AMERITRADE CLEARING, INC.|17846
MAYS|J W MAYS INC|GSLT|GOLDMAN SACHS & CO. LLC|100
MAYS|J W MAYS INC|GTSZ|GTS SECURITIES LLC|200
MAYS|J W MAYS INC|IATS|INTERACTIVE BROKERS LLC|601
MAYS|J W MAYS INC|IBKR|Interactive Brokers Llc|1694
MAYS|J W MAYS INC|INCA|INSTINET, LLC|698
MAYS|J W MAYS INC|ITGP|ITG INC.|200
MAYS|J W MAYS INC|LEHM|Barclays Capital Inc./Le|1
MAYS|J W MAYS INC|LIME|Lime Brokerage LLC|213
MAYS|J W MAYS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MAYS|J W MAYS INC|MSCO|MORGAN STANLEY & CO. LLC|1758
MAYS|J W MAYS INC|NFSC|National Financial Services LLC|100
MAYS|J W MAYS INC|NITE|VIRTU Americas LLC|4376
MAYS|J W MAYS INC|RBCM|RBC CAPITAL MARKETS, LLC|150
MAYS|J W MAYS INC|SBSH|Citigroup Global Markets Inc.|200
MAYS|J W MAYS INC|SGMT|GOLDMAN SACHS & CO. LLC|132
MAYS|J W MAYS INC|SPTD|MINT GLOBAL MARKETS, INC.|91
MAYS|J W MAYS INC|TRCM|TRC MARKETS LLC|157
MAYS|J W MAYS INC|UBSA|UBS SECURITIES LLC|230
MAYS|J W MAYS INC|UBSS|UBS Securities LLC|455
MAYS|J W MAYS INC|VALX|VIRTU AMERICAS LLC|62
MAYS|J W MAYS INC|VGRD|Vanguard Marketing Corporation|200
MAYS|J W MAYS INC|WCHV|WELLS FARGO SECURITIES, LLC|71
MB|MINDBODY CLS A CMN|ALTX|Alternet Securities Inc.|1300
MB|MINDBODY CLS A CMN|APCC|Apex Clearing Corporation|16908
MB|MINDBODY CLS A CMN|AQUA|AQUA SECURITIES L.P.|4400
MB|MINDBODY CLS A CMN|BANK|Primevest Financial Services, Inc.|125
MB|MINDBODY CLS A CMN|BARD|Robert W. Baird & Co. Incorporated|1280
MB|MINDBODY CLS A CMN|BATM|CBOE TRADING, INC.|10944
MB|MINDBODY CLS A CMN|BERN|Sanford C. Bernstein & Co., LLC|64605
MB|MINDBODY CLS A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10182
MB|MINDBODY CLS A CMN|BLKX|INSTINET, LLC|62635
MB|MINDBODY CLS A CMN|BMOC|BMO Capital Markets Corp.|6856
MB|MINDBODY CLS A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2141
MB|MINDBODY CLS A CMN|BTIG|BTIG, LLC|19804
MB|MINDBODY CLS A CMN|BYXM|CBOE TRADING, INC.|1052
MB|MINDBODY CLS A CMN|BZYD|GOLDMAN SACHS & CO. LLC|992
MB|MINDBODY CLS A CMN|CANT|Cantor Fitzgerald & Co.|19828
MB|MINDBODY CLS A CMN|CHAS|Charles Schwab & Co., Inc.|7173
MB|MINDBODY CLS A CMN|CLSA|CLSA AMERICAS, LLC|300
MB|MINDBODY CLS A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199061
MB|MINDBODY CLS A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1008
MB|MINDBODY CLS A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31
MB|MINDBODY CLS A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|270417
MB|MINDBODY CLS A CMN|CTDL|Citadel Derivatives Group Llc|33524
MB|MINDBODY CLS A CMN|CTLR|CUTLER GROUP, LP|1138
MB|MINDBODY CLS A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|39684
MB|MINDBODY CLS A CMN|DADA|D.A. Davidson & Co.|46
MB|MINDBODY CLS A CMN|DBAB|Deutsche Bank Securities Inc.|277232
MB|MINDBODY CLS A CMN|DBAX|Deutsche Bank Securities Inc.|256500
MB|MINDBODY CLS A CMN|DBUL|Deutsche Bank Securities Inc.|100
MB|MINDBODY CLS A CMN|DEAN|MORGAN STANLEY|3240
MB|MINDBODY CLS A CMN|DEGS|RONIN PROFESSIONAL LLC|8557
MB|MINDBODY CLS A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6270
MB|MINDBODY CLS A CMN|EBXL|EBX LLC|146800
MB|MINDBODY CLS A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|6683
MB|MINDBODY CLS A CMN|EDJO|Edward D. Jones & Co., L.P.|2035
MB|MINDBODY CLS A CMN|EGAM|CBOE TRADING, INC.|10660
MB|MINDBODY CLS A CMN|EGMT|EG MARKET TECHNOLOGIES LLC|800
MB|MINDBODY CLS A CMN|EGXM|CBOE TRADING, INC.|3109
MB|MINDBODY CLS A CMN|ETBE|Electronic Transaction Clearing, Inc.|18384
MB|MINDBODY CLS A CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3702
MB|MINDBODY CLS A CMN|ETCB|ETC BROKERAGE SERVICES, LLC|100
MB|MINDBODY CLS A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19810
MB|MINDBODY CLS A CMN|ETRS|E*Trade Securities LLC|57354
MB|MINDBODY CLS A CMN|FBCO|Credit Suisse Securities (USA) LLC|361421
MB|MINDBODY CLS A CMN|FBRC|B. RILEY FBR, INC.|1200
MB|MINDBODY CLS A CMN|FILL|Tradestation Securities, Inc.|5193
MB|MINDBODY CLS A CMN|FMAF|NBCN Inc./ CDS|2901
MB|MINDBODY CLS A CMN|FOMA|TD AMERITRADE CLEARING, INC.|112577
MB|MINDBODY CLS A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3208
MB|MINDBODY CLS A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51833
MB|MINDBODY CLS A CMN|FTBR|Foliofn Investments, Inc.|546
MB|MINDBODY CLS A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|28982
MB|MINDBODY CLS A CMN|GLIS|TD Securities Inc|265
MB|MINDBODY CLS A CMN|GLPX|ACS EXECUTION SERVICES, LLC|7303
MB|MINDBODY CLS A CMN|GSCO|GOLDMAN SACHS & CO. LLC|397135
MB|MINDBODY CLS A CMN|GSCS|GOLDMAN SACHS & CO. LLC|17849
MB|MINDBODY CLS A CMN|GSLT|GOLDMAN SACHS & CO. LLC|6428
MB|MINDBODY CLS A CMN|GTSZ|GTS SECURITIES LLC|41455
MB|MINDBODY CLS A CMN|HRBF|American Enterprise Investment Services Inc.|1692
MB|MINDBODY CLS A CMN|IATS|INTERACTIVE BROKERS LLC|25722
MB|MINDBODY CLS A CMN|IBKR|Interactive Brokers Llc|122019
MB|MINDBODY CLS A CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|607
MB|MINDBODY CLS A CMN|ICBX|INSTINET, LLC|41646
MB|MINDBODY CLS A CMN|IEQY|CITADEL SECURITIES LLC|49849
MB|MINDBODY CLS A CMN|INCA|INSTINET, LLC|163392
MB|MINDBODY CLS A CMN|INJX|INSTINET, LLC|159581
MB|MINDBODY CLS A CMN|ITGI|ITG Inc.|31948
MB|MINDBODY CLS A CMN|ITGP|ITG INC.|83600
MB|MINDBODY CLS A CMN|JANY|Janney Montgomery Scott Inc.|26
MB|MINDBODY CLS A CMN|JEFF|JEFFERIES LLC|128329
MB|MINDBODY CLS A CMN|JMPT|JUMP TRADING, LLC|25071
MB|MINDBODY CLS A CMN|JONE|JonesTrading|1250
MB|MINDBODY CLS A CMN|JPBX|J.P. MORGAN SECURITIES LLC|94286
MB|MINDBODY CLS A CMN|JPMX|J.P. Morgan Securities LLC|475620
MB|MINDBODY CLS A CMN|JSJX|JANE STREET CAPITAL LLC|8074
MB|MINDBODY CLS A CMN|JSSF|JMP Securities LLC|2499
MB|MINDBODY CLS A CMN|KCGM|VIRTU Americas LLC|58292
MB|MINDBODY CLS A CMN|KEYB|KEYBANC CAPITAL MARKETS INC.|34300
MB|MINDBODY CLS A CMN|LEHM|Barclays Capital Inc./Le|716664
MB|MINDBODY CLS A CMN|LIME|Lime Brokerage LLC|156708
MB|MINDBODY CLS A CMN|LMGP|LIME BROKERAGE LLC|5679
MB|MINDBODY CLS A CMN|LSCI|Lek Securities Corporation|40
MB|MINDBODY CLS A CMN|MACC|Mid Atlantic Capital Corporation|331
MB|MINDBODY CLS A CMN|MACQ|Macquarie Capital (USA) Inc.|700
MB|MINDBODY CLS A CMN|MAXM|Maxim Group LLC|4545
MB|MINDBODY CLS A CMN|MBTS|ALLY INVEST SECURITIES LLC|20
MB|MINDBODY CLS A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|235787
MB|MINDBODY CLS A CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
MB|MINDBODY CLS A CMN|MSCO|MORGAN STANLEY & CO. LLC|1584486
MB|MINDBODY CLS A CMN|MSPL|MORGAN STANLEY & CO. LLC|354100
MB|MINDBODY CLS A CMN|MSTX|MORGAN STANLEY & CO. LLC|59100
MB|MINDBODY CLS A CMN|NFSC|National Financial Services LLC|167658
MB|MINDBODY CLS A CMN|NITE|VIRTU Americas LLC|315669
MB|MINDBODY CLS A CMN|NITP|VIRTU Americas LLC|3000
MB|MINDBODY CLS A CMN|NQRB|Brut, LLC|6530
MB|MINDBODY CLS A CMN|NTRC|Northern Trust Securities, Inc.|1231
MB|MINDBODY CLS A CMN|OPCO|Oppenheimer & Co. Inc.|27184
MB|MINDBODY CLS A CMN|OTAA|OTA LLC|1990
MB|MINDBODY CLS A CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2795
MB|MINDBODY CLS A CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|500
MB|MINDBODY CLS A CMN|PDQM|CODA MARKETS, INC.|16428
MB|MINDBODY CLS A CMN|PHLY|NASDAQ Execution Services, LLC|400
MB|MINDBODY CLS A CMN|PIPR|Piper Jaffray & Co.|177
MB|MINDBODY CLS A CMN|POIN|PRECISION SECURITIES, LLC (POIN)|400
MB|MINDBODY CLS A CMN|PWJC|UBS Financial Services, Inc.|15977
MB|MINDBODY CLS A CMN|RAJA|Raymond James & Associates, Inc.|3851
MB|MINDBODY CLS A CMN|RBCM|RBC CAPITAL MARKETS, LLC|2038
MB|MINDBODY CLS A CMN|RGLD|Regal Securities, Inc|564
MB|MINDBODY CLS A CMN|RHCO|Suntrust Robinson Humphrey, Inc.|10900
MB|MINDBODY CLS A CMN|SAGL|SAGETRADER, LLC|625
MB|MINDBODY CLS A CMN|SAGW|SAGETRADER, LLC|967
MB|MINDBODY CLS A CMN|SBSH|Citigroup Global Markets Inc.|105775
MB|MINDBODY CLS A CMN|SCMC|Scotia Capital Markets (USA) Inc.|176875
MB|MINDBODY CLS A CMN|SGMT|GOLDMAN SACHS & CO. LLC|104119
MB|MINDBODY CLS A CMN|SPDR|SPEEDROUTE LLC|3210
MB|MINDBODY CLS A CMN|SPHN|Stephens Inc.|200
MB|MINDBODY CLS A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6745
MB|MINDBODY CLS A CMN|STKP|STOCKPILE INVESTMENTS, INC.|16
MB|MINDBODY CLS A CMN|SWIM|TD Ameritrade, Inc.|45167
MB|MINDBODY CLS A CMN|TKNG|ALLY INVEST SECURITIES LLC|9917
MB|MINDBODY CLS A CMN|TONC|CUTTONE & CO., LLC|1938
MB|MINDBODY CLS A CMN|TRBT|Tradebot Systems, Inc.|56416
MB|MINDBODY CLS A CMN|TRCM|TRC MARKETS LLC|130792
MB|MINDBODY CLS A CMN|TWTT|TASTYWORKS, INC.|1700
MB|MINDBODY CLS A CMN|UBSA|UBS SECURITIES LLC|604303
MB|MINDBODY CLS A CMN|UBSS|UBS Securities LLC|716271
MB|MINDBODY CLS A CMN|VALX|VIRTU AMERICAS LLC|9646
MB|MINDBODY CLS A CMN|VGRD|Vanguard Marketing Corporation|11078
MB|MINDBODY CLS A CMN|WABR|Wall Street Access|8308
MB|MINDBODY CLS A CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|400
MB|MINDBODY CLS A CMN|WCHV|WELLS FARGO SECURITIES, LLC|97505
MB|MINDBODY CLS A CMN|WEED|Weeden & Co.L.P.|1239
MB|MINDBODY CLS A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25139
MB|MINDBODY CLS A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24984
MB|MINDBODY CLS A CMN|WGIF|CIBC World Markets Inc.|454
MB|MINDBODY CLS A CMN|WSEA|WOLVERINE SECURITIES, LLC|12919
MB|MINDBODY CLS A CMN|XIST|INSTINET, LLC|17700
MB|MINDBODY CLS A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|20978
MB|MINDBODY CLS A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MB|MINDBODY CLS A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|898
MBB|ISHARES|ALTX|Alternet Securities Inc.|4700
MBB|ISHARES|AMRI|AMERICAS EXECUTIONS, LLC|15340
MBB|ISHARES|ANOS|ABEL/NOSER, L.L.C.|164
MBB|ISHARES|APCC|Apex Clearing Corporation|15697
MBB|ISHARES|BANK|Primevest Financial Services, Inc.|27660
MBB|ISHARES|BARD|Robert W. Baird & Co. Incorporated|3191
MBB|ISHARES|BATM|CBOE TRADING, INC.|1066
MBB|ISHARES|BAYC|BAY CREST PARTNERS, LLC|950
MBB|ISHARES|BBNT|BB&T SECURITIES, LLC|10414
MBB|ISHARES|BERN|Sanford C. Bernstein & Co., LLC|18058
MBB|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37954
MBB|ISHARES|BYXM|CBOE TRADING, INC.|138
MBB|ISHARES|CANT|Cantor Fitzgerald & Co.|174070
MBB|ISHARES|CHAS|Charles Schwab & Co., Inc.|34967
MBB|ISHARES|CIST|Capital Institutional Services, Inc.|13623
MBB|ISHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|227389
MBB|ISHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|137
MBB|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|235507
MBB|ISHARES|CSIN|Citadel Securities Institutional LLC|263694
MBB|ISHARES|CTDL|Citadel Derivatives Group Llc|389319
MBB|ISHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|39476
MBB|ISHARES|DADA|D.A. Davidson & Co.|941
MBB|ISHARES|DAWA|Daiwa Capital Markets America Inc.|1197
MBB|ISHARES|DBAB|Deutsche Bank Securities Inc.|4916
MBB|ISHARES|DBAX|Deutsche Bank Securities Inc.|104400
MBB|ISHARES|DCHF|Dart Executions, LLC|510
MBB|ISHARES|DEAN|MORGAN STANLEY|25739
MBB|ISHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7063
MBB|ISHARES|EBXL|EBX LLC|102000
MBB|ISHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|55626
MBB|ISHARES|EDJO|Edward D. Jones & Co., L.P.|4973
MBB|ISHARES|EGAM|CBOE TRADING, INC.|1599
MBB|ISHARES|ETBE|Electronic Transaction Clearing, Inc.|8689
MBB|ISHARES|ETCB|ETC BROKERAGE SERVICES, LLC|68
MBB|ISHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9300
MBB|ISHARES|ETRS|E*Trade Securities LLC|11607
MBB|ISHARES|FBCO|Credit Suisse Securities (USA) LLC|70912
MBB|ISHARES|FBSB|U.S. Bancorp Investments, Inc.|17352
MBB|ISHARES|FINX|FINTECH SECURITIES|420
MBB|ISHARES|FOMA|TD AMERITRADE CLEARING, INC.|148141
MBB|ISHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80432
MBB|ISHARES|FTBR|Foliofn Investments, Inc.|6798
MBB|ISHARES|GARC|ICAP Corporates LLC|910489
MBB|ISHARES|GBMT|GBM International, Inc.|14681
MBB|ISHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|37924
MBB|ISHARES|GLPX|ACS EXECUTION SERVICES, LLC|681
MBB|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|652936
MBB|ISHARES|GSCS|GOLDMAN SACHS & CO. LLC|53762
MBB|ISHARES|GSLT|GOLDMAN SACHS & CO. LLC|2653
MBB|ISHARES|GTSZ|GTS SECURITIES LLC|1987
MBB|ISHARES|HRBF|American Enterprise Investment Services Inc.|233534
MBB|ISHARES|IATS|INTERACTIVE BROKERS LLC|2910
MBB|ISHARES|IBKR|Interactive Brokers Llc|25648
MBB|ISHARES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|409
MBB|ISHARES|ICBX|INSTINET, LLC|68690
MBB|ISHARES|INCA|INSTINET, LLC|61421
MBB|ISHARES|ITGI|ITG Inc.|24806
MBB|ISHARES|ITGP|ITG INC.|66800
MBB|ISHARES|JANY|Janney Montgomery Scott Inc.|5734
MBB|ISHARES|JEFF|JEFFERIES LLC|461
MBB|ISHARES|JMPT|JUMP TRADING, LLC|903
MBB|ISHARES|JONE|JonesTrading|21932
MBB|ISHARES|JPBX|J.P. MORGAN SECURITIES LLC|2059
MBB|ISHARES|JPMX|J.P. Morgan Securities LLC|56149
MBB|ISHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|420392
MBB|ISHARES|JSJX|JANE STREET CAPITAL LLC|353746
MBB|ISHARES|KCGM|VIRTU Americas LLC|13676
MBB|ISHARES|LEHM|Barclays Capital Inc./Le|773430
MBB|ISHARES|LGNT|COR CLEARING LLC|1
MBB|ISHARES|LIME|Lime Brokerage LLC|170803
MBB|ISHARES|LMGP|LIME BROKERAGE LLC|1937
MBB|ISHARES|LSCI|Lek Securities Corporation|7
MBB|ISHARES|MACC|Mid Atlantic Capital Corporation|28067
MBB|ISHARES|MAXM|Maxim Group LLC|425
MBB|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|266712
MBB|ISHARES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4287
MBB|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|493928
MBB|ISHARES|MSPL|MORGAN STANLEY & CO. LLC|63200
MBB|ISHARES|MSTX|MORGAN STANLEY & CO. LLC|2200
MBB|ISHARES|NFSC|National Financial Services LLC|314529
MBB|ISHARES|NITE|VIRTU Americas LLC|1117107
MBB|ISHARES|NITP|VIRTU Americas LLC|1400
MBB|ISHARES|NQRB|Brut, LLC|7116
MBB|ISHARES|NTRC|Northern Trust Securities, Inc.|178
MBB|ISHARES|OLDM|OLD MISSION CAPITAL, LLC|205717
MBB|ISHARES|OPCO|Oppenheimer & Co. Inc.|11735
MBB|ISHARES|PDQM|CODA MARKETS, INC.|3074
MBB|ISHARES|PICT|Pictet Overseas Inc.|87
MBB|ISHARES|PWJC|UBS Financial Services, Inc.|237
MBB|ISHARES|RAJA|Raymond James & Associates, Inc.|84701
MBB|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|32479
MBB|ISHARES|SALI|INTL FCSTONE FINANCIAL INC.|69
MBB|ISHARES|SBSH|Citigroup Global Markets Inc.|350414
MBB|ISHARES|SCMC|Scotia Capital Markets (USA) Inc.|19525
MBB|ISHARES|SEIC|SEI Investments Distribution Co.|3300
MBB|ISHARES|SGMT|GOLDMAN SACHS & CO. LLC|119104
MBB|ISHARES|SPDR|SPEEDROUTE LLC|200
MBB|ISHARES|SPHN|Stephens Inc.|448
MBB|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|38727
MBB|ISHARES|STXG|Stockcross Financial Services, Inc.|35
MBB|ISHARES|SWST|Hilltop Securities Inc.|5404
MBB|ISHARES|TRBT|Tradebot Systems, Inc.|70718
MBB|ISHARES|TRCM|TRC MARKETS LLC|28316
MBB|ISHARES|UBSA|UBS SECURITIES LLC|478793
MBB|ISHARES|UBSS|UBS Securities LLC|330540
MBB|ISHARES|VALX|VIRTU AMERICAS LLC|2029
MBB|ISHARES|VGRD|Vanguard Marketing Corporation|2930
MBB|ISHARES|WBLR|WILLIAM BLAIR|59
MBB|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|730959
MBB|ISHARES|WEDB|WEDBUSH SECURITIES INC.|60
MBB|ISHARES|WEED|Weeden & Co.L.P.|6370
MBB|ISHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|979
MBB|ISHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1480
MBB|ISHARES|WSEA|WOLVERINE SECURITIES, LLC|7238
MBB|ISHARES|XPUS|XP SECURITIES, LLC|16695
MBB|ISHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|21478
MBB|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|63033
MBCN|MIDDLEFIELD BANC CMN|BATM|CBOE TRADING, INC.|495
MBCN|MIDDLEFIELD BANC CMN|BAYC|BAY CREST PARTNERS, LLC|36
MBCN|MIDDLEFIELD BANC CMN|BERN|Sanford C. Bernstein & Co., LLC|1936
MBCN|MIDDLEFIELD BANC CMN|BMOC|BMO Capital Markets Corp.|449
MBCN|MIDDLEFIELD BANC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|288
MBCN|MIDDLEFIELD BANC CMN|BTIG|BTIG, LLC|6
MBCN|MIDDLEFIELD BANC CMN|CANT|Cantor Fitzgerald & Co.|86
MBCN|MIDDLEFIELD BANC CMN|CHAS|Charles Schwab & Co., Inc.|1
MBCN|MIDDLEFIELD BANC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20613
MBCN|MIDDLEFIELD BANC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1721
MBCN|MIDDLEFIELD BANC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4472
MBCN|MIDDLEFIELD BANC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1570
MBCN|MIDDLEFIELD BANC CMN|CTDL|Citadel Derivatives Group Llc|178
MBCN|MIDDLEFIELD BANC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|234
MBCN|MIDDLEFIELD BANC CMN|DADA|D.A. Davidson & Co.|15847
MBCN|MIDDLEFIELD BANC CMN|DBAB|Deutsche Bank Securities Inc.|14959
MBCN|MIDDLEFIELD BANC CMN|DBAX|Deutsche Bank Securities Inc.|800
MBCN|MIDDLEFIELD BANC CMN|DEGS|RONIN PROFESSIONAL LLC|656
MBCN|MIDDLEFIELD BANC CMN|EBXL|EBX LLC|400
MBCN|MIDDLEFIELD BANC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|31
MBCN|MIDDLEFIELD BANC CMN|EGAM|CBOE TRADING, INC.|388
MBCN|MIDDLEFIELD BANC CMN|EGXM|CBOE TRADING, INC.|90
MBCN|MIDDLEFIELD BANC CMN|ETRS|E*Trade Securities LLC|10400
MBCN|MIDDLEFIELD BANC CMN|FBCO|Credit Suisse Securities (USA) LLC|9790
MBCN|MIDDLEFIELD BANC CMN|FILL|Tradestation Securities, Inc.|200
MBCN|MIDDLEFIELD BANC CMN|FOMA|TD AMERITRADE CLEARING, INC.|7275
MBCN|MIDDLEFIELD BANC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4815
MBCN|MIDDLEFIELD BANC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|300
MBCN|MIDDLEFIELD BANC CMN|GLPX|ACS EXECUTION SERVICES, LLC|637
MBCN|MIDDLEFIELD BANC CMN|GSCO|GOLDMAN SACHS & CO. LLC|43037
MBCN|MIDDLEFIELD BANC CMN|GSLT|GOLDMAN SACHS & CO. LLC|400
MBCN|MIDDLEFIELD BANC CMN|GTSZ|GTS SECURITIES LLC|1588
MBCN|MIDDLEFIELD BANC CMN|HRBF|American Enterprise Investment Services Inc.|15
MBCN|MIDDLEFIELD BANC CMN|IBKR|Interactive Brokers Llc|4736
MBCN|MIDDLEFIELD BANC CMN|ICBX|INSTINET, LLC|300
MBCN|MIDDLEFIELD BANC CMN|IEQY|CITADEL SECURITIES LLC|356
MBCN|MIDDLEFIELD BANC CMN|INCA|INSTINET, LLC|10742
MBCN|MIDDLEFIELD BANC CMN|INJX|INSTINET, LLC|1338
MBCN|MIDDLEFIELD BANC CMN|ITGI|ITG Inc.|10309
MBCN|MIDDLEFIELD BANC CMN|ITGP|ITG INC.|11200
MBCN|MIDDLEFIELD BANC CMN|JEFF|JEFFERIES LLC|16132
MBCN|MIDDLEFIELD BANC CMN|JPMX|J.P. Morgan Securities LLC|3207
MBCN|MIDDLEFIELD BANC CMN|KBWI|Keefe, Bruyette & Woods, Inc.|439
MBCN|MIDDLEFIELD BANC CMN|KCGM|VIRTU Americas LLC|400
MBCN|MIDDLEFIELD BANC CMN|LEHM|Barclays Capital Inc./Le|12636
MBCN|MIDDLEFIELD BANC CMN|LIME|Lime Brokerage LLC|11060
MBCN|MIDDLEFIELD BANC CMN|LQNA|LIQUIDNET, INC.|16600
MBCN|MIDDLEFIELD BANC CMN|MAXM|Maxim Group LLC|601
MBCN|MIDDLEFIELD BANC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
MBCN|MIDDLEFIELD BANC CMN|MSCO|MORGAN STANLEY & CO. LLC|23058
MBCN|MIDDLEFIELD BANC CMN|MSPL|MORGAN STANLEY & CO. LLC|3700
MBCN|MIDDLEFIELD BANC CMN|NFSC|National Financial Services LLC|257
MBCN|MIDDLEFIELD BANC CMN|NITE|VIRTU Americas LLC|7360
MBCN|MIDDLEFIELD BANC CMN|PDQM|CODA MARKETS, INC.|2088
MBCN|MIDDLEFIELD BANC CMN|SBSH|Citigroup Global Markets Inc.|4673
MBCN|MIDDLEFIELD BANC CMN|SGMT|GOLDMAN SACHS & CO. LLC|402
MBCN|MIDDLEFIELD BANC CMN|SPDR|SPEEDROUTE LLC|1221
MBCN|MIDDLEFIELD BANC CMN|SPTD|MINT GLOBAL MARKETS, INC.|106
MBCN|MIDDLEFIELD BANC CMN|SWEN|Sweney Cartwright & Company|1000
MBCN|MIDDLEFIELD BANC CMN|SWIM|TD Ameritrade, Inc.|60
MBCN|MIDDLEFIELD BANC CMN|TRCM|TRC MARKETS LLC|3987
MBCN|MIDDLEFIELD BANC CMN|UBSA|UBS SECURITIES LLC|11027
MBCN|MIDDLEFIELD BANC CMN|UBSS|UBS Securities LLC|21337
MBCN|MIDDLEFIELD BANC CMN|VALX|VIRTU AMERICAS LLC|85
MBCN|MIDDLEFIELD BANC CMN|WABR|Wall Street Access|8
MBCN|MIDDLEFIELD BANC CMN|WCHV|WELLS FARGO SECURITIES, LLC|571
MBCN|MIDDLEFIELD BANC CMN|WEED|Weeden & Co.L.P.|7500
MBCN|MIDDLEFIELD BANC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1061
MBFI|MB FINANCIAL INC|AGIS|Aegis Capital Corp.|163
MBFI|MB FINANCIAL INC|ALTX|Alternet Securities Inc.|2846
MBFI|MB FINANCIAL INC|ANOS|ABEL/NOSER, L.L.C.|331
MBFI|MB FINANCIAL INC|APCC|Apex Clearing Corporation|24
MBFI|MB FINANCIAL INC|BANK|Primevest Financial Services, Inc.|243
MBFI|MB FINANCIAL INC|BARD|Robert W. Baird & Co. Incorporated|142
MBFI|MB FINANCIAL INC|BATM|CBOE TRADING, INC.|2733
MBFI|MB FINANCIAL INC|BAYC|BAY CREST PARTNERS, LLC|3893
MBFI|MB FINANCIAL INC|BERN|Sanford C. Bernstein & Co., LLC|202418
MBFI|MB FINANCIAL INC|BIDS|BIDS TRADING L.P.|300
MBFI|MB FINANCIAL INC|BKCM|BNY Mellon Capital Markets LLC|16889
MBFI|MB FINANCIAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|414
MBFI|MB FINANCIAL INC|BMOC|BMO Capital Markets Corp.|16985
MBFI|MB FINANCIAL INC|BNPX|BNP PARIBAS SECURITIES CORP.|18233
MBFI|MB FINANCIAL INC|BRVL|BLAYLOCK VAN, LLC|700
MBFI|MB FINANCIAL INC|BTIG|BTIG, LLC|20209
MBFI|MB FINANCIAL INC|BYXM|CBOE TRADING, INC.|4466
MBFI|MB FINANCIAL INC|CANT|Cantor Fitzgerald & Co.|59691
MBFI|MB FINANCIAL INC|CIST|Capital Institutional Services, Inc.|34
MBFI|MB FINANCIAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|264557
MBFI|MB FINANCIAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
MBFI|MB FINANCIAL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|106
MBFI|MB FINANCIAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|258374
MBFI|MB FINANCIAL INC|CTDL|Citadel Derivatives Group Llc|36171
MBFI|MB FINANCIAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|31980
MBFI|MB FINANCIAL INC|DADA|D.A. Davidson & Co.|14384
MBFI|MB FINANCIAL INC|DBAB|Deutsche Bank Securities Inc.|506514
MBFI|MB FINANCIAL INC|DBAX|Deutsche Bank Securities Inc.|125600
MBFI|MB FINANCIAL INC|DEAN|MORGAN STANLEY|2306
MBFI|MB FINANCIAL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4379
MBFI|MB FINANCIAL INC|EBXL|EBX LLC|204300
MBFI|MB FINANCIAL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1385
MBFI|MB FINANCIAL INC|EDJO|Edward D. Jones & Co., L.P.|596
MBFI|MB FINANCIAL INC|EGAM|CBOE TRADING, INC.|10163
MBFI|MB FINANCIAL INC|EGAW|CBOE TRADING, INC.|159
MBFI|MB FINANCIAL INC|EGXM|CBOE TRADING, INC.|1046
MBFI|MB FINANCIAL INC|ETBE|Electronic Transaction Clearing, Inc.|33451
MBFI|MB FINANCIAL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2972
MBFI|MB FINANCIAL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7996
MBFI|MB FINANCIAL INC|ETRS|E*Trade Securities LLC|575
MBFI|MB FINANCIAL INC|FBCO|Credit Suisse Securities (USA) LLC|811601
MBFI|MB FINANCIAL INC|FBSB|U.S. Bancorp Investments, Inc.|1
MBFI|MB FINANCIAL INC|FILL|Tradestation Securities, Inc.|1563
MBFI|MB FINANCIAL INC|FOMA|TD AMERITRADE CLEARING, INC.|28565
MBFI|MB FINANCIAL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3820
MBFI|MB FINANCIAL INC|FQLS|Quantlab Securities LP|217017
MBFI|MB FINANCIAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34019
MBFI|MB FINANCIAL INC|FTBR|Foliofn Investments, Inc.|173
MBFI|MB FINANCIAL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|142533
MBFI|MB FINANCIAL INC|GLPX|ACS EXECUTION SERVICES, LLC|5325
MBFI|MB FINANCIAL INC|GSCO|GOLDMAN SACHS & CO. LLC|952139
MBFI|MB FINANCIAL INC|GSCS|GOLDMAN SACHS & CO. LLC|28004
MBFI|MB FINANCIAL INC|GSLT|GOLDMAN SACHS & CO. LLC|7883
MBFI|MB FINANCIAL INC|GTSZ|GTS SECURITIES LLC|74471
MBFI|MB FINANCIAL INC|HRBF|American Enterprise Investment Services Inc.|5
MBFI|MB FINANCIAL INC|IATS|INTERACTIVE BROKERS LLC|5049
MBFI|MB FINANCIAL INC|IBKR|Interactive Brokers Llc|74842
MBFI|MB FINANCIAL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1376
MBFI|MB FINANCIAL INC|ICBX|INSTINET, LLC|34702
MBFI|MB FINANCIAL INC|IEQY|CITADEL SECURITIES LLC|372148
MBFI|MB FINANCIAL INC|INCA|INSTINET, LLC|552791
MBFI|MB FINANCIAL INC|INJX|INSTINET, LLC|39648
MBFI|MB FINANCIAL INC|ITGI|ITG Inc.|47346
MBFI|MB FINANCIAL INC|ITGP|ITG INC.|33400
MBFI|MB FINANCIAL INC|JANY|Janney Montgomery Scott Inc.|19
MBFI|MB FINANCIAL INC|JEFF|JEFFERIES LLC|232086
MBFI|MB FINANCIAL INC|JMPT|JUMP TRADING, LLC|86370
MBFI|MB FINANCIAL INC|JONE|JonesTrading|147154
MBFI|MB FINANCIAL INC|JPBX|J.P. MORGAN SECURITIES LLC|7939
MBFI|MB FINANCIAL INC|JPMX|J.P. Morgan Securities LLC|106561
MBFI|MB FINANCIAL INC|JSJX|JANE STREET CAPITAL LLC|10247
MBFI|MB FINANCIAL INC|KBWI|Keefe, Bruyette & Woods, Inc.|81468
MBFI|MB FINANCIAL INC|KCGM|VIRTU Americas LLC|21473
MBFI|MB FINANCIAL INC|LEHM|Barclays Capital Inc./Le|642998
MBFI|MB FINANCIAL INC|LIME|Lime Brokerage LLC|196063
MBFI|MB FINANCIAL INC|LMGP|LIME BROKERAGE LLC|1300
MBFI|MB FINANCIAL INC|LOOP|Loop Capital Markets LLC|35679
MBFI|MB FINANCIAL INC|LQNA|LIQUIDNET, INC.|89900
MBFI|MB FINANCIAL INC|MAXM|Maxim Group LLC|7795
MBFI|MB FINANCIAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|56694
MBFI|MB FINANCIAL INC|MOTF|MOTIF INVESTING, INC.|4
MBFI|MB FINANCIAL INC|MSCO|MORGAN STANLEY & CO. LLC|3523536
MBFI|MB FINANCIAL INC|MSPL|MORGAN STANLEY & CO. LLC|197700
MBFI|MB FINANCIAL INC|MSTX|MORGAN STANLEY & CO. LLC|23700
MBFI|MB FINANCIAL INC|NFSC|National Financial Services LLC|37273
MBFI|MB FINANCIAL INC|NITE|VIRTU Americas LLC|74088
MBFI|MB FINANCIAL INC|NITP|VIRTU Americas LLC|1686
MBFI|MB FINANCIAL INC|NQRB|Brut, LLC|15816
MBFI|MB FINANCIAL INC|NTRC|Northern Trust Securities, Inc.|1582
MBFI|MB FINANCIAL INC|OPCO|Oppenheimer & Co. Inc.|5344
MBFI|MB FINANCIAL INC|OTAA|OTA LLC|1900
MBFI|MB FINANCIAL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4974
MBFI|MB FINANCIAL INC|PDQM|CODA MARKETS, INC.|14816
MBFI|MB FINANCIAL INC|PIPR|Piper Jaffray & Co.|3400
MBFI|MB FINANCIAL INC|RAJA|Raymond James & Associates, Inc.|3428
MBFI|MB FINANCIAL INC|RBCM|RBC CAPITAL MARKETS, LLC|2962
MBFI|MB FINANCIAL INC|RHCO|Suntrust Robinson Humphrey, Inc.|3503
MBFI|MB FINANCIAL INC|SAGL|SAGETRADER, LLC|500
MBFI|MB FINANCIAL INC|SAGW|SAGETRADER, LLC|1711
MBFI|MB FINANCIAL INC|SBSH|Citigroup Global Markets Inc.|1139507
MBFI|MB FINANCIAL INC|SDLR|Sandler, O'Neill & Partners, L.P.|7600
MBFI|MB FINANCIAL INC|SGMT|GOLDMAN SACHS & CO. LLC|103334
MBFI|MB FINANCIAL INC|SPDR|SPEEDROUTE LLC|2005
MBFI|MB FINANCIAL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
MBFI|MB FINANCIAL INC|STFL|Stifel, Nicolaus & Company, Incorporated|968
MBFI|MB FINANCIAL INC|SWIM|TD Ameritrade, Inc.|635
MBFI|MB FINANCIAL INC|SWST|Hilltop Securities Inc.|1118
MBFI|MB FINANCIAL INC|TAGC|TELSEY ADVISORY GROUP LLC|106000
MBFI|MB FINANCIAL INC|TKNG|ALLY INVEST SECURITIES LLC|1
MBFI|MB FINANCIAL INC|TRBT|Tradebot Systems, Inc.|331455
MBFI|MB FINANCIAL INC|TRCM|TRC MARKETS LLC|229034
MBFI|MB FINANCIAL INC|UBSA|UBS SECURITIES LLC|389480
MBFI|MB FINANCIAL INC|UBSS|UBS Securities LLC|535444
MBFI|MB FINANCIAL INC|VALX|VIRTU AMERICAS LLC|5148
MBFI|MB FINANCIAL INC|VGRD|Vanguard Marketing Corporation|1167
MBFI|MB FINANCIAL INC|WBLR|WILLIAM BLAIR|26000
MBFI|MB FINANCIAL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|300
MBFI|MB FINANCIAL INC|WCHV|WELLS FARGO SECURITIES, LLC|20751
MBFI|MB FINANCIAL INC|WDNX|WEEDEN & CO.L.P.|4288
MBFI|MB FINANCIAL INC|WEED|Weeden & Co.L.P.|500
MBFI|MB FINANCIAL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2169
MBFI|MB FINANCIAL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4586
MBFI|MB FINANCIAL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|304
MBFI|MB FINANCIAL INC|WSAG|WALL STREET ACCESS|20
MBFI|MB FINANCIAL INC|WSEA|WOLVERINE SECURITIES, LLC|338
MBFI|MB FINANCIAL INC|XIST|INSTINET, LLC|4782
MBFI|MB FINANCIAL INC|XPQR|Jump Trading|212
MBFI|MB FINANCIAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3278
MBFI|MB FINANCIAL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MBFI|MB FINANCIAL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1301
MBFIO|MB FNL DEP PFD SR C|BANK|Primevest Financial Services, Inc.|64
MBFIO|MB FNL DEP PFD SR C|BARD|Robert W. Baird & Co. Incorporated|175
MBFIO|MB FNL DEP PFD SR C|BBNT|BB&T SECURITIES, LLC|100
MBFIO|MB FNL DEP PFD SR C|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|31617
MBFIO|MB FNL DEP PFD SR C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|172
MBFIO|MB FNL DEP PFD SR C|BTIG|BTIG, LLC|459
MBFIO|MB FNL DEP PFD SR C|BYXM|CBOE TRADING, INC.|100
MBFIO|MB FNL DEP PFD SR C|CANT|Cantor Fitzgerald & Co.|11
MBFIO|MB FNL DEP PFD SR C|CIST|Capital Institutional Services, Inc.|400
MBFIO|MB FNL DEP PFD SR C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|716
MBFIO|MB FNL DEP PFD SR C|DBAX|Deutsche Bank Securities Inc.|700
MBFIO|MB FNL DEP PFD SR C|DEAN|MORGAN STANLEY|819
MBFIO|MB FNL DEP PFD SR C|DEGS|RONIN PROFESSIONAL LLC|1206
MBFIO|MB FNL DEP PFD SR C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|359
MBFIO|MB FNL DEP PFD SR C|EBXL|EBX LLC|600
MBFIO|MB FNL DEP PFD SR C|EDJO|Edward D. Jones & Co., L.P.|7
MBFIO|MB FNL DEP PFD SR C|EGAM|CBOE TRADING, INC.|100
MBFIO|MB FNL DEP PFD SR C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|196
MBFIO|MB FNL DEP PFD SR C|ETRS|E*Trade Securities LLC|1000
MBFIO|MB FNL DEP PFD SR C|FBCO|Credit Suisse Securities (USA) LLC|7509
MBFIO|MB FNL DEP PFD SR C|FOMA|TD AMERITRADE CLEARING, INC.|2705
MBFIO|MB FNL DEP PFD SR C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|730
MBFIO|MB FNL DEP PFD SR C|GSCO|GOLDMAN SACHS & CO. LLC|1399
MBFIO|MB FNL DEP PFD SR C|GSCS|GOLDMAN SACHS & CO. LLC|1315
MBFIO|MB FNL DEP PFD SR C|GSLT|GOLDMAN SACHS & CO. LLC|23
MBFIO|MB FNL DEP PFD SR C|GTSZ|GTS SECURITIES LLC|613
MBFIO|MB FNL DEP PFD SR C|HRBF|American Enterprise Investment Services Inc.|45
MBFIO|MB FNL DEP PFD SR C|IBKR|Interactive Brokers Llc|369
MBFIO|MB FNL DEP PFD SR C|INCA|INSTINET, LLC|100
MBFIO|MB FNL DEP PFD SR C|JANY|Janney Montgomery Scott Inc.|13142
MBFIO|MB FNL DEP PFD SR C|JSEB|JANE STREET EXECUTION SERVICES, LLC|424
MBFIO|MB FNL DEP PFD SR C|KCGM|VIRTU Americas LLC|100
MBFIO|MB FNL DEP PFD SR C|LEHM|Barclays Capital Inc./Le|600
MBFIO|MB FNL DEP PFD SR C|LIME|Lime Brokerage LLC|4569
MBFIO|MB FNL DEP PFD SR C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|63
MBFIO|MB FNL DEP PFD SR C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MBFIO|MB FNL DEP PFD SR C|MSCO|MORGAN STANLEY & CO. LLC|7307
MBFIO|MB FNL DEP PFD SR C|NFSC|National Financial Services LLC|19605
MBFIO|MB FNL DEP PFD SR C|NITE|VIRTU Americas LLC|17443
MBFIO|MB FNL DEP PFD SR C|NQRB|Brut, LLC|282
MBFIO|MB FNL DEP PFD SR C|OPCO|Oppenheimer & Co. Inc.|293
MBFIO|MB FNL DEP PFD SR C|PWJC|UBS Financial Services, Inc.|4151
MBFIO|MB FNL DEP PFD SR C|RAJA|Raymond James & Associates, Inc.|1513
MBFIO|MB FNL DEP PFD SR C|RBCM|RBC CAPITAL MARKETS, LLC|200
MBFIO|MB FNL DEP PFD SR C|SALI|INTL FCSTONE FINANCIAL INC.|23
MBFIO|MB FNL DEP PFD SR C|SBSH|Citigroup Global Markets Inc.|606
MBFIO|MB FNL DEP PFD SR C|SGMT|GOLDMAN SACHS & CO. LLC|200
MBFIO|MB FNL DEP PFD SR C|STFL|Stifel, Nicolaus & Company, Incorporated|24619
MBFIO|MB FNL DEP PFD SR C|SWST|Hilltop Securities Inc.|103
MBFIO|MB FNL DEP PFD SR C|UBSA|UBS SECURITIES LLC|550
MBFIO|MB FNL DEP PFD SR C|UBSS|UBS Securities LLC|18664
MBFIO|MB FNL DEP PFD SR C|WCHV|WELLS FARGO SECURITIES, LLC|8070
MBFIO|MB FNL DEP PFD SR C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|202
MBFIO|MB FNL DEP PFD SR C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
MBG|SPDR BB BARCLAY MTG|APCC|Apex Clearing Corporation|53
MBG|SPDR BB BARCLAY MTG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1417
MBG|SPDR BB BARCLAY MTG|CANT|Cantor Fitzgerald & Co.|600
MBG|SPDR BB BARCLAY MTG|CHAS|Charles Schwab & Co., Inc.|8
MBG|SPDR BB BARCLAY MTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12811
MBG|SPDR BB BARCLAY MTG|CTDL|Citadel Derivatives Group Llc|1707
MBG|SPDR BB BARCLAY MTG|DBAX|Deutsche Bank Securities Inc.|2000
MBG|SPDR BB BARCLAY MTG|DEAN|MORGAN STANLEY|19
MBG|SPDR BB BARCLAY MTG|EBXL|EBX LLC|2200
MBG|SPDR BB BARCLAY MTG|ETRS|E*Trade Securities LLC|19
MBG|SPDR BB BARCLAY MTG|FINX|FINTECH SECURITIES|1485
MBG|SPDR BB BARCLAY MTG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3968
MBG|SPDR BB BARCLAY MTG|FTBR|Foliofn Investments, Inc.|1362
MBG|SPDR BB BARCLAY MTG|GEBB|GLOBAL EXECUTION BROKERS, LP|237
MBG|SPDR BB BARCLAY MTG|GSCO|GOLDMAN SACHS & CO. LLC|200
MBG|SPDR BB BARCLAY MTG|IBKR|Interactive Brokers Llc|34
MBG|SPDR BB BARCLAY MTG|ICBX|INSTINET, LLC|800
MBG|SPDR BB BARCLAY MTG|ITGI|ITG Inc.|134
MBG|SPDR BB BARCLAY MTG|JANY|Janney Montgomery Scott Inc.|1119
MBG|SPDR BB BARCLAY MTG|JPMX|J.P. Morgan Securities LLC|4696
MBG|SPDR BB BARCLAY MTG|JSEB|JANE STREET EXECUTION SERVICES, LLC|40742
MBG|SPDR BB BARCLAY MTG|JSJX|JANE STREET CAPITAL LLC|32865
MBG|SPDR BB BARCLAY MTG|KCGM|VIRTU Americas LLC|6837
MBG|SPDR BB BARCLAY MTG|LEHM|Barclays Capital Inc./Le|4200
MBG|SPDR BB BARCLAY MTG|LIME|Lime Brokerage LLC|2105
MBG|SPDR BB BARCLAY MTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
MBG|SPDR BB BARCLAY MTG|MSCO|MORGAN STANLEY & CO. LLC|4785
MBG|SPDR BB BARCLAY MTG|NFSC|National Financial Services LLC|51996
MBG|SPDR BB BARCLAY MTG|NITE|VIRTU Americas LLC|946255
MBG|SPDR BB BARCLAY MTG|NITP|VIRTU Americas LLC|400
MBG|SPDR BB BARCLAY MTG|RBCM|RBC CAPITAL MARKETS, LLC|3139
MBG|SPDR BB BARCLAY MTG|SGMT|GOLDMAN SACHS & CO. LLC|1400
MBG|SPDR BB BARCLAY MTG|STFL|Stifel, Nicolaus & Company, Incorporated|510
MBG|SPDR BB BARCLAY MTG|SWIM|TD Ameritrade, Inc.|250
MBG|SPDR BB BARCLAY MTG|SWST|Hilltop Securities Inc.|4561
MBG|SPDR BB BARCLAY MTG|UBSA|UBS SECURITIES LLC|9277
MBG|SPDR BB BARCLAY MTG|UBSS|UBS Securities LLC|15778
MBG|SPDR BB BARCLAY MTG|WCHV|WELLS FARGO SECURITIES, LLC|1100
MBG|SPDR BB BARCLAY MTG|WEDB|WEDBUSH SECURITIES INC.|100
MBG|SPDR BB BARCLAY MTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6328
MBI|M B I A INC|ACAD|ACADEMY SECURITIES, INC.|400
MBI|M B I A INC|ALTX|Alternet Securities Inc.|3065
MBI|M B I A INC|APCC|Apex Clearing Corporation|17703
MBI|M B I A INC|BARD|Robert W. Baird & Co. Incorporated|1249
MBI|M B I A INC|BATM|CBOE TRADING, INC.|9191
MBI|M B I A INC|BAYC|BAY CREST PARTNERS, LLC|6816
MBI|M B I A INC|BBNT|BB&T SECURITIES, LLC|861
MBI|M B I A INC|BERN|Sanford C. Bernstein & Co., LLC|3851
MBI|M B I A INC|BIAD|SAGETRADER, LLC|76
MBI|M B I A INC|BIDS|BIDS TRADING L.P.|16500
MBI|M B I A INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6004
MBI|M B I A INC|BLKX|INSTINET, LLC|24800
MBI|M B I A INC|BNPX|BNP PARIBAS SECURITIES CORP.|11070
MBI|M B I A INC|BTIG|BTIG, LLC|184319
MBI|M B I A INC|BYXM|CBOE TRADING, INC.|423
MBI|M B I A INC|BZYD|GOLDMAN SACHS & CO. LLC|701
MBI|M B I A INC|CANT|Cantor Fitzgerald & Co.|66122
MBI|M B I A INC|CHAS|Charles Schwab & Co., Inc.|5200
MBI|M B I A INC|CIST|Capital Institutional Services, Inc.|409
MBI|M B I A INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|258026
MBI|M B I A INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
MBI|M B I A INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|555467
MBI|M B I A INC|CTDL|Citadel Derivatives Group Llc|4931
MBI|M B I A INC|CTLR|CUTLER GROUP, LP|100
MBI|M B I A INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|128166
MBI|M B I A INC|DBAB|Deutsche Bank Securities Inc.|172624
MBI|M B I A INC|DBAX|Deutsche Bank Securities Inc.|654700
MBI|M B I A INC|DEAN|MORGAN STANLEY|10092
MBI|M B I A INC|DEGS|RONIN PROFESSIONAL LLC|400
MBI|M B I A INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22520
MBI|M B I A INC|EBXL|EBX LLC|372300
MBI|M B I A INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|36506
MBI|M B I A INC|EDJO|Edward D. Jones & Co., L.P.|230
MBI|M B I A INC|EGAM|CBOE TRADING, INC.|9651
MBI|M B I A INC|EGAW|CBOE TRADING, INC.|100
MBI|M B I A INC|EGXM|CBOE TRADING, INC.|11041
MBI|M B I A INC|EGXW|CBOE TRADING, INC.|135
MBI|M B I A INC|ETBE|Electronic Transaction Clearing, Inc.|17634
MBI|M B I A INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
MBI|M B I A INC|ETRS|E*Trade Securities LLC|91006
MBI|M B I A INC|FBSB|U.S. Bancorp Investments, Inc.|200
MBI|M B I A INC|FILL|Tradestation Securities, Inc.|1113
MBI|M B I A INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
MBI|M B I A INC|FQLS|Quantlab Securities LP|142288
MBI|M B I A INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|173985
MBI|M B I A INC|FTBR|Foliofn Investments, Inc.|109
MBI|M B I A INC|GEBB|GLOBAL EXECUTION BROKERS, LP|28557
MBI|M B I A INC|GLPX|ACS EXECUTION SERVICES, LLC|11160
MBI|M B I A INC|GSCO|GOLDMAN SACHS & CO. LLC|598879
MBI|M B I A INC|GSCS|GOLDMAN SACHS & CO. LLC|140736
MBI|M B I A INC|GSLT|GOLDMAN SACHS & CO. LLC|10820
MBI|M B I A INC|GTSZ|GTS SECURITIES LLC|74973
MBI|M B I A INC|HRBF|American Enterprise Investment Services Inc.|1823
MBI|M B I A INC|IATS|INTERACTIVE BROKERS LLC|56764
MBI|M B I A INC|IBKR|Interactive Brokers Llc|174350
MBI|M B I A INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|230
MBI|M B I A INC|ICBX|INSTINET, LLC|70045
MBI|M B I A INC|IEQY|CITADEL SECURITIES LLC|47226
MBI|M B I A INC|INCA|INSTINET, LLC|207659
MBI|M B I A INC|INJX|INSTINET, LLC|2500
MBI|M B I A INC|ITGI|ITG Inc.|78829
MBI|M B I A INC|ITGP|ITG INC.|215000
MBI|M B I A INC|JEFF|JEFFERIES LLC|158372
MBI|M B I A INC|JMPT|JUMP TRADING, LLC|68821
MBI|M B I A INC|JPBX|J.P. MORGAN SECURITIES LLC|95617
MBI|M B I A INC|JPMX|J.P. Morgan Securities LLC|554709
MBI|M B I A INC|JSJX|JANE STREET CAPITAL LLC|54643
MBI|M B I A INC|KBWI|Keefe, Bruyette & Woods, Inc.|4764
MBI|M B I A INC|KCGM|VIRTU Americas LLC|72111
MBI|M B I A INC|LEHM|Barclays Capital Inc./Le|854350
MBI|M B I A INC|LIME|Lime Brokerage LLC|20707
MBI|M B I A INC|LQNA|LIQUIDNET, INC.|108000
MBI|M B I A INC|LQNB|LIQUIDNET, INC.|16300
MBI|M B I A INC|LSCI|Lek Securities Corporation|1357
MBI|M B I A INC|MKMP|MKM Partners LLC|102170
MBI|M B I A INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|270450
MBI|M B I A INC|MOTF|MOTIF INVESTING, INC.|1
MBI|M B I A INC|MSCO|MORGAN STANLEY & CO. LLC|872060
MBI|M B I A INC|MSPL|MORGAN STANLEY & CO. LLC|596300
MBI|M B I A INC|MSTX|MORGAN STANLEY & CO. LLC|181900
MBI|M B I A INC|NFSC|National Financial Services LLC|259555
MBI|M B I A INC|NITE|VIRTU Americas LLC|886678
MBI|M B I A INC|NQRB|Brut, LLC|5886
MBI|M B I A INC|NTBF|BMO Nesbitt Burns Inc./CDS|8500
MBI|M B I A INC|NTRC|Northern Trust Securities, Inc.|18411
MBI|M B I A INC|OHOS|TWO SIGMA SECURITIES, LLC|800
MBI|M B I A INC|OPCO|Oppenheimer & Co. Inc.|2425
MBI|M B I A INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
MBI|M B I A INC|PDQM|CODA MARKETS, INC.|1045
MBI|M B I A INC|PHLY|NASDAQ Execution Services, LLC|13400
MBI|M B I A INC|PWJC|UBS Financial Services, Inc.|10000
MBI|M B I A INC|RBCM|RBC CAPITAL MARKETS, LLC|1262
MBI|M B I A INC|SAGL|SAGETRADER, LLC|2805
MBI|M B I A INC|SAGW|SAGETRADER, LLC|100
MBI|M B I A INC|SALI|INTL FCSTONE FINANCIAL INC.|47
MBI|M B I A INC|SBSH|Citigroup Global Markets Inc.|135248
MBI|M B I A INC|SGMT|GOLDMAN SACHS & CO. LLC|146994
MBI|M B I A INC|SPDR|SPEEDROUTE LLC|1032
MBI|M B I A INC|SPTD|MINT GLOBAL MARKETS, INC.|1000
MBI|M B I A INC|STFL|Stifel, Nicolaus & Company, Incorporated|13067
MBI|M B I A INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5269
MBI|M B I A INC|SWIM|TD Ameritrade, Inc.|160420
MBI|M B I A INC|SWST|Hilltop Securities Inc.|4700
MBI|M B I A INC|TKNG|ALLY INVEST SECURITIES LLC|5835
MBI|M B I A INC|TRBT|Tradebot Systems, Inc.|166924
MBI|M B I A INC|TRCM|TRC MARKETS LLC|16469
MBI|M B I A INC|UBSA|UBS SECURITIES LLC|829176
MBI|M B I A INC|UBSS|UBS Securities LLC|431717
MBI|M B I A INC|VALX|VIRTU AMERICAS LLC|52411
MBI|M B I A INC|VGRD|Vanguard Marketing Corporation|12730
MBI|M B I A INC|WBET|Wallachbeth Capital LLC|14700
MBI|M B I A INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3026
MBI|M B I A INC|WCHV|WELLS FARGO SECURITIES, LLC|1353481
MBI|M B I A INC|WDNX|WEEDEN & CO.L.P.|74308
MBI|M B I A INC|WEDB|WEDBUSH SECURITIES INC.|12000
MBI|M B I A INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|111421
MBI|M B I A INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|183603
MBI|M B I A INC|WFPB|Wells Fargo Securities, LLC.|33366
MBI|M B I A INC|WSEA|WOLVERINE SECURITIES, LLC|14077
MBI|M B I A INC|XIST|INSTINET, LLC|10600
MBI|M B I A INC|XPQR|Jump Trading|462
MBI|M B I A INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26248
MBI|M B I A INC|YKNA|COMHAR CAPITAL MARKETS, LLC|95
MBI|M B I A INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|982
MBII|MARRONE BIO INNOV|ALTX|Alternet Securities Inc.|4555
MBII|MARRONE BIO INNOV|APCC|Apex Clearing Corporation|12032
MBII|MARRONE BIO INNOV|BATM|CBOE TRADING, INC.|502
MBII|MARRONE BIO INNOV|BAYC|BAY CREST PARTNERS, LLC|2022
MBII|MARRONE BIO INNOV|BMOC|BMO Capital Markets Corp.|4115
MBII|MARRONE BIO INNOV|BNPX|BNP PARIBAS SECURITIES CORP.|4525
MBII|MARRONE BIO INNOV|BRGE|Newbridge Securities Corp.|26837
MBII|MARRONE BIO INNOV|BTIG|BTIG, LLC|13060
MBII|MARRONE BIO INNOV|BYXM|CBOE TRADING, INC.|112
MBII|MARRONE BIO INNOV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10021
MBII|MARRONE BIO INNOV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
MBII|MARRONE BIO INNOV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45997
MBII|MARRONE BIO INNOV|CTDL|Citadel Derivatives Group Llc|32010
MBII|MARRONE BIO INNOV|CXCX|CITIGROUP GLOBAL MARKETS INC.|4600
MBII|MARRONE BIO INNOV|DBAB|Deutsche Bank Securities Inc.|457084
MBII|MARRONE BIO INNOV|DBAX|Deutsche Bank Securities Inc.|30700
MBII|MARRONE BIO INNOV|DEGS|RONIN PROFESSIONAL LLC|107791
MBII|MARRONE BIO INNOV|EBXL|EBX LLC|14000
MBII|MARRONE BIO INNOV|ECUT|CONVERGEX EXECUTION SOLUTIONS|44876
MBII|MARRONE BIO INNOV|EDJO|Edward D. Jones & Co., L.P.|9000
MBII|MARRONE BIO INNOV|EGAM|CBOE TRADING, INC.|3303
MBII|MARRONE BIO INNOV|EGXM|CBOE TRADING, INC.|1186
MBII|MARRONE BIO INNOV|ETBE|Electronic Transaction Clearing, Inc.|118119
MBII|MARRONE BIO INNOV|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6740
MBII|MARRONE BIO INNOV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11541
MBII|MARRONE BIO INNOV|ETRS|E*Trade Securities LLC|236067
MBII|MARRONE BIO INNOV|FBCO|Credit Suisse Securities (USA) LLC|62034
MBII|MARRONE BIO INNOV|FILL|Tradestation Securities, Inc.|2054
MBII|MARRONE BIO INNOV|FOMA|TD AMERITRADE CLEARING, INC.|298517
MBII|MARRONE BIO INNOV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29471
MBII|MARRONE BIO INNOV|FTBR|Foliofn Investments, Inc.|673
MBII|MARRONE BIO INNOV|GEBB|GLOBAL EXECUTION BROKERS, LP|11758
MBII|MARRONE BIO INNOV|GLIS|TD Securities Inc|6325
MBII|MARRONE BIO INNOV|GLPX|ACS EXECUTION SERVICES, LLC|12094
MBII|MARRONE BIO INNOV|GSCO|GOLDMAN SACHS & CO. LLC|2177747
MBII|MARRONE BIO INNOV|GSLT|GOLDMAN SACHS & CO. LLC|862
MBII|MARRONE BIO INNOV|GTSZ|GTS SECURITIES LLC|6794
MBII|MARRONE BIO INNOV|IATS|INTERACTIVE BROKERS LLC|7825
MBII|MARRONE BIO INNOV|IBKR|Interactive Brokers Llc|160633
MBII|MARRONE BIO INNOV|ICBX|INSTINET, LLC|23807
MBII|MARRONE BIO INNOV|INCA|INSTINET, LLC|294114
MBII|MARRONE BIO INNOV|INJX|INSTINET, LLC|4720
MBII|MARRONE BIO INNOV|ITGI|ITG Inc.|31540
MBII|MARRONE BIO INNOV|ITGP|ITG INC.|23400
MBII|MARRONE BIO INNOV|JEFF|JEFFERIES LLC|19465
MBII|MARRONE BIO INNOV|JMPT|JUMP TRADING, LLC|5962
MBII|MARRONE BIO INNOV|JPMX|J.P. Morgan Securities LLC|48905
MBII|MARRONE BIO INNOV|JSJX|JANE STREET CAPITAL LLC|850
MBII|MARRONE BIO INNOV|KCGM|VIRTU Americas LLC|5984
MBII|MARRONE BIO INNOV|LEHM|Barclays Capital Inc./Le|965442
MBII|MARRONE BIO INNOV|LIME|Lime Brokerage LLC|53020
MBII|MARRONE BIO INNOV|LMGP|LIME BROKERAGE LLC|61643
MBII|MARRONE BIO INNOV|LOOP|Loop Capital Markets LLC|25734
MBII|MARRONE BIO INNOV|LSCI|Lek Securities Corporation|304
MBII|MARRONE BIO INNOV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MBII|MARRONE BIO INNOV|MACQ|Macquarie Capital (USA) Inc.|4827
MBII|MARRONE BIO INNOV|MAXM|Maxim Group LLC|4271
MBII|MARRONE BIO INNOV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36660
MBII|MARRONE BIO INNOV|MSCO|MORGAN STANLEY & CO. LLC|2244550
MBII|MARRONE BIO INNOV|MSPL|MORGAN STANLEY & CO. LLC|96000
MBII|MARRONE BIO INNOV|MSTX|MORGAN STANLEY & CO. LLC|85600
MBII|MARRONE BIO INNOV|NATL|National Securities Corporation|1370241
MBII|MARRONE BIO INNOV|NFSC|National Financial Services LLC|276811
MBII|MARRONE BIO INNOV|NITE|VIRTU Americas LLC|685065
MBII|MARRONE BIO INNOV|NITP|VIRTU Americas LLC|4236
MBII|MARRONE BIO INNOV|NQRB|Brut, LLC|12453
MBII|MARRONE BIO INNOV|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4817
MBII|MARRONE BIO INNOV|PDQM|CODA MARKETS, INC.|37442
MBII|MARRONE BIO INNOV|RAJA|Raymond James & Associates, Inc.|1000
MBII|MARRONE BIO INNOV|SAGL|SAGETRADER, LLC|3000
MBII|MARRONE BIO INNOV|SBSH|Citigroup Global Markets Inc.|1480654
MBII|MARRONE BIO INNOV|SGMT|GOLDMAN SACHS & CO. LLC|16302
MBII|MARRONE BIO INNOV|SPDR|SPEEDROUTE LLC|23025
MBII|MARRONE BIO INNOV|SWIM|TD Ameritrade, Inc.|85356
MBII|MARRONE BIO INNOV|TKNG|ALLY INVEST SECURITIES LLC|8363
MBII|MARRONE BIO INNOV|TWTT|TASTYWORKS, INC.|500
MBII|MARRONE BIO INNOV|UBSA|UBS SECURITIES LLC|296807
MBII|MARRONE BIO INNOV|UBSS|UBS Securities LLC|2018923
MBII|MARRONE BIO INNOV|VALX|VIRTU AMERICAS LLC|5830
MBII|MARRONE BIO INNOV|VGRD|Vanguard Marketing Corporation|9266
MBII|MARRONE BIO INNOV|WCHV|WELLS FARGO SECURITIES, LLC|54139
MBII|MARRONE BIO INNOV|WEED|Weeden & Co.L.P.|1400
MBII|MARRONE BIO INNOV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10000
MBII|MARRONE BIO INNOV|WGIF|CIBC World Markets Inc.|3402
MBII|MARRONE BIO INNOV|WSEA|WOLVERINE SECURITIES, LLC|10258
MBII|MARRONE BIO INNOV|XSTM|NATIONAL FINANCIAL SERVICES LLC|6810
MBII|MARRONE BIO INNOV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9722
MBIN|MERCHANTS BANCORP CM|ALTX|Alternet Securities Inc.|4603
MBIN|MERCHANTS BANCORP CM|APCC|Apex Clearing Corporation|432
MBIN|MERCHANTS BANCORP CM|BARD|Robert W. Baird & Co. Incorporated|360
MBIN|MERCHANTS BANCORP CM|BATM|CBOE TRADING, INC.|1128
MBIN|MERCHANTS BANCORP CM|BAYC|BAY CREST PARTNERS, LLC|100
MBIN|MERCHANTS BANCORP CM|BAYT|BTIG, LLC|19976
MBIN|MERCHANTS BANCORP CM|BERN|Sanford C. Bernstein & Co., LLC|1200
MBIN|MERCHANTS BANCORP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1750
MBIN|MERCHANTS BANCORP CM|BLKX|INSTINET, LLC|142276
MBIN|MERCHANTS BANCORP CM|BMOC|BMO Capital Markets Corp.|1827
MBIN|MERCHANTS BANCORP CM|BNPX|BNP PARIBAS SECURITIES CORP.|1744
MBIN|MERCHANTS BANCORP CM|BTIG|BTIG, LLC|21
MBIN|MERCHANTS BANCORP CM|BYXM|CBOE TRADING, INC.|80
MBIN|MERCHANTS BANCORP CM|CANT|Cantor Fitzgerald & Co.|25685
MBIN|MERCHANTS BANCORP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177268
MBIN|MERCHANTS BANCORP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11551
MBIN|MERCHANTS BANCORP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|394
MBIN|MERCHANTS BANCORP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55240
MBIN|MERCHANTS BANCORP CM|CTDL|Citadel Derivatives Group Llc|3961
MBIN|MERCHANTS BANCORP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|12618
MBIN|MERCHANTS BANCORP CM|DBAB|Deutsche Bank Securities Inc.|161253
MBIN|MERCHANTS BANCORP CM|DBAX|Deutsche Bank Securities Inc.|87100
MBIN|MERCHANTS BANCORP CM|DBUL|Deutsche Bank Securities Inc.|600
MBIN|MERCHANTS BANCORP CM|DEGS|RONIN PROFESSIONAL LLC|8466
MBIN|MERCHANTS BANCORP CM|EBXL|EBX LLC|56800
MBIN|MERCHANTS BANCORP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5456
MBIN|MERCHANTS BANCORP CM|EGAM|CBOE TRADING, INC.|1346
MBIN|MERCHANTS BANCORP CM|EGAW|CBOE TRADING, INC.|8
MBIN|MERCHANTS BANCORP CM|EGXM|CBOE TRADING, INC.|101
MBIN|MERCHANTS BANCORP CM|EGXW|CBOE TRADING, INC.|2
MBIN|MERCHANTS BANCORP CM|ETBE|Electronic Transaction Clearing, Inc.|18144
MBIN|MERCHANTS BANCORP CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
MBIN|MERCHANTS BANCORP CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|95
MBIN|MERCHANTS BANCORP CM|ETRS|E*Trade Securities LLC|2889
MBIN|MERCHANTS BANCORP CM|FBCO|Credit Suisse Securities (USA) LLC|55259
MBIN|MERCHANTS BANCORP CM|FOMA|TD AMERITRADE CLEARING, INC.|104810
MBIN|MERCHANTS BANCORP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41402
MBIN|MERCHANTS BANCORP CM|FTBR|Foliofn Investments, Inc.|3313
MBIN|MERCHANTS BANCORP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3723
MBIN|MERCHANTS BANCORP CM|GLPX|ACS EXECUTION SERVICES, LLC|20134
MBIN|MERCHANTS BANCORP CM|GSCO|GOLDMAN SACHS & CO. LLC|489352
MBIN|MERCHANTS BANCORP CM|GSCS|GOLDMAN SACHS & CO. LLC|8467
MBIN|MERCHANTS BANCORP CM|GSLT|GOLDMAN SACHS & CO. LLC|1200
MBIN|MERCHANTS BANCORP CM|GTSZ|GTS SECURITIES LLC|42446
MBIN|MERCHANTS BANCORP CM|IATS|INTERACTIVE BROKERS LLC|724
MBIN|MERCHANTS BANCORP CM|IBKR|Interactive Brokers Llc|9951
MBIN|MERCHANTS BANCORP CM|IBSJ|Integrity Brokerage Services, Inc.|1085
MBIN|MERCHANTS BANCORP CM|ICBX|INSTINET, LLC|11700
MBIN|MERCHANTS BANCORP CM|IEQY|CITADEL SECURITIES LLC|15468
MBIN|MERCHANTS BANCORP CM|INCA|INSTINET, LLC|131072
MBIN|MERCHANTS BANCORP CM|INJX|INSTINET, LLC|2353
MBIN|MERCHANTS BANCORP CM|ITGI|ITG Inc.|19873
MBIN|MERCHANTS BANCORP CM|ITGP|ITG INC.|46000
MBIN|MERCHANTS BANCORP CM|JANY|Janney Montgomery Scott Inc.|600
MBIN|MERCHANTS BANCORP CM|JEFF|JEFFERIES LLC|19202
MBIN|MERCHANTS BANCORP CM|JMPT|JUMP TRADING, LLC|5226
MBIN|MERCHANTS BANCORP CM|JPBX|J.P. MORGAN SECURITIES LLC|4600
MBIN|MERCHANTS BANCORP CM|JPMX|J.P. Morgan Securities LLC|118088
MBIN|MERCHANTS BANCORP CM|JSJX|JANE STREET CAPITAL LLC|2290
MBIN|MERCHANTS BANCORP CM|KBWI|Keefe, Bruyette & Woods, Inc.|477
MBIN|MERCHANTS BANCORP CM|KCGM|VIRTU Americas LLC|9062
MBIN|MERCHANTS BANCORP CM|LEHM|Barclays Capital Inc./Le|195598
MBIN|MERCHANTS BANCORP CM|LIME|Lime Brokerage LLC|90924
MBIN|MERCHANTS BANCORP CM|LMGP|LIME BROKERAGE LLC|15708
MBIN|MERCHANTS BANCORP CM|LOOP|Loop Capital Markets LLC|1532
MBIN|MERCHANTS BANCORP CM|LQNA|LIQUIDNET, INC.|29500
MBIN|MERCHANTS BANCORP CM|MAXM|Maxim Group LLC|1345
MBIN|MERCHANTS BANCORP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79318
MBIN|MERCHANTS BANCORP CM|MSCO|MORGAN STANLEY & CO. LLC|566233
MBIN|MERCHANTS BANCORP CM|MSPL|MORGAN STANLEY & CO. LLC|69200
MBIN|MERCHANTS BANCORP CM|MSTX|MORGAN STANLEY & CO. LLC|20900
MBIN|MERCHANTS BANCORP CM|NFSC|National Financial Services LLC|17443
MBIN|MERCHANTS BANCORP CM|NITE|VIRTU Americas LLC|69893
MBIN|MERCHANTS BANCORP CM|NITP|VIRTU Americas LLC|1300
MBIN|MERCHANTS BANCORP CM|NQRB|Brut, LLC|649
MBIN|MERCHANTS BANCORP CM|PDQM|CODA MARKETS, INC.|49542
MBIN|MERCHANTS BANCORP CM|PNSR|Penserra Securities, LLC|10635
MBIN|MERCHANTS BANCORP CM|PWJC|UBS Financial Services, Inc.|1000
MBIN|MERCHANTS BANCORP CM|RAJA|Raymond James & Associates, Inc.|5684
MBIN|MERCHANTS BANCORP CM|RBCM|RBC CAPITAL MARKETS, LLC|150
MBIN|MERCHANTS BANCORP CM|SAGL|SAGETRADER, LLC|500
MBIN|MERCHANTS BANCORP CM|SBSH|Citigroup Global Markets Inc.|50120
MBIN|MERCHANTS BANCORP CM|SDLR|Sandler, O'Neill & Partners, L.P.|9599
MBIN|MERCHANTS BANCORP CM|SGMT|GOLDMAN SACHS & CO. LLC|26612
MBIN|MERCHANTS BANCORP CM|SOGO|Wang Investment Associates, Inc.|2700
MBIN|MERCHANTS BANCORP CM|SPDR|SPEEDROUTE LLC|9493
MBIN|MERCHANTS BANCORP CM|SPHN|Stephens Inc.|74881
MBIN|MERCHANTS BANCORP CM|SPTD|MINT GLOBAL MARKETS, INC.|27210
MBIN|MERCHANTS BANCORP CM|STFL|Stifel, Nicolaus & Company, Incorporated|5483
MBIN|MERCHANTS BANCORP CM|SWIM|TD Ameritrade, Inc.|4640
MBIN|MERCHANTS BANCORP CM|SWST|Hilltop Securities Inc.|200
MBIN|MERCHANTS BANCORP CM|TKNG|ALLY INVEST SECURITIES LLC|1
MBIN|MERCHANTS BANCORP CM|TRBT|Tradebot Systems, Inc.|21392
MBIN|MERCHANTS BANCORP CM|TRCM|TRC MARKETS LLC|61245
MBIN|MERCHANTS BANCORP CM|UBSA|UBS SECURITIES LLC|208354
MBIN|MERCHANTS BANCORP CM|UBSS|UBS Securities LLC|358569
MBIN|MERCHANTS BANCORP CM|VALX|VIRTU AMERICAS LLC|4712
MBIN|MERCHANTS BANCORP CM|VGRD|Vanguard Marketing Corporation|47
MBIN|MERCHANTS BANCORP CM|WCHV|WELLS FARGO SECURITIES, LLC|5884
MBIN|MERCHANTS BANCORP CM|WEED|Weeden & Co.L.P.|1138
MBIN|MERCHANTS BANCORP CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|808
MBIN|MERCHANTS BANCORP CM|WSEA|WOLVERINE SECURITIES, LLC|1
MBIN|MERCHANTS BANCORP CM|XIST|INSTINET, LLC|8400
MBIN|MERCHANTS BANCORP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
MBIN|MERCHANTS BANCORP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|6306
MBIN|MERCHANTS BANCORP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|473
MBIO|MUSTANG BIO, INC. CM|AGCP|AEGIS CAPITAL CORP.|4229
MBIO|MUSTANG BIO, INC. CM|ALTX|Alternet Securities Inc.|4400
MBIO|MUSTANG BIO, INC. CM|APCC|Apex Clearing Corporation|10
MBIO|MUSTANG BIO, INC. CM|BATM|CBOE TRADING, INC.|1454
MBIO|MUSTANG BIO, INC. CM|BAYC|BAY CREST PARTNERS, LLC|1820
MBIO|MUSTANG BIO, INC. CM|BMOC|BMO Capital Markets Corp.|1257
MBIO|MUSTANG BIO, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|1306
MBIO|MUSTANG BIO, INC. CM|BTIG|BTIG, LLC|7530
MBIO|MUSTANG BIO, INC. CM|BYXM|CBOE TRADING, INC.|1708
MBIO|MUSTANG BIO, INC. CM|CHAS|Charles Schwab & Co., Inc.|29
MBIO|MUSTANG BIO, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10761
MBIO|MUSTANG BIO, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11062
MBIO|MUSTANG BIO, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MBIO|MUSTANG BIO, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24134
MBIO|MUSTANG BIO, INC. CM|CTDL|Citadel Derivatives Group Llc|6898
MBIO|MUSTANG BIO, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|3924
MBIO|MUSTANG BIO, INC. CM|DBAB|Deutsche Bank Securities Inc.|136023
MBIO|MUSTANG BIO, INC. CM|DBAX|Deutsche Bank Securities Inc.|21000
MBIO|MUSTANG BIO, INC. CM|DBUL|Deutsche Bank Securities Inc.|100
MBIO|MUSTANG BIO, INC. CM|DEGS|RONIN PROFESSIONAL LLC|31966
MBIO|MUSTANG BIO, INC. CM|EBXL|EBX LLC|7900
MBIO|MUSTANG BIO, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3899
MBIO|MUSTANG BIO, INC. CM|EDJO|Edward D. Jones & Co., L.P.|8
MBIO|MUSTANG BIO, INC. CM|EGAM|CBOE TRADING, INC.|1900
MBIO|MUSTANG BIO, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
MBIO|MUSTANG BIO, INC. CM|EGXM|CBOE TRADING, INC.|488
MBIO|MUSTANG BIO, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|420
MBIO|MUSTANG BIO, INC. CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
MBIO|MUSTANG BIO, INC. CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|410
MBIO|MUSTANG BIO, INC. CM|ETCB|ETC BROKERAGE SERVICES, LLC|582
MBIO|MUSTANG BIO, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6019
MBIO|MUSTANG BIO, INC. CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
MBIO|MUSTANG BIO, INC. CM|ETRS|E*Trade Securities LLC|28383
MBIO|MUSTANG BIO, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|67140
MBIO|MUSTANG BIO, INC. CM|FMAF|NBCN Inc./ CDS|2289
MBIO|MUSTANG BIO, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|37552
MBIO|MUSTANG BIO, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11984
MBIO|MUSTANG BIO, INC. CM|FTBR|Foliofn Investments, Inc.|1100
MBIO|MUSTANG BIO, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2500
MBIO|MUSTANG BIO, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|8398
MBIO|MUSTANG BIO, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|758022
MBIO|MUSTANG BIO, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|300
MBIO|MUSTANG BIO, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|379
MBIO|MUSTANG BIO, INC. CM|GTSZ|GTS SECURITIES LLC|30701
MBIO|MUSTANG BIO, INC. CM|IATS|INTERACTIVE BROKERS LLC|4400
MBIO|MUSTANG BIO, INC. CM|IBKR|Interactive Brokers Llc|30847
MBIO|MUSTANG BIO, INC. CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
MBIO|MUSTANG BIO, INC. CM|ICBX|INSTINET, LLC|2900
MBIO|MUSTANG BIO, INC. CM|IEQY|CITADEL SECURITIES LLC|2085
MBIO|MUSTANG BIO, INC. CM|INCA|INSTINET, LLC|172877
MBIO|MUSTANG BIO, INC. CM|INJX|INSTINET, LLC|3903
MBIO|MUSTANG BIO, INC. CM|ITGI|ITG Inc.|9988
MBIO|MUSTANG BIO, INC. CM|ITGP|ITG INC.|20200
MBIO|MUSTANG BIO, INC. CM|JEFF|JEFFERIES LLC|10023
MBIO|MUSTANG BIO, INC. CM|JMPT|JUMP TRADING, LLC|1652
MBIO|MUSTANG BIO, INC. CM|JPMX|J.P. Morgan Securities LLC|32413
MBIO|MUSTANG BIO, INC. CM|KCGM|VIRTU Americas LLC|3851
MBIO|MUSTANG BIO, INC. CM|LEHM|Barclays Capital Inc./Le|244035
MBIO|MUSTANG BIO, INC. CM|LIME|Lime Brokerage LLC|92771
MBIO|MUSTANG BIO, INC. CM|LMGP|LIME BROKERAGE LLC|26756
MBIO|MUSTANG BIO, INC. CM|MAVB|Great Point Capital LLC|200
MBIO|MUSTANG BIO, INC. CM|MAXM|Maxim Group LLC|1274
MBIO|MUSTANG BIO, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17700
MBIO|MUSTANG BIO, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|587033
MBIO|MUSTANG BIO, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|26900
MBIO|MUSTANG BIO, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|5200
MBIO|MUSTANG BIO, INC. CM|NATL|National Securities Corporation|302426
MBIO|MUSTANG BIO, INC. CM|NFSC|National Financial Services LLC|37565
MBIO|MUSTANG BIO, INC. CM|NITE|VIRTU Americas LLC|136198
MBIO|MUSTANG BIO, INC. CM|NITP|VIRTU Americas LLC|3085
MBIO|MUSTANG BIO, INC. CM|NQRB|Brut, LLC|600
MBIO|MUSTANG BIO, INC. CM|OPCO|Oppenheimer & Co. Inc.|500
MBIO|MUSTANG BIO, INC. CM|PDQM|CODA MARKETS, INC.|20941
MBIO|MUSTANG BIO, INC. CM|SAGL|SAGETRADER, LLC|358
MBIO|MUSTANG BIO, INC. CM|SBSH|Citigroup Global Markets Inc.|68558
MBIO|MUSTANG BIO, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|4518
MBIO|MUSTANG BIO, INC. CM|SPDR|SPEEDROUTE LLC|30983
MBIO|MUSTANG BIO, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|4343
MBIO|MUSTANG BIO, INC. CM|SWIM|TD Ameritrade, Inc.|9190
MBIO|MUSTANG BIO, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|250
MBIO|MUSTANG BIO, INC. CM|TRBT|Tradebot Systems, Inc.|7312
MBIO|MUSTANG BIO, INC. CM|TRCM|TRC MARKETS LLC|14336
MBIO|MUSTANG BIO, INC. CM|UBSA|UBS SECURITIES LLC|66312
MBIO|MUSTANG BIO, INC. CM|UBSS|UBS Securities LLC|945876
MBIO|MUSTANG BIO, INC. CM|VALX|VIRTU AMERICAS LLC|2176
MBIO|MUSTANG BIO, INC. CM|VGRD|Vanguard Marketing Corporation|1003
MBIO|MUSTANG BIO, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|16107
MBIO|MUSTANG BIO, INC. CM|WEED|Weeden & Co.L.P.|100
MBIO|MUSTANG BIO, INC. CM|WGIF|CIBC World Markets Inc.|600
MBIO|MUSTANG BIO, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|1605
MBIO|MUSTANG BIO, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MBIO|MUSTANG BIO, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3165
MBOT|MICROBOT MEDICAL INC|ALTX|Alternet Securities Inc.|100
MBOT|MICROBOT MEDICAL INC|APCC|Apex Clearing Corporation|7706
MBOT|MICROBOT MEDICAL INC|BATM|CBOE TRADING, INC.|403
MBOT|MICROBOT MEDICAL INC|BIMI|Banca IMI Securities Corp.|2712
MBOT|MICROBOT MEDICAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8005
MBOT|MICROBOT MEDICAL INC|CANT|Cantor Fitzgerald & Co.|323
MBOT|MICROBOT MEDICAL INC|CHAS|Charles Schwab & Co., Inc.|900
MBOT|MICROBOT MEDICAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11701
MBOT|MICROBOT MEDICAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16846
MBOT|MICROBOT MEDICAL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
MBOT|MICROBOT MEDICAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6255
MBOT|MICROBOT MEDICAL INC|CTDE|CHOICETRADE|3000
MBOT|MICROBOT MEDICAL INC|CTDL|Citadel Derivatives Group Llc|2417
MBOT|MICROBOT MEDICAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
MBOT|MICROBOT MEDICAL INC|DBAB|Deutsche Bank Securities Inc.|23013
MBOT|MICROBOT MEDICAL INC|DBAX|Deutsche Bank Securities Inc.|3700
MBOT|MICROBOT MEDICAL INC|DEGS|RONIN PROFESSIONAL LLC|3931
MBOT|MICROBOT MEDICAL INC|EBXL|EBX LLC|6000
MBOT|MICROBOT MEDICAL INC|EDJO|Edward D. Jones & Co., L.P.|6
MBOT|MICROBOT MEDICAL INC|EGAM|CBOE TRADING, INC.|2100
MBOT|MICROBOT MEDICAL INC|EGXM|CBOE TRADING, INC.|10900
MBOT|MICROBOT MEDICAL INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|24415
MBOT|MICROBOT MEDICAL INC|ETRS|E*Trade Securities LLC|328184
MBOT|MICROBOT MEDICAL INC|FBCO|Credit Suisse Securities (USA) LLC|26788
MBOT|MICROBOT MEDICAL INC|FILL|Tradestation Securities, Inc.|8552
MBOT|MICROBOT MEDICAL INC|FMAF|NBCN Inc./ CDS|2778
MBOT|MICROBOT MEDICAL INC|FOMA|TD AMERITRADE CLEARING, INC.|804630
MBOT|MICROBOT MEDICAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1904
MBOT|MICROBOT MEDICAL INC|FTBR|Foliofn Investments, Inc.|156
MBOT|MICROBOT MEDICAL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|13156
MBOT|MICROBOT MEDICAL INC|GSCO|GOLDMAN SACHS & CO. LLC|8506
MBOT|MICROBOT MEDICAL INC|GSLT|GOLDMAN SACHS & CO. LLC|2252
MBOT|MICROBOT MEDICAL INC|HRBF|American Enterprise Investment Services Inc.|4
MBOT|MICROBOT MEDICAL INC|IATS|INTERACTIVE BROKERS LLC|2000
MBOT|MICROBOT MEDICAL INC|IBKR|Interactive Brokers Llc|53471
MBOT|MICROBOT MEDICAL INC|ICBX|INSTINET, LLC|4100
MBOT|MICROBOT MEDICAL INC|INCA|INSTINET, LLC|16023
MBOT|MICROBOT MEDICAL INC|INJX|INSTINET, LLC|300
MBOT|MICROBOT MEDICAL INC|ITGI|ITG Inc.|1600
MBOT|MICROBOT MEDICAL INC|ITGP|ITG INC.|2800
MBOT|MICROBOT MEDICAL INC|JANY|Janney Montgomery Scott Inc.|31885
MBOT|MICROBOT MEDICAL INC|JEFF|JEFFERIES LLC|1100
MBOT|MICROBOT MEDICAL INC|JHDR|J.H. Darbie & Co., Inc.|36300
MBOT|MICROBOT MEDICAL INC|JMPT|JUMP TRADING, LLC|3422
MBOT|MICROBOT MEDICAL INC|JONE|JonesTrading|17350
MBOT|MICROBOT MEDICAL INC|JPMX|J.P. Morgan Securities LLC|13188
MBOT|MICROBOT MEDICAL INC|JSJX|JANE STREET CAPITAL LLC|1
MBOT|MICROBOT MEDICAL INC|KCGM|VIRTU Americas LLC|3551
MBOT|MICROBOT MEDICAL INC|LEHM|Barclays Capital Inc./Le|12649
MBOT|MICROBOT MEDICAL INC|LGNT|COR CLEARING LLC|2657
MBOT|MICROBOT MEDICAL INC|LIME|Lime Brokerage LLC|8863
MBOT|MICROBOT MEDICAL INC|LSCI|Lek Securities Corporation|500
MBOT|MICROBOT MEDICAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6060
MBOT|MICROBOT MEDICAL INC|MSCO|MORGAN STANLEY & CO. LLC|163635
MBOT|MICROBOT MEDICAL INC|MSPL|MORGAN STANLEY & CO. LLC|1500
MBOT|MICROBOT MEDICAL INC|NFSC|National Financial Services LLC|385142
MBOT|MICROBOT MEDICAL INC|NITE|VIRTU Americas LLC|772594
MBOT|MICROBOT MEDICAL INC|NITP|VIRTU Americas LLC|2200
MBOT|MICROBOT MEDICAL INC|NQRB|Brut, LLC|500
MBOT|MICROBOT MEDICAL INC|OPCO|Oppenheimer & Co. Inc.|16
MBOT|MICROBOT MEDICAL INC|PDQM|CODA MARKETS, INC.|9951
MBOT|MICROBOT MEDICAL INC|RAJA|Raymond James & Associates, Inc.|144207
MBOT|MICROBOT MEDICAL INC|RBCM|RBC CAPITAL MARKETS, LLC|244
MBOT|MICROBOT MEDICAL INC|SALI|INTL FCSTONE FINANCIAL INC.|1
MBOT|MICROBOT MEDICAL INC|SGMT|GOLDMAN SACHS & CO. LLC|5065
MBOT|MICROBOT MEDICAL INC|SPDR|SPEEDROUTE LLC|830
MBOT|MICROBOT MEDICAL INC|STFL|Stifel, Nicolaus & Company, Incorporated|2700
MBOT|MICROBOT MEDICAL INC|SWIM|TD Ameritrade, Inc.|50912
MBOT|MICROBOT MEDICAL INC|SWST|Hilltop Securities Inc.|6500
MBOT|MICROBOT MEDICAL INC|TKNG|ALLY INVEST SECURITIES LLC|11141
MBOT|MICROBOT MEDICAL INC|UBSA|UBS SECURITIES LLC|44952
MBOT|MICROBOT MEDICAL INC|UBSS|UBS Securities LLC|142325
MBOT|MICROBOT MEDICAL INC|VGRD|Vanguard Marketing Corporation|34350
MBOT|MICROBOT MEDICAL INC|VNDM|Wall Street Access|9700
MBOT|MICROBOT MEDICAL INC|VNDS|VANDHAM SECURITIES CORP|100
MBOT|MICROBOT MEDICAL INC|WCHV|WELLS FARGO SECURITIES, LLC|21937
MBOT|MICROBOT MEDICAL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10901
MBOT|MICROBOT MEDICAL INC|WSEA|WOLVERINE SECURITIES, LLC|25150
MBOT|MICROBOT MEDICAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
MBOT|MICROBOT MEDICAL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2018
MBRX|MOLECULIN BIOTECH CS|AGIS|Aegis Capital Corp.|479856
MBRX|MOLECULIN BIOTECH CS|ALTX|Alternet Securities Inc.|6070
MBRX|MOLECULIN BIOTECH CS|APCC|Apex Clearing Corporation|20344
MBRX|MOLECULIN BIOTECH CS|BATM|CBOE TRADING, INC.|3511
MBRX|MOLECULIN BIOTECH CS|BIMI|Banca IMI Securities Corp.|21004
MBRX|MOLECULIN BIOTECH CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6050
MBRX|MOLECULIN BIOTECH CS|BTIG|BTIG, LLC|750
MBRX|MOLECULIN BIOTECH CS|BYXM|CBOE TRADING, INC.|700
MBRX|MOLECULIN BIOTECH CS|CAMC|Cambria Capital, LLC|4200
MBRX|MOLECULIN BIOTECH CS|CHAS|Charles Schwab & Co., Inc.|14704
MBRX|MOLECULIN BIOTECH CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8930
MBRX|MOLECULIN BIOTECH CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8719
MBRX|MOLECULIN BIOTECH CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34630
MBRX|MOLECULIN BIOTECH CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43854
MBRX|MOLECULIN BIOTECH CS|CTDL|Citadel Derivatives Group Llc|1860
MBRX|MOLECULIN BIOTECH CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MBRX|MOLECULIN BIOTECH CS|DBAB|Deutsche Bank Securities Inc.|35569
MBRX|MOLECULIN BIOTECH CS|DBAX|Deutsche Bank Securities Inc.|12000
MBRX|MOLECULIN BIOTECH CS|DEGS|RONIN PROFESSIONAL LLC|52985
MBRX|MOLECULIN BIOTECH CS|EBXL|EBX LLC|7800
MBRX|MOLECULIN BIOTECH CS|EDJO|Edward D. Jones & Co., L.P.|6095
MBRX|MOLECULIN BIOTECH CS|EGAM|CBOE TRADING, INC.|20302
MBRX|MOLECULIN BIOTECH CS|EGXM|CBOE TRADING, INC.|8739
MBRX|MOLECULIN BIOTECH CS|EGXW|CBOE TRADING, INC.|100
MBRX|MOLECULIN BIOTECH CS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|11233
MBRX|MOLECULIN BIOTECH CS|ETBE|Electronic Transaction Clearing, Inc.|5473
MBRX|MOLECULIN BIOTECH CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
MBRX|MOLECULIN BIOTECH CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5902
MBRX|MOLECULIN BIOTECH CS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MBRX|MOLECULIN BIOTECH CS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|9000
MBRX|MOLECULIN BIOTECH CS|ETRS|E*Trade Securities LLC|788711
MBRX|MOLECULIN BIOTECH CS|FBCO|Credit Suisse Securities (USA) LLC|105600
MBRX|MOLECULIN BIOTECH CS|FILL|Tradestation Securities, Inc.|201917
MBRX|MOLECULIN BIOTECH CS|FMAF|NBCN Inc./ CDS|8852
MBRX|MOLECULIN BIOTECH CS|FOMA|TD AMERITRADE CLEARING, INC.|1575665
MBRX|MOLECULIN BIOTECH CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|906
MBRX|MOLECULIN BIOTECH CS|GEBB|GLOBAL EXECUTION BROKERS, LP|7624
MBRX|MOLECULIN BIOTECH CS|GLPX|ACS EXECUTION SERVICES, LLC|30396
MBRX|MOLECULIN BIOTECH CS|GSCO|GOLDMAN SACHS & CO. LLC|53617
MBRX|MOLECULIN BIOTECH CS|GSLT|GOLDMAN SACHS & CO. LLC|5411
MBRX|MOLECULIN BIOTECH CS|GTSZ|GTS SECURITIES LLC|12285
MBRX|MOLECULIN BIOTECH CS|HRBF|American Enterprise Investment Services Inc.|139699
MBRX|MOLECULIN BIOTECH CS|HSBC|HSBC Securities, Inc.|596
MBRX|MOLECULIN BIOTECH CS|IATS|INTERACTIVE BROKERS LLC|21927
MBRX|MOLECULIN BIOTECH CS|IBKR|Interactive Brokers Llc|330152
MBRX|MOLECULIN BIOTECH CS|ICBX|INSTINET, LLC|3277
MBRX|MOLECULIN BIOTECH CS|INCA|INSTINET, LLC|37953
MBRX|MOLECULIN BIOTECH CS|ITGI|ITG Inc.|50347
MBRX|MOLECULIN BIOTECH CS|ITGP|ITG INC.|13400
MBRX|MOLECULIN BIOTECH CS|JMPT|JUMP TRADING, LLC|1586
MBRX|MOLECULIN BIOTECH CS|JPMX|J.P. Morgan Securities LLC|12748
MBRX|MOLECULIN BIOTECH CS|JSJX|JANE STREET CAPITAL LLC|1651
MBRX|MOLECULIN BIOTECH CS|KCGM|VIRTU Americas LLC|1713
MBRX|MOLECULIN BIOTECH CS|LEHM|Barclays Capital Inc./Le|84281
MBRX|MOLECULIN BIOTECH CS|LIME|Lime Brokerage LLC|18422
MBRX|MOLECULIN BIOTECH CS|LSCI|Lek Securities Corporation|100
MBRX|MOLECULIN BIOTECH CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
MBRX|MOLECULIN BIOTECH CS|MAXM|Maxim Group LLC|190505
MBRX|MOLECULIN BIOTECH CS|MBTS|ALLY INVEST SECURITIES LLC|100
MBRX|MOLECULIN BIOTECH CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12180
MBRX|MOLECULIN BIOTECH CS|MOTF|MOTIF INVESTING, INC.|1
MBRX|MOLECULIN BIOTECH CS|MSCO|MORGAN STANLEY & CO. LLC|475098
MBRX|MOLECULIN BIOTECH CS|MSPL|MORGAN STANLEY & CO. LLC|9800
MBRX|MOLECULIN BIOTECH CS|NATL|National Securities Corporation|23900
MBRX|MOLECULIN BIOTECH CS|NFSC|National Financial Services LLC|863023
MBRX|MOLECULIN BIOTECH CS|NITE|VIRTU Americas LLC|1989524
MBRX|MOLECULIN BIOTECH CS|NITP|VIRTU Americas LLC|300
MBRX|MOLECULIN BIOTECH CS|NORT|Northland Securities, Inc.|371427
MBRX|MOLECULIN BIOTECH CS|NQRB|Brut, LLC|16070
MBRX|MOLECULIN BIOTECH CS|NTFN|Network 1 Financial Securities Inc.|3333
MBRX|MOLECULIN BIOTECH CS|OPCO|Oppenheimer & Co. Inc.|10415
MBRX|MOLECULIN BIOTECH CS|PDQM|CODA MARKETS, INC.|42038
MBRX|MOLECULIN BIOTECH CS|RAJA|Raymond James & Associates, Inc.|11000
MBRX|MOLECULIN BIOTECH CS|RBCM|RBC CAPITAL MARKETS, LLC|500
MBRX|MOLECULIN BIOTECH CS|SAGL|SAGETRADER, LLC|1000
MBRX|MOLECULIN BIOTECH CS|SALI|INTL FCSTONE FINANCIAL INC.|1000
MBRX|MOLECULIN BIOTECH CS|SBSH|Citigroup Global Markets Inc.|7250
MBRX|MOLECULIN BIOTECH CS|SGMT|GOLDMAN SACHS & CO. LLC|11630
MBRX|MOLECULIN BIOTECH CS|SPDR|SPEEDROUTE LLC|86127
MBRX|MOLECULIN BIOTECH CS|SPNT|SEVEN POINTS CAPITAL, LLC|3544
MBRX|MOLECULIN BIOTECH CS|STFL|Stifel, Nicolaus & Company, Incorporated|2650
MBRX|MOLECULIN BIOTECH CS|SWIM|TD Ameritrade, Inc.|449173
MBRX|MOLECULIN BIOTECH CS|TKNG|ALLY INVEST SECURITIES LLC|24663
MBRX|MOLECULIN BIOTECH CS|TRCM|TRC MARKETS LLC|1300
MBRX|MOLECULIN BIOTECH CS|TTUC|CUTTONE & CO., INC.|1400
MBRX|MOLECULIN BIOTECH CS|UBSA|UBS SECURITIES LLC|61083
MBRX|MOLECULIN BIOTECH CS|UBSS|UBS Securities LLC|183408
MBRX|MOLECULIN BIOTECH CS|VALX|VIRTU AMERICAS LLC|2584
MBRX|MOLECULIN BIOTECH CS|VGRD|Vanguard Marketing Corporation|58849
MBRX|MOLECULIN BIOTECH CS|WCHV|WELLS FARGO SECURITIES, LLC|54874
MBRX|MOLECULIN BIOTECH CS|WEDB|WEDBUSH SECURITIES INC.|3000
MBRX|MOLECULIN BIOTECH CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|309
MBRX|MOLECULIN BIOTECH CS|WGIF|CIBC World Markets Inc.|37806
MBRX|MOLECULIN BIOTECH CS|WSEA|WOLVERINE SECURITIES, LLC|15771
MBRX|MOLECULIN BIOTECH CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
MBRX|MOLECULIN BIOTECH CS|YKNA|COMHAR CAPITAL MARKETS, LLC|1120
MBRX|MOLECULIN BIOTECH CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
MBSD|FLEXSHARES DSPLN MBS|CANT|Cantor Fitzgerald & Co.|2253
MBSD|FLEXSHARES DSPLN MBS|CHAS|Charles Schwab & Co., Inc.|4
MBSD|FLEXSHARES DSPLN MBS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1287
MBSD|FLEXSHARES DSPLN MBS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2264
MBSD|FLEXSHARES DSPLN MBS|DBAB|Deutsche Bank Securities Inc.|625
MBSD|FLEXSHARES DSPLN MBS|DBAX|Deutsche Bank Securities Inc.|1700
MBSD|FLEXSHARES DSPLN MBS|EBXL|EBX LLC|100
MBSD|FLEXSHARES DSPLN MBS|FBCO|Credit Suisse Securities (USA) LLC|42849
MBSD|FLEXSHARES DSPLN MBS|FOMA|TD AMERITRADE CLEARING, INC.|5040
MBSD|FLEXSHARES DSPLN MBS|ICBX|INSTINET, LLC|100
MBSD|FLEXSHARES DSPLN MBS|INCA|INSTINET, LLC|400
MBSD|FLEXSHARES DSPLN MBS|JPMX|J.P. Morgan Securities LLC|310
MBSD|FLEXSHARES DSPLN MBS|JSJX|JANE STREET CAPITAL LLC|44033
MBSD|FLEXSHARES DSPLN MBS|KCGM|VIRTU Americas LLC|496
MBSD|FLEXSHARES DSPLN MBS|LEHM|Barclays Capital Inc./Le|1400
MBSD|FLEXSHARES DSPLN MBS|LIME|Lime Brokerage LLC|1415
MBSD|FLEXSHARES DSPLN MBS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MBSD|FLEXSHARES DSPLN MBS|MSCO|MORGAN STANLEY & CO. LLC|205
MBSD|FLEXSHARES DSPLN MBS|MSPL|MORGAN STANLEY & CO. LLC|100
MBSD|FLEXSHARES DSPLN MBS|NFSC|National Financial Services LLC|5897
MBSD|FLEXSHARES DSPLN MBS|NITE|VIRTU Americas LLC|7965
MBSD|FLEXSHARES DSPLN MBS|NITP|VIRTU Americas LLC|1700
MBSD|FLEXSHARES DSPLN MBS|SBSH|Citigroup Global Markets Inc.|2039
MBSD|FLEXSHARES DSPLN MBS|SGMT|GOLDMAN SACHS & CO. LLC|200
MBSD|FLEXSHARES DSPLN MBS|UBSS|UBS Securities LLC|637
MBSD|FLEXSHARES DSPLN MBS|VGRD|Vanguard Marketing Corporation|44
MBSD|FLEXSHARES DSPLN MBS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
MBT|MOBILE TELSYS PJSC|ALTX|Alternet Securities Inc.|11236
MBT|MOBILE TELSYS PJSC|ANOS|ABEL/NOSER, L.L.C.|14450
MBT|MOBILE TELSYS PJSC|APCC|Apex Clearing Corporation|21631
MBT|MOBILE TELSYS PJSC|BALE|M&T SECURITIES, INC.|276
MBT|MOBILE TELSYS PJSC|BANK|Primevest Financial Services, Inc.|900
MBT|MOBILE TELSYS PJSC|BARD|Robert W. Baird & Co. Incorporated|5000
MBT|MOBILE TELSYS PJSC|BATM|CBOE TRADING, INC.|4815
MBT|MOBILE TELSYS PJSC|BBNT|BB&T SECURITIES, LLC|343
MBT|MOBILE TELSYS PJSC|BERN|Sanford C. Bernstein & Co., LLC|150100
MBT|MOBILE TELSYS PJSC|BIDS|BIDS TRADING L.P.|2000
MBT|MOBILE TELSYS PJSC|BIMI|Banca IMI Securities Corp.|1643
MBT|MOBILE TELSYS PJSC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10526
MBT|MOBILE TELSYS PJSC|BLKX|INSTINET, LLC|214200
MBT|MOBILE TELSYS PJSC|BNPX|BNP PARIBAS SECURITIES CORP.|5569
MBT|MOBILE TELSYS PJSC|BTIG|BTIG, LLC|1317952
MBT|MOBILE TELSYS PJSC|BYXM|CBOE TRADING, INC.|3200
MBT|MOBILE TELSYS PJSC|BZYD|GOLDMAN SACHS & CO. LLC|2000
MBT|MOBILE TELSYS PJSC|CANT|Cantor Fitzgerald & Co.|758
MBT|MOBILE TELSYS PJSC|CBLC|CITIGROUP GLOBAL MARKETS INC.|51276
MBT|MOBILE TELSYS PJSC|CHAS|Charles Schwab & Co., Inc.|27628
MBT|MOBILE TELSYS PJSC|CLSA|CLSA AMERICAS, LLC|208191
MBT|MOBILE TELSYS PJSC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36800
MBT|MOBILE TELSYS PJSC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
MBT|MOBILE TELSYS PJSC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
MBT|MOBILE TELSYS PJSC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1257959
MBT|MOBILE TELSYS PJSC|CTDL|Citadel Derivatives Group Llc|40745
MBT|MOBILE TELSYS PJSC|CTLR|CUTLER GROUP, LP|4378
MBT|MOBILE TELSYS PJSC|CXCX|CITIGROUP GLOBAL MARKETS INC.|299510
MBT|MOBILE TELSYS PJSC|DBAB|Deutsche Bank Securities Inc.|253244
MBT|MOBILE TELSYS PJSC|DBAX|Deutsche Bank Securities Inc.|1455700
MBT|MOBILE TELSYS PJSC|DBUL|Deutsche Bank Securities Inc.|4221
MBT|MOBILE TELSYS PJSC|DCHF|Dart Executions, LLC|64658
MBT|MOBILE TELSYS PJSC|DEAN|MORGAN STANLEY|37821
MBT|MOBILE TELSYS PJSC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19577
MBT|MOBILE TELSYS PJSC|EBXL|EBX LLC|797600
MBT|MOBILE TELSYS PJSC|ECUT|CONVERGEX EXECUTION SOLUTIONS|455674
MBT|MOBILE TELSYS PJSC|EDJC|Edward Jones / CDS|50
MBT|MOBILE TELSYS PJSC|EDJO|Edward D. Jones & Co., L.P.|5355
MBT|MOBILE TELSYS PJSC|EGAM|CBOE TRADING, INC.|12232
MBT|MOBILE TELSYS PJSC|EGAW|CBOE TRADING, INC.|200
MBT|MOBILE TELSYS PJSC|EGXM|CBOE TRADING, INC.|8891
MBT|MOBILE TELSYS PJSC|ELEV|ELEVATION, LLC|150029
MBT|MOBILE TELSYS PJSC|ESPO|ESPOSITO SECURITIES, LLC|644
MBT|MOBILE TELSYS PJSC|ETBE|Electronic Transaction Clearing, Inc.|31298
MBT|MOBILE TELSYS PJSC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
MBT|MOBILE TELSYS PJSC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|117
MBT|MOBILE TELSYS PJSC|ETCB|ETC BROKERAGE SERVICES, LLC|1151
MBT|MOBILE TELSYS PJSC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3655
MBT|MOBILE TELSYS PJSC|ETRS|E*Trade Securities LLC|421330
MBT|MOBILE TELSYS PJSC|FBSB|U.S. Bancorp Investments, Inc.|182
MBT|MOBILE TELSYS PJSC|FILL|Tradestation Securities, Inc.|8084
MBT|MOBILE TELSYS PJSC|FMAF|NBCN Inc./ CDS|3541
MBT|MOBILE TELSYS PJSC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5062
MBT|MOBILE TELSYS PJSC|FQLS|Quantlab Securities LP|692383
MBT|MOBILE TELSYS PJSC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|179675
MBT|MOBILE TELSYS PJSC|FTBR|Foliofn Investments, Inc.|6027
MBT|MOBILE TELSYS PJSC|GEBB|GLOBAL EXECUTION BROKERS, LP|34900
MBT|MOBILE TELSYS PJSC|GLIS|TD Securities Inc|7025
MBT|MOBILE TELSYS PJSC|GLPX|ACS EXECUTION SERVICES, LLC|9070
MBT|MOBILE TELSYS PJSC|GSCO|GOLDMAN SACHS & CO. LLC|2085937
MBT|MOBILE TELSYS PJSC|GSCS|GOLDMAN SACHS & CO. LLC|132077
MBT|MOBILE TELSYS PJSC|GSLT|GOLDMAN SACHS & CO. LLC|15331
MBT|MOBILE TELSYS PJSC|GTSZ|GTS SECURITIES LLC|119728
MBT|MOBILE TELSYS PJSC|HRBF|American Enterprise Investment Services Inc.|5158
MBT|MOBILE TELSYS PJSC|HSBC|HSBC Securities, Inc.|299230
MBT|MOBILE TELSYS PJSC|IATS|INTERACTIVE BROKERS LLC|142373
MBT|MOBILE TELSYS PJSC|IBKR|Interactive Brokers Llc|327379
MBT|MOBILE TELSYS PJSC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|778
MBT|MOBILE TELSYS PJSC|ICBX|INSTINET, LLC|451704
MBT|MOBILE TELSYS PJSC|INCA|INSTINET, LLC|518121
MBT|MOBILE TELSYS PJSC|INJX|INSTINET, LLC|7129
MBT|MOBILE TELSYS PJSC|INTL|INTL FCSTONE FINANCIAL INC.|135
MBT|MOBILE TELSYS PJSC|ITGI|ITG Inc.|175510
MBT|MOBILE TELSYS PJSC|ITGP|ITG INC.|609400
MBT|MOBILE TELSYS PJSC|JANY|Janney Montgomery Scott Inc.|9758
MBT|MOBILE TELSYS PJSC|JEFF|JEFFERIES LLC|206561
MBT|MOBILE TELSYS PJSC|JMPT|JUMP TRADING, LLC|212097
MBT|MOBILE TELSYS PJSC|JPBX|J.P. MORGAN SECURITIES LLC|50493
MBT|MOBILE TELSYS PJSC|JPMX|J.P. Morgan Securities LLC|1735379
MBT|MOBILE TELSYS PJSC|JSJX|JANE STREET CAPITAL LLC|98283
MBT|MOBILE TELSYS PJSC|KCGM|VIRTU Americas LLC|634863
MBT|MOBILE TELSYS PJSC|KRSH|Kershner Securities, LLC|1726
MBT|MOBILE TELSYS PJSC|LEHM|Barclays Capital Inc./Le|1972898
MBT|MOBILE TELSYS PJSC|LIME|Lime Brokerage LLC|19000
MBT|MOBILE TELSYS PJSC|LMNX|LUMINEX TRADING & ANALYTICS LLC|257600
MBT|MOBILE TELSYS PJSC|LQNA|LIQUIDNET, INC.|113600
MBT|MOBILE TELSYS PJSC|LSCI|Lek Securities Corporation|20895
MBT|MOBILE TELSYS PJSC|MACQ|Macquarie Capital (USA) Inc.|4938
MBT|MOBILE TELSYS PJSC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|808426
MBT|MOBILE TELSYS PJSC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
MBT|MOBILE TELSYS PJSC|MOTF|MOTIF INVESTING, INC.|9
MBT|MOBILE TELSYS PJSC|MPSG|E D & F Man Capital Markets Inc.|8936
MBT|MOBILE TELSYS PJSC|MSCO|MORGAN STANLEY & CO. LLC|6437084
MBT|MOBILE TELSYS PJSC|MSPL|MORGAN STANLEY & CO. LLC|1406000
MBT|MOBILE TELSYS PJSC|MSTX|MORGAN STANLEY & CO. LLC|196200
MBT|MOBILE TELSYS PJSC|NFSC|National Financial Services LLC|1115012
MBT|MOBILE TELSYS PJSC|NITE|VIRTU Americas LLC|2111640
MBT|MOBILE TELSYS PJSC|NITP|VIRTU Americas LLC|78147
MBT|MOBILE TELSYS PJSC|NQRB|Brut, LLC|20527
MBT|MOBILE TELSYS PJSC|OPCO|Oppenheimer & Co. Inc.|407
MBT|MOBILE TELSYS PJSC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|15093
MBT|MOBILE TELSYS PJSC|PDQM|CODA MARKETS, INC.|16580
MBT|MOBILE TELSYS PJSC|PHLY|NASDAQ Execution Services, LLC|2600
MBT|MOBILE TELSYS PJSC|PWJC|UBS Financial Services, Inc.|4581
MBT|MOBILE TELSYS PJSC|QMSR|QUATTRO M SECURITIES INC.|257321
MBT|MOBILE TELSYS PJSC|RBCM|RBC CAPITAL MARKETS, LLC|11010
MBT|MOBILE TELSYS PJSC|SAGL|SAGETRADER, LLC|13700
MBT|MOBILE TELSYS PJSC|SAGW|SAGETRADER, LLC|3900
MBT|MOBILE TELSYS PJSC|SBSH|Citigroup Global Markets Inc.|393233
MBT|MOBILE TELSYS PJSC|SGMT|GOLDMAN SACHS & CO. LLC|683786
MBT|MOBILE TELSYS PJSC|SPDR|SPEEDROUTE LLC|24434
MBT|MOBILE TELSYS PJSC|SPHN|Stephens Inc.|1500
MBT|MOBILE TELSYS PJSC|STFL|Stifel, Nicolaus & Company, Incorporated|5636
MBT|MOBILE TELSYS PJSC|STKP|STOCKPILE INVESTMENTS, INC.|40
MBT|MOBILE TELSYS PJSC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8799
MBT|MOBILE TELSYS PJSC|SWIM|TD Ameritrade, Inc.|850281
MBT|MOBILE TELSYS PJSC|SWST|Hilltop Securities Inc.|39448
MBT|MOBILE TELSYS PJSC|TKNG|ALLY INVEST SECURITIES LLC|8652
MBT|MOBILE TELSYS PJSC|TMBR|Timber Hill LLC|2660
MBT|MOBILE TELSYS PJSC|TRBT|Tradebot Systems, Inc.|447108
MBT|MOBILE TELSYS PJSC|TRCM|TRC MARKETS LLC|538302
MBT|MOBILE TELSYS PJSC|TWTT|TASTYWORKS, INC.|476
MBT|MOBILE TELSYS PJSC|UBSA|UBS SECURITIES LLC|2172243
MBT|MOBILE TELSYS PJSC|UBSS|UBS Securities LLC|875585
MBT|MOBILE TELSYS PJSC|VALX|VIRTU AMERICAS LLC|200180
MBT|MOBILE TELSYS PJSC|VGRD|Vanguard Marketing Corporation|83952
MBT|MOBILE TELSYS PJSC|VIEW|VIEWTRADE SECURITIES LLC|236
MBT|MOBILE TELSYS PJSC|WBLR|WILLIAM BLAIR|200
MBT|MOBILE TELSYS PJSC|WBPX|SUMMIT SECURITIES GROUP, LLC|6887
MBT|MOBILE TELSYS PJSC|WCHV|WELLS FARGO SECURITIES, LLC|138145
MBT|MOBILE TELSYS PJSC|WEDB|WEDBUSH SECURITIES INC.|1500
MBT|MOBILE TELSYS PJSC|WEED|Weeden & Co.L.P.|16400
MBT|MOBILE TELSYS PJSC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4324
MBT|MOBILE TELSYS PJSC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24719
MBT|MOBILE TELSYS PJSC|WGIF|CIBC World Markets Inc.|5609
MBT|MOBILE TELSYS PJSC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|278
MBT|MOBILE TELSYS PJSC|WSEA|WOLVERINE SECURITIES, LLC|9180
MBT|MOBILE TELSYS PJSC|XIST|INSTINET, LLC|625208
MBT|MOBILE TELSYS PJSC|XSTM|NATIONAL FINANCIAL SERVICES LLC|106050
MBT|MOBILE TELSYS PJSC|YKNA|COMHAR CAPITAL MARKETS, LLC|435
MBT|MOBILE TELSYS PJSC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|174
MBTF|MBT FINANCIAL CORP|APCC|Apex Clearing Corporation|23
MBTF|MBT FINANCIAL CORP|BAYT|BTIG, LLC|300
MBTF|MBT FINANCIAL CORP|BERN|Sanford C. Bernstein & Co., LLC|168
MBTF|MBT FINANCIAL CORP|BMOC|BMO Capital Markets Corp.|2851
MBTF|MBT FINANCIAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1802
MBTF|MBT FINANCIAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|1164
MBTF|MBT FINANCIAL CORP|CHAS|Charles Schwab & Co., Inc.|2073
MBTF|MBT FINANCIAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110
MBTF|MBT FINANCIAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|130
MBTF|MBT FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3029
MBTF|MBT FINANCIAL CORP|CTDL|Citadel Derivatives Group Llc|182
MBTF|MBT FINANCIAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4126
MBTF|MBT FINANCIAL CORP|DBAB|Deutsche Bank Securities Inc.|26306
MBTF|MBT FINANCIAL CORP|DBAX|Deutsche Bank Securities Inc.|4600
MBTF|MBT FINANCIAL CORP|DEAN|MORGAN STANLEY|28
MBTF|MBT FINANCIAL CORP|DEGS|RONIN PROFESSIONAL LLC|1856
MBTF|MBT FINANCIAL CORP|EBXL|EBX LLC|2800
MBTF|MBT FINANCIAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1355
MBTF|MBT FINANCIAL CORP|EDJO|Edward D. Jones & Co., L.P.|1552
MBTF|MBT FINANCIAL CORP|EGAM|CBOE TRADING, INC.|200
MBTF|MBT FINANCIAL CORP|ETRS|E*Trade Securities LLC|2113
MBTF|MBT FINANCIAL CORP|FBCO|Credit Suisse Securities (USA) LLC|16239
MBTF|MBT FINANCIAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|6849
MBTF|MBT FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2914
MBTF|MBT FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|369
MBTF|MBT FINANCIAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4600
MBTF|MBT FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|28248
MBTF|MBT FINANCIAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|10
MBTF|MBT FINANCIAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|200
MBTF|MBT FINANCIAL CORP|GTSZ|GTS SECURITIES LLC|200
MBTF|MBT FINANCIAL CORP|IATS|INTERACTIVE BROKERS LLC|54
MBTF|MBT FINANCIAL CORP|IBKR|Interactive Brokers Llc|1608
MBTF|MBT FINANCIAL CORP|ICBX|INSTINET, LLC|3195
MBTF|MBT FINANCIAL CORP|INCA|INSTINET, LLC|15650
MBTF|MBT FINANCIAL CORP|INJX|INSTINET, LLC|237
MBTF|MBT FINANCIAL CORP|ITGI|ITG Inc.|816
MBTF|MBT FINANCIAL CORP|ITGP|ITG INC.|4000
MBTF|MBT FINANCIAL CORP|JANY|Janney Montgomery Scott Inc.|1400
MBTF|MBT FINANCIAL CORP|JEFF|JEFFERIES LLC|4532
MBTF|MBT FINANCIAL CORP|JPMX|J.P. Morgan Securities LLC|21300
MBTF|MBT FINANCIAL CORP|KCGM|VIRTU Americas LLC|1949
MBTF|MBT FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|21080
MBTF|MBT FINANCIAL CORP|LIME|Lime Brokerage LLC|47329
MBTF|MBT FINANCIAL CORP|LQNA|LIQUIDNET, INC.|7400
MBTF|MBT FINANCIAL CORP|MAXM|Maxim Group LLC|1861
MBTF|MBT FINANCIAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2017
MBTF|MBT FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|60402
MBTF|MBT FINANCIAL CORP|NFSC|National Financial Services LLC|11646
MBTF|MBT FINANCIAL CORP|NITE|VIRTU Americas LLC|32592
MBTF|MBT FINANCIAL CORP|NQRB|Brut, LLC|200
MBTF|MBT FINANCIAL CORP|OPCO|Oppenheimer & Co. Inc.|984
MBTF|MBT FINANCIAL CORP|PDQM|CODA MARKETS, INC.|1600
MBTF|MBT FINANCIAL CORP|PWJC|UBS Financial Services, Inc.|900
MBTF|MBT FINANCIAL CORP|RAJA|Raymond James & Associates, Inc.|20067
MBTF|MBT FINANCIAL CORP|SBSH|Citigroup Global Markets Inc.|15829
MBTF|MBT FINANCIAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|1101
MBTF|MBT FINANCIAL CORP|SPDR|SPEEDROUTE LLC|1900
MBTF|MBT FINANCIAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|175
MBTF|MBT FINANCIAL CORP|TRBT|Tradebot Systems, Inc.|1313
MBTF|MBT FINANCIAL CORP|TRCM|TRC MARKETS LLC|8581
MBTF|MBT FINANCIAL CORP|UBSA|UBS SECURITIES LLC|22754
MBTF|MBT FINANCIAL CORP|UBSS|UBS Securities LLC|43593
MBTF|MBT FINANCIAL CORP|VALX|VIRTU AMERICAS LLC|2517
MBTF|MBT FINANCIAL CORP|VGRD|Vanguard Marketing Corporation|1
MBTF|MBT FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|8936
MBTF|MBT FINANCIAL CORP|WSEA|WOLVERINE SECURITIES, LLC|136
MBTF|MBT FINANCIAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MBTF|MBT FINANCIAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2615
MBUU|MALIBU BOATS CMN A|ALTX|Alternet Securities Inc.|2300
MBUU|MALIBU BOATS CMN A|ANOS|ABEL/NOSER, L.L.C.|232
MBUU|MALIBU BOATS CMN A|APCC|Apex Clearing Corporation|3496
MBUU|MALIBU BOATS CMN A|BARD|Robert W. Baird & Co. Incorporated|4149
MBUU|MALIBU BOATS CMN A|BATM|CBOE TRADING, INC.|562
MBUU|MALIBU BOATS CMN A|BAYT|BTIG, LLC|200
MBUU|MALIBU BOATS CMN A|BERN|Sanford C. Bernstein & Co., LLC|4450
MBUU|MALIBU BOATS CMN A|BIDS|BIDS TRADING L.P.|100
MBUU|MALIBU BOATS CMN A|BIMI|Banca IMI Securities Corp.|29
MBUU|MALIBU BOATS CMN A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2520
MBUU|MALIBU BOATS CMN A|BLKX|INSTINET, LLC|10000
MBUU|MALIBU BOATS CMN A|BMOC|BMO Capital Markets Corp.|3279
MBUU|MALIBU BOATS CMN A|BNPX|BNP PARIBAS SECURITIES CORP.|1047
MBUU|MALIBU BOATS CMN A|BTIG|BTIG, LLC|5223
MBUU|MALIBU BOATS CMN A|BYXM|CBOE TRADING, INC.|300
MBUU|MALIBU BOATS CMN A|BZYD|GOLDMAN SACHS & CO. LLC|816
MBUU|MALIBU BOATS CMN A|CANT|Cantor Fitzgerald & Co.|361
MBUU|MALIBU BOATS CMN A|CHAS|Charles Schwab & Co., Inc.|239
MBUU|MALIBU BOATS CMN A|CIST|Capital Institutional Services, Inc.|190
MBUU|MALIBU BOATS CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61089
MBUU|MALIBU BOATS CMN A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|946
MBUU|MALIBU BOATS CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61439
MBUU|MALIBU BOATS CMN A|CTDL|Citadel Derivatives Group Llc|880
MBUU|MALIBU BOATS CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|3614
MBUU|MALIBU BOATS CMN A|DBAB|Deutsche Bank Securities Inc.|82509
MBUU|MALIBU BOATS CMN A|DBAX|Deutsche Bank Securities Inc.|40700
MBUU|MALIBU BOATS CMN A|DBUL|Deutsche Bank Securities Inc.|305
MBUU|MALIBU BOATS CMN A|DEAN|MORGAN STANLEY|711
MBUU|MALIBU BOATS CMN A|DEGS|RONIN PROFESSIONAL LLC|3322
MBUU|MALIBU BOATS CMN A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|787
MBUU|MALIBU BOATS CMN A|EBXL|EBX LLC|42600
MBUU|MALIBU BOATS CMN A|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
MBUU|MALIBU BOATS CMN A|EDJO|Edward D. Jones & Co., L.P.|101
MBUU|MALIBU BOATS CMN A|EGAM|CBOE TRADING, INC.|900
MBUU|MALIBU BOATS CMN A|EGMT|EG MARKET TECHNOLOGIES LLC|300
MBUU|MALIBU BOATS CMN A|EGXM|CBOE TRADING, INC.|234
MBUU|MALIBU BOATS CMN A|ETBE|Electronic Transaction Clearing, Inc.|4395
MBUU|MALIBU BOATS CMN A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1636
MBUU|MALIBU BOATS CMN A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13232
MBUU|MALIBU BOATS CMN A|ETRS|E*Trade Securities LLC|7645
MBUU|MALIBU BOATS CMN A|FBCO|Credit Suisse Securities (USA) LLC|115902
MBUU|MALIBU BOATS CMN A|FILL|Tradestation Securities, Inc.|1608
MBUU|MALIBU BOATS CMN A|FOMA|TD AMERITRADE CLEARING, INC.|37474
MBUU|MALIBU BOATS CMN A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13504
MBUU|MALIBU BOATS CMN A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30025
MBUU|MALIBU BOATS CMN A|FTBR|Foliofn Investments, Inc.|3537
MBUU|MALIBU BOATS CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|6540
MBUU|MALIBU BOATS CMN A|GLPX|ACS EXECUTION SERVICES, LLC|1518
MBUU|MALIBU BOATS CMN A|GSCO|GOLDMAN SACHS & CO. LLC|89154
MBUU|MALIBU BOATS CMN A|GSCS|GOLDMAN SACHS & CO. LLC|16426
MBUU|MALIBU BOATS CMN A|GSLT|GOLDMAN SACHS & CO. LLC|7
MBUU|MALIBU BOATS CMN A|GTSZ|GTS SECURITIES LLC|17337
MBUU|MALIBU BOATS CMN A|HRBF|American Enterprise Investment Services Inc.|501
MBUU|MALIBU BOATS CMN A|IATS|INTERACTIVE BROKERS LLC|3970
MBUU|MALIBU BOATS CMN A|IBKR|Interactive Brokers Llc|19309
MBUU|MALIBU BOATS CMN A|ICBX|INSTINET, LLC|6136
MBUU|MALIBU BOATS CMN A|IEQY|CITADEL SECURITIES LLC|19193
MBUU|MALIBU BOATS CMN A|INCA|INSTINET, LLC|114485
MBUU|MALIBU BOATS CMN A|INJX|INSTINET, LLC|3822
MBUU|MALIBU BOATS CMN A|ITGI|ITG Inc.|4464
MBUU|MALIBU BOATS CMN A|ITGP|ITG INC.|14600
MBUU|MALIBU BOATS CMN A|JANY|Janney Montgomery Scott Inc.|62
MBUU|MALIBU BOATS CMN A|JEFF|JEFFERIES LLC|17434
MBUU|MALIBU BOATS CMN A|JMPT|JUMP TRADING, LLC|14361
MBUU|MALIBU BOATS CMN A|JONE|JonesTrading|15398
MBUU|MALIBU BOATS CMN A|JPBX|J.P. MORGAN SECURITIES LLC|1306
MBUU|MALIBU BOATS CMN A|JPMX|J.P. Morgan Securities LLC|55623
MBUU|MALIBU BOATS CMN A|JSJX|JANE STREET CAPITAL LLC|1553
MBUU|MALIBU BOATS CMN A|KCGM|VIRTU Americas LLC|6871
MBUU|MALIBU BOATS CMN A|LEHM|Barclays Capital Inc./Le|162795
MBUU|MALIBU BOATS CMN A|LIME|Lime Brokerage LLC|51932
MBUU|MALIBU BOATS CMN A|MAXM|Maxim Group LLC|2561
MBUU|MALIBU BOATS CMN A|MBTS|ALLY INVEST SECURITIES LLC|137
MBUU|MALIBU BOATS CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18363
MBUU|MALIBU BOATS CMN A|MOTF|MOTIF INVESTING, INC.|31
MBUU|MALIBU BOATS CMN A|MSCO|MORGAN STANLEY & CO. LLC|333923
MBUU|MALIBU BOATS CMN A|MSPL|MORGAN STANLEY & CO. LLC|70700
MBUU|MALIBU BOATS CMN A|MSTX|MORGAN STANLEY & CO. LLC|10000
MBUU|MALIBU BOATS CMN A|NFSC|National Financial Services LLC|45954
MBUU|MALIBU BOATS CMN A|NITE|VIRTU Americas LLC|93414
MBUU|MALIBU BOATS CMN A|NITP|VIRTU Americas LLC|500
MBUU|MALIBU BOATS CMN A|NQRB|Brut, LLC|400
MBUU|MALIBU BOATS CMN A|OPCO|Oppenheimer & Co. Inc.|1025
MBUU|MALIBU BOATS CMN A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
MBUU|MALIBU BOATS CMN A|PCFF|Pacific International Securities Inc./CDS|100
MBUU|MALIBU BOATS CMN A|PDQM|CODA MARKETS, INC.|2900
MBUU|MALIBU BOATS CMN A|PHLY|NASDAQ Execution Services, LLC|200
MBUU|MALIBU BOATS CMN A|PIPR|Piper Jaffray & Co.|1596
MBUU|MALIBU BOATS CMN A|RAJA|Raymond James & Associates, Inc.|8335
MBUU|MALIBU BOATS CMN A|RBCM|RBC CAPITAL MARKETS, LLC|1992
MBUU|MALIBU BOATS CMN A|RGLD|Regal Securities, Inc|220
MBUU|MALIBU BOATS CMN A|SAGL|SAGETRADER, LLC|816
MBUU|MALIBU BOATS CMN A|SALI|INTL FCSTONE FINANCIAL INC.|63
MBUU|MALIBU BOATS CMN A|SBSH|Citigroup Global Markets Inc.|67228
MBUU|MALIBU BOATS CMN A|SEIC|SEI Investments Distribution Co.|100
MBUU|MALIBU BOATS CMN A|SGMT|GOLDMAN SACHS & CO. LLC|18026
MBUU|MALIBU BOATS CMN A|SPDR|SPEEDROUTE LLC|3430
MBUU|MALIBU BOATS CMN A|SPTD|MINT GLOBAL MARKETS, INC.|4000
MBUU|MALIBU BOATS CMN A|STFL|Stifel, Nicolaus & Company, Incorporated|755
MBUU|MALIBU BOATS CMN A|STRS|STRATEGAS RESEARCH PARTNERS|436
MBUU|MALIBU BOATS CMN A|SWIM|TD Ameritrade, Inc.|2291
MBUU|MALIBU BOATS CMN A|SWST|Hilltop Securities Inc.|16
MBUU|MALIBU BOATS CMN A|TKNG|ALLY INVEST SECURITIES LLC|1272
MBUU|MALIBU BOATS CMN A|TRBT|Tradebot Systems, Inc.|23224
MBUU|MALIBU BOATS CMN A|TRCM|TRC MARKETS LLC|35844
MBUU|MALIBU BOATS CMN A|UBSA|UBS SECURITIES LLC|104408
MBUU|MALIBU BOATS CMN A|UBSS|UBS Securities LLC|214087
MBUU|MALIBU BOATS CMN A|VALX|VIRTU AMERICAS LLC|6999
MBUU|MALIBU BOATS CMN A|VGRD|Vanguard Marketing Corporation|1436
MBUU|MALIBU BOATS CMN A|VSIN|Vision Financial Markets Llc|1
MBUU|MALIBU BOATS CMN A|WBPX|SUMMIT SECURITIES GROUP, LLC|200
MBUU|MALIBU BOATS CMN A|WCHV|WELLS FARGO SECURITIES, LLC|28150
MBUU|MALIBU BOATS CMN A|WEDB|WEDBUSH SECURITIES INC.|600
MBUU|MALIBU BOATS CMN A|WEED|Weeden & Co.L.P.|3120
MBUU|MALIBU BOATS CMN A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|867
MBUU|MALIBU BOATS CMN A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|910
MBUU|MALIBU BOATS CMN A|WGIF|CIBC World Markets Inc.|650
MBUU|MALIBU BOATS CMN A|WSEA|WOLVERINE SECURITIES, LLC|920
MBUU|MALIBU BOATS CMN A|XIST|INSTINET, LLC|13400
MBUU|MALIBU BOATS CMN A|XSTM|NATIONAL FINANCIAL SERVICES LLC|11500
MBUU|MALIBU BOATS CMN A|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MBUU|MALIBU BOATS CMN A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|345
MBVX|MABVAX THERA HLDS CS|ALTX|Alternet Securities Inc.|4682
MBVX|MABVAX THERA HLDS CS|APCC|Apex Clearing Corporation|25984
MBVX|MABVAX THERA HLDS CS|BATM|CBOE TRADING, INC.|1153
MBVX|MABVAX THERA HLDS CS|BIMI|Banca IMI Securities Corp.|4334
MBVX|MABVAX THERA HLDS CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13820
MBVX|MABVAX THERA HLDS CS|BLKX|INSTINET, LLC|6000
MBVX|MABVAX THERA HLDS CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2601
MBVX|MABVAX THERA HLDS CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6543
MBVX|MABVAX THERA HLDS CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4676
MBVX|MABVAX THERA HLDS CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4049
MBVX|MABVAX THERA HLDS CS|CTDL|Citadel Derivatives Group Llc|42
MBVX|MABVAX THERA HLDS CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MBVX|MABVAX THERA HLDS CS|DBAB|Deutsche Bank Securities Inc.|7700
MBVX|MABVAX THERA HLDS CS|DBAX|Deutsche Bank Securities Inc.|4600
MBVX|MABVAX THERA HLDS CS|EBXL|EBX LLC|1500
MBVX|MABVAX THERA HLDS CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1120
MBVX|MABVAX THERA HLDS CS|EGAM|CBOE TRADING, INC.|943
MBVX|MABVAX THERA HLDS CS|EGXM|CBOE TRADING, INC.|8224
MBVX|MABVAX THERA HLDS CS|EGXW|CBOE TRADING, INC.|809
MBVX|MABVAX THERA HLDS CS|ETBE|Electronic Transaction Clearing, Inc.|200
MBVX|MABVAX THERA HLDS CS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
MBVX|MABVAX THERA HLDS CS|ETRS|E*Trade Securities LLC|114200
MBVX|MABVAX THERA HLDS CS|FBCO|Credit Suisse Securities (USA) LLC|38144
MBVX|MABVAX THERA HLDS CS|FILL|Tradestation Securities, Inc.|17855
MBVX|MABVAX THERA HLDS CS|FOMA|TD AMERITRADE CLEARING, INC.|311145
MBVX|MABVAX THERA HLDS CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
MBVX|MABVAX THERA HLDS CS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
MBVX|MABVAX THERA HLDS CS|GLPX|ACS EXECUTION SERVICES, LLC|28664
MBVX|MABVAX THERA HLDS CS|GSCO|GOLDMAN SACHS & CO. LLC|1303
MBVX|MABVAX THERA HLDS CS|GSLT|GOLDMAN SACHS & CO. LLC|9082
MBVX|MABVAX THERA HLDS CS|GTSZ|GTS SECURITIES LLC|188
MBVX|MABVAX THERA HLDS CS|IATS|INTERACTIVE BROKERS LLC|14756
MBVX|MABVAX THERA HLDS CS|IBKR|Interactive Brokers Llc|144015
MBVX|MABVAX THERA HLDS CS|ICBX|INSTINET, LLC|3100
MBVX|MABVAX THERA HLDS CS|INCA|INSTINET, LLC|56833
MBVX|MABVAX THERA HLDS CS|INJX|INSTINET, LLC|100
MBVX|MABVAX THERA HLDS CS|ITGI|ITG Inc.|10072
MBVX|MABVAX THERA HLDS CS|ITGP|ITG INC.|400
MBVX|MABVAX THERA HLDS CS|JPMX|J.P. Morgan Securities LLC|200
MBVX|MABVAX THERA HLDS CS|KCGM|VIRTU Americas LLC|100
MBVX|MABVAX THERA HLDS CS|LEHM|Barclays Capital Inc./Le|2809
MBVX|MABVAX THERA HLDS CS|LGNT|COR CLEARING LLC|4434
MBVX|MABVAX THERA HLDS CS|LIME|Lime Brokerage LLC|13151
MBVX|MABVAX THERA HLDS CS|LSCI|Lek Securities Corporation|300
MBVX|MABVAX THERA HLDS CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
MBVX|MABVAX THERA HLDS CS|MICA|Spartan Securities Group, Ltd.|19000
MBVX|MABVAX THERA HLDS CS|MSCO|MORGAN STANLEY & CO. LLC|99636
MBVX|MABVAX THERA HLDS CS|NFSC|National Financial Services LLC|145097
MBVX|MABVAX THERA HLDS CS|NITE|VIRTU Americas LLC|304507
MBVX|MABVAX THERA HLDS CS|NITP|VIRTU Americas LLC|100
MBVX|MABVAX THERA HLDS CS|NQRB|Brut, LLC|2135
MBVX|MABVAX THERA HLDS CS|PDQM|CODA MARKETS, INC.|33778
MBVX|MABVAX THERA HLDS CS|SAGL|SAGETRADER, LLC|1551
MBVX|MABVAX THERA HLDS CS|SALI|INTL FCSTONE FINANCIAL INC.|6666
MBVX|MABVAX THERA HLDS CS|SBSH|Citigroup Global Markets Inc.|2004
MBVX|MABVAX THERA HLDS CS|SGMT|GOLDMAN SACHS & CO. LLC|311
MBVX|MABVAX THERA HLDS CS|SPDR|SPEEDROUTE LLC|72258
MBVX|MABVAX THERA HLDS CS|SWIM|TD Ameritrade, Inc.|116185
MBVX|MABVAX THERA HLDS CS|TKNG|ALLY INVEST SECURITIES LLC|331
MBVX|MABVAX THERA HLDS CS|TRCM|TRC MARKETS LLC|200
MBVX|MABVAX THERA HLDS CS|TWTT|TASTYWORKS, INC.|1075
MBVX|MABVAX THERA HLDS CS|UBSA|UBS SECURITIES LLC|9885
MBVX|MABVAX THERA HLDS CS|UBSS|UBS Securities LLC|60392
MBVX|MABVAX THERA HLDS CS|VALX|VIRTU AMERICAS LLC|400
MBVX|MABVAX THERA HLDS CS|VGRD|Vanguard Marketing Corporation|6772
MBVX|MABVAX THERA HLDS CS|WEDB|WEDBUSH SECURITIES INC.|7427
MBVX|MABVAX THERA HLDS CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|202
MBVX|MABVAX THERA HLDS CS|WSEA|WOLVERINE SECURITIES, LLC|8906
MBVX|MABVAX THERA HLDS CS|YKNA|COMHAR CAPITAL MARKETS, LLC|1105
MBVX|MABVAX THERA HLDS CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|683
MBWM|MERCANTILE BANK CORP|ALTX|Alternet Securities Inc.|200
MBWM|MERCANTILE BANK CORP|APCC|Apex Clearing Corporation|53
MBWM|MERCANTILE BANK CORP|BANK|Primevest Financial Services, Inc.|14
MBWM|MERCANTILE BANK CORP|BARD|Robert W. Baird & Co. Incorporated|4
MBWM|MERCANTILE BANK CORP|BATM|CBOE TRADING, INC.|559
MBWM|MERCANTILE BANK CORP|BERN|Sanford C. Bernstein & Co., LLC|2982
MBWM|MERCANTILE BANK CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21
MBWM|MERCANTILE BANK CORP|BLKX|INSTINET, LLC|7500
MBWM|MERCANTILE BANK CORP|BMOC|BMO Capital Markets Corp.|2582
MBWM|MERCANTILE BANK CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1583
MBWM|MERCANTILE BANK CORP|BZYD|GOLDMAN SACHS & CO. LLC|954
MBWM|MERCANTILE BANK CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2491
MBWM|MERCANTILE BANK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2474
MBWM|MERCANTILE BANK CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1897
MBWM|MERCANTILE BANK CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7148
MBWM|MERCANTILE BANK CORP|CTDL|Citadel Derivatives Group Llc|3563
MBWM|MERCANTILE BANK CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1040
MBWM|MERCANTILE BANK CORP|DBAB|Deutsche Bank Securities Inc.|46325
MBWM|MERCANTILE BANK CORP|DBAX|Deutsche Bank Securities Inc.|5200
MBWM|MERCANTILE BANK CORP|DEGS|RONIN PROFESSIONAL LLC|2752
MBWM|MERCANTILE BANK CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6
MBWM|MERCANTILE BANK CORP|EBXL|EBX LLC|4300
MBWM|MERCANTILE BANK CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|865
MBWM|MERCANTILE BANK CORP|EDJO|Edward D. Jones & Co., L.P.|3107
MBWM|MERCANTILE BANK CORP|EGAM|CBOE TRADING, INC.|1563
MBWM|MERCANTILE BANK CORP|EGXM|CBOE TRADING, INC.|140
MBWM|MERCANTILE BANK CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2200
MBWM|MERCANTILE BANK CORP|ETRS|E*Trade Securities LLC|32
MBWM|MERCANTILE BANK CORP|FBCO|Credit Suisse Securities (USA) LLC|67828
MBWM|MERCANTILE BANK CORP|FBSB|U.S. Bancorp Investments, Inc.|5
MBWM|MERCANTILE BANK CORP|FINX|FINTECH SECURITIES|30
MBWM|MERCANTILE BANK CORP|FOMA|TD AMERITRADE CLEARING, INC.|36760
MBWM|MERCANTILE BANK CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18852
MBWM|MERCANTILE BANK CORP|FTBR|Foliofn Investments, Inc.|25
MBWM|MERCANTILE BANK CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|5178
MBWM|MERCANTILE BANK CORP|GLPX|ACS EXECUTION SERVICES, LLC|129
MBWM|MERCANTILE BANK CORP|GSCO|GOLDMAN SACHS & CO. LLC|99265
MBWM|MERCANTILE BANK CORP|GSCS|GOLDMAN SACHS & CO. LLC|156
MBWM|MERCANTILE BANK CORP|GSLT|GOLDMAN SACHS & CO. LLC|407
MBWM|MERCANTILE BANK CORP|GTSZ|GTS SECURITIES LLC|22057
MBWM|MERCANTILE BANK CORP|HRBF|American Enterprise Investment Services Inc.|248
MBWM|MERCANTILE BANK CORP|IATS|INTERACTIVE BROKERS LLC|18
MBWM|MERCANTILE BANK CORP|IBKR|Interactive Brokers Llc|3005
MBWM|MERCANTILE BANK CORP|ICBX|INSTINET, LLC|3200
MBWM|MERCANTILE BANK CORP|IEQY|CITADEL SECURITIES LLC|6305
MBWM|MERCANTILE BANK CORP|INCA|INSTINET, LLC|31366
MBWM|MERCANTILE BANK CORP|INJX|INSTINET, LLC|6278
MBWM|MERCANTILE BANK CORP|ITGI|ITG Inc.|6701
MBWM|MERCANTILE BANK CORP|ITGP|ITG INC.|4600
MBWM|MERCANTILE BANK CORP|JANY|Janney Montgomery Scott Inc.|19
MBWM|MERCANTILE BANK CORP|JEFF|JEFFERIES LLC|8971
MBWM|MERCANTILE BANK CORP|JPBX|J.P. MORGAN SECURITIES LLC|680
MBWM|MERCANTILE BANK CORP|JPMX|J.P. Morgan Securities LLC|23690
MBWM|MERCANTILE BANK CORP|JSJX|JANE STREET CAPITAL LLC|230
MBWM|MERCANTILE BANK CORP|KCGM|VIRTU Americas LLC|2872
MBWM|MERCANTILE BANK CORP|LEHM|Barclays Capital Inc./Le|38996
MBWM|MERCANTILE BANK CORP|LIME|Lime Brokerage LLC|37879
MBWM|MERCANTILE BANK CORP|LMGP|LIME BROKERAGE LLC|5486
MBWM|MERCANTILE BANK CORP|LQNA|LIQUIDNET, INC.|16000
MBWM|MERCANTILE BANK CORP|LSCI|Lek Securities Corporation|122
MBWM|MERCANTILE BANK CORP|MAXM|Maxim Group LLC|1712
MBWM|MERCANTILE BANK CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7484
MBWM|MERCANTILE BANK CORP|MSCO|MORGAN STANLEY & CO. LLC|106531
MBWM|MERCANTILE BANK CORP|MSPL|MORGAN STANLEY & CO. LLC|9100
MBWM|MERCANTILE BANK CORP|MTON|MILLINGTON SECURITIES, INC.|17063
MBWM|MERCANTILE BANK CORP|NFSC|National Financial Services LLC|4913
MBWM|MERCANTILE BANK CORP|NITE|VIRTU Americas LLC|29596
MBWM|MERCANTILE BANK CORP|NITP|VIRTU Americas LLC|200
MBWM|MERCANTILE BANK CORP|NQRB|Brut, LLC|140
MBWM|MERCANTILE BANK CORP|NTRC|Northern Trust Securities, Inc.|168
MBWM|MERCANTILE BANK CORP|OPCO|Oppenheimer & Co. Inc.|107
MBWM|MERCANTILE BANK CORP|PDQM|CODA MARKETS, INC.|382
MBWM|MERCANTILE BANK CORP|RAJA|Raymond James & Associates, Inc.|848
MBWM|MERCANTILE BANK CORP|SAGW|SAGETRADER, LLC|132
MBWM|MERCANTILE BANK CORP|SBSH|Citigroup Global Markets Inc.|21483
MBWM|MERCANTILE BANK CORP|SGMT|GOLDMAN SACHS & CO. LLC|3777
MBWM|MERCANTILE BANK CORP|SPDR|SPEEDROUTE LLC|161
MBWM|MERCANTILE BANK CORP|SPTD|MINT GLOBAL MARKETS, INC.|10310
MBWM|MERCANTILE BANK CORP|STFL|Stifel, Nicolaus & Company, Incorporated|12263
MBWM|MERCANTILE BANK CORP|TMBR|Timber Hill LLC|3
MBWM|MERCANTILE BANK CORP|TRBT|Tradebot Systems, Inc.|4583
MBWM|MERCANTILE BANK CORP|TRCM|TRC MARKETS LLC|23588
MBWM|MERCANTILE BANK CORP|UBSA|UBS SECURITIES LLC|24395
MBWM|MERCANTILE BANK CORP|UBSS|UBS Securities LLC|67844
MBWM|MERCANTILE BANK CORP|VALX|VIRTU AMERICAS LLC|1868
MBWM|MERCANTILE BANK CORP|VGRD|Vanguard Marketing Corporation|9
MBWM|MERCANTILE BANK CORP|WABR|Wall Street Access|20263
MBWM|MERCANTILE BANK CORP|WCHV|WELLS FARGO SECURITIES, LLC|6880
MBWM|MERCANTILE BANK CORP|WEDB|WEDBUSH SECURITIES INC.|224
MBWM|MERCANTILE BANK CORP|WEED|Weeden & Co.L.P.|3500
MBWM|MERCANTILE BANK CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1448
MBWM|MERCANTILE BANK CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1179
MBWM|MERCANTILE BANK CORP|WSEA|WOLVERINE SECURITIES, LLC|1401
MBWM|MERCANTILE BANK CORP|XIST|INSTINET, LLC|300
MBWM|MERCANTILE BANK CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MBWM|MERCANTILE BANK CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MBWM|MERCANTILE BANK CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
MC|MOELIS & COMPANY|ALTX|Alternet Securities Inc.|4752
MC|MOELIS & COMPANY|APCC|Apex Clearing Corporation|152
MC|MOELIS & COMPANY|BALE|M&T SECURITIES, INC.|231
MC|MOELIS & COMPANY|BARD|Robert W. Baird & Co. Incorporated|904
MC|MOELIS & COMPANY|BATM|CBOE TRADING, INC.|2415
MC|MOELIS & COMPANY|BBNT|BB&T SECURITIES, LLC|2621
MC|MOELIS & COMPANY|BERN|Sanford C. Bernstein & Co., LLC|21532
MC|MOELIS & COMPANY|BIDS|BIDS TRADING L.P.|500
MC|MOELIS & COMPANY|BIMI|Banca IMI Securities Corp.|480
MC|MOELIS & COMPANY|BKCM|BNY Mellon Capital Markets LLC|524
MC|MOELIS & COMPANY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2769
MC|MOELIS & COMPANY|BLKX|INSTINET, LLC|42100
MC|MOELIS & COMPANY|BNCH|The Benchmark Company, LLC|4937
MC|MOELIS & COMPANY|BNPX|BNP PARIBAS SECURITIES CORP.|2040
MC|MOELIS & COMPANY|BTIG|BTIG, LLC|13937
MC|MOELIS & COMPANY|BYXM|CBOE TRADING, INC.|700
MC|MOELIS & COMPANY|BZYD|GOLDMAN SACHS & CO. LLC|700
MC|MOELIS & COMPANY|CANT|Cantor Fitzgerald & Co.|4833
MC|MOELIS & COMPANY|CHAS|Charles Schwab & Co., Inc.|5013
MC|MOELIS & COMPANY|CHLM|Craig-Hallum Capital Group LLC|810
MC|MOELIS & COMPANY|CIST|Capital Institutional Services, Inc.|122
MC|MOELIS & COMPANY|CLSA|CLSA AMERICAS, LLC|350
MC|MOELIS & COMPANY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|104900
MC|MOELIS & COMPANY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|540
MC|MOELIS & COMPANY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|582
MC|MOELIS & COMPANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|159737
MC|MOELIS & COMPANY|CTDL|Citadel Derivatives Group Llc|5174
MC|MOELIS & COMPANY|CTLR|CUTLER GROUP, LP|300
MC|MOELIS & COMPANY|CXCX|CITIGROUP GLOBAL MARKETS INC.|25780
MC|MOELIS & COMPANY|DBAB|Deutsche Bank Securities Inc.|93109
MC|MOELIS & COMPANY|DBAX|Deutsche Bank Securities Inc.|74800
MC|MOELIS & COMPANY|DBUL|Deutsche Bank Securities Inc.|100
MC|MOELIS & COMPANY|DCHF|Dart Executions, LLC|126
MC|MOELIS & COMPANY|DEAN|MORGAN STANLEY|8224
MC|MOELIS & COMPANY|DEGS|RONIN PROFESSIONAL LLC|2591
MC|MOELIS & COMPANY|EBXL|EBX LLC|60500
MC|MOELIS & COMPANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|22782
MC|MOELIS & COMPANY|EDJO|Edward D. Jones & Co., L.P.|98
MC|MOELIS & COMPANY|EGAM|CBOE TRADING, INC.|16950
MC|MOELIS & COMPANY|EGMT|EG MARKET TECHNOLOGIES LLC|200
MC|MOELIS & COMPANY|EGXM|CBOE TRADING, INC.|3013
MC|MOELIS & COMPANY|EGXW|CBOE TRADING, INC.|250
MC|MOELIS & COMPANY|ELEV|ELEVATION, LLC|8280
MC|MOELIS & COMPANY|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|106
MC|MOELIS & COMPANY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8111
MC|MOELIS & COMPANY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|718
MC|MOELIS & COMPANY|ETRS|E*Trade Securities LLC|46104
MC|MOELIS & COMPANY|FILL|Tradestation Securities, Inc.|884
MC|MOELIS & COMPANY|FMAF|NBCN Inc./ CDS|1782
MC|MOELIS & COMPANY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|424
MC|MOELIS & COMPANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50547
MC|MOELIS & COMPANY|FTBR|Foliofn Investments, Inc.|1470
MC|MOELIS & COMPANY|GEBB|GLOBAL EXECUTION BROKERS, LP|1065
MC|MOELIS & COMPANY|GLIS|TD Securities Inc|15447
MC|MOELIS & COMPANY|GLPX|ACS EXECUTION SERVICES, LLC|2547
MC|MOELIS & COMPANY|GSCO|GOLDMAN SACHS & CO. LLC|359049
MC|MOELIS & COMPANY|GSCS|GOLDMAN SACHS & CO. LLC|112
MC|MOELIS & COMPANY|GSLT|GOLDMAN SACHS & CO. LLC|1207
MC|MOELIS & COMPANY|GTSZ|GTS SECURITIES LLC|16274
MC|MOELIS & COMPANY|HRBF|American Enterprise Investment Services Inc.|10368
MC|MOELIS & COMPANY|HSBC|HSBC Securities, Inc.|200
MC|MOELIS & COMPANY|IATS|INTERACTIVE BROKERS LLC|7494
MC|MOELIS & COMPANY|IBKR|Interactive Brokers Llc|9318
MC|MOELIS & COMPANY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6507
MC|MOELIS & COMPANY|ICBX|INSTINET, LLC|40980
MC|MOELIS & COMPANY|IEQY|CITADEL SECURITIES LLC|17491
MC|MOELIS & COMPANY|INCA|INSTINET, LLC|62314
MC|MOELIS & COMPANY|INJX|INSTINET, LLC|1933
MC|MOELIS & COMPANY|ITGI|ITG Inc.|61430
MC|MOELIS & COMPANY|ITGP|ITG INC.|72000
MC|MOELIS & COMPANY|JANY|Janney Montgomery Scott Inc.|1636
MC|MOELIS & COMPANY|JEFF|JEFFERIES LLC|11229
MC|MOELIS & COMPANY|JMPT|JUMP TRADING, LLC|8854
MC|MOELIS & COMPANY|JONE|JonesTrading|5960
MC|MOELIS & COMPANY|JPBX|J.P. MORGAN SECURITIES LLC|27994
MC|MOELIS & COMPANY|JPMX|J.P. Morgan Securities LLC|295403
MC|MOELIS & COMPANY|JSJX|JANE STREET CAPITAL LLC|4103
MC|MOELIS & COMPANY|KBWI|Keefe, Bruyette & Woods, Inc.|49390
MC|MOELIS & COMPANY|KCGM|VIRTU Americas LLC|22677
MC|MOELIS & COMPANY|LEHM|Barclays Capital Inc./Le|137710
MC|MOELIS & COMPANY|LIME|Lime Brokerage LLC|17831
MC|MOELIS & COMPANY|LOOP|Loop Capital Markets LLC|896
MC|MOELIS & COMPANY|LQNA|LIQUIDNET, INC.|59500
MC|MOELIS & COMPANY|LSCI|Lek Securities Corporation|650
MC|MOELIS & COMPANY|MBTS|ALLY INVEST SECURITIES LLC|441
MC|MOELIS & COMPANY|MKMP|MKM Partners LLC|2
MC|MOELIS & COMPANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89304
MC|MOELIS & COMPANY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
MC|MOELIS & COMPANY|MSCO|MORGAN STANLEY & CO. LLC|309816
MC|MOELIS & COMPANY|MSPL|MORGAN STANLEY & CO. LLC|218300
MC|MOELIS & COMPANY|MSTX|MORGAN STANLEY & CO. LLC|52500
MC|MOELIS & COMPANY|NFSC|National Financial Services LLC|98173
MC|MOELIS & COMPANY|NITE|VIRTU Americas LLC|186334
MC|MOELIS & COMPANY|NITP|VIRTU Americas LLC|400
MC|MOELIS & COMPANY|NQRB|Brut, LLC|8440
MC|MOELIS & COMPANY|NTBF|BMO Nesbitt Burns Inc./CDS|320
MC|MOELIS & COMPANY|NTRC|Northern Trust Securities, Inc.|1216
MC|MOELIS & COMPANY|OPCO|Oppenheimer & Co. Inc.|1286
MC|MOELIS & COMPANY|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|300
MC|MOELIS & COMPANY|PDQM|CODA MARKETS, INC.|7989
MC|MOELIS & COMPANY|PWJC|UBS Financial Services, Inc.|3336
MC|MOELIS & COMPANY|RBCM|RBC CAPITAL MARKETS, LLC|700
MC|MOELIS & COMPANY|RGLD|Regal Securities, Inc|200
MC|MOELIS & COMPANY|SAGL|SAGETRADER, LLC|705
MC|MOELIS & COMPANY|SAGW|SAGETRADER, LLC|100
MC|MOELIS & COMPANY|SALI|INTL FCSTONE FINANCIAL INC.|16
MC|MOELIS & COMPANY|SBSH|Citigroup Global Markets Inc.|28871
MC|MOELIS & COMPANY|SEIC|SEI Investments Distribution Co.|100
MC|MOELIS & COMPANY|SGMT|GOLDMAN SACHS & CO. LLC|61304
MC|MOELIS & COMPANY|SPDR|SPEEDROUTE LLC|3095
MC|MOELIS & COMPANY|SPTD|MINT GLOBAL MARKETS, INC.|10
MC|MOELIS & COMPANY|STFL|Stifel, Nicolaus & Company, Incorporated|9315
MC|MOELIS & COMPANY|SWIM|TD Ameritrade, Inc.|6424
MC|MOELIS & COMPANY|SWST|Hilltop Securities Inc.|1100
MC|MOELIS & COMPANY|TKNG|ALLY INVEST SECURITIES LLC|531
MC|MOELIS & COMPANY|TRBT|Tradebot Systems, Inc.|1881
MC|MOELIS & COMPANY|TRCM|TRC MARKETS LLC|13248
MC|MOELIS & COMPANY|UBSA|UBS SECURITIES LLC|267979
MC|MOELIS & COMPANY|UBSS|UBS Securities LLC|330012
MC|MOELIS & COMPANY|VALX|VIRTU AMERICAS LLC|7789
MC|MOELIS & COMPANY|VGRD|Vanguard Marketing Corporation|4507
MC|MOELIS & COMPANY|WBPX|SUMMIT SECURITIES GROUP, LLC|800
MC|MOELIS & COMPANY|WCHV|WELLS FARGO SECURITIES, LLC|41840
MC|MOELIS & COMPANY|WDNX|WEEDEN & CO.L.P.|10100
MC|MOELIS & COMPANY|WEDB|WEDBUSH SECURITIES INC.|46
MC|MOELIS & COMPANY|WEED|Weeden & Co.L.P.|285
MC|MOELIS & COMPANY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21323
MC|MOELIS & COMPANY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22254
MC|MOELIS & COMPANY|WGIF|CIBC World Markets Inc.|95
MC|MOELIS & COMPANY|WSEA|WOLVERINE SECURITIES, LLC|3506
MC|MOELIS & COMPANY|XIST|INSTINET, LLC|104600
MC|MOELIS & COMPANY|XPQR|Jump Trading|200
MC|MOELIS & COMPANY|XSTM|NATIONAL FINANCIAL SERVICES LLC|20120
MC|MOELIS & COMPANY|YKNA|COMHAR CAPITAL MARKETS, LLC|101
MC|MOELIS & COMPANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3131
MCA|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|776
MCA|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|114
MCA|BLACKROCK MUNIYIELD|BANK|Primevest Financial Services, Inc.|279
MCA|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|333
MCA|BLACKROCK MUNIYIELD|BTIG|BTIG, LLC|502
MCA|BLACKROCK MUNIYIELD|CANT|Cantor Fitzgerald & Co.|1228
MCA|BLACKROCK MUNIYIELD|CHAS|Charles Schwab & Co., Inc.|5750
MCA|BLACKROCK MUNIYIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37000
MCA|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12779
MCA|BLACKROCK MUNIYIELD|CXCX|CITIGROUP GLOBAL MARKETS INC.|19300
MCA|BLACKROCK MUNIYIELD|DADA|D.A. Davidson & Co.|1514
MCA|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|6000
MCA|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|14174
MCA|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12481
MCA|BLACKROCK MUNIYIELD|EBXL|EBX LLC|21000
MCA|BLACKROCK MUNIYIELD|ECUT|CONVERGEX EXECUTION SOLUTIONS|11787
MCA|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|275
MCA|BLACKROCK MUNIYIELD|EGAM|CBOE TRADING, INC.|1600
MCA|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|600
MCA|BLACKROCK MUNIYIELD|ETBE|Electronic Transaction Clearing, Inc.|100
MCA|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|31936
MCA|BLACKROCK MUNIYIELD|FBSB|U.S. Bancorp Investments, Inc.|3
MCA|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8863
MCA|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21435
MCA|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|15
MCA|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|691
MCA|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|1940
MCA|BLACKROCK MUNIYIELD|GSCS|GOLDMAN SACHS & CO. LLC|400
MCA|BLACKROCK MUNIYIELD|GSLT|GOLDMAN SACHS & CO. LLC|500
MCA|BLACKROCK MUNIYIELD|GTSZ|GTS SECURITIES LLC|100
MCA|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|1387
MCA|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|432
MCA|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|2980
MCA|BLACKROCK MUNIYIELD|ICBX|INSTINET, LLC|4200
MCA|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|6000
MCA|BLACKROCK MUNIYIELD|INJX|INSTINET, LLC|55
MCA|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|45489
MCA|BLACKROCK MUNIYIELD|ITGP|ITG INC.|37800
MCA|BLACKROCK MUNIYIELD|JEFF|JEFFERIES LLC|7236
MCA|BLACKROCK MUNIYIELD|JMPT|JUMP TRADING, LLC|270
MCA|BLACKROCK MUNIYIELD|JONE|JonesTrading|61800
MCA|BLACKROCK MUNIYIELD|JPMX|J.P. Morgan Securities LLC|22800
MCA|BLACKROCK MUNIYIELD|JSJX|JANE STREET CAPITAL LLC|300
MCA|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|9154
MCA|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|3600
MCA|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|318
MCA|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
MCA|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20066
MCA|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|72375
MCA|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|16200
MCA|BLACKROCK MUNIYIELD|MSTX|MORGAN STANLEY & CO. LLC|7900
MCA|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|90485
MCA|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|188753
MCA|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|380
MCA|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|4
MCA|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|2667
MCA|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|2450
MCA|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|4851
MCA|BLACKROCK MUNIYIELD|SBSH|Citigroup Global Markets Inc.|667
MCA|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|7454
MCA|BLACKROCK MUNIYIELD|SPDR|SPEEDROUTE LLC|500
MCA|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|1893
MCA|BLACKROCK MUNIYIELD|SWIM|TD Ameritrade, Inc.|6375
MCA|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|10561
MCA|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|1795
MCA|BLACKROCK MUNIYIELD|TRCM|TRC MARKETS LLC|100
MCA|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|38280
MCA|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|77353
MCA|BLACKROCK MUNIYIELD|VALX|VIRTU AMERICAS LLC|100
MCA|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|11726
MCA|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|24017
MCA|BLACKROCK MUNIYIELD|WEDB|WEDBUSH SECURITIES INC.|2856
MCA|BLACKROCK MUNIYIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7785
MCA|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|70
MCA|BLACKROCK MUNIYIELD|XSTM|NATIONAL FINANCIAL SERVICES LLC|23600
MCA|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|700
MCA|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1822
MCB|METROPOLITAN BANK HO|ALTX|Alternet Securities Inc.|1800
MCB|METROPOLITAN BANK HO|APCC|Apex Clearing Corporation|17
MCB|METROPOLITAN BANK HO|AQUA|AQUA SECURITIES L.P.|7800
MCB|METROPOLITAN BANK HO|BATM|CBOE TRADING, INC.|1459
MCB|METROPOLITAN BANK HO|BAYC|BAY CREST PARTNERS, LLC|9
MCB|METROPOLITAN BANK HO|BERN|Sanford C. Bernstein & Co., LLC|300
MCB|METROPOLITAN BANK HO|BLKX|INSTINET, LLC|74200
MCB|METROPOLITAN BANK HO|BNPX|BNP PARIBAS SECURITIES CORP.|731
MCB|METROPOLITAN BANK HO|BYXM|CBOE TRADING, INC.|100
MCB|METROPOLITAN BANK HO|CIST|Capital Institutional Services, Inc.|90
MCB|METROPOLITAN BANK HO|CMPT|Compass Point Research & Trading, LLC|600
MCB|METROPOLITAN BANK HO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19751
MCB|METROPOLITAN BANK HO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
MCB|METROPOLITAN BANK HO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|346
MCB|METROPOLITAN BANK HO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27660
MCB|METROPOLITAN BANK HO|CTDL|Citadel Derivatives Group Llc|1096
MCB|METROPOLITAN BANK HO|CXCX|CITIGROUP GLOBAL MARKETS INC.|5884
MCB|METROPOLITAN BANK HO|DBAB|Deutsche Bank Securities Inc.|3117
MCB|METROPOLITAN BANK HO|DBAX|Deutsche Bank Securities Inc.|30800
MCB|METROPOLITAN BANK HO|DEAN|MORGAN STANLEY|205
MCB|METROPOLITAN BANK HO|DEGS|RONIN PROFESSIONAL LLC|639
MCB|METROPOLITAN BANK HO|EBXL|EBX LLC|8300
MCB|METROPOLITAN BANK HO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2701
MCB|METROPOLITAN BANK HO|EDJO|Edward D. Jones & Co., L.P.|179
MCB|METROPOLITAN BANK HO|EGAM|CBOE TRADING, INC.|766
MCB|METROPOLITAN BANK HO|EGAW|CBOE TRADING, INC.|100
MCB|METROPOLITAN BANK HO|EGMT|EG MARKET TECHNOLOGIES LLC|200
MCB|METROPOLITAN BANK HO|EGXM|CBOE TRADING, INC.|100
MCB|METROPOLITAN BANK HO|ETRS|E*Trade Securities LLC|1158
MCB|METROPOLITAN BANK HO|FILL|Tradestation Securities, Inc.|1020
MCB|METROPOLITAN BANK HO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26818
MCB|METROPOLITAN BANK HO|FTBR|Foliofn Investments, Inc.|19
MCB|METROPOLITAN BANK HO|GLPX|ACS EXECUTION SERVICES, LLC|1988
MCB|METROPOLITAN BANK HO|GSCO|GOLDMAN SACHS & CO. LLC|62830
MCB|METROPOLITAN BANK HO|GSCS|GOLDMAN SACHS & CO. LLC|1102
MCB|METROPOLITAN BANK HO|GSLT|GOLDMAN SACHS & CO. LLC|270
MCB|METROPOLITAN BANK HO|GTSZ|GTS SECURITIES LLC|23533
MCB|METROPOLITAN BANK HO|IATS|INTERACTIVE BROKERS LLC|1972
MCB|METROPOLITAN BANK HO|IBKR|Interactive Brokers Llc|2313
MCB|METROPOLITAN BANK HO|ICBX|INSTINET, LLC|3300
MCB|METROPOLITAN BANK HO|IEQY|CITADEL SECURITIES LLC|2168
MCB|METROPOLITAN BANK HO|INCA|INSTINET, LLC|23412
MCB|METROPOLITAN BANK HO|ITGI|ITG Inc.|4148
MCB|METROPOLITAN BANK HO|ITGP|ITG INC.|94600
MCB|METROPOLITAN BANK HO|JEFF|JEFFERIES LLC|15151
MCB|METROPOLITAN BANK HO|JPMX|J.P. Morgan Securities LLC|59028
MCB|METROPOLITAN BANK HO|KCGM|VIRTU Americas LLC|4064
MCB|METROPOLITAN BANK HO|LEHM|Barclays Capital Inc./Le|21807
MCB|METROPOLITAN BANK HO|LIME|Lime Brokerage LLC|2249
MCB|METROPOLITAN BANK HO|LQNA|LIQUIDNET, INC.|7200
MCB|METROPOLITAN BANK HO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19752
MCB|METROPOLITAN BANK HO|MOTF|MOTIF INVESTING, INC.|7
MCB|METROPOLITAN BANK HO|MSCO|MORGAN STANLEY & CO. LLC|32862
MCB|METROPOLITAN BANK HO|MSPL|MORGAN STANLEY & CO. LLC|33100
MCB|METROPOLITAN BANK HO|MSTX|MORGAN STANLEY & CO. LLC|2400
MCB|METROPOLITAN BANK HO|NFSC|National Financial Services LLC|3858
MCB|METROPOLITAN BANK HO|NITE|VIRTU Americas LLC|41354
MCB|METROPOLITAN BANK HO|PDQM|CODA MARKETS, INC.|15643
MCB|METROPOLITAN BANK HO|PNSR|Penserra Securities, LLC|4610
MCB|METROPOLITAN BANK HO|SBSH|Citigroup Global Markets Inc.|4644
MCB|METROPOLITAN BANK HO|SGMT|GOLDMAN SACHS & CO. LLC|9039
MCB|METROPOLITAN BANK HO|SPDR|SPEEDROUTE LLC|3750
MCB|METROPOLITAN BANK HO|SPTD|MINT GLOBAL MARKETS, INC.|2500
MCB|METROPOLITAN BANK HO|SWIM|TD Ameritrade, Inc.|57
MCB|METROPOLITAN BANK HO|TRBT|Tradebot Systems, Inc.|4006
MCB|METROPOLITAN BANK HO|TRCM|TRC MARKETS LLC|200
MCB|METROPOLITAN BANK HO|UBSA|UBS SECURITIES LLC|66487
MCB|METROPOLITAN BANK HO|UBSS|UBS Securities LLC|98302
MCB|METROPOLITAN BANK HO|VALX|VIRTU AMERICAS LLC|10732
MCB|METROPOLITAN BANK HO|WCHV|WELLS FARGO SECURITIES, LLC|5139
MCB|METROPOLITAN BANK HO|WEED|Weeden & Co.L.P.|7245
MCB|METROPOLITAN BANK HO|WSEA|WOLVERINE SECURITIES, LLC|5
MCB|METROPOLITAN BANK HO|XIST|INSTINET, LLC|3400
MCB|METROPOLITAN BANK HO|XPQR|Jump Trading|100
MCB|METROPOLITAN BANK HO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
MCB|METROPOLITAN BANK HO|YKNA|COMHAR CAPITAL MARKETS, LLC|5156
MCB|METROPOLITAN BANK HO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
MCBC|MACATAWA BANK CORP|ALTX|Alternet Securities Inc.|32
MCBC|MACATAWA BANK CORP|APCC|Apex Clearing Corporation|8
MCBC|MACATAWA BANK CORP|BARD|Robert W. Baird & Co. Incorporated|2923
MCBC|MACATAWA BANK CORP|BERN|Sanford C. Bernstein & Co., LLC|390
MCBC|MACATAWA BANK CORP|BMOC|BMO Capital Markets Corp.|4149
MCBC|MACATAWA BANK CORP|BNKS|Fig Partners, LLC|4345
MCBC|MACATAWA BANK CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2300
MCBC|MACATAWA BANK CORP|BTIG|BTIG, LLC|9
MCBC|MACATAWA BANK CORP|BYXM|CBOE TRADING, INC.|50
MCBC|MACATAWA BANK CORP|BZYD|GOLDMAN SACHS & CO. LLC|1537
MCBC|MACATAWA BANK CORP|CHAS|Charles Schwab & Co., Inc.|4
MCBC|MACATAWA BANK CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107
MCBC|MACATAWA BANK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|891
MCBC|MACATAWA BANK CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9136
MCBC|MACATAWA BANK CORP|CTDL|Citadel Derivatives Group Llc|1812
MCBC|MACATAWA BANK CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3066
MCBC|MACATAWA BANK CORP|DBAB|Deutsche Bank Securities Inc.|33484
MCBC|MACATAWA BANK CORP|DBAX|Deutsche Bank Securities Inc.|1000
MCBC|MACATAWA BANK CORP|DEAN|MORGAN STANLEY|4354
MCBC|MACATAWA BANK CORP|DEGS|RONIN PROFESSIONAL LLC|2172
MCBC|MACATAWA BANK CORP|EBXL|EBX LLC|1300
MCBC|MACATAWA BANK CORP|EDJO|Edward D. Jones & Co., L.P.|1810
MCBC|MACATAWA BANK CORP|EGAM|CBOE TRADING, INC.|182
MCBC|MACATAWA BANK CORP|EGXM|CBOE TRADING, INC.|3
MCBC|MACATAWA BANK CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|966
MCBC|MACATAWA BANK CORP|ETRS|E*Trade Securities LLC|42863
MCBC|MACATAWA BANK CORP|FBCO|Credit Suisse Securities (USA) LLC|131606
MCBC|MACATAWA BANK CORP|FMAF|NBCN Inc./ CDS|200
MCBC|MACATAWA BANK CORP|FOMA|TD AMERITRADE CLEARING, INC.|29464
MCBC|MACATAWA BANK CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3948
MCBC|MACATAWA BANK CORP|FTBR|Foliofn Investments, Inc.|4247
MCBC|MACATAWA BANK CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|7281
MCBC|MACATAWA BANK CORP|GSCO|GOLDMAN SACHS & CO. LLC|95641
MCBC|MACATAWA BANK CORP|GSLT|GOLDMAN SACHS & CO. LLC|200
MCBC|MACATAWA BANK CORP|GTSZ|GTS SECURITIES LLC|2928
MCBC|MACATAWA BANK CORP|HRBF|American Enterprise Investment Services Inc.|358
MCBC|MACATAWA BANK CORP|IATS|INTERACTIVE BROKERS LLC|1720
MCBC|MACATAWA BANK CORP|IBKR|Interactive Brokers Llc|19439
MCBC|MACATAWA BANK CORP|ICBX|INSTINET, LLC|900
MCBC|MACATAWA BANK CORP|IEQY|CITADEL SECURITIES LLC|5668
MCBC|MACATAWA BANK CORP|INCA|INSTINET, LLC|25210
MCBC|MACATAWA BANK CORP|INJX|INSTINET, LLC|6457
MCBC|MACATAWA BANK CORP|ITGI|ITG Inc.|6377
MCBC|MACATAWA BANK CORP|ITGP|ITG INC.|3800
MCBC|MACATAWA BANK CORP|JEFF|JEFFERIES LLC|9869
MCBC|MACATAWA BANK CORP|JPMX|J.P. Morgan Securities LLC|3755
MCBC|MACATAWA BANK CORP|KCGM|VIRTU Americas LLC|702
MCBC|MACATAWA BANK CORP|LEHM|Barclays Capital Inc./Le|22538
MCBC|MACATAWA BANK CORP|LIME|Lime Brokerage LLC|57990
MCBC|MACATAWA BANK CORP|LMGP|LIME BROKERAGE LLC|19900
MCBC|MACATAWA BANK CORP|MACC|Mid Atlantic Capital Corporation|1522
MCBC|MACATAWA BANK CORP|MAXM|Maxim Group LLC|2037
MCBC|MACATAWA BANK CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
MCBC|MACATAWA BANK CORP|MOTF|MOTIF INVESTING, INC.|1
MCBC|MACATAWA BANK CORP|MSCO|MORGAN STANLEY & CO. LLC|127754
MCBC|MACATAWA BANK CORP|MSPL|MORGAN STANLEY & CO. LLC|11500
MCBC|MACATAWA BANK CORP|NFSC|National Financial Services LLC|33999
MCBC|MACATAWA BANK CORP|NITE|VIRTU Americas LLC|125129
MCBC|MACATAWA BANK CORP|NITP|VIRTU Americas LLC|900
MCBC|MACATAWA BANK CORP|NQRB|Brut, LLC|486
MCBC|MACATAWA BANK CORP|OPCO|Oppenheimer & Co. Inc.|100
MCBC|MACATAWA BANK CORP|PDQM|CODA MARKETS, INC.|650
MCBC|MACATAWA BANK CORP|RBCM|RBC CAPITAL MARKETS, LLC|100
MCBC|MACATAWA BANK CORP|SAGW|SAGETRADER, LLC|100
MCBC|MACATAWA BANK CORP|SBSH|Citigroup Global Markets Inc.|29399
MCBC|MACATAWA BANK CORP|SGMT|GOLDMAN SACHS & CO. LLC|4143
MCBC|MACATAWA BANK CORP|STFL|Stifel, Nicolaus & Company, Incorporated|5314
MCBC|MACATAWA BANK CORP|SWIM|TD Ameritrade, Inc.|937
MCBC|MACATAWA BANK CORP|TRBT|Tradebot Systems, Inc.|2093
MCBC|MACATAWA BANK CORP|TRCM|TRC MARKETS LLC|29982
MCBC|MACATAWA BANK CORP|UBSA|UBS SECURITIES LLC|10631
MCBC|MACATAWA BANK CORP|UBSS|UBS Securities LLC|54258
MCBC|MACATAWA BANK CORP|VALX|VIRTU AMERICAS LLC|1529
MCBC|MACATAWA BANK CORP|VGRD|Vanguard Marketing Corporation|1331
MCBC|MACATAWA BANK CORP|WCHV|WELLS FARGO SECURITIES, LLC|14460
MCBC|MACATAWA BANK CORP|WEDB|WEDBUSH SECURITIES INC.|33500
MCBC|MACATAWA BANK CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
MCBC|MACATAWA BANK CORP|WSEA|WOLVERINE SECURITIES, LLC|112
MCBC|MACATAWA BANK CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MCC|MEDLEY CAPITAL CORP|AGIS|Aegis Capital Corp.|5667
MCC|MEDLEY CAPITAL CORP|ALTX|Alternet Securities Inc.|1372
MCC|MEDLEY CAPITAL CORP|APCC|Apex Clearing Corporation|2930
MCC|MEDLEY CAPITAL CORP|BANK|Primevest Financial Services, Inc.|8
MCC|MEDLEY CAPITAL CORP|BARD|Robert W. Baird & Co. Incorporated|2321
MCC|MEDLEY CAPITAL CORP|BATM|CBOE TRADING, INC.|1316
MCC|MEDLEY CAPITAL CORP|BBNT|BB&T SECURITIES, LLC|5394
MCC|MEDLEY CAPITAL CORP|BERN|Sanford C. Bernstein & Co., LLC|1356
MCC|MEDLEY CAPITAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|584
MCC|MEDLEY CAPITAL CORP|CANT|Cantor Fitzgerald & Co.|701
MCC|MEDLEY CAPITAL CORP|CHAS|Charles Schwab & Co., Inc.|1098
MCC|MEDLEY CAPITAL CORP|CICF|Canaccord Genuity Corp.|1000
MCC|MEDLEY CAPITAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6365
MCC|MEDLEY CAPITAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4400
MCC|MEDLEY CAPITAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40058
MCC|MEDLEY CAPITAL CORP|CTDL|Citadel Derivatives Group Llc|593
MCC|MEDLEY CAPITAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12262
MCC|MEDLEY CAPITAL CORP|DBAB|Deutsche Bank Securities Inc.|1994
MCC|MEDLEY CAPITAL CORP|DBAX|Deutsche Bank Securities Inc.|22500
MCC|MEDLEY CAPITAL CORP|DEAN|MORGAN STANLEY|3607
MCC|MEDLEY CAPITAL CORP|DEGS|RONIN PROFESSIONAL LLC|1038
MCC|MEDLEY CAPITAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3847
MCC|MEDLEY CAPITAL CORP|EBXL|EBX LLC|34400
MCC|MEDLEY CAPITAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|50350
MCC|MEDLEY CAPITAL CORP|EDJO|Edward D. Jones & Co., L.P.|9331
MCC|MEDLEY CAPITAL CORP|EGAM|CBOE TRADING, INC.|700
MCC|MEDLEY CAPITAL CORP|EGXM|CBOE TRADING, INC.|600
MCC|MEDLEY CAPITAL CORP|ESPO|ESPOSITO SECURITIES, LLC|609
MCC|MEDLEY CAPITAL CORP|ETBE|Electronic Transaction Clearing, Inc.|46
MCC|MEDLEY CAPITAL CORP|ETRS|E*Trade Securities LLC|130393
MCC|MEDLEY CAPITAL CORP|FILL|Tradestation Securities, Inc.|2010
MCC|MEDLEY CAPITAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14661
MCC|MEDLEY CAPITAL CORP|FTBR|Foliofn Investments, Inc.|315
MCC|MEDLEY CAPITAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
MCC|MEDLEY CAPITAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|200
MCC|MEDLEY CAPITAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|80632
MCC|MEDLEY CAPITAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|1300
MCC|MEDLEY CAPITAL CORP|GTSZ|GTS SECURITIES LLC|4329
MCC|MEDLEY CAPITAL CORP|HRBF|American Enterprise Investment Services Inc.|5623
MCC|MEDLEY CAPITAL CORP|IATS|INTERACTIVE BROKERS LLC|1846
MCC|MEDLEY CAPITAL CORP|IBKR|Interactive Brokers Llc|18641
MCC|MEDLEY CAPITAL CORP|ICBX|INSTINET, LLC|12882
MCC|MEDLEY CAPITAL CORP|INCA|INSTINET, LLC|3518
MCC|MEDLEY CAPITAL CORP|ITGI|ITG Inc.|4513
MCC|MEDLEY CAPITAL CORP|ITGP|ITG INC.|14200
MCC|MEDLEY CAPITAL CORP|JANY|Janney Montgomery Scott Inc.|4274
MCC|MEDLEY CAPITAL CORP|JEFF|JEFFERIES LLC|17750
MCC|MEDLEY CAPITAL CORP|JMPT|JUMP TRADING, LLC|521
MCC|MEDLEY CAPITAL CORP|JONE|JonesTrading|7500
MCC|MEDLEY CAPITAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|200
MCC|MEDLEY CAPITAL CORP|JPMX|J.P. Morgan Securities LLC|15078
MCC|MEDLEY CAPITAL CORP|JSJX|JANE STREET CAPITAL LLC|81
MCC|MEDLEY CAPITAL CORP|KCGM|VIRTU Americas LLC|8700
MCC|MEDLEY CAPITAL CORP|LEHM|Barclays Capital Inc./Le|69782
MCC|MEDLEY CAPITAL CORP|LGNT|COR CLEARING LLC|136
MCC|MEDLEY CAPITAL CORP|LIME|Lime Brokerage LLC|4636
MCC|MEDLEY CAPITAL CORP|LPCM|Lampert Capital Markets Inc.|59784
MCC|MEDLEY CAPITAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34794
MCC|MEDLEY CAPITAL CORP|MOTF|MOTIF INVESTING, INC.|3
MCC|MEDLEY CAPITAL CORP|MSCO|MORGAN STANLEY & CO. LLC|139045
MCC|MEDLEY CAPITAL CORP|MSPL|MORGAN STANLEY & CO. LLC|35100
MCC|MEDLEY CAPITAL CORP|MSTX|MORGAN STANLEY & CO. LLC|400
MCC|MEDLEY CAPITAL CORP|NATL|National Securities Corporation|2455
MCC|MEDLEY CAPITAL CORP|NFSC|National Financial Services LLC|182320
MCC|MEDLEY CAPITAL CORP|NITE|VIRTU Americas LLC|646364
MCC|MEDLEY CAPITAL CORP|NQRB|Brut, LLC|6000
MCC|MEDLEY CAPITAL CORP|PDQM|CODA MARKETS, INC.|2772
MCC|MEDLEY CAPITAL CORP|PWJC|UBS Financial Services, Inc.|10925
MCC|MEDLEY CAPITAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|79446
MCC|MEDLEY CAPITAL CORP|SAGL|SAGETRADER, LLC|400
MCC|MEDLEY CAPITAL CORP|SALI|INTL FCSTONE FINANCIAL INC.|7551
MCC|MEDLEY CAPITAL CORP|SBSH|Citigroup Global Markets Inc.|13346
MCC|MEDLEY CAPITAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|13711
MCC|MEDLEY CAPITAL CORP|SPHN|Stephens Inc.|202
MCC|MEDLEY CAPITAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|25865
MCC|MEDLEY CAPITAL CORP|SWIM|TD Ameritrade, Inc.|509845
MCC|MEDLEY CAPITAL CORP|SWST|Hilltop Securities Inc.|12472
MCC|MEDLEY CAPITAL CORP|TKNG|ALLY INVEST SECURITIES LLC|1260
MCC|MEDLEY CAPITAL CORP|TRBT|Tradebot Systems, Inc.|1543
MCC|MEDLEY CAPITAL CORP|TRCM|TRC MARKETS LLC|972
MCC|MEDLEY CAPITAL CORP|UBSA|UBS SECURITIES LLC|92701
MCC|MEDLEY CAPITAL CORP|UBSS|UBS Securities LLC|120529
MCC|MEDLEY CAPITAL CORP|VALX|VIRTU AMERICAS LLC|1486
MCC|MEDLEY CAPITAL CORP|VFIN|National Securities Corporation|5
MCC|MEDLEY CAPITAL CORP|VGRD|Vanguard Marketing Corporation|45103
MCC|MEDLEY CAPITAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|255309
MCC|MEDLEY CAPITAL CORP|WEDB|WEDBUSH SECURITIES INC.|715
MCC|MEDLEY CAPITAL CORP|WEED|Weeden & Co.L.P.|100
MCC|MEDLEY CAPITAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2221
MCC|MEDLEY CAPITAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25
MCC|MEDLEY CAPITAL CORP|WGIF|CIBC World Markets Inc.|25
MCC|MEDLEY CAPITAL CORP|WORD|Worden Capital Management LLC|2618
MCC|MEDLEY CAPITAL CORP|WSEA|WOLVERINE SECURITIES, LLC|3223
MCC|MEDLEY CAPITAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9824
MCC|MEDLEY CAPITAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MCC|MEDLEY CAPITAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|132060
MCD|MCDONALDS CP|ABLE|NATIXIS Securities Americas LLC|37974
MCD|MCDONALDS CP|ADAM|CANACCORD GENUITY INC.|935
MCD|MCDONALDS CP|AGIS|Aegis Capital Corp.|593
MCD|MCDONALDS CP|ALTX|Alternet Securities Inc.|28160
MCD|MCDONALDS CP|ANOS|ABEL/NOSER, L.L.C.|6820
MCD|MCDONALDS CP|APCC|Apex Clearing Corporation|29608
MCD|MCDONALDS CP|AQUA|AQUA SECURITIES L.P.|3900
MCD|MCDONALDS CP|BALE|M&T SECURITIES, INC.|663
MCD|MCDONALDS CP|BANK|Primevest Financial Services, Inc.|1539
MCD|MCDONALDS CP|BARD|Robert W. Baird & Co. Incorporated|58671
MCD|MCDONALDS CP|BATM|CBOE TRADING, INC.|30882
MCD|MCDONALDS CP|BAYC|BAY CREST PARTNERS, LLC|1333
MCD|MCDONALDS CP|BAYT|BTIG, LLC|6800
MCD|MCDONALDS CP|BBNT|BB&T SECURITIES, LLC|4079
MCD|MCDONALDS CP|BERN|Sanford C. Bernstein & Co., LLC|230367
MCD|MCDONALDS CP|BIAD|SAGETRADER, LLC|311
MCD|MCDONALDS CP|BIDS|BIDS TRADING L.P.|62300
MCD|MCDONALDS CP|BIMI|Banca IMI Securities Corp.|2829
MCD|MCDONALDS CP|BKCM|BNY Mellon Capital Markets LLC|2668
MCD|MCDONALDS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|75828
MCD|MCDONALDS CP|BLKX|INSTINET, LLC|314018
MCD|MCDONALDS CP|BMOC|BMO Capital Markets Corp.|10522
MCD|MCDONALDS CP|BNPX|BNP PARIBAS SECURITIES CORP.|706360
MCD|MCDONALDS CP|BTIG|BTIG, LLC|58701
MCD|MCDONALDS CP|BYXM|CBOE TRADING, INC.|7224
MCD|MCDONALDS CP|BZYD|GOLDMAN SACHS & CO. LLC|400
MCD|MCDONALDS CP|CABR|Cabrera Capital Markets, Inc.|637
MCD|MCDONALDS CP|CANT|Cantor Fitzgerald & Co.|1666
MCD|MCDONALDS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|501966
MCD|MCDONALDS CP|CBRA|Cobra Trading, Inc.|500
MCD|MCDONALDS CP|CHAS|Charles Schwab & Co., Inc.|11929
MCD|MCDONALDS CP|CIBP|CIBC World Markets Corp.|78548
MCD|MCDONALDS CP|CICF|Canaccord Genuity Corp.|132
MCD|MCDONALDS CP|CIST|Capital Institutional Services, Inc.|12480
MCD|MCDONALDS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|206330
MCD|MCDONALDS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4160
MCD|MCDONALDS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11250
MCD|MCDONALDS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1903332
MCD|MCDONALDS CP|CSMS|CORNERSTONE MACRO LLC|1000
MCD|MCDONALDS CP|CTDE|CHOICETRADE|100
MCD|MCDONALDS CP|CTDL|Citadel Derivatives Group Llc|49265
MCD|MCDONALDS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|162220
MCD|MCDONALDS CP|DADA|D.A. Davidson & Co.|1503
MCD|MCDONALDS CP|DAVA|Davenport & Company LLC|1089
MCD|MCDONALDS CP|DBAB|Deutsche Bank Securities Inc.|528546
MCD|MCDONALDS CP|DBAX|Deutsche Bank Securities Inc.|1427300
MCD|MCDONALDS CP|DBUL|Deutsche Bank Securities Inc.|29370
MCD|MCDONALDS CP|DCHF|Dart Executions, LLC|13834
MCD|MCDONALDS CP|DEAN|MORGAN STANLEY|51793
MCD|MCDONALDS CP|DEGS|RONIN PROFESSIONAL LLC|400
MCD|MCDONALDS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1707
MCD|MCDONALDS CP|DRWK|DRW SECURITIES, L.L.C.|14423
MCD|MCDONALDS CP|EBXL|EBX LLC|544500
MCD|MCDONALDS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|62271
MCD|MCDONALDS CP|EDJC|Edward Jones / CDS|7723
MCD|MCDONALDS CP|EDJO|Edward D. Jones & Co., L.P.|72673
MCD|MCDONALDS CP|EGAM|CBOE TRADING, INC.|59988
MCD|MCDONALDS CP|EGAW|CBOE TRADING, INC.|1351
MCD|MCDONALDS CP|EGMT|EG MARKET TECHNOLOGIES LLC|1522
MCD|MCDONALDS CP|EGXM|CBOE TRADING, INC.|25069
MCD|MCDONALDS CP|EGXW|CBOE TRADING, INC.|1411
MCD|MCDONALDS CP|ESPO|ESPOSITO SECURITIES, LLC|12
MCD|MCDONALDS CP|ETBE|Electronic Transaction Clearing, Inc.|68412
MCD|MCDONALDS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
MCD|MCDONALDS CP|ETCB|ETC BROKERAGE SERVICES, LLC|80
MCD|MCDONALDS CP|ETCC|Electronic Transaction Clearing, Inc.|235
MCD|MCDONALDS CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|103
MCD|MCDONALDS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|68929
MCD|MCDONALDS CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|615
MCD|MCDONALDS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1801
MCD|MCDONALDS CP|ETRS|E*Trade Securities LLC|523926
MCD|MCDONALDS CP|FBSB|U.S. Bancorp Investments, Inc.|3175
MCD|MCDONALDS CP|FCST|INTL FCSTONE FINANCIAL INC.|379
MCD|MCDONALDS CP|FFSI|Firstrade Securities Inc.|20
MCD|MCDONALDS CP|FIDT|Fidelity Clearing Canada ULC./ CDS|165
MCD|MCDONALDS CP|FILL|Tradestation Securities, Inc.|25838
MCD|MCDONALDS CP|FINX|FINTECH SECURITIES|3990
MCD|MCDONALDS CP|FMAF|NBCN Inc./ CDS|26449
MCD|MCDONALDS CP|FMCO|First Manhattan Co|3075
MCD|MCDONALDS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11113
MCD|MCDONALDS CP|FQLS|Quantlab Securities LP|718016
MCD|MCDONALDS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|364112
MCD|MCDONALDS CP|FTBR|Foliofn Investments, Inc.|5794
MCD|MCDONALDS CP|GBMT|GBM International, Inc.|12015
MCD|MCDONALDS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|15319
MCD|MCDONALDS CP|GLIS|TD Securities Inc|9254
MCD|MCDONALDS CP|GLPX|ACS EXECUTION SERVICES, LLC|286109
MCD|MCDONALDS CP|GSCO|GOLDMAN SACHS & CO. LLC|4582715
MCD|MCDONALDS CP|GSCS|GOLDMAN SACHS & CO. LLC|22010
MCD|MCDONALDS CP|GSLT|GOLDMAN SACHS & CO. LLC|34398
MCD|MCDONALDS CP|GTSZ|GTS SECURITIES LLC|638611
MCD|MCDONALDS CP|HAPX|HAP Trading, LLC|700
MCD|MCDONALDS CP|HASF|Haywood Securities Inc./CDS|50
MCD|MCDONALDS CP|HCTA|Hardcastle Trading USA LLC|72150
MCD|MCDONALDS CP|HRBF|American Enterprise Investment Services Inc.|41736
MCD|MCDONALDS CP|HSBC|HSBC Securities, Inc.|59513
MCD|MCDONALDS CP|IATS|INTERACTIVE BROKERS LLC|77700
MCD|MCDONALDS CP|IBKR|Interactive Brokers Llc|163560
MCD|MCDONALDS CP|IBSJ|Integrity Brokerage Services, Inc.|60
MCD|MCDONALDS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6193
MCD|MCDONALDS CP|ICBX|INSTINET, LLC|282668
MCD|MCDONALDS CP|IEQY|CITADEL SECURITIES LLC|309319
MCD|MCDONALDS CP|IMPC|Imperial Capital, LLC|902
MCD|MCDONALDS CP|INCA|INSTINET, LLC|869479
MCD|MCDONALDS CP|INJX|INSTINET, LLC|7390
MCD|MCDONALDS CP|INTL|INTL FCSTONE FINANCIAL INC.|34
MCD|MCDONALDS CP|ITGI|ITG Inc.|316617
MCD|MCDONALDS CP|ITGP|ITG INC.|629600
MCD|MCDONALDS CP|JANY|Janney Montgomery Scott Inc.|15238
MCD|MCDONALDS CP|JEFF|JEFFERIES LLC|384084
MCD|MCDONALDS CP|JMPT|JUMP TRADING, LLC|120671
MCD|MCDONALDS CP|JONE|JonesTrading|5348
MCD|MCDONALDS CP|JPBX|J.P. MORGAN SECURITIES LLC|618823
MCD|MCDONALDS CP|JPMX|J.P. Morgan Securities LLC|1301361
MCD|MCDONALDS CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|18936
MCD|MCDONALDS CP|JSJX|JANE STREET CAPITAL LLC|335617
MCD|MCDONALDS CP|JUTA|JUMP TRADING, LLC|558
MCD|MCDONALDS CP|KCGM|VIRTU Americas LLC|190383
MCD|MCDONALDS CP|KING|C. L. King & Associates, Inc.|1063
MCD|MCDONALDS CP|LEHM|Barclays Capital Inc./Le|2116032
MCD|MCDONALDS CP|LGNT|COR CLEARING LLC|1
MCD|MCDONALDS CP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|230
MCD|MCDONALDS CP|LIME|Lime Brokerage LLC|81478
MCD|MCDONALDS CP|LIWD|LIME BROKERAGE LLC|107
MCD|MCDONALDS CP|LIWK|LIME BROKERAGE LLC|180
MCD|MCDONALDS CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|129340
MCD|MCDONALDS CP|LOOP|Loop Capital Markets LLC|30181
MCD|MCDONALDS CP|LQNA|LIQUIDNET, INC.|285900
MCD|MCDONALDS CP|LSCI|Lek Securities Corporation|11088
MCD|MCDONALDS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|756
MCD|MCDONALDS CP|MACC|Mid Atlantic Capital Corporation|2860
MCD|MCDONALDS CP|MACQ|Macquarie Capital (USA) Inc.|2457
MCD|MCDONALDS CP|MAXM|Maxim Group LLC|5277
MCD|MCDONALDS CP|MBTS|ALLY INVEST SECURITIES LLC|2880
MCD|MCDONALDS CP|MCBT|Moors & Cabot, Inc.|30
MCD|MCDONALDS CP|MCMF|Raymond James Ltd. Cds|3842
MCD|MCDONALDS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|684216
MCD|MCDONALDS CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3224
MCD|MCDONALDS CP|MOTF|MOTIF INVESTING, INC.|87
MCD|MCDONALDS CP|MPSG|E D & F Man Capital Markets Inc.|12092
MCD|MCDONALDS CP|MSCO|MORGAN STANLEY & CO. LLC|4945447
MCD|MCDONALDS CP|MSPL|MORGAN STANLEY & CO. LLC|1006500
MCD|MCDONALDS CP|MSTX|MORGAN STANLEY & CO. LLC|702800
MCD|MCDONALDS CP|MZHO|Mizuho Securities USA LLC|30000
MCD|MCDONALDS CP|NATL|National Securities Corporation|222
MCD|MCDONALDS CP|NBCS|NBC Securities, INC.|290
MCD|MCDONALDS CP|NEUB|NEUBERGER BERMAN BD LLC|1456
MCD|MCDONALDS CP|NFSC|National Financial Services LLC|1140138
MCD|MCDONALDS CP|NITE|VIRTU Americas LLC|2910037
MCD|MCDONALDS CP|NITP|VIRTU Americas LLC|150
MCD|MCDONALDS CP|NMRA|Nomura Securities International, Inc.|16059
MCD|MCDONALDS CP|NQRB|Brut, LLC|55425
MCD|MCDONALDS CP|NTBF|BMO Nesbitt Burns Inc./CDS|6559
MCD|MCDONALDS CP|NTRC|Northern Trust Securities, Inc.|34823
MCD|MCDONALDS CP|OHOS|TWO SIGMA SECURITIES, LLC|277533
MCD|MCDONALDS CP|ONEL|O'NEIL SECURITIES, INCORPORATED|8
MCD|MCDONALDS CP|OPCO|Oppenheimer & Co. Inc.|9184
MCD|MCDONALDS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|164
MCD|MCDONALDS CP|PAUL|Paulson Investment Company, Inc.|15
MCD|MCDONALDS CP|PCPT|PHILLIP CAPITAL INC.|972
MCD|MCDONALDS CP|PDQM|CODA MARKETS, INC.|732103
MCD|MCDONALDS CP|PHLY|NASDAQ Execution Services, LLC|48720
MCD|MCDONALDS CP|PICT|Pictet Overseas Inc.|1278
MCD|MCDONALDS CP|PIPR|Piper Jaffray & Co.|500
MCD|MCDONALDS CP|PWJC|UBS Financial Services, Inc.|5806
MCD|MCDONALDS CP|QMSR|QUATTRO M SECURITIES INC.|24611
MCD|MCDONALDS CP|RBCM|RBC CAPITAL MARKETS, LLC|18867
MCD|MCDONALDS CP|RGLD|Regal Securities, Inc|5676
MCD|MCDONALDS CP|RHCO|Suntrust Robinson Humphrey, Inc.|30272
MCD|MCDONALDS CP|SAGL|SAGETRADER, LLC|119042
MCD|MCDONALDS CP|SAGW|SAGETRADER, LLC|8500
MCD|MCDONALDS CP|SALI|INTL FCSTONE FINANCIAL INC.|1111
MCD|MCDONALDS CP|SBRX|MURIEL SIEBERT & CO INC|137
MCD|MCDONALDS CP|SBSH|Citigroup Global Markets Inc.|630458
MCD|MCDONALDS CP|SCMC|Scotia Capital Markets (USA) Inc.|200
MCD|MCDONALDS CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|50
MCD|MCDONALDS CP|SEIC|SEI Investments Distribution Co.|2201
MCD|MCDONALDS CP|SGMT|GOLDMAN SACHS & CO. LLC|599056
MCD|MCDONALDS CP|SHMR|ABN Amro Clearing LLC|187
MCD|MCDONALDS CP|SIBO|Prime Executions, Inc.|526
MCD|MCDONALDS CP|SJLS|TRADE INFORMATICS LLC|300
MCD|MCDONALDS CP|SOGO|Wang Investment Associates, Inc.|25
MCD|MCDONALDS CP|SPDR|SPEEDROUTE LLC|79550
MCD|MCDONALDS CP|SPHN|Stephens Inc.|1347
MCD|MCDONALDS CP|SPTD|MINT GLOBAL MARKETS, INC.|1300
MCD|MCDONALDS CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
MCD|MCDONALDS CP|STFC|Stuart Frankel & Co., Incorporated|10126
MCD|MCDONALDS CP|STFL|Stifel, Nicolaus & Company, Incorporated|30496
MCD|MCDONALDS CP|STKP|STOCKPILE INVESTMENTS, INC.|934
MCD|MCDONALDS CP|STXG|Stockcross Financial Services, Inc.|42
MCD|MCDONALDS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11987
MCD|MCDONALDS CP|SWIM|TD Ameritrade, Inc.|1434984
MCD|MCDONALDS CP|SWST|Hilltop Securities Inc.|12232
MCD|MCDONALDS CP|TAGC|TELSEY ADVISORY GROUP LLC|21
MCD|MCDONALDS CP|TDSI|TD Securities (USA) LLC|300
MCD|MCDONALDS CP|TKNG|ALLY INVEST SECURITIES LLC|8154
MCD|MCDONALDS CP|TOUR|TOURMALINE PARTNERS, LLC|100
MCD|MCDONALDS CP|TRBT|Tradebot Systems, Inc.|607986
MCD|MCDONALDS CP|TRCM|TRC MARKETS LLC|439628
MCD|MCDONALDS CP|TWTT|TASTYWORKS, INC.|2300
MCD|MCDONALDS CP|UBSA|UBS SECURITIES LLC|1849525
MCD|MCDONALDS CP|UBSS|UBS Securities LLC|2982787
MCD|MCDONALDS CP|VALX|VIRTU AMERICAS LLC|50169
MCD|MCDONALDS CP|VGRD|Vanguard Marketing Corporation|54637
MCD|MCDONALDS CP|VSIN|Vision Financial Markets Llc|35
MCD|MCDONALDS CP|WABR|Wall Street Access|400
MCD|MCDONALDS CP|WBLR|WILLIAM BLAIR|2618
MCD|MCDONALDS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4738
MCD|MCDONALDS CP|WCHV|WELLS FARGO SECURITIES, LLC|436572
MCD|MCDONALDS CP|WDNX|WEEDEN & CO.L.P.|12444
MCD|MCDONALDS CP|WEDB|WEDBUSH SECURITIES INC.|14717
MCD|MCDONALDS CP|WEED|Weeden & Co.L.P.|6293
MCD|MCDONALDS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|357518
MCD|MCDONALDS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34564
MCD|MCDONALDS CP|WFPB|Wells Fargo Securities, LLC.|600
MCD|MCDONALDS CP|WGIF|CIBC World Markets Inc.|12742
MCD|MCDONALDS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8007
MCD|MCDONALDS CP|WORD|Worden Capital Management LLC|25
MCD|MCDONALDS CP|WSEA|WOLVERINE SECURITIES, LLC|45218
MCD|MCDONALDS CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|260
MCD|MCDONALDS CP|XIST|INSTINET, LLC|354042
MCD|MCDONALDS CP|XPQR|Jump Trading|1500
MCD|MCDONALDS CP|XPUS|XP SECURITIES, LLC|750
MCD|MCDONALDS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|475298
MCD|MCDONALDS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|10326
MCD|MCDONALDS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19168
MCEF|FIRST TRUST ETF VIII|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
MCEF|FIRST TRUST ETF VIII|DBAX|Deutsche Bank Securities Inc.|400
MCEF|FIRST TRUST ETF VIII|EBXL|EBX LLC|600
MCEF|FIRST TRUST ETF VIII|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
MCEF|FIRST TRUST ETF VIII|EGXM|CBOE TRADING, INC.|2829
MCEF|FIRST TRUST ETF VIII|EGXW|CBOE TRADING, INC.|400
MCEF|FIRST TRUST ETF VIII|ETRS|E*Trade Securities LLC|2
MCEF|FIRST TRUST ETF VIII|FBCO|Credit Suisse Securities (USA) LLC|700
MCEF|FIRST TRUST ETF VIII|FOMA|TD AMERITRADE CLEARING, INC.|1339
MCEF|FIRST TRUST ETF VIII|FTBR|Foliofn Investments, Inc.|1
MCEF|FIRST TRUST ETF VIII|GSLT|GOLDMAN SACHS & CO. LLC|1090
MCEF|FIRST TRUST ETF VIII|ICBX|INSTINET, LLC|318
MCEF|FIRST TRUST ETF VIII|JPMX|J.P. Morgan Securities LLC|684
MCEF|FIRST TRUST ETF VIII|JSEB|JANE STREET EXECUTION SERVICES, LLC|5512
MCEF|FIRST TRUST ETF VIII|JSJX|JANE STREET CAPITAL LLC|7329
MCEF|FIRST TRUST ETF VIII|LEHM|Barclays Capital Inc./Le|400
MCEF|FIRST TRUST ETF VIII|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MCEF|FIRST TRUST ETF VIII|MSCO|MORGAN STANLEY & CO. LLC|102
MCEF|FIRST TRUST ETF VIII|NITE|VIRTU Americas LLC|2864
MCEF|FIRST TRUST ETF VIII|RBCM|RBC CAPITAL MARKETS, LLC|1511
MCEF|FIRST TRUST ETF VIII|SGMT|GOLDMAN SACHS & CO. LLC|600
MCEF|FIRST TRUST ETF VIII|SWIM|TD Ameritrade, Inc.|2
MCEF|FIRST TRUST ETF VIII|UBSA|UBS SECURITIES LLC|1000
MCEF|FIRST TRUST ETF VIII|UBSS|UBS Securities LLC|721
MCEF|FIRST TRUST ETF VIII|WCHV|WELLS FARGO SECURITIES, LLC|3235
MCEP|MID-CON ENERGY PARTN|ALTX|Alternet Securities Inc.|2200
MCEP|MID-CON ENERGY PARTN|APCC|Apex Clearing Corporation|15664
MCEP|MID-CON ENERGY PARTN|BATM|CBOE TRADING, INC.|130
MCEP|MID-CON ENERGY PARTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3000
MCEP|MID-CON ENERGY PARTN|CIST|Capital Institutional Services, Inc.|1000
MCEP|MID-CON ENERGY PARTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32673
MCEP|MID-CON ENERGY PARTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2993
MCEP|MID-CON ENERGY PARTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6132
MCEP|MID-CON ENERGY PARTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
MCEP|MID-CON ENERGY PARTN|DBAB|Deutsche Bank Securities Inc.|14095
MCEP|MID-CON ENERGY PARTN|DBAX|Deutsche Bank Securities Inc.|400
MCEP|MID-CON ENERGY PARTN|DEAN|MORGAN STANLEY|3315
MCEP|MID-CON ENERGY PARTN|DEGS|RONIN PROFESSIONAL LLC|16459
MCEP|MID-CON ENERGY PARTN|EBXL|EBX LLC|700
MCEP|MID-CON ENERGY PARTN|EDJO|Edward D. Jones & Co., L.P.|1939
MCEP|MID-CON ENERGY PARTN|EGAM|CBOE TRADING, INC.|4766
MCEP|MID-CON ENERGY PARTN|EGXM|CBOE TRADING, INC.|59
MCEP|MID-CON ENERGY PARTN|ETBE|Electronic Transaction Clearing, Inc.|100
MCEP|MID-CON ENERGY PARTN|ETRS|E*Trade Securities LLC|94080
MCEP|MID-CON ENERGY PARTN|FBCO|Credit Suisse Securities (USA) LLC|13118
MCEP|MID-CON ENERGY PARTN|FILL|Tradestation Securities, Inc.|7385
MCEP|MID-CON ENERGY PARTN|FMAF|NBCN Inc./ CDS|165
MCEP|MID-CON ENERGY PARTN|FOMA|TD AMERITRADE CLEARING, INC.|338436
MCEP|MID-CON ENERGY PARTN|FTBR|Foliofn Investments, Inc.|1623
MCEP|MID-CON ENERGY PARTN|GEBB|GLOBAL EXECUTION BROKERS, LP|2994
MCEP|MID-CON ENERGY PARTN|GLPX|ACS EXECUTION SERVICES, LLC|408
MCEP|MID-CON ENERGY PARTN|GSCO|GOLDMAN SACHS & CO. LLC|17643
MCEP|MID-CON ENERGY PARTN|GSLT|GOLDMAN SACHS & CO. LLC|2577
MCEP|MID-CON ENERGY PARTN|GTSZ|GTS SECURITIES LLC|810
MCEP|MID-CON ENERGY PARTN|HRBF|American Enterprise Investment Services Inc.|850
MCEP|MID-CON ENERGY PARTN|IATS|INTERACTIVE BROKERS LLC|5300
MCEP|MID-CON ENERGY PARTN|IBKR|Interactive Brokers Llc|57124
MCEP|MID-CON ENERGY PARTN|ICBX|INSTINET, LLC|300
MCEP|MID-CON ENERGY PARTN|INCA|INSTINET, LLC|4083
MCEP|MID-CON ENERGY PARTN|ITGI|ITG Inc.|14671
MCEP|MID-CON ENERGY PARTN|ITGP|ITG INC.|5600
MCEP|MID-CON ENERGY PARTN|JMPT|JUMP TRADING, LLC|210
MCEP|MID-CON ENERGY PARTN|JPMX|J.P. Morgan Securities LLC|5765
MCEP|MID-CON ENERGY PARTN|JSJX|JANE STREET CAPITAL LLC|300
MCEP|MID-CON ENERGY PARTN|KCGM|VIRTU Americas LLC|500
MCEP|MID-CON ENERGY PARTN|LEHM|Barclays Capital Inc./Le|8400
MCEP|MID-CON ENERGY PARTN|LIME|Lime Brokerage LLC|7957
MCEP|MID-CON ENERGY PARTN|LSCI|Lek Securities Corporation|4400
MCEP|MID-CON ENERGY PARTN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
MCEP|MID-CON ENERGY PARTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
MCEP|MID-CON ENERGY PARTN|MOTF|MOTIF INVESTING, INC.|2
MCEP|MID-CON ENERGY PARTN|MSCO|MORGAN STANLEY & CO. LLC|179977
MCEP|MID-CON ENERGY PARTN|MSPL|MORGAN STANLEY & CO. LLC|2700
MCEP|MID-CON ENERGY PARTN|NFSC|National Financial Services LLC|146905
MCEP|MID-CON ENERGY PARTN|NITE|VIRTU Americas LLC|359311
MCEP|MID-CON ENERGY PARTN|NITP|VIRTU Americas LLC|200
MCEP|MID-CON ENERGY PARTN|NQRB|Brut, LLC|400
MCEP|MID-CON ENERGY PARTN|NTRC|Northern Trust Securities, Inc.|300
MCEP|MID-CON ENERGY PARTN|OPCO|Oppenheimer & Co. Inc.|65461
MCEP|MID-CON ENERGY PARTN|PDQM|CODA MARKETS, INC.|4526
MCEP|MID-CON ENERGY PARTN|PWJC|UBS Financial Services, Inc.|1146
MCEP|MID-CON ENERGY PARTN|RAJA|Raymond James & Associates, Inc.|7900
MCEP|MID-CON ENERGY PARTN|RBCM|RBC CAPITAL MARKETS, LLC|1395
MCEP|MID-CON ENERGY PARTN|SGMT|GOLDMAN SACHS & CO. LLC|1130
MCEP|MID-CON ENERGY PARTN|SPDR|SPEEDROUTE LLC|100
MCEP|MID-CON ENERGY PARTN|SWIM|TD Ameritrade, Inc.|51901
MCEP|MID-CON ENERGY PARTN|SWST|Hilltop Securities Inc.|700
MCEP|MID-CON ENERGY PARTN|TKNG|ALLY INVEST SECURITIES LLC|11763
MCEP|MID-CON ENERGY PARTN|TRCM|TRC MARKETS LLC|680
MCEP|MID-CON ENERGY PARTN|UBSA|UBS SECURITIES LLC|18936
MCEP|MID-CON ENERGY PARTN|UBSS|UBS Securities LLC|30789
MCEP|MID-CON ENERGY PARTN|VALX|VIRTU AMERICAS LLC|200
MCEP|MID-CON ENERGY PARTN|VGRD|Vanguard Marketing Corporation|884
MCEP|MID-CON ENERGY PARTN|WCHV|WELLS FARGO SECURITIES, LLC|71348
MCEP|MID-CON ENERGY PARTN|WEDB|WEDBUSH SECURITIES INC.|3100
MCEP|MID-CON ENERGY PARTN|WEED|Weeden & Co.L.P.|5900
MCEP|MID-CON ENERGY PARTN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|171
MCEP|MID-CON ENERGY PARTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6461
MCEP|MID-CON ENERGY PARTN|WGIF|CIBC World Markets Inc.|15798
MCEP|MID-CON ENERGY PARTN|WSEA|WOLVERINE SECURITIES, LLC|23099
MCEP|MID-CON ENERGY PARTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
MCEP|MID-CON ENERGY PARTN|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
MCEP|MID-CON ENERGY PARTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
MCF|CONTANGO OIL & GAS|ALTX|Alternet Securities Inc.|9214
MCF|CONTANGO OIL & GAS|ANOS|ABEL/NOSER, L.L.C.|16422
MCF|CONTANGO OIL & GAS|APCC|Apex Clearing Corporation|429
MCF|CONTANGO OIL & GAS|BATM|CBOE TRADING, INC.|402
MCF|CONTANGO OIL & GAS|BAYC|BAY CREST PARTNERS, LLC|1635
MCF|CONTANGO OIL & GAS|BAYT|BTIG, LLC|1600
MCF|CONTANGO OIL & GAS|BERN|Sanford C. Bernstein & Co., LLC|200
MCF|CONTANGO OIL & GAS|BIAD|SAGETRADER, LLC|100
MCF|CONTANGO OIL & GAS|BIDS|BIDS TRADING L.P.|31400
MCF|CONTANGO OIL & GAS|BIMI|Banca IMI Securities Corp.|13754
MCF|CONTANGO OIL & GAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1700
MCF|CONTANGO OIL & GAS|BTIG|BTIG, LLC|4281650
MCF|CONTANGO OIL & GAS|BYXM|CBOE TRADING, INC.|100
MCF|CONTANGO OIL & GAS|CANT|Cantor Fitzgerald & Co.|863
MCF|CONTANGO OIL & GAS|CHAS|Charles Schwab & Co., Inc.|2500
MCF|CONTANGO OIL & GAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3041
MCF|CONTANGO OIL & GAS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MCF|CONTANGO OIL & GAS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5100
MCF|CONTANGO OIL & GAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|96116
MCF|CONTANGO OIL & GAS|CTDL|Citadel Derivatives Group Llc|1292
MCF|CONTANGO OIL & GAS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6578
MCF|CONTANGO OIL & GAS|DBAB|Deutsche Bank Securities Inc.|29421
MCF|CONTANGO OIL & GAS|DBAX|Deutsche Bank Securities Inc.|31800
MCF|CONTANGO OIL & GAS|DEAN|MORGAN STANLEY|4398
MCF|CONTANGO OIL & GAS|DEGS|RONIN PROFESSIONAL LLC|18159
MCF|CONTANGO OIL & GAS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
MCF|CONTANGO OIL & GAS|EBXL|EBX LLC|42600
MCF|CONTANGO OIL & GAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|501
MCF|CONTANGO OIL & GAS|EDJO|Edward D. Jones & Co., L.P.|1800
MCF|CONTANGO OIL & GAS|EGAM|CBOE TRADING, INC.|4000
MCF|CONTANGO OIL & GAS|EGMT|EG MARKET TECHNOLOGIES LLC|264
MCF|CONTANGO OIL & GAS|EGXM|CBOE TRADING, INC.|15223
MCF|CONTANGO OIL & GAS|ETBE|Electronic Transaction Clearing, Inc.|4005
MCF|CONTANGO OIL & GAS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10111
MCF|CONTANGO OIL & GAS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|76
MCF|CONTANGO OIL & GAS|ETRS|E*Trade Securities LLC|346576
MCF|CONTANGO OIL & GAS|FBSB|U.S. Bancorp Investments, Inc.|3400
MCF|CONTANGO OIL & GAS|FILL|Tradestation Securities, Inc.|6197
MCF|CONTANGO OIL & GAS|FMAF|NBCN Inc./ CDS|865
MCF|CONTANGO OIL & GAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45596
MCF|CONTANGO OIL & GAS|FTBR|Foliofn Investments, Inc.|6176
MCF|CONTANGO OIL & GAS|GEBB|GLOBAL EXECUTION BROKERS, LP|2020
MCF|CONTANGO OIL & GAS|GLIS|TD Securities Inc|760
MCF|CONTANGO OIL & GAS|GLPX|ACS EXECUTION SERVICES, LLC|2630
MCF|CONTANGO OIL & GAS|GSCO|GOLDMAN SACHS & CO. LLC|200092
MCF|CONTANGO OIL & GAS|GSCS|GOLDMAN SACHS & CO. LLC|5615
MCF|CONTANGO OIL & GAS|GSLT|GOLDMAN SACHS & CO. LLC|1159
MCF|CONTANGO OIL & GAS|GTSZ|GTS SECURITIES LLC|300
MCF|CONTANGO OIL & GAS|HRBF|American Enterprise Investment Services Inc.|2541
MCF|CONTANGO OIL & GAS|HSBC|HSBC Securities, Inc.|1425
MCF|CONTANGO OIL & GAS|IATS|INTERACTIVE BROKERS LLC|13692
MCF|CONTANGO OIL & GAS|IBKR|Interactive Brokers Llc|33643
MCF|CONTANGO OIL & GAS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|258
MCF|CONTANGO OIL & GAS|ICBX|INSTINET, LLC|15426
MCF|CONTANGO OIL & GAS|IEQY|CITADEL SECURITIES LLC|8516
MCF|CONTANGO OIL & GAS|INCA|INSTINET, LLC|26849
MCF|CONTANGO OIL & GAS|INJX|INSTINET, LLC|8021
MCF|CONTANGO OIL & GAS|ITGI|ITG Inc.|18033
MCF|CONTANGO OIL & GAS|ITGP|ITG INC.|59600
MCF|CONTANGO OIL & GAS|JEFF|JEFFERIES LLC|6034
MCF|CONTANGO OIL & GAS|JMPT|JUMP TRADING, LLC|12356
MCF|CONTANGO OIL & GAS|JPBX|J.P. MORGAN SECURITIES LLC|16200
MCF|CONTANGO OIL & GAS|JPMX|J.P. Morgan Securities LLC|83601
MCF|CONTANGO OIL & GAS|JSJX|JANE STREET CAPITAL LLC|5405
MCF|CONTANGO OIL & GAS|KCGM|VIRTU Americas LLC|9182
MCF|CONTANGO OIL & GAS|LEHM|Barclays Capital Inc./Le|91570
MCF|CONTANGO OIL & GAS|LIME|Lime Brokerage LLC|43611
MCF|CONTANGO OIL & GAS|LOOP|Loop Capital Markets LLC|3536
MCF|CONTANGO OIL & GAS|LQNA|LIQUIDNET, INC.|5000
MCF|CONTANGO OIL & GAS|LQNB|LIQUIDNET, INC.|976
MCF|CONTANGO OIL & GAS|MACC|Mid Atlantic Capital Corporation|6875
MCF|CONTANGO OIL & GAS|MACQ|Macquarie Capital (USA) Inc.|1915
MCF|CONTANGO OIL & GAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54031
MCF|CONTANGO OIL & GAS|MSCO|MORGAN STANLEY & CO. LLC|163904
MCF|CONTANGO OIL & GAS|MSPL|MORGAN STANLEY & CO. LLC|30900
MCF|CONTANGO OIL & GAS|MSTX|MORGAN STANLEY & CO. LLC|73100
MCF|CONTANGO OIL & GAS|NFSC|National Financial Services LLC|307980
MCF|CONTANGO OIL & GAS|NITE|VIRTU Americas LLC|704550
MCF|CONTANGO OIL & GAS|NQRB|Brut, LLC|6400
MCF|CONTANGO OIL & GAS|NTBF|BMO Nesbitt Burns Inc./CDS|21900
MCF|CONTANGO OIL & GAS|PCPT|PHILLIP CAPITAL INC.|100
MCF|CONTANGO OIL & GAS|PDQM|CODA MARKETS, INC.|3406
MCF|CONTANGO OIL & GAS|PWJC|UBS Financial Services, Inc.|9330
MCF|CONTANGO OIL & GAS|RBCM|RBC CAPITAL MARKETS, LLC|3620
MCF|CONTANGO OIL & GAS|RGLD|Regal Securities, Inc|140
MCF|CONTANGO OIL & GAS|SAGC|SAGETRADER, LLC|4413
MCF|CONTANGO OIL & GAS|SAGL|SAGETRADER, LLC|2081
MCF|CONTANGO OIL & GAS|SBSH|Citigroup Global Markets Inc.|14084
MCF|CONTANGO OIL & GAS|SGMT|GOLDMAN SACHS & CO. LLC|30226
MCF|CONTANGO OIL & GAS|SPDR|SPEEDROUTE LLC|2673
MCF|CONTANGO OIL & GAS|SPHN|Stephens Inc.|700
MCF|CONTANGO OIL & GAS|SSBS|STATE STREET GLOBAL MARKETS, LLC|911
MCF|CONTANGO OIL & GAS|STKP|STOCKPILE INVESTMENTS, INC.|22
MCF|CONTANGO OIL & GAS|SWIM|TD Ameritrade, Inc.|57890
MCF|CONTANGO OIL & GAS|TKNG|ALLY INVEST SECURITIES LLC|12693
MCF|CONTANGO OIL & GAS|TRBT|Tradebot Systems, Inc.|56651
MCF|CONTANGO OIL & GAS|TRCM|TRC MARKETS LLC|253
MCF|CONTANGO OIL & GAS|TWTT|TASTYWORKS, INC.|200
MCF|CONTANGO OIL & GAS|UBSA|UBS SECURITIES LLC|160243
MCF|CONTANGO OIL & GAS|UBSS|UBS Securities LLC|248078
MCF|CONTANGO OIL & GAS|VALX|VIRTU AMERICAS LLC|2235
MCF|CONTANGO OIL & GAS|VGRD|Vanguard Marketing Corporation|21284
MCF|CONTANGO OIL & GAS|VSIN|Vision Financial Markets Llc|9
MCF|CONTANGO OIL & GAS|WCHV|WELLS FARGO SECURITIES, LLC|87603
MCF|CONTANGO OIL & GAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16407
MCF|CONTANGO OIL & GAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5947
MCF|CONTANGO OIL & GAS|WGIF|CIBC World Markets Inc.|1400
MCF|CONTANGO OIL & GAS|WSEA|WOLVERINE SECURITIES, LLC|7583
MCF|CONTANGO OIL & GAS|XIST|INSTINET, LLC|9800
MCF|CONTANGO OIL & GAS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7496
MCF|CONTANGO OIL & GAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3562
MCFT|MCBC HOLDINGS CMN|ALTX|Alternet Securities Inc.|4800
MCFT|MCBC HOLDINGS CMN|ANOS|ABEL/NOSER, L.L.C.|2038
MCFT|MCBC HOLDINGS CMN|APCC|Apex Clearing Corporation|31
MCFT|MCBC HOLDINGS CMN|BARD|Robert W. Baird & Co. Incorporated|4
MCFT|MCBC HOLDINGS CMN|BATM|CBOE TRADING, INC.|447
MCFT|MCBC HOLDINGS CMN|BAYT|BTIG, LLC|4852
MCFT|MCBC HOLDINGS CMN|BERN|Sanford C. Bernstein & Co., LLC|26470
MCFT|MCBC HOLDINGS CMN|BIMI|Banca IMI Securities Corp.|259
MCFT|MCBC HOLDINGS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|974
MCFT|MCBC HOLDINGS CMN|BMOC|BMO Capital Markets Corp.|2941
MCFT|MCBC HOLDINGS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1007
MCFT|MCBC HOLDINGS CMN|BTIG|BTIG, LLC|1968
MCFT|MCBC HOLDINGS CMN|BYXM|CBOE TRADING, INC.|1177
MCFT|MCBC HOLDINGS CMN|BZYD|GOLDMAN SACHS & CO. LLC|1507
MCFT|MCBC HOLDINGS CMN|CANT|Cantor Fitzgerald & Co.|545
MCFT|MCBC HOLDINGS CMN|CHAS|Charles Schwab & Co., Inc.|139
MCFT|MCBC HOLDINGS CMN|CIST|Capital Institutional Services, Inc.|1548
MCFT|MCBC HOLDINGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60434
MCFT|MCBC HOLDINGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
MCFT|MCBC HOLDINGS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7436
MCFT|MCBC HOLDINGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37617
MCFT|MCBC HOLDINGS CMN|CTDL|Citadel Derivatives Group Llc|748
MCFT|MCBC HOLDINGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|14920
MCFT|MCBC HOLDINGS CMN|DBAB|Deutsche Bank Securities Inc.|90720
MCFT|MCBC HOLDINGS CMN|DBAX|Deutsche Bank Securities Inc.|41600
MCFT|MCBC HOLDINGS CMN|DBUL|Deutsche Bank Securities Inc.|520
MCFT|MCBC HOLDINGS CMN|DEGS|RONIN PROFESSIONAL LLC|8415
MCFT|MCBC HOLDINGS CMN|DOTC|Dougherty & Company LLC|48869
MCFT|MCBC HOLDINGS CMN|EBXL|EBX LLC|45900
MCFT|MCBC HOLDINGS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|470
MCFT|MCBC HOLDINGS CMN|EDJO|Edward D. Jones & Co., L.P.|400
MCFT|MCBC HOLDINGS CMN|EGAM|CBOE TRADING, INC.|1783
MCFT|MCBC HOLDINGS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|400
MCFT|MCBC HOLDINGS CMN|EGXM|CBOE TRADING, INC.|967
MCFT|MCBC HOLDINGS CMN|ETBE|Electronic Transaction Clearing, Inc.|950
MCFT|MCBC HOLDINGS CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
MCFT|MCBC HOLDINGS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1908
MCFT|MCBC HOLDINGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5915
MCFT|MCBC HOLDINGS CMN|ETRS|E*Trade Securities LLC|9934
MCFT|MCBC HOLDINGS CMN|FBCO|Credit Suisse Securities (USA) LLC|103490
MCFT|MCBC HOLDINGS CMN|FFSI|Firstrade Securities Inc.|100
MCFT|MCBC HOLDINGS CMN|FILL|Tradestation Securities, Inc.|210
MCFT|MCBC HOLDINGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|37421
MCFT|MCBC HOLDINGS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3503
MCFT|MCBC HOLDINGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70056
MCFT|MCBC HOLDINGS CMN|FTBR|Foliofn Investments, Inc.|3938
MCFT|MCBC HOLDINGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7732
MCFT|MCBC HOLDINGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|2827
MCFT|MCBC HOLDINGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|157437
MCFT|MCBC HOLDINGS CMN|GSCS|GOLDMAN SACHS & CO. LLC|21818
MCFT|MCBC HOLDINGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|3785
MCFT|MCBC HOLDINGS CMN|GTSZ|GTS SECURITIES LLC|12281
MCFT|MCBC HOLDINGS CMN|HRBF|American Enterprise Investment Services Inc.|302
MCFT|MCBC HOLDINGS CMN|IATS|INTERACTIVE BROKERS LLC|3169
MCFT|MCBC HOLDINGS CMN|IBKR|Interactive Brokers Llc|36961
MCFT|MCBC HOLDINGS CMN|ICBX|INSTINET, LLC|7297
MCFT|MCBC HOLDINGS CMN|IEQY|CITADEL SECURITIES LLC|16395
MCFT|MCBC HOLDINGS CMN|INCA|INSTINET, LLC|105094
MCFT|MCBC HOLDINGS CMN|INJX|INSTINET, LLC|8600
MCFT|MCBC HOLDINGS CMN|ITGI|ITG Inc.|7545
MCFT|MCBC HOLDINGS CMN|ITGP|ITG INC.|24200
MCFT|MCBC HOLDINGS CMN|JEFF|JEFFERIES LLC|1042
MCFT|MCBC HOLDINGS CMN|JMPT|JUMP TRADING, LLC|11005
MCFT|MCBC HOLDINGS CMN|JONE|JonesTrading|5513
MCFT|MCBC HOLDINGS CMN|JPBX|J.P. MORGAN SECURITIES LLC|5327
MCFT|MCBC HOLDINGS CMN|JPMX|J.P. Morgan Securities LLC|60297
MCFT|MCBC HOLDINGS CMN|JSJX|JANE STREET CAPITAL LLC|1914
MCFT|MCBC HOLDINGS CMN|KCGM|VIRTU Americas LLC|7499
MCFT|MCBC HOLDINGS CMN|LEHM|Barclays Capital Inc./Le|159689
MCFT|MCBC HOLDINGS CMN|LIME|Lime Brokerage LLC|51564
MCFT|MCBC HOLDINGS CMN|LQNA|LIQUIDNET, INC.|7800
MCFT|MCBC HOLDINGS CMN|LSCI|Lek Securities Corporation|134
MCFT|MCBC HOLDINGS CMN|MAXM|Maxim Group LLC|1952
MCFT|MCBC HOLDINGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12276
MCFT|MCBC HOLDINGS CMN|MOTF|MOTIF INVESTING, INC.|22
MCFT|MCBC HOLDINGS CMN|MSCO|MORGAN STANLEY & CO. LLC|391361
MCFT|MCBC HOLDINGS CMN|MSPL|MORGAN STANLEY & CO. LLC|46700
MCFT|MCBC HOLDINGS CMN|MSTX|MORGAN STANLEY & CO. LLC|4800
MCFT|MCBC HOLDINGS CMN|NATL|National Securities Corporation|400
MCFT|MCBC HOLDINGS CMN|NBCS|NBC Securities, INC.|648
MCFT|MCBC HOLDINGS CMN|NEUB|NEUBERGER BERMAN BD LLC|1000
MCFT|MCBC HOLDINGS CMN|NFSC|National Financial Services LLC|42749
MCFT|MCBC HOLDINGS CMN|NITE|VIRTU Americas LLC|72358
MCFT|MCBC HOLDINGS CMN|NITP|VIRTU Americas LLC|600
MCFT|MCBC HOLDINGS CMN|NQRB|Brut, LLC|1983
MCFT|MCBC HOLDINGS CMN|NTRC|Northern Trust Securities, Inc.|400
MCFT|MCBC HOLDINGS CMN|OPCO|Oppenheimer & Co. Inc.|630
MCFT|MCBC HOLDINGS CMN|PDQM|CODA MARKETS, INC.|4427
MCFT|MCBC HOLDINGS CMN|PIPR|Piper Jaffray & Co.|10520
MCFT|MCBC HOLDINGS CMN|RAJA|Raymond James & Associates, Inc.|2280
MCFT|MCBC HOLDINGS CMN|RBCM|RBC CAPITAL MARKETS, LLC|100
MCFT|MCBC HOLDINGS CMN|RGLD|Regal Securities, Inc|85
MCFT|MCBC HOLDINGS CMN|SAGL|SAGETRADER, LLC|300
MCFT|MCBC HOLDINGS CMN|SAGW|SAGETRADER, LLC|65
MCFT|MCBC HOLDINGS CMN|SBSH|Citigroup Global Markets Inc.|56454
MCFT|MCBC HOLDINGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|27342
MCFT|MCBC HOLDINGS CMN|SPDR|SPEEDROUTE LLC|2500
MCFT|MCBC HOLDINGS CMN|SPTD|MINT GLOBAL MARKETS, INC.|1510
MCFT|MCBC HOLDINGS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1473
MCFT|MCBC HOLDINGS CMN|SWIM|TD Ameritrade, Inc.|8140
MCFT|MCBC HOLDINGS CMN|SWST|Hilltop Securities Inc.|450
MCFT|MCBC HOLDINGS CMN|TKNG|ALLY INVEST SECURITIES LLC|66
MCFT|MCBC HOLDINGS CMN|TRBT|Tradebot Systems, Inc.|30256
MCFT|MCBC HOLDINGS CMN|TRCM|TRC MARKETS LLC|51548
MCFT|MCBC HOLDINGS CMN|TWTT|TASTYWORKS, INC.|100
MCFT|MCBC HOLDINGS CMN|UBSA|UBS SECURITIES LLC|115488
MCFT|MCBC HOLDINGS CMN|UBSS|UBS Securities LLC|256738
MCFT|MCBC HOLDINGS CMN|VALX|VIRTU AMERICAS LLC|2505
MCFT|MCBC HOLDINGS CMN|VGRD|Vanguard Marketing Corporation|2105
MCFT|MCBC HOLDINGS CMN|VSIN|Vision Financial Markets Llc|100
MCFT|MCBC HOLDINGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|14865
MCFT|MCBC HOLDINGS CMN|WEDB|WEDBUSH SECURITIES INC.|320
MCFT|MCBC HOLDINGS CMN|WEED|Weeden & Co.L.P.|4600
MCFT|MCBC HOLDINGS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7768
MCFT|MCBC HOLDINGS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4980
MCFT|MCBC HOLDINGS CMN|WGIF|CIBC World Markets Inc.|264
MCFT|MCBC HOLDINGS CMN|WORD|Worden Capital Management LLC|1906
MCFT|MCBC HOLDINGS CMN|WSEA|WOLVERINE SECURITIES, LLC|19
MCFT|MCBC HOLDINGS CMN|XIST|INSTINET, LLC|63262
MCFT|MCBC HOLDINGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3784
MCFT|MCBC HOLDINGS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|987
MCHI|ISHARES MSCI CHINA E|AGIS|Aegis Capital Corp.|9295
MCHI|ISHARES MSCI CHINA E|ALTX|Alternet Securities Inc.|9901
MCHI|ISHARES MSCI CHINA E|APCC|Apex Clearing Corporation|8651
MCHI|ISHARES MSCI CHINA E|BANK|Primevest Financial Services, Inc.|915
MCHI|ISHARES MSCI CHINA E|BARD|Robert W. Baird & Co. Incorporated|2276
MCHI|ISHARES MSCI CHINA E|BATM|CBOE TRADING, INC.|26272
MCHI|ISHARES MSCI CHINA E|BAYC|BAY CREST PARTNERS, LLC|400000
MCHI|ISHARES MSCI CHINA E|BAYT|BTIG, LLC|800
MCHI|ISHARES MSCI CHINA E|BBNT|BB&T SECURITIES, LLC|160
MCHI|ISHARES MSCI CHINA E|BERN|Sanford C. Bernstein & Co., LLC|28421
MCHI|ISHARES MSCI CHINA E|BGCE|BGC Financial Inc.|13000
MCHI|ISHARES MSCI CHINA E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29989
MCHI|ISHARES MSCI CHINA E|BLTK|Bulltick, Llc|5840
MCHI|ISHARES MSCI CHINA E|BNPX|BNP PARIBAS SECURITIES CORP.|468052
MCHI|ISHARES MSCI CHINA E|BTIG|BTIG, LLC|400
MCHI|ISHARES MSCI CHINA E|BYXM|CBOE TRADING, INC.|419627
MCHI|ISHARES MSCI CHINA E|CABR|Cabrera Capital Markets, Inc.|2763
MCHI|ISHARES MSCI CHINA E|CANT|Cantor Fitzgerald & Co.|601049
MCHI|ISHARES MSCI CHINA E|CHAS|Charles Schwab & Co., Inc.|3902
MCHI|ISHARES MSCI CHINA E|CIST|Capital Institutional Services, Inc.|70
MCHI|ISHARES MSCI CHINA E|CLSA|CLSA AMERICAS, LLC|600
MCHI|ISHARES MSCI CHINA E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88249
MCHI|ISHARES MSCI CHINA E|CPET|CLEARPOOL EXECUTION SERVICES, LLC|849
MCHI|ISHARES MSCI CHINA E|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4758
MCHI|ISHARES MSCI CHINA E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|846397
MCHI|ISHARES MSCI CHINA E|CTDL|Citadel Derivatives Group Llc|445500
MCHI|ISHARES MSCI CHINA E|CXCX|CITIGROUP GLOBAL MARKETS INC.|112958
MCHI|ISHARES MSCI CHINA E|DADA|D.A. Davidson & Co.|517
MCHI|ISHARES MSCI CHINA E|DAWA|Daiwa Capital Markets America Inc.|230
MCHI|ISHARES MSCI CHINA E|DBAB|Deutsche Bank Securities Inc.|129298
MCHI|ISHARES MSCI CHINA E|DBAX|Deutsche Bank Securities Inc.|441500
MCHI|ISHARES MSCI CHINA E|DCHF|Dart Executions, LLC|2262
MCHI|ISHARES MSCI CHINA E|DEAN|MORGAN STANLEY|19222
MCHI|ISHARES MSCI CHINA E|DEGS|RONIN PROFESSIONAL LLC|100
MCHI|ISHARES MSCI CHINA E|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52756
MCHI|ISHARES MSCI CHINA E|EBXL|EBX LLC|442900
MCHI|ISHARES MSCI CHINA E|ECUT|CONVERGEX EXECUTION SOLUTIONS|48204
MCHI|ISHARES MSCI CHINA E|EDJC|Edward Jones / CDS|400
MCHI|ISHARES MSCI CHINA E|EDJO|Edward D. Jones & Co., L.P.|915
MCHI|ISHARES MSCI CHINA E|EGAM|CBOE TRADING, INC.|19450
MCHI|ISHARES MSCI CHINA E|EGAW|CBOE TRADING, INC.|733
MCHI|ISHARES MSCI CHINA E|EGMT|EG MARKET TECHNOLOGIES LLC|361
MCHI|ISHARES MSCI CHINA E|EGXM|CBOE TRADING, INC.|4466
MCHI|ISHARES MSCI CHINA E|ETBE|Electronic Transaction Clearing, Inc.|96130
MCHI|ISHARES MSCI CHINA E|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15810
MCHI|ISHARES MSCI CHINA E|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
MCHI|ISHARES MSCI CHINA E|ETRS|E*Trade Securities LLC|47663
MCHI|ISHARES MSCI CHINA E|FBCO|Credit Suisse Securities (USA) LLC|2490919
MCHI|ISHARES MSCI CHINA E|FCST|INTL FCSTONE FINANCIAL INC.|121300
MCHI|ISHARES MSCI CHINA E|FILL|Tradestation Securities, Inc.|953
MCHI|ISHARES MSCI CHINA E|FLTU|FLOW TRADERS US LLC|648264
MCHI|ISHARES MSCI CHINA E|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|241975
MCHI|ISHARES MSCI CHINA E|FMAF|NBCN Inc./ CDS|4279
MCHI|ISHARES MSCI CHINA E|FOMA|TD AMERITRADE CLEARING, INC.|87750
MCHI|ISHARES MSCI CHINA E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102436
MCHI|ISHARES MSCI CHINA E|FTBR|Foliofn Investments, Inc.|1569
MCHI|ISHARES MSCI CHINA E|GBMT|GBM International, Inc.|15126
MCHI|ISHARES MSCI CHINA E|GEBB|GLOBAL EXECUTION BROKERS, LP|63665
MCHI|ISHARES MSCI CHINA E|GLIS|TD Securities Inc|100
MCHI|ISHARES MSCI CHINA E|GLPX|ACS EXECUTION SERVICES, LLC|112658
MCHI|ISHARES MSCI CHINA E|GSCO|GOLDMAN SACHS & CO. LLC|520738
MCHI|ISHARES MSCI CHINA E|GSCS|GOLDMAN SACHS & CO. LLC|155125
MCHI|ISHARES MSCI CHINA E|GSLT|GOLDMAN SACHS & CO. LLC|1254750
MCHI|ISHARES MSCI CHINA E|GTSZ|GTS SECURITIES LLC|1197255
MCHI|ISHARES MSCI CHINA E|HRBF|American Enterprise Investment Services Inc.|36082
MCHI|ISHARES MSCI CHINA E|HSBC|HSBC Securities, Inc.|2751
MCHI|ISHARES MSCI CHINA E|IATS|INTERACTIVE BROKERS LLC|95288
MCHI|ISHARES MSCI CHINA E|IBKR|Interactive Brokers Llc|717721
MCHI|ISHARES MSCI CHINA E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|154
MCHI|ISHARES MSCI CHINA E|ICBX|INSTINET, LLC|360928
MCHI|ISHARES MSCI CHINA E|INCA|INSTINET, LLC|219385
MCHI|ISHARES MSCI CHINA E|INJX|INSTINET, LLC|84370
MCHI|ISHARES MSCI CHINA E|ITGI|ITG Inc.|30079
MCHI|ISHARES MSCI CHINA E|ITGP|ITG INC.|285200
MCHI|ISHARES MSCI CHINA E|JANY|Janney Montgomery Scott Inc.|1200
MCHI|ISHARES MSCI CHINA E|JEFF|JEFFERIES LLC|129142
MCHI|ISHARES MSCI CHINA E|JMPT|JUMP TRADING, LLC|170645
MCHI|ISHARES MSCI CHINA E|JPMX|J.P. Morgan Securities LLC|186822
MCHI|ISHARES MSCI CHINA E|JSEB|JANE STREET EXECUTION SERVICES, LLC|749928
MCHI|ISHARES MSCI CHINA E|JSJX|JANE STREET CAPITAL LLC|1359642
MCHI|ISHARES MSCI CHINA E|KCGM|VIRTU Americas LLC|247011
MCHI|ISHARES MSCI CHINA E|LEHM|Barclays Capital Inc./Le|2730100
MCHI|ISHARES MSCI CHINA E|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|58523
MCHI|ISHARES MSCI CHINA E|LIME|Lime Brokerage LLC|258503
MCHI|ISHARES MSCI CHINA E|LIWD|LIME BROKERAGE LLC|1043
MCHI|ISHARES MSCI CHINA E|LMGP|LIME BROKERAGE LLC|2130
MCHI|ISHARES MSCI CHINA E|LSCI|Lek Securities Corporation|8414
MCHI|ISHARES MSCI CHINA E|MACQ|Macquarie Capital (USA) Inc.|1800
MCHI|ISHARES MSCI CHINA E|MCMF|Raymond James Ltd. Cds|1000
MCHI|ISHARES MSCI CHINA E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|409794
MCHI|ISHARES MSCI CHINA E|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|16196
MCHI|ISHARES MSCI CHINA E|MOTF|MOTIF INVESTING, INC.|1
MCHI|ISHARES MSCI CHINA E|MPSG|E D & F Man Capital Markets Inc.|7473
MCHI|ISHARES MSCI CHINA E|MSCO|MORGAN STANLEY & CO. LLC|3693482
MCHI|ISHARES MSCI CHINA E|MSPL|MORGAN STANLEY & CO. LLC|447700
MCHI|ISHARES MSCI CHINA E|MSTX|MORGAN STANLEY & CO. LLC|1700
MCHI|ISHARES MSCI CHINA E|NATL|National Securities Corporation|21
MCHI|ISHARES MSCI CHINA E|NEUB|NEUBERGER BERMAN BD LLC|2
MCHI|ISHARES MSCI CHINA E|NFSC|National Financial Services LLC|382796
MCHI|ISHARES MSCI CHINA E|NITE|VIRTU Americas LLC|1415952
MCHI|ISHARES MSCI CHINA E|NITP|VIRTU Americas LLC|17950
MCHI|ISHARES MSCI CHINA E|NQRB|Brut, LLC|64069
MCHI|ISHARES MSCI CHINA E|NTRC|Northern Trust Securities, Inc.|420378
MCHI|ISHARES MSCI CHINA E|OLDM|OLD MISSION CAPITAL, LLC|1185929
MCHI|ISHARES MSCI CHINA E|OPCO|Oppenheimer & Co. Inc.|768
MCHI|ISHARES MSCI CHINA E|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|350000
MCHI|ISHARES MSCI CHINA E|PCPT|PHILLIP CAPITAL INC.|920
MCHI|ISHARES MSCI CHINA E|PDQM|CODA MARKETS, INC.|32437
MCHI|ISHARES MSCI CHINA E|PHLY|NASDAQ Execution Services, LLC|1000
MCHI|ISHARES MSCI CHINA E|PICT|Pictet Overseas Inc.|266100
MCHI|ISHARES MSCI CHINA E|PWJC|UBS Financial Services, Inc.|2548
MCHI|ISHARES MSCI CHINA E|QMSR|QUATTRO M SECURITIES INC.|223871
MCHI|ISHARES MSCI CHINA E|RAJA|Raymond James & Associates, Inc.|1627
MCHI|ISHARES MSCI CHINA E|RBCM|RBC CAPITAL MARKETS, LLC|3683
MCHI|ISHARES MSCI CHINA E|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|35500
MCHI|ISHARES MSCI CHINA E|SAGL|SAGETRADER, LLC|8000
MCHI|ISHARES MSCI CHINA E|SALI|INTL FCSTONE FINANCIAL INC.|350
MCHI|ISHARES MSCI CHINA E|SBSH|Citigroup Global Markets Inc.|146838
MCHI|ISHARES MSCI CHINA E|SCMC|Scotia Capital Markets (USA) Inc.|400
MCHI|ISHARES MSCI CHINA E|SGMT|GOLDMAN SACHS & CO. LLC|466043
MCHI|ISHARES MSCI CHINA E|SOGO|Wang Investment Associates, Inc.|160
MCHI|ISHARES MSCI CHINA E|SPDR|SPEEDROUTE LLC|5100
MCHI|ISHARES MSCI CHINA E|STFL|Stifel, Nicolaus & Company, Incorporated|2589
MCHI|ISHARES MSCI CHINA E|SWIM|TD Ameritrade, Inc.|8997
MCHI|ISHARES MSCI CHINA E|SWST|Hilltop Securities Inc.|420
MCHI|ISHARES MSCI CHINA E|TKNG|ALLY INVEST SECURITIES LLC|385
MCHI|ISHARES MSCI CHINA E|TRBT|Tradebot Systems, Inc.|1689282
MCHI|ISHARES MSCI CHINA E|TRCM|TRC MARKETS LLC|4264652
MCHI|ISHARES MSCI CHINA E|UBSA|UBS SECURITIES LLC|1185707
MCHI|ISHARES MSCI CHINA E|UBSS|UBS Securities LLC|993906
MCHI|ISHARES MSCI CHINA E|VALX|VIRTU AMERICAS LLC|11241
MCHI|ISHARES MSCI CHINA E|VGRD|Vanguard Marketing Corporation|58349
MCHI|ISHARES MSCI CHINA E|VSIN|Vision Financial Markets Llc|49
MCHI|ISHARES MSCI CHINA E|WBET|Wallachbeth Capital LLC|4496
MCHI|ISHARES MSCI CHINA E|WBPX|SUMMIT SECURITIES GROUP, LLC|200
MCHI|ISHARES MSCI CHINA E|WCHV|WELLS FARGO SECURITIES, LLC|81952
MCHI|ISHARES MSCI CHINA E|WEED|Weeden & Co.L.P.|6400
MCHI|ISHARES MSCI CHINA E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5728
MCHI|ISHARES MSCI CHINA E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|467731
MCHI|ISHARES MSCI CHINA E|WGIF|CIBC World Markets Inc.|198
MCHI|ISHARES MSCI CHINA E|WSEA|WOLVERINE SECURITIES, LLC|3996
MCHI|ISHARES MSCI CHINA E|XIST|INSTINET, LLC|12400
MCHI|ISHARES MSCI CHINA E|XPUS|XP SECURITIES, LLC|172546
MCHI|ISHARES MSCI CHINA E|XSTM|NATIONAL FINANCIAL SERVICES LLC|8910
MCHI|ISHARES MSCI CHINA E|YKNA|COMHAR CAPITAL MARKETS, LLC|139
MCHI|ISHARES MSCI CHINA E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5266
MCHP|MICROCHIP TECHNOLOGY|ABLE|NATIXIS Securities Americas LLC|307976
MCHP|MICROCHIP TECHNOLOGY|AGIS|Aegis Capital Corp.|300
MCHP|MICROCHIP TECHNOLOGY|ALTX|Alternet Securities Inc.|14018
MCHP|MICROCHIP TECHNOLOGY|ANOS|ABEL/NOSER, L.L.C.|19157
MCHP|MICROCHIP TECHNOLOGY|APCC|Apex Clearing Corporation|71
MCHP|MICROCHIP TECHNOLOGY|AQUA|AQUA SECURITIES L.P.|9400
MCHP|MICROCHIP TECHNOLOGY|BALE|M&T SECURITIES, INC.|168
MCHP|MICROCHIP TECHNOLOGY|BANK|Primevest Financial Services, Inc.|55
MCHP|MICROCHIP TECHNOLOGY|BARD|Robert W. Baird & Co. Incorporated|6795
MCHP|MICROCHIP TECHNOLOGY|BATM|CBOE TRADING, INC.|9999
MCHP|MICROCHIP TECHNOLOGY|BAYC|BAY CREST PARTNERS, LLC|22565
MCHP|MICROCHIP TECHNOLOGY|BAYT|BTIG, LLC|9500
MCHP|MICROCHIP TECHNOLOGY|BBNT|BB&T SECURITIES, LLC|2104
MCHP|MICROCHIP TECHNOLOGY|BERN|Sanford C. Bernstein & Co., LLC|228439
MCHP|MICROCHIP TECHNOLOGY|BGCE|BGC Financial Inc.|1290
MCHP|MICROCHIP TECHNOLOGY|BIDS|BIDS TRADING L.P.|9400
MCHP|MICROCHIP TECHNOLOGY|BIMI|Banca IMI Securities Corp.|908
MCHP|MICROCHIP TECHNOLOGY|BKCM|BNY Mellon Capital Markets LLC|300
MCHP|MICROCHIP TECHNOLOGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25319
MCHP|MICROCHIP TECHNOLOGY|BLKX|INSTINET, LLC|238126
MCHP|MICROCHIP TECHNOLOGY|BMAK|BMA SECURITIES|33979
MCHP|MICROCHIP TECHNOLOGY|BMOC|BMO Capital Markets Corp.|53614
MCHP|MICROCHIP TECHNOLOGY|BNPX|BNP PARIBAS SECURITIES CORP.|396188
MCHP|MICROCHIP TECHNOLOGY|BRCY|BCP SECURITIES, LLC|1480
MCHP|MICROCHIP TECHNOLOGY|BSCM|BROAD STREET CAPITAL MARKETS, LLC|14400
MCHP|MICROCHIP TECHNOLOGY|BTIG|BTIG, LLC|106222
MCHP|MICROCHIP TECHNOLOGY|BYXM|CBOE TRADING, INC.|5407
MCHP|MICROCHIP TECHNOLOGY|BZYD|GOLDMAN SACHS & CO. LLC|100
MCHP|MICROCHIP TECHNOLOGY|CABR|Cabrera Capital Markets, Inc.|290
MCHP|MICROCHIP TECHNOLOGY|CANT|Cantor Fitzgerald & Co.|12479
MCHP|MICROCHIP TECHNOLOGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|66886
MCHP|MICROCHIP TECHNOLOGY|CBRA|Cobra Trading, Inc.|300
MCHP|MICROCHIP TECHNOLOGY|CHAS|Charles Schwab & Co., Inc.|12380
MCHP|MICROCHIP TECHNOLOGY|CIBP|CIBC World Markets Corp.|12972
MCHP|MICROCHIP TECHNOLOGY|CICF|Canaccord Genuity Corp.|1000
MCHP|MICROCHIP TECHNOLOGY|CIST|Capital Institutional Services, Inc.|51832
MCHP|MICROCHIP TECHNOLOGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|458561
MCHP|MICROCHIP TECHNOLOGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|87
MCHP|MICROCHIP TECHNOLOGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11363
MCHP|MICROCHIP TECHNOLOGY|CRFN|ROBINHOOD FINANCIAL, LLC|3
MCHP|MICROCHIP TECHNOLOGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|757776
MCHP|MICROCHIP TECHNOLOGY|CTDL|Citadel Derivatives Group Llc|22327
MCHP|MICROCHIP TECHNOLOGY|CTLR|CUTLER GROUP, LP|2406
MCHP|MICROCHIP TECHNOLOGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|228014
MCHP|MICROCHIP TECHNOLOGY|DADA|D.A. Davidson & Co.|3686
MCHP|MICROCHIP TECHNOLOGY|DAKO|Dakota Securities International, Inc.|990
MCHP|MICROCHIP TECHNOLOGY|DAWA|Daiwa Capital Markets America Inc.|358
MCHP|MICROCHIP TECHNOLOGY|DBAB|Deutsche Bank Securities Inc.|1828672
MCHP|MICROCHIP TECHNOLOGY|DBAX|Deutsche Bank Securities Inc.|516100
MCHP|MICROCHIP TECHNOLOGY|DBUL|Deutsche Bank Securities Inc.|12664
MCHP|MICROCHIP TECHNOLOGY|DCHF|Dart Executions, LLC|5288
MCHP|MICROCHIP TECHNOLOGY|DEAN|MORGAN STANLEY|7473
MCHP|MICROCHIP TECHNOLOGY|DEGS|RONIN PROFESSIONAL LLC|5239
MCHP|MICROCHIP TECHNOLOGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7990
MCHP|MICROCHIP TECHNOLOGY|DRWK|DRW SECURITIES, L.L.C.|84986
MCHP|MICROCHIP TECHNOLOGY|EBXL|EBX LLC|523200
MCHP|MICROCHIP TECHNOLOGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|17936
MCHP|MICROCHIP TECHNOLOGY|EDFC|E D & F MAN CAPITAL MARKETS INC.|2200
MCHP|MICROCHIP TECHNOLOGY|EDJC|Edward Jones / CDS|623
MCHP|MICROCHIP TECHNOLOGY|EDJO|Edward D. Jones & Co., L.P.|2550
MCHP|MICROCHIP TECHNOLOGY|EGAM|CBOE TRADING, INC.|28255
MCHP|MICROCHIP TECHNOLOGY|EGAW|CBOE TRADING, INC.|448
MCHP|MICROCHIP TECHNOLOGY|EGMT|EG MARKET TECHNOLOGIES LLC|5673
MCHP|MICROCHIP TECHNOLOGY|EGXM|CBOE TRADING, INC.|10342
MCHP|MICROCHIP TECHNOLOGY|EGXW|CBOE TRADING, INC.|300
MCHP|MICROCHIP TECHNOLOGY|ETBE|Electronic Transaction Clearing, Inc.|122694
MCHP|MICROCHIP TECHNOLOGY|ETCB|ETC BROKERAGE SERVICES, LLC|30
MCHP|MICROCHIP TECHNOLOGY|ETCC|Electronic Transaction Clearing, Inc.|4655
MCHP|MICROCHIP TECHNOLOGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|129075
MCHP|MICROCHIP TECHNOLOGY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|585
MCHP|MICROCHIP TECHNOLOGY|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|315780
MCHP|MICROCHIP TECHNOLOGY|ETRS|E*Trade Securities LLC|153757
MCHP|MICROCHIP TECHNOLOGY|FBCO|Credit Suisse Securities (USA) LLC|2156289
MCHP|MICROCHIP TECHNOLOGY|FBSB|U.S. Bancorp Investments, Inc.|699
MCHP|MICROCHIP TECHNOLOGY|FILL|Tradestation Securities, Inc.|8549
MCHP|MICROCHIP TECHNOLOGY|FINX|FINTECH SECURITIES|2295
MCHP|MICROCHIP TECHNOLOGY|FMAF|NBCN Inc./ CDS|6876
MCHP|MICROCHIP TECHNOLOGY|FMCO|First Manhattan Co|344
MCHP|MICROCHIP TECHNOLOGY|FOMA|TD AMERITRADE CLEARING, INC.|130941
MCHP|MICROCHIP TECHNOLOGY|FORD|Fordham Financial Management, Inc.|14400
MCHP|MICROCHIP TECHNOLOGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13327
MCHP|MICROCHIP TECHNOLOGY|FQLS|Quantlab Securities LP|670427
MCHP|MICROCHIP TECHNOLOGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|233079
MCHP|MICROCHIP TECHNOLOGY|FTBR|Foliofn Investments, Inc.|2942
MCHP|MICROCHIP TECHNOLOGY|GARC|ICAP Corporates LLC|200
MCHP|MICROCHIP TECHNOLOGY|GEBB|GLOBAL EXECUTION BROKERS, LP|122683
MCHP|MICROCHIP TECHNOLOGY|GELP|RBC CAPITAL MARKETS, LLC|1645
MCHP|MICROCHIP TECHNOLOGY|GLIS|TD Securities Inc|425
MCHP|MICROCHIP TECHNOLOGY|GLPX|ACS EXECUTION SERVICES, LLC|83376
MCHP|MICROCHIP TECHNOLOGY|GSCO|GOLDMAN SACHS & CO. LLC|3519860
MCHP|MICROCHIP TECHNOLOGY|GSCS|GOLDMAN SACHS & CO. LLC|45668
MCHP|MICROCHIP TECHNOLOGY|GSLT|GOLDMAN SACHS & CO. LLC|46740
MCHP|MICROCHIP TECHNOLOGY|GTSZ|GTS SECURITIES LLC|427815
MCHP|MICROCHIP TECHNOLOGY|HAPX|HAP Trading, LLC|27
MCHP|MICROCHIP TECHNOLOGY|HRBF|American Enterprise Investment Services Inc.|6796
MCHP|MICROCHIP TECHNOLOGY|HSBC|HSBC Securities, Inc.|19346
MCHP|MICROCHIP TECHNOLOGY|IATS|INTERACTIVE BROKERS LLC|32833
MCHP|MICROCHIP TECHNOLOGY|IBKR|Interactive Brokers Llc|267237
MCHP|MICROCHIP TECHNOLOGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2341
MCHP|MICROCHIP TECHNOLOGY|ICBX|INSTINET, LLC|113569
MCHP|MICROCHIP TECHNOLOGY|IEQY|CITADEL SECURITIES LLC|417527
MCHP|MICROCHIP TECHNOLOGY|INCA|INSTINET, LLC|1569554
MCHP|MICROCHIP TECHNOLOGY|INJX|INSTINET, LLC|66021
MCHP|MICROCHIP TECHNOLOGY|ITGI|ITG Inc.|176789
MCHP|MICROCHIP TECHNOLOGY|ITGP|ITG INC.|330800
MCHP|MICROCHIP TECHNOLOGY|JANY|Janney Montgomery Scott Inc.|3291
MCHP|MICROCHIP TECHNOLOGY|JEFF|JEFFERIES LLC|569771
MCHP|MICROCHIP TECHNOLOGY|JMPT|JUMP TRADING, LLC|204028
MCHP|MICROCHIP TECHNOLOGY|JONE|JonesTrading|16274
MCHP|MICROCHIP TECHNOLOGY|JPBX|J.P. MORGAN SECURITIES LLC|175269
MCHP|MICROCHIP TECHNOLOGY|JPMX|J.P. Morgan Securities LLC|970402
MCHP|MICROCHIP TECHNOLOGY|JSJX|JANE STREET CAPITAL LLC|10494
MCHP|MICROCHIP TECHNOLOGY|KCGM|VIRTU Americas LLC|91497
MCHP|MICROCHIP TECHNOLOGY|LEHM|Barclays Capital Inc./Le|2203451
MCHP|MICROCHIP TECHNOLOGY|LIME|Lime Brokerage LLC|375930
MCHP|MICROCHIP TECHNOLOGY|LIWE|LIME BROKERAGE LLC|858
MCHP|MICROCHIP TECHNOLOGY|LMGP|LIME BROKERAGE LLC|4670
MCHP|MICROCHIP TECHNOLOGY|LMNX|LUMINEX TRADING & ANALYTICS LLC|63400
MCHP|MICROCHIP TECHNOLOGY|LOOP|Loop Capital Markets LLC|5205
MCHP|MICROCHIP TECHNOLOGY|LQNA|LIQUIDNET, INC.|264800
MCHP|MICROCHIP TECHNOLOGY|LQNB|LIQUIDNET, INC.|8700
MCHP|MICROCHIP TECHNOLOGY|LSCI|Lek Securities Corporation|1565
MCHP|MICROCHIP TECHNOLOGY|LTCO|Ladenburg, Thalmann & Co., Inc.|306
MCHP|MICROCHIP TECHNOLOGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
MCHP|MICROCHIP TECHNOLOGY|MACC|Mid Atlantic Capital Corporation|2404
MCHP|MICROCHIP TECHNOLOGY|MACQ|Macquarie Capital (USA) Inc.|500
MCHP|MICROCHIP TECHNOLOGY|MAXM|Maxim Group LLC|1275
MCHP|MICROCHIP TECHNOLOGY|MCMF|Raymond James Ltd. Cds|3137
MCHP|MICROCHIP TECHNOLOGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122812
MCHP|MICROCHIP TECHNOLOGY|MNDX|TJM Investments, LLC|1516
MCHP|MICROCHIP TECHNOLOGY|MOTF|MOTIF INVESTING, INC.|36
MCHP|MICROCHIP TECHNOLOGY|MSCO|MORGAN STANLEY & CO. LLC|6084849
MCHP|MICROCHIP TECHNOLOGY|MSPL|MORGAN STANLEY & CO. LLC|473900
MCHP|MICROCHIP TECHNOLOGY|MSTX|MORGAN STANLEY & CO. LLC|443900
MCHP|MICROCHIP TECHNOLOGY|MZHO|Mizuho Securities USA LLC|201500
MCHP|MICROCHIP TECHNOLOGY|NATL|National Securities Corporation|706
MCHP|MICROCHIP TECHNOLOGY|NBCS|NBC Securities, INC.|557
MCHP|MICROCHIP TECHNOLOGY|NFSC|National Financial Services LLC|281440
MCHP|MICROCHIP TECHNOLOGY|NITE|VIRTU Americas LLC|828284
MCHP|MICROCHIP TECHNOLOGY|NITP|VIRTU Americas LLC|7662
MCHP|MICROCHIP TECHNOLOGY|NMRA|Nomura Securities International, Inc.|39100
MCHP|MICROCHIP TECHNOLOGY|NQRB|Brut, LLC|40257
MCHP|MICROCHIP TECHNOLOGY|NTRC|Northern Trust Securities, Inc.|8507
MCHP|MICROCHIP TECHNOLOGY|OHOS|TWO SIGMA SECURITIES, LLC|81721
MCHP|MICROCHIP TECHNOLOGY|OLDM|OLD MISSION CAPITAL, LLC|6756
MCHP|MICROCHIP TECHNOLOGY|OPCO|Oppenheimer & Co. Inc.|2729
MCHP|MICROCHIP TECHNOLOGY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|910
MCHP|MICROCHIP TECHNOLOGY|PATR|TULLETT PREBON FINANCIAL SERVICES LLC|2220
MCHP|MICROCHIP TECHNOLOGY|PCPT|PHILLIP CAPITAL INC.|300
MCHP|MICROCHIP TECHNOLOGY|PDQM|CODA MARKETS, INC.|160966
MCHP|MICROCHIP TECHNOLOGY|PHLY|NASDAQ Execution Services, LLC|200
MCHP|MICROCHIP TECHNOLOGY|PICT|Pictet Overseas Inc.|300
MCHP|MICROCHIP TECHNOLOGY|PIPR|Piper Jaffray & Co.|11703
MCHP|MICROCHIP TECHNOLOGY|PWJC|UBS Financial Services, Inc.|3893
MCHP|MICROCHIP TECHNOLOGY|RAJA|Raymond James & Associates, Inc.|109672
MCHP|MICROCHIP TECHNOLOGY|RBCM|RBC CAPITAL MARKETS, LLC|31338
MCHP|MICROCHIP TECHNOLOGY|RHCO|Suntrust Robinson Humphrey, Inc.|36750
MCHP|MICROCHIP TECHNOLOGY|RILY|B. RILEY FBR, INC.|1500
MCHP|MICROCHIP TECHNOLOGY|SAGL|SAGETRADER, LLC|133363
MCHP|MICROCHIP TECHNOLOGY|SAGW|SAGETRADER, LLC|1384
MCHP|MICROCHIP TECHNOLOGY|SALI|INTL FCSTONE FINANCIAL INC.|428
MCHP|MICROCHIP TECHNOLOGY|SBSH|Citigroup Global Markets Inc.|1857189
MCHP|MICROCHIP TECHNOLOGY|SCMC|Scotia Capital Markets (USA) Inc.|87200
MCHP|MICROCHIP TECHNOLOGY|SEIC|SEI Investments Distribution Co.|1828
MCHP|MICROCHIP TECHNOLOGY|SGMT|GOLDMAN SACHS & CO. LLC|318633
MCHP|MICROCHIP TECHNOLOGY|SHMR|ABN Amro Clearing LLC|174
MCHP|MICROCHIP TECHNOLOGY|SIDC|Sidoti & Company, LLC|239
MCHP|MICROCHIP TECHNOLOGY|SJLS|TRADE INFORMATICS LLC|1500
MCHP|MICROCHIP TECHNOLOGY|SPDR|SPEEDROUTE LLC|84664
MCHP|MICROCHIP TECHNOLOGY|SPHN|Stephens Inc.|600
MCHP|MICROCHIP TECHNOLOGY|STFL|Stifel, Nicolaus & Company, Incorporated|45154
MCHP|MICROCHIP TECHNOLOGY|STKP|STOCKPILE INVESTMENTS, INC.|106
MCHP|MICROCHIP TECHNOLOGY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|81
MCHP|MICROCHIP TECHNOLOGY|SWIM|TD Ameritrade, Inc.|54789
MCHP|MICROCHIP TECHNOLOGY|SWST|Hilltop Securities Inc.|5252
MCHP|MICROCHIP TECHNOLOGY|TAGC|TELSEY ADVISORY GROUP LLC|296
MCHP|MICROCHIP TECHNOLOGY|TKNG|ALLY INVEST SECURITIES LLC|307
MCHP|MICROCHIP TECHNOLOGY|TMBR|Timber Hill LLC|2300
MCHP|MICROCHIP TECHNOLOGY|TRBT|Tradebot Systems, Inc.|410114
MCHP|MICROCHIP TECHNOLOGY|TRCM|TRC MARKETS LLC|577598
MCHP|MICROCHIP TECHNOLOGY|TTUC|CUTTONE & CO., INC.|14233
MCHP|MICROCHIP TECHNOLOGY|UBSA|UBS SECURITIES LLC|1255396
MCHP|MICROCHIP TECHNOLOGY|UBSS|UBS Securities LLC|2667406
MCHP|MICROCHIP TECHNOLOGY|VALX|VIRTU AMERICAS LLC|52502
MCHP|MICROCHIP TECHNOLOGY|VGRD|Vanguard Marketing Corporation|42796
MCHP|MICROCHIP TECHNOLOGY|VSIN|Vision Financial Markets Llc|34
MCHP|MICROCHIP TECHNOLOGY|WBLR|WILLIAM BLAIR|4697
MCHP|MICROCHIP TECHNOLOGY|WBPX|SUMMIT SECURITIES GROUP, LLC|15779
MCHP|MICROCHIP TECHNOLOGY|WCHV|WELLS FARGO SECURITIES, LLC|327348
MCHP|MICROCHIP TECHNOLOGY|WEDB|WEDBUSH SECURITIES INC.|2079
MCHP|MICROCHIP TECHNOLOGY|WEED|Weeden & Co.L.P.|51936
MCHP|MICROCHIP TECHNOLOGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28609
MCHP|MICROCHIP TECHNOLOGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54334
MCHP|MICROCHIP TECHNOLOGY|WFPB|Wells Fargo Securities, LLC.|1850
MCHP|MICROCHIP TECHNOLOGY|WGIF|CIBC World Markets Inc.|1064
MCHP|MICROCHIP TECHNOLOGY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|436
MCHP|MICROCHIP TECHNOLOGY|WSAG|WALL STREET ACCESS|94
MCHP|MICROCHIP TECHNOLOGY|WSEA|WOLVERINE SECURITIES, LLC|10486
MCHP|MICROCHIP TECHNOLOGY|XIST|INSTINET, LLC|39902
MCHP|MICROCHIP TECHNOLOGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|102772
MCHP|MICROCHIP TECHNOLOGY|YKNA|COMHAR CAPITAL MARKETS, LLC|11058
MCHP|MICROCHIP TECHNOLOGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7653
MCHX|MARCHEX, INC.|APCC|Apex Clearing Corporation|3
MCHX|MARCHEX, INC.|BARD|Robert W. Baird & Co. Incorporated|8600
MCHX|MARCHEX, INC.|BAYC|BAY CREST PARTNERS, LLC|1668
MCHX|MARCHEX, INC.|BAYT|BTIG, LLC|200
MCHX|MARCHEX, INC.|BTIG|BTIG, LLC|35212
MCHX|MARCHEX, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2325
MCHX|MARCHEX, INC.|CHAS|Charles Schwab & Co., Inc.|1
MCHX|MARCHEX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10705
MCHX|MARCHEX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|214
MCHX|MARCHEX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24674
MCHX|MARCHEX, INC.|CTDL|Citadel Derivatives Group Llc|1249
MCHX|MARCHEX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15274
MCHX|MARCHEX, INC.|DADA|D.A. Davidson & Co.|100
MCHX|MARCHEX, INC.|DBAB|Deutsche Bank Securities Inc.|15167
MCHX|MARCHEX, INC.|DBAX|Deutsche Bank Securities Inc.|12600
MCHX|MARCHEX, INC.|DEAN|MORGAN STANLEY|457
MCHX|MARCHEX, INC.|DEGS|RONIN PROFESSIONAL LLC|13619
MCHX|MARCHEX, INC.|EBXL|EBX LLC|25700
MCHX|MARCHEX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5803
MCHX|MARCHEX, INC.|EDJO|Edward D. Jones & Co., L.P.|50
MCHX|MARCHEX, INC.|EGAM|CBOE TRADING, INC.|100
MCHX|MARCHEX, INC.|EGXM|CBOE TRADING, INC.|6
MCHX|MARCHEX, INC.|ETBE|Electronic Transaction Clearing, Inc.|2002
MCHX|MARCHEX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1440
MCHX|MARCHEX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|101
MCHX|MARCHEX, INC.|ETRS|E*Trade Securities LLC|24217
MCHX|MARCHEX, INC.|FBCO|Credit Suisse Securities (USA) LLC|24156
MCHX|MARCHEX, INC.|FILL|Tradestation Securities, Inc.|100
MCHX|MARCHEX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|96258
MCHX|MARCHEX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48884
MCHX|MARCHEX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1683
MCHX|MARCHEX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|925
MCHX|MARCHEX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|27203
MCHX|MARCHEX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|4543
MCHX|MARCHEX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|200
MCHX|MARCHEX, INC.|GTSZ|GTS SECURITIES LLC|100
MCHX|MARCHEX, INC.|HSBC|HSBC Securities, Inc.|7763
MCHX|MARCHEX, INC.|IATS|INTERACTIVE BROKERS LLC|1000
MCHX|MARCHEX, INC.|IBKR|Interactive Brokers Llc|28016
MCHX|MARCHEX, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2544
MCHX|MARCHEX, INC.|ICBX|INSTINET, LLC|11600
MCHX|MARCHEX, INC.|INCA|INSTINET, LLC|21993
MCHX|MARCHEX, INC.|INJX|INSTINET, LLC|13305
MCHX|MARCHEX, INC.|ITGI|ITG Inc.|10639
MCHX|MARCHEX, INC.|ITGP|ITG INC.|5000
MCHX|MARCHEX, INC.|JEFF|JEFFERIES LLC|70119
MCHX|MARCHEX, INC.|JPMX|J.P. Morgan Securities LLC|34828
MCHX|MARCHEX, INC.|JSJX|JANE STREET CAPITAL LLC|204
MCHX|MARCHEX, INC.|KCGM|VIRTU Americas LLC|16037
MCHX|MARCHEX, INC.|LEHM|Barclays Capital Inc./Le|58191
MCHX|MARCHEX, INC.|LIME|Lime Brokerage LLC|56913
MCHX|MARCHEX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19178
MCHX|MARCHEX, INC.|MSCO|MORGAN STANLEY & CO. LLC|150187
MCHX|MARCHEX, INC.|MSPL|MORGAN STANLEY & CO. LLC|11600
MCHX|MARCHEX, INC.|MSTX|MORGAN STANLEY & CO. LLC|200
MCHX|MARCHEX, INC.|NATL|National Securities Corporation|100
MCHX|MARCHEX, INC.|NFSC|National Financial Services LLC|54529
MCHX|MARCHEX, INC.|NITE|VIRTU Americas LLC|225532
MCHX|MARCHEX, INC.|NORT|Northland Securities, Inc.|31522
MCHX|MARCHEX, INC.|NQRB|Brut, LLC|1300
MCHX|MARCHEX, INC.|OPCO|Oppenheimer & Co. Inc.|415
MCHX|MARCHEX, INC.|PDQM|CODA MARKETS, INC.|1725
MCHX|MARCHEX, INC.|RAJA|Raymond James & Associates, Inc.|7350
MCHX|MARCHEX, INC.|SBSH|Citigroup Global Markets Inc.|6700
MCHX|MARCHEX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|12962
MCHX|MARCHEX, INC.|SPDR|SPEEDROUTE LLC|200
MCHX|MARCHEX, INC.|SPHN|Stephens Inc.|1000
MCHX|MARCHEX, INC.|STRS|STRATEGAS RESEARCH PARTNERS|200
MCHX|MARCHEX, INC.|SWIM|TD Ameritrade, Inc.|5500
MCHX|MARCHEX, INC.|TKNG|ALLY INVEST SECURITIES LLC|100
MCHX|MARCHEX, INC.|TRBT|Tradebot Systems, Inc.|1301
MCHX|MARCHEX, INC.|TRCM|TRC MARKETS LLC|20295
MCHX|MARCHEX, INC.|UBSA|UBS SECURITIES LLC|53572
MCHX|MARCHEX, INC.|UBSS|UBS Securities LLC|95569
MCHX|MARCHEX, INC.|VALX|VIRTU AMERICAS LLC|237
MCHX|MARCHEX, INC.|VGRD|Vanguard Marketing Corporation|5599
MCHX|MARCHEX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|880
MCHX|MARCHEX, INC.|WEDB|WEDBUSH SECURITIES INC.|7900
MCHX|MARCHEX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|131
MCHX|MARCHEX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1469
MCHX|MARCHEX, INC.|WSEA|WOLVERINE SECURITIES, LLC|1573
MCHX|MARCHEX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
MCHX|MARCHEX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MCI|BARINGS CORP INVS|APCC|Apex Clearing Corporation|1
MCI|BARINGS CORP INVS|BARD|Robert W. Baird & Co. Incorporated|898
MCI|BARINGS CORP INVS|BATM|CBOE TRADING, INC.|200
MCI|BARINGS CORP INVS|CHAS|Charles Schwab & Co., Inc.|4
MCI|BARINGS CORP INVS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MCI|BARINGS CORP INVS|DAVA|Davenport & Company LLC|1500
MCI|BARINGS CORP INVS|DBAX|Deutsche Bank Securities Inc.|200
MCI|BARINGS CORP INVS|DEAN|MORGAN STANLEY|2000
MCI|BARINGS CORP INVS|DEGS|RONIN PROFESSIONAL LLC|400
MCI|BARINGS CORP INVS|EBXL|EBX LLC|500
MCI|BARINGS CORP INVS|EDJO|Edward D. Jones & Co., L.P.|5286
MCI|BARINGS CORP INVS|ETRS|E*Trade Securities LLC|3109
MCI|BARINGS CORP INVS|FILL|Tradestation Securities, Inc.|128
MCI|BARINGS CORP INVS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|421
MCI|BARINGS CORP INVS|FTBR|Foliofn Investments, Inc.|34
MCI|BARINGS CORP INVS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MCI|BARINGS CORP INVS|GLPX|ACS EXECUTION SERVICES, LLC|1
MCI|BARINGS CORP INVS|GTSZ|GTS SECURITIES LLC|400
MCI|BARINGS CORP INVS|HRBF|American Enterprise Investment Services Inc.|2790
MCI|BARINGS CORP INVS|IATS|INTERACTIVE BROKERS LLC|2455
MCI|BARINGS CORP INVS|IBKR|Interactive Brokers Llc|5300
MCI|BARINGS CORP INVS|INCA|INSTINET, LLC|931
MCI|BARINGS CORP INVS|JANY|Janney Montgomery Scott Inc.|200
MCI|BARINGS CORP INVS|KCGM|VIRTU Americas LLC|100
MCI|BARINGS CORP INVS|LIME|Lime Brokerage LLC|100
MCI|BARINGS CORP INVS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
MCI|BARINGS CORP INVS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MCI|BARINGS CORP INVS|MOTF|MOTIF INVESTING, INC.|1
MCI|BARINGS CORP INVS|MSCO|MORGAN STANLEY & CO. LLC|9062
MCI|BARINGS CORP INVS|NFSC|National Financial Services LLC|43471
MCI|BARINGS CORP INVS|NITE|VIRTU Americas LLC|57245
MCI|BARINGS CORP INVS|NQRB|Brut, LLC|500
MCI|BARINGS CORP INVS|NTRC|Northern Trust Securities, Inc.|400
MCI|BARINGS CORP INVS|OPCO|Oppenheimer & Co. Inc.|590
MCI|BARINGS CORP INVS|PDQM|CODA MARKETS, INC.|102
MCI|BARINGS CORP INVS|PWJC|UBS Financial Services, Inc.|1400
MCI|BARINGS CORP INVS|SBSH|Citigroup Global Markets Inc.|715
MCI|BARINGS CORP INVS|SGMT|GOLDMAN SACHS & CO. LLC|100
MCI|BARINGS CORP INVS|STFL|Stifel, Nicolaus & Company, Incorporated|500
MCI|BARINGS CORP INVS|SWIM|TD Ameritrade, Inc.|747
MCI|BARINGS CORP INVS|SWST|Hilltop Securities Inc.|975
MCI|BARINGS CORP INVS|TKNG|ALLY INVEST SECURITIES LLC|25
MCI|BARINGS CORP INVS|TRBT|Tradebot Systems, Inc.|100
MCI|BARINGS CORP INVS|TRCM|TRC MARKETS LLC|100
MCI|BARINGS CORP INVS|UBSA|UBS SECURITIES LLC|3601
MCI|BARINGS CORP INVS|UBSS|UBS Securities LLC|23990
MCI|BARINGS CORP INVS|VALX|VIRTU AMERICAS LLC|200
MCI|BARINGS CORP INVS|VGRD|Vanguard Marketing Corporation|10799
MCI|BARINGS CORP INVS|WCHV|WELLS FARGO SECURITIES, LLC|4908
MCI|BARINGS CORP INVS|WEDB|WEDBUSH SECURITIES INC.|400
MCI|BARINGS CORP INVS|WSEA|WOLVERINE SECURITIES, LLC|102
MCI|BARINGS CORP INVS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
MCI|BARINGS CORP INVS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MCI|BARINGS CORP INVS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3064
MCK|MCKESSON CORP|ABLE|NATIXIS Securities Americas LLC|45517
MCK|MCKESSON CORP|ADAM|CANACCORD GENUITY INC.|3705
MCK|MCKESSON CORP|ALTX|Alternet Securities Inc.|18551
MCK|MCKESSON CORP|ANOS|ABEL/NOSER, L.L.C.|6470
MCK|MCKESSON CORP|APCC|Apex Clearing Corporation|2600
MCK|MCKESSON CORP|AQUA|AQUA SECURITIES L.P.|3300
MCK|MCKESSON CORP|BANK|Primevest Financial Services, Inc.|46
MCK|MCKESSON CORP|BARD|Robert W. Baird & Co. Incorporated|4135
MCK|MCKESSON CORP|BATM|CBOE TRADING, INC.|27510
MCK|MCKESSON CORP|BAYC|BAY CREST PARTNERS, LLC|353
MCK|MCKESSON CORP|BAYT|BTIG, LLC|300
MCK|MCKESSON CORP|BBNT|BB&T SECURITIES, LLC|4326
MCK|MCKESSON CORP|BERN|Sanford C. Bernstein & Co., LLC|372328
MCK|MCKESSON CORP|BIDS|BIDS TRADING L.P.|100
MCK|MCKESSON CORP|BIMI|Banca IMI Securities Corp.|41
MCK|MCKESSON CORP|BKCM|BNY Mellon Capital Markets LLC|1686
MCK|MCKESSON CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19789
MCK|MCKESSON CORP|BLKX|INSTINET, LLC|43700
MCK|MCKESSON CORP|BMOC|BMO Capital Markets Corp.|12
MCK|MCKESSON CORP|BNPX|BNP PARIBAS SECURITIES CORP.|374350
MCK|MCKESSON CORP|BTIG|BTIG, LLC|8251
MCK|MCKESSON CORP|BYXM|CBOE TRADING, INC.|5534
MCK|MCKESSON CORP|BZYD|GOLDMAN SACHS & CO. LLC|161
MCK|MCKESSON CORP|CABR|Cabrera Capital Markets, Inc.|300
MCK|MCKESSON CORP|CANT|Cantor Fitzgerald & Co.|140
MCK|MCKESSON CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|12000
MCK|MCKESSON CORP|CHAS|Charles Schwab & Co., Inc.|3238
MCK|MCKESSON CORP|CIBP|CIBC World Markets Corp.|46458
MCK|MCKESSON CORP|CICF|Canaccord Genuity Corp.|1285
MCK|MCKESSON CORP|CIST|Capital Institutional Services, Inc.|4835
MCK|MCKESSON CORP|CLSA|CLSA AMERICAS, LLC|3900
MCK|MCKESSON CORP|CNFR|Cowen Prime Services LLC|300
MCK|MCKESSON CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177429
MCK|MCKESSON CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4524
MCK|MCKESSON CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24400
MCK|MCKESSON CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|692863
MCK|MCKESSON CORP|CTDL|Citadel Derivatives Group Llc|16842
MCK|MCKESSON CORP|CTLR|CUTLER GROUP, LP|12358
MCK|MCKESSON CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|171148
MCK|MCKESSON CORP|DADA|D.A. Davidson & Co.|241
MCK|MCKESSON CORP|DAVA|Davenport & Company LLC|97
MCK|MCKESSON CORP|DBAB|Deutsche Bank Securities Inc.|428024
MCK|MCKESSON CORP|DBAX|Deutsche Bank Securities Inc.|669200
MCK|MCKESSON CORP|DBUL|Deutsche Bank Securities Inc.|5010
MCK|MCKESSON CORP|DCHF|Dart Executions, LLC|1654
MCK|MCKESSON CORP|DEAN|MORGAN STANLEY|13029
MCK|MCKESSON CORP|DEGS|RONIN PROFESSIONAL LLC|600
MCK|MCKESSON CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4005
MCK|MCKESSON CORP|DRWK|DRW SECURITIES, L.L.C.|1497
MCK|MCKESSON CORP|EBXL|EBX LLC|278700
MCK|MCKESSON CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11271
MCK|MCKESSON CORP|EDJC|Edward Jones / CDS|238
MCK|MCKESSON CORP|EDJO|Edward D. Jones & Co., L.P.|21279
MCK|MCKESSON CORP|EGAM|CBOE TRADING, INC.|42009
MCK|MCKESSON CORP|EGAW|CBOE TRADING, INC.|401
MCK|MCKESSON CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1419
MCK|MCKESSON CORP|EGXM|CBOE TRADING, INC.|5839
MCK|MCKESSON CORP|ELEV|ELEVATION, LLC|4000
MCK|MCKESSON CORP|ETBE|Electronic Transaction Clearing, Inc.|65841
MCK|MCKESSON CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
MCK|MCKESSON CORP|ETCC|Electronic Transaction Clearing, Inc.|502
MCK|MCKESSON CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|72649
MCK|MCKESSON CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3800
MCK|MCKESSON CORP|ETRS|E*Trade Securities LLC|94496
MCK|MCKESSON CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|165
MCK|MCKESSON CORP|FILL|Tradestation Securities, Inc.|1867
MCK|MCKESSON CORP|FINX|FINTECH SECURITIES|1153
MCK|MCKESSON CORP|FMAF|NBCN Inc./ CDS|6215
MCK|MCKESSON CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19857
MCK|MCKESSON CORP|FQLS|Quantlab Securities LP|445736
MCK|MCKESSON CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114245
MCK|MCKESSON CORP|FTBR|Foliofn Investments, Inc.|5164
MCK|MCKESSON CORP|GBMT|GBM International, Inc.|100
MCK|MCKESSON CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4500
MCK|MCKESSON CORP|GFIS|GFI Securities LLC|12896
MCK|MCKESSON CORP|GLIS|TD Securities Inc|2396
MCK|MCKESSON CORP|GLPX|ACS EXECUTION SERVICES, LLC|188959
MCK|MCKESSON CORP|GSCO|GOLDMAN SACHS & CO. LLC|3121441
MCK|MCKESSON CORP|GSCS|GOLDMAN SACHS & CO. LLC|36676
MCK|MCKESSON CORP|GSLT|GOLDMAN SACHS & CO. LLC|15649
MCK|MCKESSON CORP|GTSZ|GTS SECURITIES LLC|220164
MCK|MCKESSON CORP|GUGS|Guggenheim Securities, LLC|10300
MCK|MCKESSON CORP|HAPX|HAP Trading, LLC|100
MCK|MCKESSON CORP|HRBF|American Enterprise Investment Services Inc.|14099
MCK|MCKESSON CORP|HSBC|HSBC Securities, Inc.|4767
MCK|MCKESSON CORP|IATS|INTERACTIVE BROKERS LLC|14524
MCK|MCKESSON CORP|IBKR|Interactive Brokers Llc|9840
MCK|MCKESSON CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|359
MCK|MCKESSON CORP|ICBX|INSTINET, LLC|133831
MCK|MCKESSON CORP|IEQY|CITADEL SECURITIES LLC|241768
MCK|MCKESSON CORP|INCA|INSTINET, LLC|560092
MCK|MCKESSON CORP|INJX|INSTINET, LLC|80929
MCK|MCKESSON CORP|ITGI|ITG Inc.|59851
MCK|MCKESSON CORP|ITGP|ITG INC.|271000
MCK|MCKESSON CORP|JANY|Janney Montgomery Scott Inc.|2404
MCK|MCKESSON CORP|JEFF|JEFFERIES LLC|139387
MCK|MCKESSON CORP|JMPT|JUMP TRADING, LLC|77473
MCK|MCKESSON CORP|JPBX|J.P. MORGAN SECURITIES LLC|175653
MCK|MCKESSON CORP|JPMX|J.P. Morgan Securities LLC|632979
MCK|MCKESSON CORP|JSJX|JANE STREET CAPITAL LLC|61312
MCK|MCKESSON CORP|KCGM|VIRTU Americas LLC|77999
MCK|MCKESSON CORP|LEER|LEERINK PARTNERS LLC|16115
MCK|MCKESSON CORP|LEHM|Barclays Capital Inc./Le|1307051
MCK|MCKESSON CORP|LIME|Lime Brokerage LLC|54624
MCK|MCKESSON CORP|LIWD|LIME BROKERAGE LLC|3731
MCK|MCKESSON CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|19000
MCK|MCKESSON CORP|LOOP|Loop Capital Markets LLC|5436
MCK|MCKESSON CORP|LQNA|LIQUIDNET, INC.|194900
MCK|MCKESSON CORP|LSCI|Lek Securities Corporation|6484
MCK|MCKESSON CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MCK|MCKESSON CORP|MACC|Mid Atlantic Capital Corporation|318
MCK|MCKESSON CORP|MAXM|Maxim Group LLC|19757
MCK|MCKESSON CORP|MCMF|Raymond James Ltd. Cds|23091
MCK|MCKESSON CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|240800
MCK|MCKESSON CORP|MOTF|MOTIF INVESTING, INC.|6
MCK|MCKESSON CORP|MSCO|MORGAN STANLEY & CO. LLC|2264885
MCK|MCKESSON CORP|MSPL|MORGAN STANLEY & CO. LLC|483900
MCK|MCKESSON CORP|MSTX|MORGAN STANLEY & CO. LLC|197800
MCK|MCKESSON CORP|NFSC|National Financial Services LLC|336821
MCK|MCKESSON CORP|NITE|VIRTU Americas LLC|691308
MCK|MCKESSON CORP|NITP|VIRTU Americas LLC|182
MCK|MCKESSON CORP|NQRB|Brut, LLC|26462
MCK|MCKESSON CORP|NTBF|BMO Nesbitt Burns Inc./CDS|1358
MCK|MCKESSON CORP|NTRC|Northern Trust Securities, Inc.|1538
MCK|MCKESSON CORP|OHOS|TWO SIGMA SECURITIES, LLC|104384
MCK|MCKESSON CORP|OPCO|Oppenheimer & Co. Inc.|1673
MCK|MCKESSON CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|950
MCK|MCKESSON CORP|PDQM|CODA MARKETS, INC.|246499
MCK|MCKESSON CORP|PHLY|NASDAQ Execution Services, LLC|2000
MCK|MCKESSON CORP|POIN|PRECISION SECURITIES, LLC (POIN)|4600
MCK|MCKESSON CORP|PWJC|UBS Financial Services, Inc.|613
MCK|MCKESSON CORP|QMSR|QUATTRO M SECURITIES INC.|698
MCK|MCKESSON CORP|RBCM|RBC CAPITAL MARKETS, LLC|1327
MCK|MCKESSON CORP|RGLD|Regal Securities, Inc|40
MCK|MCKESSON CORP|SAGL|SAGETRADER, LLC|146284
MCK|MCKESSON CORP|SALI|INTL FCSTONE FINANCIAL INC.|120
MCK|MCKESSON CORP|SBRX|MURIEL SIEBERT & CO INC|11
MCK|MCKESSON CORP|SBSH|Citigroup Global Markets Inc.|408291
MCK|MCKESSON CORP|SEIC|SEI Investments Distribution Co.|100
MCK|MCKESSON CORP|SGMT|GOLDMAN SACHS & CO. LLC|259515
MCK|MCKESSON CORP|SJLS|TRADE INFORMATICS LLC|35326
MCK|MCKESSON CORP|SPDR|SPEEDROUTE LLC|20578
MCK|MCKESSON CORP|SPHN|Stephens Inc.|52
MCK|MCKESSON CORP|STFL|Stifel, Nicolaus & Company, Incorporated|10154
MCK|MCKESSON CORP|STKP|STOCKPILE INVESTMENTS, INC.|10
MCK|MCKESSON CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4339
MCK|MCKESSON CORP|SWIM|TD Ameritrade, Inc.|88473
MCK|MCKESSON CORP|SWST|Hilltop Securities Inc.|4155
MCK|MCKESSON CORP|TAGC|TELSEY ADVISORY GROUP LLC|263
MCK|MCKESSON CORP|TKNG|ALLY INVEST SECURITIES LLC|726
MCK|MCKESSON CORP|TMBR|Timber Hill LLC|3
MCK|MCKESSON CORP|TRBT|Tradebot Systems, Inc.|339482
MCK|MCKESSON CORP|TRCM|TRC MARKETS LLC|225820
MCK|MCKESSON CORP|UBSA|UBS SECURITIES LLC|911932
MCK|MCKESSON CORP|UBSS|UBS Securities LLC|1500921
MCK|MCKESSON CORP|VALX|VIRTU AMERICAS LLC|26238
MCK|MCKESSON CORP|VGRD|Vanguard Marketing Corporation|12761
MCK|MCKESSON CORP|WBLR|WILLIAM BLAIR|179
MCK|MCKESSON CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|3587
MCK|MCKESSON CORP|WCHV|WELLS FARGO SECURITIES, LLC|88267
MCK|MCKESSON CORP|WDNX|WEEDEN & CO.L.P.|672
MCK|MCKESSON CORP|WEDB|WEDBUSH SECURITIES INC.|3837
MCK|MCKESSON CORP|WEED|Weeden & Co.L.P.|7801
MCK|MCKESSON CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|51414
MCK|MCKESSON CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31565
MCK|MCKESSON CORP|WGIF|CIBC World Markets Inc.|708
MCK|MCKESSON CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3310
MCK|MCKESSON CORP|WOLF|Wolfe Trahan Securities|300
MCK|MCKESSON CORP|WSAG|WALL STREET ACCESS|33
MCK|MCKESSON CORP|WSEA|WOLVERINE SECURITIES, LLC|2647
MCK|MCKESSON CORP|XIST|INSTINET, LLC|82344
MCK|MCKESSON CORP|XPQR|Jump Trading|2165
MCK|MCKESSON CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|114246
MCK|MCKESSON CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|23159
MCK|MCKESSON CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3501
MCN|MADISON COVERED CALL|APCC|Apex Clearing Corporation|235
MCN|MADISON COVERED CALL|BARD|Robert W. Baird & Co. Incorporated|4338
MCN|MADISON COVERED CALL|BATM|CBOE TRADING, INC.|39
MCN|MADISON COVERED CALL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3345
MCN|MADISON COVERED CALL|BTIG|BTIG, LLC|1660
MCN|MADISON COVERED CALL|CANT|Cantor Fitzgerald & Co.|1498
MCN|MADISON COVERED CALL|CHAS|Charles Schwab & Co., Inc.|3
MCN|MADISON COVERED CALL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
MCN|MADISON COVERED CALL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
MCN|MADISON COVERED CALL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4810
MCN|MADISON COVERED CALL|CXCX|CITIGROUP GLOBAL MARKETS INC.|458
MCN|MADISON COVERED CALL|DADA|D.A. Davidson & Co.|1735
MCN|MADISON COVERED CALL|DBAX|Deutsche Bank Securities Inc.|1300
MCN|MADISON COVERED CALL|DEAN|MORGAN STANLEY|2625
MCN|MADISON COVERED CALL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1056
MCN|MADISON COVERED CALL|EBXL|EBX LLC|2300
MCN|MADISON COVERED CALL|EDJO|Edward D. Jones & Co., L.P.|500
MCN|MADISON COVERED CALL|EGAM|CBOE TRADING, INC.|686
MCN|MADISON COVERED CALL|ESPO|ESPOSITO SECURITIES, LLC|1370
MCN|MADISON COVERED CALL|ETRS|E*Trade Securities LLC|5210
MCN|MADISON COVERED CALL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1488
MCN|MADISON COVERED CALL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2145
MCN|MADISON COVERED CALL|FTBR|Foliofn Investments, Inc.|77
MCN|MADISON COVERED CALL|GLPX|ACS EXECUTION SERVICES, LLC|18
MCN|MADISON COVERED CALL|GTSZ|GTS SECURITIES LLC|200
MCN|MADISON COVERED CALL|HRBF|American Enterprise Investment Services Inc.|6997
MCN|MADISON COVERED CALL|IATS|INTERACTIVE BROKERS LLC|648
MCN|MADISON COVERED CALL|IBKR|Interactive Brokers Llc|9421
MCN|MADISON COVERED CALL|ICBX|INSTINET, LLC|3400
MCN|MADISON COVERED CALL|INCA|INSTINET, LLC|2431
MCN|MADISON COVERED CALL|ITGI|ITG Inc.|100
MCN|MADISON COVERED CALL|ITGP|ITG INC.|600
MCN|MADISON COVERED CALL|JANY|Janney Montgomery Scott Inc.|1267
MCN|MADISON COVERED CALL|JPMX|J.P. Morgan Securities LLC|1600
MCN|MADISON COVERED CALL|KCGM|VIRTU Americas LLC|1730
MCN|MADISON COVERED CALL|LEHM|Barclays Capital Inc./Le|2800
MCN|MADISON COVERED CALL|LIME|Lime Brokerage LLC|130
MCN|MADISON COVERED CALL|MCBT|Moors & Cabot, Inc.|2858
MCN|MADISON COVERED CALL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1202
MCN|MADISON COVERED CALL|MOTF|MOTIF INVESTING, INC.|1
MCN|MADISON COVERED CALL|MSCO|MORGAN STANLEY & CO. LLC|37717
MCN|MADISON COVERED CALL|MSPL|MORGAN STANLEY & CO. LLC|3300
MCN|MADISON COVERED CALL|NATL|National Securities Corporation|600
MCN|MADISON COVERED CALL|NFSC|National Financial Services LLC|71941
MCN|MADISON COVERED CALL|NITE|VIRTU Americas LLC|112490
MCN|MADISON COVERED CALL|NQRB|Brut, LLC|867
MCN|MADISON COVERED CALL|OPCO|Oppenheimer & Co. Inc.|7425
MCN|MADISON COVERED CALL|PDQM|CODA MARKETS, INC.|18
MCN|MADISON COVERED CALL|PWJC|UBS Financial Services, Inc.|9100
MCN|MADISON COVERED CALL|RBCM|RBC CAPITAL MARKETS, LLC|21867
MCN|MADISON COVERED CALL|SBSH|Citigroup Global Markets Inc.|775
MCN|MADISON COVERED CALL|SGMT|GOLDMAN SACHS & CO. LLC|612
MCN|MADISON COVERED CALL|SPDR|SPEEDROUTE LLC|100
MCN|MADISON COVERED CALL|STFL|Stifel, Nicolaus & Company, Incorporated|379
MCN|MADISON COVERED CALL|SWIM|TD Ameritrade, Inc.|7523
MCN|MADISON COVERED CALL|SWST|Hilltop Securities Inc.|12773
MCN|MADISON COVERED CALL|TRBT|Tradebot Systems, Inc.|2290
MCN|MADISON COVERED CALL|UBSA|UBS SECURITIES LLC|12537
MCN|MADISON COVERED CALL|UBSS|UBS Securities LLC|74031
MCN|MADISON COVERED CALL|VGRD|Vanguard Marketing Corporation|2376
MCN|MADISON COVERED CALL|WCHV|WELLS FARGO SECURITIES, LLC|49559
MCN|MADISON COVERED CALL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6766
MCN|MADISON COVERED CALL|WSEA|WOLVERINE SECURITIES, LLC|862
MCN|MADISON COVERED CALL|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MCN|MADISON COVERED CALL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2616
MCO|MOODY'S CORP|ABLE|NATIXIS Securities Americas LLC|2098
MCO|MOODY'S CORP|AGIS|Aegis Capital Corp.|10
MCO|MOODY'S CORP|ALLN|Allen & Company LLC|1751
MCO|MOODY'S CORP|ALTX|Alternet Securities Inc.|1600
MCO|MOODY'S CORP|ANOS|ABEL/NOSER, L.L.C.|1308
MCO|MOODY'S CORP|APCC|Apex Clearing Corporation|239
MCO|MOODY'S CORP|BANK|Primevest Financial Services, Inc.|23
MCO|MOODY'S CORP|BARD|Robert W. Baird & Co. Incorporated|415
MCO|MOODY'S CORP|BATM|CBOE TRADING, INC.|10159
MCO|MOODY'S CORP|BAYC|BAY CREST PARTNERS, LLC|3
MCO|MOODY'S CORP|BBNT|BB&T SECURITIES, LLC|27
MCO|MOODY'S CORP|BERN|Sanford C. Bernstein & Co., LLC|64281
MCO|MOODY'S CORP|BGCE|BGC Financial Inc.|1424
MCO|MOODY'S CORP|BIAD|SAGETRADER, LLC|7
MCO|MOODY'S CORP|BIDS|BIDS TRADING L.P.|1400
MCO|MOODY'S CORP|BIMI|Banca IMI Securities Corp.|578
MCO|MOODY'S CORP|BKCM|BNY Mellon Capital Markets LLC|221
MCO|MOODY'S CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4125
MCO|MOODY'S CORP|BMOC|BMO Capital Markets Corp.|18
MCO|MOODY'S CORP|BNPX|BNP PARIBAS SECURITIES CORP.|53244
MCO|MOODY'S CORP|BTIG|BTIG, LLC|12390
MCO|MOODY'S CORP|BYXM|CBOE TRADING, INC.|718
MCO|MOODY'S CORP|BZYD|GOLDMAN SACHS & CO. LLC|438
MCO|MOODY'S CORP|CABR|Cabrera Capital Markets, Inc.|15
MCO|MOODY'S CORP|CANT|Cantor Fitzgerald & Co.|3
MCO|MOODY'S CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|11326
MCO|MOODY'S CORP|CHAS|Charles Schwab & Co., Inc.|614
MCO|MOODY'S CORP|CIBP|CIBC World Markets Corp.|9205
MCO|MOODY'S CORP|CICF|Canaccord Genuity Corp.|1101
MCO|MOODY'S CORP|CIST|Capital Institutional Services, Inc.|1064
MCO|MOODY'S CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47100
MCO|MOODY'S CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|225
MCO|MOODY'S CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26
MCO|MOODY'S CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|296136
MCO|MOODY'S CORP|CSIN|Citadel Securities Institutional LLC|1409
MCO|MOODY'S CORP|CTDL|Citadel Derivatives Group Llc|5392
MCO|MOODY'S CORP|CTLR|CUTLER GROUP, LP|1270
MCO|MOODY'S CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|18654
MCO|MOODY'S CORP|DADA|D.A. Davidson & Co.|1903
MCO|MOODY'S CORP|DAVA|Davenport & Company LLC|200
MCO|MOODY'S CORP|DBAB|Deutsche Bank Securities Inc.|235399
MCO|MOODY'S CORP|DBAX|Deutsche Bank Securities Inc.|136100
MCO|MOODY'S CORP|DBUL|Deutsche Bank Securities Inc.|21411
MCO|MOODY'S CORP|DCHF|Dart Executions, LLC|276
MCO|MOODY'S CORP|DEAN|MORGAN STANLEY|2655
MCO|MOODY'S CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|187
MCO|MOODY'S CORP|EBXL|EBX LLC|99700
MCO|MOODY'S CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12096
MCO|MOODY'S CORP|EDJO|Edward D. Jones & Co., L.P.|848
MCO|MOODY'S CORP|EGAM|CBOE TRADING, INC.|6557
MCO|MOODY'S CORP|EGAW|CBOE TRADING, INC.|14
MCO|MOODY'S CORP|EGMT|EG MARKET TECHNOLOGIES LLC|991
MCO|MOODY'S CORP|EGXM|CBOE TRADING, INC.|872
MCO|MOODY'S CORP|ESPO|ESPOSITO SECURITIES, LLC|91
MCO|MOODY'S CORP|ETBE|Electronic Transaction Clearing, Inc.|17974
MCO|MOODY'S CORP|ETCC|Electronic Transaction Clearing, Inc.|349
MCO|MOODY'S CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26068
MCO|MOODY'S CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|609
MCO|MOODY'S CORP|ETRS|E*Trade Securities LLC|2277
MCO|MOODY'S CORP|FBSB|U.S. Bancorp Investments, Inc.|387
MCO|MOODY'S CORP|FFSI|Firstrade Securities Inc.|55
MCO|MOODY'S CORP|FILL|Tradestation Securities, Inc.|519
MCO|MOODY'S CORP|FMAF|NBCN Inc./ CDS|8363
MCO|MOODY'S CORP|FMCO|First Manhattan Co|114
MCO|MOODY'S CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5172
MCO|MOODY'S CORP|FQLS|Quantlab Securities LP|127581
MCO|MOODY'S CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101022
MCO|MOODY'S CORP|FTBR|Foliofn Investments, Inc.|2964
MCO|MOODY'S CORP|GBMT|GBM International, Inc.|52
MCO|MOODY'S CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2325
MCO|MOODY'S CORP|GLIS|TD Securities Inc|67
MCO|MOODY'S CORP|GLPX|ACS EXECUTION SERVICES, LLC|26748
MCO|MOODY'S CORP|GSCO|GOLDMAN SACHS & CO. LLC|772205
MCO|MOODY'S CORP|GSCS|GOLDMAN SACHS & CO. LLC|300
MCO|MOODY'S CORP|GSLT|GOLDMAN SACHS & CO. LLC|4453
MCO|MOODY'S CORP|GTSZ|GTS SECURITIES LLC|127562
MCO|MOODY'S CORP|HRBF|American Enterprise Investment Services Inc.|1491
MCO|MOODY'S CORP|HSBC|HSBC Securities, Inc.|4463
MCO|MOODY'S CORP|IATS|INTERACTIVE BROKERS LLC|3407
MCO|MOODY'S CORP|IBKR|Interactive Brokers Llc|3121
MCO|MOODY'S CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|756
MCO|MOODY'S CORP|ICBX|INSTINET, LLC|42328
MCO|MOODY'S CORP|IEQY|CITADEL SECURITIES LLC|64996
MCO|MOODY'S CORP|INCA|INSTINET, LLC|258773
MCO|MOODY'S CORP|INJX|INSTINET, LLC|6151
MCO|MOODY'S CORP|ITGI|ITG Inc.|26254
MCO|MOODY'S CORP|ITGP|ITG INC.|37000
MCO|MOODY'S CORP|JANY|Janney Montgomery Scott Inc.|50
MCO|MOODY'S CORP|JEFF|JEFFERIES LLC|88354
MCO|MOODY'S CORP|JMPT|JUMP TRADING, LLC|27317
MCO|MOODY'S CORP|JONE|JonesTrading|9303
MCO|MOODY'S CORP|JPBX|J.P. MORGAN SECURITIES LLC|65559
MCO|MOODY'S CORP|JPMX|J.P. Morgan Securities LLC|261846
MCO|MOODY'S CORP|JSJX|JANE STREET CAPITAL LLC|3957
MCO|MOODY'S CORP|KBWI|Keefe, Bruyette & Woods, Inc.|100
MCO|MOODY'S CORP|KCGM|VIRTU Americas LLC|14707
MCO|MOODY'S CORP|LEHM|Barclays Capital Inc./Le|599105
MCO|MOODY'S CORP|LIME|Lime Brokerage LLC|46354
MCO|MOODY'S CORP|LOOP|Loop Capital Markets LLC|2200
MCO|MOODY'S CORP|LSCI|Lek Securities Corporation|35
MCO|MOODY'S CORP|MACC|Mid Atlantic Capital Corporation|513
MCO|MOODY'S CORP|MACQ|Macquarie Capital (USA) Inc.|100
MCO|MOODY'S CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46540
MCO|MOODY'S CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
MCO|MOODY'S CORP|MOTF|MOTIF INVESTING, INC.|3
MCO|MOODY'S CORP|MSCO|MORGAN STANLEY & CO. LLC|938177
MCO|MOODY'S CORP|MSPL|MORGAN STANLEY & CO. LLC|108100
MCO|MOODY'S CORP|MSTX|MORGAN STANLEY & CO. LLC|31800
MCO|MOODY'S CORP|NEUB|NEUBERGER BERMAN BD LLC|2098
MCO|MOODY'S CORP|NFSC|National Financial Services LLC|102025
MCO|MOODY'S CORP|NITE|VIRTU Americas LLC|134678
MCO|MOODY'S CORP|NQRB|Brut, LLC|7794
MCO|MOODY'S CORP|NTRC|Northern Trust Securities, Inc.|100
MCO|MOODY'S CORP|OHOS|TWO SIGMA SECURITIES, LLC|20796
MCO|MOODY'S CORP|OPCO|Oppenheimer & Co. Inc.|88
MCO|MOODY'S CORP|PCPT|PHILLIP CAPITAL INC.|1
MCO|MOODY'S CORP|PDQM|CODA MARKETS, INC.|64554
MCO|MOODY'S CORP|PHLY|NASDAQ Execution Services, LLC|200
MCO|MOODY'S CORP|PICT|Pictet Overseas Inc.|60
MCO|MOODY'S CORP|PIPR|Piper Jaffray & Co.|2400
MCO|MOODY'S CORP|PWJC|UBS Financial Services, Inc.|714
MCO|MOODY'S CORP|QMSR|QUATTRO M SECURITIES INC.|916
MCO|MOODY'S CORP|RBCM|RBC CAPITAL MARKETS, LLC|5738
MCO|MOODY'S CORP|RHCO|Suntrust Robinson Humphrey, Inc.|7201
MCO|MOODY'S CORP|SAGL|SAGETRADER, LLC|5260
MCO|MOODY'S CORP|SAGW|SAGETRADER, LLC|23
MCO|MOODY'S CORP|SALI|INTL FCSTONE FINANCIAL INC.|23
MCO|MOODY'S CORP|SBSH|Citigroup Global Markets Inc.|86201
MCO|MOODY'S CORP|SEIC|SEI Investments Distribution Co.|100
MCO|MOODY'S CORP|SGMT|GOLDMAN SACHS & CO. LLC|52004
MCO|MOODY'S CORP|SIBO|Prime Executions, Inc.|20716
MCO|MOODY'S CORP|SPDR|SPEEDROUTE LLC|3328
MCO|MOODY'S CORP|SPHN|Stephens Inc.|100
MCO|MOODY'S CORP|STFL|Stifel, Nicolaus & Company, Incorporated|800
MCO|MOODY'S CORP|STKP|STOCKPILE INVESTMENTS, INC.|6
MCO|MOODY'S CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3391
MCO|MOODY'S CORP|SWIM|TD Ameritrade, Inc.|2010
MCO|MOODY'S CORP|SWST|Hilltop Securities Inc.|202
MCO|MOODY'S CORP|TKNG|ALLY INVEST SECURITIES LLC|9
MCO|MOODY'S CORP|TRBT|Tradebot Systems, Inc.|143736
MCO|MOODY'S CORP|TRCM|TRC MARKETS LLC|93279
MCO|MOODY'S CORP|UBSA|UBS SECURITIES LLC|365221
MCO|MOODY'S CORP|UBSS|UBS Securities LLC|596811
MCO|MOODY'S CORP|VALX|VIRTU AMERICAS LLC|29350
MCO|MOODY'S CORP|VGRD|Vanguard Marketing Corporation|2397
MCO|MOODY'S CORP|VSIN|Vision Financial Markets Llc|63
MCO|MOODY'S CORP|WBLR|WILLIAM BLAIR|700
MCO|MOODY'S CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2024
MCO|MOODY'S CORP|WCHV|WELLS FARGO SECURITIES, LLC|32451
MCO|MOODY'S CORP|WDNX|WEEDEN & CO.L.P.|3370
MCO|MOODY'S CORP|WEDB|WEDBUSH SECURITIES INC.|1811
MCO|MOODY'S CORP|WEED|Weeden & Co.L.P.|2840
MCO|MOODY'S CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|238725
MCO|MOODY'S CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4653
MCO|MOODY'S CORP|WGIF|CIBC World Markets Inc.|164
MCO|MOODY'S CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|400
MCO|MOODY'S CORP|WSEA|WOLVERINE SECURITIES, LLC|230
MCO|MOODY'S CORP|XIST|INSTINET, LLC|134338
MCO|MOODY'S CORP|XPQR|Jump Trading|3743
MCO|MOODY'S CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|15272
MCO|MOODY'S CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|5920
MCO|MOODY'S CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2475
MCR|M F S CHARTR INCM TR|ALTX|Alternet Securities Inc.|700
MCR|M F S CHARTR INCM TR|APCC|Apex Clearing Corporation|85
MCR|M F S CHARTR INCM TR|BANK|Primevest Financial Services, Inc.|5
MCR|M F S CHARTR INCM TR|BARD|Robert W. Baird & Co. Incorporated|3176
MCR|M F S CHARTR INCM TR|BATM|CBOE TRADING, INC.|44
MCR|M F S CHARTR INCM TR|BTIG|BTIG, LLC|100
MCR|M F S CHARTR INCM TR|CHAS|Charles Schwab & Co., Inc.|305
MCR|M F S CHARTR INCM TR|CIST|Capital Institutional Services, Inc.|2900
MCR|M F S CHARTR INCM TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1798
MCR|M F S CHARTR INCM TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3209
MCR|M F S CHARTR INCM TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|236
MCR|M F S CHARTR INCM TR|DADA|D.A. Davidson & Co.|3
MCR|M F S CHARTR INCM TR|DAVA|Davenport & Company LLC|7
MCR|M F S CHARTR INCM TR|DBAX|Deutsche Bank Securities Inc.|600
MCR|M F S CHARTR INCM TR|DEAN|MORGAN STANLEY|50949
MCR|M F S CHARTR INCM TR|EBXL|EBX LLC|3500
MCR|M F S CHARTR INCM TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2612
MCR|M F S CHARTR INCM TR|EDJO|Edward D. Jones & Co., L.P.|4551
MCR|M F S CHARTR INCM TR|EGAM|CBOE TRADING, INC.|1000
MCR|M F S CHARTR INCM TR|ETBE|Electronic Transaction Clearing, Inc.|100
MCR|M F S CHARTR INCM TR|ETRS|E*Trade Securities LLC|15656
MCR|M F S CHARTR INCM TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1800
MCR|M F S CHARTR INCM TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3447
MCR|M F S CHARTR INCM TR|FTBR|Foliofn Investments, Inc.|966
MCR|M F S CHARTR INCM TR|GLPX|ACS EXECUTION SERVICES, LLC|700
MCR|M F S CHARTR INCM TR|GSLT|GOLDMAN SACHS & CO. LLC|61
MCR|M F S CHARTR INCM TR|HRBF|American Enterprise Investment Services Inc.|10869
MCR|M F S CHARTR INCM TR|IATS|INTERACTIVE BROKERS LLC|2310
MCR|M F S CHARTR INCM TR|IBKR|Interactive Brokers Llc|10713
MCR|M F S CHARTR INCM TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7222
MCR|M F S CHARTR INCM TR|ICBX|INSTINET, LLC|428
MCR|M F S CHARTR INCM TR|INCA|INSTINET, LLC|800
MCR|M F S CHARTR INCM TR|ISLL|INLET SECURITIES, LLC|6159
MCR|M F S CHARTR INCM TR|ITGI|ITG Inc.|697
MCR|M F S CHARTR INCM TR|ITGP|ITG INC.|400
MCR|M F S CHARTR INCM TR|JANY|Janney Montgomery Scott Inc.|1547
MCR|M F S CHARTR INCM TR|JONE|JonesTrading|600
MCR|M F S CHARTR INCM TR|JPMX|J.P. Morgan Securities LLC|4900
MCR|M F S CHARTR INCM TR|KCGM|VIRTU Americas LLC|2092
MCR|M F S CHARTR INCM TR|LEHM|Barclays Capital Inc./Le|7672
MCR|M F S CHARTR INCM TR|LGNT|COR CLEARING LLC|2357
MCR|M F S CHARTR INCM TR|LIME|Lime Brokerage LLC|128
MCR|M F S CHARTR INCM TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
MCR|M F S CHARTR INCM TR|MSCO|MORGAN STANLEY & CO. LLC|231372
MCR|M F S CHARTR INCM TR|MSPL|MORGAN STANLEY & CO. LLC|8500
MCR|M F S CHARTR INCM TR|NFSC|National Financial Services LLC|71846
MCR|M F S CHARTR INCM TR|NITE|VIRTU Americas LLC|209092
MCR|M F S CHARTR INCM TR|NQRB|Brut, LLC|1474
MCR|M F S CHARTR INCM TR|OPCO|Oppenheimer & Co. Inc.|313
MCR|M F S CHARTR INCM TR|PDQM|CODA MARKETS, INC.|1876
MCR|M F S CHARTR INCM TR|PWJC|UBS Financial Services, Inc.|4909
MCR|M F S CHARTR INCM TR|RBCM|RBC CAPITAL MARKETS, LLC|14652
MCR|M F S CHARTR INCM TR|SALI|INTL FCSTONE FINANCIAL INC.|25
MCR|M F S CHARTR INCM TR|SBSH|Citigroup Global Markets Inc.|3260
MCR|M F S CHARTR INCM TR|SGMT|GOLDMAN SACHS & CO. LLC|400
MCR|M F S CHARTR INCM TR|SPDR|SPEEDROUTE LLC|400
MCR|M F S CHARTR INCM TR|SPHN|Stephens Inc.|47
MCR|M F S CHARTR INCM TR|STFL|Stifel, Nicolaus & Company, Incorporated|35299
MCR|M F S CHARTR INCM TR|SWIM|TD Ameritrade, Inc.|200
MCR|M F S CHARTR INCM TR|SWST|Hilltop Securities Inc.|4689
MCR|M F S CHARTR INCM TR|TKNG|ALLY INVEST SECURITIES LLC|80
MCR|M F S CHARTR INCM TR|TRBT|Tradebot Systems, Inc.|1270
MCR|M F S CHARTR INCM TR|UBSA|UBS SECURITIES LLC|10657
MCR|M F S CHARTR INCM TR|UBSS|UBS Securities LLC|66822
MCR|M F S CHARTR INCM TR|VGRD|Vanguard Marketing Corporation|1131
MCR|M F S CHARTR INCM TR|WCHV|WELLS FARGO SECURITIES, LLC|43946
MCR|M F S CHARTR INCM TR|WEDB|WEDBUSH SECURITIES INC.|1118
MCR|M F S CHARTR INCM TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|276
MCR|M F S CHARTR INCM TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13738
MCR|M F S CHARTR INCM TR|WSEA|WOLVERINE SECURITIES, LLC|790
MCR|M F S CHARTR INCM TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
MCR|M F S CHARTR INCM TR|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MCR|M F S CHARTR INCM TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11451
MCRB|SERES THERAPTC CMN|ALTX|Alternet Securities Inc.|1110
MCRB|SERES THERAPTC CMN|APCC|Apex Clearing Corporation|1672
MCRB|SERES THERAPTC CMN|BANK|Primevest Financial Services, Inc.|9848
MCRB|SERES THERAPTC CMN|BATM|CBOE TRADING, INC.|4170
MCRB|SERES THERAPTC CMN|BAYC|BAY CREST PARTNERS, LLC|840
MCRB|SERES THERAPTC CMN|BERN|Sanford C. Bernstein & Co., LLC|4160
MCRB|SERES THERAPTC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
MCRB|SERES THERAPTC CMN|BMOC|BMO Capital Markets Corp.|3276
MCRB|SERES THERAPTC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2035
MCRB|SERES THERAPTC CMN|BTIG|BTIG, LLC|764371
MCRB|SERES THERAPTC CMN|BYXM|CBOE TRADING, INC.|600
MCRB|SERES THERAPTC CMN|CHAS|Charles Schwab & Co., Inc.|1300
MCRB|SERES THERAPTC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1988
MCRB|SERES THERAPTC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6945
MCRB|SERES THERAPTC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38737
MCRB|SERES THERAPTC CMN|CTDL|Citadel Derivatives Group Llc|6965
MCRB|SERES THERAPTC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3076
MCRB|SERES THERAPTC CMN|DBAB|Deutsche Bank Securities Inc.|107866
MCRB|SERES THERAPTC CMN|DBAX|Deutsche Bank Securities Inc.|22100
MCRB|SERES THERAPTC CMN|DEAN|MORGAN STANLEY|1015
MCRB|SERES THERAPTC CMN|DEGS|RONIN PROFESSIONAL LLC|19663
MCRB|SERES THERAPTC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
MCRB|SERES THERAPTC CMN|EBXL|EBX LLC|27800
MCRB|SERES THERAPTC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|41
MCRB|SERES THERAPTC CMN|EDJO|Edward D. Jones & Co., L.P.|135
MCRB|SERES THERAPTC CMN|EGAM|CBOE TRADING, INC.|4050
MCRB|SERES THERAPTC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|106
MCRB|SERES THERAPTC CMN|EGXM|CBOE TRADING, INC.|770
MCRB|SERES THERAPTC CMN|ETBE|Electronic Transaction Clearing, Inc.|2940
MCRB|SERES THERAPTC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|620
MCRB|SERES THERAPTC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7531
MCRB|SERES THERAPTC CMN|ETRS|E*Trade Securities LLC|53355
MCRB|SERES THERAPTC CMN|FBCO|Credit Suisse Securities (USA) LLC|177707
MCRB|SERES THERAPTC CMN|FILL|Tradestation Securities, Inc.|6530
MCRB|SERES THERAPTC CMN|FMAF|NBCN Inc./ CDS|1314
MCRB|SERES THERAPTC CMN|FOMA|TD AMERITRADE CLEARING, INC.|49741
MCRB|SERES THERAPTC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49046
MCRB|SERES THERAPTC CMN|FTBR|Foliofn Investments, Inc.|148
MCRB|SERES THERAPTC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|6761
MCRB|SERES THERAPTC CMN|GLPX|ACS EXECUTION SERVICES, LLC|8131
MCRB|SERES THERAPTC CMN|GSCO|GOLDMAN SACHS & CO. LLC|206380
MCRB|SERES THERAPTC CMN|GSCS|GOLDMAN SACHS & CO. LLC|23598
MCRB|SERES THERAPTC CMN|GSLT|GOLDMAN SACHS & CO. LLC|667
MCRB|SERES THERAPTC CMN|GTSZ|GTS SECURITIES LLC|3609
MCRB|SERES THERAPTC CMN|HAPX|HAP Trading, LLC|152
MCRB|SERES THERAPTC CMN|HRBF|American Enterprise Investment Services Inc.|400
MCRB|SERES THERAPTC CMN|HSBC|HSBC Securities, Inc.|500
MCRB|SERES THERAPTC CMN|IATS|INTERACTIVE BROKERS LLC|1019
MCRB|SERES THERAPTC CMN|IBKR|Interactive Brokers Llc|31089
MCRB|SERES THERAPTC CMN|ICBX|INSTINET, LLC|4800
MCRB|SERES THERAPTC CMN|IEQY|CITADEL SECURITIES LLC|21671
MCRB|SERES THERAPTC CMN|INCA|INSTINET, LLC|61775
MCRB|SERES THERAPTC CMN|INJX|INSTINET, LLC|3608
MCRB|SERES THERAPTC CMN|ITGI|ITG Inc.|232943
MCRB|SERES THERAPTC CMN|JANY|Janney Montgomery Scott Inc.|200
MCRB|SERES THERAPTC CMN|JEFF|JEFFERIES LLC|12533
MCRB|SERES THERAPTC CMN|JMPT|JUMP TRADING, LLC|8264
MCRB|SERES THERAPTC CMN|JPMX|J.P. Morgan Securities LLC|62255
MCRB|SERES THERAPTC CMN|JSJX|JANE STREET CAPITAL LLC|12927
MCRB|SERES THERAPTC CMN|KCGM|VIRTU Americas LLC|2526
MCRB|SERES THERAPTC CMN|LEHM|Barclays Capital Inc./Le|152334
MCRB|SERES THERAPTC CMN|LIME|Lime Brokerage LLC|141243
MCRB|SERES THERAPTC CMN|LMGP|LIME BROKERAGE LLC|54383
MCRB|SERES THERAPTC CMN|MAXM|Maxim Group LLC|2200
MCRB|SERES THERAPTC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20176
MCRB|SERES THERAPTC CMN|MSCO|MORGAN STANLEY & CO. LLC|460932
MCRB|SERES THERAPTC CMN|MSPL|MORGAN STANLEY & CO. LLC|25500
MCRB|SERES THERAPTC CMN|MSTX|MORGAN STANLEY & CO. LLC|15000
MCRB|SERES THERAPTC CMN|NFSC|National Financial Services LLC|120497
MCRB|SERES THERAPTC CMN|NITE|VIRTU Americas LLC|221151
MCRB|SERES THERAPTC CMN|NITP|VIRTU Americas LLC|15748
MCRB|SERES THERAPTC CMN|NQRB|Brut, LLC|12395
MCRB|SERES THERAPTC CMN|OPCO|Oppenheimer & Co. Inc.|1183
MCRB|SERES THERAPTC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8040
MCRB|SERES THERAPTC CMN|PDQM|CODA MARKETS, INC.|12383
MCRB|SERES THERAPTC CMN|RAJA|Raymond James & Associates, Inc.|600
MCRB|SERES THERAPTC CMN|SAGL|SAGETRADER, LLC|2074
MCRB|SERES THERAPTC CMN|SBSH|Citigroup Global Markets Inc.|190500
MCRB|SERES THERAPTC CMN|SGMT|GOLDMAN SACHS & CO. LLC|11422
MCRB|SERES THERAPTC CMN|SPDR|SPEEDROUTE LLC|6012
MCRB|SERES THERAPTC CMN|SPTD|MINT GLOBAL MARKETS, INC.|300
MCRB|SERES THERAPTC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1200
MCRB|SERES THERAPTC CMN|SWIM|TD Ameritrade, Inc.|33939
MCRB|SERES THERAPTC CMN|TKNG|ALLY INVEST SECURITIES LLC|2547
MCRB|SERES THERAPTC CMN|TRBT|Tradebot Systems, Inc.|37491
MCRB|SERES THERAPTC CMN|TRCM|TRC MARKETS LLC|24082
MCRB|SERES THERAPTC CMN|UBSA|UBS SECURITIES LLC|153664
MCRB|SERES THERAPTC CMN|UBSS|UBS Securities LLC|529318
MCRB|SERES THERAPTC CMN|VALX|VIRTU AMERICAS LLC|4910
MCRB|SERES THERAPTC CMN|VGRD|Vanguard Marketing Corporation|13363
MCRB|SERES THERAPTC CMN|WCHV|WELLS FARGO SECURITIES, LLC|13360
MCRB|SERES THERAPTC CMN|WEDB|WEDBUSH SECURITIES INC.|5500
MCRB|SERES THERAPTC CMN|WEED|Weeden & Co.L.P.|30
MCRB|SERES THERAPTC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1249
MCRB|SERES THERAPTC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3236
MCRB|SERES THERAPTC CMN|WGIF|CIBC World Markets Inc.|1180
MCRB|SERES THERAPTC CMN|WSEA|WOLVERINE SECURITIES, LLC|2597
MCRB|SERES THERAPTC CMN|XIST|INSTINET, LLC|9000
MCRB|SERES THERAPTC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8800
MCRB|SERES THERAPTC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|997
MCRB|SERES THERAPTC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
MCRI|MONARCH CASINO    ##|ALTX|Alternet Securities Inc.|115
MCRI|MONARCH CASINO    ##|APCC|Apex Clearing Corporation|36
MCRI|MONARCH CASINO    ##|AQUA|AQUA SECURITIES L.P.|9900
MCRI|MONARCH CASINO    ##|BATM|CBOE TRADING, INC.|20
MCRI|MONARCH CASINO    ##|BERN|Sanford C. Bernstein & Co., LLC|1109
MCRI|MONARCH CASINO    ##|BLKX|INSTINET, LLC|15810
MCRI|MONARCH CASINO    ##|BMOC|BMO Capital Markets Corp.|1776
MCRI|MONARCH CASINO    ##|BNCH|The Benchmark Company, LLC|7600
MCRI|MONARCH CASINO    ##|BNPX|BNP PARIBAS SECURITIES CORP.|2286
MCRI|MONARCH CASINO    ##|BTIG|BTIG, LLC|3835
MCRI|MONARCH CASINO    ##|BYXM|CBOE TRADING, INC.|510
MCRI|MONARCH CASINO    ##|BZYD|GOLDMAN SACHS & CO. LLC|494
MCRI|MONARCH CASINO    ##|CHAS|Charles Schwab & Co., Inc.|80
MCRI|MONARCH CASINO    ##|CIST|Capital Institutional Services, Inc.|1296
MCRI|MONARCH CASINO    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15626
MCRI|MONARCH CASINO    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3778
MCRI|MONARCH CASINO    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1430
MCRI|MONARCH CASINO    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14602
MCRI|MONARCH CASINO    ##|CTDL|Citadel Derivatives Group Llc|578
MCRI|MONARCH CASINO    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1054
MCRI|MONARCH CASINO    ##|DAVA|Davenport & Company LLC|8897
MCRI|MONARCH CASINO    ##|DBAB|Deutsche Bank Securities Inc.|65667
MCRI|MONARCH CASINO    ##|DBAX|Deutsche Bank Securities Inc.|17300
MCRI|MONARCH CASINO    ##|DEGS|RONIN PROFESSIONAL LLC|8196
MCRI|MONARCH CASINO    ##|EBXL|EBX LLC|8800
MCRI|MONARCH CASINO    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1327
MCRI|MONARCH CASINO    ##|EGAM|CBOE TRADING, INC.|512
MCRI|MONARCH CASINO    ##|EGMT|EG MARKET TECHNOLOGIES LLC|420
MCRI|MONARCH CASINO    ##|EGXM|CBOE TRADING, INC.|11
MCRI|MONARCH CASINO    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|164
MCRI|MONARCH CASINO    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
MCRI|MONARCH CASINO    ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|304
MCRI|MONARCH CASINO    ##|ETRS|E*Trade Securities LLC|410
MCRI|MONARCH CASINO    ##|FBCO|Credit Suisse Securities (USA) LLC|154665
MCRI|MONARCH CASINO    ##|FOMA|TD AMERITRADE CLEARING, INC.|37679
MCRI|MONARCH CASINO    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|629
MCRI|MONARCH CASINO    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22720
MCRI|MONARCH CASINO    ##|FTBR|Foliofn Investments, Inc.|153
MCRI|MONARCH CASINO    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3861
MCRI|MONARCH CASINO    ##|GLPX|ACS EXECUTION SERVICES, LLC|2644
MCRI|MONARCH CASINO    ##|GSCO|GOLDMAN SACHS & CO. LLC|245339
MCRI|MONARCH CASINO    ##|GSCS|GOLDMAN SACHS & CO. LLC|4395
MCRI|MONARCH CASINO    ##|GSLT|GOLDMAN SACHS & CO. LLC|300
MCRI|MONARCH CASINO    ##|GTSZ|GTS SECURITIES LLC|35520
MCRI|MONARCH CASINO    ##|HAPX|HAP Trading, LLC|100
MCRI|MONARCH CASINO    ##|HRBF|American Enterprise Investment Services Inc.|700
MCRI|MONARCH CASINO    ##|IATS|INTERACTIVE BROKERS LLC|1300
MCRI|MONARCH CASINO    ##|IBKR|Interactive Brokers Llc|3873
MCRI|MONARCH CASINO    ##|ICBX|INSTINET, LLC|2700
MCRI|MONARCH CASINO    ##|IEQY|CITADEL SECURITIES LLC|4113
MCRI|MONARCH CASINO    ##|INCA|INSTINET, LLC|30814
MCRI|MONARCH CASINO    ##|INJX|INSTINET, LLC|2070
MCRI|MONARCH CASINO    ##|ITGI|ITG Inc.|4256
MCRI|MONARCH CASINO    ##|ITGP|ITG INC.|20400
MCRI|MONARCH CASINO    ##|JEFF|JEFFERIES LLC|16358
MCRI|MONARCH CASINO    ##|JPBX|J.P. MORGAN SECURITIES LLC|540
MCRI|MONARCH CASINO    ##|JPMX|J.P. Morgan Securities LLC|23731
MCRI|MONARCH CASINO    ##|JSJX|JANE STREET CAPITAL LLC|1176
MCRI|MONARCH CASINO    ##|KCGM|VIRTU Americas LLC|1925
MCRI|MONARCH CASINO    ##|LEHM|Barclays Capital Inc./Le|82588
MCRI|MONARCH CASINO    ##|LIME|Lime Brokerage LLC|37164
MCRI|MONARCH CASINO    ##|LMGP|LIME BROKERAGE LLC|4946
MCRI|MONARCH CASINO    ##|MAXM|Maxim Group LLC|887
MCRI|MONARCH CASINO    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
MCRI|MONARCH CASINO    ##|MOTF|MOTIF INVESTING, INC.|10
MCRI|MONARCH CASINO    ##|MSCO|MORGAN STANLEY & CO. LLC|205374
MCRI|MONARCH CASINO    ##|MSPL|MORGAN STANLEY & CO. LLC|17300
MCRI|MONARCH CASINO    ##|MSTX|MORGAN STANLEY & CO. LLC|400
MCRI|MONARCH CASINO    ##|NFSC|National Financial Services LLC|3477
MCRI|MONARCH CASINO    ##|NITE|VIRTU Americas LLC|41433
MCRI|MONARCH CASINO    ##|NITP|VIRTU Americas LLC|300
MCRI|MONARCH CASINO    ##|NQRB|Brut, LLC|40
MCRI|MONARCH CASINO    ##|PDQM|CODA MARKETS, INC.|4363
MCRI|MONARCH CASINO    ##|PWJC|UBS Financial Services, Inc.|31
MCRI|MONARCH CASINO    ##|RAJA|Raymond James & Associates, Inc.|3060
MCRI|MONARCH CASINO    ##|SAGW|SAGETRADER, LLC|200
MCRI|MONARCH CASINO    ##|SBSH|Citigroup Global Markets Inc.|21182
MCRI|MONARCH CASINO    ##|SGMT|GOLDMAN SACHS & CO. LLC|4557
MCRI|MONARCH CASINO    ##|SPDR|SPEEDROUTE LLC|2101
MCRI|MONARCH CASINO    ##|SPTD|MINT GLOBAL MARKETS, INC.|12182
MCRI|MONARCH CASINO    ##|STFL|Stifel, Nicolaus & Company, Incorporated|758
MCRI|MONARCH CASINO    ##|STXG|Stockcross Financial Services, Inc.|15
MCRI|MONARCH CASINO    ##|SWIM|TD Ameritrade, Inc.|914
MCRI|MONARCH CASINO    ##|TKNG|ALLY INVEST SECURITIES LLC|445
MCRI|MONARCH CASINO    ##|TRBT|Tradebot Systems, Inc.|5427
MCRI|MONARCH CASINO    ##|TRCM|TRC MARKETS LLC|20725
MCRI|MONARCH CASINO    ##|UBSA|UBS SECURITIES LLC|29636
MCRI|MONARCH CASINO    ##|UBSS|UBS Securities LLC|90507
MCRI|MONARCH CASINO    ##|VALX|VIRTU AMERICAS LLC|2808
MCRI|MONARCH CASINO    ##|VGRD|Vanguard Marketing Corporation|27
MCRI|MONARCH CASINO    ##|WCHV|WELLS FARGO SECURITIES, LLC|7573
MCRI|MONARCH CASINO    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2126
MCRI|MONARCH CASINO    ##|WSEA|WOLVERINE SECURITIES, LLC|215
MCRI|MONARCH CASINO    ##|XIST|INSTINET, LLC|5780
MCRI|MONARCH CASINO    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MCRI|MONARCH CASINO    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|431
MCRN|MILACRON HOLDINGS CP|ALTX|Alternet Securities Inc.|8986
MCRN|MILACRON HOLDINGS CP|APCC|Apex Clearing Corporation|6
MCRN|MILACRON HOLDINGS CP|BARD|Robert W. Baird & Co. Incorporated|4600
MCRN|MILACRON HOLDINGS CP|BATM|CBOE TRADING, INC.|4036
MCRN|MILACRON HOLDINGS CP|BERN|Sanford C. Bernstein & Co., LLC|32025
MCRN|MILACRON HOLDINGS CP|BIDS|BIDS TRADING L.P.|7400
MCRN|MILACRON HOLDINGS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|860
MCRN|MILACRON HOLDINGS CP|BLKX|INSTINET, LLC|7900
MCRN|MILACRON HOLDINGS CP|BNPX|BNP PARIBAS SECURITIES CORP.|7873
MCRN|MILACRON HOLDINGS CP|BYXM|CBOE TRADING, INC.|757
MCRN|MILACRON HOLDINGS CP|BZYD|GOLDMAN SACHS & CO. LLC|2177
MCRN|MILACRON HOLDINGS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7120
MCRN|MILACRON HOLDINGS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5987
MCRN|MILACRON HOLDINGS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90448
MCRN|MILACRON HOLDINGS CP|CTDL|Citadel Derivatives Group Llc|4278
MCRN|MILACRON HOLDINGS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|18222
MCRN|MILACRON HOLDINGS CP|DBAB|Deutsche Bank Securities Inc.|37135
MCRN|MILACRON HOLDINGS CP|DBAX|Deutsche Bank Securities Inc.|99000
MCRN|MILACRON HOLDINGS CP|DBUL|Deutsche Bank Securities Inc.|1585
MCRN|MILACRON HOLDINGS CP|DEAN|MORGAN STANLEY|19
MCRN|MILACRON HOLDINGS CP|DEGS|RONIN PROFESSIONAL LLC|971
MCRN|MILACRON HOLDINGS CP|EBXL|EBX LLC|33900
MCRN|MILACRON HOLDINGS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|24370
MCRN|MILACRON HOLDINGS CP|EDJO|Edward D. Jones & Co., L.P.|139
MCRN|MILACRON HOLDINGS CP|EGAM|CBOE TRADING, INC.|15686
MCRN|MILACRON HOLDINGS CP|EGAW|CBOE TRADING, INC.|200
MCRN|MILACRON HOLDINGS CP|EGMT|EG MARKET TECHNOLOGIES LLC|400
MCRN|MILACRON HOLDINGS CP|EGXM|CBOE TRADING, INC.|1914
MCRN|MILACRON HOLDINGS CP|ETBE|Electronic Transaction Clearing, Inc.|2497
MCRN|MILACRON HOLDINGS CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|246
MCRN|MILACRON HOLDINGS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3881
MCRN|MILACRON HOLDINGS CP|ETRS|E*Trade Securities LLC|2681
MCRN|MILACRON HOLDINGS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|885
MCRN|MILACRON HOLDINGS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60546
MCRN|MILACRON HOLDINGS CP|FTBR|Foliofn Investments, Inc.|78
MCRN|MILACRON HOLDINGS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|119
MCRN|MILACRON HOLDINGS CP|GLIS|TD Securities Inc|200
MCRN|MILACRON HOLDINGS CP|GLPX|ACS EXECUTION SERVICES, LLC|12281
MCRN|MILACRON HOLDINGS CP|GSCO|GOLDMAN SACHS & CO. LLC|204341
MCRN|MILACRON HOLDINGS CP|GSCS|GOLDMAN SACHS & CO. LLC|12976
MCRN|MILACRON HOLDINGS CP|GSLT|GOLDMAN SACHS & CO. LLC|1858
MCRN|MILACRON HOLDINGS CP|GTSZ|GTS SECURITIES LLC|16722
MCRN|MILACRON HOLDINGS CP|HPPX|POTAMUS TRADING, LLC|1142
MCRN|MILACRON HOLDINGS CP|HRBF|American Enterprise Investment Services Inc.|322
MCRN|MILACRON HOLDINGS CP|IATS|INTERACTIVE BROKERS LLC|1203
MCRN|MILACRON HOLDINGS CP|IBKR|Interactive Brokers Llc|8644
MCRN|MILACRON HOLDINGS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1601
MCRN|MILACRON HOLDINGS CP|ICBX|INSTINET, LLC|24568
MCRN|MILACRON HOLDINGS CP|IEQY|CITADEL SECURITIES LLC|20776
MCRN|MILACRON HOLDINGS CP|INCA|INSTINET, LLC|61452
MCRN|MILACRON HOLDINGS CP|INJX|INSTINET, LLC|4678
MCRN|MILACRON HOLDINGS CP|ITGI|ITG Inc.|21298
MCRN|MILACRON HOLDINGS CP|ITGP|ITG INC.|67400
MCRN|MILACRON HOLDINGS CP|JEFF|JEFFERIES LLC|4862
MCRN|MILACRON HOLDINGS CP|JMPT|JUMP TRADING, LLC|10030
MCRN|MILACRON HOLDINGS CP|JPBX|J.P. MORGAN SECURITIES LLC|14889
MCRN|MILACRON HOLDINGS CP|JPMX|J.P. Morgan Securities LLC|132375
MCRN|MILACRON HOLDINGS CP|JSJX|JANE STREET CAPITAL LLC|12764
MCRN|MILACRON HOLDINGS CP|KCGM|VIRTU Americas LLC|10397
MCRN|MILACRON HOLDINGS CP|LEHM|Barclays Capital Inc./Le|136927
MCRN|MILACRON HOLDINGS CP|LIME|Lime Brokerage LLC|12240
MCRN|MILACRON HOLDINGS CP|LOOP|Loop Capital Markets LLC|2508
MCRN|MILACRON HOLDINGS CP|LQNA|LIQUIDNET, INC.|115800
MCRN|MILACRON HOLDINGS CP|LQNB|LIQUIDNET, INC.|15607
MCRN|MILACRON HOLDINGS CP|MACQ|Macquarie Capital (USA) Inc.|8285
MCRN|MILACRON HOLDINGS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50707
MCRN|MILACRON HOLDINGS CP|MSCO|MORGAN STANLEY & CO. LLC|300007
MCRN|MILACRON HOLDINGS CP|MSPL|MORGAN STANLEY & CO. LLC|86400
MCRN|MILACRON HOLDINGS CP|MSTX|MORGAN STANLEY & CO. LLC|33400
MCRN|MILACRON HOLDINGS CP|NFSC|National Financial Services LLC|10434
MCRN|MILACRON HOLDINGS CP|NITE|VIRTU Americas LLC|44998
MCRN|MILACRON HOLDINGS CP|NQRB|Brut, LLC|6234
MCRN|MILACRON HOLDINGS CP|OPCO|Oppenheimer & Co. Inc.|25051
MCRN|MILACRON HOLDINGS CP|PDQM|CODA MARKETS, INC.|37982
MCRN|MILACRON HOLDINGS CP|PWJC|UBS Financial Services, Inc.|18
MCRN|MILACRON HOLDINGS CP|RBCM|RBC CAPITAL MARKETS, LLC|5750
MCRN|MILACRON HOLDINGS CP|SAGL|SAGETRADER, LLC|1036
MCRN|MILACRON HOLDINGS CP|SAGW|SAGETRADER, LLC|349
MCRN|MILACRON HOLDINGS CP|SBSH|Citigroup Global Markets Inc.|55643
MCRN|MILACRON HOLDINGS CP|SGMT|GOLDMAN SACHS & CO. LLC|42373
MCRN|MILACRON HOLDINGS CP|SPDR|SPEEDROUTE LLC|9810
MCRN|MILACRON HOLDINGS CP|STFL|Stifel, Nicolaus & Company, Incorporated|58632
MCRN|MILACRON HOLDINGS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2900
MCRN|MILACRON HOLDINGS CP|TRBT|Tradebot Systems, Inc.|65286
MCRN|MILACRON HOLDINGS CP|TRCM|TRC MARKETS LLC|26585
MCRN|MILACRON HOLDINGS CP|UBSA|UBS SECURITIES LLC|142917
MCRN|MILACRON HOLDINGS CP|UBSS|UBS Securities LLC|170948
MCRN|MILACRON HOLDINGS CP|VALX|VIRTU AMERICAS LLC|5736
MCRN|MILACRON HOLDINGS CP|VGRD|Vanguard Marketing Corporation|200
MCRN|MILACRON HOLDINGS CP|WCHV|WELLS FARGO SECURITIES, LLC|23938
MCRN|MILACRON HOLDINGS CP|WEED|Weeden & Co.L.P.|69298
MCRN|MILACRON HOLDINGS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1080
MCRN|MILACRON HOLDINGS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|996
MCRN|MILACRON HOLDINGS CP|WSAG|WALL STREET ACCESS|549
MCRN|MILACRON HOLDINGS CP|WSEA|WOLVERINE SECURITIES, LLC|12
MCRN|MILACRON HOLDINGS CP|XIST|INSTINET, LLC|5000
MCRN|MILACRON HOLDINGS CP|XPQR|Jump Trading|685
MCRN|MILACRON HOLDINGS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1408
MCRN|MILACRON HOLDINGS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|175
MCRN|MILACRON HOLDINGS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
MCRO|IQ HEDGE MACRO TRACK|APCC|Apex Clearing Corporation|4
MCRO|IQ HEDGE MACRO TRACK|FMAF|NBCN Inc./ CDS|30
MCRO|IQ HEDGE MACRO TRACK|FTBR|Foliofn Investments, Inc.|2
MCRO|IQ HEDGE MACRO TRACK|KCGM|VIRTU Americas LLC|100
MCRO|IQ HEDGE MACRO TRACK|MSCO|MORGAN STANLEY & CO. LLC|11
MCRO|IQ HEDGE MACRO TRACK|NFSC|National Financial Services LLC|375
MCRO|IQ HEDGE MACRO TRACK|NITE|VIRTU Americas LLC|721
MCRO|IQ HEDGE MACRO TRACK|STFL|Stifel, Nicolaus & Company, Incorporated|200
MCRO|IQ HEDGE MACRO TRACK|UBSS|UBS Securities LLC|538
MCS|MARCUS CP|APCC|Apex Clearing Corporation|1
MCS|MARCUS CP|BANK|Primevest Financial Services, Inc.|5
MCS|MARCUS CP|BARD|Robert W. Baird & Co. Incorporated|2451
MCS|MARCUS CP|BATM|CBOE TRADING, INC.|110
MCS|MARCUS CP|BERN|Sanford C. Bernstein & Co., LLC|1200
MCS|MARCUS CP|BNPX|BNP PARIBAS SECURITIES CORP.|4747
MCS|MARCUS CP|BRVL|BLAYLOCK VAN, LLC|500
MCS|MARCUS CP|BTIG|BTIG, LLC|210
MCS|MARCUS CP|BZYD|GOLDMAN SACHS & CO. LLC|100
MCS|MARCUS CP|CHAS|Charles Schwab & Co., Inc.|118
MCS|MARCUS CP|CIST|Capital Institutional Services, Inc.|262
MCS|MARCUS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10525
MCS|MARCUS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5
MCS|MARCUS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14785
MCS|MARCUS CP|CTDL|Citadel Derivatives Group Llc|190
MCS|MARCUS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3712
MCS|MARCUS CP|DBAB|Deutsche Bank Securities Inc.|6521
MCS|MARCUS CP|DBAX|Deutsche Bank Securities Inc.|7200
MCS|MARCUS CP|DEAN|MORGAN STANLEY|100
MCS|MARCUS CP|DEGS|RONIN PROFESSIONAL LLC|100
MCS|MARCUS CP|EBXL|EBX LLC|4100
MCS|MARCUS CP|EDJO|Edward D. Jones & Co., L.P.|1363
MCS|MARCUS CP|EGAM|CBOE TRADING, INC.|355
MCS|MARCUS CP|EGXM|CBOE TRADING, INC.|100
MCS|MARCUS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2004
MCS|MARCUS CP|ETRS|E*Trade Securities LLC|3584
MCS|MARCUS CP|FBSB|U.S. Bancorp Investments, Inc.|2
MCS|MARCUS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MCS|MARCUS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3892
MCS|MARCUS CP|FTBR|Foliofn Investments, Inc.|3842
MCS|MARCUS CP|GSCO|GOLDMAN SACHS & CO. LLC|105834
MCS|MARCUS CP|GSCS|GOLDMAN SACHS & CO. LLC|200
MCS|MARCUS CP|GSLT|GOLDMAN SACHS & CO. LLC|80
MCS|MARCUS CP|GTSZ|GTS SECURITIES LLC|1289
MCS|MARCUS CP|HRBF|American Enterprise Investment Services Inc.|973
MCS|MARCUS CP|IBKR|Interactive Brokers Llc|838
MCS|MARCUS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|149
MCS|MARCUS CP|ICBX|INSTINET, LLC|2500
MCS|MARCUS CP|IEQY|CITADEL SECURITIES LLC|501
MCS|MARCUS CP|INCA|INSTINET, LLC|3613
MCS|MARCUS CP|INJX|INSTINET, LLC|899
MCS|MARCUS CP|ITGI|ITG Inc.|9716
MCS|MARCUS CP|ITGP|ITG INC.|13400
MCS|MARCUS CP|JEFF|JEFFERIES LLC|4290
MCS|MARCUS CP|JPBX|J.P. MORGAN SECURITIES LLC|1660
MCS|MARCUS CP|JPMX|J.P. Morgan Securities LLC|11522
MCS|MARCUS CP|KCGM|VIRTU Americas LLC|2769
MCS|MARCUS CP|LEHM|Barclays Capital Inc./Le|11793
MCS|MARCUS CP|LIME|Lime Brokerage LLC|3488
MCS|MARCUS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4826
MCS|MARCUS CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
MCS|MARCUS CP|MSCO|MORGAN STANLEY & CO. LLC|33808
MCS|MARCUS CP|MSPL|MORGAN STANLEY & CO. LLC|2200
MCS|MARCUS CP|MSTX|MORGAN STANLEY & CO. LLC|1400
MCS|MARCUS CP|NFSC|National Financial Services LLC|7522
MCS|MARCUS CP|NITE|VIRTU Americas LLC|19277
MCS|MARCUS CP|NQRB|Brut, LLC|400
MCS|MARCUS CP|PDQM|CODA MARKETS, INC.|998
MCS|MARCUS CP|PWJC|UBS Financial Services, Inc.|1000
MCS|MARCUS CP|RBCM|RBC CAPITAL MARKETS, LLC|1000
MCS|MARCUS CP|SBSH|Citigroup Global Markets Inc.|9012
MCS|MARCUS CP|SGMT|GOLDMAN SACHS & CO. LLC|8118
MCS|MARCUS CP|SPDR|SPEEDROUTE LLC|600
MCS|MARCUS CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
MCS|MARCUS CP|STFL|Stifel, Nicolaus & Company, Incorporated|3358
MCS|MARCUS CP|TRBT|Tradebot Systems, Inc.|1090
MCS|MARCUS CP|TRCM|TRC MARKETS LLC|682
MCS|MARCUS CP|UBSA|UBS SECURITIES LLC|37848
MCS|MARCUS CP|UBSS|UBS Securities LLC|45936
MCS|MARCUS CP|VALX|VIRTU AMERICAS LLC|1095
MCS|MARCUS CP|VGRD|Vanguard Marketing Corporation|22
MCS|MARCUS CP|WCHV|WELLS FARGO SECURITIES, LLC|13065
MCS|MARCUS CP|WEED|Weeden & Co.L.P.|3000
MCS|MARCUS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1382
MCS|MARCUS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|255
MCS|MARCUS CP|WSEA|WOLVERINE SECURITIES, LLC|1
MCS|MARCUS CP|XIST|INSTINET, LLC|1000
MCS|MARCUS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MCV|MEDLEY CAPITAL CORP|CIST|Capital Institutional Services, Inc.|740
MCV|MEDLEY CAPITAL CORP|DEAN|MORGAN STANLEY|10
MCV|MEDLEY CAPITAL CORP|EBXL|EBX LLC|100
MCV|MEDLEY CAPITAL CORP|ETRS|E*Trade Securities LLC|600
MCV|MEDLEY CAPITAL CORP|GTSZ|GTS SECURITIES LLC|100
MCV|MEDLEY CAPITAL CORP|IATS|INTERACTIVE BROKERS LLC|355
MCV|MEDLEY CAPITAL CORP|IBKR|Interactive Brokers Llc|3587
MCV|MEDLEY CAPITAL CORP|INCA|INSTINET, LLC|423
MCV|MEDLEY CAPITAL CORP|JANY|Janney Montgomery Scott Inc.|1230
MCV|MEDLEY CAPITAL CORP|LEHM|Barclays Capital Inc./Le|200
MCV|MEDLEY CAPITAL CORP|LIME|Lime Brokerage LLC|83
MCV|MEDLEY CAPITAL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MCV|MEDLEY CAPITAL CORP|MSCO|MORGAN STANLEY & CO. LLC|350
MCV|MEDLEY CAPITAL CORP|NFSC|National Financial Services LLC|2055
MCV|MEDLEY CAPITAL CORP|NITE|VIRTU Americas LLC|8666
MCV|MEDLEY CAPITAL CORP|OPCO|Oppenheimer & Co. Inc.|747
MCV|MEDLEY CAPITAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|3042
MCV|MEDLEY CAPITAL CORP|UBSA|UBS SECURITIES LLC|700
MCV|MEDLEY CAPITAL CORP|UBSS|UBS Securities LLC|1812
MCV|MEDLEY CAPITAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|22695
MCX|MEDLEY CAP CP 6.5 NT|BATM|CBOE TRADING, INC.|100
MCX|MEDLEY CAP CP 6.5 NT|ETRS|E*Trade Securities LLC|1300
MCX|MEDLEY CAP CP 6.5 NT|IATS|INTERACTIVE BROKERS LLC|2400
MCX|MEDLEY CAP CP 6.5 NT|IBKR|Interactive Brokers Llc|2900
MCX|MEDLEY CAP CP 6.5 NT|JANY|Janney Montgomery Scott Inc.|1830
MCX|MEDLEY CAP CP 6.5 NT|NFSC|National Financial Services LLC|1398
MCX|MEDLEY CAP CP 6.5 NT|NITE|VIRTU Americas LLC|19910
MCX|MEDLEY CAP CP 6.5 NT|OPCO|Oppenheimer & Co. Inc.|1100
MCX|MEDLEY CAP CP 6.5 NT|STFL|Stifel, Nicolaus & Company, Incorporated|9816
MCX|MEDLEY CAP CP 6.5 NT|UBSA|UBS SECURITIES LLC|200
MCX|MEDLEY CAP CP 6.5 NT|UBSS|UBS Securities LLC|231
MCX|MEDLEY CAP CP 6.5 NT|VGRD|Vanguard Marketing Corporation|1621
MCX|MEDLEY CAP CP 6.5 NT|WCHV|WELLS FARGO SECURITIES, LLC|531
MCY|MERCURY GENERAL CP|ALTX|Alternet Securities Inc.|2183
MCY|MERCURY GENERAL CP|APCC|Apex Clearing Corporation|51
MCY|MERCURY GENERAL CP|BANK|Primevest Financial Services, Inc.|2
MCY|MERCURY GENERAL CP|BARD|Robert W. Baird & Co. Incorporated|3262
MCY|MERCURY GENERAL CP|BATM|CBOE TRADING, INC.|5193
MCY|MERCURY GENERAL CP|BBNT|BB&T SECURITIES, LLC|1
MCY|MERCURY GENERAL CP|BERN|Sanford C. Bernstein & Co., LLC|133
MCY|MERCURY GENERAL CP|BKCM|BNY Mellon Capital Markets LLC|6901
MCY|MERCURY GENERAL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1630
MCY|MERCURY GENERAL CP|BLKX|INSTINET, LLC|5000
MCY|MERCURY GENERAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|11997
MCY|MERCURY GENERAL CP|BRVL|BLAYLOCK VAN, LLC|600
MCY|MERCURY GENERAL CP|BTIG|BTIG, LLC|4017
MCY|MERCURY GENERAL CP|BYXM|CBOE TRADING, INC.|300
MCY|MERCURY GENERAL CP|BZYD|GOLDMAN SACHS & CO. LLC|100
MCY|MERCURY GENERAL CP|CANT|Cantor Fitzgerald & Co.|4455
MCY|MERCURY GENERAL CP|CHAS|Charles Schwab & Co., Inc.|256
MCY|MERCURY GENERAL CP|CIST|Capital Institutional Services, Inc.|100
MCY|MERCURY GENERAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1061
MCY|MERCURY GENERAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MCY|MERCURY GENERAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33734
MCY|MERCURY GENERAL CP|CTDL|Citadel Derivatives Group Llc|7101
MCY|MERCURY GENERAL CP|CTLR|CUTLER GROUP, LP|100
MCY|MERCURY GENERAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|7150
MCY|MERCURY GENERAL CP|DADA|D.A. Davidson & Co.|79
MCY|MERCURY GENERAL CP|DBAB|Deutsche Bank Securities Inc.|69744
MCY|MERCURY GENERAL CP|DBAX|Deutsche Bank Securities Inc.|21200
MCY|MERCURY GENERAL CP|DBUL|Deutsche Bank Securities Inc.|700
MCY|MERCURY GENERAL CP|DEAN|MORGAN STANLEY|427
MCY|MERCURY GENERAL CP|EBXL|EBX LLC|11300
MCY|MERCURY GENERAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|406
MCY|MERCURY GENERAL CP|EDJO|Edward D. Jones & Co., L.P.|469
MCY|MERCURY GENERAL CP|EGAM|CBOE TRADING, INC.|2239
MCY|MERCURY GENERAL CP|EGMT|EG MARKET TECHNOLOGIES LLC|21
MCY|MERCURY GENERAL CP|EGXM|CBOE TRADING, INC.|506
MCY|MERCURY GENERAL CP|EGXW|CBOE TRADING, INC.|100
MCY|MERCURY GENERAL CP|ETBE|Electronic Transaction Clearing, Inc.|1067
MCY|MERCURY GENERAL CP|ETCC|Electronic Transaction Clearing, Inc.|100
MCY|MERCURY GENERAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7946
MCY|MERCURY GENERAL CP|ETRS|E*Trade Securities LLC|7567
MCY|MERCURY GENERAL CP|FILL|Tradestation Securities, Inc.|174
MCY|MERCURY GENERAL CP|FMAF|NBCN Inc./ CDS|1032
MCY|MERCURY GENERAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|513
MCY|MERCURY GENERAL CP|FQLS|Quantlab Securities LP|53390
MCY|MERCURY GENERAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54220
MCY|MERCURY GENERAL CP|FTBR|Foliofn Investments, Inc.|3462
MCY|MERCURY GENERAL CP|GLPX|ACS EXECUTION SERVICES, LLC|7815
MCY|MERCURY GENERAL CP|GSCO|GOLDMAN SACHS & CO. LLC|134508
MCY|MERCURY GENERAL CP|GSLT|GOLDMAN SACHS & CO. LLC|1524
MCY|MERCURY GENERAL CP|GTSZ|GTS SECURITIES LLC|25537
MCY|MERCURY GENERAL CP|HRBF|American Enterprise Investment Services Inc.|1227
MCY|MERCURY GENERAL CP|IATS|INTERACTIVE BROKERS LLC|210
MCY|MERCURY GENERAL CP|IBKR|Interactive Brokers Llc|1302
MCY|MERCURY GENERAL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
MCY|MERCURY GENERAL CP|ICBX|INSTINET, LLC|2200
MCY|MERCURY GENERAL CP|IEQY|CITADEL SECURITIES LLC|26452
MCY|MERCURY GENERAL CP|INCA|INSTINET, LLC|71856
MCY|MERCURY GENERAL CP|INJX|INSTINET, LLC|3735
MCY|MERCURY GENERAL CP|ITGI|ITG Inc.|7543
MCY|MERCURY GENERAL CP|ITGP|ITG INC.|4400
MCY|MERCURY GENERAL CP|JANY|Janney Montgomery Scott Inc.|2
MCY|MERCURY GENERAL CP|JEFF|JEFFERIES LLC|23515
MCY|MERCURY GENERAL CP|JMPT|JUMP TRADING, LLC|8242
MCY|MERCURY GENERAL CP|JPBX|J.P. MORGAN SECURITIES LLC|7455
MCY|MERCURY GENERAL CP|JPMX|J.P. Morgan Securities LLC|38839
MCY|MERCURY GENERAL CP|JSJX|JANE STREET CAPITAL LLC|11857
MCY|MERCURY GENERAL CP|KCGM|VIRTU Americas LLC|4217
MCY|MERCURY GENERAL CP|LEHM|Barclays Capital Inc./Le|100604
MCY|MERCURY GENERAL CP|LGNT|COR CLEARING LLC|1
MCY|MERCURY GENERAL CP|LIME|Lime Brokerage LLC|16442
MCY|MERCURY GENERAL CP|MACC|Mid Atlantic Capital Corporation|825
MCY|MERCURY GENERAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12900
MCY|MERCURY GENERAL CP|MOTF|MOTIF INVESTING, INC.|9
MCY|MERCURY GENERAL CP|MSCO|MORGAN STANLEY & CO. LLC|234761
MCY|MERCURY GENERAL CP|MSPL|MORGAN STANLEY & CO. LLC|36500
MCY|MERCURY GENERAL CP|MSTX|MORGAN STANLEY & CO. LLC|51200
MCY|MERCURY GENERAL CP|NFSC|National Financial Services LLC|31194
MCY|MERCURY GENERAL CP|NITE|VIRTU Americas LLC|90647
MCY|MERCURY GENERAL CP|NITP|VIRTU Americas LLC|100
MCY|MERCURY GENERAL CP|NQRB|Brut, LLC|1374
MCY|MERCURY GENERAL CP|NTRC|Northern Trust Securities, Inc.|309
MCY|MERCURY GENERAL CP|OPCO|Oppenheimer & Co. Inc.|45
MCY|MERCURY GENERAL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5283
MCY|MERCURY GENERAL CP|PCPT|PHILLIP CAPITAL INC.|50
MCY|MERCURY GENERAL CP|PDQM|CODA MARKETS, INC.|16034
MCY|MERCURY GENERAL CP|PWJC|UBS Financial Services, Inc.|50
MCY|MERCURY GENERAL CP|RBCM|RBC CAPITAL MARKETS, LLC|1053
MCY|MERCURY GENERAL CP|SAGL|SAGETRADER, LLC|7050
MCY|MERCURY GENERAL CP|SBSH|Citigroup Global Markets Inc.|13890
MCY|MERCURY GENERAL CP|SGMT|GOLDMAN SACHS & CO. LLC|9788
MCY|MERCURY GENERAL CP|SPDR|SPEEDROUTE LLC|1200
MCY|MERCURY GENERAL CP|SPHN|Stephens Inc.|794
MCY|MERCURY GENERAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|236
MCY|MERCURY GENERAL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2196
MCY|MERCURY GENERAL CP|SWIM|TD Ameritrade, Inc.|2980
MCY|MERCURY GENERAL CP|SWST|Hilltop Securities Inc.|88
MCY|MERCURY GENERAL CP|TKNG|ALLY INVEST SECURITIES LLC|236
MCY|MERCURY GENERAL CP|TRBT|Tradebot Systems, Inc.|29410
MCY|MERCURY GENERAL CP|TRCM|TRC MARKETS LLC|12172
MCY|MERCURY GENERAL CP|TWTT|TASTYWORKS, INC.|40
MCY|MERCURY GENERAL CP|UBSA|UBS SECURITIES LLC|76671
MCY|MERCURY GENERAL CP|UBSS|UBS Securities LLC|176894
MCY|MERCURY GENERAL CP|VALX|VIRTU AMERICAS LLC|4287
MCY|MERCURY GENERAL CP|VGRD|Vanguard Marketing Corporation|4222
MCY|MERCURY GENERAL CP|WABR|Wall Street Access|2838
MCY|MERCURY GENERAL CP|WBET|Wallachbeth Capital LLC|6194
MCY|MERCURY GENERAL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|284
MCY|MERCURY GENERAL CP|WCHV|WELLS FARGO SECURITIES, LLC|9661
MCY|MERCURY GENERAL CP|WEDB|WEDBUSH SECURITIES INC.|607
MCY|MERCURY GENERAL CP|WEED|Weeden & Co.L.P.|3410
MCY|MERCURY GENERAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|975
MCY|MERCURY GENERAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3366
MCY|MERCURY GENERAL CP|WSEA|WOLVERINE SECURITIES, LLC|260
MCY|MERCURY GENERAL CP|XIST|INSTINET, LLC|8200
MCY|MERCURY GENERAL CP|XPQR|Jump Trading|2736
MCY|MERCURY GENERAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3170
MCY|MERCURY GENERAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2350
MCY|MERCURY GENERAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4595
MD|MEDNAX, INC|ALTX|Alternet Securities Inc.|6170
MD|MEDNAX, INC|ANOS|ABEL/NOSER, L.L.C.|2014
MD|MEDNAX, INC|APCC|Apex Clearing Corporation|4035
MD|MEDNAX, INC|BANK|Primevest Financial Services, Inc.|226
MD|MEDNAX, INC|BARD|Robert W. Baird & Co. Incorporated|1117
MD|MEDNAX, INC|BATM|CBOE TRADING, INC.|4942
MD|MEDNAX, INC|BAYC|BAY CREST PARTNERS, LLC|58820
MD|MEDNAX, INC|BBNT|BB&T SECURITIES, LLC|8631
MD|MEDNAX, INC|BERN|Sanford C. Bernstein & Co., LLC|12449
MD|MEDNAX, INC|BIDS|BIDS TRADING L.P.|500
MD|MEDNAX, INC|BKCM|BNY Mellon Capital Markets LLC|25845
MD|MEDNAX, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2815
MD|MEDNAX, INC|BLKX|INSTINET, LLC|362400
MD|MEDNAX, INC|BMOC|BMO Capital Markets Corp.|50
MD|MEDNAX, INC|BNPX|BNP PARIBAS SECURITIES CORP.|97508
MD|MEDNAX, INC|BRVL|BLAYLOCK VAN, LLC|700
MD|MEDNAX, INC|BTIG|BTIG, LLC|135050
MD|MEDNAX, INC|BYXM|CBOE TRADING, INC.|1918
MD|MEDNAX, INC|BZYD|GOLDMAN SACHS & CO. LLC|300
MD|MEDNAX, INC|CANT|Cantor Fitzgerald & Co.|31
MD|MEDNAX, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|38800
MD|MEDNAX, INC|CHAS|Charles Schwab & Co., Inc.|2741
MD|MEDNAX, INC|CIST|Capital Institutional Services, Inc.|8260
MD|MEDNAX, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300788
MD|MEDNAX, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7361
MD|MEDNAX, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3123
MD|MEDNAX, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|327099
MD|MEDNAX, INC|CTDL|Citadel Derivatives Group Llc|21783
MD|MEDNAX, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|21268
MD|MEDNAX, INC|DADA|D.A. Davidson & Co.|600
MD|MEDNAX, INC|DAVA|Davenport & Company LLC|1880
MD|MEDNAX, INC|DBAB|Deutsche Bank Securities Inc.|254866
MD|MEDNAX, INC|DBAX|Deutsche Bank Securities Inc.|313700
MD|MEDNAX, INC|DBUL|Deutsche Bank Securities Inc.|602
MD|MEDNAX, INC|DCHF|Dart Executions, LLC|701
MD|MEDNAX, INC|DEAN|MORGAN STANLEY|14294
MD|MEDNAX, INC|DEGS|RONIN PROFESSIONAL LLC|95
MD|MEDNAX, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17761
MD|MEDNAX, INC|EBXL|EBX LLC|150400
MD|MEDNAX, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|17870
MD|MEDNAX, INC|EDJO|Edward D. Jones & Co., L.P.|1447
MD|MEDNAX, INC|EGAM|CBOE TRADING, INC.|16258
MD|MEDNAX, INC|EGAW|CBOE TRADING, INC.|148
MD|MEDNAX, INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
MD|MEDNAX, INC|EGXM|CBOE TRADING, INC.|6430
MD|MEDNAX, INC|EGXW|CBOE TRADING, INC.|100
MD|MEDNAX, INC|EROP|Eroom Securities L.L.C.|1350
MD|MEDNAX, INC|ETBE|Electronic Transaction Clearing, Inc.|11567
MD|MEDNAX, INC|ETCC|Electronic Transaction Clearing, Inc.|787
MD|MEDNAX, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21561
MD|MEDNAX, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MD|MEDNAX, INC|ETRS|E*Trade Securities LLC|16046
MD|MEDNAX, INC|FBSB|U.S. Bancorp Investments, Inc.|10
MD|MEDNAX, INC|FILL|Tradestation Securities, Inc.|569
MD|MEDNAX, INC|FMAF|NBCN Inc./ CDS|120
MD|MEDNAX, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|952
MD|MEDNAX, INC|FQLS|Quantlab Securities LP|168599
MD|MEDNAX, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117200
MD|MEDNAX, INC|FTBR|Foliofn Investments, Inc.|1838
MD|MEDNAX, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2611
MD|MEDNAX, INC|GLPX|ACS EXECUTION SERVICES, LLC|36197
MD|MEDNAX, INC|GSCO|GOLDMAN SACHS & CO. LLC|1093416
MD|MEDNAX, INC|GSCS|GOLDMAN SACHS & CO. LLC|8246
MD|MEDNAX, INC|GSLT|GOLDMAN SACHS & CO. LLC|10098
MD|MEDNAX, INC|GTSZ|GTS SECURITIES LLC|57829
MD|MEDNAX, INC|HRBF|American Enterprise Investment Services Inc.|854
MD|MEDNAX, INC|HSBC|HSBC Securities, Inc.|34
MD|MEDNAX, INC|IATS|INTERACTIVE BROKERS LLC|15880
MD|MEDNAX, INC|IBKR|Interactive Brokers Llc|25338
MD|MEDNAX, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|307
MD|MEDNAX, INC|ICBX|INSTINET, LLC|91407
MD|MEDNAX, INC|IEQY|CITADEL SECURITIES LLC|79803
MD|MEDNAX, INC|INCA|INSTINET, LLC|256111
MD|MEDNAX, INC|INJX|INSTINET, LLC|58298
MD|MEDNAX, INC|ITGI|ITG Inc.|116994
MD|MEDNAX, INC|ITGP|ITG INC.|603600
MD|MEDNAX, INC|JANY|Janney Montgomery Scott Inc.|421
MD|MEDNAX, INC|JEFF|JEFFERIES LLC|223299
MD|MEDNAX, INC|JMPT|JUMP TRADING, LLC|56343
MD|MEDNAX, INC|JONE|JonesTrading|21482
MD|MEDNAX, INC|JPBX|J.P. MORGAN SECURITIES LLC|87881
MD|MEDNAX, INC|JPMX|J.P. Morgan Securities LLC|409960
MD|MEDNAX, INC|JRCO|Johnson Rice & Company L.L.C.|90
MD|MEDNAX, INC|JSJX|JANE STREET CAPITAL LLC|6970
MD|MEDNAX, INC|KCGM|VIRTU Americas LLC|48744
MD|MEDNAX, INC|LEHM|Barclays Capital Inc./Le|688378
MD|MEDNAX, INC|LIME|Lime Brokerage LLC|19307
MD|MEDNAX, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|78000
MD|MEDNAX, INC|LQNA|LIQUIDNET, INC.|191000
MD|MEDNAX, INC|LQNB|LIQUIDNET, INC.|10000
MD|MEDNAX, INC|LSCI|Lek Securities Corporation|103
MD|MEDNAX, INC|MBTS|ALLY INVEST SECURITIES LLC|29
MD|MEDNAX, INC|MKMP|MKM Partners LLC|1000
MD|MEDNAX, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|184177
MD|MEDNAX, INC|MOTF|MOTIF INVESTING, INC.|5
MD|MEDNAX, INC|MSCO|MORGAN STANLEY & CO. LLC|953790
MD|MEDNAX, INC|MSPL|MORGAN STANLEY & CO. LLC|280100
MD|MEDNAX, INC|MSTX|MORGAN STANLEY & CO. LLC|37700
MD|MEDNAX, INC|NFSC|National Financial Services LLC|104119
MD|MEDNAX, INC|NITE|VIRTU Americas LLC|183837
MD|MEDNAX, INC|NITP|VIRTU Americas LLC|503
MD|MEDNAX, INC|NQRB|Brut, LLC|11486
MD|MEDNAX, INC|NTRC|Northern Trust Securities, Inc.|72
MD|MEDNAX, INC|OHOS|TWO SIGMA SECURITIES, LLC|3187
MD|MEDNAX, INC|OPCO|Oppenheimer & Co. Inc.|2765
MD|MEDNAX, INC|PDQM|CODA MARKETS, INC.|88732
MD|MEDNAX, INC|RBCM|RBC CAPITAL MARKETS, LLC|5247
MD|MEDNAX, INC|RHCO|Suntrust Robinson Humphrey, Inc.|35349
MD|MEDNAX, INC|SAGL|SAGETRADER, LLC|64208
MD|MEDNAX, INC|SAGW|SAGETRADER, LLC|4
MD|MEDNAX, INC|SBSH|Citigroup Global Markets Inc.|44356
MD|MEDNAX, INC|SEIC|SEI Investments Distribution Co.|500
MD|MEDNAX, INC|SGMT|GOLDMAN SACHS & CO. LLC|63406
MD|MEDNAX, INC|SIBO|Prime Executions, Inc.|6700
MD|MEDNAX, INC|SJLS|TRADE INFORMATICS LLC|200
MD|MEDNAX, INC|SPDR|SPEEDROUTE LLC|10639
MD|MEDNAX, INC|SPHN|Stephens Inc.|744
MD|MEDNAX, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|22172
MD|MEDNAX, INC|STFL|Stifel, Nicolaus & Company, Incorporated|34614
MD|MEDNAX, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5304
MD|MEDNAX, INC|SWIM|TD Ameritrade, Inc.|23575
MD|MEDNAX, INC|SWST|Hilltop Securities Inc.|974
MD|MEDNAX, INC|TRBT|Tradebot Systems, Inc.|187918
MD|MEDNAX, INC|TRCM|TRC MARKETS LLC|77799
MD|MEDNAX, INC|UBSA|UBS SECURITIES LLC|505878
MD|MEDNAX, INC|UBSS|UBS Securities LLC|594493
MD|MEDNAX, INC|VALX|VIRTU AMERICAS LLC|16624
MD|MEDNAX, INC|VGRD|Vanguard Marketing Corporation|1224
MD|MEDNAX, INC|WABR|Wall Street Access|2600
MD|MEDNAX, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1201
MD|MEDNAX, INC|WCHV|WELLS FARGO SECURITIES, LLC|51284
MD|MEDNAX, INC|WDNX|WEEDEN & CO.L.P.|670
MD|MEDNAX, INC|WEDB|WEDBUSH SECURITIES INC.|1435
MD|MEDNAX, INC|WEED|Weeden & Co.L.P.|289
MD|MEDNAX, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1922
MD|MEDNAX, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9645
MD|MEDNAX, INC|WFPB|Wells Fargo Securities, LLC.|50
MD|MEDNAX, INC|WGIF|CIBC World Markets Inc.|43
MD|MEDNAX, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|687
MD|MEDNAX, INC|WSEA|WOLVERINE SECURITIES, LLC|1468
MD|MEDNAX, INC|XIST|INSTINET, LLC|23600
MD|MEDNAX, INC|XPQR|Jump Trading|3499
MD|MEDNAX, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|27216
MD|MEDNAX, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4482
MD|MEDNAX, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|603
MDB|MONGODB, INC CL A CM|ACAD|ACADEMY SECURITIES, INC.|38650
MDB|MONGODB, INC CL A CM|AGIS|Aegis Capital Corp.|1950
MDB|MONGODB, INC CL A CM|ALTX|Alternet Securities Inc.|25259
MDB|MONGODB, INC CL A CM|APCC|Apex Clearing Corporation|26527
MDB|MONGODB, INC CL A CM|BANK|Primevest Financial Services, Inc.|5
MDB|MONGODB, INC CL A CM|BARD|Robert W. Baird & Co. Incorporated|1893
MDB|MONGODB, INC CL A CM|BATM|CBOE TRADING, INC.|11403
MDB|MONGODB, INC CL A CM|BAYC|BAY CREST PARTNERS, LLC|1528
MDB|MONGODB, INC CL A CM|BAYT|BTIG, LLC|397000
MDB|MONGODB, INC CL A CM|BBNT|BB&T SECURITIES, LLC|315
MDB|MONGODB, INC CL A CM|BERN|Sanford C. Bernstein & Co., LLC|19029
MDB|MONGODB, INC CL A CM|BGCE|BGC Financial Inc.|578
MDB|MONGODB, INC CL A CM|BIAD|SAGETRADER, LLC|1180
MDB|MONGODB, INC CL A CM|BIDS|BIDS TRADING L.P.|41139
MDB|MONGODB, INC CL A CM|BIMI|Banca IMI Securities Corp.|7255
MDB|MONGODB, INC CL A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28438
MDB|MONGODB, INC CL A CM|BLKX|INSTINET, LLC|110364
MDB|MONGODB, INC CL A CM|BRGE|Newbridge Securities Corp.|600
MDB|MONGODB, INC CL A CM|BTIG|BTIG, LLC|36655
MDB|MONGODB, INC CL A CM|BYXM|CBOE TRADING, INC.|6776
MDB|MONGODB, INC CL A CM|CANT|Cantor Fitzgerald & Co.|5853
MDB|MONGODB, INC CL A CM|CBRA|Cobra Trading, Inc.|300
MDB|MONGODB, INC CL A CM|CHAS|Charles Schwab & Co., Inc.|4980
MDB|MONGODB, INC CL A CM|CICF|Canaccord Genuity Corp.|150
MDB|MONGODB, INC CL A CM|CIST|Capital Institutional Services, Inc.|3752
MDB|MONGODB, INC CL A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|525842
MDB|MONGODB, INC CL A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10736
MDB|MONGODB, INC CL A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|411
MDB|MONGODB, INC CL A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|412781
MDB|MONGODB, INC CL A CM|CTDL|Citadel Derivatives Group Llc|41980
MDB|MONGODB, INC CL A CM|CTLR|CUTLER GROUP, LP|21598
MDB|MONGODB, INC CL A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|74826
MDB|MONGODB, INC CL A CM|DAVA|Davenport & Company LLC|125
MDB|MONGODB, INC CL A CM|DBAB|Deutsche Bank Securities Inc.|576342
MDB|MONGODB, INC CL A CM|DBAX|Deutsche Bank Securities Inc.|336700
MDB|MONGODB, INC CL A CM|DBUL|Deutsche Bank Securities Inc.|404
MDB|MONGODB, INC CL A CM|DCHF|Dart Executions, LLC|133695
MDB|MONGODB, INC CL A CM|DEAN|MORGAN STANLEY|22995
MDB|MONGODB, INC CL A CM|DEGS|RONIN PROFESSIONAL LLC|58011
MDB|MONGODB, INC CL A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21251
MDB|MONGODB, INC CL A CM|EBXL|EBX LLC|202700
MDB|MONGODB, INC CL A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|17475
MDB|MONGODB, INC CL A CM|EDJC|Edward Jones / CDS|1486
MDB|MONGODB, INC CL A CM|EDJO|Edward D. Jones & Co., L.P.|1252
MDB|MONGODB, INC CL A CM|EGAM|CBOE TRADING, INC.|29573
MDB|MONGODB, INC CL A CM|EGAW|CBOE TRADING, INC.|100
MDB|MONGODB, INC CL A CM|EGMT|EG MARKET TECHNOLOGIES LLC|1510
MDB|MONGODB, INC CL A CM|EGXM|CBOE TRADING, INC.|13245
MDB|MONGODB, INC CL A CM|EGXW|CBOE TRADING, INC.|235
MDB|MONGODB, INC CL A CM|ETBE|Electronic Transaction Clearing, Inc.|72553
MDB|MONGODB, INC CL A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|93494
MDB|MONGODB, INC CL A CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|294
MDB|MONGODB, INC CL A CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MDB|MONGODB, INC CL A CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
MDB|MONGODB, INC CL A CM|ETRS|E*Trade Securities LLC|967005
MDB|MONGODB, INC CL A CM|FBCO|Credit Suisse Securities (USA) LLC|529375
MDB|MONGODB, INC CL A CM|FBRC|B. RILEY FBR, INC.|200
MDB|MONGODB, INC CL A CM|FBSB|U.S. Bancorp Investments, Inc.|4204
MDB|MONGODB, INC CL A CM|FIDT|Fidelity Clearing Canada ULC./ CDS|20
MDB|MONGODB, INC CL A CM|FILL|Tradestation Securities, Inc.|16259
MDB|MONGODB, INC CL A CM|FMAF|NBCN Inc./ CDS|3453
MDB|MONGODB, INC CL A CM|FOMA|TD AMERITRADE CLEARING, INC.|717686
MDB|MONGODB, INC CL A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|33282
MDB|MONGODB, INC CL A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|187619
MDB|MONGODB, INC CL A CM|FTBR|Foliofn Investments, Inc.|2075
MDB|MONGODB, INC CL A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|52275
MDB|MONGODB, INC CL A CM|GLPX|ACS EXECUTION SERVICES, LLC|114901
MDB|MONGODB, INC CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|957142
MDB|MONGODB, INC CL A CM|GSCS|GOLDMAN SACHS & CO. LLC|35337
MDB|MONGODB, INC CL A CM|GSLT|GOLDMAN SACHS & CO. LLC|9895
MDB|MONGODB, INC CL A CM|GTSZ|GTS SECURITIES LLC|148503
MDB|MONGODB, INC CL A CM|GUGS|Guggenheim Securities, LLC|41139
MDB|MONGODB, INC CL A CM|HRBF|American Enterprise Investment Services Inc.|21208
MDB|MONGODB, INC CL A CM|HSBC|HSBC Securities, Inc.|1382
MDB|MONGODB, INC CL A CM|IATS|INTERACTIVE BROKERS LLC|59087
MDB|MONGODB, INC CL A CM|IBKR|Interactive Brokers Llc|472707
MDB|MONGODB, INC CL A CM|ICBX|INSTINET, LLC|88395
MDB|MONGODB, INC CL A CM|INCA|INSTINET, LLC|661152
MDB|MONGODB, INC CL A CM|INJX|INSTINET, LLC|43152
MDB|MONGODB, INC CL A CM|ITGI|ITG Inc.|767724
MDB|MONGODB, INC CL A CM|ITGP|ITG INC.|317800
MDB|MONGODB, INC CL A CM|JANY|Janney Montgomery Scott Inc.|325
MDB|MONGODB, INC CL A CM|JEFF|JEFFERIES LLC|170799
MDB|MONGODB, INC CL A CM|JMPT|JUMP TRADING, LLC|101906
MDB|MONGODB, INC CL A CM|JONE|JonesTrading|4256
MDB|MONGODB, INC CL A CM|JPBX|J.P. MORGAN SECURITIES LLC|15763
MDB|MONGODB, INC CL A CM|JPMX|J.P. Morgan Securities LLC|459121
MDB|MONGODB, INC CL A CM|JSJX|JANE STREET CAPITAL LLC|23379
MDB|MONGODB, INC CL A CM|KCGM|VIRTU Americas LLC|101740
MDB|MONGODB, INC CL A CM|KCRD|PHX FINANCIAL, INC.|1985
MDB|MONGODB, INC CL A CM|KING|C. L. King & Associates, Inc.|100
MDB|MONGODB, INC CL A CM|LEHM|Barclays Capital Inc./Le|883554
MDB|MONGODB, INC CL A CM|LIME|Lime Brokerage LLC|328451
MDB|MONGODB, INC CL A CM|LMGP|LIME BROKERAGE LLC|1785
MDB|MONGODB, INC CL A CM|LQNA|LIQUIDNET, INC.|124500
MDB|MONGODB, INC CL A CM|LSCI|Lek Securities Corporation|1321
MDB|MONGODB, INC CL A CM|MACC|Mid Atlantic Capital Corporation|293
MDB|MONGODB, INC CL A CM|MAXM|Maxim Group LLC|14635
MDB|MONGODB, INC CL A CM|MCMF|Raymond James Ltd. Cds|225
MDB|MONGODB, INC CL A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|168138
MDB|MONGODB, INC CL A CM|MOTF|MOTIF INVESTING, INC.|21
MDB|MONGODB, INC CL A CM|MSCO|MORGAN STANLEY & CO. LLC|3157073
MDB|MONGODB, INC CL A CM|MSPL|MORGAN STANLEY & CO. LLC|352600
MDB|MONGODB, INC CL A CM|MSTX|MORGAN STANLEY & CO. LLC|248100
MDB|MONGODB, INC CL A CM|NATL|National Securities Corporation|13679
MDB|MONGODB, INC CL A CM|NFSC|National Financial Services LLC|672901
MDB|MONGODB, INC CL A CM|NITE|VIRTU Americas LLC|1468426
MDB|MONGODB, INC CL A CM|NITP|VIRTU Americas LLC|6455
MDB|MONGODB, INC CL A CM|NMRA|Nomura Securities International, Inc.|60700
MDB|MONGODB, INC CL A CM|NQRB|Brut, LLC|72005
MDB|MONGODB, INC CL A CM|NTRC|Northern Trust Securities, Inc.|100
MDB|MONGODB, INC CL A CM|OPCO|Oppenheimer & Co. Inc.|7540
MDB|MONGODB, INC CL A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|125
MDB|MONGODB, INC CL A CM|PCPT|PHILLIP CAPITAL INC.|170
MDB|MONGODB, INC CL A CM|PDQM|CODA MARKETS, INC.|265337
MDB|MONGODB, INC CL A CM|PHLY|NASDAQ Execution Services, LLC|11000
MDB|MONGODB, INC CL A CM|PIPR|Piper Jaffray & Co.|479
MDB|MONGODB, INC CL A CM|PWJC|UBS Financial Services, Inc.|2935
MDB|MONGODB, INC CL A CM|RAJA|Raymond James & Associates, Inc.|38615
MDB|MONGODB, INC CL A CM|RBCM|RBC CAPITAL MARKETS, LLC|4473
MDB|MONGODB, INC CL A CM|SAGL|SAGETRADER, LLC|6958
MDB|MONGODB, INC CL A CM|SAGW|SAGETRADER, LLC|100
MDB|MONGODB, INC CL A CM|SALI|INTL FCSTONE FINANCIAL INC.|79091
MDB|MONGODB, INC CL A CM|SBSH|Citigroup Global Markets Inc.|80486
MDB|MONGODB, INC CL A CM|SGMT|GOLDMAN SACHS & CO. LLC|180651
MDB|MONGODB, INC CL A CM|SPDR|SPEEDROUTE LLC|18435
MDB|MONGODB, INC CL A CM|STFL|Stifel, Nicolaus & Company, Incorporated|138237
MDB|MONGODB, INC CL A CM|STKP|STOCKPILE INVESTMENTS, INC.|308
MDB|MONGODB, INC CL A CM|STXG|Stockcross Financial Services, Inc.|18
MDB|MONGODB, INC CL A CM|SWIM|TD Ameritrade, Inc.|285992
MDB|MONGODB, INC CL A CM|SWST|Hilltop Securities Inc.|4165
MDB|MONGODB, INC CL A CM|TKNG|ALLY INVEST SECURITIES LLC|18247
MDB|MONGODB, INC CL A CM|TONC|CUTTONE & CO., LLC|1979
MDB|MONGODB, INC CL A CM|TRBT|Tradebot Systems, Inc.|444707
MDB|MONGODB, INC CL A CM|TRCM|TRC MARKETS LLC|130023
MDB|MONGODB, INC CL A CM|TWTT|TASTYWORKS, INC.|325
MDB|MONGODB, INC CL A CM|UBSA|UBS SECURITIES LLC|1090139
MDB|MONGODB, INC CL A CM|UBSS|UBS Securities LLC|2120554
MDB|MONGODB, INC CL A CM|VALX|VIRTU AMERICAS LLC|20554
MDB|MONGODB, INC CL A CM|VGRD|Vanguard Marketing Corporation|59529
MDB|MONGODB, INC CL A CM|VSIN|Vision Financial Markets Llc|73
MDB|MONGODB, INC CL A CM|WABR|Wall Street Access|600
MDB|MONGODB, INC CL A CM|WBET|Wallachbeth Capital LLC|2128
MDB|MONGODB, INC CL A CM|WBLR|WILLIAM BLAIR|296
MDB|MONGODB, INC CL A CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
MDB|MONGODB, INC CL A CM|WCHV|WELLS FARGO SECURITIES, LLC|160814
MDB|MONGODB, INC CL A CM|WEDB|WEDBUSH SECURITIES INC.|10958
MDB|MONGODB, INC CL A CM|WEED|Weeden & Co.L.P.|14190
MDB|MONGODB, INC CL A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16985
MDB|MONGODB, INC CL A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57169
MDB|MONGODB, INC CL A CM|WGIF|CIBC World Markets Inc.|9341
MDB|MONGODB, INC CL A CM|WSEA|WOLVERINE SECURITIES, LLC|26716
MDB|MONGODB, INC CL A CM|XIST|INSTINET, LLC|30400
MDB|MONGODB, INC CL A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|259104
MDB|MONGODB, INC CL A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|63060
MDB|MONGODB, INC CL A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3335
MDC|M D C HOLDINGS|ABLE|NATIXIS Securities Americas LLC|2708
MDC|M D C HOLDINGS|ALTX|Alternet Securities Inc.|2862
MDC|M D C HOLDINGS|APCC|Apex Clearing Corporation|305
MDC|M D C HOLDINGS|BANK|Primevest Financial Services, Inc.|440
MDC|M D C HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|24
MDC|M D C HOLDINGS|BATM|CBOE TRADING, INC.|2184
MDC|M D C HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|4292
MDC|M D C HOLDINGS|BIDS|BIDS TRADING L.P.|300
MDC|M D C HOLDINGS|BIMI|Banca IMI Securities Corp.|2442
MDC|M D C HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2744
MDC|M D C HOLDINGS|BLKX|INSTINET, LLC|87648
MDC|M D C HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|12329
MDC|M D C HOLDINGS|BRVL|BLAYLOCK VAN, LLC|3600
MDC|M D C HOLDINGS|BTIG|BTIG, LLC|1248
MDC|M D C HOLDINGS|BYXM|CBOE TRADING, INC.|875
MDC|M D C HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|1525
MDC|M D C HOLDINGS|CANT|Cantor Fitzgerald & Co.|102
MDC|M D C HOLDINGS|CHAS|Charles Schwab & Co., Inc.|2010
MDC|M D C HOLDINGS|CIST|Capital Institutional Services, Inc.|139
MDC|M D C HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41420
MDC|M D C HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2140
MDC|M D C HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
MDC|M D C HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|122641
MDC|M D C HOLDINGS|CTDL|Citadel Derivatives Group Llc|9490
MDC|M D C HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|27618
MDC|M D C HOLDINGS|DBAB|Deutsche Bank Securities Inc.|199733
MDC|M D C HOLDINGS|DBAX|Deutsche Bank Securities Inc.|129100
MDC|M D C HOLDINGS|DBUL|Deutsche Bank Securities Inc.|100
MDC|M D C HOLDINGS|DEAN|MORGAN STANLEY|1967
MDC|M D C HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
MDC|M D C HOLDINGS|EBXL|EBX LLC|63200
MDC|M D C HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|147
MDC|M D C HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|210
MDC|M D C HOLDINGS|EGAM|CBOE TRADING, INC.|6142
MDC|M D C HOLDINGS|EGAW|CBOE TRADING, INC.|300
MDC|M D C HOLDINGS|EGMT|EG MARKET TECHNOLOGIES LLC|300
MDC|M D C HOLDINGS|EGXM|CBOE TRADING, INC.|2680
MDC|M D C HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|5113
MDC|M D C HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12448
MDC|M D C HOLDINGS|ETRS|E*Trade Securities LLC|20528
MDC|M D C HOLDINGS|FBRC|B. RILEY FBR, INC.|83330
MDC|M D C HOLDINGS|FILL|Tradestation Securities, Inc.|2433
MDC|M D C HOLDINGS|FMAF|NBCN Inc./ CDS|161
MDC|M D C HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4328
MDC|M D C HOLDINGS|FQLS|Quantlab Securities LP|122125
MDC|M D C HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94496
MDC|M D C HOLDINGS|FTBR|Foliofn Investments, Inc.|1123
MDC|M D C HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
MDC|M D C HOLDINGS|GLIS|TD Securities Inc|580
MDC|M D C HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|18439
MDC|M D C HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|357331
MDC|M D C HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|1900
MDC|M D C HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|1603
MDC|M D C HOLDINGS|GTSZ|GTS SECURITIES LLC|55914
MDC|M D C HOLDINGS|HRBF|American Enterprise Investment Services Inc.|2224
MDC|M D C HOLDINGS|HSBC|HSBC Securities, Inc.|230
MDC|M D C HOLDINGS|IATS|INTERACTIVE BROKERS LLC|4348
MDC|M D C HOLDINGS|IBKR|Interactive Brokers Llc|5132
MDC|M D C HOLDINGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
MDC|M D C HOLDINGS|ICBX|INSTINET, LLC|36423
MDC|M D C HOLDINGS|IEQY|CITADEL SECURITIES LLC|47257
MDC|M D C HOLDINGS|INCA|INSTINET, LLC|99205
MDC|M D C HOLDINGS|INJX|INSTINET, LLC|900
MDC|M D C HOLDINGS|ITGI|ITG Inc.|19532
MDC|M D C HOLDINGS|ITGP|ITG INC.|83600
MDC|M D C HOLDINGS|JANY|Janney Montgomery Scott Inc.|16
MDC|M D C HOLDINGS|JEFF|JEFFERIES LLC|124283
MDC|M D C HOLDINGS|JMPT|JUMP TRADING, LLC|22290
MDC|M D C HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|48230
MDC|M D C HOLDINGS|JPMX|J.P. Morgan Securities LLC|153242
MDC|M D C HOLDINGS|JSJX|JANE STREET CAPITAL LLC|2393
MDC|M D C HOLDINGS|KCGM|VIRTU Americas LLC|19002
MDC|M D C HOLDINGS|LEHM|Barclays Capital Inc./Le|245902
MDC|M D C HOLDINGS|LIME|Lime Brokerage LLC|6698
MDC|M D C HOLDINGS|LQNA|LIQUIDNET, INC.|136000
MDC|M D C HOLDINGS|LSCI|Lek Securities Corporation|9
MDC|M D C HOLDINGS|MACQ|Macquarie Capital (USA) Inc.|4001
MDC|M D C HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61500
MDC|M D C HOLDINGS|MOTF|MOTIF INVESTING, INC.|12
MDC|M D C HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|464758
MDC|M D C HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|282000
MDC|M D C HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|56500
MDC|M D C HOLDINGS|NFSC|National Financial Services LLC|106272
MDC|M D C HOLDINGS|NITE|VIRTU Americas LLC|167791
MDC|M D C HOLDINGS|NITP|VIRTU Americas LLC|100
MDC|M D C HOLDINGS|NQRB|Brut, LLC|10272
MDC|M D C HOLDINGS|NTBF|BMO Nesbitt Burns Inc./CDS|20
MDC|M D C HOLDINGS|OHOS|TWO SIGMA SECURITIES, LLC|31973
MDC|M D C HOLDINGS|ONEL|O'NEIL SECURITIES, INCORPORATED|4455
MDC|M D C HOLDINGS|PDQM|CODA MARKETS, INC.|8490
MDC|M D C HOLDINGS|PHLY|NASDAQ Execution Services, LLC|1000
MDC|M D C HOLDINGS|PWJC|UBS Financial Services, Inc.|1392
MDC|M D C HOLDINGS|QMSR|QUATTRO M SECURITIES INC.|50
MDC|M D C HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|4288
MDC|M D C HOLDINGS|RHOX|XR Securities LLC|16164
MDC|M D C HOLDINGS|SAGL|SAGETRADER, LLC|3504
MDC|M D C HOLDINGS|SAGW|SAGETRADER, LLC|307
MDC|M D C HOLDINGS|SBSH|Citigroup Global Markets Inc.|54887
MDC|M D C HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|36040
MDC|M D C HOLDINGS|SPDR|SPEEDROUTE LLC|2060
MDC|M D C HOLDINGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1379
MDC|M D C HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|500
MDC|M D C HOLDINGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1651
MDC|M D C HOLDINGS|SWIM|TD Ameritrade, Inc.|8009
MDC|M D C HOLDINGS|SWST|Hilltop Securities Inc.|999
MDC|M D C HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|1293
MDC|M D C HOLDINGS|TRBT|Tradebot Systems, Inc.|137196
MDC|M D C HOLDINGS|TRCM|TRC MARKETS LLC|56515
MDC|M D C HOLDINGS|UBSA|UBS SECURITIES LLC|202646
MDC|M D C HOLDINGS|UBSS|UBS Securities LLC|291873
MDC|M D C HOLDINGS|VALX|VIRTU AMERICAS LLC|7652
MDC|M D C HOLDINGS|VGRD|Vanguard Marketing Corporation|3125
MDC|M D C HOLDINGS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
MDC|M D C HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|26265
MDC|M D C HOLDINGS|WDNX|WEEDEN & CO.L.P.|796
MDC|M D C HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|698
MDC|M D C HOLDINGS|WEED|Weeden & Co.L.P.|1900
MDC|M D C HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|873
MDC|M D C HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2275
MDC|M D C HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|967
MDC|M D C HOLDINGS|XIST|INSTINET, LLC|52000
MDC|M D C HOLDINGS|XPQR|Jump Trading|300
MDC|M D C HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|17782
MDC|M D C HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MDC|M D C HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|234
MDCA|MDC PARTNERS CL A ##|APCC|Apex Clearing Corporation|2005
MDCA|MDC PARTNERS CL A ##|BATM|CBOE TRADING, INC.|100
MDCA|MDC PARTNERS CL A ##|BAYT|BTIG, LLC|5190
MDCA|MDC PARTNERS CL A ##|BERN|Sanford C. Bernstein & Co., LLC|7835
MDCA|MDC PARTNERS CL A ##|BIAD|SAGETRADER, LLC|1
MDCA|MDC PARTNERS CL A ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6500
MDCA|MDC PARTNERS CL A ##|BLKX|INSTINET, LLC|49600
MDCA|MDC PARTNERS CL A ##|BMOC|BMO Capital Markets Corp.|9183
MDCA|MDC PARTNERS CL A ##|BNPX|BNP PARIBAS SECURITIES CORP.|69
MDCA|MDC PARTNERS CL A ##|BTIG|BTIG, LLC|96888
MDCA|MDC PARTNERS CL A ##|BZYD|GOLDMAN SACHS & CO. LLC|511
MDCA|MDC PARTNERS CL A ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12197
MDCA|MDC PARTNERS CL A ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
MDCA|MDC PARTNERS CL A ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150405
MDCA|MDC PARTNERS CL A ##|CTDL|Citadel Derivatives Group Llc|3152
MDCA|MDC PARTNERS CL A ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|18086
MDCA|MDC PARTNERS CL A ##|DBAB|Deutsche Bank Securities Inc.|85706
MDCA|MDC PARTNERS CL A ##|DBAX|Deutsche Bank Securities Inc.|77200
MDCA|MDC PARTNERS CL A ##|DEGS|RONIN PROFESSIONAL LLC|6405
MDCA|MDC PARTNERS CL A ##|EBXL|EBX LLC|107700
MDCA|MDC PARTNERS CL A ##|EDJO|Edward D. Jones & Co., L.P.|500
MDCA|MDC PARTNERS CL A ##|EGAM|CBOE TRADING, INC.|2994
MDCA|MDC PARTNERS CL A ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|270
MDCA|MDC PARTNERS CL A ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5786
MDCA|MDC PARTNERS CL A ##|ETRS|E*Trade Securities LLC|46338
MDCA|MDC PARTNERS CL A ##|FBCO|Credit Suisse Securities (USA) LLC|1267642
MDCA|MDC PARTNERS CL A ##|FILL|Tradestation Securities, Inc.|4563
MDCA|MDC PARTNERS CL A ##|FOMA|TD AMERITRADE CLEARING, INC.|171799
MDCA|MDC PARTNERS CL A ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40409
MDCA|MDC PARTNERS CL A ##|GEBB|GLOBAL EXECUTION BROKERS, LP|17486
MDCA|MDC PARTNERS CL A ##|GSCO|GOLDMAN SACHS & CO. LLC|760333
MDCA|MDC PARTNERS CL A ##|GSCS|GOLDMAN SACHS & CO. LLC|24806
MDCA|MDC PARTNERS CL A ##|GSLT|GOLDMAN SACHS & CO. LLC|4699
MDCA|MDC PARTNERS CL A ##|GTSZ|GTS SECURITIES LLC|11349
MDCA|MDC PARTNERS CL A ##|HRBF|American Enterprise Investment Services Inc.|55
MDCA|MDC PARTNERS CL A ##|IBKR|Interactive Brokers Llc|44458
MDCA|MDC PARTNERS CL A ##|ICBX|INSTINET, LLC|24100
MDCA|MDC PARTNERS CL A ##|IEQY|CITADEL SECURITIES LLC|5313
MDCA|MDC PARTNERS CL A ##|IMPC|Imperial Capital, LLC|600
MDCA|MDC PARTNERS CL A ##|INCA|INSTINET, LLC|141129
MDCA|MDC PARTNERS CL A ##|INJX|INSTINET, LLC|70948
MDCA|MDC PARTNERS CL A ##|ITGI|ITG Inc.|38629
MDCA|MDC PARTNERS CL A ##|ITGP|ITG INC.|101000
MDCA|MDC PARTNERS CL A ##|JEFF|JEFFERIES LLC|92096
MDCA|MDC PARTNERS CL A ##|JMPT|JUMP TRADING, LLC|2551
MDCA|MDC PARTNERS CL A ##|JONE|JonesTrading|8707
MDCA|MDC PARTNERS CL A ##|JPBX|J.P. MORGAN SECURITIES LLC|3028
MDCA|MDC PARTNERS CL A ##|JPMX|J.P. Morgan Securities LLC|369684
MDCA|MDC PARTNERS CL A ##|KCGM|VIRTU Americas LLC|19300
MDCA|MDC PARTNERS CL A ##|LEHM|Barclays Capital Inc./Le|379409
MDCA|MDC PARTNERS CL A ##|LIME|Lime Brokerage LLC|188270
MDCA|MDC PARTNERS CL A ##|LOOP|Loop Capital Markets LLC|300
MDCA|MDC PARTNERS CL A ##|LQNA|LIQUIDNET, INC.|35900
MDCA|MDC PARTNERS CL A ##|MAXM|Maxim Group LLC|3232
MDCA|MDC PARTNERS CL A ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102929
MDCA|MDC PARTNERS CL A ##|MSCO|MORGAN STANLEY & CO. LLC|688139
MDCA|MDC PARTNERS CL A ##|MSPL|MORGAN STANLEY & CO. LLC|59900
MDCA|MDC PARTNERS CL A ##|MSTX|MORGAN STANLEY & CO. LLC|146800
MDCA|MDC PARTNERS CL A ##|NFSC|National Financial Services LLC|91299
MDCA|MDC PARTNERS CL A ##|NITE|VIRTU Americas LLC|175824
MDCA|MDC PARTNERS CL A ##|NITP|VIRTU Americas LLC|4300
MDCA|MDC PARTNERS CL A ##|NQRB|Brut, LLC|120
MDCA|MDC PARTNERS CL A ##|OPCO|Oppenheimer & Co. Inc.|6050
MDCA|MDC PARTNERS CL A ##|PDQM|CODA MARKETS, INC.|67337
MDCA|MDC PARTNERS CL A ##|SAGW|SAGETRADER, LLC|35338
MDCA|MDC PARTNERS CL A ##|SBSH|Citigroup Global Markets Inc.|76391
MDCA|MDC PARTNERS CL A ##|SGMT|GOLDMAN SACHS & CO. LLC|108439
MDCA|MDC PARTNERS CL A ##|SPDR|SPEEDROUTE LLC|22300
MDCA|MDC PARTNERS CL A ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|137800
MDCA|MDC PARTNERS CL A ##|STFL|Stifel, Nicolaus & Company, Incorporated|100
MDCA|MDC PARTNERS CL A ##|SWIM|TD Ameritrade, Inc.|134670
MDCA|MDC PARTNERS CL A ##|TKNG|ALLY INVEST SECURITIES LLC|18964
MDCA|MDC PARTNERS CL A ##|TRBT|Tradebot Systems, Inc.|11269
MDCA|MDC PARTNERS CL A ##|TRCM|TRC MARKETS LLC|35522
MDCA|MDC PARTNERS CL A ##|UBSA|UBS SECURITIES LLC|474908
MDCA|MDC PARTNERS CL A ##|UBSS|UBS Securities LLC|329058
MDCA|MDC PARTNERS CL A ##|VALX|VIRTU AMERICAS LLC|10052
MDCA|MDC PARTNERS CL A ##|VGRD|Vanguard Marketing Corporation|18662
MDCA|MDC PARTNERS CL A ##|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MDCA|MDC PARTNERS CL A ##|WCHV|WELLS FARGO SECURITIES, LLC|43794
MDCA|MDC PARTNERS CL A ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1408
MDCA|MDC PARTNERS CL A ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1071
MDCA|MDC PARTNERS CL A ##|WGIF|CIBC World Markets Inc.|1020
MDCA|MDC PARTNERS CL A ##|WSEA|WOLVERINE SECURITIES, LLC|1331
MDCA|MDC PARTNERS CL A ##|XIST|INSTINET, LLC|38910
MDCA|MDC PARTNERS CL A ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|43580
MDCO|MEDICINES CO (THE)|AGIS|Aegis Capital Corp.|150
MDCO|MEDICINES CO (THE)|ALTX|Alternet Securities Inc.|7818
MDCO|MEDICINES CO (THE)|APCC|Apex Clearing Corporation|91
MDCO|MEDICINES CO (THE)|BARD|Robert W. Baird & Co. Incorporated|45
MDCO|MEDICINES CO (THE)|BATM|CBOE TRADING, INC.|14987
MDCO|MEDICINES CO (THE)|BERN|Sanford C. Bernstein & Co., LLC|97383
MDCO|MEDICINES CO (THE)|BGCE|BGC Financial Inc.|4400
MDCO|MEDICINES CO (THE)|BIMI|Banca IMI Securities Corp.|250
MDCO|MEDICINES CO (THE)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9147
MDCO|MEDICINES CO (THE)|BLKX|INSTINET, LLC|20476
MDCO|MEDICINES CO (THE)|BMOC|BMO Capital Markets Corp.|155964
MDCO|MEDICINES CO (THE)|BNPX|BNP PARIBAS SECURITIES CORP.|15394
MDCO|MEDICINES CO (THE)|BRVL|BLAYLOCK VAN, LLC|1500
MDCO|MEDICINES CO (THE)|BTIG|BTIG, LLC|116530
MDCO|MEDICINES CO (THE)|BYXM|CBOE TRADING, INC.|2862
MDCO|MEDICINES CO (THE)|CANT|Cantor Fitzgerald & Co.|6056
MDCO|MEDICINES CO (THE)|CHAS|Charles Schwab & Co., Inc.|150
MDCO|MEDICINES CO (THE)|CIST|Capital Institutional Services, Inc.|11
MDCO|MEDICINES CO (THE)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|83721
MDCO|MEDICINES CO (THE)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3210
MDCO|MEDICINES CO (THE)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|808
MDCO|MEDICINES CO (THE)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|338122
MDCO|MEDICINES CO (THE)|CTDL|Citadel Derivatives Group Llc|5407
MDCO|MEDICINES CO (THE)|CTLR|CUTLER GROUP, LP|300
MDCO|MEDICINES CO (THE)|CXCX|CITIGROUP GLOBAL MARKETS INC.|31948
MDCO|MEDICINES CO (THE)|DADA|D.A. Davidson & Co.|135
MDCO|MEDICINES CO (THE)|DBAB|Deutsche Bank Securities Inc.|1482267
MDCO|MEDICINES CO (THE)|DBAX|Deutsche Bank Securities Inc.|195300
MDCO|MEDICINES CO (THE)|DBUL|Deutsche Bank Securities Inc.|41154
MDCO|MEDICINES CO (THE)|DEAN|MORGAN STANLEY|6499
MDCO|MEDICINES CO (THE)|DEGS|RONIN PROFESSIONAL LLC|17643
MDCO|MEDICINES CO (THE)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|104
MDCO|MEDICINES CO (THE)|EBXL|EBX LLC|166400
MDCO|MEDICINES CO (THE)|ECUT|CONVERGEX EXECUTION SOLUTIONS|33493
MDCO|MEDICINES CO (THE)|EDFC|E D & F MAN CAPITAL MARKETS INC.|5100
MDCO|MEDICINES CO (THE)|EDJO|Edward D. Jones & Co., L.P.|950
MDCO|MEDICINES CO (THE)|EGAM|CBOE TRADING, INC.|17279
MDCO|MEDICINES CO (THE)|EGAW|CBOE TRADING, INC.|224
MDCO|MEDICINES CO (THE)|EGMT|EG MARKET TECHNOLOGIES LLC|706
MDCO|MEDICINES CO (THE)|EGXM|CBOE TRADING, INC.|8888
MDCO|MEDICINES CO (THE)|EGXW|CBOE TRADING, INC.|24
MDCO|MEDICINES CO (THE)|ETBE|Electronic Transaction Clearing, Inc.|18160
MDCO|MEDICINES CO (THE)|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5574
MDCO|MEDICINES CO (THE)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|42323
MDCO|MEDICINES CO (THE)|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|135
MDCO|MEDICINES CO (THE)|ETRS|E*Trade Securities LLC|73008
MDCO|MEDICINES CO (THE)|FBCO|Credit Suisse Securities (USA) LLC|743266
MDCO|MEDICINES CO (THE)|FILL|Tradestation Securities, Inc.|1120
MDCO|MEDICINES CO (THE)|FOMA|TD AMERITRADE CLEARING, INC.|64746
MDCO|MEDICINES CO (THE)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6577
MDCO|MEDICINES CO (THE)|FQLS|Quantlab Securities LP|291210
MDCO|MEDICINES CO (THE)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58866
MDCO|MEDICINES CO (THE)|FTBR|Foliofn Investments, Inc.|14893
MDCO|MEDICINES CO (THE)|GEBB|GLOBAL EXECUTION BROKERS, LP|31035
MDCO|MEDICINES CO (THE)|GLPX|ACS EXECUTION SERVICES, LLC|50364
MDCO|MEDICINES CO (THE)|GSCO|GOLDMAN SACHS & CO. LLC|1422142
MDCO|MEDICINES CO (THE)|GSCS|GOLDMAN SACHS & CO. LLC|70943
MDCO|MEDICINES CO (THE)|GSLT|GOLDMAN SACHS & CO. LLC|12844
MDCO|MEDICINES CO (THE)|GTSZ|GTS SECURITIES LLC|26693
MDCO|MEDICINES CO (THE)|HAPX|HAP Trading, LLC|113
MDCO|MEDICINES CO (THE)|HRBF|American Enterprise Investment Services Inc.|1294
MDCO|MEDICINES CO (THE)|IATS|INTERACTIVE BROKERS LLC|14390
MDCO|MEDICINES CO (THE)|IBKR|Interactive Brokers Llc|108241
MDCO|MEDICINES CO (THE)|ICBX|INSTINET, LLC|25727
MDCO|MEDICINES CO (THE)|IEQY|CITADEL SECURITIES LLC|124858
MDCO|MEDICINES CO (THE)|INCA|INSTINET, LLC|338409
MDCO|MEDICINES CO (THE)|INJX|INSTINET, LLC|159549
MDCO|MEDICINES CO (THE)|ITGI|ITG Inc.|70557
MDCO|MEDICINES CO (THE)|ITGP|ITG INC.|95200
MDCO|MEDICINES CO (THE)|JANY|Janney Montgomery Scott Inc.|500
MDCO|MEDICINES CO (THE)|JEFF|JEFFERIES LLC|500981
MDCO|MEDICINES CO (THE)|JMPT|JUMP TRADING, LLC|92523
MDCO|MEDICINES CO (THE)|JPBX|J.P. MORGAN SECURITIES LLC|55028
MDCO|MEDICINES CO (THE)|JPMX|J.P. Morgan Securities LLC|418365
MDCO|MEDICINES CO (THE)|JSJX|JANE STREET CAPITAL LLC|29502
MDCO|MEDICINES CO (THE)|KCGM|VIRTU Americas LLC|53487
MDCO|MEDICINES CO (THE)|LEHM|Barclays Capital Inc./Le|655559
MDCO|MEDICINES CO (THE)|LIME|Lime Brokerage LLC|161555
MDCO|MEDICINES CO (THE)|LOOP|Loop Capital Markets LLC|200
MDCO|MEDICINES CO (THE)|LQNA|LIQUIDNET, INC.|177700
MDCO|MEDICINES CO (THE)|LSCI|Lek Securities Corporation|720
MDCO|MEDICINES CO (THE)|LVMR|LIVERMORE TRADING GROUP, INC.|100
MDCO|MEDICINES CO (THE)|MACQ|Macquarie Capital (USA) Inc.|4696
MDCO|MEDICINES CO (THE)|MAXM|Maxim Group LLC|54019
MDCO|MEDICINES CO (THE)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103034
MDCO|MEDICINES CO (THE)|MOTF|MOTIF INVESTING, INC.|17
MDCO|MEDICINES CO (THE)|MSCO|MORGAN STANLEY & CO. LLC|1823084
MDCO|MEDICINES CO (THE)|MSPL|MORGAN STANLEY & CO. LLC|271900
MDCO|MEDICINES CO (THE)|MSTX|MORGAN STANLEY & CO. LLC|137200
MDCO|MEDICINES CO (THE)|MZHO|Mizuho Securities USA LLC|24545
MDCO|MEDICINES CO (THE)|NEED|Needham & Company, LLC|2295
MDCO|MEDICINES CO (THE)|NFSC|National Financial Services LLC|113705
MDCO|MEDICINES CO (THE)|NITE|VIRTU Americas LLC|341441
MDCO|MEDICINES CO (THE)|NITP|VIRTU Americas LLC|1894
MDCO|MEDICINES CO (THE)|NQRB|Brut, LLC|63963
MDCO|MEDICINES CO (THE)|NTRC|Northern Trust Securities, Inc.|1335
MDCO|MEDICINES CO (THE)|OHOS|TWO SIGMA SECURITIES, LLC|81225
MDCO|MEDICINES CO (THE)|OPCO|Oppenheimer & Co. Inc.|8737
MDCO|MEDICINES CO (THE)|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1350
MDCO|MEDICINES CO (THE)|PDQM|CODA MARKETS, INC.|173600
MDCO|MEDICINES CO (THE)|PHLY|NASDAQ Execution Services, LLC|1200
MDCO|MEDICINES CO (THE)|PREC|PRECISION SECURITIES, LLC|1400
MDCO|MEDICINES CO (THE)|PWJC|UBS Financial Services, Inc.|1000
MDCO|MEDICINES CO (THE)|RAJA|Raymond James & Associates, Inc.|198
MDCO|MEDICINES CO (THE)|RBCM|RBC CAPITAL MARKETS, LLC|2500
MDCO|MEDICINES CO (THE)|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|1200
MDCO|MEDICINES CO (THE)|SAGL|SAGETRADER, LLC|24145
MDCO|MEDICINES CO (THE)|SAGW|SAGETRADER, LLC|238
MDCO|MEDICINES CO (THE)|SBSH|Citigroup Global Markets Inc.|933786
MDCO|MEDICINES CO (THE)|SGMT|GOLDMAN SACHS & CO. LLC|167459
MDCO|MEDICINES CO (THE)|SPDR|SPEEDROUTE LLC|13980
MDCO|MEDICINES CO (THE)|STFL|Stifel, Nicolaus & Company, Incorporated|64269
MDCO|MEDICINES CO (THE)|STXG|Stockcross Financial Services, Inc.|75
MDCO|MEDICINES CO (THE)|SWIM|TD Ameritrade, Inc.|48212
MDCO|MEDICINES CO (THE)|TKNG|ALLY INVEST SECURITIES LLC|21690
MDCO|MEDICINES CO (THE)|TONC|CUTTONE & CO., LLC|2230
MDCO|MEDICINES CO (THE)|TRBT|Tradebot Systems, Inc.|255357
MDCO|MEDICINES CO (THE)|TRCM|TRC MARKETS LLC|44137
MDCO|MEDICINES CO (THE)|TWTT|TASTYWORKS, INC.|5
MDCO|MEDICINES CO (THE)|UBSA|UBS SECURITIES LLC|437665
MDCO|MEDICINES CO (THE)|UBSS|UBS Securities LLC|1016753
MDCO|MEDICINES CO (THE)|VALX|VIRTU AMERICAS LLC|10469
MDCO|MEDICINES CO (THE)|VGRD|Vanguard Marketing Corporation|2485
MDCO|MEDICINES CO (THE)|WBPX|SUMMIT SECURITIES GROUP, LLC|500
MDCO|MEDICINES CO (THE)|WCHV|WELLS FARGO SECURITIES, LLC|121616
MDCO|MEDICINES CO (THE)|WEED|Weeden & Co.L.P.|3826
MDCO|MEDICINES CO (THE)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9843
MDCO|MEDICINES CO (THE)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69424
MDCO|MEDICINES CO (THE)|WFPB|Wells Fargo Securities, LLC.|100
MDCO|MEDICINES CO (THE)|WLTH|WEALTHFRONT BROKERAGE CORPORATION|330
MDCO|MEDICINES CO (THE)|WSEA|WOLVERINE SECURITIES, LLC|13755
MDCO|MEDICINES CO (THE)|XIST|INSTINET, LLC|67652
MDCO|MEDICINES CO (THE)|XSTM|NATIONAL FINANCIAL SERVICES LLC|24446
MDCO|MEDICINES CO (THE)|YKNA|COMHAR CAPITAL MARKETS, LLC|4522
MDCO|MEDICINES CO (THE)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|526
MDGL|MADRIGAL PHARMA|AGIS|Aegis Capital Corp.|300
MDGL|MADRIGAL PHARMA|ALTX|Alternet Securities Inc.|13050
MDGL|MADRIGAL PHARMA|APCC|Apex Clearing Corporation|31715
MDGL|MADRIGAL PHARMA|BANK|Primevest Financial Services, Inc.|14
MDGL|MADRIGAL PHARMA|BARD|Robert W. Baird & Co. Incorporated|191
MDGL|MADRIGAL PHARMA|BATM|CBOE TRADING, INC.|8161
MDGL|MADRIGAL PHARMA|BAYT|BTIG, LLC|300
MDGL|MADRIGAL PHARMA|BERN|Sanford C. Bernstein & Co., LLC|36368
MDGL|MADRIGAL PHARMA|BIMI|Banca IMI Securities Corp.|303
MDGL|MADRIGAL PHARMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11630
MDGL|MADRIGAL PHARMA|BLKX|INSTINET, LLC|5000
MDGL|MADRIGAL PHARMA|BMOC|BMO Capital Markets Corp.|836
MDGL|MADRIGAL PHARMA|BNPX|BNP PARIBAS SECURITIES CORP.|11649
MDGL|MADRIGAL PHARMA|BTIG|BTIG, LLC|81813
MDGL|MADRIGAL PHARMA|BYXM|CBOE TRADING, INC.|2057
MDGL|MADRIGAL PHARMA|CANT|Cantor Fitzgerald & Co.|460
MDGL|MADRIGAL PHARMA|CHAS|Charles Schwab & Co., Inc.|6457
MDGL|MADRIGAL PHARMA|CIST|Capital Institutional Services, Inc.|100
MDGL|MADRIGAL PHARMA|CNTR|PRECISION SECURITIES, LLC|800
MDGL|MADRIGAL PHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26399
MDGL|MADRIGAL PHARMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39049
MDGL|MADRIGAL PHARMA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|129125
MDGL|MADRIGAL PHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|160285
MDGL|MADRIGAL PHARMA|CTDL|Citadel Derivatives Group Llc|4953
MDGL|MADRIGAL PHARMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|16544
MDGL|MADRIGAL PHARMA|DADA|D.A. Davidson & Co.|215
MDGL|MADRIGAL PHARMA|DBAB|Deutsche Bank Securities Inc.|268754
MDGL|MADRIGAL PHARMA|DBAX|Deutsche Bank Securities Inc.|79000
MDGL|MADRIGAL PHARMA|DBUL|Deutsche Bank Securities Inc.|3069
MDGL|MADRIGAL PHARMA|DEAN|MORGAN STANLEY|4061
MDGL|MADRIGAL PHARMA|DEGS|RONIN PROFESSIONAL LLC|5414
MDGL|MADRIGAL PHARMA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10778
MDGL|MADRIGAL PHARMA|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1081
MDGL|MADRIGAL PHARMA|EBXL|EBX LLC|91400
MDGL|MADRIGAL PHARMA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1075
MDGL|MADRIGAL PHARMA|EDJO|Edward D. Jones & Co., L.P.|944
MDGL|MADRIGAL PHARMA|EGAM|CBOE TRADING, INC.|11955
MDGL|MADRIGAL PHARMA|EGAW|CBOE TRADING, INC.|164
MDGL|MADRIGAL PHARMA|EGMT|EG MARKET TECHNOLOGIES LLC|400
MDGL|MADRIGAL PHARMA|EGXM|CBOE TRADING, INC.|3983
MDGL|MADRIGAL PHARMA|EROP|Eroom Securities L.L.C.|300
MDGL|MADRIGAL PHARMA|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|400
MDGL|MADRIGAL PHARMA|ETBE|Electronic Transaction Clearing, Inc.|24827
MDGL|MADRIGAL PHARMA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|938
MDGL|MADRIGAL PHARMA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|720
MDGL|MADRIGAL PHARMA|ETCB|ETC BROKERAGE SERVICES, LLC|10
MDGL|MADRIGAL PHARMA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|700
MDGL|MADRIGAL PHARMA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|138611
MDGL|MADRIGAL PHARMA|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2557
MDGL|MADRIGAL PHARMA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
MDGL|MADRIGAL PHARMA|ETRS|E*Trade Securities LLC|130882
MDGL|MADRIGAL PHARMA|FBCO|Credit Suisse Securities (USA) LLC|268328
MDGL|MADRIGAL PHARMA|FBSB|U.S. Bancorp Investments, Inc.|151
MDGL|MADRIGAL PHARMA|FILL|Tradestation Securities, Inc.|22410
MDGL|MADRIGAL PHARMA|FINX|FINTECH SECURITIES|1000
MDGL|MADRIGAL PHARMA|FMAF|NBCN Inc./ CDS|2331
MDGL|MADRIGAL PHARMA|FOMA|TD AMERITRADE CLEARING, INC.|464014
MDGL|MADRIGAL PHARMA|FORD|Fordham Financial Management, Inc.|100
MDGL|MADRIGAL PHARMA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2257
MDGL|MADRIGAL PHARMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42052
MDGL|MADRIGAL PHARMA|FTBR|Foliofn Investments, Inc.|133
MDGL|MADRIGAL PHARMA|GEBB|GLOBAL EXECUTION BROKERS, LP|22699
MDGL|MADRIGAL PHARMA|GLPX|ACS EXECUTION SERVICES, LLC|120233
MDGL|MADRIGAL PHARMA|GSCO|GOLDMAN SACHS & CO. LLC|601286
MDGL|MADRIGAL PHARMA|GSCS|GOLDMAN SACHS & CO. LLC|19994
MDGL|MADRIGAL PHARMA|GSLT|GOLDMAN SACHS & CO. LLC|8156
MDGL|MADRIGAL PHARMA|GTSZ|GTS SECURITIES LLC|125363
MDGL|MADRIGAL PHARMA|HAPX|HAP Trading, LLC|308
MDGL|MADRIGAL PHARMA|HITS|Height Securities, LLC|200
MDGL|MADRIGAL PHARMA|HRBF|American Enterprise Investment Services Inc.|601
MDGL|MADRIGAL PHARMA|HSBC|HSBC Securities, Inc.|7988
MDGL|MADRIGAL PHARMA|IATS|INTERACTIVE BROKERS LLC|39131
MDGL|MADRIGAL PHARMA|IBKR|Interactive Brokers Llc|271626
MDGL|MADRIGAL PHARMA|ICBX|INSTINET, LLC|47025
MDGL|MADRIGAL PHARMA|IEQY|CITADEL SECURITIES LLC|48858
MDGL|MADRIGAL PHARMA|INCA|INSTINET, LLC|245361
MDGL|MADRIGAL PHARMA|INJX|INSTINET, LLC|23027
MDGL|MADRIGAL PHARMA|ITGI|ITG Inc.|29042
MDGL|MADRIGAL PHARMA|ITGP|ITG INC.|73600
MDGL|MADRIGAL PHARMA|JANY|Janney Montgomery Scott Inc.|140
MDGL|MADRIGAL PHARMA|JEFF|JEFFERIES LLC|77211
MDGL|MADRIGAL PHARMA|JMPT|JUMP TRADING, LLC|44223
MDGL|MADRIGAL PHARMA|JONE|JonesTrading|3100
MDGL|MADRIGAL PHARMA|JPBX|J.P. MORGAN SECURITIES LLC|20886
MDGL|MADRIGAL PHARMA|JPMX|J.P. Morgan Securities LLC|482510
MDGL|MADRIGAL PHARMA|JSJX|JANE STREET CAPITAL LLC|307
MDGL|MADRIGAL PHARMA|JSSF|JMP Securities LLC|1000
MDGL|MADRIGAL PHARMA|KCGM|VIRTU Americas LLC|55936
MDGL|MADRIGAL PHARMA|LAFC|R. F. Lafferty & Co., Inc.|9200
MDGL|MADRIGAL PHARMA|LEER|LEERINK PARTNERS LLC|400
MDGL|MADRIGAL PHARMA|LEHM|Barclays Capital Inc./Le|502813
MDGL|MADRIGAL PHARMA|LIME|Lime Brokerage LLC|145731
MDGL|MADRIGAL PHARMA|LQNA|LIQUIDNET, INC.|10000
MDGL|MADRIGAL PHARMA|LSCI|Lek Securities Corporation|1001
MDGL|MADRIGAL PHARMA|LTCO|Ladenburg, Thalmann & Co., Inc.|1000
MDGL|MADRIGAL PHARMA|MAVB|Great Point Capital LLC|116
MDGL|MADRIGAL PHARMA|MAXM|Maxim Group LLC|3416
MDGL|MADRIGAL PHARMA|MBTS|ALLY INVEST SECURITIES LLC|36
MDGL|MADRIGAL PHARMA|MCMF|Raymond James Ltd. Cds|412
MDGL|MADRIGAL PHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72764
MDGL|MADRIGAL PHARMA|MOTF|MOTIF INVESTING, INC.|5
MDGL|MADRIGAL PHARMA|MPSG|E D & F Man Capital Markets Inc.|87
MDGL|MADRIGAL PHARMA|MSCO|MORGAN STANLEY & CO. LLC|921630
MDGL|MADRIGAL PHARMA|MSPL|MORGAN STANLEY & CO. LLC|185500
MDGL|MADRIGAL PHARMA|MSTX|MORGAN STANLEY & CO. LLC|12000
MDGL|MADRIGAL PHARMA|NATL|National Securities Corporation|24
MDGL|MADRIGAL PHARMA|NFSC|National Financial Services LLC|366508
MDGL|MADRIGAL PHARMA|NITE|VIRTU Americas LLC|821940
MDGL|MADRIGAL PHARMA|NITP|VIRTU Americas LLC|3526
MDGL|MADRIGAL PHARMA|NQRB|Brut, LLC|7190
MDGL|MADRIGAL PHARMA|OPCO|Oppenheimer & Co. Inc.|851
MDGL|MADRIGAL PHARMA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|680
MDGL|MADRIGAL PHARMA|PCFF|Pacific International Securities Inc./CDS|67
MDGL|MADRIGAL PHARMA|PCPT|PHILLIP CAPITAL INC.|1680
MDGL|MADRIGAL PHARMA|PDQM|CODA MARKETS, INC.|202929
MDGL|MADRIGAL PHARMA|POIN|PRECISION SECURITIES, LLC (POIN)|400
MDGL|MADRIGAL PHARMA|PWJC|UBS Financial Services, Inc.|2078
MDGL|MADRIGAL PHARMA|RAJA|Raymond James & Associates, Inc.|515
MDGL|MADRIGAL PHARMA|RBCM|RBC CAPITAL MARKETS, LLC|6246
MDGL|MADRIGAL PHARMA|RGLD|Regal Securities, Inc|46
MDGL|MADRIGAL PHARMA|SAGL|SAGETRADER, LLC|10860
MDGL|MADRIGAL PHARMA|SALI|INTL FCSTONE FINANCIAL INC.|350
MDGL|MADRIGAL PHARMA|SALW|SW FINANCIAL|1900
MDGL|MADRIGAL PHARMA|SBSH|Citigroup Global Markets Inc.|118322
MDGL|MADRIGAL PHARMA|SGMT|GOLDMAN SACHS & CO. LLC|79751
MDGL|MADRIGAL PHARMA|SPDR|SPEEDROUTE LLC|16002
MDGL|MADRIGAL PHARMA|SPTD|MINT GLOBAL MARKETS, INC.|800
MDGL|MADRIGAL PHARMA|STFL|Stifel, Nicolaus & Company, Incorporated|6037
MDGL|MADRIGAL PHARMA|STXG|Stockcross Financial Services, Inc.|71
MDGL|MADRIGAL PHARMA|SWIM|TD Ameritrade, Inc.|351455
MDGL|MADRIGAL PHARMA|SWST|Hilltop Securities Inc.|291
MDGL|MADRIGAL PHARMA|TKNG|ALLY INVEST SECURITIES LLC|2982
MDGL|MADRIGAL PHARMA|TRBT|Tradebot Systems, Inc.|86471
MDGL|MADRIGAL PHARMA|TRCM|TRC MARKETS LLC|7282
MDGL|MADRIGAL PHARMA|UBSA|UBS SECURITIES LLC|345501
MDGL|MADRIGAL PHARMA|UBSS|UBS Securities LLC|558755
MDGL|MADRIGAL PHARMA|VALX|VIRTU AMERICAS LLC|28964
MDGL|MADRIGAL PHARMA|VGRD|Vanguard Marketing Corporation|5586
MDGL|MADRIGAL PHARMA|VNDS|VANDHAM SECURITIES CORP|100
MDGL|MADRIGAL PHARMA|VSIN|Vision Financial Markets Llc|65
MDGL|MADRIGAL PHARMA|WABR|Wall Street Access|6145
MDGL|MADRIGAL PHARMA|WBLR|WILLIAM BLAIR|1751
MDGL|MADRIGAL PHARMA|WBPX|SUMMIT SECURITIES GROUP, LLC|2515
MDGL|MADRIGAL PHARMA|WCHV|WELLS FARGO SECURITIES, LLC|38627
MDGL|MADRIGAL PHARMA|WEDB|WEDBUSH SECURITIES INC.|149892
MDGL|MADRIGAL PHARMA|WEED|Weeden & Co.L.P.|23
MDGL|MADRIGAL PHARMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|436
MDGL|MADRIGAL PHARMA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6874
MDGL|MADRIGAL PHARMA|WGIF|CIBC World Markets Inc.|279
MDGL|MADRIGAL PHARMA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28
MDGL|MADRIGAL PHARMA|WSEA|WOLVERINE SECURITIES, LLC|3203
MDGL|MADRIGAL PHARMA|XIST|INSTINET, LLC|25000
MDGL|MADRIGAL PHARMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|60600
MDGL|MADRIGAL PHARMA|YKNA|COMHAR CAPITAL MARKETS, LLC|35686
MDGL|MADRIGAL PHARMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|342
MDGS|MEDIGUS LTD ADS|ALTX|Alternet Securities Inc.|3800
MDGS|MEDIGUS LTD ADS|APCC|Apex Clearing Corporation|48802
MDGS|MEDIGUS LTD ADS|BAYT|BTIG, LLC|2900
MDGS|MEDIGUS LTD ADS|CHAS|Charles Schwab & Co., Inc.|4000
MDGS|MEDIGUS LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17457
MDGS|MEDIGUS LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6874
MDGS|MEDIGUS LTD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34920
MDGS|MEDIGUS LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14955
MDGS|MEDIGUS LTD ADS|DBAB|Deutsche Bank Securities Inc.|900
MDGS|MEDIGUS LTD ADS|DBAX|Deutsche Bank Securities Inc.|8600
MDGS|MEDIGUS LTD ADS|DEGS|RONIN PROFESSIONAL LLC|10400
MDGS|MEDIGUS LTD ADS|EBXL|EBX LLC|16800
MDGS|MEDIGUS LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
MDGS|MEDIGUS LTD ADS|EGAM|CBOE TRADING, INC.|5300
MDGS|MEDIGUS LTD ADS|EGXM|CBOE TRADING, INC.|4960
MDGS|MEDIGUS LTD ADS|EGXW|CBOE TRADING, INC.|2600
MDGS|MEDIGUS LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|100
MDGS|MEDIGUS LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|430
MDGS|MEDIGUS LTD ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2600
MDGS|MEDIGUS LTD ADS|ETRS|E*Trade Securities LLC|232493
MDGS|MEDIGUS LTD ADS|FBCO|Credit Suisse Securities (USA) LLC|37230
MDGS|MEDIGUS LTD ADS|FILL|Tradestation Securities, Inc.|20867
MDGS|MEDIGUS LTD ADS|FMAF|NBCN Inc./ CDS|2400
MDGS|MEDIGUS LTD ADS|FOMA|TD AMERITRADE CLEARING, INC.|324595
MDGS|MEDIGUS LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8500
MDGS|MEDIGUS LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
MDGS|MEDIGUS LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|8340
MDGS|MEDIGUS LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|29444
MDGS|MEDIGUS LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|56350
MDGS|MEDIGUS LTD ADS|GTSZ|GTS SECURITIES LLC|1099
MDGS|MEDIGUS LTD ADS|HSBC|HSBC Securities, Inc.|3450
MDGS|MEDIGUS LTD ADS|IATS|INTERACTIVE BROKERS LLC|12360
MDGS|MEDIGUS LTD ADS|IBKR|Interactive Brokers Llc|273860
MDGS|MEDIGUS LTD ADS|ICBX|INSTINET, LLC|5300
MDGS|MEDIGUS LTD ADS|INCA|INSTINET, LLC|40419
MDGS|MEDIGUS LTD ADS|ITGI|ITG Inc.|10805
MDGS|MEDIGUS LTD ADS|ITGP|ITG INC.|12400
MDGS|MEDIGUS LTD ADS|JMPT|JUMP TRADING, LLC|793
MDGS|MEDIGUS LTD ADS|JONE|JonesTrading|1000
MDGS|MEDIGUS LTD ADS|JPMX|J.P. Morgan Securities LLC|2720
MDGS|MEDIGUS LTD ADS|KCGM|VIRTU Americas LLC|3697
MDGS|MEDIGUS LTD ADS|LEHM|Barclays Capital Inc./Le|14798
MDGS|MEDIGUS LTD ADS|LIME|Lime Brokerage LLC|11963
MDGS|MEDIGUS LTD ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
MDGS|MEDIGUS LTD ADS|MAXM|Maxim Group LLC|3900
MDGS|MEDIGUS LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8104
MDGS|MEDIGUS LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|74382
MDGS|MEDIGUS LTD ADS|NFSC|National Financial Services LLC|234363
MDGS|MEDIGUS LTD ADS|NITE|VIRTU Americas LLC|649887
MDGS|MEDIGUS LTD ADS|NQRB|Brut, LLC|900
MDGS|MEDIGUS LTD ADS|OPCO|Oppenheimer & Co. Inc.|6049
MDGS|MEDIGUS LTD ADS|PDQM|CODA MARKETS, INC.|11937
MDGS|MEDIGUS LTD ADS|SAGL|SAGETRADER, LLC|1800
MDGS|MEDIGUS LTD ADS|SBSH|Citigroup Global Markets Inc.|5355
MDGS|MEDIGUS LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|2941
MDGS|MEDIGUS LTD ADS|SOGO|Wang Investment Associates, Inc.|500
MDGS|MEDIGUS LTD ADS|SPDR|SPEEDROUTE LLC|36380
MDGS|MEDIGUS LTD ADS|SWIM|TD Ameritrade, Inc.|190679
MDGS|MEDIGUS LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|1600
MDGS|MEDIGUS LTD ADS|TRCM|TRC MARKETS LLC|400
MDGS|MEDIGUS LTD ADS|TTUC|CUTTONE & CO., INC.|750
MDGS|MEDIGUS LTD ADS|TWTT|TASTYWORKS, INC.|500
MDGS|MEDIGUS LTD ADS|UBSA|UBS SECURITIES LLC|34468
MDGS|MEDIGUS LTD ADS|UBSS|UBS Securities LLC|22906
MDGS|MEDIGUS LTD ADS|VGRD|Vanguard Marketing Corporation|12932
MDGS|MEDIGUS LTD ADS|VIEW|VIEWTRADE SECURITIES LLC|12000
MDGS|MEDIGUS LTD ADS|VSIN|Vision Financial Markets Llc|4432
MDGS|MEDIGUS LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|1300
MDGS|MEDIGUS LTD ADS|WEDB|WEDBUSH SECURITIES INC.|400
MDGS|MEDIGUS LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|170
MDGS|MEDIGUS LTD ADS|WGIF|CIBC World Markets Inc.|3550
MDGS|MEDIGUS LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|100
MDGS|MEDIGUS LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|21252
MDGS|MEDIGUS LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|297
MDIV|FIRST TRST VI MLTI|ALTX|Alternet Securities Inc.|200
MDIV|FIRST TRST VI MLTI|APCC|Apex Clearing Corporation|401
MDIV|FIRST TRST VI MLTI|BANK|Primevest Financial Services, Inc.|318
MDIV|FIRST TRST VI MLTI|BARD|Robert W. Baird & Co. Incorporated|22003
MDIV|FIRST TRST VI MLTI|BATM|CBOE TRADING, INC.|11
MDIV|FIRST TRST VI MLTI|BBNT|BB&T SECURITIES, LLC|4478
MDIV|FIRST TRST VI MLTI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3444
MDIV|FIRST TRST VI MLTI|CANT|Cantor Fitzgerald & Co.|108061
MDIV|FIRST TRST VI MLTI|CHAS|Charles Schwab & Co., Inc.|9
MDIV|FIRST TRST VI MLTI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|746
MDIV|FIRST TRST VI MLTI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
MDIV|FIRST TRST VI MLTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30363
MDIV|FIRST TRST VI MLTI|CSIN|Citadel Securities Institutional LLC|154349
MDIV|FIRST TRST VI MLTI|CTDL|Citadel Derivatives Group Llc|154349
MDIV|FIRST TRST VI MLTI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1340
MDIV|FIRST TRST VI MLTI|DADA|D.A. Davidson & Co.|6
MDIV|FIRST TRST VI MLTI|DBAB|Deutsche Bank Securities Inc.|632
MDIV|FIRST TRST VI MLTI|DBAX|Deutsche Bank Securities Inc.|7100
MDIV|FIRST TRST VI MLTI|DEAN|MORGAN STANLEY|29069
MDIV|FIRST TRST VI MLTI|EBXL|EBX LLC|7900
MDIV|FIRST TRST VI MLTI|EDJO|Edward D. Jones & Co., L.P.|47920
MDIV|FIRST TRST VI MLTI|EGAM|CBOE TRADING, INC.|200
MDIV|FIRST TRST VI MLTI|EGMT|EG MARKET TECHNOLOGIES LLC|100
MDIV|FIRST TRST VI MLTI|ETBE|Electronic Transaction Clearing, Inc.|100
MDIV|FIRST TRST VI MLTI|ETRS|E*Trade Securities LLC|3855
MDIV|FIRST TRST VI MLTI|FBCO|Credit Suisse Securities (USA) LLC|34886
MDIV|FIRST TRST VI MLTI|FBSB|U.S. Bancorp Investments, Inc.|4464
MDIV|FIRST TRST VI MLTI|FMAF|NBCN Inc./ CDS|4
MDIV|FIRST TRST VI MLTI|FOMA|TD AMERITRADE CLEARING, INC.|33475
MDIV|FIRST TRST VI MLTI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17515
MDIV|FIRST TRST VI MLTI|FTBR|Foliofn Investments, Inc.|80
MDIV|FIRST TRST VI MLTI|GEBB|GLOBAL EXECUTION BROKERS, LP|774
MDIV|FIRST TRST VI MLTI|GSCS|GOLDMAN SACHS & CO. LLC|286
MDIV|FIRST TRST VI MLTI|GTSZ|GTS SECURITIES LLC|55
MDIV|FIRST TRST VI MLTI|HRBF|American Enterprise Investment Services Inc.|61230
MDIV|FIRST TRST VI MLTI|IATS|INTERACTIVE BROKERS LLC|1100
MDIV|FIRST TRST VI MLTI|IBKR|Interactive Brokers Llc|7821
MDIV|FIRST TRST VI MLTI|ICBX|INSTINET, LLC|1176
MDIV|FIRST TRST VI MLTI|INCA|INSTINET, LLC|915
MDIV|FIRST TRST VI MLTI|ITGI|ITG Inc.|200
MDIV|FIRST TRST VI MLTI|JANY|Janney Montgomery Scott Inc.|4000
MDIV|FIRST TRST VI MLTI|JPMX|J.P. Morgan Securities LLC|7020
MDIV|FIRST TRST VI MLTI|JSEB|JANE STREET EXECUTION SERVICES, LLC|11109
MDIV|FIRST TRST VI MLTI|JSJX|JANE STREET CAPITAL LLC|254117
MDIV|FIRST TRST VI MLTI|KCGM|VIRTU Americas LLC|6929
MDIV|FIRST TRST VI MLTI|LEHM|Barclays Capital Inc./Le|20000
MDIV|FIRST TRST VI MLTI|LIME|Lime Brokerage LLC|6538
MDIV|FIRST TRST VI MLTI|MCMF|Raymond James Ltd. Cds|1900
MDIV|FIRST TRST VI MLTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7810
MDIV|FIRST TRST VI MLTI|MSCO|MORGAN STANLEY & CO. LLC|122649
MDIV|FIRST TRST VI MLTI|MSPL|MORGAN STANLEY & CO. LLC|1300
MDIV|FIRST TRST VI MLTI|NFSC|National Financial Services LLC|75149
MDIV|FIRST TRST VI MLTI|NITE|VIRTU Americas LLC|325663
MDIV|FIRST TRST VI MLTI|OLDM|OLD MISSION CAPITAL, LLC|28650
MDIV|FIRST TRST VI MLTI|OPCO|Oppenheimer & Co. Inc.|4214
MDIV|FIRST TRST VI MLTI|PDQM|CODA MARKETS, INC.|1294
MDIV|FIRST TRST VI MLTI|PWJC|UBS Financial Services, Inc.|7600
MDIV|FIRST TRST VI MLTI|RAJA|Raymond James & Associates, Inc.|471
MDIV|FIRST TRST VI MLTI|RBCM|RBC CAPITAL MARKETS, LLC|27466
MDIV|FIRST TRST VI MLTI|SALI|INTL FCSTONE FINANCIAL INC.|22
MDIV|FIRST TRST VI MLTI|SBSH|Citigroup Global Markets Inc.|22584
MDIV|FIRST TRST VI MLTI|SGMT|GOLDMAN SACHS & CO. LLC|12410
MDIV|FIRST TRST VI MLTI|SPDR|SPEEDROUTE LLC|7194
MDIV|FIRST TRST VI MLTI|STFL|Stifel, Nicolaus & Company, Incorporated|6690
MDIV|FIRST TRST VI MLTI|SWIM|TD Ameritrade, Inc.|1500
MDIV|FIRST TRST VI MLTI|SWST|Hilltop Securities Inc.|35736
MDIV|FIRST TRST VI MLTI|TKNG|ALLY INVEST SECURITIES LLC|35
MDIV|FIRST TRST VI MLTI|TRCM|TRC MARKETS LLC|1202
MDIV|FIRST TRST VI MLTI|UBSA|UBS SECURITIES LLC|41867
MDIV|FIRST TRST VI MLTI|UBSS|UBS Securities LLC|94687
MDIV|FIRST TRST VI MLTI|VALX|VIRTU AMERICAS LLC|300
MDIV|FIRST TRST VI MLTI|VGRD|Vanguard Marketing Corporation|8881
MDIV|FIRST TRST VI MLTI|WCHV|WELLS FARGO SECURITIES, LLC|163240
MDIV|FIRST TRST VI MLTI|WEDB|WEDBUSH SECURITIES INC.|2638
MDIV|FIRST TRST VI MLTI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2635
MDIV|FIRST TRST VI MLTI|WSEA|WOLVERINE SECURITIES, LLC|5480
MDIV|FIRST TRST VI MLTI|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MDIV|FIRST TRST VI MLTI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|82138
MDLQ|MEDLEY 7.25% NOTES|AGIS|Aegis Capital Corp.|400
MDLQ|MEDLEY 7.25% NOTES|BBNT|BB&T SECURITIES, LLC|12285
MDLQ|MEDLEY 7.25% NOTES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5626
MDLQ|MEDLEY 7.25% NOTES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
MDLQ|MEDLEY 7.25% NOTES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MDLQ|MEDLEY 7.25% NOTES|EBXL|EBX LLC|400
MDLQ|MEDLEY 7.25% NOTES|EDJO|Edward D. Jones & Co., L.P.|1130
MDLQ|MEDLEY 7.25% NOTES|FILL|Tradestation Securities, Inc.|100
MDLQ|MEDLEY 7.25% NOTES|GSLT|GOLDMAN SACHS & CO. LLC|200
MDLQ|MEDLEY 7.25% NOTES|HRBF|American Enterprise Investment Services Inc.|86
MDLQ|MEDLEY 7.25% NOTES|IATS|INTERACTIVE BROKERS LLC|1200
MDLQ|MEDLEY 7.25% NOTES|IBKR|Interactive Brokers Llc|3700
MDLQ|MEDLEY 7.25% NOTES|ICBX|INSTINET, LLC|300
MDLQ|MEDLEY 7.25% NOTES|INCA|INSTINET, LLC|200
MDLQ|MEDLEY 7.25% NOTES|ITGI|ITG Inc.|275
MDLQ|MEDLEY 7.25% NOTES|ITGP|ITG INC.|200
MDLQ|MEDLEY 7.25% NOTES|LIME|Lime Brokerage LLC|300
MDLQ|MEDLEY 7.25% NOTES|MSCO|MORGAN STANLEY & CO. LLC|1020
MDLQ|MEDLEY 7.25% NOTES|NFSC|National Financial Services LLC|12223
MDLQ|MEDLEY 7.25% NOTES|NITE|VIRTU Americas LLC|19332
MDLQ|MEDLEY 7.25% NOTES|NQRB|Brut, LLC|500
MDLQ|MEDLEY 7.25% NOTES|PIPR|Piper Jaffray & Co.|21420
MDLQ|MEDLEY 7.25% NOTES|RBCM|RBC CAPITAL MARKETS, LLC|300
MDLQ|MEDLEY 7.25% NOTES|SALI|INTL FCSTONE FINANCIAL INC.|737
MDLQ|MEDLEY 7.25% NOTES|SGMT|GOLDMAN SACHS & CO. LLC|100
MDLQ|MEDLEY 7.25% NOTES|STFL|Stifel, Nicolaus & Company, Incorporated|579
MDLQ|MEDLEY 7.25% NOTES|SWIM|TD Ameritrade, Inc.|489
MDLQ|MEDLEY 7.25% NOTES|UBSA|UBS SECURITIES LLC|900
MDLQ|MEDLEY 7.25% NOTES|UBSS|UBS Securities LLC|2530
MDLQ|MEDLEY 7.25% NOTES|VGRD|Vanguard Marketing Corporation|100
MDLQ|MEDLEY 7.25% NOTES|WBLR|WILLIAM BLAIR|347
MDLQ|MEDLEY 7.25% NOTES|WCHV|WELLS FARGO SECURITIES, LLC|3163
MDLQ|MEDLEY 7.25% NOTES|WEDB|WEDBUSH SECURITIES INC.|500
MDLX|MEDLEY LLC 6.875 NTS|BAYC|BAY CREST PARTNERS, LLC|1000
MDLX|MEDLEY LLC 6.875 NTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
MDLX|MEDLEY LLC 6.875 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
MDLX|MEDLEY LLC 6.875 NTS|DBAX|Deutsche Bank Securities Inc.|400
MDLX|MEDLEY LLC 6.875 NTS|DEAN|MORGAN STANLEY|1300
MDLX|MEDLEY LLC 6.875 NTS|EBXL|EBX LLC|400
MDLX|MEDLEY LLC 6.875 NTS|ETRS|E*Trade Securities LLC|900
MDLX|MEDLEY LLC 6.875 NTS|FILL|Tradestation Securities, Inc.|300
MDLX|MEDLEY LLC 6.875 NTS|GTSZ|GTS SECURITIES LLC|100
MDLX|MEDLEY LLC 6.875 NTS|HRBF|American Enterprise Investment Services Inc.|1765
MDLX|MEDLEY LLC 6.875 NTS|IATS|INTERACTIVE BROKERS LLC|1010
MDLX|MEDLEY LLC 6.875 NTS|IBKR|Interactive Brokers Llc|3434
MDLX|MEDLEY LLC 6.875 NTS|ICBX|INSTINET, LLC|100
MDLX|MEDLEY LLC 6.875 NTS|INCA|INSTINET, LLC|449
MDLX|MEDLEY LLC 6.875 NTS|ITGP|ITG INC.|200
MDLX|MEDLEY LLC 6.875 NTS|JPMX|J.P. Morgan Securities LLC|200
MDLX|MEDLEY LLC 6.875 NTS|LIME|Lime Brokerage LLC|375
MDLX|MEDLEY LLC 6.875 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|587
MDLX|MEDLEY LLC 6.875 NTS|MSCO|MORGAN STANLEY & CO. LLC|901
MDLX|MEDLEY LLC 6.875 NTS|NFSC|National Financial Services LLC|9232
MDLX|MEDLEY LLC 6.875 NTS|NITE|VIRTU Americas LLC|21748
MDLX|MEDLEY LLC 6.875 NTS|NQRB|Brut, LLC|320
MDLX|MEDLEY LLC 6.875 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|368
MDLX|MEDLEY LLC 6.875 NTS|SWIM|TD Ameritrade, Inc.|550
MDLX|MEDLEY LLC 6.875 NTS|TKNG|ALLY INVEST SECURITIES LLC|100
MDLX|MEDLEY LLC 6.875 NTS|UBSA|UBS SECURITIES LLC|1600
MDLX|MEDLEY LLC 6.875 NTS|UBSS|UBS Securities LLC|1574
MDLX|MEDLEY LLC 6.875 NTS|VGRD|Vanguard Marketing Corporation|600
MDLX|MEDLEY LLC 6.875 NTS|WBLR|WILLIAM BLAIR|500
MDLX|MEDLEY LLC 6.875 NTS|WCHV|WELLS FARGO SECURITIES, LLC|570
MDLX|MEDLEY LLC 6.875 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3455
MDLY|MEDLEY MANAGEMENT A|APCC|Apex Clearing Corporation|13424
MDLY|MEDLEY MANAGEMENT A|BANK|Primevest Financial Services, Inc.|7
MDLY|MEDLEY MANAGEMENT A|BATM|CBOE TRADING, INC.|219
MDLY|MEDLEY MANAGEMENT A|BAYC|BAY CREST PARTNERS, LLC|473
MDLY|MEDLEY MANAGEMENT A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23327
MDLY|MEDLEY MANAGEMENT A|BNPX|BNP PARIBAS SECURITIES CORP.|128
MDLY|MEDLEY MANAGEMENT A|BYXM|CBOE TRADING, INC.|200
MDLY|MEDLEY MANAGEMENT A|CBOL|Mutual Securities Inc|10000
MDLY|MEDLEY MANAGEMENT A|CHAS|Charles Schwab & Co., Inc.|3
MDLY|MEDLEY MANAGEMENT A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48978
MDLY|MEDLEY MANAGEMENT A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|808
MDLY|MEDLEY MANAGEMENT A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1900
MDLY|MEDLEY MANAGEMENT A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15705
MDLY|MEDLEY MANAGEMENT A|CTDL|Citadel Derivatives Group Llc|180
MDLY|MEDLEY MANAGEMENT A|CXCX|CITIGROUP GLOBAL MARKETS INC.|5390
MDLY|MEDLEY MANAGEMENT A|DBAB|Deutsche Bank Securities Inc.|10374
MDLY|MEDLEY MANAGEMENT A|DBAX|Deutsche Bank Securities Inc.|11200
MDLY|MEDLEY MANAGEMENT A|DEAN|MORGAN STANLEY|1000
MDLY|MEDLEY MANAGEMENT A|DEGS|RONIN PROFESSIONAL LLC|1015
MDLY|MEDLEY MANAGEMENT A|EBXL|EBX LLC|38600
MDLY|MEDLEY MANAGEMENT A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7
MDLY|MEDLEY MANAGEMENT A|ETCB|ETC BROKERAGE SERVICES, LLC|2000
MDLY|MEDLEY MANAGEMENT A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
MDLY|MEDLEY MANAGEMENT A|ETRS|E*Trade Securities LLC|144101
MDLY|MEDLEY MANAGEMENT A|FILL|Tradestation Securities, Inc.|355
MDLY|MEDLEY MANAGEMENT A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3719
MDLY|MEDLEY MANAGEMENT A|FTBR|Foliofn Investments, Inc.|2702
MDLY|MEDLEY MANAGEMENT A|GEBB|GLOBAL EXECUTION BROKERS, LP|10
MDLY|MEDLEY MANAGEMENT A|GLPX|ACS EXECUTION SERVICES, LLC|2010
MDLY|MEDLEY MANAGEMENT A|GSCO|GOLDMAN SACHS & CO. LLC|36032
MDLY|MEDLEY MANAGEMENT A|GSCS|GOLDMAN SACHS & CO. LLC|1500
MDLY|MEDLEY MANAGEMENT A|GSLT|GOLDMAN SACHS & CO. LLC|618
MDLY|MEDLEY MANAGEMENT A|GTSZ|GTS SECURITIES LLC|7827
MDLY|MEDLEY MANAGEMENT A|IATS|INTERACTIVE BROKERS LLC|1047
MDLY|MEDLEY MANAGEMENT A|IBKR|Interactive Brokers Llc|15347
MDLY|MEDLEY MANAGEMENT A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|115
MDLY|MEDLEY MANAGEMENT A|ICBX|INSTINET, LLC|9100
MDLY|MEDLEY MANAGEMENT A|IEQY|CITADEL SECURITIES LLC|80
MDLY|MEDLEY MANAGEMENT A|INCA|INSTINET, LLC|26083
MDLY|MEDLEY MANAGEMENT A|ITGI|ITG Inc.|3214
MDLY|MEDLEY MANAGEMENT A|ITGP|ITG INC.|13600
MDLY|MEDLEY MANAGEMENT A|JEFF|JEFFERIES LLC|1400
MDLY|MEDLEY MANAGEMENT A|JMPT|JUMP TRADING, LLC|40
MDLY|MEDLEY MANAGEMENT A|JONE|JonesTrading|27200
MDLY|MEDLEY MANAGEMENT A|JPBX|J.P. MORGAN SECURITIES LLC|1400
MDLY|MEDLEY MANAGEMENT A|JPMX|J.P. Morgan Securities LLC|143347
MDLY|MEDLEY MANAGEMENT A|JSJX|JANE STREET CAPITAL LLC|3736
MDLY|MEDLEY MANAGEMENT A|KCGM|VIRTU Americas LLC|15313
MDLY|MEDLEY MANAGEMENT A|LAFC|R. F. Lafferty & Co., Inc.|25180
MDLY|MEDLEY MANAGEMENT A|LEHM|Barclays Capital Inc./Le|8752
MDLY|MEDLEY MANAGEMENT A|LIME|Lime Brokerage LLC|4286
MDLY|MEDLEY MANAGEMENT A|LOOP|Loop Capital Markets LLC|600
MDLY|MEDLEY MANAGEMENT A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12190
MDLY|MEDLEY MANAGEMENT A|MSCO|MORGAN STANLEY & CO. LLC|36981
MDLY|MEDLEY MANAGEMENT A|MSPL|MORGAN STANLEY & CO. LLC|14600
MDLY|MEDLEY MANAGEMENT A|MSTX|MORGAN STANLEY & CO. LLC|10200
MDLY|MEDLEY MANAGEMENT A|NFSC|National Financial Services LLC|109325
MDLY|MEDLEY MANAGEMENT A|NITE|VIRTU Americas LLC|187893
MDLY|MEDLEY MANAGEMENT A|PDQM|CODA MARKETS, INC.|3820
MDLY|MEDLEY MANAGEMENT A|RBCM|RBC CAPITAL MARKETS, LLC|2500
MDLY|MEDLEY MANAGEMENT A|RGLD|Regal Securities, Inc|5250
MDLY|MEDLEY MANAGEMENT A|SBSH|Citigroup Global Markets Inc.|2608
MDLY|MEDLEY MANAGEMENT A|SGMT|GOLDMAN SACHS & CO. LLC|7386
MDLY|MEDLEY MANAGEMENT A|SPDR|SPEEDROUTE LLC|7458
MDLY|MEDLEY MANAGEMENT A|STFL|Stifel, Nicolaus & Company, Incorporated|941
MDLY|MEDLEY MANAGEMENT A|SWIM|TD Ameritrade, Inc.|55098
MDLY|MEDLEY MANAGEMENT A|TKNG|ALLY INVEST SECURITIES LLC|3628
MDLY|MEDLEY MANAGEMENT A|TRBT|Tradebot Systems, Inc.|512
MDLY|MEDLEY MANAGEMENT A|TRCM|TRC MARKETS LLC|2380
MDLY|MEDLEY MANAGEMENT A|UBSA|UBS SECURITIES LLC|63492
MDLY|MEDLEY MANAGEMENT A|UBSS|UBS Securities LLC|43590
MDLY|MEDLEY MANAGEMENT A|VALX|VIRTU AMERICAS LLC|7427
MDLY|MEDLEY MANAGEMENT A|VGRD|Vanguard Marketing Corporation|10695
MDLY|MEDLEY MANAGEMENT A|WCHV|WELLS FARGO SECURITIES, LLC|58377
MDLY|MEDLEY MANAGEMENT A|WDNX|WEEDEN & CO.L.P.|6916
MDLY|MEDLEY MANAGEMENT A|WEDB|WEDBUSH SECURITIES INC.|2000
MDLY|MEDLEY MANAGEMENT A|WGIF|CIBC World Markets Inc.|2900
MDLY|MEDLEY MANAGEMENT A|WSEA|WOLVERINE SECURITIES, LLC|2176
MDLY|MEDLEY MANAGEMENT A|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MDLY|MEDLEY MANAGEMENT A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4100
MDLZ|MONDELEZ INTL CMN A|ABLE|NATIXIS Securities Americas LLC|112057
MDLZ|MONDELEZ INTL CMN A|ADAM|CANACCORD GENUITY INC.|300
MDLZ|MONDELEZ INTL CMN A|AGIS|Aegis Capital Corp.|750
MDLZ|MONDELEZ INTL CMN A|ALFA|ALPHA TRADING L.P.|296725
MDLZ|MONDELEZ INTL CMN A|ALTX|Alternet Securities Inc.|56631
MDLZ|MONDELEZ INTL CMN A|ANOS|ABEL/NOSER, L.L.C.|198905
MDLZ|MONDELEZ INTL CMN A|APCC|Apex Clearing Corporation|13167
MDLZ|MONDELEZ INTL CMN A|AQUA|AQUA SECURITIES L.P.|23300
MDLZ|MONDELEZ INTL CMN A|BALE|M&T SECURITIES, INC.|1460
MDLZ|MONDELEZ INTL CMN A|BANK|Primevest Financial Services, Inc.|1235
MDLZ|MONDELEZ INTL CMN A|BARD|Robert W. Baird & Co. Incorporated|28291
MDLZ|MONDELEZ INTL CMN A|BATM|CBOE TRADING, INC.|36843
MDLZ|MONDELEZ INTL CMN A|BAYC|BAY CREST PARTNERS, LLC|246338
MDLZ|MONDELEZ INTL CMN A|BBNT|BB&T SECURITIES, LLC|12509
MDLZ|MONDELEZ INTL CMN A|BERN|Sanford C. Bernstein & Co., LLC|1906629
MDLZ|MONDELEZ INTL CMN A|BIMI|Banca IMI Securities Corp.|6514
MDLZ|MONDELEZ INTL CMN A|BKCM|BNY Mellon Capital Markets LLC|3940
MDLZ|MONDELEZ INTL CMN A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|68074
MDLZ|MONDELEZ INTL CMN A|BLKX|INSTINET, LLC|552480
MDLZ|MONDELEZ INTL CMN A|BMOC|BMO Capital Markets Corp.|589857
MDLZ|MONDELEZ INTL CMN A|BNCH|The Benchmark Company, LLC|1026534
MDLZ|MONDELEZ INTL CMN A|BNPX|BNP PARIBAS SECURITIES CORP.|1819532
MDLZ|MONDELEZ INTL CMN A|BTIG|BTIG, LLC|211316
MDLZ|MONDELEZ INTL CMN A|BYXM|CBOE TRADING, INC.|35775
MDLZ|MONDELEZ INTL CMN A|BZYD|GOLDMAN SACHS & CO. LLC|4100
MDLZ|MONDELEZ INTL CMN A|CABR|Cabrera Capital Markets, Inc.|200
MDLZ|MONDELEZ INTL CMN A|CANT|Cantor Fitzgerald & Co.|1046
MDLZ|MONDELEZ INTL CMN A|CBLC|CITIGROUP GLOBAL MARKETS INC.|28366
MDLZ|MONDELEZ INTL CMN A|CHAS|Charles Schwab & Co., Inc.|9962
MDLZ|MONDELEZ INTL CMN A|CHBC|PENSERRA SECURITIES, LLC|150000
MDLZ|MONDELEZ INTL CMN A|CIBP|CIBC World Markets Corp.|426318
MDLZ|MONDELEZ INTL CMN A|CICF|Canaccord Genuity Corp.|1238
MDLZ|MONDELEZ INTL CMN A|CIST|Capital Institutional Services, Inc.|40411
MDLZ|MONDELEZ INTL CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|575219
MDLZ|MONDELEZ INTL CMN A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|401
MDLZ|MONDELEZ INTL CMN A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15153
MDLZ|MONDELEZ INTL CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2320447
MDLZ|MONDELEZ INTL CMN A|CTDL|Citadel Derivatives Group Llc|380380
MDLZ|MONDELEZ INTL CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|239982
MDLZ|MONDELEZ INTL CMN A|DADA|D.A. Davidson & Co.|5788
MDLZ|MONDELEZ INTL CMN A|DAVA|Davenport & Company LLC|1027527
MDLZ|MONDELEZ INTL CMN A|DAWA|Daiwa Capital Markets America Inc.|1773
MDLZ|MONDELEZ INTL CMN A|DBAB|Deutsche Bank Securities Inc.|4422966
MDLZ|MONDELEZ INTL CMN A|DBAX|Deutsche Bank Securities Inc.|2144600
MDLZ|MONDELEZ INTL CMN A|DBUL|Deutsche Bank Securities Inc.|102401
MDLZ|MONDELEZ INTL CMN A|DCHF|Dart Executions, LLC|7693
MDLZ|MONDELEZ INTL CMN A|DEAN|MORGAN STANLEY|149378
MDLZ|MONDELEZ INTL CMN A|DEGS|RONIN PROFESSIONAL LLC|1897
MDLZ|MONDELEZ INTL CMN A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|63218
MDLZ|MONDELEZ INTL CMN A|DRWC|DRW SECURITIES, L.L.C.|7700
MDLZ|MONDELEZ INTL CMN A|DRWK|DRW SECURITIES, L.L.C.|361811
MDLZ|MONDELEZ INTL CMN A|EBXL|EBX LLC|1173300
MDLZ|MONDELEZ INTL CMN A|ECUT|CONVERGEX EXECUTION SOLUTIONS|214407
MDLZ|MONDELEZ INTL CMN A|EDJC|Edward Jones / CDS|11823
MDLZ|MONDELEZ INTL CMN A|EDJO|Edward D. Jones & Co., L.P.|150733
MDLZ|MONDELEZ INTL CMN A|EGAM|CBOE TRADING, INC.|97353
MDLZ|MONDELEZ INTL CMN A|EGAW|CBOE TRADING, INC.|1054
MDLZ|MONDELEZ INTL CMN A|EGMT|EG MARKET TECHNOLOGIES LLC|745
MDLZ|MONDELEZ INTL CMN A|EGXM|CBOE TRADING, INC.|23100
MDLZ|MONDELEZ INTL CMN A|EGXW|CBOE TRADING, INC.|490
MDLZ|MONDELEZ INTL CMN A|ELEV|ELEVATION, LLC|93500
MDLZ|MONDELEZ INTL CMN A|ETBE|Electronic Transaction Clearing, Inc.|517071
MDLZ|MONDELEZ INTL CMN A|ETCB|ETC BROKERAGE SERVICES, LLC|21
MDLZ|MONDELEZ INTL CMN A|ETCC|Electronic Transaction Clearing, Inc.|14308
MDLZ|MONDELEZ INTL CMN A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16060
MDLZ|MONDELEZ INTL CMN A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41917
MDLZ|MONDELEZ INTL CMN A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MDLZ|MONDELEZ INTL CMN A|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|411360
MDLZ|MONDELEZ INTL CMN A|ETRS|E*Trade Securities LLC|158173
MDLZ|MONDELEZ INTL CMN A|FBCO|Credit Suisse Securities (USA) LLC|4718285
MDLZ|MONDELEZ INTL CMN A|FBRC|B. RILEY FBR, INC.|68812
MDLZ|MONDELEZ INTL CMN A|FBSB|U.S. Bancorp Investments, Inc.|312
MDLZ|MONDELEZ INTL CMN A|FIDT|Fidelity Clearing Canada ULC./ CDS|464
MDLZ|MONDELEZ INTL CMN A|FILL|Tradestation Securities, Inc.|13803
MDLZ|MONDELEZ INTL CMN A|FINX|FINTECH SECURITIES|23028
MDLZ|MONDELEZ INTL CMN A|FMAF|NBCN Inc./ CDS|56234
MDLZ|MONDELEZ INTL CMN A|FMCO|First Manhattan Co|28925
MDLZ|MONDELEZ INTL CMN A|FOMA|TD AMERITRADE CLEARING, INC.|254882
MDLZ|MONDELEZ INTL CMN A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|52068
MDLZ|MONDELEZ INTL CMN A|FQLS|Quantlab Securities LP|2643203
MDLZ|MONDELEZ INTL CMN A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|615382
MDLZ|MONDELEZ INTL CMN A|FTBR|Foliofn Investments, Inc.|6642
MDLZ|MONDELEZ INTL CMN A|GBMT|GBM International, Inc.|7056
MDLZ|MONDELEZ INTL CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|493821
MDLZ|MONDELEZ INTL CMN A|GELP|RBC CAPITAL MARKETS, LLC|24048
MDLZ|MONDELEZ INTL CMN A|GFRY|JUMP TRADING, LLC|107278
MDLZ|MONDELEZ INTL CMN A|GLIS|TD Securities Inc|450
MDLZ|MONDELEZ INTL CMN A|GLPX|ACS EXECUTION SERVICES, LLC|194637
MDLZ|MONDELEZ INTL CMN A|GSCO|GOLDMAN SACHS & CO. LLC|12276479
MDLZ|MONDELEZ INTL CMN A|GSCS|GOLDMAN SACHS & CO. LLC|219622
MDLZ|MONDELEZ INTL CMN A|GSLT|GOLDMAN SACHS & CO. LLC|37112
MDLZ|MONDELEZ INTL CMN A|GTSZ|GTS SECURITIES LLC|1355691
MDLZ|MONDELEZ INTL CMN A|HAPX|HAP Trading, LLC|100
MDLZ|MONDELEZ INTL CMN A|HCTA|Hardcastle Trading USA LLC|181947
MDLZ|MONDELEZ INTL CMN A|HRBF|American Enterprise Investment Services Inc.|48837
MDLZ|MONDELEZ INTL CMN A|HSBC|HSBC Securities, Inc.|263709
MDLZ|MONDELEZ INTL CMN A|IATS|INTERACTIVE BROKERS LLC|16633
MDLZ|MONDELEZ INTL CMN A|IBKR|Interactive Brokers Llc|291594
MDLZ|MONDELEZ INTL CMN A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12448
MDLZ|MONDELEZ INTL CMN A|ICBX|INSTINET, LLC|649327
MDLZ|MONDELEZ INTL CMN A|IEQY|CITADEL SECURITIES LLC|1276179
MDLZ|MONDELEZ INTL CMN A|INCA|INSTINET, LLC|5346257
MDLZ|MONDELEZ INTL CMN A|INJX|INSTINET, LLC|120691
MDLZ|MONDELEZ INTL CMN A|INTL|INTL FCSTONE FINANCIAL INC.|93
MDLZ|MONDELEZ INTL CMN A|ITGI|ITG Inc.|1819396
MDLZ|MONDELEZ INTL CMN A|ITGP|ITG INC.|777400
MDLZ|MONDELEZ INTL CMN A|JANY|Janney Montgomery Scott Inc.|25499
MDLZ|MONDELEZ INTL CMN A|JEFF|JEFFERIES LLC|952852
MDLZ|MONDELEZ INTL CMN A|JMPT|JUMP TRADING, LLC|464137
MDLZ|MONDELEZ INTL CMN A|JONE|JonesTrading|11167
MDLZ|MONDELEZ INTL CMN A|JPBX|J.P. MORGAN SECURITIES LLC|703503
MDLZ|MONDELEZ INTL CMN A|JPMX|J.P. Morgan Securities LLC|3179547
MDLZ|MONDELEZ INTL CMN A|JSEB|JANE STREET EXECUTION SERVICES, LLC|72323
MDLZ|MONDELEZ INTL CMN A|JSJX|JANE STREET CAPITAL LLC|351323
MDLZ|MONDELEZ INTL CMN A|KCGM|VIRTU Americas LLC|328277
MDLZ|MONDELEZ INTL CMN A|LBKI|Libucki & Co., LLC|48300
MDLZ|MONDELEZ INTL CMN A|LEHM|Barclays Capital Inc./Le|10038214
MDLZ|MONDELEZ INTL CMN A|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1650
MDLZ|MONDELEZ INTL CMN A|LIME|Lime Brokerage LLC|1276213
MDLZ|MONDELEZ INTL CMN A|LMGP|LIME BROKERAGE LLC|242359
MDLZ|MONDELEZ INTL CMN A|LMNX|LUMINEX TRADING & ANALYTICS LLC|911964
MDLZ|MONDELEZ INTL CMN A|LOOP|Loop Capital Markets LLC|7591
MDLZ|MONDELEZ INTL CMN A|LQNA|LIQUIDNET, INC.|284700
MDLZ|MONDELEZ INTL CMN A|LSCI|Lek Securities Corporation|5152
MDLZ|MONDELEZ INTL CMN A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|607
MDLZ|MONDELEZ INTL CMN A|MACC|Mid Atlantic Capital Corporation|5360
MDLZ|MONDELEZ INTL CMN A|MACQ|Macquarie Capital (USA) Inc.|16300
MDLZ|MONDELEZ INTL CMN A|MAXM|Maxim Group LLC|84360
MDLZ|MONDELEZ INTL CMN A|MBTS|ALLY INVEST SECURITIES LLC|10
MDLZ|MONDELEZ INTL CMN A|MCBT|Moors & Cabot, Inc.|100
MDLZ|MONDELEZ INTL CMN A|MCMF|Raymond James Ltd. Cds|3718
MDLZ|MONDELEZ INTL CMN A|MILE|I-Bankers Securities, Inc.|100
MDLZ|MONDELEZ INTL CMN A|MKMP|MKM Partners LLC|30000
MDLZ|MONDELEZ INTL CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1426027
MDLZ|MONDELEZ INTL CMN A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6542
MDLZ|MONDELEZ INTL CMN A|MOTF|MOTIF INVESTING, INC.|31
MDLZ|MONDELEZ INTL CMN A|MPSG|E D & F Man Capital Markets Inc.|14419
MDLZ|MONDELEZ INTL CMN A|MSCO|MORGAN STANLEY & CO. LLC|23756586
MDLZ|MONDELEZ INTL CMN A|MSPL|MORGAN STANLEY & CO. LLC|1639900
MDLZ|MONDELEZ INTL CMN A|MSTX|MORGAN STANLEY & CO. LLC|867100
MDLZ|MONDELEZ INTL CMN A|NEUB|NEUBERGER BERMAN BD LLC|10371
MDLZ|MONDELEZ INTL CMN A|NFSC|National Financial Services LLC|1362039
MDLZ|MONDELEZ INTL CMN A|NITE|VIRTU Americas LLC|3475579
MDLZ|MONDELEZ INTL CMN A|NITP|VIRTU Americas LLC|26597
MDLZ|MONDELEZ INTL CMN A|NMRA|Nomura Securities International, Inc.|263600
MDLZ|MONDELEZ INTL CMN A|NQRB|Brut, LLC|170403
MDLZ|MONDELEZ INTL CMN A|NTRC|Northern Trust Securities, Inc.|14396
MDLZ|MONDELEZ INTL CMN A|OHOS|TWO SIGMA SECURITIES, LLC|371277
MDLZ|MONDELEZ INTL CMN A|OLDM|OLD MISSION CAPITAL, LLC|17289
MDLZ|MONDELEZ INTL CMN A|OPCO|Oppenheimer & Co. Inc.|27424
MDLZ|MONDELEZ INTL CMN A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|17245
MDLZ|MONDELEZ INTL CMN A|PDQM|CODA MARKETS, INC.|270866
MDLZ|MONDELEZ INTL CMN A|PHLY|NASDAQ Execution Services, LLC|50314
MDLZ|MONDELEZ INTL CMN A|PICT|Pictet Overseas Inc.|8392
MDLZ|MONDELEZ INTL CMN A|PIPR|Piper Jaffray & Co.|116
MDLZ|MONDELEZ INTL CMN A|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|4147
MDLZ|MONDELEZ INTL CMN A|PWJC|UBS Financial Services, Inc.|171935
MDLZ|MONDELEZ INTL CMN A|QMSR|QUATTRO M SECURITIES INC.|14411
MDLZ|MONDELEZ INTL CMN A|RAJA|Raymond James & Associates, Inc.|125718
MDLZ|MONDELEZ INTL CMN A|RBCM|RBC CAPITAL MARKETS, LLC|6740
MDLZ|MONDELEZ INTL CMN A|SAGL|SAGETRADER, LLC|17348
MDLZ|MONDELEZ INTL CMN A|SAGW|SAGETRADER, LLC|2491
MDLZ|MONDELEZ INTL CMN A|SALI|INTL FCSTONE FINANCIAL INC.|5872
MDLZ|MONDELEZ INTL CMN A|SBSH|Citigroup Global Markets Inc.|3785113
MDLZ|MONDELEZ INTL CMN A|SEIC|SEI Investments Distribution Co.|7319
MDLZ|MONDELEZ INTL CMN A|SGMT|GOLDMAN SACHS & CO. LLC|1106954
MDLZ|MONDELEZ INTL CMN A|SHMR|ABN Amro Clearing LLC|120
MDLZ|MONDELEZ INTL CMN A|SJLS|TRADE INFORMATICS LLC|14905
MDLZ|MONDELEZ INTL CMN A|SPDR|SPEEDROUTE LLC|67836
MDLZ|MONDELEZ INTL CMN A|SPHN|Stephens Inc.|570
MDLZ|MONDELEZ INTL CMN A|STFL|Stifel, Nicolaus & Company, Incorporated|62529
MDLZ|MONDELEZ INTL CMN A|STKP|STOCKPILE INVESTMENTS, INC.|88
MDLZ|MONDELEZ INTL CMN A|STXG|Stockcross Financial Services, Inc.|500
MDLZ|MONDELEZ INTL CMN A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|42
MDLZ|MONDELEZ INTL CMN A|SWIM|TD Ameritrade, Inc.|185762
MDLZ|MONDELEZ INTL CMN A|SWST|Hilltop Securities Inc.|21738
MDLZ|MONDELEZ INTL CMN A|TKNG|ALLY INVEST SECURITIES LLC|12169
MDLZ|MONDELEZ INTL CMN A|TMBR|Timber Hill LLC|6649
MDLZ|MONDELEZ INTL CMN A|TONC|CUTTONE & CO., LLC|3044
MDLZ|MONDELEZ INTL CMN A|TOUR|TOURMALINE PARTNERS, LLC|152900
MDLZ|MONDELEZ INTL CMN A|TRBT|Tradebot Systems, Inc.|1655855
MDLZ|MONDELEZ INTL CMN A|TRCM|TRC MARKETS LLC|1993337
MDLZ|MONDELEZ INTL CMN A|TWTT|TASTYWORKS, INC.|200
MDLZ|MONDELEZ INTL CMN A|UBSA|UBS SECURITIES LLC|5237941
MDLZ|MONDELEZ INTL CMN A|UBSS|UBS Securities LLC|15801864
MDLZ|MONDELEZ INTL CMN A|VALX|VIRTU AMERICAS LLC|147176
MDLZ|MONDELEZ INTL CMN A|VERT|The Vertical Trading Group, LLC|7728
MDLZ|MONDELEZ INTL CMN A|VGRD|Vanguard Marketing Corporation|37012
MDLZ|MONDELEZ INTL CMN A|VNDM|Wall Street Access|12693
MDLZ|MONDELEZ INTL CMN A|WABR|Wall Street Access|10250
MDLZ|MONDELEZ INTL CMN A|WBET|Wallachbeth Capital LLC|1623
MDLZ|MONDELEZ INTL CMN A|WBLR|WILLIAM BLAIR|9648
MDLZ|MONDELEZ INTL CMN A|WBPX|SUMMIT SECURITIES GROUP, LLC|41785
MDLZ|MONDELEZ INTL CMN A|WCHV|WELLS FARGO SECURITIES, LLC|1237931
MDLZ|MONDELEZ INTL CMN A|WDNX|WEEDEN & CO.L.P.|37962
MDLZ|MONDELEZ INTL CMN A|WEDB|WEDBUSH SECURITIES INC.|22164
MDLZ|MONDELEZ INTL CMN A|WEED|Weeden & Co.L.P.|22438
MDLZ|MONDELEZ INTL CMN A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|163535
MDLZ|MONDELEZ INTL CMN A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|286967
MDLZ|MONDELEZ INTL CMN A|WGIF|CIBC World Markets Inc.|31724
MDLZ|MONDELEZ INTL CMN A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6164
MDLZ|MONDELEZ INTL CMN A|WSAG|WALL STREET ACCESS|10449
MDLZ|MONDELEZ INTL CMN A|WSEA|WOLVERINE SECURITIES, LLC|29164
MDLZ|MONDELEZ INTL CMN A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
MDLZ|MONDELEZ INTL CMN A|XIST|INSTINET, LLC|130156
MDLZ|MONDELEZ INTL CMN A|XPQR|Jump Trading|800
MDLZ|MONDELEZ INTL CMN A|XSTM|NATIONAL FINANCIAL SERVICES LLC|156246
MDLZ|MONDELEZ INTL CMN A|YKNA|COMHAR CAPITAL MARKETS, LLC|7610
MDLZ|MONDELEZ INTL CMN A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11197
MDP|MEREDITH CP|ALTX|Alternet Securities Inc.|5810
MDP|MEREDITH CP|ANOS|ABEL/NOSER, L.L.C.|592
MDP|MEREDITH CP|APCC|Apex Clearing Corporation|67
MDP|MEREDITH CP|BANK|Primevest Financial Services, Inc.|4
MDP|MEREDITH CP|BARD|Robert W. Baird & Co. Incorporated|1720
MDP|MEREDITH CP|BATM|CBOE TRADING, INC.|5268
MDP|MEREDITH CP|BAYC|BAY CREST PARTNERS, LLC|40
MDP|MEREDITH CP|BBNT|BB&T SECURITIES, LLC|18
MDP|MEREDITH CP|BERN|Sanford C. Bernstein & Co., LLC|38642
MDP|MEREDITH CP|BIMI|Banca IMI Securities Corp.|25
MDP|MEREDITH CP|BKCM|BNY Mellon Capital Markets LLC|9038
MDP|MEREDITH CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7545
MDP|MEREDITH CP|BLKX|INSTINET, LLC|10000
MDP|MEREDITH CP|BNPX|BNP PARIBAS SECURITIES CORP.|5224
MDP|MEREDITH CP|BTIG|BTIG, LLC|17846
MDP|MEREDITH CP|BYXM|CBOE TRADING, INC.|314
MDP|MEREDITH CP|BZYD|GOLDMAN SACHS & CO. LLC|101
MDP|MEREDITH CP|CHAS|Charles Schwab & Co., Inc.|61
MDP|MEREDITH CP|CIST|Capital Institutional Services, Inc.|746
MDP|MEREDITH CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66593
MDP|MEREDITH CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
MDP|MEREDITH CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5230
MDP|MEREDITH CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|205319
MDP|MEREDITH CP|CTDL|Citadel Derivatives Group Llc|851
MDP|MEREDITH CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|33556
MDP|MEREDITH CP|DADA|D.A. Davidson & Co.|729
MDP|MEREDITH CP|DBAB|Deutsche Bank Securities Inc.|94347
MDP|MEREDITH CP|DBAX|Deutsche Bank Securities Inc.|305000
MDP|MEREDITH CP|DBUL|Deutsche Bank Securities Inc.|1210
MDP|MEREDITH CP|DEAN|MORGAN STANLEY|2926
MDP|MEREDITH CP|DEGS|RONIN PROFESSIONAL LLC|100
MDP|MEREDITH CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2174
MDP|MEREDITH CP|EBXL|EBX LLC|76900
MDP|MEREDITH CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11974
MDP|MEREDITH CP|EDJO|Edward D. Jones & Co., L.P.|724
MDP|MEREDITH CP|EGAM|CBOE TRADING, INC.|27564
MDP|MEREDITH CP|EGAW|CBOE TRADING, INC.|10
MDP|MEREDITH CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
MDP|MEREDITH CP|EGXM|CBOE TRADING, INC.|3234
MDP|MEREDITH CP|EGXW|CBOE TRADING, INC.|127
MDP|MEREDITH CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1753
MDP|MEREDITH CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12610
MDP|MEREDITH CP|ETRS|E*Trade Securities LLC|8941
MDP|MEREDITH CP|FBSB|U.S. Bancorp Investments, Inc.|1
MDP|MEREDITH CP|FILL|Tradestation Securities, Inc.|700
MDP|MEREDITH CP|FINX|FINTECH SECURITIES|4952
MDP|MEREDITH CP|FMAF|NBCN Inc./ CDS|687
MDP|MEREDITH CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2496
MDP|MEREDITH CP|FQLS|Quantlab Securities LP|83333
MDP|MEREDITH CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44436
MDP|MEREDITH CP|FTBR|Foliofn Investments, Inc.|493
MDP|MEREDITH CP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MDP|MEREDITH CP|GLIS|TD Securities Inc|23
MDP|MEREDITH CP|GLPX|ACS EXECUTION SERVICES, LLC|6155
MDP|MEREDITH CP|GSCO|GOLDMAN SACHS & CO. LLC|266363
MDP|MEREDITH CP|GSCS|GOLDMAN SACHS & CO. LLC|17251
MDP|MEREDITH CP|GSLT|GOLDMAN SACHS & CO. LLC|2721
MDP|MEREDITH CP|GTSZ|GTS SECURITIES LLC|17949
MDP|MEREDITH CP|HRBF|American Enterprise Investment Services Inc.|2674
MDP|MEREDITH CP|IATS|INTERACTIVE BROKERS LLC|4036
MDP|MEREDITH CP|IBKR|Interactive Brokers Llc|2899
MDP|MEREDITH CP|ICBX|INSTINET, LLC|32371
MDP|MEREDITH CP|IEQY|CITADEL SECURITIES LLC|20493
MDP|MEREDITH CP|INCA|INSTINET, LLC|86996
MDP|MEREDITH CP|INJX|INSTINET, LLC|6941
MDP|MEREDITH CP|ITGI|ITG Inc.|31119
MDP|MEREDITH CP|ITGP|ITG INC.|207800
MDP|MEREDITH CP|JANY|Janney Montgomery Scott Inc.|951
MDP|MEREDITH CP|JEFF|JEFFERIES LLC|128008
MDP|MEREDITH CP|JMPT|JUMP TRADING, LLC|7676
MDP|MEREDITH CP|JONE|JonesTrading|32
MDP|MEREDITH CP|JPBX|J.P. MORGAN SECURITIES LLC|50634
MDP|MEREDITH CP|JPMX|J.P. Morgan Securities LLC|505146
MDP|MEREDITH CP|JSJX|JANE STREET CAPITAL LLC|9439
MDP|MEREDITH CP|KCGM|VIRTU Americas LLC|23076
MDP|MEREDITH CP|LEHM|Barclays Capital Inc./Le|156158
MDP|MEREDITH CP|LIME|Lime Brokerage LLC|7106
MDP|MEREDITH CP|LOOP|Loop Capital Markets LLC|3100
MDP|MEREDITH CP|LQNA|LIQUIDNET, INC.|19300
MDP|MEREDITH CP|LSCI|Lek Securities Corporation|205
MDP|MEREDITH CP|MACC|Mid Atlantic Capital Corporation|4688
MDP|MEREDITH CP|MAXM|Maxim Group LLC|720
MDP|MEREDITH CP|MCMF|Raymond James Ltd. Cds|4
MDP|MEREDITH CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173376
MDP|MEREDITH CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|636
MDP|MEREDITH CP|MSCO|MORGAN STANLEY & CO. LLC|261329
MDP|MEREDITH CP|MSPL|MORGAN STANLEY & CO. LLC|303700
MDP|MEREDITH CP|MSTX|MORGAN STANLEY & CO. LLC|110700
MDP|MEREDITH CP|NFSC|National Financial Services LLC|60904
MDP|MEREDITH CP|NITE|VIRTU Americas LLC|128941
MDP|MEREDITH CP|NITP|VIRTU Americas LLC|1300
MDP|MEREDITH CP|NQRB|Brut, LLC|904
MDP|MEREDITH CP|NTBF|BMO Nesbitt Burns Inc./CDS|20
MDP|MEREDITH CP|NTRC|Northern Trust Securities, Inc.|759
MDP|MEREDITH CP|OPCO|Oppenheimer & Co. Inc.|2500
MDP|MEREDITH CP|PDQM|CODA MARKETS, INC.|86435
MDP|MEREDITH CP|PHLY|NASDAQ Execution Services, LLC|2000
MDP|MEREDITH CP|PICT|Pictet Overseas Inc.|110
MDP|MEREDITH CP|PWJC|UBS Financial Services, Inc.|391
MDP|MEREDITH CP|RBCM|RBC CAPITAL MARKETS, LLC|662
MDP|MEREDITH CP|RDBN|Redburn Partners (USA) LP|1301
MDP|MEREDITH CP|SAGL|SAGETRADER, LLC|600
MDP|MEREDITH CP|SAGW|SAGETRADER, LLC|304
MDP|MEREDITH CP|SBSH|Citigroup Global Markets Inc.|40217
MDP|MEREDITH CP|SGMT|GOLDMAN SACHS & CO. LLC|72362
MDP|MEREDITH CP|SIBO|Prime Executions, Inc.|743
MDP|MEREDITH CP|SPDR|SPEEDROUTE LLC|15410
MDP|MEREDITH CP|STFL|Stifel, Nicolaus & Company, Incorporated|689
MDP|MEREDITH CP|SWIM|TD Ameritrade, Inc.|795
MDP|MEREDITH CP|SWST|Hilltop Securities Inc.|2
MDP|MEREDITH CP|TIAD|Triad Securities Corp|11
MDP|MEREDITH CP|TKNG|ALLY INVEST SECURITIES LLC|59
MDP|MEREDITH CP|TRBT|Tradebot Systems, Inc.|3097
MDP|MEREDITH CP|TRCM|TRC MARKETS LLC|19823
MDP|MEREDITH CP|UBSA|UBS SECURITIES LLC|345405
MDP|MEREDITH CP|UBSS|UBS Securities LLC|243529
MDP|MEREDITH CP|VALX|VIRTU AMERICAS LLC|10705
MDP|MEREDITH CP|VGRD|Vanguard Marketing Corporation|3830
MDP|MEREDITH CP|VNDM|Wall Street Access|1300
MDP|MEREDITH CP|WBLR|WILLIAM BLAIR|533
MDP|MEREDITH CP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
MDP|MEREDITH CP|WCHV|WELLS FARGO SECURITIES, LLC|46217
MDP|MEREDITH CP|WDNX|WEEDEN & CO.L.P.|156
MDP|MEREDITH CP|WEED|Weeden & Co.L.P.|2425
MDP|MEREDITH CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2766
MDP|MEREDITH CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1968
MDP|MEREDITH CP|WGIF|CIBC World Markets Inc.|5
MDP|MEREDITH CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|122
MDP|MEREDITH CP|WSEA|WOLVERINE SECURITIES, LLC|1468
MDP|MEREDITH CP|XIST|INSTINET, LLC|51000
MDP|MEREDITH CP|XPQR|Jump Trading|100
MDP|MEREDITH CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|10804
MDP|MEREDITH CP|YKNA|COMHAR CAPITAL MARKETS, LLC|461
MDP|MEREDITH CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3100
MDR|MCDERMOTT INT PANAMA|ABLE|NATIXIS Securities Americas LLC|9754
MDR|MCDERMOTT INT PANAMA|ADAM|CANACCORD GENUITY INC.|247918
MDR|MCDERMOTT INT PANAMA|AGIS|Aegis Capital Corp.|1198
MDR|MCDERMOTT INT PANAMA|ALTX|Alternet Securities Inc.|13121
MDR|MCDERMOTT INT PANAMA|ANOS|ABEL/NOSER, L.L.C.|100
MDR|MCDERMOTT INT PANAMA|APCC|Apex Clearing Corporation|53636
MDR|MCDERMOTT INT PANAMA|BANK|Primevest Financial Services, Inc.|10
MDR|MCDERMOTT INT PANAMA|BARD|Robert W. Baird & Co. Incorporated|59
MDR|MCDERMOTT INT PANAMA|BATM|CBOE TRADING, INC.|6290
MDR|MCDERMOTT INT PANAMA|BAYC|BAY CREST PARTNERS, LLC|40
MDR|MCDERMOTT INT PANAMA|BAYT|BTIG, LLC|40257
MDR|MCDERMOTT INT PANAMA|BBNT|BB&T SECURITIES, LLC|1497
MDR|MCDERMOTT INT PANAMA|BERN|Sanford C. Bernstein & Co., LLC|619264
MDR|MCDERMOTT INT PANAMA|BIAD|SAGETRADER, LLC|4105
MDR|MCDERMOTT INT PANAMA|BIDS|BIDS TRADING L.P.|1900
MDR|MCDERMOTT INT PANAMA|BIMI|Banca IMI Securities Corp.|604
MDR|MCDERMOTT INT PANAMA|BKCM|BNY Mellon Capital Markets LLC|44095
MDR|MCDERMOTT INT PANAMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55305
MDR|MCDERMOTT INT PANAMA|BLKX|INSTINET, LLC|1764166
MDR|MCDERMOTT INT PANAMA|BNPX|BNP PARIBAS SECURITIES CORP.|79106
MDR|MCDERMOTT INT PANAMA|BOTZ|C. A. Botzum & Co.|33
MDR|MCDERMOTT INT PANAMA|BRVL|BLAYLOCK VAN, LLC|2300
MDR|MCDERMOTT INT PANAMA|BTIG|BTIG, LLC|4844
MDR|MCDERMOTT INT PANAMA|BYXM|CBOE TRADING, INC.|811
MDR|MCDERMOTT INT PANAMA|CANT|Cantor Fitzgerald & Co.|7807
MDR|MCDERMOTT INT PANAMA|CBLC|CITIGROUP GLOBAL MARKETS INC.|11600
MDR|MCDERMOTT INT PANAMA|CHAS|Charles Schwab & Co., Inc.|15073
MDR|MCDERMOTT INT PANAMA|CICF|Canaccord Genuity Corp.|570
MDR|MCDERMOTT INT PANAMA|CIST|Capital Institutional Services, Inc.|14
MDR|MCDERMOTT INT PANAMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97108
MDR|MCDERMOTT INT PANAMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
MDR|MCDERMOTT INT PANAMA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|871
MDR|MCDERMOTT INT PANAMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|855818
MDR|MCDERMOTT INT PANAMA|CTDL|Citadel Derivatives Group Llc|118205
MDR|MCDERMOTT INT PANAMA|CTLR|CUTLER GROUP, LP|850
MDR|MCDERMOTT INT PANAMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|167200
MDR|MCDERMOTT INT PANAMA|DADA|D.A. Davidson & Co.|5199
MDR|MCDERMOTT INT PANAMA|DAVA|Davenport & Company LLC|140
MDR|MCDERMOTT INT PANAMA|DBAB|Deutsche Bank Securities Inc.|1155661
MDR|MCDERMOTT INT PANAMA|DBAX|Deutsche Bank Securities Inc.|1258500
MDR|MCDERMOTT INT PANAMA|DBUL|Deutsche Bank Securities Inc.|100
MDR|MCDERMOTT INT PANAMA|DCHF|Dart Executions, LLC|6486
MDR|MCDERMOTT INT PANAMA|DEAN|MORGAN STANLEY|24652
MDR|MCDERMOTT INT PANAMA|DEGS|RONIN PROFESSIONAL LLC|508
MDR|MCDERMOTT INT PANAMA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|924
MDR|MCDERMOTT INT PANAMA|EBXL|EBX LLC|441400
MDR|MCDERMOTT INT PANAMA|ECUT|CONVERGEX EXECUTION SOLUTIONS|33082
MDR|MCDERMOTT INT PANAMA|EDJC|Edward Jones / CDS|1465
MDR|MCDERMOTT INT PANAMA|EDJO|Edward D. Jones & Co., L.P.|51428
MDR|MCDERMOTT INT PANAMA|EGAM|CBOE TRADING, INC.|20925
MDR|MCDERMOTT INT PANAMA|EGAW|CBOE TRADING, INC.|246
MDR|MCDERMOTT INT PANAMA|EGXM|CBOE TRADING, INC.|6843
MDR|MCDERMOTT INT PANAMA|EGXW|CBOE TRADING, INC.|708
MDR|MCDERMOTT INT PANAMA|ESPO|ESPOSITO SECURITIES, LLC|2452
MDR|MCDERMOTT INT PANAMA|ETBE|Electronic Transaction Clearing, Inc.|22940
MDR|MCDERMOTT INT PANAMA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
MDR|MCDERMOTT INT PANAMA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11492
MDR|MCDERMOTT INT PANAMA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1162
MDR|MCDERMOTT INT PANAMA|ETRS|E*Trade Securities LLC|433535
MDR|MCDERMOTT INT PANAMA|FBSB|U.S. Bancorp Investments, Inc.|612
MDR|MCDERMOTT INT PANAMA|FILL|Tradestation Securities, Inc.|15537
MDR|MCDERMOTT INT PANAMA|FINX|FINTECH SECURITIES|569
MDR|MCDERMOTT INT PANAMA|FMAF|NBCN Inc./ CDS|1370
MDR|MCDERMOTT INT PANAMA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|41283
MDR|MCDERMOTT INT PANAMA|FQLS|Quantlab Securities LP|583720
MDR|MCDERMOTT INT PANAMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|285177
MDR|MCDERMOTT INT PANAMA|FTBR|Foliofn Investments, Inc.|3037
MDR|MCDERMOTT INT PANAMA|GEBB|GLOBAL EXECUTION BROKERS, LP|4300
MDR|MCDERMOTT INT PANAMA|GLIS|TD Securities Inc|1032
MDR|MCDERMOTT INT PANAMA|GLPX|ACS EXECUTION SERVICES, LLC|126896
MDR|MCDERMOTT INT PANAMA|GSCO|GOLDMAN SACHS & CO. LLC|1758826
MDR|MCDERMOTT INT PANAMA|GSCS|GOLDMAN SACHS & CO. LLC|132791
MDR|MCDERMOTT INT PANAMA|GSLT|GOLDMAN SACHS & CO. LLC|22708
MDR|MCDERMOTT INT PANAMA|GTSZ|GTS SECURITIES LLC|171683
MDR|MCDERMOTT INT PANAMA|HAPX|HAP Trading, LLC|994
MDR|MCDERMOTT INT PANAMA|HRBF|American Enterprise Investment Services Inc.|18365
MDR|MCDERMOTT INT PANAMA|HSBC|HSBC Securities, Inc.|31
MDR|MCDERMOTT INT PANAMA|IATS|INTERACTIVE BROKERS LLC|14289
MDR|MCDERMOTT INT PANAMA|IBKR|Interactive Brokers Llc|27596
MDR|MCDERMOTT INT PANAMA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|242
MDR|MCDERMOTT INT PANAMA|ICBX|INSTINET, LLC|196114
MDR|MCDERMOTT INT PANAMA|IEQY|CITADEL SECURITIES LLC|309580
MDR|MCDERMOTT INT PANAMA|INCA|INSTINET, LLC|763256
MDR|MCDERMOTT INT PANAMA|INJX|INSTINET, LLC|16005
MDR|MCDERMOTT INT PANAMA|ITGI|ITG Inc.|90023
MDR|MCDERMOTT INT PANAMA|ITGP|ITG INC.|813000
MDR|MCDERMOTT INT PANAMA|JANY|Janney Montgomery Scott Inc.|7391
MDR|MCDERMOTT INT PANAMA|JEFF|JEFFERIES LLC|233913
MDR|MCDERMOTT INT PANAMA|JMPT|JUMP TRADING, LLC|183708
MDR|MCDERMOTT INT PANAMA|JONE|JonesTrading|3056
MDR|MCDERMOTT INT PANAMA|JPBX|J.P. MORGAN SECURITIES LLC|138533
MDR|MCDERMOTT INT PANAMA|JPMX|J.P. Morgan Securities LLC|917463
MDR|MCDERMOTT INT PANAMA|JRCO|Johnson Rice & Company L.L.C.|5284
MDR|MCDERMOTT INT PANAMA|JSCL|JOSEPH STONE CAPITAL L.L.C.|46
MDR|MCDERMOTT INT PANAMA|JSJX|JANE STREET CAPITAL LLC|176311
MDR|MCDERMOTT INT PANAMA|KCGM|VIRTU Americas LLC|150012
MDR|MCDERMOTT INT PANAMA|KRSH|Kershner Securities, LLC|3569
MDR|MCDERMOTT INT PANAMA|LEHM|Barclays Capital Inc./Le|1321399
MDR|MCDERMOTT INT PANAMA|LIME|Lime Brokerage LLC|15785
MDR|MCDERMOTT INT PANAMA|LQNA|LIQUIDNET, INC.|78100
MDR|MCDERMOTT INT PANAMA|LQNB|LIQUIDNET, INC.|509
MDR|MCDERMOTT INT PANAMA|LSCI|Lek Securities Corporation|28
MDR|MCDERMOTT INT PANAMA|MACC|Mid Atlantic Capital Corporation|1218
MDR|MCDERMOTT INT PANAMA|MACQ|Macquarie Capital (USA) Inc.|11700
MDR|MCDERMOTT INT PANAMA|MAGM|TOR BROKERAGE LLC|1400
MDR|MCDERMOTT INT PANAMA|MAVB|Great Point Capital LLC|2
MDR|MCDERMOTT INT PANAMA|MAXM|Maxim Group LLC|2454
MDR|MCDERMOTT INT PANAMA|MCMF|Raymond James Ltd. Cds|285
MDR|MCDERMOTT INT PANAMA|MITR|GMP SECURITIES, LLC|17922
MDR|MCDERMOTT INT PANAMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|251261
MDR|MCDERMOTT INT PANAMA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
MDR|MCDERMOTT INT PANAMA|MNDX|TJM Investments, LLC|34432
MDR|MCDERMOTT INT PANAMA|MOTF|MOTIF INVESTING, INC.|6
MDR|MCDERMOTT INT PANAMA|MSCO|MORGAN STANLEY & CO. LLC|2960778
MDR|MCDERMOTT INT PANAMA|MSPL|MORGAN STANLEY & CO. LLC|1262200
MDR|MCDERMOTT INT PANAMA|MSTX|MORGAN STANLEY & CO. LLC|315600
MDR|MCDERMOTT INT PANAMA|NBCS|NBC Securities, INC.|154
MDR|MCDERMOTT INT PANAMA|NEUB|NEUBERGER BERMAN BD LLC|130
MDR|MCDERMOTT INT PANAMA|NFSC|National Financial Services LLC|423808
MDR|MCDERMOTT INT PANAMA|NITE|VIRTU Americas LLC|1216032
MDR|MCDERMOTT INT PANAMA|NITP|VIRTU Americas LLC|2637
MDR|MCDERMOTT INT PANAMA|NQRB|Brut, LLC|18295
MDR|MCDERMOTT INT PANAMA|NTBF|BMO Nesbitt Burns Inc./CDS|2116
MDR|MCDERMOTT INT PANAMA|NTRC|Northern Trust Securities, Inc.|6379
MDR|MCDERMOTT INT PANAMA|OHOS|TWO SIGMA SECURITIES, LLC|15701
MDR|MCDERMOTT INT PANAMA|OPCO|Oppenheimer & Co. Inc.|16587
MDR|MCDERMOTT INT PANAMA|PDQM|CODA MARKETS, INC.|68524
MDR|MCDERMOTT INT PANAMA|PHLY|NASDAQ Execution Services, LLC|1400
MDR|MCDERMOTT INT PANAMA|PREC|PRECISION SECURITIES, LLC|35942
MDR|MCDERMOTT INT PANAMA|PWJC|UBS Financial Services, Inc.|28826
MDR|MCDERMOTT INT PANAMA|QMSR|QUATTRO M SECURITIES INC.|15109
MDR|MCDERMOTT INT PANAMA|RBCM|RBC CAPITAL MARKETS, LLC|19369
MDR|MCDERMOTT INT PANAMA|RGLD|Regal Securities, Inc|77
MDR|MCDERMOTT INT PANAMA|SAGL|SAGETRADER, LLC|18311
MDR|MCDERMOTT INT PANAMA|SAGW|SAGETRADER, LLC|600
MDR|MCDERMOTT INT PANAMA|SALI|INTL FCSTONE FINANCIAL INC.|2499
MDR|MCDERMOTT INT PANAMA|SBRX|MURIEL SIEBERT & CO INC|100
MDR|MCDERMOTT INT PANAMA|SBSH|Citigroup Global Markets Inc.|181067
MDR|MCDERMOTT INT PANAMA|SGMT|GOLDMAN SACHS & CO. LLC|347947
MDR|MCDERMOTT INT PANAMA|SPDR|SPEEDROUTE LLC|21400
MDR|MCDERMOTT INT PANAMA|SPHN|Stephens Inc.|700
MDR|MCDERMOTT INT PANAMA|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
MDR|MCDERMOTT INT PANAMA|STFL|Stifel, Nicolaus & Company, Incorporated|15058
MDR|MCDERMOTT INT PANAMA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17279
MDR|MCDERMOTT INT PANAMA|SWIM|TD Ameritrade, Inc.|47763
MDR|MCDERMOTT INT PANAMA|SWST|Hilltop Securities Inc.|322
MDR|MCDERMOTT INT PANAMA|TKNG|ALLY INVEST SECURITIES LLC|6654
MDR|MCDERMOTT INT PANAMA|TMBR|Timber Hill LLC|442
MDR|MCDERMOTT INT PANAMA|TRBT|Tradebot Systems, Inc.|523643
MDR|MCDERMOTT INT PANAMA|TRCM|TRC MARKETS LLC|405099
MDR|MCDERMOTT INT PANAMA|TWTT|TASTYWORKS, INC.|328
MDR|MCDERMOTT INT PANAMA|UBSA|UBS SECURITIES LLC|1091542
MDR|MCDERMOTT INT PANAMA|UBSS|UBS Securities LLC|1098222
MDR|MCDERMOTT INT PANAMA|VALX|VIRTU AMERICAS LLC|99307
MDR|MCDERMOTT INT PANAMA|VGRD|Vanguard Marketing Corporation|33297
MDR|MCDERMOTT INT PANAMA|WABR|Wall Street Access|3400
MDR|MCDERMOTT INT PANAMA|WBLR|WILLIAM BLAIR|3758
MDR|MCDERMOTT INT PANAMA|WBPX|SUMMIT SECURITIES GROUP, LLC|15148
MDR|MCDERMOTT INT PANAMA|WCHV|WELLS FARGO SECURITIES, LLC|181920
MDR|MCDERMOTT INT PANAMA|WDNX|WEEDEN & CO.L.P.|13600
MDR|MCDERMOTT INT PANAMA|WEDB|WEDBUSH SECURITIES INC.|9186
MDR|MCDERMOTT INT PANAMA|WEED|Weeden & Co.L.P.|1689
MDR|MCDERMOTT INT PANAMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5683
MDR|MCDERMOTT INT PANAMA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6760
MDR|MCDERMOTT INT PANAMA|WGIF|CIBC World Markets Inc.|7184
MDR|MCDERMOTT INT PANAMA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1408
MDR|MCDERMOTT INT PANAMA|WSEA|WOLVERINE SECURITIES, LLC|6162
MDR|MCDERMOTT INT PANAMA|XIST|INSTINET, LLC|43200
MDR|MCDERMOTT INT PANAMA|XPQR|Jump Trading|400
MDR|MCDERMOTT INT PANAMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|109138
MDR|MCDERMOTT INT PANAMA|YKNA|COMHAR CAPITAL MARKETS, LLC|5298
MDR|MCDERMOTT INT PANAMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13455
MDRX|ALLSCRIPTS HLTHCARE|ABLE|NATIXIS Securities Americas LLC|138786
MDRX|ALLSCRIPTS HLTHCARE|AGIS|Aegis Capital Corp.|200
MDRX|ALLSCRIPTS HLTHCARE|ALTX|Alternet Securities Inc.|3100
MDRX|ALLSCRIPTS HLTHCARE|ANOS|ABEL/NOSER, L.L.C.|2133
MDRX|ALLSCRIPTS HLTHCARE|APCC|Apex Clearing Corporation|215
MDRX|ALLSCRIPTS HLTHCARE|AQUA|AQUA SECURITIES L.P.|4000
MDRX|ALLSCRIPTS HLTHCARE|ATPA|COWEN PRIME SERVICES LLC|100
MDRX|ALLSCRIPTS HLTHCARE|BANK|Primevest Financial Services, Inc.|450
MDRX|ALLSCRIPTS HLTHCARE|BARD|Robert W. Baird & Co. Incorporated|13487
MDRX|ALLSCRIPTS HLTHCARE|BATM|CBOE TRADING, INC.|2603
MDRX|ALLSCRIPTS HLTHCARE|BAYT|BTIG, LLC|12500
MDRX|ALLSCRIPTS HLTHCARE|BBNT|BB&T SECURITIES, LLC|233
MDRX|ALLSCRIPTS HLTHCARE|BERN|Sanford C. Bernstein & Co., LLC|170910
MDRX|ALLSCRIPTS HLTHCARE|BIDS|BIDS TRADING L.P.|55100
MDRX|ALLSCRIPTS HLTHCARE|BKCM|BNY Mellon Capital Markets LLC|38597
MDRX|ALLSCRIPTS HLTHCARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7520
MDRX|ALLSCRIPTS HLTHCARE|BMOC|BMO Capital Markets Corp.|115522
MDRX|ALLSCRIPTS HLTHCARE|BNPX|BNP PARIBAS SECURITIES CORP.|67095
MDRX|ALLSCRIPTS HLTHCARE|BRVL|BLAYLOCK VAN, LLC|4500
MDRX|ALLSCRIPTS HLTHCARE|BTIG|BTIG, LLC|29974
MDRX|ALLSCRIPTS HLTHCARE|BYXM|CBOE TRADING, INC.|1212
MDRX|ALLSCRIPTS HLTHCARE|BZYD|GOLDMAN SACHS & CO. LLC|500
MDRX|ALLSCRIPTS HLTHCARE|CANT|Cantor Fitzgerald & Co.|153013
MDRX|ALLSCRIPTS HLTHCARE|CHAS|Charles Schwab & Co., Inc.|1100
MDRX|ALLSCRIPTS HLTHCARE|CIST|Capital Institutional Services, Inc.|1984
MDRX|ALLSCRIPTS HLTHCARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77793
MDRX|ALLSCRIPTS HLTHCARE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2314
MDRX|ALLSCRIPTS HLTHCARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500232
MDRX|ALLSCRIPTS HLTHCARE|CTDL|Citadel Derivatives Group Llc|32989
MDRX|ALLSCRIPTS HLTHCARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|92012
MDRX|ALLSCRIPTS HLTHCARE|DBAB|Deutsche Bank Securities Inc.|1053107
MDRX|ALLSCRIPTS HLTHCARE|DBAX|Deutsche Bank Securities Inc.|316600
MDRX|ALLSCRIPTS HLTHCARE|DBUL|Deutsche Bank Securities Inc.|3076
MDRX|ALLSCRIPTS HLTHCARE|DEAN|MORGAN STANLEY|8827
MDRX|ALLSCRIPTS HLTHCARE|DEGS|RONIN PROFESSIONAL LLC|1400
MDRX|ALLSCRIPTS HLTHCARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16725
MDRX|ALLSCRIPTS HLTHCARE|EBXL|EBX LLC|279700
MDRX|ALLSCRIPTS HLTHCARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|134037
MDRX|ALLSCRIPTS HLTHCARE|EDJO|Edward D. Jones & Co., L.P.|1440
MDRX|ALLSCRIPTS HLTHCARE|EGAM|CBOE TRADING, INC.|6922
MDRX|ALLSCRIPTS HLTHCARE|EGAW|CBOE TRADING, INC.|53
MDRX|ALLSCRIPTS HLTHCARE|EGXM|CBOE TRADING, INC.|1400
MDRX|ALLSCRIPTS HLTHCARE|ETBE|Electronic Transaction Clearing, Inc.|32846
MDRX|ALLSCRIPTS HLTHCARE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|19208
MDRX|ALLSCRIPTS HLTHCARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7538
MDRX|ALLSCRIPTS HLTHCARE|ETRS|E*Trade Securities LLC|262343
MDRX|ALLSCRIPTS HLTHCARE|FBCO|Credit Suisse Securities (USA) LLC|1293842
MDRX|ALLSCRIPTS HLTHCARE|FBSB|U.S. Bancorp Investments, Inc.|532
MDRX|ALLSCRIPTS HLTHCARE|FILL|Tradestation Securities, Inc.|11117
MDRX|ALLSCRIPTS HLTHCARE|FOMA|TD AMERITRADE CLEARING, INC.|166837
MDRX|ALLSCRIPTS HLTHCARE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36022
MDRX|ALLSCRIPTS HLTHCARE|FQLS|Quantlab Securities LP|267808
MDRX|ALLSCRIPTS HLTHCARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|218857
MDRX|ALLSCRIPTS HLTHCARE|FTBR|Foliofn Investments, Inc.|1560
MDRX|ALLSCRIPTS HLTHCARE|GEBB|GLOBAL EXECUTION BROKERS, LP|78632
MDRX|ALLSCRIPTS HLTHCARE|GLPX|ACS EXECUTION SERVICES, LLC|3418
MDRX|ALLSCRIPTS HLTHCARE|GSCO|GOLDMAN SACHS & CO. LLC|4908283
MDRX|ALLSCRIPTS HLTHCARE|GSCS|GOLDMAN SACHS & CO. LLC|17791
MDRX|ALLSCRIPTS HLTHCARE|GSLT|GOLDMAN SACHS & CO. LLC|13737
MDRX|ALLSCRIPTS HLTHCARE|GTSZ|GTS SECURITIES LLC|13266
MDRX|ALLSCRIPTS HLTHCARE|HRBF|American Enterprise Investment Services Inc.|5784
MDRX|ALLSCRIPTS HLTHCARE|HSBC|HSBC Securities, Inc.|300
MDRX|ALLSCRIPTS HLTHCARE|IATS|INTERACTIVE BROKERS LLC|8935
MDRX|ALLSCRIPTS HLTHCARE|IBKR|Interactive Brokers Llc|112379
MDRX|ALLSCRIPTS HLTHCARE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|512
MDRX|ALLSCRIPTS HLTHCARE|ICBX|INSTINET, LLC|148543
MDRX|ALLSCRIPTS HLTHCARE|IEQY|CITADEL SECURITIES LLC|187564
MDRX|ALLSCRIPTS HLTHCARE|INCA|INSTINET, LLC|840759
MDRX|ALLSCRIPTS HLTHCARE|INJX|INSTINET, LLC|109308
MDRX|ALLSCRIPTS HLTHCARE|ITGI|ITG Inc.|159774
MDRX|ALLSCRIPTS HLTHCARE|ITGP|ITG INC.|514200
MDRX|ALLSCRIPTS HLTHCARE|JANY|Janney Montgomery Scott Inc.|26178
MDRX|ALLSCRIPTS HLTHCARE|JEFF|JEFFERIES LLC|353058
MDRX|ALLSCRIPTS HLTHCARE|JMPT|JUMP TRADING, LLC|112726
MDRX|ALLSCRIPTS HLTHCARE|JPBX|J.P. MORGAN SECURITIES LLC|168719
MDRX|ALLSCRIPTS HLTHCARE|JPMX|J.P. Morgan Securities LLC|927313
MDRX|ALLSCRIPTS HLTHCARE|JSJX|JANE STREET CAPITAL LLC|14133
MDRX|ALLSCRIPTS HLTHCARE|KCGM|VIRTU Americas LLC|55715
MDRX|ALLSCRIPTS HLTHCARE|LEER|LEERINK PARTNERS LLC|2530
MDRX|ALLSCRIPTS HLTHCARE|LEHM|Barclays Capital Inc./Le|1265776
MDRX|ALLSCRIPTS HLTHCARE|LIME|Lime Brokerage LLC|322043
MDRX|ALLSCRIPTS HLTHCARE|LMGP|LIME BROKERAGE LLC|5100
MDRX|ALLSCRIPTS HLTHCARE|LQNA|LIQUIDNET, INC.|20000
MDRX|ALLSCRIPTS HLTHCARE|LSCI|Lek Securities Corporation|132
MDRX|ALLSCRIPTS HLTHCARE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|389
MDRX|ALLSCRIPTS HLTHCARE|MACC|Mid Atlantic Capital Corporation|2585
MDRX|ALLSCRIPTS HLTHCARE|MACQ|Macquarie Capital (USA) Inc.|4723
MDRX|ALLSCRIPTS HLTHCARE|MAXM|Maxim Group LLC|18880
MDRX|ALLSCRIPTS HLTHCARE|MITR|GMP SECURITIES, LLC|61096
MDRX|ALLSCRIPTS HLTHCARE|MKMP|MKM Partners LLC|500
MDRX|ALLSCRIPTS HLTHCARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|680152
MDRX|ALLSCRIPTS HLTHCARE|MOTF|MOTIF INVESTING, INC.|2
MDRX|ALLSCRIPTS HLTHCARE|MSCO|MORGAN STANLEY & CO. LLC|5282545
MDRX|ALLSCRIPTS HLTHCARE|MSPL|MORGAN STANLEY & CO. LLC|874600
MDRX|ALLSCRIPTS HLTHCARE|MSTX|MORGAN STANLEY & CO. LLC|378800
MDRX|ALLSCRIPTS HLTHCARE|MZHO|Mizuho Securities USA LLC|108400
MDRX|ALLSCRIPTS HLTHCARE|NATL|National Securities Corporation|20322
MDRX|ALLSCRIPTS HLTHCARE|NEUB|NEUBERGER BERMAN BD LLC|640
MDRX|ALLSCRIPTS HLTHCARE|NFSC|National Financial Services LLC|71873
MDRX|ALLSCRIPTS HLTHCARE|NITE|VIRTU Americas LLC|471337
MDRX|ALLSCRIPTS HLTHCARE|NITP|VIRTU Americas LLC|22434
MDRX|ALLSCRIPTS HLTHCARE|NQRB|Brut, LLC|8778
MDRX|ALLSCRIPTS HLTHCARE|NTRC|Northern Trust Securities, Inc.|4329
MDRX|ALLSCRIPTS HLTHCARE|OHOS|TWO SIGMA SECURITIES, LLC|43160
MDRX|ALLSCRIPTS HLTHCARE|OPCO|Oppenheimer & Co. Inc.|858
MDRX|ALLSCRIPTS HLTHCARE|PDQM|CODA MARKETS, INC.|10764
MDRX|ALLSCRIPTS HLTHCARE|PIPR|Piper Jaffray & Co.|4573
MDRX|ALLSCRIPTS HLTHCARE|PWJC|UBS Financial Services, Inc.|300
MDRX|ALLSCRIPTS HLTHCARE|RAJA|Raymond James & Associates, Inc.|57035
MDRX|ALLSCRIPTS HLTHCARE|RBCM|RBC CAPITAL MARKETS, LLC|2711
MDRX|ALLSCRIPTS HLTHCARE|SAGL|SAGETRADER, LLC|15860
MDRX|ALLSCRIPTS HLTHCARE|SAGW|SAGETRADER, LLC|394
MDRX|ALLSCRIPTS HLTHCARE|SALI|INTL FCSTONE FINANCIAL INC.|1000
MDRX|ALLSCRIPTS HLTHCARE|SBSH|Citigroup Global Markets Inc.|1666331
MDRX|ALLSCRIPTS HLTHCARE|SGMT|GOLDMAN SACHS & CO. LLC|242213
MDRX|ALLSCRIPTS HLTHCARE|SPDR|SPEEDROUTE LLC|100
MDRX|ALLSCRIPTS HLTHCARE|SPHN|Stephens Inc.|61519
MDRX|ALLSCRIPTS HLTHCARE|STFL|Stifel, Nicolaus & Company, Incorporated|8475
MDRX|ALLSCRIPTS HLTHCARE|SWIM|TD Ameritrade, Inc.|26451
MDRX|ALLSCRIPTS HLTHCARE|TKNG|ALLY INVEST SECURITIES LLC|4415
MDRX|ALLSCRIPTS HLTHCARE|TONC|CUTTONE & CO., LLC|6537
MDRX|ALLSCRIPTS HLTHCARE|TRBT|Tradebot Systems, Inc.|498167
MDRX|ALLSCRIPTS HLTHCARE|TRCM|TRC MARKETS LLC|114697
MDRX|ALLSCRIPTS HLTHCARE|TWTT|TASTYWORKS, INC.|1100
MDRX|ALLSCRIPTS HLTHCARE|UBSA|UBS SECURITIES LLC|839258
MDRX|ALLSCRIPTS HLTHCARE|UBSS|UBS Securities LLC|989487
MDRX|ALLSCRIPTS HLTHCARE|VALX|VIRTU AMERICAS LLC|61340
MDRX|ALLSCRIPTS HLTHCARE|VGRD|Vanguard Marketing Corporation|390
MDRX|ALLSCRIPTS HLTHCARE|WBLR|WILLIAM BLAIR|152
MDRX|ALLSCRIPTS HLTHCARE|WBPX|SUMMIT SECURITIES GROUP, LLC|600
MDRX|ALLSCRIPTS HLTHCARE|WCHV|WELLS FARGO SECURITIES, LLC|194365
MDRX|ALLSCRIPTS HLTHCARE|WEED|Weeden & Co.L.P.|6200
MDRX|ALLSCRIPTS HLTHCARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|829
MDRX|ALLSCRIPTS HLTHCARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5437
MDRX|ALLSCRIPTS HLTHCARE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|380
MDRX|ALLSCRIPTS HLTHCARE|WSAG|WALL STREET ACCESS|300
MDRX|ALLSCRIPTS HLTHCARE|WSEA|WOLVERINE SECURITIES, LLC|3531
MDRX|ALLSCRIPTS HLTHCARE|XIST|INSTINET, LLC|19320
MDRX|ALLSCRIPTS HLTHCARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|43600
MDRX|ALLSCRIPTS HLTHCARE|YKNA|COMHAR CAPITAL MARKETS, LLC|2027
MDRX|ALLSCRIPTS HLTHCARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
MDSO|MEDIDATA SOLUTIONS,|ADAM|CANACCORD GENUITY INC.|200
MDSO|MEDIDATA SOLUTIONS,|ALLN|Allen & Company LLC|805
MDSO|MEDIDATA SOLUTIONS,|ALTX|Alternet Securities Inc.|1901
MDSO|MEDIDATA SOLUTIONS,|ANOS|ABEL/NOSER, L.L.C.|340
MDSO|MEDIDATA SOLUTIONS,|APCC|Apex Clearing Corporation|100
MDSO|MEDIDATA SOLUTIONS,|BARD|Robert W. Baird & Co. Incorporated|1110
MDSO|MEDIDATA SOLUTIONS,|BATM|CBOE TRADING, INC.|3199
MDSO|MEDIDATA SOLUTIONS,|BAYC|BAY CREST PARTNERS, LLC|11305
MDSO|MEDIDATA SOLUTIONS,|BERN|Sanford C. Bernstein & Co., LLC|188444
MDSO|MEDIDATA SOLUTIONS,|BIMI|Banca IMI Securities Corp.|310
MDSO|MEDIDATA SOLUTIONS,|BKCM|BNY Mellon Capital Markets LLC|11052
MDSO|MEDIDATA SOLUTIONS,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3445
MDSO|MEDIDATA SOLUTIONS,|BLKX|INSTINET, LLC|52900
MDSO|MEDIDATA SOLUTIONS,|BMOC|BMO Capital Markets Corp.|11077
MDSO|MEDIDATA SOLUTIONS,|BNPX|BNP PARIBAS SECURITIES CORP.|18049
MDSO|MEDIDATA SOLUTIONS,|BTIG|BTIG, LLC|26620
MDSO|MEDIDATA SOLUTIONS,|BYXM|CBOE TRADING, INC.|786
MDSO|MEDIDATA SOLUTIONS,|BZYD|GOLDMAN SACHS & CO. LLC|406
MDSO|MEDIDATA SOLUTIONS,|CANT|Cantor Fitzgerald & Co.|3377
MDSO|MEDIDATA SOLUTIONS,|CBLC|CITIGROUP GLOBAL MARKETS INC.|15000
MDSO|MEDIDATA SOLUTIONS,|CHAS|Charles Schwab & Co., Inc.|148
MDSO|MEDIDATA SOLUTIONS,|CIST|Capital Institutional Services, Inc.|6948
MDSO|MEDIDATA SOLUTIONS,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133902
MDSO|MEDIDATA SOLUTIONS,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
MDSO|MEDIDATA SOLUTIONS,|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21669
MDSO|MEDIDATA SOLUTIONS,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|288559
MDSO|MEDIDATA SOLUTIONS,|CTDL|Citadel Derivatives Group Llc|15282
MDSO|MEDIDATA SOLUTIONS,|CTLR|CUTLER GROUP, LP|800
MDSO|MEDIDATA SOLUTIONS,|CXCX|CITIGROUP GLOBAL MARKETS INC.|36228
MDSO|MEDIDATA SOLUTIONS,|DADA|D.A. Davidson & Co.|48
MDSO|MEDIDATA SOLUTIONS,|DAWA|Daiwa Capital Markets America Inc.|100
MDSO|MEDIDATA SOLUTIONS,|DBAB|Deutsche Bank Securities Inc.|357340
MDSO|MEDIDATA SOLUTIONS,|DBAX|Deutsche Bank Securities Inc.|122100
MDSO|MEDIDATA SOLUTIONS,|DBUL|Deutsche Bank Securities Inc.|4651
MDSO|MEDIDATA SOLUTIONS,|DEAN|MORGAN STANLEY|5886
MDSO|MEDIDATA SOLUTIONS,|DEGS|RONIN PROFESSIONAL LLC|400
MDSO|MEDIDATA SOLUTIONS,|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7180
MDSO|MEDIDATA SOLUTIONS,|EBXL|EBX LLC|169700
MDSO|MEDIDATA SOLUTIONS,|ECUT|CONVERGEX EXECUTION SOLUTIONS|1431
MDSO|MEDIDATA SOLUTIONS,|EDJO|Edward D. Jones & Co., L.P.|162
MDSO|MEDIDATA SOLUTIONS,|EGAM|CBOE TRADING, INC.|8903
MDSO|MEDIDATA SOLUTIONS,|EGAW|CBOE TRADING, INC.|50
MDSO|MEDIDATA SOLUTIONS,|EGMT|EG MARKET TECHNOLOGIES LLC|1800
MDSO|MEDIDATA SOLUTIONS,|EGXM|CBOE TRADING, INC.|1646
MDSO|MEDIDATA SOLUTIONS,|EGXW|CBOE TRADING, INC.|100
MDSO|MEDIDATA SOLUTIONS,|ETBE|Electronic Transaction Clearing, Inc.|24214
MDSO|MEDIDATA SOLUTIONS,|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1009
MDSO|MEDIDATA SOLUTIONS,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39993
MDSO|MEDIDATA SOLUTIONS,|ETRS|E*Trade Securities LLC|66304
MDSO|MEDIDATA SOLUTIONS,|FBCO|Credit Suisse Securities (USA) LLC|428248
MDSO|MEDIDATA SOLUTIONS,|FILL|Tradestation Securities, Inc.|16101
MDSO|MEDIDATA SOLUTIONS,|FMAF|NBCN Inc./ CDS|842
MDSO|MEDIDATA SOLUTIONS,|FOMA|TD AMERITRADE CLEARING, INC.|30154
MDSO|MEDIDATA SOLUTIONS,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10017
MDSO|MEDIDATA SOLUTIONS,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|141655
MDSO|MEDIDATA SOLUTIONS,|FTBR|Foliofn Investments, Inc.|663
MDSO|MEDIDATA SOLUTIONS,|GEBB|GLOBAL EXECUTION BROKERS, LP|23774
MDSO|MEDIDATA SOLUTIONS,|GLPX|ACS EXECUTION SERVICES, LLC|29660
MDSO|MEDIDATA SOLUTIONS,|GSCO|GOLDMAN SACHS & CO. LLC|773180
MDSO|MEDIDATA SOLUTIONS,|GSCS|GOLDMAN SACHS & CO. LLC|42954
MDSO|MEDIDATA SOLUTIONS,|GSLT|GOLDMAN SACHS & CO. LLC|1217
MDSO|MEDIDATA SOLUTIONS,|GTSZ|GTS SECURITIES LLC|87886
MDSO|MEDIDATA SOLUTIONS,|HRBF|American Enterprise Investment Services Inc.|76
MDSO|MEDIDATA SOLUTIONS,|HSBC|HSBC Securities, Inc.|55000
MDSO|MEDIDATA SOLUTIONS,|IATS|INTERACTIVE BROKERS LLC|1433
MDSO|MEDIDATA SOLUTIONS,|IBKR|Interactive Brokers Llc|31232
MDSO|MEDIDATA SOLUTIONS,|IBSJ|Integrity Brokerage Services, Inc.|25
MDSO|MEDIDATA SOLUTIONS,|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1098
MDSO|MEDIDATA SOLUTIONS,|ICBX|INSTINET, LLC|42512
MDSO|MEDIDATA SOLUTIONS,|IEQY|CITADEL SECURITIES LLC|163869
MDSO|MEDIDATA SOLUTIONS,|INCA|INSTINET, LLC|441353
MDSO|MEDIDATA SOLUTIONS,|INJX|INSTINET, LLC|88542
MDSO|MEDIDATA SOLUTIONS,|ITGI|ITG Inc.|14409
MDSO|MEDIDATA SOLUTIONS,|ITGP|ITG INC.|77800
MDSO|MEDIDATA SOLUTIONS,|JANY|Janney Montgomery Scott Inc.|4310
MDSO|MEDIDATA SOLUTIONS,|JEFF|JEFFERIES LLC|315525
MDSO|MEDIDATA SOLUTIONS,|JMPT|JUMP TRADING, LLC|85698
MDSO|MEDIDATA SOLUTIONS,|JONE|JonesTrading|156
MDSO|MEDIDATA SOLUTIONS,|JPBX|J.P. MORGAN SECURITIES LLC|102161
MDSO|MEDIDATA SOLUTIONS,|JPMX|J.P. Morgan Securities LLC|249018
MDSO|MEDIDATA SOLUTIONS,|JSJX|JANE STREET CAPITAL LLC|11560
MDSO|MEDIDATA SOLUTIONS,|KCGM|VIRTU Americas LLC|25709
MDSO|MEDIDATA SOLUTIONS,|LEHM|Barclays Capital Inc./Le|430465
MDSO|MEDIDATA SOLUTIONS,|LIME|Lime Brokerage LLC|181182
MDSO|MEDIDATA SOLUTIONS,|LQNA|LIQUIDNET, INC.|45700
MDSO|MEDIDATA SOLUTIONS,|LSCI|Lek Securities Corporation|20
MDSO|MEDIDATA SOLUTIONS,|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MDSO|MEDIDATA SOLUTIONS,|MAXM|Maxim Group LLC|6140
MDSO|MEDIDATA SOLUTIONS,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80750
MDSO|MEDIDATA SOLUTIONS,|MOTF|MOTIF INVESTING, INC.|39
MDSO|MEDIDATA SOLUTIONS,|MSCO|MORGAN STANLEY & CO. LLC|1446809
MDSO|MEDIDATA SOLUTIONS,|MSPL|MORGAN STANLEY & CO. LLC|230200
MDSO|MEDIDATA SOLUTIONS,|MSTX|MORGAN STANLEY & CO. LLC|72800
MDSO|MEDIDATA SOLUTIONS,|NATL|National Securities Corporation|190
MDSO|MEDIDATA SOLUTIONS,|NEED|Needham & Company, LLC|2904
MDSO|MEDIDATA SOLUTIONS,|NFSC|National Financial Services LLC|31585
MDSO|MEDIDATA SOLUTIONS,|NITE|VIRTU Americas LLC|160942
MDSO|MEDIDATA SOLUTIONS,|NITP|VIRTU Americas LLC|1824
MDSO|MEDIDATA SOLUTIONS,|NQRB|Brut, LLC|8802
MDSO|MEDIDATA SOLUTIONS,|NTRC|Northern Trust Securities, Inc.|1851
MDSO|MEDIDATA SOLUTIONS,|OPCO|Oppenheimer & Co. Inc.|122660
MDSO|MEDIDATA SOLUTIONS,|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4353
MDSO|MEDIDATA SOLUTIONS,|PDQM|CODA MARKETS, INC.|47028
MDSO|MEDIDATA SOLUTIONS,|PIPR|Piper Jaffray & Co.|165426
MDSO|MEDIDATA SOLUTIONS,|PWJC|UBS Financial Services, Inc.|265
MDSO|MEDIDATA SOLUTIONS,|QMSR|QUATTRO M SECURITIES INC.|21264
MDSO|MEDIDATA SOLUTIONS,|RAJA|Raymond James & Associates, Inc.|2586
MDSO|MEDIDATA SOLUTIONS,|RBCM|RBC CAPITAL MARKETS, LLC|749
MDSO|MEDIDATA SOLUTIONS,|SAGL|SAGETRADER, LLC|519
MDSO|MEDIDATA SOLUTIONS,|SAGW|SAGETRADER, LLC|175
MDSO|MEDIDATA SOLUTIONS,|SBSH|Citigroup Global Markets Inc.|355842
MDSO|MEDIDATA SOLUTIONS,|SGMT|GOLDMAN SACHS & CO. LLC|66322
MDSO|MEDIDATA SOLUTIONS,|SPDR|SPEEDROUTE LLC|2000
MDSO|MEDIDATA SOLUTIONS,|SPHN|Stephens Inc.|7
MDSO|MEDIDATA SOLUTIONS,|STFL|Stifel, Nicolaus & Company, Incorporated|861
MDSO|MEDIDATA SOLUTIONS,|SWIM|TD Ameritrade, Inc.|7681
MDSO|MEDIDATA SOLUTIONS,|TKNG|ALLY INVEST SECURITIES LLC|408
MDSO|MEDIDATA SOLUTIONS,|TONC|CUTTONE & CO., LLC|2056
MDSO|MEDIDATA SOLUTIONS,|TRBT|Tradebot Systems, Inc.|233294
MDSO|MEDIDATA SOLUTIONS,|TRCM|TRC MARKETS LLC|89742
MDSO|MEDIDATA SOLUTIONS,|TWTT|TASTYWORKS, INC.|200
MDSO|MEDIDATA SOLUTIONS,|UBSA|UBS SECURITIES LLC|366765
MDSO|MEDIDATA SOLUTIONS,|UBSS|UBS Securities LLC|970556
MDSO|MEDIDATA SOLUTIONS,|VALX|VIRTU AMERICAS LLC|16098
MDSO|MEDIDATA SOLUTIONS,|VGRD|Vanguard Marketing Corporation|3049
MDSO|MEDIDATA SOLUTIONS,|WABR|Wall Street Access|1300
MDSO|MEDIDATA SOLUTIONS,|WBPX|SUMMIT SECURITIES GROUP, LLC|400
MDSO|MEDIDATA SOLUTIONS,|WCHV|WELLS FARGO SECURITIES, LLC|126152
MDSO|MEDIDATA SOLUTIONS,|WDNX|WEEDEN & CO.L.P.|430
MDSO|MEDIDATA SOLUTIONS,|WEED|Weeden & Co.L.P.|1752
MDSO|MEDIDATA SOLUTIONS,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1538
MDSO|MEDIDATA SOLUTIONS,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6659
MDSO|MEDIDATA SOLUTIONS,|WGIF|CIBC World Markets Inc.|75
MDSO|MEDIDATA SOLUTIONS,|WLTH|WEALTHFRONT BROKERAGE CORPORATION|57
MDSO|MEDIDATA SOLUTIONS,|WSAG|WALL STREET ACCESS|210
MDSO|MEDIDATA SOLUTIONS,|WSEA|WOLVERINE SECURITIES, LLC|536
MDSO|MEDIDATA SOLUTIONS,|XIST|INSTINET, LLC|31080
MDSO|MEDIDATA SOLUTIONS,|XPQR|Jump Trading|224
MDSO|MEDIDATA SOLUTIONS,|XSTM|NATIONAL FINANCIAL SERVICES LLC|8658
MDSO|MEDIDATA SOLUTIONS,|YKNA|COMHAR CAPITAL MARKETS, LLC|2699
MDSO|MEDIDATA SOLUTIONS,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2194
MDT|MEDTRONIC PLC|ABLE|NATIXIS Securities Americas LLC|121865
MDT|MEDTRONIC PLC|ADAM|CANACCORD GENUITY INC.|4750
MDT|MEDTRONIC PLC|AGIS|Aegis Capital Corp.|45
MDT|MEDTRONIC PLC|ALTX|Alternet Securities Inc.|31639
MDT|MEDTRONIC PLC|ANOS|ABEL/NOSER, L.L.C.|175898
MDT|MEDTRONIC PLC|APCC|Apex Clearing Corporation|4412
MDT|MEDTRONIC PLC|BANK|Primevest Financial Services, Inc.|695
MDT|MEDTRONIC PLC|BAQP|BURKE & QUICK PARTNERS LLC|2927
MDT|MEDTRONIC PLC|BARD|Robert W. Baird & Co. Incorporated|19254
MDT|MEDTRONIC PLC|BATM|CBOE TRADING, INC.|45342
MDT|MEDTRONIC PLC|BAYC|BAY CREST PARTNERS, LLC|1074
MDT|MEDTRONIC PLC|BAYT|BTIG, LLC|8100
MDT|MEDTRONIC PLC|BBNT|BB&T SECURITIES, LLC|8917
MDT|MEDTRONIC PLC|BERN|Sanford C. Bernstein & Co., LLC|250807
MDT|MEDTRONIC PLC|BIDS|BIDS TRADING L.P.|3500
MDT|MEDTRONIC PLC|BIMI|Banca IMI Securities Corp.|1194
MDT|MEDTRONIC PLC|BKCM|BNY Mellon Capital Markets LLC|287639
MDT|MEDTRONIC PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|117874
MDT|MEDTRONIC PLC|BLKX|INSTINET, LLC|108872
MDT|MEDTRONIC PLC|BNPX|BNP PARIBAS SECURITIES CORP.|389581
MDT|MEDTRONIC PLC|BTIG|BTIG, LLC|56298
MDT|MEDTRONIC PLC|BYXM|CBOE TRADING, INC.|2950
MDT|MEDTRONIC PLC|CABR|Cabrera Capital Markets, Inc.|350
MDT|MEDTRONIC PLC|CANT|Cantor Fitzgerald & Co.|7943
MDT|MEDTRONIC PLC|CBLC|CITIGROUP GLOBAL MARKETS INC.|98400
MDT|MEDTRONIC PLC|CHAS|Charles Schwab & Co., Inc.|8981
MDT|MEDTRONIC PLC|CIBP|CIBC World Markets Corp.|1790708
MDT|MEDTRONIC PLC|CICF|Canaccord Genuity Corp.|1764
MDT|MEDTRONIC PLC|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
MDT|MEDTRONIC PLC|CIST|Capital Institutional Services, Inc.|33460
MDT|MEDTRONIC PLC|CLSA|CLSA AMERICAS, LLC|26139
MDT|MEDTRONIC PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|570011
MDT|MEDTRONIC PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12418
MDT|MEDTRONIC PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8252
MDT|MEDTRONIC PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1523390
MDT|MEDTRONIC PLC|CSMS|CORNERSTONE MACRO LLC|57707
MDT|MEDTRONIC PLC|CTDL|Citadel Derivatives Group Llc|45855
MDT|MEDTRONIC PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|222186
MDT|MEDTRONIC PLC|DADA|D.A. Davidson & Co.|3426
MDT|MEDTRONIC PLC|DAVA|Davenport & Company LLC|4805
MDT|MEDTRONIC PLC|DBAB|Deutsche Bank Securities Inc.|1109534
MDT|MEDTRONIC PLC|DBAX|Deutsche Bank Securities Inc.|744000
MDT|MEDTRONIC PLC|DBUL|Deutsche Bank Securities Inc.|40623
MDT|MEDTRONIC PLC|DCHF|Dart Executions, LLC|3644
MDT|MEDTRONIC PLC|DEAN|MORGAN STANLEY|77270
MDT|MEDTRONIC PLC|DEGS|RONIN PROFESSIONAL LLC|100
MDT|MEDTRONIC PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1901
MDT|MEDTRONIC PLC|DRWK|DRW SECURITIES, L.L.C.|10337
MDT|MEDTRONIC PLC|EBXL|EBX LLC|715500
MDT|MEDTRONIC PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|117737
MDT|MEDTRONIC PLC|EDJC|Edward Jones / CDS|14257
MDT|MEDTRONIC PLC|EDJO|Edward D. Jones & Co., L.P.|118068
MDT|MEDTRONIC PLC|EGAM|CBOE TRADING, INC.|43109
MDT|MEDTRONIC PLC|EGAW|CBOE TRADING, INC.|737
MDT|MEDTRONIC PLC|EGMT|EG MARKET TECHNOLOGIES LLC|2034
MDT|MEDTRONIC PLC|EGXM|CBOE TRADING, INC.|23770
MDT|MEDTRONIC PLC|EGXW|CBOE TRADING, INC.|525
MDT|MEDTRONIC PLC|ESPO|ESPOSITO SECURITIES, LLC|728
MDT|MEDTRONIC PLC|ETBE|Electronic Transaction Clearing, Inc.|88376
MDT|MEDTRONIC PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
MDT|MEDTRONIC PLC|ETCB|ETC BROKERAGE SERVICES, LLC|8
MDT|MEDTRONIC PLC|ETCC|Electronic Transaction Clearing, Inc.|432
MDT|MEDTRONIC PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
MDT|MEDTRONIC PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|42875
MDT|MEDTRONIC PLC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|622
MDT|MEDTRONIC PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4121
MDT|MEDTRONIC PLC|ETRS|E*Trade Securities LLC|119198
MDT|MEDTRONIC PLC|FBSB|U.S. Bancorp Investments, Inc.|877
MDT|MEDTRONIC PLC|FFSI|Firstrade Securities Inc.|43
MDT|MEDTRONIC PLC|FIDT|Fidelity Clearing Canada ULC./ CDS|576
MDT|MEDTRONIC PLC|FILL|Tradestation Securities, Inc.|13277
MDT|MEDTRONIC PLC|FINX|FINTECH SECURITIES|7361
MDT|MEDTRONIC PLC|FINZ|FINTECH SECURITIES|225
MDT|MEDTRONIC PLC|FMAF|NBCN Inc./ CDS|9315
MDT|MEDTRONIC PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3770
MDT|MEDTRONIC PLC|FQLS|Quantlab Securities LP|1152159
MDT|MEDTRONIC PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|333593
MDT|MEDTRONIC PLC|FTBR|Foliofn Investments, Inc.|8357
MDT|MEDTRONIC PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|62121
MDT|MEDTRONIC PLC|GLIS|TD Securities Inc|1233
MDT|MEDTRONIC PLC|GLPX|ACS EXECUTION SERVICES, LLC|89545
MDT|MEDTRONIC PLC|GSCO|GOLDMAN SACHS & CO. LLC|6296720
MDT|MEDTRONIC PLC|GSCS|GOLDMAN SACHS & CO. LLC|31888
MDT|MEDTRONIC PLC|GSLT|GOLDMAN SACHS & CO. LLC|50309
MDT|MEDTRONIC PLC|GTSZ|GTS SECURITIES LLC|798215
MDT|MEDTRONIC PLC|GUGS|Guggenheim Securities, LLC|149800
MDT|MEDTRONIC PLC|HAPX|HAP Trading, LLC|1392
MDT|MEDTRONIC PLC|HASF|Haywood Securities Inc./CDS|635
MDT|MEDTRONIC PLC|HCTA|Hardcastle Trading USA LLC|77731
MDT|MEDTRONIC PLC|HRBF|American Enterprise Investment Services Inc.|41927
MDT|MEDTRONIC PLC|HSBC|HSBC Securities, Inc.|25749
MDT|MEDTRONIC PLC|IATS|INTERACTIVE BROKERS LLC|20776
MDT|MEDTRONIC PLC|IBKR|Interactive Brokers Llc|43815
MDT|MEDTRONIC PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5970
MDT|MEDTRONIC PLC|ICBX|INSTINET, LLC|229420
MDT|MEDTRONIC PLC|IEQY|CITADEL SECURITIES LLC|246013
MDT|MEDTRONIC PLC|INCA|INSTINET, LLC|902083
MDT|MEDTRONIC PLC|INJX|INSTINET, LLC|105756
MDT|MEDTRONIC PLC|INTL|INTL FCSTONE FINANCIAL INC.|24
MDT|MEDTRONIC PLC|ITGI|ITG Inc.|216446
MDT|MEDTRONIC PLC|ITGP|ITG INC.|305200
MDT|MEDTRONIC PLC|JANY|Janney Montgomery Scott Inc.|17280
MDT|MEDTRONIC PLC|JEFF|JEFFERIES LLC|462659
MDT|MEDTRONIC PLC|JMPT|JUMP TRADING, LLC|234519
MDT|MEDTRONIC PLC|JONE|JonesTrading|73
MDT|MEDTRONIC PLC|JPBX|J.P. MORGAN SECURITIES LLC|329410
MDT|MEDTRONIC PLC|JPMX|J.P. Morgan Securities LLC|1740213
MDT|MEDTRONIC PLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|6645
MDT|MEDTRONIC PLC|JSJX|JANE STREET CAPITAL LLC|11334
MDT|MEDTRONIC PLC|KCGM|VIRTU Americas LLC|203915
MDT|MEDTRONIC PLC|KCRD|PHX FINANCIAL, INC.|95
MDT|MEDTRONIC PLC|KEYB|KEYBANC CAPITAL MARKETS INC.|342203
MDT|MEDTRONIC PLC|LEER|LEERINK PARTNERS LLC|1600
MDT|MEDTRONIC PLC|LEHM|Barclays Capital Inc./Le|2822763
MDT|MEDTRONIC PLC|LIME|Lime Brokerage LLC|113763
MDT|MEDTRONIC PLC|LIWD|LIME BROKERAGE LLC|2732
MDT|MEDTRONIC PLC|LMGP|LIME BROKERAGE LLC|4463
MDT|MEDTRONIC PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|136050
MDT|MEDTRONIC PLC|LOOP|Loop Capital Markets LLC|10359
MDT|MEDTRONIC PLC|LQNA|LIQUIDNET, INC.|372900
MDT|MEDTRONIC PLC|LQNB|LIQUIDNET, INC.|14172
MDT|MEDTRONIC PLC|LSCI|Lek Securities Corporation|6730
MDT|MEDTRONIC PLC|LTCO|Ladenburg, Thalmann & Co., Inc.|100
MDT|MEDTRONIC PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
MDT|MEDTRONIC PLC|MACC|Mid Atlantic Capital Corporation|6224
MDT|MEDTRONIC PLC|MACQ|Macquarie Capital (USA) Inc.|2332
MDT|MEDTRONIC PLC|MAXM|Maxim Group LLC|36253
MDT|MEDTRONIC PLC|MBTS|ALLY INVEST SECURITIES LLC|16842
MDT|MEDTRONIC PLC|MCBT|Moors & Cabot, Inc.|250
MDT|MEDTRONIC PLC|MCMF|Raymond James Ltd. Cds|2101
MDT|MEDTRONIC PLC|MICA|Spartan Securities Group, Ltd.|1000
MDT|MEDTRONIC PLC|MKMP|MKM Partners LLC|25700
MDT|MEDTRONIC PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|549943
MDT|MEDTRONIC PLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2568
MDT|MEDTRONIC PLC|MNDX|TJM Investments, LLC|43101
MDT|MEDTRONIC PLC|MOTF|MOTIF INVESTING, INC.|45
MDT|MEDTRONIC PLC|MSCO|MORGAN STANLEY & CO. LLC|5094945
MDT|MEDTRONIC PLC|MSPL|MORGAN STANLEY & CO. LLC|921700
MDT|MEDTRONIC PLC|MSTX|MORGAN STANLEY & CO. LLC|892400
MDT|MEDTRONIC PLC|MZHO|Mizuho Securities USA LLC|207667
MDT|MEDTRONIC PLC|NATL|National Securities Corporation|335
MDT|MEDTRONIC PLC|NBCS|NBC Securities, INC.|1000
MDT|MEDTRONIC PLC|NEUB|NEUBERGER BERMAN BD LLC|552
MDT|MEDTRONIC PLC|NFSC|National Financial Services LLC|1182833
MDT|MEDTRONIC PLC|NITE|VIRTU Americas LLC|2455887
MDT|MEDTRONIC PLC|NITP|VIRTU Americas LLC|1805
MDT|MEDTRONIC PLC|NQRB|Brut, LLC|71979
MDT|MEDTRONIC PLC|NTBF|BMO Nesbitt Burns Inc./CDS|10987
MDT|MEDTRONIC PLC|NTRC|Northern Trust Securities, Inc.|3804
MDT|MEDTRONIC PLC|OHOS|TWO SIGMA SECURITIES, LLC|350080
MDT|MEDTRONIC PLC|ONEL|O'NEIL SECURITIES, INCORPORATED|8
MDT|MEDTRONIC PLC|OPCO|Oppenheimer & Co. Inc.|12266
MDT|MEDTRONIC PLC|PASL|Pershing Advisor Solutions LLC|4410
MDT|MEDTRONIC PLC|PCFF|Pacific International Securities Inc./CDS|101
MDT|MEDTRONIC PLC|PDQM|CODA MARKETS, INC.|97715
MDT|MEDTRONIC PLC|PHLY|NASDAQ Execution Services, LLC|37960
MDT|MEDTRONIC PLC|PICT|Pictet Overseas Inc.|4929
MDT|MEDTRONIC PLC|PIPR|Piper Jaffray & Co.|198735
MDT|MEDTRONIC PLC|PWJC|UBS Financial Services, Inc.|40885
MDT|MEDTRONIC PLC|QMSR|QUATTRO M SECURITIES INC.|10461
MDT|MEDTRONIC PLC|RBCM|RBC CAPITAL MARKETS, LLC|100700
MDT|MEDTRONIC PLC|RDBN|Redburn Partners (USA) LP|100
MDT|MEDTRONIC PLC|SAGL|SAGETRADER, LLC|157884
MDT|MEDTRONIC PLC|SAGW|SAGETRADER, LLC|9300
MDT|MEDTRONIC PLC|SALI|INTL FCSTONE FINANCIAL INC.|1683
MDT|MEDTRONIC PLC|SBSH|Citigroup Global Markets Inc.|1511425
MDT|MEDTRONIC PLC|SEIC|SEI Investments Distribution Co.|6562
MDT|MEDTRONIC PLC|SGMT|GOLDMAN SACHS & CO. LLC|524685
MDT|MEDTRONIC PLC|SIBO|Prime Executions, Inc.|13170
MDT|MEDTRONIC PLC|SJLS|TRADE INFORMATICS LLC|12600
MDT|MEDTRONIC PLC|SPDR|SPEEDROUTE LLC|84508
MDT|MEDTRONIC PLC|SPHN|Stephens Inc.|1329
MDT|MEDTRONIC PLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
MDT|MEDTRONIC PLC|STFL|Stifel, Nicolaus & Company, Incorporated|105960
MDT|MEDTRONIC PLC|STKP|STOCKPILE INVESTMENTS, INC.|172
MDT|MEDTRONIC PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24154
MDT|MEDTRONIC PLC|SWIM|TD Ameritrade, Inc.|241638
MDT|MEDTRONIC PLC|SWST|Hilltop Securities Inc.|19921
MDT|MEDTRONIC PLC|TAGC|TELSEY ADVISORY GROUP LLC|100
MDT|MEDTRONIC PLC|TKNG|ALLY INVEST SECURITIES LLC|1631
MDT|MEDTRONIC PLC|TMBR|Timber Hill LLC|6242
MDT|MEDTRONIC PLC|TRBT|Tradebot Systems, Inc.|727289
MDT|MEDTRONIC PLC|TRCM|TRC MARKETS LLC|577671
MDT|MEDTRONIC PLC|TWTT|TASTYWORKS, INC.|1046
MDT|MEDTRONIC PLC|UBSA|UBS SECURITIES LLC|2152685
MDT|MEDTRONIC PLC|UBSS|UBS Securities LLC|3350618
MDT|MEDTRONIC PLC|VALX|VIRTU AMERICAS LLC|28774
MDT|MEDTRONIC PLC|VGRD|Vanguard Marketing Corporation|29925
MDT|MEDTRONIC PLC|VSIN|Vision Financial Markets Llc|62
MDT|MEDTRONIC PLC|WBLR|WILLIAM BLAIR|5227
MDT|MEDTRONIC PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|4139
MDT|MEDTRONIC PLC|WCHV|WELLS FARGO SECURITIES, LLC|456205
MDT|MEDTRONIC PLC|WDNX|WEEDEN & CO.L.P.|31544
MDT|MEDTRONIC PLC|WEDB|WEDBUSH SECURITIES INC.|14372
MDT|MEDTRONIC PLC|WEED|Weeden & Co.L.P.|42829
MDT|MEDTRONIC PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|136058
MDT|MEDTRONIC PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|131054
MDT|MEDTRONIC PLC|WGIF|CIBC World Markets Inc.|3581
MDT|MEDTRONIC PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3395
MDT|MEDTRONIC PLC|WOLF|Wolfe Trahan Securities|300
MDT|MEDTRONIC PLC|WORD|Worden Capital Management LLC|54
MDT|MEDTRONIC PLC|WSEA|WOLVERINE SECURITIES, LLC|37213
MDT|MEDTRONIC PLC|XIST|INSTINET, LLC|179872
MDT|MEDTRONIC PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|197400
MDT|MEDTRONIC PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|3140
MDT|MEDTRONIC PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19701
MDU|MDU RESOURCES GROUP|ALTX|Alternet Securities Inc.|13476
MDU|MDU RESOURCES GROUP|ANOS|ABEL/NOSER, L.L.C.|18
MDU|MDU RESOURCES GROUP|APCC|Apex Clearing Corporation|50
MDU|MDU RESOURCES GROUP|BALE|M&T SECURITIES, INC.|700
MDU|MDU RESOURCES GROUP|BANK|Primevest Financial Services, Inc.|318
MDU|MDU RESOURCES GROUP|BARD|Robert W. Baird & Co. Incorporated|1144
MDU|MDU RESOURCES GROUP|BATM|CBOE TRADING, INC.|4550
MDU|MDU RESOURCES GROUP|BAYC|BAY CREST PARTNERS, LLC|170
MDU|MDU RESOURCES GROUP|BERN|Sanford C. Bernstein & Co., LLC|3111
MDU|MDU RESOURCES GROUP|BIDS|BIDS TRADING L.P.|100
MDU|MDU RESOURCES GROUP|BKCM|BNY Mellon Capital Markets LLC|36836
MDU|MDU RESOURCES GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48640
MDU|MDU RESOURCES GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|6007
MDU|MDU RESOURCES GROUP|BRVL|BLAYLOCK VAN, LLC|1400
MDU|MDU RESOURCES GROUP|BTIG|BTIG, LLC|62481
MDU|MDU RESOURCES GROUP|BYXM|CBOE TRADING, INC.|100
MDU|MDU RESOURCES GROUP|BZYD|GOLDMAN SACHS & CO. LLC|4958
MDU|MDU RESOURCES GROUP|CANT|Cantor Fitzgerald & Co.|1825
MDU|MDU RESOURCES GROUP|CHAS|Charles Schwab & Co., Inc.|54
MDU|MDU RESOURCES GROUP|CIST|Capital Institutional Services, Inc.|8422
MDU|MDU RESOURCES GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30946
MDU|MDU RESOURCES GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|230
MDU|MDU RESOURCES GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|153839
MDU|MDU RESOURCES GROUP|CTDL|Citadel Derivatives Group Llc|1391
MDU|MDU RESOURCES GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|15084
MDU|MDU RESOURCES GROUP|DADA|D.A. Davidson & Co.|1532
MDU|MDU RESOURCES GROUP|DBAB|Deutsche Bank Securities Inc.|277497
MDU|MDU RESOURCES GROUP|DBAX|Deutsche Bank Securities Inc.|133200
MDU|MDU RESOURCES GROUP|DBUL|Deutsche Bank Securities Inc.|2900
MDU|MDU RESOURCES GROUP|DEAN|MORGAN STANLEY|1695
MDU|MDU RESOURCES GROUP|DEGS|RONIN PROFESSIONAL LLC|30
MDU|MDU RESOURCES GROUP|EBXL|EBX LLC|82000
MDU|MDU RESOURCES GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1986
MDU|MDU RESOURCES GROUP|EDJC|Edward Jones / CDS|12
MDU|MDU RESOURCES GROUP|EDJO|Edward D. Jones & Co., L.P.|66858
MDU|MDU RESOURCES GROUP|EGAM|CBOE TRADING, INC.|8529
MDU|MDU RESOURCES GROUP|EGAW|CBOE TRADING, INC.|41
MDU|MDU RESOURCES GROUP|EGXM|CBOE TRADING, INC.|2078
MDU|MDU RESOURCES GROUP|EGXW|CBOE TRADING, INC.|5
MDU|MDU RESOURCES GROUP|ESPO|ESPOSITO SECURITIES, LLC|238
MDU|MDU RESOURCES GROUP|ETBE|Electronic Transaction Clearing, Inc.|3987
MDU|MDU RESOURCES GROUP|ETCC|Electronic Transaction Clearing, Inc.|380
MDU|MDU RESOURCES GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2767
MDU|MDU RESOURCES GROUP|ETRS|E*Trade Securities LLC|37967
MDU|MDU RESOURCES GROUP|FBSB|U.S. Bancorp Investments, Inc.|1020
MDU|MDU RESOURCES GROUP|FILL|Tradestation Securities, Inc.|2499
MDU|MDU RESOURCES GROUP|FINX|FINTECH SECURITIES|966
MDU|MDU RESOURCES GROUP|FMAF|NBCN Inc./ CDS|530
MDU|MDU RESOURCES GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8858
MDU|MDU RESOURCES GROUP|FQLS|Quantlab Securities LP|204328
MDU|MDU RESOURCES GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72127
MDU|MDU RESOURCES GROUP|FTBR|Foliofn Investments, Inc.|1134
MDU|MDU RESOURCES GROUP|GLPX|ACS EXECUTION SERVICES, LLC|7912
MDU|MDU RESOURCES GROUP|GSCO|GOLDMAN SACHS & CO. LLC|417379
MDU|MDU RESOURCES GROUP|GSCS|GOLDMAN SACHS & CO. LLC|7
MDU|MDU RESOURCES GROUP|GSLT|GOLDMAN SACHS & CO. LLC|7767
MDU|MDU RESOURCES GROUP|GTSZ|GTS SECURITIES LLC|95340
MDU|MDU RESOURCES GROUP|HRBF|American Enterprise Investment Services Inc.|12136
MDU|MDU RESOURCES GROUP|HSBC|HSBC Securities, Inc.|413
MDU|MDU RESOURCES GROUP|IATS|INTERACTIVE BROKERS LLC|4978
MDU|MDU RESOURCES GROUP|IBKR|Interactive Brokers Llc|3367
MDU|MDU RESOURCES GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6948
MDU|MDU RESOURCES GROUP|ICBX|INSTINET, LLC|46143
MDU|MDU RESOURCES GROUP|IEQY|CITADEL SECURITIES LLC|36748
MDU|MDU RESOURCES GROUP|INCA|INSTINET, LLC|178974
MDU|MDU RESOURCES GROUP|INJX|INSTINET, LLC|6318
MDU|MDU RESOURCES GROUP|ITGI|ITG Inc.|26822
MDU|MDU RESOURCES GROUP|ITGP|ITG INC.|50200
MDU|MDU RESOURCES GROUP|JANY|Janney Montgomery Scott Inc.|239
MDU|MDU RESOURCES GROUP|JEFF|JEFFERIES LLC|79031
MDU|MDU RESOURCES GROUP|JMPT|JUMP TRADING, LLC|13267
MDU|MDU RESOURCES GROUP|JPBX|J.P. MORGAN SECURITIES LLC|68254
MDU|MDU RESOURCES GROUP|JPMX|J.P. Morgan Securities LLC|168256
MDU|MDU RESOURCES GROUP|JSJX|JANE STREET CAPITAL LLC|4671
MDU|MDU RESOURCES GROUP|KCGM|VIRTU Americas LLC|11065
MDU|MDU RESOURCES GROUP|LEHM|Barclays Capital Inc./Le|309277
MDU|MDU RESOURCES GROUP|LIME|Lime Brokerage LLC|7551
MDU|MDU RESOURCES GROUP|LSCI|Lek Securities Corporation|37
MDU|MDU RESOURCES GROUP|MACC|Mid Atlantic Capital Corporation|47
MDU|MDU RESOURCES GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43824
MDU|MDU RESOURCES GROUP|MOTF|MOTIF INVESTING, INC.|1
MDU|MDU RESOURCES GROUP|MSCO|MORGAN STANLEY & CO. LLC|1507799
MDU|MDU RESOURCES GROUP|MSPL|MORGAN STANLEY & CO. LLC|172800
MDU|MDU RESOURCES GROUP|MSTX|MORGAN STANLEY & CO. LLC|130600
MDU|MDU RESOURCES GROUP|MZHO|Mizuho Securities USA LLC|50000
MDU|MDU RESOURCES GROUP|NFSC|National Financial Services LLC|111518
MDU|MDU RESOURCES GROUP|NITE|VIRTU Americas LLC|189020
MDU|MDU RESOURCES GROUP|NITP|VIRTU Americas LLC|3115
MDU|MDU RESOURCES GROUP|NQRB|Brut, LLC|8703
MDU|MDU RESOURCES GROUP|OPCO|Oppenheimer & Co. Inc.|652
MDU|MDU RESOURCES GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
MDU|MDU RESOURCES GROUP|PDQM|CODA MARKETS, INC.|52126
MDU|MDU RESOURCES GROUP|PWJC|UBS Financial Services, Inc.|3288
MDU|MDU RESOURCES GROUP|RBCM|RBC CAPITAL MARKETS, LLC|5400
MDU|MDU RESOURCES GROUP|SAGL|SAGETRADER, LLC|5100
MDU|MDU RESOURCES GROUP|SALI|INTL FCSTONE FINANCIAL INC.|317
MDU|MDU RESOURCES GROUP|SBRX|MURIEL SIEBERT & CO INC|79
MDU|MDU RESOURCES GROUP|SBSH|Citigroup Global Markets Inc.|46032
MDU|MDU RESOURCES GROUP|SEIC|SEI Investments Distribution Co.|10540
MDU|MDU RESOURCES GROUP|SGMT|GOLDMAN SACHS & CO. LLC|36567
MDU|MDU RESOURCES GROUP|SJLS|TRADE INFORMATICS LLC|100
MDU|MDU RESOURCES GROUP|SPDR|SPEEDROUTE LLC|4609
MDU|MDU RESOURCES GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|8496
MDU|MDU RESOURCES GROUP|STKP|STOCKPILE INVESTMENTS, INC.|42
MDU|MDU RESOURCES GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4365
MDU|MDU RESOURCES GROUP|SWIM|TD Ameritrade, Inc.|4263
MDU|MDU RESOURCES GROUP|SWST|Hilltop Securities Inc.|3303
MDU|MDU RESOURCES GROUP|TKNG|ALLY INVEST SECURITIES LLC|615
MDU|MDU RESOURCES GROUP|TRBT|Tradebot Systems, Inc.|104469
MDU|MDU RESOURCES GROUP|TRCM|TRC MARKETS LLC|53540
MDU|MDU RESOURCES GROUP|UBSA|UBS SECURITIES LLC|271931
MDU|MDU RESOURCES GROUP|UBSS|UBS Securities LLC|551521
MDU|MDU RESOURCES GROUP|VALX|VIRTU AMERICAS LLC|5743
MDU|MDU RESOURCES GROUP|VGRD|Vanguard Marketing Corporation|4816
MDU|MDU RESOURCES GROUP|WABR|Wall Street Access|2794
MDU|MDU RESOURCES GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|1122
MDU|MDU RESOURCES GROUP|WCHV|WELLS FARGO SECURITIES, LLC|69506
MDU|MDU RESOURCES GROUP|WDNX|WEEDEN & CO.L.P.|504
MDU|MDU RESOURCES GROUP|WEDB|WEDBUSH SECURITIES INC.|1553
MDU|MDU RESOURCES GROUP|WEED|Weeden & Co.L.P.|12349
MDU|MDU RESOURCES GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|463
MDU|MDU RESOURCES GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|809
MDU|MDU RESOURCES GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|224
MDU|MDU RESOURCES GROUP|WSEA|WOLVERINE SECURITIES, LLC|2374
MDU|MDU RESOURCES GROUP|XIST|INSTINET, LLC|39600
MDU|MDU RESOURCES GROUP|XPQR|Jump Trading|1300
MDU|MDU RESOURCES GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|13842
MDU|MDU RESOURCES GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|835
MDU|MDU RESOURCES GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8318
MDWD|MEDIWOUND LTD ORD SH|ALTX|Alternet Securities Inc.|289
MDWD|MEDIWOUND LTD ORD SH|APCC|Apex Clearing Corporation|4
MDWD|MEDIWOUND LTD ORD SH|BATM|CBOE TRADING, INC.|2
MDWD|MEDIWOUND LTD ORD SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70
MDWD|MEDIWOUND LTD ORD SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
MDWD|MEDIWOUND LTD ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19720
MDWD|MEDIWOUND LTD ORD SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|5826
MDWD|MEDIWOUND LTD ORD SH|DBAB|Deutsche Bank Securities Inc.|800
MDWD|MEDIWOUND LTD ORD SH|DBAX|Deutsche Bank Securities Inc.|5700
MDWD|MEDIWOUND LTD ORD SH|DEGS|RONIN PROFESSIONAL LLC|5186
MDWD|MEDIWOUND LTD ORD SH|EBXL|EBX LLC|2900
MDWD|MEDIWOUND LTD ORD SH|EGAM|CBOE TRADING, INC.|100
MDWD|MEDIWOUND LTD ORD SH|ETRS|E*Trade Securities LLC|19683
MDWD|MEDIWOUND LTD ORD SH|FBCO|Credit Suisse Securities (USA) LLC|6167
MDWD|MEDIWOUND LTD ORD SH|FILL|Tradestation Securities, Inc.|200
MDWD|MEDIWOUND LTD ORD SH|FMAF|NBCN Inc./ CDS|2800
MDWD|MEDIWOUND LTD ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|74892
MDWD|MEDIWOUND LTD ORD SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7165
MDWD|MEDIWOUND LTD ORD SH|FTBR|Foliofn Investments, Inc.|1
MDWD|MEDIWOUND LTD ORD SH|GEBB|GLOBAL EXECUTION BROKERS, LP|643
MDWD|MEDIWOUND LTD ORD SH|GSCO|GOLDMAN SACHS & CO. LLC|8398
MDWD|MEDIWOUND LTD ORD SH|GTSZ|GTS SECURITIES LLC|600
MDWD|MEDIWOUND LTD ORD SH|HRBF|American Enterprise Investment Services Inc.|1213
MDWD|MEDIWOUND LTD ORD SH|IATS|INTERACTIVE BROKERS LLC|300
MDWD|MEDIWOUND LTD ORD SH|IBKR|Interactive Brokers Llc|8819
MDWD|MEDIWOUND LTD ORD SH|ICBX|INSTINET, LLC|2700
MDWD|MEDIWOUND LTD ORD SH|INCA|INSTINET, LLC|14190
MDWD|MEDIWOUND LTD ORD SH|INJX|INSTINET, LLC|20625
MDWD|MEDIWOUND LTD ORD SH|ITGI|ITG Inc.|6298
MDWD|MEDIWOUND LTD ORD SH|ITGP|ITG INC.|8200
MDWD|MEDIWOUND LTD ORD SH|JEFF|JEFFERIES LLC|3971
MDWD|MEDIWOUND LTD ORD SH|JPMX|J.P. Morgan Securities LLC|4700
MDWD|MEDIWOUND LTD ORD SH|KCGM|VIRTU Americas LLC|7892
MDWD|MEDIWOUND LTD ORD SH|LEHM|Barclays Capital Inc./Le|7000
MDWD|MEDIWOUND LTD ORD SH|LIME|Lime Brokerage LLC|9608
MDWD|MEDIWOUND LTD ORD SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8300
MDWD|MEDIWOUND LTD ORD SH|MSCO|MORGAN STANLEY & CO. LLC|40931
MDWD|MEDIWOUND LTD ORD SH|MSPL|MORGAN STANLEY & CO. LLC|25600
MDWD|MEDIWOUND LTD ORD SH|NFSC|National Financial Services LLC|22862
MDWD|MEDIWOUND LTD ORD SH|NITE|VIRTU Americas LLC|132305
MDWD|MEDIWOUND LTD ORD SH|OPCO|Oppenheimer & Co. Inc.|10836
MDWD|MEDIWOUND LTD ORD SH|PWJC|UBS Financial Services, Inc.|1000
MDWD|MEDIWOUND LTD ORD SH|RBCM|RBC CAPITAL MARKETS, LLC|200
MDWD|MEDIWOUND LTD ORD SH|SBSH|Citigroup Global Markets Inc.|9052
MDWD|MEDIWOUND LTD ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|3713
MDWD|MEDIWOUND LTD ORD SH|SPDR|SPEEDROUTE LLC|789
MDWD|MEDIWOUND LTD ORD SH|SWIM|TD Ameritrade, Inc.|9524
MDWD|MEDIWOUND LTD ORD SH|TKNG|ALLY INVEST SECURITIES LLC|100
MDWD|MEDIWOUND LTD ORD SH|TRBT|Tradebot Systems, Inc.|1000
MDWD|MEDIWOUND LTD ORD SH|TRCM|TRC MARKETS LLC|3885
MDWD|MEDIWOUND LTD ORD SH|UBSA|UBS SECURITIES LLC|43108
MDWD|MEDIWOUND LTD ORD SH|UBSS|UBS Securities LLC|51243
MDWD|MEDIWOUND LTD ORD SH|VALX|VIRTU AMERICAS LLC|2238
MDWD|MEDIWOUND LTD ORD SH|VGRD|Vanguard Marketing Corporation|1635
MDWD|MEDIWOUND LTD ORD SH|WCHV|WELLS FARGO SECURITIES, LLC|87365
MDWD|MEDIWOUND LTD ORD SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|206
MDWD|MEDIWOUND LTD ORD SH|WSEA|WOLVERINE SECURITIES, LLC|1823
MDWD|MEDIWOUND LTD ORD SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
MDXG|MIMEDX GROUP INC|ACLP|ALEXANDER CAPITAL, L.P.|37930
MDXG|MIMEDX GROUP INC|ADAM|CANACCORD GENUITY INC.|91474
MDXG|MIMEDX GROUP INC|ALTX|Alternet Securities Inc.|53879
MDXG|MIMEDX GROUP INC|ANOS|ABEL/NOSER, L.L.C.|230
MDXG|MIMEDX GROUP INC|APCC|Apex Clearing Corporation|302891
MDXG|MIMEDX GROUP INC|BARD|Robert W. Baird & Co. Incorporated|13643
MDXG|MIMEDX GROUP INC|BATM|CBOE TRADING, INC.|17182
MDXG|MIMEDX GROUP INC|BAYT|BTIG, LLC|2300
MDXG|MIMEDX GROUP INC|BBNT|BB&T SECURITIES, LLC|3850
MDXG|MIMEDX GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|97296
MDXG|MIMEDX GROUP INC|BIMI|Banca IMI Securities Corp.|4823
MDXG|MIMEDX GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|163393
MDXG|MIMEDX GROUP INC|BLKX|INSTINET, LLC|5200
MDXG|MIMEDX GROUP INC|BMOC|BMO Capital Markets Corp.|16541
MDXG|MIMEDX GROUP INC|BNCH|The Benchmark Company, LLC|2100
MDXG|MIMEDX GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|220268
MDXG|MIMEDX GROUP INC|BRVL|BLAYLOCK VAN, LLC|100
MDXG|MIMEDX GROUP INC|BTIG|BTIG, LLC|149732
MDXG|MIMEDX GROUP INC|BYXM|CBOE TRADING, INC.|5720
MDXG|MIMEDX GROUP INC|CANT|Cantor Fitzgerald & Co.|2098
MDXG|MIMEDX GROUP INC|CHAS|Charles Schwab & Co., Inc.|16191
MDXG|MIMEDX GROUP INC|CHLM|Craig-Hallum Capital Group LLC|10426
MDXG|MIMEDX GROUP INC|CLSA|CLSA AMERICAS, LLC|1100
MDXG|MIMEDX GROUP INC|CNTR|PRECISION SECURITIES, LLC|100
MDXG|MIMEDX GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|269337
MDXG|MIMEDX GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21100
MDXG|MIMEDX GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|245707
MDXG|MIMEDX GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|695769
MDXG|MIMEDX GROUP INC|CSMS|CORNERSTONE MACRO LLC|1300
MDXG|MIMEDX GROUP INC|CTDL|Citadel Derivatives Group Llc|160454
MDXG|MIMEDX GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|222960
MDXG|MIMEDX GROUP INC|DADA|D.A. Davidson & Co.|17524
MDXG|MIMEDX GROUP INC|DBAB|Deutsche Bank Securities Inc.|1422080
MDXG|MIMEDX GROUP INC|DBAX|Deutsche Bank Securities Inc.|516000
MDXG|MIMEDX GROUP INC|DEAN|MORGAN STANLEY|111320
MDXG|MIMEDX GROUP INC|DEGS|RONIN PROFESSIONAL LLC|126453
MDXG|MIMEDX GROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4185
MDXG|MIMEDX GROUP INC|DOTC|Dougherty & Company LLC|200
MDXG|MIMEDX GROUP INC|EBXL|EBX LLC|558900
MDXG|MIMEDX GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|182610
MDXG|MIMEDX GROUP INC|EDJO|Edward D. Jones & Co., L.P.|4686
MDXG|MIMEDX GROUP INC|EGAM|CBOE TRADING, INC.|110893
MDXG|MIMEDX GROUP INC|EGAW|CBOE TRADING, INC.|3296
MDXG|MIMEDX GROUP INC|EGXM|CBOE TRADING, INC.|26221
MDXG|MIMEDX GROUP INC|EGXW|CBOE TRADING, INC.|600
MDXG|MIMEDX GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|85978
MDXG|MIMEDX GROUP INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
MDXG|MIMEDX GROUP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|110317
MDXG|MIMEDX GROUP INC|ETCC|Electronic Transaction Clearing, Inc.|1100
MDXG|MIMEDX GROUP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12388
MDXG|MIMEDX GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55546
MDXG|MIMEDX GROUP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MDXG|MIMEDX GROUP INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3874
MDXG|MIMEDX GROUP INC|ETRS|E*Trade Securities LLC|1447666
MDXG|MIMEDX GROUP INC|FBCO|Credit Suisse Securities (USA) LLC|1612312
MDXG|MIMEDX GROUP INC|FFSI|Firstrade Securities Inc.|100
MDXG|MIMEDX GROUP INC|FILL|Tradestation Securities, Inc.|37590
MDXG|MIMEDX GROUP INC|FINX|FINTECH SECURITIES|1900
MDXG|MIMEDX GROUP INC|FMAF|NBCN Inc./ CDS|2230
MDXG|MIMEDX GROUP INC|FOMA|TD AMERITRADE CLEARING, INC.|2531007
MDXG|MIMEDX GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8616
MDXG|MIMEDX GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|641945
MDXG|MIMEDX GROUP INC|FTBR|Foliofn Investments, Inc.|14621
MDXG|MIMEDX GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|401561
MDXG|MIMEDX GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|247054
MDXG|MIMEDX GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|2969584
MDXG|MIMEDX GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|568631
MDXG|MIMEDX GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|42281
MDXG|MIMEDX GROUP INC|GTSZ|GTS SECURITIES LLC|68565
MDXG|MIMEDX GROUP INC|HAPX|HAP Trading, LLC|1334
MDXG|MIMEDX GROUP INC|HASF|Haywood Securities Inc./CDS|25946
MDXG|MIMEDX GROUP INC|HRBF|American Enterprise Investment Services Inc.|26070
MDXG|MIMEDX GROUP INC|IATS|INTERACTIVE BROKERS LLC|187135
MDXG|MIMEDX GROUP INC|IBKR|Interactive Brokers Llc|1746031
MDXG|MIMEDX GROUP INC|ICBX|INSTINET, LLC|181620
MDXG|MIMEDX GROUP INC|IEQY|CITADEL SECURITIES LLC|213915
MDXG|MIMEDX GROUP INC|INCA|INSTINET, LLC|1320321
MDXG|MIMEDX GROUP INC|INJX|INSTINET, LLC|188138
MDXG|MIMEDX GROUP INC|ITGI|ITG Inc.|133902
MDXG|MIMEDX GROUP INC|ITGP|ITG INC.|668600
MDXG|MIMEDX GROUP INC|JANY|Janney Montgomery Scott Inc.|4700
MDXG|MIMEDX GROUP INC|JEFF|JEFFERIES LLC|469707
MDXG|MIMEDX GROUP INC|JMPT|JUMP TRADING, LLC|198650
MDXG|MIMEDX GROUP INC|JONE|JonesTrading|49908
MDXG|MIMEDX GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|95374
MDXG|MIMEDX GROUP INC|JPMX|J.P. Morgan Securities LLC|1307236
MDXG|MIMEDX GROUP INC|JRCO|Johnson Rice & Company L.L.C.|61700
MDXG|MIMEDX GROUP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|15290
MDXG|MIMEDX GROUP INC|JSJX|JANE STREET CAPITAL LLC|36032
MDXG|MIMEDX GROUP INC|KCGM|VIRTU Americas LLC|190745
MDXG|MIMEDX GROUP INC|LEHM|Barclays Capital Inc./Le|3022034
MDXG|MIMEDX GROUP INC|LIME|Lime Brokerage LLC|332216
MDXG|MIMEDX GROUP INC|LMGP|LIME BROKERAGE LLC|9905
MDXG|MIMEDX GROUP INC|LOOP|Loop Capital Markets LLC|860
MDXG|MIMEDX GROUP INC|LQNA|LIQUIDNET, INC.|29100
MDXG|MIMEDX GROUP INC|LSCI|Lek Securities Corporation|9959
MDXG|MIMEDX GROUP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|13790
MDXG|MIMEDX GROUP INC|MACC|Mid Atlantic Capital Corporation|2000
MDXG|MIMEDX GROUP INC|MAVB|Great Point Capital LLC|100
MDXG|MIMEDX GROUP INC|MAXM|Maxim Group LLC|173969
MDXG|MIMEDX GROUP INC|MBTS|ALLY INVEST SECURITIES LLC|375
MDXG|MIMEDX GROUP INC|MICA|Spartan Securities Group, Ltd.|5800
MDXG|MIMEDX GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|607298
MDXG|MIMEDX GROUP INC|MOTF|MOTIF INVESTING, INC.|2
MDXG|MIMEDX GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|11734440
MDXG|MIMEDX GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|716100
MDXG|MIMEDX GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|255300
MDXG|MIMEDX GROUP INC|NATL|National Securities Corporation|18282
MDXG|MIMEDX GROUP INC|NFSC|National Financial Services LLC|2265654
MDXG|MIMEDX GROUP INC|NITE|VIRTU Americas LLC|4372293
MDXG|MIMEDX GROUP INC|NITP|VIRTU Americas LLC|18313
MDXG|MIMEDX GROUP INC|NORT|Northland Securities, Inc.|114541
MDXG|MIMEDX GROUP INC|NQRB|Brut, LLC|47288
MDXG|MIMEDX GROUP INC|NTFN|Network 1 Financial Securities Inc.|20500
MDXG|MIMEDX GROUP INC|NTRC|Northern Trust Securities, Inc.|400
MDXG|MIMEDX GROUP INC|OPCO|Oppenheimer & Co. Inc.|52413
MDXG|MIMEDX GROUP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|690
MDXG|MIMEDX GROUP INC|PCPT|PHILLIP CAPITAL INC.|2700
MDXG|MIMEDX GROUP INC|PDQM|CODA MARKETS, INC.|633835
MDXG|MIMEDX GROUP INC|PHLY|NASDAQ Execution Services, LLC|108200
MDXG|MIMEDX GROUP INC|POIN|PRECISION SECURITIES, LLC (POIN)|7200
MDXG|MIMEDX GROUP INC|PWJC|UBS Financial Services, Inc.|30108
MDXG|MIMEDX GROUP INC|RAJA|Raymond James & Associates, Inc.|34317
MDXG|MIMEDX GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|150750
MDXG|MIMEDX GROUP INC|RGLD|Regal Securities, Inc|2420
MDXG|MIMEDX GROUP INC|RILY|B. RILEY FBR, INC.|5000
MDXG|MIMEDX GROUP INC|SAGL|SAGETRADER, LLC|165234
MDXG|MIMEDX GROUP INC|SBSH|Citigroup Global Markets Inc.|1665763
MDXG|MIMEDX GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|366094
MDXG|MIMEDX GROUP INC|SPDR|SPEEDROUTE LLC|117843
MDXG|MIMEDX GROUP INC|SPHN|Stephens Inc.|950
MDXG|MIMEDX GROUP INC|SPNT|SEVEN POINTS CAPITAL, LLC|3300
MDXG|MIMEDX GROUP INC|SPTD|MINT GLOBAL MARKETS, INC.|100
MDXG|MIMEDX GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|58450
MDXG|MIMEDX GROUP INC|SWIM|TD Ameritrade, Inc.|587277
MDXG|MIMEDX GROUP INC|SWST|Hilltop Securities Inc.|3499
MDXG|MIMEDX GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|19189
MDXG|MIMEDX GROUP INC|TOUR|TOURMALINE PARTNERS, LLC|10300
MDXG|MIMEDX GROUP INC|TRBT|Tradebot Systems, Inc.|2940
MDXG|MIMEDX GROUP INC|TRCM|TRC MARKETS LLC|87152
MDXG|MIMEDX GROUP INC|TWTT|TASTYWORKS, INC.|4325
MDXG|MIMEDX GROUP INC|UBSA|UBS SECURITIES LLC|1702775
MDXG|MIMEDX GROUP INC|UBSS|UBS Securities LLC|3046552
MDXG|MIMEDX GROUP INC|VALX|VIRTU AMERICAS LLC|374470
MDXG|MIMEDX GROUP INC|VERT|The Vertical Trading Group, LLC|9500
MDXG|MIMEDX GROUP INC|VGRD|Vanguard Marketing Corporation|203689
MDXG|MIMEDX GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|10604
MDXG|MIMEDX GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|516467
MDXG|MIMEDX GROUP INC|WEDB|WEDBUSH SECURITIES INC.|386879
MDXG|MIMEDX GROUP INC|WEED|Weeden & Co.L.P.|5000
MDXG|MIMEDX GROUP INC|WESC|Wellington Shields & Co., LLC|200
MDXG|MIMEDX GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|105418
MDXG|MIMEDX GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|124554
MDXG|MIMEDX GROUP INC|WFPB|Wells Fargo Securities, LLC.|1200
MDXG|MIMEDX GROUP INC|WGIF|CIBC World Markets Inc.|21776
MDXG|MIMEDX GROUP INC|WHOT|JUST2TRADE, INC.|6362
MDXG|MIMEDX GROUP INC|WSAG|WALL STREET ACCESS|7831
MDXG|MIMEDX GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|41678
MDXG|MIMEDX GROUP INC|WTFS|JUST2TRADE, INC.|883
MDXG|MIMEDX GROUP INC|XIST|INSTINET, LLC|30244
MDXG|MIMEDX GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|111360
MDXG|MIMEDX GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|14995
MDXG|MIMEDX GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18744
MDY|SPDR S&P MIDCAP 400|ABLE|NATIXIS Securities Americas LLC|3575
MDY|SPDR S&P MIDCAP 400|ADAM|CANACCORD GENUITY INC.|1186
MDY|SPDR S&P MIDCAP 400|AGIS|Aegis Capital Corp.|880
MDY|SPDR S&P MIDCAP 400|ALTX|Alternet Securities Inc.|3444
MDY|SPDR S&P MIDCAP 400|APCC|Apex Clearing Corporation|3681
MDY|SPDR S&P MIDCAP 400|BANK|Primevest Financial Services, Inc.|21
MDY|SPDR S&P MIDCAP 400|BARD|Robert W. Baird & Co. Incorporated|4135
MDY|SPDR S&P MIDCAP 400|BATM|CBOE TRADING, INC.|25902
MDY|SPDR S&P MIDCAP 400|BAYT|BTIG, LLC|271780
MDY|SPDR S&P MIDCAP 400|BBNT|BB&T SECURITIES, LLC|47
MDY|SPDR S&P MIDCAP 400|BERN|Sanford C. Bernstein & Co., LLC|18984
MDY|SPDR S&P MIDCAP 400|BKCM|BNY Mellon Capital Markets LLC|13
MDY|SPDR S&P MIDCAP 400|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13205
MDY|SPDR S&P MIDCAP 400|BNPX|BNP PARIBAS SECURITIES CORP.|92450
MDY|SPDR S&P MIDCAP 400|BTIG|BTIG, LLC|17104
MDY|SPDR S&P MIDCAP 400|BYXM|CBOE TRADING, INC.|4549
MDY|SPDR S&P MIDCAP 400|CANT|Cantor Fitzgerald & Co.|10688
MDY|SPDR S&P MIDCAP 400|CHAS|Charles Schwab & Co., Inc.|9933
MDY|SPDR S&P MIDCAP 400|CIST|Capital Institutional Services, Inc.|4345
MDY|SPDR S&P MIDCAP 400|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10001
MDY|SPDR S&P MIDCAP 400|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6
MDY|SPDR S&P MIDCAP 400|CROS|CREDIT SUISSE SECURITIES (USA) LLC|263795
MDY|SPDR S&P MIDCAP 400|CSIN|Citadel Securities Institutional LLC|46149
MDY|SPDR S&P MIDCAP 400|CTDL|Citadel Derivatives Group Llc|185320
MDY|SPDR S&P MIDCAP 400|CTLR|CUTLER GROUP, LP|100
MDY|SPDR S&P MIDCAP 400|CXCX|CITIGROUP GLOBAL MARKETS INC.|5206
MDY|SPDR S&P MIDCAP 400|DADA|D.A. Davidson & Co.|454
MDY|SPDR S&P MIDCAP 400|DAVA|Davenport & Company LLC|389
MDY|SPDR S&P MIDCAP 400|DBAB|Deutsche Bank Securities Inc.|66135
MDY|SPDR S&P MIDCAP 400|DBAX|Deutsche Bank Securities Inc.|85000
MDY|SPDR S&P MIDCAP 400|DCHF|Dart Executions, LLC|3160
MDY|SPDR S&P MIDCAP 400|DEAN|MORGAN STANLEY|10376
MDY|SPDR S&P MIDCAP 400|DLTA|DEALERWEB INC.|1766701
MDY|SPDR S&P MIDCAP 400|EBXL|EBX LLC|186900
MDY|SPDR S&P MIDCAP 400|ECUT|CONVERGEX EXECUTION SOLUTIONS|1595
MDY|SPDR S&P MIDCAP 400|EDJO|Edward D. Jones & Co., L.P.|929
MDY|SPDR S&P MIDCAP 400|EGAM|CBOE TRADING, INC.|16509
MDY|SPDR S&P MIDCAP 400|EGAW|CBOE TRADING, INC.|777
MDY|SPDR S&P MIDCAP 400|EGMT|EG MARKET TECHNOLOGIES LLC|220
MDY|SPDR S&P MIDCAP 400|EGXM|CBOE TRADING, INC.|4153
MDY|SPDR S&P MIDCAP 400|EGXW|CBOE TRADING, INC.|80
MDY|SPDR S&P MIDCAP 400|ETBE|Electronic Transaction Clearing, Inc.|13319
MDY|SPDR S&P MIDCAP 400|ETCB|ETC BROKERAGE SERVICES, LLC|114
MDY|SPDR S&P MIDCAP 400|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48829
MDY|SPDR S&P MIDCAP 400|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|76
MDY|SPDR S&P MIDCAP 400|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|2150
MDY|SPDR S&P MIDCAP 400|ETRS|E*Trade Securities LLC|9453
MDY|SPDR S&P MIDCAP 400|FBSB|U.S. Bancorp Investments, Inc.|645
MDY|SPDR S&P MIDCAP 400|FILL|Tradestation Securities, Inc.|1116
MDY|SPDR S&P MIDCAP 400|FINX|FINTECH SECURITIES|4271
MDY|SPDR S&P MIDCAP 400|FMAF|NBCN Inc./ CDS|1288
MDY|SPDR S&P MIDCAP 400|FQLS|Quantlab Securities LP|100039
MDY|SPDR S&P MIDCAP 400|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|165010
MDY|SPDR S&P MIDCAP 400|FTBR|Foliofn Investments, Inc.|2593
MDY|SPDR S&P MIDCAP 400|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MDY|SPDR S&P MIDCAP 400|GLIS|TD Securities Inc|296
MDY|SPDR S&P MIDCAP 400|GLPX|ACS EXECUTION SERVICES, LLC|9606
MDY|SPDR S&P MIDCAP 400|GSCO|GOLDMAN SACHS & CO. LLC|647973
MDY|SPDR S&P MIDCAP 400|GSCS|GOLDMAN SACHS & CO. LLC|28877
MDY|SPDR S&P MIDCAP 400|GSLT|GOLDMAN SACHS & CO. LLC|12255
MDY|SPDR S&P MIDCAP 400|GTSZ|GTS SECURITIES LLC|223805
MDY|SPDR S&P MIDCAP 400|HAPX|HAP Trading, LLC|400
MDY|SPDR S&P MIDCAP 400|HRBF|American Enterprise Investment Services Inc.|24136
MDY|SPDR S&P MIDCAP 400|HSBC|HSBC Securities, Inc.|15672
MDY|SPDR S&P MIDCAP 400|IATS|INTERACTIVE BROKERS LLC|11036
MDY|SPDR S&P MIDCAP 400|IBKR|Interactive Brokers Llc|23684
MDY|SPDR S&P MIDCAP 400|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1602
MDY|SPDR S&P MIDCAP 400|ICBX|INSTINET, LLC|71448
MDY|SPDR S&P MIDCAP 400|IEQY|CITADEL SECURITIES LLC|110737
MDY|SPDR S&P MIDCAP 400|INCA|INSTINET, LLC|114158
MDY|SPDR S&P MIDCAP 400|INJX|INSTINET, LLC|1010
MDY|SPDR S&P MIDCAP 400|ITGI|ITG Inc.|28567
MDY|SPDR S&P MIDCAP 400|ITGP|ITG INC.|9000
MDY|SPDR S&P MIDCAP 400|JANY|Janney Montgomery Scott Inc.|1096
MDY|SPDR S&P MIDCAP 400|JEFF|JEFFERIES LLC|6155
MDY|SPDR S&P MIDCAP 400|JMPT|JUMP TRADING, LLC|59996
MDY|SPDR S&P MIDCAP 400|JPBX|J.P. MORGAN SECURITIES LLC|100
MDY|SPDR S&P MIDCAP 400|JPMX|J.P. Morgan Securities LLC|50820
MDY|SPDR S&P MIDCAP 400|JSEB|JANE STREET EXECUTION SERVICES, LLC|3981
MDY|SPDR S&P MIDCAP 400|JSJX|JANE STREET CAPITAL LLC|174840
MDY|SPDR S&P MIDCAP 400|JUTA|JUMP TRADING, LLC|100
MDY|SPDR S&P MIDCAP 400|KCGM|VIRTU Americas LLC|66250
MDY|SPDR S&P MIDCAP 400|LBKI|Libucki & Co., LLC|100000
MDY|SPDR S&P MIDCAP 400|LEHM|Barclays Capital Inc./Le|356998
MDY|SPDR S&P MIDCAP 400|LIME|Lime Brokerage LLC|133531
MDY|SPDR S&P MIDCAP 400|LMGP|LIME BROKERAGE LLC|1100
MDY|SPDR S&P MIDCAP 400|LSCI|Lek Securities Corporation|234
MDY|SPDR S&P MIDCAP 400|MACC|Mid Atlantic Capital Corporation|7080
MDY|SPDR S&P MIDCAP 400|MAXM|Maxim Group LLC|26
MDY|SPDR S&P MIDCAP 400|MBTS|ALLY INVEST SECURITIES LLC|170
MDY|SPDR S&P MIDCAP 400|MCMF|Raymond James Ltd. Cds|165
MDY|SPDR S&P MIDCAP 400|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16000
MDY|SPDR S&P MIDCAP 400|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2474
MDY|SPDR S&P MIDCAP 400|MOTF|MOTIF INVESTING, INC.|5
MDY|SPDR S&P MIDCAP 400|MSCO|MORGAN STANLEY & CO. LLC|627823
MDY|SPDR S&P MIDCAP 400|MSPL|MORGAN STANLEY & CO. LLC|63500
MDY|SPDR S&P MIDCAP 400|MSTX|MORGAN STANLEY & CO. LLC|200
MDY|SPDR S&P MIDCAP 400|NATL|National Securities Corporation|2606
MDY|SPDR S&P MIDCAP 400|NFSC|National Financial Services LLC|197770
MDY|SPDR S&P MIDCAP 400|NITE|VIRTU Americas LLC|393566
MDY|SPDR S&P MIDCAP 400|NITP|VIRTU Americas LLC|107426
MDY|SPDR S&P MIDCAP 400|NQRB|Brut, LLC|47803
MDY|SPDR S&P MIDCAP 400|NTRC|Northern Trust Securities, Inc.|83
MDY|SPDR S&P MIDCAP 400|OHOS|TWO SIGMA SECURITIES, LLC|95081
MDY|SPDR S&P MIDCAP 400|ONEL|O'NEIL SECURITIES, INCORPORATED|1062
MDY|SPDR S&P MIDCAP 400|OPCO|Oppenheimer & Co. Inc.|1026
MDY|SPDR S&P MIDCAP 400|PDQM|CODA MARKETS, INC.|12879
MDY|SPDR S&P MIDCAP 400|PHLY|NASDAQ Execution Services, LLC|400
MDY|SPDR S&P MIDCAP 400|PWJC|UBS Financial Services, Inc.|2660
MDY|SPDR S&P MIDCAP 400|RBCM|RBC CAPITAL MARKETS, LLC|12875
MDY|SPDR S&P MIDCAP 400|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|4100
MDY|SPDR S&P MIDCAP 400|RGLD|Regal Securities, Inc|280
MDY|SPDR S&P MIDCAP 400|SAGL|SAGETRADER, LLC|4340
MDY|SPDR S&P MIDCAP 400|SALI|INTL FCSTONE FINANCIAL INC.|2
MDY|SPDR S&P MIDCAP 400|SBRX|MURIEL SIEBERT & CO INC|50
MDY|SPDR S&P MIDCAP 400|SBSH|Citigroup Global Markets Inc.|109334
MDY|SPDR S&P MIDCAP 400|SEIC|SEI Investments Distribution Co.|944
MDY|SPDR S&P MIDCAP 400|SGMT|GOLDMAN SACHS & CO. LLC|37063
MDY|SPDR S&P MIDCAP 400|SHMR|ABN Amro Clearing LLC|20627
MDY|SPDR S&P MIDCAP 400|SPDR|SPEEDROUTE LLC|1200
MDY|SPDR S&P MIDCAP 400|STFL|Stifel, Nicolaus & Company, Incorporated|3875
MDY|SPDR S&P MIDCAP 400|SWIM|TD Ameritrade, Inc.|4205
MDY|SPDR S&P MIDCAP 400|SWST|Hilltop Securities Inc.|3543
MDY|SPDR S&P MIDCAP 400|TKNG|ALLY INVEST SECURITIES LLC|508
MDY|SPDR S&P MIDCAP 400|TRBT|Tradebot Systems, Inc.|383020
MDY|SPDR S&P MIDCAP 400|TRCM|TRC MARKETS LLC|663775
MDY|SPDR S&P MIDCAP 400|TWTT|TASTYWORKS, INC.|200
MDY|SPDR S&P MIDCAP 400|UBSA|UBS SECURITIES LLC|242622
MDY|SPDR S&P MIDCAP 400|UBSS|UBS Securities LLC|307937
MDY|SPDR S&P MIDCAP 400|VALX|VIRTU AMERICAS LLC|39809
MDY|SPDR S&P MIDCAP 400|VGRD|Vanguard Marketing Corporation|10852
MDY|SPDR S&P MIDCAP 400|WBET|Wallachbeth Capital LLC|35437
MDY|SPDR S&P MIDCAP 400|WBLR|WILLIAM BLAIR|4965
MDY|SPDR S&P MIDCAP 400|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MDY|SPDR S&P MIDCAP 400|WCHV|WELLS FARGO SECURITIES, LLC|305532
MDY|SPDR S&P MIDCAP 400|WEDB|WEDBUSH SECURITIES INC.|13
MDY|SPDR S&P MIDCAP 400|WEED|Weeden & Co.L.P.|3318
MDY|SPDR S&P MIDCAP 400|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19730
MDY|SPDR S&P MIDCAP 400|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24619
MDY|SPDR S&P MIDCAP 400|WGIF|CIBC World Markets Inc.|287
MDY|SPDR S&P MIDCAP 400|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
MDY|SPDR S&P MIDCAP 400|WSEA|WOLVERINE SECURITIES, LLC|2933
MDY|SPDR S&P MIDCAP 400|XSTM|NATIONAL FINANCIAL SERVICES LLC|5898
MDY|SPDR S&P MIDCAP 400|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30758
MDYG|SPDR S&P MID CAP|APCC|Apex Clearing Corporation|40
MDYG|SPDR S&P MID CAP|BANK|Primevest Financial Services, Inc.|1
MDYG|SPDR S&P MID CAP|BBNT|BB&T SECURITIES, LLC|290
MDYG|SPDR S&P MID CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33
MDYG|SPDR S&P MID CAP|CANT|Cantor Fitzgerald & Co.|1990
MDYG|SPDR S&P MID CAP|CHAS|Charles Schwab & Co., Inc.|837
MDYG|SPDR S&P MID CAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8
MDYG|SPDR S&P MID CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18271
MDYG|SPDR S&P MID CAP|CSIN|Citadel Securities Institutional LLC|42494
MDYG|SPDR S&P MID CAP|CTDL|Citadel Derivatives Group Llc|44498
MDYG|SPDR S&P MID CAP|DBAX|Deutsche Bank Securities Inc.|6300
MDYG|SPDR S&P MID CAP|DEAN|MORGAN STANLEY|426
MDYG|SPDR S&P MID CAP|EBXL|EBX LLC|5600
MDYG|SPDR S&P MID CAP|EDJO|Edward D. Jones & Co., L.P.|2775
MDYG|SPDR S&P MID CAP|EGXM|CBOE TRADING, INC.|903
MDYG|SPDR S&P MID CAP|ETRS|E*Trade Securities LLC|957
MDYG|SPDR S&P MID CAP|FBSB|U.S. Bancorp Investments, Inc.|4
MDYG|SPDR S&P MID CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|315
MDYG|SPDR S&P MID CAP|FTBR|Foliofn Investments, Inc.|2296
MDYG|SPDR S&P MID CAP|GBMT|GBM International, Inc.|5500
MDYG|SPDR S&P MID CAP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MDYG|SPDR S&P MID CAP|GSCO|GOLDMAN SACHS & CO. LLC|279
MDYG|SPDR S&P MID CAP|GSCS|GOLDMAN SACHS & CO. LLC|820
MDYG|SPDR S&P MID CAP|GSLT|GOLDMAN SACHS & CO. LLC|1203
MDYG|SPDR S&P MID CAP|GTSZ|GTS SECURITIES LLC|1
MDYG|SPDR S&P MID CAP|HRBF|American Enterprise Investment Services Inc.|15506
MDYG|SPDR S&P MID CAP|IBKR|Interactive Brokers Llc|10
MDYG|SPDR S&P MID CAP|ICBX|INSTINET, LLC|7746
MDYG|SPDR S&P MID CAP|INCA|INSTINET, LLC|59
MDYG|SPDR S&P MID CAP|ITGI|ITG Inc.|27
MDYG|SPDR S&P MID CAP|JANY|Janney Montgomery Scott Inc.|1626
MDYG|SPDR S&P MID CAP|JPMX|J.P. Morgan Securities LLC|2772
MDYG|SPDR S&P MID CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|15918
MDYG|SPDR S&P MID CAP|JSJX|JANE STREET CAPITAL LLC|166448
MDYG|SPDR S&P MID CAP|KCGM|VIRTU Americas LLC|9109
MDYG|SPDR S&P MID CAP|LEHM|Barclays Capital Inc./Le|20386
MDYG|SPDR S&P MID CAP|LIME|Lime Brokerage LLC|13110
MDYG|SPDR S&P MID CAP|MACC|Mid Atlantic Capital Corporation|16859
MDYG|SPDR S&P MID CAP|MAXM|Maxim Group LLC|160
MDYG|SPDR S&P MID CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7370
MDYG|SPDR S&P MID CAP|MSCO|MORGAN STANLEY & CO. LLC|9351
MDYG|SPDR S&P MID CAP|MSPL|MORGAN STANLEY & CO. LLC|200
MDYG|SPDR S&P MID CAP|NFSC|National Financial Services LLC|27345
MDYG|SPDR S&P MID CAP|NITE|VIRTU Americas LLC|61953
MDYG|SPDR S&P MID CAP|NTBF|BMO Nesbitt Burns Inc./CDS|443
MDYG|SPDR S&P MID CAP|OPCO|Oppenheimer & Co. Inc.|450
MDYG|SPDR S&P MID CAP|PDQM|CODA MARKETS, INC.|25045
MDYG|SPDR S&P MID CAP|PWJC|UBS Financial Services, Inc.|309
MDYG|SPDR S&P MID CAP|RBCM|RBC CAPITAL MARKETS, LLC|2657
MDYG|SPDR S&P MID CAP|SALI|INTL FCSTONE FINANCIAL INC.|156
MDYG|SPDR S&P MID CAP|SBSH|Citigroup Global Markets Inc.|238
MDYG|SPDR S&P MID CAP|SGMT|GOLDMAN SACHS & CO. LLC|5909
MDYG|SPDR S&P MID CAP|STFL|Stifel, Nicolaus & Company, Incorporated|2541
MDYG|SPDR S&P MID CAP|SWIM|TD Ameritrade, Inc.|1007
MDYG|SPDR S&P MID CAP|SWST|Hilltop Securities Inc.|344
MDYG|SPDR S&P MID CAP|TRCM|TRC MARKETS LLC|6
MDYG|SPDR S&P MID CAP|UBSA|UBS SECURITIES LLC|27351
MDYG|SPDR S&P MID CAP|UBSS|UBS Securities LLC|34429
MDYG|SPDR S&P MID CAP|VALX|VIRTU AMERICAS LLC|386
MDYG|SPDR S&P MID CAP|VGRD|Vanguard Marketing Corporation|885
MDYG|SPDR S&P MID CAP|WCHV|WELLS FARGO SECURITIES, LLC|60513
MDYG|SPDR S&P MID CAP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
MDYG|SPDR S&P MID CAP|WSEA|WOLVERINE SECURITIES, LLC|55
MDYG|SPDR S&P MID CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25097
MDYV|SPDR S&P MID CAP VAL|APCC|Apex Clearing Corporation|16
MDYV|SPDR S&P MID CAP VAL|CANT|Cantor Fitzgerald & Co.|15
MDYV|SPDR S&P MID CAP VAL|CHAS|Charles Schwab & Co., Inc.|24315
MDYV|SPDR S&P MID CAP VAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7836
MDYV|SPDR S&P MID CAP VAL|DBAX|Deutsche Bank Securities Inc.|4300
MDYV|SPDR S&P MID CAP VAL|DEAN|MORGAN STANLEY|485
MDYV|SPDR S&P MID CAP VAL|EBXL|EBX LLC|4400
MDYV|SPDR S&P MID CAP VAL|EDJO|Edward D. Jones & Co., L.P.|2255
MDYV|SPDR S&P MID CAP VAL|EGXM|CBOE TRADING, INC.|90
MDYV|SPDR S&P MID CAP VAL|ETRS|E*Trade Securities LLC|612
MDYV|SPDR S&P MID CAP VAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|302
MDYV|SPDR S&P MID CAP VAL|FTBR|Foliofn Investments, Inc.|3282
MDYV|SPDR S&P MID CAP VAL|HRBF|American Enterprise Investment Services Inc.|4421
MDYV|SPDR S&P MID CAP VAL|IBKR|Interactive Brokers Llc|10
MDYV|SPDR S&P MID CAP VAL|ICBX|INSTINET, LLC|4066
MDYV|SPDR S&P MID CAP VAL|ITGI|ITG Inc.|16
MDYV|SPDR S&P MID CAP VAL|JANY|Janney Montgomery Scott Inc.|853
MDYV|SPDR S&P MID CAP VAL|JPMX|J.P. Morgan Securities LLC|5860
MDYV|SPDR S&P MID CAP VAL|JSJX|JANE STREET CAPITAL LLC|134131
MDYV|SPDR S&P MID CAP VAL|KCGM|VIRTU Americas LLC|4409
MDYV|SPDR S&P MID CAP VAL|LEHM|Barclays Capital Inc./Le|7964
MDYV|SPDR S&P MID CAP VAL|LIME|Lime Brokerage LLC|7400
MDYV|SPDR S&P MID CAP VAL|MACC|Mid Atlantic Capital Corporation|8
MDYV|SPDR S&P MID CAP VAL|MAXM|Maxim Group LLC|185
MDYV|SPDR S&P MID CAP VAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1738
MDYV|SPDR S&P MID CAP VAL|MSCO|MORGAN STANLEY & CO. LLC|4499
MDYV|SPDR S&P MID CAP VAL|NFSC|National Financial Services LLC|7890
MDYV|SPDR S&P MID CAP VAL|NITE|VIRTU Americas LLC|26028
MDYV|SPDR S&P MID CAP VAL|NQRB|Brut, LLC|100
MDYV|SPDR S&P MID CAP VAL|OPCO|Oppenheimer & Co. Inc.|1407
MDYV|SPDR S&P MID CAP VAL|PDQM|CODA MARKETS, INC.|22289
MDYV|SPDR S&P MID CAP VAL|RBCM|RBC CAPITAL MARKETS, LLC|1164
MDYV|SPDR S&P MID CAP VAL|SALI|INTL FCSTONE FINANCIAL INC.|559
MDYV|SPDR S&P MID CAP VAL|SBSH|Citigroup Global Markets Inc.|87
MDYV|SPDR S&P MID CAP VAL|SGMT|GOLDMAN SACHS & CO. LLC|1056
MDYV|SPDR S&P MID CAP VAL|STFL|Stifel, Nicolaus & Company, Incorporated|1160
MDYV|SPDR S&P MID CAP VAL|SWIM|TD Ameritrade, Inc.|81
MDYV|SPDR S&P MID CAP VAL|SWST|Hilltop Securities Inc.|2360
MDYV|SPDR S&P MID CAP VAL|UBSA|UBS SECURITIES LLC|16945
MDYV|SPDR S&P MID CAP VAL|UBSS|UBS Securities LLC|13643
MDYV|SPDR S&P MID CAP VAL|VALX|VIRTU AMERICAS LLC|17
MDYV|SPDR S&P MID CAP VAL|VGRD|Vanguard Marketing Corporation|794
MDYV|SPDR S&P MID CAP VAL|WCHV|WELLS FARGO SECURITIES, LLC|1238
MDYV|SPDR S&P MID CAP VAL|WSEA|WOLVERINE SECURITIES, LLC|5
MDYV|SPDR S&P MID CAP VAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2244
MEAR|ISHARES SHORT MUNI|BBNT|BB&T SECURITIES, LLC|2780
MEAR|ISHARES SHORT MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4000
MEAR|ISHARES SHORT MUNI|BYXM|CBOE TRADING, INC.|374
MEAR|ISHARES SHORT MUNI|CANT|Cantor Fitzgerald & Co.|156
MEAR|ISHARES SHORT MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5159
MEAR|ISHARES SHORT MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MEAR|ISHARES SHORT MUNI|DBAX|Deutsche Bank Securities Inc.|1300
MEAR|ISHARES SHORT MUNI|EBXL|EBX LLC|1600
MEAR|ISHARES SHORT MUNI|EDJO|Edward D. Jones & Co., L.P.|1001
MEAR|ISHARES SHORT MUNI|ETRS|E*Trade Securities LLC|2325
MEAR|ISHARES SHORT MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3001
MEAR|ISHARES SHORT MUNI|FTBR|Foliofn Investments, Inc.|25
MEAR|ISHARES SHORT MUNI|GTSZ|GTS SECURITIES LLC|200
MEAR|ISHARES SHORT MUNI|IBKR|Interactive Brokers Llc|170
MEAR|ISHARES SHORT MUNI|ICBX|INSTINET, LLC|707
MEAR|ISHARES SHORT MUNI|JPMX|J.P. Morgan Securities LLC|200
MEAR|ISHARES SHORT MUNI|JSJX|JANE STREET CAPITAL LLC|3893
MEAR|ISHARES SHORT MUNI|KCGM|VIRTU Americas LLC|871
MEAR|ISHARES SHORT MUNI|LEHM|Barclays Capital Inc./Le|5000
MEAR|ISHARES SHORT MUNI|LIME|Lime Brokerage LLC|269
MEAR|ISHARES SHORT MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
MEAR|ISHARES SHORT MUNI|MOTF|MOTIF INVESTING, INC.|1
MEAR|ISHARES SHORT MUNI|MSCO|MORGAN STANLEY & CO. LLC|11316
MEAR|ISHARES SHORT MUNI|NFSC|National Financial Services LLC|7336
MEAR|ISHARES SHORT MUNI|NITE|VIRTU Americas LLC|14778
MEAR|ISHARES SHORT MUNI|NITP|VIRTU Americas LLC|1000
MEAR|ISHARES SHORT MUNI|PWJC|UBS Financial Services, Inc.|65
MEAR|ISHARES SHORT MUNI|SBSH|Citigroup Global Markets Inc.|266510
MEAR|ISHARES SHORT MUNI|SGMT|GOLDMAN SACHS & CO. LLC|440
MEAR|ISHARES SHORT MUNI|SWIM|TD Ameritrade, Inc.|85
MEAR|ISHARES SHORT MUNI|SWST|Hilltop Securities Inc.|152
MEAR|ISHARES SHORT MUNI|UBSA|UBS SECURITIES LLC|8909
MEAR|ISHARES SHORT MUNI|UBSS|UBS Securities LLC|4914
MEAR|ISHARES SHORT MUNI|VGRD|Vanguard Marketing Corporation|120
MEAR|ISHARES SHORT MUNI|WCHV|WELLS FARGO SECURITIES, LLC|8705
MEAR|ISHARES SHORT MUNI|WSEA|WOLVERINE SECURITIES, LLC|25
MEAR|ISHARES SHORT MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MEAR|ISHARES SHORT MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1450
MED|MEDIFAST INC|ALTX|Alternet Securities Inc.|2495
MED|MEDIFAST INC|ANOS|ABEL/NOSER, L.L.C.|151
MED|MEDIFAST INC|APCC|Apex Clearing Corporation|1095
MED|MEDIFAST INC|BANK|Primevest Financial Services, Inc.|43
MED|MEDIFAST INC|BARD|Robert W. Baird & Co. Incorporated|65
MED|MEDIFAST INC|BATM|CBOE TRADING, INC.|2382
MED|MEDIFAST INC|BAYT|BTIG, LLC|200
MED|MEDIFAST INC|BBNT|BB&T SECURITIES, LLC|286
MED|MEDIFAST INC|BERN|Sanford C. Bernstein & Co., LLC|908
MED|MEDIFAST INC|BIDS|BIDS TRADING L.P.|200
MED|MEDIFAST INC|BIMI|Banca IMI Securities Corp.|1607
MED|MEDIFAST INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3880
MED|MEDIFAST INC|BNPX|BNP PARIBAS SECURITIES CORP.|26640
MED|MEDIFAST INC|BRVL|BLAYLOCK VAN, LLC|100
MED|MEDIFAST INC|BYXM|CBOE TRADING, INC.|643
MED|MEDIFAST INC|BZYD|GOLDMAN SACHS & CO. LLC|700
MED|MEDIFAST INC|CANT|Cantor Fitzgerald & Co.|11
MED|MEDIFAST INC|CHAS|Charles Schwab & Co., Inc.|4743
MED|MEDIFAST INC|CIST|Capital Institutional Services, Inc.|207
MED|MEDIFAST INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5505
MED|MEDIFAST INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6112
MED|MEDIFAST INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2124
MED|MEDIFAST INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66726
MED|MEDIFAST INC|CTDL|Citadel Derivatives Group Llc|4264
MED|MEDIFAST INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6458
MED|MEDIFAST INC|DBAB|Deutsche Bank Securities Inc.|47122
MED|MEDIFAST INC|DBAX|Deutsche Bank Securities Inc.|41700
MED|MEDIFAST INC|DCHF|Dart Executions, LLC|1
MED|MEDIFAST INC|DEAN|MORGAN STANLEY|1303
MED|MEDIFAST INC|DEGS|RONIN PROFESSIONAL LLC|200
MED|MEDIFAST INC|EBXL|EBX LLC|17800
MED|MEDIFAST INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3727
MED|MEDIFAST INC|EDJO|Edward D. Jones & Co., L.P.|2600
MED|MEDIFAST INC|EGAM|CBOE TRADING, INC.|2642
MED|MEDIFAST INC|EGXM|CBOE TRADING, INC.|335
MED|MEDIFAST INC|EGXW|CBOE TRADING, INC.|100
MED|MEDIFAST INC|ETBE|Electronic Transaction Clearing, Inc.|700
MED|MEDIFAST INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1833
MED|MEDIFAST INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24990
MED|MEDIFAST INC|ETRS|E*Trade Securities LLC|56667
MED|MEDIFAST INC|FILL|Tradestation Securities, Inc.|4739
MED|MEDIFAST INC|FMAF|NBCN Inc./ CDS|201
MED|MEDIFAST INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2690
MED|MEDIFAST INC|FQLS|Quantlab Securities LP|34545
MED|MEDIFAST INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24243
MED|MEDIFAST INC|FTBR|Foliofn Investments, Inc.|8682
MED|MEDIFAST INC|GLIS|TD Securities Inc|340
MED|MEDIFAST INC|GLPX|ACS EXECUTION SERVICES, LLC|31151
MED|MEDIFAST INC|GSCO|GOLDMAN SACHS & CO. LLC|77276
MED|MEDIFAST INC|GSCS|GOLDMAN SACHS & CO. LLC|1535
MED|MEDIFAST INC|GSLT|GOLDMAN SACHS & CO. LLC|199
MED|MEDIFAST INC|GTSZ|GTS SECURITIES LLC|32739
MED|MEDIFAST INC|HRBF|American Enterprise Investment Services Inc.|1358
MED|MEDIFAST INC|IATS|INTERACTIVE BROKERS LLC|22726
MED|MEDIFAST INC|IBKR|Interactive Brokers Llc|17168
MED|MEDIFAST INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1868
MED|MEDIFAST INC|ICBX|INSTINET, LLC|9748
MED|MEDIFAST INC|IEQY|CITADEL SECURITIES LLC|8887
MED|MEDIFAST INC|INCA|INSTINET, LLC|65189
MED|MEDIFAST INC|INJX|INSTINET, LLC|857
MED|MEDIFAST INC|ITGI|ITG Inc.|14724
MED|MEDIFAST INC|ITGP|ITG INC.|12200
MED|MEDIFAST INC|JANY|Janney Montgomery Scott Inc.|13
MED|MEDIFAST INC|JEFF|JEFFERIES LLC|15055
MED|MEDIFAST INC|JMPT|JUMP TRADING, LLC|7831
MED|MEDIFAST INC|JPBX|J.P. MORGAN SECURITIES LLC|7932
MED|MEDIFAST INC|JPMX|J.P. Morgan Securities LLC|117672
MED|MEDIFAST INC|JSJX|JANE STREET CAPITAL LLC|2355
MED|MEDIFAST INC|KCGM|VIRTU Americas LLC|9131
MED|MEDIFAST INC|LEHM|Barclays Capital Inc./Le|155845
MED|MEDIFAST INC|LIME|Lime Brokerage LLC|13049
MED|MEDIFAST INC|LSCI|Lek Securities Corporation|43
MED|MEDIFAST INC|MAXM|Maxim Group LLC|3000
MED|MEDIFAST INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13036
MED|MEDIFAST INC|MOTF|MOTIF INVESTING, INC.|11
MED|MEDIFAST INC|MSCO|MORGAN STANLEY & CO. LLC|220720
MED|MEDIFAST INC|MSPL|MORGAN STANLEY & CO. LLC|118800
MED|MEDIFAST INC|MSTX|MORGAN STANLEY & CO. LLC|9000
MED|MEDIFAST INC|NBCS|NBC Securities, INC.|25
MED|MEDIFAST INC|NFSC|National Financial Services LLC|170659
MED|MEDIFAST INC|NITE|VIRTU Americas LLC|286585
MED|MEDIFAST INC|NQRB|Brut, LLC|1328
MED|MEDIFAST INC|NTBF|BMO Nesbitt Burns Inc./CDS|1165
MED|MEDIFAST INC|OPCO|Oppenheimer & Co. Inc.|10
MED|MEDIFAST INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2234
MED|MEDIFAST INC|PDQM|CODA MARKETS, INC.|44784
MED|MEDIFAST INC|PHLY|NASDAQ Execution Services, LLC|1400
MED|MEDIFAST INC|PWJC|UBS Financial Services, Inc.|25
MED|MEDIFAST INC|RBCM|RBC CAPITAL MARKETS, LLC|551
MED|MEDIFAST INC|SAGL|SAGETRADER, LLC|1805
MED|MEDIFAST INC|SAGW|SAGETRADER, LLC|100
MED|MEDIFAST INC|SALI|INTL FCSTONE FINANCIAL INC.|4
MED|MEDIFAST INC|SBSH|Citigroup Global Markets Inc.|8713
MED|MEDIFAST INC|SGMT|GOLDMAN SACHS & CO. LLC|15478
MED|MEDIFAST INC|SPDR|SPEEDROUTE LLC|4673
MED|MEDIFAST INC|SPTD|MINT GLOBAL MARKETS, INC.|2958
MED|MEDIFAST INC|STFL|Stifel, Nicolaus & Company, Incorporated|1075
MED|MEDIFAST INC|STKP|STOCKPILE INVESTMENTS, INC.|76
MED|MEDIFAST INC|SWIM|TD Ameritrade, Inc.|57573
MED|MEDIFAST INC|SWST|Hilltop Securities Inc.|191
MED|MEDIFAST INC|TDCO|Thompson Davis & Co., Inc.|300
MED|MEDIFAST INC|TKNG|ALLY INVEST SECURITIES LLC|4381
MED|MEDIFAST INC|TRBT|Tradebot Systems, Inc.|29672
MED|MEDIFAST INC|TRCM|TRC MARKETS LLC|20630
MED|MEDIFAST INC|TWTT|TASTYWORKS, INC.|3234
MED|MEDIFAST INC|UBSA|UBS SECURITIES LLC|111613
MED|MEDIFAST INC|UBSS|UBS Securities LLC|240362
MED|MEDIFAST INC|VALX|VIRTU AMERICAS LLC|9417
MED|MEDIFAST INC|VGRD|Vanguard Marketing Corporation|10393
MED|MEDIFAST INC|WABR|Wall Street Access|1300
MED|MEDIFAST INC|WBLR|WILLIAM BLAIR|20
MED|MEDIFAST INC|WCHV|WELLS FARGO SECURITIES, LLC|24843
MED|MEDIFAST INC|WEDB|WEDBUSH SECURITIES INC.|5120
MED|MEDIFAST INC|WEED|Weeden & Co.L.P.|193
MED|MEDIFAST INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9399
MED|MEDIFAST INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16997
MED|MEDIFAST INC|WGIF|CIBC World Markets Inc.|225
MED|MEDIFAST INC|WHOT|JUST2TRADE, INC.|20
MED|MEDIFAST INC|WSEA|WOLVERINE SECURITIES, LLC|8075
MED|MEDIFAST INC|XIST|INSTINET, LLC|10800
MED|MEDIFAST INC|XPQR|Jump Trading|400
MED|MEDIFAST INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|17038
MED|MEDIFAST INC|YKNA|COMHAR CAPITAL MARKETS, LLC|12628
MED|MEDIFAST INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|916
MEDP|MEDPACE HOLDING CM|ALTX|Alternet Securities Inc.|11387
MEDP|MEDPACE HOLDING CM|APCC|Apex Clearing Corporation|1595
MEDP|MEDPACE HOLDING CM|BATM|CBOE TRADING, INC.|837
MEDP|MEDPACE HOLDING CM|BAYT|BTIG, LLC|400
MEDP|MEDPACE HOLDING CM|BERN|Sanford C. Bernstein & Co., LLC|14611
MEDP|MEDPACE HOLDING CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|474
MEDP|MEDPACE HOLDING CM|BLKX|INSTINET, LLC|27600
MEDP|MEDPACE HOLDING CM|BMOC|BMO Capital Markets Corp.|1693
MEDP|MEDPACE HOLDING CM|BNPX|BNP PARIBAS SECURITIES CORP.|1604
MEDP|MEDPACE HOLDING CM|BTIG|BTIG, LLC|20577
MEDP|MEDPACE HOLDING CM|BYXM|CBOE TRADING, INC.|2959
MEDP|MEDPACE HOLDING CM|BZYD|GOLDMAN SACHS & CO. LLC|1757
MEDP|MEDPACE HOLDING CM|CANT|Cantor Fitzgerald & Co.|313
MEDP|MEDPACE HOLDING CM|CHAS|Charles Schwab & Co., Inc.|100
MEDP|MEDPACE HOLDING CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13553
MEDP|MEDPACE HOLDING CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5819
MEDP|MEDPACE HOLDING CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|210
MEDP|MEDPACE HOLDING CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139236
MEDP|MEDPACE HOLDING CM|CTDL|Citadel Derivatives Group Llc|16331
MEDP|MEDPACE HOLDING CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|22086
MEDP|MEDPACE HOLDING CM|DBAB|Deutsche Bank Securities Inc.|285407
MEDP|MEDPACE HOLDING CM|DBAX|Deutsche Bank Securities Inc.|155400
MEDP|MEDPACE HOLDING CM|DBUL|Deutsche Bank Securities Inc.|620
MEDP|MEDPACE HOLDING CM|DEAN|MORGAN STANLEY|22486
MEDP|MEDPACE HOLDING CM|DEGS|RONIN PROFESSIONAL LLC|3743
MEDP|MEDPACE HOLDING CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
MEDP|MEDPACE HOLDING CM|EBXL|EBX LLC|121400
MEDP|MEDPACE HOLDING CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2304
MEDP|MEDPACE HOLDING CM|EGAM|CBOE TRADING, INC.|11643
MEDP|MEDPACE HOLDING CM|EGMT|EG MARKET TECHNOLOGIES LLC|1100
MEDP|MEDPACE HOLDING CM|EGXM|CBOE TRADING, INC.|1826
MEDP|MEDPACE HOLDING CM|EROP|Eroom Securities L.L.C.|1308
MEDP|MEDPACE HOLDING CM|ETBE|Electronic Transaction Clearing, Inc.|14745
MEDP|MEDPACE HOLDING CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|407
MEDP|MEDPACE HOLDING CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36152
MEDP|MEDPACE HOLDING CM|ETRS|E*Trade Securities LLC|7997
MEDP|MEDPACE HOLDING CM|FBCO|Credit Suisse Securities (USA) LLC|403088
MEDP|MEDPACE HOLDING CM|FILL|Tradestation Securities, Inc.|2176
MEDP|MEDPACE HOLDING CM|FMAF|NBCN Inc./ CDS|12663
MEDP|MEDPACE HOLDING CM|FOMA|TD AMERITRADE CLEARING, INC.|22943
MEDP|MEDPACE HOLDING CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20322
MEDP|MEDPACE HOLDING CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76729
MEDP|MEDPACE HOLDING CM|FTBR|Foliofn Investments, Inc.|1428
MEDP|MEDPACE HOLDING CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4120
MEDP|MEDPACE HOLDING CM|GLPX|ACS EXECUTION SERVICES, LLC|21086
MEDP|MEDPACE HOLDING CM|GSCO|GOLDMAN SACHS & CO. LLC|536506
MEDP|MEDPACE HOLDING CM|GSCS|GOLDMAN SACHS & CO. LLC|9449
MEDP|MEDPACE HOLDING CM|GSLT|GOLDMAN SACHS & CO. LLC|7496
MEDP|MEDPACE HOLDING CM|GTSZ|GTS SECURITIES LLC|28566
MEDP|MEDPACE HOLDING CM|HRBF|American Enterprise Investment Services Inc.|916
MEDP|MEDPACE HOLDING CM|HSBC|HSBC Securities, Inc.|19285
MEDP|MEDPACE HOLDING CM|IATS|INTERACTIVE BROKERS LLC|8689
MEDP|MEDPACE HOLDING CM|IBKR|Interactive Brokers Llc|56671
MEDP|MEDPACE HOLDING CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1293
MEDP|MEDPACE HOLDING CM|ICBX|INSTINET, LLC|20600
MEDP|MEDPACE HOLDING CM|IEQY|CITADEL SECURITIES LLC|81068
MEDP|MEDPACE HOLDING CM|INCA|INSTINET, LLC|204886
MEDP|MEDPACE HOLDING CM|INJX|INSTINET, LLC|163666
MEDP|MEDPACE HOLDING CM|ITGI|ITG Inc.|34613
MEDP|MEDPACE HOLDING CM|ITGP|ITG INC.|72000
MEDP|MEDPACE HOLDING CM|JEFF|JEFFERIES LLC|235901
MEDP|MEDPACE HOLDING CM|JMPT|JUMP TRADING, LLC|32814
MEDP|MEDPACE HOLDING CM|JONE|JonesTrading|2300
MEDP|MEDPACE HOLDING CM|JPBX|J.P. MORGAN SECURITIES LLC|97464
MEDP|MEDPACE HOLDING CM|JPMX|J.P. Morgan Securities LLC|351893
MEDP|MEDPACE HOLDING CM|JSJX|JANE STREET CAPITAL LLC|9107
MEDP|MEDPACE HOLDING CM|KCGM|VIRTU Americas LLC|29548
MEDP|MEDPACE HOLDING CM|LEHM|Barclays Capital Inc./Le|494213
MEDP|MEDPACE HOLDING CM|LIME|Lime Brokerage LLC|124597
MEDP|MEDPACE HOLDING CM|LMGP|LIME BROKERAGE LLC|2400
MEDP|MEDPACE HOLDING CM|LQNA|LIQUIDNET, INC.|19900
MEDP|MEDPACE HOLDING CM|LSCI|Lek Securities Corporation|21
MEDP|MEDPACE HOLDING CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MEDP|MEDPACE HOLDING CM|MAXM|Maxim Group LLC|1160
MEDP|MEDPACE HOLDING CM|MCMF|Raymond James Ltd. Cds|400
MEDP|MEDPACE HOLDING CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77500
MEDP|MEDPACE HOLDING CM|MOTF|MOTIF INVESTING, INC.|2
MEDP|MEDPACE HOLDING CM|MSCO|MORGAN STANLEY & CO. LLC|1473640
MEDP|MEDPACE HOLDING CM|MSPL|MORGAN STANLEY & CO. LLC|165300
MEDP|MEDPACE HOLDING CM|MSTX|MORGAN STANLEY & CO. LLC|15300
MEDP|MEDPACE HOLDING CM|NEUB|NEUBERGER BERMAN BD LLC|1900
MEDP|MEDPACE HOLDING CM|NFSC|National Financial Services LLC|41963
MEDP|MEDPACE HOLDING CM|NITE|VIRTU Americas LLC|149392
MEDP|MEDPACE HOLDING CM|NITP|VIRTU Americas LLC|3815
MEDP|MEDPACE HOLDING CM|NQRB|Brut, LLC|10168
MEDP|MEDPACE HOLDING CM|NTRC|Northern Trust Securities, Inc.|20
MEDP|MEDPACE HOLDING CM|PDQM|CODA MARKETS, INC.|60023
MEDP|MEDPACE HOLDING CM|PIPR|Piper Jaffray & Co.|21351
MEDP|MEDPACE HOLDING CM|RAJA|Raymond James & Associates, Inc.|70
MEDP|MEDPACE HOLDING CM|RBCM|RBC CAPITAL MARKETS, LLC|151
MEDP|MEDPACE HOLDING CM|RJLC|RJL CAPITAL GROUP, LLC|141
MEDP|MEDPACE HOLDING CM|SAGL|SAGETRADER, LLC|733
MEDP|MEDPACE HOLDING CM|SAGW|SAGETRADER, LLC|2407
MEDP|MEDPACE HOLDING CM|SBSH|Citigroup Global Markets Inc.|98237
MEDP|MEDPACE HOLDING CM|SGMT|GOLDMAN SACHS & CO. LLC|55151
MEDP|MEDPACE HOLDING CM|SPDR|SPEEDROUTE LLC|10383
MEDP|MEDPACE HOLDING CM|STFL|Stifel, Nicolaus & Company, Incorporated|300
MEDP|MEDPACE HOLDING CM|SWIM|TD Ameritrade, Inc.|20621
MEDP|MEDPACE HOLDING CM|SWST|Hilltop Securities Inc.|250
MEDP|MEDPACE HOLDING CM|TIAD|Triad Securities Corp|400
MEDP|MEDPACE HOLDING CM|TKNG|ALLY INVEST SECURITIES LLC|604
MEDP|MEDPACE HOLDING CM|TMBR|Timber Hill LLC|32
MEDP|MEDPACE HOLDING CM|TRBT|Tradebot Systems, Inc.|104364
MEDP|MEDPACE HOLDING CM|TRCM|TRC MARKETS LLC|118052
MEDP|MEDPACE HOLDING CM|UBSA|UBS SECURITIES LLC|268095
MEDP|MEDPACE HOLDING CM|UBSS|UBS Securities LLC|650642
MEDP|MEDPACE HOLDING CM|VALX|VIRTU AMERICAS LLC|5678
MEDP|MEDPACE HOLDING CM|VGRD|Vanguard Marketing Corporation|999
MEDP|MEDPACE HOLDING CM|WCHV|WELLS FARGO SECURITIES, LLC|20545
MEDP|MEDPACE HOLDING CM|WEDB|WEDBUSH SECURITIES INC.|2300
MEDP|MEDPACE HOLDING CM|WEED|Weeden & Co.L.P.|4560
MEDP|MEDPACE HOLDING CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1958
MEDP|MEDPACE HOLDING CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6636
MEDP|MEDPACE HOLDING CM|WORD|Worden Capital Management LLC|2169
MEDP|MEDPACE HOLDING CM|WSEA|WOLVERINE SECURITIES, LLC|985
MEDP|MEDPACE HOLDING CM|XIST|INSTINET, LLC|21580
MEDP|MEDPACE HOLDING CM|XPQR|Jump Trading|400
MEDP|MEDPACE HOLDING CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|26062
MEDP|MEDPACE HOLDING CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5196
MEDP|MEDPACE HOLDING CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
MEET|THE MEET GROUP CMN|AGIS|Aegis Capital Corp.|2000
MEET|THE MEET GROUP CMN|ALTX|Alternet Securities Inc.|34287
MEET|THE MEET GROUP CMN|APCC|Apex Clearing Corporation|27738
MEET|THE MEET GROUP CMN|BARD|Robert W. Baird & Co. Incorporated|2900
MEET|THE MEET GROUP CMN|BATM|CBOE TRADING, INC.|9251
MEET|THE MEET GROUP CMN|BIAD|SAGETRADER, LLC|2198
MEET|THE MEET GROUP CMN|BIMI|Banca IMI Securities Corp.|22548
MEET|THE MEET GROUP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|77155
MEET|THE MEET GROUP CMN|BLKX|INSTINET, LLC|45019
MEET|THE MEET GROUP CMN|BMOC|BMO Capital Markets Corp.|10896
MEET|THE MEET GROUP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|7584
MEET|THE MEET GROUP CMN|BRGE|Newbridge Securities Corp.|1000
MEET|THE MEET GROUP CMN|BTIG|BTIG, LLC|16592
MEET|THE MEET GROUP CMN|BYXM|CBOE TRADING, INC.|200
MEET|THE MEET GROUP CMN|CANT|Cantor Fitzgerald & Co.|41659
MEET|THE MEET GROUP CMN|CHAS|Charles Schwab & Co., Inc.|79846
MEET|THE MEET GROUP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58383
MEET|THE MEET GROUP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|680
MEET|THE MEET GROUP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|270491
MEET|THE MEET GROUP CMN|CTDL|Citadel Derivatives Group Llc|47071
MEET|THE MEET GROUP CMN|CTLR|CUTLER GROUP, LP|100
MEET|THE MEET GROUP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|208346
MEET|THE MEET GROUP CMN|DBAB|Deutsche Bank Securities Inc.|181727
MEET|THE MEET GROUP CMN|DBAX|Deutsche Bank Securities Inc.|161700
MEET|THE MEET GROUP CMN|DEAN|MORGAN STANLEY|5750
MEET|THE MEET GROUP CMN|DEGS|RONIN PROFESSIONAL LLC|19955
MEET|THE MEET GROUP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10000
MEET|THE MEET GROUP CMN|EBXL|EBX LLC|272200
MEET|THE MEET GROUP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|66492
MEET|THE MEET GROUP CMN|EDJO|Edward D. Jones & Co., L.P.|11307
MEET|THE MEET GROUP CMN|EGAM|CBOE TRADING, INC.|77884
MEET|THE MEET GROUP CMN|EGAW|CBOE TRADING, INC.|117
MEET|THE MEET GROUP CMN|EGXM|CBOE TRADING, INC.|16025
MEET|THE MEET GROUP CMN|EGXW|CBOE TRADING, INC.|1600
MEET|THE MEET GROUP CMN|ETBE|Electronic Transaction Clearing, Inc.|56081
MEET|THE MEET GROUP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10200
MEET|THE MEET GROUP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2187
MEET|THE MEET GROUP CMN|ETRS|E*Trade Securities LLC|997798
MEET|THE MEET GROUP CMN|FBCO|Credit Suisse Securities (USA) LLC|697895
MEET|THE MEET GROUP CMN|FBSB|U.S. Bancorp Investments, Inc.|500
MEET|THE MEET GROUP CMN|FILL|Tradestation Securities, Inc.|86387
MEET|THE MEET GROUP CMN|FMAF|NBCN Inc./ CDS|2175
MEET|THE MEET GROUP CMN|FOMA|TD AMERITRADE CLEARING, INC.|1541631
MEET|THE MEET GROUP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79494
MEET|THE MEET GROUP CMN|FTBR|Foliofn Investments, Inc.|51037
MEET|THE MEET GROUP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|40301
MEET|THE MEET GROUP CMN|GLPX|ACS EXECUTION SERVICES, LLC|49916
MEET|THE MEET GROUP CMN|GSCO|GOLDMAN SACHS & CO. LLC|818213
MEET|THE MEET GROUP CMN|GSCS|GOLDMAN SACHS & CO. LLC|77090
MEET|THE MEET GROUP CMN|GSLT|GOLDMAN SACHS & CO. LLC|4945
MEET|THE MEET GROUP CMN|GTSZ|GTS SECURITIES LLC|10641
MEET|THE MEET GROUP CMN|HRBF|American Enterprise Investment Services Inc.|46173
MEET|THE MEET GROUP CMN|HSBC|HSBC Securities, Inc.|2129
MEET|THE MEET GROUP CMN|IATS|INTERACTIVE BROKERS LLC|44346
MEET|THE MEET GROUP CMN|IBKR|Interactive Brokers Llc|373031
MEET|THE MEET GROUP CMN|ICBX|INSTINET, LLC|112094
MEET|THE MEET GROUP CMN|IEQY|CITADEL SECURITIES LLC|58068
MEET|THE MEET GROUP CMN|INCA|INSTINET, LLC|279105
MEET|THE MEET GROUP CMN|INJX|INSTINET, LLC|12515
MEET|THE MEET GROUP CMN|ITGI|ITG Inc.|87149
MEET|THE MEET GROUP CMN|ITGP|ITG INC.|558200
MEET|THE MEET GROUP CMN|JANY|Janney Montgomery Scott Inc.|3200
MEET|THE MEET GROUP CMN|JEFF|JEFFERIES LLC|22300
MEET|THE MEET GROUP CMN|JMPT|JUMP TRADING, LLC|110460
MEET|THE MEET GROUP CMN|JONE|JonesTrading|4349
MEET|THE MEET GROUP CMN|JPBX|J.P. MORGAN SECURITIES LLC|4052
MEET|THE MEET GROUP CMN|JPMX|J.P. Morgan Securities LLC|243447
MEET|THE MEET GROUP CMN|JSJX|JANE STREET CAPITAL LLC|4348
MEET|THE MEET GROUP CMN|KCGM|VIRTU Americas LLC|86013
MEET|THE MEET GROUP CMN|LEHM|Barclays Capital Inc./Le|1168218
MEET|THE MEET GROUP CMN|LIME|Lime Brokerage LLC|328074
MEET|THE MEET GROUP CMN|LMGP|LIME BROKERAGE LLC|52770
MEET|THE MEET GROUP CMN|LOOP|Loop Capital Markets LLC|8014
MEET|THE MEET GROUP CMN|LQNA|LIQUIDNET, INC.|85800
MEET|THE MEET GROUP CMN|LSCI|Lek Securities Corporation|83283
MEET|THE MEET GROUP CMN|MAXM|Maxim Group LLC|8063
MEET|THE MEET GROUP CMN|MBTS|ALLY INVEST SECURITIES LLC|1100
MEET|THE MEET GROUP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|178842
MEET|THE MEET GROUP CMN|MOTF|MOTIF INVESTING, INC.|55
MEET|THE MEET GROUP CMN|MSCO|MORGAN STANLEY & CO. LLC|1933149
MEET|THE MEET GROUP CMN|MSPL|MORGAN STANLEY & CO. LLC|306800
MEET|THE MEET GROUP CMN|MSTX|MORGAN STANLEY & CO. LLC|122100
MEET|THE MEET GROUP CMN|NATL|National Securities Corporation|1500
MEET|THE MEET GROUP CMN|NBCS|NBC Securities, INC.|54
MEET|THE MEET GROUP CMN|NFSC|National Financial Services LLC|1146760
MEET|THE MEET GROUP CMN|NITE|VIRTU Americas LLC|2636916
MEET|THE MEET GROUP CMN|NITP|VIRTU Americas LLC|16100
MEET|THE MEET GROUP CMN|NQRB|Brut, LLC|29958
MEET|THE MEET GROUP CMN|OPCO|Oppenheimer & Co. Inc.|1400
MEET|THE MEET GROUP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2799
MEET|THE MEET GROUP CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|34615
MEET|THE MEET GROUP CMN|PDQM|CODA MARKETS, INC.|88767
MEET|THE MEET GROUP CMN|PHLY|NASDAQ Execution Services, LLC|2000
MEET|THE MEET GROUP CMN|PWJC|UBS Financial Services, Inc.|11668
MEET|THE MEET GROUP CMN|RAJA|Raymond James & Associates, Inc.|8039
MEET|THE MEET GROUP CMN|RBCM|RBC CAPITAL MARKETS, LLC|1707
MEET|THE MEET GROUP CMN|SAGL|SAGETRADER, LLC|8171
MEET|THE MEET GROUP CMN|SBSH|Citigroup Global Markets Inc.|652494
MEET|THE MEET GROUP CMN|SGMT|GOLDMAN SACHS & CO. LLC|125657
MEET|THE MEET GROUP CMN|SPDR|SPEEDROUTE LLC|7952
MEET|THE MEET GROUP CMN|SPTD|MINT GLOBAL MARKETS, INC.|300
MEET|THE MEET GROUP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|675
MEET|THE MEET GROUP CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
MEET|THE MEET GROUP CMN|SWIM|TD Ameritrade, Inc.|671154
MEET|THE MEET GROUP CMN|SWST|Hilltop Securities Inc.|10379
MEET|THE MEET GROUP CMN|TKNG|ALLY INVEST SECURITIES LLC|46928
MEET|THE MEET GROUP CMN|TRBT|Tradebot Systems, Inc.|276723
MEET|THE MEET GROUP CMN|TRCM|TRC MARKETS LLC|193025
MEET|THE MEET GROUP CMN|TWTT|TASTYWORKS, INC.|3547
MEET|THE MEET GROUP CMN|UBSA|UBS SECURITIES LLC|640491
MEET|THE MEET GROUP CMN|UBSS|UBS Securities LLC|1274836
MEET|THE MEET GROUP CMN|VALX|VIRTU AMERICAS LLC|23714
MEET|THE MEET GROUP CMN|VERT|The Vertical Trading Group, LLC|20380
MEET|THE MEET GROUP CMN|VGRD|Vanguard Marketing Corporation|31675
MEET|THE MEET GROUP CMN|WBLR|WILLIAM BLAIR|9000
MEET|THE MEET GROUP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|11610
MEET|THE MEET GROUP CMN|WCHV|WELLS FARGO SECURITIES, LLC|86822
MEET|THE MEET GROUP CMN|WEDB|WEDBUSH SECURITIES INC.|5400
MEET|THE MEET GROUP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39854
MEET|THE MEET GROUP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27881
MEET|THE MEET GROUP CMN|WGIF|CIBC World Markets Inc.|19129
MEET|THE MEET GROUP CMN|WSEA|WOLVERINE SECURITIES, LLC|39699
MEET|THE MEET GROUP CMN|XIST|INSTINET, LLC|54100
MEET|THE MEET GROUP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|52554
MEET|THE MEET GROUP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4971
MEET|THE MEET GROUP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35992
MEI|METHODE ELECTR|ALTX|Alternet Securities Inc.|7600
MEI|METHODE ELECTR|ANOS|ABEL/NOSER, L.L.C.|1052
MEI|METHODE ELECTR|APCC|Apex Clearing Corporation|16
MEI|METHODE ELECTR|BARD|Robert W. Baird & Co. Incorporated|4254
MEI|METHODE ELECTR|BATM|CBOE TRADING, INC.|4624
MEI|METHODE ELECTR|BBNT|BB&T SECURITIES, LLC|136
MEI|METHODE ELECTR|BERN|Sanford C. Bernstein & Co., LLC|5389
MEI|METHODE ELECTR|BIDS|BIDS TRADING L.P.|1100
MEI|METHODE ELECTR|BIMI|Banca IMI Securities Corp.|1044
MEI|METHODE ELECTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1253
MEI|METHODE ELECTR|BLKX|INSTINET, LLC|11800
MEI|METHODE ELECTR|BNPX|BNP PARIBAS SECURITIES CORP.|7516
MEI|METHODE ELECTR|BRVL|BLAYLOCK VAN, LLC|700
MEI|METHODE ELECTR|BTIG|BTIG, LLC|200
MEI|METHODE ELECTR|BYXM|CBOE TRADING, INC.|1021
MEI|METHODE ELECTR|BZYD|GOLDMAN SACHS & CO. LLC|1504
MEI|METHODE ELECTR|CANT|Cantor Fitzgerald & Co.|176
MEI|METHODE ELECTR|CHAS|Charles Schwab & Co., Inc.|407
MEI|METHODE ELECTR|CICF|Canaccord Genuity Corp.|2000
MEI|METHODE ELECTR|CIST|Capital Institutional Services, Inc.|2179
MEI|METHODE ELECTR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53595
MEI|METHODE ELECTR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9790
MEI|METHODE ELECTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151459
MEI|METHODE ELECTR|CTDL|Citadel Derivatives Group Llc|1295
MEI|METHODE ELECTR|CTLR|CUTLER GROUP, LP|2210
MEI|METHODE ELECTR|CXCX|CITIGROUP GLOBAL MARKETS INC.|24068
MEI|METHODE ELECTR|DAVA|Davenport & Company LLC|100
MEI|METHODE ELECTR|DBAB|Deutsche Bank Securities Inc.|26431
MEI|METHODE ELECTR|DBAX|Deutsche Bank Securities Inc.|134600
MEI|METHODE ELECTR|DBUL|Deutsche Bank Securities Inc.|100
MEI|METHODE ELECTR|DEAN|MORGAN STANLEY|2330
MEI|METHODE ELECTR|DEGS|RONIN PROFESSIONAL LLC|600
MEI|METHODE ELECTR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3072
MEI|METHODE ELECTR|EBXL|EBX LLC|84800
MEI|METHODE ELECTR|ECUT|CONVERGEX EXECUTION SOLUTIONS|3325
MEI|METHODE ELECTR|EDJO|Edward D. Jones & Co., L.P.|109
MEI|METHODE ELECTR|EGAM|CBOE TRADING, INC.|16547
MEI|METHODE ELECTR|EGMT|EG MARKET TECHNOLOGIES LLC|330
MEI|METHODE ELECTR|EGXM|CBOE TRADING, INC.|2475
MEI|METHODE ELECTR|ETBE|Electronic Transaction Clearing, Inc.|100
MEI|METHODE ELECTR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17436
MEI|METHODE ELECTR|ETRS|E*Trade Securities LLC|41567
MEI|METHODE ELECTR|FBRC|B. RILEY FBR, INC.|3000
MEI|METHODE ELECTR|FBSB|U.S. Bancorp Investments, Inc.|168
MEI|METHODE ELECTR|FILL|Tradestation Securities, Inc.|7829
MEI|METHODE ELECTR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|507
MEI|METHODE ELECTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52096
MEI|METHODE ELECTR|FTBR|Foliofn Investments, Inc.|1869
MEI|METHODE ELECTR|GLPX|ACS EXECUTION SERVICES, LLC|8462
MEI|METHODE ELECTR|GSCO|GOLDMAN SACHS & CO. LLC|197348
MEI|METHODE ELECTR|GSCS|GOLDMAN SACHS & CO. LLC|4744
MEI|METHODE ELECTR|GSLT|GOLDMAN SACHS & CO. LLC|1584
MEI|METHODE ELECTR|GTSZ|GTS SECURITIES LLC|34806
MEI|METHODE ELECTR|HRBF|American Enterprise Investment Services Inc.|1364
MEI|METHODE ELECTR|IATS|INTERACTIVE BROKERS LLC|4453
MEI|METHODE ELECTR|IBKR|Interactive Brokers Llc|8000
MEI|METHODE ELECTR|ICBX|INSTINET, LLC|35826
MEI|METHODE ELECTR|IEQY|CITADEL SECURITIES LLC|12234
MEI|METHODE ELECTR|INCA|INSTINET, LLC|76557
MEI|METHODE ELECTR|INJX|INSTINET, LLC|5572
MEI|METHODE ELECTR|ITGI|ITG Inc.|34744
MEI|METHODE ELECTR|ITGP|ITG INC.|76600
MEI|METHODE ELECTR|JANY|Janney Montgomery Scott Inc.|26
MEI|METHODE ELECTR|JEFF|JEFFERIES LLC|134052
MEI|METHODE ELECTR|JMPT|JUMP TRADING, LLC|13025
MEI|METHODE ELECTR|JONE|JonesTrading|19578
MEI|METHODE ELECTR|JPBX|J.P. MORGAN SECURITIES LLC|10111
MEI|METHODE ELECTR|JPMX|J.P. Morgan Securities LLC|122797
MEI|METHODE ELECTR|JSJX|JANE STREET CAPITAL LLC|6235
MEI|METHODE ELECTR|KCGM|VIRTU Americas LLC|14059
MEI|METHODE ELECTR|LEHM|Barclays Capital Inc./Le|145041
MEI|METHODE ELECTR|LIME|Lime Brokerage LLC|6293
MEI|METHODE ELECTR|LOOP|Loop Capital Markets LLC|1694
MEI|METHODE ELECTR|LQNA|LIQUIDNET, INC.|15000
MEI|METHODE ELECTR|LSCI|Lek Securities Corporation|77
MEI|METHODE ELECTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101144
MEI|METHODE ELECTR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
MEI|METHODE ELECTR|MSCO|MORGAN STANLEY & CO. LLC|297397
MEI|METHODE ELECTR|MSPL|MORGAN STANLEY & CO. LLC|209100
MEI|METHODE ELECTR|MSTX|MORGAN STANLEY & CO. LLC|73200
MEI|METHODE ELECTR|MULL|MARK J. MULLER EQUITIES, INC.|1140
MEI|METHODE ELECTR|NEED|Needham & Company, LLC|2644
MEI|METHODE ELECTR|NFSC|National Financial Services LLC|53234
MEI|METHODE ELECTR|NITE|VIRTU Americas LLC|237294
MEI|METHODE ELECTR|NITP|VIRTU Americas LLC|500
MEI|METHODE ELECTR|NQRB|Brut, LLC|6163
MEI|METHODE ELECTR|NTBF|BMO Nesbitt Burns Inc./CDS|600
MEI|METHODE ELECTR|OPCO|Oppenheimer & Co. Inc.|1997
MEI|METHODE ELECTR|PDQM|CODA MARKETS, INC.|65736
MEI|METHODE ELECTR|PHLY|NASDAQ Execution Services, LLC|2200
MEI|METHODE ELECTR|RBCM|RBC CAPITAL MARKETS, LLC|1127
MEI|METHODE ELECTR|SAGL|SAGETRADER, LLC|654
MEI|METHODE ELECTR|SAGW|SAGETRADER, LLC|13
MEI|METHODE ELECTR|SALI|INTL FCSTONE FINANCIAL INC.|2034
MEI|METHODE ELECTR|SBRX|MURIEL SIEBERT & CO INC|4890
MEI|METHODE ELECTR|SBSH|Citigroup Global Markets Inc.|30411
MEI|METHODE ELECTR|SGMT|GOLDMAN SACHS & CO. LLC|82115
MEI|METHODE ELECTR|SPDR|SPEEDROUTE LLC|24475
MEI|METHODE ELECTR|SSBS|STATE STREET GLOBAL MARKETS, LLC|7034
MEI|METHODE ELECTR|STFL|Stifel, Nicolaus & Company, Incorporated|684
MEI|METHODE ELECTR|SWIM|TD Ameritrade, Inc.|20702
MEI|METHODE ELECTR|SWST|Hilltop Securities Inc.|200
MEI|METHODE ELECTR|TAGC|TELSEY ADVISORY GROUP LLC|158
MEI|METHODE ELECTR|TKNG|ALLY INVEST SECURITIES LLC|277
MEI|METHODE ELECTR|TRBT|Tradebot Systems, Inc.|15271
MEI|METHODE ELECTR|TRCM|TRC MARKETS LLC|16105
MEI|METHODE ELECTR|UBSA|UBS SECURITIES LLC|323100
MEI|METHODE ELECTR|UBSS|UBS Securities LLC|209948
MEI|METHODE ELECTR|VALX|VIRTU AMERICAS LLC|5846
MEI|METHODE ELECTR|VGRD|Vanguard Marketing Corporation|35992
MEI|METHODE ELECTR|WBPX|SUMMIT SECURITIES GROUP, LLC|161
MEI|METHODE ELECTR|WCHV|WELLS FARGO SECURITIES, LLC|274993
MEI|METHODE ELECTR|WEDB|WEDBUSH SECURITIES INC.|800
MEI|METHODE ELECTR|WEED|Weeden & Co.L.P.|3453
MEI|METHODE ELECTR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1909
MEI|METHODE ELECTR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7760
MEI|METHODE ELECTR|WGIF|CIBC World Markets Inc.|1100
MEI|METHODE ELECTR|WSEA|WOLVERINE SECURITIES, LLC|3085
MEI|METHODE ELECTR|XIST|INSTINET, LLC|25126
MEI|METHODE ELECTR|XSTM|NATIONAL FINANCIAL SERVICES LLC|17570
MEI|METHODE ELECTR|YKNA|COMHAR CAPITAL MARKETS, LLC|2042
MEI|METHODE ELECTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7406
MEIP|MEI PHARMA, INC. COM|AGIS|Aegis Capital Corp.|9000
MEIP|MEI PHARMA, INC. COM|ALTX|Alternet Securities Inc.|35914
MEIP|MEI PHARMA, INC. COM|APCC|Apex Clearing Corporation|45912
MEIP|MEI PHARMA, INC. COM|AQUA|AQUA SECURITIES L.P.|20100
MEIP|MEI PHARMA, INC. COM|BATM|CBOE TRADING, INC.|5660
MEIP|MEI PHARMA, INC. COM|BAYT|BTIG, LLC|200
MEIP|MEI PHARMA, INC. COM|BERN|Sanford C. Bernstein & Co., LLC|6213
MEIP|MEI PHARMA, INC. COM|BIDS|BIDS TRADING L.P.|300
MEIP|MEI PHARMA, INC. COM|BIMI|Banca IMI Securities Corp.|21536
MEIP|MEI PHARMA, INC. COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28108
MEIP|MEI PHARMA, INC. COM|BLKX|INSTINET, LLC|5000
MEIP|MEI PHARMA, INC. COM|BRGE|Newbridge Securities Corp.|5100
MEIP|MEI PHARMA, INC. COM|BTIG|BTIG, LLC|300
MEIP|MEI PHARMA, INC. COM|BYXM|CBOE TRADING, INC.|1141
MEIP|MEI PHARMA, INC. COM|CANT|Cantor Fitzgerald & Co.|703
MEIP|MEI PHARMA, INC. COM|CHAS|Charles Schwab & Co., Inc.|4203
MEIP|MEI PHARMA, INC. COM|CICF|Canaccord Genuity Corp.|600
MEIP|MEI PHARMA, INC. COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|150094
MEIP|MEI PHARMA, INC. COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16601
MEIP|MEI PHARMA, INC. COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3050
MEIP|MEI PHARMA, INC. COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|272191
MEIP|MEI PHARMA, INC. COM|CTDL|Citadel Derivatives Group Llc|11608
MEIP|MEI PHARMA, INC. COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|29878
MEIP|MEI PHARMA, INC. COM|DAVA|Davenport & Company LLC|2900
MEIP|MEI PHARMA, INC. COM|DBAB|Deutsche Bank Securities Inc.|122150
MEIP|MEI PHARMA, INC. COM|DBAX|Deutsche Bank Securities Inc.|117300
MEIP|MEI PHARMA, INC. COM|DEAN|MORGAN STANLEY|18705
MEIP|MEI PHARMA, INC. COM|DEGS|RONIN PROFESSIONAL LLC|133515
MEIP|MEI PHARMA, INC. COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3620
MEIP|MEI PHARMA, INC. COM|EBXL|EBX LLC|138200
MEIP|MEI PHARMA, INC. COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|7473
MEIP|MEI PHARMA, INC. COM|EDJO|Edward D. Jones & Co., L.P.|1428
MEIP|MEI PHARMA, INC. COM|EGAM|CBOE TRADING, INC.|8534
MEIP|MEI PHARMA, INC. COM|EGAW|CBOE TRADING, INC.|239
MEIP|MEI PHARMA, INC. COM|EGMT|EG MARKET TECHNOLOGIES LLC|1000
MEIP|MEI PHARMA, INC. COM|EGXM|CBOE TRADING, INC.|17044
MEIP|MEI PHARMA, INC. COM|ETBE|Electronic Transaction Clearing, Inc.|12517
MEIP|MEI PHARMA, INC. COM|ETCC|Electronic Transaction Clearing, Inc.|32203
MEIP|MEI PHARMA, INC. COM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6808
MEIP|MEI PHARMA, INC. COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12329
MEIP|MEI PHARMA, INC. COM|ETRS|E*Trade Securities LLC|728166
MEIP|MEI PHARMA, INC. COM|FBCO|Credit Suisse Securities (USA) LLC|258657
MEIP|MEI PHARMA, INC. COM|FFSI|Firstrade Securities Inc.|100
MEIP|MEI PHARMA, INC. COM|FILL|Tradestation Securities, Inc.|41525
MEIP|MEI PHARMA, INC. COM|FMAF|NBCN Inc./ CDS|3750
MEIP|MEI PHARMA, INC. COM|FOMA|TD AMERITRADE CLEARING, INC.|868861
MEIP|MEI PHARMA, INC. COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|271385
MEIP|MEI PHARMA, INC. COM|FTBR|Foliofn Investments, Inc.|1336
MEIP|MEI PHARMA, INC. COM|GEBB|GLOBAL EXECUTION BROKERS, LP|34879
MEIP|MEI PHARMA, INC. COM|GLIS|TD Securities Inc|4352
MEIP|MEI PHARMA, INC. COM|GLPX|ACS EXECUTION SERVICES, LLC|96928
MEIP|MEI PHARMA, INC. COM|GSCO|GOLDMAN SACHS & CO. LLC|139410
MEIP|MEI PHARMA, INC. COM|GSCS|GOLDMAN SACHS & CO. LLC|47424
MEIP|MEI PHARMA, INC. COM|GSLT|GOLDMAN SACHS & CO. LLC|3919
MEIP|MEI PHARMA, INC. COM|GTSZ|GTS SECURITIES LLC|10211
MEIP|MEI PHARMA, INC. COM|HRBF|American Enterprise Investment Services Inc.|3904
MEIP|MEI PHARMA, INC. COM|HSBC|HSBC Securities, Inc.|109736
MEIP|MEI PHARMA, INC. COM|IATS|INTERACTIVE BROKERS LLC|60091
MEIP|MEI PHARMA, INC. COM|IBKR|Interactive Brokers Llc|657510
MEIP|MEI PHARMA, INC. COM|ICBX|INSTINET, LLC|125971
MEIP|MEI PHARMA, INC. COM|INCA|INSTINET, LLC|277027
MEIP|MEI PHARMA, INC. COM|INJX|INSTINET, LLC|94078
MEIP|MEI PHARMA, INC. COM|ITGI|ITG Inc.|215138
MEIP|MEI PHARMA, INC. COM|ITGP|ITG INC.|169400
MEIP|MEI PHARMA, INC. COM|JANY|Janney Montgomery Scott Inc.|1000
MEIP|MEI PHARMA, INC. COM|JEFF|JEFFERIES LLC|180282
MEIP|MEI PHARMA, INC. COM|JHDR|J.H. Darbie & Co., Inc.|1000
MEIP|MEI PHARMA, INC. COM|JMPT|JUMP TRADING, LLC|56887
MEIP|MEI PHARMA, INC. COM|JPMX|J.P. Morgan Securities LLC|141272
MEIP|MEI PHARMA, INC. COM|JSCL|JOSEPH STONE CAPITAL L.L.C.|100
MEIP|MEI PHARMA, INC. COM|JSJX|JANE STREET CAPITAL LLC|3522
MEIP|MEI PHARMA, INC. COM|KCGM|VIRTU Americas LLC|77597
MEIP|MEI PHARMA, INC. COM|LEER|LEERINK PARTNERS LLC|18246
MEIP|MEI PHARMA, INC. COM|LEHM|Barclays Capital Inc./Le|269993
MEIP|MEI PHARMA, INC. COM|LIME|Lime Brokerage LLC|190129
MEIP|MEI PHARMA, INC. COM|LQNB|LIQUIDNET, INC.|300
MEIP|MEI PHARMA, INC. COM|LSCI|Lek Securities Corporation|300
MEIP|MEI PHARMA, INC. COM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4625
MEIP|MEI PHARMA, INC. COM|MAXM|Maxim Group LLC|40983
MEIP|MEI PHARMA, INC. COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|171034
MEIP|MEI PHARMA, INC. COM|MOTF|MOTIF INVESTING, INC.|3
MEIP|MEI PHARMA, INC. COM|MSCO|MORGAN STANLEY & CO. LLC|1112680
MEIP|MEI PHARMA, INC. COM|MSPL|MORGAN STANLEY & CO. LLC|107100
MEIP|MEI PHARMA, INC. COM|MSTX|MORGAN STANLEY & CO. LLC|8000
MEIP|MEI PHARMA, INC. COM|NFSC|National Financial Services LLC|703313
MEIP|MEI PHARMA, INC. COM|NITE|VIRTU Americas LLC|2527722
MEIP|MEI PHARMA, INC. COM|NITP|VIRTU Americas LLC|4260
MEIP|MEI PHARMA, INC. COM|NQRB|Brut, LLC|17167
MEIP|MEI PHARMA, INC. COM|OPCO|Oppenheimer & Co. Inc.|35914
MEIP|MEI PHARMA, INC. COM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|14184
MEIP|MEI PHARMA, INC. COM|PCPT|PHILLIP CAPITAL INC.|5900
MEIP|MEI PHARMA, INC. COM|PDQM|CODA MARKETS, INC.|99874
MEIP|MEI PHARMA, INC. COM|PWJC|UBS Financial Services, Inc.|3953
MEIP|MEI PHARMA, INC. COM|RAJA|Raymond James & Associates, Inc.|111835
MEIP|MEI PHARMA, INC. COM|RBCM|RBC CAPITAL MARKETS, LLC|9090
MEIP|MEI PHARMA, INC. COM|SAGL|SAGETRADER, LLC|4545
MEIP|MEI PHARMA, INC. COM|SBSH|Citigroup Global Markets Inc.|27117
MEIP|MEI PHARMA, INC. COM|SGMT|GOLDMAN SACHS & CO. LLC|64123
MEIP|MEI PHARMA, INC. COM|SIBO|Prime Executions, Inc.|2390
MEIP|MEI PHARMA, INC. COM|SPDR|SPEEDROUTE LLC|10465
MEIP|MEI PHARMA, INC. COM|STFL|Stifel, Nicolaus & Company, Incorporated|13000
MEIP|MEI PHARMA, INC. COM|SWIM|TD Ameritrade, Inc.|584308
MEIP|MEI PHARMA, INC. COM|TKNG|ALLY INVEST SECURITIES LLC|16364
MEIP|MEI PHARMA, INC. COM|TMBR|Timber Hill LLC|503
MEIP|MEI PHARMA, INC. COM|TRBT|Tradebot Systems, Inc.|132301
MEIP|MEI PHARMA, INC. COM|TRCM|TRC MARKETS LLC|55949
MEIP|MEI PHARMA, INC. COM|TRWN|T.R. Winston & Company, LLC|50000
MEIP|MEI PHARMA, INC. COM|TWTT|TASTYWORKS, INC.|1850
MEIP|MEI PHARMA, INC. COM|UBSA|UBS SECURITIES LLC|479249
MEIP|MEI PHARMA, INC. COM|UBSS|UBS Securities LLC|792697
MEIP|MEI PHARMA, INC. COM|VALX|VIRTU AMERICAS LLC|12191
MEIP|MEI PHARMA, INC. COM|VGRD|Vanguard Marketing Corporation|88972
MEIP|MEI PHARMA, INC. COM|VSIN|Vision Financial Markets Llc|224
MEIP|MEI PHARMA, INC. COM|WCHV|WELLS FARGO SECURITIES, LLC|601000
MEIP|MEI PHARMA, INC. COM|WDCO|Wilson-Davis & Co., Inc.|32174
MEIP|MEI PHARMA, INC. COM|WEDB|WEDBUSH SECURITIES INC.|1700
MEIP|MEI PHARMA, INC. COM|WEED|Weeden & Co.L.P.|2140
MEIP|MEI PHARMA, INC. COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14071
MEIP|MEI PHARMA, INC. COM|WGIF|CIBC World Markets Inc.|3460
MEIP|MEI PHARMA, INC. COM|WSEA|WOLVERINE SECURITIES, LLC|27931
MEIP|MEI PHARMA, INC. COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|36380
MEIP|MEI PHARMA, INC. COM|YKNA|COMHAR CAPITAL MARKETS, LLC|3291
MEIP|MEI PHARMA, INC. COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3574
MELI|MERCADOLIBRE, INC.|ABLE|NATIXIS Securities Americas LLC|852
MELI|MERCADOLIBRE, INC.|ADAM|CANACCORD GENUITY INC.|53
MELI|MERCADOLIBRE, INC.|AGIS|Aegis Capital Corp.|50
MELI|MERCADOLIBRE, INC.|ALTX|Alternet Securities Inc.|18387
MELI|MERCADOLIBRE, INC.|ANOS|ABEL/NOSER, L.L.C.|632
MELI|MERCADOLIBRE, INC.|APCC|Apex Clearing Corporation|1003
MELI|MERCADOLIBRE, INC.|BANK|Primevest Financial Services, Inc.|3
MELI|MERCADOLIBRE, INC.|BARD|Robert W. Baird & Co. Incorporated|1082
MELI|MERCADOLIBRE, INC.|BATM|CBOE TRADING, INC.|37265
MELI|MERCADOLIBRE, INC.|BAYC|BAY CREST PARTNERS, LLC|2855
MELI|MERCADOLIBRE, INC.|BAYT|BTIG, LLC|2566
MELI|MERCADOLIBRE, INC.|BERN|Sanford C. Bernstein & Co., LLC|52371
MELI|MERCADOLIBRE, INC.|BGCE|BGC Financial Inc.|3837
MELI|MERCADOLIBRE, INC.|BIAD|SAGETRADER, LLC|2
MELI|MERCADOLIBRE, INC.|BIDS|BIDS TRADING L.P.|9500
MELI|MERCADOLIBRE, INC.|BIMI|Banca IMI Securities Corp.|210
MELI|MERCADOLIBRE, INC.|BKCM|BNY Mellon Capital Markets LLC|286
MELI|MERCADOLIBRE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13175
MELI|MERCADOLIBRE, INC.|BLKX|INSTINET, LLC|30900
MELI|MERCADOLIBRE, INC.|BLTK|Bulltick, Llc|196
MELI|MERCADOLIBRE, INC.|BMOC|BMO Capital Markets Corp.|2
MELI|MERCADOLIBRE, INC.|BMSI|BULL MARKET SECURITIES, INC.|12
MELI|MERCADOLIBRE, INC.|BNCH|The Benchmark Company, LLC|27341
MELI|MERCADOLIBRE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|36006
MELI|MERCADOLIBRE, INC.|BTIG|BTIG, LLC|12154
MELI|MERCADOLIBRE, INC.|BYXM|CBOE TRADING, INC.|30232
MELI|MERCADOLIBRE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
MELI|MERCADOLIBRE, INC.|CANT|Cantor Fitzgerald & Co.|719
MELI|MERCADOLIBRE, INC.|CHAS|Charles Schwab & Co., Inc.|2150
MELI|MERCADOLIBRE, INC.|CICF|Canaccord Genuity Corp.|40
MELI|MERCADOLIBRE, INC.|CIST|Capital Institutional Services, Inc.|710
MELI|MERCADOLIBRE, INC.|CLSA|CLSA AMERICAS, LLC|1111
MELI|MERCADOLIBRE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|104741
MELI|MERCADOLIBRE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6360
MELI|MERCADOLIBRE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12360
MELI|MERCADOLIBRE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|528451
MELI|MERCADOLIBRE, INC.|CTDL|Citadel Derivatives Group Llc|6826
MELI|MERCADOLIBRE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|50858
MELI|MERCADOLIBRE, INC.|DADA|D.A. Davidson & Co.|60
MELI|MERCADOLIBRE, INC.|DAVA|Davenport & Company LLC|47278
MELI|MERCADOLIBRE, INC.|DAWA|Daiwa Capital Markets America Inc.|1240
MELI|MERCADOLIBRE, INC.|DBAB|Deutsche Bank Securities Inc.|252684
MELI|MERCADOLIBRE, INC.|DBAX|Deutsche Bank Securities Inc.|489500
MELI|MERCADOLIBRE, INC.|DBUL|Deutsche Bank Securities Inc.|15991
MELI|MERCADOLIBRE, INC.|DCHF|Dart Executions, LLC|3896
MELI|MERCADOLIBRE, INC.|DEAN|MORGAN STANLEY|8850
MELI|MERCADOLIBRE, INC.|DEGS|RONIN PROFESSIONAL LLC|3061
MELI|MERCADOLIBRE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2648
MELI|MERCADOLIBRE, INC.|DRWK|DRW SECURITIES, L.L.C.|6733
MELI|MERCADOLIBRE, INC.|EBXL|EBX LLC|185900
MELI|MERCADOLIBRE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6563
MELI|MERCADOLIBRE, INC.|EDJC|Edward Jones / CDS|39
MELI|MERCADOLIBRE, INC.|EDJO|Edward D. Jones & Co., L.P.|1568
MELI|MERCADOLIBRE, INC.|EGAM|CBOE TRADING, INC.|18553
MELI|MERCADOLIBRE, INC.|EGAW|CBOE TRADING, INC.|189
MELI|MERCADOLIBRE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1300
MELI|MERCADOLIBRE, INC.|EGXM|CBOE TRADING, INC.|2216
MELI|MERCADOLIBRE, INC.|EGXW|CBOE TRADING, INC.|49
MELI|MERCADOLIBRE, INC.|ESPO|ESPOSITO SECURITIES, LLC|113
MELI|MERCADOLIBRE, INC.|ETBE|Electronic Transaction Clearing, Inc.|35428
MELI|MERCADOLIBRE, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|10465
MELI|MERCADOLIBRE, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|20
MELI|MERCADOLIBRE, INC.|ETCC|Electronic Transaction Clearing, Inc.|90
MELI|MERCADOLIBRE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|836
MELI|MERCADOLIBRE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|167989
MELI|MERCADOLIBRE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|609
MELI|MERCADOLIBRE, INC.|ETRS|E*Trade Securities LLC|167770
MELI|MERCADOLIBRE, INC.|FBCO|Credit Suisse Securities (USA) LLC|382350
MELI|MERCADOLIBRE, INC.|FBSB|U.S. Bancorp Investments, Inc.|33
MELI|MERCADOLIBRE, INC.|FCST|INTL FCSTONE FINANCIAL INC.|2324
MELI|MERCADOLIBRE, INC.|FILL|Tradestation Securities, Inc.|7578
MELI|MERCADOLIBRE, INC.|FMAF|NBCN Inc./ CDS|2905
MELI|MERCADOLIBRE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|475679
MELI|MERCADOLIBRE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1592
MELI|MERCADOLIBRE, INC.|FQLS|Quantlab Securities LP|311496
MELI|MERCADOLIBRE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69400
MELI|MERCADOLIBRE, INC.|FTBR|Foliofn Investments, Inc.|569
MELI|MERCADOLIBRE, INC.|GARC|ICAP Corporates LLC|19374
MELI|MERCADOLIBRE, INC.|GBMT|GBM International, Inc.|472
MELI|MERCADOLIBRE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|21302
MELI|MERCADOLIBRE, INC.|GLIS|TD Securities Inc|72
MELI|MERCADOLIBRE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|284982
MELI|MERCADOLIBRE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|739067
MELI|MERCADOLIBRE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|17202
MELI|MERCADOLIBRE, INC.|GSIC|GLOBAL STRATEGIC INVESTMENTS|38
MELI|MERCADOLIBRE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|10416
MELI|MERCADOLIBRE, INC.|GTSZ|GTS SECURITIES LLC|70488
MELI|MERCADOLIBRE, INC.|HAPX|HAP Trading, LLC|100
MELI|MERCADOLIBRE, INC.|HRBF|American Enterprise Investment Services Inc.|7446
MELI|MERCADOLIBRE, INC.|HSBC|HSBC Securities, Inc.|5793
MELI|MERCADOLIBRE, INC.|IATS|INTERACTIVE BROKERS LLC|31533
MELI|MERCADOLIBRE, INC.|IBKR|Interactive Brokers Llc|190844
MELI|MERCADOLIBRE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1436
MELI|MERCADOLIBRE, INC.|ICBX|INSTINET, LLC|77271
MELI|MERCADOLIBRE, INC.|IEQY|CITADEL SECURITIES LLC|118702
MELI|MERCADOLIBRE, INC.|INCA|INSTINET, LLC|404270
MELI|MERCADOLIBRE, INC.|INJX|INSTINET, LLC|30782
MELI|MERCADOLIBRE, INC.|INTL|INTL FCSTONE FINANCIAL INC.|28
MELI|MERCADOLIBRE, INC.|ITGI|ITG Inc.|19402
MELI|MERCADOLIBRE, INC.|ITGP|ITG INC.|357000
MELI|MERCADOLIBRE, INC.|JANY|Janney Montgomery Scott Inc.|462
MELI|MERCADOLIBRE, INC.|JEFF|JEFFERIES LLC|154781
MELI|MERCADOLIBRE, INC.|JHDR|J.H. Darbie & Co., Inc.|250
MELI|MERCADOLIBRE, INC.|JMPT|JUMP TRADING, LLC|82768
MELI|MERCADOLIBRE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|84031
MELI|MERCADOLIBRE, INC.|JPMX|J.P. Morgan Securities LLC|582211
MELI|MERCADOLIBRE, INC.|JSJX|JANE STREET CAPITAL LLC|65900
MELI|MERCADOLIBRE, INC.|JUTA|JUMP TRADING, LLC|174
MELI|MERCADOLIBRE, INC.|KCGM|VIRTU Americas LLC|75167
MELI|MERCADOLIBRE, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|2142
MELI|MERCADOLIBRE, INC.|LEER|LEERINK PARTNERS LLC|140
MELI|MERCADOLIBRE, INC.|LEHM|Barclays Capital Inc./Le|489040
MELI|MERCADOLIBRE, INC.|LIME|Lime Brokerage LLC|128777
MELI|MERCADOLIBRE, INC.|LQNA|LIQUIDNET, INC.|136900
MELI|MERCADOLIBRE, INC.|LQNB|LIQUIDNET, INC.|300
MELI|MERCADOLIBRE, INC.|LSCI|Lek Securities Corporation|20647
MELI|MERCADOLIBRE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MELI|MERCADOLIBRE, INC.|MACQ|Macquarie Capital (USA) Inc.|100
MELI|MERCADOLIBRE, INC.|MAVB|Great Point Capital LLC|90
MELI|MERCADOLIBRE, INC.|MAXM|Maxim Group LLC|2148
MELI|MERCADOLIBRE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|187848
MELI|MERCADOLIBRE, INC.|MOTF|MOTIF INVESTING, INC.|48
MELI|MERCADOLIBRE, INC.|MSCO|MORGAN STANLEY & CO. LLC|1877685
MELI|MERCADOLIBRE, INC.|MSPL|MORGAN STANLEY & CO. LLC|392900
MELI|MERCADOLIBRE, INC.|MSTX|MORGAN STANLEY & CO. LLC|23800
MELI|MERCADOLIBRE, INC.|NATL|National Securities Corporation|255
MELI|MERCADOLIBRE, INC.|NFSC|National Financial Services LLC|201789
MELI|MERCADOLIBRE, INC.|NITE|VIRTU Americas LLC|746607
MELI|MERCADOLIBRE, INC.|NITP|VIRTU Americas LLC|2081
MELI|MERCADOLIBRE, INC.|NQRB|Brut, LLC|8473
MELI|MERCADOLIBRE, INC.|NTRC|Northern Trust Securities, Inc.|300
MELI|MERCADOLIBRE, INC.|OHOS|TWO SIGMA SECURITIES, LLC|11453
MELI|MERCADOLIBRE, INC.|OLDM|OLD MISSION CAPITAL, LLC|1838
MELI|MERCADOLIBRE, INC.|OPCO|Oppenheimer & Co. Inc.|3418
MELI|MERCADOLIBRE, INC.|PACT|BTG Pactual US Capital Corp.|762
MELI|MERCADOLIBRE, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5497
MELI|MERCADOLIBRE, INC.|PCPT|PHILLIP CAPITAL INC.|3
MELI|MERCADOLIBRE, INC.|PDQM|CODA MARKETS, INC.|803482
MELI|MERCADOLIBRE, INC.|PHLY|NASDAQ Execution Services, LLC|2400
MELI|MERCADOLIBRE, INC.|PICT|Pictet Overseas Inc.|1650
MELI|MERCADOLIBRE, INC.|PIPR|Piper Jaffray & Co.|1065
MELI|MERCADOLIBRE, INC.|PNSR|Penserra Securities, LLC|3657
MELI|MERCADOLIBRE, INC.|PWJC|UBS Financial Services, Inc.|10172
MELI|MERCADOLIBRE, INC.|RAJA|Raymond James & Associates, Inc.|12610
MELI|MERCADOLIBRE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1783
MELI|MERCADOLIBRE, INC.|RGLD|Regal Securities, Inc|12
MELI|MERCADOLIBRE, INC.|SAGL|SAGETRADER, LLC|121295
MELI|MERCADOLIBRE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|46
MELI|MERCADOLIBRE, INC.|SBSH|Citigroup Global Markets Inc.|149588
MELI|MERCADOLIBRE, INC.|SCMC|Scotia Capital Markets (USA) Inc.|1900
MELI|MERCADOLIBRE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|263135
MELI|MERCADOLIBRE, INC.|SPDR|SPEEDROUTE LLC|57047
MELI|MERCADOLIBRE, INC.|SPHN|Stephens Inc.|40
MELI|MERCADOLIBRE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|28548
MELI|MERCADOLIBRE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|100
MELI|MERCADOLIBRE, INC.|SWIM|TD Ameritrade, Inc.|317331
MELI|MERCADOLIBRE, INC.|SWST|Hilltop Securities Inc.|345
MELI|MERCADOLIBRE, INC.|TKNG|ALLY INVEST SECURITIES LLC|1658
MELI|MERCADOLIBRE, INC.|TMBR|Timber Hill LLC|79
MELI|MERCADOLIBRE, INC.|TRBT|Tradebot Systems, Inc.|124008
MELI|MERCADOLIBRE, INC.|TRCM|TRC MARKETS LLC|35052
MELI|MERCADOLIBRE, INC.|TWTT|TASTYWORKS, INC.|105
MELI|MERCADOLIBRE, INC.|UBSS|UBS Securities LLC|1316471
MELI|MERCADOLIBRE, INC.|VALX|VIRTU AMERICAS LLC|18429
MELI|MERCADOLIBRE, INC.|VERT|The Vertical Trading Group, LLC|7654
MELI|MERCADOLIBRE, INC.|VGRD|Vanguard Marketing Corporation|17867
MELI|MERCADOLIBRE, INC.|WABR|Wall Street Access|700
MELI|MERCADOLIBRE, INC.|WBET|Wallachbeth Capital LLC|334
MELI|MERCADOLIBRE, INC.|WBLR|WILLIAM BLAIR|1938
MELI|MERCADOLIBRE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|17779
MELI|MERCADOLIBRE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|68209
MELI|MERCADOLIBRE, INC.|WEDB|WEDBUSH SECURITIES INC.|54173
MELI|MERCADOLIBRE, INC.|WEED|Weeden & Co.L.P.|14859
MELI|MERCADOLIBRE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11836
MELI|MERCADOLIBRE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29710
MELI|MERCADOLIBRE, INC.|WGIF|CIBC World Markets Inc.|3076
MELI|MERCADOLIBRE, INC.|WHOT|JUST2TRADE, INC.|25
MELI|MERCADOLIBRE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
MELI|MERCADOLIBRE, INC.|WORD|Worden Capital Management LLC|2975
MELI|MERCADOLIBRE, INC.|WSEA|WOLVERINE SECURITIES, LLC|5503
MELI|MERCADOLIBRE, INC.|XIST|INSTINET, LLC|16572
MELI|MERCADOLIBRE, INC.|XPUS|XP SECURITIES, LLC|62039
MELI|MERCADOLIBRE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|50626
MELI|MERCADOLIBRE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|145401
MELI|MERCADOLIBRE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3396
MELR|MELROSE BANCORP CMN|APCC|Apex Clearing Corporation|3
MELR|MELROSE BANCORP CMN|BNKS|Fig Partners, LLC|1505
MELR|MELROSE BANCORP CMN|CANT|Cantor Fitzgerald & Co.|1000
MELR|MELROSE BANCORP CMN|CMPT|Compass Point Research & Trading, LLC|78
MELR|MELROSE BANCORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
MELR|MELROSE BANCORP CMN|DBAB|Deutsche Bank Securities Inc.|7
MELR|MELROSE BANCORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
MELR|MELROSE BANCORP CMN|ETRS|E*Trade Securities LLC|16966
MELR|MELROSE BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|3221
MELR|MELROSE BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28
MELR|MELROSE BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|259
MELR|MELROSE BANCORP CMN|HOVD|HOVDE GROUP, LLC|1
MELR|MELROSE BANCORP CMN|IBKR|Interactive Brokers Llc|123
MELR|MELROSE BANCORP CMN|ITGI|ITG Inc.|461
MELR|MELROSE BANCORP CMN|KBWI|Keefe, Bruyette & Woods, Inc.|3589
MELR|MELROSE BANCORP CMN|LEHM|Barclays Capital Inc./Le|12
MELR|MELROSE BANCORP CMN|LIME|Lime Brokerage LLC|1452
MELR|MELROSE BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|3205
MELR|MELROSE BANCORP CMN|NFSC|National Financial Services LLC|507
MELR|MELROSE BANCORP CMN|NITE|VIRTU Americas LLC|4713
MELR|MELROSE BANCORP CMN|SPTD|MINT GLOBAL MARKETS, INC.|10
MELR|MELROSE BANCORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3589
MELR|MELROSE BANCORP CMN|SWIM|TD Ameritrade, Inc.|1701
MELR|MELROSE BANCORP CMN|UBSA|UBS SECURITIES LLC|100
MELR|MELROSE BANCORP CMN|UBSS|UBS Securities LLC|1807
MELR|MELROSE BANCORP CMN|WSEA|WOLVERINE SECURITIES, LLC|2
MEN|BLACKROCK MUNIENHANC|ALTX|Alternet Securities Inc.|500
MEN|BLACKROCK MUNIENHANC|APCC|Apex Clearing Corporation|235
MEN|BLACKROCK MUNIENHANC|BARD|Robert W. Baird & Co. Incorporated|3
MEN|BLACKROCK MUNIENHANC|BATM|CBOE TRADING, INC.|388
MEN|BLACKROCK MUNIENHANC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
MEN|BLACKROCK MUNIENHANC|CHAS|Charles Schwab & Co., Inc.|2103
MEN|BLACKROCK MUNIENHANC|CIST|Capital Institutional Services, Inc.|500
MEN|BLACKROCK MUNIENHANC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
MEN|BLACKROCK MUNIENHANC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2800
MEN|BLACKROCK MUNIENHANC|DBAX|Deutsche Bank Securities Inc.|1800
MEN|BLACKROCK MUNIENHANC|DEAN|MORGAN STANLEY|10656
MEN|BLACKROCK MUNIENHANC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2700
MEN|BLACKROCK MUNIENHANC|EBXL|EBX LLC|4200
MEN|BLACKROCK MUNIENHANC|EDJO|Edward D. Jones & Co., L.P.|982
MEN|BLACKROCK MUNIENHANC|EGAM|CBOE TRADING, INC.|650
MEN|BLACKROCK MUNIENHANC|ETBE|Electronic Transaction Clearing, Inc.|100
MEN|BLACKROCK MUNIENHANC|ETRS|E*Trade Securities LLC|3737
MEN|BLACKROCK MUNIENHANC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9581
MEN|BLACKROCK MUNIENHANC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1546
MEN|BLACKROCK MUNIENHANC|FTBR|Foliofn Investments, Inc.|21
MEN|BLACKROCK MUNIENHANC|GLPX|ACS EXECUTION SERVICES, LLC|100
MEN|BLACKROCK MUNIENHANC|GSCO|GOLDMAN SACHS & CO. LLC|110
MEN|BLACKROCK MUNIENHANC|GSCS|GOLDMAN SACHS & CO. LLC|94
MEN|BLACKROCK MUNIENHANC|GSLT|GOLDMAN SACHS & CO. LLC|100
MEN|BLACKROCK MUNIENHANC|GTSZ|GTS SECURITIES LLC|100
MEN|BLACKROCK MUNIENHANC|HRBF|American Enterprise Investment Services Inc.|5200
MEN|BLACKROCK MUNIENHANC|IATS|INTERACTIVE BROKERS LLC|1203
MEN|BLACKROCK MUNIENHANC|IBKR|Interactive Brokers Llc|3769
MEN|BLACKROCK MUNIENHANC|ICBX|INSTINET, LLC|100
MEN|BLACKROCK MUNIENHANC|INCA|INSTINET, LLC|1238
MEN|BLACKROCK MUNIENHANC|ITGI|ITG Inc.|1600
MEN|BLACKROCK MUNIENHANC|ITGP|ITG INC.|2800
MEN|BLACKROCK MUNIENHANC|JPMX|J.P. Morgan Securities LLC|400
MEN|BLACKROCK MUNIENHANC|KCGM|VIRTU Americas LLC|1100
MEN|BLACKROCK MUNIENHANC|LEHM|Barclays Capital Inc./Le|400
MEN|BLACKROCK MUNIENHANC|LGNT|COR CLEARING LLC|2
MEN|BLACKROCK MUNIENHANC|LIME|Lime Brokerage LLC|160
MEN|BLACKROCK MUNIENHANC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|380
MEN|BLACKROCK MUNIENHANC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
MEN|BLACKROCK MUNIENHANC|MSCO|MORGAN STANLEY & CO. LLC|27409
MEN|BLACKROCK MUNIENHANC|MSPL|MORGAN STANLEY & CO. LLC|10400
MEN|BLACKROCK MUNIENHANC|NATL|National Securities Corporation|900
MEN|BLACKROCK MUNIENHANC|NBCS|NBC Securities, INC.|1800
MEN|BLACKROCK MUNIENHANC|NFSC|National Financial Services LLC|44996
MEN|BLACKROCK MUNIENHANC|NITE|VIRTU Americas LLC|122593
MEN|BLACKROCK MUNIENHANC|NQRB|Brut, LLC|1106
MEN|BLACKROCK MUNIENHANC|OPCO|Oppenheimer & Co. Inc.|501
MEN|BLACKROCK MUNIENHANC|PDQM|CODA MARKETS, INC.|202
MEN|BLACKROCK MUNIENHANC|PWJC|UBS Financial Services, Inc.|2000
MEN|BLACKROCK MUNIENHANC|RBCM|RBC CAPITAL MARKETS, LLC|8102
MEN|BLACKROCK MUNIENHANC|SAGC|SAGETRADER, LLC|500
MEN|BLACKROCK MUNIENHANC|SBSH|Citigroup Global Markets Inc.|1900
MEN|BLACKROCK MUNIENHANC|SGMT|GOLDMAN SACHS & CO. LLC|776
MEN|BLACKROCK MUNIENHANC|STFL|Stifel, Nicolaus & Company, Incorporated|228
MEN|BLACKROCK MUNIENHANC|STXG|Stockcross Financial Services, Inc.|7
MEN|BLACKROCK MUNIENHANC|SWIM|TD Ameritrade, Inc.|500
MEN|BLACKROCK MUNIENHANC|SWST|Hilltop Securities Inc.|60
MEN|BLACKROCK MUNIENHANC|TKNG|ALLY INVEST SECURITIES LLC|1502
MEN|BLACKROCK MUNIENHANC|TRBT|Tradebot Systems, Inc.|1418
MEN|BLACKROCK MUNIENHANC|UBSA|UBS SECURITIES LLC|4504
MEN|BLACKROCK MUNIENHANC|UBSS|UBS Securities LLC|20372
MEN|BLACKROCK MUNIENHANC|VGRD|Vanguard Marketing Corporation|6679
MEN|BLACKROCK MUNIENHANC|WCHV|WELLS FARGO SECURITIES, LLC|25810
MEN|BLACKROCK MUNIENHANC|WEDB|WEDBUSH SECURITIES INC.|500
MEN|BLACKROCK MUNIENHANC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|758
MEN|BLACKROCK MUNIENHANC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13356
MEN|BLACKROCK MUNIENHANC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
MEN|BLACKROCK MUNIENHANC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2300
MEOH|METHANEX CP       ##|APCC|Apex Clearing Corporation|16
MEOH|METHANEX CP       ##|AQUA|AQUA SECURITIES L.P.|4900
MEOH|METHANEX CP       ##|BATM|CBOE TRADING, INC.|3486
MEOH|METHANEX CP       ##|BAYT|BTIG, LLC|300
MEOH|METHANEX CP       ##|BBNT|BB&T SECURITIES, LLC|158
MEOH|METHANEX CP       ##|BERN|Sanford C. Bernstein & Co., LLC|47592
MEOH|METHANEX CP       ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2268
MEOH|METHANEX CP       ##|BLKX|INSTINET, LLC|45000
MEOH|METHANEX CP       ##|BMOC|BMO Capital Markets Corp.|7500
MEOH|METHANEX CP       ##|BTIG|BTIG, LLC|45558
MEOH|METHANEX CP       ##|BYXM|CBOE TRADING, INC.|400
MEOH|METHANEX CP       ##|BZYD|GOLDMAN SACHS & CO. LLC|221
MEOH|METHANEX CP       ##|CHAS|Charles Schwab & Co., Inc.|21531
MEOH|METHANEX CP       ##|CLSA|CLSA AMERICAS, LLC|1200
MEOH|METHANEX CP       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|533583
MEOH|METHANEX CP       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|89
MEOH|METHANEX CP       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|120011
MEOH|METHANEX CP       ##|CTDL|Citadel Derivatives Group Llc|1430
MEOH|METHANEX CP       ##|CTLR|CUTLER GROUP, LP|1498
MEOH|METHANEX CP       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|45308
MEOH|METHANEX CP       ##|DBAB|Deutsche Bank Securities Inc.|106317
MEOH|METHANEX CP       ##|DBAX|Deutsche Bank Securities Inc.|101100
MEOH|METHANEX CP       ##|DEAN|MORGAN STANLEY|291
MEOH|METHANEX CP       ##|DEGS|RONIN PROFESSIONAL LLC|6
MEOH|METHANEX CP       ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|158
MEOH|METHANEX CP       ##|EBXL|EBX LLC|176500
MEOH|METHANEX CP       ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|7563
MEOH|METHANEX CP       ##|EDJO|Edward D. Jones & Co., L.P.|567
MEOH|METHANEX CP       ##|EGAM|CBOE TRADING, INC.|16644
MEOH|METHANEX CP       ##|EGMT|EG MARKET TECHNOLOGIES LLC|400
MEOH|METHANEX CP       ##|EGXM|CBOE TRADING, INC.|2185
MEOH|METHANEX CP       ##|ETBE|Electronic Transaction Clearing, Inc.|1400
MEOH|METHANEX CP       ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21887
MEOH|METHANEX CP       ##|ETRS|E*Trade Securities LLC|8565
MEOH|METHANEX CP       ##|FBCO|Credit Suisse Securities (USA) LLC|135990
MEOH|METHANEX CP       ##|FBSB|U.S. Bancorp Investments, Inc.|10
MEOH|METHANEX CP       ##|FILL|Tradestation Securities, Inc.|2667
MEOH|METHANEX CP       ##|FMAF|NBCN Inc./ CDS|2849
MEOH|METHANEX CP       ##|FOMA|TD AMERITRADE CLEARING, INC.|23999
MEOH|METHANEX CP       ##|FQLS|Quantlab Securities LP|218498
MEOH|METHANEX CP       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14507
MEOH|METHANEX CP       ##|FTBR|Foliofn Investments, Inc.|304
MEOH|METHANEX CP       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|400
MEOH|METHANEX CP       ##|GLPX|ACS EXECUTION SERVICES, LLC|202
MEOH|METHANEX CP       ##|GSCO|GOLDMAN SACHS & CO. LLC|248469
MEOH|METHANEX CP       ##|GSCS|GOLDMAN SACHS & CO. LLC|8199
MEOH|METHANEX CP       ##|GSLT|GOLDMAN SACHS & CO. LLC|3328
MEOH|METHANEX CP       ##|GTSZ|GTS SECURITIES LLC|1346
MEOH|METHANEX CP       ##|HRBF|American Enterprise Investment Services Inc.|1370
MEOH|METHANEX CP       ##|HSBC|HSBC Securities, Inc.|126
MEOH|METHANEX CP       ##|IBKR|Interactive Brokers Llc|19326
MEOH|METHANEX CP       ##|ICBX|INSTINET, LLC|37126
MEOH|METHANEX CP       ##|INCA|INSTINET, LLC|167199
MEOH|METHANEX CP       ##|INJX|INSTINET, LLC|25228
MEOH|METHANEX CP       ##|INTL|INTL FCSTONE FINANCIAL INC.|7
MEOH|METHANEX CP       ##|ITGI|ITG Inc.|38635
MEOH|METHANEX CP       ##|ITGP|ITG INC.|94600
MEOH|METHANEX CP       ##|JEFF|JEFFERIES LLC|120024
MEOH|METHANEX CP       ##|JMPT|JUMP TRADING, LLC|17385
MEOH|METHANEX CP       ##|JPBX|J.P. MORGAN SECURITIES LLC|30846
MEOH|METHANEX CP       ##|JPMX|J.P. Morgan Securities LLC|244984
MEOH|METHANEX CP       ##|KCGM|VIRTU Americas LLC|44321
MEOH|METHANEX CP       ##|LEER|LEERINK PARTNERS LLC|1200
MEOH|METHANEX CP       ##|LEHM|Barclays Capital Inc./Le|365645
MEOH|METHANEX CP       ##|LIME|Lime Brokerage LLC|39431
MEOH|METHANEX CP       ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|23200
MEOH|METHANEX CP       ##|LQNA|LIQUIDNET, INC.|50000
MEOH|METHANEX CP       ##|MCMF|Raymond James Ltd. Cds|550
MEOH|METHANEX CP       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59187
MEOH|METHANEX CP       ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
MEOH|METHANEX CP       ##|MSCO|MORGAN STANLEY & CO. LLC|712485
MEOH|METHANEX CP       ##|MSPL|MORGAN STANLEY & CO. LLC|94700
MEOH|METHANEX CP       ##|MSTX|MORGAN STANLEY & CO. LLC|26600
MEOH|METHANEX CP       ##|MZHO|Mizuho Securities USA LLC|305800
MEOH|METHANEX CP       ##|NEED|Needham & Company, LLC|415
MEOH|METHANEX CP       ##|NFSC|National Financial Services LLC|48202
MEOH|METHANEX CP       ##|NITE|VIRTU Americas LLC|54134
MEOH|METHANEX CP       ##|NITP|VIRTU Americas LLC|200
MEOH|METHANEX CP       ##|NQRB|Brut, LLC|14483
MEOH|METHANEX CP       ##|OHOS|TWO SIGMA SECURITIES, LLC|11723
MEOH|METHANEX CP       ##|OPCO|Oppenheimer & Co. Inc.|679
MEOH|METHANEX CP       ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4114
MEOH|METHANEX CP       ##|PCFF|Pacific International Securities Inc./CDS|110
MEOH|METHANEX CP       ##|PDQM|CODA MARKETS, INC.|29674
MEOH|METHANEX CP       ##|PHLY|NASDAQ Execution Services, LLC|200
MEOH|METHANEX CP       ##|PWJC|UBS Financial Services, Inc.|200
MEOH|METHANEX CP       ##|RAJA|Raymond James & Associates, Inc.|2415
MEOH|METHANEX CP       ##|SAGL|SAGETRADER, LLC|200
MEOH|METHANEX CP       ##|SBSH|Citigroup Global Markets Inc.|23704
MEOH|METHANEX CP       ##|SGMT|GOLDMAN SACHS & CO. LLC|50805
MEOH|METHANEX CP       ##|SPDR|SPEEDROUTE LLC|8955
MEOH|METHANEX CP       ##|SPHN|Stephens Inc.|778
MEOH|METHANEX CP       ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|474
MEOH|METHANEX CP       ##|STFL|Stifel, Nicolaus & Company, Incorporated|515
MEOH|METHANEX CP       ##|SWIM|TD Ameritrade, Inc.|6672
MEOH|METHANEX CP       ##|SWST|Hilltop Securities Inc.|361
MEOH|METHANEX CP       ##|TKNG|ALLY INVEST SECURITIES LLC|500
MEOH|METHANEX CP       ##|TRBT|Tradebot Systems, Inc.|16521
MEOH|METHANEX CP       ##|TRCM|TRC MARKETS LLC|90626
MEOH|METHANEX CP       ##|UBSA|UBS SECURITIES LLC|329122
MEOH|METHANEX CP       ##|UBSS|UBS Securities LLC|307872
MEOH|METHANEX CP       ##|VALX|VIRTU AMERICAS LLC|11353
MEOH|METHANEX CP       ##|VGRD|Vanguard Marketing Corporation|898
MEOH|METHANEX CP       ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1338
MEOH|METHANEX CP       ##|WCHV|WELLS FARGO SECURITIES, LLC|20863
MEOH|METHANEX CP       ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3435
MEOH|METHANEX CP       ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5571
MEOH|METHANEX CP       ##|WSEA|WOLVERINE SECURITIES, LLC|494
MEOH|METHANEX CP       ##|XIST|INSTINET, LLC|21800
MEOH|METHANEX CP       ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|27262
MER$K|ML 6.45% TRUST PFD|ALTX|Alternet Securities Inc.|3300
MER$K|ML 6.45% TRUST PFD|APCC|Apex Clearing Corporation|4
MER$K|ML 6.45% TRUST PFD|BANK|Primevest Financial Services, Inc.|1
MER$K|ML 6.45% TRUST PFD|BARD|Robert W. Baird & Co. Incorporated|680
MER$K|ML 6.45% TRUST PFD|BBNT|BB&T SECURITIES, LLC|12
MER$K|ML 6.45% TRUST PFD|BTIG|BTIG, LLC|5291
MER$K|ML 6.45% TRUST PFD|CANT|Cantor Fitzgerald & Co.|1500
MER$K|ML 6.45% TRUST PFD|CHAS|Charles Schwab & Co., Inc.|13
MER$K|ML 6.45% TRUST PFD|CIST|Capital Institutional Services, Inc.|420
MER$K|ML 6.45% TRUST PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1127
MER$K|ML 6.45% TRUST PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|150
MER$K|ML 6.45% TRUST PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24172
MER$K|ML 6.45% TRUST PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|9432
MER$K|ML 6.45% TRUST PFD|DBAB|Deutsche Bank Securities Inc.|1
MER$K|ML 6.45% TRUST PFD|DBAX|Deutsche Bank Securities Inc.|21700
MER$K|ML 6.45% TRUST PFD|DEAN|MORGAN STANLEY|10460
MER$K|ML 6.45% TRUST PFD|EBXL|EBX LLC|7100
MER$K|ML 6.45% TRUST PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
MER$K|ML 6.45% TRUST PFD|EDJO|Edward D. Jones & Co., L.P.|500
MER$K|ML 6.45% TRUST PFD|EGAM|CBOE TRADING, INC.|1300
MER$K|ML 6.45% TRUST PFD|EGXM|CBOE TRADING, INC.|700
MER$K|ML 6.45% TRUST PFD|ETRS|E*Trade Securities LLC|19271
MER$K|ML 6.45% TRUST PFD|FCST|INTL FCSTONE FINANCIAL INC.|200
MER$K|ML 6.45% TRUST PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
MER$K|ML 6.45% TRUST PFD|FTBR|Foliofn Investments, Inc.|190
MER$K|ML 6.45% TRUST PFD|GLPX|ACS EXECUTION SERVICES, LLC|1723
MER$K|ML 6.45% TRUST PFD|GSCO|GOLDMAN SACHS & CO. LLC|200
MER$K|ML 6.45% TRUST PFD|GTSZ|GTS SECURITIES LLC|100
MER$K|ML 6.45% TRUST PFD|HRBF|American Enterprise Investment Services Inc.|5633
MER$K|ML 6.45% TRUST PFD|HSBC|HSBC Securities, Inc.|3805
MER$K|ML 6.45% TRUST PFD|IATS|INTERACTIVE BROKERS LLC|1698
MER$K|ML 6.45% TRUST PFD|IBKR|Interactive Brokers Llc|11639
MER$K|ML 6.45% TRUST PFD|ICBX|INSTINET, LLC|8600
MER$K|ML 6.45% TRUST PFD|INCA|INSTINET, LLC|11284
MER$K|ML 6.45% TRUST PFD|INJX|INSTINET, LLC|2023
MER$K|ML 6.45% TRUST PFD|ITGI|ITG Inc.|3806
MER$K|ML 6.45% TRUST PFD|ITGP|ITG INC.|600
MER$K|ML 6.45% TRUST PFD|JANY|Janney Montgomery Scott Inc.|500
MER$K|ML 6.45% TRUST PFD|JEFF|JEFFERIES LLC|2252
MER$K|ML 6.45% TRUST PFD|JPMX|J.P. Morgan Securities LLC|15654
MER$K|ML 6.45% TRUST PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|2112
MER$K|ML 6.45% TRUST PFD|JSJX|JANE STREET CAPITAL LLC|200
MER$K|ML 6.45% TRUST PFD|KCGM|VIRTU Americas LLC|6999
MER$K|ML 6.45% TRUST PFD|LEHM|Barclays Capital Inc./Le|12800
MER$K|ML 6.45% TRUST PFD|LIME|Lime Brokerage LLC|2376
MER$K|ML 6.45% TRUST PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MER$K|ML 6.45% TRUST PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3822
MER$K|ML 6.45% TRUST PFD|MSCO|MORGAN STANLEY & CO. LLC|7036
MER$K|ML 6.45% TRUST PFD|MSPL|MORGAN STANLEY & CO. LLC|5900
MER$K|ML 6.45% TRUST PFD|NFSC|National Financial Services LLC|12524
MER$K|ML 6.45% TRUST PFD|NITE|VIRTU Americas LLC|100931
MER$K|ML 6.45% TRUST PFD|NQRB|Brut, LLC|405
MER$K|ML 6.45% TRUST PFD|NTRC|Northern Trust Securities, Inc.|884
MER$K|ML 6.45% TRUST PFD|OPCO|Oppenheimer & Co. Inc.|285
MER$K|ML 6.45% TRUST PFD|PDQM|CODA MARKETS, INC.|4123
MER$K|ML 6.45% TRUST PFD|PWJC|UBS Financial Services, Inc.|6996
MER$K|ML 6.45% TRUST PFD|RBCM|RBC CAPITAL MARKETS, LLC|5393
MER$K|ML 6.45% TRUST PFD|SAGC|SAGETRADER, LLC|400
MER$K|ML 6.45% TRUST PFD|SBSH|Citigroup Global Markets Inc.|6013
MER$K|ML 6.45% TRUST PFD|SGMT|GOLDMAN SACHS & CO. LLC|6638
MER$K|ML 6.45% TRUST PFD|SPDR|SPEEDROUTE LLC|9000
MER$K|ML 6.45% TRUST PFD|STFL|Stifel, Nicolaus & Company, Incorporated|732
MER$K|ML 6.45% TRUST PFD|SWIM|TD Ameritrade, Inc.|5200
MER$K|ML 6.45% TRUST PFD|SWST|Hilltop Securities Inc.|3000
MER$K|ML 6.45% TRUST PFD|TRBT|Tradebot Systems, Inc.|627
MER$K|ML 6.45% TRUST PFD|UBSA|UBS SECURITIES LLC|47071
MER$K|ML 6.45% TRUST PFD|UBSS|UBS Securities LLC|63075
MER$K|ML 6.45% TRUST PFD|VGRD|Vanguard Marketing Corporation|1400
MER$K|ML 6.45% TRUST PFD|WCHV|WELLS FARGO SECURITIES, LLC|27348
MER$K|ML 6.45% TRUST PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11
MER$K|ML 6.45% TRUST PFD|WSEA|WOLVERINE SECURITIES, LLC|200
MER$K|ML 6.45% TRUST PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
MER$K|ML 6.45% TRUST PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MER$K|ML 6.45% TRUST PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13095
MERC|MERCER INTL INC|APCC|Apex Clearing Corporation|134
MERC|MERCER INTL INC|BANK|Primevest Financial Services, Inc.|530
MERC|MERCER INTL INC|BARD|Robert W. Baird & Co. Incorporated|370
MERC|MERCER INTL INC|BATM|CBOE TRADING, INC.|300
MERC|MERCER INTL INC|BERN|Sanford C. Bernstein & Co., LLC|6358
MERC|MERCER INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4907
MERC|MERCER INTL INC|BTIG|BTIG, LLC|18572
MERC|MERCER INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|2196
MERC|MERCER INTL INC|CANT|Cantor Fitzgerald & Co.|20520
MERC|MERCER INTL INC|CHAS|Charles Schwab & Co., Inc.|35
MERC|MERCER INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17309
MERC|MERCER INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
MERC|MERCER INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|105889
MERC|MERCER INTL INC|CTDL|Citadel Derivatives Group Llc|3640
MERC|MERCER INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11242
MERC|MERCER INTL INC|DBAB|Deutsche Bank Securities Inc.|56207
MERC|MERCER INTL INC|DBAX|Deutsche Bank Securities Inc.|134200
MERC|MERCER INTL INC|DEAN|MORGAN STANLEY|3800
MERC|MERCER INTL INC|DEGS|RONIN PROFESSIONAL LLC|8006
MERC|MERCER INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4628
MERC|MERCER INTL INC|EBXL|EBX LLC|35700
MERC|MERCER INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|250
MERC|MERCER INTL INC|EDJO|Edward D. Jones & Co., L.P.|479
MERC|MERCER INTL INC|EGAM|CBOE TRADING, INC.|2977
MERC|MERCER INTL INC|EGXM|CBOE TRADING, INC.|6
MERC|MERCER INTL INC|EGXW|CBOE TRADING, INC.|100
MERC|MERCER INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4462
MERC|MERCER INTL INC|ETRS|E*Trade Securities LLC|15211
MERC|MERCER INTL INC|FBCO|Credit Suisse Securities (USA) LLC|128102
MERC|MERCER INTL INC|FMAF|NBCN Inc./ CDS|449
MERC|MERCER INTL INC|FOMA|TD AMERITRADE CLEARING, INC.|43519
MERC|MERCER INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
MERC|MERCER INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9610
MERC|MERCER INTL INC|FTBR|Foliofn Investments, Inc.|10899
MERC|MERCER INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|121
MERC|MERCER INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|100
MERC|MERCER INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|118551
MERC|MERCER INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|26870
MERC|MERCER INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|557
MERC|MERCER INTL INC|GTSZ|GTS SECURITIES LLC|26087
MERC|MERCER INTL INC|HAPX|HAP Trading, LLC|700
MERC|MERCER INTL INC|HRBF|American Enterprise Investment Services Inc.|404
MERC|MERCER INTL INC|IATS|INTERACTIVE BROKERS LLC|1700
MERC|MERCER INTL INC|IBKR|Interactive Brokers Llc|114706
MERC|MERCER INTL INC|ICBX|INSTINET, LLC|27040
MERC|MERCER INTL INC|INCA|INSTINET, LLC|118539
MERC|MERCER INTL INC|INJX|INSTINET, LLC|5017
MERC|MERCER INTL INC|ITGI|ITG Inc.|10200
MERC|MERCER INTL INC|ITGP|ITG INC.|42600
MERC|MERCER INTL INC|JANY|Janney Montgomery Scott Inc.|2260
MERC|MERCER INTL INC|JEFF|JEFFERIES LLC|20942
MERC|MERCER INTL INC|JMPT|JUMP TRADING, LLC|1477
MERC|MERCER INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|26972
MERC|MERCER INTL INC|JPMX|J.P. Morgan Securities LLC|196670
MERC|MERCER INTL INC|JSJX|JANE STREET CAPITAL LLC|16611
MERC|MERCER INTL INC|KCGM|VIRTU Americas LLC|13930
MERC|MERCER INTL INC|LEHM|Barclays Capital Inc./Le|267076
MERC|MERCER INTL INC|LIME|Lime Brokerage LLC|108861
MERC|MERCER INTL INC|LMGP|LIME BROKERAGE LLC|3586
MERC|MERCER INTL INC|LQNA|LIQUIDNET, INC.|145700
MERC|MERCER INTL INC|MCMF|Raymond James Ltd. Cds|790
MERC|MERCER INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65034
MERC|MERCER INTL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2815
MERC|MERCER INTL INC|MSCO|MORGAN STANLEY & CO. LLC|334131
MERC|MERCER INTL INC|MSPL|MORGAN STANLEY & CO. LLC|92700
MERC|MERCER INTL INC|MSTX|MORGAN STANLEY & CO. LLC|20100
MERC|MERCER INTL INC|NFSC|National Financial Services LLC|70456
MERC|MERCER INTL INC|NITE|VIRTU Americas LLC|195693
MERC|MERCER INTL INC|NITP|VIRTU Americas LLC|2700
MERC|MERCER INTL INC|NQRB|Brut, LLC|394
MERC|MERCER INTL INC|OPCO|Oppenheimer & Co. Inc.|5381
MERC|MERCER INTL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|325
MERC|MERCER INTL INC|PDQM|CODA MARKETS, INC.|4846
MERC|MERCER INTL INC|PHLY|NASDAQ Execution Services, LLC|2000
MERC|MERCER INTL INC|RAJA|Raymond James & Associates, Inc.|10196
MERC|MERCER INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|1785
MERC|MERCER INTL INC|SAGL|SAGETRADER, LLC|510
MERC|MERCER INTL INC|SAGW|SAGETRADER, LLC|98
MERC|MERCER INTL INC|SBSH|Citigroup Global Markets Inc.|24812
MERC|MERCER INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|32281
MERC|MERCER INTL INC|SPDR|SPEEDROUTE LLC|3969
MERC|MERCER INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|2685
MERC|MERCER INTL INC|SWIM|TD Ameritrade, Inc.|1946
MERC|MERCER INTL INC|SWST|Hilltop Securities Inc.|1629
MERC|MERCER INTL INC|TDSI|TD Securities (USA) LLC|63210
MERC|MERCER INTL INC|TKNG|ALLY INVEST SECURITIES LLC|95
MERC|MERCER INTL INC|TRBT|Tradebot Systems, Inc.|5385
MERC|MERCER INTL INC|TRCM|TRC MARKETS LLC|41208
MERC|MERCER INTL INC|UBSA|UBS SECURITIES LLC|60281
MERC|MERCER INTL INC|UBSS|UBS Securities LLC|319219
MERC|MERCER INTL INC|VALX|VIRTU AMERICAS LLC|24043
MERC|MERCER INTL INC|VGRD|Vanguard Marketing Corporation|3219
MERC|MERCER INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|600
MERC|MERCER INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|18193
MERC|MERCER INTL INC|WEED|Weeden & Co.L.P.|14144
MERC|MERCER INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68
MERC|MERCER INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|355
MERC|MERCER INTL INC|WSEA|WOLVERINE SECURITIES, LLC|494
MERC|MERCER INTL INC|XIST|INSTINET, LLC|19400
MERC|MERCER INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4050
MESO|MESOBLAST LTD ADS|ALTX|Alternet Securities Inc.|843
MESO|MESOBLAST LTD ADS|APCC|Apex Clearing Corporation|462
MESO|MESOBLAST LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MESO|MESOBLAST LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14407
MESO|MESOBLAST LTD ADS|CTDL|Citadel Derivatives Group Llc|470
MESO|MESOBLAST LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MESO|MESOBLAST LTD ADS|DBAB|Deutsche Bank Securities Inc.|10502
MESO|MESOBLAST LTD ADS|DBAX|Deutsche Bank Securities Inc.|500
MESO|MESOBLAST LTD ADS|DBUL|Deutsche Bank Securities Inc.|71
MESO|MESOBLAST LTD ADS|DEAN|MORGAN STANLEY|2200
MESO|MESOBLAST LTD ADS|DEGS|RONIN PROFESSIONAL LLC|1400
MESO|MESOBLAST LTD ADS|EBXL|EBX LLC|3300
MESO|MESOBLAST LTD ADS|EGAM|CBOE TRADING, INC.|1500
MESO|MESOBLAST LTD ADS|EGXW|CBOE TRADING, INC.|2000
MESO|MESOBLAST LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|2
MESO|MESOBLAST LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|592
MESO|MESOBLAST LTD ADS|ETRS|E*Trade Securities LLC|75774
MESO|MESOBLAST LTD ADS|FBCO|Credit Suisse Securities (USA) LLC|8731
MESO|MESOBLAST LTD ADS|FILL|Tradestation Securities, Inc.|45
MESO|MESOBLAST LTD ADS|FMAF|NBCN Inc./ CDS|1000
MESO|MESOBLAST LTD ADS|FOMA|TD AMERITRADE CLEARING, INC.|218526
MESO|MESOBLAST LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101
MESO|MESOBLAST LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|2922
MESO|MESOBLAST LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|663
MESO|MESOBLAST LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|39509
MESO|MESOBLAST LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|72597
MESO|MESOBLAST LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|6985
MESO|MESOBLAST LTD ADS|GTSZ|GTS SECURITIES LLC|8176
MESO|MESOBLAST LTD ADS|HASF|Haywood Securities Inc./CDS|2200
MESO|MESOBLAST LTD ADS|HRBF|American Enterprise Investment Services Inc.|205
MESO|MESOBLAST LTD ADS|IATS|INTERACTIVE BROKERS LLC|7720
MESO|MESOBLAST LTD ADS|IBKR|Interactive Brokers Llc|65856
MESO|MESOBLAST LTD ADS|ICBX|INSTINET, LLC|2600
MESO|MESOBLAST LTD ADS|INCA|INSTINET, LLC|10155
MESO|MESOBLAST LTD ADS|INJX|INSTINET, LLC|4873
MESO|MESOBLAST LTD ADS|ITGI|ITG Inc.|7481
MESO|MESOBLAST LTD ADS|ITGP|ITG INC.|4600
MESO|MESOBLAST LTD ADS|JEFF|JEFFERIES LLC|5105
MESO|MESOBLAST LTD ADS|JPMX|J.P. Morgan Securities LLC|7648
MESO|MESOBLAST LTD ADS|KCGM|VIRTU Americas LLC|610
MESO|MESOBLAST LTD ADS|LEHM|Barclays Capital Inc./Le|6547
MESO|MESOBLAST LTD ADS|LIME|Lime Brokerage LLC|26016
MESO|MESOBLAST LTD ADS|MAXM|Maxim Group LLC|4700
MESO|MESOBLAST LTD ADS|MCMF|Raymond James Ltd. Cds|500
MESO|MESOBLAST LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4546
MESO|MESOBLAST LTD ADS|MOTF|MOTIF INVESTING, INC.|1
MESO|MESOBLAST LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|74711
MESO|MESOBLAST LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|2800
MESO|MESOBLAST LTD ADS|NFSC|National Financial Services LLC|75432
MESO|MESOBLAST LTD ADS|NITE|VIRTU Americas LLC|319204
MESO|MESOBLAST LTD ADS|NQRB|Brut, LLC|2142
MESO|MESOBLAST LTD ADS|OLDM|OLD MISSION CAPITAL, LLC|29577
MESO|MESOBLAST LTD ADS|OPCO|Oppenheimer & Co. Inc.|8234
MESO|MESOBLAST LTD ADS|PDQM|CODA MARKETS, INC.|1013
MESO|MESOBLAST LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|31790
MESO|MESOBLAST LTD ADS|SAGL|SAGETRADER, LLC|300
MESO|MESOBLAST LTD ADS|SBSH|Citigroup Global Markets Inc.|3750
MESO|MESOBLAST LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|3507
MESO|MESOBLAST LTD ADS|SOGO|Wang Investment Associates, Inc.|6593
MESO|MESOBLAST LTD ADS|SPDR|SPEEDROUTE LLC|843
MESO|MESOBLAST LTD ADS|STFL|Stifel, Nicolaus & Company, Incorporated|3214
MESO|MESOBLAST LTD ADS|SWIM|TD Ameritrade, Inc.|74540
MESO|MESOBLAST LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|1665
MESO|MESOBLAST LTD ADS|TRCM|TRC MARKETS LLC|1200
MESO|MESOBLAST LTD ADS|UBSA|UBS SECURITIES LLC|19388
MESO|MESOBLAST LTD ADS|UBSS|UBS Securities LLC|15119
MESO|MESOBLAST LTD ADS|VALX|VIRTU AMERICAS LLC|800
MESO|MESOBLAST LTD ADS|VGRD|Vanguard Marketing Corporation|1495
MESO|MESOBLAST LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|6828
MESO|MESOBLAST LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|693
MESO|MESOBLAST LTD ADS|WGIF|CIBC World Markets Inc.|35
MESO|MESOBLAST LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|1391
MESO|MESOBLAST LTD ADS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|24750
MESO|MESOBLAST LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
MESO|MESOBLAST LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|50
MESO|MESOBLAST LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1450
MET|METLIFE INC|ABLE|NATIXIS Securities Americas LLC|97088
MET|METLIFE INC|ADAM|CANACCORD GENUITY INC.|355223
MET|METLIFE INC|AGIS|Aegis Capital Corp.|7090
MET|METLIFE INC|ALTX|Alternet Securities Inc.|189527
MET|METLIFE INC|ANOS|ABEL/NOSER, L.L.C.|23308
MET|METLIFE INC|APCC|Apex Clearing Corporation|2838
MET|METLIFE INC|BALE|M&T SECURITIES, INC.|3626
MET|METLIFE INC|BANK|Primevest Financial Services, Inc.|3226
MET|METLIFE INC|BARD|Robert W. Baird & Co. Incorporated|42231
MET|METLIFE INC|BATM|CBOE TRADING, INC.|9549
MET|METLIFE INC|BAYC|BAY CREST PARTNERS, LLC|2529
MET|METLIFE INC|BAYT|BTIG, LLC|3800
MET|METLIFE INC|BBNT|BB&T SECURITIES, LLC|5698
MET|METLIFE INC|BERN|Sanford C. Bernstein & Co., LLC|1387245
MET|METLIFE INC|BIDS|BIDS TRADING L.P.|77800
MET|METLIFE INC|BIMI|Banca IMI Securities Corp.|53
MET|METLIFE INC|BKCM|BNY Mellon Capital Markets LLC|1092
MET|METLIFE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|77378
MET|METLIFE INC|BLKX|INSTINET, LLC|1044470
MET|METLIFE INC|BMOC|BMO Capital Markets Corp.|51073
MET|METLIFE INC|BNPX|BNP PARIBAS SECURITIES CORP.|501659
MET|METLIFE INC|BTIG|BTIG, LLC|996662
MET|METLIFE INC|BYXM|CBOE TRADING, INC.|5691
MET|METLIFE INC|BZYD|GOLDMAN SACHS & CO. LLC|503
MET|METLIFE INC|CABR|Cabrera Capital Markets, Inc.|12
MET|METLIFE INC|CANT|Cantor Fitzgerald & Co.|17266
MET|METLIFE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|232200
MET|METLIFE INC|CHAS|Charles Schwab & Co., Inc.|21281
MET|METLIFE INC|CIBP|CIBC World Markets Corp.|70566
MET|METLIFE INC|CICF|Canaccord Genuity Corp.|2725
MET|METLIFE INC|CIOI|CITIGROUP GLOBAL MARKETS INC|214000
MET|METLIFE INC|CIST|Capital Institutional Services, Inc.|43982
MET|METLIFE INC|CLSA|CLSA AMERICAS, LLC|800
MET|METLIFE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1106742
MET|METLIFE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
MET|METLIFE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20632
MET|METLIFE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1861857
MET|METLIFE INC|CTDL|Citadel Derivatives Group Llc|55350
MET|METLIFE INC|CTLR|CUTLER GROUP, LP|10003
MET|METLIFE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|217082
MET|METLIFE INC|DADA|D.A. Davidson & Co.|3145
MET|METLIFE INC|DAVA|Davenport & Company LLC|17333
MET|METLIFE INC|DBAB|Deutsche Bank Securities Inc.|1118135
MET|METLIFE INC|DBAX|Deutsche Bank Securities Inc.|1725500
MET|METLIFE INC|DBUL|Deutsche Bank Securities Inc.|4481
MET|METLIFE INC|DCHF|Dart Executions, LLC|20561
MET|METLIFE INC|DEAN|MORGAN STANLEY|99366
MET|METLIFE INC|DEGS|RONIN PROFESSIONAL LLC|300
MET|METLIFE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23174
MET|METLIFE INC|DIVA|Divine Capital Markets LLC|40615
MET|METLIFE INC|DOWL|Dowling & Partners Securities LLC|13000
MET|METLIFE INC|DREX|Drexel Hamilton, LLC|50000
MET|METLIFE INC|DRWK|DRW SECURITIES, L.L.C.|25695
MET|METLIFE INC|EBXL|EBX LLC|2153800
MET|METLIFE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|174981
MET|METLIFE INC|EDJC|Edward Jones / CDS|2726
MET|METLIFE INC|EDJO|Edward D. Jones & Co., L.P.|52710
MET|METLIFE INC|EGAM|CBOE TRADING, INC.|66802
MET|METLIFE INC|EGAW|CBOE TRADING, INC.|585
MET|METLIFE INC|EGXM|CBOE TRADING, INC.|10603
MET|METLIFE INC|EGXW|CBOE TRADING, INC.|100
MET|METLIFE INC|ELEV|ELEVATION, LLC|15888
MET|METLIFE INC|ETBE|Electronic Transaction Clearing, Inc.|66748
MET|METLIFE INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
MET|METLIFE INC|ETCB|ETC BROKERAGE SERVICES, LLC|10
MET|METLIFE INC|ETCC|Electronic Transaction Clearing, Inc.|1184
MET|METLIFE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10030
MET|METLIFE INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6991
MET|METLIFE INC|ETRS|E*Trade Securities LLC|234883
MET|METLIFE INC|FBSB|U.S. Bancorp Investments, Inc.|539
MET|METLIFE INC|FIDT|Fidelity Clearing Canada ULC./ CDS|17
MET|METLIFE INC|FILL|Tradestation Securities, Inc.|6161
MET|METLIFE INC|FINX|FINTECH SECURITIES|5423
MET|METLIFE INC|FMAF|NBCN Inc./ CDS|46489
MET|METLIFE INC|FMCO|First Manhattan Co|287
MET|METLIFE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18127
MET|METLIFE INC|FQLS|Quantlab Securities LP|2024005
MET|METLIFE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|355396
MET|METLIFE INC|FTBR|Foliofn Investments, Inc.|12888
MET|METLIFE INC|GBMT|GBM International, Inc.|1358
MET|METLIFE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|16370
MET|METLIFE INC|GLIS|TD Securities Inc|9032
MET|METLIFE INC|GLPX|ACS EXECUTION SERVICES, LLC|291036
MET|METLIFE INC|GSCO|GOLDMAN SACHS & CO. LLC|5510384
MET|METLIFE INC|GSCS|GOLDMAN SACHS & CO. LLC|45080
MET|METLIFE INC|GSLT|GOLDMAN SACHS & CO. LLC|100973
MET|METLIFE INC|GTSZ|GTS SECURITIES LLC|764468
MET|METLIFE INC|HRBF|American Enterprise Investment Services Inc.|242508
MET|METLIFE INC|HSBC|HSBC Securities, Inc.|45921
MET|METLIFE INC|IATS|INTERACTIVE BROKERS LLC|10335
MET|METLIFE INC|IBKR|Interactive Brokers Llc|22194
MET|METLIFE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10395
MET|METLIFE INC|ICBX|INSTINET, LLC|464591
MET|METLIFE INC|IEQY|CITADEL SECURITIES LLC|558193
MET|METLIFE INC|INCA|INSTINET, LLC|1270198
MET|METLIFE INC|INJX|INSTINET, LLC|6340
MET|METLIFE INC|ITGI|ITG Inc.|427210
MET|METLIFE INC|ITGP|ITG INC.|1131800
MET|METLIFE INC|JANY|Janney Montgomery Scott Inc.|138018
MET|METLIFE INC|JEFF|JEFFERIES LLC|784337
MET|METLIFE INC|JHDR|J.H. Darbie & Co., Inc.|200
MET|METLIFE INC|JMPT|JUMP TRADING, LLC|332383
MET|METLIFE INC|JONE|JonesTrading|22585
MET|METLIFE INC|JPBX|J.P. MORGAN SECURITIES LLC|300749
MET|METLIFE INC|JPMX|J.P. Morgan Securities LLC|2309909
MET|METLIFE INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1996
MET|METLIFE INC|JSJX|JANE STREET CAPITAL LLC|53175
MET|METLIFE INC|KBWI|Keefe, Bruyette & Woods, Inc.|104357
MET|METLIFE INC|KCGM|VIRTU Americas LLC|278064
MET|METLIFE INC|LEHM|Barclays Capital Inc./Le|9242994
MET|METLIFE INC|LIME|Lime Brokerage LLC|492406
MET|METLIFE INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|1453542
MET|METLIFE INC|LOOP|Loop Capital Markets LLC|32390
MET|METLIFE INC|LPCM|Lampert Capital Markets Inc.|67300
MET|METLIFE INC|LQNA|LIQUIDNET, INC.|280300
MET|METLIFE INC|LSCI|Lek Securities Corporation|9028
MET|METLIFE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
MET|METLIFE INC|MACC|Mid Atlantic Capital Corporation|5298
MET|METLIFE INC|MACQ|Macquarie Capital (USA) Inc.|6107
MET|METLIFE INC|MAXM|Maxim Group LLC|127436
MET|METLIFE INC|MCBT|Moors & Cabot, Inc.|250
MET|METLIFE INC|MCMF|Raymond James Ltd. Cds|11628
MET|METLIFE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|925229
MET|METLIFE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9734
MET|METLIFE INC|MNDX|TJM Investments, LLC|4600
MET|METLIFE INC|MOTF|MOTIF INVESTING, INC.|8
MET|METLIFE INC|MPSG|E D & F Man Capital Markets Inc.|5804
MET|METLIFE INC|MSCO|MORGAN STANLEY & CO. LLC|5666871
MET|METLIFE INC|MSPL|MORGAN STANLEY & CO. LLC|1350600
MET|METLIFE INC|MSTX|MORGAN STANLEY & CO. LLC|1032200
MET|METLIFE INC|MZHO|Mizuho Securities USA LLC|14000
MET|METLIFE INC|NATL|National Securities Corporation|410
MET|METLIFE INC|NBCS|NBC Securities, INC.|35
MET|METLIFE INC|NEED|Needham & Company, LLC|2020
MET|METLIFE INC|NEUB|NEUBERGER BERMAN BD LLC|300
MET|METLIFE INC|NFSC|National Financial Services LLC|1061605
MET|METLIFE INC|NITE|VIRTU Americas LLC|2833721
MET|METLIFE INC|NITP|VIRTU Americas LLC|1717
MET|METLIFE INC|NMRA|Nomura Securities International, Inc.|1300
MET|METLIFE INC|NQRB|Brut, LLC|59483
MET|METLIFE INC|NTBF|BMO Nesbitt Burns Inc./CDS|5642
MET|METLIFE INC|NTRC|Northern Trust Securities, Inc.|8764
MET|METLIFE INC|OHOS|TWO SIGMA SECURITIES, LLC|271498
MET|METLIFE INC|OPCO|Oppenheimer & Co. Inc.|31445
MET|METLIFE INC|OTAA|OTA LLC|2100
MET|METLIFE INC|PCFF|Pacific International Securities Inc./CDS|3000
MET|METLIFE INC|PDQM|CODA MARKETS, INC.|198731
MET|METLIFE INC|PHLY|NASDAQ Execution Services, LLC|47344
MET|METLIFE INC|PIPR|Piper Jaffray & Co.|83500
MET|METLIFE INC|PNSR|Penserra Securities, LLC|1900
MET|METLIFE INC|PWJC|UBS Financial Services, Inc.|43830
MET|METLIFE INC|QMSR|QUATTRO M SECURITIES INC.|6310
MET|METLIFE INC|RBCM|RBC CAPITAL MARKETS, LLC|93741
MET|METLIFE INC|SAGL|SAGETRADER, LLC|295181
MET|METLIFE INC|SALI|INTL FCSTONE FINANCIAL INC.|3434
MET|METLIFE INC|SBSH|Citigroup Global Markets Inc.|2161823
MET|METLIFE INC|SDLR|Sandler, O'Neill & Partners, L.P.|1000
MET|METLIFE INC|SEIC|SEI Investments Distribution Co.|21268
MET|METLIFE INC|SGMT|GOLDMAN SACHS & CO. LLC|1155027
MET|METLIFE INC|SJLS|TRADE INFORMATICS LLC|2300
MET|METLIFE INC|SPDR|SPEEDROUTE LLC|88659
MET|METLIFE INC|SPHN|Stephens Inc.|2229
MET|METLIFE INC|STFL|Stifel, Nicolaus & Company, Incorporated|180740
MET|METLIFE INC|STKP|STOCKPILE INVESTMENTS, INC.|32
MET|METLIFE INC|STXG|Stockcross Financial Services, Inc.|3
MET|METLIFE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22163
MET|METLIFE INC|SWIM|TD Ameritrade, Inc.|415575
MET|METLIFE INC|SWST|Hilltop Securities Inc.|77112
MET|METLIFE INC|TDSI|TD Securities (USA) LLC|15051
MET|METLIFE INC|TKNG|ALLY INVEST SECURITIES LLC|858
MET|METLIFE INC|TMBR|Timber Hill LLC|9576
MET|METLIFE INC|TRBT|Tradebot Systems, Inc.|1213126
MET|METLIFE INC|TRCM|TRC MARKETS LLC|1656723
MET|METLIFE INC|TWTT|TASTYWORKS, INC.|100
MET|METLIFE INC|UBSA|UBS SECURITIES LLC|3832631
MET|METLIFE INC|UBSS|UBS Securities LLC|3957434
MET|METLIFE INC|VALX|VIRTU AMERICAS LLC|172244
MET|METLIFE INC|VGRD|Vanguard Marketing Corporation|40057
MET|METLIFE INC|VNDM|Wall Street Access|18896
MET|METLIFE INC|VSIN|Vision Financial Markets Llc|101
MET|METLIFE INC|WABR|Wall Street Access|108398
MET|METLIFE INC|WBET|Wallachbeth Capital LLC|100178
MET|METLIFE INC|WBLR|WILLIAM BLAIR|53946
MET|METLIFE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|20511
MET|METLIFE INC|WCHV|WELLS FARGO SECURITIES, LLC|788405
MET|METLIFE INC|WDNX|WEEDEN & CO.L.P.|12460
MET|METLIFE INC|WEDB|WEDBUSH SECURITIES INC.|41018
MET|METLIFE INC|WEED|Weeden & Co.L.P.|10514
MET|METLIFE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|237690
MET|METLIFE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17265
MET|METLIFE INC|WGIF|CIBC World Markets Inc.|3388
MET|METLIFE INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11553
MET|METLIFE INC|WOLF|Wolfe Trahan Securities|200
MET|METLIFE INC|WSEA|WOLVERINE SECURITIES, LLC|31781
MET|METLIFE INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2250
MET|METLIFE INC|XIST|INSTINET, LLC|155764
MET|METLIFE INC|XPQR|Jump Trading|4100
MET|METLIFE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|256248
MET|METLIFE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|11437
MET|METLIFE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54843
MET$A|METLIFE PFD A FLTG|AGIS|Aegis Capital Corp.|600
MET$A|METLIFE PFD A FLTG|ALTX|Alternet Securities Inc.|200
MET$A|METLIFE PFD A FLTG|BANK|Primevest Financial Services, Inc.|5
MET$A|METLIFE PFD A FLTG|BARD|Robert W. Baird & Co. Incorporated|4325
MET$A|METLIFE PFD A FLTG|BBNT|BB&T SECURITIES, LLC|200
MET$A|METLIFE PFD A FLTG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
MET$A|METLIFE PFD A FLTG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|523
MET$A|METLIFE PFD A FLTG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MET$A|METLIFE PFD A FLTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4266
MET$A|METLIFE PFD A FLTG|CXCX|CITIGROUP GLOBAL MARKETS INC.|4254
MET$A|METLIFE PFD A FLTG|DBAX|Deutsche Bank Securities Inc.|7000
MET$A|METLIFE PFD A FLTG|DEAN|MORGAN STANLEY|8420
MET$A|METLIFE PFD A FLTG|EBXL|EBX LLC|2700
MET$A|METLIFE PFD A FLTG|EDJO|Edward D. Jones & Co., L.P.|4440
MET$A|METLIFE PFD A FLTG|ETRS|E*Trade Securities LLC|999
MET$A|METLIFE PFD A FLTG|FILL|Tradestation Securities, Inc.|100
MET$A|METLIFE PFD A FLTG|FTBR|Foliofn Investments, Inc.|2
MET$A|METLIFE PFD A FLTG|GLPX|ACS EXECUTION SERVICES, LLC|274
MET$A|METLIFE PFD A FLTG|GSLT|GOLDMAN SACHS & CO. LLC|100
MET$A|METLIFE PFD A FLTG|GTSZ|GTS SECURITIES LLC|700
MET$A|METLIFE PFD A FLTG|HRBF|American Enterprise Investment Services Inc.|6329
MET$A|METLIFE PFD A FLTG|IBKR|Interactive Brokers Llc|100
MET$A|METLIFE PFD A FLTG|ICBX|INSTINET, LLC|1000
MET$A|METLIFE PFD A FLTG|INCA|INSTINET, LLC|1300
MET$A|METLIFE PFD A FLTG|INJX|INSTINET, LLC|500
MET$A|METLIFE PFD A FLTG|JANY|Janney Montgomery Scott Inc.|8535
MET$A|METLIFE PFD A FLTG|JPMX|J.P. Morgan Securities LLC|10306
MET$A|METLIFE PFD A FLTG|JSJX|JANE STREET CAPITAL LLC|132
MET$A|METLIFE PFD A FLTG|KCGM|VIRTU Americas LLC|423
MET$A|METLIFE PFD A FLTG|LEHM|Barclays Capital Inc./Le|8200
MET$A|METLIFE PFD A FLTG|LIME|Lime Brokerage LLC|1120
MET$A|METLIFE PFD A FLTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
MET$A|METLIFE PFD A FLTG|MSCO|MORGAN STANLEY & CO. LLC|10658
MET$A|METLIFE PFD A FLTG|MSPL|MORGAN STANLEY & CO. LLC|600
MET$A|METLIFE PFD A FLTG|NFSC|National Financial Services LLC|13913
MET$A|METLIFE PFD A FLTG|NITE|VIRTU Americas LLC|43943
MET$A|METLIFE PFD A FLTG|NQRB|Brut, LLC|400
MET$A|METLIFE PFD A FLTG|OLDM|OLD MISSION CAPITAL, LLC|500
MET$A|METLIFE PFD A FLTG|OPCO|Oppenheimer & Co. Inc.|41
MET$A|METLIFE PFD A FLTG|PDQM|CODA MARKETS, INC.|1239
MET$A|METLIFE PFD A FLTG|PWJC|UBS Financial Services, Inc.|6864
MET$A|METLIFE PFD A FLTG|RBCM|RBC CAPITAL MARKETS, LLC|4955
MET$A|METLIFE PFD A FLTG|SBSH|Citigroup Global Markets Inc.|400
MET$A|METLIFE PFD A FLTG|SGMT|GOLDMAN SACHS & CO. LLC|800
MET$A|METLIFE PFD A FLTG|SPDR|SPEEDROUTE LLC|2300
MET$A|METLIFE PFD A FLTG|SPHN|Stephens Inc.|17
MET$A|METLIFE PFD A FLTG|STFL|Stifel, Nicolaus & Company, Incorporated|211
MET$A|METLIFE PFD A FLTG|SWIM|TD Ameritrade, Inc.|500
MET$A|METLIFE PFD A FLTG|SWST|Hilltop Securities Inc.|27
MET$A|METLIFE PFD A FLTG|UBSA|UBS SECURITIES LLC|12410
MET$A|METLIFE PFD A FLTG|UBSS|UBS Securities LLC|27515
MET$A|METLIFE PFD A FLTG|VGRD|Vanguard Marketing Corporation|1525
MET$A|METLIFE PFD A FLTG|WCHV|WELLS FARGO SECURITIES, LLC|54987
MET$A|METLIFE PFD A FLTG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|125
MET$A|METLIFE PFD A FLTG|XSTM|NATIONAL FINANCIAL SERVICES LLC|2230
MET$A|METLIFE PFD A FLTG|YKNA|COMHAR CAPITAL MARKETS, LLC|108
MET$A|METLIFE PFD A FLTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5423
MET$E|METLIFE, INC. DEP E|AGIS|Aegis Capital Corp.|80
MET$E|METLIFE, INC. DEP E|ALTX|Alternet Securities Inc.|11119
MET$E|METLIFE, INC. DEP E|BARD|Robert W. Baird & Co. Incorporated|26344
MET$E|METLIFE, INC. DEP E|BBNT|BB&T SECURITIES, LLC|7765
MET$E|METLIFE, INC. DEP E|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|132900
MET$E|METLIFE, INC. DEP E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43953
MET$E|METLIFE, INC. DEP E|BMUR|BREAN CAPITAL, LLC|15015
MET$E|METLIFE, INC. DEP E|BNCH|The Benchmark Company, LLC|8727
MET$E|METLIFE, INC. DEP E|BOSC|Boenning & Scattergood, Inc.|600
MET$E|METLIFE, INC. DEP E|BTIG|BTIG, LLC|262
MET$E|METLIFE, INC. DEP E|BYXM|CBOE TRADING, INC.|849
MET$E|METLIFE, INC. DEP E|CHAS|Charles Schwab & Co., Inc.|887
MET$E|METLIFE, INC. DEP E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6685
MET$E|METLIFE, INC. DEP E|CPET|CLEARPOOL EXECUTION SERVICES, LLC|64
MET$E|METLIFE, INC. DEP E|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|86820
MET$E|METLIFE, INC. DEP E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30666
MET$E|METLIFE, INC. DEP E|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
MET$E|METLIFE, INC. DEP E|DADA|D.A. Davidson & Co.|2703
MET$E|METLIFE, INC. DEP E|DBAX|Deutsche Bank Securities Inc.|34600
MET$E|METLIFE, INC. DEP E|DEAN|MORGAN STANLEY|346677
MET$E|METLIFE, INC. DEP E|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3712
MET$E|METLIFE, INC. DEP E|EBXL|EBX LLC|28400
MET$E|METLIFE, INC. DEP E|ECUT|CONVERGEX EXECUTION SOLUTIONS|11414
MET$E|METLIFE, INC. DEP E|EDJO|Edward D. Jones & Co., L.P.|4562
MET$E|METLIFE, INC. DEP E|EGAM|CBOE TRADING, INC.|28069
MET$E|METLIFE, INC. DEP E|EGXM|CBOE TRADING, INC.|1000
MET$E|METLIFE, INC. DEP E|EGXW|CBOE TRADING, INC.|500
MET$E|METLIFE, INC. DEP E|ETRS|E*Trade Securities LLC|12039
MET$E|METLIFE, INC. DEP E|FILL|Tradestation Securities, Inc.|58
MET$E|METLIFE, INC. DEP E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23474
MET$E|METLIFE, INC. DEP E|GEBB|GLOBAL EXECUTION BROKERS, LP|400
MET$E|METLIFE, INC. DEP E|GLPX|ACS EXECUTION SERVICES, LLC|30358
MET$E|METLIFE, INC. DEP E|GSCO|GOLDMAN SACHS & CO. LLC|330551
MET$E|METLIFE, INC. DEP E|GSLT|GOLDMAN SACHS & CO. LLC|3877
MET$E|METLIFE, INC. DEP E|GTSZ|GTS SECURITIES LLC|1200
MET$E|METLIFE, INC. DEP E|HRBF|American Enterprise Investment Services Inc.|50281
MET$E|METLIFE, INC. DEP E|IATS|INTERACTIVE BROKERS LLC|9630
MET$E|METLIFE, INC. DEP E|IBKR|Interactive Brokers Llc|76196
MET$E|METLIFE, INC. DEP E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|396
MET$E|METLIFE, INC. DEP E|ICBX|INSTINET, LLC|3400
MET$E|METLIFE, INC. DEP E|INCA|INSTINET, LLC|24794
MET$E|METLIFE, INC. DEP E|INJX|INSTINET, LLC|4276
MET$E|METLIFE, INC. DEP E|INTL|INTL FCSTONE FINANCIAL INC.|44496
MET$E|METLIFE, INC. DEP E|ITGI|ITG Inc.|23165
MET$E|METLIFE, INC. DEP E|ITGP|ITG INC.|30400
MET$E|METLIFE, INC. DEP E|JANY|Janney Montgomery Scott Inc.|48147
MET$E|METLIFE, INC. DEP E|JEFF|JEFFERIES LLC|8650
MET$E|METLIFE, INC. DEP E|JPMX|J.P. Morgan Securities LLC|20554
MET$E|METLIFE, INC. DEP E|KCGM|VIRTU Americas LLC|18044
MET$E|METLIFE, INC. DEP E|LAFC|R. F. Lafferty & Co., Inc.|7000
MET$E|METLIFE, INC. DEP E|LEHM|Barclays Capital Inc./Le|33500
MET$E|METLIFE, INC. DEP E|LIME|Lime Brokerage LLC|588
MET$E|METLIFE, INC. DEP E|LSCI|Lek Securities Corporation|3000
MET$E|METLIFE, INC. DEP E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14068
MET$E|METLIFE, INC. DEP E|MACC|Mid Atlantic Capital Corporation|700
MET$E|METLIFE, INC. DEP E|MAXM|Maxim Group LLC|2900
MET$E|METLIFE, INC. DEP E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57000
MET$E|METLIFE, INC. DEP E|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
MET$E|METLIFE, INC. DEP E|MSCO|MORGAN STANLEY & CO. LLC|134808
MET$E|METLIFE, INC. DEP E|MSPL|MORGAN STANLEY & CO. LLC|6800
MET$E|METLIFE, INC. DEP E|NATL|National Securities Corporation|1400
MET$E|METLIFE, INC. DEP E|NFSC|National Financial Services LLC|65690
MET$E|METLIFE, INC. DEP E|NITE|VIRTU Americas LLC|420403
MET$E|METLIFE, INC. DEP E|NQRB|Brut, LLC|32841
MET$E|METLIFE, INC. DEP E|OPCO|Oppenheimer & Co. Inc.|12740
MET$E|METLIFE, INC. DEP E|PDQM|CODA MARKETS, INC.|152908
MET$E|METLIFE, INC. DEP E|PWJC|UBS Financial Services, Inc.|164944
MET$E|METLIFE, INC. DEP E|PWJX|UBS Financial Services Inc.|4570
MET$E|METLIFE, INC. DEP E|RBCM|RBC CAPITAL MARKETS, LLC|36128
MET$E|METLIFE, INC. DEP E|RJLC|RJL CAPITAL GROUP, LLC|1000
MET$E|METLIFE, INC. DEP E|SALI|INTL FCSTONE FINANCIAL INC.|288
MET$E|METLIFE, INC. DEP E|SBSH|Citigroup Global Markets Inc.|4857
MET$E|METLIFE, INC. DEP E|SGMT|GOLDMAN SACHS & CO. LLC|17846
MET$E|METLIFE, INC. DEP E|SPDR|SPEEDROUTE LLC|50700
MET$E|METLIFE, INC. DEP E|STFL|Stifel, Nicolaus & Company, Incorporated|79214
MET$E|METLIFE, INC. DEP E|SWIM|TD Ameritrade, Inc.|300
MET$E|METLIFE, INC. DEP E|SWST|Hilltop Securities Inc.|2600
MET$E|METLIFE, INC. DEP E|UBSA|UBS SECURITIES LLC|78608
MET$E|METLIFE, INC. DEP E|UBSS|UBS Securities LLC|327243
MET$E|METLIFE, INC. DEP E|VGRD|Vanguard Marketing Corporation|10499
MET$E|METLIFE, INC. DEP E|VNDM|Wall Street Access|6197
MET$E|METLIFE, INC. DEP E|WBLR|WILLIAM BLAIR|6800
MET$E|METLIFE, INC. DEP E|WCHV|WELLS FARGO SECURITIES, LLC|465240
MET$E|METLIFE, INC. DEP E|WEDB|WEDBUSH SECURITIES INC.|12222
MET$E|METLIFE, INC. DEP E|WEED|Weeden & Co.L.P.|39740
MET$E|METLIFE, INC. DEP E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|252
MET$E|METLIFE, INC. DEP E|XSTM|NATIONAL FINANCIAL SERVICES LLC|2624
MET$E|METLIFE, INC. DEP E|YKNA|COMHAR CAPITAL MARKETS, LLC|104311
MET$E|METLIFE, INC. DEP E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35545
METC|RAMACO RESOURCES CM|ALTX|Alternet Securities Inc.|1202
METC|RAMACO RESOURCES CM|APCC|Apex Clearing Corporation|743
METC|RAMACO RESOURCES CM|BATM|CBOE TRADING, INC.|817
METC|RAMACO RESOURCES CM|BBNT|BB&T SECURITIES, LLC|800
METC|RAMACO RESOURCES CM|BERN|Sanford C. Bernstein & Co., LLC|1297
METC|RAMACO RESOURCES CM|BMOC|BMO Capital Markets Corp.|971
METC|RAMACO RESOURCES CM|BNPX|BNP PARIBAS SECURITIES CORP.|533
METC|RAMACO RESOURCES CM|BYXM|CBOE TRADING, INC.|100
METC|RAMACO RESOURCES CM|BZYD|GOLDMAN SACHS & CO. LLC|920
METC|RAMACO RESOURCES CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3948
METC|RAMACO RESOURCES CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5600
METC|RAMACO RESOURCES CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31997
METC|RAMACO RESOURCES CM|CTDL|Citadel Derivatives Group Llc|1887
METC|RAMACO RESOURCES CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2296
METC|RAMACO RESOURCES CM|DADA|D.A. Davidson & Co.|1016
METC|RAMACO RESOURCES CM|DBAB|Deutsche Bank Securities Inc.|31986
METC|RAMACO RESOURCES CM|DBAX|Deutsche Bank Securities Inc.|23800
METC|RAMACO RESOURCES CM|DEGS|RONIN PROFESSIONAL LLC|25469
METC|RAMACO RESOURCES CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
METC|RAMACO RESOURCES CM|EBXL|EBX LLC|104600
METC|RAMACO RESOURCES CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|10864
METC|RAMACO RESOURCES CM|EDJO|Edward D. Jones & Co., L.P.|460
METC|RAMACO RESOURCES CM|EGAM|CBOE TRADING, INC.|1302
METC|RAMACO RESOURCES CM|EGXM|CBOE TRADING, INC.|410
METC|RAMACO RESOURCES CM|ETBE|Electronic Transaction Clearing, Inc.|1910
METC|RAMACO RESOURCES CM|ETDJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
METC|RAMACO RESOURCES CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3422
METC|RAMACO RESOURCES CM|ETRS|E*Trade Securities LLC|14085
METC|RAMACO RESOURCES CM|FBCO|Credit Suisse Securities (USA) LLC|157168
METC|RAMACO RESOURCES CM|FMAF|NBCN Inc./ CDS|331
METC|RAMACO RESOURCES CM|FOMA|TD AMERITRADE CLEARING, INC.|89139
METC|RAMACO RESOURCES CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4544
METC|RAMACO RESOURCES CM|FTBR|Foliofn Investments, Inc.|64
METC|RAMACO RESOURCES CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3722
METC|RAMACO RESOURCES CM|GLPX|ACS EXECUTION SERVICES, LLC|5306
METC|RAMACO RESOURCES CM|GSCO|GOLDMAN SACHS & CO. LLC|156562
METC|RAMACO RESOURCES CM|GSCS|GOLDMAN SACHS & CO. LLC|1300
METC|RAMACO RESOURCES CM|GTSZ|GTS SECURITIES LLC|7643
METC|RAMACO RESOURCES CM|IATS|INTERACTIVE BROKERS LLC|1778
METC|RAMACO RESOURCES CM|IBKR|Interactive Brokers Llc|28466
METC|RAMACO RESOURCES CM|ICBX|INSTINET, LLC|5500
METC|RAMACO RESOURCES CM|IEQY|CITADEL SECURITIES LLC|3503
METC|RAMACO RESOURCES CM|INCA|INSTINET, LLC|85931
METC|RAMACO RESOURCES CM|INJX|INSTINET, LLC|49837
METC|RAMACO RESOURCES CM|ITGI|ITG Inc.|24822
METC|RAMACO RESOURCES CM|ITGP|ITG INC.|14000
METC|RAMACO RESOURCES CM|JEFF|JEFFERIES LLC|31193
METC|RAMACO RESOURCES CM|JPBX|J.P. MORGAN SECURITIES LLC|8230
METC|RAMACO RESOURCES CM|JPMX|J.P. Morgan Securities LLC|158842
METC|RAMACO RESOURCES CM|KCGM|VIRTU Americas LLC|3408
METC|RAMACO RESOURCES CM|LEHM|Barclays Capital Inc./Le|59632
METC|RAMACO RESOURCES CM|LIME|Lime Brokerage LLC|33853
METC|RAMACO RESOURCES CM|LMGP|LIME BROKERAGE LLC|2800
METC|RAMACO RESOURCES CM|LQNA|LIQUIDNET, INC.|19100
METC|RAMACO RESOURCES CM|LSCI|Lek Securities Corporation|1195
METC|RAMACO RESOURCES CM|MACQ|Macquarie Capital (USA) Inc.|15988
METC|RAMACO RESOURCES CM|MAXM|Maxim Group LLC|572
METC|RAMACO RESOURCES CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
METC|RAMACO RESOURCES CM|MSCO|MORGAN STANLEY & CO. LLC|119142
METC|RAMACO RESOURCES CM|MSPL|MORGAN STANLEY & CO. LLC|14000
METC|RAMACO RESOURCES CM|NFSC|National Financial Services LLC|27336
METC|RAMACO RESOURCES CM|NITE|VIRTU Americas LLC|111367
METC|RAMACO RESOURCES CM|NITP|VIRTU Americas LLC|500
METC|RAMACO RESOURCES CM|NQRB|Brut, LLC|602
METC|RAMACO RESOURCES CM|PDQM|CODA MARKETS, INC.|7524
METC|RAMACO RESOURCES CM|PLAT|CLARKSONS PLATOU SECURITIES, INC.|92584
METC|RAMACO RESOURCES CM|RBCM|RBC CAPITAL MARKETS, LLC|200
METC|RAMACO RESOURCES CM|SBSH|Citigroup Global Markets Inc.|10422
METC|RAMACO RESOURCES CM|SGMT|GOLDMAN SACHS & CO. LLC|3439
METC|RAMACO RESOURCES CM|SPDR|SPEEDROUTE LLC|4484
METC|RAMACO RESOURCES CM|STFL|Stifel, Nicolaus & Company, Incorporated|1106
METC|RAMACO RESOURCES CM|SWIM|TD Ameritrade, Inc.|6856
METC|RAMACO RESOURCES CM|TKNG|ALLY INVEST SECURITIES LLC|120
METC|RAMACO RESOURCES CM|TRCM|TRC MARKETS LLC|8482
METC|RAMACO RESOURCES CM|TWTT|TASTYWORKS, INC.|400
METC|RAMACO RESOURCES CM|UBSA|UBS SECURITIES LLC|34612
METC|RAMACO RESOURCES CM|UBSS|UBS Securities LLC|59136
METC|RAMACO RESOURCES CM|VALX|VIRTU AMERICAS LLC|3266
METC|RAMACO RESOURCES CM|VGRD|Vanguard Marketing Corporation|1499
METC|RAMACO RESOURCES CM|WCHV|WELLS FARGO SECURITIES, LLC|36663
METC|RAMACO RESOURCES CM|WEED|Weeden & Co.L.P.|8900
METC|RAMACO RESOURCES CM|WESC|Wellington Shields & Co., LLC|594
METC|RAMACO RESOURCES CM|WGIF|CIBC World Markets Inc.|524
METC|RAMACO RESOURCES CM|WSEA|WOLVERINE SECURITIES, LLC|815
METC|RAMACO RESOURCES CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
METC|RAMACO RESOURCES CM|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MEXX|DIREXION DAILY MSCI|APCC|Apex Clearing Corporation|107
MEXX|DIREXION DAILY MSCI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18100
MEXX|DIREXION DAILY MSCI|DBAX|Deutsche Bank Securities Inc.|2400
MEXX|DIREXION DAILY MSCI|EBXL|EBX LLC|7900
MEXX|DIREXION DAILY MSCI|ECUT|CONVERGEX EXECUTION SOLUTIONS|417
MEXX|DIREXION DAILY MSCI|ETRS|E*Trade Securities LLC|5503
MEXX|DIREXION DAILY MSCI|FMAF|NBCN Inc./ CDS|100
MEXX|DIREXION DAILY MSCI|FTBR|Foliofn Investments, Inc.|8
MEXX|DIREXION DAILY MSCI|GSLT|GOLDMAN SACHS & CO. LLC|700
MEXX|DIREXION DAILY MSCI|GTSZ|GTS SECURITIES LLC|400
MEXX|DIREXION DAILY MSCI|IATS|INTERACTIVE BROKERS LLC|376
MEXX|DIREXION DAILY MSCI|IBKR|Interactive Brokers Llc|15552
MEXX|DIREXION DAILY MSCI|ICBX|INSTINET, LLC|3400
MEXX|DIREXION DAILY MSCI|ITGI|ITG Inc.|400
MEXX|DIREXION DAILY MSCI|ITGP|ITG INC.|7400
MEXX|DIREXION DAILY MSCI|JPMX|J.P. Morgan Securities LLC|3400
MEXX|DIREXION DAILY MSCI|JSJX|JANE STREET CAPITAL LLC|53477
MEXX|DIREXION DAILY MSCI|KCGM|VIRTU Americas LLC|5581
MEXX|DIREXION DAILY MSCI|LEHM|Barclays Capital Inc./Le|28000
MEXX|DIREXION DAILY MSCI|LIME|Lime Brokerage LLC|3260
MEXX|DIREXION DAILY MSCI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
MEXX|DIREXION DAILY MSCI|MSCO|MORGAN STANLEY & CO. LLC|200
MEXX|DIREXION DAILY MSCI|NFSC|National Financial Services LLC|29122
MEXX|DIREXION DAILY MSCI|NITE|VIRTU Americas LLC|41942
MEXX|DIREXION DAILY MSCI|NITP|VIRTU Americas LLC|21773
MEXX|DIREXION DAILY MSCI|SGMT|GOLDMAN SACHS & CO. LLC|6100
MEXX|DIREXION DAILY MSCI|STTT|STATETRUST INVESTMENTS INC.|5000
MEXX|DIREXION DAILY MSCI|SWIM|TD Ameritrade, Inc.|5205
MEXX|DIREXION DAILY MSCI|TKNG|ALLY INVEST SECURITIES LLC|501
MEXX|DIREXION DAILY MSCI|TRCM|TRC MARKETS LLC|200
MEXX|DIREXION DAILY MSCI|UBSA|UBS SECURITIES LLC|24692
MEXX|DIREXION DAILY MSCI|UBSS|UBS Securities LLC|31500
MEXX|DIREXION DAILY MSCI|VGRD|Vanguard Marketing Corporation|13007
MEXX|DIREXION DAILY MSCI|XSTM|NATIONAL FINANCIAL SERVICES LLC|880
MFA|MFA FINANCIAL INC.|ADAM|CANACCORD GENUITY INC.|43500
MFA|MFA FINANCIAL INC.|ALTX|Alternet Securities Inc.|3812
MFA|MFA FINANCIAL INC.|APCC|Apex Clearing Corporation|2420
MFA|MFA FINANCIAL INC.|BANK|Primevest Financial Services, Inc.|651
MFA|MFA FINANCIAL INC.|BARD|Robert W. Baird & Co. Incorporated|887
MFA|MFA FINANCIAL INC.|BBNT|BB&T SECURITIES, LLC|100
MFA|MFA FINANCIAL INC.|BERN|Sanford C. Bernstein & Co., LLC|2
MFA|MFA FINANCIAL INC.|BIDS|BIDS TRADING L.P.|400
MFA|MFA FINANCIAL INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16101
MFA|MFA FINANCIAL INC.|BLKX|INSTINET, LLC|7400
MFA|MFA FINANCIAL INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5700
MFA|MFA FINANCIAL INC.|BTIG|BTIG, LLC|49352
MFA|MFA FINANCIAL INC.|BZYD|GOLDMAN SACHS & CO. LLC|11107
MFA|MFA FINANCIAL INC.|CANT|Cantor Fitzgerald & Co.|11719
MFA|MFA FINANCIAL INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|51200
MFA|MFA FINANCIAL INC.|CHAS|Charles Schwab & Co., Inc.|9364
MFA|MFA FINANCIAL INC.|CIST|Capital Institutional Services, Inc.|7200
MFA|MFA FINANCIAL INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|750111
MFA|MFA FINANCIAL INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2922
MFA|MFA FINANCIAL INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|428097
MFA|MFA FINANCIAL INC.|CTDE|CHOICETRADE|100
MFA|MFA FINANCIAL INC.|CTDL|Citadel Derivatives Group Llc|1418
MFA|MFA FINANCIAL INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|159116
MFA|MFA FINANCIAL INC.|DBAB|Deutsche Bank Securities Inc.|39672
MFA|MFA FINANCIAL INC.|DBAX|Deutsche Bank Securities Inc.|587200
MFA|MFA FINANCIAL INC.|DEAN|MORGAN STANLEY|18246
MFA|MFA FINANCIAL INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
MFA|MFA FINANCIAL INC.|EBXL|EBX LLC|266900
MFA|MFA FINANCIAL INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|21181
MFA|MFA FINANCIAL INC.|EDJO|Edward D. Jones & Co., L.P.|3832
MFA|MFA FINANCIAL INC.|EGAM|CBOE TRADING, INC.|5220
MFA|MFA FINANCIAL INC.|EGAW|CBOE TRADING, INC.|294
MFA|MFA FINANCIAL INC.|ETBE|Electronic Transaction Clearing, Inc.|6100
MFA|MFA FINANCIAL INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
MFA|MFA FINANCIAL INC.|ETRS|E*Trade Securities LLC|239783
MFA|MFA FINANCIAL INC.|FBSB|U.S. Bancorp Investments, Inc.|500
MFA|MFA FINANCIAL INC.|FILL|Tradestation Securities, Inc.|335
MFA|MFA FINANCIAL INC.|FMAF|NBCN Inc./ CDS|500
MFA|MFA FINANCIAL INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|573
MFA|MFA FINANCIAL INC.|FQLS|Quantlab Securities LP|56944
MFA|MFA FINANCIAL INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105324
MFA|MFA FINANCIAL INC.|FTBR|Foliofn Investments, Inc.|8701
MFA|MFA FINANCIAL INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|18700
MFA|MFA FINANCIAL INC.|GLIS|TD Securities Inc|3350
MFA|MFA FINANCIAL INC.|GLPX|ACS EXECUTION SERVICES, LLC|7791
MFA|MFA FINANCIAL INC.|GSCO|GOLDMAN SACHS & CO. LLC|822319
MFA|MFA FINANCIAL INC.|GSLT|GOLDMAN SACHS & CO. LLC|5500
MFA|MFA FINANCIAL INC.|GTSZ|GTS SECURITIES LLC|33251
MFA|MFA FINANCIAL INC.|HRBF|American Enterprise Investment Services Inc.|50844
MFA|MFA FINANCIAL INC.|HSBC|HSBC Securities, Inc.|900
MFA|MFA FINANCIAL INC.|IATS|INTERACTIVE BROKERS LLC|37679
MFA|MFA FINANCIAL INC.|IBKR|Interactive Brokers Llc|37539
MFA|MFA FINANCIAL INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14478
MFA|MFA FINANCIAL INC.|ICBX|INSTINET, LLC|90122
MFA|MFA FINANCIAL INC.|INCA|INSTINET, LLC|143734
MFA|MFA FINANCIAL INC.|INJX|INSTINET, LLC|35
MFA|MFA FINANCIAL INC.|ITGI|ITG Inc.|433151
MFA|MFA FINANCIAL INC.|ITGP|ITG INC.|516800
MFA|MFA FINANCIAL INC.|JEFF|JEFFERIES LLC|208490
MFA|MFA FINANCIAL INC.|JMPT|JUMP TRADING, LLC|20525
MFA|MFA FINANCIAL INC.|JPBX|J.P. MORGAN SECURITIES LLC|129198
MFA|MFA FINANCIAL INC.|JPMX|J.P. Morgan Securities LLC|938516
MFA|MFA FINANCIAL INC.|JSJX|JANE STREET CAPITAL LLC|107056
MFA|MFA FINANCIAL INC.|JSSF|JMP Securities LLC|1433704
MFA|MFA FINANCIAL INC.|KBWI|Keefe, Bruyette & Woods, Inc.|1396
MFA|MFA FINANCIAL INC.|KCGM|VIRTU Americas LLC|98773
MFA|MFA FINANCIAL INC.|KRSH|Kershner Securities, LLC|9605
MFA|MFA FINANCIAL INC.|LEHM|Barclays Capital Inc./Le|1810292
MFA|MFA FINANCIAL INC.|LIME|Lime Brokerage LLC|63096
MFA|MFA FINANCIAL INC.|LOOP|Loop Capital Markets LLC|2837
MFA|MFA FINANCIAL INC.|LQNA|LIQUIDNET, INC.|9100
MFA|MFA FINANCIAL INC.|LSCI|Lek Securities Corporation|1083
MFA|MFA FINANCIAL INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|553933
MFA|MFA FINANCIAL INC.|MOTF|MOTIF INVESTING, INC.|9
MFA|MFA FINANCIAL INC.|MSCO|MORGAN STANLEY & CO. LLC|742116
MFA|MFA FINANCIAL INC.|MSPL|MORGAN STANLEY & CO. LLC|858000
MFA|MFA FINANCIAL INC.|MSTX|MORGAN STANLEY & CO. LLC|313700
MFA|MFA FINANCIAL INC.|NFSC|National Financial Services LLC|1159356
MFA|MFA FINANCIAL INC.|NITE|VIRTU Americas LLC|1501466
MFA|MFA FINANCIAL INC.|NITP|VIRTU Americas LLC|150065
MFA|MFA FINANCIAL INC.|NQRB|Brut, LLC|230
MFA|MFA FINANCIAL INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1300
MFA|MFA FINANCIAL INC.|OPCO|Oppenheimer & Co. Inc.|2400
MFA|MFA FINANCIAL INC.|PDQM|CODA MARKETS, INC.|5607
MFA|MFA FINANCIAL INC.|PIPR|Piper Jaffray & Co.|11136
MFA|MFA FINANCIAL INC.|PREC|PRECISION SECURITIES, LLC|11708
MFA|MFA FINANCIAL INC.|PWJC|UBS Financial Services, Inc.|400
MFA|MFA FINANCIAL INC.|RBCM|RBC CAPITAL MARKETS, LLC|37726
MFA|MFA FINANCIAL INC.|SAGL|SAGETRADER, LLC|2931
MFA|MFA FINANCIAL INC.|SAGW|SAGETRADER, LLC|177
MFA|MFA FINANCIAL INC.|SALI|INTL FCSTONE FINANCIAL INC.|2261
MFA|MFA FINANCIAL INC.|SBSH|Citigroup Global Markets Inc.|134167
MFA|MFA FINANCIAL INC.|SEIC|SEI Investments Distribution Co.|1892
MFA|MFA FINANCIAL INC.|SGMT|GOLDMAN SACHS & CO. LLC|406097
MFA|MFA FINANCIAL INC.|STFL|Stifel, Nicolaus & Company, Incorporated|21277
MFA|MFA FINANCIAL INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5761
MFA|MFA FINANCIAL INC.|SWIM|TD Ameritrade, Inc.|42162
MFA|MFA FINANCIAL INC.|SWST|Hilltop Securities Inc.|1494
MFA|MFA FINANCIAL INC.|TKNG|ALLY INVEST SECURITIES LLC|6978
MFA|MFA FINANCIAL INC.|TRBT|Tradebot Systems, Inc.|60697
MFA|MFA FINANCIAL INC.|TRCM|TRC MARKETS LLC|14823
MFA|MFA FINANCIAL INC.|UBSA|UBS SECURITIES LLC|1057289
MFA|MFA FINANCIAL INC.|UBSS|UBS Securities LLC|611997
MFA|MFA FINANCIAL INC.|VALX|VIRTU AMERICAS LLC|76132
MFA|MFA FINANCIAL INC.|VGRD|Vanguard Marketing Corporation|154587
MFA|MFA FINANCIAL INC.|WCHV|WELLS FARGO SECURITIES, LLC|139558
MFA|MFA FINANCIAL INC.|WEED|Weeden & Co.L.P.|1900
MFA|MFA FINANCIAL INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18551
MFA|MFA FINANCIAL INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|251006
MFA|MFA FINANCIAL INC.|WGIF|CIBC World Markets Inc.|5000
MFA|MFA FINANCIAL INC.|WSEA|WOLVERINE SECURITIES, LLC|5438
MFA|MFA FINANCIAL INC.|XIST|INSTINET, LLC|29560
MFA|MFA FINANCIAL INC.|XPQR|Jump Trading|559
MFA|MFA FINANCIAL INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|123006
MFA|MFA FINANCIAL INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MFA|MFA FINANCIAL INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33099
MFA$B|MFA FINANCIAL, INC.|ALTX|Alternet Securities Inc.|100
MFA$B|MFA FINANCIAL, INC.|BERN|Sanford C. Bernstein & Co., LLC|100
MFA$B|MFA FINANCIAL, INC.|CIST|Capital Institutional Services, Inc.|212
MFA$B|MFA FINANCIAL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61
MFA$B|MFA FINANCIAL, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
MFA$B|MFA FINANCIAL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2368
MFA$B|MFA FINANCIAL, INC.|DBAX|Deutsche Bank Securities Inc.|500
MFA$B|MFA FINANCIAL, INC.|DEAN|MORGAN STANLEY|3590
MFA$B|MFA FINANCIAL, INC.|EBXL|EBX LLC|600
MFA$B|MFA FINANCIAL, INC.|EGXM|CBOE TRADING, INC.|63
MFA$B|MFA FINANCIAL, INC.|EGXW|CBOE TRADING, INC.|200
MFA$B|MFA FINANCIAL, INC.|ETRS|E*Trade Securities LLC|2136
MFA$B|MFA FINANCIAL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MFA$B|MFA FINANCIAL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|100
MFA$B|MFA FINANCIAL, INC.|HRBF|American Enterprise Investment Services Inc.|3515
MFA$B|MFA FINANCIAL, INC.|IBKR|Interactive Brokers Llc|370
MFA$B|MFA FINANCIAL, INC.|INCA|INSTINET, LLC|601
MFA$B|MFA FINANCIAL, INC.|INJX|INSTINET, LLC|100
MFA$B|MFA FINANCIAL, INC.|ITGI|ITG Inc.|2264
MFA$B|MFA FINANCIAL, INC.|ITGP|ITG INC.|600
MFA$B|MFA FINANCIAL, INC.|JANY|Janney Montgomery Scott Inc.|500
MFA$B|MFA FINANCIAL, INC.|JEFF|JEFFERIES LLC|388
MFA$B|MFA FINANCIAL, INC.|JPMX|J.P. Morgan Securities LLC|1200
MFA$B|MFA FINANCIAL, INC.|KCGM|VIRTU Americas LLC|1200
MFA$B|MFA FINANCIAL, INC.|LEHM|Barclays Capital Inc./Le|1200
MFA$B|MFA FINANCIAL, INC.|LIME|Lime Brokerage LLC|340
MFA$B|MFA FINANCIAL, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MFA$B|MFA FINANCIAL, INC.|MSCO|MORGAN STANLEY & CO. LLC|1536
MFA$B|MFA FINANCIAL, INC.|NFSC|National Financial Services LLC|18959
MFA$B|MFA FINANCIAL, INC.|NITE|VIRTU Americas LLC|20930
MFA$B|MFA FINANCIAL, INC.|NQRB|Brut, LLC|438
MFA$B|MFA FINANCIAL, INC.|OLDM|OLD MISSION CAPITAL, LLC|600
MFA$B|MFA FINANCIAL, INC.|PDQM|CODA MARKETS, INC.|200
MFA$B|MFA FINANCIAL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|427
MFA$B|MFA FINANCIAL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2386
MFA$B|MFA FINANCIAL, INC.|SWIM|TD Ameritrade, Inc.|2203
MFA$B|MFA FINANCIAL, INC.|SWST|Hilltop Securities Inc.|12
MFA$B|MFA FINANCIAL, INC.|TRBT|Tradebot Systems, Inc.|916
MFA$B|MFA FINANCIAL, INC.|UBSA|UBS SECURITIES LLC|2306
MFA$B|MFA FINANCIAL, INC.|UBSS|UBS Securities LLC|6221
MFA$B|MFA FINANCIAL, INC.|VGRD|Vanguard Marketing Corporation|440
MFA$B|MFA FINANCIAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|14656
MFA$B|MFA FINANCIAL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2900
MFA$B|MFA FINANCIAL, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MFA$B|MFA FINANCIAL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|106
MFC|MANULIFE FIN CORP|ALTX|Alternet Securities Inc.|5850
MFC|MANULIFE FIN CORP|ANOS|ABEL/NOSER, L.L.C.|200
MFC|MANULIFE FIN CORP|APCC|Apex Clearing Corporation|2102
MFC|MANULIFE FIN CORP|BANK|Primevest Financial Services, Inc.|126
MFC|MANULIFE FIN CORP|BARD|Robert W. Baird & Co. Incorporated|19047
MFC|MANULIFE FIN CORP|BATM|CBOE TRADING, INC.|44360
MFC|MANULIFE FIN CORP|BBNT|BB&T SECURITIES, LLC|2477
MFC|MANULIFE FIN CORP|BERN|Sanford C. Bernstein & Co., LLC|7586
MFC|MANULIFE FIN CORP|BIDS|BIDS TRADING L.P.|200
MFC|MANULIFE FIN CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22909
MFC|MANULIFE FIN CORP|BYXM|CBOE TRADING, INC.|3222
MFC|MANULIFE FIN CORP|BZYD|GOLDMAN SACHS & CO. LLC|3500
MFC|MANULIFE FIN CORP|CANT|Cantor Fitzgerald & Co.|949
MFC|MANULIFE FIN CORP|CHAS|Charles Schwab & Co., Inc.|7107
MFC|MANULIFE FIN CORP|CICF|Canaccord Genuity Corp.|24246
MFC|MANULIFE FIN CORP|CIST|Capital Institutional Services, Inc.|9301
MFC|MANULIFE FIN CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14467
MFC|MANULIFE FIN CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|784
MFC|MANULIFE FIN CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|228327
MFC|MANULIFE FIN CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|172372
MFC|MANULIFE FIN CORP|DADA|D.A. Davidson & Co.|584
MFC|MANULIFE FIN CORP|DBAB|Deutsche Bank Securities Inc.|310657
MFC|MANULIFE FIN CORP|DBAX|Deutsche Bank Securities Inc.|288400
MFC|MANULIFE FIN CORP|DCHF|Dart Executions, LLC|1826
MFC|MANULIFE FIN CORP|DEAN|MORGAN STANLEY|22104
MFC|MANULIFE FIN CORP|DEGS|RONIN PROFESSIONAL LLC|200
MFC|MANULIFE FIN CORP|DOWL|Dowling & Partners Securities LLC|20500
MFC|MANULIFE FIN CORP|EBXL|EBX LLC|165300
MFC|MANULIFE FIN CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1758
MFC|MANULIFE FIN CORP|EDJO|Edward D. Jones & Co., L.P.|166534
MFC|MANULIFE FIN CORP|EGAM|CBOE TRADING, INC.|15865
MFC|MANULIFE FIN CORP|EGAW|CBOE TRADING, INC.|140
MFC|MANULIFE FIN CORP|ETBE|Electronic Transaction Clearing, Inc.|19473
MFC|MANULIFE FIN CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
MFC|MANULIFE FIN CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|251
MFC|MANULIFE FIN CORP|ETRS|E*Trade Securities LLC|19887
MFC|MANULIFE FIN CORP|FILL|Tradestation Securities, Inc.|200
MFC|MANULIFE FIN CORP|FINX|FINTECH SECURITIES|1258
MFC|MANULIFE FIN CORP|FMAF|NBCN Inc./ CDS|15814
MFC|MANULIFE FIN CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
MFC|MANULIFE FIN CORP|FQLS|Quantlab Securities LP|52778
MFC|MANULIFE FIN CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81658
MFC|MANULIFE FIN CORP|FTBR|Foliofn Investments, Inc.|1961
MFC|MANULIFE FIN CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4800
MFC|MANULIFE FIN CORP|GLIS|TD Securities Inc|20890
MFC|MANULIFE FIN CORP|GLPX|ACS EXECUTION SERVICES, LLC|4582
MFC|MANULIFE FIN CORP|GSCO|GOLDMAN SACHS & CO. LLC|339012
MFC|MANULIFE FIN CORP|GSCS|GOLDMAN SACHS & CO. LLC|800
MFC|MANULIFE FIN CORP|GSLT|GOLDMAN SACHS & CO. LLC|1515
MFC|MANULIFE FIN CORP|GTSY|GTS SECURITIES LLC|200
MFC|MANULIFE FIN CORP|GTSZ|GTS SECURITIES LLC|26801
MFC|MANULIFE FIN CORP|HRBF|American Enterprise Investment Services Inc.|10461
MFC|MANULIFE FIN CORP|HSBC|HSBC Securities, Inc.|1000
MFC|MANULIFE FIN CORP|IATS|INTERACTIVE BROKERS LLC|9000
MFC|MANULIFE FIN CORP|IBKR|Interactive Brokers Llc|1805
MFC|MANULIFE FIN CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14159
MFC|MANULIFE FIN CORP|ICBX|INSTINET, LLC|99474
MFC|MANULIFE FIN CORP|INCA|INSTINET, LLC|324810
MFC|MANULIFE FIN CORP|INJX|INSTINET, LLC|6300
MFC|MANULIFE FIN CORP|INTL|INTL FCSTONE FINANCIAL INC.|21
MFC|MANULIFE FIN CORP|ITGI|ITG Inc.|240394
MFC|MANULIFE FIN CORP|ITGP|ITG INC.|146600
MFC|MANULIFE FIN CORP|JANY|Janney Montgomery Scott Inc.|17171
MFC|MANULIFE FIN CORP|JEFF|JEFFERIES LLC|26287
MFC|MANULIFE FIN CORP|JMPT|JUMP TRADING, LLC|35651
MFC|MANULIFE FIN CORP|JPBX|J.P. MORGAN SECURITIES LLC|5800
MFC|MANULIFE FIN CORP|JPMX|J.P. Morgan Securities LLC|235170
MFC|MANULIFE FIN CORP|JSJX|JANE STREET CAPITAL LLC|1080
MFC|MANULIFE FIN CORP|KBWI|Keefe, Bruyette & Woods, Inc.|800
MFC|MANULIFE FIN CORP|KCGM|VIRTU Americas LLC|53651
MFC|MANULIFE FIN CORP|LEHM|Barclays Capital Inc./Le|561177
MFC|MANULIFE FIN CORP|LGNT|COR CLEARING LLC|11
MFC|MANULIFE FIN CORP|LIME|Lime Brokerage LLC|403157
MFC|MANULIFE FIN CORP|LSCI|Lek Securities Corporation|121
MFC|MANULIFE FIN CORP|MACC|Mid Atlantic Capital Corporation|2695
MFC|MANULIFE FIN CORP|MACQ|Macquarie Capital (USA) Inc.|1767
MFC|MANULIFE FIN CORP|MCMF|Raymond James Ltd. Cds|1000
MFC|MANULIFE FIN CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|176436
MFC|MANULIFE FIN CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
MFC|MANULIFE FIN CORP|MOTF|MOTIF INVESTING, INC.|20
MFC|MANULIFE FIN CORP|MSCO|MORGAN STANLEY & CO. LLC|884838
MFC|MANULIFE FIN CORP|MSPL|MORGAN STANLEY & CO. LLC|495600
MFC|MANULIFE FIN CORP|MSTX|MORGAN STANLEY & CO. LLC|90600
MFC|MANULIFE FIN CORP|NEUB|NEUBERGER BERMAN BD LLC|773
MFC|MANULIFE FIN CORP|NFSC|National Financial Services LLC|176707
MFC|MANULIFE FIN CORP|NITE|VIRTU Americas LLC|705682
MFC|MANULIFE FIN CORP|NITP|VIRTU Americas LLC|147817
MFC|MANULIFE FIN CORP|NQRB|Brut, LLC|1689
MFC|MANULIFE FIN CORP|NTBF|BMO Nesbitt Burns Inc./CDS|11160
MFC|MANULIFE FIN CORP|NTRC|Northern Trust Securities, Inc.|725
MFC|MANULIFE FIN CORP|OHOS|TWO SIGMA SECURITIES, LLC|9587
MFC|MANULIFE FIN CORP|OPCO|Oppenheimer & Co. Inc.|13274
MFC|MANULIFE FIN CORP|PDQM|CODA MARKETS, INC.|1773
MFC|MANULIFE FIN CORP|PIPR|Piper Jaffray & Co.|275
MFC|MANULIFE FIN CORP|PWJC|UBS Financial Services, Inc.|4182
MFC|MANULIFE FIN CORP|RBCM|RBC CAPITAL MARKETS, LLC|12551
MFC|MANULIFE FIN CORP|SALI|INTL FCSTONE FINANCIAL INC.|26
MFC|MANULIFE FIN CORP|SBSH|Citigroup Global Markets Inc.|11881
MFC|MANULIFE FIN CORP|SEIC|SEI Investments Distribution Co.|2950
MFC|MANULIFE FIN CORP|SGMT|GOLDMAN SACHS & CO. LLC|140097
MFC|MANULIFE FIN CORP|SPDR|SPEEDROUTE LLC|100
MFC|MANULIFE FIN CORP|SPHN|Stephens Inc.|23
MFC|MANULIFE FIN CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|5160
MFC|MANULIFE FIN CORP|STFL|Stifel, Nicolaus & Company, Incorporated|10796
MFC|MANULIFE FIN CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3200
MFC|MANULIFE FIN CORP|SWIM|TD Ameritrade, Inc.|8833
MFC|MANULIFE FIN CORP|SWST|Hilltop Securities Inc.|33056
MFC|MANULIFE FIN CORP|TKNG|ALLY INVEST SECURITIES LLC|3782
MFC|MANULIFE FIN CORP|TMBR|Timber Hill LLC|500
MFC|MANULIFE FIN CORP|TRBT|Tradebot Systems, Inc.|54696
MFC|MANULIFE FIN CORP|TRCM|TRC MARKETS LLC|167408
MFC|MANULIFE FIN CORP|UBSA|UBS SECURITIES LLC|433425
MFC|MANULIFE FIN CORP|UBSS|UBS Securities LLC|426610
MFC|MANULIFE FIN CORP|VALX|VIRTU AMERICAS LLC|35844
MFC|MANULIFE FIN CORP|VGRD|Vanguard Marketing Corporation|18432
MFC|MANULIFE FIN CORP|VNDM|Wall Street Access|49581
MFC|MANULIFE FIN CORP|WABR|Wall Street Access|5400
MFC|MANULIFE FIN CORP|WBLR|WILLIAM BLAIR|37
MFC|MANULIFE FIN CORP|WCHV|WELLS FARGO SECURITIES, LLC|74236
MFC|MANULIFE FIN CORP|WEDB|WEDBUSH SECURITIES INC.|1033
MFC|MANULIFE FIN CORP|WEED|Weeden & Co.L.P.|210
MFC|MANULIFE FIN CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1289
MFC|MANULIFE FIN CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10456
MFC|MANULIFE FIN CORP|WSEA|WOLVERINE SECURITIES, LLC|7955
MFC|MANULIFE FIN CORP|XIST|INSTINET, LLC|19600
MFC|MANULIFE FIN CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7228
MFC|MANULIFE FIN CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|47214
MFCB|MFC BANCORP LTD.|APCC|Apex Clearing Corporation|6
MFCB|MFC BANCORP LTD.|BANK|Primevest Financial Services, Inc.|30
MFCB|MFC BANCORP LTD.|BARD|Robert W. Baird & Co. Incorporated|400
MFCB|MFC BANCORP LTD.|BATM|CBOE TRADING, INC.|13
MFCB|MFC BANCORP LTD.|CANT|Cantor Fitzgerald & Co.|9960
MFCB|MFC BANCORP LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
MFCB|MFC BANCORP LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|230
MFCB|MFC BANCORP LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
MFCB|MFC BANCORP LTD.|DBAX|Deutsche Bank Securities Inc.|1800
MFCB|MFC BANCORP LTD.|DEAN|MORGAN STANLEY|1348
MFCB|MFC BANCORP LTD.|EBXL|EBX LLC|1400
MFCB|MFC BANCORP LTD.|EDJO|Edward D. Jones & Co., L.P.|21
MFCB|MFC BANCORP LTD.|EGXM|CBOE TRADING, INC.|300
MFCB|MFC BANCORP LTD.|ETRS|E*Trade Securities LLC|7354
MFCB|MFC BANCORP LTD.|FMAF|NBCN Inc./ CDS|242
MFCB|MFC BANCORP LTD.|GLPX|ACS EXECUTION SERVICES, LLC|540
MFCB|MFC BANCORP LTD.|GSCO|GOLDMAN SACHS & CO. LLC|205
MFCB|MFC BANCORP LTD.|GTSZ|GTS SECURITIES LLC|200
MFCB|MFC BANCORP LTD.|IATS|INTERACTIVE BROKERS LLC|200
MFCB|MFC BANCORP LTD.|IBKR|Interactive Brokers Llc|1510
MFCB|MFC BANCORP LTD.|ICBX|INSTINET, LLC|200
MFCB|MFC BANCORP LTD.|INCA|INSTINET, LLC|400
MFCB|MFC BANCORP LTD.|ITGI|ITG Inc.|580
MFCB|MFC BANCORP LTD.|JANY|Janney Montgomery Scott Inc.|10
MFCB|MFC BANCORP LTD.|KCGM|VIRTU Americas LLC|248
MFCB|MFC BANCORP LTD.|LEHM|Barclays Capital Inc./Le|200
MFCB|MFC BANCORP LTD.|LIME|Lime Brokerage LLC|1424
MFCB|MFC BANCORP LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MFCB|MFC BANCORP LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
MFCB|MFC BANCORP LTD.|MSCO|MORGAN STANLEY & CO. LLC|3064
MFCB|MFC BANCORP LTD.|MSPL|MORGAN STANLEY & CO. LLC|100
MFCB|MFC BANCORP LTD.|NFSC|National Financial Services LLC|2218
MFCB|MFC BANCORP LTD.|NITE|VIRTU Americas LLC|23265
MFCB|MFC BANCORP LTD.|PDQM|CODA MARKETS, INC.|1080
MFCB|MFC BANCORP LTD.|PWJC|UBS Financial Services, Inc.|215
MFCB|MFC BANCORP LTD.|RBCM|RBC CAPITAL MARKETS, LLC|250
MFCB|MFC BANCORP LTD.|SBSH|Citigroup Global Markets Inc.|161
MFCB|MFC BANCORP LTD.|SGMT|GOLDMAN SACHS & CO. LLC|1700
MFCB|MFC BANCORP LTD.|SPHN|Stephens Inc.|480
MFCB|MFC BANCORP LTD.|UBSA|UBS SECURITIES LLC|6184
MFCB|MFC BANCORP LTD.|UBSS|UBS Securities LLC|1592
MFCB|MFC BANCORP LTD.|WCHV|WELLS FARGO SECURITIES, LLC|6233
MFCB|MFC BANCORP LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|317
MFCB|MFC BANCORP LTD.|WSEA|WOLVERINE SECURITIES, LLC|1216
MFCB|MFC BANCORP LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|286
MFD|MACQUARIE FIRST GLBL|AGIS|Aegis Capital Corp.|1500
MFD|MACQUARIE FIRST GLBL|APCC|Apex Clearing Corporation|207
MFD|MACQUARIE FIRST GLBL|BANK|Primevest Financial Services, Inc.|1039
MFD|MACQUARIE FIRST GLBL|BARD|Robert W. Baird & Co. Incorporated|4128
MFD|MACQUARIE FIRST GLBL|BBNT|BB&T SECURITIES, LLC|300
MFD|MACQUARIE FIRST GLBL|BERN|Sanford C. Bernstein & Co., LLC|200
MFD|MACQUARIE FIRST GLBL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|759
MFD|MACQUARIE FIRST GLBL|CANT|Cantor Fitzgerald & Co.|2414
MFD|MACQUARIE FIRST GLBL|CHAS|Charles Schwab & Co., Inc.|5
MFD|MACQUARIE FIRST GLBL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9978
MFD|MACQUARIE FIRST GLBL|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MFD|MACQUARIE FIRST GLBL|DBAX|Deutsche Bank Securities Inc.|1400
MFD|MACQUARIE FIRST GLBL|DEAN|MORGAN STANLEY|9564
MFD|MACQUARIE FIRST GLBL|DEGS|RONIN PROFESSIONAL LLC|600
MFD|MACQUARIE FIRST GLBL|EBXL|EBX LLC|13900
MFD|MACQUARIE FIRST GLBL|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
MFD|MACQUARIE FIRST GLBL|EGXM|CBOE TRADING, INC.|100
MFD|MACQUARIE FIRST GLBL|ETRS|E*Trade Securities LLC|7120
MFD|MACQUARIE FIRST GLBL|FMAF|NBCN Inc./ CDS|990
MFD|MACQUARIE FIRST GLBL|FTBR|Foliofn Investments, Inc.|659
MFD|MACQUARIE FIRST GLBL|GLPX|ACS EXECUTION SERVICES, LLC|100
MFD|MACQUARIE FIRST GLBL|GSLT|GOLDMAN SACHS & CO. LLC|200
MFD|MACQUARIE FIRST GLBL|GTSZ|GTS SECURITIES LLC|300
MFD|MACQUARIE FIRST GLBL|HRBF|American Enterprise Investment Services Inc.|2882
MFD|MACQUARIE FIRST GLBL|IATS|INTERACTIVE BROKERS LLC|1820
MFD|MACQUARIE FIRST GLBL|IBKR|Interactive Brokers Llc|19105
MFD|MACQUARIE FIRST GLBL|ICBX|INSTINET, LLC|13325
MFD|MACQUARIE FIRST GLBL|INCA|INSTINET, LLC|2754
MFD|MACQUARIE FIRST GLBL|ITGI|ITG Inc.|1425
MFD|MACQUARIE FIRST GLBL|ITGP|ITG INC.|600
MFD|MACQUARIE FIRST GLBL|JPMX|J.P. Morgan Securities LLC|2492
MFD|MACQUARIE FIRST GLBL|KCGM|VIRTU Americas LLC|10788
MFD|MACQUARIE FIRST GLBL|LEHM|Barclays Capital Inc./Le|3074
MFD|MACQUARIE FIRST GLBL|LIME|Lime Brokerage LLC|15
MFD|MACQUARIE FIRST GLBL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4946
MFD|MACQUARIE FIRST GLBL|MOTF|MOTIF INVESTING, INC.|1
MFD|MACQUARIE FIRST GLBL|MSCO|MORGAN STANLEY & CO. LLC|88573
MFD|MACQUARIE FIRST GLBL|MSPL|MORGAN STANLEY & CO. LLC|4400
MFD|MACQUARIE FIRST GLBL|NFSC|National Financial Services LLC|55834
MFD|MACQUARIE FIRST GLBL|NITE|VIRTU Americas LLC|88123
MFD|MACQUARIE FIRST GLBL|NQRB|Brut, LLC|400
MFD|MACQUARIE FIRST GLBL|NTBF|BMO Nesbitt Burns Inc./CDS|695
MFD|MACQUARIE FIRST GLBL|PDQM|CODA MARKETS, INC.|300
MFD|MACQUARIE FIRST GLBL|PWJC|UBS Financial Services, Inc.|17712
MFD|MACQUARIE FIRST GLBL|RBCM|RBC CAPITAL MARKETS, LLC|10766
MFD|MACQUARIE FIRST GLBL|SGMT|GOLDMAN SACHS & CO. LLC|3675
MFD|MACQUARIE FIRST GLBL|STFL|Stifel, Nicolaus & Company, Incorporated|100
MFD|MACQUARIE FIRST GLBL|SWIM|TD Ameritrade, Inc.|2728
MFD|MACQUARIE FIRST GLBL|SWST|Hilltop Securities Inc.|400
MFD|MACQUARIE FIRST GLBL|TRBT|Tradebot Systems, Inc.|2037
MFD|MACQUARIE FIRST GLBL|UBSA|UBS SECURITIES LLC|31100
MFD|MACQUARIE FIRST GLBL|UBSS|UBS Securities LLC|74812
MFD|MACQUARIE FIRST GLBL|VALX|VIRTU AMERICAS LLC|480
MFD|MACQUARIE FIRST GLBL|VGRD|Vanguard Marketing Corporation|3520
MFD|MACQUARIE FIRST GLBL|WCHV|WELLS FARGO SECURITIES, LLC|13736
MFD|MACQUARIE FIRST GLBL|WEDB|WEDBUSH SECURITIES INC.|1526
MFD|MACQUARIE FIRST GLBL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19684
MFD|MACQUARIE FIRST GLBL|WGIF|CIBC World Markets Inc.|6
MFD|MACQUARIE FIRST GLBL|XSTM|NATIONAL FINANCIAL SERVICES LLC|30604
MFD|MACQUARIE FIRST GLBL|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MFD|MACQUARIE FIRST GLBL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4169
MFDX|PIMCO RAFI DYN MULT|APCC|Apex Clearing Corporation|9
MFDX|PIMCO RAFI DYN MULT|CHAS|Charles Schwab & Co., Inc.|2
MFDX|PIMCO RAFI DYN MULT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MFDX|PIMCO RAFI DYN MULT|DBAX|Deutsche Bank Securities Inc.|300
MFDX|PIMCO RAFI DYN MULT|EBXL|EBX LLC|300
MFDX|PIMCO RAFI DYN MULT|GSCO|GOLDMAN SACHS & CO. LLC|500
MFDX|PIMCO RAFI DYN MULT|IBKR|Interactive Brokers Llc|100
MFDX|PIMCO RAFI DYN MULT|ICBX|INSTINET, LLC|100
MFDX|PIMCO RAFI DYN MULT|JSEB|JANE STREET EXECUTION SERVICES, LLC|17324
MFDX|PIMCO RAFI DYN MULT|JSJX|JANE STREET CAPITAL LLC|19363
MFDX|PIMCO RAFI DYN MULT|LEHM|Barclays Capital Inc./Le|600
MFDX|PIMCO RAFI DYN MULT|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2150
MFDX|PIMCO RAFI DYN MULT|LIME|Lime Brokerage LLC|1332
MFDX|PIMCO RAFI DYN MULT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MFDX|PIMCO RAFI DYN MULT|MOTF|MOTIF INVESTING, INC.|1
MFDX|PIMCO RAFI DYN MULT|MSCO|MORGAN STANLEY & CO. LLC|536
MFDX|PIMCO RAFI DYN MULT|NFSC|National Financial Services LLC|10500
MFDX|PIMCO RAFI DYN MULT|NITE|VIRTU Americas LLC|6730
MFDX|PIMCO RAFI DYN MULT|PDQM|CODA MARKETS, INC.|113
MFDX|PIMCO RAFI DYN MULT|RBCM|RBC CAPITAL MARKETS, LLC|356
MFDX|PIMCO RAFI DYN MULT|SGMT|GOLDMAN SACHS & CO. LLC|100
MFDX|PIMCO RAFI DYN MULT|UBSA|UBS SECURITIES LLC|1550
MFDX|PIMCO RAFI DYN MULT|UBSS|UBS Securities LLC|2780
MFDX|PIMCO RAFI DYN MULT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4613
MFEM|PIMCO RAFI DYN MF EM|BATM|CBOE TRADING, INC.|254
MFEM|PIMCO RAFI DYN MF EM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16
MFEM|PIMCO RAFI DYN MF EM|CHAS|Charles Schwab & Co., Inc.|3
MFEM|PIMCO RAFI DYN MF EM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|346
MFEM|PIMCO RAFI DYN MF EM|DBAX|Deutsche Bank Securities Inc.|400
MFEM|PIMCO RAFI DYN MF EM|EBXL|EBX LLC|300
MFEM|PIMCO RAFI DYN MF EM|ETRS|E*Trade Securities LLC|83
MFEM|PIMCO RAFI DYN MF EM|GSCO|GOLDMAN SACHS & CO. LLC|250
MFEM|PIMCO RAFI DYN MF EM|GSLT|GOLDMAN SACHS & CO. LLC|100
MFEM|PIMCO RAFI DYN MF EM|IATS|INTERACTIVE BROKERS LLC|100
MFEM|PIMCO RAFI DYN MF EM|IBKR|Interactive Brokers Llc|121
MFEM|PIMCO RAFI DYN MF EM|ICBX|INSTINET, LLC|100
MFEM|PIMCO RAFI DYN MF EM|JSJX|JANE STREET CAPITAL LLC|39290
MFEM|PIMCO RAFI DYN MF EM|KCGM|VIRTU Americas LLC|1061
MFEM|PIMCO RAFI DYN MF EM|LEHM|Barclays Capital Inc./Le|1200
MFEM|PIMCO RAFI DYN MF EM|LIME|Lime Brokerage LLC|897
MFEM|PIMCO RAFI DYN MF EM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2238
MFEM|PIMCO RAFI DYN MF EM|MSCO|MORGAN STANLEY & CO. LLC|409
MFEM|PIMCO RAFI DYN MF EM|NFSC|National Financial Services LLC|23408
MFEM|PIMCO RAFI DYN MF EM|NITE|VIRTU Americas LLC|18222
MFEM|PIMCO RAFI DYN MF EM|PDQM|CODA MARKETS, INC.|1039
MFEM|PIMCO RAFI DYN MF EM|RBCM|RBC CAPITAL MARKETS, LLC|3194
MFEM|PIMCO RAFI DYN MF EM|SGMT|GOLDMAN SACHS & CO. LLC|150
MFEM|PIMCO RAFI DYN MF EM|SWIM|TD Ameritrade, Inc.|600
MFEM|PIMCO RAFI DYN MF EM|UBSA|UBS SECURITIES LLC|1129
MFEM|PIMCO RAFI DYN MF EM|UBSS|UBS Securities LLC|6185
MFEM|PIMCO RAFI DYN MF EM|VGRD|Vanguard Marketing Corporation|400
MFEM|PIMCO RAFI DYN MF EM|WCHV|WELLS FARGO SECURITIES, LLC|1400
MFEM|PIMCO RAFI DYN MF EM|WSEA|WOLVERINE SECURITIES, LLC|6
MFEM|PIMCO RAFI DYN MF EM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14869
MFG|MIZUHO FINANCIAL GRO|ALTX|Alternet Securities Inc.|3000
MFG|MIZUHO FINANCIAL GRO|ANOS|ABEL/NOSER, L.L.C.|29
MFG|MIZUHO FINANCIAL GRO|APCC|Apex Clearing Corporation|379
MFG|MIZUHO FINANCIAL GRO|BALE|M&T SECURITIES, INC.|200
MFG|MIZUHO FINANCIAL GRO|BARD|Robert W. Baird & Co. Incorporated|2801
MFG|MIZUHO FINANCIAL GRO|BATM|CBOE TRADING, INC.|5277
MFG|MIZUHO FINANCIAL GRO|BIDS|BIDS TRADING L.P.|200
MFG|MIZUHO FINANCIAL GRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1619
MFG|MIZUHO FINANCIAL GRO|CHAS|Charles Schwab & Co., Inc.|107617
MFG|MIZUHO FINANCIAL GRO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14538
MFG|MIZUHO FINANCIAL GRO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14800
MFG|MIZUHO FINANCIAL GRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82003
MFG|MIZUHO FINANCIAL GRO|CXCX|CITIGROUP GLOBAL MARKETS INC.|4520
MFG|MIZUHO FINANCIAL GRO|DBAB|Deutsche Bank Securities Inc.|49500
MFG|MIZUHO FINANCIAL GRO|DBAX|Deutsche Bank Securities Inc.|36600
MFG|MIZUHO FINANCIAL GRO|DCHF|Dart Executions, LLC|1400
MFG|MIZUHO FINANCIAL GRO|DEAN|MORGAN STANLEY|4041
MFG|MIZUHO FINANCIAL GRO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|248
MFG|MIZUHO FINANCIAL GRO|EBXL|EBX LLC|77700
MFG|MIZUHO FINANCIAL GRO|ECUT|CONVERGEX EXECUTION SOLUTIONS|22494
MFG|MIZUHO FINANCIAL GRO|EGAM|CBOE TRADING, INC.|6252
MFG|MIZUHO FINANCIAL GRO|EGAW|CBOE TRADING, INC.|200
MFG|MIZUHO FINANCIAL GRO|EGXM|CBOE TRADING, INC.|420
MFG|MIZUHO FINANCIAL GRO|ETBE|Electronic Transaction Clearing, Inc.|17285
MFG|MIZUHO FINANCIAL GRO|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
MFG|MIZUHO FINANCIAL GRO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
MFG|MIZUHO FINANCIAL GRO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|808
MFG|MIZUHO FINANCIAL GRO|ETRS|E*Trade Securities LLC|182
MFG|MIZUHO FINANCIAL GRO|FBSB|U.S. Bancorp Investments, Inc.|2565
MFG|MIZUHO FINANCIAL GRO|FILL|Tradestation Securities, Inc.|250
MFG|MIZUHO FINANCIAL GRO|FMAF|NBCN Inc./ CDS|400
MFG|MIZUHO FINANCIAL GRO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17824
MFG|MIZUHO FINANCIAL GRO|FTBR|Foliofn Investments, Inc.|6857
MFG|MIZUHO FINANCIAL GRO|GEBB|GLOBAL EXECUTION BROKERS, LP|600
MFG|MIZUHO FINANCIAL GRO|GLPX|ACS EXECUTION SERVICES, LLC|3973
MFG|MIZUHO FINANCIAL GRO|GSCO|GOLDMAN SACHS & CO. LLC|166733
MFG|MIZUHO FINANCIAL GRO|GSCS|GOLDMAN SACHS & CO. LLC|155217
MFG|MIZUHO FINANCIAL GRO|GSLT|GOLDMAN SACHS & CO. LLC|2900
MFG|MIZUHO FINANCIAL GRO|GTSZ|GTS SECURITIES LLC|7004
MFG|MIZUHO FINANCIAL GRO|HRBF|American Enterprise Investment Services Inc.|191
MFG|MIZUHO FINANCIAL GRO|HSBC|HSBC Securities, Inc.|1722
MFG|MIZUHO FINANCIAL GRO|IATS|INTERACTIVE BROKERS LLC|4845
MFG|MIZUHO FINANCIAL GRO|IBKR|Interactive Brokers Llc|35850
MFG|MIZUHO FINANCIAL GRO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10765
MFG|MIZUHO FINANCIAL GRO|ICBX|INSTINET, LLC|57816
MFG|MIZUHO FINANCIAL GRO|INCA|INSTINET, LLC|83153
MFG|MIZUHO FINANCIAL GRO|INJX|INSTINET, LLC|117
MFG|MIZUHO FINANCIAL GRO|INTL|INTL FCSTONE FINANCIAL INC.|401596
MFG|MIZUHO FINANCIAL GRO|ITGI|ITG Inc.|44178
MFG|MIZUHO FINANCIAL GRO|ITGP|ITG INC.|308200
MFG|MIZUHO FINANCIAL GRO|JANY|Janney Montgomery Scott Inc.|101
MFG|MIZUHO FINANCIAL GRO|JEFF|JEFFERIES LLC|5908
MFG|MIZUHO FINANCIAL GRO|JMPT|JUMP TRADING, LLC|1125
MFG|MIZUHO FINANCIAL GRO|JPMX|J.P. Morgan Securities LLC|141846
MFG|MIZUHO FINANCIAL GRO|JSJX|JANE STREET CAPITAL LLC|24623
MFG|MIZUHO FINANCIAL GRO|KCGM|VIRTU Americas LLC|29302
MFG|MIZUHO FINANCIAL GRO|LEHM|Barclays Capital Inc./Le|651021
MFG|MIZUHO FINANCIAL GRO|LIME|Lime Brokerage LLC|3585
MFG|MIZUHO FINANCIAL GRO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MFG|MIZUHO FINANCIAL GRO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|155891
MFG|MIZUHO FINANCIAL GRO|MOTF|MOTIF INVESTING, INC.|2
MFG|MIZUHO FINANCIAL GRO|MSCO|MORGAN STANLEY & CO. LLC|146870
MFG|MIZUHO FINANCIAL GRO|MSPL|MORGAN STANLEY & CO. LLC|108600
MFG|MIZUHO FINANCIAL GRO|MSTX|MORGAN STANLEY & CO. LLC|7600
MFG|MIZUHO FINANCIAL GRO|NFSC|National Financial Services LLC|248617
MFG|MIZUHO FINANCIAL GRO|NITE|VIRTU Americas LLC|397456
MFG|MIZUHO FINANCIAL GRO|NQRB|Brut, LLC|18900
MFG|MIZUHO FINANCIAL GRO|NTBF|BMO Nesbitt Burns Inc./CDS|5869
MFG|MIZUHO FINANCIAL GRO|OLDM|OLD MISSION CAPITAL, LLC|21652
MFG|MIZUHO FINANCIAL GRO|PDQM|CODA MARKETS, INC.|10069
MFG|MIZUHO FINANCIAL GRO|RBCM|RBC CAPITAL MARKETS, LLC|1631
MFG|MIZUHO FINANCIAL GRO|SBSH|Citigroup Global Markets Inc.|83030
MFG|MIZUHO FINANCIAL GRO|SEIC|SEI Investments Distribution Co.|800
MFG|MIZUHO FINANCIAL GRO|SGMT|GOLDMAN SACHS & CO. LLC|101053
MFG|MIZUHO FINANCIAL GRO|SPDR|SPEEDROUTE LLC|1200
MFG|MIZUHO FINANCIAL GRO|SPHN|Stephens Inc.|24
MFG|MIZUHO FINANCIAL GRO|STFL|Stifel, Nicolaus & Company, Incorporated|10414
MFG|MIZUHO FINANCIAL GRO|SWIM|TD Ameritrade, Inc.|4850
MFG|MIZUHO FINANCIAL GRO|TKNG|ALLY INVEST SECURITIES LLC|200
MFG|MIZUHO FINANCIAL GRO|TRBT|Tradebot Systems, Inc.|6848
MFG|MIZUHO FINANCIAL GRO|TRCM|TRC MARKETS LLC|5983
MFG|MIZUHO FINANCIAL GRO|UBSA|UBS SECURITIES LLC|284679
MFG|MIZUHO FINANCIAL GRO|UBSS|UBS Securities LLC|361908
MFG|MIZUHO FINANCIAL GRO|VALX|VIRTU AMERICAS LLC|71098
MFG|MIZUHO FINANCIAL GRO|VGRD|Vanguard Marketing Corporation|2324
MFG|MIZUHO FINANCIAL GRO|WBLR|WILLIAM BLAIR|194
MFG|MIZUHO FINANCIAL GRO|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MFG|MIZUHO FINANCIAL GRO|WCHV|WELLS FARGO SECURITIES, LLC|62116
MFG|MIZUHO FINANCIAL GRO|WDNX|WEEDEN & CO.L.P.|4220
MFG|MIZUHO FINANCIAL GRO|WEED|Weeden & Co.L.P.|200
MFG|MIZUHO FINANCIAL GRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|116274
MFG|MIZUHO FINANCIAL GRO|WSEA|WOLVERINE SECURITIES, LLC|1384
MFG|MIZUHO FINANCIAL GRO|XIST|INSTINET, LLC|12418
MFG|MIZUHO FINANCIAL GRO|XSTM|NATIONAL FINANCIAL SERVICES LLC|71284
MFG|MIZUHO FINANCIAL GRO|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MFG|MIZUHO FINANCIAL GRO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9059
MFGP|MICRO FOCUS INTL|ADAM|CANACCORD GENUITY INC.|9828
MFGP|MICRO FOCUS INTL|ALTX|Alternet Securities Inc.|2994
MFGP|MICRO FOCUS INTL|APCC|Apex Clearing Corporation|28
MFGP|MICRO FOCUS INTL|BANK|Primevest Financial Services, Inc.|52
MFGP|MICRO FOCUS INTL|BARD|Robert W. Baird & Co. Incorporated|568
MFGP|MICRO FOCUS INTL|BATM|CBOE TRADING, INC.|5285
MFGP|MICRO FOCUS INTL|BBNT|BB&T SECURITIES, LLC|129
MFGP|MICRO FOCUS INTL|BERN|Sanford C. Bernstein & Co., LLC|33912
MFGP|MICRO FOCUS INTL|BIDS|BIDS TRADING L.P.|100
MFGP|MICRO FOCUS INTL|BIMI|Banca IMI Securities Corp.|807
MFGP|MICRO FOCUS INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7415
MFGP|MICRO FOCUS INTL|BRGE|Newbridge Securities Corp.|27
MFGP|MICRO FOCUS INTL|BYXM|CBOE TRADING, INC.|521
MFGP|MICRO FOCUS INTL|CANT|Cantor Fitzgerald & Co.|1
MFGP|MICRO FOCUS INTL|CHAS|Charles Schwab & Co., Inc.|1144
MFGP|MICRO FOCUS INTL|CHDN|CHARDAN CAPITAL MARKETS LLC|37924
MFGP|MICRO FOCUS INTL|CICF|Canaccord Genuity Corp.|1
MFGP|MICRO FOCUS INTL|CIST|Capital Institutional Services, Inc.|2470
MFGP|MICRO FOCUS INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27265
MFGP|MICRO FOCUS INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2800
MFGP|MICRO FOCUS INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
MFGP|MICRO FOCUS INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|264708
MFGP|MICRO FOCUS INTL|CTDL|Citadel Derivatives Group Llc|8368
MFGP|MICRO FOCUS INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|31808
MFGP|MICRO FOCUS INTL|DADA|D.A. Davidson & Co.|143
MFGP|MICRO FOCUS INTL|DAVA|Davenport & Company LLC|9
MFGP|MICRO FOCUS INTL|DBAB|Deutsche Bank Securities Inc.|55188
MFGP|MICRO FOCUS INTL|DBAX|Deutsche Bank Securities Inc.|91500
MFGP|MICRO FOCUS INTL|DBUL|Deutsche Bank Securities Inc.|300
MFGP|MICRO FOCUS INTL|DCHF|Dart Executions, LLC|2833
MFGP|MICRO FOCUS INTL|DEAN|MORGAN STANLEY|11900
MFGP|MICRO FOCUS INTL|DEGS|RONIN PROFESSIONAL LLC|11795
MFGP|MICRO FOCUS INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4456
MFGP|MICRO FOCUS INTL|EBXL|EBX LLC|85700
MFGP|MICRO FOCUS INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|18725
MFGP|MICRO FOCUS INTL|EDJO|Edward D. Jones & Co., L.P.|7387
MFGP|MICRO FOCUS INTL|EGAM|CBOE TRADING, INC.|6299
MFGP|MICRO FOCUS INTL|EGAW|CBOE TRADING, INC.|200
MFGP|MICRO FOCUS INTL|EGXM|CBOE TRADING, INC.|5694
MFGP|MICRO FOCUS INTL|EGXW|CBOE TRADING, INC.|200
MFGP|MICRO FOCUS INTL|ETBE|Electronic Transaction Clearing, Inc.|4485
MFGP|MICRO FOCUS INTL|ETCB|ETC BROKERAGE SERVICES, LLC|4
MFGP|MICRO FOCUS INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MFGP|MICRO FOCUS INTL|ETRS|E*Trade Securities LLC|58741
MFGP|MICRO FOCUS INTL|FBSB|U.S. Bancorp Investments, Inc.|2
MFGP|MICRO FOCUS INTL|FILL|Tradestation Securities, Inc.|1359
MFGP|MICRO FOCUS INTL|FINX|FINTECH SECURITIES|178
MFGP|MICRO FOCUS INTL|FMAF|NBCN Inc./ CDS|216
MFGP|MICRO FOCUS INTL|FQLS|Quantlab Securities LP|92521
MFGP|MICRO FOCUS INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66710
MFGP|MICRO FOCUS INTL|FTBR|Foliofn Investments, Inc.|5664
MFGP|MICRO FOCUS INTL|GARC|ICAP Corporates LLC|123616
MFGP|MICRO FOCUS INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|114
MFGP|MICRO FOCUS INTL|GFIS|GFI Securities LLC|400000
MFGP|MICRO FOCUS INTL|GLIS|TD Securities Inc|62
MFGP|MICRO FOCUS INTL|GLPX|ACS EXECUTION SERVICES, LLC|3177
MFGP|MICRO FOCUS INTL|GSCO|GOLDMAN SACHS & CO. LLC|680077
MFGP|MICRO FOCUS INTL|GSCS|GOLDMAN SACHS & CO. LLC|73323
MFGP|MICRO FOCUS INTL|GSLT|GOLDMAN SACHS & CO. LLC|22994
MFGP|MICRO FOCUS INTL|GTSZ|GTS SECURITIES LLC|15222
MFGP|MICRO FOCUS INTL|HRBF|American Enterprise Investment Services Inc.|2913
MFGP|MICRO FOCUS INTL|HSBC|HSBC Securities, Inc.|1413
MFGP|MICRO FOCUS INTL|IATS|INTERACTIVE BROKERS LLC|2255
MFGP|MICRO FOCUS INTL|IBKR|Interactive Brokers Llc|5376
MFGP|MICRO FOCUS INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14181
MFGP|MICRO FOCUS INTL|ICBX|INSTINET, LLC|30900
MFGP|MICRO FOCUS INTL|INCA|INSTINET, LLC|83659
MFGP|MICRO FOCUS INTL|INJX|INSTINET, LLC|500
MFGP|MICRO FOCUS INTL|ITGI|ITG Inc.|48693
MFGP|MICRO FOCUS INTL|ITGP|ITG INC.|216800
MFGP|MICRO FOCUS INTL|JANY|Janney Montgomery Scott Inc.|717
MFGP|MICRO FOCUS INTL|JEFF|JEFFERIES LLC|18740
MFGP|MICRO FOCUS INTL|JMPT|JUMP TRADING, LLC|75355
MFGP|MICRO FOCUS INTL|JPBX|J.P. MORGAN SECURITIES LLC|4152
MFGP|MICRO FOCUS INTL|JPMX|J.P. Morgan Securities LLC|251176
MFGP|MICRO FOCUS INTL|JSJX|JANE STREET CAPITAL LLC|1900
MFGP|MICRO FOCUS INTL|KCGM|VIRTU Americas LLC|36313
MFGP|MICRO FOCUS INTL|LEHM|Barclays Capital Inc./Le|484358
MFGP|MICRO FOCUS INTL|LIME|Lime Brokerage LLC|279409
MFGP|MICRO FOCUS INTL|LQNA|LIQUIDNET, INC.|40600
MFGP|MICRO FOCUS INTL|LSCI|Lek Securities Corporation|1766
MFGP|MICRO FOCUS INTL|MACC|Mid Atlantic Capital Corporation|66
MFGP|MICRO FOCUS INTL|MBTS|ALLY INVEST SECURITIES LLC|803
MFGP|MICRO FOCUS INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66143
MFGP|MICRO FOCUS INTL|MOTF|MOTIF INVESTING, INC.|3
MFGP|MICRO FOCUS INTL|MSCO|MORGAN STANLEY & CO. LLC|725378
MFGP|MICRO FOCUS INTL|MSPL|MORGAN STANLEY & CO. LLC|145600
MFGP|MICRO FOCUS INTL|MSTX|MORGAN STANLEY & CO. LLC|248600
MFGP|MICRO FOCUS INTL|NBCS|NBC Securities, INC.|137
MFGP|MICRO FOCUS INTL|NEUB|NEUBERGER BERMAN BD LLC|277
MFGP|MICRO FOCUS INTL|NFSC|National Financial Services LLC|91367
MFGP|MICRO FOCUS INTL|NITE|VIRTU Americas LLC|336961
MFGP|MICRO FOCUS INTL|NQRB|Brut, LLC|10375
MFGP|MICRO FOCUS INTL|NTBF|BMO Nesbitt Burns Inc./CDS|30
MFGP|MICRO FOCUS INTL|NTRC|Northern Trust Securities, Inc.|204
MFGP|MICRO FOCUS INTL|OLDM|OLD MISSION CAPITAL, LLC|37865
MFGP|MICRO FOCUS INTL|OPCO|Oppenheimer & Co. Inc.|3771
MFGP|MICRO FOCUS INTL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5803
MFGP|MICRO FOCUS INTL|PCPT|PHILLIP CAPITAL INC.|100
MFGP|MICRO FOCUS INTL|PDQM|CODA MARKETS, INC.|6435
MFGP|MICRO FOCUS INTL|PWJC|UBS Financial Services, Inc.|15317
MFGP|MICRO FOCUS INTL|RBCM|RBC CAPITAL MARKETS, LLC|4033
MFGP|MICRO FOCUS INTL|SALI|INTL FCSTONE FINANCIAL INC.|549
MFGP|MICRO FOCUS INTL|SBSH|Citigroup Global Markets Inc.|111311
MFGP|MICRO FOCUS INTL|SEIC|SEI Investments Distribution Co.|700
MFGP|MICRO FOCUS INTL|SGMT|GOLDMAN SACHS & CO. LLC|91579
MFGP|MICRO FOCUS INTL|SPDR|SPEEDROUTE LLC|14050
MFGP|MICRO FOCUS INTL|SPHN|Stephens Inc.|43
MFGP|MICRO FOCUS INTL|STFL|Stifel, Nicolaus & Company, Incorporated|9659
MFGP|MICRO FOCUS INTL|STKP|STOCKPILE INVESTMENTS, INC.|4
MFGP|MICRO FOCUS INTL|SWIM|TD Ameritrade, Inc.|7712
MFGP|MICRO FOCUS INTL|SWST|Hilltop Securities Inc.|470
MFGP|MICRO FOCUS INTL|TITL|TITLEIST ASSET MANAGEMENT, LTD.|150
MFGP|MICRO FOCUS INTL|TKNG|ALLY INVEST SECURITIES LLC|45
MFGP|MICRO FOCUS INTL|TRBT|Tradebot Systems, Inc.|117474
MFGP|MICRO FOCUS INTL|TRCM|TRC MARKETS LLC|55765
MFGP|MICRO FOCUS INTL|UBSA|UBS SECURITIES LLC|386498
MFGP|MICRO FOCUS INTL|UBSS|UBS Securities LLC|339659
MFGP|MICRO FOCUS INTL|VALX|VIRTU AMERICAS LLC|188841
MFGP|MICRO FOCUS INTL|VGRD|Vanguard Marketing Corporation|14781
MFGP|MICRO FOCUS INTL|WBLR|WILLIAM BLAIR|31
MFGP|MICRO FOCUS INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|934
MFGP|MICRO FOCUS INTL|WCHV|WELLS FARGO SECURITIES, LLC|37758
MFGP|MICRO FOCUS INTL|WEDB|WEDBUSH SECURITIES INC.|230
MFGP|MICRO FOCUS INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6419
MFGP|MICRO FOCUS INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13631
MFGP|MICRO FOCUS INTL|WGIF|CIBC World Markets Inc.|2454
MFGP|MICRO FOCUS INTL|WSEA|WOLVERINE SECURITIES, LLC|2943
MFGP|MICRO FOCUS INTL|XIST|INSTINET, LLC|5430
MFGP|MICRO FOCUS INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|14950
MFGP|MICRO FOCUS INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|2
MFGP|MICRO FOCUS INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6442
MFIN|MEDALLION FIN CP|ALTX|Alternet Securities Inc.|1800
MFIN|MEDALLION FIN CP|APCC|Apex Clearing Corporation|18
MFIN|MEDALLION FIN CP|BATM|CBOE TRADING, INC.|1114
MFIN|MEDALLION FIN CP|BERN|Sanford C. Bernstein & Co., LLC|5501
MFIN|MEDALLION FIN CP|BIAD|SAGETRADER, LLC|200
MFIN|MEDALLION FIN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4400
MFIN|MEDALLION FIN CP|BZYD|GOLDMAN SACHS & CO. LLC|598
MFIN|MEDALLION FIN CP|CHAS|Charles Schwab & Co., Inc.|4
MFIN|MEDALLION FIN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2600
MFIN|MEDALLION FIN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1403
MFIN|MEDALLION FIN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25682
MFIN|MEDALLION FIN CP|CTDL|Citadel Derivatives Group Llc|163
MFIN|MEDALLION FIN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2104
MFIN|MEDALLION FIN CP|DBAB|Deutsche Bank Securities Inc.|2980
MFIN|MEDALLION FIN CP|DBAX|Deutsche Bank Securities Inc.|4600
MFIN|MEDALLION FIN CP|DEAN|MORGAN STANLEY|5655
MFIN|MEDALLION FIN CP|DEGS|RONIN PROFESSIONAL LLC|11920
MFIN|MEDALLION FIN CP|EBXL|EBX LLC|7900
MFIN|MEDALLION FIN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|196
MFIN|MEDALLION FIN CP|EDJO|Edward D. Jones & Co., L.P.|306
MFIN|MEDALLION FIN CP|EGAM|CBOE TRADING, INC.|400
MFIN|MEDALLION FIN CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
MFIN|MEDALLION FIN CP|EGXM|CBOE TRADING, INC.|500
MFIN|MEDALLION FIN CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1018
MFIN|MEDALLION FIN CP|ETRS|E*Trade Securities LLC|111669
MFIN|MEDALLION FIN CP|FBCO|Credit Suisse Securities (USA) LLC|19720
MFIN|MEDALLION FIN CP|FILL|Tradestation Securities, Inc.|800
MFIN|MEDALLION FIN CP|FINX|FINTECH SECURITIES|4000
MFIN|MEDALLION FIN CP|FOMA|TD AMERITRADE CLEARING, INC.|197740
MFIN|MEDALLION FIN CP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3000
MFIN|MEDALLION FIN CP|FTBR|Foliofn Investments, Inc.|356
MFIN|MEDALLION FIN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|436
MFIN|MEDALLION FIN CP|GLPX|ACS EXECUTION SERVICES, LLC|493
MFIN|MEDALLION FIN CP|GSCO|GOLDMAN SACHS & CO. LLC|3628
MFIN|MEDALLION FIN CP|GSCS|GOLDMAN SACHS & CO. LLC|19438
MFIN|MEDALLION FIN CP|GSLT|GOLDMAN SACHS & CO. LLC|914
MFIN|MEDALLION FIN CP|GTSZ|GTS SECURITIES LLC|2392
MFIN|MEDALLION FIN CP|HRBF|American Enterprise Investment Services Inc.|835
MFIN|MEDALLION FIN CP|IATS|INTERACTIVE BROKERS LLC|14713
MFIN|MEDALLION FIN CP|IBKR|Interactive Brokers Llc|156869
MFIN|MEDALLION FIN CP|ICBX|INSTINET, LLC|1900
MFIN|MEDALLION FIN CP|INCA|INSTINET, LLC|15870
MFIN|MEDALLION FIN CP|ITGI|ITG Inc.|3046
MFIN|MEDALLION FIN CP|ITGP|ITG INC.|7800
MFIN|MEDALLION FIN CP|JMPT|JUMP TRADING, LLC|925
MFIN|MEDALLION FIN CP|JPMX|J.P. Morgan Securities LLC|9071
MFIN|MEDALLION FIN CP|JSJX|JANE STREET CAPITAL LLC|300
MFIN|MEDALLION FIN CP|KBWI|Keefe, Bruyette & Woods, Inc.|1700
MFIN|MEDALLION FIN CP|KCGM|VIRTU Americas LLC|5380
MFIN|MEDALLION FIN CP|LEHM|Barclays Capital Inc./Le|20629
MFIN|MEDALLION FIN CP|LIME|Lime Brokerage LLC|26791
MFIN|MEDALLION FIN CP|LSCI|Lek Securities Corporation|227
MFIN|MEDALLION FIN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8200
MFIN|MEDALLION FIN CP|MOTF|MOTIF INVESTING, INC.|2
MFIN|MEDALLION FIN CP|MSCO|MORGAN STANLEY & CO. LLC|99933
MFIN|MEDALLION FIN CP|MSPL|MORGAN STANLEY & CO. LLC|5200
MFIN|MEDALLION FIN CP|NFSC|National Financial Services LLC|77205
MFIN|MEDALLION FIN CP|NITE|VIRTU Americas LLC|384645
MFIN|MEDALLION FIN CP|NITP|VIRTU Americas LLC|200
MFIN|MEDALLION FIN CP|OPCO|Oppenheimer & Co. Inc.|8443
MFIN|MEDALLION FIN CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2319
MFIN|MEDALLION FIN CP|PDQM|CODA MARKETS, INC.|7954
MFIN|MEDALLION FIN CP|PWJC|UBS Financial Services, Inc.|5000
MFIN|MEDALLION FIN CP|RAJA|Raymond James & Associates, Inc.|26961
MFIN|MEDALLION FIN CP|RBCM|RBC CAPITAL MARKETS, LLC|12622
MFIN|MEDALLION FIN CP|SAGL|SAGETRADER, LLC|1045
MFIN|MEDALLION FIN CP|SALI|INTL FCSTONE FINANCIAL INC.|800
MFIN|MEDALLION FIN CP|SGMT|GOLDMAN SACHS & CO. LLC|9811
MFIN|MEDALLION FIN CP|SPDR|SPEEDROUTE LLC|2818
MFIN|MEDALLION FIN CP|SPHN|Stephens Inc.|1900
MFIN|MEDALLION FIN CP|STFL|Stifel, Nicolaus & Company, Incorporated|8500
MFIN|MEDALLION FIN CP|SWIM|TD Ameritrade, Inc.|6955
MFIN|MEDALLION FIN CP|TKNG|ALLY INVEST SECURITIES LLC|4231
MFIN|MEDALLION FIN CP|TRBT|Tradebot Systems, Inc.|1101
MFIN|MEDALLION FIN CP|TWTT|TASTYWORKS, INC.|100
MFIN|MEDALLION FIN CP|UBSA|UBS SECURITIES LLC|48842
MFIN|MEDALLION FIN CP|UBSS|UBS Securities LLC|70281
MFIN|MEDALLION FIN CP|VALX|VIRTU AMERICAS LLC|972
MFIN|MEDALLION FIN CP|VGRD|Vanguard Marketing Corporation|4435
MFIN|MEDALLION FIN CP|VNDM|Wall Street Access|9907
MFIN|MEDALLION FIN CP|WCHV|WELLS FARGO SECURITIES, LLC|83542
MFIN|MEDALLION FIN CP|WEED|Weeden & Co.L.P.|4200
MFIN|MEDALLION FIN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
MFIN|MEDALLION FIN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15064
MFIN|MEDALLION FIN CP|WSEA|WOLVERINE SECURITIES, LLC|1693
MFIN|MEDALLION FIN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1545
MFIN|MEDALLION FIN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
MFINL|MEDALLION FIN NOTES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
MFINL|MEDALLION FIN NOTES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
MFINL|MEDALLION FIN NOTES|ETRS|E*Trade Securities LLC|177
MFINL|MEDALLION FIN NOTES|FOMA|TD AMERITRADE CLEARING, INC.|2760
MFINL|MEDALLION FIN NOTES|GSCS|GOLDMAN SACHS & CO. LLC|200
MFINL|MEDALLION FIN NOTES|HRBF|American Enterprise Investment Services Inc.|1787
MFINL|MEDALLION FIN NOTES|IBKR|Interactive Brokers Llc|40
MFINL|MEDALLION FIN NOTES|INCA|INSTINET, LLC|800
MFINL|MEDALLION FIN NOTES|LIME|Lime Brokerage LLC|338
MFINL|MEDALLION FIN NOTES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MFINL|MEDALLION FIN NOTES|NITE|VIRTU Americas LLC|3937
MFINL|MEDALLION FIN NOTES|NQRB|Brut, LLC|400
MFINL|MEDALLION FIN NOTES|OPCO|Oppenheimer & Co. Inc.|500
MFINL|MEDALLION FIN NOTES|SPDR|SPEEDROUTE LLC|93
MFINL|MEDALLION FIN NOTES|TRCM|TRC MARKETS LLC|200
MFINL|MEDALLION FIN NOTES|UBSS|UBS Securities LLC|125
MFL|BLACKROCK MUNIHOLDIN|APCC|Apex Clearing Corporation|10
MFL|BLACKROCK MUNIHOLDIN|BARD|Robert W. Baird & Co. Incorporated|201
MFL|BLACKROCK MUNIHOLDIN|BATM|CBOE TRADING, INC.|900
MFL|BLACKROCK MUNIHOLDIN|BBNT|BB&T SECURITIES, LLC|2328
MFL|BLACKROCK MUNIHOLDIN|BERN|Sanford C. Bernstein & Co., LLC|700
MFL|BLACKROCK MUNIHOLDIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4320
MFL|BLACKROCK MUNIHOLDIN|CIST|Capital Institutional Services, Inc.|1250
MFL|BLACKROCK MUNIHOLDIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|625
MFL|BLACKROCK MUNIHOLDIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|184
MFL|BLACKROCK MUNIHOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3464
MFL|BLACKROCK MUNIHOLDIN|CTDL|Citadel Derivatives Group Llc|100
MFL|BLACKROCK MUNIHOLDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MFL|BLACKROCK MUNIHOLDIN|DBAB|Deutsche Bank Securities Inc.|200
MFL|BLACKROCK MUNIHOLDIN|DBAX|Deutsche Bank Securities Inc.|1300
MFL|BLACKROCK MUNIHOLDIN|DEAN|MORGAN STANLEY|26691
MFL|BLACKROCK MUNIHOLDIN|DEGS|RONIN PROFESSIONAL LLC|100
MFL|BLACKROCK MUNIHOLDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|147
MFL|BLACKROCK MUNIHOLDIN|EBXL|EBX LLC|3100
MFL|BLACKROCK MUNIHOLDIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5324
MFL|BLACKROCK MUNIHOLDIN|EDJO|Edward D. Jones & Co., L.P.|10718
MFL|BLACKROCK MUNIHOLDIN|EGAM|CBOE TRADING, INC.|207
MFL|BLACKROCK MUNIHOLDIN|EGXM|CBOE TRADING, INC.|800
MFL|BLACKROCK MUNIHOLDIN|ESPO|ESPOSITO SECURITIES, LLC|11819
MFL|BLACKROCK MUNIHOLDIN|ETRS|E*Trade Securities LLC|3415
MFL|BLACKROCK MUNIHOLDIN|FINX|FINTECH SECURITIES|3400
MFL|BLACKROCK MUNIHOLDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11639
MFL|BLACKROCK MUNIHOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4894
MFL|BLACKROCK MUNIHOLDIN|FTBR|Foliofn Investments, Inc.|37
MFL|BLACKROCK MUNIHOLDIN|GLPX|ACS EXECUTION SERVICES, LLC|2909
MFL|BLACKROCK MUNIHOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|617
MFL|BLACKROCK MUNIHOLDIN|GSCS|GOLDMAN SACHS & CO. LLC|3500
MFL|BLACKROCK MUNIHOLDIN|GSLT|GOLDMAN SACHS & CO. LLC|300
MFL|BLACKROCK MUNIHOLDIN|GTSZ|GTS SECURITIES LLC|300
MFL|BLACKROCK MUNIHOLDIN|HRBF|American Enterprise Investment Services Inc.|16485
MFL|BLACKROCK MUNIHOLDIN|IATS|INTERACTIVE BROKERS LLC|5134
MFL|BLACKROCK MUNIHOLDIN|IBKR|Interactive Brokers Llc|14763
MFL|BLACKROCK MUNIHOLDIN|ICBX|INSTINET, LLC|400
MFL|BLACKROCK MUNIHOLDIN|INCA|INSTINET, LLC|1844
MFL|BLACKROCK MUNIHOLDIN|ITGI|ITG Inc.|882
MFL|BLACKROCK MUNIHOLDIN|ITGP|ITG INC.|3000
MFL|BLACKROCK MUNIHOLDIN|JANY|Janney Montgomery Scott Inc.|1112
MFL|BLACKROCK MUNIHOLDIN|JEFF|JEFFERIES LLC|218
MFL|BLACKROCK MUNIHOLDIN|JPMX|J.P. Morgan Securities LLC|1200
MFL|BLACKROCK MUNIHOLDIN|JSJX|JANE STREET CAPITAL LLC|100
MFL|BLACKROCK MUNIHOLDIN|KCGM|VIRTU Americas LLC|2882
MFL|BLACKROCK MUNIHOLDIN|LEHM|Barclays Capital Inc./Le|7900
MFL|BLACKROCK MUNIHOLDIN|LIME|Lime Brokerage LLC|2311
MFL|BLACKROCK MUNIHOLDIN|LIWE|LIME BROKERAGE LLC|100
MFL|BLACKROCK MUNIHOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
MFL|BLACKROCK MUNIHOLDIN|MOTF|MOTIF INVESTING, INC.|1
MFL|BLACKROCK MUNIHOLDIN|MSCO|MORGAN STANLEY & CO. LLC|158884
MFL|BLACKROCK MUNIHOLDIN|MSPL|MORGAN STANLEY & CO. LLC|14400
MFL|BLACKROCK MUNIHOLDIN|NATL|National Securities Corporation|1800
MFL|BLACKROCK MUNIHOLDIN|NBCS|NBC Securities, INC.|600
MFL|BLACKROCK MUNIHOLDIN|NFSC|National Financial Services LLC|65657
MFL|BLACKROCK MUNIHOLDIN|NITE|VIRTU Americas LLC|179114
MFL|BLACKROCK MUNIHOLDIN|NQRB|Brut, LLC|1300
MFL|BLACKROCK MUNIHOLDIN|OPCO|Oppenheimer & Co. Inc.|5485
MFL|BLACKROCK MUNIHOLDIN|PDQM|CODA MARKETS, INC.|1889
MFL|BLACKROCK MUNIHOLDIN|PWJC|UBS Financial Services, Inc.|3534
MFL|BLACKROCK MUNIHOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|3141
MFL|BLACKROCK MUNIHOLDIN|SALI|INTL FCSTONE FINANCIAL INC.|1035
MFL|BLACKROCK MUNIHOLDIN|SBSH|Citigroup Global Markets Inc.|559
MFL|BLACKROCK MUNIHOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|1735
MFL|BLACKROCK MUNIHOLDIN|SPDR|SPEEDROUTE LLC|800
MFL|BLACKROCK MUNIHOLDIN|STFL|Stifel, Nicolaus & Company, Incorporated|10226
MFL|BLACKROCK MUNIHOLDIN|SWST|Hilltop Securities Inc.|11836
MFL|BLACKROCK MUNIHOLDIN|TKNG|ALLY INVEST SECURITIES LLC|350
MFL|BLACKROCK MUNIHOLDIN|TRBT|Tradebot Systems, Inc.|1384
MFL|BLACKROCK MUNIHOLDIN|UBSA|UBS SECURITIES LLC|7493
MFL|BLACKROCK MUNIHOLDIN|UBSS|UBS Securities LLC|30500
MFL|BLACKROCK MUNIHOLDIN|VALX|VIRTU AMERICAS LLC|200
MFL|BLACKROCK MUNIHOLDIN|VGRD|Vanguard Marketing Corporation|579
MFL|BLACKROCK MUNIHOLDIN|WBET|Wallachbeth Capital LLC|5160
MFL|BLACKROCK MUNIHOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|28915
MFL|BLACKROCK MUNIHOLDIN|WEDB|WEDBUSH SECURITIES INC.|5000
MFL|BLACKROCK MUNIHOLDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7234
MFL|BLACKROCK MUNIHOLDIN|WSEA|WOLVERINE SECURITIES, LLC|2
MFL|BLACKROCK MUNIHOLDIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
MFL|BLACKROCK MUNIHOLDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|209
MFL|BLACKROCK MUNIHOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1641
MFM|M F S MUNI INCOME TR|AGIS|Aegis Capital Corp.|3000
MFM|M F S MUNI INCOME TR|ALTX|Alternet Securities Inc.|800
MFM|M F S MUNI INCOME TR|APCC|Apex Clearing Corporation|31
MFM|M F S MUNI INCOME TR|BANK|Primevest Financial Services, Inc.|8757
MFM|M F S MUNI INCOME TR|BARD|Robert W. Baird & Co. Incorporated|65493
MFM|M F S MUNI INCOME TR|BATM|CBOE TRADING, INC.|252
MFM|M F S MUNI INCOME TR|BBNT|BB&T SECURITIES, LLC|5
MFM|M F S MUNI INCOME TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4966
MFM|M F S MUNI INCOME TR|BTIG|BTIG, LLC|2441
MFM|M F S MUNI INCOME TR|CHAS|Charles Schwab & Co., Inc.|2
MFM|M F S MUNI INCOME TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7400
MFM|M F S MUNI INCOME TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
MFM|M F S MUNI INCOME TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9200
MFM|M F S MUNI INCOME TR|CTDL|Citadel Derivatives Group Llc|200
MFM|M F S MUNI INCOME TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
MFM|M F S MUNI INCOME TR|DBAX|Deutsche Bank Securities Inc.|2800
MFM|M F S MUNI INCOME TR|DEAN|MORGAN STANLEY|10258
MFM|M F S MUNI INCOME TR|DEGS|RONIN PROFESSIONAL LLC|100
MFM|M F S MUNI INCOME TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2344
MFM|M F S MUNI INCOME TR|EBXL|EBX LLC|7000
MFM|M F S MUNI INCOME TR|EDJO|Edward D. Jones & Co., L.P.|8105
MFM|M F S MUNI INCOME TR|EGAM|CBOE TRADING, INC.|200
MFM|M F S MUNI INCOME TR|EGXM|CBOE TRADING, INC.|6342
MFM|M F S MUNI INCOME TR|ESPO|ESPOSITO SECURITIES, LLC|3384
MFM|M F S MUNI INCOME TR|ETBE|Electronic Transaction Clearing, Inc.|100
MFM|M F S MUNI INCOME TR|ETRS|E*Trade Securities LLC|26215
MFM|M F S MUNI INCOME TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4443
MFM|M F S MUNI INCOME TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25631
MFM|M F S MUNI INCOME TR|FTBR|Foliofn Investments, Inc.|27
MFM|M F S MUNI INCOME TR|GLPX|ACS EXECUTION SERVICES, LLC|2300
MFM|M F S MUNI INCOME TR|GSCO|GOLDMAN SACHS & CO. LLC|16421
MFM|M F S MUNI INCOME TR|GSLT|GOLDMAN SACHS & CO. LLC|100
MFM|M F S MUNI INCOME TR|HRBF|American Enterprise Investment Services Inc.|15298
MFM|M F S MUNI INCOME TR|IATS|INTERACTIVE BROKERS LLC|578
MFM|M F S MUNI INCOME TR|IBKR|Interactive Brokers Llc|3967
MFM|M F S MUNI INCOME TR|ICBX|INSTINET, LLC|1600
MFM|M F S MUNI INCOME TR|INCA|INSTINET, LLC|6000
MFM|M F S MUNI INCOME TR|ITGI|ITG Inc.|3362
MFM|M F S MUNI INCOME TR|ITGP|ITG INC.|1800
MFM|M F S MUNI INCOME TR|JANY|Janney Montgomery Scott Inc.|2376
MFM|M F S MUNI INCOME TR|JEFF|JEFFERIES LLC|1600
MFM|M F S MUNI INCOME TR|JONE|JonesTrading|300
MFM|M F S MUNI INCOME TR|JPMX|J.P. Morgan Securities LLC|200
MFM|M F S MUNI INCOME TR|KCGM|VIRTU Americas LLC|1200
MFM|M F S MUNI INCOME TR|LEHM|Barclays Capital Inc./Le|10100
MFM|M F S MUNI INCOME TR|LGNT|COR CLEARING LLC|5
MFM|M F S MUNI INCOME TR|LIME|Lime Brokerage LLC|442
MFM|M F S MUNI INCOME TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
MFM|M F S MUNI INCOME TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
MFM|M F S MUNI INCOME TR|MSCO|MORGAN STANLEY & CO. LLC|38491
MFM|M F S MUNI INCOME TR|MSPL|MORGAN STANLEY & CO. LLC|2500
MFM|M F S MUNI INCOME TR|MSTX|MORGAN STANLEY & CO. LLC|600
MFM|M F S MUNI INCOME TR|NFSC|National Financial Services LLC|103508
MFM|M F S MUNI INCOME TR|NITE|VIRTU Americas LLC|214933
MFM|M F S MUNI INCOME TR|NQRB|Brut, LLC|1745
MFM|M F S MUNI INCOME TR|OPCO|Oppenheimer & Co. Inc.|4909
MFM|M F S MUNI INCOME TR|PDQM|CODA MARKETS, INC.|2583
MFM|M F S MUNI INCOME TR|RBCM|RBC CAPITAL MARKETS, LLC|10978
MFM|M F S MUNI INCOME TR|SALI|INTL FCSTONE FINANCIAL INC.|1
MFM|M F S MUNI INCOME TR|SBSH|Citigroup Global Markets Inc.|5597
MFM|M F S MUNI INCOME TR|SGMT|GOLDMAN SACHS & CO. LLC|7970
MFM|M F S MUNI INCOME TR|SPDR|SPEEDROUTE LLC|100
MFM|M F S MUNI INCOME TR|SPHN|Stephens Inc.|273
MFM|M F S MUNI INCOME TR|STFL|Stifel, Nicolaus & Company, Incorporated|3314
MFM|M F S MUNI INCOME TR|STXG|Stockcross Financial Services, Inc.|42
MFM|M F S MUNI INCOME TR|SWIM|TD Ameritrade, Inc.|100
MFM|M F S MUNI INCOME TR|SWST|Hilltop Securities Inc.|35914
MFM|M F S MUNI INCOME TR|TRBT|Tradebot Systems, Inc.|2397
MFM|M F S MUNI INCOME TR|UBSA|UBS SECURITIES LLC|8961
MFM|M F S MUNI INCOME TR|UBSS|UBS Securities LLC|73916
MFM|M F S MUNI INCOME TR|VERT|The Vertical Trading Group, LLC|2
MFM|M F S MUNI INCOME TR|VGRD|Vanguard Marketing Corporation|3401
MFM|M F S MUNI INCOME TR|WBET|Wallachbeth Capital LLC|18062
MFM|M F S MUNI INCOME TR|WCHV|WELLS FARGO SECURITIES, LLC|64529
MFM|M F S MUNI INCOME TR|WSEA|WOLVERINE SECURITIES, LLC|2150
MFM|M F S MUNI INCOME TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
MFM|M F S MUNI INCOME TR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MFM|M F S MUNI INCOME TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9565
MFNC|MACKINAC FINANCIAL|AGIS|Aegis Capital Corp.|476
MFNC|MACKINAC FINANCIAL|ALTX|Alternet Securities Inc.|5070
MFNC|MACKINAC FINANCIAL|APCC|Apex Clearing Corporation|8
MFNC|MACKINAC FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|5
MFNC|MACKINAC FINANCIAL|BATM|CBOE TRADING, INC.|1451
MFNC|MACKINAC FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|1100
MFNC|MACKINAC FINANCIAL|BNKS|Fig Partners, LLC|4401
MFNC|MACKINAC FINANCIAL|BOSC|Boenning & Scattergood, Inc.|83820
MFNC|MACKINAC FINANCIAL|BYXM|CBOE TRADING, INC.|230
MFNC|MACKINAC FINANCIAL|CANT|Cantor Fitzgerald & Co.|8200
MFNC|MACKINAC FINANCIAL|CMPT|Compass Point Research & Trading, LLC|600
MFNC|MACKINAC FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17306
MFNC|MACKINAC FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6806
MFNC|MACKINAC FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4391
MFNC|MACKINAC FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8797
MFNC|MACKINAC FINANCIAL|CTDL|Citadel Derivatives Group Llc|958
MFNC|MACKINAC FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|456
MFNC|MACKINAC FINANCIAL|DBAB|Deutsche Bank Securities Inc.|7132
MFNC|MACKINAC FINANCIAL|DBAX|Deutsche Bank Securities Inc.|12500
MFNC|MACKINAC FINANCIAL|DEAN|MORGAN STANLEY|25072
MFNC|MACKINAC FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|2462
MFNC|MACKINAC FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30696
MFNC|MACKINAC FINANCIAL|DRWC|DRW SECURITIES, L.L.C.|100
MFNC|MACKINAC FINANCIAL|EBXL|EBX LLC|7300
MFNC|MACKINAC FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|2293
MFNC|MACKINAC FINANCIAL|EGAM|CBOE TRADING, INC.|1400
MFNC|MACKINAC FINANCIAL|EGAW|CBOE TRADING, INC.|1600
MFNC|MACKINAC FINANCIAL|EGXM|CBOE TRADING, INC.|852
MFNC|MACKINAC FINANCIAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
MFNC|MACKINAC FINANCIAL|ETRS|E*Trade Securities LLC|11847
MFNC|MACKINAC FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|14973
MFNC|MACKINAC FINANCIAL|FILL|Tradestation Securities, Inc.|100
MFNC|MACKINAC FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|13401
MFNC|MACKINAC FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1240
MFNC|MACKINAC FINANCIAL|FTBR|Foliofn Investments, Inc.|3320
MFNC|MACKINAC FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|661
MFNC|MACKINAC FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|7017
MFNC|MACKINAC FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|104503
MFNC|MACKINAC FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|1160
MFNC|MACKINAC FINANCIAL|GTSZ|GTS SECURITIES LLC|22966
MFNC|MACKINAC FINANCIAL|IATS|INTERACTIVE BROKERS LLC|2410
MFNC|MACKINAC FINANCIAL|IBKR|Interactive Brokers Llc|11628
MFNC|MACKINAC FINANCIAL|ICBX|INSTINET, LLC|10459
MFNC|MACKINAC FINANCIAL|INCA|INSTINET, LLC|63533
MFNC|MACKINAC FINANCIAL|INJX|INSTINET, LLC|30186
MFNC|MACKINAC FINANCIAL|ITGI|ITG Inc.|101538
MFNC|MACKINAC FINANCIAL|ITGP|ITG INC.|40400
MFNC|MACKINAC FINANCIAL|JEFF|JEFFERIES LLC|300
MFNC|MACKINAC FINANCIAL|JPMX|J.P. Morgan Securities LLC|5418
MFNC|MACKINAC FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|168
MFNC|MACKINAC FINANCIAL|KCGM|VIRTU Americas LLC|3907
MFNC|MACKINAC FINANCIAL|LAFC|R. F. Lafferty & Co., Inc.|1000
MFNC|MACKINAC FINANCIAL|LEHM|Barclays Capital Inc./Le|14283
MFNC|MACKINAC FINANCIAL|LIME|Lime Brokerage LLC|25926
MFNC|MACKINAC FINANCIAL|LMGP|LIME BROKERAGE LLC|35568
MFNC|MACKINAC FINANCIAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
MFNC|MACKINAC FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13417
MFNC|MACKINAC FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|188450
MFNC|MACKINAC FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|27700
MFNC|MACKINAC FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|400
MFNC|MACKINAC FINANCIAL|NFSC|National Financial Services LLC|50338
MFNC|MACKINAC FINANCIAL|NITE|VIRTU Americas LLC|89072
MFNC|MACKINAC FINANCIAL|OPCO|Oppenheimer & Co. Inc.|500
MFNC|MACKINAC FINANCIAL|PDQM|CODA MARKETS, INC.|12004
MFNC|MACKINAC FINANCIAL|PIPR|Piper Jaffray & Co.|149521
MFNC|MACKINAC FINANCIAL|PREC|PRECISION SECURITIES, LLC|500
MFNC|MACKINAC FINANCIAL|PWJC|UBS Financial Services, Inc.|500
MFNC|MACKINAC FINANCIAL|RAJA|Raymond James & Associates, Inc.|50105
MFNC|MACKINAC FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|408
MFNC|MACKINAC FINANCIAL|RJLC|RJL CAPITAL GROUP, LLC|1000
MFNC|MACKINAC FINANCIAL|SAGL|SAGETRADER, LLC|4004
MFNC|MACKINAC FINANCIAL|SBSH|Citigroup Global Markets Inc.|519
MFNC|MACKINAC FINANCIAL|SDLR|Sandler, O'Neill & Partners, L.P.|7400
MFNC|MACKINAC FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|8916
MFNC|MACKINAC FINANCIAL|SPDR|SPEEDROUTE LLC|1202
MFNC|MACKINAC FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|43429
MFNC|MACKINAC FINANCIAL|SWIM|TD Ameritrade, Inc.|825
MFNC|MACKINAC FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|556
MFNC|MACKINAC FINANCIAL|TRBT|Tradebot Systems, Inc.|3442
MFNC|MACKINAC FINANCIAL|TRCM|TRC MARKETS LLC|23110
MFNC|MACKINAC FINANCIAL|UBSA|UBS SECURITIES LLC|44495
MFNC|MACKINAC FINANCIAL|UBSS|UBS Securities LLC|280144
MFNC|MACKINAC FINANCIAL|VALX|VIRTU AMERICAS LLC|2550
MFNC|MACKINAC FINANCIAL|VGRD|Vanguard Marketing Corporation|1370
MFNC|MACKINAC FINANCIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|244
MFNC|MACKINAC FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|1100
MFNC|MACKINAC FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|10
MFNC|MACKINAC FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|2540
MFNC|MACKINAC FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|600
MFO|MFA FINANCIAL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
MFO|MFA FINANCIAL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|850
MFO|MFA FINANCIAL, INC.|DBAX|Deutsche Bank Securities Inc.|900
MFO|MFA FINANCIAL, INC.|DEAN|MORGAN STANLEY|836
MFO|MFA FINANCIAL, INC.|EBXL|EBX LLC|300
MFO|MFA FINANCIAL, INC.|ETRS|E*Trade Securities LLC|2823
MFO|MFA FINANCIAL, INC.|IBKR|Interactive Brokers Llc|500
MFO|MFA FINANCIAL, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MFO|MFA FINANCIAL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MFO|MFA FINANCIAL, INC.|NFSC|National Financial Services LLC|1025
MFO|MFA FINANCIAL, INC.|NITE|VIRTU Americas LLC|3944
MFO|MFA FINANCIAL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2263
MFO|MFA FINANCIAL, INC.|VGRD|Vanguard Marketing Corporation|200
MFO|MFA FINANCIAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|5679
MFSF|MUTUALFIRST FINL INC|APCC|Apex Clearing Corporation|30
MFSF|MUTUALFIRST FINL INC|BANK|Primevest Financial Services, Inc.|12
MFSF|MUTUALFIRST FINL INC|BATM|CBOE TRADING, INC.|111
MFSF|MUTUALFIRST FINL INC|BMOC|BMO Capital Markets Corp.|969
MFSF|MUTUALFIRST FINL INC|BNPX|BNP PARIBAS SECURITIES CORP.|563
MFSF|MUTUALFIRST FINL INC|BTIG|BTIG, LLC|4
MFSF|MUTUALFIRST FINL INC|BZYD|GOLDMAN SACHS & CO. LLC|329
MFSF|MUTUALFIRST FINL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42
MFSF|MUTUALFIRST FINL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14865
MFSF|MUTUALFIRST FINL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8269
MFSF|MUTUALFIRST FINL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2343
MFSF|MUTUALFIRST FINL INC|CTDL|Citadel Derivatives Group Llc|481
MFSF|MUTUALFIRST FINL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|998
MFSF|MUTUALFIRST FINL INC|DBAB|Deutsche Bank Securities Inc.|12375
MFSF|MUTUALFIRST FINL INC|DBAX|Deutsche Bank Securities Inc.|1100
MFSF|MUTUALFIRST FINL INC|DEGS|RONIN PROFESSIONAL LLC|120
MFSF|MUTUALFIRST FINL INC|EDJO|Edward D. Jones & Co., L.P.|1490
MFSF|MUTUALFIRST FINL INC|EGXM|CBOE TRADING, INC.|2
MFSF|MUTUALFIRST FINL INC|EGXW|CBOE TRADING, INC.|472
MFSF|MUTUALFIRST FINL INC|ETRS|E*Trade Securities LLC|2187
MFSF|MUTUALFIRST FINL INC|FBCO|Credit Suisse Securities (USA) LLC|37042
MFSF|MUTUALFIRST FINL INC|FINX|FINTECH SECURITIES|500
MFSF|MUTUALFIRST FINL INC|FOMA|TD AMERITRADE CLEARING, INC.|7578
MFSF|MUTUALFIRST FINL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1369
MFSF|MUTUALFIRST FINL INC|FTBR|Foliofn Investments, Inc.|2
MFSF|MUTUALFIRST FINL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
MFSF|MUTUALFIRST FINL INC|GSCO|GOLDMAN SACHS & CO. LLC|27261
MFSF|MUTUALFIRST FINL INC|GTSZ|GTS SECURITIES LLC|303
MFSF|MUTUALFIRST FINL INC|HRBF|American Enterprise Investment Services Inc.|31
MFSF|MUTUALFIRST FINL INC|IBKR|Interactive Brokers Llc|2916
MFSF|MUTUALFIRST FINL INC|ICBX|INSTINET, LLC|400
MFSF|MUTUALFIRST FINL INC|IEQY|CITADEL SECURITIES LLC|600
MFSF|MUTUALFIRST FINL INC|INCA|INSTINET, LLC|9433
MFSF|MUTUALFIRST FINL INC|INJX|INSTINET, LLC|1174
MFSF|MUTUALFIRST FINL INC|ITGI|ITG Inc.|6381
MFSF|MUTUALFIRST FINL INC|ITGP|ITG INC.|400
MFSF|MUTUALFIRST FINL INC|JANY|Janney Montgomery Scott Inc.|49
MFSF|MUTUALFIRST FINL INC|JEFF|JEFFERIES LLC|2644
MFSF|MUTUALFIRST FINL INC|JPMX|J.P. Morgan Securities LLC|3120
MFSF|MUTUALFIRST FINL INC|KCGM|VIRTU Americas LLC|100
MFSF|MUTUALFIRST FINL INC|LEHM|Barclays Capital Inc./Le|6887
MFSF|MUTUALFIRST FINL INC|LIME|Lime Brokerage LLC|24687
MFSF|MUTUALFIRST FINL INC|LMGP|LIME BROKERAGE LLC|7069
MFSF|MUTUALFIRST FINL INC|LOOP|Loop Capital Markets LLC|300
MFSF|MUTUALFIRST FINL INC|MAXM|Maxim Group LLC|421
MFSF|MUTUALFIRST FINL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700
MFSF|MUTUALFIRST FINL INC|MSCO|MORGAN STANLEY & CO. LLC|40476
MFSF|MUTUALFIRST FINL INC|MSPL|MORGAN STANLEY & CO. LLC|3000
MFSF|MUTUALFIRST FINL INC|NFSC|National Financial Services LLC|378
MFSF|MUTUALFIRST FINL INC|NITE|VIRTU Americas LLC|11207
MFSF|MUTUALFIRST FINL INC|PDQM|CODA MARKETS, INC.|719
MFSF|MUTUALFIRST FINL INC|RAJA|Raymond James & Associates, Inc.|1600
MFSF|MUTUALFIRST FINL INC|RBCM|RBC CAPITAL MARKETS, LLC|1000
MFSF|MUTUALFIRST FINL INC|SBSH|Citigroup Global Markets Inc.|6459
MFSF|MUTUALFIRST FINL INC|SGMT|GOLDMAN SACHS & CO. LLC|982
MFSF|MUTUALFIRST FINL INC|SPDR|SPEEDROUTE LLC|1430
MFSF|MUTUALFIRST FINL INC|SPTD|MINT GLOBAL MARKETS, INC.|1600
MFSF|MUTUALFIRST FINL INC|STFL|Stifel, Nicolaus & Company, Incorporated|803
MFSF|MUTUALFIRST FINL INC|SWIM|TD Ameritrade, Inc.|1583
MFSF|MUTUALFIRST FINL INC|TRBT|Tradebot Systems, Inc.|522
MFSF|MUTUALFIRST FINL INC|TRCM|TRC MARKETS LLC|2540
MFSF|MUTUALFIRST FINL INC|UBSA|UBS SECURITIES LLC|6197
MFSF|MUTUALFIRST FINL INC|UBSS|UBS Securities LLC|37191
MFSF|MUTUALFIRST FINL INC|VALX|VIRTU AMERICAS LLC|236
MFSF|MUTUALFIRST FINL INC|VGRD|Vanguard Marketing Corporation|3
MFSF|MUTUALFIRST FINL INC|WCHV|WELLS FARGO SECURITIES, LLC|4366
MFSF|MUTUALFIRST FINL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42
MFSF|MUTUALFIRST FINL INC|WSEA|WOLVERINE SECURITIES, LLC|129
MFSF|MUTUALFIRST FINL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1108
MFSF|MUTUALFIRST FINL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1228
MFT|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|100
MFT|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|5
MFT|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|70
MFT|BLACKROCK MUNIYIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
MFT|BLACKROCK MUNIYIELD|BTIG|BTIG, LLC|400
MFT|BLACKROCK MUNIYIELD|CHAS|Charles Schwab & Co., Inc.|1
MFT|BLACKROCK MUNIYIELD|CIST|Capital Institutional Services, Inc.|1860
MFT|BLACKROCK MUNIYIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|614
MFT|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2991
MFT|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|800
MFT|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|1261
MFT|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|404
MFT|BLACKROCK MUNIYIELD|EBXL|EBX LLC|1900
MFT|BLACKROCK MUNIYIELD|EGAM|CBOE TRADING, INC.|500
MFT|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|10352
MFT|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2033
MFT|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9845
MFT|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|20
MFT|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|4166
MFT|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|5379
MFT|BLACKROCK MUNIYIELD|GSLT|GOLDMAN SACHS & CO. LLC|300
MFT|BLACKROCK MUNIYIELD|GTSZ|GTS SECURITIES LLC|300
MFT|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|30
MFT|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|1892
MFT|BLACKROCK MUNIYIELD|ICBX|INSTINET, LLC|400
MFT|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|620
MFT|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|800
MFT|BLACKROCK MUNIYIELD|ITGP|ITG INC.|3000
MFT|BLACKROCK MUNIYIELD|JPMX|J.P. Morgan Securities LLC|3200
MFT|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|850
MFT|BLACKROCK MUNIYIELD|LEER|LEERINK PARTNERS LLC|2900
MFT|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|200
MFT|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|1114
MFT|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MFT|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MFT|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|8120
MFT|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|600
MFT|BLACKROCK MUNIYIELD|MSTX|MORGAN STANLEY & CO. LLC|2800
MFT|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|28233
MFT|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|55207
MFT|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|1100
MFT|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|3800
MFT|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|500
MFT|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|82
MFT|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|2695
MFT|BLACKROCK MUNIYIELD|SBSH|Citigroup Global Markets Inc.|1600
MFT|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|2655
MFT|BLACKROCK MUNIYIELD|SPDR|SPEEDROUTE LLC|100
MFT|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|518
MFT|BLACKROCK MUNIYIELD|SWIM|TD Ameritrade, Inc.|1109
MFT|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|4285
MFT|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|1680
MFT|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|3432
MFT|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|19599
MFT|BLACKROCK MUNIYIELD|VALX|VIRTU AMERICAS LLC|748
MFT|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|7080
MFT|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|3792
MFT|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|1
MFT|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MFT|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7639
MFUS|PIMCO RAFI DYN MF US|BATM|CBOE TRADING, INC.|220
MFUS|PIMCO RAFI DYN MF US|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4085
MFUS|PIMCO RAFI DYN MF US|DBAX|Deutsche Bank Securities Inc.|200
MFUS|PIMCO RAFI DYN MF US|DEAN|MORGAN STANLEY|100
MFUS|PIMCO RAFI DYN MF US|EBXL|EBX LLC|300
MFUS|PIMCO RAFI DYN MF US|ETRS|E*Trade Securities LLC|795
MFUS|PIMCO RAFI DYN MF US|ICBX|INSTINET, LLC|200
MFUS|PIMCO RAFI DYN MF US|JSJX|JANE STREET CAPITAL LLC|12032
MFUS|PIMCO RAFI DYN MF US|LEHM|Barclays Capital Inc./Le|400
MFUS|PIMCO RAFI DYN MF US|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MFUS|PIMCO RAFI DYN MF US|NFSC|National Financial Services LLC|1486
MFUS|PIMCO RAFI DYN MF US|NITE|VIRTU Americas LLC|3421
MFUS|PIMCO RAFI DYN MF US|PDQM|CODA MARKETS, INC.|1300
MFUS|PIMCO RAFI DYN MF US|RBCM|RBC CAPITAL MARKETS, LLC|1849
MFUS|PIMCO RAFI DYN MF US|SGMT|GOLDMAN SACHS & CO. LLC|100
MFUS|PIMCO RAFI DYN MF US|UBSA|UBS SECURITIES LLC|2427
MFUS|PIMCO RAFI DYN MF US|UBSS|UBS Securities LLC|2765
MFUS|PIMCO RAFI DYN MF US|YLPL|Linsco/Private Ledger Financial Services, Incorporated|636
MFV|M F S SPEC VAL TR|APCC|Apex Clearing Corporation|403
MFV|M F S SPEC VAL TR|BANK|Primevest Financial Services, Inc.|34
MFV|M F S SPEC VAL TR|BARD|Robert W. Baird & Co. Incorporated|1472
MFV|M F S SPEC VAL TR|BBNT|BB&T SECURITIES, LLC|16
MFV|M F S SPEC VAL TR|CHAS|Charles Schwab & Co., Inc.|1
MFV|M F S SPEC VAL TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2330
MFV|M F S SPEC VAL TR|DBAX|Deutsche Bank Securities Inc.|300
MFV|M F S SPEC VAL TR|DEAN|MORGAN STANLEY|1300
MFV|M F S SPEC VAL TR|EDJO|Edward D. Jones & Co., L.P.|1471
MFV|M F S SPEC VAL TR|EGAM|CBOE TRADING, INC.|742
MFV|M F S SPEC VAL TR|ETRS|E*Trade Securities LLC|15452
MFV|M F S SPEC VAL TR|FTBR|Foliofn Investments, Inc.|116
MFV|M F S SPEC VAL TR|GLPX|ACS EXECUTION SERVICES, LLC|210
MFV|M F S SPEC VAL TR|GSLT|GOLDMAN SACHS & CO. LLC|100
MFV|M F S SPEC VAL TR|GTSZ|GTS SECURITIES LLC|9
MFV|M F S SPEC VAL TR|HRBF|American Enterprise Investment Services Inc.|48
MFV|M F S SPEC VAL TR|IATS|INTERACTIVE BROKERS LLC|450
MFV|M F S SPEC VAL TR|IBKR|Interactive Brokers Llc|2249
MFV|M F S SPEC VAL TR|INCA|INSTINET, LLC|200
MFV|M F S SPEC VAL TR|ITGI|ITG Inc.|41
MFV|M F S SPEC VAL TR|ITGP|ITG INC.|200
MFV|M F S SPEC VAL TR|JANY|Janney Montgomery Scott Inc.|6
MFV|M F S SPEC VAL TR|KCGM|VIRTU Americas LLC|489
MFV|M F S SPEC VAL TR|LEHM|Barclays Capital Inc./Le|1000
MFV|M F S SPEC VAL TR|LIME|Lime Brokerage LLC|49
MFV|M F S SPEC VAL TR|MSCO|MORGAN STANLEY & CO. LLC|6372
MFV|M F S SPEC VAL TR|MSPL|MORGAN STANLEY & CO. LLC|1400
MFV|M F S SPEC VAL TR|NFSC|National Financial Services LLC|45650
MFV|M F S SPEC VAL TR|NITE|VIRTU Americas LLC|49926
MFV|M F S SPEC VAL TR|NQRB|Brut, LLC|1210
MFV|M F S SPEC VAL TR|OPCO|Oppenheimer & Co. Inc.|5
MFV|M F S SPEC VAL TR|PDQM|CODA MARKETS, INC.|510
MFV|M F S SPEC VAL TR|PWJC|UBS Financial Services, Inc.|616
MFV|M F S SPEC VAL TR|RBCM|RBC CAPITAL MARKETS, LLC|13167
MFV|M F S SPEC VAL TR|SGMT|GOLDMAN SACHS & CO. LLC|200
MFV|M F S SPEC VAL TR|STFL|Stifel, Nicolaus & Company, Incorporated|3
MFV|M F S SPEC VAL TR|SWIM|TD Ameritrade, Inc.|253
MFV|M F S SPEC VAL TR|SWST|Hilltop Securities Inc.|37
MFV|M F S SPEC VAL TR|TKNG|ALLY INVEST SECURITIES LLC|1000
MFV|M F S SPEC VAL TR|TRCM|TRC MARKETS LLC|100
MFV|M F S SPEC VAL TR|UBSA|UBS SECURITIES LLC|1902
MFV|M F S SPEC VAL TR|UBSS|UBS Securities LLC|19435
MFV|M F S SPEC VAL TR|VGRD|Vanguard Marketing Corporation|10656
MFV|M F S SPEC VAL TR|WCHV|WELLS FARGO SECURITIES, LLC|6183
MFV|M F S SPEC VAL TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9267
MFV|M F S SPEC VAL TR|WSEA|WOLVERINE SECURITIES, LLC|513
MFV|M F S SPEC VAL TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4600
MG|MISTRAS GROUP INC|ALTX|Alternet Securities Inc.|1300
MG|MISTRAS GROUP INC|APCC|Apex Clearing Corporation|3
MG|MISTRAS GROUP INC|BATM|CBOE TRADING, INC.|369
MG|MISTRAS GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|1479
MG|MISTRAS GROUP INC|BYXM|CBOE TRADING, INC.|150
MG|MISTRAS GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|1981
MG|MISTRAS GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10478
MG|MISTRAS GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1020
MG|MISTRAS GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33914
MG|MISTRAS GROUP INC|CSIN|Citadel Securities Institutional LLC|1700
MG|MISTRAS GROUP INC|CTDL|Citadel Derivatives Group Llc|894
MG|MISTRAS GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6874
MG|MISTRAS GROUP INC|DBAB|Deutsche Bank Securities Inc.|33915
MG|MISTRAS GROUP INC|DBAX|Deutsche Bank Securities Inc.|18300
MG|MISTRAS GROUP INC|DEAN|MORGAN STANLEY|268
MG|MISTRAS GROUP INC|DEGS|RONIN PROFESSIONAL LLC|919
MG|MISTRAS GROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
MG|MISTRAS GROUP INC|EBXL|EBX LLC|10600
MG|MISTRAS GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|90
MG|MISTRAS GROUP INC|EGAM|CBOE TRADING, INC.|1550
MG|MISTRAS GROUP INC|EGXM|CBOE TRADING, INC.|2
MG|MISTRAS GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|500
MG|MISTRAS GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|731
MG|MISTRAS GROUP INC|ETRS|E*Trade Securities LLC|5961
MG|MISTRAS GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3
MG|MISTRAS GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31551
MG|MISTRAS GROUP INC|FTBR|Foliofn Investments, Inc.|2
MG|MISTRAS GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|7191
MG|MISTRAS GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|31160
MG|MISTRAS GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|100
MG|MISTRAS GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|900
MG|MISTRAS GROUP INC|GTSZ|GTS SECURITIES LLC|7179
MG|MISTRAS GROUP INC|IATS|INTERACTIVE BROKERS LLC|1670
MG|MISTRAS GROUP INC|IBKR|Interactive Brokers Llc|7502
MG|MISTRAS GROUP INC|ICBX|INSTINET, LLC|3600
MG|MISTRAS GROUP INC|IEQY|CITADEL SECURITIES LLC|5978
MG|MISTRAS GROUP INC|INCA|INSTINET, LLC|15487
MG|MISTRAS GROUP INC|INJX|INSTINET, LLC|599
MG|MISTRAS GROUP INC|ITGI|ITG Inc.|9049
MG|MISTRAS GROUP INC|ITGP|ITG INC.|5800
MG|MISTRAS GROUP INC|JANY|Janney Montgomery Scott Inc.|112
MG|MISTRAS GROUP INC|JEFF|JEFFERIES LLC|9552
MG|MISTRAS GROUP INC|JMPT|JUMP TRADING, LLC|116
MG|MISTRAS GROUP INC|JONE|JonesTrading|300
MG|MISTRAS GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|342
MG|MISTRAS GROUP INC|JPMX|J.P. Morgan Securities LLC|24406
MG|MISTRAS GROUP INC|KCGM|VIRTU Americas LLC|2710
MG|MISTRAS GROUP INC|KING|C. L. King & Associates, Inc.|10513
MG|MISTRAS GROUP INC|LEHM|Barclays Capital Inc./Le|39002
MG|MISTRAS GROUP INC|LIME|Lime Brokerage LLC|8629
MG|MISTRAS GROUP INC|LSCI|Lek Securities Corporation|5
MG|MISTRAS GROUP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
MG|MISTRAS GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16746
MG|MISTRAS GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|87236
MG|MISTRAS GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|13500
MG|MISTRAS GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|400
MG|MISTRAS GROUP INC|NFSC|National Financial Services LLC|3390
MG|MISTRAS GROUP INC|NITE|VIRTU Americas LLC|35010
MG|MISTRAS GROUP INC|NQRB|Brut, LLC|850
MG|MISTRAS GROUP INC|PDQM|CODA MARKETS, INC.|2225
MG|MISTRAS GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|583
MG|MISTRAS GROUP INC|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|1000
MG|MISTRAS GROUP INC|SAGW|SAGETRADER, LLC|400
MG|MISTRAS GROUP INC|SBSH|Citigroup Global Markets Inc.|13093
MG|MISTRAS GROUP INC|SEIC|SEI Investments Distribution Co.|100
MG|MISTRAS GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|3507
MG|MISTRAS GROUP INC|SPDR|SPEEDROUTE LLC|3743
MG|MISTRAS GROUP INC|SWIM|TD Ameritrade, Inc.|380
MG|MISTRAS GROUP INC|TRBT|Tradebot Systems, Inc.|13448
MG|MISTRAS GROUP INC|TRCM|TRC MARKETS LLC|13627
MG|MISTRAS GROUP INC|TWTT|TASTYWORKS, INC.|30
MG|MISTRAS GROUP INC|UBSA|UBS SECURITIES LLC|50063
MG|MISTRAS GROUP INC|UBSS|UBS Securities LLC|69670
MG|MISTRAS GROUP INC|VALX|VIRTU AMERICAS LLC|5262
MG|MISTRAS GROUP INC|VGRD|Vanguard Marketing Corporation|850
MG|MISTRAS GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|12459
MG|MISTRAS GROUP INC|WEED|Weeden & Co.L.P.|13436
MG|MISTRAS GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1583
MG|MISTRAS GROUP INC|WGIF|CIBC World Markets Inc.|500
MG|MISTRAS GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|5
MG|MISTRAS GROUP INC|XIST|INSTINET, LLC|800
MG|MISTRAS GROUP INC|XPQR|Jump Trading|100
MG|MISTRAS GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10
MGA|MAGNA INTL INC|AGIS|Aegis Capital Corp.|2450
MGA|MAGNA INTL INC|ALTX|Alternet Securities Inc.|9995
MGA|MAGNA INTL INC|ANOS|ABEL/NOSER, L.L.C.|12300
MGA|MAGNA INTL INC|APCC|Apex Clearing Corporation|1436
MGA|MAGNA INTL INC|AQUA|AQUA SECURITIES L.P.|6200
MGA|MAGNA INTL INC|BANK|Primevest Financial Services, Inc.|1355
MGA|MAGNA INTL INC|BARD|Robert W. Baird & Co. Incorporated|1070
MGA|MAGNA INTL INC|BATM|CBOE TRADING, INC.|4771
MGA|MAGNA INTL INC|BAYT|BTIG, LLC|15400
MGA|MAGNA INTL INC|BBNT|BB&T SECURITIES, LLC|789
MGA|MAGNA INTL INC|BERN|Sanford C. Bernstein & Co., LLC|28176
MGA|MAGNA INTL INC|BIMI|Banca IMI Securities Corp.|518
MGA|MAGNA INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14842
MGA|MAGNA INTL INC|BLKX|INSTINET, LLC|5000
MGA|MAGNA INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|106
MGA|MAGNA INTL INC|BTIG|BTIG, LLC|3046
MGA|MAGNA INTL INC|BYXM|CBOE TRADING, INC.|1617
MGA|MAGNA INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|800
MGA|MAGNA INTL INC|CANT|Cantor Fitzgerald & Co.|1686
MGA|MAGNA INTL INC|CHAS|Charles Schwab & Co., Inc.|10653
MGA|MAGNA INTL INC|CICF|Canaccord Genuity Corp.|100
MGA|MAGNA INTL INC|CIST|Capital Institutional Services, Inc.|3290
MGA|MAGNA INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28734
MGA|MAGNA INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1327
MGA|MAGNA INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1931
MGA|MAGNA INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|564315
MGA|MAGNA INTL INC|CTDL|Citadel Derivatives Group Llc|1990
MGA|MAGNA INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|36878
MGA|MAGNA INTL INC|DADA|D.A. Davidson & Co.|85
MGA|MAGNA INTL INC|DAVA|Davenport & Company LLC|780
MGA|MAGNA INTL INC|DBAB|Deutsche Bank Securities Inc.|251825
MGA|MAGNA INTL INC|DBAX|Deutsche Bank Securities Inc.|206300
MGA|MAGNA INTL INC|DBUL|Deutsche Bank Securities Inc.|7611
MGA|MAGNA INTL INC|DCHF|Dart Executions, LLC|208
MGA|MAGNA INTL INC|DEAN|MORGAN STANLEY|8422
MGA|MAGNA INTL INC|DEGS|RONIN PROFESSIONAL LLC|100
MGA|MAGNA INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|88818
MGA|MAGNA INTL INC|EBXL|EBX LLC|287900
MGA|MAGNA INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13822
MGA|MAGNA INTL INC|EDJO|Edward D. Jones & Co., L.P.|17611
MGA|MAGNA INTL INC|EGAM|CBOE TRADING, INC.|22425
MGA|MAGNA INTL INC|EGAW|CBOE TRADING, INC.|189
MGA|MAGNA INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|267
MGA|MAGNA INTL INC|EGXM|CBOE TRADING, INC.|5496
MGA|MAGNA INTL INC|EGXW|CBOE TRADING, INC.|300
MGA|MAGNA INTL INC|ETBE|Electronic Transaction Clearing, Inc.|19821
MGA|MAGNA INTL INC|ETCB|ETC BROKERAGE SERVICES, LLC|139
MGA|MAGNA INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14921
MGA|MAGNA INTL INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|286
MGA|MAGNA INTL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|204
MGA|MAGNA INTL INC|ETRS|E*Trade Securities LLC|34717
MGA|MAGNA INTL INC|FBSB|U.S. Bancorp Investments, Inc.|705
MGA|MAGNA INTL INC|FILL|Tradestation Securities, Inc.|3223
MGA|MAGNA INTL INC|FMAF|NBCN Inc./ CDS|48633
MGA|MAGNA INTL INC|FQLS|Quantlab Securities LP|383250
MGA|MAGNA INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104716
MGA|MAGNA INTL INC|FTBR|Foliofn Investments, Inc.|10165
MGA|MAGNA INTL INC|GBMT|GBM International, Inc.|15160
MGA|MAGNA INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|767
MGA|MAGNA INTL INC|GLIS|TD Securities Inc|1530
MGA|MAGNA INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|12668
MGA|MAGNA INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|596501
MGA|MAGNA INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|14238
MGA|MAGNA INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|3946
MGA|MAGNA INTL INC|GTSZ|GTS SECURITIES LLC|126518
MGA|MAGNA INTL INC|HASF|Haywood Securities Inc./CDS|100
MGA|MAGNA INTL INC|HRBF|American Enterprise Investment Services Inc.|4937
MGA|MAGNA INTL INC|HSBC|HSBC Securities, Inc.|521
MGA|MAGNA INTL INC|IATS|INTERACTIVE BROKERS LLC|8362
MGA|MAGNA INTL INC|IBKR|Interactive Brokers Llc|19841
MGA|MAGNA INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|724
MGA|MAGNA INTL INC|ICBX|INSTINET, LLC|63641
MGA|MAGNA INTL INC|INCA|INSTINET, LLC|1076729
MGA|MAGNA INTL INC|INJX|INSTINET, LLC|18157
MGA|MAGNA INTL INC|ITGI|ITG Inc.|184428
MGA|MAGNA INTL INC|ITGP|ITG INC.|507000
MGA|MAGNA INTL INC|JANY|Janney Montgomery Scott Inc.|2299
MGA|MAGNA INTL INC|JEFF|JEFFERIES LLC|134016
MGA|MAGNA INTL INC|JMPT|JUMP TRADING, LLC|50712
MGA|MAGNA INTL INC|JONE|JonesTrading|8919
MGA|MAGNA INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|15880
MGA|MAGNA INTL INC|JPMX|J.P. Morgan Securities LLC|381457
MGA|MAGNA INTL INC|JSJX|JANE STREET CAPITAL LLC|3087
MGA|MAGNA INTL INC|KCGM|VIRTU Americas LLC|46666
MGA|MAGNA INTL INC|KEYB|KEYBANC CAPITAL MARKETS INC.|49000
MGA|MAGNA INTL INC|LEHM|Barclays Capital Inc./Le|747812
MGA|MAGNA INTL INC|LIME|Lime Brokerage LLC|34827
MGA|MAGNA INTL INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|30200
MGA|MAGNA INTL INC|LSCI|Lek Securities Corporation|6
MGA|MAGNA INTL INC|MACQ|Macquarie Capital (USA) Inc.|400
MGA|MAGNA INTL INC|MAXM|Maxim Group LLC|48027
MGA|MAGNA INTL INC|MBTS|ALLY INVEST SECURITIES LLC|11939
MGA|MAGNA INTL INC|MCMF|Raymond James Ltd. Cds|152
MGA|MAGNA INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78828
MGA|MAGNA INTL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|250
MGA|MAGNA INTL INC|MOTF|MOTIF INVESTING, INC.|20
MGA|MAGNA INTL INC|MSCO|MORGAN STANLEY & CO. LLC|1382666
MGA|MAGNA INTL INC|MSPL|MORGAN STANLEY & CO. LLC|758200
MGA|MAGNA INTL INC|MSTX|MORGAN STANLEY & CO. LLC|91100
MGA|MAGNA INTL INC|NATL|National Securities Corporation|900
MGA|MAGNA INTL INC|NFSC|National Financial Services LLC|325741
MGA|MAGNA INTL INC|NITE|VIRTU Americas LLC|481577
MGA|MAGNA INTL INC|NITP|VIRTU Americas LLC|3358
MGA|MAGNA INTL INC|NMRA|Nomura Securities International, Inc.|100
MGA|MAGNA INTL INC|NQRB|Brut, LLC|22685
MGA|MAGNA INTL INC|NTBF|BMO Nesbitt Burns Inc./CDS|3301
MGA|MAGNA INTL INC|OHOS|TWO SIGMA SECURITIES, LLC|91158
MGA|MAGNA INTL INC|OPCO|Oppenheimer & Co. Inc.|24
MGA|MAGNA INTL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2162
MGA|MAGNA INTL INC|PDQM|CODA MARKETS, INC.|12348
MGA|MAGNA INTL INC|PHLY|NASDAQ Execution Services, LLC|1200
MGA|MAGNA INTL INC|PWJC|UBS Financial Services, Inc.|2090
MGA|MAGNA INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|5932
MGA|MAGNA INTL INC|RHCO|Suntrust Robinson Humphrey, Inc.|104320
MGA|MAGNA INTL INC|ROTH|Roth Capital Partners, LLC|800
MGA|MAGNA INTL INC|SAGL|SAGETRADER, LLC|1600
MGA|MAGNA INTL INC|SALI|INTL FCSTONE FINANCIAL INC.|554
MGA|MAGNA INTL INC|SBSH|Citigroup Global Markets Inc.|78491
MGA|MAGNA INTL INC|SEIC|SEI Investments Distribution Co.|500
MGA|MAGNA INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|126451
MGA|MAGNA INTL INC|SIBO|Prime Executions, Inc.|29015
MGA|MAGNA INTL INC|SJLS|TRADE INFORMATICS LLC|600
MGA|MAGNA INTL INC|SPDR|SPEEDROUTE LLC|2550
MGA|MAGNA INTL INC|SPHN|Stephens Inc.|416
MGA|MAGNA INTL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
MGA|MAGNA INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|5537
MGA|MAGNA INTL INC|STRS|STRATEGAS RESEARCH PARTNERS|2900
MGA|MAGNA INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2146
MGA|MAGNA INTL INC|SWIM|TD Ameritrade, Inc.|20206
MGA|MAGNA INTL INC|SWST|Hilltop Securities Inc.|532
MGA|MAGNA INTL INC|TAGC|TELSEY ADVISORY GROUP LLC|700
MGA|MAGNA INTL INC|TKNG|ALLY INVEST SECURITIES LLC|1098
MGA|MAGNA INTL INC|TMBR|Timber Hill LLC|4460
MGA|MAGNA INTL INC|TRBT|Tradebot Systems, Inc.|180414
MGA|MAGNA INTL INC|TRCM|TRC MARKETS LLC|171135
MGA|MAGNA INTL INC|UBSA|UBS SECURITIES LLC|388566
MGA|MAGNA INTL INC|UBSS|UBS Securities LLC|616293
MGA|MAGNA INTL INC|VALX|VIRTU AMERICAS LLC|14243
MGA|MAGNA INTL INC|VGRD|Vanguard Marketing Corporation|17303
MGA|MAGNA INTL INC|WBLR|WILLIAM BLAIR|6
MGA|MAGNA INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MGA|MAGNA INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|73066
MGA|MAGNA INTL INC|WEDB|WEDBUSH SECURITIES INC.|3850
MGA|MAGNA INTL INC|WEED|Weeden & Co.L.P.|406
MGA|MAGNA INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5282
MGA|MAGNA INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28968
MGA|MAGNA INTL INC|WSEA|WOLVERINE SECURITIES, LLC|10079
MGA|MAGNA INTL INC|XIST|INSTINET, LLC|24800
MGA|MAGNA INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|65474
MGA|MAGNA INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|320
MGA|MAGNA INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6103
MGC|VANGUARD MEGA CAP|APCC|Apex Clearing Corporation|27479
MGC|VANGUARD MEGA CAP|BARD|Robert W. Baird & Co. Incorporated|1345
MGC|VANGUARD MEGA CAP|BATM|CBOE TRADING, INC.|200
MGC|VANGUARD MEGA CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|92
MGC|VANGUARD MEGA CAP|BTIG|BTIG, LLC|835
MGC|VANGUARD MEGA CAP|CANT|Cantor Fitzgerald & Co.|746
MGC|VANGUARD MEGA CAP|CHAS|Charles Schwab & Co., Inc.|8
MGC|VANGUARD MEGA CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7599
MGC|VANGUARD MEGA CAP|DBAX|Deutsche Bank Securities Inc.|2900
MGC|VANGUARD MEGA CAP|DEAN|MORGAN STANLEY|888
MGC|VANGUARD MEGA CAP|DEGS|RONIN PROFESSIONAL LLC|400
MGC|VANGUARD MEGA CAP|EBXL|EBX LLC|3100
MGC|VANGUARD MEGA CAP|EDJO|Edward D. Jones & Co., L.P.|2046
MGC|VANGUARD MEGA CAP|ETRS|E*Trade Securities LLC|18258
MGC|VANGUARD MEGA CAP|FMAF|NBCN Inc./ CDS|50
MGC|VANGUARD MEGA CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MGC|VANGUARD MEGA CAP|FTBR|Foliofn Investments, Inc.|448
MGC|VANGUARD MEGA CAP|GSCO|GOLDMAN SACHS & CO. LLC|2445
MGC|VANGUARD MEGA CAP|GSLT|GOLDMAN SACHS & CO. LLC|91
MGC|VANGUARD MEGA CAP|HRBF|American Enterprise Investment Services Inc.|10046
MGC|VANGUARD MEGA CAP|IBKR|Interactive Brokers Llc|2318
MGC|VANGUARD MEGA CAP|ICBX|INSTINET, LLC|2014
MGC|VANGUARD MEGA CAP|INCA|INSTINET, LLC|2918
MGC|VANGUARD MEGA CAP|ITGI|ITG Inc.|191
MGC|VANGUARD MEGA CAP|JANY|Janney Montgomery Scott Inc.|607
MGC|VANGUARD MEGA CAP|JPMX|J.P. Morgan Securities LLC|2494
MGC|VANGUARD MEGA CAP|JSJX|JANE STREET CAPITAL LLC|99260
MGC|VANGUARD MEGA CAP|KCGM|VIRTU Americas LLC|100
MGC|VANGUARD MEGA CAP|LEHM|Barclays Capital Inc./Le|10888
MGC|VANGUARD MEGA CAP|LIME|Lime Brokerage LLC|8368
MGC|VANGUARD MEGA CAP|MACC|Mid Atlantic Capital Corporation|14
MGC|VANGUARD MEGA CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6532
MGC|VANGUARD MEGA CAP|MOTF|MOTIF INVESTING, INC.|2
MGC|VANGUARD MEGA CAP|MSCO|MORGAN STANLEY & CO. LLC|6255
MGC|VANGUARD MEGA CAP|MSPL|MORGAN STANLEY & CO. LLC|800
MGC|VANGUARD MEGA CAP|NFSC|National Financial Services LLC|36094
MGC|VANGUARD MEGA CAP|NITE|VIRTU Americas LLC|66362
MGC|VANGUARD MEGA CAP|PDQM|CODA MARKETS, INC.|10900
MGC|VANGUARD MEGA CAP|PHLY|NASDAQ Execution Services, LLC|400
MGC|VANGUARD MEGA CAP|RBCM|RBC CAPITAL MARKETS, LLC|657
MGC|VANGUARD MEGA CAP|SALI|INTL FCSTONE FINANCIAL INC.|447
MGC|VANGUARD MEGA CAP|SGMT|GOLDMAN SACHS & CO. LLC|5405
MGC|VANGUARD MEGA CAP|SHMR|ABN Amro Clearing LLC|1165
MGC|VANGUARD MEGA CAP|SPHN|Stephens Inc.|50
MGC|VANGUARD MEGA CAP|STFL|Stifel, Nicolaus & Company, Incorporated|1252
MGC|VANGUARD MEGA CAP|SWIM|TD Ameritrade, Inc.|3874
MGC|VANGUARD MEGA CAP|SWST|Hilltop Securities Inc.|1070
MGC|VANGUARD MEGA CAP|TKNG|ALLY INVEST SECURITIES LLC|110
MGC|VANGUARD MEGA CAP|TRCM|TRC MARKETS LLC|184
MGC|VANGUARD MEGA CAP|UBSA|UBS SECURITIES LLC|8756
MGC|VANGUARD MEGA CAP|UBSS|UBS Securities LLC|47546
MGC|VANGUARD MEGA CAP|VGRD|Vanguard Marketing Corporation|48004
MGC|VANGUARD MEGA CAP|WCHV|WELLS FARGO SECURITIES, LLC|15111
MGC|VANGUARD MEGA CAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4493
MGC|VANGUARD MEGA CAP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|93
MGC|VANGUARD MEGA CAP|WSEA|WOLVERINE SECURITIES, LLC|139
MGC|VANGUARD MEGA CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15441
MGEE|MGE ENERGY INC|APCC|Apex Clearing Corporation|110
MGEE|MGE ENERGY INC|BANK|Primevest Financial Services, Inc.|1
MGEE|MGE ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|2000
MGEE|MGE ENERGY INC|BATM|CBOE TRADING, INC.|100
MGEE|MGE ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|5251
MGEE|MGE ENERGY INC|BMOC|BMO Capital Markets Corp.|5579
MGEE|MGE ENERGY INC|BNPX|BNP PARIBAS SECURITIES CORP.|6178
MGEE|MGE ENERGY INC|BZYD|GOLDMAN SACHS & CO. LLC|1421
MGEE|MGE ENERGY INC|CHAS|Charles Schwab & Co., Inc.|152
MGEE|MGE ENERGY INC|CIST|Capital Institutional Services, Inc.|20
MGEE|MGE ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1267
MGEE|MGE ENERGY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|111
MGEE|MGE ENERGY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
MGEE|MGE ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4459
MGEE|MGE ENERGY INC|CTDL|Citadel Derivatives Group Llc|2164
MGEE|MGE ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2370
MGEE|MGE ENERGY INC|DBAB|Deutsche Bank Securities Inc.|69819
MGEE|MGE ENERGY INC|DBAX|Deutsche Bank Securities Inc.|7700
MGEE|MGE ENERGY INC|DEAN|MORGAN STANLEY|469
MGEE|MGE ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|1300
MGEE|MGE ENERGY INC|EBXL|EBX LLC|2100
MGEE|MGE ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4526
MGEE|MGE ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|5618
MGEE|MGE ENERGY INC|EGAM|CBOE TRADING, INC.|1464
MGEE|MGE ENERGY INC|EGMT|EG MARKET TECHNOLOGIES LLC|195
MGEE|MGE ENERGY INC|EGXM|CBOE TRADING, INC.|111
MGEE|MGE ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|200
MGEE|MGE ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6758
MGEE|MGE ENERGY INC|ETRS|E*Trade Securities LLC|4324
MGEE|MGE ENERGY INC|FBCO|Credit Suisse Securities (USA) LLC|454099
MGEE|MGE ENERGY INC|FILL|Tradestation Securities, Inc.|500
MGEE|MGE ENERGY INC|FMAF|NBCN Inc./ CDS|200
MGEE|MGE ENERGY INC|FOMA|TD AMERITRADE CLEARING, INC.|16146
MGEE|MGE ENERGY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8
MGEE|MGE ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6704
MGEE|MGE ENERGY INC|FTBR|Foliofn Investments, Inc.|42
MGEE|MGE ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|11219
MGEE|MGE ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|337636
MGEE|MGE ENERGY INC|GSCS|GOLDMAN SACHS & CO. LLC|3149
MGEE|MGE ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|202
MGEE|MGE ENERGY INC|GTSZ|GTS SECURITIES LLC|3847
MGEE|MGE ENERGY INC|HRBF|American Enterprise Investment Services Inc.|903
MGEE|MGE ENERGY INC|HSBC|HSBC Securities, Inc.|400
MGEE|MGE ENERGY INC|IBKR|Interactive Brokers Llc|12249
MGEE|MGE ENERGY INC|ICBX|INSTINET, LLC|1200
MGEE|MGE ENERGY INC|IEQY|CITADEL SECURITIES LLC|5577
MGEE|MGE ENERGY INC|INCA|INSTINET, LLC|48098
MGEE|MGE ENERGY INC|INJX|INSTINET, LLC|2529
MGEE|MGE ENERGY INC|ITGI|ITG Inc.|22767
MGEE|MGE ENERGY INC|ITGP|ITG INC.|800
MGEE|MGE ENERGY INC|JEFF|JEFFERIES LLC|13975
MGEE|MGE ENERGY INC|JPBX|J.P. MORGAN SECURITIES LLC|2006
MGEE|MGE ENERGY INC|JPMX|J.P. Morgan Securities LLC|19104
MGEE|MGE ENERGY INC|KCGM|VIRTU Americas LLC|1360
MGEE|MGE ENERGY INC|LEHM|Barclays Capital Inc./Le|136219
MGEE|MGE ENERGY INC|LIME|Lime Brokerage LLC|73053
MGEE|MGE ENERGY INC|LMGP|LIME BROKERAGE LLC|764
MGEE|MGE ENERGY INC|LSCI|Lek Securities Corporation|100
MGEE|MGE ENERGY INC|MACC|Mid Atlantic Capital Corporation|157
MGEE|MGE ENERGY INC|MAXM|Maxim Group LLC|2247
MGEE|MGE ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5100
MGEE|MGE ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|270637
MGEE|MGE ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|3800
MGEE|MGE ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|200
MGEE|MGE ENERGY INC|NFSC|National Financial Services LLC|7854
MGEE|MGE ENERGY INC|NITE|VIRTU Americas LLC|30894
MGEE|MGE ENERGY INC|NITP|VIRTU Americas LLC|800
MGEE|MGE ENERGY INC|NQRB|Brut, LLC|897
MGEE|MGE ENERGY INC|PDQM|CODA MARKETS, INC.|5244
MGEE|MGE ENERGY INC|SBSH|Citigroup Global Markets Inc.|47337
MGEE|MGE ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|1245
MGEE|MGE ENERGY INC|SPDR|SPEEDROUTE LLC|1823
MGEE|MGE ENERGY INC|SPTD|MINT GLOBAL MARKETS, INC.|5136
MGEE|MGE ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|1682
MGEE|MGE ENERGY INC|SWIM|TD Ameritrade, Inc.|206
MGEE|MGE ENERGY INC|SWST|Hilltop Securities Inc.|24
MGEE|MGE ENERGY INC|TRBT|Tradebot Systems, Inc.|8456
MGEE|MGE ENERGY INC|TRCM|TRC MARKETS LLC|31269
MGEE|MGE ENERGY INC|UBSA|UBS SECURITIES LLC|19413
MGEE|MGE ENERGY INC|UBSS|UBS Securities LLC|144084
MGEE|MGE ENERGY INC|VALX|VIRTU AMERICAS LLC|3441
MGEE|MGE ENERGY INC|VGRD|Vanguard Marketing Corporation|1151
MGEE|MGE ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|13419
MGEE|MGE ENERGY INC|WDNX|WEEDEN & CO.L.P.|3038
MGEE|MGE ENERGY INC|WEDB|WEDBUSH SECURITIES INC.|1
MGEE|MGE ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1315
MGEE|MGE ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|142
MGEE|MGE ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|75
MGEE|MGE ENERGY INC|XIST|INSTINET, LLC|9890
MGEE|MGE ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
MGEE|MGE ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1201
MGEN|MIRAGEN THERA INC|AGIS|Aegis Capital Corp.|10000
MGEN|MIRAGEN THERA INC|ALTX|Alternet Securities Inc.|2090
MGEN|MIRAGEN THERA INC|APCC|Apex Clearing Corporation|102
MGEN|MIRAGEN THERA INC|BARD|Robert W. Baird & Co. Incorporated|4000
MGEN|MIRAGEN THERA INC|BATM|CBOE TRADING, INC.|612
MGEN|MIRAGEN THERA INC|BERN|Sanford C. Bernstein & Co., LLC|1900
MGEN|MIRAGEN THERA INC|BMOC|BMO Capital Markets Corp.|3370
MGEN|MIRAGEN THERA INC|BNPX|BNP PARIBAS SECURITIES CORP.|2294
MGEN|MIRAGEN THERA INC|BTIG|BTIG, LLC|258
MGEN|MIRAGEN THERA INC|BYXM|CBOE TRADING, INC.|300
MGEN|MIRAGEN THERA INC|CHAS|Charles Schwab & Co., Inc.|3371
MGEN|MIRAGEN THERA INC|CIST|Capital Institutional Services, Inc.|165
MGEN|MIRAGEN THERA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9568
MGEN|MIRAGEN THERA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2568
MGEN|MIRAGEN THERA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19542
MGEN|MIRAGEN THERA INC|CTDL|Citadel Derivatives Group Llc|2534
MGEN|MIRAGEN THERA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2180
MGEN|MIRAGEN THERA INC|DBAB|Deutsche Bank Securities Inc.|113692
MGEN|MIRAGEN THERA INC|DBAX|Deutsche Bank Securities Inc.|13300
MGEN|MIRAGEN THERA INC|DEAN|MORGAN STANLEY|250
MGEN|MIRAGEN THERA INC|DEGS|RONIN PROFESSIONAL LLC|13980
MGEN|MIRAGEN THERA INC|EBXL|EBX LLC|31900
MGEN|MIRAGEN THERA INC|EGAM|CBOE TRADING, INC.|9742
MGEN|MIRAGEN THERA INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
MGEN|MIRAGEN THERA INC|EGXM|CBOE TRADING, INC.|1234
MGEN|MIRAGEN THERA INC|ETBE|Electronic Transaction Clearing, Inc.|34731
MGEN|MIRAGEN THERA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6344
MGEN|MIRAGEN THERA INC|ETRS|E*Trade Securities LLC|141781
MGEN|MIRAGEN THERA INC|FBCO|Credit Suisse Securities (USA) LLC|52354
MGEN|MIRAGEN THERA INC|FILL|Tradestation Securities, Inc.|3200
MGEN|MIRAGEN THERA INC|FMAF|NBCN Inc./ CDS|100
MGEN|MIRAGEN THERA INC|FOMA|TD AMERITRADE CLEARING, INC.|144679
MGEN|MIRAGEN THERA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27421
MGEN|MIRAGEN THERA INC|FTBR|Foliofn Investments, Inc.|58
MGEN|MIRAGEN THERA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5978
MGEN|MIRAGEN THERA INC|GLPX|ACS EXECUTION SERVICES, LLC|13547
MGEN|MIRAGEN THERA INC|GSCO|GOLDMAN SACHS & CO. LLC|493590
MGEN|MIRAGEN THERA INC|GTSZ|GTS SECURITIES LLC|4826
MGEN|MIRAGEN THERA INC|HSBC|HSBC Securities, Inc.|300
MGEN|MIRAGEN THERA INC|IATS|INTERACTIVE BROKERS LLC|3871
MGEN|MIRAGEN THERA INC|IBKR|Interactive Brokers Llc|35037
MGEN|MIRAGEN THERA INC|ICBX|INSTINET, LLC|6244
MGEN|MIRAGEN THERA INC|IEQY|CITADEL SECURITIES LLC|14578
MGEN|MIRAGEN THERA INC|INCA|INSTINET, LLC|54588
MGEN|MIRAGEN THERA INC|INJX|INSTINET, LLC|7676
MGEN|MIRAGEN THERA INC|ITGI|ITG Inc.|12950
MGEN|MIRAGEN THERA INC|ITGP|ITG INC.|11400
MGEN|MIRAGEN THERA INC|JEFF|JEFFERIES LLC|13334
MGEN|MIRAGEN THERA INC|JMPT|JUMP TRADING, LLC|6840
MGEN|MIRAGEN THERA INC|JPBX|J.P. MORGAN SECURITIES LLC|15750
MGEN|MIRAGEN THERA INC|JPMX|J.P. Morgan Securities LLC|68536
MGEN|MIRAGEN THERA INC|JSJX|JANE STREET CAPITAL LLC|209
MGEN|MIRAGEN THERA INC|KCGM|VIRTU Americas LLC|2666
MGEN|MIRAGEN THERA INC|LEHM|Barclays Capital Inc./Le|245109
MGEN|MIRAGEN THERA INC|LIME|Lime Brokerage LLC|59406
MGEN|MIRAGEN THERA INC|LMGP|LIME BROKERAGE LLC|12330
MGEN|MIRAGEN THERA INC|LOOP|Loop Capital Markets LLC|2011
MGEN|MIRAGEN THERA INC|MAXM|Maxim Group LLC|2510
MGEN|MIRAGEN THERA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7300
MGEN|MIRAGEN THERA INC|MSCO|MORGAN STANLEY & CO. LLC|447621
MGEN|MIRAGEN THERA INC|MSPL|MORGAN STANLEY & CO. LLC|45100
MGEN|MIRAGEN THERA INC|MSTX|MORGAN STANLEY & CO. LLC|6000
MGEN|MIRAGEN THERA INC|NATL|National Securities Corporation|44044
MGEN|MIRAGEN THERA INC|NFSC|National Financial Services LLC|136585
MGEN|MIRAGEN THERA INC|NITE|VIRTU Americas LLC|253102
MGEN|MIRAGEN THERA INC|NITP|VIRTU Americas LLC|11358
MGEN|MIRAGEN THERA INC|NQRB|Brut, LLC|4800
MGEN|MIRAGEN THERA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3138
MGEN|MIRAGEN THERA INC|PDQM|CODA MARKETS, INC.|38620
MGEN|MIRAGEN THERA INC|RAJA|Raymond James & Associates, Inc.|4995
MGEN|MIRAGEN THERA INC|SAGL|SAGETRADER, LLC|6805
MGEN|MIRAGEN THERA INC|SBSH|Citigroup Global Markets Inc.|58409
MGEN|MIRAGEN THERA INC|SGMT|GOLDMAN SACHS & CO. LLC|13823
MGEN|MIRAGEN THERA INC|SPDR|SPEEDROUTE LLC|6884
MGEN|MIRAGEN THERA INC|STXG|Stockcross Financial Services, Inc.|400
MGEN|MIRAGEN THERA INC|SWIM|TD Ameritrade, Inc.|80366
MGEN|MIRAGEN THERA INC|SWST|Hilltop Securities Inc.|250
MGEN|MIRAGEN THERA INC|TKNG|ALLY INVEST SECURITIES LLC|1239
MGEN|MIRAGEN THERA INC|TRBT|Tradebot Systems, Inc.|24768
MGEN|MIRAGEN THERA INC|TRCM|TRC MARKETS LLC|21078
MGEN|MIRAGEN THERA INC|TWTT|TASTYWORKS, INC.|200
MGEN|MIRAGEN THERA INC|UBSA|UBS SECURITIES LLC|170700
MGEN|MIRAGEN THERA INC|UBSS|UBS Securities LLC|737897
MGEN|MIRAGEN THERA INC|VALX|VIRTU AMERICAS LLC|1090
MGEN|MIRAGEN THERA INC|VGRD|Vanguard Marketing Corporation|9590
MGEN|MIRAGEN THERA INC|WCHV|WELLS FARGO SECURITIES, LLC|10323
MGEN|MIRAGEN THERA INC|WEDB|WEDBUSH SECURITIES INC.|14853
MGEN|MIRAGEN THERA INC|WEED|Weeden & Co.L.P.|2505
MGEN|MIRAGEN THERA INC|WGIF|CIBC World Markets Inc.|400
MGEN|MIRAGEN THERA INC|WSEA|WOLVERINE SECURITIES, LLC|4589
MGEN|MIRAGEN THERA INC|XIST|INSTINET, LLC|6800
MGEN|MIRAGEN THERA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
MGEN|MIRAGEN THERA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10407
MGEN|MIRAGEN THERA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10200
MGF|M F S GOVT MKT TRUST|APCC|Apex Clearing Corporation|1166
MGF|M F S GOVT MKT TRUST|BARD|Robert W. Baird & Co. Incorporated|2050
MGF|M F S GOVT MKT TRUST|BATM|CBOE TRADING, INC.|16
MGF|M F S GOVT MKT TRUST|BBNT|BB&T SECURITIES, LLC|15
MGF|M F S GOVT MKT TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2600
MGF|M F S GOVT MKT TRUST|BTIG|BTIG, LLC|300
MGF|M F S GOVT MKT TRUST|CIST|Capital Institutional Services, Inc.|4500
MGF|M F S GOVT MKT TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
MGF|M F S GOVT MKT TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7083
MGF|M F S GOVT MKT TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
MGF|M F S GOVT MKT TRUST|DADA|D.A. Davidson & Co.|2
MGF|M F S GOVT MKT TRUST|DBAX|Deutsche Bank Securities Inc.|1000
MGF|M F S GOVT MKT TRUST|DEAN|MORGAN STANLEY|12500
MGF|M F S GOVT MKT TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17789
MGF|M F S GOVT MKT TRUST|EBXL|EBX LLC|12500
MGF|M F S GOVT MKT TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
MGF|M F S GOVT MKT TRUST|EDJO|Edward D. Jones & Co., L.P.|291
MGF|M F S GOVT MKT TRUST|EGAM|CBOE TRADING, INC.|100
MGF|M F S GOVT MKT TRUST|ETRS|E*Trade Securities LLC|3339
MGF|M F S GOVT MKT TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6700
MGF|M F S GOVT MKT TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23174
MGF|M F S GOVT MKT TRUST|FTBR|Foliofn Investments, Inc.|14
MGF|M F S GOVT MKT TRUST|GLPX|ACS EXECUTION SERVICES, LLC|200
MGF|M F S GOVT MKT TRUST|GSCO|GOLDMAN SACHS & CO. LLC|11378
MGF|M F S GOVT MKT TRUST|GSLT|GOLDMAN SACHS & CO. LLC|200
MGF|M F S GOVT MKT TRUST|GTSZ|GTS SECURITIES LLC|400
MGF|M F S GOVT MKT TRUST|HRBF|American Enterprise Investment Services Inc.|3366
MGF|M F S GOVT MKT TRUST|IATS|INTERACTIVE BROKERS LLC|324
MGF|M F S GOVT MKT TRUST|IBKR|Interactive Brokers Llc|2770
MGF|M F S GOVT MKT TRUST|ICBX|INSTINET, LLC|7370
MGF|M F S GOVT MKT TRUST|INCA|INSTINET, LLC|455
MGF|M F S GOVT MKT TRUST|ITGP|ITG INC.|10200
MGF|M F S GOVT MKT TRUST|JANY|Janney Montgomery Scott Inc.|112
MGF|M F S GOVT MKT TRUST|JONE|JonesTrading|100
MGF|M F S GOVT MKT TRUST|JPMX|J.P. Morgan Securities LLC|25150
MGF|M F S GOVT MKT TRUST|KCGM|VIRTU Americas LLC|7160
MGF|M F S GOVT MKT TRUST|LEHM|Barclays Capital Inc./Le|18609
MGF|M F S GOVT MKT TRUST|LGNT|COR CLEARING LLC|5
MGF|M F S GOVT MKT TRUST|LIME|Lime Brokerage LLC|80
MGF|M F S GOVT MKT TRUST|MACC|Mid Atlantic Capital Corporation|3000
MGF|M F S GOVT MKT TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
MGF|M F S GOVT MKT TRUST|MSCO|MORGAN STANLEY & CO. LLC|22466
MGF|M F S GOVT MKT TRUST|MSPL|MORGAN STANLEY & CO. LLC|14600
MGF|M F S GOVT MKT TRUST|NFSC|National Financial Services LLC|117448
MGF|M F S GOVT MKT TRUST|NITE|VIRTU Americas LLC|107767
MGF|M F S GOVT MKT TRUST|NQRB|Brut, LLC|499
MGF|M F S GOVT MKT TRUST|OPCO|Oppenheimer & Co. Inc.|3402
MGF|M F S GOVT MKT TRUST|PDQM|CODA MARKETS, INC.|200
MGF|M F S GOVT MKT TRUST|RBCM|RBC CAPITAL MARKETS, LLC|12035
MGF|M F S GOVT MKT TRUST|SBSH|Citigroup Global Markets Inc.|1
MGF|M F S GOVT MKT TRUST|SGMT|GOLDMAN SACHS & CO. LLC|4298
MGF|M F S GOVT MKT TRUST|SPHN|Stephens Inc.|12
MGF|M F S GOVT MKT TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|313
MGF|M F S GOVT MKT TRUST|SWIM|TD Ameritrade, Inc.|2000
MGF|M F S GOVT MKT TRUST|SWST|Hilltop Securities Inc.|70472
MGF|M F S GOVT MKT TRUST|UBSA|UBS SECURITIES LLC|48723
MGF|M F S GOVT MKT TRUST|UBSS|UBS Securities LLC|46509
MGF|M F S GOVT MKT TRUST|VGRD|Vanguard Marketing Corporation|492
MGF|M F S GOVT MKT TRUST|WCHV|WELLS FARGO SECURITIES, LLC|9799
MGF|M F S GOVT MKT TRUST|WCSO|World Choice Securities, Inc.|8
MGF|M F S GOVT MKT TRUST|WEDB|WEDBUSH SECURITIES INC.|11681
MGF|M F S GOVT MKT TRUST|WSEA|WOLVERINE SECURITIES, LLC|1
MGF|M F S GOVT MKT TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
MGF|M F S GOVT MKT TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15969
MGI|MONEYGRAM INTL CMN|ALTX|Alternet Securities Inc.|2100
MGI|MONEYGRAM INTL CMN|APCC|Apex Clearing Corporation|438
MGI|MONEYGRAM INTL CMN|BATM|CBOE TRADING, INC.|473
MGI|MONEYGRAM INTL CMN|BERN|Sanford C. Bernstein & Co., LLC|8336
MGI|MONEYGRAM INTL CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12077
MGI|MONEYGRAM INTL CMN|BLKX|INSTINET, LLC|8937
MGI|MONEYGRAM INTL CMN|BMOC|BMO Capital Markets Corp.|4781
MGI|MONEYGRAM INTL CMN|BNPX|BNP PARIBAS SECURITIES CORP.|74
MGI|MONEYGRAM INTL CMN|BRGE|Newbridge Securities Corp.|3200
MGI|MONEYGRAM INTL CMN|BYXM|CBOE TRADING, INC.|200
MGI|MONEYGRAM INTL CMN|CHAS|Charles Schwab & Co., Inc.|500
MGI|MONEYGRAM INTL CMN|CICF|Canaccord Genuity Corp.|500
MGI|MONEYGRAM INTL CMN|CIST|Capital Institutional Services, Inc.|210
MGI|MONEYGRAM INTL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|174351
MGI|MONEYGRAM INTL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85688
MGI|MONEYGRAM INTL CMN|CTDL|Citadel Derivatives Group Llc|22739
MGI|MONEYGRAM INTL CMN|CTLR|CUTLER GROUP, LP|2600
MGI|MONEYGRAM INTL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|18826
MGI|MONEYGRAM INTL CMN|DBAB|Deutsche Bank Securities Inc.|133315
MGI|MONEYGRAM INTL CMN|DBAX|Deutsche Bank Securities Inc.|70900
MGI|MONEYGRAM INTL CMN|DEGS|RONIN PROFESSIONAL LLC|1600
MGI|MONEYGRAM INTL CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
MGI|MONEYGRAM INTL CMN|EBXL|EBX LLC|49100
MGI|MONEYGRAM INTL CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|368
MGI|MONEYGRAM INTL CMN|EDJO|Edward D. Jones & Co., L.P.|1140
MGI|MONEYGRAM INTL CMN|EGAM|CBOE TRADING, INC.|3522
MGI|MONEYGRAM INTL CMN|EGAW|CBOE TRADING, INC.|100
MGI|MONEYGRAM INTL CMN|EGXM|CBOE TRADING, INC.|1198
MGI|MONEYGRAM INTL CMN|EGXW|CBOE TRADING, INC.|100
MGI|MONEYGRAM INTL CMN|ETBE|Electronic Transaction Clearing, Inc.|28874
MGI|MONEYGRAM INTL CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9098
MGI|MONEYGRAM INTL CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1070
MGI|MONEYGRAM INTL CMN|ETRS|E*Trade Securities LLC|73362
MGI|MONEYGRAM INTL CMN|FBCO|Credit Suisse Securities (USA) LLC|223966
MGI|MONEYGRAM INTL CMN|FILL|Tradestation Securities, Inc.|569
MGI|MONEYGRAM INTL CMN|FOMA|TD AMERITRADE CLEARING, INC.|133227
MGI|MONEYGRAM INTL CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19357
MGI|MONEYGRAM INTL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76356
MGI|MONEYGRAM INTL CMN|FTBR|Foliofn Investments, Inc.|1097
MGI|MONEYGRAM INTL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|8200
MGI|MONEYGRAM INTL CMN|GLPX|ACS EXECUTION SERVICES, LLC|861
MGI|MONEYGRAM INTL CMN|GSCO|GOLDMAN SACHS & CO. LLC|195429
MGI|MONEYGRAM INTL CMN|GSCS|GOLDMAN SACHS & CO. LLC|62074
MGI|MONEYGRAM INTL CMN|GSLT|GOLDMAN SACHS & CO. LLC|4041
MGI|MONEYGRAM INTL CMN|GTSZ|GTS SECURITIES LLC|8857
MGI|MONEYGRAM INTL CMN|HRBF|American Enterprise Investment Services Inc.|142
MGI|MONEYGRAM INTL CMN|HSBC|HSBC Securities, Inc.|941
MGI|MONEYGRAM INTL CMN|IATS|INTERACTIVE BROKERS LLC|4679
MGI|MONEYGRAM INTL CMN|IBKR|Interactive Brokers Llc|68625
MGI|MONEYGRAM INTL CMN|ICBX|INSTINET, LLC|18300
MGI|MONEYGRAM INTL CMN|IEQY|CITADEL SECURITIES LLC|47282
MGI|MONEYGRAM INTL CMN|INCA|INSTINET, LLC|211094
MGI|MONEYGRAM INTL CMN|INJX|INSTINET, LLC|10174
MGI|MONEYGRAM INTL CMN|ITGI|ITG Inc.|29049
MGI|MONEYGRAM INTL CMN|ITGP|ITG INC.|32400
MGI|MONEYGRAM INTL CMN|JEFF|JEFFERIES LLC|40850
MGI|MONEYGRAM INTL CMN|JMPT|JUMP TRADING, LLC|4166
MGI|MONEYGRAM INTL CMN|JONE|JonesTrading|107836
MGI|MONEYGRAM INTL CMN|JPBX|J.P. MORGAN SECURITIES LLC|30781
MGI|MONEYGRAM INTL CMN|JPMX|J.P. Morgan Securities LLC|88943
MGI|MONEYGRAM INTL CMN|JSJX|JANE STREET CAPITAL LLC|7325
MGI|MONEYGRAM INTL CMN|KCGM|VIRTU Americas LLC|33707
MGI|MONEYGRAM INTL CMN|LEHM|Barclays Capital Inc./Le|294594
MGI|MONEYGRAM INTL CMN|LIME|Lime Brokerage LLC|177634
MGI|MONEYGRAM INTL CMN|LMGP|LIME BROKERAGE LLC|80698
MGI|MONEYGRAM INTL CMN|LOOP|Loop Capital Markets LLC|4507
MGI|MONEYGRAM INTL CMN|LQNA|LIQUIDNET, INC.|81000
MGI|MONEYGRAM INTL CMN|LSCI|Lek Securities Corporation|142
MGI|MONEYGRAM INTL CMN|MACC|Mid Atlantic Capital Corporation|3
MGI|MONEYGRAM INTL CMN|MAXM|Maxim Group LLC|3272
MGI|MONEYGRAM INTL CMN|MBTS|ALLY INVEST SECURITIES LLC|1715
MGI|MONEYGRAM INTL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|168654
MGI|MONEYGRAM INTL CMN|MOTF|MOTIF INVESTING, INC.|3
MGI|MONEYGRAM INTL CMN|MSCO|MORGAN STANLEY & CO. LLC|989018
MGI|MONEYGRAM INTL CMN|MSPL|MORGAN STANLEY & CO. LLC|136600
MGI|MONEYGRAM INTL CMN|MSTX|MORGAN STANLEY & CO. LLC|169200
MGI|MONEYGRAM INTL CMN|NFSC|National Financial Services LLC|141048
MGI|MONEYGRAM INTL CMN|NITE|VIRTU Americas LLC|564431
MGI|MONEYGRAM INTL CMN|NITP|VIRTU Americas LLC|19408
MGI|MONEYGRAM INTL CMN|NQRB|Brut, LLC|820
MGI|MONEYGRAM INTL CMN|OPCO|Oppenheimer & Co. Inc.|450
MGI|MONEYGRAM INTL CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5686
MGI|MONEYGRAM INTL CMN|PCPT|PHILLIP CAPITAL INC.|215
MGI|MONEYGRAM INTL CMN|PDQM|CODA MARKETS, INC.|4500
MGI|MONEYGRAM INTL CMN|PWJC|UBS Financial Services, Inc.|33
MGI|MONEYGRAM INTL CMN|RAJA|Raymond James & Associates, Inc.|166
MGI|MONEYGRAM INTL CMN|RBCM|RBC CAPITAL MARKETS, LLC|500
MGI|MONEYGRAM INTL CMN|SAGL|SAGETRADER, LLC|500
MGI|MONEYGRAM INTL CMN|SAGW|SAGETRADER, LLC|12472
MGI|MONEYGRAM INTL CMN|SALI|INTL FCSTONE FINANCIAL INC.|5650
MGI|MONEYGRAM INTL CMN|SBSH|Citigroup Global Markets Inc.|43720
MGI|MONEYGRAM INTL CMN|SGMT|GOLDMAN SACHS & CO. LLC|39088
MGI|MONEYGRAM INTL CMN|SPDR|SPEEDROUTE LLC|6060
MGI|MONEYGRAM INTL CMN|STFL|Stifel, Nicolaus & Company, Incorporated|800
MGI|MONEYGRAM INTL CMN|STKP|STOCKPILE INVESTMENTS, INC.|664
MGI|MONEYGRAM INTL CMN|SWIM|TD Ameritrade, Inc.|94606
MGI|MONEYGRAM INTL CMN|TKNG|ALLY INVEST SECURITIES LLC|270
MGI|MONEYGRAM INTL CMN|TRBT|Tradebot Systems, Inc.|115223
MGI|MONEYGRAM INTL CMN|TRCM|TRC MARKETS LLC|93378
MGI|MONEYGRAM INTL CMN|UBSA|UBS SECURITIES LLC|201295
MGI|MONEYGRAM INTL CMN|UBSS|UBS Securities LLC|286653
MGI|MONEYGRAM INTL CMN|VALX|VIRTU AMERICAS LLC|7132
MGI|MONEYGRAM INTL CMN|VGRD|Vanguard Marketing Corporation|2419
MGI|MONEYGRAM INTL CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MGI|MONEYGRAM INTL CMN|WCHV|WELLS FARGO SECURITIES, LLC|13446
MGI|MONEYGRAM INTL CMN|WEDB|WEDBUSH SECURITIES INC.|388
MGI|MONEYGRAM INTL CMN|WEED|Weeden & Co.L.P.|11753
MGI|MONEYGRAM INTL CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2395
MGI|MONEYGRAM INTL CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|84
MGI|MONEYGRAM INTL CMN|WGIF|CIBC World Markets Inc.|2115
MGI|MONEYGRAM INTL CMN|WSEA|WOLVERINE SECURITIES, LLC|11594
MGI|MONEYGRAM INTL CMN|XIST|INSTINET, LLC|15206
MGI|MONEYGRAM INTL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|37200
MGI|MONEYGRAM INTL CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MGI|MONEYGRAM INTL CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|366
MGIC|MAGIC SOFTWARE ENTPR|ANDG|Andrew Garrett Inc.|3000
MGIC|MAGIC SOFTWARE ENTPR|APCC|Apex Clearing Corporation|110
MGIC|MAGIC SOFTWARE ENTPR|BARD|Robert W. Baird & Co. Incorporated|9
MGIC|MAGIC SOFTWARE ENTPR|BERN|Sanford C. Bernstein & Co., LLC|737
MGIC|MAGIC SOFTWARE ENTPR|BIMI|Banca IMI Securities Corp.|628
MGIC|MAGIC SOFTWARE ENTPR|BZYD|GOLDMAN SACHS & CO. LLC|400
MGIC|MAGIC SOFTWARE ENTPR|CANT|Cantor Fitzgerald & Co.|19161
MGIC|MAGIC SOFTWARE ENTPR|CHAS|Charles Schwab & Co., Inc.|1311
MGIC|MAGIC SOFTWARE ENTPR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|665
MGIC|MAGIC SOFTWARE ENTPR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3219
MGIC|MAGIC SOFTWARE ENTPR|CTDL|Citadel Derivatives Group Llc|150
MGIC|MAGIC SOFTWARE ENTPR|DBAB|Deutsche Bank Securities Inc.|500
MGIC|MAGIC SOFTWARE ENTPR|DBAX|Deutsche Bank Securities Inc.|400
MGIC|MAGIC SOFTWARE ENTPR|DEAN|MORGAN STANLEY|33
MGIC|MAGIC SOFTWARE ENTPR|DEGS|RONIN PROFESSIONAL LLC|4965
MGIC|MAGIC SOFTWARE ENTPR|EBXL|EBX LLC|1400
MGIC|MAGIC SOFTWARE ENTPR|EDJO|Edward D. Jones & Co., L.P.|662
MGIC|MAGIC SOFTWARE ENTPR|ETRS|E*Trade Securities LLC|9538
MGIC|MAGIC SOFTWARE ENTPR|FBCO|Credit Suisse Securities (USA) LLC|1605
MGIC|MAGIC SOFTWARE ENTPR|FOMA|TD AMERITRADE CLEARING, INC.|19437
MGIC|MAGIC SOFTWARE ENTPR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
MGIC|MAGIC SOFTWARE ENTPR|FTBR|Foliofn Investments, Inc.|1515
MGIC|MAGIC SOFTWARE ENTPR|GEBB|GLOBAL EXECUTION BROKERS, LP|1348
MGIC|MAGIC SOFTWARE ENTPR|GSCO|GOLDMAN SACHS & CO. LLC|751
MGIC|MAGIC SOFTWARE ENTPR|GSLT|GOLDMAN SACHS & CO. LLC|300
MGIC|MAGIC SOFTWARE ENTPR|HSBC|HSBC Securities, Inc.|98
MGIC|MAGIC SOFTWARE ENTPR|IATS|INTERACTIVE BROKERS LLC|80
MGIC|MAGIC SOFTWARE ENTPR|IBKR|Interactive Brokers Llc|18477
MGIC|MAGIC SOFTWARE ENTPR|ICBX|INSTINET, LLC|100
MGIC|MAGIC SOFTWARE ENTPR|INCA|INSTINET, LLC|7781
MGIC|MAGIC SOFTWARE ENTPR|INJX|INSTINET, LLC|400
MGIC|MAGIC SOFTWARE ENTPR|ITGP|ITG INC.|600
MGIC|MAGIC SOFTWARE ENTPR|JEFF|JEFFERIES LLC|7033
MGIC|MAGIC SOFTWARE ENTPR|JPMX|J.P. Morgan Securities LLC|200
MGIC|MAGIC SOFTWARE ENTPR|KCGM|VIRTU Americas LLC|300
MGIC|MAGIC SOFTWARE ENTPR|LEHM|Barclays Capital Inc./Le|8140
MGIC|MAGIC SOFTWARE ENTPR|LIME|Lime Brokerage LLC|11965
MGIC|MAGIC SOFTWARE ENTPR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MGIC|MAGIC SOFTWARE ENTPR|MSCO|MORGAN STANLEY & CO. LLC|15678
MGIC|MAGIC SOFTWARE ENTPR|MSPL|MORGAN STANLEY & CO. LLC|1000
MGIC|MAGIC SOFTWARE ENTPR|NFSC|National Financial Services LLC|15886
MGIC|MAGIC SOFTWARE ENTPR|NITE|VIRTU Americas LLC|48336
MGIC|MAGIC SOFTWARE ENTPR|OPCO|Oppenheimer & Co. Inc.|1446
MGIC|MAGIC SOFTWARE ENTPR|RAJA|Raymond James & Associates, Inc.|5000
MGIC|MAGIC SOFTWARE ENTPR|RBCM|RBC CAPITAL MARKETS, LLC|4500
MGIC|MAGIC SOFTWARE ENTPR|SBSH|Citigroup Global Markets Inc.|890
MGIC|MAGIC SOFTWARE ENTPR|SWIM|TD Ameritrade, Inc.|895
MGIC|MAGIC SOFTWARE ENTPR|TKNG|ALLY INVEST SECURITIES LLC|75
MGIC|MAGIC SOFTWARE ENTPR|TRBT|Tradebot Systems, Inc.|735
MGIC|MAGIC SOFTWARE ENTPR|TRCM|TRC MARKETS LLC|138
MGIC|MAGIC SOFTWARE ENTPR|UBSA|UBS SECURITIES LLC|4109
MGIC|MAGIC SOFTWARE ENTPR|UBSS|UBS Securities LLC|6774
MGIC|MAGIC SOFTWARE ENTPR|VALX|VIRTU AMERICAS LLC|1735
MGIC|MAGIC SOFTWARE ENTPR|VGRD|Vanguard Marketing Corporation|375
MGIC|MAGIC SOFTWARE ENTPR|WCHV|WELLS FARGO SECURITIES, LLC|1610
MGIC|MAGIC SOFTWARE ENTPR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|300
MGIC|MAGIC SOFTWARE ENTPR|WSEA|WOLVERINE SECURITIES, LLC|184
MGIC|MAGIC SOFTWARE ENTPR|XSTM|NATIONAL FINANCIAL SERVICES LLC|6358
MGIC|MAGIC SOFTWARE ENTPR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
MGK|VANGUARD MEGACP GR|AGIS|Aegis Capital Corp.|180
MGK|VANGUARD MEGACP GR|APCC|Apex Clearing Corporation|176
MGK|VANGUARD MEGACP GR|BANK|Primevest Financial Services, Inc.|298
MGK|VANGUARD MEGACP GR|BARD|Robert W. Baird & Co. Incorporated|2682
MGK|VANGUARD MEGACP GR|BBNT|BB&T SECURITIES, LLC|2142
MGK|VANGUARD MEGACP GR|BERN|Sanford C. Bernstein & Co., LLC|78
MGK|VANGUARD MEGACP GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10388
MGK|VANGUARD MEGACP GR|CANT|Cantor Fitzgerald & Co.|3090
MGK|VANGUARD MEGACP GR|CHAS|Charles Schwab & Co., Inc.|120
MGK|VANGUARD MEGACP GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13
MGK|VANGUARD MEGACP GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7592
MGK|VANGUARD MEGACP GR|CSIN|Citadel Securities Institutional LLC|50049
MGK|VANGUARD MEGACP GR|CTDL|Citadel Derivatives Group Llc|51249
MGK|VANGUARD MEGACP GR|DADA|D.A. Davidson & Co.|431
MGK|VANGUARD MEGACP GR|DBAB|Deutsche Bank Securities Inc.|100
MGK|VANGUARD MEGACP GR|DBAX|Deutsche Bank Securities Inc.|300
MGK|VANGUARD MEGACP GR|DEAN|MORGAN STANLEY|6748
MGK|VANGUARD MEGACP GR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|655
MGK|VANGUARD MEGACP GR|EBXL|EBX LLC|1100
MGK|VANGUARD MEGACP GR|EDJO|Edward D. Jones & Co., L.P.|3640
MGK|VANGUARD MEGACP GR|EGAM|CBOE TRADING, INC.|2252
MGK|VANGUARD MEGACP GR|EGXM|CBOE TRADING, INC.|25
MGK|VANGUARD MEGACP GR|ETBE|Electronic Transaction Clearing, Inc.|400
MGK|VANGUARD MEGACP GR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|322
MGK|VANGUARD MEGACP GR|ETRS|E*Trade Securities LLC|42339
MGK|VANGUARD MEGACP GR|FBSB|U.S. Bancorp Investments, Inc.|503
MGK|VANGUARD MEGACP GR|FMAF|NBCN Inc./ CDS|1087
MGK|VANGUARD MEGACP GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1673
MGK|VANGUARD MEGACP GR|FTBR|Foliofn Investments, Inc.|361
MGK|VANGUARD MEGACP GR|GLPX|ACS EXECUTION SERVICES, LLC|123
MGK|VANGUARD MEGACP GR|GSCO|GOLDMAN SACHS & CO. LLC|1407
MGK|VANGUARD MEGACP GR|GSLT|GOLDMAN SACHS & CO. LLC|31
MGK|VANGUARD MEGACP GR|GTSZ|GTS SECURITIES LLC|6920
MGK|VANGUARD MEGACP GR|HRBF|American Enterprise Investment Services Inc.|38963
MGK|VANGUARD MEGACP GR|IATS|INTERACTIVE BROKERS LLC|638
MGK|VANGUARD MEGACP GR|IBKR|Interactive Brokers Llc|1702
MGK|VANGUARD MEGACP GR|ICBX|INSTINET, LLC|2400
MGK|VANGUARD MEGACP GR|INCA|INSTINET, LLC|219
MGK|VANGUARD MEGACP GR|ITGI|ITG Inc.|1247
MGK|VANGUARD MEGACP GR|JANY|Janney Montgomery Scott Inc.|183
MGK|VANGUARD MEGACP GR|JLEO|Primary Capital, LLC|190
MGK|VANGUARD MEGACP GR|JMPT|JUMP TRADING, LLC|489
MGK|VANGUARD MEGACP GR|JPMX|J.P. Morgan Securities LLC|10024
MGK|VANGUARD MEGACP GR|JSJX|JANE STREET CAPITAL LLC|64032
MGK|VANGUARD MEGACP GR|KCGM|VIRTU Americas LLC|1145
MGK|VANGUARD MEGACP GR|LEHM|Barclays Capital Inc./Le|6651
MGK|VANGUARD MEGACP GR|LIME|Lime Brokerage LLC|15962
MGK|VANGUARD MEGACP GR|MACC|Mid Atlantic Capital Corporation|486
MGK|VANGUARD MEGACP GR|MOTF|MOTIF INVESTING, INC.|2
MGK|VANGUARD MEGACP GR|MSCO|MORGAN STANLEY & CO. LLC|37622
MGK|VANGUARD MEGACP GR|MSPL|MORGAN STANLEY & CO. LLC|1500
MGK|VANGUARD MEGACP GR|NFSC|National Financial Services LLC|271040
MGK|VANGUARD MEGACP GR|NITE|VIRTU Americas LLC|279314
MGK|VANGUARD MEGACP GR|NQRB|Brut, LLC|100
MGK|VANGUARD MEGACP GR|OPCO|Oppenheimer & Co. Inc.|684
MGK|VANGUARD MEGACP GR|PDQM|CODA MARKETS, INC.|123
MGK|VANGUARD MEGACP GR|PNCC|PNC Investments|105
MGK|VANGUARD MEGACP GR|PWJC|UBS Financial Services, Inc.|1576
MGK|VANGUARD MEGACP GR|RBCM|RBC CAPITAL MARKETS, LLC|2176
MGK|VANGUARD MEGACP GR|SBRX|MURIEL SIEBERT & CO INC|1522
MGK|VANGUARD MEGACP GR|SBSH|Citigroup Global Markets Inc.|2885
MGK|VANGUARD MEGACP GR|SGMT|GOLDMAN SACHS & CO. LLC|2333
MGK|VANGUARD MEGACP GR|SHMR|ABN Amro Clearing LLC|200
MGK|VANGUARD MEGACP GR|SPHN|Stephens Inc.|544
MGK|VANGUARD MEGACP GR|STFL|Stifel, Nicolaus & Company, Incorporated|1290
MGK|VANGUARD MEGACP GR|STKP|STOCKPILE INVESTMENTS, INC.|50
MGK|VANGUARD MEGACP GR|SWIM|TD Ameritrade, Inc.|3973
MGK|VANGUARD MEGACP GR|SWST|Hilltop Securities Inc.|773
MGK|VANGUARD MEGACP GR|TKNG|ALLY INVEST SECURITIES LLC|341
MGK|VANGUARD MEGACP GR|UBSA|UBS SECURITIES LLC|4675
MGK|VANGUARD MEGACP GR|UBSS|UBS Securities LLC|65989
MGK|VANGUARD MEGACP GR|VGRD|Vanguard Marketing Corporation|326330
MGK|VANGUARD MEGACP GR|WCHV|WELLS FARGO SECURITIES, LLC|42024
MGK|VANGUARD MEGACP GR|WEED|Weeden & Co.L.P.|10
MGK|VANGUARD MEGACP GR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1853
MGK|VANGUARD MEGACP GR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1395
MGK|VANGUARD MEGACP GR|WGIF|CIBC World Markets Inc.|50
MGK|VANGUARD MEGACP GR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|91
MGK|VANGUARD MEGACP GR|WSEA|WOLVERINE SECURITIES, LLC|13719
MGK|VANGUARD MEGACP GR|YKNA|COMHAR CAPITAL MARKETS, LLC|123
MGK|VANGUARD MEGACP GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28303
MGLN|MAGELLAN HEALTH CMN|ANOS|ABEL/NOSER, L.L.C.|58
MGLN|MAGELLAN HEALTH CMN|APCC|Apex Clearing Corporation|13
MGLN|MAGELLAN HEALTH CMN|BARD|Robert W. Baird & Co. Incorporated|324
MGLN|MAGELLAN HEALTH CMN|BATM|CBOE TRADING, INC.|2180
MGLN|MAGELLAN HEALTH CMN|BAYC|BAY CREST PARTNERS, LLC|455
MGLN|MAGELLAN HEALTH CMN|BBNT|BB&T SECURITIES, LLC|194
MGLN|MAGELLAN HEALTH CMN|BERN|Sanford C. Bernstein & Co., LLC|8130
MGLN|MAGELLAN HEALTH CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|122
MGLN|MAGELLAN HEALTH CMN|BLKX|INSTINET, LLC|11850
MGLN|MAGELLAN HEALTH CMN|BMOC|BMO Capital Markets Corp.|3886
MGLN|MAGELLAN HEALTH CMN|BNPX|BNP PARIBAS SECURITIES CORP.|7010
MGLN|MAGELLAN HEALTH CMN|BRVL|BLAYLOCK VAN, LLC|200
MGLN|MAGELLAN HEALTH CMN|BTIG|BTIG, LLC|1831
MGLN|MAGELLAN HEALTH CMN|BYXM|CBOE TRADING, INC.|200
MGLN|MAGELLAN HEALTH CMN|BZYD|GOLDMAN SACHS & CO. LLC|600
MGLN|MAGELLAN HEALTH CMN|CHAS|Charles Schwab & Co., Inc.|18
MGLN|MAGELLAN HEALTH CMN|CIST|Capital Institutional Services, Inc.|4
MGLN|MAGELLAN HEALTH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16289
MGLN|MAGELLAN HEALTH CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2176
MGLN|MAGELLAN HEALTH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30905
MGLN|MAGELLAN HEALTH CMN|CTDL|Citadel Derivatives Group Llc|9930
MGLN|MAGELLAN HEALTH CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|21544
MGLN|MAGELLAN HEALTH CMN|DBAB|Deutsche Bank Securities Inc.|167843
MGLN|MAGELLAN HEALTH CMN|DBAX|Deutsche Bank Securities Inc.|49600
MGLN|MAGELLAN HEALTH CMN|DBUL|Deutsche Bank Securities Inc.|1000
MGLN|MAGELLAN HEALTH CMN|DEAN|MORGAN STANLEY|47
MGLN|MAGELLAN HEALTH CMN|DEGS|RONIN PROFESSIONAL LLC|1036
MGLN|MAGELLAN HEALTH CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|45
MGLN|MAGELLAN HEALTH CMN|EBXL|EBX LLC|82900
MGLN|MAGELLAN HEALTH CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|112
MGLN|MAGELLAN HEALTH CMN|EDJO|Edward D. Jones & Co., L.P.|55
MGLN|MAGELLAN HEALTH CMN|EGAM|CBOE TRADING, INC.|9657
MGLN|MAGELLAN HEALTH CMN|EGMT|EG MARKET TECHNOLOGIES LLC|609
MGLN|MAGELLAN HEALTH CMN|EGXM|CBOE TRADING, INC.|1482
MGLN|MAGELLAN HEALTH CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
MGLN|MAGELLAN HEALTH CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24822
MGLN|MAGELLAN HEALTH CMN|ETRS|E*Trade Securities LLC|954
MGLN|MAGELLAN HEALTH CMN|FBCO|Credit Suisse Securities (USA) LLC|556404
MGLN|MAGELLAN HEALTH CMN|FILL|Tradestation Securities, Inc.|1583
MGLN|MAGELLAN HEALTH CMN|FOMA|TD AMERITRADE CLEARING, INC.|81053
MGLN|MAGELLAN HEALTH CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4226
MGLN|MAGELLAN HEALTH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27774
MGLN|MAGELLAN HEALTH CMN|FTBR|Foliofn Investments, Inc.|2796
MGLN|MAGELLAN HEALTH CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7114
MGLN|MAGELLAN HEALTH CMN|GLIS|TD Securities Inc|436
MGLN|MAGELLAN HEALTH CMN|GLPX|ACS EXECUTION SERVICES, LLC|112
MGLN|MAGELLAN HEALTH CMN|GSCO|GOLDMAN SACHS & CO. LLC|541705
MGLN|MAGELLAN HEALTH CMN|GSCS|GOLDMAN SACHS & CO. LLC|12301
MGLN|MAGELLAN HEALTH CMN|GSLT|GOLDMAN SACHS & CO. LLC|1549
MGLN|MAGELLAN HEALTH CMN|GTSZ|GTS SECURITIES LLC|665
MGLN|MAGELLAN HEALTH CMN|HRBF|American Enterprise Investment Services Inc.|45
MGLN|MAGELLAN HEALTH CMN|IBKR|Interactive Brokers Llc|15829
MGLN|MAGELLAN HEALTH CMN|ICBX|INSTINET, LLC|12805
MGLN|MAGELLAN HEALTH CMN|IEQY|CITADEL SECURITIES LLC|25902
MGLN|MAGELLAN HEALTH CMN|INCA|INSTINET, LLC|114184
MGLN|MAGELLAN HEALTH CMN|INJX|INSTINET, LLC|118165
MGLN|MAGELLAN HEALTH CMN|ITGI|ITG Inc.|25225
MGLN|MAGELLAN HEALTH CMN|ITGP|ITG INC.|18400
MGLN|MAGELLAN HEALTH CMN|JEFF|JEFFERIES LLC|109897
MGLN|MAGELLAN HEALTH CMN|JMPT|JUMP TRADING, LLC|17733
MGLN|MAGELLAN HEALTH CMN|JPBX|J.P. MORGAN SECURITIES LLC|7981
MGLN|MAGELLAN HEALTH CMN|JPMX|J.P. Morgan Securities LLC|191517
MGLN|MAGELLAN HEALTH CMN|KCGM|VIRTU Americas LLC|8580
MGLN|MAGELLAN HEALTH CMN|LEHM|Barclays Capital Inc./Le|203383
MGLN|MAGELLAN HEALTH CMN|LIME|Lime Brokerage LLC|68967
MGLN|MAGELLAN HEALTH CMN|LSCI|Lek Securities Corporation|103
MGLN|MAGELLAN HEALTH CMN|MACQ|Macquarie Capital (USA) Inc.|600
MGLN|MAGELLAN HEALTH CMN|MAXM|Maxim Group LLC|1469
MGLN|MAGELLAN HEALTH CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13660
MGLN|MAGELLAN HEALTH CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|60
MGLN|MAGELLAN HEALTH CMN|MSCO|MORGAN STANLEY & CO. LLC|536932
MGLN|MAGELLAN HEALTH CMN|MSPL|MORGAN STANLEY & CO. LLC|38900
MGLN|MAGELLAN HEALTH CMN|MSTX|MORGAN STANLEY & CO. LLC|6600
MGLN|MAGELLAN HEALTH CMN|NFSC|National Financial Services LLC|11893
MGLN|MAGELLAN HEALTH CMN|NITE|VIRTU Americas LLC|43274
MGLN|MAGELLAN HEALTH CMN|NITP|VIRTU Americas LLC|700
MGLN|MAGELLAN HEALTH CMN|NQRB|Brut, LLC|2759
MGLN|MAGELLAN HEALTH CMN|NTRC|Northern Trust Securities, Inc.|528
MGLN|MAGELLAN HEALTH CMN|OPCO|Oppenheimer & Co. Inc.|11
MGLN|MAGELLAN HEALTH CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MGLN|MAGELLAN HEALTH CMN|PDQM|CODA MARKETS, INC.|73534
MGLN|MAGELLAN HEALTH CMN|PICT|Pictet Overseas Inc.|480
MGLN|MAGELLAN HEALTH CMN|PIPR|Piper Jaffray & Co.|6254
MGLN|MAGELLAN HEALTH CMN|PWJC|UBS Financial Services, Inc.|200
MGLN|MAGELLAN HEALTH CMN|RBCM|RBC CAPITAL MARKETS, LLC|587
MGLN|MAGELLAN HEALTH CMN|SAGL|SAGETRADER, LLC|599
MGLN|MAGELLAN HEALTH CMN|SAGW|SAGETRADER, LLC|32
MGLN|MAGELLAN HEALTH CMN|SALI|INTL FCSTONE FINANCIAL INC.|16
MGLN|MAGELLAN HEALTH CMN|SBSH|Citigroup Global Markets Inc.|95369
MGLN|MAGELLAN HEALTH CMN|SGMT|GOLDMAN SACHS & CO. LLC|25121
MGLN|MAGELLAN HEALTH CMN|SPDR|SPEEDROUTE LLC|25122
MGLN|MAGELLAN HEALTH CMN|SPTD|MINT GLOBAL MARKETS, INC.|11718
MGLN|MAGELLAN HEALTH CMN|SWIM|TD Ameritrade, Inc.|1317
MGLN|MAGELLAN HEALTH CMN|SWST|Hilltop Securities Inc.|43
MGLN|MAGELLAN HEALTH CMN|TONC|CUTTONE & CO., LLC|1116
MGLN|MAGELLAN HEALTH CMN|TRBT|Tradebot Systems, Inc.|14798
MGLN|MAGELLAN HEALTH CMN|TRCM|TRC MARKETS LLC|72293
MGLN|MAGELLAN HEALTH CMN|UBSA|UBS SECURITIES LLC|92002
MGLN|MAGELLAN HEALTH CMN|UBSS|UBS Securities LLC|298497
MGLN|MAGELLAN HEALTH CMN|VALX|VIRTU AMERICAS LLC|4027
MGLN|MAGELLAN HEALTH CMN|VGRD|Vanguard Marketing Corporation|281
MGLN|MAGELLAN HEALTH CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MGLN|MAGELLAN HEALTH CMN|WCHV|WELLS FARGO SECURITIES, LLC|22876
MGLN|MAGELLAN HEALTH CMN|WDNX|WEEDEN & CO.L.P.|924
MGLN|MAGELLAN HEALTH CMN|WEED|Weeden & Co.L.P.|400
MGLN|MAGELLAN HEALTH CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|584
MGLN|MAGELLAN HEALTH CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|956
MGLN|MAGELLAN HEALTH CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|124
MGLN|MAGELLAN HEALTH CMN|XIST|INSTINET, LLC|23720
MGLN|MAGELLAN HEALTH CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
MGLN|MAGELLAN HEALTH CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70
MGM|MGM RESORTS INTL|ABLE|NATIXIS Securities Americas LLC|1942280
MGM|MGM RESORTS INTL|ADAM|CANACCORD GENUITY INC.|428760
MGM|MGM RESORTS INTL|AGIS|Aegis Capital Corp.|5914
MGM|MGM RESORTS INTL|ALTX|Alternet Securities Inc.|93267
MGM|MGM RESORTS INTL|APCC|Apex Clearing Corporation|10562
MGM|MGM RESORTS INTL|BANK|Primevest Financial Services, Inc.|6220
MGM|MGM RESORTS INTL|BARD|Robert W. Baird & Co. Incorporated|47224
MGM|MGM RESORTS INTL|BATM|CBOE TRADING, INC.|12689
MGM|MGM RESORTS INTL|BAYC|BAY CREST PARTNERS, LLC|2540
MGM|MGM RESORTS INTL|BAYT|BTIG, LLC|26300
MGM|MGM RESORTS INTL|BBNT|BB&T SECURITIES, LLC|1050
MGM|MGM RESORTS INTL|BERN|Sanford C. Bernstein & Co., LLC|219156
MGM|MGM RESORTS INTL|BIAD|SAGETRADER, LLC|200
MGM|MGM RESORTS INTL|BIDS|BIDS TRADING L.P.|5100
MGM|MGM RESORTS INTL|BIMI|Banca IMI Securities Corp.|519
MGM|MGM RESORTS INTL|BKCM|BNY Mellon Capital Markets LLC|2000
MGM|MGM RESORTS INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55038
MGM|MGM RESORTS INTL|BLKX|INSTINET, LLC|998959
MGM|MGM RESORTS INTL|BMOC|BMO Capital Markets Corp.|817539
MGM|MGM RESORTS INTL|BNPX|BNP PARIBAS SECURITIES CORP.|1744978
MGM|MGM RESORTS INTL|BRGE|Newbridge Securities Corp.|6018
MGM|MGM RESORTS INTL|BTIG|BTIG, LLC|401846
MGM|MGM RESORTS INTL|BYXM|CBOE TRADING, INC.|8446
MGM|MGM RESORTS INTL|BZYD|GOLDMAN SACHS & CO. LLC|700
MGM|MGM RESORTS INTL|CABR|Cabrera Capital Markets, Inc.|75
MGM|MGM RESORTS INTL|CANT|Cantor Fitzgerald & Co.|194808
MGM|MGM RESORTS INTL|CBLC|CITIGROUP GLOBAL MARKETS INC.|97214
MGM|MGM RESORTS INTL|CHAS|Charles Schwab & Co., Inc.|14900
MGM|MGM RESORTS INTL|CIBP|CIBC World Markets Corp.|100839
MGM|MGM RESORTS INTL|CICF|Canaccord Genuity Corp.|500
MGM|MGM RESORTS INTL|CIOI|CITIGROUP GLOBAL MARKETS INC|75000
MGM|MGM RESORTS INTL|CIST|Capital Institutional Services, Inc.|3661
MGM|MGM RESORTS INTL|CLSA|CLSA AMERICAS, LLC|1293034
MGM|MGM RESORTS INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1201843
MGM|MGM RESORTS INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
MGM|MGM RESORTS INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|68038
MGM|MGM RESORTS INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2876850
MGM|MGM RESORTS INTL|CTDL|Citadel Derivatives Group Llc|51532
MGM|MGM RESORTS INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|714620
MGM|MGM RESORTS INTL|DADA|D.A. Davidson & Co.|1310
MGM|MGM RESORTS INTL|DBAB|Deutsche Bank Securities Inc.|1200404
MGM|MGM RESORTS INTL|DBAX|Deutsche Bank Securities Inc.|2447400
MGM|MGM RESORTS INTL|DCHF|Dart Executions, LLC|16224
MGM|MGM RESORTS INTL|DEAN|MORGAN STANLEY|41526
MGM|MGM RESORTS INTL|DEGS|RONIN PROFESSIONAL LLC|1100
MGM|MGM RESORTS INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|199193
MGM|MGM RESORTS INTL|DRWK|DRW SECURITIES, L.L.C.|6844
MGM|MGM RESORTS INTL|EBXL|EBX LLC|1385700
MGM|MGM RESORTS INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|112975
MGM|MGM RESORTS INTL|EDJC|Edward Jones / CDS|120
MGM|MGM RESORTS INTL|EDJO|Edward D. Jones & Co., L.P.|13697
MGM|MGM RESORTS INTL|EGAM|CBOE TRADING, INC.|75748
MGM|MGM RESORTS INTL|EGAW|CBOE TRADING, INC.|785
MGM|MGM RESORTS INTL|EGMT|EG MARKET TECHNOLOGIES LLC|100
MGM|MGM RESORTS INTL|EGXM|CBOE TRADING, INC.|25120
MGM|MGM RESORTS INTL|EGXW|CBOE TRADING, INC.|440
MGM|MGM RESORTS INTL|ETBE|Electronic Transaction Clearing, Inc.|91556
MGM|MGM RESORTS INTL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
MGM|MGM RESORTS INTL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
MGM|MGM RESORTS INTL|ETCC|Electronic Transaction Clearing, Inc.|1306
MGM|MGM RESORTS INTL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|60
MGM|MGM RESORTS INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14110
MGM|MGM RESORTS INTL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|15178
MGM|MGM RESORTS INTL|ETRS|E*Trade Securities LLC|1961440
MGM|MGM RESORTS INTL|FILL|Tradestation Securities, Inc.|73270
MGM|MGM RESORTS INTL|FMAF|NBCN Inc./ CDS|20222
MGM|MGM RESORTS INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|161660
MGM|MGM RESORTS INTL|FQLS|Quantlab Securities LP|1974972
MGM|MGM RESORTS INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|475609
MGM|MGM RESORTS INTL|FTBR|Foliofn Investments, Inc.|2931
MGM|MGM RESORTS INTL|GBMT|GBM International, Inc.|187499
MGM|MGM RESORTS INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|23269
MGM|MGM RESORTS INTL|GHCC|Gordon, Haskett Capital Corporation|500
MGM|MGM RESORTS INTL|GLIS|TD Securities Inc|7002
MGM|MGM RESORTS INTL|GLPX|ACS EXECUTION SERVICES, LLC|247307
MGM|MGM RESORTS INTL|GSCO|GOLDMAN SACHS & CO. LLC|9887156
MGM|MGM RESORTS INTL|GSCS|GOLDMAN SACHS & CO. LLC|124044
MGM|MGM RESORTS INTL|GSLT|GOLDMAN SACHS & CO. LLC|91902
MGM|MGM RESORTS INTL|GTSZ|GTS SECURITIES LLC|423476
MGM|MGM RESORTS INTL|HAPX|HAP Trading, LLC|500
MGM|MGM RESORTS INTL|HRBF|American Enterprise Investment Services Inc.|87157
MGM|MGM RESORTS INTL|HSBC|HSBC Securities, Inc.|89300
MGM|MGM RESORTS INTL|IATS|INTERACTIVE BROKERS LLC|59274
MGM|MGM RESORTS INTL|IBKR|Interactive Brokers Llc|154179
MGM|MGM RESORTS INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|404
MGM|MGM RESORTS INTL|ICBX|INSTINET, LLC|733437
MGM|MGM RESORTS INTL|IEQY|CITADEL SECURITIES LLC|522721
MGM|MGM RESORTS INTL|IMPC|Imperial Capital, LLC|2068
MGM|MGM RESORTS INTL|INCA|INSTINET, LLC|1462126
MGM|MGM RESORTS INTL|INJX|INSTINET, LLC|21757
MGM|MGM RESORTS INTL|INTL|INTL FCSTONE FINANCIAL INC.|90
MGM|MGM RESORTS INTL|ITGI|ITG Inc.|166816
MGM|MGM RESORTS INTL|ITGP|ITG INC.|970200
MGM|MGM RESORTS INTL|JANY|Janney Montgomery Scott Inc.|33922
MGM|MGM RESORTS INTL|JEFF|JEFFERIES LLC|1278290
MGM|MGM RESORTS INTL|JMPT|JUMP TRADING, LLC|475442
MGM|MGM RESORTS INTL|JONE|JonesTrading|4177
MGM|MGM RESORTS INTL|JPBX|J.P. MORGAN SECURITIES LLC|949360
MGM|MGM RESORTS INTL|JPMX|J.P. Morgan Securities LLC|4354799
MGM|MGM RESORTS INTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
MGM|MGM RESORTS INTL|JSJX|JANE STREET CAPITAL LLC|50216
MGM|MGM RESORTS INTL|JUTA|JUMP TRADING, LLC|72529
MGM|MGM RESORTS INTL|KCGM|VIRTU Americas LLC|452049
MGM|MGM RESORTS INTL|KEYB|KEYBANC CAPITAL MARKETS INC.|4199
MGM|MGM RESORTS INTL|LEHM|Barclays Capital Inc./Le|4988102
MGM|MGM RESORTS INTL|LGNT|COR CLEARING LLC|1
MGM|MGM RESORTS INTL|LIME|Lime Brokerage LLC|95569
MGM|MGM RESORTS INTL|LMNX|LUMINEX TRADING & ANALYTICS LLC|739400
MGM|MGM RESORTS INTL|LQNA|LIQUIDNET, INC.|1324800
MGM|MGM RESORTS INTL|LSCI|Lek Securities Corporation|2213
MGM|MGM RESORTS INTL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MGM|MGM RESORTS INTL|MACQ|Macquarie Capital (USA) Inc.|604878
MGM|MGM RESORTS INTL|MAVB|Great Point Capital LLC|200
MGM|MGM RESORTS INTL|MAXM|Maxim Group LLC|129612
MGM|MGM RESORTS INTL|MBTS|ALLY INVEST SECURITIES LLC|560
MGM|MGM RESORTS INTL|MCBT|Moors & Cabot, Inc.|6250
MGM|MGM RESORTS INTL|MCMF|Raymond James Ltd. Cds|944
MGM|MGM RESORTS INTL|MKMP|MKM Partners LLC|202200
MGM|MGM RESORTS INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1381162
MGM|MGM RESORTS INTL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
MGM|MGM RESORTS INTL|MOTF|MOTIF INVESTING, INC.|40
MGM|MGM RESORTS INTL|MPSG|E D & F Man Capital Markets Inc.|20683
MGM|MGM RESORTS INTL|MSCO|MORGAN STANLEY & CO. LLC|11620947
MGM|MGM RESORTS INTL|MSPL|MORGAN STANLEY & CO. LLC|2825600
MGM|MGM RESORTS INTL|MSTX|MORGAN STANLEY & CO. LLC|1612500
MGM|MGM RESORTS INTL|MZHO|Mizuho Securities USA LLC|370000
MGM|MGM RESORTS INTL|NATL|National Securities Corporation|19776
MGM|MGM RESORTS INTL|NEUB|NEUBERGER BERMAN BD LLC|875
MGM|MGM RESORTS INTL|NFSC|National Financial Services LLC|2353860
MGM|MGM RESORTS INTL|NITE|VIRTU Americas LLC|6557583
MGM|MGM RESORTS INTL|NITP|VIRTU Americas LLC|1353
MGM|MGM RESORTS INTL|NMRA|Nomura Securities International, Inc.|1900
MGM|MGM RESORTS INTL|NQRB|Brut, LLC|532268
MGM|MGM RESORTS INTL|NTBF|BMO Nesbitt Burns Inc./CDS|4427
MGM|MGM RESORTS INTL|NTRC|Northern Trust Securities, Inc.|8162
MGM|MGM RESORTS INTL|OHOS|TWO SIGMA SECURITIES, LLC|267728
MGM|MGM RESORTS INTL|ONEL|O'NEIL SECURITIES, INCORPORATED|55554
MGM|MGM RESORTS INTL|OPCO|Oppenheimer & Co. Inc.|53421
MGM|MGM RESORTS INTL|PAUL|Paulson Investment Company, Inc.|150
MGM|MGM RESORTS INTL|PCPT|PHILLIP CAPITAL INC.|7700
MGM|MGM RESORTS INTL|PDQM|CODA MARKETS, INC.|299644
MGM|MGM RESORTS INTL|PHLY|NASDAQ Execution Services, LLC|14000
MGM|MGM RESORTS INTL|PWJC|UBS Financial Services, Inc.|10727
MGM|MGM RESORTS INTL|QMSR|QUATTRO M SECURITIES INC.|31973
MGM|MGM RESORTS INTL|RBCM|RBC CAPITAL MARKETS, LLC|37149
MGM|MGM RESORTS INTL|RGLD|Regal Securities, Inc|155
MGM|MGM RESORTS INTL|RHCO|Suntrust Robinson Humphrey, Inc.|357211
MGM|MGM RESORTS INTL|ROTH|Roth Capital Partners, LLC|200
MGM|MGM RESORTS INTL|SAGL|SAGETRADER, LLC|122227
MGM|MGM RESORTS INTL|SAGW|SAGETRADER, LLC|1106
MGM|MGM RESORTS INTL|SALI|INTL FCSTONE FINANCIAL INC.|2100
MGM|MGM RESORTS INTL|SBSH|Citigroup Global Markets Inc.|1158398
MGM|MGM RESORTS INTL|SEIC|SEI Investments Distribution Co.|200
MGM|MGM RESORTS INTL|SGMT|GOLDMAN SACHS & CO. LLC|1326360
MGM|MGM RESORTS INTL|SJLS|TRADE INFORMATICS LLC|84328
MGM|MGM RESORTS INTL|SOGO|Wang Investment Associates, Inc.|300
MGM|MGM RESORTS INTL|SPDR|SPEEDROUTE LLC|118354
MGM|MGM RESORTS INTL|SPHN|Stephens Inc.|4825639
MGM|MGM RESORTS INTL|SSBS|STATE STREET GLOBAL MARKETS, LLC|2160
MGM|MGM RESORTS INTL|STFL|Stifel, Nicolaus & Company, Incorporated|52532
MGM|MGM RESORTS INTL|STKP|STOCKPILE INVESTMENTS, INC.|340
MGM|MGM RESORTS INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14664
MGM|MGM RESORTS INTL|SWIM|TD Ameritrade, Inc.|2445681
MGM|MGM RESORTS INTL|SWST|Hilltop Securities Inc.|35952
MGM|MGM RESORTS INTL|TAGC|TELSEY ADVISORY GROUP LLC|97080
MGM|MGM RESORTS INTL|TKNG|ALLY INVEST SECURITIES LLC|14400
MGM|MGM RESORTS INTL|TMBR|Timber Hill LLC|489
MGM|MGM RESORTS INTL|TRBT|Tradebot Systems, Inc.|1449281
MGM|MGM RESORTS INTL|TRCM|TRC MARKETS LLC|1012178
MGM|MGM RESORTS INTL|TWTT|TASTYWORKS, INC.|2000
MGM|MGM RESORTS INTL|UBSA|UBS SECURITIES LLC|4336339
MGM|MGM RESORTS INTL|UBSS|UBS Securities LLC|6161564
MGM|MGM RESORTS INTL|VALX|VIRTU AMERICAS LLC|105233
MGM|MGM RESORTS INTL|VERT|The Vertical Trading Group, LLC|20780
MGM|MGM RESORTS INTL|VGRD|Vanguard Marketing Corporation|49598
MGM|MGM RESORTS INTL|VNDS|VANDHAM SECURITIES CORP|4700
MGM|MGM RESORTS INTL|WBLR|WILLIAM BLAIR|1000
MGM|MGM RESORTS INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|26027
MGM|MGM RESORTS INTL|WCHV|WELLS FARGO SECURITIES, LLC|515608
MGM|MGM RESORTS INTL|WDNX|WEEDEN & CO.L.P.|7968
MGM|MGM RESORTS INTL|WEDB|WEDBUSH SECURITIES INC.|26621
MGM|MGM RESORTS INTL|WEED|Weeden & Co.L.P.|39837
MGM|MGM RESORTS INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|258675
MGM|MGM RESORTS INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|346363
MGM|MGM RESORTS INTL|WGIF|CIBC World Markets Inc.|11097
MGM|MGM RESORTS INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2038
MGM|MGM RESORTS INTL|WORD|Worden Capital Management LLC|14846
MGM|MGM RESORTS INTL|WSAG|WALL STREET ACCESS|362
MGM|MGM RESORTS INTL|WSEA|WOLVERINE SECURITIES, LLC|61902
MGM|MGM RESORTS INTL|WTFS|JUST2TRADE, INC.|65
MGM|MGM RESORTS INTL|XIST|INSTINET, LLC|128098
MGM|MGM RESORTS INTL|XPQR|Jump Trading|300
MGM|MGM RESORTS INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|548290
MGM|MGM RESORTS INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|30510
MGM|MGM RESORTS INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|74278
MGNX|MACROGENICS CMN|ALTX|Alternet Securities Inc.|2000
MGNX|MACROGENICS CMN|APCC|Apex Clearing Corporation|26
MGNX|MACROGENICS CMN|BATM|CBOE TRADING, INC.|2934
MGNX|MACROGENICS CMN|BERN|Sanford C. Bernstein & Co., LLC|7211
MGNX|MACROGENICS CMN|BIDS|BIDS TRADING L.P.|500
MGNX|MACROGENICS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1312
MGNX|MACROGENICS CMN|BLKX|INSTINET, LLC|5000
MGNX|MACROGENICS CMN|BMOC|BMO Capital Markets Corp.|5812
MGNX|MACROGENICS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|33243
MGNX|MACROGENICS CMN|BTIG|BTIG, LLC|9969
MGNX|MACROGENICS CMN|BYXM|CBOE TRADING, INC.|1730
MGNX|MACROGENICS CMN|CANT|Cantor Fitzgerald & Co.|1000
MGNX|MACROGENICS CMN|CHAS|Charles Schwab & Co., Inc.|1553
MGNX|MACROGENICS CMN|CHLM|Craig-Hallum Capital Group LLC|100
MGNX|MACROGENICS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42354
MGNX|MACROGENICS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|790
MGNX|MACROGENICS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99265
MGNX|MACROGENICS CMN|CTDL|Citadel Derivatives Group Llc|20404
MGNX|MACROGENICS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|14356
MGNX|MACROGENICS CMN|DBAB|Deutsche Bank Securities Inc.|360393
MGNX|MACROGENICS CMN|DBAX|Deutsche Bank Securities Inc.|42100
MGNX|MACROGENICS CMN|DBUL|Deutsche Bank Securities Inc.|4331
MGNX|MACROGENICS CMN|DEAN|MORGAN STANLEY|522
MGNX|MACROGENICS CMN|DEGS|RONIN PROFESSIONAL LLC|14039
MGNX|MACROGENICS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3800
MGNX|MACROGENICS CMN|EBXL|EBX LLC|26200
MGNX|MACROGENICS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|466
MGNX|MACROGENICS CMN|EGAM|CBOE TRADING, INC.|4752
MGNX|MACROGENICS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|110
MGNX|MACROGENICS CMN|EGXM|CBOE TRADING, INC.|2109
MGNX|MACROGENICS CMN|ETBE|Electronic Transaction Clearing, Inc.|4940
MGNX|MACROGENICS CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
MGNX|MACROGENICS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3006
MGNX|MACROGENICS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16826
MGNX|MACROGENICS CMN|ETRS|E*Trade Securities LLC|11524
MGNX|MACROGENICS CMN|FBCO|Credit Suisse Securities (USA) LLC|425191
MGNX|MACROGENICS CMN|FILL|Tradestation Securities, Inc.|100
MGNX|MACROGENICS CMN|FOMA|TD AMERITRADE CLEARING, INC.|55005
MGNX|MACROGENICS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|344
MGNX|MACROGENICS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97898
MGNX|MACROGENICS CMN|FTBR|Foliofn Investments, Inc.|448
MGNX|MACROGENICS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|23004
MGNX|MACROGENICS CMN|GLPX|ACS EXECUTION SERVICES, LLC|4729
MGNX|MACROGENICS CMN|GSCO|GOLDMAN SACHS & CO. LLC|1005436
MGNX|MACROGENICS CMN|GSCS|GOLDMAN SACHS & CO. LLC|45093
MGNX|MACROGENICS CMN|GSLT|GOLDMAN SACHS & CO. LLC|213
MGNX|MACROGENICS CMN|GTSZ|GTS SECURITIES LLC|23406
MGNX|MACROGENICS CMN|HAPX|HAP Trading, LLC|84
MGNX|MACROGENICS CMN|HRBF|American Enterprise Investment Services Inc.|1131
MGNX|MACROGENICS CMN|IATS|INTERACTIVE BROKERS LLC|3607
MGNX|MACROGENICS CMN|IBKR|Interactive Brokers Llc|36205
MGNX|MACROGENICS CMN|ICBX|INSTINET, LLC|22800
MGNX|MACROGENICS CMN|IEQY|CITADEL SECURITIES LLC|124166
MGNX|MACROGENICS CMN|INCA|INSTINET, LLC|184852
MGNX|MACROGENICS CMN|INJX|INSTINET, LLC|17146
MGNX|MACROGENICS CMN|ITGI|ITG Inc.|32080
MGNX|MACROGENICS CMN|ITGP|ITG INC.|89000
MGNX|MACROGENICS CMN|JANY|Janney Montgomery Scott Inc.|175
MGNX|MACROGENICS CMN|JEFF|JEFFERIES LLC|41543
MGNX|MACROGENICS CMN|JMPT|JUMP TRADING, LLC|14924
MGNX|MACROGENICS CMN|JONE|JonesTrading|89226
MGNX|MACROGENICS CMN|JPBX|J.P. MORGAN SECURITIES LLC|14297
MGNX|MACROGENICS CMN|JPMX|J.P. Morgan Securities LLC|118982
MGNX|MACROGENICS CMN|JSJX|JANE STREET CAPITAL LLC|1446
MGNX|MACROGENICS CMN|KCGM|VIRTU Americas LLC|9495
MGNX|MACROGENICS CMN|LEHM|Barclays Capital Inc./Le|354711
MGNX|MACROGENICS CMN|LIME|Lime Brokerage LLC|135452
MGNX|MACROGENICS CMN|LMGP|LIME BROKERAGE LLC|800
MGNX|MACROGENICS CMN|LOOP|Loop Capital Markets LLC|5230
MGNX|MACROGENICS CMN|LQNA|LIQUIDNET, INC.|7100
MGNX|MACROGENICS CMN|MACQ|Macquarie Capital (USA) Inc.|7407
MGNX|MACROGENICS CMN|MAXM|Maxim Group LLC|3896
MGNX|MACROGENICS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44904
MGNX|MACROGENICS CMN|MOTF|MOTIF INVESTING, INC.|12
MGNX|MACROGENICS CMN|MSCO|MORGAN STANLEY & CO. LLC|1775916
MGNX|MACROGENICS CMN|MSPL|MORGAN STANLEY & CO. LLC|126700
MGNX|MACROGENICS CMN|MSTX|MORGAN STANLEY & CO. LLC|49200
MGNX|MACROGENICS CMN|NFSC|National Financial Services LLC|20532
MGNX|MACROGENICS CMN|NITE|VIRTU Americas LLC|102446
MGNX|MACROGENICS CMN|NITP|VIRTU Americas LLC|2900
MGNX|MACROGENICS CMN|NQRB|Brut, LLC|11966
MGNX|MACROGENICS CMN|NTRC|Northern Trust Securities, Inc.|2511
MGNX|MACROGENICS CMN|PDQM|CODA MARKETS, INC.|12219
MGNX|MACROGENICS CMN|PWJC|UBS Financial Services, Inc.|400
MGNX|MACROGENICS CMN|RBCM|RBC CAPITAL MARKETS, LLC|200
MGNX|MACROGENICS CMN|SAGL|SAGETRADER, LLC|5416
MGNX|MACROGENICS CMN|SAGW|SAGETRADER, LLC|2651
MGNX|MACROGENICS CMN|SBSH|Citigroup Global Markets Inc.|247964
MGNX|MACROGENICS CMN|SGMT|GOLDMAN SACHS & CO. LLC|44535
MGNX|MACROGENICS CMN|SPDR|SPEEDROUTE LLC|1000
MGNX|MACROGENICS CMN|SPTD|MINT GLOBAL MARKETS, INC.|2430
MGNX|MACROGENICS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|40925
MGNX|MACROGENICS CMN|SWIM|TD Ameritrade, Inc.|4180
MGNX|MACROGENICS CMN|SWST|Hilltop Securities Inc.|250
MGNX|MACROGENICS CMN|TKNG|ALLY INVEST SECURITIES LLC|20
MGNX|MACROGENICS CMN|TRBT|Tradebot Systems, Inc.|74669
MGNX|MACROGENICS CMN|TRCM|TRC MARKETS LLC|51488
MGNX|MACROGENICS CMN|UBSA|UBS SECURITIES LLC|187035
MGNX|MACROGENICS CMN|UBSS|UBS Securities LLC|868840
MGNX|MACROGENICS CMN|VALX|VIRTU AMERICAS LLC|45637
MGNX|MACROGENICS CMN|VGRD|Vanguard Marketing Corporation|36602
MGNX|MACROGENICS CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|57
MGNX|MACROGENICS CMN|WCHV|WELLS FARGO SECURITIES, LLC|11550
MGNX|MACROGENICS CMN|WEDB|WEDBUSH SECURITIES INC.|100
MGNX|MACROGENICS CMN|WEED|Weeden & Co.L.P.|311634
MGNX|MACROGENICS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|461
MGNX|MACROGENICS CMN|WSEA|WOLVERINE SECURITIES, LLC|258
MGNX|MACROGENICS CMN|XIST|INSTINET, LLC|17780
MGNX|MACROGENICS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|31200
MGNX|MACROGENICS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|274
MGNX|MACROGENICS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1175
MGP|MGM GROWTH PRTY LLC|ADAM|CANACCORD GENUITY INC.|10000
MGP|MGM GROWTH PRTY LLC|ALTX|Alternet Securities Inc.|5900
MGP|MGM GROWTH PRTY LLC|ANOS|ABEL/NOSER, L.L.C.|12092
MGP|MGM GROWTH PRTY LLC|APCC|Apex Clearing Corporation|94
MGP|MGM GROWTH PRTY LLC|BARD|Robert W. Baird & Co. Incorporated|16596
MGP|MGM GROWTH PRTY LLC|BATM|CBOE TRADING, INC.|3173
MGP|MGM GROWTH PRTY LLC|BAYC|BAY CREST PARTNERS, LLC|55
MGP|MGM GROWTH PRTY LLC|BBNT|BB&T SECURITIES, LLC|207
MGP|MGM GROWTH PRTY LLC|BERN|Sanford C. Bernstein & Co., LLC|18415
MGP|MGM GROWTH PRTY LLC|BIDS|BIDS TRADING L.P.|100
MGP|MGM GROWTH PRTY LLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5051
MGP|MGM GROWTH PRTY LLC|BLKX|INSTINET, LLC|15000
MGP|MGM GROWTH PRTY LLC|BMOC|BMO Capital Markets Corp.|433219
MGP|MGM GROWTH PRTY LLC|BNCH|The Benchmark Company, LLC|5827
MGP|MGM GROWTH PRTY LLC|BNPX|BNP PARIBAS SECURITIES CORP.|4952
MGP|MGM GROWTH PRTY LLC|BTIG|BTIG, LLC|336900
MGP|MGM GROWTH PRTY LLC|BYXM|CBOE TRADING, INC.|600
MGP|MGM GROWTH PRTY LLC|BZYD|GOLDMAN SACHS & CO. LLC|3700
MGP|MGM GROWTH PRTY LLC|CHAS|Charles Schwab & Co., Inc.|7
MGP|MGM GROWTH PRTY LLC|CIST|Capital Institutional Services, Inc.|750
MGP|MGM GROWTH PRTY LLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|136591
MGP|MGM GROWTH PRTY LLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5196
MGP|MGM GROWTH PRTY LLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4600
MGP|MGM GROWTH PRTY LLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|246351
MGP|MGM GROWTH PRTY LLC|CTDL|Citadel Derivatives Group Llc|4116
MGP|MGM GROWTH PRTY LLC|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|500
MGP|MGM GROWTH PRTY LLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|21478
MGP|MGM GROWTH PRTY LLC|DAVA|Davenport & Company LLC|5127
MGP|MGM GROWTH PRTY LLC|DBAB|Deutsche Bank Securities Inc.|95987
MGP|MGM GROWTH PRTY LLC|DBAX|Deutsche Bank Securities Inc.|338200
MGP|MGM GROWTH PRTY LLC|DEAN|MORGAN STANLEY|11544
MGP|MGM GROWTH PRTY LLC|DEGS|RONIN PROFESSIONAL LLC|332
MGP|MGM GROWTH PRTY LLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
MGP|MGM GROWTH PRTY LLC|EBXL|EBX LLC|127300
MGP|MGM GROWTH PRTY LLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|853
MGP|MGM GROWTH PRTY LLC|EDJO|Edward D. Jones & Co., L.P.|18360
MGP|MGM GROWTH PRTY LLC|EGAM|CBOE TRADING, INC.|3630
MGP|MGM GROWTH PRTY LLC|EGAW|CBOE TRADING, INC.|4
MGP|MGM GROWTH PRTY LLC|EGMT|EG MARKET TECHNOLOGIES LLC|300
MGP|MGM GROWTH PRTY LLC|EGXM|CBOE TRADING, INC.|292
MGP|MGM GROWTH PRTY LLC|ETBE|Electronic Transaction Clearing, Inc.|31931
MGP|MGM GROWTH PRTY LLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5193
MGP|MGM GROWTH PRTY LLC|ETRS|E*Trade Securities LLC|4931
MGP|MGM GROWTH PRTY LLC|FILL|Tradestation Securities, Inc.|451
MGP|MGM GROWTH PRTY LLC|FINX|FINTECH SECURITIES|400
MGP|MGM GROWTH PRTY LLC|FMAF|NBCN Inc./ CDS|39
MGP|MGM GROWTH PRTY LLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1307
MGP|MGM GROWTH PRTY LLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|157503
MGP|MGM GROWTH PRTY LLC|FTBR|Foliofn Investments, Inc.|233
MGP|MGM GROWTH PRTY LLC|GEBB|GLOBAL EXECUTION BROKERS, LP|700
MGP|MGM GROWTH PRTY LLC|GLIS|TD Securities Inc|100
MGP|MGM GROWTH PRTY LLC|GLPX|ACS EXECUTION SERVICES, LLC|3699
MGP|MGM GROWTH PRTY LLC|GSCO|GOLDMAN SACHS & CO. LLC|602651
MGP|MGM GROWTH PRTY LLC|GSCS|GOLDMAN SACHS & CO. LLC|12190
MGP|MGM GROWTH PRTY LLC|GSLT|GOLDMAN SACHS & CO. LLC|3794
MGP|MGM GROWTH PRTY LLC|GTSZ|GTS SECURITIES LLC|32510
MGP|MGM GROWTH PRTY LLC|HRBF|American Enterprise Investment Services Inc.|26547
MGP|MGM GROWTH PRTY LLC|HSBC|HSBC Securities, Inc.|1362
MGP|MGM GROWTH PRTY LLC|IATS|INTERACTIVE BROKERS LLC|1041
MGP|MGM GROWTH PRTY LLC|IBKR|Interactive Brokers Llc|4749
MGP|MGM GROWTH PRTY LLC|ICBX|INSTINET, LLC|35300
MGP|MGM GROWTH PRTY LLC|IEQY|CITADEL SECURITIES LLC|16617
MGP|MGM GROWTH PRTY LLC|INCA|INSTINET, LLC|58494
MGP|MGM GROWTH PRTY LLC|INJX|INSTINET, LLC|1142
MGP|MGM GROWTH PRTY LLC|ITGI|ITG Inc.|12447
MGP|MGM GROWTH PRTY LLC|ITGP|ITG INC.|95800
MGP|MGM GROWTH PRTY LLC|JANY|Janney Montgomery Scott Inc.|2
MGP|MGM GROWTH PRTY LLC|JEFF|JEFFERIES LLC|34418
MGP|MGM GROWTH PRTY LLC|JMPT|JUMP TRADING, LLC|27961
MGP|MGM GROWTH PRTY LLC|JONE|JonesTrading|3231
MGP|MGM GROWTH PRTY LLC|JPBX|J.P. MORGAN SECURITIES LLC|77240
MGP|MGM GROWTH PRTY LLC|JPMX|J.P. Morgan Securities LLC|613225
MGP|MGM GROWTH PRTY LLC|JSJX|JANE STREET CAPITAL LLC|10561
MGP|MGM GROWTH PRTY LLC|KCGM|VIRTU Americas LLC|50245
MGP|MGM GROWTH PRTY LLC|KCRD|PHX FINANCIAL, INC.|900
MGP|MGM GROWTH PRTY LLC|LEHM|Barclays Capital Inc./Le|257615
MGP|MGM GROWTH PRTY LLC|LIME|Lime Brokerage LLC|15976
MGP|MGM GROWTH PRTY LLC|LQNA|LIQUIDNET, INC.|32300
MGP|MGM GROWTH PRTY LLC|LSCI|Lek Securities Corporation|650
MGP|MGM GROWTH PRTY LLC|MAXM|Maxim Group LLC|2600
MGP|MGM GROWTH PRTY LLC|MKMP|MKM Partners LLC|216365
MGP|MGM GROWTH PRTY LLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|150188
MGP|MGM GROWTH PRTY LLC|MNDX|TJM Investments, LLC|6584
MGP|MGM GROWTH PRTY LLC|MOTF|MOTIF INVESTING, INC.|21
MGP|MGM GROWTH PRTY LLC|MSCO|MORGAN STANLEY & CO. LLC|843969
MGP|MGM GROWTH PRTY LLC|MSPL|MORGAN STANLEY & CO. LLC|379800
MGP|MGM GROWTH PRTY LLC|MSTX|MORGAN STANLEY & CO. LLC|40100
MGP|MGM GROWTH PRTY LLC|NFSC|National Financial Services LLC|68917
MGP|MGM GROWTH PRTY LLC|NITE|VIRTU Americas LLC|191998
MGP|MGM GROWTH PRTY LLC|NITP|VIRTU Americas LLC|640
MGP|MGM GROWTH PRTY LLC|NQRB|Brut, LLC|8405
MGP|MGM GROWTH PRTY LLC|NTBF|BMO Nesbitt Burns Inc./CDS|500
MGP|MGM GROWTH PRTY LLC|OHOS|TWO SIGMA SECURITIES, LLC|4277
MGP|MGM GROWTH PRTY LLC|OPCO|Oppenheimer & Co. Inc.|495
MGP|MGM GROWTH PRTY LLC|PDQM|CODA MARKETS, INC.|12546
MGP|MGM GROWTH PRTY LLC|PWJC|UBS Financial Services, Inc.|7148
MGP|MGM GROWTH PRTY LLC|RBCM|RBC CAPITAL MARKETS, LLC|2521
MGP|MGM GROWTH PRTY LLC|SAGL|SAGETRADER, LLC|1000
MGP|MGM GROWTH PRTY LLC|SALI|INTL FCSTONE FINANCIAL INC.|100
MGP|MGM GROWTH PRTY LLC|SBSH|Citigroup Global Markets Inc.|59756
MGP|MGM GROWTH PRTY LLC|SGMT|GOLDMAN SACHS & CO. LLC|93135
MGP|MGM GROWTH PRTY LLC|SPDR|SPEEDROUTE LLC|20362
MGP|MGM GROWTH PRTY LLC|SPHN|Stephens Inc.|5
MGP|MGM GROWTH PRTY LLC|STFL|Stifel, Nicolaus & Company, Incorporated|11858
MGP|MGM GROWTH PRTY LLC|STKP|STOCKPILE INVESTMENTS, INC.|6
MGP|MGM GROWTH PRTY LLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3160
MGP|MGM GROWTH PRTY LLC|SWIM|TD Ameritrade, Inc.|4745
MGP|MGM GROWTH PRTY LLC|TKNG|ALLY INVEST SECURITIES LLC|215
MGP|MGM GROWTH PRTY LLC|TRBT|Tradebot Systems, Inc.|81657
MGP|MGM GROWTH PRTY LLC|TRCM|TRC MARKETS LLC|60072
MGP|MGM GROWTH PRTY LLC|UBSA|UBS SECURITIES LLC|361580
MGP|MGM GROWTH PRTY LLC|UBSS|UBS Securities LLC|419024
MGP|MGM GROWTH PRTY LLC|VALX|VIRTU AMERICAS LLC|7595
MGP|MGM GROWTH PRTY LLC|VERT|The Vertical Trading Group, LLC|341
MGP|MGM GROWTH PRTY LLC|VGRD|Vanguard Marketing Corporation|6651
MGP|MGM GROWTH PRTY LLC|WBLR|WILLIAM BLAIR|100
MGP|MGM GROWTH PRTY LLC|WBPX|SUMMIT SECURITIES GROUP, LLC|702
MGP|MGM GROWTH PRTY LLC|WCHV|WELLS FARGO SECURITIES, LLC|60861
MGP|MGM GROWTH PRTY LLC|WEDB|WEDBUSH SECURITIES INC.|1705
MGP|MGM GROWTH PRTY LLC|WEED|Weeden & Co.L.P.|740
MGP|MGM GROWTH PRTY LLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1878
MGP|MGM GROWTH PRTY LLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5962
MGP|MGM GROWTH PRTY LLC|WSEA|WOLVERINE SECURITIES, LLC|800
MGP|MGM GROWTH PRTY LLC|XIST|INSTINET, LLC|1600
MGP|MGM GROWTH PRTY LLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|18800
MGP|MGM GROWTH PRTY LLC|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MGP|MGM GROWTH PRTY LLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6394
MGPI|MGP INGREDIENTS, INC|ALTX|Alternet Securities Inc.|3612
MGPI|MGP INGREDIENTS, INC|ANOS|ABEL/NOSER, L.L.C.|435
MGPI|MGP INGREDIENTS, INC|APCC|Apex Clearing Corporation|82
MGPI|MGP INGREDIENTS, INC|BARD|Robert W. Baird & Co. Incorporated|755
MGPI|MGP INGREDIENTS, INC|BATM|CBOE TRADING, INC.|1876
MGPI|MGP INGREDIENTS, INC|BERN|Sanford C. Bernstein & Co., LLC|30
MGPI|MGP INGREDIENTS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4116
MGPI|MGP INGREDIENTS, INC|BMOC|BMO Capital Markets Corp.|3273
MGPI|MGP INGREDIENTS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|2161
MGPI|MGP INGREDIENTS, INC|BRVL|BLAYLOCK VAN, LLC|100
MGPI|MGP INGREDIENTS, INC|BTIG|BTIG, LLC|419
MGPI|MGP INGREDIENTS, INC|BYXM|CBOE TRADING, INC.|395
MGPI|MGP INGREDIENTS, INC|BZYD|GOLDMAN SACHS & CO. LLC|300
MGPI|MGP INGREDIENTS, INC|CHAS|Charles Schwab & Co., Inc.|10
MGPI|MGP INGREDIENTS, INC|CIST|Capital Institutional Services, Inc.|155
MGPI|MGP INGREDIENTS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14743
MGPI|MGP INGREDIENTS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6870
MGPI|MGP INGREDIENTS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1919
MGPI|MGP INGREDIENTS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50505
MGPI|MGP INGREDIENTS, INC|CTDL|Citadel Derivatives Group Llc|1000
MGPI|MGP INGREDIENTS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3036
MGPI|MGP INGREDIENTS, INC|DBAB|Deutsche Bank Securities Inc.|169309
MGPI|MGP INGREDIENTS, INC|DBAX|Deutsche Bank Securities Inc.|31700
MGPI|MGP INGREDIENTS, INC|DBUL|Deutsche Bank Securities Inc.|400
MGPI|MGP INGREDIENTS, INC|DEAN|MORGAN STANLEY|638
MGPI|MGP INGREDIENTS, INC|DEGS|RONIN PROFESSIONAL LLC|1100
MGPI|MGP INGREDIENTS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|847
MGPI|MGP INGREDIENTS, INC|EBXL|EBX LLC|19000
MGPI|MGP INGREDIENTS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2913
MGPI|MGP INGREDIENTS, INC|EDJO|Edward D. Jones & Co., L.P.|1233
MGPI|MGP INGREDIENTS, INC|EGAM|CBOE TRADING, INC.|3031
MGPI|MGP INGREDIENTS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
MGPI|MGP INGREDIENTS, INC|EGXM|CBOE TRADING, INC.|603
MGPI|MGP INGREDIENTS, INC|EGXW|CBOE TRADING, INC.|29
MGPI|MGP INGREDIENTS, INC|ETBE|Electronic Transaction Clearing, Inc.|5490
MGPI|MGP INGREDIENTS, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|83
MGPI|MGP INGREDIENTS, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MGPI|MGP INGREDIENTS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28337
MGPI|MGP INGREDIENTS, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|205
MGPI|MGP INGREDIENTS, INC|ETRS|E*Trade Securities LLC|4910
MGPI|MGP INGREDIENTS, INC|FBCO|Credit Suisse Securities (USA) LLC|101361
MGPI|MGP INGREDIENTS, INC|FBSB|U.S. Bancorp Investments, Inc.|2
MGPI|MGP INGREDIENTS, INC|FILL|Tradestation Securities, Inc.|466
MGPI|MGP INGREDIENTS, INC|FOMA|TD AMERITRADE CLEARING, INC.|206135
MGPI|MGP INGREDIENTS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1444
MGPI|MGP INGREDIENTS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34334
MGPI|MGP INGREDIENTS, INC|FTBR|Foliofn Investments, Inc.|464
MGPI|MGP INGREDIENTS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3920
MGPI|MGP INGREDIENTS, INC|GLPX|ACS EXECUTION SERVICES, LLC|22401
MGPI|MGP INGREDIENTS, INC|GSCO|GOLDMAN SACHS & CO. LLC|123182
MGPI|MGP INGREDIENTS, INC|GSCS|GOLDMAN SACHS & CO. LLC|11161
MGPI|MGP INGREDIENTS, INC|GSLT|GOLDMAN SACHS & CO. LLC|1353
MGPI|MGP INGREDIENTS, INC|GTSZ|GTS SECURITIES LLC|34081
MGPI|MGP INGREDIENTS, INC|HRBF|American Enterprise Investment Services Inc.|657
MGPI|MGP INGREDIENTS, INC|IATS|INTERACTIVE BROKERS LLC|46620
MGPI|MGP INGREDIENTS, INC|IBKR|Interactive Brokers Llc|261874
MGPI|MGP INGREDIENTS, INC|ICBX|INSTINET, LLC|3600
MGPI|MGP INGREDIENTS, INC|IEQY|CITADEL SECURITIES LLC|24404
MGPI|MGP INGREDIENTS, INC|INCA|INSTINET, LLC|75846
MGPI|MGP INGREDIENTS, INC|INJX|INSTINET, LLC|2329
MGPI|MGP INGREDIENTS, INC|ITGI|ITG Inc.|12841
MGPI|MGP INGREDIENTS, INC|ITGP|ITG INC.|17600
MGPI|MGP INGREDIENTS, INC|JANY|Janney Montgomery Scott Inc.|50
MGPI|MGP INGREDIENTS, INC|JEFF|JEFFERIES LLC|8694
MGPI|MGP INGREDIENTS, INC|JMPT|JUMP TRADING, LLC|11274
MGPI|MGP INGREDIENTS, INC|JPBX|J.P. MORGAN SECURITIES LLC|1952
MGPI|MGP INGREDIENTS, INC|JPMX|J.P. Morgan Securities LLC|101625
MGPI|MGP INGREDIENTS, INC|JSJX|JANE STREET CAPITAL LLC|15726
MGPI|MGP INGREDIENTS, INC|KCGM|VIRTU Americas LLC|5746
MGPI|MGP INGREDIENTS, INC|LEHM|Barclays Capital Inc./Le|174778
MGPI|MGP INGREDIENTS, INC|LIME|Lime Brokerage LLC|51176
MGPI|MGP INGREDIENTS, INC|LQNA|LIQUIDNET, INC.|6700
MGPI|MGP INGREDIENTS, INC|LSCI|Lek Securities Corporation|1
MGPI|MGP INGREDIENTS, INC|MAXM|Maxim Group LLC|1353
MGPI|MGP INGREDIENTS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18135
MGPI|MGP INGREDIENTS, INC|MOTF|MOTIF INVESTING, INC.|37
MGPI|MGP INGREDIENTS, INC|MSCO|MORGAN STANLEY & CO. LLC|416611
MGPI|MGP INGREDIENTS, INC|MSPL|MORGAN STANLEY & CO. LLC|48200
MGPI|MGP INGREDIENTS, INC|MSTX|MORGAN STANLEY & CO. LLC|1500
MGPI|MGP INGREDIENTS, INC|NFSC|National Financial Services LLC|38331
MGPI|MGP INGREDIENTS, INC|NITE|VIRTU Americas LLC|155669
MGPI|MGP INGREDIENTS, INC|NITP|VIRTU Americas LLC|500
MGPI|MGP INGREDIENTS, INC|NQRB|Brut, LLC|601
MGPI|MGP INGREDIENTS, INC|NTRC|Northern Trust Securities, Inc.|20
MGPI|MGP INGREDIENTS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1766
MGPI|MGP INGREDIENTS, INC|PDQM|CODA MARKETS, INC.|79866
MGPI|MGP INGREDIENTS, INC|PIPR|Piper Jaffray & Co.|246
MGPI|MGP INGREDIENTS, INC|RAJA|Raymond James & Associates, Inc.|2355
MGPI|MGP INGREDIENTS, INC|RBCM|RBC CAPITAL MARKETS, LLC|1430
MGPI|MGP INGREDIENTS, INC|RHCO|Suntrust Robinson Humphrey, Inc.|255
MGPI|MGP INGREDIENTS, INC|SAGL|SAGETRADER, LLC|38930
MGPI|MGP INGREDIENTS, INC|SAGW|SAGETRADER, LLC|100
MGPI|MGP INGREDIENTS, INC|SBSH|Citigroup Global Markets Inc.|53406
MGPI|MGP INGREDIENTS, INC|SGMT|GOLDMAN SACHS & CO. LLC|10758
MGPI|MGP INGREDIENTS, INC|SOGO|Wang Investment Associates, Inc.|2316
MGPI|MGP INGREDIENTS, INC|SPDR|SPEEDROUTE LLC|3485
MGPI|MGP INGREDIENTS, INC|SPTD|MINT GLOBAL MARKETS, INC.|1411
MGPI|MGP INGREDIENTS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|6407
MGPI|MGP INGREDIENTS, INC|SWIM|TD Ameritrade, Inc.|2236
MGPI|MGP INGREDIENTS, INC|SWST|Hilltop Securities Inc.|33
MGPI|MGP INGREDIENTS, INC|TKNG|ALLY INVEST SECURITIES LLC|5
MGPI|MGP INGREDIENTS, INC|TRBT|Tradebot Systems, Inc.|36197
MGPI|MGP INGREDIENTS, INC|TRCM|TRC MARKETS LLC|31285
MGPI|MGP INGREDIENTS, INC|UBSA|UBS SECURITIES LLC|78236
MGPI|MGP INGREDIENTS, INC|UBSS|UBS Securities LLC|290453
MGPI|MGP INGREDIENTS, INC|VALX|VIRTU AMERICAS LLC|4448
MGPI|MGP INGREDIENTS, INC|VGRD|Vanguard Marketing Corporation|766
MGPI|MGP INGREDIENTS, INC|WABR|Wall Street Access|600
MGPI|MGP INGREDIENTS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|202
MGPI|MGP INGREDIENTS, INC|WCHV|WELLS FARGO SECURITIES, LLC|12770
MGPI|MGP INGREDIENTS, INC|WDNX|WEEDEN & CO.L.P.|2196
MGPI|MGP INGREDIENTS, INC|WEDB|WEDBUSH SECURITIES INC.|100
MGPI|MGP INGREDIENTS, INC|WEED|Weeden & Co.L.P.|7380
MGPI|MGP INGREDIENTS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1468
MGPI|MGP INGREDIENTS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4498
MGPI|MGP INGREDIENTS, INC|WHOT|JUST2TRADE, INC.|100
MGPI|MGP INGREDIENTS, INC|WSEA|WOLVERINE SECURITIES, LLC|517
MGPI|MGP INGREDIENTS, INC|XIST|INSTINET, LLC|13530
MGPI|MGP INGREDIENTS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3300
MGPI|MGP INGREDIENTS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10577
MGPI|MGP INGREDIENTS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1057
MGRC|MCGRATH RENTCORP|ALTX|Alternet Securities Inc.|485
MGRC|MCGRATH RENTCORP|APCC|Apex Clearing Corporation|84
MGRC|MCGRATH RENTCORP|BATM|CBOE TRADING, INC.|548
MGRC|MCGRATH RENTCORP|BERN|Sanford C. Bernstein & Co., LLC|13087
MGRC|MCGRATH RENTCORP|BIMI|Banca IMI Securities Corp.|44
MGRC|MCGRATH RENTCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1595
MGRC|MCGRATH RENTCORP|BMOC|BMO Capital Markets Corp.|3793
MGRC|MCGRATH RENTCORP|BNPX|BNP PARIBAS SECURITIES CORP.|2393
MGRC|MCGRATH RENTCORP|BYXM|CBOE TRADING, INC.|200
MGRC|MCGRATH RENTCORP|BZYD|GOLDMAN SACHS & CO. LLC|301
MGRC|MCGRATH RENTCORP|CANT|Cantor Fitzgerald & Co.|509
MGRC|MCGRATH RENTCORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|34200
MGRC|MCGRATH RENTCORP|CHAS|Charles Schwab & Co., Inc.|3128
MGRC|MCGRATH RENTCORP|CLSA|CLSA AMERICAS, LLC|100
MGRC|MCGRATH RENTCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2778
MGRC|MCGRATH RENTCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|607
MGRC|MCGRATH RENTCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40074
MGRC|MCGRATH RENTCORP|CTDL|Citadel Derivatives Group Llc|3355
MGRC|MCGRATH RENTCORP|CTLR|CUTLER GROUP, LP|175
MGRC|MCGRATH RENTCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2522
MGRC|MCGRATH RENTCORP|DADA|D.A. Davidson & Co.|300
MGRC|MCGRATH RENTCORP|DBAB|Deutsche Bank Securities Inc.|119221
MGRC|MCGRATH RENTCORP|DBAX|Deutsche Bank Securities Inc.|23200
MGRC|MCGRATH RENTCORP|DEAN|MORGAN STANLEY|1729
MGRC|MCGRATH RENTCORP|DEGS|RONIN PROFESSIONAL LLC|1729
MGRC|MCGRATH RENTCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|331
MGRC|MCGRATH RENTCORP|EBXL|EBX LLC|16100
MGRC|MCGRATH RENTCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2123
MGRC|MCGRATH RENTCORP|EDJO|Edward D. Jones & Co., L.P.|160
MGRC|MCGRATH RENTCORP|EGAM|CBOE TRADING, INC.|919
MGRC|MCGRATH RENTCORP|EGMT|EG MARKET TECHNOLOGIES LLC|200
MGRC|MCGRATH RENTCORP|EGXM|CBOE TRADING, INC.|665
MGRC|MCGRATH RENTCORP|ELEV|ELEVATION, LLC|12605
MGRC|MCGRATH RENTCORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|26
MGRC|MCGRATH RENTCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2306
MGRC|MCGRATH RENTCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11997
MGRC|MCGRATH RENTCORP|ETRS|E*Trade Securities LLC|8927
MGRC|MCGRATH RENTCORP|FBCO|Credit Suisse Securities (USA) LLC|296325
MGRC|MCGRATH RENTCORP|FILL|Tradestation Securities, Inc.|421
MGRC|MCGRATH RENTCORP|FMAF|NBCN Inc./ CDS|50
MGRC|MCGRATH RENTCORP|FOMA|TD AMERITRADE CLEARING, INC.|22978
MGRC|MCGRATH RENTCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|175
MGRC|MCGRATH RENTCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27145
MGRC|MCGRATH RENTCORP|FTBR|Foliofn Investments, Inc.|805
MGRC|MCGRATH RENTCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|7242
MGRC|MCGRATH RENTCORP|GLPX|ACS EXECUTION SERVICES, LLC|9357
MGRC|MCGRATH RENTCORP|GSCO|GOLDMAN SACHS & CO. LLC|491738
MGRC|MCGRATH RENTCORP|GSCS|GOLDMAN SACHS & CO. LLC|2543
MGRC|MCGRATH RENTCORP|GSLT|GOLDMAN SACHS & CO. LLC|105
MGRC|MCGRATH RENTCORP|GTSZ|GTS SECURITIES LLC|28149
MGRC|MCGRATH RENTCORP|HPPX|POTAMUS TRADING, LLC|914
MGRC|MCGRATH RENTCORP|HRBF|American Enterprise Investment Services Inc.|1370
MGRC|MCGRATH RENTCORP|HSBC|HSBC Securities, Inc.|2723
MGRC|MCGRATH RENTCORP|IATS|INTERACTIVE BROKERS LLC|8960
MGRC|MCGRATH RENTCORP|IBKR|Interactive Brokers Llc|25469
MGRC|MCGRATH RENTCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|29
MGRC|MCGRATH RENTCORP|ICBX|INSTINET, LLC|4200
MGRC|MCGRATH RENTCORP|IEQY|CITADEL SECURITIES LLC|19096
MGRC|MCGRATH RENTCORP|INCA|INSTINET, LLC|75737
MGRC|MCGRATH RENTCORP|INJX|INSTINET, LLC|20006
MGRC|MCGRATH RENTCORP|ITGI|ITG Inc.|13611
MGRC|MCGRATH RENTCORP|ITGP|ITG INC.|6000
MGRC|MCGRATH RENTCORP|JEFF|JEFFERIES LLC|40120
MGRC|MCGRATH RENTCORP|JMPT|JUMP TRADING, LLC|10386
MGRC|MCGRATH RENTCORP|JONE|JonesTrading|1566
MGRC|MCGRATH RENTCORP|JPBX|J.P. MORGAN SECURITIES LLC|2896
MGRC|MCGRATH RENTCORP|JPMX|J.P. Morgan Securities LLC|250639
MGRC|MCGRATH RENTCORP|JSJX|JANE STREET CAPITAL LLC|1806
MGRC|MCGRATH RENTCORP|KCGM|VIRTU Americas LLC|5883
MGRC|MCGRATH RENTCORP|LEHM|Barclays Capital Inc./Le|223998
MGRC|MCGRATH RENTCORP|LIME|Lime Brokerage LLC|82170
MGRC|MCGRATH RENTCORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|11922
MGRC|MCGRATH RENTCORP|LSCI|Lek Securities Corporation|100
MGRC|MCGRATH RENTCORP|MACQ|Macquarie Capital (USA) Inc.|3883
MGRC|MCGRATH RENTCORP|MAXM|Maxim Group LLC|2488
MGRC|MCGRATH RENTCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26887
MGRC|MCGRATH RENTCORP|MOTF|MOTIF INVESTING, INC.|8
MGRC|MCGRATH RENTCORP|MSCO|MORGAN STANLEY & CO. LLC|552133
MGRC|MCGRATH RENTCORP|MSPL|MORGAN STANLEY & CO. LLC|47500
MGRC|MCGRATH RENTCORP|MSTX|MORGAN STANLEY & CO. LLC|3200
MGRC|MCGRATH RENTCORP|NFSC|National Financial Services LLC|65941
MGRC|MCGRATH RENTCORP|NITE|VIRTU Americas LLC|94006
MGRC|MCGRATH RENTCORP|NITP|VIRTU Americas LLC|1536
MGRC|MCGRATH RENTCORP|NQRB|Brut, LLC|700
MGRC|MCGRATH RENTCORP|NTRC|Northern Trust Securities, Inc.|220
MGRC|MCGRATH RENTCORP|OPCO|Oppenheimer & Co. Inc.|100
MGRC|MCGRATH RENTCORP|PDQM|CODA MARKETS, INC.|16297
MGRC|MCGRATH RENTCORP|PICT|Pictet Overseas Inc.|240
MGRC|MCGRATH RENTCORP|RAJA|Raymond James & Associates, Inc.|298
MGRC|MCGRATH RENTCORP|SAGL|SAGETRADER, LLC|291
MGRC|MCGRATH RENTCORP|SAGW|SAGETRADER, LLC|1057
MGRC|MCGRATH RENTCORP|SBSH|Citigroup Global Markets Inc.|64920
MGRC|MCGRATH RENTCORP|SGMT|GOLDMAN SACHS & CO. LLC|12189
MGRC|MCGRATH RENTCORP|SIDC|Sidoti & Company, LLC|200
MGRC|MCGRATH RENTCORP|SPDR|SPEEDROUTE LLC|400
MGRC|MCGRATH RENTCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
MGRC|MCGRATH RENTCORP|STFL|Stifel, Nicolaus & Company, Incorporated|425
MGRC|MCGRATH RENTCORP|SWIM|TD Ameritrade, Inc.|5660
MGRC|MCGRATH RENTCORP|SWST|Hilltop Securities Inc.|111
MGRC|MCGRATH RENTCORP|TKNG|ALLY INVEST SECURITIES LLC|52
MGRC|MCGRATH RENTCORP|TRBT|Tradebot Systems, Inc.|25167
MGRC|MCGRATH RENTCORP|TRCM|TRC MARKETS LLC|35879
MGRC|MCGRATH RENTCORP|UBSA|UBS SECURITIES LLC|139171
MGRC|MCGRATH RENTCORP|UBSS|UBS Securities LLC|331745
MGRC|MCGRATH RENTCORP|VALX|VIRTU AMERICAS LLC|6732
MGRC|MCGRATH RENTCORP|VGRD|Vanguard Marketing Corporation|1934
MGRC|MCGRATH RENTCORP|WABR|Wall Street Access|200
MGRC|MCGRATH RENTCORP|WCHV|WELLS FARGO SECURITIES, LLC|61523
MGRC|MCGRATH RENTCORP|WEED|Weeden & Co.L.P.|1496
MGRC|MCGRATH RENTCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1295
MGRC|MCGRATH RENTCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3237
MGRC|MCGRATH RENTCORP|WSEA|WOLVERINE SECURITIES, LLC|790
MGRC|MCGRATH RENTCORP|XIST|INSTINET, LLC|29790
MGRC|MCGRATH RENTCORP|XPQR|Jump Trading|400
MGRC|MCGRATH RENTCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1784
MGRC|MCGRATH RENTCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1187
MGRC|MCGRATH RENTCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|520
MGTA|MAGENTA THERA CMN|ADAM|CANACCORD GENUITY INC.|4335
MGTA|MAGENTA THERA CMN|AGIS|Aegis Capital Corp.|1300
MGTA|MAGENTA THERA CMN|ALTX|Alternet Securities Inc.|2200
MGTA|MAGENTA THERA CMN|APCC|Apex Clearing Corporation|5446
MGTA|MAGENTA THERA CMN|BATM|CBOE TRADING, INC.|3679
MGTA|MAGENTA THERA CMN|BAYC|BAY CREST PARTNERS, LLC|50000
MGTA|MAGENTA THERA CMN|BAYT|BTIG, LLC|5400
MGTA|MAGENTA THERA CMN|BBNT|BB&T SECURITIES, LLC|500
MGTA|MAGENTA THERA CMN|BERN|Sanford C. Bernstein & Co., LLC|106675
MGTA|MAGENTA THERA CMN|BIDS|BIDS TRADING L.P.|1500
MGTA|MAGENTA THERA CMN|BYXM|CBOE TRADING, INC.|1220
MGTA|MAGENTA THERA CMN|CANT|Cantor Fitzgerald & Co.|7000
MGTA|MAGENTA THERA CMN|CHAS|Charles Schwab & Co., Inc.|1300
MGTA|MAGENTA THERA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|297159
MGTA|MAGENTA THERA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17183
MGTA|MAGENTA THERA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31865
MGTA|MAGENTA THERA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89216
MGTA|MAGENTA THERA CMN|CTDL|Citadel Derivatives Group Llc|3625
MGTA|MAGENTA THERA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|8600
MGTA|MAGENTA THERA CMN|DBAB|Deutsche Bank Securities Inc.|2806
MGTA|MAGENTA THERA CMN|DBAX|Deutsche Bank Securities Inc.|47800
MGTA|MAGENTA THERA CMN|DEAN|MORGAN STANLEY|930
MGTA|MAGENTA THERA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
MGTA|MAGENTA THERA CMN|EBXL|EBX LLC|98000
MGTA|MAGENTA THERA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
MGTA|MAGENTA THERA CMN|EGAM|CBOE TRADING, INC.|1600
MGTA|MAGENTA THERA CMN|EGXM|CBOE TRADING, INC.|862
MGTA|MAGENTA THERA CMN|EGXW|CBOE TRADING, INC.|1300
MGTA|MAGENTA THERA CMN|ETBE|Electronic Transaction Clearing, Inc.|1948
MGTA|MAGENTA THERA CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|15321
MGTA|MAGENTA THERA CMN|ETRS|E*Trade Securities LLC|67199
MGTA|MAGENTA THERA CMN|FBCO|Credit Suisse Securities (USA) LLC|102073
MGTA|MAGENTA THERA CMN|FILL|Tradestation Securities, Inc.|626
MGTA|MAGENTA THERA CMN|FOMA|TD AMERITRADE CLEARING, INC.|117321
MGTA|MAGENTA THERA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8800
MGTA|MAGENTA THERA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9459
MGTA|MAGENTA THERA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|194
MGTA|MAGENTA THERA CMN|GLPX|ACS EXECUTION SERVICES, LLC|6671
MGTA|MAGENTA THERA CMN|GSCO|GOLDMAN SACHS & CO. LLC|192776
MGTA|MAGENTA THERA CMN|GSCS|GOLDMAN SACHS & CO. LLC|18300
MGTA|MAGENTA THERA CMN|GSLT|GOLDMAN SACHS & CO. LLC|14371
MGTA|MAGENTA THERA CMN|GTSZ|GTS SECURITIES LLC|19129
MGTA|MAGENTA THERA CMN|HRBF|American Enterprise Investment Services Inc.|5036
MGTA|MAGENTA THERA CMN|HSBC|HSBC Securities, Inc.|700
MGTA|MAGENTA THERA CMN|IATS|INTERACTIVE BROKERS LLC|27145
MGTA|MAGENTA THERA CMN|IBKR|Interactive Brokers Llc|488580
MGTA|MAGENTA THERA CMN|ICBX|INSTINET, LLC|35774
MGTA|MAGENTA THERA CMN|INCA|INSTINET, LLC|354660
MGTA|MAGENTA THERA CMN|INJX|INSTINET, LLC|55200
MGTA|MAGENTA THERA CMN|ITGI|ITG Inc.|100973
MGTA|MAGENTA THERA CMN|ITGP|ITG INC.|57600
MGTA|MAGENTA THERA CMN|JEFF|JEFFERIES LLC|18673
MGTA|MAGENTA THERA CMN|JMPT|JUMP TRADING, LLC|7993
MGTA|MAGENTA THERA CMN|JNKK|JNK Securities Corp.|75000
MGTA|MAGENTA THERA CMN|JPBX|J.P. MORGAN SECURITIES LLC|20024
MGTA|MAGENTA THERA CMN|JPMX|J.P. Morgan Securities LLC|595046
MGTA|MAGENTA THERA CMN|JSJX|JANE STREET CAPITAL LLC|300
MGTA|MAGENTA THERA CMN|KCGM|VIRTU Americas LLC|60201
MGTA|MAGENTA THERA CMN|LEHM|Barclays Capital Inc./Le|118135
MGTA|MAGENTA THERA CMN|LIME|Lime Brokerage LLC|26296
MGTA|MAGENTA THERA CMN|LQNA|LIQUIDNET, INC.|29400
MGTA|MAGENTA THERA CMN|LSCI|Lek Securities Corporation|3450
MGTA|MAGENTA THERA CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|5000
MGTA|MAGENTA THERA CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7820
MGTA|MAGENTA THERA CMN|MAVB|Great Point Capital LLC|1045
MGTA|MAGENTA THERA CMN|MAXM|Maxim Group LLC|34284
MGTA|MAGENTA THERA CMN|MKMP|MKM Partners LLC|59648
MGTA|MAGENTA THERA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47600
MGTA|MAGENTA THERA CMN|MNDX|TJM Investments, LLC|2000
MGTA|MAGENTA THERA CMN|MOTF|MOTIF INVESTING, INC.|60
MGTA|MAGENTA THERA CMN|MSCO|MORGAN STANLEY & CO. LLC|364127
MGTA|MAGENTA THERA CMN|MSPL|MORGAN STANLEY & CO. LLC|3700
MGTA|MAGENTA THERA CMN|NEED|Needham & Company, LLC|6000
MGTA|MAGENTA THERA CMN|NFSC|National Financial Services LLC|112064
MGTA|MAGENTA THERA CMN|NITE|VIRTU Americas LLC|291136
MGTA|MAGENTA THERA CMN|NITP|VIRTU Americas LLC|21006
MGTA|MAGENTA THERA CMN|NQRB|Brut, LLC|900
MGTA|MAGENTA THERA CMN|OPCO|Oppenheimer & Co. Inc.|3300
MGTA|MAGENTA THERA CMN|PCPT|PHILLIP CAPITAL INC.|200
MGTA|MAGENTA THERA CMN|PDQM|CODA MARKETS, INC.|14972
MGTA|MAGENTA THERA CMN|PREC|PRECISION SECURITIES, LLC|1350
MGTA|MAGENTA THERA CMN|RBCM|RBC CAPITAL MARKETS, LLC|195
MGTA|MAGENTA THERA CMN|RJLC|RJL CAPITAL GROUP, LLC|3100
MGTA|MAGENTA THERA CMN|SAGL|SAGETRADER, LLC|23487
MGTA|MAGENTA THERA CMN|SBSH|Citigroup Global Markets Inc.|1000
MGTA|MAGENTA THERA CMN|SGMT|GOLDMAN SACHS & CO. LLC|52691
MGTA|MAGENTA THERA CMN|SPDR|SPEEDROUTE LLC|11828
MGTA|MAGENTA THERA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|600
MGTA|MAGENTA THERA CMN|SWIM|TD Ameritrade, Inc.|40081
MGTA|MAGENTA THERA CMN|SWST|Hilltop Securities Inc.|500
MGTA|MAGENTA THERA CMN|TDCO|Thompson Davis & Co., Inc.|450
MGTA|MAGENTA THERA CMN|TKNG|ALLY INVEST SECURITIES LLC|3150
MGTA|MAGENTA THERA CMN|TRBT|Tradebot Systems, Inc.|3200
MGTA|MAGENTA THERA CMN|TRCM|TRC MARKETS LLC|500
MGTA|MAGENTA THERA CMN|UBSA|UBS SECURITIES LLC|118323
MGTA|MAGENTA THERA CMN|UBSS|UBS Securities LLC|182888
MGTA|MAGENTA THERA CMN|VALX|VIRTU AMERICAS LLC|711
MGTA|MAGENTA THERA CMN|VGRD|Vanguard Marketing Corporation|5120
MGTA|MAGENTA THERA CMN|VNDS|VANDHAM SECURITIES CORP|7150
MGTA|MAGENTA THERA CMN|WABR|Wall Street Access|200
MGTA|MAGENTA THERA CMN|WCHV|WELLS FARGO SECURITIES, LLC|38800
MGTA|MAGENTA THERA CMN|WEDB|WEDBUSH SECURITIES INC.|111769
MGTA|MAGENTA THERA CMN|WGIF|CIBC World Markets Inc.|4095
MGTA|MAGENTA THERA CMN|WSEA|WOLVERINE SECURITIES, LLC|3718
MGTA|MAGENTA THERA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|20300
MGTA|MAGENTA THERA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|3538
MGTA|MAGENTA THERA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
MGTX|MEIRAGTX HLDS ORD|ALTX|Alternet Securities Inc.|5142
MGTX|MEIRAGTX HLDS ORD|APCC|Apex Clearing Corporation|2739
MGTX|MEIRAGTX HLDS ORD|BARD|Robert W. Baird & Co. Incorporated|630
MGTX|MEIRAGTX HLDS ORD|BATM|CBOE TRADING, INC.|400
MGTX|MEIRAGTX HLDS ORD|BERN|Sanford C. Bernstein & Co., LLC|5500
MGTX|MEIRAGTX HLDS ORD|BTIG|BTIG, LLC|5000
MGTX|MEIRAGTX HLDS ORD|BYXM|CBOE TRADING, INC.|1167
MGTX|MEIRAGTX HLDS ORD|CHAS|Charles Schwab & Co., Inc.|336
MGTX|MEIRAGTX HLDS ORD|CHDN|CHARDAN CAPITAL MARKETS LLC|2100
MGTX|MEIRAGTX HLDS ORD|CIIV|CORPORATE INVESTMENTS GROUP, INC.|800
MGTX|MEIRAGTX HLDS ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|126999
MGTX|MEIRAGTX HLDS ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|750
MGTX|MEIRAGTX HLDS ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14120
MGTX|MEIRAGTX HLDS ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36797
MGTX|MEIRAGTX HLDS ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|20940
MGTX|MEIRAGTX HLDS ORD|DBAB|Deutsche Bank Securities Inc.|2600
MGTX|MEIRAGTX HLDS ORD|DBAX|Deutsche Bank Securities Inc.|42200
MGTX|MEIRAGTX HLDS ORD|DCHF|Dart Executions, LLC|12904
MGTX|MEIRAGTX HLDS ORD|DEAN|MORGAN STANLEY|500
MGTX|MEIRAGTX HLDS ORD|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|4089
MGTX|MEIRAGTX HLDS ORD|EBXL|EBX LLC|47400
MGTX|MEIRAGTX HLDS ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|7604
MGTX|MEIRAGTX HLDS ORD|EGAM|CBOE TRADING, INC.|8235
MGTX|MEIRAGTX HLDS ORD|EGAW|CBOE TRADING, INC.|270
MGTX|MEIRAGTX HLDS ORD|EGXM|CBOE TRADING, INC.|200
MGTX|MEIRAGTX HLDS ORD|ETBE|Electronic Transaction Clearing, Inc.|1515
MGTX|MEIRAGTX HLDS ORD|ETRS|E*Trade Securities LLC|42153
MGTX|MEIRAGTX HLDS ORD|FBCO|Credit Suisse Securities (USA) LLC|81408
MGTX|MEIRAGTX HLDS ORD|FILL|Tradestation Securities, Inc.|510
MGTX|MEIRAGTX HLDS ORD|FOMA|TD AMERITRADE CLEARING, INC.|90760
MGTX|MEIRAGTX HLDS ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9533
MGTX|MEIRAGTX HLDS ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5872
MGTX|MEIRAGTX HLDS ORD|FTBR|Foliofn Investments, Inc.|5
MGTX|MEIRAGTX HLDS ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|202
MGTX|MEIRAGTX HLDS ORD|GLPX|ACS EXECUTION SERVICES, LLC|39620
MGTX|MEIRAGTX HLDS ORD|GSCO|GOLDMAN SACHS & CO. LLC|163954
MGTX|MEIRAGTX HLDS ORD|GSCS|GOLDMAN SACHS & CO. LLC|12339
MGTX|MEIRAGTX HLDS ORD|GSLT|GOLDMAN SACHS & CO. LLC|13667
MGTX|MEIRAGTX HLDS ORD|GTSZ|GTS SECURITIES LLC|13560
MGTX|MEIRAGTX HLDS ORD|IATS|INTERACTIVE BROKERS LLC|6666
MGTX|MEIRAGTX HLDS ORD|IBKR|Interactive Brokers Llc|173581
MGTX|MEIRAGTX HLDS ORD|ICBX|INSTINET, LLC|19598
MGTX|MEIRAGTX HLDS ORD|IMPC|Imperial Capital, LLC|20000
MGTX|MEIRAGTX HLDS ORD|INCA|INSTINET, LLC|362416
MGTX|MEIRAGTX HLDS ORD|INJX|INSTINET, LLC|15278
MGTX|MEIRAGTX HLDS ORD|ITGI|ITG Inc.|57691
MGTX|MEIRAGTX HLDS ORD|ITGP|ITG INC.|40000
MGTX|MEIRAGTX HLDS ORD|JEFF|JEFFERIES LLC|42262
MGTX|MEIRAGTX HLDS ORD|JMPT|JUMP TRADING, LLC|7190
MGTX|MEIRAGTX HLDS ORD|JPMX|J.P. Morgan Securities LLC|97564
MGTX|MEIRAGTX HLDS ORD|JSJX|JANE STREET CAPITAL LLC|1570
MGTX|MEIRAGTX HLDS ORD|KCGM|VIRTU Americas LLC|27861
MGTX|MEIRAGTX HLDS ORD|LEER|LEERINK PARTNERS LLC|1959
MGTX|MEIRAGTX HLDS ORD|LEHM|Barclays Capital Inc./Le|88058
MGTX|MEIRAGTX HLDS ORD|LIME|Lime Brokerage LLC|22317
MGTX|MEIRAGTX HLDS ORD|LVMR|LIVERMORE TRADING GROUP, INC.|1750
MGTX|MEIRAGTX HLDS ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4000
MGTX|MEIRAGTX HLDS ORD|MAVB|Great Point Capital LLC|100
MGTX|MEIRAGTX HLDS ORD|MAXM|Maxim Group LLC|7700
MGTX|MEIRAGTX HLDS ORD|MKMP|MKM Partners LLC|200
MGTX|MEIRAGTX HLDS ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15300
MGTX|MEIRAGTX HLDS ORD|MSCO|MORGAN STANLEY & CO. LLC|356276
MGTX|MEIRAGTX HLDS ORD|MSPL|MORGAN STANLEY & CO. LLC|12300
MGTX|MEIRAGTX HLDS ORD|NFSC|National Financial Services LLC|49921
MGTX|MEIRAGTX HLDS ORD|NITE|VIRTU Americas LLC|319314
MGTX|MEIRAGTX HLDS ORD|NITP|VIRTU Americas LLC|1862
MGTX|MEIRAGTX HLDS ORD|NQRB|Brut, LLC|162
MGTX|MEIRAGTX HLDS ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
MGTX|MEIRAGTX HLDS ORD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20000
MGTX|MEIRAGTX HLDS ORD|PDQM|CODA MARKETS, INC.|77182
MGTX|MEIRAGTX HLDS ORD|PIPR|Piper Jaffray & Co.|700
MGTX|MEIRAGTX HLDS ORD|PREC|PRECISION SECURITIES, LLC|4000
MGTX|MEIRAGTX HLDS ORD|RAJA|Raymond James & Associates, Inc.|1023
MGTX|MEIRAGTX HLDS ORD|RJLC|RJL CAPITAL GROUP, LLC|2700
MGTX|MEIRAGTX HLDS ORD|SAGL|SAGETRADER, LLC|15261
MGTX|MEIRAGTX HLDS ORD|SBSH|Citigroup Global Markets Inc.|11544
MGTX|MEIRAGTX HLDS ORD|SGMT|GOLDMAN SACHS & CO. LLC|26874
MGTX|MEIRAGTX HLDS ORD|SPDR|SPEEDROUTE LLC|17747
MGTX|MEIRAGTX HLDS ORD|SPTD|MINT GLOBAL MARKETS, INC.|1500
MGTX|MEIRAGTX HLDS ORD|STFL|Stifel, Nicolaus & Company, Incorporated|37059
MGTX|MEIRAGTX HLDS ORD|SWIM|TD Ameritrade, Inc.|28858
MGTX|MEIRAGTX HLDS ORD|TKNG|ALLY INVEST SECURITIES LLC|593
MGTX|MEIRAGTX HLDS ORD|TRBT|Tradebot Systems, Inc.|20154
MGTX|MEIRAGTX HLDS ORD|TRCM|TRC MARKETS LLC|612
MGTX|MEIRAGTX HLDS ORD|UBSA|UBS SECURITIES LLC|91968
MGTX|MEIRAGTX HLDS ORD|UBSS|UBS Securities LLC|85532
MGTX|MEIRAGTX HLDS ORD|VALX|VIRTU AMERICAS LLC|1300
MGTX|MEIRAGTX HLDS ORD|VGRD|Vanguard Marketing Corporation|7869
MGTX|MEIRAGTX HLDS ORD|VNDS|VANDHAM SECURITIES CORP|2300
MGTX|MEIRAGTX HLDS ORD|WCHV|WELLS FARGO SECURITIES, LLC|7544
MGTX|MEIRAGTX HLDS ORD|WEDB|WEDBUSH SECURITIES INC.|21902
MGTX|MEIRAGTX HLDS ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|837
MGTX|MEIRAGTX HLDS ORD|WGIF|CIBC World Markets Inc.|680
MGTX|MEIRAGTX HLDS ORD|WSEA|WOLVERINE SECURITIES, LLC|775
MGTX|MEIRAGTX HLDS ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
MGTX|MEIRAGTX HLDS ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|18263
MGTX|MEIRAGTX HLDS ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|867
MGU|MACQUARIE GBL TTL RT|APCC|Apex Clearing Corporation|41
MGU|MACQUARIE GBL TTL RT|BANK|Primevest Financial Services, Inc.|2250
MGU|MACQUARIE GBL TTL RT|BARD|Robert W. Baird & Co. Incorporated|681
MGU|MACQUARIE GBL TTL RT|BATM|CBOE TRADING, INC.|217
MGU|MACQUARIE GBL TTL RT|BERN|Sanford C. Bernstein & Co., LLC|58
MGU|MACQUARIE GBL TTL RT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
MGU|MACQUARIE GBL TTL RT|BTIG|BTIG, LLC|7719
MGU|MACQUARIE GBL TTL RT|CHAS|Charles Schwab & Co., Inc.|1261
MGU|MACQUARIE GBL TTL RT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5820
MGU|MACQUARIE GBL TTL RT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
MGU|MACQUARIE GBL TTL RT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3105
MGU|MACQUARIE GBL TTL RT|CTDL|Citadel Derivatives Group Llc|651
MGU|MACQUARIE GBL TTL RT|DADA|D.A. Davidson & Co.|6
MGU|MACQUARIE GBL TTL RT|DBAX|Deutsche Bank Securities Inc.|2000
MGU|MACQUARIE GBL TTL RT|DEAN|MORGAN STANLEY|4573
MGU|MACQUARIE GBL TTL RT|DEGS|RONIN PROFESSIONAL LLC|300
MGU|MACQUARIE GBL TTL RT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7811
MGU|MACQUARIE GBL TTL RT|EBXL|EBX LLC|1600
MGU|MACQUARIE GBL TTL RT|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
MGU|MACQUARIE GBL TTL RT|EDJO|Edward D. Jones & Co., L.P.|84
MGU|MACQUARIE GBL TTL RT|EGAM|CBOE TRADING, INC.|100
MGU|MACQUARIE GBL TTL RT|EGXM|CBOE TRADING, INC.|115
MGU|MACQUARIE GBL TTL RT|ESPO|ESPOSITO SECURITIES, LLC|4022
MGU|MACQUARIE GBL TTL RT|ETRS|E*Trade Securities LLC|4853
MGU|MACQUARIE GBL TTL RT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|240
MGU|MACQUARIE GBL TTL RT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|319
MGU|MACQUARIE GBL TTL RT|FTBR|Foliofn Investments, Inc.|2
MGU|MACQUARIE GBL TTL RT|GLPX|ACS EXECUTION SERVICES, LLC|8
MGU|MACQUARIE GBL TTL RT|GSCO|GOLDMAN SACHS & CO. LLC|1500
MGU|MACQUARIE GBL TTL RT|GSCS|GOLDMAN SACHS & CO. LLC|100
MGU|MACQUARIE GBL TTL RT|GTSZ|GTS SECURITIES LLC|2230
MGU|MACQUARIE GBL TTL RT|HRBF|American Enterprise Investment Services Inc.|5183
MGU|MACQUARIE GBL TTL RT|IATS|INTERACTIVE BROKERS LLC|2166
MGU|MACQUARIE GBL TTL RT|IBKR|Interactive Brokers Llc|8759
MGU|MACQUARIE GBL TTL RT|ICBX|INSTINET, LLC|1894
MGU|MACQUARIE GBL TTL RT|INCA|INSTINET, LLC|3993
MGU|MACQUARIE GBL TTL RT|INJX|INSTINET, LLC|82
MGU|MACQUARIE GBL TTL RT|ITGI|ITG Inc.|5025
MGU|MACQUARIE GBL TTL RT|ITGP|ITG INC.|1000
MGU|MACQUARIE GBL TTL RT|JANY|Janney Montgomery Scott Inc.|5344
MGU|MACQUARIE GBL TTL RT|JPMX|J.P. Morgan Securities LLC|200
MGU|MACQUARIE GBL TTL RT|KCGM|VIRTU Americas LLC|1300
MGU|MACQUARIE GBL TTL RT|LEHM|Barclays Capital Inc./Le|1300
MGU|MACQUARIE GBL TTL RT|LIME|Lime Brokerage LLC|427
MGU|MACQUARIE GBL TTL RT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
MGU|MACQUARIE GBL TTL RT|MSCO|MORGAN STANLEY & CO. LLC|35504
MGU|MACQUARIE GBL TTL RT|MSPL|MORGAN STANLEY & CO. LLC|1200
MGU|MACQUARIE GBL TTL RT|NATL|National Securities Corporation|700
MGU|MACQUARIE GBL TTL RT|NFSC|National Financial Services LLC|13678
MGU|MACQUARIE GBL TTL RT|NITE|VIRTU Americas LLC|66419
MGU|MACQUARIE GBL TTL RT|NQRB|Brut, LLC|900
MGU|MACQUARIE GBL TTL RT|OTAA|OTA LLC|900
MGU|MACQUARIE GBL TTL RT|PDQM|CODA MARKETS, INC.|16
MGU|MACQUARIE GBL TTL RT|PWJC|UBS Financial Services, Inc.|1580
MGU|MACQUARIE GBL TTL RT|RBCM|RBC CAPITAL MARKETS, LLC|6772
MGU|MACQUARIE GBL TTL RT|SALI|INTL FCSTONE FINANCIAL INC.|482
MGU|MACQUARIE GBL TTL RT|SBSH|Citigroup Global Markets Inc.|1584
MGU|MACQUARIE GBL TTL RT|SGMT|GOLDMAN SACHS & CO. LLC|1500
MGU|MACQUARIE GBL TTL RT|STFL|Stifel, Nicolaus & Company, Incorporated|9837
MGU|MACQUARIE GBL TTL RT|SWIM|TD Ameritrade, Inc.|200
MGU|MACQUARIE GBL TTL RT|SWST|Hilltop Securities Inc.|2996
MGU|MACQUARIE GBL TTL RT|TRBT|Tradebot Systems, Inc.|2488
MGU|MACQUARIE GBL TTL RT|TRCM|TRC MARKETS LLC|300
MGU|MACQUARIE GBL TTL RT|UBSA|UBS SECURITIES LLC|9402
MGU|MACQUARIE GBL TTL RT|UBSS|UBS Securities LLC|32671
MGU|MACQUARIE GBL TTL RT|VALX|VIRTU AMERICAS LLC|317
MGU|MACQUARIE GBL TTL RT|VGRD|Vanguard Marketing Corporation|3806
MGU|MACQUARIE GBL TTL RT|WCHV|WELLS FARGO SECURITIES, LLC|45156
MGU|MACQUARIE GBL TTL RT|WEDB|WEDBUSH SECURITIES INC.|1
MGU|MACQUARIE GBL TTL RT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12245
MGU|MACQUARIE GBL TTL RT|WSEA|WOLVERINE SECURITIES, LLC|945
MGU|MACQUARIE GBL TTL RT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MGU|MACQUARIE GBL TTL RT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1185
MGV|VANGUARD MEGACP VAL|APCC|Apex Clearing Corporation|54
MGV|VANGUARD MEGACP VAL|BANK|Primevest Financial Services, Inc.|82
MGV|VANGUARD MEGACP VAL|BARD|Robert W. Baird & Co. Incorporated|1231
MGV|VANGUARD MEGACP VAL|BATM|CBOE TRADING, INC.|203
MGV|VANGUARD MEGACP VAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|945
MGV|VANGUARD MEGACP VAL|BNCH|The Benchmark Company, LLC|7402
MGV|VANGUARD MEGACP VAL|BTIG|BTIG, LLC|1600
MGV|VANGUARD MEGACP VAL|CANT|Cantor Fitzgerald & Co.|122
MGV|VANGUARD MEGACP VAL|CHAS|Charles Schwab & Co., Inc.|3475
MGV|VANGUARD MEGACP VAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15664
MGV|VANGUARD MEGACP VAL|CSIN|Citadel Securities Institutional LLC|24906
MGV|VANGUARD MEGACP VAL|CTDL|Citadel Derivatives Group Llc|24906
MGV|VANGUARD MEGACP VAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|3610
MGV|VANGUARD MEGACP VAL|DADA|D.A. Davidson & Co.|423
MGV|VANGUARD MEGACP VAL|DBAB|Deutsche Bank Securities Inc.|100
MGV|VANGUARD MEGACP VAL|DBAX|Deutsche Bank Securities Inc.|1800
MGV|VANGUARD MEGACP VAL|DEAN|MORGAN STANLEY|7772
MGV|VANGUARD MEGACP VAL|EBXL|EBX LLC|5300
MGV|VANGUARD MEGACP VAL|EDJO|Edward D. Jones & Co., L.P.|457
MGV|VANGUARD MEGACP VAL|ETRS|E*Trade Securities LLC|11463
MGV|VANGUARD MEGACP VAL|FBSB|U.S. Bancorp Investments, Inc.|731
MGV|VANGUARD MEGACP VAL|FILL|Tradestation Securities, Inc.|75
MGV|VANGUARD MEGACP VAL|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|6000
MGV|VANGUARD MEGACP VAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49
MGV|VANGUARD MEGACP VAL|FTBR|Foliofn Investments, Inc.|201
MGV|VANGUARD MEGACP VAL|GSCO|GOLDMAN SACHS & CO. LLC|9622
MGV|VANGUARD MEGACP VAL|GSLT|GOLDMAN SACHS & CO. LLC|3379
MGV|VANGUARD MEGACP VAL|GTSZ|GTS SECURITIES LLC|277
MGV|VANGUARD MEGACP VAL|HRBF|American Enterprise Investment Services Inc.|22898
MGV|VANGUARD MEGACP VAL|IBKR|Interactive Brokers Llc|728
MGV|VANGUARD MEGACP VAL|ICBX|INSTINET, LLC|12046
MGV|VANGUARD MEGACP VAL|INCA|INSTINET, LLC|1950
MGV|VANGUARD MEGACP VAL|ITGI|ITG Inc.|260
MGV|VANGUARD MEGACP VAL|ITGP|ITG INC.|3800
MGV|VANGUARD MEGACP VAL|JANY|Janney Montgomery Scott Inc.|34
MGV|VANGUARD MEGACP VAL|JEFF|JEFFERIES LLC|100
MGV|VANGUARD MEGACP VAL|JPMX|J.P. Morgan Securities LLC|1926
MGV|VANGUARD MEGACP VAL|JSJX|JANE STREET CAPITAL LLC|58190
MGV|VANGUARD MEGACP VAL|KCGM|VIRTU Americas LLC|1547
MGV|VANGUARD MEGACP VAL|LEHM|Barclays Capital Inc./Le|6184
MGV|VANGUARD MEGACP VAL|LIME|Lime Brokerage LLC|8156
MGV|VANGUARD MEGACP VAL|MACC|Mid Atlantic Capital Corporation|107
MGV|VANGUARD MEGACP VAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5296
MGV|VANGUARD MEGACP VAL|MOTF|MOTIF INVESTING, INC.|1
MGV|VANGUARD MEGACP VAL|MSCO|MORGAN STANLEY & CO. LLC|40727
MGV|VANGUARD MEGACP VAL|MSPL|MORGAN STANLEY & CO. LLC|1800
MGV|VANGUARD MEGACP VAL|NFSC|National Financial Services LLC|174710
MGV|VANGUARD MEGACP VAL|NITE|VIRTU Americas LLC|196151
MGV|VANGUARD MEGACP VAL|PWJC|UBS Financial Services, Inc.|73
MGV|VANGUARD MEGACP VAL|RBCM|RBC CAPITAL MARKETS, LLC|2065
MGV|VANGUARD MEGACP VAL|SBRX|MURIEL SIEBERT & CO INC|2290
MGV|VANGUARD MEGACP VAL|SBSH|Citigroup Global Markets Inc.|4027
MGV|VANGUARD MEGACP VAL|SGMT|GOLDMAN SACHS & CO. LLC|10593
MGV|VANGUARD MEGACP VAL|SHMR|ABN Amro Clearing LLC|6528
MGV|VANGUARD MEGACP VAL|SPHN|Stephens Inc.|125
MGV|VANGUARD MEGACP VAL|STKP|STOCKPILE INVESTMENTS, INC.|258
MGV|VANGUARD MEGACP VAL|TKNG|ALLY INVEST SECURITIES LLC|121
MGV|VANGUARD MEGACP VAL|TRCM|TRC MARKETS LLC|33
MGV|VANGUARD MEGACP VAL|TWTT|TASTYWORKS, INC.|100
MGV|VANGUARD MEGACP VAL|UBSA|UBS SECURITIES LLC|15148
MGV|VANGUARD MEGACP VAL|UBSS|UBS Securities LLC|52905
MGV|VANGUARD MEGACP VAL|VGRD|Vanguard Marketing Corporation|45726
MGV|VANGUARD MEGACP VAL|WBLR|WILLIAM BLAIR|1
MGV|VANGUARD MEGACP VAL|WCHV|WELLS FARGO SECURITIES, LLC|22797
MGV|VANGUARD MEGACP VAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|114
MGV|VANGUARD MEGACP VAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|129
MGV|VANGUARD MEGACP VAL|WGIF|CIBC World Markets Inc.|50
MGV|VANGUARD MEGACP VAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
MGV|VANGUARD MEGACP VAL|WSEA|WOLVERINE SECURITIES, LLC|2441
MGV|VANGUARD MEGACP VAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26295
MGYR|MAGYAR BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
MGYR|MAGYAR BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|707
MGYR|MAGYAR BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1
MGYR|MAGYAR BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31
MGYR|MAGYAR BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|781
MGYR|MAGYAR BANCORP, INC.|IBKR|Interactive Brokers Llc|200
MGYR|MAGYAR BANCORP, INC.|INCA|INSTINET, LLC|200
MGYR|MAGYAR BANCORP, INC.|ITGI|ITG Inc.|110
MGYR|MAGYAR BANCORP, INC.|JSJX|JANE STREET CAPITAL LLC|200
MGYR|MAGYAR BANCORP, INC.|LEHM|Barclays Capital Inc./Le|4
MGYR|MAGYAR BANCORP, INC.|LIME|Lime Brokerage LLC|1819
MGYR|MAGYAR BANCORP, INC.|MCBT|Moors & Cabot, Inc.|1157
MGYR|MAGYAR BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|232
MGYR|MAGYAR BANCORP, INC.|NFSC|National Financial Services LLC|2563
MGYR|MAGYAR BANCORP, INC.|NITE|VIRTU Americas LLC|4711
MGYR|MAGYAR BANCORP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|100
MGYR|MAGYAR BANCORP, INC.|SWIM|TD Ameritrade, Inc.|100
MGYR|MAGYAR BANCORP, INC.|TRCM|TRC MARKETS LLC|59
MGYR|MAGYAR BANCORP, INC.|UBSS|UBS Securities LLC|3215
MGYR|MAGYAR BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|338
MGYR|MAGYAR BANCORP, INC.|WFPB|Wells Fargo Securities, LLC.|242
MH$A|MAIDEN HOLDINGS|ALTX|Alternet Securities Inc.|100
MH$A|MAIDEN HOLDINGS|BATM|CBOE TRADING, INC.|200
MH$A|MAIDEN HOLDINGS|BBNT|BB&T SECURITIES, LLC|1615
MH$A|MAIDEN HOLDINGS|BKCM|BNY Mellon Capital Markets LLC|110
MH$A|MAIDEN HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1728
MH$A|MAIDEN HOLDINGS|BYXM|CBOE TRADING, INC.|300
MH$A|MAIDEN HOLDINGS|CABR|Cabrera Capital Markets, Inc.|142448
MH$A|MAIDEN HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7700
MH$A|MAIDEN HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
MH$A|MAIDEN HOLDINGS|DBAX|Deutsche Bank Securities Inc.|6000
MH$A|MAIDEN HOLDINGS|DEAN|MORGAN STANLEY|42190
MH$A|MAIDEN HOLDINGS|EBXL|EBX LLC|11900
MH$A|MAIDEN HOLDINGS|EGAM|CBOE TRADING, INC.|564
MH$A|MAIDEN HOLDINGS|ETRS|E*Trade Securities LLC|10954
MH$A|MAIDEN HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5160
MH$A|MAIDEN HOLDINGS|FTBR|Foliofn Investments, Inc.|45
MH$A|MAIDEN HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|2064
MH$A|MAIDEN HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|100
MH$A|MAIDEN HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|300
MH$A|MAIDEN HOLDINGS|GTSZ|GTS SECURITIES LLC|1922
MH$A|MAIDEN HOLDINGS|IATS|INTERACTIVE BROKERS LLC|3125
MH$A|MAIDEN HOLDINGS|IBKR|Interactive Brokers Llc|6109
MH$A|MAIDEN HOLDINGS|ICBX|INSTINET, LLC|2900
MH$A|MAIDEN HOLDINGS|INCA|INSTINET, LLC|47309
MH$A|MAIDEN HOLDINGS|ITGI|ITG Inc.|2000
MH$A|MAIDEN HOLDINGS|ITGP|ITG INC.|3200
MH$A|MAIDEN HOLDINGS|JANY|Janney Montgomery Scott Inc.|1725
MH$A|MAIDEN HOLDINGS|JPMX|J.P. Morgan Securities LLC|4000
MH$A|MAIDEN HOLDINGS|KCGM|VIRTU Americas LLC|9700
MH$A|MAIDEN HOLDINGS|LEHM|Barclays Capital Inc./Le|2809
MH$A|MAIDEN HOLDINGS|LIME|Lime Brokerage LLC|1963
MH$A|MAIDEN HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
MH$A|MAIDEN HOLDINGS|MAXM|Maxim Group LLC|4620
MH$A|MAIDEN HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20400
MH$A|MAIDEN HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|8654
MH$A|MAIDEN HOLDINGS|NFSC|National Financial Services LLC|10643
MH$A|MAIDEN HOLDINGS|NITE|VIRTU Americas LLC|53690
MH$A|MAIDEN HOLDINGS|NQRB|Brut, LLC|1911
MH$A|MAIDEN HOLDINGS|OLDM|OLD MISSION CAPITAL, LLC|2549
MH$A|MAIDEN HOLDINGS|PCPT|PHILLIP CAPITAL INC.|977
MH$A|MAIDEN HOLDINGS|PDQM|CODA MARKETS, INC.|3769
MH$A|MAIDEN HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|6240
MH$A|MAIDEN HOLDINGS|SBSH|Citigroup Global Markets Inc.|7575
MH$A|MAIDEN HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|952
MH$A|MAIDEN HOLDINGS|SPDR|SPEEDROUTE LLC|3700
MH$A|MAIDEN HOLDINGS|SWIM|TD Ameritrade, Inc.|100
MH$A|MAIDEN HOLDINGS|TRBT|Tradebot Systems, Inc.|795
MH$A|MAIDEN HOLDINGS|UBSA|UBS SECURITIES LLC|32034
MH$A|MAIDEN HOLDINGS|UBSS|UBS Securities LLC|33279
MH$A|MAIDEN HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|58324
MH$A|MAIDEN HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|500
MH$A|MAIDEN HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2058
MH$C|MAIDEN HLDGS 7.125|ALTX|Alternet Securities Inc.|1000
MH$C|MAIDEN HLDGS 7.125|APCC|Apex Clearing Corporation|13
MH$C|MAIDEN HLDGS 7.125|BATM|CBOE TRADING, INC.|277
MH$C|MAIDEN HLDGS 7.125|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20759
MH$C|MAIDEN HLDGS 7.125|CABR|Cabrera Capital Markets, Inc.|16830
MH$C|MAIDEN HLDGS 7.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1438
MH$C|MAIDEN HLDGS 7.125|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
MH$C|MAIDEN HLDGS 7.125|DBAX|Deutsche Bank Securities Inc.|1900
MH$C|MAIDEN HLDGS 7.125|DEAN|MORGAN STANLEY|9668
MH$C|MAIDEN HLDGS 7.125|EBXL|EBX LLC|2700
MH$C|MAIDEN HLDGS 7.125|EGAM|CBOE TRADING, INC.|900
MH$C|MAIDEN HLDGS 7.125|EGXM|CBOE TRADING, INC.|1115
MH$C|MAIDEN HLDGS 7.125|GEBB|GLOBAL EXECUTION BROKERS, LP|3018
MH$C|MAIDEN HLDGS 7.125|GLPX|ACS EXECUTION SERVICES, LLC|1645
MH$C|MAIDEN HLDGS 7.125|GTSZ|GTS SECURITIES LLC|1750
MH$C|MAIDEN HLDGS 7.125|IBKR|Interactive Brokers Llc|2185
MH$C|MAIDEN HLDGS 7.125|ICBX|INSTINET, LLC|500
MH$C|MAIDEN HLDGS 7.125|INCA|INSTINET, LLC|7079
MH$C|MAIDEN HLDGS 7.125|JPMX|J.P. Morgan Securities LLC|400
MH$C|MAIDEN HLDGS 7.125|KCGM|VIRTU Americas LLC|300
MH$C|MAIDEN HLDGS 7.125|LEHM|Barclays Capital Inc./Le|400
MH$C|MAIDEN HLDGS 7.125|LIME|Lime Brokerage LLC|768
MH$C|MAIDEN HLDGS 7.125|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MH$C|MAIDEN HLDGS 7.125|MSCO|MORGAN STANLEY & CO. LLC|6957
MH$C|MAIDEN HLDGS 7.125|MSPL|MORGAN STANLEY & CO. LLC|400
MH$C|MAIDEN HLDGS 7.125|NFSC|National Financial Services LLC|2810
MH$C|MAIDEN HLDGS 7.125|NITE|VIRTU Americas LLC|46588
MH$C|MAIDEN HLDGS 7.125|NQRB|Brut, LLC|380
MH$C|MAIDEN HLDGS 7.125|OLDM|OLD MISSION CAPITAL, LLC|885
MH$C|MAIDEN HLDGS 7.125|PCPT|PHILLIP CAPITAL INC.|430
MH$C|MAIDEN HLDGS 7.125|PDQM|CODA MARKETS, INC.|2395
MH$C|MAIDEN HLDGS 7.125|SBSH|Citigroup Global Markets Inc.|7155
MH$C|MAIDEN HLDGS 7.125|SGMT|GOLDMAN SACHS & CO. LLC|750
MH$C|MAIDEN HLDGS 7.125|SPDR|SPEEDROUTE LLC|100
MH$C|MAIDEN HLDGS 7.125|STFL|Stifel, Nicolaus & Company, Incorporated|11159
MH$C|MAIDEN HLDGS 7.125|SWIM|TD Ameritrade, Inc.|3827
MH$C|MAIDEN HLDGS 7.125|UBSA|UBS SECURITIES LLC|2481
MH$C|MAIDEN HLDGS 7.125|UBSS|UBS Securities LLC|2143
MH$C|MAIDEN HLDGS 7.125|VGRD|Vanguard Marketing Corporation|140
MH$C|MAIDEN HLDGS 7.125|WCHV|WELLS FARGO SECURITIES, LLC|24108
MH$C|MAIDEN HLDGS 7.125|YLPL|Linsco/Private Ledger Financial Services, Incorporated|188
MH$D|MAIDEN HLDG 6.7 SR D|BARD|Robert W. Baird & Co. Incorporated|150
MH$D|MAIDEN HLDG 6.7 SR D|BATM|CBOE TRADING, INC.|300
MH$D|MAIDEN HLDG 6.7 SR D|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
MH$D|MAIDEN HLDG 6.7 SR D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1349
MH$D|MAIDEN HLDG 6.7 SR D|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MH$D|MAIDEN HLDG 6.7 SR D|DBAX|Deutsche Bank Securities Inc.|1800
MH$D|MAIDEN HLDG 6.7 SR D|DEAN|MORGAN STANLEY|21150
MH$D|MAIDEN HLDG 6.7 SR D|EBXL|EBX LLC|4100
MH$D|MAIDEN HLDG 6.7 SR D|EGAM|CBOE TRADING, INC.|100
MH$D|MAIDEN HLDG 6.7 SR D|EGXM|CBOE TRADING, INC.|900
MH$D|MAIDEN HLDG 6.7 SR D|ETRS|E*Trade Securities LLC|784
MH$D|MAIDEN HLDG 6.7 SR D|GLPX|ACS EXECUTION SERVICES, LLC|1119
MH$D|MAIDEN HLDG 6.7 SR D|GSCS|GOLDMAN SACHS & CO. LLC|45
MH$D|MAIDEN HLDG 6.7 SR D|GSLT|GOLDMAN SACHS & CO. LLC|599
MH$D|MAIDEN HLDG 6.7 SR D|GTSZ|GTS SECURITIES LLC|1454
MH$D|MAIDEN HLDG 6.7 SR D|IATS|INTERACTIVE BROKERS LLC|420
MH$D|MAIDEN HLDG 6.7 SR D|IBKR|Interactive Brokers Llc|4372
MH$D|MAIDEN HLDG 6.7 SR D|ICBX|INSTINET, LLC|300
MH$D|MAIDEN HLDG 6.7 SR D|INCA|INSTINET, LLC|4298
MH$D|MAIDEN HLDG 6.7 SR D|KCGM|VIRTU Americas LLC|100
MH$D|MAIDEN HLDG 6.7 SR D|LIME|Lime Brokerage LLC|199
MH$D|MAIDEN HLDG 6.7 SR D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2051
MH$D|MAIDEN HLDG 6.7 SR D|MAXM|Maxim Group LLC|1500
MH$D|MAIDEN HLDG 6.7 SR D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
MH$D|MAIDEN HLDG 6.7 SR D|MSCO|MORGAN STANLEY & CO. LLC|11515
MH$D|MAIDEN HLDG 6.7 SR D|NFSC|National Financial Services LLC|13722
MH$D|MAIDEN HLDG 6.7 SR D|NITE|VIRTU Americas LLC|43577
MH$D|MAIDEN HLDG 6.7 SR D|NQRB|Brut, LLC|300
MH$D|MAIDEN HLDG 6.7 SR D|OLDM|OLD MISSION CAPITAL, LLC|1670
MH$D|MAIDEN HLDG 6.7 SR D|PCPT|PHILLIP CAPITAL INC.|2760
MH$D|MAIDEN HLDG 6.7 SR D|PDQM|CODA MARKETS, INC.|2957
MH$D|MAIDEN HLDG 6.7 SR D|PWJC|UBS Financial Services, Inc.|3772
MH$D|MAIDEN HLDG 6.7 SR D|RBCM|RBC CAPITAL MARKETS, LLC|6401
MH$D|MAIDEN HLDG 6.7 SR D|SBSH|Citigroup Global Markets Inc.|7423
MH$D|MAIDEN HLDG 6.7 SR D|SGMT|GOLDMAN SACHS & CO. LLC|1380
MH$D|MAIDEN HLDG 6.7 SR D|SPDR|SPEEDROUTE LLC|200
MH$D|MAIDEN HLDG 6.7 SR D|STFL|Stifel, Nicolaus & Company, Incorporated|500
MH$D|MAIDEN HLDG 6.7 SR D|SWIM|TD Ameritrade, Inc.|5227
MH$D|MAIDEN HLDG 6.7 SR D|TKNG|ALLY INVEST SECURITIES LLC|50
MH$D|MAIDEN HLDG 6.7 SR D|TRBT|Tradebot Systems, Inc.|1120
MH$D|MAIDEN HLDG 6.7 SR D|UBSA|UBS SECURITIES LLC|5189
MH$D|MAIDEN HLDG 6.7 SR D|UBSS|UBS Securities LLC|18010
MH$D|MAIDEN HLDG 6.7 SR D|WCHV|WELLS FARGO SECURITIES, LLC|10919
MH$D|MAIDEN HLDG 6.7 SR D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1356
MHD|BLACKROCK MUNIHOLDIN|APCC|Apex Clearing Corporation|3
MHD|BLACKROCK MUNIHOLDIN|BATM|CBOE TRADING, INC.|511
MHD|BLACKROCK MUNIHOLDIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|177
MHD|BLACKROCK MUNIHOLDIN|CIST|Capital Institutional Services, Inc.|800
MHD|BLACKROCK MUNIHOLDIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MHD|BLACKROCK MUNIHOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4490
MHD|BLACKROCK MUNIHOLDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|988
MHD|BLACKROCK MUNIHOLDIN|DBAX|Deutsche Bank Securities Inc.|600
MHD|BLACKROCK MUNIHOLDIN|EBXL|EBX LLC|1600
MHD|BLACKROCK MUNIHOLDIN|EGAM|CBOE TRADING, INC.|200
MHD|BLACKROCK MUNIHOLDIN|EGXM|CBOE TRADING, INC.|600
MHD|BLACKROCK MUNIHOLDIN|ESPO|ESPOSITO SECURITIES, LLC|2800
MHD|BLACKROCK MUNIHOLDIN|ETRS|E*Trade Securities LLC|1664
MHD|BLACKROCK MUNIHOLDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4800
MHD|BLACKROCK MUNIHOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4185
MHD|BLACKROCK MUNIHOLDIN|FTBR|Foliofn Investments, Inc.|2
MHD|BLACKROCK MUNIHOLDIN|GLPX|ACS EXECUTION SERVICES, LLC|1800
MHD|BLACKROCK MUNIHOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|500
MHD|BLACKROCK MUNIHOLDIN|GSCS|GOLDMAN SACHS & CO. LLC|2189
MHD|BLACKROCK MUNIHOLDIN|GSLT|GOLDMAN SACHS & CO. LLC|849
MHD|BLACKROCK MUNIHOLDIN|GTSZ|GTS SECURITIES LLC|614
MHD|BLACKROCK MUNIHOLDIN|HRBF|American Enterprise Investment Services Inc.|11858
MHD|BLACKROCK MUNIHOLDIN|IATS|INTERACTIVE BROKERS LLC|1740
MHD|BLACKROCK MUNIHOLDIN|IBKR|Interactive Brokers Llc|4171
MHD|BLACKROCK MUNIHOLDIN|ICBX|INSTINET, LLC|900
MHD|BLACKROCK MUNIHOLDIN|INCA|INSTINET, LLC|4467
MHD|BLACKROCK MUNIHOLDIN|ITGI|ITG Inc.|3572
MHD|BLACKROCK MUNIHOLDIN|JEFF|JEFFERIES LLC|200
MHD|BLACKROCK MUNIHOLDIN|JPMX|J.P. Morgan Securities LLC|600
MHD|BLACKROCK MUNIHOLDIN|JSJX|JANE STREET CAPITAL LLC|700
MHD|BLACKROCK MUNIHOLDIN|KCGM|VIRTU Americas LLC|487
MHD|BLACKROCK MUNIHOLDIN|LEHM|Barclays Capital Inc./Le|1200
MHD|BLACKROCK MUNIHOLDIN|LIME|Lime Brokerage LLC|198
MHD|BLACKROCK MUNIHOLDIN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MHD|BLACKROCK MUNIHOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
MHD|BLACKROCK MUNIHOLDIN|MSCO|MORGAN STANLEY & CO. LLC|21860
MHD|BLACKROCK MUNIHOLDIN|MSPL|MORGAN STANLEY & CO. LLC|1200
MHD|BLACKROCK MUNIHOLDIN|NATL|National Securities Corporation|637
MHD|BLACKROCK MUNIHOLDIN|NFSC|National Financial Services LLC|19549
MHD|BLACKROCK MUNIHOLDIN|NITE|VIRTU Americas LLC|41401
MHD|BLACKROCK MUNIHOLDIN|NQRB|Brut, LLC|1583
MHD|BLACKROCK MUNIHOLDIN|PCPT|PHILLIP CAPITAL INC.|875
MHD|BLACKROCK MUNIHOLDIN|PWJC|UBS Financial Services, Inc.|3804
MHD|BLACKROCK MUNIHOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|382
MHD|BLACKROCK MUNIHOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|1602
MHD|BLACKROCK MUNIHOLDIN|SWST|Hilltop Securities Inc.|308
MHD|BLACKROCK MUNIHOLDIN|TRBT|Tradebot Systems, Inc.|383
MHD|BLACKROCK MUNIHOLDIN|UBSA|UBS SECURITIES LLC|4247
MHD|BLACKROCK MUNIHOLDIN|UBSS|UBS Securities LLC|16732
MHD|BLACKROCK MUNIHOLDIN|VALX|VIRTU AMERICAS LLC|600
MHD|BLACKROCK MUNIHOLDIN|VGRD|Vanguard Marketing Corporation|2018
MHD|BLACKROCK MUNIHOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|13934
MHD|BLACKROCK MUNIHOLDIN|WEDB|WEDBUSH SECURITIES INC.|6
MHD|BLACKROCK MUNIHOLDIN|WEED|Weeden & Co.L.P.|400
MHD|BLACKROCK MUNIHOLDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4189
MHD|BLACKROCK MUNIHOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2655
MHE|BLACKROCK MA TE TR|APCC|Apex Clearing Corporation|11
MHE|BLACKROCK MA TE TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MHE|BLACKROCK MA TE TR|ETRS|E*Trade Securities LLC|273
MHE|BLACKROCK MA TE TR|FINX|FINTECH SECURITIES|1206
MHE|BLACKROCK MA TE TR|GLPX|ACS EXECUTION SERVICES, LLC|100
MHE|BLACKROCK MA TE TR|HRBF|American Enterprise Investment Services Inc.|1
MHE|BLACKROCK MA TE TR|IBKR|Interactive Brokers Llc|129
MHE|BLACKROCK MA TE TR|JANY|Janney Montgomery Scott Inc.|3
MHE|BLACKROCK MA TE TR|LIME|Lime Brokerage LLC|100
MHE|BLACKROCK MA TE TR|MSCO|MORGAN STANLEY & CO. LLC|1219
MHE|BLACKROCK MA TE TR|NFSC|National Financial Services LLC|827
MHE|BLACKROCK MA TE TR|NITE|VIRTU Americas LLC|1873
MHE|BLACKROCK MA TE TR|PWJC|UBS Financial Services, Inc.|98
MHE|BLACKROCK MA TE TR|STFL|Stifel, Nicolaus & Company, Incorporated|281
MHE|BLACKROCK MA TE TR|UBSS|UBS Securities LLC|145
MHE|BLACKROCK MA TE TR|WCHV|WELLS FARGO SECURITIES, LLC|11
MHE|BLACKROCK MA TE TR|WSEA|WOLVERINE SECURITIES, LLC|128
MHF|WESTERN ASSET MUNICI|ALTX|Alternet Securities Inc.|300
MHF|WESTERN ASSET MUNICI|BARD|Robert W. Baird & Co. Incorporated|2882
MHF|WESTERN ASSET MUNICI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
MHF|WESTERN ASSET MUNICI|BTIG|BTIG, LLC|10190
MHF|WESTERN ASSET MUNICI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4176
MHF|WESTERN ASSET MUNICI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|454
MHF|WESTERN ASSET MUNICI|DADA|D.A. Davidson & Co.|603
MHF|WESTERN ASSET MUNICI|DBAX|Deutsche Bank Securities Inc.|300
MHF|WESTERN ASSET MUNICI|DEAN|MORGAN STANLEY|1529
MHF|WESTERN ASSET MUNICI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7200
MHF|WESTERN ASSET MUNICI|EBXL|EBX LLC|2700
MHF|WESTERN ASSET MUNICI|ECUT|CONVERGEX EXECUTION SOLUTIONS|3095
MHF|WESTERN ASSET MUNICI|EDJO|Edward D. Jones & Co., L.P.|38217
MHF|WESTERN ASSET MUNICI|EGAM|CBOE TRADING, INC.|226
MHF|WESTERN ASSET MUNICI|EGXM|CBOE TRADING, INC.|500
MHF|WESTERN ASSET MUNICI|ETRS|E*Trade Securities LLC|922
MHF|WESTERN ASSET MUNICI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5366
MHF|WESTERN ASSET MUNICI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7035
MHF|WESTERN ASSET MUNICI|GLPX|ACS EXECUTION SERVICES, LLC|600
MHF|WESTERN ASSET MUNICI|GSCO|GOLDMAN SACHS & CO. LLC|3127
MHF|WESTERN ASSET MUNICI|GSLT|GOLDMAN SACHS & CO. LLC|324
MHF|WESTERN ASSET MUNICI|HRBF|American Enterprise Investment Services Inc.|632
MHF|WESTERN ASSET MUNICI|IATS|INTERACTIVE BROKERS LLC|630
MHF|WESTERN ASSET MUNICI|IBKR|Interactive Brokers Llc|10477
MHF|WESTERN ASSET MUNICI|ICBX|INSTINET, LLC|200
MHF|WESTERN ASSET MUNICI|INCA|INSTINET, LLC|390
MHF|WESTERN ASSET MUNICI|ITGI|ITG Inc.|100
MHF|WESTERN ASSET MUNICI|ITGP|ITG INC.|200
MHF|WESTERN ASSET MUNICI|JONE|JonesTrading|6381
MHF|WESTERN ASSET MUNICI|KCGM|VIRTU Americas LLC|421
MHF|WESTERN ASSET MUNICI|LEHM|Barclays Capital Inc./Le|1000
MHF|WESTERN ASSET MUNICI|LIME|Lime Brokerage LLC|42
MHF|WESTERN ASSET MUNICI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MHF|WESTERN ASSET MUNICI|MSCO|MORGAN STANLEY & CO. LLC|33985
MHF|WESTERN ASSET MUNICI|MSPL|MORGAN STANLEY & CO. LLC|200
MHF|WESTERN ASSET MUNICI|NFSC|National Financial Services LLC|48994
MHF|WESTERN ASSET MUNICI|NITE|VIRTU Americas LLC|89455
MHF|WESTERN ASSET MUNICI|NQRB|Brut, LLC|413
MHF|WESTERN ASSET MUNICI|PDQM|CODA MARKETS, INC.|900
MHF|WESTERN ASSET MUNICI|RBCM|RBC CAPITAL MARKETS, LLC|8173
MHF|WESTERN ASSET MUNICI|SGMT|GOLDMAN SACHS & CO. LLC|417
MHF|WESTERN ASSET MUNICI|SPHN|Stephens Inc.|2005
MHF|WESTERN ASSET MUNICI|SWST|Hilltop Securities Inc.|3344
MHF|WESTERN ASSET MUNICI|TRBT|Tradebot Systems, Inc.|1053
MHF|WESTERN ASSET MUNICI|UBSA|UBS SECURITIES LLC|4671
MHF|WESTERN ASSET MUNICI|UBSS|UBS Securities LLC|67114
MHF|WESTERN ASSET MUNICI|VGRD|Vanguard Marketing Corporation|2025
MHF|WESTERN ASSET MUNICI|WCHV|WELLS FARGO SECURITIES, LLC|27298
MHF|WESTERN ASSET MUNICI|WEDB|WEDBUSH SECURITIES INC.|2
MHF|WESTERN ASSET MUNICI|WEED|Weeden & Co.L.P.|40
MHF|WESTERN ASSET MUNICI|WSEA|WOLVERINE SECURITIES, LLC|1
MHF|WESTERN ASSET MUNICI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
MHH|MASTECH DIGITAL, INC|ALTX|Alternet Securities Inc.|100
MHH|MASTECH DIGITAL, INC|APCC|Apex Clearing Corporation|50
MHH|MASTECH DIGITAL, INC|BARD|Robert W. Baird & Co. Incorporated|2
MHH|MASTECH DIGITAL, INC|BATM|CBOE TRADING, INC.|1
MHH|MASTECH DIGITAL, INC|BYXM|CBOE TRADING, INC.|57
MHH|MASTECH DIGITAL, INC|CANT|Cantor Fitzgerald & Co.|1707
MHH|MASTECH DIGITAL, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
MHH|MASTECH DIGITAL, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|573
MHH|MASTECH DIGITAL, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1078
MHH|MASTECH DIGITAL, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MHH|MASTECH DIGITAL, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
MHH|MASTECH DIGITAL, INC|DBAB|Deutsche Bank Securities Inc.|100
MHH|MASTECH DIGITAL, INC|DBAX|Deutsche Bank Securities Inc.|300
MHH|MASTECH DIGITAL, INC|EBXL|EBX LLC|200
MHH|MASTECH DIGITAL, INC|EGXM|CBOE TRADING, INC.|158
MHH|MASTECH DIGITAL, INC|ETRS|E*Trade Securities LLC|3110
MHH|MASTECH DIGITAL, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
MHH|MASTECH DIGITAL, INC|FTBR|Foliofn Investments, Inc.|2573
MHH|MASTECH DIGITAL, INC|GLPX|ACS EXECUTION SERVICES, LLC|202
MHH|MASTECH DIGITAL, INC|GSCO|GOLDMAN SACHS & CO. LLC|118
MHH|MASTECH DIGITAL, INC|GTSZ|GTS SECURITIES LLC|611
MHH|MASTECH DIGITAL, INC|IATS|INTERACTIVE BROKERS LLC|2356
MHH|MASTECH DIGITAL, INC|IBKR|Interactive Brokers Llc|58313
MHH|MASTECH DIGITAL, INC|ICBX|INSTINET, LLC|4400
MHH|MASTECH DIGITAL, INC|INCA|INSTINET, LLC|6555
MHH|MASTECH DIGITAL, INC|INJX|INSTINET, LLC|500
MHH|MASTECH DIGITAL, INC|ITGI|ITG Inc.|301
MHH|MASTECH DIGITAL, INC|ITGP|ITG INC.|1400
MHH|MASTECH DIGITAL, INC|JANY|Janney Montgomery Scott Inc.|300
MHH|MASTECH DIGITAL, INC|JEFF|JEFFERIES LLC|300
MHH|MASTECH DIGITAL, INC|JPMX|J.P. Morgan Securities LLC|200
MHH|MASTECH DIGITAL, INC|KCGM|VIRTU Americas LLC|100
MHH|MASTECH DIGITAL, INC|LIME|Lime Brokerage LLC|728
MHH|MASTECH DIGITAL, INC|MOTF|MOTIF INVESTING, INC.|1
MHH|MASTECH DIGITAL, INC|MSCO|MORGAN STANLEY & CO. LLC|6047
MHH|MASTECH DIGITAL, INC|MSPL|MORGAN STANLEY & CO. LLC|900
MHH|MASTECH DIGITAL, INC|NATL|National Securities Corporation|300
MHH|MASTECH DIGITAL, INC|NFSC|National Financial Services LLC|22253
MHH|MASTECH DIGITAL, INC|NITE|VIRTU Americas LLC|52945
MHH|MASTECH DIGITAL, INC|PDQM|CODA MARKETS, INC.|402
MHH|MASTECH DIGITAL, INC|SGMT|GOLDMAN SACHS & CO. LLC|1609
MHH|MASTECH DIGITAL, INC|SPTD|MINT GLOBAL MARKETS, INC.|59041
MHH|MASTECH DIGITAL, INC|STFL|Stifel, Nicolaus & Company, Incorporated|300
MHH|MASTECH DIGITAL, INC|SWIM|TD Ameritrade, Inc.|27969
MHH|MASTECH DIGITAL, INC|TKNG|ALLY INVEST SECURITIES LLC|35
MHH|MASTECH DIGITAL, INC|TRCM|TRC MARKETS LLC|2
MHH|MASTECH DIGITAL, INC|UBSA|UBS SECURITIES LLC|1135
MHH|MASTECH DIGITAL, INC|UBSS|UBS Securities LLC|3177
MHH|MASTECH DIGITAL, INC|VALX|VIRTU AMERICAS LLC|101
MHH|MASTECH DIGITAL, INC|VGRD|Vanguard Marketing Corporation|82
MHH|MASTECH DIGITAL, INC|WCHV|WELLS FARGO SECURITIES, LLC|2200
MHH|MASTECH DIGITAL, INC|WSEA|WOLVERINE SECURITIES, LLC|39
MHH|MASTECH DIGITAL, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MHH|MASTECH DIGITAL, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MHH|MASTECH DIGITAL, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1900
MHI|PIONEER MUNI HI INC|ALTX|Alternet Securities Inc.|100
MHI|PIONEER MUNI HI INC|APCC|Apex Clearing Corporation|55
MHI|PIONEER MUNI HI INC|BARD|Robert W. Baird & Co. Incorporated|950
MHI|PIONEER MUNI HI INC|BATM|CBOE TRADING, INC.|50
MHI|PIONEER MUNI HI INC|BTIG|BTIG, LLC|2054
MHI|PIONEER MUNI HI INC|CHAS|Charles Schwab & Co., Inc.|5
MHI|PIONEER MUNI HI INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1300
MHI|PIONEER MUNI HI INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MHI|PIONEER MUNI HI INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
MHI|PIONEER MUNI HI INC|CTDL|Citadel Derivatives Group Llc|65
MHI|PIONEER MUNI HI INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
MHI|PIONEER MUNI HI INC|DAVA|Davenport & Company LLC|517
MHI|PIONEER MUNI HI INC|DBAX|Deutsche Bank Securities Inc.|1700
MHI|PIONEER MUNI HI INC|DEAN|MORGAN STANLEY|41056
MHI|PIONEER MUNI HI INC|DEGS|RONIN PROFESSIONAL LLC|200
MHI|PIONEER MUNI HI INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11310
MHI|PIONEER MUNI HI INC|EBXL|EBX LLC|2400
MHI|PIONEER MUNI HI INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1604
MHI|PIONEER MUNI HI INC|EDJO|Edward D. Jones & Co., L.P.|3718
MHI|PIONEER MUNI HI INC|EGAM|CBOE TRADING, INC.|914
MHI|PIONEER MUNI HI INC|EGXM|CBOE TRADING, INC.|208
MHI|PIONEER MUNI HI INC|ESPO|ESPOSITO SECURITIES, LLC|2567
MHI|PIONEER MUNI HI INC|ETRS|E*Trade Securities LLC|1229
MHI|PIONEER MUNI HI INC|FILL|Tradestation Securities, Inc.|545
MHI|PIONEER MUNI HI INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8016
MHI|PIONEER MUNI HI INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|426
MHI|PIONEER MUNI HI INC|FTBR|Foliofn Investments, Inc.|18
MHI|PIONEER MUNI HI INC|GLPX|ACS EXECUTION SERVICES, LLC|3050
MHI|PIONEER MUNI HI INC|GSCO|GOLDMAN SACHS & CO. LLC|1964
MHI|PIONEER MUNI HI INC|GSCS|GOLDMAN SACHS & CO. LLC|400
MHI|PIONEER MUNI HI INC|GSLT|GOLDMAN SACHS & CO. LLC|200
MHI|PIONEER MUNI HI INC|HRBF|American Enterprise Investment Services Inc.|32620
MHI|PIONEER MUNI HI INC|IATS|INTERACTIVE BROKERS LLC|6269
MHI|PIONEER MUNI HI INC|IBKR|Interactive Brokers Llc|3734
MHI|PIONEER MUNI HI INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5373
MHI|PIONEER MUNI HI INC|ICBX|INSTINET, LLC|200
MHI|PIONEER MUNI HI INC|INCA|INSTINET, LLC|2978
MHI|PIONEER MUNI HI INC|ITGI|ITG Inc.|6444
MHI|PIONEER MUNI HI INC|ITGP|ITG INC.|2400
MHI|PIONEER MUNI HI INC|JANY|Janney Montgomery Scott Inc.|60
MHI|PIONEER MUNI HI INC|JPMX|J.P. Morgan Securities LLC|200
MHI|PIONEER MUNI HI INC|KCGM|VIRTU Americas LLC|604
MHI|PIONEER MUNI HI INC|LEHM|Barclays Capital Inc./Le|800
MHI|PIONEER MUNI HI INC|LIME|Lime Brokerage LLC|483
MHI|PIONEER MUNI HI INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
MHI|PIONEER MUNI HI INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|872
MHI|PIONEER MUNI HI INC|MSCO|MORGAN STANLEY & CO. LLC|29173
MHI|PIONEER MUNI HI INC|MSPL|MORGAN STANLEY & CO. LLC|2100
MHI|PIONEER MUNI HI INC|MSTX|MORGAN STANLEY & CO. LLC|200
MHI|PIONEER MUNI HI INC|NATL|National Securities Corporation|225
MHI|PIONEER MUNI HI INC|NFSC|National Financial Services LLC|64280
MHI|PIONEER MUNI HI INC|NITE|VIRTU Americas LLC|135156
MHI|PIONEER MUNI HI INC|NQRB|Brut, LLC|3474
MHI|PIONEER MUNI HI INC|OPCO|Oppenheimer & Co. Inc.|3
MHI|PIONEER MUNI HI INC|PDQM|CODA MARKETS, INC.|5081
MHI|PIONEER MUNI HI INC|PWJC|UBS Financial Services, Inc.|4924
MHI|PIONEER MUNI HI INC|RBCM|RBC CAPITAL MARKETS, LLC|18503
MHI|PIONEER MUNI HI INC|SALI|INTL FCSTONE FINANCIAL INC.|1182
MHI|PIONEER MUNI HI INC|SBSH|Citigroup Global Markets Inc.|43141
MHI|PIONEER MUNI HI INC|SGMT|GOLDMAN SACHS & CO. LLC|1238
MHI|PIONEER MUNI HI INC|SPDR|SPEEDROUTE LLC|500
MHI|PIONEER MUNI HI INC|SPHN|Stephens Inc.|125
MHI|PIONEER MUNI HI INC|STFL|Stifel, Nicolaus & Company, Incorporated|1512
MHI|PIONEER MUNI HI INC|SWIM|TD Ameritrade, Inc.|521
MHI|PIONEER MUNI HI INC|SWST|Hilltop Securities Inc.|280
MHI|PIONEER MUNI HI INC|TKNG|ALLY INVEST SECURITIES LLC|800
MHI|PIONEER MUNI HI INC|TRBT|Tradebot Systems, Inc.|1645
MHI|PIONEER MUNI HI INC|UBSA|UBS SECURITIES LLC|9124
MHI|PIONEER MUNI HI INC|UBSS|UBS Securities LLC|52807
MHI|PIONEER MUNI HI INC|VGRD|Vanguard Marketing Corporation|3998
MHI|PIONEER MUNI HI INC|WCHV|WELLS FARGO SECURITIES, LLC|44595
MHI|PIONEER MUNI HI INC|WEDB|WEDBUSH SECURITIES INC.|2
MHI|PIONEER MUNI HI INC|WSEA|WOLVERINE SECURITIES, LLC|13
MHI|PIONEER MUNI HI INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MHI|PIONEER MUNI HI INC|YKNA|COMHAR CAPITAL MARKETS, LLC|392
MHI|PIONEER MUNI HI INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7139
MHK|MOHAWK INDS INC|ABLE|NATIXIS Securities Americas LLC|2297
MHK|MOHAWK INDS INC|ALTX|Alternet Securities Inc.|8000
MHK|MOHAWK INDS INC|ANOS|ABEL/NOSER, L.L.C.|2339
MHK|MOHAWK INDS INC|APCC|Apex Clearing Corporation|1160
MHK|MOHAWK INDS INC|BANK|Primevest Financial Services, Inc.|18
MHK|MOHAWK INDS INC|BARD|Robert W. Baird & Co. Incorporated|3094
MHK|MOHAWK INDS INC|BATM|CBOE TRADING, INC.|7743
MHK|MOHAWK INDS INC|BAYT|BTIG, LLC|48600
MHK|MOHAWK INDS INC|BBNT|BB&T SECURITIES, LLC|3258
MHK|MOHAWK INDS INC|BERN|Sanford C. Bernstein & Co., LLC|32413
MHK|MOHAWK INDS INC|BIDS|BIDS TRADING L.P.|11300
MHK|MOHAWK INDS INC|BIMI|Banca IMI Securities Corp.|48
MHK|MOHAWK INDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8031
MHK|MOHAWK INDS INC|BLKX|INSTINET, LLC|186644
MHK|MOHAWK INDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|31641
MHK|MOHAWK INDS INC|BTIG|BTIG, LLC|4935
MHK|MOHAWK INDS INC|BYXM|CBOE TRADING, INC.|1210
MHK|MOHAWK INDS INC|CANT|Cantor Fitzgerald & Co.|100
MHK|MOHAWK INDS INC|CHAS|Charles Schwab & Co., Inc.|1343
MHK|MOHAWK INDS INC|CIBP|CIBC World Markets Corp.|108290
MHK|MOHAWK INDS INC|CICF|Canaccord Genuity Corp.|100
MHK|MOHAWK INDS INC|CIST|Capital Institutional Services, Inc.|1398
MHK|MOHAWK INDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121850
MHK|MOHAWK INDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MHK|MOHAWK INDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MHK|MOHAWK INDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|359548
MHK|MOHAWK INDS INC|CTDL|Citadel Derivatives Group Llc|5998
MHK|MOHAWK INDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17130
MHK|MOHAWK INDS INC|DADA|D.A. Davidson & Co.|100
MHK|MOHAWK INDS INC|DBAB|Deutsche Bank Securities Inc.|102945
MHK|MOHAWK INDS INC|DBAX|Deutsche Bank Securities Inc.|241700
MHK|MOHAWK INDS INC|DCHF|Dart Executions, LLC|884
MHK|MOHAWK INDS INC|DEAN|MORGAN STANLEY|4983
MHK|MOHAWK INDS INC|DEGS|RONIN PROFESSIONAL LLC|200
MHK|MOHAWK INDS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3211
MHK|MOHAWK INDS INC|DRWK|DRW SECURITIES, L.L.C.|1536
MHK|MOHAWK INDS INC|EBXL|EBX LLC|139200
MHK|MOHAWK INDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|40773
MHK|MOHAWK INDS INC|EDJO|Edward D. Jones & Co., L.P.|1829
MHK|MOHAWK INDS INC|EGAM|CBOE TRADING, INC.|3879
MHK|MOHAWK INDS INC|EGAW|CBOE TRADING, INC.|15
MHK|MOHAWK INDS INC|EGMT|EG MARKET TECHNOLOGIES LLC|2570
MHK|MOHAWK INDS INC|EGXM|CBOE TRADING, INC.|572
MHK|MOHAWK INDS INC|ETBE|Electronic Transaction Clearing, Inc.|17521
MHK|MOHAWK INDS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
MHK|MOHAWK INDS INC|ETCC|Electronic Transaction Clearing, Inc.|457
MHK|MOHAWK INDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38670
MHK|MOHAWK INDS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|188
MHK|MOHAWK INDS INC|ETRS|E*Trade Securities LLC|11253
MHK|MOHAWK INDS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|69
MHK|MOHAWK INDS INC|FILL|Tradestation Securities, Inc.|2079
MHK|MOHAWK INDS INC|FINX|FINTECH SECURITIES|412
MHK|MOHAWK INDS INC|FMAF|NBCN Inc./ CDS|363
MHK|MOHAWK INDS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|60026
MHK|MOHAWK INDS INC|FQLS|Quantlab Securities LP|159180
MHK|MOHAWK INDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45334
MHK|MOHAWK INDS INC|FTBR|Foliofn Investments, Inc.|1012
MHK|MOHAWK INDS INC|GLPX|ACS EXECUTION SERVICES, LLC|54216
MHK|MOHAWK INDS INC|GSCO|GOLDMAN SACHS & CO. LLC|620559
MHK|MOHAWK INDS INC|GSCS|GOLDMAN SACHS & CO. LLC|1653
MHK|MOHAWK INDS INC|GSLT|GOLDMAN SACHS & CO. LLC|2301
MHK|MOHAWK INDS INC|GTSZ|GTS SECURITIES LLC|89985
MHK|MOHAWK INDS INC|HRBF|American Enterprise Investment Services Inc.|2940
MHK|MOHAWK INDS INC|HSBC|HSBC Securities, Inc.|6149
MHK|MOHAWK INDS INC|IATS|INTERACTIVE BROKERS LLC|4622
MHK|MOHAWK INDS INC|IBKR|Interactive Brokers Llc|2047
MHK|MOHAWK INDS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2919
MHK|MOHAWK INDS INC|ICBX|INSTINET, LLC|53519
MHK|MOHAWK INDS INC|IEQY|CITADEL SECURITIES LLC|96092
MHK|MOHAWK INDS INC|INCA|INSTINET, LLC|188806
MHK|MOHAWK INDS INC|INJX|INSTINET, LLC|10050
MHK|MOHAWK INDS INC|INTL|INTL FCSTONE FINANCIAL INC.|67
MHK|MOHAWK INDS INC|ITGI|ITG Inc.|31802
MHK|MOHAWK INDS INC|ITGP|ITG INC.|1168000
MHK|MOHAWK INDS INC|JANY|Janney Montgomery Scott Inc.|2727
MHK|MOHAWK INDS INC|JEFF|JEFFERIES LLC|324731
MHK|MOHAWK INDS INC|JMPT|JUMP TRADING, LLC|52346
MHK|MOHAWK INDS INC|JPBX|J.P. MORGAN SECURITIES LLC|106824
MHK|MOHAWK INDS INC|JPMX|J.P. Morgan Securities LLC|491870
MHK|MOHAWK INDS INC|JRCO|Johnson Rice & Company L.L.C.|27540
MHK|MOHAWK INDS INC|JSJX|JANE STREET CAPITAL LLC|6250
MHK|MOHAWK INDS INC|KCGM|VIRTU Americas LLC|41968
MHK|MOHAWK INDS INC|LEHM|Barclays Capital Inc./Le|629947
MHK|MOHAWK INDS INC|LIME|Lime Brokerage LLC|17655
MHK|MOHAWK INDS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|135852
MHK|MOHAWK INDS INC|LOOP|Loop Capital Markets LLC|562
MHK|MOHAWK INDS INC|LQNA|LIQUIDNET, INC.|312300
MHK|MOHAWK INDS INC|LSCI|Lek Securities Corporation|123
MHK|MOHAWK INDS INC|MACC|Mid Atlantic Capital Corporation|805
MHK|MOHAWK INDS INC|MACQ|Macquarie Capital (USA) Inc.|668
MHK|MOHAWK INDS INC|MAXM|Maxim Group LLC|330
MHK|MOHAWK INDS INC|MCMF|Raymond James Ltd. Cds|315
MHK|MOHAWK INDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|85722
MHK|MOHAWK INDS INC|MOTF|MOTIF INVESTING, INC.|2
MHK|MOHAWK INDS INC|MSCO|MORGAN STANLEY & CO. LLC|1462444
MHK|MOHAWK INDS INC|MSPL|MORGAN STANLEY & CO. LLC|272600
MHK|MOHAWK INDS INC|MSTX|MORGAN STANLEY & CO. LLC|40500
MHK|MOHAWK INDS INC|MULL|MARK J. MULLER EQUITIES, INC.|11040
MHK|MOHAWK INDS INC|NEUB|NEUBERGER BERMAN BD LLC|2630
MHK|MOHAWK INDS INC|NFSC|National Financial Services LLC|69395
MHK|MOHAWK INDS INC|NITE|VIRTU Americas LLC|195204
MHK|MOHAWK INDS INC|NQRB|Brut, LLC|8002
MHK|MOHAWK INDS INC|NTBF|BMO Nesbitt Burns Inc./CDS|150
MHK|MOHAWK INDS INC|NTRC|Northern Trust Securities, Inc.|177
MHK|MOHAWK INDS INC|OHOS|TWO SIGMA SECURITIES, LLC|9626
MHK|MOHAWK INDS INC|OPCO|Oppenheimer & Co. Inc.|968
MHK|MOHAWK INDS INC|PDQM|CODA MARKETS, INC.|184759
MHK|MOHAWK INDS INC|PWJC|UBS Financial Services, Inc.|1426
MHK|MOHAWK INDS INC|QMSR|QUATTRO M SECURITIES INC.|649
MHK|MOHAWK INDS INC|RBCM|RBC CAPITAL MARKETS, LLC|4596
MHK|MOHAWK INDS INC|RHOX|XR Securities LLC|9386
MHK|MOHAWK INDS INC|SAGL|SAGETRADER, LLC|19590
MHK|MOHAWK INDS INC|SAGW|SAGETRADER, LLC|7
MHK|MOHAWK INDS INC|SALI|INTL FCSTONE FINANCIAL INC.|40
MHK|MOHAWK INDS INC|SBRX|MURIEL SIEBERT & CO INC|10
MHK|MOHAWK INDS INC|SBSH|Citigroup Global Markets Inc.|71550
MHK|MOHAWK INDS INC|SEIC|SEI Investments Distribution Co.|300
MHK|MOHAWK INDS INC|SGMT|GOLDMAN SACHS & CO. LLC|118271
MHK|MOHAWK INDS INC|SJLS|TRADE INFORMATICS LLC|100
MHK|MOHAWK INDS INC|SPDR|SPEEDROUTE LLC|4301
MHK|MOHAWK INDS INC|SPHN|Stephens Inc.|767
MHK|MOHAWK INDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|4253
MHK|MOHAWK INDS INC|STKP|STOCKPILE INVESTMENTS, INC.|2
MHK|MOHAWK INDS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5480
MHK|MOHAWK INDS INC|SWIM|TD Ameritrade, Inc.|2490
MHK|MOHAWK INDS INC|SWST|Hilltop Securities Inc.|402
MHK|MOHAWK INDS INC|TAGC|TELSEY ADVISORY GROUP LLC|300
MHK|MOHAWK INDS INC|TKNG|ALLY INVEST SECURITIES LLC|10
MHK|MOHAWK INDS INC|TOUR|TOURMALINE PARTNERS, LLC|500
MHK|MOHAWK INDS INC|TRBT|Tradebot Systems, Inc.|139042
MHK|MOHAWK INDS INC|TRCM|TRC MARKETS LLC|49663
MHK|MOHAWK INDS INC|TWTT|TASTYWORKS, INC.|100
MHK|MOHAWK INDS INC|UBSA|UBS SECURITIES LLC|446218
MHK|MOHAWK INDS INC|UBSS|UBS Securities LLC|701022
MHK|MOHAWK INDS INC|VALX|VIRTU AMERICAS LLC|20675
MHK|MOHAWK INDS INC|VGRD|Vanguard Marketing Corporation|1789
MHK|MOHAWK INDS INC|WBET|Wallachbeth Capital LLC|940
MHK|MOHAWK INDS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1768
MHK|MOHAWK INDS INC|WCHV|WELLS FARGO SECURITIES, LLC|73040
MHK|MOHAWK INDS INC|WDNX|WEEDEN & CO.L.P.|44
MHK|MOHAWK INDS INC|WEDB|WEDBUSH SECURITIES INC.|1983
MHK|MOHAWK INDS INC|WEED|Weeden & Co.L.P.|448
MHK|MOHAWK INDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6605
MHK|MOHAWK INDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6851
MHK|MOHAWK INDS INC|WGIF|CIBC World Markets Inc.|95
MHK|MOHAWK INDS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|377
MHK|MOHAWK INDS INC|WSEA|WOLVERINE SECURITIES, LLC|754
MHK|MOHAWK INDS INC|XIST|INSTINET, LLC|11510
MHK|MOHAWK INDS INC|XPQR|Jump Trading|4882
MHK|MOHAWK INDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|33248
MHK|MOHAWK INDS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|11447
MHK|MOHAWK INDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2109
MHLA|MAIDEN HLDG 6.625 NT|APCC|Apex Clearing Corporation|30
MHLA|MAIDEN HLDG 6.625 NT|BATM|CBOE TRADING, INC.|268
MHLA|MAIDEN HLDG 6.625 NT|BNCH|The Benchmark Company, LLC|2550
MHLA|MAIDEN HLDG 6.625 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
MHLA|MAIDEN HLDG 6.625 NT|DADA|D.A. Davidson & Co.|460
MHLA|MAIDEN HLDG 6.625 NT|DEAN|MORGAN STANLEY|21085
MHLA|MAIDEN HLDG 6.625 NT|EBXL|EBX LLC|200
MHLA|MAIDEN HLDG 6.625 NT|EDJO|Edward D. Jones & Co., L.P.|295
MHLA|MAIDEN HLDG 6.625 NT|ETRS|E*Trade Securities LLC|1021
MHLA|MAIDEN HLDG 6.625 NT|GLPX|ACS EXECUTION SERVICES, LLC|39
MHLA|MAIDEN HLDG 6.625 NT|GSCO|GOLDMAN SACHS & CO. LLC|400
MHLA|MAIDEN HLDG 6.625 NT|GSLT|GOLDMAN SACHS & CO. LLC|167
MHLA|MAIDEN HLDG 6.625 NT|GTSZ|GTS SECURITIES LLC|350
MHLA|MAIDEN HLDG 6.625 NT|HRBF|American Enterprise Investment Services Inc.|4456
MHLA|MAIDEN HLDG 6.625 NT|IATS|INTERACTIVE BROKERS LLC|400
MHLA|MAIDEN HLDG 6.625 NT|IBKR|Interactive Brokers Llc|2884
MHLA|MAIDEN HLDG 6.625 NT|INCA|INSTINET, LLC|2275
MHLA|MAIDEN HLDG 6.625 NT|JPMX|J.P. Morgan Securities LLC|1400
MHLA|MAIDEN HLDG 6.625 NT|LIME|Lime Brokerage LLC|600
MHLA|MAIDEN HLDG 6.625 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4200
MHLA|MAIDEN HLDG 6.625 NT|MAXM|Maxim Group LLC|5290
MHLA|MAIDEN HLDG 6.625 NT|MSCO|MORGAN STANLEY & CO. LLC|6262
MHLA|MAIDEN HLDG 6.625 NT|NFSC|National Financial Services LLC|13818
MHLA|MAIDEN HLDG 6.625 NT|NITE|VIRTU Americas LLC|24962
MHLA|MAIDEN HLDG 6.625 NT|NQRB|Brut, LLC|1644
MHLA|MAIDEN HLDG 6.625 NT|PDQM|CODA MARKETS, INC.|39
MHLA|MAIDEN HLDG 6.625 NT|PWJC|UBS Financial Services, Inc.|1900
MHLA|MAIDEN HLDG 6.625 NT|RBCM|RBC CAPITAL MARKETS, LLC|3494
MHLA|MAIDEN HLDG 6.625 NT|SBSH|Citigroup Global Markets Inc.|710
MHLA|MAIDEN HLDG 6.625 NT|SGMT|GOLDMAN SACHS & CO. LLC|100
MHLA|MAIDEN HLDG 6.625 NT|STFL|Stifel, Nicolaus & Company, Incorporated|985
MHLA|MAIDEN HLDG 6.625 NT|SWST|Hilltop Securities Inc.|268
MHLA|MAIDEN HLDG 6.625 NT|UBSA|UBS SECURITIES LLC|2555
MHLA|MAIDEN HLDG 6.625 NT|UBSS|UBS Securities LLC|9192
MHLA|MAIDEN HLDG 6.625 NT|WCHV|WELLS FARGO SECURITIES, LLC|10292
MHLA|MAIDEN HLDG 6.625 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1150
MHLD|MAIDEN HOLDINGS LTD|ABLE|NATIXIS Securities Americas LLC|2669
MHLD|MAIDEN HOLDINGS LTD|APCC|Apex Clearing Corporation|700
MHLD|MAIDEN HOLDINGS LTD|BATM|CBOE TRADING, INC.|200
MHLD|MAIDEN HOLDINGS LTD|BAYC|BAY CREST PARTNERS, LLC|985
MHLD|MAIDEN HOLDINGS LTD|BERN|Sanford C. Bernstein & Co., LLC|40487
MHLD|MAIDEN HOLDINGS LTD|BIMI|Banca IMI Securities Corp.|300
MHLD|MAIDEN HOLDINGS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4650
MHLD|MAIDEN HOLDINGS LTD|BLKX|INSTINET, LLC|65936
MHLD|MAIDEN HOLDINGS LTD|BMOC|BMO Capital Markets Corp.|14517
MHLD|MAIDEN HOLDINGS LTD|BNPX|BNP PARIBAS SECURITIES CORP.|39493
MHLD|MAIDEN HOLDINGS LTD|BRVL|BLAYLOCK VAN, LLC|2400
MHLD|MAIDEN HOLDINGS LTD|BTIG|BTIG, LLC|375
MHLD|MAIDEN HOLDINGS LTD|BYXM|CBOE TRADING, INC.|400
MHLD|MAIDEN HOLDINGS LTD|BZYD|GOLDMAN SACHS & CO. LLC|4064
MHLD|MAIDEN HOLDINGS LTD|CANT|Cantor Fitzgerald & Co.|339
MHLD|MAIDEN HOLDINGS LTD|CCMB|COWEN PRIME SERVICES LLC|300
MHLD|MAIDEN HOLDINGS LTD|CIST|Capital Institutional Services, Inc.|6118
MHLD|MAIDEN HOLDINGS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33704
MHLD|MAIDEN HOLDINGS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11402
MHLD|MAIDEN HOLDINGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|279224
MHLD|MAIDEN HOLDINGS LTD|CTDL|Citadel Derivatives Group Llc|6877
MHLD|MAIDEN HOLDINGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|70192
MHLD|MAIDEN HOLDINGS LTD|DBAB|Deutsche Bank Securities Inc.|203744
MHLD|MAIDEN HOLDINGS LTD|DBAX|Deutsche Bank Securities Inc.|219200
MHLD|MAIDEN HOLDINGS LTD|DBUL|Deutsche Bank Securities Inc.|400
MHLD|MAIDEN HOLDINGS LTD|DEAN|MORGAN STANLEY|27501
MHLD|MAIDEN HOLDINGS LTD|DEGS|RONIN PROFESSIONAL LLC|15861
MHLD|MAIDEN HOLDINGS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1585
MHLD|MAIDEN HOLDINGS LTD|EBXL|EBX LLC|67000
MHLD|MAIDEN HOLDINGS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|18206
MHLD|MAIDEN HOLDINGS LTD|EDJO|Edward D. Jones & Co., L.P.|2147
MHLD|MAIDEN HOLDINGS LTD|EGAM|CBOE TRADING, INC.|3324
MHLD|MAIDEN HOLDINGS LTD|EGXM|CBOE TRADING, INC.|250
MHLD|MAIDEN HOLDINGS LTD|EGXW|CBOE TRADING, INC.|100
MHLD|MAIDEN HOLDINGS LTD|ELEV|ELEVATION, LLC|1143
MHLD|MAIDEN HOLDINGS LTD|ETBE|Electronic Transaction Clearing, Inc.|21831
MHLD|MAIDEN HOLDINGS LTD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5442
MHLD|MAIDEN HOLDINGS LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
MHLD|MAIDEN HOLDINGS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9459
MHLD|MAIDEN HOLDINGS LTD|ETRS|E*Trade Securities LLC|62782
MHLD|MAIDEN HOLDINGS LTD|FBCO|Credit Suisse Securities (USA) LLC|159865
MHLD|MAIDEN HOLDINGS LTD|FFSI|Firstrade Securities Inc.|100
MHLD|MAIDEN HOLDINGS LTD|FINX|FINTECH SECURITIES|15
MHLD|MAIDEN HOLDINGS LTD|FOMA|TD AMERITRADE CLEARING, INC.|54331
MHLD|MAIDEN HOLDINGS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43359
MHLD|MAIDEN HOLDINGS LTD|FTBR|Foliofn Investments, Inc.|1267
MHLD|MAIDEN HOLDINGS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|125570
MHLD|MAIDEN HOLDINGS LTD|GLPX|ACS EXECUTION SERVICES, LLC|12780
MHLD|MAIDEN HOLDINGS LTD|GSCO|GOLDMAN SACHS & CO. LLC|1776344
MHLD|MAIDEN HOLDINGS LTD|GSCS|GOLDMAN SACHS & CO. LLC|2887
MHLD|MAIDEN HOLDINGS LTD|GTSZ|GTS SECURITIES LLC|29430
MHLD|MAIDEN HOLDINGS LTD|HRBF|American Enterprise Investment Services Inc.|367
MHLD|MAIDEN HOLDINGS LTD|IBKR|Interactive Brokers Llc|40714
MHLD|MAIDEN HOLDINGS LTD|ICBX|INSTINET, LLC|49751
MHLD|MAIDEN HOLDINGS LTD|IEQY|CITADEL SECURITIES LLC|5975
MHLD|MAIDEN HOLDINGS LTD|INCA|INSTINET, LLC|127765
MHLD|MAIDEN HOLDINGS LTD|INJX|INSTINET, LLC|10317
MHLD|MAIDEN HOLDINGS LTD|ITGI|ITG Inc.|111719
MHLD|MAIDEN HOLDINGS LTD|ITGP|ITG INC.|100600
MHLD|MAIDEN HOLDINGS LTD|JEFF|JEFFERIES LLC|106109
MHLD|MAIDEN HOLDINGS LTD|JMPT|JUMP TRADING, LLC|2522
MHLD|MAIDEN HOLDINGS LTD|JPBX|J.P. MORGAN SECURITIES LLC|8241
MHLD|MAIDEN HOLDINGS LTD|JPMX|J.P. Morgan Securities LLC|457451
MHLD|MAIDEN HOLDINGS LTD|JSJX|JANE STREET CAPITAL LLC|6800
MHLD|MAIDEN HOLDINGS LTD|KBWI|Keefe, Bruyette & Woods, Inc.|2800
MHLD|MAIDEN HOLDINGS LTD|KCGM|VIRTU Americas LLC|23788
MHLD|MAIDEN HOLDINGS LTD|LEHM|Barclays Capital Inc./Le|484495
MHLD|MAIDEN HOLDINGS LTD|LIME|Lime Brokerage LLC|305559
MHLD|MAIDEN HOLDINGS LTD|LMGP|LIME BROKERAGE LLC|19994
MHLD|MAIDEN HOLDINGS LTD|MAXM|Maxim Group LLC|11821
MHLD|MAIDEN HOLDINGS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|264435
MHLD|MAIDEN HOLDINGS LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11550
MHLD|MAIDEN HOLDINGS LTD|MSCO|MORGAN STANLEY & CO. LLC|925038
MHLD|MAIDEN HOLDINGS LTD|MSPL|MORGAN STANLEY & CO. LLC|386900
MHLD|MAIDEN HOLDINGS LTD|MSTX|MORGAN STANLEY & CO. LLC|132600
MHLD|MAIDEN HOLDINGS LTD|NFSC|National Financial Services LLC|90352
MHLD|MAIDEN HOLDINGS LTD|NITE|VIRTU Americas LLC|294143
MHLD|MAIDEN HOLDINGS LTD|NITP|VIRTU Americas LLC|12454
MHLD|MAIDEN HOLDINGS LTD|NQRB|Brut, LLC|200
MHLD|MAIDEN HOLDINGS LTD|OPCO|Oppenheimer & Co. Inc.|18095
MHLD|MAIDEN HOLDINGS LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3258
MHLD|MAIDEN HOLDINGS LTD|PDQM|CODA MARKETS, INC.|28521
MHLD|MAIDEN HOLDINGS LTD|RAJA|Raymond James & Associates, Inc.|3592
MHLD|MAIDEN HOLDINGS LTD|RBCM|RBC CAPITAL MARKETS, LLC|13646
MHLD|MAIDEN HOLDINGS LTD|SAGL|SAGETRADER, LLC|700
MHLD|MAIDEN HOLDINGS LTD|SAGW|SAGETRADER, LLC|325
MHLD|MAIDEN HOLDINGS LTD|SBSH|Citigroup Global Markets Inc.|546506
MHLD|MAIDEN HOLDINGS LTD|SGMT|GOLDMAN SACHS & CO. LLC|73950
MHLD|MAIDEN HOLDINGS LTD|SIDC|Sidoti & Company, LLC|900
MHLD|MAIDEN HOLDINGS LTD|SPDR|SPEEDROUTE LLC|6856
MHLD|MAIDEN HOLDINGS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|8023
MHLD|MAIDEN HOLDINGS LTD|STKP|STOCKPILE INVESTMENTS, INC.|294
MHLD|MAIDEN HOLDINGS LTD|SWIM|TD Ameritrade, Inc.|9098
MHLD|MAIDEN HOLDINGS LTD|SWST|Hilltop Securities Inc.|9560
MHLD|MAIDEN HOLDINGS LTD|TKNG|ALLY INVEST SECURITIES LLC|602
MHLD|MAIDEN HOLDINGS LTD|TRBT|Tradebot Systems, Inc.|15263
MHLD|MAIDEN HOLDINGS LTD|TRCM|TRC MARKETS LLC|55322
MHLD|MAIDEN HOLDINGS LTD|UBSS|UBS Securities LLC|821284
MHLD|MAIDEN HOLDINGS LTD|VALX|VIRTU AMERICAS LLC|68250
MHLD|MAIDEN HOLDINGS LTD|VGRD|Vanguard Marketing Corporation|11446
MHLD|MAIDEN HOLDINGS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|600
MHLD|MAIDEN HOLDINGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|69923
MHLD|MAIDEN HOLDINGS LTD|WEED|Weeden & Co.L.P.|19290
MHLD|MAIDEN HOLDINGS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2957
MHLD|MAIDEN HOLDINGS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9362
MHLD|MAIDEN HOLDINGS LTD|WSEA|WOLVERINE SECURITIES, LLC|5764
MHLD|MAIDEN HOLDINGS LTD|XIST|INSTINET, LLC|8142
MHLD|MAIDEN HOLDINGS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|15000
MHLD|MAIDEN HOLDINGS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|731
MHN|BLACKROCK MUNIHOLDIN|AGIS|Aegis Capital Corp.|3162
MHN|BLACKROCK MUNIHOLDIN|ALTX|Alternet Securities Inc.|100
MHN|BLACKROCK MUNIHOLDIN|APCC|Apex Clearing Corporation|2
MHN|BLACKROCK MUNIHOLDIN|BANK|Primevest Financial Services, Inc.|800
MHN|BLACKROCK MUNIHOLDIN|BATM|CBOE TRADING, INC.|19
MHN|BLACKROCK MUNIHOLDIN|BTIG|BTIG, LLC|1512
MHN|BLACKROCK MUNIHOLDIN|CANT|Cantor Fitzgerald & Co.|5649
MHN|BLACKROCK MUNIHOLDIN|CHAS|Charles Schwab & Co., Inc.|2
MHN|BLACKROCK MUNIHOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5884
MHN|BLACKROCK MUNIHOLDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MHN|BLACKROCK MUNIHOLDIN|DBAX|Deutsche Bank Securities Inc.|2000
MHN|BLACKROCK MUNIHOLDIN|DEAN|MORGAN STANLEY|11061
MHN|BLACKROCK MUNIHOLDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4568
MHN|BLACKROCK MUNIHOLDIN|EBXL|EBX LLC|3000
MHN|BLACKROCK MUNIHOLDIN|EGAM|CBOE TRADING, INC.|115
MHN|BLACKROCK MUNIHOLDIN|EGXM|CBOE TRADING, INC.|200
MHN|BLACKROCK MUNIHOLDIN|ETBE|Electronic Transaction Clearing, Inc.|100
MHN|BLACKROCK MUNIHOLDIN|ETRS|E*Trade Securities LLC|11403
MHN|BLACKROCK MUNIHOLDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4265
MHN|BLACKROCK MUNIHOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5701
MHN|BLACKROCK MUNIHOLDIN|GLPX|ACS EXECUTION SERVICES, LLC|1700
MHN|BLACKROCK MUNIHOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|666
MHN|BLACKROCK MUNIHOLDIN|GSCS|GOLDMAN SACHS & CO. LLC|200
MHN|BLACKROCK MUNIHOLDIN|GSLT|GOLDMAN SACHS & CO. LLC|1811
MHN|BLACKROCK MUNIHOLDIN|HRBF|American Enterprise Investment Services Inc.|1842
MHN|BLACKROCK MUNIHOLDIN|IATS|INTERACTIVE BROKERS LLC|100
MHN|BLACKROCK MUNIHOLDIN|IBKR|Interactive Brokers Llc|2834
MHN|BLACKROCK MUNIHOLDIN|ICBX|INSTINET, LLC|600
MHN|BLACKROCK MUNIHOLDIN|INCA|INSTINET, LLC|2340
MHN|BLACKROCK MUNIHOLDIN|ITGI|ITG Inc.|1868
MHN|BLACKROCK MUNIHOLDIN|ITGP|ITG INC.|7000
MHN|BLACKROCK MUNIHOLDIN|JANY|Janney Montgomery Scott Inc.|1278
MHN|BLACKROCK MUNIHOLDIN|JPMX|J.P. Morgan Securities LLC|1200
MHN|BLACKROCK MUNIHOLDIN|KCGM|VIRTU Americas LLC|820
MHN|BLACKROCK MUNIHOLDIN|LEHM|Barclays Capital Inc./Le|6749
MHN|BLACKROCK MUNIHOLDIN|LGNT|COR CLEARING LLC|2
MHN|BLACKROCK MUNIHOLDIN|LIME|Lime Brokerage LLC|307
MHN|BLACKROCK MUNIHOLDIN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
MHN|BLACKROCK MUNIHOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
MHN|BLACKROCK MUNIHOLDIN|MSCO|MORGAN STANLEY & CO. LLC|70691
MHN|BLACKROCK MUNIHOLDIN|MSPL|MORGAN STANLEY & CO. LLC|4300
MHN|BLACKROCK MUNIHOLDIN|MSTX|MORGAN STANLEY & CO. LLC|400
MHN|BLACKROCK MUNIHOLDIN|NFSC|National Financial Services LLC|66507
MHN|BLACKROCK MUNIHOLDIN|NITE|VIRTU Americas LLC|112098
MHN|BLACKROCK MUNIHOLDIN|NQRB|Brut, LLC|3136
MHN|BLACKROCK MUNIHOLDIN|OPCO|Oppenheimer & Co. Inc.|5017
MHN|BLACKROCK MUNIHOLDIN|PDQM|CODA MARKETS, INC.|2200
MHN|BLACKROCK MUNIHOLDIN|PWJC|UBS Financial Services, Inc.|12058
MHN|BLACKROCK MUNIHOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|9517
MHN|BLACKROCK MUNIHOLDIN|SALI|INTL FCSTONE FINANCIAL INC.|3700
MHN|BLACKROCK MUNIHOLDIN|SBSH|Citigroup Global Markets Inc.|400
MHN|BLACKROCK MUNIHOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|900
MHN|BLACKROCK MUNIHOLDIN|SPHN|Stephens Inc.|1
MHN|BLACKROCK MUNIHOLDIN|STFL|Stifel, Nicolaus & Company, Incorporated|972
MHN|BLACKROCK MUNIHOLDIN|SWIM|TD Ameritrade, Inc.|200
MHN|BLACKROCK MUNIHOLDIN|SWST|Hilltop Securities Inc.|5089
MHN|BLACKROCK MUNIHOLDIN|TRBT|Tradebot Systems, Inc.|1740
MHN|BLACKROCK MUNIHOLDIN|UBSA|UBS SECURITIES LLC|14628
MHN|BLACKROCK MUNIHOLDIN|UBSS|UBS Securities LLC|44250
MHN|BLACKROCK MUNIHOLDIN|VGRD|Vanguard Marketing Corporation|16263
MHN|BLACKROCK MUNIHOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|23240
MHN|BLACKROCK MUNIHOLDIN|WEED|Weeden & Co.L.P.|10
MHN|BLACKROCK MUNIHOLDIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|372
MHN|BLACKROCK MUNIHOLDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4703
MHN|BLACKROCK MUNIHOLDIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MHN|BLACKROCK MUNIHOLDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MHN|BLACKROCK MUNIHOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2431
MHNC|MAIDEN HLDGS 7.75 NT|APCC|Apex Clearing Corporation|72
MHNC|MAIDEN HLDGS 7.75 NT|BATM|CBOE TRADING, INC.|100
MHNC|MAIDEN HLDGS 7.75 NT|BBNT|BB&T SECURITIES, LLC|870
MHNC|MAIDEN HLDGS 7.75 NT|BERN|Sanford C. Bernstein & Co., LLC|17990
MHNC|MAIDEN HLDGS 7.75 NT|BYXM|CBOE TRADING, INC.|200
MHNC|MAIDEN HLDGS 7.75 NT|CANT|Cantor Fitzgerald & Co.|1050
MHNC|MAIDEN HLDGS 7.75 NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
MHNC|MAIDEN HLDGS 7.75 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2736
MHNC|MAIDEN HLDGS 7.75 NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
MHNC|MAIDEN HLDGS 7.75 NT|DBAX|Deutsche Bank Securities Inc.|3800
MHNC|MAIDEN HLDGS 7.75 NT|DEAN|MORGAN STANLEY|8431
MHNC|MAIDEN HLDGS 7.75 NT|EBXL|EBX LLC|5100
MHNC|MAIDEN HLDGS 7.75 NT|EDJO|Edward D. Jones & Co., L.P.|1021
MHNC|MAIDEN HLDGS 7.75 NT|EGAM|CBOE TRADING, INC.|110
MHNC|MAIDEN HLDGS 7.75 NT|EGXM|CBOE TRADING, INC.|10
MHNC|MAIDEN HLDGS 7.75 NT|ETRS|E*Trade Securities LLC|17085
MHNC|MAIDEN HLDGS 7.75 NT|GARC|ICAP Corporates LLC|100
MHNC|MAIDEN HLDGS 7.75 NT|GLPX|ACS EXECUTION SERVICES, LLC|3307
MHNC|MAIDEN HLDGS 7.75 NT|GTSZ|GTS SECURITIES LLC|200
MHNC|MAIDEN HLDGS 7.75 NT|IATS|INTERACTIVE BROKERS LLC|1030
MHNC|MAIDEN HLDGS 7.75 NT|IBKR|Interactive Brokers Llc|7236
MHNC|MAIDEN HLDGS 7.75 NT|ICBX|INSTINET, LLC|400
MHNC|MAIDEN HLDGS 7.75 NT|INCA|INSTINET, LLC|3182
MHNC|MAIDEN HLDGS 7.75 NT|ITGP|ITG INC.|400
MHNC|MAIDEN HLDGS 7.75 NT|JPMX|J.P. Morgan Securities LLC|2600
MHNC|MAIDEN HLDGS 7.75 NT|KCGM|VIRTU Americas LLC|1800
MHNC|MAIDEN HLDGS 7.75 NT|LEHM|Barclays Capital Inc./Le|1200
MHNC|MAIDEN HLDGS 7.75 NT|LIME|Lime Brokerage LLC|443
MHNC|MAIDEN HLDGS 7.75 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9916
MHNC|MAIDEN HLDGS 7.75 NT|MAXM|Maxim Group LLC|1100
MHNC|MAIDEN HLDGS 7.75 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
MHNC|MAIDEN HLDGS 7.75 NT|MSCO|MORGAN STANLEY & CO. LLC|3196
MHNC|MAIDEN HLDGS 7.75 NT|MSPL|MORGAN STANLEY & CO. LLC|400
MHNC|MAIDEN HLDGS 7.75 NT|NFSC|National Financial Services LLC|15291
MHNC|MAIDEN HLDGS 7.75 NT|NITE|VIRTU Americas LLC|26587
MHNC|MAIDEN HLDGS 7.75 NT|NQRB|Brut, LLC|5784
MHNC|MAIDEN HLDGS 7.75 NT|PCPT|PHILLIP CAPITAL INC.|1000
MHNC|MAIDEN HLDGS 7.75 NT|PDQM|CODA MARKETS, INC.|6007
MHNC|MAIDEN HLDGS 7.75 NT|PWJC|UBS Financial Services, Inc.|1200
MHNC|MAIDEN HLDGS 7.75 NT|SBSH|Citigroup Global Markets Inc.|3463
MHNC|MAIDEN HLDGS 7.75 NT|SGMT|GOLDMAN SACHS & CO. LLC|500
MHNC|MAIDEN HLDGS 7.75 NT|SPDR|SPEEDROUTE LLC|200
MHNC|MAIDEN HLDGS 7.75 NT|STFL|Stifel, Nicolaus & Company, Incorporated|600
MHNC|MAIDEN HLDGS 7.75 NT|SWIM|TD Ameritrade, Inc.|200
MHNC|MAIDEN HLDGS 7.75 NT|TRBT|Tradebot Systems, Inc.|739
MHNC|MAIDEN HLDGS 7.75 NT|UBSA|UBS SECURITIES LLC|13081
MHNC|MAIDEN HLDGS 7.75 NT|UBSS|UBS Securities LLC|23835
MHNC|MAIDEN HLDGS 7.75 NT|VGRD|Vanguard Marketing Corporation|233
MHNC|MAIDEN HLDGS 7.75 NT|WCHV|WELLS FARGO SECURITIES, LLC|18118
MHNC|MAIDEN HLDGS 7.75 NT|YKNA|COMHAR CAPITAL MARKETS, LLC|500
MHNC|MAIDEN HLDGS 7.75 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3330
MHO|M I HOMES INC|ALTX|Alternet Securities Inc.|2300
MHO|M I HOMES INC|APCC|Apex Clearing Corporation|7125
MHO|M I HOMES INC|BARD|Robert W. Baird & Co. Incorporated|3
MHO|M I HOMES INC|BATM|CBOE TRADING, INC.|2080
MHO|M I HOMES INC|BAYC|BAY CREST PARTNERS, LLC|105
MHO|M I HOMES INC|BERN|Sanford C. Bernstein & Co., LLC|13706
MHO|M I HOMES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19
MHO|M I HOMES INC|BLKX|INSTINET, LLC|40000
MHO|M I HOMES INC|BNPX|BNP PARIBAS SECURITIES CORP.|6259
MHO|M I HOMES INC|BRVL|BLAYLOCK VAN, LLC|200
MHO|M I HOMES INC|BTIG|BTIG, LLC|2362
MHO|M I HOMES INC|BYXM|CBOE TRADING, INC.|400
MHO|M I HOMES INC|BZYD|GOLDMAN SACHS & CO. LLC|1200
MHO|M I HOMES INC|CANT|Cantor Fitzgerald & Co.|300
MHO|M I HOMES INC|CIST|Capital Institutional Services, Inc.|542
MHO|M I HOMES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81717
MHO|M I HOMES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69300
MHO|M I HOMES INC|CTDL|Citadel Derivatives Group Llc|5122
MHO|M I HOMES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11214
MHO|M I HOMES INC|DADA|D.A. Davidson & Co.|278
MHO|M I HOMES INC|DBAB|Deutsche Bank Securities Inc.|78051
MHO|M I HOMES INC|DBAX|Deutsche Bank Securities Inc.|71600
MHO|M I HOMES INC|DBUL|Deutsche Bank Securities Inc.|200
MHO|M I HOMES INC|DEAN|MORGAN STANLEY|245
MHO|M I HOMES INC|DEGS|RONIN PROFESSIONAL LLC|1271
MHO|M I HOMES INC|EBXL|EBX LLC|67000
MHO|M I HOMES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
MHO|M I HOMES INC|EGAM|CBOE TRADING, INC.|2890
MHO|M I HOMES INC|EGAW|CBOE TRADING, INC.|13
MHO|M I HOMES INC|EGMT|EG MARKET TECHNOLOGIES LLC|370
MHO|M I HOMES INC|EGXM|CBOE TRADING, INC.|671
MHO|M I HOMES INC|ETBE|Electronic Transaction Clearing, Inc.|3818
MHO|M I HOMES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7389
MHO|M I HOMES INC|ETRS|E*Trade Securities LLC|16368
MHO|M I HOMES INC|FILL|Tradestation Securities, Inc.|400
MHO|M I HOMES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|592
MHO|M I HOMES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37618
MHO|M I HOMES INC|FTBR|Foliofn Investments, Inc.|2651
MHO|M I HOMES INC|GLIS|TD Securities Inc|100
MHO|M I HOMES INC|GLPX|ACS EXECUTION SERVICES, LLC|4162
MHO|M I HOMES INC|GSCO|GOLDMAN SACHS & CO. LLC|84374
MHO|M I HOMES INC|GSCS|GOLDMAN SACHS & CO. LLC|2154
MHO|M I HOMES INC|GSLT|GOLDMAN SACHS & CO. LLC|1887
MHO|M I HOMES INC|GTSZ|GTS SECURITIES LLC|8487
MHO|M I HOMES INC|IATS|INTERACTIVE BROKERS LLC|30
MHO|M I HOMES INC|IBKR|Interactive Brokers Llc|448
MHO|M I HOMES INC|ICBX|INSTINET, LLC|11400
MHO|M I HOMES INC|IEQY|CITADEL SECURITIES LLC|22921
MHO|M I HOMES INC|INCA|INSTINET, LLC|42060
MHO|M I HOMES INC|INJX|INSTINET, LLC|353
MHO|M I HOMES INC|ITGI|ITG Inc.|23993
MHO|M I HOMES INC|ITGP|ITG INC.|42200
MHO|M I HOMES INC|JEFF|JEFFERIES LLC|19041
MHO|M I HOMES INC|JMPT|JUMP TRADING, LLC|12203
MHO|M I HOMES INC|JPBX|J.P. MORGAN SECURITIES LLC|3852
MHO|M I HOMES INC|JPMX|J.P. Morgan Securities LLC|103743
MHO|M I HOMES INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
MHO|M I HOMES INC|JSJX|JANE STREET CAPITAL LLC|5690
MHO|M I HOMES INC|JSSF|JMP Securities LLC|113926
MHO|M I HOMES INC|KCGM|VIRTU Americas LLC|11062
MHO|M I HOMES INC|LEHM|Barclays Capital Inc./Le|174536
MHO|M I HOMES INC|LIME|Lime Brokerage LLC|9936
MHO|M I HOMES INC|LIWE|LIME BROKERAGE LLC|290
MHO|M I HOMES INC|LSCI|Lek Securities Corporation|18
MHO|M I HOMES INC|MACC|Mid Atlantic Capital Corporation|300
MHO|M I HOMES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77176
MHO|M I HOMES INC|MOTF|MOTIF INVESTING, INC.|1
MHO|M I HOMES INC|MSCO|MORGAN STANLEY & CO. LLC|173305
MHO|M I HOMES INC|MSPL|MORGAN STANLEY & CO. LLC|75100
MHO|M I HOMES INC|MSTX|MORGAN STANLEY & CO. LLC|14000
MHO|M I HOMES INC|NFSC|National Financial Services LLC|20080
MHO|M I HOMES INC|NITE|VIRTU Americas LLC|69147
MHO|M I HOMES INC|NQRB|Brut, LLC|4730
MHO|M I HOMES INC|NTRC|Northern Trust Securities, Inc.|1450
MHO|M I HOMES INC|OPCO|Oppenheimer & Co. Inc.|82
MHO|M I HOMES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|411
MHO|M I HOMES INC|PDQM|CODA MARKETS, INC.|29275
MHO|M I HOMES INC|RBCM|RBC CAPITAL MARKETS, LLC|33
MHO|M I HOMES INC|RHOX|XR Securities LLC|6143
MHO|M I HOMES INC|SAGL|SAGETRADER, LLC|824
MHO|M I HOMES INC|SAGW|SAGETRADER, LLC|200
MHO|M I HOMES INC|SBSH|Citigroup Global Markets Inc.|63111
MHO|M I HOMES INC|SGMT|GOLDMAN SACHS & CO. LLC|39079
MHO|M I HOMES INC|SPDR|SPEEDROUTE LLC|4011
MHO|M I HOMES INC|SPTD|MINT GLOBAL MARKETS, INC.|1300
MHO|M I HOMES INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
MHO|M I HOMES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
MHO|M I HOMES INC|SWIM|TD Ameritrade, Inc.|92
MHO|M I HOMES INC|SWST|Hilltop Securities Inc.|400
MHO|M I HOMES INC|TKNG|ALLY INVEST SECURITIES LLC|144
MHO|M I HOMES INC|TRBT|Tradebot Systems, Inc.|41622
MHO|M I HOMES INC|TRCM|TRC MARKETS LLC|47657
MHO|M I HOMES INC|UBSA|UBS SECURITIES LLC|157938
MHO|M I HOMES INC|UBSS|UBS Securities LLC|140041
MHO|M I HOMES INC|VALX|VIRTU AMERICAS LLC|2990
MHO|M I HOMES INC|VGRD|Vanguard Marketing Corporation|44
MHO|M I HOMES INC|WCHV|WELLS FARGO SECURITIES, LLC|60652
MHO|M I HOMES INC|WEDB|WEDBUSH SECURITIES INC.|34798
MHO|M I HOMES INC|WEED|Weeden & Co.L.P.|8610
MHO|M I HOMES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|241
MHO|M I HOMES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1092
MHO|M I HOMES INC|WGIF|CIBC World Markets Inc.|700
MHO|M I HOMES INC|WSAG|WALL STREET ACCESS|1847
MHO|M I HOMES INC|WSEA|WOLVERINE SECURITIES, LLC|1974
MHO|M I HOMES INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|115
MHO|M I HOMES INC|XIST|INSTINET, LLC|20800
MHO|M I HOMES INC|XPQR|Jump Trading|110
MHO|M I HOMES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12400
MHO|M I HOMES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5
MHO|M I HOMES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|55
MIC|MACQUARIE INFRASTRUC|AGIS|Aegis Capital Corp.|2714
MIC|MACQUARIE INFRASTRUC|ALTX|Alternet Securities Inc.|2932
MIC|MACQUARIE INFRASTRUC|APCC|Apex Clearing Corporation|2057
MIC|MACQUARIE INFRASTRUC|BALE|M&T SECURITIES, INC.|505
MIC|MACQUARIE INFRASTRUC|BANK|Primevest Financial Services, Inc.|571
MIC|MACQUARIE INFRASTRUC|BARD|Robert W. Baird & Co. Incorporated|5846
MIC|MACQUARIE INFRASTRUC|BATM|CBOE TRADING, INC.|2936
MIC|MACQUARIE INFRASTRUC|BAYC|BAY CREST PARTNERS, LLC|1538
MIC|MACQUARIE INFRASTRUC|BAYT|BTIG, LLC|7900
MIC|MACQUARIE INFRASTRUC|BBNT|BB&T SECURITIES, LLC|8263
MIC|MACQUARIE INFRASTRUC|BERN|Sanford C. Bernstein & Co., LLC|17318
MIC|MACQUARIE INFRASTRUC|BIDS|BIDS TRADING L.P.|5300
MIC|MACQUARIE INFRASTRUC|BIMI|Banca IMI Securities Corp.|50
MIC|MACQUARIE INFRASTRUC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31998
MIC|MACQUARIE INFRASTRUC|BLKX|INSTINET, LLC|19700
MIC|MACQUARIE INFRASTRUC|BRGE|Newbridge Securities Corp.|130
MIC|MACQUARIE INFRASTRUC|BTIG|BTIG, LLC|23073
MIC|MACQUARIE INFRASTRUC|BYXM|CBOE TRADING, INC.|847
MIC|MACQUARIE INFRASTRUC|CANT|Cantor Fitzgerald & Co.|20551
MIC|MACQUARIE INFRASTRUC|CHAS|Charles Schwab & Co., Inc.|21766
MIC|MACQUARIE INFRASTRUC|CICF|Canaccord Genuity Corp.|2675
MIC|MACQUARIE INFRASTRUC|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
MIC|MACQUARIE INFRASTRUC|CIST|Capital Institutional Services, Inc.|2591
MIC|MACQUARIE INFRASTRUC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10360
MIC|MACQUARIE INFRASTRUC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7065
MIC|MACQUARIE INFRASTRUC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2800
MIC|MACQUARIE INFRASTRUC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|293391
MIC|MACQUARIE INFRASTRUC|CTDL|Citadel Derivatives Group Llc|17716
MIC|MACQUARIE INFRASTRUC|CTLR|CUTLER GROUP, LP|400
MIC|MACQUARIE INFRASTRUC|CXCX|CITIGROUP GLOBAL MARKETS INC.|40058
MIC|MACQUARIE INFRASTRUC|DADA|D.A. Davidson & Co.|7123
MIC|MACQUARIE INFRASTRUC|DAVA|Davenport & Company LLC|619
MIC|MACQUARIE INFRASTRUC|DBAB|Deutsche Bank Securities Inc.|422953
MIC|MACQUARIE INFRASTRUC|DBAX|Deutsche Bank Securities Inc.|581500
MIC|MACQUARIE INFRASTRUC|DBUL|Deutsche Bank Securities Inc.|4300
MIC|MACQUARIE INFRASTRUC|DEAN|MORGAN STANLEY|29159
MIC|MACQUARIE INFRASTRUC|DEGS|RONIN PROFESSIONAL LLC|3236
MIC|MACQUARIE INFRASTRUC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3700
MIC|MACQUARIE INFRASTRUC|DRWK|DRW SECURITIES, L.L.C.|1500
MIC|MACQUARIE INFRASTRUC|EBXL|EBX LLC|132600
MIC|MACQUARIE INFRASTRUC|ECUT|CONVERGEX EXECUTION SOLUTIONS|38037
MIC|MACQUARIE INFRASTRUC|EDJC|Edward Jones / CDS|71
MIC|MACQUARIE INFRASTRUC|EDJO|Edward D. Jones & Co., L.P.|7477
MIC|MACQUARIE INFRASTRUC|EGAM|CBOE TRADING, INC.|8586
MIC|MACQUARIE INFRASTRUC|EGAW|CBOE TRADING, INC.|100
MIC|MACQUARIE INFRASTRUC|EGMT|EG MARKET TECHNOLOGIES LLC|1300
MIC|MACQUARIE INFRASTRUC|EGXM|CBOE TRADING, INC.|5642
MIC|MACQUARIE INFRASTRUC|ESPO|ESPOSITO SECURITIES, LLC|758
MIC|MACQUARIE INFRASTRUC|ETBE|Electronic Transaction Clearing, Inc.|11967
MIC|MACQUARIE INFRASTRUC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
MIC|MACQUARIE INFRASTRUC|ETCB|ETC BROKERAGE SERVICES, LLC|45
MIC|MACQUARIE INFRASTRUC|ETCC|Electronic Transaction Clearing, Inc.|70
MIC|MACQUARIE INFRASTRUC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
MIC|MACQUARIE INFRASTRUC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5360
MIC|MACQUARIE INFRASTRUC|ETRS|E*Trade Securities LLC|203743
MIC|MACQUARIE INFRASTRUC|FBSB|U.S. Bancorp Investments, Inc.|35
MIC|MACQUARIE INFRASTRUC|FFSI|Firstrade Securities Inc.|100
MIC|MACQUARIE INFRASTRUC|FIDT|Fidelity Clearing Canada ULC./ CDS|610
MIC|MACQUARIE INFRASTRUC|FILL|Tradestation Securities, Inc.|6895
MIC|MACQUARIE INFRASTRUC|FINX|FINTECH SECURITIES|150
MIC|MACQUARIE INFRASTRUC|FMAF|NBCN Inc./ CDS|2750
MIC|MACQUARIE INFRASTRUC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34338
MIC|MACQUARIE INFRASTRUC|FQLS|Quantlab Securities LP|379655
MIC|MACQUARIE INFRASTRUC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144833
MIC|MACQUARIE INFRASTRUC|FTBR|Foliofn Investments, Inc.|27207
MIC|MACQUARIE INFRASTRUC|GEBB|GLOBAL EXECUTION BROKERS, LP|2809
MIC|MACQUARIE INFRASTRUC|GLIS|TD Securities Inc|1265
MIC|MACQUARIE INFRASTRUC|GLPX|ACS EXECUTION SERVICES, LLC|31742
MIC|MACQUARIE INFRASTRUC|GSCO|GOLDMAN SACHS & CO. LLC|277751
MIC|MACQUARIE INFRASTRUC|GSCS|GOLDMAN SACHS & CO. LLC|15744
MIC|MACQUARIE INFRASTRUC|GSLT|GOLDMAN SACHS & CO. LLC|3489
MIC|MACQUARIE INFRASTRUC|GTSZ|GTS SECURITIES LLC|97258
MIC|MACQUARIE INFRASTRUC|HRBF|American Enterprise Investment Services Inc.|12935
MIC|MACQUARIE INFRASTRUC|HSBC|HSBC Securities, Inc.|400
MIC|MACQUARIE INFRASTRUC|IATS|INTERACTIVE BROKERS LLC|21331
MIC|MACQUARIE INFRASTRUC|IBKR|Interactive Brokers Llc|25167
MIC|MACQUARIE INFRASTRUC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1374
MIC|MACQUARIE INFRASTRUC|ICBX|INSTINET, LLC|33754
MIC|MACQUARIE INFRASTRUC|INCA|INSTINET, LLC|217561
MIC|MACQUARIE INFRASTRUC|INJX|INSTINET, LLC|9421
MIC|MACQUARIE INFRASTRUC|ITGI|ITG Inc.|28444
MIC|MACQUARIE INFRASTRUC|ITGP|ITG INC.|30800
MIC|MACQUARIE INFRASTRUC|JANY|Janney Montgomery Scott Inc.|27502
MIC|MACQUARIE INFRASTRUC|JEFF|JEFFERIES LLC|48102
MIC|MACQUARIE INFRASTRUC|JMPT|JUMP TRADING, LLC|64660
MIC|MACQUARIE INFRASTRUC|JONE|JonesTrading|2150
MIC|MACQUARIE INFRASTRUC|JPBX|J.P. MORGAN SECURITIES LLC|208298
MIC|MACQUARIE INFRASTRUC|JPMX|J.P. Morgan Securities LLC|277032
MIC|MACQUARIE INFRASTRUC|JSJX|JANE STREET CAPITAL LLC|4452
MIC|MACQUARIE INFRASTRUC|KCGM|VIRTU Americas LLC|59370
MIC|MACQUARIE INFRASTRUC|LAFC|R. F. Lafferty & Co., Inc.|3000
MIC|MACQUARIE INFRASTRUC|LAFF|R. F. Lafferty & Co., Inc.|5000
MIC|MACQUARIE INFRASTRUC|LEHM|Barclays Capital Inc./Le|645365
MIC|MACQUARIE INFRASTRUC|LIME|Lime Brokerage LLC|17442
MIC|MACQUARIE INFRASTRUC|LQNA|LIQUIDNET, INC.|50000
MIC|MACQUARIE INFRASTRUC|LQNB|LIQUIDNET, INC.|5100
MIC|MACQUARIE INFRASTRUC|LSCI|Lek Securities Corporation|331
MIC|MACQUARIE INFRASTRUC|MACC|Mid Atlantic Capital Corporation|333
MIC|MACQUARIE INFRASTRUC|MACQ|Macquarie Capital (USA) Inc.|368919
MIC|MACQUARIE INFRASTRUC|MAXM|Maxim Group LLC|2100
MIC|MACQUARIE INFRASTRUC|MCMF|Raymond James Ltd. Cds|745
MIC|MACQUARIE INFRASTRUC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|97008
MIC|MACQUARIE INFRASTRUC|MNDX|TJM Investments, LLC|1625
MIC|MACQUARIE INFRASTRUC|MOTF|MOTIF INVESTING, INC.|2
MIC|MACQUARIE INFRASTRUC|MSCO|MORGAN STANLEY & CO. LLC|1624689
MIC|MACQUARIE INFRASTRUC|MSPL|MORGAN STANLEY & CO. LLC|318400
MIC|MACQUARIE INFRASTRUC|MSTX|MORGAN STANLEY & CO. LLC|198300
MIC|MACQUARIE INFRASTRUC|MTON|MILLINGTON SECURITIES, INC.|40264
MIC|MACQUARIE INFRASTRUC|NFSC|National Financial Services LLC|365864
MIC|MACQUARIE INFRASTRUC|NITE|VIRTU Americas LLC|1010907
MIC|MACQUARIE INFRASTRUC|NITP|VIRTU Americas LLC|1841
MIC|MACQUARIE INFRASTRUC|NQRB|Brut, LLC|5610
MIC|MACQUARIE INFRASTRUC|NTBF|BMO Nesbitt Burns Inc./CDS|6373
MIC|MACQUARIE INFRASTRUC|OPCO|Oppenheimer & Co. Inc.|34349
MIC|MACQUARIE INFRASTRUC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|378
MIC|MACQUARIE INFRASTRUC|PCFF|Pacific International Securities Inc./CDS|250
MIC|MACQUARIE INFRASTRUC|PDQM|CODA MARKETS, INC.|31820
MIC|MACQUARIE INFRASTRUC|PHLY|NASDAQ Execution Services, LLC|7800
MIC|MACQUARIE INFRASTRUC|PWJC|UBS Financial Services, Inc.|19908
MIC|MACQUARIE INFRASTRUC|RBCM|RBC CAPITAL MARKETS, LLC|50231
MIC|MACQUARIE INFRASTRUC|RGLD|Regal Securities, Inc|158
MIC|MACQUARIE INFRASTRUC|SAGL|SAGETRADER, LLC|2426
MIC|MACQUARIE INFRASTRUC|SAGW|SAGETRADER, LLC|5
MIC|MACQUARIE INFRASTRUC|SALI|INTL FCSTONE FINANCIAL INC.|4230
MIC|MACQUARIE INFRASTRUC|SBSH|Citigroup Global Markets Inc.|206117
MIC|MACQUARIE INFRASTRUC|SEIC|SEI Investments Distribution Co.|825
MIC|MACQUARIE INFRASTRUC|SGMT|GOLDMAN SACHS & CO. LLC|108579
MIC|MACQUARIE INFRASTRUC|SPDR|SPEEDROUTE LLC|24700
MIC|MACQUARIE INFRASTRUC|SPHN|Stephens Inc.|3820
MIC|MACQUARIE INFRASTRUC|STFL|Stifel, Nicolaus & Company, Incorporated|31663
MIC|MACQUARIE INFRASTRUC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6824
MIC|MACQUARIE INFRASTRUC|SWIM|TD Ameritrade, Inc.|41047
MIC|MACQUARIE INFRASTRUC|SWST|Hilltop Securities Inc.|11695
MIC|MACQUARIE INFRASTRUC|TKNG|ALLY INVEST SECURITIES LLC|1925
MIC|MACQUARIE INFRASTRUC|TOUR|TOURMALINE PARTNERS, LLC|6300
MIC|MACQUARIE INFRASTRUC|TRBT|Tradebot Systems, Inc.|220270
MIC|MACQUARIE INFRASTRUC|TRCM|TRC MARKETS LLC|64964
MIC|MACQUARIE INFRASTRUC|TWTT|TASTYWORKS, INC.|108
MIC|MACQUARIE INFRASTRUC|UBSA|UBS SECURITIES LLC|386836
MIC|MACQUARIE INFRASTRUC|UBSS|UBS Securities LLC|793315
MIC|MACQUARIE INFRASTRUC|VALX|VIRTU AMERICAS LLC|10754
MIC|MACQUARIE INFRASTRUC|VERT|The Vertical Trading Group, LLC|200
MIC|MACQUARIE INFRASTRUC|VGRD|Vanguard Marketing Corporation|50209
MIC|MACQUARIE INFRASTRUC|VNDS|VANDHAM SECURITIES CORP|500
MIC|MACQUARIE INFRASTRUC|WABR|Wall Street Access|41249
MIC|MACQUARIE INFRASTRUC|WBET|Wallachbeth Capital LLC|3218
MIC|MACQUARIE INFRASTRUC|WBLR|WILLIAM BLAIR|500
MIC|MACQUARIE INFRASTRUC|WBPX|SUMMIT SECURITIES GROUP, LLC|5271
MIC|MACQUARIE INFRASTRUC|WCHV|WELLS FARGO SECURITIES, LLC|209368
MIC|MACQUARIE INFRASTRUC|WEDB|WEDBUSH SECURITIES INC.|13737
MIC|MACQUARIE INFRASTRUC|WEED|Weeden & Co.L.P.|3500
MIC|MACQUARIE INFRASTRUC|WESC|Wellington Shields & Co., LLC|2700
MIC|MACQUARIE INFRASTRUC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13774
MIC|MACQUARIE INFRASTRUC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26552
MIC|MACQUARIE INFRASTRUC|WGIF|CIBC World Markets Inc.|1702
MIC|MACQUARIE INFRASTRUC|WSEA|WOLVERINE SECURITIES, LLC|19180
MIC|MACQUARIE INFRASTRUC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|7245
MIC|MACQUARIE INFRASTRUC|XIST|INSTINET, LLC|60200
MIC|MACQUARIE INFRASTRUC|XPQR|Jump Trading|5441
MIC|MACQUARIE INFRASTRUC|XSTM|NATIONAL FINANCIAL SERVICES LLC|38918
MIC|MACQUARIE INFRASTRUC|YKNA|COMHAR CAPITAL MARKETS, LLC|10
MIC|MACQUARIE INFRASTRUC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6958
MICR|MICRON SOLUTIONS INC|CHAS|Charles Schwab & Co., Inc.|9901
MICR|MICRON SOLUTIONS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
MICR|MICRON SOLUTIONS INC|DBAB|Deutsche Bank Securities Inc.|100
MICR|MICRON SOLUTIONS INC|EDJO|Edward D. Jones & Co., L.P.|700
MICR|MICRON SOLUTIONS INC|ETRS|E*Trade Securities LLC|625
MICR|MICRON SOLUTIONS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
MICR|MICRON SOLUTIONS INC|INCA|INSTINET, LLC|568
MICR|MICRON SOLUTIONS INC|ITGI|ITG Inc.|100
MICR|MICRON SOLUTIONS INC|LIME|Lime Brokerage LLC|278
MICR|MICRON SOLUTIONS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MICR|MICRON SOLUTIONS INC|MSCO|MORGAN STANLEY & CO. LLC|1737
MICR|MICRON SOLUTIONS INC|NFSC|National Financial Services LLC|12735
MICR|MICRON SOLUTIONS INC|NITE|VIRTU Americas LLC|17251
MICR|MICRON SOLUTIONS INC|SGMT|GOLDMAN SACHS & CO. LLC|225
MICR|MICRON SOLUTIONS INC|SWIM|TD Ameritrade, Inc.|300
MICR|MICRON SOLUTIONS INC|TKNG|ALLY INVEST SECURITIES LLC|110
MICR|MICRON SOLUTIONS INC|UBSA|UBS SECURITIES LLC|500
MICR|MICRON SOLUTIONS INC|UBSS|UBS Securities LLC|313
MICR|MICRON SOLUTIONS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|493
MICR|MICRON SOLUTIONS INC|WSEA|WOLVERINE SECURITIES, LLC|1189
MICR|MICRON SOLUTIONS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|520
MICT|MICRONET ENERTEC TEC|ALTX|Alternet Securities Inc.|1900
MICT|MICRONET ENERTEC TEC|APCC|Apex Clearing Corporation|2000
MICT|MICRONET ENERTEC TEC|CANT|Cantor Fitzgerald & Co.|175
MICT|MICRONET ENERTEC TEC|CHAS|Charles Schwab & Co., Inc.|5600
MICT|MICRONET ENERTEC TEC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
MICT|MICRONET ENERTEC TEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1605
MICT|MICRONET ENERTEC TEC|DBAB|Deutsche Bank Securities Inc.|1426
MICT|MICRONET ENERTEC TEC|DBAX|Deutsche Bank Securities Inc.|1200
MICT|MICRONET ENERTEC TEC|DEGS|RONIN PROFESSIONAL LLC|5981
MICT|MICRONET ENERTEC TEC|EBXL|EBX LLC|300
MICT|MICRONET ENERTEC TEC|EGAM|CBOE TRADING, INC.|3751
MICT|MICRONET ENERTEC TEC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
MICT|MICRONET ENERTEC TEC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|342
MICT|MICRONET ENERTEC TEC|ETRS|E*Trade Securities LLC|82477
MICT|MICRONET ENERTEC TEC|FBCO|Credit Suisse Securities (USA) LLC|4009
MICT|MICRONET ENERTEC TEC|FOMA|TD AMERITRADE CLEARING, INC.|90146
MICT|MICRONET ENERTEC TEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18
MICT|MICRONET ENERTEC TEC|FTBR|Foliofn Investments, Inc.|25
MICT|MICRONET ENERTEC TEC|GEBB|GLOBAL EXECUTION BROKERS, LP|229
MICT|MICRONET ENERTEC TEC|GSCO|GOLDMAN SACHS & CO. LLC|1
MICT|MICRONET ENERTEC TEC|GSCS|GOLDMAN SACHS & CO. LLC|1400
MICT|MICRONET ENERTEC TEC|HRBF|American Enterprise Investment Services Inc.|603
MICT|MICRONET ENERTEC TEC|IATS|INTERACTIVE BROKERS LLC|1248
MICT|MICRONET ENERTEC TEC|IBKR|Interactive Brokers Llc|29641
MICT|MICRONET ENERTEC TEC|ICBX|INSTINET, LLC|1100
MICT|MICRONET ENERTEC TEC|INCA|INSTINET, LLC|4087
MICT|MICRONET ENERTEC TEC|ITGI|ITG Inc.|2300
MICT|MICRONET ENERTEC TEC|ITGP|ITG INC.|4000
MICT|MICRONET ENERTEC TEC|JPMX|J.P. Morgan Securities LLC|1000
MICT|MICRONET ENERTEC TEC|LEHM|Barclays Capital Inc./Le|617
MICT|MICRONET ENERTEC TEC|LIME|Lime Brokerage LLC|10190
MICT|MICRONET ENERTEC TEC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
MICT|MICRONET ENERTEC TEC|MSCO|MORGAN STANLEY & CO. LLC|23043
MICT|MICRONET ENERTEC TEC|MSPL|MORGAN STANLEY & CO. LLC|6000
MICT|MICRONET ENERTEC TEC|NFSC|National Financial Services LLC|69760
MICT|MICRONET ENERTEC TEC|NITE|VIRTU Americas LLC|172085
MICT|MICRONET ENERTEC TEC|PDQM|CODA MARKETS, INC.|700
MICT|MICRONET ENERTEC TEC|SBSH|Citigroup Global Markets Inc.|1264
MICT|MICRONET ENERTEC TEC|SPDR|SPEEDROUTE LLC|2187
MICT|MICRONET ENERTEC TEC|SWIM|TD Ameritrade, Inc.|26956
MICT|MICRONET ENERTEC TEC|TKNG|ALLY INVEST SECURITIES LLC|6450
MICT|MICRONET ENERTEC TEC|TRCM|TRC MARKETS LLC|100
MICT|MICRONET ENERTEC TEC|UBSA|UBS SECURITIES LLC|1958
MICT|MICRONET ENERTEC TEC|UBSS|UBS Securities LLC|21807
MICT|MICRONET ENERTEC TEC|VGRD|Vanguard Marketing Corporation|2950
MICT|MICRONET ENERTEC TEC|WCHV|WELLS FARGO SECURITIES, LLC|2750
MICT|MICRONET ENERTEC TEC|WGIF|CIBC World Markets Inc.|800
MICT|MICRONET ENERTEC TEC|WSEA|WOLVERINE SECURITIES, LLC|4137
MICT|MICRONET ENERTEC TEC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MIDD|MIDDLEBY CORP (THE##|ABLE|NATIXIS Securities Americas LLC|100000
MIDD|MIDDLEBY CORP (THE##|ALTX|Alternet Securities Inc.|10617
MIDD|MIDDLEBY CORP (THE##|ANOS|ABEL/NOSER, L.L.C.|3250
MIDD|MIDDLEBY CORP (THE##|APCC|Apex Clearing Corporation|126
MIDD|MIDDLEBY CORP (THE##|BANK|Primevest Financial Services, Inc.|42
MIDD|MIDDLEBY CORP (THE##|BARD|Robert W. Baird & Co. Incorporated|499237
MIDD|MIDDLEBY CORP (THE##|BATM|CBOE TRADING, INC.|2656
MIDD|MIDDLEBY CORP (THE##|BAYT|BTIG, LLC|650
MIDD|MIDDLEBY CORP (THE##|BBNT|BB&T SECURITIES, LLC|684
MIDD|MIDDLEBY CORP (THE##|BERN|Sanford C. Bernstein & Co., LLC|66190
MIDD|MIDDLEBY CORP (THE##|BIAD|SAGETRADER, LLC|99
MIDD|MIDDLEBY CORP (THE##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4727
MIDD|MIDDLEBY CORP (THE##|BLKX|INSTINET, LLC|18400
MIDD|MIDDLEBY CORP (THE##|BMOC|BMO Capital Markets Corp.|6764
MIDD|MIDDLEBY CORP (THE##|BNPX|BNP PARIBAS SECURITIES CORP.|2355
MIDD|MIDDLEBY CORP (THE##|BOSC|Boenning & Scattergood, Inc.|75
MIDD|MIDDLEBY CORP (THE##|BTIG|BTIG, LLC|22268
MIDD|MIDDLEBY CORP (THE##|BYXM|CBOE TRADING, INC.|1169
MIDD|MIDDLEBY CORP (THE##|CANT|Cantor Fitzgerald & Co.|397
MIDD|MIDDLEBY CORP (THE##|CBLC|CITIGROUP GLOBAL MARKETS INC.|15768
MIDD|MIDDLEBY CORP (THE##|CHAS|Charles Schwab & Co., Inc.|923
MIDD|MIDDLEBY CORP (THE##|CIST|Capital Institutional Services, Inc.|7174
MIDD|MIDDLEBY CORP (THE##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|159596
MIDD|MIDDLEBY CORP (THE##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1550
MIDD|MIDDLEBY CORP (THE##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|446820
MIDD|MIDDLEBY CORP (THE##|CTDL|Citadel Derivatives Group Llc|18470
MIDD|MIDDLEBY CORP (THE##|CXCX|CITIGROUP GLOBAL MARKETS INC.|55632
MIDD|MIDDLEBY CORP (THE##|DADA|D.A. Davidson & Co.|1377
MIDD|MIDDLEBY CORP (THE##|DBAB|Deutsche Bank Securities Inc.|273028
MIDD|MIDDLEBY CORP (THE##|DBAX|Deutsche Bank Securities Inc.|339700
MIDD|MIDDLEBY CORP (THE##|DBUL|Deutsche Bank Securities Inc.|3025
MIDD|MIDDLEBY CORP (THE##|DCHF|Dart Executions, LLC|828
MIDD|MIDDLEBY CORP (THE##|DEAN|MORGAN STANLEY|8317
MIDD|MIDDLEBY CORP (THE##|DEGS|RONIN PROFESSIONAL LLC|173
MIDD|MIDDLEBY CORP (THE##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2921
MIDD|MIDDLEBY CORP (THE##|EBXL|EBX LLC|112900
MIDD|MIDDLEBY CORP (THE##|ECUT|CONVERGEX EXECUTION SOLUTIONS|821
MIDD|MIDDLEBY CORP (THE##|EDJC|Edward Jones / CDS|98
MIDD|MIDDLEBY CORP (THE##|EDJO|Edward D. Jones & Co., L.P.|691
MIDD|MIDDLEBY CORP (THE##|EGAM|CBOE TRADING, INC.|8951
MIDD|MIDDLEBY CORP (THE##|EGAW|CBOE TRADING, INC.|107
MIDD|MIDDLEBY CORP (THE##|EGMT|EG MARKET TECHNOLOGIES LLC|200
MIDD|MIDDLEBY CORP (THE##|EGXM|CBOE TRADING, INC.|2892
MIDD|MIDDLEBY CORP (THE##|EGXW|CBOE TRADING, INC.|93
MIDD|MIDDLEBY CORP (THE##|ETBE|Electronic Transaction Clearing, Inc.|17974
MIDD|MIDDLEBY CORP (THE##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|108
MIDD|MIDDLEBY CORP (THE##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2106
MIDD|MIDDLEBY CORP (THE##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18872
MIDD|MIDDLEBY CORP (THE##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|109
MIDD|MIDDLEBY CORP (THE##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|74380
MIDD|MIDDLEBY CORP (THE##|ETRS|E*Trade Securities LLC|21440
MIDD|MIDDLEBY CORP (THE##|FBCO|Credit Suisse Securities (USA) LLC|632826
MIDD|MIDDLEBY CORP (THE##|FBSB|U.S. Bancorp Investments, Inc.|5
MIDD|MIDDLEBY CORP (THE##|FILL|Tradestation Securities, Inc.|321
MIDD|MIDDLEBY CORP (THE##|FINX|FINTECH SECURITIES|1100
MIDD|MIDDLEBY CORP (THE##|FMAF|NBCN Inc./ CDS|596
MIDD|MIDDLEBY CORP (THE##|FOMA|TD AMERITRADE CLEARING, INC.|51307
MIDD|MIDDLEBY CORP (THE##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|877
MIDD|MIDDLEBY CORP (THE##|FQLS|Quantlab Securities LP|219381
MIDD|MIDDLEBY CORP (THE##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90614
MIDD|MIDDLEBY CORP (THE##|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5322
MIDD|MIDDLEBY CORP (THE##|FTBR|Foliofn Investments, Inc.|599
MIDD|MIDDLEBY CORP (THE##|GEBB|GLOBAL EXECUTION BROKERS, LP|3698
MIDD|MIDDLEBY CORP (THE##|GLIS|TD Securities Inc|7
MIDD|MIDDLEBY CORP (THE##|GLPX|ACS EXECUTION SERVICES, LLC|47799
MIDD|MIDDLEBY CORP (THE##|GSCO|GOLDMAN SACHS & CO. LLC|806271
MIDD|MIDDLEBY CORP (THE##|GSCS|GOLDMAN SACHS & CO. LLC|2719
MIDD|MIDDLEBY CORP (THE##|GSLT|GOLDMAN SACHS & CO. LLC|2593
MIDD|MIDDLEBY CORP (THE##|GTSZ|GTS SECURITIES LLC|48543
MIDD|MIDDLEBY CORP (THE##|HAPX|HAP Trading, LLC|300
MIDD|MIDDLEBY CORP (THE##|HPPX|POTAMUS TRADING, LLC|134
MIDD|MIDDLEBY CORP (THE##|HRBF|American Enterprise Investment Services Inc.|1847
MIDD|MIDDLEBY CORP (THE##|HSBC|HSBC Securities, Inc.|249
MIDD|MIDDLEBY CORP (THE##|IATS|INTERACTIVE BROKERS LLC|10323
MIDD|MIDDLEBY CORP (THE##|IBKR|Interactive Brokers Llc|82454
MIDD|MIDDLEBY CORP (THE##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|994
MIDD|MIDDLEBY CORP (THE##|ICBX|INSTINET, LLC|47930
MIDD|MIDDLEBY CORP (THE##|INCA|INSTINET, LLC|434417
MIDD|MIDDLEBY CORP (THE##|INJX|INSTINET, LLC|12011
MIDD|MIDDLEBY CORP (THE##|ITGI|ITG Inc.|54615
MIDD|MIDDLEBY CORP (THE##|ITGP|ITG INC.|284800
MIDD|MIDDLEBY CORP (THE##|JEFF|JEFFERIES LLC|86771
MIDD|MIDDLEBY CORP (THE##|JMPT|JUMP TRADING, LLC|28594
MIDD|MIDDLEBY CORP (THE##|JONE|JonesTrading|604
MIDD|MIDDLEBY CORP (THE##|JPBX|J.P. MORGAN SECURITIES LLC|15335
MIDD|MIDDLEBY CORP (THE##|JPMX|J.P. Morgan Securities LLC|429480
MIDD|MIDDLEBY CORP (THE##|JSJX|JANE STREET CAPITAL LLC|40784
MIDD|MIDDLEBY CORP (THE##|KCGM|VIRTU Americas LLC|48327
MIDD|MIDDLEBY CORP (THE##|KEYB|KEYBANC CAPITAL MARKETS INC.|25000
MIDD|MIDDLEBY CORP (THE##|LEHM|Barclays Capital Inc./Le|548361
MIDD|MIDDLEBY CORP (THE##|LIME|Lime Brokerage LLC|119332
MIDD|MIDDLEBY CORP (THE##|LMNX|LUMINEX TRADING & ANALYTICS LLC|57470
MIDD|MIDDLEBY CORP (THE##|LOOP|Loop Capital Markets LLC|680
MIDD|MIDDLEBY CORP (THE##|LQNA|LIQUIDNET, INC.|29900
MIDD|MIDDLEBY CORP (THE##|LSCI|Lek Securities Corporation|6
MIDD|MIDDLEBY CORP (THE##|MACC|Mid Atlantic Capital Corporation|266
MIDD|MIDDLEBY CORP (THE##|MACQ|Macquarie Capital (USA) Inc.|3801
MIDD|MIDDLEBY CORP (THE##|MAXM|Maxim Group LLC|38
MIDD|MIDDLEBY CORP (THE##|MBTS|ALLY INVEST SECURITIES LLC|40
MIDD|MIDDLEBY CORP (THE##|MCMF|Raymond James Ltd. Cds|36
MIDD|MIDDLEBY CORP (THE##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82354
MIDD|MIDDLEBY CORP (THE##|MOTF|MOTIF INVESTING, INC.|1
MIDD|MIDDLEBY CORP (THE##|MSCO|MORGAN STANLEY & CO. LLC|1504075
MIDD|MIDDLEBY CORP (THE##|MSPL|MORGAN STANLEY & CO. LLC|227200
MIDD|MIDDLEBY CORP (THE##|MSTX|MORGAN STANLEY & CO. LLC|54700
MIDD|MIDDLEBY CORP (THE##|NEUB|NEUBERGER BERMAN BD LLC|375
MIDD|MIDDLEBY CORP (THE##|NFSC|National Financial Services LLC|64838
MIDD|MIDDLEBY CORP (THE##|NITE|VIRTU Americas LLC|263868
MIDD|MIDDLEBY CORP (THE##|NITP|VIRTU Americas LLC|1909
MIDD|MIDDLEBY CORP (THE##|NQRB|Brut, LLC|8197
MIDD|MIDDLEBY CORP (THE##|NTRC|Northern Trust Securities, Inc.|38
MIDD|MIDDLEBY CORP (THE##|OPCO|Oppenheimer & Co. Inc.|8537
MIDD|MIDDLEBY CORP (THE##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2150
MIDD|MIDDLEBY CORP (THE##|PCPT|PHILLIP CAPITAL INC.|30
MIDD|MIDDLEBY CORP (THE##|PDQM|CODA MARKETS, INC.|120529
MIDD|MIDDLEBY CORP (THE##|PICT|Pictet Overseas Inc.|125
MIDD|MIDDLEBY CORP (THE##|PIPR|Piper Jaffray & Co.|1400
MIDD|MIDDLEBY CORP (THE##|PWJC|UBS Financial Services, Inc.|109
MIDD|MIDDLEBY CORP (THE##|RAJA|Raymond James & Associates, Inc.|7108
MIDD|MIDDLEBY CORP (THE##|RBCM|RBC CAPITAL MARKETS, LLC|1000
MIDD|MIDDLEBY CORP (THE##|SAGL|SAGETRADER, LLC|9975
MIDD|MIDDLEBY CORP (THE##|SAGW|SAGETRADER, LLC|100
MIDD|MIDDLEBY CORP (THE##|SBSH|Citigroup Global Markets Inc.|164973
MIDD|MIDDLEBY CORP (THE##|SEIC|SEI Investments Distribution Co.|100
MIDD|MIDDLEBY CORP (THE##|SGMT|GOLDMAN SACHS & CO. LLC|95712
MIDD|MIDDLEBY CORP (THE##|SPDR|SPEEDROUTE LLC|14104
MIDD|MIDDLEBY CORP (THE##|SPHN|Stephens Inc.|140
MIDD|MIDDLEBY CORP (THE##|STFL|Stifel, Nicolaus & Company, Incorporated|3335
MIDD|MIDDLEBY CORP (THE##|SWIM|TD Ameritrade, Inc.|59765
MIDD|MIDDLEBY CORP (THE##|SWST|Hilltop Securities Inc.|542
MIDD|MIDDLEBY CORP (THE##|TAGC|TELSEY ADVISORY GROUP LLC|200
MIDD|MIDDLEBY CORP (THE##|TKNG|ALLY INVEST SECURITIES LLC|1210
MIDD|MIDDLEBY CORP (THE##|TONC|CUTTONE & CO., LLC|2123
MIDD|MIDDLEBY CORP (THE##|TOUR|TOURMALINE PARTNERS, LLC|25000
MIDD|MIDDLEBY CORP (THE##|TRBT|Tradebot Systems, Inc.|177467
MIDD|MIDDLEBY CORP (THE##|TRCM|TRC MARKETS LLC|62029
MIDD|MIDDLEBY CORP (THE##|UBSS|UBS Securities LLC|892582
MIDD|MIDDLEBY CORP (THE##|VALX|VIRTU AMERICAS LLC|7329
MIDD|MIDDLEBY CORP (THE##|VGRD|Vanguard Marketing Corporation|4762
MIDD|MIDDLEBY CORP (THE##|VNDM|Wall Street Access|1500
MIDD|MIDDLEBY CORP (THE##|WBLR|WILLIAM BLAIR|210
MIDD|MIDDLEBY CORP (THE##|WBPX|SUMMIT SECURITIES GROUP, LLC|1506
MIDD|MIDDLEBY CORP (THE##|WCHV|WELLS FARGO SECURITIES, LLC|31578
MIDD|MIDDLEBY CORP (THE##|WDNX|WEEDEN & CO.L.P.|2744
MIDD|MIDDLEBY CORP (THE##|WEDB|WEDBUSH SECURITIES INC.|36
MIDD|MIDDLEBY CORP (THE##|WEED|Weeden & Co.L.P.|115161
MIDD|MIDDLEBY CORP (THE##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|809
MIDD|MIDDLEBY CORP (THE##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8999
MIDD|MIDDLEBY CORP (THE##|WGIF|CIBC World Markets Inc.|4164
MIDD|MIDDLEBY CORP (THE##|WSAG|WALL STREET ACCESS|2856
MIDD|MIDDLEBY CORP (THE##|WSEA|WOLVERINE SECURITIES, LLC|1246
MIDD|MIDDLEBY CORP (THE##|WTCO|Williams Trading LLC|500
MIDD|MIDDLEBY CORP (THE##|XIST|INSTINET, LLC|31814
MIDD|MIDDLEBY CORP (THE##|XPQR|Jump Trading|13
MIDD|MIDDLEBY CORP (THE##|XSTM|NATIONAL FINANCIAL SERVICES LLC|16836
MIDD|MIDDLEBY CORP (THE##|YKNA|COMHAR CAPITAL MARKETS, LLC|8802
MIDD|MIDDLEBY CORP (THE##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3526
MIDU|MID CAP BULL 3X SHS|APCC|Apex Clearing Corporation|80
MIDU|MID CAP BULL 3X SHS|BATM|CBOE TRADING, INC.|86
MIDU|MID CAP BULL 3X SHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
MIDU|MID CAP BULL 3X SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23965
MIDU|MID CAP BULL 3X SHS|DBAX|Deutsche Bank Securities Inc.|5400
MIDU|MID CAP BULL 3X SHS|DEAN|MORGAN STANLEY|44
MIDU|MID CAP BULL 3X SHS|EBXL|EBX LLC|4500
MIDU|MID CAP BULL 3X SHS|EGXM|CBOE TRADING, INC.|600
MIDU|MID CAP BULL 3X SHS|ETRS|E*Trade Securities LLC|28620
MIDU|MID CAP BULL 3X SHS|FBSB|U.S. Bancorp Investments, Inc.|96
MIDU|MID CAP BULL 3X SHS|FILL|Tradestation Securities, Inc.|198
MIDU|MID CAP BULL 3X SHS|FMAF|NBCN Inc./ CDS|50
MIDU|MID CAP BULL 3X SHS|FTBR|Foliofn Investments, Inc.|8516
MIDU|MID CAP BULL 3X SHS|GSLT|GOLDMAN SACHS & CO. LLC|6
MIDU|MID CAP BULL 3X SHS|GTSZ|GTS SECURITIES LLC|1269
MIDU|MID CAP BULL 3X SHS|HRBF|American Enterprise Investment Services Inc.|50
MIDU|MID CAP BULL 3X SHS|IATS|INTERACTIVE BROKERS LLC|7729
MIDU|MID CAP BULL 3X SHS|IBKR|Interactive Brokers Llc|9434
MIDU|MID CAP BULL 3X SHS|ICBX|INSTINET, LLC|4900
MIDU|MID CAP BULL 3X SHS|INCA|INSTINET, LLC|21
MIDU|MID CAP BULL 3X SHS|ITGI|ITG Inc.|100
MIDU|MID CAP BULL 3X SHS|ITGP|ITG INC.|200
MIDU|MID CAP BULL 3X SHS|JPMX|J.P. Morgan Securities LLC|8190
MIDU|MID CAP BULL 3X SHS|JSEB|JANE STREET EXECUTION SERVICES, LLC|2000
MIDU|MID CAP BULL 3X SHS|JSJX|JANE STREET CAPITAL LLC|68324
MIDU|MID CAP BULL 3X SHS|KCGM|VIRTU Americas LLC|5420
MIDU|MID CAP BULL 3X SHS|LEHM|Barclays Capital Inc./Le|13055
MIDU|MID CAP BULL 3X SHS|LIME|Lime Brokerage LLC|5745
MIDU|MID CAP BULL 3X SHS|LIWM|LIME BROKERAGE LLC|147
MIDU|MID CAP BULL 3X SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
MIDU|MID CAP BULL 3X SHS|MOTF|MOTIF INVESTING, INC.|5
MIDU|MID CAP BULL 3X SHS|MSCO|MORGAN STANLEY & CO. LLC|3061
MIDU|MID CAP BULL 3X SHS|NFSC|National Financial Services LLC|43287
MIDU|MID CAP BULL 3X SHS|NITE|VIRTU Americas LLC|45246
MIDU|MID CAP BULL 3X SHS|NTBF|BMO Nesbitt Burns Inc./CDS|300
MIDU|MID CAP BULL 3X SHS|RBCM|RBC CAPITAL MARKETS, LLC|46
MIDU|MID CAP BULL 3X SHS|SGMT|GOLDMAN SACHS & CO. LLC|2208
MIDU|MID CAP BULL 3X SHS|STTT|STATETRUST INVESTMENTS INC.|7100
MIDU|MID CAP BULL 3X SHS|SWIM|TD Ameritrade, Inc.|4851
MIDU|MID CAP BULL 3X SHS|TKNG|ALLY INVEST SECURITIES LLC|247
MIDU|MID CAP BULL 3X SHS|UBSA|UBS SECURITIES LLC|6001
MIDU|MID CAP BULL 3X SHS|UBSS|UBS Securities LLC|11741
MIDU|MID CAP BULL 3X SHS|VALX|VIRTU AMERICAS LLC|3648
MIDU|MID CAP BULL 3X SHS|VGRD|Vanguard Marketing Corporation|3782
MIDU|MID CAP BULL 3X SHS|WCHV|WELLS FARGO SECURITIES, LLC|102
MIDU|MID CAP BULL 3X SHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2138
MIDU|MID CAP BULL 3X SHS|WSEA|WOLVERINE SECURITIES, LLC|79
MIDZ|MID CAP BEAR 3X NEW|APCC|Apex Clearing Corporation|19
MIDZ|MID CAP BEAR 3X NEW|BATM|CBOE TRADING, INC.|1707
MIDZ|MID CAP BEAR 3X NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|99
MIDZ|MID CAP BEAR 3X NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
MIDZ|MID CAP BEAR 3X NEW|ETRS|E*Trade Securities LLC|3924
MIDZ|MID CAP BEAR 3X NEW|FTBR|Foliofn Investments, Inc.|300
MIDZ|MID CAP BEAR 3X NEW|GSLT|GOLDMAN SACHS & CO. LLC|170
MIDZ|MID CAP BEAR 3X NEW|IBKR|Interactive Brokers Llc|806
MIDZ|MID CAP BEAR 3X NEW|INCA|INSTINET, LLC|5
MIDZ|MID CAP BEAR 3X NEW|JSEB|JANE STREET EXECUTION SERVICES, LLC|600
MIDZ|MID CAP BEAR 3X NEW|JSJX|JANE STREET CAPITAL LLC|1325
MIDZ|MID CAP BEAR 3X NEW|LEHM|Barclays Capital Inc./Le|200
MIDZ|MID CAP BEAR 3X NEW|LIME|Lime Brokerage LLC|7065
MIDZ|MID CAP BEAR 3X NEW|MOTF|MOTIF INVESTING, INC.|1
MIDZ|MID CAP BEAR 3X NEW|MSCO|MORGAN STANLEY & CO. LLC|2735
MIDZ|MID CAP BEAR 3X NEW|NFSC|National Financial Services LLC|49288
MIDZ|MID CAP BEAR 3X NEW|NITE|VIRTU Americas LLC|34954
MIDZ|MID CAP BEAR 3X NEW|RBCM|RBC CAPITAL MARKETS, LLC|350
MIDZ|MID CAP BEAR 3X NEW|SWIM|TD Ameritrade, Inc.|1151
MIDZ|MID CAP BEAR 3X NEW|UBSA|UBS SECURITIES LLC|441
MIDZ|MID CAP BEAR 3X NEW|UBSS|UBS Securities LLC|1358
MIDZ|MID CAP BEAR 3X NEW|VGRD|Vanguard Marketing Corporation|220
MIDZ|MID CAP BEAR 3X NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4373
MIDZ|MID CAP BEAR 3X NEW|WSEA|WOLVERINE SECURITIES, LLC|8
MIE|COHEN & STEERS|ALTX|Alternet Securities Inc.|200
MIE|COHEN & STEERS|APCC|Apex Clearing Corporation|61
MIE|COHEN & STEERS|BARD|Robert W. Baird & Co. Incorporated|63952
MIE|COHEN & STEERS|BATM|CBOE TRADING, INC.|21
MIE|COHEN & STEERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|742
MIE|COHEN & STEERS|BTIG|BTIG, LLC|13831
MIE|COHEN & STEERS|CANT|Cantor Fitzgerald & Co.|889
MIE|COHEN & STEERS|CHAS|Charles Schwab & Co., Inc.|1718
MIE|COHEN & STEERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
MIE|COHEN & STEERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MIE|COHEN & STEERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4324
MIE|COHEN & STEERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7610
MIE|COHEN & STEERS|DADA|D.A. Davidson & Co.|1475
MIE|COHEN & STEERS|DBAX|Deutsche Bank Securities Inc.|1600
MIE|COHEN & STEERS|DEAN|MORGAN STANLEY|2846
MIE|COHEN & STEERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12728
MIE|COHEN & STEERS|EBXL|EBX LLC|9700
MIE|COHEN & STEERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2503
MIE|COHEN & STEERS|EDJO|Edward D. Jones & Co., L.P.|992
MIE|COHEN & STEERS|EGAM|CBOE TRADING, INC.|815
MIE|COHEN & STEERS|EGXM|CBOE TRADING, INC.|200
MIE|COHEN & STEERS|ESPO|ESPOSITO SECURITIES, LLC|1468
MIE|COHEN & STEERS|ETRS|E*Trade Securities LLC|5753
MIE|COHEN & STEERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4072
MIE|COHEN & STEERS|FTBR|Foliofn Investments, Inc.|241
MIE|COHEN & STEERS|GLPX|ACS EXECUTION SERVICES, LLC|700
MIE|COHEN & STEERS|GSCO|GOLDMAN SACHS & CO. LLC|23652
MIE|COHEN & STEERS|GSCS|GOLDMAN SACHS & CO. LLC|200
MIE|COHEN & STEERS|GSLT|GOLDMAN SACHS & CO. LLC|400
MIE|COHEN & STEERS|GTSZ|GTS SECURITIES LLC|3100
MIE|COHEN & STEERS|HRBF|American Enterprise Investment Services Inc.|11492
MIE|COHEN & STEERS|IATS|INTERACTIVE BROKERS LLC|10214
MIE|COHEN & STEERS|IBKR|Interactive Brokers Llc|26350
MIE|COHEN & STEERS|ICBX|INSTINET, LLC|6515
MIE|COHEN & STEERS|INCA|INSTINET, LLC|3320
MIE|COHEN & STEERS|ITGI|ITG Inc.|600
MIE|COHEN & STEERS|ITGP|ITG INC.|1600
MIE|COHEN & STEERS|JANY|Janney Montgomery Scott Inc.|135
MIE|COHEN & STEERS|JPMX|J.P. Morgan Securities LLC|2400
MIE|COHEN & STEERS|KCGM|VIRTU Americas LLC|1300
MIE|COHEN & STEERS|LEHM|Barclays Capital Inc./Le|600
MIE|COHEN & STEERS|LIME|Lime Brokerage LLC|1062
MIE|COHEN & STEERS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|515
MIE|COHEN & STEERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
MIE|COHEN & STEERS|MOTF|MOTIF INVESTING, INC.|1
MIE|COHEN & STEERS|MSCO|MORGAN STANLEY & CO. LLC|41848
MIE|COHEN & STEERS|MSPL|MORGAN STANLEY & CO. LLC|9400
MIE|COHEN & STEERS|NATL|National Securities Corporation|3300
MIE|COHEN & STEERS|NFSC|National Financial Services LLC|68322
MIE|COHEN & STEERS|NITE|VIRTU Americas LLC|154949
MIE|COHEN & STEERS|NQRB|Brut, LLC|2700
MIE|COHEN & STEERS|OPCO|Oppenheimer & Co. Inc.|50660
MIE|COHEN & STEERS|PDQM|CODA MARKETS, INC.|1606
MIE|COHEN & STEERS|PWJC|UBS Financial Services, Inc.|1800
MIE|COHEN & STEERS|RBCM|RBC CAPITAL MARKETS, LLC|28185
MIE|COHEN & STEERS|RGLD|Regal Securities, Inc|800
MIE|COHEN & STEERS|SBSH|Citigroup Global Markets Inc.|8633
MIE|COHEN & STEERS|SGMT|GOLDMAN SACHS & CO. LLC|2688
MIE|COHEN & STEERS|SPDR|SPEEDROUTE LLC|200
MIE|COHEN & STEERS|STFL|Stifel, Nicolaus & Company, Incorporated|4032
MIE|COHEN & STEERS|SWIM|TD Ameritrade, Inc.|5838
MIE|COHEN & STEERS|SWST|Hilltop Securities Inc.|11514
MIE|COHEN & STEERS|TRBT|Tradebot Systems, Inc.|1495
MIE|COHEN & STEERS|UBSA|UBS SECURITIES LLC|13695
MIE|COHEN & STEERS|UBSS|UBS Securities LLC|75659
MIE|COHEN & STEERS|VALX|VIRTU AMERICAS LLC|600
MIE|COHEN & STEERS|VGRD|Vanguard Marketing Corporation|57864
MIE|COHEN & STEERS|WCHV|WELLS FARGO SECURITIES, LLC|33089
MIE|COHEN & STEERS|WEDB|WEDBUSH SECURITIES INC.|2819
MIE|COHEN & STEERS|WEED|Weeden & Co.L.P.|10
MIE|COHEN & STEERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|209
MIE|COHEN & STEERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7175
MIE|COHEN & STEERS|WSEA|WOLVERINE SECURITIES, LLC|2000
MIE|COHEN & STEERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
MIE|COHEN & STEERS|YKNA|COMHAR CAPITAL MARKETS, LLC|606
MIE|COHEN & STEERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2319
MIK|THE MICHAELS COMP CM|ADAM|CANACCORD GENUITY INC.|43357
MIK|THE MICHAELS COMP CM|AGIS|Aegis Capital Corp.|300
MIK|THE MICHAELS COMP CM|ALTX|Alternet Securities Inc.|119586
MIK|THE MICHAELS COMP CM|ANOS|ABEL/NOSER, L.L.C.|802
MIK|THE MICHAELS COMP CM|APCC|Apex Clearing Corporation|162276
MIK|THE MICHAELS COMP CM|AQUA|AQUA SECURITIES L.P.|55100
MIK|THE MICHAELS COMP CM|BARD|Robert W. Baird & Co. Incorporated|11335
MIK|THE MICHAELS COMP CM|BATM|CBOE TRADING, INC.|8211
MIK|THE MICHAELS COMP CM|BAYT|BTIG, LLC|4700
MIK|THE MICHAELS COMP CM|BBNT|BB&T SECURITIES, LLC|141
MIK|THE MICHAELS COMP CM|BERN|Sanford C. Bernstein & Co., LLC|90204
MIK|THE MICHAELS COMP CM|BKCM|BNY Mellon Capital Markets LLC|11830
MIK|THE MICHAELS COMP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|120255
MIK|THE MICHAELS COMP CM|BLKX|INSTINET, LLC|152593
MIK|THE MICHAELS COMP CM|BMOC|BMO Capital Markets Corp.|6431
MIK|THE MICHAELS COMP CM|BNPX|BNP PARIBAS SECURITIES CORP.|98085
MIK|THE MICHAELS COMP CM|BRGE|Newbridge Securities Corp.|500
MIK|THE MICHAELS COMP CM|BRVL|BLAYLOCK VAN, LLC|8540
MIK|THE MICHAELS COMP CM|BTIG|BTIG, LLC|39556
MIK|THE MICHAELS COMP CM|BYXM|CBOE TRADING, INC.|8186
MIK|THE MICHAELS COMP CM|BZYD|GOLDMAN SACHS & CO. LLC|1610
MIK|THE MICHAELS COMP CM|CANT|Cantor Fitzgerald & Co.|415
MIK|THE MICHAELS COMP CM|CBRA|Cobra Trading, Inc.|600
MIK|THE MICHAELS COMP CM|CHAS|Charles Schwab & Co., Inc.|17651
MIK|THE MICHAELS COMP CM|CICF|Canaccord Genuity Corp.|1029
MIK|THE MICHAELS COMP CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|576
MIK|THE MICHAELS COMP CM|CIST|Capital Institutional Services, Inc.|322
MIK|THE MICHAELS COMP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|352171
MIK|THE MICHAELS COMP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|84757
MIK|THE MICHAELS COMP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|58543
MIK|THE MICHAELS COMP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1656025
MIK|THE MICHAELS COMP CM|CTDL|Citadel Derivatives Group Llc|34821
MIK|THE MICHAELS COMP CM|CTLR|CUTLER GROUP, LP|3300
MIK|THE MICHAELS COMP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|192308
MIK|THE MICHAELS COMP CM|DADA|D.A. Davidson & Co.|545
MIK|THE MICHAELS COMP CM|DAVA|Davenport & Company LLC|1100
MIK|THE MICHAELS COMP CM|DBAB|Deutsche Bank Securities Inc.|1153488
MIK|THE MICHAELS COMP CM|DBAX|Deutsche Bank Securities Inc.|1292600
MIK|THE MICHAELS COMP CM|DBUL|Deutsche Bank Securities Inc.|7349
MIK|THE MICHAELS COMP CM|DCHF|Dart Executions, LLC|12401
MIK|THE MICHAELS COMP CM|DEAN|MORGAN STANLEY|9653
MIK|THE MICHAELS COMP CM|DEGS|RONIN PROFESSIONAL LLC|19661
MIK|THE MICHAELS COMP CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|44511
MIK|THE MICHAELS COMP CM|EBXL|EBX LLC|592400
MIK|THE MICHAELS COMP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|100401
MIK|THE MICHAELS COMP CM|EDJO|Edward D. Jones & Co., L.P.|8842
MIK|THE MICHAELS COMP CM|EGAM|CBOE TRADING, INC.|120776
MIK|THE MICHAELS COMP CM|EGAW|CBOE TRADING, INC.|7739
MIK|THE MICHAELS COMP CM|EGMT|EG MARKET TECHNOLOGIES LLC|1800
MIK|THE MICHAELS COMP CM|EGXM|CBOE TRADING, INC.|23429
MIK|THE MICHAELS COMP CM|EGXW|CBOE TRADING, INC.|500
MIK|THE MICHAELS COMP CM|ELEV|ELEVATION, LLC|30839
MIK|THE MICHAELS COMP CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|25
MIK|THE MICHAELS COMP CM|ETBE|Electronic Transaction Clearing, Inc.|82853
MIK|THE MICHAELS COMP CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|57669
MIK|THE MICHAELS COMP CM|ETCC|Electronic Transaction Clearing, Inc.|1640
MIK|THE MICHAELS COMP CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20818
MIK|THE MICHAELS COMP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47942
MIK|THE MICHAELS COMP CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|891
MIK|THE MICHAELS COMP CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1228
MIK|THE MICHAELS COMP CM|ETRS|E*Trade Securities LLC|2117970
MIK|THE MICHAELS COMP CM|FBCO|Credit Suisse Securities (USA) LLC|2536979
MIK|THE MICHAELS COMP CM|FILL|Tradestation Securities, Inc.|148846
MIK|THE MICHAELS COMP CM|FMAF|NBCN Inc./ CDS|5108
MIK|THE MICHAELS COMP CM|FOMA|TD AMERITRADE CLEARING, INC.|1866990
MIK|THE MICHAELS COMP CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|206258
MIK|THE MICHAELS COMP CM|FQLS|Quantlab Securities LP|1667019
MIK|THE MICHAELS COMP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|354251
MIK|THE MICHAELS COMP CM|FTBR|Foliofn Investments, Inc.|3356
MIK|THE MICHAELS COMP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|63920
MIK|THE MICHAELS COMP CM|GLIS|TD Securities Inc|12709
MIK|THE MICHAELS COMP CM|GLPX|ACS EXECUTION SERVICES, LLC|289357
MIK|THE MICHAELS COMP CM|GSCO|GOLDMAN SACHS & CO. LLC|3123876
MIK|THE MICHAELS COMP CM|GSCS|GOLDMAN SACHS & CO. LLC|69793
MIK|THE MICHAELS COMP CM|GSLT|GOLDMAN SACHS & CO. LLC|86654
MIK|THE MICHAELS COMP CM|GTSZ|GTS SECURITIES LLC|170680
MIK|THE MICHAELS COMP CM|HAPX|HAP Trading, LLC|2707
MIK|THE MICHAELS COMP CM|HITS|Height Securities, LLC|100
MIK|THE MICHAELS COMP CM|HRBF|American Enterprise Investment Services Inc.|8064
MIK|THE MICHAELS COMP CM|HSBC|HSBC Securities, Inc.|1981
MIK|THE MICHAELS COMP CM|IATS|INTERACTIVE BROKERS LLC|78340
MIK|THE MICHAELS COMP CM|IBKR|Interactive Brokers Llc|866593
MIK|THE MICHAELS COMP CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3751
MIK|THE MICHAELS COMP CM|ICBX|INSTINET, LLC|347422
MIK|THE MICHAELS COMP CM|IEQY|CITADEL SECURITIES LLC|444432
MIK|THE MICHAELS COMP CM|INCA|INSTINET, LLC|1682397
MIK|THE MICHAELS COMP CM|INJX|INSTINET, LLC|150888
MIK|THE MICHAELS COMP CM|ITGI|ITG Inc.|275155
MIK|THE MICHAELS COMP CM|ITGP|ITG INC.|826000
MIK|THE MICHAELS COMP CM|JANY|Janney Montgomery Scott Inc.|3934
MIK|THE MICHAELS COMP CM|JEFF|JEFFERIES LLC|396330
MIK|THE MICHAELS COMP CM|JMPT|JUMP TRADING, LLC|395978
MIK|THE MICHAELS COMP CM|JONE|JonesTrading|31280
MIK|THE MICHAELS COMP CM|JPBX|J.P. MORGAN SECURITIES LLC|1126368
MIK|THE MICHAELS COMP CM|JPMX|J.P. Morgan Securities LLC|2952588
MIK|THE MICHAELS COMP CM|JSEB|JANE STREET EXECUTION SERVICES, LLC|600
MIK|THE MICHAELS COMP CM|JSJX|JANE STREET CAPITAL LLC|31035
MIK|THE MICHAELS COMP CM|KBWI|Keefe, Bruyette & Woods, Inc.|1300
MIK|THE MICHAELS COMP CM|KCGM|VIRTU Americas LLC|378543
MIK|THE MICHAELS COMP CM|LEER|LEERINK PARTNERS LLC|1480
MIK|THE MICHAELS COMP CM|LEHM|Barclays Capital Inc./Le|3926187
MIK|THE MICHAELS COMP CM|LIME|Lime Brokerage LLC|359698
MIK|THE MICHAELS COMP CM|LMGP|LIME BROKERAGE LLC|2100
MIK|THE MICHAELS COMP CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|100000
MIK|THE MICHAELS COMP CM|LOOP|Loop Capital Markets LLC|5990
MIK|THE MICHAELS COMP CM|LPCM|Lampert Capital Markets Inc.|1200
MIK|THE MICHAELS COMP CM|LQNA|LIQUIDNET, INC.|632200
MIK|THE MICHAELS COMP CM|LSCI|Lek Securities Corporation|35710
MIK|THE MICHAELS COMP CM|LTCO|Ladenburg, Thalmann & Co., Inc.|94690
MIK|THE MICHAELS COMP CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|32524
MIK|THE MICHAELS COMP CM|MACQ|Macquarie Capital (USA) Inc.|10401
MIK|THE MICHAELS COMP CM|MAGM|TOR BROKERAGE LLC|3400
MIK|THE MICHAELS COMP CM|MAVB|Great Point Capital LLC|1455
MIK|THE MICHAELS COMP CM|MAXM|Maxim Group LLC|121410
MIK|THE MICHAELS COMP CM|MBTS|ALLY INVEST SECURITIES LLC|9600
MIK|THE MICHAELS COMP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|509152
MIK|THE MICHAELS COMP CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
MIK|THE MICHAELS COMP CM|MOTF|MOTIF INVESTING, INC.|2
MIK|THE MICHAELS COMP CM|MSCO|MORGAN STANLEY & CO. LLC|10363446
MIK|THE MICHAELS COMP CM|MSPL|MORGAN STANLEY & CO. LLC|1402600
MIK|THE MICHAELS COMP CM|MSTX|MORGAN STANLEY & CO. LLC|1060600
MIK|THE MICHAELS COMP CM|NEED|Needham & Company, LLC|200
MIK|THE MICHAELS COMP CM|NFSC|National Financial Services LLC|1376773
MIK|THE MICHAELS COMP CM|NITE|VIRTU Americas LLC|3647858
MIK|THE MICHAELS COMP CM|NITP|VIRTU Americas LLC|5514
MIK|THE MICHAELS COMP CM|NMRA|Nomura Securities International, Inc.|34550
MIK|THE MICHAELS COMP CM|NQRB|Brut, LLC|60169
MIK|THE MICHAELS COMP CM|NTFN|Network 1 Financial Securities Inc.|4300
MIK|THE MICHAELS COMP CM|NTRC|Northern Trust Securities, Inc.|6112
MIK|THE MICHAELS COMP CM|OHOS|TWO SIGMA SECURITIES, LLC|208685
MIK|THE MICHAELS COMP CM|OPCO|Oppenheimer & Co. Inc.|9345
MIK|THE MICHAELS COMP CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1464
MIK|THE MICHAELS COMP CM|PDQM|CODA MARKETS, INC.|922519
MIK|THE MICHAELS COMP CM|PHLY|NASDAQ Execution Services, LLC|5600
MIK|THE MICHAELS COMP CM|POIN|PRECISION SECURITIES, LLC (POIN)|200
MIK|THE MICHAELS COMP CM|PWJC|UBS Financial Services, Inc.|13014
MIK|THE MICHAELS COMP CM|RAJA|Raymond James & Associates, Inc.|10611
MIK|THE MICHAELS COMP CM|RBCM|RBC CAPITAL MARKETS, LLC|75767
MIK|THE MICHAELS COMP CM|RGLD|Regal Securities, Inc|1400
MIK|THE MICHAELS COMP CM|RHCO|Suntrust Robinson Humphrey, Inc.|19463
MIK|THE MICHAELS COMP CM|SAGL|SAGETRADER, LLC|217143
MIK|THE MICHAELS COMP CM|SAGW|SAGETRADER, LLC|837
MIK|THE MICHAELS COMP CM|SBSH|Citigroup Global Markets Inc.|1672853
MIK|THE MICHAELS COMP CM|SEIC|SEI Investments Distribution Co.|488
MIK|THE MICHAELS COMP CM|SGMT|GOLDMAN SACHS & CO. LLC|613885
MIK|THE MICHAELS COMP CM|SJLS|TRADE INFORMATICS LLC|1700
MIK|THE MICHAELS COMP CM|SPDR|SPEEDROUTE LLC|144807
MIK|THE MICHAELS COMP CM|SPHN|Stephens Inc.|738361
MIK|THE MICHAELS COMP CM|SPNT|SEVEN POINTS CAPITAL, LLC|5166
MIK|THE MICHAELS COMP CM|SPTD|MINT GLOBAL MARKETS, INC.|2000
MIK|THE MICHAELS COMP CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|3000
MIK|THE MICHAELS COMP CM|STFL|Stifel, Nicolaus & Company, Incorporated|9659
MIK|THE MICHAELS COMP CM|SWIM|TD Ameritrade, Inc.|1610912
MIK|THE MICHAELS COMP CM|SWST|Hilltop Securities Inc.|15334
MIK|THE MICHAELS COMP CM|TAGC|TELSEY ADVISORY GROUP LLC|51861
MIK|THE MICHAELS COMP CM|TKNG|ALLY INVEST SECURITIES LLC|22411
MIK|THE MICHAELS COMP CM|TMBR|Timber Hill LLC|400
MIK|THE MICHAELS COMP CM|TONC|CUTTONE & CO., LLC|4800
MIK|THE MICHAELS COMP CM|TRBT|Tradebot Systems, Inc.|1116951
MIK|THE MICHAELS COMP CM|TRCM|TRC MARKETS LLC|314330
MIK|THE MICHAELS COMP CM|TRIP|Trident Partners Ltd.|2000
MIK|THE MICHAELS COMP CM|TWTT|TASTYWORKS, INC.|1621
MIK|THE MICHAELS COMP CM|UBSA|UBS SECURITIES LLC|2401278
MIK|THE MICHAELS COMP CM|UBSS|UBS Securities LLC|4238306
MIK|THE MICHAELS COMP CM|VALX|VIRTU AMERICAS LLC|79661
MIK|THE MICHAELS COMP CM|VGRD|Vanguard Marketing Corporation|64865
MIK|THE MICHAELS COMP CM|VNDS|VANDHAM SECURITIES CORP|2531
MIK|THE MICHAELS COMP CM|VSIN|Vision Financial Markets Llc|214
MIK|THE MICHAELS COMP CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1700
MIK|THE MICHAELS COMP CM|WCHV|WELLS FARGO SECURITIES, LLC|507040
MIK|THE MICHAELS COMP CM|WDNX|WEEDEN & CO.L.P.|550
MIK|THE MICHAELS COMP CM|WEDB|WEDBUSH SECURITIES INC.|215423
MIK|THE MICHAELS COMP CM|WEED|Weeden & Co.L.P.|5510
MIK|THE MICHAELS COMP CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|80734
MIK|THE MICHAELS COMP CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117882
MIK|THE MICHAELS COMP CM|WGIF|CIBC World Markets Inc.|26162
MIK|THE MICHAELS COMP CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|236
MIK|THE MICHAELS COMP CM|WSEA|WOLVERINE SECURITIES, LLC|96715
MIK|THE MICHAELS COMP CM|XIST|INSTINET, LLC|249272
MIK|THE MICHAELS COMP CM|XPQR|Jump Trading|2800
MIK|THE MICHAELS COMP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|288918
MIK|THE MICHAELS COMP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|56716
MIK|THE MICHAELS COMP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5369
MILN|GLBL X MLNLS THM ETF|APCC|Apex Clearing Corporation|61881
MILN|GLBL X MLNLS THM ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|251
MILN|GLBL X MLNLS THM ETF|BYXM|CBOE TRADING, INC.|314
MILN|GLBL X MLNLS THM ETF|CHAS|Charles Schwab & Co., Inc.|140
MILN|GLBL X MLNLS THM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23655
MILN|GLBL X MLNLS THM ETF|DBAX|Deutsche Bank Securities Inc.|6200
MILN|GLBL X MLNLS THM ETF|EBXL|EBX LLC|9000
MILN|GLBL X MLNLS THM ETF|ETRS|E*Trade Securities LLC|2993
MILN|GLBL X MLNLS THM ETF|FBCO|Credit Suisse Securities (USA) LLC|10679
MILN|GLBL X MLNLS THM ETF|FILL|Tradestation Securities, Inc.|40
MILN|GLBL X MLNLS THM ETF|FMAF|NBCN Inc./ CDS|200
MILN|GLBL X MLNLS THM ETF|FOMA|TD AMERITRADE CLEARING, INC.|19107
MILN|GLBL X MLNLS THM ETF|FTBR|Foliofn Investments, Inc.|1
MILN|GLBL X MLNLS THM ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|386
MILN|GLBL X MLNLS THM ETF|GSLT|GOLDMAN SACHS & CO. LLC|853
MILN|GLBL X MLNLS THM ETF|GTSZ|GTS SECURITIES LLC|1632
MILN|GLBL X MLNLS THM ETF|IBKR|Interactive Brokers Llc|3201
MILN|GLBL X MLNLS THM ETF|ICBX|INSTINET, LLC|8298
MILN|GLBL X MLNLS THM ETF|JPMX|J.P. Morgan Securities LLC|1600
MILN|GLBL X MLNLS THM ETF|JSJX|JANE STREET CAPITAL LLC|36560
MILN|GLBL X MLNLS THM ETF|KCGM|VIRTU Americas LLC|12102
MILN|GLBL X MLNLS THM ETF|LEHM|Barclays Capital Inc./Le|33400
MILN|GLBL X MLNLS THM ETF|LIME|Lime Brokerage LLC|8155
MILN|GLBL X MLNLS THM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12352
MILN|GLBL X MLNLS THM ETF|MSCO|MORGAN STANLEY & CO. LLC|16220
MILN|GLBL X MLNLS THM ETF|MSPL|MORGAN STANLEY & CO. LLC|600
MILN|GLBL X MLNLS THM ETF|NATL|National Securities Corporation|475
MILN|GLBL X MLNLS THM ETF|NFSC|National Financial Services LLC|39947
MILN|GLBL X MLNLS THM ETF|NITE|VIRTU Americas LLC|43944
MILN|GLBL X MLNLS THM ETF|PWJC|UBS Financial Services, Inc.|200
MILN|GLBL X MLNLS THM ETF|RAJA|Raymond James & Associates, Inc.|200
MILN|GLBL X MLNLS THM ETF|SBSH|Citigroup Global Markets Inc.|2300
MILN|GLBL X MLNLS THM ETF|SGMT|GOLDMAN SACHS & CO. LLC|2965
MILN|GLBL X MLNLS THM ETF|SWIM|TD Ameritrade, Inc.|1925
MILN|GLBL X MLNLS THM ETF|TKNG|ALLY INVEST SECURITIES LLC|24
MILN|GLBL X MLNLS THM ETF|UBSA|UBS SECURITIES LLC|2772
MILN|GLBL X MLNLS THM ETF|UBSS|UBS Securities LLC|5622
MILN|GLBL X MLNLS THM ETF|VGRD|Vanguard Marketing Corporation|482
MILN|GLBL X MLNLS THM ETF|WCHV|WELLS FARGO SECURITIES, LLC|819
MILN|GLBL X MLNLS THM ETF|WSEA|WOLVERINE SECURITIES, LLC|1525
MILN|GLBL X MLNLS THM ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1050
MILN|GLBL X MLNLS THM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4618
MIME|MIMECAST LIMITED ORD|AGIS|Aegis Capital Corp.|2750
MIME|MIMECAST LIMITED ORD|ALTX|Alternet Securities Inc.|4000
MIME|MIMECAST LIMITED ORD|APCC|Apex Clearing Corporation|361
MIME|MIMECAST LIMITED ORD|BARD|Robert W. Baird & Co. Incorporated|200
MIME|MIMECAST LIMITED ORD|BATM|CBOE TRADING, INC.|2458
MIME|MIMECAST LIMITED ORD|BAYT|BTIG, LLC|1600
MIME|MIMECAST LIMITED ORD|BERN|Sanford C. Bernstein & Co., LLC|72918
MIME|MIMECAST LIMITED ORD|BIMI|Banca IMI Securities Corp.|53
MIME|MIMECAST LIMITED ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1960
MIME|MIMECAST LIMITED ORD|BTIG|BTIG, LLC|42777
MIME|MIMECAST LIMITED ORD|BYXM|CBOE TRADING, INC.|1429
MIME|MIMECAST LIMITED ORD|BZYD|GOLDMAN SACHS & CO. LLC|2752
MIME|MIMECAST LIMITED ORD|CANT|Cantor Fitzgerald & Co.|186
MIME|MIMECAST LIMITED ORD|CHAS|Charles Schwab & Co., Inc.|559
MIME|MIMECAST LIMITED ORD|CIST|Capital Institutional Services, Inc.|338
MIME|MIMECAST LIMITED ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82360
MIME|MIMECAST LIMITED ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2876
MIME|MIMECAST LIMITED ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|116
MIME|MIMECAST LIMITED ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123767
MIME|MIMECAST LIMITED ORD|CTDL|Citadel Derivatives Group Llc|19889
MIME|MIMECAST LIMITED ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|10038
MIME|MIMECAST LIMITED ORD|DADA|D.A. Davidson & Co.|6
MIME|MIMECAST LIMITED ORD|DBAB|Deutsche Bank Securities Inc.|109017
MIME|MIMECAST LIMITED ORD|DBAX|Deutsche Bank Securities Inc.|122100
MIME|MIMECAST LIMITED ORD|DBUL|Deutsche Bank Securities Inc.|1380
MIME|MIMECAST LIMITED ORD|DCHF|Dart Executions, LLC|484
MIME|MIMECAST LIMITED ORD|DEAN|MORGAN STANLEY|5166
MIME|MIMECAST LIMITED ORD|DEGS|RONIN PROFESSIONAL LLC|9600
MIME|MIMECAST LIMITED ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3863
MIME|MIMECAST LIMITED ORD|EBXL|EBX LLC|66100
MIME|MIMECAST LIMITED ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|6371
MIME|MIMECAST LIMITED ORD|EDJO|Edward D. Jones & Co., L.P.|135
MIME|MIMECAST LIMITED ORD|EGAM|CBOE TRADING, INC.|2878
MIME|MIMECAST LIMITED ORD|EGAW|CBOE TRADING, INC.|67
MIME|MIMECAST LIMITED ORD|EGMT|EG MARKET TECHNOLOGIES LLC|10
MIME|MIMECAST LIMITED ORD|EGXM|CBOE TRADING, INC.|1164
MIME|MIMECAST LIMITED ORD|ESPO|ESPOSITO SECURITIES, LLC|32316
MIME|MIMECAST LIMITED ORD|ETBE|Electronic Transaction Clearing, Inc.|12125
MIME|MIMECAST LIMITED ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4144
MIME|MIMECAST LIMITED ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39945
MIME|MIMECAST LIMITED ORD|ETRS|E*Trade Securities LLC|33175
MIME|MIMECAST LIMITED ORD|FBCO|Credit Suisse Securities (USA) LLC|164649
MIME|MIMECAST LIMITED ORD|FILL|Tradestation Securities, Inc.|1562
MIME|MIMECAST LIMITED ORD|FMAF|NBCN Inc./ CDS|599
MIME|MIMECAST LIMITED ORD|FOMA|TD AMERITRADE CLEARING, INC.|128353
MIME|MIMECAST LIMITED ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|849
MIME|MIMECAST LIMITED ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102195
MIME|MIMECAST LIMITED ORD|FTBR|Foliofn Investments, Inc.|1017
MIME|MIMECAST LIMITED ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|4463
MIME|MIMECAST LIMITED ORD|GLPX|ACS EXECUTION SERVICES, LLC|15726
MIME|MIMECAST LIMITED ORD|GSCO|GOLDMAN SACHS & CO. LLC|406147
MIME|MIMECAST LIMITED ORD|GSCS|GOLDMAN SACHS & CO. LLC|53178
MIME|MIMECAST LIMITED ORD|GSLT|GOLDMAN SACHS & CO. LLC|927
MIME|MIMECAST LIMITED ORD|GTSZ|GTS SECURITIES LLC|22563
MIME|MIMECAST LIMITED ORD|HRBF|American Enterprise Investment Services Inc.|5419
MIME|MIMECAST LIMITED ORD|HSBC|HSBC Securities, Inc.|152
MIME|MIMECAST LIMITED ORD|IATS|INTERACTIVE BROKERS LLC|14343
MIME|MIMECAST LIMITED ORD|IBKR|Interactive Brokers Llc|102966
MIME|MIMECAST LIMITED ORD|ICBX|INSTINET, LLC|4650
MIME|MIMECAST LIMITED ORD|INCA|INSTINET, LLC|126856
MIME|MIMECAST LIMITED ORD|INJX|INSTINET, LLC|14158
MIME|MIMECAST LIMITED ORD|ITGI|ITG Inc.|24711
MIME|MIMECAST LIMITED ORD|ITGP|ITG INC.|161200
MIME|MIMECAST LIMITED ORD|JANY|Janney Montgomery Scott Inc.|100
MIME|MIMECAST LIMITED ORD|JEFF|JEFFERIES LLC|35150
MIME|MIMECAST LIMITED ORD|JMPT|JUMP TRADING, LLC|37183
MIME|MIMECAST LIMITED ORD|JONE|JonesTrading|649
MIME|MIMECAST LIMITED ORD|JPBX|J.P. MORGAN SECURITIES LLC|21138
MIME|MIMECAST LIMITED ORD|JPMX|J.P. Morgan Securities LLC|141636
MIME|MIMECAST LIMITED ORD|JSJX|JANE STREET CAPITAL LLC|20090
MIME|MIMECAST LIMITED ORD|KCGM|VIRTU Americas LLC|17007
MIME|MIMECAST LIMITED ORD|LEHM|Barclays Capital Inc./Le|201856
MIME|MIMECAST LIMITED ORD|LIME|Lime Brokerage LLC|161086
MIME|MIMECAST LIMITED ORD|LMNX|LUMINEX TRADING & ANALYTICS LLC|172646
MIME|MIMECAST LIMITED ORD|LOOP|Loop Capital Markets LLC|700
MIME|MIMECAST LIMITED ORD|LQNA|LIQUIDNET, INC.|60400
MIME|MIMECAST LIMITED ORD|LSCI|Lek Securities Corporation|5
MIME|MIMECAST LIMITED ORD|MACC|Mid Atlantic Capital Corporation|10
MIME|MIMECAST LIMITED ORD|MAXM|Maxim Group LLC|5850
MIME|MIMECAST LIMITED ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40840
MIME|MIMECAST LIMITED ORD|MOTF|MOTIF INVESTING, INC.|121
MIME|MIMECAST LIMITED ORD|MSCO|MORGAN STANLEY & CO. LLC|717406
MIME|MIMECAST LIMITED ORD|MSPL|MORGAN STANLEY & CO. LLC|150700
MIME|MIMECAST LIMITED ORD|MSTX|MORGAN STANLEY & CO. LLC|42500
MIME|MIMECAST LIMITED ORD|NEED|Needham & Company, LLC|1500
MIME|MIMECAST LIMITED ORD|NFSC|National Financial Services LLC|105912
MIME|MIMECAST LIMITED ORD|NITE|VIRTU Americas LLC|268874
MIME|MIMECAST LIMITED ORD|NITP|VIRTU Americas LLC|1954
MIME|MIMECAST LIMITED ORD|NQRB|Brut, LLC|6491
MIME|MIMECAST LIMITED ORD|OPCO|Oppenheimer & Co. Inc.|3220
MIME|MIMECAST LIMITED ORD|PDQM|CODA MARKETS, INC.|35946
MIME|MIMECAST LIMITED ORD|PICT|Pictet Overseas Inc.|250
MIME|MIMECAST LIMITED ORD|PIPR|Piper Jaffray & Co.|20937
MIME|MIMECAST LIMITED ORD|PWJC|UBS Financial Services, Inc.|2000
MIME|MIMECAST LIMITED ORD|RAJA|Raymond James & Associates, Inc.|5597
MIME|MIMECAST LIMITED ORD|RBCM|RBC CAPITAL MARKETS, LLC|330
MIME|MIMECAST LIMITED ORD|SAGL|SAGETRADER, LLC|200
MIME|MIMECAST LIMITED ORD|SAGW|SAGETRADER, LLC|1270
MIME|MIMECAST LIMITED ORD|SBSH|Citigroup Global Markets Inc.|35493
MIME|MIMECAST LIMITED ORD|SGMT|GOLDMAN SACHS & CO. LLC|58054
MIME|MIMECAST LIMITED ORD|SPDR|SPEEDROUTE LLC|3700
MIME|MIMECAST LIMITED ORD|SPTD|MINT GLOBAL MARKETS, INC.|13311
MIME|MIMECAST LIMITED ORD|STFL|Stifel, Nicolaus & Company, Incorporated|200
MIME|MIMECAST LIMITED ORD|STXG|Stockcross Financial Services, Inc.|448
MIME|MIMECAST LIMITED ORD|SWIM|TD Ameritrade, Inc.|64300
MIME|MIMECAST LIMITED ORD|SWST|Hilltop Securities Inc.|1253
MIME|MIMECAST LIMITED ORD|TKNG|ALLY INVEST SECURITIES LLC|1197
MIME|MIMECAST LIMITED ORD|TRBT|Tradebot Systems, Inc.|76971
MIME|MIMECAST LIMITED ORD|TRCM|TRC MARKETS LLC|115596
MIME|MIMECAST LIMITED ORD|TWTT|TASTYWORKS, INC.|100
MIME|MIMECAST LIMITED ORD|UBSA|UBS SECURITIES LLC|227038
MIME|MIMECAST LIMITED ORD|UBSS|UBS Securities LLC|440578
MIME|MIMECAST LIMITED ORD|VALX|VIRTU AMERICAS LLC|9401
MIME|MIMECAST LIMITED ORD|VGRD|Vanguard Marketing Corporation|5694
MIME|MIMECAST LIMITED ORD|WABR|Wall Street Access|800
MIME|MIMECAST LIMITED ORD|WBET|Wallachbeth Capital LLC|2262
MIME|MIMECAST LIMITED ORD|WCHV|WELLS FARGO SECURITIES, LLC|34988
MIME|MIMECAST LIMITED ORD|WEDB|WEDBUSH SECURITIES INC.|465
MIME|MIMECAST LIMITED ORD|WEED|Weeden & Co.L.P.|2000
MIME|MIMECAST LIMITED ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7236
MIME|MIMECAST LIMITED ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3158
MIME|MIMECAST LIMITED ORD|WGIF|CIBC World Markets Inc.|854
MIME|MIMECAST LIMITED ORD|WSEA|WOLVERINE SECURITIES, LLC|2665
MIME|MIMECAST LIMITED ORD|XIST|INSTINET, LLC|27000
MIME|MIMECAST LIMITED ORD|XPUS|XP SECURITIES, LLC|516
MIME|MIMECAST LIMITED ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4152
MIME|MIMECAST LIMITED ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|2431
MIME|MIMECAST LIMITED ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|422
MIN|M F S INTRMDT INC TR|ALTX|Alternet Securities Inc.|500
MIN|M F S INTRMDT INC TR|APCC|Apex Clearing Corporation|1994
MIN|M F S INTRMDT INC TR|BANK|Primevest Financial Services, Inc.|5000
MIN|M F S INTRMDT INC TR|BARD|Robert W. Baird & Co. Incorporated|242088
MIN|M F S INTRMDT INC TR|BATM|CBOE TRADING, INC.|10
MIN|M F S INTRMDT INC TR|BBNT|BB&T SECURITIES, LLC|60
MIN|M F S INTRMDT INC TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10033
MIN|M F S INTRMDT INC TR|BLKX|INSTINET, LLC|10000
MIN|M F S INTRMDT INC TR|BTIG|BTIG, LLC|42196
MIN|M F S INTRMDT INC TR|CHAS|Charles Schwab & Co., Inc.|4
MIN|M F S INTRMDT INC TR|CIST|Capital Institutional Services, Inc.|48474
MIN|M F S INTRMDT INC TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26499
MIN|M F S INTRMDT INC TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28705
MIN|M F S INTRMDT INC TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|31346
MIN|M F S INTRMDT INC TR|DADA|D.A. Davidson & Co.|1950
MIN|M F S INTRMDT INC TR|DBAX|Deutsche Bank Securities Inc.|37500
MIN|M F S INTRMDT INC TR|DEAN|MORGAN STANLEY|5809
MIN|M F S INTRMDT INC TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|65883
MIN|M F S INTRMDT INC TR|EBXL|EBX LLC|69500
MIN|M F S INTRMDT INC TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
MIN|M F S INTRMDT INC TR|EDJO|Edward D. Jones & Co., L.P.|19745
MIN|M F S INTRMDT INC TR|EGAM|CBOE TRADING, INC.|275
MIN|M F S INTRMDT INC TR|EGAW|CBOE TRADING, INC.|25
MIN|M F S INTRMDT INC TR|EGXM|CBOE TRADING, INC.|1690
MIN|M F S INTRMDT INC TR|ETCB|ETC BROKERAGE SERVICES, LLC|1865
MIN|M F S INTRMDT INC TR|ETRS|E*Trade Securities LLC|68257
MIN|M F S INTRMDT INC TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6277
MIN|M F S INTRMDT INC TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193102
MIN|M F S INTRMDT INC TR|FTBR|Foliofn Investments, Inc.|189
MIN|M F S INTRMDT INC TR|GLPX|ACS EXECUTION SERVICES, LLC|18956
MIN|M F S INTRMDT INC TR|GSCO|GOLDMAN SACHS & CO. LLC|175816
MIN|M F S INTRMDT INC TR|GSLT|GOLDMAN SACHS & CO. LLC|8000
MIN|M F S INTRMDT INC TR|GTSZ|GTS SECURITIES LLC|315
MIN|M F S INTRMDT INC TR|HRBF|American Enterprise Investment Services Inc.|53732
MIN|M F S INTRMDT INC TR|IATS|INTERACTIVE BROKERS LLC|1040
MIN|M F S INTRMDT INC TR|IBKR|Interactive Brokers Llc|5974
MIN|M F S INTRMDT INC TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1356
MIN|M F S INTRMDT INC TR|ICBX|INSTINET, LLC|13168
MIN|M F S INTRMDT INC TR|INCA|INSTINET, LLC|866
MIN|M F S INTRMDT INC TR|ISLL|INLET SECURITIES, LLC|5060
MIN|M F S INTRMDT INC TR|ITGI|ITG Inc.|5529
MIN|M F S INTRMDT INC TR|ITGP|ITG INC.|27800
MIN|M F S INTRMDT INC TR|JANY|Janney Montgomery Scott Inc.|1303
MIN|M F S INTRMDT INC TR|JMPT|JUMP TRADING, LLC|200
MIN|M F S INTRMDT INC TR|JONE|JonesTrading|5422
MIN|M F S INTRMDT INC TR|JPMX|J.P. Morgan Securities LLC|58638
MIN|M F S INTRMDT INC TR|JSJX|JANE STREET CAPITAL LLC|2799
MIN|M F S INTRMDT INC TR|KCGM|VIRTU Americas LLC|6575
MIN|M F S INTRMDT INC TR|LEHM|Barclays Capital Inc./Le|48900
MIN|M F S INTRMDT INC TR|LGNT|COR CLEARING LLC|12
MIN|M F S INTRMDT INC TR|LIME|Lime Brokerage LLC|221
MIN|M F S INTRMDT INC TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MIN|M F S INTRMDT INC TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29354
MIN|M F S INTRMDT INC TR|MSCO|MORGAN STANLEY & CO. LLC|118913
MIN|M F S INTRMDT INC TR|MSPL|MORGAN STANLEY & CO. LLC|30800
MIN|M F S INTRMDT INC TR|NATL|National Securities Corporation|2206537
MIN|M F S INTRMDT INC TR|NFSC|National Financial Services LLC|318140
MIN|M F S INTRMDT INC TR|NITE|VIRTU Americas LLC|349894
MIN|M F S INTRMDT INC TR|NQRB|Brut, LLC|250
MIN|M F S INTRMDT INC TR|NTRC|Northern Trust Securities, Inc.|3053
MIN|M F S INTRMDT INC TR|OPCO|Oppenheimer & Co. Inc.|212851
MIN|M F S INTRMDT INC TR|PDQM|CODA MARKETS, INC.|9114
MIN|M F S INTRMDT INC TR|PWJC|UBS Financial Services, Inc.|22594
MIN|M F S INTRMDT INC TR|RBCM|RBC CAPITAL MARKETS, LLC|12683
MIN|M F S INTRMDT INC TR|SAGL|SAGETRADER, LLC|4873
MIN|M F S INTRMDT INC TR|SALI|INTL FCSTONE FINANCIAL INC.|5
MIN|M F S INTRMDT INC TR|SBSH|Citigroup Global Markets Inc.|24922
MIN|M F S INTRMDT INC TR|SGMT|GOLDMAN SACHS & CO. LLC|27262
MIN|M F S INTRMDT INC TR|SPDR|SPEEDROUTE LLC|100
MIN|M F S INTRMDT INC TR|STFL|Stifel, Nicolaus & Company, Incorporated|5864
MIN|M F S INTRMDT INC TR|SWIM|TD Ameritrade, Inc.|9928
MIN|M F S INTRMDT INC TR|SWST|Hilltop Securities Inc.|295837
MIN|M F S INTRMDT INC TR|TKNG|ALLY INVEST SECURITIES LLC|30
MIN|M F S INTRMDT INC TR|TRBT|Tradebot Systems, Inc.|2442
MIN|M F S INTRMDT INC TR|UBSA|UBS SECURITIES LLC|108068
MIN|M F S INTRMDT INC TR|UBSS|UBS Securities LLC|253216
MIN|M F S INTRMDT INC TR|VALX|VIRTU AMERICAS LLC|4852
MIN|M F S INTRMDT INC TR|VGRD|Vanguard Marketing Corporation|46362
MIN|M F S INTRMDT INC TR|WCHV|WELLS FARGO SECURITIES, LLC|55926
MIN|M F S INTRMDT INC TR|WEDB|WEDBUSH SECURITIES INC.|1349
MIN|M F S INTRMDT INC TR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|600
MIN|M F S INTRMDT INC TR|WSEA|WOLVERINE SECURITIES, LLC|34
MIN|M F S INTRMDT INC TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
MIN|M F S INTRMDT INC TR|YKNA|COMHAR CAPITAL MARKETS, LLC|226
MIN|M F S INTRMDT INC TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53097
MINC|NEWFLEET MULTISECTOR|APCC|Apex Clearing Corporation|11
MINC|NEWFLEET MULTISECTOR|BARD|Robert W. Baird & Co. Incorporated|59
MINC|NEWFLEET MULTISECTOR|BBNT|BB&T SECURITIES, LLC|4
MINC|NEWFLEET MULTISECTOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1339
MINC|NEWFLEET MULTISECTOR|BYXM|CBOE TRADING, INC.|99
MINC|NEWFLEET MULTISECTOR|CHAS|Charles Schwab & Co., Inc.|1
MINC|NEWFLEET MULTISECTOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
MINC|NEWFLEET MULTISECTOR|DBAX|Deutsche Bank Securities Inc.|3200
MINC|NEWFLEET MULTISECTOR|EBXL|EBX LLC|1700
MINC|NEWFLEET MULTISECTOR|EDJO|Edward D. Jones & Co., L.P.|9401
MINC|NEWFLEET MULTISECTOR|ETRS|E*Trade Securities LLC|629
MINC|NEWFLEET MULTISECTOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|745
MINC|NEWFLEET MULTISECTOR|FTBR|Foliofn Investments, Inc.|5355
MINC|NEWFLEET MULTISECTOR|GEBB|GLOBAL EXECUTION BROKERS, LP|200
MINC|NEWFLEET MULTISECTOR|GLPX|ACS EXECUTION SERVICES, LLC|5
MINC|NEWFLEET MULTISECTOR|GTSZ|GTS SECURITIES LLC|1487
MINC|NEWFLEET MULTISECTOR|IATS|INTERACTIVE BROKERS LLC|200
MINC|NEWFLEET MULTISECTOR|IBKR|Interactive Brokers Llc|2439
MINC|NEWFLEET MULTISECTOR|JANY|Janney Montgomery Scott Inc.|86
MINC|NEWFLEET MULTISECTOR|JPMX|J.P. Morgan Securities LLC|2000
MINC|NEWFLEET MULTISECTOR|JSEB|JANE STREET EXECUTION SERVICES, LLC|152521
MINC|NEWFLEET MULTISECTOR|JSJX|JANE STREET CAPITAL LLC|15927
MINC|NEWFLEET MULTISECTOR|KCGM|VIRTU Americas LLC|9748
MINC|NEWFLEET MULTISECTOR|LEHM|Barclays Capital Inc./Le|13000
MINC|NEWFLEET MULTISECTOR|LIME|Lime Brokerage LLC|1430
MINC|NEWFLEET MULTISECTOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
MINC|NEWFLEET MULTISECTOR|MSCO|MORGAN STANLEY & CO. LLC|826
MINC|NEWFLEET MULTISECTOR|NFSC|National Financial Services LLC|230140
MINC|NEWFLEET MULTISECTOR|NITE|VIRTU Americas LLC|38745
MINC|NEWFLEET MULTISECTOR|PDQM|CODA MARKETS, INC.|5
MINC|NEWFLEET MULTISECTOR|SALI|INTL FCSTONE FINANCIAL INC.|7
MINC|NEWFLEET MULTISECTOR|SBSH|Citigroup Global Markets Inc.|1
MINC|NEWFLEET MULTISECTOR|SGMT|GOLDMAN SACHS & CO. LLC|1823
MINC|NEWFLEET MULTISECTOR|SWIM|TD Ameritrade, Inc.|25
MINC|NEWFLEET MULTISECTOR|UBSA|UBS SECURITIES LLC|15306
MINC|NEWFLEET MULTISECTOR|UBSS|UBS Securities LLC|3477
MINC|NEWFLEET MULTISECTOR|WCHV|WELLS FARGO SECURITIES, LLC|1136
MINC|NEWFLEET MULTISECTOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1724
MIND|MITCHAM INDS INC  ##|BATM|CBOE TRADING, INC.|57
MIND|MITCHAM INDS INC  ##|BLKX|INSTINET, LLC|40400
MIND|MITCHAM INDS INC  ##|BYXM|CBOE TRADING, INC.|118
MIND|MITCHAM INDS INC  ##|CANT|Cantor Fitzgerald & Co.|365
MIND|MITCHAM INDS INC  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
MIND|MITCHAM INDS INC  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MIND|MITCHAM INDS INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7901
MIND|MITCHAM INDS INC  ##|CTDL|Citadel Derivatives Group Llc|416
MIND|MITCHAM INDS INC  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
MIND|MITCHAM INDS INC  ##|DBAB|Deutsche Bank Securities Inc.|4238
MIND|MITCHAM INDS INC  ##|DBAX|Deutsche Bank Securities Inc.|2000
MIND|MITCHAM INDS INC  ##|DEGS|RONIN PROFESSIONAL LLC|5112
MIND|MITCHAM INDS INC  ##|EBXL|EBX LLC|2900
MIND|MITCHAM INDS INC  ##|EGXM|CBOE TRADING, INC.|1
MIND|MITCHAM INDS INC  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|120
MIND|MITCHAM INDS INC  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20
MIND|MITCHAM INDS INC  ##|ETRS|E*Trade Securities LLC|21590
MIND|MITCHAM INDS INC  ##|FBCO|Credit Suisse Securities (USA) LLC|6249
MIND|MITCHAM INDS INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|21576
MIND|MITCHAM INDS INC  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31
MIND|MITCHAM INDS INC  ##|FTBR|Foliofn Investments, Inc.|464
MIND|MITCHAM INDS INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2092
MIND|MITCHAM INDS INC  ##|GSCO|GOLDMAN SACHS & CO. LLC|31477
MIND|MITCHAM INDS INC  ##|GTSZ|GTS SECURITIES LLC|9220
MIND|MITCHAM INDS INC  ##|IATS|INTERACTIVE BROKERS LLC|3294
MIND|MITCHAM INDS INC  ##|IBKR|Interactive Brokers Llc|7073
MIND|MITCHAM INDS INC  ##|ICBX|INSTINET, LLC|400
MIND|MITCHAM INDS INC  ##|INCA|INSTINET, LLC|3109
MIND|MITCHAM INDS INC  ##|INJX|INSTINET, LLC|350
MIND|MITCHAM INDS INC  ##|ITGI|ITG Inc.|5938
MIND|MITCHAM INDS INC  ##|ITGP|ITG INC.|3600
MIND|MITCHAM INDS INC  ##|JEFF|JEFFERIES LLC|655
MIND|MITCHAM INDS INC  ##|JPMX|J.P. Morgan Securities LLC|8632
MIND|MITCHAM INDS INC  ##|KCGM|VIRTU Americas LLC|1019
MIND|MITCHAM INDS INC  ##|LEHM|Barclays Capital Inc./Le|2618
MIND|MITCHAM INDS INC  ##|LIME|Lime Brokerage LLC|33476
MIND|MITCHAM INDS INC  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
MIND|MITCHAM INDS INC  ##|MSCO|MORGAN STANLEY & CO. LLC|196478
MIND|MITCHAM INDS INC  ##|MSPL|MORGAN STANLEY & CO. LLC|6500
MIND|MITCHAM INDS INC  ##|NFSC|National Financial Services LLC|11710
MIND|MITCHAM INDS INC  ##|NITE|VIRTU Americas LLC|73141
MIND|MITCHAM INDS INC  ##|NQRB|Brut, LLC|2216
MIND|MITCHAM INDS INC  ##|OPCO|Oppenheimer & Co. Inc.|500
MIND|MITCHAM INDS INC  ##|RAJA|Raymond James & Associates, Inc.|3600
MIND|MITCHAM INDS INC  ##|RBCM|RBC CAPITAL MARKETS, LLC|2717
MIND|MITCHAM INDS INC  ##|SBSH|Citigroup Global Markets Inc.|2502
MIND|MITCHAM INDS INC  ##|SGMT|GOLDMAN SACHS & CO. LLC|1027
MIND|MITCHAM INDS INC  ##|SPDR|SPEEDROUTE LLC|600
MIND|MITCHAM INDS INC  ##|SWIM|TD Ameritrade, Inc.|11156
MIND|MITCHAM INDS INC  ##|TRBT|Tradebot Systems, Inc.|500
MIND|MITCHAM INDS INC  ##|TRCM|TRC MARKETS LLC|21412
MIND|MITCHAM INDS INC  ##|UBSA|UBS SECURITIES LLC|13936
MIND|MITCHAM INDS INC  ##|UBSS|UBS Securities LLC|15174
MIND|MITCHAM INDS INC  ##|VALX|VIRTU AMERICAS LLC|138
MIND|MITCHAM INDS INC  ##|VGRD|Vanguard Marketing Corporation|3578
MIND|MITCHAM INDS INC  ##|WCHV|WELLS FARGO SECURITIES, LLC|4731
MIND|MITCHAM INDS INC  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|259
MIND|MITCHAM INDS INC  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2399
MIND|MITCHAM INDS INC  ##|WSEA|WOLVERINE SECURITIES, LLC|203
MINDP|MITCHAM INDUS SRA PF|APCC|Apex Clearing Corporation|8
MINDP|MITCHAM INDUS SRA PF|DEAN|MORGAN STANLEY|445
MINDP|MITCHAM INDUS SRA PF|EBXL|EBX LLC|200
MINDP|MITCHAM INDUS SRA PF|ETRS|E*Trade Securities LLC|3492
MINDP|MITCHAM INDUS SRA PF|FBCO|Credit Suisse Securities (USA) LLC|700
MINDP|MITCHAM INDUS SRA PF|FOMA|TD AMERITRADE CLEARING, INC.|10561
MINDP|MITCHAM INDUS SRA PF|IBKR|Interactive Brokers Llc|1030
MINDP|MITCHAM INDUS SRA PF|INCA|INSTINET, LLC|100
MINDP|MITCHAM INDUS SRA PF|KCGM|VIRTU Americas LLC|341
MINDP|MITCHAM INDUS SRA PF|LEHM|Barclays Capital Inc./Le|200
MINDP|MITCHAM INDUS SRA PF|LIME|Lime Brokerage LLC|150
MINDP|MITCHAM INDUS SRA PF|LTCO|Ladenburg, Thalmann & Co., Inc.|6859
MINDP|MITCHAM INDUS SRA PF|MSCO|MORGAN STANLEY & CO. LLC|725
MINDP|MITCHAM INDUS SRA PF|NFSC|National Financial Services LLC|2590
MINDP|MITCHAM INDUS SRA PF|NITE|VIRTU Americas LLC|5421
MINDP|MITCHAM INDUS SRA PF|NQRB|Brut, LLC|300
MINDP|MITCHAM INDUS SRA PF|OPCO|Oppenheimer & Co. Inc.|100
MINDP|MITCHAM INDUS SRA PF|SBSH|Citigroup Global Markets Inc.|58
MINDP|MITCHAM INDUS SRA PF|SWIM|TD Ameritrade, Inc.|206
MINDP|MITCHAM INDUS SRA PF|UBSA|UBS SECURITIES LLC|900
MINDP|MITCHAM INDUS SRA PF|UBSS|UBS Securities LLC|1221
MINDP|MITCHAM INDUS SRA PF|VGRD|Vanguard Marketing Corporation|605
MINDP|MITCHAM INDUS SRA PF|WCHV|WELLS FARGO SECURITIES, LLC|1375
MINDP|MITCHAM INDUS SRA PF|WGIF|CIBC World Markets Inc.|29
MINDP|MITCHAM INDUS SRA PF|WSEA|WOLVERINE SECURITIES, LLC|700
MINDP|MITCHAM INDUS SRA PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|832
MINI|MOBILE MINI INC   ##|ALTX|Alternet Securities Inc.|5453
MINI|MOBILE MINI INC   ##|APCC|Apex Clearing Corporation|215
MINI|MOBILE MINI INC   ##|BARD|Robert W. Baird & Co. Incorporated|39356
MINI|MOBILE MINI INC   ##|BATM|CBOE TRADING, INC.|713
MINI|MOBILE MINI INC   ##|BERN|Sanford C. Bernstein & Co., LLC|10760
MINI|MOBILE MINI INC   ##|BIDS|BIDS TRADING L.P.|500
MINI|MOBILE MINI INC   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|954
MINI|MOBILE MINI INC   ##|BLKX|INSTINET, LLC|54643
MINI|MOBILE MINI INC   ##|BMOC|BMO Capital Markets Corp.|7055
MINI|MOBILE MINI INC   ##|BNPX|BNP PARIBAS SECURITIES CORP.|9534
MINI|MOBILE MINI INC   ##|BRVL|BLAYLOCK VAN, LLC|100
MINI|MOBILE MINI INC   ##|BTIG|BTIG, LLC|503
MINI|MOBILE MINI INC   ##|BYXM|CBOE TRADING, INC.|1202
MINI|MOBILE MINI INC   ##|BZYD|GOLDMAN SACHS & CO. LLC|1102
MINI|MOBILE MINI INC   ##|CANT|Cantor Fitzgerald & Co.|252
MINI|MOBILE MINI INC   ##|CHAS|Charles Schwab & Co., Inc.|4543
MINI|MOBILE MINI INC   ##|CIST|Capital Institutional Services, Inc.|200
MINI|MOBILE MINI INC   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41395
MINI|MOBILE MINI INC   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3301
MINI|MOBILE MINI INC   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69455
MINI|MOBILE MINI INC   ##|CTDL|Citadel Derivatives Group Llc|7138
MINI|MOBILE MINI INC   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|15026
MINI|MOBILE MINI INC   ##|DADA|D.A. Davidson & Co.|1050
MINI|MOBILE MINI INC   ##|DBAB|Deutsche Bank Securities Inc.|207320
MINI|MOBILE MINI INC   ##|DBAX|Deutsche Bank Securities Inc.|70300
MINI|MOBILE MINI INC   ##|DBUL|Deutsche Bank Securities Inc.|200
MINI|MOBILE MINI INC   ##|DEAN|MORGAN STANLEY|2645
MINI|MOBILE MINI INC   ##|DEGS|RONIN PROFESSIONAL LLC|1272
MINI|MOBILE MINI INC   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1786
MINI|MOBILE MINI INC   ##|EBXL|EBX LLC|52200
MINI|MOBILE MINI INC   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2939
MINI|MOBILE MINI INC   ##|EDJO|Edward D. Jones & Co., L.P.|41
MINI|MOBILE MINI INC   ##|EGAM|CBOE TRADING, INC.|9625
MINI|MOBILE MINI INC   ##|EGAW|CBOE TRADING, INC.|100
MINI|MOBILE MINI INC   ##|EGMT|EG MARKET TECHNOLOGIES LLC|312
MINI|MOBILE MINI INC   ##|EGXM|CBOE TRADING, INC.|1194
MINI|MOBILE MINI INC   ##|EGXW|CBOE TRADING, INC.|100
MINI|MOBILE MINI INC   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|320
MINI|MOBILE MINI INC   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15903
MINI|MOBILE MINI INC   ##|ETRS|E*Trade Securities LLC|11325
MINI|MOBILE MINI INC   ##|FBCO|Credit Suisse Securities (USA) LLC|532071
MINI|MOBILE MINI INC   ##|FILL|Tradestation Securities, Inc.|712
MINI|MOBILE MINI INC   ##|FOMA|TD AMERITRADE CLEARING, INC.|68711
MINI|MOBILE MINI INC   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
MINI|MOBILE MINI INC   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41670
MINI|MOBILE MINI INC   ##|FTBR|Foliofn Investments, Inc.|275
MINI|MOBILE MINI INC   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|12501
MINI|MOBILE MINI INC   ##|GLIS|TD Securities Inc|100
MINI|MOBILE MINI INC   ##|GLPX|ACS EXECUTION SERVICES, LLC|5069
MINI|MOBILE MINI INC   ##|GSCO|GOLDMAN SACHS & CO. LLC|797435
MINI|MOBILE MINI INC   ##|GSCS|GOLDMAN SACHS & CO. LLC|9683
MINI|MOBILE MINI INC   ##|GSLT|GOLDMAN SACHS & CO. LLC|500
MINI|MOBILE MINI INC   ##|GTSZ|GTS SECURITIES LLC|11555
MINI|MOBILE MINI INC   ##|HPPX|POTAMUS TRADING, LLC|885
MINI|MOBILE MINI INC   ##|HRBF|American Enterprise Investment Services Inc.|117
MINI|MOBILE MINI INC   ##|IATS|INTERACTIVE BROKERS LLC|5286
MINI|MOBILE MINI INC   ##|IBKR|Interactive Brokers Llc|14775
MINI|MOBILE MINI INC   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|189
MINI|MOBILE MINI INC   ##|ICBX|INSTINET, LLC|20375
MINI|MOBILE MINI INC   ##|IEQY|CITADEL SECURITIES LLC|16061
MINI|MOBILE MINI INC   ##|INCA|INSTINET, LLC|91606
MINI|MOBILE MINI INC   ##|INJX|INSTINET, LLC|1981
MINI|MOBILE MINI INC   ##|ITGI|ITG Inc.|7837
MINI|MOBILE MINI INC   ##|ITGP|ITG INC.|42600
MINI|MOBILE MINI INC   ##|JEFF|JEFFERIES LLC|19315
MINI|MOBILE MINI INC   ##|JMPT|JUMP TRADING, LLC|9629
MINI|MOBILE MINI INC   ##|JONE|JonesTrading|4600
MINI|MOBILE MINI INC   ##|JPBX|J.P. MORGAN SECURITIES LLC|2889
MINI|MOBILE MINI INC   ##|JPMX|J.P. Morgan Securities LLC|123274
MINI|MOBILE MINI INC   ##|JSJX|JANE STREET CAPITAL LLC|2958
MINI|MOBILE MINI INC   ##|KCGM|VIRTU Americas LLC|15110
MINI|MOBILE MINI INC   ##|LEHM|Barclays Capital Inc./Le|327081
MINI|MOBILE MINI INC   ##|LIME|Lime Brokerage LLC|84372
MINI|MOBILE MINI INC   ##|LMGP|LIME BROKERAGE LLC|502
MINI|MOBILE MINI INC   ##|LOOP|Loop Capital Markets LLC|100
MINI|MOBILE MINI INC   ##|LQNA|LIQUIDNET, INC.|29300
MINI|MOBILE MINI INC   ##|LQNB|LIQUIDNET, INC.|6125
MINI|MOBILE MINI INC   ##|MACQ|Macquarie Capital (USA) Inc.|6832
MINI|MOBILE MINI INC   ##|MAXM|Maxim Group LLC|5152
MINI|MOBILE MINI INC   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48906
MINI|MOBILE MINI INC   ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
MINI|MOBILE MINI INC   ##|MSCO|MORGAN STANLEY & CO. LLC|576304
MINI|MOBILE MINI INC   ##|MSPL|MORGAN STANLEY & CO. LLC|90400
MINI|MOBILE MINI INC   ##|MSTX|MORGAN STANLEY & CO. LLC|4300
MINI|MOBILE MINI INC   ##|NFSC|National Financial Services LLC|24384
MINI|MOBILE MINI INC   ##|NITE|VIRTU Americas LLC|86409
MINI|MOBILE MINI INC   ##|NITP|VIRTU Americas LLC|2100
MINI|MOBILE MINI INC   ##|NQRB|Brut, LLC|2600
MINI|MOBILE MINI INC   ##|NTRC|Northern Trust Securities, Inc.|858
MINI|MOBILE MINI INC   ##|OPCO|Oppenheimer & Co. Inc.|33111
MINI|MOBILE MINI INC   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9238
MINI|MOBILE MINI INC   ##|PDQM|CODA MARKETS, INC.|22001
MINI|MOBILE MINI INC   ##|PWJC|UBS Financial Services, Inc.|53
MINI|MOBILE MINI INC   ##|RAJA|Raymond James & Associates, Inc.|1767
MINI|MOBILE MINI INC   ##|RBCM|RBC CAPITAL MARKETS, LLC|4111
MINI|MOBILE MINI INC   ##|SAGL|SAGETRADER, LLC|1975
MINI|MOBILE MINI INC   ##|SAGW|SAGETRADER, LLC|203
MINI|MOBILE MINI INC   ##|SBSH|Citigroup Global Markets Inc.|74202
MINI|MOBILE MINI INC   ##|SGMT|GOLDMAN SACHS & CO. LLC|36751
MINI|MOBILE MINI INC   ##|SPDR|SPEEDROUTE LLC|9012
MINI|MOBILE MINI INC   ##|STFL|Stifel, Nicolaus & Company, Incorporated|849
MINI|MOBILE MINI INC   ##|SWIM|TD Ameritrade, Inc.|1471
MINI|MOBILE MINI INC   ##|SWST|Hilltop Securities Inc.|420
MINI|MOBILE MINI INC   ##|TKNG|ALLY INVEST SECURITIES LLC|103
MINI|MOBILE MINI INC   ##|TRBT|Tradebot Systems, Inc.|24485
MINI|MOBILE MINI INC   ##|TRCM|TRC MARKETS LLC|89459
MINI|MOBILE MINI INC   ##|UBSA|UBS SECURITIES LLC|158218
MINI|MOBILE MINI INC   ##|UBSS|UBS Securities LLC|359595
MINI|MOBILE MINI INC   ##|VALX|VIRTU AMERICAS LLC|10656
MINI|MOBILE MINI INC   ##|VGRD|Vanguard Marketing Corporation|317
MINI|MOBILE MINI INC   ##|WBLR|WILLIAM BLAIR|3233
MINI|MOBILE MINI INC   ##|WCHV|WELLS FARGO SECURITIES, LLC|27963
MINI|MOBILE MINI INC   ##|WEDB|WEDBUSH SECURITIES INC.|418
MINI|MOBILE MINI INC   ##|WEED|Weeden & Co.L.P.|6544
MINI|MOBILE MINI INC   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|466
MINI|MOBILE MINI INC   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|634
MINI|MOBILE MINI INC   ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|62
MINI|MOBILE MINI INC   ##|WSEA|WOLVERINE SECURITIES, LLC|693
MINI|MOBILE MINI INC   ##|XIST|INSTINET, LLC|26300
MINI|MOBILE MINI INC   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3818
MINI|MOBILE MINI INC   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|149
MINI|MOBILE MINI INC   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51
MINT|PIMCO ENHANCED SHORT|AGIS|Aegis Capital Corp.|240
MINT|PIMCO ENHANCED SHORT|ALPS|Alpine Securities Corporation|2801
MINT|PIMCO ENHANCED SHORT|ALTX|Alternet Securities Inc.|7159
MINT|PIMCO ENHANCED SHORT|APCC|Apex Clearing Corporation|15203
MINT|PIMCO ENHANCED SHORT|BANK|Primevest Financial Services, Inc.|251
MINT|PIMCO ENHANCED SHORT|BARD|Robert W. Baird & Co. Incorporated|31191
MINT|PIMCO ENHANCED SHORT|BATM|CBOE TRADING, INC.|200
MINT|PIMCO ENHANCED SHORT|BAYC|BAY CREST PARTNERS, LLC|2531
MINT|PIMCO ENHANCED SHORT|BAYT|BTIG, LLC|100
MINT|PIMCO ENHANCED SHORT|BBNT|BB&T SECURITIES, LLC|13973
MINT|PIMCO ENHANCED SHORT|BERN|Sanford C. Bernstein & Co., LLC|356
MINT|PIMCO ENHANCED SHORT|BKCM|BNY Mellon Capital Markets LLC|6634
MINT|PIMCO ENHANCED SHORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63969
MINT|PIMCO ENHANCED SHORT|BTIG|BTIG, LLC|5990
MINT|PIMCO ENHANCED SHORT|CANT|Cantor Fitzgerald & Co.|210081
MINT|PIMCO ENHANCED SHORT|CHAS|Charles Schwab & Co., Inc.|146040
MINT|PIMCO ENHANCED SHORT|CIST|Capital Institutional Services, Inc.|2279
MINT|PIMCO ENHANCED SHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58905
MINT|PIMCO ENHANCED SHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|168170
MINT|PIMCO ENHANCED SHORT|CSIN|Citadel Securities Institutional LLC|312527
MINT|PIMCO ENHANCED SHORT|CTDL|Citadel Derivatives Group Llc|203888
MINT|PIMCO ENHANCED SHORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|11762
MINT|PIMCO ENHANCED SHORT|DAVA|Davenport & Company LLC|18045
MINT|PIMCO ENHANCED SHORT|DBAB|Deutsche Bank Securities Inc.|498
MINT|PIMCO ENHANCED SHORT|DBAX|Deutsche Bank Securities Inc.|62100
MINT|PIMCO ENHANCED SHORT|DEAN|MORGAN STANLEY|190947
MINT|PIMCO ENHANCED SHORT|EBXL|EBX LLC|58400
MINT|PIMCO ENHANCED SHORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|12421
MINT|PIMCO ENHANCED SHORT|EDJO|Edward D. Jones & Co., L.P.|946
MINT|PIMCO ENHANCED SHORT|EGAM|CBOE TRADING, INC.|8327
MINT|PIMCO ENHANCED SHORT|EGAW|CBOE TRADING, INC.|71
MINT|PIMCO ENHANCED SHORT|ETBE|Electronic Transaction Clearing, Inc.|200
MINT|PIMCO ENHANCED SHORT|ETCB|ETC BROKERAGE SERVICES, LLC|790
MINT|PIMCO ENHANCED SHORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
MINT|PIMCO ENHANCED SHORT|ETRS|E*Trade Securities LLC|171575
MINT|PIMCO ENHANCED SHORT|FBSB|U.S. Bancorp Investments, Inc.|273
MINT|PIMCO ENHANCED SHORT|FILL|Tradestation Securities, Inc.|1500
MINT|PIMCO ENHANCED SHORT|FMAF|NBCN Inc./ CDS|8752
MINT|PIMCO ENHANCED SHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74266
MINT|PIMCO ENHANCED SHORT|FTBR|Foliofn Investments, Inc.|79239
MINT|PIMCO ENHANCED SHORT|GEBB|GLOBAL EXECUTION BROKERS, LP|3000
MINT|PIMCO ENHANCED SHORT|GLPX|ACS EXECUTION SERVICES, LLC|6484
MINT|PIMCO ENHANCED SHORT|GSCO|GOLDMAN SACHS & CO. LLC|117484
MINT|PIMCO ENHANCED SHORT|GSCS|GOLDMAN SACHS & CO. LLC|20585
MINT|PIMCO ENHANCED SHORT|GSLT|GOLDMAN SACHS & CO. LLC|1190
MINT|PIMCO ENHANCED SHORT|GTSZ|GTS SECURITIES LLC|1500
MINT|PIMCO ENHANCED SHORT|HRBF|American Enterprise Investment Services Inc.|1896
MINT|PIMCO ENHANCED SHORT|HSBC|HSBC Securities, Inc.|11139
MINT|PIMCO ENHANCED SHORT|IATS|INTERACTIVE BROKERS LLC|23250
MINT|PIMCO ENHANCED SHORT|IBKR|Interactive Brokers Llc|98376
MINT|PIMCO ENHANCED SHORT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3377
MINT|PIMCO ENHANCED SHORT|ICBX|INSTINET, LLC|80710
MINT|PIMCO ENHANCED SHORT|INCA|INSTINET, LLC|28285
MINT|PIMCO ENHANCED SHORT|ITGI|ITG Inc.|27892
MINT|PIMCO ENHANCED SHORT|ITGP|ITG INC.|47800
MINT|PIMCO ENHANCED SHORT|JANY|Janney Montgomery Scott Inc.|28240
MINT|PIMCO ENHANCED SHORT|JEFF|JEFFERIES LLC|722693
MINT|PIMCO ENHANCED SHORT|JHDR|J.H. Darbie & Co., Inc.|630
MINT|PIMCO ENHANCED SHORT|JMPT|JUMP TRADING, LLC|3503
MINT|PIMCO ENHANCED SHORT|JPMX|J.P. Morgan Securities LLC|291810
MINT|PIMCO ENHANCED SHORT|JSEB|JANE STREET EXECUTION SERVICES, LLC|1064890
MINT|PIMCO ENHANCED SHORT|JSJX|JANE STREET CAPITAL LLC|858118
MINT|PIMCO ENHANCED SHORT|KCGM|VIRTU Americas LLC|46671
MINT|PIMCO ENHANCED SHORT|LEHM|Barclays Capital Inc./Le|217900
MINT|PIMCO ENHANCED SHORT|LGNT|COR CLEARING LLC|7
MINT|PIMCO ENHANCED SHORT|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1608
MINT|PIMCO ENHANCED SHORT|LIME|Lime Brokerage LLC|25586
MINT|PIMCO ENHANCED SHORT|LOOP|Loop Capital Markets LLC|94491
MINT|PIMCO ENHANCED SHORT|MACC|Mid Atlantic Capital Corporation|7837
MINT|PIMCO ENHANCED SHORT|MAXM|Maxim Group LLC|1392
MINT|PIMCO ENHANCED SHORT|MCMF|Raymond James Ltd. Cds|2769
MINT|PIMCO ENHANCED SHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|192138
MINT|PIMCO ENHANCED SHORT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9843
MINT|PIMCO ENHANCED SHORT|MOTF|MOTIF INVESTING, INC.|1
MINT|PIMCO ENHANCED SHORT|MSCO|MORGAN STANLEY & CO. LLC|969665
MINT|PIMCO ENHANCED SHORT|MSPL|MORGAN STANLEY & CO. LLC|44100
MINT|PIMCO ENHANCED SHORT|MSTX|MORGAN STANLEY & CO. LLC|1800
MINT|PIMCO ENHANCED SHORT|NBCS|NBC Securities, INC.|500
MINT|PIMCO ENHANCED SHORT|NEUB|NEUBERGER BERMAN BD LLC|33
MINT|PIMCO ENHANCED SHORT|NFSC|National Financial Services LLC|827425
MINT|PIMCO ENHANCED SHORT|NITE|VIRTU Americas LLC|1878890
MINT|PIMCO ENHANCED SHORT|NITP|VIRTU Americas LLC|18881
MINT|PIMCO ENHANCED SHORT|NQRB|Brut, LLC|200
MINT|PIMCO ENHANCED SHORT|NTBF|BMO Nesbitt Burns Inc./CDS|2847
MINT|PIMCO ENHANCED SHORT|NTRC|Northern Trust Securities, Inc.|119500
MINT|PIMCO ENHANCED SHORT|OPCO|Oppenheimer & Co. Inc.|4189
MINT|PIMCO ENHANCED SHORT|PDQM|CODA MARKETS, INC.|1105
MINT|PIMCO ENHANCED SHORT|PWJC|UBS Financial Services, Inc.|1502
MINT|PIMCO ENHANCED SHORT|RBCM|RBC CAPITAL MARKETS, LLC|77821
MINT|PIMCO ENHANCED SHORT|SAGL|SAGETRADER, LLC|300
MINT|PIMCO ENHANCED SHORT|SALI|INTL FCSTONE FINANCIAL INC.|1914
MINT|PIMCO ENHANCED SHORT|SBSH|Citigroup Global Markets Inc.|55886
MINT|PIMCO ENHANCED SHORT|SEIC|SEI Investments Distribution Co.|3027
MINT|PIMCO ENHANCED SHORT|SGMT|GOLDMAN SACHS & CO. LLC|60495
MINT|PIMCO ENHANCED SHORT|SPHN|Stephens Inc.|1155
MINT|PIMCO ENHANCED SHORT|STFL|Stifel, Nicolaus & Company, Incorporated|73599
MINT|PIMCO ENHANCED SHORT|STKP|STOCKPILE INVESTMENTS, INC.|62
MINT|PIMCO ENHANCED SHORT|SWIM|TD Ameritrade, Inc.|71036
MINT|PIMCO ENHANCED SHORT|SWST|Hilltop Securities Inc.|37489
MINT|PIMCO ENHANCED SHORT|TKNG|ALLY INVEST SECURITIES LLC|22934
MINT|PIMCO ENHANCED SHORT|TRBT|Tradebot Systems, Inc.|834
MINT|PIMCO ENHANCED SHORT|TRCM|TRC MARKETS LLC|123
MINT|PIMCO ENHANCED SHORT|TWTT|TASTYWORKS, INC.|2040
MINT|PIMCO ENHANCED SHORT|UBSA|UBS SECURITIES LLC|383592
MINT|PIMCO ENHANCED SHORT|UBSS|UBS Securities LLC|861051
MINT|PIMCO ENHANCED SHORT|VALX|VIRTU AMERICAS LLC|4871
MINT|PIMCO ENHANCED SHORT|VGRD|Vanguard Marketing Corporation|38388
MINT|PIMCO ENHANCED SHORT|WBET|Wallachbeth Capital LLC|128078
MINT|PIMCO ENHANCED SHORT|WCHV|WELLS FARGO SECURITIES, LLC|366414
MINT|PIMCO ENHANCED SHORT|WEDB|WEDBUSH SECURITIES INC.|657
MINT|PIMCO ENHANCED SHORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4716
MINT|PIMCO ENHANCED SHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26
MINT|PIMCO ENHANCED SHORT|WGIF|CIBC World Markets Inc.|936
MINT|PIMCO ENHANCED SHORT|WHOT|JUST2TRADE, INC.|60
MINT|PIMCO ENHANCED SHORT|WSEA|WOLVERINE SECURITIES, LLC|20234
MINT|PIMCO ENHANCED SHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|87972
MINT|PIMCO ENHANCED SHORT|YKNA|COMHAR CAPITAL MARKETS, LLC|16
MINT|PIMCO ENHANCED SHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|265509
MITK|MITEK SYSTEMS INC|ADAM|CANACCORD GENUITY INC.|847
MITK|MITEK SYSTEMS INC|APCC|Apex Clearing Corporation|1949
MITK|MITEK SYSTEMS INC|BATM|CBOE TRADING, INC.|100
MITK|MITEK SYSTEMS INC|BAYC|BAY CREST PARTNERS, LLC|960
MITK|MITEK SYSTEMS INC|BBNT|BB&T SECURITIES, LLC|321
MITK|MITEK SYSTEMS INC|BERN|Sanford C. Bernstein & Co., LLC|1710
MITK|MITEK SYSTEMS INC|BLKX|INSTINET, LLC|5000
MITK|MITEK SYSTEMS INC|BMOC|BMO Capital Markets Corp.|5185
MITK|MITEK SYSTEMS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1682
MITK|MITEK SYSTEMS INC|BTIG|BTIG, LLC|629
MITK|MITEK SYSTEMS INC|BYXM|CBOE TRADING, INC.|100
MITK|MITEK SYSTEMS INC|CHAS|Charles Schwab & Co., Inc.|1581
MITK|MITEK SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13215
MITK|MITEK SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36181
MITK|MITEK SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|1697
MITK|MITEK SYSTEMS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5018
MITK|MITEK SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|45137
MITK|MITEK SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|23000
MITK|MITEK SYSTEMS INC|DEAN|MORGAN STANLEY|2196
MITK|MITEK SYSTEMS INC|DEGS|RONIN PROFESSIONAL LLC|5085
MITK|MITEK SYSTEMS INC|EBXL|EBX LLC|28600
MITK|MITEK SYSTEMS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|135
MITK|MITEK SYSTEMS INC|EDJO|Edward D. Jones & Co., L.P.|1221
MITK|MITEK SYSTEMS INC|EGAM|CBOE TRADING, INC.|2860
MITK|MITEK SYSTEMS INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
MITK|MITEK SYSTEMS INC|EGXM|CBOE TRADING, INC.|400
MITK|MITEK SYSTEMS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
MITK|MITEK SYSTEMS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5596
MITK|MITEK SYSTEMS INC|ETRS|E*Trade Securities LLC|119664
MITK|MITEK SYSTEMS INC|FBCO|Credit Suisse Securities (USA) LLC|132408
MITK|MITEK SYSTEMS INC|FBSB|U.S. Bancorp Investments, Inc.|1000
MITK|MITEK SYSTEMS INC|FILL|Tradestation Securities, Inc.|2654
MITK|MITEK SYSTEMS INC|FMAF|NBCN Inc./ CDS|1400
MITK|MITEK SYSTEMS INC|FOMA|TD AMERITRADE CLEARING, INC.|145668
MITK|MITEK SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31943
MITK|MITEK SYSTEMS INC|FTBR|Foliofn Investments, Inc.|18661
MITK|MITEK SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|18971
MITK|MITEK SYSTEMS INC|GLPX|ACS EXECUTION SERVICES, LLC|200
MITK|MITEK SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|147219
MITK|MITEK SYSTEMS INC|GSCS|GOLDMAN SACHS & CO. LLC|7145
MITK|MITEK SYSTEMS INC|GSLT|GOLDMAN SACHS & CO. LLC|360
MITK|MITEK SYSTEMS INC|GTSZ|GTS SECURITIES LLC|12670
MITK|MITEK SYSTEMS INC|HRBF|American Enterprise Investment Services Inc.|6566
MITK|MITEK SYSTEMS INC|IBKR|Interactive Brokers Llc|52093
MITK|MITEK SYSTEMS INC|ICBX|INSTINET, LLC|12461
MITK|MITEK SYSTEMS INC|IEQY|CITADEL SECURITIES LLC|98
MITK|MITEK SYSTEMS INC|INCA|INSTINET, LLC|67313
MITK|MITEK SYSTEMS INC|INJX|INSTINET, LLC|1234
MITK|MITEK SYSTEMS INC|ITGI|ITG Inc.|6156
MITK|MITEK SYSTEMS INC|ITGP|ITG INC.|12000
MITK|MITEK SYSTEMS INC|JANY|Janney Montgomery Scott Inc.|1900
MITK|MITEK SYSTEMS INC|JEFF|JEFFERIES LLC|22919
MITK|MITEK SYSTEMS INC|JMPT|JUMP TRADING, LLC|599
MITK|MITEK SYSTEMS INC|JPBX|J.P. MORGAN SECURITIES LLC|600
MITK|MITEK SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|40521
MITK|MITEK SYSTEMS INC|KCGM|VIRTU Americas LLC|6422
MITK|MITEK SYSTEMS INC|LEHM|Barclays Capital Inc./Le|139919
MITK|MITEK SYSTEMS INC|LIME|Lime Brokerage LLC|149556
MITK|MITEK SYSTEMS INC|LQNA|LIQUIDNET, INC.|7100
MITK|MITEK SYSTEMS INC|LSCI|Lek Securities Corporation|165
MITK|MITEK SYSTEMS INC|MAXM|Maxim Group LLC|1857
MITK|MITEK SYSTEMS INC|MCMF|Raymond James Ltd. Cds|900
MITK|MITEK SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32858
MITK|MITEK SYSTEMS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|440
MITK|MITEK SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|336216
MITK|MITEK SYSTEMS INC|MSPL|MORGAN STANLEY & CO. LLC|18700
MITK|MITEK SYSTEMS INC|MSTX|MORGAN STANLEY & CO. LLC|25200
MITK|MITEK SYSTEMS INC|NFSC|National Financial Services LLC|217660
MITK|MITEK SYSTEMS INC|NITE|VIRTU Americas LLC|235495
MITK|MITEK SYSTEMS INC|NITP|VIRTU Americas LLC|50
MITK|MITEK SYSTEMS INC|NQRB|Brut, LLC|2421
MITK|MITEK SYSTEMS INC|OPCO|Oppenheimer & Co. Inc.|11415
MITK|MITEK SYSTEMS INC|PDQM|CODA MARKETS, INC.|30731
MITK|MITEK SYSTEMS INC|RAJA|Raymond James & Associates, Inc.|9578
MITK|MITEK SYSTEMS INC|RBCM|RBC CAPITAL MARKETS, LLC|160
MITK|MITEK SYSTEMS INC|SBSH|Citigroup Global Markets Inc.|34490
MITK|MITEK SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|29108
MITK|MITEK SYSTEMS INC|SPDR|SPEEDROUTE LLC|4500
MITK|MITEK SYSTEMS INC|SPHN|Stephens Inc.|200
MITK|MITEK SYSTEMS INC|STFL|Stifel, Nicolaus & Company, Incorporated|5210
MITK|MITEK SYSTEMS INC|SWIM|TD Ameritrade, Inc.|35649
MITK|MITEK SYSTEMS INC|TKNG|ALLY INVEST SECURITIES LLC|1493
MITK|MITEK SYSTEMS INC|TRBT|Tradebot Systems, Inc.|8702
MITK|MITEK SYSTEMS INC|TRCM|TRC MARKETS LLC|38047
MITK|MITEK SYSTEMS INC|TWTT|TASTYWORKS, INC.|25
MITK|MITEK SYSTEMS INC|UBSA|UBS SECURITIES LLC|216304
MITK|MITEK SYSTEMS INC|UBSS|UBS Securities LLC|193502
MITK|MITEK SYSTEMS INC|VALX|VIRTU AMERICAS LLC|20034
MITK|MITEK SYSTEMS INC|VGRD|Vanguard Marketing Corporation|11683
MITK|MITEK SYSTEMS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
MITK|MITEK SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|67619
MITK|MITEK SYSTEMS INC|WEDB|WEDBUSH SECURITIES INC.|5982
MITK|MITEK SYSTEMS INC|WEED|Weeden & Co.L.P.|7040
MITK|MITEK SYSTEMS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1963
MITK|MITEK SYSTEMS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1849
MITK|MITEK SYSTEMS INC|WGIF|CIBC World Markets Inc.|400
MITK|MITEK SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|3528
MITK|MITEK SYSTEMS INC|XIST|INSTINET, LLC|2000
MITK|MITEK SYSTEMS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
MITK|MITEK SYSTEMS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9395
MITL|MITEL NETWORKS CORP|ALTX|Alternet Securities Inc.|9600
MITL|MITEL NETWORKS CORP|APCC|Apex Clearing Corporation|4
MITL|MITEL NETWORKS CORP|BARD|Robert W. Baird & Co. Incorporated|779833
MITL|MITEL NETWORKS CORP|BATM|CBOE TRADING, INC.|8700
MITL|MITEL NETWORKS CORP|BAYC|BAY CREST PARTNERS, LLC|22600
MITL|MITEL NETWORKS CORP|BAYT|BTIG, LLC|7200
MITL|MITEL NETWORKS CORP|BERN|Sanford C. Bernstein & Co., LLC|212356
MITL|MITEL NETWORKS CORP|BIAD|SAGETRADER, LLC|365
MITL|MITEL NETWORKS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1453
MITL|MITEL NETWORKS CORP|BLKX|INSTINET, LLC|82669
MITL|MITEL NETWORKS CORP|BTIG|BTIG, LLC|1425555
MITL|MITEL NETWORKS CORP|CANT|Cantor Fitzgerald & Co.|79732
MITL|MITEL NETWORKS CORP|CHLC|CHURCHILL CAPITAL USA, INC.|8800
MITL|MITEL NETWORKS CORP|CHLM|Craig-Hallum Capital Group LLC|14312
MITL|MITEL NETWORKS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|918914
MITL|MITEL NETWORKS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3100
MITL|MITEL NETWORKS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1019750
MITL|MITEL NETWORKS CORP|CTDL|Citadel Derivatives Group Llc|9735
MITL|MITEL NETWORKS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|176498
MITL|MITEL NETWORKS CORP|DBAB|Deutsche Bank Securities Inc.|159926
MITL|MITEL NETWORKS CORP|DBAX|Deutsche Bank Securities Inc.|1384200
MITL|MITEL NETWORKS CORP|DEAN|MORGAN STANLEY|30
MITL|MITEL NETWORKS CORP|DEGS|RONIN PROFESSIONAL LLC|1500
MITL|MITEL NETWORKS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|45136
MITL|MITEL NETWORKS CORP|EBXL|EBX LLC|1130400
MITL|MITEL NETWORKS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|128676
MITL|MITEL NETWORKS CORP|EGAM|CBOE TRADING, INC.|24724
MITL|MITEL NETWORKS CORP|EGAW|CBOE TRADING, INC.|100
MITL|MITEL NETWORKS CORP|EGXM|CBOE TRADING, INC.|300
MITL|MITEL NETWORKS CORP|ETBE|Electronic Transaction Clearing, Inc.|41704
MITL|MITEL NETWORKS CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10000
MITL|MITEL NETWORKS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25204
MITL|MITEL NETWORKS CORP|ETRS|E*Trade Securities LLC|15001
MITL|MITEL NETWORKS CORP|FBCO|Credit Suisse Securities (USA) LLC|1193412
MITL|MITEL NETWORKS CORP|FBRC|B. RILEY FBR, INC.|64000
MITL|MITEL NETWORKS CORP|FILL|Tradestation Securities, Inc.|306
MITL|MITEL NETWORKS CORP|FOMA|TD AMERITRADE CLEARING, INC.|144234
MITL|MITEL NETWORKS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11187
MITL|MITEL NETWORKS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59497
MITL|MITEL NETWORKS CORP|FTBR|Foliofn Investments, Inc.|7356
MITL|MITEL NETWORKS CORP|GARC|ICAP Corporates LLC|134502
MITL|MITEL NETWORKS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|7827
MITL|MITEL NETWORKS CORP|GLPX|ACS EXECUTION SERVICES, LLC|5000
MITL|MITEL NETWORKS CORP|GSCO|GOLDMAN SACHS & CO. LLC|1627036
MITL|MITEL NETWORKS CORP|GSCS|GOLDMAN SACHS & CO. LLC|1393878
MITL|MITEL NETWORKS CORP|GSLT|GOLDMAN SACHS & CO. LLC|19967
MITL|MITEL NETWORKS CORP|GTSZ|GTS SECURITIES LLC|10660
MITL|MITEL NETWORKS CORP|HASF|Haywood Securities Inc./CDS|7877
MITL|MITEL NETWORKS CORP|HRBF|American Enterprise Investment Services Inc.|922
MITL|MITEL NETWORKS CORP|HSBC|HSBC Securities, Inc.|1191
MITL|MITEL NETWORKS CORP|IATS|INTERACTIVE BROKERS LLC|2200
MITL|MITEL NETWORKS CORP|IBKR|Interactive Brokers Llc|38395
MITL|MITEL NETWORKS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|95
MITL|MITEL NETWORKS CORP|ICBX|INSTINET, LLC|563908
MITL|MITEL NETWORKS CORP|INCA|INSTINET, LLC|819267
MITL|MITEL NETWORKS CORP|INJX|INSTINET, LLC|15130
MITL|MITEL NETWORKS CORP|ITGI|ITG Inc.|617719
MITL|MITEL NETWORKS CORP|ITGP|ITG INC.|493000
MITL|MITEL NETWORKS CORP|JEFF|JEFFERIES LLC|72572
MITL|MITEL NETWORKS CORP|JMPT|JUMP TRADING, LLC|147830
MITL|MITEL NETWORKS CORP|JONE|JonesTrading|407201
MITL|MITEL NETWORKS CORP|JPBX|J.P. MORGAN SECURITIES LLC|2536
MITL|MITEL NETWORKS CORP|JPMX|J.P. Morgan Securities LLC|1241880
MITL|MITEL NETWORKS CORP|JSJX|JANE STREET CAPITAL LLC|8559
MITL|MITEL NETWORKS CORP|KCGM|VIRTU Americas LLC|258431
MITL|MITEL NETWORKS CORP|LEHM|Barclays Capital Inc./Le|1461371
MITL|MITEL NETWORKS CORP|LIME|Lime Brokerage LLC|264438
MITL|MITEL NETWORKS CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6270
MITL|MITEL NETWORKS CORP|MAXM|Maxim Group LLC|124553
MITL|MITEL NETWORKS CORP|MCMF|Raymond James Ltd. Cds|1234
MITL|MITEL NETWORKS CORP|MKMP|MKM Partners LLC|421860
MITL|MITEL NETWORKS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|942654
MITL|MITEL NETWORKS CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|25550
MITL|MITEL NETWORKS CORP|MSCO|MORGAN STANLEY & CO. LLC|2342320
MITL|MITEL NETWORKS CORP|MSPL|MORGAN STANLEY & CO. LLC|1325000
MITL|MITEL NETWORKS CORP|MSTX|MORGAN STANLEY & CO. LLC|141800
MITL|MITEL NETWORKS CORP|NEUB|NEUBERGER BERMAN BD LLC|490
MITL|MITEL NETWORKS CORP|NFSC|National Financial Services LLC|153003
MITL|MITEL NETWORKS CORP|NITE|VIRTU Americas LLC|1138547
MITL|MITEL NETWORKS CORP|NITP|VIRTU Americas LLC|349307
MITL|MITEL NETWORKS CORP|NORT|Northland Securities, Inc.|8800
MITL|MITEL NETWORKS CORP|NQRB|Brut, LLC|12491
MITL|MITEL NETWORKS CORP|OPCO|Oppenheimer & Co. Inc.|55000
MITL|MITEL NETWORKS CORP|PDQM|CODA MARKETS, INC.|255922
MITL|MITEL NETWORKS CORP|PIPR|Piper Jaffray & Co.|50092
MITL|MITEL NETWORKS CORP|RAJA|Raymond James & Associates, Inc.|56712
MITL|MITEL NETWORKS CORP|RBCM|RBC CAPITAL MARKETS, LLC|1257
MITL|MITEL NETWORKS CORP|RHCO|Suntrust Robinson Humphrey, Inc.|8837
MITL|MITEL NETWORKS CORP|SAGL|SAGETRADER, LLC|1100
MITL|MITEL NETWORKS CORP|SAGW|SAGETRADER, LLC|430
MITL|MITEL NETWORKS CORP|SBSH|Citigroup Global Markets Inc.|34990
MITL|MITEL NETWORKS CORP|SGMT|GOLDMAN SACHS & CO. LLC|979744
MITL|MITEL NETWORKS CORP|SPDR|SPEEDROUTE LLC|13000
MITL|MITEL NETWORKS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|63238
MITL|MITEL NETWORKS CORP|SWIM|TD Ameritrade, Inc.|1265
MITL|MITEL NETWORKS CORP|SWST|Hilltop Securities Inc.|341
MITL|MITEL NETWORKS CORP|TKNG|ALLY INVEST SECURITIES LLC|50
MITL|MITEL NETWORKS CORP|TRBT|Tradebot Systems, Inc.|423916
MITL|MITEL NETWORKS CORP|TRCM|TRC MARKETS LLC|78642
MITL|MITEL NETWORKS CORP|UBSS|UBS Securities LLC|1251580
MITL|MITEL NETWORKS CORP|UFPA|UNITED FIRST PARTNERS LLC|32600
MITL|MITEL NETWORKS CORP|VALX|VIRTU AMERICAS LLC|69418
MITL|MITEL NETWORKS CORP|VGRD|Vanguard Marketing Corporation|1040
MITL|MITEL NETWORKS CORP|VNDS|VANDHAM SECURITIES CORP|3000
MITL|MITEL NETWORKS CORP|WABR|Wall Street Access|7000
MITL|MITEL NETWORKS CORP|WBLR|WILLIAM BLAIR|1937
MITL|MITEL NETWORKS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|6600
MITL|MITEL NETWORKS CORP|WCHV|WELLS FARGO SECURITIES, LLC|266103
MITL|MITEL NETWORKS CORP|WEED|Weeden & Co.L.P.|174194
MITL|MITEL NETWORKS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|207565
MITL|MITEL NETWORKS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5000
MITL|MITEL NETWORKS CORP|WGIF|CIBC World Markets Inc.|50000
MITL|MITEL NETWORKS CORP|WSEA|WOLVERINE SECURITIES, LLC|255
MITL|MITEL NETWORKS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|58764
MITL|MITEL NETWORKS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1877
MITT|AG MORTGAGE INV TR|ALTX|Alternet Securities Inc.|300
MITT|AG MORTGAGE INV TR|APCC|Apex Clearing Corporation|47
MITT|AG MORTGAGE INV TR|BARD|Robert W. Baird & Co. Incorporated|224
MITT|AG MORTGAGE INV TR|BATM|CBOE TRADING, INC.|893
MITT|AG MORTGAGE INV TR|BERN|Sanford C. Bernstein & Co., LLC|3989
MITT|AG MORTGAGE INV TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4962
MITT|AG MORTGAGE INV TR|BLKX|INSTINET, LLC|58732
MITT|AG MORTGAGE INV TR|BNPX|BNP PARIBAS SECURITIES CORP.|2895
MITT|AG MORTGAGE INV TR|BRGE|Newbridge Securities Corp.|500
MITT|AG MORTGAGE INV TR|BTIG|BTIG, LLC|18349
MITT|AG MORTGAGE INV TR|BYXM|CBOE TRADING, INC.|169
MITT|AG MORTGAGE INV TR|BZYD|GOLDMAN SACHS & CO. LLC|2740
MITT|AG MORTGAGE INV TR|CHAS|Charles Schwab & Co., Inc.|1
MITT|AG MORTGAGE INV TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21422
MITT|AG MORTGAGE INV TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
MITT|AG MORTGAGE INV TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41285
MITT|AG MORTGAGE INV TR|CTDL|Citadel Derivatives Group Llc|622
MITT|AG MORTGAGE INV TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|27718
MITT|AG MORTGAGE INV TR|DBAB|Deutsche Bank Securities Inc.|10473
MITT|AG MORTGAGE INV TR|DBAX|Deutsche Bank Securities Inc.|17000
MITT|AG MORTGAGE INV TR|DEAN|MORGAN STANLEY|291
MITT|AG MORTGAGE INV TR|EBXL|EBX LLC|15700
MITT|AG MORTGAGE INV TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|842
MITT|AG MORTGAGE INV TR|EDJO|Edward D. Jones & Co., L.P.|1050
MITT|AG MORTGAGE INV TR|EGAM|CBOE TRADING, INC.|1300
MITT|AG MORTGAGE INV TR|EGMT|EG MARKET TECHNOLOGIES LLC|300
MITT|AG MORTGAGE INV TR|EGXM|CBOE TRADING, INC.|1642
MITT|AG MORTGAGE INV TR|ETBE|Electronic Transaction Clearing, Inc.|600
MITT|AG MORTGAGE INV TR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MITT|AG MORTGAGE INV TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|945
MITT|AG MORTGAGE INV TR|ETRS|E*Trade Securities LLC|40224
MITT|AG MORTGAGE INV TR|FILL|Tradestation Securities, Inc.|1400
MITT|AG MORTGAGE INV TR|FMAF|NBCN Inc./ CDS|3400
MITT|AG MORTGAGE INV TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25943
MITT|AG MORTGAGE INV TR|FTBR|Foliofn Investments, Inc.|1608
MITT|AG MORTGAGE INV TR|GLPX|ACS EXECUTION SERVICES, LLC|620
MITT|AG MORTGAGE INV TR|GSCO|GOLDMAN SACHS & CO. LLC|169780
MITT|AG MORTGAGE INV TR|GSCS|GOLDMAN SACHS & CO. LLC|1205
MITT|AG MORTGAGE INV TR|GSLT|GOLDMAN SACHS & CO. LLC|182
MITT|AG MORTGAGE INV TR|GTSZ|GTS SECURITIES LLC|2816
MITT|AG MORTGAGE INV TR|HRBF|American Enterprise Investment Services Inc.|6389
MITT|AG MORTGAGE INV TR|IATS|INTERACTIVE BROKERS LLC|4224
MITT|AG MORTGAGE INV TR|IBKR|Interactive Brokers Llc|5930
MITT|AG MORTGAGE INV TR|ICBX|INSTINET, LLC|4600
MITT|AG MORTGAGE INV TR|IEQY|CITADEL SECURITIES LLC|4549
MITT|AG MORTGAGE INV TR|INCA|INSTINET, LLC|8234
MITT|AG MORTGAGE INV TR|ITGI|ITG Inc.|14451
MITT|AG MORTGAGE INV TR|ITGP|ITG INC.|28000
MITT|AG MORTGAGE INV TR|JANY|Janney Montgomery Scott Inc.|33
MITT|AG MORTGAGE INV TR|JEFF|JEFFERIES LLC|10321
MITT|AG MORTGAGE INV TR|JMPT|JUMP TRADING, LLC|2181
MITT|AG MORTGAGE INV TR|JPBX|J.P. MORGAN SECURITIES LLC|1732
MITT|AG MORTGAGE INV TR|JPMX|J.P. Morgan Securities LLC|26415
MITT|AG MORTGAGE INV TR|JSJX|JANE STREET CAPITAL LLC|1515
MITT|AG MORTGAGE INV TR|KCGM|VIRTU Americas LLC|9989
MITT|AG MORTGAGE INV TR|LEHM|Barclays Capital Inc./Le|42363
MITT|AG MORTGAGE INV TR|LIME|Lime Brokerage LLC|15391
MITT|AG MORTGAGE INV TR|LMNX|LUMINEX TRADING & ANALYTICS LLC|35464
MITT|AG MORTGAGE INV TR|LOOP|Loop Capital Markets LLC|544
MITT|AG MORTGAGE INV TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11177
MITT|AG MORTGAGE INV TR|MOTF|MOTIF INVESTING, INC.|1
MITT|AG MORTGAGE INV TR|MSCO|MORGAN STANLEY & CO. LLC|55376
MITT|AG MORTGAGE INV TR|MSPL|MORGAN STANLEY & CO. LLC|31600
MITT|AG MORTGAGE INV TR|MSTX|MORGAN STANLEY & CO. LLC|10400
MITT|AG MORTGAGE INV TR|NFSC|National Financial Services LLC|185472
MITT|AG MORTGAGE INV TR|NITE|VIRTU Americas LLC|245248
MITT|AG MORTGAGE INV TR|NITP|VIRTU Americas LLC|300
MITT|AG MORTGAGE INV TR|NQRB|Brut, LLC|1005
MITT|AG MORTGAGE INV TR|NTBF|BMO Nesbitt Burns Inc./CDS|112
MITT|AG MORTGAGE INV TR|OPCO|Oppenheimer & Co. Inc.|2280
MITT|AG MORTGAGE INV TR|PDQM|CODA MARKETS, INC.|1720
MITT|AG MORTGAGE INV TR|PWJC|UBS Financial Services, Inc.|50
MITT|AG MORTGAGE INV TR|RBCM|RBC CAPITAL MARKETS, LLC|715
MITT|AG MORTGAGE INV TR|SALI|INTL FCSTONE FINANCIAL INC.|2000
MITT|AG MORTGAGE INV TR|SBSH|Citigroup Global Markets Inc.|15767
MITT|AG MORTGAGE INV TR|SGMT|GOLDMAN SACHS & CO. LLC|9100
MITT|AG MORTGAGE INV TR|SPDR|SPEEDROUTE LLC|900
MITT|AG MORTGAGE INV TR|STFL|Stifel, Nicolaus & Company, Incorporated|1100
MITT|AG MORTGAGE INV TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1400
MITT|AG MORTGAGE INV TR|SWIM|TD Ameritrade, Inc.|19382
MITT|AG MORTGAGE INV TR|SWST|Hilltop Securities Inc.|100
MITT|AG MORTGAGE INV TR|TKNG|ALLY INVEST SECURITIES LLC|1100
MITT|AG MORTGAGE INV TR|TMBR|Timber Hill LLC|23
MITT|AG MORTGAGE INV TR|TRBT|Tradebot Systems, Inc.|8545
MITT|AG MORTGAGE INV TR|TRCM|TRC MARKETS LLC|5285
MITT|AG MORTGAGE INV TR|UBSA|UBS SECURITIES LLC|80501
MITT|AG MORTGAGE INV TR|UBSS|UBS Securities LLC|77141
MITT|AG MORTGAGE INV TR|VALX|VIRTU AMERICAS LLC|1501
MITT|AG MORTGAGE INV TR|VGRD|Vanguard Marketing Corporation|8360
MITT|AG MORTGAGE INV TR|WBPX|SUMMIT SECURITIES GROUP, LLC|200
MITT|AG MORTGAGE INV TR|WCHV|WELLS FARGO SECURITIES, LLC|10289
MITT|AG MORTGAGE INV TR|WEDB|WEDBUSH SECURITIES INC.|2500
MITT|AG MORTGAGE INV TR|WEED|Weeden & Co.L.P.|17200
MITT|AG MORTGAGE INV TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1124
MITT|AG MORTGAGE INV TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56091
MITT|AG MORTGAGE INV TR|WSEA|WOLVERINE SECURITIES, LLC|365
MITT|AG MORTGAGE INV TR|XIST|INSTINET, LLC|10800
MITT|AG MORTGAGE INV TR|XPQR|Jump Trading|200
MITT|AG MORTGAGE INV TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|11400
MITT|AG MORTGAGE INV TR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MITT|AG MORTGAGE INV TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|691
MITT$A|AG MORTGAGE|APCC|Apex Clearing Corporation|1
MITT$A|AG MORTGAGE|BATM|CBOE TRADING, INC.|814
MITT$A|AG MORTGAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1
MITT$A|AG MORTGAGE|DEAN|MORGAN STANLEY|500
MITT$A|AG MORTGAGE|ETRS|E*Trade Securities LLC|3279
MITT$A|AG MORTGAGE|GSLT|GOLDMAN SACHS & CO. LLC|150
MITT$A|AG MORTGAGE|ITGI|ITG Inc.|1470
MITT$A|AG MORTGAGE|LIME|Lime Brokerage LLC|1
MITT$A|AG MORTGAGE|MSCO|MORGAN STANLEY & CO. LLC|600
MITT$A|AG MORTGAGE|NFSC|National Financial Services LLC|6137
MITT$A|AG MORTGAGE|NITE|VIRTU Americas LLC|3631
MITT$A|AG MORTGAGE|RBCM|RBC CAPITAL MARKETS, LLC|1
MITT$A|AG MORTGAGE|STFL|Stifel, Nicolaus & Company, Incorporated|475
MITT$A|AG MORTGAGE|SWIM|TD Ameritrade, Inc.|130
MITT$A|AG MORTGAGE|UBSS|UBS Securities LLC|1800
MITT$A|AG MORTGAGE|VGRD|Vanguard Marketing Corporation|576
MITT$A|AG MORTGAGE|WCHV|WELLS FARGO SECURITIES, LLC|1117
MITT$A|AG MORTGAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|650
MITT$B|AG MORTGAGE|ALTX|Alternet Securities Inc.|200
MITT$B|AG MORTGAGE|BANK|Primevest Financial Services, Inc.|242
MITT$B|AG MORTGAGE|BARD|Robert W. Baird & Co. Incorporated|314
MITT$B|AG MORTGAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|686
MITT$B|AG MORTGAGE|DBAX|Deutsche Bank Securities Inc.|100
MITT$B|AG MORTGAGE|DEAN|MORGAN STANLEY|89
MITT$B|AG MORTGAGE|EBXL|EBX LLC|100
MITT$B|AG MORTGAGE|ETRS|E*Trade Securities LLC|3083
MITT$B|AG MORTGAGE|FINX|FINTECH SECURITIES|100
MITT$B|AG MORTGAGE|HRBF|American Enterprise Investment Services Inc.|219
MITT$B|AG MORTGAGE|IBKR|Interactive Brokers Llc|338
MITT$B|AG MORTGAGE|INCA|INSTINET, LLC|725
MITT$B|AG MORTGAGE|JPMX|J.P. Morgan Securities LLC|400
MITT$B|AG MORTGAGE|LEHM|Barclays Capital Inc./Le|1400
MITT$B|AG MORTGAGE|LIME|Lime Brokerage LLC|99
MITT$B|AG MORTGAGE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|813
MITT$B|AG MORTGAGE|MSCO|MORGAN STANLEY & CO. LLC|500
MITT$B|AG MORTGAGE|NFSC|National Financial Services LLC|14272
MITT$B|AG MORTGAGE|NITE|VIRTU Americas LLC|14777
MITT$B|AG MORTGAGE|PDQM|CODA MARKETS, INC.|200
MITT$B|AG MORTGAGE|PWJC|UBS Financial Services, Inc.|250
MITT$B|AG MORTGAGE|STFL|Stifel, Nicolaus & Company, Incorporated|953
MITT$B|AG MORTGAGE|SWIM|TD Ameritrade, Inc.|4326
MITT$B|AG MORTGAGE|UBSA|UBS SECURITIES LLC|1125
MITT$B|AG MORTGAGE|UBSS|UBS Securities LLC|2125
MITT$B|AG MORTGAGE|VGRD|Vanguard Marketing Corporation|70
MITT$B|AG MORTGAGE|WCHV|WELLS FARGO SECURITIES, LLC|6024
MIW|EATON VANCE MICH MNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|201
MIW|EATON VANCE MICH MNI|EBXL|EBX LLC|300
MIW|EATON VANCE MICH MNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|38
MIW|EATON VANCE MICH MNI|ETRS|E*Trade Securities LLC|1014
MIW|EATON VANCE MICH MNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MIW|EATON VANCE MICH MNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|711
MIW|EATON VANCE MICH MNI|HRBF|American Enterprise Investment Services Inc.|1
MIW|EATON VANCE MICH MNI|IATS|INTERACTIVE BROKERS LLC|3000
MIW|EATON VANCE MICH MNI|IBKR|Interactive Brokers Llc|2004
MIW|EATON VANCE MICH MNI|INCA|INSTINET, LLC|67
MIW|EATON VANCE MICH MNI|LIME|Lime Brokerage LLC|1
MIW|EATON VANCE MICH MNI|MOTF|MOTIF INVESTING, INC.|1
MIW|EATON VANCE MICH MNI|MSCO|MORGAN STANLEY & CO. LLC|2920
MIW|EATON VANCE MICH MNI|NATL|National Securities Corporation|4144
MIW|EATON VANCE MICH MNI|NFSC|National Financial Services LLC|1752
MIW|EATON VANCE MICH MNI|NITE|VIRTU Americas LLC|5183
MIW|EATON VANCE MICH MNI|OPCO|Oppenheimer & Co. Inc.|1124
MIW|EATON VANCE MICH MNI|STFL|Stifel, Nicolaus & Company, Incorporated|2
MIW|EATON VANCE MICH MNI|SWST|Hilltop Securities Inc.|1
MIW|EATON VANCE MICH MNI|UBSA|UBS SECURITIES LLC|100
MIW|EATON VANCE MICH MNI|UBSS|UBS Securities LLC|47
MIW|EATON VANCE MICH MNI|VGRD|Vanguard Marketing Corporation|10
MIW|EATON VANCE MICH MNI|WCHV|WELLS FARGO SECURITIES, LLC|1881
MIW|EATON VANCE MICH MNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1936
MIW|EATON VANCE MICH MNI|WSEA|WOLVERINE SECURITIES, LLC|131
MIW|EATON VANCE MICH MNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|47
MIXT|MIX TELEMATICS LTD|AGIS|Aegis Capital Corp.|5475
MIXT|MIX TELEMATICS LTD|ALTX|Alternet Securities Inc.|3400
MIXT|MIX TELEMATICS LTD|ANOS|ABEL/NOSER, L.L.C.|382
MIXT|MIX TELEMATICS LTD|APCC|Apex Clearing Corporation|221
MIXT|MIX TELEMATICS LTD|BANK|Primevest Financial Services, Inc.|60
MIXT|MIX TELEMATICS LTD|BARD|Robert W. Baird & Co. Incorporated|2700
MIXT|MIX TELEMATICS LTD|BATM|CBOE TRADING, INC.|827
MIXT|MIX TELEMATICS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1400
MIXT|MIX TELEMATICS LTD|BTIG|BTIG, LLC|49800
MIXT|MIX TELEMATICS LTD|BZYD|GOLDMAN SACHS & CO. LLC|1202
MIXT|MIX TELEMATICS LTD|CHAS|Charles Schwab & Co., Inc.|2216
MIXT|MIX TELEMATICS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9700
MIXT|MIX TELEMATICS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2174
MIXT|MIX TELEMATICS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39660
MIXT|MIX TELEMATICS LTD|CTDL|Citadel Derivatives Group Llc|345
MIXT|MIX TELEMATICS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
MIXT|MIX TELEMATICS LTD|DBAB|Deutsche Bank Securities Inc.|14453
MIXT|MIX TELEMATICS LTD|DBAX|Deutsche Bank Securities Inc.|38800
MIXT|MIX TELEMATICS LTD|DEAN|MORGAN STANLEY|1900
MIXT|MIX TELEMATICS LTD|DEGS|RONIN PROFESSIONAL LLC|1840
MIXT|MIX TELEMATICS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
MIXT|MIX TELEMATICS LTD|DOTC|Dougherty & Company LLC|1649
MIXT|MIX TELEMATICS LTD|EBXL|EBX LLC|28000
MIXT|MIX TELEMATICS LTD|EDJO|Edward D. Jones & Co., L.P.|500
MIXT|MIX TELEMATICS LTD|EGAM|CBOE TRADING, INC.|3032
MIXT|MIX TELEMATICS LTD|EGAW|CBOE TRADING, INC.|78
MIXT|MIX TELEMATICS LTD|EGXM|CBOE TRADING, INC.|609
MIXT|MIX TELEMATICS LTD|ETBE|Electronic Transaction Clearing, Inc.|2000
MIXT|MIX TELEMATICS LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
MIXT|MIX TELEMATICS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3681
MIXT|MIX TELEMATICS LTD|ETRS|E*Trade Securities LLC|51050
MIXT|MIX TELEMATICS LTD|FILL|Tradestation Securities, Inc.|5220
MIXT|MIX TELEMATICS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22938
MIXT|MIX TELEMATICS LTD|FTBR|Foliofn Investments, Inc.|6377
MIXT|MIX TELEMATICS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MIXT|MIX TELEMATICS LTD|GLIS|TD Securities Inc|493
MIXT|MIX TELEMATICS LTD|GLPX|ACS EXECUTION SERVICES, LLC|14606
MIXT|MIX TELEMATICS LTD|GSCO|GOLDMAN SACHS & CO. LLC|49061
MIXT|MIX TELEMATICS LTD|GSCS|GOLDMAN SACHS & CO. LLC|900
MIXT|MIX TELEMATICS LTD|GSLT|GOLDMAN SACHS & CO. LLC|500
MIXT|MIX TELEMATICS LTD|GTSZ|GTS SECURITIES LLC|10874
MIXT|MIX TELEMATICS LTD|HRBF|American Enterprise Investment Services Inc.|2142
MIXT|MIX TELEMATICS LTD|HSBC|HSBC Securities, Inc.|85
MIXT|MIX TELEMATICS LTD|IATS|INTERACTIVE BROKERS LLC|8082
MIXT|MIX TELEMATICS LTD|IBKR|Interactive Brokers Llc|10440
MIXT|MIX TELEMATICS LTD|ICBX|INSTINET, LLC|9500
MIXT|MIX TELEMATICS LTD|IMPC|Imperial Capital, LLC|500
MIXT|MIX TELEMATICS LTD|INCA|INSTINET, LLC|8015
MIXT|MIX TELEMATICS LTD|INJX|INSTINET, LLC|2000
MIXT|MIX TELEMATICS LTD|ITGI|ITG Inc.|3240
MIXT|MIX TELEMATICS LTD|ITGP|ITG INC.|11600
MIXT|MIX TELEMATICS LTD|JEFF|JEFFERIES LLC|12205
MIXT|MIX TELEMATICS LTD|JMPT|JUMP TRADING, LLC|2608
MIXT|MIX TELEMATICS LTD|JPBX|J.P. MORGAN SECURITIES LLC|2068
MIXT|MIX TELEMATICS LTD|JPMX|J.P. Morgan Securities LLC|73014
MIXT|MIX TELEMATICS LTD|KCGM|VIRTU Americas LLC|9143
MIXT|MIX TELEMATICS LTD|LEHM|Barclays Capital Inc./Le|67424
MIXT|MIX TELEMATICS LTD|LIME|Lime Brokerage LLC|12376
MIXT|MIX TELEMATICS LTD|LQNA|LIQUIDNET, INC.|31600
MIXT|MIX TELEMATICS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11595
MIXT|MIX TELEMATICS LTD|MOTF|MOTIF INVESTING, INC.|6
MIXT|MIX TELEMATICS LTD|MSCO|MORGAN STANLEY & CO. LLC|84478
MIXT|MIX TELEMATICS LTD|MSPL|MORGAN STANLEY & CO. LLC|29700
MIXT|MIX TELEMATICS LTD|MSTX|MORGAN STANLEY & CO. LLC|6500
MIXT|MIX TELEMATICS LTD|NFSC|National Financial Services LLC|157692
MIXT|MIX TELEMATICS LTD|NITE|VIRTU Americas LLC|300688
MIXT|MIX TELEMATICS LTD|NQRB|Brut, LLC|6200
MIXT|MIX TELEMATICS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|1563
MIXT|MIX TELEMATICS LTD|OPCO|Oppenheimer & Co. Inc.|1476
MIXT|MIX TELEMATICS LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MIXT|MIX TELEMATICS LTD|PCPT|PHILLIP CAPITAL INC.|100
MIXT|MIX TELEMATICS LTD|PDQM|CODA MARKETS, INC.|15241
MIXT|MIX TELEMATICS LTD|ROTH|Roth Capital Partners, LLC|499
MIXT|MIX TELEMATICS LTD|SAGL|SAGETRADER, LLC|1130
MIXT|MIX TELEMATICS LTD|SBSH|Citigroup Global Markets Inc.|2687
MIXT|MIX TELEMATICS LTD|SGMT|GOLDMAN SACHS & CO. LLC|20645
MIXT|MIX TELEMATICS LTD|SPDR|SPEEDROUTE LLC|3900
MIXT|MIX TELEMATICS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|378
MIXT|MIX TELEMATICS LTD|SWIM|TD Ameritrade, Inc.|83176
MIXT|MIX TELEMATICS LTD|SWST|Hilltop Securities Inc.|9050
MIXT|MIX TELEMATICS LTD|TKNG|ALLY INVEST SECURITIES LLC|1543
MIXT|MIX TELEMATICS LTD|TRBT|Tradebot Systems, Inc.|8699
MIXT|MIX TELEMATICS LTD|TRCM|TRC MARKETS LLC|7647
MIXT|MIX TELEMATICS LTD|TWTT|TASTYWORKS, INC.|100
MIXT|MIX TELEMATICS LTD|UBSS|UBS Securities LLC|103420
MIXT|MIX TELEMATICS LTD|VALX|VIRTU AMERICAS LLC|5718
MIXT|MIX TELEMATICS LTD|VGRD|Vanguard Marketing Corporation|27359
MIXT|MIX TELEMATICS LTD|VSIN|Vision Financial Markets Llc|2760
MIXT|MIX TELEMATICS LTD|WBLR|WILLIAM BLAIR|100
MIXT|MIX TELEMATICS LTD|WCHV|WELLS FARGO SECURITIES, LLC|39730
MIXT|MIX TELEMATICS LTD|WEED|Weeden & Co.L.P.|2400
MIXT|MIX TELEMATICS LTD|WSEA|WOLVERINE SECURITIES, LLC|3711
MIXT|MIX TELEMATICS LTD|XIST|INSTINET, LLC|200
MIXT|MIX TELEMATICS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|6944
MIXT|MIX TELEMATICS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|1750
MIXT|MIX TELEMATICS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
MIY|BLACKROCK MUNIYIELD|AGIS|Aegis Capital Corp.|841
MIY|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|300
MIY|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|700
MIY|BLACKROCK MUNIYIELD|BANK|Primevest Financial Services, Inc.|224
MIY|BLACKROCK MUNIYIELD|BARD|Robert W. Baird & Co. Incorporated|1089
MIY|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|16
MIY|BLACKROCK MUNIYIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4066
MIY|BLACKROCK MUNIYIELD|BTIG|BTIG, LLC|596
MIY|BLACKROCK MUNIYIELD|CHAS|Charles Schwab & Co., Inc.|3
MIY|BLACKROCK MUNIYIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600
MIY|BLACKROCK MUNIYIELD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MIY|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
MIY|BLACKROCK MUNIYIELD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MIY|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|1000
MIY|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|8441
MIY|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
MIY|BLACKROCK MUNIYIELD|EBXL|EBX LLC|600
MIY|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|3639
MIY|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|8420
MIY|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7211
MIY|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|687
MIY|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|7
MIY|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|33
MIY|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|200
MIY|BLACKROCK MUNIYIELD|GTSZ|GTS SECURITIES LLC|38
MIY|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|2857
MIY|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|241
MIY|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|1836
MIY|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|2197
MIY|BLACKROCK MUNIYIELD|ITGP|ITG INC.|200
MIY|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
MIY|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|18699
MIY|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|17800
MIY|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|18383
MIY|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|47756
MIY|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|1495
MIY|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|64380
MIY|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|666
MIY|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|1070
MIY|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|7160
MIY|BLACKROCK MUNIYIELD|SALI|INTL FCSTONE FINANCIAL INC.|704
MIY|BLACKROCK MUNIYIELD|SBSH|Citigroup Global Markets Inc.|100
MIY|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|3823
MIY|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|2
MIY|BLACKROCK MUNIYIELD|TKNG|ALLY INVEST SECURITIES LLC|880
MIY|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|1463
MIY|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|5620
MIY|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|27018
MIY|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|2389
MIY|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|24086
MIY|BLACKROCK MUNIYIELD|WEED|Weeden & Co.L.P.|20
MIY|BLACKROCK MUNIYIELD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|231
MIY|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|2618
MIY|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MIY|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3267
MJ|ETFMG ALTERNATIVE HA|AGIS|Aegis Capital Corp.|2464
MJ|ETFMG ALTERNATIVE HA|ALTX|Alternet Securities Inc.|3222
MJ|ETFMG ALTERNATIVE HA|APCC|Apex Clearing Corporation|106026
MJ|ETFMG ALTERNATIVE HA|BANK|Primevest Financial Services, Inc.|297
MJ|ETFMG ALTERNATIVE HA|BARD|Robert W. Baird & Co. Incorporated|1918
MJ|ETFMG ALTERNATIVE HA|BATM|CBOE TRADING, INC.|21037
MJ|ETFMG ALTERNATIVE HA|BBNT|BB&T SECURITIES, LLC|5213
MJ|ETFMG ALTERNATIVE HA|BERN|Sanford C. Bernstein & Co., LLC|411
MJ|ETFMG ALTERNATIVE HA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16151
MJ|ETFMG ALTERNATIVE HA|BRGE|Newbridge Securities Corp.|500
MJ|ETFMG ALTERNATIVE HA|BYXM|CBOE TRADING, INC.|2187
MJ|ETFMG ALTERNATIVE HA|CHAS|Charles Schwab & Co., Inc.|3726
MJ|ETFMG ALTERNATIVE HA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33419
MJ|ETFMG ALTERNATIVE HA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|255
MJ|ETFMG ALTERNATIVE HA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
MJ|ETFMG ALTERNATIVE HA|CRFN|ROBINHOOD FINANCIAL, LLC|3
MJ|ETFMG ALTERNATIVE HA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53725
MJ|ETFMG ALTERNATIVE HA|CTDL|Citadel Derivatives Group Llc|8376
MJ|ETFMG ALTERNATIVE HA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2476
MJ|ETFMG ALTERNATIVE HA|DBAX|Deutsche Bank Securities Inc.|14700
MJ|ETFMG ALTERNATIVE HA|DEAN|MORGAN STANLEY|14947
MJ|ETFMG ALTERNATIVE HA|DEGS|RONIN PROFESSIONAL LLC|15511
MJ|ETFMG ALTERNATIVE HA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
MJ|ETFMG ALTERNATIVE HA|EBXL|EBX LLC|45500
MJ|ETFMG ALTERNATIVE HA|ECUT|CONVERGEX EXECUTION SOLUTIONS|63764
MJ|ETFMG ALTERNATIVE HA|EDJO|Edward D. Jones & Co., L.P.|100
MJ|ETFMG ALTERNATIVE HA|EGAM|CBOE TRADING, INC.|665
MJ|ETFMG ALTERNATIVE HA|EGAW|CBOE TRADING, INC.|200
MJ|ETFMG ALTERNATIVE HA|EGMT|EG MARKET TECHNOLOGIES LLC|100
MJ|ETFMG ALTERNATIVE HA|EGXM|CBOE TRADING, INC.|3276
MJ|ETFMG ALTERNATIVE HA|ETBE|Electronic Transaction Clearing, Inc.|502
MJ|ETFMG ALTERNATIVE HA|ETCB|ETC BROKERAGE SERVICES, LLC|338
MJ|ETFMG ALTERNATIVE HA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
MJ|ETFMG ALTERNATIVE HA|ETRS|E*Trade Securities LLC|158829
MJ|ETFMG ALTERNATIVE HA|FBSB|U.S. Bancorp Investments, Inc.|946
MJ|ETFMG ALTERNATIVE HA|FILL|Tradestation Securities, Inc.|11619
MJ|ETFMG ALTERNATIVE HA|FMAF|NBCN Inc./ CDS|1355
MJ|ETFMG ALTERNATIVE HA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23184
MJ|ETFMG ALTERNATIVE HA|FTBR|Foliofn Investments, Inc.|8601
MJ|ETFMG ALTERNATIVE HA|GEBB|GLOBAL EXECUTION BROKERS, LP|3800
MJ|ETFMG ALTERNATIVE HA|GLIS|TD Securities Inc|3062
MJ|ETFMG ALTERNATIVE HA|GLPX|ACS EXECUTION SERVICES, LLC|36622
MJ|ETFMG ALTERNATIVE HA|GSCO|GOLDMAN SACHS & CO. LLC|1441
MJ|ETFMG ALTERNATIVE HA|GSCS|GOLDMAN SACHS & CO. LLC|3350
MJ|ETFMG ALTERNATIVE HA|GSLT|GOLDMAN SACHS & CO. LLC|25
MJ|ETFMG ALTERNATIVE HA|GTSZ|GTS SECURITIES LLC|9769
MJ|ETFMG ALTERNATIVE HA|HRBF|American Enterprise Investment Services Inc.|9677
MJ|ETFMG ALTERNATIVE HA|IATS|INTERACTIVE BROKERS LLC|20165
MJ|ETFMG ALTERNATIVE HA|IBKR|Interactive Brokers Llc|77082
MJ|ETFMG ALTERNATIVE HA|IBSJ|Integrity Brokerage Services, Inc.|120
MJ|ETFMG ALTERNATIVE HA|ICBX|INSTINET, LLC|50389
MJ|ETFMG ALTERNATIVE HA|INCA|INSTINET, LLC|34294
MJ|ETFMG ALTERNATIVE HA|INJX|INSTINET, LLC|776
MJ|ETFMG ALTERNATIVE HA|ITGI|ITG Inc.|1933
MJ|ETFMG ALTERNATIVE HA|ITGP|ITG INC.|4000
MJ|ETFMG ALTERNATIVE HA|JANY|Janney Montgomery Scott Inc.|14653
MJ|ETFMG ALTERNATIVE HA|JEFF|JEFFERIES LLC|2260
MJ|ETFMG ALTERNATIVE HA|JMPT|JUMP TRADING, LLC|789
MJ|ETFMG ALTERNATIVE HA|JPMX|J.P. Morgan Securities LLC|39292
MJ|ETFMG ALTERNATIVE HA|JSJX|JANE STREET CAPITAL LLC|191091
MJ|ETFMG ALTERNATIVE HA|KCGM|VIRTU Americas LLC|17615
MJ|ETFMG ALTERNATIVE HA|LEHM|Barclays Capital Inc./Le|51600
MJ|ETFMG ALTERNATIVE HA|LIME|Lime Brokerage LLC|16662
MJ|ETFMG ALTERNATIVE HA|LSCI|Lek Securities Corporation|200
MJ|ETFMG ALTERNATIVE HA|LVMR|LIVERMORE TRADING GROUP, INC.|6400
MJ|ETFMG ALTERNATIVE HA|MACC|Mid Atlantic Capital Corporation|200
MJ|ETFMG ALTERNATIVE HA|MBTS|ALLY INVEST SECURITIES LLC|135
MJ|ETFMG ALTERNATIVE HA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46400
MJ|ETFMG ALTERNATIVE HA|MOTF|MOTIF INVESTING, INC.|12
MJ|ETFMG ALTERNATIVE HA|MSCO|MORGAN STANLEY & CO. LLC|70432
MJ|ETFMG ALTERNATIVE HA|MSPL|MORGAN STANLEY & CO. LLC|55600
MJ|ETFMG ALTERNATIVE HA|MSTX|MORGAN STANLEY & CO. LLC|3200
MJ|ETFMG ALTERNATIVE HA|NBCS|NBC Securities, INC.|139
MJ|ETFMG ALTERNATIVE HA|NFSC|National Financial Services LLC|643038
MJ|ETFMG ALTERNATIVE HA|NITE|VIRTU Americas LLC|714135
MJ|ETFMG ALTERNATIVE HA|NQRB|Brut, LLC|1700
MJ|ETFMG ALTERNATIVE HA|NTBF|BMO Nesbitt Burns Inc./CDS|3058
MJ|ETFMG ALTERNATIVE HA|NTRC|Northern Trust Securities, Inc.|3
MJ|ETFMG ALTERNATIVE HA|OPCO|Oppenheimer & Co. Inc.|9532
MJ|ETFMG ALTERNATIVE HA|PCPT|PHILLIP CAPITAL INC.|2713
MJ|ETFMG ALTERNATIVE HA|PDQM|CODA MARKETS, INC.|35754
MJ|ETFMG ALTERNATIVE HA|PHLY|NASDAQ Execution Services, LLC|9000
MJ|ETFMG ALTERNATIVE HA|PWJC|UBS Financial Services, Inc.|547
MJ|ETFMG ALTERNATIVE HA|RBCM|RBC CAPITAL MARKETS, LLC|25880
MJ|ETFMG ALTERNATIVE HA|RGLD|Regal Securities, Inc|326
MJ|ETFMG ALTERNATIVE HA|SAGL|SAGETRADER, LLC|100
MJ|ETFMG ALTERNATIVE HA|SALI|INTL FCSTONE FINANCIAL INC.|1364
MJ|ETFMG ALTERNATIVE HA|SBRX|MURIEL SIEBERT & CO INC|300
MJ|ETFMG ALTERNATIVE HA|SBSH|Citigroup Global Markets Inc.|4731
MJ|ETFMG ALTERNATIVE HA|SGMT|GOLDMAN SACHS & CO. LLC|14858
MJ|ETFMG ALTERNATIVE HA|SOGO|Wang Investment Associates, Inc.|100
MJ|ETFMG ALTERNATIVE HA|SPDR|SPEEDROUTE LLC|3920
MJ|ETFMG ALTERNATIVE HA|SPHN|Stephens Inc.|1725
MJ|ETFMG ALTERNATIVE HA|STFL|Stifel, Nicolaus & Company, Incorporated|21484
MJ|ETFMG ALTERNATIVE HA|STKP|STOCKPILE INVESTMENTS, INC.|17124
MJ|ETFMG ALTERNATIVE HA|STTT|STATETRUST INVESTMENTS INC.|325
MJ|ETFMG ALTERNATIVE HA|SWIM|TD Ameritrade, Inc.|100925
MJ|ETFMG ALTERNATIVE HA|SWST|Hilltop Securities Inc.|2947
MJ|ETFMG ALTERNATIVE HA|TKNG|ALLY INVEST SECURITIES LLC|8004
MJ|ETFMG ALTERNATIVE HA|TRBT|Tradebot Systems, Inc.|700
MJ|ETFMG ALTERNATIVE HA|TRCM|TRC MARKETS LLC|100
MJ|ETFMG ALTERNATIVE HA|TWTT|TASTYWORKS, INC.|882
MJ|ETFMG ALTERNATIVE HA|UBSA|UBS SECURITIES LLC|93434
MJ|ETFMG ALTERNATIVE HA|UBSS|UBS Securities LLC|184476
MJ|ETFMG ALTERNATIVE HA|VALX|VIRTU AMERICAS LLC|1672
MJ|ETFMG ALTERNATIVE HA|VGRD|Vanguard Marketing Corporation|103870
MJ|ETFMG ALTERNATIVE HA|VSIN|Vision Financial Markets Llc|137
MJ|ETFMG ALTERNATIVE HA|WCHV|WELLS FARGO SECURITIES, LLC|4562
MJ|ETFMG ALTERNATIVE HA|WEDB|WEDBUSH SECURITIES INC.|1333
MJ|ETFMG ALTERNATIVE HA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18182
MJ|ETFMG ALTERNATIVE HA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|86829
MJ|ETFMG ALTERNATIVE HA|WGIF|CIBC World Markets Inc.|288
MJ|ETFMG ALTERNATIVE HA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
MJ|ETFMG ALTERNATIVE HA|WORD|Worden Capital Management LLC|1855
MJ|ETFMG ALTERNATIVE HA|WSEA|WOLVERINE SECURITIES, LLC|23140
MJ|ETFMG ALTERNATIVE HA|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3300
MJ|ETFMG ALTERNATIVE HA|XSTM|NATIONAL FINANCIAL SERVICES LLC|20570
MJ|ETFMG ALTERNATIVE HA|YKNA|COMHAR CAPITAL MARKETS, LLC|725
MJ|ETFMG ALTERNATIVE HA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51117
MJCO|MAJESCO|BATM|CBOE TRADING, INC.|25
MJCO|MAJESCO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1146
MJCO|MAJESCO|CTDL|Citadel Derivatives Group Llc|48
MJCO|MAJESCO|CXCX|CITIGROUP GLOBAL MARKETS INC.|296
MJCO|MAJESCO|DBAB|Deutsche Bank Securities Inc.|495
MJCO|MAJESCO|DBAX|Deutsche Bank Securities Inc.|200
MJCO|MAJESCO|EBXL|EBX LLC|300
MJCO|MAJESCO|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
MJCO|MAJESCO|EGAM|CBOE TRADING, INC.|100
MJCO|MAJESCO|ETRS|E*Trade Securities LLC|11844
MJCO|MAJESCO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|442
MJCO|MAJESCO|GLPX|ACS EXECUTION SERVICES, LLC|34
MJCO|MAJESCO|GSCO|GOLDMAN SACHS & CO. LLC|4704
MJCO|MAJESCO|GSLT|GOLDMAN SACHS & CO. LLC|100
MJCO|MAJESCO|GTSZ|GTS SECURITIES LLC|203
MJCO|MAJESCO|IBKR|Interactive Brokers Llc|2540
MJCO|MAJESCO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|236
MJCO|MAJESCO|ICBX|INSTINET, LLC|348
MJCO|MAJESCO|IEQY|CITADEL SECURITIES LLC|300
MJCO|MAJESCO|INCA|INSTINET, LLC|55
MJCO|MAJESCO|ITGI|ITG Inc.|200
MJCO|MAJESCO|JPMX|J.P. Morgan Securities LLC|265
MJCO|MAJESCO|KCGM|VIRTU Americas LLC|105
MJCO|MAJESCO|LEHM|Barclays Capital Inc./Le|604
MJCO|MAJESCO|LIME|Lime Brokerage LLC|2276
MJCO|MAJESCO|MAXM|Maxim Group LLC|2000
MJCO|MAJESCO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MJCO|MAJESCO|MSCO|MORGAN STANLEY & CO. LLC|8084
MJCO|MAJESCO|MSPL|MORGAN STANLEY & CO. LLC|500
MJCO|MAJESCO|NFSC|National Financial Services LLC|40792
MJCO|MAJESCO|NITE|VIRTU Americas LLC|44655
MJCO|MAJESCO|PDQM|CODA MARKETS, INC.|34
MJCO|MAJESCO|SBSH|Citigroup Global Markets Inc.|2219
MJCO|MAJESCO|SGMT|GOLDMAN SACHS & CO. LLC|340
MJCO|MAJESCO|SWIM|TD Ameritrade, Inc.|3995
MJCO|MAJESCO|TKNG|ALLY INVEST SECURITIES LLC|2000
MJCO|MAJESCO|UBSA|UBS SECURITIES LLC|2352
MJCO|MAJESCO|UBSS|UBS Securities LLC|2702
MJCO|MAJESCO|VALX|VIRTU AMERICAS LLC|181
MJCO|MAJESCO|VGRD|Vanguard Marketing Corporation|401
MJCO|MAJESCO|WCHV|WELLS FARGO SECURITIES, LLC|300
MJCO|MAJESCO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|367
MJCO|MAJESCO|WSEA|WOLVERINE SECURITIES, LLC|196
MJCO|MAJESCO|YKNA|COMHAR CAPITAL MARKETS, LLC|18
MKC|MCCORMICK & CO|ABLE|NATIXIS Securities Americas LLC|68300
MKC|MCCORMICK & CO|ADAM|CANACCORD GENUITY INC.|200
MKC|MCCORMICK & CO|AGIS|Aegis Capital Corp.|200
MKC|MCCORMICK & CO|ALTX|Alternet Securities Inc.|8832
MKC|MCCORMICK & CO|ANOS|ABEL/NOSER, L.L.C.|301
MKC|MCCORMICK & CO|APCC|Apex Clearing Corporation|1101
MKC|MCCORMICK & CO|BANK|Primevest Financial Services, Inc.|25
MKC|MCCORMICK & CO|BARD|Robert W. Baird & Co. Incorporated|10096
MKC|MCCORMICK & CO|BATM|CBOE TRADING, INC.|14723
MKC|MCCORMICK & CO|BBNT|BB&T SECURITIES, LLC|541
MKC|MCCORMICK & CO|BERN|Sanford C. Bernstein & Co., LLC|169390
MKC|MCCORMICK & CO|BGCE|BGC Financial Inc.|900
MKC|MCCORMICK & CO|BIAD|SAGETRADER, LLC|299
MKC|MCCORMICK & CO|BIDS|BIDS TRADING L.P.|100
MKC|MCCORMICK & CO|BIMI|Banca IMI Securities Corp.|30
MKC|MCCORMICK & CO|BKCM|BNY Mellon Capital Markets LLC|137
MKC|MCCORMICK & CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9683
MKC|MCCORMICK & CO|BLKX|INSTINET, LLC|24350
MKC|MCCORMICK & CO|BMOC|BMO Capital Markets Corp.|16009
MKC|MCCORMICK & CO|BNPX|BNP PARIBAS SECURITIES CORP.|69853
MKC|MCCORMICK & CO|BTIG|BTIG, LLC|3024
MKC|MCCORMICK & CO|BYXM|CBOE TRADING, INC.|1089
MKC|MCCORMICK & CO|BZYD|GOLDMAN SACHS & CO. LLC|200
MKC|MCCORMICK & CO|CANT|Cantor Fitzgerald & Co.|5285
MKC|MCCORMICK & CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|157200
MKC|MCCORMICK & CO|CBRA|Cobra Trading, Inc.|600
MKC|MCCORMICK & CO|CHAS|Charles Schwab & Co., Inc.|9570
MKC|MCCORMICK & CO|CIBP|CIBC World Markets Corp.|6701
MKC|MCCORMICK & CO|CIST|Capital Institutional Services, Inc.|3077
MKC|MCCORMICK & CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|158969
MKC|MCCORMICK & CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15680
MKC|MCCORMICK & CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2604
MKC|MCCORMICK & CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|569313
MKC|MCCORMICK & CO|CTDL|Citadel Derivatives Group Llc|6899
MKC|MCCORMICK & CO|CTLR|CUTLER GROUP, LP|1200
MKC|MCCORMICK & CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|110236
MKC|MCCORMICK & CO|DADA|D.A. Davidson & Co.|3798
MKC|MCCORMICK & CO|DAVA|Davenport & Company LLC|466
MKC|MCCORMICK & CO|DBAB|Deutsche Bank Securities Inc.|459938
MKC|MCCORMICK & CO|DBAX|Deutsche Bank Securities Inc.|507600
MKC|MCCORMICK & CO|DBUL|Deutsche Bank Securities Inc.|100
MKC|MCCORMICK & CO|DCHF|Dart Executions, LLC|3095
MKC|MCCORMICK & CO|DEAN|MORGAN STANLEY|16039
MKC|MCCORMICK & CO|DEGS|RONIN PROFESSIONAL LLC|400
MKC|MCCORMICK & CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
MKC|MCCORMICK & CO|DRWC|DRW SECURITIES, L.L.C.|300
MKC|MCCORMICK & CO|EBXL|EBX LLC|229800
MKC|MCCORMICK & CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|70881
MKC|MCCORMICK & CO|EDJC|Edward Jones / CDS|2000
MKC|MCCORMICK & CO|EDJO|Edward D. Jones & Co., L.P.|14383
MKC|MCCORMICK & CO|EGAM|CBOE TRADING, INC.|16682
MKC|MCCORMICK & CO|EGAW|CBOE TRADING, INC.|545
MKC|MCCORMICK & CO|EGMT|EG MARKET TECHNOLOGIES LLC|2516
MKC|MCCORMICK & CO|EGXM|CBOE TRADING, INC.|5652
MKC|MCCORMICK & CO|EGXW|CBOE TRADING, INC.|14
MKC|MCCORMICK & CO|ETBE|Electronic Transaction Clearing, Inc.|55402
MKC|MCCORMICK & CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
MKC|MCCORMICK & CO|ETCC|Electronic Transaction Clearing, Inc.|483
MKC|MCCORMICK & CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|91002
MKC|MCCORMICK & CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9433
MKC|MCCORMICK & CO|ETRS|E*Trade Securities LLC|56450
MKC|MCCORMICK & CO|FIDT|Fidelity Clearing Canada ULC./ CDS|31
MKC|MCCORMICK & CO|FILL|Tradestation Securities, Inc.|10148
MKC|MCCORMICK & CO|FINX|FINTECH SECURITIES|114
MKC|MCCORMICK & CO|FINZ|FINTECH SECURITIES|800
MKC|MCCORMICK & CO|FMAF|NBCN Inc./ CDS|1000
MKC|MCCORMICK & CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38824
MKC|MCCORMICK & CO|FQLS|Quantlab Securities LP|373118
MKC|MCCORMICK & CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|177591
MKC|MCCORMICK & CO|FTBR|Foliofn Investments, Inc.|4457
MKC|MCCORMICK & CO|GEBB|GLOBAL EXECUTION BROKERS, LP|2600
MKC|MCCORMICK & CO|GHCC|Gordon, Haskett Capital Corporation|960
MKC|MCCORMICK & CO|GLIS|TD Securities Inc|200
MKC|MCCORMICK & CO|GLPX|ACS EXECUTION SERVICES, LLC|65044
MKC|MCCORMICK & CO|GSCO|GOLDMAN SACHS & CO. LLC|959919
MKC|MCCORMICK & CO|GSCS|GOLDMAN SACHS & CO. LLC|1210
MKC|MCCORMICK & CO|GSLT|GOLDMAN SACHS & CO. LLC|7048
MKC|MCCORMICK & CO|GTSZ|GTS SECURITIES LLC|204404
MKC|MCCORMICK & CO|HRBF|American Enterprise Investment Services Inc.|8694
MKC|MCCORMICK & CO|HSBC|HSBC Securities, Inc.|2691
MKC|MCCORMICK & CO|IATS|INTERACTIVE BROKERS LLC|17152
MKC|MCCORMICK & CO|IBKR|Interactive Brokers Llc|21274
MKC|MCCORMICK & CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3227
MKC|MCCORMICK & CO|ICBX|INSTINET, LLC|53315
MKC|MCCORMICK & CO|IEQY|CITADEL SECURITIES LLC|105764
MKC|MCCORMICK & CO|INCA|INSTINET, LLC|464881
MKC|MCCORMICK & CO|INJX|INSTINET, LLC|7928
MKC|MCCORMICK & CO|INTL|INTL FCSTONE FINANCIAL INC.|20
MKC|MCCORMICK & CO|ITGI|ITG Inc.|87500
MKC|MCCORMICK & CO|ITGP|ITG INC.|553200
MKC|MCCORMICK & CO|JANY|Janney Montgomery Scott Inc.|4607
MKC|MCCORMICK & CO|JEFF|JEFFERIES LLC|124663
MKC|MCCORMICK & CO|JMPT|JUMP TRADING, LLC|81089
MKC|MCCORMICK & CO|JONE|JonesTrading|3200
MKC|MCCORMICK & CO|JPBX|J.P. MORGAN SECURITIES LLC|201545
MKC|MCCORMICK & CO|JPMX|J.P. Morgan Securities LLC|497988
MKC|MCCORMICK & CO|JSJX|JANE STREET CAPITAL LLC|8774
MKC|MCCORMICK & CO|KCGM|VIRTU Americas LLC|63884
MKC|MCCORMICK & CO|LEHM|Barclays Capital Inc./Le|875890
MKC|MCCORMICK & CO|LIME|Lime Brokerage LLC|88178
MKC|MCCORMICK & CO|LIWD|LIME BROKERAGE LLC|1925
MKC|MCCORMICK & CO|LOOP|Loop Capital Markets LLC|121
MKC|MCCORMICK & CO|LQNA|LIQUIDNET, INC.|156500
MKC|MCCORMICK & CO|LQNB|LIQUIDNET, INC.|8600
MKC|MCCORMICK & CO|LSCI|Lek Securities Corporation|1292
MKC|MCCORMICK & CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
MKC|MCCORMICK & CO|MACC|Mid Atlantic Capital Corporation|2155
MKC|MCCORMICK & CO|MAVB|Great Point Capital LLC|1100
MKC|MCCORMICK & CO|MAXM|Maxim Group LLC|3433
MKC|MCCORMICK & CO|MBTS|ALLY INVEST SECURITIES LLC|400
MKC|MCCORMICK & CO|MCBT|Moors & Cabot, Inc.|30
MKC|MCCORMICK & CO|MCMF|Raymond James Ltd. Cds|350
MKC|MCCORMICK & CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136286
MKC|MCCORMICK & CO|MOTF|MOTIF INVESTING, INC.|26
MKC|MCCORMICK & CO|MSCO|MORGAN STANLEY & CO. LLC|1744114
MKC|MCCORMICK & CO|MSPL|MORGAN STANLEY & CO. LLC|497100
MKC|MCCORMICK & CO|MSTX|MORGAN STANLEY & CO. LLC|229800
MKC|MCCORMICK & CO|NBCS|NBC Securities, INC.|250
MKC|MCCORMICK & CO|NEUB|NEUBERGER BERMAN BD LLC|138
MKC|MCCORMICK & CO|NFSC|National Financial Services LLC|169452
MKC|MCCORMICK & CO|NITE|VIRTU Americas LLC|449199
MKC|MCCORMICK & CO|NITP|VIRTU Americas LLC|315
MKC|MCCORMICK & CO|NQRB|Brut, LLC|8024
MKC|MCCORMICK & CO|NTBF|BMO Nesbitt Burns Inc./CDS|25
MKC|MCCORMICK & CO|OPCO|Oppenheimer & Co. Inc.|627
MKC|MCCORMICK & CO|PDQM|CODA MARKETS, INC.|161494
MKC|MCCORMICK & CO|PHLY|NASDAQ Execution Services, LLC|24320
MKC|MCCORMICK & CO|PWJC|UBS Financial Services, Inc.|7896
MKC|MCCORMICK & CO|QMSR|QUATTRO M SECURITIES INC.|252
MKC|MCCORMICK & CO|RBCM|RBC CAPITAL MARKETS, LLC|9513
MKC|MCCORMICK & CO|RHCO|Suntrust Robinson Humphrey, Inc.|100
MKC|MCCORMICK & CO|SAGL|SAGETRADER, LLC|23200
MKC|MCCORMICK & CO|SAGW|SAGETRADER, LLC|200
MKC|MCCORMICK & CO|SALI|INTL FCSTONE FINANCIAL INC.|232
MKC|MCCORMICK & CO|SBSH|Citigroup Global Markets Inc.|261724
MKC|MCCORMICK & CO|SEIC|SEI Investments Distribution Co.|1277
MKC|MCCORMICK & CO|SGMT|GOLDMAN SACHS & CO. LLC|146195
MKC|MCCORMICK & CO|SJLS|TRADE INFORMATICS LLC|100
MKC|MCCORMICK & CO|SPDR|SPEEDROUTE LLC|20014
MKC|MCCORMICK & CO|SPHN|Stephens Inc.|415
MKC|MCCORMICK & CO|SPNT|SEVEN POINTS CAPITAL, LLC|100
MKC|MCCORMICK & CO|STFL|Stifel, Nicolaus & Company, Incorporated|16982
MKC|MCCORMICK & CO|STKP|STOCKPILE INVESTMENTS, INC.|56
MKC|MCCORMICK & CO|STRS|STRATEGAS RESEARCH PARTNERS|1600
MKC|MCCORMICK & CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1765
MKC|MCCORMICK & CO|SWIM|TD Ameritrade, Inc.|127095
MKC|MCCORMICK & CO|SWST|Hilltop Securities Inc.|4146
MKC|MCCORMICK & CO|TAGC|TELSEY ADVISORY GROUP LLC|441
MKC|MCCORMICK & CO|TKNG|ALLY INVEST SECURITIES LLC|571
MKC|MCCORMICK & CO|TMBR|Timber Hill LLC|21
MKC|MCCORMICK & CO|TOUR|TOURMALINE PARTNERS, LLC|1211
MKC|MCCORMICK & CO|TRBT|Tradebot Systems, Inc.|269886
MKC|MCCORMICK & CO|TRCM|TRC MARKETS LLC|322214
MKC|MCCORMICK & CO|TWTT|TASTYWORKS, INC.|200
MKC|MCCORMICK & CO|UBSA|UBS SECURITIES LLC|525137
MKC|MCCORMICK & CO|UBSS|UBS Securities LLC|859329
MKC|MCCORMICK & CO|VALX|VIRTU AMERICAS LLC|13475
MKC|MCCORMICK & CO|VGRD|Vanguard Marketing Corporation|16562
MKC|MCCORMICK & CO|WABR|Wall Street Access|200
MKC|MCCORMICK & CO|WBLR|WILLIAM BLAIR|1083
MKC|MCCORMICK & CO|WBPX|SUMMIT SECURITIES GROUP, LLC|2806
MKC|MCCORMICK & CO|WCHV|WELLS FARGO SECURITIES, LLC|116732
MKC|MCCORMICK & CO|WDNX|WEEDEN & CO.L.P.|3148
MKC|MCCORMICK & CO|WEDB|WEDBUSH SECURITIES INC.|5571
MKC|MCCORMICK & CO|WEED|Weeden & Co.L.P.|13115
MKC|MCCORMICK & CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22864
MKC|MCCORMICK & CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20529
MKC|MCCORMICK & CO|WGIF|CIBC World Markets Inc.|181
MKC|MCCORMICK & CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|558
MKC|MCCORMICK & CO|WSEA|WOLVERINE SECURITIES, LLC|7116
MKC|MCCORMICK & CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
MKC|MCCORMICK & CO|XIST|INSTINET, LLC|89804
MKC|MCCORMICK & CO|XPQR|Jump Trading|1574
MKC|MCCORMICK & CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|80158
MKC|MCCORMICK & CO|YKNA|COMHAR CAPITAL MARKETS, LLC|13625
MKC|MCCORMICK & CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12338
MKC.V|MCCORMICK & CO VTG|AVON|Avondale Partners, LLC|75
MKC.V|MCCORMICK & CO VTG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MKC.V|MCCORMICK & CO VTG|DBAX|Deutsche Bank Securities Inc.|1300
MKC.V|MCCORMICK & CO VTG|EDJO|Edward D. Jones & Co., L.P.|86
MKC.V|MCCORMICK & CO VTG|GSCO|GOLDMAN SACHS & CO. LLC|400
MKC.V|MCCORMICK & CO VTG|GSLT|GOLDMAN SACHS & CO. LLC|1
MKC.V|MCCORMICK & CO VTG|IBKR|Interactive Brokers Llc|7
MKC.V|MCCORMICK & CO VTG|INCA|INSTINET, LLC|200
MKC.V|MCCORMICK & CO VTG|LEHM|Barclays Capital Inc./Le|6050
MKC.V|MCCORMICK & CO VTG|LIME|Lime Brokerage LLC|138
MKC.V|MCCORMICK & CO VTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MKC.V|MCCORMICK & CO VTG|MSCO|MORGAN STANLEY & CO. LLC|662
MKC.V|MCCORMICK & CO VTG|NFSC|National Financial Services LLC|451
MKC.V|MCCORMICK & CO VTG|NITE|VIRTU Americas LLC|6066
MKC.V|MCCORMICK & CO VTG|RBCM|RBC CAPITAL MARKETS, LLC|420
MKC.V|MCCORMICK & CO VTG|SWST|Hilltop Securities Inc.|45
MKC.V|MCCORMICK & CO VTG|UBSA|UBS SECURITIES LLC|250
MKC.V|MCCORMICK & CO VTG|UBSS|UBS Securities LLC|1685
MKC.V|MCCORMICK & CO VTG|VGRD|Vanguard Marketing Corporation|235
MKC.V|MCCORMICK & CO VTG|WCHV|WELLS FARGO SECURITIES, LLC|2145
MKC.V|MCCORMICK & CO VTG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2800
MKC.V|MCCORMICK & CO VTG|WSEA|WOLVERINE SECURITIES, LLC|4
MKGI|MONAKER GROUP CM|ALTX|Alternet Securities Inc.|600
MKGI|MONAKER GROUP CM|BATM|CBOE TRADING, INC.|400
MKGI|MONAKER GROUP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
MKGI|MONAKER GROUP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2304
MKGI|MONAKER GROUP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
MKGI|MONAKER GROUP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1700
MKGI|MONAKER GROUP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1700
MKGI|MONAKER GROUP CM|CTDL|Citadel Derivatives Group Llc|1510
MKGI|MONAKER GROUP CM|DBAX|Deutsche Bank Securities Inc.|2200
MKGI|MONAKER GROUP CM|DEGS|RONIN PROFESSIONAL LLC|1210
MKGI|MONAKER GROUP CM|EBXL|EBX LLC|1400
MKGI|MONAKER GROUP CM|EGAM|CBOE TRADING, INC.|100
MKGI|MONAKER GROUP CM|EGXM|CBOE TRADING, INC.|100
MKGI|MONAKER GROUP CM|EGXW|CBOE TRADING, INC.|162
MKGI|MONAKER GROUP CM|ETRS|E*Trade Securities LLC|32878
MKGI|MONAKER GROUP CM|FBCO|Credit Suisse Securities (USA) LLC|5195
MKGI|MONAKER GROUP CM|FBSB|U.S. Bancorp Investments, Inc.|51
MKGI|MONAKER GROUP CM|FILL|Tradestation Securities, Inc.|7400
MKGI|MONAKER GROUP CM|FOMA|TD AMERITRADE CLEARING, INC.|47784
MKGI|MONAKER GROUP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7302
MKGI|MONAKER GROUP CM|FTBR|Foliofn Investments, Inc.|3
MKGI|MONAKER GROUP CM|GLPX|ACS EXECUTION SERVICES, LLC|200
MKGI|MONAKER GROUP CM|GSCO|GOLDMAN SACHS & CO. LLC|5553
MKGI|MONAKER GROUP CM|GTSZ|GTS SECURITIES LLC|2468
MKGI|MONAKER GROUP CM|HRBF|American Enterprise Investment Services Inc.|3000
MKGI|MONAKER GROUP CM|IATS|INTERACTIVE BROKERS LLC|801
MKGI|MONAKER GROUP CM|IBKR|Interactive Brokers Llc|12555
MKGI|MONAKER GROUP CM|ICBX|INSTINET, LLC|600
MKGI|MONAKER GROUP CM|INCA|INSTINET, LLC|8448
MKGI|MONAKER GROUP CM|ITGI|ITG Inc.|2220
MKGI|MONAKER GROUP CM|ITGP|ITG INC.|400
MKGI|MONAKER GROUP CM|JPMX|J.P. Morgan Securities LLC|418
MKGI|MONAKER GROUP CM|KCGM|VIRTU Americas LLC|300
MKGI|MONAKER GROUP CM|KWIL|KEY WEST INVESTMENTS, LLC|4000
MKGI|MONAKER GROUP CM|LEHM|Barclays Capital Inc./Le|4701
MKGI|MONAKER GROUP CM|LIME|Lime Brokerage LLC|12654
MKGI|MONAKER GROUP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2300
MKGI|MONAKER GROUP CM|MSCO|MORGAN STANLEY & CO. LLC|31564
MKGI|MONAKER GROUP CM|MSPL|MORGAN STANLEY & CO. LLC|700
MKGI|MONAKER GROUP CM|NFSC|National Financial Services LLC|33897
MKGI|MONAKER GROUP CM|NITE|VIRTU Americas LLC|95784
MKGI|MONAKER GROUP CM|NQRB|Brut, LLC|300
MKGI|MONAKER GROUP CM|PDQM|CODA MARKETS, INC.|640
MKGI|MONAKER GROUP CM|RAJA|Raymond James & Associates, Inc.|19910
MKGI|MONAKER GROUP CM|RBCM|RBC CAPITAL MARKETS, LLC|3467
MKGI|MONAKER GROUP CM|SGMT|GOLDMAN SACHS & CO. LLC|900
MKGI|MONAKER GROUP CM|SPDR|SPEEDROUTE LLC|1100
MKGI|MONAKER GROUP CM|SPTD|MINT GLOBAL MARKETS, INC.|1000
MKGI|MONAKER GROUP CM|SWIM|TD Ameritrade, Inc.|36086
MKGI|MONAKER GROUP CM|TRCM|TRC MARKETS LLC|1875
MKGI|MONAKER GROUP CM|UBSA|UBS SECURITIES LLC|11921
MKGI|MONAKER GROUP CM|UBSS|UBS Securities LLC|38497
MKGI|MONAKER GROUP CM|WCHV|WELLS FARGO SECURITIES, LLC|4508
MKGI|MONAKER GROUP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1610
MKL|MARKEL CP HLDG CO|ALTX|Alternet Securities Inc.|253
MKL|MARKEL CP HLDG CO|APCC|Apex Clearing Corporation|71
MKL|MARKEL CP HLDG CO|BARD|Robert W. Baird & Co. Incorporated|359
MKL|MARKEL CP HLDG CO|BATM|CBOE TRADING, INC.|1229
MKL|MARKEL CP HLDG CO|BBNT|BB&T SECURITIES, LLC|307
MKL|MARKEL CP HLDG CO|BERN|Sanford C. Bernstein & Co., LLC|2049
MKL|MARKEL CP HLDG CO|BGCE|BGC Financial Inc.|210
MKL|MARKEL CP HLDG CO|BIMI|Banca IMI Securities Corp.|115
MKL|MARKEL CP HLDG CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|795
MKL|MARKEL CP HLDG CO|BMOC|BMO Capital Markets Corp.|11
MKL|MARKEL CP HLDG CO|BNPX|BNP PARIBAS SECURITIES CORP.|890
MKL|MARKEL CP HLDG CO|BTIG|BTIG, LLC|938
MKL|MARKEL CP HLDG CO|BYXM|CBOE TRADING, INC.|103
MKL|MARKEL CP HLDG CO|CHAS|Charles Schwab & Co., Inc.|46
MKL|MARKEL CP HLDG CO|CIST|Capital Institutional Services, Inc.|48
MKL|MARKEL CP HLDG CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1449
MKL|MARKEL CP HLDG CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9929
MKL|MARKEL CP HLDG CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7964
MKL|MARKEL CP HLDG CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18980
MKL|MARKEL CP HLDG CO|CTDL|Citadel Derivatives Group Llc|269
MKL|MARKEL CP HLDG CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1158
MKL|MARKEL CP HLDG CO|DADA|D.A. Davidson & Co.|101
MKL|MARKEL CP HLDG CO|DAVA|Davenport & Company LLC|1305
MKL|MARKEL CP HLDG CO|DBAB|Deutsche Bank Securities Inc.|3556
MKL|MARKEL CP HLDG CO|DBAX|Deutsche Bank Securities Inc.|9130
MKL|MARKEL CP HLDG CO|DEAN|MORGAN STANLEY|765
MKL|MARKEL CP HLDG CO|DEGS|RONIN PROFESSIONAL LLC|80
MKL|MARKEL CP HLDG CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36
MKL|MARKEL CP HLDG CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1650
MKL|MARKEL CP HLDG CO|EDJO|Edward D. Jones & Co., L.P.|281
MKL|MARKEL CP HLDG CO|EGAM|CBOE TRADING, INC.|1324
MKL|MARKEL CP HLDG CO|EGAW|CBOE TRADING, INC.|2
MKL|MARKEL CP HLDG CO|EGXM|CBOE TRADING, INC.|246
MKL|MARKEL CP HLDG CO|ETCC|Electronic Transaction Clearing, Inc.|30
MKL|MARKEL CP HLDG CO|ETRS|E*Trade Securities LLC|2909
MKL|MARKEL CP HLDG CO|FBSB|U.S. Bancorp Investments, Inc.|101
MKL|MARKEL CP HLDG CO|FIDT|Fidelity Clearing Canada ULC./ CDS|18
MKL|MARKEL CP HLDG CO|FILL|Tradestation Securities, Inc.|132
MKL|MARKEL CP HLDG CO|FMAF|NBCN Inc./ CDS|295
MKL|MARKEL CP HLDG CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|126
MKL|MARKEL CP HLDG CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4655
MKL|MARKEL CP HLDG CO|FTBR|Foliofn Investments, Inc.|135
MKL|MARKEL CP HLDG CO|GEBB|GLOBAL EXECUTION BROKERS, LP|199
MKL|MARKEL CP HLDG CO|GLIS|TD Securities Inc|44
MKL|MARKEL CP HLDG CO|GLPX|ACS EXECUTION SERVICES, LLC|14319
MKL|MARKEL CP HLDG CO|GSCO|GOLDMAN SACHS & CO. LLC|21070
MKL|MARKEL CP HLDG CO|GSCS|GOLDMAN SACHS & CO. LLC|255
MKL|MARKEL CP HLDG CO|GSLT|GOLDMAN SACHS & CO. LLC|524
MKL|MARKEL CP HLDG CO|GTSZ|GTS SECURITIES LLC|151
MKL|MARKEL CP HLDG CO|HRBF|American Enterprise Investment Services Inc.|221
MKL|MARKEL CP HLDG CO|HSBC|HSBC Securities, Inc.|254
MKL|MARKEL CP HLDG CO|IATS|INTERACTIVE BROKERS LLC|854
MKL|MARKEL CP HLDG CO|IBKR|Interactive Brokers Llc|507
MKL|MARKEL CP HLDG CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|37
MKL|MARKEL CP HLDG CO|ICBX|INSTINET, LLC|310
MKL|MARKEL CP HLDG CO|INCA|INSTINET, LLC|5747
MKL|MARKEL CP HLDG CO|INJX|INSTINET, LLC|288
MKL|MARKEL CP HLDG CO|ITGI|ITG Inc.|3147
MKL|MARKEL CP HLDG CO|ITGP|ITG INC.|4600
MKL|MARKEL CP HLDG CO|JANY|Janney Montgomery Scott Inc.|90
MKL|MARKEL CP HLDG CO|JEFF|JEFFERIES LLC|2047
MKL|MARKEL CP HLDG CO|JMPT|JUMP TRADING, LLC|47
MKL|MARKEL CP HLDG CO|JPBX|J.P. MORGAN SECURITIES LLC|1652
MKL|MARKEL CP HLDG CO|JPMX|J.P. Morgan Securities LLC|14144
MKL|MARKEL CP HLDG CO|KCGM|VIRTU Americas LLC|1986
MKL|MARKEL CP HLDG CO|LEHM|Barclays Capital Inc./Le|25536
MKL|MARKEL CP HLDG CO|LIME|Lime Brokerage LLC|457
MKL|MARKEL CP HLDG CO|LOOP|Loop Capital Markets LLC|101
MKL|MARKEL CP HLDG CO|MAVB|Great Point Capital LLC|20
MKL|MARKEL CP HLDG CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3717
MKL|MARKEL CP HLDG CO|MOTF|MOTIF INVESTING, INC.|8
MKL|MARKEL CP HLDG CO|MSCO|MORGAN STANLEY & CO. LLC|35536
MKL|MARKEL CP HLDG CO|MSPL|MORGAN STANLEY & CO. LLC|9750
MKL|MARKEL CP HLDG CO|MSTX|MORGAN STANLEY & CO. LLC|420
MKL|MARKEL CP HLDG CO|NFSC|National Financial Services LLC|12157
MKL|MARKEL CP HLDG CO|NITE|VIRTU Americas LLC|31598
MKL|MARKEL CP HLDG CO|NQRB|Brut, LLC|736
MKL|MARKEL CP HLDG CO|NTBF|BMO Nesbitt Burns Inc./CDS|36
MKL|MARKEL CP HLDG CO|NTRC|Northern Trust Securities, Inc.|110
MKL|MARKEL CP HLDG CO|OPCO|Oppenheimer & Co. Inc.|107
MKL|MARKEL CP HLDG CO|PDQM|CODA MARKETS, INC.|19025
MKL|MARKEL CP HLDG CO|PICT|Pictet Overseas Inc.|42
MKL|MARKEL CP HLDG CO|PIPR|Piper Jaffray & Co.|990
MKL|MARKEL CP HLDG CO|PWJC|UBS Financial Services, Inc.|77
MKL|MARKEL CP HLDG CO|RBCM|RBC CAPITAL MARKETS, LLC|645
MKL|MARKEL CP HLDG CO|SBSH|Citigroup Global Markets Inc.|3106
MKL|MARKEL CP HLDG CO|SGMT|GOLDMAN SACHS & CO. LLC|2172
MKL|MARKEL CP HLDG CO|SPDR|SPEEDROUTE LLC|1604
MKL|MARKEL CP HLDG CO|SPHN|Stephens Inc.|19
MKL|MARKEL CP HLDG CO|STFL|Stifel, Nicolaus & Company, Incorporated|687
MKL|MARKEL CP HLDG CO|STKP|STOCKPILE INVESTMENTS, INC.|50
MKL|MARKEL CP HLDG CO|SWIM|TD Ameritrade, Inc.|905
MKL|MARKEL CP HLDG CO|SWST|Hilltop Securities Inc.|15
MKL|MARKEL CP HLDG CO|TKNG|ALLY INVEST SECURITIES LLC|52
MKL|MARKEL CP HLDG CO|TOUR|TOURMALINE PARTNERS, LLC|1334
MKL|MARKEL CP HLDG CO|TRCM|TRC MARKETS LLC|1726
MKL|MARKEL CP HLDG CO|UBSA|UBS SECURITIES LLC|24684
MKL|MARKEL CP HLDG CO|UBSS|UBS Securities LLC|27536
MKL|MARKEL CP HLDG CO|VALX|VIRTU AMERICAS LLC|560
MKL|MARKEL CP HLDG CO|VGRD|Vanguard Marketing Corporation|1806
MKL|MARKEL CP HLDG CO|WCHV|WELLS FARGO SECURITIES, LLC|3245
MKL|MARKEL CP HLDG CO|WEDB|WEDBUSH SECURITIES INC.|7
MKL|MARKEL CP HLDG CO|WEED|Weeden & Co.L.P.|104
MKL|MARKEL CP HLDG CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|196
MKL|MARKEL CP HLDG CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2668
MKL|MARKEL CP HLDG CO|WGIF|CIBC World Markets Inc.|56
MKL|MARKEL CP HLDG CO|WSAG|WALL STREET ACCESS|100
MKL|MARKEL CP HLDG CO|WSEA|WOLVERINE SECURITIES, LLC|155
MKL|MARKEL CP HLDG CO|XIST|INSTINET, LLC|1200
MKL|MARKEL CP HLDG CO|XPQR|Jump Trading|406
MKL|MARKEL CP HLDG CO|XPUS|XP SECURITIES, LLC|1086
MKL|MARKEL CP HLDG CO|YKNA|COMHAR CAPITAL MARKETS, LLC|2749
MKL|MARKEL CP HLDG CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|190
MKSI|MKS INSTRUMENTS INC|ADAM|CANACCORD GENUITY INC.|100
MKSI|MKS INSTRUMENTS INC|ANOS|ABEL/NOSER, L.L.C.|521
MKSI|MKS INSTRUMENTS INC|APCC|Apex Clearing Corporation|2318
MKSI|MKS INSTRUMENTS INC|BANK|Primevest Financial Services, Inc.|6
MKSI|MKS INSTRUMENTS INC|BARD|Robert W. Baird & Co. Incorporated|1143
MKSI|MKS INSTRUMENTS INC|BATM|CBOE TRADING, INC.|6782
MKSI|MKS INSTRUMENTS INC|BAYC|BAY CREST PARTNERS, LLC|4605
MKSI|MKS INSTRUMENTS INC|BAYT|BTIG, LLC|8210
MKSI|MKS INSTRUMENTS INC|BBNT|BB&T SECURITIES, LLC|283
MKSI|MKS INSTRUMENTS INC|BERN|Sanford C. Bernstein & Co., LLC|127324
MKSI|MKS INSTRUMENTS INC|BIMI|Banca IMI Securities Corp.|232
MKSI|MKS INSTRUMENTS INC|BKCM|BNY Mellon Capital Markets LLC|12535
MKSI|MKS INSTRUMENTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13947
MKSI|MKS INSTRUMENTS INC|BLKX|INSTINET, LLC|42000
MKSI|MKS INSTRUMENTS INC|BMOC|BMO Capital Markets Corp.|24069
MKSI|MKS INSTRUMENTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|41423
MKSI|MKS INSTRUMENTS INC|BRVL|BLAYLOCK VAN, LLC|1100
MKSI|MKS INSTRUMENTS INC|BTIG|BTIG, LLC|18885
MKSI|MKS INSTRUMENTS INC|BYXM|CBOE TRADING, INC.|4054
MKSI|MKS INSTRUMENTS INC|BZYD|GOLDMAN SACHS & CO. LLC|653
MKSI|MKS INSTRUMENTS INC|CANT|Cantor Fitzgerald & Co.|1481
MKSI|MKS INSTRUMENTS INC|CHAS|Charles Schwab & Co., Inc.|9649
MKSI|MKS INSTRUMENTS INC|CIST|Capital Institutional Services, Inc.|1487
MKSI|MKS INSTRUMENTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199117
MKSI|MKS INSTRUMENTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2234
MKSI|MKS INSTRUMENTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1985
MKSI|MKS INSTRUMENTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|309645
MKSI|MKS INSTRUMENTS INC|CTDL|Citadel Derivatives Group Llc|38795
MKSI|MKS INSTRUMENTS INC|CTLR|CUTLER GROUP, LP|524
MKSI|MKS INSTRUMENTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|19338
MKSI|MKS INSTRUMENTS INC|DADA|D.A. Davidson & Co.|19692
MKSI|MKS INSTRUMENTS INC|DBAB|Deutsche Bank Securities Inc.|1008697
MKSI|MKS INSTRUMENTS INC|DBAX|Deutsche Bank Securities Inc.|172800
MKSI|MKS INSTRUMENTS INC|DBUL|Deutsche Bank Securities Inc.|4172
MKSI|MKS INSTRUMENTS INC|DCHF|Dart Executions, LLC|399
MKSI|MKS INSTRUMENTS INC|DEAN|MORGAN STANLEY|4934
MKSI|MKS INSTRUMENTS INC|DEGS|RONIN PROFESSIONAL LLC|5083
MKSI|MKS INSTRUMENTS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8611
MKSI|MKS INSTRUMENTS INC|EBXL|EBX LLC|157000
MKSI|MKS INSTRUMENTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14449
MKSI|MKS INSTRUMENTS INC|EDJO|Edward D. Jones & Co., L.P.|1218
MKSI|MKS INSTRUMENTS INC|EGAM|CBOE TRADING, INC.|17313
MKSI|MKS INSTRUMENTS INC|EGAW|CBOE TRADING, INC.|406
MKSI|MKS INSTRUMENTS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1861
MKSI|MKS INSTRUMENTS INC|EGXM|CBOE TRADING, INC.|5414
MKSI|MKS INSTRUMENTS INC|EGXW|CBOE TRADING, INC.|6
MKSI|MKS INSTRUMENTS INC|ELEV|ELEVATION, LLC|3600
MKSI|MKS INSTRUMENTS INC|ETBE|Electronic Transaction Clearing, Inc.|29130
MKSI|MKS INSTRUMENTS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
MKSI|MKS INSTRUMENTS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
MKSI|MKS INSTRUMENTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47420
MKSI|MKS INSTRUMENTS INC|ETRS|E*Trade Securities LLC|86413
MKSI|MKS INSTRUMENTS INC|FBCO|Credit Suisse Securities (USA) LLC|2680200
MKSI|MKS INSTRUMENTS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|320
MKSI|MKS INSTRUMENTS INC|FILL|Tradestation Securities, Inc.|7466
MKSI|MKS INSTRUMENTS INC|FMAF|NBCN Inc./ CDS|1288
MKSI|MKS INSTRUMENTS INC|FOMA|TD AMERITRADE CLEARING, INC.|192846
MKSI|MKS INSTRUMENTS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10898
MKSI|MKS INSTRUMENTS INC|FQLS|Quantlab Securities LP|480891
MKSI|MKS INSTRUMENTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53351
MKSI|MKS INSTRUMENTS INC|FTBR|Foliofn Investments, Inc.|11190
MKSI|MKS INSTRUMENTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|23284
MKSI|MKS INSTRUMENTS INC|GLIS|TD Securities Inc|132
MKSI|MKS INSTRUMENTS INC|GLPX|ACS EXECUTION SERVICES, LLC|5446
MKSI|MKS INSTRUMENTS INC|GSCO|GOLDMAN SACHS & CO. LLC|2542566
MKSI|MKS INSTRUMENTS INC|GSCS|GOLDMAN SACHS & CO. LLC|38550
MKSI|MKS INSTRUMENTS INC|GSLT|GOLDMAN SACHS & CO. LLC|4168
MKSI|MKS INSTRUMENTS INC|GTSZ|GTS SECURITIES LLC|5122
MKSI|MKS INSTRUMENTS INC|GUGS|Guggenheim Securities, LLC|290
MKSI|MKS INSTRUMENTS INC|HAPX|HAP Trading, LLC|200
MKSI|MKS INSTRUMENTS INC|HRBF|American Enterprise Investment Services Inc.|4289
MKSI|MKS INSTRUMENTS INC|HSBC|HSBC Securities, Inc.|159
MKSI|MKS INSTRUMENTS INC|IATS|INTERACTIVE BROKERS LLC|5639
MKSI|MKS INSTRUMENTS INC|IBKR|Interactive Brokers Llc|153477
MKSI|MKS INSTRUMENTS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|477
MKSI|MKS INSTRUMENTS INC|ICBX|INSTINET, LLC|55022
MKSI|MKS INSTRUMENTS INC|IEQY|CITADEL SECURITIES LLC|188184
MKSI|MKS INSTRUMENTS INC|INCA|INSTINET, LLC|431265
MKSI|MKS INSTRUMENTS INC|INJX|INSTINET, LLC|57484
MKSI|MKS INSTRUMENTS INC|ITGI|ITG Inc.|104599
MKSI|MKS INSTRUMENTS INC|ITGP|ITG INC.|210200
MKSI|MKS INSTRUMENTS INC|JANY|Janney Montgomery Scott Inc.|1115
MKSI|MKS INSTRUMENTS INC|JEFF|JEFFERIES LLC|125460
MKSI|MKS INSTRUMENTS INC|JMPT|JUMP TRADING, LLC|64320
MKSI|MKS INSTRUMENTS INC|JPBX|J.P. MORGAN SECURITIES LLC|58305
MKSI|MKS INSTRUMENTS INC|JPMX|J.P. Morgan Securities LLC|258906
MKSI|MKS INSTRUMENTS INC|JSJX|JANE STREET CAPITAL LLC|9523
MKSI|MKS INSTRUMENTS INC|KCGM|VIRTU Americas LLC|33894
MKSI|MKS INSTRUMENTS INC|LEHM|Barclays Capital Inc./Le|1400880
MKSI|MKS INSTRUMENTS INC|LIME|Lime Brokerage LLC|168490
MKSI|MKS INSTRUMENTS INC|LMGP|LIME BROKERAGE LLC|7000
MKSI|MKS INSTRUMENTS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|20420
MKSI|MKS INSTRUMENTS INC|LOOP|Loop Capital Markets LLC|9376
MKSI|MKS INSTRUMENTS INC|LQNA|LIQUIDNET, INC.|112600
MKSI|MKS INSTRUMENTS INC|LQNB|LIQUIDNET, INC.|57
MKSI|MKS INSTRUMENTS INC|LSCI|Lek Securities Corporation|860
MKSI|MKS INSTRUMENTS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
MKSI|MKS INSTRUMENTS INC|MACQ|Macquarie Capital (USA) Inc.|100
MKSI|MKS INSTRUMENTS INC|MAXM|Maxim Group LLC|850
MKSI|MKS INSTRUMENTS INC|MCMF|Raymond James Ltd. Cds|107
MKSI|MKS INSTRUMENTS INC|MKMP|MKM Partners LLC|311
MKSI|MKS INSTRUMENTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|110231
MKSI|MKS INSTRUMENTS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|415
MKSI|MKS INSTRUMENTS INC|MSCO|MORGAN STANLEY & CO. LLC|4057626
MKSI|MKS INSTRUMENTS INC|MSPL|MORGAN STANLEY & CO. LLC|483300
MKSI|MKS INSTRUMENTS INC|MSTX|MORGAN STANLEY & CO. LLC|176300
MKSI|MKS INSTRUMENTS INC|NBCS|NBC Securities, INC.|17
MKSI|MKS INSTRUMENTS INC|NEUB|NEUBERGER BERMAN BD LLC|122
MKSI|MKS INSTRUMENTS INC|NFSC|National Financial Services LLC|296200
MKSI|MKS INSTRUMENTS INC|NITE|VIRTU Americas LLC|673550
MKSI|MKS INSTRUMENTS INC|NITP|VIRTU Americas LLC|4400
MKSI|MKS INSTRUMENTS INC|NQRB|Brut, LLC|12339
MKSI|MKS INSTRUMENTS INC|OPCO|Oppenheimer & Co. Inc.|19425
MKSI|MKS INSTRUMENTS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2071
MKSI|MKS INSTRUMENTS INC|PDQM|CODA MARKETS, INC.|50161
MKSI|MKS INSTRUMENTS INC|PHLY|NASDAQ Execution Services, LLC|1600
MKSI|MKS INSTRUMENTS INC|PIPR|Piper Jaffray & Co.|36
MKSI|MKS INSTRUMENTS INC|PWJC|UBS Financial Services, Inc.|1800
MKSI|MKS INSTRUMENTS INC|RAJA|Raymond James & Associates, Inc.|18773
MKSI|MKS INSTRUMENTS INC|RBCM|RBC CAPITAL MARKETS, LLC|14172
MKSI|MKS INSTRUMENTS INC|SAGL|SAGETRADER, LLC|6398
MKSI|MKS INSTRUMENTS INC|SAGW|SAGETRADER, LLC|289
MKSI|MKS INSTRUMENTS INC|SBSH|Citigroup Global Markets Inc.|450783
MKSI|MKS INSTRUMENTS INC|SGMT|GOLDMAN SACHS & CO. LLC|126673
MKSI|MKS INSTRUMENTS INC|SPDR|SPEEDROUTE LLC|6040
MKSI|MKS INSTRUMENTS INC|STFL|Stifel, Nicolaus & Company, Incorporated|60910
MKSI|MKS INSTRUMENTS INC|STKP|STOCKPILE INVESTMENTS, INC.|76
MKSI|MKS INSTRUMENTS INC|SWIM|TD Ameritrade, Inc.|44103
MKSI|MKS INSTRUMENTS INC|SWST|Hilltop Securities Inc.|4643
MKSI|MKS INSTRUMENTS INC|TKNG|ALLY INVEST SECURITIES LLC|1059
MKSI|MKS INSTRUMENTS INC|TRBT|Tradebot Systems, Inc.|37542
MKSI|MKS INSTRUMENTS INC|TRCM|TRC MARKETS LLC|178886
MKSI|MKS INSTRUMENTS INC|TWTT|TASTYWORKS, INC.|200
MKSI|MKS INSTRUMENTS INC|UBSA|UBS SECURITIES LLC|612404
MKSI|MKS INSTRUMENTS INC|UBSS|UBS Securities LLC|1623513
MKSI|MKS INSTRUMENTS INC|VALX|VIRTU AMERICAS LLC|25671
MKSI|MKS INSTRUMENTS INC|VGRD|Vanguard Marketing Corporation|12826
MKSI|MKS INSTRUMENTS INC|VSIN|Vision Financial Markets Llc|300
MKSI|MKS INSTRUMENTS INC|WABR|Wall Street Access|300
MKSI|MKS INSTRUMENTS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
MKSI|MKS INSTRUMENTS INC|WCHV|WELLS FARGO SECURITIES, LLC|160207
MKSI|MKS INSTRUMENTS INC|WDNX|WEEDEN & CO.L.P.|3174
MKSI|MKS INSTRUMENTS INC|WEDB|WEDBUSH SECURITIES INC.|3620
MKSI|MKS INSTRUMENTS INC|WEED|Weeden & Co.L.P.|13118
MKSI|MKS INSTRUMENTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9410
MKSI|MKS INSTRUMENTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18927
MKSI|MKS INSTRUMENTS INC|WGIF|CIBC World Markets Inc.|1506
MKSI|MKS INSTRUMENTS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|195
MKSI|MKS INSTRUMENTS INC|WSAG|WALL STREET ACCESS|100
MKSI|MKS INSTRUMENTS INC|WSEA|WOLVERINE SECURITIES, LLC|5918
MKSI|MKS INSTRUMENTS INC|XIST|INSTINET, LLC|116812
MKSI|MKS INSTRUMENTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26540
MKSI|MKS INSTRUMENTS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|140
MKSI|MKS INSTRUMENTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4641
MKTX|MARKETAXESS HOLDINGS|ALTX|Alternet Securities Inc.|801
MKTX|MARKETAXESS HOLDINGS|APCC|Apex Clearing Corporation|73
MKTX|MARKETAXESS HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|496
MKTX|MARKETAXESS HOLDINGS|BATM|CBOE TRADING, INC.|4417
MKTX|MARKETAXESS HOLDINGS|BAYT|BTIG, LLC|600
MKTX|MARKETAXESS HOLDINGS|BBNT|BB&T SECURITIES, LLC|50
MKTX|MARKETAXESS HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|8088
MKTX|MARKETAXESS HOLDINGS|BGCE|BGC Financial Inc.|2791
MKTX|MARKETAXESS HOLDINGS|BKCM|BNY Mellon Capital Markets LLC|7329
MKTX|MARKETAXESS HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|752
MKTX|MARKETAXESS HOLDINGS|BLKX|INSTINET, LLC|5000
MKTX|MARKETAXESS HOLDINGS|BMOC|BMO Capital Markets Corp.|849
MKTX|MARKETAXESS HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|19093
MKTX|MARKETAXESS HOLDINGS|BTIG|BTIG, LLC|18143
MKTX|MARKETAXESS HOLDINGS|BYXM|CBOE TRADING, INC.|100
MKTX|MARKETAXESS HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|200
MKTX|MARKETAXESS HOLDINGS|CANT|Cantor Fitzgerald & Co.|2993
MKTX|MARKETAXESS HOLDINGS|CHAS|Charles Schwab & Co., Inc.|1054
MKTX|MARKETAXESS HOLDINGS|CIST|Capital Institutional Services, Inc.|2140
MKTX|MARKETAXESS HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29680
MKTX|MARKETAXESS HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
MKTX|MARKETAXESS HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|534
MKTX|MARKETAXESS HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70577
MKTX|MARKETAXESS HOLDINGS|CTDL|Citadel Derivatives Group Llc|1423
MKTX|MARKETAXESS HOLDINGS|CTLR|CUTLER GROUP, LP|2734
MKTX|MARKETAXESS HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5830
MKTX|MARKETAXESS HOLDINGS|DBAB|Deutsche Bank Securities Inc.|271295
MKTX|MARKETAXESS HOLDINGS|DBAX|Deutsche Bank Securities Inc.|45800
MKTX|MARKETAXESS HOLDINGS|DBUL|Deutsche Bank Securities Inc.|342
MKTX|MARKETAXESS HOLDINGS|DCHF|Dart Executions, LLC|225
MKTX|MARKETAXESS HOLDINGS|DEAN|MORGAN STANLEY|1539
MKTX|MARKETAXESS HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|665
MKTX|MARKETAXESS HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5319
MKTX|MARKETAXESS HOLDINGS|EBXL|EBX LLC|25800
MKTX|MARKETAXESS HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3304
MKTX|MARKETAXESS HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|222
MKTX|MARKETAXESS HOLDINGS|EGAM|CBOE TRADING, INC.|1418
MKTX|MARKETAXESS HOLDINGS|EGMT|EG MARKET TECHNOLOGIES LLC|300
MKTX|MARKETAXESS HOLDINGS|EGXM|CBOE TRADING, INC.|1517
MKTX|MARKETAXESS HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|832
MKTX|MARKETAXESS HOLDINGS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|119
MKTX|MARKETAXESS HOLDINGS|ETCC|Electronic Transaction Clearing, Inc.|150
MKTX|MARKETAXESS HOLDINGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1272
MKTX|MARKETAXESS HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24425
MKTX|MARKETAXESS HOLDINGS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|622
MKTX|MARKETAXESS HOLDINGS|ETRS|E*Trade Securities LLC|2164
MKTX|MARKETAXESS HOLDINGS|FBCO|Credit Suisse Securities (USA) LLC|146579
MKTX|MARKETAXESS HOLDINGS|FBSB|U.S. Bancorp Investments, Inc.|2
MKTX|MARKETAXESS HOLDINGS|FILL|Tradestation Securities, Inc.|105
MKTX|MARKETAXESS HOLDINGS|FMAF|NBCN Inc./ CDS|26
MKTX|MARKETAXESS HOLDINGS|FOMA|TD AMERITRADE CLEARING, INC.|11292
MKTX|MARKETAXESS HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1709
MKTX|MARKETAXESS HOLDINGS|FQLS|Quantlab Securities LP|83790
MKTX|MARKETAXESS HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32650
MKTX|MARKETAXESS HOLDINGS|FTBR|Foliofn Investments, Inc.|166
MKTX|MARKETAXESS HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|2087
MKTX|MARKETAXESS HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|16951
MKTX|MARKETAXESS HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|273001
MKTX|MARKETAXESS HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|13017
MKTX|MARKETAXESS HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|316
MKTX|MARKETAXESS HOLDINGS|GTSZ|GTS SECURITIES LLC|58082
MKTX|MARKETAXESS HOLDINGS|HRBF|American Enterprise Investment Services Inc.|1092
MKTX|MARKETAXESS HOLDINGS|HSBC|HSBC Securities, Inc.|6033
MKTX|MARKETAXESS HOLDINGS|IATS|INTERACTIVE BROKERS LLC|3831
MKTX|MARKETAXESS HOLDINGS|IBKR|Interactive Brokers Llc|34511
MKTX|MARKETAXESS HOLDINGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2146
MKTX|MARKETAXESS HOLDINGS|ICBX|INSTINET, LLC|8900
MKTX|MARKETAXESS HOLDINGS|IEQY|CITADEL SECURITIES LLC|34528
MKTX|MARKETAXESS HOLDINGS|INCA|INSTINET, LLC|113986
MKTX|MARKETAXESS HOLDINGS|INJX|INSTINET, LLC|10190
MKTX|MARKETAXESS HOLDINGS|ITGI|ITG Inc.|26213
MKTX|MARKETAXESS HOLDINGS|ITGP|ITG INC.|72200
MKTX|MARKETAXESS HOLDINGS|JANY|Janney Montgomery Scott Inc.|60
MKTX|MARKETAXESS HOLDINGS|JEFF|JEFFERIES LLC|62093
MKTX|MARKETAXESS HOLDINGS|JMPT|JUMP TRADING, LLC|13136
MKTX|MARKETAXESS HOLDINGS|JONE|JonesTrading|9210
MKTX|MARKETAXESS HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|5401
MKTX|MARKETAXESS HOLDINGS|JPMX|J.P. Morgan Securities LLC|143043
MKTX|MARKETAXESS HOLDINGS|JSJX|JANE STREET CAPITAL LLC|4320
MKTX|MARKETAXESS HOLDINGS|KCGM|VIRTU Americas LLC|8503
MKTX|MARKETAXESS HOLDINGS|LEHM|Barclays Capital Inc./Le|207826
MKTX|MARKETAXESS HOLDINGS|LIME|Lime Brokerage LLC|55609
MKTX|MARKETAXESS HOLDINGS|LQNB|LIQUIDNET, INC.|100
MKTX|MARKETAXESS HOLDINGS|LSCI|Lek Securities Corporation|6
MKTX|MARKETAXESS HOLDINGS|MACC|Mid Atlantic Capital Corporation|9
MKTX|MARKETAXESS HOLDINGS|MCBT|Moors & Cabot, Inc.|35
MKTX|MARKETAXESS HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22098
MKTX|MARKETAXESS HOLDINGS|MOTF|MOTIF INVESTING, INC.|16
MKTX|MARKETAXESS HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|494336
MKTX|MARKETAXESS HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|75000
MKTX|MARKETAXESS HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|6900
MKTX|MARKETAXESS HOLDINGS|NEUB|NEUBERGER BERMAN BD LLC|45
MKTX|MARKETAXESS HOLDINGS|NFSC|National Financial Services LLC|21515
MKTX|MARKETAXESS HOLDINGS|NITE|VIRTU Americas LLC|85451
MKTX|MARKETAXESS HOLDINGS|NITP|VIRTU Americas LLC|1400
MKTX|MARKETAXESS HOLDINGS|NQRB|Brut, LLC|1130
MKTX|MARKETAXESS HOLDINGS|NTRC|Northern Trust Securities, Inc.|2261
MKTX|MARKETAXESS HOLDINGS|OPCO|Oppenheimer & Co. Inc.|801
MKTX|MARKETAXESS HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|740
MKTX|MARKETAXESS HOLDINGS|PDQM|CODA MARKETS, INC.|39299
MKTX|MARKETAXESS HOLDINGS|PIPR|Piper Jaffray & Co.|743
MKTX|MARKETAXESS HOLDINGS|PWJC|UBS Financial Services, Inc.|108
MKTX|MARKETAXESS HOLDINGS|RAJA|Raymond James & Associates, Inc.|1582
MKTX|MARKETAXESS HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|75
MKTX|MARKETAXESS HOLDINGS|RHCO|Suntrust Robinson Humphrey, Inc.|6356
MKTX|MARKETAXESS HOLDINGS|SAGL|SAGETRADER, LLC|9065
MKTX|MARKETAXESS HOLDINGS|SBSH|Citigroup Global Markets Inc.|91959
MKTX|MARKETAXESS HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|23153
MKTX|MARKETAXESS HOLDINGS|SPDR|SPEEDROUTE LLC|7339
MKTX|MARKETAXESS HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|679
MKTX|MARKETAXESS HOLDINGS|STKP|STOCKPILE INVESTMENTS, INC.|2
MKTX|MARKETAXESS HOLDINGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
MKTX|MARKETAXESS HOLDINGS|SWIM|TD Ameritrade, Inc.|17241
MKTX|MARKETAXESS HOLDINGS|SWST|Hilltop Securities Inc.|213
MKTX|MARKETAXESS HOLDINGS|TONC|CUTTONE & CO., LLC|401
MKTX|MARKETAXESS HOLDINGS|TRBT|Tradebot Systems, Inc.|30739
MKTX|MARKETAXESS HOLDINGS|TRCM|TRC MARKETS LLC|5809
MKTX|MARKETAXESS HOLDINGS|UBSA|UBS SECURITIES LLC|133363
MKTX|MARKETAXESS HOLDINGS|UBSS|UBS Securities LLC|384959
MKTX|MARKETAXESS HOLDINGS|VALX|VIRTU AMERICAS LLC|4599
MKTX|MARKETAXESS HOLDINGS|VGRD|Vanguard Marketing Corporation|758
MKTX|MARKETAXESS HOLDINGS|VSIN|Vision Financial Markets Llc|10
MKTX|MARKETAXESS HOLDINGS|WBLR|WILLIAM BLAIR|2479
MKTX|MARKETAXESS HOLDINGS|WBPX|SUMMIT SECURITIES GROUP, LLC|1405
MKTX|MARKETAXESS HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|27826
MKTX|MARKETAXESS HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|53
MKTX|MARKETAXESS HOLDINGS|WEED|Weeden & Co.L.P.|61782
MKTX|MARKETAXESS HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|225
MKTX|MARKETAXESS HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4087
MKTX|MARKETAXESS HOLDINGS|WGIF|CIBC World Markets Inc.|25
MKTX|MARKETAXESS HOLDINGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|56
MKTX|MARKETAXESS HOLDINGS|WSAG|WALL STREET ACCESS|934
MKTX|MARKETAXESS HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|631
MKTX|MARKETAXESS HOLDINGS|XIST|INSTINET, LLC|8590
MKTX|MARKETAXESS HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4866
MKTX|MARKETAXESS HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|10362
MKTX|MARKETAXESS HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1225
MLAB|MESA LABS INC     ##|ADAM|CANACCORD GENUITY INC.|404
MLAB|MESA LABS INC     ##|ALTX|Alternet Securities Inc.|3100
MLAB|MESA LABS INC     ##|APCC|Apex Clearing Corporation|23
MLAB|MESA LABS INC     ##|AQUA|AQUA SECURITIES L.P.|6000
MLAB|MESA LABS INC     ##|BARD|Robert W. Baird & Co. Incorporated|376
MLAB|MESA LABS INC     ##|BATM|CBOE TRADING, INC.|945
MLAB|MESA LABS INC     ##|BERN|Sanford C. Bernstein & Co., LLC|2359
MLAB|MESA LABS INC     ##|BMOC|BMO Capital Markets Corp.|523
MLAB|MESA LABS INC     ##|BNPX|BNP PARIBAS SECURITIES CORP.|177
MLAB|MESA LABS INC     ##|BTIG|BTIG, LLC|398
MLAB|MESA LABS INC     ##|BYXM|CBOE TRADING, INC.|100
MLAB|MESA LABS INC     ##|BZYD|GOLDMAN SACHS & CO. LLC|299
MLAB|MESA LABS INC     ##|CANT|Cantor Fitzgerald & Co.|91
MLAB|MESA LABS INC     ##|CHAS|Charles Schwab & Co., Inc.|58
MLAB|MESA LABS INC     ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12508
MLAB|MESA LABS INC     ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39821
MLAB|MESA LABS INC     ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|45738
MLAB|MESA LABS INC     ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14182
MLAB|MESA LABS INC     ##|CTDL|Citadel Derivatives Group Llc|631
MLAB|MESA LABS INC     ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2246
MLAB|MESA LABS INC     ##|DBAB|Deutsche Bank Securities Inc.|15350
MLAB|MESA LABS INC     ##|DBAX|Deutsche Bank Securities Inc.|29700
MLAB|MESA LABS INC     ##|DEAN|MORGAN STANLEY|12
MLAB|MESA LABS INC     ##|EBXL|EBX LLC|10600
MLAB|MESA LABS INC     ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|460
MLAB|MESA LABS INC     ##|EDJO|Edward D. Jones & Co., L.P.|100
MLAB|MESA LABS INC     ##|EGAM|CBOE TRADING, INC.|408
MLAB|MESA LABS INC     ##|EGAW|CBOE TRADING, INC.|100
MLAB|MESA LABS INC     ##|EGXM|CBOE TRADING, INC.|19
MLAB|MESA LABS INC     ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
MLAB|MESA LABS INC     ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
MLAB|MESA LABS INC     ##|ETRS|E*Trade Securities LLC|3127
MLAB|MESA LABS INC     ##|FBCO|Credit Suisse Securities (USA) LLC|14011
MLAB|MESA LABS INC     ##|FMAF|NBCN Inc./ CDS|5
MLAB|MESA LABS INC     ##|FOMA|TD AMERITRADE CLEARING, INC.|2078
MLAB|MESA LABS INC     ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|89
MLAB|MESA LABS INC     ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11904
MLAB|MESA LABS INC     ##|FTBR|Foliofn Investments, Inc.|595
MLAB|MESA LABS INC     ##|GEBB|GLOBAL EXECUTION BROKERS, LP|520
MLAB|MESA LABS INC     ##|GLPX|ACS EXECUTION SERVICES, LLC|24385
MLAB|MESA LABS INC     ##|GSCO|GOLDMAN SACHS & CO. LLC|30195
MLAB|MESA LABS INC     ##|GSCS|GOLDMAN SACHS & CO. LLC|2354
MLAB|MESA LABS INC     ##|GTSZ|GTS SECURITIES LLC|18430
MLAB|MESA LABS INC     ##|HRBF|American Enterprise Investment Services Inc.|646
MLAB|MESA LABS INC     ##|IATS|INTERACTIVE BROKERS LLC|1781
MLAB|MESA LABS INC     ##|IBKR|Interactive Brokers Llc|5994
MLAB|MESA LABS INC     ##|ICBX|INSTINET, LLC|3300
MLAB|MESA LABS INC     ##|IEQY|CITADEL SECURITIES LLC|3255
MLAB|MESA LABS INC     ##|INCA|INSTINET, LLC|23265
MLAB|MESA LABS INC     ##|INJX|INSTINET, LLC|2330
MLAB|MESA LABS INC     ##|ITGI|ITG Inc.|3594
MLAB|MESA LABS INC     ##|ITGP|ITG INC.|11200
MLAB|MESA LABS INC     ##|JEFF|JEFFERIES LLC|12294
MLAB|MESA LABS INC     ##|JPBX|J.P. MORGAN SECURITIES LLC|136
MLAB|MESA LABS INC     ##|JPMX|J.P. Morgan Securities LLC|24537
MLAB|MESA LABS INC     ##|KCGM|VIRTU Americas LLC|3746
MLAB|MESA LABS INC     ##|LEHM|Barclays Capital Inc./Le|28341
MLAB|MESA LABS INC     ##|LIME|Lime Brokerage LLC|6094
MLAB|MESA LABS INC     ##|LQNB|LIQUIDNET, INC.|3500
MLAB|MESA LABS INC     ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|191
MLAB|MESA LABS INC     ##|MAXM|Maxim Group LLC|260
MLAB|MESA LABS INC     ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21820
MLAB|MESA LABS INC     ##|MSCO|MORGAN STANLEY & CO. LLC|88661
MLAB|MESA LABS INC     ##|MSPL|MORGAN STANLEY & CO. LLC|20300
MLAB|MESA LABS INC     ##|NFSC|National Financial Services LLC|25242
MLAB|MESA LABS INC     ##|NITE|VIRTU Americas LLC|43060
MLAB|MESA LABS INC     ##|NITP|VIRTU Americas LLC|100
MLAB|MESA LABS INC     ##|NQRB|Brut, LLC|1144
MLAB|MESA LABS INC     ##|OPCO|Oppenheimer & Co. Inc.|34
MLAB|MESA LABS INC     ##|PDQM|CODA MARKETS, INC.|43628
MLAB|MESA LABS INC     ##|PWJC|UBS Financial Services, Inc.|168
MLAB|MESA LABS INC     ##|RAJA|Raymond James & Associates, Inc.|1539
MLAB|MESA LABS INC     ##|RBCM|RBC CAPITAL MARKETS, LLC|474
MLAB|MESA LABS INC     ##|SBSH|Citigroup Global Markets Inc.|6393
MLAB|MESA LABS INC     ##|SEIC|SEI Investments Distribution Co.|100
MLAB|MESA LABS INC     ##|SGMT|GOLDMAN SACHS & CO. LLC|4629
MLAB|MESA LABS INC     ##|SPDR|SPEEDROUTE LLC|7121
MLAB|MESA LABS INC     ##|STFL|Stifel, Nicolaus & Company, Incorporated|75
MLAB|MESA LABS INC     ##|SWIM|TD Ameritrade, Inc.|1454
MLAB|MESA LABS INC     ##|TKNG|ALLY INVEST SECURITIES LLC|6
MLAB|MESA LABS INC     ##|TRBT|Tradebot Systems, Inc.|4069
MLAB|MESA LABS INC     ##|TRCM|TRC MARKETS LLC|5630
MLAB|MESA LABS INC     ##|UBSS|UBS Securities LLC|16316
MLAB|MESA LABS INC     ##|VALX|VIRTU AMERICAS LLC|1319
MLAB|MESA LABS INC     ##|VGRD|Vanguard Marketing Corporation|515
MLAB|MESA LABS INC     ##|WCHV|WELLS FARGO SECURITIES, LLC|7886
MLAB|MESA LABS INC     ##|WDNX|WEEDEN & CO.L.P.|1200
MLAB|MESA LABS INC     ##|WEDB|WEDBUSH SECURITIES INC.|300
MLAB|MESA LABS INC     ##|WEED|Weeden & Co.L.P.|198
MLAB|MESA LABS INC     ##|WSEA|WOLVERINE SECURITIES, LLC|13
MLAB|MESA LABS INC     ##|XIST|INSTINET, LLC|12600
MLAB|MESA LABS INC     ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
MLAB|MESA LABS INC     ##|YKNA|COMHAR CAPITAL MARKETS, LLC|6490
MLAB|MESA LABS INC     ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1011
MLCO|MELCO RESORTS & ENT|AGIS|Aegis Capital Corp.|350
MLCO|MELCO RESORTS & ENT|ALTX|Alternet Securities Inc.|25759
MLCO|MELCO RESORTS & ENT|APCC|Apex Clearing Corporation|7637
MLCO|MELCO RESORTS & ENT|BANK|Primevest Financial Services, Inc.|108
MLCO|MELCO RESORTS & ENT|BARD|Robert W. Baird & Co. Incorporated|1572
MLCO|MELCO RESORTS & ENT|BATM|CBOE TRADING, INC.|16226
MLCO|MELCO RESORTS & ENT|BAYT|BTIG, LLC|108595
MLCO|MELCO RESORTS & ENT|BERN|Sanford C. Bernstein & Co., LLC|278340
MLCO|MELCO RESORTS & ENT|BIDS|BIDS TRADING L.P.|600
MLCO|MELCO RESORTS & ENT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28863
MLCO|MELCO RESORTS & ENT|BLKX|INSTINET, LLC|175238
MLCO|MELCO RESORTS & ENT|BMOC|BMO Capital Markets Corp.|400000
MLCO|MELCO RESORTS & ENT|BNPX|BNP PARIBAS SECURITIES CORP.|437372
MLCO|MELCO RESORTS & ENT|BTIG|BTIG, LLC|33380
MLCO|MELCO RESORTS & ENT|BYXM|CBOE TRADING, INC.|6579
MLCO|MELCO RESORTS & ENT|BZYD|GOLDMAN SACHS & CO. LLC|1800
MLCO|MELCO RESORTS & ENT|CANT|Cantor Fitzgerald & Co.|14874
MLCO|MELCO RESORTS & ENT|CBLC|CITIGROUP GLOBAL MARKETS INC.|173074
MLCO|MELCO RESORTS & ENT|CHAS|Charles Schwab & Co., Inc.|18521
MLCO|MELCO RESORTS & ENT|CICF|Canaccord Genuity Corp.|850
MLCO|MELCO RESORTS & ENT|CIST|Capital Institutional Services, Inc.|577
MLCO|MELCO RESORTS & ENT|CLSA|CLSA AMERICAS, LLC|376964
MLCO|MELCO RESORTS & ENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|275343
MLCO|MELCO RESORTS & ENT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
MLCO|MELCO RESORTS & ENT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
MLCO|MELCO RESORTS & ENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1030206
MLCO|MELCO RESORTS & ENT|CSIN|Citadel Securities Institutional LLC|2501
MLCO|MELCO RESORTS & ENT|CTDL|Citadel Derivatives Group Llc|97965
MLCO|MELCO RESORTS & ENT|CTLR|CUTLER GROUP, LP|6094
MLCO|MELCO RESORTS & ENT|CXCX|CITIGROUP GLOBAL MARKETS INC.|285086
MLCO|MELCO RESORTS & ENT|DBAB|Deutsche Bank Securities Inc.|1526797
MLCO|MELCO RESORTS & ENT|DBAX|Deutsche Bank Securities Inc.|1861400
MLCO|MELCO RESORTS & ENT|DBUL|Deutsche Bank Securities Inc.|11916
MLCO|MELCO RESORTS & ENT|DCHF|Dart Executions, LLC|38461
MLCO|MELCO RESORTS & ENT|DEAN|MORGAN STANLEY|2198
MLCO|MELCO RESORTS & ENT|DEGS|RONIN PROFESSIONAL LLC|15060
MLCO|MELCO RESORTS & ENT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7906
MLCO|MELCO RESORTS & ENT|DRWK|DRW SECURITIES, L.L.C.|132955
MLCO|MELCO RESORTS & ENT|EBXL|EBX LLC|500800
MLCO|MELCO RESORTS & ENT|ECUT|CONVERGEX EXECUTION SOLUTIONS|13004
MLCO|MELCO RESORTS & ENT|EDJO|Edward D. Jones & Co., L.P.|3095
MLCO|MELCO RESORTS & ENT|EGAM|CBOE TRADING, INC.|132849
MLCO|MELCO RESORTS & ENT|EGAW|CBOE TRADING, INC.|170
MLCO|MELCO RESORTS & ENT|EGMT|EG MARKET TECHNOLOGIES LLC|1600
MLCO|MELCO RESORTS & ENT|EGXM|CBOE TRADING, INC.|9312
MLCO|MELCO RESORTS & ENT|ELEV|ELEVATION, LLC|15092
MLCO|MELCO RESORTS & ENT|ETBE|Electronic Transaction Clearing, Inc.|108753
MLCO|MELCO RESORTS & ENT|ETCC|Electronic Transaction Clearing, Inc.|1314
MLCO|MELCO RESORTS & ENT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|96069
MLCO|MELCO RESORTS & ENT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MLCO|MELCO RESORTS & ENT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
MLCO|MELCO RESORTS & ENT|ETRS|E*Trade Securities LLC|210420
MLCO|MELCO RESORTS & ENT|FBCO|Credit Suisse Securities (USA) LLC|1933765
MLCO|MELCO RESORTS & ENT|FILL|Tradestation Securities, Inc.|20798
MLCO|MELCO RESORTS & ENT|FMAF|NBCN Inc./ CDS|8992
MLCO|MELCO RESORTS & ENT|FOMA|TD AMERITRADE CLEARING, INC.|647319
MLCO|MELCO RESORTS & ENT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1367
MLCO|MELCO RESORTS & ENT|FQLS|Quantlab Securities LP|1190577
MLCO|MELCO RESORTS & ENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|460139
MLCO|MELCO RESORTS & ENT|FTBR|Foliofn Investments, Inc.|25869
MLCO|MELCO RESORTS & ENT|GEBB|GLOBAL EXECUTION BROKERS, LP|28871
MLCO|MELCO RESORTS & ENT|GLPX|ACS EXECUTION SERVICES, LLC|20882
MLCO|MELCO RESORTS & ENT|GSCO|GOLDMAN SACHS & CO. LLC|3443143
MLCO|MELCO RESORTS & ENT|GSCS|GOLDMAN SACHS & CO. LLC|103646
MLCO|MELCO RESORTS & ENT|GSLT|GOLDMAN SACHS & CO. LLC|49897
MLCO|MELCO RESORTS & ENT|GTSZ|GTS SECURITIES LLC|234434
MLCO|MELCO RESORTS & ENT|HAPX|HAP Trading, LLC|29973
MLCO|MELCO RESORTS & ENT|HRBF|American Enterprise Investment Services Inc.|6537
MLCO|MELCO RESORTS & ENT|HSBC|HSBC Securities, Inc.|632007
MLCO|MELCO RESORTS & ENT|IATS|INTERACTIVE BROKERS LLC|46467
MLCO|MELCO RESORTS & ENT|IBKR|Interactive Brokers Llc|518909
MLCO|MELCO RESORTS & ENT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|336
MLCO|MELCO RESORTS & ENT|ICBX|INSTINET, LLC|169434
MLCO|MELCO RESORTS & ENT|INCA|INSTINET, LLC|1433583
MLCO|MELCO RESORTS & ENT|INJX|INSTINET, LLC|126535
MLCO|MELCO RESORTS & ENT|INTL|INTL FCSTONE FINANCIAL INC.|2410
MLCO|MELCO RESORTS & ENT|ITGI|ITG Inc.|151364
MLCO|MELCO RESORTS & ENT|ITGP|ITG INC.|1271800
MLCO|MELCO RESORTS & ENT|JANY|Janney Montgomery Scott Inc.|119
MLCO|MELCO RESORTS & ENT|JEFF|JEFFERIES LLC|1617048
MLCO|MELCO RESORTS & ENT|JMPT|JUMP TRADING, LLC|322551
MLCO|MELCO RESORTS & ENT|JONE|JonesTrading|11056
MLCO|MELCO RESORTS & ENT|JPBX|J.P. MORGAN SECURITIES LLC|395192
MLCO|MELCO RESORTS & ENT|JPMX|J.P. Morgan Securities LLC|1829051
MLCO|MELCO RESORTS & ENT|JSJX|JANE STREET CAPITAL LLC|143
MLCO|MELCO RESORTS & ENT|KCGM|VIRTU Americas LLC|224888
MLCO|MELCO RESORTS & ENT|KCRD|PHX FINANCIAL, INC.|57385
MLCO|MELCO RESORTS & ENT|LEHM|Barclays Capital Inc./Le|3815270
MLCO|MELCO RESORTS & ENT|LIME|Lime Brokerage LLC|686557
MLCO|MELCO RESORTS & ENT|LMNX|LUMINEX TRADING & ANALYTICS LLC|30800
MLCO|MELCO RESORTS & ENT|LOOP|Loop Capital Markets LLC|1149
MLCO|MELCO RESORTS & ENT|LQNA|LIQUIDNET, INC.|517100
MLCO|MELCO RESORTS & ENT|LSCI|Lek Securities Corporation|34636
MLCO|MELCO RESORTS & ENT|LVMR|LIVERMORE TRADING GROUP, INC.|69007
MLCO|MELCO RESORTS & ENT|MACC|Mid Atlantic Capital Corporation|200
MLCO|MELCO RESORTS & ENT|MACQ|Macquarie Capital (USA) Inc.|700
MLCO|MELCO RESORTS & ENT|MAXM|Maxim Group LLC|50200
MLCO|MELCO RESORTS & ENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|581583
MLCO|MELCO RESORTS & ENT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2700
MLCO|MELCO RESORTS & ENT|MOTF|MOTIF INVESTING, INC.|40
MLCO|MELCO RESORTS & ENT|MPSG|E D & F Man Capital Markets Inc.|67728
MLCO|MELCO RESORTS & ENT|MSCO|MORGAN STANLEY & CO. LLC|5693934
MLCO|MELCO RESORTS & ENT|MSPL|MORGAN STANLEY & CO. LLC|1095000
MLCO|MELCO RESORTS & ENT|MSTX|MORGAN STANLEY & CO. LLC|474400
MLCO|MELCO RESORTS & ENT|NATL|National Securities Corporation|7900
MLCO|MELCO RESORTS & ENT|NFSC|National Financial Services LLC|307035
MLCO|MELCO RESORTS & ENT|NITE|VIRTU Americas LLC|1478185
MLCO|MELCO RESORTS & ENT|NITP|VIRTU Americas LLC|8544
MLCO|MELCO RESORTS & ENT|NMRA|Nomura Securities International, Inc.|900
MLCO|MELCO RESORTS & ENT|NQRB|Brut, LLC|67097
MLCO|MELCO RESORTS & ENT|NTFN|Network 1 Financial Securities Inc.|1130
MLCO|MELCO RESORTS & ENT|OHOS|TWO SIGMA SECURITIES, LLC|160660
MLCO|MELCO RESORTS & ENT|OPCO|Oppenheimer & Co. Inc.|135653
MLCO|MELCO RESORTS & ENT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5776
MLCO|MELCO RESORTS & ENT|PCPT|PHILLIP CAPITAL INC.|350
MLCO|MELCO RESORTS & ENT|PDQM|CODA MARKETS, INC.|41989
MLCO|MELCO RESORTS & ENT|PHLY|NASDAQ Execution Services, LLC|3200
MLCO|MELCO RESORTS & ENT|PIPR|Piper Jaffray & Co.|628
MLCO|MELCO RESORTS & ENT|PWJC|UBS Financial Services, Inc.|9264
MLCO|MELCO RESORTS & ENT|QMSR|QUATTRO M SECURITIES INC.|2638
MLCO|MELCO RESORTS & ENT|RAJA|Raymond James & Associates, Inc.|9773
MLCO|MELCO RESORTS & ENT|RBCM|RBC CAPITAL MARKETS, LLC|18630
MLCO|MELCO RESORTS & ENT|SAGL|SAGETRADER, LLC|260624
MLCO|MELCO RESORTS & ENT|SALI|INTL FCSTONE FINANCIAL INC.|569
MLCO|MELCO RESORTS & ENT|SBSH|Citigroup Global Markets Inc.|1337806
MLCO|MELCO RESORTS & ENT|SCMC|Scotia Capital Markets (USA) Inc.|400
MLCO|MELCO RESORTS & ENT|SEIC|SEI Investments Distribution Co.|100
MLCO|MELCO RESORTS & ENT|SGMT|GOLDMAN SACHS & CO. LLC|539891
MLCO|MELCO RESORTS & ENT|SJLS|TRADE INFORMATICS LLC|10600
MLCO|MELCO RESORTS & ENT|SPDR|SPEEDROUTE LLC|41340
MLCO|MELCO RESORTS & ENT|STFL|Stifel, Nicolaus & Company, Incorporated|157762
MLCO|MELCO RESORTS & ENT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
MLCO|MELCO RESORTS & ENT|SWIM|TD Ameritrade, Inc.|400341
MLCO|MELCO RESORTS & ENT|SWST|Hilltop Securities Inc.|1276
MLCO|MELCO RESORTS & ENT|TKNG|ALLY INVEST SECURITIES LLC|3410
MLCO|MELCO RESORTS & ENT|TOUR|TOURMALINE PARTNERS, LLC|1100
MLCO|MELCO RESORTS & ENT|TRBT|Tradebot Systems, Inc.|814915
MLCO|MELCO RESORTS & ENT|TRCM|TRC MARKETS LLC|354213
MLCO|MELCO RESORTS & ENT|TWTT|TASTYWORKS, INC.|150
MLCO|MELCO RESORTS & ENT|UBSA|UBS SECURITIES LLC|2223062
MLCO|MELCO RESORTS & ENT|UBSS|UBS Securities LLC|3150012
MLCO|MELCO RESORTS & ENT|VALX|VIRTU AMERICAS LLC|27149
MLCO|MELCO RESORTS & ENT|VGRD|Vanguard Marketing Corporation|26345
MLCO|MELCO RESORTS & ENT|WBPX|SUMMIT SECURITIES GROUP, LLC|56
MLCO|MELCO RESORTS & ENT|WCHV|WELLS FARGO SECURITIES, LLC|174047
MLCO|MELCO RESORTS & ENT|WEDB|WEDBUSH SECURITIES INC.|1321
MLCO|MELCO RESORTS & ENT|WEED|Weeden & Co.L.P.|883
MLCO|MELCO RESORTS & ENT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48117
MLCO|MELCO RESORTS & ENT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|81110
MLCO|MELCO RESORTS & ENT|WFPB|Wells Fargo Securities, LLC.|500
MLCO|MELCO RESORTS & ENT|WGIF|CIBC World Markets Inc.|3315
MLCO|MELCO RESORTS & ENT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|80
MLCO|MELCO RESORTS & ENT|WSAG|WALL STREET ACCESS|250
MLCO|MELCO RESORTS & ENT|WSEA|WOLVERINE SECURITIES, LLC|20645
MLCO|MELCO RESORTS & ENT|XIST|INSTINET, LLC|99738
MLCO|MELCO RESORTS & ENT|XPUS|XP SECURITIES, LLC|5450
MLCO|MELCO RESORTS & ENT|XSTM|NATIONAL FINANCIAL SERVICES LLC|126268
MLCO|MELCO RESORTS & ENT|YKNA|COMHAR CAPITAL MARKETS, LLC|3399
MLCO|MELCO RESORTS & ENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3768
MLHR|MILLER HERMAN INC|APCC|Apex Clearing Corporation|8
MLHR|MILLER HERMAN INC|BATM|CBOE TRADING, INC.|210
MLHR|MILLER HERMAN INC|BAYT|BTIG, LLC|900
MLHR|MILLER HERMAN INC|BBNT|BB&T SECURITIES, LLC|506
MLHR|MILLER HERMAN INC|BERN|Sanford C. Bernstein & Co., LLC|4900
MLHR|MILLER HERMAN INC|BKCM|BNY Mellon Capital Markets LLC|10724
MLHR|MILLER HERMAN INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|113
MLHR|MILLER HERMAN INC|BMOC|BMO Capital Markets Corp.|9515
MLHR|MILLER HERMAN INC|BNPX|BNP PARIBAS SECURITIES CORP.|62349
MLHR|MILLER HERMAN INC|BRVL|BLAYLOCK VAN, LLC|400
MLHR|MILLER HERMAN INC|BTIG|BTIG, LLC|11246
MLHR|MILLER HERMAN INC|BYXM|CBOE TRADING, INC.|100
MLHR|MILLER HERMAN INC|BZYD|GOLDMAN SACHS & CO. LLC|775
MLHR|MILLER HERMAN INC|CHAS|Charles Schwab & Co., Inc.|2
MLHR|MILLER HERMAN INC|CIST|Capital Institutional Services, Inc.|102
MLHR|MILLER HERMAN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24674
MLHR|MILLER HERMAN INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|248
MLHR|MILLER HERMAN INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3200
MLHR|MILLER HERMAN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54762
MLHR|MILLER HERMAN INC|CTDL|Citadel Derivatives Group Llc|11281
MLHR|MILLER HERMAN INC|CTLR|CUTLER GROUP, LP|693
MLHR|MILLER HERMAN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8694
MLHR|MILLER HERMAN INC|DBAB|Deutsche Bank Securities Inc.|269139
MLHR|MILLER HERMAN INC|DBAX|Deutsche Bank Securities Inc.|56400
MLHR|MILLER HERMAN INC|DBUL|Deutsche Bank Securities Inc.|7400
MLHR|MILLER HERMAN INC|DEAN|MORGAN STANLEY|1715
MLHR|MILLER HERMAN INC|DEGS|RONIN PROFESSIONAL LLC|1268
MLHR|MILLER HERMAN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9917
MLHR|MILLER HERMAN INC|EBXL|EBX LLC|36800
MLHR|MILLER HERMAN INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|48
MLHR|MILLER HERMAN INC|EDJO|Edward D. Jones & Co., L.P.|100
MLHR|MILLER HERMAN INC|EGAM|CBOE TRADING, INC.|2978
MLHR|MILLER HERMAN INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
MLHR|MILLER HERMAN INC|EGXM|CBOE TRADING, INC.|1200
MLHR|MILLER HERMAN INC|ELEV|ELEVATION, LLC|3893
MLHR|MILLER HERMAN INC|ETBE|Electronic Transaction Clearing, Inc.|200
MLHR|MILLER HERMAN INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21068
MLHR|MILLER HERMAN INC|ETRS|E*Trade Securities LLC|7318
MLHR|MILLER HERMAN INC|FBCO|Credit Suisse Securities (USA) LLC|294215
MLHR|MILLER HERMAN INC|FILL|Tradestation Securities, Inc.|64
MLHR|MILLER HERMAN INC|FOMA|TD AMERITRADE CLEARING, INC.|27306
MLHR|MILLER HERMAN INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4158
MLHR|MILLER HERMAN INC|FQLS|Quantlab Securities LP|94951
MLHR|MILLER HERMAN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30617
MLHR|MILLER HERMAN INC|FTBR|Foliofn Investments, Inc.|192
MLHR|MILLER HERMAN INC|GEBB|GLOBAL EXECUTION BROKERS, LP|20947
MLHR|MILLER HERMAN INC|GLPX|ACS EXECUTION SERVICES, LLC|985
MLHR|MILLER HERMAN INC|GSCO|GOLDMAN SACHS & CO. LLC|415467
MLHR|MILLER HERMAN INC|GSCS|GOLDMAN SACHS & CO. LLC|13663
MLHR|MILLER HERMAN INC|GSLT|GOLDMAN SACHS & CO. LLC|1144
MLHR|MILLER HERMAN INC|GTSZ|GTS SECURITIES LLC|9979
MLHR|MILLER HERMAN INC|HPPX|POTAMUS TRADING, LLC|372
MLHR|MILLER HERMAN INC|HRBF|American Enterprise Investment Services Inc.|3093
MLHR|MILLER HERMAN INC|HSBC|HSBC Securities, Inc.|1001
MLHR|MILLER HERMAN INC|IBKR|Interactive Brokers Llc|14442
MLHR|MILLER HERMAN INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
MLHR|MILLER HERMAN INC|ICBX|INSTINET, LLC|4192
MLHR|MILLER HERMAN INC|IEQY|CITADEL SECURITIES LLC|37858
MLHR|MILLER HERMAN INC|INCA|INSTINET, LLC|147773
MLHR|MILLER HERMAN INC|INJX|INSTINET, LLC|9121
MLHR|MILLER HERMAN INC|ITGI|ITG Inc.|35544
MLHR|MILLER HERMAN INC|ITGP|ITG INC.|30600
MLHR|MILLER HERMAN INC|JEFF|JEFFERIES LLC|74333
MLHR|MILLER HERMAN INC|JMPT|JUMP TRADING, LLC|2729
MLHR|MILLER HERMAN INC|JONE|JonesTrading|191689
MLHR|MILLER HERMAN INC|JPBX|J.P. MORGAN SECURITIES LLC|27448
MLHR|MILLER HERMAN INC|JPMX|J.P. Morgan Securities LLC|120370
MLHR|MILLER HERMAN INC|KCGM|VIRTU Americas LLC|7488
MLHR|MILLER HERMAN INC|LEHM|Barclays Capital Inc./Le|252303
MLHR|MILLER HERMAN INC|LIME|Lime Brokerage LLC|96078
MLHR|MILLER HERMAN INC|LOOP|Loop Capital Markets LLC|624
MLHR|MILLER HERMAN INC|LSCI|Lek Securities Corporation|3
MLHR|MILLER HERMAN INC|MAXM|Maxim Group LLC|3329
MLHR|MILLER HERMAN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50509
MLHR|MILLER HERMAN INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|680
MLHR|MILLER HERMAN INC|MSCO|MORGAN STANLEY & CO. LLC|882644
MLHR|MILLER HERMAN INC|MSPL|MORGAN STANLEY & CO. LLC|29200
MLHR|MILLER HERMAN INC|MSTX|MORGAN STANLEY & CO. LLC|64800
MLHR|MILLER HERMAN INC|NFSC|National Financial Services LLC|35232
MLHR|MILLER HERMAN INC|NITE|VIRTU Americas LLC|50728
MLHR|MILLER HERMAN INC|NITP|VIRTU Americas LLC|750
MLHR|MILLER HERMAN INC|NQRB|Brut, LLC|703
MLHR|MILLER HERMAN INC|NTRC|Northern Trust Securities, Inc.|1475
MLHR|MILLER HERMAN INC|OPCO|Oppenheimer & Co. Inc.|2486
MLHR|MILLER HERMAN INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1451
MLHR|MILLER HERMAN INC|PDQM|CODA MARKETS, INC.|11598
MLHR|MILLER HERMAN INC|RAJA|Raymond James & Associates, Inc.|1417
MLHR|MILLER HERMAN INC|ROTH|Roth Capital Partners, LLC|1600
MLHR|MILLER HERMAN INC|SAGL|SAGETRADER, LLC|72
MLHR|MILLER HERMAN INC|SAGW|SAGETRADER, LLC|1058
MLHR|MILLER HERMAN INC|SBSH|Citigroup Global Markets Inc.|185661
MLHR|MILLER HERMAN INC|SGMT|GOLDMAN SACHS & CO. LLC|42929
MLHR|MILLER HERMAN INC|SPDR|SPEEDROUTE LLC|600
MLHR|MILLER HERMAN INC|STFL|Stifel, Nicolaus & Company, Incorporated|1220
MLHR|MILLER HERMAN INC|SWIM|TD Ameritrade, Inc.|200
MLHR|MILLER HERMAN INC|SWST|Hilltop Securities Inc.|2211
MLHR|MILLER HERMAN INC|TKNG|ALLY INVEST SECURITIES LLC|5
MLHR|MILLER HERMAN INC|TONC|CUTTONE & CO., LLC|1568
MLHR|MILLER HERMAN INC|TOUR|TOURMALINE PARTNERS, LLC|1700
MLHR|MILLER HERMAN INC|TRBT|Tradebot Systems, Inc.|17485
MLHR|MILLER HERMAN INC|TRCM|TRC MARKETS LLC|41930
MLHR|MILLER HERMAN INC|UBSA|UBS SECURITIES LLC|244444
MLHR|MILLER HERMAN INC|UBSS|UBS Securities LLC|407865
MLHR|MILLER HERMAN INC|VALX|VIRTU AMERICAS LLC|17610
MLHR|MILLER HERMAN INC|VGRD|Vanguard Marketing Corporation|1273
MLHR|MILLER HERMAN INC|WABR|Wall Street Access|100
MLHR|MILLER HERMAN INC|WBPX|SUMMIT SECURITIES GROUP, LLC|130
MLHR|MILLER HERMAN INC|WCHV|WELLS FARGO SECURITIES, LLC|102300
MLHR|MILLER HERMAN INC|WDNX|WEEDEN & CO.L.P.|424
MLHR|MILLER HERMAN INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1318
MLHR|MILLER HERMAN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|590
MLHR|MILLER HERMAN INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|92
MLHR|MILLER HERMAN INC|WSEA|WOLVERINE SECURITIES, LLC|309
MLHR|MILLER HERMAN INC|XIST|INSTINET, LLC|25868
MLHR|MILLER HERMAN INC|XPQR|Jump Trading|69
MLHR|MILLER HERMAN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
MLHR|MILLER HERMAN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|441
MLI|MUELLER IND INC|ALTX|Alternet Securities Inc.|1714
MLI|MUELLER IND INC|APCC|Apex Clearing Corporation|19
MLI|MUELLER IND INC|BATM|CBOE TRADING, INC.|3178
MLI|MUELLER IND INC|BAYC|BAY CREST PARTNERS, LLC|496
MLI|MUELLER IND INC|BERN|Sanford C. Bernstein & Co., LLC|1181
MLI|MUELLER IND INC|BIAD|SAGETRADER, LLC|1
MLI|MUELLER IND INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|92
MLI|MUELLER IND INC|BNPX|BNP PARIBAS SECURITIES CORP.|9691
MLI|MUELLER IND INC|BRVL|BLAYLOCK VAN, LLC|400
MLI|MUELLER IND INC|BTIG|BTIG, LLC|700
MLI|MUELLER IND INC|BYXM|CBOE TRADING, INC.|280
MLI|MUELLER IND INC|BZYD|GOLDMAN SACHS & CO. LLC|500
MLI|MUELLER IND INC|CHAS|Charles Schwab & Co., Inc.|2
MLI|MUELLER IND INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7502
MLI|MUELLER IND INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48603
MLI|MUELLER IND INC|CTDL|Citadel Derivatives Group Llc|5438
MLI|MUELLER IND INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11128
MLI|MUELLER IND INC|DBAB|Deutsche Bank Securities Inc.|108111
MLI|MUELLER IND INC|DBAX|Deutsche Bank Securities Inc.|32300
MLI|MUELLER IND INC|DBUL|Deutsche Bank Securities Inc.|300
MLI|MUELLER IND INC|DEAN|MORGAN STANLEY|887
MLI|MUELLER IND INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2850
MLI|MUELLER IND INC|EBXL|EBX LLC|24200
MLI|MUELLER IND INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|324
MLI|MUELLER IND INC|EDJO|Edward D. Jones & Co., L.P.|1158
MLI|MUELLER IND INC|EGAM|CBOE TRADING, INC.|5196
MLI|MUELLER IND INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
MLI|MUELLER IND INC|EGXM|CBOE TRADING, INC.|1103
MLI|MUELLER IND INC|ETBE|Electronic Transaction Clearing, Inc.|1300
MLI|MUELLER IND INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2301
MLI|MUELLER IND INC|ETRS|E*Trade Securities LLC|1134
MLI|MUELLER IND INC|FILL|Tradestation Securities, Inc.|125
MLI|MUELLER IND INC|FMAF|NBCN Inc./ CDS|1500
MLI|MUELLER IND INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|674
MLI|MUELLER IND INC|FQLS|Quantlab Securities LP|42133
MLI|MUELLER IND INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71441
MLI|MUELLER IND INC|FTBR|Foliofn Investments, Inc.|2777
MLI|MUELLER IND INC|GLIS|TD Securities Inc|360
MLI|MUELLER IND INC|GLPX|ACS EXECUTION SERVICES, LLC|1521
MLI|MUELLER IND INC|GSCO|GOLDMAN SACHS & CO. LLC|679032
MLI|MUELLER IND INC|GSCS|GOLDMAN SACHS & CO. LLC|5556
MLI|MUELLER IND INC|GSLT|GOLDMAN SACHS & CO. LLC|732
MLI|MUELLER IND INC|GTSZ|GTS SECURITIES LLC|13453
MLI|MUELLER IND INC|HPPX|POTAMUS TRADING, LLC|268
MLI|MUELLER IND INC|HSBC|HSBC Securities, Inc.|100
MLI|MUELLER IND INC|IATS|INTERACTIVE BROKERS LLC|2419
MLI|MUELLER IND INC|IBKR|Interactive Brokers Llc|2152
MLI|MUELLER IND INC|ICBX|INSTINET, LLC|7400
MLI|MUELLER IND INC|IEQY|CITADEL SECURITIES LLC|17460
MLI|MUELLER IND INC|INCA|INSTINET, LLC|69881
MLI|MUELLER IND INC|INJX|INSTINET, LLC|152
MLI|MUELLER IND INC|ITGI|ITG Inc.|15732
MLI|MUELLER IND INC|ITGP|ITG INC.|86800
MLI|MUELLER IND INC|JANY|Janney Montgomery Scott Inc.|1
MLI|MUELLER IND INC|JEFF|JEFFERIES LLC|32922
MLI|MUELLER IND INC|JMPT|JUMP TRADING, LLC|6399
MLI|MUELLER IND INC|JPBX|J.P. MORGAN SECURITIES LLC|7508
MLI|MUELLER IND INC|JPMX|J.P. Morgan Securities LLC|66888
MLI|MUELLER IND INC|JSJX|JANE STREET CAPITAL LLC|1095
MLI|MUELLER IND INC|KCGM|VIRTU Americas LLC|9048
MLI|MUELLER IND INC|KING|C. L. King & Associates, Inc.|300
MLI|MUELLER IND INC|LEHM|Barclays Capital Inc./Le|65076
MLI|MUELLER IND INC|LIME|Lime Brokerage LLC|28993
MLI|MUELLER IND INC|LOOP|Loop Capital Markets LLC|100
MLI|MUELLER IND INC|LSCI|Lek Securities Corporation|5
MLI|MUELLER IND INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17170
MLI|MUELLER IND INC|MSCO|MORGAN STANLEY & CO. LLC|207368
MLI|MUELLER IND INC|MSPL|MORGAN STANLEY & CO. LLC|50200
MLI|MUELLER IND INC|MSTX|MORGAN STANLEY & CO. LLC|28500
MLI|MUELLER IND INC|NEUB|NEUBERGER BERMAN BD LLC|1087
MLI|MUELLER IND INC|NFSC|National Financial Services LLC|30024
MLI|MUELLER IND INC|NITE|VIRTU Americas LLC|30437
MLI|MUELLER IND INC|NQRB|Brut, LLC|3410
MLI|MUELLER IND INC|PDQM|CODA MARKETS, INC.|11024
MLI|MUELLER IND INC|RBCM|RBC CAPITAL MARKETS, LLC|16
MLI|MUELLER IND INC|SAGL|SAGETRADER, LLC|400
MLI|MUELLER IND INC|SBSH|Citigroup Global Markets Inc.|29777
MLI|MUELLER IND INC|SGMT|GOLDMAN SACHS & CO. LLC|11298
MLI|MUELLER IND INC|SPDR|SPEEDROUTE LLC|300
MLI|MUELLER IND INC|SPHN|Stephens Inc.|4
MLI|MUELLER IND INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|42200
MLI|MUELLER IND INC|STFL|Stifel, Nicolaus & Company, Incorporated|4948
MLI|MUELLER IND INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2896
MLI|MUELLER IND INC|SWIM|TD Ameritrade, Inc.|406
MLI|MUELLER IND INC|TKNG|ALLY INVEST SECURITIES LLC|10
MLI|MUELLER IND INC|TRBT|Tradebot Systems, Inc.|47056
MLI|MUELLER IND INC|TRCM|TRC MARKETS LLC|13043
MLI|MUELLER IND INC|UBSA|UBS SECURITIES LLC|90313
MLI|MUELLER IND INC|UBSS|UBS Securities LLC|132683
MLI|MUELLER IND INC|VALX|VIRTU AMERICAS LLC|3756
MLI|MUELLER IND INC|VGRD|Vanguard Marketing Corporation|12
MLI|MUELLER IND INC|WCHV|WELLS FARGO SECURITIES, LLC|13406
MLI|MUELLER IND INC|WDNX|WEEDEN & CO.L.P.|426
MLI|MUELLER IND INC|WEED|Weeden & Co.L.P.|700
MLI|MUELLER IND INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1725
MLI|MUELLER IND INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
MLI|MUELLER IND INC|WSEA|WOLVERINE SECURITIES, LLC|201
MLI|MUELLER IND INC|XIST|INSTINET, LLC|5400
MLI|MUELLER IND INC|XPQR|Jump Trading|300
MLI|MUELLER IND INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|14940
MLI|MUELLER IND INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MLI|MUELLER IND INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14
MLM|MARTIN MARIETTA MTRL|ABLE|NATIXIS Securities Americas LLC|144600
MLM|MARTIN MARIETTA MTRL|ALTX|Alternet Securities Inc.|2031
MLM|MARTIN MARIETTA MTRL|APCC|Apex Clearing Corporation|95
MLM|MARTIN MARIETTA MTRL|BANK|Primevest Financial Services, Inc.|25
MLM|MARTIN MARIETTA MTRL|BARD|Robert W. Baird & Co. Incorporated|1319
MLM|MARTIN MARIETTA MTRL|BATM|CBOE TRADING, INC.|17032
MLM|MARTIN MARIETTA MTRL|BAYC|BAY CREST PARTNERS, LLC|27
MLM|MARTIN MARIETTA MTRL|BAYT|BTIG, LLC|4941
MLM|MARTIN MARIETTA MTRL|BBNT|BB&T SECURITIES, LLC|458
MLM|MARTIN MARIETTA MTRL|BERN|Sanford C. Bernstein & Co., LLC|36566
MLM|MARTIN MARIETTA MTRL|BGCE|BGC Financial Inc.|460
MLM|MARTIN MARIETTA MTRL|BIDS|BIDS TRADING L.P.|13300
MLM|MARTIN MARIETTA MTRL|BIMI|Banca IMI Securities Corp.|200
MLM|MARTIN MARIETTA MTRL|BKCM|BNY Mellon Capital Markets LLC|19
MLM|MARTIN MARIETTA MTRL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6560
MLM|MARTIN MARIETTA MTRL|BLKX|INSTINET, LLC|40956
MLM|MARTIN MARIETTA MTRL|BNPX|BNP PARIBAS SECURITIES CORP.|25885
MLM|MARTIN MARIETTA MTRL|BTIG|BTIG, LLC|3095
MLM|MARTIN MARIETTA MTRL|BYXM|CBOE TRADING, INC.|1225
MLM|MARTIN MARIETTA MTRL|BZYD|GOLDMAN SACHS & CO. LLC|200
MLM|MARTIN MARIETTA MTRL|CABR|Cabrera Capital Markets, Inc.|6
MLM|MARTIN MARIETTA MTRL|CANT|Cantor Fitzgerald & Co.|956
MLM|MARTIN MARIETTA MTRL|CHAS|Charles Schwab & Co., Inc.|485
MLM|MARTIN MARIETTA MTRL|CIBP|CIBC World Markets Corp.|2670
MLM|MARTIN MARIETTA MTRL|CIOI|CITIGROUP GLOBAL MARKETS INC|5000
MLM|MARTIN MARIETTA MTRL|CIST|Capital Institutional Services, Inc.|2213
MLM|MARTIN MARIETTA MTRL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68435
MLM|MARTIN MARIETTA MTRL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|510
MLM|MARTIN MARIETTA MTRL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|308
MLM|MARTIN MARIETTA MTRL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|284747
MLM|MARTIN MARIETTA MTRL|CTDL|Citadel Derivatives Group Llc|3184
MLM|MARTIN MARIETTA MTRL|CXCX|CITIGROUP GLOBAL MARKETS INC.|10220
MLM|MARTIN MARIETTA MTRL|DADA|D.A. Davidson & Co.|623
MLM|MARTIN MARIETTA MTRL|DAVA|Davenport & Company LLC|3524
MLM|MARTIN MARIETTA MTRL|DBAB|Deutsche Bank Securities Inc.|198775
MLM|MARTIN MARIETTA MTRL|DBAX|Deutsche Bank Securities Inc.|143700
MLM|MARTIN MARIETTA MTRL|DBUL|Deutsche Bank Securities Inc.|1347
MLM|MARTIN MARIETTA MTRL|DCHF|Dart Executions, LLC|529
MLM|MARTIN MARIETTA MTRL|DEAN|MORGAN STANLEY|6455
MLM|MARTIN MARIETTA MTRL|DEGS|RONIN PROFESSIONAL LLC|100
MLM|MARTIN MARIETTA MTRL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12938
MLM|MARTIN MARIETTA MTRL|EBXL|EBX LLC|99200
MLM|MARTIN MARIETTA MTRL|ECUT|CONVERGEX EXECUTION SOLUTIONS|8247
MLM|MARTIN MARIETTA MTRL|EDJO|Edward D. Jones & Co., L.P.|1319
MLM|MARTIN MARIETTA MTRL|EGAM|CBOE TRADING, INC.|5820
MLM|MARTIN MARIETTA MTRL|EGAW|CBOE TRADING, INC.|13
MLM|MARTIN MARIETTA MTRL|EGMT|EG MARKET TECHNOLOGIES LLC|1502
MLM|MARTIN MARIETTA MTRL|EGXM|CBOE TRADING, INC.|1141
MLM|MARTIN MARIETTA MTRL|EGXW|CBOE TRADING, INC.|78
MLM|MARTIN MARIETTA MTRL|ETBE|Electronic Transaction Clearing, Inc.|2119
MLM|MARTIN MARIETTA MTRL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
MLM|MARTIN MARIETTA MTRL|ETCC|Electronic Transaction Clearing, Inc.|220
MLM|MARTIN MARIETTA MTRL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|67354
MLM|MARTIN MARIETTA MTRL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|147
MLM|MARTIN MARIETTA MTRL|ETRS|E*Trade Securities LLC|23438
MLM|MARTIN MARIETTA MTRL|FBSB|U.S. Bancorp Investments, Inc.|94
MLM|MARTIN MARIETTA MTRL|FILL|Tradestation Securities, Inc.|14
MLM|MARTIN MARIETTA MTRL|FINX|FINTECH SECURITIES|463
MLM|MARTIN MARIETTA MTRL|FMAF|NBCN Inc./ CDS|6632
MLM|MARTIN MARIETTA MTRL|FMCO|First Manhattan Co|425
MLM|MARTIN MARIETTA MTRL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11676
MLM|MARTIN MARIETTA MTRL|FQLS|Quantlab Securities LP|120524
MLM|MARTIN MARIETTA MTRL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71423
MLM|MARTIN MARIETTA MTRL|FTBR|Foliofn Investments, Inc.|1255
MLM|MARTIN MARIETTA MTRL|GEBB|GLOBAL EXECUTION BROKERS, LP|281
MLM|MARTIN MARIETTA MTRL|GLIS|TD Securities Inc|30
MLM|MARTIN MARIETTA MTRL|GLPX|ACS EXECUTION SERVICES, LLC|25653
MLM|MARTIN MARIETTA MTRL|GSCO|GOLDMAN SACHS & CO. LLC|587095
MLM|MARTIN MARIETTA MTRL|GSCS|GOLDMAN SACHS & CO. LLC|5887
MLM|MARTIN MARIETTA MTRL|GSLT|GOLDMAN SACHS & CO. LLC|2116
MLM|MARTIN MARIETTA MTRL|GTSZ|GTS SECURITIES LLC|90345
MLM|MARTIN MARIETTA MTRL|HRBF|American Enterprise Investment Services Inc.|3273
MLM|MARTIN MARIETTA MTRL|HSBC|HSBC Securities, Inc.|4920
MLM|MARTIN MARIETTA MTRL|IATS|INTERACTIVE BROKERS LLC|2377
MLM|MARTIN MARIETTA MTRL|IBFS|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|58
MLM|MARTIN MARIETTA MTRL|IBKR|Interactive Brokers Llc|1550
MLM|MARTIN MARIETTA MTRL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
MLM|MARTIN MARIETTA MTRL|ICBX|INSTINET, LLC|52128
MLM|MARTIN MARIETTA MTRL|IEQY|CITADEL SECURITIES LLC|95561
MLM|MARTIN MARIETTA MTRL|INCA|INSTINET, LLC|218021
MLM|MARTIN MARIETTA MTRL|INJX|INSTINET, LLC|2188
MLM|MARTIN MARIETTA MTRL|ITGI|ITG Inc.|22495
MLM|MARTIN MARIETTA MTRL|ITGP|ITG INC.|47600
MLM|MARTIN MARIETTA MTRL|JANY|Janney Montgomery Scott Inc.|518
MLM|MARTIN MARIETTA MTRL|JEFF|JEFFERIES LLC|103959
MLM|MARTIN MARIETTA MTRL|JMPT|JUMP TRADING, LLC|53979
MLM|MARTIN MARIETTA MTRL|JPBX|J.P. MORGAN SECURITIES LLC|35435
MLM|MARTIN MARIETTA MTRL|JPMX|J.P. Morgan Securities LLC|236010
MLM|MARTIN MARIETTA MTRL|JSJX|JANE STREET CAPITAL LLC|14966
MLM|MARTIN MARIETTA MTRL|KCGM|VIRTU Americas LLC|27113
MLM|MARTIN MARIETTA MTRL|LEHM|Barclays Capital Inc./Le|561928
MLM|MARTIN MARIETTA MTRL|LIME|Lime Brokerage LLC|20266
MLM|MARTIN MARIETTA MTRL|LIWD|LIME BROKERAGE LLC|745
MLM|MARTIN MARIETTA MTRL|LMNX|LUMINEX TRADING & ANALYTICS LLC|17936
MLM|MARTIN MARIETTA MTRL|LQNA|LIQUIDNET, INC.|88600
MLM|MARTIN MARIETTA MTRL|LQNB|LIQUIDNET, INC.|23556
MLM|MARTIN MARIETTA MTRL|LSCI|Lek Securities Corporation|265
MLM|MARTIN MARIETTA MTRL|MAXM|Maxim Group LLC|72
MLM|MARTIN MARIETTA MTRL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83858
MLM|MARTIN MARIETTA MTRL|MOTF|MOTIF INVESTING, INC.|10
MLM|MARTIN MARIETTA MTRL|MPSG|E D & F Man Capital Markets Inc.|79
MLM|MARTIN MARIETTA MTRL|MSCO|MORGAN STANLEY & CO. LLC|1805487
MLM|MARTIN MARIETTA MTRL|MSPL|MORGAN STANLEY & CO. LLC|158300
MLM|MARTIN MARIETTA MTRL|MSTX|MORGAN STANLEY & CO. LLC|65100
MLM|MARTIN MARIETTA MTRL|NEUB|NEUBERGER BERMAN BD LLC|246
MLM|MARTIN MARIETTA MTRL|NFSC|National Financial Services LLC|59643
MLM|MARTIN MARIETTA MTRL|NITE|VIRTU Americas LLC|161623
MLM|MARTIN MARIETTA MTRL|NITP|VIRTU Americas LLC|100
MLM|MARTIN MARIETTA MTRL|NMRA|Nomura Securities International, Inc.|15400
MLM|MARTIN MARIETTA MTRL|NQRB|Brut, LLC|2101
MLM|MARTIN MARIETTA MTRL|NTRC|Northern Trust Securities, Inc.|520
MLM|MARTIN MARIETTA MTRL|OHOS|TWO SIGMA SECURITIES, LLC|5821
MLM|MARTIN MARIETTA MTRL|OPCO|Oppenheimer & Co. Inc.|2267
MLM|MARTIN MARIETTA MTRL|OTAA|OTA LLC|100
MLM|MARTIN MARIETTA MTRL|PDQM|CODA MARKETS, INC.|67133
MLM|MARTIN MARIETTA MTRL|PHLY|NASDAQ Execution Services, LLC|800
MLM|MARTIN MARIETTA MTRL|PWJC|UBS Financial Services, Inc.|79
MLM|MARTIN MARIETTA MTRL|QMSR|QUATTRO M SECURITIES INC.|920
MLM|MARTIN MARIETTA MTRL|RBCM|RBC CAPITAL MARKETS, LLC|8931
MLM|MARTIN MARIETTA MTRL|RHCO|Suntrust Robinson Humphrey, Inc.|4766
MLM|MARTIN MARIETTA MTRL|SAGL|SAGETRADER, LLC|5132
MLM|MARTIN MARIETTA MTRL|SALI|INTL FCSTONE FINANCIAL INC.|113
MLM|MARTIN MARIETTA MTRL|SBSH|Citigroup Global Markets Inc.|62674
MLM|MARTIN MARIETTA MTRL|SGMT|GOLDMAN SACHS & CO. LLC|78359
MLM|MARTIN MARIETTA MTRL|SIBO|Prime Executions, Inc.|200
MLM|MARTIN MARIETTA MTRL|SJLS|TRADE INFORMATICS LLC|100
MLM|MARTIN MARIETTA MTRL|SPDR|SPEEDROUTE LLC|8257
MLM|MARTIN MARIETTA MTRL|SPHN|Stephens Inc.|2992
MLM|MARTIN MARIETTA MTRL|STFL|Stifel, Nicolaus & Company, Incorporated|16397
MLM|MARTIN MARIETTA MTRL|STKP|STOCKPILE INVESTMENTS, INC.|12
MLM|MARTIN MARIETTA MTRL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5970
MLM|MARTIN MARIETTA MTRL|SWIM|TD Ameritrade, Inc.|32085
MLM|MARTIN MARIETTA MTRL|SWST|Hilltop Securities Inc.|36
MLM|MARTIN MARIETTA MTRL|TAGC|TELSEY ADVISORY GROUP LLC|60
MLM|MARTIN MARIETTA MTRL|TKNG|ALLY INVEST SECURITIES LLC|600
MLM|MARTIN MARIETTA MTRL|TRBT|Tradebot Systems, Inc.|115555
MLM|MARTIN MARIETTA MTRL|TRCM|TRC MARKETS LLC|52271
MLM|MARTIN MARIETTA MTRL|UBSA|UBS SECURITIES LLC|316993
MLM|MARTIN MARIETTA MTRL|UBSS|UBS Securities LLC|568787
MLM|MARTIN MARIETTA MTRL|VALX|VIRTU AMERICAS LLC|17374
MLM|MARTIN MARIETTA MTRL|VERT|The Vertical Trading Group, LLC|1795
MLM|MARTIN MARIETTA MTRL|VGRD|Vanguard Marketing Corporation|940
MLM|MARTIN MARIETTA MTRL|WABR|Wall Street Access|14000
MLM|MARTIN MARIETTA MTRL|WBET|Wallachbeth Capital LLC|385
MLM|MARTIN MARIETTA MTRL|WBLR|WILLIAM BLAIR|5
MLM|MARTIN MARIETTA MTRL|WBPX|SUMMIT SECURITIES GROUP, LLC|7579
MLM|MARTIN MARIETTA MTRL|WCHV|WELLS FARGO SECURITIES, LLC|14313
MLM|MARTIN MARIETTA MTRL|WEDB|WEDBUSH SECURITIES INC.|1908
MLM|MARTIN MARIETTA MTRL|WEED|Weeden & Co.L.P.|2278
MLM|MARTIN MARIETTA MTRL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15841
MLM|MARTIN MARIETTA MTRL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11445
MLM|MARTIN MARIETTA MTRL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|105
MLM|MARTIN MARIETTA MTRL|WSEA|WOLVERINE SECURITIES, LLC|339
MLM|MARTIN MARIETTA MTRL|XIST|INSTINET, LLC|20412
MLM|MARTIN MARIETTA MTRL|XPQR|Jump Trading|3826
MLM|MARTIN MARIETTA MTRL|XSTM|NATIONAL FINANCIAL SERVICES LLC|7754
MLM|MARTIN MARIETTA MTRL|YKNA|COMHAR CAPITAL MARKETS, LLC|13188
MLM|MARTIN MARIETTA MTRL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1827
MLN|VANECK VECTORS  LONG|ALTX|Alternet Securities Inc.|600
MLN|VANECK VECTORS  LONG|APCC|Apex Clearing Corporation|375
MLN|VANECK VECTORS  LONG|BANK|Primevest Financial Services, Inc.|3
MLN|VANECK VECTORS  LONG|BARD|Robert W. Baird & Co. Incorporated|4750
MLN|VANECK VECTORS  LONG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|732
MLN|VANECK VECTORS  LONG|CHAS|Charles Schwab & Co., Inc.|201
MLN|VANECK VECTORS  LONG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2612
MLN|VANECK VECTORS  LONG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3426
MLN|VANECK VECTORS  LONG|DAVA|Davenport & Company LLC|752
MLN|VANECK VECTORS  LONG|DBAX|Deutsche Bank Securities Inc.|1700
MLN|VANECK VECTORS  LONG|EBXL|EBX LLC|1400
MLN|VANECK VECTORS  LONG|EDJO|Edward D. Jones & Co., L.P.|4745
MLN|VANECK VECTORS  LONG|EGAM|CBOE TRADING, INC.|400
MLN|VANECK VECTORS  LONG|EGXM|CBOE TRADING, INC.|300
MLN|VANECK VECTORS  LONG|ETRS|E*Trade Securities LLC|9527
MLN|VANECK VECTORS  LONG|FBSB|U.S. Bancorp Investments, Inc.|1139
MLN|VANECK VECTORS  LONG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42393
MLN|VANECK VECTORS  LONG|FTBR|Foliofn Investments, Inc.|35
MLN|VANECK VECTORS  LONG|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
MLN|VANECK VECTORS  LONG|GSCO|GOLDMAN SACHS & CO. LLC|1400
MLN|VANECK VECTORS  LONG|GSLT|GOLDMAN SACHS & CO. LLC|409
MLN|VANECK VECTORS  LONG|HRBF|American Enterprise Investment Services Inc.|3478
MLN|VANECK VECTORS  LONG|IATS|INTERACTIVE BROKERS LLC|580
MLN|VANECK VECTORS  LONG|IBKR|Interactive Brokers Llc|2084
MLN|VANECK VECTORS  LONG|ICBX|INSTINET, LLC|1800
MLN|VANECK VECTORS  LONG|ITGI|ITG Inc.|4348
MLN|VANECK VECTORS  LONG|JANY|Janney Montgomery Scott Inc.|125
MLN|VANECK VECTORS  LONG|JPMX|J.P. Morgan Securities LLC|3452
MLN|VANECK VECTORS  LONG|JSEB|JANE STREET EXECUTION SERVICES, LLC|273636
MLN|VANECK VECTORS  LONG|JSJX|JANE STREET CAPITAL LLC|63001
MLN|VANECK VECTORS  LONG|KCGM|VIRTU Americas LLC|1351
MLN|VANECK VECTORS  LONG|LEHM|Barclays Capital Inc./Le|5600
MLN|VANECK VECTORS  LONG|LIME|Lime Brokerage LLC|7796
MLN|VANECK VECTORS  LONG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3176
MLN|VANECK VECTORS  LONG|MOTF|MOTIF INVESTING, INC.|12
MLN|VANECK VECTORS  LONG|MSCO|MORGAN STANLEY & CO. LLC|12635
MLN|VANECK VECTORS  LONG|MSPL|MORGAN STANLEY & CO. LLC|4400
MLN|VANECK VECTORS  LONG|NFSC|National Financial Services LLC|25377
MLN|VANECK VECTORS  LONG|NITE|VIRTU Americas LLC|104557
MLN|VANECK VECTORS  LONG|NQRB|Brut, LLC|1600
MLN|VANECK VECTORS  LONG|PDQM|CODA MARKETS, INC.|500
MLN|VANECK VECTORS  LONG|RBCM|RBC CAPITAL MARKETS, LLC|27
MLN|VANECK VECTORS  LONG|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|200
MLN|VANECK VECTORS  LONG|SALI|INTL FCSTONE FINANCIAL INC.|300
MLN|VANECK VECTORS  LONG|SBSH|Citigroup Global Markets Inc.|700
MLN|VANECK VECTORS  LONG|SGMT|GOLDMAN SACHS & CO. LLC|3087
MLN|VANECK VECTORS  LONG|STFL|Stifel, Nicolaus & Company, Incorporated|1481
MLN|VANECK VECTORS  LONG|STKP|STOCKPILE INVESTMENTS, INC.|6
MLN|VANECK VECTORS  LONG|SWIM|TD Ameritrade, Inc.|800
MLN|VANECK VECTORS  LONG|SWST|Hilltop Securities Inc.|10
MLN|VANECK VECTORS  LONG|TKNG|ALLY INVEST SECURITIES LLC|200
MLN|VANECK VECTORS  LONG|UBSA|UBS SECURITIES LLC|8814
MLN|VANECK VECTORS  LONG|UBSS|UBS Securities LLC|39895
MLN|VANECK VECTORS  LONG|VGRD|Vanguard Marketing Corporation|1126
MLN|VANECK VECTORS  LONG|WBET|Wallachbeth Capital LLC|180193
MLN|VANECK VECTORS  LONG|WCHV|WELLS FARGO SECURITIES, LLC|30122
MLN|VANECK VECTORS  LONG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
MLN|VANECK VECTORS  LONG|WSEA|WOLVERINE SECURITIES, LLC|275
MLN|VANECK VECTORS  LONG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3373
MLNT|MELINTA THERAPEUTICS|APCC|Apex Clearing Corporation|4
MLNT|MELINTA THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|780
MLNT|MELINTA THERAPEUTICS|BATM|CBOE TRADING, INC.|206
MLNT|MELINTA THERAPEUTICS|BAYT|BTIG, LLC|9000
MLNT|MELINTA THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|1000
MLNT|MELINTA THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|10700
MLNT|MELINTA THERAPEUTICS|BIMI|Banca IMI Securities Corp.|15931
MLNT|MELINTA THERAPEUTICS|BLKX|INSTINET, LLC|28900
MLNT|MELINTA THERAPEUTICS|BMOC|BMO Capital Markets Corp.|2740
MLNT|MELINTA THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|2164
MLNT|MELINTA THERAPEUTICS|BTIG|BTIG, LLC|9272
MLNT|MELINTA THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|470
MLNT|MELINTA THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4995
MLNT|MELINTA THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89393
MLNT|MELINTA THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|17767
MLNT|MELINTA THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|27254
MLNT|MELINTA THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|110984
MLNT|MELINTA THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|90300
MLNT|MELINTA THERAPEUTICS|DEAN|MORGAN STANLEY|22912
MLNT|MELINTA THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|39215
MLNT|MELINTA THERAPEUTICS|EBXL|EBX LLC|84900
MLNT|MELINTA THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|287
MLNT|MELINTA THERAPEUTICS|EGAM|CBOE TRADING, INC.|3428
MLNT|MELINTA THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|100
MLNT|MELINTA THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|43966
MLNT|MELINTA THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18741
MLNT|MELINTA THERAPEUTICS|ETRS|E*Trade Securities LLC|76460
MLNT|MELINTA THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|185376
MLNT|MELINTA THERAPEUTICS|FILL|Tradestation Securities, Inc.|100
MLNT|MELINTA THERAPEUTICS|FMAF|NBCN Inc./ CDS|200
MLNT|MELINTA THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|276093
MLNT|MELINTA THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1200
MLNT|MELINTA THERAPEUTICS|FQLS|Quantlab Securities LP|104676
MLNT|MELINTA THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16460
MLNT|MELINTA THERAPEUTICS|FTBR|Foliofn Investments, Inc.|12887
MLNT|MELINTA THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|8448
MLNT|MELINTA THERAPEUTICS|GLIS|TD Securities Inc|1037
MLNT|MELINTA THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|616367
MLNT|MELINTA THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|9810
MLNT|MELINTA THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|3638
MLNT|MELINTA THERAPEUTICS|GTSZ|GTS SECURITIES LLC|14750
MLNT|MELINTA THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|3800
MLNT|MELINTA THERAPEUTICS|HSBC|HSBC Securities, Inc.|1200
MLNT|MELINTA THERAPEUTICS|IBKR|Interactive Brokers Llc|97989
MLNT|MELINTA THERAPEUTICS|ICBX|INSTINET, LLC|22422
MLNT|MELINTA THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|10895
MLNT|MELINTA THERAPEUTICS|INCA|INSTINET, LLC|174167
MLNT|MELINTA THERAPEUTICS|INJX|INSTINET, LLC|22695
MLNT|MELINTA THERAPEUTICS|ITGI|ITG Inc.|174696
MLNT|MELINTA THERAPEUTICS|ITGP|ITG INC.|106600
MLNT|MELINTA THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|60
MLNT|MELINTA THERAPEUTICS|JEFF|JEFFERIES LLC|123780
MLNT|MELINTA THERAPEUTICS|JMPT|JUMP TRADING, LLC|27282
MLNT|MELINTA THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|3769
MLNT|MELINTA THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|160655
MLNT|MELINTA THERAPEUTICS|KCGM|VIRTU Americas LLC|38198
MLNT|MELINTA THERAPEUTICS|LEHM|Barclays Capital Inc./Le|653975
MLNT|MELINTA THERAPEUTICS|LIME|Lime Brokerage LLC|119412
MLNT|MELINTA THERAPEUTICS|LMGP|LIME BROKERAGE LLC|111465
MLNT|MELINTA THERAPEUTICS|LQNA|LIQUIDNET, INC.|77000
MLNT|MELINTA THERAPEUTICS|LSCI|Lek Securities Corporation|650
MLNT|MELINTA THERAPEUTICS|LTCO|Ladenburg, Thalmann & Co., Inc.|28877
MLNT|MELINTA THERAPEUTICS|MAVB|Great Point Capital LLC|429
MLNT|MELINTA THERAPEUTICS|MAXM|Maxim Group LLC|1023
MLNT|MELINTA THERAPEUTICS|MICA|Spartan Securities Group, Ltd.|6200
MLNT|MELINTA THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105094
MLNT|MELINTA THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|1027546
MLNT|MELINTA THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|52800
MLNT|MELINTA THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|58500
MLNT|MELINTA THERAPEUTICS|NATL|National Securities Corporation|188
MLNT|MELINTA THERAPEUTICS|NFSC|National Financial Services LLC|238142
MLNT|MELINTA THERAPEUTICS|NITE|VIRTU Americas LLC|385977
MLNT|MELINTA THERAPEUTICS|NITP|VIRTU Americas LLC|15895
MLNT|MELINTA THERAPEUTICS|NQRB|Brut, LLC|3487
MLNT|MELINTA THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|1790
MLNT|MELINTA THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2746
MLNT|MELINTA THERAPEUTICS|PDQM|CODA MARKETS, INC.|27338
MLNT|MELINTA THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|1600
MLNT|MELINTA THERAPEUTICS|PWJC|UBS Financial Services, Inc.|500
MLNT|MELINTA THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|1382
MLNT|MELINTA THERAPEUTICS|RGLD|Regal Securities, Inc|100
MLNT|MELINTA THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|110210
MLNT|MELINTA THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|97357
MLNT|MELINTA THERAPEUTICS|SPDR|SPEEDROUTE LLC|8344
MLNT|MELINTA THERAPEUTICS|SPGS|Sea Port Group Securities, LLC|666
MLNT|MELINTA THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|6465
MLNT|MELINTA THERAPEUTICS|SWIM|TD Ameritrade, Inc.|28145
MLNT|MELINTA THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|4381
MLNT|MELINTA THERAPEUTICS|TRBT|Tradebot Systems, Inc.|45937
MLNT|MELINTA THERAPEUTICS|TRCM|TRC MARKETS LLC|152010
MLNT|MELINTA THERAPEUTICS|UBSA|UBS SECURITIES LLC|374001
MLNT|MELINTA THERAPEUTICS|UBSS|UBS Securities LLC|1015257
MLNT|MELINTA THERAPEUTICS|VALX|VIRTU AMERICAS LLC|18551
MLNT|MELINTA THERAPEUTICS|VGRD|Vanguard Marketing Corporation|5059
MLNT|MELINTA THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
MLNT|MELINTA THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|75395
MLNT|MELINTA THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12481
MLNT|MELINTA THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5281
MLNT|MELINTA THERAPEUTICS|WFPB|Wells Fargo Securities, LLC.|1137
MLNT|MELINTA THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|3262
MLNT|MELINTA THERAPEUTICS|XIST|INSTINET, LLC|25456
MLNT|MELINTA THERAPEUTICS|XPQR|Jump Trading|400
MLNT|MELINTA THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|24072
MLNT|MELINTA THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3313
MLNX|MELLANOX TECHNOLOGIE|ALTX|Alternet Securities Inc.|10100
MLNX|MELLANOX TECHNOLOGIE|ANOS|ABEL/NOSER, L.L.C.|654
MLNX|MELLANOX TECHNOLOGIE|APCC|Apex Clearing Corporation|1066
MLNX|MELLANOX TECHNOLOGIE|BARD|Robert W. Baird & Co. Incorporated|586
MLNX|MELLANOX TECHNOLOGIE|BATM|CBOE TRADING, INC.|8932
MLNX|MELLANOX TECHNOLOGIE|BAYC|BAY CREST PARTNERS, LLC|2885
MLNX|MELLANOX TECHNOLOGIE|BAYT|BTIG, LLC|43000
MLNX|MELLANOX TECHNOLOGIE|BBNT|BB&T SECURITIES, LLC|33
MLNX|MELLANOX TECHNOLOGIE|BERN|Sanford C. Bernstein & Co., LLC|134310
MLNX|MELLANOX TECHNOLOGIE|BIDS|BIDS TRADING L.P.|20000
MLNX|MELLANOX TECHNOLOGIE|BIMI|Banca IMI Securities Corp.|45
MLNX|MELLANOX TECHNOLOGIE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10178
MLNX|MELLANOX TECHNOLOGIE|BLKX|INSTINET, LLC|15400
MLNX|MELLANOX TECHNOLOGIE|BNPX|BNP PARIBAS SECURITIES CORP.|289
MLNX|MELLANOX TECHNOLOGIE|BTIG|BTIG, LLC|40118
MLNX|MELLANOX TECHNOLOGIE|BYXM|CBOE TRADING, INC.|507
MLNX|MELLANOX TECHNOLOGIE|BZYD|GOLDMAN SACHS & CO. LLC|410
MLNX|MELLANOX TECHNOLOGIE|CANT|Cantor Fitzgerald & Co.|23464
MLNX|MELLANOX TECHNOLOGIE|CHAS|Charles Schwab & Co., Inc.|2466
MLNX|MELLANOX TECHNOLOGIE|CIST|Capital Institutional Services, Inc.|252
MLNX|MELLANOX TECHNOLOGIE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75202
MLNX|MELLANOX TECHNOLOGIE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1220
MLNX|MELLANOX TECHNOLOGIE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|335152
MLNX|MELLANOX TECHNOLOGIE|CTDL|Citadel Derivatives Group Llc|2557
MLNX|MELLANOX TECHNOLOGIE|CTLR|CUTLER GROUP, LP|8655
MLNX|MELLANOX TECHNOLOGIE|CXCX|CITIGROUP GLOBAL MARKETS INC.|34424
MLNX|MELLANOX TECHNOLOGIE|DADA|D.A. Davidson & Co.|2111
MLNX|MELLANOX TECHNOLOGIE|DAVA|Davenport & Company LLC|21
MLNX|MELLANOX TECHNOLOGIE|DBAB|Deutsche Bank Securities Inc.|287421
MLNX|MELLANOX TECHNOLOGIE|DBAX|Deutsche Bank Securities Inc.|227900
MLNX|MELLANOX TECHNOLOGIE|DBUL|Deutsche Bank Securities Inc.|3803
MLNX|MELLANOX TECHNOLOGIE|DCHF|Dart Executions, LLC|239
MLNX|MELLANOX TECHNOLOGIE|DEAN|MORGAN STANLEY|6064
MLNX|MELLANOX TECHNOLOGIE|DEGS|RONIN PROFESSIONAL LLC|1628
MLNX|MELLANOX TECHNOLOGIE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|839
MLNX|MELLANOX TECHNOLOGIE|DRWC|DRW SECURITIES, L.L.C.|3500
MLNX|MELLANOX TECHNOLOGIE|EBXL|EBX LLC|176900
MLNX|MELLANOX TECHNOLOGIE|ECUT|CONVERGEX EXECUTION SOLUTIONS|6269
MLNX|MELLANOX TECHNOLOGIE|EDJO|Edward D. Jones & Co., L.P.|2023
MLNX|MELLANOX TECHNOLOGIE|EGAM|CBOE TRADING, INC.|23746
MLNX|MELLANOX TECHNOLOGIE|EGAW|CBOE TRADING, INC.|263
MLNX|MELLANOX TECHNOLOGIE|EGMT|EG MARKET TECHNOLOGIES LLC|300
MLNX|MELLANOX TECHNOLOGIE|EGXM|CBOE TRADING, INC.|4521
MLNX|MELLANOX TECHNOLOGIE|ETBE|Electronic Transaction Clearing, Inc.|774
MLNX|MELLANOX TECHNOLOGIE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18703
MLNX|MELLANOX TECHNOLOGIE|ETRS|E*Trade Securities LLC|262947
MLNX|MELLANOX TECHNOLOGIE|FBCO|Credit Suisse Securities (USA) LLC|287062
MLNX|MELLANOX TECHNOLOGIE|FILL|Tradestation Securities, Inc.|4395
MLNX|MELLANOX TECHNOLOGIE|FMAF|NBCN Inc./ CDS|261
MLNX|MELLANOX TECHNOLOGIE|FOMA|TD AMERITRADE CLEARING, INC.|173269
MLNX|MELLANOX TECHNOLOGIE|FQLS|Quantlab Securities LP|144678
MLNX|MELLANOX TECHNOLOGIE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50899
MLNX|MELLANOX TECHNOLOGIE|FTBR|Foliofn Investments, Inc.|3837
MLNX|MELLANOX TECHNOLOGIE|GEBB|GLOBAL EXECUTION BROKERS, LP|20253
MLNX|MELLANOX TECHNOLOGIE|GLPX|ACS EXECUTION SERVICES, LLC|33244
MLNX|MELLANOX TECHNOLOGIE|GSCO|GOLDMAN SACHS & CO. LLC|186897
MLNX|MELLANOX TECHNOLOGIE|GSCS|GOLDMAN SACHS & CO. LLC|54955
MLNX|MELLANOX TECHNOLOGIE|GSLT|GOLDMAN SACHS & CO. LLC|3298
MLNX|MELLANOX TECHNOLOGIE|GTSZ|GTS SECURITIES LLC|2270
MLNX|MELLANOX TECHNOLOGIE|HAPX|HAP Trading, LLC|43
MLNX|MELLANOX TECHNOLOGIE|HRBF|American Enterprise Investment Services Inc.|13565
MLNX|MELLANOX TECHNOLOGIE|HSBC|HSBC Securities, Inc.|593
MLNX|MELLANOX TECHNOLOGIE|IATS|INTERACTIVE BROKERS LLC|19855
MLNX|MELLANOX TECHNOLOGIE|IBKR|Interactive Brokers Llc|115642
MLNX|MELLANOX TECHNOLOGIE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|44
MLNX|MELLANOX TECHNOLOGIE|ICBX|INSTINET, LLC|29383
MLNX|MELLANOX TECHNOLOGIE|INCA|INSTINET, LLC|204167
MLNX|MELLANOX TECHNOLOGIE|INJX|INSTINET, LLC|14914
MLNX|MELLANOX TECHNOLOGIE|ITGI|ITG Inc.|29794
MLNX|MELLANOX TECHNOLOGIE|ITGP|ITG INC.|102800
MLNX|MELLANOX TECHNOLOGIE|JANY|Janney Montgomery Scott Inc.|151
MLNX|MELLANOX TECHNOLOGIE|JEFF|JEFFERIES LLC|86763
MLNX|MELLANOX TECHNOLOGIE|JMPT|JUMP TRADING, LLC|35811
MLNX|MELLANOX TECHNOLOGIE|JPBX|J.P. MORGAN SECURITIES LLC|23572
MLNX|MELLANOX TECHNOLOGIE|JPMX|J.P. Morgan Securities LLC|348072
MLNX|MELLANOX TECHNOLOGIE|JSJX|JANE STREET CAPITAL LLC|5212
MLNX|MELLANOX TECHNOLOGIE|KCGM|VIRTU Americas LLC|45600
MLNX|MELLANOX TECHNOLOGIE|KCRD|PHX FINANCIAL, INC.|500
MLNX|MELLANOX TECHNOLOGIE|LEHM|Barclays Capital Inc./Le|451491
MLNX|MELLANOX TECHNOLOGIE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|294
MLNX|MELLANOX TECHNOLOGIE|LIME|Lime Brokerage LLC|53800
MLNX|MELLANOX TECHNOLOGIE|LMNX|LUMINEX TRADING & ANALYTICS LLC|12600
MLNX|MELLANOX TECHNOLOGIE|LOOP|Loop Capital Markets LLC|20763
MLNX|MELLANOX TECHNOLOGIE|LQNA|LIQUIDNET, INC.|29100
MLNX|MELLANOX TECHNOLOGIE|LSCI|Lek Securities Corporation|253
MLNX|MELLANOX TECHNOLOGIE|LTCO|Ladenburg, Thalmann & Co., Inc.|1531
MLNX|MELLANOX TECHNOLOGIE|MICA|Spartan Securities Group, Ltd.|400
MLNX|MELLANOX TECHNOLOGIE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103038
MLNX|MELLANOX TECHNOLOGIE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|61
MLNX|MELLANOX TECHNOLOGIE|MSCO|MORGAN STANLEY & CO. LLC|962549
MLNX|MELLANOX TECHNOLOGIE|MSPL|MORGAN STANLEY & CO. LLC|290900
MLNX|MELLANOX TECHNOLOGIE|MSTX|MORGAN STANLEY & CO. LLC|33500
MLNX|MELLANOX TECHNOLOGIE|NEUB|NEUBERGER BERMAN BD LLC|20
MLNX|MELLANOX TECHNOLOGIE|NFSC|National Financial Services LLC|156728
MLNX|MELLANOX TECHNOLOGIE|NITE|VIRTU Americas LLC|443532
MLNX|MELLANOX TECHNOLOGIE|NITP|VIRTU Americas LLC|700
MLNX|MELLANOX TECHNOLOGIE|NORT|Northland Securities, Inc.|4140
MLNX|MELLANOX TECHNOLOGIE|NQRB|Brut, LLC|8085
MLNX|MELLANOX TECHNOLOGIE|OPCO|Oppenheimer & Co. Inc.|5212
MLNX|MELLANOX TECHNOLOGIE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1407
MLNX|MELLANOX TECHNOLOGIE|PCPT|PHILLIP CAPITAL INC.|140
MLNX|MELLANOX TECHNOLOGIE|PDQM|CODA MARKETS, INC.|61195
MLNX|MELLANOX TECHNOLOGIE|PHLY|NASDAQ Execution Services, LLC|1400
MLNX|MELLANOX TECHNOLOGIE|PIPR|Piper Jaffray & Co.|169
MLNX|MELLANOX TECHNOLOGIE|PWJC|UBS Financial Services, Inc.|256
MLNX|MELLANOX TECHNOLOGIE|RAJA|Raymond James & Associates, Inc.|24548
MLNX|MELLANOX TECHNOLOGIE|RBCM|RBC CAPITAL MARKETS, LLC|1987
MLNX|MELLANOX TECHNOLOGIE|ROTH|Roth Capital Partners, LLC|119996
MLNX|MELLANOX TECHNOLOGIE|SAGL|SAGETRADER, LLC|2116
MLNX|MELLANOX TECHNOLOGIE|SBSH|Citigroup Global Markets Inc.|106263
MLNX|MELLANOX TECHNOLOGIE|SEIC|SEI Investments Distribution Co.|100
MLNX|MELLANOX TECHNOLOGIE|SGMT|GOLDMAN SACHS & CO. LLC|91292
MLNX|MELLANOX TECHNOLOGIE|SPDR|SPEEDROUTE LLC|17790
MLNX|MELLANOX TECHNOLOGIE|STFL|Stifel, Nicolaus & Company, Incorporated|9191
MLNX|MELLANOX TECHNOLOGIE|STXG|Stockcross Financial Services, Inc.|30
MLNX|MELLANOX TECHNOLOGIE|SWIM|TD Ameritrade, Inc.|107250
MLNX|MELLANOX TECHNOLOGIE|SWST|Hilltop Securities Inc.|200
MLNX|MELLANOX TECHNOLOGIE|TKNG|ALLY INVEST SECURITIES LLC|2321
MLNX|MELLANOX TECHNOLOGIE|TMBR|Timber Hill LLC|147
MLNX|MELLANOX TECHNOLOGIE|TRBT|Tradebot Systems, Inc.|18151
MLNX|MELLANOX TECHNOLOGIE|TRCM|TRC MARKETS LLC|80966
MLNX|MELLANOX TECHNOLOGIE|TWTT|TASTYWORKS, INC.|366
MLNX|MELLANOX TECHNOLOGIE|UBSS|UBS Securities LLC|454247
MLNX|MELLANOX TECHNOLOGIE|VALX|VIRTU AMERICAS LLC|8395
MLNX|MELLANOX TECHNOLOGIE|VGRD|Vanguard Marketing Corporation|10243
MLNX|MELLANOX TECHNOLOGIE|VSIN|Vision Financial Markets Llc|160
MLNX|MELLANOX TECHNOLOGIE|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
MLNX|MELLANOX TECHNOLOGIE|WCHV|WELLS FARGO SECURITIES, LLC|34179
MLNX|MELLANOX TECHNOLOGIE|WEDB|WEDBUSH SECURITIES INC.|8894
MLNX|MELLANOX TECHNOLOGIE|WEED|Weeden & Co.L.P.|106
MLNX|MELLANOX TECHNOLOGIE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9067
MLNX|MELLANOX TECHNOLOGIE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19188
MLNX|MELLANOX TECHNOLOGIE|WGIF|CIBC World Markets Inc.|5331
MLNX|MELLANOX TECHNOLOGIE|WHOT|JUST2TRADE, INC.|30
MLNX|MELLANOX TECHNOLOGIE|WSEA|WOLVERINE SECURITIES, LLC|3427
MLNX|MELLANOX TECHNOLOGIE|XIST|INSTINET, LLC|73800
MLNX|MELLANOX TECHNOLOGIE|XSTM|NATIONAL FINANCIAL SERVICES LLC|22528
MLNX|MELLANOX TECHNOLOGIE|YKNA|COMHAR CAPITAL MARKETS, LLC|1967
MLNX|MELLANOX TECHNOLOGIE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7564
MLP|MAUI LAND & PINE|BATM|CBOE TRADING, INC.|120
MLP|MAUI LAND & PINE|BNPX|BNP PARIBAS SECURITIES CORP.|351
MLP|MAUI LAND & PINE|BZYD|GOLDMAN SACHS & CO. LLC|300
MLP|MAUI LAND & PINE|CANT|Cantor Fitzgerald & Co.|41200
MLP|MAUI LAND & PINE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
MLP|MAUI LAND & PINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6003
MLP|MAUI LAND & PINE|CTDL|Citadel Derivatives Group Llc|257
MLP|MAUI LAND & PINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|468
MLP|MAUI LAND & PINE|DBAB|Deutsche Bank Securities Inc.|1676
MLP|MAUI LAND & PINE|DBAX|Deutsche Bank Securities Inc.|1500
MLP|MAUI LAND & PINE|DEGS|RONIN PROFESSIONAL LLC|169
MLP|MAUI LAND & PINE|EBXL|EBX LLC|1200
MLP|MAUI LAND & PINE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
MLP|MAUI LAND & PINE|EDJO|Edward D. Jones & Co., L.P.|325
MLP|MAUI LAND & PINE|EGAM|CBOE TRADING, INC.|100
MLP|MAUI LAND & PINE|EGXM|CBOE TRADING, INC.|14
MLP|MAUI LAND & PINE|ETRS|E*Trade Securities LLC|10223
MLP|MAUI LAND & PINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|123
MLP|MAUI LAND & PINE|FTBR|Foliofn Investments, Inc.|31
MLP|MAUI LAND & PINE|GLIS|TD Securities Inc|50
MLP|MAUI LAND & PINE|GSCO|GOLDMAN SACHS & CO. LLC|4381
MLP|MAUI LAND & PINE|GSLT|GOLDMAN SACHS & CO. LLC|49
MLP|MAUI LAND & PINE|GTSZ|GTS SECURITIES LLC|461
MLP|MAUI LAND & PINE|HRBF|American Enterprise Investment Services Inc.|1600
MLP|MAUI LAND & PINE|HSBC|HSBC Securities, Inc.|500
MLP|MAUI LAND & PINE|IBKR|Interactive Brokers Llc|3612
MLP|MAUI LAND & PINE|ICBX|INSTINET, LLC|1000
MLP|MAUI LAND & PINE|IEQY|CITADEL SECURITIES LLC|89
MLP|MAUI LAND & PINE|INCA|INSTINET, LLC|1904
MLP|MAUI LAND & PINE|ITGI|ITG Inc.|2027
MLP|MAUI LAND & PINE|ITGP|ITG INC.|400
MLP|MAUI LAND & PINE|JEFF|JEFFERIES LLC|3100
MLP|MAUI LAND & PINE|JPMX|J.P. Morgan Securities LLC|6975
MLP|MAUI LAND & PINE|KCGM|VIRTU Americas LLC|120
MLP|MAUI LAND & PINE|LEHM|Barclays Capital Inc./Le|9035
MLP|MAUI LAND & PINE|LIME|Lime Brokerage LLC|6533
MLP|MAUI LAND & PINE|LQNA|LIQUIDNET, INC.|5000
MLP|MAUI LAND & PINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|900
MLP|MAUI LAND & PINE|MSCO|MORGAN STANLEY & CO. LLC|8444
MLP|MAUI LAND & PINE|MSPL|MORGAN STANLEY & CO. LLC|1000
MLP|MAUI LAND & PINE|MSTX|MORGAN STANLEY & CO. LLC|1200
MLP|MAUI LAND & PINE|NFSC|National Financial Services LLC|10408
MLP|MAUI LAND & PINE|NITE|VIRTU Americas LLC|18538
MLP|MAUI LAND & PINE|OPCO|Oppenheimer & Co. Inc.|1050
MLP|MAUI LAND & PINE|PWJC|UBS Financial Services, Inc.|2000
MLP|MAUI LAND & PINE|SBSH|Citigroup Global Markets Inc.|2949
MLP|MAUI LAND & PINE|SGMT|GOLDMAN SACHS & CO. LLC|101
MLP|MAUI LAND & PINE|SPDR|SPEEDROUTE LLC|500
MLP|MAUI LAND & PINE|STFL|Stifel, Nicolaus & Company, Incorporated|200
MLP|MAUI LAND & PINE|SWIM|TD Ameritrade, Inc.|2353
MLP|MAUI LAND & PINE|TKNG|ALLY INVEST SECURITIES LLC|101
MLP|MAUI LAND & PINE|TRBT|Tradebot Systems, Inc.|715
MLP|MAUI LAND & PINE|TRCM|TRC MARKETS LLC|4052
MLP|MAUI LAND & PINE|UBSA|UBS SECURITIES LLC|13673
MLP|MAUI LAND & PINE|UBSS|UBS Securities LLC|14436
MLP|MAUI LAND & PINE|VALX|VIRTU AMERICAS LLC|212
MLP|MAUI LAND & PINE|VGRD|Vanguard Marketing Corporation|150
MLP|MAUI LAND & PINE|WCHV|WELLS FARGO SECURITIES, LLC|4973
MLP|MAUI LAND & PINE|WEED|Weeden & Co.L.P.|400
MLP|MAUI LAND & PINE|WSEA|WOLVERINE SECURITIES, LLC|3
MLP|MAUI LAND & PINE|XIST|INSTINET, LLC|11000
MLP|MAUI LAND & PINE|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
MLPA|GLOBAL X MLP ETF|ALTX|Alternet Securities Inc.|1618
MLPA|GLOBAL X MLP ETF|ANOS|ABEL/NOSER, L.L.C.|5254
MLPA|GLOBAL X MLP ETF|APCC|Apex Clearing Corporation|113
MLPA|GLOBAL X MLP ETF|BANK|Primevest Financial Services, Inc.|1002
MLPA|GLOBAL X MLP ETF|BARD|Robert W. Baird & Co. Incorporated|2009
MLPA|GLOBAL X MLP ETF|BBNT|BB&T SECURITIES, LLC|316
MLPA|GLOBAL X MLP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38770
MLPA|GLOBAL X MLP ETF|BNPX|BNP PARIBAS SECURITIES CORP.|7016
MLPA|GLOBAL X MLP ETF|BRGE|Newbridge Securities Corp.|149
MLPA|GLOBAL X MLP ETF|CANT|Cantor Fitzgerald & Co.|253734
MLPA|GLOBAL X MLP ETF|CHAS|Charles Schwab & Co., Inc.|142575
MLPA|GLOBAL X MLP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58538
MLPA|GLOBAL X MLP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54061
MLPA|GLOBAL X MLP ETF|CSIN|Citadel Securities Institutional LLC|810878
MLPA|GLOBAL X MLP ETF|CTDL|Citadel Derivatives Group Llc|653028
MLPA|GLOBAL X MLP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|203134
MLPA|GLOBAL X MLP ETF|DADA|D.A. Davidson & Co.|7795
MLPA|GLOBAL X MLP ETF|DAVA|Davenport & Company LLC|617
MLPA|GLOBAL X MLP ETF|DBAB|Deutsche Bank Securities Inc.|4458
MLPA|GLOBAL X MLP ETF|DBAX|Deutsche Bank Securities Inc.|45700
MLPA|GLOBAL X MLP ETF|DEAN|MORGAN STANLEY|79010
MLPA|GLOBAL X MLP ETF|EBXL|EBX LLC|116400
MLPA|GLOBAL X MLP ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
MLPA|GLOBAL X MLP ETF|EDJO|Edward D. Jones & Co., L.P.|8886
MLPA|GLOBAL X MLP ETF|EGAM|CBOE TRADING, INC.|3355
MLPA|GLOBAL X MLP ETF|EGXM|CBOE TRADING, INC.|1600
MLPA|GLOBAL X MLP ETF|ESPO|ESPOSITO SECURITIES, LLC|7607
MLPA|GLOBAL X MLP ETF|ETBE|Electronic Transaction Clearing, Inc.|5971
MLPA|GLOBAL X MLP ETF|ETCB|ETC BROKERAGE SERVICES, LLC|1300
MLPA|GLOBAL X MLP ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|914
MLPA|GLOBAL X MLP ETF|ETRS|E*Trade Securities LLC|80577
MLPA|GLOBAL X MLP ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|75850
MLPA|GLOBAL X MLP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1032
MLPA|GLOBAL X MLP ETF|FTBR|Foliofn Investments, Inc.|331
MLPA|GLOBAL X MLP ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|50700
MLPA|GLOBAL X MLP ETF|GLPX|ACS EXECUTION SERVICES, LLC|300
MLPA|GLOBAL X MLP ETF|GSCO|GOLDMAN SACHS & CO. LLC|33492
MLPA|GLOBAL X MLP ETF|GSCS|GOLDMAN SACHS & CO. LLC|2330
MLPA|GLOBAL X MLP ETF|GSLT|GOLDMAN SACHS & CO. LLC|12300
MLPA|GLOBAL X MLP ETF|GTSZ|GTS SECURITIES LLC|100
MLPA|GLOBAL X MLP ETF|HRBF|American Enterprise Investment Services Inc.|21742
MLPA|GLOBAL X MLP ETF|IATS|INTERACTIVE BROKERS LLC|20805
MLPA|GLOBAL X MLP ETF|IBKR|Interactive Brokers Llc|25284
MLPA|GLOBAL X MLP ETF|ICBX|INSTINET, LLC|107003
MLPA|GLOBAL X MLP ETF|INCA|INSTINET, LLC|9802
MLPA|GLOBAL X MLP ETF|ITGI|ITG Inc.|4362
MLPA|GLOBAL X MLP ETF|ITGP|ITG INC.|11200
MLPA|GLOBAL X MLP ETF|JANY|Janney Montgomery Scott Inc.|6123
MLPA|GLOBAL X MLP ETF|JMPT|JUMP TRADING, LLC|1580
MLPA|GLOBAL X MLP ETF|JPMX|J.P. Morgan Securities LLC|20516
MLPA|GLOBAL X MLP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|61850
MLPA|GLOBAL X MLP ETF|JSJX|JANE STREET CAPITAL LLC|20128
MLPA|GLOBAL X MLP ETF|KCGM|VIRTU Americas LLC|19861
MLPA|GLOBAL X MLP ETF|LEHM|Barclays Capital Inc./Le|114298
MLPA|GLOBAL X MLP ETF|LIME|Lime Brokerage LLC|10417
MLPA|GLOBAL X MLP ETF|MACC|Mid Atlantic Capital Corporation|776
MLPA|GLOBAL X MLP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|132452
MLPA|GLOBAL X MLP ETF|MSCO|MORGAN STANLEY & CO. LLC|409317
MLPA|GLOBAL X MLP ETF|MSPL|MORGAN STANLEY & CO. LLC|122100
MLPA|GLOBAL X MLP ETF|NFSC|National Financial Services LLC|2039078
MLPA|GLOBAL X MLP ETF|NITE|VIRTU Americas LLC|2205644
MLPA|GLOBAL X MLP ETF|NQRB|Brut, LLC|833
MLPA|GLOBAL X MLP ETF|NTBF|BMO Nesbitt Burns Inc./CDS|385
MLPA|GLOBAL X MLP ETF|NTRC|Northern Trust Securities, Inc.|2000
MLPA|GLOBAL X MLP ETF|OPCO|Oppenheimer & Co. Inc.|10301
MLPA|GLOBAL X MLP ETF|PDQM|CODA MARKETS, INC.|351
MLPA|GLOBAL X MLP ETF|PWJC|UBS Financial Services, Inc.|13825
MLPA|GLOBAL X MLP ETF|RBCM|RBC CAPITAL MARKETS, LLC|92965
MLPA|GLOBAL X MLP ETF|SALI|INTL FCSTONE FINANCIAL INC.|709
MLPA|GLOBAL X MLP ETF|SBSH|Citigroup Global Markets Inc.|15019
MLPA|GLOBAL X MLP ETF|SEIC|SEI Investments Distribution Co.|1618
MLPA|GLOBAL X MLP ETF|SGMT|GOLDMAN SACHS & CO. LLC|24947
MLPA|GLOBAL X MLP ETF|SHMR|ABN Amro Clearing LLC|75850
MLPA|GLOBAL X MLP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|21747
MLPA|GLOBAL X MLP ETF|SWIM|TD Ameritrade, Inc.|36085
MLPA|GLOBAL X MLP ETF|SWST|Hilltop Securities Inc.|7758
MLPA|GLOBAL X MLP ETF|TRBT|Tradebot Systems, Inc.|16970
MLPA|GLOBAL X MLP ETF|UBSA|UBS SECURITIES LLC|186755
MLPA|GLOBAL X MLP ETF|UBSS|UBS Securities LLC|845298
MLPA|GLOBAL X MLP ETF|VALX|VIRTU AMERICAS LLC|4465
MLPA|GLOBAL X MLP ETF|VGRD|Vanguard Marketing Corporation|21139
MLPA|GLOBAL X MLP ETF|WBET|Wallachbeth Capital LLC|5896
MLPA|GLOBAL X MLP ETF|WCHV|WELLS FARGO SECURITIES, LLC|363534
MLPA|GLOBAL X MLP ETF|WEDB|WEDBUSH SECURITIES INC.|25120
MLPA|GLOBAL X MLP ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|631
MLPA|GLOBAL X MLP ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|700
MLPA|GLOBAL X MLP ETF|WSEA|WOLVERINE SECURITIES, LLC|3800
MLPA|GLOBAL X MLP ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
MLPA|GLOBAL X MLP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|76958
MLPC|CTRACKS MH MLP ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110
MLPC|CTRACKS MH MLP ETN|DEAN|MORGAN STANLEY|620
MLPC|CTRACKS MH MLP ETN|FTBR|Foliofn Investments, Inc.|1
MLPC|CTRACKS MH MLP ETN|JSJX|JANE STREET CAPITAL LLC|100
MLPC|CTRACKS MH MLP ETN|MSCO|MORGAN STANLEY & CO. LLC|1944
MLPC|CTRACKS MH MLP ETN|NITE|VIRTU Americas LLC|115
MLPC|CTRACKS MH MLP ETN|PWJC|UBS Financial Services, Inc.|1500
MLPC|CTRACKS MH MLP ETN|UBSA|UBS SECURITIES LLC|400
MLPC|CTRACKS MH MLP ETN|UBSS|UBS Securities LLC|1600
MLPC|CTRACKS MH MLP ETN|WCHV|WELLS FARGO SECURITIES, LLC|270
MLPE|C-TRACKS ETN SER B|MOTF|MOTIF INVESTING, INC.|1
MLPG|UBS NAT GAS MLP ETH|DEAN|MORGAN STANLEY|150
MLPG|UBS NAT GAS MLP ETH|ETRS|E*Trade Securities LLC|350
MLPG|UBS NAT GAS MLP ETH|IBKR|Interactive Brokers Llc|43
MLPG|UBS NAT GAS MLP ETH|INCA|INSTINET, LLC|1931
MLPG|UBS NAT GAS MLP ETH|MSCO|MORGAN STANLEY & CO. LLC|3173
MLPG|UBS NAT GAS MLP ETH|NFSC|National Financial Services LLC|835
MLPG|UBS NAT GAS MLP ETH|NITE|VIRTU Americas LLC|15
MLPG|UBS NAT GAS MLP ETH|TRCM|TRC MARKETS LLC|100
MLPG|UBS NAT GAS MLP ETH|UBSS|UBS Securities LLC|5374
MLPG|UBS NAT GAS MLP ETH|WCHV|WELLS FARGO SECURITIES, LLC|800
MLPI|UBS E-TRACS|ALTX|Alternet Securities Inc.|3194
MLPI|UBS E-TRACS|APCC|Apex Clearing Corporation|2
MLPI|UBS E-TRACS|BARD|Robert W. Baird & Co. Incorporated|980
MLPI|UBS E-TRACS|BATM|CBOE TRADING, INC.|1516
MLPI|UBS E-TRACS|BERN|Sanford C. Bernstein & Co., LLC|1550
MLPI|UBS E-TRACS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|848
MLPI|UBS E-TRACS|BYXM|CBOE TRADING, INC.|100
MLPI|UBS E-TRACS|CANT|Cantor Fitzgerald & Co.|72431
MLPI|UBS E-TRACS|CHAS|Charles Schwab & Co., Inc.|71182
MLPI|UBS E-TRACS|CIST|Capital Institutional Services, Inc.|34670
MLPI|UBS E-TRACS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37618
MLPI|UBS E-TRACS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47590
MLPI|UBS E-TRACS|CXCX|CITIGROUP GLOBAL MARKETS INC.|9600
MLPI|UBS E-TRACS|DBAB|Deutsche Bank Securities Inc.|1028
MLPI|UBS E-TRACS|DBAX|Deutsche Bank Securities Inc.|32300
MLPI|UBS E-TRACS|DEAN|MORGAN STANLEY|3049
MLPI|UBS E-TRACS|EBXL|EBX LLC|57700
MLPI|UBS E-TRACS|ECUT|CONVERGEX EXECUTION SOLUTIONS|27482
MLPI|UBS E-TRACS|EDJO|Edward D. Jones & Co., L.P.|3185
MLPI|UBS E-TRACS|EGAM|CBOE TRADING, INC.|3763
MLPI|UBS E-TRACS|EGXM|CBOE TRADING, INC.|1324
MLPI|UBS E-TRACS|ETBE|Electronic Transaction Clearing, Inc.|1360
MLPI|UBS E-TRACS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4100
MLPI|UBS E-TRACS|ETRS|E*Trade Securities LLC|3017
MLPI|UBS E-TRACS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45429
MLPI|UBS E-TRACS|FTBR|Foliofn Investments, Inc.|1831
MLPI|UBS E-TRACS|GEBB|GLOBAL EXECUTION BROKERS, LP|500
MLPI|UBS E-TRACS|GLPX|ACS EXECUTION SERVICES, LLC|200
MLPI|UBS E-TRACS|GSCO|GOLDMAN SACHS & CO. LLC|53887
MLPI|UBS E-TRACS|GSLT|GOLDMAN SACHS & CO. LLC|1069
MLPI|UBS E-TRACS|GTSZ|GTS SECURITIES LLC|1600
MLPI|UBS E-TRACS|HRBF|American Enterprise Investment Services Inc.|40814
MLPI|UBS E-TRACS|IATS|INTERACTIVE BROKERS LLC|1165
MLPI|UBS E-TRACS|IBKR|Interactive Brokers Llc|3662
MLPI|UBS E-TRACS|ICBX|INSTINET, LLC|109717
MLPI|UBS E-TRACS|INCA|INSTINET, LLC|53900
MLPI|UBS E-TRACS|ITGI|ITG Inc.|25662
MLPI|UBS E-TRACS|ITGP|ITG INC.|31600
MLPI|UBS E-TRACS|JANY|Janney Montgomery Scott Inc.|2510
MLPI|UBS E-TRACS|JEFF|JEFFERIES LLC|2318
MLPI|UBS E-TRACS|JMPT|JUMP TRADING, LLC|1327
MLPI|UBS E-TRACS|JPMX|J.P. Morgan Securities LLC|70746
MLPI|UBS E-TRACS|JSJX|JANE STREET CAPITAL LLC|209471
MLPI|UBS E-TRACS|KCGM|VIRTU Americas LLC|10977
MLPI|UBS E-TRACS|LEHM|Barclays Capital Inc./Le|99856
MLPI|UBS E-TRACS|LIME|Lime Brokerage LLC|21424
MLPI|UBS E-TRACS|LMGP|LIME BROKERAGE LLC|75
MLPI|UBS E-TRACS|MACC|Mid Atlantic Capital Corporation|229
MLPI|UBS E-TRACS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57704
MLPI|UBS E-TRACS|MOTF|MOTIF INVESTING, INC.|1
MLPI|UBS E-TRACS|MSCO|MORGAN STANLEY & CO. LLC|83277
MLPI|UBS E-TRACS|MSPL|MORGAN STANLEY & CO. LLC|30900
MLPI|UBS E-TRACS|MSTX|MORGAN STANLEY & CO. LLC|600
MLPI|UBS E-TRACS|NFSC|National Financial Services LLC|213453
MLPI|UBS E-TRACS|NITE|VIRTU Americas LLC|284623
MLPI|UBS E-TRACS|NITP|VIRTU Americas LLC|1100
MLPI|UBS E-TRACS|NQRB|Brut, LLC|300
MLPI|UBS E-TRACS|ONEL|O'NEIL SECURITIES, INCORPORATED|2243
MLPI|UBS E-TRACS|OPCO|Oppenheimer & Co. Inc.|500
MLPI|UBS E-TRACS|PDQM|CODA MARKETS, INC.|1900
MLPI|UBS E-TRACS|PWJC|UBS Financial Services, Inc.|3500
MLPI|UBS E-TRACS|RBCM|RBC CAPITAL MARKETS, LLC|1627
MLPI|UBS E-TRACS|SAGL|SAGETRADER, LLC|720
MLPI|UBS E-TRACS|SBSH|Citigroup Global Markets Inc.|4685
MLPI|UBS E-TRACS|SEIC|SEI Investments Distribution Co.|1000
MLPI|UBS E-TRACS|SGMT|GOLDMAN SACHS & CO. LLC|34927
MLPI|UBS E-TRACS|SPDR|SPEEDROUTE LLC|500
MLPI|UBS E-TRACS|STFL|Stifel, Nicolaus & Company, Incorporated|526
MLPI|UBS E-TRACS|SWIM|TD Ameritrade, Inc.|300
MLPI|UBS E-TRACS|SWST|Hilltop Securities Inc.|49993
MLPI|UBS E-TRACS|TRBT|Tradebot Systems, Inc.|9598
MLPI|UBS E-TRACS|TRCM|TRC MARKETS LLC|51306
MLPI|UBS E-TRACS|UBSA|UBS SECURITIES LLC|92934
MLPI|UBS E-TRACS|UBSS|UBS Securities LLC|142609
MLPI|UBS E-TRACS|VALX|VIRTU AMERICAS LLC|10300
MLPI|UBS E-TRACS|VGRD|Vanguard Marketing Corporation|8179
MLPI|UBS E-TRACS|WBLR|WILLIAM BLAIR|1400
MLPI|UBS E-TRACS|WCHV|WELLS FARGO SECURITIES, LLC|61740
MLPI|UBS E-TRACS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|309
MLPI|UBS E-TRACS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1100
MLPI|UBS E-TRACS|WSEA|WOLVERINE SECURITIES, LLC|6174
MLPI|UBS E-TRACS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4360
MLPI|UBS E-TRACS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11921
MLPO|CREDIT SUISSE S&P|ETRS|E*Trade Securities LLC|67
MLPO|CREDIT SUISSE S&P|MOTF|MOTIF INVESTING, INC.|1
MLPO|CREDIT SUISSE S&P|MSCO|MORGAN STANLEY & CO. LLC|4
MLPO|CREDIT SUISSE S&P|NITE|VIRTU Americas LLC|68
MLPO|CREDIT SUISSE S&P|WSEA|WOLVERINE SECURITIES, LLC|1
MLPQ|UBS AG ETRACS 2046|ALTX|Alternet Securities Inc.|200
MLPQ|UBS AG ETRACS 2046|APCC|Apex Clearing Corporation|736
MLPQ|UBS AG ETRACS 2046|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
MLPQ|UBS AG ETRACS 2046|DBAX|Deutsche Bank Securities Inc.|800
MLPQ|UBS AG ETRACS 2046|DEAN|MORGAN STANLEY|400
MLPQ|UBS AG ETRACS 2046|EGAM|CBOE TRADING, INC.|175
MLPQ|UBS AG ETRACS 2046|ETRS|E*Trade Securities LLC|63981
MLPQ|UBS AG ETRACS 2046|FILL|Tradestation Securities, Inc.|2941
MLPQ|UBS AG ETRACS 2046|FMAF|NBCN Inc./ CDS|1135
MLPQ|UBS AG ETRACS 2046|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1700
MLPQ|UBS AG ETRACS 2046|FTBR|Foliofn Investments, Inc.|268
MLPQ|UBS AG ETRACS 2046|GEBB|GLOBAL EXECUTION BROKERS, LP|700
MLPQ|UBS AG ETRACS 2046|GSCO|GOLDMAN SACHS & CO. LLC|5300
MLPQ|UBS AG ETRACS 2046|GSLT|GOLDMAN SACHS & CO. LLC|3200
MLPQ|UBS AG ETRACS 2046|IATS|INTERACTIVE BROKERS LLC|1304
MLPQ|UBS AG ETRACS 2046|IBKR|Interactive Brokers Llc|9879
MLPQ|UBS AG ETRACS 2046|ICBX|INSTINET, LLC|400
MLPQ|UBS AG ETRACS 2046|INCA|INSTINET, LLC|2200
MLPQ|UBS AG ETRACS 2046|ITGP|ITG INC.|3400
MLPQ|UBS AG ETRACS 2046|JPMX|J.P. Morgan Securities LLC|600
MLPQ|UBS AG ETRACS 2046|JSJX|JANE STREET CAPITAL LLC|35896
MLPQ|UBS AG ETRACS 2046|KCGM|VIRTU Americas LLC|1406
MLPQ|UBS AG ETRACS 2046|LIME|Lime Brokerage LLC|2000
MLPQ|UBS AG ETRACS 2046|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
MLPQ|UBS AG ETRACS 2046|MSCO|MORGAN STANLEY & CO. LLC|4856
MLPQ|UBS AG ETRACS 2046|MSPL|MORGAN STANLEY & CO. LLC|500
MLPQ|UBS AG ETRACS 2046|NFSC|National Financial Services LLC|18035
MLPQ|UBS AG ETRACS 2046|NITE|VIRTU Americas LLC|42037
MLPQ|UBS AG ETRACS 2046|RBCM|RBC CAPITAL MARKETS, LLC|2000
MLPQ|UBS AG ETRACS 2046|SBSH|Citigroup Global Markets Inc.|630
MLPQ|UBS AG ETRACS 2046|SGMT|GOLDMAN SACHS & CO. LLC|600
MLPQ|UBS AG ETRACS 2046|SPDR|SPEEDROUTE LLC|600
MLPQ|UBS AG ETRACS 2046|SWIM|TD Ameritrade, Inc.|36370
MLPQ|UBS AG ETRACS 2046|TKNG|ALLY INVEST SECURITIES LLC|93
MLPQ|UBS AG ETRACS 2046|UBSA|UBS SECURITIES LLC|20079
MLPQ|UBS AG ETRACS 2046|UBSS|UBS Securities LLC|44191
MLPQ|UBS AG ETRACS 2046|VGRD|Vanguard Marketing Corporation|4286
MLPQ|UBS AG ETRACS 2046|WSEA|WOLVERINE SECURITIES, LLC|2
MLPX|MLP NRGY INFRSTRCTR|APCC|Apex Clearing Corporation|105
MLPX|MLP NRGY INFRSTRCTR|BANK|Primevest Financial Services, Inc.|1330
MLPX|MLP NRGY INFRSTRCTR|BARD|Robert W. Baird & Co. Incorporated|2000
MLPX|MLP NRGY INFRSTRCTR|BATM|CBOE TRADING, INC.|100
MLPX|MLP NRGY INFRSTRCTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2335
MLPX|MLP NRGY INFRSTRCTR|CANT|Cantor Fitzgerald & Co.|13255
MLPX|MLP NRGY INFRSTRCTR|CHAS|Charles Schwab & Co., Inc.|212308
MLPX|MLP NRGY INFRSTRCTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3001
MLPX|MLP NRGY INFRSTRCTR|DBAX|Deutsche Bank Securities Inc.|1300
MLPX|MLP NRGY INFRSTRCTR|DEAN|MORGAN STANLEY|6887
MLPX|MLP NRGY INFRSTRCTR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
MLPX|MLP NRGY INFRSTRCTR|EBXL|EBX LLC|1700
MLPX|MLP NRGY INFRSTRCTR|EDJO|Edward D. Jones & Co., L.P.|1331
MLPX|MLP NRGY INFRSTRCTR|EGAM|CBOE TRADING, INC.|3031
MLPX|MLP NRGY INFRSTRCTR|EGXM|CBOE TRADING, INC.|300
MLPX|MLP NRGY INFRSTRCTR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
MLPX|MLP NRGY INFRSTRCTR|ETRS|E*Trade Securities LLC|13199
MLPX|MLP NRGY INFRSTRCTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8453
MLPX|MLP NRGY INFRSTRCTR|FTBR|Foliofn Investments, Inc.|1416
MLPX|MLP NRGY INFRSTRCTR|GLIS|TD Securities Inc|38
MLPX|MLP NRGY INFRSTRCTR|GSLT|GOLDMAN SACHS & CO. LLC|100
MLPX|MLP NRGY INFRSTRCTR|HRBF|American Enterprise Investment Services Inc.|182035
MLPX|MLP NRGY INFRSTRCTR|IATS|INTERACTIVE BROKERS LLC|878
MLPX|MLP NRGY INFRSTRCTR|IBKR|Interactive Brokers Llc|9847
MLPX|MLP NRGY INFRSTRCTR|ICBX|INSTINET, LLC|31282
MLPX|MLP NRGY INFRSTRCTR|INCA|INSTINET, LLC|258
MLPX|MLP NRGY INFRSTRCTR|ITGI|ITG Inc.|1175
MLPX|MLP NRGY INFRSTRCTR|JMPT|JUMP TRADING, LLC|598
MLPX|MLP NRGY INFRSTRCTR|JPMX|J.P. Morgan Securities LLC|5800
MLPX|MLP NRGY INFRSTRCTR|JSJX|JANE STREET CAPITAL LLC|3968
MLPX|MLP NRGY INFRSTRCTR|KCGM|VIRTU Americas LLC|1061
MLPX|MLP NRGY INFRSTRCTR|LEHM|Barclays Capital Inc./Le|2155
MLPX|MLP NRGY INFRSTRCTR|LIME|Lime Brokerage LLC|4464
MLPX|MLP NRGY INFRSTRCTR|MACC|Mid Atlantic Capital Corporation|1113
MLPX|MLP NRGY INFRSTRCTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
MLPX|MLP NRGY INFRSTRCTR|MSCO|MORGAN STANLEY & CO. LLC|2080298
MLPX|MLP NRGY INFRSTRCTR|MSPL|MORGAN STANLEY & CO. LLC|1400
MLPX|MLP NRGY INFRSTRCTR|NFSC|National Financial Services LLC|141507
MLPX|MLP NRGY INFRSTRCTR|NITE|VIRTU Americas LLC|167952
MLPX|MLP NRGY INFRSTRCTR|OPCO|Oppenheimer & Co. Inc.|114
MLPX|MLP NRGY INFRSTRCTR|PDQM|CODA MARKETS, INC.|233
MLPX|MLP NRGY INFRSTRCTR|PWJC|UBS Financial Services, Inc.|2762
MLPX|MLP NRGY INFRSTRCTR|RBCM|RBC CAPITAL MARKETS, LLC|24953
MLPX|MLP NRGY INFRSTRCTR|SGMT|GOLDMAN SACHS & CO. LLC|3600
MLPX|MLP NRGY INFRSTRCTR|STFL|Stifel, Nicolaus & Company, Incorporated|3393
MLPX|MLP NRGY INFRSTRCTR|SWIM|TD Ameritrade, Inc.|307
MLPX|MLP NRGY INFRSTRCTR|SWST|Hilltop Securities Inc.|163
MLPX|MLP NRGY INFRSTRCTR|TKNG|ALLY INVEST SECURITIES LLC|400
MLPX|MLP NRGY INFRSTRCTR|UBSA|UBS SECURITIES LLC|11479
MLPX|MLP NRGY INFRSTRCTR|UBSS|UBS Securities LLC|44752
MLPX|MLP NRGY INFRSTRCTR|VALX|VIRTU AMERICAS LLC|200
MLPX|MLP NRGY INFRSTRCTR|VGRD|Vanguard Marketing Corporation|7133
MLPX|MLP NRGY INFRSTRCTR|WCHV|WELLS FARGO SECURITIES, LLC|9254
MLPX|MLP NRGY INFRSTRCTR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|101
MLPX|MLP NRGY INFRSTRCTR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
MLPX|MLP NRGY INFRSTRCTR|WSEA|WOLVERINE SECURITIES, LLC|12
MLPX|MLP NRGY INFRSTRCTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2400413
MLPY|MS CUSH MLP HI ETN|BARD|Robert W. Baird & Co. Incorporated|720
MLPY|MS CUSH MLP HI ETN|EBXL|EBX LLC|200
MLPY|MS CUSH MLP HI ETN|ETRS|E*Trade Securities LLC|378
MLPY|MS CUSH MLP HI ETN|FTBR|Foliofn Investments, Inc.|1
MLPY|MS CUSH MLP HI ETN|IBKR|Interactive Brokers Llc|100
MLPY|MS CUSH MLP HI ETN|JSJX|JANE STREET CAPITAL LLC|500
MLPY|MS CUSH MLP HI ETN|KCGM|VIRTU Americas LLC|1400
MLPY|MS CUSH MLP HI ETN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MLPY|MS CUSH MLP HI ETN|MOTF|MOTIF INVESTING, INC.|1
MLPY|MS CUSH MLP HI ETN|MSCO|MORGAN STANLEY & CO. LLC|265470
MLPY|MS CUSH MLP HI ETN|NFSC|National Financial Services LLC|1911
MLPY|MS CUSH MLP HI ETN|NITE|VIRTU Americas LLC|2545
MLPY|MS CUSH MLP HI ETN|UBSA|UBS SECURITIES LLC|100
MLPY|MS CUSH MLP HI ETN|UBSS|UBS Securities LLC|1
MLPY|MS CUSH MLP HI ETN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3040
MLPZ|UBS ETRACS 2046|APCC|Apex Clearing Corporation|87
MLPZ|UBS ETRACS 2046|ETRS|E*Trade Securities LLC|435
MLPZ|UBS ETRACS 2046|IBKR|Interactive Brokers Llc|103
MLPZ|UBS ETRACS 2046|INCA|INSTINET, LLC|11
MLPZ|UBS ETRACS 2046|MOTF|MOTIF INVESTING, INC.|2
MLPZ|UBS ETRACS 2046|MSCO|MORGAN STANLEY & CO. LLC|651
MLPZ|UBS ETRACS 2046|NFSC|National Financial Services LLC|500
MLPZ|UBS ETRACS 2046|NITE|VIRTU Americas LLC|267
MLPZ|UBS ETRACS 2046|UBSS|UBS Securities LLC|3927
MLQD|ISHARES 5-10 YEAR IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MLQD|ISHARES 5-10 YEAR IN|FTBR|Foliofn Investments, Inc.|101
MLQD|ISHARES 5-10 YEAR IN|ICBX|INSTINET, LLC|100
MLQD|ISHARES 5-10 YEAR IN|JSJX|JANE STREET CAPITAL LLC|4140
MLQD|ISHARES 5-10 YEAR IN|KCGM|VIRTU Americas LLC|400
MLQD|ISHARES 5-10 YEAR IN|LEHM|Barclays Capital Inc./Le|2800
MLQD|ISHARES 5-10 YEAR IN|MSCO|MORGAN STANLEY & CO. LLC|7912
MLQD|ISHARES 5-10 YEAR IN|NFSC|National Financial Services LLC|394
MLQD|ISHARES 5-10 YEAR IN|NITE|VIRTU Americas LLC|518
MLQD|ISHARES 5-10 YEAR IN|UBSA|UBS SECURITIES LLC|1200
MLQD|ISHARES 5-10 YEAR IN|UBSS|UBS Securities LLC|1750
MLR|MILLER IND NEW|ANOS|ABEL/NOSER, L.L.C.|4258
MLR|MILLER IND NEW|APCC|Apex Clearing Corporation|32
MLR|MILLER IND NEW|BATM|CBOE TRADING, INC.|103
MLR|MILLER IND NEW|BERN|Sanford C. Bernstein & Co., LLC|206
MLR|MILLER IND NEW|BNPX|BNP PARIBAS SECURITIES CORP.|1006
MLR|MILLER IND NEW|BZYD|GOLDMAN SACHS & CO. LLC|236
MLR|MILLER IND NEW|CANT|Cantor Fitzgerald & Co.|385
MLR|MILLER IND NEW|CHAS|Charles Schwab & Co., Inc.|1
MLR|MILLER IND NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4313
MLR|MILLER IND NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
MLR|MILLER IND NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3656
MLR|MILLER IND NEW|CTDL|Citadel Derivatives Group Llc|822
MLR|MILLER IND NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|1434
MLR|MILLER IND NEW|DBAB|Deutsche Bank Securities Inc.|1655
MLR|MILLER IND NEW|DBAX|Deutsche Bank Securities Inc.|3600
MLR|MILLER IND NEW|DEGS|RONIN PROFESSIONAL LLC|200
MLR|MILLER IND NEW|EBXL|EBX LLC|2500
MLR|MILLER IND NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|110
MLR|MILLER IND NEW|EDJO|Edward D. Jones & Co., L.P.|25
MLR|MILLER IND NEW|EGAM|CBOE TRADING, INC.|1
MLR|MILLER IND NEW|EGXM|CBOE TRADING, INC.|5
MLR|MILLER IND NEW|ETRS|E*Trade Securities LLC|2067
MLR|MILLER IND NEW|FBSB|U.S. Bancorp Investments, Inc.|1
MLR|MILLER IND NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|293
MLR|MILLER IND NEW|FTBR|Foliofn Investments, Inc.|821
MLR|MILLER IND NEW|GLPX|ACS EXECUTION SERVICES, LLC|1
MLR|MILLER IND NEW|GSCO|GOLDMAN SACHS & CO. LLC|10734
MLR|MILLER IND NEW|GSLT|GOLDMAN SACHS & CO. LLC|125
MLR|MILLER IND NEW|GTSZ|GTS SECURITIES LLC|571
MLR|MILLER IND NEW|HRBF|American Enterprise Investment Services Inc.|3
MLR|MILLER IND NEW|IBKR|Interactive Brokers Llc|2272
MLR|MILLER IND NEW|ICBX|INSTINET, LLC|1000
MLR|MILLER IND NEW|IEQY|CITADEL SECURITIES LLC|1227
MLR|MILLER IND NEW|INCA|INSTINET, LLC|4588
MLR|MILLER IND NEW|INJX|INSTINET, LLC|300
MLR|MILLER IND NEW|ITGI|ITG Inc.|1372
MLR|MILLER IND NEW|ITGP|ITG INC.|7600
MLR|MILLER IND NEW|JEFF|JEFFERIES LLC|600
MLR|MILLER IND NEW|JPMX|J.P. Morgan Securities LLC|6723
MLR|MILLER IND NEW|KCGM|VIRTU Americas LLC|200
MLR|MILLER IND NEW|LEHM|Barclays Capital Inc./Le|7749
MLR|MILLER IND NEW|LIME|Lime Brokerage LLC|4039
MLR|MILLER IND NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3866
MLR|MILLER IND NEW|MSCO|MORGAN STANLEY & CO. LLC|6098
MLR|MILLER IND NEW|MSPL|MORGAN STANLEY & CO. LLC|4400
MLR|MILLER IND NEW|NFSC|National Financial Services LLC|7404
MLR|MILLER IND NEW|NITE|VIRTU Americas LLC|20108
MLR|MILLER IND NEW|PDQM|CODA MARKETS, INC.|476
MLR|MILLER IND NEW|RBCM|RBC CAPITAL MARKETS, LLC|63
MLR|MILLER IND NEW|SAGW|SAGETRADER, LLC|100
MLR|MILLER IND NEW|SBSH|Citigroup Global Markets Inc.|4975
MLR|MILLER IND NEW|SGMT|GOLDMAN SACHS & CO. LLC|821
MLR|MILLER IND NEW|SPDR|SPEEDROUTE LLC|400
MLR|MILLER IND NEW|SWIM|TD Ameritrade, Inc.|500
MLR|MILLER IND NEW|TKNG|ALLY INVEST SECURITIES LLC|10
MLR|MILLER IND NEW|TRBT|Tradebot Systems, Inc.|811
MLR|MILLER IND NEW|TRCM|TRC MARKETS LLC|1871
MLR|MILLER IND NEW|UBSA|UBS SECURITIES LLC|17716
MLR|MILLER IND NEW|UBSS|UBS Securities LLC|27164
MLR|MILLER IND NEW|VALX|VIRTU AMERICAS LLC|1278
MLR|MILLER IND NEW|VGRD|Vanguard Marketing Corporation|45
MLR|MILLER IND NEW|WBLR|WILLIAM BLAIR|100
MLR|MILLER IND NEW|WCHV|WELLS FARGO SECURITIES, LLC|3320
MLR|MILLER IND NEW|WEED|Weeden & Co.L.P.|7000
MLR|MILLER IND NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|95
MLR|MILLER IND NEW|WFPB|Wells Fargo Securities, LLC.|398
MLR|MILLER IND NEW|WSEA|WOLVERINE SECURITIES, LLC|47
MLR|MILLER IND NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
MLR|MILLER IND NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
MLSS|MILESTONE SCIENTIFIC|APCC|Apex Clearing Corporation|125
MLSS|MILESTONE SCIENTIFIC|CIST|Capital Institutional Services, Inc.|1300
MLSS|MILESTONE SCIENTIFIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
MLSS|MILESTONE SCIENTIFIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1454
MLSS|MILESTONE SCIENTIFIC|CTDL|Citadel Derivatives Group Llc|117
MLSS|MILESTONE SCIENTIFIC|DBAB|Deutsche Bank Securities Inc.|2600
MLSS|MILESTONE SCIENTIFIC|DBAX|Deutsche Bank Securities Inc.|1000
MLSS|MILESTONE SCIENTIFIC|DEAN|MORGAN STANLEY|1500
MLSS|MILESTONE SCIENTIFIC|EBXL|EBX LLC|1600
MLSS|MILESTONE SCIENTIFIC|EGAM|CBOE TRADING, INC.|100
MLSS|MILESTONE SCIENTIFIC|EGXM|CBOE TRADING, INC.|800
MLSS|MILESTONE SCIENTIFIC|ETRS|E*Trade Securities LLC|3301
MLSS|MILESTONE SCIENTIFIC|FILL|Tradestation Securities, Inc.|5200
MLSS|MILESTONE SCIENTIFIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2855
MLSS|MILESTONE SCIENTIFIC|FTBR|Foliofn Investments, Inc.|25
MLSS|MILESTONE SCIENTIFIC|GSCO|GOLDMAN SACHS & CO. LLC|1531
MLSS|MILESTONE SCIENTIFIC|GSCS|GOLDMAN SACHS & CO. LLC|4150
MLSS|MILESTONE SCIENTIFIC|GSLT|GOLDMAN SACHS & CO. LLC|393
MLSS|MILESTONE SCIENTIFIC|HASF|Haywood Securities Inc./CDS|1800
MLSS|MILESTONE SCIENTIFIC|IATS|INTERACTIVE BROKERS LLC|401
MLSS|MILESTONE SCIENTIFIC|IBKR|Interactive Brokers Llc|3920
MLSS|MILESTONE SCIENTIFIC|INCA|INSTINET, LLC|100
MLSS|MILESTONE SCIENTIFIC|ITGI|ITG Inc.|100
MLSS|MILESTONE SCIENTIFIC|ITGP|ITG INC.|200
MLSS|MILESTONE SCIENTIFIC|JPBX|J.P. MORGAN SECURITIES LLC|200
MLSS|MILESTONE SCIENTIFIC|JPMX|J.P. Morgan Securities LLC|16000
MLSS|MILESTONE SCIENTIFIC|LEHM|Barclays Capital Inc./Le|2828
MLSS|MILESTONE SCIENTIFIC|LIME|Lime Brokerage LLC|1276
MLSS|MILESTONE SCIENTIFIC|MAXM|Maxim Group LLC|61490
MLSS|MILESTONE SCIENTIFIC|MSCO|MORGAN STANLEY & CO. LLC|13065
MLSS|MILESTONE SCIENTIFIC|NFSC|National Financial Services LLC|57771
MLSS|MILESTONE SCIENTIFIC|NITE|VIRTU Americas LLC|103227
MLSS|MILESTONE SCIENTIFIC|NQRB|Brut, LLC|3400
MLSS|MILESTONE SCIENTIFIC|PCPT|PHILLIP CAPITAL INC.|1299
MLSS|MILESTONE SCIENTIFIC|PWJC|UBS Financial Services, Inc.|6700
MLSS|MILESTONE SCIENTIFIC|SBSH|Citigroup Global Markets Inc.|40
MLSS|MILESTONE SCIENTIFIC|SGMT|GOLDMAN SACHS & CO. LLC|707
MLSS|MILESTONE SCIENTIFIC|SWIM|TD Ameritrade, Inc.|9297
MLSS|MILESTONE SCIENTIFIC|TKNG|ALLY INVEST SECURITIES LLC|200
MLSS|MILESTONE SCIENTIFIC|UBSA|UBS SECURITIES LLC|5700
MLSS|MILESTONE SCIENTIFIC|UBSS|UBS Securities LLC|45963
MLSS|MILESTONE SCIENTIFIC|VGRD|Vanguard Marketing Corporation|400
MLSS|MILESTONE SCIENTIFIC|WCHV|WELLS FARGO SECURITIES, LLC|2
MLSS|MILESTONE SCIENTIFIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|427
MLSS|MILESTONE SCIENTIFIC|WSEA|WOLVERINE SECURITIES, LLC|607
MLTI|CREDIT SUISSE X-LINK|FTBR|Foliofn Investments, Inc.|11
MLTI|CREDIT SUISSE X-LINK|NFSC|National Financial Services LLC|5
MLTI|CREDIT SUISSE X-LINK|NITE|VIRTU Americas LLC|6
MLTI|CREDIT SUISSE X-LINK|SPDR|SPEEDROUTE LLC|1400
MLTI|CREDIT SUISSE X-LINK|WSEA|WOLVERINE SECURITIES, LLC|1
MLVF|MALVERN BNCP CMN STK|APCC|Apex Clearing Corporation|859
MLVF|MALVERN BNCP CMN STK|BATM|CBOE TRADING, INC.|100
MLVF|MALVERN BNCP CMN STK|BAYC|BAY CREST PARTNERS, LLC|129
MLVF|MALVERN BNCP CMN STK|BERN|Sanford C. Bernstein & Co., LLC|6019
MLVF|MALVERN BNCP CMN STK|BMOC|BMO Capital Markets Corp.|1023
MLVF|MALVERN BNCP CMN STK|BNKS|Fig Partners, LLC|3344
MLVF|MALVERN BNCP CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|583
MLVF|MALVERN BNCP CMN STK|BTIG|BTIG, LLC|16
MLVF|MALVERN BNCP CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|157
MLVF|MALVERN BNCP CMN STK|CHAS|Charles Schwab & Co., Inc.|25
MLVF|MALVERN BNCP CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|596
MLVF|MALVERN BNCP CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4090
MLVF|MALVERN BNCP CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1904
MLVF|MALVERN BNCP CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1869
MLVF|MALVERN BNCP CMN STK|CTDL|Citadel Derivatives Group Llc|189
MLVF|MALVERN BNCP CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MLVF|MALVERN BNCP CMN STK|DBAB|Deutsche Bank Securities Inc.|10646
MLVF|MALVERN BNCP CMN STK|DBAX|Deutsche Bank Securities Inc.|600
MLVF|MALVERN BNCP CMN STK|DEGS|RONIN PROFESSIONAL LLC|278
MLVF|MALVERN BNCP CMN STK|EBXL|EBX LLC|700
MLVF|MALVERN BNCP CMN STK|ETRS|E*Trade Securities LLC|1438
MLVF|MALVERN BNCP CMN STK|FBCO|Credit Suisse Securities (USA) LLC|39547
MLVF|MALVERN BNCP CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|751
MLVF|MALVERN BNCP CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|491
MLVF|MALVERN BNCP CMN STK|FTBR|Foliofn Investments, Inc.|34
MLVF|MALVERN BNCP CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|1578
MLVF|MALVERN BNCP CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|215
MLVF|MALVERN BNCP CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|31018
MLVF|MALVERN BNCP CMN STK|GTSZ|GTS SECURITIES LLC|197
MLVF|MALVERN BNCP CMN STK|IATS|INTERACTIVE BROKERS LLC|2
MLVF|MALVERN BNCP CMN STK|IBKR|Interactive Brokers Llc|2849
MLVF|MALVERN BNCP CMN STK|ICBX|INSTINET, LLC|688
MLVF|MALVERN BNCP CMN STK|IEQY|CITADEL SECURITIES LLC|2
MLVF|MALVERN BNCP CMN STK|INCA|INSTINET, LLC|13343
MLVF|MALVERN BNCP CMN STK|INJX|INSTINET, LLC|1348
MLVF|MALVERN BNCP CMN STK|ITGI|ITG Inc.|14202
MLVF|MALVERN BNCP CMN STK|ITGP|ITG INC.|5800
MLVF|MALVERN BNCP CMN STK|JANY|Janney Montgomery Scott Inc.|400
MLVF|MALVERN BNCP CMN STK|JEFF|JEFFERIES LLC|2998
MLVF|MALVERN BNCP CMN STK|JPMX|J.P. Morgan Securities LLC|1558
MLVF|MALVERN BNCP CMN STK|LEHM|Barclays Capital Inc./Le|7756
MLVF|MALVERN BNCP CMN STK|LIME|Lime Brokerage LLC|16757
MLVF|MALVERN BNCP CMN STK|MAXM|Maxim Group LLC|501
MLVF|MALVERN BNCP CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MLVF|MALVERN BNCP CMN STK|MSCO|MORGAN STANLEY & CO. LLC|13953
MLVF|MALVERN BNCP CMN STK|MSPL|MORGAN STANLEY & CO. LLC|700
MLVF|MALVERN BNCP CMN STK|NFSC|National Financial Services LLC|3747
MLVF|MALVERN BNCP CMN STK|NITE|VIRTU Americas LLC|8209
MLVF|MALVERN BNCP CMN STK|PDQM|CODA MARKETS, INC.|516
MLVF|MALVERN BNCP CMN STK|PWJC|UBS Financial Services, Inc.|33
MLVF|MALVERN BNCP CMN STK|SBSH|Citigroup Global Markets Inc.|6787
MLVF|MALVERN BNCP CMN STK|SDLR|Sandler, O'Neill & Partners, L.P.|111
MLVF|MALVERN BNCP CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|200
MLVF|MALVERN BNCP CMN STK|SPDR|SPEEDROUTE LLC|44
MLVF|MALVERN BNCP CMN STK|SWIM|TD Ameritrade, Inc.|5399
MLVF|MALVERN BNCP CMN STK|TRBT|Tradebot Systems, Inc.|128
MLVF|MALVERN BNCP CMN STK|TRCM|TRC MARKETS LLC|1928
MLVF|MALVERN BNCP CMN STK|UBSA|UBS SECURITIES LLC|3382
MLVF|MALVERN BNCP CMN STK|UBSS|UBS Securities LLC|12350
MLVF|MALVERN BNCP CMN STK|VALX|VIRTU AMERICAS LLC|198
MLVF|MALVERN BNCP CMN STK|VGRD|Vanguard Marketing Corporation|395
MLVF|MALVERN BNCP CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|636
MLVF|MALVERN BNCP CMN STK|WEED|Weeden & Co.L.P.|30
MMAC|MMA CAPITAL MNGT CMN|ADAM|CANACCORD GENUITY INC.|57500
MMAC|MMA CAPITAL MNGT CMN|ALTX|Alternet Securities Inc.|3414
MMAC|MMA CAPITAL MNGT CMN|APCC|Apex Clearing Corporation|698
MMAC|MMA CAPITAL MNGT CMN|BATM|CBOE TRADING, INC.|301
MMAC|MMA CAPITAL MNGT CMN|BERN|Sanford C. Bernstein & Co., LLC|5
MMAC|MMA CAPITAL MNGT CMN|BRGE|Newbridge Securities Corp.|400
MMAC|MMA CAPITAL MNGT CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3096
MMAC|MMA CAPITAL MNGT CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1226
MMAC|MMA CAPITAL MNGT CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
MMAC|MMA CAPITAL MNGT CMN|DBAB|Deutsche Bank Securities Inc.|826
MMAC|MMA CAPITAL MNGT CMN|DBAX|Deutsche Bank Securities Inc.|400
MMAC|MMA CAPITAL MNGT CMN|DEAN|MORGAN STANLEY|200
MMAC|MMA CAPITAL MNGT CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2100
MMAC|MMA CAPITAL MNGT CMN|EBXL|EBX LLC|500
MMAC|MMA CAPITAL MNGT CMN|EDJO|Edward D. Jones & Co., L.P.|92
MMAC|MMA CAPITAL MNGT CMN|EGAM|CBOE TRADING, INC.|100
MMAC|MMA CAPITAL MNGT CMN|EGXM|CBOE TRADING, INC.|400
MMAC|MMA CAPITAL MNGT CMN|EGXW|CBOE TRADING, INC.|1062
MMAC|MMA CAPITAL MNGT CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|624
MMAC|MMA CAPITAL MNGT CMN|ETRS|E*Trade Securities LLC|2118
MMAC|MMA CAPITAL MNGT CMN|FBCO|Credit Suisse Securities (USA) LLC|101
MMAC|MMA CAPITAL MNGT CMN|FINX|FINTECH SECURITIES|375
MMAC|MMA CAPITAL MNGT CMN|FOMA|TD AMERITRADE CLEARING, INC.|7672
MMAC|MMA CAPITAL MNGT CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|699
MMAC|MMA CAPITAL MNGT CMN|FTBR|Foliofn Investments, Inc.|4
MMAC|MMA CAPITAL MNGT CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|135
MMAC|MMA CAPITAL MNGT CMN|GLPX|ACS EXECUTION SERVICES, LLC|603
MMAC|MMA CAPITAL MNGT CMN|GSCO|GOLDMAN SACHS & CO. LLC|1897
MMAC|MMA CAPITAL MNGT CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
MMAC|MMA CAPITAL MNGT CMN|HRBF|American Enterprise Investment Services Inc.|115
MMAC|MMA CAPITAL MNGT CMN|IATS|INTERACTIVE BROKERS LLC|1026
MMAC|MMA CAPITAL MNGT CMN|IBKR|Interactive Brokers Llc|8600
MMAC|MMA CAPITAL MNGT CMN|INCA|INSTINET, LLC|9667
MMAC|MMA CAPITAL MNGT CMN|INJX|INSTINET, LLC|776
MMAC|MMA CAPITAL MNGT CMN|ITGI|ITG Inc.|2975
MMAC|MMA CAPITAL MNGT CMN|ITGP|ITG INC.|3200
MMAC|MMA CAPITAL MNGT CMN|JEFF|JEFFERIES LLC|373
MMAC|MMA CAPITAL MNGT CMN|KCGM|VIRTU Americas LLC|603
MMAC|MMA CAPITAL MNGT CMN|LEHM|Barclays Capital Inc./Le|1753
MMAC|MMA CAPITAL MNGT CMN|LIME|Lime Brokerage LLC|15697
MMAC|MMA CAPITAL MNGT CMN|MSCO|MORGAN STANLEY & CO. LLC|7193
MMAC|MMA CAPITAL MNGT CMN|MSPL|MORGAN STANLEY & CO. LLC|300
MMAC|MMA CAPITAL MNGT CMN|NFSC|National Financial Services LLC|10386
MMAC|MMA CAPITAL MNGT CMN|NITE|VIRTU Americas LLC|23473
MMAC|MMA CAPITAL MNGT CMN|OPCO|Oppenheimer & Co. Inc.|435
MMAC|MMA CAPITAL MNGT CMN|PDQM|CODA MARKETS, INC.|2898
MMAC|MMA CAPITAL MNGT CMN|PWJC|UBS Financial Services, Inc.|20
MMAC|MMA CAPITAL MNGT CMN|RAJA|Raymond James & Associates, Inc.|305
MMAC|MMA CAPITAL MNGT CMN|RBCM|RBC CAPITAL MARKETS, LLC|2064
MMAC|MMA CAPITAL MNGT CMN|STXG|Stockcross Financial Services, Inc.|500
MMAC|MMA CAPITAL MNGT CMN|SWIM|TD Ameritrade, Inc.|2365
MMAC|MMA CAPITAL MNGT CMN|SWST|Hilltop Securities Inc.|150
MMAC|MMA CAPITAL MNGT CMN|TKNG|ALLY INVEST SECURITIES LLC|35
MMAC|MMA CAPITAL MNGT CMN|TRBT|Tradebot Systems, Inc.|617
MMAC|MMA CAPITAL MNGT CMN|TRCM|TRC MARKETS LLC|1865
MMAC|MMA CAPITAL MNGT CMN|UBSA|UBS SECURITIES LLC|4266
MMAC|MMA CAPITAL MNGT CMN|UBSS|UBS Securities LLC|3985
MMAC|MMA CAPITAL MNGT CMN|WCHV|WELLS FARGO SECURITIES, LLC|373
MMAC|MMA CAPITAL MNGT CMN|WSEA|WOLVERINE SECURITIES, LLC|91
MMAC|MMA CAPITAL MNGT CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15
MMC|MARSH MCLENNAN CO|ABLE|NATIXIS Securities Americas LLC|11901
MMC|MARSH MCLENNAN CO|ALTX|Alternet Securities Inc.|7334
MMC|MARSH MCLENNAN CO|ANOS|ABEL/NOSER, L.L.C.|100
MMC|MARSH MCLENNAN CO|APCC|Apex Clearing Corporation|44
MMC|MARSH MCLENNAN CO|BALE|M&T SECURITIES, INC.|358
MMC|MARSH MCLENNAN CO|BANK|Primevest Financial Services, Inc.|94
MMC|MARSH MCLENNAN CO|BARD|Robert W. Baird & Co. Incorporated|39262
MMC|MARSH MCLENNAN CO|BATM|CBOE TRADING, INC.|9453
MMC|MARSH MCLENNAN CO|BAYC|BAY CREST PARTNERS, LLC|550
MMC|MARSH MCLENNAN CO|BBNT|BB&T SECURITIES, LLC|3686
MMC|MARSH MCLENNAN CO|BERN|Sanford C. Bernstein & Co., LLC|71427
MMC|MARSH MCLENNAN CO|BIDS|BIDS TRADING L.P.|1400
MMC|MARSH MCLENNAN CO|BKCM|BNY Mellon Capital Markets LLC|63
MMC|MARSH MCLENNAN CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13451
MMC|MARSH MCLENNAN CO|BLKX|INSTINET, LLC|23900
MMC|MARSH MCLENNAN CO|BMOC|BMO Capital Markets Corp.|652
MMC|MARSH MCLENNAN CO|BNPX|BNP PARIBAS SECURITIES CORP.|425319
MMC|MARSH MCLENNAN CO|BTIG|BTIG, LLC|200261
MMC|MARSH MCLENNAN CO|BYXM|CBOE TRADING, INC.|2115
MMC|MARSH MCLENNAN CO|BZYD|GOLDMAN SACHS & CO. LLC|185
MMC|MARSH MCLENNAN CO|CABR|Cabrera Capital Markets, Inc.|75
MMC|MARSH MCLENNAN CO|CANT|Cantor Fitzgerald & Co.|912
MMC|MARSH MCLENNAN CO|CHAS|Charles Schwab & Co., Inc.|2322
MMC|MARSH MCLENNAN CO|CIBP|CIBC World Markets Corp.|28076
MMC|MARSH MCLENNAN CO|CICF|Canaccord Genuity Corp.|223
MMC|MARSH MCLENNAN CO|CIOI|CITIGROUP GLOBAL MARKETS INC|33900
MMC|MARSH MCLENNAN CO|CIST|Capital Institutional Services, Inc.|12954
MMC|MARSH MCLENNAN CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|123677
MMC|MARSH MCLENNAN CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|641
MMC|MARSH MCLENNAN CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|658
MMC|MARSH MCLENNAN CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|594100
MMC|MARSH MCLENNAN CO|CSMS|CORNERSTONE MACRO LLC|400
MMC|MARSH MCLENNAN CO|CTDL|Citadel Derivatives Group Llc|16970
MMC|MARSH MCLENNAN CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|53036
MMC|MARSH MCLENNAN CO|DADA|D.A. Davidson & Co.|2702
MMC|MARSH MCLENNAN CO|DAVA|Davenport & Company LLC|41
MMC|MARSH MCLENNAN CO|DBAB|Deutsche Bank Securities Inc.|590288
MMC|MARSH MCLENNAN CO|DBAX|Deutsche Bank Securities Inc.|303500
MMC|MARSH MCLENNAN CO|DBUL|Deutsche Bank Securities Inc.|2478
MMC|MARSH MCLENNAN CO|DCHF|Dart Executions, LLC|12745
MMC|MARSH MCLENNAN CO|DEAN|MORGAN STANLEY|24095
MMC|MARSH MCLENNAN CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25
MMC|MARSH MCLENNAN CO|EBXL|EBX LLC|342100
MMC|MARSH MCLENNAN CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|17815
MMC|MARSH MCLENNAN CO|EDJC|Edward Jones / CDS|300
MMC|MARSH MCLENNAN CO|EDJO|Edward D. Jones & Co., L.P.|2119
MMC|MARSH MCLENNAN CO|EGAM|CBOE TRADING, INC.|15484
MMC|MARSH MCLENNAN CO|EGAW|CBOE TRADING, INC.|387
MMC|MARSH MCLENNAN CO|EGMT|EG MARKET TECHNOLOGIES LLC|2050
MMC|MARSH MCLENNAN CO|EGXM|CBOE TRADING, INC.|3213
MMC|MARSH MCLENNAN CO|EGXW|CBOE TRADING, INC.|163
MMC|MARSH MCLENNAN CO|ESPO|ESPOSITO SECURITIES, LLC|353
MMC|MARSH MCLENNAN CO|ETBE|Electronic Transaction Clearing, Inc.|29498
MMC|MARSH MCLENNAN CO|ETCC|Electronic Transaction Clearing, Inc.|180
MMC|MARSH MCLENNAN CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7811
MMC|MARSH MCLENNAN CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3378
MMC|MARSH MCLENNAN CO|ETRS|E*Trade Securities LLC|6089
MMC|MARSH MCLENNAN CO|FBSB|U.S. Bancorp Investments, Inc.|107
MMC|MARSH MCLENNAN CO|FILL|Tradestation Securities, Inc.|486
MMC|MARSH MCLENNAN CO|FINX|FINTECH SECURITIES|681
MMC|MARSH MCLENNAN CO|FMAF|NBCN Inc./ CDS|3211
MMC|MARSH MCLENNAN CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14153
MMC|MARSH MCLENNAN CO|FQLS|Quantlab Securities LP|440484
MMC|MARSH MCLENNAN CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|129193
MMC|MARSH MCLENNAN CO|FTBR|Foliofn Investments, Inc.|4420
MMC|MARSH MCLENNAN CO|GEBB|GLOBAL EXECUTION BROKERS, LP|1647
MMC|MARSH MCLENNAN CO|GLIS|TD Securities Inc|13
MMC|MARSH MCLENNAN CO|GLPX|ACS EXECUTION SERVICES, LLC|18523
MMC|MARSH MCLENNAN CO|GSCO|GOLDMAN SACHS & CO. LLC|1980548
MMC|MARSH MCLENNAN CO|GSCS|GOLDMAN SACHS & CO. LLC|5604
MMC|MARSH MCLENNAN CO|GSLT|GOLDMAN SACHS & CO. LLC|12737
MMC|MARSH MCLENNAN CO|GTSZ|GTS SECURITIES LLC|394550
MMC|MARSH MCLENNAN CO|HRBF|American Enterprise Investment Services Inc.|6449
MMC|MARSH MCLENNAN CO|HSBC|HSBC Securities, Inc.|19525
MMC|MARSH MCLENNAN CO|IATS|INTERACTIVE BROKERS LLC|3940
MMC|MARSH MCLENNAN CO|IBKR|Interactive Brokers Llc|5840
MMC|MARSH MCLENNAN CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4862
MMC|MARSH MCLENNAN CO|ICBX|INSTINET, LLC|85223
MMC|MARSH MCLENNAN CO|IEQY|CITADEL SECURITIES LLC|104611
MMC|MARSH MCLENNAN CO|INCA|INSTINET, LLC|439722
MMC|MARSH MCLENNAN CO|INJX|INSTINET, LLC|5673
MMC|MARSH MCLENNAN CO|ITGI|ITG Inc.|104261
MMC|MARSH MCLENNAN CO|ITGP|ITG INC.|186200
MMC|MARSH MCLENNAN CO|JANY|Janney Montgomery Scott Inc.|3761
MMC|MARSH MCLENNAN CO|JEFF|JEFFERIES LLC|103825
MMC|MARSH MCLENNAN CO|JMPT|JUMP TRADING, LLC|87319
MMC|MARSH MCLENNAN CO|JONE|JonesTrading|10074
MMC|MARSH MCLENNAN CO|JPBX|J.P. MORGAN SECURITIES LLC|138485
MMC|MARSH MCLENNAN CO|JPMX|J.P. Morgan Securities LLC|538138
MMC|MARSH MCLENNAN CO|JSJX|JANE STREET CAPITAL LLC|12768
MMC|MARSH MCLENNAN CO|KCGM|VIRTU Americas LLC|42110
MMC|MARSH MCLENNAN CO|LEHM|Barclays Capital Inc./Le|1030390
MMC|MARSH MCLENNAN CO|LIME|Lime Brokerage LLC|144557
MMC|MARSH MCLENNAN CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|69018
MMC|MARSH MCLENNAN CO|LOOP|Loop Capital Markets LLC|7395
MMC|MARSH MCLENNAN CO|LQNA|LIQUIDNET, INC.|10000
MMC|MARSH MCLENNAN CO|LSCI|Lek Securities Corporation|417
MMC|MARSH MCLENNAN CO|MACC|Mid Atlantic Capital Corporation|21
MMC|MARSH MCLENNAN CO|MBTS|ALLY INVEST SECURITIES LLC|200
MMC|MARSH MCLENNAN CO|MCBT|Moors & Cabot, Inc.|41
MMC|MARSH MCLENNAN CO|MCMF|Raymond James Ltd. Cds|1550
MMC|MARSH MCLENNAN CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172735
MMC|MARSH MCLENNAN CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1800
MMC|MARSH MCLENNAN CO|MOTF|MOTIF INVESTING, INC.|18
MMC|MARSH MCLENNAN CO|MSCO|MORGAN STANLEY & CO. LLC|2181205
MMC|MARSH MCLENNAN CO|MSPL|MORGAN STANLEY & CO. LLC|204200
MMC|MARSH MCLENNAN CO|MSTX|MORGAN STANLEY & CO. LLC|153600
MMC|MARSH MCLENNAN CO|NATL|National Securities Corporation|240
MMC|MARSH MCLENNAN CO|NFSC|National Financial Services LLC|192445
MMC|MARSH MCLENNAN CO|NITE|VIRTU Americas LLC|428222
MMC|MARSH MCLENNAN CO|NITP|VIRTU Americas LLC|100
MMC|MARSH MCLENNAN CO|NQRB|Brut, LLC|7895
MMC|MARSH MCLENNAN CO|NTRC|Northern Trust Securities, Inc.|10079
MMC|MARSH MCLENNAN CO|OHOS|TWO SIGMA SECURITIES, LLC|103649
MMC|MARSH MCLENNAN CO|OPCO|Oppenheimer & Co. Inc.|5242
MMC|MARSH MCLENNAN CO|OTAA|OTA LLC|200
MMC|MARSH MCLENNAN CO|PDQM|CODA MARKETS, INC.|77832
MMC|MARSH MCLENNAN CO|PICT|Pictet Overseas Inc.|674
MMC|MARSH MCLENNAN CO|PWJC|UBS Financial Services, Inc.|9447
MMC|MARSH MCLENNAN CO|QMSR|QUATTRO M SECURITIES INC.|2717
MMC|MARSH MCLENNAN CO|RBCM|RBC CAPITAL MARKETS, LLC|9465
MMC|MARSH MCLENNAN CO|SAGL|SAGETRADER, LLC|41942
MMC|MARSH MCLENNAN CO|SAGW|SAGETRADER, LLC|29
MMC|MARSH MCLENNAN CO|SALI|INTL FCSTONE FINANCIAL INC.|313
MMC|MARSH MCLENNAN CO|SBSH|Citigroup Global Markets Inc.|577014
MMC|MARSH MCLENNAN CO|SEIC|SEI Investments Distribution Co.|300
MMC|MARSH MCLENNAN CO|SGMT|GOLDMAN SACHS & CO. LLC|220714
MMC|MARSH MCLENNAN CO|SPDR|SPEEDROUTE LLC|31345
MMC|MARSH MCLENNAN CO|SPHN|Stephens Inc.|22
MMC|MARSH MCLENNAN CO|STFL|Stifel, Nicolaus & Company, Incorporated|4298
MMC|MARSH MCLENNAN CO|STKP|STOCKPILE INVESTMENTS, INC.|8
MMC|MARSH MCLENNAN CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2954
MMC|MARSH MCLENNAN CO|SWIM|TD Ameritrade, Inc.|2760
MMC|MARSH MCLENNAN CO|SWST|Hilltop Securities Inc.|4554
MMC|MARSH MCLENNAN CO|TAGC|TELSEY ADVISORY GROUP LLC|500
MMC|MARSH MCLENNAN CO|TMBR|Timber Hill LLC|2700
MMC|MARSH MCLENNAN CO|TRBT|Tradebot Systems, Inc.|347611
MMC|MARSH MCLENNAN CO|TRCM|TRC MARKETS LLC|316948
MMC|MARSH MCLENNAN CO|UBSA|UBS SECURITIES LLC|775175
MMC|MARSH MCLENNAN CO|UBSS|UBS Securities LLC|1236016
MMC|MARSH MCLENNAN CO|VALX|VIRTU AMERICAS LLC|20149
MMC|MARSH MCLENNAN CO|VGRD|Vanguard Marketing Corporation|4932
MMC|MARSH MCLENNAN CO|WBPX|SUMMIT SECURITIES GROUP, LLC|10286
MMC|MARSH MCLENNAN CO|WCHV|WELLS FARGO SECURITIES, LLC|92840
MMC|MARSH MCLENNAN CO|WDNX|WEEDEN & CO.L.P.|1708
MMC|MARSH MCLENNAN CO|WEDB|WEDBUSH SECURITIES INC.|8906
MMC|MARSH MCLENNAN CO|WEED|Weeden & Co.L.P.|10290
MMC|MARSH MCLENNAN CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40954
MMC|MARSH MCLENNAN CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3496
MMC|MARSH MCLENNAN CO|WGIF|CIBC World Markets Inc.|436
MMC|MARSH MCLENNAN CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6615
MMC|MARSH MCLENNAN CO|WORD|Worden Capital Management LLC|41
MMC|MARSH MCLENNAN CO|WSAG|WALL STREET ACCESS|145
MMC|MARSH MCLENNAN CO|WSEA|WOLVERINE SECURITIES, LLC|5589
MMC|MARSH MCLENNAN CO|XIST|INSTINET, LLC|159338
MMC|MARSH MCLENNAN CO|XPQR|Jump Trading|300
MMC|MARSH MCLENNAN CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|52974
MMC|MARSH MCLENNAN CO|YKNA|COMHAR CAPITAL MARKETS, LLC|280
MMC|MARSH MCLENNAN CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5782
MMD|MAINSTAY MACKAY|ALTX|Alternet Securities Inc.|600
MMD|MAINSTAY MACKAY|APCC|Apex Clearing Corporation|337
MMD|MAINSTAY MACKAY|BARD|Robert W. Baird & Co. Incorporated|1200
MMD|MAINSTAY MACKAY|BATM|CBOE TRADING, INC.|105
MMD|MAINSTAY MACKAY|BBNT|BB&T SECURITIES, LLC|659
MMD|MAINSTAY MACKAY|BTIG|BTIG, LLC|200
MMD|MAINSTAY MACKAY|CHAS|Charles Schwab & Co., Inc.|2
MMD|MAINSTAY MACKAY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3532
MMD|MAINSTAY MACKAY|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
MMD|MAINSTAY MACKAY|DBAX|Deutsche Bank Securities Inc.|2100
MMD|MAINSTAY MACKAY|DEAN|MORGAN STANLEY|9261
MMD|MAINSTAY MACKAY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3700
MMD|MAINSTAY MACKAY|EBXL|EBX LLC|3600
MMD|MAINSTAY MACKAY|EDJO|Edward D. Jones & Co., L.P.|3414
MMD|MAINSTAY MACKAY|EGAM|CBOE TRADING, INC.|100
MMD|MAINSTAY MACKAY|EGXM|CBOE TRADING, INC.|150
MMD|MAINSTAY MACKAY|ETRS|E*Trade Securities LLC|3202
MMD|MAINSTAY MACKAY|FBSB|U.S. Bancorp Investments, Inc.|93
MMD|MAINSTAY MACKAY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|932
MMD|MAINSTAY MACKAY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14470
MMD|MAINSTAY MACKAY|FTBR|Foliofn Investments, Inc.|3
MMD|MAINSTAY MACKAY|GLPX|ACS EXECUTION SERVICES, LLC|553
MMD|MAINSTAY MACKAY|GSCO|GOLDMAN SACHS & CO. LLC|8780
MMD|MAINSTAY MACKAY|GSLT|GOLDMAN SACHS & CO. LLC|400
MMD|MAINSTAY MACKAY|GTSZ|GTS SECURITIES LLC|540
MMD|MAINSTAY MACKAY|HRBF|American Enterprise Investment Services Inc.|30981
MMD|MAINSTAY MACKAY|IATS|INTERACTIVE BROKERS LLC|890
MMD|MAINSTAY MACKAY|IBKR|Interactive Brokers Llc|4829
MMD|MAINSTAY MACKAY|ICBX|INSTINET, LLC|200
MMD|MAINSTAY MACKAY|INCA|INSTINET, LLC|875
MMD|MAINSTAY MACKAY|INJX|INSTINET, LLC|84
MMD|MAINSTAY MACKAY|ITGP|ITG INC.|400
MMD|MAINSTAY MACKAY|JANY|Janney Montgomery Scott Inc.|1300
MMD|MAINSTAY MACKAY|JPMX|J.P. Morgan Securities LLC|1000
MMD|MAINSTAY MACKAY|KCGM|VIRTU Americas LLC|1000
MMD|MAINSTAY MACKAY|LEHM|Barclays Capital Inc./Le|2800
MMD|MAINSTAY MACKAY|LIME|Lime Brokerage LLC|447
MMD|MAINSTAY MACKAY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
MMD|MAINSTAY MACKAY|MSCO|MORGAN STANLEY & CO. LLC|51678
MMD|MAINSTAY MACKAY|MSPL|MORGAN STANLEY & CO. LLC|6400
MMD|MAINSTAY MACKAY|NFSC|National Financial Services LLC|25071
MMD|MAINSTAY MACKAY|NITE|VIRTU Americas LLC|129594
MMD|MAINSTAY MACKAY|NQRB|Brut, LLC|1468
MMD|MAINSTAY MACKAY|OPCO|Oppenheimer & Co. Inc.|10535
MMD|MAINSTAY MACKAY|PDQM|CODA MARKETS, INC.|1208
MMD|MAINSTAY MACKAY|PWJC|UBS Financial Services, Inc.|5330
MMD|MAINSTAY MACKAY|RBCM|RBC CAPITAL MARKETS, LLC|14670
MMD|MAINSTAY MACKAY|SBSH|Citigroup Global Markets Inc.|9784
MMD|MAINSTAY MACKAY|SGMT|GOLDMAN SACHS & CO. LLC|941
MMD|MAINSTAY MACKAY|SPDR|SPEEDROUTE LLC|200
MMD|MAINSTAY MACKAY|STFL|Stifel, Nicolaus & Company, Incorporated|250
MMD|MAINSTAY MACKAY|SWIM|TD Ameritrade, Inc.|425
MMD|MAINSTAY MACKAY|SWST|Hilltop Securities Inc.|4287
MMD|MAINSTAY MACKAY|TKNG|ALLY INVEST SECURITIES LLC|192
MMD|MAINSTAY MACKAY|TRBT|Tradebot Systems, Inc.|557
MMD|MAINSTAY MACKAY|TRCM|TRC MARKETS LLC|100
MMD|MAINSTAY MACKAY|UBSA|UBS SECURITIES LLC|8927
MMD|MAINSTAY MACKAY|UBSS|UBS Securities LLC|52044
MMD|MAINSTAY MACKAY|VALX|VIRTU AMERICAS LLC|805
MMD|MAINSTAY MACKAY|VGRD|Vanguard Marketing Corporation|12628
MMD|MAINSTAY MACKAY|WCHV|WELLS FARGO SECURITIES, LLC|77638
MMD|MAINSTAY MACKAY|WEDB|WEDBUSH SECURITIES INC.|38
MMD|MAINSTAY MACKAY|WSEA|WOLVERINE SECURITIES, LLC|26
MMD|MAINSTAY MACKAY|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MMD|MAINSTAY MACKAY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1181
MMDM|MODERN MEDIA AQ CM|APCC|Apex Clearing Corporation|2
MMDM|MODERN MEDIA AQ CM|BATM|CBOE TRADING, INC.|1
MMDM|MODERN MEDIA AQ CM|BAYC|BAY CREST PARTNERS, LLC|19
MMDM|MODERN MEDIA AQ CM|BAYT|BTIG, LLC|3898
MMDM|MODERN MEDIA AQ CM|CANT|Cantor Fitzgerald & Co.|100
MMDM|MODERN MEDIA AQ CM|CIST|Capital Institutional Services, Inc.|1083
MMDM|MODERN MEDIA AQ CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73524
MMDM|MODERN MEDIA AQ CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5201
MMDM|MODERN MEDIA AQ CM|DBAB|Deutsche Bank Securities Inc.|34
MMDM|MODERN MEDIA AQ CM|DBAX|Deutsche Bank Securities Inc.|500
MMDM|MODERN MEDIA AQ CM|EBXL|EBX LLC|5400
MMDM|MODERN MEDIA AQ CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1
MMDM|MODERN MEDIA AQ CM|FBCO|Credit Suisse Securities (USA) LLC|201
MMDM|MODERN MEDIA AQ CM|GSCO|GOLDMAN SACHS & CO. LLC|4191
MMDM|MODERN MEDIA AQ CM|IBKR|Interactive Brokers Llc|3202
MMDM|MODERN MEDIA AQ CM|ICBX|INSTINET, LLC|800
MMDM|MODERN MEDIA AQ CM|INCA|INSTINET, LLC|40
MMDM|MODERN MEDIA AQ CM|ITGI|ITG Inc.|600
MMDM|MODERN MEDIA AQ CM|KCGM|VIRTU Americas LLC|5406
MMDM|MODERN MEDIA AQ CM|LEHM|Barclays Capital Inc./Le|9210
MMDM|MODERN MEDIA AQ CM|LIME|Lime Brokerage LLC|657
MMDM|MODERN MEDIA AQ CM|MACQ|Macquarie Capital (USA) Inc.|305000
MMDM|MODERN MEDIA AQ CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
MMDM|MODERN MEDIA AQ CM|MSCO|MORGAN STANLEY & CO. LLC|7512
MMDM|MODERN MEDIA AQ CM|MSPL|MORGAN STANLEY & CO. LLC|500
MMDM|MODERN MEDIA AQ CM|MZHO|Mizuho Securities USA LLC|210009
MMDM|MODERN MEDIA AQ CM|NITE|VIRTU Americas LLC|6347
MMDM|MODERN MEDIA AQ CM|NQRB|Brut, LLC|2
MMDM|MODERN MEDIA AQ CM|SGMT|GOLDMAN SACHS & CO. LLC|16
MMDM|MODERN MEDIA AQ CM|TRCM|TRC MARKETS LLC|6
MMDM|MODERN MEDIA AQ CM|UBSA|UBS SECURITIES LLC|1000
MMDM|MODERN MEDIA AQ CM|UBSS|UBS Securities LLC|380
MMDM|MODERN MEDIA AQ CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
MMDMR|MODERN MEDIA ACQ RT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
MMDMR|MODERN MEDIA ACQ RT|ETRS|E*Trade Securities LLC|7000
MMDMR|MODERN MEDIA ACQ RT|GSCO|GOLDMAN SACHS & CO. LLC|2710
MMDMR|MODERN MEDIA ACQ RT|GSLT|GOLDMAN SACHS & CO. LLC|1100
MMDMR|MODERN MEDIA ACQ RT|IBKR|Interactive Brokers Llc|52386
MMDMR|MODERN MEDIA ACQ RT|INCA|INSTINET, LLC|1600
MMDMR|MODERN MEDIA ACQ RT|MACQ|Macquarie Capital (USA) Inc.|25100
MMDMR|MODERN MEDIA ACQ RT|MSCO|MORGAN STANLEY & CO. LLC|12000
MMDMR|MODERN MEDIA ACQ RT|NITE|VIRTU Americas LLC|45728
MMDMR|MODERN MEDIA ACQ RT|SWIM|TD Ameritrade, Inc.|5900
MMDMR|MODERN MEDIA ACQ RT|UBSA|UBS SECURITIES LLC|2300
MMDMR|MODERN MEDIA ACQ RT|UBSS|UBS Securities LLC|58444
MMDMR|MODERN MEDIA ACQ RT|WEDB|WEDBUSH SECURITIES INC.|392
MMDMU|MODERN MEDIA AQ UNIT|ETRS|E*Trade Securities LLC|3800
MMDMU|MODERN MEDIA AQ UNIT|FBCO|Credit Suisse Securities (USA) LLC|170
MMDMU|MODERN MEDIA AQ UNIT|MACQ|Macquarie Capital (USA) Inc.|25000
MMDMU|MODERN MEDIA AQ UNIT|MITR|GMP SECURITIES, LLC|3800
MMDMU|MODERN MEDIA AQ UNIT|MSCO|MORGAN STANLEY & CO. LLC|600
MMDMW|MODERN MEDIA AQ WRT|BAYT|BTIG, LLC|1000
MMDMW|MODERN MEDIA AQ WRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
MMDMW|MODERN MEDIA AQ WRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MMDMW|MODERN MEDIA AQ WRT|EBXL|EBX LLC|100
MMDMW|MODERN MEDIA AQ WRT|EGXW|CBOE TRADING, INC.|5000
MMDMW|MODERN MEDIA AQ WRT|ETRS|E*Trade Securities LLC|7400
MMDMW|MODERN MEDIA AQ WRT|FOMA|TD AMERITRADE CLEARING, INC.|15000
MMDMW|MODERN MEDIA AQ WRT|GSCO|GOLDMAN SACHS & CO. LLC|1810
MMDMW|MODERN MEDIA AQ WRT|IBKR|Interactive Brokers Llc|4110
MMDMW|MODERN MEDIA AQ WRT|INCA|INSTINET, LLC|4565
MMDMW|MODERN MEDIA AQ WRT|ITGP|ITG INC.|400
MMDMW|MODERN MEDIA AQ WRT|LEHM|Barclays Capital Inc./Le|800
MMDMW|MODERN MEDIA AQ WRT|LIME|Lime Brokerage LLC|1100
MMDMW|MODERN MEDIA AQ WRT|MACQ|Macquarie Capital (USA) Inc.|323974
MMDMW|MODERN MEDIA AQ WRT|MSCO|MORGAN STANLEY & CO. LLC|7135
MMDMW|MODERN MEDIA AQ WRT|NFSC|National Financial Services LLC|4800
MMDMW|MODERN MEDIA AQ WRT|NITE|VIRTU Americas LLC|11400
MMDMW|MODERN MEDIA AQ WRT|SGMT|GOLDMAN SACHS & CO. LLC|900
MMDMW|MODERN MEDIA AQ WRT|UBSA|UBS SECURITIES LLC|1700
MMDMW|MODERN MEDIA AQ WRT|UBSS|UBS Securities LLC|200
MMI|MARCUS & MILLICHAP|ALTX|Alternet Securities Inc.|1620
MMI|MARCUS & MILLICHAP|ANOS|ABEL/NOSER, L.L.C.|106
MMI|MARCUS & MILLICHAP|APCC|Apex Clearing Corporation|26
MMI|MARCUS & MILLICHAP|BARD|Robert W. Baird & Co. Incorporated|230
MMI|MARCUS & MILLICHAP|BATM|CBOE TRADING, INC.|795
MMI|MARCUS & MILLICHAP|BAYC|BAY CREST PARTNERS, LLC|46
MMI|MARCUS & MILLICHAP|BERN|Sanford C. Bernstein & Co., LLC|38517
MMI|MARCUS & MILLICHAP|BIDS|BIDS TRADING L.P.|100
MMI|MARCUS & MILLICHAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79
MMI|MARCUS & MILLICHAP|BNPX|BNP PARIBAS SECURITIES CORP.|979
MMI|MARCUS & MILLICHAP|BTIG|BTIG, LLC|400
MMI|MARCUS & MILLICHAP|BYXM|CBOE TRADING, INC.|100
MMI|MARCUS & MILLICHAP|BZYD|GOLDMAN SACHS & CO. LLC|952
MMI|MARCUS & MILLICHAP|CANT|Cantor Fitzgerald & Co.|3329
MMI|MARCUS & MILLICHAP|CHAS|Charles Schwab & Co., Inc.|1346
MMI|MARCUS & MILLICHAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|80673
MMI|MARCUS & MILLICHAP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3782
MMI|MARCUS & MILLICHAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81264
MMI|MARCUS & MILLICHAP|CTDL|Citadel Derivatives Group Llc|4284
MMI|MARCUS & MILLICHAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12722
MMI|MARCUS & MILLICHAP|DADA|D.A. Davidson & Co.|52
MMI|MARCUS & MILLICHAP|DBAB|Deutsche Bank Securities Inc.|18179
MMI|MARCUS & MILLICHAP|DBAX|Deutsche Bank Securities Inc.|39900
MMI|MARCUS & MILLICHAP|DBUL|Deutsche Bank Securities Inc.|100
MMI|MARCUS & MILLICHAP|DEAN|MORGAN STANLEY|903
MMI|MARCUS & MILLICHAP|DEGS|RONIN PROFESSIONAL LLC|200
MMI|MARCUS & MILLICHAP|EBXL|EBX LLC|50000
MMI|MARCUS & MILLICHAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7623
MMI|MARCUS & MILLICHAP|EGAM|CBOE TRADING, INC.|2885
MMI|MARCUS & MILLICHAP|EGAW|CBOE TRADING, INC.|100
MMI|MARCUS & MILLICHAP|EGMT|EG MARKET TECHNOLOGIES LLC|300
MMI|MARCUS & MILLICHAP|EGXM|CBOE TRADING, INC.|515
MMI|MARCUS & MILLICHAP|ETBE|Electronic Transaction Clearing, Inc.|2400
MMI|MARCUS & MILLICHAP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1700
MMI|MARCUS & MILLICHAP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6076
MMI|MARCUS & MILLICHAP|ETRS|E*Trade Securities LLC|3763
MMI|MARCUS & MILLICHAP|FBSB|U.S. Bancorp Investments, Inc.|4
MMI|MARCUS & MILLICHAP|FILL|Tradestation Securities, Inc.|869
MMI|MARCUS & MILLICHAP|FMAF|NBCN Inc./ CDS|1300
MMI|MARCUS & MILLICHAP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|827
MMI|MARCUS & MILLICHAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64140
MMI|MARCUS & MILLICHAP|FTBR|Foliofn Investments, Inc.|2649
MMI|MARCUS & MILLICHAP|GLIS|TD Securities Inc|100
MMI|MARCUS & MILLICHAP|GLPX|ACS EXECUTION SERVICES, LLC|5732
MMI|MARCUS & MILLICHAP|GSCO|GOLDMAN SACHS & CO. LLC|121490
MMI|MARCUS & MILLICHAP|GSCS|GOLDMAN SACHS & CO. LLC|22707
MMI|MARCUS & MILLICHAP|GSLT|GOLDMAN SACHS & CO. LLC|1632
MMI|MARCUS & MILLICHAP|GTSZ|GTS SECURITIES LLC|19083
MMI|MARCUS & MILLICHAP|HRBF|American Enterprise Investment Services Inc.|757
MMI|MARCUS & MILLICHAP|HSBC|HSBC Securities, Inc.|6408
MMI|MARCUS & MILLICHAP|IATS|INTERACTIVE BROKERS LLC|1257
MMI|MARCUS & MILLICHAP|IBKR|Interactive Brokers Llc|480
MMI|MARCUS & MILLICHAP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|79
MMI|MARCUS & MILLICHAP|ICBX|INSTINET, LLC|12300
MMI|MARCUS & MILLICHAP|IEQY|CITADEL SECURITIES LLC|29382
MMI|MARCUS & MILLICHAP|INCA|INSTINET, LLC|62928
MMI|MARCUS & MILLICHAP|INJX|INSTINET, LLC|280
MMI|MARCUS & MILLICHAP|ITGI|ITG Inc.|16010
MMI|MARCUS & MILLICHAP|ITGP|ITG INC.|35800
MMI|MARCUS & MILLICHAP|JANY|Janney Montgomery Scott Inc.|100
MMI|MARCUS & MILLICHAP|JEFF|JEFFERIES LLC|4077
MMI|MARCUS & MILLICHAP|JMPT|JUMP TRADING, LLC|9638
MMI|MARCUS & MILLICHAP|JPBX|J.P. MORGAN SECURITIES LLC|9021
MMI|MARCUS & MILLICHAP|JPMX|J.P. Morgan Securities LLC|100590
MMI|MARCUS & MILLICHAP|JSJX|JANE STREET CAPITAL LLC|6572
MMI|MARCUS & MILLICHAP|KCGM|VIRTU Americas LLC|12448
MMI|MARCUS & MILLICHAP|LEHM|Barclays Capital Inc./Le|127112
MMI|MARCUS & MILLICHAP|LIME|Lime Brokerage LLC|17607
MMI|MARCUS & MILLICHAP|LMNX|LUMINEX TRADING & ANALYTICS LLC|12000
MMI|MARCUS & MILLICHAP|LOOP|Loop Capital Markets LLC|10967
MMI|MARCUS & MILLICHAP|LTCO|Ladenburg, Thalmann & Co., Inc.|2577
MMI|MARCUS & MILLICHAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25100
MMI|MARCUS & MILLICHAP|MOTF|MOTIF INVESTING, INC.|2
MMI|MARCUS & MILLICHAP|MSCO|MORGAN STANLEY & CO. LLC|273423
MMI|MARCUS & MILLICHAP|MSPL|MORGAN STANLEY & CO. LLC|59400
MMI|MARCUS & MILLICHAP|MSTX|MORGAN STANLEY & CO. LLC|13600
MMI|MARCUS & MILLICHAP|NFSC|National Financial Services LLC|74997
MMI|MARCUS & MILLICHAP|NITE|VIRTU Americas LLC|80954
MMI|MARCUS & MILLICHAP|NQRB|Brut, LLC|1940
MMI|MARCUS & MILLICHAP|NTRC|Northern Trust Securities, Inc.|50
MMI|MARCUS & MILLICHAP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MMI|MARCUS & MILLICHAP|PDQM|CODA MARKETS, INC.|11135
MMI|MARCUS & MILLICHAP|SAGL|SAGETRADER, LLC|4480
MMI|MARCUS & MILLICHAP|SBSH|Citigroup Global Markets Inc.|16422
MMI|MARCUS & MILLICHAP|SEIC|SEI Investments Distribution Co.|100
MMI|MARCUS & MILLICHAP|SGMT|GOLDMAN SACHS & CO. LLC|16484
MMI|MARCUS & MILLICHAP|SIBO|Prime Executions, Inc.|2300
MMI|MARCUS & MILLICHAP|SPDR|SPEEDROUTE LLC|7935
MMI|MARCUS & MILLICHAP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4747
MMI|MARCUS & MILLICHAP|SWIM|TD Ameritrade, Inc.|3798
MMI|MARCUS & MILLICHAP|TRBT|Tradebot Systems, Inc.|41108
MMI|MARCUS & MILLICHAP|TRCM|TRC MARKETS LLC|10084
MMI|MARCUS & MILLICHAP|UBSA|UBS SECURITIES LLC|165598
MMI|MARCUS & MILLICHAP|UBSS|UBS Securities LLC|238057
MMI|MARCUS & MILLICHAP|VALX|VIRTU AMERICAS LLC|9425
MMI|MARCUS & MILLICHAP|VGRD|Vanguard Marketing Corporation|100
MMI|MARCUS & MILLICHAP|WABR|Wall Street Access|1200
MMI|MARCUS & MILLICHAP|WBLR|WILLIAM BLAIR|5
MMI|MARCUS & MILLICHAP|WBPX|SUMMIT SECURITIES GROUP, LLC|1087
MMI|MARCUS & MILLICHAP|WCHV|WELLS FARGO SECURITIES, LLC|9814
MMI|MARCUS & MILLICHAP|WEED|Weeden & Co.L.P.|17710
MMI|MARCUS & MILLICHAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|161
MMI|MARCUS & MILLICHAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1013
MMI|MARCUS & MILLICHAP|WSEA|WOLVERINE SECURITIES, LLC|161
MMI|MARCUS & MILLICHAP|XIST|INSTINET, LLC|10986
MMI|MARCUS & MILLICHAP|XPQR|Jump Trading|900
MMI|MARCUS & MILLICHAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7838
MMI|MARCUS & MILLICHAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
MMIN|IQ MACKAY SHIELDS MU|CANT|Cantor Fitzgerald & Co.|5000
MMIN|IQ MACKAY SHIELDS MU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
MMIN|IQ MACKAY SHIELDS MU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
MMIN|IQ MACKAY SHIELDS MU|DBAX|Deutsche Bank Securities Inc.|200
MMIN|IQ MACKAY SHIELDS MU|EBXL|EBX LLC|100
MMIN|IQ MACKAY SHIELDS MU|ETRS|E*Trade Securities LLC|8
MMIN|IQ MACKAY SHIELDS MU|INCA|INSTINET, LLC|300
MMIN|IQ MACKAY SHIELDS MU|JSJX|JANE STREET CAPITAL LLC|900
MMIN|IQ MACKAY SHIELDS MU|LEHM|Barclays Capital Inc./Le|800
MMIN|IQ MACKAY SHIELDS MU|LIME|Lime Brokerage LLC|156
MMIN|IQ MACKAY SHIELDS MU|MSCO|MORGAN STANLEY & CO. LLC|756
MMIN|IQ MACKAY SHIELDS MU|NFSC|National Financial Services LLC|1500
MMIN|IQ MACKAY SHIELDS MU|NITE|VIRTU Americas LLC|100
MMIN|IQ MACKAY SHIELDS MU|SGMT|GOLDMAN SACHS & CO. LLC|100
MMIN|IQ MACKAY SHIELDS MU|UBSA|UBS SECURITIES LLC|1900
MMIN|IQ MACKAY SHIELDS MU|UBSS|UBS Securities LLC|800
MMLP|MARTIN MIDSTRM LP ##|APCC|Apex Clearing Corporation|1416
MMLP|MARTIN MIDSTRM LP ##|BANK|Primevest Financial Services, Inc.|351
MMLP|MARTIN MIDSTRM LP ##|BBNT|BB&T SECURITIES, LLC|850
MMLP|MARTIN MIDSTRM LP ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|515
MMLP|MARTIN MIDSTRM LP ##|BLKX|INSTINET, LLC|29000
MMLP|MARTIN MIDSTRM LP ##|BTIG|BTIG, LLC|10692
MMLP|MARTIN MIDSTRM LP ##|BZYD|GOLDMAN SACHS & CO. LLC|500
MMLP|MARTIN MIDSTRM LP ##|CHAS|Charles Schwab & Co., Inc.|7976
MMLP|MARTIN MIDSTRM LP ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5683
MMLP|MARTIN MIDSTRM LP ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15517
MMLP|MARTIN MIDSTRM LP ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
MMLP|MARTIN MIDSTRM LP ##|DBAB|Deutsche Bank Securities Inc.|55638
MMLP|MARTIN MIDSTRM LP ##|DBAX|Deutsche Bank Securities Inc.|9200
MMLP|MARTIN MIDSTRM LP ##|DEAN|MORGAN STANLEY|6638
MMLP|MARTIN MIDSTRM LP ##|DEGS|RONIN PROFESSIONAL LLC|2432
MMLP|MARTIN MIDSTRM LP ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
MMLP|MARTIN MIDSTRM LP ##|EBXL|EBX LLC|15300
MMLP|MARTIN MIDSTRM LP ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|493
MMLP|MARTIN MIDSTRM LP ##|EDJO|Edward D. Jones & Co., L.P.|10508
MMLP|MARTIN MIDSTRM LP ##|EGAM|CBOE TRADING, INC.|577
MMLP|MARTIN MIDSTRM LP ##|EGXM|CBOE TRADING, INC.|1153
MMLP|MARTIN MIDSTRM LP ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10095
MMLP|MARTIN MIDSTRM LP ##|ETRS|E*Trade Securities LLC|38659
MMLP|MARTIN MIDSTRM LP ##|FBCO|Credit Suisse Securities (USA) LLC|16356
MMLP|MARTIN MIDSTRM LP ##|FILL|Tradestation Securities, Inc.|1200
MMLP|MARTIN MIDSTRM LP ##|FMAF|NBCN Inc./ CDS|50
MMLP|MARTIN MIDSTRM LP ##|FOMA|TD AMERITRADE CLEARING, INC.|133918
MMLP|MARTIN MIDSTRM LP ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2245
MMLP|MARTIN MIDSTRM LP ##|FTBR|Foliofn Investments, Inc.|86
MMLP|MARTIN MIDSTRM LP ##|GEBB|GLOBAL EXECUTION BROKERS, LP|14381
MMLP|MARTIN MIDSTRM LP ##|GLIS|TD Securities Inc|50
MMLP|MARTIN MIDSTRM LP ##|GSCO|GOLDMAN SACHS & CO. LLC|182745
MMLP|MARTIN MIDSTRM LP ##|GSCS|GOLDMAN SACHS & CO. LLC|556031
MMLP|MARTIN MIDSTRM LP ##|GSLT|GOLDMAN SACHS & CO. LLC|1134
MMLP|MARTIN MIDSTRM LP ##|GTSZ|GTS SECURITIES LLC|400
MMLP|MARTIN MIDSTRM LP ##|HRBF|American Enterprise Investment Services Inc.|1832
MMLP|MARTIN MIDSTRM LP ##|IBKR|Interactive Brokers Llc|57171
MMLP|MARTIN MIDSTRM LP ##|ICBX|INSTINET, LLC|2000
MMLP|MARTIN MIDSTRM LP ##|INCA|INSTINET, LLC|19906
MMLP|MARTIN MIDSTRM LP ##|ITGI|ITG Inc.|1488
MMLP|MARTIN MIDSTRM LP ##|ITGP|ITG INC.|2800
MMLP|MARTIN MIDSTRM LP ##|JANY|Janney Montgomery Scott Inc.|761
MMLP|MARTIN MIDSTRM LP ##|JEFF|JEFFERIES LLC|379
MMLP|MARTIN MIDSTRM LP ##|JMPT|JUMP TRADING, LLC|2299
MMLP|MARTIN MIDSTRM LP ##|JPMX|J.P. Morgan Securities LLC|8121
MMLP|MARTIN MIDSTRM LP ##|KCGM|VIRTU Americas LLC|4477
MMLP|MARTIN MIDSTRM LP ##|LEHM|Barclays Capital Inc./Le|15400
MMLP|MARTIN MIDSTRM LP ##|LIME|Lime Brokerage LLC|37334
MMLP|MARTIN MIDSTRM LP ##|LSCI|Lek Securities Corporation|1280
MMLP|MARTIN MIDSTRM LP ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15588
MMLP|MARTIN MIDSTRM LP ##|MSCO|MORGAN STANLEY & CO. LLC|278857
MMLP|MARTIN MIDSTRM LP ##|MSPL|MORGAN STANLEY & CO. LLC|2800
MMLP|MARTIN MIDSTRM LP ##|NFSC|National Financial Services LLC|150091
MMLP|MARTIN MIDSTRM LP ##|NITE|VIRTU Americas LLC|283829
MMLP|MARTIN MIDSTRM LP ##|OPCO|Oppenheimer & Co. Inc.|700
MMLP|MARTIN MIDSTRM LP ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MMLP|MARTIN MIDSTRM LP ##|PDQM|CODA MARKETS, INC.|1970
MMLP|MARTIN MIDSTRM LP ##|PHLY|NASDAQ Execution Services, LLC|9000
MMLP|MARTIN MIDSTRM LP ##|PWJC|UBS Financial Services, Inc.|18651
MMLP|MARTIN MIDSTRM LP ##|RAJA|Raymond James & Associates, Inc.|49538
MMLP|MARTIN MIDSTRM LP ##|RBCM|RBC CAPITAL MARKETS, LLC|4163
MMLP|MARTIN MIDSTRM LP ##|RILY|B. RILEY FBR, INC.|322
MMLP|MARTIN MIDSTRM LP ##|SAGW|SAGETRADER, LLC|1450
MMLP|MARTIN MIDSTRM LP ##|SBSH|Citigroup Global Markets Inc.|1699
MMLP|MARTIN MIDSTRM LP ##|SGMT|GOLDMAN SACHS & CO. LLC|5606
MMLP|MARTIN MIDSTRM LP ##|SPHN|Stephens Inc.|22600
MMLP|MARTIN MIDSTRM LP ##|STFL|Stifel, Nicolaus & Company, Incorporated|3561
MMLP|MARTIN MIDSTRM LP ##|STXG|Stockcross Financial Services, Inc.|8250
MMLP|MARTIN MIDSTRM LP ##|SWIM|TD Ameritrade, Inc.|24307
MMLP|MARTIN MIDSTRM LP ##|SWST|Hilltop Securities Inc.|7933
MMLP|MARTIN MIDSTRM LP ##|TKNG|ALLY INVEST SECURITIES LLC|2349
MMLP|MARTIN MIDSTRM LP ##|TRBT|Tradebot Systems, Inc.|3785
MMLP|MARTIN MIDSTRM LP ##|TRCM|TRC MARKETS LLC|405
MMLP|MARTIN MIDSTRM LP ##|TWTT|TASTYWORKS, INC.|400
MMLP|MARTIN MIDSTRM LP ##|UBSA|UBS SECURITIES LLC|58349
MMLP|MARTIN MIDSTRM LP ##|UBSS|UBS Securities LLC|423195
MMLP|MARTIN MIDSTRM LP ##|VALX|VIRTU AMERICAS LLC|955
MMLP|MARTIN MIDSTRM LP ##|VGRD|Vanguard Marketing Corporation|19254
MMLP|MARTIN MIDSTRM LP ##|WABR|Wall Street Access|24235
MMLP|MARTIN MIDSTRM LP ##|WCHV|WELLS FARGO SECURITIES, LLC|35575
MMLP|MARTIN MIDSTRM LP ##|WEDB|WEDBUSH SECURITIES INC.|300
MMLP|MARTIN MIDSTRM LP ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4067
MMLP|MARTIN MIDSTRM LP ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2774
MMLP|MARTIN MIDSTRM LP ##|WSEA|WOLVERINE SECURITIES, LLC|2566
MMLP|MARTIN MIDSTRM LP ##|WUND|Wunderlich Securities, Inc.|322
MMLP|MARTIN MIDSTRM LP ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|14904
MMLP|MARTIN MIDSTRM LP ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9456
MMM|3M COMPANY|ABLE|NATIXIS Securities Americas LLC|50615
MMM|3M COMPANY|ADAM|CANACCORD GENUITY INC.|250
MMM|3M COMPANY|AGIS|Aegis Capital Corp.|127
MMM|3M COMPANY|ALTX|Alternet Securities Inc.|178795
MMM|3M COMPANY|ANOS|ABEL/NOSER, L.L.C.|48400
MMM|3M COMPANY|APCC|Apex Clearing Corporation|2359
MMM|3M COMPANY|BALE|M&T SECURITIES, INC.|2340
MMM|3M COMPANY|BANK|Primevest Financial Services, Inc.|2432
MMM|3M COMPANY|BARD|Robert W. Baird & Co. Incorporated|18442
MMM|3M COMPANY|BATM|CBOE TRADING, INC.|28362
MMM|3M COMPANY|BAYC|BAY CREST PARTNERS, LLC|5413
MMM|3M COMPANY|BBNT|BB&T SECURITIES, LLC|7363
MMM|3M COMPANY|BERN|Sanford C. Bernstein & Co., LLC|65459
MMM|3M COMPANY|BIDS|BIDS TRADING L.P.|500
MMM|3M COMPANY|BIMI|Banca IMI Securities Corp.|4761
MMM|3M COMPANY|BKCM|BNY Mellon Capital Markets LLC|874
MMM|3M COMPANY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|73104
MMM|3M COMPANY|BLKX|INSTINET, LLC|27600
MMM|3M COMPANY|BNPX|BNP PARIBAS SECURITIES CORP.|450382
MMM|3M COMPANY|BOSC|Boenning & Scattergood, Inc.|50
MMM|3M COMPANY|BTIG|BTIG, LLC|17996
MMM|3M COMPANY|BYXM|CBOE TRADING, INC.|3828
MMM|3M COMPANY|BZYD|GOLDMAN SACHS & CO. LLC|100
MMM|3M COMPANY|CABR|Cabrera Capital Markets, Inc.|250
MMM|3M COMPANY|CANT|Cantor Fitzgerald & Co.|5708
MMM|3M COMPANY|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
MMM|3M COMPANY|CHAS|Charles Schwab & Co., Inc.|7266
MMM|3M COMPANY|CIBP|CIBC World Markets Corp.|292733
MMM|3M COMPANY|CICF|Canaccord Genuity Corp.|179
MMM|3M COMPANY|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
MMM|3M COMPANY|CIST|Capital Institutional Services, Inc.|15665
MMM|3M COMPANY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61816
MMM|3M COMPANY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|354
MMM|3M COMPANY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3158
MMM|3M COMPANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|648172
MMM|3M COMPANY|CTDL|Citadel Derivatives Group Llc|64171
MMM|3M COMPANY|CXCX|CITIGROUP GLOBAL MARKETS INC.|63420
MMM|3M COMPANY|DADA|D.A. Davidson & Co.|22445
MMM|3M COMPANY|DAVA|Davenport & Company LLC|2436
MMM|3M COMPANY|DBAB|Deutsche Bank Securities Inc.|467443
MMM|3M COMPANY|DBAX|Deutsche Bank Securities Inc.|393000
MMM|3M COMPANY|DCHF|Dart Executions, LLC|5695
MMM|3M COMPANY|DEAN|MORGAN STANLEY|32291
MMM|3M COMPANY|DEGS|RONIN PROFESSIONAL LLC|100
MMM|3M COMPANY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3461
MMM|3M COMPANY|DRWK|DRW SECURITIES, L.L.C.|13766
MMM|3M COMPANY|EBXL|EBX LLC|428500
MMM|3M COMPANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|57737
MMM|3M COMPANY|EDJC|Edward Jones / CDS|3216
MMM|3M COMPANY|EDJO|Edward D. Jones & Co., L.P.|62503
MMM|3M COMPANY|EGAM|CBOE TRADING, INC.|30337
MMM|3M COMPANY|EGAW|CBOE TRADING, INC.|63
MMM|3M COMPANY|EGMT|EG MARKET TECHNOLOGIES LLC|1800
MMM|3M COMPANY|EGXM|CBOE TRADING, INC.|32262
MMM|3M COMPANY|EGXW|CBOE TRADING, INC.|300
MMM|3M COMPANY|ESPO|ESPOSITO SECURITIES, LLC|2
MMM|3M COMPANY|ETBE|Electronic Transaction Clearing, Inc.|51346
MMM|3M COMPANY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
MMM|3M COMPANY|ETCB|ETC BROKERAGE SERVICES, LLC|17
MMM|3M COMPANY|ETCC|Electronic Transaction Clearing, Inc.|310
MMM|3M COMPANY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|82945
MMM|3M COMPANY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|234
MMM|3M COMPANY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|953
MMM|3M COMPANY|ETRS|E*Trade Securities LLC|198482
MMM|3M COMPANY|FBSB|U.S. Bancorp Investments, Inc.|2774
MMM|3M COMPANY|FIDT|Fidelity Clearing Canada ULC./ CDS|98
MMM|3M COMPANY|FILL|Tradestation Securities, Inc.|15979
MMM|3M COMPANY|FINX|FINTECH SECURITIES|5708
MMM|3M COMPANY|FMAF|NBCN Inc./ CDS|18156
MMM|3M COMPANY|FMCO|First Manhattan Co|50
MMM|3M COMPANY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13230
MMM|3M COMPANY|FQLS|Quantlab Securities LP|631802
MMM|3M COMPANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161434
MMM|3M COMPANY|FTBR|Foliofn Investments, Inc.|5739
MMM|3M COMPANY|GBMT|GBM International, Inc.|1855
MMM|3M COMPANY|GEBB|GLOBAL EXECUTION BROKERS, LP|677
MMM|3M COMPANY|GLIS|TD Securities Inc|2433
MMM|3M COMPANY|GLPX|ACS EXECUTION SERVICES, LLC|115832
MMM|3M COMPANY|GSCO|GOLDMAN SACHS & CO. LLC|2862935
MMM|3M COMPANY|GSCS|GOLDMAN SACHS & CO. LLC|17397
MMM|3M COMPANY|GSLT|GOLDMAN SACHS & CO. LLC|17562
MMM|3M COMPANY|GTSZ|GTS SECURITIES LLC|564650
MMM|3M COMPANY|HAPX|HAP Trading, LLC|197
MMM|3M COMPANY|HCTA|Hardcastle Trading USA LLC|76881
MMM|3M COMPANY|HPPX|POTAMUS TRADING, LLC|129
MMM|3M COMPANY|HRBF|American Enterprise Investment Services Inc.|40899
MMM|3M COMPANY|HSBC|HSBC Securities, Inc.|15961
MMM|3M COMPANY|IATS|INTERACTIVE BROKERS LLC|54767
MMM|3M COMPANY|IBKR|Interactive Brokers Llc|79923
MMM|3M COMPANY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2343
MMM|3M COMPANY|ICBX|INSTINET, LLC|65842
MMM|3M COMPANY|IEQY|CITADEL SECURITIES LLC|359917
MMM|3M COMPANY|INCA|INSTINET, LLC|587808
MMM|3M COMPANY|INJX|INSTINET, LLC|6714
MMM|3M COMPANY|INTL|INTL FCSTONE FINANCIAL INC.|17
MMM|3M COMPANY|ITGI|ITG Inc.|136252
MMM|3M COMPANY|ITGP|ITG INC.|258600
MMM|3M COMPANY|JANY|Janney Montgomery Scott Inc.|16097
MMM|3M COMPANY|JEFF|JEFFERIES LLC|153912
MMM|3M COMPANY|JMPT|JUMP TRADING, LLC|172139
MMM|3M COMPANY|JPBX|J.P. MORGAN SECURITIES LLC|222644
MMM|3M COMPANY|JPMX|J.P. Morgan Securities LLC|760276
MMM|3M COMPANY|JSEB|JANE STREET EXECUTION SERVICES, LLC|226
MMM|3M COMPANY|JSJX|JANE STREET CAPITAL LLC|10230
MMM|3M COMPANY|JUTA|JUMP TRADING, LLC|300
MMM|3M COMPANY|KCGM|VIRTU Americas LLC|64942
MMM|3M COMPANY|KING|C. L. King & Associates, Inc.|950
MMM|3M COMPANY|LEHM|Barclays Capital Inc./Le|1337240
MMM|3M COMPANY|LGNT|COR CLEARING LLC|150
MMM|3M COMPANY|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3
MMM|3M COMPANY|LIME|Lime Brokerage LLC|70518
MMM|3M COMPANY|LIWK|LIME BROKERAGE LLC|30
MMM|3M COMPANY|LOOP|Loop Capital Markets LLC|19401
MMM|3M COMPANY|LQNA|LIQUIDNET, INC.|61200
MMM|3M COMPANY|LSCI|Lek Securities Corporation|8329
MMM|3M COMPANY|MACC|Mid Atlantic Capital Corporation|8508
MMM|3M COMPANY|MACQ|Macquarie Capital (USA) Inc.|300
MMM|3M COMPANY|MAVB|Great Point Capital LLC|500
MMM|3M COMPANY|MAXM|Maxim Group LLC|2585
MMM|3M COMPANY|MBTS|ALLY INVEST SECURITIES LLC|140
MMM|3M COMPANY|MCBT|Moors & Cabot, Inc.|73
MMM|3M COMPANY|MCMF|Raymond James Ltd. Cds|2435
MMM|3M COMPANY|MIRA|MIRAE ASSET SECURITIES (USA) INC.|300
MMM|3M COMPANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|198724
MMM|3M COMPANY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|575
MMM|3M COMPANY|MNDX|TJM Investments, LLC|2256
MMM|3M COMPANY|MOTF|MOTIF INVESTING, INC.|90
MMM|3M COMPANY|MPSG|E D & F Man Capital Markets Inc.|1054
MMM|3M COMPANY|MSCO|MORGAN STANLEY & CO. LLC|3467076
MMM|3M COMPANY|MSPL|MORGAN STANLEY & CO. LLC|358500
MMM|3M COMPANY|MSTX|MORGAN STANLEY & CO. LLC|303600
MMM|3M COMPANY|MULL|MARK J. MULLER EQUITIES, INC.|15735
MMM|3M COMPANY|NATL|National Securities Corporation|600
MMM|3M COMPANY|NBCS|NBC Securities, INC.|1130
MMM|3M COMPANY|NEUB|NEUBERGER BERMAN BD LLC|273
MMM|3M COMPANY|NFSC|National Financial Services LLC|755312
MMM|3M COMPANY|NITE|VIRTU Americas LLC|1176588
MMM|3M COMPANY|NITP|VIRTU Americas LLC|120
MMM|3M COMPANY|NMRA|Nomura Securities International, Inc.|300
MMM|3M COMPANY|NQRB|Brut, LLC|15720
MMM|3M COMPANY|NTBF|BMO Nesbitt Burns Inc./CDS|2197
MMM|3M COMPANY|NTRC|Northern Trust Securities, Inc.|6554
MMM|3M COMPANY|OCEA|OCEAN FINANCIAL SERVICES, LLC|100
MMM|3M COMPANY|OHOS|TWO SIGMA SECURITIES, LLC|201929
MMM|3M COMPANY|ONEL|O'NEIL SECURITIES, INCORPORATED|16
MMM|3M COMPANY|OPCO|Oppenheimer & Co. Inc.|6357
MMM|3M COMPANY|PDQM|CODA MARKETS, INC.|168488
MMM|3M COMPANY|PHLY|NASDAQ Execution Services, LLC|12800
MMM|3M COMPANY|PICT|Pictet Overseas Inc.|844
MMM|3M COMPANY|PIPR|Piper Jaffray & Co.|50
MMM|3M COMPANY|PWJC|UBS Financial Services, Inc.|25032
MMM|3M COMPANY|QMSR|QUATTRO M SECURITIES INC.|3281
MMM|3M COMPANY|RBCM|RBC CAPITAL MARKETS, LLC|93901
MMM|3M COMPANY|RGLD|Regal Securities, Inc|23
MMM|3M COMPANY|ROTH|Roth Capital Partners, LLC|400
MMM|3M COMPANY|SAGL|SAGETRADER, LLC|42525
MMM|3M COMPANY|SAGW|SAGETRADER, LLC|861
MMM|3M COMPANY|SALI|INTL FCSTONE FINANCIAL INC.|2078
MMM|3M COMPANY|SBRX|MURIEL SIEBERT & CO INC|25
MMM|3M COMPANY|SBSH|Citigroup Global Markets Inc.|573920
MMM|3M COMPANY|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|50
MMM|3M COMPANY|SEIC|SEI Investments Distribution Co.|3525
MMM|3M COMPANY|SGMT|GOLDMAN SACHS & CO. LLC|255775
MMM|3M COMPANY|SHMR|ABN Amro Clearing LLC|227
MMM|3M COMPANY|SOGO|Wang Investment Associates, Inc.|203
MMM|3M COMPANY|SPDR|SPEEDROUTE LLC|47443
MMM|3M COMPANY|SPHN|Stephens Inc.|1206
MMM|3M COMPANY|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
MMM|3M COMPANY|STFL|Stifel, Nicolaus & Company, Incorporated|32265
MMM|3M COMPANY|STKP|STOCKPILE INVESTMENTS, INC.|318
MMM|3M COMPANY|STXG|Stockcross Financial Services, Inc.|13
MMM|3M COMPANY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16030
MMM|3M COMPANY|SWIM|TD Ameritrade, Inc.|100496
MMM|3M COMPANY|SWST|Hilltop Securities Inc.|17576
MMM|3M COMPANY|TAGC|TELSEY ADVISORY GROUP LLC|83
MMM|3M COMPANY|TKNG|ALLY INVEST SECURITIES LLC|2093
MMM|3M COMPANY|TMBR|Timber Hill LLC|4880
MMM|3M COMPANY|TRBT|Tradebot Systems, Inc.|256179
MMM|3M COMPANY|TRCM|TRC MARKETS LLC|269685
MMM|3M COMPANY|TWTT|TASTYWORKS, INC.|424
MMM|3M COMPANY|UBSA|UBS SECURITIES LLC|1062189
MMM|3M COMPANY|UBSS|UBS Securities LLC|1832208
MMM|3M COMPANY|VALX|VIRTU AMERICAS LLC|41442
MMM|3M COMPANY|VGRD|Vanguard Marketing Corporation|61131
MMM|3M COMPANY|VNDM|Wall Street Access|250
MMM|3M COMPANY|VNDS|VANDHAM SECURITIES CORP|144026
MMM|3M COMPANY|VSIN|Vision Financial Markets Llc|160
MMM|3M COMPANY|WABR|Wall Street Access|10051
MMM|3M COMPANY|WBLR|WILLIAM BLAIR|7034
MMM|3M COMPANY|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
MMM|3M COMPANY|WCHV|WELLS FARGO SECURITIES, LLC|338838
MMM|3M COMPANY|WDNX|WEEDEN & CO.L.P.|11182
MMM|3M COMPANY|WEDB|WEDBUSH SECURITIES INC.|10205
MMM|3M COMPANY|WEED|Weeden & Co.L.P.|687
MMM|3M COMPANY|WESC|Wellington Shields & Co., LLC|50
MMM|3M COMPANY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|161726
MMM|3M COMPANY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10347
MMM|3M COMPANY|WGIF|CIBC World Markets Inc.|6319
MMM|3M COMPANY|WHOT|JUST2TRADE, INC.|10
MMM|3M COMPANY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4438
MMM|3M COMPANY|WSEA|WOLVERINE SECURITIES, LLC|21996
MMM|3M COMPANY|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
MMM|3M COMPANY|WTFS|JUST2TRADE, INC.|5
MMM|3M COMPANY|XIST|INSTINET, LLC|75162
MMM|3M COMPANY|XPQR|Jump Trading|9000
MMM|3M COMPANY|XPUS|XP SECURITIES, LLC|700
MMM|3M COMPANY|XSTM|NATIONAL FINANCIAL SERVICES LLC|144284
MMM|3M COMPANY|YKNA|COMHAR CAPITAL MARKETS, LLC|4440
MMM|3M COMPANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53955
MMP|MAGELLAN MIDSTREAM|ALTX|Alternet Securities Inc.|4308
MMP|MAGELLAN MIDSTREAM|ANOS|ABEL/NOSER, L.L.C.|400
MMP|MAGELLAN MIDSTREAM|APCC|Apex Clearing Corporation|111
MMP|MAGELLAN MIDSTREAM|BANK|Primevest Financial Services, Inc.|552
MMP|MAGELLAN MIDSTREAM|BARD|Robert W. Baird & Co. Incorporated|3610
MMP|MAGELLAN MIDSTREAM|BATM|CBOE TRADING, INC.|10834
MMP|MAGELLAN MIDSTREAM|BAYC|BAY CREST PARTNERS, LLC|8575
MMP|MAGELLAN MIDSTREAM|BAYT|BTIG, LLC|2400
MMP|MAGELLAN MIDSTREAM|BBNT|BB&T SECURITIES, LLC|3048
MMP|MAGELLAN MIDSTREAM|BERN|Sanford C. Bernstein & Co., LLC|34281
MMP|MAGELLAN MIDSTREAM|BIDS|BIDS TRADING L.P.|600
MMP|MAGELLAN MIDSTREAM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29889
MMP|MAGELLAN MIDSTREAM|BLKX|INSTINET, LLC|20537
MMP|MAGELLAN MIDSTREAM|BNPX|BNP PARIBAS SECURITIES CORP.|2008
MMP|MAGELLAN MIDSTREAM|BTIG|BTIG, LLC|42474
MMP|MAGELLAN MIDSTREAM|BYXM|CBOE TRADING, INC.|5081
MMP|MAGELLAN MIDSTREAM|BZYD|GOLDMAN SACHS & CO. LLC|681
MMP|MAGELLAN MIDSTREAM|CANT|Cantor Fitzgerald & Co.|250
MMP|MAGELLAN MIDSTREAM|CBLC|CITIGROUP GLOBAL MARKETS INC.|44200
MMP|MAGELLAN MIDSTREAM|CHAS|Charles Schwab & Co., Inc.|19875
MMP|MAGELLAN MIDSTREAM|CIST|Capital Institutional Services, Inc.|1093
MMP|MAGELLAN MIDSTREAM|CLSA|CLSA AMERICAS, LLC|1300
MMP|MAGELLAN MIDSTREAM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|241567
MMP|MAGELLAN MIDSTREAM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MMP|MAGELLAN MIDSTREAM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|232842
MMP|MAGELLAN MIDSTREAM|CTDL|Citadel Derivatives Group Llc|24243
MMP|MAGELLAN MIDSTREAM|CTLR|CUTLER GROUP, LP|200
MMP|MAGELLAN MIDSTREAM|CXCX|CITIGROUP GLOBAL MARKETS INC.|38998
MMP|MAGELLAN MIDSTREAM|DADA|D.A. Davidson & Co.|3001
MMP|MAGELLAN MIDSTREAM|DBAB|Deutsche Bank Securities Inc.|55673
MMP|MAGELLAN MIDSTREAM|DBAX|Deutsche Bank Securities Inc.|143000
MMP|MAGELLAN MIDSTREAM|DCHF|Dart Executions, LLC|3852
MMP|MAGELLAN MIDSTREAM|DEAN|MORGAN STANLEY|121583
MMP|MAGELLAN MIDSTREAM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
MMP|MAGELLAN MIDSTREAM|EBXL|EBX LLC|202700
MMP|MAGELLAN MIDSTREAM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4758
MMP|MAGELLAN MIDSTREAM|EDJC|Edward Jones / CDS|105
MMP|MAGELLAN MIDSTREAM|EDJO|Edward D. Jones & Co., L.P.|10382
MMP|MAGELLAN MIDSTREAM|EGAM|CBOE TRADING, INC.|5045
MMP|MAGELLAN MIDSTREAM|EGAW|CBOE TRADING, INC.|203
MMP|MAGELLAN MIDSTREAM|EGMT|EG MARKET TECHNOLOGIES LLC|1657
MMP|MAGELLAN MIDSTREAM|EGXM|CBOE TRADING, INC.|1172
MMP|MAGELLAN MIDSTREAM|EGXW|CBOE TRADING, INC.|300
MMP|MAGELLAN MIDSTREAM|ETBE|Electronic Transaction Clearing, Inc.|17758
MMP|MAGELLAN MIDSTREAM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|901
MMP|MAGELLAN MIDSTREAM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16670
MMP|MAGELLAN MIDSTREAM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|24
MMP|MAGELLAN MIDSTREAM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1006
MMP|MAGELLAN MIDSTREAM|ETRS|E*Trade Securities LLC|60233
MMP|MAGELLAN MIDSTREAM|FBRC|B. RILEY FBR, INC.|1026031
MMP|MAGELLAN MIDSTREAM|FBSB|U.S. Bancorp Investments, Inc.|647
MMP|MAGELLAN MIDSTREAM|FILL|Tradestation Securities, Inc.|8581
MMP|MAGELLAN MIDSTREAM|FMAF|NBCN Inc./ CDS|80
MMP|MAGELLAN MIDSTREAM|FQLS|Quantlab Securities LP|137216
MMP|MAGELLAN MIDSTREAM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98477
MMP|MAGELLAN MIDSTREAM|FTBR|Foliofn Investments, Inc.|2812
MMP|MAGELLAN MIDSTREAM|GEBB|GLOBAL EXECUTION BROKERS, LP|5494
MMP|MAGELLAN MIDSTREAM|GLPX|ACS EXECUTION SERVICES, LLC|5797
MMP|MAGELLAN MIDSTREAM|GSCO|GOLDMAN SACHS & CO. LLC|495152
MMP|MAGELLAN MIDSTREAM|GSCS|GOLDMAN SACHS & CO. LLC|7953
MMP|MAGELLAN MIDSTREAM|GSLT|GOLDMAN SACHS & CO. LLC|2902
MMP|MAGELLAN MIDSTREAM|GTSZ|GTS SECURITIES LLC|58922
MMP|MAGELLAN MIDSTREAM|HAPX|HAP Trading, LLC|2507
MMP|MAGELLAN MIDSTREAM|HRBF|American Enterprise Investment Services Inc.|16799
MMP|MAGELLAN MIDSTREAM|IATS|INTERACTIVE BROKERS LLC|3216
MMP|MAGELLAN MIDSTREAM|IBKR|Interactive Brokers Llc|10249
MMP|MAGELLAN MIDSTREAM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|693
MMP|MAGELLAN MIDSTREAM|ICBX|INSTINET, LLC|36087
MMP|MAGELLAN MIDSTREAM|INCA|INSTINET, LLC|63039
MMP|MAGELLAN MIDSTREAM|INJX|INSTINET, LLC|58827
MMP|MAGELLAN MIDSTREAM|ITGI|ITG Inc.|8401
MMP|MAGELLAN MIDSTREAM|ITGP|ITG INC.|173800
MMP|MAGELLAN MIDSTREAM|JANY|Janney Montgomery Scott Inc.|2625
MMP|MAGELLAN MIDSTREAM|JEFF|JEFFERIES LLC|162198
MMP|MAGELLAN MIDSTREAM|JMPT|JUMP TRADING, LLC|36515
MMP|MAGELLAN MIDSTREAM|JONE|JonesTrading|42
MMP|MAGELLAN MIDSTREAM|JPBX|J.P. MORGAN SECURITIES LLC|3224
MMP|MAGELLAN MIDSTREAM|JPMX|J.P. Morgan Securities LLC|105395
MMP|MAGELLAN MIDSTREAM|JSJX|JANE STREET CAPITAL LLC|13545
MMP|MAGELLAN MIDSTREAM|KCGM|VIRTU Americas LLC|29166
MMP|MAGELLAN MIDSTREAM|LEHM|Barclays Capital Inc./Le|387661
MMP|MAGELLAN MIDSTREAM|LIME|Lime Brokerage LLC|35623
MMP|MAGELLAN MIDSTREAM|LIWD|LIME BROKERAGE LLC|3571
MMP|MAGELLAN MIDSTREAM|LQNA|LIQUIDNET, INC.|21700
MMP|MAGELLAN MIDSTREAM|LSCI|Lek Securities Corporation|3453
MMP|MAGELLAN MIDSTREAM|MACC|Mid Atlantic Capital Corporation|201
MMP|MAGELLAN MIDSTREAM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103880
MMP|MAGELLAN MIDSTREAM|MOTF|MOTIF INVESTING, INC.|29
MMP|MAGELLAN MIDSTREAM|MSCO|MORGAN STANLEY & CO. LLC|1391609
MMP|MAGELLAN MIDSTREAM|MSPL|MORGAN STANLEY & CO. LLC|60400
MMP|MAGELLAN MIDSTREAM|MSTX|MORGAN STANLEY & CO. LLC|1000
MMP|MAGELLAN MIDSTREAM|NATL|National Securities Corporation|1461
MMP|MAGELLAN MIDSTREAM|NBCS|NBC Securities, INC.|10
MMP|MAGELLAN MIDSTREAM|NFSC|National Financial Services LLC|195107
MMP|MAGELLAN MIDSTREAM|NITE|VIRTU Americas LLC|481296
MMP|MAGELLAN MIDSTREAM|NITP|VIRTU Americas LLC|1000
MMP|MAGELLAN MIDSTREAM|NQRB|Brut, LLC|39960
MMP|MAGELLAN MIDSTREAM|NTBF|BMO Nesbitt Burns Inc./CDS|245
MMP|MAGELLAN MIDSTREAM|NTRC|Northern Trust Securities, Inc.|3438
MMP|MAGELLAN MIDSTREAM|OHOS|TWO SIGMA SECURITIES, LLC|60767
MMP|MAGELLAN MIDSTREAM|OPCO|Oppenheimer & Co. Inc.|5174
MMP|MAGELLAN MIDSTREAM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1290
MMP|MAGELLAN MIDSTREAM|PDQM|CODA MARKETS, INC.|35849
MMP|MAGELLAN MIDSTREAM|PHLY|NASDAQ Execution Services, LLC|1200
MMP|MAGELLAN MIDSTREAM|PIPR|Piper Jaffray & Co.|309
MMP|MAGELLAN MIDSTREAM|PWJC|UBS Financial Services, Inc.|18013
MMP|MAGELLAN MIDSTREAM|RBCM|RBC CAPITAL MARKETS, LLC|18626
MMP|MAGELLAN MIDSTREAM|SAGL|SAGETRADER, LLC|4087
MMP|MAGELLAN MIDSTREAM|SAGW|SAGETRADER, LLC|60
MMP|MAGELLAN MIDSTREAM|SALI|INTL FCSTONE FINANCIAL INC.|305
MMP|MAGELLAN MIDSTREAM|SBSH|Citigroup Global Markets Inc.|184642
MMP|MAGELLAN MIDSTREAM|SEIC|SEI Investments Distribution Co.|400
MMP|MAGELLAN MIDSTREAM|SGMT|GOLDMAN SACHS & CO. LLC|56350
MMP|MAGELLAN MIDSTREAM|SPDR|SPEEDROUTE LLC|14737
MMP|MAGELLAN MIDSTREAM|SPHN|Stephens Inc.|609
MMP|MAGELLAN MIDSTREAM|STFL|Stifel, Nicolaus & Company, Incorporated|8966
MMP|MAGELLAN MIDSTREAM|STKP|STOCKPILE INVESTMENTS, INC.|12
MMP|MAGELLAN MIDSTREAM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3198
MMP|MAGELLAN MIDSTREAM|SWIM|TD Ameritrade, Inc.|7204
MMP|MAGELLAN MIDSTREAM|SWST|Hilltop Securities Inc.|2087
MMP|MAGELLAN MIDSTREAM|TKNG|ALLY INVEST SECURITIES LLC|638
MMP|MAGELLAN MIDSTREAM|TRBT|Tradebot Systems, Inc.|105379
MMP|MAGELLAN MIDSTREAM|TRCM|TRC MARKETS LLC|65212
MMP|MAGELLAN MIDSTREAM|UBSA|UBS SECURITIES LLC|576877
MMP|MAGELLAN MIDSTREAM|UBSS|UBS Securities LLC|1007743
MMP|MAGELLAN MIDSTREAM|VALX|VIRTU AMERICAS LLC|19888
MMP|MAGELLAN MIDSTREAM|VGRD|Vanguard Marketing Corporation|31857
MMP|MAGELLAN MIDSTREAM|VNDS|VANDHAM SECURITIES CORP|1100
MMP|MAGELLAN MIDSTREAM|WABR|Wall Street Access|800
MMP|MAGELLAN MIDSTREAM|WBLR|WILLIAM BLAIR|1144
MMP|MAGELLAN MIDSTREAM|WBPX|SUMMIT SECURITIES GROUP, LLC|600
MMP|MAGELLAN MIDSTREAM|WCHV|WELLS FARGO SECURITIES, LLC|351011
MMP|MAGELLAN MIDSTREAM|WEDB|WEDBUSH SECURITIES INC.|3089
MMP|MAGELLAN MIDSTREAM|WEED|Weeden & Co.L.P.|950
MMP|MAGELLAN MIDSTREAM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33122
MMP|MAGELLAN MIDSTREAM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|150904
MMP|MAGELLAN MIDSTREAM|WFPB|Wells Fargo Securities, LLC.|18640
MMP|MAGELLAN MIDSTREAM|WGIF|CIBC World Markets Inc.|100
MMP|MAGELLAN MIDSTREAM|WSEA|WOLVERINE SECURITIES, LLC|5648
MMP|MAGELLAN MIDSTREAM|XSTM|NATIONAL FINANCIAL SERVICES LLC|14582
MMP|MAGELLAN MIDSTREAM|YKNA|COMHAR CAPITAL MARKETS, LLC|600
MMP|MAGELLAN MIDSTREAM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11870
MMS|MAXIMUS INC|ALTX|Alternet Securities Inc.|5281
MMS|MAXIMUS INC|ANOS|ABEL/NOSER, L.L.C.|140
MMS|MAXIMUS INC|APCC|Apex Clearing Corporation|21
MMS|MAXIMUS INC|AQUA|AQUA SECURITIES L.P.|3100
MMS|MAXIMUS INC|BARD|Robert W. Baird & Co. Incorporated|89
MMS|MAXIMUS INC|BATM|CBOE TRADING, INC.|2301
MMS|MAXIMUS INC|BAYC|BAY CREST PARTNERS, LLC|27190
MMS|MAXIMUS INC|BERN|Sanford C. Bernstein & Co., LLC|5810
MMS|MAXIMUS INC|BKCM|BNY Mellon Capital Markets LLC|12525
MMS|MAXIMUS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4083
MMS|MAXIMUS INC|BLKX|INSTINET, LLC|61000
MMS|MAXIMUS INC|BNPX|BNP PARIBAS SECURITIES CORP.|4941
MMS|MAXIMUS INC|BRVL|BLAYLOCK VAN, LLC|4300
MMS|MAXIMUS INC|BTIG|BTIG, LLC|738
MMS|MAXIMUS INC|BYXM|CBOE TRADING, INC.|200
MMS|MAXIMUS INC|BZYD|GOLDMAN SACHS & CO. LLC|143
MMS|MAXIMUS INC|CANT|Cantor Fitzgerald & Co.|16
MMS|MAXIMUS INC|CHAS|Charles Schwab & Co., Inc.|208
MMS|MAXIMUS INC|CIST|Capital Institutional Services, Inc.|8290
MMS|MAXIMUS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55383
MMS|MAXIMUS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6300
MMS|MAXIMUS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MMS|MAXIMUS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155632
MMS|MAXIMUS INC|CTDL|Citadel Derivatives Group Llc|16514
MMS|MAXIMUS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|34530
MMS|MAXIMUS INC|DADA|D.A. Davidson & Co.|38
MMS|MAXIMUS INC|DBAB|Deutsche Bank Securities Inc.|196175
MMS|MAXIMUS INC|DBAX|Deutsche Bank Securities Inc.|137800
MMS|MAXIMUS INC|DBUL|Deutsche Bank Securities Inc.|2614
MMS|MAXIMUS INC|DEAN|MORGAN STANLEY|5241
MMS|MAXIMUS INC|DEGS|RONIN PROFESSIONAL LLC|100
MMS|MAXIMUS INC|EBXL|EBX LLC|109100
MMS|MAXIMUS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|23734
MMS|MAXIMUS INC|EDJO|Edward D. Jones & Co., L.P.|23
MMS|MAXIMUS INC|EGAM|CBOE TRADING, INC.|5907
MMS|MAXIMUS INC|EGAW|CBOE TRADING, INC.|257
MMS|MAXIMUS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1070
MMS|MAXIMUS INC|EGXM|CBOE TRADING, INC.|1074
MMS|MAXIMUS INC|ETBE|Electronic Transaction Clearing, Inc.|6446
MMS|MAXIMUS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MMS|MAXIMUS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5206
MMS|MAXIMUS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3739
MMS|MAXIMUS INC|ETRS|E*Trade Securities LLC|2208
MMS|MAXIMUS INC|FBSB|U.S. Bancorp Investments, Inc.|10
MMS|MAXIMUS INC|FILL|Tradestation Securities, Inc.|60
MMS|MAXIMUS INC|FMAF|NBCN Inc./ CDS|83
MMS|MAXIMUS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7029
MMS|MAXIMUS INC|FQLS|Quantlab Securities LP|113198
MMS|MAXIMUS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66827
MMS|MAXIMUS INC|FTBR|Foliofn Investments, Inc.|7382
MMS|MAXIMUS INC|GLPX|ACS EXECUTION SERVICES, LLC|16377
MMS|MAXIMUS INC|GSCO|GOLDMAN SACHS & CO. LLC|425561
MMS|MAXIMUS INC|GSCS|GOLDMAN SACHS & CO. LLC|4325
MMS|MAXIMUS INC|GSLT|GOLDMAN SACHS & CO. LLC|4345
MMS|MAXIMUS INC|GTSZ|GTS SECURITIES LLC|34942
MMS|MAXIMUS INC|HRBF|American Enterprise Investment Services Inc.|685
MMS|MAXIMUS INC|IATS|INTERACTIVE BROKERS LLC|2793
MMS|MAXIMUS INC|IBKR|Interactive Brokers Llc|2137
MMS|MAXIMUS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|56
MMS|MAXIMUS INC|ICBX|INSTINET, LLC|25100
MMS|MAXIMUS INC|IEQY|CITADEL SECURITIES LLC|48418
MMS|MAXIMUS INC|INCA|INSTINET, LLC|111948
MMS|MAXIMUS INC|INJX|INSTINET, LLC|16251
MMS|MAXIMUS INC|ITGI|ITG Inc.|21184
MMS|MAXIMUS INC|ITGP|ITG INC.|102000
MMS|MAXIMUS INC|JEFF|JEFFERIES LLC|31781
MMS|MAXIMUS INC|JMPT|JUMP TRADING, LLC|34699
MMS|MAXIMUS INC|JONE|JonesTrading|4564
MMS|MAXIMUS INC|JPBX|J.P. MORGAN SECURITIES LLC|39879
MMS|MAXIMUS INC|JPMX|J.P. Morgan Securities LLC|197025
MMS|MAXIMUS INC|JSJX|JANE STREET CAPITAL LLC|10746
MMS|MAXIMUS INC|KCGM|VIRTU Americas LLC|28289
MMS|MAXIMUS INC|LEHM|Barclays Capital Inc./Le|191544
MMS|MAXIMUS INC|LIME|Lime Brokerage LLC|9314
MMS|MAXIMUS INC|LOOP|Loop Capital Markets LLC|600
MMS|MAXIMUS INC|LQNA|LIQUIDNET, INC.|16400
MMS|MAXIMUS INC|LSCI|Lek Securities Corporation|9
MMS|MAXIMUS INC|MAXM|Maxim Group LLC|333
MMS|MAXIMUS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63640
MMS|MAXIMUS INC|MOTF|MOTIF INVESTING, INC.|3
MMS|MAXIMUS INC|MSCO|MORGAN STANLEY & CO. LLC|723871
MMS|MAXIMUS INC|MSPL|MORGAN STANLEY & CO. LLC|142200
MMS|MAXIMUS INC|MSTX|MORGAN STANLEY & CO. LLC|34000
MMS|MAXIMUS INC|NBCS|NBC Securities, INC.|45
MMS|MAXIMUS INC|NFSC|National Financial Services LLC|59767
MMS|MAXIMUS INC|NITE|VIRTU Americas LLC|81428
MMS|MAXIMUS INC|NITP|VIRTU Americas LLC|100
MMS|MAXIMUS INC|NQRB|Brut, LLC|5999
MMS|MAXIMUS INC|NTRC|Northern Trust Securities, Inc.|1082
MMS|MAXIMUS INC|OPCO|Oppenheimer & Co. Inc.|709
MMS|MAXIMUS INC|PDQM|CODA MARKETS, INC.|101759
MMS|MAXIMUS INC|PIPR|Piper Jaffray & Co.|500
MMS|MAXIMUS INC|RBCM|RBC CAPITAL MARKETS, LLC|3310
MMS|MAXIMUS INC|SAGL|SAGETRADER, LLC|1000
MMS|MAXIMUS INC|SBSH|Citigroup Global Markets Inc.|38884
MMS|MAXIMUS INC|SGMT|GOLDMAN SACHS & CO. LLC|54717
MMS|MAXIMUS INC|SPDR|SPEEDROUTE LLC|10300
MMS|MAXIMUS INC|SPHN|Stephens Inc.|1177
MMS|MAXIMUS INC|STFL|Stifel, Nicolaus & Company, Incorporated|321
MMS|MAXIMUS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4605
MMS|MAXIMUS INC|SWIM|TD Ameritrade, Inc.|1480
MMS|MAXIMUS INC|TKNG|ALLY INVEST SECURITIES LLC|146
MMS|MAXIMUS INC|TRBT|Tradebot Systems, Inc.|60065
MMS|MAXIMUS INC|TRCM|TRC MARKETS LLC|36119
MMS|MAXIMUS INC|UBSA|UBS SECURITIES LLC|289163
MMS|MAXIMUS INC|UBSS|UBS Securities LLC|418985
MMS|MAXIMUS INC|VALX|VIRTU AMERICAS LLC|10214
MMS|MAXIMUS INC|VGRD|Vanguard Marketing Corporation|10
MMS|MAXIMUS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1493
MMS|MAXIMUS INC|WCHV|WELLS FARGO SECURITIES, LLC|105022
MMS|MAXIMUS INC|WDNX|WEEDEN & CO.L.P.|524
MMS|MAXIMUS INC|WEDB|WEDBUSH SECURITIES INC.|38
MMS|MAXIMUS INC|WEED|Weeden & Co.L.P.|1019
MMS|MAXIMUS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|293
MMS|MAXIMUS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|827
MMS|MAXIMUS INC|WFPB|Wells Fargo Securities, LLC.|100
MMS|MAXIMUS INC|WGIF|CIBC World Markets Inc.|75
MMS|MAXIMUS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|175
MMS|MAXIMUS INC|WSEA|WOLVERINE SECURITIES, LLC|1315
MMS|MAXIMUS INC|XIST|INSTINET, LLC|46548
MMS|MAXIMUS INC|XPQR|Jump Trading|726
MMS|MAXIMUS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11426
MMS|MAXIMUS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1899
MMS|MAXIMUS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1216
MMSI|MERIT MEDICAL SYS ##|ADAM|CANACCORD GENUITY INC.|12754
MMSI|MERIT MEDICAL SYS ##|APCC|Apex Clearing Corporation|43
MMSI|MERIT MEDICAL SYS ##|AQUA|AQUA SECURITIES L.P.|5800
MMSI|MERIT MEDICAL SYS ##|BARD|Robert W. Baird & Co. Incorporated|312
MMSI|MERIT MEDICAL SYS ##|BATM|CBOE TRADING, INC.|2289
MMSI|MERIT MEDICAL SYS ##|BERN|Sanford C. Bernstein & Co., LLC|160331
MMSI|MERIT MEDICAL SYS ##|BIDS|BIDS TRADING L.P.|9500
MMSI|MERIT MEDICAL SYS ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|398
MMSI|MERIT MEDICAL SYS ##|BLKX|INSTINET, LLC|180962
MMSI|MERIT MEDICAL SYS ##|BMOC|BMO Capital Markets Corp.|7803
MMSI|MERIT MEDICAL SYS ##|BNPX|BNP PARIBAS SECURITIES CORP.|8673
MMSI|MERIT MEDICAL SYS ##|BRVL|BLAYLOCK VAN, LLC|5870
MMSI|MERIT MEDICAL SYS ##|BTIG|BTIG, LLC|13771
MMSI|MERIT MEDICAL SYS ##|BYXM|CBOE TRADING, INC.|1115
MMSI|MERIT MEDICAL SYS ##|BZYD|GOLDMAN SACHS & CO. LLC|2906
MMSI|MERIT MEDICAL SYS ##|CANT|Cantor Fitzgerald & Co.|5776
MMSI|MERIT MEDICAL SYS ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|48768
MMSI|MERIT MEDICAL SYS ##|CHAS|Charles Schwab & Co., Inc.|835
MMSI|MERIT MEDICAL SYS ##|CIST|Capital Institutional Services, Inc.|2254
MMSI|MERIT MEDICAL SYS ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139340
MMSI|MERIT MEDICAL SYS ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5126
MMSI|MERIT MEDICAL SYS ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1002
MMSI|MERIT MEDICAL SYS ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197918
MMSI|MERIT MEDICAL SYS ##|CTDL|Citadel Derivatives Group Llc|10996
MMSI|MERIT MEDICAL SYS ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|29358
MMSI|MERIT MEDICAL SYS ##|DBAB|Deutsche Bank Securities Inc.|333951
MMSI|MERIT MEDICAL SYS ##|DBAX|Deutsche Bank Securities Inc.|310800
MMSI|MERIT MEDICAL SYS ##|DBUL|Deutsche Bank Securities Inc.|2797
MMSI|MERIT MEDICAL SYS ##|DCHF|Dart Executions, LLC|914
MMSI|MERIT MEDICAL SYS ##|DEAN|MORGAN STANLEY|1656
MMSI|MERIT MEDICAL SYS ##|DEGS|RONIN PROFESSIONAL LLC|1232
MMSI|MERIT MEDICAL SYS ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|430
MMSI|MERIT MEDICAL SYS ##|EBXL|EBX LLC|162400
MMSI|MERIT MEDICAL SYS ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|19818
MMSI|MERIT MEDICAL SYS ##|EDJO|Edward D. Jones & Co., L.P.|2264
MMSI|MERIT MEDICAL SYS ##|EGAM|CBOE TRADING, INC.|16147
MMSI|MERIT MEDICAL SYS ##|EGAW|CBOE TRADING, INC.|58
MMSI|MERIT MEDICAL SYS ##|EGMT|EG MARKET TECHNOLOGIES LLC|660
MMSI|MERIT MEDICAL SYS ##|EGXM|CBOE TRADING, INC.|820
MMSI|MERIT MEDICAL SYS ##|ESPO|ESPOSITO SECURITIES, LLC|10
MMSI|MERIT MEDICAL SYS ##|ETBE|Electronic Transaction Clearing, Inc.|9068
MMSI|MERIT MEDICAL SYS ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|103
MMSI|MERIT MEDICAL SYS ##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
MMSI|MERIT MEDICAL SYS ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|210
MMSI|MERIT MEDICAL SYS ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15541
MMSI|MERIT MEDICAL SYS ##|ETRS|E*Trade Securities LLC|64083
MMSI|MERIT MEDICAL SYS ##|FBCO|Credit Suisse Securities (USA) LLC|288544
MMSI|MERIT MEDICAL SYS ##|FILL|Tradestation Securities, Inc.|4959
MMSI|MERIT MEDICAL SYS ##|FMAF|NBCN Inc./ CDS|10
MMSI|MERIT MEDICAL SYS ##|FOMA|TD AMERITRADE CLEARING, INC.|24413
MMSI|MERIT MEDICAL SYS ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1389
MMSI|MERIT MEDICAL SYS ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37246
MMSI|MERIT MEDICAL SYS ##|FTBR|Foliofn Investments, Inc.|2139
MMSI|MERIT MEDICAL SYS ##|GEBB|GLOBAL EXECUTION BROKERS, LP|22418
MMSI|MERIT MEDICAL SYS ##|GLIS|TD Securities Inc|100
MMSI|MERIT MEDICAL SYS ##|GLPX|ACS EXECUTION SERVICES, LLC|7690
MMSI|MERIT MEDICAL SYS ##|GSCO|GOLDMAN SACHS & CO. LLC|453873
MMSI|MERIT MEDICAL SYS ##|GSCS|GOLDMAN SACHS & CO. LLC|5654
MMSI|MERIT MEDICAL SYS ##|GSLT|GOLDMAN SACHS & CO. LLC|2451
MMSI|MERIT MEDICAL SYS ##|GTSZ|GTS SECURITIES LLC|16396
MMSI|MERIT MEDICAL SYS ##|HRBF|American Enterprise Investment Services Inc.|329
MMSI|MERIT MEDICAL SYS ##|HSBC|HSBC Securities, Inc.|241
MMSI|MERIT MEDICAL SYS ##|IATS|INTERACTIVE BROKERS LLC|2427
MMSI|MERIT MEDICAL SYS ##|IBKR|Interactive Brokers Llc|58578
MMSI|MERIT MEDICAL SYS ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|248
MMSI|MERIT MEDICAL SYS ##|ICBX|INSTINET, LLC|33641
MMSI|MERIT MEDICAL SYS ##|IEQY|CITADEL SECURITIES LLC|32568
MMSI|MERIT MEDICAL SYS ##|INCA|INSTINET, LLC|254641
MMSI|MERIT MEDICAL SYS ##|INJX|INSTINET, LLC|38485
MMSI|MERIT MEDICAL SYS ##|ITGI|ITG Inc.|50551
MMSI|MERIT MEDICAL SYS ##|ITGP|ITG INC.|159400
MMSI|MERIT MEDICAL SYS ##|JEFF|JEFFERIES LLC|163686
MMSI|MERIT MEDICAL SYS ##|JMPT|JUMP TRADING, LLC|45069
MMSI|MERIT MEDICAL SYS ##|JONE|JonesTrading|18
MMSI|MERIT MEDICAL SYS ##|JPBX|J.P. MORGAN SECURITIES LLC|20881
MMSI|MERIT MEDICAL SYS ##|JPMX|J.P. Morgan Securities LLC|426028
MMSI|MERIT MEDICAL SYS ##|JSJX|JANE STREET CAPITAL LLC|8137
MMSI|MERIT MEDICAL SYS ##|KCGM|VIRTU Americas LLC|43424
MMSI|MERIT MEDICAL SYS ##|LEHM|Barclays Capital Inc./Le|466051
MMSI|MERIT MEDICAL SYS ##|LIME|Lime Brokerage LLC|120698
MMSI|MERIT MEDICAL SYS ##|LMGP|LIME BROKERAGE LLC|3659
MMSI|MERIT MEDICAL SYS ##|LOOP|Loop Capital Markets LLC|9851
MMSI|MERIT MEDICAL SYS ##|LQNA|LIQUIDNET, INC.|58800
MMSI|MERIT MEDICAL SYS ##|LSCI|Lek Securities Corporation|100
MMSI|MERIT MEDICAL SYS ##|MAXM|Maxim Group LLC|5035
MMSI|MERIT MEDICAL SYS ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69951
MMSI|MERIT MEDICAL SYS ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|27
MMSI|MERIT MEDICAL SYS ##|MSCO|MORGAN STANLEY & CO. LLC|1049231
MMSI|MERIT MEDICAL SYS ##|MSPL|MORGAN STANLEY & CO. LLC|252700
MMSI|MERIT MEDICAL SYS ##|MSTX|MORGAN STANLEY & CO. LLC|34600
MMSI|MERIT MEDICAL SYS ##|NEED|Needham & Company, LLC|2387
MMSI|MERIT MEDICAL SYS ##|NFSC|National Financial Services LLC|72724
MMSI|MERIT MEDICAL SYS ##|NITE|VIRTU Americas LLC|179049
MMSI|MERIT MEDICAL SYS ##|NITP|VIRTU Americas LLC|4195
MMSI|MERIT MEDICAL SYS ##|NQRB|Brut, LLC|6052
MMSI|MERIT MEDICAL SYS ##|NTRC|Northern Trust Securities, Inc.|608
MMSI|MERIT MEDICAL SYS ##|OPCO|Oppenheimer & Co. Inc.|31
MMSI|MERIT MEDICAL SYS ##|PCPT|PHILLIP CAPITAL INC.|30
MMSI|MERIT MEDICAL SYS ##|PDQM|CODA MARKETS, INC.|159193
MMSI|MERIT MEDICAL SYS ##|PIPR|Piper Jaffray & Co.|7514
MMSI|MERIT MEDICAL SYS ##|POIN|PRECISION SECURITIES, LLC (POIN)|1
MMSI|MERIT MEDICAL SYS ##|PWJC|UBS Financial Services, Inc.|100
MMSI|MERIT MEDICAL SYS ##|RAJA|Raymond James & Associates, Inc.|1480
MMSI|MERIT MEDICAL SYS ##|RBCM|RBC CAPITAL MARKETS, LLC|1068
MMSI|MERIT MEDICAL SYS ##|SAGL|SAGETRADER, LLC|1200
MMSI|MERIT MEDICAL SYS ##|SAGW|SAGETRADER, LLC|126
MMSI|MERIT MEDICAL SYS ##|SBSH|Citigroup Global Markets Inc.|220144
MMSI|MERIT MEDICAL SYS ##|SGMT|GOLDMAN SACHS & CO. LLC|90550
MMSI|MERIT MEDICAL SYS ##|SPDR|SPEEDROUTE LLC|41111
MMSI|MERIT MEDICAL SYS ##|STFL|Stifel, Nicolaus & Company, Incorporated|300
MMSI|MERIT MEDICAL SYS ##|SWIM|TD Ameritrade, Inc.|10072
MMSI|MERIT MEDICAL SYS ##|SWST|Hilltop Securities Inc.|17
MMSI|MERIT MEDICAL SYS ##|TKNG|ALLY INVEST SECURITIES LLC|315
MMSI|MERIT MEDICAL SYS ##|TMBR|Timber Hill LLC|45
MMSI|MERIT MEDICAL SYS ##|TRBT|Tradebot Systems, Inc.|35436
MMSI|MERIT MEDICAL SYS ##|TRCM|TRC MARKETS LLC|81809
MMSI|MERIT MEDICAL SYS ##|TWTT|TASTYWORKS, INC.|223
MMSI|MERIT MEDICAL SYS ##|UBSA|UBS SECURITIES LLC|370199
MMSI|MERIT MEDICAL SYS ##|UBSS|UBS Securities LLC|489922
MMSI|MERIT MEDICAL SYS ##|VALX|VIRTU AMERICAS LLC|11735
MMSI|MERIT MEDICAL SYS ##|VGRD|Vanguard Marketing Corporation|8568
MMSI|MERIT MEDICAL SYS ##|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MMSI|MERIT MEDICAL SYS ##|WCHV|WELLS FARGO SECURITIES, LLC|112860
MMSI|MERIT MEDICAL SYS ##|WEED|Weeden & Co.L.P.|200
MMSI|MERIT MEDICAL SYS ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|966
MMSI|MERIT MEDICAL SYS ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2484
MMSI|MERIT MEDICAL SYS ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|81
MMSI|MERIT MEDICAL SYS ##|WORD|Worden Capital Management LLC|7325
MMSI|MERIT MEDICAL SYS ##|WSEA|WOLVERINE SECURITIES, LLC|528
MMSI|MERIT MEDICAL SYS ##|XIST|INSTINET, LLC|20240
MMSI|MERIT MEDICAL SYS ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|27918
MMSI|MERIT MEDICAL SYS ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2575
MMT|M F S MULTIMKT IN TR|ALTX|Alternet Securities Inc.|1372
MMT|M F S MULTIMKT IN TR|APCC|Apex Clearing Corporation|4715
MMT|M F S MULTIMKT IN TR|BARD|Robert W. Baird & Co. Incorporated|8784
MMT|M F S MULTIMKT IN TR|BATM|CBOE TRADING, INC.|212
MMT|M F S MULTIMKT IN TR|BBNT|BB&T SECURITIES, LLC|17
MMT|M F S MULTIMKT IN TR|BTIG|BTIG, LLC|46631
MMT|M F S MULTIMKT IN TR|BYXM|CBOE TRADING, INC.|100
MMT|M F S MULTIMKT IN TR|CHAS|Charles Schwab & Co., Inc.|208
MMT|M F S MULTIMKT IN TR|CIST|Capital Institutional Services, Inc.|3600
MMT|M F S MULTIMKT IN TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7500
MMT|M F S MULTIMKT IN TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
MMT|M F S MULTIMKT IN TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2701
MMT|M F S MULTIMKT IN TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|402
MMT|M F S MULTIMKT IN TR|DADA|D.A. Davidson & Co.|726
MMT|M F S MULTIMKT IN TR|DAVA|Davenport & Company LLC|34
MMT|M F S MULTIMKT IN TR|DBAX|Deutsche Bank Securities Inc.|2800
MMT|M F S MULTIMKT IN TR|DEAN|MORGAN STANLEY|22605
MMT|M F S MULTIMKT IN TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13793
MMT|M F S MULTIMKT IN TR|EBXL|EBX LLC|6300
MMT|M F S MULTIMKT IN TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|9239
MMT|M F S MULTIMKT IN TR|EDJO|Edward D. Jones & Co., L.P.|4073
MMT|M F S MULTIMKT IN TR|EGAM|CBOE TRADING, INC.|635
MMT|M F S MULTIMKT IN TR|ETRS|E*Trade Securities LLC|18630
MMT|M F S MULTIMKT IN TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
MMT|M F S MULTIMKT IN TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49192
MMT|M F S MULTIMKT IN TR|FTBR|Foliofn Investments, Inc.|61
MMT|M F S MULTIMKT IN TR|GLPX|ACS EXECUTION SERVICES, LLC|2200
MMT|M F S MULTIMKT IN TR|GSCO|GOLDMAN SACHS & CO. LLC|20681
MMT|M F S MULTIMKT IN TR|GTSZ|GTS SECURITIES LLC|1384
MMT|M F S MULTIMKT IN TR|HRBF|American Enterprise Investment Services Inc.|12210
MMT|M F S MULTIMKT IN TR|IATS|INTERACTIVE BROKERS LLC|1100
MMT|M F S MULTIMKT IN TR|IBKR|Interactive Brokers Llc|9368
MMT|M F S MULTIMKT IN TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9195
MMT|M F S MULTIMKT IN TR|INCA|INSTINET, LLC|1829
MMT|M F S MULTIMKT IN TR|ITGI|ITG Inc.|5662
MMT|M F S MULTIMKT IN TR|ITGP|ITG INC.|200
MMT|M F S MULTIMKT IN TR|JANY|Janney Montgomery Scott Inc.|4018
MMT|M F S MULTIMKT IN TR|JMPT|JUMP TRADING, LLC|200
MMT|M F S MULTIMKT IN TR|JONE|JonesTrading|4159
MMT|M F S MULTIMKT IN TR|JPMX|J.P. Morgan Securities LLC|1236
MMT|M F S MULTIMKT IN TR|JSJX|JANE STREET CAPITAL LLC|1000
MMT|M F S MULTIMKT IN TR|KCGM|VIRTU Americas LLC|1600
MMT|M F S MULTIMKT IN TR|LEHM|Barclays Capital Inc./Le|1400
MMT|M F S MULTIMKT IN TR|LGNT|COR CLEARING LLC|5
MMT|M F S MULTIMKT IN TR|LIME|Lime Brokerage LLC|315
MMT|M F S MULTIMKT IN TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8230
MMT|M F S MULTIMKT IN TR|MOTF|MOTIF INVESTING, INC.|1
MMT|M F S MULTIMKT IN TR|MSCO|MORGAN STANLEY & CO. LLC|137097
MMT|M F S MULTIMKT IN TR|MSPL|MORGAN STANLEY & CO. LLC|1600
MMT|M F S MULTIMKT IN TR|NFSC|National Financial Services LLC|166404
MMT|M F S MULTIMKT IN TR|NITE|VIRTU Americas LLC|267497
MMT|M F S MULTIMKT IN TR|NQRB|Brut, LLC|100
MMT|M F S MULTIMKT IN TR|OPCO|Oppenheimer & Co. Inc.|4048
MMT|M F S MULTIMKT IN TR|PDQM|CODA MARKETS, INC.|3825
MMT|M F S MULTIMKT IN TR|PWJC|UBS Financial Services, Inc.|3372
MMT|M F S MULTIMKT IN TR|RBCM|RBC CAPITAL MARKETS, LLC|23815
MMT|M F S MULTIMKT IN TR|SAGC|SAGETRADER, LLC|300
MMT|M F S MULTIMKT IN TR|SAGL|SAGETRADER, LLC|100
MMT|M F S MULTIMKT IN TR|SALI|INTL FCSTONE FINANCIAL INC.|135
MMT|M F S MULTIMKT IN TR|SBSH|Citigroup Global Markets Inc.|4090
MMT|M F S MULTIMKT IN TR|SEIC|SEI Investments Distribution Co.|500
MMT|M F S MULTIMKT IN TR|SGMT|GOLDMAN SACHS & CO. LLC|4000
MMT|M F S MULTIMKT IN TR|SPDR|SPEEDROUTE LLC|100
MMT|M F S MULTIMKT IN TR|STFL|Stifel, Nicolaus & Company, Incorporated|18542
MMT|M F S MULTIMKT IN TR|STXG|Stockcross Financial Services, Inc.|10
MMT|M F S MULTIMKT IN TR|SWIM|TD Ameritrade, Inc.|3520
MMT|M F S MULTIMKT IN TR|SWST|Hilltop Securities Inc.|48100
MMT|M F S MULTIMKT IN TR|TKNG|ALLY INVEST SECURITIES LLC|531
MMT|M F S MULTIMKT IN TR|TRBT|Tradebot Systems, Inc.|1710
MMT|M F S MULTIMKT IN TR|UBSA|UBS SECURITIES LLC|12154
MMT|M F S MULTIMKT IN TR|UBSS|UBS Securities LLC|98061
MMT|M F S MULTIMKT IN TR|VALX|VIRTU AMERICAS LLC|1101
MMT|M F S MULTIMKT IN TR|VFIN|National Securities Corporation|4000
MMT|M F S MULTIMKT IN TR|VGRD|Vanguard Marketing Corporation|65515
MMT|M F S MULTIMKT IN TR|WCHV|WELLS FARGO SECURITIES, LLC|85661
MMT|M F S MULTIMKT IN TR|WDCO|Wilson-Davis & Co., Inc.|2000
MMT|M F S MULTIMKT IN TR|WEDB|WEDBUSH SECURITIES INC.|376
MMT|M F S MULTIMKT IN TR|WEED|Weeden & Co.L.P.|960
MMT|M F S MULTIMKT IN TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|104
MMT|M F S MULTIMKT IN TR|WSEA|WOLVERINE SECURITIES, LLC|3152
MMT|M F S MULTIMKT IN TR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MMT|M F S MULTIMKT IN TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16892
MMTM|SPDRS&P1500MOMTTILT|APCC|Apex Clearing Corporation|23
MMTM|SPDRS&P1500MOMTTILT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54
MMTM|SPDRS&P1500MOMTTILT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|667
MMTM|SPDRS&P1500MOMTTILT|DEAN|MORGAN STANLEY|146
MMTM|SPDRS&P1500MOMTTILT|ETRS|E*Trade Securities LLC|741
MMTM|SPDRS&P1500MOMTTILT|FTBR|Foliofn Investments, Inc.|390
MMTM|SPDRS&P1500MOMTTILT|GSLT|GOLDMAN SACHS & CO. LLC|360
MMTM|SPDRS&P1500MOMTTILT|HRBF|American Enterprise Investment Services Inc.|216
MMTM|SPDRS&P1500MOMTTILT|IBKR|Interactive Brokers Llc|379
MMTM|SPDRS&P1500MOMTTILT|JSEB|JANE STREET EXECUTION SERVICES, LLC|4029
MMTM|SPDRS&P1500MOMTTILT|JSJX|JANE STREET CAPITAL LLC|124
MMTM|SPDRS&P1500MOMTTILT|KCGM|VIRTU Americas LLC|428
MMTM|SPDRS&P1500MOMTTILT|LEHM|Barclays Capital Inc./Le|800
MMTM|SPDRS&P1500MOMTTILT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MMTM|SPDRS&P1500MOMTTILT|MSCO|MORGAN STANLEY & CO. LLC|1396
MMTM|SPDRS&P1500MOMTTILT|MSPL|MORGAN STANLEY & CO. LLC|100
MMTM|SPDRS&P1500MOMTTILT|NFSC|National Financial Services LLC|722
MMTM|SPDRS&P1500MOMTTILT|NITE|VIRTU Americas LLC|2475
MMTM|SPDRS&P1500MOMTTILT|NITP|VIRTU Americas LLC|890
MMTM|SPDRS&P1500MOMTTILT|RBCM|RBC CAPITAL MARKETS, LLC|373
MMTM|SPDRS&P1500MOMTTILT|SGMT|GOLDMAN SACHS & CO. LLC|200
MMTM|SPDRS&P1500MOMTTILT|SWIM|TD Ameritrade, Inc.|43
MMTM|SPDRS&P1500MOMTTILT|UBSA|UBS SECURITIES LLC|600
MMTM|SPDRS&P1500MOMTTILT|UBSS|UBS Securities LLC|1007
MMTM|SPDRS&P1500MOMTTILT|VGRD|Vanguard Marketing Corporation|679
MMTM|SPDRS&P1500MOMTTILT|WCHV|WELLS FARGO SECURITIES, LLC|47
MMTM|SPDRS&P1500MOMTTILT|WSEA|WOLVERINE SECURITIES, LLC|2
MMTM|SPDRS&P1500MOMTTILT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1348
MMU|WESTERN ASSET MANAGE|ALTX|Alternet Securities Inc.|300
MMU|WESTERN ASSET MANAGE|APCC|Apex Clearing Corporation|15
MMU|WESTERN ASSET MANAGE|BARD|Robert W. Baird & Co. Incorporated|7
MMU|WESTERN ASSET MANAGE|BATM|CBOE TRADING, INC.|581
MMU|WESTERN ASSET MANAGE|BBNT|BB&T SECURITIES, LLC|797
MMU|WESTERN ASSET MANAGE|BERN|Sanford C. Bernstein & Co., LLC|87
MMU|WESTERN ASSET MANAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|158
MMU|WESTERN ASSET MANAGE|CANT|Cantor Fitzgerald & Co.|51504
MMU|WESTERN ASSET MANAGE|CHAS|Charles Schwab & Co., Inc.|2
MMU|WESTERN ASSET MANAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1481
MMU|WESTERN ASSET MANAGE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MMU|WESTERN ASSET MANAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3025
MMU|WESTERN ASSET MANAGE|CTDL|Citadel Derivatives Group Llc|6
MMU|WESTERN ASSET MANAGE|DADA|D.A. Davidson & Co.|507
MMU|WESTERN ASSET MANAGE|DBAX|Deutsche Bank Securities Inc.|400
MMU|WESTERN ASSET MANAGE|DEAN|MORGAN STANLEY|41355
MMU|WESTERN ASSET MANAGE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13086
MMU|WESTERN ASSET MANAGE|EBXL|EBX LLC|4300
MMU|WESTERN ASSET MANAGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|10500
MMU|WESTERN ASSET MANAGE|EDJO|Edward D. Jones & Co., L.P.|218
MMU|WESTERN ASSET MANAGE|EGAM|CBOE TRADING, INC.|1729
MMU|WESTERN ASSET MANAGE|EGXM|CBOE TRADING, INC.|25
MMU|WESTERN ASSET MANAGE|ETRS|E*Trade Securities LLC|2843
MMU|WESTERN ASSET MANAGE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4756
MMU|WESTERN ASSET MANAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28904
MMU|WESTERN ASSET MANAGE|FTBR|Foliofn Investments, Inc.|38
MMU|WESTERN ASSET MANAGE|GLPX|ACS EXECUTION SERVICES, LLC|459
MMU|WESTERN ASSET MANAGE|GSCO|GOLDMAN SACHS & CO. LLC|701
MMU|WESTERN ASSET MANAGE|GSCS|GOLDMAN SACHS & CO. LLC|300
MMU|WESTERN ASSET MANAGE|GSLT|GOLDMAN SACHS & CO. LLC|200
MMU|WESTERN ASSET MANAGE|GTSZ|GTS SECURITIES LLC|32
MMU|WESTERN ASSET MANAGE|HRBF|American Enterprise Investment Services Inc.|25098
MMU|WESTERN ASSET MANAGE|IATS|INTERACTIVE BROKERS LLC|2
MMU|WESTERN ASSET MANAGE|IBKR|Interactive Brokers Llc|1576
MMU|WESTERN ASSET MANAGE|ICBX|INSTINET, LLC|759
MMU|WESTERN ASSET MANAGE|INCA|INSTINET, LLC|1782
MMU|WESTERN ASSET MANAGE|INJX|INSTINET, LLC|1071
MMU|WESTERN ASSET MANAGE|ITGI|ITG Inc.|4499
MMU|WESTERN ASSET MANAGE|ITGP|ITG INC.|1200
MMU|WESTERN ASSET MANAGE|JEFF|JEFFERIES LLC|900
MMU|WESTERN ASSET MANAGE|JPMX|J.P. Morgan Securities LLC|1200
MMU|WESTERN ASSET MANAGE|KCGM|VIRTU Americas LLC|464
MMU|WESTERN ASSET MANAGE|LEHM|Barclays Capital Inc./Le|1800
MMU|WESTERN ASSET MANAGE|LGNT|COR CLEARING LLC|1
MMU|WESTERN ASSET MANAGE|LIME|Lime Brokerage LLC|98
MMU|WESTERN ASSET MANAGE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1274
MMU|WESTERN ASSET MANAGE|MACC|Mid Atlantic Capital Corporation|1067
MMU|WESTERN ASSET MANAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
MMU|WESTERN ASSET MANAGE|MSCO|MORGAN STANLEY & CO. LLC|176011
MMU|WESTERN ASSET MANAGE|MSPL|MORGAN STANLEY & CO. LLC|13500
MMU|WESTERN ASSET MANAGE|NFSC|National Financial Services LLC|103025
MMU|WESTERN ASSET MANAGE|NITE|VIRTU Americas LLC|287952
MMU|WESTERN ASSET MANAGE|NQRB|Brut, LLC|6312
MMU|WESTERN ASSET MANAGE|OPCO|Oppenheimer & Co. Inc.|3550
MMU|WESTERN ASSET MANAGE|PDQM|CODA MARKETS, INC.|2255
MMU|WESTERN ASSET MANAGE|RBCM|RBC CAPITAL MARKETS, LLC|12247
MMU|WESTERN ASSET MANAGE|SBSH|Citigroup Global Markets Inc.|6658
MMU|WESTERN ASSET MANAGE|SGMT|GOLDMAN SACHS & CO. LLC|600
MMU|WESTERN ASSET MANAGE|SPDR|SPEEDROUTE LLC|100
MMU|WESTERN ASSET MANAGE|SPHN|Stephens Inc.|1590
MMU|WESTERN ASSET MANAGE|STFL|Stifel, Nicolaus & Company, Incorporated|21491
MMU|WESTERN ASSET MANAGE|SWIM|TD Ameritrade, Inc.|18769
MMU|WESTERN ASSET MANAGE|SWST|Hilltop Securities Inc.|4233
MMU|WESTERN ASSET MANAGE|TKNG|ALLY INVEST SECURITIES LLC|600
MMU|WESTERN ASSET MANAGE|TRBT|Tradebot Systems, Inc.|1421
MMU|WESTERN ASSET MANAGE|UBSA|UBS SECURITIES LLC|10528
MMU|WESTERN ASSET MANAGE|UBSS|UBS Securities LLC|63870
MMU|WESTERN ASSET MANAGE|VALX|VIRTU AMERICAS LLC|93
MMU|WESTERN ASSET MANAGE|VGRD|Vanguard Marketing Corporation|46736
MMU|WESTERN ASSET MANAGE|WCHV|WELLS FARGO SECURITIES, LLC|39076
MMU|WESTERN ASSET MANAGE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|763
MMU|WESTERN ASSET MANAGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6433
MMU|WESTERN ASSET MANAGE|WSEA|WOLVERINE SECURITIES, LLC|3880
MMU|WESTERN ASSET MANAGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MMU|WESTERN ASSET MANAGE|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MMU|WESTERN ASSET MANAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8735
MMV|EATON VANCE MA SBI|CHAS|Charles Schwab & Co., Inc.|1
MMV|EATON VANCE MA SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MMV|EATON VANCE MA SBI|ETRS|E*Trade Securities LLC|15
MMV|EATON VANCE MA SBI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|504
MMV|EATON VANCE MA SBI|HRBF|American Enterprise Investment Services Inc.|3212
MMV|EATON VANCE MA SBI|IBKR|Interactive Brokers Llc|85
MMV|EATON VANCE MA SBI|INCA|INSTINET, LLC|8
MMV|EATON VANCE MA SBI|MSCO|MORGAN STANLEY & CO. LLC|2659
MMV|EATON VANCE MA SBI|NFSC|National Financial Services LLC|16777
MMV|EATON VANCE MA SBI|NITE|VIRTU Americas LLC|8278
MMV|EATON VANCE MA SBI|NQRB|Brut, LLC|100
MMV|EATON VANCE MA SBI|OPCO|Oppenheimer & Co. Inc.|6
MMV|EATON VANCE MA SBI|PWJC|UBS Financial Services, Inc.|805
MMV|EATON VANCE MA SBI|UBSA|UBS SECURITIES LLC|2
MMV|EATON VANCE MA SBI|UBSS|UBS Securities LLC|5929
MMV|EATON VANCE MA SBI|VGRD|Vanguard Marketing Corporation|1600
MMV|EATON VANCE MA SBI|WCHV|WELLS FARGO SECURITIES, LLC|2191
MMV|EATON VANCE MA SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|500
MMV|EATON VANCE MA SBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
MMYT|MAKEMYTRIP LIMITED|ALTX|Alternet Securities Inc.|3182
MMYT|MAKEMYTRIP LIMITED|APCC|Apex Clearing Corporation|75
MMYT|MAKEMYTRIP LIMITED|BATM|CBOE TRADING, INC.|900
MMYT|MAKEMYTRIP LIMITED|BAYT|BTIG, LLC|24974
MMYT|MAKEMYTRIP LIMITED|BERN|Sanford C. Bernstein & Co., LLC|54027
MMYT|MAKEMYTRIP LIMITED|BIMI|Banca IMI Securities Corp.|100
MMYT|MAKEMYTRIP LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|183
MMYT|MAKEMYTRIP LIMITED|BTIG|BTIG, LLC|22198
MMYT|MAKEMYTRIP LIMITED|BYXM|CBOE TRADING, INC.|1527
MMYT|MAKEMYTRIP LIMITED|BZYD|GOLDMAN SACHS & CO. LLC|1817
MMYT|MAKEMYTRIP LIMITED|CANT|Cantor Fitzgerald & Co.|25588
MMYT|MAKEMYTRIP LIMITED|CHAS|Charles Schwab & Co., Inc.|1653
MMYT|MAKEMYTRIP LIMITED|CLSA|CLSA AMERICAS, LLC|10726
MMYT|MAKEMYTRIP LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12600
MMYT|MAKEMYTRIP LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3240
MMYT|MAKEMYTRIP LIMITED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|106
MMYT|MAKEMYTRIP LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|154661
MMYT|MAKEMYTRIP LIMITED|CTDL|Citadel Derivatives Group Llc|2369
MMYT|MAKEMYTRIP LIMITED|CTLR|CUTLER GROUP, LP|100
MMYT|MAKEMYTRIP LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|5590
MMYT|MAKEMYTRIP LIMITED|DAWA|Daiwa Capital Markets America Inc.|3105
MMYT|MAKEMYTRIP LIMITED|DBAB|Deutsche Bank Securities Inc.|137011
MMYT|MAKEMYTRIP LIMITED|DBAX|Deutsche Bank Securities Inc.|279000
MMYT|MAKEMYTRIP LIMITED|DBUL|Deutsche Bank Securities Inc.|2690
MMYT|MAKEMYTRIP LIMITED|DEAN|MORGAN STANLEY|46582
MMYT|MAKEMYTRIP LIMITED|DEGS|RONIN PROFESSIONAL LLC|2100
MMYT|MAKEMYTRIP LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1023
MMYT|MAKEMYTRIP LIMITED|EBXL|EBX LLC|77500
MMYT|MAKEMYTRIP LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|564
MMYT|MAKEMYTRIP LIMITED|EDJO|Edward D. Jones & Co., L.P.|63
MMYT|MAKEMYTRIP LIMITED|EGAM|CBOE TRADING, INC.|19230
MMYT|MAKEMYTRIP LIMITED|EGMT|EG MARKET TECHNOLOGIES LLC|100
MMYT|MAKEMYTRIP LIMITED|EGXM|CBOE TRADING, INC.|5462
MMYT|MAKEMYTRIP LIMITED|EGXW|CBOE TRADING, INC.|100
MMYT|MAKEMYTRIP LIMITED|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|223
MMYT|MAKEMYTRIP LIMITED|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
MMYT|MAKEMYTRIP LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15901
MMYT|MAKEMYTRIP LIMITED|ETRS|E*Trade Securities LLC|45575
MMYT|MAKEMYTRIP LIMITED|FBCO|Credit Suisse Securities (USA) LLC|153227
MMYT|MAKEMYTRIP LIMITED|FFSI|Firstrade Securities Inc.|1
MMYT|MAKEMYTRIP LIMITED|FILL|Tradestation Securities, Inc.|7422
MMYT|MAKEMYTRIP LIMITED|FMAF|NBCN Inc./ CDS|4044
MMYT|MAKEMYTRIP LIMITED|FOMA|TD AMERITRADE CLEARING, INC.|87722
MMYT|MAKEMYTRIP LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52407
MMYT|MAKEMYTRIP LIMITED|FTBR|Foliofn Investments, Inc.|5970
MMYT|MAKEMYTRIP LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|4004
MMYT|MAKEMYTRIP LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|5816
MMYT|MAKEMYTRIP LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|522801
MMYT|MAKEMYTRIP LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|40935
MMYT|MAKEMYTRIP LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|2265
MMYT|MAKEMYTRIP LIMITED|GTSZ|GTS SECURITIES LLC|25766
MMYT|MAKEMYTRIP LIMITED|HRBF|American Enterprise Investment Services Inc.|1055
MMYT|MAKEMYTRIP LIMITED|HSBC|HSBC Securities, Inc.|4600
MMYT|MAKEMYTRIP LIMITED|IATS|INTERACTIVE BROKERS LLC|22574
MMYT|MAKEMYTRIP LIMITED|IBKR|Interactive Brokers Llc|133587
MMYT|MAKEMYTRIP LIMITED|ICBX|INSTINET, LLC|40710
MMYT|MAKEMYTRIP LIMITED|INCA|INSTINET, LLC|128240
MMYT|MAKEMYTRIP LIMITED|INJX|INSTINET, LLC|11819
MMYT|MAKEMYTRIP LIMITED|ITGI|ITG Inc.|25836
MMYT|MAKEMYTRIP LIMITED|ITGP|ITG INC.|76600
MMYT|MAKEMYTRIP LIMITED|JEFF|JEFFERIES LLC|51299
MMYT|MAKEMYTRIP LIMITED|JMPT|JUMP TRADING, LLC|19327
MMYT|MAKEMYTRIP LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|28525
MMYT|MAKEMYTRIP LIMITED|JPMX|J.P. Morgan Securities LLC|314741
MMYT|MAKEMYTRIP LIMITED|JSJX|JANE STREET CAPITAL LLC|6273
MMYT|MAKEMYTRIP LIMITED|KCGM|VIRTU Americas LLC|19942
MMYT|MAKEMYTRIP LIMITED|LEHM|Barclays Capital Inc./Le|425431
MMYT|MAKEMYTRIP LIMITED|LIME|Lime Brokerage LLC|91729
MMYT|MAKEMYTRIP LIMITED|LQNA|LIQUIDNET, INC.|10300
MMYT|MAKEMYTRIP LIMITED|LSCI|Lek Securities Corporation|671
MMYT|MAKEMYTRIP LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99074
MMYT|MAKEMYTRIP LIMITED|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4550
MMYT|MAKEMYTRIP LIMITED|MSCO|MORGAN STANLEY & CO. LLC|618409
MMYT|MAKEMYTRIP LIMITED|MSPL|MORGAN STANLEY & CO. LLC|262000
MMYT|MAKEMYTRIP LIMITED|MSTX|MORGAN STANLEY & CO. LLC|98100
MMYT|MAKEMYTRIP LIMITED|MULL|MARK J. MULLER EQUITIES, INC.|1006
MMYT|MAKEMYTRIP LIMITED|NATL|National Securities Corporation|277
MMYT|MAKEMYTRIP LIMITED|NFSC|National Financial Services LLC|115847
MMYT|MAKEMYTRIP LIMITED|NITE|VIRTU Americas LLC|262411
MMYT|MAKEMYTRIP LIMITED|NITP|VIRTU Americas LLC|1614
MMYT|MAKEMYTRIP LIMITED|NORT|Northland Securities, Inc.|23340
MMYT|MAKEMYTRIP LIMITED|NQRB|Brut, LLC|7957
MMYT|MAKEMYTRIP LIMITED|OPCO|Oppenheimer & Co. Inc.|400
MMYT|MAKEMYTRIP LIMITED|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1930
MMYT|MAKEMYTRIP LIMITED|PCPT|PHILLIP CAPITAL INC.|2901
MMYT|MAKEMYTRIP LIMITED|PDQM|CODA MARKETS, INC.|39768
MMYT|MAKEMYTRIP LIMITED|PHLY|NASDAQ Execution Services, LLC|800
MMYT|MAKEMYTRIP LIMITED|PICT|Pictet Overseas Inc.|129
MMYT|MAKEMYTRIP LIMITED|PIPR|Piper Jaffray & Co.|96
MMYT|MAKEMYTRIP LIMITED|PNSR|Penserra Securities, LLC|4186
MMYT|MAKEMYTRIP LIMITED|RAJA|Raymond James & Associates, Inc.|3274
MMYT|MAKEMYTRIP LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|840
MMYT|MAKEMYTRIP LIMITED|SAGL|SAGETRADER, LLC|1158
MMYT|MAKEMYTRIP LIMITED|SBSH|Citigroup Global Markets Inc.|74796
MMYT|MAKEMYTRIP LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|85740
MMYT|MAKEMYTRIP LIMITED|SPDR|SPEEDROUTE LLC|8901
MMYT|MAKEMYTRIP LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|216
MMYT|MAKEMYTRIP LIMITED|STKP|STOCKPILE INVESTMENTS, INC.|18
MMYT|MAKEMYTRIP LIMITED|STXG|Stockcross Financial Services, Inc.|10
MMYT|MAKEMYTRIP LIMITED|SWIM|TD Ameritrade, Inc.|20823
MMYT|MAKEMYTRIP LIMITED|TKNG|ALLY INVEST SECURITIES LLC|30
MMYT|MAKEMYTRIP LIMITED|TRBT|Tradebot Systems, Inc.|11499
MMYT|MAKEMYTRIP LIMITED|TRCM|TRC MARKETS LLC|78488
MMYT|MAKEMYTRIP LIMITED|TWTT|TASTYWORKS, INC.|89
MMYT|MAKEMYTRIP LIMITED|UBSA|UBS SECURITIES LLC|44311
MMYT|MAKEMYTRIP LIMITED|UBSS|UBS Securities LLC|213189
MMYT|MAKEMYTRIP LIMITED|VALX|VIRTU AMERICAS LLC|8694
MMYT|MAKEMYTRIP LIMITED|VGRD|Vanguard Marketing Corporation|2797
MMYT|MAKEMYTRIP LIMITED|VSIN|Vision Financial Markets Llc|3
MMYT|MAKEMYTRIP LIMITED|WBPX|SUMMIT SECURITIES GROUP, LLC|200
MMYT|MAKEMYTRIP LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|21655
MMYT|MAKEMYTRIP LIMITED|WEDB|WEDBUSH SECURITIES INC.|532
MMYT|MAKEMYTRIP LIMITED|WEED|Weeden & Co.L.P.|2371
MMYT|MAKEMYTRIP LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6631
MMYT|MAKEMYTRIP LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21240
MMYT|MAKEMYTRIP LIMITED|WGIF|CIBC World Markets Inc.|28
MMYT|MAKEMYTRIP LIMITED|WSEA|WOLVERINE SECURITIES, LLC|3632
MMYT|MAKEMYTRIP LIMITED|XIST|INSTINET, LLC|64200
MMYT|MAKEMYTRIP LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|7782
MMYT|MAKEMYTRIP LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5352
MN|MANNING & NAPIER INC|ANOS|ABEL/NOSER, L.L.C.|519
MN|MANNING & NAPIER INC|APCC|Apex Clearing Corporation|5
MN|MANNING & NAPIER INC|BANK|Primevest Financial Services, Inc.|1000
MN|MANNING & NAPIER INC|BIAD|SAGETRADER, LLC|1
MN|MANNING & NAPIER INC|CHAS|Charles Schwab & Co., Inc.|101
MN|MANNING & NAPIER INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5121
MN|MANNING & NAPIER INC|DBAX|Deutsche Bank Securities Inc.|2000
MN|MANNING & NAPIER INC|DEAN|MORGAN STANLEY|300
MN|MANNING & NAPIER INC|EBXL|EBX LLC|1800
MN|MANNING & NAPIER INC|ETRS|E*Trade Securities LLC|19750
MN|MANNING & NAPIER INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|208
MN|MANNING & NAPIER INC|FTBR|Foliofn Investments, Inc.|365
MN|MANNING & NAPIER INC|GSCO|GOLDMAN SACHS & CO. LLC|28507
MN|MANNING & NAPIER INC|GSLT|GOLDMAN SACHS & CO. LLC|100
MN|MANNING & NAPIER INC|IBKR|Interactive Brokers Llc|400
MN|MANNING & NAPIER INC|ICBX|INSTINET, LLC|5700
MN|MANNING & NAPIER INC|INCA|INSTINET, LLC|4833
MN|MANNING & NAPIER INC|ITGI|ITG Inc.|1056
MN|MANNING & NAPIER INC|JEFF|JEFFERIES LLC|200
MN|MANNING & NAPIER INC|JPBX|J.P. MORGAN SECURITIES LLC|400
MN|MANNING & NAPIER INC|JPMX|J.P. Morgan Securities LLC|1800
MN|MANNING & NAPIER INC|KCGM|VIRTU Americas LLC|1100
MN|MANNING & NAPIER INC|LEHM|Barclays Capital Inc./Le|3600
MN|MANNING & NAPIER INC|LIME|Lime Brokerage LLC|611
MN|MANNING & NAPIER INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1500
MN|MANNING & NAPIER INC|MSCO|MORGAN STANLEY & CO. LLC|6161
MN|MANNING & NAPIER INC|MSPL|MORGAN STANLEY & CO. LLC|3000
MN|MANNING & NAPIER INC|MSTX|MORGAN STANLEY & CO. LLC|1000
MN|MANNING & NAPIER INC|NFSC|National Financial Services LLC|103039
MN|MANNING & NAPIER INC|NITE|VIRTU Americas LLC|71842
MN|MANNING & NAPIER INC|NQRB|Brut, LLC|500
MN|MANNING & NAPIER INC|PDQM|CODA MARKETS, INC.|100
MN|MANNING & NAPIER INC|PNSR|Penserra Securities, LLC|800
MN|MANNING & NAPIER INC|PWJC|UBS Financial Services, Inc.|500
MN|MANNING & NAPIER INC|RBCM|RBC CAPITAL MARKETS, LLC|661
MN|MANNING & NAPIER INC|SALI|INTL FCSTONE FINANCIAL INC.|1100
MN|MANNING & NAPIER INC|SBSH|Citigroup Global Markets Inc.|370
MN|MANNING & NAPIER INC|SGMT|GOLDMAN SACHS & CO. LLC|2003
MN|MANNING & NAPIER INC|SPDR|SPEEDROUTE LLC|30
MN|MANNING & NAPIER INC|SWIM|TD Ameritrade, Inc.|10392
MN|MANNING & NAPIER INC|TKNG|ALLY INVEST SECURITIES LLC|1017
MN|MANNING & NAPIER INC|TRBT|Tradebot Systems, Inc.|762
MN|MANNING & NAPIER INC|TRCM|TRC MARKETS LLC|600
MN|MANNING & NAPIER INC|UBSA|UBS SECURITIES LLC|15281
MN|MANNING & NAPIER INC|UBSS|UBS Securities LLC|18432
MN|MANNING & NAPIER INC|VALX|VIRTU AMERICAS LLC|417
MN|MANNING & NAPIER INC|VGRD|Vanguard Marketing Corporation|1321
MN|MANNING & NAPIER INC|WCHV|WELLS FARGO SECURITIES, LLC|8480
MN|MANNING & NAPIER INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101
MN|MANNING & NAPIER INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|331
MN|MANNING & NAPIER INC|WSEA|WOLVERINE SECURITIES, LLC|43
MN|MANNING & NAPIER INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3338
MNA|IQ MERGER ARBIT|APCC|Apex Clearing Corporation|27
MNA|IQ MERGER ARBIT|BANK|Primevest Financial Services, Inc.|369
MNA|IQ MERGER ARBIT|BERN|Sanford C. Bernstein & Co., LLC|28800
MNA|IQ MERGER ARBIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|354
MNA|IQ MERGER ARBIT|CANT|Cantor Fitzgerald & Co.|15536
MNA|IQ MERGER ARBIT|CHAS|Charles Schwab & Co., Inc.|36745
MNA|IQ MERGER ARBIT|CIST|Capital Institutional Services, Inc.|3774
MNA|IQ MERGER ARBIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11580
MNA|IQ MERGER ARBIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
MNA|IQ MERGER ARBIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20281
MNA|IQ MERGER ARBIT|CSIN|Citadel Securities Institutional LLC|50616
MNA|IQ MERGER ARBIT|CTDL|Citadel Derivatives Group Llc|47076
MNA|IQ MERGER ARBIT|DBAX|Deutsche Bank Securities Inc.|13400
MNA|IQ MERGER ARBIT|DEAN|MORGAN STANLEY|2346
MNA|IQ MERGER ARBIT|EBXL|EBX LLC|11900
MNA|IQ MERGER ARBIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1300
MNA|IQ MERGER ARBIT|EDJO|Edward D. Jones & Co., L.P.|1104
MNA|IQ MERGER ARBIT|EGAM|CBOE TRADING, INC.|800
MNA|IQ MERGER ARBIT|ETRS|E*Trade Securities LLC|1965
MNA|IQ MERGER ARBIT|FILL|Tradestation Securities, Inc.|18
MNA|IQ MERGER ARBIT|FINX|FINTECH SECURITIES|11206
MNA|IQ MERGER ARBIT|FTBR|Foliofn Investments, Inc.|138
MNA|IQ MERGER ARBIT|GLPX|ACS EXECUTION SERVICES, LLC|220
MNA|IQ MERGER ARBIT|GSCO|GOLDMAN SACHS & CO. LLC|2022
MNA|IQ MERGER ARBIT|GTSZ|GTS SECURITIES LLC|7
MNA|IQ MERGER ARBIT|HRBF|American Enterprise Investment Services Inc.|101506
MNA|IQ MERGER ARBIT|IATS|INTERACTIVE BROKERS LLC|593
MNA|IQ MERGER ARBIT|IBKR|Interactive Brokers Llc|2958
MNA|IQ MERGER ARBIT|ICBX|INSTINET, LLC|10900
MNA|IQ MERGER ARBIT|INCA|INSTINET, LLC|200
MNA|IQ MERGER ARBIT|ITGI|ITG Inc.|5496
MNA|IQ MERGER ARBIT|ITGP|ITG INC.|8800
MNA|IQ MERGER ARBIT|JANY|Janney Montgomery Scott Inc.|304
MNA|IQ MERGER ARBIT|JPMX|J.P. Morgan Securities LLC|11218
MNA|IQ MERGER ARBIT|JSEB|JANE STREET EXECUTION SERVICES, LLC|65827
MNA|IQ MERGER ARBIT|JSJX|JANE STREET CAPITAL LLC|132192
MNA|IQ MERGER ARBIT|KCGM|VIRTU Americas LLC|6438
MNA|IQ MERGER ARBIT|LEHM|Barclays Capital Inc./Le|46552
MNA|IQ MERGER ARBIT|LIME|Lime Brokerage LLC|22817
MNA|IQ MERGER ARBIT|MACC|Mid Atlantic Capital Corporation|3476
MNA|IQ MERGER ARBIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
MNA|IQ MERGER ARBIT|MOTF|MOTIF INVESTING, INC.|1
MNA|IQ MERGER ARBIT|MSCO|MORGAN STANLEY & CO. LLC|98070
MNA|IQ MERGER ARBIT|MSPL|MORGAN STANLEY & CO. LLC|11800
MNA|IQ MERGER ARBIT|NFSC|National Financial Services LLC|59667
MNA|IQ MERGER ARBIT|NITE|VIRTU Americas LLC|159628
MNA|IQ MERGER ARBIT|NITP|VIRTU Americas LLC|1041
MNA|IQ MERGER ARBIT|OPCO|Oppenheimer & Co. Inc.|500
MNA|IQ MERGER ARBIT|PDQM|CODA MARKETS, INC.|17167
MNA|IQ MERGER ARBIT|PWJC|UBS Financial Services, Inc.|750
MNA|IQ MERGER ARBIT|RBCM|RBC CAPITAL MARKETS, LLC|3261
MNA|IQ MERGER ARBIT|SAGL|SAGETRADER, LLC|1763
MNA|IQ MERGER ARBIT|SALI|INTL FCSTONE FINANCIAL INC.|455
MNA|IQ MERGER ARBIT|SBSH|Citigroup Global Markets Inc.|188
MNA|IQ MERGER ARBIT|SGMT|GOLDMAN SACHS & CO. LLC|3716
MNA|IQ MERGER ARBIT|STFL|Stifel, Nicolaus & Company, Incorporated|737
MNA|IQ MERGER ARBIT|SWST|Hilltop Securities Inc.|8634
MNA|IQ MERGER ARBIT|UBSA|UBS SECURITIES LLC|40621
MNA|IQ MERGER ARBIT|UBSS|UBS Securities LLC|47782
MNA|IQ MERGER ARBIT|VALX|VIRTU AMERICAS LLC|190
MNA|IQ MERGER ARBIT|VGRD|Vanguard Marketing Corporation|3541
MNA|IQ MERGER ARBIT|WBET|Wallachbeth Capital LLC|100000
MNA|IQ MERGER ARBIT|WCHV|WELLS FARGO SECURITIES, LLC|81183
MNA|IQ MERGER ARBIT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6
MNA|IQ MERGER ARBIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|5172
MNA|IQ MERGER ARBIT|YKNA|COMHAR CAPITAL MARKETS, LLC|1
MNA|IQ MERGER ARBIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22775
MNDO|MIND C.T.I. LTD.|APCC|Apex Clearing Corporation|56
MNDO|MIND C.T.I. LTD.|BATM|CBOE TRADING, INC.|2
MNDO|MIND C.T.I. LTD.|CANT|Cantor Fitzgerald & Co.|200
MNDO|MIND C.T.I. LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1350
MNDO|MIND C.T.I. LTD.|DBAB|Deutsche Bank Securities Inc.|2598
MNDO|MIND C.T.I. LTD.|DEGS|RONIN PROFESSIONAL LLC|4190
MNDO|MIND C.T.I. LTD.|EDJO|Edward D. Jones & Co., L.P.|2500
MNDO|MIND C.T.I. LTD.|ETRS|E*Trade Securities LLC|92534
MNDO|MIND C.T.I. LTD.|FBCO|Credit Suisse Securities (USA) LLC|3923
MNDO|MIND C.T.I. LTD.|FMAF|NBCN Inc./ CDS|7409
MNDO|MIND C.T.I. LTD.|FOMA|TD AMERITRADE CLEARING, INC.|80034
MNDO|MIND C.T.I. LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
MNDO|MIND C.T.I. LTD.|FTBR|Foliofn Investments, Inc.|50
MNDO|MIND C.T.I. LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|1389
MNDO|MIND C.T.I. LTD.|GSCO|GOLDMAN SACHS & CO. LLC|162
MNDO|MIND C.T.I. LTD.|GSLT|GOLDMAN SACHS & CO. LLC|16128
MNDO|MIND C.T.I. LTD.|HRBF|American Enterprise Investment Services Inc.|1700
MNDO|MIND C.T.I. LTD.|IATS|INTERACTIVE BROKERS LLC|11594
MNDO|MIND C.T.I. LTD.|IBKR|Interactive Brokers Llc|192188
MNDO|MIND C.T.I. LTD.|ICBX|INSTINET, LLC|100
MNDO|MIND C.T.I. LTD.|INCA|INSTINET, LLC|17779
MNDO|MIND C.T.I. LTD.|INJX|INSTINET, LLC|100
MNDO|MIND C.T.I. LTD.|ITGP|ITG INC.|3000
MNDO|MIND C.T.I. LTD.|JPMX|J.P. Morgan Securities LLC|200
MNDO|MIND C.T.I. LTD.|LEHM|Barclays Capital Inc./Le|14103
MNDO|MIND C.T.I. LTD.|LIME|Lime Brokerage LLC|5658
MNDO|MIND C.T.I. LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
MNDO|MIND C.T.I. LTD.|MBTS|ALLY INVEST SECURITIES LLC|4000
MNDO|MIND C.T.I. LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
MNDO|MIND C.T.I. LTD.|MOTF|MOTIF INVESTING, INC.|2
MNDO|MIND C.T.I. LTD.|MSCO|MORGAN STANLEY & CO. LLC|113668
MNDO|MIND C.T.I. LTD.|MSPL|MORGAN STANLEY & CO. LLC|1100
MNDO|MIND C.T.I. LTD.|NFSC|National Financial Services LLC|58983
MNDO|MIND C.T.I. LTD.|NITE|VIRTU Americas LLC|176195
MNDO|MIND C.T.I. LTD.|NQRB|Brut, LLC|100
MNDO|MIND C.T.I. LTD.|OPCO|Oppenheimer & Co. Inc.|16832
MNDO|MIND C.T.I. LTD.|SGMT|GOLDMAN SACHS & CO. LLC|1462
MNDO|MIND C.T.I. LTD.|SWIM|TD Ameritrade, Inc.|11302
MNDO|MIND C.T.I. LTD.|TKNG|ALLY INVEST SECURITIES LLC|4162
MNDO|MIND C.T.I. LTD.|TRCM|TRC MARKETS LLC|5261
MNDO|MIND C.T.I. LTD.|UBSA|UBS SECURITIES LLC|21393
MNDO|MIND C.T.I. LTD.|UBSS|UBS Securities LLC|23513
MNDO|MIND C.T.I. LTD.|VALX|VIRTU AMERICAS LLC|100
MNDO|MIND C.T.I. LTD.|VGRD|Vanguard Marketing Corporation|6509
MNDO|MIND C.T.I. LTD.|WCHV|WELLS FARGO SECURITIES, LLC|5115
MNDO|MIND C.T.I. LTD.|WEED|Weeden & Co.L.P.|2500
MNDO|MIND C.T.I. LTD.|WSEA|WOLVERINE SECURITIES, LLC|7026
MNDO|MIND C.T.I. LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
MNE|BLACKROCK MUNI NEW Y|APCC|Apex Clearing Corporation|1
MNE|BLACKROCK MUNI NEW Y|BATM|CBOE TRADING, INC.|624
MNE|BLACKROCK MUNI NEW Y|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
MNE|BLACKROCK MUNI NEW Y|DBAX|Deutsche Bank Securities Inc.|200
MNE|BLACKROCK MUNI NEW Y|DEAN|MORGAN STANLEY|1
MNE|BLACKROCK MUNI NEW Y|EBXL|EBX LLC|200
MNE|BLACKROCK MUNI NEW Y|ECUT|CONVERGEX EXECUTION SOLUTIONS|1900
MNE|BLACKROCK MUNI NEW Y|EGXM|CBOE TRADING, INC.|486
MNE|BLACKROCK MUNI NEW Y|ETRS|E*Trade Securities LLC|1813
MNE|BLACKROCK MUNI NEW Y|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1281
MNE|BLACKROCK MUNI NEW Y|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5615
MNE|BLACKROCK MUNI NEW Y|GSCO|GOLDMAN SACHS & CO. LLC|200
MNE|BLACKROCK MUNI NEW Y|GSLT|GOLDMAN SACHS & CO. LLC|100
MNE|BLACKROCK MUNI NEW Y|IATS|INTERACTIVE BROKERS LLC|2516
MNE|BLACKROCK MUNI NEW Y|IBKR|Interactive Brokers Llc|5329
MNE|BLACKROCK MUNI NEW Y|ITGI|ITG Inc.|67
MNE|BLACKROCK MUNI NEW Y|ITGP|ITG INC.|2800
MNE|BLACKROCK MUNI NEW Y|JANY|Janney Montgomery Scott Inc.|1
MNE|BLACKROCK MUNI NEW Y|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|112
MNE|BLACKROCK MUNI NEW Y|MSCO|MORGAN STANLEY & CO. LLC|12207
MNE|BLACKROCK MUNI NEW Y|NFSC|National Financial Services LLC|33982
MNE|BLACKROCK MUNI NEW Y|NITE|VIRTU Americas LLC|23037
MNE|BLACKROCK MUNI NEW Y|RBCM|RBC CAPITAL MARKETS, LLC|2875
MNE|BLACKROCK MUNI NEW Y|SGMT|GOLDMAN SACHS & CO. LLC|100
MNE|BLACKROCK MUNI NEW Y|STFL|Stifel, Nicolaus & Company, Incorporated|1
MNE|BLACKROCK MUNI NEW Y|SWIM|TD Ameritrade, Inc.|1000
MNE|BLACKROCK MUNI NEW Y|SWST|Hilltop Securities Inc.|2538
MNE|BLACKROCK MUNI NEW Y|UBSA|UBS SECURITIES LLC|900
MNE|BLACKROCK MUNI NEW Y|UBSS|UBS Securities LLC|7536
MNE|BLACKROCK MUNI NEW Y|VGRD|Vanguard Marketing Corporation|2
MNE|BLACKROCK MUNI NEW Y|WCHV|WELLS FARGO SECURITIES, LLC|1646
MNE|BLACKROCK MUNI NEW Y|WEXX|WOLVERINE EXECUTION SERVICES, LLC|800
MNE|BLACKROCK MUNI NEW Y|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900
MNGA|MAGNEGAS CORPORATION|ALTX|Alternet Securities Inc.|2900
MNGA|MAGNEGAS CORPORATION|APCC|Apex Clearing Corporation|359999
MNGA|MAGNEGAS CORPORATION|BANK|Primevest Financial Services, Inc.|1
MNGA|MAGNEGAS CORPORATION|BATM|CBOE TRADING, INC.|10664
MNGA|MAGNEGAS CORPORATION|BIMI|Banca IMI Securities Corp.|385720
MNGA|MAGNEGAS CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
MNGA|MAGNEGAS CORPORATION|BLKX|INSTINET, LLC|5000
MNGA|MAGNEGAS CORPORATION|BYXM|CBOE TRADING, INC.|200
MNGA|MAGNEGAS CORPORATION|CHAS|Charles Schwab & Co., Inc.|30877
MNGA|MAGNEGAS CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25850
MNGA|MAGNEGAS CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|105233
MNGA|MAGNEGAS CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|41554
MNGA|MAGNEGAS CORPORATION|CRFN|ROBINHOOD FINANCIAL, LLC|5180
MNGA|MAGNEGAS CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|194026
MNGA|MAGNEGAS CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|26498
MNGA|MAGNEGAS CORPORATION|DBAB|Deutsche Bank Securities Inc.|87968
MNGA|MAGNEGAS CORPORATION|DBAX|Deutsche Bank Securities Inc.|130600
MNGA|MAGNEGAS CORPORATION|EBXL|EBX LLC|145900
MNGA|MAGNEGAS CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|17770
MNGA|MAGNEGAS CORPORATION|EDJO|Edward D. Jones & Co., L.P.|26
MNGA|MAGNEGAS CORPORATION|EGAM|CBOE TRADING, INC.|60410
MNGA|MAGNEGAS CORPORATION|EGAW|CBOE TRADING, INC.|200
MNGA|MAGNEGAS CORPORATION|EGXM|CBOE TRADING, INC.|86983
MNGA|MAGNEGAS CORPORATION|EGXW|CBOE TRADING, INC.|2000
MNGA|MAGNEGAS CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|90500
MNGA|MAGNEGAS CORPORATION|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|6000
MNGA|MAGNEGAS CORPORATION|ETRS|E*Trade Securities LLC|4475095
MNGA|MAGNEGAS CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|452750
MNGA|MAGNEGAS CORPORATION|FILL|Tradestation Securities, Inc.|357031
MNGA|MAGNEGAS CORPORATION|FMAF|NBCN Inc./ CDS|22013
MNGA|MAGNEGAS CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|7051013
MNGA|MAGNEGAS CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|927
MNGA|MAGNEGAS CORPORATION|FTBR|Foliofn Investments, Inc.|300
MNGA|MAGNEGAS CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|19893
MNGA|MAGNEGAS CORPORATION|GLIS|TD Securities Inc|5000
MNGA|MAGNEGAS CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|2200
MNGA|MAGNEGAS CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|14498
MNGA|MAGNEGAS CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|312412
MNGA|MAGNEGAS CORPORATION|HRBF|American Enterprise Investment Services Inc.|48359
MNGA|MAGNEGAS CORPORATION|IATS|INTERACTIVE BROKERS LLC|178821
MNGA|MAGNEGAS CORPORATION|IBKR|Interactive Brokers Llc|2786433
MNGA|MAGNEGAS CORPORATION|ICBX|INSTINET, LLC|24865
MNGA|MAGNEGAS CORPORATION|INCA|INSTINET, LLC|1097523
MNGA|MAGNEGAS CORPORATION|INJX|INSTINET, LLC|225091
MNGA|MAGNEGAS CORPORATION|ITGI|ITG Inc.|74498
MNGA|MAGNEGAS CORPORATION|ITGP|ITG INC.|21400
MNGA|MAGNEGAS CORPORATION|JEFF|JEFFERIES LLC|464842
MNGA|MAGNEGAS CORPORATION|JMPT|JUMP TRADING, LLC|62062
MNGA|MAGNEGAS CORPORATION|JPMX|J.P. Morgan Securities LLC|128126
MNGA|MAGNEGAS CORPORATION|KCGM|VIRTU Americas LLC|97198
MNGA|MAGNEGAS CORPORATION|LEHM|Barclays Capital Inc./Le|338449
MNGA|MAGNEGAS CORPORATION|LIME|Lime Brokerage LLC|11743
MNGA|MAGNEGAS CORPORATION|LSCI|Lek Securities Corporation|24960
MNGA|MAGNEGAS CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MNGA|MAGNEGAS CORPORATION|MAXM|Maxim Group LLC|507876
MNGA|MAGNEGAS CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|4091
MNGA|MAGNEGAS CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|179372
MNGA|MAGNEGAS CORPORATION|MOTF|MOTIF INVESTING, INC.|2
MNGA|MAGNEGAS CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|2098195
MNGA|MAGNEGAS CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|3900
MNGA|MAGNEGAS CORPORATION|NFSC|National Financial Services LLC|2966159
MNGA|MAGNEGAS CORPORATION|NITE|VIRTU Americas LLC|8894227
MNGA|MAGNEGAS CORPORATION|NITP|VIRTU Americas LLC|100
MNGA|MAGNEGAS CORPORATION|NORT|Northland Securities, Inc.|800
MNGA|MAGNEGAS CORPORATION|NQRB|Brut, LLC|28000
MNGA|MAGNEGAS CORPORATION|OPCO|Oppenheimer & Co. Inc.|147966
MNGA|MAGNEGAS CORPORATION|PCPT|PHILLIP CAPITAL INC.|78300
MNGA|MAGNEGAS CORPORATION|PDQM|CODA MARKETS, INC.|694979
MNGA|MAGNEGAS CORPORATION|RAJA|Raymond James & Associates, Inc.|5561
MNGA|MAGNEGAS CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|1947
MNGA|MAGNEGAS CORPORATION|RGLD|Regal Securities, Inc|2732
MNGA|MAGNEGAS CORPORATION|SAGL|SAGETRADER, LLC|1503238
MNGA|MAGNEGAS CORPORATION|SBSH|Citigroup Global Markets Inc.|198519
MNGA|MAGNEGAS CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|61199
MNGA|MAGNEGAS CORPORATION|SPDR|SPEEDROUTE LLC|299094
MNGA|MAGNEGAS CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|15953
MNGA|MAGNEGAS CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1200
MNGA|MAGNEGAS CORPORATION|SWIM|TD Ameritrade, Inc.|3249628
MNGA|MAGNEGAS CORPORATION|SWST|Hilltop Securities Inc.|82670
MNGA|MAGNEGAS CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|65015
MNGA|MAGNEGAS CORPORATION|TWTT|TASTYWORKS, INC.|100
MNGA|MAGNEGAS CORPORATION|UBSA|UBS SECURITIES LLC|588199
MNGA|MAGNEGAS CORPORATION|UBSS|UBS Securities LLC|765463
MNGA|MAGNEGAS CORPORATION|VGRD|Vanguard Marketing Corporation|238701
MNGA|MAGNEGAS CORPORATION|VSIN|Vision Financial Markets Llc|356061
MNGA|MAGNEGAS CORPORATION|WABR|Wall Street Access|5000
MNGA|MAGNEGAS CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|1492214
MNGA|MAGNEGAS CORPORATION|WDCO|Wilson-Davis & Co., Inc.|6666
MNGA|MAGNEGAS CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|105162
MNGA|MAGNEGAS CORPORATION|WGIF|CIBC World Markets Inc.|163734
MNGA|MAGNEGAS CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|227360
MNGA|MAGNEGAS CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
MNGA|MAGNEGAS CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10500
MNI|MCCLATCHY CO HLD|ALTX|Alternet Securities Inc.|400
MNI|MCCLATCHY CO HLD|APCC|Apex Clearing Corporation|8
MNI|MCCLATCHY CO HLD|BATM|CBOE TRADING, INC.|100
MNI|MCCLATCHY CO HLD|BTIG|BTIG, LLC|141389
MNI|MCCLATCHY CO HLD|CANT|Cantor Fitzgerald & Co.|1000
MNI|MCCLATCHY CO HLD|CHAS|Charles Schwab & Co., Inc.|200
MNI|MCCLATCHY CO HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
MNI|MCCLATCHY CO HLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1047
MNI|MCCLATCHY CO HLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1010
MNI|MCCLATCHY CO HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2204
MNI|MCCLATCHY CO HLD|CTDL|Citadel Derivatives Group Llc|10
MNI|MCCLATCHY CO HLD|DBAB|Deutsche Bank Securities Inc.|100
MNI|MCCLATCHY CO HLD|DBAX|Deutsche Bank Securities Inc.|800
MNI|MCCLATCHY CO HLD|EBXL|EBX LLC|100
MNI|MCCLATCHY CO HLD|EDJO|Edward D. Jones & Co., L.P.|406
MNI|MCCLATCHY CO HLD|ETRS|E*Trade Securities LLC|6308
MNI|MCCLATCHY CO HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130
MNI|MCCLATCHY CO HLD|FTBR|Foliofn Investments, Inc.|1
MNI|MCCLATCHY CO HLD|GSCO|GOLDMAN SACHS & CO. LLC|865
MNI|MCCLATCHY CO HLD|GSCS|GOLDMAN SACHS & CO. LLC|1528
MNI|MCCLATCHY CO HLD|GSLT|GOLDMAN SACHS & CO. LLC|100
MNI|MCCLATCHY CO HLD|GTSZ|GTS SECURITIES LLC|120
MNI|MCCLATCHY CO HLD|IATS|INTERACTIVE BROKERS LLC|734
MNI|MCCLATCHY CO HLD|IBKR|Interactive Brokers Llc|17487
MNI|MCCLATCHY CO HLD|INCA|INSTINET, LLC|1363
MNI|MCCLATCHY CO HLD|INJX|INSTINET, LLC|200
MNI|MCCLATCHY CO HLD|ITGI|ITG Inc.|601
MNI|MCCLATCHY CO HLD|JEFF|JEFFERIES LLC|1000
MNI|MCCLATCHY CO HLD|JPMX|J.P. Morgan Securities LLC|200
MNI|MCCLATCHY CO HLD|KCGM|VIRTU Americas LLC|400
MNI|MCCLATCHY CO HLD|LEHM|Barclays Capital Inc./Le|1805
MNI|MCCLATCHY CO HLD|LIME|Lime Brokerage LLC|854
MNI|MCCLATCHY CO HLD|LSCI|Lek Securities Corporation|60
MNI|MCCLATCHY CO HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
MNI|MCCLATCHY CO HLD|MSCO|MORGAN STANLEY & CO. LLC|559
MNI|MCCLATCHY CO HLD|NFSC|National Financial Services LLC|6103
MNI|MCCLATCHY CO HLD|NITE|VIRTU Americas LLC|12543
MNI|MCCLATCHY CO HLD|NQRB|Brut, LLC|300
MNI|MCCLATCHY CO HLD|PDQM|CODA MARKETS, INC.|400
MNI|MCCLATCHY CO HLD|RBCM|RBC CAPITAL MARKETS, LLC|5
MNI|MCCLATCHY CO HLD|SGMT|GOLDMAN SACHS & CO. LLC|1
MNI|MCCLATCHY CO HLD|SPDR|SPEEDROUTE LLC|400
MNI|MCCLATCHY CO HLD|SPTD|MINT GLOBAL MARKETS, INC.|100
MNI|MCCLATCHY CO HLD|STFL|Stifel, Nicolaus & Company, Incorporated|200
MNI|MCCLATCHY CO HLD|SWIM|TD Ameritrade, Inc.|6266
MNI|MCCLATCHY CO HLD|UBSA|UBS SECURITIES LLC|4966
MNI|MCCLATCHY CO HLD|UBSS|UBS Securities LLC|3268
MNI|MCCLATCHY CO HLD|VGRD|Vanguard Marketing Corporation|10
MNI|MCCLATCHY CO HLD|WCHV|WELLS FARGO SECURITIES, LLC|1208
MNI|MCCLATCHY CO HLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
MNK|MALLINCKRODT PLC|ABLE|NATIXIS Securities Americas LLC|212800
MNK|MALLINCKRODT PLC|ADAM|CANACCORD GENUITY INC.|34314
MNK|MALLINCKRODT PLC|AGIS|Aegis Capital Corp.|600
MNK|MALLINCKRODT PLC|ALTX|Alternet Securities Inc.|16652
MNK|MALLINCKRODT PLC|ANOS|ABEL/NOSER, L.L.C.|911
MNK|MALLINCKRODT PLC|APCC|Apex Clearing Corporation|18699
MNK|MALLINCKRODT PLC|BARD|Robert W. Baird & Co. Incorporated|300
MNK|MALLINCKRODT PLC|BATM|CBOE TRADING, INC.|14034
MNK|MALLINCKRODT PLC|BAYC|BAY CREST PARTNERS, LLC|3955
MNK|MALLINCKRODT PLC|BAYT|BTIG, LLC|3600
MNK|MALLINCKRODT PLC|BBNT|BB&T SECURITIES, LLC|101
MNK|MALLINCKRODT PLC|BERN|Sanford C. Bernstein & Co., LLC|341517
MNK|MALLINCKRODT PLC|BIDS|BIDS TRADING L.P.|3400
MNK|MALLINCKRODT PLC|BIMI|Banca IMI Securities Corp.|4477
MNK|MALLINCKRODT PLC|BKCM|BNY Mellon Capital Markets LLC|40977
MNK|MALLINCKRODT PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56610
MNK|MALLINCKRODT PLC|BLKX|INSTINET, LLC|348300
MNK|MALLINCKRODT PLC|BNPX|BNP PARIBAS SECURITIES CORP.|26077
MNK|MALLINCKRODT PLC|BRVL|BLAYLOCK VAN, LLC|100
MNK|MALLINCKRODT PLC|BTIG|BTIG, LLC|88002
MNK|MALLINCKRODT PLC|BYXM|CBOE TRADING, INC.|3130
MNK|MALLINCKRODT PLC|CANT|Cantor Fitzgerald & Co.|12078
MNK|MALLINCKRODT PLC|CBRA|Cobra Trading, Inc.|200
MNK|MALLINCKRODT PLC|CHAS|Charles Schwab & Co., Inc.|11509
MNK|MALLINCKRODT PLC|CIST|Capital Institutional Services, Inc.|53681
MNK|MALLINCKRODT PLC|CMPT|Compass Point Research & Trading, LLC|500
MNK|MALLINCKRODT PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|454986
MNK|MALLINCKRODT PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24982
MNK|MALLINCKRODT PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16375
MNK|MALLINCKRODT PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|855761
MNK|MALLINCKRODT PLC|CTDL|Citadel Derivatives Group Llc|23455
MNK|MALLINCKRODT PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|135672
MNK|MALLINCKRODT PLC|DADA|D.A. Davidson & Co.|62
MNK|MALLINCKRODT PLC|DBAB|Deutsche Bank Securities Inc.|675139
MNK|MALLINCKRODT PLC|DBAX|Deutsche Bank Securities Inc.|520100
MNK|MALLINCKRODT PLC|DBUL|Deutsche Bank Securities Inc.|27200
MNK|MALLINCKRODT PLC|DCHF|Dart Executions, LLC|141803
MNK|MALLINCKRODT PLC|DEAN|MORGAN STANLEY|11774
MNK|MALLINCKRODT PLC|DEGS|RONIN PROFESSIONAL LLC|6100
MNK|MALLINCKRODT PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8700
MNK|MALLINCKRODT PLC|DRWK|DRW SECURITIES, L.L.C.|6914
MNK|MALLINCKRODT PLC|EBXL|EBX LLC|471700
MNK|MALLINCKRODT PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|127851
MNK|MALLINCKRODT PLC|EDJO|Edward D. Jones & Co., L.P.|3882
MNK|MALLINCKRODT PLC|EGAM|CBOE TRADING, INC.|23224
MNK|MALLINCKRODT PLC|EGAW|CBOE TRADING, INC.|200
MNK|MALLINCKRODT PLC|EGMT|EG MARKET TECHNOLOGIES LLC|500
MNK|MALLINCKRODT PLC|EGXM|CBOE TRADING, INC.|16268
MNK|MALLINCKRODT PLC|ELEV|ELEVATION, LLC|19770
MNK|MALLINCKRODT PLC|ETBE|Electronic Transaction Clearing, Inc.|32567
MNK|MALLINCKRODT PLC|ETCB|ETC BROKERAGE SERVICES, LLC|1001
MNK|MALLINCKRODT PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57291
MNK|MALLINCKRODT PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3526
MNK|MALLINCKRODT PLC|ETRS|E*Trade Securities LLC|1288492
MNK|MALLINCKRODT PLC|FBSB|U.S. Bancorp Investments, Inc.|409
MNK|MALLINCKRODT PLC|FILL|Tradestation Securities, Inc.|18150
MNK|MALLINCKRODT PLC|FINX|FINTECH SECURITIES|21
MNK|MALLINCKRODT PLC|FMAF|NBCN Inc./ CDS|58781
MNK|MALLINCKRODT PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18844
MNK|MALLINCKRODT PLC|FQLS|Quantlab Securities LP|1028490
MNK|MALLINCKRODT PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|246542
MNK|MALLINCKRODT PLC|FTBR|Foliofn Investments, Inc.|46679
MNK|MALLINCKRODT PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|55523
MNK|MALLINCKRODT PLC|GLIS|TD Securities Inc|7554
MNK|MALLINCKRODT PLC|GLPX|ACS EXECUTION SERVICES, LLC|55901
MNK|MALLINCKRODT PLC|GSCO|GOLDMAN SACHS & CO. LLC|2246193
MNK|MALLINCKRODT PLC|GSCS|GOLDMAN SACHS & CO. LLC|21196
MNK|MALLINCKRODT PLC|GSLT|GOLDMAN SACHS & CO. LLC|51714
MNK|MALLINCKRODT PLC|GTSZ|GTS SECURITIES LLC|173764
MNK|MALLINCKRODT PLC|HAPX|HAP Trading, LLC|7474
MNK|MALLINCKRODT PLC|HASF|Haywood Securities Inc./CDS|599
MNK|MALLINCKRODT PLC|HRBF|American Enterprise Investment Services Inc.|11734
MNK|MALLINCKRODT PLC|HSBC|HSBC Securities, Inc.|4837
MNK|MALLINCKRODT PLC|IATS|INTERACTIVE BROKERS LLC|54169
MNK|MALLINCKRODT PLC|IBKR|Interactive Brokers Llc|110401
MNK|MALLINCKRODT PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1146
MNK|MALLINCKRODT PLC|ICBX|INSTINET, LLC|130218
MNK|MALLINCKRODT PLC|IEQY|CITADEL SECURITIES LLC|321817
MNK|MALLINCKRODT PLC|INCA|INSTINET, LLC|793116
MNK|MALLINCKRODT PLC|INJX|INSTINET, LLC|29295
MNK|MALLINCKRODT PLC|ITGI|ITG Inc.|62885
MNK|MALLINCKRODT PLC|ITGP|ITG INC.|150200
MNK|MALLINCKRODT PLC|JANY|Janney Montgomery Scott Inc.|5028
MNK|MALLINCKRODT PLC|JEFF|JEFFERIES LLC|198368
MNK|MALLINCKRODT PLC|JMPT|JUMP TRADING, LLC|219753
MNK|MALLINCKRODT PLC|JPBX|J.P. MORGAN SECURITIES LLC|238490
MNK|MALLINCKRODT PLC|JPMX|J.P. Morgan Securities LLC|940821
MNK|MALLINCKRODT PLC|JSJX|JANE STREET CAPITAL LLC|17805
MNK|MALLINCKRODT PLC|JUTA|JUMP TRADING, LLC|1200
MNK|MALLINCKRODT PLC|KCGM|VIRTU Americas LLC|121829
MNK|MALLINCKRODT PLC|KEYB|KEYBANC CAPITAL MARKETS INC.|79464
MNK|MALLINCKRODT PLC|KRSH|Kershner Securities, LLC|2090
MNK|MALLINCKRODT PLC|LEHM|Barclays Capital Inc./Le|1950868
MNK|MALLINCKRODT PLC|LIME|Lime Brokerage LLC|166510
MNK|MALLINCKRODT PLC|LOOP|Loop Capital Markets LLC|18192
MNK|MALLINCKRODT PLC|LQNA|LIQUIDNET, INC.|180100
MNK|MALLINCKRODT PLC|LSCI|Lek Securities Corporation|1292
MNK|MALLINCKRODT PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MNK|MALLINCKRODT PLC|MAVB|Great Point Capital LLC|400
MNK|MALLINCKRODT PLC|MAXM|Maxim Group LLC|4000
MNK|MALLINCKRODT PLC|MBTS|ALLY INVEST SECURITIES LLC|1902
MNK|MALLINCKRODT PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|255468
MNK|MALLINCKRODT PLC|MOTF|MOTIF INVESTING, INC.|6
MNK|MALLINCKRODT PLC|MSCO|MORGAN STANLEY & CO. LLC|2371975
MNK|MALLINCKRODT PLC|MSPL|MORGAN STANLEY & CO. LLC|535400
MNK|MALLINCKRODT PLC|MSTX|MORGAN STANLEY & CO. LLC|798000
MNK|MALLINCKRODT PLC|NATL|National Securities Corporation|230
MNK|MALLINCKRODT PLC|NEUB|NEUBERGER BERMAN BD LLC|98
MNK|MALLINCKRODT PLC|NFSC|National Financial Services LLC|1506689
MNK|MALLINCKRODT PLC|NITE|VIRTU Americas LLC|2691696
MNK|MALLINCKRODT PLC|NITP|VIRTU Americas LLC|2392
MNK|MALLINCKRODT PLC|NQRB|Brut, LLC|26990
MNK|MALLINCKRODT PLC|NTBF|BMO Nesbitt Burns Inc./CDS|3899
MNK|MALLINCKRODT PLC|NTRC|Northern Trust Securities, Inc.|1083
MNK|MALLINCKRODT PLC|OPCO|Oppenheimer & Co. Inc.|25213
MNK|MALLINCKRODT PLC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
MNK|MALLINCKRODT PLC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|100
MNK|MALLINCKRODT PLC|PDQM|CODA MARKETS, INC.|151155
MNK|MALLINCKRODT PLC|PHLY|NASDAQ Execution Services, LLC|20600
MNK|MALLINCKRODT PLC|PWJC|UBS Financial Services, Inc.|7185
MNK|MALLINCKRODT PLC|RBCM|RBC CAPITAL MARKETS, LLC|37829
MNK|MALLINCKRODT PLC|RGLD|Regal Securities, Inc|274
MNK|MALLINCKRODT PLC|SAGL|SAGETRADER, LLC|111451
MNK|MALLINCKRODT PLC|SAGW|SAGETRADER, LLC|3431
MNK|MALLINCKRODT PLC|SBSH|Citigroup Global Markets Inc.|255647
MNK|MALLINCKRODT PLC|SGMT|GOLDMAN SACHS & CO. LLC|333842
MNK|MALLINCKRODT PLC|SPDR|SPEEDROUTE LLC|36241
MNK|MALLINCKRODT PLC|STFL|Stifel, Nicolaus & Company, Incorporated|30225
MNK|MALLINCKRODT PLC|STKP|STOCKPILE INVESTMENTS, INC.|26
MNK|MALLINCKRODT PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10133
MNK|MALLINCKRODT PLC|SWIM|TD Ameritrade, Inc.|852568
MNK|MALLINCKRODT PLC|SWST|Hilltop Securities Inc.|17380
MNK|MALLINCKRODT PLC|TKNG|ALLY INVEST SECURITIES LLC|10219
MNK|MALLINCKRODT PLC|TRBT|Tradebot Systems, Inc.|504774
MNK|MALLINCKRODT PLC|TRCM|TRC MARKETS LLC|400557
MNK|MALLINCKRODT PLC|TWTT|TASTYWORKS, INC.|1510
MNK|MALLINCKRODT PLC|UBSA|UBS SECURITIES LLC|1157073
MNK|MALLINCKRODT PLC|UBSS|UBS Securities LLC|2062252
MNK|MALLINCKRODT PLC|VALX|VIRTU AMERICAS LLC|20325
MNK|MALLINCKRODT PLC|VERT|The Vertical Trading Group, LLC|23573
MNK|MALLINCKRODT PLC|VGRD|Vanguard Marketing Corporation|41125
MNK|MALLINCKRODT PLC|WABR|Wall Street Access|1200
MNK|MALLINCKRODT PLC|WBLR|WILLIAM BLAIR|2040
MNK|MALLINCKRODT PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|7803
MNK|MALLINCKRODT PLC|WCHV|WELLS FARGO SECURITIES, LLC|200003
MNK|MALLINCKRODT PLC|WDNX|WEEDEN & CO.L.P.|11886
MNK|MALLINCKRODT PLC|WEDB|WEDBUSH SECURITIES INC.|35615
MNK|MALLINCKRODT PLC|WEED|Weeden & Co.L.P.|66590
MNK|MALLINCKRODT PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41253
MNK|MALLINCKRODT PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15501
MNK|MALLINCKRODT PLC|WGIF|CIBC World Markets Inc.|21207
MNK|MALLINCKRODT PLC|WHOT|JUST2TRADE, INC.|227
MNK|MALLINCKRODT PLC|WSEA|WOLVERINE SECURITIES, LLC|12161
MNK|MALLINCKRODT PLC|XIST|INSTINET, LLC|256278
MNK|MALLINCKRODT PLC|XPQR|Jump Trading|2242
MNK|MALLINCKRODT PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|186056
MNK|MALLINCKRODT PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|4322
MNK|MALLINCKRODT PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10652
MNKD|MANNKIND CORPORATION|AGIS|Aegis Capital Corp.|2650
MNKD|MANNKIND CORPORATION|ALTX|Alternet Securities Inc.|81039
MNKD|MANNKIND CORPORATION|ANDG|Andrew Garrett Inc.|12500
MNKD|MANNKIND CORPORATION|APCC|Apex Clearing Corporation|84626
MNKD|MANNKIND CORPORATION|BATM|CBOE TRADING, INC.|8745
MNKD|MANNKIND CORPORATION|BAYC|BAY CREST PARTNERS, LLC|5054
MNKD|MANNKIND CORPORATION|BAYT|BTIG, LLC|6400
MNKD|MANNKIND CORPORATION|BBNT|BB&T SECURITIES, LLC|3500
MNKD|MANNKIND CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|695731
MNKD|MANNKIND CORPORATION|BIMI|Banca IMI Securities Corp.|25019
MNKD|MANNKIND CORPORATION|BKCM|BNY Mellon Capital Markets LLC|3669
MNKD|MANNKIND CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63925
MNKD|MANNKIND CORPORATION|BMOC|BMO Capital Markets Corp.|10564
MNKD|MANNKIND CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|11041
MNKD|MANNKIND CORPORATION|BTIG|BTIG, LLC|74954
MNKD|MANNKIND CORPORATION|BYXM|CBOE TRADING, INC.|100
MNKD|MANNKIND CORPORATION|CANT|Cantor Fitzgerald & Co.|12361
MNKD|MANNKIND CORPORATION|CHAS|Charles Schwab & Co., Inc.|39602
MNKD|MANNKIND CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22218
MNKD|MANNKIND CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10300
MNKD|MANNKIND CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|671929
MNKD|MANNKIND CORPORATION|CTDL|Citadel Derivatives Group Llc|63980
MNKD|MANNKIND CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|123878
MNKD|MANNKIND CORPORATION|DADA|D.A. Davidson & Co.|600
MNKD|MANNKIND CORPORATION|DBAB|Deutsche Bank Securities Inc.|1140463
MNKD|MANNKIND CORPORATION|DBAX|Deutsche Bank Securities Inc.|410200
MNKD|MANNKIND CORPORATION|DBUL|Deutsche Bank Securities Inc.|1909
MNKD|MANNKIND CORPORATION|DEAN|MORGAN STANLEY|1921
MNKD|MANNKIND CORPORATION|DEGS|RONIN PROFESSIONAL LLC|38879
MNKD|MANNKIND CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3444729
MNKD|MANNKIND CORPORATION|EBXL|EBX LLC|369800
MNKD|MANNKIND CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|3379
MNKD|MANNKIND CORPORATION|EDJO|Edward D. Jones & Co., L.P.|1152
MNKD|MANNKIND CORPORATION|EGAM|CBOE TRADING, INC.|84302
MNKD|MANNKIND CORPORATION|EGAW|CBOE TRADING, INC.|8000
MNKD|MANNKIND CORPORATION|EGXM|CBOE TRADING, INC.|2960
MNKD|MANNKIND CORPORATION|EGXW|CBOE TRADING, INC.|89
MNKD|MANNKIND CORPORATION|EROP|Eroom Securities L.L.C.|10000
MNKD|MANNKIND CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|43890
MNKD|MANNKIND CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20736
MNKD|MANNKIND CORPORATION|ETRS|E*Trade Securities LLC|1662142
MNKD|MANNKIND CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|751910
MNKD|MANNKIND CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|11086
MNKD|MANNKIND CORPORATION|FILL|Tradestation Securities, Inc.|39892
MNKD|MANNKIND CORPORATION|FINX|FINTECH SECURITIES|130
MNKD|MANNKIND CORPORATION|FMAF|NBCN Inc./ CDS|103162
MNKD|MANNKIND CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|2829786
MNKD|MANNKIND CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186273
MNKD|MANNKIND CORPORATION|FTBR|Foliofn Investments, Inc.|12294
MNKD|MANNKIND CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|64180
MNKD|MANNKIND CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|29925
MNKD|MANNKIND CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|3221978
MNKD|MANNKIND CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|5200
MNKD|MANNKIND CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|21181
MNKD|MANNKIND CORPORATION|GTSZ|GTS SECURITIES LLC|124099
MNKD|MANNKIND CORPORATION|HAPX|HAP Trading, LLC|440
MNKD|MANNKIND CORPORATION|HRBF|American Enterprise Investment Services Inc.|11262
MNKD|MANNKIND CORPORATION|HSBC|HSBC Securities, Inc.|3646
MNKD|MANNKIND CORPORATION|IATS|INTERACTIVE BROKERS LLC|203678
MNKD|MANNKIND CORPORATION|IBKR|Interactive Brokers Llc|624210
MNKD|MANNKIND CORPORATION|ICBX|INSTINET, LLC|159914
MNKD|MANNKIND CORPORATION|IEQY|CITADEL SECURITIES LLC|31219
MNKD|MANNKIND CORPORATION|INCA|INSTINET, LLC|2097769
MNKD|MANNKIND CORPORATION|INJX|INSTINET, LLC|20810
MNKD|MANNKIND CORPORATION|ITGI|ITG Inc.|79342
MNKD|MANNKIND CORPORATION|ITGP|ITG INC.|189000
MNKD|MANNKIND CORPORATION|JANY|Janney Montgomery Scott Inc.|1000
MNKD|MANNKIND CORPORATION|JEFF|JEFFERIES LLC|222443
MNKD|MANNKIND CORPORATION|JMPT|JUMP TRADING, LLC|66075
MNKD|MANNKIND CORPORATION|JONE|JonesTrading|1173185
MNKD|MANNKIND CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|6636
MNKD|MANNKIND CORPORATION|JPMX|J.P. Morgan Securities LLC|622849
MNKD|MANNKIND CORPORATION|JSJX|JANE STREET CAPITAL LLC|189553
MNKD|MANNKIND CORPORATION|KCGM|VIRTU Americas LLC|259476
MNKD|MANNKIND CORPORATION|LEHM|Barclays Capital Inc./Le|3739202
MNKD|MANNKIND CORPORATION|LIME|Lime Brokerage LLC|150206
MNKD|MANNKIND CORPORATION|LMGP|LIME BROKERAGE LLC|338476
MNKD|MANNKIND CORPORATION|LOOP|Loop Capital Markets LLC|47048
MNKD|MANNKIND CORPORATION|LPCM|Lampert Capital Markets Inc.|25000
MNKD|MANNKIND CORPORATION|LQNA|LIQUIDNET, INC.|110200
MNKD|MANNKIND CORPORATION|LSCI|Lek Securities Corporation|610500
MNKD|MANNKIND CORPORATION|MACQ|Macquarie Capital (USA) Inc.|13073
MNKD|MANNKIND CORPORATION|MAXM|Maxim Group LLC|12766
MNKD|MANNKIND CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|535
MNKD|MANNKIND CORPORATION|MICA|Spartan Securities Group, Ltd.|360000
MNKD|MANNKIND CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1045097
MNKD|MANNKIND CORPORATION|MOTF|MOTIF INVESTING, INC.|25
MNKD|MANNKIND CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|7018346
MNKD|MANNKIND CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|632900
MNKD|MANNKIND CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|619400
MNKD|MANNKIND CORPORATION|NFSC|National Financial Services LLC|2145069
MNKD|MANNKIND CORPORATION|NITE|VIRTU Americas LLC|4496176
MNKD|MANNKIND CORPORATION|NITP|VIRTU Americas LLC|127434
MNKD|MANNKIND CORPORATION|NORT|Northland Securities, Inc.|325611
MNKD|MANNKIND CORPORATION|NQRB|Brut, LLC|600
MNKD|MANNKIND CORPORATION|OPCO|Oppenheimer & Co. Inc.|16548
MNKD|MANNKIND CORPORATION|PDQM|CODA MARKETS, INC.|98977
MNKD|MANNKIND CORPORATION|PHLY|NASDAQ Execution Services, LLC|2400
MNKD|MANNKIND CORPORATION|PWJC|UBS Financial Services, Inc.|43
MNKD|MANNKIND CORPORATION|RAJA|Raymond James & Associates, Inc.|78577
MNKD|MANNKIND CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|91854
MNKD|MANNKIND CORPORATION|RGLD|Regal Securities, Inc|160
MNKD|MANNKIND CORPORATION|SAGL|SAGETRADER, LLC|100
MNKD|MANNKIND CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|860
MNKD|MANNKIND CORPORATION|SBSH|Citigroup Global Markets Inc.|631963
MNKD|MANNKIND CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|225433
MNKD|MANNKIND CORPORATION|SPDR|SPEEDROUTE LLC|171613
MNKD|MANNKIND CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|600
MNKD|MANNKIND CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|36
MNKD|MANNKIND CORPORATION|SWIM|TD Ameritrade, Inc.|1312830
MNKD|MANNKIND CORPORATION|SWST|Hilltop Securities Inc.|17010
MNKD|MANNKIND CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|25023
MNKD|MANNKIND CORPORATION|TRCM|TRC MARKETS LLC|114754
MNKD|MANNKIND CORPORATION|TRLN|Tradelink Securities, LLC|28000
MNKD|MANNKIND CORPORATION|TWTT|TASTYWORKS, INC.|50210
MNKD|MANNKIND CORPORATION|UBSA|UBS SECURITIES LLC|1369583
MNKD|MANNKIND CORPORATION|UBSS|UBS Securities LLC|7561263
MNKD|MANNKIND CORPORATION|VALX|VIRTU AMERICAS LLC|116857
MNKD|MANNKIND CORPORATION|VGRD|Vanguard Marketing Corporation|164417
MNKD|MANNKIND CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|448437
MNKD|MANNKIND CORPORATION|WDNX|WEEDEN & CO.L.P.|6592
MNKD|MANNKIND CORPORATION|WEDB|WEDBUSH SECURITIES INC.|123000
MNKD|MANNKIND CORPORATION|WEED|Weeden & Co.L.P.|63210
MNKD|MANNKIND CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9950
MNKD|MANNKIND CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45095
MNKD|MANNKIND CORPORATION|WGIF|CIBC World Markets Inc.|52850
MNKD|MANNKIND CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|68123
MNKD|MANNKIND CORPORATION|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|21500
MNKD|MANNKIND CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|178272
MNKD|MANNKIND CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
MNKD|MANNKIND CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13439
MNLO|MENLO THERAPTC CMN|ALTX|Alternet Securities Inc.|700
MNLO|MENLO THERAPTC CMN|APCC|Apex Clearing Corporation|148
MNLO|MENLO THERAPTC CMN|BATM|CBOE TRADING, INC.|231
MNLO|MENLO THERAPTC CMN|BERN|Sanford C. Bernstein & Co., LLC|492
MNLO|MENLO THERAPTC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
MNLO|MENLO THERAPTC CMN|BMOC|BMO Capital Markets Corp.|1027
MNLO|MENLO THERAPTC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|677
MNLO|MENLO THERAPTC CMN|BRGE|Newbridge Securities Corp.|400
MNLO|MENLO THERAPTC CMN|BTIG|BTIG, LLC|704
MNLO|MENLO THERAPTC CMN|BYXM|CBOE TRADING, INC.|300
MNLO|MENLO THERAPTC CMN|CANT|Cantor Fitzgerald & Co.|89
MNLO|MENLO THERAPTC CMN|CHAS|Charles Schwab & Co., Inc.|1025
MNLO|MENLO THERAPTC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34125
MNLO|MENLO THERAPTC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1902
MNLO|MENLO THERAPTC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29624
MNLO|MENLO THERAPTC CMN|CTDL|Citadel Derivatives Group Llc|44
MNLO|MENLO THERAPTC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1872
MNLO|MENLO THERAPTC CMN|DBAB|Deutsche Bank Securities Inc.|16337
MNLO|MENLO THERAPTC CMN|DBAX|Deutsche Bank Securities Inc.|12600
MNLO|MENLO THERAPTC CMN|DEAN|MORGAN STANLEY|100
MNLO|MENLO THERAPTC CMN|DEGS|RONIN PROFESSIONAL LLC|17139
MNLO|MENLO THERAPTC CMN|EBXL|EBX LLC|25200
MNLO|MENLO THERAPTC CMN|EGAM|CBOE TRADING, INC.|1301
MNLO|MENLO THERAPTC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
MNLO|MENLO THERAPTC CMN|EGXM|CBOE TRADING, INC.|400
MNLO|MENLO THERAPTC CMN|ETBE|Electronic Transaction Clearing, Inc.|1800
MNLO|MENLO THERAPTC CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
MNLO|MENLO THERAPTC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2750
MNLO|MENLO THERAPTC CMN|ETRS|E*Trade Securities LLC|30287
MNLO|MENLO THERAPTC CMN|FBCO|Credit Suisse Securities (USA) LLC|205241
MNLO|MENLO THERAPTC CMN|FMCO|First Manhattan Co|30235
MNLO|MENLO THERAPTC CMN|FOMA|TD AMERITRADE CLEARING, INC.|134413
MNLO|MENLO THERAPTC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44541
MNLO|MENLO THERAPTC CMN|FTBR|Foliofn Investments, Inc.|384
MNLO|MENLO THERAPTC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2010
MNLO|MENLO THERAPTC CMN|GLPX|ACS EXECUTION SERVICES, LLC|3480
MNLO|MENLO THERAPTC CMN|GSCO|GOLDMAN SACHS & CO. LLC|136926
MNLO|MENLO THERAPTC CMN|GSCS|GOLDMAN SACHS & CO. LLC|49564
MNLO|MENLO THERAPTC CMN|GSLT|GOLDMAN SACHS & CO. LLC|10830
MNLO|MENLO THERAPTC CMN|GTSZ|GTS SECURITIES LLC|6966
MNLO|MENLO THERAPTC CMN|IATS|INTERACTIVE BROKERS LLC|629
MNLO|MENLO THERAPTC CMN|IBKR|Interactive Brokers Llc|15120
MNLO|MENLO THERAPTC CMN|ICBX|INSTINET, LLC|4048
MNLO|MENLO THERAPTC CMN|IEQY|CITADEL SECURITIES LLC|9467
MNLO|MENLO THERAPTC CMN|INCA|INSTINET, LLC|31602
MNLO|MENLO THERAPTC CMN|INJX|INSTINET, LLC|5292
MNLO|MENLO THERAPTC CMN|ITGI|ITG Inc.|1587
MNLO|MENLO THERAPTC CMN|ITGP|ITG INC.|10400
MNLO|MENLO THERAPTC CMN|JEFF|JEFFERIES LLC|9353
MNLO|MENLO THERAPTC CMN|JMPT|JUMP TRADING, LLC|1455
MNLO|MENLO THERAPTC CMN|JPBX|J.P. MORGAN SECURITIES LLC|800
MNLO|MENLO THERAPTC CMN|JPMX|J.P. Morgan Securities LLC|77385
MNLO|MENLO THERAPTC CMN|JSJX|JANE STREET CAPITAL LLC|735
MNLO|MENLO THERAPTC CMN|KCGM|VIRTU Americas LLC|5504
MNLO|MENLO THERAPTC CMN|LEHM|Barclays Capital Inc./Le|92726
MNLO|MENLO THERAPTC CMN|LIME|Lime Brokerage LLC|21311
MNLO|MENLO THERAPTC CMN|MAXM|Maxim Group LLC|620
MNLO|MENLO THERAPTC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13800
MNLO|MENLO THERAPTC CMN|MOTF|MOTIF INVESTING, INC.|4
MNLO|MENLO THERAPTC CMN|MSCO|MORGAN STANLEY & CO. LLC|83783
MNLO|MENLO THERAPTC CMN|MSPL|MORGAN STANLEY & CO. LLC|9800
MNLO|MENLO THERAPTC CMN|MSTX|MORGAN STANLEY & CO. LLC|7600
MNLO|MENLO THERAPTC CMN|NFSC|National Financial Services LLC|130729
MNLO|MENLO THERAPTC CMN|NITE|VIRTU Americas LLC|140362
MNLO|MENLO THERAPTC CMN|NQRB|Brut, LLC|824
MNLO|MENLO THERAPTC CMN|PDQM|CODA MARKETS, INC.|8748
MNLO|MENLO THERAPTC CMN|SAGL|SAGETRADER, LLC|800
MNLO|MENLO THERAPTC CMN|SBSH|Citigroup Global Markets Inc.|10728
MNLO|MENLO THERAPTC CMN|SGMT|GOLDMAN SACHS & CO. LLC|11653
MNLO|MENLO THERAPTC CMN|SPDR|SPEEDROUTE LLC|200
MNLO|MENLO THERAPTC CMN|STKP|STOCKPILE INVESTMENTS, INC.|506
MNLO|MENLO THERAPTC CMN|SWIM|TD Ameritrade, Inc.|13594
MNLO|MENLO THERAPTC CMN|TKNG|ALLY INVEST SECURITIES LLC|1900
MNLO|MENLO THERAPTC CMN|TRBT|Tradebot Systems, Inc.|630
MNLO|MENLO THERAPTC CMN|TRCM|TRC MARKETS LLC|7248
MNLO|MENLO THERAPTC CMN|UBSA|UBS SECURITIES LLC|51945
MNLO|MENLO THERAPTC CMN|UBSS|UBS Securities LLC|91553
MNLO|MENLO THERAPTC CMN|VALX|VIRTU AMERICAS LLC|2180
MNLO|MENLO THERAPTC CMN|VGRD|Vanguard Marketing Corporation|1563
MNLO|MENLO THERAPTC CMN|VIEW|VIEWTRADE SECURITIES LLC|1200
MNLO|MENLO THERAPTC CMN|WCHV|WELLS FARGO SECURITIES, LLC|41041
MNLO|MENLO THERAPTC CMN|WGIF|CIBC World Markets Inc.|1900
MNLO|MENLO THERAPTC CMN|WSEA|WOLVERINE SECURITIES, LLC|1017
MNLO|MENLO THERAPTC CMN|XIST|INSTINET, LLC|10600
MNLO|MENLO THERAPTC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4344
MNLO|MENLO THERAPTC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|170
MNOV|MEDICINOVA, INC.|ALTX|Alternet Securities Inc.|200
MNOV|MEDICINOVA, INC.|APCC|Apex Clearing Corporation|5
MNOV|MEDICINOVA, INC.|BATM|CBOE TRADING, INC.|1058
MNOV|MEDICINOVA, INC.|BERN|Sanford C. Bernstein & Co., LLC|1089
MNOV|MEDICINOVA, INC.|BMOC|BMO Capital Markets Corp.|6217
MNOV|MEDICINOVA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2041
MNOV|MEDICINOVA, INC.|BTIG|BTIG, LLC|222
MNOV|MEDICINOVA, INC.|BYXM|CBOE TRADING, INC.|500
MNOV|MEDICINOVA, INC.|CANT|Cantor Fitzgerald & Co.|548
MNOV|MEDICINOVA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54255
MNOV|MEDICINOVA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MNOV|MEDICINOVA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16489
MNOV|MEDICINOVA, INC.|CTDL|Citadel Derivatives Group Llc|7125
MNOV|MEDICINOVA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1658
MNOV|MEDICINOVA, INC.|DBAB|Deutsche Bank Securities Inc.|85562
MNOV|MEDICINOVA, INC.|DBAX|Deutsche Bank Securities Inc.|6100
MNOV|MEDICINOVA, INC.|DEGS|RONIN PROFESSIONAL LLC|3107
MNOV|MEDICINOVA, INC.|EBXL|EBX LLC|21100
MNOV|MEDICINOVA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|298
MNOV|MEDICINOVA, INC.|EGAM|CBOE TRADING, INC.|9000
MNOV|MEDICINOVA, INC.|EGAW|CBOE TRADING, INC.|500
MNOV|MEDICINOVA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1110
MNOV|MEDICINOVA, INC.|EGXM|CBOE TRADING, INC.|1914
MNOV|MEDICINOVA, INC.|ETBE|Electronic Transaction Clearing, Inc.|4643
MNOV|MEDICINOVA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4181
MNOV|MEDICINOVA, INC.|ETRS|E*Trade Securities LLC|14361
MNOV|MEDICINOVA, INC.|FBCO|Credit Suisse Securities (USA) LLC|142545
MNOV|MEDICINOVA, INC.|FILL|Tradestation Securities, Inc.|1640
MNOV|MEDICINOVA, INC.|FMAF|NBCN Inc./ CDS|400
MNOV|MEDICINOVA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|27200
MNOV|MEDICINOVA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18271
MNOV|MEDICINOVA, INC.|FTBR|Foliofn Investments, Inc.|85
MNOV|MEDICINOVA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|11781
MNOV|MEDICINOVA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|4
MNOV|MEDICINOVA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|301938
MNOV|MEDICINOVA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|54699
MNOV|MEDICINOVA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|16137
MNOV|MEDICINOVA, INC.|GTSZ|GTS SECURITIES LLC|12927
MNOV|MEDICINOVA, INC.|IATS|INTERACTIVE BROKERS LLC|2400
MNOV|MEDICINOVA, INC.|IBKR|Interactive Brokers Llc|20588
MNOV|MEDICINOVA, INC.|ICBX|INSTINET, LLC|5500
MNOV|MEDICINOVA, INC.|IEQY|CITADEL SECURITIES LLC|11792
MNOV|MEDICINOVA, INC.|INCA|INSTINET, LLC|105323
MNOV|MEDICINOVA, INC.|INJX|INSTINET, LLC|14861
MNOV|MEDICINOVA, INC.|ITGI|ITG Inc.|3752
MNOV|MEDICINOVA, INC.|ITGP|ITG INC.|8800
MNOV|MEDICINOVA, INC.|JEFF|JEFFERIES LLC|15976
MNOV|MEDICINOVA, INC.|JMPT|JUMP TRADING, LLC|4012
MNOV|MEDICINOVA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2758
MNOV|MEDICINOVA, INC.|JPMX|J.P. Morgan Securities LLC|82966
MNOV|MEDICINOVA, INC.|JSJX|JANE STREET CAPITAL LLC|3301
MNOV|MEDICINOVA, INC.|KCGM|VIRTU Americas LLC|3050
MNOV|MEDICINOVA, INC.|LEHM|Barclays Capital Inc./Le|128727
MNOV|MEDICINOVA, INC.|LIME|Lime Brokerage LLC|62052
MNOV|MEDICINOVA, INC.|LMGP|LIME BROKERAGE LLC|5813
MNOV|MEDICINOVA, INC.|MAXM|Maxim Group LLC|4004
MNOV|MEDICINOVA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48106
MNOV|MEDICINOVA, INC.|MSCO|MORGAN STANLEY & CO. LLC|222310
MNOV|MEDICINOVA, INC.|MSPL|MORGAN STANLEY & CO. LLC|11400
MNOV|MEDICINOVA, INC.|MSTX|MORGAN STANLEY & CO. LLC|1200
MNOV|MEDICINOVA, INC.|NFSC|National Financial Services LLC|19901
MNOV|MEDICINOVA, INC.|NITE|VIRTU Americas LLC|72057
MNOV|MEDICINOVA, INC.|NQRB|Brut, LLC|3591
MNOV|MEDICINOVA, INC.|PDQM|CODA MARKETS, INC.|4
MNOV|MEDICINOVA, INC.|PWJC|UBS Financial Services, Inc.|12115
MNOV|MEDICINOVA, INC.|RAJA|Raymond James & Associates, Inc.|100
MNOV|MEDICINOVA, INC.|SBSH|Citigroup Global Markets Inc.|59494
MNOV|MEDICINOVA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|17047
MNOV|MEDICINOVA, INC.|SPDR|SPEEDROUTE LLC|100
MNOV|MEDICINOVA, INC.|SWIM|TD Ameritrade, Inc.|2377
MNOV|MEDICINOVA, INC.|TKNG|ALLY INVEST SECURITIES LLC|238
MNOV|MEDICINOVA, INC.|TRBT|Tradebot Systems, Inc.|647
MNOV|MEDICINOVA, INC.|TRCM|TRC MARKETS LLC|6237
MNOV|MEDICINOVA, INC.|UBSA|UBS SECURITIES LLC|54502
MNOV|MEDICINOVA, INC.|UBSS|UBS Securities LLC|207082
MNOV|MEDICINOVA, INC.|VALX|VIRTU AMERICAS LLC|2285
MNOV|MEDICINOVA, INC.|VGRD|Vanguard Marketing Corporation|500
MNOV|MEDICINOVA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|12775
MNOV|MEDICINOVA, INC.|WEED|Weeden & Co.L.P.|400
MNOV|MEDICINOVA, INC.|WSEA|WOLVERINE SECURITIES, LLC|320
MNOV|MEDICINOVA, INC.|XIST|INSTINET, LLC|200
MNOV|MEDICINOVA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|500
MNP|WESTERN ASSET MUNICI|ALTX|Alternet Securities Inc.|200
MNP|WESTERN ASSET MUNICI|BARD|Robert W. Baird & Co. Incorporated|3927
MNP|WESTERN ASSET MUNICI|BATM|CBOE TRADING, INC.|22
MNP|WESTERN ASSET MUNICI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
MNP|WESTERN ASSET MUNICI|BTIG|BTIG, LLC|409
MNP|WESTERN ASSET MUNICI|CIST|Capital Institutional Services, Inc.|200
MNP|WESTERN ASSET MUNICI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2130
MNP|WESTERN ASSET MUNICI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MNP|WESTERN ASSET MUNICI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3670
MNP|WESTERN ASSET MUNICI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1680
MNP|WESTERN ASSET MUNICI|DBAX|Deutsche Bank Securities Inc.|2000
MNP|WESTERN ASSET MUNICI|DEAN|MORGAN STANLEY|10
MNP|WESTERN ASSET MUNICI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6025
MNP|WESTERN ASSET MUNICI|EBXL|EBX LLC|9000
MNP|WESTERN ASSET MUNICI|ECUT|CONVERGEX EXECUTION SOLUTIONS|4
MNP|WESTERN ASSET MUNICI|EDJO|Edward D. Jones & Co., L.P.|3588
MNP|WESTERN ASSET MUNICI|ESPO|ESPOSITO SECURITIES, LLC|322
MNP|WESTERN ASSET MUNICI|ETRS|E*Trade Securities LLC|311
MNP|WESTERN ASSET MUNICI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8927
MNP|WESTERN ASSET MUNICI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9660
MNP|WESTERN ASSET MUNICI|FTBR|Foliofn Investments, Inc.|3
MNP|WESTERN ASSET MUNICI|GLPX|ACS EXECUTION SERVICES, LLC|1200
MNP|WESTERN ASSET MUNICI|GSCO|GOLDMAN SACHS & CO. LLC|1151
MNP|WESTERN ASSET MUNICI|GSLT|GOLDMAN SACHS & CO. LLC|475
MNP|WESTERN ASSET MUNICI|GTSZ|GTS SECURITIES LLC|200
MNP|WESTERN ASSET MUNICI|HRBF|American Enterprise Investment Services Inc.|3554
MNP|WESTERN ASSET MUNICI|IATS|INTERACTIVE BROKERS LLC|445
MNP|WESTERN ASSET MUNICI|IBKR|Interactive Brokers Llc|1595
MNP|WESTERN ASSET MUNICI|ICBX|INSTINET, LLC|2400
MNP|WESTERN ASSET MUNICI|INCA|INSTINET, LLC|4441
MNP|WESTERN ASSET MUNICI|ITGI|ITG Inc.|100
MNP|WESTERN ASSET MUNICI|ITGP|ITG INC.|1800
MNP|WESTERN ASSET MUNICI|JANY|Janney Montgomery Scott Inc.|1
MNP|WESTERN ASSET MUNICI|JONE|JonesTrading|1218
MNP|WESTERN ASSET MUNICI|JPMX|J.P. Morgan Securities LLC|4200
MNP|WESTERN ASSET MUNICI|KCGM|VIRTU Americas LLC|2100
MNP|WESTERN ASSET MUNICI|LEHM|Barclays Capital Inc./Le|2600
MNP|WESTERN ASSET MUNICI|LIME|Lime Brokerage LLC|222
MNP|WESTERN ASSET MUNICI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
MNP|WESTERN ASSET MUNICI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3630
MNP|WESTERN ASSET MUNICI|MSCO|MORGAN STANLEY & CO. LLC|4548
MNP|WESTERN ASSET MUNICI|NFSC|National Financial Services LLC|17299
MNP|WESTERN ASSET MUNICI|NITE|VIRTU Americas LLC|51673
MNP|WESTERN ASSET MUNICI|NQRB|Brut, LLC|700
MNP|WESTERN ASSET MUNICI|OPCO|Oppenheimer & Co. Inc.|316
MNP|WESTERN ASSET MUNICI|PDQM|CODA MARKETS, INC.|1400
MNP|WESTERN ASSET MUNICI|PWJC|UBS Financial Services, Inc.|424
MNP|WESTERN ASSET MUNICI|RBCM|RBC CAPITAL MARKETS, LLC|2145
MNP|WESTERN ASSET MUNICI|SBSH|Citigroup Global Markets Inc.|1101
MNP|WESTERN ASSET MUNICI|SGMT|GOLDMAN SACHS & CO. LLC|2000
MNP|WESTERN ASSET MUNICI|STFL|Stifel, Nicolaus & Company, Incorporated|2602
MNP|WESTERN ASSET MUNICI|SWIM|TD Ameritrade, Inc.|2519
MNP|WESTERN ASSET MUNICI|SWST|Hilltop Securities Inc.|200
MNP|WESTERN ASSET MUNICI|TRBT|Tradebot Systems, Inc.|1800
MNP|WESTERN ASSET MUNICI|UBSA|UBS SECURITIES LLC|18966
MNP|WESTERN ASSET MUNICI|UBSS|UBS Securities LLC|23883
MNP|WESTERN ASSET MUNICI|VGRD|Vanguard Marketing Corporation|950
MNP|WESTERN ASSET MUNICI|WCHV|WELLS FARGO SECURITIES, LLC|1883
MNP|WESTERN ASSET MUNICI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3596
MNP|WESTERN ASSET MUNICI|XSTM|NATIONAL FINANCIAL SERVICES LLC|244
MNP|WESTERN ASSET MUNICI|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MNP|WESTERN ASSET MUNICI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1718
MNR|MONMOUTH REAL INV|ALTX|Alternet Securities Inc.|1400
MNR|MONMOUTH REAL INV|APCC|Apex Clearing Corporation|129
MNR|MONMOUTH REAL INV|AQUA|AQUA SECURITIES L.P.|3900
MNR|MONMOUTH REAL INV|BALE|M&T SECURITIES, INC.|615
MNR|MONMOUTH REAL INV|BARD|Robert W. Baird & Co. Incorporated|912
MNR|MONMOUTH REAL INV|BATM|CBOE TRADING, INC.|1991
MNR|MONMOUTH REAL INV|BAYC|BAY CREST PARTNERS, LLC|36
MNR|MONMOUTH REAL INV|BAYT|BTIG, LLC|800
MNR|MONMOUTH REAL INV|BBNT|BB&T SECURITIES, LLC|1
MNR|MONMOUTH REAL INV|BERN|Sanford C. Bernstein & Co., LLC|1043
MNR|MONMOUTH REAL INV|BIDS|BIDS TRADING L.P.|3400
MNR|MONMOUTH REAL INV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1221
MNR|MONMOUTH REAL INV|BNPX|BNP PARIBAS SECURITIES CORP.|11735
MNR|MONMOUTH REAL INV|BTIG|BTIG, LLC|7900
MNR|MONMOUTH REAL INV|BZYD|GOLDMAN SACHS & CO. LLC|5754
MNR|MONMOUTH REAL INV|CHAS|Charles Schwab & Co., Inc.|5
MNR|MONMOUTH REAL INV|CIST|Capital Institutional Services, Inc.|3170
MNR|MONMOUTH REAL INV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33730
MNR|MONMOUTH REAL INV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MNR|MONMOUTH REAL INV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133914
MNR|MONMOUTH REAL INV|CTDL|Citadel Derivatives Group Llc|6769
MNR|MONMOUTH REAL INV|CXCX|CITIGROUP GLOBAL MARKETS INC.|19452
MNR|MONMOUTH REAL INV|DADA|D.A. Davidson & Co.|12468
MNR|MONMOUTH REAL INV|DBAB|Deutsche Bank Securities Inc.|67711
MNR|MONMOUTH REAL INV|DBAX|Deutsche Bank Securities Inc.|41600
MNR|MONMOUTH REAL INV|DEAN|MORGAN STANLEY|606
MNR|MONMOUTH REAL INV|DEGS|RONIN PROFESSIONAL LLC|307
MNR|MONMOUTH REAL INV|EBXL|EBX LLC|25000
MNR|MONMOUTH REAL INV|ECUT|CONVERGEX EXECUTION SOLUTIONS|813
MNR|MONMOUTH REAL INV|EDJO|Edward D. Jones & Co., L.P.|1886
MNR|MONMOUTH REAL INV|EGAM|CBOE TRADING, INC.|2005
MNR|MONMOUTH REAL INV|EGMT|EG MARKET TECHNOLOGIES LLC|200
MNR|MONMOUTH REAL INV|EGXM|CBOE TRADING, INC.|774
MNR|MONMOUTH REAL INV|EGXW|CBOE TRADING, INC.|101
MNR|MONMOUTH REAL INV|ESPO|ESPOSITO SECURITIES, LLC|731
MNR|MONMOUTH REAL INV|ETBE|Electronic Transaction Clearing, Inc.|4698
MNR|MONMOUTH REAL INV|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
MNR|MONMOUTH REAL INV|ETRS|E*Trade Securities LLC|26103
MNR|MONMOUTH REAL INV|FBSB|U.S. Bancorp Investments, Inc.|143
MNR|MONMOUTH REAL INV|FILL|Tradestation Securities, Inc.|3737
MNR|MONMOUTH REAL INV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
MNR|MONMOUTH REAL INV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75467
MNR|MONMOUTH REAL INV|FTBR|Foliofn Investments, Inc.|14536
MNR|MONMOUTH REAL INV|GEBB|GLOBAL EXECUTION BROKERS, LP|300
MNR|MONMOUTH REAL INV|GLPX|ACS EXECUTION SERVICES, LLC|3060
MNR|MONMOUTH REAL INV|GSCO|GOLDMAN SACHS & CO. LLC|128984
MNR|MONMOUTH REAL INV|GSLT|GOLDMAN SACHS & CO. LLC|161
MNR|MONMOUTH REAL INV|GTSZ|GTS SECURITIES LLC|33262
MNR|MONMOUTH REAL INV|HRBF|American Enterprise Investment Services Inc.|6648
MNR|MONMOUTH REAL INV|HSBC|HSBC Securities, Inc.|1505
MNR|MONMOUTH REAL INV|IATS|INTERACTIVE BROKERS LLC|1663
MNR|MONMOUTH REAL INV|IBKR|Interactive Brokers Llc|6076
MNR|MONMOUTH REAL INV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|573
MNR|MONMOUTH REAL INV|ICBX|INSTINET, LLC|26173
MNR|MONMOUTH REAL INV|IEQY|CITADEL SECURITIES LLC|16391
MNR|MONMOUTH REAL INV|INCA|INSTINET, LLC|53620
MNR|MONMOUTH REAL INV|INJX|INSTINET, LLC|100
MNR|MONMOUTH REAL INV|ITGI|ITG Inc.|30684
MNR|MONMOUTH REAL INV|ITGP|ITG INC.|114800
MNR|MONMOUTH REAL INV|JEFF|JEFFERIES LLC|802
MNR|MONMOUTH REAL INV|JMPT|JUMP TRADING, LLC|2130
MNR|MONMOUTH REAL INV|JPBX|J.P. MORGAN SECURITIES LLC|19196
MNR|MONMOUTH REAL INV|JPMX|J.P. Morgan Securities LLC|281288
MNR|MONMOUTH REAL INV|JSJX|JANE STREET CAPITAL LLC|1744
MNR|MONMOUTH REAL INV|KCGM|VIRTU Americas LLC|31016
MNR|MONMOUTH REAL INV|LEHM|Barclays Capital Inc./Le|90066
MNR|MONMOUTH REAL INV|LGNT|COR CLEARING LLC|1
MNR|MONMOUTH REAL INV|LIME|Lime Brokerage LLC|14351
MNR|MONMOUTH REAL INV|LOOP|Loop Capital Markets LLC|2494
MNR|MONMOUTH REAL INV|LQNA|LIQUIDNET, INC.|129800
MNR|MONMOUTH REAL INV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29359
MNR|MONMOUTH REAL INV|MOTF|MOTIF INVESTING, INC.|1
MNR|MONMOUTH REAL INV|MSCO|MORGAN STANLEY & CO. LLC|212171
MNR|MONMOUTH REAL INV|MSPL|MORGAN STANLEY & CO. LLC|161300
MNR|MONMOUTH REAL INV|MSTX|MORGAN STANLEY & CO. LLC|33000
MNR|MONMOUTH REAL INV|NFSC|National Financial Services LLC|160974
MNR|MONMOUTH REAL INV|NITE|VIRTU Americas LLC|195550
MNR|MONMOUTH REAL INV|NQRB|Brut, LLC|400
MNR|MONMOUTH REAL INV|NTRC|Northern Trust Securities, Inc.|2594
MNR|MONMOUTH REAL INV|OPCO|Oppenheimer & Co. Inc.|3912
MNR|MONMOUTH REAL INV|PDQM|CODA MARKETS, INC.|10754
MNR|MONMOUTH REAL INV|PWJC|UBS Financial Services, Inc.|63
MNR|MONMOUTH REAL INV|RBCM|RBC CAPITAL MARKETS, LLC|3061
MNR|MONMOUTH REAL INV|SAGW|SAGETRADER, LLC|613
MNR|MONMOUTH REAL INV|SALI|INTL FCSTONE FINANCIAL INC.|3
MNR|MONMOUTH REAL INV|SBRX|MURIEL SIEBERT & CO INC|13
MNR|MONMOUTH REAL INV|SBSH|Citigroup Global Markets Inc.|78130
MNR|MONMOUTH REAL INV|SEIC|SEI Investments Distribution Co.|300
MNR|MONMOUTH REAL INV|SGMT|GOLDMAN SACHS & CO. LLC|33483
MNR|MONMOUTH REAL INV|SPDR|SPEEDROUTE LLC|1639
MNR|MONMOUTH REAL INV|STFL|Stifel, Nicolaus & Company, Incorporated|5856
MNR|MONMOUTH REAL INV|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6908
MNR|MONMOUTH REAL INV|SWIM|TD Ameritrade, Inc.|602
MNR|MONMOUTH REAL INV|SWST|Hilltop Securities Inc.|2390
MNR|MONMOUTH REAL INV|TKNG|ALLY INVEST SECURITIES LLC|231
MNR|MONMOUTH REAL INV|TRBT|Tradebot Systems, Inc.|36799
MNR|MONMOUTH REAL INV|TRCM|TRC MARKETS LLC|6411
MNR|MONMOUTH REAL INV|UBSA|UBS SECURITIES LLC|154937
MNR|MONMOUTH REAL INV|UBSS|UBS Securities LLC|163706
MNR|MONMOUTH REAL INV|VALX|VIRTU AMERICAS LLC|21783
MNR|MONMOUTH REAL INV|VERT|The Vertical Trading Group, LLC|1571
MNR|MONMOUTH REAL INV|VGRD|Vanguard Marketing Corporation|11520
MNR|MONMOUTH REAL INV|WBLR|WILLIAM BLAIR|1000
MNR|MONMOUTH REAL INV|WCHV|WELLS FARGO SECURITIES, LLC|26810
MNR|MONMOUTH REAL INV|WEDB|WEDBUSH SECURITIES INC.|182
MNR|MONMOUTH REAL INV|WEED|Weeden & Co.L.P.|8186
MNR|MONMOUTH REAL INV|WFPB|Wells Fargo Securities, LLC.|300
MNR|MONMOUTH REAL INV|WGIF|CIBC World Markets Inc.|500
MNR|MONMOUTH REAL INV|WSEA|WOLVERINE SECURITIES, LLC|1114
MNR|MONMOUTH REAL INV|XIST|INSTINET, LLC|1200
MNR|MONMOUTH REAL INV|XSTM|NATIONAL FINANCIAL SERVICES LLC|52164
MNR|MONMOUTH REAL INV|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MNR|MONMOUTH REAL INV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1623
MNR$C|MONMOUTH RE 6.125|BANK|Primevest Financial Services, Inc.|16
MNR$C|MONMOUTH RE 6.125|BBNT|BB&T SECURITIES, LLC|1
MNR$C|MONMOUTH RE 6.125|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1974
MNR$C|MONMOUTH RE 6.125|BYXM|CBOE TRADING, INC.|200
MNR$C|MONMOUTH RE 6.125|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1929
MNR$C|MONMOUTH RE 6.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2127
MNR$C|MONMOUTH RE 6.125|DADA|D.A. Davidson & Co.|4630
MNR$C|MONMOUTH RE 6.125|DBAX|Deutsche Bank Securities Inc.|800
MNR$C|MONMOUTH RE 6.125|DEAN|MORGAN STANLEY|2644
MNR$C|MONMOUTH RE 6.125|EBXL|EBX LLC|1000
MNR$C|MONMOUTH RE 6.125|ETRS|E*Trade Securities LLC|6652
MNR$C|MONMOUTH RE 6.125|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|250
MNR$C|MONMOUTH RE 6.125|GSCO|GOLDMAN SACHS & CO. LLC|3200
MNR$C|MONMOUTH RE 6.125|GTSZ|GTS SECURITIES LLC|100
MNR$C|MONMOUTH RE 6.125|HRBF|American Enterprise Investment Services Inc.|2259
MNR$C|MONMOUTH RE 6.125|IATS|INTERACTIVE BROKERS LLC|10
MNR$C|MONMOUTH RE 6.125|ICBX|INSTINET, LLC|100
MNR$C|MONMOUTH RE 6.125|INCA|INSTINET, LLC|65
MNR$C|MONMOUTH RE 6.125|ITGI|ITG Inc.|5420
MNR$C|MONMOUTH RE 6.125|JANY|Janney Montgomery Scott Inc.|1400
MNR$C|MONMOUTH RE 6.125|KCGM|VIRTU Americas LLC|1425
MNR$C|MONMOUTH RE 6.125|LEHM|Barclays Capital Inc./Le|200
MNR$C|MONMOUTH RE 6.125|LIME|Lime Brokerage LLC|226
MNR$C|MONMOUTH RE 6.125|MAXM|Maxim Group LLC|40
MNR$C|MONMOUTH RE 6.125|MCBT|Moors & Cabot, Inc.|3768
MNR$C|MONMOUTH RE 6.125|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
MNR$C|MONMOUTH RE 6.125|MSCO|MORGAN STANLEY & CO. LLC|1863
MNR$C|MONMOUTH RE 6.125|NFSC|National Financial Services LLC|9173
MNR$C|MONMOUTH RE 6.125|NITE|VIRTU Americas LLC|47156
MNR$C|MONMOUTH RE 6.125|OLDM|OLD MISSION CAPITAL, LLC|940
MNR$C|MONMOUTH RE 6.125|OPCO|Oppenheimer & Co. Inc.|100
MNR$C|MONMOUTH RE 6.125|RBCM|RBC CAPITAL MARKETS, LLC|16619
MNR$C|MONMOUTH RE 6.125|SGMT|GOLDMAN SACHS & CO. LLC|300
MNR$C|MONMOUTH RE 6.125|STFL|Stifel, Nicolaus & Company, Incorporated|95
MNR$C|MONMOUTH RE 6.125|SWIM|TD Ameritrade, Inc.|2400
MNR$C|MONMOUTH RE 6.125|TRBT|Tradebot Systems, Inc.|300
MNR$C|MONMOUTH RE 6.125|UBSA|UBS SECURITIES LLC|1379
MNR$C|MONMOUTH RE 6.125|UBSS|UBS Securities LLC|5242
MNR$C|MONMOUTH RE 6.125|VGRD|Vanguard Marketing Corporation|474
MNR$C|MONMOUTH RE 6.125|WCHV|WELLS FARGO SECURITIES, LLC|38925
MNRO|MONRO, INC.|AGIS|Aegis Capital Corp.|515
MNRO|MONRO, INC.|ALLN|Allen & Company LLC|1451
MNRO|MONRO, INC.|ALTX|Alternet Securities Inc.|1350
MNRO|MONRO, INC.|APCC|Apex Clearing Corporation|32
MNRO|MONRO, INC.|BATM|CBOE TRADING, INC.|2302
MNRO|MONRO, INC.|BAYT|BTIG, LLC|600
MNRO|MONRO, INC.|BBNT|BB&T SECURITIES, LLC|352
MNRO|MONRO, INC.|BERN|Sanford C. Bernstein & Co., LLC|18816
MNRO|MONRO, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27
MNRO|MONRO, INC.|BMOC|BMO Capital Markets Corp.|5796
MNRO|MONRO, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6172
MNRO|MONRO, INC.|BRVL|BLAYLOCK VAN, LLC|700
MNRO|MONRO, INC.|BTIG|BTIG, LLC|5542
MNRO|MONRO, INC.|BYXM|CBOE TRADING, INC.|1269
MNRO|MONRO, INC.|BZYD|GOLDMAN SACHS & CO. LLC|600
MNRO|MONRO, INC.|CHAS|Charles Schwab & Co., Inc.|349
MNRO|MONRO, INC.|CIST|Capital Institutional Services, Inc.|670
MNRO|MONRO, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|213875
MNRO|MONRO, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|696
MNRO|MONRO, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|106
MNRO|MONRO, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65674
MNRO|MONRO, INC.|CTDL|Citadel Derivatives Group Llc|4379
MNRO|MONRO, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15120
MNRO|MONRO, INC.|DADA|D.A. Davidson & Co.|70
MNRO|MONRO, INC.|DBAB|Deutsche Bank Securities Inc.|187438
MNRO|MONRO, INC.|DBAX|Deutsche Bank Securities Inc.|136400
MNRO|MONRO, INC.|DBUL|Deutsche Bank Securities Inc.|1500
MNRO|MONRO, INC.|DEAN|MORGAN STANLEY|914
MNRO|MONRO, INC.|DEGS|RONIN PROFESSIONAL LLC|600
MNRO|MONRO, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18946
MNRO|MONRO, INC.|EBXL|EBX LLC|52200
MNRO|MONRO, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|9951
MNRO|MONRO, INC.|EGAM|CBOE TRADING, INC.|7672
MNRO|MONRO, INC.|EGAW|CBOE TRADING, INC.|21
MNRO|MONRO, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|365
MNRO|MONRO, INC.|EGXM|CBOE TRADING, INC.|2403
MNRO|MONRO, INC.|ETBE|Electronic Transaction Clearing, Inc.|668
MNRO|MONRO, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|12
MNRO|MONRO, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16689
MNRO|MONRO, INC.|ETRS|E*Trade Securities LLC|394
MNRO|MONRO, INC.|FBCO|Credit Suisse Securities (USA) LLC|142071
MNRO|MONRO, INC.|FILL|Tradestation Securities, Inc.|16
MNRO|MONRO, INC.|FOMA|TD AMERITRADE CLEARING, INC.|28026
MNRO|MONRO, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5415
MNRO|MONRO, INC.|FQLS|Quantlab Securities LP|101285
MNRO|MONRO, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51771
MNRO|MONRO, INC.|FTBR|Foliofn Investments, Inc.|82
MNRO|MONRO, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|10020
MNRO|MONRO, INC.|GLPX|ACS EXECUTION SERVICES, LLC|4682
MNRO|MONRO, INC.|GSCO|GOLDMAN SACHS & CO. LLC|254731
MNRO|MONRO, INC.|GSCS|GOLDMAN SACHS & CO. LLC|16700
MNRO|MONRO, INC.|GSLT|GOLDMAN SACHS & CO. LLC|705
MNRO|MONRO, INC.|GTSZ|GTS SECURITIES LLC|3450
MNRO|MONRO, INC.|HRBF|American Enterprise Investment Services Inc.|51
MNRO|MONRO, INC.|IATS|INTERACTIVE BROKERS LLC|1700
MNRO|MONRO, INC.|IBKR|Interactive Brokers Llc|20871
MNRO|MONRO, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|66
MNRO|MONRO, INC.|ICBX|INSTINET, LLC|7113
MNRO|MONRO, INC.|IEQY|CITADEL SECURITIES LLC|54559
MNRO|MONRO, INC.|INCA|INSTINET, LLC|82317
MNRO|MONRO, INC.|INJX|INSTINET, LLC|27558
MNRO|MONRO, INC.|ITGI|ITG Inc.|28206
MNRO|MONRO, INC.|ITGP|ITG INC.|35600
MNRO|MONRO, INC.|JEFF|JEFFERIES LLC|86994
MNRO|MONRO, INC.|JMPT|JUMP TRADING, LLC|16460
MNRO|MONRO, INC.|JONE|JonesTrading|77434
MNRO|MONRO, INC.|JPBX|J.P. MORGAN SECURITIES LLC|15273
MNRO|MONRO, INC.|JPMX|J.P. Morgan Securities LLC|92154
MNRO|MONRO, INC.|JSJX|JANE STREET CAPITAL LLC|3347
MNRO|MONRO, INC.|KCGM|VIRTU Americas LLC|8445
MNRO|MONRO, INC.|KING|C. L. King & Associates, Inc.|600
MNRO|MONRO, INC.|LEER|LEERINK PARTNERS LLC|410
MNRO|MONRO, INC.|LEHM|Barclays Capital Inc./Le|231117
MNRO|MONRO, INC.|LIME|Lime Brokerage LLC|84812
MNRO|MONRO, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|100200
MNRO|MONRO, INC.|MAXM|Maxim Group LLC|3356
MNRO|MONRO, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45753
MNRO|MONRO, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|351
MNRO|MONRO, INC.|MSCO|MORGAN STANLEY & CO. LLC|651421
MNRO|MONRO, INC.|MSPL|MORGAN STANLEY & CO. LLC|133300
MNRO|MONRO, INC.|MSTX|MORGAN STANLEY & CO. LLC|27700
MNRO|MONRO, INC.|NFSC|National Financial Services LLC|7686
MNRO|MONRO, INC.|NITE|VIRTU Americas LLC|69048
MNRO|MONRO, INC.|NITP|VIRTU Americas LLC|1300
MNRO|MONRO, INC.|NQRB|Brut, LLC|7258
MNRO|MONRO, INC.|NTRC|Northern Trust Securities, Inc.|59
MNRO|MONRO, INC.|OPCO|Oppenheimer & Co. Inc.|935
MNRO|MONRO, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2
MNRO|MONRO, INC.|PDQM|CODA MARKETS, INC.|20574
MNRO|MONRO, INC.|PIPR|Piper Jaffray & Co.|2600
MNRO|MONRO, INC.|PWJC|UBS Financial Services, Inc.|500
MNRO|MONRO, INC.|RAJA|Raymond James & Associates, Inc.|1034
MNRO|MONRO, INC.|RBCM|RBC CAPITAL MARKETS, LLC|182
MNRO|MONRO, INC.|SAGL|SAGETRADER, LLC|926
MNRO|MONRO, INC.|SAGW|SAGETRADER, LLC|226
MNRO|MONRO, INC.|SALI|INTL FCSTONE FINANCIAL INC.|42
MNRO|MONRO, INC.|SBSH|Citigroup Global Markets Inc.|123859
MNRO|MONRO, INC.|SGMT|GOLDMAN SACHS & CO. LLC|41763
MNRO|MONRO, INC.|SPDR|SPEEDROUTE LLC|7110
MNRO|MONRO, INC.|SPHN|Stephens Inc.|326
MNRO|MONRO, INC.|SPTD|MINT GLOBAL MARKETS, INC.|900
MNRO|MONRO, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|21632
MNRO|MONRO, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3200
MNRO|MONRO, INC.|SWIM|TD Ameritrade, Inc.|398
MNRO|MONRO, INC.|TAGC|TELSEY ADVISORY GROUP LLC|20000
MNRO|MONRO, INC.|TKNG|ALLY INVEST SECURITIES LLC|150
MNRO|MONRO, INC.|TONC|CUTTONE & CO., LLC|1855
MNRO|MONRO, INC.|TRBT|Tradebot Systems, Inc.|13391
MNRO|MONRO, INC.|TRCM|TRC MARKETS LLC|42119
MNRO|MONRO, INC.|UBSA|UBS SECURITIES LLC|159726
MNRO|MONRO, INC.|UBSS|UBS Securities LLC|285380
MNRO|MONRO, INC.|VALX|VIRTU AMERICAS LLC|7641
MNRO|MONRO, INC.|VGRD|Vanguard Marketing Corporation|422
MNRO|MONRO, INC.|WCHV|WELLS FARGO SECURITIES, LLC|28808
MNRO|MONRO, INC.|WDNX|WEEDEN & CO.L.P.|3000
MNRO|MONRO, INC.|WEDB|WEDBUSH SECURITIES INC.|100
MNRO|MONRO, INC.|WEED|Weeden & Co.L.P.|1767
MNRO|MONRO, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
MNRO|MONRO, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1937
MNRO|MONRO, INC.|WGIF|CIBC World Markets Inc.|200
MNRO|MONRO, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|72
MNRO|MONRO, INC.|WSEA|WOLVERINE SECURITIES, LLC|482
MNRO|MONRO, INC.|XIST|INSTINET, LLC|30802
MNRO|MONRO, INC.|XPQR|Jump Trading|45
MNRO|MONRO, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
MNRO|MONRO, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|362
MNRO|MONRO, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4680
MNST|MONSTER BEVERAGE CP|ABLE|NATIXIS Securities Americas LLC|347878
MNST|MONSTER BEVERAGE CP|ADAM|CANACCORD GENUITY INC.|3297
MNST|MONSTER BEVERAGE CP|AGIS|Aegis Capital Corp.|16855
MNST|MONSTER BEVERAGE CP|ALTX|Alternet Securities Inc.|17406
MNST|MONSTER BEVERAGE CP|ANOS|ABEL/NOSER, L.L.C.|13125
MNST|MONSTER BEVERAGE CP|APCC|Apex Clearing Corporation|12343
MNST|MONSTER BEVERAGE CP|BANK|Primevest Financial Services, Inc.|294
MNST|MONSTER BEVERAGE CP|BARD|Robert W. Baird & Co. Incorporated|12368
MNST|MONSTER BEVERAGE CP|BATM|CBOE TRADING, INC.|21643
MNST|MONSTER BEVERAGE CP|BAYC|BAY CREST PARTNERS, LLC|38030
MNST|MONSTER BEVERAGE CP|BAYT|BTIG, LLC|100
MNST|MONSTER BEVERAGE CP|BBNT|BB&T SECURITIES, LLC|4271
MNST|MONSTER BEVERAGE CP|BERN|Sanford C. Bernstein & Co., LLC|87087
MNST|MONSTER BEVERAGE CP|BIAD|SAGETRADER, LLC|524
MNST|MONSTER BEVERAGE CP|BIDS|BIDS TRADING L.P.|15495
MNST|MONSTER BEVERAGE CP|BIMI|Banca IMI Securities Corp.|536
MNST|MONSTER BEVERAGE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30599
MNST|MONSTER BEVERAGE CP|BLKX|INSTINET, LLC|45900
MNST|MONSTER BEVERAGE CP|BMOC|BMO Capital Markets Corp.|286267
MNST|MONSTER BEVERAGE CP|BNPX|BNP PARIBAS SECURITIES CORP.|904839
MNST|MONSTER BEVERAGE CP|BRGE|Newbridge Securities Corp.|1339
MNST|MONSTER BEVERAGE CP|BTIG|BTIG, LLC|78638
MNST|MONSTER BEVERAGE CP|BYXM|CBOE TRADING, INC.|12994
MNST|MONSTER BEVERAGE CP|BZYD|GOLDMAN SACHS & CO. LLC|1000
MNST|MONSTER BEVERAGE CP|CANT|Cantor Fitzgerald & Co.|4153
MNST|MONSTER BEVERAGE CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|45210
MNST|MONSTER BEVERAGE CP|CHAS|Charles Schwab & Co., Inc.|5654
MNST|MONSTER BEVERAGE CP|CIBP|CIBC World Markets Corp.|551537
MNST|MONSTER BEVERAGE CP|CICF|Canaccord Genuity Corp.|565
MNST|MONSTER BEVERAGE CP|CIOI|CITIGROUP GLOBAL MARKETS INC|98000
MNST|MONSTER BEVERAGE CP|CIST|Capital Institutional Services, Inc.|7637
MNST|MONSTER BEVERAGE CP|CLSA|CLSA AMERICAS, LLC|97200
MNST|MONSTER BEVERAGE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|122834
MNST|MONSTER BEVERAGE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|128
MNST|MONSTER BEVERAGE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7235
MNST|MONSTER BEVERAGE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1308242
MNST|MONSTER BEVERAGE CP|CTDE|CHOICETRADE|1
MNST|MONSTER BEVERAGE CP|CTDL|Citadel Derivatives Group Llc|92221
MNST|MONSTER BEVERAGE CP|CTLR|CUTLER GROUP, LP|5186
MNST|MONSTER BEVERAGE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|46804
MNST|MONSTER BEVERAGE CP|DADA|D.A. Davidson & Co.|1448
MNST|MONSTER BEVERAGE CP|DAVA|Davenport & Company LLC|3975
MNST|MONSTER BEVERAGE CP|DBAB|Deutsche Bank Securities Inc.|2186515
MNST|MONSTER BEVERAGE CP|DBAX|Deutsche Bank Securities Inc.|1042000
MNST|MONSTER BEVERAGE CP|DBUL|Deutsche Bank Securities Inc.|89416
MNST|MONSTER BEVERAGE CP|DCHF|Dart Executions, LLC|3743
MNST|MONSTER BEVERAGE CP|DEAN|MORGAN STANLEY|14658
MNST|MONSTER BEVERAGE CP|DEGS|RONIN PROFESSIONAL LLC|2158
MNST|MONSTER BEVERAGE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|41515
MNST|MONSTER BEVERAGE CP|DRWK|DRW SECURITIES, L.L.C.|95740
MNST|MONSTER BEVERAGE CP|EBXL|EBX LLC|476400
MNST|MONSTER BEVERAGE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|50327
MNST|MONSTER BEVERAGE CP|EDJO|Edward D. Jones & Co., L.P.|3222
MNST|MONSTER BEVERAGE CP|EGAM|CBOE TRADING, INC.|54843
MNST|MONSTER BEVERAGE CP|EGAW|CBOE TRADING, INC.|1532
MNST|MONSTER BEVERAGE CP|EGMT|EG MARKET TECHNOLOGIES LLC|810
MNST|MONSTER BEVERAGE CP|EGXM|CBOE TRADING, INC.|9559
MNST|MONSTER BEVERAGE CP|EGXW|CBOE TRADING, INC.|452
MNST|MONSTER BEVERAGE CP|ETBE|Electronic Transaction Clearing, Inc.|114891
MNST|MONSTER BEVERAGE CP|ETCB|ETC BROKERAGE SERVICES, LLC|6
MNST|MONSTER BEVERAGE CP|ETCC|Electronic Transaction Clearing, Inc.|10467
MNST|MONSTER BEVERAGE CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10390
MNST|MONSTER BEVERAGE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41106
MNST|MONSTER BEVERAGE CP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|206177
MNST|MONSTER BEVERAGE CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
MNST|MONSTER BEVERAGE CP|ETRS|E*Trade Securities LLC|211966
MNST|MONSTER BEVERAGE CP|FBCO|Credit Suisse Securities (USA) LLC|1998065
MNST|MONSTER BEVERAGE CP|FBSB|U.S. Bancorp Investments, Inc.|99
MNST|MONSTER BEVERAGE CP|FILL|Tradestation Securities, Inc.|34496
MNST|MONSTER BEVERAGE CP|FINX|FINTECH SECURITIES|33484
MNST|MONSTER BEVERAGE CP|FMAF|NBCN Inc./ CDS|5281
MNST|MONSTER BEVERAGE CP|FOMA|TD AMERITRADE CLEARING, INC.|310184
MNST|MONSTER BEVERAGE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|92558
MNST|MONSTER BEVERAGE CP|FQLS|Quantlab Securities LP|1431332
MNST|MONSTER BEVERAGE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128985
MNST|MONSTER BEVERAGE CP|FTBR|Foliofn Investments, Inc.|3047
MNST|MONSTER BEVERAGE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|168810
MNST|MONSTER BEVERAGE CP|GELP|RBC CAPITAL MARKETS, LLC|4238
MNST|MONSTER BEVERAGE CP|GLIS|TD Securities Inc|580
MNST|MONSTER BEVERAGE CP|GLPX|ACS EXECUTION SERVICES, LLC|58366
MNST|MONSTER BEVERAGE CP|GSCO|GOLDMAN SACHS & CO. LLC|7308703
MNST|MONSTER BEVERAGE CP|GSCS|GOLDMAN SACHS & CO. LLC|48692
MNST|MONSTER BEVERAGE CP|GSLT|GOLDMAN SACHS & CO. LLC|62396
MNST|MONSTER BEVERAGE CP|GTSZ|GTS SECURITIES LLC|505155
MNST|MONSTER BEVERAGE CP|GUGS|Guggenheim Securities, LLC|15495
MNST|MONSTER BEVERAGE CP|HAPX|HAP Trading, LLC|1060
MNST|MONSTER BEVERAGE CP|HRBF|American Enterprise Investment Services Inc.|9661
MNST|MONSTER BEVERAGE CP|HSBC|HSBC Securities, Inc.|148373
MNST|MONSTER BEVERAGE CP|IATS|INTERACTIVE BROKERS LLC|32311
MNST|MONSTER BEVERAGE CP|IBKR|Interactive Brokers Llc|234598
MNST|MONSTER BEVERAGE CP|IBSJ|Integrity Brokerage Services, Inc.|1050
MNST|MONSTER BEVERAGE CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3601
MNST|MONSTER BEVERAGE CP|ICBX|INSTINET, LLC|191674
MNST|MONSTER BEVERAGE CP|IEQY|CITADEL SECURITIES LLC|621875
MNST|MONSTER BEVERAGE CP|INCA|INSTINET, LLC|2624162
MNST|MONSTER BEVERAGE CP|INJX|INSTINET, LLC|125307
MNST|MONSTER BEVERAGE CP|ITGI|ITG Inc.|323560
MNST|MONSTER BEVERAGE CP|ITGP|ITG INC.|528200
MNST|MONSTER BEVERAGE CP|JANY|Janney Montgomery Scott Inc.|2484
MNST|MONSTER BEVERAGE CP|JEFF|JEFFERIES LLC|883584
MNST|MONSTER BEVERAGE CP|JMPT|JUMP TRADING, LLC|238583
MNST|MONSTER BEVERAGE CP|JPBX|J.P. MORGAN SECURITIES LLC|578218
MNST|MONSTER BEVERAGE CP|JPMX|J.P. Morgan Securities LLC|1392827
MNST|MONSTER BEVERAGE CP|JSJX|JANE STREET CAPITAL LLC|6582
MNST|MONSTER BEVERAGE CP|KCGM|VIRTU Americas LLC|139122
MNST|MONSTER BEVERAGE CP|LEHM|Barclays Capital Inc./Le|4195328
MNST|MONSTER BEVERAGE CP|LIME|Lime Brokerage LLC|487712
MNST|MONSTER BEVERAGE CP|LMGP|LIME BROKERAGE LLC|8523
MNST|MONSTER BEVERAGE CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|208600
MNST|MONSTER BEVERAGE CP|LQNA|LIQUIDNET, INC.|181800
MNST|MONSTER BEVERAGE CP|LSCI|Lek Securities Corporation|961
MNST|MONSTER BEVERAGE CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
MNST|MONSTER BEVERAGE CP|MACC|Mid Atlantic Capital Corporation|11183
MNST|MONSTER BEVERAGE CP|MAXM|Maxim Group LLC|792
MNST|MONSTER BEVERAGE CP|MBTS|ALLY INVEST SECURITIES LLC|27628
MNST|MONSTER BEVERAGE CP|MCMF|Raymond James Ltd. Cds|1000
MNST|MONSTER BEVERAGE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|654169
MNST|MONSTER BEVERAGE CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
MNST|MONSTER BEVERAGE CP|MOTF|MOTIF INVESTING, INC.|52
MNST|MONSTER BEVERAGE CP|MPSG|E D & F Man Capital Markets Inc.|200
MNST|MONSTER BEVERAGE CP|MSCO|MORGAN STANLEY & CO. LLC|12281607
MNST|MONSTER BEVERAGE CP|MSPL|MORGAN STANLEY & CO. LLC|642500
MNST|MONSTER BEVERAGE CP|MSTX|MORGAN STANLEY & CO. LLC|739900
MNST|MONSTER BEVERAGE CP|NATL|National Securities Corporation|6100
MNST|MONSTER BEVERAGE CP|NEED|Needham & Company, LLC|762
MNST|MONSTER BEVERAGE CP|NEUB|NEUBERGER BERMAN BD LLC|10
MNST|MONSTER BEVERAGE CP|NFSC|National Financial Services LLC|470236
MNST|MONSTER BEVERAGE CP|NITE|VIRTU Americas LLC|1400389
MNST|MONSTER BEVERAGE CP|NITP|VIRTU Americas LLC|16113
MNST|MONSTER BEVERAGE CP|NQRB|Brut, LLC|84445
MNST|MONSTER BEVERAGE CP|NTRC|Northern Trust Securities, Inc.|21488
MNST|MONSTER BEVERAGE CP|OHOS|TWO SIGMA SECURITIES, LLC|373500
MNST|MONSTER BEVERAGE CP|OLDM|OLD MISSION CAPITAL, LLC|13970
MNST|MONSTER BEVERAGE CP|OPCO|Oppenheimer & Co. Inc.|15483
MNST|MONSTER BEVERAGE CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|16502
MNST|MONSTER BEVERAGE CP|PCFF|Pacific International Securities Inc./CDS|300
MNST|MONSTER BEVERAGE CP|PCPT|PHILLIP CAPITAL INC.|5400
MNST|MONSTER BEVERAGE CP|PDQM|CODA MARKETS, INC.|190010
MNST|MONSTER BEVERAGE CP|PHLY|NASDAQ Execution Services, LLC|4400
MNST|MONSTER BEVERAGE CP|PICT|Pictet Overseas Inc.|1000
MNST|MONSTER BEVERAGE CP|PIPR|Piper Jaffray & Co.|19599
MNST|MONSTER BEVERAGE CP|PNSR|Penserra Securities, LLC|2900
MNST|MONSTER BEVERAGE CP|PWJC|UBS Financial Services, Inc.|5061
MNST|MONSTER BEVERAGE CP|RAJA|Raymond James & Associates, Inc.|58438
MNST|MONSTER BEVERAGE CP|RBCM|RBC CAPITAL MARKETS, LLC|63165
MNST|MONSTER BEVERAGE CP|RGLD|Regal Securities, Inc|10
MNST|MONSTER BEVERAGE CP|SAGL|SAGETRADER, LLC|167946
MNST|MONSTER BEVERAGE CP|SAGW|SAGETRADER, LLC|2678
MNST|MONSTER BEVERAGE CP|SALI|INTL FCSTONE FINANCIAL INC.|1250
MNST|MONSTER BEVERAGE CP|SBSH|Citigroup Global Markets Inc.|2117389
MNST|MONSTER BEVERAGE CP|SCMC|Scotia Capital Markets (USA) Inc.|100
MNST|MONSTER BEVERAGE CP|SEIC|SEI Investments Distribution Co.|1100
MNST|MONSTER BEVERAGE CP|SGMT|GOLDMAN SACHS & CO. LLC|382580
MNST|MONSTER BEVERAGE CP|SIBO|Prime Executions, Inc.|13400
MNST|MONSTER BEVERAGE CP|SOGO|Wang Investment Associates, Inc.|300
MNST|MONSTER BEVERAGE CP|SPDR|SPEEDROUTE LLC|33752
MNST|MONSTER BEVERAGE CP|SPHN|Stephens Inc.|201
MNST|MONSTER BEVERAGE CP|SPTD|MINT GLOBAL MARKETS, INC.|300
MNST|MONSTER BEVERAGE CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200000
MNST|MONSTER BEVERAGE CP|STFL|Stifel, Nicolaus & Company, Incorporated|78209
MNST|MONSTER BEVERAGE CP|STKP|STOCKPILE INVESTMENTS, INC.|64
MNST|MONSTER BEVERAGE CP|STRS|STRATEGAS RESEARCH PARTNERS|334
MNST|MONSTER BEVERAGE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
MNST|MONSTER BEVERAGE CP|SWIM|TD Ameritrade, Inc.|401449
MNST|MONSTER BEVERAGE CP|SWST|Hilltop Securities Inc.|35901
MNST|MONSTER BEVERAGE CP|TAGC|TELSEY ADVISORY GROUP LLC|1100
MNST|MONSTER BEVERAGE CP|TDSI|TD Securities (USA) LLC|7051
MNST|MONSTER BEVERAGE CP|TKNG|ALLY INVEST SECURITIES LLC|8184
MNST|MONSTER BEVERAGE CP|TRBT|Tradebot Systems, Inc.|907621
MNST|MONSTER BEVERAGE CP|TRCM|TRC MARKETS LLC|872534
MNST|MONSTER BEVERAGE CP|TTUC|CUTTONE & CO., INC.|5148
MNST|MONSTER BEVERAGE CP|TWTT|TASTYWORKS, INC.|788
MNST|MONSTER BEVERAGE CP|UBSA|UBS SECURITIES LLC|1255060
MNST|MONSTER BEVERAGE CP|UBSS|UBS Securities LLC|2234535
MNST|MONSTER BEVERAGE CP|VALX|VIRTU AMERICAS LLC|18248
MNST|MONSTER BEVERAGE CP|VERT|The Vertical Trading Group, LLC|8956
MNST|MONSTER BEVERAGE CP|VGRD|Vanguard Marketing Corporation|18970
MNST|MONSTER BEVERAGE CP|VSIN|Vision Financial Markets Llc|100
MNST|MONSTER BEVERAGE CP|WABR|Wall Street Access|240
MNST|MONSTER BEVERAGE CP|WBLR|WILLIAM BLAIR|508
MNST|MONSTER BEVERAGE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|11742
MNST|MONSTER BEVERAGE CP|WCHV|WELLS FARGO SECURITIES, LLC|865630
MNST|MONSTER BEVERAGE CP|WDNX|WEEDEN & CO.L.P.|12744
MNST|MONSTER BEVERAGE CP|WEDB|WEDBUSH SECURITIES INC.|3400
MNST|MONSTER BEVERAGE CP|WEED|Weeden & Co.L.P.|11412
MNST|MONSTER BEVERAGE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|377463
MNST|MONSTER BEVERAGE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|146021
MNST|MONSTER BEVERAGE CP|WFPB|Wells Fargo Securities, LLC.|3303
MNST|MONSTER BEVERAGE CP|WGIF|CIBC World Markets Inc.|14638
MNST|MONSTER BEVERAGE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3580
MNST|MONSTER BEVERAGE CP|WORD|Worden Capital Management LLC|5867
MNST|MONSTER BEVERAGE CP|WSAG|WALL STREET ACCESS|193
MNST|MONSTER BEVERAGE CP|WSEA|WOLVERINE SECURITIES, LLC|65514
MNST|MONSTER BEVERAGE CP|WTFS|JUST2TRADE, INC.|40
MNST|MONSTER BEVERAGE CP|XIST|INSTINET, LLC|62380
MNST|MONSTER BEVERAGE CP|XPUS|XP SECURITIES, LLC|880
MNST|MONSTER BEVERAGE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|214672
MNST|MONSTER BEVERAGE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3916
MNST|MONSTER BEVERAGE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10265
MNTA|MOMENTA PHARMA|APCC|Apex Clearing Corporation|6
MNTA|MOMENTA PHARMA|AQUA|AQUA SECURITIES L.P.|3000
MNTA|MOMENTA PHARMA|BATM|CBOE TRADING, INC.|100
MNTA|MOMENTA PHARMA|BERN|Sanford C. Bernstein & Co., LLC|8812
MNTA|MOMENTA PHARMA|BIDS|BIDS TRADING L.P.|1000
MNTA|MOMENTA PHARMA|BLKX|INSTINET, LLC|41998
MNTA|MOMENTA PHARMA|BMOC|BMO Capital Markets Corp.|12155
MNTA|MOMENTA PHARMA|BNPX|BNP PARIBAS SECURITIES CORP.|32919
MNTA|MOMENTA PHARMA|BTIG|BTIG, LLC|16033
MNTA|MOMENTA PHARMA|CHAS|Charles Schwab & Co., Inc.|2840
MNTA|MOMENTA PHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8966
MNTA|MOMENTA PHARMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|88
MNTA|MOMENTA PHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71592
MNTA|MOMENTA PHARMA|CTDE|CHOICETRADE|500
MNTA|MOMENTA PHARMA|CTDL|Citadel Derivatives Group Llc|14516
MNTA|MOMENTA PHARMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|27050
MNTA|MOMENTA PHARMA|DBAB|Deutsche Bank Securities Inc.|557315
MNTA|MOMENTA PHARMA|DBAX|Deutsche Bank Securities Inc.|71500
MNTA|MOMENTA PHARMA|DBUL|Deutsche Bank Securities Inc.|2000
MNTA|MOMENTA PHARMA|DEAN|MORGAN STANLEY|753
MNTA|MOMENTA PHARMA|DEGS|RONIN PROFESSIONAL LLC|2136
MNTA|MOMENTA PHARMA|EBXL|EBX LLC|27100
MNTA|MOMENTA PHARMA|ECUT|CONVERGEX EXECUTION SOLUTIONS|65
MNTA|MOMENTA PHARMA|EGAM|CBOE TRADING, INC.|7061
MNTA|MOMENTA PHARMA|EGXM|CBOE TRADING, INC.|200
MNTA|MOMENTA PHARMA|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
MNTA|MOMENTA PHARMA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23859
MNTA|MOMENTA PHARMA|ETRS|E*Trade Securities LLC|32996
MNTA|MOMENTA PHARMA|FBCO|Credit Suisse Securities (USA) LLC|817584
MNTA|MOMENTA PHARMA|FFSI|Firstrade Securities Inc.|200
MNTA|MOMENTA PHARMA|FILL|Tradestation Securities, Inc.|1055
MNTA|MOMENTA PHARMA|FOMA|TD AMERITRADE CLEARING, INC.|34905
MNTA|MOMENTA PHARMA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1904
MNTA|MOMENTA PHARMA|FQLS|Quantlab Securities LP|90958
MNTA|MOMENTA PHARMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11409
MNTA|MOMENTA PHARMA|FTBR|Foliofn Investments, Inc.|2876
MNTA|MOMENTA PHARMA|GEBB|GLOBAL EXECUTION BROKERS, LP|41661
MNTA|MOMENTA PHARMA|GLPX|ACS EXECUTION SERVICES, LLC|234
MNTA|MOMENTA PHARMA|GSCO|GOLDMAN SACHS & CO. LLC|1532654
MNTA|MOMENTA PHARMA|GSCS|GOLDMAN SACHS & CO. LLC|14222
MNTA|MOMENTA PHARMA|GSLT|GOLDMAN SACHS & CO. LLC|750
MNTA|MOMENTA PHARMA|GTSZ|GTS SECURITIES LLC|9915
MNTA|MOMENTA PHARMA|HAPX|HAP Trading, LLC|1812
MNTA|MOMENTA PHARMA|HRBF|American Enterprise Investment Services Inc.|22
MNTA|MOMENTA PHARMA|IBKR|Interactive Brokers Llc|42439
MNTA|MOMENTA PHARMA|ICBX|INSTINET, LLC|7800
MNTA|MOMENTA PHARMA|IEQY|CITADEL SECURITIES LLC|48881
MNTA|MOMENTA PHARMA|INCA|INSTINET, LLC|303958
MNTA|MOMENTA PHARMA|INJX|INSTINET, LLC|18892
MNTA|MOMENTA PHARMA|ITGI|ITG Inc.|22602
MNTA|MOMENTA PHARMA|ITGP|ITG INC.|81800
MNTA|MOMENTA PHARMA|JEFF|JEFFERIES LLC|164845
MNTA|MOMENTA PHARMA|JMPT|JUMP TRADING, LLC|6090
MNTA|MOMENTA PHARMA|JPBX|J.P. MORGAN SECURITIES LLC|51838
MNTA|MOMENTA PHARMA|JPMX|J.P. Morgan Securities LLC|210947
MNTA|MOMENTA PHARMA|KCGM|VIRTU Americas LLC|13092
MNTA|MOMENTA PHARMA|LEER|LEERINK PARTNERS LLC|700
MNTA|MOMENTA PHARMA|LEHM|Barclays Capital Inc./Le|576468
MNTA|MOMENTA PHARMA|LIME|Lime Brokerage LLC|206561
MNTA|MOMENTA PHARMA|LMGP|LIME BROKERAGE LLC|13800
MNTA|MOMENTA PHARMA|LMNX|LUMINEX TRADING & ANALYTICS LLC|26184
MNTA|MOMENTA PHARMA|LOOP|Loop Capital Markets LLC|200
MNTA|MOMENTA PHARMA|LQNA|LIQUIDNET, INC.|6300
MNTA|MOMENTA PHARMA|MACQ|Macquarie Capital (USA) Inc.|10225
MNTA|MOMENTA PHARMA|MAXM|Maxim Group LLC|4934
MNTA|MOMENTA PHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84103
MNTA|MOMENTA PHARMA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|920
MNTA|MOMENTA PHARMA|MSCO|MORGAN STANLEY & CO. LLC|1420956
MNTA|MOMENTA PHARMA|MSPL|MORGAN STANLEY & CO. LLC|36800
MNTA|MOMENTA PHARMA|MSTX|MORGAN STANLEY & CO. LLC|73500
MNTA|MOMENTA PHARMA|NFSC|National Financial Services LLC|38189
MNTA|MOMENTA PHARMA|NITE|VIRTU Americas LLC|111333
MNTA|MOMENTA PHARMA|NITP|VIRTU Americas LLC|3269
MNTA|MOMENTA PHARMA|NQRB|Brut, LLC|2830
MNTA|MOMENTA PHARMA|NTRC|Northern Trust Securities, Inc.|2400
MNTA|MOMENTA PHARMA|PDQM|CODA MARKETS, INC.|11702
MNTA|MOMENTA PHARMA|PHLY|NASDAQ Execution Services, LLC|400
MNTA|MOMENTA PHARMA|RAJA|Raymond James & Associates, Inc.|500
MNTA|MOMENTA PHARMA|RBCM|RBC CAPITAL MARKETS, LLC|1392
MNTA|MOMENTA PHARMA|SAGW|SAGETRADER, LLC|297
MNTA|MOMENTA PHARMA|SBSH|Citigroup Global Markets Inc.|257460
MNTA|MOMENTA PHARMA|SGMT|GOLDMAN SACHS & CO. LLC|47327
MNTA|MOMENTA PHARMA|SPDR|SPEEDROUTE LLC|1000
MNTA|MOMENTA PHARMA|STFL|Stifel, Nicolaus & Company, Incorporated|799
MNTA|MOMENTA PHARMA|SWIM|TD Ameritrade, Inc.|11509
MNTA|MOMENTA PHARMA|SWST|Hilltop Securities Inc.|300
MNTA|MOMENTA PHARMA|TKNG|ALLY INVEST SECURITIES LLC|6407
MNTA|MOMENTA PHARMA|TRBT|Tradebot Systems, Inc.|18967
MNTA|MOMENTA PHARMA|TRCM|TRC MARKETS LLC|42325
MNTA|MOMENTA PHARMA|UBSA|UBS SECURITIES LLC|313880
MNTA|MOMENTA PHARMA|UBSS|UBS Securities LLC|649111
MNTA|MOMENTA PHARMA|VALX|VIRTU AMERICAS LLC|88991
MNTA|MOMENTA PHARMA|VGRD|Vanguard Marketing Corporation|350
MNTA|MOMENTA PHARMA|WBPX|SUMMIT SECURITIES GROUP, LLC|400
MNTA|MOMENTA PHARMA|WCHV|WELLS FARGO SECURITIES, LLC|23622
MNTA|MOMENTA PHARMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3609
MNTA|MOMENTA PHARMA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2153
MNTA|MOMENTA PHARMA|WSAG|WALL STREET ACCESS|517
MNTA|MOMENTA PHARMA|WSEA|WOLVERINE SECURITIES, LLC|1182
MNTA|MOMENTA PHARMA|XIST|INSTINET, LLC|97700
MNTA|MOMENTA PHARMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|6192
MNTA|MOMENTA PHARMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|75
MNTX|MANITEX INTL INC|ALTX|Alternet Securities Inc.|2204
MNTX|MANITEX INTL INC|APCC|Apex Clearing Corporation|6365
MNTX|MANITEX INTL INC|BATM|CBOE TRADING, INC.|1499
MNTX|MANITEX INTL INC|BAYC|BAY CREST PARTNERS, LLC|4138
MNTX|MANITEX INTL INC|BERN|Sanford C. Bernstein & Co., LLC|3651
MNTX|MANITEX INTL INC|BLKX|INSTINET, LLC|60000
MNTX|MANITEX INTL INC|BMOC|BMO Capital Markets Corp.|1097
MNTX|MANITEX INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|1402
MNTX|MANITEX INTL INC|BTIG|BTIG, LLC|1064
MNTX|MANITEX INTL INC|BYXM|CBOE TRADING, INC.|489
MNTX|MANITEX INTL INC|CANT|Cantor Fitzgerald & Co.|171
MNTX|MANITEX INTL INC|CIST|Capital Institutional Services, Inc.|1251
MNTX|MANITEX INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4900
MNTX|MANITEX INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7426
MNTX|MANITEX INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|480
MNTX|MANITEX INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53451
MNTX|MANITEX INTL INC|CTDL|Citadel Derivatives Group Llc|3915
MNTX|MANITEX INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3330
MNTX|MANITEX INTL INC|DBAB|Deutsche Bank Securities Inc.|175318
MNTX|MANITEX INTL INC|DBAX|Deutsche Bank Securities Inc.|20300
MNTX|MANITEX INTL INC|DEAN|MORGAN STANLEY|200
MNTX|MANITEX INTL INC|DEGS|RONIN PROFESSIONAL LLC|14536
MNTX|MANITEX INTL INC|DRWK|DRW SECURITIES, L.L.C.|1356
MNTX|MANITEX INTL INC|EBXL|EBX LLC|17200
MNTX|MANITEX INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|390
MNTX|MANITEX INTL INC|EDJO|Edward D. Jones & Co., L.P.|1193
MNTX|MANITEX INTL INC|EGAM|CBOE TRADING, INC.|600
MNTX|MANITEX INTL INC|EGXM|CBOE TRADING, INC.|203
MNTX|MANITEX INTL INC|ETBE|Electronic Transaction Clearing, Inc.|15643
MNTX|MANITEX INTL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|616
MNTX|MANITEX INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1622
MNTX|MANITEX INTL INC|ETRS|E*Trade Securities LLC|7345
MNTX|MANITEX INTL INC|FBCO|Credit Suisse Securities (USA) LLC|104232
MNTX|MANITEX INTL INC|FILL|Tradestation Securities, Inc.|5520
MNTX|MANITEX INTL INC|FMAF|NBCN Inc./ CDS|200
MNTX|MANITEX INTL INC|FOMA|TD AMERITRADE CLEARING, INC.|96294
MNTX|MANITEX INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24752
MNTX|MANITEX INTL INC|FTBR|Foliofn Investments, Inc.|4378
MNTX|MANITEX INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2964
MNTX|MANITEX INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|3119
MNTX|MANITEX INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|620348
MNTX|MANITEX INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|9350
MNTX|MANITEX INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|500
MNTX|MANITEX INTL INC|GTSZ|GTS SECURITIES LLC|28081
MNTX|MANITEX INTL INC|HRBF|American Enterprise Investment Services Inc.|510
MNTX|MANITEX INTL INC|HSBC|HSBC Securities, Inc.|376
MNTX|MANITEX INTL INC|IATS|INTERACTIVE BROKERS LLC|8513
MNTX|MANITEX INTL INC|IBKR|Interactive Brokers Llc|63935
MNTX|MANITEX INTL INC|ICBX|INSTINET, LLC|3700
MNTX|MANITEX INTL INC|IEQY|CITADEL SECURITIES LLC|2507
MNTX|MANITEX INTL INC|INCA|INSTINET, LLC|65597
MNTX|MANITEX INTL INC|INJX|INSTINET, LLC|2727
MNTX|MANITEX INTL INC|ITGI|ITG Inc.|67104
MNTX|MANITEX INTL INC|ITGP|ITG INC.|17400
MNTX|MANITEX INTL INC|JEFF|JEFFERIES LLC|20441
MNTX|MANITEX INTL INC|JMPT|JUMP TRADING, LLC|2175
MNTX|MANITEX INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|3300
MNTX|MANITEX INTL INC|JPMX|J.P. Morgan Securities LLC|40459
MNTX|MANITEX INTL INC|JSJX|JANE STREET CAPITAL LLC|1660
MNTX|MANITEX INTL INC|KCGM|VIRTU Americas LLC|6406
MNTX|MANITEX INTL INC|LEHM|Barclays Capital Inc./Le|277661
MNTX|MANITEX INTL INC|LIME|Lime Brokerage LLC|70905
MNTX|MANITEX INTL INC|LIWE|LIME BROKERAGE LLC|400
MNTX|MANITEX INTL INC|LMGP|LIME BROKERAGE LLC|58418
MNTX|MANITEX INTL INC|LOOP|Loop Capital Markets LLC|2156
MNTX|MANITEX INTL INC|LSCI|Lek Securities Corporation|917
MNTX|MANITEX INTL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MNTX|MANITEX INTL INC|MAXM|Maxim Group LLC|1098
MNTX|MANITEX INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16664
MNTX|MANITEX INTL INC|MSCO|MORGAN STANLEY & CO. LLC|904634
MNTX|MANITEX INTL INC|MSPL|MORGAN STANLEY & CO. LLC|27400
MNTX|MANITEX INTL INC|MSTX|MORGAN STANLEY & CO. LLC|10500
MNTX|MANITEX INTL INC|NFSC|National Financial Services LLC|64953
MNTX|MANITEX INTL INC|NITE|VIRTU Americas LLC|154200
MNTX|MANITEX INTL INC|NITP|VIRTU Americas LLC|2100
MNTX|MANITEX INTL INC|NQRB|Brut, LLC|675
MNTX|MANITEX INTL INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|750
MNTX|MANITEX INTL INC|PDQM|CODA MARKETS, INC.|5426
MNTX|MANITEX INTL INC|RAJA|Raymond James & Associates, Inc.|8553
MNTX|MANITEX INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|4000
MNTX|MANITEX INTL INC|SAGL|SAGETRADER, LLC|600
MNTX|MANITEX INTL INC|SBSH|Citigroup Global Markets Inc.|64666
MNTX|MANITEX INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|8819
MNTX|MANITEX INTL INC|SPDR|SPEEDROUTE LLC|2994
MNTX|MANITEX INTL INC|SPTD|MINT GLOBAL MARKETS, INC.|54687
MNTX|MANITEX INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|500
MNTX|MANITEX INTL INC|SWIM|TD Ameritrade, Inc.|49613
MNTX|MANITEX INTL INC|TKNG|ALLY INVEST SECURITIES LLC|130
MNTX|MANITEX INTL INC|TRBT|Tradebot Systems, Inc.|16835
MNTX|MANITEX INTL INC|TRCM|TRC MARKETS LLC|41653
MNTX|MANITEX INTL INC|UBSS|UBS Securities LLC|469918
MNTX|MANITEX INTL INC|VALX|VIRTU AMERICAS LLC|7262
MNTX|MANITEX INTL INC|VGRD|Vanguard Marketing Corporation|1122
MNTX|MANITEX INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|16098
MNTX|MANITEX INTL INC|WDNX|WEEDEN & CO.L.P.|1886
MNTX|MANITEX INTL INC|WEDB|WEDBUSH SECURITIES INC.|1557
MNTX|MANITEX INTL INC|WEED|Weeden & Co.L.P.|60
MNTX|MANITEX INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23921
MNTX|MANITEX INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|363
MNTX|MANITEX INTL INC|WGIF|CIBC World Markets Inc.|153
MNTX|MANITEX INTL INC|WSEA|WOLVERINE SECURITIES, LLC|1102
MNTX|MANITEX INTL INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1473
MNTX|MANITEX INTL INC|XIST|INSTINET, LLC|400
MNTX|MANITEX INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
MNTX|MANITEX INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MO|ALTRIA GROUP INC|ABLE|NATIXIS Securities Americas LLC|92949
MO|ALTRIA GROUP INC|AGIS|Aegis Capital Corp.|54239
MO|ALTRIA GROUP INC|ALTX|Alternet Securities Inc.|65669
MO|ALTRIA GROUP INC|ANOS|ABEL/NOSER, L.L.C.|29568
MO|ALTRIA GROUP INC|APCC|Apex Clearing Corporation|14321
MO|ALTRIA GROUP INC|ATPA|COWEN PRIME SERVICES LLC|9400
MO|ALTRIA GROUP INC|BALE|M&T SECURITIES, INC.|2004
MO|ALTRIA GROUP INC|BANK|Primevest Financial Services, Inc.|5519
MO|ALTRIA GROUP INC|BARD|Robert W. Baird & Co. Incorporated|64211
MO|ALTRIA GROUP INC|BATM|CBOE TRADING, INC.|41626
MO|ALTRIA GROUP INC|BAYC|BAY CREST PARTNERS, LLC|5661
MO|ALTRIA GROUP INC|BAYT|BTIG, LLC|17800
MO|ALTRIA GROUP INC|BBNT|BB&T SECURITIES, LLC|49753
MO|ALTRIA GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|1036452
MO|ALTRIA GROUP INC|BGCE|BGC Financial Inc.|5600
MO|ALTRIA GROUP INC|BIAD|SAGETRADER, LLC|1563
MO|ALTRIA GROUP INC|BIDS|BIDS TRADING L.P.|97200
MO|ALTRIA GROUP INC|BIMI|Banca IMI Securities Corp.|1187
MO|ALTRIA GROUP INC|BKCM|BNY Mellon Capital Markets LLC|605
MO|ALTRIA GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|190116
MO|ALTRIA GROUP INC|BLKX|INSTINET, LLC|221375
MO|ALTRIA GROUP INC|BNCH|The Benchmark Company, LLC|30692
MO|ALTRIA GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|725554
MO|ALTRIA GROUP INC|BRGE|Newbridge Securities Corp.|350
MO|ALTRIA GROUP INC|BTIG|BTIG, LLC|169878
MO|ALTRIA GROUP INC|BYXM|CBOE TRADING, INC.|13212
MO|ALTRIA GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|1100
MO|ALTRIA GROUP INC|CABR|Cabrera Capital Markets, Inc.|25
MO|ALTRIA GROUP INC|CANT|Cantor Fitzgerald & Co.|52702
MO|ALTRIA GROUP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|16384
MO|ALTRIA GROUP INC|CHAS|Charles Schwab & Co., Inc.|52619
MO|ALTRIA GROUP INC|CIBP|CIBC World Markets Corp.|125216
MO|ALTRIA GROUP INC|CICF|Canaccord Genuity Corp.|45
MO|ALTRIA GROUP INC|CIST|Capital Institutional Services, Inc.|28592
MO|ALTRIA GROUP INC|CLSA|CLSA AMERICAS, LLC|50300
MO|ALTRIA GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|730331
MO|ALTRIA GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|723
MO|ALTRIA GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11619
MO|ALTRIA GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1983148
MO|ALTRIA GROUP INC|CTDL|Citadel Derivatives Group Llc|77892
MO|ALTRIA GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|339152
MO|ALTRIA GROUP INC|DADA|D.A. Davidson & Co.|35102
MO|ALTRIA GROUP INC|DAVA|Davenport & Company LLC|29403
MO|ALTRIA GROUP INC|DBAB|Deutsche Bank Securities Inc.|1956742
MO|ALTRIA GROUP INC|DBAX|Deutsche Bank Securities Inc.|1855400
MO|ALTRIA GROUP INC|DBUL|Deutsche Bank Securities Inc.|38974
MO|ALTRIA GROUP INC|DCHF|Dart Executions, LLC|18686
MO|ALTRIA GROUP INC|DEAN|MORGAN STANLEY|141741
MO|ALTRIA GROUP INC|DEGS|RONIN PROFESSIONAL LLC|1000
MO|ALTRIA GROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|45416
MO|ALTRIA GROUP INC|DRWK|DRW SECURITIES, L.L.C.|11919
MO|ALTRIA GROUP INC|EBXL|EBX LLC|1327800
MO|ALTRIA GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|90591
MO|ALTRIA GROUP INC|EDJC|Edward Jones / CDS|1842
MO|ALTRIA GROUP INC|EDJO|Edward D. Jones & Co., L.P.|304203
MO|ALTRIA GROUP INC|EGAM|CBOE TRADING, INC.|59485
MO|ALTRIA GROUP INC|EGAW|CBOE TRADING, INC.|721
MO|ALTRIA GROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|1100
MO|ALTRIA GROUP INC|EGXM|CBOE TRADING, INC.|25306
MO|ALTRIA GROUP INC|EGXW|CBOE TRADING, INC.|515
MO|ALTRIA GROUP INC|EROP|Eroom Securities L.L.C.|2750
MO|ALTRIA GROUP INC|ESPO|ESPOSITO SECURITIES, LLC|64509
MO|ALTRIA GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|95718
MO|ALTRIA GROUP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
MO|ALTRIA GROUP INC|ETCC|Electronic Transaction Clearing, Inc.|1789
MO|ALTRIA GROUP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
MO|ALTRIA GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16792
MO|ALTRIA GROUP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MO|ALTRIA GROUP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4831
MO|ALTRIA GROUP INC|ETRS|E*Trade Securities LLC|885671
MO|ALTRIA GROUP INC|EVRS|E1 ASSET MANAGEMENT, INC.|450
MO|ALTRIA GROUP INC|FBSB|U.S. Bancorp Investments, Inc.|5540
MO|ALTRIA GROUP INC|FFSI|Firstrade Securities Inc.|200
MO|ALTRIA GROUP INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1552
MO|ALTRIA GROUP INC|FILL|Tradestation Securities, Inc.|45324
MO|ALTRIA GROUP INC|FINX|FINTECH SECURITIES|16481
MO|ALTRIA GROUP INC|FMAF|NBCN Inc./ CDS|14155
MO|ALTRIA GROUP INC|FMCO|First Manhattan Co|1290
MO|ALTRIA GROUP INC|FORD|Fordham Financial Management, Inc.|150
MO|ALTRIA GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|26315
MO|ALTRIA GROUP INC|FQLS|Quantlab Securities LP|2044509
MO|ALTRIA GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|318225
MO|ALTRIA GROUP INC|FTBR|Foliofn Investments, Inc.|14371
MO|ALTRIA GROUP INC|GBMT|GBM International, Inc.|13721
MO|ALTRIA GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|27430
MO|ALTRIA GROUP INC|GLIS|TD Securities Inc|15876
MO|ALTRIA GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|86784
MO|ALTRIA GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|4943646
MO|ALTRIA GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|82516
MO|ALTRIA GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|44717
MO|ALTRIA GROUP INC|GTSZ|GTS SECURITIES LLC|1069148
MO|ALTRIA GROUP INC|HAPX|HAP Trading, LLC|1152
MO|ALTRIA GROUP INC|HASF|Haywood Securities Inc./CDS|150
MO|ALTRIA GROUP INC|HRBF|American Enterprise Investment Services Inc.|793300
MO|ALTRIA GROUP INC|HSBC|HSBC Securities, Inc.|52429
MO|ALTRIA GROUP INC|IATS|INTERACTIVE BROKERS LLC|45922
MO|ALTRIA GROUP INC|IBKR|Interactive Brokers Llc|99697
MO|ALTRIA GROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13231
MO|ALTRIA GROUP INC|ICBX|INSTINET, LLC|431769
MO|ALTRIA GROUP INC|IEQY|CITADEL SECURITIES LLC|351953
MO|ALTRIA GROUP INC|INCA|INSTINET, LLC|1578476
MO|ALTRIA GROUP INC|INJX|INSTINET, LLC|21844
MO|ALTRIA GROUP INC|INTL|INTL FCSTONE FINANCIAL INC.|593
MO|ALTRIA GROUP INC|ITGI|ITG Inc.|396975
MO|ALTRIA GROUP INC|ITGP|ITG INC.|700000
MO|ALTRIA GROUP INC|JANY|Janney Montgomery Scott Inc.|73429
MO|ALTRIA GROUP INC|JEFF|JEFFERIES LLC|802511
MO|ALTRIA GROUP INC|JMPT|JUMP TRADING, LLC|485633
MO|ALTRIA GROUP INC|JONE|JonesTrading|2250
MO|ALTRIA GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|619426
MO|ALTRIA GROUP INC|JPMX|J.P. Morgan Securities LLC|2738372
MO|ALTRIA GROUP INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|250
MO|ALTRIA GROUP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|29057
MO|ALTRIA GROUP INC|JSJX|JANE STREET CAPITAL LLC|27027
MO|ALTRIA GROUP INC|JUTA|JUMP TRADING, LLC|800
MO|ALTRIA GROUP INC|KCGM|VIRTU Americas LLC|268207
MO|ALTRIA GROUP INC|KEYB|KEYBANC CAPITAL MARKETS INC.|100000
MO|ALTRIA GROUP INC|LBKI|Libucki & Co., LLC|39200
MO|ALTRIA GROUP INC|LEHM|Barclays Capital Inc./Le|3104948
MO|ALTRIA GROUP INC|LGNT|COR CLEARING LLC|50
MO|ALTRIA GROUP INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|7
MO|ALTRIA GROUP INC|LIME|Lime Brokerage LLC|87511
MO|ALTRIA GROUP INC|LMGP|LIME BROKERAGE LLC|10000
MO|ALTRIA GROUP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|3782206
MO|ALTRIA GROUP INC|LOOP|Loop Capital Markets LLC|32000
MO|ALTRIA GROUP INC|LQNA|LIQUIDNET, INC.|425400
MO|ALTRIA GROUP INC|LSCI|Lek Securities Corporation|69737
MO|ALTRIA GROUP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
MO|ALTRIA GROUP INC|MACC|Mid Atlantic Capital Corporation|5849
MO|ALTRIA GROUP INC|MACQ|Macquarie Capital (USA) Inc.|14448
MO|ALTRIA GROUP INC|MAXM|Maxim Group LLC|6816
MO|ALTRIA GROUP INC|MBTS|ALLY INVEST SECURITIES LLC|1325
MO|ALTRIA GROUP INC|MCMF|Raymond James Ltd. Cds|5638
MO|ALTRIA GROUP INC|MKMP|MKM Partners LLC|223800
MO|ALTRIA GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|935936
MO|ALTRIA GROUP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4534
MO|ALTRIA GROUP INC|MOTF|MOTIF INVESTING, INC.|79
MO|ALTRIA GROUP INC|MPSG|E D & F Man Capital Markets Inc.|7695
MO|ALTRIA GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|9481367
MO|ALTRIA GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|1833300
MO|ALTRIA GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|1039100
MO|ALTRIA GROUP INC|NATL|National Securities Corporation|4840
MO|ALTRIA GROUP INC|NBCS|NBC Securities, INC.|431
MO|ALTRIA GROUP INC|NEUB|NEUBERGER BERMAN BD LLC|255
MO|ALTRIA GROUP INC|NFSC|National Financial Services LLC|2838336
MO|ALTRIA GROUP INC|NITE|VIRTU Americas LLC|5488475
MO|ALTRIA GROUP INC|NITP|VIRTU Americas LLC|3378
MO|ALTRIA GROUP INC|NMRA|Nomura Securities International, Inc.|900
MO|ALTRIA GROUP INC|NQRB|Brut, LLC|64475
MO|ALTRIA GROUP INC|NTBF|BMO Nesbitt Burns Inc./CDS|4429
MO|ALTRIA GROUP INC|NTRC|Northern Trust Securities, Inc.|68772
MO|ALTRIA GROUP INC|OHOS|TWO SIGMA SECURITIES, LLC|425164
MO|ALTRIA GROUP INC|OPCO|Oppenheimer & Co. Inc.|52163
MO|ALTRIA GROUP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|434
MO|ALTRIA GROUP INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|16333
MO|ALTRIA GROUP INC|PCPT|PHILLIP CAPITAL INC.|100
MO|ALTRIA GROUP INC|PDQM|CODA MARKETS, INC.|126206
MO|ALTRIA GROUP INC|PHLY|NASDAQ Execution Services, LLC|74088
MO|ALTRIA GROUP INC|PICT|Pictet Overseas Inc.|2510
MO|ALTRIA GROUP INC|PIPR|Piper Jaffray & Co.|6990
MO|ALTRIA GROUP INC|PREC|PRECISION SECURITIES, LLC|3200
MO|ALTRIA GROUP INC|PWJC|UBS Financial Services, Inc.|112273
MO|ALTRIA GROUP INC|QMSR|QUATTRO M SECURITIES INC.|4588
MO|ALTRIA GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|223659
MO|ALTRIA GROUP INC|RGLD|Regal Securities, Inc|115
MO|ALTRIA GROUP INC|SAGL|SAGETRADER, LLC|68218
MO|ALTRIA GROUP INC|SAGW|SAGETRADER, LLC|2125
MO|ALTRIA GROUP INC|SALI|INTL FCSTONE FINANCIAL INC.|9289
MO|ALTRIA GROUP INC|SBRX|MURIEL SIEBERT & CO INC|955
MO|ALTRIA GROUP INC|SBSH|Citigroup Global Markets Inc.|1256044
MO|ALTRIA GROUP INC|SEDS|SPENCER EDWARDS, INC.|100
MO|ALTRIA GROUP INC|SEIC|SEI Investments Distribution Co.|21128
MO|ALTRIA GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|850772
MO|ALTRIA GROUP INC|SIBO|Prime Executions, Inc.|11785
MO|ALTRIA GROUP INC|SJLS|TRADE INFORMATICS LLC|400
MO|ALTRIA GROUP INC|SPDR|SPEEDROUTE LLC|155212
MO|ALTRIA GROUP INC|SPHN|Stephens Inc.|6155
MO|ALTRIA GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|185548
MO|ALTRIA GROUP INC|STKP|STOCKPILE INVESTMENTS, INC.|114
MO|ALTRIA GROUP INC|STTT|STATETRUST INVESTMENTS INC.|25959
MO|ALTRIA GROUP INC|STXG|Stockcross Financial Services, Inc.|97
MO|ALTRIA GROUP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|28491
MO|ALTRIA GROUP INC|SWIM|TD Ameritrade, Inc.|358232
MO|ALTRIA GROUP INC|SWST|Hilltop Securities Inc.|27850
MO|ALTRIA GROUP INC|TAGC|TELSEY ADVISORY GROUP LLC|2697
MO|ALTRIA GROUP INC|TDFS|TRADERFIELD SECURITIES INC.|500
MO|ALTRIA GROUP INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|20
MO|ALTRIA GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|16411
MO|ALTRIA GROUP INC|TMBR|Timber Hill LLC|2361
MO|ALTRIA GROUP INC|TOUR|TOURMALINE PARTNERS, LLC|16319
MO|ALTRIA GROUP INC|TRBT|Tradebot Systems, Inc.|1168566
MO|ALTRIA GROUP INC|TRCM|TRC MARKETS LLC|1104293
MO|ALTRIA GROUP INC|TWTT|TASTYWORKS, INC.|1190
MO|ALTRIA GROUP INC|UBSA|UBS SECURITIES LLC|3465441
MO|ALTRIA GROUP INC|UBSS|UBS Securities LLC|3979331
MO|ALTRIA GROUP INC|VALX|VIRTU AMERICAS LLC|71105
MO|ALTRIA GROUP INC|VGRD|Vanguard Marketing Corporation|285238
MO|ALTRIA GROUP INC|VNDM|Wall Street Access|24990
MO|ALTRIA GROUP INC|WABR|Wall Street Access|18082
MO|ALTRIA GROUP INC|WBET|Wallachbeth Capital LLC|112769
MO|ALTRIA GROUP INC|WBLR|WILLIAM BLAIR|5312
MO|ALTRIA GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|23255
MO|ALTRIA GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|1203712
MO|ALTRIA GROUP INC|WDNX|WEEDEN & CO.L.P.|33692
MO|ALTRIA GROUP INC|WEDB|WEDBUSH SECURITIES INC.|39201
MO|ALTRIA GROUP INC|WEED|Weeden & Co.L.P.|246791
MO|ALTRIA GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|565297
MO|ALTRIA GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28282
MO|ALTRIA GROUP INC|WGIF|CIBC World Markets Inc.|17328
MO|ALTRIA GROUP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18690
MO|ALTRIA GROUP INC|WORD|Worden Capital Management LLC|750
MO|ALTRIA GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|113880
MO|ALTRIA GROUP INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|50
MO|ALTRIA GROUP INC|XIST|INSTINET, LLC|56628
MO|ALTRIA GROUP INC|XPQR|Jump Trading|3400
MO|ALTRIA GROUP INC|XPUS|XP SECURITIES, LLC|3197
MO|ALTRIA GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|583006
MO|ALTRIA GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6908
MO|ALTRIA GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|204356
MOAT|VE MRNGSTR WD MOAT|APCC|Apex Clearing Corporation|53
MOAT|VE MRNGSTR WD MOAT|BANK|Primevest Financial Services, Inc.|990
MOAT|VE MRNGSTR WD MOAT|BARD|Robert W. Baird & Co. Incorporated|879
MOAT|VE MRNGSTR WD MOAT|BATM|CBOE TRADING, INC.|5
MOAT|VE MRNGSTR WD MOAT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1318
MOAT|VE MRNGSTR WD MOAT|CANT|Cantor Fitzgerald & Co.|335
MOAT|VE MRNGSTR WD MOAT|CHAS|Charles Schwab & Co., Inc.|28780
MOAT|VE MRNGSTR WD MOAT|CIST|Capital Institutional Services, Inc.|775
MOAT|VE MRNGSTR WD MOAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12133
MOAT|VE MRNGSTR WD MOAT|CSIN|Citadel Securities Institutional LLC|770518
MOAT|VE MRNGSTR WD MOAT|CTDL|Citadel Derivatives Group Llc|801241
MOAT|VE MRNGSTR WD MOAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
MOAT|VE MRNGSTR WD MOAT|DAVA|Davenport & Company LLC|169
MOAT|VE MRNGSTR WD MOAT|DBAB|Deutsche Bank Securities Inc.|100
MOAT|VE MRNGSTR WD MOAT|DBAX|Deutsche Bank Securities Inc.|15900
MOAT|VE MRNGSTR WD MOAT|DEAN|MORGAN STANLEY|15447
MOAT|VE MRNGSTR WD MOAT|EBXL|EBX LLC|14000
MOAT|VE MRNGSTR WD MOAT|ECUT|CONVERGEX EXECUTION SOLUTIONS|5090
MOAT|VE MRNGSTR WD MOAT|EDJC|Edward Jones / CDS|34
MOAT|VE MRNGSTR WD MOAT|EDJO|Edward D. Jones & Co., L.P.|3750
MOAT|VE MRNGSTR WD MOAT|EGAM|CBOE TRADING, INC.|20
MOAT|VE MRNGSTR WD MOAT|EGXM|CBOE TRADING, INC.|5
MOAT|VE MRNGSTR WD MOAT|ETBE|Electronic Transaction Clearing, Inc.|500
MOAT|VE MRNGSTR WD MOAT|ETRS|E*Trade Securities LLC|7600
MOAT|VE MRNGSTR WD MOAT|FBSB|U.S. Bancorp Investments, Inc.|1954
MOAT|VE MRNGSTR WD MOAT|FILL|Tradestation Securities, Inc.|34
MOAT|VE MRNGSTR WD MOAT|FMAF|NBCN Inc./ CDS|6688
MOAT|VE MRNGSTR WD MOAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5072
MOAT|VE MRNGSTR WD MOAT|FTBR|Foliofn Investments, Inc.|260
MOAT|VE MRNGSTR WD MOAT|GLPX|ACS EXECUTION SERVICES, LLC|20
MOAT|VE MRNGSTR WD MOAT|GSCO|GOLDMAN SACHS & CO. LLC|403
MOAT|VE MRNGSTR WD MOAT|GSLT|GOLDMAN SACHS & CO. LLC|100
MOAT|VE MRNGSTR WD MOAT|HRBF|American Enterprise Investment Services Inc.|16795
MOAT|VE MRNGSTR WD MOAT|IATS|INTERACTIVE BROKERS LLC|280
MOAT|VE MRNGSTR WD MOAT|IBKR|Interactive Brokers Llc|3288
MOAT|VE MRNGSTR WD MOAT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|53
MOAT|VE MRNGSTR WD MOAT|ICBX|INSTINET, LLC|13633
MOAT|VE MRNGSTR WD MOAT|INCA|INSTINET, LLC|2326
MOAT|VE MRNGSTR WD MOAT|ITGI|ITG Inc.|759
MOAT|VE MRNGSTR WD MOAT|ITGP|ITG INC.|10200
MOAT|VE MRNGSTR WD MOAT|JANY|Janney Montgomery Scott Inc.|3422
MOAT|VE MRNGSTR WD MOAT|JMPT|JUMP TRADING, LLC|440
MOAT|VE MRNGSTR WD MOAT|JPMX|J.P. Morgan Securities LLC|610
MOAT|VE MRNGSTR WD MOAT|JSEB|JANE STREET EXECUTION SERVICES, LLC|23699
MOAT|VE MRNGSTR WD MOAT|JSJX|JANE STREET CAPITAL LLC|219282
MOAT|VE MRNGSTR WD MOAT|KCGM|VIRTU Americas LLC|5400
MOAT|VE MRNGSTR WD MOAT|LEHM|Barclays Capital Inc./Le|34456
MOAT|VE MRNGSTR WD MOAT|LIME|Lime Brokerage LLC|3108
MOAT|VE MRNGSTR WD MOAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12000
MOAT|VE MRNGSTR WD MOAT|MOTF|MOTIF INVESTING, INC.|113
MOAT|VE MRNGSTR WD MOAT|MSCO|MORGAN STANLEY & CO. LLC|41368
MOAT|VE MRNGSTR WD MOAT|MSPL|MORGAN STANLEY & CO. LLC|6900
MOAT|VE MRNGSTR WD MOAT|NFSC|National Financial Services LLC|146372
MOAT|VE MRNGSTR WD MOAT|NITE|VIRTU Americas LLC|189315
MOAT|VE MRNGSTR WD MOAT|NTBF|BMO Nesbitt Burns Inc./CDS|1000
MOAT|VE MRNGSTR WD MOAT|OPCO|Oppenheimer & Co. Inc.|2532
MOAT|VE MRNGSTR WD MOAT|PDQM|CODA MARKETS, INC.|120
MOAT|VE MRNGSTR WD MOAT|PWJC|UBS Financial Services, Inc.|36273
MOAT|VE MRNGSTR WD MOAT|RBCM|RBC CAPITAL MARKETS, LLC|3255
MOAT|VE MRNGSTR WD MOAT|SALI|INTL FCSTONE FINANCIAL INC.|1678
MOAT|VE MRNGSTR WD MOAT|SBSH|Citigroup Global Markets Inc.|10832
MOAT|VE MRNGSTR WD MOAT|SGMT|GOLDMAN SACHS & CO. LLC|10400
MOAT|VE MRNGSTR WD MOAT|SPHN|Stephens Inc.|100
MOAT|VE MRNGSTR WD MOAT|STFL|Stifel, Nicolaus & Company, Incorporated|524
MOAT|VE MRNGSTR WD MOAT|SWIM|TD Ameritrade, Inc.|22189
MOAT|VE MRNGSTR WD MOAT|TKNG|ALLY INVEST SECURITIES LLC|25
MOAT|VE MRNGSTR WD MOAT|TRBT|Tradebot Systems, Inc.|100
MOAT|VE MRNGSTR WD MOAT|TRCM|TRC MARKETS LLC|427
MOAT|VE MRNGSTR WD MOAT|UBSA|UBS SECURITIES LLC|21267
MOAT|VE MRNGSTR WD MOAT|UBSS|UBS Securities LLC|166143
MOAT|VE MRNGSTR WD MOAT|VGRD|Vanguard Marketing Corporation|5192
MOAT|VE MRNGSTR WD MOAT|WCHV|WELLS FARGO SECURITIES, LLC|11719
MOAT|VE MRNGSTR WD MOAT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|74
MOAT|VE MRNGSTR WD MOAT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|360
MOAT|VE MRNGSTR WD MOAT|WSEA|WOLVERINE SECURITIES, LLC|154
MOAT|VE MRNGSTR WD MOAT|XPUS|XP SECURITIES, LLC|1930
MOAT|VE MRNGSTR WD MOAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23713
MOBL|MOBILEIRON INC CM|APCC|Apex Clearing Corporation|18
MOBL|MOBILEIRON INC CM|BERN|Sanford C. Bernstein & Co., LLC|94120
MOBL|MOBILEIRON INC CM|BMOC|BMO Capital Markets Corp.|10165
MOBL|MOBILEIRON INC CM|BNPX|BNP PARIBAS SECURITIES CORP.|4720
MOBL|MOBILEIRON INC CM|BTIG|BTIG, LLC|24632
MOBL|MOBILEIRON INC CM|BZYD|GOLDMAN SACHS & CO. LLC|2600
MOBL|MOBILEIRON INC CM|CANT|Cantor Fitzgerald & Co.|1264
MOBL|MOBILEIRON INC CM|CHAS|Charles Schwab & Co., Inc.|550
MOBL|MOBILEIRON INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16119
MOBL|MOBILEIRON INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5541
MOBL|MOBILEIRON INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98037
MOBL|MOBILEIRON INC CM|CTDL|Citadel Derivatives Group Llc|29093
MOBL|MOBILEIRON INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|11314
MOBL|MOBILEIRON INC CM|DADA|D.A. Davidson & Co.|2000
MOBL|MOBILEIRON INC CM|DBAB|Deutsche Bank Securities Inc.|330681
MOBL|MOBILEIRON INC CM|DBAX|Deutsche Bank Securities Inc.|91000
MOBL|MOBILEIRON INC CM|DEAN|MORGAN STANLEY|2049
MOBL|MOBILEIRON INC CM|DEGS|RONIN PROFESSIONAL LLC|46658
MOBL|MOBILEIRON INC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5100
MOBL|MOBILEIRON INC CM|EBXL|EBX LLC|64200
MOBL|MOBILEIRON INC CM|EGAM|CBOE TRADING, INC.|14107
MOBL|MOBILEIRON INC CM|ESPO|ESPOSITO SECURITIES, LLC|26678
MOBL|MOBILEIRON INC CM|ETBE|Electronic Transaction Clearing, Inc.|17280
MOBL|MOBILEIRON INC CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1941
MOBL|MOBILEIRON INC CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MOBL|MOBILEIRON INC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6502
MOBL|MOBILEIRON INC CM|ETRS|E*Trade Securities LLC|321766
MOBL|MOBILEIRON INC CM|FBCO|Credit Suisse Securities (USA) LLC|112905
MOBL|MOBILEIRON INC CM|FILL|Tradestation Securities, Inc.|400
MOBL|MOBILEIRON INC CM|FOMA|TD AMERITRADE CLEARING, INC.|52465
MOBL|MOBILEIRON INC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
MOBL|MOBILEIRON INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19520
MOBL|MOBILEIRON INC CM|FTBR|Foliofn Investments, Inc.|2
MOBL|MOBILEIRON INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|45809
MOBL|MOBILEIRON INC CM|GSCO|GOLDMAN SACHS & CO. LLC|888127
MOBL|MOBILEIRON INC CM|GSCS|GOLDMAN SACHS & CO. LLC|37703
MOBL|MOBILEIRON INC CM|GSLT|GOLDMAN SACHS & CO. LLC|758
MOBL|MOBILEIRON INC CM|GTSZ|GTS SECURITIES LLC|79752
MOBL|MOBILEIRON INC CM|IBKR|Interactive Brokers Llc|50634
MOBL|MOBILEIRON INC CM|ICBX|INSTINET, LLC|26474
MOBL|MOBILEIRON INC CM|IEQY|CITADEL SECURITIES LLC|5821
MOBL|MOBILEIRON INC CM|INCA|INSTINET, LLC|125771
MOBL|MOBILEIRON INC CM|INJX|INSTINET, LLC|1261
MOBL|MOBILEIRON INC CM|ITGI|ITG Inc.|553319
MOBL|MOBILEIRON INC CM|ITGP|ITG INC.|45600
MOBL|MOBILEIRON INC CM|JEFF|JEFFERIES LLC|155834
MOBL|MOBILEIRON INC CM|JMPT|JUMP TRADING, LLC|500
MOBL|MOBILEIRON INC CM|JPBX|J.P. MORGAN SECURITIES LLC|4400
MOBL|MOBILEIRON INC CM|JPMX|J.P. Morgan Securities LLC|245393
MOBL|MOBILEIRON INC CM|KCGM|VIRTU Americas LLC|13231
MOBL|MOBILEIRON INC CM|LEHM|Barclays Capital Inc./Le|482386
MOBL|MOBILEIRON INC CM|LIME|Lime Brokerage LLC|205075
MOBL|MOBILEIRON INC CM|LMGP|LIME BROKERAGE LLC|105920
MOBL|MOBILEIRON INC CM|LOOP|Loop Capital Markets LLC|2449
MOBL|MOBILEIRON INC CM|LQNA|LIQUIDNET, INC.|20000
MOBL|MOBILEIRON INC CM|MACQ|Macquarie Capital (USA) Inc.|1919
MOBL|MOBILEIRON INC CM|MAXM|Maxim Group LLC|4484
MOBL|MOBILEIRON INC CM|MCMF|Raymond James Ltd. Cds|2900
MOBL|MOBILEIRON INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|215828
MOBL|MOBILEIRON INC CM|MSCO|MORGAN STANLEY & CO. LLC|992345
MOBL|MOBILEIRON INC CM|MSPL|MORGAN STANLEY & CO. LLC|41500
MOBL|MOBILEIRON INC CM|MSTX|MORGAN STANLEY & CO. LLC|103900
MOBL|MOBILEIRON INC CM|NFSC|National Financial Services LLC|222313
MOBL|MOBILEIRON INC CM|NITE|VIRTU Americas LLC|289718
MOBL|MOBILEIRON INC CM|NITP|VIRTU Americas LLC|8917
MOBL|MOBILEIRON INC CM|NORT|Northland Securities, Inc.|6705
MOBL|MOBILEIRON INC CM|NQRB|Brut, LLC|800
MOBL|MOBILEIRON INC CM|PDQM|CODA MARKETS, INC.|137145
MOBL|MOBILEIRON INC CM|PWJC|UBS Financial Services, Inc.|3000
MOBL|MOBILEIRON INC CM|RAJA|Raymond James & Associates, Inc.|6600
MOBL|MOBILEIRON INC CM|SBSH|Citigroup Global Markets Inc.|167326
MOBL|MOBILEIRON INC CM|SGMT|GOLDMAN SACHS & CO. LLC|85993
MOBL|MOBILEIRON INC CM|SPDR|SPEEDROUTE LLC|20628
MOBL|MOBILEIRON INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|490
MOBL|MOBILEIRON INC CM|SWIM|TD Ameritrade, Inc.|28165
MOBL|MOBILEIRON INC CM|SWST|Hilltop Securities Inc.|486
MOBL|MOBILEIRON INC CM|TKNG|ALLY INVEST SECURITIES LLC|1600
MOBL|MOBILEIRON INC CM|TRBT|Tradebot Systems, Inc.|31311
MOBL|MOBILEIRON INC CM|TRCM|TRC MARKETS LLC|106700
MOBL|MOBILEIRON INC CM|UBSA|UBS SECURITIES LLC|460516
MOBL|MOBILEIRON INC CM|UBSS|UBS Securities LLC|959465
MOBL|MOBILEIRON INC CM|VALX|VIRTU AMERICAS LLC|52834
MOBL|MOBILEIRON INC CM|VFIN|National Securities Corporation|10800
MOBL|MOBILEIRON INC CM|VGRD|Vanguard Marketing Corporation|1500
MOBL|MOBILEIRON INC CM|WCHV|WELLS FARGO SECURITIES, LLC|126595
MOBL|MOBILEIRON INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27225
MOBL|MOBILEIRON INC CM|WSEA|WOLVERINE SECURITIES, LLC|6585
MOBL|MOBILEIRON INC CM|XIST|INSTINET, LLC|3800
MOBL|MOBILEIRON INC CM|XPQR|Jump Trading|1000
MOBL|MOBILEIRON INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|22200
MOBL|MOBILEIRON INC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
MOC|COMMAND SEC CP|ALTX|Alternet Securities Inc.|500
MOC|COMMAND SEC CP|APCC|Apex Clearing Corporation|1315
MOC|COMMAND SEC CP|BATM|CBOE TRADING, INC.|931
MOC|COMMAND SEC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1400
MOC|COMMAND SEC CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
MOC|COMMAND SEC CP|DBAB|Deutsche Bank Securities Inc.|100
MOC|COMMAND SEC CP|EGXM|CBOE TRADING, INC.|3
MOC|COMMAND SEC CP|ETRS|E*Trade Securities LLC|9950
MOC|COMMAND SEC CP|FILL|Tradestation Securities, Inc.|4330
MOC|COMMAND SEC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|399
MOC|COMMAND SEC CP|FTBR|Foliofn Investments, Inc.|28
MOC|COMMAND SEC CP|GLPX|ACS EXECUTION SERVICES, LLC|1800
MOC|COMMAND SEC CP|GSCO|GOLDMAN SACHS & CO. LLC|13
MOC|COMMAND SEC CP|GSLT|GOLDMAN SACHS & CO. LLC|87
MOC|COMMAND SEC CP|IATS|INTERACTIVE BROKERS LLC|2568
MOC|COMMAND SEC CP|IBKR|Interactive Brokers Llc|26515
MOC|COMMAND SEC CP|ITGI|ITG Inc.|1500
MOC|COMMAND SEC CP|JEFF|JEFFERIES LLC|2300
MOC|COMMAND SEC CP|JPMX|J.P. Morgan Securities LLC|800
MOC|COMMAND SEC CP|KCGM|VIRTU Americas LLC|28
MOC|COMMAND SEC CP|LIME|Lime Brokerage LLC|322
MOC|COMMAND SEC CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MOC|COMMAND SEC CP|MSCO|MORGAN STANLEY & CO. LLC|6100
MOC|COMMAND SEC CP|NFSC|National Financial Services LLC|12708
MOC|COMMAND SEC CP|NITE|VIRTU Americas LLC|86850
MOC|COMMAND SEC CP|PDQM|CODA MARKETS, INC.|1100
MOC|COMMAND SEC CP|RBCM|RBC CAPITAL MARKETS, LLC|56532
MOC|COMMAND SEC CP|SGMT|GOLDMAN SACHS & CO. LLC|350
MOC|COMMAND SEC CP|SPDR|SPEEDROUTE LLC|515
MOC|COMMAND SEC CP|SWST|Hilltop Securities Inc.|2900
MOC|COMMAND SEC CP|TKNG|ALLY INVEST SECURITIES LLC|80
MOC|COMMAND SEC CP|UBSA|UBS SECURITIES LLC|1805
MOC|COMMAND SEC CP|UBSS|UBS Securities LLC|5292
MOC|COMMAND SEC CP|VALX|VIRTU AMERICAS LLC|800
MOC|COMMAND SEC CP|VGRD|Vanguard Marketing Corporation|1020
MOC|COMMAND SEC CP|WCHV|WELLS FARGO SECURITIES, LLC|52815
MOC|COMMAND SEC CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42
MOC|COMMAND SEC CP|WSEA|WOLVERINE SECURITIES, LLC|1166
MOD|MODINE MFG CO|ALTX|Alternet Securities Inc.|1397
MOD|MODINE MFG CO|ANOS|ABEL/NOSER, L.L.C.|500
MOD|MODINE MFG CO|APCC|Apex Clearing Corporation|9
MOD|MODINE MFG CO|AQUA|AQUA SECURITIES L.P.|2500
MOD|MODINE MFG CO|BARD|Robert W. Baird & Co. Incorporated|14136
MOD|MODINE MFG CO|BATM|CBOE TRADING, INC.|561
MOD|MODINE MFG CO|BERN|Sanford C. Bernstein & Co., LLC|5086
MOD|MODINE MFG CO|BIDS|BIDS TRADING L.P.|200
MOD|MODINE MFG CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1119
MOD|MODINE MFG CO|BNPX|BNP PARIBAS SECURITIES CORP.|4538
MOD|MODINE MFG CO|BYXM|CBOE TRADING, INC.|629
MOD|MODINE MFG CO|BZYD|GOLDMAN SACHS & CO. LLC|200
MOD|MODINE MFG CO|CHAS|Charles Schwab & Co., Inc.|889
MOD|MODINE MFG CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52455
MOD|MODINE MFG CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MOD|MODINE MFG CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84842
MOD|MODINE MFG CO|CTDL|Citadel Derivatives Group Llc|335
MOD|MODINE MFG CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|26114
MOD|MODINE MFG CO|DBAB|Deutsche Bank Securities Inc.|15736
MOD|MODINE MFG CO|DBAX|Deutsche Bank Securities Inc.|73700
MOD|MODINE MFG CO|DBUL|Deutsche Bank Securities Inc.|100
MOD|MODINE MFG CO|DEAN|MORGAN STANLEY|7871
MOD|MODINE MFG CO|DEGS|RONIN PROFESSIONAL LLC|2906
MOD|MODINE MFG CO|EBXL|EBX LLC|35400
MOD|MODINE MFG CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|11370
MOD|MODINE MFG CO|EDJO|Edward D. Jones & Co., L.P.|928
MOD|MODINE MFG CO|EGAM|CBOE TRADING, INC.|6056
MOD|MODINE MFG CO|EGAW|CBOE TRADING, INC.|91
MOD|MODINE MFG CO|EGMT|EG MARKET TECHNOLOGIES LLC|100
MOD|MODINE MFG CO|EGXM|CBOE TRADING, INC.|609
MOD|MODINE MFG CO|EGXW|CBOE TRADING, INC.|89
MOD|MODINE MFG CO|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
MOD|MODINE MFG CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|667
MOD|MODINE MFG CO|ETRS|E*Trade Securities LLC|9055
MOD|MODINE MFG CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5327
MOD|MODINE MFG CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40849
MOD|MODINE MFG CO|FTBR|Foliofn Investments, Inc.|6461
MOD|MODINE MFG CO|GLPX|ACS EXECUTION SERVICES, LLC|1059
MOD|MODINE MFG CO|GSCO|GOLDMAN SACHS & CO. LLC|172606
MOD|MODINE MFG CO|GSCS|GOLDMAN SACHS & CO. LLC|300
MOD|MODINE MFG CO|GSLT|GOLDMAN SACHS & CO. LLC|2394
MOD|MODINE MFG CO|GTSZ|GTS SECURITIES LLC|32522
MOD|MODINE MFG CO|HRBF|American Enterprise Investment Services Inc.|6779
MOD|MODINE MFG CO|IATS|INTERACTIVE BROKERS LLC|1212
MOD|MODINE MFG CO|IBKR|Interactive Brokers Llc|6783
MOD|MODINE MFG CO|ICBX|INSTINET, LLC|20500
MOD|MODINE MFG CO|IEQY|CITADEL SECURITIES LLC|5646
MOD|MODINE MFG CO|INCA|INSTINET, LLC|24995
MOD|MODINE MFG CO|INJX|INSTINET, LLC|2886
MOD|MODINE MFG CO|ITGI|ITG Inc.|58394
MOD|MODINE MFG CO|ITGP|ITG INC.|200000
MOD|MODINE MFG CO|JEFF|JEFFERIES LLC|12200
MOD|MODINE MFG CO|JMPT|JUMP TRADING, LLC|2109
MOD|MODINE MFG CO|JONE|JonesTrading|43751
MOD|MODINE MFG CO|JPBX|J.P. MORGAN SECURITIES LLC|9080
MOD|MODINE MFG CO|JPMX|J.P. Morgan Securities LLC|146550
MOD|MODINE MFG CO|JSJX|JANE STREET CAPITAL LLC|669
MOD|MODINE MFG CO|KCGM|VIRTU Americas LLC|9956
MOD|MODINE MFG CO|KEYB|KEYBANC CAPITAL MARKETS INC.|8865
MOD|MODINE MFG CO|LBOW|Longbow Securities, LLC|100
MOD|MODINE MFG CO|LEHM|Barclays Capital Inc./Le|88453
MOD|MODINE MFG CO|LIME|Lime Brokerage LLC|15431
MOD|MODINE MFG CO|LQNA|LIQUIDNET, INC.|16700
MOD|MODINE MFG CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|132126
MOD|MODINE MFG CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1438
MOD|MODINE MFG CO|MSCO|MORGAN STANLEY & CO. LLC|249252
MOD|MODINE MFG CO|MSPL|MORGAN STANLEY & CO. LLC|105700
MOD|MODINE MFG CO|MSTX|MORGAN STANLEY & CO. LLC|14200
MOD|MODINE MFG CO|NFSC|National Financial Services LLC|33427
MOD|MODINE MFG CO|NITE|VIRTU Americas LLC|129593
MOD|MODINE MFG CO|NITP|VIRTU Americas LLC|400
MOD|MODINE MFG CO|NTRC|Northern Trust Securities, Inc.|2208
MOD|MODINE MFG CO|OPCO|Oppenheimer & Co. Inc.|11
MOD|MODINE MFG CO|PDQM|CODA MARKETS, INC.|12322
MOD|MODINE MFG CO|PWJC|UBS Financial Services, Inc.|200
MOD|MODINE MFG CO|QMSR|QUATTRO M SECURITIES INC.|2000
MOD|MODINE MFG CO|RBCM|RBC CAPITAL MARKETS, LLC|147
MOD|MODINE MFG CO|SBSH|Citigroup Global Markets Inc.|22394
MOD|MODINE MFG CO|SEIC|SEI Investments Distribution Co.|300
MOD|MODINE MFG CO|SGMT|GOLDMAN SACHS & CO. LLC|29048
MOD|MODINE MFG CO|SPDR|SPEEDROUTE LLC|3900
MOD|MODINE MFG CO|STFL|Stifel, Nicolaus & Company, Incorporated|565
MOD|MODINE MFG CO|SWIM|TD Ameritrade, Inc.|3407
MOD|MODINE MFG CO|TKNG|ALLY INVEST SECURITIES LLC|480
MOD|MODINE MFG CO|TRBT|Tradebot Systems, Inc.|1794
MOD|MODINE MFG CO|TRCM|TRC MARKETS LLC|4159
MOD|MODINE MFG CO|UBSA|UBS SECURITIES LLC|180853
MOD|MODINE MFG CO|UBSS|UBS Securities LLC|89516
MOD|MODINE MFG CO|VALX|VIRTU AMERICAS LLC|1566
MOD|MODINE MFG CO|VGRD|Vanguard Marketing Corporation|7459
MOD|MODINE MFG CO|WCHV|WELLS FARGO SECURITIES, LLC|27518
MOD|MODINE MFG CO|WDNX|WEEDEN & CO.L.P.|546
MOD|MODINE MFG CO|WEDB|WEDBUSH SECURITIES INC.|926
MOD|MODINE MFG CO|WEED|Weeden & Co.L.P.|23270
MOD|MODINE MFG CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1117
MOD|MODINE MFG CO|WSEA|WOLVERINE SECURITIES, LLC|1519
MOD|MODINE MFG CO|XIST|INSTINET, LLC|12000
MOD|MODINE MFG CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
MOD|MODINE MFG CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
MODN|MODEL N, INC.|AGIS|Aegis Capital Corp.|902
MODN|MODEL N, INC.|ALTX|Alternet Securities Inc.|900
MODN|MODEL N, INC.|APCC|Apex Clearing Corporation|110
MODN|MODEL N, INC.|BATM|CBOE TRADING, INC.|473
MODN|MODEL N, INC.|BAYC|BAY CREST PARTNERS, LLC|320
MODN|MODEL N, INC.|BAYT|BTIG, LLC|13300
MODN|MODEL N, INC.|BERN|Sanford C. Bernstein & Co., LLC|4777
MODN|MODEL N, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|468
MODN|MODEL N, INC.|BLKX|INSTINET, LLC|39400
MODN|MODEL N, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1275
MODN|MODEL N, INC.|BTIG|BTIG, LLC|1147560
MODN|MODEL N, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1435
MODN|MODEL N, INC.|CHLM|Craig-Hallum Capital Group LLC|1986
MODN|MODEL N, INC.|CIST|Capital Institutional Services, Inc.|7893
MODN|MODEL N, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15706
MODN|MODEL N, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MODN|MODEL N, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95164
MODN|MODEL N, INC.|CTDL|Citadel Derivatives Group Llc|1179
MODN|MODEL N, INC.|CTLR|CUTLER GROUP, LP|200
MODN|MODEL N, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7840
MODN|MODEL N, INC.|DBAB|Deutsche Bank Securities Inc.|8849
MODN|MODEL N, INC.|DBAX|Deutsche Bank Securities Inc.|68200
MODN|MODEL N, INC.|DEGS|RONIN PROFESSIONAL LLC|100
MODN|MODEL N, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7400
MODN|MODEL N, INC.|DOTC|Dougherty & Company LLC|114388
MODN|MODEL N, INC.|EBXL|EBX LLC|36200
MODN|MODEL N, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1854
MODN|MODEL N, INC.|EDJO|Edward D. Jones & Co., L.P.|1500
MODN|MODEL N, INC.|EGAM|CBOE TRADING, INC.|2450
MODN|MODEL N, INC.|EGAW|CBOE TRADING, INC.|100
MODN|MODEL N, INC.|EGXM|CBOE TRADING, INC.|1099
MODN|MODEL N, INC.|EGXW|CBOE TRADING, INC.|2
MODN|MODEL N, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7
MODN|MODEL N, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|190
MODN|MODEL N, INC.|ETRS|E*Trade Securities LLC|45823
MODN|MODEL N, INC.|FILL|Tradestation Securities, Inc.|1000
MODN|MODEL N, INC.|FMAF|NBCN Inc./ CDS|125
MODN|MODEL N, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
MODN|MODEL N, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23934
MODN|MODEL N, INC.|FTBR|Foliofn Investments, Inc.|23
MODN|MODEL N, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|400
MODN|MODEL N, INC.|GLPX|ACS EXECUTION SERVICES, LLC|100
MODN|MODEL N, INC.|GSCO|GOLDMAN SACHS & CO. LLC|56282
MODN|MODEL N, INC.|GSCS|GOLDMAN SACHS & CO. LLC|36836
MODN|MODEL N, INC.|GSLT|GOLDMAN SACHS & CO. LLC|900
MODN|MODEL N, INC.|GTSZ|GTS SECURITIES LLC|30566
MODN|MODEL N, INC.|HSBC|HSBC Securities, Inc.|1200
MODN|MODEL N, INC.|IATS|INTERACTIVE BROKERS LLC|610
MODN|MODEL N, INC.|IBKR|Interactive Brokers Llc|12910
MODN|MODEL N, INC.|ICBX|INSTINET, LLC|10781
MODN|MODEL N, INC.|IEQY|CITADEL SECURITIES LLC|1507
MODN|MODEL N, INC.|INCA|INSTINET, LLC|21384
MODN|MODEL N, INC.|INJX|INSTINET, LLC|100
MODN|MODEL N, INC.|ITGI|ITG Inc.|12240
MODN|MODEL N, INC.|ITGP|ITG INC.|66800
MODN|MODEL N, INC.|JEFF|JEFFERIES LLC|406
MODN|MODEL N, INC.|JMPT|JUMP TRADING, LLC|1205
MODN|MODEL N, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1000
MODN|MODEL N, INC.|JPMX|J.P. Morgan Securities LLC|173024
MODN|MODEL N, INC.|JSJX|JANE STREET CAPITAL LLC|2119
MODN|MODEL N, INC.|JSSF|JMP Securities LLC|8297
MODN|MODEL N, INC.|KCGM|VIRTU Americas LLC|6297
MODN|MODEL N, INC.|LEHM|Barclays Capital Inc./Le|112490
MODN|MODEL N, INC.|LIME|Lime Brokerage LLC|14055
MODN|MODEL N, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|10010
MODN|MODEL N, INC.|LOOP|Loop Capital Markets LLC|1935
MODN|MODEL N, INC.|MCMF|Raymond James Ltd. Cds|500
MODN|MODEL N, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70706
MODN|MODEL N, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|910
MODN|MODEL N, INC.|MSCO|MORGAN STANLEY & CO. LLC|164064
MODN|MODEL N, INC.|MSPL|MORGAN STANLEY & CO. LLC|177600
MODN|MODEL N, INC.|MSTX|MORGAN STANLEY & CO. LLC|10400
MODN|MODEL N, INC.|NFSC|National Financial Services LLC|75320
MODN|MODEL N, INC.|NITE|VIRTU Americas LLC|140318
MODN|MODEL N, INC.|NITP|VIRTU Americas LLC|1146
MODN|MODEL N, INC.|NQRB|Brut, LLC|200
MODN|MODEL N, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2546
MODN|MODEL N, INC.|PDQM|CODA MARKETS, INC.|7545
MODN|MODEL N, INC.|PHLY|NASDAQ Execution Services, LLC|600
MODN|MODEL N, INC.|PIPR|Piper Jaffray & Co.|486
MODN|MODEL N, INC.|RBCM|RBC CAPITAL MARKETS, LLC|12746
MODN|MODEL N, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|900
MODN|MODEL N, INC.|SAGW|SAGETRADER, LLC|600
MODN|MODEL N, INC.|SBSH|Citigroup Global Markets Inc.|10920
MODN|MODEL N, INC.|SGMT|GOLDMAN SACHS & CO. LLC|26780
MODN|MODEL N, INC.|SPDR|SPEEDROUTE LLC|1100
MODN|MODEL N, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|50
MODN|MODEL N, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
MODN|MODEL N, INC.|SWIM|TD Ameritrade, Inc.|6411
MODN|MODEL N, INC.|TKNG|ALLY INVEST SECURITIES LLC|453
MODN|MODEL N, INC.|TRBT|Tradebot Systems, Inc.|3139
MODN|MODEL N, INC.|TRCM|TRC MARKETS LLC|8516
MODN|MODEL N, INC.|TWTT|TASTYWORKS, INC.|200
MODN|MODEL N, INC.|UBSA|UBS SECURITIES LLC|223240
MODN|MODEL N, INC.|UBSS|UBS Securities LLC|131455
MODN|MODEL N, INC.|VALX|VIRTU AMERICAS LLC|12090
MODN|MODEL N, INC.|VGRD|Vanguard Marketing Corporation|10426
MODN|MODEL N, INC.|WCHV|WELLS FARGO SECURITIES, LLC|13425
MODN|MODEL N, INC.|WEED|Weeden & Co.L.P.|2300
MODN|MODEL N, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1959
MODN|MODEL N, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11344
MODN|MODEL N, INC.|WSEA|WOLVERINE SECURITIES, LLC|1043
MODN|MODEL N, INC.|XIST|INSTINET, LLC|2400
MODN|MODEL N, INC.|XPQR|Jump Trading|100
MODN|MODEL N, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4700
MODN|MODEL N, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1350
MOFG|MIDWESTONE FNL GP|ALTX|Alternet Securities Inc.|22
MOFG|MIDWESTONE FNL GP|APCC|Apex Clearing Corporation|6
MOFG|MIDWESTONE FNL GP|BATM|CBOE TRADING, INC.|270
MOFG|MIDWESTONE FNL GP|BERN|Sanford C. Bernstein & Co., LLC|5576
MOFG|MIDWESTONE FNL GP|BMOC|BMO Capital Markets Corp.|1782
MOFG|MIDWESTONE FNL GP|BNKS|Fig Partners, LLC|200
MOFG|MIDWESTONE FNL GP|BNPX|BNP PARIBAS SECURITIES CORP.|1042
MOFG|MIDWESTONE FNL GP|BZYD|GOLDMAN SACHS & CO. LLC|1315
MOFG|MIDWESTONE FNL GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17346
MOFG|MIDWESTONE FNL GP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7226
MOFG|MIDWESTONE FNL GP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6007
MOFG|MIDWESTONE FNL GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5894
MOFG|MIDWESTONE FNL GP|CTDL|Citadel Derivatives Group Llc|1521
MOFG|MIDWESTONE FNL GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1512
MOFG|MIDWESTONE FNL GP|DADA|D.A. Davidson & Co.|166263
MOFG|MIDWESTONE FNL GP|DBAB|Deutsche Bank Securities Inc.|21465
MOFG|MIDWESTONE FNL GP|DBAX|Deutsche Bank Securities Inc.|6000
MOFG|MIDWESTONE FNL GP|DEGS|RONIN PROFESSIONAL LLC|3367
MOFG|MIDWESTONE FNL GP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|307
MOFG|MIDWESTONE FNL GP|EBXL|EBX LLC|7100
MOFG|MIDWESTONE FNL GP|ECUT|CONVERGEX EXECUTION SOLUTIONS|286
MOFG|MIDWESTONE FNL GP|EDJO|Edward D. Jones & Co., L.P.|98
MOFG|MIDWESTONE FNL GP|EGAM|CBOE TRADING, INC.|420
MOFG|MIDWESTONE FNL GP|EGXW|CBOE TRADING, INC.|3
MOFG|MIDWESTONE FNL GP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
MOFG|MIDWESTONE FNL GP|ETRS|E*Trade Securities LLC|527
MOFG|MIDWESTONE FNL GP|FBCO|Credit Suisse Securities (USA) LLC|60427
MOFG|MIDWESTONE FNL GP|FOMA|TD AMERITRADE CLEARING, INC.|1481
MOFG|MIDWESTONE FNL GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4171
MOFG|MIDWESTONE FNL GP|FTBR|Foliofn Investments, Inc.|1
MOFG|MIDWESTONE FNL GP|GEBB|GLOBAL EXECUTION BROKERS, LP|3170
MOFG|MIDWESTONE FNL GP|GLPX|ACS EXECUTION SERVICES, LLC|309
MOFG|MIDWESTONE FNL GP|GSCO|GOLDMAN SACHS & CO. LLC|45071
MOFG|MIDWESTONE FNL GP|GSCS|GOLDMAN SACHS & CO. LLC|80
MOFG|MIDWESTONE FNL GP|GSLT|GOLDMAN SACHS & CO. LLC|705
MOFG|MIDWESTONE FNL GP|GTSZ|GTS SECURITIES LLC|10405
MOFG|MIDWESTONE FNL GP|HRBF|American Enterprise Investment Services Inc.|3
MOFG|MIDWESTONE FNL GP|IATS|INTERACTIVE BROKERS LLC|40
MOFG|MIDWESTONE FNL GP|IBKR|Interactive Brokers Llc|862
MOFG|MIDWESTONE FNL GP|ICBX|INSTINET, LLC|400
MOFG|MIDWESTONE FNL GP|IEQY|CITADEL SECURITIES LLC|2927
MOFG|MIDWESTONE FNL GP|INCA|INSTINET, LLC|19740
MOFG|MIDWESTONE FNL GP|INJX|INSTINET, LLC|2455
MOFG|MIDWESTONE FNL GP|ITGI|ITG Inc.|3418
MOFG|MIDWESTONE FNL GP|ITGP|ITG INC.|600
MOFG|MIDWESTONE FNL GP|JEFF|JEFFERIES LLC|10214
MOFG|MIDWESTONE FNL GP|JPMX|J.P. Morgan Securities LLC|8559
MOFG|MIDWESTONE FNL GP|JSJX|JANE STREET CAPITAL LLC|115
MOFG|MIDWESTONE FNL GP|KCGM|VIRTU Americas LLC|238
MOFG|MIDWESTONE FNL GP|LEHM|Barclays Capital Inc./Le|9947
MOFG|MIDWESTONE FNL GP|LIME|Lime Brokerage LLC|13341
MOFG|MIDWESTONE FNL GP|LMGP|LIME BROKERAGE LLC|3704
MOFG|MIDWESTONE FNL GP|LQNA|LIQUIDNET, INC.|12800
MOFG|MIDWESTONE FNL GP|MAXM|Maxim Group LLC|959
MOFG|MIDWESTONE FNL GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13400
MOFG|MIDWESTONE FNL GP|MSCO|MORGAN STANLEY & CO. LLC|35638
MOFG|MIDWESTONE FNL GP|MSPL|MORGAN STANLEY & CO. LLC|5500
MOFG|MIDWESTONE FNL GP|NFSC|National Financial Services LLC|583
MOFG|MIDWESTONE FNL GP|NITE|VIRTU Americas LLC|11215
MOFG|MIDWESTONE FNL GP|NITP|VIRTU Americas LLC|405
MOFG|MIDWESTONE FNL GP|NQRB|Brut, LLC|200
MOFG|MIDWESTONE FNL GP|PDQM|CODA MARKETS, INC.|752
MOFG|MIDWESTONE FNL GP|RAJA|Raymond James & Associates, Inc.|448
MOFG|MIDWESTONE FNL GP|RBCM|RBC CAPITAL MARKETS, LLC|24
MOFG|MIDWESTONE FNL GP|SAGW|SAGETRADER, LLC|100
MOFG|MIDWESTONE FNL GP|SBSH|Citigroup Global Markets Inc.|10586
MOFG|MIDWESTONE FNL GP|SDLR|Sandler, O'Neill & Partners, L.P.|8186
MOFG|MIDWESTONE FNL GP|SGMT|GOLDMAN SACHS & CO. LLC|5308
MOFG|MIDWESTONE FNL GP|SPDR|SPEEDROUTE LLC|202
MOFG|MIDWESTONE FNL GP|STFL|Stifel, Nicolaus & Company, Incorporated|1808
MOFG|MIDWESTONE FNL GP|STXG|Stockcross Financial Services, Inc.|1
MOFG|MIDWESTONE FNL GP|SWST|Hilltop Securities Inc.|2
MOFG|MIDWESTONE FNL GP|TMBR|Timber Hill LLC|3
MOFG|MIDWESTONE FNL GP|TRBT|Tradebot Systems, Inc.|784
MOFG|MIDWESTONE FNL GP|TRCM|TRC MARKETS LLC|9498
MOFG|MIDWESTONE FNL GP|UBSA|UBS SECURITIES LLC|14866
MOFG|MIDWESTONE FNL GP|UBSS|UBS Securities LLC|37618
MOFG|MIDWESTONE FNL GP|VALX|VIRTU AMERICAS LLC|1130
MOFG|MIDWESTONE FNL GP|WCHV|WELLS FARGO SECURITIES, LLC|2433
MOFG|MIDWESTONE FNL GP|WEED|Weeden & Co.L.P.|10258
MOFG|MIDWESTONE FNL GP|WFPB|Wells Fargo Securities, LLC.|4412
MOFG|MIDWESTONE FNL GP|WSEA|WOLVERINE SECURITIES, LLC|11
MOFG|MIDWESTONE FNL GP|XIST|INSTINET, LLC|1400
MOFG|MIDWESTONE FNL GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MOFG|MIDWESTONE FNL GP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MOFG|MIDWESTONE FNL GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7
MOG.A|MOOG INC CL A|ALTX|Alternet Securities Inc.|1127
MOG.A|MOOG INC CL A|APCC|Apex Clearing Corporation|27
MOG.A|MOOG INC CL A|BARD|Robert W. Baird & Co. Incorporated|264
MOG.A|MOOG INC CL A|BATM|CBOE TRADING, INC.|2125
MOG.A|MOOG INC CL A|BERN|Sanford C. Bernstein & Co., LLC|21364
MOG.A|MOOG INC CL A|BLKX|INSTINET, LLC|24736
MOG.A|MOOG INC CL A|BNPX|BNP PARIBAS SECURITIES CORP.|7145
MOG.A|MOOG INC CL A|BRVL|BLAYLOCK VAN, LLC|200
MOG.A|MOOG INC CL A|BTIG|BTIG, LLC|390
MOG.A|MOOG INC CL A|BYXM|CBOE TRADING, INC.|100
MOG.A|MOOG INC CL A|CANT|Cantor Fitzgerald & Co.|100
MOG.A|MOOG INC CL A|CHAS|Charles Schwab & Co., Inc.|2
MOG.A|MOOG INC CL A|CIST|Capital Institutional Services, Inc.|278
MOG.A|MOOG INC CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6025
MOG.A|MOOG INC CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|864
MOG.A|MOOG INC CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|306
MOG.A|MOOG INC CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35637
MOG.A|MOOG INC CL A|CTDL|Citadel Derivatives Group Llc|4028
MOG.A|MOOG INC CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|9636
MOG.A|MOOG INC CL A|DBAB|Deutsche Bank Securities Inc.|79072
MOG.A|MOOG INC CL A|DBAX|Deutsche Bank Securities Inc.|32900
MOG.A|MOOG INC CL A|DBUL|Deutsche Bank Securities Inc.|100
MOG.A|MOOG INC CL A|DCHF|Dart Executions, LLC|117
MOG.A|MOOG INC CL A|DEAN|MORGAN STANLEY|442
MOG.A|MOOG INC CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|69
MOG.A|MOOG INC CL A|EBXL|EBX LLC|20400
MOG.A|MOOG INC CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|654
MOG.A|MOOG INC CL A|EGAM|CBOE TRADING, INC.|1031
MOG.A|MOOG INC CL A|EGXM|CBOE TRADING, INC.|10
MOG.A|MOOG INC CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
MOG.A|MOOG INC CL A|ETRS|E*Trade Securities LLC|280
MOG.A|MOOG INC CL A|FBRC|B. RILEY FBR, INC.|526
MOG.A|MOOG INC CL A|FIDT|Fidelity Clearing Canada ULC./ CDS|3
MOG.A|MOOG INC CL A|FILL|Tradestation Securities, Inc.|95
MOG.A|MOOG INC CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|649
MOG.A|MOOG INC CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14611
MOG.A|MOOG INC CL A|FTBR|Foliofn Investments, Inc.|490
MOG.A|MOOG INC CL A|GLPX|ACS EXECUTION SERVICES, LLC|2903
MOG.A|MOOG INC CL A|GSCO|GOLDMAN SACHS & CO. LLC|75125
MOG.A|MOOG INC CL A|GSCS|GOLDMAN SACHS & CO. LLC|265
MOG.A|MOOG INC CL A|GSLT|GOLDMAN SACHS & CO. LLC|329
MOG.A|MOOG INC CL A|GTSZ|GTS SECURITIES LLC|30938
MOG.A|MOOG INC CL A|HAPX|HAP Trading, LLC|193
MOG.A|MOOG INC CL A|HPPX|POTAMUS TRADING, LLC|714
MOG.A|MOOG INC CL A|HRBF|American Enterprise Investment Services Inc.|98
MOG.A|MOOG INC CL A|IATS|INTERACTIVE BROKERS LLC|235
MOG.A|MOOG INC CL A|IBKR|Interactive Brokers Llc|146
MOG.A|MOOG INC CL A|ICBX|INSTINET, LLC|4900
MOG.A|MOOG INC CL A|IEQY|CITADEL SECURITIES LLC|5279
MOG.A|MOOG INC CL A|INCA|INSTINET, LLC|45710
MOG.A|MOOG INC CL A|INJX|INSTINET, LLC|348
MOG.A|MOOG INC CL A|ITGI|ITG Inc.|10238
MOG.A|MOOG INC CL A|ITGP|ITG INC.|17600
MOG.A|MOOG INC CL A|JEFF|JEFFERIES LLC|6132
MOG.A|MOOG INC CL A|JMPT|JUMP TRADING, LLC|5451
MOG.A|MOOG INC CL A|JPBX|J.P. MORGAN SECURITIES LLC|5502
MOG.A|MOOG INC CL A|JPMX|J.P. Morgan Securities LLC|50163
MOG.A|MOOG INC CL A|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
MOG.A|MOOG INC CL A|JSJX|JANE STREET CAPITAL LLC|1614
MOG.A|MOOG INC CL A|KCGM|VIRTU Americas LLC|4062
MOG.A|MOOG INC CL A|LEHM|Barclays Capital Inc./Le|55591
MOG.A|MOOG INC CL A|LIME|Lime Brokerage LLC|13543
MOG.A|MOOG INC CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|16200
MOG.A|MOOG INC CL A|LOOP|Loop Capital Markets LLC|529
MOG.A|MOOG INC CL A|LQNA|LIQUIDNET, INC.|3900
MOG.A|MOOG INC CL A|LSCI|Lek Securities Corporation|1013
MOG.A|MOOG INC CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23840
MOG.A|MOOG INC CL A|MOTF|MOTIF INVESTING, INC.|1
MOG.A|MOOG INC CL A|MSCO|MORGAN STANLEY & CO. LLC|272452
MOG.A|MOOG INC CL A|MSPL|MORGAN STANLEY & CO. LLC|40100
MOG.A|MOOG INC CL A|MSTX|MORGAN STANLEY & CO. LLC|5600
MOG.A|MOOG INC CL A|MTON|MILLINGTON SECURITIES, INC.|18871
MOG.A|MOOG INC CL A|NFSC|National Financial Services LLC|7250
MOG.A|MOOG INC CL A|NITE|VIRTU Americas LLC|32635
MOG.A|MOOG INC CL A|NTRC|Northern Trust Securities, Inc.|475
MOG.A|MOOG INC CL A|OPCO|Oppenheimer & Co. Inc.|279
MOG.A|MOOG INC CL A|PDQM|CODA MARKETS, INC.|5069
MOG.A|MOOG INC CL A|RBCM|RBC CAPITAL MARKETS, LLC|85
MOG.A|MOOG INC CL A|RGLD|Regal Securities, Inc|700
MOG.A|MOOG INC CL A|RHCO|Suntrust Robinson Humphrey, Inc.|4779
MOG.A|MOOG INC CL A|SALI|INTL FCSTONE FINANCIAL INC.|55
MOG.A|MOOG INC CL A|SBSH|Citigroup Global Markets Inc.|26493
MOG.A|MOOG INC CL A|SGMT|GOLDMAN SACHS & CO. LLC|11092
MOG.A|MOOG INC CL A|SPDR|SPEEDROUTE LLC|2100
MOG.A|MOOG INC CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|16590
MOG.A|MOOG INC CL A|STFL|Stifel, Nicolaus & Company, Incorporated|441
MOG.A|MOOG INC CL A|SWIM|TD Ameritrade, Inc.|85
MOG.A|MOOG INC CL A|TKNG|ALLY INVEST SECURITIES LLC|2
MOG.A|MOOG INC CL A|TRBT|Tradebot Systems, Inc.|7423
MOG.A|MOOG INC CL A|TRCM|TRC MARKETS LLC|1473
MOG.A|MOOG INC CL A|UBSA|UBS SECURITIES LLC|62471
MOG.A|MOOG INC CL A|UBSS|UBS Securities LLC|93421
MOG.A|MOOG INC CL A|VALX|VIRTU AMERICAS LLC|7731
MOG.A|MOOG INC CL A|VGRD|Vanguard Marketing Corporation|406
MOG.A|MOOG INC CL A|WABR|Wall Street Access|19031
MOG.A|MOOG INC CL A|WCHV|WELLS FARGO SECURITIES, LLC|7592
MOG.A|MOOG INC CL A|WDNX|WEEDEN & CO.L.P.|1542
MOG.A|MOOG INC CL A|WEED|Weeden & Co.L.P.|5141
MOG.A|MOOG INC CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1100
MOG.A|MOOG INC CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|135
MOG.A|MOOG INC CL A|WSAG|WALL STREET ACCESS|40
MOG.A|MOOG INC CL A|WSEA|WOLVERINE SECURITIES, LLC|91
MOG.A|MOOG INC CL A|XIST|INSTINET, LLC|6800
MOG.A|MOOG INC CL A|XPQR|Jump Trading|751
MOG.A|MOOG INC CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|3274
MOG.A|MOOG INC CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|181
MOG.A|MOOG INC CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|144
MOG.B|MOOG INC CL B|ETRS|E*Trade Securities LLC|101
MOG.B|MOOG INC CL B|FTBR|Foliofn Investments, Inc.|76
MOG.B|MOOG INC CL B|GSLT|GOLDMAN SACHS & CO. LLC|2
MOG.B|MOOG INC CL B|IBKR|Interactive Brokers Llc|198
MOG.B|MOOG INC CL B|LEHM|Barclays Capital Inc./Le|302
MOG.B|MOOG INC CL B|NFSC|National Financial Services LLC|100
MOG.B|MOOG INC CL B|NITE|VIRTU Americas LLC|1
MOG.B|MOOG INC CL B|PWJC|UBS Financial Services, Inc.|350
MOG.B|MOOG INC CL B|UBSS|UBS Securities LLC|350
MOG.B|MOOG INC CL B|VGRD|Vanguard Marketing Corporation|20
MOG.B|MOOG INC CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|202
MOGLC|GAB MDIA MGL NXTSHRS|FTBR|Foliofn Investments, Inc.|12
MOGLC|GAB MDIA MGL NXTSHRS|NITE|VIRTU Americas LLC|512
MOGLC|GAB MDIA MGL NXTSHRS|NITP|VIRTU Americas LLC|500
MOGO|MOGO FINANCE TECH CS|BATM|CBOE TRADING, INC.|600
MOGO|MOGO FINANCE TECH CS|BNCH|The Benchmark Company, LLC|3900
MOGO|MOGO FINANCE TECH CS|BYXM|CBOE TRADING, INC.|50
MOGO|MOGO FINANCE TECH CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
MOGO|MOGO FINANCE TECH CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4450
MOGO|MOGO FINANCE TECH CS|DBAX|Deutsche Bank Securities Inc.|300
MOGO|MOGO FINANCE TECH CS|DEGS|RONIN PROFESSIONAL LLC|1100
MOGO|MOGO FINANCE TECH CS|EBXL|EBX LLC|16900
MOGO|MOGO FINANCE TECH CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
MOGO|MOGO FINANCE TECH CS|EDJO|Edward D. Jones & Co., L.P.|605
MOGO|MOGO FINANCE TECH CS|EGXM|CBOE TRADING, INC.|100
MOGO|MOGO FINANCE TECH CS|ETRS|E*Trade Securities LLC|136273
MOGO|MOGO FINANCE TECH CS|FBCO|Credit Suisse Securities (USA) LLC|4863
MOGO|MOGO FINANCE TECH CS|FILL|Tradestation Securities, Inc.|4000
MOGO|MOGO FINANCE TECH CS|FOMA|TD AMERITRADE CLEARING, INC.|43567
MOGO|MOGO FINANCE TECH CS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MOGO|MOGO FINANCE TECH CS|GLPX|ACS EXECUTION SERVICES, LLC|1050
MOGO|MOGO FINANCE TECH CS|GSCO|GOLDMAN SACHS & CO. LLC|1200
MOGO|MOGO FINANCE TECH CS|GSLT|GOLDMAN SACHS & CO. LLC|1100
MOGO|MOGO FINANCE TECH CS|GTSZ|GTS SECURITIES LLC|1530
MOGO|MOGO FINANCE TECH CS|IATS|INTERACTIVE BROKERS LLC|2100
MOGO|MOGO FINANCE TECH CS|IBKR|Interactive Brokers Llc|23895
MOGO|MOGO FINANCE TECH CS|ICBX|INSTINET, LLC|5200
MOGO|MOGO FINANCE TECH CS|INCA|INSTINET, LLC|2673
MOGO|MOGO FINANCE TECH CS|ITGI|ITG Inc.|9700
MOGO|MOGO FINANCE TECH CS|ITGP|ITG INC.|5800
MOGO|MOGO FINANCE TECH CS|JPMX|J.P. Morgan Securities LLC|200
MOGO|MOGO FINANCE TECH CS|KCGM|VIRTU Americas LLC|200
MOGO|MOGO FINANCE TECH CS|LEHM|Barclays Capital Inc./Le|1800
MOGO|MOGO FINANCE TECH CS|LIME|Lime Brokerage LLC|3976
MOGO|MOGO FINANCE TECH CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
MOGO|MOGO FINANCE TECH CS|MSCO|MORGAN STANLEY & CO. LLC|15850
MOGO|MOGO FINANCE TECH CS|MSPL|MORGAN STANLEY & CO. LLC|100
MOGO|MOGO FINANCE TECH CS|NFSC|National Financial Services LLC|15975
MOGO|MOGO FINANCE TECH CS|NITE|VIRTU Americas LLC|90792
MOGO|MOGO FINANCE TECH CS|PDQM|CODA MARKETS, INC.|1450
MOGO|MOGO FINANCE TECH CS|SPDR|SPEEDROUTE LLC|900
MOGO|MOGO FINANCE TECH CS|SWIM|TD Ameritrade, Inc.|51502
MOGO|MOGO FINANCE TECH CS|SWST|Hilltop Securities Inc.|1000
MOGO|MOGO FINANCE TECH CS|TRCM|TRC MARKETS LLC|600
MOGO|MOGO FINANCE TECH CS|UBSA|UBS SECURITIES LLC|11314
MOGO|MOGO FINANCE TECH CS|VGRD|Vanguard Marketing Corporation|1700
MOH|MOLINA HEALTHCARE|ADAM|CANACCORD GENUITY INC.|260
MOH|MOLINA HEALTHCARE|AGIS|Aegis Capital Corp.|11
MOH|MOLINA HEALTHCARE|ALTX|Alternet Securities Inc.|6902
MOH|MOLINA HEALTHCARE|ANOS|ABEL/NOSER, L.L.C.|75
MOH|MOLINA HEALTHCARE|APCC|Apex Clearing Corporation|638
MOH|MOLINA HEALTHCARE|AQUA|AQUA SECURITIES L.P.|2500
MOH|MOLINA HEALTHCARE|BARD|Robert W. Baird & Co. Incorporated|30
MOH|MOLINA HEALTHCARE|BATM|CBOE TRADING, INC.|9005
MOH|MOLINA HEALTHCARE|BAYC|BAY CREST PARTNERS, LLC|90
MOH|MOLINA HEALTHCARE|BBNT|BB&T SECURITIES, LLC|59
MOH|MOLINA HEALTHCARE|BERN|Sanford C. Bernstein & Co., LLC|158512
MOH|MOLINA HEALTHCARE|BIDS|BIDS TRADING L.P.|300
MOH|MOLINA HEALTHCARE|BKCM|BNY Mellon Capital Markets LLC|26227
MOH|MOLINA HEALTHCARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4742
MOH|MOLINA HEALTHCARE|BLKX|INSTINET, LLC|41100
MOH|MOLINA HEALTHCARE|BNPX|BNP PARIBAS SECURITIES CORP.|3325
MOH|MOLINA HEALTHCARE|BRVL|BLAYLOCK VAN, LLC|200
MOH|MOLINA HEALTHCARE|BTIG|BTIG, LLC|4658
MOH|MOLINA HEALTHCARE|BYXM|CBOE TRADING, INC.|899
MOH|MOLINA HEALTHCARE|BZYD|GOLDMAN SACHS & CO. LLC|100
MOH|MOLINA HEALTHCARE|CBLC|CITIGROUP GLOBAL MARKETS INC.|51800
MOH|MOLINA HEALTHCARE|CHAS|Charles Schwab & Co., Inc.|30532
MOH|MOLINA HEALTHCARE|CIST|Capital Institutional Services, Inc.|6001
MOH|MOLINA HEALTHCARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167647
MOH|MOLINA HEALTHCARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
MOH|MOLINA HEALTHCARE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3170
MOH|MOLINA HEALTHCARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|386542
MOH|MOLINA HEALTHCARE|CTDL|Citadel Derivatives Group Llc|10015
MOH|MOLINA HEALTHCARE|CTLR|CUTLER GROUP, LP|5271
MOH|MOLINA HEALTHCARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|44310
MOH|MOLINA HEALTHCARE|DADA|D.A. Davidson & Co.|20
MOH|MOLINA HEALTHCARE|DBAB|Deutsche Bank Securities Inc.|240171
MOH|MOLINA HEALTHCARE|DBAX|Deutsche Bank Securities Inc.|365800
MOH|MOLINA HEALTHCARE|DEAN|MORGAN STANLEY|45337
MOH|MOLINA HEALTHCARE|DEGS|RONIN PROFESSIONAL LLC|100
MOH|MOLINA HEALTHCARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1864
MOH|MOLINA HEALTHCARE|DRWK|DRW SECURITIES, L.L.C.|3109
MOH|MOLINA HEALTHCARE|EBXL|EBX LLC|206100
MOH|MOLINA HEALTHCARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2297
MOH|MOLINA HEALTHCARE|EDJO|Edward D. Jones & Co., L.P.|88
MOH|MOLINA HEALTHCARE|EGAM|CBOE TRADING, INC.|19818
MOH|MOLINA HEALTHCARE|EGAW|CBOE TRADING, INC.|42
MOH|MOLINA HEALTHCARE|EGMT|EG MARKET TECHNOLOGIES LLC|2300
MOH|MOLINA HEALTHCARE|EGXM|CBOE TRADING, INC.|2878
MOH|MOLINA HEALTHCARE|EGXW|CBOE TRADING, INC.|47
MOH|MOLINA HEALTHCARE|ETBE|Electronic Transaction Clearing, Inc.|34087
MOH|MOLINA HEALTHCARE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
MOH|MOLINA HEALTHCARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41228
MOH|MOLINA HEALTHCARE|ETRS|E*Trade Securities LLC|48368
MOH|MOLINA HEALTHCARE|FILL|Tradestation Securities, Inc.|4360
MOH|MOLINA HEALTHCARE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8687
MOH|MOLINA HEALTHCARE|FQLS|Quantlab Securities LP|221760
MOH|MOLINA HEALTHCARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|175137
MOH|MOLINA HEALTHCARE|FTBR|Foliofn Investments, Inc.|1044
MOH|MOLINA HEALTHCARE|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MOH|MOLINA HEALTHCARE|GLIS|TD Securities Inc|56
MOH|MOLINA HEALTHCARE|GLPX|ACS EXECUTION SERVICES, LLC|28254
MOH|MOLINA HEALTHCARE|GSCO|GOLDMAN SACHS & CO. LLC|1284966
MOH|MOLINA HEALTHCARE|GSCS|GOLDMAN SACHS & CO. LLC|521
MOH|MOLINA HEALTHCARE|GSLT|GOLDMAN SACHS & CO. LLC|9620
MOH|MOLINA HEALTHCARE|GTSZ|GTS SECURITIES LLC|91496
MOH|MOLINA HEALTHCARE|HRBF|American Enterprise Investment Services Inc.|183
MOH|MOLINA HEALTHCARE|HSBC|HSBC Securities, Inc.|22666
MOH|MOLINA HEALTHCARE|IATS|INTERACTIVE BROKERS LLC|12695
MOH|MOLINA HEALTHCARE|IBKR|Interactive Brokers Llc|10406
MOH|MOLINA HEALTHCARE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
MOH|MOLINA HEALTHCARE|ICBX|INSTINET, LLC|61241
MOH|MOLINA HEALTHCARE|IEQY|CITADEL SECURITIES LLC|71598
MOH|MOLINA HEALTHCARE|INCA|INSTINET, LLC|338572
MOH|MOLINA HEALTHCARE|INJX|INSTINET, LLC|12686
MOH|MOLINA HEALTHCARE|ITGI|ITG Inc.|129414
MOH|MOLINA HEALTHCARE|ITGP|ITG INC.|233800
MOH|MOLINA HEALTHCARE|JANY|Janney Montgomery Scott Inc.|1883
MOH|MOLINA HEALTHCARE|JEFF|JEFFERIES LLC|489614
MOH|MOLINA HEALTHCARE|JMPT|JUMP TRADING, LLC|69014
MOH|MOLINA HEALTHCARE|JPBX|J.P. MORGAN SECURITIES LLC|194034
MOH|MOLINA HEALTHCARE|JPMX|J.P. Morgan Securities LLC|885630
MOH|MOLINA HEALTHCARE|JSJX|JANE STREET CAPITAL LLC|24201
MOH|MOLINA HEALTHCARE|KCGM|VIRTU Americas LLC|51286
MOH|MOLINA HEALTHCARE|LEER|LEERINK PARTNERS LLC|180798
MOH|MOLINA HEALTHCARE|LEHM|Barclays Capital Inc./Le|624773
MOH|MOLINA HEALTHCARE|LIME|Lime Brokerage LLC|11853
MOH|MOLINA HEALTHCARE|LMNX|LUMINEX TRADING & ANALYTICS LLC|57188
MOH|MOLINA HEALTHCARE|LOOP|Loop Capital Markets LLC|7072
MOH|MOLINA HEALTHCARE|LQNA|LIQUIDNET, INC.|214700
MOH|MOLINA HEALTHCARE|MACQ|Macquarie Capital (USA) Inc.|1000
MOH|MOLINA HEALTHCARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|111600
MOH|MOLINA HEALTHCARE|MOTF|MOTIF INVESTING, INC.|11
MOH|MOLINA HEALTHCARE|MSCO|MORGAN STANLEY & CO. LLC|1449930
MOH|MOLINA HEALTHCARE|MSPL|MORGAN STANLEY & CO. LLC|338400
MOH|MOLINA HEALTHCARE|MSTX|MORGAN STANLEY & CO. LLC|122800
MOH|MOLINA HEALTHCARE|NEUB|NEUBERGER BERMAN BD LLC|130
MOH|MOLINA HEALTHCARE|NFSC|National Financial Services LLC|97260
MOH|MOLINA HEALTHCARE|NITE|VIRTU Americas LLC|185278
MOH|MOLINA HEALTHCARE|NITP|VIRTU Americas LLC|400
MOH|MOLINA HEALTHCARE|NMRA|Nomura Securities International, Inc.|13819
MOH|MOLINA HEALTHCARE|NQRB|Brut, LLC|5936
MOH|MOLINA HEALTHCARE|NTBF|BMO Nesbitt Burns Inc./CDS|200
MOH|MOLINA HEALTHCARE|NTRC|Northern Trust Securities, Inc.|3862
MOH|MOLINA HEALTHCARE|OPCO|Oppenheimer & Co. Inc.|250
MOH|MOLINA HEALTHCARE|PDQM|CODA MARKETS, INC.|111662
MOH|MOLINA HEALTHCARE|PHLY|NASDAQ Execution Services, LLC|1000
MOH|MOLINA HEALTHCARE|PIPR|Piper Jaffray & Co.|10614
MOH|MOLINA HEALTHCARE|PWJC|UBS Financial Services, Inc.|10
MOH|MOLINA HEALTHCARE|QMSR|QUATTRO M SECURITIES INC.|267
MOH|MOLINA HEALTHCARE|RBCM|RBC CAPITAL MARKETS, LLC|4140
MOH|MOLINA HEALTHCARE|RHCO|Suntrust Robinson Humphrey, Inc.|13000
MOH|MOLINA HEALTHCARE|SAGL|SAGETRADER, LLC|48814
MOH|MOLINA HEALTHCARE|SAGW|SAGETRADER, LLC|228
MOH|MOLINA HEALTHCARE|SBSH|Citigroup Global Markets Inc.|123856
MOH|MOLINA HEALTHCARE|SGMT|GOLDMAN SACHS & CO. LLC|151762
MOH|MOLINA HEALTHCARE|SHMR|ABN Amro Clearing LLC|4
MOH|MOLINA HEALTHCARE|SJLS|TRADE INFORMATICS LLC|100
MOH|MOLINA HEALTHCARE|SPDR|SPEEDROUTE LLC|16882
MOH|MOLINA HEALTHCARE|SSBS|STATE STREET GLOBAL MARKETS, LLC|10347
MOH|MOLINA HEALTHCARE|STFL|Stifel, Nicolaus & Company, Incorporated|54186
MOH|MOLINA HEALTHCARE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3042
MOH|MOLINA HEALTHCARE|SWIM|TD Ameritrade, Inc.|17990
MOH|MOLINA HEALTHCARE|SWST|Hilltop Securities Inc.|981
MOH|MOLINA HEALTHCARE|TKNG|ALLY INVEST SECURITIES LLC|90
MOH|MOLINA HEALTHCARE|TRBT|Tradebot Systems, Inc.|254584
MOH|MOLINA HEALTHCARE|TRCM|TRC MARKETS LLC|58299
MOH|MOLINA HEALTHCARE|TWTT|TASTYWORKS, INC.|500
MOH|MOLINA HEALTHCARE|UBSA|UBS SECURITIES LLC|645528
MOH|MOLINA HEALTHCARE|UBSS|UBS Securities LLC|743325
MOH|MOLINA HEALTHCARE|VALX|VIRTU AMERICAS LLC|21183
MOH|MOLINA HEALTHCARE|VGRD|Vanguard Marketing Corporation|3365
MOH|MOLINA HEALTHCARE|WBPX|SUMMIT SECURITIES GROUP, LLC|1445
MOH|MOLINA HEALTHCARE|WCHV|WELLS FARGO SECURITIES, LLC|183782
MOH|MOLINA HEALTHCARE|WEDB|WEDBUSH SECURITIES INC.|1034
MOH|MOLINA HEALTHCARE|WEED|Weeden & Co.L.P.|1004
MOH|MOLINA HEALTHCARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4177
MOH|MOLINA HEALTHCARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13181
MOH|MOLINA HEALTHCARE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|56
MOH|MOLINA HEALTHCARE|WSEA|WOLVERINE SECURITIES, LLC|1129
MOH|MOLINA HEALTHCARE|XIST|INSTINET, LLC|81554
MOH|MOLINA HEALTHCARE|XPQR|Jump Trading|900
MOH|MOLINA HEALTHCARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|41450
MOH|MOLINA HEALTHCARE|YKNA|COMHAR CAPITAL MARKETS, LLC|3656
MOH|MOLINA HEALTHCARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|311
MOM|AGFIQ U.S. MARKET NE|APCC|Apex Clearing Corporation|19
MOM|AGFIQ U.S. MARKET NE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
MOM|AGFIQ U.S. MARKET NE|FILL|Tradestation Securities, Inc.|300
MOM|AGFIQ U.S. MARKET NE|FTBR|Foliofn Investments, Inc.|21
MOM|AGFIQ U.S. MARKET NE|IBKR|Interactive Brokers Llc|200
MOM|AGFIQ U.S. MARKET NE|INCA|INSTINET, LLC|100
MOM|AGFIQ U.S. MARKET NE|MSCO|MORGAN STANLEY & CO. LLC|29
MOM|AGFIQ U.S. MARKET NE|NFSC|National Financial Services LLC|2135
MOM|AGFIQ U.S. MARKET NE|NITE|VIRTU Americas LLC|2495
MOM|AGFIQ U.S. MARKET NE|NITP|VIRTU Americas LLC|501
MOM|AGFIQ U.S. MARKET NE|UBSS|UBS Securities LLC|653
MOM|AGFIQ U.S. MARKET NE|WSEA|WOLVERINE SECURITIES, LLC|7
MOMO|MOMO INC. ADS|AGCP|AEGIS CAPITAL CORP.|2708
MOMO|MOMO INC. ADS|AGIS|Aegis Capital Corp.|2050
MOMO|MOMO INC. ADS|ALTX|Alternet Securities Inc.|47609
MOMO|MOMO INC. ADS|APCC|Apex Clearing Corporation|353076
MOMO|MOMO INC. ADS|BANK|Primevest Financial Services, Inc.|11215
MOMO|MOMO INC. ADS|BARD|Robert W. Baird & Co. Incorporated|1364
MOMO|MOMO INC. ADS|BATM|CBOE TRADING, INC.|28058
MOMO|MOMO INC. ADS|BAYC|BAY CREST PARTNERS, LLC|70650
MOMO|MOMO INC. ADS|BAYT|BTIG, LLC|93948
MOMO|MOMO INC. ADS|BBNT|BB&T SECURITIES, LLC|353
MOMO|MOMO INC. ADS|BERN|Sanford C. Bernstein & Co., LLC|147333
MOMO|MOMO INC. ADS|BIAD|SAGETRADER, LLC|2039
MOMO|MOMO INC. ADS|BIMI|Banca IMI Securities Corp.|4045
MOMO|MOMO INC. ADS|BKCM|BNY Mellon Capital Markets LLC|1702
MOMO|MOMO INC. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|129539
MOMO|MOMO INC. ADS|BLKX|INSTINET, LLC|74051
MOMO|MOMO INC. ADS|BMOC|BMO Capital Markets Corp.|5428
MOMO|MOMO INC. ADS|BMSI|BULL MARKET SECURITIES, INC.|79
MOMO|MOMO INC. ADS|BNPX|BNP PARIBAS SECURITIES CORP.|42204
MOMO|MOMO INC. ADS|BRGE|Newbridge Securities Corp.|10705
MOMO|MOMO INC. ADS|BTIG|BTIG, LLC|1092607
MOMO|MOMO INC. ADS|BYXM|CBOE TRADING, INC.|17896
MOMO|MOMO INC. ADS|BZYD|GOLDMAN SACHS & CO. LLC|1701
MOMO|MOMO INC. ADS|CANT|Cantor Fitzgerald & Co.|1008
MOMO|MOMO INC. ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
MOMO|MOMO INC. ADS|CBRA|Cobra Trading, Inc.|100
MOMO|MOMO INC. ADS|CHAS|Charles Schwab & Co., Inc.|21462
MOMO|MOMO INC. ADS|CHLC|CHURCHILL CAPITAL USA, INC.|500
MOMO|MOMO INC. ADS|CLSA|CLSA AMERICAS, LLC|63047
MOMO|MOMO INC. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|345926
MOMO|MOMO INC. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7031
MOMO|MOMO INC. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|66345
MOMO|MOMO INC. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2072266
MOMO|MOMO INC. ADS|CTDL|Citadel Derivatives Group Llc|106087
MOMO|MOMO INC. ADS|CTLR|CUTLER GROUP, LP|101435
MOMO|MOMO INC. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|140790
MOMO|MOMO INC. ADS|DADA|D.A. Davidson & Co.|250
MOMO|MOMO INC. ADS|DAWA|Daiwa Capital Markets America Inc.|3020
MOMO|MOMO INC. ADS|DBAB|Deutsche Bank Securities Inc.|2577789
MOMO|MOMO INC. ADS|DBAX|Deutsche Bank Securities Inc.|1549400
MOMO|MOMO INC. ADS|DBUL|Deutsche Bank Securities Inc.|55735
MOMO|MOMO INC. ADS|DCHF|Dart Executions, LLC|4150
MOMO|MOMO INC. ADS|DEAN|MORGAN STANLEY|198107
MOMO|MOMO INC. ADS|DEGS|RONIN PROFESSIONAL LLC|54241
MOMO|MOMO INC. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|55007
MOMO|MOMO INC. ADS|DRWK|DRW SECURITIES, L.L.C.|129765
MOMO|MOMO INC. ADS|EBXL|EBX LLC|605700
MOMO|MOMO INC. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|20533
MOMO|MOMO INC. ADS|EDFC|E D & F MAN CAPITAL MARKETS INC.|11900
MOMO|MOMO INC. ADS|EDJC|Edward Jones / CDS|314
MOMO|MOMO INC. ADS|EDJO|Edward D. Jones & Co., L.P.|5027
MOMO|MOMO INC. ADS|EGAM|CBOE TRADING, INC.|101080
MOMO|MOMO INC. ADS|EGAW|CBOE TRADING, INC.|3940
MOMO|MOMO INC. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|3286
MOMO|MOMO INC. ADS|EGXM|CBOE TRADING, INC.|64877
MOMO|MOMO INC. ADS|EGXW|CBOE TRADING, INC.|1448
MOMO|MOMO INC. ADS|ELEV|ELEVATION, LLC|38277
MOMO|MOMO INC. ADS|EROP|Eroom Securities L.L.C.|1900
MOMO|MOMO INC. ADS|ESPO|ESPOSITO SECURITIES, LLC|6261
MOMO|MOMO INC. ADS|ETBE|Electronic Transaction Clearing, Inc.|265349
MOMO|MOMO INC. ADS|ETCC|Electronic Transaction Clearing, Inc.|2764
MOMO|MOMO INC. ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10238
MOMO|MOMO INC. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|339526
MOMO|MOMO INC. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|700
MOMO|MOMO INC. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|20409
MOMO|MOMO INC. ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2200
MOMO|MOMO INC. ADS|ETRS|E*Trade Securities LLC|3048301
MOMO|MOMO INC. ADS|FBCO|Credit Suisse Securities (USA) LLC|3009266
MOMO|MOMO INC. ADS|FBSB|U.S. Bancorp Investments, Inc.|100
MOMO|MOMO INC. ADS|FFSI|Firstrade Securities Inc.|1610
MOMO|MOMO INC. ADS|FILL|Tradestation Securities, Inc.|238388
MOMO|MOMO INC. ADS|FINX|FINTECH SECURITIES|350
MOMO|MOMO INC. ADS|FLTU|FLOW TRADERS US LLC|13350
MOMO|MOMO INC. ADS|FMAF|NBCN Inc./ CDS|94457
MOMO|MOMO INC. ADS|FOMA|TD AMERITRADE CLEARING, INC.|6272702
MOMO|MOMO INC. ADS|FQLS|Quantlab Securities LP|1969557
MOMO|MOMO INC. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|311561
MOMO|MOMO INC. ADS|FTBR|Foliofn Investments, Inc.|21491
MOMO|MOMO INC. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|110043
MOMO|MOMO INC. ADS|GLIS|TD Securities Inc|560
MOMO|MOMO INC. ADS|GLPX|ACS EXECUTION SERVICES, LLC|450213
MOMO|MOMO INC. ADS|GPSS|Great Pacific Securities|200
MOMO|MOMO INC. ADS|GSCO|GOLDMAN SACHS & CO. LLC|4522845
MOMO|MOMO INC. ADS|GSCS|GOLDMAN SACHS & CO. LLC|551064
MOMO|MOMO INC. ADS|GSLT|GOLDMAN SACHS & CO. LLC|145347
MOMO|MOMO INC. ADS|GTSZ|GTS SECURITIES LLC|508296
MOMO|MOMO INC. ADS|HRBF|American Enterprise Investment Services Inc.|33099
MOMO|MOMO INC. ADS|HSBC|HSBC Securities, Inc.|335143
MOMO|MOMO INC. ADS|IATS|INTERACTIVE BROKERS LLC|1387456
MOMO|MOMO INC. ADS|IBKR|Interactive Brokers Llc|6050432
MOMO|MOMO INC. ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|123
MOMO|MOMO INC. ADS|ICBX|INSTINET, LLC|205635
MOMO|MOMO INC. ADS|INCA|INSTINET, LLC|2536999
MOMO|MOMO INC. ADS|INJX|INSTINET, LLC|134302
MOMO|MOMO INC. ADS|ITGI|ITG Inc.|195625
MOMO|MOMO INC. ADS|ITGP|ITG INC.|573400
MOMO|MOMO INC. ADS|JANY|Janney Montgomery Scott Inc.|1700
MOMO|MOMO INC. ADS|JEFF|JEFFERIES LLC|686184
MOMO|MOMO INC. ADS|JMPT|JUMP TRADING, LLC|428856
MOMO|MOMO INC. ADS|JPBX|J.P. MORGAN SECURITIES LLC|215045
MOMO|MOMO INC. ADS|JPMX|J.P. Morgan Securities LLC|1430187
MOMO|MOMO INC. ADS|JSJX|JANE STREET CAPITAL LLC|49547
MOMO|MOMO INC. ADS|JUTA|JUMP TRADING, LLC|4390
MOMO|MOMO INC. ADS|KCGM|VIRTU Americas LLC|230910
MOMO|MOMO INC. ADS|LEER|LEERINK PARTNERS LLC|700
MOMO|MOMO INC. ADS|LEHM|Barclays Capital Inc./Le|4850834
MOMO|MOMO INC. ADS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|20200
MOMO|MOMO INC. ADS|LIME|Lime Brokerage LLC|644369
MOMO|MOMO INC. ADS|LMGP|LIME BROKERAGE LLC|13074
MOMO|MOMO INC. ADS|LQNA|LIQUIDNET, INC.|129700
MOMO|MOMO INC. ADS|LSCI|Lek Securities Corporation|41980
MOMO|MOMO INC. ADS|LTCO|Ladenburg, Thalmann & Co., Inc.|2500
MOMO|MOMO INC. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4309
MOMO|MOMO INC. ADS|MACC|Mid Atlantic Capital Corporation|10
MOMO|MOMO INC. ADS|MAVB|Great Point Capital LLC|800
MOMO|MOMO INC. ADS|MBTS|ALLY INVEST SECURITIES LLC|15929
MOMO|MOMO INC. ADS|MCMF|Raymond James Ltd. Cds|4065
MOMO|MOMO INC. ADS|MICA|Spartan Securities Group, Ltd.|3000
MOMO|MOMO INC. ADS|MKMP|MKM Partners LLC|31200
MOMO|MOMO INC. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|540934
MOMO|MOMO INC. ADS|MOTF|MOTIF INVESTING, INC.|368
MOMO|MOMO INC. ADS|MPSG|E D & F Man Capital Markets Inc.|37173
MOMO|MOMO INC. ADS|MSCO|MORGAN STANLEY & CO. LLC|11645651
MOMO|MOMO INC. ADS|MSPL|MORGAN STANLEY & CO. LLC|1329500
MOMO|MOMO INC. ADS|MSTX|MORGAN STANLEY & CO. LLC|941500
MOMO|MOMO INC. ADS|NATL|National Securities Corporation|8740
MOMO|MOMO INC. ADS|NFSC|National Financial Services LLC|2667111
MOMO|MOMO INC. ADS|NITE|VIRTU Americas LLC|8334877
MOMO|MOMO INC. ADS|NITP|VIRTU Americas LLC|16162
MOMO|MOMO INC. ADS|NMRA|Nomura Securities International, Inc.|346400
MOMO|MOMO INC. ADS|NORT|Northland Securities, Inc.|4675
MOMO|MOMO INC. ADS|NQRB|Brut, LLC|132181
MOMO|MOMO INC. ADS|NTRC|Northern Trust Securities, Inc.|948
MOMO|MOMO INC. ADS|OHOS|TWO SIGMA SECURITIES, LLC|154788
MOMO|MOMO INC. ADS|ONEL|O'NEIL SECURITIES, INCORPORATED|300
MOMO|MOMO INC. ADS|OPCO|Oppenheimer & Co. Inc.|22752
MOMO|MOMO INC. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MOMO|MOMO INC. ADS|PAUL|Paulson Investment Company, Inc.|38
MOMO|MOMO INC. ADS|PCPT|PHILLIP CAPITAL INC.|47995
MOMO|MOMO INC. ADS|PDQM|CODA MARKETS, INC.|440382
MOMO|MOMO INC. ADS|PHLY|NASDAQ Execution Services, LLC|42200
MOMO|MOMO INC. ADS|PICT|Pictet Overseas Inc.|107
MOMO|MOMO INC. ADS|PIPR|Piper Jaffray & Co.|13500
MOMO|MOMO INC. ADS|PNSR|Penserra Securities, LLC|57580
MOMO|MOMO INC. ADS|POIN|PRECISION SECURITIES, LLC (POIN)|5350
MOMO|MOMO INC. ADS|PWJC|UBS Financial Services, Inc.|141583
MOMO|MOMO INC. ADS|QMSR|QUATTRO M SECURITIES INC.|22982
MOMO|MOMO INC. ADS|RAJA|Raymond James & Associates, Inc.|51292
MOMO|MOMO INC. ADS|RBCM|RBC CAPITAL MARKETS, LLC|69060
MOMO|MOMO INC. ADS|RGLD|Regal Securities, Inc|2700
MOMO|MOMO INC. ADS|RJLC|RJL CAPITAL GROUP, LLC|1000
MOMO|MOMO INC. ADS|SAGL|SAGETRADER, LLC|45254
MOMO|MOMO INC. ADS|SALI|INTL FCSTONE FINANCIAL INC.|4602
MOMO|MOMO INC. ADS|SALW|SW FINANCIAL|50
MOMO|MOMO INC. ADS|SBSH|Citigroup Global Markets Inc.|2010269
MOMO|MOMO INC. ADS|SCIL|Strategic Capital Investments, LLC|313
MOMO|MOMO INC. ADS|SGMT|GOLDMAN SACHS & CO. LLC|567071
MOMO|MOMO INC. ADS|SOGO|Wang Investment Associates, Inc.|4310
MOMO|MOMO INC. ADS|SPDR|SPEEDROUTE LLC|114124
MOMO|MOMO INC. ADS|SPHN|Stephens Inc.|500
MOMO|MOMO INC. ADS|SPTD|MINT GLOBAL MARKETS, INC.|1500
MOMO|MOMO INC. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|18641
MOMO|MOMO INC. ADS|STKP|STOCKPILE INVESTMENTS, INC.|360
MOMO|MOMO INC. ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|425
MOMO|MOMO INC. ADS|SWIM|TD Ameritrade, Inc.|2925694
MOMO|MOMO INC. ADS|SWST|Hilltop Securities Inc.|22636
MOMO|MOMO INC. ADS|TITL|TITLEIST ASSET MANAGEMENT, LTD.|300
MOMO|MOMO INC. ADS|TKNG|ALLY INVEST SECURITIES LLC|86600
MOMO|MOMO INC. ADS|TRBT|Tradebot Systems, Inc.|1687507
MOMO|MOMO INC. ADS|TRCM|TRC MARKETS LLC|575509
MOMO|MOMO INC. ADS|TWTT|TASTYWORKS, INC.|2910
MOMO|MOMO INC. ADS|UBSA|UBS SECURITIES LLC|1866552
MOMO|MOMO INC. ADS|UBSS|UBS Securities LLC|3798312
MOMO|MOMO INC. ADS|VALX|VIRTU AMERICAS LLC|59608
MOMO|MOMO INC. ADS|VERT|The Vertical Trading Group, LLC|130
MOMO|MOMO INC. ADS|VGRD|Vanguard Marketing Corporation|329302
MOMO|MOMO INC. ADS|VIEW|VIEWTRADE SECURITIES LLC|497
MOMO|MOMO INC. ADS|VSIN|Vision Financial Markets Llc|5195
MOMO|MOMO INC. ADS|WABR|Wall Street Access|200
MOMO|MOMO INC. ADS|WBET|Wallachbeth Capital LLC|1000
MOMO|MOMO INC. ADS|WBLR|WILLIAM BLAIR|231
MOMO|MOMO INC. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|5434
MOMO|MOMO INC. ADS|WCHV|WELLS FARGO SECURITIES, LLC|349554
MOMO|MOMO INC. ADS|WEDB|WEDBUSH SECURITIES INC.|38994
MOMO|MOMO INC. ADS|WEED|Weeden & Co.L.P.|1292
MOMO|MOMO INC. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|65531
MOMO|MOMO INC. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|126775
MOMO|MOMO INC. ADS|WFPB|Wells Fargo Securities, LLC.|843
MOMO|MOMO INC. ADS|WGIF|CIBC World Markets Inc.|588887
MOMO|MOMO INC. ADS|WHOT|JUST2TRADE, INC.|2816
MOMO|MOMO INC. ADS|WORD|Worden Capital Management LLC|1100
MOMO|MOMO INC. ADS|WSEA|WOLVERINE SECURITIES, LLC|92408
MOMO|MOMO INC. ADS|WTCO|Williams Trading LLC|22400
MOMO|MOMO INC. ADS|WTFS|JUST2TRADE, INC.|384
MOMO|MOMO INC. ADS|XIST|INSTINET, LLC|191066
MOMO|MOMO INC. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|351424
MOMO|MOMO INC. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|19870
MOMO|MOMO INC. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52245
MOO|VE VECT AGRBSHS|APCC|Apex Clearing Corporation|148
MOO|VE VECT AGRBSHS|BARD|Robert W. Baird & Co. Incorporated|1135
MOO|VE VECT AGRBSHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|154
MOO|VE VECT AGRBSHS|CANT|Cantor Fitzgerald & Co.|1
MOO|VE VECT AGRBSHS|CHAS|Charles Schwab & Co., Inc.|3142
MOO|VE VECT AGRBSHS|CICF|Canaccord Genuity Corp.|2050
MOO|VE VECT AGRBSHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20859
MOO|VE VECT AGRBSHS|CTDL|Citadel Derivatives Group Llc|40926
MOO|VE VECT AGRBSHS|DADA|D.A. Davidson & Co.|8
MOO|VE VECT AGRBSHS|DBAB|Deutsche Bank Securities Inc.|200
MOO|VE VECT AGRBSHS|DBAX|Deutsche Bank Securities Inc.|9400
MOO|VE VECT AGRBSHS|DEAN|MORGAN STANLEY|1888
MOO|VE VECT AGRBSHS|EBXL|EBX LLC|15900
MOO|VE VECT AGRBSHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1229
MOO|VE VECT AGRBSHS|EDJO|Edward D. Jones & Co., L.P.|284
MOO|VE VECT AGRBSHS|EGMT|EG MARKET TECHNOLOGIES LLC|200
MOO|VE VECT AGRBSHS|EGXM|CBOE TRADING, INC.|100
MOO|VE VECT AGRBSHS|ETBE|Electronic Transaction Clearing, Inc.|900
MOO|VE VECT AGRBSHS|ETRS|E*Trade Securities LLC|3450
MOO|VE VECT AGRBSHS|FBSB|U.S. Bancorp Investments, Inc.|67
MOO|VE VECT AGRBSHS|FILL|Tradestation Securities, Inc.|2
MOO|VE VECT AGRBSHS|FINX|FINTECH SECURITIES|48
MOO|VE VECT AGRBSHS|FMAF|NBCN Inc./ CDS|440
MOO|VE VECT AGRBSHS|FQLS|Quantlab Securities LP|1614
MOO|VE VECT AGRBSHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|265
MOO|VE VECT AGRBSHS|FTBR|Foliofn Investments, Inc.|52
MOO|VE VECT AGRBSHS|GBMT|GBM International, Inc.|3706
MOO|VE VECT AGRBSHS|GSCO|GOLDMAN SACHS & CO. LLC|19006
MOO|VE VECT AGRBSHS|GTSZ|GTS SECURITIES LLC|100
MOO|VE VECT AGRBSHS|HRBF|American Enterprise Investment Services Inc.|2844
MOO|VE VECT AGRBSHS|IATS|INTERACTIVE BROKERS LLC|2717
MOO|VE VECT AGRBSHS|IBKR|Interactive Brokers Llc|805
MOO|VE VECT AGRBSHS|ICBX|INSTINET, LLC|11737
MOO|VE VECT AGRBSHS|INCA|INSTINET, LLC|608
MOO|VE VECT AGRBSHS|INJX|INSTINET, LLC|2490
MOO|VE VECT AGRBSHS|ITGI|ITG Inc.|970
MOO|VE VECT AGRBSHS|ITGP|ITG INC.|600
MOO|VE VECT AGRBSHS|JANY|Janney Montgomery Scott Inc.|31
MOO|VE VECT AGRBSHS|JEFF|JEFFERIES LLC|11662
MOO|VE VECT AGRBSHS|JMPT|JUMP TRADING, LLC|1372
MOO|VE VECT AGRBSHS|JPMX|J.P. Morgan Securities LLC|10562
MOO|VE VECT AGRBSHS|JSEB|JANE STREET EXECUTION SERVICES, LLC|75335
MOO|VE VECT AGRBSHS|JSJX|JANE STREET CAPITAL LLC|56715
MOO|VE VECT AGRBSHS|KCGM|VIRTU Americas LLC|8719
MOO|VE VECT AGRBSHS|LEHM|Barclays Capital Inc./Le|13200
MOO|VE VECT AGRBSHS|LIME|Lime Brokerage LLC|6363
MOO|VE VECT AGRBSHS|MACC|Mid Atlantic Capital Corporation|847
MOO|VE VECT AGRBSHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50600
MOO|VE VECT AGRBSHS|MSCO|MORGAN STANLEY & CO. LLC|20175
MOO|VE VECT AGRBSHS|MSPL|MORGAN STANLEY & CO. LLC|18000
MOO|VE VECT AGRBSHS|NBCS|NBC Securities, INC.|461
MOO|VE VECT AGRBSHS|NFSC|National Financial Services LLC|43848
MOO|VE VECT AGRBSHS|NITE|VIRTU Americas LLC|49510
MOO|VE VECT AGRBSHS|NQRB|Brut, LLC|6
MOO|VE VECT AGRBSHS|OPCO|Oppenheimer & Co. Inc.|305
MOO|VE VECT AGRBSHS|PWJC|UBS Financial Services, Inc.|3923
MOO|VE VECT AGRBSHS|RBCM|RBC CAPITAL MARKETS, LLC|1016
MOO|VE VECT AGRBSHS|SBSH|Citigroup Global Markets Inc.|379820
MOO|VE VECT AGRBSHS|SGMT|GOLDMAN SACHS & CO. LLC|6072
MOO|VE VECT AGRBSHS|SSBS|STATE STREET GLOBAL MARKETS, LLC|5700
MOO|VE VECT AGRBSHS|STFL|Stifel, Nicolaus & Company, Incorporated|106
MOO|VE VECT AGRBSHS|SWIM|TD Ameritrade, Inc.|608
MOO|VE VECT AGRBSHS|SWST|Hilltop Securities Inc.|11172
MOO|VE VECT AGRBSHS|TRCM|TRC MARKETS LLC|100
MOO|VE VECT AGRBSHS|UBSA|UBS SECURITIES LLC|8710
MOO|VE VECT AGRBSHS|UBSS|UBS Securities LLC|29893
MOO|VE VECT AGRBSHS|VALX|VIRTU AMERICAS LLC|837
MOO|VE VECT AGRBSHS|VGRD|Vanguard Marketing Corporation|3896
MOO|VE VECT AGRBSHS|WBET|Wallachbeth Capital LLC|6558
MOO|VE VECT AGRBSHS|WCHV|WELLS FARGO SECURITIES, LLC|16917
MOO|VE VECT AGRBSHS|WEDB|WEDBUSH SECURITIES INC.|33
MOO|VE VECT AGRBSHS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
MOO|VE VECT AGRBSHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1461
MOO|VE VECT AGRBSHS|WSEA|WOLVERINE SECURITIES, LLC|1071
MOO|VE VECT AGRBSHS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
MOO|VE VECT AGRBSHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3633
MOR|MORPHOSYS AG ADS|ALTX|Alternet Securities Inc.|6900
MOR|MORPHOSYS AG ADS|APCC|Apex Clearing Corporation|900
MOR|MORPHOSYS AG ADS|BATM|CBOE TRADING, INC.|319
MOR|MORPHOSYS AG ADS|BERN|Sanford C. Bernstein & Co., LLC|40
MOR|MORPHOSYS AG ADS|BTIG|BTIG, LLC|41820
MOR|MORPHOSYS AG ADS|BYXM|CBOE TRADING, INC.|1400
MOR|MORPHOSYS AG ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46376
MOR|MORPHOSYS AG ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16782
MOR|MORPHOSYS AG ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|83
MOR|MORPHOSYS AG ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55569
MOR|MORPHOSYS AG ADS|CTDL|Citadel Derivatives Group Llc|1986
MOR|MORPHOSYS AG ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|20660
MOR|MORPHOSYS AG ADS|DBAB|Deutsche Bank Securities Inc.|8300
MOR|MORPHOSYS AG ADS|DBAX|Deutsche Bank Securities Inc.|54100
MOR|MORPHOSYS AG ADS|DEAN|MORGAN STANLEY|1296
MOR|MORPHOSYS AG ADS|DEGS|RONIN PROFESSIONAL LLC|3336
MOR|MORPHOSYS AG ADS|EBXL|EBX LLC|47400
MOR|MORPHOSYS AG ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|873
MOR|MORPHOSYS AG ADS|EGAM|CBOE TRADING, INC.|1500
MOR|MORPHOSYS AG ADS|EGXM|CBOE TRADING, INC.|500
MOR|MORPHOSYS AG ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
MOR|MORPHOSYS AG ADS|ETRS|E*Trade Securities LLC|11770
MOR|MORPHOSYS AG ADS|FBCO|Credit Suisse Securities (USA) LLC|56146
MOR|MORPHOSYS AG ADS|FOMA|TD AMERITRADE CLEARING, INC.|63306
MOR|MORPHOSYS AG ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
MOR|MORPHOSYS AG ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30932
MOR|MORPHOSYS AG ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|750
MOR|MORPHOSYS AG ADS|GLPX|ACS EXECUTION SERVICES, LLC|5770
MOR|MORPHOSYS AG ADS|GSCO|GOLDMAN SACHS & CO. LLC|21418
MOR|MORPHOSYS AG ADS|GSCS|GOLDMAN SACHS & CO. LLC|1000
MOR|MORPHOSYS AG ADS|GSLT|GOLDMAN SACHS & CO. LLC|5625
MOR|MORPHOSYS AG ADS|GTSZ|GTS SECURITIES LLC|76261
MOR|MORPHOSYS AG ADS|HRBF|American Enterprise Investment Services Inc.|34
MOR|MORPHOSYS AG ADS|HSBC|HSBC Securities, Inc.|300
MOR|MORPHOSYS AG ADS|IATS|INTERACTIVE BROKERS LLC|537
MOR|MORPHOSYS AG ADS|IBKR|Interactive Brokers Llc|14279
MOR|MORPHOSYS AG ADS|ICBX|INSTINET, LLC|21700
MOR|MORPHOSYS AG ADS|INCA|INSTINET, LLC|43939
MOR|MORPHOSYS AG ADS|ITGI|ITG Inc.|5131
MOR|MORPHOSYS AG ADS|ITGP|ITG INC.|45400
MOR|MORPHOSYS AG ADS|JEFF|JEFFERIES LLC|1107
MOR|MORPHOSYS AG ADS|JMPT|JUMP TRADING, LLC|29
MOR|MORPHOSYS AG ADS|JONE|JonesTrading|80700
MOR|MORPHOSYS AG ADS|JPBX|J.P. MORGAN SECURITIES LLC|224
MOR|MORPHOSYS AG ADS|JPMX|J.P. Morgan Securities LLC|144668
MOR|MORPHOSYS AG ADS|KCGM|VIRTU Americas LLC|26932
MOR|MORPHOSYS AG ADS|LEHM|Barclays Capital Inc./Le|115227
MOR|MORPHOSYS AG ADS|LIME|Lime Brokerage LLC|32323
MOR|MORPHOSYS AG ADS|LMGP|LIME BROKERAGE LLC|600
MOR|MORPHOSYS AG ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42282
MOR|MORPHOSYS AG ADS|MOTF|MOTIF INVESTING, INC.|1
MOR|MORPHOSYS AG ADS|MSCO|MORGAN STANLEY & CO. LLC|213773
MOR|MORPHOSYS AG ADS|MSPL|MORGAN STANLEY & CO. LLC|15300
MOR|MORPHOSYS AG ADS|NFSC|National Financial Services LLC|8788
MOR|MORPHOSYS AG ADS|NITE|VIRTU Americas LLC|107856
MOR|MORPHOSYS AG ADS|NITP|VIRTU Americas LLC|1565
MOR|MORPHOSYS AG ADS|NQRB|Brut, LLC|5031
MOR|MORPHOSYS AG ADS|OLDM|OLD MISSION CAPITAL, LLC|5482
MOR|MORPHOSYS AG ADS|OPCO|Oppenheimer & Co. Inc.|40
MOR|MORPHOSYS AG ADS|PDQM|CODA MARKETS, INC.|11230
MOR|MORPHOSYS AG ADS|RAJA|Raymond James & Associates, Inc.|3202
MOR|MORPHOSYS AG ADS|RBCM|RBC CAPITAL MARKETS, LLC|30
MOR|MORPHOSYS AG ADS|SAGL|SAGETRADER, LLC|200
MOR|MORPHOSYS AG ADS|SBSH|Citigroup Global Markets Inc.|603
MOR|MORPHOSYS AG ADS|SGMT|GOLDMAN SACHS & CO. LLC|20562
MOR|MORPHOSYS AG ADS|SPDR|SPEEDROUTE LLC|36290
MOR|MORPHOSYS AG ADS|SPTD|MINT GLOBAL MARKETS, INC.|9300
MOR|MORPHOSYS AG ADS|STFL|Stifel, Nicolaus & Company, Incorporated|86
MOR|MORPHOSYS AG ADS|SWIM|TD Ameritrade, Inc.|16885
MOR|MORPHOSYS AG ADS|TRBT|Tradebot Systems, Inc.|1471
MOR|MORPHOSYS AG ADS|TRCM|TRC MARKETS LLC|6770
MOR|MORPHOSYS AG ADS|UBSA|UBS SECURITIES LLC|56878
MOR|MORPHOSYS AG ADS|UBSS|UBS Securities LLC|100748
MOR|MORPHOSYS AG ADS|VALX|VIRTU AMERICAS LLC|5611
MOR|MORPHOSYS AG ADS|VGRD|Vanguard Marketing Corporation|15415
MOR|MORPHOSYS AG ADS|VNDM|Wall Street Access|5
MOR|MORPHOSYS AG ADS|WCHV|WELLS FARGO SECURITIES, LLC|1773
MOR|MORPHOSYS AG ADS|WEED|Weeden & Co.L.P.|20
MOR|MORPHOSYS AG ADS|XIST|INSTINET, LLC|4400
MOR|MORPHOSYS AG ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
MOR|MORPHOSYS AG ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1040
MOR|MORPHOSYS AG ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
MORL|2X MORTGAGE REIT|AGIS|Aegis Capital Corp.|1600
MORL|2X MORTGAGE REIT|ALTX|Alternet Securities Inc.|3100
MORL|2X MORTGAGE REIT|APCC|Apex Clearing Corporation|52280
MORL|2X MORTGAGE REIT|BANK|Primevest Financial Services, Inc.|3
MORL|2X MORTGAGE REIT|BARD|Robert W. Baird & Co. Incorporated|1
MORL|2X MORTGAGE REIT|BATM|CBOE TRADING, INC.|1197
MORL|2X MORTGAGE REIT|BERN|Sanford C. Bernstein & Co., LLC|500
MORL|2X MORTGAGE REIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7026
MORL|2X MORTGAGE REIT|CHAS|Charles Schwab & Co., Inc.|1410
MORL|2X MORTGAGE REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12870
MORL|2X MORTGAGE REIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
MORL|2X MORTGAGE REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37446
MORL|2X MORTGAGE REIT|DADA|D.A. Davidson & Co.|3
MORL|2X MORTGAGE REIT|DBAB|Deutsche Bank Securities Inc.|4386
MORL|2X MORTGAGE REIT|DBAX|Deutsche Bank Securities Inc.|19500
MORL|2X MORTGAGE REIT|DEAN|MORGAN STANLEY|1200
MORL|2X MORTGAGE REIT|EBXL|EBX LLC|18300
MORL|2X MORTGAGE REIT|EGAM|CBOE TRADING, INC.|17054
MORL|2X MORTGAGE REIT|EGAW|CBOE TRADING, INC.|40
MORL|2X MORTGAGE REIT|EGXM|CBOE TRADING, INC.|4280
MORL|2X MORTGAGE REIT|EGXW|CBOE TRADING, INC.|600
MORL|2X MORTGAGE REIT|ETBE|Electronic Transaction Clearing, Inc.|1700
MORL|2X MORTGAGE REIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
MORL|2X MORTGAGE REIT|ETRS|E*Trade Securities LLC|282859
MORL|2X MORTGAGE REIT|FILL|Tradestation Securities, Inc.|4804
MORL|2X MORTGAGE REIT|FMAF|NBCN Inc./ CDS|2000
MORL|2X MORTGAGE REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
MORL|2X MORTGAGE REIT|FTBR|Foliofn Investments, Inc.|1154
MORL|2X MORTGAGE REIT|GEBB|GLOBAL EXECUTION BROKERS, LP|3350
MORL|2X MORTGAGE REIT|GLIS|TD Securities Inc|1100
MORL|2X MORTGAGE REIT|GLPX|ACS EXECUTION SERVICES, LLC|16067
MORL|2X MORTGAGE REIT|GSLT|GOLDMAN SACHS & CO. LLC|160
MORL|2X MORTGAGE REIT|GTSZ|GTS SECURITIES LLC|897
MORL|2X MORTGAGE REIT|HRBF|American Enterprise Investment Services Inc.|9720
MORL|2X MORTGAGE REIT|IATS|INTERACTIVE BROKERS LLC|19490
MORL|2X MORTGAGE REIT|IBKR|Interactive Brokers Llc|202989
MORL|2X MORTGAGE REIT|ICBX|INSTINET, LLC|16040
MORL|2X MORTGAGE REIT|INCA|INSTINET, LLC|1042
MORL|2X MORTGAGE REIT|ITGI|ITG Inc.|10711
MORL|2X MORTGAGE REIT|ITGP|ITG INC.|400
MORL|2X MORTGAGE REIT|JMPT|JUMP TRADING, LLC|748
MORL|2X MORTGAGE REIT|JPMX|J.P. Morgan Securities LLC|8144
MORL|2X MORTGAGE REIT|JSEB|JANE STREET EXECUTION SERVICES, LLC|126580
MORL|2X MORTGAGE REIT|JSJX|JANE STREET CAPITAL LLC|62225
MORL|2X MORTGAGE REIT|KCGM|VIRTU Americas LLC|17413
MORL|2X MORTGAGE REIT|LEHM|Barclays Capital Inc./Le|35200
MORL|2X MORTGAGE REIT|LIME|Lime Brokerage LLC|15801
MORL|2X MORTGAGE REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16686
MORL|2X MORTGAGE REIT|MOTF|MOTIF INVESTING, INC.|5
MORL|2X MORTGAGE REIT|MSCO|MORGAN STANLEY & CO. LLC|155991
MORL|2X MORTGAGE REIT|MSPL|MORGAN STANLEY & CO. LLC|3400
MORL|2X MORTGAGE REIT|NFSC|National Financial Services LLC|55043
MORL|2X MORTGAGE REIT|NITE|VIRTU Americas LLC|356862
MORL|2X MORTGAGE REIT|NQRB|Brut, LLC|2900
MORL|2X MORTGAGE REIT|NTBF|BMO Nesbitt Burns Inc./CDS|1131
MORL|2X MORTGAGE REIT|PDQM|CODA MARKETS, INC.|34867
MORL|2X MORTGAGE REIT|PWJC|UBS Financial Services, Inc.|4200
MORL|2X MORTGAGE REIT|RBCM|RBC CAPITAL MARKETS, LLC|508
MORL|2X MORTGAGE REIT|SAGL|SAGETRADER, LLC|7902
MORL|2X MORTGAGE REIT|SBSH|Citigroup Global Markets Inc.|1983
MORL|2X MORTGAGE REIT|SGMT|GOLDMAN SACHS & CO. LLC|17891
MORL|2X MORTGAGE REIT|SPDR|SPEEDROUTE LLC|1600
MORL|2X MORTGAGE REIT|SPHN|Stephens Inc.|25
MORL|2X MORTGAGE REIT|SPTD|MINT GLOBAL MARKETS, INC.|100
MORL|2X MORTGAGE REIT|STKP|STOCKPILE INVESTMENTS, INC.|170
MORL|2X MORTGAGE REIT|SWIM|TD Ameritrade, Inc.|80808
MORL|2X MORTGAGE REIT|TKNG|ALLY INVEST SECURITIES LLC|18603
MORL|2X MORTGAGE REIT|TWTT|TASTYWORKS, INC.|110
MORL|2X MORTGAGE REIT|UBSA|UBS SECURITIES LLC|73552
MORL|2X MORTGAGE REIT|UBSS|UBS Securities LLC|450871
MORL|2X MORTGAGE REIT|VALX|VIRTU AMERICAS LLC|1095
MORL|2X MORTGAGE REIT|VGRD|Vanguard Marketing Corporation|79651
MORL|2X MORTGAGE REIT|VSIN|Vision Financial Markets Llc|1413
MORL|2X MORTGAGE REIT|WCHV|WELLS FARGO SECURITIES, LLC|300
MORL|2X MORTGAGE REIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7381
MORL|2X MORTGAGE REIT|WGIF|CIBC World Markets Inc.|1668
MORL|2X MORTGAGE REIT|WSEA|WOLVERINE SECURITIES, LLC|12863
MORL|2X MORTGAGE REIT|YKNA|COMHAR CAPITAL MARKETS, LLC|2500
MORL|2X MORTGAGE REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
MORN|MORNINGSTAR, INC.|ALTX|Alternet Securities Inc.|1443
MORN|MORNINGSTAR, INC.|ANOS|ABEL/NOSER, L.L.C.|675
MORN|MORNINGSTAR, INC.|APCC|Apex Clearing Corporation|153
MORN|MORNINGSTAR, INC.|BALE|M&T SECURITIES, INC.|280
MORN|MORNINGSTAR, INC.|BARD|Robert W. Baird & Co. Incorporated|503
MORN|MORNINGSTAR, INC.|BATM|CBOE TRADING, INC.|576
MORN|MORNINGSTAR, INC.|BAYC|BAY CREST PARTNERS, LLC|280
MORN|MORNINGSTAR, INC.|BERN|Sanford C. Bernstein & Co., LLC|11866
MORN|MORNINGSTAR, INC.|BIAD|SAGETRADER, LLC|200
MORN|MORNINGSTAR, INC.|BLKX|INSTINET, LLC|14008
MORN|MORNINGSTAR, INC.|BMOC|BMO Capital Markets Corp.|135
MORN|MORNINGSTAR, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|720
MORN|MORNINGSTAR, INC.|BTIG|BTIG, LLC|4561
MORN|MORNINGSTAR, INC.|BYXM|CBOE TRADING, INC.|368
MORN|MORNINGSTAR, INC.|BZYD|GOLDMAN SACHS & CO. LLC|478
MORN|MORNINGSTAR, INC.|CANT|Cantor Fitzgerald & Co.|7941
MORN|MORNINGSTAR, INC.|CHAS|Charles Schwab & Co., Inc.|9096
MORN|MORNINGSTAR, INC.|CIST|Capital Institutional Services, Inc.|39
MORN|MORNINGSTAR, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18119
MORN|MORNINGSTAR, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5914
MORN|MORNINGSTAR, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9844
MORN|MORNINGSTAR, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66410
MORN|MORNINGSTAR, INC.|CTDL|Citadel Derivatives Group Llc|3697
MORN|MORNINGSTAR, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|20620
MORN|MORNINGSTAR, INC.|DADA|D.A. Davidson & Co.|11
MORN|MORNINGSTAR, INC.|DBAB|Deutsche Bank Securities Inc.|63315
MORN|MORNINGSTAR, INC.|DBAX|Deutsche Bank Securities Inc.|47100
MORN|MORNINGSTAR, INC.|DEAN|MORGAN STANLEY|967
MORN|MORNINGSTAR, INC.|DEGS|RONIN PROFESSIONAL LLC|1100
MORN|MORNINGSTAR, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1030
MORN|MORNINGSTAR, INC.|EBXL|EBX LLC|11400
MORN|MORNINGSTAR, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|365
MORN|MORNINGSTAR, INC.|EDJO|Edward D. Jones & Co., L.P.|166
MORN|MORNINGSTAR, INC.|EGAM|CBOE TRADING, INC.|972
MORN|MORNINGSTAR, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|24
MORN|MORNINGSTAR, INC.|EGXM|CBOE TRADING, INC.|296
MORN|MORNINGSTAR, INC.|ESPO|ESPOSITO SECURITIES, LLC|80
MORN|MORNINGSTAR, INC.|ETBE|Electronic Transaction Clearing, Inc.|3387
MORN|MORNINGSTAR, INC.|ETCC|Electronic Transaction Clearing, Inc.|182
MORN|MORNINGSTAR, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1606
MORN|MORNINGSTAR, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7109
MORN|MORNINGSTAR, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|173
MORN|MORNINGSTAR, INC.|ETRS|E*Trade Securities LLC|1023
MORN|MORNINGSTAR, INC.|FBCO|Credit Suisse Securities (USA) LLC|73606
MORN|MORNINGSTAR, INC.|FFSI|Firstrade Securities Inc.|53
MORN|MORNINGSTAR, INC.|FILL|Tradestation Securities, Inc.|797
MORN|MORNINGSTAR, INC.|FINX|FINTECH SECURITIES|600
MORN|MORNINGSTAR, INC.|FMAF|NBCN Inc./ CDS|1422
MORN|MORNINGSTAR, INC.|FOMA|TD AMERITRADE CLEARING, INC.|5413
MORN|MORNINGSTAR, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|54
MORN|MORNINGSTAR, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22826
MORN|MORNINGSTAR, INC.|FTBR|Foliofn Investments, Inc.|1764
MORN|MORNINGSTAR, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1419
MORN|MORNINGSTAR, INC.|GLPX|ACS EXECUTION SERVICES, LLC|6624
MORN|MORNINGSTAR, INC.|GSCO|GOLDMAN SACHS & CO. LLC|100132
MORN|MORNINGSTAR, INC.|GSCS|GOLDMAN SACHS & CO. LLC|571
MORN|MORNINGSTAR, INC.|GSLT|GOLDMAN SACHS & CO. LLC|636
MORN|MORNINGSTAR, INC.|GTSZ|GTS SECURITIES LLC|46715
MORN|MORNINGSTAR, INC.|HRBF|American Enterprise Investment Services Inc.|3036
MORN|MORNINGSTAR, INC.|IATS|INTERACTIVE BROKERS LLC|1499
MORN|MORNINGSTAR, INC.|IBKR|Interactive Brokers Llc|27947
MORN|MORNINGSTAR, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3308
MORN|MORNINGSTAR, INC.|ICBX|INSTINET, LLC|8700
MORN|MORNINGSTAR, INC.|INCA|INSTINET, LLC|89964
MORN|MORNINGSTAR, INC.|INJX|INSTINET, LLC|14217
MORN|MORNINGSTAR, INC.|ITGI|ITG Inc.|107091
MORN|MORNINGSTAR, INC.|ITGP|ITG INC.|15800
MORN|MORNINGSTAR, INC.|JANY|Janney Montgomery Scott Inc.|7
MORN|MORNINGSTAR, INC.|JEFF|JEFFERIES LLC|106113
MORN|MORNINGSTAR, INC.|JMPT|JUMP TRADING, LLC|4554
MORN|MORNINGSTAR, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2169
MORN|MORNINGSTAR, INC.|JPMX|J.P. Morgan Securities LLC|44830
MORN|MORNINGSTAR, INC.|JSJX|JANE STREET CAPITAL LLC|1908
MORN|MORNINGSTAR, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|1000
MORN|MORNINGSTAR, INC.|KCGM|VIRTU Americas LLC|3934
MORN|MORNINGSTAR, INC.|LEHM|Barclays Capital Inc./Le|130489
MORN|MORNINGSTAR, INC.|LIME|Lime Brokerage LLC|71077
MORN|MORNINGSTAR, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|94850
MORN|MORNINGSTAR, INC.|LQNA|LIQUIDNET, INC.|56200
MORN|MORNINGSTAR, INC.|LSCI|Lek Securities Corporation|100
MORN|MORNINGSTAR, INC.|MACQ|Macquarie Capital (USA) Inc.|100
MORN|MORNINGSTAR, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22002
MORN|MORNINGSTAR, INC.|MOTF|MOTIF INVESTING, INC.|3
MORN|MORNINGSTAR, INC.|MSCO|MORGAN STANLEY & CO. LLC|324260
MORN|MORNINGSTAR, INC.|MSPL|MORGAN STANLEY & CO. LLC|33300
MORN|MORNINGSTAR, INC.|MSTX|MORGAN STANLEY & CO. LLC|1200
MORN|MORNINGSTAR, INC.|NEUB|NEUBERGER BERMAN BD LLC|52
MORN|MORNINGSTAR, INC.|NFSC|National Financial Services LLC|28237
MORN|MORNINGSTAR, INC.|NITE|VIRTU Americas LLC|72683
MORN|MORNINGSTAR, INC.|NITP|VIRTU Americas LLC|1515
MORN|MORNINGSTAR, INC.|NQRB|Brut, LLC|6447
MORN|MORNINGSTAR, INC.|OPCO|Oppenheimer & Co. Inc.|24
MORN|MORNINGSTAR, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2741
MORN|MORNINGSTAR, INC.|PDQM|CODA MARKETS, INC.|13637
MORN|MORNINGSTAR, INC.|PWJC|UBS Financial Services, Inc.|150
MORN|MORNINGSTAR, INC.|RAJA|Raymond James & Associates, Inc.|269
MORN|MORNINGSTAR, INC.|RBCM|RBC CAPITAL MARKETS, LLC|290
MORN|MORNINGSTAR, INC.|SALI|INTL FCSTONE FINANCIAL INC.|115
MORN|MORNINGSTAR, INC.|SBSH|Citigroup Global Markets Inc.|33138
MORN|MORNINGSTAR, INC.|SGMT|GOLDMAN SACHS & CO. LLC|5743
MORN|MORNINGSTAR, INC.|SPDR|SPEEDROUTE LLC|1301
MORN|MORNINGSTAR, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|64732
MORN|MORNINGSTAR, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4171
MORN|MORNINGSTAR, INC.|SWIM|TD Ameritrade, Inc.|1364
MORN|MORNINGSTAR, INC.|SWST|Hilltop Securities Inc.|1125
MORN|MORNINGSTAR, INC.|TKNG|ALLY INVEST SECURITIES LLC|71
MORN|MORNINGSTAR, INC.|TONC|CUTTONE & CO., LLC|485
MORN|MORNINGSTAR, INC.|TRBT|Tradebot Systems, Inc.|25185
MORN|MORNINGSTAR, INC.|TRCM|TRC MARKETS LLC|22645
MORN|MORNINGSTAR, INC.|TWTT|TASTYWORKS, INC.|3
MORN|MORNINGSTAR, INC.|UBSA|UBS SECURITIES LLC|112534
MORN|MORNINGSTAR, INC.|UBSS|UBS Securities LLC|298522
MORN|MORNINGSTAR, INC.|VALX|VIRTU AMERICAS LLC|3129
MORN|MORNINGSTAR, INC.|VGRD|Vanguard Marketing Corporation|2040
MORN|MORNINGSTAR, INC.|WCHV|WELLS FARGO SECURITIES, LLC|16863
MORN|MORNINGSTAR, INC.|WDNX|WEEDEN & CO.L.P.|130
MORN|MORNINGSTAR, INC.|WEED|Weeden & Co.L.P.|1670
MORN|MORNINGSTAR, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1257
MORN|MORNINGSTAR, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2501
MORN|MORNINGSTAR, INC.|WGIF|CIBC World Markets Inc.|660
MORN|MORNINGSTAR, INC.|WSEA|WOLVERINE SECURITIES, LLC|582
MORN|MORNINGSTAR, INC.|XIST|INSTINET, LLC|5050
MORN|MORNINGSTAR, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|12572
MORN|MORNINGSTAR, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3360
MORN|MORNINGSTAR, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|547
MORT|VE MORT REIT INC ETF|AGIS|Aegis Capital Corp.|960
MORT|VE MORT REIT INC ETF|APCC|Apex Clearing Corporation|59
MORT|VE MORT REIT INC ETF|BBNT|BB&T SECURITIES, LLC|88
MORT|VE MORT REIT INC ETF|CHAS|Charles Schwab & Co., Inc.|238
MORT|VE MORT REIT INC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3272
MORT|VE MORT REIT INC ETF|CSIN|Citadel Securities Institutional LLC|126092
MORT|VE MORT REIT INC ETF|CTDL|Citadel Derivatives Group Llc|126092
MORT|VE MORT REIT INC ETF|DBAX|Deutsche Bank Securities Inc.|100
MORT|VE MORT REIT INC ETF|DEAN|MORGAN STANLEY|458
MORT|VE MORT REIT INC ETF|EBXL|EBX LLC|200
MORT|VE MORT REIT INC ETF|EDJO|Edward D. Jones & Co., L.P.|228
MORT|VE MORT REIT INC ETF|EGAM|CBOE TRADING, INC.|6500
MORT|VE MORT REIT INC ETF|EGAW|CBOE TRADING, INC.|300
MORT|VE MORT REIT INC ETF|EGXM|CBOE TRADING, INC.|3700
MORT|VE MORT REIT INC ETF|EGXW|CBOE TRADING, INC.|300
MORT|VE MORT REIT INC ETF|ETRS|E*Trade Securities LLC|14865
MORT|VE MORT REIT INC ETF|FBSB|U.S. Bancorp Investments, Inc.|200
MORT|VE MORT REIT INC ETF|FILL|Tradestation Securities, Inc.|100
MORT|VE MORT REIT INC ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2461
MORT|VE MORT REIT INC ETF|FTBR|Foliofn Investments, Inc.|126
MORT|VE MORT REIT INC ETF|GSCO|GOLDMAN SACHS & CO. LLC|422
MORT|VE MORT REIT INC ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
MORT|VE MORT REIT INC ETF|IATS|INTERACTIVE BROKERS LLC|410
MORT|VE MORT REIT INC ETF|IBKR|Interactive Brokers Llc|5972
MORT|VE MORT REIT INC ETF|ICBX|INSTINET, LLC|600
MORT|VE MORT REIT INC ETF|JPMX|J.P. Morgan Securities LLC|200
MORT|VE MORT REIT INC ETF|JSJX|JANE STREET CAPITAL LLC|44562
MORT|VE MORT REIT INC ETF|KCGM|VIRTU Americas LLC|1052
MORT|VE MORT REIT INC ETF|LEHM|Barclays Capital Inc./Le|800
MORT|VE MORT REIT INC ETF|LIME|Lime Brokerage LLC|4488
MORT|VE MORT REIT INC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7300
MORT|VE MORT REIT INC ETF|MOTF|MOTIF INVESTING, INC.|1
MORT|VE MORT REIT INC ETF|MSCO|MORGAN STANLEY & CO. LLC|14457
MORT|VE MORT REIT INC ETF|NFSC|National Financial Services LLC|40141
MORT|VE MORT REIT INC ETF|NITE|VIRTU Americas LLC|56108
MORT|VE MORT REIT INC ETF|NITP|VIRTU Americas LLC|200
MORT|VE MORT REIT INC ETF|NQRB|Brut, LLC|365
MORT|VE MORT REIT INC ETF|NTBF|BMO Nesbitt Burns Inc./CDS|290
MORT|VE MORT REIT INC ETF|RBCM|RBC CAPITAL MARKETS, LLC|3922
MORT|VE MORT REIT INC ETF|SALI|INTL FCSTONE FINANCIAL INC.|400
MORT|VE MORT REIT INC ETF|SBSH|Citigroup Global Markets Inc.|616
MORT|VE MORT REIT INC ETF|SGMT|GOLDMAN SACHS & CO. LLC|1122
MORT|VE MORT REIT INC ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1154
MORT|VE MORT REIT INC ETF|SWIM|TD Ameritrade, Inc.|9292
MORT|VE MORT REIT INC ETF|SWST|Hilltop Securities Inc.|2732
MORT|VE MORT REIT INC ETF|TKNG|ALLY INVEST SECURITIES LLC|2718
MORT|VE MORT REIT INC ETF|UBSA|UBS SECURITIES LLC|5654
MORT|VE MORT REIT INC ETF|UBSS|UBS Securities LLC|11981
MORT|VE MORT REIT INC ETF|VGRD|Vanguard Marketing Corporation|9338
MORT|VE MORT REIT INC ETF|WCHV|WELLS FARGO SECURITIES, LLC|4782
MORT|VE MORT REIT INC ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55
MORT|VE MORT REIT INC ETF|WSEA|WOLVERINE SECURITIES, LLC|2772
MORT|VE MORT REIT INC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6095
MOS|MOSAIC COMPANY NEW|ABLE|NATIXIS Securities Americas LLC|386274
MOS|MOSAIC COMPANY NEW|ADAM|CANACCORD GENUITY INC.|36978
MOS|MOSAIC COMPANY NEW|AGIS|Aegis Capital Corp.|500
MOS|MOSAIC COMPANY NEW|ALTX|Alternet Securities Inc.|32452
MOS|MOSAIC COMPANY NEW|ANOS|ABEL/NOSER, L.L.C.|35880
MOS|MOSAIC COMPANY NEW|APCC|Apex Clearing Corporation|6975
MOS|MOSAIC COMPANY NEW|AQUA|AQUA SECURITIES L.P.|33500
MOS|MOSAIC COMPANY NEW|BANK|Primevest Financial Services, Inc.|162
MOS|MOSAIC COMPANY NEW|BARD|Robert W. Baird & Co. Incorporated|16302
MOS|MOSAIC COMPANY NEW|BATM|CBOE TRADING, INC.|21757
MOS|MOSAIC COMPANY NEW|BAYC|BAY CREST PARTNERS, LLC|348
MOS|MOSAIC COMPANY NEW|BAYT|BTIG, LLC|17913
MOS|MOSAIC COMPANY NEW|BBNT|BB&T SECURITIES, LLC|798
MOS|MOSAIC COMPANY NEW|BERN|Sanford C. Bernstein & Co., LLC|525300
MOS|MOSAIC COMPANY NEW|BIAD|SAGETRADER, LLC|243
MOS|MOSAIC COMPANY NEW|BIDS|BIDS TRADING L.P.|5400
MOS|MOSAIC COMPANY NEW|BIMI|Banca IMI Securities Corp.|1412
MOS|MOSAIC COMPANY NEW|BKCM|BNY Mellon Capital Markets LLC|1813
MOS|MOSAIC COMPANY NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55148
MOS|MOSAIC COMPANY NEW|BLKX|INSTINET, LLC|240954
MOS|MOSAIC COMPANY NEW|BMOC|BMO Capital Markets Corp.|77358
MOS|MOSAIC COMPANY NEW|BNCH|The Benchmark Company, LLC|151330
MOS|MOSAIC COMPANY NEW|BNPX|BNP PARIBAS SECURITIES CORP.|154457
MOS|MOSAIC COMPANY NEW|BRGE|Newbridge Securities Corp.|2150
MOS|MOSAIC COMPANY NEW|BTIG|BTIG, LLC|3760
MOS|MOSAIC COMPANY NEW|BYXM|CBOE TRADING, INC.|2789
MOS|MOSAIC COMPANY NEW|BZYD|GOLDMAN SACHS & CO. LLC|2506
MOS|MOSAIC COMPANY NEW|CANT|Cantor Fitzgerald & Co.|5742
MOS|MOSAIC COMPANY NEW|CBLC|CITIGROUP GLOBAL MARKETS INC.|55600
MOS|MOSAIC COMPANY NEW|CHAS|Charles Schwab & Co., Inc.|16845
MOS|MOSAIC COMPANY NEW|CIBP|CIBC World Markets Corp.|25530
MOS|MOSAIC COMPANY NEW|CICF|Canaccord Genuity Corp.|1650
MOS|MOSAIC COMPANY NEW|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
MOS|MOSAIC COMPANY NEW|CIST|Capital Institutional Services, Inc.|864
MOS|MOSAIC COMPANY NEW|CLSA|CLSA AMERICAS, LLC|24800
MOS|MOSAIC COMPANY NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|481981
MOS|MOSAIC COMPANY NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|203
MOS|MOSAIC COMPANY NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14845
MOS|MOSAIC COMPANY NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1346165
MOS|MOSAIC COMPANY NEW|CSMS|CORNERSTONE MACRO LLC|7200
MOS|MOSAIC COMPANY NEW|CTDL|Citadel Derivatives Group Llc|26504
MOS|MOSAIC COMPANY NEW|CTLR|CUTLER GROUP, LP|600
MOS|MOSAIC COMPANY NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|383362
MOS|MOSAIC COMPANY NEW|DADA|D.A. Davidson & Co.|2452
MOS|MOSAIC COMPANY NEW|DBAB|Deutsche Bank Securities Inc.|764612
MOS|MOSAIC COMPANY NEW|DBAX|Deutsche Bank Securities Inc.|1488600
MOS|MOSAIC COMPANY NEW|DBUL|Deutsche Bank Securities Inc.|17663
MOS|MOSAIC COMPANY NEW|DCHF|Dart Executions, LLC|11622
MOS|MOSAIC COMPANY NEW|DEAN|MORGAN STANLEY|23705
MOS|MOSAIC COMPANY NEW|DEGS|RONIN PROFESSIONAL LLC|1100
MOS|MOSAIC COMPANY NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18168
MOS|MOSAIC COMPANY NEW|EBXL|EBX LLC|837600
MOS|MOSAIC COMPANY NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|110407
MOS|MOSAIC COMPANY NEW|EDJC|Edward Jones / CDS|62
MOS|MOSAIC COMPANY NEW|EDJO|Edward D. Jones & Co., L.P.|18261
MOS|MOSAIC COMPANY NEW|EGAM|CBOE TRADING, INC.|49624
MOS|MOSAIC COMPANY NEW|EGAW|CBOE TRADING, INC.|957
MOS|MOSAIC COMPANY NEW|EGXM|CBOE TRADING, INC.|5512
MOS|MOSAIC COMPANY NEW|EGXW|CBOE TRADING, INC.|305
MOS|MOSAIC COMPANY NEW|ESPO|ESPOSITO SECURITIES, LLC|1847
MOS|MOSAIC COMPANY NEW|ETBE|Electronic Transaction Clearing, Inc.|44314
MOS|MOSAIC COMPANY NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
MOS|MOSAIC COMPANY NEW|ETCC|Electronic Transaction Clearing, Inc.|2688
MOS|MOSAIC COMPANY NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11972
MOS|MOSAIC COMPANY NEW|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MOS|MOSAIC COMPANY NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6306
MOS|MOSAIC COMPANY NEW|ETRS|E*Trade Securities LLC|169037
MOS|MOSAIC COMPANY NEW|FBSB|U.S. Bancorp Investments, Inc.|2226
MOS|MOSAIC COMPANY NEW|FFSI|Firstrade Securities Inc.|99
MOS|MOSAIC COMPANY NEW|FIDT|Fidelity Clearing Canada ULC./ CDS|3
MOS|MOSAIC COMPANY NEW|FILL|Tradestation Securities, Inc.|31711
MOS|MOSAIC COMPANY NEW|FINX|FINTECH SECURITIES|133
MOS|MOSAIC COMPANY NEW|FMAF|NBCN Inc./ CDS|7303
MOS|MOSAIC COMPANY NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11775
MOS|MOSAIC COMPANY NEW|FQLS|Quantlab Securities LP|838843
MOS|MOSAIC COMPANY NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|304004
MOS|MOSAIC COMPANY NEW|FTBR|Foliofn Investments, Inc.|3381
MOS|MOSAIC COMPANY NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|26499
MOS|MOSAIC COMPANY NEW|GLIS|TD Securities Inc|11393
MOS|MOSAIC COMPANY NEW|GLPX|ACS EXECUTION SERVICES, LLC|228904
MOS|MOSAIC COMPANY NEW|GSCO|GOLDMAN SACHS & CO. LLC|3598836
MOS|MOSAIC COMPANY NEW|GSCS|GOLDMAN SACHS & CO. LLC|188101
MOS|MOSAIC COMPANY NEW|GSLT|GOLDMAN SACHS & CO. LLC|75640
MOS|MOSAIC COMPANY NEW|GTSZ|GTS SECURITIES LLC|438569
MOS|MOSAIC COMPANY NEW|GUGS|Guggenheim Securities, LLC|41000
MOS|MOSAIC COMPANY NEW|HAPX|HAP Trading, LLC|100
MOS|MOSAIC COMPANY NEW|HRBF|American Enterprise Investment Services Inc.|164548
MOS|MOSAIC COMPANY NEW|HSBC|HSBC Securities, Inc.|6356
MOS|MOSAIC COMPANY NEW|IATS|INTERACTIVE BROKERS LLC|59953
MOS|MOSAIC COMPANY NEW|IBKR|Interactive Brokers Llc|141540
MOS|MOSAIC COMPANY NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|194
MOS|MOSAIC COMPANY NEW|ICBX|INSTINET, LLC|315970
MOS|MOSAIC COMPANY NEW|IEQY|CITADEL SECURITIES LLC|412604
MOS|MOSAIC COMPANY NEW|INCA|INSTINET, LLC|802197
MOS|MOSAIC COMPANY NEW|INJX|INSTINET, LLC|107401
MOS|MOSAIC COMPANY NEW|ITGI|ITG Inc.|93680
MOS|MOSAIC COMPANY NEW|ITGP|ITG INC.|604800
MOS|MOSAIC COMPANY NEW|JANY|Janney Montgomery Scott Inc.|4276
MOS|MOSAIC COMPANY NEW|JEFF|JEFFERIES LLC|1124805
MOS|MOSAIC COMPANY NEW|JMPT|JUMP TRADING, LLC|217064
MOS|MOSAIC COMPANY NEW|JONE|JonesTrading|13877
MOS|MOSAIC COMPANY NEW|JPBX|J.P. MORGAN SECURITIES LLC|260282
MOS|MOSAIC COMPANY NEW|JPMX|J.P. Morgan Securities LLC|1576848
MOS|MOSAIC COMPANY NEW|JSJX|JANE STREET CAPITAL LLC|24259
MOS|MOSAIC COMPANY NEW|JUTA|JUMP TRADING, LLC|500
MOS|MOSAIC COMPANY NEW|KCGM|VIRTU Americas LLC|172416
MOS|MOSAIC COMPANY NEW|LEHM|Barclays Capital Inc./Le|3267226
MOS|MOSAIC COMPANY NEW|LGNT|COR CLEARING LLC|2
MOS|MOSAIC COMPANY NEW|LIME|Lime Brokerage LLC|123857
MOS|MOSAIC COMPANY NEW|LMNX|LUMINEX TRADING & ANALYTICS LLC|170600
MOS|MOSAIC COMPANY NEW|LOOP|Loop Capital Markets LLC|300
MOS|MOSAIC COMPANY NEW|LQNA|LIQUIDNET, INC.|150900
MOS|MOSAIC COMPANY NEW|LQNB|LIQUIDNET, INC.|10000
MOS|MOSAIC COMPANY NEW|LSCI|Lek Securities Corporation|1114
MOS|MOSAIC COMPANY NEW|LVMR|LIVERMORE TRADING GROUP, INC.|24200
MOS|MOSAIC COMPANY NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
MOS|MOSAIC COMPANY NEW|MACC|Mid Atlantic Capital Corporation|12786
MOS|MOSAIC COMPANY NEW|MACQ|Macquarie Capital (USA) Inc.|3100
MOS|MOSAIC COMPANY NEW|MAXM|Maxim Group LLC|13154
MOS|MOSAIC COMPANY NEW|MBTS|ALLY INVEST SECURITIES LLC|4000
MOS|MOSAIC COMPANY NEW|MCMF|Raymond James Ltd. Cds|2100
MOS|MOSAIC COMPANY NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|670838
MOS|MOSAIC COMPANY NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2300
MOS|MOSAIC COMPANY NEW|MNDX|TJM Investments, LLC|4000
MOS|MOSAIC COMPANY NEW|MOTF|MOTIF INVESTING, INC.|13
MOS|MOSAIC COMPANY NEW|MPSG|E D & F Man Capital Markets Inc.|362
MOS|MOSAIC COMPANY NEW|MSCO|MORGAN STANLEY & CO. LLC|3127815
MOS|MOSAIC COMPANY NEW|MSPL|MORGAN STANLEY & CO. LLC|1119800
MOS|MOSAIC COMPANY NEW|MSTX|MORGAN STANLEY & CO. LLC|444800
MOS|MOSAIC COMPANY NEW|NEED|Needham & Company, LLC|1710
MOS|MOSAIC COMPANY NEW|NFSC|National Financial Services LLC|402523
MOS|MOSAIC COMPANY NEW|NITE|VIRTU Americas LLC|1529249
MOS|MOSAIC COMPANY NEW|NITP|VIRTU Americas LLC|2944
MOS|MOSAIC COMPANY NEW|NQRB|Brut, LLC|83470
MOS|MOSAIC COMPANY NEW|NTBF|BMO Nesbitt Burns Inc./CDS|1350
MOS|MOSAIC COMPANY NEW|NTRC|Northern Trust Securities, Inc.|2489
MOS|MOSAIC COMPANY NEW|OHOS|TWO SIGMA SECURITIES, LLC|164995
MOS|MOSAIC COMPANY NEW|OPCO|Oppenheimer & Co. Inc.|5558
MOS|MOSAIC COMPANY NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9771
MOS|MOSAIC COMPANY NEW|PDQM|CODA MARKETS, INC.|93615
MOS|MOSAIC COMPANY NEW|PHLY|NASDAQ Execution Services, LLC|7800
MOS|MOSAIC COMPANY NEW|PIPR|Piper Jaffray & Co.|17300
MOS|MOSAIC COMPANY NEW|POIN|PRECISION SECURITIES, LLC (POIN)|100
MOS|MOSAIC COMPANY NEW|PWJC|UBS Financial Services, Inc.|19330
MOS|MOSAIC COMPANY NEW|QMSR|QUATTRO M SECURITIES INC.|5857
MOS|MOSAIC COMPANY NEW|RBCM|RBC CAPITAL MARKETS, LLC|47532
MOS|MOSAIC COMPANY NEW|RGLD|Regal Securities, Inc|500
MOS|MOSAIC COMPANY NEW|RHCO|Suntrust Robinson Humphrey, Inc.|18300
MOS|MOSAIC COMPANY NEW|SAGL|SAGETRADER, LLC|181441
MOS|MOSAIC COMPANY NEW|SAGW|SAGETRADER, LLC|3800
MOS|MOSAIC COMPANY NEW|SALI|INTL FCSTONE FINANCIAL INC.|46981
MOS|MOSAIC COMPANY NEW|SBSH|Citigroup Global Markets Inc.|1501222
MOS|MOSAIC COMPANY NEW|SCMC|Scotia Capital Markets (USA) Inc.|17326
MOS|MOSAIC COMPANY NEW|SGMT|GOLDMAN SACHS & CO. LLC|604256
MOS|MOSAIC COMPANY NEW|SJLS|TRADE INFORMATICS LLC|1200
MOS|MOSAIC COMPANY NEW|SPDR|SPEEDROUTE LLC|59997
MOS|MOSAIC COMPANY NEW|SPHN|Stephens Inc.|73298
MOS|MOSAIC COMPANY NEW|STFL|Stifel, Nicolaus & Company, Incorporated|11355
MOS|MOSAIC COMPANY NEW|STKP|STOCKPILE INVESTMENTS, INC.|14
MOS|MOSAIC COMPANY NEW|STRS|STRATEGAS RESEARCH PARTNERS|100
MOS|MOSAIC COMPANY NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21074
MOS|MOSAIC COMPANY NEW|SWIM|TD Ameritrade, Inc.|425190
MOS|MOSAIC COMPANY NEW|SWST|Hilltop Securities Inc.|2549
MOS|MOSAIC COMPANY NEW|TAGC|TELSEY ADVISORY GROUP LLC|1761
MOS|MOSAIC COMPANY NEW|TKNG|ALLY INVEST SECURITIES LLC|3675
MOS|MOSAIC COMPANY NEW|TMBR|Timber Hill LLC|300
MOS|MOSAIC COMPANY NEW|TRBT|Tradebot Systems, Inc.|453576
MOS|MOSAIC COMPANY NEW|TRCM|TRC MARKETS LLC|541077
MOS|MOSAIC COMPANY NEW|TWTT|TASTYWORKS, INC.|176
MOS|MOSAIC COMPANY NEW|UBSA|UBS SECURITIES LLC|2503182
MOS|MOSAIC COMPANY NEW|UBSS|UBS Securities LLC|1854683
MOS|MOSAIC COMPANY NEW|VALX|VIRTU AMERICAS LLC|58607
MOS|MOSAIC COMPANY NEW|VERT|The Vertical Trading Group, LLC|1800
MOS|MOSAIC COMPANY NEW|VGRD|Vanguard Marketing Corporation|81658
MOS|MOSAIC COMPANY NEW|VNDS|VANDHAM SECURITIES CORP|3339
MOS|MOSAIC COMPANY NEW|WABR|Wall Street Access|11446
MOS|MOSAIC COMPANY NEW|WBLR|WILLIAM BLAIR|210
MOS|MOSAIC COMPANY NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|18036
MOS|MOSAIC COMPANY NEW|WCHV|WELLS FARGO SECURITIES, LLC|531931
MOS|MOSAIC COMPANY NEW|WDNX|WEEDEN & CO.L.P.|240
MOS|MOSAIC COMPANY NEW|WEDB|WEDBUSH SECURITIES INC.|33743
MOS|MOSAIC COMPANY NEW|WEED|Weeden & Co.L.P.|18233
MOS|MOSAIC COMPANY NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|85051
MOS|MOSAIC COMPANY NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85040
MOS|MOSAIC COMPANY NEW|WGIF|CIBC World Markets Inc.|8239
MOS|MOSAIC COMPANY NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4402
MOS|MOSAIC COMPANY NEW|WMLL|Watermill Institutional Trading LLC|46935
MOS|MOSAIC COMPANY NEW|WSEA|WOLVERINE SECURITIES, LLC|19474
MOS|MOSAIC COMPANY NEW|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4000
MOS|MOSAIC COMPANY NEW|XIST|INSTINET, LLC|54508
MOS|MOSAIC COMPANY NEW|XPQR|Jump Trading|2749
MOS|MOSAIC COMPANY NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|231824
MOS|MOSAIC COMPANY NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|7956
MOS|MOSAIC COMPANY NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25739
MOSC|MOSAIC ACQ CP A ORD|BTIG|BTIG, LLC|241000
MOSC|MOSAIC ACQ CP A ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|627
MOSC|MOSAIC ACQ CP A ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4800
MOSC|MOSAIC ACQ CP A ORD|INCA|INSTINET, LLC|5227
MOSC|MOSAIC ACQ CP A ORD|MITR|GMP SECURITIES, LLC|50000
MOSC|MOSAIC ACQ CP A ORD|MSCO|MORGAN STANLEY & CO. LLC|627
MOSC|MOSAIC ACQ CP A ORD|NFSC|National Financial Services LLC|1100
MOSC|MOSAIC ACQ CP A ORD|NITE|VIRTU Americas LLC|4300
MOSC|MOSAIC ACQ CP A ORD|RBCM|RBC CAPITAL MARKETS, LLC|500
MOSC|MOSAIC ACQ CP A ORD|TRBT|Tradebot Systems, Inc.|100
MOSC|MOSAIC ACQ CP A ORD|UBSS|UBS Securities LLC|3600
MOSC.U|MOSAIC ACQ CP UTS|BATM|CBOE TRADING, INC.|200
MOSC.U|MOSAIC ACQ CP UTS|BTIG|BTIG, LLC|200000
MOSC.U|MOSAIC ACQ CP UTS|CANT|Cantor Fitzgerald & Co.|3400
MOSC.U|MOSAIC ACQ CP UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
MOSC.U|MOSAIC ACQ CP UTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2400
MOSC.U|MOSAIC ACQ CP UTS|GSCO|GOLDMAN SACHS & CO. LLC|11300
MOSC.U|MOSAIC ACQ CP UTS|IBKR|Interactive Brokers Llc|1600
MOSC.U|MOSAIC ACQ CP UTS|ITGI|ITG Inc.|3400
MOSC.U|MOSAIC ACQ CP UTS|JPMX|J.P. Morgan Securities LLC|375400
MOSC.U|MOSAIC ACQ CP UTS|MITR|GMP SECURITIES, LLC|22952
MOSC.U|MOSAIC ACQ CP UTS|MSCO|MORGAN STANLEY & CO. LLC|3400
MOSC.U|MOSAIC ACQ CP UTS|NFSC|National Financial Services LLC|1000
MOSC.U|MOSAIC ACQ CP UTS|NITE|VIRTU Americas LLC|6700
MOSC.U|MOSAIC ACQ CP UTS|RBCM|RBC CAPITAL MARKETS, LLC|500
MOSC.U|MOSAIC ACQ CP UTS|VGRD|Vanguard Marketing Corporation|7000
MOSC.U|MOSAIC ACQ CP UTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
MOSC.W|MOSAIC ACQ CP WTS|BTIG|BTIG, LLC|48000
MOSC.W|MOSAIC ACQ CP WTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4400
MOSC.W|MOSAIC ACQ CP WTS|ETRS|E*Trade Securities LLC|3500
MOSC.W|MOSAIC ACQ CP WTS|MPSG|E D & F Man Capital Markets Inc.|100000
MOSC.W|MOSAIC ACQ CP WTS|MSCO|MORGAN STANLEY & CO. LLC|1500
MOSC.W|MOSAIC ACQ CP WTS|NITE|VIRTU Americas LLC|3600
MOSC.W|MOSAIC ACQ CP WTS|UBSS|UBS Securities LLC|2000
MOSY|MOSYS INC|ALTX|Alternet Securities Inc.|326
MOSY|MOSYS INC|APCC|Apex Clearing Corporation|149
MOSY|MOSYS INC|BAYT|BTIG, LLC|5185
MOSY|MOSYS INC|BIMI|Banca IMI Securities Corp.|4500
MOSY|MOSYS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
MOSY|MOSYS INC|CHAS|Charles Schwab & Co., Inc.|6795
MOSY|MOSYS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
MOSY|MOSYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6100
MOSY|MOSYS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
MOSY|MOSYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7448
MOSY|MOSYS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
MOSY|MOSYS INC|DBAB|Deutsche Bank Securities Inc.|19699
MOSY|MOSYS INC|DBAX|Deutsche Bank Securities Inc.|2500
MOSY|MOSYS INC|DEGS|RONIN PROFESSIONAL LLC|17657
MOSY|MOSYS INC|EBXL|EBX LLC|1400
MOSY|MOSYS INC|EGAM|CBOE TRADING, INC.|100
MOSY|MOSYS INC|EGXM|CBOE TRADING, INC.|1126
MOSY|MOSYS INC|ETBE|Electronic Transaction Clearing, Inc.|200
MOSY|MOSYS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|922
MOSY|MOSYS INC|ETRS|E*Trade Securities LLC|138004
MOSY|MOSYS INC|FBCO|Credit Suisse Securities (USA) LLC|29115
MOSY|MOSYS INC|FILL|Tradestation Securities, Inc.|8590
MOSY|MOSYS INC|FOMA|TD AMERITRADE CLEARING, INC.|271732
MOSY|MOSYS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37767
MOSY|MOSYS INC|FTBR|Foliofn Investments, Inc.|12141
MOSY|MOSYS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4089
MOSY|MOSYS INC|GSCO|GOLDMAN SACHS & CO. LLC|2270
MOSY|MOSYS INC|GSCS|GOLDMAN SACHS & CO. LLC|224
MOSY|MOSYS INC|GSLT|GOLDMAN SACHS & CO. LLC|200
MOSY|MOSYS INC|IATS|INTERACTIVE BROKERS LLC|19900
MOSY|MOSYS INC|IBKR|Interactive Brokers Llc|102711
MOSY|MOSYS INC|ICBX|INSTINET, LLC|100
MOSY|MOSYS INC|INCA|INSTINET, LLC|4209
MOSY|MOSYS INC|INJX|INSTINET, LLC|1373
MOSY|MOSYS INC|ITGI|ITG Inc.|1836
MOSY|MOSYS INC|ITGP|ITG INC.|1600
MOSY|MOSYS INC|JEFF|JEFFERIES LLC|3847
MOSY|MOSYS INC|JMPT|JUMP TRADING, LLC|1994
MOSY|MOSYS INC|JPMX|J.P. Morgan Securities LLC|7570
MOSY|MOSYS INC|JSJX|JANE STREET CAPITAL LLC|403
MOSY|MOSYS INC|KCGM|VIRTU Americas LLC|400
MOSY|MOSYS INC|LEHM|Barclays Capital Inc./Le|7807
MOSY|MOSYS INC|LIME|Lime Brokerage LLC|14303
MOSY|MOSYS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
MOSY|MOSYS INC|MSCO|MORGAN STANLEY & CO. LLC|153078
MOSY|MOSYS INC|MSPL|MORGAN STANLEY & CO. LLC|24700
MOSY|MOSYS INC|NFSC|National Financial Services LLC|281438
MOSY|MOSYS INC|NITE|VIRTU Americas LLC|513676
MOSY|MOSYS INC|OPCO|Oppenheimer & Co. Inc.|4901
MOSY|MOSYS INC|PDQM|CODA MARKETS, INC.|200
MOSY|MOSYS INC|RAJA|Raymond James & Associates, Inc.|14200
MOSY|MOSYS INC|SBSH|Citigroup Global Markets Inc.|8951
MOSY|MOSYS INC|SGMT|GOLDMAN SACHS & CO. LLC|4553
MOSY|MOSYS INC|SPDR|SPEEDROUTE LLC|144
MOSY|MOSYS INC|SWIM|TD Ameritrade, Inc.|87275
MOSY|MOSYS INC|TKNG|ALLY INVEST SECURITIES LLC|5206
MOSY|MOSYS INC|TWTT|TASTYWORKS, INC.|800
MOSY|MOSYS INC|UBSA|UBS SECURITIES LLC|10402
MOSY|MOSYS INC|UBSS|UBS Securities LLC|17835
MOSY|MOSYS INC|VALX|VIRTU AMERICAS LLC|200
MOSY|MOSYS INC|VGRD|Vanguard Marketing Corporation|9803
MOSY|MOSYS INC|WCHV|WELLS FARGO SECURITIES, LLC|15097
MOSY|MOSYS INC|WGIF|CIBC World Markets Inc.|1000
MOSY|MOSYS INC|WSEA|WOLVERINE SECURITIES, LLC|18948
MOSY|MOSYS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
MOTI|VANECK VECTORS MORN|BARD|Robert W. Baird & Co. Incorporated|145
MOTI|VANECK VECTORS MORN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
MOTI|VANECK VECTORS MORN|CHAS|Charles Schwab & Co., Inc.|3
MOTI|VANECK VECTORS MORN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2016
MOTI|VANECK VECTORS MORN|CTDL|Citadel Derivatives Group Llc|10097
MOTI|VANECK VECTORS MORN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2610
MOTI|VANECK VECTORS MORN|DBAX|Deutsche Bank Securities Inc.|4900
MOTI|VANECK VECTORS MORN|DEAN|MORGAN STANLEY|1702
MOTI|VANECK VECTORS MORN|EBXL|EBX LLC|3800
MOTI|VANECK VECTORS MORN|ETRS|E*Trade Securities LLC|1175
MOTI|VANECK VECTORS MORN|FMAF|NBCN Inc./ CDS|3029
MOTI|VANECK VECTORS MORN|GTSZ|GTS SECURITIES LLC|100
MOTI|VANECK VECTORS MORN|IBKR|Interactive Brokers Llc|335
MOTI|VANECK VECTORS MORN|ICBX|INSTINET, LLC|1484
MOTI|VANECK VECTORS MORN|ITGP|ITG INC.|3200
MOTI|VANECK VECTORS MORN|JPMX|J.P. Morgan Securities LLC|44
MOTI|VANECK VECTORS MORN|JSEB|JANE STREET EXECUTION SERVICES, LLC|15783
MOTI|VANECK VECTORS MORN|JSJX|JANE STREET CAPITAL LLC|38612
MOTI|VANECK VECTORS MORN|KCGM|VIRTU Americas LLC|8788
MOTI|VANECK VECTORS MORN|LEHM|Barclays Capital Inc./Le|13200
MOTI|VANECK VECTORS MORN|LIME|Lime Brokerage LLC|106
MOTI|VANECK VECTORS MORN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
MOTI|VANECK VECTORS MORN|MOTF|MOTIF INVESTING, INC.|1
MOTI|VANECK VECTORS MORN|MSCO|MORGAN STANLEY & CO. LLC|6615
MOTI|VANECK VECTORS MORN|MSPL|MORGAN STANLEY & CO. LLC|700
MOTI|VANECK VECTORS MORN|NFSC|National Financial Services LLC|51973
MOTI|VANECK VECTORS MORN|NITE|VIRTU Americas LLC|35275
MOTI|VANECK VECTORS MORN|NTBF|BMO Nesbitt Burns Inc./CDS|1000
MOTI|VANECK VECTORS MORN|PDQM|CODA MARKETS, INC.|9
MOTI|VANECK VECTORS MORN|SGMT|GOLDMAN SACHS & CO. LLC|2058
MOTI|VANECK VECTORS MORN|SPHN|Stephens Inc.|900
MOTI|VANECK VECTORS MORN|SWIM|TD Ameritrade, Inc.|620
MOTI|VANECK VECTORS MORN|SWST|Hilltop Securities Inc.|700
MOTI|VANECK VECTORS MORN|UBSA|UBS SECURITIES LLC|11987
MOTI|VANECK VECTORS MORN|UBSS|UBS Securities LLC|16880
MOTI|VANECK VECTORS MORN|VGRD|Vanguard Marketing Corporation|1074
MOTI|VANECK VECTORS MORN|WCHV|WELLS FARGO SECURITIES, LLC|4245
MOTI|VANECK VECTORS MORN|WEDB|WEDBUSH SECURITIES INC.|9262
MOTI|VANECK VECTORS MORN|WSEA|WOLVERINE SECURITIES, LLC|2
MOTI|VANECK VECTORS MORN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
MOTI|VANECK VECTORS MORN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2700
MOTS|MOTUS GI HOLDINGS CM|AGIS|Aegis Capital Corp.|34781
MOTS|MOTUS GI HOLDINGS CM|ALTX|Alternet Securities Inc.|10300
MOTS|MOTUS GI HOLDINGS CM|APCC|Apex Clearing Corporation|5477
MOTS|MOTUS GI HOLDINGS CM|BATM|CBOE TRADING, INC.|962
MOTS|MOTUS GI HOLDINGS CM|BERN|Sanford C. Bernstein & Co., LLC|109832
MOTS|MOTUS GI HOLDINGS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4335
MOTS|MOTUS GI HOLDINGS CM|BYXM|CBOE TRADING, INC.|600
MOTS|MOTUS GI HOLDINGS CM|CHAS|Charles Schwab & Co., Inc.|600
MOTS|MOTUS GI HOLDINGS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4600
MOTS|MOTUS GI HOLDINGS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
MOTS|MOTUS GI HOLDINGS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32436
MOTS|MOTUS GI HOLDINGS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|840
MOTS|MOTUS GI HOLDINGS CM|DBAX|Deutsche Bank Securities Inc.|17600
MOTS|MOTUS GI HOLDINGS CM|DEAN|MORGAN STANLEY|1085
MOTS|MOTUS GI HOLDINGS CM|DEGS|RONIN PROFESSIONAL LLC|31853
MOTS|MOTUS GI HOLDINGS CM|EBXL|EBX LLC|13600
MOTS|MOTUS GI HOLDINGS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5750
MOTS|MOTUS GI HOLDINGS CM|EDJO|Edward D. Jones & Co., L.P.|2000
MOTS|MOTUS GI HOLDINGS CM|EGAM|CBOE TRADING, INC.|5139
MOTS|MOTUS GI HOLDINGS CM|EGXM|CBOE TRADING, INC.|800
MOTS|MOTUS GI HOLDINGS CM|ETBE|Electronic Transaction Clearing, Inc.|400
MOTS|MOTUS GI HOLDINGS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1978
MOTS|MOTUS GI HOLDINGS CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
MOTS|MOTUS GI HOLDINGS CM|ETRS|E*Trade Securities LLC|61567
MOTS|MOTUS GI HOLDINGS CM|FBCO|Credit Suisse Securities (USA) LLC|9405
MOTS|MOTUS GI HOLDINGS CM|FBSB|U.S. Bancorp Investments, Inc.|100
MOTS|MOTUS GI HOLDINGS CM|FILL|Tradestation Securities, Inc.|50
MOTS|MOTUS GI HOLDINGS CM|FOMA|TD AMERITRADE CLEARING, INC.|201272
MOTS|MOTUS GI HOLDINGS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41
MOTS|MOTUS GI HOLDINGS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5456
MOTS|MOTUS GI HOLDINGS CM|GLPX|ACS EXECUTION SERVICES, LLC|21241
MOTS|MOTUS GI HOLDINGS CM|GSCO|GOLDMAN SACHS & CO. LLC|11432
MOTS|MOTUS GI HOLDINGS CM|GSLT|GOLDMAN SACHS & CO. LLC|3072
MOTS|MOTUS GI HOLDINGS CM|GTSZ|GTS SECURITIES LLC|13912
MOTS|MOTUS GI HOLDINGS CM|HASF|Haywood Securities Inc./CDS|1085
MOTS|MOTUS GI HOLDINGS CM|HRBF|American Enterprise Investment Services Inc.|4052
MOTS|MOTUS GI HOLDINGS CM|IATS|INTERACTIVE BROKERS LLC|5000
MOTS|MOTUS GI HOLDINGS CM|IBKR|Interactive Brokers Llc|28866
MOTS|MOTUS GI HOLDINGS CM|ICBX|INSTINET, LLC|5644
MOTS|MOTUS GI HOLDINGS CM|INCA|INSTINET, LLC|26545
MOTS|MOTUS GI HOLDINGS CM|ITGI|ITG Inc.|16556
MOTS|MOTUS GI HOLDINGS CM|ITGP|ITG INC.|21200
MOTS|MOTUS GI HOLDINGS CM|JEFF|JEFFERIES LLC|10800
MOTS|MOTUS GI HOLDINGS CM|JMPT|JUMP TRADING, LLC|389
MOTS|MOTUS GI HOLDINGS CM|JPMX|J.P. Morgan Securities LLC|88564
MOTS|MOTUS GI HOLDINGS CM|JSJX|JANE STREET CAPITAL LLC|200
MOTS|MOTUS GI HOLDINGS CM|KCGM|VIRTU Americas LLC|16674
MOTS|MOTUS GI HOLDINGS CM|LEHM|Barclays Capital Inc./Le|15820
MOTS|MOTUS GI HOLDINGS CM|LIME|Lime Brokerage LLC|28247
MOTS|MOTUS GI HOLDINGS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14041
MOTS|MOTUS GI HOLDINGS CM|MBTS|ALLY INVEST SECURITIES LLC|500
MOTS|MOTUS GI HOLDINGS CM|MICA|Spartan Securities Group, Ltd.|5198
MOTS|MOTUS GI HOLDINGS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14508
MOTS|MOTUS GI HOLDINGS CM|MOTF|MOTIF INVESTING, INC.|5
MOTS|MOTUS GI HOLDINGS CM|MSCO|MORGAN STANLEY & CO. LLC|98443
MOTS|MOTUS GI HOLDINGS CM|MSPL|MORGAN STANLEY & CO. LLC|1200
MOTS|MOTUS GI HOLDINGS CM|NBCS|NBC Securities, INC.|150
MOTS|MOTUS GI HOLDINGS CM|NFSC|National Financial Services LLC|116392
MOTS|MOTUS GI HOLDINGS CM|NITE|VIRTU Americas LLC|297215
MOTS|MOTUS GI HOLDINGS CM|NQRB|Brut, LLC|2026
MOTS|MOTUS GI HOLDINGS CM|OPCO|Oppenheimer & Co. Inc.|13623
MOTS|MOTUS GI HOLDINGS CM|PCFF|Pacific International Securities Inc./CDS|800
MOTS|MOTUS GI HOLDINGS CM|PDQM|CODA MARKETS, INC.|31111
MOTS|MOTUS GI HOLDINGS CM|RAJA|Raymond James & Associates, Inc.|4634
MOTS|MOTUS GI HOLDINGS CM|RBCM|RBC CAPITAL MARKETS, LLC|7300
MOTS|MOTUS GI HOLDINGS CM|SAGL|SAGETRADER, LLC|4202
MOTS|MOTUS GI HOLDINGS CM|SALI|INTL FCSTONE FINANCIAL INC.|1100
MOTS|MOTUS GI HOLDINGS CM|SBSH|Citigroup Global Markets Inc.|240
MOTS|MOTUS GI HOLDINGS CM|SGMT|GOLDMAN SACHS & CO. LLC|6143
MOTS|MOTUS GI HOLDINGS CM|SPDR|SPEEDROUTE LLC|5560
MOTS|MOTUS GI HOLDINGS CM|STFL|Stifel, Nicolaus & Company, Incorporated|14200
MOTS|MOTUS GI HOLDINGS CM|SWIM|TD Ameritrade, Inc.|25672
MOTS|MOTUS GI HOLDINGS CM|SWST|Hilltop Securities Inc.|1500
MOTS|MOTUS GI HOLDINGS CM|TKNG|ALLY INVEST SECURITIES LLC|1268
MOTS|MOTUS GI HOLDINGS CM|TRBT|Tradebot Systems, Inc.|3366
MOTS|MOTUS GI HOLDINGS CM|TRCM|TRC MARKETS LLC|1700
MOTS|MOTUS GI HOLDINGS CM|TWTT|TASTYWORKS, INC.|200
MOTS|MOTUS GI HOLDINGS CM|UBSA|UBS SECURITIES LLC|64018
MOTS|MOTUS GI HOLDINGS CM|UBSS|UBS Securities LLC|26529
MOTS|MOTUS GI HOLDINGS CM|VALX|VIRTU AMERICAS LLC|1050
MOTS|MOTUS GI HOLDINGS CM|VGRD|Vanguard Marketing Corporation|8207
MOTS|MOTUS GI HOLDINGS CM|VIEW|VIEWTRADE SECURITIES LLC|2600
MOTS|MOTUS GI HOLDINGS CM|WCHV|WELLS FARGO SECURITIES, LLC|24643
MOTS|MOTUS GI HOLDINGS CM|WDCO|Wilson-Davis & Co., Inc.|753
MOTS|MOTUS GI HOLDINGS CM|WEDB|WEDBUSH SECURITIES INC.|2161
MOTS|MOTUS GI HOLDINGS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|935
MOTS|MOTUS GI HOLDINGS CM|WORD|Worden Capital Management LLC|1400
MOTS|MOTUS GI HOLDINGS CM|WSEA|WOLVERINE SECURITIES, LLC|1824
MOTS|MOTUS GI HOLDINGS CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
MOTS|MOTUS GI HOLDINGS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
MOTS|MOTUS GI HOLDINGS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1470
MOTS|MOTUS GI HOLDINGS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7345
MOV|MOVADO GROUP INC|ANOS|ABEL/NOSER, L.L.C.|170
MOV|MOVADO GROUP INC|APCC|Apex Clearing Corporation|897
MOV|MOVADO GROUP INC|BARD|Robert W. Baird & Co. Incorporated|1013
MOV|MOVADO GROUP INC|BATM|CBOE TRADING, INC.|1436
MOV|MOVADO GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|6690
MOV|MOVADO GROUP INC|BIDS|BIDS TRADING L.P.|100
MOV|MOVADO GROUP INC|BIMI|Banca IMI Securities Corp.|20
MOV|MOVADO GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4188
MOV|MOVADO GROUP INC|BLKX|INSTINET, LLC|12000
MOV|MOVADO GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|3383
MOV|MOVADO GROUP INC|BTIG|BTIG, LLC|100
MOV|MOVADO GROUP INC|BYXM|CBOE TRADING, INC.|300
MOV|MOVADO GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|1733
MOV|MOVADO GROUP INC|CANT|Cantor Fitzgerald & Co.|22
MOV|MOVADO GROUP INC|CHAS|Charles Schwab & Co., Inc.|503
MOV|MOVADO GROUP INC|CIST|Capital Institutional Services, Inc.|6
MOV|MOVADO GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55450
MOV|MOVADO GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MOV|MOVADO GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
MOV|MOVADO GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79811
MOV|MOVADO GROUP INC|CTDL|Citadel Derivatives Group Llc|1143
MOV|MOVADO GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|19642
MOV|MOVADO GROUP INC|DBAB|Deutsche Bank Securities Inc.|26814
MOV|MOVADO GROUP INC|DBAX|Deutsche Bank Securities Inc.|75500
MOV|MOVADO GROUP INC|DBUL|Deutsche Bank Securities Inc.|100
MOV|MOVADO GROUP INC|DCHF|Dart Executions, LLC|1165
MOV|MOVADO GROUP INC|DEAN|MORGAN STANLEY|964
MOV|MOVADO GROUP INC|DEGS|RONIN PROFESSIONAL LLC|300
MOV|MOVADO GROUP INC|EBXL|EBX LLC|25600
MOV|MOVADO GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4436
MOV|MOVADO GROUP INC|EDJO|Edward D. Jones & Co., L.P.|141
MOV|MOVADO GROUP INC|EGAM|CBOE TRADING, INC.|2870
MOV|MOVADO GROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
MOV|MOVADO GROUP INC|EGXM|CBOE TRADING, INC.|1313
MOV|MOVADO GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12429
MOV|MOVADO GROUP INC|ETRS|E*Trade Securities LLC|13155
MOV|MOVADO GROUP INC|FILL|Tradestation Securities, Inc.|3541
MOV|MOVADO GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1667
MOV|MOVADO GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13619
MOV|MOVADO GROUP INC|FTBR|Foliofn Investments, Inc.|1209
MOV|MOVADO GROUP INC|GLIS|TD Securities Inc|70
MOV|MOVADO GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|1504
MOV|MOVADO GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|77395
MOV|MOVADO GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|3498
MOV|MOVADO GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|210
MOV|MOVADO GROUP INC|GTSZ|GTS SECURITIES LLC|14591
MOV|MOVADO GROUP INC|HRBF|American Enterprise Investment Services Inc.|152
MOV|MOVADO GROUP INC|IATS|INTERACTIVE BROKERS LLC|963
MOV|MOVADO GROUP INC|IBKR|Interactive Brokers Llc|23774
MOV|MOVADO GROUP INC|ICBX|INSTINET, LLC|6600
MOV|MOVADO GROUP INC|IEQY|CITADEL SECURITIES LLC|8284
MOV|MOVADO GROUP INC|INCA|INSTINET, LLC|24916
MOV|MOVADO GROUP INC|INJX|INSTINET, LLC|1201
MOV|MOVADO GROUP INC|ITGI|ITG Inc.|14601
MOV|MOVADO GROUP INC|ITGP|ITG INC.|31800
MOV|MOVADO GROUP INC|JEFF|JEFFERIES LLC|14278
MOV|MOVADO GROUP INC|JMPT|JUMP TRADING, LLC|8006
MOV|MOVADO GROUP INC|JONE|JonesTrading|5416
MOV|MOVADO GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|16946
MOV|MOVADO GROUP INC|JPMX|J.P. Morgan Securities LLC|113920
MOV|MOVADO GROUP INC|JSJX|JANE STREET CAPITAL LLC|8199
MOV|MOVADO GROUP INC|KCGM|VIRTU Americas LLC|10647
MOV|MOVADO GROUP INC|LEHM|Barclays Capital Inc./Le|111126
MOV|MOVADO GROUP INC|LIME|Lime Brokerage LLC|12554
MOV|MOVADO GROUP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|16200
MOV|MOVADO GROUP INC|LOOP|Loop Capital Markets LLC|3088
MOV|MOVADO GROUP INC|LQNA|LIQUIDNET, INC.|19100
MOV|MOVADO GROUP INC|LSCI|Lek Securities Corporation|154
MOV|MOVADO GROUP INC|MACC|Mid Atlantic Capital Corporation|1200
MOV|MOVADO GROUP INC|MKMP|MKM Partners LLC|67
MOV|MOVADO GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25518
MOV|MOVADO GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|271004
MOV|MOVADO GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|156400
MOV|MOVADO GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|14400
MOV|MOVADO GROUP INC|NFSC|National Financial Services LLC|55380
MOV|MOVADO GROUP INC|NITE|VIRTU Americas LLC|149095
MOV|MOVADO GROUP INC|NITP|VIRTU Americas LLC|200
MOV|MOVADO GROUP INC|NORT|Northland Securities, Inc.|599
MOV|MOVADO GROUP INC|NQRB|Brut, LLC|1380
MOV|MOVADO GROUP INC|NTRC|Northern Trust Securities, Inc.|774
MOV|MOVADO GROUP INC|OPCO|Oppenheimer & Co. Inc.|113
MOV|MOVADO GROUP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|220
MOV|MOVADO GROUP INC|PDQM|CODA MARKETS, INC.|6394
MOV|MOVADO GROUP INC|PHLY|NASDAQ Execution Services, LLC|400
MOV|MOVADO GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|900
MOV|MOVADO GROUP INC|RGLD|Regal Securities, Inc|900
MOV|MOVADO GROUP INC|SAGL|SAGETRADER, LLC|471
MOV|MOVADO GROUP INC|SBSH|Citigroup Global Markets Inc.|14516
MOV|MOVADO GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|28183
MOV|MOVADO GROUP INC|SIDC|Sidoti & Company, LLC|1000
MOV|MOVADO GROUP INC|SPDR|SPEEDROUTE LLC|2372
MOV|MOVADO GROUP INC|SPTD|MINT GLOBAL MARKETS, INC.|800
MOV|MOVADO GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|60
MOV|MOVADO GROUP INC|STKP|STOCKPILE INVESTMENTS, INC.|28
MOV|MOVADO GROUP INC|SWIM|TD Ameritrade, Inc.|12866
MOV|MOVADO GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|132
MOV|MOVADO GROUP INC|TRBT|Tradebot Systems, Inc.|2195
MOV|MOVADO GROUP INC|TRCM|TRC MARKETS LLC|11679
MOV|MOVADO GROUP INC|UBSA|UBS SECURITIES LLC|120261
MOV|MOVADO GROUP INC|UBSS|UBS Securities LLC|143533
MOV|MOVADO GROUP INC|VALX|VIRTU AMERICAS LLC|8665
MOV|MOVADO GROUP INC|VGRD|Vanguard Marketing Corporation|2162
MOV|MOVADO GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|420
MOV|MOVADO GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|17010
MOV|MOVADO GROUP INC|WDNX|WEEDEN & CO.L.P.|1302
MOV|MOVADO GROUP INC|WEDB|WEDBUSH SECURITIES INC.|746
MOV|MOVADO GROUP INC|WEED|Weeden & Co.L.P.|7350
MOV|MOVADO GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1450
MOV|MOVADO GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5015
MOV|MOVADO GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|1845
MOV|MOVADO GROUP INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
MOV|MOVADO GROUP INC|XIST|INSTINET, LLC|94600
MOV|MOVADO GROUP INC|XPQR|Jump Trading|100
MOV|MOVADO GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9452
MOV|MOVADO GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|93
MOXC|MOXIAN INC CMN|ALTX|Alternet Securities Inc.|500
MOXC|MOXIAN INC CMN|APCC|Apex Clearing Corporation|2060
MOXC|MOXIAN INC CMN|CHAS|Charles Schwab & Co., Inc.|3500
MOXC|MOXIAN INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MOXC|MOXIAN INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5118
MOXC|MOXIAN INC CMN|DBAX|Deutsche Bank Securities Inc.|200
MOXC|MOXIAN INC CMN|DEGS|RONIN PROFESSIONAL LLC|356
MOXC|MOXIAN INC CMN|EBXL|EBX LLC|700
MOXC|MOXIAN INC CMN|EGAM|CBOE TRADING, INC.|300
MOXC|MOXIAN INC CMN|EGXM|CBOE TRADING, INC.|100
MOXC|MOXIAN INC CMN|ETRS|E*Trade Securities LLC|6431
MOXC|MOXIAN INC CMN|FBCO|Credit Suisse Securities (USA) LLC|15515
MOXC|MOXIAN INC CMN|FILL|Tradestation Securities, Inc.|454
MOXC|MOXIAN INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|138456
MOXC|MOXIAN INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|650
MOXC|MOXIAN INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|700
MOXC|MOXIAN INC CMN|GTSZ|GTS SECURITIES LLC|800
MOXC|MOXIAN INC CMN|HSBC|HSBC Securities, Inc.|3300
MOXC|MOXIAN INC CMN|IBKR|Interactive Brokers Llc|189738
MOXC|MOXIAN INC CMN|ICBX|INSTINET, LLC|4000
MOXC|MOXIAN INC CMN|INCA|INSTINET, LLC|82554
MOXC|MOXIAN INC CMN|ITGI|ITG Inc.|9289
MOXC|MOXIAN INC CMN|ITGP|ITG INC.|400
MOXC|MOXIAN INC CMN|LEHM|Barclays Capital Inc./Le|800
MOXC|MOXIAN INC CMN|LIME|Lime Brokerage LLC|8640
MOXC|MOXIAN INC CMN|MAXM|Maxim Group LLC|200
MOXC|MOXIAN INC CMN|MSCO|MORGAN STANLEY & CO. LLC|13317
MOXC|MOXIAN INC CMN|MSPL|MORGAN STANLEY & CO. LLC|500
MOXC|MOXIAN INC CMN|NFSC|National Financial Services LLC|16457
MOXC|MOXIAN INC CMN|NITE|VIRTU Americas LLC|95210
MOXC|MOXIAN INC CMN|PDQM|CODA MARKETS, INC.|1100
MOXC|MOXIAN INC CMN|SBSH|Citigroup Global Markets Inc.|3000
MOXC|MOXIAN INC CMN|SOGO|Wang Investment Associates, Inc.|100
MOXC|MOXIAN INC CMN|SPDR|SPEEDROUTE LLC|700
MOXC|MOXIAN INC CMN|SWIM|TD Ameritrade, Inc.|5300
MOXC|MOXIAN INC CMN|TKNG|ALLY INVEST SECURITIES LLC|200
MOXC|MOXIAN INC CMN|UBSA|UBS SECURITIES LLC|15066
MOXC|MOXIAN INC CMN|UBSS|UBS Securities LLC|9756
MOXC|MOXIAN INC CMN|VGRD|Vanguard Marketing Corporation|800
MOXC|MOXIAN INC CMN|WSEA|WOLVERINE SECURITIES, LLC|354
MOXC|MOXIAN INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MP$D|MISSISSIPPI PR 5.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MP$D|MISSISSIPPI PR 5.25|DBAX|Deutsche Bank Securities Inc.|300
MP$D|MISSISSIPPI PR 5.25|DEAN|MORGAN STANLEY|400
MP$D|MISSISSIPPI PR 5.25|ETRS|E*Trade Securities LLC|345
MP$D|MISSISSIPPI PR 5.25|IBKR|Interactive Brokers Llc|321
MP$D|MISSISSIPPI PR 5.25|INCA|INSTINET, LLC|604
MP$D|MISSISSIPPI PR 5.25|JANY|Janney Montgomery Scott Inc.|29139
MP$D|MISSISSIPPI PR 5.25|LIME|Lime Brokerage LLC|100
MP$D|MISSISSIPPI PR 5.25|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
MP$D|MISSISSIPPI PR 5.25|MSCO|MORGAN STANLEY & CO. LLC|1
MP$D|MISSISSIPPI PR 5.25|NFSC|National Financial Services LLC|829
MP$D|MISSISSIPPI PR 5.25|NITE|VIRTU Americas LLC|3765
MP$D|MISSISSIPPI PR 5.25|NQRB|Brut, LLC|3100
MP$D|MISSISSIPPI PR 5.25|SPDR|SPEEDROUTE LLC|300
MP$D|MISSISSIPPI PR 5.25|SWIM|TD Ameritrade, Inc.|1500
MP$D|MISSISSIPPI PR 5.25|UBSA|UBS SECURITIES LLC|200
MP$D|MISSISSIPPI PR 5.25|UBSS|UBS Securities LLC|5801
MP$D|MISSISSIPPI PR 5.25|VGRD|Vanguard Marketing Corporation|29
MP$D|MISSISSIPPI PR 5.25|WCHV|WELLS FARGO SECURITIES, LLC|600
MPA|BLACKROCK MUNIYIELD|AGIS|Aegis Capital Corp.|2500
MPA|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|200
MPA|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|2
MPA|BLACKROCK MUNIYIELD|BANK|Primevest Financial Services, Inc.|360
MPA|BLACKROCK MUNIYIELD|BARD|Robert W. Baird & Co. Incorporated|522
MPA|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|19
MPA|BLACKROCK MUNIYIELD|CHAS|Charles Schwab & Co., Inc.|1
MPA|BLACKROCK MUNIYIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3061
MPA|BLACKROCK MUNIYIELD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
MPA|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
MPA|BLACKROCK MUNIYIELD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
MPA|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|7800
MPA|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|7052
MPA|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
MPA|BLACKROCK MUNIYIELD|EBXL|EBX LLC|2800
MPA|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|1844
MPA|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|25
MPA|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|128
MPA|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6927
MPA|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
MPA|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|3
MPA|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|100
MPA|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|881
MPA|BLACKROCK MUNIYIELD|GSLT|GOLDMAN SACHS & CO. LLC|100
MPA|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|6635
MPA|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|23
MPA|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|1934
MPA|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|964
MPA|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|100
MPA|BLACKROCK MUNIYIELD|ITGP|ITG INC.|1600
MPA|BLACKROCK MUNIYIELD|JANY|Janney Montgomery Scott Inc.|11892
MPA|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|200
MPA|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|400
MPA|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|66
MPA|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MPA|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MPA|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|14810
MPA|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|4700
MPA|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|14390
MPA|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|55585
MPA|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|1675
MPA|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|2003
MPA|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|1000
MPA|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|2200
MPA|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|13224
MPA|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|600
MPA|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|2726
MPA|BLACKROCK MUNIYIELD|SWIM|TD Ameritrade, Inc.|1813
MPA|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|3110
MPA|BLACKROCK MUNIYIELD|TKNG|ALLY INVEST SECURITIES LLC|300
MPA|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|1063
MPA|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|4443
MPA|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|35298
MPA|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|6578
MPA|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|18112
MPA|BLACKROCK MUNIYIELD|WEDB|WEDBUSH SECURITIES INC.|13592
MPA|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|4
MPA|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|700
MPA|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|382
MPAA|MOTORCAR PARTS AMER|ALTX|Alternet Securities Inc.|7901
MPAA|MOTORCAR PARTS AMER|ANOS|ABEL/NOSER, L.L.C.|242
MPAA|MOTORCAR PARTS AMER|APCC|Apex Clearing Corporation|110
MPAA|MOTORCAR PARTS AMER|BATM|CBOE TRADING, INC.|6562
MPAA|MOTORCAR PARTS AMER|BERN|Sanford C. Bernstein & Co., LLC|35047
MPAA|MOTORCAR PARTS AMER|BLKX|INSTINET, LLC|25600
MPAA|MOTORCAR PARTS AMER|BMOC|BMO Capital Markets Corp.|3040
MPAA|MOTORCAR PARTS AMER|BNPX|BNP PARIBAS SECURITIES CORP.|3923
MPAA|MOTORCAR PARTS AMER|BRVL|BLAYLOCK VAN, LLC|100
MPAA|MOTORCAR PARTS AMER|BTIG|BTIG, LLC|27604
MPAA|MOTORCAR PARTS AMER|BYXM|CBOE TRADING, INC.|891
MPAA|MOTORCAR PARTS AMER|BZYD|GOLDMAN SACHS & CO. LLC|904
MPAA|MOTORCAR PARTS AMER|CHLM|Craig-Hallum Capital Group LLC|59521
MPAA|MOTORCAR PARTS AMER|CICF|Canaccord Genuity Corp.|1700
MPAA|MOTORCAR PARTS AMER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110142
MPAA|MOTORCAR PARTS AMER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3950
MPAA|MOTORCAR PARTS AMER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|390
MPAA|MOTORCAR PARTS AMER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|207465
MPAA|MOTORCAR PARTS AMER|CTDL|Citadel Derivatives Group Llc|6698
MPAA|MOTORCAR PARTS AMER|CTLR|CUTLER GROUP, LP|100
MPAA|MOTORCAR PARTS AMER|CXCX|CITIGROUP GLOBAL MARKETS INC.|23144
MPAA|MOTORCAR PARTS AMER|DBAB|Deutsche Bank Securities Inc.|223439
MPAA|MOTORCAR PARTS AMER|DBAX|Deutsche Bank Securities Inc.|125600
MPAA|MOTORCAR PARTS AMER|DBUL|Deutsche Bank Securities Inc.|4100
MPAA|MOTORCAR PARTS AMER|DCHF|Dart Executions, LLC|1500
MPAA|MOTORCAR PARTS AMER|DEAN|MORGAN STANLEY|3396
MPAA|MOTORCAR PARTS AMER|DEGS|RONIN PROFESSIONAL LLC|8785
MPAA|MOTORCAR PARTS AMER|EBXL|EBX LLC|149600
MPAA|MOTORCAR PARTS AMER|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
MPAA|MOTORCAR PARTS AMER|EDJO|Edward D. Jones & Co., L.P.|58
MPAA|MOTORCAR PARTS AMER|EGAM|CBOE TRADING, INC.|6253
MPAA|MOTORCAR PARTS AMER|EGMT|EG MARKET TECHNOLOGIES LLC|646
MPAA|MOTORCAR PARTS AMER|EGXM|CBOE TRADING, INC.|1900
MPAA|MOTORCAR PARTS AMER|EGXW|CBOE TRADING, INC.|100
MPAA|MOTORCAR PARTS AMER|ETBE|Electronic Transaction Clearing, Inc.|11960
MPAA|MOTORCAR PARTS AMER|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5084
MPAA|MOTORCAR PARTS AMER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37116
MPAA|MOTORCAR PARTS AMER|ETRS|E*Trade Securities LLC|25769
MPAA|MOTORCAR PARTS AMER|FBCO|Credit Suisse Securities (USA) LLC|209537
MPAA|MOTORCAR PARTS AMER|FBRC|B. RILEY FBR, INC.|1640
MPAA|MOTORCAR PARTS AMER|FILL|Tradestation Securities, Inc.|8322
MPAA|MOTORCAR PARTS AMER|FINX|FINTECH SECURITIES|510
MPAA|MOTORCAR PARTS AMER|FOMA|TD AMERITRADE CLEARING, INC.|72840
MPAA|MOTORCAR PARTS AMER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2704
MPAA|MOTORCAR PARTS AMER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|160339
MPAA|MOTORCAR PARTS AMER|FTBR|Foliofn Investments, Inc.|401
MPAA|MOTORCAR PARTS AMER|GEBB|GLOBAL EXECUTION BROKERS, LP|5644
MPAA|MOTORCAR PARTS AMER|GLPX|ACS EXECUTION SERVICES, LLC|9508
MPAA|MOTORCAR PARTS AMER|GSCO|GOLDMAN SACHS & CO. LLC|336705
MPAA|MOTORCAR PARTS AMER|GSCS|GOLDMAN SACHS & CO. LLC|142838
MPAA|MOTORCAR PARTS AMER|GSLT|GOLDMAN SACHS & CO. LLC|2344
MPAA|MOTORCAR PARTS AMER|GTSZ|GTS SECURITIES LLC|11849
MPAA|MOTORCAR PARTS AMER|IATS|INTERACTIVE BROKERS LLC|10094
MPAA|MOTORCAR PARTS AMER|IBKR|Interactive Brokers Llc|109065
MPAA|MOTORCAR PARTS AMER|ICBX|INSTINET, LLC|17262
MPAA|MOTORCAR PARTS AMER|IEQY|CITADEL SECURITIES LLC|39861
MPAA|MOTORCAR PARTS AMER|INCA|INSTINET, LLC|314335
MPAA|MOTORCAR PARTS AMER|INJX|INSTINET, LLC|21489
MPAA|MOTORCAR PARTS AMER|ITGI|ITG Inc.|35594
MPAA|MOTORCAR PARTS AMER|ITGP|ITG INC.|174200
MPAA|MOTORCAR PARTS AMER|JEFF|JEFFERIES LLC|62512
MPAA|MOTORCAR PARTS AMER|JMPT|JUMP TRADING, LLC|31074
MPAA|MOTORCAR PARTS AMER|JPBX|J.P. MORGAN SECURITIES LLC|30760
MPAA|MOTORCAR PARTS AMER|JPMX|J.P. Morgan Securities LLC|296336
MPAA|MOTORCAR PARTS AMER|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
MPAA|MOTORCAR PARTS AMER|JSJX|JANE STREET CAPITAL LLC|1917
MPAA|MOTORCAR PARTS AMER|KCGM|VIRTU Americas LLC|34744
MPAA|MOTORCAR PARTS AMER|KING|C. L. King & Associates, Inc.|2476
MPAA|MOTORCAR PARTS AMER|LEHM|Barclays Capital Inc./Le|338040
MPAA|MOTORCAR PARTS AMER|LIME|Lime Brokerage LLC|122470
MPAA|MOTORCAR PARTS AMER|LSCI|Lek Securities Corporation|1218
MPAA|MOTORCAR PARTS AMER|MACC|Mid Atlantic Capital Corporation|200
MPAA|MOTORCAR PARTS AMER|MAXM|Maxim Group LLC|1768
MPAA|MOTORCAR PARTS AMER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121792
MPAA|MOTORCAR PARTS AMER|MSCO|MORGAN STANLEY & CO. LLC|992791
MPAA|MOTORCAR PARTS AMER|MSPL|MORGAN STANLEY & CO. LLC|127000
MPAA|MOTORCAR PARTS AMER|MSTX|MORGAN STANLEY & CO. LLC|35000
MPAA|MOTORCAR PARTS AMER|NFSC|National Financial Services LLC|74946
MPAA|MOTORCAR PARTS AMER|NITE|VIRTU Americas LLC|207999
MPAA|MOTORCAR PARTS AMER|NITP|VIRTU Americas LLC|1600
MPAA|MOTORCAR PARTS AMER|NQRB|Brut, LLC|25404
MPAA|MOTORCAR PARTS AMER|NTRC|Northern Trust Securities, Inc.|700
MPAA|MOTORCAR PARTS AMER|OPCO|Oppenheimer & Co. Inc.|3422
MPAA|MOTORCAR PARTS AMER|PDQM|CODA MARKETS, INC.|47069
MPAA|MOTORCAR PARTS AMER|RAJA|Raymond James & Associates, Inc.|75713
MPAA|MOTORCAR PARTS AMER|RBCM|RBC CAPITAL MARKETS, LLC|2758
MPAA|MOTORCAR PARTS AMER|RILY|B. RILEY FBR, INC.|200
MPAA|MOTORCAR PARTS AMER|ROTH|Roth Capital Partners, LLC|400
MPAA|MOTORCAR PARTS AMER|SAGL|SAGETRADER, LLC|4188
MPAA|MOTORCAR PARTS AMER|SBSH|Citigroup Global Markets Inc.|34482
MPAA|MOTORCAR PARTS AMER|SGMT|GOLDMAN SACHS & CO. LLC|141800
MPAA|MOTORCAR PARTS AMER|SPDR|SPEEDROUTE LLC|18945
MPAA|MOTORCAR PARTS AMER|SPTD|MINT GLOBAL MARKETS, INC.|900
MPAA|MOTORCAR PARTS AMER|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
MPAA|MOTORCAR PARTS AMER|STFL|Stifel, Nicolaus & Company, Incorporated|220
MPAA|MOTORCAR PARTS AMER|STKP|STOCKPILE INVESTMENTS, INC.|68
MPAA|MOTORCAR PARTS AMER|SWIM|TD Ameritrade, Inc.|4754
MPAA|MOTORCAR PARTS AMER|SWST|Hilltop Securities Inc.|200
MPAA|MOTORCAR PARTS AMER|TKNG|ALLY INVEST SECURITIES LLC|639
MPAA|MOTORCAR PARTS AMER|TMBR|Timber Hill LLC|34
MPAA|MOTORCAR PARTS AMER|TRBT|Tradebot Systems, Inc.|138023
MPAA|MOTORCAR PARTS AMER|TRCM|TRC MARKETS LLC|111554
MPAA|MOTORCAR PARTS AMER|UBSA|UBS SECURITIES LLC|270272
MPAA|MOTORCAR PARTS AMER|UBSS|UBS Securities LLC|304124
MPAA|MOTORCAR PARTS AMER|VALX|VIRTU AMERICAS LLC|4434
MPAA|MOTORCAR PARTS AMER|VERT|The Vertical Trading Group, LLC|4980
MPAA|MOTORCAR PARTS AMER|VGRD|Vanguard Marketing Corporation|5428
MPAA|MOTORCAR PARTS AMER|WABR|Wall Street Access|1600
MPAA|MOTORCAR PARTS AMER|WCHV|WELLS FARGO SECURITIES, LLC|242688
MPAA|MOTORCAR PARTS AMER|WEDB|WEDBUSH SECURITIES INC.|610
MPAA|MOTORCAR PARTS AMER|WEED|Weeden & Co.L.P.|28852
MPAA|MOTORCAR PARTS AMER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8762
MPAA|MOTORCAR PARTS AMER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3573
MPAA|MOTORCAR PARTS AMER|WFPB|Wells Fargo Securities, LLC.|3700
MPAA|MOTORCAR PARTS AMER|WSEA|WOLVERINE SECURITIES, LLC|2123
MPAA|MOTORCAR PARTS AMER|XIST|INSTINET, LLC|37086
MPAA|MOTORCAR PARTS AMER|XPQR|Jump Trading|200
MPAA|MOTORCAR PARTS AMER|XSTM|NATIONAL FINANCIAL SERVICES LLC|18440
MPAA|MOTORCAR PARTS AMER|YKNA|COMHAR CAPITAL MARKETS, LLC|3983
MPAA|MOTORCAR PARTS AMER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|147
MPAC|MATLIN & PRTNR CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MPAC|MATLIN & PRTNR CL A|FBCO|Credit Suisse Securities (USA) LLC|2400
MPAC|MATLIN & PRTNR CL A|FOMA|TD AMERITRADE CLEARING, INC.|100
MPAC|MATLIN & PRTNR CL A|GSCO|GOLDMAN SACHS & CO. LLC|6066
MPAC|MATLIN & PRTNR CL A|ITGI|ITG Inc.|1100
MPAC|MATLIN & PRTNR CL A|LIME|Lime Brokerage LLC|400
MPAC|MATLIN & PRTNR CL A|MSCO|MORGAN STANLEY & CO. LLC|10266
MPAC|MATLIN & PRTNR CL A|NITE|VIRTU Americas LLC|1300
MPAC|MATLIN & PRTNR CL A|SBSH|Citigroup Global Markets Inc.|4900
MPAC|MATLIN & PRTNR CL A|UBSA|UBS SECURITIES LLC|200
MPAC|MATLIN & PRTNR CL A|UBSS|UBS Securities LLC|1000
MPACU|MATLIN & PARTNERS AC|BTIG|BTIG, LLC|477000
MPACU|MATLIN & PARTNERS AC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10500
MPACU|MATLIN & PARTNERS AC|DBAX|Deutsche Bank Securities Inc.|3500
MPACU|MATLIN & PARTNERS AC|EBXL|EBX LLC|2800
MPACU|MATLIN & PARTNERS AC|ETRS|E*Trade Securities LLC|4000
MPACU|MATLIN & PARTNERS AC|FBCO|Credit Suisse Securities (USA) LLC|1300
MPACU|MATLIN & PARTNERS AC|GSCO|GOLDMAN SACHS & CO. LLC|1205
MPACU|MATLIN & PARTNERS AC|IBKR|Interactive Brokers Llc|2635
MPACU|MATLIN & PARTNERS AC|ICBX|INSTINET, LLC|9700
MPACU|MATLIN & PARTNERS AC|INCA|INSTINET, LLC|100
MPACU|MATLIN & PARTNERS AC|ITGI|ITG Inc.|1900
MPACU|MATLIN & PARTNERS AC|KCGM|VIRTU Americas LLC|3300
MPACU|MATLIN & PARTNERS AC|LIME|Lime Brokerage LLC|160
MPACU|MATLIN & PARTNERS AC|MACQ|Macquarie Capital (USA) Inc.|200000
MPACU|MATLIN & PARTNERS AC|MITR|GMP SECURITIES, LLC|205
MPACU|MATLIN & PARTNERS AC|MSCO|MORGAN STANLEY & CO. LLC|200
MPACU|MATLIN & PARTNERS AC|NITE|VIRTU Americas LLC|3801
MPACU|MATLIN & PARTNERS AC|RBCM|RBC CAPITAL MARKETS, LLC|100
MPACU|MATLIN & PARTNERS AC|SGMT|GOLDMAN SACHS & CO. LLC|38100
MPACU|MATLIN & PARTNERS AC|TDSI|TD Securities (USA) LLC|12000
MPACU|MATLIN & PARTNERS AC|UBSA|UBS SECURITIES LLC|6900
MPACU|MATLIN & PARTNERS AC|UBSS|UBS Securities LLC|35759
MPACW|MATLIN & PRNT ACQ WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MPACW|MATLIN & PRNT ACQ WT|DBAX|Deutsche Bank Securities Inc.|5000
MPACW|MATLIN & PRNT ACQ WT|EBXL|EBX LLC|5000
MPACW|MATLIN & PRNT ACQ WT|FBCO|Credit Suisse Securities (USA) LLC|3300
MPACW|MATLIN & PRNT ACQ WT|GSCO|GOLDMAN SACHS & CO. LLC|1500
MPACW|MATLIN & PRNT ACQ WT|IBKR|Interactive Brokers Llc|1900
MPACW|MATLIN & PRNT ACQ WT|ICBX|INSTINET, LLC|200
MPACW|MATLIN & PRNT ACQ WT|INCA|INSTINET, LLC|10000
MPACW|MATLIN & PRNT ACQ WT|ITGP|ITG INC.|600
MPACW|MATLIN & PRNT ACQ WT|LIME|Lime Brokerage LLC|1100
MPACW|MATLIN & PRNT ACQ WT|MSCO|MORGAN STANLEY & CO. LLC|300
MPACW|MATLIN & PRNT ACQ WT|NFSC|National Financial Services LLC|8000
MPACW|MATLIN & PRNT ACQ WT|NITE|VIRTU Americas LLC|1000
MPACW|MATLIN & PRNT ACQ WT|SPDR|SPEEDROUTE LLC|10000
MPACW|MATLIN & PRNT ACQ WT|UBSA|UBS SECURITIES LLC|500
MPACW|MATLIN & PRNT ACQ WT|UBSS|UBS Securities LLC|1300
MPB|MID PENN BANCORP INC|BATM|CBOE TRADING, INC.|902
MPB|MID PENN BANCORP INC|BAYC|BAY CREST PARTNERS, LLC|699
MPB|MID PENN BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|5363
MPB|MID PENN BANCORP INC|BMOC|BMO Capital Markets Corp.|355
MPB|MID PENN BANCORP INC|BNKS|Fig Partners, LLC|6381
MPB|MID PENN BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|766
MPB|MID PENN BANCORP INC|BTIG|BTIG, LLC|152
MPB|MID PENN BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18120
MPB|MID PENN BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3574
MPB|MID PENN BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1788
MPB|MID PENN BANCORP INC|CTDL|Citadel Derivatives Group Llc|1499
MPB|MID PENN BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
MPB|MID PENN BANCORP INC|DBAB|Deutsche Bank Securities Inc.|63723
MPB|MID PENN BANCORP INC|DBAX|Deutsche Bank Securities Inc.|4300
MPB|MID PENN BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|646
MPB|MID PENN BANCORP INC|EBXL|EBX LLC|800
MPB|MID PENN BANCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
MPB|MID PENN BANCORP INC|EGAM|CBOE TRADING, INC.|200
MPB|MID PENN BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|2009
MPB|MID PENN BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|677
MPB|MID PENN BANCORP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
MPB|MID PENN BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6064
MPB|MID PENN BANCORP INC|FTBR|Foliofn Investments, Inc.|4
MPB|MID PENN BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|400
MPB|MID PENN BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|193535
MPB|MID PENN BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|300
MPB|MID PENN BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|135
MPB|MID PENN BANCORP INC|GTSZ|GTS SECURITIES LLC|391
MPB|MID PENN BANCORP INC|HOVD|HOVDE GROUP, LLC|66
MPB|MID PENN BANCORP INC|IBKR|Interactive Brokers Llc|3320
MPB|MID PENN BANCORP INC|ICBX|INSTINET, LLC|1100
MPB|MID PENN BANCORP INC|IEQY|CITADEL SECURITIES LLC|313
MPB|MID PENN BANCORP INC|IMPC|Imperial Capital, LLC|175
MPB|MID PENN BANCORP INC|INCA|INSTINET, LLC|19116
MPB|MID PENN BANCORP INC|INJX|INSTINET, LLC|1480
MPB|MID PENN BANCORP INC|ITGI|ITG Inc.|1802
MPB|MID PENN BANCORP INC|ITGP|ITG INC.|1600
MPB|MID PENN BANCORP INC|JANY|Janney Montgomery Scott Inc.|150
MPB|MID PENN BANCORP INC|JEFF|JEFFERIES LLC|3466
MPB|MID PENN BANCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|435
MPB|MID PENN BANCORP INC|JPMX|J.P. Morgan Securities LLC|8959
MPB|MID PENN BANCORP INC|LEHM|Barclays Capital Inc./Le|24500
MPB|MID PENN BANCORP INC|LIME|Lime Brokerage LLC|7020
MPB|MID PENN BANCORP INC|LMGP|LIME BROKERAGE LLC|20768
MPB|MID PENN BANCORP INC|MAXM|Maxim Group LLC|194
MPB|MID PENN BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1900
MPB|MID PENN BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|96882
MPB|MID PENN BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|2800
MPB|MID PENN BANCORP INC|MSTX|MORGAN STANLEY & CO. LLC|800
MPB|MID PENN BANCORP INC|NFSC|National Financial Services LLC|1762
MPB|MID PENN BANCORP INC|NITE|VIRTU Americas LLC|10810
MPB|MID PENN BANCORP INC|NQRB|Brut, LLC|122
MPB|MID PENN BANCORP INC|PDQM|CODA MARKETS, INC.|1371
MPB|MID PENN BANCORP INC|SBSH|Citigroup Global Markets Inc.|16315
MPB|MID PENN BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|531
MPB|MID PENN BANCORP INC|SPDR|SPEEDROUTE LLC|4756
MPB|MID PENN BANCORP INC|SWIM|TD Ameritrade, Inc.|1200
MPB|MID PENN BANCORP INC|TRCM|TRC MARKETS LLC|5841
MPB|MID PENN BANCORP INC|UBSA|UBS SECURITIES LLC|12211
MPB|MID PENN BANCORP INC|UBSS|UBS Securities LLC|141112
MPB|MID PENN BANCORP INC|VALX|VIRTU AMERICAS LLC|65
MPB|MID PENN BANCORP INC|VGRD|Vanguard Marketing Corporation|315
MPB|MID PENN BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|4107
MPB|MID PENN BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MPC|MARATHON PETROLEUM|ABLE|NATIXIS Securities Americas LLC|255103
MPC|MARATHON PETROLEUM|ADAM|CANACCORD GENUITY INC.|79400
MPC|MARATHON PETROLEUM|AGIS|Aegis Capital Corp.|1978
MPC|MARATHON PETROLEUM|ALTX|Alternet Securities Inc.|46945
MPC|MARATHON PETROLEUM|ANOS|ABEL/NOSER, L.L.C.|1439
MPC|MARATHON PETROLEUM|APCC|Apex Clearing Corporation|10533
MPC|MARATHON PETROLEUM|BANK|Primevest Financial Services, Inc.|221
MPC|MARATHON PETROLEUM|BARD|Robert W. Baird & Co. Incorporated|8506
MPC|MARATHON PETROLEUM|BATM|CBOE TRADING, INC.|23851
MPC|MARATHON PETROLEUM|BAYC|BAY CREST PARTNERS, LLC|410
MPC|MARATHON PETROLEUM|BAYT|BTIG, LLC|200
MPC|MARATHON PETROLEUM|BBNT|BB&T SECURITIES, LLC|3760
MPC|MARATHON PETROLEUM|BERN|Sanford C. Bernstein & Co., LLC|368835
MPC|MARATHON PETROLEUM|BIDS|BIDS TRADING L.P.|108172
MPC|MARATHON PETROLEUM|BIMI|Banca IMI Securities Corp.|601
MPC|MARATHON PETROLEUM|BKCM|BNY Mellon Capital Markets LLC|2591
MPC|MARATHON PETROLEUM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54501
MPC|MARATHON PETROLEUM|BLKX|INSTINET, LLC|227540
MPC|MARATHON PETROLEUM|BMOC|BMO Capital Markets Corp.|183740
MPC|MARATHON PETROLEUM|BNPX|BNP PARIBAS SECURITIES CORP.|695480
MPC|MARATHON PETROLEUM|BTIG|BTIG, LLC|77166
MPC|MARATHON PETROLEUM|BYXM|CBOE TRADING, INC.|28148
MPC|MARATHON PETROLEUM|BZYD|GOLDMAN SACHS & CO. LLC|200
MPC|MARATHON PETROLEUM|CANT|Cantor Fitzgerald & Co.|9193
MPC|MARATHON PETROLEUM|CBLC|CITIGROUP GLOBAL MARKETS INC.|29400
MPC|MARATHON PETROLEUM|CHAS|Charles Schwab & Co., Inc.|47901
MPC|MARATHON PETROLEUM|CHLC|CHURCHILL CAPITAL USA, INC.|6336
MPC|MARATHON PETROLEUM|CIBP|CIBC World Markets Corp.|110248
MPC|MARATHON PETROLEUM|CIOI|CITIGROUP GLOBAL MARKETS INC|120000
MPC|MARATHON PETROLEUM|CIST|Capital Institutional Services, Inc.|7916
MPC|MARATHON PETROLEUM|CLSA|CLSA AMERICAS, LLC|941
MPC|MARATHON PETROLEUM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|385178
MPC|MARATHON PETROLEUM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|33
MPC|MARATHON PETROLEUM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|61552
MPC|MARATHON PETROLEUM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1285139
MPC|MARATHON PETROLEUM|CTDE|CHOICETRADE|6
MPC|MARATHON PETROLEUM|CTDL|Citadel Derivatives Group Llc|244769
MPC|MARATHON PETROLEUM|CTLR|CUTLER GROUP, LP|1663
MPC|MARATHON PETROLEUM|CXCX|CITIGROUP GLOBAL MARKETS INC.|234158
MPC|MARATHON PETROLEUM|DADA|D.A. Davidson & Co.|205
MPC|MARATHON PETROLEUM|DAVA|Davenport & Company LLC|9327
MPC|MARATHON PETROLEUM|DBAB|Deutsche Bank Securities Inc.|1784378
MPC|MARATHON PETROLEUM|DBAX|Deutsche Bank Securities Inc.|1350400
MPC|MARATHON PETROLEUM|DBUL|Deutsche Bank Securities Inc.|17233
MPC|MARATHON PETROLEUM|DCHF|Dart Executions, LLC|25475
MPC|MARATHON PETROLEUM|DEAN|MORGAN STANLEY|43094
MPC|MARATHON PETROLEUM|DEGS|RONIN PROFESSIONAL LLC|900
MPC|MARATHON PETROLEUM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2123
MPC|MARATHON PETROLEUM|DREX|Drexel Hamilton, LLC|72
MPC|MARATHON PETROLEUM|DRWK|DRW SECURITIES, L.L.C.|13268
MPC|MARATHON PETROLEUM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1
MPC|MARATHON PETROLEUM|EBXL|EBX LLC|1001400
MPC|MARATHON PETROLEUM|ECUT|CONVERGEX EXECUTION SOLUTIONS|67725
MPC|MARATHON PETROLEUM|EDJC|Edward Jones / CDS|2912
MPC|MARATHON PETROLEUM|EDJO|Edward D. Jones & Co., L.P.|63941
MPC|MARATHON PETROLEUM|EGAM|CBOE TRADING, INC.|77453
MPC|MARATHON PETROLEUM|EGAW|CBOE TRADING, INC.|659
MPC|MARATHON PETROLEUM|EGMT|EG MARKET TECHNOLOGIES LLC|3676
MPC|MARATHON PETROLEUM|EGXM|CBOE TRADING, INC.|21979
MPC|MARATHON PETROLEUM|EGXW|CBOE TRADING, INC.|930
MPC|MARATHON PETROLEUM|ESPO|ESPOSITO SECURITIES, LLC|6
MPC|MARATHON PETROLEUM|ETBE|Electronic Transaction Clearing, Inc.|117584
MPC|MARATHON PETROLEUM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|710
MPC|MARATHON PETROLEUM|ETCB|ETC BROKERAGE SERVICES, LLC|527
MPC|MARATHON PETROLEUM|ETCC|Electronic Transaction Clearing, Inc.|1755
MPC|MARATHON PETROLEUM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|111558
MPC|MARATHON PETROLEUM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MPC|MARATHON PETROLEUM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5855
MPC|MARATHON PETROLEUM|ETRS|E*Trade Securities LLC|212017
MPC|MARATHON PETROLEUM|FBRC|B. RILEY FBR, INC.|52604
MPC|MARATHON PETROLEUM|FBSB|U.S. Bancorp Investments, Inc.|891
MPC|MARATHON PETROLEUM|FIDT|Fidelity Clearing Canada ULC./ CDS|510
MPC|MARATHON PETROLEUM|FILL|Tradestation Securities, Inc.|13424
MPC|MARATHON PETROLEUM|FINX|FINTECH SECURITIES|4930
MPC|MARATHON PETROLEUM|FMAF|NBCN Inc./ CDS|14184
MPC|MARATHON PETROLEUM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|67304
MPC|MARATHON PETROLEUM|FQLS|Quantlab Securities LP|1517617
MPC|MARATHON PETROLEUM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|365382
MPC|MARATHON PETROLEUM|FTBR|Foliofn Investments, Inc.|24096
MPC|MARATHON PETROLEUM|GBMT|GBM International, Inc.|1661
MPC|MARATHON PETROLEUM|GEBB|GLOBAL EXECUTION BROKERS, LP|11464
MPC|MARATHON PETROLEUM|GFIS|GFI Securities LLC|11396
MPC|MARATHON PETROLEUM|GLIS|TD Securities Inc|3874
MPC|MARATHON PETROLEUM|GLPX|ACS EXECUTION SERVICES, LLC|349871
MPC|MARATHON PETROLEUM|GSCO|GOLDMAN SACHS & CO. LLC|5103653
MPC|MARATHON PETROLEUM|GSCS|GOLDMAN SACHS & CO. LLC|147684
MPC|MARATHON PETROLEUM|GSLT|GOLDMAN SACHS & CO. LLC|68168
MPC|MARATHON PETROLEUM|GTSZ|GTS SECURITIES LLC|865248
MPC|MARATHON PETROLEUM|HAPX|HAP Trading, LLC|200
MPC|MARATHON PETROLEUM|HRBF|American Enterprise Investment Services Inc.|38089
MPC|MARATHON PETROLEUM|HSBC|HSBC Securities, Inc.|3605
MPC|MARATHON PETROLEUM|IATS|INTERACTIVE BROKERS LLC|56283
MPC|MARATHON PETROLEUM|IBKR|Interactive Brokers Llc|73681
MPC|MARATHON PETROLEUM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4167
MPC|MARATHON PETROLEUM|ICBX|INSTINET, LLC|443442
MPC|MARATHON PETROLEUM|IEQY|CITADEL SECURITIES LLC|680443
MPC|MARATHON PETROLEUM|INCA|INSTINET, LLC|1415669
MPC|MARATHON PETROLEUM|INJX|INSTINET, LLC|128900
MPC|MARATHON PETROLEUM|ITGI|ITG Inc.|174777
MPC|MARATHON PETROLEUM|ITGP|ITG INC.|631000
MPC|MARATHON PETROLEUM|JANY|Janney Montgomery Scott Inc.|8198
MPC|MARATHON PETROLEUM|JEFF|JEFFERIES LLC|601938
MPC|MARATHON PETROLEUM|JMPT|JUMP TRADING, LLC|427402
MPC|MARATHON PETROLEUM|JONE|JonesTrading|90750
MPC|MARATHON PETROLEUM|JPBX|J.P. MORGAN SECURITIES LLC|404342
MPC|MARATHON PETROLEUM|JPMX|J.P. Morgan Securities LLC|1385452
MPC|MARATHON PETROLEUM|JSEB|JANE STREET EXECUTION SERVICES, LLC|32019
MPC|MARATHON PETROLEUM|JSJX|JANE STREET CAPITAL LLC|34997
MPC|MARATHON PETROLEUM|KCGM|VIRTU Americas LLC|271942
MPC|MARATHON PETROLEUM|KEYB|KEYBANC CAPITAL MARKETS INC.|294182
MPC|MARATHON PETROLEUM|LEHM|Barclays Capital Inc./Le|4502824
MPC|MARATHON PETROLEUM|LGNT|COR CLEARING LLC|1
MPC|MARATHON PETROLEUM|LIME|Lime Brokerage LLC|105578
MPC|MARATHON PETROLEUM|LMNX|LUMINEX TRADING & ANALYTICS LLC|249636
MPC|MARATHON PETROLEUM|LOOP|Loop Capital Markets LLC|31217
MPC|MARATHON PETROLEUM|LQNA|LIQUIDNET, INC.|370200
MPC|MARATHON PETROLEUM|LQNB|LIQUIDNET, INC.|120
MPC|MARATHON PETROLEUM|LSCI|Lek Securities Corporation|780
MPC|MARATHON PETROLEUM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|702
MPC|MARATHON PETROLEUM|MACC|Mid Atlantic Capital Corporation|1247
MPC|MARATHON PETROLEUM|MACQ|Macquarie Capital (USA) Inc.|20057
MPC|MARATHON PETROLEUM|MAXM|Maxim Group LLC|30226
MPC|MARATHON PETROLEUM|MBTS|ALLY INVEST SECURITIES LLC|146
MPC|MARATHON PETROLEUM|MCMF|Raymond James Ltd. Cds|52089
MPC|MARATHON PETROLEUM|MKMP|MKM Partners LLC|14265
MPC|MARATHON PETROLEUM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|505236
MPC|MARATHON PETROLEUM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
MPC|MARATHON PETROLEUM|MNDX|TJM Investments, LLC|32823
MPC|MARATHON PETROLEUM|MOTF|MOTIF INVESTING, INC.|35
MPC|MARATHON PETROLEUM|MPSG|E D & F Man Capital Markets Inc.|7777
MPC|MARATHON PETROLEUM|MSCO|MORGAN STANLEY & CO. LLC|6333513
MPC|MARATHON PETROLEUM|MSPL|MORGAN STANLEY & CO. LLC|1378000
MPC|MARATHON PETROLEUM|MSTX|MORGAN STANLEY & CO. LLC|886700
MPC|MARATHON PETROLEUM|MULL|MARK J. MULLER EQUITIES, INC.|116529
MPC|MARATHON PETROLEUM|NATL|National Securities Corporation|2508
MPC|MARATHON PETROLEUM|NBCS|NBC Securities, INC.|100
MPC|MARATHON PETROLEUM|NEUB|NEUBERGER BERMAN BD LLC|175
MPC|MARATHON PETROLEUM|NFSC|National Financial Services LLC|2389738
MPC|MARATHON PETROLEUM|NITE|VIRTU Americas LLC|2928569
MPC|MARATHON PETROLEUM|NITP|VIRTU Americas LLC|519
MPC|MARATHON PETROLEUM|NQRB|Brut, LLC|167669
MPC|MARATHON PETROLEUM|NTBF|BMO Nesbitt Burns Inc./CDS|14050
MPC|MARATHON PETROLEUM|NTRC|Northern Trust Securities, Inc.|1963
MPC|MARATHON PETROLEUM|OGRU|Oscar Gruss & Son, Incorporated|97390
MPC|MARATHON PETROLEUM|OHOS|TWO SIGMA SECURITIES, LLC|474642
MPC|MARATHON PETROLEUM|OPCO|Oppenheimer & Co. Inc.|291720
MPC|MARATHON PETROLEUM|OTAA|OTA LLC|106400
MPC|MARATHON PETROLEUM|PDQM|CODA MARKETS, INC.|592376
MPC|MARATHON PETROLEUM|PHLY|NASDAQ Execution Services, LLC|19800
MPC|MARATHON PETROLEUM|PICT|Pictet Overseas Inc.|794
MPC|MARATHON PETROLEUM|PIPR|Piper Jaffray & Co.|93898
MPC|MARATHON PETROLEUM|PNSR|Penserra Securities, LLC|1751
MPC|MARATHON PETROLEUM|PWJC|UBS Financial Services, Inc.|13867
MPC|MARATHON PETROLEUM|QMSR|QUATTRO M SECURITIES INC.|10542
MPC|MARATHON PETROLEUM|RBCM|RBC CAPITAL MARKETS, LLC|61680
MPC|MARATHON PETROLEUM|RHCO|Suntrust Robinson Humphrey, Inc.|2134
MPC|MARATHON PETROLEUM|SAGL|SAGETRADER, LLC|58249
MPC|MARATHON PETROLEUM|SAGW|SAGETRADER, LLC|1333
MPC|MARATHON PETROLEUM|SALI|INTL FCSTONE FINANCIAL INC.|529
MPC|MARATHON PETROLEUM|SBRX|MURIEL SIEBERT & CO INC|25
MPC|MARATHON PETROLEUM|SBSH|Citigroup Global Markets Inc.|1114031
MPC|MARATHON PETROLEUM|SEIC|SEI Investments Distribution Co.|5365
MPC|MARATHON PETROLEUM|SGMT|GOLDMAN SACHS & CO. LLC|857358
MPC|MARATHON PETROLEUM|SHMR|ABN Amro Clearing LLC|318
MPC|MARATHON PETROLEUM|SJLS|TRADE INFORMATICS LLC|30600
MPC|MARATHON PETROLEUM|SOCO|Capital One Southcoast, Inc|1200
MPC|MARATHON PETROLEUM|SPDR|SPEEDROUTE LLC|110229
MPC|MARATHON PETROLEUM|SPHN|Stephens Inc.|2161
MPC|MARATHON PETROLEUM|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
MPC|MARATHON PETROLEUM|STFL|Stifel, Nicolaus & Company, Incorporated|33849
MPC|MARATHON PETROLEUM|STKP|STOCKPILE INVESTMENTS, INC.|96
MPC|MARATHON PETROLEUM|STXG|Stockcross Financial Services, Inc.|9
MPC|MARATHON PETROLEUM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12730
MPC|MARATHON PETROLEUM|SWIM|TD Ameritrade, Inc.|278512
MPC|MARATHON PETROLEUM|SWST|Hilltop Securities Inc.|6008
MPC|MARATHON PETROLEUM|TAGC|TELSEY ADVISORY GROUP LLC|400
MPC|MARATHON PETROLEUM|TDSI|TD Securities (USA) LLC|300
MPC|MARATHON PETROLEUM|TKNG|ALLY INVEST SECURITIES LLC|3416
MPC|MARATHON PETROLEUM|TMBR|Timber Hill LLC|194
MPC|MARATHON PETROLEUM|TOUR|TOURMALINE PARTNERS, LLC|10900
MPC|MARATHON PETROLEUM|TRBT|Tradebot Systems, Inc.|878015
MPC|MARATHON PETROLEUM|TRCM|TRC MARKETS LLC|1541241
MPC|MARATHON PETROLEUM|TWTT|TASTYWORKS, INC.|400
MPC|MARATHON PETROLEUM|UBSA|UBS SECURITIES LLC|3166195
MPC|MARATHON PETROLEUM|UBSS|UBS Securities LLC|4068389
MPC|MARATHON PETROLEUM|UFPA|UNITED FIRST PARTNERS LLC|4588
MPC|MARATHON PETROLEUM|VALX|VIRTU AMERICAS LLC|64775
MPC|MARATHON PETROLEUM|VERT|The Vertical Trading Group, LLC|24342
MPC|MARATHON PETROLEUM|VGRD|Vanguard Marketing Corporation|40083
MPC|MARATHON PETROLEUM|VNDM|Wall Street Access|22075
MPC|MARATHON PETROLEUM|WBLR|WILLIAM BLAIR|1226
MPC|MARATHON PETROLEUM|WBPX|SUMMIT SECURITIES GROUP, LLC|3391
MPC|MARATHON PETROLEUM|WCHV|WELLS FARGO SECURITIES, LLC|532882
MPC|MARATHON PETROLEUM|WDNX|WEEDEN & CO.L.P.|3456
MPC|MARATHON PETROLEUM|WEDB|WEDBUSH SECURITIES INC.|14096
MPC|MARATHON PETROLEUM|WEED|Weeden & Co.L.P.|256856
MPC|MARATHON PETROLEUM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|89545
MPC|MARATHON PETROLEUM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85629
MPC|MARATHON PETROLEUM|WGIF|CIBC World Markets Inc.|65996
MPC|MARATHON PETROLEUM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2505
MPC|MARATHON PETROLEUM|WSAG|WALL STREET ACCESS|74
MPC|MARATHON PETROLEUM|WSEA|WOLVERINE SECURITIES, LLC|27949
MPC|MARATHON PETROLEUM|XIST|INSTINET, LLC|216492
MPC|MARATHON PETROLEUM|XPUS|XP SECURITIES, LLC|2400
MPC|MARATHON PETROLEUM|XSTM|NATIONAL FINANCIAL SERVICES LLC|630526
MPC|MARATHON PETROLEUM|YKNA|COMHAR CAPITAL MARKETS, LLC|15713
MPC|MARATHON PETROLEUM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22722
MPCT|ISHS MSCI GBL IMP|APCC|Apex Clearing Corporation|16
MPCT|ISHS MSCI GBL IMP|BBNT|BB&T SECURITIES, LLC|63
MPCT|ISHS MSCI GBL IMP|CHAS|Charles Schwab & Co., Inc.|2
MPCT|ISHS MSCI GBL IMP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1310
MPCT|ISHS MSCI GBL IMP|DBAX|Deutsche Bank Securities Inc.|300
MPCT|ISHS MSCI GBL IMP|ETRS|E*Trade Securities LLC|338
MPCT|ISHS MSCI GBL IMP|FBCO|Credit Suisse Securities (USA) LLC|550
MPCT|ISHS MSCI GBL IMP|FIDT|Fidelity Clearing Canada ULC./ CDS|184
MPCT|ISHS MSCI GBL IMP|FMAF|NBCN Inc./ CDS|385
MPCT|ISHS MSCI GBL IMP|FOMA|TD AMERITRADE CLEARING, INC.|1041
MPCT|ISHS MSCI GBL IMP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80
MPCT|ISHS MSCI GBL IMP|FTBR|Foliofn Investments, Inc.|2
MPCT|ISHS MSCI GBL IMP|IBKR|Interactive Brokers Llc|1140
MPCT|ISHS MSCI GBL IMP|ICBX|INSTINET, LLC|2200
MPCT|ISHS MSCI GBL IMP|INCA|INSTINET, LLC|1700
MPCT|ISHS MSCI GBL IMP|JANY|Janney Montgomery Scott Inc.|450
MPCT|ISHS MSCI GBL IMP|JSJX|JANE STREET CAPITAL LLC|2001
MPCT|ISHS MSCI GBL IMP|LEHM|Barclays Capital Inc./Le|1600
MPCT|ISHS MSCI GBL IMP|LIME|Lime Brokerage LLC|1295
MPCT|ISHS MSCI GBL IMP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MPCT|ISHS MSCI GBL IMP|MOTF|MOTIF INVESTING, INC.|2
MPCT|ISHS MSCI GBL IMP|MSCO|MORGAN STANLEY & CO. LLC|1712
MPCT|ISHS MSCI GBL IMP|NFSC|National Financial Services LLC|3691
MPCT|ISHS MSCI GBL IMP|NITE|VIRTU Americas LLC|4958
MPCT|ISHS MSCI GBL IMP|NQRB|Brut, LLC|261
MPCT|ISHS MSCI GBL IMP|PWJC|UBS Financial Services, Inc.|50
MPCT|ISHS MSCI GBL IMP|RBCM|RBC CAPITAL MARKETS, LLC|204
MPCT|ISHS MSCI GBL IMP|SBSH|Citigroup Global Markets Inc.|627
MPCT|ISHS MSCI GBL IMP|TRCM|TRC MARKETS LLC|184
MPCT|ISHS MSCI GBL IMP|UBSA|UBS SECURITIES LLC|2464
MPCT|ISHS MSCI GBL IMP|UBSS|UBS Securities LLC|2296
MPCT|ISHS MSCI GBL IMP|WCHV|WELLS FARGO SECURITIES, LLC|97
MPCT|ISHS MSCI GBL IMP|WSEA|WOLVERINE SECURITIES, LLC|40
MPCT|ISHS MSCI GBL IMP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|644
MPLX|MPLX LP|ALTX|Alternet Securities Inc.|7620
MPLX|MPLX LP|ANOS|ABEL/NOSER, L.L.C.|600
MPLX|MPLX LP|APCC|Apex Clearing Corporation|213
MPLX|MPLX LP|AQUA|AQUA SECURITIES L.P.|2500
MPLX|MPLX LP|BARD|Robert W. Baird & Co. Incorporated|1543
MPLX|MPLX LP|BATM|CBOE TRADING, INC.|19861
MPLX|MPLX LP|BAYC|BAY CREST PARTNERS, LLC|563
MPLX|MPLX LP|BAYT|BTIG, LLC|900
MPLX|MPLX LP|BBNT|BB&T SECURITIES, LLC|467
MPLX|MPLX LP|BERN|Sanford C. Bernstein & Co., LLC|51194
MPLX|MPLX LP|BIDS|BIDS TRADING L.P.|86400
MPLX|MPLX LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16174
MPLX|MPLX LP|BLKX|INSTINET, LLC|27300
MPLX|MPLX LP|BNPX|BNP PARIBAS SECURITIES CORP.|4613
MPLX|MPLX LP|BTIG|BTIG, LLC|26363
MPLX|MPLX LP|BYXM|CBOE TRADING, INC.|961
MPLX|MPLX LP|BZYD|GOLDMAN SACHS & CO. LLC|900
MPLX|MPLX LP|CANT|Cantor Fitzgerald & Co.|260
MPLX|MPLX LP|CBLC|CITIGROUP GLOBAL MARKETS INC.|16002
MPLX|MPLX LP|CHAS|Charles Schwab & Co., Inc.|48097
MPLX|MPLX LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115848
MPLX|MPLX LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|309815
MPLX|MPLX LP|CSIN|Citadel Securities Institutional LLC|3639
MPLX|MPLX LP|CTDL|Citadel Derivatives Group Llc|24695
MPLX|MPLX LP|CTLR|CUTLER GROUP, LP|298
MPLX|MPLX LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|165990
MPLX|MPLX LP|DADA|D.A. Davidson & Co.|200
MPLX|MPLX LP|DBAB|Deutsche Bank Securities Inc.|146025
MPLX|MPLX LP|DBAX|Deutsche Bank Securities Inc.|174700
MPLX|MPLX LP|DCHF|Dart Executions, LLC|12976
MPLX|MPLX LP|DEAN|MORGAN STANLEY|99419
MPLX|MPLX LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12702
MPLX|MPLX LP|EBXL|EBX LLC|414500
MPLX|MPLX LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10364
MPLX|MPLX LP|EDJO|Edward D. Jones & Co., L.P.|5948
MPLX|MPLX LP|EGAM|CBOE TRADING, INC.|12472
MPLX|MPLX LP|EGAW|CBOE TRADING, INC.|100
MPLX|MPLX LP|EGMT|EG MARKET TECHNOLOGIES LLC|700
MPLX|MPLX LP|EGXM|CBOE TRADING, INC.|3065
MPLX|MPLX LP|EGXW|CBOE TRADING, INC.|100
MPLX|MPLX LP|ETBE|Electronic Transaction Clearing, Inc.|18153
MPLX|MPLX LP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
MPLX|MPLX LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9556
MPLX|MPLX LP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1918
MPLX|MPLX LP|ETRS|E*Trade Securities LLC|74472
MPLX|MPLX LP|FBRC|B. RILEY FBR, INC.|162910
MPLX|MPLX LP|FILL|Tradestation Securities, Inc.|14382
MPLX|MPLX LP|FMAF|NBCN Inc./ CDS|1657
MPLX|MPLX LP|FQLS|Quantlab Securities LP|408472
MPLX|MPLX LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137748
MPLX|MPLX LP|FTBR|Foliofn Investments, Inc.|975
MPLX|MPLX LP|GEBB|GLOBAL EXECUTION BROKERS, LP|12752
MPLX|MPLX LP|GLIS|TD Securities Inc|135
MPLX|MPLX LP|GLPX|ACS EXECUTION SERVICES, LLC|19918
MPLX|MPLX LP|GSCO|GOLDMAN SACHS & CO. LLC|1032143
MPLX|MPLX LP|GSCS|GOLDMAN SACHS & CO. LLC|33366
MPLX|MPLX LP|GSLT|GOLDMAN SACHS & CO. LLC|7033
MPLX|MPLX LP|GTSZ|GTS SECURITIES LLC|78331
MPLX|MPLX LP|HAPX|HAP Trading, LLC|186
MPLX|MPLX LP|HRBF|American Enterprise Investment Services Inc.|15905
MPLX|MPLX LP|IATS|INTERACTIVE BROKERS LLC|8007
MPLX|MPLX LP|IBKR|Interactive Brokers Llc|7470
MPLX|MPLX LP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1003
MPLX|MPLX LP|ICBX|INSTINET, LLC|83582
MPLX|MPLX LP|INCA|INSTINET, LLC|78608
MPLX|MPLX LP|INJX|INSTINET, LLC|388
MPLX|MPLX LP|ITGI|ITG Inc.|80612
MPLX|MPLX LP|ITGP|ITG INC.|232200
MPLX|MPLX LP|JANY|Janney Montgomery Scott Inc.|1809
MPLX|MPLX LP|JEFF|JEFFERIES LLC|139615
MPLX|MPLX LP|JMPT|JUMP TRADING, LLC|111403
MPLX|MPLX LP|JONE|JonesTrading|245000
MPLX|MPLX LP|JPBX|J.P. MORGAN SECURITIES LLC|5725
MPLX|MPLX LP|JPMX|J.P. Morgan Securities LLC|231384
MPLX|MPLX LP|JSJX|JANE STREET CAPITAL LLC|13140
MPLX|MPLX LP|KCGM|VIRTU Americas LLC|60332
MPLX|MPLX LP|LEHM|Barclays Capital Inc./Le|718507
MPLX|MPLX LP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3300
MPLX|MPLX LP|LIME|Lime Brokerage LLC|37442
MPLX|MPLX LP|LQNA|LIQUIDNET, INC.|70600
MPLX|MPLX LP|LQNB|LIQUIDNET, INC.|91092
MPLX|MPLX LP|LSCI|Lek Securities Corporation|91210
MPLX|MPLX LP|MACQ|Macquarie Capital (USA) Inc.|3900
MPLX|MPLX LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|204160
MPLX|MPLX LP|MNDX|TJM Investments, LLC|2800
MPLX|MPLX LP|MOTF|MOTIF INVESTING, INC.|6
MPLX|MPLX LP|MSCO|MORGAN STANLEY & CO. LLC|880230
MPLX|MPLX LP|MSPL|MORGAN STANLEY & CO. LLC|149500
MPLX|MPLX LP|MSTX|MORGAN STANLEY & CO. LLC|10700
MPLX|MPLX LP|NATL|National Securities Corporation|400
MPLX|MPLX LP|NBCS|NBC Securities, INC.|93
MPLX|MPLX LP|NFSC|National Financial Services LLC|253785
MPLX|MPLX LP|NITE|VIRTU Americas LLC|738018
MPLX|MPLX LP|NITP|VIRTU Americas LLC|1672
MPLX|MPLX LP|NQRB|Brut, LLC|28032
MPLX|MPLX LP|NTBF|BMO Nesbitt Burns Inc./CDS|154
MPLX|MPLX LP|NTRC|Northern Trust Securities, Inc.|200
MPLX|MPLX LP|OPCO|Oppenheimer & Co. Inc.|7720
MPLX|MPLX LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|973
MPLX|MPLX LP|PDQM|CODA MARKETS, INC.|32680
MPLX|MPLX LP|PWJC|UBS Financial Services, Inc.|41740
MPLX|MPLX LP|RBCM|RBC CAPITAL MARKETS, LLC|15980
MPLX|MPLX LP|RGLD|Regal Securities, Inc|70
MPLX|MPLX LP|SAGL|SAGETRADER, LLC|11129
MPLX|MPLX LP|SAGW|SAGETRADER, LLC|224
MPLX|MPLX LP|SALI|INTL FCSTONE FINANCIAL INC.|5
MPLX|MPLX LP|SBRX|MURIEL SIEBERT & CO INC|500
MPLX|MPLX LP|SBSH|Citigroup Global Markets Inc.|1525866
MPLX|MPLX LP|SEIC|SEI Investments Distribution Co.|720
MPLX|MPLX LP|SGMT|GOLDMAN SACHS & CO. LLC|157687
MPLX|MPLX LP|SPDR|SPEEDROUTE LLC|16709
MPLX|MPLX LP|SPHN|Stephens Inc.|231
MPLX|MPLX LP|STFL|Stifel, Nicolaus & Company, Incorporated|16371
MPLX|MPLX LP|STXG|Stockcross Financial Services, Inc.|400
MPLX|MPLX LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3477
MPLX|MPLX LP|SWIM|TD Ameritrade, Inc.|112330
MPLX|MPLX LP|SWST|Hilltop Securities Inc.|1668
MPLX|MPLX LP|TKNG|ALLY INVEST SECURITIES LLC|1838
MPLX|MPLX LP|TRBT|Tradebot Systems, Inc.|226758
MPLX|MPLX LP|TRCM|TRC MARKETS LLC|254013
MPLX|MPLX LP|UBSA|UBS SECURITIES LLC|859306
MPLX|MPLX LP|UBSS|UBS Securities LLC|1209647
MPLX|MPLX LP|VALX|VIRTU AMERICAS LLC|16998
MPLX|MPLX LP|VGRD|Vanguard Marketing Corporation|43049
MPLX|MPLX LP|WBPX|SUMMIT SECURITIES GROUP, LLC|3250
MPLX|MPLX LP|WCHV|WELLS FARGO SECURITIES, LLC|467634
MPLX|MPLX LP|WEDB|WEDBUSH SECURITIES INC.|3850
MPLX|MPLX LP|WEED|Weeden & Co.L.P.|810
MPLX|MPLX LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20028
MPLX|MPLX LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|198433
MPLX|MPLX LP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
MPLX|MPLX LP|WSEA|WOLVERINE SECURITIES, LLC|10361
MPLX|MPLX LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|25046
MPLX|MPLX LP|YKNA|COMHAR CAPITAL MARKETS, LLC|1319
MPLX|MPLX LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4350
MPO|MIDSTATES PETRO CO|ALTX|Alternet Securities Inc.|500
MPO|MIDSTATES PETRO CO|APCC|Apex Clearing Corporation|4
MPO|MIDSTATES PETRO CO|BATM|CBOE TRADING, INC.|427
MPO|MIDSTATES PETRO CO|BERN|Sanford C. Bernstein & Co., LLC|15100
MPO|MIDSTATES PETRO CO|BIDS|BIDS TRADING L.P.|800
MPO|MIDSTATES PETRO CO|BNPX|BNP PARIBAS SECURITIES CORP.|1531
MPO|MIDSTATES PETRO CO|BTIG|BTIG, LLC|34400
MPO|MIDSTATES PETRO CO|BYXM|CBOE TRADING, INC.|300
MPO|MIDSTATES PETRO CO|BZYD|GOLDMAN SACHS & CO. LLC|1200
MPO|MIDSTATES PETRO CO|CANT|Cantor Fitzgerald & Co.|3058
MPO|MIDSTATES PETRO CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8022
MPO|MIDSTATES PETRO CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48223
MPO|MIDSTATES PETRO CO|CTDL|Citadel Derivatives Group Llc|1308
MPO|MIDSTATES PETRO CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|5914
MPO|MIDSTATES PETRO CO|DBAB|Deutsche Bank Securities Inc.|19201
MPO|MIDSTATES PETRO CO|DBAX|Deutsche Bank Securities Inc.|23100
MPO|MIDSTATES PETRO CO|DEAN|MORGAN STANLEY|34567
MPO|MIDSTATES PETRO CO|DEGS|RONIN PROFESSIONAL LLC|1900
MPO|MIDSTATES PETRO CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6228
MPO|MIDSTATES PETRO CO|EBXL|EBX LLC|22100
MPO|MIDSTATES PETRO CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|979
MPO|MIDSTATES PETRO CO|EGAM|CBOE TRADING, INC.|1221
MPO|MIDSTATES PETRO CO|EGMT|EG MARKET TECHNOLOGIES LLC|140
MPO|MIDSTATES PETRO CO|EGXM|CBOE TRADING, INC.|109
MPO|MIDSTATES PETRO CO|ETBE|Electronic Transaction Clearing, Inc.|933
MPO|MIDSTATES PETRO CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2000
MPO|MIDSTATES PETRO CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1481
MPO|MIDSTATES PETRO CO|ETRS|E*Trade Securities LLC|13585
MPO|MIDSTATES PETRO CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MPO|MIDSTATES PETRO CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26388
MPO|MIDSTATES PETRO CO|GLIS|TD Securities Inc|1000
MPO|MIDSTATES PETRO CO|GSCO|GOLDMAN SACHS & CO. LLC|62381
MPO|MIDSTATES PETRO CO|GSCS|GOLDMAN SACHS & CO. LLC|1325
MPO|MIDSTATES PETRO CO|GSLT|GOLDMAN SACHS & CO. LLC|4678
MPO|MIDSTATES PETRO CO|GTSZ|GTS SECURITIES LLC|10941
MPO|MIDSTATES PETRO CO|HRBF|American Enterprise Investment Services Inc.|9
MPO|MIDSTATES PETRO CO|IATS|INTERACTIVE BROKERS LLC|610
MPO|MIDSTATES PETRO CO|IBKR|Interactive Brokers Llc|5010
MPO|MIDSTATES PETRO CO|ICBX|INSTINET, LLC|6100
MPO|MIDSTATES PETRO CO|IEQY|CITADEL SECURITIES LLC|4842
MPO|MIDSTATES PETRO CO|INCA|INSTINET, LLC|29327
MPO|MIDSTATES PETRO CO|INJX|INSTINET, LLC|3100
MPO|MIDSTATES PETRO CO|ITGI|ITG Inc.|27507
MPO|MIDSTATES PETRO CO|ITGP|ITG INC.|174000
MPO|MIDSTATES PETRO CO|JEFF|JEFFERIES LLC|2893
MPO|MIDSTATES PETRO CO|JMPT|JUMP TRADING, LLC|2193
MPO|MIDSTATES PETRO CO|JONE|JonesTrading|146406
MPO|MIDSTATES PETRO CO|JPBX|J.P. MORGAN SECURITIES LLC|1772
MPO|MIDSTATES PETRO CO|JPMX|J.P. Morgan Securities LLC|59347
MPO|MIDSTATES PETRO CO|JSJX|JANE STREET CAPITAL LLC|3400
MPO|MIDSTATES PETRO CO|KCGM|VIRTU Americas LLC|5179
MPO|MIDSTATES PETRO CO|LEHM|Barclays Capital Inc./Le|39812
MPO|MIDSTATES PETRO CO|LIME|Lime Brokerage LLC|10134
MPO|MIDSTATES PETRO CO|LQNA|LIQUIDNET, INC.|13200
MPO|MIDSTATES PETRO CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13100
MPO|MIDSTATES PETRO CO|MSCO|MORGAN STANLEY & CO. LLC|73457
MPO|MIDSTATES PETRO CO|MSPL|MORGAN STANLEY & CO. LLC|16900
MPO|MIDSTATES PETRO CO|MSTX|MORGAN STANLEY & CO. LLC|9400
MPO|MIDSTATES PETRO CO|NFSC|National Financial Services LLC|12975
MPO|MIDSTATES PETRO CO|NITE|VIRTU Americas LLC|42588
MPO|MIDSTATES PETRO CO|NQRB|Brut, LLC|1090
MPO|MIDSTATES PETRO CO|OPCO|Oppenheimer & Co. Inc.|208
MPO|MIDSTATES PETRO CO|RBCM|RBC CAPITAL MARKETS, LLC|121
MPO|MIDSTATES PETRO CO|SBSH|Citigroup Global Markets Inc.|10043
MPO|MIDSTATES PETRO CO|SGMT|GOLDMAN SACHS & CO. LLC|18968
MPO|MIDSTATES PETRO CO|SPDR|SPEEDROUTE LLC|100
MPO|MIDSTATES PETRO CO|TKNG|ALLY INVEST SECURITIES LLC|644
MPO|MIDSTATES PETRO CO|TRBT|Tradebot Systems, Inc.|16247
MPO|MIDSTATES PETRO CO|TRCM|TRC MARKETS LLC|5690
MPO|MIDSTATES PETRO CO|UBSA|UBS SECURITIES LLC|97377
MPO|MIDSTATES PETRO CO|UBSS|UBS Securities LLC|121326
MPO|MIDSTATES PETRO CO|VALX|VIRTU AMERICAS LLC|1571
MPO|MIDSTATES PETRO CO|VGRD|Vanguard Marketing Corporation|775
MPO|MIDSTATES PETRO CO|WCHV|WELLS FARGO SECURITIES, LLC|2095
MPO|MIDSTATES PETRO CO|WEED|Weeden & Co.L.P.|19934
MPO|MIDSTATES PETRO CO|WSEA|WOLVERINE SECURITIES, LLC|158
MPO|MIDSTATES PETRO CO|XIST|INSTINET, LLC|600
MPO|MIDSTATES PETRO CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
MPO|MIDSTATES PETRO CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67
MPV|BARINGS PART INVS|APCC|Apex Clearing Corporation|3
MPV|BARINGS PART INVS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40
MPV|BARINGS PART INVS|DBAX|Deutsche Bank Securities Inc.|100
MPV|BARINGS PART INVS|DEAN|MORGAN STANLEY|5659
MPV|BARINGS PART INVS|EBXL|EBX LLC|100
MPV|BARINGS PART INVS|EDJO|Edward D. Jones & Co., L.P.|9453
MPV|BARINGS PART INVS|EGAM|CBOE TRADING, INC.|300
MPV|BARINGS PART INVS|ETRS|E*Trade Securities LLC|3295
MPV|BARINGS PART INVS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MPV|BARINGS PART INVS|FTBR|Foliofn Investments, Inc.|322
MPV|BARINGS PART INVS|GLPX|ACS EXECUTION SERVICES, LLC|144
MPV|BARINGS PART INVS|GTSZ|GTS SECURITIES LLC|100
MPV|BARINGS PART INVS|HRBF|American Enterprise Investment Services Inc.|3180
MPV|BARINGS PART INVS|IATS|INTERACTIVE BROKERS LLC|640
MPV|BARINGS PART INVS|IBKR|Interactive Brokers Llc|2883
MPV|BARINGS PART INVS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|247
MPV|BARINGS PART INVS|ICBX|INSTINET, LLC|775
MPV|BARINGS PART INVS|INCA|INSTINET, LLC|349
MPV|BARINGS PART INVS|LIME|Lime Brokerage LLC|60
MPV|BARINGS PART INVS|MSCO|MORGAN STANLEY & CO. LLC|17411
MPV|BARINGS PART INVS|NFSC|National Financial Services LLC|18578
MPV|BARINGS PART INVS|NITE|VIRTU Americas LLC|42871
MPV|BARINGS PART INVS|NQRB|Brut, LLC|100
MPV|BARINGS PART INVS|NTRC|Northern Trust Securities, Inc.|3591
MPV|BARINGS PART INVS|OPCO|Oppenheimer & Co. Inc.|6586
MPV|BARINGS PART INVS|PDQM|CODA MARKETS, INC.|739
MPV|BARINGS PART INVS|PWJC|UBS Financial Services, Inc.|2971
MPV|BARINGS PART INVS|RBCM|RBC CAPITAL MARKETS, LLC|3669
MPV|BARINGS PART INVS|SPDR|SPEEDROUTE LLC|100
MPV|BARINGS PART INVS|STFL|Stifel, Nicolaus & Company, Incorporated|1690
MPV|BARINGS PART INVS|UBSA|UBS SECURITIES LLC|1149
MPV|BARINGS PART INVS|UBSS|UBS Securities LLC|21679
MPV|BARINGS PART INVS|VALX|VIRTU AMERICAS LLC|100
MPV|BARINGS PART INVS|VGRD|Vanguard Marketing Corporation|9695
MPV|BARINGS PART INVS|WCHV|WELLS FARGO SECURITIES, LLC|12777
MPV|BARINGS PART INVS|YKNA|COMHAR CAPITAL MARKETS, LLC|94
MPV|BARINGS PART INVS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1975
MPVD|MOUNTAIN PRV DMDS|APCC|Apex Clearing Corporation|50
MPVD|MOUNTAIN PRV DMDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3650
MPVD|MOUNTAIN PRV DMDS|DBAB|Deutsche Bank Securities Inc.|333
MPVD|MOUNTAIN PRV DMDS|DBAX|Deutsche Bank Securities Inc.|200
MPVD|MOUNTAIN PRV DMDS|DEGS|RONIN PROFESSIONAL LLC|1718
MPVD|MOUNTAIN PRV DMDS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9600
MPVD|MOUNTAIN PRV DMDS|EBXL|EBX LLC|2400
MPVD|MOUNTAIN PRV DMDS|ETRS|E*Trade Securities LLC|4355
MPVD|MOUNTAIN PRV DMDS|FBCO|Credit Suisse Securities (USA) LLC|418
MPVD|MOUNTAIN PRV DMDS|FOMA|TD AMERITRADE CLEARING, INC.|36840
MPVD|MOUNTAIN PRV DMDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
MPVD|MOUNTAIN PRV DMDS|FTBR|Foliofn Investments, Inc.|30
MPVD|MOUNTAIN PRV DMDS|GTSZ|GTS SECURITIES LLC|400
MPVD|MOUNTAIN PRV DMDS|HSBC|HSBC Securities, Inc.|893
MPVD|MOUNTAIN PRV DMDS|IATS|INTERACTIVE BROKERS LLC|188
MPVD|MOUNTAIN PRV DMDS|IBKR|Interactive Brokers Llc|5534
MPVD|MOUNTAIN PRV DMDS|ICBX|INSTINET, LLC|843
MPVD|MOUNTAIN PRV DMDS|INCA|INSTINET, LLC|17
MPVD|MOUNTAIN PRV DMDS|ITGI|ITG Inc.|5663
MPVD|MOUNTAIN PRV DMDS|ITGP|ITG INC.|800
MPVD|MOUNTAIN PRV DMDS|JEFF|JEFFERIES LLC|100
MPVD|MOUNTAIN PRV DMDS|KCGM|VIRTU Americas LLC|100
MPVD|MOUNTAIN PRV DMDS|LEHM|Barclays Capital Inc./Le|4401
MPVD|MOUNTAIN PRV DMDS|LIME|Lime Brokerage LLC|1836
MPVD|MOUNTAIN PRV DMDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
MPVD|MOUNTAIN PRV DMDS|MSCO|MORGAN STANLEY & CO. LLC|13262
MPVD|MOUNTAIN PRV DMDS|MSPL|MORGAN STANLEY & CO. LLC|27700
MPVD|MOUNTAIN PRV DMDS|NBCS|NBC Securities, INC.|200
MPVD|MOUNTAIN PRV DMDS|NFSC|National Financial Services LLC|11186
MPVD|MOUNTAIN PRV DMDS|NITE|VIRTU Americas LLC|51004
MPVD|MOUNTAIN PRV DMDS|OPCO|Oppenheimer & Co. Inc.|6730
MPVD|MOUNTAIN PRV DMDS|PWJC|UBS Financial Services, Inc.|7400
MPVD|MOUNTAIN PRV DMDS|RAJA|Raymond James & Associates, Inc.|2650
MPVD|MOUNTAIN PRV DMDS|RBCM|RBC CAPITAL MARKETS, LLC|13324
MPVD|MOUNTAIN PRV DMDS|SGMT|GOLDMAN SACHS & CO. LLC|100
MPVD|MOUNTAIN PRV DMDS|SWIM|TD Ameritrade, Inc.|1017
MPVD|MOUNTAIN PRV DMDS|TRCM|TRC MARKETS LLC|200
MPVD|MOUNTAIN PRV DMDS|UBSA|UBS SECURITIES LLC|3252
MPVD|MOUNTAIN PRV DMDS|UBSS|UBS Securities LLC|13279
MPVD|MOUNTAIN PRV DMDS|VGRD|Vanguard Marketing Corporation|2805
MPVD|MOUNTAIN PRV DMDS|WCHV|WELLS FARGO SECURITIES, LLC|4168
MPVD|MOUNTAIN PRV DMDS|WSEA|WOLVERINE SECURITIES, LLC|1132
MPW|MEDICL PROP TRST, IN|ADAM|CANACCORD GENUITY INC.|1522
MPW|MEDICL PROP TRST, IN|AGIS|Aegis Capital Corp.|135
MPW|MEDICL PROP TRST, IN|ALTX|Alternet Securities Inc.|2728
MPW|MEDICL PROP TRST, IN|ANOS|ABEL/NOSER, L.L.C.|9973
MPW|MEDICL PROP TRST, IN|APCC|Apex Clearing Corporation|2022
MPW|MEDICL PROP TRST, IN|BANK|Primevest Financial Services, Inc.|4603
MPW|MEDICL PROP TRST, IN|BARD|Robert W. Baird & Co. Incorporated|21050
MPW|MEDICL PROP TRST, IN|BATM|CBOE TRADING, INC.|4895
MPW|MEDICL PROP TRST, IN|BAYC|BAY CREST PARTNERS, LLC|224
MPW|MEDICL PROP TRST, IN|BBNT|BB&T SECURITIES, LLC|27699
MPW|MEDICL PROP TRST, IN|BERN|Sanford C. Bernstein & Co., LLC|15271
MPW|MEDICL PROP TRST, IN|BIDS|BIDS TRADING L.P.|5400
MPW|MEDICL PROP TRST, IN|BKCM|BNY Mellon Capital Markets LLC|69284
MPW|MEDICL PROP TRST, IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|118052
MPW|MEDICL PROP TRST, IN|BLKX|INSTINET, LLC|64450
MPW|MEDICL PROP TRST, IN|BRVL|BLAYLOCK VAN, LLC|2700
MPW|MEDICL PROP TRST, IN|BTIG|BTIG, LLC|35185
MPW|MEDICL PROP TRST, IN|BYXM|CBOE TRADING, INC.|120
MPW|MEDICL PROP TRST, IN|BZYD|GOLDMAN SACHS & CO. LLC|6402
MPW|MEDICL PROP TRST, IN|CANT|Cantor Fitzgerald & Co.|7080
MPW|MEDICL PROP TRST, IN|CHAS|Charles Schwab & Co., Inc.|19396
MPW|MEDICL PROP TRST, IN|CICF|Canaccord Genuity Corp.|49
MPW|MEDICL PROP TRST, IN|CIST|Capital Institutional Services, Inc.|4178
MPW|MEDICL PROP TRST, IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93443
MPW|MEDICL PROP TRST, IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21730
MPW|MEDICL PROP TRST, IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312158
MPW|MEDICL PROP TRST, IN|CTDL|Citadel Derivatives Group Llc|12480
MPW|MEDICL PROP TRST, IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|106684
MPW|MEDICL PROP TRST, IN|DAVA|Davenport & Company LLC|1552
MPW|MEDICL PROP TRST, IN|DBAB|Deutsche Bank Securities Inc.|451013
MPW|MEDICL PROP TRST, IN|DBAX|Deutsche Bank Securities Inc.|274200
MPW|MEDICL PROP TRST, IN|DBUL|Deutsche Bank Securities Inc.|100
MPW|MEDICL PROP TRST, IN|DEAN|MORGAN STANLEY|36398
MPW|MEDICL PROP TRST, IN|DEGS|RONIN PROFESSIONAL LLC|247
MPW|MEDICL PROP TRST, IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15000
MPW|MEDICL PROP TRST, IN|EBXL|EBX LLC|198900
MPW|MEDICL PROP TRST, IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5634
MPW|MEDICL PROP TRST, IN|EDJO|Edward D. Jones & Co., L.P.|5783
MPW|MEDICL PROP TRST, IN|EGAM|CBOE TRADING, INC.|10276
MPW|MEDICL PROP TRST, IN|EGAW|CBOE TRADING, INC.|283
MPW|MEDICL PROP TRST, IN|EGXM|CBOE TRADING, INC.|971
MPW|MEDICL PROP TRST, IN|ETBE|Electronic Transaction Clearing, Inc.|6116
MPW|MEDICL PROP TRST, IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|740
MPW|MEDICL PROP TRST, IN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|201
MPW|MEDICL PROP TRST, IN|ETRS|E*Trade Securities LLC|337081
MPW|MEDICL PROP TRST, IN|FBSB|U.S. Bancorp Investments, Inc.|885
MPW|MEDICL PROP TRST, IN|FILL|Tradestation Securities, Inc.|7674
MPW|MEDICL PROP TRST, IN|FMAF|NBCN Inc./ CDS|1196
MPW|MEDICL PROP TRST, IN|FORD|Fordham Financial Management, Inc.|500
MPW|MEDICL PROP TRST, IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6400
MPW|MEDICL PROP TRST, IN|FQLS|Quantlab Securities LP|94900
MPW|MEDICL PROP TRST, IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102273
MPW|MEDICL PROP TRST, IN|FTBR|Foliofn Investments, Inc.|4246
MPW|MEDICL PROP TRST, IN|GEBB|GLOBAL EXECUTION BROKERS, LP|8168
MPW|MEDICL PROP TRST, IN|GLPX|ACS EXECUTION SERVICES, LLC|34373
MPW|MEDICL PROP TRST, IN|GSCO|GOLDMAN SACHS & CO. LLC|785893
MPW|MEDICL PROP TRST, IN|GSCS|GOLDMAN SACHS & CO. LLC|1326
MPW|MEDICL PROP TRST, IN|GSLT|GOLDMAN SACHS & CO. LLC|6461
MPW|MEDICL PROP TRST, IN|GTSZ|GTS SECURITIES LLC|107737
MPW|MEDICL PROP TRST, IN|HASF|Haywood Securities Inc./CDS|2500
MPW|MEDICL PROP TRST, IN|HRBF|American Enterprise Investment Services Inc.|67707
MPW|MEDICL PROP TRST, IN|HSBC|HSBC Securities, Inc.|1593
MPW|MEDICL PROP TRST, IN|IATS|INTERACTIVE BROKERS LLC|73120
MPW|MEDICL PROP TRST, IN|IBKR|Interactive Brokers Llc|95004
MPW|MEDICL PROP TRST, IN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2684
MPW|MEDICL PROP TRST, IN|ICBX|INSTINET, LLC|129490
MPW|MEDICL PROP TRST, IN|IEQY|CITADEL SECURITIES LLC|144876
MPW|MEDICL PROP TRST, IN|INCA|INSTINET, LLC|150326
MPW|MEDICL PROP TRST, IN|INJX|INSTINET, LLC|250
MPW|MEDICL PROP TRST, IN|ITGI|ITG Inc.|55185
MPW|MEDICL PROP TRST, IN|ITGP|ITG INC.|229800
MPW|MEDICL PROP TRST, IN|JANY|Janney Montgomery Scott Inc.|21395
MPW|MEDICL PROP TRST, IN|JEFF|JEFFERIES LLC|67457
MPW|MEDICL PROP TRST, IN|JMPT|JUMP TRADING, LLC|23707
MPW|MEDICL PROP TRST, IN|JPBX|J.P. MORGAN SECURITIES LLC|60217
MPW|MEDICL PROP TRST, IN|JPMX|J.P. Morgan Securities LLC|519384
MPW|MEDICL PROP TRST, IN|JSJX|JANE STREET CAPITAL LLC|5073
MPW|MEDICL PROP TRST, IN|KCGM|VIRTU Americas LLC|81245
MPW|MEDICL PROP TRST, IN|LEHM|Barclays Capital Inc./Le|1337052
MPW|MEDICL PROP TRST, IN|LIME|Lime Brokerage LLC|62119
MPW|MEDICL PROP TRST, IN|LSCI|Lek Securities Corporation|961
MPW|MEDICL PROP TRST, IN|MACC|Mid Atlantic Capital Corporation|170
MPW|MEDICL PROP TRST, IN|MCMF|Raymond James Ltd. Cds|1766
MPW|MEDICL PROP TRST, IN|MKMP|MKM Partners LLC|6801
MPW|MEDICL PROP TRST, IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|447418
MPW|MEDICL PROP TRST, IN|MOTF|MOTIF INVESTING, INC.|5
MPW|MEDICL PROP TRST, IN|MSCO|MORGAN STANLEY & CO. LLC|1148969
MPW|MEDICL PROP TRST, IN|MSPL|MORGAN STANLEY & CO. LLC|618900
MPW|MEDICL PROP TRST, IN|MSTX|MORGAN STANLEY & CO. LLC|248700
MPW|MEDICL PROP TRST, IN|MZHO|Mizuho Securities USA LLC|24000
MPW|MEDICL PROP TRST, IN|NATL|National Securities Corporation|500
MPW|MEDICL PROP TRST, IN|NBCS|NBC Securities, INC.|4100
MPW|MEDICL PROP TRST, IN|NFSC|National Financial Services LLC|871339
MPW|MEDICL PROP TRST, IN|NITE|VIRTU Americas LLC|1232252
MPW|MEDICL PROP TRST, IN|NITP|VIRTU Americas LLC|19532
MPW|MEDICL PROP TRST, IN|NQRB|Brut, LLC|2137
MPW|MEDICL PROP TRST, IN|NTBF|BMO Nesbitt Burns Inc./CDS|1609
MPW|MEDICL PROP TRST, IN|NTRC|Northern Trust Securities, Inc.|20500
MPW|MEDICL PROP TRST, IN|OPCO|Oppenheimer & Co. Inc.|3064
MPW|MEDICL PROP TRST, IN|PDQM|CODA MARKETS, INC.|4063
MPW|MEDICL PROP TRST, IN|PHLY|NASDAQ Execution Services, LLC|6000
MPW|MEDICL PROP TRST, IN|PWJC|UBS Financial Services, Inc.|8927
MPW|MEDICL PROP TRST, IN|RBCM|RBC CAPITAL MARKETS, LLC|74196
MPW|MEDICL PROP TRST, IN|RHCO|Suntrust Robinson Humphrey, Inc.|54826
MPW|MEDICL PROP TRST, IN|RJLC|RJL CAPITAL GROUP, LLC|1300
MPW|MEDICL PROP TRST, IN|SAGL|SAGETRADER, LLC|6046
MPW|MEDICL PROP TRST, IN|SAGW|SAGETRADER, LLC|919
MPW|MEDICL PROP TRST, IN|SALI|INTL FCSTONE FINANCIAL INC.|2350
MPW|MEDICL PROP TRST, IN|SBSH|Citigroup Global Markets Inc.|164985
MPW|MEDICL PROP TRST, IN|SEIC|SEI Investments Distribution Co.|1600
MPW|MEDICL PROP TRST, IN|SGMT|GOLDMAN SACHS & CO. LLC|237524
MPW|MEDICL PROP TRST, IN|SPDR|SPEEDROUTE LLC|9800
MPW|MEDICL PROP TRST, IN|STFL|Stifel, Nicolaus & Company, Incorporated|98860
MPW|MEDICL PROP TRST, IN|STKP|STOCKPILE INVESTMENTS, INC.|1482
MPW|MEDICL PROP TRST, IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6847
MPW|MEDICL PROP TRST, IN|SWIM|TD Ameritrade, Inc.|111648
MPW|MEDICL PROP TRST, IN|SWST|Hilltop Securities Inc.|20826
MPW|MEDICL PROP TRST, IN|TKNG|ALLY INVEST SECURITIES LLC|7044
MPW|MEDICL PROP TRST, IN|TRBT|Tradebot Systems, Inc.|95882
MPW|MEDICL PROP TRST, IN|TRCM|TRC MARKETS LLC|182356
MPW|MEDICL PROP TRST, IN|TWTT|TASTYWORKS, INC.|300
MPW|MEDICL PROP TRST, IN|UBSA|UBS SECURITIES LLC|722610
MPW|MEDICL PROP TRST, IN|UBSS|UBS Securities LLC|697064
MPW|MEDICL PROP TRST, IN|VALX|VIRTU AMERICAS LLC|82803
MPW|MEDICL PROP TRST, IN|VERT|The Vertical Trading Group, LLC|2000
MPW|MEDICL PROP TRST, IN|VGRD|Vanguard Marketing Corporation|239911
MPW|MEDICL PROP TRST, IN|WBPX|SUMMIT SECURITIES GROUP, LLC|1410
MPW|MEDICL PROP TRST, IN|WCHV|WELLS FARGO SECURITIES, LLC|302715
MPW|MEDICL PROP TRST, IN|WDNX|WEEDEN & CO.L.P.|2584
MPW|MEDICL PROP TRST, IN|WEDB|WEDBUSH SECURITIES INC.|8486
MPW|MEDICL PROP TRST, IN|WEED|Weeden & Co.L.P.|8529
MPW|MEDICL PROP TRST, IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11234
MPW|MEDICL PROP TRST, IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8170
MPW|MEDICL PROP TRST, IN|WGIF|CIBC World Markets Inc.|201
MPW|MEDICL PROP TRST, IN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|161
MPW|MEDICL PROP TRST, IN|WSEA|WOLVERINE SECURITIES, LLC|66090
MPW|MEDICL PROP TRST, IN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|900
MPW|MEDICL PROP TRST, IN|XIST|INSTINET, LLC|186606
MPW|MEDICL PROP TRST, IN|XPQR|Jump Trading|100
MPW|MEDICL PROP TRST, IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|36630
MPW|MEDICL PROP TRST, IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29862
MPWR|MONOLITHIC POWER SYS|ABLE|NATIXIS Securities Americas LLC|10000
MPWR|MONOLITHIC POWER SYS|ADAM|CANACCORD GENUITY INC.|100
MPWR|MONOLITHIC POWER SYS|ALTX|Alternet Securities Inc.|3918
MPWR|MONOLITHIC POWER SYS|ANOS|ABEL/NOSER, L.L.C.|180
MPWR|MONOLITHIC POWER SYS|APCC|Apex Clearing Corporation|319
MPWR|MONOLITHIC POWER SYS|BARD|Robert W. Baird & Co. Incorporated|4696
MPWR|MONOLITHIC POWER SYS|BATM|CBOE TRADING, INC.|2309
MPWR|MONOLITHIC POWER SYS|BAYC|BAY CREST PARTNERS, LLC|11126
MPWR|MONOLITHIC POWER SYS|BBNT|BB&T SECURITIES, LLC|177
MPWR|MONOLITHIC POWER SYS|BERN|Sanford C. Bernstein & Co., LLC|74804
MPWR|MONOLITHIC POWER SYS|BIDS|BIDS TRADING L.P.|6300
MPWR|MONOLITHIC POWER SYS|BIMI|Banca IMI Securities Corp.|26
MPWR|MONOLITHIC POWER SYS|BKCM|BNY Mellon Capital Markets LLC|7915
MPWR|MONOLITHIC POWER SYS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1865
MPWR|MONOLITHIC POWER SYS|BLKX|INSTINET, LLC|98640
MPWR|MONOLITHIC POWER SYS|BMOC|BMO Capital Markets Corp.|11178
MPWR|MONOLITHIC POWER SYS|BNPX|BNP PARIBAS SECURITIES CORP.|10938
MPWR|MONOLITHIC POWER SYS|BRVL|BLAYLOCK VAN, LLC|100
MPWR|MONOLITHIC POWER SYS|BTIG|BTIG, LLC|37499
MPWR|MONOLITHIC POWER SYS|BYXM|CBOE TRADING, INC.|1695
MPWR|MONOLITHIC POWER SYS|BZYD|GOLDMAN SACHS & CO. LLC|500
MPWR|MONOLITHIC POWER SYS|CABR|Cabrera Capital Markets, Inc.|12
MPWR|MONOLITHIC POWER SYS|CANT|Cantor Fitzgerald & Co.|1158
MPWR|MONOLITHIC POWER SYS|CHAS|Charles Schwab & Co., Inc.|149
MPWR|MONOLITHIC POWER SYS|CIST|Capital Institutional Services, Inc.|2284
MPWR|MONOLITHIC POWER SYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44709
MPWR|MONOLITHIC POWER SYS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|70
MPWR|MONOLITHIC POWER SYS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
MPWR|MONOLITHIC POWER SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|236465
MPWR|MONOLITHIC POWER SYS|CTDL|Citadel Derivatives Group Llc|17229
MPWR|MONOLITHIC POWER SYS|CTLR|CUTLER GROUP, LP|1869
MPWR|MONOLITHIC POWER SYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|23446
MPWR|MONOLITHIC POWER SYS|DADA|D.A. Davidson & Co.|25
MPWR|MONOLITHIC POWER SYS|DAWA|Daiwa Capital Markets America Inc.|5
MPWR|MONOLITHIC POWER SYS|DBAB|Deutsche Bank Securities Inc.|676177
MPWR|MONOLITHIC POWER SYS|DBAX|Deutsche Bank Securities Inc.|74000
MPWR|MONOLITHIC POWER SYS|DBUL|Deutsche Bank Securities Inc.|4140
MPWR|MONOLITHIC POWER SYS|DEAN|MORGAN STANLEY|3837
MPWR|MONOLITHIC POWER SYS|DEGS|RONIN PROFESSIONAL LLC|200
MPWR|MONOLITHIC POWER SYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|312
MPWR|MONOLITHIC POWER SYS|DRWC|DRW SECURITIES, L.L.C.|600
MPWR|MONOLITHIC POWER SYS|DRWK|DRW SECURITIES, L.L.C.|12872
MPWR|MONOLITHIC POWER SYS|EBXL|EBX LLC|66300
MPWR|MONOLITHIC POWER SYS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1840
MPWR|MONOLITHIC POWER SYS|EDJO|Edward D. Jones & Co., L.P.|996
MPWR|MONOLITHIC POWER SYS|EGAM|CBOE TRADING, INC.|3189
MPWR|MONOLITHIC POWER SYS|EGAW|CBOE TRADING, INC.|87
MPWR|MONOLITHIC POWER SYS|EGMT|EG MARKET TECHNOLOGIES LLC|1155
MPWR|MONOLITHIC POWER SYS|EGXM|CBOE TRADING, INC.|1076
MPWR|MONOLITHIC POWER SYS|ETBE|Electronic Transaction Clearing, Inc.|20311
MPWR|MONOLITHIC POWER SYS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
MPWR|MONOLITHIC POWER SYS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1790
MPWR|MONOLITHIC POWER SYS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38612
MPWR|MONOLITHIC POWER SYS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
MPWR|MONOLITHIC POWER SYS|ETRS|E*Trade Securities LLC|18580
MPWR|MONOLITHIC POWER SYS|FBCO|Credit Suisse Securities (USA) LLC|1959777
MPWR|MONOLITHIC POWER SYS|FBSB|U.S. Bancorp Investments, Inc.|6
MPWR|MONOLITHIC POWER SYS|FILL|Tradestation Securities, Inc.|117
MPWR|MONOLITHIC POWER SYS|FMAF|NBCN Inc./ CDS|15
MPWR|MONOLITHIC POWER SYS|FOMA|TD AMERITRADE CLEARING, INC.|26648
MPWR|MONOLITHIC POWER SYS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7098
MPWR|MONOLITHIC POWER SYS|FQLS|Quantlab Securities LP|126031
MPWR|MONOLITHIC POWER SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82387
MPWR|MONOLITHIC POWER SYS|FTBR|Foliofn Investments, Inc.|753
MPWR|MONOLITHIC POWER SYS|GEBB|GLOBAL EXECUTION BROKERS, LP|15540
MPWR|MONOLITHIC POWER SYS|GLPX|ACS EXECUTION SERVICES, LLC|19723
MPWR|MONOLITHIC POWER SYS|GSCO|GOLDMAN SACHS & CO. LLC|1868460
MPWR|MONOLITHIC POWER SYS|GSCS|GOLDMAN SACHS & CO. LLC|18709
MPWR|MONOLITHIC POWER SYS|GSLT|GOLDMAN SACHS & CO. LLC|597
MPWR|MONOLITHIC POWER SYS|GTSZ|GTS SECURITIES LLC|52366
MPWR|MONOLITHIC POWER SYS|HRBF|American Enterprise Investment Services Inc.|1360
MPWR|MONOLITHIC POWER SYS|HSBC|HSBC Securities, Inc.|2400
MPWR|MONOLITHIC POWER SYS|IATS|INTERACTIVE BROKERS LLC|6706
MPWR|MONOLITHIC POWER SYS|IBKR|Interactive Brokers Llc|20425
MPWR|MONOLITHIC POWER SYS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1529
MPWR|MONOLITHIC POWER SYS|ICBX|INSTINET, LLC|17913
MPWR|MONOLITHIC POWER SYS|IEQY|CITADEL SECURITIES LLC|73688
MPWR|MONOLITHIC POWER SYS|INCA|INSTINET, LLC|257652
MPWR|MONOLITHIC POWER SYS|INJX|INSTINET, LLC|18639
MPWR|MONOLITHIC POWER SYS|ITGI|ITG Inc.|28584
MPWR|MONOLITHIC POWER SYS|ITGP|ITG INC.|175200
MPWR|MONOLITHIC POWER SYS|JANY|Janney Montgomery Scott Inc.|50
MPWR|MONOLITHIC POWER SYS|JEFF|JEFFERIES LLC|124872
MPWR|MONOLITHIC POWER SYS|JMPT|JUMP TRADING, LLC|34822
MPWR|MONOLITHIC POWER SYS|JPBX|J.P. MORGAN SECURITIES LLC|39318
MPWR|MONOLITHIC POWER SYS|JPMX|J.P. Morgan Securities LLC|122681
MPWR|MONOLITHIC POWER SYS|JSJX|JANE STREET CAPITAL LLC|12004
MPWR|MONOLITHIC POWER SYS|KCGM|VIRTU Americas LLC|13423
MPWR|MONOLITHIC POWER SYS|KING|C. L. King & Associates, Inc.|646
MPWR|MONOLITHIC POWER SYS|LEHM|Barclays Capital Inc./Le|730421
MPWR|MONOLITHIC POWER SYS|LIME|Lime Brokerage LLC|126181
MPWR|MONOLITHIC POWER SYS|LMGP|LIME BROKERAGE LLC|1506
MPWR|MONOLITHIC POWER SYS|LOOP|Loop Capital Markets LLC|8155
MPWR|MONOLITHIC POWER SYS|LQNA|LIQUIDNET, INC.|70900
MPWR|MONOLITHIC POWER SYS|LQNB|LIQUIDNET, INC.|6300
MPWR|MONOLITHIC POWER SYS|LSCI|Lek Securities Corporation|7
MPWR|MONOLITHIC POWER SYS|MACQ|Macquarie Capital (USA) Inc.|100
MPWR|MONOLITHIC POWER SYS|MAXM|Maxim Group LLC|1052
MPWR|MONOLITHIC POWER SYS|MCMF|Raymond James Ltd. Cds|142
MPWR|MONOLITHIC POWER SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39628
MPWR|MONOLITHIC POWER SYS|MOTF|MOTIF INVESTING, INC.|11
MPWR|MONOLITHIC POWER SYS|MSCO|MORGAN STANLEY & CO. LLC|1827249
MPWR|MONOLITHIC POWER SYS|MSPL|MORGAN STANLEY & CO. LLC|128900
MPWR|MONOLITHIC POWER SYS|MSTX|MORGAN STANLEY & CO. LLC|19300
MPWR|MONOLITHIC POWER SYS|NEED|Needham & Company, LLC|250
MPWR|MONOLITHIC POWER SYS|NFSC|National Financial Services LLC|49227
MPWR|MONOLITHIC POWER SYS|NITE|VIRTU Americas LLC|125735
MPWR|MONOLITHIC POWER SYS|NITP|VIRTU Americas LLC|9791
MPWR|MONOLITHIC POWER SYS|NQRB|Brut, LLC|5892
MPWR|MONOLITHIC POWER SYS|NTRC|Northern Trust Securities, Inc.|1211
MPWR|MONOLITHIC POWER SYS|OPCO|Oppenheimer & Co. Inc.|2819
MPWR|MONOLITHIC POWER SYS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1559
MPWR|MONOLITHIC POWER SYS|PDQM|CODA MARKETS, INC.|67719
MPWR|MONOLITHIC POWER SYS|PIPR|Piper Jaffray & Co.|220
MPWR|MONOLITHIC POWER SYS|PNSR|Penserra Securities, LLC|337
MPWR|MONOLITHIC POWER SYS|PWJC|UBS Financial Services, Inc.|31
MPWR|MONOLITHIC POWER SYS|QMSR|QUATTRO M SECURITIES INC.|1532
MPWR|MONOLITHIC POWER SYS|RAJA|Raymond James & Associates, Inc.|8997
MPWR|MONOLITHIC POWER SYS|RBCM|RBC CAPITAL MARKETS, LLC|2302
MPWR|MONOLITHIC POWER SYS|RHCO|Suntrust Robinson Humphrey, Inc.|5722
MPWR|MONOLITHIC POWER SYS|SAGL|SAGETRADER, LLC|500
MPWR|MONOLITHIC POWER SYS|SAGW|SAGETRADER, LLC|1
MPWR|MONOLITHIC POWER SYS|SALI|INTL FCSTONE FINANCIAL INC.|24
MPWR|MONOLITHIC POWER SYS|SBSH|Citigroup Global Markets Inc.|346339
MPWR|MONOLITHIC POWER SYS|SEIC|SEI Investments Distribution Co.|600
MPWR|MONOLITHIC POWER SYS|SGMT|GOLDMAN SACHS & CO. LLC|55592
MPWR|MONOLITHIC POWER SYS|SJLS|TRADE INFORMATICS LLC|200
MPWR|MONOLITHIC POWER SYS|SPDR|SPEEDROUTE LLC|5100
MPWR|MONOLITHIC POWER SYS|SSBS|STATE STREET GLOBAL MARKETS, LLC|6800
MPWR|MONOLITHIC POWER SYS|STFL|Stifel, Nicolaus & Company, Incorporated|44659
MPWR|MONOLITHIC POWER SYS|STKP|STOCKPILE INVESTMENTS, INC.|24
MPWR|MONOLITHIC POWER SYS|SWIM|TD Ameritrade, Inc.|7694
MPWR|MONOLITHIC POWER SYS|SWST|Hilltop Securities Inc.|126
MPWR|MONOLITHIC POWER SYS|TKNG|ALLY INVEST SECURITIES LLC|309
MPWR|MONOLITHIC POWER SYS|TONC|CUTTONE & CO., LLC|530
MPWR|MONOLITHIC POWER SYS|TRBT|Tradebot Systems, Inc.|78114
MPWR|MONOLITHIC POWER SYS|TRCM|TRC MARKETS LLC|103020
MPWR|MONOLITHIC POWER SYS|TWTT|TASTYWORKS, INC.|1447
MPWR|MONOLITHIC POWER SYS|UBSA|UBS SECURITIES LLC|250116
MPWR|MONOLITHIC POWER SYS|UBSS|UBS Securities LLC|1126736
MPWR|MONOLITHIC POWER SYS|VALX|VIRTU AMERICAS LLC|12871
MPWR|MONOLITHIC POWER SYS|VGRD|Vanguard Marketing Corporation|3354
MPWR|MONOLITHIC POWER SYS|WBPX|SUMMIT SECURITIES GROUP, LLC|608
MPWR|MONOLITHIC POWER SYS|WCHV|WELLS FARGO SECURITIES, LLC|51888
MPWR|MONOLITHIC POWER SYS|WDNX|WEEDEN & CO.L.P.|1666
MPWR|MONOLITHIC POWER SYS|WEED|Weeden & Co.L.P.|50874
MPWR|MONOLITHIC POWER SYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|908
MPWR|MONOLITHIC POWER SYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3957
MPWR|MONOLITHIC POWER SYS|WFPB|Wells Fargo Securities, LLC.|50
MPWR|MONOLITHIC POWER SYS|WGIF|CIBC World Markets Inc.|51
MPWR|MONOLITHIC POWER SYS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|36
MPWR|MONOLITHIC POWER SYS|WSEA|WOLVERINE SECURITIES, LLC|584
MPWR|MONOLITHIC POWER SYS|XIST|INSTINET, LLC|78018
MPWR|MONOLITHIC POWER SYS|XPQR|Jump Trading|600
MPWR|MONOLITHIC POWER SYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|12040
MPWR|MONOLITHIC POWER SYS|YKNA|COMHAR CAPITAL MARKETS, LLC|8512
MPWR|MONOLITHIC POWER SYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2576
MPX|MARINE PRODUCTS CORP|ALTX|Alternet Securities Inc.|200
MPX|MARINE PRODUCTS CORP|APCC|Apex Clearing Corporation|16
MPX|MARINE PRODUCTS CORP|BATM|CBOE TRADING, INC.|190
MPX|MARINE PRODUCTS CORP|BERN|Sanford C. Bernstein & Co., LLC|11773
MPX|MARINE PRODUCTS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1512
MPX|MARINE PRODUCTS CORP|BZYD|GOLDMAN SACHS & CO. LLC|600
MPX|MARINE PRODUCTS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
MPX|MARINE PRODUCTS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
MPX|MARINE PRODUCTS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4501
MPX|MARINE PRODUCTS CORP|CTDL|Citadel Derivatives Group Llc|150
MPX|MARINE PRODUCTS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1598
MPX|MARINE PRODUCTS CORP|DBAB|Deutsche Bank Securities Inc.|5378
MPX|MARINE PRODUCTS CORP|DBAX|Deutsche Bank Securities Inc.|4900
MPX|MARINE PRODUCTS CORP|DEAN|MORGAN STANLEY|100
MPX|MARINE PRODUCTS CORP|DEGS|RONIN PROFESSIONAL LLC|400
MPX|MARINE PRODUCTS CORP|EBXL|EBX LLC|3900
MPX|MARINE PRODUCTS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|16
MPX|MARINE PRODUCTS CORP|EDJO|Edward D. Jones & Co., L.P.|382
MPX|MARINE PRODUCTS CORP|EGAM|CBOE TRADING, INC.|200
MPX|MARINE PRODUCTS CORP|EGAW|CBOE TRADING, INC.|200
MPX|MARINE PRODUCTS CORP|EGXM|CBOE TRADING, INC.|5
MPX|MARINE PRODUCTS CORP|ELEV|ELEVATION, LLC|165
MPX|MARINE PRODUCTS CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
MPX|MARINE PRODUCTS CORP|ETRS|E*Trade Securities LLC|1331
MPX|MARINE PRODUCTS CORP|FILL|Tradestation Securities, Inc.|600
MPX|MARINE PRODUCTS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2260
MPX|MARINE PRODUCTS CORP|FTBR|Foliofn Investments, Inc.|2306
MPX|MARINE PRODUCTS CORP|GSCO|GOLDMAN SACHS & CO. LLC|15229
MPX|MARINE PRODUCTS CORP|GSLT|GOLDMAN SACHS & CO. LLC|186
MPX|MARINE PRODUCTS CORP|GTSZ|GTS SECURITIES LLC|7596
MPX|MARINE PRODUCTS CORP|HRBF|American Enterprise Investment Services Inc.|746
MPX|MARINE PRODUCTS CORP|IATS|INTERACTIVE BROKERS LLC|6032
MPX|MARINE PRODUCTS CORP|IBKR|Interactive Brokers Llc|3293
MPX|MARINE PRODUCTS CORP|ICBX|INSTINET, LLC|400
MPX|MARINE PRODUCTS CORP|IEQY|CITADEL SECURITIES LLC|742
MPX|MARINE PRODUCTS CORP|INCA|INSTINET, LLC|4679
MPX|MARINE PRODUCTS CORP|ITGI|ITG Inc.|385
MPX|MARINE PRODUCTS CORP|ITGP|ITG INC.|3200
MPX|MARINE PRODUCTS CORP|JANY|Janney Montgomery Scott Inc.|40
MPX|MARINE PRODUCTS CORP|JPBX|J.P. MORGAN SECURITIES LLC|100
MPX|MARINE PRODUCTS CORP|JPMX|J.P. Morgan Securities LLC|12093
MPX|MARINE PRODUCTS CORP|KCGM|VIRTU Americas LLC|1602
MPX|MARINE PRODUCTS CORP|LEHM|Barclays Capital Inc./Le|1801
MPX|MARINE PRODUCTS CORP|LIME|Lime Brokerage LLC|6410
MPX|MARINE PRODUCTS CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MPX|MARINE PRODUCTS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2310
MPX|MARINE PRODUCTS CORP|MOTF|MOTIF INVESTING, INC.|2
MPX|MARINE PRODUCTS CORP|MSCO|MORGAN STANLEY & CO. LLC|5338
MPX|MARINE PRODUCTS CORP|MSPL|MORGAN STANLEY & CO. LLC|5900
MPX|MARINE PRODUCTS CORP|NFSC|National Financial Services LLC|10230
MPX|MARINE PRODUCTS CORP|NITE|VIRTU Americas LLC|25766
MPX|MARINE PRODUCTS CORP|NTBF|BMO Nesbitt Burns Inc./CDS|239
MPX|MARINE PRODUCTS CORP|PWJC|UBS Financial Services, Inc.|27
MPX|MARINE PRODUCTS CORP|SBSH|Citigroup Global Markets Inc.|3231
MPX|MARINE PRODUCTS CORP|SGMT|GOLDMAN SACHS & CO. LLC|2242
MPX|MARINE PRODUCTS CORP|SPDR|SPEEDROUTE LLC|1500
MPX|MARINE PRODUCTS CORP|STXG|Stockcross Financial Services, Inc.|1
MPX|MARINE PRODUCTS CORP|SWIM|TD Ameritrade, Inc.|1595
MPX|MARINE PRODUCTS CORP|TKNG|ALLY INVEST SECURITIES LLC|7
MPX|MARINE PRODUCTS CORP|TRBT|Tradebot Systems, Inc.|487
MPX|MARINE PRODUCTS CORP|TRCM|TRC MARKETS LLC|1259
MPX|MARINE PRODUCTS CORP|UBSA|UBS SECURITIES LLC|8924
MPX|MARINE PRODUCTS CORP|UBSS|UBS Securities LLC|6468
MPX|MARINE PRODUCTS CORP|VALX|VIRTU AMERICAS LLC|1644
MPX|MARINE PRODUCTS CORP|VGRD|Vanguard Marketing Corporation|640
MPX|MARINE PRODUCTS CORP|WCHV|WELLS FARGO SECURITIES, LLC|5361
MPX|MARINE PRODUCTS CORP|WEED|Weeden & Co.L.P.|20
MPX|MARINE PRODUCTS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|208
MPX|MARINE PRODUCTS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
MPX|MARINE PRODUCTS CORP|WSEA|WOLVERINE SECURITIES, LLC|1657
MPX|MARINE PRODUCTS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MPX|MARINE PRODUCTS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|201
MQT|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|900
MQT|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|13
MQT|BLACKROCK MUNIYIELD|BARD|Robert W. Baird & Co. Incorporated|503
MQT|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|400
MQT|BLACKROCK MUNIYIELD|BTIG|BTIG, LLC|200
MQT|BLACKROCK MUNIYIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2940
MQT|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
MQT|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|2900
MQT|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|3517
MQT|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1178
MQT|BLACKROCK MUNIYIELD|EBXL|EBX LLC|3000
MQT|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|1565
MQT|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|1368
MQT|BLACKROCK MUNIYIELD|ESPO|ESPOSITO SECURITIES, LLC|608
MQT|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|2812
MQT|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5721
MQT|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2211
MQT|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|6
MQT|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|422
MQT|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|200
MQT|BLACKROCK MUNIYIELD|GSLT|GOLDMAN SACHS & CO. LLC|300
MQT|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|2303
MQT|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|6
MQT|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|1240
MQT|BLACKROCK MUNIYIELD|ICBX|INSTINET, LLC|1000
MQT|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|1313
MQT|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|600
MQT|BLACKROCK MUNIYIELD|ITGP|ITG INC.|800
MQT|BLACKROCK MUNIYIELD|JONE|JonesTrading|4359
MQT|BLACKROCK MUNIYIELD|JPMX|J.P. Morgan Securities LLC|488
MQT|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|3441
MQT|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|600
MQT|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|15
MQT|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MQT|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6526
MQT|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|22401
MQT|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|3300
MQT|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|71621
MQT|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|69940
MQT|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|1072
MQT|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|844
MQT|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|3632
MQT|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|1269
MQT|BLACKROCK MUNIYIELD|SALI|INTL FCSTONE FINANCIAL INC.|900
MQT|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|856
MQT|BLACKROCK MUNIYIELD|SPDR|SPEEDROUTE LLC|100
MQT|BLACKROCK MUNIYIELD|SPHN|Stephens Inc.|7
MQT|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|3249
MQT|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|100
MQT|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|1176
MQT|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|5481
MQT|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|38347
MQT|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|771
MQT|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|36107
MQT|BLACKROCK MUNIYIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5878
MQT|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|1
MQT|BLACKROCK MUNIYIELD|XSTM|NATIONAL FINANCIAL SERVICES LLC|302
MQT|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MQT|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3159
MQY|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|1500
MQY|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|6
MQY|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|69
MQY|BLACKROCK MUNIYIELD|BAYC|BAY CREST PARTNERS, LLC|600
MQY|BLACKROCK MUNIYIELD|BBNT|BB&T SECURITIES, LLC|300
MQY|BLACKROCK MUNIYIELD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
MQY|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5532
MQY|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|1300
MQY|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|14752
MQY|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|352
MQY|BLACKROCK MUNIYIELD|EBXL|EBX LLC|1500
MQY|BLACKROCK MUNIYIELD|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
MQY|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|826
MQY|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|1300
MQY|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|5564
MQY|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8382
MQY|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1901
MQY|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|27
MQY|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|160
MQY|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|100
MQY|BLACKROCK MUNIYIELD|GSLT|GOLDMAN SACHS & CO. LLC|100
MQY|BLACKROCK MUNIYIELD|GTSZ|GTS SECURITIES LLC|100
MQY|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|16962
MQY|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|2361
MQY|BLACKROCK MUNIYIELD|IBSJ|Integrity Brokerage Services, Inc.|3650
MQY|BLACKROCK MUNIYIELD|ICBX|INSTINET, LLC|900
MQY|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|600
MQY|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|1000
MQY|BLACKROCK MUNIYIELD|ITGP|ITG INC.|1200
MQY|BLACKROCK MUNIYIELD|JANY|Janney Montgomery Scott Inc.|139
MQY|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|1200
MQY|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|400
MQY|BLACKROCK MUNIYIELD|LGNT|COR CLEARING LLC|37
MQY|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|163
MQY|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
MQY|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
MQY|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|87200
MQY|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|5200
MQY|BLACKROCK MUNIYIELD|MSTX|MORGAN STANLEY & CO. LLC|6400
MQY|BLACKROCK MUNIYIELD|NATL|National Securities Corporation|1900
MQY|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|37816
MQY|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|130993
MQY|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|1700
MQY|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|391
MQY|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|1060
MQY|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|31687
MQY|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|2114
MQY|BLACKROCK MUNIYIELD|SALI|INTL FCSTONE FINANCIAL INC.|1143
MQY|BLACKROCK MUNIYIELD|SBSH|Citigroup Global Markets Inc.|850
MQY|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|600
MQY|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|1940
MQY|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|162
MQY|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|949
MQY|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|4807
MQY|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|136042
MQY|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|1686
MQY|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|15510
MQY|BLACKROCK MUNIYIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3466
MQY|BLACKROCK MUNIYIELD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
MQY|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MQY|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7619
MRAM|EVERSPIN TECH. COM|ALTX|Alternet Securities Inc.|5900
MRAM|EVERSPIN TECH. COM|ANDG|Andrew Garrett Inc.|175998
MRAM|EVERSPIN TECH. COM|APCC|Apex Clearing Corporation|698
MRAM|EVERSPIN TECH. COM|BATM|CBOE TRADING, INC.|500
MRAM|EVERSPIN TECH. COM|BAYC|BAY CREST PARTNERS, LLC|440
MRAM|EVERSPIN TECH. COM|BBNT|BB&T SECURITIES, LLC|6000
MRAM|EVERSPIN TECH. COM|BERN|Sanford C. Bernstein & Co., LLC|4
MRAM|EVERSPIN TECH. COM|BTIG|BTIG, LLC|88100
MRAM|EVERSPIN TECH. COM|BZYD|GOLDMAN SACHS & CO. LLC|2076
MRAM|EVERSPIN TECH. COM|CANT|Cantor Fitzgerald & Co.|225
MRAM|EVERSPIN TECH. COM|CHAS|Charles Schwab & Co., Inc.|720
MRAM|EVERSPIN TECH. COM|CHLM|Craig-Hallum Capital Group LLC|20087
MRAM|EVERSPIN TECH. COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7810
MRAM|EVERSPIN TECH. COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|659
MRAM|EVERSPIN TECH. COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49702
MRAM|EVERSPIN TECH. COM|CTDL|Citadel Derivatives Group Llc|576
MRAM|EVERSPIN TECH. COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
MRAM|EVERSPIN TECH. COM|DBAB|Deutsche Bank Securities Inc.|37889
MRAM|EVERSPIN TECH. COM|DBAX|Deutsche Bank Securities Inc.|16400
MRAM|EVERSPIN TECH. COM|DEAN|MORGAN STANLEY|250
MRAM|EVERSPIN TECH. COM|DEGS|RONIN PROFESSIONAL LLC|18890
MRAM|EVERSPIN TECH. COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12300
MRAM|EVERSPIN TECH. COM|EBXL|EBX LLC|24500
MRAM|EVERSPIN TECH. COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|50
MRAM|EVERSPIN TECH. COM|EDJO|Edward D. Jones & Co., L.P.|1153
MRAM|EVERSPIN TECH. COM|EGAM|CBOE TRADING, INC.|1000
MRAM|EVERSPIN TECH. COM|EGMT|EG MARKET TECHNOLOGIES LLC|100
MRAM|EVERSPIN TECH. COM|EGXM|CBOE TRADING, INC.|444
MRAM|EVERSPIN TECH. COM|EGXW|CBOE TRADING, INC.|103
MRAM|EVERSPIN TECH. COM|ETBE|Electronic Transaction Clearing, Inc.|950
MRAM|EVERSPIN TECH. COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1094
MRAM|EVERSPIN TECH. COM|ETRS|E*Trade Securities LLC|183327
MRAM|EVERSPIN TECH. COM|FBCO|Credit Suisse Securities (USA) LLC|166746
MRAM|EVERSPIN TECH. COM|FBSB|U.S. Bancorp Investments, Inc.|100
MRAM|EVERSPIN TECH. COM|FILL|Tradestation Securities, Inc.|5374
MRAM|EVERSPIN TECH. COM|FOMA|TD AMERITRADE CLEARING, INC.|92015
MRAM|EVERSPIN TECH. COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18995
MRAM|EVERSPIN TECH. COM|FTBR|Foliofn Investments, Inc.|196
MRAM|EVERSPIN TECH. COM|GEBB|GLOBAL EXECUTION BROKERS, LP|1047
MRAM|EVERSPIN TECH. COM|GLPX|ACS EXECUTION SERVICES, LLC|1057
MRAM|EVERSPIN TECH. COM|GSCO|GOLDMAN SACHS & CO. LLC|19429
MRAM|EVERSPIN TECH. COM|GSCS|GOLDMAN SACHS & CO. LLC|5900
MRAM|EVERSPIN TECH. COM|GSLT|GOLDMAN SACHS & CO. LLC|2966
MRAM|EVERSPIN TECH. COM|GTSZ|GTS SECURITIES LLC|8263
MRAM|EVERSPIN TECH. COM|HRBF|American Enterprise Investment Services Inc.|5396
MRAM|EVERSPIN TECH. COM|IATS|INTERACTIVE BROKERS LLC|6020
MRAM|EVERSPIN TECH. COM|IBKR|Interactive Brokers Llc|79983
MRAM|EVERSPIN TECH. COM|ICBX|INSTINET, LLC|1100
MRAM|EVERSPIN TECH. COM|INCA|INSTINET, LLC|6829
MRAM|EVERSPIN TECH. COM|INJX|INSTINET, LLC|2200
MRAM|EVERSPIN TECH. COM|ITGI|ITG Inc.|3200
MRAM|EVERSPIN TECH. COM|ITGP|ITG INC.|21400
MRAM|EVERSPIN TECH. COM|JANY|Janney Montgomery Scott Inc.|1146
MRAM|EVERSPIN TECH. COM|JEFF|JEFFERIES LLC|11008
MRAM|EVERSPIN TECH. COM|JHDR|J.H. Darbie & Co., Inc.|3399
MRAM|EVERSPIN TECH. COM|JMPT|JUMP TRADING, LLC|2120
MRAM|EVERSPIN TECH. COM|JPMX|J.P. Morgan Securities LLC|12808
MRAM|EVERSPIN TECH. COM|KCGM|VIRTU Americas LLC|5320
MRAM|EVERSPIN TECH. COM|LEHM|Barclays Capital Inc./Le|37626
MRAM|EVERSPIN TECH. COM|LIME|Lime Brokerage LLC|28147
MRAM|EVERSPIN TECH. COM|LQNA|LIQUIDNET, INC.|12100
MRAM|EVERSPIN TECH. COM|LSCI|Lek Securities Corporation|559
MRAM|EVERSPIN TECH. COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10200
MRAM|EVERSPIN TECH. COM|MOTF|MOTIF INVESTING, INC.|12
MRAM|EVERSPIN TECH. COM|MSCO|MORGAN STANLEY & CO. LLC|90784
MRAM|EVERSPIN TECH. COM|MSPL|MORGAN STANLEY & CO. LLC|9000
MRAM|EVERSPIN TECH. COM|MSTX|MORGAN STANLEY & CO. LLC|1200
MRAM|EVERSPIN TECH. COM|NBCS|NBC Securities, INC.|100
MRAM|EVERSPIN TECH. COM|NEED|Needham & Company, LLC|2804
MRAM|EVERSPIN TECH. COM|NFSC|National Financial Services LLC|80692
MRAM|EVERSPIN TECH. COM|NITE|VIRTU Americas LLC|390960
MRAM|EVERSPIN TECH. COM|NITP|VIRTU Americas LLC|100
MRAM|EVERSPIN TECH. COM|NQRB|Brut, LLC|2
MRAM|EVERSPIN TECH. COM|PCPT|PHILLIP CAPITAL INC.|40
MRAM|EVERSPIN TECH. COM|PDQM|CODA MARKETS, INC.|6619
MRAM|EVERSPIN TECH. COM|RAJA|Raymond James & Associates, Inc.|8800
MRAM|EVERSPIN TECH. COM|RBCM|RBC CAPITAL MARKETS, LLC|109237
MRAM|EVERSPIN TECH. COM|SAGL|SAGETRADER, LLC|300
MRAM|EVERSPIN TECH. COM|SBSH|Citigroup Global Markets Inc.|1605
MRAM|EVERSPIN TECH. COM|SEIC|SEI Investments Distribution Co.|2000
MRAM|EVERSPIN TECH. COM|SGMT|GOLDMAN SACHS & CO. LLC|11199
MRAM|EVERSPIN TECH. COM|SOGO|Wang Investment Associates, Inc.|750
MRAM|EVERSPIN TECH. COM|SPDR|SPEEDROUTE LLC|4628
MRAM|EVERSPIN TECH. COM|STFL|Stifel, Nicolaus & Company, Incorporated|64574
MRAM|EVERSPIN TECH. COM|SWIM|TD Ameritrade, Inc.|13322
MRAM|EVERSPIN TECH. COM|TKNG|ALLY INVEST SECURITIES LLC|1871
MRAM|EVERSPIN TECH. COM|TRCM|TRC MARKETS LLC|2258
MRAM|EVERSPIN TECH. COM|TWTT|TASTYWORKS, INC.|100
MRAM|EVERSPIN TECH. COM|UBSA|UBS SECURITIES LLC|61093
MRAM|EVERSPIN TECH. COM|UBSS|UBS Securities LLC|93896
MRAM|EVERSPIN TECH. COM|VALX|VIRTU AMERICAS LLC|5462
MRAM|EVERSPIN TECH. COM|VGRD|Vanguard Marketing Corporation|7550
MRAM|EVERSPIN TECH. COM|WCHV|WELLS FARGO SECURITIES, LLC|33410
MRAM|EVERSPIN TECH. COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|411
MRAM|EVERSPIN TECH. COM|WGIF|CIBC World Markets Inc.|4200
MRAM|EVERSPIN TECH. COM|WSEA|WOLVERINE SECURITIES, LLC|289
MRAM|EVERSPIN TECH. COM|WTFS|JUST2TRADE, INC.|100
MRAM|EVERSPIN TECH. COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MRAM|EVERSPIN TECH. COM|YKNA|COMHAR CAPITAL MARKETS, LLC|1609
MRBK|MERIDIAN BANK CM|ALTX|Alternet Securities Inc.|100
MRBK|MERIDIAN BANK CM|BAYC|BAY CREST PARTNERS, LLC|134
MRBK|MERIDIAN BANK CM|BERN|Sanford C. Bernstein & Co., LLC|300
MRBK|MERIDIAN BANK CM|BOSC|Boenning & Scattergood, Inc.|274
MRBK|MERIDIAN BANK CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
MRBK|MERIDIAN BANK CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MRBK|MERIDIAN BANK CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110
MRBK|MERIDIAN BANK CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MRBK|MERIDIAN BANK CM|DADA|D.A. Davidson & Co.|500
MRBK|MERIDIAN BANK CM|DBAB|Deutsche Bank Securities Inc.|395
MRBK|MERIDIAN BANK CM|DBAX|Deutsche Bank Securities Inc.|100
MRBK|MERIDIAN BANK CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|101
MRBK|MERIDIAN BANK CM|EBXL|EBX LLC|400
MRBK|MERIDIAN BANK CM|EGAM|CBOE TRADING, INC.|200
MRBK|MERIDIAN BANK CM|FBCO|Credit Suisse Securities (USA) LLC|1
MRBK|MERIDIAN BANK CM|FOMA|TD AMERITRADE CLEARING, INC.|82
MRBK|MERIDIAN BANK CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45
MRBK|MERIDIAN BANK CM|GSCO|GOLDMAN SACHS & CO. LLC|1114
MRBK|MERIDIAN BANK CM|GTSZ|GTS SECURITIES LLC|1
MRBK|MERIDIAN BANK CM|IBKR|Interactive Brokers Llc|2
MRBK|MERIDIAN BANK CM|ICBX|INSTINET, LLC|100
MRBK|MERIDIAN BANK CM|INCA|INSTINET, LLC|100
MRBK|MERIDIAN BANK CM|ITGI|ITG Inc.|4144
MRBK|MERIDIAN BANK CM|ITGP|ITG INC.|1800
MRBK|MERIDIAN BANK CM|JEFF|JEFFERIES LLC|231
MRBK|MERIDIAN BANK CM|JPMX|J.P. Morgan Securities LLC|200
MRBK|MERIDIAN BANK CM|LEHM|Barclays Capital Inc./Le|315
MRBK|MERIDIAN BANK CM|LIME|Lime Brokerage LLC|3960
MRBK|MERIDIAN BANK CM|LMGP|LIME BROKERAGE LLC|493
MRBK|MERIDIAN BANK CM|MSCO|MORGAN STANLEY & CO. LLC|13115
MRBK|MERIDIAN BANK CM|MSPL|MORGAN STANLEY & CO. LLC|300
MRBK|MERIDIAN BANK CM|NEUB|NEUBERGER BERMAN BD LLC|450
MRBK|MERIDIAN BANK CM|NFSC|National Financial Services LLC|8833
MRBK|MERIDIAN BANK CM|NITE|VIRTU Americas LLC|7637
MRBK|MERIDIAN BANK CM|SBSH|Citigroup Global Markets Inc.|300
MRBK|MERIDIAN BANK CM|SDLR|Sandler, O'Neill & Partners, L.P.|27901
MRBK|MERIDIAN BANK CM|SGMT|GOLDMAN SACHS & CO. LLC|236
MRBK|MERIDIAN BANK CM|TRCM|TRC MARKETS LLC|559
MRBK|MERIDIAN BANK CM|UBSA|UBS SECURITIES LLC|1825
MRBK|MERIDIAN BANK CM|UBSS|UBS Securities LLC|8211
MRBK|MERIDIAN BANK CM|VGRD|Vanguard Marketing Corporation|200
MRBK|MERIDIAN BANK CM|WCHV|WELLS FARGO SECURITIES, LLC|679
MRC|MRC GLOBAL INC.|ADAM|CANACCORD GENUITY INC.|480
MRC|MRC GLOBAL INC.|ALTX|Alternet Securities Inc.|9198
MRC|MRC GLOBAL INC.|ANOS|ABEL/NOSER, L.L.C.|300
MRC|MRC GLOBAL INC.|APCC|Apex Clearing Corporation|187
MRC|MRC GLOBAL INC.|BATM|CBOE TRADING, INC.|3173
MRC|MRC GLOBAL INC.|BAYT|BTIG, LLC|800
MRC|MRC GLOBAL INC.|BBNT|BB&T SECURITIES, LLC|290
MRC|MRC GLOBAL INC.|BERN|Sanford C. Bernstein & Co., LLC|36132
MRC|MRC GLOBAL INC.|BIDS|BIDS TRADING L.P.|45394
MRC|MRC GLOBAL INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3919
MRC|MRC GLOBAL INC.|BLKX|INSTINET, LLC|349300
MRC|MRC GLOBAL INC.|BNPX|BNP PARIBAS SECURITIES CORP.|9096
MRC|MRC GLOBAL INC.|BYXM|CBOE TRADING, INC.|500
MRC|MRC GLOBAL INC.|BZYD|GOLDMAN SACHS & CO. LLC|1443
MRC|MRC GLOBAL INC.|CANT|Cantor Fitzgerald & Co.|10000
MRC|MRC GLOBAL INC.|CHAS|Charles Schwab & Co., Inc.|150
MRC|MRC GLOBAL INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|207441
MRC|MRC GLOBAL INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
MRC|MRC GLOBAL INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|270211
MRC|MRC GLOBAL INC.|CTDL|Citadel Derivatives Group Llc|9324
MRC|MRC GLOBAL INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|33528
MRC|MRC GLOBAL INC.|DBAB|Deutsche Bank Securities Inc.|116871
MRC|MRC GLOBAL INC.|DBAX|Deutsche Bank Securities Inc.|252500
MRC|MRC GLOBAL INC.|DBUL|Deutsche Bank Securities Inc.|1800
MRC|MRC GLOBAL INC.|DEAN|MORGAN STANLEY|924
MRC|MRC GLOBAL INC.|DEGS|RONIN PROFESSIONAL LLC|904
MRC|MRC GLOBAL INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6984
MRC|MRC GLOBAL INC.|EBXL|EBX LLC|202500
MRC|MRC GLOBAL INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6168
MRC|MRC GLOBAL INC.|EDJO|Edward D. Jones & Co., L.P.|1548
MRC|MRC GLOBAL INC.|EGAM|CBOE TRADING, INC.|11073
MRC|MRC GLOBAL INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
MRC|MRC GLOBAL INC.|EGXM|CBOE TRADING, INC.|1560
MRC|MRC GLOBAL INC.|ETBE|Electronic Transaction Clearing, Inc.|6800
MRC|MRC GLOBAL INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5307
MRC|MRC GLOBAL INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|708
MRC|MRC GLOBAL INC.|ETRS|E*Trade Securities LLC|37254
MRC|MRC GLOBAL INC.|FILL|Tradestation Securities, Inc.|7672
MRC|MRC GLOBAL INC.|FMAF|NBCN Inc./ CDS|500
MRC|MRC GLOBAL INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MRC|MRC GLOBAL INC.|FQLS|Quantlab Securities LP|124069
MRC|MRC GLOBAL INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111277
MRC|MRC GLOBAL INC.|FTBR|Foliofn Investments, Inc.|4222
MRC|MRC GLOBAL INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|500
MRC|MRC GLOBAL INC.|GLPX|ACS EXECUTION SERVICES, LLC|37671
MRC|MRC GLOBAL INC.|GSCO|GOLDMAN SACHS & CO. LLC|587926
MRC|MRC GLOBAL INC.|GSLT|GOLDMAN SACHS & CO. LLC|1891
MRC|MRC GLOBAL INC.|GTSZ|GTS SECURITIES LLC|52626
MRC|MRC GLOBAL INC.|GUGS|Guggenheim Securities, LLC|4883
MRC|MRC GLOBAL INC.|HPPX|POTAMUS TRADING, LLC|692
MRC|MRC GLOBAL INC.|HRBF|American Enterprise Investment Services Inc.|296
MRC|MRC GLOBAL INC.|HSBC|HSBC Securities, Inc.|100
MRC|MRC GLOBAL INC.|IATS|INTERACTIVE BROKERS LLC|6187
MRC|MRC GLOBAL INC.|IBKR|Interactive Brokers Llc|11260
MRC|MRC GLOBAL INC.|ICBX|INSTINET, LLC|123531
MRC|MRC GLOBAL INC.|IEQY|CITADEL SECURITIES LLC|23663
MRC|MRC GLOBAL INC.|INCA|INSTINET, LLC|232348
MRC|MRC GLOBAL INC.|INJX|INSTINET, LLC|8268
MRC|MRC GLOBAL INC.|ITGI|ITG Inc.|20532
MRC|MRC GLOBAL INC.|ITGP|ITG INC.|48800
MRC|MRC GLOBAL INC.|JEFF|JEFFERIES LLC|366860
MRC|MRC GLOBAL INC.|JMPT|JUMP TRADING, LLC|47609
MRC|MRC GLOBAL INC.|JPBX|J.P. MORGAN SECURITIES LLC|222815
MRC|MRC GLOBAL INC.|JPMX|J.P. Morgan Securities LLC|665226
MRC|MRC GLOBAL INC.|JSJX|JANE STREET CAPITAL LLC|21066
MRC|MRC GLOBAL INC.|KCGM|VIRTU Americas LLC|46570
MRC|MRC GLOBAL INC.|LEHM|Barclays Capital Inc./Le|223628
MRC|MRC GLOBAL INC.|LIME|Lime Brokerage LLC|12205
MRC|MRC GLOBAL INC.|LQNA|LIQUIDNET, INC.|84700
MRC|MRC GLOBAL INC.|LVMR|LIVERMORE TRADING GROUP, INC.|16569
MRC|MRC GLOBAL INC.|MACQ|Macquarie Capital (USA) Inc.|172543
MRC|MRC GLOBAL INC.|MKMP|MKM Partners LLC|79
MRC|MRC GLOBAL INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|276054
MRC|MRC GLOBAL INC.|MNDX|TJM Investments, LLC|8070
MRC|MRC GLOBAL INC.|MSCO|MORGAN STANLEY & CO. LLC|604608
MRC|MRC GLOBAL INC.|MSPL|MORGAN STANLEY & CO. LLC|403100
MRC|MRC GLOBAL INC.|MSTX|MORGAN STANLEY & CO. LLC|213800
MRC|MRC GLOBAL INC.|MULL|MARK J. MULLER EQUITIES, INC.|4100
MRC|MRC GLOBAL INC.|MZHO|Mizuho Securities USA LLC|425000
MRC|MRC GLOBAL INC.|NFSC|National Financial Services LLC|215389
MRC|MRC GLOBAL INC.|NITE|VIRTU Americas LLC|164254
MRC|MRC GLOBAL INC.|NITP|VIRTU Americas LLC|1500
MRC|MRC GLOBAL INC.|NQRB|Brut, LLC|15500
MRC|MRC GLOBAL INC.|NTRC|Northern Trust Securities, Inc.|1788
MRC|MRC GLOBAL INC.|PDQM|CODA MARKETS, INC.|46599
MRC|MRC GLOBAL INC.|PHLY|NASDAQ Execution Services, LLC|200
MRC|MRC GLOBAL INC.|QMSR|QUATTRO M SECURITIES INC.|1180
MRC|MRC GLOBAL INC.|RBCM|RBC CAPITAL MARKETS, LLC|7046
MRC|MRC GLOBAL INC.|RGLD|Regal Securities, Inc|20
MRC|MRC GLOBAL INC.|SAGL|SAGETRADER, LLC|500
MRC|MRC GLOBAL INC.|SAGW|SAGETRADER, LLC|100
MRC|MRC GLOBAL INC.|SALI|INTL FCSTONE FINANCIAL INC.|230
MRC|MRC GLOBAL INC.|SBSH|Citigroup Global Markets Inc.|51781
MRC|MRC GLOBAL INC.|SGMT|GOLDMAN SACHS & CO. LLC|131886
MRC|MRC GLOBAL INC.|SPDR|SPEEDROUTE LLC|15100
MRC|MRC GLOBAL INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3240
MRC|MRC GLOBAL INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5499
MRC|MRC GLOBAL INC.|SWIM|TD Ameritrade, Inc.|7071
MRC|MRC GLOBAL INC.|SWST|Hilltop Securities Inc.|800
MRC|MRC GLOBAL INC.|TKNG|ALLY INVEST SECURITIES LLC|500
MRC|MRC GLOBAL INC.|TMBR|Timber Hill LLC|500
MRC|MRC GLOBAL INC.|TRBT|Tradebot Systems, Inc.|103382
MRC|MRC GLOBAL INC.|TRCM|TRC MARKETS LLC|35909
MRC|MRC GLOBAL INC.|UBSA|UBS SECURITIES LLC|421239
MRC|MRC GLOBAL INC.|UBSS|UBS Securities LLC|406732
MRC|MRC GLOBAL INC.|VALX|VIRTU AMERICAS LLC|12569
MRC|MRC GLOBAL INC.|VGRD|Vanguard Marketing Corporation|16143
MRC|MRC GLOBAL INC.|WBLR|WILLIAM BLAIR|11000
MRC|MRC GLOBAL INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
MRC|MRC GLOBAL INC.|WCHV|WELLS FARGO SECURITIES, LLC|23982
MRC|MRC GLOBAL INC.|WDNX|WEEDEN & CO.L.P.|8510
MRC|MRC GLOBAL INC.|WECI|Winslow, Evans & Crocker, Inc.|17000
MRC|MRC GLOBAL INC.|WEDB|WEDBUSH SECURITIES INC.|3540
MRC|MRC GLOBAL INC.|WEED|Weeden & Co.L.P.|15485
MRC|MRC GLOBAL INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4950
MRC|MRC GLOBAL INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6352
MRC|MRC GLOBAL INC.|WGIF|CIBC World Markets Inc.|499
MRC|MRC GLOBAL INC.|WSEA|WOLVERINE SECURITIES, LLC|3400
MRC|MRC GLOBAL INC.|XIST|INSTINET, LLC|11000
MRC|MRC GLOBAL INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|32666
MRC|MRC GLOBAL INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|620
MRC|MRC GLOBAL INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10180
MRCC|MONROE CAPITAL CORPO|ALTX|Alternet Securities Inc.|5400
MRCC|MONROE CAPITAL CORPO|APCC|Apex Clearing Corporation|197
MRCC|MONROE CAPITAL CORPO|BARD|Robert W. Baird & Co. Incorporated|46777
MRCC|MONROE CAPITAL CORPO|BATM|CBOE TRADING, INC.|2
MRCC|MONROE CAPITAL CORPO|BBNT|BB&T SECURITIES, LLC|140
MRCC|MONROE CAPITAL CORPO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1100
MRCC|MONROE CAPITAL CORPO|BYXM|CBOE TRADING, INC.|11
MRCC|MONROE CAPITAL CORPO|BZYD|GOLDMAN SACHS & CO. LLC|6656
MRCC|MONROE CAPITAL CORPO|CANT|Cantor Fitzgerald & Co.|20772
MRCC|MONROE CAPITAL CORPO|CHAS|Charles Schwab & Co., Inc.|23790
MRCC|MONROE CAPITAL CORPO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15629
MRCC|MONROE CAPITAL CORPO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1077
MRCC|MONROE CAPITAL CORPO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1494
MRCC|MONROE CAPITAL CORPO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30968
MRCC|MONROE CAPITAL CORPO|CTDL|Citadel Derivatives Group Llc|2727
MRCC|MONROE CAPITAL CORPO|CXCX|CITIGROUP GLOBAL MARKETS INC.|730
MRCC|MONROE CAPITAL CORPO|DBAB|Deutsche Bank Securities Inc.|1715
MRCC|MONROE CAPITAL CORPO|DBAX|Deutsche Bank Securities Inc.|19400
MRCC|MONROE CAPITAL CORPO|DEAN|MORGAN STANLEY|1500
MRCC|MONROE CAPITAL CORPO|DEGS|RONIN PROFESSIONAL LLC|710
MRCC|MONROE CAPITAL CORPO|EBXL|EBX LLC|17500
MRCC|MONROE CAPITAL CORPO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2242
MRCC|MONROE CAPITAL CORPO|EDJO|Edward D. Jones & Co., L.P.|1975
MRCC|MONROE CAPITAL CORPO|EGAM|CBOE TRADING, INC.|2490
MRCC|MONROE CAPITAL CORPO|EGMT|EG MARKET TECHNOLOGIES LLC|10
MRCC|MONROE CAPITAL CORPO|ESPO|ESPOSITO SECURITIES, LLC|1606
MRCC|MONROE CAPITAL CORPO|ETBE|Electronic Transaction Clearing, Inc.|600
MRCC|MONROE CAPITAL CORPO|ETCB|ETC BROKERAGE SERVICES, LLC|897
MRCC|MONROE CAPITAL CORPO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1636
MRCC|MONROE CAPITAL CORPO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2266
MRCC|MONROE CAPITAL CORPO|ETRS|E*Trade Securities LLC|42111
MRCC|MONROE CAPITAL CORPO|FBCO|Credit Suisse Securities (USA) LLC|22063
MRCC|MONROE CAPITAL CORPO|FILL|Tradestation Securities, Inc.|100
MRCC|MONROE CAPITAL CORPO|FMAF|NBCN Inc./ CDS|800
MRCC|MONROE CAPITAL CORPO|FOMA|TD AMERITRADE CLEARING, INC.|148317
MRCC|MONROE CAPITAL CORPO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41188
MRCC|MONROE CAPITAL CORPO|FTBR|Foliofn Investments, Inc.|867
MRCC|MONROE CAPITAL CORPO|GEBB|GLOBAL EXECUTION BROKERS, LP|1235
MRCC|MONROE CAPITAL CORPO|GLPX|ACS EXECUTION SERVICES, LLC|723
MRCC|MONROE CAPITAL CORPO|GSCO|GOLDMAN SACHS & CO. LLC|69100
MRCC|MONROE CAPITAL CORPO|GSCS|GOLDMAN SACHS & CO. LLC|6886
MRCC|MONROE CAPITAL CORPO|GSLT|GOLDMAN SACHS & CO. LLC|172
MRCC|MONROE CAPITAL CORPO|GTSZ|GTS SECURITIES LLC|2012
MRCC|MONROE CAPITAL CORPO|HRBF|American Enterprise Investment Services Inc.|1582
MRCC|MONROE CAPITAL CORPO|IATS|INTERACTIVE BROKERS LLC|5180
MRCC|MONROE CAPITAL CORPO|IBKR|Interactive Brokers Llc|47404
MRCC|MONROE CAPITAL CORPO|ICBX|INSTINET, LLC|1500
MRCC|MONROE CAPITAL CORPO|INCA|INSTINET, LLC|18690
MRCC|MONROE CAPITAL CORPO|INJX|INSTINET, LLC|650
MRCC|MONROE CAPITAL CORPO|ITGI|ITG Inc.|10950
MRCC|MONROE CAPITAL CORPO|ITGP|ITG INC.|17600
MRCC|MONROE CAPITAL CORPO|JANY|Janney Montgomery Scott Inc.|5512
MRCC|MONROE CAPITAL CORPO|JEFF|JEFFERIES LLC|500
MRCC|MONROE CAPITAL CORPO|JMPT|JUMP TRADING, LLC|1529
MRCC|MONROE CAPITAL CORPO|JPMX|J.P. Morgan Securities LLC|25015
MRCC|MONROE CAPITAL CORPO|JSJX|JANE STREET CAPITAL LLC|537
MRCC|MONROE CAPITAL CORPO|KCGM|VIRTU Americas LLC|5166
MRCC|MONROE CAPITAL CORPO|LEHM|Barclays Capital Inc./Le|99802
MRCC|MONROE CAPITAL CORPO|LIME|Lime Brokerage LLC|55951
MRCC|MONROE CAPITAL CORPO|LTCO|Ladenburg, Thalmann & Co., Inc.|2000
MRCC|MONROE CAPITAL CORPO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
MRCC|MONROE CAPITAL CORPO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
MRCC|MONROE CAPITAL CORPO|MSCO|MORGAN STANLEY & CO. LLC|124585
MRCC|MONROE CAPITAL CORPO|MSPL|MORGAN STANLEY & CO. LLC|30300
MRCC|MONROE CAPITAL CORPO|MSTX|MORGAN STANLEY & CO. LLC|4700
MRCC|MONROE CAPITAL CORPO|NATL|National Securities Corporation|4851
MRCC|MONROE CAPITAL CORPO|NEUB|NEUBERGER BERMAN BD LLC|119
MRCC|MONROE CAPITAL CORPO|NFSC|National Financial Services LLC|184986
MRCC|MONROE CAPITAL CORPO|NITE|VIRTU Americas LLC|295373
MRCC|MONROE CAPITAL CORPO|NITP|VIRTU Americas LLC|300
MRCC|MONROE CAPITAL CORPO|NQRB|Brut, LLC|100
MRCC|MONROE CAPITAL CORPO|OPCO|Oppenheimer & Co. Inc.|22306
MRCC|MONROE CAPITAL CORPO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|840
MRCC|MONROE CAPITAL CORPO|PDQM|CODA MARKETS, INC.|2507
MRCC|MONROE CAPITAL CORPO|RAJA|Raymond James & Associates, Inc.|37064
MRCC|MONROE CAPITAL CORPO|RBCM|RBC CAPITAL MARKETS, LLC|825
MRCC|MONROE CAPITAL CORPO|SBSH|Citigroup Global Markets Inc.|3029
MRCC|MONROE CAPITAL CORPO|SGMT|GOLDMAN SACHS & CO. LLC|7567
MRCC|MONROE CAPITAL CORPO|SPDR|SPEEDROUTE LLC|200
MRCC|MONROE CAPITAL CORPO|SPHN|Stephens Inc.|2856
MRCC|MONROE CAPITAL CORPO|STFL|Stifel, Nicolaus & Company, Incorporated|2365
MRCC|MONROE CAPITAL CORPO|SWIM|TD Ameritrade, Inc.|10569
MRCC|MONROE CAPITAL CORPO|TKNG|ALLY INVEST SECURITIES LLC|1568
MRCC|MONROE CAPITAL CORPO|TRBT|Tradebot Systems, Inc.|4623
MRCC|MONROE CAPITAL CORPO|TRCM|TRC MARKETS LLC|20746
MRCC|MONROE CAPITAL CORPO|UBSA|UBS SECURITIES LLC|73728
MRCC|MONROE CAPITAL CORPO|UBSS|UBS Securities LLC|124016
MRCC|MONROE CAPITAL CORPO|VALX|VIRTU AMERICAS LLC|1727
MRCC|MONROE CAPITAL CORPO|VGRD|Vanguard Marketing Corporation|36454
MRCC|MONROE CAPITAL CORPO|VNDM|Wall Street Access|19391
MRCC|MONROE CAPITAL CORPO|WBLR|WILLIAM BLAIR|3469
MRCC|MONROE CAPITAL CORPO|WCHV|WELLS FARGO SECURITIES, LLC|78938
MRCC|MONROE CAPITAL CORPO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1927
MRCC|MONROE CAPITAL CORPO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64
MRCC|MONROE CAPITAL CORPO|WGIF|CIBC World Markets Inc.|4
MRCC|MONROE CAPITAL CORPO|WSEA|WOLVERINE SECURITIES, LLC|2832
MRCC|MONROE CAPITAL CORPO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
MRCC|MONROE CAPITAL CORPO|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MRCC|MONROE CAPITAL CORPO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9788
MRCY|MERCURY SYS INC|ADAM|CANACCORD GENUITY INC.|100
MRCY|MERCURY SYS INC|AGCP|AEGIS CAPITAL CORP.|507
MRCY|MERCURY SYS INC|AGIS|Aegis Capital Corp.|2977
MRCY|MERCURY SYS INC|ALTX|Alternet Securities Inc.|2800
MRCY|MERCURY SYS INC|APCC|Apex Clearing Corporation|132
MRCY|MERCURY SYS INC|BARD|Robert W. Baird & Co. Incorporated|112337
MRCY|MERCURY SYS INC|BATM|CBOE TRADING, INC.|3101
MRCY|MERCURY SYS INC|BBNT|BB&T SECURITIES, LLC|16
MRCY|MERCURY SYS INC|BERN|Sanford C. Bernstein & Co., LLC|39248
MRCY|MERCURY SYS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3658
MRCY|MERCURY SYS INC|BLKX|INSTINET, LLC|25000
MRCY|MERCURY SYS INC|BMOC|BMO Capital Markets Corp.|7492
MRCY|MERCURY SYS INC|BNPX|BNP PARIBAS SECURITIES CORP.|27705
MRCY|MERCURY SYS INC|BTIG|BTIG, LLC|27268
MRCY|MERCURY SYS INC|BYXM|CBOE TRADING, INC.|2503
MRCY|MERCURY SYS INC|BZYD|GOLDMAN SACHS & CO. LLC|500
MRCY|MERCURY SYS INC|CANT|Cantor Fitzgerald & Co.|247
MRCY|MERCURY SYS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|38120
MRCY|MERCURY SYS INC|CHAS|Charles Schwab & Co., Inc.|95
MRCY|MERCURY SYS INC|CIST|Capital Institutional Services, Inc.|985
MRCY|MERCURY SYS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58201
MRCY|MERCURY SYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|791
MRCY|MERCURY SYS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
MRCY|MERCURY SYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|224928
MRCY|MERCURY SYS INC|CTDL|Citadel Derivatives Group Llc|53994
MRCY|MERCURY SYS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|14308
MRCY|MERCURY SYS INC|DADA|D.A. Davidson & Co.|2127
MRCY|MERCURY SYS INC|DBAB|Deutsche Bank Securities Inc.|302720
MRCY|MERCURY SYS INC|DBAX|Deutsche Bank Securities Inc.|74900
MRCY|MERCURY SYS INC|DBUL|Deutsche Bank Securities Inc.|1911
MRCY|MERCURY SYS INC|DEAN|MORGAN STANLEY|790
MRCY|MERCURY SYS INC|DEGS|RONIN PROFESSIONAL LLC|1400
MRCY|MERCURY SYS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5231
MRCY|MERCURY SYS INC|EBXL|EBX LLC|162100
MRCY|MERCURY SYS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6908
MRCY|MERCURY SYS INC|EDJO|Edward D. Jones & Co., L.P.|353
MRCY|MERCURY SYS INC|EGAM|CBOE TRADING, INC.|10836
MRCY|MERCURY SYS INC|EGAW|CBOE TRADING, INC.|156
MRCY|MERCURY SYS INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
MRCY|MERCURY SYS INC|EGXM|CBOE TRADING, INC.|4151
MRCY|MERCURY SYS INC|ETBE|Electronic Transaction Clearing, Inc.|33314
MRCY|MERCURY SYS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3596
MRCY|MERCURY SYS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20299
MRCY|MERCURY SYS INC|ETRS|E*Trade Securities LLC|23963
MRCY|MERCURY SYS INC|FBCO|Credit Suisse Securities (USA) LLC|905889
MRCY|MERCURY SYS INC|FILL|Tradestation Securities, Inc.|1082
MRCY|MERCURY SYS INC|FMAF|NBCN Inc./ CDS|450
MRCY|MERCURY SYS INC|FOMA|TD AMERITRADE CLEARING, INC.|19450
MRCY|MERCURY SYS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8074
MRCY|MERCURY SYS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90864
MRCY|MERCURY SYS INC|FTBR|Foliofn Investments, Inc.|540
MRCY|MERCURY SYS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|16767
MRCY|MERCURY SYS INC|GLPX|ACS EXECUTION SERVICES, LLC|30975
MRCY|MERCURY SYS INC|GSCO|GOLDMAN SACHS & CO. LLC|834196
MRCY|MERCURY SYS INC|GSCS|GOLDMAN SACHS & CO. LLC|38598
MRCY|MERCURY SYS INC|GSLT|GOLDMAN SACHS & CO. LLC|4201
MRCY|MERCURY SYS INC|GTSZ|GTS SECURITIES LLC|90333
MRCY|MERCURY SYS INC|HAPX|HAP Trading, LLC|1610
MRCY|MERCURY SYS INC|HPPX|POTAMUS TRADING, LLC|230
MRCY|MERCURY SYS INC|HRBF|American Enterprise Investment Services Inc.|185
MRCY|MERCURY SYS INC|HSBC|HSBC Securities, Inc.|211
MRCY|MERCURY SYS INC|IATS|INTERACTIVE BROKERS LLC|7686
MRCY|MERCURY SYS INC|IBKR|Interactive Brokers Llc|72686
MRCY|MERCURY SYS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|287
MRCY|MERCURY SYS INC|ICBX|INSTINET, LLC|21900
MRCY|MERCURY SYS INC|IEQY|CITADEL SECURITIES LLC|82430
MRCY|MERCURY SYS INC|INCA|INSTINET, LLC|451743
MRCY|MERCURY SYS INC|INJX|INSTINET, LLC|20176
MRCY|MERCURY SYS INC|ITGI|ITG Inc.|112184
MRCY|MERCURY SYS INC|ITGP|ITG INC.|106000
MRCY|MERCURY SYS INC|JANY|Janney Montgomery Scott Inc.|169
MRCY|MERCURY SYS INC|JEFF|JEFFERIES LLC|47178
MRCY|MERCURY SYS INC|JMPT|JUMP TRADING, LLC|58497
MRCY|MERCURY SYS INC|JONE|JonesTrading|450
MRCY|MERCURY SYS INC|JPBX|J.P. MORGAN SECURITIES LLC|23580
MRCY|MERCURY SYS INC|JPMX|J.P. Morgan Securities LLC|105864
MRCY|MERCURY SYS INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|50
MRCY|MERCURY SYS INC|JSJX|JANE STREET CAPITAL LLC|5907
MRCY|MERCURY SYS INC|KCGM|VIRTU Americas LLC|30594
MRCY|MERCURY SYS INC|LEHM|Barclays Capital Inc./Le|469948
MRCY|MERCURY SYS INC|LIME|Lime Brokerage LLC|180382
MRCY|MERCURY SYS INC|LMGP|LIME BROKERAGE LLC|5694
MRCY|MERCURY SYS INC|LQNA|LIQUIDNET, INC.|59400
MRCY|MERCURY SYS INC|LSCI|Lek Securities Corporation|7
MRCY|MERCURY SYS INC|MAXM|Maxim Group LLC|4987
MRCY|MERCURY SYS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115363
MRCY|MERCURY SYS INC|MOTF|MOTIF INVESTING, INC.|57
MRCY|MERCURY SYS INC|MSCO|MORGAN STANLEY & CO. LLC|2377163
MRCY|MERCURY SYS INC|MSPL|MORGAN STANLEY & CO. LLC|271300
MRCY|MERCURY SYS INC|MSTX|MORGAN STANLEY & CO. LLC|93200
MRCY|MERCURY SYS INC|MULL|MARK J. MULLER EQUITIES, INC.|19200
MRCY|MERCURY SYS INC|NEED|Needham & Company, LLC|900
MRCY|MERCURY SYS INC|NEUB|NEUBERGER BERMAN BD LLC|125
MRCY|MERCURY SYS INC|NFSC|National Financial Services LLC|42096
MRCY|MERCURY SYS INC|NITE|VIRTU Americas LLC|216036
MRCY|MERCURY SYS INC|NITP|VIRTU Americas LLC|3287
MRCY|MERCURY SYS INC|NQRB|Brut, LLC|18333
MRCY|MERCURY SYS INC|NTRC|Northern Trust Securities, Inc.|1809
MRCY|MERCURY SYS INC|OPCO|Oppenheimer & Co. Inc.|705
MRCY|MERCURY SYS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3072
MRCY|MERCURY SYS INC|PDQM|CODA MARKETS, INC.|192454
MRCY|MERCURY SYS INC|PHLY|NASDAQ Execution Services, LLC|400
MRCY|MERCURY SYS INC|PWJC|UBS Financial Services, Inc.|4000
MRCY|MERCURY SYS INC|RAJA|Raymond James & Associates, Inc.|1666
MRCY|MERCURY SYS INC|RBCM|RBC CAPITAL MARKETS, LLC|1619
MRCY|MERCURY SYS INC|RILY|B. RILEY FBR, INC.|90
MRCY|MERCURY SYS INC|SAGL|SAGETRADER, LLC|23431
MRCY|MERCURY SYS INC|SAGW|SAGETRADER, LLC|466
MRCY|MERCURY SYS INC|SALI|INTL FCSTONE FINANCIAL INC.|1500
MRCY|MERCURY SYS INC|SBSH|Citigroup Global Markets Inc.|354044
MRCY|MERCURY SYS INC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|750
MRCY|MERCURY SYS INC|SGMT|GOLDMAN SACHS & CO. LLC|61653
MRCY|MERCURY SYS INC|SPDR|SPEEDROUTE LLC|14397
MRCY|MERCURY SYS INC|SPHN|Stephens Inc.|6318
MRCY|MERCURY SYS INC|SWIM|TD Ameritrade, Inc.|119227
MRCY|MERCURY SYS INC|SWST|Hilltop Securities Inc.|755
MRCY|MERCURY SYS INC|TKNG|ALLY INVEST SECURITIES LLC|754
MRCY|MERCURY SYS INC|TMBR|Timber Hill LLC|34
MRCY|MERCURY SYS INC|TONC|CUTTONE & CO., LLC|2215
MRCY|MERCURY SYS INC|TRBT|Tradebot Systems, Inc.|181125
MRCY|MERCURY SYS INC|TRCM|TRC MARKETS LLC|176279
MRCY|MERCURY SYS INC|UBSA|UBS SECURITIES LLC|338773
MRCY|MERCURY SYS INC|UBSS|UBS Securities LLC|820239
MRCY|MERCURY SYS INC|VALX|VIRTU AMERICAS LLC|6456
MRCY|MERCURY SYS INC|VGRD|Vanguard Marketing Corporation|838
MRCY|MERCURY SYS INC|WBLR|WILLIAM BLAIR|2910
MRCY|MERCURY SYS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MRCY|MERCURY SYS INC|WCHV|WELLS FARGO SECURITIES, LLC|20371
MRCY|MERCURY SYS INC|WEDB|WEDBUSH SECURITIES INC.|32
MRCY|MERCURY SYS INC|WEED|Weeden & Co.L.P.|3623
MRCY|MERCURY SYS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2188
MRCY|MERCURY SYS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9354
MRCY|MERCURY SYS INC|WGIF|CIBC World Markets Inc.|100
MRCY|MERCURY SYS INC|WSEA|WOLVERINE SECURITIES, LLC|373
MRCY|MERCURY SYS INC|XIST|INSTINET, LLC|53468
MRCY|MERCURY SYS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6132
MRCY|MERCURY SYS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1980
MRCY|MERCURY SYS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|346
MRGR|PROSHARES MERGER ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
MRGR|PROSHARES MERGER ETF|DBAX|Deutsche Bank Securities Inc.|100
MRGR|PROSHARES MERGER ETF|EBXL|EBX LLC|100
MRGR|PROSHARES MERGER ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7100
MRGR|PROSHARES MERGER ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1968
MRGR|PROSHARES MERGER ETF|JSJX|JANE STREET CAPITAL LLC|5500
MRGR|PROSHARES MERGER ETF|KCGM|VIRTU Americas LLC|88
MRGR|PROSHARES MERGER ETF|LEHM|Barclays Capital Inc./Le|600
MRGR|PROSHARES MERGER ETF|MSCO|MORGAN STANLEY & CO. LLC|159
MRGR|PROSHARES MERGER ETF|NFSC|National Financial Services LLC|223
MRGR|PROSHARES MERGER ETF|NITE|VIRTU Americas LLC|235
MRGR|PROSHARES MERGER ETF|UBSA|UBS SECURITIES LLC|500
MRGR|PROSHARES MERGER ETF|WCHV|WELLS FARGO SECURITIES, LLC|60
MRIN|MARIN SOFTWARE CMN|APCC|Apex Clearing Corporation|6
MRIN|MARIN SOFTWARE CMN|CHAS|Charles Schwab & Co., Inc.|300
MRIN|MARIN SOFTWARE CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|166
MRIN|MARIN SOFTWARE CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1007
MRIN|MARIN SOFTWARE CMN|CTDL|Citadel Derivatives Group Llc|34
MRIN|MARIN SOFTWARE CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MRIN|MARIN SOFTWARE CMN|DBAB|Deutsche Bank Securities Inc.|500
MRIN|MARIN SOFTWARE CMN|DEAN|MORGAN STANLEY|300
MRIN|MARIN SOFTWARE CMN|EBXL|EBX LLC|300
MRIN|MARIN SOFTWARE CMN|EGAM|CBOE TRADING, INC.|90
MRIN|MARIN SOFTWARE CMN|ETRS|E*Trade Securities LLC|18560
MRIN|MARIN SOFTWARE CMN|FBCO|Credit Suisse Securities (USA) LLC|230
MRIN|MARIN SOFTWARE CMN|FOMA|TD AMERITRADE CLEARING, INC.|2042
MRIN|MARIN SOFTWARE CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|547
MRIN|MARIN SOFTWARE CMN|GLPX|ACS EXECUTION SERVICES, LLC|90
MRIN|MARIN SOFTWARE CMN|GSCO|GOLDMAN SACHS & CO. LLC|117
MRIN|MARIN SOFTWARE CMN|IBKR|Interactive Brokers Llc|4430
MRIN|MARIN SOFTWARE CMN|INCA|INSTINET, LLC|630
MRIN|MARIN SOFTWARE CMN|ITGI|ITG Inc.|146
MRIN|MARIN SOFTWARE CMN|ITGP|ITG INC.|1800
MRIN|MARIN SOFTWARE CMN|KCGM|VIRTU Americas LLC|7
MRIN|MARIN SOFTWARE CMN|LEHM|Barclays Capital Inc./Le|213
MRIN|MARIN SOFTWARE CMN|LIME|Lime Brokerage LLC|2918
MRIN|MARIN SOFTWARE CMN|MSCO|MORGAN STANLEY & CO. LLC|13536
MRIN|MARIN SOFTWARE CMN|MSPL|MORGAN STANLEY & CO. LLC|800
MRIN|MARIN SOFTWARE CMN|NFSC|National Financial Services LLC|6881
MRIN|MARIN SOFTWARE CMN|NITE|VIRTU Americas LLC|15800
MRIN|MARIN SOFTWARE CMN|PDQM|CODA MARKETS, INC.|90
MRIN|MARIN SOFTWARE CMN|PWJC|UBS Financial Services, Inc.|750
MRIN|MARIN SOFTWARE CMN|RBCM|RBC CAPITAL MARKETS, LLC|900
MRIN|MARIN SOFTWARE CMN|SGMT|GOLDMAN SACHS & CO. LLC|2
MRIN|MARIN SOFTWARE CMN|STFL|Stifel, Nicolaus & Company, Incorporated|285
MRIN|MARIN SOFTWARE CMN|SWIM|TD Ameritrade, Inc.|8703
MRIN|MARIN SOFTWARE CMN|TKNG|ALLY INVEST SECURITIES LLC|1882
MRIN|MARIN SOFTWARE CMN|TRBT|Tradebot Systems, Inc.|300
MRIN|MARIN SOFTWARE CMN|TRCM|TRC MARKETS LLC|400
MRIN|MARIN SOFTWARE CMN|UBSA|UBS SECURITIES LLC|1740
MRIN|MARIN SOFTWARE CMN|UBSS|UBS Securities LLC|4127
MRIN|MARIN SOFTWARE CMN|VALX|VIRTU AMERICAS LLC|110
MRIN|MARIN SOFTWARE CMN|VGRD|Vanguard Marketing Corporation|100
MRIN|MARIN SOFTWARE CMN|WCHV|WELLS FARGO SECURITIES, LLC|437
MRIN|MARIN SOFTWARE CMN|WSEA|WOLVERINE SECURITIES, LLC|631
MRIN|MARIN SOFTWARE CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|90
MRK|MERCK CO INC|ABLE|NATIXIS Securities Americas LLC|344914
MRK|MERCK CO INC|ACAD|ACADEMY SECURITIES, INC.|6601
MRK|MERCK CO INC|ACLP|ALEXANDER CAPITAL, L.P.|3980
MRK|MERCK CO INC|ADAM|CANACCORD GENUITY INC.|9872
MRK|MERCK CO INC|AGIS|Aegis Capital Corp.|3961
MRK|MERCK CO INC|ALFA|ALPHA TRADING L.P.|309549
MRK|MERCK CO INC|ALTX|Alternet Securities Inc.|94362
MRK|MERCK CO INC|ANOS|ABEL/NOSER, L.L.C.|38261
MRK|MERCK CO INC|APCC|Apex Clearing Corporation|27865
MRK|MERCK CO INC|AQUA|AQUA SECURITIES L.P.|15700
MRK|MERCK CO INC|BALE|M&T SECURITIES, INC.|11880
MRK|MERCK CO INC|BANK|Primevest Financial Services, Inc.|3408
MRK|MERCK CO INC|BARD|Robert W. Baird & Co. Incorporated|29885
MRK|MERCK CO INC|BATM|CBOE TRADING, INC.|37436
MRK|MERCK CO INC|BAYC|BAY CREST PARTNERS, LLC|14803
MRK|MERCK CO INC|BAYT|BTIG, LLC|10800
MRK|MERCK CO INC|BBNT|BB&T SECURITIES, LLC|25513
MRK|MERCK CO INC|BERN|Sanford C. Bernstein & Co., LLC|1502076
MRK|MERCK CO INC|BGCE|BGC Financial Inc.|4600
MRK|MERCK CO INC|BIAD|SAGETRADER, LLC|15
MRK|MERCK CO INC|BIDS|BIDS TRADING L.P.|40000
MRK|MERCK CO INC|BIMI|Banca IMI Securities Corp.|9991
MRK|MERCK CO INC|BKCM|BNY Mellon Capital Markets LLC|7616
MRK|MERCK CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200029
MRK|MERCK CO INC|BLKX|INSTINET, LLC|1088134
MRK|MERCK CO INC|BMOC|BMO Capital Markets Corp.|78126
MRK|MERCK CO INC|BNCH|The Benchmark Company, LLC|6640
MRK|MERCK CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|1160603
MRK|MERCK CO INC|BRGE|Newbridge Securities Corp.|50
MRK|MERCK CO INC|BTIG|BTIG, LLC|257756
MRK|MERCK CO INC|BYXM|CBOE TRADING, INC.|11141
MRK|MERCK CO INC|BZYD|GOLDMAN SACHS & CO. LLC|680
MRK|MERCK CO INC|CABR|Cabrera Capital Markets, Inc.|1240
MRK|MERCK CO INC|CANT|Cantor Fitzgerald & Co.|24162
MRK|MERCK CO INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|454968
MRK|MERCK CO INC|CHAS|Charles Schwab & Co., Inc.|38883
MRK|MERCK CO INC|CIBP|CIBC World Markets Corp.|505737
MRK|MERCK CO INC|CICF|Canaccord Genuity Corp.|1062
MRK|MERCK CO INC|CIIV|CORPORATE INVESTMENTS GROUP, INC.|2700
MRK|MERCK CO INC|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
MRK|MERCK CO INC|CIST|Capital Institutional Services, Inc.|62881
MRK|MERCK CO INC|CLSA|CLSA AMERICAS, LLC|1700
MRK|MERCK CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1265035
MRK|MERCK CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|121
MRK|MERCK CO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27585
MRK|MERCK CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2284268
MRK|MERCK CO INC|CTDL|Citadel Derivatives Group Llc|77596
MRK|MERCK CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1053166
MRK|MERCK CO INC|DADA|D.A. Davidson & Co.|18337
MRK|MERCK CO INC|DAVA|Davenport & Company LLC|17980
MRK|MERCK CO INC|DBAB|Deutsche Bank Securities Inc.|1738978
MRK|MERCK CO INC|DBAX|Deutsche Bank Securities Inc.|2442600
MRK|MERCK CO INC|DBUL|Deutsche Bank Securities Inc.|8115
MRK|MERCK CO INC|DCHF|Dart Executions, LLC|4304
MRK|MERCK CO INC|DEAN|MORGAN STANLEY|320482
MRK|MERCK CO INC|DEGS|RONIN PROFESSIONAL LLC|900
MRK|MERCK CO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|171517
MRK|MERCK CO INC|DRWK|DRW SECURITIES, L.L.C.|78029
MRK|MERCK CO INC|EBXL|EBX LLC|1872500
MRK|MERCK CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|186250
MRK|MERCK CO INC|EDJC|Edward Jones / CDS|18167
MRK|MERCK CO INC|EDJO|Edward D. Jones & Co., L.P.|238329
MRK|MERCK CO INC|EGAM|CBOE TRADING, INC.|70864
MRK|MERCK CO INC|EGAW|CBOE TRADING, INC.|452
MRK|MERCK CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|312
MRK|MERCK CO INC|EGXM|CBOE TRADING, INC.|20823
MRK|MERCK CO INC|EGXW|CBOE TRADING, INC.|240
MRK|MERCK CO INC|ELEV|ELEVATION, LLC|5000
MRK|MERCK CO INC|EROP|Eroom Securities L.L.C.|3000
MRK|MERCK CO INC|ESPO|ESPOSITO SECURITIES, LLC|1578
MRK|MERCK CO INC|ETBE|Electronic Transaction Clearing, Inc.|80762
MRK|MERCK CO INC|ETCB|ETC BROKERAGE SERVICES, LLC|17
MRK|MERCK CO INC|ETCC|Electronic Transaction Clearing, Inc.|458
MRK|MERCK CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17113
MRK|MERCK CO INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MRK|MERCK CO INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6391
MRK|MERCK CO INC|ETRS|E*Trade Securities LLC|552309
MRK|MERCK CO INC|FBSB|U.S. Bancorp Investments, Inc.|2656
MRK|MERCK CO INC|FFSI|Firstrade Securities Inc.|100
MRK|MERCK CO INC|FIDT|Fidelity Clearing Canada ULC./ CDS|424
MRK|MERCK CO INC|FILL|Tradestation Securities, Inc.|92797
MRK|MERCK CO INC|FINX|FINTECH SECURITIES|29864
MRK|MERCK CO INC|FINZ|FINTECH SECURITIES|500
MRK|MERCK CO INC|FMAF|NBCN Inc./ CDS|33563
MRK|MERCK CO INC|FMCO|First Manhattan Co|500
MRK|MERCK CO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4808
MRK|MERCK CO INC|FQLS|Quantlab Securities LP|2775624
MRK|MERCK CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|639134
MRK|MERCK CO INC|FTBR|Foliofn Investments, Inc.|23366
MRK|MERCK CO INC|GBMT|GBM International, Inc.|4649
MRK|MERCK CO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|41830
MRK|MERCK CO INC|GFIS|GFI Securities LLC|2700
MRK|MERCK CO INC|GLIS|TD Securities Inc|6414
MRK|MERCK CO INC|GLPX|ACS EXECUTION SERVICES, LLC|192369
MRK|MERCK CO INC|GSCO|GOLDMAN SACHS & CO. LLC|12851867
MRK|MERCK CO INC|GSCS|GOLDMAN SACHS & CO. LLC|75080
MRK|MERCK CO INC|GSLT|GOLDMAN SACHS & CO. LLC|94105
MRK|MERCK CO INC|GTSZ|GTS SECURITIES LLC|1899557
MRK|MERCK CO INC|GUGS|Guggenheim Securities, LLC|24900
MRK|MERCK CO INC|HAPX|HAP Trading, LLC|1176
MRK|MERCK CO INC|HCTA|Hardcastle Trading USA LLC|230817
MRK|MERCK CO INC|HRBF|American Enterprise Investment Services Inc.|201349
MRK|MERCK CO INC|HSBC|HSBC Securities, Inc.|100928
MRK|MERCK CO INC|IATS|INTERACTIVE BROKERS LLC|56325
MRK|MERCK CO INC|IBKR|Interactive Brokers Llc|177520
MRK|MERCK CO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12868
MRK|MERCK CO INC|ICBX|INSTINET, LLC|742768
MRK|MERCK CO INC|IEQY|CITADEL SECURITIES LLC|1055614
MRK|MERCK CO INC|INCA|INSTINET, LLC|1702900
MRK|MERCK CO INC|INJX|INSTINET, LLC|155310
MRK|MERCK CO INC|INTL|INTL FCSTONE FINANCIAL INC.|5855
MRK|MERCK CO INC|ITGI|ITG Inc.|309500
MRK|MERCK CO INC|ITGP|ITG INC.|1532400
MRK|MERCK CO INC|JANY|Janney Montgomery Scott Inc.|57484
MRK|MERCK CO INC|JEFF|JEFFERIES LLC|684425
MRK|MERCK CO INC|JMPT|JUMP TRADING, LLC|738219
MRK|MERCK CO INC|JONE|JonesTrading|61
MRK|MERCK CO INC|JPBX|J.P. MORGAN SECURITIES LLC|828633
MRK|MERCK CO INC|JPMX|J.P. Morgan Securities LLC|14162900
MRK|MERCK CO INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|62029
MRK|MERCK CO INC|JSJX|JANE STREET CAPITAL LLC|457169
MRK|MERCK CO INC|KCGM|VIRTU Americas LLC|447880
MRK|MERCK CO INC|KEYB|KEYBANC CAPITAL MARKETS INC.|317280
MRK|MERCK CO INC|KING|C. L. King & Associates, Inc.|3440451
MRK|MERCK CO INC|LEER|LEERINK PARTNERS LLC|100
MRK|MERCK CO INC|LEHM|Barclays Capital Inc./Le|5883565
MRK|MERCK CO INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|8971
MRK|MERCK CO INC|LIME|Lime Brokerage LLC|272370
MRK|MERCK CO INC|LIWK|LIME BROKERAGE LLC|24
MRK|MERCK CO INC|LMGP|LIME BROKERAGE LLC|500
MRK|MERCK CO INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|170000
MRK|MERCK CO INC|LOOP|Loop Capital Markets LLC|19438
MRK|MERCK CO INC|LPCM|Lampert Capital Markets Inc.|4000
MRK|MERCK CO INC|LQNA|LIQUIDNET, INC.|900000
MRK|MERCK CO INC|LQNB|LIQUIDNET, INC.|296336
MRK|MERCK CO INC|LSCI|Lek Securities Corporation|198868
MRK|MERCK CO INC|LVMR|LIVERMORE TRADING GROUP, INC.|5906
MRK|MERCK CO INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MRK|MERCK CO INC|MACC|Mid Atlantic Capital Corporation|10684
MRK|MERCK CO INC|MACQ|Macquarie Capital (USA) Inc.|15084
MRK|MERCK CO INC|MAXM|Maxim Group LLC|59624
MRK|MERCK CO INC|MBTS|ALLY INVEST SECURITIES LLC|6886
MRK|MERCK CO INC|MCBT|Moors & Cabot, Inc.|200
MRK|MERCK CO INC|MCMF|Raymond James Ltd. Cds|7615
MRK|MERCK CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|936048
MRK|MERCK CO INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|17864
MRK|MERCK CO INC|MNDX|TJM Investments, LLC|9326
MRK|MERCK CO INC|MOTF|MOTIF INVESTING, INC.|116
MRK|MERCK CO INC|MPSG|E D & F Man Capital Markets Inc.|31928
MRK|MERCK CO INC|MSCO|MORGAN STANLEY & CO. LLC|12362686
MRK|MERCK CO INC|MSPL|MORGAN STANLEY & CO. LLC|1975900
MRK|MERCK CO INC|MSTX|MORGAN STANLEY & CO. LLC|1261900
MRK|MERCK CO INC|MULL|MARK J. MULLER EQUITIES, INC.|853
MRK|MERCK CO INC|NATL|National Securities Corporation|1206
MRK|MERCK CO INC|NBCS|NBC Securities, INC.|47
MRK|MERCK CO INC|NEED|Needham & Company, LLC|366
MRK|MERCK CO INC|NEUB|NEUBERGER BERMAN BD LLC|5441
MRK|MERCK CO INC|NFSC|National Financial Services LLC|1786481
MRK|MERCK CO INC|NITE|VIRTU Americas LLC|5076824
MRK|MERCK CO INC|NITP|VIRTU Americas LLC|4678
MRK|MERCK CO INC|NQRB|Brut, LLC|835941
MRK|MERCK CO INC|NTBF|BMO Nesbitt Burns Inc./CDS|4851
MRK|MERCK CO INC|NTRC|Northern Trust Securities, Inc.|41175
MRK|MERCK CO INC|OHOS|TWO SIGMA SECURITIES, LLC|426830
MRK|MERCK CO INC|OPCO|Oppenheimer & Co. Inc.|51021
MRK|MERCK CO INC|PCFF|Pacific International Securities Inc./CDS|940
MRK|MERCK CO INC|PCPT|PHILLIP CAPITAL INC.|5826
MRK|MERCK CO INC|PDQM|CODA MARKETS, INC.|232022
MRK|MERCK CO INC|PHLY|NASDAQ Execution Services, LLC|249800
MRK|MERCK CO INC|PICT|Pictet Overseas Inc.|2666
MRK|MERCK CO INC|PIPR|Piper Jaffray & Co.|2500
MRK|MERCK CO INC|POIN|PRECISION SECURITIES, LLC (POIN)|500
MRK|MERCK CO INC|PWJC|UBS Financial Services, Inc.|402265
MRK|MERCK CO INC|QMSR|QUATTRO M SECURITIES INC.|5263
MRK|MERCK CO INC|RBCM|RBC CAPITAL MARKETS, LLC|198283
MRK|MERCK CO INC|RDBN|Redburn Partners (USA) LP|600
MRK|MERCK CO INC|RGLD|Regal Securities, Inc|251
MRK|MERCK CO INC|RHCO|Suntrust Robinson Humphrey, Inc.|350428
MRK|MERCK CO INC|RJLC|RJL CAPITAL GROUP, LLC|2900
MRK|MERCK CO INC|SAGL|SAGETRADER, LLC|55995
MRK|MERCK CO INC|SAGW|SAGETRADER, LLC|5109
MRK|MERCK CO INC|SALI|INTL FCSTONE FINANCIAL INC.|5127
MRK|MERCK CO INC|SBRX|MURIEL SIEBERT & CO INC|54
MRK|MERCK CO INC|SBSH|Citigroup Global Markets Inc.|7139425
MRK|MERCK CO INC|SEIC|SEI Investments Distribution Co.|38874
MRK|MERCK CO INC|SGMT|GOLDMAN SACHS & CO. LLC|1242397
MRK|MERCK CO INC|SHMR|ABN Amro Clearing LLC|414
MRK|MERCK CO INC|SIBO|Prime Executions, Inc.|5855
MRK|MERCK CO INC|SJLS|TRADE INFORMATICS LLC|3300
MRK|MERCK CO INC|SPDR|SPEEDROUTE LLC|183326
MRK|MERCK CO INC|SPHN|Stephens Inc.|213847
MRK|MERCK CO INC|SPTD|MINT GLOBAL MARKETS, INC.|500
MRK|MERCK CO INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
MRK|MERCK CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|401664
MRK|MERCK CO INC|STKP|STOCKPILE INVESTMENTS, INC.|224
MRK|MERCK CO INC|STRS|STRATEGAS RESEARCH PARTNERS|33165
MRK|MERCK CO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24064
MRK|MERCK CO INC|SWIM|TD Ameritrade, Inc.|598384
MRK|MERCK CO INC|SWST|Hilltop Securities Inc.|39338
MRK|MERCK CO INC|TAGC|TELSEY ADVISORY GROUP LLC|200
MRK|MERCK CO INC|TDSI|TD Securities (USA) LLC|934
MRK|MERCK CO INC|TKNG|ALLY INVEST SECURITIES LLC|5421
MRK|MERCK CO INC|TMBR|Timber Hill LLC|14370
MRK|MERCK CO INC|TRBT|Tradebot Systems, Inc.|1738281
MRK|MERCK CO INC|TRCM|TRC MARKETS LLC|1071131
MRK|MERCK CO INC|TWTT|TASTYWORKS, INC.|2507
MRK|MERCK CO INC|UBSA|UBS SECURITIES LLC|4467635
MRK|MERCK CO INC|UBSS|UBS Securities LLC|5014278
MRK|MERCK CO INC|USCA|USCA Securities LLC|1800
MRK|MERCK CO INC|VALX|VIRTU AMERICAS LLC|107502
MRK|MERCK CO INC|VGRD|Vanguard Marketing Corporation|154797
MRK|MERCK CO INC|VNDM|Wall Street Access|111907
MRK|MERCK CO INC|VSIN|Vision Financial Markets Llc|32
MRK|MERCK CO INC|WABR|Wall Street Access|4600
MRK|MERCK CO INC|WBET|Wallachbeth Capital LLC|66587
MRK|MERCK CO INC|WBLR|WILLIAM BLAIR|2363
MRK|MERCK CO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|25074
MRK|MERCK CO INC|WCHV|WELLS FARGO SECURITIES, LLC|1403113
MRK|MERCK CO INC|WDNX|WEEDEN & CO.L.P.|42234
MRK|MERCK CO INC|WEDB|WEDBUSH SECURITIES INC.|41357
MRK|MERCK CO INC|WEED|Weeden & Co.L.P.|67793
MRK|MERCK CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|245123
MRK|MERCK CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|259414
MRK|MERCK CO INC|WGIF|CIBC World Markets Inc.|100284
MRK|MERCK CO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|17630
MRK|MERCK CO INC|WOLF|Wolfe Trahan Securities|3100
MRK|MERCK CO INC|WORD|Worden Capital Management LLC|29
MRK|MERCK CO INC|WSEA|WOLVERINE SECURITIES, LLC|62130
MRK|MERCK CO INC|XIST|INSTINET, LLC|279838
MRK|MERCK CO INC|XPQR|Jump Trading|1071
MRK|MERCK CO INC|XPUS|XP SECURITIES, LLC|750
MRK|MERCK CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|465484
MRK|MERCK CO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6965
MRK|MERCK CO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34846
MRLN|MARLIN BUSINESS SERV|APCC|Apex Clearing Corporation|3
MRLN|MARLIN BUSINESS SERV|BATM|CBOE TRADING, INC.|4
MRLN|MARLIN BUSINESS SERV|BBNT|BB&T SECURITIES, LLC|251
MRLN|MARLIN BUSINESS SERV|BERN|Sanford C. Bernstein & Co., LLC|10
MRLN|MARLIN BUSINESS SERV|BMOC|BMO Capital Markets Corp.|1393
MRLN|MARLIN BUSINESS SERV|BNPX|BNP PARIBAS SECURITIES CORP.|1
MRLN|MARLIN BUSINESS SERV|BZYD|GOLDMAN SACHS & CO. LLC|832
MRLN|MARLIN BUSINESS SERV|CHAS|Charles Schwab & Co., Inc.|2113
MRLN|MARLIN BUSINESS SERV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|164
MRLN|MARLIN BUSINESS SERV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
MRLN|MARLIN BUSINESS SERV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3025
MRLN|MARLIN BUSINESS SERV|CTDL|Citadel Derivatives Group Llc|132
MRLN|MARLIN BUSINESS SERV|CTLR|CUTLER GROUP, LP|300
MRLN|MARLIN BUSINESS SERV|CXCX|CITIGROUP GLOBAL MARKETS INC.|226
MRLN|MARLIN BUSINESS SERV|DBAB|Deutsche Bank Securities Inc.|14457
MRLN|MARLIN BUSINESS SERV|DBAX|Deutsche Bank Securities Inc.|700
MRLN|MARLIN BUSINESS SERV|DEAN|MORGAN STANLEY|24
MRLN|MARLIN BUSINESS SERV|DEGS|RONIN PROFESSIONAL LLC|3343
MRLN|MARLIN BUSINESS SERV|EBXL|EBX LLC|700
MRLN|MARLIN BUSINESS SERV|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
MRLN|MARLIN BUSINESS SERV|EGAM|CBOE TRADING, INC.|102
MRLN|MARLIN BUSINESS SERV|EGXM|CBOE TRADING, INC.|6
MRLN|MARLIN BUSINESS SERV|ETRS|E*Trade Securities LLC|588
MRLN|MARLIN BUSINESS SERV|FBCO|Credit Suisse Securities (USA) LLC|28032
MRLN|MARLIN BUSINESS SERV|FOMA|TD AMERITRADE CLEARING, INC.|1862
MRLN|MARLIN BUSINESS SERV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|648
MRLN|MARLIN BUSINESS SERV|FTBR|Foliofn Investments, Inc.|100
MRLN|MARLIN BUSINESS SERV|GEBB|GLOBAL EXECUTION BROKERS, LP|2363
MRLN|MARLIN BUSINESS SERV|GSCO|GOLDMAN SACHS & CO. LLC|16565
MRLN|MARLIN BUSINESS SERV|GSCS|GOLDMAN SACHS & CO. LLC|577
MRLN|MARLIN BUSINESS SERV|IBKR|Interactive Brokers Llc|8495
MRLN|MARLIN BUSINESS SERV|ICBX|INSTINET, LLC|1900
MRLN|MARLIN BUSINESS SERV|IEQY|CITADEL SECURITIES LLC|650
MRLN|MARLIN BUSINESS SERV|INCA|INSTINET, LLC|13750
MRLN|MARLIN BUSINESS SERV|INJX|INSTINET, LLC|401
MRLN|MARLIN BUSINESS SERV|ITGI|ITG Inc.|3261
MRLN|MARLIN BUSINESS SERV|ITGP|ITG INC.|57800
MRLN|MARLIN BUSINESS SERV|JANY|Janney Montgomery Scott Inc.|68
MRLN|MARLIN BUSINESS SERV|JEFF|JEFFERIES LLC|1800
MRLN|MARLIN BUSINESS SERV|JPMX|J.P. Morgan Securities LLC|6836
MRLN|MARLIN BUSINESS SERV|KCGM|VIRTU Americas LLC|1168
MRLN|MARLIN BUSINESS SERV|LEHM|Barclays Capital Inc./Le|8613
MRLN|MARLIN BUSINESS SERV|LIME|Lime Brokerage LLC|18551
MRLN|MARLIN BUSINESS SERV|LMGP|LIME BROKERAGE LLC|1126
MRLN|MARLIN BUSINESS SERV|LOOP|Loop Capital Markets LLC|1000
MRLN|MARLIN BUSINESS SERV|MAXM|Maxim Group LLC|615
MRLN|MARLIN BUSINESS SERV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
MRLN|MARLIN BUSINESS SERV|MSCO|MORGAN STANLEY & CO. LLC|32732
MRLN|MARLIN BUSINESS SERV|MSPL|MORGAN STANLEY & CO. LLC|800
MRLN|MARLIN BUSINESS SERV|NFSC|National Financial Services LLC|2327
MRLN|MARLIN BUSINESS SERV|NITE|VIRTU Americas LLC|5847
MRLN|MARLIN BUSINESS SERV|PDQM|CODA MARKETS, INC.|300
MRLN|MARLIN BUSINESS SERV|SAGW|SAGETRADER, LLC|100
MRLN|MARLIN BUSINESS SERV|SBSH|Citigroup Global Markets Inc.|13500
MRLN|MARLIN BUSINESS SERV|SGMT|GOLDMAN SACHS & CO. LLC|200
MRLN|MARLIN BUSINESS SERV|SPDR|SPEEDROUTE LLC|1400
MRLN|MARLIN BUSINESS SERV|SWIM|TD Ameritrade, Inc.|200
MRLN|MARLIN BUSINESS SERV|TKNG|ALLY INVEST SECURITIES LLC|80
MRLN|MARLIN BUSINESS SERV|TRBT|Tradebot Systems, Inc.|284
MRLN|MARLIN BUSINESS SERV|TRCM|TRC MARKETS LLC|9713
MRLN|MARLIN BUSINESS SERV|UBSA|UBS SECURITIES LLC|12398
MRLN|MARLIN BUSINESS SERV|UBSS|UBS Securities LLC|35506
MRLN|MARLIN BUSINESS SERV|VGRD|Vanguard Marketing Corporation|240
MRLN|MARLIN BUSINESS SERV|WCHV|WELLS FARGO SECURITIES, LLC|3418
MRLN|MARLIN BUSINESS SERV|WSEA|WOLVERINE SECURITIES, LLC|4
MRLN|MARLIN BUSINESS SERV|XIST|INSTINET, LLC|600
MRLN|MARLIN BUSINESS SERV|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
MRLN|MARLIN BUSINESS SERV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|540
MRNS|MARINUS PHARMA CS|ALTX|Alternet Securities Inc.|4300
MRNS|MARINUS PHARMA CS|APCC|Apex Clearing Corporation|24779
MRNS|MARINUS PHARMA CS|BARD|Robert W. Baird & Co. Incorporated|11091
MRNS|MARINUS PHARMA CS|BATM|CBOE TRADING, INC.|500
MRNS|MARINUS PHARMA CS|BAYC|BAY CREST PARTNERS, LLC|2332
MRNS|MARINUS PHARMA CS|BERN|Sanford C. Bernstein & Co., LLC|1000
MRNS|MARINUS PHARMA CS|BIMI|Banca IMI Securities Corp.|4500
MRNS|MARINUS PHARMA CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2500
MRNS|MARINUS PHARMA CS|BMOC|BMO Capital Markets Corp.|2746
MRNS|MARINUS PHARMA CS|BNPX|BNP PARIBAS SECURITIES CORP.|3320
MRNS|MARINUS PHARMA CS|BTIG|BTIG, LLC|35167
MRNS|MARINUS PHARMA CS|BYXM|CBOE TRADING, INC.|1000
MRNS|MARINUS PHARMA CS|CANT|Cantor Fitzgerald & Co.|603
MRNS|MARINUS PHARMA CS|CHAS|Charles Schwab & Co., Inc.|17092
MRNS|MARINUS PHARMA CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112032
MRNS|MARINUS PHARMA CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|720
MRNS|MARINUS PHARMA CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|337383
MRNS|MARINUS PHARMA CS|CTDL|Citadel Derivatives Group Llc|20564
MRNS|MARINUS PHARMA CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|39136
MRNS|MARINUS PHARMA CS|DBAB|Deutsche Bank Securities Inc.|532068
MRNS|MARINUS PHARMA CS|DBAX|Deutsche Bank Securities Inc.|112500
MRNS|MARINUS PHARMA CS|DEAN|MORGAN STANLEY|16289
MRNS|MARINUS PHARMA CS|DEGS|RONIN PROFESSIONAL LLC|85588
MRNS|MARINUS PHARMA CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15770
MRNS|MARINUS PHARMA CS|DRWK|DRW SECURITIES, L.L.C.|5464
MRNS|MARINUS PHARMA CS|EBXL|EBX LLC|89100
MRNS|MARINUS PHARMA CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|24857
MRNS|MARINUS PHARMA CS|EDJC|Edward Jones / CDS|1
MRNS|MARINUS PHARMA CS|EDJO|Edward D. Jones & Co., L.P.|10458
MRNS|MARINUS PHARMA CS|EGAM|CBOE TRADING, INC.|3779
MRNS|MARINUS PHARMA CS|EGMT|EG MARKET TECHNOLOGIES LLC|320
MRNS|MARINUS PHARMA CS|EGXM|CBOE TRADING, INC.|4455
MRNS|MARINUS PHARMA CS|ETBE|Electronic Transaction Clearing, Inc.|105754
MRNS|MARINUS PHARMA CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7098
MRNS|MARINUS PHARMA CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8040
MRNS|MARINUS PHARMA CS|ETRS|E*Trade Securities LLC|450519
MRNS|MARINUS PHARMA CS|FBCO|Credit Suisse Securities (USA) LLC|313980
MRNS|MARINUS PHARMA CS|FBSB|U.S. Bancorp Investments, Inc.|1000
MRNS|MARINUS PHARMA CS|FILL|Tradestation Securities, Inc.|20221
MRNS|MARINUS PHARMA CS|FMAF|NBCN Inc./ CDS|17773
MRNS|MARINUS PHARMA CS|FOMA|TD AMERITRADE CLEARING, INC.|1031631
MRNS|MARINUS PHARMA CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17638
MRNS|MARINUS PHARMA CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104179
MRNS|MARINUS PHARMA CS|FTBR|Foliofn Investments, Inc.|525
MRNS|MARINUS PHARMA CS|GEBB|GLOBAL EXECUTION BROKERS, LP|14190
MRNS|MARINUS PHARMA CS|GLIS|TD Securities Inc|200
MRNS|MARINUS PHARMA CS|GLPX|ACS EXECUTION SERVICES, LLC|7462
MRNS|MARINUS PHARMA CS|GSCO|GOLDMAN SACHS & CO. LLC|2013298
MRNS|MARINUS PHARMA CS|GSCS|GOLDMAN SACHS & CO. LLC|200
MRNS|MARINUS PHARMA CS|GSLT|GOLDMAN SACHS & CO. LLC|1679
MRNS|MARINUS PHARMA CS|GTSZ|GTS SECURITIES LLC|9187
MRNS|MARINUS PHARMA CS|HAPX|HAP Trading, LLC|401
MRNS|MARINUS PHARMA CS|HRBF|American Enterprise Investment Services Inc.|3314
MRNS|MARINUS PHARMA CS|HSBC|HSBC Securities, Inc.|400
MRNS|MARINUS PHARMA CS|IATS|INTERACTIVE BROKERS LLC|41226
MRNS|MARINUS PHARMA CS|IBKR|Interactive Brokers Llc|386291
MRNS|MARINUS PHARMA CS|ICBX|INSTINET, LLC|38340
MRNS|MARINUS PHARMA CS|IEQY|CITADEL SECURITIES LLC|38059
MRNS|MARINUS PHARMA CS|INCA|INSTINET, LLC|346169
MRNS|MARINUS PHARMA CS|INJX|INSTINET, LLC|302611
MRNS|MARINUS PHARMA CS|ITGI|ITG Inc.|12211
MRNS|MARINUS PHARMA CS|ITGP|ITG INC.|28200
MRNS|MARINUS PHARMA CS|JEFF|JEFFERIES LLC|92843
MRNS|MARINUS PHARMA CS|JMPT|JUMP TRADING, LLC|88800
MRNS|MARINUS PHARMA CS|JONE|JonesTrading|20442
MRNS|MARINUS PHARMA CS|JPBX|J.P. MORGAN SECURITIES LLC|92696
MRNS|MARINUS PHARMA CS|JPMX|J.P. Morgan Securities LLC|271478
MRNS|MARINUS PHARMA CS|JSJX|JANE STREET CAPITAL LLC|16731
MRNS|MARINUS PHARMA CS|KCGM|VIRTU Americas LLC|70738
MRNS|MARINUS PHARMA CS|LEER|LEERINK PARTNERS LLC|2503
MRNS|MARINUS PHARMA CS|LEHM|Barclays Capital Inc./Le|1221674
MRNS|MARINUS PHARMA CS|LIME|Lime Brokerage LLC|202483
MRNS|MARINUS PHARMA CS|LMGP|LIME BROKERAGE LLC|100667
MRNS|MARINUS PHARMA CS|LOOP|Loop Capital Markets LLC|9721
MRNS|MARINUS PHARMA CS|LSCI|Lek Securities Corporation|1208
MRNS|MARINUS PHARMA CS|MACQ|Macquarie Capital (USA) Inc.|3393
MRNS|MARINUS PHARMA CS|MAXM|Maxim Group LLC|2850
MRNS|MARINUS PHARMA CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104650
MRNS|MARINUS PHARMA CS|MOTF|MOTIF INVESTING, INC.|2
MRNS|MARINUS PHARMA CS|MSCO|MORGAN STANLEY & CO. LLC|2588419
MRNS|MARINUS PHARMA CS|MSPL|MORGAN STANLEY & CO. LLC|176900
MRNS|MARINUS PHARMA CS|MSTX|MORGAN STANLEY & CO. LLC|137100
MRNS|MARINUS PHARMA CS|NATL|National Securities Corporation|7027
MRNS|MARINUS PHARMA CS|NFSC|National Financial Services LLC|916526
MRNS|MARINUS PHARMA CS|NITE|VIRTU Americas LLC|1975381
MRNS|MARINUS PHARMA CS|NITP|VIRTU Americas LLC|15400
MRNS|MARINUS PHARMA CS|NQRB|Brut, LLC|2590
MRNS|MARINUS PHARMA CS|NTRC|Northern Trust Securities, Inc.|100
MRNS|MARINUS PHARMA CS|OPCO|Oppenheimer & Co. Inc.|4267
MRNS|MARINUS PHARMA CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|440
MRNS|MARINUS PHARMA CS|PCPT|PHILLIP CAPITAL INC.|28500
MRNS|MARINUS PHARMA CS|PDQM|CODA MARKETS, INC.|16437
MRNS|MARINUS PHARMA CS|PHLY|NASDAQ Execution Services, LLC|19200
MRNS|MARINUS PHARMA CS|PNSR|Penserra Securities, LLC|32367
MRNS|MARINUS PHARMA CS|PWJC|UBS Financial Services, Inc.|28114
MRNS|MARINUS PHARMA CS|RAJA|Raymond James & Associates, Inc.|3750
MRNS|MARINUS PHARMA CS|RBCM|RBC CAPITAL MARKETS, LLC|8605
MRNS|MARINUS PHARMA CS|RGLD|Regal Securities, Inc|200
MRNS|MARINUS PHARMA CS|SAGL|SAGETRADER, LLC|1202
MRNS|MARINUS PHARMA CS|SBSH|Citigroup Global Markets Inc.|249416
MRNS|MARINUS PHARMA CS|SGMT|GOLDMAN SACHS & CO. LLC|67960
MRNS|MARINUS PHARMA CS|SPDR|SPEEDROUTE LLC|5449
MRNS|MARINUS PHARMA CS|STFL|Stifel, Nicolaus & Company, Incorporated|5500
MRNS|MARINUS PHARMA CS|SWIM|TD Ameritrade, Inc.|725046
MRNS|MARINUS PHARMA CS|SWST|Hilltop Securities Inc.|9100
MRNS|MARINUS PHARMA CS|TKNG|ALLY INVEST SECURITIES LLC|8931
MRNS|MARINUS PHARMA CS|TMBR|Timber Hill LLC|159
MRNS|MARINUS PHARMA CS|TRBT|Tradebot Systems, Inc.|195552
MRNS|MARINUS PHARMA CS|TRCM|TRC MARKETS LLC|146439
MRNS|MARINUS PHARMA CS|TWTT|TASTYWORKS, INC.|759
MRNS|MARINUS PHARMA CS|UBSA|UBS SECURITIES LLC|441716
MRNS|MARINUS PHARMA CS|UBSS|UBS Securities LLC|2252486
MRNS|MARINUS PHARMA CS|VALX|VIRTU AMERICAS LLC|11727
MRNS|MARINUS PHARMA CS|VGRD|Vanguard Marketing Corporation|35299
MRNS|MARINUS PHARMA CS|VSIN|Vision Financial Markets Llc|600
MRNS|MARINUS PHARMA CS|WCHV|WELLS FARGO SECURITIES, LLC|118470
MRNS|MARINUS PHARMA CS|WDNX|WEEDEN & CO.L.P.|3886
MRNS|MARINUS PHARMA CS|WEDB|WEDBUSH SECURITIES INC.|80179
MRNS|MARINUS PHARMA CS|WEED|Weeden & Co.L.P.|600
MRNS|MARINUS PHARMA CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4949
MRNS|MARINUS PHARMA CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39166
MRNS|MARINUS PHARMA CS|WGIF|CIBC World Markets Inc.|7500
MRNS|MARINUS PHARMA CS|WSEA|WOLVERINE SECURITIES, LLC|15768
MRNS|MARINUS PHARMA CS|XIST|INSTINET, LLC|9000
MRNS|MARINUS PHARMA CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|72500
MRNS|MARINUS PHARMA CS|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
MRNS|MARINUS PHARMA CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1481
MRO|MARATHON OIL CORP|ABLE|NATIXIS Securities Americas LLC|726757
MRO|MARATHON OIL CORP|ADAM|CANACCORD GENUITY INC.|21903
MRO|MARATHON OIL CORP|AGCP|AEGIS CAPITAL CORP.|1650
MRO|MARATHON OIL CORP|AGIS|Aegis Capital Corp.|6659
MRO|MARATHON OIL CORP|ALFA|ALPHA TRADING L.P.|145414
MRO|MARATHON OIL CORP|ALTX|Alternet Securities Inc.|47280
MRO|MARATHON OIL CORP|ANOS|ABEL/NOSER, L.L.C.|47866
MRO|MARATHON OIL CORP|APCC|Apex Clearing Corporation|74796
MRO|MARATHON OIL CORP|AQUA|AQUA SECURITIES L.P.|23200
MRO|MARATHON OIL CORP|BANK|Primevest Financial Services, Inc.|4774
MRO|MARATHON OIL CORP|BARD|Robert W. Baird & Co. Incorporated|27097
MRO|MARATHON OIL CORP|BATM|CBOE TRADING, INC.|22925
MRO|MARATHON OIL CORP|BAYC|BAY CREST PARTNERS, LLC|1018
MRO|MARATHON OIL CORP|BAYT|BTIG, LLC|83200
MRO|MARATHON OIL CORP|BBNT|BB&T SECURITIES, LLC|13365
MRO|MARATHON OIL CORP|BERN|Sanford C. Bernstein & Co., LLC|88763
MRO|MARATHON OIL CORP|BIAD|SAGETRADER, LLC|300
MRO|MARATHON OIL CORP|BIDS|BIDS TRADING L.P.|3600
MRO|MARATHON OIL CORP|BIMI|Banca IMI Securities Corp.|1434
MRO|MARATHON OIL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|81351
MRO|MARATHON OIL CORP|BLKX|INSTINET, LLC|601700
MRO|MARATHON OIL CORP|BMOC|BMO Capital Markets Corp.|545265
MRO|MARATHON OIL CORP|BNCH|The Benchmark Company, LLC|124614
MRO|MARATHON OIL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|877655
MRO|MARATHON OIL CORP|BRGE|Newbridge Securities Corp.|857
MRO|MARATHON OIL CORP|BTIG|BTIG, LLC|79547
MRO|MARATHON OIL CORP|BYXM|CBOE TRADING, INC.|11199
MRO|MARATHON OIL CORP|BZYD|GOLDMAN SACHS & CO. LLC|11102
MRO|MARATHON OIL CORP|CABR|Cabrera Capital Markets, Inc.|125
MRO|MARATHON OIL CORP|CANT|Cantor Fitzgerald & Co.|24633
MRO|MARATHON OIL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|11400
MRO|MARATHON OIL CORP|CBRA|Cobra Trading, Inc.|200
MRO|MARATHON OIL CORP|CHAS|Charles Schwab & Co., Inc.|42577
MRO|MARATHON OIL CORP|CIBP|CIBC World Markets Corp.|1068072
MRO|MARATHON OIL CORP|CICF|Canaccord Genuity Corp.|5260
MRO|MARATHON OIL CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|175000
MRO|MARATHON OIL CORP|CIST|Capital Institutional Services, Inc.|1258
MRO|MARATHON OIL CORP|CNFR|Cowen Prime Services LLC|300
MRO|MARATHON OIL CORP|COKE|Coker & Palmer|18484
MRO|MARATHON OIL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1101684
MRO|MARATHON OIL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6642
MRO|MARATHON OIL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20096
MRO|MARATHON OIL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4169737
MRO|MARATHON OIL CORP|CTDE|CHOICETRADE|190
MRO|MARATHON OIL CORP|CTDL|Citadel Derivatives Group Llc|87519
MRO|MARATHON OIL CORP|CTLR|CUTLER GROUP, LP|2985
MRO|MARATHON OIL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|572774
MRO|MARATHON OIL CORP|DADA|D.A. Davidson & Co.|22545
MRO|MARATHON OIL CORP|DAVA|Davenport & Company LLC|499
MRO|MARATHON OIL CORP|DBAB|Deutsche Bank Securities Inc.|2086004
MRO|MARATHON OIL CORP|DBAX|Deutsche Bank Securities Inc.|2815300
MRO|MARATHON OIL CORP|DBUL|Deutsche Bank Securities Inc.|18022
MRO|MARATHON OIL CORP|DCHF|Dart Executions, LLC|16452
MRO|MARATHON OIL CORP|DEAN|MORGAN STANLEY|55356
MRO|MARATHON OIL CORP|DEGS|RONIN PROFESSIONAL LLC|6200
MRO|MARATHON OIL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|42528
MRO|MARATHON OIL CORP|EBXL|EBX LLC|2063900
MRO|MARATHON OIL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|164711
MRO|MARATHON OIL CORP|EDJC|Edward Jones / CDS|4050
MRO|MARATHON OIL CORP|EDJO|Edward D. Jones & Co., L.P.|199317
MRO|MARATHON OIL CORP|EGAM|CBOE TRADING, INC.|103674
MRO|MARATHON OIL CORP|EGAW|CBOE TRADING, INC.|1496
MRO|MARATHON OIL CORP|EGXM|CBOE TRADING, INC.|24944
MRO|MARATHON OIL CORP|EGXW|CBOE TRADING, INC.|200
MRO|MARATHON OIL CORP|ELEV|ELEVATION, LLC|12859
MRO|MARATHON OIL CORP|EROM|Eroom Securities L.L.C.|6892
MRO|MARATHON OIL CORP|EROP|Eroom Securities L.L.C.|12000
MRO|MARATHON OIL CORP|ESPO|ESPOSITO SECURITIES, LLC|2444
MRO|MARATHON OIL CORP|ETBE|Electronic Transaction Clearing, Inc.|120977
MRO|MARATHON OIL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
MRO|MARATHON OIL CORP|ETCC|Electronic Transaction Clearing, Inc.|1188
MRO|MARATHON OIL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
MRO|MARATHON OIL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12925
MRO|MARATHON OIL CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MRO|MARATHON OIL CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|11857
MRO|MARATHON OIL CORP|ETRS|E*Trade Securities LLC|3075527
MRO|MARATHON OIL CORP|FFSI|Firstrade Securities Inc.|100
MRO|MARATHON OIL CORP|FILL|Tradestation Securities, Inc.|151475
MRO|MARATHON OIL CORP|FINX|FINTECH SECURITIES|9608
MRO|MARATHON OIL CORP|FMAF|NBCN Inc./ CDS|30171
MRO|MARATHON OIL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38466
MRO|MARATHON OIL CORP|FQLS|Quantlab Securities LP|1256077
MRO|MARATHON OIL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|557284
MRO|MARATHON OIL CORP|FTBR|Foliofn Investments, Inc.|5556
MRO|MARATHON OIL CORP|GBMT|GBM International, Inc.|3274
MRO|MARATHON OIL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|10600
MRO|MARATHON OIL CORP|GLIS|TD Securities Inc|17066
MRO|MARATHON OIL CORP|GLPX|ACS EXECUTION SERVICES, LLC|68014
MRO|MARATHON OIL CORP|GSCO|GOLDMAN SACHS & CO. LLC|11133414
MRO|MARATHON OIL CORP|GSCS|GOLDMAN SACHS & CO. LLC|157190
MRO|MARATHON OIL CORP|GSLT|GOLDMAN SACHS & CO. LLC|33776
MRO|MARATHON OIL CORP|GTSZ|GTS SECURITIES LLC|649350
MRO|MARATHON OIL CORP|HRBF|American Enterprise Investment Services Inc.|239439
MRO|MARATHON OIL CORP|HSBC|HSBC Securities, Inc.|51376
MRO|MARATHON OIL CORP|IATS|INTERACTIVE BROKERS LLC|110975
MRO|MARATHON OIL CORP|IBKR|Interactive Brokers Llc|150355
MRO|MARATHON OIL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|916
MRO|MARATHON OIL CORP|ICBX|INSTINET, LLC|1299902
MRO|MARATHON OIL CORP|IEQY|CITADEL SECURITIES LLC|2213778
MRO|MARATHON OIL CORP|IMPC|Imperial Capital, LLC|7889
MRO|MARATHON OIL CORP|INCA|INSTINET, LLC|2282112
MRO|MARATHON OIL CORP|INJX|INSTINET, LLC|175304
MRO|MARATHON OIL CORP|INTL|INTL FCSTONE FINANCIAL INC.|63
MRO|MARATHON OIL CORP|ITGI|ITG Inc.|340999
MRO|MARATHON OIL CORP|ITGP|ITG INC.|2042600
MRO|MARATHON OIL CORP|JANY|Janney Montgomery Scott Inc.|129757
MRO|MARATHON OIL CORP|JEFF|JEFFERIES LLC|1231280
MRO|MARATHON OIL CORP|JMPT|JUMP TRADING, LLC|444824
MRO|MARATHON OIL CORP|JONE|JonesTrading|13496
MRO|MARATHON OIL CORP|JPBX|J.P. MORGAN SECURITIES LLC|761680
MRO|MARATHON OIL CORP|JPMX|J.P. Morgan Securities LLC|2977089
MRO|MARATHON OIL CORP|JSJX|JANE STREET CAPITAL LLC|28718
MRO|MARATHON OIL CORP|JUTA|JUMP TRADING, LLC|15456
MRO|MARATHON OIL CORP|KCGM|VIRTU Americas LLC|469257
MRO|MARATHON OIL CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|22000
MRO|MARATHON OIL CORP|KRSH|Kershner Securities, LLC|12524
MRO|MARATHON OIL CORP|LEHM|Barclays Capital Inc./Le|8265975
MRO|MARATHON OIL CORP|LGNT|COR CLEARING LLC|11
MRO|MARATHON OIL CORP|LIME|Lime Brokerage LLC|451982
MRO|MARATHON OIL CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|339800
MRO|MARATHON OIL CORP|LOOP|Loop Capital Markets LLC|7796
MRO|MARATHON OIL CORP|LQNA|LIQUIDNET, INC.|229200
MRO|MARATHON OIL CORP|LSCI|Lek Securities Corporation|94966
MRO|MARATHON OIL CORP|LVMR|LIVERMORE TRADING GROUP, INC.|24740
MRO|MARATHON OIL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
MRO|MARATHON OIL CORP|MACC|Mid Atlantic Capital Corporation|523
MRO|MARATHON OIL CORP|MACQ|Macquarie Capital (USA) Inc.|736753
MRO|MARATHON OIL CORP|MAXM|Maxim Group LLC|6665
MRO|MARATHON OIL CORP|MCBT|Moors & Cabot, Inc.|400
MRO|MARATHON OIL CORP|MCMF|Raymond James Ltd. Cds|3384
MRO|MARATHON OIL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1870218
MRO|MARATHON OIL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|33411
MRO|MARATHON OIL CORP|MNDX|TJM Investments, LLC|151711
MRO|MARATHON OIL CORP|MOTF|MOTIF INVESTING, INC.|22
MRO|MARATHON OIL CORP|MSCO|MORGAN STANLEY & CO. LLC|17365972
MRO|MARATHON OIL CORP|MSPL|MORGAN STANLEY & CO. LLC|4224100
MRO|MARATHON OIL CORP|MSTX|MORGAN STANLEY & CO. LLC|2295600
MRO|MARATHON OIL CORP|MULL|MARK J. MULLER EQUITIES, INC.|47847
MRO|MARATHON OIL CORP|MZHO|Mizuho Securities USA LLC|1119000
MRO|MARATHON OIL CORP|NATL|National Securities Corporation|24274
MRO|MARATHON OIL CORP|NBCS|NBC Securities, INC.|5000
MRO|MARATHON OIL CORP|NEUB|NEUBERGER BERMAN BD LLC|258
MRO|MARATHON OIL CORP|NFSC|National Financial Services LLC|6138506
MRO|MARATHON OIL CORP|NITE|VIRTU Americas LLC|9141320
MRO|MARATHON OIL CORP|NITP|VIRTU Americas LLC|92572
MRO|MARATHON OIL CORP|NORM|JUMP TRADING, LLC|400
MRO|MARATHON OIL CORP|NQRB|Brut, LLC|182886
MRO|MARATHON OIL CORP|NTBF|BMO Nesbitt Burns Inc./CDS|3586
MRO|MARATHON OIL CORP|NTRC|Northern Trust Securities, Inc.|4503
MRO|MARATHON OIL CORP|OHOS|TWO SIGMA SECURITIES, LLC|271238
MRO|MARATHON OIL CORP|OPCO|Oppenheimer & Co. Inc.|35246
MRO|MARATHON OIL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
MRO|MARATHON OIL CORP|PCFF|Pacific International Securities Inc./CDS|700
MRO|MARATHON OIL CORP|PCPT|PHILLIP CAPITAL INC.|535
MRO|MARATHON OIL CORP|PDQM|CODA MARKETS, INC.|171648
MRO|MARATHON OIL CORP|PHLY|NASDAQ Execution Services, LLC|157400
MRO|MARATHON OIL CORP|PICT|Pictet Overseas Inc.|330
MRO|MARATHON OIL CORP|PIPR|Piper Jaffray & Co.|466
MRO|MARATHON OIL CORP|PNSR|Penserra Securities, LLC|4800
MRO|MARATHON OIL CORP|PWJC|UBS Financial Services, Inc.|12647
MRO|MARATHON OIL CORP|QMSR|QUATTRO M SECURITIES INC.|7896
MRO|MARATHON OIL CORP|RBCM|RBC CAPITAL MARKETS, LLC|92927
MRO|MARATHON OIL CORP|RGLD|Regal Securities, Inc|2348
MRO|MARATHON OIL CORP|RHCO|Suntrust Robinson Humphrey, Inc.|36200
MRO|MARATHON OIL CORP|SAGL|SAGETRADER, LLC|22000
MRO|MARATHON OIL CORP|SAGW|SAGETRADER, LLC|934
MRO|MARATHON OIL CORP|SALI|INTL FCSTONE FINANCIAL INC.|566
MRO|MARATHON OIL CORP|SBRX|MURIEL SIEBERT & CO INC|10
MRO|MARATHON OIL CORP|SBSH|Citigroup Global Markets Inc.|947874
MRO|MARATHON OIL CORP|SCMC|Scotia Capital Markets (USA) Inc.|600
MRO|MARATHON OIL CORP|SEIC|SEI Investments Distribution Co.|9608
MRO|MARATHON OIL CORP|SGMT|GOLDMAN SACHS & CO. LLC|1977145
MRO|MARATHON OIL CORP|SHMR|ABN Amro Clearing LLC|13
MRO|MARATHON OIL CORP|SIBO|Prime Executions, Inc.|78208
MRO|MARATHON OIL CORP|SJLS|TRADE INFORMATICS LLC|92558
MRO|MARATHON OIL CORP|SOCO|Capital One Southcoast, Inc|4000
MRO|MARATHON OIL CORP|SOGO|Wang Investment Associates, Inc.|1250
MRO|MARATHON OIL CORP|SPDR|SPEEDROUTE LLC|142804
MRO|MARATHON OIL CORP|SPGS|Sea Port Group Securities, LLC|50385
MRO|MARATHON OIL CORP|SPHN|Stephens Inc.|2
MRO|MARATHON OIL CORP|SPNT|SEVEN POINTS CAPITAL, LLC|300
MRO|MARATHON OIL CORP|SPTD|MINT GLOBAL MARKETS, INC.|3650
MRO|MARATHON OIL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|86863
MRO|MARATHON OIL CORP|STKP|STOCKPILE INVESTMENTS, INC.|430
MRO|MARATHON OIL CORP|STRS|STRATEGAS RESEARCH PARTNERS|1649
MRO|MARATHON OIL CORP|STXG|Stockcross Financial Services, Inc.|7
MRO|MARATHON OIL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20785
MRO|MARATHON OIL CORP|SWIM|TD Ameritrade, Inc.|3253361
MRO|MARATHON OIL CORP|SWST|Hilltop Securities Inc.|14903
MRO|MARATHON OIL CORP|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|1599
MRO|MARATHON OIL CORP|TDSI|TD Securities (USA) LLC|548368
MRO|MARATHON OIL CORP|TKNG|ALLY INVEST SECURITIES LLC|399203
MRO|MARATHON OIL CORP|TMBR|Timber Hill LLC|7143
MRO|MARATHON OIL CORP|TOUR|TOURMALINE PARTNERS, LLC|63784
MRO|MARATHON OIL CORP|TRBT|Tradebot Systems, Inc.|871952
MRO|MARATHON OIL CORP|TRCM|TRC MARKETS LLC|1578185
MRO|MARATHON OIL CORP|TWTT|TASTYWORKS, INC.|12840
MRO|MARATHON OIL CORP|UBSA|UBS SECURITIES LLC|7831326
MRO|MARATHON OIL CORP|UBSS|UBS Securities LLC|7363964
MRO|MARATHON OIL CORP|VALX|VIRTU AMERICAS LLC|345164
MRO|MARATHON OIL CORP|VGRD|Vanguard Marketing Corporation|127998
MRO|MARATHON OIL CORP|VNDM|Wall Street Access|109794
MRO|MARATHON OIL CORP|VSIN|Vision Financial Markets Llc|85
MRO|MARATHON OIL CORP|WBET|Wallachbeth Capital LLC|25011
MRO|MARATHON OIL CORP|WBLR|WILLIAM BLAIR|1315
MRO|MARATHON OIL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|28200
MRO|MARATHON OIL CORP|WCHV|WELLS FARGO SECURITIES, LLC|1346667
MRO|MARATHON OIL CORP|WDNX|WEEDEN & CO.L.P.|2164
MRO|MARATHON OIL CORP|WEDB|WEDBUSH SECURITIES INC.|45170
MRO|MARATHON OIL CORP|WEED|Weeden & Co.L.P.|71055
MRO|MARATHON OIL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|279981
MRO|MARATHON OIL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15396
MRO|MARATHON OIL CORP|WGIF|CIBC World Markets Inc.|6790
MRO|MARATHON OIL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10859
MRO|MARATHON OIL CORP|WSEA|WOLVERINE SECURITIES, LLC|218025
MRO|MARATHON OIL CORP|XIST|INSTINET, LLC|174968
MRO|MARATHON OIL CORP|XPQR|Jump Trading|326
MRO|MARATHON OIL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|835946
MRO|MARATHON OIL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|7875
MRO|MARATHON OIL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|68371
MRRL|ETRACS MONTHLY PAY 2|APCC|Apex Clearing Corporation|73
MRRL|ETRACS MONTHLY PAY 2|CHAS|Charles Schwab & Co., Inc.|3
MRRL|ETRACS MONTHLY PAY 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2708
MRRL|ETRACS MONTHLY PAY 2|DBAX|Deutsche Bank Securities Inc.|2000
MRRL|ETRACS MONTHLY PAY 2|EBXL|EBX LLC|1700
MRRL|ETRACS MONTHLY PAY 2|ETRS|E*Trade Securities LLC|14156
MRRL|ETRACS MONTHLY PAY 2|FILL|Tradestation Securities, Inc.|700
MRRL|ETRACS MONTHLY PAY 2|IBKR|Interactive Brokers Llc|145
MRRL|ETRACS MONTHLY PAY 2|ICBX|INSTINET, LLC|312
MRRL|ETRACS MONTHLY PAY 2|ITGP|ITG INC.|400
MRRL|ETRACS MONTHLY PAY 2|JPMX|J.P. Morgan Securities LLC|4454
MRRL|ETRACS MONTHLY PAY 2|JSJX|JANE STREET CAPITAL LLC|2127
MRRL|ETRACS MONTHLY PAY 2|KCGM|VIRTU Americas LLC|4810
MRRL|ETRACS MONTHLY PAY 2|LEHM|Barclays Capital Inc./Le|3200
MRRL|ETRACS MONTHLY PAY 2|LIME|Lime Brokerage LLC|722
MRRL|ETRACS MONTHLY PAY 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3696
MRRL|ETRACS MONTHLY PAY 2|MSCO|MORGAN STANLEY & CO. LLC|2629
MRRL|ETRACS MONTHLY PAY 2|NFSC|National Financial Services LLC|432
MRRL|ETRACS MONTHLY PAY 2|NITE|VIRTU Americas LLC|5568
MRRL|ETRACS MONTHLY PAY 2|SGMT|GOLDMAN SACHS & CO. LLC|1555
MRRL|ETRACS MONTHLY PAY 2|SWIM|TD Ameritrade, Inc.|112
MRRL|ETRACS MONTHLY PAY 2|TKNG|ALLY INVEST SECURITIES LLC|186
MRRL|ETRACS MONTHLY PAY 2|TWTT|TASTYWORKS, INC.|100
MRRL|ETRACS MONTHLY PAY 2|UBSA|UBS SECURITIES LLC|3690
MRRL|ETRACS MONTHLY PAY 2|UBSS|UBS Securities LLC|8084
MRRL|ETRACS MONTHLY PAY 2|VGRD|Vanguard Marketing Corporation|764
MRRL|ETRACS MONTHLY PAY 2|WSEA|WOLVERINE SECURITIES, LLC|254
MRSN|MERSANA THERPUTIC CM|ALLN|Allen & Company LLC|1403
MRSN|MERSANA THERPUTIC CM|ALTX|Alternet Securities Inc.|14679
MRSN|MERSANA THERPUTIC CM|APCC|Apex Clearing Corporation|533
MRSN|MERSANA THERPUTIC CM|BARD|Robert W. Baird & Co. Incorporated|2808
MRSN|MERSANA THERPUTIC CM|BATM|CBOE TRADING, INC.|1289
MRSN|MERSANA THERPUTIC CM|BERN|Sanford C. Bernstein & Co., LLC|200
MRSN|MERSANA THERPUTIC CM|BIMI|Banca IMI Securities Corp.|200
MRSN|MERSANA THERPUTIC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|340
MRSN|MERSANA THERPUTIC CM|BLKX|INSTINET, LLC|50000
MRSN|MERSANA THERPUTIC CM|BMOC|BMO Capital Markets Corp.|1882
MRSN|MERSANA THERPUTIC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1238
MRSN|MERSANA THERPUTIC CM|BTIG|BTIG, LLC|183918
MRSN|MERSANA THERPUTIC CM|BYXM|CBOE TRADING, INC.|1800
MRSN|MERSANA THERPUTIC CM|CANT|Cantor Fitzgerald & Co.|105
MRSN|MERSANA THERPUTIC CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|69400
MRSN|MERSANA THERPUTIC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53537
MRSN|MERSANA THERPUTIC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8350
MRSN|MERSANA THERPUTIC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
MRSN|MERSANA THERPUTIC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57728
MRSN|MERSANA THERPUTIC CM|CTDL|Citadel Derivatives Group Llc|4609
MRSN|MERSANA THERPUTIC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|16516
MRSN|MERSANA THERPUTIC CM|DBAB|Deutsche Bank Securities Inc.|43844
MRSN|MERSANA THERPUTIC CM|DBAX|Deutsche Bank Securities Inc.|69200
MRSN|MERSANA THERPUTIC CM|DBUL|Deutsche Bank Securities Inc.|100
MRSN|MERSANA THERPUTIC CM|DEGS|RONIN PROFESSIONAL LLC|26230
MRSN|MERSANA THERPUTIC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9609
MRSN|MERSANA THERPUTIC CM|EBXL|EBX LLC|58300
MRSN|MERSANA THERPUTIC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1666
MRSN|MERSANA THERPUTIC CM|EDJO|Edward D. Jones & Co., L.P.|1000
MRSN|MERSANA THERPUTIC CM|EGAM|CBOE TRADING, INC.|3282
MRSN|MERSANA THERPUTIC CM|EGAW|CBOE TRADING, INC.|100
MRSN|MERSANA THERPUTIC CM|EGMT|EG MARKET TECHNOLOGIES LLC|480
MRSN|MERSANA THERPUTIC CM|EGXM|CBOE TRADING, INC.|400
MRSN|MERSANA THERPUTIC CM|EGXW|CBOE TRADING, INC.|33
MRSN|MERSANA THERPUTIC CM|ETBE|Electronic Transaction Clearing, Inc.|610
MRSN|MERSANA THERPUTIC CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MRSN|MERSANA THERPUTIC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20432
MRSN|MERSANA THERPUTIC CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|259
MRSN|MERSANA THERPUTIC CM|ETRS|E*Trade Securities LLC|22355
MRSN|MERSANA THERPUTIC CM|FBCO|Credit Suisse Securities (USA) LLC|104829
MRSN|MERSANA THERPUTIC CM|FILL|Tradestation Securities, Inc.|3579
MRSN|MERSANA THERPUTIC CM|FOMA|TD AMERITRADE CLEARING, INC.|204257
MRSN|MERSANA THERPUTIC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3479
MRSN|MERSANA THERPUTIC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54720
MRSN|MERSANA THERPUTIC CM|FTBR|Foliofn Investments, Inc.|44
MRSN|MERSANA THERPUTIC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3382
MRSN|MERSANA THERPUTIC CM|GLPX|ACS EXECUTION SERVICES, LLC|38208
MRSN|MERSANA THERPUTIC CM|GSCO|GOLDMAN SACHS & CO. LLC|197621
MRSN|MERSANA THERPUTIC CM|GSLT|GOLDMAN SACHS & CO. LLC|994
MRSN|MERSANA THERPUTIC CM|GTSZ|GTS SECURITIES LLC|49123
MRSN|MERSANA THERPUTIC CM|HAPX|HAP Trading, LLC|236
MRSN|MERSANA THERPUTIC CM|HRBF|American Enterprise Investment Services Inc.|391
MRSN|MERSANA THERPUTIC CM|IATS|INTERACTIVE BROKERS LLC|2485
MRSN|MERSANA THERPUTIC CM|IBKR|Interactive Brokers Llc|71664
MRSN|MERSANA THERPUTIC CM|ICBX|INSTINET, LLC|11275
MRSN|MERSANA THERPUTIC CM|IEQY|CITADEL SECURITIES LLC|25599
MRSN|MERSANA THERPUTIC CM|INCA|INSTINET, LLC|95555
MRSN|MERSANA THERPUTIC CM|INJX|INSTINET, LLC|7520
MRSN|MERSANA THERPUTIC CM|ITGI|ITG Inc.|34300
MRSN|MERSANA THERPUTIC CM|ITGP|ITG INC.|165800
MRSN|MERSANA THERPUTIC CM|JEFF|JEFFERIES LLC|29165
MRSN|MERSANA THERPUTIC CM|JMPT|JUMP TRADING, LLC|13262
MRSN|MERSANA THERPUTIC CM|JPBX|J.P. MORGAN SECURITIES LLC|34608
MRSN|MERSANA THERPUTIC CM|JPMX|J.P. Morgan Securities LLC|254550
MRSN|MERSANA THERPUTIC CM|JSJX|JANE STREET CAPITAL LLC|1744
MRSN|MERSANA THERPUTIC CM|KCGM|VIRTU Americas LLC|24873
MRSN|MERSANA THERPUTIC CM|LEHM|Barclays Capital Inc./Le|243128
MRSN|MERSANA THERPUTIC CM|LIME|Lime Brokerage LLC|71749
MRSN|MERSANA THERPUTIC CM|LMGP|LIME BROKERAGE LLC|14734
MRSN|MERSANA THERPUTIC CM|LQNA|LIQUIDNET, INC.|24300
MRSN|MERSANA THERPUTIC CM|LSCI|Lek Securities Corporation|400
MRSN|MERSANA THERPUTIC CM|MAXM|Maxim Group LLC|1256
MRSN|MERSANA THERPUTIC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81486
MRSN|MERSANA THERPUTIC CM|MOTF|MOTIF INVESTING, INC.|26
MRSN|MERSANA THERPUTIC CM|MSCO|MORGAN STANLEY & CO. LLC|356914
MRSN|MERSANA THERPUTIC CM|MSPL|MORGAN STANLEY & CO. LLC|53000
MRSN|MERSANA THERPUTIC CM|MSTX|MORGAN STANLEY & CO. LLC|16400
MRSN|MERSANA THERPUTIC CM|NFSC|National Financial Services LLC|81318
MRSN|MERSANA THERPUTIC CM|NITE|VIRTU Americas LLC|213496
MRSN|MERSANA THERPUTIC CM|NITP|VIRTU Americas LLC|960
MRSN|MERSANA THERPUTIC CM|NQRB|Brut, LLC|2032
MRSN|MERSANA THERPUTIC CM|NTRC|Northern Trust Securities, Inc.|914
MRSN|MERSANA THERPUTIC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|904
MRSN|MERSANA THERPUTIC CM|PDQM|CODA MARKETS, INC.|84104
MRSN|MERSANA THERPUTIC CM|RAJA|Raymond James & Associates, Inc.|500
MRSN|MERSANA THERPUTIC CM|SAGL|SAGETRADER, LLC|5775
MRSN|MERSANA THERPUTIC CM|SBSH|Citigroup Global Markets Inc.|55169
MRSN|MERSANA THERPUTIC CM|SGMT|GOLDMAN SACHS & CO. LLC|22696
MRSN|MERSANA THERPUTIC CM|SOGO|Wang Investment Associates, Inc.|3100
MRSN|MERSANA THERPUTIC CM|SPDR|SPEEDROUTE LLC|18568
MRSN|MERSANA THERPUTIC CM|SPTD|MINT GLOBAL MARKETS, INC.|53053
MRSN|MERSANA THERPUTIC CM|SWIM|TD Ameritrade, Inc.|10950
MRSN|MERSANA THERPUTIC CM|TKNG|ALLY INVEST SECURITIES LLC|455
MRSN|MERSANA THERPUTIC CM|TRBT|Tradebot Systems, Inc.|24239
MRSN|MERSANA THERPUTIC CM|TRCM|TRC MARKETS LLC|29711
MRSN|MERSANA THERPUTIC CM|UBSA|UBS SECURITIES LLC|126248
MRSN|MERSANA THERPUTIC CM|UBSS|UBS Securities LLC|268676
MRSN|MERSANA THERPUTIC CM|VALX|VIRTU AMERICAS LLC|5279
MRSN|MERSANA THERPUTIC CM|VGRD|Vanguard Marketing Corporation|512
MRSN|MERSANA THERPUTIC CM|WCHV|WELLS FARGO SECURITIES, LLC|7032
MRSN|MERSANA THERPUTIC CM|WEDB|WEDBUSH SECURITIES INC.|353327
MRSN|MERSANA THERPUTIC CM|WEED|Weeden & Co.L.P.|1510
MRSN|MERSANA THERPUTIC CM|WGIF|CIBC World Markets Inc.|2369
MRSN|MERSANA THERPUTIC CM|WSEA|WOLVERINE SECURITIES, LLC|13735
MRSN|MERSANA THERPUTIC CM|XIST|INSTINET, LLC|13600
MRSN|MERSANA THERPUTIC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|24708
MRSN|MERSANA THERPUTIC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|11812
MRSN|MERSANA THERPUTIC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
MRT|MEDEQUITIES REALTY T|ALTX|Alternet Securities Inc.|600
MRT|MEDEQUITIES REALTY T|APCC|Apex Clearing Corporation|73
MRT|MEDEQUITIES REALTY T|BATM|CBOE TRADING, INC.|308
MRT|MEDEQUITIES REALTY T|BERN|Sanford C. Bernstein & Co., LLC|2510
MRT|MEDEQUITIES REALTY T|BIDS|BIDS TRADING L.P.|100
MRT|MEDEQUITIES REALTY T|BNPX|BNP PARIBAS SECURITIES CORP.|3137
MRT|MEDEQUITIES REALTY T|BYXM|CBOE TRADING, INC.|200
MRT|MEDEQUITIES REALTY T|BZYD|GOLDMAN SACHS & CO. LLC|2691
MRT|MEDEQUITIES REALTY T|CBLC|CITIGROUP GLOBAL MARKETS INC.|29560
MRT|MEDEQUITIES REALTY T|CHAS|Charles Schwab & Co., Inc.|2
MRT|MEDEQUITIES REALTY T|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|172844
MRT|MEDEQUITIES REALTY T|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1691
MRT|MEDEQUITIES REALTY T|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21407
MRT|MEDEQUITIES REALTY T|CTDL|Citadel Derivatives Group Llc|1427
MRT|MEDEQUITIES REALTY T|CXCX|CITIGROUP GLOBAL MARKETS INC.|12320
MRT|MEDEQUITIES REALTY T|DBAB|Deutsche Bank Securities Inc.|16264
MRT|MEDEQUITIES REALTY T|DBAX|Deutsche Bank Securities Inc.|58300
MRT|MEDEQUITIES REALTY T|DEAN|MORGAN STANLEY|3392
MRT|MEDEQUITIES REALTY T|EBXL|EBX LLC|26800
MRT|MEDEQUITIES REALTY T|ECUT|CONVERGEX EXECUTION SOLUTIONS|1135
MRT|MEDEQUITIES REALTY T|EDJO|Edward D. Jones & Co., L.P.|149
MRT|MEDEQUITIES REALTY T|EGAM|CBOE TRADING, INC.|1649
MRT|MEDEQUITIES REALTY T|EGXM|CBOE TRADING, INC.|677
MRT|MEDEQUITIES REALTY T|ETBE|Electronic Transaction Clearing, Inc.|675
MRT|MEDEQUITIES REALTY T|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
MRT|MEDEQUITIES REALTY T|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|405
MRT|MEDEQUITIES REALTY T|ETRS|E*Trade Securities LLC|13357
MRT|MEDEQUITIES REALTY T|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
MRT|MEDEQUITIES REALTY T|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33890
MRT|MEDEQUITIES REALTY T|FTBR|Foliofn Investments, Inc.|78
MRT|MEDEQUITIES REALTY T|GLPX|ACS EXECUTION SERVICES, LLC|525
MRT|MEDEQUITIES REALTY T|GSCO|GOLDMAN SACHS & CO. LLC|110845
MRT|MEDEQUITIES REALTY T|GSLT|GOLDMAN SACHS & CO. LLC|1127
MRT|MEDEQUITIES REALTY T|GTSZ|GTS SECURITIES LLC|5885
MRT|MEDEQUITIES REALTY T|HRBF|American Enterprise Investment Services Inc.|2218
MRT|MEDEQUITIES REALTY T|IATS|INTERACTIVE BROKERS LLC|1212
MRT|MEDEQUITIES REALTY T|IBKR|Interactive Brokers Llc|304
MRT|MEDEQUITIES REALTY T|ICBX|INSTINET, LLC|12500
MRT|MEDEQUITIES REALTY T|IEQY|CITADEL SECURITIES LLC|1631
MRT|MEDEQUITIES REALTY T|INCA|INSTINET, LLC|14982
MRT|MEDEQUITIES REALTY T|INJX|INSTINET, LLC|215
MRT|MEDEQUITIES REALTY T|ITGI|ITG Inc.|13669
MRT|MEDEQUITIES REALTY T|ITGP|ITG INC.|14600
MRT|MEDEQUITIES REALTY T|JEFF|JEFFERIES LLC|1201
MRT|MEDEQUITIES REALTY T|JMPT|JUMP TRADING, LLC|1449
MRT|MEDEQUITIES REALTY T|JPBX|J.P. MORGAN SECURITIES LLC|3592
MRT|MEDEQUITIES REALTY T|JPMX|J.P. Morgan Securities LLC|69210
MRT|MEDEQUITIES REALTY T|JSJX|JANE STREET CAPITAL LLC|5796
MRT|MEDEQUITIES REALTY T|KCGM|VIRTU Americas LLC|24289
MRT|MEDEQUITIES REALTY T|KEYB|KEYBANC CAPITAL MARKETS INC.|190677
MRT|MEDEQUITIES REALTY T|LEHM|Barclays Capital Inc./Le|30005
MRT|MEDEQUITIES REALTY T|LIME|Lime Brokerage LLC|13455
MRT|MEDEQUITIES REALTY T|LQNA|LIQUIDNET, INC.|59200
MRT|MEDEQUITIES REALTY T|LSCI|Lek Securities Corporation|132
MRT|MEDEQUITIES REALTY T|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|56498
MRT|MEDEQUITIES REALTY T|MSCO|MORGAN STANLEY & CO. LLC|77908
MRT|MEDEQUITIES REALTY T|MSPL|MORGAN STANLEY & CO. LLC|19900
MRT|MEDEQUITIES REALTY T|MSTX|MORGAN STANLEY & CO. LLC|6300
MRT|MEDEQUITIES REALTY T|NFSC|National Financial Services LLC|29731
MRT|MEDEQUITIES REALTY T|NITE|VIRTU Americas LLC|27965
MRT|MEDEQUITIES REALTY T|NQRB|Brut, LLC|200
MRT|MEDEQUITIES REALTY T|OPCO|Oppenheimer & Co. Inc.|200
MRT|MEDEQUITIES REALTY T|PDQM|CODA MARKETS, INC.|3102
MRT|MEDEQUITIES REALTY T|RBCM|RBC CAPITAL MARKETS, LLC|3218
MRT|MEDEQUITIES REALTY T|SAGL|SAGETRADER, LLC|398
MRT|MEDEQUITIES REALTY T|SBSH|Citigroup Global Markets Inc.|26278
MRT|MEDEQUITIES REALTY T|SGMT|GOLDMAN SACHS & CO. LLC|20700
MRT|MEDEQUITIES REALTY T|SPDR|SPEEDROUTE LLC|500
MRT|MEDEQUITIES REALTY T|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2900
MRT|MEDEQUITIES REALTY T|SWIM|TD Ameritrade, Inc.|4422
MRT|MEDEQUITIES REALTY T|TRBT|Tradebot Systems, Inc.|4696
MRT|MEDEQUITIES REALTY T|TRCM|TRC MARKETS LLC|4213
MRT|MEDEQUITIES REALTY T|UBSA|UBS SECURITIES LLC|121930
MRT|MEDEQUITIES REALTY T|UBSS|UBS Securities LLC|98117
MRT|MEDEQUITIES REALTY T|VALX|VIRTU AMERICAS LLC|1126
MRT|MEDEQUITIES REALTY T|VGRD|Vanguard Marketing Corporation|3086
MRT|MEDEQUITIES REALTY T|WCHV|WELLS FARGO SECURITIES, LLC|12678
MRT|MEDEQUITIES REALTY T|WDNX|WEEDEN & CO.L.P.|11754
MRT|MEDEQUITIES REALTY T|WEDB|WEDBUSH SECURITIES INC.|2
MRT|MEDEQUITIES REALTY T|WSEA|WOLVERINE SECURITIES, LLC|100
MRT|MEDEQUITIES REALTY T|XIST|INSTINET, LLC|12200
MRT|MEDEQUITIES REALTY T|XPQR|Jump Trading|776
MRT|MEDEQUITIES REALTY T|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
MRT|MEDEQUITIES REALTY T|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MRT|MEDEQUITIES REALTY T|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1400
MRTN|MARTEN TRANSPORT L##|ALTX|Alternet Securities Inc.|5041
MRTN|MARTEN TRANSPORT L##|APCC|Apex Clearing Corporation|69
MRTN|MARTEN TRANSPORT L##|BARD|Robert W. Baird & Co. Incorporated|1900
MRTN|MARTEN TRANSPORT L##|BATM|CBOE TRADING, INC.|1678
MRTN|MARTEN TRANSPORT L##|BERN|Sanford C. Bernstein & Co., LLC|27735
MRTN|MARTEN TRANSPORT L##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67
MRTN|MARTEN TRANSPORT L##|BMOC|BMO Capital Markets Corp.|6234
MRTN|MARTEN TRANSPORT L##|BNCH|The Benchmark Company, LLC|37321
MRTN|MARTEN TRANSPORT L##|BNPX|BNP PARIBAS SECURITIES CORP.|8012
MRTN|MARTEN TRANSPORT L##|BRVL|BLAYLOCK VAN, LLC|700
MRTN|MARTEN TRANSPORT L##|BTIG|BTIG, LLC|6488
MRTN|MARTEN TRANSPORT L##|BZYD|GOLDMAN SACHS & CO. LLC|1530
MRTN|MARTEN TRANSPORT L##|CHAS|Charles Schwab & Co., Inc.|50
MRTN|MARTEN TRANSPORT L##|CIST|Capital Institutional Services, Inc.|5023
MRTN|MARTEN TRANSPORT L##|CLSA|CLSA AMERICAS, LLC|200
MRTN|MARTEN TRANSPORT L##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7715
MRTN|MARTEN TRANSPORT L##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
MRTN|MARTEN TRANSPORT L##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82395
MRTN|MARTEN TRANSPORT L##|CTDL|Citadel Derivatives Group Llc|2254
MRTN|MARTEN TRANSPORT L##|CXCX|CITIGROUP GLOBAL MARKETS INC.|20970
MRTN|MARTEN TRANSPORT L##|DAVA|Davenport & Company LLC|37424
MRTN|MARTEN TRANSPORT L##|DBAB|Deutsche Bank Securities Inc.|195854
MRTN|MARTEN TRANSPORT L##|DBAX|Deutsche Bank Securities Inc.|92100
MRTN|MARTEN TRANSPORT L##|DEAN|MORGAN STANLEY|1525
MRTN|MARTEN TRANSPORT L##|DEGS|RONIN PROFESSIONAL LLC|2281
MRTN|MARTEN TRANSPORT L##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|390
MRTN|MARTEN TRANSPORT L##|EBXL|EBX LLC|27400
MRTN|MARTEN TRANSPORT L##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4651
MRTN|MARTEN TRANSPORT L##|EDJO|Edward D. Jones & Co., L.P.|116
MRTN|MARTEN TRANSPORT L##|EGAM|CBOE TRADING, INC.|14229
MRTN|MARTEN TRANSPORT L##|EGMT|EG MARKET TECHNOLOGIES LLC|1700
MRTN|MARTEN TRANSPORT L##|EGXM|CBOE TRADING, INC.|205
MRTN|MARTEN TRANSPORT L##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|110
MRTN|MARTEN TRANSPORT L##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4516
MRTN|MARTEN TRANSPORT L##|ETRS|E*Trade Securities LLC|30163
MRTN|MARTEN TRANSPORT L##|FBCO|Credit Suisse Securities (USA) LLC|343310
MRTN|MARTEN TRANSPORT L##|FILL|Tradestation Securities, Inc.|215
MRTN|MARTEN TRANSPORT L##|FMAF|NBCN Inc./ CDS|1170
MRTN|MARTEN TRANSPORT L##|FOMA|TD AMERITRADE CLEARING, INC.|15756
MRTN|MARTEN TRANSPORT L##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1562
MRTN|MARTEN TRANSPORT L##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67072
MRTN|MARTEN TRANSPORT L##|FTBR|Foliofn Investments, Inc.|5132
MRTN|MARTEN TRANSPORT L##|GEBB|GLOBAL EXECUTION BROKERS, LP|59705
MRTN|MARTEN TRANSPORT L##|GLPX|ACS EXECUTION SERVICES, LLC|3134
MRTN|MARTEN TRANSPORT L##|GSCO|GOLDMAN SACHS & CO. LLC|616643
MRTN|MARTEN TRANSPORT L##|GSCS|GOLDMAN SACHS & CO. LLC|6346
MRTN|MARTEN TRANSPORT L##|GSLT|GOLDMAN SACHS & CO. LLC|1011
MRTN|MARTEN TRANSPORT L##|GTSZ|GTS SECURITIES LLC|25139
MRTN|MARTEN TRANSPORT L##|HPPX|POTAMUS TRADING, LLC|1179
MRTN|MARTEN TRANSPORT L##|HRBF|American Enterprise Investment Services Inc.|8657
MRTN|MARTEN TRANSPORT L##|HSBC|HSBC Securities, Inc.|53000
MRTN|MARTEN TRANSPORT L##|IATS|INTERACTIVE BROKERS LLC|790
MRTN|MARTEN TRANSPORT L##|IBKR|Interactive Brokers Llc|15487
MRTN|MARTEN TRANSPORT L##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|965
MRTN|MARTEN TRANSPORT L##|ICBX|INSTINET, LLC|13700
MRTN|MARTEN TRANSPORT L##|IEQY|CITADEL SECURITIES LLC|10346
MRTN|MARTEN TRANSPORT L##|INCA|INSTINET, LLC|137305
MRTN|MARTEN TRANSPORT L##|INJX|INSTINET, LLC|4366
MRTN|MARTEN TRANSPORT L##|ITGI|ITG Inc.|32894
MRTN|MARTEN TRANSPORT L##|ITGP|ITG INC.|186200
MRTN|MARTEN TRANSPORT L##|JANY|Janney Montgomery Scott Inc.|1
MRTN|MARTEN TRANSPORT L##|JEFF|JEFFERIES LLC|116098
MRTN|MARTEN TRANSPORT L##|JMPT|JUMP TRADING, LLC|1867
MRTN|MARTEN TRANSPORT L##|JPBX|J.P. MORGAN SECURITIES LLC|6620
MRTN|MARTEN TRANSPORT L##|JPMX|J.P. Morgan Securities LLC|210958
MRTN|MARTEN TRANSPORT L##|JSJX|JANE STREET CAPITAL LLC|1064
MRTN|MARTEN TRANSPORT L##|KCGM|VIRTU Americas LLC|16539
MRTN|MARTEN TRANSPORT L##|LEHM|Barclays Capital Inc./Le|294313
MRTN|MARTEN TRANSPORT L##|LIME|Lime Brokerage LLC|130787
MRTN|MARTEN TRANSPORT L##|LOOP|Loop Capital Markets LLC|200
MRTN|MARTEN TRANSPORT L##|LQNA|LIQUIDNET, INC.|141700
MRTN|MARTEN TRANSPORT L##|MACQ|Macquarie Capital (USA) Inc.|3169
MRTN|MARTEN TRANSPORT L##|MAXM|Maxim Group LLC|4188
MRTN|MARTEN TRANSPORT L##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140283
MRTN|MARTEN TRANSPORT L##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1340
MRTN|MARTEN TRANSPORT L##|MSCO|MORGAN STANLEY & CO. LLC|557158
MRTN|MARTEN TRANSPORT L##|MSPL|MORGAN STANLEY & CO. LLC|138800
MRTN|MARTEN TRANSPORT L##|MSTX|MORGAN STANLEY & CO. LLC|34800
MRTN|MARTEN TRANSPORT L##|NFSC|National Financial Services LLC|66718
MRTN|MARTEN TRANSPORT L##|NITE|VIRTU Americas LLC|133945
MRTN|MARTEN TRANSPORT L##|NITP|VIRTU Americas LLC|1700
MRTN|MARTEN TRANSPORT L##|NQRB|Brut, LLC|100
MRTN|MARTEN TRANSPORT L##|NTRC|Northern Trust Securities, Inc.|1848
MRTN|MARTEN TRANSPORT L##|OPCO|Oppenheimer & Co. Inc.|5555
MRTN|MARTEN TRANSPORT L##|PDQM|CODA MARKETS, INC.|18422
MRTN|MARTEN TRANSPORT L##|RBCM|RBC CAPITAL MARKETS, LLC|60
MRTN|MARTEN TRANSPORT L##|SAGL|SAGETRADER, LLC|3
MRTN|MARTEN TRANSPORT L##|SAGW|SAGETRADER, LLC|2022
MRTN|MARTEN TRANSPORT L##|SBSH|Citigroup Global Markets Inc.|105502
MRTN|MARTEN TRANSPORT L##|SGMT|GOLDMAN SACHS & CO. LLC|47453
MRTN|MARTEN TRANSPORT L##|SPDR|SPEEDROUTE LLC|13707
MRTN|MARTEN TRANSPORT L##|SPHN|Stephens Inc.|1
MRTN|MARTEN TRANSPORT L##|SSBS|STATE STREET GLOBAL MARKETS, LLC|12657
MRTN|MARTEN TRANSPORT L##|STFL|Stifel, Nicolaus & Company, Incorporated|38
MRTN|MARTEN TRANSPORT L##|SWIM|TD Ameritrade, Inc.|900
MRTN|MARTEN TRANSPORT L##|SWST|Hilltop Securities Inc.|474
MRTN|MARTEN TRANSPORT L##|TKNG|ALLY INVEST SECURITIES LLC|456
MRTN|MARTEN TRANSPORT L##|TRBT|Tradebot Systems, Inc.|6978
MRTN|MARTEN TRANSPORT L##|TRCM|TRC MARKETS LLC|33042
MRTN|MARTEN TRANSPORT L##|UBSA|UBS SECURITIES LLC|215892
MRTN|MARTEN TRANSPORT L##|UBSS|UBS Securities LLC|259180
MRTN|MARTEN TRANSPORT L##|VALX|VIRTU AMERICAS LLC|15585
MRTN|MARTEN TRANSPORT L##|WBLR|WILLIAM BLAIR|757
MRTN|MARTEN TRANSPORT L##|WBPX|SUMMIT SECURITIES GROUP, LLC|400
MRTN|MARTEN TRANSPORT L##|WCHV|WELLS FARGO SECURITIES, LLC|77723
MRTN|MARTEN TRANSPORT L##|WEED|Weeden & Co.L.P.|3219
MRTN|MARTEN TRANSPORT L##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1798
MRTN|MARTEN TRANSPORT L##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1132
MRTN|MARTEN TRANSPORT L##|WFPB|Wells Fargo Securities, LLC.|400
MRTN|MARTEN TRANSPORT L##|WGIF|CIBC World Markets Inc.|2355
MRTN|MARTEN TRANSPORT L##|WSEA|WOLVERINE SECURITIES, LLC|212
MRTN|MARTEN TRANSPORT L##|XIST|INSTINET, LLC|15472
MRTN|MARTEN TRANSPORT L##|XSTM|NATIONAL FINANCIAL SERVICES LLC|11484
MRTN|MARTEN TRANSPORT L##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4691
MRTX|MIRATI THERAPEUTICS,|APCC|Apex Clearing Corporation|8270
MRTX|MIRATI THERAPEUTICS,|BATM|CBOE TRADING, INC.|2033
MRTX|MIRATI THERAPEUTICS,|BAYC|BAY CREST PARTNERS, LLC|1648
MRTX|MIRATI THERAPEUTICS,|BAYT|BTIG, LLC|900
MRTX|MIRATI THERAPEUTICS,|BERN|Sanford C. Bernstein & Co., LLC|138563
MRTX|MIRATI THERAPEUTICS,|BIDS|BIDS TRADING L.P.|6200
MRTX|MIRATI THERAPEUTICS,|BIMI|Banca IMI Securities Corp.|377
MRTX|MIRATI THERAPEUTICS,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44095
MRTX|MIRATI THERAPEUTICS,|BLKX|INSTINET, LLC|55700
MRTX|MIRATI THERAPEUTICS,|BMOC|BMO Capital Markets Corp.|1366
MRTX|MIRATI THERAPEUTICS,|BNPX|BNP PARIBAS SECURITIES CORP.|4765
MRTX|MIRATI THERAPEUTICS,|BTIG|BTIG, LLC|23789
MRTX|MIRATI THERAPEUTICS,|BYXM|CBOE TRADING, INC.|4422
MRTX|MIRATI THERAPEUTICS,|CANT|Cantor Fitzgerald & Co.|29
MRTX|MIRATI THERAPEUTICS,|CBLC|CITIGROUP GLOBAL MARKETS INC.|10200
MRTX|MIRATI THERAPEUTICS,|CHAS|Charles Schwab & Co., Inc.|5830
MRTX|MIRATI THERAPEUTICS,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45703
MRTX|MIRATI THERAPEUTICS,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|54295
MRTX|MIRATI THERAPEUTICS,|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
MRTX|MIRATI THERAPEUTICS,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|232117
MRTX|MIRATI THERAPEUTICS,|CTDL|Citadel Derivatives Group Llc|21252
MRTX|MIRATI THERAPEUTICS,|CTLR|CUTLER GROUP, LP|1706
MRTX|MIRATI THERAPEUTICS,|CXCX|CITIGROUP GLOBAL MARKETS INC.|109620
MRTX|MIRATI THERAPEUTICS,|DBAB|Deutsche Bank Securities Inc.|445483
MRTX|MIRATI THERAPEUTICS,|DBAX|Deutsche Bank Securities Inc.|246000
MRTX|MIRATI THERAPEUTICS,|DBUL|Deutsche Bank Securities Inc.|6941
MRTX|MIRATI THERAPEUTICS,|DEAN|MORGAN STANLEY|6956
MRTX|MIRATI THERAPEUTICS,|DEGS|RONIN PROFESSIONAL LLC|33679
MRTX|MIRATI THERAPEUTICS,|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12911
MRTX|MIRATI THERAPEUTICS,|EBXL|EBX LLC|149400
MRTX|MIRATI THERAPEUTICS,|ECUT|CONVERGEX EXECUTION SOLUTIONS|5637
MRTX|MIRATI THERAPEUTICS,|EDJO|Edward D. Jones & Co., L.P.|184
MRTX|MIRATI THERAPEUTICS,|EGAM|CBOE TRADING, INC.|14375
MRTX|MIRATI THERAPEUTICS,|EGAW|CBOE TRADING, INC.|50
MRTX|MIRATI THERAPEUTICS,|EGMT|EG MARKET TECHNOLOGIES LLC|3230
MRTX|MIRATI THERAPEUTICS,|EGXM|CBOE TRADING, INC.|2039
MRTX|MIRATI THERAPEUTICS,|EGXW|CBOE TRADING, INC.|200
MRTX|MIRATI THERAPEUTICS,|ETBE|Electronic Transaction Clearing, Inc.|35668
MRTX|MIRATI THERAPEUTICS,|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
MRTX|MIRATI THERAPEUTICS,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45444
MRTX|MIRATI THERAPEUTICS,|ETRS|E*Trade Securities LLC|151386
MRTX|MIRATI THERAPEUTICS,|FBCO|Credit Suisse Securities (USA) LLC|396527
MRTX|MIRATI THERAPEUTICS,|FILL|Tradestation Securities, Inc.|9926
MRTX|MIRATI THERAPEUTICS,|FMAF|NBCN Inc./ CDS|2014
MRTX|MIRATI THERAPEUTICS,|FOMA|TD AMERITRADE CLEARING, INC.|216941
MRTX|MIRATI THERAPEUTICS,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6414
MRTX|MIRATI THERAPEUTICS,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60224
MRTX|MIRATI THERAPEUTICS,|FTBR|Foliofn Investments, Inc.|6097
MRTX|MIRATI THERAPEUTICS,|GEBB|GLOBAL EXECUTION BROKERS, LP|33049
MRTX|MIRATI THERAPEUTICS,|GLIS|TD Securities Inc|43
MRTX|MIRATI THERAPEUTICS,|GLPX|ACS EXECUTION SERVICES, LLC|13198
MRTX|MIRATI THERAPEUTICS,|GSCO|GOLDMAN SACHS & CO. LLC|1165835
MRTX|MIRATI THERAPEUTICS,|GSCS|GOLDMAN SACHS & CO. LLC|36600
MRTX|MIRATI THERAPEUTICS,|GSLT|GOLDMAN SACHS & CO. LLC|10601
MRTX|MIRATI THERAPEUTICS,|GTSZ|GTS SECURITIES LLC|20883
MRTX|MIRATI THERAPEUTICS,|HAPX|HAP Trading, LLC|300
MRTX|MIRATI THERAPEUTICS,|HRBF|American Enterprise Investment Services Inc.|3415
MRTX|MIRATI THERAPEUTICS,|HSBC|HSBC Securities, Inc.|200
MRTX|MIRATI THERAPEUTICS,|IATS|INTERACTIVE BROKERS LLC|3447
MRTX|MIRATI THERAPEUTICS,|IBKR|Interactive Brokers Llc|150461
MRTX|MIRATI THERAPEUTICS,|ICBX|INSTINET, LLC|27800
MRTX|MIRATI THERAPEUTICS,|IEQY|CITADEL SECURITIES LLC|48156
MRTX|MIRATI THERAPEUTICS,|INCA|INSTINET, LLC|197363
MRTX|MIRATI THERAPEUTICS,|INJX|INSTINET, LLC|98274
MRTX|MIRATI THERAPEUTICS,|ITGI|ITG Inc.|193691
MRTX|MIRATI THERAPEUTICS,|ITGP|ITG INC.|388000
MRTX|MIRATI THERAPEUTICS,|JANY|Janney Montgomery Scott Inc.|200
MRTX|MIRATI THERAPEUTICS,|JEFF|JEFFERIES LLC|129992
MRTX|MIRATI THERAPEUTICS,|JMPT|JUMP TRADING, LLC|54168
MRTX|MIRATI THERAPEUTICS,|JONE|JonesTrading|560
MRTX|MIRATI THERAPEUTICS,|JPBX|J.P. MORGAN SECURITIES LLC|13502
MRTX|MIRATI THERAPEUTICS,|JPMX|J.P. Morgan Securities LLC|455057
MRTX|MIRATI THERAPEUTICS,|JSJX|JANE STREET CAPITAL LLC|15995
MRTX|MIRATI THERAPEUTICS,|KCGM|VIRTU Americas LLC|57735
MRTX|MIRATI THERAPEUTICS,|LAFC|R. F. Lafferty & Co., Inc.|450
MRTX|MIRATI THERAPEUTICS,|LEER|LEERINK PARTNERS LLC|16197
MRTX|MIRATI THERAPEUTICS,|LEHM|Barclays Capital Inc./Le|735731
MRTX|MIRATI THERAPEUTICS,|LIME|Lime Brokerage LLC|185784
MRTX|MIRATI THERAPEUTICS,|LMGP|LIME BROKERAGE LLC|11353
MRTX|MIRATI THERAPEUTICS,|LOOP|Loop Capital Markets LLC|2701
MRTX|MIRATI THERAPEUTICS,|LQNA|LIQUIDNET, INC.|28200
MRTX|MIRATI THERAPEUTICS,|LQNB|LIQUIDNET, INC.|6200
MRTX|MIRATI THERAPEUTICS,|LSCI|Lek Securities Corporation|1725
MRTX|MIRATI THERAPEUTICS,|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4208
MRTX|MIRATI THERAPEUTICS,|MACQ|Macquarie Capital (USA) Inc.|1686
MRTX|MIRATI THERAPEUTICS,|MAXM|Maxim Group LLC|10204
MRTX|MIRATI THERAPEUTICS,|MBTS|ALLY INVEST SECURITIES LLC|1018
MRTX|MIRATI THERAPEUTICS,|MKMP|MKM Partners LLC|2200
MRTX|MIRATI THERAPEUTICS,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|164214
MRTX|MIRATI THERAPEUTICS,|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|480
MRTX|MIRATI THERAPEUTICS,|MSCO|MORGAN STANLEY & CO. LLC|1976339
MRTX|MIRATI THERAPEUTICS,|MSPL|MORGAN STANLEY & CO. LLC|189200
MRTX|MIRATI THERAPEUTICS,|MSTX|MORGAN STANLEY & CO. LLC|78600
MRTX|MIRATI THERAPEUTICS,|NFSC|National Financial Services LLC|151280
MRTX|MIRATI THERAPEUTICS,|NITE|VIRTU Americas LLC|565634
MRTX|MIRATI THERAPEUTICS,|NITP|VIRTU Americas LLC|11933
MRTX|MIRATI THERAPEUTICS,|NQRB|Brut, LLC|9350
MRTX|MIRATI THERAPEUTICS,|OPCO|Oppenheimer & Co. Inc.|190
MRTX|MIRATI THERAPEUTICS,|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1310
MRTX|MIRATI THERAPEUTICS,|PCPT|PHILLIP CAPITAL INC.|105
MRTX|MIRATI THERAPEUTICS,|PDQM|CODA MARKETS, INC.|62478
MRTX|MIRATI THERAPEUTICS,|PHLY|NASDAQ Execution Services, LLC|400
MRTX|MIRATI THERAPEUTICS,|PWJC|UBS Financial Services, Inc.|600
MRTX|MIRATI THERAPEUTICS,|RAJA|Raymond James & Associates, Inc.|5886
MRTX|MIRATI THERAPEUTICS,|RBCM|RBC CAPITAL MARKETS, LLC|8306
MRTX|MIRATI THERAPEUTICS,|RGLD|Regal Securities, Inc|38
MRTX|MIRATI THERAPEUTICS,|SAGL|SAGETRADER, LLC|3804
MRTX|MIRATI THERAPEUTICS,|SBSH|Citigroup Global Markets Inc.|197355
MRTX|MIRATI THERAPEUTICS,|SGMT|GOLDMAN SACHS & CO. LLC|87796
MRTX|MIRATI THERAPEUTICS,|SPDR|SPEEDROUTE LLC|20247
MRTX|MIRATI THERAPEUTICS,|SPTD|MINT GLOBAL MARKETS, INC.|1407
MRTX|MIRATI THERAPEUTICS,|STFL|Stifel, Nicolaus & Company, Incorporated|283
MRTX|MIRATI THERAPEUTICS,|SWIM|TD Ameritrade, Inc.|80212
MRTX|MIRATI THERAPEUTICS,|SWST|Hilltop Securities Inc.|200
MRTX|MIRATI THERAPEUTICS,|TKNG|ALLY INVEST SECURITIES LLC|880
MRTX|MIRATI THERAPEUTICS,|TRBT|Tradebot Systems, Inc.|41799
MRTX|MIRATI THERAPEUTICS,|TRCM|TRC MARKETS LLC|73237
MRTX|MIRATI THERAPEUTICS,|TWTT|TASTYWORKS, INC.|109
MRTX|MIRATI THERAPEUTICS,|UBSA|UBS SECURITIES LLC|608921
MRTX|MIRATI THERAPEUTICS,|UBSS|UBS Securities LLC|1585010
MRTX|MIRATI THERAPEUTICS,|VALX|VIRTU AMERICAS LLC|25843
MRTX|MIRATI THERAPEUTICS,|VGRD|Vanguard Marketing Corporation|8749
MRTX|MIRATI THERAPEUTICS,|WABR|Wall Street Access|5080
MRTX|MIRATI THERAPEUTICS,|WAIN|H.C. Wainwright & Co., Inc.|500
MRTX|MIRATI THERAPEUTICS,|WBLR|WILLIAM BLAIR|100
MRTX|MIRATI THERAPEUTICS,|WBPX|SUMMIT SECURITIES GROUP, LLC|434
MRTX|MIRATI THERAPEUTICS,|WCHV|WELLS FARGO SECURITIES, LLC|56181
MRTX|MIRATI THERAPEUTICS,|WDNX|WEEDEN & CO.L.P.|672
MRTX|MIRATI THERAPEUTICS,|WEDB|WEDBUSH SECURITIES INC.|4645
MRTX|MIRATI THERAPEUTICS,|WEED|Weeden & Co.L.P.|510
MRTX|MIRATI THERAPEUTICS,|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2283
MRTX|MIRATI THERAPEUTICS,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2340
MRTX|MIRATI THERAPEUTICS,|WFPB|Wells Fargo Securities, LLC.|2000
MRTX|MIRATI THERAPEUTICS,|WGIF|CIBC World Markets Inc.|162
MRTX|MIRATI THERAPEUTICS,|WSEA|WOLVERINE SECURITIES, LLC|748
MRTX|MIRATI THERAPEUTICS,|XIST|INSTINET, LLC|37000
MRTX|MIRATI THERAPEUTICS,|XSTM|NATIONAL FINANCIAL SERVICES LLC|26536
MRTX|MIRATI THERAPEUTICS,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1091
MRUS|MERUS N.V. CS|ALTX|Alternet Securities Inc.|300
MRUS|MERUS N.V. CS|APCC|Apex Clearing Corporation|5
MRUS|MERUS N.V. CS|BATM|CBOE TRADING, INC.|438
MRUS|MERUS N.V. CS|BERN|Sanford C. Bernstein & Co., LLC|3541
MRUS|MERUS N.V. CS|BTIG|BTIG, LLC|2643655
MRUS|MERUS N.V. CS|BYXM|CBOE TRADING, INC.|200
MRUS|MERUS N.V. CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|746
MRUS|MERUS N.V. CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2740
MRUS|MERUS N.V. CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|878
MRUS|MERUS N.V. CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11486
MRUS|MERUS N.V. CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MRUS|MERUS N.V. CS|DBAB|Deutsche Bank Securities Inc.|16966
MRUS|MERUS N.V. CS|DBAX|Deutsche Bank Securities Inc.|13300
MRUS|MERUS N.V. CS|DEAN|MORGAN STANLEY|3035
MRUS|MERUS N.V. CS|DEGS|RONIN PROFESSIONAL LLC|16646
MRUS|MERUS N.V. CS|EBXL|EBX LLC|5400
MRUS|MERUS N.V. CS|EGAM|CBOE TRADING, INC.|111
MRUS|MERUS N.V. CS|EGXM|CBOE TRADING, INC.|100
MRUS|MERUS N.V. CS|ETBE|Electronic Transaction Clearing, Inc.|100
MRUS|MERUS N.V. CS|ETRS|E*Trade Securities LLC|3528
MRUS|MERUS N.V. CS|FBCO|Credit Suisse Securities (USA) LLC|13558
MRUS|MERUS N.V. CS|FOMA|TD AMERITRADE CLEARING, INC.|15388
MRUS|MERUS N.V. CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12104
MRUS|MERUS N.V. CS|FTBR|Foliofn Investments, Inc.|18
MRUS|MERUS N.V. CS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
MRUS|MERUS N.V. CS|GLPX|ACS EXECUTION SERVICES, LLC|2954
MRUS|MERUS N.V. CS|GSCO|GOLDMAN SACHS & CO. LLC|26822
MRUS|MERUS N.V. CS|GTSZ|GTS SECURITIES LLC|21728
MRUS|MERUS N.V. CS|HSBC|HSBC Securities, Inc.|10302
MRUS|MERUS N.V. CS|IATS|INTERACTIVE BROKERS LLC|4513
MRUS|MERUS N.V. CS|IBKR|Interactive Brokers Llc|13614
MRUS|MERUS N.V. CS|ICBX|INSTINET, LLC|1000
MRUS|MERUS N.V. CS|INCA|INSTINET, LLC|24764
MRUS|MERUS N.V. CS|INJX|INSTINET, LLC|29820
MRUS|MERUS N.V. CS|ITGI|ITG Inc.|727
MRUS|MERUS N.V. CS|ITGP|ITG INC.|3000
MRUS|MERUS N.V. CS|JEFF|JEFFERIES LLC|5195
MRUS|MERUS N.V. CS|JPMX|J.P. Morgan Securities LLC|39416
MRUS|MERUS N.V. CS|KCGM|VIRTU Americas LLC|3867
MRUS|MERUS N.V. CS|LEHM|Barclays Capital Inc./Le|9287
MRUS|MERUS N.V. CS|LIME|Lime Brokerage LLC|11783
MRUS|MERUS N.V. CS|MAXM|Maxim Group LLC|2841
MRUS|MERUS N.V. CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43444
MRUS|MERUS N.V. CS|MOTF|MOTIF INVESTING, INC.|4
MRUS|MERUS N.V. CS|MSCO|MORGAN STANLEY & CO. LLC|62915
MRUS|MERUS N.V. CS|MSPL|MORGAN STANLEY & CO. LLC|13200
MRUS|MERUS N.V. CS|NFSC|National Financial Services LLC|29962
MRUS|MERUS N.V. CS|NITE|VIRTU Americas LLC|68971
MRUS|MERUS N.V. CS|NITP|VIRTU Americas LLC|401
MRUS|MERUS N.V. CS|NQRB|Brut, LLC|200
MRUS|MERUS N.V. CS|PDQM|CODA MARKETS, INC.|8068
MRUS|MERUS N.V. CS|PWJC|UBS Financial Services, Inc.|3200
MRUS|MERUS N.V. CS|SAGL|SAGETRADER, LLC|100
MRUS|MERUS N.V. CS|SBSH|Citigroup Global Markets Inc.|141
MRUS|MERUS N.V. CS|SGMT|GOLDMAN SACHS & CO. LLC|5291
MRUS|MERUS N.V. CS|SPDR|SPEEDROUTE LLC|3562
MRUS|MERUS N.V. CS|SPTD|MINT GLOBAL MARKETS, INC.|5400
MRUS|MERUS N.V. CS|SWIM|TD Ameritrade, Inc.|9582
MRUS|MERUS N.V. CS|TKNG|ALLY INVEST SECURITIES LLC|50
MRUS|MERUS N.V. CS|TRBT|Tradebot Systems, Inc.|998
MRUS|MERUS N.V. CS|TRCM|TRC MARKETS LLC|412
MRUS|MERUS N.V. CS|UBSA|UBS SECURITIES LLC|19463
MRUS|MERUS N.V. CS|UBSS|UBS Securities LLC|34573
MRUS|MERUS N.V. CS|VALX|VIRTU AMERICAS LLC|3950
MRUS|MERUS N.V. CS|VGRD|Vanguard Marketing Corporation|400
MRUS|MERUS N.V. CS|WCHV|WELLS FARGO SECURITIES, LLC|100
MRUS|MERUS N.V. CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|50
MRUS|MERUS N.V. CS|WGIF|CIBC World Markets Inc.|950
MRUS|MERUS N.V. CS|WSEA|WOLVERINE SECURITIES, LLC|52
MRUS|MERUS N.V. CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|17700
MRUS|MERUS N.V. CS|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
MRUS|MERUS N.V. CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
MRVL|MARVELL TECH GROUP|ABLE|NATIXIS Securities Americas LLC|519844
MRVL|MARVELL TECH GROUP|ADAM|CANACCORD GENUITY INC.|140532
MRVL|MARVELL TECH GROUP|AGIS|Aegis Capital Corp.|1000
MRVL|MARVELL TECH GROUP|ALFA|ALPHA TRADING L.P.|472269
MRVL|MARVELL TECH GROUP|ALLN|Allen & Company LLC|30000
MRVL|MARVELL TECH GROUP|ALTX|Alternet Securities Inc.|44443
MRVL|MARVELL TECH GROUP|APCC|Apex Clearing Corporation|17079
MRVL|MARVELL TECH GROUP|AQUA|AQUA SECURITIES L.P.|38000
MRVL|MARVELL TECH GROUP|BANK|Primevest Financial Services, Inc.|42
MRVL|MARVELL TECH GROUP|BARD|Robert W. Baird & Co. Incorporated|47930
MRVL|MARVELL TECH GROUP|BATM|CBOE TRADING, INC.|10468
MRVL|MARVELL TECH GROUP|BAYC|BAY CREST PARTNERS, LLC|206464
MRVL|MARVELL TECH GROUP|BAYT|BTIG, LLC|6856
MRVL|MARVELL TECH GROUP|BBNT|BB&T SECURITIES, LLC|5677
MRVL|MARVELL TECH GROUP|BERN|Sanford C. Bernstein & Co., LLC|606677
MRVL|MARVELL TECH GROUP|BIDS|BIDS TRADING L.P.|12100
MRVL|MARVELL TECH GROUP|BIMI|Banca IMI Securities Corp.|160
MRVL|MARVELL TECH GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54385
MRVL|MARVELL TECH GROUP|BLKX|INSTINET, LLC|368200
MRVL|MARVELL TECH GROUP|BMOC|BMO Capital Markets Corp.|9170
MRVL|MARVELL TECH GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|126803
MRVL|MARVELL TECH GROUP|BRGE|Newbridge Securities Corp.|7302
MRVL|MARVELL TECH GROUP|BTIG|BTIG, LLC|1033284
MRVL|MARVELL TECH GROUP|BYXM|CBOE TRADING, INC.|17552
MRVL|MARVELL TECH GROUP|BZYD|GOLDMAN SACHS & CO. LLC|4700
MRVL|MARVELL TECH GROUP|CANT|Cantor Fitzgerald & Co.|494506
MRVL|MARVELL TECH GROUP|CBLC|CITIGROUP GLOBAL MARKETS INC.|75800
MRVL|MARVELL TECH GROUP|CHAS|Charles Schwab & Co., Inc.|16562
MRVL|MARVELL TECH GROUP|CHLC|CHURCHILL CAPITAL USA, INC.|66028
MRVL|MARVELL TECH GROUP|CHLM|Craig-Hallum Capital Group LLC|24900
MRVL|MARVELL TECH GROUP|CIST|Capital Institutional Services, Inc.|24120
MRVL|MARVELL TECH GROUP|CLSA|CLSA AMERICAS, LLC|139223
MRVL|MARVELL TECH GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2099519
MRVL|MARVELL TECH GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8069
MRVL|MARVELL TECH GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|176388
MRVL|MARVELL TECH GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4087357
MRVL|MARVELL TECH GROUP|CTDL|Citadel Derivatives Group Llc|124496
MRVL|MARVELL TECH GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|704398
MRVL|MARVELL TECH GROUP|DADA|D.A. Davidson & Co.|74
MRVL|MARVELL TECH GROUP|DBAB|Deutsche Bank Securities Inc.|4496777
MRVL|MARVELL TECH GROUP|DBAX|Deutsche Bank Securities Inc.|2883600
MRVL|MARVELL TECH GROUP|DBUL|Deutsche Bank Securities Inc.|36461
MRVL|MARVELL TECH GROUP|DCHF|Dart Executions, LLC|74447
MRVL|MARVELL TECH GROUP|DEAN|MORGAN STANLEY|500
MRVL|MARVELL TECH GROUP|DEGS|RONIN PROFESSIONAL LLC|39927
MRVL|MARVELL TECH GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|114831
MRVL|MARVELL TECH GROUP|DRWK|DRW SECURITIES, L.L.C.|154217
MRVL|MARVELL TECH GROUP|EBXL|EBX LLC|2170500
MRVL|MARVELL TECH GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|74616
MRVL|MARVELL TECH GROUP|EDJO|Edward D. Jones & Co., L.P.|1288
MRVL|MARVELL TECH GROUP|EGAM|CBOE TRADING, INC.|69257
MRVL|MARVELL TECH GROUP|EGAW|CBOE TRADING, INC.|565
MRVL|MARVELL TECH GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|583
MRVL|MARVELL TECH GROUP|EGXM|CBOE TRADING, INC.|24141
MRVL|MARVELL TECH GROUP|EGXW|CBOE TRADING, INC.|1473
MRVL|MARVELL TECH GROUP|ELEV|ELEVATION, LLC|174056
MRVL|MARVELL TECH GROUP|ESPO|ESPOSITO SECURITIES, LLC|1680
MRVL|MARVELL TECH GROUP|ETBE|Electronic Transaction Clearing, Inc.|275333
MRVL|MARVELL TECH GROUP|ETCC|Electronic Transaction Clearing, Inc.|5236
MRVL|MARVELL TECH GROUP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|19586
MRVL|MARVELL TECH GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|58854
MRVL|MARVELL TECH GROUP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|562
MRVL|MARVELL TECH GROUP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4571
MRVL|MARVELL TECH GROUP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2250
MRVL|MARVELL TECH GROUP|ETRS|E*Trade Securities LLC|1662538
MRVL|MARVELL TECH GROUP|FBCO|Credit Suisse Securities (USA) LLC|3817802
MRVL|MARVELL TECH GROUP|FBRC|B. RILEY FBR, INC.|274721
MRVL|MARVELL TECH GROUP|FBSB|U.S. Bancorp Investments, Inc.|100
MRVL|MARVELL TECH GROUP|FIDT|Fidelity Clearing Canada ULC./ CDS|72
MRVL|MARVELL TECH GROUP|FILL|Tradestation Securities, Inc.|94588
MRVL|MARVELL TECH GROUP|FMAF|NBCN Inc./ CDS|619
MRVL|MARVELL TECH GROUP|FOMA|TD AMERITRADE CLEARING, INC.|1901928
MRVL|MARVELL TECH GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12279
MRVL|MARVELL TECH GROUP|FQLS|Quantlab Securities LP|1673593
MRVL|MARVELL TECH GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|664745
MRVL|MARVELL TECH GROUP|FTBR|Foliofn Investments, Inc.|1370
MRVL|MARVELL TECH GROUP|GARC|ICAP Corporates LLC|1675290
MRVL|MARVELL TECH GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|183081
MRVL|MARVELL TECH GROUP|GLPX|ACS EXECUTION SERVICES, LLC|295594
MRVL|MARVELL TECH GROUP|GSCO|GOLDMAN SACHS & CO. LLC|14914217
MRVL|MARVELL TECH GROUP|GSCS|GOLDMAN SACHS & CO. LLC|588963
MRVL|MARVELL TECH GROUP|GSLT|GOLDMAN SACHS & CO. LLC|74529
MRVL|MARVELL TECH GROUP|GTSZ|GTS SECURITIES LLC|421308
MRVL|MARVELL TECH GROUP|GUGS|Guggenheim Securities, LLC|1000
MRVL|MARVELL TECH GROUP|HASF|Haywood Securities Inc./CDS|756
MRVL|MARVELL TECH GROUP|HRBF|American Enterprise Investment Services Inc.|41279
MRVL|MARVELL TECH GROUP|HSBC|HSBC Securities, Inc.|419211
MRVL|MARVELL TECH GROUP|IATS|INTERACTIVE BROKERS LLC|70844
MRVL|MARVELL TECH GROUP|IBKR|Interactive Brokers Llc|615390
MRVL|MARVELL TECH GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2818
MRVL|MARVELL TECH GROUP|ICBX|INSTINET, LLC|856742
MRVL|MARVELL TECH GROUP|INCA|INSTINET, LLC|4562818
MRVL|MARVELL TECH GROUP|INJX|INSTINET, LLC|268702
MRVL|MARVELL TECH GROUP|ITGI|ITG Inc.|327950
MRVL|MARVELL TECH GROUP|ITGP|ITG INC.|1072600
MRVL|MARVELL TECH GROUP|JANY|Janney Montgomery Scott Inc.|7519
MRVL|MARVELL TECH GROUP|JEFF|JEFFERIES LLC|2421708
MRVL|MARVELL TECH GROUP|JMPT|JUMP TRADING, LLC|670156
MRVL|MARVELL TECH GROUP|JONE|JonesTrading|90095
MRVL|MARVELL TECH GROUP|JPBX|J.P. MORGAN SECURITIES LLC|600565
MRVL|MARVELL TECH GROUP|JPMX|J.P. Morgan Securities LLC|4955322
MRVL|MARVELL TECH GROUP|JSJX|JANE STREET CAPITAL LLC|41590
MRVL|MARVELL TECH GROUP|KCGM|VIRTU Americas LLC|531209
MRVL|MARVELL TECH GROUP|KEYB|KEYBANC CAPITAL MARKETS INC.|225000
MRVL|MARVELL TECH GROUP|LEHM|Barclays Capital Inc./Le|20560251
MRVL|MARVELL TECH GROUP|LGNT|COR CLEARING LLC|2
MRVL|MARVELL TECH GROUP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2610
MRVL|MARVELL TECH GROUP|LIME|Lime Brokerage LLC|746173
MRVL|MARVELL TECH GROUP|LMGP|LIME BROKERAGE LLC|17666
MRVL|MARVELL TECH GROUP|LMNX|LUMINEX TRADING & ANALYTICS LLC|1240024
MRVL|MARVELL TECH GROUP|LOOP|Loop Capital Markets LLC|10768
MRVL|MARVELL TECH GROUP|LQNA|LIQUIDNET, INC.|400600
MRVL|MARVELL TECH GROUP|LQNB|LIQUIDNET, INC.|13384
MRVL|MARVELL TECH GROUP|LSCI|Lek Securities Corporation|639
MRVL|MARVELL TECH GROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
MRVL|MARVELL TECH GROUP|MACQ|Macquarie Capital (USA) Inc.|2237
MRVL|MARVELL TECH GROUP|MAGM|TOR BROKERAGE LLC|5600
MRVL|MARVELL TECH GROUP|MAXM|Maxim Group LLC|44145
MRVL|MARVELL TECH GROUP|MBTS|ALLY INVEST SECURITIES LLC|87681
MRVL|MARVELL TECH GROUP|MKMP|MKM Partners LLC|550026
MRVL|MARVELL TECH GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1839350
MRVL|MARVELL TECH GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
MRVL|MARVELL TECH GROUP|MOTF|MOTIF INVESTING, INC.|16
MRVL|MARVELL TECH GROUP|MPSG|E D & F Man Capital Markets Inc.|135
MRVL|MARVELL TECH GROUP|MSCO|MORGAN STANLEY & CO. LLC|15986225
MRVL|MARVELL TECH GROUP|MSPL|MORGAN STANLEY & CO. LLC|2985100
MRVL|MARVELL TECH GROUP|MSTX|MORGAN STANLEY & CO. LLC|1481700
MRVL|MARVELL TECH GROUP|MZHO|Mizuho Securities USA LLC|322691
MRVL|MARVELL TECH GROUP|NATL|National Securities Corporation|7400
MRVL|MARVELL TECH GROUP|NFSC|National Financial Services LLC|1721345
MRVL|MARVELL TECH GROUP|NITE|VIRTU Americas LLC|5109138
MRVL|MARVELL TECH GROUP|NITP|VIRTU Americas LLC|124209
MRVL|MARVELL TECH GROUP|NMRA|Nomura Securities International, Inc.|5200
MRVL|MARVELL TECH GROUP|NQRB|Brut, LLC|348108
MRVL|MARVELL TECH GROUP|NTFN|Network 1 Financial Securities Inc.|800
MRVL|MARVELL TECH GROUP|OHOS|TWO SIGMA SECURITIES, LLC|234756
MRVL|MARVELL TECH GROUP|OPCO|Oppenheimer & Co. Inc.|776824
MRVL|MARVELL TECH GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|14421
MRVL|MARVELL TECH GROUP|PCFF|Pacific International Securities Inc./CDS|515
MRVL|MARVELL TECH GROUP|PDQM|CODA MARKETS, INC.|230666
MRVL|MARVELL TECH GROUP|PHLY|NASDAQ Execution Services, LLC|30800
MRVL|MARVELL TECH GROUP|PIPR|Piper Jaffray & Co.|1344708
MRVL|MARVELL TECH GROUP|PWJC|UBS Financial Services, Inc.|18400
MRVL|MARVELL TECH GROUP|RAAA|RICHARD JAMES & ASSOCIATES, INC.|40135
MRVL|MARVELL TECH GROUP|RAJA|Raymond James & Associates, Inc.|54894
MRVL|MARVELL TECH GROUP|RBCM|RBC CAPITAL MARKETS, LLC|47933
MRVL|MARVELL TECH GROUP|RGLD|Regal Securities, Inc|1835
MRVL|MARVELL TECH GROUP|RHCO|Suntrust Robinson Humphrey, Inc.|2507167
MRVL|MARVELL TECH GROUP|RILY|B. RILEY FBR, INC.|144933
MRVL|MARVELL TECH GROUP|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|127800
MRVL|MARVELL TECH GROUP|SAGL|SAGETRADER, LLC|47025
MRVL|MARVELL TECH GROUP|SAGW|SAGETRADER, LLC|463
MRVL|MARVELL TECH GROUP|SALI|INTL FCSTONE FINANCIAL INC.|36
MRVL|MARVELL TECH GROUP|SALW|SW FINANCIAL|200
MRVL|MARVELL TECH GROUP|SBSH|Citigroup Global Markets Inc.|4592811
MRVL|MARVELL TECH GROUP|SGMT|GOLDMAN SACHS & CO. LLC|1897172
MRVL|MARVELL TECH GROUP|SPDR|SPEEDROUTE LLC|77264
MRVL|MARVELL TECH GROUP|SPHN|Stephens Inc.|76100
MRVL|MARVELL TECH GROUP|SPNT|SEVEN POINTS CAPITAL, LLC|4800
MRVL|MARVELL TECH GROUP|SPTD|MINT GLOBAL MARKETS, INC.|100
MRVL|MARVELL TECH GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|276050
MRVL|MARVELL TECH GROUP|STKP|STOCKPILE INVESTMENTS, INC.|1530
MRVL|MARVELL TECH GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|168
MRVL|MARVELL TECH GROUP|SWIM|TD Ameritrade, Inc.|791304
MRVL|MARVELL TECH GROUP|SWST|Hilltop Securities Inc.|20145
MRVL|MARVELL TECH GROUP|TAGC|TELSEY ADVISORY GROUP LLC|12859
MRVL|MARVELL TECH GROUP|TKNG|ALLY INVEST SECURITIES LLC|29838
MRVL|MARVELL TECH GROUP|TMBR|Timber Hill LLC|4765
MRVL|MARVELL TECH GROUP|TOUR|TOURMALINE PARTNERS, LLC|700
MRVL|MARVELL TECH GROUP|TRBT|Tradebot Systems, Inc.|2582778
MRVL|MARVELL TECH GROUP|TRCM|TRC MARKETS LLC|1771949
MRVL|MARVELL TECH GROUP|TWTT|TASTYWORKS, INC.|2012
MRVL|MARVELL TECH GROUP|UBSA|UBS SECURITIES LLC|6527095
MRVL|MARVELL TECH GROUP|UBSS|UBS Securities LLC|10808454
MRVL|MARVELL TECH GROUP|UFPA|UNITED FIRST PARTNERS LLC|248051
MRVL|MARVELL TECH GROUP|VALX|VIRTU AMERICAS LLC|209424
MRVL|MARVELL TECH GROUP|VGRD|Vanguard Marketing Corporation|77212
MRVL|MARVELL TECH GROUP|VIEW|VIEWTRADE SECURITIES LLC|50
MRVL|MARVELL TECH GROUP|VSIN|Vision Financial Markets Llc|24
MRVL|MARVELL TECH GROUP|WABR|Wall Street Access|25628
MRVL|MARVELL TECH GROUP|WBLR|WILLIAM BLAIR|2303
MRVL|MARVELL TECH GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|6200
MRVL|MARVELL TECH GROUP|WCHV|WELLS FARGO SECURITIES, LLC|1089213
MRVL|MARVELL TECH GROUP|WDNX|WEEDEN & CO.L.P.|14030
MRVL|MARVELL TECH GROUP|WEDB|WEDBUSH SECURITIES INC.|12006
MRVL|MARVELL TECH GROUP|WEED|Weeden & Co.L.P.|1789
MRVL|MARVELL TECH GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|347259
MRVL|MARVELL TECH GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16373
MRVL|MARVELL TECH GROUP|WFPB|Wells Fargo Securities, LLC.|1168
MRVL|MARVELL TECH GROUP|WGIF|CIBC World Markets Inc.|225878
MRVL|MARVELL TECH GROUP|WSAG|WALL STREET ACCESS|16222
MRVL|MARVELL TECH GROUP|WSEA|WOLVERINE SECURITIES, LLC|87355
MRVL|MARVELL TECH GROUP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4500
MRVL|MARVELL TECH GROUP|XIST|INSTINET, LLC|252126
MRVL|MARVELL TECH GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|504330
MRVL|MARVELL TECH GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|5988
MRVL|MARVELL TECH GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12970
MS|MORGAN STANLEY|ABLE|NATIXIS Securities Americas LLC|499873
MS|MORGAN STANLEY|AGIS|Aegis Capital Corp.|11624
MS|MORGAN STANLEY|ALGR|Fred Alger & Company, Incorporated|23832
MS|MORGAN STANLEY|ALTX|Alternet Securities Inc.|66452
MS|MORGAN STANLEY|ANOS|ABEL/NOSER, L.L.C.|6800
MS|MORGAN STANLEY|APCC|Apex Clearing Corporation|55922
MS|MORGAN STANLEY|AQUA|AQUA SECURITIES L.P.|37600
MS|MORGAN STANLEY|BALE|M&T SECURITIES, INC.|516
MS|MORGAN STANLEY|BANK|Primevest Financial Services, Inc.|241
MS|MORGAN STANLEY|BARD|Robert W. Baird & Co. Incorporated|16440
MS|MORGAN STANLEY|BATM|CBOE TRADING, INC.|37349
MS|MORGAN STANLEY|BAYC|BAY CREST PARTNERS, LLC|59506
MS|MORGAN STANLEY|BAYT|BTIG, LLC|21135
MS|MORGAN STANLEY|BBNT|BB&T SECURITIES, LLC|1584
MS|MORGAN STANLEY|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|230
MS|MORGAN STANLEY|BERN|Sanford C. Bernstein & Co., LLC|1970415
MS|MORGAN STANLEY|BIDS|BIDS TRADING L.P.|267800
MS|MORGAN STANLEY|BIMI|Banca IMI Securities Corp.|1189
MS|MORGAN STANLEY|BKCM|BNY Mellon Capital Markets LLC|512
MS|MORGAN STANLEY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|116870
MS|MORGAN STANLEY|BLKX|INSTINET, LLC|985923
MS|MORGAN STANLEY|BMOC|BMO Capital Markets Corp.|280055
MS|MORGAN STANLEY|BNPX|BNP PARIBAS SECURITIES CORP.|733954
MS|MORGAN STANLEY|BTIG|BTIG, LLC|902057
MS|MORGAN STANLEY|BYXM|CBOE TRADING, INC.|14890
MS|MORGAN STANLEY|BZYD|GOLDMAN SACHS & CO. LLC|400
MS|MORGAN STANLEY|CABR|Cabrera Capital Markets, Inc.|175
MS|MORGAN STANLEY|CANT|Cantor Fitzgerald & Co.|10227
MS|MORGAN STANLEY|CBLC|CITIGROUP GLOBAL MARKETS INC.|631556
MS|MORGAN STANLEY|CBRA|Cobra Trading, Inc.|1600
MS|MORGAN STANLEY|CHAS|Charles Schwab & Co., Inc.|14786
MS|MORGAN STANLEY|CHBC|PENSERRA SECURITIES, LLC|4000
MS|MORGAN STANLEY|CHLM|Craig-Hallum Capital Group LLC|900
MS|MORGAN STANLEY|CIBP|CIBC World Markets Corp.|92502
MS|MORGAN STANLEY|CICF|Canaccord Genuity Corp.|6503
MS|MORGAN STANLEY|CIOI|CITIGROUP GLOBAL MARKETS INC|110000
MS|MORGAN STANLEY|CIST|Capital Institutional Services, Inc.|32509
MS|MORGAN STANLEY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1176705
MS|MORGAN STANLEY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10321
MS|MORGAN STANLEY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|62881
MS|MORGAN STANLEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3493887
MS|MORGAN STANLEY|CTDL|Citadel Derivatives Group Llc|41444
MS|MORGAN STANLEY|CTLR|CUTLER GROUP, LP|500
MS|MORGAN STANLEY|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|1150
MS|MORGAN STANLEY|CXCX|CITIGROUP GLOBAL MARKETS INC.|994868
MS|MORGAN STANLEY|DADA|D.A. Davidson & Co.|5286
MS|MORGAN STANLEY|DBAB|Deutsche Bank Securities Inc.|1661465
MS|MORGAN STANLEY|DBAX|Deutsche Bank Securities Inc.|3128600
MS|MORGAN STANLEY|DBUL|Deutsche Bank Securities Inc.|826
MS|MORGAN STANLEY|DCHF|Dart Executions, LLC|44898
MS|MORGAN STANLEY|DEAN|MORGAN STANLEY|82902
MS|MORGAN STANLEY|DEGS|RONIN PROFESSIONAL LLC|1300
MS|MORGAN STANLEY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27820
MS|MORGAN STANLEY|DRWK|DRW SECURITIES, L.L.C.|44506
MS|MORGAN STANLEY|EBXL|EBX LLC|2067100
MS|MORGAN STANLEY|ECUT|CONVERGEX EXECUTION SOLUTIONS|90889
MS|MORGAN STANLEY|EDJC|Edward Jones / CDS|203
MS|MORGAN STANLEY|EDJO|Edward D. Jones & Co., L.P.|52107
MS|MORGAN STANLEY|EGAM|CBOE TRADING, INC.|107374
MS|MORGAN STANLEY|EGAW|CBOE TRADING, INC.|617
MS|MORGAN STANLEY|EGMT|EG MARKET TECHNOLOGIES LLC|60
MS|MORGAN STANLEY|EGXM|CBOE TRADING, INC.|21519
MS|MORGAN STANLEY|EGXW|CBOE TRADING, INC.|191
MS|MORGAN STANLEY|ELEV|ELEVATION, LLC|27098
MS|MORGAN STANLEY|EROP|Eroom Securities L.L.C.|9660
MS|MORGAN STANLEY|ETBE|Electronic Transaction Clearing, Inc.|136968
MS|MORGAN STANLEY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
MS|MORGAN STANLEY|ETCC|Electronic Transaction Clearing, Inc.|967
MS|MORGAN STANLEY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7705
MS|MORGAN STANLEY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MS|MORGAN STANLEY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|11332
MS|MORGAN STANLEY|ETRS|E*Trade Securities LLC|1549742
MS|MORGAN STANLEY|FBRC|B. RILEY FBR, INC.|116200
MS|MORGAN STANLEY|FBSB|U.S. Bancorp Investments, Inc.|1436
MS|MORGAN STANLEY|FFSI|Firstrade Securities Inc.|700
MS|MORGAN STANLEY|FILL|Tradestation Securities, Inc.|43463
MS|MORGAN STANLEY|FINX|FINTECH SECURITIES|6077
MS|MORGAN STANLEY|FMAF|NBCN Inc./ CDS|22870
MS|MORGAN STANLEY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42681
MS|MORGAN STANLEY|FQLS|Quantlab Securities LP|2141932
MS|MORGAN STANLEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|417761
MS|MORGAN STANLEY|FTBR|Foliofn Investments, Inc.|15597
MS|MORGAN STANLEY|GBMT|GBM International, Inc.|8948
MS|MORGAN STANLEY|GEBB|GLOBAL EXECUTION BROKERS, LP|281710
MS|MORGAN STANLEY|GFIS|GFI Securities LLC|49601
MS|MORGAN STANLEY|GFRY|JUMP TRADING, LLC|220992
MS|MORGAN STANLEY|GLIS|TD Securities Inc|36087
MS|MORGAN STANLEY|GLPX|ACS EXECUTION SERVICES, LLC|128143
MS|MORGAN STANLEY|GSCO|GOLDMAN SACHS & CO. LLC|9362121
MS|MORGAN STANLEY|GSCS|GOLDMAN SACHS & CO. LLC|96781
MS|MORGAN STANLEY|GSLT|GOLDMAN SACHS & CO. LLC|74885
MS|MORGAN STANLEY|GTSY|GTS SECURITIES LLC|4000
MS|MORGAN STANLEY|GTSZ|GTS SECURITIES LLC|1268741
MS|MORGAN STANLEY|HAPX|HAP Trading, LLC|330
MS|MORGAN STANLEY|HCTA|Hardcastle Trading USA LLC|296556
MS|MORGAN STANLEY|HRBF|American Enterprise Investment Services Inc.|34862
MS|MORGAN STANLEY|HSBC|HSBC Securities, Inc.|165083
MS|MORGAN STANLEY|IATS|INTERACTIVE BROKERS LLC|90271
MS|MORGAN STANLEY|IBKR|Interactive Brokers Llc|200210
MS|MORGAN STANLEY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7317
MS|MORGAN STANLEY|ICBX|INSTINET, LLC|919670
MS|MORGAN STANLEY|IEQY|CITADEL SECURITIES LLC|662303
MS|MORGAN STANLEY|INCA|INSTINET, LLC|2788210
MS|MORGAN STANLEY|INJX|INSTINET, LLC|29842
MS|MORGAN STANLEY|INTL|INTL FCSTONE FINANCIAL INC.|314
MS|MORGAN STANLEY|ITGI|ITG Inc.|389051
MS|MORGAN STANLEY|ITGP|ITG INC.|1572400
MS|MORGAN STANLEY|JANY|Janney Montgomery Scott Inc.|18254
MS|MORGAN STANLEY|JEFF|JEFFERIES LLC|823729
MS|MORGAN STANLEY|JMPT|JUMP TRADING, LLC|612601
MS|MORGAN STANLEY|JPBX|J.P. MORGAN SECURITIES LLC|950305
MS|MORGAN STANLEY|JPMX|J.P. Morgan Securities LLC|3170464
MS|MORGAN STANLEY|JSEB|JANE STREET EXECUTION SERVICES, LLC|11232
MS|MORGAN STANLEY|JSJX|JANE STREET CAPITAL LLC|39999
MS|MORGAN STANLEY|JSSF|JMP Securities LLC|13700
MS|MORGAN STANLEY|JUTA|JUMP TRADING, LLC|34751
MS|MORGAN STANLEY|KBWI|Keefe, Bruyette & Woods, Inc.|137762
MS|MORGAN STANLEY|KCGM|VIRTU Americas LLC|513003
MS|MORGAN STANLEY|KCRD|PHX FINANCIAL, INC.|40
MS|MORGAN STANLEY|KRSH|Kershner Securities, LLC|1676
MS|MORGAN STANLEY|LEHM|Barclays Capital Inc./Le|7892951
MS|MORGAN STANLEY|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|320
MS|MORGAN STANLEY|LIME|Lime Brokerage LLC|401543
MS|MORGAN STANLEY|LIWK|LIME BROKERAGE LLC|9
MS|MORGAN STANLEY|LMNX|LUMINEX TRADING & ANALYTICS LLC|235800
MS|MORGAN STANLEY|LOOP|Loop Capital Markets LLC|240804
MS|MORGAN STANLEY|LQNA|LIQUIDNET, INC.|359000
MS|MORGAN STANLEY|LSCI|Lek Securities Corporation|261015
MS|MORGAN STANLEY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
MS|MORGAN STANLEY|MACC|Mid Atlantic Capital Corporation|4801
MS|MORGAN STANLEY|MACQ|Macquarie Capital (USA) Inc.|3062
MS|MORGAN STANLEY|MAXM|Maxim Group LLC|19785
MS|MORGAN STANLEY|MBTS|ALLY INVEST SECURITIES LLC|1621
MS|MORGAN STANLEY|MCMF|Raymond James Ltd. Cds|50326
MS|MORGAN STANLEY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1850740
MS|MORGAN STANLEY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9439
MS|MORGAN STANLEY|MOTF|MOTIF INVESTING, INC.|30
MS|MORGAN STANLEY|MPSG|E D & F Man Capital Markets Inc.|48122
MS|MORGAN STANLEY|MSCO|MORGAN STANLEY & CO. LLC|18144535
MS|MORGAN STANLEY|MULL|MARK J. MULLER EQUITIES, INC.|26013
MS|MORGAN STANLEY|MZHO|Mizuho Securities USA LLC|68000
MS|MORGAN STANLEY|NATL|National Securities Corporation|2680
MS|MORGAN STANLEY|NBCS|NBC Securities, INC.|500
MS|MORGAN STANLEY|NEUB|NEUBERGER BERMAN BD LLC|2037
MS|MORGAN STANLEY|NFSC|National Financial Services LLC|2358814
MS|MORGAN STANLEY|NITE|VIRTU Americas LLC|4777591
MS|MORGAN STANLEY|NITP|VIRTU Americas LLC|3305
MS|MORGAN STANLEY|NMRA|Nomura Securities International, Inc.|42800
MS|MORGAN STANLEY|NQRB|Brut, LLC|138165
MS|MORGAN STANLEY|NTBF|BMO Nesbitt Burns Inc./CDS|92190
MS|MORGAN STANLEY|NTRC|Northern Trust Securities, Inc.|4215
MS|MORGAN STANLEY|OHOS|TWO SIGMA SECURITIES, LLC|551200
MS|MORGAN STANLEY|ONEL|O'NEIL SECURITIES, INCORPORATED|10229
MS|MORGAN STANLEY|OPCO|Oppenheimer & Co. Inc.|58087
MS|MORGAN STANLEY|PASL|Pershing Advisor Solutions LLC|1270
MS|MORGAN STANLEY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|150
MS|MORGAN STANLEY|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1570
MS|MORGAN STANLEY|PCPT|PHILLIP CAPITAL INC.|5738
MS|MORGAN STANLEY|PDQM|CODA MARKETS, INC.|124741
MS|MORGAN STANLEY|PHLY|NASDAQ Execution Services, LLC|28726
MS|MORGAN STANLEY|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|200
MS|MORGAN STANLEY|PIPR|Piper Jaffray & Co.|3375
MS|MORGAN STANLEY|PREC|PRECISION SECURITIES, LLC|1000
MS|MORGAN STANLEY|PWJC|UBS Financial Services, Inc.|19229
MS|MORGAN STANLEY|QMSR|QUATTRO M SECURITIES INC.|4453
MS|MORGAN STANLEY|RBCM|RBC CAPITAL MARKETS, LLC|87939
MS|MORGAN STANLEY|RGLD|Regal Securities, Inc|1
MS|MORGAN STANLEY|RHCO|Suntrust Robinson Humphrey, Inc.|70678
MS|MORGAN STANLEY|ROTH|Roth Capital Partners, LLC|8200
MS|MORGAN STANLEY|SAGL|SAGETRADER, LLC|36717
MS|MORGAN STANLEY|SALI|INTL FCSTONE FINANCIAL INC.|2597
MS|MORGAN STANLEY|SBSH|Citigroup Global Markets Inc.|2157928
MS|MORGAN STANLEY|SDLR|Sandler, O'Neill & Partners, L.P.|17500
MS|MORGAN STANLEY|SEIC|SEI Investments Distribution Co.|14212
MS|MORGAN STANLEY|SGMT|GOLDMAN SACHS & CO. LLC|1378314
MS|MORGAN STANLEY|SOGO|Wang Investment Associates, Inc.|100
MS|MORGAN STANLEY|SPDR|SPEEDROUTE LLC|198614
MS|MORGAN STANLEY|SPHN|Stephens Inc.|736646
MS|MORGAN STANLEY|SPNT|SEVEN POINTS CAPITAL, LLC|100
MS|MORGAN STANLEY|SSBS|STATE STREET GLOBAL MARKETS, LLC|14809
MS|MORGAN STANLEY|STFL|Stifel, Nicolaus & Company, Incorporated|67462
MS|MORGAN STANLEY|STKP|STOCKPILE INVESTMENTS, INC.|92
MS|MORGAN STANLEY|STRS|STRATEGAS RESEARCH PARTNERS|300
MS|MORGAN STANLEY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16383
MS|MORGAN STANLEY|SWIM|TD Ameritrade, Inc.|996936
MS|MORGAN STANLEY|SWST|Hilltop Securities Inc.|86356
MS|MORGAN STANLEY|TAGC|TELSEY ADVISORY GROUP LLC|1260
MS|MORGAN STANLEY|TDSI|TD Securities (USA) LLC|21800
MS|MORGAN STANLEY|TKNG|ALLY INVEST SECURITIES LLC|6581
MS|MORGAN STANLEY|TMBR|Timber Hill LLC|4009
MS|MORGAN STANLEY|TRBT|Tradebot Systems, Inc.|1460981
MS|MORGAN STANLEY|TRCM|TRC MARKETS LLC|1587545
MS|MORGAN STANLEY|TRIP|Trident Partners Ltd.|2000
MS|MORGAN STANLEY|TWTT|TASTYWORKS, INC.|1800
MS|MORGAN STANLEY|UBSA|UBS SECURITIES LLC|5280689
MS|MORGAN STANLEY|UBSS|UBS Securities LLC|4135470
MS|MORGAN STANLEY|UFPA|UNITED FIRST PARTNERS LLC|1800
MS|MORGAN STANLEY|VALX|VIRTU AMERICAS LLC|120229
MS|MORGAN STANLEY|VGRD|Vanguard Marketing Corporation|69375
MS|MORGAN STANLEY|VSIN|Vision Financial Markets Llc|800
MS|MORGAN STANLEY|WABR|Wall Street Access|1837
MS|MORGAN STANLEY|WBLR|WILLIAM BLAIR|12234
MS|MORGAN STANLEY|WBPX|SUMMIT SECURITIES GROUP, LLC|22576
MS|MORGAN STANLEY|WCHV|WELLS FARGO SECURITIES, LLC|733751
MS|MORGAN STANLEY|WDNX|WEEDEN & CO.L.P.|15572
MS|MORGAN STANLEY|WEDB|WEDBUSH SECURITIES INC.|35305
MS|MORGAN STANLEY|WEED|Weeden & Co.L.P.|122996
MS|MORGAN STANLEY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|816348
MS|MORGAN STANLEY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|94589
MS|MORGAN STANLEY|WGIF|CIBC World Markets Inc.|21569
MS|MORGAN STANLEY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|17862
MS|MORGAN STANLEY|WOLF|Wolfe Trahan Securities|600
MS|MORGAN STANLEY|WORD|Worden Capital Management LLC|1515
MS|MORGAN STANLEY|WSEA|WOLVERINE SECURITIES, LLC|98760
MS|MORGAN STANLEY|XIST|INSTINET, LLC|470152
MS|MORGAN STANLEY|XPQR|Jump Trading|1577
MS|MORGAN STANLEY|XPUS|XP SECURITIES, LLC|526
MS|MORGAN STANLEY|XSTM|NATIONAL FINANCIAL SERVICES LLC|862266
MS|MORGAN STANLEY|YKNA|COMHAR CAPITAL MARKETS, LLC|10946
MS|MORGAN STANLEY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70125
MS$A|MORGAN STANLEY DEP R|ALTX|Alternet Securities Inc.|100
MS$A|MORGAN STANLEY DEP R|BANK|Primevest Financial Services, Inc.|53
MS$A|MORGAN STANLEY DEP R|BARD|Robert W. Baird & Co. Incorporated|568
MS$A|MORGAN STANLEY DEP R|BBNT|BB&T SECURITIES, LLC|2400
MS$A|MORGAN STANLEY DEP R|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2015
MS$A|MORGAN STANLEY DEP R|BNCH|The Benchmark Company, LLC|1000
MS$A|MORGAN STANLEY DEP R|CANT|Cantor Fitzgerald & Co.|4000
MS$A|MORGAN STANLEY DEP R|CHAS|Charles Schwab & Co., Inc.|4000
MS$A|MORGAN STANLEY DEP R|CICF|Canaccord Genuity Corp.|2598
MS$A|MORGAN STANLEY DEP R|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
MS$A|MORGAN STANLEY DEP R|CPET|CLEARPOOL EXECUTION SERVICES, LLC|692
MS$A|MORGAN STANLEY DEP R|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2899
MS$A|MORGAN STANLEY DEP R|DADA|D.A. Davidson & Co.|3388
MS$A|MORGAN STANLEY DEP R|DBAX|Deutsche Bank Securities Inc.|8400
MS$A|MORGAN STANLEY DEP R|DEAN|MORGAN STANLEY|52124
MS$A|MORGAN STANLEY DEP R|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|940
MS$A|MORGAN STANLEY DEP R|EBXL|EBX LLC|3700
MS$A|MORGAN STANLEY DEP R|ECUT|CONVERGEX EXECUTION SOLUTIONS|2747
MS$A|MORGAN STANLEY DEP R|EDJO|Edward D. Jones & Co., L.P.|4536
MS$A|MORGAN STANLEY DEP R|ETRS|E*Trade Securities LLC|5429
MS$A|MORGAN STANLEY DEP R|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
MS$A|MORGAN STANLEY DEP R|FTBR|Foliofn Investments, Inc.|206
MS$A|MORGAN STANLEY DEP R|GLPX|ACS EXECUTION SERVICES, LLC|1769
MS$A|MORGAN STANLEY DEP R|GSLT|GOLDMAN SACHS & CO. LLC|600
MS$A|MORGAN STANLEY DEP R|HRBF|American Enterprise Investment Services Inc.|4296
MS$A|MORGAN STANLEY DEP R|IATS|INTERACTIVE BROKERS LLC|1000
MS$A|MORGAN STANLEY DEP R|IBKR|Interactive Brokers Llc|1287
MS$A|MORGAN STANLEY DEP R|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
MS$A|MORGAN STANLEY DEP R|ICBX|INSTINET, LLC|2600
MS$A|MORGAN STANLEY DEP R|INCA|INSTINET, LLC|300
MS$A|MORGAN STANLEY DEP R|ITGI|ITG Inc.|100
MS$A|MORGAN STANLEY DEP R|JANY|Janney Montgomery Scott Inc.|8455
MS$A|MORGAN STANLEY DEP R|JPMX|J.P. Morgan Securities LLC|21412
MS$A|MORGAN STANLEY DEP R|KCGM|VIRTU Americas LLC|200
MS$A|MORGAN STANLEY DEP R|LEHM|Barclays Capital Inc./Le|4800
MS$A|MORGAN STANLEY DEP R|LIME|Lime Brokerage LLC|1410
MS$A|MORGAN STANLEY DEP R|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MS$A|MORGAN STANLEY DEP R|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4300
MS$A|MORGAN STANLEY DEP R|MSCO|MORGAN STANLEY & CO. LLC|7513
MS$A|MORGAN STANLEY DEP R|NBCS|NBC Securities, INC.|100
MS$A|MORGAN STANLEY DEP R|NFSC|National Financial Services LLC|46551
MS$A|MORGAN STANLEY DEP R|NITE|VIRTU Americas LLC|138140
MS$A|MORGAN STANLEY DEP R|NQRB|Brut, LLC|900
MS$A|MORGAN STANLEY DEP R|OLDM|OLD MISSION CAPITAL, LLC|13
MS$A|MORGAN STANLEY DEP R|OPCO|Oppenheimer & Co. Inc.|3007
MS$A|MORGAN STANLEY DEP R|PDQM|CODA MARKETS, INC.|2769
MS$A|MORGAN STANLEY DEP R|PWJC|UBS Financial Services, Inc.|7351
MS$A|MORGAN STANLEY DEP R|RBCM|RBC CAPITAL MARKETS, LLC|11180
MS$A|MORGAN STANLEY DEP R|SBSH|Citigroup Global Markets Inc.|500
MS$A|MORGAN STANLEY DEP R|SGMT|GOLDMAN SACHS & CO. LLC|3481
MS$A|MORGAN STANLEY DEP R|STFL|Stifel, Nicolaus & Company, Incorporated|6078
MS$A|MORGAN STANLEY DEP R|TRBT|Tradebot Systems, Inc.|1807
MS$A|MORGAN STANLEY DEP R|UBSA|UBS SECURITIES LLC|16370
MS$A|MORGAN STANLEY DEP R|UBSS|UBS Securities LLC|37882
MS$A|MORGAN STANLEY DEP R|VGRD|Vanguard Marketing Corporation|1403
MS$A|MORGAN STANLEY DEP R|WBLR|WILLIAM BLAIR|416
MS$A|MORGAN STANLEY DEP R|WCHV|WELLS FARGO SECURITIES, LLC|95274
MS$A|MORGAN STANLEY DEP R|WEED|Weeden & Co.L.P.|23400
MS$A|MORGAN STANLEY DEP R|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
MS$A|MORGAN STANLEY DEP R|YKNA|COMHAR CAPITAL MARKETS, LLC|900
MS$A|MORGAN STANLEY DEP R|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9444
MS$E|MORGAN STANLEY|AGIS|Aegis Capital Corp.|2400
MS$E|MORGAN STANLEY|ALTX|Alternet Securities Inc.|1240
MS$E|MORGAN STANLEY|BARD|Robert W. Baird & Co. Incorporated|2083
MS$E|MORGAN STANLEY|BBNT|BB&T SECURITIES, LLC|437
MS$E|MORGAN STANLEY|BERN|Sanford C. Bernstein & Co., LLC|35
MS$E|MORGAN STANLEY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|913
MS$E|MORGAN STANLEY|BTIG|BTIG, LLC|9316
MS$E|MORGAN STANLEY|CHAS|Charles Schwab & Co., Inc.|274
MS$E|MORGAN STANLEY|CIST|Capital Institutional Services, Inc.|1440
MS$E|MORGAN STANLEY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4800
MS$E|MORGAN STANLEY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|136
MS$E|MORGAN STANLEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39546
MS$E|MORGAN STANLEY|CXCX|CITIGROUP GLOBAL MARKETS INC.|4206
MS$E|MORGAN STANLEY|DBAX|Deutsche Bank Securities Inc.|18800
MS$E|MORGAN STANLEY|DEAN|MORGAN STANLEY|27490
MS$E|MORGAN STANLEY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
MS$E|MORGAN STANLEY|EBXL|EBX LLC|24700
MS$E|MORGAN STANLEY|ECUT|CONVERGEX EXECUTION SOLUTIONS|157880
MS$E|MORGAN STANLEY|EDJO|Edward D. Jones & Co., L.P.|41
MS$E|MORGAN STANLEY|EGAM|CBOE TRADING, INC.|800
MS$E|MORGAN STANLEY|ETRS|E*Trade Securities LLC|5461
MS$E|MORGAN STANLEY|FMAF|NBCN Inc./ CDS|942
MS$E|MORGAN STANLEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
MS$E|MORGAN STANLEY|FTBR|Foliofn Investments, Inc.|119
MS$E|MORGAN STANLEY|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MS$E|MORGAN STANLEY|GLPX|ACS EXECUTION SERVICES, LLC|2935
MS$E|MORGAN STANLEY|GSCO|GOLDMAN SACHS & CO. LLC|15120
MS$E|MORGAN STANLEY|GSLT|GOLDMAN SACHS & CO. LLC|28
MS$E|MORGAN STANLEY|GTSZ|GTS SECURITIES LLC|100
MS$E|MORGAN STANLEY|HRBF|American Enterprise Investment Services Inc.|6062
MS$E|MORGAN STANLEY|IATS|INTERACTIVE BROKERS LLC|900
MS$E|MORGAN STANLEY|IBKR|Interactive Brokers Llc|2527
MS$E|MORGAN STANLEY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1222
MS$E|MORGAN STANLEY|ICBX|INSTINET, LLC|500
MS$E|MORGAN STANLEY|INCA|INSTINET, LLC|1635
MS$E|MORGAN STANLEY|ITGI|ITG Inc.|779
MS$E|MORGAN STANLEY|ITGP|ITG INC.|10600
MS$E|MORGAN STANLEY|JANY|Janney Montgomery Scott Inc.|278
MS$E|MORGAN STANLEY|JEFF|JEFFERIES LLC|900
MS$E|MORGAN STANLEY|JPMX|J.P. Morgan Securities LLC|32108
MS$E|MORGAN STANLEY|JSEB|JANE STREET EXECUTION SERVICES, LLC|2304
MS$E|MORGAN STANLEY|KCGM|VIRTU Americas LLC|7077
MS$E|MORGAN STANLEY|LEHM|Barclays Capital Inc./Le|31400
MS$E|MORGAN STANLEY|LIME|Lime Brokerage LLC|1418
MS$E|MORGAN STANLEY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2181
MS$E|MORGAN STANLEY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MS$E|MORGAN STANLEY|MSCO|MORGAN STANLEY & CO. LLC|82836
MS$E|MORGAN STANLEY|MSPL|MORGAN STANLEY & CO. LLC|31300
MS$E|MORGAN STANLEY|NATL|National Securities Corporation|300
MS$E|MORGAN STANLEY|NFSC|National Financial Services LLC|28722
MS$E|MORGAN STANLEY|NITE|VIRTU Americas LLC|72857
MS$E|MORGAN STANLEY|NQRB|Brut, LLC|917
MS$E|MORGAN STANLEY|OLDM|OLD MISSION CAPITAL, LLC|50
MS$E|MORGAN STANLEY|OPCO|Oppenheimer & Co. Inc.|200
MS$E|MORGAN STANLEY|PDQM|CODA MARKETS, INC.|3886
MS$E|MORGAN STANLEY|PWJC|UBS Financial Services, Inc.|6880
MS$E|MORGAN STANLEY|RBCM|RBC CAPITAL MARKETS, LLC|10881
MS$E|MORGAN STANLEY|SALI|INTL FCSTONE FINANCIAL INC.|2
MS$E|MORGAN STANLEY|SBSH|Citigroup Global Markets Inc.|461
MS$E|MORGAN STANLEY|SGMT|GOLDMAN SACHS & CO. LLC|12100
MS$E|MORGAN STANLEY|SPDR|SPEEDROUTE LLC|800
MS$E|MORGAN STANLEY|STFL|Stifel, Nicolaus & Company, Incorporated|3979
MS$E|MORGAN STANLEY|SWIM|TD Ameritrade, Inc.|1735
MS$E|MORGAN STANLEY|SWST|Hilltop Securities Inc.|500
MS$E|MORGAN STANLEY|TRBT|Tradebot Systems, Inc.|1311
MS$E|MORGAN STANLEY|UBSA|UBS SECURITIES LLC|51600
MS$E|MORGAN STANLEY|UBSS|UBS Securities LLC|50328
MS$E|MORGAN STANLEY|VGRD|Vanguard Marketing Corporation|800
MS$E|MORGAN STANLEY|WBLR|WILLIAM BLAIR|170
MS$E|MORGAN STANLEY|WCHV|WELLS FARGO SECURITIES, LLC|234851
MS$E|MORGAN STANLEY|WEDB|WEDBUSH SECURITIES INC.|321
MS$E|MORGAN STANLEY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|279
MS$E|MORGAN STANLEY|WSEA|WOLVERINE SECURITIES, LLC|10
MS$E|MORGAN STANLEY|XSTM|NATIONAL FINANCIAL SERVICES LLC|33550
MS$E|MORGAN STANLEY|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MS$E|MORGAN STANLEY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2699
MS$F|MORGAN STANLEY|AGIS|Aegis Capital Corp.|8620
MS$F|MORGAN STANLEY|ALTX|Alternet Securities Inc.|510
MS$F|MORGAN STANLEY|BARD|Robert W. Baird & Co. Incorporated|194
MS$F|MORGAN STANLEY|BATM|CBOE TRADING, INC.|18
MS$F|MORGAN STANLEY|BAYC|BAY CREST PARTNERS, LLC|23
MS$F|MORGAN STANLEY|BBNT|BB&T SECURITIES, LLC|994
MS$F|MORGAN STANLEY|BKCM|BNY Mellon Capital Markets LLC|3228
MS$F|MORGAN STANLEY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8163
MS$F|MORGAN STANLEY|BTIG|BTIG, LLC|8892
MS$F|MORGAN STANLEY|BYXM|CBOE TRADING, INC.|200
MS$F|MORGAN STANLEY|CHAS|Charles Schwab & Co., Inc.|69
MS$F|MORGAN STANLEY|CIST|Capital Institutional Services, Inc.|2250
MS$F|MORGAN STANLEY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
MS$F|MORGAN STANLEY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
MS$F|MORGAN STANLEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68664
MS$F|MORGAN STANLEY|CXCX|CITIGROUP GLOBAL MARKETS INC.|25312
MS$F|MORGAN STANLEY|DBAX|Deutsche Bank Securities Inc.|29700
MS$F|MORGAN STANLEY|DEAN|MORGAN STANLEY|22603
MS$F|MORGAN STANLEY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
MS$F|MORGAN STANLEY|EBXL|EBX LLC|21800
MS$F|MORGAN STANLEY|ECUT|CONVERGEX EXECUTION SOLUTIONS|238930
MS$F|MORGAN STANLEY|EDJO|Edward D. Jones & Co., L.P.|55
MS$F|MORGAN STANLEY|EGAM|CBOE TRADING, INC.|200
MS$F|MORGAN STANLEY|EGXM|CBOE TRADING, INC.|366
MS$F|MORGAN STANLEY|ETRS|E*Trade Securities LLC|2000
MS$F|MORGAN STANLEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1581
MS$F|MORGAN STANLEY|FTBR|Foliofn Investments, Inc.|41
MS$F|MORGAN STANLEY|GLPX|ACS EXECUTION SERVICES, LLC|4685
MS$F|MORGAN STANLEY|GSCO|GOLDMAN SACHS & CO. LLC|16532
MS$F|MORGAN STANLEY|GSLT|GOLDMAN SACHS & CO. LLC|797
MS$F|MORGAN STANLEY|GTSZ|GTS SECURITIES LLC|400
MS$F|MORGAN STANLEY|HRBF|American Enterprise Investment Services Inc.|2218
MS$F|MORGAN STANLEY|IATS|INTERACTIVE BROKERS LLC|400
MS$F|MORGAN STANLEY|IBKR|Interactive Brokers Llc|3909
MS$F|MORGAN STANLEY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|425
MS$F|MORGAN STANLEY|ICBX|INSTINET, LLC|700
MS$F|MORGAN STANLEY|INCA|INSTINET, LLC|5036
MS$F|MORGAN STANLEY|INJX|INSTINET, LLC|61
MS$F|MORGAN STANLEY|ITGI|ITG Inc.|1986
MS$F|MORGAN STANLEY|ITGP|ITG INC.|33600
MS$F|MORGAN STANLEY|JANY|Janney Montgomery Scott Inc.|3706
MS$F|MORGAN STANLEY|JEFF|JEFFERIES LLC|1100
MS$F|MORGAN STANLEY|JPMX|J.P. Morgan Securities LLC|42076
MS$F|MORGAN STANLEY|JSEB|JANE STREET EXECUTION SERVICES, LLC|2272
MS$F|MORGAN STANLEY|JSJX|JANE STREET CAPITAL LLC|100
MS$F|MORGAN STANLEY|KCGM|VIRTU Americas LLC|33127
MS$F|MORGAN STANLEY|LEHM|Barclays Capital Inc./Le|31800
MS$F|MORGAN STANLEY|LIME|Lime Brokerage LLC|3927
MS$F|MORGAN STANLEY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4400
MS$F|MORGAN STANLEY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700
MS$F|MORGAN STANLEY|MSCO|MORGAN STANLEY & CO. LLC|46641
MS$F|MORGAN STANLEY|MSPL|MORGAN STANLEY & CO. LLC|70000
MS$F|MORGAN STANLEY|NATL|National Securities Corporation|1100
MS$F|MORGAN STANLEY|NFSC|National Financial Services LLC|25145
MS$F|MORGAN STANLEY|NITE|VIRTU Americas LLC|51185
MS$F|MORGAN STANLEY|NQRB|Brut, LLC|2500
MS$F|MORGAN STANLEY|OLDM|OLD MISSION CAPITAL, LLC|500
MS$F|MORGAN STANLEY|OPCO|Oppenheimer & Co. Inc.|400
MS$F|MORGAN STANLEY|PDQM|CODA MARKETS, INC.|8573
MS$F|MORGAN STANLEY|PWJC|UBS Financial Services, Inc.|2071
MS$F|MORGAN STANLEY|RBCM|RBC CAPITAL MARKETS, LLC|865
MS$F|MORGAN STANLEY|SALI|INTL FCSTONE FINANCIAL INC.|227
MS$F|MORGAN STANLEY|SBSH|Citigroup Global Markets Inc.|428
MS$F|MORGAN STANLEY|SGMT|GOLDMAN SACHS & CO. LLC|14462
MS$F|MORGAN STANLEY|SPDR|SPEEDROUTE LLC|1900
MS$F|MORGAN STANLEY|STFL|Stifel, Nicolaus & Company, Incorporated|11932
MS$F|MORGAN STANLEY|SWIM|TD Ameritrade, Inc.|450
MS$F|MORGAN STANLEY|SWST|Hilltop Securities Inc.|60
MS$F|MORGAN STANLEY|TRBT|Tradebot Systems, Inc.|6872
MS$F|MORGAN STANLEY|UBSA|UBS SECURITIES LLC|45843
MS$F|MORGAN STANLEY|UBSS|UBS Securities LLC|41320
MS$F|MORGAN STANLEY|VGRD|Vanguard Marketing Corporation|1753
MS$F|MORGAN STANLEY|WCHV|WELLS FARGO SECURITIES, LLC|106222
MS$F|MORGAN STANLEY|WEDB|WEDBUSH SECURITIES INC.|76
MS$F|MORGAN STANLEY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|324
MS$F|MORGAN STANLEY|XSTM|NATIONAL FINANCIAL SERVICES LLC|42300
MS$F|MORGAN STANLEY|YKNA|COMHAR CAPITAL MARKETS, LLC|1488
MS$F|MORGAN STANLEY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2721
MS$G|MORGAN STANLEY|ALTX|Alternet Securities Inc.|307
MS$G|MORGAN STANLEY|BARD|Robert W. Baird & Co. Incorporated|169
MS$G|MORGAN STANLEY|BATM|CBOE TRADING, INC.|100
MS$G|MORGAN STANLEY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|620
MS$G|MORGAN STANLEY|CHAS|Charles Schwab & Co., Inc.|158
MS$G|MORGAN STANLEY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7176
MS$G|MORGAN STANLEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7779
MS$G|MORGAN STANLEY|CXCX|CITIGROUP GLOBAL MARKETS INC.|1300
MS$G|MORGAN STANLEY|DBAX|Deutsche Bank Securities Inc.|5500
MS$G|MORGAN STANLEY|DEAN|MORGAN STANLEY|7388
MS$G|MORGAN STANLEY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
MS$G|MORGAN STANLEY|EBXL|EBX LLC|2400
MS$G|MORGAN STANLEY|ECUT|CONVERGEX EXECUTION SOLUTIONS|4226
MS$G|MORGAN STANLEY|EDJO|Edward D. Jones & Co., L.P.|2100
MS$G|MORGAN STANLEY|EGAM|CBOE TRADING, INC.|100
MS$G|MORGAN STANLEY|ETRS|E*Trade Securities LLC|890
MS$G|MORGAN STANLEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193
MS$G|MORGAN STANLEY|FTBR|Foliofn Investments, Inc.|52
MS$G|MORGAN STANLEY|GLPX|ACS EXECUTION SERVICES, LLC|1794
MS$G|MORGAN STANLEY|GSCO|GOLDMAN SACHS & CO. LLC|6815
MS$G|MORGAN STANLEY|GSLT|GOLDMAN SACHS & CO. LLC|75
MS$G|MORGAN STANLEY|GTSZ|GTS SECURITIES LLC|1205
MS$G|MORGAN STANLEY|HRBF|American Enterprise Investment Services Inc.|5245
MS$G|MORGAN STANLEY|IBKR|Interactive Brokers Llc|1512
MS$G|MORGAN STANLEY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1048
MS$G|MORGAN STANLEY|ICBX|INSTINET, LLC|1643
MS$G|MORGAN STANLEY|INCA|INSTINET, LLC|1250
MS$G|MORGAN STANLEY|INJX|INSTINET, LLC|500
MS$G|MORGAN STANLEY|ITGI|ITG Inc.|649
MS$G|MORGAN STANLEY|ITGP|ITG INC.|800
MS$G|MORGAN STANLEY|JANY|Janney Montgomery Scott Inc.|57
MS$G|MORGAN STANLEY|JPMX|J.P. Morgan Securities LLC|2246
MS$G|MORGAN STANLEY|JSEB|JANE STREET EXECUTION SERVICES, LLC|1144
MS$G|MORGAN STANLEY|JSJX|JANE STREET CAPITAL LLC|200
MS$G|MORGAN STANLEY|KCGM|VIRTU Americas LLC|104
MS$G|MORGAN STANLEY|LEHM|Barclays Capital Inc./Le|6800
MS$G|MORGAN STANLEY|LIME|Lime Brokerage LLC|190
MS$G|MORGAN STANLEY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
MS$G|MORGAN STANLEY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11312
MS$G|MORGAN STANLEY|MSCO|MORGAN STANLEY & CO. LLC|12445
MS$G|MORGAN STANLEY|MSPL|MORGAN STANLEY & CO. LLC|300
MS$G|MORGAN STANLEY|NFSC|National Financial Services LLC|16365
MS$G|MORGAN STANLEY|NITE|VIRTU Americas LLC|58057
MS$G|MORGAN STANLEY|NQRB|Brut, LLC|300
MS$G|MORGAN STANLEY|OPCO|Oppenheimer & Co. Inc.|200
MS$G|MORGAN STANLEY|OTAA|OTA LLC|300
MS$G|MORGAN STANLEY|PDQM|CODA MARKETS, INC.|1294
MS$G|MORGAN STANLEY|PWJC|UBS Financial Services, Inc.|243
MS$G|MORGAN STANLEY|RBCM|RBC CAPITAL MARKETS, LLC|6408
MS$G|MORGAN STANLEY|SBSH|Citigroup Global Markets Inc.|52
MS$G|MORGAN STANLEY|SEIC|SEI Investments Distribution Co.|207
MS$G|MORGAN STANLEY|SGMT|GOLDMAN SACHS & CO. LLC|4400
MS$G|MORGAN STANLEY|STFL|Stifel, Nicolaus & Company, Incorporated|645
MS$G|MORGAN STANLEY|TRBT|Tradebot Systems, Inc.|1718
MS$G|MORGAN STANLEY|UBSA|UBS SECURITIES LLC|12070
MS$G|MORGAN STANLEY|UBSS|UBS Securities LLC|23755
MS$G|MORGAN STANLEY|VGRD|Vanguard Marketing Corporation|46
MS$G|MORGAN STANLEY|WABR|Wall Street Access|6300
MS$G|MORGAN STANLEY|WCHV|WELLS FARGO SECURITIES, LLC|52271
MS$G|MORGAN STANLEY|WEDB|WEDBUSH SECURITIES INC.|210
MS$G|MORGAN STANLEY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|326
MS$G|MORGAN STANLEY|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
MS$G|MORGAN STANLEY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4563
MS$I|MORGAN STANLEY|AGIS|Aegis Capital Corp.|8350
MS$I|MORGAN STANLEY|ALTX|Alternet Securities Inc.|1006
MS$I|MORGAN STANLEY|BANK|Primevest Financial Services, Inc.|500
MS$I|MORGAN STANLEY|BARD|Robert W. Baird & Co. Incorporated|2010
MS$I|MORGAN STANLEY|BBNT|BB&T SECURITIES, LLC|542
MS$I|MORGAN STANLEY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1180
MS$I|MORGAN STANLEY|CHAS|Charles Schwab & Co., Inc.|20
MS$I|MORGAN STANLEY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8508
MS$I|MORGAN STANLEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37987
MS$I|MORGAN STANLEY|CXCX|CITIGROUP GLOBAL MARKETS INC.|16200
MS$I|MORGAN STANLEY|DBAX|Deutsche Bank Securities Inc.|27600
MS$I|MORGAN STANLEY|DEAN|MORGAN STANLEY|22573
MS$I|MORGAN STANLEY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|266
MS$I|MORGAN STANLEY|EBXL|EBX LLC|41600
MS$I|MORGAN STANLEY|ECUT|CONVERGEX EXECUTION SOLUTIONS|194639
MS$I|MORGAN STANLEY|EDJO|Edward D. Jones & Co., L.P.|58
MS$I|MORGAN STANLEY|EGAM|CBOE TRADING, INC.|1615
MS$I|MORGAN STANLEY|EGXM|CBOE TRADING, INC.|106
MS$I|MORGAN STANLEY|ETRS|E*Trade Securities LLC|183
MS$I|MORGAN STANLEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
MS$I|MORGAN STANLEY|FTBR|Foliofn Investments, Inc.|76
MS$I|MORGAN STANLEY|GLPX|ACS EXECUTION SERVICES, LLC|5200
MS$I|MORGAN STANLEY|GSCO|GOLDMAN SACHS & CO. LLC|10541
MS$I|MORGAN STANLEY|GSLT|GOLDMAN SACHS & CO. LLC|100
MS$I|MORGAN STANLEY|GTSZ|GTS SECURITIES LLC|300
MS$I|MORGAN STANLEY|HRBF|American Enterprise Investment Services Inc.|3965
MS$I|MORGAN STANLEY|IATS|INTERACTIVE BROKERS LLC|500
MS$I|MORGAN STANLEY|IBKR|Interactive Brokers Llc|11437
MS$I|MORGAN STANLEY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|86
MS$I|MORGAN STANLEY|ICBX|INSTINET, LLC|1100
MS$I|MORGAN STANLEY|INCA|INSTINET, LLC|3563
MS$I|MORGAN STANLEY|INJX|INSTINET, LLC|131
MS$I|MORGAN STANLEY|ITGI|ITG Inc.|506
MS$I|MORGAN STANLEY|ITGP|ITG INC.|11000
MS$I|MORGAN STANLEY|JANY|Janney Montgomery Scott Inc.|5003
MS$I|MORGAN STANLEY|JEFF|JEFFERIES LLC|3879
MS$I|MORGAN STANLEY|JPMX|J.P. Morgan Securities LLC|4978
MS$I|MORGAN STANLEY|JSEB|JANE STREET EXECUTION SERVICES, LLC|2672
MS$I|MORGAN STANLEY|JSJX|JANE STREET CAPITAL LLC|100
MS$I|MORGAN STANLEY|KCGM|VIRTU Americas LLC|10398
MS$I|MORGAN STANLEY|LEHM|Barclays Capital Inc./Le|43443
MS$I|MORGAN STANLEY|LIME|Lime Brokerage LLC|1784
MS$I|MORGAN STANLEY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1014
MS$I|MORGAN STANLEY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4384
MS$I|MORGAN STANLEY|MSCO|MORGAN STANLEY & CO. LLC|119365
MS$I|MORGAN STANLEY|MSPL|MORGAN STANLEY & CO. LLC|42400
MS$I|MORGAN STANLEY|NFSC|National Financial Services LLC|35960
MS$I|MORGAN STANLEY|NITE|VIRTU Americas LLC|56551
MS$I|MORGAN STANLEY|NQRB|Brut, LLC|3741
MS$I|MORGAN STANLEY|PDQM|CODA MARKETS, INC.|7100
MS$I|MORGAN STANLEY|PWJC|UBS Financial Services, Inc.|2985
MS$I|MORGAN STANLEY|RBCM|RBC CAPITAL MARKETS, LLC|2333
MS$I|MORGAN STANLEY|SALI|INTL FCSTONE FINANCIAL INC.|176
MS$I|MORGAN STANLEY|SBSH|Citigroup Global Markets Inc.|900
MS$I|MORGAN STANLEY|SGMT|GOLDMAN SACHS & CO. LLC|7108
MS$I|MORGAN STANLEY|SMRD|SUMRIDGE PARTNERS, LLC|2301
MS$I|MORGAN STANLEY|SPDR|SPEEDROUTE LLC|4800
MS$I|MORGAN STANLEY|STFL|Stifel, Nicolaus & Company, Incorporated|8874
MS$I|MORGAN STANLEY|SWST|Hilltop Securities Inc.|46
MS$I|MORGAN STANLEY|TRBT|Tradebot Systems, Inc.|2635
MS$I|MORGAN STANLEY|UBSA|UBS SECURITIES LLC|114925
MS$I|MORGAN STANLEY|UBSS|UBS Securities LLC|52457
MS$I|MORGAN STANLEY|VGRD|Vanguard Marketing Corporation|320
MS$I|MORGAN STANLEY|WCHV|WELLS FARGO SECURITIES, LLC|67663
MS$I|MORGAN STANLEY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|579
MS$I|MORGAN STANLEY|WSEA|WOLVERINE SECURITIES, LLC|1250
MS$I|MORGAN STANLEY|XSTM|NATIONAL FINANCIAL SERVICES LLC|20968
MS$I|MORGAN STANLEY|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MS$I|MORGAN STANLEY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10385
MS$K|MORGAN STANLEY PFD K|AGIS|Aegis Capital Corp.|8600
MS$K|MORGAN STANLEY PFD K|ALTX|Alternet Securities Inc.|1938
MS$K|MORGAN STANLEY PFD K|BARD|Robert W. Baird & Co. Incorporated|693
MS$K|MORGAN STANLEY PFD K|BBNT|BB&T SECURITIES, LLC|680
MS$K|MORGAN STANLEY PFD K|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1562
MS$K|MORGAN STANLEY PFD K|BTIG|BTIG, LLC|257
MS$K|MORGAN STANLEY PFD K|CHAS|Charles Schwab & Co., Inc.|1127
MS$K|MORGAN STANLEY PFD K|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|701
MS$K|MORGAN STANLEY PFD K|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
MS$K|MORGAN STANLEY PFD K|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27602
MS$K|MORGAN STANLEY PFD K|CTDL|Citadel Derivatives Group Llc|7
MS$K|MORGAN STANLEY PFD K|CXCX|CITIGROUP GLOBAL MARKETS INC.|10690
MS$K|MORGAN STANLEY PFD K|DBAB|Deutsche Bank Securities Inc.|350
MS$K|MORGAN STANLEY PFD K|DBAX|Deutsche Bank Securities Inc.|7700
MS$K|MORGAN STANLEY PFD K|DEAN|MORGAN STANLEY|37213
MS$K|MORGAN STANLEY PFD K|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|432
MS$K|MORGAN STANLEY PFD K|EBXL|EBX LLC|21500
MS$K|MORGAN STANLEY PFD K|ECUT|CONVERGEX EXECUTION SOLUTIONS|108217
MS$K|MORGAN STANLEY PFD K|EDJO|Edward D. Jones & Co., L.P.|15
MS$K|MORGAN STANLEY PFD K|EGAM|CBOE TRADING, INC.|1200
MS$K|MORGAN STANLEY PFD K|ESPO|ESPOSITO SECURITIES, LLC|210
MS$K|MORGAN STANLEY PFD K|ETRS|E*Trade Securities LLC|74
MS$K|MORGAN STANLEY PFD K|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
MS$K|MORGAN STANLEY PFD K|GLPX|ACS EXECUTION SERVICES, LLC|4964
MS$K|MORGAN STANLEY PFD K|GSCO|GOLDMAN SACHS & CO. LLC|10066
MS$K|MORGAN STANLEY PFD K|GSLT|GOLDMAN SACHS & CO. LLC|100
MS$K|MORGAN STANLEY PFD K|HRBF|American Enterprise Investment Services Inc.|1875
MS$K|MORGAN STANLEY PFD K|IATS|INTERACTIVE BROKERS LLC|3500
MS$K|MORGAN STANLEY PFD K|IBKR|Interactive Brokers Llc|7080
MS$K|MORGAN STANLEY PFD K|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|493
MS$K|MORGAN STANLEY PFD K|ICBX|INSTINET, LLC|1000
MS$K|MORGAN STANLEY PFD K|INCA|INSTINET, LLC|9392
MS$K|MORGAN STANLEY PFD K|ITGI|ITG Inc.|629
MS$K|MORGAN STANLEY PFD K|ITGP|ITG INC.|2400
MS$K|MORGAN STANLEY PFD K|JANY|Janney Montgomery Scott Inc.|325
MS$K|MORGAN STANLEY PFD K|JEFF|JEFFERIES LLC|984
MS$K|MORGAN STANLEY PFD K|JPMX|J.P. Morgan Securities LLC|25200
MS$K|MORGAN STANLEY PFD K|JSEB|JANE STREET EXECUTION SERVICES, LLC|2672
MS$K|MORGAN STANLEY PFD K|KCGM|VIRTU Americas LLC|4000
MS$K|MORGAN STANLEY PFD K|LEHM|Barclays Capital Inc./Le|4436
MS$K|MORGAN STANLEY PFD K|LIME|Lime Brokerage LLC|1682
MS$K|MORGAN STANLEY PFD K|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3536
MS$K|MORGAN STANLEY PFD K|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
MS$K|MORGAN STANLEY PFD K|MSCO|MORGAN STANLEY & CO. LLC|32271
MS$K|MORGAN STANLEY PFD K|MSPL|MORGAN STANLEY & CO. LLC|4900
MS$K|MORGAN STANLEY PFD K|NFSC|National Financial Services LLC|27655
MS$K|MORGAN STANLEY PFD K|NITE|VIRTU Americas LLC|68056
MS$K|MORGAN STANLEY PFD K|NQRB|Brut, LLC|14332
MS$K|MORGAN STANLEY PFD K|OLDM|OLD MISSION CAPITAL, LLC|1680
MS$K|MORGAN STANLEY PFD K|PDQM|CODA MARKETS, INC.|7864
MS$K|MORGAN STANLEY PFD K|PWJC|UBS Financial Services, Inc.|377
MS$K|MORGAN STANLEY PFD K|RBCM|RBC CAPITAL MARKETS, LLC|2887
MS$K|MORGAN STANLEY PFD K|SALI|INTL FCSTONE FINANCIAL INC.|22
MS$K|MORGAN STANLEY PFD K|SBSH|Citigroup Global Markets Inc.|26280
MS$K|MORGAN STANLEY PFD K|SEIC|SEI Investments Distribution Co.|338
MS$K|MORGAN STANLEY PFD K|SGMT|GOLDMAN SACHS & CO. LLC|8175
MS$K|MORGAN STANLEY PFD K|SMRD|SUMRIDGE PARTNERS, LLC|1133
MS$K|MORGAN STANLEY PFD K|SPDR|SPEEDROUTE LLC|1661
MS$K|MORGAN STANLEY PFD K|STFL|Stifel, Nicolaus & Company, Incorporated|2692
MS$K|MORGAN STANLEY PFD K|SWIM|TD Ameritrade, Inc.|632
MS$K|MORGAN STANLEY PFD K|SWST|Hilltop Securities Inc.|2470
MS$K|MORGAN STANLEY PFD K|TDCO|Thompson Davis & Co., Inc.|57
MS$K|MORGAN STANLEY PFD K|TRBT|Tradebot Systems, Inc.|2197
MS$K|MORGAN STANLEY PFD K|UBSA|UBS SECURITIES LLC|59278
MS$K|MORGAN STANLEY PFD K|UBSS|UBS Securities LLC|34950
MS$K|MORGAN STANLEY PFD K|VGRD|Vanguard Marketing Corporation|6796
MS$K|MORGAN STANLEY PFD K|WCHV|WELLS FARGO SECURITIES, LLC|89647
MS$K|MORGAN STANLEY PFD K|WEDB|WEDBUSH SECURITIES INC.|165
MS$K|MORGAN STANLEY PFD K|WEXX|WOLVERINE EXECUTION SERVICES, LLC|498
MS$K|MORGAN STANLEY PFD K|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
MS$K|MORGAN STANLEY PFD K|YKNA|COMHAR CAPITAL MARKETS, LLC|900
MS$K|MORGAN STANLEY PFD K|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4466
MSA|MSA SAFETY INC|AGIS|Aegis Capital Corp.|4
MSA|MSA SAFETY INC|ALTX|Alternet Securities Inc.|3105
MSA|MSA SAFETY INC|APCC|Apex Clearing Corporation|633
MSA|MSA SAFETY INC|BATM|CBOE TRADING, INC.|1996
MSA|MSA SAFETY INC|BAYC|BAY CREST PARTNERS, LLC|20
MSA|MSA SAFETY INC|BERN|Sanford C. Bernstein & Co., LLC|416
MSA|MSA SAFETY INC|BGCE|BGC Financial Inc.|21300
MSA|MSA SAFETY INC|BIDS|BIDS TRADING L.P.|200
MSA|MSA SAFETY INC|BKCM|BNY Mellon Capital Markets LLC|7315
MSA|MSA SAFETY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8300
MSA|MSA SAFETY INC|BMOC|BMO Capital Markets Corp.|163
MSA|MSA SAFETY INC|BNPX|BNP PARIBAS SECURITIES CORP.|2748
MSA|MSA SAFETY INC|BRVL|BLAYLOCK VAN, LLC|1500
MSA|MSA SAFETY INC|BTIG|BTIG, LLC|765
MSA|MSA SAFETY INC|BYXM|CBOE TRADING, INC.|300
MSA|MSA SAFETY INC|BZYD|GOLDMAN SACHS & CO. LLC|700
MSA|MSA SAFETY INC|CHAS|Charles Schwab & Co., Inc.|48
MSA|MSA SAFETY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9731
MSA|MSA SAFETY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4421
MSA|MSA SAFETY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3049
MSA|MSA SAFETY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100780
MSA|MSA SAFETY INC|CTDL|Citadel Derivatives Group Llc|1668
MSA|MSA SAFETY INC|CTLR|CUTLER GROUP, LP|381
MSA|MSA SAFETY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7980
MSA|MSA SAFETY INC|DADA|D.A. Davidson & Co.|500
MSA|MSA SAFETY INC|DAVA|Davenport & Company LLC|100
MSA|MSA SAFETY INC|DBAB|Deutsche Bank Securities Inc.|40773
MSA|MSA SAFETY INC|DBAX|Deutsche Bank Securities Inc.|48500
MSA|MSA SAFETY INC|DBUL|Deutsche Bank Securities Inc.|300
MSA|MSA SAFETY INC|DEAN|MORGAN STANLEY|784
MSA|MSA SAFETY INC|DEGS|RONIN PROFESSIONAL LLC|100
MSA|MSA SAFETY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|351
MSA|MSA SAFETY INC|EBXL|EBX LLC|49100
MSA|MSA SAFETY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|327
MSA|MSA SAFETY INC|EDJO|Edward D. Jones & Co., L.P.|51
MSA|MSA SAFETY INC|EGAM|CBOE TRADING, INC.|1025
MSA|MSA SAFETY INC|EGMT|EG MARKET TECHNOLOGIES LLC|1723
MSA|MSA SAFETY INC|EGXM|CBOE TRADING, INC.|1161
MSA|MSA SAFETY INC|ETBE|Electronic Transaction Clearing, Inc.|600
MSA|MSA SAFETY INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
MSA|MSA SAFETY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12846
MSA|MSA SAFETY INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MSA|MSA SAFETY INC|ETRS|E*Trade Securities LLC|7023
MSA|MSA SAFETY INC|FILL|Tradestation Securities, Inc.|1175
MSA|MSA SAFETY INC|FMAF|NBCN Inc./ CDS|120
MSA|MSA SAFETY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1469
MSA|MSA SAFETY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37484
MSA|MSA SAFETY INC|FTBR|Foliofn Investments, Inc.|649
MSA|MSA SAFETY INC|GLPX|ACS EXECUTION SERVICES, LLC|26590
MSA|MSA SAFETY INC|GSCO|GOLDMAN SACHS & CO. LLC|131731
MSA|MSA SAFETY INC|GSCS|GOLDMAN SACHS & CO. LLC|243
MSA|MSA SAFETY INC|GSLT|GOLDMAN SACHS & CO. LLC|1142
MSA|MSA SAFETY INC|GTSZ|GTS SECURITIES LLC|31330
MSA|MSA SAFETY INC|HPPX|POTAMUS TRADING, LLC|717
MSA|MSA SAFETY INC|HRBF|American Enterprise Investment Services Inc.|765
MSA|MSA SAFETY INC|IATS|INTERACTIVE BROKERS LLC|2724
MSA|MSA SAFETY INC|IBKR|Interactive Brokers Llc|1213
MSA|MSA SAFETY INC|ICBX|INSTINET, LLC|16100
MSA|MSA SAFETY INC|IEQY|CITADEL SECURITIES LLC|18726
MSA|MSA SAFETY INC|INCA|INSTINET, LLC|17996
MSA|MSA SAFETY INC|INJX|INSTINET, LLC|948
MSA|MSA SAFETY INC|ITGI|ITG Inc.|7158
MSA|MSA SAFETY INC|ITGP|ITG INC.|119000
MSA|MSA SAFETY INC|JEFF|JEFFERIES LLC|4896
MSA|MSA SAFETY INC|JMPT|JUMP TRADING, LLC|7272
MSA|MSA SAFETY INC|JPBX|J.P. MORGAN SECURITIES LLC|6044
MSA|MSA SAFETY INC|JPMX|J.P. Morgan Securities LLC|97931
MSA|MSA SAFETY INC|JSJX|JANE STREET CAPITAL LLC|14646
MSA|MSA SAFETY INC|KCGM|VIRTU Americas LLC|12670
MSA|MSA SAFETY INC|LEHM|Barclays Capital Inc./Le|117661
MSA|MSA SAFETY INC|LIME|Lime Brokerage LLC|10881
MSA|MSA SAFETY INC|LQNA|LIQUIDNET, INC.|30800
MSA|MSA SAFETY INC|LSCI|Lek Securities Corporation|22
MSA|MSA SAFETY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48278
MSA|MSA SAFETY INC|MSCO|MORGAN STANLEY & CO. LLC|185662
MSA|MSA SAFETY INC|MSPL|MORGAN STANLEY & CO. LLC|93000
MSA|MSA SAFETY INC|MSTX|MORGAN STANLEY & CO. LLC|7200
MSA|MSA SAFETY INC|MTON|MILLINGTON SECURITIES, INC.|5176
MSA|MSA SAFETY INC|MULL|MARK J. MULLER EQUITIES, INC.|4220
MSA|MSA SAFETY INC|NFSC|National Financial Services LLC|30033
MSA|MSA SAFETY INC|NITE|VIRTU Americas LLC|116032
MSA|MSA SAFETY INC|NQRB|Brut, LLC|250
MSA|MSA SAFETY INC|NTBF|BMO Nesbitt Burns Inc./CDS|30
MSA|MSA SAFETY INC|PDQM|CODA MARKETS, INC.|97252
MSA|MSA SAFETY INC|PUMA|Puma Capital, Llc|5276
MSA|MSA SAFETY INC|PWJC|UBS Financial Services, Inc.|215
MSA|MSA SAFETY INC|RBCM|RBC CAPITAL MARKETS, LLC|267
MSA|MSA SAFETY INC|SAGL|SAGETRADER, LLC|600
MSA|MSA SAFETY INC|SAGW|SAGETRADER, LLC|2
MSA|MSA SAFETY INC|SBSH|Citigroup Global Markets Inc.|26391
MSA|MSA SAFETY INC|SEIC|SEI Investments Distribution Co.|100
MSA|MSA SAFETY INC|SGMT|GOLDMAN SACHS & CO. LLC|33620
MSA|MSA SAFETY INC|SPDR|SPEEDROUTE LLC|6205
MSA|MSA SAFETY INC|SPTD|MINT GLOBAL MARKETS, INC.|3250
MSA|MSA SAFETY INC|STFL|Stifel, Nicolaus & Company, Incorporated|1537
MSA|MSA SAFETY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1500
MSA|MSA SAFETY INC|SWIM|TD Ameritrade, Inc.|3049
MSA|MSA SAFETY INC|TRBT|Tradebot Systems, Inc.|11880
MSA|MSA SAFETY INC|TRCM|TRC MARKETS LLC|12775
MSA|MSA SAFETY INC|TWTT|TASTYWORKS, INC.|202
MSA|MSA SAFETY INC|UBSA|UBS SECURITIES LLC|221221
MSA|MSA SAFETY INC|UBSS|UBS Securities LLC|245684
MSA|MSA SAFETY INC|VALX|VIRTU AMERICAS LLC|7542
MSA|MSA SAFETY INC|VGRD|Vanguard Marketing Corporation|3324
MSA|MSA SAFETY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|104
MSA|MSA SAFETY INC|WCHV|WELLS FARGO SECURITIES, LLC|74923
MSA|MSA SAFETY INC|WDNX|WEEDEN & CO.L.P.|3078
MSA|MSA SAFETY INC|WEED|Weeden & Co.L.P.|445
MSA|MSA SAFETY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
MSA|MSA SAFETY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1659
MSA|MSA SAFETY INC|WGIF|CIBC World Markets Inc.|80
MSA|MSA SAFETY INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|33
MSA|MSA SAFETY INC|WSEA|WOLVERINE SECURITIES, LLC|115
MSA|MSA SAFETY INC|XIST|INSTINET, LLC|5622
MSA|MSA SAFETY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
MSA|MSA SAFETY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|8622
MSA|MSA SAFETY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1337
MSB|MESABI TRUST CTF BI|ALTX|Alternet Securities Inc.|100
MSB|MESABI TRUST CTF BI|APCC|Apex Clearing Corporation|1241
MSB|MESABI TRUST CTF BI|BANK|Primevest Financial Services, Inc.|1000
MSB|MESABI TRUST CTF BI|BARD|Robert W. Baird & Co. Incorporated|374
MSB|MESABI TRUST CTF BI|BATM|CBOE TRADING, INC.|421
MSB|MESABI TRUST CTF BI|BBNT|BB&T SECURITIES, LLC|200
MSB|MESABI TRUST CTF BI|BRGE|Newbridge Securities Corp.|5703
MSB|MESABI TRUST CTF BI|BZYD|GOLDMAN SACHS & CO. LLC|100
MSB|MESABI TRUST CTF BI|CHAS|Charles Schwab & Co., Inc.|7
MSB|MESABI TRUST CTF BI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
MSB|MESABI TRUST CTF BI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
MSB|MESABI TRUST CTF BI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3522
MSB|MESABI TRUST CTF BI|CXCX|CITIGROUP GLOBAL MARKETS INC.|28
MSB|MESABI TRUST CTF BI|DAVA|Davenport & Company LLC|5500
MSB|MESABI TRUST CTF BI|DBAB|Deutsche Bank Securities Inc.|1400
MSB|MESABI TRUST CTF BI|DBAX|Deutsche Bank Securities Inc.|1400
MSB|MESABI TRUST CTF BI|DEAN|MORGAN STANLEY|313
MSB|MESABI TRUST CTF BI|DEGS|RONIN PROFESSIONAL LLC|1930
MSB|MESABI TRUST CTF BI|EBXL|EBX LLC|600
MSB|MESABI TRUST CTF BI|EDJO|Edward D. Jones & Co., L.P.|437
MSB|MESABI TRUST CTF BI|EGAM|CBOE TRADING, INC.|100
MSB|MESABI TRUST CTF BI|EGXM|CBOE TRADING, INC.|101
MSB|MESABI TRUST CTF BI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18
MSB|MESABI TRUST CTF BI|ETRS|E*Trade Securities LLC|14533
MSB|MESABI TRUST CTF BI|FILL|Tradestation Securities, Inc.|75
MSB|MESABI TRUST CTF BI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4958
MSB|MESABI TRUST CTF BI|FTBR|Foliofn Investments, Inc.|251
MSB|MESABI TRUST CTF BI|GSCO|GOLDMAN SACHS & CO. LLC|408
MSB|MESABI TRUST CTF BI|GTSZ|GTS SECURITIES LLC|1994
MSB|MESABI TRUST CTF BI|HRBF|American Enterprise Investment Services Inc.|3289
MSB|MESABI TRUST CTF BI|HSBC|HSBC Securities, Inc.|247
MSB|MESABI TRUST CTF BI|IATS|INTERACTIVE BROKERS LLC|4818
MSB|MESABI TRUST CTF BI|IBKR|Interactive Brokers Llc|5398
MSB|MESABI TRUST CTF BI|INCA|INSTINET, LLC|424
MSB|MESABI TRUST CTF BI|ITGI|ITG Inc.|1090
MSB|MESABI TRUST CTF BI|ITGP|ITG INC.|2400
MSB|MESABI TRUST CTF BI|JANY|Janney Montgomery Scott Inc.|1288
MSB|MESABI TRUST CTF BI|JPMX|J.P. Morgan Securities LLC|6444
MSB|MESABI TRUST CTF BI|JSJX|JANE STREET CAPITAL LLC|200
MSB|MESABI TRUST CTF BI|LEHM|Barclays Capital Inc./Le|2400
MSB|MESABI TRUST CTF BI|LIME|Lime Brokerage LLC|2805
MSB|MESABI TRUST CTF BI|LSCI|Lek Securities Corporation|358
MSB|MESABI TRUST CTF BI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MSB|MESABI TRUST CTF BI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
MSB|MESABI TRUST CTF BI|MSCO|MORGAN STANLEY & CO. LLC|5988
MSB|MESABI TRUST CTF BI|MSPL|MORGAN STANLEY & CO. LLC|5100
MSB|MESABI TRUST CTF BI|MSTX|MORGAN STANLEY & CO. LLC|200
MSB|MESABI TRUST CTF BI|NFSC|National Financial Services LLC|47244
MSB|MESABI TRUST CTF BI|NITE|VIRTU Americas LLC|86774
MSB|MESABI TRUST CTF BI|NQRB|Brut, LLC|100
MSB|MESABI TRUST CTF BI|OPCO|Oppenheimer & Co. Inc.|3136
MSB|MESABI TRUST CTF BI|PDQM|CODA MARKETS, INC.|200
MSB|MESABI TRUST CTF BI|PHLY|NASDAQ Execution Services, LLC|4000
MSB|MESABI TRUST CTF BI|PWJC|UBS Financial Services, Inc.|200
MSB|MESABI TRUST CTF BI|RBCM|RBC CAPITAL MARKETS, LLC|2530
MSB|MESABI TRUST CTF BI|SBSH|Citigroup Global Markets Inc.|315
MSB|MESABI TRUST CTF BI|SGMT|GOLDMAN SACHS & CO. LLC|253
MSB|MESABI TRUST CTF BI|SPTD|MINT GLOBAL MARKETS, INC.|300
MSB|MESABI TRUST CTF BI|STFL|Stifel, Nicolaus & Company, Incorporated|7280
MSB|MESABI TRUST CTF BI|SWIM|TD Ameritrade, Inc.|6471
MSB|MESABI TRUST CTF BI|SWST|Hilltop Securities Inc.|500
MSB|MESABI TRUST CTF BI|TKNG|ALLY INVEST SECURITIES LLC|268
MSB|MESABI TRUST CTF BI|TRBT|Tradebot Systems, Inc.|1233
MSB|MESABI TRUST CTF BI|TRCM|TRC MARKETS LLC|707
MSB|MESABI TRUST CTF BI|UBSA|UBS SECURITIES LLC|9054
MSB|MESABI TRUST CTF BI|UBSS|UBS Securities LLC|10676
MSB|MESABI TRUST CTF BI|VALX|VIRTU AMERICAS LLC|2107
MSB|MESABI TRUST CTF BI|VERT|The Vertical Trading Group, LLC|7800
MSB|MESABI TRUST CTF BI|VGRD|Vanguard Marketing Corporation|5881
MSB|MESABI TRUST CTF BI|VNDM|Wall Street Access|3250
MSB|MESABI TRUST CTF BI|WCHV|WELLS FARGO SECURITIES, LLC|8549
MSB|MESABI TRUST CTF BI|WEDB|WEDBUSH SECURITIES INC.|2070
MSB|MESABI TRUST CTF BI|WEED|Weeden & Co.L.P.|600
MSB|MESABI TRUST CTF BI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
MSB|MESABI TRUST CTF BI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2556
MSB|MESABI TRUST CTF BI|WGIF|CIBC World Markets Inc.|245
MSB|MESABI TRUST CTF BI|WSEA|WOLVERINE SECURITIES, LLC|529
MSB|MESABI TRUST CTF BI|XSTM|NATIONAL FINANCIAL SERVICES LLC|402
MSB|MESABI TRUST CTF BI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8157
MSBF|MSB FINANCIAL CMN|APCC|Apex Clearing Corporation|1
MSBF|MSB FINANCIAL CMN|BATM|CBOE TRADING, INC.|1570
MSBF|MSB FINANCIAL CMN|BERN|Sanford C. Bernstein & Co., LLC|800
MSBF|MSB FINANCIAL CMN|BNKS|Fig Partners, LLC|2553
MSBF|MSB FINANCIAL CMN|BOSC|Boenning & Scattergood, Inc.|6640
MSBF|MSB FINANCIAL CMN|CHAS|Charles Schwab & Co., Inc.|1698
MSBF|MSB FINANCIAL CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|698
MSBF|MSB FINANCIAL CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1368
MSBF|MSB FINANCIAL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|644
MSBF|MSB FINANCIAL CMN|CTDL|Citadel Derivatives Group Llc|11
MSBF|MSB FINANCIAL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
MSBF|MSB FINANCIAL CMN|DBAB|Deutsche Bank Securities Inc.|558
MSBF|MSB FINANCIAL CMN|DEAN|MORGAN STANLEY|150
MSBF|MSB FINANCIAL CMN|EBXL|EBX LLC|500
MSBF|MSB FINANCIAL CMN|EGAM|CBOE TRADING, INC.|90
MSBF|MSB FINANCIAL CMN|ETRS|E*Trade Securities LLC|4593
MSBF|MSB FINANCIAL CMN|FBCO|Credit Suisse Securities (USA) LLC|125
MSBF|MSB FINANCIAL CMN|FOMA|TD AMERITRADE CLEARING, INC.|2589
MSBF|MSB FINANCIAL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|382
MSBF|MSB FINANCIAL CMN|FTBR|Foliofn Investments, Inc.|7
MSBF|MSB FINANCIAL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|300
MSBF|MSB FINANCIAL CMN|GSCO|GOLDMAN SACHS & CO. LLC|300
MSBF|MSB FINANCIAL CMN|GSLT|GOLDMAN SACHS & CO. LLC|1112
MSBF|MSB FINANCIAL CMN|HOVD|HOVDE GROUP, LLC|100
MSBF|MSB FINANCIAL CMN|HRBF|American Enterprise Investment Services Inc.|80
MSBF|MSB FINANCIAL CMN|IATS|INTERACTIVE BROKERS LLC|200
MSBF|MSB FINANCIAL CMN|IBKR|Interactive Brokers Llc|4983
MSBF|MSB FINANCIAL CMN|ICBX|INSTINET, LLC|100
MSBF|MSB FINANCIAL CMN|INCA|INSTINET, LLC|689
MSBF|MSB FINANCIAL CMN|INJX|INSTINET, LLC|500
MSBF|MSB FINANCIAL CMN|ITGI|ITG Inc.|5909
MSBF|MSB FINANCIAL CMN|ITGP|ITG INC.|4600
MSBF|MSB FINANCIAL CMN|JEFF|JEFFERIES LLC|701
MSBF|MSB FINANCIAL CMN|JONE|JonesTrading|2387
MSBF|MSB FINANCIAL CMN|KCGM|VIRTU Americas LLC|903
MSBF|MSB FINANCIAL CMN|LEHM|Barclays Capital Inc./Le|463
MSBF|MSB FINANCIAL CMN|LIME|Lime Brokerage LLC|11396
MSBF|MSB FINANCIAL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MSBF|MSB FINANCIAL CMN|MSCO|MORGAN STANLEY & CO. LLC|24590
MSBF|MSB FINANCIAL CMN|NFSC|National Financial Services LLC|18995
MSBF|MSB FINANCIAL CMN|NITE|VIRTU Americas LLC|13735
MSBF|MSB FINANCIAL CMN|NQRB|Brut, LLC|3
MSBF|MSB FINANCIAL CMN|OPCO|Oppenheimer & Co. Inc.|700
MSBF|MSB FINANCIAL CMN|RAJA|Raymond James & Associates, Inc.|520
MSBF|MSB FINANCIAL CMN|SBSH|Citigroup Global Markets Inc.|271
MSBF|MSB FINANCIAL CMN|SGMT|GOLDMAN SACHS & CO. LLC|410
MSBF|MSB FINANCIAL CMN|SPDR|SPEEDROUTE LLC|100
MSBF|MSB FINANCIAL CMN|STFL|Stifel, Nicolaus & Company, Incorporated|700
MSBF|MSB FINANCIAL CMN|SWIM|TD Ameritrade, Inc.|1902
MSBF|MSB FINANCIAL CMN|TRBT|Tradebot Systems, Inc.|547
MSBF|MSB FINANCIAL CMN|TRCM|TRC MARKETS LLC|752
MSBF|MSB FINANCIAL CMN|UBSA|UBS SECURITIES LLC|2402
MSBF|MSB FINANCIAL CMN|UBSS|UBS Securities LLC|3814
MSBF|MSB FINANCIAL CMN|VALX|VIRTU AMERICAS LLC|202
MSBF|MSB FINANCIAL CMN|VGRD|Vanguard Marketing Corporation|610
MSBF|MSB FINANCIAL CMN|WCHV|WELLS FARGO SECURITIES, LLC|306
MSBF|MSB FINANCIAL CMN|WSEA|WOLVERINE SECURITIES, LLC|12
MSBF|MSB FINANCIAL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MSBI|MIDLAND STS BNC CM|ALTX|Alternet Securities Inc.|1290
MSBI|MIDLAND STS BNC CM|APCC|Apex Clearing Corporation|17
MSBI|MIDLAND STS BNC CM|BATM|CBOE TRADING, INC.|648
MSBI|MIDLAND STS BNC CM|BAYC|BAY CREST PARTNERS, LLC|252
MSBI|MIDLAND STS BNC CM|BERN|Sanford C. Bernstein & Co., LLC|2000
MSBI|MIDLAND STS BNC CM|BLKX|INSTINET, LLC|10000
MSBI|MIDLAND STS BNC CM|BMOC|BMO Capital Markets Corp.|2897
MSBI|MIDLAND STS BNC CM|BNKS|Fig Partners, LLC|2332
MSBI|MIDLAND STS BNC CM|BNPX|BNP PARIBAS SECURITIES CORP.|7561
MSBI|MIDLAND STS BNC CM|BTIG|BTIG, LLC|5
MSBI|MIDLAND STS BNC CM|BYXM|CBOE TRADING, INC.|100
MSBI|MIDLAND STS BNC CM|BZYD|GOLDMAN SACHS & CO. LLC|1250
MSBI|MIDLAND STS BNC CM|CHAS|Charles Schwab & Co., Inc.|18
MSBI|MIDLAND STS BNC CM|CIST|Capital Institutional Services, Inc.|84
MSBI|MIDLAND STS BNC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40919
MSBI|MIDLAND STS BNC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MSBI|MIDLAND STS BNC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24
MSBI|MIDLAND STS BNC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31198
MSBI|MIDLAND STS BNC CM|CTDL|Citadel Derivatives Group Llc|17224
MSBI|MIDLAND STS BNC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4964
MSBI|MIDLAND STS BNC CM|DBAB|Deutsche Bank Securities Inc.|148198
MSBI|MIDLAND STS BNC CM|DBAX|Deutsche Bank Securities Inc.|41100
MSBI|MIDLAND STS BNC CM|DBUL|Deutsche Bank Securities Inc.|145
MSBI|MIDLAND STS BNC CM|DEAN|MORGAN STANLEY|35
MSBI|MIDLAND STS BNC CM|DEGS|RONIN PROFESSIONAL LLC|1800
MSBI|MIDLAND STS BNC CM|EBXL|EBX LLC|17500
MSBI|MIDLAND STS BNC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5819
MSBI|MIDLAND STS BNC CM|EDJO|Edward D. Jones & Co., L.P.|119862
MSBI|MIDLAND STS BNC CM|EGAM|CBOE TRADING, INC.|2488
MSBI|MIDLAND STS BNC CM|EGMT|EG MARKET TECHNOLOGIES LLC|600
MSBI|MIDLAND STS BNC CM|EGXM|CBOE TRADING, INC.|185
MSBI|MIDLAND STS BNC CM|EGXW|CBOE TRADING, INC.|102
MSBI|MIDLAND STS BNC CM|ETBE|Electronic Transaction Clearing, Inc.|4152
MSBI|MIDLAND STS BNC CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5392
MSBI|MIDLAND STS BNC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2697
MSBI|MIDLAND STS BNC CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|6
MSBI|MIDLAND STS BNC CM|ETRS|E*Trade Securities LLC|1742
MSBI|MIDLAND STS BNC CM|FBCO|Credit Suisse Securities (USA) LLC|183296
MSBI|MIDLAND STS BNC CM|FINX|FINTECH SECURITIES|3914
MSBI|MIDLAND STS BNC CM|FOMA|TD AMERITRADE CLEARING, INC.|6403
MSBI|MIDLAND STS BNC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|735
MSBI|MIDLAND STS BNC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31481
MSBI|MIDLAND STS BNC CM|FTBR|Foliofn Investments, Inc.|429
MSBI|MIDLAND STS BNC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|7196
MSBI|MIDLAND STS BNC CM|GLPX|ACS EXECUTION SERVICES, LLC|5200
MSBI|MIDLAND STS BNC CM|GSCO|GOLDMAN SACHS & CO. LLC|703621
MSBI|MIDLAND STS BNC CM|GSCS|GOLDMAN SACHS & CO. LLC|2525
MSBI|MIDLAND STS BNC CM|GSLT|GOLDMAN SACHS & CO. LLC|100
MSBI|MIDLAND STS BNC CM|GTSZ|GTS SECURITIES LLC|7366
MSBI|MIDLAND STS BNC CM|HAPX|HAP Trading, LLC|64
MSBI|MIDLAND STS BNC CM|IATS|INTERACTIVE BROKERS LLC|816
MSBI|MIDLAND STS BNC CM|IBKR|Interactive Brokers Llc|3528
MSBI|MIDLAND STS BNC CM|ICBX|INSTINET, LLC|32800
MSBI|MIDLAND STS BNC CM|IEQY|CITADEL SECURITIES LLC|20331
MSBI|MIDLAND STS BNC CM|INCA|INSTINET, LLC|91855
MSBI|MIDLAND STS BNC CM|INJX|INSTINET, LLC|10072
MSBI|MIDLAND STS BNC CM|ITGI|ITG Inc.|12950
MSBI|MIDLAND STS BNC CM|ITGP|ITG INC.|17400
MSBI|MIDLAND STS BNC CM|JEFF|JEFFERIES LLC|19773
MSBI|MIDLAND STS BNC CM|JMPT|JUMP TRADING, LLC|5147
MSBI|MIDLAND STS BNC CM|JPBX|J.P. MORGAN SECURITIES LLC|2514
MSBI|MIDLAND STS BNC CM|JPMX|J.P. Morgan Securities LLC|42609
MSBI|MIDLAND STS BNC CM|JSJX|JANE STREET CAPITAL LLC|2875
MSBI|MIDLAND STS BNC CM|KBWI|Keefe, Bruyette & Woods, Inc.|150834
MSBI|MIDLAND STS BNC CM|KCGM|VIRTU Americas LLC|13108
MSBI|MIDLAND STS BNC CM|LEHM|Barclays Capital Inc./Le|194398
MSBI|MIDLAND STS BNC CM|LIME|Lime Brokerage LLC|69357
MSBI|MIDLAND STS BNC CM|LMGP|LIME BROKERAGE LLC|361
MSBI|MIDLAND STS BNC CM|MAXM|Maxim Group LLC|2094
MSBI|MIDLAND STS BNC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16047
MSBI|MIDLAND STS BNC CM|MOTF|MOTIF INVESTING, INC.|1
MSBI|MIDLAND STS BNC CM|MSCO|MORGAN STANLEY & CO. LLC|481875
MSBI|MIDLAND STS BNC CM|MSPL|MORGAN STANLEY & CO. LLC|47100
MSBI|MIDLAND STS BNC CM|MSTX|MORGAN STANLEY & CO. LLC|6000
MSBI|MIDLAND STS BNC CM|NFSC|National Financial Services LLC|15836
MSBI|MIDLAND STS BNC CM|NITE|VIRTU Americas LLC|73731
MSBI|MIDLAND STS BNC CM|NITP|VIRTU Americas LLC|1600
MSBI|MIDLAND STS BNC CM|NQRB|Brut, LLC|3156
MSBI|MIDLAND STS BNC CM|PDQM|CODA MARKETS, INC.|21230
MSBI|MIDLAND STS BNC CM|PNSR|Penserra Securities, LLC|3651
MSBI|MIDLAND STS BNC CM|PWJC|UBS Financial Services, Inc.|3804
MSBI|MIDLAND STS BNC CM|RAJA|Raymond James & Associates, Inc.|114912
MSBI|MIDLAND STS BNC CM|RBCM|RBC CAPITAL MARKETS, LLC|10481
MSBI|MIDLAND STS BNC CM|SAGL|SAGETRADER, LLC|20
MSBI|MIDLAND STS BNC CM|SBSH|Citigroup Global Markets Inc.|58281
MSBI|MIDLAND STS BNC CM|SEIC|SEI Investments Distribution Co.|200
MSBI|MIDLAND STS BNC CM|SGMT|GOLDMAN SACHS & CO. LLC|9824
MSBI|MIDLAND STS BNC CM|SPDR|SPEEDROUTE LLC|4790
MSBI|MIDLAND STS BNC CM|STFL|Stifel, Nicolaus & Company, Incorporated|1499
MSBI|MIDLAND STS BNC CM|TMBR|Timber Hill LLC|62
MSBI|MIDLAND STS BNC CM|TRBT|Tradebot Systems, Inc.|24311
MSBI|MIDLAND STS BNC CM|TRCM|TRC MARKETS LLC|40115
MSBI|MIDLAND STS BNC CM|UBSA|UBS SECURITIES LLC|114024
MSBI|MIDLAND STS BNC CM|UBSS|UBS Securities LLC|347465
MSBI|MIDLAND STS BNC CM|VALX|VIRTU AMERICAS LLC|8409
MSBI|MIDLAND STS BNC CM|VGRD|Vanguard Marketing Corporation|3621
MSBI|MIDLAND STS BNC CM|WCHV|WELLS FARGO SECURITIES, LLC|8483
MSBI|MIDLAND STS BNC CM|WEED|Weeden & Co.L.P.|100
MSBI|MIDLAND STS BNC CM|WSEA|WOLVERINE SECURITIES, LLC|1
MSBI|MIDLAND STS BNC CM|XIST|INSTINET, LLC|5900
MSBI|MIDLAND STS BNC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
MSBI|MIDLAND STS BNC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|681
MSBI|MIDLAND STS BNC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9696
MSCI|MSCI INC|ABLE|NATIXIS Securities Americas LLC|11000
MSCI|MSCI INC|AGIS|Aegis Capital Corp.|2
MSCI|MSCI INC|ALTX|Alternet Securities Inc.|16510
MSCI|MSCI INC|ANOS|ABEL/NOSER, L.L.C.|371
MSCI|MSCI INC|APCC|Apex Clearing Corporation|266
MSCI|MSCI INC|BANK|Primevest Financial Services, Inc.|41
MSCI|MSCI INC|BARD|Robert W. Baird & Co. Incorporated|597
MSCI|MSCI INC|BATM|CBOE TRADING, INC.|10078
MSCI|MSCI INC|BBNT|BB&T SECURITIES, LLC|317
MSCI|MSCI INC|BERN|Sanford C. Bernstein & Co., LLC|10588
MSCI|MSCI INC|BIDS|BIDS TRADING L.P.|27400
MSCI|MSCI INC|BIMI|Banca IMI Securities Corp.|22
MSCI|MSCI INC|BKCM|BNY Mellon Capital Markets LLC|299
MSCI|MSCI INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5690
MSCI|MSCI INC|BLKX|INSTINET, LLC|86200
MSCI|MSCI INC|BMOC|BMO Capital Markets Corp.|100
MSCI|MSCI INC|BNPX|BNP PARIBAS SECURITIES CORP.|120606
MSCI|MSCI INC|BTIG|BTIG, LLC|8874
MSCI|MSCI INC|BYXM|CBOE TRADING, INC.|1858
MSCI|MSCI INC|BZYD|GOLDMAN SACHS & CO. LLC|700
MSCI|MSCI INC|CABR|Cabrera Capital Markets, Inc.|112
MSCI|MSCI INC|CANT|Cantor Fitzgerald & Co.|2124
MSCI|MSCI INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|45000
MSCI|MSCI INC|CHAS|Charles Schwab & Co., Inc.|4407
MSCI|MSCI INC|CIBP|CIBC World Markets Corp.|3824
MSCI|MSCI INC|CICF|Canaccord Genuity Corp.|570
MSCI|MSCI INC|CIOI|CITIGROUP GLOBAL MARKETS INC|7000
MSCI|MSCI INC|CIST|Capital Institutional Services, Inc.|996
MSCI|MSCI INC|CLSA|CLSA AMERICAS, LLC|100
MSCI|MSCI INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23375
MSCI|MSCI INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3702
MSCI|MSCI INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|212
MSCI|MSCI INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330193
MSCI|MSCI INC|CTDL|Citadel Derivatives Group Llc|3152
MSCI|MSCI INC|CTLR|CUTLER GROUP, LP|876
MSCI|MSCI INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12732
MSCI|MSCI INC|DBAB|Deutsche Bank Securities Inc.|68606
MSCI|MSCI INC|DBAX|Deutsche Bank Securities Inc.|163500
MSCI|MSCI INC|DBUL|Deutsche Bank Securities Inc.|1200
MSCI|MSCI INC|DCHF|Dart Executions, LLC|670
MSCI|MSCI INC|DEAN|MORGAN STANLEY|6611
MSCI|MSCI INC|DEGS|RONIN PROFESSIONAL LLC|600
MSCI|MSCI INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|217
MSCI|MSCI INC|DRWK|DRW SECURITIES, L.L.C.|6816
MSCI|MSCI INC|EBXL|EBX LLC|119100
MSCI|MSCI INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7534
MSCI|MSCI INC|EDJO|Edward D. Jones & Co., L.P.|1376
MSCI|MSCI INC|EGAM|CBOE TRADING, INC.|7113
MSCI|MSCI INC|EGAW|CBOE TRADING, INC.|262
MSCI|MSCI INC|EGMT|EG MARKET TECHNOLOGIES LLC|574
MSCI|MSCI INC|EGXM|CBOE TRADING, INC.|1373
MSCI|MSCI INC|EGXW|CBOE TRADING, INC.|120
MSCI|MSCI INC|ESPO|ESPOSITO SECURITIES, LLC|357
MSCI|MSCI INC|ETBE|Electronic Transaction Clearing, Inc.|5020
MSCI|MSCI INC|ETCC|Electronic Transaction Clearing, Inc.|456
MSCI|MSCI INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30906
MSCI|MSCI INC|ETRS|E*Trade Securities LLC|12820
MSCI|MSCI INC|FBSB|U.S. Bancorp Investments, Inc.|124
MSCI|MSCI INC|FILL|Tradestation Securities, Inc.|919
MSCI|MSCI INC|FMAF|NBCN Inc./ CDS|4088
MSCI|MSCI INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2690
MSCI|MSCI INC|FQLS|Quantlab Securities LP|98434
MSCI|MSCI INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66706
MSCI|MSCI INC|FTBR|Foliofn Investments, Inc.|18885
MSCI|MSCI INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2427
MSCI|MSCI INC|GLIS|TD Securities Inc|503
MSCI|MSCI INC|GLPX|ACS EXECUTION SERVICES, LLC|55455
MSCI|MSCI INC|GSCO|GOLDMAN SACHS & CO. LLC|459458
MSCI|MSCI INC|GSCS|GOLDMAN SACHS & CO. LLC|276
MSCI|MSCI INC|GSLT|GOLDMAN SACHS & CO. LLC|2041
MSCI|MSCI INC|GTSZ|GTS SECURITIES LLC|76853
MSCI|MSCI INC|GUGS|Guggenheim Securities, LLC|16400
MSCI|MSCI INC|HRBF|American Enterprise Investment Services Inc.|2447
MSCI|MSCI INC|HSBC|HSBC Securities, Inc.|101
MSCI|MSCI INC|IATS|INTERACTIVE BROKERS LLC|5387
MSCI|MSCI INC|IBKR|Interactive Brokers Llc|5547
MSCI|MSCI INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|448
MSCI|MSCI INC|ICBX|INSTINET, LLC|56294
MSCI|MSCI INC|IEQY|CITADEL SECURITIES LLC|66084
MSCI|MSCI INC|INCA|INSTINET, LLC|188095
MSCI|MSCI INC|INJX|INSTINET, LLC|705
MSCI|MSCI INC|ITGI|ITG Inc.|95051
MSCI|MSCI INC|ITGP|ITG INC.|165000
MSCI|MSCI INC|JANY|Janney Montgomery Scott Inc.|1476
MSCI|MSCI INC|JEFF|JEFFERIES LLC|60426
MSCI|MSCI INC|JMPT|JUMP TRADING, LLC|34822
MSCI|MSCI INC|JPBX|J.P. MORGAN SECURITIES LLC|67441
MSCI|MSCI INC|JPMX|J.P. Morgan Securities LLC|270917
MSCI|MSCI INC|JSJX|JANE STREET CAPITAL LLC|18355
MSCI|MSCI INC|KCGM|VIRTU Americas LLC|29535
MSCI|MSCI INC|LEHM|Barclays Capital Inc./Le|283680
MSCI|MSCI INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|250
MSCI|MSCI INC|LIME|Lime Brokerage LLC|6667
MSCI|MSCI INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|126818
MSCI|MSCI INC|LOOP|Loop Capital Markets LLC|860
MSCI|MSCI INC|LQNA|LIQUIDNET, INC.|157600
MSCI|MSCI INC|LQNB|LIQUIDNET, INC.|900
MSCI|MSCI INC|LSCI|Lek Securities Corporation|165
MSCI|MSCI INC|MACQ|Macquarie Capital (USA) Inc.|7383
MSCI|MSCI INC|MAXM|Maxim Group LLC|12041
MSCI|MSCI INC|MCMF|Raymond James Ltd. Cds|285
MSCI|MSCI INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55898
MSCI|MSCI INC|MOTF|MOTIF INVESTING, INC.|10
MSCI|MSCI INC|MSCO|MORGAN STANLEY & CO. LLC|625732
MSCI|MSCI INC|MSPL|MORGAN STANLEY & CO. LLC|147100
MSCI|MSCI INC|MSTX|MORGAN STANLEY & CO. LLC|52300
MSCI|MSCI INC|NEUB|NEUBERGER BERMAN BD LLC|1350
MSCI|MSCI INC|NFSC|National Financial Services LLC|135164
MSCI|MSCI INC|NITE|VIRTU Americas LLC|191417
MSCI|MSCI INC|NITP|VIRTU Americas LLC|429
MSCI|MSCI INC|NQRB|Brut, LLC|9188
MSCI|MSCI INC|NTBF|BMO Nesbitt Burns Inc./CDS|603
MSCI|MSCI INC|NTRC|Northern Trust Securities, Inc.|4461
MSCI|MSCI INC|OPCO|Oppenheimer & Co. Inc.|2041
MSCI|MSCI INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|250
MSCI|MSCI INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4100
MSCI|MSCI INC|PCFF|Pacific International Securities Inc./CDS|566
MSCI|MSCI INC|PCPT|PHILLIP CAPITAL INC.|50
MSCI|MSCI INC|PDQM|CODA MARKETS, INC.|101447
MSCI|MSCI INC|PICT|Pictet Overseas Inc.|211
MSCI|MSCI INC|PIPR|Piper Jaffray & Co.|141
MSCI|MSCI INC|PWJC|UBS Financial Services, Inc.|60
MSCI|MSCI INC|RBCM|RBC CAPITAL MARKETS, LLC|9282
MSCI|MSCI INC|RHCO|Suntrust Robinson Humphrey, Inc.|5840
MSCI|MSCI INC|SAGL|SAGETRADER, LLC|2363
MSCI|MSCI INC|SAGW|SAGETRADER, LLC|15
MSCI|MSCI INC|SBSH|Citigroup Global Markets Inc.|43720
MSCI|MSCI INC|SGMT|GOLDMAN SACHS & CO. LLC|56358
MSCI|MSCI INC|SIBO|Prime Executions, Inc.|200
MSCI|MSCI INC|SPDR|SPEEDROUTE LLC|13131
MSCI|MSCI INC|SPHN|Stephens Inc.|16
MSCI|MSCI INC|SPTD|MINT GLOBAL MARKETS, INC.|600
MSCI|MSCI INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|120
MSCI|MSCI INC|STFL|Stifel, Nicolaus & Company, Incorporated|11455
MSCI|MSCI INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2360
MSCI|MSCI INC|SWIM|TD Ameritrade, Inc.|4467
MSCI|MSCI INC|SWST|Hilltop Securities Inc.|95
MSCI|MSCI INC|TAGC|TELSEY ADVISORY GROUP LLC|250
MSCI|MSCI INC|TKNG|ALLY INVEST SECURITIES LLC|278
MSCI|MSCI INC|TRBT|Tradebot Systems, Inc.|114019
MSCI|MSCI INC|TRCM|TRC MARKETS LLC|39386
MSCI|MSCI INC|TWTT|TASTYWORKS, INC.|12
MSCI|MSCI INC|UBSS|UBS Securities LLC|603968
MSCI|MSCI INC|VALX|VIRTU AMERICAS LLC|10486
MSCI|MSCI INC|VGRD|Vanguard Marketing Corporation|2239
MSCI|MSCI INC|VSIN|Vision Financial Markets Llc|58
MSCI|MSCI INC|WABR|Wall Street Access|5431
MSCI|MSCI INC|WBET|Wallachbeth Capital LLC|2220
MSCI|MSCI INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1929
MSCI|MSCI INC|WCHV|WELLS FARGO SECURITIES, LLC|50837
MSCI|MSCI INC|WDNX|WEEDEN & CO.L.P.|480
MSCI|MSCI INC|WEDB|WEDBUSH SECURITIES INC.|41
MSCI|MSCI INC|WEED|Weeden & Co.L.P.|3533
MSCI|MSCI INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12529
MSCI|MSCI INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3706
MSCI|MSCI INC|WGIF|CIBC World Markets Inc.|696
MSCI|MSCI INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|366
MSCI|MSCI INC|WSAG|WALL STREET ACCESS|53
MSCI|MSCI INC|WSEA|WOLVERINE SECURITIES, LLC|591
MSCI|MSCI INC|XIST|INSTINET, LLC|106668
MSCI|MSCI INC|XPQR|Jump Trading|678
MSCI|MSCI INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|20900
MSCI|MSCI INC|YKNA|COMHAR CAPITAL MARKETS, LLC|12028
MSCI|MSCI INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7817
MSD|MS EMERG MKT DEBT|ALTX|Alternet Securities Inc.|1200
MSD|MS EMERG MKT DEBT|APCC|Apex Clearing Corporation|149
MSD|MS EMERG MKT DEBT|BARD|Robert W. Baird & Co. Incorporated|2988
MSD|MS EMERG MKT DEBT|BATM|CBOE TRADING, INC.|71
MSD|MS EMERG MKT DEBT|BBNT|BB&T SECURITIES, LLC|351
MSD|MS EMERG MKT DEBT|BERN|Sanford C. Bernstein & Co., LLC|131
MSD|MS EMERG MKT DEBT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
MSD|MS EMERG MKT DEBT|BTIG|BTIG, LLC|11741
MSD|MS EMERG MKT DEBT|CHAS|Charles Schwab & Co., Inc.|2003
MSD|MS EMERG MKT DEBT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16536
MSD|MS EMERG MKT DEBT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13757
MSD|MS EMERG MKT DEBT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
MSD|MS EMERG MKT DEBT|DBAX|Deutsche Bank Securities Inc.|6500
MSD|MS EMERG MKT DEBT|DEAN|MORGAN STANLEY|1600
MSD|MS EMERG MKT DEBT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16441
MSD|MS EMERG MKT DEBT|EBXL|EBX LLC|9700
MSD|MS EMERG MKT DEBT|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
MSD|MS EMERG MKT DEBT|EDJC|Edward Jones / CDS|10
MSD|MS EMERG MKT DEBT|EDJO|Edward D. Jones & Co., L.P.|6625
MSD|MS EMERG MKT DEBT|EGAM|CBOE TRADING, INC.|600
MSD|MS EMERG MKT DEBT|EGXM|CBOE TRADING, INC.|912
MSD|MS EMERG MKT DEBT|ETRS|E*Trade Securities LLC|29331
MSD|MS EMERG MKT DEBT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6040
MSD|MS EMERG MKT DEBT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11826
MSD|MS EMERG MKT DEBT|FTBR|Foliofn Investments, Inc.|1503
MSD|MS EMERG MKT DEBT|GLPX|ACS EXECUTION SERVICES, LLC|3000
MSD|MS EMERG MKT DEBT|GSCO|GOLDMAN SACHS & CO. LLC|1363
MSD|MS EMERG MKT DEBT|GSCS|GOLDMAN SACHS & CO. LLC|700
MSD|MS EMERG MKT DEBT|GSLT|GOLDMAN SACHS & CO. LLC|300
MSD|MS EMERG MKT DEBT|GTSZ|GTS SECURITIES LLC|90
MSD|MS EMERG MKT DEBT|HRBF|American Enterprise Investment Services Inc.|13745
MSD|MS EMERG MKT DEBT|IATS|INTERACTIVE BROKERS LLC|3557
MSD|MS EMERG MKT DEBT|IBKR|Interactive Brokers Llc|5931
MSD|MS EMERG MKT DEBT|ICBX|INSTINET, LLC|3925
MSD|MS EMERG MKT DEBT|INCA|INSTINET, LLC|6148
MSD|MS EMERG MKT DEBT|ITGI|ITG Inc.|5124
MSD|MS EMERG MKT DEBT|ITGP|ITG INC.|7600
MSD|MS EMERG MKT DEBT|JANY|Janney Montgomery Scott Inc.|2287
MSD|MS EMERG MKT DEBT|JPMX|J.P. Morgan Securities LLC|7284
MSD|MS EMERG MKT DEBT|KCGM|VIRTU Americas LLC|5202
MSD|MS EMERG MKT DEBT|LEHM|Barclays Capital Inc./Le|6900
MSD|MS EMERG MKT DEBT|LIME|Lime Brokerage LLC|77
MSD|MS EMERG MKT DEBT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|841
MSD|MS EMERG MKT DEBT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5970
MSD|MS EMERG MKT DEBT|MOTF|MOTIF INVESTING, INC.|1
MSD|MS EMERG MKT DEBT|MSCO|MORGAN STANLEY & CO. LLC|13697
MSD|MS EMERG MKT DEBT|NFSC|National Financial Services LLC|115944
MSD|MS EMERG MKT DEBT|NITE|VIRTU Americas LLC|155727
MSD|MS EMERG MKT DEBT|NQRB|Brut, LLC|4192
MSD|MS EMERG MKT DEBT|NTBF|BMO Nesbitt Burns Inc./CDS|4400
MSD|MS EMERG MKT DEBT|OPCO|Oppenheimer & Co. Inc.|322
MSD|MS EMERG MKT DEBT|PDQM|CODA MARKETS, INC.|4800
MSD|MS EMERG MKT DEBT|PWJC|UBS Financial Services, Inc.|2896
MSD|MS EMERG MKT DEBT|RBCM|RBC CAPITAL MARKETS, LLC|15306
MSD|MS EMERG MKT DEBT|SAGC|SAGETRADER, LLC|100
MSD|MS EMERG MKT DEBT|SBSH|Citigroup Global Markets Inc.|200
MSD|MS EMERG MKT DEBT|SGMT|GOLDMAN SACHS & CO. LLC|6786
MSD|MS EMERG MKT DEBT|SPDR|SPEEDROUTE LLC|1100
MSD|MS EMERG MKT DEBT|STFL|Stifel, Nicolaus & Company, Incorporated|2600
MSD|MS EMERG MKT DEBT|SWIM|TD Ameritrade, Inc.|5626
MSD|MS EMERG MKT DEBT|SWST|Hilltop Securities Inc.|2245
MSD|MS EMERG MKT DEBT|TKNG|ALLY INVEST SECURITIES LLC|700
MSD|MS EMERG MKT DEBT|TRBT|Tradebot Systems, Inc.|1700
MSD|MS EMERG MKT DEBT|TWTT|TASTYWORKS, INC.|600
MSD|MS EMERG MKT DEBT|UBSA|UBS SECURITIES LLC|35641
MSD|MS EMERG MKT DEBT|UBSS|UBS Securities LLC|72717
MSD|MS EMERG MKT DEBT|VGRD|Vanguard Marketing Corporation|16301
MSD|MS EMERG MKT DEBT|WCHV|WELLS FARGO SECURITIES, LLC|61586
MSD|MS EMERG MKT DEBT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6291
MSD|MS EMERG MKT DEBT|WSEA|WOLVERINE SECURITIES, LLC|981
MSD|MS EMERG MKT DEBT|XSTM|NATIONAL FINANCIAL SERVICES LLC|3404
MSD|MS EMERG MKT DEBT|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
MSD|MS EMERG MKT DEBT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1200
MSEX|MIDDLESEX WATER CO|ALTX|Alternet Securities Inc.|1050
MSEX|MIDDLESEX WATER CO|APCC|Apex Clearing Corporation|2288
MSEX|MIDDLESEX WATER CO|BANK|Primevest Financial Services, Inc.|17
MSEX|MIDDLESEX WATER CO|BATM|CBOE TRADING, INC.|336
MSEX|MIDDLESEX WATER CO|BMOC|BMO Capital Markets Corp.|2540
MSEX|MIDDLESEX WATER CO|BNPX|BNP PARIBAS SECURITIES CORP.|895
MSEX|MIDDLESEX WATER CO|BTIG|BTIG, LLC|140
MSEX|MIDDLESEX WATER CO|BYXM|CBOE TRADING, INC.|712
MSEX|MIDDLESEX WATER CO|BZYD|GOLDMAN SACHS & CO. LLC|891
MSEX|MIDDLESEX WATER CO|CHAS|Charles Schwab & Co., Inc.|4
MSEX|MIDDLESEX WATER CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2003
MSEX|MIDDLESEX WATER CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12184
MSEX|MIDDLESEX WATER CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|809
MSEX|MIDDLESEX WATER CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17388
MSEX|MIDDLESEX WATER CO|CTDL|Citadel Derivatives Group Llc|740
MSEX|MIDDLESEX WATER CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1986
MSEX|MIDDLESEX WATER CO|DADA|D.A. Davidson & Co.|1
MSEX|MIDDLESEX WATER CO|DBAB|Deutsche Bank Securities Inc.|66769
MSEX|MIDDLESEX WATER CO|DBAX|Deutsche Bank Securities Inc.|24800
MSEX|MIDDLESEX WATER CO|DBUL|Deutsche Bank Securities Inc.|500
MSEX|MIDDLESEX WATER CO|DEAN|MORGAN STANLEY|1152
MSEX|MIDDLESEX WATER CO|DEGS|RONIN PROFESSIONAL LLC|2800
MSEX|MIDDLESEX WATER CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
MSEX|MIDDLESEX WATER CO|EBXL|EBX LLC|10200
MSEX|MIDDLESEX WATER CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|134
MSEX|MIDDLESEX WATER CO|EDJO|Edward D. Jones & Co., L.P.|3025
MSEX|MIDDLESEX WATER CO|EGAM|CBOE TRADING, INC.|472
MSEX|MIDDLESEX WATER CO|EGMT|EG MARKET TECHNOLOGIES LLC|300
MSEX|MIDDLESEX WATER CO|ETBE|Electronic Transaction Clearing, Inc.|82
MSEX|MIDDLESEX WATER CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
MSEX|MIDDLESEX WATER CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9268
MSEX|MIDDLESEX WATER CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|119
MSEX|MIDDLESEX WATER CO|ETRS|E*Trade Securities LLC|829
MSEX|MIDDLESEX WATER CO|FBCO|Credit Suisse Securities (USA) LLC|58070
MSEX|MIDDLESEX WATER CO|FBSB|U.S. Bancorp Investments, Inc.|1
MSEX|MIDDLESEX WATER CO|FOMA|TD AMERITRADE CLEARING, INC.|83233
MSEX|MIDDLESEX WATER CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
MSEX|MIDDLESEX WATER CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26966
MSEX|MIDDLESEX WATER CO|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|900
MSEX|MIDDLESEX WATER CO|FTBR|Foliofn Investments, Inc.|71
MSEX|MIDDLESEX WATER CO|GEBB|GLOBAL EXECUTION BROKERS, LP|22186
MSEX|MIDDLESEX WATER CO|GLPX|ACS EXECUTION SERVICES, LLC|2140
MSEX|MIDDLESEX WATER CO|GSCO|GOLDMAN SACHS & CO. LLC|60925
MSEX|MIDDLESEX WATER CO|GSCS|GOLDMAN SACHS & CO. LLC|1923
MSEX|MIDDLESEX WATER CO|GSLT|GOLDMAN SACHS & CO. LLC|200
MSEX|MIDDLESEX WATER CO|GTSZ|GTS SECURITIES LLC|40083
MSEX|MIDDLESEX WATER CO|HRBF|American Enterprise Investment Services Inc.|479
MSEX|MIDDLESEX WATER CO|HSBC|HSBC Securities, Inc.|11632
MSEX|MIDDLESEX WATER CO|IATS|INTERACTIVE BROKERS LLC|325
MSEX|MIDDLESEX WATER CO|IBKR|Interactive Brokers Llc|21876
MSEX|MIDDLESEX WATER CO|ICBX|INSTINET, LLC|1600
MSEX|MIDDLESEX WATER CO|IEQY|CITADEL SECURITIES LLC|6126
MSEX|MIDDLESEX WATER CO|INCA|INSTINET, LLC|37940
MSEX|MIDDLESEX WATER CO|INJX|INSTINET, LLC|749
MSEX|MIDDLESEX WATER CO|ITGI|ITG Inc.|3114
MSEX|MIDDLESEX WATER CO|ITGP|ITG INC.|18800
MSEX|MIDDLESEX WATER CO|JANY|Janney Montgomery Scott Inc.|245
MSEX|MIDDLESEX WATER CO|JEFF|JEFFERIES LLC|8071
MSEX|MIDDLESEX WATER CO|JPBX|J.P. MORGAN SECURITIES LLC|300
MSEX|MIDDLESEX WATER CO|JPMX|J.P. Morgan Securities LLC|19512
MSEX|MIDDLESEX WATER CO|JSJX|JANE STREET CAPITAL LLC|619
MSEX|MIDDLESEX WATER CO|KCGM|VIRTU Americas LLC|2488
MSEX|MIDDLESEX WATER CO|LEHM|Barclays Capital Inc./Le|39219
MSEX|MIDDLESEX WATER CO|LIME|Lime Brokerage LLC|35483
MSEX|MIDDLESEX WATER CO|LMGP|LIME BROKERAGE LLC|200
MSEX|MIDDLESEX WATER CO|MACC|Mid Atlantic Capital Corporation|488
MSEX|MIDDLESEX WATER CO|MAXM|Maxim Group LLC|1510
MSEX|MIDDLESEX WATER CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8500
MSEX|MIDDLESEX WATER CO|MOTF|MOTIF INVESTING, INC.|10
MSEX|MIDDLESEX WATER CO|MSCO|MORGAN STANLEY & CO. LLC|137168
MSEX|MIDDLESEX WATER CO|MSPL|MORGAN STANLEY & CO. LLC|30000
MSEX|MIDDLESEX WATER CO|MSTX|MORGAN STANLEY & CO. LLC|700
MSEX|MIDDLESEX WATER CO|NFSC|National Financial Services LLC|6206
MSEX|MIDDLESEX WATER CO|NITE|VIRTU Americas LLC|58252
MSEX|MIDDLESEX WATER CO|NITP|VIRTU Americas LLC|300
MSEX|MIDDLESEX WATER CO|NQRB|Brut, LLC|500
MSEX|MIDDLESEX WATER CO|NTRC|Northern Trust Securities, Inc.|24
MSEX|MIDDLESEX WATER CO|OPCO|Oppenheimer & Co. Inc.|500
MSEX|MIDDLESEX WATER CO|PDQM|CODA MARKETS, INC.|4310
MSEX|MIDDLESEX WATER CO|PWJC|UBS Financial Services, Inc.|1100
MSEX|MIDDLESEX WATER CO|RAJA|Raymond James & Associates, Inc.|2192
MSEX|MIDDLESEX WATER CO|RBCM|RBC CAPITAL MARKETS, LLC|507
MSEX|MIDDLESEX WATER CO|SALI|INTL FCSTONE FINANCIAL INC.|2
MSEX|MIDDLESEX WATER CO|SBSH|Citigroup Global Markets Inc.|26708
MSEX|MIDDLESEX WATER CO|SGMT|GOLDMAN SACHS & CO. LLC|3400
MSEX|MIDDLESEX WATER CO|SPDR|SPEEDROUTE LLC|1150
MSEX|MIDDLESEX WATER CO|SPHN|Stephens Inc.|809
MSEX|MIDDLESEX WATER CO|SPTD|MINT GLOBAL MARKETS, INC.|27062
MSEX|MIDDLESEX WATER CO|STFL|Stifel, Nicolaus & Company, Incorporated|11
MSEX|MIDDLESEX WATER CO|SWIM|TD Ameritrade, Inc.|5
MSEX|MIDDLESEX WATER CO|SWST|Hilltop Securities Inc.|14
MSEX|MIDDLESEX WATER CO|TKNG|ALLY INVEST SECURITIES LLC|400
MSEX|MIDDLESEX WATER CO|TRBT|Tradebot Systems, Inc.|6878
MSEX|MIDDLESEX WATER CO|TRCM|TRC MARKETS LLC|33625
MSEX|MIDDLESEX WATER CO|UBSA|UBS SECURITIES LLC|22344
MSEX|MIDDLESEX WATER CO|UBSS|UBS Securities LLC|108672
MSEX|MIDDLESEX WATER CO|VALX|VIRTU AMERICAS LLC|4394
MSEX|MIDDLESEX WATER CO|VGRD|Vanguard Marketing Corporation|1401
MSEX|MIDDLESEX WATER CO|WBLR|WILLIAM BLAIR|24
MSEX|MIDDLESEX WATER CO|WCHV|WELLS FARGO SECURITIES, LLC|9153
MSEX|MIDDLESEX WATER CO|WEDB|WEDBUSH SECURITIES INC.|1
MSEX|MIDDLESEX WATER CO|WEED|Weeden & Co.L.P.|310
MSEX|MIDDLESEX WATER CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|83
MSEX|MIDDLESEX WATER CO|WSEA|WOLVERINE SECURITIES, LLC|174
MSEX|MIDDLESEX WATER CO|XIST|INSTINET, LLC|2400
MSEX|MIDDLESEX WATER CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
MSEX|MIDDLESEX WATER CO|YKNA|COMHAR CAPITAL MARKETS, LLC|1240
MSEX|MIDDLESEX WATER CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1298
MSF|MS DW EMERGING MKT|ALTX|Alternet Securities Inc.|800
MSF|MS DW EMERGING MKT|APCC|Apex Clearing Corporation|8
MSF|MS DW EMERGING MKT|BATM|CBOE TRADING, INC.|18
MSF|MS DW EMERGING MKT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
MSF|MS DW EMERGING MKT|CANT|Cantor Fitzgerald & Co.|20100
MSF|MS DW EMERGING MKT|CHAS|Charles Schwab & Co., Inc.|1
MSF|MS DW EMERGING MKT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9844
MSF|MS DW EMERGING MKT|DBAX|Deutsche Bank Securities Inc.|2200
MSF|MS DW EMERGING MKT|DEGS|RONIN PROFESSIONAL LLC|400
MSF|MS DW EMERGING MKT|EBXL|EBX LLC|500
MSF|MS DW EMERGING MKT|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
MSF|MS DW EMERGING MKT|EDJO|Edward D. Jones & Co., L.P.|2968
MSF|MS DW EMERGING MKT|EGAM|CBOE TRADING, INC.|1559
MSF|MS DW EMERGING MKT|ETRS|E*Trade Securities LLC|7625
MSF|MS DW EMERGING MKT|FMAF|NBCN Inc./ CDS|110
MSF|MS DW EMERGING MKT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|765
MSF|MS DW EMERGING MKT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46
MSF|MS DW EMERGING MKT|FTBR|Foliofn Investments, Inc.|4
MSF|MS DW EMERGING MKT|GLPX|ACS EXECUTION SERVICES, LLC|100
MSF|MS DW EMERGING MKT|GSCO|GOLDMAN SACHS & CO. LLC|400
MSF|MS DW EMERGING MKT|GSLT|GOLDMAN SACHS & CO. LLC|100
MSF|MS DW EMERGING MKT|GTSZ|GTS SECURITIES LLC|399
MSF|MS DW EMERGING MKT|IATS|INTERACTIVE BROKERS LLC|19174
MSF|MS DW EMERGING MKT|IBKR|Interactive Brokers Llc|28522
MSF|MS DW EMERGING MKT|ICBX|INSTINET, LLC|2800
MSF|MS DW EMERGING MKT|INCA|INSTINET, LLC|11481
MSF|MS DW EMERGING MKT|ITGI|ITG Inc.|11339
MSF|MS DW EMERGING MKT|ITGP|ITG INC.|8200
MSF|MS DW EMERGING MKT|JPMX|J.P. Morgan Securities LLC|400
MSF|MS DW EMERGING MKT|KCGM|VIRTU Americas LLC|500
MSF|MS DW EMERGING MKT|LEHM|Barclays Capital Inc./Le|15066
MSF|MS DW EMERGING MKT|LIME|Lime Brokerage LLC|299
MSF|MS DW EMERGING MKT|MBTS|ALLY INVEST SECURITIES LLC|200
MSF|MS DW EMERGING MKT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
MSF|MS DW EMERGING MKT|MSCO|MORGAN STANLEY & CO. LLC|5365
MSF|MS DW EMERGING MKT|NATL|National Securities Corporation|9776
MSF|MS DW EMERGING MKT|NFSC|National Financial Services LLC|11462
MSF|MS DW EMERGING MKT|NITE|VIRTU Americas LLC|69827
MSF|MS DW EMERGING MKT|NQRB|Brut, LLC|280
MSF|MS DW EMERGING MKT|NTBF|BMO Nesbitt Burns Inc./CDS|400
MSF|MS DW EMERGING MKT|PDQM|CODA MARKETS, INC.|100
MSF|MS DW EMERGING MKT|PWJC|UBS Financial Services, Inc.|602
MSF|MS DW EMERGING MKT|SALI|INTL FCSTONE FINANCIAL INC.|75
MSF|MS DW EMERGING MKT|SGMT|GOLDMAN SACHS & CO. LLC|409
MSF|MS DW EMERGING MKT|TRBT|Tradebot Systems, Inc.|1976
MSF|MS DW EMERGING MKT|UBSA|UBS SECURITIES LLC|9290
MSF|MS DW EMERGING MKT|UBSS|UBS Securities LLC|6562
MSF|MS DW EMERGING MKT|VALX|VIRTU AMERICAS LLC|400
MSF|MS DW EMERGING MKT|VGRD|Vanguard Marketing Corporation|1500
MSF|MS DW EMERGING MKT|WCHV|WELLS FARGO SECURITIES, LLC|10312
MSF|MS DW EMERGING MKT|WEED|Weeden & Co.L.P.|300
MSF|MS DW EMERGING MKT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8334
MSF|MS DW EMERGING MKT|WGIF|CIBC World Markets Inc.|1270
MSF|MS DW EMERGING MKT|WSEA|WOLVERINE SECURITIES, LLC|1
MSF|MS DW EMERGING MKT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2350
MSFT|MICROSOFT CORP|ABLE|NATIXIS Securities Americas LLC|2357483
MSFT|MICROSOFT CORP|ACPL|American Capital Partners, LLC|4711
MSFT|MICROSOFT CORP|ADAM|CANACCORD GENUITY INC.|17576
MSFT|MICROSOFT CORP|AGCP|AEGIS CAPITAL CORP.|2100
MSFT|MICROSOFT CORP|AGIS|Aegis Capital Corp.|5406
MSFT|MICROSOFT CORP|ALFA|ALPHA TRADING L.P.|1175885
MSFT|MICROSOFT CORP|ALLN|Allen & Company LLC|6900
MSFT|MICROSOFT CORP|ALTX|Alternet Securities Inc.|266986
MSFT|MICROSOFT CORP|ANOS|ABEL/NOSER, L.L.C.|40943
MSFT|MICROSOFT CORP|APCC|Apex Clearing Corporation|139179
MSFT|MICROSOFT CORP|AQUA|AQUA SECURITIES L.P.|30600
MSFT|MICROSOFT CORP|AURC|Aurora Capital LLC|700
MSFT|MICROSOFT CORP|AVON|Avondale Partners, LLC|150
MSFT|MICROSOFT CORP|BALE|M&T SECURITIES, INC.|4895
MSFT|MICROSOFT CORP|BANK|Primevest Financial Services, Inc.|14660
MSFT|MICROSOFT CORP|BARD|Robert W. Baird & Co. Incorporated|94189
MSFT|MICROSOFT CORP|BATM|CBOE TRADING, INC.|188382
MSFT|MICROSOFT CORP|BAYC|BAY CREST PARTNERS, LLC|459372
MSFT|MICROSOFT CORP|BAYT|BTIG, LLC|93399
MSFT|MICROSOFT CORP|BBNT|BB&T SECURITIES, LLC|42502
MSFT|MICROSOFT CORP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|235
MSFT|MICROSOFT CORP|BERN|Sanford C. Bernstein & Co., LLC|4999870
MSFT|MICROSOFT CORP|BGCE|BGC Financial Inc.|1757
MSFT|MICROSOFT CORP|BIAD|SAGETRADER, LLC|1668
MSFT|MICROSOFT CORP|BIDS|BIDS TRADING L.P.|10800
MSFT|MICROSOFT CORP|BIMI|Banca IMI Securities Corp.|44353
MSFT|MICROSOFT CORP|BKCM|BNY Mellon Capital Markets LLC|25210
MSFT|MICROSOFT CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|602077
MSFT|MICROSOFT CORP|BLKX|INSTINET, LLC|508800
MSFT|MICROSOFT CORP|BLTK|Bulltick, Llc|7658
MSFT|MICROSOFT CORP|BMAK|BMA SECURITIES|10310
MSFT|MICROSOFT CORP|BMOC|BMO Capital Markets Corp.|2524669
MSFT|MICROSOFT CORP|BNPX|BNP PARIBAS SECURITIES CORP.|9182269
MSFT|MICROSOFT CORP|BOSC|Boenning & Scattergood, Inc.|100
MSFT|MICROSOFT CORP|BRGE|Newbridge Securities Corp.|1625
MSFT|MICROSOFT CORP|BTIG|BTIG, LLC|3235061
MSFT|MICROSOFT CORP|BYXM|CBOE TRADING, INC.|83598
MSFT|MICROSOFT CORP|BZXL|VOLANT LIQUIDITY, LLC|6840
MSFT|MICROSOFT CORP|BZYD|GOLDMAN SACHS & CO. LLC|700
MSFT|MICROSOFT CORP|CABR|Cabrera Capital Markets, Inc.|10
MSFT|MICROSOFT CORP|CANT|Cantor Fitzgerald & Co.|45154
MSFT|MICROSOFT CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|470724
MSFT|MICROSOFT CORP|CBRA|Cobra Trading, Inc.|4700
MSFT|MICROSOFT CORP|CHAS|Charles Schwab & Co., Inc.|1872276
MSFT|MICROSOFT CORP|CHBC|PENSERRA SECURITIES, LLC|43500
MSFT|MICROSOFT CORP|CIBP|CIBC World Markets Corp.|1037109
MSFT|MICROSOFT CORP|CICF|Canaccord Genuity Corp.|6325
MSFT|MICROSOFT CORP|CIIV|CORPORATE INVESTMENTS GROUP, INC.|7486
MSFT|MICROSOFT CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|32721
MSFT|MICROSOFT CORP|CIST|Capital Institutional Services, Inc.|78714
MSFT|MICROSOFT CORP|CLSA|CLSA AMERICAS, LLC|198044
MSFT|MICROSOFT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4502878
MSFT|MICROSOFT CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|84768
MSFT|MICROSOFT CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|311403
MSFT|MICROSOFT CORP|CRFN|ROBINHOOD FINANCIAL, LLC|5
MSFT|MICROSOFT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5775459
MSFT|MICROSOFT CORP|CSIN|Citadel Securities Institutional LLC|11027
MSFT|MICROSOFT CORP|CTDE|CHOICETRADE|5
MSFT|MICROSOFT CORP|CTDL|Citadel Derivatives Group Llc|531168
MSFT|MICROSOFT CORP|CTLR|CUTLER GROUP, LP|3658
MSFT|MICROSOFT CORP|CVBR|CV BROKERAGE, INC|100
MSFT|MICROSOFT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|535520
MSFT|MICROSOFT CORP|DADA|D.A. Davidson & Co.|33842
MSFT|MICROSOFT CORP|DAVA|Davenport & Company LLC|386072
MSFT|MICROSOFT CORP|DAWA|Daiwa Capital Markets America Inc.|226184
MSFT|MICROSOFT CORP|DBAB|Deutsche Bank Securities Inc.|20095416
MSFT|MICROSOFT CORP|DBAX|Deutsche Bank Securities Inc.|3189000
MSFT|MICROSOFT CORP|DBUL|Deutsche Bank Securities Inc.|108954
MSFT|MICROSOFT CORP|DCHF|Dart Executions, LLC|7285
MSFT|MICROSOFT CORP|DEAN|MORGAN STANLEY|577303
MSFT|MICROSOFT CORP|DEGS|RONIN PROFESSIONAL LLC|28972
MSFT|MICROSOFT CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|205960
MSFT|MICROSOFT CORP|DRWK|DRW SECURITIES, L.L.C.|388487
MSFT|MICROSOFT CORP|EBXL|EBX LLC|5668200
MSFT|MICROSOFT CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|158496
MSFT|MICROSOFT CORP|EDJC|Edward Jones / CDS|46187
MSFT|MICROSOFT CORP|EDJO|Edward D. Jones & Co., L.P.|234778
MSFT|MICROSOFT CORP|EGAM|CBOE TRADING, INC.|323371
MSFT|MICROSOFT CORP|EGAW|CBOE TRADING, INC.|5613
MSFT|MICROSOFT CORP|EGMT|EG MARKET TECHNOLOGIES LLC|666
MSFT|MICROSOFT CORP|EGXM|CBOE TRADING, INC.|108759
MSFT|MICROSOFT CORP|EGXW|CBOE TRADING, INC.|1043
MSFT|MICROSOFT CORP|ELEV|ELEVATION, LLC|22584
MSFT|MICROSOFT CORP|ESPO|ESPOSITO SECURITIES, LLC|5703
MSFT|MICROSOFT CORP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
MSFT|MICROSOFT CORP|ETBE|Electronic Transaction Clearing, Inc.|1459278
MSFT|MICROSOFT CORP|ETCB|ETC BROKERAGE SERVICES, LLC|2754
MSFT|MICROSOFT CORP|ETCC|Electronic Transaction Clearing, Inc.|8947
MSFT|MICROSOFT CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|46609
MSFT|MICROSOFT CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55645
MSFT|MICROSOFT CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1518
MSFT|MICROSOFT CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|32012
MSFT|MICROSOFT CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|3782700
MSFT|MICROSOFT CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2
MSFT|MICROSOFT CORP|ETRS|E*Trade Securities LLC|4404290
MSFT|MICROSOFT CORP|EVRS|E1 ASSET MANAGEMENT, INC.|160
MSFT|MICROSOFT CORP|FBCO|Credit Suisse Securities (USA) LLC|23108634
MSFT|MICROSOFT CORP|FBSB|U.S. Bancorp Investments, Inc.|4418
MSFT|MICROSOFT CORP|FFSI|Firstrade Securities Inc.|1120
MSFT|MICROSOFT CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|2223
MSFT|MICROSOFT CORP|FILL|Tradestation Securities, Inc.|488705
MSFT|MICROSOFT CORP|FINX|FINTECH SECURITIES|29545
MSFT|MICROSOFT CORP|FINZ|FINTECH SECURITIES|1225
MSFT|MICROSOFT CORP|FMAF|NBCN Inc./ CDS|134233
MSFT|MICROSOFT CORP|FMCO|First Manhattan Co|19165
MSFT|MICROSOFT CORP|FOMA|TD AMERITRADE CLEARING, INC.|9927821
MSFT|MICROSOFT CORP|FORD|Fordham Financial Management, Inc.|10560
MSFT|MICROSOFT CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|86464
MSFT|MICROSOFT CORP|FQLS|Quantlab Securities LP|2709456
MSFT|MICROSOFT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1109083
MSFT|MICROSOFT CORP|FTBR|Foliofn Investments, Inc.|38434
MSFT|MICROSOFT CORP|GBMT|GBM International, Inc.|36172
MSFT|MICROSOFT CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3557602
MSFT|MICROSOFT CORP|GELP|RBC CAPITAL MARKETS, LLC|67534
MSFT|MICROSOFT CORP|GFRY|JUMP TRADING, LLC|3534519
MSFT|MICROSOFT CORP|GLIS|TD Securities Inc|2255
MSFT|MICROSOFT CORP|GLPX|ACS EXECUTION SERVICES, LLC|351245
MSFT|MICROSOFT CORP|GSCO|GOLDMAN SACHS & CO. LLC|54908555
MSFT|MICROSOFT CORP|GSCS|GOLDMAN SACHS & CO. LLC|1080180
MSFT|MICROSOFT CORP|GSLT|GOLDMAN SACHS & CO. LLC|258296
MSFT|MICROSOFT CORP|GTSZ|GTS SECURITIES LLC|6348284
MSFT|MICROSOFT CORP|HAPX|HAP Trading, LLC|21768
MSFT|MICROSOFT CORP|HASF|Haywood Securities Inc./CDS|418
MSFT|MICROSOFT CORP|HCTA|Hardcastle Trading USA LLC|541232
MSFT|MICROSOFT CORP|HRBF|American Enterprise Investment Services Inc.|457136
MSFT|MICROSOFT CORP|HSBC|HSBC Securities, Inc.|1436961
MSFT|MICROSOFT CORP|IATS|INTERACTIVE BROKERS LLC|471428
MSFT|MICROSOFT CORP|IBKR|Interactive Brokers Llc|3155331
MSFT|MICROSOFT CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9604
MSFT|MICROSOFT CORP|ICBX|INSTINET, LLC|1691493
MSFT|MICROSOFT CORP|IEQY|CITADEL SECURITIES LLC|5825724
MSFT|MICROSOFT CORP|INCA|INSTINET, LLC|16750563
MSFT|MICROSOFT CORP|INJX|INSTINET, LLC|479846
MSFT|MICROSOFT CORP|INTL|INTL FCSTONE FINANCIAL INC.|183
MSFT|MICROSOFT CORP|ITGI|ITG Inc.|1076111
MSFT|MICROSOFT CORP|ITGP|ITG INC.|2005800
MSFT|MICROSOFT CORP|JANY|Janney Montgomery Scott Inc.|71785
MSFT|MICROSOFT CORP|JEFF|JEFFERIES LLC|1822227
MSFT|MICROSOFT CORP|JMPT|JUMP TRADING, LLC|2212170
MSFT|MICROSOFT CORP|JONE|JonesTrading|8174
MSFT|MICROSOFT CORP|JPBX|J.P. MORGAN SECURITIES LLC|1576101
MSFT|MICROSOFT CORP|JPMX|J.P. Morgan Securities LLC|4503056
MSFT|MICROSOFT CORP|JSCL|JOSEPH STONE CAPITAL L.L.C.|900
MSFT|MICROSOFT CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|47477
MSFT|MICROSOFT CORP|JSJX|JANE STREET CAPITAL LLC|124331
MSFT|MICROSOFT CORP|JUTA|JUMP TRADING, LLC|193800
MSFT|MICROSOFT CORP|KCGM|VIRTU Americas LLC|1138872
MSFT|MICROSOFT CORP|KCRD|PHX FINANCIAL, INC.|400
MSFT|MICROSOFT CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|133374
MSFT|MICROSOFT CORP|KING|C. L. King & Associates, Inc.|45
MSFT|MICROSOFT CORP|LBKI|Libucki & Co., LLC|80000
MSFT|MICROSOFT CORP|LEHM|Barclays Capital Inc./Le|25120060
MSFT|MICROSOFT CORP|LGNT|COR CLEARING LLC|1
MSFT|MICROSOFT CORP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|12078
MSFT|MICROSOFT CORP|LIME|Lime Brokerage LLC|5573869
MSFT|MICROSOFT CORP|LIWD|LIME BROKERAGE LLC|1113
MSFT|MICROSOFT CORP|LIWK|LIME BROKERAGE LLC|156
MSFT|MICROSOFT CORP|LMGP|LIME BROKERAGE LLC|351906
MSFT|MICROSOFT CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|124270
MSFT|MICROSOFT CORP|LOOP|Loop Capital Markets LLC|25072
MSFT|MICROSOFT CORP|LPCM|Lampert Capital Markets Inc.|1350
MSFT|MICROSOFT CORP|LQNA|LIQUIDNET, INC.|587000
MSFT|MICROSOFT CORP|LQNB|LIQUIDNET, INC.|6700
MSFT|MICROSOFT CORP|LSCI|Lek Securities Corporation|257941
MSFT|MICROSOFT CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2899
MSFT|MICROSOFT CORP|MACC|Mid Atlantic Capital Corporation|20078
MSFT|MICROSOFT CORP|MACQ|Macquarie Capital (USA) Inc.|12530
MSFT|MICROSOFT CORP|MAXM|Maxim Group LLC|351690
MSFT|MICROSOFT CORP|MBTS|ALLY INVEST SECURITIES LLC|25736
MSFT|MICROSOFT CORP|MCBT|Moors & Cabot, Inc.|1868
MSFT|MICROSOFT CORP|MCMF|Raymond James Ltd. Cds|47946
MSFT|MICROSOFT CORP|MICA|Spartan Securities Group, Ltd.|70000
MSFT|MICROSOFT CORP|MKMP|MKM Partners LLC|3700
MSFT|MICROSOFT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3385327
MSFT|MICROSOFT CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|47499
MSFT|MICROSOFT CORP|MOTF|MOTIF INVESTING, INC.|1214
MSFT|MICROSOFT CORP|MPSG|E D & F Man Capital Markets Inc.|21693
MSFT|MICROSOFT CORP|MRBA|IBN FINANCIAL SERVICES, INC.|572
MSFT|MICROSOFT CORP|MSCO|MORGAN STANLEY & CO. LLC|61317441
MSFT|MICROSOFT CORP|MSPL|MORGAN STANLEY & CO. LLC|4156100
MSFT|MICROSOFT CORP|MSTX|MORGAN STANLEY & CO. LLC|2090100
MSFT|MICROSOFT CORP|MZHO|Mizuho Securities USA LLC|233371
MSFT|MICROSOFT CORP|NATL|National Securities Corporation|2230
MSFT|MICROSOFT CORP|NBCS|NBC Securities, INC.|1354
MSFT|MICROSOFT CORP|NEED|Needham & Company, LLC|2538
MSFT|MICROSOFT CORP|NEUB|NEUBERGER BERMAN BD LLC|48889
MSFT|MICROSOFT CORP|NFSC|National Financial Services LLC|12071659
MSFT|MICROSOFT CORP|NITE|VIRTU Americas LLC|23675409
MSFT|MICROSOFT CORP|NITP|VIRTU Americas LLC|30278
MSFT|MICROSOFT CORP|NMRA|Nomura Securities International, Inc.|4000
MSFT|MICROSOFT CORP|NORM|JUMP TRADING, LLC|2400
MSFT|MICROSOFT CORP|NQRB|Brut, LLC|417886
MSFT|MICROSOFT CORP|NTRC|Northern Trust Securities, Inc.|139344
MSFT|MICROSOFT CORP|OHOS|TWO SIGMA SECURITIES, LLC|1075401
MSFT|MICROSOFT CORP|OLDM|OLD MISSION CAPITAL, LLC|16594
MSFT|MICROSOFT CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|31115
MSFT|MICROSOFT CORP|OPCO|Oppenheimer & Co. Inc.|258535
MSFT|MICROSOFT CORP|PASL|Pershing Advisor Solutions LLC|1526
MSFT|MICROSOFT CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|22088
MSFT|MICROSOFT CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|78447
MSFT|MICROSOFT CORP|PCFF|Pacific International Securities Inc./CDS|686
MSFT|MICROSOFT CORP|PCPT|PHILLIP CAPITAL INC.|9565
MSFT|MICROSOFT CORP|PDQM|CODA MARKETS, INC.|398431
MSFT|MICROSOFT CORP|PHLY|NASDAQ Execution Services, LLC|253248
MSFT|MICROSOFT CORP|PICT|Pictet Overseas Inc.|15358
MSFT|MICROSOFT CORP|PIPR|Piper Jaffray & Co.|58690
MSFT|MICROSOFT CORP|PREC|PRECISION SECURITIES, LLC|1000
MSFT|MICROSOFT CORP|PRJX|JUMP TRADING, LLC|3315291
MSFT|MICROSOFT CORP|PWJC|UBS Financial Services, Inc.|244487
MSFT|MICROSOFT CORP|QMSR|QUATTRO M SECURITIES INC.|57692
MSFT|MICROSOFT CORP|RAJA|Raymond James & Associates, Inc.|533959
MSFT|MICROSOFT CORP|RBCM|RBC CAPITAL MARKETS, LLC|267087
MSFT|MICROSOFT CORP|RDBN|Redburn Partners (USA) LP|100
MSFT|MICROSOFT CORP|RGLD|Regal Securities, Inc|4846
MSFT|MICROSOFT CORP|RHCO|Suntrust Robinson Humphrey, Inc.|306762
MSFT|MICROSOFT CORP|RJLC|RJL CAPITAL GROUP, LLC|1000
MSFT|MICROSOFT CORP|SAGL|SAGETRADER, LLC|132400
MSFT|MICROSOFT CORP|SAGW|SAGETRADER, LLC|1317
MSFT|MICROSOFT CORP|SALI|INTL FCSTONE FINANCIAL INC.|19115
MSFT|MICROSOFT CORP|SBSH|Citigroup Global Markets Inc.|24038336
MSFT|MICROSOFT CORP|SCMC|Scotia Capital Markets (USA) Inc.|250
MSFT|MICROSOFT CORP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|99
MSFT|MICROSOFT CORP|SEIC|SEI Investments Distribution Co.|42233
MSFT|MICROSOFT CORP|SGMT|GOLDMAN SACHS & CO. LLC|4855174
MSFT|MICROSOFT CORP|SHMR|ABN Amro Clearing LLC|2545
MSFT|MICROSOFT CORP|SIBO|Prime Executions, Inc.|2379
MSFT|MICROSOFT CORP|SJLS|TRADE INFORMATICS LLC|182395
MSFT|MICROSOFT CORP|SOGO|Wang Investment Associates, Inc.|3301
MSFT|MICROSOFT CORP|SPDR|SPEEDROUTE LLC|1259165
MSFT|MICROSOFT CORP|SPGS|Sea Port Group Securities, LLC|400
MSFT|MICROSOFT CORP|SPHN|Stephens Inc.|20545
MSFT|MICROSOFT CORP|SPTD|MINT GLOBAL MARKETS, INC.|100
MSFT|MICROSOFT CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
MSFT|MICROSOFT CORP|STFL|Stifel, Nicolaus & Company, Incorporated|196348
MSFT|MICROSOFT CORP|STKP|STOCKPILE INVESTMENTS, INC.|4106
MSFT|MICROSOFT CORP|STRS|STRATEGAS RESEARCH PARTNERS|100
MSFT|MICROSOFT CORP|STSE|SOUTHERN TRUST SECURITIES, INC.|100
MSFT|MICROSOFT CORP|STXG|Stockcross Financial Services, Inc.|2700
MSFT|MICROSOFT CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
MSFT|MICROSOFT CORP|SWIM|TD Ameritrade, Inc.|3981697
MSFT|MICROSOFT CORP|SWST|Hilltop Securities Inc.|62664
MSFT|MICROSOFT CORP|TAGC|TELSEY ADVISORY GROUP LLC|16634
MSFT|MICROSOFT CORP|TDSI|TD Securities (USA) LLC|7952
MSFT|MICROSOFT CORP|TITL|TITLEIST ASSET MANAGEMENT, LTD.|670
MSFT|MICROSOFT CORP|TKNG|ALLY INVEST SECURITIES LLC|81964
MSFT|MICROSOFT CORP|TMBR|Timber Hill LLC|30653
MSFT|MICROSOFT CORP|TONC|CUTTONE & CO., LLC|750
MSFT|MICROSOFT CORP|TOUR|TOURMALINE PARTNERS, LLC|4800
MSFT|MICROSOFT CORP|TRBT|Tradebot Systems, Inc.|2177067
MSFT|MICROSOFT CORP|TRCM|TRC MARKETS LLC|4058441
MSFT|MICROSOFT CORP|TRIP|Trident Partners Ltd.|1410
MSFT|MICROSOFT CORP|TTUC|CUTTONE & CO., INC.|118467
MSFT|MICROSOFT CORP|TWTT|TASTYWORKS, INC.|45563
MSFT|MICROSOFT CORP|UBSA|UBS SECURITIES LLC|11645188
MSFT|MICROSOFT CORP|UBSS|UBS Securities LLC|32865723
MSFT|MICROSOFT CORP|UFPA|UNITED FIRST PARTNERS LLC|2750
MSFT|MICROSOFT CORP|VALX|VIRTU AMERICAS LLC|418594
MSFT|MICROSOFT CORP|VERT|The Vertical Trading Group, LLC|257582
MSFT|MICROSOFT CORP|VGRD|Vanguard Marketing Corporation|564578
MSFT|MICROSOFT CORP|VIEW|VIEWTRADE SECURITIES LLC|1
MSFT|MICROSOFT CORP|VNDM|Wall Street Access|2500
MSFT|MICROSOFT CORP|VNDS|VANDHAM SECURITIES CORP|17092
MSFT|MICROSOFT CORP|VSIN|Vision Financial Markets Llc|1425
MSFT|MICROSOFT CORP|WABR|Wall Street Access|114429
MSFT|MICROSOFT CORP|WBET|Wallachbeth Capital LLC|8415
MSFT|MICROSOFT CORP|WBLR|WILLIAM BLAIR|41992
MSFT|MICROSOFT CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|127793
MSFT|MICROSOFT CORP|WCHV|WELLS FARGO SECURITIES, LLC|5977278
MSFT|MICROSOFT CORP|WDNX|WEEDEN & CO.L.P.|135892
MSFT|MICROSOFT CORP|WEDB|WEDBUSH SECURITIES INC.|331039
MSFT|MICROSOFT CORP|WEED|Weeden & Co.L.P.|298296
MSFT|MICROSOFT CORP|WESC|Wellington Shields & Co., LLC|2100
MSFT|MICROSOFT CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2637070
MSFT|MICROSOFT CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|835286
MSFT|MICROSOFT CORP|WFPB|Wells Fargo Securities, LLC.|5384
MSFT|MICROSOFT CORP|WGIF|CIBC World Markets Inc.|335343
MSFT|MICROSOFT CORP|WHOT|JUST2TRADE, INC.|24
MSFT|MICROSOFT CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|16756
MSFT|MICROSOFT CORP|WORD|Worden Capital Management LLC|4435
MSFT|MICROSOFT CORP|WSAG|WALL STREET ACCESS|17827
MSFT|MICROSOFT CORP|WSEA|WOLVERINE SECURITIES, LLC|340499
MSFT|MICROSOFT CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2695
MSFT|MICROSOFT CORP|WTCO|Williams Trading LLC|700
MSFT|MICROSOFT CORP|XIST|INSTINET, LLC|1253004
MSFT|MICROSOFT CORP|XPQR|Jump Trading|1400
MSFT|MICROSOFT CORP|XPUS|XP SECURITIES, LLC|44297
MSFT|MICROSOFT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2606188
MSFT|MICROSOFT CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|32171
MSFT|MICROSOFT CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|226615
MSG|MADISON SQUARE CL A|ALTX|Alternet Securities Inc.|10328
MSG|MADISON SQUARE CL A|ANOS|ABEL/NOSER, L.L.C.|133
MSG|MADISON SQUARE CL A|APCC|Apex Clearing Corporation|439
MSG|MADISON SQUARE CL A|BARD|Robert W. Baird & Co. Incorporated|82
MSG|MADISON SQUARE CL A|BATM|CBOE TRADING, INC.|5193
MSG|MADISON SQUARE CL A|BBNT|BB&T SECURITIES, LLC|50
MSG|MADISON SQUARE CL A|BERN|Sanford C. Bernstein & Co., LLC|9291
MSG|MADISON SQUARE CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1401
MSG|MADISON SQUARE CL A|BLKX|INSTINET, LLC|10000
MSG|MADISON SQUARE CL A|BNPX|BNP PARIBAS SECURITIES CORP.|77
MSG|MADISON SQUARE CL A|BRGE|Newbridge Securities Corp.|155
MSG|MADISON SQUARE CL A|BTIG|BTIG, LLC|200
MSG|MADISON SQUARE CL A|BYXM|CBOE TRADING, INC.|1905
MSG|MADISON SQUARE CL A|BZYD|GOLDMAN SACHS & CO. LLC|400
MSG|MADISON SQUARE CL A|CHAS|Charles Schwab & Co., Inc.|3
MSG|MADISON SQUARE CL A|CIBP|CIBC World Markets Corp.|5400
MSG|MADISON SQUARE CL A|CIST|Capital Institutional Services, Inc.|219
MSG|MADISON SQUARE CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5088
MSG|MADISON SQUARE CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10650
MSG|MADISON SQUARE CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10059
MSG|MADISON SQUARE CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133873
MSG|MADISON SQUARE CL A|CTDL|Citadel Derivatives Group Llc|1372
MSG|MADISON SQUARE CL A|CTLR|CUTLER GROUP, LP|1200
MSG|MADISON SQUARE CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|15770
MSG|MADISON SQUARE CL A|DBAB|Deutsche Bank Securities Inc.|32111
MSG|MADISON SQUARE CL A|DBAX|Deutsche Bank Securities Inc.|113900
MSG|MADISON SQUARE CL A|DCHF|Dart Executions, LLC|228
MSG|MADISON SQUARE CL A|DEAN|MORGAN STANLEY|4665
MSG|MADISON SQUARE CL A|DEGS|RONIN PROFESSIONAL LLC|200
MSG|MADISON SQUARE CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4000
MSG|MADISON SQUARE CL A|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1035
MSG|MADISON SQUARE CL A|EBXL|EBX LLC|56900
MSG|MADISON SQUARE CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|26494
MSG|MADISON SQUARE CL A|EDJO|Edward D. Jones & Co., L.P.|127
MSG|MADISON SQUARE CL A|EGAM|CBOE TRADING, INC.|3933
MSG|MADISON SQUARE CL A|EGAW|CBOE TRADING, INC.|40
MSG|MADISON SQUARE CL A|EGMT|EG MARKET TECHNOLOGIES LLC|200
MSG|MADISON SQUARE CL A|EGXM|CBOE TRADING, INC.|810
MSG|MADISON SQUARE CL A|EGXW|CBOE TRADING, INC.|113
MSG|MADISON SQUARE CL A|ETCC|Electronic Transaction Clearing, Inc.|210
MSG|MADISON SQUARE CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16343
MSG|MADISON SQUARE CL A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|328
MSG|MADISON SQUARE CL A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|40
MSG|MADISON SQUARE CL A|ETRS|E*Trade Securities LLC|14885
MSG|MADISON SQUARE CL A|FILL|Tradestation Securities, Inc.|1346
MSG|MADISON SQUARE CL A|FMAF|NBCN Inc./ CDS|12
MSG|MADISON SQUARE CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4774
MSG|MADISON SQUARE CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21509
MSG|MADISON SQUARE CL A|FTBR|Foliofn Investments, Inc.|731
MSG|MADISON SQUARE CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|308
MSG|MADISON SQUARE CL A|GLPX|ACS EXECUTION SERVICES, LLC|131786
MSG|MADISON SQUARE CL A|GSCO|GOLDMAN SACHS & CO. LLC|146269
MSG|MADISON SQUARE CL A|GSCS|GOLDMAN SACHS & CO. LLC|2294
MSG|MADISON SQUARE CL A|GSLT|GOLDMAN SACHS & CO. LLC|643
MSG|MADISON SQUARE CL A|GTSZ|GTS SECURITIES LLC|51113
MSG|MADISON SQUARE CL A|HRBF|American Enterprise Investment Services Inc.|259
MSG|MADISON SQUARE CL A|IATS|INTERACTIVE BROKERS LLC|19983
MSG|MADISON SQUARE CL A|IBKR|Interactive Brokers Llc|25948
MSG|MADISON SQUARE CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1446
MSG|MADISON SQUARE CL A|ICBX|INSTINET, LLC|9945
MSG|MADISON SQUARE CL A|INCA|INSTINET, LLC|65769
MSG|MADISON SQUARE CL A|INJX|INSTINET, LLC|1601
MSG|MADISON SQUARE CL A|ITGI|ITG Inc.|34269
MSG|MADISON SQUARE CL A|ITGP|ITG INC.|75800
MSG|MADISON SQUARE CL A|JANY|Janney Montgomery Scott Inc.|234
MSG|MADISON SQUARE CL A|JEFF|JEFFERIES LLC|31327
MSG|MADISON SQUARE CL A|JMPT|JUMP TRADING, LLC|9095
MSG|MADISON SQUARE CL A|JPBX|J.P. MORGAN SECURITIES LLC|8925
MSG|MADISON SQUARE CL A|JPMX|J.P. Morgan Securities LLC|186097
MSG|MADISON SQUARE CL A|JSJX|JANE STREET CAPITAL LLC|42778
MSG|MADISON SQUARE CL A|KCGM|VIRTU Americas LLC|8839
MSG|MADISON SQUARE CL A|LEHM|Barclays Capital Inc./Le|131989
MSG|MADISON SQUARE CL A|LIME|Lime Brokerage LLC|3778
MSG|MADISON SQUARE CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|72600
MSG|MADISON SQUARE CL A|LOOP|Loop Capital Markets LLC|100
MSG|MADISON SQUARE CL A|LSCI|Lek Securities Corporation|165
MSG|MADISON SQUARE CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|477
MSG|MADISON SQUARE CL A|MAVB|Great Point Capital LLC|50
MSG|MADISON SQUARE CL A|MAXM|Maxim Group LLC|300
MSG|MADISON SQUARE CL A|MBTS|ALLY INVEST SECURITIES LLC|40
MSG|MADISON SQUARE CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33700
MSG|MADISON SQUARE CL A|MOTF|MOTIF INVESTING, INC.|46
MSG|MADISON SQUARE CL A|MSCO|MORGAN STANLEY & CO. LLC|286966
MSG|MADISON SQUARE CL A|MSPL|MORGAN STANLEY & CO. LLC|114800
MSG|MADISON SQUARE CL A|MSTX|MORGAN STANLEY & CO. LLC|24300
MSG|MADISON SQUARE CL A|NBCS|NBC Securities, INC.|5
MSG|MADISON SQUARE CL A|NEUB|NEUBERGER BERMAN BD LLC|53
MSG|MADISON SQUARE CL A|NFSC|National Financial Services LLC|43016
MSG|MADISON SQUARE CL A|NITE|VIRTU Americas LLC|165239
MSG|MADISON SQUARE CL A|NQRB|Brut, LLC|1368
MSG|MADISON SQUARE CL A|NTBF|BMO Nesbitt Burns Inc./CDS|555
MSG|MADISON SQUARE CL A|OPCO|Oppenheimer & Co. Inc.|918
MSG|MADISON SQUARE CL A|PDQM|CODA MARKETS, INC.|284053
MSG|MADISON SQUARE CL A|PICT|Pictet Overseas Inc.|5
MSG|MADISON SQUARE CL A|QMSR|QUATTRO M SECURITIES INC.|2070
MSG|MADISON SQUARE CL A|RBCM|RBC CAPITAL MARKETS, LLC|175
MSG|MADISON SQUARE CL A|SAGL|SAGETRADER, LLC|46766
MSG|MADISON SQUARE CL A|SAGW|SAGETRADER, LLC|100
MSG|MADISON SQUARE CL A|SBSH|Citigroup Global Markets Inc.|17292
MSG|MADISON SQUARE CL A|SEIC|SEI Investments Distribution Co.|700
MSG|MADISON SQUARE CL A|SGMT|GOLDMAN SACHS & CO. LLC|27087
MSG|MADISON SQUARE CL A|SPDR|SPEEDROUTE LLC|13887
MSG|MADISON SQUARE CL A|SPTD|MINT GLOBAL MARKETS, INC.|1500
MSG|MADISON SQUARE CL A|STFL|Stifel, Nicolaus & Company, Incorporated|530
MSG|MADISON SQUARE CL A|STKP|STOCKPILE INVESTMENTS, INC.|44
MSG|MADISON SQUARE CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2437
MSG|MADISON SQUARE CL A|SWIM|TD Ameritrade, Inc.|49936
MSG|MADISON SQUARE CL A|SWST|Hilltop Securities Inc.|25
MSG|MADISON SQUARE CL A|TKNG|ALLY INVEST SECURITIES LLC|99
MSG|MADISON SQUARE CL A|TRBT|Tradebot Systems, Inc.|27279
MSG|MADISON SQUARE CL A|TRCM|TRC MARKETS LLC|1703
MSG|MADISON SQUARE CL A|UBSA|UBS SECURITIES LLC|196306
MSG|MADISON SQUARE CL A|UBSS|UBS Securities LLC|295808
MSG|MADISON SQUARE CL A|VALX|VIRTU AMERICAS LLC|8012
MSG|MADISON SQUARE CL A|VGRD|Vanguard Marketing Corporation|1379
MSG|MADISON SQUARE CL A|VSIN|Vision Financial Markets Llc|1100
MSG|MADISON SQUARE CL A|WBLR|WILLIAM BLAIR|100
MSG|MADISON SQUARE CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|530
MSG|MADISON SQUARE CL A|WCHV|WELLS FARGO SECURITIES, LLC|17462
MSG|MADISON SQUARE CL A|WEED|Weeden & Co.L.P.|3807
MSG|MADISON SQUARE CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1276
MSG|MADISON SQUARE CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6093
MSG|MADISON SQUARE CL A|WGIF|CIBC World Markets Inc.|9
MSG|MADISON SQUARE CL A|WSEA|WOLVERINE SECURITIES, LLC|110
MSG|MADISON SQUARE CL A|XIST|INSTINET, LLC|2000
MSG|MADISON SQUARE CL A|XPQR|Jump Trading|500
MSG|MADISON SQUARE CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|11724
MSG|MADISON SQUARE CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|72151
MSG|MADISON SQUARE CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|831
MSGN|MSG NETWORKS INC.|ACAD|ACADEMY SECURITIES, INC.|300
MSGN|MSG NETWORKS INC.|ADAM|CANACCORD GENUITY INC.|375
MSGN|MSG NETWORKS INC.|ANOS|ABEL/NOSER, L.L.C.|1003
MSGN|MSG NETWORKS INC.|APCC|Apex Clearing Corporation|35
MSGN|MSG NETWORKS INC.|AQUA|AQUA SECURITIES L.P.|12000
MSGN|MSG NETWORKS INC.|BARD|Robert W. Baird & Co. Incorporated|625
MSGN|MSG NETWORKS INC.|BATM|CBOE TRADING, INC.|2671
MSGN|MSG NETWORKS INC.|BBNT|BB&T SECURITIES, LLC|664
MSGN|MSG NETWORKS INC.|BERN|Sanford C. Bernstein & Co., LLC|20201
MSGN|MSG NETWORKS INC.|BIDS|BIDS TRADING L.P.|300
MSGN|MSG NETWORKS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1958
MSGN|MSG NETWORKS INC.|BLKX|INSTINET, LLC|22546
MSGN|MSG NETWORKS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5853
MSGN|MSG NETWORKS INC.|BRGE|Newbridge Securities Corp.|15812
MSGN|MSG NETWORKS INC.|BTIG|BTIG, LLC|18100
MSGN|MSG NETWORKS INC.|BYXM|CBOE TRADING, INC.|700
MSGN|MSG NETWORKS INC.|BZYD|GOLDMAN SACHS & CO. LLC|900
MSGN|MSG NETWORKS INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|549888
MSGN|MSG NETWORKS INC.|CHAS|Charles Schwab & Co., Inc.|77
MSGN|MSG NETWORKS INC.|CIST|Capital Institutional Services, Inc.|945
MSGN|MSG NETWORKS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92720
MSGN|MSG NETWORKS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
MSGN|MSG NETWORKS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|274796
MSGN|MSG NETWORKS INC.|CTDL|Citadel Derivatives Group Llc|2408
MSGN|MSG NETWORKS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|139886
MSGN|MSG NETWORKS INC.|DBAB|Deutsche Bank Securities Inc.|27072
MSGN|MSG NETWORKS INC.|DBAX|Deutsche Bank Securities Inc.|265200
MSGN|MSG NETWORKS INC.|DBUL|Deutsche Bank Securities Inc.|200
MSGN|MSG NETWORKS INC.|DEAN|MORGAN STANLEY|4054
MSGN|MSG NETWORKS INC.|DEGS|RONIN PROFESSIONAL LLC|600
MSGN|MSG NETWORKS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4400
MSGN|MSG NETWORKS INC.|EBXL|EBX LLC|140500
MSGN|MSG NETWORKS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|18924
MSGN|MSG NETWORKS INC.|EDJO|Edward D. Jones & Co., L.P.|877
MSGN|MSG NETWORKS INC.|EGAM|CBOE TRADING, INC.|5150
MSGN|MSG NETWORKS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
MSGN|MSG NETWORKS INC.|EGXM|CBOE TRADING, INC.|694
MSGN|MSG NETWORKS INC.|EGXW|CBOE TRADING, INC.|153
MSGN|MSG NETWORKS INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3458
MSGN|MSG NETWORKS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3136
MSGN|MSG NETWORKS INC.|ETRS|E*Trade Securities LLC|14045
MSGN|MSG NETWORKS INC.|FBSB|U.S. Bancorp Investments, Inc.|28
MSGN|MSG NETWORKS INC.|FILL|Tradestation Securities, Inc.|104
MSGN|MSG NETWORKS INC.|FMAF|NBCN Inc./ CDS|688
MSGN|MSG NETWORKS INC.|FMCO|First Manhattan Co|300
MSGN|MSG NETWORKS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2892
MSGN|MSG NETWORKS INC.|FQLS|Quantlab Securities LP|45021
MSGN|MSG NETWORKS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42767
MSGN|MSG NETWORKS INC.|FTBR|Foliofn Investments, Inc.|124
MSGN|MSG NETWORKS INC.|GLIS|TD Securities Inc|500
MSGN|MSG NETWORKS INC.|GLPX|ACS EXECUTION SERVICES, LLC|1480
MSGN|MSG NETWORKS INC.|GSCO|GOLDMAN SACHS & CO. LLC|342993
MSGN|MSG NETWORKS INC.|GSCS|GOLDMAN SACHS & CO. LLC|11631
MSGN|MSG NETWORKS INC.|GSLT|GOLDMAN SACHS & CO. LLC|928
MSGN|MSG NETWORKS INC.|GTSZ|GTS SECURITIES LLC|51532
MSGN|MSG NETWORKS INC.|HRBF|American Enterprise Investment Services Inc.|1190
MSGN|MSG NETWORKS INC.|IATS|INTERACTIVE BROKERS LLC|100
MSGN|MSG NETWORKS INC.|IBKR|Interactive Brokers Llc|18465
MSGN|MSG NETWORKS INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|154
MSGN|MSG NETWORKS INC.|ICBX|INSTINET, LLC|71700
MSGN|MSG NETWORKS INC.|IEQY|CITADEL SECURITIES LLC|9051
MSGN|MSG NETWORKS INC.|INCA|INSTINET, LLC|93965
MSGN|MSG NETWORKS INC.|INJX|INSTINET, LLC|7019
MSGN|MSG NETWORKS INC.|ITGI|ITG Inc.|43470
MSGN|MSG NETWORKS INC.|ITGP|ITG INC.|173000
MSGN|MSG NETWORKS INC.|JANY|Janney Montgomery Scott Inc.|345
MSGN|MSG NETWORKS INC.|JEFF|JEFFERIES LLC|296919
MSGN|MSG NETWORKS INC.|JMPT|JUMP TRADING, LLC|5251
MSGN|MSG NETWORKS INC.|JONE|JonesTrading|444216
MSGN|MSG NETWORKS INC.|JPBX|J.P. MORGAN SECURITIES LLC|36958
MSGN|MSG NETWORKS INC.|JPMX|J.P. Morgan Securities LLC|670531
MSGN|MSG NETWORKS INC.|JSJX|JANE STREET CAPITAL LLC|13591
MSGN|MSG NETWORKS INC.|KCGM|VIRTU Americas LLC|67755
MSGN|MSG NETWORKS INC.|LEHM|Barclays Capital Inc./Le|305396
MSGN|MSG NETWORKS INC.|LIME|Lime Brokerage LLC|14832
MSGN|MSG NETWORKS INC.|LQNA|LIQUIDNET, INC.|155000
MSGN|MSG NETWORKS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|215902
MSGN|MSG NETWORKS INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7543
MSGN|MSG NETWORKS INC.|MSCO|MORGAN STANLEY & CO. LLC|294606
MSGN|MSG NETWORKS INC.|MSPL|MORGAN STANLEY & CO. LLC|333400
MSGN|MSG NETWORKS INC.|MSTX|MORGAN STANLEY & CO. LLC|120000
MSGN|MSG NETWORKS INC.|NATL|National Securities Corporation|750
MSGN|MSG NETWORKS INC.|NEUB|NEUBERGER BERMAN BD LLC|10
MSGN|MSG NETWORKS INC.|NFSC|National Financial Services LLC|87464
MSGN|MSG NETWORKS INC.|NITE|VIRTU Americas LLC|175237
MSGN|MSG NETWORKS INC.|NITP|VIRTU Americas LLC|13152
MSGN|MSG NETWORKS INC.|NQRB|Brut, LLC|2183
MSGN|MSG NETWORKS INC.|NTRC|Northern Trust Securities, Inc.|518
MSGN|MSG NETWORKS INC.|OPCO|Oppenheimer & Co. Inc.|254
MSGN|MSG NETWORKS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
MSGN|MSG NETWORKS INC.|PDQM|CODA MARKETS, INC.|22295
MSGN|MSG NETWORKS INC.|QMSR|QUATTRO M SECURITIES INC.|218
MSGN|MSG NETWORKS INC.|RBCM|RBC CAPITAL MARKETS, LLC|3306
MSGN|MSG NETWORKS INC.|RHCO|Suntrust Robinson Humphrey, Inc.|1563
MSGN|MSG NETWORKS INC.|SAGL|SAGETRADER, LLC|200
MSGN|MSG NETWORKS INC.|SAGW|SAGETRADER, LLC|244
MSGN|MSG NETWORKS INC.|SBSH|Citigroup Global Markets Inc.|704251
MSGN|MSG NETWORKS INC.|SGMT|GOLDMAN SACHS & CO. LLC|161745
MSGN|MSG NETWORKS INC.|SPDR|SPEEDROUTE LLC|1900
MSGN|MSG NETWORKS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2141
MSGN|MSG NETWORKS INC.|STKP|STOCKPILE INVESTMENTS, INC.|2
MSGN|MSG NETWORKS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
MSGN|MSG NETWORKS INC.|SWIM|TD Ameritrade, Inc.|2998
MSGN|MSG NETWORKS INC.|SWST|Hilltop Securities Inc.|100
MSGN|MSG NETWORKS INC.|TKNG|ALLY INVEST SECURITIES LLC|233
MSGN|MSG NETWORKS INC.|TRBT|Tradebot Systems, Inc.|3815
MSGN|MSG NETWORKS INC.|TRCM|TRC MARKETS LLC|32129
MSGN|MSG NETWORKS INC.|UBSA|UBS SECURITIES LLC|716487
MSGN|MSG NETWORKS INC.|UBSS|UBS Securities LLC|285408
MSGN|MSG NETWORKS INC.|VALX|VIRTU AMERICAS LLC|38142
MSGN|MSG NETWORKS INC.|VGRD|Vanguard Marketing Corporation|6947
MSGN|MSG NETWORKS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|300
MSGN|MSG NETWORKS INC.|WCHV|WELLS FARGO SECURITIES, LLC|38640
MSGN|MSG NETWORKS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|613
MSGN|MSG NETWORKS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11532
MSGN|MSG NETWORKS INC.|WSEA|WOLVERINE SECURITIES, LLC|937
MSGN|MSG NETWORKS INC.|XIST|INSTINET, LLC|22632
MSGN|MSG NETWORKS INC.|XPQR|Jump Trading|100
MSGN|MSG NETWORKS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|32914
MSGN|MSG NETWORKS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|690
MSI|MOTOROLA SOLUTIONS|ABLE|NATIXIS Securities Americas LLC|20268
MSI|MOTOROLA SOLUTIONS|AGIS|Aegis Capital Corp.|352
MSI|MOTOROLA SOLUTIONS|ALTX|Alternet Securities Inc.|8631
MSI|MOTOROLA SOLUTIONS|ANOS|ABEL/NOSER, L.L.C.|18
MSI|MOTOROLA SOLUTIONS|APCC|Apex Clearing Corporation|127
MSI|MOTOROLA SOLUTIONS|BANK|Primevest Financial Services, Inc.|46
MSI|MOTOROLA SOLUTIONS|BARD|Robert W. Baird & Co. Incorporated|2778
MSI|MOTOROLA SOLUTIONS|BATM|CBOE TRADING, INC.|9279
MSI|MOTOROLA SOLUTIONS|BAYC|BAY CREST PARTNERS, LLC|5
MSI|MOTOROLA SOLUTIONS|BBNT|BB&T SECURITIES, LLC|1298
MSI|MOTOROLA SOLUTIONS|BERN|Sanford C. Bernstein & Co., LLC|64197
MSI|MOTOROLA SOLUTIONS|BIDS|BIDS TRADING L.P.|100
MSI|MOTOROLA SOLUTIONS|BKCM|BNY Mellon Capital Markets LLC|47
MSI|MOTOROLA SOLUTIONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10751
MSI|MOTOROLA SOLUTIONS|BLKX|INSTINET, LLC|63100
MSI|MOTOROLA SOLUTIONS|BNPX|BNP PARIBAS SECURITIES CORP.|131149
MSI|MOTOROLA SOLUTIONS|BTIG|BTIG, LLC|10270
MSI|MOTOROLA SOLUTIONS|BYXM|CBOE TRADING, INC.|2049
MSI|MOTOROLA SOLUTIONS|CABR|Cabrera Capital Markets, Inc.|14
MSI|MOTOROLA SOLUTIONS|CANT|Cantor Fitzgerald & Co.|106
MSI|MOTOROLA SOLUTIONS|CHAS|Charles Schwab & Co., Inc.|576
MSI|MOTOROLA SOLUTIONS|CIBP|CIBC World Markets Corp.|8963
MSI|MOTOROLA SOLUTIONS|CIST|Capital Institutional Services, Inc.|488
MSI|MOTOROLA SOLUTIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17358
MSI|MOTOROLA SOLUTIONS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
MSI|MOTOROLA SOLUTIONS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|701
MSI|MOTOROLA SOLUTIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|553209
MSI|MOTOROLA SOLUTIONS|CTDL|Citadel Derivatives Group Llc|26408
MSI|MOTOROLA SOLUTIONS|CTLR|CUTLER GROUP, LP|200
MSI|MOTOROLA SOLUTIONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|87328
MSI|MOTOROLA SOLUTIONS|DADA|D.A. Davidson & Co.|4
MSI|MOTOROLA SOLUTIONS|DAVA|Davenport & Company LLC|100
MSI|MOTOROLA SOLUTIONS|DBAB|Deutsche Bank Securities Inc.|400096
MSI|MOTOROLA SOLUTIONS|DBAX|Deutsche Bank Securities Inc.|352600
MSI|MOTOROLA SOLUTIONS|DCHF|Dart Executions, LLC|4788
MSI|MOTOROLA SOLUTIONS|DEAN|MORGAN STANLEY|11393
MSI|MOTOROLA SOLUTIONS|DEGS|RONIN PROFESSIONAL LLC|800
MSI|MOTOROLA SOLUTIONS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|221
MSI|MOTOROLA SOLUTIONS|DRWK|DRW SECURITIES, L.L.C.|10193
MSI|MOTOROLA SOLUTIONS|EBXL|EBX LLC|133100
MSI|MOTOROLA SOLUTIONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5516
MSI|MOTOROLA SOLUTIONS|EDJC|Edward Jones / CDS|7
MSI|MOTOROLA SOLUTIONS|EDJO|Edward D. Jones & Co., L.P.|4233
MSI|MOTOROLA SOLUTIONS|EGAM|CBOE TRADING, INC.|17901
MSI|MOTOROLA SOLUTIONS|EGAW|CBOE TRADING, INC.|17
MSI|MOTOROLA SOLUTIONS|EGMT|EG MARKET TECHNOLOGIES LLC|1876
MSI|MOTOROLA SOLUTIONS|EGXM|CBOE TRADING, INC.|3282
MSI|MOTOROLA SOLUTIONS|EGXW|CBOE TRADING, INC.|246
MSI|MOTOROLA SOLUTIONS|ESPO|ESPOSITO SECURITIES, LLC|4
MSI|MOTOROLA SOLUTIONS|ETBE|Electronic Transaction Clearing, Inc.|23183
MSI|MOTOROLA SOLUTIONS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
MSI|MOTOROLA SOLUTIONS|ETCC|Electronic Transaction Clearing, Inc.|221
MSI|MOTOROLA SOLUTIONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33865
MSI|MOTOROLA SOLUTIONS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1297
MSI|MOTOROLA SOLUTIONS|ETRS|E*Trade Securities LLC|104912
MSI|MOTOROLA SOLUTIONS|FBSB|U.S. Bancorp Investments, Inc.|274
MSI|MOTOROLA SOLUTIONS|FILL|Tradestation Securities, Inc.|1613
MSI|MOTOROLA SOLUTIONS|FINX|FINTECH SECURITIES|99
MSI|MOTOROLA SOLUTIONS|FMAF|NBCN Inc./ CDS|983
MSI|MOTOROLA SOLUTIONS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4541
MSI|MOTOROLA SOLUTIONS|FQLS|Quantlab Securities LP|323058
MSI|MOTOROLA SOLUTIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|156361
MSI|MOTOROLA SOLUTIONS|FTBR|Foliofn Investments, Inc.|949
MSI|MOTOROLA SOLUTIONS|GEBB|GLOBAL EXECUTION BROKERS, LP|2122
MSI|MOTOROLA SOLUTIONS|GLIS|TD Securities Inc|100
MSI|MOTOROLA SOLUTIONS|GLPX|ACS EXECUTION SERVICES, LLC|55597
MSI|MOTOROLA SOLUTIONS|GSCO|GOLDMAN SACHS & CO. LLC|1029017
MSI|MOTOROLA SOLUTIONS|GSCS|GOLDMAN SACHS & CO. LLC|784
MSI|MOTOROLA SOLUTIONS|GSLT|GOLDMAN SACHS & CO. LLC|11840
MSI|MOTOROLA SOLUTIONS|GTSZ|GTS SECURITIES LLC|159351
MSI|MOTOROLA SOLUTIONS|HAPX|HAP Trading, LLC|21
MSI|MOTOROLA SOLUTIONS|HRBF|American Enterprise Investment Services Inc.|8348
MSI|MOTOROLA SOLUTIONS|HSBC|HSBC Securities, Inc.|19592
MSI|MOTOROLA SOLUTIONS|IATS|INTERACTIVE BROKERS LLC|6790
MSI|MOTOROLA SOLUTIONS|IBKR|Interactive Brokers Llc|7716
MSI|MOTOROLA SOLUTIONS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5922
MSI|MOTOROLA SOLUTIONS|ICBX|INSTINET, LLC|87062
MSI|MOTOROLA SOLUTIONS|IEQY|CITADEL SECURITIES LLC|105867
MSI|MOTOROLA SOLUTIONS|INCA|INSTINET, LLC|542501
MSI|MOTOROLA SOLUTIONS|INJX|INSTINET, LLC|2826
MSI|MOTOROLA SOLUTIONS|ITGI|ITG Inc.|120302
MSI|MOTOROLA SOLUTIONS|ITGP|ITG INC.|283200
MSI|MOTOROLA SOLUTIONS|JANY|Janney Montgomery Scott Inc.|578
MSI|MOTOROLA SOLUTIONS|JEFF|JEFFERIES LLC|88335
MSI|MOTOROLA SOLUTIONS|JMPT|JUMP TRADING, LLC|37472
MSI|MOTOROLA SOLUTIONS|JONE|JonesTrading|28851
MSI|MOTOROLA SOLUTIONS|JPBX|J.P. MORGAN SECURITIES LLC|81523
MSI|MOTOROLA SOLUTIONS|JPMX|J.P. Morgan Securities LLC|541311
MSI|MOTOROLA SOLUTIONS|JSJX|JANE STREET CAPITAL LLC|3570
MSI|MOTOROLA SOLUTIONS|KCGM|VIRTU Americas LLC|55540
MSI|MOTOROLA SOLUTIONS|LEHM|Barclays Capital Inc./Le|749019
MSI|MOTOROLA SOLUTIONS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1014
MSI|MOTOROLA SOLUTIONS|LIME|Lime Brokerage LLC|45430
MSI|MOTOROLA SOLUTIONS|LOOP|Loop Capital Markets LLC|6359
MSI|MOTOROLA SOLUTIONS|LQNA|LIQUIDNET, INC.|246000
MSI|MOTOROLA SOLUTIONS|LSCI|Lek Securities Corporation|780
MSI|MOTOROLA SOLUTIONS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3
MSI|MOTOROLA SOLUTIONS|MACC|Mid Atlantic Capital Corporation|866
MSI|MOTOROLA SOLUTIONS|MAXM|Maxim Group LLC|3238
MSI|MOTOROLA SOLUTIONS|MBTS|ALLY INVEST SECURITIES LLC|9
MSI|MOTOROLA SOLUTIONS|MCBT|Moors & Cabot, Inc.|29
MSI|MOTOROLA SOLUTIONS|MCMF|Raymond James Ltd. Cds|7076
MSI|MOTOROLA SOLUTIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|106350
MSI|MOTOROLA SOLUTIONS|MOTF|MOTIF INVESTING, INC.|2
MSI|MOTOROLA SOLUTIONS|MPSG|E D & F Man Capital Markets Inc.|240
MSI|MOTOROLA SOLUTIONS|MSCO|MORGAN STANLEY & CO. LLC|1256949
MSI|MOTOROLA SOLUTIONS|MSPL|MORGAN STANLEY & CO. LLC|320300
MSI|MOTOROLA SOLUTIONS|MSTX|MORGAN STANLEY & CO. LLC|137300
MSI|MOTOROLA SOLUTIONS|NEUB|NEUBERGER BERMAN BD LLC|4194
MSI|MOTOROLA SOLUTIONS|NFSC|National Financial Services LLC|135423
MSI|MOTOROLA SOLUTIONS|NITE|VIRTU Americas LLC|274908
MSI|MOTOROLA SOLUTIONS|NQRB|Brut, LLC|8611
MSI|MOTOROLA SOLUTIONS|NTBF|BMO Nesbitt Burns Inc./CDS|35
MSI|MOTOROLA SOLUTIONS|NTRC|Northern Trust Securities, Inc.|17511
MSI|MOTOROLA SOLUTIONS|OHOS|TWO SIGMA SECURITIES, LLC|71312
MSI|MOTOROLA SOLUTIONS|OPCO|Oppenheimer & Co. Inc.|2124
MSI|MOTOROLA SOLUTIONS|PASL|Pershing Advisor Solutions LLC|1160
MSI|MOTOROLA SOLUTIONS|PDQM|CODA MARKETS, INC.|265164
MSI|MOTOROLA SOLUTIONS|PHLY|NASDAQ Execution Services, LLC|600
MSI|MOTOROLA SOLUTIONS|PICT|Pictet Overseas Inc.|784
MSI|MOTOROLA SOLUTIONS|PWJC|UBS Financial Services, Inc.|887
MSI|MOTOROLA SOLUTIONS|QMSR|QUATTRO M SECURITIES INC.|1628
MSI|MOTOROLA SOLUTIONS|RBCM|RBC CAPITAL MARKETS, LLC|3576
MSI|MOTOROLA SOLUTIONS|RDBN|Redburn Partners (USA) LP|321
MSI|MOTOROLA SOLUTIONS|SAGL|SAGETRADER, LLC|83423
MSI|MOTOROLA SOLUTIONS|SALI|INTL FCSTONE FINANCIAL INC.|253
MSI|MOTOROLA SOLUTIONS|SBRX|MURIEL SIEBERT & CO INC|7
MSI|MOTOROLA SOLUTIONS|SBSH|Citigroup Global Markets Inc.|155004
MSI|MOTOROLA SOLUTIONS|SEIC|SEI Investments Distribution Co.|300
MSI|MOTOROLA SOLUTIONS|SGMT|GOLDMAN SACHS & CO. LLC|129453
MSI|MOTOROLA SOLUTIONS|SHMR|ABN Amro Clearing LLC|66
MSI|MOTOROLA SOLUTIONS|SJLS|TRADE INFORMATICS LLC|3500
MSI|MOTOROLA SOLUTIONS|SPDR|SPEEDROUTE LLC|19989
MSI|MOTOROLA SOLUTIONS|SPHN|Stephens Inc.|160
MSI|MOTOROLA SOLUTIONS|STFL|Stifel, Nicolaus & Company, Incorporated|5671
MSI|MOTOROLA SOLUTIONS|STKP|STOCKPILE INVESTMENTS, INC.|10
MSI|MOTOROLA SOLUTIONS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4776
MSI|MOTOROLA SOLUTIONS|SWIM|TD Ameritrade, Inc.|9538
MSI|MOTOROLA SOLUTIONS|SWST|Hilltop Securities Inc.|410
MSI|MOTOROLA SOLUTIONS|TKNG|ALLY INVEST SECURITIES LLC|113
MSI|MOTOROLA SOLUTIONS|TRBT|Tradebot Systems, Inc.|202416
MSI|MOTOROLA SOLUTIONS|TRCM|TRC MARKETS LLC|63872
MSI|MOTOROLA SOLUTIONS|UBSA|UBS SECURITIES LLC|478050
MSI|MOTOROLA SOLUTIONS|UBSS|UBS Securities LLC|964970
MSI|MOTOROLA SOLUTIONS|VALX|VIRTU AMERICAS LLC|21048
MSI|MOTOROLA SOLUTIONS|VERT|The Vertical Trading Group, LLC|11476
MSI|MOTOROLA SOLUTIONS|VGRD|Vanguard Marketing Corporation|2310
MSI|MOTOROLA SOLUTIONS|WABR|Wall Street Access|3712
MSI|MOTOROLA SOLUTIONS|WBLR|WILLIAM BLAIR|104
MSI|MOTOROLA SOLUTIONS|WBPX|SUMMIT SECURITIES GROUP, LLC|4261
MSI|MOTOROLA SOLUTIONS|WCHV|WELLS FARGO SECURITIES, LLC|174441
MSI|MOTOROLA SOLUTIONS|WDNX|WEEDEN & CO.L.P.|708
MSI|MOTOROLA SOLUTIONS|WEDB|WEDBUSH SECURITIES INC.|2099
MSI|MOTOROLA SOLUTIONS|WEED|Weeden & Co.L.P.|11029
MSI|MOTOROLA SOLUTIONS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29664
MSI|MOTOROLA SOLUTIONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6790
MSI|MOTOROLA SOLUTIONS|WGIF|CIBC World Markets Inc.|590
MSI|MOTOROLA SOLUTIONS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|170
MSI|MOTOROLA SOLUTIONS|WSAG|WALL STREET ACCESS|167
MSI|MOTOROLA SOLUTIONS|WSEA|WOLVERINE SECURITIES, LLC|1733
MSI|MOTOROLA SOLUTIONS|XIST|INSTINET, LLC|28464
MSI|MOTOROLA SOLUTIONS|XPQR|Jump Trading|8388
MSI|MOTOROLA SOLUTIONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|13546
MSI|MOTOROLA SOLUTIONS|YKNA|COMHAR CAPITAL MARKETS, LLC|8034
MSI|MOTOROLA SOLUTIONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11680
MSL|MIDSOUTH BANCORP INC|APCC|Apex Clearing Corporation|1
MSL|MIDSOUTH BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|100
MSL|MIDSOUTH BANCORP INC|BNKS|Fig Partners, LLC|7400
MSL|MIDSOUTH BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|1445
MSL|MIDSOUTH BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|100
MSL|MIDSOUTH BANCORP INC|CHAS|Charles Schwab & Co., Inc.|1
MSL|MIDSOUTH BANCORP INC|CIST|Capital Institutional Services, Inc.|1620
MSL|MIDSOUTH BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14154
MSL|MIDSOUTH BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
MSL|MIDSOUTH BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5058
MSL|MIDSOUTH BANCORP INC|CTDL|Citadel Derivatives Group Llc|88
MSL|MIDSOUTH BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4284
MSL|MIDSOUTH BANCORP INC|DBAB|Deutsche Bank Securities Inc.|1662
MSL|MIDSOUTH BANCORP INC|DBAX|Deutsche Bank Securities Inc.|13500
MSL|MIDSOUTH BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|100
MSL|MIDSOUTH BANCORP INC|EBXL|EBX LLC|600
MSL|MIDSOUTH BANCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|86
MSL|MIDSOUTH BANCORP INC|EGAM|CBOE TRADING, INC.|81
MSL|MIDSOUTH BANCORP INC|EGXM|CBOE TRADING, INC.|2
MSL|MIDSOUTH BANCORP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MSL|MIDSOUTH BANCORP INC|ETRS|E*Trade Securities LLC|8519
MSL|MIDSOUTH BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|134
MSL|MIDSOUTH BANCORP INC|FTBR|Foliofn Investments, Inc.|4
MSL|MIDSOUTH BANCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|300
MSL|MIDSOUTH BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|49362
MSL|MIDSOUTH BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|200
MSL|MIDSOUTH BANCORP INC|GTSZ|GTS SECURITIES LLC|439
MSL|MIDSOUTH BANCORP INC|IBKR|Interactive Brokers Llc|170
MSL|MIDSOUTH BANCORP INC|ICBX|INSTINET, LLC|400
MSL|MIDSOUTH BANCORP INC|IEQY|CITADEL SECURITIES LLC|700
MSL|MIDSOUTH BANCORP INC|INCA|INSTINET, LLC|1752
MSL|MIDSOUTH BANCORP INC|INJX|INSTINET, LLC|551
MSL|MIDSOUTH BANCORP INC|ITGI|ITG Inc.|1752
MSL|MIDSOUTH BANCORP INC|ITGP|ITG INC.|1600
MSL|MIDSOUTH BANCORP INC|JEFF|JEFFERIES LLC|17834
MSL|MIDSOUTH BANCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|400
MSL|MIDSOUTH BANCORP INC|JPMX|J.P. Morgan Securities LLC|6031
MSL|MIDSOUTH BANCORP INC|KCGM|VIRTU Americas LLC|3300
MSL|MIDSOUTH BANCORP INC|LEHM|Barclays Capital Inc./Le|7984
MSL|MIDSOUTH BANCORP INC|LIME|Lime Brokerage LLC|5131
MSL|MIDSOUTH BANCORP INC|LOOP|Loop Capital Markets LLC|1300
MSL|MIDSOUTH BANCORP INC|LQNA|LIQUIDNET, INC.|17300
MSL|MIDSOUTH BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3004
MSL|MIDSOUTH BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|9235
MSL|MIDSOUTH BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|3100
MSL|MIDSOUTH BANCORP INC|NFSC|National Financial Services LLC|2905
MSL|MIDSOUTH BANCORP INC|NITE|VIRTU Americas LLC|16300
MSL|MIDSOUTH BANCORP INC|PDQM|CODA MARKETS, INC.|200
MSL|MIDSOUTH BANCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|3000
MSL|MIDSOUTH BANCORP INC|SBSH|Citigroup Global Markets Inc.|6391
MSL|MIDSOUTH BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|3382
MSL|MIDSOUTH BANCORP INC|SPDR|SPEEDROUTE LLC|1594
MSL|MIDSOUTH BANCORP INC|TRBT|Tradebot Systems, Inc.|1960
MSL|MIDSOUTH BANCORP INC|TRCM|TRC MARKETS LLC|2218
MSL|MIDSOUTH BANCORP INC|UBSA|UBS SECURITIES LLC|17571
MSL|MIDSOUTH BANCORP INC|UBSS|UBS Securities LLC|20286
MSL|MIDSOUTH BANCORP INC|VALX|VIRTU AMERICAS LLC|737
MSL|MIDSOUTH BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|7177
MSL|MIDSOUTH BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|1
MSL|MIDSOUTH BANCORP INC|XIST|INSTINET, LLC|1400
MSL|MIDSOUTH BANCORP INC|XPQR|Jump Trading|100
MSL|MIDSOUTH BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MSL|MIDSOUTH BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1373
MSM|MSC INDUSTRIAL DRCT|ALLN|Allen & Company LLC|1000
MSM|MSC INDUSTRIAL DRCT|ALTX|Alternet Securities Inc.|4400
MSM|MSC INDUSTRIAL DRCT|ANOS|ABEL/NOSER, L.L.C.|755
MSM|MSC INDUSTRIAL DRCT|APCC|Apex Clearing Corporation|26
MSM|MSC INDUSTRIAL DRCT|BARD|Robert W. Baird & Co. Incorporated|13328
MSM|MSC INDUSTRIAL DRCT|BATM|CBOE TRADING, INC.|2722
MSM|MSC INDUSTRIAL DRCT|BAYT|BTIG, LLC|600
MSM|MSC INDUSTRIAL DRCT|BBNT|BB&T SECURITIES, LLC|20
MSM|MSC INDUSTRIAL DRCT|BERN|Sanford C. Bernstein & Co., LLC|9611
MSM|MSC INDUSTRIAL DRCT|BKCM|BNY Mellon Capital Markets LLC|17853
MSM|MSC INDUSTRIAL DRCT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|536
MSM|MSC INDUSTRIAL DRCT|BLKX|INSTINET, LLC|10100
MSM|MSC INDUSTRIAL DRCT|BNPX|BNP PARIBAS SECURITIES CORP.|16750
MSM|MSC INDUSTRIAL DRCT|BRVL|BLAYLOCK VAN, LLC|600
MSM|MSC INDUSTRIAL DRCT|BTIG|BTIG, LLC|1881
MSM|MSC INDUSTRIAL DRCT|BYXM|CBOE TRADING, INC.|444
MSM|MSC INDUSTRIAL DRCT|BZYD|GOLDMAN SACHS & CO. LLC|400
MSM|MSC INDUSTRIAL DRCT|CABR|Cabrera Capital Markets, Inc.|25
MSM|MSC INDUSTRIAL DRCT|CANT|Cantor Fitzgerald & Co.|118
MSM|MSC INDUSTRIAL DRCT|CBLC|CITIGROUP GLOBAL MARKETS INC.|66800
MSM|MSC INDUSTRIAL DRCT|CHAS|Charles Schwab & Co., Inc.|385
MSM|MSC INDUSTRIAL DRCT|CIST|Capital Institutional Services, Inc.|358
MSM|MSC INDUSTRIAL DRCT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48636
MSM|MSC INDUSTRIAL DRCT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MSM|MSC INDUSTRIAL DRCT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|186689
MSM|MSC INDUSTRIAL DRCT|CTDL|Citadel Derivatives Group Llc|1953
MSM|MSC INDUSTRIAL DRCT|CTLR|CUTLER GROUP, LP|62
MSM|MSC INDUSTRIAL DRCT|CXCX|CITIGROUP GLOBAL MARKETS INC.|38028
MSM|MSC INDUSTRIAL DRCT|DBAB|Deutsche Bank Securities Inc.|307452
MSM|MSC INDUSTRIAL DRCT|DBAX|Deutsche Bank Securities Inc.|114700
MSM|MSC INDUSTRIAL DRCT|DBUL|Deutsche Bank Securities Inc.|100
MSM|MSC INDUSTRIAL DRCT|DCHF|Dart Executions, LLC|358
MSM|MSC INDUSTRIAL DRCT|DEAN|MORGAN STANLEY|815
MSM|MSC INDUSTRIAL DRCT|DEGS|RONIN PROFESSIONAL LLC|300
MSM|MSC INDUSTRIAL DRCT|EBXL|EBX LLC|69200
MSM|MSC INDUSTRIAL DRCT|ECUT|CONVERGEX EXECUTION SOLUTIONS|4674
MSM|MSC INDUSTRIAL DRCT|EDJO|Edward D. Jones & Co., L.P.|7
MSM|MSC INDUSTRIAL DRCT|EGAM|CBOE TRADING, INC.|2883
MSM|MSC INDUSTRIAL DRCT|EGAW|CBOE TRADING, INC.|54
MSM|MSC INDUSTRIAL DRCT|EGMT|EG MARKET TECHNOLOGIES LLC|631
MSM|MSC INDUSTRIAL DRCT|EGXM|CBOE TRADING, INC.|1029
MSM|MSC INDUSTRIAL DRCT|EGXW|CBOE TRADING, INC.|100
MSM|MSC INDUSTRIAL DRCT|ETBE|Electronic Transaction Clearing, Inc.|10658
MSM|MSC INDUSTRIAL DRCT|ETCC|Electronic Transaction Clearing, Inc.|540
MSM|MSC INDUSTRIAL DRCT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30607
MSM|MSC INDUSTRIAL DRCT|ETRS|E*Trade Securities LLC|8674
MSM|MSC INDUSTRIAL DRCT|FILL|Tradestation Securities, Inc.|11
MSM|MSC INDUSTRIAL DRCT|FINX|FINTECH SECURITIES|1300
MSM|MSC INDUSTRIAL DRCT|FMAF|NBCN Inc./ CDS|1137
MSM|MSC INDUSTRIAL DRCT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8224
MSM|MSC INDUSTRIAL DRCT|FQLS|Quantlab Securities LP|157573
MSM|MSC INDUSTRIAL DRCT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65339
MSM|MSC INDUSTRIAL DRCT|FTBR|Foliofn Investments, Inc.|981
MSM|MSC INDUSTRIAL DRCT|GLPX|ACS EXECUTION SERVICES, LLC|10817
MSM|MSC INDUSTRIAL DRCT|GSCO|GOLDMAN SACHS & CO. LLC|456773
MSM|MSC INDUSTRIAL DRCT|GSCS|GOLDMAN SACHS & CO. LLC|1872
MSM|MSC INDUSTRIAL DRCT|GSLT|GOLDMAN SACHS & CO. LLC|2024
MSM|MSC INDUSTRIAL DRCT|GTSZ|GTS SECURITIES LLC|36699
MSM|MSC INDUSTRIAL DRCT|HPPX|POTAMUS TRADING, LLC|616
MSM|MSC INDUSTRIAL DRCT|HRBF|American Enterprise Investment Services Inc.|535
MSM|MSC INDUSTRIAL DRCT|HSBC|HSBC Securities, Inc.|6426
MSM|MSC INDUSTRIAL DRCT|IATS|INTERACTIVE BROKERS LLC|3180
MSM|MSC INDUSTRIAL DRCT|IBKR|Interactive Brokers Llc|9207
MSM|MSC INDUSTRIAL DRCT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1756
MSM|MSC INDUSTRIAL DRCT|ICBX|INSTINET, LLC|18900
MSM|MSC INDUSTRIAL DRCT|IEQY|CITADEL SECURITIES LLC|55715
MSM|MSC INDUSTRIAL DRCT|IMPC|Imperial Capital, LLC|200
MSM|MSC INDUSTRIAL DRCT|INCA|INSTINET, LLC|132676
MSM|MSC INDUSTRIAL DRCT|INJX|INSTINET, LLC|88
MSM|MSC INDUSTRIAL DRCT|ITGI|ITG Inc.|28038
MSM|MSC INDUSTRIAL DRCT|ITGP|ITG INC.|38000
MSM|MSC INDUSTRIAL DRCT|JEFF|JEFFERIES LLC|120603
MSM|MSC INDUSTRIAL DRCT|JMPT|JUMP TRADING, LLC|34341
MSM|MSC INDUSTRIAL DRCT|JPBX|J.P. MORGAN SECURITIES LLC|17901
MSM|MSC INDUSTRIAL DRCT|JPMX|J.P. Morgan Securities LLC|197317
MSM|MSC INDUSTRIAL DRCT|JSJX|JANE STREET CAPITAL LLC|11514
MSM|MSC INDUSTRIAL DRCT|KCGM|VIRTU Americas LLC|14914
MSM|MSC INDUSTRIAL DRCT|LEHM|Barclays Capital Inc./Le|276764
MSM|MSC INDUSTRIAL DRCT|LIME|Lime Brokerage LLC|10136
MSM|MSC INDUSTRIAL DRCT|LOOP|Loop Capital Markets LLC|728
MSM|MSC INDUSTRIAL DRCT|LQNA|LIQUIDNET, INC.|47100
MSM|MSC INDUSTRIAL DRCT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64500
MSM|MSC INDUSTRIAL DRCT|MOTF|MOTIF INVESTING, INC.|2
MSM|MSC INDUSTRIAL DRCT|MSCO|MORGAN STANLEY & CO. LLC|640663
MSM|MSC INDUSTRIAL DRCT|MSPL|MORGAN STANLEY & CO. LLC|227100
MSM|MSC INDUSTRIAL DRCT|MSTX|MORGAN STANLEY & CO. LLC|71900
MSM|MSC INDUSTRIAL DRCT|MTON|MILLINGTON SECURITIES, INC.|71462
MSM|MSC INDUSTRIAL DRCT|NFSC|National Financial Services LLC|81926
MSM|MSC INDUSTRIAL DRCT|NITE|VIRTU Americas LLC|103079
MSM|MSC INDUSTRIAL DRCT|NQRB|Brut, LLC|7013
MSM|MSC INDUSTRIAL DRCT|NTBF|BMO Nesbitt Burns Inc./CDS|75
MSM|MSC INDUSTRIAL DRCT|OPCO|Oppenheimer & Co. Inc.|2359
MSM|MSC INDUSTRIAL DRCT|PDQM|CODA MARKETS, INC.|38432
MSM|MSC INDUSTRIAL DRCT|PICT|Pictet Overseas Inc.|1509
MSM|MSC INDUSTRIAL DRCT|PUMA|Puma Capital, Llc|71662
MSM|MSC INDUSTRIAL DRCT|RBCM|RBC CAPITAL MARKETS, LLC|341
MSM|MSC INDUSTRIAL DRCT|SAGL|SAGETRADER, LLC|11600
MSM|MSC INDUSTRIAL DRCT|SALI|INTL FCSTONE FINANCIAL INC.|108
MSM|MSC INDUSTRIAL DRCT|SBSH|Citigroup Global Markets Inc.|109033
MSM|MSC INDUSTRIAL DRCT|SEIC|SEI Investments Distribution Co.|800
MSM|MSC INDUSTRIAL DRCT|SGMT|GOLDMAN SACHS & CO. LLC|38963
MSM|MSC INDUSTRIAL DRCT|SJLS|TRADE INFORMATICS LLC|100
MSM|MSC INDUSTRIAL DRCT|SPDR|SPEEDROUTE LLC|2700
MSM|MSC INDUSTRIAL DRCT|STFL|Stifel, Nicolaus & Company, Incorporated|6293
MSM|MSC INDUSTRIAL DRCT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2030
MSM|MSC INDUSTRIAL DRCT|SWIM|TD Ameritrade, Inc.|1212
MSM|MSC INDUSTRIAL DRCT|SWST|Hilltop Securities Inc.|2324
MSM|MSC INDUSTRIAL DRCT|TRBT|Tradebot Systems, Inc.|157914
MSM|MSC INDUSTRIAL DRCT|TRCM|TRC MARKETS LLC|38385
MSM|MSC INDUSTRIAL DRCT|UBSA|UBS SECURITIES LLC|249779
MSM|MSC INDUSTRIAL DRCT|UBSS|UBS Securities LLC|445947
MSM|MSC INDUSTRIAL DRCT|VALX|VIRTU AMERICAS LLC|4838
MSM|MSC INDUSTRIAL DRCT|VGRD|Vanguard Marketing Corporation|685
MSM|MSC INDUSTRIAL DRCT|VNDM|Wall Street Access|4200
MSM|MSC INDUSTRIAL DRCT|WBET|Wallachbeth Capital LLC|1112
MSM|MSC INDUSTRIAL DRCT|WBLR|WILLIAM BLAIR|975
MSM|MSC INDUSTRIAL DRCT|WBNF|WILLIAM BLAIR|1300
MSM|MSC INDUSTRIAL DRCT|WBPX|SUMMIT SECURITIES GROUP, LLC|655
MSM|MSC INDUSTRIAL DRCT|WCHV|WELLS FARGO SECURITIES, LLC|14836
MSM|MSC INDUSTRIAL DRCT|WDNX|WEEDEN & CO.L.P.|448
MSM|MSC INDUSTRIAL DRCT|WEED|Weeden & Co.L.P.|508
MSM|MSC INDUSTRIAL DRCT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1739
MSM|MSC INDUSTRIAL DRCT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|135
MSM|MSC INDUSTRIAL DRCT|WSEA|WOLVERINE SECURITIES, LLC|47
MSM|MSC INDUSTRIAL DRCT|XIST|INSTINET, LLC|23000
MSM|MSC INDUSTRIAL DRCT|XPQR|Jump Trading|2455
MSM|MSC INDUSTRIAL DRCT|XSTM|NATIONAL FINANCIAL SERVICES LLC|16604
MSM|MSC INDUSTRIAL DRCT|YKNA|COMHAR CAPITAL MARKETS, LLC|2086
MSM|MSC INDUSTRIAL DRCT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6638
MSN|EMERSON RADIO|APCC|Apex Clearing Corporation|6
MSN|EMERSON RADIO|BATM|CBOE TRADING, INC.|700
MSN|EMERSON RADIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1400
MSN|EMERSON RADIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5446
MSN|EMERSON RADIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1010
MSN|EMERSON RADIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
MSN|EMERSON RADIO|DBAB|Deutsche Bank Securities Inc.|286
MSN|EMERSON RADIO|DBAX|Deutsche Bank Securities Inc.|1900
MSN|EMERSON RADIO|EBXL|EBX LLC|2200
MSN|EMERSON RADIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|246
MSN|EMERSON RADIO|EDJO|Edward D. Jones & Co., L.P.|6794
MSN|EMERSON RADIO|ETRS|E*Trade Securities LLC|5418
MSN|EMERSON RADIO|FBSB|U.S. Bancorp Investments, Inc.|2000
MSN|EMERSON RADIO|FILL|Tradestation Securities, Inc.|750
MSN|EMERSON RADIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170
MSN|EMERSON RADIO|FTBR|Foliofn Investments, Inc.|65
MSN|EMERSON RADIO|GSCO|GOLDMAN SACHS & CO. LLC|26
MSN|EMERSON RADIO|IATS|INTERACTIVE BROKERS LLC|463
MSN|EMERSON RADIO|IBKR|Interactive Brokers Llc|650
MSN|EMERSON RADIO|ICBX|INSTINET, LLC|2000
MSN|EMERSON RADIO|INCA|INSTINET, LLC|5178
MSN|EMERSON RADIO|ITGP|ITG INC.|3600
MSN|EMERSON RADIO|JEFF|JEFFERIES LLC|1500
MSN|EMERSON RADIO|JPMX|J.P. Morgan Securities LLC|1612
MSN|EMERSON RADIO|KCGM|VIRTU Americas LLC|700
MSN|EMERSON RADIO|LIME|Lime Brokerage LLC|833
MSN|EMERSON RADIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MSN|EMERSON RADIO|MSCO|MORGAN STANLEY & CO. LLC|3992
MSN|EMERSON RADIO|NFSC|National Financial Services LLC|13319
MSN|EMERSON RADIO|NITE|VIRTU Americas LLC|48779
MSN|EMERSON RADIO|SGMT|GOLDMAN SACHS & CO. LLC|601
MSN|EMERSON RADIO|SWIM|TD Ameritrade, Inc.|12850
MSN|EMERSON RADIO|UBSA|UBS SECURITIES LLC|2554
MSN|EMERSON RADIO|UBSS|UBS Securities LLC|3670
MSN|EMERSON RADIO|VGRD|Vanguard Marketing Corporation|81
MSN|EMERSON RADIO|WCHV|WELLS FARGO SECURITIES, LLC|1326
MSN|EMERSON RADIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|228
MSN|EMERSON RADIO|WSEA|WOLVERINE SECURITIES, LLC|2158
MSON|MISONIX INC       ##|APCC|Apex Clearing Corporation|89
MSON|MISONIX INC       ##|BATM|CBOE TRADING, INC.|379
MSON|MISONIX INC       ##|BAYC|BAY CREST PARTNERS, LLC|590
MSON|MISONIX INC       ##|BERN|Sanford C. Bernstein & Co., LLC|200
MSON|MISONIX INC       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|458
MSON|MISONIX INC       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|830
MSON|MISONIX INC       ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2275
MSON|MISONIX INC       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MSON|MISONIX INC       ##|CTDL|Citadel Derivatives Group Llc|274
MSON|MISONIX INC       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|220
MSON|MISONIX INC       ##|DBAB|Deutsche Bank Securities Inc.|3583
MSON|MISONIX INC       ##|DBAX|Deutsche Bank Securities Inc.|900
MSON|MISONIX INC       ##|DEGS|RONIN PROFESSIONAL LLC|5348
MSON|MISONIX INC       ##|EBXL|EBX LLC|700
MSON|MISONIX INC       ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|48
MSON|MISONIX INC       ##|ETRS|E*Trade Securities LLC|1231
MSON|MISONIX INC       ##|FBCO|Credit Suisse Securities (USA) LLC|5707
MSON|MISONIX INC       ##|FBSB|U.S. Bancorp Investments, Inc.|50
MSON|MISONIX INC       ##|FOMA|TD AMERITRADE CLEARING, INC.|8610
MSON|MISONIX INC       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84
MSON|MISONIX INC       ##|FTBR|Foliofn Investments, Inc.|18
MSON|MISONIX INC       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1272
MSON|MISONIX INC       ##|GSCO|GOLDMAN SACHS & CO. LLC|1775
MSON|MISONIX INC       ##|GSCS|GOLDMAN SACHS & CO. LLC|1505
MSON|MISONIX INC       ##|GSLT|GOLDMAN SACHS & CO. LLC|84
MSON|MISONIX INC       ##|GTSZ|GTS SECURITIES LLC|500
MSON|MISONIX INC       ##|IBKR|Interactive Brokers Llc|20343
MSON|MISONIX INC       ##|ICBX|INSTINET, LLC|300
MSON|MISONIX INC       ##|INCA|INSTINET, LLC|73017
MSON|MISONIX INC       ##|INJX|INSTINET, LLC|3974
MSON|MISONIX INC       ##|ITGI|ITG Inc.|765
MSON|MISONIX INC       ##|JEFF|JEFFERIES LLC|15594
MSON|MISONIX INC       ##|JONE|JonesTrading|150
MSON|MISONIX INC       ##|JPMX|J.P. Morgan Securities LLC|200
MSON|MISONIX INC       ##|KCGM|VIRTU Americas LLC|300
MSON|MISONIX INC       ##|LEHM|Barclays Capital Inc./Le|3620
MSON|MISONIX INC       ##|LIME|Lime Brokerage LLC|29138
MSON|MISONIX INC       ##|LMGP|LIME BROKERAGE LLC|3199
MSON|MISONIX INC       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MSON|MISONIX INC       ##|MSCO|MORGAN STANLEY & CO. LLC|25569
MSON|MISONIX INC       ##|MSPL|MORGAN STANLEY & CO. LLC|4000
MSON|MISONIX INC       ##|NFSC|National Financial Services LLC|8532
MSON|MISONIX INC       ##|NITE|VIRTU Americas LLC|22661
MSON|MISONIX INC       ##|OPCO|Oppenheimer & Co. Inc.|2540
MSON|MISONIX INC       ##|RAJA|Raymond James & Associates, Inc.|1029
MSON|MISONIX INC       ##|SBSH|Citigroup Global Markets Inc.|284
MSON|MISONIX INC       ##|SGMT|GOLDMAN SACHS & CO. LLC|209
MSON|MISONIX INC       ##|STFL|Stifel, Nicolaus & Company, Incorporated|8031
MSON|MISONIX INC       ##|SWIM|TD Ameritrade, Inc.|2918
MSON|MISONIX INC       ##|SWST|Hilltop Securities Inc.|200
MSON|MISONIX INC       ##|TMBR|Timber Hill LLC|19
MSON|MISONIX INC       ##|TRBT|Tradebot Systems, Inc.|908
MSON|MISONIX INC       ##|TRCM|TRC MARKETS LLC|6064
MSON|MISONIX INC       ##|UBSA|UBS SECURITIES LLC|1758
MSON|MISONIX INC       ##|UBSS|UBS Securities LLC|10798
MSON|MISONIX INC       ##|VGRD|Vanguard Marketing Corporation|700
MSON|MISONIX INC       ##|WCHV|WELLS FARGO SECURITIES, LLC|790
MSON|MISONIX INC       ##|WSEA|WOLVERINE SECURITIES, LLC|895
MSP|MADISON STRAT SEC FD|ALTX|Alternet Securities Inc.|100
MSP|MADISON STRAT SEC FD|APCC|Apex Clearing Corporation|8
MSP|MADISON STRAT SEC FD|BARD|Robert W. Baird & Co. Incorporated|47
MSP|MADISON STRAT SEC FD|CANT|Cantor Fitzgerald & Co.|2600
MSP|MADISON STRAT SEC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
MSP|MADISON STRAT SEC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MSP|MADISON STRAT SEC FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
MSP|MADISON STRAT SEC FD|EDJO|Edward D. Jones & Co., L.P.|208
MSP|MADISON STRAT SEC FD|EGXM|CBOE TRADING, INC.|200
MSP|MADISON STRAT SEC FD|ETRS|E*Trade Securities LLC|235
MSP|MADISON STRAT SEC FD|FTBR|Foliofn Investments, Inc.|1
MSP|MADISON STRAT SEC FD|HRBF|American Enterprise Investment Services Inc.|1380
MSP|MADISON STRAT SEC FD|IATS|INTERACTIVE BROKERS LLC|481
MSP|MADISON STRAT SEC FD|IBKR|Interactive Brokers Llc|876
MSP|MADISON STRAT SEC FD|INCA|INSTINET, LLC|121
MSP|MADISON STRAT SEC FD|ITGI|ITG Inc.|100
MSP|MADISON STRAT SEC FD|LEHM|Barclays Capital Inc./Le|2500
MSP|MADISON STRAT SEC FD|LIME|Lime Brokerage LLC|1339
MSP|MADISON STRAT SEC FD|MSCO|MORGAN STANLEY & CO. LLC|2637
MSP|MADISON STRAT SEC FD|NFSC|National Financial Services LLC|10865
MSP|MADISON STRAT SEC FD|NITE|VIRTU Americas LLC|19270
MSP|MADISON STRAT SEC FD|NQRB|Brut, LLC|200
MSP|MADISON STRAT SEC FD|RBCM|RBC CAPITAL MARKETS, LLC|4383
MSP|MADISON STRAT SEC FD|STFL|Stifel, Nicolaus & Company, Incorporated|506
MSP|MADISON STRAT SEC FD|SWIM|TD Ameritrade, Inc.|4786
MSP|MADISON STRAT SEC FD|UBSS|UBS Securities LLC|3239
MSP|MADISON STRAT SEC FD|VGRD|Vanguard Marketing Corporation|87
MSP|MADISON STRAT SEC FD|WCHV|WELLS FARGO SECURITIES, LLC|8980
MSP|MADISON STRAT SEC FD|WSEA|WOLVERINE SECURITIES, LLC|10
MSP|MADISON STRAT SEC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42
MSTR|MICROSTRATEGY CL A##|ALTX|Alternet Securities Inc.|1818
MSTR|MICROSTRATEGY CL A##|APCC|Apex Clearing Corporation|94
MSTR|MICROSTRATEGY CL A##|BARD|Robert W. Baird & Co. Incorporated|532
MSTR|MICROSTRATEGY CL A##|BATM|CBOE TRADING, INC.|1140
MSTR|MICROSTRATEGY CL A##|BBNT|BB&T SECURITIES, LLC|170
MSTR|MICROSTRATEGY CL A##|BERN|Sanford C. Bernstein & Co., LLC|2153
MSTR|MICROSTRATEGY CL A##|BLKX|INSTINET, LLC|18424
MSTR|MICROSTRATEGY CL A##|BMOC|BMO Capital Markets Corp.|1516
MSTR|MICROSTRATEGY CL A##|BNPX|BNP PARIBAS SECURITIES CORP.|2218
MSTR|MICROSTRATEGY CL A##|BTIG|BTIG, LLC|1781
MSTR|MICROSTRATEGY CL A##|BYXM|CBOE TRADING, INC.|600
MSTR|MICROSTRATEGY CL A##|BZYD|GOLDMAN SACHS & CO. LLC|135
MSTR|MICROSTRATEGY CL A##|CANT|Cantor Fitzgerald & Co.|1510
MSTR|MICROSTRATEGY CL A##|CIST|Capital Institutional Services, Inc.|392
MSTR|MICROSTRATEGY CL A##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|95
MSTR|MICROSTRATEGY CL A##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15156
MSTR|MICROSTRATEGY CL A##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10551
MSTR|MICROSTRATEGY CL A##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27792
MSTR|MICROSTRATEGY CL A##|CTDL|Citadel Derivatives Group Llc|4086
MSTR|MICROSTRATEGY CL A##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3896
MSTR|MICROSTRATEGY CL A##|DAVA|Davenport & Company LLC|57
MSTR|MICROSTRATEGY CL A##|DBAB|Deutsche Bank Securities Inc.|45250
MSTR|MICROSTRATEGY CL A##|DBAX|Deutsche Bank Securities Inc.|15400
MSTR|MICROSTRATEGY CL A##|DBUL|Deutsche Bank Securities Inc.|500
MSTR|MICROSTRATEGY CL A##|DEAN|MORGAN STANLEY|1
MSTR|MICROSTRATEGY CL A##|DEGS|RONIN PROFESSIONAL LLC|400
MSTR|MICROSTRATEGY CL A##|EBXL|EBX LLC|6500
MSTR|MICROSTRATEGY CL A##|ECUT|CONVERGEX EXECUTION SOLUTIONS|684
MSTR|MICROSTRATEGY CL A##|EDJO|Edward D. Jones & Co., L.P.|122
MSTR|MICROSTRATEGY CL A##|EGAM|CBOE TRADING, INC.|1009
MSTR|MICROSTRATEGY CL A##|EGXM|CBOE TRADING, INC.|34
MSTR|MICROSTRATEGY CL A##|EGXW|CBOE TRADING, INC.|2
MSTR|MICROSTRATEGY CL A##|ETBE|Electronic Transaction Clearing, Inc.|2
MSTR|MICROSTRATEGY CL A##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|11
MSTR|MICROSTRATEGY CL A##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1354
MSTR|MICROSTRATEGY CL A##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6332
MSTR|MICROSTRATEGY CL A##|ETRS|E*Trade Securities LLC|2078
MSTR|MICROSTRATEGY CL A##|FBCO|Credit Suisse Securities (USA) LLC|159850
MSTR|MICROSTRATEGY CL A##|FMAF|NBCN Inc./ CDS|2300
MSTR|MICROSTRATEGY CL A##|FOMA|TD AMERITRADE CLEARING, INC.|6341
MSTR|MICROSTRATEGY CL A##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|142
MSTR|MICROSTRATEGY CL A##|FQLS|Quantlab Securities LP|20097
MSTR|MICROSTRATEGY CL A##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18138
MSTR|MICROSTRATEGY CL A##|FTBR|Foliofn Investments, Inc.|16
MSTR|MICROSTRATEGY CL A##|GEBB|GLOBAL EXECUTION BROKERS, LP|2529
MSTR|MICROSTRATEGY CL A##|GLPX|ACS EXECUTION SERVICES, LLC|12677
MSTR|MICROSTRATEGY CL A##|GSCO|GOLDMAN SACHS & CO. LLC|159329
MSTR|MICROSTRATEGY CL A##|GSCS|GOLDMAN SACHS & CO. LLC|2206
MSTR|MICROSTRATEGY CL A##|GSLT|GOLDMAN SACHS & CO. LLC|100
MSTR|MICROSTRATEGY CL A##|GTSZ|GTS SECURITIES LLC|42255
MSTR|MICROSTRATEGY CL A##|HAPX|HAP Trading, LLC|10
MSTR|MICROSTRATEGY CL A##|HRBF|American Enterprise Investment Services Inc.|201
MSTR|MICROSTRATEGY CL A##|HSBC|HSBC Securities, Inc.|2632
MSTR|MICROSTRATEGY CL A##|IATS|INTERACTIVE BROKERS LLC|820
MSTR|MICROSTRATEGY CL A##|IBKR|Interactive Brokers Llc|4625
MSTR|MICROSTRATEGY CL A##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|89
MSTR|MICROSTRATEGY CL A##|ICBX|INSTINET, LLC|2800
MSTR|MICROSTRATEGY CL A##|IEQY|CITADEL SECURITIES LLC|4743
MSTR|MICROSTRATEGY CL A##|INCA|INSTINET, LLC|52062
MSTR|MICROSTRATEGY CL A##|INJX|INSTINET, LLC|2384
MSTR|MICROSTRATEGY CL A##|ITGI|ITG Inc.|6131
MSTR|MICROSTRATEGY CL A##|ITGP|ITG INC.|52000
MSTR|MICROSTRATEGY CL A##|JEFF|JEFFERIES LLC|19922
MSTR|MICROSTRATEGY CL A##|JPBX|J.P. MORGAN SECURITIES LLC|1484
MSTR|MICROSTRATEGY CL A##|JPMX|J.P. Morgan Securities LLC|36375
MSTR|MICROSTRATEGY CL A##|JSJX|JANE STREET CAPITAL LLC|1279
MSTR|MICROSTRATEGY CL A##|KCGM|VIRTU Americas LLC|3263
MSTR|MICROSTRATEGY CL A##|LEHM|Barclays Capital Inc./Le|63959
MSTR|MICROSTRATEGY CL A##|LIME|Lime Brokerage LLC|18355
MSTR|MICROSTRATEGY CL A##|LOOP|Loop Capital Markets LLC|300
MSTR|MICROSTRATEGY CL A##|MAXM|Maxim Group LLC|743
MSTR|MICROSTRATEGY CL A##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32682
MSTR|MICROSTRATEGY CL A##|MOTF|MOTIF INVESTING, INC.|10
MSTR|MICROSTRATEGY CL A##|MSCO|MORGAN STANLEY & CO. LLC|204035
MSTR|MICROSTRATEGY CL A##|MSPL|MORGAN STANLEY & CO. LLC|29000
MSTR|MICROSTRATEGY CL A##|MSTX|MORGAN STANLEY & CO. LLC|2400
MSTR|MICROSTRATEGY CL A##|NFSC|National Financial Services LLC|3604
MSTR|MICROSTRATEGY CL A##|NITE|VIRTU Americas LLC|23303
MSTR|MICROSTRATEGY CL A##|NITP|VIRTU Americas LLC|200
MSTR|MICROSTRATEGY CL A##|NQRB|Brut, LLC|265
MSTR|MICROSTRATEGY CL A##|NTRC|Northern Trust Securities, Inc.|308
MSTR|MICROSTRATEGY CL A##|PDQM|CODA MARKETS, INC.|29339
MSTR|MICROSTRATEGY CL A##|PWJC|UBS Financial Services, Inc.|203
MSTR|MICROSTRATEGY CL A##|RBCM|RBC CAPITAL MARKETS, LLC|276
MSTR|MICROSTRATEGY CL A##|SALI|INTL FCSTONE FINANCIAL INC.|3
MSTR|MICROSTRATEGY CL A##|SBSH|Citigroup Global Markets Inc.|22267
MSTR|MICROSTRATEGY CL A##|SGMT|GOLDMAN SACHS & CO. LLC|6797
MSTR|MICROSTRATEGY CL A##|SPDR|SPEEDROUTE LLC|3985
MSTR|MICROSTRATEGY CL A##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
MSTR|MICROSTRATEGY CL A##|STFL|Stifel, Nicolaus & Company, Incorporated|2
MSTR|MICROSTRATEGY CL A##|SWIM|TD Ameritrade, Inc.|245
MSTR|MICROSTRATEGY CL A##|SWST|Hilltop Securities Inc.|1
MSTR|MICROSTRATEGY CL A##|TONC|CUTTONE & CO., LLC|440
MSTR|MICROSTRATEGY CL A##|TRBT|Tradebot Systems, Inc.|6453
MSTR|MICROSTRATEGY CL A##|TRCM|TRC MARKETS LLC|12722
MSTR|MICROSTRATEGY CL A##|UBSA|UBS SECURITIES LLC|46877
MSTR|MICROSTRATEGY CL A##|UBSS|UBS Securities LLC|87806
MSTR|MICROSTRATEGY CL A##|VALX|VIRTU AMERICAS LLC|2777
MSTR|MICROSTRATEGY CL A##|VGRD|Vanguard Marketing Corporation|176
MSTR|MICROSTRATEGY CL A##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
MSTR|MICROSTRATEGY CL A##|WCHV|WELLS FARGO SECURITIES, LLC|5224
MSTR|MICROSTRATEGY CL A##|WEED|Weeden & Co.L.P.|243
MSTR|MICROSTRATEGY CL A##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|216
MSTR|MICROSTRATEGY CL A##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2896
MSTR|MICROSTRATEGY CL A##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13
MSTR|MICROSTRATEGY CL A##|WSEA|WOLVERINE SECURITIES, LLC|106
MSTR|MICROSTRATEGY CL A##|XIST|INSTINET, LLC|10912
MSTR|MICROSTRATEGY CL A##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
MSTR|MICROSTRATEGY CL A##|YKNA|COMHAR CAPITAL MARKETS, LLC|6509
MSTR|MICROSTRATEGY CL A##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
MSUS|LHA MARKET STATE U.S|ETRS|E*Trade Securities LLC|850
MSUS|LHA MARKET STATE U.S|JSJX|JANE STREET CAPITAL LLC|100
MSUS|LHA MARKET STATE U.S|MSCO|MORGAN STANLEY & CO. LLC|100
MSUS|LHA MARKET STATE U.S|NITE|VIRTU Americas LLC|200
MSUS|LHA MARKET STATE U.S|UBSS|UBS Securities LLC|20
MSUS|LHA MARKET STATE U.S|VGRD|Vanguard Marketing Corporation|20
MT|ARCELOR MITTAL NEW|ADAM|CANACCORD GENUITY INC.|298
MT|ARCELOR MITTAL NEW|ALTX|Alternet Securities Inc.|11245
MT|ARCELOR MITTAL NEW|APCC|Apex Clearing Corporation|11638
MT|ARCELOR MITTAL NEW|BALE|M&T SECURITIES, INC.|999
MT|ARCELOR MITTAL NEW|BANK|Primevest Financial Services, Inc.|164
MT|ARCELOR MITTAL NEW|BARD|Robert W. Baird & Co. Incorporated|1003
MT|ARCELOR MITTAL NEW|BATM|CBOE TRADING, INC.|9725
MT|ARCELOR MITTAL NEW|BAYT|BTIG, LLC|126673
MT|ARCELOR MITTAL NEW|BBNT|BB&T SECURITIES, LLC|802
MT|ARCELOR MITTAL NEW|BERN|Sanford C. Bernstein & Co., LLC|59504
MT|ARCELOR MITTAL NEW|BIDS|BIDS TRADING L.P.|200
MT|ARCELOR MITTAL NEW|BIMI|Banca IMI Securities Corp.|166
MT|ARCELOR MITTAL NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|84856
MT|ARCELOR MITTAL NEW|BLKX|INSTINET, LLC|13800
MT|ARCELOR MITTAL NEW|BMOC|BMO Capital Markets Corp.|69200
MT|ARCELOR MITTAL NEW|BTIG|BTIG, LLC|10583
MT|ARCELOR MITTAL NEW|BYXM|CBOE TRADING, INC.|6519
MT|ARCELOR MITTAL NEW|BZYD|GOLDMAN SACHS & CO. LLC|1400
MT|ARCELOR MITTAL NEW|CANT|Cantor Fitzgerald & Co.|180900
MT|ARCELOR MITTAL NEW|CHAS|Charles Schwab & Co., Inc.|498
MT|ARCELOR MITTAL NEW|CHDN|CHARDAN CAPITAL MARKETS LLC|219760
MT|ARCELOR MITTAL NEW|CIST|Capital Institutional Services, Inc.|2184
MT|ARCELOR MITTAL NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|248387
MT|ARCELOR MITTAL NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|215
MT|ARCELOR MITTAL NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|965
MT|ARCELOR MITTAL NEW|CRAG|KEPLER CAPITAL MARKETS, INC.|1253400
MT|ARCELOR MITTAL NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|739936
MT|ARCELOR MITTAL NEW|CTDL|Citadel Derivatives Group Llc|12881
MT|ARCELOR MITTAL NEW|CTLR|CUTLER GROUP, LP|2700
MT|ARCELOR MITTAL NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|78496
MT|ARCELOR MITTAL NEW|DADA|D.A. Davidson & Co.|235
MT|ARCELOR MITTAL NEW|DBAB|Deutsche Bank Securities Inc.|566130
MT|ARCELOR MITTAL NEW|DBAX|Deutsche Bank Securities Inc.|533000
MT|ARCELOR MITTAL NEW|DBUL|Deutsche Bank Securities Inc.|319
MT|ARCELOR MITTAL NEW|DCHF|Dart Executions, LLC|39460
MT|ARCELOR MITTAL NEW|DEAN|MORGAN STANLEY|12262
MT|ARCELOR MITTAL NEW|DEGS|RONIN PROFESSIONAL LLC|200
MT|ARCELOR MITTAL NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11900
MT|ARCELOR MITTAL NEW|DRWC|DRW SECURITIES, L.L.C.|3700
MT|ARCELOR MITTAL NEW|EBXL|EBX LLC|490100
MT|ARCELOR MITTAL NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|35879
MT|ARCELOR MITTAL NEW|EDJO|Edward D. Jones & Co., L.P.|1299
MT|ARCELOR MITTAL NEW|EGAM|CBOE TRADING, INC.|18689
MT|ARCELOR MITTAL NEW|EGAW|CBOE TRADING, INC.|520
MT|ARCELOR MITTAL NEW|EGMT|EG MARKET TECHNOLOGIES LLC|100
MT|ARCELOR MITTAL NEW|EGXM|CBOE TRADING, INC.|10529
MT|ARCELOR MITTAL NEW|ETBE|Electronic Transaction Clearing, Inc.|17974
MT|ARCELOR MITTAL NEW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
MT|ARCELOR MITTAL NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3223
MT|ARCELOR MITTAL NEW|ETRS|E*Trade Securities LLC|131767
MT|ARCELOR MITTAL NEW|FBSB|U.S. Bancorp Investments, Inc.|276
MT|ARCELOR MITTAL NEW|FILL|Tradestation Securities, Inc.|28851
MT|ARCELOR MITTAL NEW|FINX|FINTECH SECURITIES|1184
MT|ARCELOR MITTAL NEW|FMAF|NBCN Inc./ CDS|529
MT|ARCELOR MITTAL NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2920
MT|ARCELOR MITTAL NEW|FQLS|Quantlab Securities LP|512703
MT|ARCELOR MITTAL NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|345035
MT|ARCELOR MITTAL NEW|FTBR|Foliofn Investments, Inc.|4070
MT|ARCELOR MITTAL NEW|GARC|ICAP Corporates LLC|140000
MT|ARCELOR MITTAL NEW|GBMT|GBM International, Inc.|3198
MT|ARCELOR MITTAL NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|34771
MT|ARCELOR MITTAL NEW|GFIS|GFI Securities LLC|150000
MT|ARCELOR MITTAL NEW|GLIS|TD Securities Inc|716
MT|ARCELOR MITTAL NEW|GLPX|ACS EXECUTION SERVICES, LLC|64914
MT|ARCELOR MITTAL NEW|GSCO|GOLDMAN SACHS & CO. LLC|1999274
MT|ARCELOR MITTAL NEW|GSCS|GOLDMAN SACHS & CO. LLC|77780
MT|ARCELOR MITTAL NEW|GSLT|GOLDMAN SACHS & CO. LLC|53911
MT|ARCELOR MITTAL NEW|GTSY|GTS SECURITIES LLC|100
MT|ARCELOR MITTAL NEW|GTSZ|GTS SECURITIES LLC|212577
MT|ARCELOR MITTAL NEW|HAPX|HAP Trading, LLC|200
MT|ARCELOR MITTAL NEW|HRBF|American Enterprise Investment Services Inc.|5413
MT|ARCELOR MITTAL NEW|HSBC|HSBC Securities, Inc.|11391
MT|ARCELOR MITTAL NEW|IATS|INTERACTIVE BROKERS LLC|41818
MT|ARCELOR MITTAL NEW|IBKR|Interactive Brokers Llc|168308
MT|ARCELOR MITTAL NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1268
MT|ARCELOR MITTAL NEW|ICBX|INSTINET, LLC|304149
MT|ARCELOR MITTAL NEW|INCA|INSTINET, LLC|426240
MT|ARCELOR MITTAL NEW|INJX|INSTINET, LLC|61135
MT|ARCELOR MITTAL NEW|INTL|INTL FCSTONE FINANCIAL INC.|678653
MT|ARCELOR MITTAL NEW|ITGI|ITG Inc.|633618
MT|ARCELOR MITTAL NEW|ITGP|ITG INC.|681800
MT|ARCELOR MITTAL NEW|JANY|Janney Montgomery Scott Inc.|6295
MT|ARCELOR MITTAL NEW|JEFF|JEFFERIES LLC|212390
MT|ARCELOR MITTAL NEW|JMPT|JUMP TRADING, LLC|194885
MT|ARCELOR MITTAL NEW|JONE|JonesTrading|6439
MT|ARCELOR MITTAL NEW|JPBX|J.P. MORGAN SECURITIES LLC|37136
MT|ARCELOR MITTAL NEW|JPMX|J.P. Morgan Securities LLC|1463704
MT|ARCELOR MITTAL NEW|JSJX|JANE STREET CAPITAL LLC|52230
MT|ARCELOR MITTAL NEW|KCGM|VIRTU Americas LLC|150013
MT|ARCELOR MITTAL NEW|KRSH|Kershner Securities, LLC|1567
MT|ARCELOR MITTAL NEW|LEHM|Barclays Capital Inc./Le|2561394
MT|ARCELOR MITTAL NEW|LIME|Lime Brokerage LLC|974574
MT|ARCELOR MITTAL NEW|LQNA|LIQUIDNET, INC.|9100
MT|ARCELOR MITTAL NEW|LSCI|Lek Securities Corporation|201
MT|ARCELOR MITTAL NEW|MACQ|Macquarie Capital (USA) Inc.|4925
MT|ARCELOR MITTAL NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|557736
MT|ARCELOR MITTAL NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
MT|ARCELOR MITTAL NEW|MNDX|TJM Investments, LLC|19430
MT|ARCELOR MITTAL NEW|MOTF|MOTIF INVESTING, INC.|5
MT|ARCELOR MITTAL NEW|MPSG|E D & F Man Capital Markets Inc.|8378
MT|ARCELOR MITTAL NEW|MSCO|MORGAN STANLEY & CO. LLC|2544584
MT|ARCELOR MITTAL NEW|MSPL|MORGAN STANLEY & CO. LLC|1054800
MT|ARCELOR MITTAL NEW|MSTX|MORGAN STANLEY & CO. LLC|125100
MT|ARCELOR MITTAL NEW|NFSC|National Financial Services LLC|328515
MT|ARCELOR MITTAL NEW|NITE|VIRTU Americas LLC|1450817
MT|ARCELOR MITTAL NEW|NITP|VIRTU Americas LLC|200
MT|ARCELOR MITTAL NEW|NQRB|Brut, LLC|32333
MT|ARCELOR MITTAL NEW|NTBF|BMO Nesbitt Burns Inc./CDS|1200
MT|ARCELOR MITTAL NEW|NTRC|Northern Trust Securities, Inc.|118
MT|ARCELOR MITTAL NEW|OHOS|TWO SIGMA SECURITIES, LLC|171816
MT|ARCELOR MITTAL NEW|OLDM|OLD MISSION CAPITAL, LLC|88165
MT|ARCELOR MITTAL NEW|OPCO|Oppenheimer & Co. Inc.|31849
MT|ARCELOR MITTAL NEW|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|585096
MT|ARCELOR MITTAL NEW|PDQM|CODA MARKETS, INC.|8382
MT|ARCELOR MITTAL NEW|PHLY|NASDAQ Execution Services, LLC|40800
MT|ARCELOR MITTAL NEW|PWJC|UBS Financial Services, Inc.|16
MT|ARCELOR MITTAL NEW|RBCM|RBC CAPITAL MARKETS, LLC|28361
MT|ARCELOR MITTAL NEW|RGLD|Regal Securities, Inc|485
MT|ARCELOR MITTAL NEW|SAGL|SAGETRADER, LLC|3300
MT|ARCELOR MITTAL NEW|SALI|INTL FCSTONE FINANCIAL INC.|10
MT|ARCELOR MITTAL NEW|SBSH|Citigroup Global Markets Inc.|4170803
MT|ARCELOR MITTAL NEW|SEIC|SEI Investments Distribution Co.|1859
MT|ARCELOR MITTAL NEW|SGMT|GOLDMAN SACHS & CO. LLC|324865
MT|ARCELOR MITTAL NEW|SPDR|SPEEDROUTE LLC|42475
MT|ARCELOR MITTAL NEW|SPGS|Sea Port Group Securities, LLC|128600
MT|ARCELOR MITTAL NEW|SPHN|Stephens Inc.|65
MT|ARCELOR MITTAL NEW|SPTD|MINT GLOBAL MARKETS, INC.|400
MT|ARCELOR MITTAL NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|1839
MT|ARCELOR MITTAL NEW|STFL|Stifel, Nicolaus & Company, Incorporated|2309
MT|ARCELOR MITTAL NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3748
MT|ARCELOR MITTAL NEW|SWIM|TD Ameritrade, Inc.|125573
MT|ARCELOR MITTAL NEW|SWST|Hilltop Securities Inc.|4
MT|ARCELOR MITTAL NEW|TKNG|ALLY INVEST SECURITIES LLC|9456
MT|ARCELOR MITTAL NEW|TMBR|Timber Hill LLC|1320
MT|ARCELOR MITTAL NEW|TRBT|Tradebot Systems, Inc.|363652
MT|ARCELOR MITTAL NEW|TRCM|TRC MARKETS LLC|733758
MT|ARCELOR MITTAL NEW|TWTT|TASTYWORKS, INC.|2
MT|ARCELOR MITTAL NEW|UBSA|UBS SECURITIES LLC|1641298
MT|ARCELOR MITTAL NEW|UBSS|UBS Securities LLC|1281999
MT|ARCELOR MITTAL NEW|VALX|VIRTU AMERICAS LLC|901001
MT|ARCELOR MITTAL NEW|VERT|The Vertical Trading Group, LLC|178
MT|ARCELOR MITTAL NEW|VGRD|Vanguard Marketing Corporation|17578
MT|ARCELOR MITTAL NEW|WBLR|WILLIAM BLAIR|221
MT|ARCELOR MITTAL NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|4408
MT|ARCELOR MITTAL NEW|WCHV|WELLS FARGO SECURITIES, LLC|643259
MT|ARCELOR MITTAL NEW|WEED|Weeden & Co.L.P.|13
MT|ARCELOR MITTAL NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21096
MT|ARCELOR MITTAL NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69430
MT|ARCELOR MITTAL NEW|WGIF|CIBC World Markets Inc.|628
MT|ARCELOR MITTAL NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|51
MT|ARCELOR MITTAL NEW|WSEA|WOLVERINE SECURITIES, LLC|14925
MT|ARCELOR MITTAL NEW|XIST|INSTINET, LLC|1952
MT|ARCELOR MITTAL NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|99068
MT|ARCELOR MITTAL NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MT|ARCELOR MITTAL NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2536
MTB|M&T BANK CORP|ABLE|NATIXIS Securities Americas LLC|24740
MTB|M&T BANK CORP|ALTX|Alternet Securities Inc.|13313
MTB|M&T BANK CORP|ANOS|ABEL/NOSER, L.L.C.|3300
MTB|M&T BANK CORP|APCC|Apex Clearing Corporation|101
MTB|M&T BANK CORP|BANK|Primevest Financial Services, Inc.|120
MTB|M&T BANK CORP|BARD|Robert W. Baird & Co. Incorporated|138
MTB|M&T BANK CORP|BATM|CBOE TRADING, INC.|16394
MTB|M&T BANK CORP|BAYC|BAY CREST PARTNERS, LLC|660
MTB|M&T BANK CORP|BBNT|BB&T SECURITIES, LLC|1192
MTB|M&T BANK CORP|BERN|Sanford C. Bernstein & Co., LLC|271022
MTB|M&T BANK CORP|BGCE|BGC Financial Inc.|1000
MTB|M&T BANK CORP|BIDS|BIDS TRADING L.P.|400
MTB|M&T BANK CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5397
MTB|M&T BANK CORP|BLKX|INSTINET, LLC|12300
MTB|M&T BANK CORP|BMOC|BMO Capital Markets Corp.|400
MTB|M&T BANK CORP|BNPX|BNP PARIBAS SECURITIES CORP.|147389
MTB|M&T BANK CORP|BTIG|BTIG, LLC|22206
MTB|M&T BANK CORP|BYXM|CBOE TRADING, INC.|3129
MTB|M&T BANK CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
MTB|M&T BANK CORP|CABR|Cabrera Capital Markets, Inc.|19
MTB|M&T BANK CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|580944
MTB|M&T BANK CORP|CHAS|Charles Schwab & Co., Inc.|22
MTB|M&T BANK CORP|CIBP|CIBC World Markets Corp.|8243
MTB|M&T BANK CORP|CICF|Canaccord Genuity Corp.|35
MTB|M&T BANK CORP|CIST|Capital Institutional Services, Inc.|787
MTB|M&T BANK CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116026
MTB|M&T BANK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2600
MTB|M&T BANK CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|205
MTB|M&T BANK CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|378233
MTB|M&T BANK CORP|CTDL|Citadel Derivatives Group Llc|12192
MTB|M&T BANK CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|59742
MTB|M&T BANK CORP|DADA|D.A. Davidson & Co.|11
MTB|M&T BANK CORP|DAVA|Davenport & Company LLC|42
MTB|M&T BANK CORP|DBAB|Deutsche Bank Securities Inc.|482477
MTB|M&T BANK CORP|DBAX|Deutsche Bank Securities Inc.|446900
MTB|M&T BANK CORP|DBUL|Deutsche Bank Securities Inc.|2460
MTB|M&T BANK CORP|DCHF|Dart Executions, LLC|5620
MTB|M&T BANK CORP|DEAN|MORGAN STANLEY|5620
MTB|M&T BANK CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8200
MTB|M&T BANK CORP|DRWK|DRW SECURITIES, L.L.C.|4870
MTB|M&T BANK CORP|EBXL|EBX LLC|214300
MTB|M&T BANK CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3009
MTB|M&T BANK CORP|EDJO|Edward D. Jones & Co., L.P.|2190
MTB|M&T BANK CORP|EGAM|CBOE TRADING, INC.|10543
MTB|M&T BANK CORP|EGAW|CBOE TRADING, INC.|18
MTB|M&T BANK CORP|EGMT|EG MARKET TECHNOLOGIES LLC|2499
MTB|M&T BANK CORP|EGXM|CBOE TRADING, INC.|2907
MTB|M&T BANK CORP|EGXW|CBOE TRADING, INC.|29
MTB|M&T BANK CORP|ELEV|ELEVATION, LLC|1262
MTB|M&T BANK CORP|ESPO|ESPOSITO SECURITIES, LLC|2
MTB|M&T BANK CORP|ETBE|Electronic Transaction Clearing, Inc.|3201
MTB|M&T BANK CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MTB|M&T BANK CORP|ETCC|Electronic Transaction Clearing, Inc.|574
MTB|M&T BANK CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52769
MTB|M&T BANK CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|316
MTB|M&T BANK CORP|ETRS|E*Trade Securities LLC|3082
MTB|M&T BANK CORP|FBRC|B. RILEY FBR, INC.|300
MTB|M&T BANK CORP|FBSB|U.S. Bancorp Investments, Inc.|41
MTB|M&T BANK CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|51
MTB|M&T BANK CORP|FILL|Tradestation Securities, Inc.|29
MTB|M&T BANK CORP|FINX|FINTECH SECURITIES|168
MTB|M&T BANK CORP|FMAF|NBCN Inc./ CDS|5573
MTB|M&T BANK CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2686
MTB|M&T BANK CORP|FQLS|Quantlab Securities LP|319525
MTB|M&T BANK CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97548
MTB|M&T BANK CORP|FTBR|Foliofn Investments, Inc.|247
MTB|M&T BANK CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|400
MTB|M&T BANK CORP|GLPX|ACS EXECUTION SERVICES, LLC|58226
MTB|M&T BANK CORP|GSCO|GOLDMAN SACHS & CO. LLC|1078539
MTB|M&T BANK CORP|GSCS|GOLDMAN SACHS & CO. LLC|3815
MTB|M&T BANK CORP|GSLT|GOLDMAN SACHS & CO. LLC|5889
MTB|M&T BANK CORP|GTSZ|GTS SECURITIES LLC|162866
MTB|M&T BANK CORP|HRBF|American Enterprise Investment Services Inc.|1490
MTB|M&T BANK CORP|HSBC|HSBC Securities, Inc.|1813
MTB|M&T BANK CORP|IATS|INTERACTIVE BROKERS LLC|1366
MTB|M&T BANK CORP|IBKR|Interactive Brokers Llc|4583
MTB|M&T BANK CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|69
MTB|M&T BANK CORP|ICBX|INSTINET, LLC|29000
MTB|M&T BANK CORP|IEQY|CITADEL SECURITIES LLC|219694
MTB|M&T BANK CORP|INCA|INSTINET, LLC|395864
MTB|M&T BANK CORP|INJX|INSTINET, LLC|3487
MTB|M&T BANK CORP|ITGI|ITG Inc.|20674
MTB|M&T BANK CORP|ITGP|ITG INC.|166600
MTB|M&T BANK CORP|JANY|Janney Montgomery Scott Inc.|920
MTB|M&T BANK CORP|JEFF|JEFFERIES LLC|119975
MTB|M&T BANK CORP|JMPT|JUMP TRADING, LLC|44312
MTB|M&T BANK CORP|JPBX|J.P. MORGAN SECURITIES LLC|80514
MTB|M&T BANK CORP|JPMX|J.P. Morgan Securities LLC|532550
MTB|M&T BANK CORP|JSJX|JANE STREET CAPITAL LLC|5236
MTB|M&T BANK CORP|KBWI|Keefe, Bruyette & Woods, Inc.|200
MTB|M&T BANK CORP|KCGM|VIRTU Americas LLC|164365
MTB|M&T BANK CORP|KCRD|PHX FINANCIAL, INC.|134
MTB|M&T BANK CORP|LEHM|Barclays Capital Inc./Le|935021
MTB|M&T BANK CORP|LIME|Lime Brokerage LLC|105347
MTB|M&T BANK CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|81200
MTB|M&T BANK CORP|LOOP|Loop Capital Markets LLC|570
MTB|M&T BANK CORP|LQNA|LIQUIDNET, INC.|240300
MTB|M&T BANK CORP|LSCI|Lek Securities Corporation|62
MTB|M&T BANK CORP|MACC|Mid Atlantic Capital Corporation|80
MTB|M&T BANK CORP|MAXM|Maxim Group LLC|6020
MTB|M&T BANK CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126058
MTB|M&T BANK CORP|MOTF|MOTIF INVESTING, INC.|8
MTB|M&T BANK CORP|MSCO|MORGAN STANLEY & CO. LLC|1897515
MTB|M&T BANK CORP|MSPL|MORGAN STANLEY & CO. LLC|267800
MTB|M&T BANK CORP|MSTX|MORGAN STANLEY & CO. LLC|70700
MTB|M&T BANK CORP|NEUB|NEUBERGER BERMAN BD LLC|30
MTB|M&T BANK CORP|NFSC|National Financial Services LLC|67303
MTB|M&T BANK CORP|NITE|VIRTU Americas LLC|231901
MTB|M&T BANK CORP|NITP|VIRTU Americas LLC|100
MTB|M&T BANK CORP|NQRB|Brut, LLC|1920
MTB|M&T BANK CORP|NTRC|Northern Trust Securities, Inc.|222
MTB|M&T BANK CORP|OHOS|TWO SIGMA SECURITIES, LLC|25855
MTB|M&T BANK CORP|OPCO|Oppenheimer & Co. Inc.|71
MTB|M&T BANK CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
MTB|M&T BANK CORP|PDQM|CODA MARKETS, INC.|131791
MTB|M&T BANK CORP|PIPR|Piper Jaffray & Co.|10689
MTB|M&T BANK CORP|PREC|PRECISION SECURITIES, LLC|11900
MTB|M&T BANK CORP|PWJC|UBS Financial Services, Inc.|1534
MTB|M&T BANK CORP|QMSR|QUATTRO M SECURITIES INC.|1120
MTB|M&T BANK CORP|RBCM|RBC CAPITAL MARKETS, LLC|837
MTB|M&T BANK CORP|SAGL|SAGETRADER, LLC|27196
MTB|M&T BANK CORP|SAGW|SAGETRADER, LLC|12
MTB|M&T BANK CORP|SALI|INTL FCSTONE FINANCIAL INC.|8
MTB|M&T BANK CORP|SBSH|Citigroup Global Markets Inc.|141918
MTB|M&T BANK CORP|SCMC|Scotia Capital Markets (USA) Inc.|29000
MTB|M&T BANK CORP|SEIC|SEI Investments Distribution Co.|100
MTB|M&T BANK CORP|SGMT|GOLDMAN SACHS & CO. LLC|117175
MTB|M&T BANK CORP|SHMR|ABN Amro Clearing LLC|38
MTB|M&T BANK CORP|SIBO|Prime Executions, Inc.|1980
MTB|M&T BANK CORP|SJLS|TRADE INFORMATICS LLC|100
MTB|M&T BANK CORP|SPDR|SPEEDROUTE LLC|11873
MTB|M&T BANK CORP|STFL|Stifel, Nicolaus & Company, Incorporated|3100
MTB|M&T BANK CORP|STKP|STOCKPILE INVESTMENTS, INC.|4
MTB|M&T BANK CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3436
MTB|M&T BANK CORP|SWIM|TD Ameritrade, Inc.|679
MTB|M&T BANK CORP|SWST|Hilltop Securities Inc.|128
MTB|M&T BANK CORP|TDSI|TD Securities (USA) LLC|849
MTB|M&T BANK CORP|TKNG|ALLY INVEST SECURITIES LLC|214
MTB|M&T BANK CORP|TRBT|Tradebot Systems, Inc.|154174
MTB|M&T BANK CORP|TRCM|TRC MARKETS LLC|251676
MTB|M&T BANK CORP|UBSA|UBS SECURITIES LLC|594316
MTB|M&T BANK CORP|UBSS|UBS Securities LLC|741669
MTB|M&T BANK CORP|VALX|VIRTU AMERICAS LLC|19068
MTB|M&T BANK CORP|VGRD|Vanguard Marketing Corporation|2573
MTB|M&T BANK CORP|WABR|Wall Street Access|3000
MTB|M&T BANK CORP|WBLR|WILLIAM BLAIR|21
MTB|M&T BANK CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|8871
MTB|M&T BANK CORP|WCHV|WELLS FARGO SECURITIES, LLC|78546
MTB|M&T BANK CORP|WDNX|WEEDEN & CO.L.P.|2422
MTB|M&T BANK CORP|WEDB|WEDBUSH SECURITIES INC.|2443
MTB|M&T BANK CORP|WEED|Weeden & Co.L.P.|3730
MTB|M&T BANK CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14263
MTB|M&T BANK CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6939
MTB|M&T BANK CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1744
MTB|M&T BANK CORP|WSAG|WALL STREET ACCESS|100
MTB|M&T BANK CORP|WSEA|WOLVERINE SECURITIES, LLC|2064
MTB|M&T BANK CORP|XIST|INSTINET, LLC|12882
MTB|M&T BANK CORP|XPQR|Jump Trading|4526
MTB|M&T BANK CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|31248
MTB|M&T BANK CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|15616
MTB|M&T BANK CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3304
MTB$|M&T BANK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
MTB$|M&T BANK CORP|NITE|VIRTU Americas LLC|25
MTB$|M&T BANK CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2
MTB$|M&T BANK CORP|VGRD|Vanguard Marketing Corporation|9
MTB$C|M&T BANK CORP SER C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21
MTB$C|M&T BANK CORP SER C|EDJO|Edward D. Jones & Co., L.P.|25
MTB$C|M&T BANK CORP SER C|ETRS|E*Trade Securities LLC|5
MTB$C|M&T BANK CORP SER C|IBKR|Interactive Brokers Llc|86
MTB$C|M&T BANK CORP SER C|JANY|Janney Montgomery Scott Inc.|100
MTB$C|M&T BANK CORP SER C|MSCO|MORGAN STANLEY & CO. LLC|86
MTB$C|M&T BANK CORP SER C|NITE|VIRTU Americas LLC|30
MTB$C|M&T BANK CORP SER C|OPCO|Oppenheimer & Co. Inc.|7
MTB$C|M&T BANK CORP SER C|STFL|Stifel, Nicolaus & Company, Incorporated|201
MTB$C|M&T BANK CORP SER C|UBSS|UBS Securities LLC|44
MTB$C|M&T BANK CORP SER C|VGRD|Vanguard Marketing Corporation|40
MTB$C|M&T BANK CORP SER C|WCHV|WELLS FARGO SECURITIES, LLC|40
MTB$C|M&T BANK CORP SER C|WSEA|WOLVERINE SECURITIES, LLC|4
MTB.W|M&T BANK CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MTB.W|M&T BANK CORPORATION|LIME|Lime Brokerage LLC|1
MTB.W|M&T BANK CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1
MTBC|MEDICAL TRANSC BL CM|ALTX|Alternet Securities Inc.|2785
MTBC|MEDICAL TRANSC BL CM|APCC|Apex Clearing Corporation|5055
MTBC|MEDICAL TRANSC BL CM|BATM|CBOE TRADING, INC.|200
MTBC|MEDICAL TRANSC BL CM|BYXM|CBOE TRADING, INC.|807
MTBC|MEDICAL TRANSC BL CM|CHAS|Charles Schwab & Co., Inc.|500
MTBC|MEDICAL TRANSC BL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
MTBC|MEDICAL TRANSC BL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5212
MTBC|MEDICAL TRANSC BL CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MTBC|MEDICAL TRANSC BL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39705
MTBC|MEDICAL TRANSC BL CM|CTDL|Citadel Derivatives Group Llc|666
MTBC|MEDICAL TRANSC BL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7400
MTBC|MEDICAL TRANSC BL CM|DBAB|Deutsche Bank Securities Inc.|5182
MTBC|MEDICAL TRANSC BL CM|DBAX|Deutsche Bank Securities Inc.|5900
MTBC|MEDICAL TRANSC BL CM|DEGS|RONIN PROFESSIONAL LLC|12940
MTBC|MEDICAL TRANSC BL CM|EBXL|EBX LLC|13200
MTBC|MEDICAL TRANSC BL CM|EGAM|CBOE TRADING, INC.|6865
MTBC|MEDICAL TRANSC BL CM|EGAW|CBOE TRADING, INC.|900
MTBC|MEDICAL TRANSC BL CM|EGXM|CBOE TRADING, INC.|3457
MTBC|MEDICAL TRANSC BL CM|ETBE|Electronic Transaction Clearing, Inc.|2121
MTBC|MEDICAL TRANSC BL CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|476
MTBC|MEDICAL TRANSC BL CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4400
MTBC|MEDICAL TRANSC BL CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4240
MTBC|MEDICAL TRANSC BL CM|ETRS|E*Trade Securities LLC|210196
MTBC|MEDICAL TRANSC BL CM|FBCO|Credit Suisse Securities (USA) LLC|52855
MTBC|MEDICAL TRANSC BL CM|FILL|Tradestation Securities, Inc.|6655
MTBC|MEDICAL TRANSC BL CM|FMAF|NBCN Inc./ CDS|8600
MTBC|MEDICAL TRANSC BL CM|FOMA|TD AMERITRADE CLEARING, INC.|460970
MTBC|MEDICAL TRANSC BL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16958
MTBC|MEDICAL TRANSC BL CM|FTBR|Foliofn Investments, Inc.|588
MTBC|MEDICAL TRANSC BL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5181
MTBC|MEDICAL TRANSC BL CM|GLIS|TD Securities Inc|500
MTBC|MEDICAL TRANSC BL CM|GLPX|ACS EXECUTION SERVICES, LLC|12333
MTBC|MEDICAL TRANSC BL CM|GSCO|GOLDMAN SACHS & CO. LLC|5131
MTBC|MEDICAL TRANSC BL CM|GSCS|GOLDMAN SACHS & CO. LLC|500
MTBC|MEDICAL TRANSC BL CM|GSLT|GOLDMAN SACHS & CO. LLC|2100
MTBC|MEDICAL TRANSC BL CM|GTSZ|GTS SECURITIES LLC|3088
MTBC|MEDICAL TRANSC BL CM|HRBF|American Enterprise Investment Services Inc.|400
MTBC|MEDICAL TRANSC BL CM|IATS|INTERACTIVE BROKERS LLC|16149
MTBC|MEDICAL TRANSC BL CM|IBKR|Interactive Brokers Llc|85849
MTBC|MEDICAL TRANSC BL CM|ICBX|INSTINET, LLC|7870
MTBC|MEDICAL TRANSC BL CM|INCA|INSTINET, LLC|5306
MTBC|MEDICAL TRANSC BL CM|INJX|INSTINET, LLC|2974
MTBC|MEDICAL TRANSC BL CM|ITGI|ITG Inc.|48732
MTBC|MEDICAL TRANSC BL CM|ITGP|ITG INC.|25200
MTBC|MEDICAL TRANSC BL CM|JEFF|JEFFERIES LLC|59825
MTBC|MEDICAL TRANSC BL CM|JMPT|JUMP TRADING, LLC|1309
MTBC|MEDICAL TRANSC BL CM|JPMX|J.P. Morgan Securities LLC|16890
MTBC|MEDICAL TRANSC BL CM|KCGM|VIRTU Americas LLC|835
MTBC|MEDICAL TRANSC BL CM|LEHM|Barclays Capital Inc./Le|12258
MTBC|MEDICAL TRANSC BL CM|LIME|Lime Brokerage LLC|17813
MTBC|MEDICAL TRANSC BL CM|LSCI|Lek Securities Corporation|500
MTBC|MEDICAL TRANSC BL CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3100
MTBC|MEDICAL TRANSC BL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9900
MTBC|MEDICAL TRANSC BL CM|MSCO|MORGAN STANLEY & CO. LLC|235393
MTBC|MEDICAL TRANSC BL CM|MSPL|MORGAN STANLEY & CO. LLC|4500
MTBC|MEDICAL TRANSC BL CM|NFSC|National Financial Services LLC|300088
MTBC|MEDICAL TRANSC BL CM|NITE|VIRTU Americas LLC|663492
MTBC|MEDICAL TRANSC BL CM|NITP|VIRTU Americas LLC|1200
MTBC|MEDICAL TRANSC BL CM|NQRB|Brut, LLC|1300
MTBC|MEDICAL TRANSC BL CM|OPCO|Oppenheimer & Co. Inc.|400
MTBC|MEDICAL TRANSC BL CM|PDQM|CODA MARKETS, INC.|14704
MTBC|MEDICAL TRANSC BL CM|RAJA|Raymond James & Associates, Inc.|17484
MTBC|MEDICAL TRANSC BL CM|RBCM|RBC CAPITAL MARKETS, LLC|500
MTBC|MEDICAL TRANSC BL CM|SALI|INTL FCSTONE FINANCIAL INC.|2812
MTBC|MEDICAL TRANSC BL CM|SBSH|Citigroup Global Markets Inc.|1579
MTBC|MEDICAL TRANSC BL CM|SGMT|GOLDMAN SACHS & CO. LLC|3961
MTBC|MEDICAL TRANSC BL CM|SPDR|SPEEDROUTE LLC|1913
MTBC|MEDICAL TRANSC BL CM|SWIM|TD Ameritrade, Inc.|164360
MTBC|MEDICAL TRANSC BL CM|SWST|Hilltop Securities Inc.|22200
MTBC|MEDICAL TRANSC BL CM|TKNG|ALLY INVEST SECURITIES LLC|4319
MTBC|MEDICAL TRANSC BL CM|TRCM|TRC MARKETS LLC|2680
MTBC|MEDICAL TRANSC BL CM|TWTT|TASTYWORKS, INC.|300
MTBC|MEDICAL TRANSC BL CM|UBSA|UBS SECURITIES LLC|39486
MTBC|MEDICAL TRANSC BL CM|UBSS|UBS Securities LLC|58844
MTBC|MEDICAL TRANSC BL CM|VALX|VIRTU AMERICAS LLC|1400
MTBC|MEDICAL TRANSC BL CM|VGRD|Vanguard Marketing Corporation|7291
MTBC|MEDICAL TRANSC BL CM|VSIN|Vision Financial Markets Llc|740
MTBC|MEDICAL TRANSC BL CM|WCHV|WELLS FARGO SECURITIES, LLC|52153
MTBC|MEDICAL TRANSC BL CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2316
MTBC|MEDICAL TRANSC BL CM|WGIF|CIBC World Markets Inc.|1580
MTBC|MEDICAL TRANSC BL CM|WHOT|JUST2TRADE, INC.|682
MTBC|MEDICAL TRANSC BL CM|WSEA|WOLVERINE SECURITIES, LLC|12558
MTBC|MEDICAL TRANSC BL CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|8210
MTBC|MEDICAL TRANSC BL CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2445
MTBC|MEDICAL TRANSC BL CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|650
MTBCP|MTBC 11% SR A PRF ST|APCC|Apex Clearing Corporation|327
MTBCP|MTBC 11% SR A PRF ST|BOSC|Boenning & Scattergood, Inc.|600
MTBCP|MTBC 11% SR A PRF ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6373
MTBCP|MTBC 11% SR A PRF ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5720
MTBCP|MTBC 11% SR A PRF ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MTBCP|MTBC 11% SR A PRF ST|DADA|D.A. Davidson & Co.|18719
MTBCP|MTBC 11% SR A PRF ST|DBAX|Deutsche Bank Securities Inc.|900
MTBCP|MTBC 11% SR A PRF ST|EBXL|EBX LLC|1000
MTBCP|MTBC 11% SR A PRF ST|EGAW|CBOE TRADING, INC.|298
MTBCP|MTBC 11% SR A PRF ST|ETRS|E*Trade Securities LLC|9444
MTBCP|MTBC 11% SR A PRF ST|FBCO|Credit Suisse Securities (USA) LLC|1231
MTBCP|MTBC 11% SR A PRF ST|FOMA|TD AMERITRADE CLEARING, INC.|17542
MTBCP|MTBC 11% SR A PRF ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1683
MTBCP|MTBC 11% SR A PRF ST|GEBB|GLOBAL EXECUTION BROKERS, LP|744
MTBCP|MTBC 11% SR A PRF ST|GTSZ|GTS SECURITIES LLC|100
MTBCP|MTBC 11% SR A PRF ST|HRBF|American Enterprise Investment Services Inc.|927
MTBCP|MTBC 11% SR A PRF ST|IBKR|Interactive Brokers Llc|4306
MTBCP|MTBC 11% SR A PRF ST|ICBX|INSTINET, LLC|1150
MTBCP|MTBC 11% SR A PRF ST|INCA|INSTINET, LLC|10008
MTBCP|MTBC 11% SR A PRF ST|KCGM|VIRTU Americas LLC|1050
MTBCP|MTBC 11% SR A PRF ST|LEHM|Barclays Capital Inc./Le|1000
MTBCP|MTBC 11% SR A PRF ST|LIME|Lime Brokerage LLC|2594
MTBCP|MTBC 11% SR A PRF ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
MTBCP|MTBC 11% SR A PRF ST|MSCO|MORGAN STANLEY & CO. LLC|15235
MTBCP|MTBC 11% SR A PRF ST|MSPL|MORGAN STANLEY & CO. LLC|700
MTBCP|MTBC 11% SR A PRF ST|NFSC|National Financial Services LLC|37952
MTBCP|MTBC 11% SR A PRF ST|NITE|VIRTU Americas LLC|43007
MTBCP|MTBC 11% SR A PRF ST|NQRB|Brut, LLC|2500
MTBCP|MTBC 11% SR A PRF ST|OPCO|Oppenheimer & Co. Inc.|400
MTBCP|MTBC 11% SR A PRF ST|RAJA|Raymond James & Associates, Inc.|5988
MTBCP|MTBC 11% SR A PRF ST|RBCM|RBC CAPITAL MARKETS, LLC|7068
MTBCP|MTBC 11% SR A PRF ST|SALI|INTL FCSTONE FINANCIAL INC.|583
MTBCP|MTBC 11% SR A PRF ST|SBSH|Citigroup Global Markets Inc.|779
MTBCP|MTBC 11% SR A PRF ST|SPDR|SPEEDROUTE LLC|400
MTBCP|MTBC 11% SR A PRF ST|STFL|Stifel, Nicolaus & Company, Incorporated|400
MTBCP|MTBC 11% SR A PRF ST|SWIM|TD Ameritrade, Inc.|2711
MTBCP|MTBC 11% SR A PRF ST|TKNG|ALLY INVEST SECURITIES LLC|1410
MTBCP|MTBC 11% SR A PRF ST|TRCM|TRC MARKETS LLC|624
MTBCP|MTBC 11% SR A PRF ST|UBSA|UBS SECURITIES LLC|2405
MTBCP|MTBC 11% SR A PRF ST|UBSS|UBS Securities LLC|7275
MTBCP|MTBC 11% SR A PRF ST|VGRD|Vanguard Marketing Corporation|3508
MTBCP|MTBC 11% SR A PRF ST|WCHV|WELLS FARGO SECURITIES, LLC|3873
MTBCP|MTBC 11% SR A PRF ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
MTBCP|MTBC 11% SR A PRF ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
MTCH|MATCH GROUP, INC. CS|AGIS|Aegis Capital Corp.|2504
MTCH|MATCH GROUP, INC. CS|ALLN|Allen & Company LLC|393300
MTCH|MATCH GROUP, INC. CS|ALTX|Alternet Securities Inc.|18007
MTCH|MATCH GROUP, INC. CS|APCC|Apex Clearing Corporation|6812
MTCH|MATCH GROUP, INC. CS|AQUA|AQUA SECURITIES L.P.|8300
MTCH|MATCH GROUP, INC. CS|BARD|Robert W. Baird & Co. Incorporated|318
MTCH|MATCH GROUP, INC. CS|BATM|CBOE TRADING, INC.|10538
MTCH|MATCH GROUP, INC. CS|BERN|Sanford C. Bernstein & Co., LLC|28327
MTCH|MATCH GROUP, INC. CS|BIDS|BIDS TRADING L.P.|25000
MTCH|MATCH GROUP, INC. CS|BIMI|Banca IMI Securities Corp.|639
MTCH|MATCH GROUP, INC. CS|BKCM|BNY Mellon Capital Markets LLC|248
MTCH|MATCH GROUP, INC. CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39416
MTCH|MATCH GROUP, INC. CS|BLKX|INSTINET, LLC|99788
MTCH|MATCH GROUP, INC. CS|BMOC|BMO Capital Markets Corp.|1687
MTCH|MATCH GROUP, INC. CS|BNPX|BNP PARIBAS SECURITIES CORP.|58179
MTCH|MATCH GROUP, INC. CS|BTIG|BTIG, LLC|45945
MTCH|MATCH GROUP, INC. CS|BYXM|CBOE TRADING, INC.|6374
MTCH|MATCH GROUP, INC. CS|BZYD|GOLDMAN SACHS & CO. LLC|400
MTCH|MATCH GROUP, INC. CS|CANT|Cantor Fitzgerald & Co.|2078
MTCH|MATCH GROUP, INC. CS|CBLC|CITIGROUP GLOBAL MARKETS INC.|118800
MTCH|MATCH GROUP, INC. CS|CHAS|Charles Schwab & Co., Inc.|14687
MTCH|MATCH GROUP, INC. CS|CICF|Canaccord Genuity Corp.|1584
MTCH|MATCH GROUP, INC. CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111127
MTCH|MATCH GROUP, INC. CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|595
MTCH|MATCH GROUP, INC. CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9452
MTCH|MATCH GROUP, INC. CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|707518
MTCH|MATCH GROUP, INC. CS|CTDL|Citadel Derivatives Group Llc|32158
MTCH|MATCH GROUP, INC. CS|CTLR|CUTLER GROUP, LP|16199
MTCH|MATCH GROUP, INC. CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|171898
MTCH|MATCH GROUP, INC. CS|DBAB|Deutsche Bank Securities Inc.|654387
MTCH|MATCH GROUP, INC. CS|DBAX|Deutsche Bank Securities Inc.|352500
MTCH|MATCH GROUP, INC. CS|DBUL|Deutsche Bank Securities Inc.|8777
MTCH|MATCH GROUP, INC. CS|DCHF|Dart Executions, LLC|53811
MTCH|MATCH GROUP, INC. CS|DEAN|MORGAN STANLEY|11036
MTCH|MATCH GROUP, INC. CS|DEGS|RONIN PROFESSIONAL LLC|30489
MTCH|MATCH GROUP, INC. CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33220
MTCH|MATCH GROUP, INC. CS|EBXL|EBX LLC|175000
MTCH|MATCH GROUP, INC. CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4494
MTCH|MATCH GROUP, INC. CS|EDJO|Edward D. Jones & Co., L.P.|1919
MTCH|MATCH GROUP, INC. CS|EGAM|CBOE TRADING, INC.|33994
MTCH|MATCH GROUP, INC. CS|EGAW|CBOE TRADING, INC.|207
MTCH|MATCH GROUP, INC. CS|EGMT|EG MARKET TECHNOLOGIES LLC|1200
MTCH|MATCH GROUP, INC. CS|EGXM|CBOE TRADING, INC.|12838
MTCH|MATCH GROUP, INC. CS|EGXW|CBOE TRADING, INC.|1551
MTCH|MATCH GROUP, INC. CS|ESPO|ESPOSITO SECURITIES, LLC|544
MTCH|MATCH GROUP, INC. CS|ETBE|Electronic Transaction Clearing, Inc.|70416
MTCH|MATCH GROUP, INC. CS|ETCB|ETC BROKERAGE SERVICES, LLC|703
MTCH|MATCH GROUP, INC. CS|ETCC|Electronic Transaction Clearing, Inc.|2348
MTCH|MATCH GROUP, INC. CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4982
MTCH|MATCH GROUP, INC. CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|74102
MTCH|MATCH GROUP, INC. CS|ETRS|E*Trade Securities LLC|609229
MTCH|MATCH GROUP, INC. CS|EVRS|E1 ASSET MANAGEMENT, INC.|1613
MTCH|MATCH GROUP, INC. CS|FBCO|Credit Suisse Securities (USA) LLC|1388437
MTCH|MATCH GROUP, INC. CS|FFSI|Firstrade Securities Inc.|200
MTCH|MATCH GROUP, INC. CS|FILL|Tradestation Securities, Inc.|35762
MTCH|MATCH GROUP, INC. CS|FMAF|NBCN Inc./ CDS|613
MTCH|MATCH GROUP, INC. CS|FMCO|First Manhattan Co|8
MTCH|MATCH GROUP, INC. CS|FOMA|TD AMERITRADE CLEARING, INC.|999446
MTCH|MATCH GROUP, INC. CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|495
MTCH|MATCH GROUP, INC. CS|FQLS|Quantlab Securities LP|1004034
MTCH|MATCH GROUP, INC. CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|218820
MTCH|MATCH GROUP, INC. CS|FTBR|Foliofn Investments, Inc.|1359
MTCH|MATCH GROUP, INC. CS|GEBB|GLOBAL EXECUTION BROKERS, LP|68137
MTCH|MATCH GROUP, INC. CS|GLIS|TD Securities Inc|694
MTCH|MATCH GROUP, INC. CS|GLPX|ACS EXECUTION SERVICES, LLC|127443
MTCH|MATCH GROUP, INC. CS|GSCO|GOLDMAN SACHS & CO. LLC|1847011
MTCH|MATCH GROUP, INC. CS|GSCS|GOLDMAN SACHS & CO. LLC|66012
MTCH|MATCH GROUP, INC. CS|GSLT|GOLDMAN SACHS & CO. LLC|13077
MTCH|MATCH GROUP, INC. CS|GTSZ|GTS SECURITIES LLC|58595
MTCH|MATCH GROUP, INC. CS|HAPX|HAP Trading, LLC|4883
MTCH|MATCH GROUP, INC. CS|HRBF|American Enterprise Investment Services Inc.|10066
MTCH|MATCH GROUP, INC. CS|HSBC|HSBC Securities, Inc.|52948
MTCH|MATCH GROUP, INC. CS|IATS|INTERACTIVE BROKERS LLC|96302
MTCH|MATCH GROUP, INC. CS|IBKR|Interactive Brokers Llc|627452
MTCH|MATCH GROUP, INC. CS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|239
MTCH|MATCH GROUP, INC. CS|ICBX|INSTINET, LLC|74106
MTCH|MATCH GROUP, INC. CS|INCA|INSTINET, LLC|1086958
MTCH|MATCH GROUP, INC. CS|INJX|INSTINET, LLC|89616
MTCH|MATCH GROUP, INC. CS|ITGI|ITG Inc.|103044
MTCH|MATCH GROUP, INC. CS|ITGP|ITG INC.|142400
MTCH|MATCH GROUP, INC. CS|JANY|Janney Montgomery Scott Inc.|286
MTCH|MATCH GROUP, INC. CS|JEFF|JEFFERIES LLC|205739
MTCH|MATCH GROUP, INC. CS|JMPT|JUMP TRADING, LLC|192453
MTCH|MATCH GROUP, INC. CS|JONE|JonesTrading|15
MTCH|MATCH GROUP, INC. CS|JPBX|J.P. MORGAN SECURITIES LLC|203703
MTCH|MATCH GROUP, INC. CS|JPMX|J.P. Morgan Securities LLC|647744
MTCH|MATCH GROUP, INC. CS|JSJX|JANE STREET CAPITAL LLC|6299
MTCH|MATCH GROUP, INC. CS|JUTA|JUMP TRADING, LLC|400
MTCH|MATCH GROUP, INC. CS|KCGM|VIRTU Americas LLC|91914
MTCH|MATCH GROUP, INC. CS|LEER|LEERINK PARTNERS LLC|1190
MTCH|MATCH GROUP, INC. CS|LEHM|Barclays Capital Inc./Le|3509806
MTCH|MATCH GROUP, INC. CS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|563
MTCH|MATCH GROUP, INC. CS|LIME|Lime Brokerage LLC|392314
MTCH|MATCH GROUP, INC. CS|LMGP|LIME BROKERAGE LLC|5369
MTCH|MATCH GROUP, INC. CS|LOOP|Loop Capital Markets LLC|3568
MTCH|MATCH GROUP, INC. CS|LQNA|LIQUIDNET, INC.|67400
MTCH|MATCH GROUP, INC. CS|LQNB|LIQUIDNET, INC.|16488
MTCH|MATCH GROUP, INC. CS|LSCI|Lek Securities Corporation|41019
MTCH|MATCH GROUP, INC. CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
MTCH|MATCH GROUP, INC. CS|MACC|Mid Atlantic Capital Corporation|170
MTCH|MATCH GROUP, INC. CS|MACQ|Macquarie Capital (USA) Inc.|1809
MTCH|MATCH GROUP, INC. CS|MAXM|Maxim Group LLC|3206
MTCH|MATCH GROUP, INC. CS|MBTS|ALLY INVEST SECURITIES LLC|59459
MTCH|MATCH GROUP, INC. CS|MCMF|Raymond James Ltd. Cds|230
MTCH|MATCH GROUP, INC. CS|MKMP|MKM Partners LLC|3951
MTCH|MATCH GROUP, INC. CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|149248
MTCH|MATCH GROUP, INC. CS|MOTF|MOTIF INVESTING, INC.|412
MTCH|MATCH GROUP, INC. CS|MSCO|MORGAN STANLEY & CO. LLC|5297637
MTCH|MATCH GROUP, INC. CS|MSPL|MORGAN STANLEY & CO. LLC|682000
MTCH|MATCH GROUP, INC. CS|MSTX|MORGAN STANLEY & CO. LLC|197200
MTCH|MATCH GROUP, INC. CS|NFSC|National Financial Services LLC|1134216
MTCH|MATCH GROUP, INC. CS|NITE|VIRTU Americas LLC|2574177
MTCH|MATCH GROUP, INC. CS|NITP|VIRTU Americas LLC|10632
MTCH|MATCH GROUP, INC. CS|NQRB|Brut, LLC|156675
MTCH|MATCH GROUP, INC. CS|NTRC|Northern Trust Securities, Inc.|225
MTCH|MATCH GROUP, INC. CS|OPCO|Oppenheimer & Co. Inc.|3017
MTCH|MATCH GROUP, INC. CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4335
MTCH|MATCH GROUP, INC. CS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|15198
MTCH|MATCH GROUP, INC. CS|PCPT|PHILLIP CAPITAL INC.|5159
MTCH|MATCH GROUP, INC. CS|PDQM|CODA MARKETS, INC.|149908
MTCH|MATCH GROUP, INC. CS|PHLY|NASDAQ Execution Services, LLC|17800
MTCH|MATCH GROUP, INC. CS|PIPR|Piper Jaffray & Co.|68429
MTCH|MATCH GROUP, INC. CS|PWJC|UBS Financial Services, Inc.|4774
MTCH|MATCH GROUP, INC. CS|RAJA|Raymond James & Associates, Inc.|29027
MTCH|MATCH GROUP, INC. CS|RBCM|RBC CAPITAL MARKETS, LLC|9340
MTCH|MATCH GROUP, INC. CS|RHCO|Suntrust Robinson Humphrey, Inc.|58536
MTCH|MATCH GROUP, INC. CS|SAGL|SAGETRADER, LLC|13188
MTCH|MATCH GROUP, INC. CS|SALI|INTL FCSTONE FINANCIAL INC.|2064
MTCH|MATCH GROUP, INC. CS|SBSH|Citigroup Global Markets Inc.|585022
MTCH|MATCH GROUP, INC. CS|SEIC|SEI Investments Distribution Co.|3800
MTCH|MATCH GROUP, INC. CS|SGMT|GOLDMAN SACHS & CO. LLC|192107
MTCH|MATCH GROUP, INC. CS|SOGO|Wang Investment Associates, Inc.|1300
MTCH|MATCH GROUP, INC. CS|SPDR|SPEEDROUTE LLC|21099
MTCH|MATCH GROUP, INC. CS|STFC|Stuart Frankel & Co., Incorporated|1500
MTCH|MATCH GROUP, INC. CS|STFL|Stifel, Nicolaus & Company, Incorporated|27812
MTCH|MATCH GROUP, INC. CS|STKP|STOCKPILE INVESTMENTS, INC.|46
MTCH|MATCH GROUP, INC. CS|STRS|STRATEGAS RESEARCH PARTNERS|800
MTCH|MATCH GROUP, INC. CS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
MTCH|MATCH GROUP, INC. CS|SWIM|TD Ameritrade, Inc.|1586177
MTCH|MATCH GROUP, INC. CS|SWST|Hilltop Securities Inc.|500
MTCH|MATCH GROUP, INC. CS|TKNG|ALLY INVEST SECURITIES LLC|24521
MTCH|MATCH GROUP, INC. CS|TRBT|Tradebot Systems, Inc.|808176
MTCH|MATCH GROUP, INC. CS|TRCM|TRC MARKETS LLC|369846
MTCH|MATCH GROUP, INC. CS|TWTT|TASTYWORKS, INC.|4007
MTCH|MATCH GROUP, INC. CS|UBSA|UBS SECURITIES LLC|1190886
MTCH|MATCH GROUP, INC. CS|UBSS|UBS Securities LLC|2197446
MTCH|MATCH GROUP, INC. CS|VALX|VIRTU AMERICAS LLC|8307
MTCH|MATCH GROUP, INC. CS|VGRD|Vanguard Marketing Corporation|99517
MTCH|MATCH GROUP, INC. CS|VNDS|VANDHAM SECURITIES CORP|263
MTCH|MATCH GROUP, INC. CS|WABR|Wall Street Access|700
MTCH|MATCH GROUP, INC. CS|WBLR|WILLIAM BLAIR|6830
MTCH|MATCH GROUP, INC. CS|WBPX|SUMMIT SECURITIES GROUP, LLC|2590
MTCH|MATCH GROUP, INC. CS|WCHV|WELLS FARGO SECURITIES, LLC|203533
MTCH|MATCH GROUP, INC. CS|WEDB|WEDBUSH SECURITIES INC.|4684
MTCH|MATCH GROUP, INC. CS|WEED|Weeden & Co.L.P.|33704
MTCH|MATCH GROUP, INC. CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48974
MTCH|MATCH GROUP, INC. CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|87478
MTCH|MATCH GROUP, INC. CS|WGIF|CIBC World Markets Inc.|18888
MTCH|MATCH GROUP, INC. CS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
MTCH|MATCH GROUP, INC. CS|WORD|Worden Capital Management LLC|4812
MTCH|MATCH GROUP, INC. CS|WSEA|WOLVERINE SECURITIES, LLC|73386
MTCH|MATCH GROUP, INC. CS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|800
MTCH|MATCH GROUP, INC. CS|XIST|INSTINET, LLC|37000
MTCH|MATCH GROUP, INC. CS|XPQR|Jump Trading|33
MTCH|MATCH GROUP, INC. CS|XPUS|XP SECURITIES, LLC|260
MTCH|MATCH GROUP, INC. CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|77202
MTCH|MATCH GROUP, INC. CS|YKNA|COMHAR CAPITAL MARKETS, LLC|14426
MTCH|MATCH GROUP, INC. CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21696
MTD|METTLER TOLEDO INTL|ABLE|NATIXIS Securities Americas LLC|1672
MTD|METTLER TOLEDO INTL|ALTX|Alternet Securities Inc.|3160
MTD|METTLER TOLEDO INTL|ANOS|ABEL/NOSER, L.L.C.|291
MTD|METTLER TOLEDO INTL|APCC|Apex Clearing Corporation|31
MTD|METTLER TOLEDO INTL|AQUA|AQUA SECURITIES L.P.|4700
MTD|METTLER TOLEDO INTL|BARD|Robert W. Baird & Co. Incorporated|1963
MTD|METTLER TOLEDO INTL|BATM|CBOE TRADING, INC.|6410
MTD|METTLER TOLEDO INTL|BAYC|BAY CREST PARTNERS, LLC|5
MTD|METTLER TOLEDO INTL|BBNT|BB&T SECURITIES, LLC|14
MTD|METTLER TOLEDO INTL|BERN|Sanford C. Bernstein & Co., LLC|5182
MTD|METTLER TOLEDO INTL|BGCE|BGC Financial Inc.|320
MTD|METTLER TOLEDO INTL|BIDS|BIDS TRADING L.P.|600
MTD|METTLER TOLEDO INTL|BLKX|INSTINET, LLC|20000
MTD|METTLER TOLEDO INTL|BNPX|BNP PARIBAS SECURITIES CORP.|6136
MTD|METTLER TOLEDO INTL|BTIG|BTIG, LLC|873
MTD|METTLER TOLEDO INTL|BYXM|CBOE TRADING, INC.|1080
MTD|METTLER TOLEDO INTL|CANT|Cantor Fitzgerald & Co.|656
MTD|METTLER TOLEDO INTL|CHAS|Charles Schwab & Co., Inc.|72
MTD|METTLER TOLEDO INTL|CIBP|CIBC World Markets Corp.|5083
MTD|METTLER TOLEDO INTL|CIST|Capital Institutional Services, Inc.|200
MTD|METTLER TOLEDO INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11081
MTD|METTLER TOLEDO INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11942
MTD|METTLER TOLEDO INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14704
MTD|METTLER TOLEDO INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|127610
MTD|METTLER TOLEDO INTL|CTDL|Citadel Derivatives Group Llc|1091
MTD|METTLER TOLEDO INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|5478
MTD|METTLER TOLEDO INTL|DBAB|Deutsche Bank Securities Inc.|77694
MTD|METTLER TOLEDO INTL|DBAX|Deutsche Bank Securities Inc.|88100
MTD|METTLER TOLEDO INTL|DBUL|Deutsche Bank Securities Inc.|600
MTD|METTLER TOLEDO INTL|DCHF|Dart Executions, LLC|121
MTD|METTLER TOLEDO INTL|DEAN|MORGAN STANLEY|1339
MTD|METTLER TOLEDO INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|41
MTD|METTLER TOLEDO INTL|EBXL|EBX LLC|52000
MTD|METTLER TOLEDO INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|23547
MTD|METTLER TOLEDO INTL|EDJO|Edward D. Jones & Co., L.P.|277
MTD|METTLER TOLEDO INTL|EGAM|CBOE TRADING, INC.|6401
MTD|METTLER TOLEDO INTL|EGAW|CBOE TRADING, INC.|1
MTD|METTLER TOLEDO INTL|EGXM|CBOE TRADING, INC.|153
MTD|METTLER TOLEDO INTL|EGXW|CBOE TRADING, INC.|126
MTD|METTLER TOLEDO INTL|ETCC|Electronic Transaction Clearing, Inc.|139
MTD|METTLER TOLEDO INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15669
MTD|METTLER TOLEDO INTL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|101
MTD|METTLER TOLEDO INTL|ETRS|E*Trade Securities LLC|1399
MTD|METTLER TOLEDO INTL|FBSB|U.S. Bancorp Investments, Inc.|1
MTD|METTLER TOLEDO INTL|FIDT|Fidelity Clearing Canada ULC./ CDS|31
MTD|METTLER TOLEDO INTL|FILL|Tradestation Securities, Inc.|91
MTD|METTLER TOLEDO INTL|FINX|FINTECH SECURITIES|450
MTD|METTLER TOLEDO INTL|FMAF|NBCN Inc./ CDS|3442
MTD|METTLER TOLEDO INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3542
MTD|METTLER TOLEDO INTL|FQLS|Quantlab Securities LP|40206
MTD|METTLER TOLEDO INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26355
MTD|METTLER TOLEDO INTL|FTBR|Foliofn Investments, Inc.|378
MTD|METTLER TOLEDO INTL|GLIS|TD Securities Inc|5
MTD|METTLER TOLEDO INTL|GLPX|ACS EXECUTION SERVICES, LLC|98558
MTD|METTLER TOLEDO INTL|GSCO|GOLDMAN SACHS & CO. LLC|100164
MTD|METTLER TOLEDO INTL|GSCS|GOLDMAN SACHS & CO. LLC|1703
MTD|METTLER TOLEDO INTL|GSLT|GOLDMAN SACHS & CO. LLC|742
MTD|METTLER TOLEDO INTL|GTSZ|GTS SECURITIES LLC|56375
MTD|METTLER TOLEDO INTL|HRBF|American Enterprise Investment Services Inc.|144
MTD|METTLER TOLEDO INTL|HSBC|HSBC Securities, Inc.|600
MTD|METTLER TOLEDO INTL|IATS|INTERACTIVE BROKERS LLC|16346
MTD|METTLER TOLEDO INTL|IBKR|Interactive Brokers Llc|27245
MTD|METTLER TOLEDO INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|353
MTD|METTLER TOLEDO INTL|ICBX|INSTINET, LLC|14724
MTD|METTLER TOLEDO INTL|IEQY|CITADEL SECURITIES LLC|30131
MTD|METTLER TOLEDO INTL|INCA|INSTINET, LLC|62968
MTD|METTLER TOLEDO INTL|INJX|INSTINET, LLC|718
MTD|METTLER TOLEDO INTL|ITGI|ITG Inc.|19262
MTD|METTLER TOLEDO INTL|ITGP|ITG INC.|43800
MTD|METTLER TOLEDO INTL|JEFF|JEFFERIES LLC|9506
MTD|METTLER TOLEDO INTL|JMPT|JUMP TRADING, LLC|10500
MTD|METTLER TOLEDO INTL|JONE|JonesTrading|74
MTD|METTLER TOLEDO INTL|JPBX|J.P. MORGAN SECURITIES LLC|7099
MTD|METTLER TOLEDO INTL|JPMX|J.P. Morgan Securities LLC|246657
MTD|METTLER TOLEDO INTL|JSJX|JANE STREET CAPITAL LLC|9378
MTD|METTLER TOLEDO INTL|KCGM|VIRTU Americas LLC|20787
MTD|METTLER TOLEDO INTL|KING|C. L. King & Associates, Inc.|15
MTD|METTLER TOLEDO INTL|LEER|LEERINK PARTNERS LLC|100
MTD|METTLER TOLEDO INTL|LEHM|Barclays Capital Inc./Le|288782
MTD|METTLER TOLEDO INTL|LIME|Lime Brokerage LLC|8584
MTD|METTLER TOLEDO INTL|LOOP|Loop Capital Markets LLC|1816
MTD|METTLER TOLEDO INTL|LQNA|LIQUIDNET, INC.|8100
MTD|METTLER TOLEDO INTL|LSCI|Lek Securities Corporation|138
MTD|METTLER TOLEDO INTL|MACC|Mid Atlantic Capital Corporation|82
MTD|METTLER TOLEDO INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45318
MTD|METTLER TOLEDO INTL|MOTF|MOTIF INVESTING, INC.|20
MTD|METTLER TOLEDO INTL|MSCO|MORGAN STANLEY & CO. LLC|336488
MTD|METTLER TOLEDO INTL|MSPL|MORGAN STANLEY & CO. LLC|80300
MTD|METTLER TOLEDO INTL|MSTX|MORGAN STANLEY & CO. LLC|3200
MTD|METTLER TOLEDO INTL|NFSC|National Financial Services LLC|12015
MTD|METTLER TOLEDO INTL|NITE|VIRTU Americas LLC|78437
MTD|METTLER TOLEDO INTL|NQRB|Brut, LLC|2205
MTD|METTLER TOLEDO INTL|NTBF|BMO Nesbitt Burns Inc./CDS|100
MTD|METTLER TOLEDO INTL|OPCO|Oppenheimer & Co. Inc.|107
MTD|METTLER TOLEDO INTL|PCPT|PHILLIP CAPITAL INC.|40
MTD|METTLER TOLEDO INTL|PDQM|CODA MARKETS, INC.|278422
MTD|METTLER TOLEDO INTL|PICT|Pictet Overseas Inc.|26
MTD|METTLER TOLEDO INTL|PWJC|UBS Financial Services, Inc.|223
MTD|METTLER TOLEDO INTL|RBCM|RBC CAPITAL MARKETS, LLC|1984
MTD|METTLER TOLEDO INTL|SAGL|SAGETRADER, LLC|24978
MTD|METTLER TOLEDO INTL|SALI|INTL FCSTONE FINANCIAL INC.|8
MTD|METTLER TOLEDO INTL|SBSH|Citigroup Global Markets Inc.|8195
MTD|METTLER TOLEDO INTL|SGMT|GOLDMAN SACHS & CO. LLC|40075
MTD|METTLER TOLEDO INTL|SPDR|SPEEDROUTE LLC|7219
MTD|METTLER TOLEDO INTL|SPHN|Stephens Inc.|14
MTD|METTLER TOLEDO INTL|SPTD|MINT GLOBAL MARKETS, INC.|1287
MTD|METTLER TOLEDO INTL|STFL|Stifel, Nicolaus & Company, Incorporated|304
MTD|METTLER TOLEDO INTL|SWIM|TD Ameritrade, Inc.|3921
MTD|METTLER TOLEDO INTL|SWST|Hilltop Securities Inc.|2
MTD|METTLER TOLEDO INTL|TRBT|Tradebot Systems, Inc.|28386
MTD|METTLER TOLEDO INTL|TRCM|TRC MARKETS LLC|3653
MTD|METTLER TOLEDO INTL|UBSA|UBS SECURITIES LLC|224672
MTD|METTLER TOLEDO INTL|UBSS|UBS Securities LLC|221754
MTD|METTLER TOLEDO INTL|VALX|VIRTU AMERICAS LLC|11833
MTD|METTLER TOLEDO INTL|VGRD|Vanguard Marketing Corporation|257
MTD|METTLER TOLEDO INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|2073
MTD|METTLER TOLEDO INTL|WCHV|WELLS FARGO SECURITIES, LLC|13415
MTD|METTLER TOLEDO INTL|WEDB|WEDBUSH SECURITIES INC.|3
MTD|METTLER TOLEDO INTL|WEED|Weeden & Co.L.P.|923
MTD|METTLER TOLEDO INTL|WESC|Wellington Shields & Co., LLC|400
MTD|METTLER TOLEDO INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1817
MTD|METTLER TOLEDO INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1068
MTD|METTLER TOLEDO INTL|WGIF|CIBC World Markets Inc.|44
MTD|METTLER TOLEDO INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|59
MTD|METTLER TOLEDO INTL|WSAG|WALL STREET ACCESS|363
MTD|METTLER TOLEDO INTL|WSEA|WOLVERINE SECURITIES, LLC|184
MTD|METTLER TOLEDO INTL|XIST|INSTINET, LLC|10054
MTD|METTLER TOLEDO INTL|XPQR|Jump Trading|100
MTD|METTLER TOLEDO INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
MTD|METTLER TOLEDO INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|49738
MTD|METTLER TOLEDO INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|247
MTDR|MATADOR RESOURCES CO|ABLE|NATIXIS Securities Americas LLC|94472
MTDR|MATADOR RESOURCES CO|ALTX|Alternet Securities Inc.|13288
MTDR|MATADOR RESOURCES CO|ANOS|ABEL/NOSER, L.L.C.|205
MTDR|MATADOR RESOURCES CO|APCC|Apex Clearing Corporation|3269
MTDR|MATADOR RESOURCES CO|BALE|M&T SECURITIES, INC.|304
MTDR|MATADOR RESOURCES CO|BARD|Robert W. Baird & Co. Incorporated|2776
MTDR|MATADOR RESOURCES CO|BATM|CBOE TRADING, INC.|8610
MTDR|MATADOR RESOURCES CO|BAYT|BTIG, LLC|3400
MTDR|MATADOR RESOURCES CO|BBNT|BB&T SECURITIES, LLC|300
MTDR|MATADOR RESOURCES CO|BERN|Sanford C. Bernstein & Co., LLC|58184
MTDR|MATADOR RESOURCES CO|BIDS|BIDS TRADING L.P.|2100
MTDR|MATADOR RESOURCES CO|BKCM|BNY Mellon Capital Markets LLC|19625
MTDR|MATADOR RESOURCES CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24596
MTDR|MATADOR RESOURCES CO|BLKX|INSTINET, LLC|93742
MTDR|MATADOR RESOURCES CO|BMOC|BMO Capital Markets Corp.|19133
MTDR|MATADOR RESOURCES CO|BNPX|BNP PARIBAS SECURITIES CORP.|116188
MTDR|MATADOR RESOURCES CO|BRVL|BLAYLOCK VAN, LLC|500
MTDR|MATADOR RESOURCES CO|BTIG|BTIG, LLC|2022
MTDR|MATADOR RESOURCES CO|BYXM|CBOE TRADING, INC.|1816
MTDR|MATADOR RESOURCES CO|BZYD|GOLDMAN SACHS & CO. LLC|600
MTDR|MATADOR RESOURCES CO|CANT|Cantor Fitzgerald & Co.|46
MTDR|MATADOR RESOURCES CO|CBRA|Cobra Trading, Inc.|3400
MTDR|MATADOR RESOURCES CO|CHAS|Charles Schwab & Co., Inc.|7331
MTDR|MATADOR RESOURCES CO|CIST|Capital Institutional Services, Inc.|84540
MTDR|MATADOR RESOURCES CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|195286
MTDR|MATADOR RESOURCES CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5994
MTDR|MATADOR RESOURCES CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3023
MTDR|MATADOR RESOURCES CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|997680
MTDR|MATADOR RESOURCES CO|CTDL|Citadel Derivatives Group Llc|10737
MTDR|MATADOR RESOURCES CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|96264
MTDR|MATADOR RESOURCES CO|DBAB|Deutsche Bank Securities Inc.|502410
MTDR|MATADOR RESOURCES CO|DBAX|Deutsche Bank Securities Inc.|635000
MTDR|MATADOR RESOURCES CO|DBUL|Deutsche Bank Securities Inc.|7229
MTDR|MATADOR RESOURCES CO|DCHF|Dart Executions, LLC|1024
MTDR|MATADOR RESOURCES CO|DEAN|MORGAN STANLEY|5751
MTDR|MATADOR RESOURCES CO|DEGS|RONIN PROFESSIONAL LLC|1402
MTDR|MATADOR RESOURCES CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
MTDR|MATADOR RESOURCES CO|EBXL|EBX LLC|414600
MTDR|MATADOR RESOURCES CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|99285
MTDR|MATADOR RESOURCES CO|EDJO|Edward D. Jones & Co., L.P.|5935
MTDR|MATADOR RESOURCES CO|EGAM|CBOE TRADING, INC.|45561
MTDR|MATADOR RESOURCES CO|EGAW|CBOE TRADING, INC.|200
MTDR|MATADOR RESOURCES CO|EGMT|EG MARKET TECHNOLOGIES LLC|2020
MTDR|MATADOR RESOURCES CO|EGXM|CBOE TRADING, INC.|5462
MTDR|MATADOR RESOURCES CO|ETBE|Electronic Transaction Clearing, Inc.|26958
MTDR|MATADOR RESOURCES CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
MTDR|MATADOR RESOURCES CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36047
MTDR|MATADOR RESOURCES CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1807
MTDR|MATADOR RESOURCES CO|ETRS|E*Trade Securities LLC|105607
MTDR|MATADOR RESOURCES CO|FBSB|U.S. Bancorp Investments, Inc.|744
MTDR|MATADOR RESOURCES CO|FILL|Tradestation Securities, Inc.|34545
MTDR|MATADOR RESOURCES CO|FINX|FINTECH SECURITIES|1000
MTDR|MATADOR RESOURCES CO|FMAF|NBCN Inc./ CDS|100
MTDR|MATADOR RESOURCES CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15873
MTDR|MATADOR RESOURCES CO|FQLS|Quantlab Securities LP|525087
MTDR|MATADOR RESOURCES CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|273291
MTDR|MATADOR RESOURCES CO|FTBR|Foliofn Investments, Inc.|12575
MTDR|MATADOR RESOURCES CO|GEBB|GLOBAL EXECUTION BROKERS, LP|6289
MTDR|MATADOR RESOURCES CO|GLIS|TD Securities Inc|225
MTDR|MATADOR RESOURCES CO|GLPX|ACS EXECUTION SERVICES, LLC|34748
MTDR|MATADOR RESOURCES CO|GSCO|GOLDMAN SACHS & CO. LLC|2239386
MTDR|MATADOR RESOURCES CO|GSCS|GOLDMAN SACHS & CO. LLC|7137
MTDR|MATADOR RESOURCES CO|GSLT|GOLDMAN SACHS & CO. LLC|22075
MTDR|MATADOR RESOURCES CO|GTSZ|GTS SECURITIES LLC|170157
MTDR|MATADOR RESOURCES CO|HRBF|American Enterprise Investment Services Inc.|10406
MTDR|MATADOR RESOURCES CO|IATS|INTERACTIVE BROKERS LLC|30916
MTDR|MATADOR RESOURCES CO|IBKR|Interactive Brokers Llc|55307
MTDR|MATADOR RESOURCES CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|364
MTDR|MATADOR RESOURCES CO|ICBX|INSTINET, LLC|124790
MTDR|MATADOR RESOURCES CO|IEQY|CITADEL SECURITIES LLC|365919
MTDR|MATADOR RESOURCES CO|IMPC|Imperial Capital, LLC|2948
MTDR|MATADOR RESOURCES CO|INCA|INSTINET, LLC|348756
MTDR|MATADOR RESOURCES CO|INJX|INSTINET, LLC|42298
MTDR|MATADOR RESOURCES CO|ITGI|ITG Inc.|94338
MTDR|MATADOR RESOURCES CO|ITGP|ITG INC.|152200
MTDR|MATADOR RESOURCES CO|JANY|Janney Montgomery Scott Inc.|1547
MTDR|MATADOR RESOURCES CO|JEFF|JEFFERIES LLC|288497
MTDR|MATADOR RESOURCES CO|JMPT|JUMP TRADING, LLC|128061
MTDR|MATADOR RESOURCES CO|JONE|JonesTrading|38923
MTDR|MATADOR RESOURCES CO|JPBX|J.P. MORGAN SECURITIES LLC|140297
MTDR|MATADOR RESOURCES CO|JPMX|J.P. Morgan Securities LLC|1284606
MTDR|MATADOR RESOURCES CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|1100
MTDR|MATADOR RESOURCES CO|JSJX|JANE STREET CAPITAL LLC|13936
MTDR|MATADOR RESOURCES CO|KCGM|VIRTU Americas LLC|66084
MTDR|MATADOR RESOURCES CO|KING|C. L. King & Associates, Inc.|1150
MTDR|MATADOR RESOURCES CO|LEHM|Barclays Capital Inc./Le|1061572
MTDR|MATADOR RESOURCES CO|LIME|Lime Brokerage LLC|79381
MTDR|MATADOR RESOURCES CO|LQNA|LIQUIDNET, INC.|141100
MTDR|MATADOR RESOURCES CO|LSCI|Lek Securities Corporation|13298
MTDR|MATADOR RESOURCES CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
MTDR|MATADOR RESOURCES CO|MACC|Mid Atlantic Capital Corporation|1000
MTDR|MATADOR RESOURCES CO|MAVB|Great Point Capital LLC|100
MTDR|MATADOR RESOURCES CO|MAXM|Maxim Group LLC|74
MTDR|MATADOR RESOURCES CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|368142
MTDR|MATADOR RESOURCES CO|MNDX|TJM Investments, LLC|2500
MTDR|MATADOR RESOURCES CO|MOTF|MOTIF INVESTING, INC.|20
MTDR|MATADOR RESOURCES CO|MSCO|MORGAN STANLEY & CO. LLC|2834101
MTDR|MATADOR RESOURCES CO|MSPL|MORGAN STANLEY & CO. LLC|763800
MTDR|MATADOR RESOURCES CO|MSTX|MORGAN STANLEY & CO. LLC|460100
MTDR|MATADOR RESOURCES CO|MZHO|Mizuho Securities USA LLC|100900
MTDR|MATADOR RESOURCES CO|NATL|National Securities Corporation|1900
MTDR|MATADOR RESOURCES CO|NFSC|National Financial Services LLC|319830
MTDR|MATADOR RESOURCES CO|NITE|VIRTU Americas LLC|1031088
MTDR|MATADOR RESOURCES CO|NITP|VIRTU Americas LLC|2449
MTDR|MATADOR RESOURCES CO|NORT|Northland Securities, Inc.|12130
MTDR|MATADOR RESOURCES CO|NQRB|Brut, LLC|21505
MTDR|MATADOR RESOURCES CO|NTBF|BMO Nesbitt Burns Inc./CDS|500
MTDR|MATADOR RESOURCES CO|OGRU|Oscar Gruss & Son, Incorporated|59600
MTDR|MATADOR RESOURCES CO|OPCO|Oppenheimer & Co. Inc.|22242
MTDR|MATADOR RESOURCES CO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6625
MTDR|MATADOR RESOURCES CO|PDQM|CODA MARKETS, INC.|55925
MTDR|MATADOR RESOURCES CO|PHLY|NASDAQ Execution Services, LLC|2800
MTDR|MATADOR RESOURCES CO|PIPR|Piper Jaffray & Co.|4041
MTDR|MATADOR RESOURCES CO|PWJC|UBS Financial Services, Inc.|11000
MTDR|MATADOR RESOURCES CO|QMSR|QUATTRO M SECURITIES INC.|2346
MTDR|MATADOR RESOURCES CO|RBCM|RBC CAPITAL MARKETS, LLC|49292
MTDR|MATADOR RESOURCES CO|RGLD|Regal Securities, Inc|275
MTDR|MATADOR RESOURCES CO|RHCO|Suntrust Robinson Humphrey, Inc.|4007
MTDR|MATADOR RESOURCES CO|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|362
MTDR|MATADOR RESOURCES CO|SAGL|SAGETRADER, LLC|84342
MTDR|MATADOR RESOURCES CO|SAGW|SAGETRADER, LLC|150
MTDR|MATADOR RESOURCES CO|SALI|INTL FCSTONE FINANCIAL INC.|15232
MTDR|MATADOR RESOURCES CO|SBSH|Citigroup Global Markets Inc.|127347
MTDR|MATADOR RESOURCES CO|SCMC|Scotia Capital Markets (USA) Inc.|2700
MTDR|MATADOR RESOURCES CO|SEIC|SEI Investments Distribution Co.|700
MTDR|MATADOR RESOURCES CO|SGMT|GOLDMAN SACHS & CO. LLC|281612
MTDR|MATADOR RESOURCES CO|SIBO|Prime Executions, Inc.|2710
MTDR|MATADOR RESOURCES CO|SPDR|SPEEDROUTE LLC|28934
MTDR|MATADOR RESOURCES CO|SPHN|Stephens Inc.|22000
MTDR|MATADOR RESOURCES CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|742
MTDR|MATADOR RESOURCES CO|STFL|Stifel, Nicolaus & Company, Incorporated|90222
MTDR|MATADOR RESOURCES CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4044
MTDR|MATADOR RESOURCES CO|SWIM|TD Ameritrade, Inc.|134332
MTDR|MATADOR RESOURCES CO|SWST|Hilltop Securities Inc.|1850
MTDR|MATADOR RESOURCES CO|TKNG|ALLY INVEST SECURITIES LLC|2523
MTDR|MATADOR RESOURCES CO|TOUR|TOURMALINE PARTNERS, LLC|9600
MTDR|MATADOR RESOURCES CO|TRBT|Tradebot Systems, Inc.|498277
MTDR|MATADOR RESOURCES CO|TRCM|TRC MARKETS LLC|219923
MTDR|MATADOR RESOURCES CO|UBSA|UBS SECURITIES LLC|1277056
MTDR|MATADOR RESOURCES CO|UBSS|UBS Securities LLC|1607463
MTDR|MATADOR RESOURCES CO|USCA|USCA Securities LLC|5200
MTDR|MATADOR RESOURCES CO|VALX|VIRTU AMERICAS LLC|71677
MTDR|MATADOR RESOURCES CO|VGRD|Vanguard Marketing Corporation|8213
MTDR|MATADOR RESOURCES CO|VNDM|Wall Street Access|24000
MTDR|MATADOR RESOURCES CO|WBPX|SUMMIT SECURITIES GROUP, LLC|5604
MTDR|MATADOR RESOURCES CO|WCHV|WELLS FARGO SECURITIES, LLC|473656
MTDR|MATADOR RESOURCES CO|WEDB|WEDBUSH SECURITIES INC.|6667
MTDR|MATADOR RESOURCES CO|WEED|Weeden & Co.L.P.|982
MTDR|MATADOR RESOURCES CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23982
MTDR|MATADOR RESOURCES CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25487
MTDR|MATADOR RESOURCES CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|480
MTDR|MATADOR RESOURCES CO|WSEA|WOLVERINE SECURITIES, LLC|19040
MTDR|MATADOR RESOURCES CO|XIST|INSTINET, LLC|154398
MTDR|MATADOR RESOURCES CO|XPQR|Jump Trading|2009
MTDR|MATADOR RESOURCES CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|97608
MTDR|MATADOR RESOURCES CO|YKNA|COMHAR CAPITAL MARKETS, LLC|344
MTDR|MATADOR RESOURCES CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8793
MTEC|MTECH ACQSTN CL A CM|BTIG|BTIG, LLC|57000
MTEC|MTECH ACQSTN CL A CM|ETRS|E*Trade Securities LLC|5
MTEC|MTECH ACQSTN CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|7300
MTEC|MTECH ACQSTN CL A CM|INCA|INSTINET, LLC|1500
MTEC|MTECH ACQSTN CL A CM|LIME|Lime Brokerage LLC|650
MTEC|MTECH ACQSTN CL A CM|MSCO|MORGAN STANLEY & CO. LLC|1000
MTEC|MTECH ACQSTN CL A CM|NFSC|National Financial Services LLC|3800
MTEC|MTECH ACQSTN CL A CM|NITE|VIRTU Americas LLC|3200
MTECU|MTECH ACQUISITION UT|BTIG|BTIG, LLC|45100
MTECU|MTECH ACQUISITION UT|ETRS|E*Trade Securities LLC|5023
MTECU|MTECH ACQUISITION UT|LIME|Lime Brokerage LLC|271
MTECU|MTECH ACQUISITION UT|MSCO|MORGAN STANLEY & CO. LLC|100
MTECU|MTECH ACQUISITION UT|NFSC|National Financial Services LLC|15
MTECU|MTECH ACQUISITION UT|NITE|VIRTU Americas LLC|1100
MTECU|MTECH ACQUISITION UT|SWIM|TD Ameritrade, Inc.|9
MTECU|MTECH ACQUISITION UT|TDSI|TD Securities (USA) LLC|26000
MTECU|MTECH ACQUISITION UT|UBSA|UBS SECURITIES LLC|100
MTECW|MTECH ACQUISITION WT|BTIG|BTIG, LLC|264200
MTECW|MTECH ACQUISITION WT|ETRS|E*Trade Securities LLC|35
MTECW|MTECH ACQUISITION WT|MPSG|E D & F Man Capital Markets Inc.|162705
MTECW|MTECH ACQUISITION WT|MSCO|MORGAN STANLEY & CO. LLC|2000
MTECW|MTECH ACQUISITION WT|NFSC|National Financial Services LLC|136
MTECW|MTECH ACQUISITION WT|NITE|VIRTU Americas LLC|13287
MTECW|MTECH ACQUISITION WT|RBCM|RBC CAPITAL MARKETS, LLC|6100
MTECW|MTECH ACQUISITION WT|UBSS|UBS Securities LLC|4600
MTECW|MTECH ACQUISITION WT|WFPB|Wells Fargo Securities, LLC.|6851
MTEM|MOLECULAR TEMPLATES|ALTX|Alternet Securities Inc.|1900
MTEM|MOLECULAR TEMPLATES|APCC|Apex Clearing Corporation|2222
MTEM|MOLECULAR TEMPLATES|BATM|CBOE TRADING, INC.|1000
MTEM|MOLECULAR TEMPLATES|BAYC|BAY CREST PARTNERS, LLC|783
MTEM|MOLECULAR TEMPLATES|BIMI|Banca IMI Securities Corp.|540
MTEM|MOLECULAR TEMPLATES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
MTEM|MOLECULAR TEMPLATES|BMOC|BMO Capital Markets Corp.|681
MTEM|MOLECULAR TEMPLATES|BNPX|BNP PARIBAS SECURITIES CORP.|1470
MTEM|MOLECULAR TEMPLATES|BTIG|BTIG, LLC|1476
MTEM|MOLECULAR TEMPLATES|CHAS|Charles Schwab & Co., Inc.|100
MTEM|MOLECULAR TEMPLATES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101
MTEM|MOLECULAR TEMPLATES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
MTEM|MOLECULAR TEMPLATES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65797
MTEM|MOLECULAR TEMPLATES|CTDL|Citadel Derivatives Group Llc|4911
MTEM|MOLECULAR TEMPLATES|CXCX|CITIGROUP GLOBAL MARKETS INC.|2218
MTEM|MOLECULAR TEMPLATES|DBAB|Deutsche Bank Securities Inc.|149502
MTEM|MOLECULAR TEMPLATES|DBAX|Deutsche Bank Securities Inc.|23800
MTEM|MOLECULAR TEMPLATES|DEAN|MORGAN STANLEY|600
MTEM|MOLECULAR TEMPLATES|DEGS|RONIN PROFESSIONAL LLC|31146
MTEM|MOLECULAR TEMPLATES|EBXL|EBX LLC|30300
MTEM|MOLECULAR TEMPLATES|ECUT|CONVERGEX EXECUTION SOLUTIONS|1380
MTEM|MOLECULAR TEMPLATES|EDJO|Edward D. Jones & Co., L.P.|15
MTEM|MOLECULAR TEMPLATES|EGAM|CBOE TRADING, INC.|400
MTEM|MOLECULAR TEMPLATES|EGMT|EG MARKET TECHNOLOGIES LLC|100
MTEM|MOLECULAR TEMPLATES|EGXM|CBOE TRADING, INC.|1025
MTEM|MOLECULAR TEMPLATES|ETBE|Electronic Transaction Clearing, Inc.|1450
MTEM|MOLECULAR TEMPLATES|ETCB|ETC BROKERAGE SERVICES, LLC|200
MTEM|MOLECULAR TEMPLATES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
MTEM|MOLECULAR TEMPLATES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2
MTEM|MOLECULAR TEMPLATES|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|500
MTEM|MOLECULAR TEMPLATES|ETRS|E*Trade Securities LLC|91115
MTEM|MOLECULAR TEMPLATES|FBCO|Credit Suisse Securities (USA) LLC|27421
MTEM|MOLECULAR TEMPLATES|FILL|Tradestation Securities, Inc.|1400
MTEM|MOLECULAR TEMPLATES|FMAF|NBCN Inc./ CDS|2681
MTEM|MOLECULAR TEMPLATES|FOMA|TD AMERITRADE CLEARING, INC.|108790
MTEM|MOLECULAR TEMPLATES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3512
MTEM|MOLECULAR TEMPLATES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19021
MTEM|MOLECULAR TEMPLATES|GEBB|GLOBAL EXECUTION BROKERS, LP|2108
MTEM|MOLECULAR TEMPLATES|GLPX|ACS EXECUTION SERVICES, LLC|2390
MTEM|MOLECULAR TEMPLATES|GSCO|GOLDMAN SACHS & CO. LLC|346696
MTEM|MOLECULAR TEMPLATES|GSCS|GOLDMAN SACHS & CO. LLC|20387
MTEM|MOLECULAR TEMPLATES|GSLT|GOLDMAN SACHS & CO. LLC|220
MTEM|MOLECULAR TEMPLATES|GTSZ|GTS SECURITIES LLC|15720
MTEM|MOLECULAR TEMPLATES|HRBF|American Enterprise Investment Services Inc.|4772
MTEM|MOLECULAR TEMPLATES|HSBC|HSBC Securities, Inc.|140206
MTEM|MOLECULAR TEMPLATES|IATS|INTERACTIVE BROKERS LLC|4474
MTEM|MOLECULAR TEMPLATES|IBKR|Interactive Brokers Llc|37510
MTEM|MOLECULAR TEMPLATES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
MTEM|MOLECULAR TEMPLATES|ICBX|INSTINET, LLC|44425
MTEM|MOLECULAR TEMPLATES|IEQY|CITADEL SECURITIES LLC|2523
MTEM|MOLECULAR TEMPLATES|INCA|INSTINET, LLC|42815
MTEM|MOLECULAR TEMPLATES|INJX|INSTINET, LLC|78593
MTEM|MOLECULAR TEMPLATES|ITGI|ITG Inc.|4301
MTEM|MOLECULAR TEMPLATES|ITGP|ITG INC.|9400
MTEM|MOLECULAR TEMPLATES|JEFF|JEFFERIES LLC|19642
MTEM|MOLECULAR TEMPLATES|JMPT|JUMP TRADING, LLC|2806
MTEM|MOLECULAR TEMPLATES|JPBX|J.P. MORGAN SECURITIES LLC|600
MTEM|MOLECULAR TEMPLATES|JPMX|J.P. Morgan Securities LLC|33276
MTEM|MOLECULAR TEMPLATES|KCGM|VIRTU Americas LLC|6448
MTEM|MOLECULAR TEMPLATES|LEHM|Barclays Capital Inc./Le|172872
MTEM|MOLECULAR TEMPLATES|LIME|Lime Brokerage LLC|60606
MTEM|MOLECULAR TEMPLATES|LMGP|LIME BROKERAGE LLC|2600
MTEM|MOLECULAR TEMPLATES|LOOP|Loop Capital Markets LLC|6724
MTEM|MOLECULAR TEMPLATES|MAXM|Maxim Group LLC|644
MTEM|MOLECULAR TEMPLATES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49326
MTEM|MOLECULAR TEMPLATES|MOTF|MOTIF INVESTING, INC.|1
MTEM|MOLECULAR TEMPLATES|MSCO|MORGAN STANLEY & CO. LLC|324744
MTEM|MOLECULAR TEMPLATES|MSPL|MORGAN STANLEY & CO. LLC|18600
MTEM|MOLECULAR TEMPLATES|MSTX|MORGAN STANLEY & CO. LLC|17000
MTEM|MOLECULAR TEMPLATES|NFSC|National Financial Services LLC|51204
MTEM|MOLECULAR TEMPLATES|NITE|VIRTU Americas LLC|219251
MTEM|MOLECULAR TEMPLATES|NQRB|Brut, LLC|1900
MTEM|MOLECULAR TEMPLATES|PDQM|CODA MARKETS, INC.|5845
MTEM|MOLECULAR TEMPLATES|PWJC|UBS Financial Services, Inc.|45
MTEM|MOLECULAR TEMPLATES|RAJA|Raymond James & Associates, Inc.|504
MTEM|MOLECULAR TEMPLATES|RBCM|RBC CAPITAL MARKETS, LLC|235
MTEM|MOLECULAR TEMPLATES|RGLD|Regal Securities, Inc|614
MTEM|MOLECULAR TEMPLATES|SBSH|Citigroup Global Markets Inc.|36772
MTEM|MOLECULAR TEMPLATES|SGMT|GOLDMAN SACHS & CO. LLC|11775
MTEM|MOLECULAR TEMPLATES|SPDR|SPEEDROUTE LLC|8299
MTEM|MOLECULAR TEMPLATES|STFL|Stifel, Nicolaus & Company, Incorporated|742
MTEM|MOLECULAR TEMPLATES|SWIM|TD Ameritrade, Inc.|51411
MTEM|MOLECULAR TEMPLATES|TKNG|ALLY INVEST SECURITIES LLC|2620
MTEM|MOLECULAR TEMPLATES|TRBT|Tradebot Systems, Inc.|8039
MTEM|MOLECULAR TEMPLATES|TRCM|TRC MARKETS LLC|16992
MTEM|MOLECULAR TEMPLATES|UBSA|UBS SECURITIES LLC|37139
MTEM|MOLECULAR TEMPLATES|UBSS|UBS Securities LLC|461674
MTEM|MOLECULAR TEMPLATES|VALX|VIRTU AMERICAS LLC|4255
MTEM|MOLECULAR TEMPLATES|VGRD|Vanguard Marketing Corporation|3737
MTEM|MOLECULAR TEMPLATES|WCHV|WELLS FARGO SECURITIES, LLC|7474
MTEM|MOLECULAR TEMPLATES|WEDB|WEDBUSH SECURITIES INC.|3198
MTEM|MOLECULAR TEMPLATES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|315
MTEM|MOLECULAR TEMPLATES|WSEA|WOLVERINE SECURITIES, LLC|2580
MTEM|MOLECULAR TEMPLATES|WTFS|JUST2TRADE, INC.|1000
MTEM|MOLECULAR TEMPLATES|XSTM|NATIONAL FINANCIAL SERVICES LLC|24026
MTEM|MOLECULAR TEMPLATES|YKNA|COMHAR CAPITAL MARKETS, LLC|605
MTEM|MOLECULAR TEMPLATES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|825
MTEX|MANNATECH INC|APCC|Apex Clearing Corporation|150
MTEX|MANNATECH INC|BANK|Primevest Financial Services, Inc.|98
MTEX|MANNATECH INC|BERN|Sanford C. Bernstein & Co., LLC|281
MTEX|MANNATECH INC|CANT|Cantor Fitzgerald & Co.|260
MTEX|MANNATECH INC|CHAS|Charles Schwab & Co., Inc.|11
MTEX|MANNATECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|590
MTEX|MANNATECH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|779
MTEX|MANNATECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1573
MTEX|MANNATECH INC|CTDL|Citadel Derivatives Group Llc|266
MTEX|MANNATECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|542
MTEX|MANNATECH INC|DBAB|Deutsche Bank Securities Inc.|5103
MTEX|MANNATECH INC|DBAX|Deutsche Bank Securities Inc.|2300
MTEX|MANNATECH INC|DEGS|RONIN PROFESSIONAL LLC|802
MTEX|MANNATECH INC|EBXL|EBX LLC|1700
MTEX|MANNATECH INC|EDJO|Edward D. Jones & Co., L.P.|47
MTEX|MANNATECH INC|EGAM|CBOE TRADING, INC.|100
MTEX|MANNATECH INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|56
MTEX|MANNATECH INC|ETRS|E*Trade Securities LLC|810
MTEX|MANNATECH INC|FBCO|Credit Suisse Securities (USA) LLC|8468
MTEX|MANNATECH INC|FILL|Tradestation Securities, Inc.|480
MTEX|MANNATECH INC|FOMA|TD AMERITRADE CLEARING, INC.|4666
MTEX|MANNATECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1536
MTEX|MANNATECH INC|FTBR|Foliofn Investments, Inc.|2435
MTEX|MANNATECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|259
MTEX|MANNATECH INC|GSCO|GOLDMAN SACHS & CO. LLC|657
MTEX|MANNATECH INC|GTSZ|GTS SECURITIES LLC|300
MTEX|MANNATECH INC|HRBF|American Enterprise Investment Services Inc.|51
MTEX|MANNATECH INC|IATS|INTERACTIVE BROKERS LLC|656
MTEX|MANNATECH INC|IBKR|Interactive Brokers Llc|18647
MTEX|MANNATECH INC|ICBX|INSTINET, LLC|500
MTEX|MANNATECH INC|INCA|INSTINET, LLC|11926
MTEX|MANNATECH INC|INJX|INSTINET, LLC|2588
MTEX|MANNATECH INC|ITGI|ITG Inc.|7559
MTEX|MANNATECH INC|ITGP|ITG INC.|2200
MTEX|MANNATECH INC|JEFF|JEFFERIES LLC|509
MTEX|MANNATECH INC|JPMX|J.P. Morgan Securities LLC|3956
MTEX|MANNATECH INC|KCGM|VIRTU Americas LLC|218
MTEX|MANNATECH INC|LEHM|Barclays Capital Inc./Le|1038
MTEX|MANNATECH INC|LIME|Lime Brokerage LLC|11271
MTEX|MANNATECH INC|LMGP|LIME BROKERAGE LLC|2347
MTEX|MANNATECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2134
MTEX|MANNATECH INC|MSCO|MORGAN STANLEY & CO. LLC|14032
MTEX|MANNATECH INC|MSPL|MORGAN STANLEY & CO. LLC|700
MTEX|MANNATECH INC|NFSC|National Financial Services LLC|7687
MTEX|MANNATECH INC|NITE|VIRTU Americas LLC|21223
MTEX|MANNATECH INC|PDQM|CODA MARKETS, INC.|300
MTEX|MANNATECH INC|RAJA|Raymond James & Associates, Inc.|1083
MTEX|MANNATECH INC|RBCM|RBC CAPITAL MARKETS, LLC|4
MTEX|MANNATECH INC|SBSH|Citigroup Global Markets Inc.|628
MTEX|MANNATECH INC|SPDR|SPEEDROUTE LLC|4328
MTEX|MANNATECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|80
MTEX|MANNATECH INC|SWST|Hilltop Securities Inc.|126
MTEX|MANNATECH INC|TMBR|Timber Hill LLC|115
MTEX|MANNATECH INC|TRBT|Tradebot Systems, Inc.|476
MTEX|MANNATECH INC|TRCM|TRC MARKETS LLC|3089
MTEX|MANNATECH INC|UBSA|UBS SECURITIES LLC|3462
MTEX|MANNATECH INC|UBSS|UBS Securities LLC|13036
MTEX|MANNATECH INC|VALX|VIRTU AMERICAS LLC|110
MTEX|MANNATECH INC|VGRD|Vanguard Marketing Corporation|340
MTEX|MANNATECH INC|WCHV|WELLS FARGO SECURITIES, LLC|1148
MTEX|MANNATECH INC|WGIF|CIBC World Markets Inc.|45
MTEX|MANNATECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
MTEX|MANNATECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|148
MTFB|MOTIF BIO PLC ADR|BATM|CBOE TRADING, INC.|247
MTFB|MOTIF BIO PLC ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MTFB|MOTIF BIO PLC ADR|ETRS|E*Trade Securities LLC|406
MTFB|MOTIF BIO PLC ADR|FBCO|Credit Suisse Securities (USA) LLC|2843
MTFB|MOTIF BIO PLC ADR|FOMA|TD AMERITRADE CLEARING, INC.|3666
MTFB|MOTIF BIO PLC ADR|GLPX|ACS EXECUTION SERVICES, LLC|50
MTFB|MOTIF BIO PLC ADR|IBKR|Interactive Brokers Llc|478
MTFB|MOTIF BIO PLC ADR|INCA|INSTINET, LLC|243
MTFB|MOTIF BIO PLC ADR|LIME|Lime Brokerage LLC|1079
MTFB|MOTIF BIO PLC ADR|MSCO|MORGAN STANLEY & CO. LLC|547
MTFB|MOTIF BIO PLC ADR|NFSC|National Financial Services LLC|6893
MTFB|MOTIF BIO PLC ADR|NITE|VIRTU Americas LLC|7291
MTFB|MOTIF BIO PLC ADR|PDQM|CODA MARKETS, INC.|100
MTFB|MOTIF BIO PLC ADR|SBSH|Citigroup Global Markets Inc.|5
MTFB|MOTIF BIO PLC ADR|SWIM|TD Ameritrade, Inc.|4086
MTFB|MOTIF BIO PLC ADR|TRCM|TRC MARKETS LLC|178
MTFB|MOTIF BIO PLC ADR|UBSA|UBS SECURITIES LLC|1650
MTFB|MOTIF BIO PLC ADR|UBSS|UBS Securities LLC|2373
MTFB|MOTIF BIO PLC ADR|WCHV|WELLS FARGO SECURITIES, LLC|400
MTFB|MOTIF BIO PLC ADR|WSEA|WOLVERINE SECURITIES, LLC|300
MTFBW|MOTIF BIO PLC WARRNT|GSLT|GOLDMAN SACHS & CO. LLC|100
MTFBW|MOTIF BIO PLC WARRNT|IBKR|Interactive Brokers Llc|800
MTFBW|MOTIF BIO PLC WARRNT|LIME|Lime Brokerage LLC|100
MTFBW|MOTIF BIO PLC WARRNT|MSCO|MORGAN STANLEY & CO. LLC|701
MTFBW|MOTIF BIO PLC WARRNT|NFSC|National Financial Services LLC|154
MTFBW|MOTIF BIO PLC WARRNT|NITE|VIRTU Americas LLC|1601
MTFBW|MOTIF BIO PLC WARRNT|SWIM|TD Ameritrade, Inc.|1124
MTG|M G I C INVEST CP|AGIS|Aegis Capital Corp.|2000
MTG|M G I C INVEST CP|ALLN|Allen & Company LLC|17358
MTG|M G I C INVEST CP|ALTX|Alternet Securities Inc.|14100
MTG|M G I C INVEST CP|APCC|Apex Clearing Corporation|1010
MTG|M G I C INVEST CP|AQUA|AQUA SECURITIES L.P.|8800
MTG|M G I C INVEST CP|BARD|Robert W. Baird & Co. Incorporated|83883
MTG|M G I C INVEST CP|BATM|CBOE TRADING, INC.|6947
MTG|M G I C INVEST CP|BAYC|BAY CREST PARTNERS, LLC|11341
MTG|M G I C INVEST CP|BAYT|BTIG, LLC|17400
MTG|M G I C INVEST CP|BBNT|BB&T SECURITIES, LLC|113
MTG|M G I C INVEST CP|BERN|Sanford C. Bernstein & Co., LLC|91426
MTG|M G I C INVEST CP|BIDS|BIDS TRADING L.P.|308300
MTG|M G I C INVEST CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17242
MTG|M G I C INVEST CP|BLKX|INSTINET, LLC|164500
MTG|M G I C INVEST CP|BTIG|BTIG, LLC|32444
MTG|M G I C INVEST CP|BYXM|CBOE TRADING, INC.|1195
MTG|M G I C INVEST CP|BZYD|GOLDMAN SACHS & CO. LLC|3732
MTG|M G I C INVEST CP|CANT|Cantor Fitzgerald & Co.|14498
MTG|M G I C INVEST CP|CHAS|Charles Schwab & Co., Inc.|10161
MTG|M G I C INVEST CP|CIST|Capital Institutional Services, Inc.|108
MTG|M G I C INVEST CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|366345
MTG|M G I C INVEST CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
MTG|M G I C INVEST CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5010
MTG|M G I C INVEST CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1013089
MTG|M G I C INVEST CP|CTDL|Citadel Derivatives Group Llc|38045
MTG|M G I C INVEST CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|267806
MTG|M G I C INVEST CP|DADA|D.A. Davidson & Co.|10834
MTG|M G I C INVEST CP|DBAB|Deutsche Bank Securities Inc.|1470166
MTG|M G I C INVEST CP|DBAX|Deutsche Bank Securities Inc.|983900
MTG|M G I C INVEST CP|DEAN|MORGAN STANLEY|12245
MTG|M G I C INVEST CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21374
MTG|M G I C INVEST CP|EBXL|EBX LLC|550600
MTG|M G I C INVEST CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|26908
MTG|M G I C INVEST CP|EDJO|Edward D. Jones & Co., L.P.|92
MTG|M G I C INVEST CP|EGAM|CBOE TRADING, INC.|17172
MTG|M G I C INVEST CP|EGAW|CBOE TRADING, INC.|249
MTG|M G I C INVEST CP|EGXM|CBOE TRADING, INC.|7070
MTG|M G I C INVEST CP|ELEV|ELEVATION, LLC|39741
MTG|M G I C INVEST CP|ETBE|Electronic Transaction Clearing, Inc.|20805
MTG|M G I C INVEST CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1900
MTG|M G I C INVEST CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|657
MTG|M G I C INVEST CP|ETRS|E*Trade Securities LLC|92316
MTG|M G I C INVEST CP|FBRC|B. RILEY FBR, INC.|466267
MTG|M G I C INVEST CP|FILL|Tradestation Securities, Inc.|6619
MTG|M G I C INVEST CP|FMAF|NBCN Inc./ CDS|13455
MTG|M G I C INVEST CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7564
MTG|M G I C INVEST CP|FQLS|Quantlab Securities LP|404570
MTG|M G I C INVEST CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|298953
MTG|M G I C INVEST CP|FTBR|Foliofn Investments, Inc.|3857
MTG|M G I C INVEST CP|GEBB|GLOBAL EXECUTION BROKERS, LP|9819
MTG|M G I C INVEST CP|GLIS|TD Securities Inc|5250
MTG|M G I C INVEST CP|GLPX|ACS EXECUTION SERVICES, LLC|18100
MTG|M G I C INVEST CP|GSCO|GOLDMAN SACHS & CO. LLC|646713
MTG|M G I C INVEST CP|GSCS|GOLDMAN SACHS & CO. LLC|1600
MTG|M G I C INVEST CP|GSLT|GOLDMAN SACHS & CO. LLC|27403
MTG|M G I C INVEST CP|GTSZ|GTS SECURITIES LLC|130663
MTG|M G I C INVEST CP|HRBF|American Enterprise Investment Services Inc.|22885
MTG|M G I C INVEST CP|HSBC|HSBC Securities, Inc.|1840
MTG|M G I C INVEST CP|IATS|INTERACTIVE BROKERS LLC|29361
MTG|M G I C INVEST CP|IBKR|Interactive Brokers Llc|42929
MTG|M G I C INVEST CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4854
MTG|M G I C INVEST CP|ICBX|INSTINET, LLC|249498
MTG|M G I C INVEST CP|IEQY|CITADEL SECURITIES LLC|226253
MTG|M G I C INVEST CP|IMPC|Imperial Capital, LLC|48969
MTG|M G I C INVEST CP|INCA|INSTINET, LLC|393949
MTG|M G I C INVEST CP|INJX|INSTINET, LLC|3292
MTG|M G I C INVEST CP|ITGI|ITG Inc.|141575
MTG|M G I C INVEST CP|ITGP|ITG INC.|486200
MTG|M G I C INVEST CP|JANY|Janney Montgomery Scott Inc.|2841
MTG|M G I C INVEST CP|JEFF|JEFFERIES LLC|400664
MTG|M G I C INVEST CP|JMPT|JUMP TRADING, LLC|110797
MTG|M G I C INVEST CP|JONE|JonesTrading|5900
MTG|M G I C INVEST CP|JPBX|J.P. MORGAN SECURITIES LLC|374717
MTG|M G I C INVEST CP|JPMX|J.P. Morgan Securities LLC|1726169
MTG|M G I C INVEST CP|JSJX|JANE STREET CAPITAL LLC|52253
MTG|M G I C INVEST CP|KBWI|Keefe, Bruyette & Woods, Inc.|189910
MTG|M G I C INVEST CP|KCGM|VIRTU Americas LLC|138809
MTG|M G I C INVEST CP|LAFF|R. F. Lafferty & Co., Inc.|2189
MTG|M G I C INVEST CP|LEHM|Barclays Capital Inc./Le|1731140
MTG|M G I C INVEST CP|LIME|Lime Brokerage LLC|312955
MTG|M G I C INVEST CP|LOOP|Loop Capital Markets LLC|6449
MTG|M G I C INVEST CP|LQNA|LIQUIDNET, INC.|77800
MTG|M G I C INVEST CP|LSCI|Lek Securities Corporation|41
MTG|M G I C INVEST CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|746638
MTG|M G I C INVEST CP|MOTF|MOTIF INVESTING, INC.|8
MTG|M G I C INVEST CP|MSCO|MORGAN STANLEY & CO. LLC|3041514
MTG|M G I C INVEST CP|MSPL|MORGAN STANLEY & CO. LLC|1117200
MTG|M G I C INVEST CP|MSTX|MORGAN STANLEY & CO. LLC|839600
MTG|M G I C INVEST CP|NFSC|National Financial Services LLC|699826
MTG|M G I C INVEST CP|NITE|VIRTU Americas LLC|1437729
MTG|M G I C INVEST CP|NITP|VIRTU Americas LLC|127876
MTG|M G I C INVEST CP|NQRB|Brut, LLC|7076
MTG|M G I C INVEST CP|NTBF|BMO Nesbitt Burns Inc./CDS|7052
MTG|M G I C INVEST CP|NTRC|Northern Trust Securities, Inc.|8335
MTG|M G I C INVEST CP|OHOS|TWO SIGMA SECURITIES, LLC|82806
MTG|M G I C INVEST CP|OPCO|Oppenheimer & Co. Inc.|48
MTG|M G I C INVEST CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
MTG|M G I C INVEST CP|PDQM|CODA MARKETS, INC.|39518
MTG|M G I C INVEST CP|PWJC|UBS Financial Services, Inc.|1412
MTG|M G I C INVEST CP|QMSR|QUATTRO M SECURITIES INC.|3121
MTG|M G I C INVEST CP|RBCM|RBC CAPITAL MARKETS, LLC|6702
MTG|M G I C INVEST CP|RGLD|Regal Securities, Inc|200
MTG|M G I C INVEST CP|RILY|B. RILEY FBR, INC.|100
MTG|M G I C INVEST CP|SAGL|SAGETRADER, LLC|11200
MTG|M G I C INVEST CP|SAGW|SAGETRADER, LLC|302
MTG|M G I C INVEST CP|SALI|INTL FCSTONE FINANCIAL INC.|96
MTG|M G I C INVEST CP|SBSH|Citigroup Global Markets Inc.|428324
MTG|M G I C INVEST CP|SDLR|Sandler, O'Neill & Partners, L.P.|12100
MTG|M G I C INVEST CP|SEIC|SEI Investments Distribution Co.|3900
MTG|M G I C INVEST CP|SGMT|GOLDMAN SACHS & CO. LLC|456414
MTG|M G I C INVEST CP|SPDR|SPEEDROUTE LLC|22598
MTG|M G I C INVEST CP|SPHN|Stephens Inc.|244
MTG|M G I C INVEST CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1200
MTG|M G I C INVEST CP|STFL|Stifel, Nicolaus & Company, Incorporated|8090
MTG|M G I C INVEST CP|STRS|STRATEGAS RESEARCH PARTNERS|26300
MTG|M G I C INVEST CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
MTG|M G I C INVEST CP|SWIM|TD Ameritrade, Inc.|182727
MTG|M G I C INVEST CP|SWST|Hilltop Securities Inc.|211
MTG|M G I C INVEST CP|TKNG|ALLY INVEST SECURITIES LLC|6904
MTG|M G I C INVEST CP|TRBT|Tradebot Systems, Inc.|397988
MTG|M G I C INVEST CP|TRCM|TRC MARKETS LLC|80985
MTG|M G I C INVEST CP|UBSA|UBS SECURITIES LLC|1595663
MTG|M G I C INVEST CP|UBSS|UBS Securities LLC|1081568
MTG|M G I C INVEST CP|VALX|VIRTU AMERICAS LLC|128580
MTG|M G I C INVEST CP|VGRD|Vanguard Marketing Corporation|15999
MTG|M G I C INVEST CP|WABR|Wall Street Access|23204
MTG|M G I C INVEST CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2344
MTG|M G I C INVEST CP|WCHV|WELLS FARGO SECURITIES, LLC|371184
MTG|M G I C INVEST CP|WEDB|WEDBUSH SECURITIES INC.|685
MTG|M G I C INVEST CP|WEED|Weeden & Co.L.P.|9094
MTG|M G I C INVEST CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7432
MTG|M G I C INVEST CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|275558
MTG|M G I C INVEST CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|130
MTG|M G I C INVEST CP|WOLF|Wolfe Trahan Securities|1000
MTG|M G I C INVEST CP|WSEA|WOLVERINE SECURITIES, LLC|18777
MTG|M G I C INVEST CP|XIST|INSTINET, LLC|181458
MTG|M G I C INVEST CP|XPQR|Jump Trading|100
MTG|M G I C INVEST CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|60800
MTG|M G I C INVEST CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18948
MTGE|MTGE INVT CORP.|APCC|Apex Clearing Corporation|6038
MTGE|MTGE INVT CORP.|BANK|Primevest Financial Services, Inc.|550
MTGE|MTGE INVT CORP.|BATM|CBOE TRADING, INC.|600
MTGE|MTGE INVT CORP.|BBNT|BB&T SECURITIES, LLC|47
MTGE|MTGE INVT CORP.|BERN|Sanford C. Bernstein & Co., LLC|202
MTGE|MTGE INVT CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2879
MTGE|MTGE INVT CORP.|BLKX|INSTINET, LLC|18200
MTGE|MTGE INVT CORP.|BMOC|BMO Capital Markets Corp.|122232
MTGE|MTGE INVT CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|5233
MTGE|MTGE INVT CORP.|BYXM|CBOE TRADING, INC.|4314
MTGE|MTGE INVT CORP.|CANT|Cantor Fitzgerald & Co.|436
MTGE|MTGE INVT CORP.|CHAS|Charles Schwab & Co., Inc.|4041
MTGE|MTGE INVT CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|189238
MTGE|MTGE INVT CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24158
MTGE|MTGE INVT CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|135240
MTGE|MTGE INVT CORP.|CTDL|Citadel Derivatives Group Llc|14855
MTGE|MTGE INVT CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|88604
MTGE|MTGE INVT CORP.|DADA|D.A. Davidson & Co.|200
MTGE|MTGE INVT CORP.|DBAB|Deutsche Bank Securities Inc.|126981
MTGE|MTGE INVT CORP.|DBAX|Deutsche Bank Securities Inc.|334000
MTGE|MTGE INVT CORP.|DCHF|Dart Executions, LLC|13364
MTGE|MTGE INVT CORP.|DEAN|MORGAN STANLEY|3740
MTGE|MTGE INVT CORP.|DEGS|RONIN PROFESSIONAL LLC|2270
MTGE|MTGE INVT CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4253
MTGE|MTGE INVT CORP.|EBXL|EBX LLC|301500
MTGE|MTGE INVT CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6804
MTGE|MTGE INVT CORP.|EDJO|Edward D. Jones & Co., L.P.|3115
MTGE|MTGE INVT CORP.|EGAM|CBOE TRADING, INC.|6870
MTGE|MTGE INVT CORP.|EGAW|CBOE TRADING, INC.|200
MTGE|MTGE INVT CORP.|ETBE|Electronic Transaction Clearing, Inc.|8109
MTGE|MTGE INVT CORP.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|18466
MTGE|MTGE INVT CORP.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
MTGE|MTGE INVT CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11336
MTGE|MTGE INVT CORP.|ETRS|E*Trade Securities LLC|97170
MTGE|MTGE INVT CORP.|FBCO|Credit Suisse Securities (USA) LLC|898000
MTGE|MTGE INVT CORP.|FILL|Tradestation Securities, Inc.|1767
MTGE|MTGE INVT CORP.|FMAF|NBCN Inc./ CDS|200
MTGE|MTGE INVT CORP.|FOMA|TD AMERITRADE CLEARING, INC.|206489
MTGE|MTGE INVT CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
MTGE|MTGE INVT CORP.|FQLS|Quantlab Securities LP|39301
MTGE|MTGE INVT CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32452
MTGE|MTGE INVT CORP.|FTBR|Foliofn Investments, Inc.|16217
MTGE|MTGE INVT CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|37277
MTGE|MTGE INVT CORP.|GLPX|ACS EXECUTION SERVICES, LLC|2238
MTGE|MTGE INVT CORP.|GSCO|GOLDMAN SACHS & CO. LLC|245561
MTGE|MTGE INVT CORP.|GSCS|GOLDMAN SACHS & CO. LLC|19378
MTGE|MTGE INVT CORP.|GSLT|GOLDMAN SACHS & CO. LLC|1762
MTGE|MTGE INVT CORP.|GTSZ|GTS SECURITIES LLC|42570
MTGE|MTGE INVT CORP.|HRBF|American Enterprise Investment Services Inc.|2976
MTGE|MTGE INVT CORP.|HSBC|HSBC Securities, Inc.|2450
MTGE|MTGE INVT CORP.|IATS|INTERACTIVE BROKERS LLC|400
MTGE|MTGE INVT CORP.|IBKR|Interactive Brokers Llc|48757
MTGE|MTGE INVT CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1642
MTGE|MTGE INVT CORP.|ICBX|INSTINET, LLC|339528
MTGE|MTGE INVT CORP.|IEQY|CITADEL SECURITIES LLC|6133
MTGE|MTGE INVT CORP.|IMPC|Imperial Capital, LLC|2000
MTGE|MTGE INVT CORP.|INCA|INSTINET, LLC|191920
MTGE|MTGE INVT CORP.|INJX|INSTINET, LLC|500
MTGE|MTGE INVT CORP.|ITGI|ITG Inc.|269261
MTGE|MTGE INVT CORP.|ITGP|ITG INC.|151400
MTGE|MTGE INVT CORP.|JANY|Janney Montgomery Scott Inc.|190
MTGE|MTGE INVT CORP.|JEFF|JEFFERIES LLC|195142
MTGE|MTGE INVT CORP.|JMPT|JUMP TRADING, LLC|13123
MTGE|MTGE INVT CORP.|JONE|JonesTrading|415417
MTGE|MTGE INVT CORP.|JPBX|J.P. MORGAN SECURITIES LLC|848
MTGE|MTGE INVT CORP.|JPMX|J.P. Morgan Securities LLC|323923
MTGE|MTGE INVT CORP.|JSJX|JANE STREET CAPITAL LLC|2679
MTGE|MTGE INVT CORP.|KBWI|Keefe, Bruyette & Woods, Inc.|79100
MTGE|MTGE INVT CORP.|KCGM|VIRTU Americas LLC|47844
MTGE|MTGE INVT CORP.|LEHM|Barclays Capital Inc./Le|805359
MTGE|MTGE INVT CORP.|LGNT|COR CLEARING LLC|1
MTGE|MTGE INVT CORP.|LIME|Lime Brokerage LLC|239866
MTGE|MTGE INVT CORP.|LOOP|Loop Capital Markets LLC|300
MTGE|MTGE INVT CORP.|LQNA|LIQUIDNET, INC.|19700
MTGE|MTGE INVT CORP.|LSCI|Lek Securities Corporation|104994
MTGE|MTGE INVT CORP.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2061
MTGE|MTGE INVT CORP.|MAXM|Maxim Group LLC|4718
MTGE|MTGE INVT CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|237564
MTGE|MTGE INVT CORP.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|31497
MTGE|MTGE INVT CORP.|MSCO|MORGAN STANLEY & CO. LLC|544115
MTGE|MTGE INVT CORP.|MSPL|MORGAN STANLEY & CO. LLC|186900
MTGE|MTGE INVT CORP.|MSTX|MORGAN STANLEY & CO. LLC|11700
MTGE|MTGE INVT CORP.|MZHO|Mizuho Securities USA LLC|393625
MTGE|MTGE INVT CORP.|NFSC|National Financial Services LLC|177899
MTGE|MTGE INVT CORP.|NITE|VIRTU Americas LLC|427802
MTGE|MTGE INVT CORP.|NITP|VIRTU Americas LLC|14799
MTGE|MTGE INVT CORP.|NQRB|Brut, LLC|3800
MTGE|MTGE INVT CORP.|NTRC|Northern Trust Securities, Inc.|2269
MTGE|MTGE INVT CORP.|OPCO|Oppenheimer & Co. Inc.|5450
MTGE|MTGE INVT CORP.|OTAA|OTA LLC|800
MTGE|MTGE INVT CORP.|PDQM|CODA MARKETS, INC.|133535
MTGE|MTGE INVT CORP.|RAJA|Raymond James & Associates, Inc.|1626
MTGE|MTGE INVT CORP.|RBCM|RBC CAPITAL MARKETS, LLC|2802
MTGE|MTGE INVT CORP.|SAGL|SAGETRADER, LLC|500
MTGE|MTGE INVT CORP.|SAGW|SAGETRADER, LLC|5355
MTGE|MTGE INVT CORP.|SALI|INTL FCSTONE FINANCIAL INC.|35
MTGE|MTGE INVT CORP.|SBSH|Citigroup Global Markets Inc.|135083
MTGE|MTGE INVT CORP.|SGMT|GOLDMAN SACHS & CO. LLC|125521
MTGE|MTGE INVT CORP.|SPDR|SPEEDROUTE LLC|35891
MTGE|MTGE INVT CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|4152
MTGE|MTGE INVT CORP.|SWIM|TD Ameritrade, Inc.|49045
MTGE|MTGE INVT CORP.|SWST|Hilltop Securities Inc.|2318
MTGE|MTGE INVT CORP.|TKNG|ALLY INVEST SECURITIES LLC|9006
MTGE|MTGE INVT CORP.|TMBR|Timber Hill LLC|68
MTGE|MTGE INVT CORP.|TRBT|Tradebot Systems, Inc.|10308
MTGE|MTGE INVT CORP.|TRCM|TRC MARKETS LLC|44377
MTGE|MTGE INVT CORP.|UBSA|UBS SECURITIES LLC|559446
MTGE|MTGE INVT CORP.|UBSS|UBS Securities LLC|242327
MTGE|MTGE INVT CORP.|VALX|VIRTU AMERICAS LLC|114565
MTGE|MTGE INVT CORP.|VGRD|Vanguard Marketing Corporation|27501
MTGE|MTGE INVT CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MTGE|MTGE INVT CORP.|WCHV|WELLS FARGO SECURITIES, LLC|161560
MTGE|MTGE INVT CORP.|WEDB|WEDBUSH SECURITIES INC.|2090
MTGE|MTGE INVT CORP.|WEED|Weeden & Co.L.P.|1611
MTGE|MTGE INVT CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24219
MTGE|MTGE INVT CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31401
MTGE|MTGE INVT CORP.|WGIF|CIBC World Markets Inc.|4182
MTGE|MTGE INVT CORP.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6
MTGE|MTGE INVT CORP.|WSEA|WOLVERINE SECURITIES, LLC|6445
MTGE|MTGE INVT CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|20536
MTGE|MTGE INVT CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|451
MTGEP|MTGE INVT CP 8.125%|BATM|CBOE TRADING, INC.|25
MTGEP|MTGE INVT CP 8.125%|ETRS|E*Trade Securities LLC|75
MTGEP|MTGE INVT CP 8.125%|FBCO|Credit Suisse Securities (USA) LLC|719
MTGEP|MTGE INVT CP 8.125%|FOMA|TD AMERITRADE CLEARING, INC.|4617
MTGEP|MTGE INVT CP 8.125%|GSCS|GOLDMAN SACHS & CO. LLC|300
MTGEP|MTGE INVT CP 8.125%|IATS|INTERACTIVE BROKERS LLC|600
MTGEP|MTGE INVT CP 8.125%|IBKR|Interactive Brokers Llc|4510
MTGEP|MTGE INVT CP 8.125%|INCA|INSTINET, LLC|201
MTGEP|MTGE INVT CP 8.125%|LIME|Lime Brokerage LLC|1088
MTGEP|MTGE INVT CP 8.125%|MSCO|MORGAN STANLEY & CO. LLC|3003
MTGEP|MTGE INVT CP 8.125%|NFSC|National Financial Services LLC|7823
MTGEP|MTGE INVT CP 8.125%|NITE|VIRTU Americas LLC|9265
MTGEP|MTGE INVT CP 8.125%|STFL|Stifel, Nicolaus & Company, Incorporated|500
MTGEP|MTGE INVT CP 8.125%|TRCM|TRC MARKETS LLC|218
MTGEP|MTGE INVT CP 8.125%|UBSA|UBS SECURITIES LLC|100
MTGEP|MTGE INVT CP 8.125%|UBSS|UBS Securities LLC|833
MTH|MERITAGE HOMES CORP|APCC|Apex Clearing Corporation|22
MTH|MERITAGE HOMES CORP|BARD|Robert W. Baird & Co. Incorporated|426
MTH|MERITAGE HOMES CORP|BATM|CBOE TRADING, INC.|2290
MTH|MERITAGE HOMES CORP|BAYT|BTIG, LLC|1900
MTH|MERITAGE HOMES CORP|BBNT|BB&T SECURITIES, LLC|16
MTH|MERITAGE HOMES CORP|BERN|Sanford C. Bernstein & Co., LLC|700
MTH|MERITAGE HOMES CORP|BIDS|BIDS TRADING L.P.|79800
MTH|MERITAGE HOMES CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|135
MTH|MERITAGE HOMES CORP|BNPX|BNP PARIBAS SECURITIES CORP.|8605
MTH|MERITAGE HOMES CORP|BRVL|BLAYLOCK VAN, LLC|100
MTH|MERITAGE HOMES CORP|BTIG|BTIG, LLC|210
MTH|MERITAGE HOMES CORP|BYXM|CBOE TRADING, INC.|844
MTH|MERITAGE HOMES CORP|BZYD|GOLDMAN SACHS & CO. LLC|600
MTH|MERITAGE HOMES CORP|CANT|Cantor Fitzgerald & Co.|27
MTH|MERITAGE HOMES CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|18600
MTH|MERITAGE HOMES CORP|CHAS|Charles Schwab & Co., Inc.|353
MTH|MERITAGE HOMES CORP|CIST|Capital Institutional Services, Inc.|4
MTH|MERITAGE HOMES CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102879
MTH|MERITAGE HOMES CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MTH|MERITAGE HOMES CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
MTH|MERITAGE HOMES CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|180664
MTH|MERITAGE HOMES CORP|CTDL|Citadel Derivatives Group Llc|621
MTH|MERITAGE HOMES CORP|CTLR|CUTLER GROUP, LP|59
MTH|MERITAGE HOMES CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|88064
MTH|MERITAGE HOMES CORP|DBAB|Deutsche Bank Securities Inc.|139224
MTH|MERITAGE HOMES CORP|DBAX|Deutsche Bank Securities Inc.|188700
MTH|MERITAGE HOMES CORP|DBUL|Deutsche Bank Securities Inc.|300
MTH|MERITAGE HOMES CORP|DCHF|Dart Executions, LLC|106
MTH|MERITAGE HOMES CORP|DEAN|MORGAN STANLEY|883
MTH|MERITAGE HOMES CORP|DEGS|RONIN PROFESSIONAL LLC|300
MTH|MERITAGE HOMES CORP|EBXL|EBX LLC|61400
MTH|MERITAGE HOMES CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7070
MTH|MERITAGE HOMES CORP|EDJO|Edward D. Jones & Co., L.P.|314
MTH|MERITAGE HOMES CORP|EGAM|CBOE TRADING, INC.|6746
MTH|MERITAGE HOMES CORP|EGAW|CBOE TRADING, INC.|100
MTH|MERITAGE HOMES CORP|EGMT|EG MARKET TECHNOLOGIES LLC|300
MTH|MERITAGE HOMES CORP|EGXM|CBOE TRADING, INC.|948
MTH|MERITAGE HOMES CORP|ETBE|Electronic Transaction Clearing, Inc.|100
MTH|MERITAGE HOMES CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8801
MTH|MERITAGE HOMES CORP|ETRS|E*Trade Securities LLC|19107
MTH|MERITAGE HOMES CORP|FBRC|B. RILEY FBR, INC.|161467
MTH|MERITAGE HOMES CORP|FILL|Tradestation Securities, Inc.|121
MTH|MERITAGE HOMES CORP|FMAF|NBCN Inc./ CDS|177
MTH|MERITAGE HOMES CORP|FMCO|First Manhattan Co|500
MTH|MERITAGE HOMES CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|281
MTH|MERITAGE HOMES CORP|FQLS|Quantlab Securities LP|62241
MTH|MERITAGE HOMES CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21241
MTH|MERITAGE HOMES CORP|FTBR|Foliofn Investments, Inc.|9958
MTH|MERITAGE HOMES CORP|GLPX|ACS EXECUTION SERVICES, LLC|1405
MTH|MERITAGE HOMES CORP|GSCO|GOLDMAN SACHS & CO. LLC|154668
MTH|MERITAGE HOMES CORP|GSCS|GOLDMAN SACHS & CO. LLC|4300
MTH|MERITAGE HOMES CORP|GSLT|GOLDMAN SACHS & CO. LLC|1428
MTH|MERITAGE HOMES CORP|GTSZ|GTS SECURITIES LLC|44796
MTH|MERITAGE HOMES CORP|HRBF|American Enterprise Investment Services Inc.|326
MTH|MERITAGE HOMES CORP|HSBC|HSBC Securities, Inc.|2503
MTH|MERITAGE HOMES CORP|IATS|INTERACTIVE BROKERS LLC|200
MTH|MERITAGE HOMES CORP|IBKR|Interactive Brokers Llc|4830
MTH|MERITAGE HOMES CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3136
MTH|MERITAGE HOMES CORP|ICBX|INSTINET, LLC|42785
MTH|MERITAGE HOMES CORP|IEQY|CITADEL SECURITIES LLC|6397
MTH|MERITAGE HOMES CORP|INCA|INSTINET, LLC|54934
MTH|MERITAGE HOMES CORP|INJX|INSTINET, LLC|11311
MTH|MERITAGE HOMES CORP|ITGI|ITG Inc.|13150
MTH|MERITAGE HOMES CORP|ITGP|ITG INC.|136200
MTH|MERITAGE HOMES CORP|JEFF|JEFFERIES LLC|160667
MTH|MERITAGE HOMES CORP|JMPT|JUMP TRADING, LLC|11393
MTH|MERITAGE HOMES CORP|JPBX|J.P. MORGAN SECURITIES LLC|21882
MTH|MERITAGE HOMES CORP|JPMX|J.P. Morgan Securities LLC|186971
MTH|MERITAGE HOMES CORP|JSJX|JANE STREET CAPITAL LLC|5180
MTH|MERITAGE HOMES CORP|KCGM|VIRTU Americas LLC|12767
MTH|MERITAGE HOMES CORP|LEHM|Barclays Capital Inc./Le|183980
MTH|MERITAGE HOMES CORP|LIME|Lime Brokerage LLC|9704
MTH|MERITAGE HOMES CORP|LOOP|Loop Capital Markets LLC|200
MTH|MERITAGE HOMES CORP|LQNA|LIQUIDNET, INC.|28600
MTH|MERITAGE HOMES CORP|LSCI|Lek Securities Corporation|129
MTH|MERITAGE HOMES CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|142060
MTH|MERITAGE HOMES CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|579
MTH|MERITAGE HOMES CORP|MSCO|MORGAN STANLEY & CO. LLC|246342
MTH|MERITAGE HOMES CORP|MSPL|MORGAN STANLEY & CO. LLC|199400
MTH|MERITAGE HOMES CORP|MSTX|MORGAN STANLEY & CO. LLC|12900
MTH|MERITAGE HOMES CORP|NFSC|National Financial Services LLC|17925
MTH|MERITAGE HOMES CORP|NITE|VIRTU Americas LLC|161506
MTH|MERITAGE HOMES CORP|NQRB|Brut, LLC|3387
MTH|MERITAGE HOMES CORP|OHOS|TWO SIGMA SECURITIES, LLC|13852
MTH|MERITAGE HOMES CORP|OPCO|Oppenheimer & Co. Inc.|798
MTH|MERITAGE HOMES CORP|PDQM|CODA MARKETS, INC.|17980
MTH|MERITAGE HOMES CORP|PHLY|NASDAQ Execution Services, LLC|1200
MTH|MERITAGE HOMES CORP|QMSR|QUATTRO M SECURITIES INC.|150
MTH|MERITAGE HOMES CORP|RBCM|RBC CAPITAL MARKETS, LLC|175
MTH|MERITAGE HOMES CORP|SAGW|SAGETRADER, LLC|183
MTH|MERITAGE HOMES CORP|SALI|INTL FCSTONE FINANCIAL INC.|13
MTH|MERITAGE HOMES CORP|SBSH|Citigroup Global Markets Inc.|242349
MTH|MERITAGE HOMES CORP|SGMT|GOLDMAN SACHS & CO. LLC|52067
MTH|MERITAGE HOMES CORP|SPDR|SPEEDROUTE LLC|19900
MTH|MERITAGE HOMES CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|29474
MTH|MERITAGE HOMES CORP|STFL|Stifel, Nicolaus & Company, Incorporated|394
MTH|MERITAGE HOMES CORP|SWIM|TD Ameritrade, Inc.|2295
MTH|MERITAGE HOMES CORP|SWST|Hilltop Securities Inc.|79
MTH|MERITAGE HOMES CORP|TKNG|ALLY INVEST SECURITIES LLC|244
MTH|MERITAGE HOMES CORP|TRBT|Tradebot Systems, Inc.|3037
MTH|MERITAGE HOMES CORP|TRCM|TRC MARKETS LLC|31335
MTH|MERITAGE HOMES CORP|UBSA|UBS SECURITIES LLC|252274
MTH|MERITAGE HOMES CORP|UBSS|UBS Securities LLC|291595
MTH|MERITAGE HOMES CORP|VALX|VIRTU AMERICAS LLC|14200
MTH|MERITAGE HOMES CORP|VGRD|Vanguard Marketing Corporation|1391
MTH|MERITAGE HOMES CORP|WCHV|WELLS FARGO SECURITIES, LLC|63623
MTH|MERITAGE HOMES CORP|WDNX|WEEDEN & CO.L.P.|3674
MTH|MERITAGE HOMES CORP|WEED|Weeden & Co.L.P.|690
MTH|MERITAGE HOMES CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1295
MTH|MERITAGE HOMES CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1165
MTH|MERITAGE HOMES CORP|WSAG|WALL STREET ACCESS|1600
MTH|MERITAGE HOMES CORP|WSEA|WOLVERINE SECURITIES, LLC|246
MTH|MERITAGE HOMES CORP|XIST|INSTINET, LLC|21366
MTH|MERITAGE HOMES CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9862
MTH|MERITAGE HOMES CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1064
MTL|MECHEL PAO ADS|ALTX|Alternet Securities Inc.|200
MTL|MECHEL PAO ADS|APCC|Apex Clearing Corporation|3692
MTL|MECHEL PAO ADS|BATM|CBOE TRADING, INC.|182
MTL|MECHEL PAO ADS|BNPX|BNP PARIBAS SECURITIES CORP.|1076
MTL|MECHEL PAO ADS|BZYD|GOLDMAN SACHS & CO. LLC|820
MTL|MECHEL PAO ADS|CANT|Cantor Fitzgerald & Co.|700
MTL|MECHEL PAO ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
MTL|MECHEL PAO ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MTL|MECHEL PAO ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5236
MTL|MECHEL PAO ADS|CTDL|Citadel Derivatives Group Llc|1430
MTL|MECHEL PAO ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MTL|MECHEL PAO ADS|DBAB|Deutsche Bank Securities Inc.|5348
MTL|MECHEL PAO ADS|DBAX|Deutsche Bank Securities Inc.|5400
MTL|MECHEL PAO ADS|DCHF|Dart Executions, LLC|871
MTL|MECHEL PAO ADS|DEGS|RONIN PROFESSIONAL LLC|2079
MTL|MECHEL PAO ADS|EBXL|EBX LLC|2200
MTL|MECHEL PAO ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1160
MTL|MECHEL PAO ADS|EDJO|Edward D. Jones & Co., L.P.|800
MTL|MECHEL PAO ADS|EGAM|CBOE TRADING, INC.|100
MTL|MECHEL PAO ADS|EGXM|CBOE TRADING, INC.|600
MTL|MECHEL PAO ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|172
MTL|MECHEL PAO ADS|ETRS|E*Trade Securities LLC|42270
MTL|MECHEL PAO ADS|FMAF|NBCN Inc./ CDS|1500
MTL|MECHEL PAO ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11005
MTL|MECHEL PAO ADS|FTBR|Foliofn Investments, Inc.|1132
MTL|MECHEL PAO ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MTL|MECHEL PAO ADS|GLPX|ACS EXECUTION SERVICES, LLC|200
MTL|MECHEL PAO ADS|GSCO|GOLDMAN SACHS & CO. LLC|5577
MTL|MECHEL PAO ADS|GSCS|GOLDMAN SACHS & CO. LLC|200
MTL|MECHEL PAO ADS|GSLT|GOLDMAN SACHS & CO. LLC|260
MTL|MECHEL PAO ADS|GTSZ|GTS SECURITIES LLC|1076
MTL|MECHEL PAO ADS|HSBC|HSBC Securities, Inc.|270
MTL|MECHEL PAO ADS|IATS|INTERACTIVE BROKERS LLC|2170
MTL|MECHEL PAO ADS|IBKR|Interactive Brokers Llc|18965
MTL|MECHEL PAO ADS|ICBX|INSTINET, LLC|470
MTL|MECHEL PAO ADS|INCA|INSTINET, LLC|7365
MTL|MECHEL PAO ADS|ITGI|ITG Inc.|5728
MTL|MECHEL PAO ADS|ITGP|ITG INC.|5200
MTL|MECHEL PAO ADS|JEFF|JEFFERIES LLC|3828
MTL|MECHEL PAO ADS|JMPT|JUMP TRADING, LLC|90
MTL|MECHEL PAO ADS|JPMX|J.P. Morgan Securities LLC|12654
MTL|MECHEL PAO ADS|KCGM|VIRTU Americas LLC|1186
MTL|MECHEL PAO ADS|LEHM|Barclays Capital Inc./Le|14471
MTL|MECHEL PAO ADS|LIME|Lime Brokerage LLC|4321
MTL|MECHEL PAO ADS|LSCI|Lek Securities Corporation|16828
MTL|MECHEL PAO ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
MTL|MECHEL PAO ADS|MSCO|MORGAN STANLEY & CO. LLC|17035
MTL|MECHEL PAO ADS|MSPL|MORGAN STANLEY & CO. LLC|1000
MTL|MECHEL PAO ADS|MSTX|MORGAN STANLEY & CO. LLC|1200
MTL|MECHEL PAO ADS|NATL|National Securities Corporation|6080
MTL|MECHEL PAO ADS|NFSC|National Financial Services LLC|39391
MTL|MECHEL PAO ADS|NITE|VIRTU Americas LLC|136683
MTL|MECHEL PAO ADS|NQRB|Brut, LLC|1071
MTL|MECHEL PAO ADS|PDQM|CODA MARKETS, INC.|300
MTL|MECHEL PAO ADS|SBSH|Citigroup Global Markets Inc.|12764
MTL|MECHEL PAO ADS|SGMT|GOLDMAN SACHS & CO. LLC|3001
MTL|MECHEL PAO ADS|SPDR|SPEEDROUTE LLC|70
MTL|MECHEL PAO ADS|SPHN|Stephens Inc.|2400
MTL|MECHEL PAO ADS|SWIM|TD Ameritrade, Inc.|4950
MTL|MECHEL PAO ADS|TKNG|ALLY INVEST SECURITIES LLC|2700
MTL|MECHEL PAO ADS|TRBT|Tradebot Systems, Inc.|2209
MTL|MECHEL PAO ADS|TRCM|TRC MARKETS LLC|200
MTL|MECHEL PAO ADS|UBSA|UBS SECURITIES LLC|26474
MTL|MECHEL PAO ADS|UBSS|UBS Securities LLC|30825
MTL|MECHEL PAO ADS|VGRD|Vanguard Marketing Corporation|221
MTL|MECHEL PAO ADS|WCHV|WELLS FARGO SECURITIES, LLC|6307
MTL|MECHEL PAO ADS|WEED|Weeden & Co.L.P.|990
MTL|MECHEL PAO ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5
MTL|MECHEL PAO ADS|WSEA|WOLVERINE SECURITIES, LLC|700
MTL|MECHEL PAO ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MTL|MECHEL PAO ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48
MTL$|MECHEL PAO|ELEV|ELEVATION, LLC|5232
MTL$|MECHEL PAO|IATS|INTERACTIVE BROKERS LLC|12000
MTL$|MECHEL PAO|IBKR|Interactive Brokers Llc|7478
MTL$|MECHEL PAO|LIME|Lime Brokerage LLC|80
MTL$|MECHEL PAO|MSCO|MORGAN STANLEY & CO. LLC|1000
MTL$|MECHEL PAO|NFSC|National Financial Services LLC|1100
MTL$|MECHEL PAO|NITE|VIRTU Americas LLC|12674
MTL$|MECHEL PAO|OPCO|Oppenheimer & Co. Inc.|1907
MTL$|MECHEL PAO|SBSH|Citigroup Global Markets Inc.|1368
MTL$|MECHEL PAO|TKNG|ALLY INVEST SECURITIES LLC|1513
MTL$|MECHEL PAO|UBSA|UBS SECURITIES LLC|300
MTL$|MECHEL PAO|UBSS|UBS Securities LLC|850911
MTL$|MECHEL PAO|WGIF|CIBC World Markets Inc.|314
MTLS|MATERIALISE NV ADS|ALTX|Alternet Securities Inc.|19753
MTLS|MATERIALISE NV ADS|APCC|Apex Clearing Corporation|24
MTLS|MATERIALISE NV ADS|AVON|Avondale Partners, LLC|548
MTLS|MATERIALISE NV ADS|BATM|CBOE TRADING, INC.|198
MTLS|MATERIALISE NV ADS|BIMI|Banca IMI Securities Corp.|740
MTLS|MATERIALISE NV ADS|BLKX|INSTINET, LLC|5000
MTLS|MATERIALISE NV ADS|BZYD|GOLDMAN SACHS & CO. LLC|1519
MTLS|MATERIALISE NV ADS|CHAS|Charles Schwab & Co., Inc.|2600
MTLS|MATERIALISE NV ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11726
MTLS|MATERIALISE NV ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12378
MTLS|MATERIALISE NV ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31693
MTLS|MATERIALISE NV ADS|CTDL|Citadel Derivatives Group Llc|1990
MTLS|MATERIALISE NV ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
MTLS|MATERIALISE NV ADS|DBAB|Deutsche Bank Securities Inc.|49356
MTLS|MATERIALISE NV ADS|DBAX|Deutsche Bank Securities Inc.|141200
MTLS|MATERIALISE NV ADS|DEAN|MORGAN STANLEY|200
MTLS|MATERIALISE NV ADS|DEGS|RONIN PROFESSIONAL LLC|15557
MTLS|MATERIALISE NV ADS|EBXL|EBX LLC|9000
MTLS|MATERIALISE NV ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|8
MTLS|MATERIALISE NV ADS|EDJO|Edward D. Jones & Co., L.P.|47
MTLS|MATERIALISE NV ADS|EGAM|CBOE TRADING, INC.|3949
MTLS|MATERIALISE NV ADS|EGXM|CBOE TRADING, INC.|12
MTLS|MATERIALISE NV ADS|ETBE|Electronic Transaction Clearing, Inc.|600
MTLS|MATERIALISE NV ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|292
MTLS|MATERIALISE NV ADS|ETRS|E*Trade Securities LLC|7499
MTLS|MATERIALISE NV ADS|FBCO|Credit Suisse Securities (USA) LLC|23534
MTLS|MATERIALISE NV ADS|FOMA|TD AMERITRADE CLEARING, INC.|54388
MTLS|MATERIALISE NV ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6101
MTLS|MATERIALISE NV ADS|FTBR|Foliofn Investments, Inc.|2162
MTLS|MATERIALISE NV ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|510
MTLS|MATERIALISE NV ADS|GLPX|ACS EXECUTION SERVICES, LLC|8781
MTLS|MATERIALISE NV ADS|GSCO|GOLDMAN SACHS & CO. LLC|7641
MTLS|MATERIALISE NV ADS|GSCS|GOLDMAN SACHS & CO. LLC|8878
MTLS|MATERIALISE NV ADS|GSLT|GOLDMAN SACHS & CO. LLC|2920
MTLS|MATERIALISE NV ADS|GTSZ|GTS SECURITIES LLC|6376
MTLS|MATERIALISE NV ADS|HRBF|American Enterprise Investment Services Inc.|201
MTLS|MATERIALISE NV ADS|HSBC|HSBC Securities, Inc.|169
MTLS|MATERIALISE NV ADS|IATS|INTERACTIVE BROKERS LLC|2436
MTLS|MATERIALISE NV ADS|IBKR|Interactive Brokers Llc|24603
MTLS|MATERIALISE NV ADS|ICBX|INSTINET, LLC|400
MTLS|MATERIALISE NV ADS|INCA|INSTINET, LLC|38409
MTLS|MATERIALISE NV ADS|ITGI|ITG Inc.|2425
MTLS|MATERIALISE NV ADS|ITGP|ITG INC.|23600
MTLS|MATERIALISE NV ADS|JEFF|JEFFERIES LLC|16
MTLS|MATERIALISE NV ADS|JPMX|J.P. Morgan Securities LLC|37380
MTLS|MATERIALISE NV ADS|JRCO|Johnson Rice & Company L.L.C.|20
MTLS|MATERIALISE NV ADS|KCGM|VIRTU Americas LLC|2930
MTLS|MATERIALISE NV ADS|LEHM|Barclays Capital Inc./Le|31034
MTLS|MATERIALISE NV ADS|LIME|Lime Brokerage LLC|44278
MTLS|MATERIALISE NV ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|35
MTLS|MATERIALISE NV ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16304
MTLS|MATERIALISE NV ADS|MOTF|MOTIF INVESTING, INC.|2
MTLS|MATERIALISE NV ADS|MSCO|MORGAN STANLEY & CO. LLC|83007
MTLS|MATERIALISE NV ADS|MSPL|MORGAN STANLEY & CO. LLC|2800
MTLS|MATERIALISE NV ADS|NFSC|National Financial Services LLC|17716
MTLS|MATERIALISE NV ADS|NITE|VIRTU Americas LLC|362782
MTLS|MATERIALISE NV ADS|NITP|VIRTU Americas LLC|413
MTLS|MATERIALISE NV ADS|NQRB|Brut, LLC|330
MTLS|MATERIALISE NV ADS|PDQM|CODA MARKETS, INC.|30541
MTLS|MATERIALISE NV ADS|PICT|Pictet Overseas Inc.|2500
MTLS|MATERIALISE NV ADS|PWJC|UBS Financial Services, Inc.|900
MTLS|MATERIALISE NV ADS|RAJA|Raymond James & Associates, Inc.|1000
MTLS|MATERIALISE NV ADS|RBCM|RBC CAPITAL MARKETS, LLC|235
MTLS|MATERIALISE NV ADS|SAGL|SAGETRADER, LLC|1400
MTLS|MATERIALISE NV ADS|SBSH|Citigroup Global Markets Inc.|19873
MTLS|MATERIALISE NV ADS|SGMT|GOLDMAN SACHS & CO. LLC|6608
MTLS|MATERIALISE NV ADS|SPDR|SPEEDROUTE LLC|21583
MTLS|MATERIALISE NV ADS|SPHN|Stephens Inc.|1300
MTLS|MATERIALISE NV ADS|STFL|Stifel, Nicolaus & Company, Incorporated|2000
MTLS|MATERIALISE NV ADS|SWIM|TD Ameritrade, Inc.|6930
MTLS|MATERIALISE NV ADS|TKNG|ALLY INVEST SECURITIES LLC|48
MTLS|MATERIALISE NV ADS|TRBT|Tradebot Systems, Inc.|9109
MTLS|MATERIALISE NV ADS|TRCM|TRC MARKETS LLC|6323
MTLS|MATERIALISE NV ADS|UBSA|UBS SECURITIES LLC|50030
MTLS|MATERIALISE NV ADS|UBSS|UBS Securities LLC|393395
MTLS|MATERIALISE NV ADS|VALX|VIRTU AMERICAS LLC|3973
MTLS|MATERIALISE NV ADS|VGRD|Vanguard Marketing Corporation|1003
MTLS|MATERIALISE NV ADS|WCHV|WELLS FARGO SECURITIES, LLC|2179
MTLS|MATERIALISE NV ADS|WGIF|CIBC World Markets Inc.|150
MTLS|MATERIALISE NV ADS|WSEA|WOLVERINE SECURITIES, LLC|259
MTLS|MATERIALISE NV ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2352
MTLS|MATERIALISE NV ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|3188
MTLS|MATERIALISE NV ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4900
MTN|VAIL RESORTS INC|ABLE|NATIXIS Securities Americas LLC|60000
MTN|VAIL RESORTS INC|ADAM|CANACCORD GENUITY INC.|1723
MTN|VAIL RESORTS INC|AGIS|Aegis Capital Corp.|76
MTN|VAIL RESORTS INC|ALTX|Alternet Securities Inc.|4710
MTN|VAIL RESORTS INC|ANOS|ABEL/NOSER, L.L.C.|102
MTN|VAIL RESORTS INC|APCC|Apex Clearing Corporation|1464
MTN|VAIL RESORTS INC|BANK|Primevest Financial Services, Inc.|12
MTN|VAIL RESORTS INC|BARD|Robert W. Baird & Co. Incorporated|1767
MTN|VAIL RESORTS INC|BATM|CBOE TRADING, INC.|6405
MTN|VAIL RESORTS INC|BAYC|BAY CREST PARTNERS, LLC|3547
MTN|VAIL RESORTS INC|BAYT|BTIG, LLC|1200
MTN|VAIL RESORTS INC|BBNT|BB&T SECURITIES, LLC|425
MTN|VAIL RESORTS INC|BERN|Sanford C. Bernstein & Co., LLC|45135
MTN|VAIL RESORTS INC|BIAD|SAGETRADER, LLC|179
MTN|VAIL RESORTS INC|BIDS|BIDS TRADING L.P.|36753
MTN|VAIL RESORTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3790
MTN|VAIL RESORTS INC|BLKX|INSTINET, LLC|88900
MTN|VAIL RESORTS INC|BMOC|BMO Capital Markets Corp.|4
MTN|VAIL RESORTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|315
MTN|VAIL RESORTS INC|BTIG|BTIG, LLC|4022
MTN|VAIL RESORTS INC|BYXM|CBOE TRADING, INC.|1822
MTN|VAIL RESORTS INC|BZYD|GOLDMAN SACHS & CO. LLC|200
MTN|VAIL RESORTS INC|CABR|Cabrera Capital Markets, Inc.|7
MTN|VAIL RESORTS INC|CHAS|Charles Schwab & Co., Inc.|1667
MTN|VAIL RESORTS INC|CIBP|CIBC World Markets Corp.|31600
MTN|VAIL RESORTS INC|CIST|Capital Institutional Services, Inc.|1052
MTN|VAIL RESORTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61372
MTN|VAIL RESORTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2492
MTN|VAIL RESORTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1703
MTN|VAIL RESORTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|209200
MTN|VAIL RESORTS INC|CTDL|Citadel Derivatives Group Llc|1116
MTN|VAIL RESORTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12290
MTN|VAIL RESORTS INC|DBAB|Deutsche Bank Securities Inc.|54515
MTN|VAIL RESORTS INC|DBAX|Deutsche Bank Securities Inc.|300200
MTN|VAIL RESORTS INC|DCHF|Dart Executions, LLC|1047
MTN|VAIL RESORTS INC|DEAN|MORGAN STANLEY|12173
MTN|VAIL RESORTS INC|DEGS|RONIN PROFESSIONAL LLC|100
MTN|VAIL RESORTS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2964
MTN|VAIL RESORTS INC|DREX|Drexel Hamilton, LLC|53
MTN|VAIL RESORTS INC|EBXL|EBX LLC|125900
MTN|VAIL RESORTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3060
MTN|VAIL RESORTS INC|EDJC|Edward Jones / CDS|57
MTN|VAIL RESORTS INC|EDJO|Edward D. Jones & Co., L.P.|635
MTN|VAIL RESORTS INC|EGAM|CBOE TRADING, INC.|5845
MTN|VAIL RESORTS INC|EGAW|CBOE TRADING, INC.|130
MTN|VAIL RESORTS INC|EGMT|EG MARKET TECHNOLOGIES LLC|703
MTN|VAIL RESORTS INC|EGXM|CBOE TRADING, INC.|1256
MTN|VAIL RESORTS INC|EGXW|CBOE TRADING, INC.|52
MTN|VAIL RESORTS INC|ETBE|Electronic Transaction Clearing, Inc.|2036
MTN|VAIL RESORTS INC|ETCC|Electronic Transaction Clearing, Inc.|320
MTN|VAIL RESORTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29195
MTN|VAIL RESORTS INC|ETRS|E*Trade Securities LLC|18452
MTN|VAIL RESORTS INC|FBSB|U.S. Bancorp Investments, Inc.|16
MTN|VAIL RESORTS INC|FCST|INTL FCSTONE FINANCIAL INC.|1080
MTN|VAIL RESORTS INC|FILL|Tradestation Securities, Inc.|1707
MTN|VAIL RESORTS INC|FINX|FINTECH SECURITIES|200
MTN|VAIL RESORTS INC|FMAF|NBCN Inc./ CDS|2836
MTN|VAIL RESORTS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|285
MTN|VAIL RESORTS INC|FQLS|Quantlab Securities LP|85973
MTN|VAIL RESORTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39922
MTN|VAIL RESORTS INC|FTBR|Foliofn Investments, Inc.|644
MTN|VAIL RESORTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5172
MTN|VAIL RESORTS INC|GLIS|TD Securities Inc|1507
MTN|VAIL RESORTS INC|GLPX|ACS EXECUTION SERVICES, LLC|75104
MTN|VAIL RESORTS INC|GSCO|GOLDMAN SACHS & CO. LLC|415929
MTN|VAIL RESORTS INC|GSCS|GOLDMAN SACHS & CO. LLC|3806
MTN|VAIL RESORTS INC|GSLT|GOLDMAN SACHS & CO. LLC|1304
MTN|VAIL RESORTS INC|GTSZ|GTS SECURITIES LLC|53034
MTN|VAIL RESORTS INC|HAPX|HAP Trading, LLC|869
MTN|VAIL RESORTS INC|HRBF|American Enterprise Investment Services Inc.|1513
MTN|VAIL RESORTS INC|HSBC|HSBC Securities, Inc.|34118
MTN|VAIL RESORTS INC|IATS|INTERACTIVE BROKERS LLC|7150
MTN|VAIL RESORTS INC|IBKR|Interactive Brokers Llc|5296
MTN|VAIL RESORTS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|144
MTN|VAIL RESORTS INC|ICBX|INSTINET, LLC|47975
MTN|VAIL RESORTS INC|INCA|INSTINET, LLC|105792
MTN|VAIL RESORTS INC|INJX|INSTINET, LLC|1423
MTN|VAIL RESORTS INC|ITGI|ITG Inc.|70329
MTN|VAIL RESORTS INC|ITGP|ITG INC.|150600
MTN|VAIL RESORTS INC|JANY|Janney Montgomery Scott Inc.|595
MTN|VAIL RESORTS INC|JEFF|JEFFERIES LLC|156197
MTN|VAIL RESORTS INC|JMPT|JUMP TRADING, LLC|22428
MTN|VAIL RESORTS INC|JONE|JonesTrading|200
MTN|VAIL RESORTS INC|JPBX|J.P. MORGAN SECURITIES LLC|27908
MTN|VAIL RESORTS INC|JPMX|J.P. Morgan Securities LLC|351115
MTN|VAIL RESORTS INC|JSJX|JANE STREET CAPITAL LLC|6213
MTN|VAIL RESORTS INC|KCGM|VIRTU Americas LLC|29781
MTN|VAIL RESORTS INC|LEHM|Barclays Capital Inc./Le|497984
MTN|VAIL RESORTS INC|LIME|Lime Brokerage LLC|12306
MTN|VAIL RESORTS INC|LIWD|LIME BROKERAGE LLC|203
MTN|VAIL RESORTS INC|LQNA|LIQUIDNET, INC.|59800
MTN|VAIL RESORTS INC|LSCI|Lek Securities Corporation|15795
MTN|VAIL RESORTS INC|MACQ|Macquarie Capital (USA) Inc.|200
MTN|VAIL RESORTS INC|MAXM|Maxim Group LLC|4235
MTN|VAIL RESORTS INC|MCMF|Raymond James Ltd. Cds|219
MTN|VAIL RESORTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104735
MTN|VAIL RESORTS INC|MOTF|MOTIF INVESTING, INC.|27
MTN|VAIL RESORTS INC|MSCO|MORGAN STANLEY & CO. LLC|444570
MTN|VAIL RESORTS INC|MSPL|MORGAN STANLEY & CO. LLC|218400
MTN|VAIL RESORTS INC|MSTX|MORGAN STANLEY & CO. LLC|22100
MTN|VAIL RESORTS INC|NATL|National Securities Corporation|51
MTN|VAIL RESORTS INC|NBCS|NBC Securities, INC.|5
MTN|VAIL RESORTS INC|NFSC|National Financial Services LLC|84330
MTN|VAIL RESORTS INC|NITE|VIRTU Americas LLC|160427
MTN|VAIL RESORTS INC|NITP|VIRTU Americas LLC|103
MTN|VAIL RESORTS INC|NQRB|Brut, LLC|1826
MTN|VAIL RESORTS INC|NTBF|BMO Nesbitt Burns Inc./CDS|1625
MTN|VAIL RESORTS INC|NTRC|Northern Trust Securities, Inc.|333
MTN|VAIL RESORTS INC|OHOS|TWO SIGMA SECURITIES, LLC|11092
MTN|VAIL RESORTS INC|OPCO|Oppenheimer & Co. Inc.|262
MTN|VAIL RESORTS INC|PCFF|Pacific International Securities Inc./CDS|2
MTN|VAIL RESORTS INC|PDQM|CODA MARKETS, INC.|174117
MTN|VAIL RESORTS INC|PHLY|NASDAQ Execution Services, LLC|1800
MTN|VAIL RESORTS INC|PIPR|Piper Jaffray & Co.|379
MTN|VAIL RESORTS INC|PNSR|Penserra Securities, LLC|100
MTN|VAIL RESORTS INC|PWJC|UBS Financial Services, Inc.|228
MTN|VAIL RESORTS INC|QMSR|QUATTRO M SECURITIES INC.|932
MTN|VAIL RESORTS INC|RBCM|RBC CAPITAL MARKETS, LLC|1040
MTN|VAIL RESORTS INC|RGLD|Regal Securities, Inc|70
MTN|VAIL RESORTS INC|SAGL|SAGETRADER, LLC|10210
MTN|VAIL RESORTS INC|SBSH|Citigroup Global Markets Inc.|34404
MTN|VAIL RESORTS INC|SEIC|SEI Investments Distribution Co.|200
MTN|VAIL RESORTS INC|SGMT|GOLDMAN SACHS & CO. LLC|78761
MTN|VAIL RESORTS INC|SPDR|SPEEDROUTE LLC|6643
MTN|VAIL RESORTS INC|SPTD|MINT GLOBAL MARKETS, INC.|600
MTN|VAIL RESORTS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|371
MTN|VAIL RESORTS INC|STFL|Stifel, Nicolaus & Company, Incorporated|29418
MTN|VAIL RESORTS INC|STKP|STOCKPILE INVESTMENTS, INC.|24
MTN|VAIL RESORTS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1046
MTN|VAIL RESORTS INC|SWIM|TD Ameritrade, Inc.|20875
MTN|VAIL RESORTS INC|SWST|Hilltop Securities Inc.|540
MTN|VAIL RESORTS INC|TKNG|ALLY INVEST SECURITIES LLC|758
MTN|VAIL RESORTS INC|TOUR|TOURMALINE PARTNERS, LLC|6200
MTN|VAIL RESORTS INC|TRBT|Tradebot Systems, Inc.|88027
MTN|VAIL RESORTS INC|TRCM|TRC MARKETS LLC|1510
MTN|VAIL RESORTS INC|UBSA|UBS SECURITIES LLC|401529
MTN|VAIL RESORTS INC|UBSS|UBS Securities LLC|485826
MTN|VAIL RESORTS INC|VALX|VIRTU AMERICAS LLC|5969
MTN|VAIL RESORTS INC|VGRD|Vanguard Marketing Corporation|10197
MTN|VAIL RESORTS INC|WBLR|WILLIAM BLAIR|599
MTN|VAIL RESORTS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2830
MTN|VAIL RESORTS INC|WCHV|WELLS FARGO SECURITIES, LLC|22536
MTN|VAIL RESORTS INC|WDNX|WEEDEN & CO.L.P.|828
MTN|VAIL RESORTS INC|WEDB|WEDBUSH SECURITIES INC.|820
MTN|VAIL RESORTS INC|WEED|Weeden & Co.L.P.|2472
MTN|VAIL RESORTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7894
MTN|VAIL RESORTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15838
MTN|VAIL RESORTS INC|WGIF|CIBC World Markets Inc.|347
MTN|VAIL RESORTS INC|WSAG|WALL STREET ACCESS|55
MTN|VAIL RESORTS INC|WSEA|WOLVERINE SECURITIES, LLC|1562
MTN|VAIL RESORTS INC|XIST|INSTINET, LLC|26400
MTN|VAIL RESORTS INC|XPQR|Jump Trading|1300
MTN|VAIL RESORTS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|19256
MTN|VAIL RESORTS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|22901
MTN|VAIL RESORTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3028
MTNB|MATINAS BIOPHARMA HO|ABLE|NATIXIS Securities Americas LLC|3057
MTNB|MATINAS BIOPHARMA HO|AGIS|Aegis Capital Corp.|30325
MTNB|MATINAS BIOPHARMA HO|ALTX|Alternet Securities Inc.|400
MTNB|MATINAS BIOPHARMA HO|APCC|Apex Clearing Corporation|1227
MTNB|MATINAS BIOPHARMA HO|BATM|CBOE TRADING, INC.|12035
MTNB|MATINAS BIOPHARMA HO|BAYT|BTIG, LLC|33620
MTNB|MATINAS BIOPHARMA HO|BBNT|BB&T SECURITIES, LLC|3500
MTNB|MATINAS BIOPHARMA HO|BTIG|BTIG, LLC|461
MTNB|MATINAS BIOPHARMA HO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|602
MTNB|MATINAS BIOPHARMA HO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|989017
MTNB|MATINAS BIOPHARMA HO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45249
MTNB|MATINAS BIOPHARMA HO|CTDL|Citadel Derivatives Group Llc|6276
MTNB|MATINAS BIOPHARMA HO|CXCX|CITIGROUP GLOBAL MARKETS INC.|37090
MTNB|MATINAS BIOPHARMA HO|DBAB|Deutsche Bank Securities Inc.|51010
MTNB|MATINAS BIOPHARMA HO|DBAX|Deutsche Bank Securities Inc.|41600
MTNB|MATINAS BIOPHARMA HO|DEAN|MORGAN STANLEY|4400
MTNB|MATINAS BIOPHARMA HO|EBXL|EBX LLC|60800
MTNB|MATINAS BIOPHARMA HO|ECUT|CONVERGEX EXECUTION SOLUTIONS|9735
MTNB|MATINAS BIOPHARMA HO|EGAM|CBOE TRADING, INC.|7975
MTNB|MATINAS BIOPHARMA HO|EGAW|CBOE TRADING, INC.|100
MTNB|MATINAS BIOPHARMA HO|EGXM|CBOE TRADING, INC.|34348
MTNB|MATINAS BIOPHARMA HO|EGXW|CBOE TRADING, INC.|1300
MTNB|MATINAS BIOPHARMA HO|ETCB|ETC BROKERAGE SERVICES, LLC|24900
MTNB|MATINAS BIOPHARMA HO|ETRS|E*Trade Securities LLC|240101
MTNB|MATINAS BIOPHARMA HO|FILL|Tradestation Securities, Inc.|17122
MTNB|MATINAS BIOPHARMA HO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68529
MTNB|MATINAS BIOPHARMA HO|GEBB|GLOBAL EXECUTION BROKERS, LP|3480
MTNB|MATINAS BIOPHARMA HO|GLPX|ACS EXECUTION SERVICES, LLC|17786
MTNB|MATINAS BIOPHARMA HO|GSCO|GOLDMAN SACHS & CO. LLC|78723
MTNB|MATINAS BIOPHARMA HO|GSCS|GOLDMAN SACHS & CO. LLC|1000
MTNB|MATINAS BIOPHARMA HO|GSLT|GOLDMAN SACHS & CO. LLC|33777
MTNB|MATINAS BIOPHARMA HO|IATS|INTERACTIVE BROKERS LLC|4438
MTNB|MATINAS BIOPHARMA HO|IBKR|Interactive Brokers Llc|155532
MTNB|MATINAS BIOPHARMA HO|ICBX|INSTINET, LLC|25800
MTNB|MATINAS BIOPHARMA HO|IEQY|CITADEL SECURITIES LLC|5094
MTNB|MATINAS BIOPHARMA HO|INCA|INSTINET, LLC|93455
MTNB|MATINAS BIOPHARMA HO|ITGI|ITG Inc.|65458
MTNB|MATINAS BIOPHARMA HO|ITGP|ITG INC.|113600
MTNB|MATINAS BIOPHARMA HO|JMPT|JUMP TRADING, LLC|7442
MTNB|MATINAS BIOPHARMA HO|JPBX|J.P. MORGAN SECURITIES LLC|6088
MTNB|MATINAS BIOPHARMA HO|JPMX|J.P. Morgan Securities LLC|63536
MTNB|MATINAS BIOPHARMA HO|JSJX|JANE STREET CAPITAL LLC|1
MTNB|MATINAS BIOPHARMA HO|KCGM|VIRTU Americas LLC|13955
MTNB|MATINAS BIOPHARMA HO|LEHM|Barclays Capital Inc./Le|60282
MTNB|MATINAS BIOPHARMA HO|LIME|Lime Brokerage LLC|22158
MTNB|MATINAS BIOPHARMA HO|MACQ|Macquarie Capital (USA) Inc.|8904
MTNB|MATINAS BIOPHARMA HO|MAXM|Maxim Group LLC|44666
MTNB|MATINAS BIOPHARMA HO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42394
MTNB|MATINAS BIOPHARMA HO|MOTF|MOTIF INVESTING, INC.|1
MTNB|MATINAS BIOPHARMA HO|MSCO|MORGAN STANLEY & CO. LLC|702961
MTNB|MATINAS BIOPHARMA HO|MSPL|MORGAN STANLEY & CO. LLC|4500
MTNB|MATINAS BIOPHARMA HO|MSTX|MORGAN STANLEY & CO. LLC|67600
MTNB|MATINAS BIOPHARMA HO|NATL|National Securities Corporation|6020
MTNB|MATINAS BIOPHARMA HO|NFSC|National Financial Services LLC|553593
MTNB|MATINAS BIOPHARMA HO|NITE|VIRTU Americas LLC|832812
MTNB|MATINAS BIOPHARMA HO|NITP|VIRTU Americas LLC|231
MTNB|MATINAS BIOPHARMA HO|NQRB|Brut, LLC|1100
MTNB|MATINAS BIOPHARMA HO|OPCO|Oppenheimer & Co. Inc.|2800
MTNB|MATINAS BIOPHARMA HO|PDQM|CODA MARKETS, INC.|140479
MTNB|MATINAS BIOPHARMA HO|PWJC|UBS Financial Services, Inc.|2900
MTNB|MATINAS BIOPHARMA HO|SAGL|SAGETRADER, LLC|100
MTNB|MATINAS BIOPHARMA HO|SBSH|Citigroup Global Markets Inc.|17818
MTNB|MATINAS BIOPHARMA HO|SGMT|GOLDMAN SACHS & CO. LLC|16502
MTNB|MATINAS BIOPHARMA HO|SPDR|SPEEDROUTE LLC|2700
MTNB|MATINAS BIOPHARMA HO|STFL|Stifel, Nicolaus & Company, Incorporated|62900
MTNB|MATINAS BIOPHARMA HO|SWIM|TD Ameritrade, Inc.|137950
MTNB|MATINAS BIOPHARMA HO|TKNG|ALLY INVEST SECURITIES LLC|9534
MTNB|MATINAS BIOPHARMA HO|UBSA|UBS SECURITIES LLC|174495
MTNB|MATINAS BIOPHARMA HO|UBSS|UBS Securities LLC|205407
MTNB|MATINAS BIOPHARMA HO|VGRD|Vanguard Marketing Corporation|12912
MTNB|MATINAS BIOPHARMA HO|WCHV|WELLS FARGO SECURITIES, LLC|103268
MTNB|MATINAS BIOPHARMA HO|WEED|Weeden & Co.L.P.|10079
MTNB|MATINAS BIOPHARMA HO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29670
MTNB|MATINAS BIOPHARMA HO|WSEA|WOLVERINE SECURITIES, LLC|25527
MTNB|MATINAS BIOPHARMA HO|XSTM|NATIONAL FINANCIAL SERVICES LLC|6800
MTOR|MERITOR INC|AGIS|Aegis Capital Corp.|200
MTOR|MERITOR INC|ALTX|Alternet Securities Inc.|2900
MTOR|MERITOR INC|ANOS|ABEL/NOSER, L.L.C.|444
MTOR|MERITOR INC|APCC|Apex Clearing Corporation|283
MTOR|MERITOR INC|BARD|Robert W. Baird & Co. Incorporated|650
MTOR|MERITOR INC|BATM|CBOE TRADING, INC.|3047
MTOR|MERITOR INC|BAYC|BAY CREST PARTNERS, LLC|220
MTOR|MERITOR INC|BERN|Sanford C. Bernstein & Co., LLC|9287
MTOR|MERITOR INC|BIAD|SAGETRADER, LLC|700
MTOR|MERITOR INC|BIDS|BIDS TRADING L.P.|134921
MTOR|MERITOR INC|BKCM|BNY Mellon Capital Markets LLC|25
MTOR|MERITOR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9439
MTOR|MERITOR INC|BLKX|INSTINET, LLC|40000
MTOR|MERITOR INC|BNPX|BNP PARIBAS SECURITIES CORP.|35117
MTOR|MERITOR INC|BYXM|CBOE TRADING, INC.|900
MTOR|MERITOR INC|BZYD|GOLDMAN SACHS & CO. LLC|700
MTOR|MERITOR INC|CANT|Cantor Fitzgerald & Co.|349
MTOR|MERITOR INC|CHAS|Charles Schwab & Co., Inc.|205
MTOR|MERITOR INC|CIST|Capital Institutional Services, Inc.|7522
MTOR|MERITOR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133080
MTOR|MERITOR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|158379
MTOR|MERITOR INC|CTDL|Citadel Derivatives Group Llc|3181
MTOR|MERITOR INC|CTLR|CUTLER GROUP, LP|3100
MTOR|MERITOR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|56286
MTOR|MERITOR INC|DBAB|Deutsche Bank Securities Inc.|419904
MTOR|MERITOR INC|DBAX|Deutsche Bank Securities Inc.|164100
MTOR|MERITOR INC|DBUL|Deutsche Bank Securities Inc.|3800
MTOR|MERITOR INC|DEAN|MORGAN STANLEY|331
MTOR|MERITOR INC|DEGS|RONIN PROFESSIONAL LLC|200
MTOR|MERITOR INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10035
MTOR|MERITOR INC|EBXL|EBX LLC|67800
MTOR|MERITOR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|138143
MTOR|MERITOR INC|EDJO|Edward D. Jones & Co., L.P.|947
MTOR|MERITOR INC|EGAM|CBOE TRADING, INC.|6352
MTOR|MERITOR INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
MTOR|MERITOR INC|EGXM|CBOE TRADING, INC.|1606
MTOR|MERITOR INC|ETBE|Electronic Transaction Clearing, Inc.|5919
MTOR|MERITOR INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
MTOR|MERITOR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3598
MTOR|MERITOR INC|ETRS|E*Trade Securities LLC|14543
MTOR|MERITOR INC|FILL|Tradestation Securities, Inc.|1325
MTOR|MERITOR INC|FMAF|NBCN Inc./ CDS|200
MTOR|MERITOR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
MTOR|MERITOR INC|FQLS|Quantlab Securities LP|135091
MTOR|MERITOR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74459
MTOR|MERITOR INC|FTBR|Foliofn Investments, Inc.|4526
MTOR|MERITOR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6237
MTOR|MERITOR INC|GLPX|ACS EXECUTION SERVICES, LLC|2076
MTOR|MERITOR INC|GSCO|GOLDMAN SACHS & CO. LLC|356460
MTOR|MERITOR INC|GSCS|GOLDMAN SACHS & CO. LLC|5832
MTOR|MERITOR INC|GSLT|GOLDMAN SACHS & CO. LLC|1502
MTOR|MERITOR INC|GTSZ|GTS SECURITIES LLC|25035
MTOR|MERITOR INC|GUGS|Guggenheim Securities, LLC|21
MTOR|MERITOR INC|HPPX|POTAMUS TRADING, LLC|1537
MTOR|MERITOR INC|HRBF|American Enterprise Investment Services Inc.|142
MTOR|MERITOR INC|HSBC|HSBC Securities, Inc.|100
MTOR|MERITOR INC|IATS|INTERACTIVE BROKERS LLC|5785
MTOR|MERITOR INC|IBKR|Interactive Brokers Llc|8335
MTOR|MERITOR INC|ICBX|INSTINET, LLC|25242
MTOR|MERITOR INC|IEQY|CITADEL SECURITIES LLC|26274
MTOR|MERITOR INC|IMPC|Imperial Capital, LLC|400
MTOR|MERITOR INC|INCA|INSTINET, LLC|85063
MTOR|MERITOR INC|ITGI|ITG Inc.|38445
MTOR|MERITOR INC|ITGP|ITG INC.|168400
MTOR|MERITOR INC|JANY|Janney Montgomery Scott Inc.|458
MTOR|MERITOR INC|JEFF|JEFFERIES LLC|68653
MTOR|MERITOR INC|JMPT|JUMP TRADING, LLC|21338
MTOR|MERITOR INC|JPBX|J.P. MORGAN SECURITIES LLC|34452
MTOR|MERITOR INC|JPMX|J.P. Morgan Securities LLC|219570
MTOR|MERITOR INC|JSJX|JANE STREET CAPITAL LLC|3895
MTOR|MERITOR INC|KCGM|VIRTU Americas LLC|21860
MTOR|MERITOR INC|KEYB|KEYBANC CAPITAL MARKETS INC.|23
MTOR|MERITOR INC|LEHM|Barclays Capital Inc./Le|352313
MTOR|MERITOR INC|LIME|Lime Brokerage LLC|10068
MTOR|MERITOR INC|LOOP|Loop Capital Markets LLC|533
MTOR|MERITOR INC|LSCI|Lek Securities Corporation|64
MTOR|MERITOR INC|MACQ|Macquarie Capital (USA) Inc.|14572
MTOR|MERITOR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|88241
MTOR|MERITOR INC|MOTF|MOTIF INVESTING, INC.|2
MTOR|MERITOR INC|MSCO|MORGAN STANLEY & CO. LLC|523592
MTOR|MERITOR INC|MSPL|MORGAN STANLEY & CO. LLC|204600
MTOR|MERITOR INC|MSTX|MORGAN STANLEY & CO. LLC|65900
MTOR|MERITOR INC|NFSC|National Financial Services LLC|81832
MTOR|MERITOR INC|NITE|VIRTU Americas LLC|171465
MTOR|MERITOR INC|NITP|VIRTU Americas LLC|520
MTOR|MERITOR INC|NQRB|Brut, LLC|4839
MTOR|MERITOR INC|NTRC|Northern Trust Securities, Inc.|1247
MTOR|MERITOR INC|OHOS|TWO SIGMA SECURITIES, LLC|16874
MTOR|MERITOR INC|PCPT|PHILLIP CAPITAL INC.|1000
MTOR|MERITOR INC|PDQM|CODA MARKETS, INC.|1730
MTOR|MERITOR INC|PHLY|NASDAQ Execution Services, LLC|1800
MTOR|MERITOR INC|PWJC|UBS Financial Services, Inc.|1447
MTOR|MERITOR INC|QMSR|QUATTRO M SECURITIES INC.|601
MTOR|MERITOR INC|RBCM|RBC CAPITAL MARKETS, LLC|292
MTOR|MERITOR INC|SAGL|SAGETRADER, LLC|100
MTOR|MERITOR INC|SBSH|Citigroup Global Markets Inc.|131973
MTOR|MERITOR INC|SCMC|Scotia Capital Markets (USA) Inc.|160000
MTOR|MERITOR INC|SGMT|GOLDMAN SACHS & CO. LLC|44904
MTOR|MERITOR INC|SPDR|SPEEDROUTE LLC|3450
MTOR|MERITOR INC|SPHN|Stephens Inc.|3000
MTOR|MERITOR INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|4300
MTOR|MERITOR INC|STFL|Stifel, Nicolaus & Company, Incorporated|14342
MTOR|MERITOR INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5483
MTOR|MERITOR INC|SWIM|TD Ameritrade, Inc.|14398
MTOR|MERITOR INC|SWST|Hilltop Securities Inc.|3578
MTOR|MERITOR INC|TKNG|ALLY INVEST SECURITIES LLC|265
MTOR|MERITOR INC|TRBT|Tradebot Systems, Inc.|92376
MTOR|MERITOR INC|TRCM|TRC MARKETS LLC|45124
MTOR|MERITOR INC|UBSA|UBS SECURITIES LLC|175792
MTOR|MERITOR INC|UBSS|UBS Securities LLC|219596
MTOR|MERITOR INC|VALX|VIRTU AMERICAS LLC|9297
MTOR|MERITOR INC|VGRD|Vanguard Marketing Corporation|7458
MTOR|MERITOR INC|WABR|Wall Street Access|400
MTOR|MERITOR INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1544
MTOR|MERITOR INC|WCHV|WELLS FARGO SECURITIES, LLC|15164
MTOR|MERITOR INC|WEDB|WEDBUSH SECURITIES INC.|928
MTOR|MERITOR INC|WEED|Weeden & Co.L.P.|15029
MTOR|MERITOR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7521
MTOR|MERITOR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5457
MTOR|MERITOR INC|WGIF|CIBC World Markets Inc.|100
MTOR|MERITOR INC|WSEA|WOLVERINE SECURITIES, LLC|321
MTOR|MERITOR INC|XIST|INSTINET, LLC|51150
MTOR|MERITOR INC|XPQR|Jump Trading|100
MTOR|MERITOR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13998
MTOR|MERITOR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6334
MTP|MIDATECH PHARMA ADS|APCC|Apex Clearing Corporation|43683
MTP|MIDATECH PHARMA ADS|BIMI|Banca IMI Securities Corp.|10602
MTP|MIDATECH PHARMA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
MTP|MIDATECH PHARMA ADS|CICF|Canaccord Genuity Corp.|17218
MTP|MIDATECH PHARMA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3099
MTP|MIDATECH PHARMA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3497
MTP|MIDATECH PHARMA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
MTP|MIDATECH PHARMA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
MTP|MIDATECH PHARMA ADS|DBAB|Deutsche Bank Securities Inc.|10400
MTP|MIDATECH PHARMA ADS|DBAX|Deutsche Bank Securities Inc.|5000
MTP|MIDATECH PHARMA ADS|EBXL|EBX LLC|400
MTP|MIDATECH PHARMA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
MTP|MIDATECH PHARMA ADS|EDJO|Edward D. Jones & Co., L.P.|756
MTP|MIDATECH PHARMA ADS|EGAM|CBOE TRADING, INC.|553
MTP|MIDATECH PHARMA ADS|EGXW|CBOE TRADING, INC.|5500
MTP|MIDATECH PHARMA ADS|ETRS|E*Trade Securities LLC|47695
MTP|MIDATECH PHARMA ADS|FBCO|Credit Suisse Securities (USA) LLC|14843
MTP|MIDATECH PHARMA ADS|FILL|Tradestation Securities, Inc.|25355
MTP|MIDATECH PHARMA ADS|FOMA|TD AMERITRADE CLEARING, INC.|163170
MTP|MIDATECH PHARMA ADS|GSCO|GOLDMAN SACHS & CO. LLC|1900
MTP|MIDATECH PHARMA ADS|GSCS|GOLDMAN SACHS & CO. LLC|300
MTP|MIDATECH PHARMA ADS|GSLT|GOLDMAN SACHS & CO. LLC|2827
MTP|MIDATECH PHARMA ADS|HRBF|American Enterprise Investment Services Inc.|1950
MTP|MIDATECH PHARMA ADS|IATS|INTERACTIVE BROKERS LLC|953
MTP|MIDATECH PHARMA ADS|IBKR|Interactive Brokers Llc|68571
MTP|MIDATECH PHARMA ADS|INCA|INSTINET, LLC|10106
MTP|MIDATECH PHARMA ADS|INJX|INSTINET, LLC|6504
MTP|MIDATECH PHARMA ADS|LEHM|Barclays Capital Inc./Le|30925
MTP|MIDATECH PHARMA ADS|LIME|Lime Brokerage LLC|10422
MTP|MIDATECH PHARMA ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4200
MTP|MIDATECH PHARMA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MTP|MIDATECH PHARMA ADS|MSCO|MORGAN STANLEY & CO. LLC|52888
MTP|MIDATECH PHARMA ADS|NFSC|National Financial Services LLC|60840
MTP|MIDATECH PHARMA ADS|NITE|VIRTU Americas LLC|188437
MTP|MIDATECH PHARMA ADS|NQRB|Brut, LLC|2340
MTP|MIDATECH PHARMA ADS|PCPT|PHILLIP CAPITAL INC.|4000
MTP|MIDATECH PHARMA ADS|PDQM|CODA MARKETS, INC.|2500
MTP|MIDATECH PHARMA ADS|SAGL|SAGETRADER, LLC|3000
MTP|MIDATECH PHARMA ADS|SBSH|Citigroup Global Markets Inc.|2301
MTP|MIDATECH PHARMA ADS|SGMT|GOLDMAN SACHS & CO. LLC|400
MTP|MIDATECH PHARMA ADS|SPDR|SPEEDROUTE LLC|10743
MTP|MIDATECH PHARMA ADS|SWIM|TD Ameritrade, Inc.|57713
MTP|MIDATECH PHARMA ADS|TKNG|ALLY INVEST SECURITIES LLC|3625
MTP|MIDATECH PHARMA ADS|UBSA|UBS SECURITIES LLC|7987
MTP|MIDATECH PHARMA ADS|UBSS|UBS Securities LLC|3872
MTP|MIDATECH PHARMA ADS|VGRD|Vanguard Marketing Corporation|207
MTP|MIDATECH PHARMA ADS|WSEA|WOLVERINE SECURITIES, LLC|11677
MTP|MIDATECH PHARMA ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13447
MTR|MESA ROYALTY TR|APCC|Apex Clearing Corporation|51
MTR|MESA ROYALTY TR|BARD|Robert W. Baird & Co. Incorporated|100
MTR|MESA ROYALTY TR|CHAS|Charles Schwab & Co., Inc.|4
MTR|MESA ROYALTY TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
MTR|MESA ROYALTY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|431
MTR|MESA ROYALTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1
MTR|MESA ROYALTY TR|DBAX|Deutsche Bank Securities Inc.|700
MTR|MESA ROYALTY TR|DEAN|MORGAN STANLEY|3000
MTR|MESA ROYALTY TR|EBXL|EBX LLC|200
MTR|MESA ROYALTY TR|ETRS|E*Trade Securities LLC|1570
MTR|MESA ROYALTY TR|FTBR|Foliofn Investments, Inc.|9
MTR|MESA ROYALTY TR|GLIS|TD Securities Inc|1
MTR|MESA ROYALTY TR|IATS|INTERACTIVE BROKERS LLC|122
MTR|MESA ROYALTY TR|IBKR|Interactive Brokers Llc|300
MTR|MESA ROYALTY TR|INCA|INSTINET, LLC|104
MTR|MESA ROYALTY TR|JANY|Janney Montgomery Scott Inc.|686
MTR|MESA ROYALTY TR|JPMX|J.P. Morgan Securities LLC|200
MTR|MESA ROYALTY TR|LIME|Lime Brokerage LLC|1013
MTR|MESA ROYALTY TR|MSCO|MORGAN STANLEY & CO. LLC|930
MTR|MESA ROYALTY TR|NFSC|National Financial Services LLC|8139
MTR|MESA ROYALTY TR|NITE|VIRTU Americas LLC|12945
MTR|MESA ROYALTY TR|SPDR|SPEEDROUTE LLC|342
MTR|MESA ROYALTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|200
MTR|MESA ROYALTY TR|SWIM|TD Ameritrade, Inc.|2906
MTR|MESA ROYALTY TR|TRBT|Tradebot Systems, Inc.|480
MTR|MESA ROYALTY TR|UBSA|UBS SECURITIES LLC|1000
MTR|MESA ROYALTY TR|UBSS|UBS Securities LLC|2670
MTR|MESA ROYALTY TR|VGRD|Vanguard Marketing Corporation|2534
MTR|MESA ROYALTY TR|WCHV|WELLS FARGO SECURITIES, LLC|6636
MTR|MESA ROYALTY TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101
MTR|MESA ROYALTY TR|WSEA|WOLVERINE SECURITIES, LLC|2
MTRN|MATERION CORP|ALTX|Alternet Securities Inc.|430
MTRN|MATERION CORP|ANOS|ABEL/NOSER, L.L.C.|300
MTRN|MATERION CORP|APCC|Apex Clearing Corporation|51
MTRN|MATERION CORP|BATM|CBOE TRADING, INC.|721
MTRN|MATERION CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51
MTRN|MATERION CORP|BNPX|BNP PARIBAS SECURITIES CORP.|7181
MTRN|MATERION CORP|BRVL|BLAYLOCK VAN, LLC|300
MTRN|MATERION CORP|BTIG|BTIG, LLC|20
MTRN|MATERION CORP|BYXM|CBOE TRADING, INC.|10
MTRN|MATERION CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
MTRN|MATERION CORP|CANT|Cantor Fitzgerald & Co.|20
MTRN|MATERION CORP|CHAS|Charles Schwab & Co., Inc.|106
MTRN|MATERION CORP|CIST|Capital Institutional Services, Inc.|4
MTRN|MATERION CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2715
MTRN|MATERION CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8
MTRN|MATERION CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18251
MTRN|MATERION CORP|CSIN|Citadel Securities Institutional LLC|1341
MTRN|MATERION CORP|CTDL|Citadel Derivatives Group Llc|4030
MTRN|MATERION CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5988
MTRN|MATERION CORP|DADA|D.A. Davidson & Co.|300
MTRN|MATERION CORP|DBAB|Deutsche Bank Securities Inc.|13800
MTRN|MATERION CORP|DBAX|Deutsche Bank Securities Inc.|11200
MTRN|MATERION CORP|DBUL|Deutsche Bank Securities Inc.|100
MTRN|MATERION CORP|DEAN|MORGAN STANLEY|437
MTRN|MATERION CORP|DEGS|RONIN PROFESSIONAL LLC|460
MTRN|MATERION CORP|EBXL|EBX LLC|6400
MTRN|MATERION CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6348
MTRN|MATERION CORP|EDJO|Edward D. Jones & Co., L.P.|102
MTRN|MATERION CORP|EGAM|CBOE TRADING, INC.|1403
MTRN|MATERION CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
MTRN|MATERION CORP|EGXM|CBOE TRADING, INC.|200
MTRN|MATERION CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
MTRN|MATERION CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|318
MTRN|MATERION CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4769
MTRN|MATERION CORP|ETRS|E*Trade Securities LLC|648
MTRN|MATERION CORP|FILL|Tradestation Securities, Inc.|18
MTRN|MATERION CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1160
MTRN|MATERION CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16562
MTRN|MATERION CORP|FTBR|Foliofn Investments, Inc.|465
MTRN|MATERION CORP|GLPX|ACS EXECUTION SERVICES, LLC|910
MTRN|MATERION CORP|GSCO|GOLDMAN SACHS & CO. LLC|29013
MTRN|MATERION CORP|GSCS|GOLDMAN SACHS & CO. LLC|1621
MTRN|MATERION CORP|GSLT|GOLDMAN SACHS & CO. LLC|410
MTRN|MATERION CORP|GTSZ|GTS SECURITIES LLC|3339
MTRN|MATERION CORP|HRBF|American Enterprise Investment Services Inc.|506
MTRN|MATERION CORP|IATS|INTERACTIVE BROKERS LLC|4600
MTRN|MATERION CORP|IBKR|Interactive Brokers Llc|12997
MTRN|MATERION CORP|ICBX|INSTINET, LLC|700
MTRN|MATERION CORP|IEQY|CITADEL SECURITIES LLC|7334
MTRN|MATERION CORP|INCA|INSTINET, LLC|9680
MTRN|MATERION CORP|INJX|INSTINET, LLC|259
MTRN|MATERION CORP|ITGI|ITG Inc.|2942
MTRN|MATERION CORP|ITGP|ITG INC.|5600
MTRN|MATERION CORP|JEFF|JEFFERIES LLC|237
MTRN|MATERION CORP|JPBX|J.P. MORGAN SECURITIES LLC|800
MTRN|MATERION CORP|JPMX|J.P. Morgan Securities LLC|32412
MTRN|MATERION CORP|JSJX|JANE STREET CAPITAL LLC|2036
MTRN|MATERION CORP|KCGM|VIRTU Americas LLC|1090
MTRN|MATERION CORP|LEHM|Barclays Capital Inc./Le|36383
MTRN|MATERION CORP|LIME|Lime Brokerage LLC|5081
MTRN|MATERION CORP|LSCI|Lek Securities Corporation|1
MTRN|MATERION CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8874
MTRN|MATERION CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|645
MTRN|MATERION CORP|MSCO|MORGAN STANLEY & CO. LLC|70720
MTRN|MATERION CORP|MSPL|MORGAN STANLEY & CO. LLC|22700
MTRN|MATERION CORP|MSTX|MORGAN STANLEY & CO. LLC|800
MTRN|MATERION CORP|MTON|MILLINGTON SECURITIES, INC.|18347
MTRN|MATERION CORP|NFSC|National Financial Services LLC|21509
MTRN|MATERION CORP|NITE|VIRTU Americas LLC|39662
MTRN|MATERION CORP|NTRC|Northern Trust Securities, Inc.|733
MTRN|MATERION CORP|OPCO|Oppenheimer & Co. Inc.|12
MTRN|MATERION CORP|PDQM|CODA MARKETS, INC.|1603
MTRN|MATERION CORP|RBCM|RBC CAPITAL MARKETS, LLC|559
MTRN|MATERION CORP|SAGW|SAGETRADER, LLC|100
MTRN|MATERION CORP|SBSH|Citigroup Global Markets Inc.|16247
MTRN|MATERION CORP|SGMT|GOLDMAN SACHS & CO. LLC|4427
MTRN|MATERION CORP|SPDR|SPEEDROUTE LLC|608
MTRN|MATERION CORP|SPTD|MINT GLOBAL MARKETS, INC.|1410
MTRN|MATERION CORP|STFL|Stifel, Nicolaus & Company, Incorporated|346
MTRN|MATERION CORP|SWIM|TD Ameritrade, Inc.|1739
MTRN|MATERION CORP|TRBT|Tradebot Systems, Inc.|620
MTRN|MATERION CORP|TRCM|TRC MARKETS LLC|5782
MTRN|MATERION CORP|UBSA|UBS SECURITIES LLC|43251
MTRN|MATERION CORP|UBSS|UBS Securities LLC|82719
MTRN|MATERION CORP|VALX|VIRTU AMERICAS LLC|3459
MTRN|MATERION CORP|VGRD|Vanguard Marketing Corporation|505
MTRN|MATERION CORP|WABR|Wall Street Access|21392
MTRN|MATERION CORP|WCHV|WELLS FARGO SECURITIES, LLC|2393
MTRN|MATERION CORP|WEED|Weeden & Co.L.P.|910
MTRN|MATERION CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|120
MTRN|MATERION CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|184
MTRN|MATERION CORP|WGIF|CIBC World Markets Inc.|18
MTRN|MATERION CORP|WSEA|WOLVERINE SECURITIES, LLC|45
MTRN|MATERION CORP|XIST|INSTINET, LLC|5800
MTRN|MATERION CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
MTRN|MATERION CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MTRN|MATERION CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|45
MTRX|MATRIX SERVICE CO ##|ANOS|ABEL/NOSER, L.L.C.|100
MTRX|MATRIX SERVICE CO ##|APCC|Apex Clearing Corporation|7
MTRX|MATRIX SERVICE CO ##|BAYT|BTIG, LLC|200
MTRX|MATRIX SERVICE CO ##|BERN|Sanford C. Bernstein & Co., LLC|36553
MTRX|MATRIX SERVICE CO ##|BLKX|INSTINET, LLC|24304
MTRX|MATRIX SERVICE CO ##|BMOC|BMO Capital Markets Corp.|4209
MTRX|MATRIX SERVICE CO ##|BNPX|BNP PARIBAS SECURITIES CORP.|5956
MTRX|MATRIX SERVICE CO ##|BTIG|BTIG, LLC|52024
MTRX|MATRIX SERVICE CO ##|BZYD|GOLDMAN SACHS & CO. LLC|2607
MTRX|MATRIX SERVICE CO ##|CANT|Cantor Fitzgerald & Co.|100
MTRX|MATRIX SERVICE CO ##|CIST|Capital Institutional Services, Inc.|4740
MTRX|MATRIX SERVICE CO ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21056
MTRX|MATRIX SERVICE CO ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MTRX|MATRIX SERVICE CO ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44274
MTRX|MATRIX SERVICE CO ##|CSIN|Citadel Securities Institutional LLC|1483
MTRX|MATRIX SERVICE CO ##|CTDL|Citadel Derivatives Group Llc|1999
MTRX|MATRIX SERVICE CO ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|21418
MTRX|MATRIX SERVICE CO ##|DBAB|Deutsche Bank Securities Inc.|188467
MTRX|MATRIX SERVICE CO ##|DBAX|Deutsche Bank Securities Inc.|19200
MTRX|MATRIX SERVICE CO ##|DBUL|Deutsche Bank Securities Inc.|646
MTRX|MATRIX SERVICE CO ##|DEAN|MORGAN STANLEY|1193
MTRX|MATRIX SERVICE CO ##|DEGS|RONIN PROFESSIONAL LLC|1946
MTRX|MATRIX SERVICE CO ##|EBXL|EBX LLC|28900
MTRX|MATRIX SERVICE CO ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1300
MTRX|MATRIX SERVICE CO ##|EDJO|Edward D. Jones & Co., L.P.|300
MTRX|MATRIX SERVICE CO ##|EGAM|CBOE TRADING, INC.|1662
MTRX|MATRIX SERVICE CO ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
MTRX|MATRIX SERVICE CO ##|EGXM|CBOE TRADING, INC.|116
MTRX|MATRIX SERVICE CO ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
MTRX|MATRIX SERVICE CO ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20565
MTRX|MATRIX SERVICE CO ##|ETRS|E*Trade Securities LLC|10187
MTRX|MATRIX SERVICE CO ##|FBCO|Credit Suisse Securities (USA) LLC|156949
MTRX|MATRIX SERVICE CO ##|FILL|Tradestation Securities, Inc.|629
MTRX|MATRIX SERVICE CO ##|FOMA|TD AMERITRADE CLEARING, INC.|12101
MTRX|MATRIX SERVICE CO ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
MTRX|MATRIX SERVICE CO ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8239
MTRX|MATRIX SERVICE CO ##|FTBR|Foliofn Investments, Inc.|396
MTRX|MATRIX SERVICE CO ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7202
MTRX|MATRIX SERVICE CO ##|GSCO|GOLDMAN SACHS & CO. LLC|236978
MTRX|MATRIX SERVICE CO ##|GSCS|GOLDMAN SACHS & CO. LLC|3083
MTRX|MATRIX SERVICE CO ##|GSLT|GOLDMAN SACHS & CO. LLC|822
MTRX|MATRIX SERVICE CO ##|GTSZ|GTS SECURITIES LLC|4889
MTRX|MATRIX SERVICE CO ##|HRBF|American Enterprise Investment Services Inc.|696
MTRX|MATRIX SERVICE CO ##|IBKR|Interactive Brokers Llc|18397
MTRX|MATRIX SERVICE CO ##|ICBX|INSTINET, LLC|10200
MTRX|MATRIX SERVICE CO ##|IEQY|CITADEL SECURITIES LLC|9020
MTRX|MATRIX SERVICE CO ##|INCA|INSTINET, LLC|71272
MTRX|MATRIX SERVICE CO ##|INJX|INSTINET, LLC|1410
MTRX|MATRIX SERVICE CO ##|ITGI|ITG Inc.|37868
MTRX|MATRIX SERVICE CO ##|ITGP|ITG INC.|166200
MTRX|MATRIX SERVICE CO ##|JEFF|JEFFERIES LLC|5241
MTRX|MATRIX SERVICE CO ##|JMPT|JUMP TRADING, LLC|3829
MTRX|MATRIX SERVICE CO ##|JPBX|J.P. MORGAN SECURITIES LLC|400
MTRX|MATRIX SERVICE CO ##|JPMX|J.P. Morgan Securities LLC|50025
MTRX|MATRIX SERVICE CO ##|KCGM|VIRTU Americas LLC|34636
MTRX|MATRIX SERVICE CO ##|LEHM|Barclays Capital Inc./Le|148033
MTRX|MATRIX SERVICE CO ##|LIME|Lime Brokerage LLC|108263
MTRX|MATRIX SERVICE CO ##|LOOP|Loop Capital Markets LLC|1197
MTRX|MATRIX SERVICE CO ##|LQNA|LIQUIDNET, INC.|58500
MTRX|MATRIX SERVICE CO ##|MAXM|Maxim Group LLC|1753
MTRX|MATRIX SERVICE CO ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29874
MTRX|MATRIX SERVICE CO ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1160
MTRX|MATRIX SERVICE CO ##|MSCO|MORGAN STANLEY & CO. LLC|458727
MTRX|MATRIX SERVICE CO ##|MSPL|MORGAN STANLEY & CO. LLC|38800
MTRX|MATRIX SERVICE CO ##|MSTX|MORGAN STANLEY & CO. LLC|16600
MTRX|MATRIX SERVICE CO ##|NFSC|National Financial Services LLC|75917
MTRX|MATRIX SERVICE CO ##|NITE|VIRTU Americas LLC|41950
MTRX|MATRIX SERVICE CO ##|NITP|VIRTU Americas LLC|500
MTRX|MATRIX SERVICE CO ##|NQRB|Brut, LLC|797
MTRX|MATRIX SERVICE CO ##|PDQM|CODA MARKETS, INC.|9476
MTRX|MATRIX SERVICE CO ##|PNSR|Penserra Securities, LLC|1542
MTRX|MATRIX SERVICE CO ##|PWJC|UBS Financial Services, Inc.|580
MTRX|MATRIX SERVICE CO ##|RAJA|Raymond James & Associates, Inc.|40
MTRX|MATRIX SERVICE CO ##|SAGW|SAGETRADER, LLC|432
MTRX|MATRIX SERVICE CO ##|SALI|INTL FCSTONE FINANCIAL INC.|1000
MTRX|MATRIX SERVICE CO ##|SBSH|Citigroup Global Markets Inc.|91378
MTRX|MATRIX SERVICE CO ##|SGMT|GOLDMAN SACHS & CO. LLC|30288
MTRX|MATRIX SERVICE CO ##|SPDR|SPEEDROUTE LLC|1800
MTRX|MATRIX SERVICE CO ##|SPHN|Stephens Inc.|20394
MTRX|MATRIX SERVICE CO ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|98000
MTRX|MATRIX SERVICE CO ##|STFL|Stifel, Nicolaus & Company, Incorporated|500
MTRX|MATRIX SERVICE CO ##|SWIM|TD Ameritrade, Inc.|5441
MTRX|MATRIX SERVICE CO ##|TKNG|ALLY INVEST SECURITIES LLC|100
MTRX|MATRIX SERVICE CO ##|TRBT|Tradebot Systems, Inc.|9602
MTRX|MATRIX SERVICE CO ##|TRCM|TRC MARKETS LLC|34109
MTRX|MATRIX SERVICE CO ##|UBSA|UBS SECURITIES LLC|164089
MTRX|MATRIX SERVICE CO ##|UBSS|UBS Securities LLC|206027
MTRX|MATRIX SERVICE CO ##|VALX|VIRTU AMERICAS LLC|10084
MTRX|MATRIX SERVICE CO ##|VGRD|Vanguard Marketing Corporation|1247
MTRX|MATRIX SERVICE CO ##|WBPX|SUMMIT SECURITIES GROUP, LLC|600
MTRX|MATRIX SERVICE CO ##|WCHV|WELLS FARGO SECURITIES, LLC|10597
MTRX|MATRIX SERVICE CO ##|WEDB|WEDBUSH SECURITIES INC.|3500
MTRX|MATRIX SERVICE CO ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1090
MTRX|MATRIX SERVICE CO ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|276
MTRX|MATRIX SERVICE CO ##|WSAG|WALL STREET ACCESS|100
MTRX|MATRIX SERVICE CO ##|WSEA|WOLVERINE SECURITIES, LLC|22
MTRX|MATRIX SERVICE CO ##|XIST|INSTINET, LLC|1280
MTRX|MATRIX SERVICE CO ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|25400
MTSC|M T S SYSTEMS CP  ##|APCC|Apex Clearing Corporation|9
MTSC|M T S SYSTEMS CP  ##|BARD|Robert W. Baird & Co. Incorporated|61
MTSC|M T S SYSTEMS CP  ##|BAYT|BTIG, LLC|1400
MTSC|M T S SYSTEMS CP  ##|BERN|Sanford C. Bernstein & Co., LLC|1236
MTSC|M T S SYSTEMS CP  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|202
MTSC|M T S SYSTEMS CP  ##|BMOC|BMO Capital Markets Corp.|2855
MTSC|M T S SYSTEMS CP  ##|BNPX|BNP PARIBAS SECURITIES CORP.|3908
MTSC|M T S SYSTEMS CP  ##|BTIG|BTIG, LLC|3078
MTSC|M T S SYSTEMS CP  ##|BZYD|GOLDMAN SACHS & CO. LLC|908
MTSC|M T S SYSTEMS CP  ##|CANT|Cantor Fitzgerald & Co.|150
MTSC|M T S SYSTEMS CP  ##|CHAS|Charles Schwab & Co., Inc.|2
MTSC|M T S SYSTEMS CP  ##|CIST|Capital Institutional Services, Inc.|1450
MTSC|M T S SYSTEMS CP  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10801
MTSC|M T S SYSTEMS CP  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|192
MTSC|M T S SYSTEMS CP  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8
MTSC|M T S SYSTEMS CP  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7821
MTSC|M T S SYSTEMS CP  ##|CTDL|Citadel Derivatives Group Llc|3214
MTSC|M T S SYSTEMS CP  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4396
MTSC|M T S SYSTEMS CP  ##|DBAB|Deutsche Bank Securities Inc.|62138
MTSC|M T S SYSTEMS CP  ##|DBAX|Deutsche Bank Securities Inc.|5900
MTSC|M T S SYSTEMS CP  ##|DBUL|Deutsche Bank Securities Inc.|493
MTSC|M T S SYSTEMS CP  ##|DEAN|MORGAN STANLEY|881
MTSC|M T S SYSTEMS CP  ##|DEGS|RONIN PROFESSIONAL LLC|1700
MTSC|M T S SYSTEMS CP  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1736
MTSC|M T S SYSTEMS CP  ##|EBXL|EBX LLC|8100
MTSC|M T S SYSTEMS CP  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
MTSC|M T S SYSTEMS CP  ##|EDJO|Edward D. Jones & Co., L.P.|46
MTSC|M T S SYSTEMS CP  ##|EGAM|CBOE TRADING, INC.|1821
MTSC|M T S SYSTEMS CP  ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
MTSC|M T S SYSTEMS CP  ##|EGXM|CBOE TRADING, INC.|5
MTSC|M T S SYSTEMS CP  ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|332
MTSC|M T S SYSTEMS CP  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2872
MTSC|M T S SYSTEMS CP  ##|ETRS|E*Trade Securities LLC|4088
MTSC|M T S SYSTEMS CP  ##|FBCO|Credit Suisse Securities (USA) LLC|102521
MTSC|M T S SYSTEMS CP  ##|FBSB|U.S. Bancorp Investments, Inc.|40
MTSC|M T S SYSTEMS CP  ##|FINX|FINTECH SECURITIES|500
MTSC|M T S SYSTEMS CP  ##|FMAF|NBCN Inc./ CDS|100
MTSC|M T S SYSTEMS CP  ##|FOMA|TD AMERITRADE CLEARING, INC.|3116
MTSC|M T S SYSTEMS CP  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5019
MTSC|M T S SYSTEMS CP  ##|FTBR|Foliofn Investments, Inc.|266
MTSC|M T S SYSTEMS CP  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|4809
MTSC|M T S SYSTEMS CP  ##|GSCO|GOLDMAN SACHS & CO. LLC|67529
MTSC|M T S SYSTEMS CP  ##|GSCS|GOLDMAN SACHS & CO. LLC|3877
MTSC|M T S SYSTEMS CP  ##|GSLT|GOLDMAN SACHS & CO. LLC|567
MTSC|M T S SYSTEMS CP  ##|GTSZ|GTS SECURITIES LLC|832
MTSC|M T S SYSTEMS CP  ##|HRBF|American Enterprise Investment Services Inc.|243
MTSC|M T S SYSTEMS CP  ##|IBKR|Interactive Brokers Llc|1333
MTSC|M T S SYSTEMS CP  ##|ICBX|INSTINET, LLC|1500
MTSC|M T S SYSTEMS CP  ##|IEQY|CITADEL SECURITIES LLC|6809
MTSC|M T S SYSTEMS CP  ##|INCA|INSTINET, LLC|60782
MTSC|M T S SYSTEMS CP  ##|INJX|INSTINET, LLC|10999
MTSC|M T S SYSTEMS CP  ##|ITGI|ITG Inc.|577
MTSC|M T S SYSTEMS CP  ##|ITGP|ITG INC.|2600
MTSC|M T S SYSTEMS CP  ##|JEFF|JEFFERIES LLC|26623
MTSC|M T S SYSTEMS CP  ##|JMPT|JUMP TRADING, LLC|1310
MTSC|M T S SYSTEMS CP  ##|JPBX|J.P. MORGAN SECURITIES LLC|2237
MTSC|M T S SYSTEMS CP  ##|JPMX|J.P. Morgan Securities LLC|36353
MTSC|M T S SYSTEMS CP  ##|KCGM|VIRTU Americas LLC|7000
MTSC|M T S SYSTEMS CP  ##|LEHM|Barclays Capital Inc./Le|77075
MTSC|M T S SYSTEMS CP  ##|LIME|Lime Brokerage LLC|63703
MTSC|M T S SYSTEMS CP  ##|LMGP|LIME BROKERAGE LLC|1736
MTSC|M T S SYSTEMS CP  ##|LQNA|LIQUIDNET, INC.|30400
MTSC|M T S SYSTEMS CP  ##|MAXM|Maxim Group LLC|1000
MTSC|M T S SYSTEMS CP  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4500
MTSC|M T S SYSTEMS CP  ##|MSCO|MORGAN STANLEY & CO. LLC|179648
MTSC|M T S SYSTEMS CP  ##|MSPL|MORGAN STANLEY & CO. LLC|9900
MTSC|M T S SYSTEMS CP  ##|MSTX|MORGAN STANLEY & CO. LLC|800
MTSC|M T S SYSTEMS CP  ##|MUFG|MUFG SECURITIES AMERICAS INC.|96160
MTSC|M T S SYSTEMS CP  ##|NFSC|National Financial Services LLC|2959
MTSC|M T S SYSTEMS CP  ##|NITE|VIRTU Americas LLC|10871
MTSC|M T S SYSTEMS CP  ##|NQRB|Brut, LLC|750
MTSC|M T S SYSTEMS CP  ##|NTRC|Northern Trust Securities, Inc.|787
MTSC|M T S SYSTEMS CP  ##|OPCO|Oppenheimer & Co. Inc.|384
MTSC|M T S SYSTEMS CP  ##|PDQM|CODA MARKETS, INC.|2607
MTSC|M T S SYSTEMS CP  ##|RBCM|RBC CAPITAL MARKETS, LLC|51
MTSC|M T S SYSTEMS CP  ##|RILY|B. RILEY FBR, INC.|4640
MTSC|M T S SYSTEMS CP  ##|SBSH|Citigroup Global Markets Inc.|25844
MTSC|M T S SYSTEMS CP  ##|SGMT|GOLDMAN SACHS & CO. LLC|3808
MTSC|M T S SYSTEMS CP  ##|SPDR|SPEEDROUTE LLC|400
MTSC|M T S SYSTEMS CP  ##|STFL|Stifel, Nicolaus & Company, Incorporated|133
MTSC|M T S SYSTEMS CP  ##|SWIM|TD Ameritrade, Inc.|104
MTSC|M T S SYSTEMS CP  ##|TRBT|Tradebot Systems, Inc.|4334
MTSC|M T S SYSTEMS CP  ##|TRCM|TRC MARKETS LLC|28624
MTSC|M T S SYSTEMS CP  ##|UBSA|UBS SECURITIES LLC|22992
MTSC|M T S SYSTEMS CP  ##|UBSS|UBS Securities LLC|81672
MTSC|M T S SYSTEMS CP  ##|VALX|VIRTU AMERICAS LLC|859
MTSC|M T S SYSTEMS CP  ##|VGRD|Vanguard Marketing Corporation|500
MTSC|M T S SYSTEMS CP  ##|WCHV|WELLS FARGO SECURITIES, LLC|18369
MTSC|M T S SYSTEMS CP  ##|WEED|Weeden & Co.L.P.|100
MTSC|M T S SYSTEMS CP  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
MTSC|M T S SYSTEMS CP  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|942
MTSC|M T S SYSTEMS CP  ##|WSEA|WOLVERINE SECURITIES, LLC|757
MTSC|M T S SYSTEMS CP  ##|XIST|INSTINET, LLC|2400
MTSI|MACOM TECHNOLOGY S|ALTX|Alternet Securities Inc.|9546
MTSI|MACOM TECHNOLOGY S|ANDG|Andrew Garrett Inc.|1000
MTSI|MACOM TECHNOLOGY S|ANOS|ABEL/NOSER, L.L.C.|183
MTSI|MACOM TECHNOLOGY S|APCC|Apex Clearing Corporation|521
MTSI|MACOM TECHNOLOGY S|BARD|Robert W. Baird & Co. Incorporated|9
MTSI|MACOM TECHNOLOGY S|BATM|CBOE TRADING, INC.|5509
MTSI|MACOM TECHNOLOGY S|BERN|Sanford C. Bernstein & Co., LLC|50300
MTSI|MACOM TECHNOLOGY S|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3860
MTSI|MACOM TECHNOLOGY S|BMOC|BMO Capital Markets Corp.|406836
MTSI|MACOM TECHNOLOGY S|BNPX|BNP PARIBAS SECURITIES CORP.|8835
MTSI|MACOM TECHNOLOGY S|BTIG|BTIG, LLC|9799
MTSI|MACOM TECHNOLOGY S|BYXM|CBOE TRADING, INC.|1650
MTSI|MACOM TECHNOLOGY S|BZYD|GOLDMAN SACHS & CO. LLC|70
MTSI|MACOM TECHNOLOGY S|CANT|Cantor Fitzgerald & Co.|17269
MTSI|MACOM TECHNOLOGY S|CBLC|CITIGROUP GLOBAL MARKETS INC.|66000
MTSI|MACOM TECHNOLOGY S|CHAS|Charles Schwab & Co., Inc.|4
MTSI|MACOM TECHNOLOGY S|CICF|Canaccord Genuity Corp.|1000
MTSI|MACOM TECHNOLOGY S|CIST|Capital Institutional Services, Inc.|5184
MTSI|MACOM TECHNOLOGY S|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|180378
MTSI|MACOM TECHNOLOGY S|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3957
MTSI|MACOM TECHNOLOGY S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|268481
MTSI|MACOM TECHNOLOGY S|CTDL|Citadel Derivatives Group Llc|16687
MTSI|MACOM TECHNOLOGY S|CTLR|CUTLER GROUP, LP|200
MTSI|MACOM TECHNOLOGY S|CXCX|CITIGROUP GLOBAL MARKETS INC.|56160
MTSI|MACOM TECHNOLOGY S|DADA|D.A. Davidson & Co.|5600
MTSI|MACOM TECHNOLOGY S|DBAB|Deutsche Bank Securities Inc.|802207
MTSI|MACOM TECHNOLOGY S|DBAX|Deutsche Bank Securities Inc.|388100
MTSI|MACOM TECHNOLOGY S|DBUL|Deutsche Bank Securities Inc.|5783
MTSI|MACOM TECHNOLOGY S|DCHF|Dart Executions, LLC|890
MTSI|MACOM TECHNOLOGY S|DEAN|MORGAN STANLEY|2905
MTSI|MACOM TECHNOLOGY S|DEGS|RONIN PROFESSIONAL LLC|15826
MTSI|MACOM TECHNOLOGY S|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47
MTSI|MACOM TECHNOLOGY S|EBXL|EBX LLC|197300
MTSI|MACOM TECHNOLOGY S|ECUT|CONVERGEX EXECUTION SOLUTIONS|25427
MTSI|MACOM TECHNOLOGY S|EDJO|Edward D. Jones & Co., L.P.|6833
MTSI|MACOM TECHNOLOGY S|EGAM|CBOE TRADING, INC.|20081
MTSI|MACOM TECHNOLOGY S|EGMT|EG MARKET TECHNOLOGIES LLC|1500
MTSI|MACOM TECHNOLOGY S|EGXM|CBOE TRADING, INC.|5753
MTSI|MACOM TECHNOLOGY S|EGXW|CBOE TRADING, INC.|99
MTSI|MACOM TECHNOLOGY S|ELEV|ELEVATION, LLC|7053
MTSI|MACOM TECHNOLOGY S|ETBE|Electronic Transaction Clearing, Inc.|14698
MTSI|MACOM TECHNOLOGY S|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4258
MTSI|MACOM TECHNOLOGY S|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27380
MTSI|MACOM TECHNOLOGY S|ETRS|E*Trade Securities LLC|98522
MTSI|MACOM TECHNOLOGY S|FBCO|Credit Suisse Securities (USA) LLC|1395581
MTSI|MACOM TECHNOLOGY S|FILL|Tradestation Securities, Inc.|3536
MTSI|MACOM TECHNOLOGY S|FMAF|NBCN Inc./ CDS|2000
MTSI|MACOM TECHNOLOGY S|FOMA|TD AMERITRADE CLEARING, INC.|259135
MTSI|MACOM TECHNOLOGY S|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|437
MTSI|MACOM TECHNOLOGY S|FQLS|Quantlab Securities LP|358573
MTSI|MACOM TECHNOLOGY S|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|201403
MTSI|MACOM TECHNOLOGY S|FTBR|Foliofn Investments, Inc.|59
MTSI|MACOM TECHNOLOGY S|GEBB|GLOBAL EXECUTION BROKERS, LP|14134
MTSI|MACOM TECHNOLOGY S|GLIS|TD Securities Inc|1000
MTSI|MACOM TECHNOLOGY S|GLPX|ACS EXECUTION SERVICES, LLC|67794
MTSI|MACOM TECHNOLOGY S|GSCO|GOLDMAN SACHS & CO. LLC|1272415
MTSI|MACOM TECHNOLOGY S|GSCS|GOLDMAN SACHS & CO. LLC|33941
MTSI|MACOM TECHNOLOGY S|GSLT|GOLDMAN SACHS & CO. LLC|5306
MTSI|MACOM TECHNOLOGY S|GTSZ|GTS SECURITIES LLC|119098
MTSI|MACOM TECHNOLOGY S|HAPX|HAP Trading, LLC|100
MTSI|MACOM TECHNOLOGY S|HRBF|American Enterprise Investment Services Inc.|609
MTSI|MACOM TECHNOLOGY S|HSBC|HSBC Securities, Inc.|7792
MTSI|MACOM TECHNOLOGY S|IATS|INTERACTIVE BROKERS LLC|20510
MTSI|MACOM TECHNOLOGY S|IBKR|Interactive Brokers Llc|141978
MTSI|MACOM TECHNOLOGY S|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3911
MTSI|MACOM TECHNOLOGY S|ICBX|INSTINET, LLC|23538
MTSI|MACOM TECHNOLOGY S|IEQY|CITADEL SECURITIES LLC|64451
MTSI|MACOM TECHNOLOGY S|INCA|INSTINET, LLC|521817
MTSI|MACOM TECHNOLOGY S|INJX|INSTINET, LLC|51070
MTSI|MACOM TECHNOLOGY S|ITGI|ITG Inc.|24303
MTSI|MACOM TECHNOLOGY S|ITGP|ITG INC.|92000
MTSI|MACOM TECHNOLOGY S|JEFF|JEFFERIES LLC|172052
MTSI|MACOM TECHNOLOGY S|JMPT|JUMP TRADING, LLC|73590
MTSI|MACOM TECHNOLOGY S|JONE|JonesTrading|20000
MTSI|MACOM TECHNOLOGY S|JPBX|J.P. MORGAN SECURITIES LLC|56606
MTSI|MACOM TECHNOLOGY S|JPMX|J.P. Morgan Securities LLC|467483
MTSI|MACOM TECHNOLOGY S|JSCL|JOSEPH STONE CAPITAL L.L.C.|5100
MTSI|MACOM TECHNOLOGY S|JSJX|JANE STREET CAPITAL LLC|6923
MTSI|MACOM TECHNOLOGY S|KCGM|VIRTU Americas LLC|45434
MTSI|MACOM TECHNOLOGY S|LEHM|Barclays Capital Inc./Le|938011
MTSI|MACOM TECHNOLOGY S|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1856
MTSI|MACOM TECHNOLOGY S|LIME|Lime Brokerage LLC|122533
MTSI|MACOM TECHNOLOGY S|LQNA|LIQUIDNET, INC.|17000
MTSI|MACOM TECHNOLOGY S|LSCI|Lek Securities Corporation|104
MTSI|MACOM TECHNOLOGY S|LSCM|LAKE STREET CAPITAL MARKETS, LLC|10000
MTSI|MACOM TECHNOLOGY S|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MTSI|MACOM TECHNOLOGY S|MACQ|Macquarie Capital (USA) Inc.|6790
MTSI|MACOM TECHNOLOGY S|MAXM|Maxim Group LLC|4626
MTSI|MACOM TECHNOLOGY S|MKMP|MKM Partners LLC|1500
MTSI|MACOM TECHNOLOGY S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109372
MTSI|MACOM TECHNOLOGY S|MOTF|MOTIF INVESTING, INC.|38
MTSI|MACOM TECHNOLOGY S|MSCO|MORGAN STANLEY & CO. LLC|1759480
MTSI|MACOM TECHNOLOGY S|MSPL|MORGAN STANLEY & CO. LLC|288600
MTSI|MACOM TECHNOLOGY S|MSTX|MORGAN STANLEY & CO. LLC|93300
MTSI|MACOM TECHNOLOGY S|NEUB|NEUBERGER BERMAN BD LLC|305
MTSI|MACOM TECHNOLOGY S|NFSC|National Financial Services LLC|129828
MTSI|MACOM TECHNOLOGY S|NITE|VIRTU Americas LLC|283221
MTSI|MACOM TECHNOLOGY S|NITP|VIRTU Americas LLC|1300
MTSI|MACOM TECHNOLOGY S|NQRB|Brut, LLC|26795
MTSI|MACOM TECHNOLOGY S|NTRC|Northern Trust Securities, Inc.|38
MTSI|MACOM TECHNOLOGY S|OPCO|Oppenheimer & Co. Inc.|828
MTSI|MACOM TECHNOLOGY S|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4995
MTSI|MACOM TECHNOLOGY S|PDQM|CODA MARKETS, INC.|253866
MTSI|MACOM TECHNOLOGY S|PWJC|UBS Financial Services, Inc.|3198
MTSI|MACOM TECHNOLOGY S|RBCM|RBC CAPITAL MARKETS, LLC|2281
MTSI|MACOM TECHNOLOGY S|RGLD|Regal Securities, Inc|4
MTSI|MACOM TECHNOLOGY S|RHCO|Suntrust Robinson Humphrey, Inc.|27991
MTSI|MACOM TECHNOLOGY S|SAGL|SAGETRADER, LLC|56459
MTSI|MACOM TECHNOLOGY S|SAGW|SAGETRADER, LLC|1065
MTSI|MACOM TECHNOLOGY S|SALI|INTL FCSTONE FINANCIAL INC.|500
MTSI|MACOM TECHNOLOGY S|SBSH|Citigroup Global Markets Inc.|212283
MTSI|MACOM TECHNOLOGY S|SGMT|GOLDMAN SACHS & CO. LLC|86754
MTSI|MACOM TECHNOLOGY S|SPDR|SPEEDROUTE LLC|31548
MTSI|MACOM TECHNOLOGY S|SPHN|Stephens Inc.|100
MTSI|MACOM TECHNOLOGY S|STFL|Stifel, Nicolaus & Company, Incorporated|4813
MTSI|MACOM TECHNOLOGY S|SWIM|TD Ameritrade, Inc.|50002
MTSI|MACOM TECHNOLOGY S|SWST|Hilltop Securities Inc.|186
MTSI|MACOM TECHNOLOGY S|TKNG|ALLY INVEST SECURITIES LLC|3039
MTSI|MACOM TECHNOLOGY S|TMBR|Timber Hill LLC|237
MTSI|MACOM TECHNOLOGY S|TRBT|Tradebot Systems, Inc.|277341
MTSI|MACOM TECHNOLOGY S|TRCM|TRC MARKETS LLC|167302
MTSI|MACOM TECHNOLOGY S|TWTT|TASTYWORKS, INC.|125
MTSI|MACOM TECHNOLOGY S|UBSA|UBS SECURITIES LLC|340630
MTSI|MACOM TECHNOLOGY S|UBSS|UBS Securities LLC|797666
MTSI|MACOM TECHNOLOGY S|VALX|VIRTU AMERICAS LLC|12796
MTSI|MACOM TECHNOLOGY S|VGRD|Vanguard Marketing Corporation|4878
MTSI|MACOM TECHNOLOGY S|WCHV|WELLS FARGO SECURITIES, LLC|39431
MTSI|MACOM TECHNOLOGY S|WDNX|WEEDEN & CO.L.P.|3600
MTSI|MACOM TECHNOLOGY S|WEDB|WEDBUSH SECURITIES INC.|200
MTSI|MACOM TECHNOLOGY S|WEED|Weeden & Co.L.P.|11514
MTSI|MACOM TECHNOLOGY S|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3500
MTSI|MACOM TECHNOLOGY S|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8518
MTSI|MACOM TECHNOLOGY S|WFPB|Wells Fargo Securities, LLC.|600
MTSI|MACOM TECHNOLOGY S|WGIF|CIBC World Markets Inc.|2999
MTSI|MACOM TECHNOLOGY S|WORD|Worden Capital Management LLC|24230
MTSI|MACOM TECHNOLOGY S|WSEA|WOLVERINE SECURITIES, LLC|1960
MTSI|MACOM TECHNOLOGY S|XIST|INSTINET, LLC|150636
MTSI|MACOM TECHNOLOGY S|XSTM|NATIONAL FINANCIAL SERVICES LLC|17168
MTSI|MACOM TECHNOLOGY S|YKNA|COMHAR CAPITAL MARKETS, LLC|9385
MTSI|MACOM TECHNOLOGY S|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1038
MTSL|M E R TLMGT SOL|ALTX|Alternet Securities Inc.|1000
MTSL|M E R TLMGT SOL|APCC|Apex Clearing Corporation|16897
MTSL|M E R TLMGT SOL|BATM|CBOE TRADING, INC.|489
MTSL|M E R TLMGT SOL|BIMI|Banca IMI Securities Corp.|7846
MTSL|M E R TLMGT SOL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1900
MTSL|M E R TLMGT SOL|BYXM|CBOE TRADING, INC.|30
MTSL|M E R TLMGT SOL|CHAS|Charles Schwab & Co., Inc.|7000
MTSL|M E R TLMGT SOL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8682
MTSL|M E R TLMGT SOL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12100
MTSL|M E R TLMGT SOL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
MTSL|M E R TLMGT SOL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4024
MTSL|M E R TLMGT SOL|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
MTSL|M E R TLMGT SOL|DBAB|Deutsche Bank Securities Inc.|900
MTSL|M E R TLMGT SOL|DBAX|Deutsche Bank Securities Inc.|1800
MTSL|M E R TLMGT SOL|DEGS|RONIN PROFESSIONAL LLC|200
MTSL|M E R TLMGT SOL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5000
MTSL|M E R TLMGT SOL|EBXL|EBX LLC|2400
MTSL|M E R TLMGT SOL|EGAM|CBOE TRADING, INC.|200
MTSL|M E R TLMGT SOL|EGXM|CBOE TRADING, INC.|500
MTSL|M E R TLMGT SOL|ETBE|Electronic Transaction Clearing, Inc.|200
MTSL|M E R TLMGT SOL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|88
MTSL|M E R TLMGT SOL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9191
MTSL|M E R TLMGT SOL|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|9620
MTSL|M E R TLMGT SOL|ETRS|E*Trade Securities LLC|125672
MTSL|M E R TLMGT SOL|FBCO|Credit Suisse Securities (USA) LLC|43596
MTSL|M E R TLMGT SOL|FILL|Tradestation Securities, Inc.|2715
MTSL|M E R TLMGT SOL|FMAF|NBCN Inc./ CDS|876
MTSL|M E R TLMGT SOL|FOMA|TD AMERITRADE CLEARING, INC.|260386
MTSL|M E R TLMGT SOL|GEBB|GLOBAL EXECUTION BROKERS, LP|950
MTSL|M E R TLMGT SOL|GLPX|ACS EXECUTION SERVICES, LLC|10938
MTSL|M E R TLMGT SOL|GSCO|GOLDMAN SACHS & CO. LLC|500
MTSL|M E R TLMGT SOL|GSCS|GOLDMAN SACHS & CO. LLC|500
MTSL|M E R TLMGT SOL|GSLT|GOLDMAN SACHS & CO. LLC|7913
MTSL|M E R TLMGT SOL|GTSZ|GTS SECURITIES LLC|1872
MTSL|M E R TLMGT SOL|HSBC|HSBC Securities, Inc.|1800
MTSL|M E R TLMGT SOL|IATS|INTERACTIVE BROKERS LLC|38800
MTSL|M E R TLMGT SOL|IBKR|Interactive Brokers Llc|353209
MTSL|M E R TLMGT SOL|ICBX|INSTINET, LLC|1690
MTSL|M E R TLMGT SOL|INCA|INSTINET, LLC|58321
MTSL|M E R TLMGT SOL|ITGI|ITG Inc.|5240
MTSL|M E R TLMGT SOL|ITGP|ITG INC.|3600
MTSL|M E R TLMGT SOL|JMPT|JUMP TRADING, LLC|10
MTSL|M E R TLMGT SOL|KCGM|VIRTU Americas LLC|524
MTSL|M E R TLMGT SOL|LEHM|Barclays Capital Inc./Le|3600
MTSL|M E R TLMGT SOL|LIME|Lime Brokerage LLC|17947
MTSL|M E R TLMGT SOL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1130
MTSL|M E R TLMGT SOL|MICA|Spartan Securities Group, Ltd.|2000
MTSL|M E R TLMGT SOL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
MTSL|M E R TLMGT SOL|MSCO|MORGAN STANLEY & CO. LLC|151228
MTSL|M E R TLMGT SOL|NFSC|National Financial Services LLC|113530
MTSL|M E R TLMGT SOL|NITE|VIRTU Americas LLC|369210
MTSL|M E R TLMGT SOL|NQRB|Brut, LLC|5900
MTSL|M E R TLMGT SOL|OPCO|Oppenheimer & Co. Inc.|1800
MTSL|M E R TLMGT SOL|PDQM|CODA MARKETS, INC.|15794
MTSL|M E R TLMGT SOL|SAGL|SAGETRADER, LLC|2831
MTSL|M E R TLMGT SOL|SBSH|Citigroup Global Markets Inc.|12304
MTSL|M E R TLMGT SOL|SGMT|GOLDMAN SACHS & CO. LLC|1830
MTSL|M E R TLMGT SOL|SOGO|Wang Investment Associates, Inc.|1500
MTSL|M E R TLMGT SOL|SPDR|SPEEDROUTE LLC|17096
MTSL|M E R TLMGT SOL|SPTD|MINT GLOBAL MARKETS, INC.|3000
MTSL|M E R TLMGT SOL|SWIM|TD Ameritrade, Inc.|93180
MTSL|M E R TLMGT SOL|TKNG|ALLY INVEST SECURITIES LLC|10158
MTSL|M E R TLMGT SOL|TRCM|TRC MARKETS LLC|400
MTSL|M E R TLMGT SOL|UBSA|UBS SECURITIES LLC|9101
MTSL|M E R TLMGT SOL|UBSS|UBS Securities LLC|50033
MTSL|M E R TLMGT SOL|VALX|VIRTU AMERICAS LLC|3558
MTSL|M E R TLMGT SOL|VGRD|Vanguard Marketing Corporation|3893
MTSL|M E R TLMGT SOL|VSIN|Vision Financial Markets Llc|800
MTSL|M E R TLMGT SOL|WCHV|WELLS FARGO SECURITIES, LLC|18300
MTSL|M E R TLMGT SOL|WEDB|WEDBUSH SECURITIES INC.|9800
MTSL|M E R TLMGT SOL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
MTSL|M E R TLMGT SOL|WSEA|WOLVERINE SECURITIES, LLC|8616
MTSL|M E R TLMGT SOL|YKNA|COMHAR CAPITAL MARKETS, LLC|128
MTT|WESTERN ASSET|BARD|Robert W. Baird & Co. Incorporated|1
MTT|WESTERN ASSET|BATM|CBOE TRADING, INC.|118
MTT|WESTERN ASSET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
MTT|WESTERN ASSET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
MTT|WESTERN ASSET|DADA|D.A. Davidson & Co.|1
MTT|WESTERN ASSET|DBAX|Deutsche Bank Securities Inc.|100
MTT|WESTERN ASSET|DEAN|MORGAN STANLEY|1824
MTT|WESTERN ASSET|EBXL|EBX LLC|200
MTT|WESTERN ASSET|ECUT|CONVERGEX EXECUTION SOLUTIONS|1
MTT|WESTERN ASSET|EDJO|Edward D. Jones & Co., L.P.|16387
MTT|WESTERN ASSET|ETRS|E*Trade Securities LLC|507
MTT|WESTERN ASSET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|368
MTT|WESTERN ASSET|GLPX|ACS EXECUTION SERVICES, LLC|200
MTT|WESTERN ASSET|GSCO|GOLDMAN SACHS & CO. LLC|43
MTT|WESTERN ASSET|GTSZ|GTS SECURITIES LLC|300
MTT|WESTERN ASSET|HRBF|American Enterprise Investment Services Inc.|1204
MTT|WESTERN ASSET|IBKR|Interactive Brokers Llc|2178
MTT|WESTERN ASSET|ICBX|INSTINET, LLC|100
MTT|WESTERN ASSET|INCA|INSTINET, LLC|499
MTT|WESTERN ASSET|ITGI|ITG Inc.|530
MTT|WESTERN ASSET|ITGP|ITG INC.|800
MTT|WESTERN ASSET|LEHM|Barclays Capital Inc./Le|400
MTT|WESTERN ASSET|LIME|Lime Brokerage LLC|108
MTT|WESTERN ASSET|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
MTT|WESTERN ASSET|MACC|Mid Atlantic Capital Corporation|170
MTT|WESTERN ASSET|MSCO|MORGAN STANLEY & CO. LLC|24482
MTT|WESTERN ASSET|MSPL|MORGAN STANLEY & CO. LLC|2900
MTT|WESTERN ASSET|NFSC|National Financial Services LLC|8158
MTT|WESTERN ASSET|NITE|VIRTU Americas LLC|34186
MTT|WESTERN ASSET|NQRB|Brut, LLC|800
MTT|WESTERN ASSET|OPCO|Oppenheimer & Co. Inc.|9715
MTT|WESTERN ASSET|PDQM|CODA MARKETS, INC.|470
MTT|WESTERN ASSET|PWJC|UBS Financial Services, Inc.|3076
MTT|WESTERN ASSET|RBCM|RBC CAPITAL MARKETS, LLC|1909
MTT|WESTERN ASSET|STFL|Stifel, Nicolaus & Company, Incorporated|401
MTT|WESTERN ASSET|SWST|Hilltop Securities Inc.|300
MTT|WESTERN ASSET|TRBT|Tradebot Systems, Inc.|204
MTT|WESTERN ASSET|UBSA|UBS SECURITIES LLC|2542
MTT|WESTERN ASSET|UBSS|UBS Securities LLC|5934
MTT|WESTERN ASSET|VALX|VIRTU AMERICAS LLC|212
MTT|WESTERN ASSET|VGRD|Vanguard Marketing Corporation|2835
MTT|WESTERN ASSET|WCHV|WELLS FARGO SECURITIES, LLC|12804
MTT|WESTERN ASSET|WSEA|WOLVERINE SECURITIES, LLC|2
MTT|WESTERN ASSET|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MTT|WESTERN ASSET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4780
MTUM|ISHS MSCI US MTUM|ADAM|CANACCORD GENUITY INC.|449
MTUM|ISHS MSCI US MTUM|ALTX|Alternet Securities Inc.|300
MTUM|ISHS MSCI US MTUM|APCC|Apex Clearing Corporation|5542
MTUM|ISHS MSCI US MTUM|BANK|Primevest Financial Services, Inc.|6953
MTUM|ISHS MSCI US MTUM|BARD|Robert W. Baird & Co. Incorporated|2545
MTUM|ISHS MSCI US MTUM|BATM|CBOE TRADING, INC.|2670
MTUM|ISHS MSCI US MTUM|BAYT|BTIG, LLC|3500
MTUM|ISHS MSCI US MTUM|BBNT|BB&T SECURITIES, LLC|4096
MTUM|ISHS MSCI US MTUM|BERN|Sanford C. Bernstein & Co., LLC|59522
MTUM|ISHS MSCI US MTUM|BKCM|BNY Mellon Capital Markets LLC|687
MTUM|ISHS MSCI US MTUM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14853
MTUM|ISHS MSCI US MTUM|BLTK|Bulltick, Llc|38909
MTUM|ISHS MSCI US MTUM|BTIG|BTIG, LLC|200126
MTUM|ISHS MSCI US MTUM|BYXM|CBOE TRADING, INC.|100
MTUM|ISHS MSCI US MTUM|CANT|Cantor Fitzgerald & Co.|181325
MTUM|ISHS MSCI US MTUM|CHAS|Charles Schwab & Co., Inc.|5550
MTUM|ISHS MSCI US MTUM|CICF|Canaccord Genuity Corp.|1370
MTUM|ISHS MSCI US MTUM|CIST|Capital Institutional Services, Inc.|1643
MTUM|ISHS MSCI US MTUM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32640
MTUM|ISHS MSCI US MTUM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
MTUM|ISHS MSCI US MTUM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|163026
MTUM|ISHS MSCI US MTUM|CSIN|Citadel Securities Institutional LLC|227150
MTUM|ISHS MSCI US MTUM|CTDL|Citadel Derivatives Group Llc|249076
MTUM|ISHS MSCI US MTUM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2334
MTUM|ISHS MSCI US MTUM|DADA|D.A. Davidson & Co.|877
MTUM|ISHS MSCI US MTUM|DAWA|Daiwa Capital Markets America Inc.|90000
MTUM|ISHS MSCI US MTUM|DBAB|Deutsche Bank Securities Inc.|2551
MTUM|ISHS MSCI US MTUM|DBAX|Deutsche Bank Securities Inc.|153700
MTUM|ISHS MSCI US MTUM|DEGS|RONIN PROFESSIONAL LLC|3900
MTUM|ISHS MSCI US MTUM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12511
MTUM|ISHS MSCI US MTUM|EBXL|EBX LLC|93300
MTUM|ISHS MSCI US MTUM|ECUT|CONVERGEX EXECUTION SOLUTIONS|7599
MTUM|ISHS MSCI US MTUM|EDJO|Edward D. Jones & Co., L.P.|28579
MTUM|ISHS MSCI US MTUM|EGAM|CBOE TRADING, INC.|2917
MTUM|ISHS MSCI US MTUM|EGXM|CBOE TRADING, INC.|1192
MTUM|ISHS MSCI US MTUM|ETBE|Electronic Transaction Clearing, Inc.|2800
MTUM|ISHS MSCI US MTUM|ETCB|ETC BROKERAGE SERVICES, LLC|6219
MTUM|ISHS MSCI US MTUM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17412
MTUM|ISHS MSCI US MTUM|ETRS|E*Trade Securities LLC|70723
MTUM|ISHS MSCI US MTUM|FBSB|U.S. Bancorp Investments, Inc.|12826
MTUM|ISHS MSCI US MTUM|FIDT|Fidelity Clearing Canada ULC./ CDS|20
MTUM|ISHS MSCI US MTUM|FILL|Tradestation Securities, Inc.|2464
MTUM|ISHS MSCI US MTUM|FINX|FINTECH SECURITIES|200
MTUM|ISHS MSCI US MTUM|FMAF|NBCN Inc./ CDS|6580
MTUM|ISHS MSCI US MTUM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17324
MTUM|ISHS MSCI US MTUM|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5326
MTUM|ISHS MSCI US MTUM|FTBR|Foliofn Investments, Inc.|6794
MTUM|ISHS MSCI US MTUM|GBMT|GBM International, Inc.|10944
MTUM|ISHS MSCI US MTUM|GEBB|GLOBAL EXECUTION BROKERS, LP|338
MTUM|ISHS MSCI US MTUM|GLIS|TD Securities Inc|200
MTUM|ISHS MSCI US MTUM|GLPX|ACS EXECUTION SERVICES, LLC|78647
MTUM|ISHS MSCI US MTUM|GSCO|GOLDMAN SACHS & CO. LLC|194495
MTUM|ISHS MSCI US MTUM|GSCS|GOLDMAN SACHS & CO. LLC|338
MTUM|ISHS MSCI US MTUM|GSLT|GOLDMAN SACHS & CO. LLC|2376
MTUM|ISHS MSCI US MTUM|GTSZ|GTS SECURITIES LLC|86154
MTUM|ISHS MSCI US MTUM|HRBF|American Enterprise Investment Services Inc.|167283
MTUM|ISHS MSCI US MTUM|HSBC|HSBC Securities, Inc.|100
MTUM|ISHS MSCI US MTUM|IATS|INTERACTIVE BROKERS LLC|7808
MTUM|ISHS MSCI US MTUM|IBKR|Interactive Brokers Llc|10233
MTUM|ISHS MSCI US MTUM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|157
MTUM|ISHS MSCI US MTUM|ICBX|INSTINET, LLC|112189
MTUM|ISHS MSCI US MTUM|INCA|INSTINET, LLC|199233
MTUM|ISHS MSCI US MTUM|INJX|INSTINET, LLC|4926
MTUM|ISHS MSCI US MTUM|ITGI|ITG Inc.|13894
MTUM|ISHS MSCI US MTUM|ITGP|ITG INC.|9400
MTUM|ISHS MSCI US MTUM|JANY|Janney Montgomery Scott Inc.|20130
MTUM|ISHS MSCI US MTUM|JEFF|JEFFERIES LLC|3605
MTUM|ISHS MSCI US MTUM|JMPT|JUMP TRADING, LLC|21816
MTUM|ISHS MSCI US MTUM|JPMX|J.P. Morgan Securities LLC|94504
MTUM|ISHS MSCI US MTUM|JSEB|JANE STREET EXECUTION SERVICES, LLC|1120514
MTUM|ISHS MSCI US MTUM|JSJX|JANE STREET CAPITAL LLC|904688
MTUM|ISHS MSCI US MTUM|KCGM|VIRTU Americas LLC|38090
MTUM|ISHS MSCI US MTUM|LEHM|Barclays Capital Inc./Le|239616
MTUM|ISHS MSCI US MTUM|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|8019
MTUM|ISHS MSCI US MTUM|LIME|Lime Brokerage LLC|2116
MTUM|ISHS MSCI US MTUM|LSCI|Lek Securities Corporation|50
MTUM|ISHS MSCI US MTUM|MACC|Mid Atlantic Capital Corporation|35982
MTUM|ISHS MSCI US MTUM|MACQ|Macquarie Capital (USA) Inc.|900
MTUM|ISHS MSCI US MTUM|MCMF|Raymond James Ltd. Cds|21
MTUM|ISHS MSCI US MTUM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|110112
MTUM|ISHS MSCI US MTUM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7420
MTUM|ISHS MSCI US MTUM|MOTF|MOTIF INVESTING, INC.|12
MTUM|ISHS MSCI US MTUM|MSCO|MORGAN STANLEY & CO. LLC|468041
MTUM|ISHS MSCI US MTUM|MSPL|MORGAN STANLEY & CO. LLC|232300
MTUM|ISHS MSCI US MTUM|MSTX|MORGAN STANLEY & CO. LLC|1400
MTUM|ISHS MSCI US MTUM|NATL|National Securities Corporation|50
MTUM|ISHS MSCI US MTUM|NFSC|National Financial Services LLC|1047977
MTUM|ISHS MSCI US MTUM|NITE|VIRTU Americas LLC|2715229
MTUM|ISHS MSCI US MTUM|NQRB|Brut, LLC|2142
MTUM|ISHS MSCI US MTUM|NTBF|BMO Nesbitt Burns Inc./CDS|308
MTUM|ISHS MSCI US MTUM|OLDM|OLD MISSION CAPITAL, LLC|200
MTUM|ISHS MSCI US MTUM|OPCO|Oppenheimer & Co. Inc.|23157
MTUM|ISHS MSCI US MTUM|PCFF|Pacific International Securities Inc./CDS|70
MTUM|ISHS MSCI US MTUM|PDQM|CODA MARKETS, INC.|54810
MTUM|ISHS MSCI US MTUM|PWJC|UBS Financial Services, Inc.|9891
MTUM|ISHS MSCI US MTUM|RBCM|RBC CAPITAL MARKETS, LLC|6287
MTUM|ISHS MSCI US MTUM|SALI|INTL FCSTONE FINANCIAL INC.|4421
MTUM|ISHS MSCI US MTUM|SBSH|Citigroup Global Markets Inc.|20642
MTUM|ISHS MSCI US MTUM|SGMT|GOLDMAN SACHS & CO. LLC|155452
MTUM|ISHS MSCI US MTUM|SHMR|ABN Amro Clearing LLC|2340
MTUM|ISHS MSCI US MTUM|SPDR|SPEEDROUTE LLC|230
MTUM|ISHS MSCI US MTUM|STFL|Stifel, Nicolaus & Company, Incorporated|4387
MTUM|ISHS MSCI US MTUM|STKP|STOCKPILE INVESTMENTS, INC.|40
MTUM|ISHS MSCI US MTUM|SWIM|TD Ameritrade, Inc.|68307
MTUM|ISHS MSCI US MTUM|SWST|Hilltop Securities Inc.|10990
MTUM|ISHS MSCI US MTUM|TDCO|Thompson Davis & Co., Inc.|34
MTUM|ISHS MSCI US MTUM|TKNG|ALLY INVEST SECURITIES LLC|872
MTUM|ISHS MSCI US MTUM|TRBT|Tradebot Systems, Inc.|102034
MTUM|ISHS MSCI US MTUM|TRCM|TRC MARKETS LLC|1270
MTUM|ISHS MSCI US MTUM|UBSA|UBS SECURITIES LLC|225342
MTUM|ISHS MSCI US MTUM|UBSS|UBS Securities LLC|626737
MTUM|ISHS MSCI US MTUM|VALX|VIRTU AMERICAS LLC|4946
MTUM|ISHS MSCI US MTUM|VGRD|Vanguard Marketing Corporation|45732
MTUM|ISHS MSCI US MTUM|VSIN|Vision Financial Markets Llc|221
MTUM|ISHS MSCI US MTUM|WBET|Wallachbeth Capital LLC|628
MTUM|ISHS MSCI US MTUM|WCHV|WELLS FARGO SECURITIES, LLC|188834
MTUM|ISHS MSCI US MTUM|WEDB|WEDBUSH SECURITIES INC.|2144
MTUM|ISHS MSCI US MTUM|WEED|Weeden & Co.L.P.|412
MTUM|ISHS MSCI US MTUM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1559
MTUM|ISHS MSCI US MTUM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3499
MTUM|ISHS MSCI US MTUM|WGIF|CIBC World Markets Inc.|485
MTUM|ISHS MSCI US MTUM|WSEA|WOLVERINE SECURITIES, LLC|7109
MTUM|ISHS MSCI US MTUM|XIST|INSTINET, LLC|400
MTUM|ISHS MSCI US MTUM|XSTM|NATIONAL FINANCIAL SERVICES LLC|6418
MTUM|ISHS MSCI US MTUM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|231819
MTW|MANITOWOC CO INC|ALTX|Alternet Securities Inc.|10482
MTW|MANITOWOC CO INC|APCC|Apex Clearing Corporation|3100
MTW|MANITOWOC CO INC|BANK|Primevest Financial Services, Inc.|200
MTW|MANITOWOC CO INC|BARD|Robert W. Baird & Co. Incorporated|8297
MTW|MANITOWOC CO INC|BATM|CBOE TRADING, INC.|5522
MTW|MANITOWOC CO INC|BAYC|BAY CREST PARTNERS, LLC|11500
MTW|MANITOWOC CO INC|BBNT|BB&T SECURITIES, LLC|225
MTW|MANITOWOC CO INC|BERN|Sanford C. Bernstein & Co., LLC|5128
MTW|MANITOWOC CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1581
MTW|MANITOWOC CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|3455
MTW|MANITOWOC CO INC|BTIG|BTIG, LLC|7400
MTW|MANITOWOC CO INC|BYXM|CBOE TRADING, INC.|1625
MTW|MANITOWOC CO INC|BZYD|GOLDMAN SACHS & CO. LLC|700
MTW|MANITOWOC CO INC|CANT|Cantor Fitzgerald & Co.|5000
MTW|MANITOWOC CO INC|CBRA|Cobra Trading, Inc.|1400
MTW|MANITOWOC CO INC|CHAS|Charles Schwab & Co., Inc.|2240
MTW|MANITOWOC CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47221
MTW|MANITOWOC CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|980
MTW|MANITOWOC CO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|744
MTW|MANITOWOC CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181306
MTW|MANITOWOC CO INC|CTDL|Citadel Derivatives Group Llc|6762
MTW|MANITOWOC CO INC|CTLR|CUTLER GROUP, LP|100
MTW|MANITOWOC CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|42166
MTW|MANITOWOC CO INC|DADA|D.A. Davidson & Co.|575
MTW|MANITOWOC CO INC|DBAB|Deutsche Bank Securities Inc.|184326
MTW|MANITOWOC CO INC|DBAX|Deutsche Bank Securities Inc.|188100
MTW|MANITOWOC CO INC|DBUL|Deutsche Bank Securities Inc.|2753
MTW|MANITOWOC CO INC|DEAN|MORGAN STANLEY|2464
MTW|MANITOWOC CO INC|DEGS|RONIN PROFESSIONAL LLC|800
MTW|MANITOWOC CO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
MTW|MANITOWOC CO INC|EBXL|EBX LLC|105500
MTW|MANITOWOC CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1527
MTW|MANITOWOC CO INC|EDJO|Edward D. Jones & Co., L.P.|13410
MTW|MANITOWOC CO INC|EGAM|CBOE TRADING, INC.|12676
MTW|MANITOWOC CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|766
MTW|MANITOWOC CO INC|EGXM|CBOE TRADING, INC.|5739
MTW|MANITOWOC CO INC|EGXW|CBOE TRADING, INC.|400
MTW|MANITOWOC CO INC|ETBE|Electronic Transaction Clearing, Inc.|16482
MTW|MANITOWOC CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22141
MTW|MANITOWOC CO INC|ETRS|E*Trade Securities LLC|181385
MTW|MANITOWOC CO INC|FBSB|U.S. Bancorp Investments, Inc.|3000
MTW|MANITOWOC CO INC|FILL|Tradestation Securities, Inc.|12703
MTW|MANITOWOC CO INC|FMAF|NBCN Inc./ CDS|1100
MTW|MANITOWOC CO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
MTW|MANITOWOC CO INC|FQLS|Quantlab Securities LP|226591
MTW|MANITOWOC CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|268617
MTW|MANITOWOC CO INC|FTBR|Foliofn Investments, Inc.|316
MTW|MANITOWOC CO INC|GLIS|TD Securities Inc|1428
MTW|MANITOWOC CO INC|GLPX|ACS EXECUTION SERVICES, LLC|12106
MTW|MANITOWOC CO INC|GSCO|GOLDMAN SACHS & CO. LLC|255449
MTW|MANITOWOC CO INC|GSCS|GOLDMAN SACHS & CO. LLC|43024
MTW|MANITOWOC CO INC|GSLT|GOLDMAN SACHS & CO. LLC|4837
MTW|MANITOWOC CO INC|GTSZ|GTS SECURITIES LLC|29920
MTW|MANITOWOC CO INC|HAPX|HAP Trading, LLC|233
MTW|MANITOWOC CO INC|HPPX|POTAMUS TRADING, LLC|1204
MTW|MANITOWOC CO INC|HRBF|American Enterprise Investment Services Inc.|12682
MTW|MANITOWOC CO INC|HSBC|HSBC Securities, Inc.|100
MTW|MANITOWOC CO INC|IATS|INTERACTIVE BROKERS LLC|20841
MTW|MANITOWOC CO INC|IBKR|Interactive Brokers Llc|47529
MTW|MANITOWOC CO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|38
MTW|MANITOWOC CO INC|ICBX|INSTINET, LLC|29100
MTW|MANITOWOC CO INC|IEQY|CITADEL SECURITIES LLC|72358
MTW|MANITOWOC CO INC|INCA|INSTINET, LLC|162721
MTW|MANITOWOC CO INC|INJX|INSTINET, LLC|22
MTW|MANITOWOC CO INC|ITGI|ITG Inc.|22766
MTW|MANITOWOC CO INC|ITGP|ITG INC.|80000
MTW|MANITOWOC CO INC|JANY|Janney Montgomery Scott Inc.|1423
MTW|MANITOWOC CO INC|JEFF|JEFFERIES LLC|40585
MTW|MANITOWOC CO INC|JMPT|JUMP TRADING, LLC|46732
MTW|MANITOWOC CO INC|JPBX|J.P. MORGAN SECURITIES LLC|22004
MTW|MANITOWOC CO INC|JPMX|J.P. Morgan Securities LLC|242425
MTW|MANITOWOC CO INC|JSJX|JANE STREET CAPITAL LLC|5374
MTW|MANITOWOC CO INC|KCGM|VIRTU Americas LLC|18209
MTW|MANITOWOC CO INC|LEHM|Barclays Capital Inc./Le|353941
MTW|MANITOWOC CO INC|LIME|Lime Brokerage LLC|40483
MTW|MANITOWOC CO INC|LQNA|LIQUIDNET, INC.|33400
MTW|MANITOWOC CO INC|LSCI|Lek Securities Corporation|514
MTW|MANITOWOC CO INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MTW|MANITOWOC CO INC|MACC|Mid Atlantic Capital Corporation|100
MTW|MANITOWOC CO INC|MAXM|Maxim Group LLC|500
MTW|MANITOWOC CO INC|MCBT|Moors & Cabot, Inc.|400
MTW|MANITOWOC CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58803
MTW|MANITOWOC CO INC|MOTF|MOTIF INVESTING, INC.|5
MTW|MANITOWOC CO INC|MSCO|MORGAN STANLEY & CO. LLC|1328623
MTW|MANITOWOC CO INC|MSPL|MORGAN STANLEY & CO. LLC|239300
MTW|MANITOWOC CO INC|MSTX|MORGAN STANLEY & CO. LLC|113700
MTW|MANITOWOC CO INC|MULL|MARK J. MULLER EQUITIES, INC.|1100
MTW|MANITOWOC CO INC|NATL|National Securities Corporation|1300
MTW|MANITOWOC CO INC|NEUB|NEUBERGER BERMAN BD LLC|75
MTW|MANITOWOC CO INC|NFSC|National Financial Services LLC|148117
MTW|MANITOWOC CO INC|NITE|VIRTU Americas LLC|351499
MTW|MANITOWOC CO INC|NITP|VIRTU Americas LLC|465
MTW|MANITOWOC CO INC|NQRB|Brut, LLC|47083
MTW|MANITOWOC CO INC|NTFN|Network 1 Financial Securities Inc.|400
MTW|MANITOWOC CO INC|OHOS|TWO SIGMA SECURITIES, LLC|52751
MTW|MANITOWOC CO INC|OPCO|Oppenheimer & Co. Inc.|18687
MTW|MANITOWOC CO INC|PDQM|CODA MARKETS, INC.|108514
MTW|MANITOWOC CO INC|PHLY|NASDAQ Execution Services, LLC|200
MTW|MANITOWOC CO INC|PWJC|UBS Financial Services, Inc.|3750
MTW|MANITOWOC CO INC|RBCM|RBC CAPITAL MARKETS, LLC|9824
MTW|MANITOWOC CO INC|SAGL|SAGETRADER, LLC|3973
MTW|MANITOWOC CO INC|SALI|INTL FCSTONE FINANCIAL INC.|1000
MTW|MANITOWOC CO INC|SBSH|Citigroup Global Markets Inc.|433828
MTW|MANITOWOC CO INC|SEIC|SEI Investments Distribution Co.|100
MTW|MANITOWOC CO INC|SGMT|GOLDMAN SACHS & CO. LLC|68883
MTW|MANITOWOC CO INC|SPDR|SPEEDROUTE LLC|19785
MTW|MANITOWOC CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|5181
MTW|MANITOWOC CO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2626
MTW|MANITOWOC CO INC|SWIM|TD Ameritrade, Inc.|67294
MTW|MANITOWOC CO INC|SWST|Hilltop Securities Inc.|950
MTW|MANITOWOC CO INC|TKNG|ALLY INVEST SECURITIES LLC|1105
MTW|MANITOWOC CO INC|TRBT|Tradebot Systems, Inc.|203565
MTW|MANITOWOC CO INC|TRCM|TRC MARKETS LLC|109803
MTW|MANITOWOC CO INC|UBSA|UBS SECURITIES LLC|225162
MTW|MANITOWOC CO INC|UBSS|UBS Securities LLC|462743
MTW|MANITOWOC CO INC|VALX|VIRTU AMERICAS LLC|15166
MTW|MANITOWOC CO INC|VGRD|Vanguard Marketing Corporation|19071
MTW|MANITOWOC CO INC|WCHV|WELLS FARGO SECURITIES, LLC|25181
MTW|MANITOWOC CO INC|WDNX|WEEDEN & CO.L.P.|5844
MTW|MANITOWOC CO INC|WEDB|WEDBUSH SECURITIES INC.|6849
MTW|MANITOWOC CO INC|WEED|Weeden & Co.L.P.|10
MTW|MANITOWOC CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2529
MTW|MANITOWOC CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9584
MTW|MANITOWOC CO INC|WOLF|Wolfe Trahan Securities|300
MTW|MANITOWOC CO INC|WSEA|WOLVERINE SECURITIES, LLC|2162
MTW|MANITOWOC CO INC|XIST|INSTINET, LLC|39000
MTW|MANITOWOC CO INC|XPQR|Jump Trading|2632
MTW|MANITOWOC CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|19100
MTW|MANITOWOC CO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2262
MTW|MANITOWOC CO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15375
MTX|MINERAL TECH INC|ANOS|ABEL/NOSER, L.L.C.|76
MTX|MINERAL TECH INC|APCC|Apex Clearing Corporation|437
MTX|MINERAL TECH INC|BATM|CBOE TRADING, INC.|967
MTX|MINERAL TECH INC|BERN|Sanford C. Bernstein & Co., LLC|335
MTX|MINERAL TECH INC|BKCM|BNY Mellon Capital Markets LLC|5847
MTX|MINERAL TECH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
MTX|MINERAL TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|4837
MTX|MINERAL TECH INC|BRVL|BLAYLOCK VAN, LLC|300
MTX|MINERAL TECH INC|BTIG|BTIG, LLC|477
MTX|MINERAL TECH INC|BYXM|CBOE TRADING, INC.|376
MTX|MINERAL TECH INC|BZYD|GOLDMAN SACHS & CO. LLC|369
MTX|MINERAL TECH INC|CANT|Cantor Fitzgerald & Co.|53
MTX|MINERAL TECH INC|CHAS|Charles Schwab & Co., Inc.|60
MTX|MINERAL TECH INC|CIST|Capital Institutional Services, Inc.|28
MTX|MINERAL TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12850
MTX|MINERAL TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2458
MTX|MINERAL TECH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
MTX|MINERAL TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24540
MTX|MINERAL TECH INC|CTDL|Citadel Derivatives Group Llc|1362
MTX|MINERAL TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7120
MTX|MINERAL TECH INC|DBAB|Deutsche Bank Securities Inc.|31377
MTX|MINERAL TECH INC|DBAX|Deutsche Bank Securities Inc.|25300
MTX|MINERAL TECH INC|DEAN|MORGAN STANLEY|1232
MTX|MINERAL TECH INC|DEGS|RONIN PROFESSIONAL LLC|100
MTX|MINERAL TECH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
MTX|MINERAL TECH INC|EBXL|EBX LLC|19100
MTX|MINERAL TECH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
MTX|MINERAL TECH INC|EDJO|Edward D. Jones & Co., L.P.|1
MTX|MINERAL TECH INC|EGAM|CBOE TRADING, INC.|2567
MTX|MINERAL TECH INC|EGMT|EG MARKET TECHNOLOGIES LLC|110
MTX|MINERAL TECH INC|EGXM|CBOE TRADING, INC.|394
MTX|MINERAL TECH INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
MTX|MINERAL TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7974
MTX|MINERAL TECH INC|ETRS|E*Trade Securities LLC|410
MTX|MINERAL TECH INC|FILL|Tradestation Securities, Inc.|18
MTX|MINERAL TECH INC|FMCO|First Manhattan Co|400
MTX|MINERAL TECH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|203
MTX|MINERAL TECH INC|FQLS|Quantlab Securities LP|22332
MTX|MINERAL TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11185
MTX|MINERAL TECH INC|FTBR|Foliofn Investments, Inc.|330
MTX|MINERAL TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|4378
MTX|MINERAL TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|379815
MTX|MINERAL TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|2590
MTX|MINERAL TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|513
MTX|MINERAL TECH INC|GTSZ|GTS SECURITIES LLC|5209
MTX|MINERAL TECH INC|HRBF|American Enterprise Investment Services Inc.|93
MTX|MINERAL TECH INC|IATS|INTERACTIVE BROKERS LLC|504
MTX|MINERAL TECH INC|IBKR|Interactive Brokers Llc|1248
MTX|MINERAL TECH INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
MTX|MINERAL TECH INC|ICBX|INSTINET, LLC|5700
MTX|MINERAL TECH INC|IEQY|CITADEL SECURITIES LLC|12042
MTX|MINERAL TECH INC|INCA|INSTINET, LLC|30411
MTX|MINERAL TECH INC|INJX|INSTINET, LLC|3032
MTX|MINERAL TECH INC|ITGI|ITG Inc.|14562
MTX|MINERAL TECH INC|ITGP|ITG INC.|18600
MTX|MINERAL TECH INC|JEFF|JEFFERIES LLC|1059
MTX|MINERAL TECH INC|JMPT|JUMP TRADING, LLC|5607
MTX|MINERAL TECH INC|JONE|JonesTrading|690
MTX|MINERAL TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|6314
MTX|MINERAL TECH INC|JPMX|J.P. Morgan Securities LLC|148535
MTX|MINERAL TECH INC|JSJX|JANE STREET CAPITAL LLC|3461
MTX|MINERAL TECH INC|KCGM|VIRTU Americas LLC|6445
MTX|MINERAL TECH INC|KING|C. L. King & Associates, Inc.|1000
MTX|MINERAL TECH INC|LEHM|Barclays Capital Inc./Le|78119
MTX|MINERAL TECH INC|LIME|Lime Brokerage LLC|13795
MTX|MINERAL TECH INC|LSCI|Lek Securities Corporation|7
MTX|MINERAL TECH INC|MACQ|Macquarie Capital (USA) Inc.|1639
MTX|MINERAL TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17410
MTX|MINERAL TECH INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|965
MTX|MINERAL TECH INC|MSCO|MORGAN STANLEY & CO. LLC|192210
MTX|MINERAL TECH INC|MSPL|MORGAN STANLEY & CO. LLC|42800
MTX|MINERAL TECH INC|MSTX|MORGAN STANLEY & CO. LLC|600
MTX|MINERAL TECH INC|NFSC|National Financial Services LLC|18389
MTX|MINERAL TECH INC|NITE|VIRTU Americas LLC|63023
MTX|MINERAL TECH INC|NQRB|Brut, LLC|800
MTX|MINERAL TECH INC|NTRC|Northern Trust Securities, Inc.|544
MTX|MINERAL TECH INC|OPCO|Oppenheimer & Co. Inc.|50
MTX|MINERAL TECH INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2553
MTX|MINERAL TECH INC|PDQM|CODA MARKETS, INC.|6793
MTX|MINERAL TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|292
MTX|MINERAL TECH INC|SAGL|SAGETRADER, LLC|311
MTX|MINERAL TECH INC|SAGW|SAGETRADER, LLC|500
MTX|MINERAL TECH INC|SBSH|Citigroup Global Markets Inc.|17523
MTX|MINERAL TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|16476
MTX|MINERAL TECH INC|SIBO|Prime Executions, Inc.|2000
MTX|MINERAL TECH INC|SOGO|Wang Investment Associates, Inc.|200
MTX|MINERAL TECH INC|SPDR|SPEEDROUTE LLC|5602
MTX|MINERAL TECH INC|SPTD|MINT GLOBAL MARKETS, INC.|974
MTX|MINERAL TECH INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10
MTX|MINERAL TECH INC|SWIM|TD Ameritrade, Inc.|101
MTX|MINERAL TECH INC|TRBT|Tradebot Systems, Inc.|1408
MTX|MINERAL TECH INC|TRCM|TRC MARKETS LLC|11672
MTX|MINERAL TECH INC|UBSA|UBS SECURITIES LLC|85590
MTX|MINERAL TECH INC|UBSS|UBS Securities LLC|82004
MTX|MINERAL TECH INC|VALX|VIRTU AMERICAS LLC|4490
MTX|MINERAL TECH INC|WABR|Wall Street Access|2300
MTX|MINERAL TECH INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
MTX|MINERAL TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|3195
MTX|MINERAL TECH INC|WEED|Weeden & Co.L.P.|493
MTX|MINERAL TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
MTX|MINERAL TECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|258
MTX|MINERAL TECH INC|WHOT|JUST2TRADE, INC.|600
MTX|MINERAL TECH INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|73
MTX|MINERAL TECH INC|WSEA|WOLVERINE SECURITIES, LLC|131
MTX|MINERAL TECH INC|XIST|INSTINET, LLC|11678
MTX|MINERAL TECH INC|XPQR|Jump Trading|200
MTX|MINERAL TECH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|700
MTX|MINERAL TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|121
MTZ|MASTEC INC.|ALTX|Alternet Securities Inc.|14161
MTZ|MASTEC INC.|ANOS|ABEL/NOSER, L.L.C.|90
MTZ|MASTEC INC.|APCC|Apex Clearing Corporation|1198
MTZ|MASTEC INC.|AQUA|AQUA SECURITIES L.P.|17800
MTZ|MASTEC INC.|BALE|M&T SECURITIES, INC.|189
MTZ|MASTEC INC.|BANK|Primevest Financial Services, Inc.|30
MTZ|MASTEC INC.|BARD|Robert W. Baird & Co. Incorporated|10955
MTZ|MASTEC INC.|BATM|CBOE TRADING, INC.|12234
MTZ|MASTEC INC.|BAYT|BTIG, LLC|600
MTZ|MASTEC INC.|BBNT|BB&T SECURITIES, LLC|46
MTZ|MASTEC INC.|BERN|Sanford C. Bernstein & Co., LLC|69726
MTZ|MASTEC INC.|BIDS|BIDS TRADING L.P.|66900
MTZ|MASTEC INC.|BIMI|Banca IMI Securities Corp.|3417
MTZ|MASTEC INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6486
MTZ|MASTEC INC.|BLKX|INSTINET, LLC|133055
MTZ|MASTEC INC.|BMOC|BMO Capital Markets Corp.|518
MTZ|MASTEC INC.|BNPX|BNP PARIBAS SECURITIES CORP.|17396
MTZ|MASTEC INC.|BTIG|BTIG, LLC|10241
MTZ|MASTEC INC.|BYXM|CBOE TRADING, INC.|205
MTZ|MASTEC INC.|BZYD|GOLDMAN SACHS & CO. LLC|700
MTZ|MASTEC INC.|CANT|Cantor Fitzgerald & Co.|100
MTZ|MASTEC INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|59930
MTZ|MASTEC INC.|CHAS|Charles Schwab & Co., Inc.|1420
MTZ|MASTEC INC.|CIST|Capital Institutional Services, Inc.|3590
MTZ|MASTEC INC.|CJSC|CJS Securities, Inc.|15000
MTZ|MASTEC INC.|CLSA|CLSA AMERICAS, LLC|200
MTZ|MASTEC INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|191608
MTZ|MASTEC INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4702
MTZ|MASTEC INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|445105
MTZ|MASTEC INC.|CTDL|Citadel Derivatives Group Llc|2296
MTZ|MASTEC INC.|CTLR|CUTLER GROUP, LP|29
MTZ|MASTEC INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|108992
MTZ|MASTEC INC.|DADA|D.A. Davidson & Co.|900
MTZ|MASTEC INC.|DBAB|Deutsche Bank Securities Inc.|78852
MTZ|MASTEC INC.|DBAX|Deutsche Bank Securities Inc.|458900
MTZ|MASTEC INC.|DBUL|Deutsche Bank Securities Inc.|800
MTZ|MASTEC INC.|DEAN|MORGAN STANLEY|8002
MTZ|MASTEC INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10826
MTZ|MASTEC INC.|EBXL|EBX LLC|211600
MTZ|MASTEC INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|13204
MTZ|MASTEC INC.|EDJO|Edward D. Jones & Co., L.P.|1347
MTZ|MASTEC INC.|EGAM|CBOE TRADING, INC.|26401
MTZ|MASTEC INC.|EGAW|CBOE TRADING, INC.|529
MTZ|MASTEC INC.|EGMT|EG MARKET TECHNOLOGIES LLC|700
MTZ|MASTEC INC.|EGXM|CBOE TRADING, INC.|2307
MTZ|MASTEC INC.|ETBE|Electronic Transaction Clearing, Inc.|200
MTZ|MASTEC INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|139
MTZ|MASTEC INC.|ETCB|ETC BROKERAGE SERVICES, LLC|49
MTZ|MASTEC INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16697
MTZ|MASTEC INC.|ETRS|E*Trade Securities LLC|103804
MTZ|MASTEC INC.|FILL|Tradestation Securities, Inc.|1704
MTZ|MASTEC INC.|FMAF|NBCN Inc./ CDS|151
MTZ|MASTEC INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8844
MTZ|MASTEC INC.|FQLS|Quantlab Securities LP|162076
MTZ|MASTEC INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|135925
MTZ|MASTEC INC.|FTBR|Foliofn Investments, Inc.|1132
MTZ|MASTEC INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|441
MTZ|MASTEC INC.|GLIS|TD Securities Inc|1025
MTZ|MASTEC INC.|GLPX|ACS EXECUTION SERVICES, LLC|48132
MTZ|MASTEC INC.|GSCO|GOLDMAN SACHS & CO. LLC|393756
MTZ|MASTEC INC.|GSCS|GOLDMAN SACHS & CO. LLC|1944
MTZ|MASTEC INC.|GSLT|GOLDMAN SACHS & CO. LLC|4981
MTZ|MASTEC INC.|GTSZ|GTS SECURITIES LLC|24614
MTZ|MASTEC INC.|HPPX|POTAMUS TRADING, LLC|408
MTZ|MASTEC INC.|HRBF|American Enterprise Investment Services Inc.|4538
MTZ|MASTEC INC.|HSBC|HSBC Securities, Inc.|59
MTZ|MASTEC INC.|IATS|INTERACTIVE BROKERS LLC|6071
MTZ|MASTEC INC.|IBKR|Interactive Brokers Llc|6089
MTZ|MASTEC INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|457
MTZ|MASTEC INC.|ICBX|INSTINET, LLC|61502
MTZ|MASTEC INC.|IEQY|CITADEL SECURITIES LLC|26865
MTZ|MASTEC INC.|INCA|INSTINET, LLC|135938
MTZ|MASTEC INC.|INJX|INSTINET, LLC|8144
MTZ|MASTEC INC.|ITGI|ITG Inc.|149643
MTZ|MASTEC INC.|ITGP|ITG INC.|997800
MTZ|MASTEC INC.|JANY|Janney Montgomery Scott Inc.|1010
MTZ|MASTEC INC.|JEFF|JEFFERIES LLC|131404
MTZ|MASTEC INC.|JMPT|JUMP TRADING, LLC|12326
MTZ|MASTEC INC.|JONE|JonesTrading|166915
MTZ|MASTEC INC.|JPBX|J.P. MORGAN SECURITIES LLC|21017
MTZ|MASTEC INC.|JPMX|J.P. Morgan Securities LLC|668072
MTZ|MASTEC INC.|JSJX|JANE STREET CAPITAL LLC|13572
MTZ|MASTEC INC.|KCGM|VIRTU Americas LLC|68003
MTZ|MASTEC INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|37500
MTZ|MASTEC INC.|LEHM|Barclays Capital Inc./Le|471950
MTZ|MASTEC INC.|LIME|Lime Brokerage LLC|26983
MTZ|MASTEC INC.|LQNA|LIQUIDNET, INC.|199900
MTZ|MASTEC INC.|LQNB|LIQUIDNET, INC.|609
MTZ|MASTEC INC.|LSCI|Lek Securities Corporation|232
MTZ|MASTEC INC.|MCMF|Raymond James Ltd. Cds|115
MTZ|MASTEC INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|287309
MTZ|MASTEC INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|470
MTZ|MASTEC INC.|MSCO|MORGAN STANLEY & CO. LLC|1105497
MTZ|MASTEC INC.|MSPL|MORGAN STANLEY & CO. LLC|508700
MTZ|MASTEC INC.|MSTX|MORGAN STANLEY & CO. LLC|138400
MTZ|MASTEC INC.|NATL|National Securities Corporation|365
MTZ|MASTEC INC.|NFSC|National Financial Services LLC|136723
MTZ|MASTEC INC.|NITE|VIRTU Americas LLC|303656
MTZ|MASTEC INC.|NITP|VIRTU Americas LLC|2492
MTZ|MASTEC INC.|NQRB|Brut, LLC|699
MTZ|MASTEC INC.|NTBF|BMO Nesbitt Burns Inc./CDS|245
MTZ|MASTEC INC.|OHOS|TWO SIGMA SECURITIES, LLC|33725
MTZ|MASTEC INC.|OPCO|Oppenheimer & Co. Inc.|1240
MTZ|MASTEC INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8497
MTZ|MASTEC INC.|PDQM|CODA MARKETS, INC.|120778
MTZ|MASTEC INC.|PHLY|NASDAQ Execution Services, LLC|200
MTZ|MASTEC INC.|PICT|Pictet Overseas Inc.|100
MTZ|MASTEC INC.|PWJC|UBS Financial Services, Inc.|4073
MTZ|MASTEC INC.|QMSR|QUATTRO M SECURITIES INC.|745
MTZ|MASTEC INC.|RBCM|RBC CAPITAL MARKETS, LLC|2616
MTZ|MASTEC INC.|RGLD|Regal Securities, Inc|21
MTZ|MASTEC INC.|SAGL|SAGETRADER, LLC|652
MTZ|MASTEC INC.|SAGW|SAGETRADER, LLC|18
MTZ|MASTEC INC.|SALI|INTL FCSTONE FINANCIAL INC.|450
MTZ|MASTEC INC.|SBSH|Citigroup Global Markets Inc.|143179
MTZ|MASTEC INC.|SEIC|SEI Investments Distribution Co.|100
MTZ|MASTEC INC.|SGMT|GOLDMAN SACHS & CO. LLC|154596
MTZ|MASTEC INC.|SIBO|Prime Executions, Inc.|19797
MTZ|MASTEC INC.|SPDR|SPEEDROUTE LLC|53879
MTZ|MASTEC INC.|SPHN|Stephens Inc.|900
MTZ|MASTEC INC.|STFL|Stifel, Nicolaus & Company, Incorporated|60781
MTZ|MASTEC INC.|SWIM|TD Ameritrade, Inc.|12552
MTZ|MASTEC INC.|SWST|Hilltop Securities Inc.|150
MTZ|MASTEC INC.|TKNG|ALLY INVEST SECURITIES LLC|2528
MTZ|MASTEC INC.|TRBT|Tradebot Systems, Inc.|4195
MTZ|MASTEC INC.|TRCM|TRC MARKETS LLC|34772
MTZ|MASTEC INC.|UBSA|UBS SECURITIES LLC|702508
MTZ|MASTEC INC.|UBSS|UBS Securities LLC|468540
MTZ|MASTEC INC.|VALX|VIRTU AMERICAS LLC|17704
MTZ|MASTEC INC.|VGRD|Vanguard Marketing Corporation|9249
MTZ|MASTEC INC.|WABR|Wall Street Access|1400
MTZ|MASTEC INC.|WBLR|WILLIAM BLAIR|2233
MTZ|MASTEC INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2256
MTZ|MASTEC INC.|WCHV|WELLS FARGO SECURITIES, LLC|316196
MTZ|MASTEC INC.|WEDB|WEDBUSH SECURITIES INC.|360
MTZ|MASTEC INC.|WEED|Weeden & Co.L.P.|12456
MTZ|MASTEC INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12321
MTZ|MASTEC INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24822
MTZ|MASTEC INC.|WGIF|CIBC World Markets Inc.|346
MTZ|MASTEC INC.|WOLF|Wolfe Trahan Securities|5400
MTZ|MASTEC INC.|WSEA|WOLVERINE SECURITIES, LLC|4463
MTZ|MASTEC INC.|WTFS|JUST2TRADE, INC.|50
MTZ|MASTEC INC.|XIST|INSTINET, LLC|9600
MTZ|MASTEC INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|30888
MTZ|MASTEC INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|999
MTZ|MASTEC INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2023
MU|MICRON TECHNOLOGY|ABLE|NATIXIS Securities Americas LLC|2146188
MU|MICRON TECHNOLOGY|ACLN|ALEXANDER CAPITAL, L.P.|1230
MU|MICRON TECHNOLOGY|ACPL|American Capital Partners, LLC|3000
MU|MICRON TECHNOLOGY|ADAM|CANACCORD GENUITY INC.|3185
MU|MICRON TECHNOLOGY|AGCP|AEGIS CAPITAL CORP.|26488
MU|MICRON TECHNOLOGY|AGIS|Aegis Capital Corp.|97004
MU|MICRON TECHNOLOGY|ALFA|ALPHA TRADING L.P.|2048263
MU|MICRON TECHNOLOGY|ALLN|Allen & Company LLC|103151
MU|MICRON TECHNOLOGY|ALTX|Alternet Securities Inc.|506531
MU|MICRON TECHNOLOGY|ANOS|ABEL/NOSER, L.L.C.|821
MU|MICRON TECHNOLOGY|APCC|Apex Clearing Corporation|1732766
MU|MICRON TECHNOLOGY|AQUA|AQUA SECURITIES L.P.|3300
MU|MICRON TECHNOLOGY|AVON|Avondale Partners, LLC|50808
MU|MICRON TECHNOLOGY|BANK|Primevest Financial Services, Inc.|12448
MU|MICRON TECHNOLOGY|BARD|Robert W. Baird & Co. Incorporated|116867
MU|MICRON TECHNOLOGY|BATM|CBOE TRADING, INC.|287738
MU|MICRON TECHNOLOGY|BAYC|BAY CREST PARTNERS, LLC|118224
MU|MICRON TECHNOLOGY|BAYT|BTIG, LLC|61212
MU|MICRON TECHNOLOGY|BBNT|BB&T SECURITIES, LLC|13564
MU|MICRON TECHNOLOGY|BERN|Sanford C. Bernstein & Co., LLC|1629350
MU|MICRON TECHNOLOGY|BIAD|SAGETRADER, LLC|492
MU|MICRON TECHNOLOGY|BIDS|BIDS TRADING L.P.|200
MU|MICRON TECHNOLOGY|BIMI|Banca IMI Securities Corp.|62741
MU|MICRON TECHNOLOGY|BKCM|BNY Mellon Capital Markets LLC|7615
MU|MICRON TECHNOLOGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1394660
MU|MICRON TECHNOLOGY|BLKX|INSTINET, LLC|507650
MU|MICRON TECHNOLOGY|BMAK|BMA SECURITIES|540
MU|MICRON TECHNOLOGY|BMOC|BMO Capital Markets Corp.|1256130
MU|MICRON TECHNOLOGY|BMSI|BULL MARKET SECURITIES, INC.|132
MU|MICRON TECHNOLOGY|BNPX|BNP PARIBAS SECURITIES CORP.|3250543
MU|MICRON TECHNOLOGY|BRCY|BCP SECURITIES, LLC|652
MU|MICRON TECHNOLOGY|BRGE|Newbridge Securities Corp.|17408
MU|MICRON TECHNOLOGY|BTIG|BTIG, LLC|537894
MU|MICRON TECHNOLOGY|BYXM|CBOE TRADING, INC.|93062
MU|MICRON TECHNOLOGY|BZXL|VOLANT LIQUIDITY, LLC|293005
MU|MICRON TECHNOLOGY|BZYD|GOLDMAN SACHS & CO. LLC|1700
MU|MICRON TECHNOLOGY|CABR|Cabrera Capital Markets, Inc.|150
MU|MICRON TECHNOLOGY|CAMC|Cambria Capital, LLC|400
MU|MICRON TECHNOLOGY|CANT|Cantor Fitzgerald & Co.|111941
MU|MICRON TECHNOLOGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|123600
MU|MICRON TECHNOLOGY|CBRA|Cobra Trading, Inc.|2200
MU|MICRON TECHNOLOGY|CHAS|Charles Schwab & Co., Inc.|692059
MU|MICRON TECHNOLOGY|CHBC|PENSERRA SECURITIES, LLC|592500
MU|MICRON TECHNOLOGY|CIBP|CIBC World Markets Corp.|410224
MU|MICRON TECHNOLOGY|CICF|Canaccord Genuity Corp.|13002
MU|MICRON TECHNOLOGY|CIOI|CITIGROUP GLOBAL MARKETS INC|66800
MU|MICRON TECHNOLOGY|CIST|Capital Institutional Services, Inc.|76677
MU|MICRON TECHNOLOGY|CLSA|CLSA AMERICAS, LLC|41547
MU|MICRON TECHNOLOGY|CLVU|Clearview Trading Advisors, Inc.|1700
MU|MICRON TECHNOLOGY|CNTR|PRECISION SECURITIES, LLC|13302
MU|MICRON TECHNOLOGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4559315
MU|MICRON TECHNOLOGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|371083
MU|MICRON TECHNOLOGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1172975
MU|MICRON TECHNOLOGY|CRFN|ROBINHOOD FINANCIAL, LLC|11
MU|MICRON TECHNOLOGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12846416
MU|MICRON TECHNOLOGY|CTDE|CHOICETRADE|53
MU|MICRON TECHNOLOGY|CTDL|Citadel Derivatives Group Llc|458716
MU|MICRON TECHNOLOGY|CTLR|CUTLER GROUP, LP|6700
MU|MICRON TECHNOLOGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|984948
MU|MICRON TECHNOLOGY|DADA|D.A. Davidson & Co.|42917
MU|MICRON TECHNOLOGY|DAVA|Davenport & Company LLC|4331
MU|MICRON TECHNOLOGY|DAWA|Daiwa Capital Markets America Inc.|194918
MU|MICRON TECHNOLOGY|DBAB|Deutsche Bank Securities Inc.|10445521
MU|MICRON TECHNOLOGY|DBAX|Deutsche Bank Securities Inc.|3409600
MU|MICRON TECHNOLOGY|DBUL|Deutsche Bank Securities Inc.|76895
MU|MICRON TECHNOLOGY|DCHF|Dart Executions, LLC|1381402
MU|MICRON TECHNOLOGY|DEAN|MORGAN STANLEY|406535
MU|MICRON TECHNOLOGY|DEGS|RONIN PROFESSIONAL LLC|36049
MU|MICRON TECHNOLOGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|274956
MU|MICRON TECHNOLOGY|DJSA|Dawson James Securities, Inc|7880
MU|MICRON TECHNOLOGY|DRWC|DRW SECURITIES, L.L.C.|11100
MU|MICRON TECHNOLOGY|DRWK|DRW SECURITIES, L.L.C.|193120
MU|MICRON TECHNOLOGY|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|29115
MU|MICRON TECHNOLOGY|EBXL|EBX LLC|3945100
MU|MICRON TECHNOLOGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|151296
MU|MICRON TECHNOLOGY|EDFC|E D & F MAN CAPITAL MARKETS INC.|5384
MU|MICRON TECHNOLOGY|EDJC|Edward Jones / CDS|2559
MU|MICRON TECHNOLOGY|EDJO|Edward D. Jones & Co., L.P.|94778
MU|MICRON TECHNOLOGY|EGAM|CBOE TRADING, INC.|689507
MU|MICRON TECHNOLOGY|EGAW|CBOE TRADING, INC.|11879
MU|MICRON TECHNOLOGY|EGMT|EG MARKET TECHNOLOGIES LLC|2133
MU|MICRON TECHNOLOGY|EGXM|CBOE TRADING, INC.|634944
MU|MICRON TECHNOLOGY|EGXW|CBOE TRADING, INC.|9762
MU|MICRON TECHNOLOGY|ELEV|ELEVATION, LLC|15975
MU|MICRON TECHNOLOGY|EROP|Eroom Securities L.L.C.|3049
MU|MICRON TECHNOLOGY|ESPO|ESPOSITO SECURITIES, LLC|1370
MU|MICRON TECHNOLOGY|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|36824
MU|MICRON TECHNOLOGY|ETBE|Electronic Transaction Clearing, Inc.|1284001
MU|MICRON TECHNOLOGY|ETCB|ETC BROKERAGE SERVICES, LLC|970
MU|MICRON TECHNOLOGY|ETCC|Electronic Transaction Clearing, Inc.|9467
MU|MICRON TECHNOLOGY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|38412
MU|MICRON TECHNOLOGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|148325
MU|MICRON TECHNOLOGY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|12129
MU|MICRON TECHNOLOGY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|98873
MU|MICRON TECHNOLOGY|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|1235610
MU|MICRON TECHNOLOGY|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|343532
MU|MICRON TECHNOLOGY|ETRS|E*Trade Securities LLC|42199099
MU|MICRON TECHNOLOGY|EVRS|E1 ASSET MANAGEMENT, INC.|3735
MU|MICRON TECHNOLOGY|FBCO|Credit Suisse Securities (USA) LLC|15765910
MU|MICRON TECHNOLOGY|FBSB|U.S. Bancorp Investments, Inc.|7208
MU|MICRON TECHNOLOGY|FCST|INTL FCSTONE FINANCIAL INC.|63889
MU|MICRON TECHNOLOGY|FFSI|Firstrade Securities Inc.|8394
MU|MICRON TECHNOLOGY|FIDT|Fidelity Clearing Canada ULC./ CDS|9557
MU|MICRON TECHNOLOGY|FILL|Tradestation Securities, Inc.|9393945
MU|MICRON TECHNOLOGY|FINX|FINTECH SECURITIES|618
MU|MICRON TECHNOLOGY|FMAF|NBCN Inc./ CDS|218436
MU|MICRON TECHNOLOGY|FMCO|First Manhattan Co|700
MU|MICRON TECHNOLOGY|FOMA|TD AMERITRADE CLEARING, INC.|81966239
MU|MICRON TECHNOLOGY|FORD|Fordham Financial Management, Inc.|1575
MU|MICRON TECHNOLOGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
MU|MICRON TECHNOLOGY|FQLS|Quantlab Securities LP|6315989
MU|MICRON TECHNOLOGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1832247
MU|MICRON TECHNOLOGY|FTBR|Foliofn Investments, Inc.|55009
MU|MICRON TECHNOLOGY|GARC|ICAP Corporates LLC|15273
MU|MICRON TECHNOLOGY|GBMT|GBM International, Inc.|135211
MU|MICRON TECHNOLOGY|GEBB|GLOBAL EXECUTION BROKERS, LP|1207214
MU|MICRON TECHNOLOGY|GELP|RBC CAPITAL MARKETS, LLC|102683
MU|MICRON TECHNOLOGY|GFRY|JUMP TRADING, LLC|8886055
MU|MICRON TECHNOLOGY|GLIS|TD Securities Inc|38933
MU|MICRON TECHNOLOGY|GLPX|ACS EXECUTION SERVICES, LLC|2618808
MU|MICRON TECHNOLOGY|GSCO|GOLDMAN SACHS & CO. LLC|29605545
MU|MICRON TECHNOLOGY|GSCS|GOLDMAN SACHS & CO. LLC|2438543
MU|MICRON TECHNOLOGY|GSIC|GLOBAL STRATEGIC INVESTMENTS|5400
MU|MICRON TECHNOLOGY|GSLT|GOLDMAN SACHS & CO. LLC|562666
MU|MICRON TECHNOLOGY|GTSZ|GTS SECURITIES LLC|2097280
MU|MICRON TECHNOLOGY|HAPX|HAP Trading, LLC|47892
MU|MICRON TECHNOLOGY|HASF|Haywood Securities Inc./CDS|10443
MU|MICRON TECHNOLOGY|HCTA|Hardcastle Trading USA LLC|787449
MU|MICRON TECHNOLOGY|HRBF|American Enterprise Investment Services Inc.|291550
MU|MICRON TECHNOLOGY|HSBC|HSBC Securities, Inc.|344326
MU|MICRON TECHNOLOGY|IATS|INTERACTIVE BROKERS LLC|3843963
MU|MICRON TECHNOLOGY|IBKR|Interactive Brokers Llc|25200187
MU|MICRON TECHNOLOGY|IBSJ|Integrity Brokerage Services, Inc.|4457
MU|MICRON TECHNOLOGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2384
MU|MICRON TECHNOLOGY|ICBX|INSTINET, LLC|1554719
MU|MICRON TECHNOLOGY|IEQY|CITADEL SECURITIES LLC|4824432
MU|MICRON TECHNOLOGY|IMPC|Imperial Capital, LLC|6300
MU|MICRON TECHNOLOGY|INCA|INSTINET, LLC|16173574
MU|MICRON TECHNOLOGY|INJX|INSTINET, LLC|1047821
MU|MICRON TECHNOLOGY|ITGI|ITG Inc.|1411043
MU|MICRON TECHNOLOGY|ITGP|ITG INC.|3378800
MU|MICRON TECHNOLOGY|JANY|Janney Montgomery Scott Inc.|65794
MU|MICRON TECHNOLOGY|JEFF|JEFFERIES LLC|2841374
MU|MICRON TECHNOLOGY|JMPT|JUMP TRADING, LLC|1525197
MU|MICRON TECHNOLOGY|JONE|JonesTrading|19732
MU|MICRON TECHNOLOGY|JPBX|J.P. MORGAN SECURITIES LLC|3651368
MU|MICRON TECHNOLOGY|JPMX|J.P. Morgan Securities LLC|5729182
MU|MICRON TECHNOLOGY|JRCO|Johnson Rice & Company L.L.C.|9300
MU|MICRON TECHNOLOGY|JSCL|JOSEPH STONE CAPITAL L.L.C.|17295
MU|MICRON TECHNOLOGY|JSEB|JANE STREET EXECUTION SERVICES, LLC|455466
MU|MICRON TECHNOLOGY|JSJX|JANE STREET CAPITAL LLC|146352
MU|MICRON TECHNOLOGY|JUTA|JUMP TRADING, LLC|391653
MU|MICRON TECHNOLOGY|KCGM|VIRTU Americas LLC|2664929
MU|MICRON TECHNOLOGY|KCRD|PHX FINANCIAL, INC.|11595
MU|MICRON TECHNOLOGY|KEYB|KEYBANC CAPITAL MARKETS INC.|37429
MU|MICRON TECHNOLOGY|KING|C. L. King & Associates, Inc.|100
MU|MICRON TECHNOLOGY|LBKI|Libucki & Co., LLC|285000
MU|MICRON TECHNOLOGY|LEER|LEERINK PARTNERS LLC|118698
MU|MICRON TECHNOLOGY|LEHM|Barclays Capital Inc./Le|34578747
MU|MICRON TECHNOLOGY|LGNT|COR CLEARING LLC|10
MU|MICRON TECHNOLOGY|LIME|Lime Brokerage LLC|1775355
MU|MICRON TECHNOLOGY|LIWE|LIME BROKERAGE LLC|28508
MU|MICRON TECHNOLOGY|LMGP|LIME BROKERAGE LLC|105767
MU|MICRON TECHNOLOGY|LMNX|LUMINEX TRADING & ANALYTICS LLC|94200
MU|MICRON TECHNOLOGY|LOOP|Loop Capital Markets LLC|8114
MU|MICRON TECHNOLOGY|LPCM|Lampert Capital Markets Inc.|23415
MU|MICRON TECHNOLOGY|LPSP|LPS Partners INC.|5384
MU|MICRON TECHNOLOGY|LQNA|LIQUIDNET, INC.|248900
MU|MICRON TECHNOLOGY|LQNB|LIQUIDNET, INC.|3300
MU|MICRON TECHNOLOGY|LSCI|Lek Securities Corporation|1015855
MU|MICRON TECHNOLOGY|LTCO|Ladenburg, Thalmann & Co., Inc.|11500
MU|MICRON TECHNOLOGY|LVMR|LIVERMORE TRADING GROUP, INC.|19205
MU|MICRON TECHNOLOGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|20201
MU|MICRON TECHNOLOGY|MACC|Mid Atlantic Capital Corporation|4835
MU|MICRON TECHNOLOGY|MACQ|Macquarie Capital (USA) Inc.|12792
MU|MICRON TECHNOLOGY|MAXM|Maxim Group LLC|225051
MU|MICRON TECHNOLOGY|MBTS|ALLY INVEST SECURITIES LLC|526559
MU|MICRON TECHNOLOGY|MCMF|Raymond James Ltd. Cds|30030
MU|MICRON TECHNOLOGY|MKMP|MKM Partners LLC|5500
MU|MICRON TECHNOLOGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4670146
MU|MICRON TECHNOLOGY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5400
MU|MICRON TECHNOLOGY|MNDX|TJM Investments, LLC|50322
MU|MICRON TECHNOLOGY|MOTF|MOTIF INVESTING, INC.|1017
MU|MICRON TECHNOLOGY|MPSG|E D & F Man Capital Markets Inc.|80193
MU|MICRON TECHNOLOGY|MSCO|MORGAN STANLEY & CO. LLC|66540224
MU|MICRON TECHNOLOGY|MSPL|MORGAN STANLEY & CO. LLC|5138900
MU|MICRON TECHNOLOGY|MSTX|MORGAN STANLEY & CO. LLC|3997200
MU|MICRON TECHNOLOGY|MUFG|MUFG SECURITIES AMERICAS INC.|924588
MU|MICRON TECHNOLOGY|MWCC|Monness Crespi Hardt & Co., Inc.|8647
MU|MICRON TECHNOLOGY|MZHO|Mizuho Securities USA LLC|766867
MU|MICRON TECHNOLOGY|NATL|National Securities Corporation|77127
MU|MICRON TECHNOLOGY|NBCS|NBC Securities, INC.|875
MU|MICRON TECHNOLOGY|NEED|Needham & Company, LLC|24197
MU|MICRON TECHNOLOGY|NFSC|National Financial Services LLC|67035052
MU|MICRON TECHNOLOGY|NITE|VIRTU Americas LLC|123056451
MU|MICRON TECHNOLOGY|NITP|VIRTU Americas LLC|52565
MU|MICRON TECHNOLOGY|NMRA|Nomura Securities International, Inc.|8800
MU|MICRON TECHNOLOGY|NORT|Northland Securities, Inc.|2950
MU|MICRON TECHNOLOGY|NQRB|Brut, LLC|606558
MU|MICRON TECHNOLOGY|NTFN|Network 1 Financial Securities Inc.|1620
MU|MICRON TECHNOLOGY|NTRC|Northern Trust Securities, Inc.|6860
MU|MICRON TECHNOLOGY|OHOS|TWO SIGMA SECURITIES, LLC|964470
MU|MICRON TECHNOLOGY|OLDM|OLD MISSION CAPITAL, LLC|13010
MU|MICRON TECHNOLOGY|OPCO|Oppenheimer & Co. Inc.|545210
MU|MICRON TECHNOLOGY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1339
MU|MICRON TECHNOLOGY|PCFF|Pacific International Securities Inc./CDS|3846
MU|MICRON TECHNOLOGY|PCPT|PHILLIP CAPITAL INC.|85282
MU|MICRON TECHNOLOGY|PDQM|CODA MARKETS, INC.|3123472
MU|MICRON TECHNOLOGY|PHLY|NASDAQ Execution Services, LLC|1311438
MU|MICRON TECHNOLOGY|PICT|Pictet Overseas Inc.|14902
MU|MICRON TECHNOLOGY|PINT|PRECISION SECURITIES, LLC|5572
MU|MICRON TECHNOLOGY|PIPR|Piper Jaffray & Co.|73147
MU|MICRON TECHNOLOGY|POIN|PRECISION SECURITIES, LLC (POIN)|9950
MU|MICRON TECHNOLOGY|PREC|PRECISION SECURITIES, LLC|131928
MU|MICRON TECHNOLOGY|PWJC|UBS Financial Services, Inc.|234543
MU|MICRON TECHNOLOGY|QMSR|QUATTRO M SECURITIES INC.|18670
MU|MICRON TECHNOLOGY|RAAA|RICHARD JAMES & ASSOCIATES, INC.|10375
MU|MICRON TECHNOLOGY|RAJA|Raymond James & Associates, Inc.|653338
MU|MICRON TECHNOLOGY|RBCM|RBC CAPITAL MARKETS, LLC|431204
MU|MICRON TECHNOLOGY|RGLD|Regal Securities, Inc|31321
MU|MICRON TECHNOLOGY|RHCO|Suntrust Robinson Humphrey, Inc.|320263
MU|MICRON TECHNOLOGY|RJLC|RJL CAPITAL GROUP, LLC|7544
MU|MICRON TECHNOLOGY|ROTH|Roth Capital Partners, LLC|100
MU|MICRON TECHNOLOGY|SAGL|SAGETRADER, LLC|474041
MU|MICRON TECHNOLOGY|SAGW|SAGETRADER, LLC|1276
MU|MICRON TECHNOLOGY|SALI|INTL FCSTONE FINANCIAL INC.|200210
MU|MICRON TECHNOLOGY|SALW|SW FINANCIAL|4325
MU|MICRON TECHNOLOGY|SBSH|Citigroup Global Markets Inc.|12096604
MU|MICRON TECHNOLOGY|SCMC|Scotia Capital Markets (USA) Inc.|1173400
MU|MICRON TECHNOLOGY|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1675
MU|MICRON TECHNOLOGY|SEIC|SEI Investments Distribution Co.|400
MU|MICRON TECHNOLOGY|SGMT|GOLDMAN SACHS & CO. LLC|3045738
MU|MICRON TECHNOLOGY|SIBO|Prime Executions, Inc.|10339
MU|MICRON TECHNOLOGY|SJLS|TRADE INFORMATICS LLC|1300
MU|MICRON TECHNOLOGY|SOGO|Wang Investment Associates, Inc.|83865
MU|MICRON TECHNOLOGY|SPDR|SPEEDROUTE LLC|1522987
MU|MICRON TECHNOLOGY|SPHN|Stephens Inc.|73854
MU|MICRON TECHNOLOGY|SPNT|SEVEN POINTS CAPITAL, LLC|6565
MU|MICRON TECHNOLOGY|SPTD|MINT GLOBAL MARKETS, INC.|54665
MU|MICRON TECHNOLOGY|SSBS|STATE STREET GLOBAL MARKETS, LLC|804
MU|MICRON TECHNOLOGY|STFL|Stifel, Nicolaus & Company, Incorporated|369492
MU|MICRON TECHNOLOGY|STKP|STOCKPILE INVESTMENTS, INC.|2898
MU|MICRON TECHNOLOGY|STRS|STRATEGAS RESEARCH PARTNERS|900
MU|MICRON TECHNOLOGY|STTT|STATETRUST INVESTMENTS INC.|10880
MU|MICRON TECHNOLOGY|STXG|Stockcross Financial Services, Inc.|135774
MU|MICRON TECHNOLOGY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|143
MU|MICRON TECHNOLOGY|SWIM|TD Ameritrade, Inc.|75910271
MU|MICRON TECHNOLOGY|SWST|Hilltop Securities Inc.|110992
MU|MICRON TECHNOLOGY|TAGC|TELSEY ADVISORY GROUP LLC|4879
MU|MICRON TECHNOLOGY|TDCO|Thompson Davis & Co., Inc.|500
MU|MICRON TECHNOLOGY|TDSI|TD Securities (USA) LLC|1900
MU|MICRON TECHNOLOGY|TITL|TITLEIST ASSET MANAGEMENT, LTD.|3051
MU|MICRON TECHNOLOGY|TKNG|ALLY INVEST SECURITIES LLC|1040180
MU|MICRON TECHNOLOGY|TMBR|Timber Hill LLC|28151
MU|MICRON TECHNOLOGY|TONC|CUTTONE & CO., LLC|1320
MU|MICRON TECHNOLOGY|TOUR|TOURMALINE PARTNERS, LLC|200
MU|MICRON TECHNOLOGY|TRBT|Tradebot Systems, Inc.|7225039
MU|MICRON TECHNOLOGY|TRCM|TRC MARKETS LLC|5289572
MU|MICRON TECHNOLOGY|TTUC|CUTTONE & CO., INC.|37854
MU|MICRON TECHNOLOGY|TWTT|TASTYWORKS, INC.|38565
MU|MICRON TECHNOLOGY|UBSA|UBS SECURITIES LLC|14750160
MU|MICRON TECHNOLOGY|UBSS|UBS Securities LLC|21289016
MU|MICRON TECHNOLOGY|VALX|VIRTU AMERICAS LLC|503164
MU|MICRON TECHNOLOGY|VGRD|Vanguard Marketing Corporation|1852601
MU|MICRON TECHNOLOGY|VIEW|VIEWTRADE SECURITIES LLC|4035
MU|MICRON TECHNOLOGY|VNDM|Wall Street Access|21786
MU|MICRON TECHNOLOGY|VNDS|VANDHAM SECURITIES CORP|50
MU|MICRON TECHNOLOGY|VSIN|Vision Financial Markets Llc|17310
MU|MICRON TECHNOLOGY|WABR|Wall Street Access|40100
MU|MICRON TECHNOLOGY|WBET|Wallachbeth Capital LLC|13118
MU|MICRON TECHNOLOGY|WBLR|WILLIAM BLAIR|14900
MU|MICRON TECHNOLOGY|WBPX|SUMMIT SECURITIES GROUP, LLC|72830
MU|MICRON TECHNOLOGY|WCHV|WELLS FARGO SECURITIES, LLC|7350417
MU|MICRON TECHNOLOGY|WDCO|Wilson-Davis & Co., Inc.|400
MU|MICRON TECHNOLOGY|WDNX|WEEDEN & CO.L.P.|29264
MU|MICRON TECHNOLOGY|WEDB|WEDBUSH SECURITIES INC.|2675849
MU|MICRON TECHNOLOGY|WEED|Weeden & Co.L.P.|39983
MU|MICRON TECHNOLOGY|WESC|Wellington Shields & Co., LLC|10656
MU|MICRON TECHNOLOGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4525267
MU|MICRON TECHNOLOGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|235687
MU|MICRON TECHNOLOGY|WGIF|CIBC World Markets Inc.|986877
MU|MICRON TECHNOLOGY|WHOT|JUST2TRADE, INC.|2164
MU|MICRON TECHNOLOGY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2352
MU|MICRON TECHNOLOGY|WMLL|Watermill Institutional Trading LLC|5000
MU|MICRON TECHNOLOGY|WORD|Worden Capital Management LLC|20376
MU|MICRON TECHNOLOGY|WSAG|WALL STREET ACCESS|491
MU|MICRON TECHNOLOGY|WSEA|WOLVERINE SECURITIES, LLC|1474909
MU|MICRON TECHNOLOGY|WSGD|WEDBUSH SECURITIES INC.|50
MU|MICRON TECHNOLOGY|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3376
MU|MICRON TECHNOLOGY|WTFS|JUST2TRADE, INC.|7661
MU|MICRON TECHNOLOGY|XIST|INSTINET, LLC|1236630
MU|MICRON TECHNOLOGY|XPQR|Jump Trading|10400
MU|MICRON TECHNOLOGY|XPUS|XP SECURITIES, LLC|54302
MU|MICRON TECHNOLOGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|8790958
MU|MICRON TECHNOLOGY|YKNA|COMHAR CAPITAL MARKETS, LLC|210720
MU|MICRON TECHNOLOGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|230682
MUA|BLACKROCK MUNIASSETS|APCC|Apex Clearing Corporation|7
MUA|BLACKROCK MUNIASSETS|BARD|Robert W. Baird & Co. Incorporated|5
MUA|BLACKROCK MUNIASSETS|BATM|CBOE TRADING, INC.|100
MUA|BLACKROCK MUNIASSETS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2320
MUA|BLACKROCK MUNIASSETS|BTIG|BTIG, LLC|673
MUA|BLACKROCK MUNIASSETS|CANT|Cantor Fitzgerald & Co.|9309
MUA|BLACKROCK MUNIASSETS|CHAS|Charles Schwab & Co., Inc.|129
MUA|BLACKROCK MUNIASSETS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
MUA|BLACKROCK MUNIASSETS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MUA|BLACKROCK MUNIASSETS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2072
MUA|BLACKROCK MUNIASSETS|CTDL|Citadel Derivatives Group Llc|96
MUA|BLACKROCK MUNIASSETS|CXCX|CITIGROUP GLOBAL MARKETS INC.|572
MUA|BLACKROCK MUNIASSETS|DADA|D.A. Davidson & Co.|153
MUA|BLACKROCK MUNIASSETS|DBAB|Deutsche Bank Securities Inc.|600
MUA|BLACKROCK MUNIASSETS|DBAX|Deutsche Bank Securities Inc.|1300
MUA|BLACKROCK MUNIASSETS|DEAN|MORGAN STANLEY|7966
MUA|BLACKROCK MUNIASSETS|EBXL|EBX LLC|800
MUA|BLACKROCK MUNIASSETS|EDJO|Edward D. Jones & Co., L.P.|181424
MUA|BLACKROCK MUNIASSETS|EGMT|EG MARKET TECHNOLOGIES LLC|100
MUA|BLACKROCK MUNIASSETS|EGXM|CBOE TRADING, INC.|700
MUA|BLACKROCK MUNIASSETS|ETBE|Electronic Transaction Clearing, Inc.|100
MUA|BLACKROCK MUNIASSETS|ETRS|E*Trade Securities LLC|15090
MUA|BLACKROCK MUNIASSETS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8836
MUA|BLACKROCK MUNIASSETS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1823
MUA|BLACKROCK MUNIASSETS|FTBR|Foliofn Investments, Inc.|7
MUA|BLACKROCK MUNIASSETS|GLPX|ACS EXECUTION SERVICES, LLC|300
MUA|BLACKROCK MUNIASSETS|GSCO|GOLDMAN SACHS & CO. LLC|490
MUA|BLACKROCK MUNIASSETS|GSCS|GOLDMAN SACHS & CO. LLC|100
MUA|BLACKROCK MUNIASSETS|GTSZ|GTS SECURITIES LLC|66
MUA|BLACKROCK MUNIASSETS|HRBF|American Enterprise Investment Services Inc.|24877
MUA|BLACKROCK MUNIASSETS|IATS|INTERACTIVE BROKERS LLC|200
MUA|BLACKROCK MUNIASSETS|IBKR|Interactive Brokers Llc|7970
MUA|BLACKROCK MUNIASSETS|ICBX|INSTINET, LLC|800
MUA|BLACKROCK MUNIASSETS|INCA|INSTINET, LLC|2133
MUA|BLACKROCK MUNIASSETS|ITGI|ITG Inc.|638
MUA|BLACKROCK MUNIASSETS|ITGP|ITG INC.|2400
MUA|BLACKROCK MUNIASSETS|JANY|Janney Montgomery Scott Inc.|1
MUA|BLACKROCK MUNIASSETS|JPMX|J.P. Morgan Securities LLC|200
MUA|BLACKROCK MUNIASSETS|KCGM|VIRTU Americas LLC|466
MUA|BLACKROCK MUNIASSETS|LEHM|Barclays Capital Inc./Le|800
MUA|BLACKROCK MUNIASSETS|LIME|Lime Brokerage LLC|515
MUA|BLACKROCK MUNIASSETS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
MUA|BLACKROCK MUNIASSETS|MACC|Mid Atlantic Capital Corporation|372
MUA|BLACKROCK MUNIASSETS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
MUA|BLACKROCK MUNIASSETS|MOTF|MOTIF INVESTING, INC.|1
MUA|BLACKROCK MUNIASSETS|MSCO|MORGAN STANLEY & CO. LLC|46536
MUA|BLACKROCK MUNIASSETS|MSPL|MORGAN STANLEY & CO. LLC|6500
MUA|BLACKROCK MUNIASSETS|NFSC|National Financial Services LLC|60026
MUA|BLACKROCK MUNIASSETS|NITE|VIRTU Americas LLC|113346
MUA|BLACKROCK MUNIASSETS|NQRB|Brut, LLC|3072
MUA|BLACKROCK MUNIASSETS|PDQM|CODA MARKETS, INC.|325
MUA|BLACKROCK MUNIASSETS|PWJC|UBS Financial Services, Inc.|8039
MUA|BLACKROCK MUNIASSETS|RBCM|RBC CAPITAL MARKETS, LLC|99
MUA|BLACKROCK MUNIASSETS|SBSH|Citigroup Global Markets Inc.|650
MUA|BLACKROCK MUNIASSETS|SGMT|GOLDMAN SACHS & CO. LLC|290
MUA|BLACKROCK MUNIASSETS|SPDR|SPEEDROUTE LLC|300
MUA|BLACKROCK MUNIASSETS|SPHN|Stephens Inc.|60
MUA|BLACKROCK MUNIASSETS|STFL|Stifel, Nicolaus & Company, Incorporated|2
MUA|BLACKROCK MUNIASSETS|SWIM|TD Ameritrade, Inc.|250
MUA|BLACKROCK MUNIASSETS|SWST|Hilltop Securities Inc.|5
MUA|BLACKROCK MUNIASSETS|TKNG|ALLY INVEST SECURITIES LLC|22
MUA|BLACKROCK MUNIASSETS|TRBT|Tradebot Systems, Inc.|500
MUA|BLACKROCK MUNIASSETS|UBSA|UBS SECURITIES LLC|6483
MUA|BLACKROCK MUNIASSETS|UBSS|UBS Securities LLC|93024
MUA|BLACKROCK MUNIASSETS|VALX|VIRTU AMERICAS LLC|300
MUA|BLACKROCK MUNIASSETS|VGRD|Vanguard Marketing Corporation|1255
MUA|BLACKROCK MUNIASSETS|WCHV|WELLS FARGO SECURITIES, LLC|24462
MUA|BLACKROCK MUNIASSETS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5916
MUA|BLACKROCK MUNIASSETS|WSEA|WOLVERINE SECURITIES, LLC|4674
MUA|BLACKROCK MUNIASSETS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11049
MUB|ISHARES NATIONAL MUN|ALTX|Alternet Securities Inc.|50774
MUB|ISHARES NATIONAL MUN|APCC|Apex Clearing Corporation|395937
MUB|ISHARES NATIONAL MUN|BANK|Primevest Financial Services, Inc.|400
MUB|ISHARES NATIONAL MUN|BARD|Robert W. Baird & Co. Incorporated|4143
MUB|ISHARES NATIONAL MUN|BATM|CBOE TRADING, INC.|552
MUB|ISHARES NATIONAL MUN|BAYC|BAY CREST PARTNERS, LLC|30
MUB|ISHARES NATIONAL MUN|BBNT|BB&T SECURITIES, LLC|2359
MUB|ISHARES NATIONAL MUN|BERN|Sanford C. Bernstein & Co., LLC|2502
MUB|ISHARES NATIONAL MUN|BKCM|BNY Mellon Capital Markets LLC|460
MUB|ISHARES NATIONAL MUN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29534
MUB|ISHARES NATIONAL MUN|BLKX|INSTINET, LLC|27400
MUB|ISHARES NATIONAL MUN|BMAK|BMA SECURITIES|430
MUB|ISHARES NATIONAL MUN|BTIG|BTIG, LLC|200
MUB|ISHARES NATIONAL MUN|CANT|Cantor Fitzgerald & Co.|192707
MUB|ISHARES NATIONAL MUN|CHAS|Charles Schwab & Co., Inc.|21041
MUB|ISHARES NATIONAL MUN|CIST|Capital Institutional Services, Inc.|3711
MUB|ISHARES NATIONAL MUN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40137
MUB|ISHARES NATIONAL MUN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21
MUB|ISHARES NATIONAL MUN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|309764
MUB|ISHARES NATIONAL MUN|CSIN|Citadel Securities Institutional LLC|11150
MUB|ISHARES NATIONAL MUN|CTDL|Citadel Derivatives Group Llc|43339
MUB|ISHARES NATIONAL MUN|CXCX|CITIGROUP GLOBAL MARKETS INC.|21958
MUB|ISHARES NATIONAL MUN|DBAB|Deutsche Bank Securities Inc.|5363
MUB|ISHARES NATIONAL MUN|DBAX|Deutsche Bank Securities Inc.|227800
MUB|ISHARES NATIONAL MUN|DCHF|Dart Executions, LLC|143
MUB|ISHARES NATIONAL MUN|DEAN|MORGAN STANLEY|9962
MUB|ISHARES NATIONAL MUN|EBXL|EBX LLC|186800
MUB|ISHARES NATIONAL MUN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7212
MUB|ISHARES NATIONAL MUN|EDJO|Edward D. Jones & Co., L.P.|42448
MUB|ISHARES NATIONAL MUN|EGAM|CBOE TRADING, INC.|5135
MUB|ISHARES NATIONAL MUN|EGXM|CBOE TRADING, INC.|1165
MUB|ISHARES NATIONAL MUN|ETBE|Electronic Transaction Clearing, Inc.|3200
MUB|ISHARES NATIONAL MUN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9103
MUB|ISHARES NATIONAL MUN|ETRS|E*Trade Securities LLC|10245
MUB|ISHARES NATIONAL MUN|FIDT|Fidelity Clearing Canada ULC./ CDS|515
MUB|ISHARES NATIONAL MUN|FINX|FINTECH SECURITIES|1588
MUB|ISHARES NATIONAL MUN|FMAF|NBCN Inc./ CDS|350
MUB|ISHARES NATIONAL MUN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30169
MUB|ISHARES NATIONAL MUN|FTBR|Foliofn Investments, Inc.|58170
MUB|ISHARES NATIONAL MUN|GEBB|GLOBAL EXECUTION BROKERS, LP|72361
MUB|ISHARES NATIONAL MUN|GLPX|ACS EXECUTION SERVICES, LLC|3864
MUB|ISHARES NATIONAL MUN|GSCO|GOLDMAN SACHS & CO. LLC|475081
MUB|ISHARES NATIONAL MUN|GSCS|GOLDMAN SACHS & CO. LLC|1600
MUB|ISHARES NATIONAL MUN|GSLT|GOLDMAN SACHS & CO. LLC|1607
MUB|ISHARES NATIONAL MUN|GTSZ|GTS SECURITIES LLC|853
MUB|ISHARES NATIONAL MUN|HRBF|American Enterprise Investment Services Inc.|66686
MUB|ISHARES NATIONAL MUN|IATS|INTERACTIVE BROKERS LLC|4539
MUB|ISHARES NATIONAL MUN|IBKR|Interactive Brokers Llc|23589
MUB|ISHARES NATIONAL MUN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22780
MUB|ISHARES NATIONAL MUN|ICBX|INSTINET, LLC|133012
MUB|ISHARES NATIONAL MUN|INCA|INSTINET, LLC|12818
MUB|ISHARES NATIONAL MUN|INJX|INSTINET, LLC|4252
MUB|ISHARES NATIONAL MUN|ITGI|ITG Inc.|86231
MUB|ISHARES NATIONAL MUN|ITGP|ITG INC.|233000
MUB|ISHARES NATIONAL MUN|JANY|Janney Montgomery Scott Inc.|6852
MUB|ISHARES NATIONAL MUN|JEFF|JEFFERIES LLC|10380
MUB|ISHARES NATIONAL MUN|JMPT|JUMP TRADING, LLC|9317
MUB|ISHARES NATIONAL MUN|JPMX|J.P. Morgan Securities LLC|249840
MUB|ISHARES NATIONAL MUN|JSEB|JANE STREET EXECUTION SERVICES, LLC|1438258
MUB|ISHARES NATIONAL MUN|JSJX|JANE STREET CAPITAL LLC|580944
MUB|ISHARES NATIONAL MUN|KCGM|VIRTU Americas LLC|103352
MUB|ISHARES NATIONAL MUN|LEHM|Barclays Capital Inc./Le|594532
MUB|ISHARES NATIONAL MUN|LIME|Lime Brokerage LLC|11486
MUB|ISHARES NATIONAL MUN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3900
MUB|ISHARES NATIONAL MUN|MACC|Mid Atlantic Capital Corporation|4944
MUB|ISHARES NATIONAL MUN|MAXM|Maxim Group LLC|722
MUB|ISHARES NATIONAL MUN|MCMF|Raymond James Ltd. Cds|232
MUB|ISHARES NATIONAL MUN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|361080
MUB|ISHARES NATIONAL MUN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7089
MUB|ISHARES NATIONAL MUN|MOTF|MOTIF INVESTING, INC.|18
MUB|ISHARES NATIONAL MUN|MSCO|MORGAN STANLEY & CO. LLC|264086
MUB|ISHARES NATIONAL MUN|MSPL|MORGAN STANLEY & CO. LLC|71400
MUB|ISHARES NATIONAL MUN|MSTX|MORGAN STANLEY & CO. LLC|1000
MUB|ISHARES NATIONAL MUN|NBCS|NBC Securities, INC.|35
MUB|ISHARES NATIONAL MUN|NEUB|NEUBERGER BERMAN BD LLC|343
MUB|ISHARES NATIONAL MUN|NFSC|National Financial Services LLC|651174
MUB|ISHARES NATIONAL MUN|NITE|VIRTU Americas LLC|1494086
MUB|ISHARES NATIONAL MUN|NITP|VIRTU Americas LLC|11421
MUB|ISHARES NATIONAL MUN|NQRB|Brut, LLC|1100
MUB|ISHARES NATIONAL MUN|OLDM|OLD MISSION CAPITAL, LLC|1400
MUB|ISHARES NATIONAL MUN|OPCO|Oppenheimer & Co. Inc.|2014
MUB|ISHARES NATIONAL MUN|OTAA|OTA LLC|300
MUB|ISHARES NATIONAL MUN|PASL|Pershing Advisor Solutions LLC|2926
MUB|ISHARES NATIONAL MUN|PDQM|CODA MARKETS, INC.|31225
MUB|ISHARES NATIONAL MUN|PWJC|UBS Financial Services, Inc.|2546
MUB|ISHARES NATIONAL MUN|RBCM|RBC CAPITAL MARKETS, LLC|11386
MUB|ISHARES NATIONAL MUN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|8709
MUB|ISHARES NATIONAL MUN|SALI|INTL FCSTONE FINANCIAL INC.|124
MUB|ISHARES NATIONAL MUN|SBSH|Citigroup Global Markets Inc.|81885
MUB|ISHARES NATIONAL MUN|SEIC|SEI Investments Distribution Co.|45653
MUB|ISHARES NATIONAL MUN|SGMT|GOLDMAN SACHS & CO. LLC|259183
MUB|ISHARES NATIONAL MUN|SPDR|SPEEDROUTE LLC|4277
MUB|ISHARES NATIONAL MUN|SPHN|Stephens Inc.|28
MUB|ISHARES NATIONAL MUN|STFL|Stifel, Nicolaus & Company, Incorporated|2294
MUB|ISHARES NATIONAL MUN|STKP|STOCKPILE INVESTMENTS, INC.|20
MUB|ISHARES NATIONAL MUN|SWIM|TD Ameritrade, Inc.|2128
MUB|ISHARES NATIONAL MUN|SWST|Hilltop Securities Inc.|6064
MUB|ISHARES NATIONAL MUN|TKNG|ALLY INVEST SECURITIES LLC|380
MUB|ISHARES NATIONAL MUN|TRBT|Tradebot Systems, Inc.|40300
MUB|ISHARES NATIONAL MUN|TRCM|TRC MARKETS LLC|520
MUB|ISHARES NATIONAL MUN|UBSA|UBS SECURITIES LLC|729003
MUB|ISHARES NATIONAL MUN|UBSS|UBS Securities LLC|580337
MUB|ISHARES NATIONAL MUN|VALX|VIRTU AMERICAS LLC|2265
MUB|ISHARES NATIONAL MUN|VGRD|Vanguard Marketing Corporation|19899
MUB|ISHARES NATIONAL MUN|WBET|Wallachbeth Capital LLC|106325
MUB|ISHARES NATIONAL MUN|WBLR|WILLIAM BLAIR|900
MUB|ISHARES NATIONAL MUN|WCHV|WELLS FARGO SECURITIES, LLC|138597
MUB|ISHARES NATIONAL MUN|WEDB|WEDBUSH SECURITIES INC.|2660
MUB|ISHARES NATIONAL MUN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1043
MUB|ISHARES NATIONAL MUN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53165
MUB|ISHARES NATIONAL MUN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|81727
MUB|ISHARES NATIONAL MUN|WSEA|WOLVERINE SECURITIES, LLC|3692
MUB|ISHARES NATIONAL MUN|XSTM|NATIONAL FINANCIAL SERVICES LLC|44674
MUB|ISHARES NATIONAL MUN|YKNA|COMHAR CAPITAL MARKETS, LLC|2759
MUB|ISHARES NATIONAL MUN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51081
MUC|BLACKROCK MUNIHOLDIN|ALTX|Alternet Securities Inc.|400
MUC|BLACKROCK MUNIHOLDIN|APCC|Apex Clearing Corporation|5
MUC|BLACKROCK MUNIHOLDIN|BATM|CBOE TRADING, INC.|136
MUC|BLACKROCK MUNIHOLDIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
MUC|BLACKROCK MUNIHOLDIN|BTIG|BTIG, LLC|1818
MUC|BLACKROCK MUNIHOLDIN|CANT|Cantor Fitzgerald & Co.|1248
MUC|BLACKROCK MUNIHOLDIN|CHAS|Charles Schwab & Co., Inc.|1002
MUC|BLACKROCK MUNIHOLDIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2000
MUC|BLACKROCK MUNIHOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3144
MUC|BLACKROCK MUNIHOLDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
MUC|BLACKROCK MUNIHOLDIN|DBAX|Deutsche Bank Securities Inc.|1800
MUC|BLACKROCK MUNIHOLDIN|DEAN|MORGAN STANLEY|25117
MUC|BLACKROCK MUNIHOLDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7722
MUC|BLACKROCK MUNIHOLDIN|EBXL|EBX LLC|5000
MUC|BLACKROCK MUNIHOLDIN|EDJO|Edward D. Jones & Co., L.P.|1429
MUC|BLACKROCK MUNIHOLDIN|EGAM|CBOE TRADING, INC.|800
MUC|BLACKROCK MUNIHOLDIN|ETRS|E*Trade Securities LLC|3443
MUC|BLACKROCK MUNIHOLDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7922
MUC|BLACKROCK MUNIHOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13436
MUC|BLACKROCK MUNIHOLDIN|FTBR|Foliofn Investments, Inc.|13
MUC|BLACKROCK MUNIHOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|10617
MUC|BLACKROCK MUNIHOLDIN|GTSZ|GTS SECURITIES LLC|100
MUC|BLACKROCK MUNIHOLDIN|HRBF|American Enterprise Investment Services Inc.|1412
MUC|BLACKROCK MUNIHOLDIN|IBKR|Interactive Brokers Llc|3089
MUC|BLACKROCK MUNIHOLDIN|ICBX|INSTINET, LLC|1300
MUC|BLACKROCK MUNIHOLDIN|INCA|INSTINET, LLC|2600
MUC|BLACKROCK MUNIHOLDIN|ITGI|ITG Inc.|200
MUC|BLACKROCK MUNIHOLDIN|ITGP|ITG INC.|1800
MUC|BLACKROCK MUNIHOLDIN|JEFF|JEFFERIES LLC|2261
MUC|BLACKROCK MUNIHOLDIN|JONE|JonesTrading|3600
MUC|BLACKROCK MUNIHOLDIN|JPMX|J.P. Morgan Securities LLC|400
MUC|BLACKROCK MUNIHOLDIN|JSJX|JANE STREET CAPITAL LLC|300
MUC|BLACKROCK MUNIHOLDIN|KCGM|VIRTU Americas LLC|700
MUC|BLACKROCK MUNIHOLDIN|LEHM|Barclays Capital Inc./Le|4200
MUC|BLACKROCK MUNIHOLDIN|LIME|Lime Brokerage LLC|328
MUC|BLACKROCK MUNIHOLDIN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
MUC|BLACKROCK MUNIHOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
MUC|BLACKROCK MUNIHOLDIN|MSCO|MORGAN STANLEY & CO. LLC|159220
MUC|BLACKROCK MUNIHOLDIN|MSPL|MORGAN STANLEY & CO. LLC|13400
MUC|BLACKROCK MUNIHOLDIN|MSTX|MORGAN STANLEY & CO. LLC|5100
MUC|BLACKROCK MUNIHOLDIN|NFSC|National Financial Services LLC|74828
MUC|BLACKROCK MUNIHOLDIN|NITE|VIRTU Americas LLC|109020
MUC|BLACKROCK MUNIHOLDIN|NQRB|Brut, LLC|2317
MUC|BLACKROCK MUNIHOLDIN|OPCO|Oppenheimer & Co. Inc.|2803
MUC|BLACKROCK MUNIHOLDIN|PDQM|CODA MARKETS, INC.|700
MUC|BLACKROCK MUNIHOLDIN|PWJC|UBS Financial Services, Inc.|15327
MUC|BLACKROCK MUNIHOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|750
MUC|BLACKROCK MUNIHOLDIN|SBSH|Citigroup Global Markets Inc.|705
MUC|BLACKROCK MUNIHOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|1200
MUC|BLACKROCK MUNIHOLDIN|SPDR|SPEEDROUTE LLC|400
MUC|BLACKROCK MUNIHOLDIN|STFL|Stifel, Nicolaus & Company, Incorporated|2925
MUC|BLACKROCK MUNIHOLDIN|SWIM|TD Ameritrade, Inc.|4478
MUC|BLACKROCK MUNIHOLDIN|SWST|Hilltop Securities Inc.|4766
MUC|BLACKROCK MUNIHOLDIN|TRBT|Tradebot Systems, Inc.|1075
MUC|BLACKROCK MUNIHOLDIN|UBSA|UBS SECURITIES LLC|8719
MUC|BLACKROCK MUNIHOLDIN|UBSS|UBS Securities LLC|79785
MUC|BLACKROCK MUNIHOLDIN|VALX|VIRTU AMERICAS LLC|100
MUC|BLACKROCK MUNIHOLDIN|VGRD|Vanguard Marketing Corporation|10769
MUC|BLACKROCK MUNIHOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|44931
MUC|BLACKROCK MUNIHOLDIN|WEDB|WEDBUSH SECURITIES INC.|18
MUC|BLACKROCK MUNIHOLDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4019
MUC|BLACKROCK MUNIHOLDIN|WSEA|WOLVERINE SECURITIES, LLC|367
MUC|BLACKROCK MUNIHOLDIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MUC|BLACKROCK MUNIHOLDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MUC|BLACKROCK MUNIHOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3373
MUDS|MUDRICK CP ACQ CM A|CANT|Cantor Fitzgerald & Co.|36900
MUDS|MUDRICK CP ACQ CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2800
MUDS|MUDRICK CP ACQ CM A|DBAB|Deutsche Bank Securities Inc.|99900
MUDS|MUDRICK CP ACQ CM A|FBCO|Credit Suisse Securities (USA) LLC|2422
MUDS|MUDRICK CP ACQ CM A|GSLT|GOLDMAN SACHS & CO. LLC|100
MUDS|MUDRICK CP ACQ CM A|IBKR|Interactive Brokers Llc|7334
MUDS|MUDRICK CP ACQ CM A|ICBX|INSTINET, LLC|1400
MUDS|MUDRICK CP ACQ CM A|ITGI|ITG Inc.|4800
MUDS|MUDRICK CP ACQ CM A|ITGP|ITG INC.|200
MUDS|MUDRICK CP ACQ CM A|LEHM|Barclays Capital Inc./Le|1800
MUDS|MUDRICK CP ACQ CM A|LIME|Lime Brokerage LLC|1200
MUDS|MUDRICK CP ACQ CM A|MITR|GMP SECURITIES, LLC|13000
MUDS|MUDRICK CP ACQ CM A|MSCO|MORGAN STANLEY & CO. LLC|4101
MUDS|MUDRICK CP ACQ CM A|NITE|VIRTU Americas LLC|2000
MUDS|MUDRICK CP ACQ CM A|SGMT|GOLDMAN SACHS & CO. LLC|1300
MUDS|MUDRICK CP ACQ CM A|UBSA|UBS SECURITIES LLC|100
MUDS|MUDRICK CP ACQ CM A|UBSS|UBS Securities LLC|1700
MUDSU|MUDRICK CAP ACQ UT|BRGE|Newbridge Securities Corp.|500
MUDSU|MUDRICK CAP ACQ UT|CANT|Cantor Fitzgerald & Co.|25000
MUDSU|MUDRICK CAP ACQ UT|ITGI|ITG Inc.|500
MUDSU|MUDRICK CAP ACQ UT|LIME|Lime Brokerage LLC|100
MUDSU|MUDRICK CAP ACQ UT|MSCO|MORGAN STANLEY & CO. LLC|600
MUDSU|MUDRICK CAP ACQ UT|NFSC|National Financial Services LLC|500
MUDSU|MUDRICK CAP ACQ UT|NITE|VIRTU Americas LLC|1000
MUDSU|MUDRICK CAP ACQ UT|STFL|Stifel, Nicolaus & Company, Incorporated|1000
MUDSU|MUDRICK CAP ACQ UT|TDSI|TD Securities (USA) LLC|14000
MUDSU|MUDRICK CAP ACQ UT|UBSS|UBS Securities LLC|2590
MUDSW|MUDRICK CAPITAL WT|BTIG|BTIG, LLC|27600
MUDSW|MUDRICK CAPITAL WT|FOMA|TD AMERITRADE CLEARING, INC.|1500
MUDSW|MUDRICK CAPITAL WT|GSCS|GOLDMAN SACHS & CO. LLC|1100
MUDSW|MUDRICK CAPITAL WT|IBKR|Interactive Brokers Llc|6000
MUDSW|MUDRICK CAPITAL WT|LIME|Lime Brokerage LLC|300
MUDSW|MUDRICK CAPITAL WT|MSCO|MORGAN STANLEY & CO. LLC|1300
MUDSW|MUDRICK CAPITAL WT|NITE|VIRTU Americas LLC|1400
MUDSW|MUDRICK CAPITAL WT|SPDR|SPEEDROUTE LLC|100
MUE|BLACKROCK MUNIHOLDIN|ALTX|Alternet Securities Inc.|768
MUE|BLACKROCK MUNIHOLDIN|APCC|Apex Clearing Corporation|6
MUE|BLACKROCK MUNIHOLDIN|BARD|Robert W. Baird & Co. Incorporated|800
MUE|BLACKROCK MUNIHOLDIN|BBNT|BB&T SECURITIES, LLC|50
MUE|BLACKROCK MUNIHOLDIN|CHAS|Charles Schwab & Co., Inc.|5
MUE|BLACKROCK MUNIHOLDIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4168
MUE|BLACKROCK MUNIHOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9577
MUE|BLACKROCK MUNIHOLDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|520
MUE|BLACKROCK MUNIHOLDIN|DBAX|Deutsche Bank Securities Inc.|1400
MUE|BLACKROCK MUNIHOLDIN|DEAN|MORGAN STANLEY|6485
MUE|BLACKROCK MUNIHOLDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|436
MUE|BLACKROCK MUNIHOLDIN|EBXL|EBX LLC|7600
MUE|BLACKROCK MUNIHOLDIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
MUE|BLACKROCK MUNIHOLDIN|EDJO|Edward D. Jones & Co., L.P.|7716
MUE|BLACKROCK MUNIHOLDIN|EGAM|CBOE TRADING, INC.|600
MUE|BLACKROCK MUNIHOLDIN|EGXM|CBOE TRADING, INC.|525
MUE|BLACKROCK MUNIHOLDIN|ESPO|ESPOSITO SECURITIES, LLC|2924
MUE|BLACKROCK MUNIHOLDIN|ETBE|Electronic Transaction Clearing, Inc.|100
MUE|BLACKROCK MUNIHOLDIN|ETRS|E*Trade Securities LLC|18791
MUE|BLACKROCK MUNIHOLDIN|FMAF|NBCN Inc./ CDS|100
MUE|BLACKROCK MUNIHOLDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4565
MUE|BLACKROCK MUNIHOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21082
MUE|BLACKROCK MUNIHOLDIN|FTBR|Foliofn Investments, Inc.|41
MUE|BLACKROCK MUNIHOLDIN|GLPX|ACS EXECUTION SERVICES, LLC|869
MUE|BLACKROCK MUNIHOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|6701
MUE|BLACKROCK MUNIHOLDIN|GSLT|GOLDMAN SACHS & CO. LLC|3100
MUE|BLACKROCK MUNIHOLDIN|HRBF|American Enterprise Investment Services Inc.|6344
MUE|BLACKROCK MUNIHOLDIN|IATS|INTERACTIVE BROKERS LLC|580
MUE|BLACKROCK MUNIHOLDIN|IBKR|Interactive Brokers Llc|3775
MUE|BLACKROCK MUNIHOLDIN|ICBX|INSTINET, LLC|831
MUE|BLACKROCK MUNIHOLDIN|INCA|INSTINET, LLC|1712
MUE|BLACKROCK MUNIHOLDIN|ITGI|ITG Inc.|11130
MUE|BLACKROCK MUNIHOLDIN|ITGP|ITG INC.|7800
MUE|BLACKROCK MUNIHOLDIN|JEFF|JEFFERIES LLC|600
MUE|BLACKROCK MUNIHOLDIN|JONE|JonesTrading|20752
MUE|BLACKROCK MUNIHOLDIN|JPMX|J.P. Morgan Securities LLC|4250
MUE|BLACKROCK MUNIHOLDIN|KCGM|VIRTU Americas LLC|4000
MUE|BLACKROCK MUNIHOLDIN|LEHM|Barclays Capital Inc./Le|2600
MUE|BLACKROCK MUNIHOLDIN|LGNT|COR CLEARING LLC|1
MUE|BLACKROCK MUNIHOLDIN|LIME|Lime Brokerage LLC|47
MUE|BLACKROCK MUNIHOLDIN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
MUE|BLACKROCK MUNIHOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1666
MUE|BLACKROCK MUNIHOLDIN|MSCO|MORGAN STANLEY & CO. LLC|96330
MUE|BLACKROCK MUNIHOLDIN|MSPL|MORGAN STANLEY & CO. LLC|9200
MUE|BLACKROCK MUNIHOLDIN|MSTX|MORGAN STANLEY & CO. LLC|7200
MUE|BLACKROCK MUNIHOLDIN|NFSC|National Financial Services LLC|34241
MUE|BLACKROCK MUNIHOLDIN|NITE|VIRTU Americas LLC|135301
MUE|BLACKROCK MUNIHOLDIN|NQRB|Brut, LLC|1242
MUE|BLACKROCK MUNIHOLDIN|OPCO|Oppenheimer & Co. Inc.|9545
MUE|BLACKROCK MUNIHOLDIN|PDQM|CODA MARKETS, INC.|1999
MUE|BLACKROCK MUNIHOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|1922
MUE|BLACKROCK MUNIHOLDIN|SBSH|Citigroup Global Markets Inc.|4800
MUE|BLACKROCK MUNIHOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|2956
MUE|BLACKROCK MUNIHOLDIN|SPHN|Stephens Inc.|1051
MUE|BLACKROCK MUNIHOLDIN|STFL|Stifel, Nicolaus & Company, Incorporated|5200
MUE|BLACKROCK MUNIHOLDIN|SWIM|TD Ameritrade, Inc.|1142
MUE|BLACKROCK MUNIHOLDIN|SWST|Hilltop Securities Inc.|400
MUE|BLACKROCK MUNIHOLDIN|TRBT|Tradebot Systems, Inc.|1595
MUE|BLACKROCK MUNIHOLDIN|TRCM|TRC MARKETS LLC|100
MUE|BLACKROCK MUNIHOLDIN|UBSA|UBS SECURITIES LLC|22050
MUE|BLACKROCK MUNIHOLDIN|UBSS|UBS Securities LLC|34988
MUE|BLACKROCK MUNIHOLDIN|VGRD|Vanguard Marketing Corporation|13424
MUE|BLACKROCK MUNIHOLDIN|WBET|Wallachbeth Capital LLC|4330
MUE|BLACKROCK MUNIHOLDIN|WBLR|WILLIAM BLAIR|1550
MUE|BLACKROCK MUNIHOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|37317
MUE|BLACKROCK MUNIHOLDIN|WEDB|WEDBUSH SECURITIES INC.|2
MUE|BLACKROCK MUNIHOLDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4175
MUE|BLACKROCK MUNIHOLDIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
MUE|BLACKROCK MUNIHOLDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MUE|BLACKROCK MUNIHOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15749
MUFG|MITSUBISHI UFJ FIN|ADAM|CANACCORD GENUITY INC.|5500
MUFG|MITSUBISHI UFJ FIN|AGIS|Aegis Capital Corp.|5000
MUFG|MITSUBISHI UFJ FIN|ALTX|Alternet Securities Inc.|13196
MUFG|MITSUBISHI UFJ FIN|ANOS|ABEL/NOSER, L.L.C.|14801
MUFG|MITSUBISHI UFJ FIN|APCC|Apex Clearing Corporation|1438
MUFG|MITSUBISHI UFJ FIN|BALE|M&T SECURITIES, INC.|543
MUFG|MITSUBISHI UFJ FIN|BANK|Primevest Financial Services, Inc.|759
MUFG|MITSUBISHI UFJ FIN|BARD|Robert W. Baird & Co. Incorporated|4664
MUFG|MITSUBISHI UFJ FIN|BBNT|BB&T SECURITIES, LLC|1668
MUFG|MITSUBISHI UFJ FIN|BERN|Sanford C. Bernstein & Co., LLC|28021
MUFG|MITSUBISHI UFJ FIN|BIDS|BIDS TRADING L.P.|200
MUFG|MITSUBISHI UFJ FIN|BKCM|BNY Mellon Capital Markets LLC|104
MUFG|MITSUBISHI UFJ FIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21302
MUFG|MITSUBISHI UFJ FIN|BLKX|INSTINET, LLC|79983
MUFG|MITSUBISHI UFJ FIN|BTIG|BTIG, LLC|84676
MUFG|MITSUBISHI UFJ FIN|BYXM|CBOE TRADING, INC.|755
MUFG|MITSUBISHI UFJ FIN|BZYD|GOLDMAN SACHS & CO. LLC|1700
MUFG|MITSUBISHI UFJ FIN|CHAS|Charles Schwab & Co., Inc.|102809
MUFG|MITSUBISHI UFJ FIN|CIST|Capital Institutional Services, Inc.|449
MUFG|MITSUBISHI UFJ FIN|CLSA|CLSA AMERICAS, LLC|100
MUFG|MITSUBISHI UFJ FIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|241387
MUFG|MITSUBISHI UFJ FIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13900
MUFG|MITSUBISHI UFJ FIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|507459
MUFG|MITSUBISHI UFJ FIN|CTDL|Citadel Derivatives Group Llc|10
MUFG|MITSUBISHI UFJ FIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|59798
MUFG|MITSUBISHI UFJ FIN|DAVA|Davenport & Company LLC|524
MUFG|MITSUBISHI UFJ FIN|DBAB|Deutsche Bank Securities Inc.|1513474
MUFG|MITSUBISHI UFJ FIN|DBAX|Deutsche Bank Securities Inc.|268400
MUFG|MITSUBISHI UFJ FIN|DBUL|Deutsche Bank Securities Inc.|2200
MUFG|MITSUBISHI UFJ FIN|DEAN|MORGAN STANLEY|41305
MUFG|MITSUBISHI UFJ FIN|DEGS|RONIN PROFESSIONAL LLC|7
MUFG|MITSUBISHI UFJ FIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17987
MUFG|MITSUBISHI UFJ FIN|EBXL|EBX LLC|309700
MUFG|MITSUBISHI UFJ FIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|140047
MUFG|MITSUBISHI UFJ FIN|EDJC|Edward Jones / CDS|3456
MUFG|MITSUBISHI UFJ FIN|EDJO|Edward D. Jones & Co., L.P.|109257
MUFG|MITSUBISHI UFJ FIN|EGAM|CBOE TRADING, INC.|31140
MUFG|MITSUBISHI UFJ FIN|EGAW|CBOE TRADING, INC.|3400
MUFG|MITSUBISHI UFJ FIN|EGXM|CBOE TRADING, INC.|3
MUFG|MITSUBISHI UFJ FIN|ESPO|ESPOSITO SECURITIES, LLC|938
MUFG|MITSUBISHI UFJ FIN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
MUFG|MITSUBISHI UFJ FIN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
MUFG|MITSUBISHI UFJ FIN|ETRS|E*Trade Securities LLC|49214
MUFG|MITSUBISHI UFJ FIN|FBSB|U.S. Bancorp Investments, Inc.|2000
MUFG|MITSUBISHI UFJ FIN|FILL|Tradestation Securities, Inc.|6915
MUFG|MITSUBISHI UFJ FIN|FMAF|NBCN Inc./ CDS|5923
MUFG|MITSUBISHI UFJ FIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|143024
MUFG|MITSUBISHI UFJ FIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|119768
MUFG|MITSUBISHI UFJ FIN|FTBR|Foliofn Investments, Inc.|73864
MUFG|MITSUBISHI UFJ FIN|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
MUFG|MITSUBISHI UFJ FIN|GFIS|GFI Securities LLC|175000
MUFG|MITSUBISHI UFJ FIN|GLIS|TD Securities Inc|100
MUFG|MITSUBISHI UFJ FIN|GSCO|GOLDMAN SACHS & CO. LLC|557112
MUFG|MITSUBISHI UFJ FIN|GSCS|GOLDMAN SACHS & CO. LLC|328501
MUFG|MITSUBISHI UFJ FIN|GSLT|GOLDMAN SACHS & CO. LLC|15754
MUFG|MITSUBISHI UFJ FIN|GTSZ|GTS SECURITIES LLC|22107
MUFG|MITSUBISHI UFJ FIN|HRBF|American Enterprise Investment Services Inc.|15203
MUFG|MITSUBISHI UFJ FIN|HSBC|HSBC Securities, Inc.|10700
MUFG|MITSUBISHI UFJ FIN|IATS|INTERACTIVE BROKERS LLC|43592
MUFG|MITSUBISHI UFJ FIN|IBKR|Interactive Brokers Llc|32321
MUFG|MITSUBISHI UFJ FIN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9068
MUFG|MITSUBISHI UFJ FIN|ICBX|INSTINET, LLC|182379
MUFG|MITSUBISHI UFJ FIN|INCA|INSTINET, LLC|349619
MUFG|MITSUBISHI UFJ FIN|INJX|INSTINET, LLC|5251
MUFG|MITSUBISHI UFJ FIN|INTL|INTL FCSTONE FINANCIAL INC.|85260
MUFG|MITSUBISHI UFJ FIN|ITGI|ITG Inc.|43588
MUFG|MITSUBISHI UFJ FIN|ITGP|ITG INC.|484400
MUFG|MITSUBISHI UFJ FIN|JANY|Janney Montgomery Scott Inc.|2823
MUFG|MITSUBISHI UFJ FIN|JEFF|JEFFERIES LLC|26680
MUFG|MITSUBISHI UFJ FIN|JMPT|JUMP TRADING, LLC|106807
MUFG|MITSUBISHI UFJ FIN|JPBX|J.P. MORGAN SECURITIES LLC|5168
MUFG|MITSUBISHI UFJ FIN|JPMX|J.P. Morgan Securities LLC|867598
MUFG|MITSUBISHI UFJ FIN|JSJX|JANE STREET CAPITAL LLC|516898
MUFG|MITSUBISHI UFJ FIN|KCGM|VIRTU Americas LLC|93076
MUFG|MITSUBISHI UFJ FIN|LEHM|Barclays Capital Inc./Le|1132852
MUFG|MITSUBISHI UFJ FIN|LIME|Lime Brokerage LLC|17213
MUFG|MITSUBISHI UFJ FIN|LQNA|LIQUIDNET, INC.|515500
MUFG|MITSUBISHI UFJ FIN|LQNB|LIQUIDNET, INC.|74000
MUFG|MITSUBISHI UFJ FIN|LSCI|Lek Securities Corporation|139
MUFG|MITSUBISHI UFJ FIN|MACQ|Macquarie Capital (USA) Inc.|20500
MUFG|MITSUBISHI UFJ FIN|MAXM|Maxim Group LLC|42496
MUFG|MITSUBISHI UFJ FIN|MCMF|Raymond James Ltd. Cds|872
MUFG|MITSUBISHI UFJ FIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|481192
MUFG|MITSUBISHI UFJ FIN|MOTF|MOTIF INVESTING, INC.|7
MUFG|MITSUBISHI UFJ FIN|MSCO|MORGAN STANLEY & CO. LLC|891798
MUFG|MITSUBISHI UFJ FIN|NFSC|National Financial Services LLC|506576
MUFG|MITSUBISHI UFJ FIN|NITE|VIRTU Americas LLC|1015516
MUFG|MITSUBISHI UFJ FIN|NITP|VIRTU Americas LLC|45316
MUFG|MITSUBISHI UFJ FIN|NQRB|Brut, LLC|3600
MUFG|MITSUBISHI UFJ FIN|NTBF|BMO Nesbitt Burns Inc./CDS|119
MUFG|MITSUBISHI UFJ FIN|NTRC|Northern Trust Securities, Inc.|184
MUFG|MITSUBISHI UFJ FIN|OLDM|OLD MISSION CAPITAL, LLC|39635
MUFG|MITSUBISHI UFJ FIN|OPCO|Oppenheimer & Co. Inc.|26500
MUFG|MITSUBISHI UFJ FIN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|324000
MUFG|MITSUBISHI UFJ FIN|PDQM|CODA MARKETS, INC.|1032
MUFG|MITSUBISHI UFJ FIN|PWJC|UBS Financial Services, Inc.|211462
MUFG|MITSUBISHI UFJ FIN|RBCM|RBC CAPITAL MARKETS, LLC|65295
MUFG|MITSUBISHI UFJ FIN|RGLD|Regal Securities, Inc|100
MUFG|MITSUBISHI UFJ FIN|SAGL|SAGETRADER, LLC|1150
MUFG|MITSUBISHI UFJ FIN|SBSH|Citigroup Global Markets Inc.|1474759
MUFG|MITSUBISHI UFJ FIN|SEIC|SEI Investments Distribution Co.|1796
MUFG|MITSUBISHI UFJ FIN|SGMT|GOLDMAN SACHS & CO. LLC|340676
MUFG|MITSUBISHI UFJ FIN|STFL|Stifel, Nicolaus & Company, Incorporated|26670
MUFG|MITSUBISHI UFJ FIN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6200
MUFG|MITSUBISHI UFJ FIN|SWIM|TD Ameritrade, Inc.|5606
MUFG|MITSUBISHI UFJ FIN|SWST|Hilltop Securities Inc.|2571
MUFG|MITSUBISHI UFJ FIN|TKNG|ALLY INVEST SECURITIES LLC|581
MUFG|MITSUBISHI UFJ FIN|TMBR|Timber Hill LLC|200
MUFG|MITSUBISHI UFJ FIN|TRBT|Tradebot Systems, Inc.|134451
MUFG|MITSUBISHI UFJ FIN|TRCM|TRC MARKETS LLC|21100
MUFG|MITSUBISHI UFJ FIN|UBSA|UBS SECURITIES LLC|1261638
MUFG|MITSUBISHI UFJ FIN|UBSS|UBS Securities LLC|2926845
MUFG|MITSUBISHI UFJ FIN|VALX|VIRTU AMERICAS LLC|300
MUFG|MITSUBISHI UFJ FIN|VGRD|Vanguard Marketing Corporation|14914
MUFG|MITSUBISHI UFJ FIN|WCHV|WELLS FARGO SECURITIES, LLC|151566
MUFG|MITSUBISHI UFJ FIN|WDNX|WEEDEN & CO.L.P.|1608
MUFG|MITSUBISHI UFJ FIN|WEDB|WEDBUSH SECURITIES INC.|643
MUFG|MITSUBISHI UFJ FIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|110061
MUFG|MITSUBISHI UFJ FIN|WGIF|CIBC World Markets Inc.|8606
MUFG|MITSUBISHI UFJ FIN|WSEA|WOLVERINE SECURITIES, LLC|3582
MUFG|MITSUBISHI UFJ FIN|XIST|INSTINET, LLC|42968
MUFG|MITSUBISHI UFJ FIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|146866
MUFG|MITSUBISHI UFJ FIN|YKNA|COMHAR CAPITAL MARKETS, LLC|75
MUFG|MITSUBISHI UFJ FIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56735
MUH|BLACKROCK MUNIHOLDIN|APCC|Apex Clearing Corporation|2
MUH|BLACKROCK MUNIHOLDIN|BARD|Robert W. Baird & Co. Incorporated|7478
MUH|BLACKROCK MUNIHOLDIN|BATM|CBOE TRADING, INC.|1055
MUH|BLACKROCK MUNIHOLDIN|BBNT|BB&T SECURITIES, LLC|100
MUH|BLACKROCK MUNIHOLDIN|BRGE|Newbridge Securities Corp.|250
MUH|BLACKROCK MUNIHOLDIN|BTIG|BTIG, LLC|10265
MUH|BLACKROCK MUNIHOLDIN|CHAS|Charles Schwab & Co., Inc.|901
MUH|BLACKROCK MUNIHOLDIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
MUH|BLACKROCK MUNIHOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MUH|BLACKROCK MUNIHOLDIN|DBAX|Deutsche Bank Securities Inc.|1000
MUH|BLACKROCK MUNIHOLDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|287
MUH|BLACKROCK MUNIHOLDIN|EBXL|EBX LLC|1200
MUH|BLACKROCK MUNIHOLDIN|EDJO|Edward D. Jones & Co., L.P.|627
MUH|BLACKROCK MUNIHOLDIN|EGAM|CBOE TRADING, INC.|100
MUH|BLACKROCK MUNIHOLDIN|EGXM|CBOE TRADING, INC.|75
MUH|BLACKROCK MUNIHOLDIN|ETRS|E*Trade Securities LLC|12629
MUH|BLACKROCK MUNIHOLDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6310
MUH|BLACKROCK MUNIHOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11086
MUH|BLACKROCK MUNIHOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|1459
MUH|BLACKROCK MUNIHOLDIN|GSLT|GOLDMAN SACHS & CO. LLC|30
MUH|BLACKROCK MUNIHOLDIN|HRBF|American Enterprise Investment Services Inc.|9443
MUH|BLACKROCK MUNIHOLDIN|IATS|INTERACTIVE BROKERS LLC|188
MUH|BLACKROCK MUNIHOLDIN|IBKR|Interactive Brokers Llc|1664
MUH|BLACKROCK MUNIHOLDIN|ICBX|INSTINET, LLC|100
MUH|BLACKROCK MUNIHOLDIN|INCA|INSTINET, LLC|532
MUH|BLACKROCK MUNIHOLDIN|ITGP|ITG INC.|200
MUH|BLACKROCK MUNIHOLDIN|LEHM|Barclays Capital Inc./Le|400
MUH|BLACKROCK MUNIHOLDIN|LIME|Lime Brokerage LLC|40
MUH|BLACKROCK MUNIHOLDIN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1560
MUH|BLACKROCK MUNIHOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
MUH|BLACKROCK MUNIHOLDIN|MOTF|MOTIF INVESTING, INC.|1
MUH|BLACKROCK MUNIHOLDIN|MSCO|MORGAN STANLEY & CO. LLC|17231
MUH|BLACKROCK MUNIHOLDIN|MSPL|MORGAN STANLEY & CO. LLC|2500
MUH|BLACKROCK MUNIHOLDIN|NFSC|National Financial Services LLC|26304
MUH|BLACKROCK MUNIHOLDIN|NITE|VIRTU Americas LLC|78850
MUH|BLACKROCK MUNIHOLDIN|NQRB|Brut, LLC|2545
MUH|BLACKROCK MUNIHOLDIN|OPCO|Oppenheimer & Co. Inc.|13788
MUH|BLACKROCK MUNIHOLDIN|PDQM|CODA MARKETS, INC.|100
MUH|BLACKROCK MUNIHOLDIN|PWJC|UBS Financial Services, Inc.|500
MUH|BLACKROCK MUNIHOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|1581
MUH|BLACKROCK MUNIHOLDIN|SBSH|Citigroup Global Markets Inc.|500
MUH|BLACKROCK MUNIHOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|400
MUH|BLACKROCK MUNIHOLDIN|SWIM|TD Ameritrade, Inc.|1500
MUH|BLACKROCK MUNIHOLDIN|SWST|Hilltop Securities Inc.|6724
MUH|BLACKROCK MUNIHOLDIN|TKNG|ALLY INVEST SECURITIES LLC|2000
MUH|BLACKROCK MUNIHOLDIN|TRBT|Tradebot Systems, Inc.|1530
MUH|BLACKROCK MUNIHOLDIN|UBSA|UBS SECURITIES LLC|2356
MUH|BLACKROCK MUNIHOLDIN|UBSS|UBS Securities LLC|17535
MUH|BLACKROCK MUNIHOLDIN|VALX|VIRTU AMERICAS LLC|220
MUH|BLACKROCK MUNIHOLDIN|VGRD|Vanguard Marketing Corporation|1514
MUH|BLACKROCK MUNIHOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|36334
MUH|BLACKROCK MUNIHOLDIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|889
MUH|BLACKROCK MUNIHOLDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30218
MUH|BLACKROCK MUNIHOLDIN|WSEA|WOLVERINE SECURITIES, LLC|3746
MUH|BLACKROCK MUNIHOLDIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MUH|BLACKROCK MUNIHOLDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MUH|BLACKROCK MUNIHOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
MUI|BLACKROCK MUNI INTER|ALTX|Alternet Securities Inc.|1100
MUI|BLACKROCK MUNI INTER|APCC|Apex Clearing Corporation|10
MUI|BLACKROCK MUNI INTER|BARD|Robert W. Baird & Co. Incorporated|42
MUI|BLACKROCK MUNI INTER|BERN|Sanford C. Bernstein & Co., LLC|100
MUI|BLACKROCK MUNI INTER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
MUI|BLACKROCK MUNI INTER|BTIG|BTIG, LLC|2
MUI|BLACKROCK MUNI INTER|CANT|Cantor Fitzgerald & Co.|8680
MUI|BLACKROCK MUNI INTER|CHAS|Charles Schwab & Co., Inc.|8683
MUI|BLACKROCK MUNI INTER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1521
MUI|BLACKROCK MUNI INTER|DADA|D.A. Davidson & Co.|5
MUI|BLACKROCK MUNI INTER|DBAX|Deutsche Bank Securities Inc.|1000
MUI|BLACKROCK MUNI INTER|DEAN|MORGAN STANLEY|24177
MUI|BLACKROCK MUNI INTER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
MUI|BLACKROCK MUNI INTER|EBXL|EBX LLC|3800
MUI|BLACKROCK MUNI INTER|ECUT|CONVERGEX EXECUTION SOLUTIONS|12333
MUI|BLACKROCK MUNI INTER|EDJO|Edward D. Jones & Co., L.P.|1864
MUI|BLACKROCK MUNI INTER|EGAM|CBOE TRADING, INC.|300
MUI|BLACKROCK MUNI INTER|EGXM|CBOE TRADING, INC.|147
MUI|BLACKROCK MUNI INTER|ESPO|ESPOSITO SECURITIES, LLC|2000
MUI|BLACKROCK MUNI INTER|ETRS|E*Trade Securities LLC|8610
MUI|BLACKROCK MUNI INTER|FILL|Tradestation Securities, Inc.|1200
MUI|BLACKROCK MUNI INTER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6708
MUI|BLACKROCK MUNI INTER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10665
MUI|BLACKROCK MUNI INTER|FTBR|Foliofn Investments, Inc.|1600
MUI|BLACKROCK MUNI INTER|GLPX|ACS EXECUTION SERVICES, LLC|818
MUI|BLACKROCK MUNI INTER|GSCO|GOLDMAN SACHS & CO. LLC|1300
MUI|BLACKROCK MUNI INTER|GTSZ|GTS SECURITIES LLC|126
MUI|BLACKROCK MUNI INTER|HRBF|American Enterprise Investment Services Inc.|411
MUI|BLACKROCK MUNI INTER|IATS|INTERACTIVE BROKERS LLC|1918
MUI|BLACKROCK MUNI INTER|IBKR|Interactive Brokers Llc|6245
MUI|BLACKROCK MUNI INTER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12668
MUI|BLACKROCK MUNI INTER|ICBX|INSTINET, LLC|500
MUI|BLACKROCK MUNI INTER|INCA|INSTINET, LLC|2809
MUI|BLACKROCK MUNI INTER|ITGI|ITG Inc.|777
MUI|BLACKROCK MUNI INTER|ITGP|ITG INC.|3000
MUI|BLACKROCK MUNI INTER|JANY|Janney Montgomery Scott Inc.|572
MUI|BLACKROCK MUNI INTER|JONE|JonesTrading|53004
MUI|BLACKROCK MUNI INTER|JPMX|J.P. Morgan Securities LLC|10176
MUI|BLACKROCK MUNI INTER|KCGM|VIRTU Americas LLC|2759
MUI|BLACKROCK MUNI INTER|LEHM|Barclays Capital Inc./Le|3000
MUI|BLACKROCK MUNI INTER|LIME|Lime Brokerage LLC|162
MUI|BLACKROCK MUNI INTER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
MUI|BLACKROCK MUNI INTER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21764
MUI|BLACKROCK MUNI INTER|MSCO|MORGAN STANLEY & CO. LLC|78476
MUI|BLACKROCK MUNI INTER|MSPL|MORGAN STANLEY & CO. LLC|8900
MUI|BLACKROCK MUNI INTER|NFSC|National Financial Services LLC|60612
MUI|BLACKROCK MUNI INTER|NITE|VIRTU Americas LLC|112333
MUI|BLACKROCK MUNI INTER|NQRB|Brut, LLC|1219
MUI|BLACKROCK MUNI INTER|OPCO|Oppenheimer & Co. Inc.|1601
MUI|BLACKROCK MUNI INTER|PDQM|CODA MARKETS, INC.|2136
MUI|BLACKROCK MUNI INTER|PWJC|UBS Financial Services, Inc.|3158
MUI|BLACKROCK MUNI INTER|RBCM|RBC CAPITAL MARKETS, LLC|4228
MUI|BLACKROCK MUNI INTER|SALI|INTL FCSTONE FINANCIAL INC.|364
MUI|BLACKROCK MUNI INTER|SBSH|Citigroup Global Markets Inc.|187
MUI|BLACKROCK MUNI INTER|SEIC|SEI Investments Distribution Co.|200
MUI|BLACKROCK MUNI INTER|SGMT|GOLDMAN SACHS & CO. LLC|6124
MUI|BLACKROCK MUNI INTER|SPDR|SPEEDROUTE LLC|200
MUI|BLACKROCK MUNI INTER|SPHN|Stephens Inc.|685
MUI|BLACKROCK MUNI INTER|STFL|Stifel, Nicolaus & Company, Incorporated|509
MUI|BLACKROCK MUNI INTER|STXG|Stockcross Financial Services, Inc.|4
MUI|BLACKROCK MUNI INTER|SWIM|TD Ameritrade, Inc.|808
MUI|BLACKROCK MUNI INTER|TKNG|ALLY INVEST SECURITIES LLC|250
MUI|BLACKROCK MUNI INTER|TRBT|Tradebot Systems, Inc.|937
MUI|BLACKROCK MUNI INTER|TRCM|TRC MARKETS LLC|100
MUI|BLACKROCK MUNI INTER|UBSA|UBS SECURITIES LLC|14717
MUI|BLACKROCK MUNI INTER|UBSS|UBS Securities LLC|57705
MUI|BLACKROCK MUNI INTER|VGRD|Vanguard Marketing Corporation|16306
MUI|BLACKROCK MUNI INTER|WCHV|WELLS FARGO SECURITIES, LLC|32268
MUI|BLACKROCK MUNI INTER|WEED|Weeden & Co.L.P.|22138
MUI|BLACKROCK MUNI INTER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1715
MUI|BLACKROCK MUNI INTER|WSEA|WOLVERINE SECURITIES, LLC|3663
MUI|BLACKROCK MUNI INTER|XSTM|NATIONAL FINANCIAL SERVICES LLC|4812
MUI|BLACKROCK MUNI INTER|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MUI|BLACKROCK MUNI INTER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7857
MUJ|BLACKROCK MUNIHOLDIN|ALTX|Alternet Securities Inc.|200
MUJ|BLACKROCK MUNIHOLDIN|APCC|Apex Clearing Corporation|116
MUJ|BLACKROCK MUNIHOLDIN|BANK|Primevest Financial Services, Inc.|8
MUJ|BLACKROCK MUNIHOLDIN|BARD|Robert W. Baird & Co. Incorporated|2230
MUJ|BLACKROCK MUNIHOLDIN|BATM|CBOE TRADING, INC.|100
MUJ|BLACKROCK MUNIHOLDIN|BERN|Sanford C. Bernstein & Co., LLC|44
MUJ|BLACKROCK MUNIHOLDIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2752
MUJ|BLACKROCK MUNIHOLDIN|BTIG|BTIG, LLC|3651
MUJ|BLACKROCK MUNIHOLDIN|CANT|Cantor Fitzgerald & Co.|5333
MUJ|BLACKROCK MUNIHOLDIN|CHAS|Charles Schwab & Co., Inc.|1
MUJ|BLACKROCK MUNIHOLDIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1900
MUJ|BLACKROCK MUNIHOLDIN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|293
MUJ|BLACKROCK MUNIHOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5322
MUJ|BLACKROCK MUNIHOLDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MUJ|BLACKROCK MUNIHOLDIN|DBAX|Deutsche Bank Securities Inc.|8700
MUJ|BLACKROCK MUNIHOLDIN|DEAN|MORGAN STANLEY|5450
MUJ|BLACKROCK MUNIHOLDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17502
MUJ|BLACKROCK MUNIHOLDIN|EBXL|EBX LLC|10900
MUJ|BLACKROCK MUNIHOLDIN|EDJO|Edward D. Jones & Co., L.P.|3639
MUJ|BLACKROCK MUNIHOLDIN|EGAM|CBOE TRADING, INC.|707
MUJ|BLACKROCK MUNIHOLDIN|EGXM|CBOE TRADING, INC.|200
MUJ|BLACKROCK MUNIHOLDIN|ESPO|ESPOSITO SECURITIES, LLC|308
MUJ|BLACKROCK MUNIHOLDIN|ETBE|Electronic Transaction Clearing, Inc.|200
MUJ|BLACKROCK MUNIHOLDIN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
MUJ|BLACKROCK MUNIHOLDIN|ETRS|E*Trade Securities LLC|15669
MUJ|BLACKROCK MUNIHOLDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6716
MUJ|BLACKROCK MUNIHOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10886
MUJ|BLACKROCK MUNIHOLDIN|FTBR|Foliofn Investments, Inc.|66
MUJ|BLACKROCK MUNIHOLDIN|GLPX|ACS EXECUTION SERVICES, LLC|520
MUJ|BLACKROCK MUNIHOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|1028
MUJ|BLACKROCK MUNIHOLDIN|GSCS|GOLDMAN SACHS & CO. LLC|300
MUJ|BLACKROCK MUNIHOLDIN|GSLT|GOLDMAN SACHS & CO. LLC|612
MUJ|BLACKROCK MUNIHOLDIN|GTSZ|GTS SECURITIES LLC|246
MUJ|BLACKROCK MUNIHOLDIN|HRBF|American Enterprise Investment Services Inc.|6487
MUJ|BLACKROCK MUNIHOLDIN|IATS|INTERACTIVE BROKERS LLC|2030
MUJ|BLACKROCK MUNIHOLDIN|IBKR|Interactive Brokers Llc|4045
MUJ|BLACKROCK MUNIHOLDIN|ICBX|INSTINET, LLC|100
MUJ|BLACKROCK MUNIHOLDIN|INCA|INSTINET, LLC|1367
MUJ|BLACKROCK MUNIHOLDIN|ITGI|ITG Inc.|15200
MUJ|BLACKROCK MUNIHOLDIN|ITGP|ITG INC.|6000
MUJ|BLACKROCK MUNIHOLDIN|JANY|Janney Montgomery Scott Inc.|300
MUJ|BLACKROCK MUNIHOLDIN|JPMX|J.P. Morgan Securities LLC|200
MUJ|BLACKROCK MUNIHOLDIN|KCGM|VIRTU Americas LLC|500
MUJ|BLACKROCK MUNIHOLDIN|LEHM|Barclays Capital Inc./Le|2129
MUJ|BLACKROCK MUNIHOLDIN|LIME|Lime Brokerage LLC|113
MUJ|BLACKROCK MUNIHOLDIN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
MUJ|BLACKROCK MUNIHOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MUJ|BLACKROCK MUNIHOLDIN|MSCO|MORGAN STANLEY & CO. LLC|26716
MUJ|BLACKROCK MUNIHOLDIN|MSPL|MORGAN STANLEY & CO. LLC|3700
MUJ|BLACKROCK MUNIHOLDIN|NFSC|National Financial Services LLC|36640
MUJ|BLACKROCK MUNIHOLDIN|NITE|VIRTU Americas LLC|63481
MUJ|BLACKROCK MUNIHOLDIN|NQRB|Brut, LLC|2760
MUJ|BLACKROCK MUNIHOLDIN|OPCO|Oppenheimer & Co. Inc.|7308
MUJ|BLACKROCK MUNIHOLDIN|PDQM|CODA MARKETS, INC.|1144
MUJ|BLACKROCK MUNIHOLDIN|PWJC|UBS Financial Services, Inc.|31200
MUJ|BLACKROCK MUNIHOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|2358
MUJ|BLACKROCK MUNIHOLDIN|SBSH|Citigroup Global Markets Inc.|9000
MUJ|BLACKROCK MUNIHOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|600
MUJ|BLACKROCK MUNIHOLDIN|STFL|Stifel, Nicolaus & Company, Incorporated|100
MUJ|BLACKROCK MUNIHOLDIN|SWIM|TD Ameritrade, Inc.|200
MUJ|BLACKROCK MUNIHOLDIN|SWST|Hilltop Securities Inc.|5147
MUJ|BLACKROCK MUNIHOLDIN|TRBT|Tradebot Systems, Inc.|1382
MUJ|BLACKROCK MUNIHOLDIN|TRCM|TRC MARKETS LLC|100
MUJ|BLACKROCK MUNIHOLDIN|UBSA|UBS SECURITIES LLC|22604
MUJ|BLACKROCK MUNIHOLDIN|UBSS|UBS Securities LLC|68262
MUJ|BLACKROCK MUNIHOLDIN|VGRD|Vanguard Marketing Corporation|13736
MUJ|BLACKROCK MUNIHOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|17344
MUJ|BLACKROCK MUNIHOLDIN|WEED|Weeden & Co.L.P.|90
MUJ|BLACKROCK MUNIHOLDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4453
MUJ|BLACKROCK MUNIHOLDIN|WSEA|WOLVERINE SECURITIES, LLC|76
MUJ|BLACKROCK MUNIHOLDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|324
MUJ|BLACKROCK MUNIHOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19
MUNI|PIMCO INTERMEDIATE M|APCC|Apex Clearing Corporation|32
MUNI|PIMCO INTERMEDIATE M|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1773
MUNI|PIMCO INTERMEDIATE M|CHAS|Charles Schwab & Co., Inc.|3
MUNI|PIMCO INTERMEDIATE M|CIST|Capital Institutional Services, Inc.|1040
MUNI|PIMCO INTERMEDIATE M|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120
MUNI|PIMCO INTERMEDIATE M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2333
MUNI|PIMCO INTERMEDIATE M|CSIN|Citadel Securities Institutional LLC|2904
MUNI|PIMCO INTERMEDIATE M|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
MUNI|PIMCO INTERMEDIATE M|DBAX|Deutsche Bank Securities Inc.|1800
MUNI|PIMCO INTERMEDIATE M|DEAN|MORGAN STANLEY|3507
MUNI|PIMCO INTERMEDIATE M|EBXL|EBX LLC|1800
MUNI|PIMCO INTERMEDIATE M|EDJO|Edward D. Jones & Co., L.P.|1066
MUNI|PIMCO INTERMEDIATE M|ETRS|E*Trade Securities LLC|22
MUNI|PIMCO INTERMEDIATE M|FBSB|U.S. Bancorp Investments, Inc.|8
MUNI|PIMCO INTERMEDIATE M|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16492
MUNI|PIMCO INTERMEDIATE M|FTBR|Foliofn Investments, Inc.|2387
MUNI|PIMCO INTERMEDIATE M|GSCO|GOLDMAN SACHS & CO. LLC|936
MUNI|PIMCO INTERMEDIATE M|GTSZ|GTS SECURITIES LLC|100
MUNI|PIMCO INTERMEDIATE M|HRBF|American Enterprise Investment Services Inc.|158
MUNI|PIMCO INTERMEDIATE M|IATS|INTERACTIVE BROKERS LLC|300
MUNI|PIMCO INTERMEDIATE M|IBKR|Interactive Brokers Llc|269
MUNI|PIMCO INTERMEDIATE M|ICBX|INSTINET, LLC|2300
MUNI|PIMCO INTERMEDIATE M|ITGI|ITG Inc.|164
MUNI|PIMCO INTERMEDIATE M|JANY|Janney Montgomery Scott Inc.|303
MUNI|PIMCO INTERMEDIATE M|JPMX|J.P. Morgan Securities LLC|800
MUNI|PIMCO INTERMEDIATE M|JSEB|JANE STREET EXECUTION SERVICES, LLC|1952
MUNI|PIMCO INTERMEDIATE M|JSJX|JANE STREET CAPITAL LLC|17657
MUNI|PIMCO INTERMEDIATE M|KCGM|VIRTU Americas LLC|3589
MUNI|PIMCO INTERMEDIATE M|LEHM|Barclays Capital Inc./Le|5600
MUNI|PIMCO INTERMEDIATE M|LIME|Lime Brokerage LLC|1533
MUNI|PIMCO INTERMEDIATE M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
MUNI|PIMCO INTERMEDIATE M|MOTF|MOTIF INVESTING, INC.|1
MUNI|PIMCO INTERMEDIATE M|MSCO|MORGAN STANLEY & CO. LLC|8479
MUNI|PIMCO INTERMEDIATE M|NFSC|National Financial Services LLC|6138
MUNI|PIMCO INTERMEDIATE M|NITE|VIRTU Americas LLC|32875
MUNI|PIMCO INTERMEDIATE M|RBCM|RBC CAPITAL MARKETS, LLC|1039
MUNI|PIMCO INTERMEDIATE M|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|100
MUNI|PIMCO INTERMEDIATE M|SGMT|GOLDMAN SACHS & CO. LLC|1819
MUNI|PIMCO INTERMEDIATE M|STFL|Stifel, Nicolaus & Company, Incorporated|464
MUNI|PIMCO INTERMEDIATE M|UBSA|UBS SECURITIES LLC|17779
MUNI|PIMCO INTERMEDIATE M|UBSS|UBS Securities LLC|12446
MUNI|PIMCO INTERMEDIATE M|WCHV|WELLS FARGO SECURITIES, LLC|13772
MUNI|PIMCO INTERMEDIATE M|WEXX|WOLVERINE EXECUTION SERVICES, LLC|198
MUNI|PIMCO INTERMEDIATE M|WSEA|WOLVERINE SECURITIES, LLC|5
MUNI|PIMCO INTERMEDIATE M|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8755
MUR|MURPHY OIL CP HLDG|ABLE|NATIXIS Securities Americas LLC|8942
MUR|MURPHY OIL CP HLDG|ALTX|Alternet Securities Inc.|83454
MUR|MURPHY OIL CP HLDG|ANOS|ABEL/NOSER, L.L.C.|309346
MUR|MURPHY OIL CP HLDG|APCC|Apex Clearing Corporation|654
MUR|MURPHY OIL CP HLDG|BANK|Primevest Financial Services, Inc.|4
MUR|MURPHY OIL CP HLDG|BARD|Robert W. Baird & Co. Incorporated|68
MUR|MURPHY OIL CP HLDG|BATM|CBOE TRADING, INC.|14938
MUR|MURPHY OIL CP HLDG|BAYT|BTIG, LLC|82923
MUR|MURPHY OIL CP HLDG|BBNT|BB&T SECURITIES, LLC|3599
MUR|MURPHY OIL CP HLDG|BERN|Sanford C. Bernstein & Co., LLC|546053
MUR|MURPHY OIL CP HLDG|BIDS|BIDS TRADING L.P.|2400
MUR|MURPHY OIL CP HLDG|BKCM|BNY Mellon Capital Markets LLC|35683
MUR|MURPHY OIL CP HLDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15795
MUR|MURPHY OIL CP HLDG|BLKX|INSTINET, LLC|226754
MUR|MURPHY OIL CP HLDG|BMOC|BMO Capital Markets Corp.|59200
MUR|MURPHY OIL CP HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|51460
MUR|MURPHY OIL CP HLDG|BRVL|BLAYLOCK VAN, LLC|1500
MUR|MURPHY OIL CP HLDG|BTIG|BTIG, LLC|6185
MUR|MURPHY OIL CP HLDG|BYXM|CBOE TRADING, INC.|8401
MUR|MURPHY OIL CP HLDG|BZYD|GOLDMAN SACHS & CO. LLC|2765
MUR|MURPHY OIL CP HLDG|CANT|Cantor Fitzgerald & Co.|558
MUR|MURPHY OIL CP HLDG|CBLC|CITIGROUP GLOBAL MARKETS INC.|333400
MUR|MURPHY OIL CP HLDG|CHAS|Charles Schwab & Co., Inc.|4321
MUR|MURPHY OIL CP HLDG|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
MUR|MURPHY OIL CP HLDG|CIST|Capital Institutional Services, Inc.|14330
MUR|MURPHY OIL CP HLDG|CLSA|CLSA AMERICAS, LLC|374661
MUR|MURPHY OIL CP HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|156535
MUR|MURPHY OIL CP HLDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6697
MUR|MURPHY OIL CP HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1848293
MUR|MURPHY OIL CP HLDG|CTDL|Citadel Derivatives Group Llc|8836
MUR|MURPHY OIL CP HLDG|CTLR|CUTLER GROUP, LP|200
MUR|MURPHY OIL CP HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|312986
MUR|MURPHY OIL CP HLDG|DADA|D.A. Davidson & Co.|425
MUR|MURPHY OIL CP HLDG|DBAB|Deutsche Bank Securities Inc.|650683
MUR|MURPHY OIL CP HLDG|DBAX|Deutsche Bank Securities Inc.|1335300
MUR|MURPHY OIL CP HLDG|DCHF|Dart Executions, LLC|23621
MUR|MURPHY OIL CP HLDG|DEAN|MORGAN STANLEY|944
MUR|MURPHY OIL CP HLDG|DEGS|RONIN PROFESSIONAL LLC|2629
MUR|MURPHY OIL CP HLDG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|170
MUR|MURPHY OIL CP HLDG|EBXL|EBX LLC|648600
MUR|MURPHY OIL CP HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|153870
MUR|MURPHY OIL CP HLDG|EDJC|Edward Jones / CDS|140
MUR|MURPHY OIL CP HLDG|EDJO|Edward D. Jones & Co., L.P.|24057
MUR|MURPHY OIL CP HLDG|EGAM|CBOE TRADING, INC.|94934
MUR|MURPHY OIL CP HLDG|EGAW|CBOE TRADING, INC.|3040
MUR|MURPHY OIL CP HLDG|EGMT|EG MARKET TECHNOLOGIES LLC|900
MUR|MURPHY OIL CP HLDG|EGXM|CBOE TRADING, INC.|8318
MUR|MURPHY OIL CP HLDG|EGXW|CBOE TRADING, INC.|301
MUR|MURPHY OIL CP HLDG|ESPO|ESPOSITO SECURITIES, LLC|2060
MUR|MURPHY OIL CP HLDG|ETBE|Electronic Transaction Clearing, Inc.|42086
MUR|MURPHY OIL CP HLDG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
MUR|MURPHY OIL CP HLDG|ETCC|Electronic Transaction Clearing, Inc.|190
MUR|MURPHY OIL CP HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30521
MUR|MURPHY OIL CP HLDG|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|888
MUR|MURPHY OIL CP HLDG|ETRS|E*Trade Securities LLC|136042
MUR|MURPHY OIL CP HLDG|FBSB|U.S. Bancorp Investments, Inc.|4
MUR|MURPHY OIL CP HLDG|FILL|Tradestation Securities, Inc.|38460
MUR|MURPHY OIL CP HLDG|FMAF|NBCN Inc./ CDS|300
MUR|MURPHY OIL CP HLDG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8381
MUR|MURPHY OIL CP HLDG|FQLS|Quantlab Securities LP|689238
MUR|MURPHY OIL CP HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|323409
MUR|MURPHY OIL CP HLDG|FTBR|Foliofn Investments, Inc.|3662
MUR|MURPHY OIL CP HLDG|GEBB|GLOBAL EXECUTION BROKERS, LP|10252
MUR|MURPHY OIL CP HLDG|GLIS|TD Securities Inc|1085
MUR|MURPHY OIL CP HLDG|GLPX|ACS EXECUTION SERVICES, LLC|317567
MUR|MURPHY OIL CP HLDG|GSCO|GOLDMAN SACHS & CO. LLC|2927421
MUR|MURPHY OIL CP HLDG|GSCS|GOLDMAN SACHS & CO. LLC|43434
MUR|MURPHY OIL CP HLDG|GSLT|GOLDMAN SACHS & CO. LLC|199863
MUR|MURPHY OIL CP HLDG|GTSZ|GTS SECURITIES LLC|364657
MUR|MURPHY OIL CP HLDG|HRBF|American Enterprise Investment Services Inc.|5721
MUR|MURPHY OIL CP HLDG|HSBC|HSBC Securities, Inc.|1600
MUR|MURPHY OIL CP HLDG|IATS|INTERACTIVE BROKERS LLC|13760
MUR|MURPHY OIL CP HLDG|IBKR|Interactive Brokers Llc|56314
MUR|MURPHY OIL CP HLDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|347
MUR|MURPHY OIL CP HLDG|ICBX|INSTINET, LLC|189650
MUR|MURPHY OIL CP HLDG|IEQY|CITADEL SECURITIES LLC|499602
MUR|MURPHY OIL CP HLDG|INCA|INSTINET, LLC|881340
MUR|MURPHY OIL CP HLDG|INJX|INSTINET, LLC|31851
MUR|MURPHY OIL CP HLDG|INTL|INTL FCSTONE FINANCIAL INC.|2
MUR|MURPHY OIL CP HLDG|ITGI|ITG Inc.|248188
MUR|MURPHY OIL CP HLDG|ITGP|ITG INC.|726400
MUR|MURPHY OIL CP HLDG|JANY|Janney Montgomery Scott Inc.|3507
MUR|MURPHY OIL CP HLDG|JEFF|JEFFERIES LLC|950700
MUR|MURPHY OIL CP HLDG|JMPT|JUMP TRADING, LLC|250510
MUR|MURPHY OIL CP HLDG|JONE|JonesTrading|10300
MUR|MURPHY OIL CP HLDG|JPBX|J.P. MORGAN SECURITIES LLC|291994
MUR|MURPHY OIL CP HLDG|JPMX|J.P. Morgan Securities LLC|2597282
MUR|MURPHY OIL CP HLDG|JSJX|JANE STREET CAPITAL LLC|10992
MUR|MURPHY OIL CP HLDG|KCGM|VIRTU Americas LLC|235173
MUR|MURPHY OIL CP HLDG|LEHM|Barclays Capital Inc./Le|2915942
MUR|MURPHY OIL CP HLDG|LIME|Lime Brokerage LLC|176742
MUR|MURPHY OIL CP HLDG|LMNX|LUMINEX TRADING & ANALYTICS LLC|200000
MUR|MURPHY OIL CP HLDG|LOOP|Loop Capital Markets LLC|5940
MUR|MURPHY OIL CP HLDG|LQNA|LIQUIDNET, INC.|178100
MUR|MURPHY OIL CP HLDG|LSCI|Lek Securities Corporation|481
MUR|MURPHY OIL CP HLDG|LVMR|LIVERMORE TRADING GROUP, INC.|3650
MUR|MURPHY OIL CP HLDG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
MUR|MURPHY OIL CP HLDG|MACQ|Macquarie Capital (USA) Inc.|1200
MUR|MURPHY OIL CP HLDG|MAXM|Maxim Group LLC|20320
MUR|MURPHY OIL CP HLDG|MKMP|MKM Partners LLC|11300
MUR|MURPHY OIL CP HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|515548
MUR|MURPHY OIL CP HLDG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
MUR|MURPHY OIL CP HLDG|MOTF|MOTIF INVESTING, INC.|51
MUR|MURPHY OIL CP HLDG|MSCO|MORGAN STANLEY & CO. LLC|2987802
MUR|MURPHY OIL CP HLDG|MSPL|MORGAN STANLEY & CO. LLC|1497400
MUR|MURPHY OIL CP HLDG|MSTX|MORGAN STANLEY & CO. LLC|772900
MUR|MURPHY OIL CP HLDG|MULL|MARK J. MULLER EQUITIES, INC.|6749
MUR|MURPHY OIL CP HLDG|NATL|National Securities Corporation|4400
MUR|MURPHY OIL CP HLDG|NBCS|NBC Securities, INC.|700
MUR|MURPHY OIL CP HLDG|NFSC|National Financial Services LLC|456289
MUR|MURPHY OIL CP HLDG|NITE|VIRTU Americas LLC|945516
MUR|MURPHY OIL CP HLDG|NITP|VIRTU Americas LLC|4473
MUR|MURPHY OIL CP HLDG|NMRA|Nomura Securities International, Inc.|600
MUR|MURPHY OIL CP HLDG|NQRB|Brut, LLC|112765
MUR|MURPHY OIL CP HLDG|NTRC|Northern Trust Securities, Inc.|512
MUR|MURPHY OIL CP HLDG|OGRU|Oscar Gruss & Son, Incorporated|265828
MUR|MURPHY OIL CP HLDG|OHOS|TWO SIGMA SECURITIES, LLC|190917
MUR|MURPHY OIL CP HLDG|OPCO|Oppenheimer & Co. Inc.|683
MUR|MURPHY OIL CP HLDG|PDQM|CODA MARKETS, INC.|1150391
MUR|MURPHY OIL CP HLDG|PHLY|NASDAQ Execution Services, LLC|4200
MUR|MURPHY OIL CP HLDG|PWJC|UBS Financial Services, Inc.|15059
MUR|MURPHY OIL CP HLDG|QMSR|QUATTRO M SECURITIES INC.|3860
MUR|MURPHY OIL CP HLDG|RBCM|RBC CAPITAL MARKETS, LLC|1942
MUR|MURPHY OIL CP HLDG|RGLD|Regal Securities, Inc|55
MUR|MURPHY OIL CP HLDG|RHCO|Suntrust Robinson Humphrey, Inc.|11690
MUR|MURPHY OIL CP HLDG|SAGL|SAGETRADER, LLC|448101
MUR|MURPHY OIL CP HLDG|SAGW|SAGETRADER, LLC|23
MUR|MURPHY OIL CP HLDG|SBSH|Citigroup Global Markets Inc.|526873
MUR|MURPHY OIL CP HLDG|SCMC|Scotia Capital Markets (USA) Inc.|100
MUR|MURPHY OIL CP HLDG|SGMT|GOLDMAN SACHS & CO. LLC|411995
MUR|MURPHY OIL CP HLDG|SPDR|SPEEDROUTE LLC|47441
MUR|MURPHY OIL CP HLDG|SPHN|Stephens Inc.|84265
MUR|MURPHY OIL CP HLDG|SSBS|STATE STREET GLOBAL MARKETS, LLC|86695
MUR|MURPHY OIL CP HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|2325
MUR|MURPHY OIL CP HLDG|STKP|STOCKPILE INVESTMENTS, INC.|426
MUR|MURPHY OIL CP HLDG|STRS|STRATEGAS RESEARCH PARTNERS|2500
MUR|MURPHY OIL CP HLDG|STXG|Stockcross Financial Services, Inc.|3
MUR|MURPHY OIL CP HLDG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6511
MUR|MURPHY OIL CP HLDG|SWIM|TD Ameritrade, Inc.|241359
MUR|MURPHY OIL CP HLDG|SWST|Hilltop Securities Inc.|2124
MUR|MURPHY OIL CP HLDG|TDFS|TRADERFIELD SECURITIES INC.|700
MUR|MURPHY OIL CP HLDG|TKNG|ALLY INVEST SECURITIES LLC|2773
MUR|MURPHY OIL CP HLDG|TMBR|Timber Hill LLC|42
MUR|MURPHY OIL CP HLDG|TOUR|TOURMALINE PARTNERS, LLC|3500
MUR|MURPHY OIL CP HLDG|TRBT|Tradebot Systems, Inc.|501434
MUR|MURPHY OIL CP HLDG|TRCM|TRC MARKETS LLC|865212
MUR|MURPHY OIL CP HLDG|TWTT|TASTYWORKS, INC.|100
MUR|MURPHY OIL CP HLDG|UBSA|UBS SECURITIES LLC|2158372
MUR|MURPHY OIL CP HLDG|UBSS|UBS Securities LLC|1782046
MUR|MURPHY OIL CP HLDG|USCA|USCA Securities LLC|1300
MUR|MURPHY OIL CP HLDG|VALX|VIRTU AMERICAS LLC|26173
MUR|MURPHY OIL CP HLDG|VERT|The Vertical Trading Group, LLC|549
MUR|MURPHY OIL CP HLDG|VGRD|Vanguard Marketing Corporation|18914
MUR|MURPHY OIL CP HLDG|VNDS|VANDHAM SECURITIES CORP|2500
MUR|MURPHY OIL CP HLDG|WABR|Wall Street Access|4300
MUR|MURPHY OIL CP HLDG|WBET|Wallachbeth Capital LLC|4972
MUR|MURPHY OIL CP HLDG|WBPX|SUMMIT SECURITIES GROUP, LLC|4111
MUR|MURPHY OIL CP HLDG|WCHV|WELLS FARGO SECURITIES, LLC|333649
MUR|MURPHY OIL CP HLDG|WDNX|WEEDEN & CO.L.P.|594
MUR|MURPHY OIL CP HLDG|WECI|Winslow, Evans & Crocker, Inc.|3000
MUR|MURPHY OIL CP HLDG|WEDB|WEDBUSH SECURITIES INC.|19266
MUR|MURPHY OIL CP HLDG|WEED|Weeden & Co.L.P.|2717
MUR|MURPHY OIL CP HLDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21351
MUR|MURPHY OIL CP HLDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17251
MUR|MURPHY OIL CP HLDG|WFPB|Wells Fargo Securities, LLC.|1800
MUR|MURPHY OIL CP HLDG|WGIF|CIBC World Markets Inc.|565
MUR|MURPHY OIL CP HLDG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|106
MUR|MURPHY OIL CP HLDG|WSEA|WOLVERINE SECURITIES, LLC|10308
MUR|MURPHY OIL CP HLDG|XIST|INSTINET, LLC|203200
MUR|MURPHY OIL CP HLDG|XPQR|Jump Trading|600
MUR|MURPHY OIL CP HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|174604
MUR|MURPHY OIL CP HLDG|YKNA|COMHAR CAPITAL MARKETS, LLC|17800
MUR|MURPHY OIL CP HLDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18486
MUS|BLACKROCK MUNIHOLDIN|AGIS|Aegis Capital Corp.|9877
MUS|BLACKROCK MUNIHOLDIN|ALTX|Alternet Securities Inc.|200
MUS|BLACKROCK MUNIHOLDIN|APCC|Apex Clearing Corporation|2
MUS|BLACKROCK MUNIHOLDIN|BARD|Robert W. Baird & Co. Incorporated|15200
MUS|BLACKROCK MUNIHOLDIN|BATM|CBOE TRADING, INC.|80
MUS|BLACKROCK MUNIHOLDIN|BBNT|BB&T SECURITIES, LLC|1273
MUS|BLACKROCK MUNIHOLDIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25
MUS|BLACKROCK MUNIHOLDIN|BTIG|BTIG, LLC|2668
MUS|BLACKROCK MUNIHOLDIN|CIST|Capital Institutional Services, Inc.|2000
MUS|BLACKROCK MUNIHOLDIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1860
MUS|BLACKROCK MUNIHOLDIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MUS|BLACKROCK MUNIHOLDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3372
MUS|BLACKROCK MUNIHOLDIN|CTDL|Citadel Derivatives Group Llc|15
MUS|BLACKROCK MUNIHOLDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MUS|BLACKROCK MUNIHOLDIN|DBAX|Deutsche Bank Securities Inc.|1600
MUS|BLACKROCK MUNIHOLDIN|DCHF|Dart Executions, LLC|200
MUS|BLACKROCK MUNIHOLDIN|DEAN|MORGAN STANLEY|5401
MUS|BLACKROCK MUNIHOLDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25009
MUS|BLACKROCK MUNIHOLDIN|EBXL|EBX LLC|4600
MUS|BLACKROCK MUNIHOLDIN|EDJO|Edward D. Jones & Co., L.P.|9143
MUS|BLACKROCK MUNIHOLDIN|EGAM|CBOE TRADING, INC.|200
MUS|BLACKROCK MUNIHOLDIN|EGXM|CBOE TRADING, INC.|800
MUS|BLACKROCK MUNIHOLDIN|ETRS|E*Trade Securities LLC|2539
MUS|BLACKROCK MUNIHOLDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4097
MUS|BLACKROCK MUNIHOLDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2492
MUS|BLACKROCK MUNIHOLDIN|FTBR|Foliofn Investments, Inc.|30
MUS|BLACKROCK MUNIHOLDIN|GLPX|ACS EXECUTION SERVICES, LLC|7029
MUS|BLACKROCK MUNIHOLDIN|GSCO|GOLDMAN SACHS & CO. LLC|654
MUS|BLACKROCK MUNIHOLDIN|GSCS|GOLDMAN SACHS & CO. LLC|300
MUS|BLACKROCK MUNIHOLDIN|GTSZ|GTS SECURITIES LLC|72
MUS|BLACKROCK MUNIHOLDIN|HRBF|American Enterprise Investment Services Inc.|763
MUS|BLACKROCK MUNIHOLDIN|IATS|INTERACTIVE BROKERS LLC|260
MUS|BLACKROCK MUNIHOLDIN|IBKR|Interactive Brokers Llc|6886
MUS|BLACKROCK MUNIHOLDIN|INCA|INSTINET, LLC|2470
MUS|BLACKROCK MUNIHOLDIN|ITGI|ITG Inc.|700
MUS|BLACKROCK MUNIHOLDIN|ITGP|ITG INC.|800
MUS|BLACKROCK MUNIHOLDIN|JPMX|J.P. Morgan Securities LLC|2200
MUS|BLACKROCK MUNIHOLDIN|KCGM|VIRTU Americas LLC|92
MUS|BLACKROCK MUNIHOLDIN|LEHM|Barclays Capital Inc./Le|1800
MUS|BLACKROCK MUNIHOLDIN|LIME|Lime Brokerage LLC|141
MUS|BLACKROCK MUNIHOLDIN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|808
MUS|BLACKROCK MUNIHOLDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MUS|BLACKROCK MUNIHOLDIN|MOTF|MOTIF INVESTING, INC.|2
MUS|BLACKROCK MUNIHOLDIN|MSCO|MORGAN STANLEY & CO. LLC|14706
MUS|BLACKROCK MUNIHOLDIN|MSPL|MORGAN STANLEY & CO. LLC|5000
MUS|BLACKROCK MUNIHOLDIN|NFSC|National Financial Services LLC|30691
MUS|BLACKROCK MUNIHOLDIN|NITE|VIRTU Americas LLC|98455
MUS|BLACKROCK MUNIHOLDIN|NQRB|Brut, LLC|1400
MUS|BLACKROCK MUNIHOLDIN|OPCO|Oppenheimer & Co. Inc.|9601
MUS|BLACKROCK MUNIHOLDIN|PDQM|CODA MARKETS, INC.|1100
MUS|BLACKROCK MUNIHOLDIN|PWJC|UBS Financial Services, Inc.|28261
MUS|BLACKROCK MUNIHOLDIN|RBCM|RBC CAPITAL MARKETS, LLC|1334
MUS|BLACKROCK MUNIHOLDIN|SBSH|Citigroup Global Markets Inc.|22588
MUS|BLACKROCK MUNIHOLDIN|SGMT|GOLDMAN SACHS & CO. LLC|800
MUS|BLACKROCK MUNIHOLDIN|STFL|Stifel, Nicolaus & Company, Incorporated|2197
MUS|BLACKROCK MUNIHOLDIN|SWIM|TD Ameritrade, Inc.|3700
MUS|BLACKROCK MUNIHOLDIN|SWST|Hilltop Securities Inc.|5288
MUS|BLACKROCK MUNIHOLDIN|TKNG|ALLY INVEST SECURITIES LLC|410
MUS|BLACKROCK MUNIHOLDIN|TRBT|Tradebot Systems, Inc.|1729
MUS|BLACKROCK MUNIHOLDIN|UBSA|UBS SECURITIES LLC|13399
MUS|BLACKROCK MUNIHOLDIN|UBSS|UBS Securities LLC|46144
MUS|BLACKROCK MUNIHOLDIN|VGRD|Vanguard Marketing Corporation|10012
MUS|BLACKROCK MUNIHOLDIN|WCHV|WELLS FARGO SECURITIES, LLC|11031
MUS|BLACKROCK MUNIHOLDIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|114
MUS|BLACKROCK MUNIHOLDIN|WSEA|WOLVERINE SECURITIES, LLC|100
MUS|BLACKROCK MUNIHOLDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MUS|BLACKROCK MUNIHOLDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6171
MUSA|MURPHY USA INC.|ADAM|CANACCORD GENUITY INC.|100
MUSA|MURPHY USA INC.|ALTX|Alternet Securities Inc.|12042
MUSA|MURPHY USA INC.|ANOS|ABEL/NOSER, L.L.C.|5057
MUSA|MURPHY USA INC.|APCC|Apex Clearing Corporation|733
MUSA|MURPHY USA INC.|AQUA|AQUA SECURITIES L.P.|8100
MUSA|MURPHY USA INC.|BARD|Robert W. Baird & Co. Incorporated|1562
MUSA|MURPHY USA INC.|BATM|CBOE TRADING, INC.|17758
MUSA|MURPHY USA INC.|BAYT|BTIG, LLC|1700
MUSA|MURPHY USA INC.|BBNT|BB&T SECURITIES, LLC|637
MUSA|MURPHY USA INC.|BERN|Sanford C. Bernstein & Co., LLC|13696
MUSA|MURPHY USA INC.|BIDS|BIDS TRADING L.P.|19900
MUSA|MURPHY USA INC.|BKCM|BNY Mellon Capital Markets LLC|7722
MUSA|MURPHY USA INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|831
MUSA|MURPHY USA INC.|BLKX|INSTINET, LLC|28710
MUSA|MURPHY USA INC.|BNPX|BNP PARIBAS SECURITIES CORP.|13038
MUSA|MURPHY USA INC.|BRVL|BLAYLOCK VAN, LLC|100
MUSA|MURPHY USA INC.|BTIG|BTIG, LLC|4068
MUSA|MURPHY USA INC.|BYXM|CBOE TRADING, INC.|960
MUSA|MURPHY USA INC.|BZYD|GOLDMAN SACHS & CO. LLC|647
MUSA|MURPHY USA INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|13000
MUSA|MURPHY USA INC.|CIST|Capital Institutional Services, Inc.|231
MUSA|MURPHY USA INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48795
MUSA|MURPHY USA INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4062
MUSA|MURPHY USA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|230365
MUSA|MURPHY USA INC.|CTDL|Citadel Derivatives Group Llc|5105
MUSA|MURPHY USA INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|23584
MUSA|MURPHY USA INC.|DADA|D.A. Davidson & Co.|22
MUSA|MURPHY USA INC.|DBAB|Deutsche Bank Securities Inc.|264504
MUSA|MURPHY USA INC.|DBAX|Deutsche Bank Securities Inc.|271100
MUSA|MURPHY USA INC.|DBUL|Deutsche Bank Securities Inc.|5036
MUSA|MURPHY USA INC.|DEAN|MORGAN STANLEY|995
MUSA|MURPHY USA INC.|DEGS|RONIN PROFESSIONAL LLC|200
MUSA|MURPHY USA INC.|DRWK|DRW SECURITIES, L.L.C.|2700
MUSA|MURPHY USA INC.|EBXL|EBX LLC|118900
MUSA|MURPHY USA INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10057
MUSA|MURPHY USA INC.|EDJO|Edward D. Jones & Co., L.P.|3076
MUSA|MURPHY USA INC.|EGAM|CBOE TRADING, INC.|14610
MUSA|MURPHY USA INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3891
MUSA|MURPHY USA INC.|EGXM|CBOE TRADING, INC.|4618
MUSA|MURPHY USA INC.|ELEV|ELEVATION, LLC|6190
MUSA|MURPHY USA INC.|ETBE|Electronic Transaction Clearing, Inc.|16867
MUSA|MURPHY USA INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
MUSA|MURPHY USA INC.|ETCB|ETC BROKERAGE SERVICES, LLC|2
MUSA|MURPHY USA INC.|ETCC|Electronic Transaction Clearing, Inc.|1559
MUSA|MURPHY USA INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26754
MUSA|MURPHY USA INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|201
MUSA|MURPHY USA INC.|ETRS|E*Trade Securities LLC|8493
MUSA|MURPHY USA INC.|FILL|Tradestation Securities, Inc.|620
MUSA|MURPHY USA INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6061
MUSA|MURPHY USA INC.|FQLS|Quantlab Securities LP|213667
MUSA|MURPHY USA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114955
MUSA|MURPHY USA INC.|FTBR|Foliofn Investments, Inc.|1953
MUSA|MURPHY USA INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2103
MUSA|MURPHY USA INC.|GLPX|ACS EXECUTION SERVICES, LLC|23083
MUSA|MURPHY USA INC.|GSCO|GOLDMAN SACHS & CO. LLC|742082
MUSA|MURPHY USA INC.|GSCS|GOLDMAN SACHS & CO. LLC|12869
MUSA|MURPHY USA INC.|GSLT|GOLDMAN SACHS & CO. LLC|3251
MUSA|MURPHY USA INC.|GTSZ|GTS SECURITIES LLC|35004
MUSA|MURPHY USA INC.|HAPX|HAP Trading, LLC|100
MUSA|MURPHY USA INC.|HRBF|American Enterprise Investment Services Inc.|751
MUSA|MURPHY USA INC.|IATS|INTERACTIVE BROKERS LLC|4531
MUSA|MURPHY USA INC.|IBKR|Interactive Brokers Llc|6237
MUSA|MURPHY USA INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|344
MUSA|MURPHY USA INC.|ICBX|INSTINET, LLC|29434
MUSA|MURPHY USA INC.|IEQY|CITADEL SECURITIES LLC|125405
MUSA|MURPHY USA INC.|IMPC|Imperial Capital, LLC|200
MUSA|MURPHY USA INC.|INCA|INSTINET, LLC|146479
MUSA|MURPHY USA INC.|INJX|INSTINET, LLC|8212
MUSA|MURPHY USA INC.|ITGI|ITG Inc.|24387
MUSA|MURPHY USA INC.|ITGP|ITG INC.|36200
MUSA|MURPHY USA INC.|JANY|Janney Montgomery Scott Inc.|658
MUSA|MURPHY USA INC.|JEFF|JEFFERIES LLC|74613
MUSA|MURPHY USA INC.|JMPT|JUMP TRADING, LLC|65189
MUSA|MURPHY USA INC.|JPBX|J.P. MORGAN SECURITIES LLC|96171
MUSA|MURPHY USA INC.|JPMX|J.P. Morgan Securities LLC|584272
MUSA|MURPHY USA INC.|JSJX|JANE STREET CAPITAL LLC|22615
MUSA|MURPHY USA INC.|KCGM|VIRTU Americas LLC|41532
MUSA|MURPHY USA INC.|LEHM|Barclays Capital Inc./Le|430300
MUSA|MURPHY USA INC.|LIME|Lime Brokerage LLC|10683
MUSA|MURPHY USA INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|74174
MUSA|MURPHY USA INC.|LOOP|Loop Capital Markets LLC|4826
MUSA|MURPHY USA INC.|LQNA|LIQUIDNET, INC.|148500
MUSA|MURPHY USA INC.|LQNB|LIQUIDNET, INC.|19200
MUSA|MURPHY USA INC.|LSCI|Lek Securities Corporation|427
MUSA|MURPHY USA INC.|MAXM|Maxim Group LLC|24
MUSA|MURPHY USA INC.|MCBT|Moors & Cabot, Inc.|41
MUSA|MURPHY USA INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108584
MUSA|MURPHY USA INC.|MNDX|TJM Investments, LLC|1810
MUSA|MURPHY USA INC.|MOTF|MOTIF INVESTING, INC.|7
MUSA|MURPHY USA INC.|MSCO|MORGAN STANLEY & CO. LLC|849492
MUSA|MURPHY USA INC.|MSPL|MORGAN STANLEY & CO. LLC|280300
MUSA|MURPHY USA INC.|MSTX|MORGAN STANLEY & CO. LLC|111400
MUSA|MURPHY USA INC.|NEUB|NEUBERGER BERMAN BD LLC|50
MUSA|MURPHY USA INC.|NFSC|National Financial Services LLC|30645
MUSA|MURPHY USA INC.|NITE|VIRTU Americas LLC|151746
MUSA|MURPHY USA INC.|NITP|VIRTU Americas LLC|300
MUSA|MURPHY USA INC.|NQRB|Brut, LLC|10326
MUSA|MURPHY USA INC.|NTRC|Northern Trust Securities, Inc.|368
MUSA|MURPHY USA INC.|OPCO|Oppenheimer & Co. Inc.|2225
MUSA|MURPHY USA INC.|PDQM|CODA MARKETS, INC.|56252
MUSA|MURPHY USA INC.|PWJC|UBS Financial Services, Inc.|400
MUSA|MURPHY USA INC.|RBCM|RBC CAPITAL MARKETS, LLC|2049
MUSA|MURPHY USA INC.|SAGL|SAGETRADER, LLC|20369
MUSA|MURPHY USA INC.|SALI|INTL FCSTONE FINANCIAL INC.|10
MUSA|MURPHY USA INC.|SBSH|Citigroup Global Markets Inc.|84979
MUSA|MURPHY USA INC.|SGMT|GOLDMAN SACHS & CO. LLC|86192
MUSA|MURPHY USA INC.|SJLS|TRADE INFORMATICS LLC|5000
MUSA|MURPHY USA INC.|SPDR|SPEEDROUTE LLC|27821
MUSA|MURPHY USA INC.|SPHN|Stephens Inc.|50
MUSA|MURPHY USA INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
MUSA|MURPHY USA INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11475
MUSA|MURPHY USA INC.|STXG|Stockcross Financial Services, Inc.|3190
MUSA|MURPHY USA INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3397
MUSA|MURPHY USA INC.|SWIM|TD Ameritrade, Inc.|14137
MUSA|MURPHY USA INC.|SWST|Hilltop Securities Inc.|23860
MUSA|MURPHY USA INC.|TRBT|Tradebot Systems, Inc.|166455
MUSA|MURPHY USA INC.|TRCM|TRC MARKETS LLC|77350
MUSA|MURPHY USA INC.|UBSA|UBS SECURITIES LLC|385941
MUSA|MURPHY USA INC.|UBSS|UBS Securities LLC|851994
MUSA|MURPHY USA INC.|VALX|VIRTU AMERICAS LLC|8765
MUSA|MURPHY USA INC.|VERT|The Vertical Trading Group, LLC|25
MUSA|MURPHY USA INC.|VGRD|Vanguard Marketing Corporation|375
MUSA|MURPHY USA INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|748
MUSA|MURPHY USA INC.|WCHV|WELLS FARGO SECURITIES, LLC|155446
MUSA|MURPHY USA INC.|WEDB|WEDBUSH SECURITIES INC.|2334
MUSA|MURPHY USA INC.|WEED|Weeden & Co.L.P.|2791
MUSA|MURPHY USA INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14246
MUSA|MURPHY USA INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17142
MUSA|MURPHY USA INC.|WFPB|Wells Fargo Securities, LLC.|200
MUSA|MURPHY USA INC.|WGIF|CIBC World Markets Inc.|27
MUSA|MURPHY USA INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
MUSA|MURPHY USA INC.|WOLF|Wolfe Trahan Securities|600
MUSA|MURPHY USA INC.|WSEA|WOLVERINE SECURITIES, LLC|666
MUSA|MURPHY USA INC.|XIST|INSTINET, LLC|159300
MUSA|MURPHY USA INC.|XPQR|Jump Trading|1600
MUSA|MURPHY USA INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
MUSA|MURPHY USA INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3091
MUSA|MURPHY USA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1837
MUX|MCEWEN MINING INC.|ABLE|NATIXIS Securities Americas LLC|49831
MUX|MCEWEN MINING INC.|ALTX|Alternet Securities Inc.|10400
MUX|MCEWEN MINING INC.|APCC|Apex Clearing Corporation|15520
MUX|MCEWEN MINING INC.|BATM|CBOE TRADING, INC.|500
MUX|MCEWEN MINING INC.|BERN|Sanford C. Bernstein & Co., LLC|13800
MUX|MCEWEN MINING INC.|BIDS|BIDS TRADING L.P.|1000
MUX|MCEWEN MINING INC.|BIMI|Banca IMI Securities Corp.|2950
MUX|MCEWEN MINING INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30225
MUX|MCEWEN MINING INC.|BLKX|INSTINET, LLC|24200
MUX|MCEWEN MINING INC.|BNPX|BNP PARIBAS SECURITIES CORP.|260398
MUX|MCEWEN MINING INC.|BTIG|BTIG, LLC|15954
MUX|MCEWEN MINING INC.|CANT|Cantor Fitzgerald & Co.|31846
MUX|MCEWEN MINING INC.|CHAS|Charles Schwab & Co., Inc.|211
MUX|MCEWEN MINING INC.|CLSA|CLSA AMERICAS, LLC|50
MUX|MCEWEN MINING INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|161094
MUX|MCEWEN MINING INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|245796
MUX|MCEWEN MINING INC.|CTDL|Citadel Derivatives Group Llc|181
MUX|MCEWEN MINING INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|108054
MUX|MCEWEN MINING INC.|DADA|D.A. Davidson & Co.|3251
MUX|MCEWEN MINING INC.|DAVA|Davenport & Company LLC|579
MUX|MCEWEN MINING INC.|DBAB|Deutsche Bank Securities Inc.|39787
MUX|MCEWEN MINING INC.|DBAX|Deutsche Bank Securities Inc.|295900
MUX|MCEWEN MINING INC.|DEAN|MORGAN STANLEY|69
MUX|MCEWEN MINING INC.|DEGS|RONIN PROFESSIONAL LLC|1600
MUX|MCEWEN MINING INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31780
MUX|MCEWEN MINING INC.|EBXL|EBX LLC|238600
MUX|MCEWEN MINING INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|36457
MUX|MCEWEN MINING INC.|EDJO|Edward D. Jones & Co., L.P.|9843
MUX|MCEWEN MINING INC.|EGAM|CBOE TRADING, INC.|3700
MUX|MCEWEN MINING INC.|EGAW|CBOE TRADING, INC.|100
MUX|MCEWEN MINING INC.|EGXM|CBOE TRADING, INC.|3469
MUX|MCEWEN MINING INC.|ELEV|ELEVATION, LLC|23227
MUX|MCEWEN MINING INC.|ETBE|Electronic Transaction Clearing, Inc.|7040
MUX|MCEWEN MINING INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
MUX|MCEWEN MINING INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
MUX|MCEWEN MINING INC.|ETRS|E*Trade Securities LLC|526460
MUX|MCEWEN MINING INC.|FILL|Tradestation Securities, Inc.|34944
MUX|MCEWEN MINING INC.|FINX|FINTECH SECURITIES|1335
MUX|MCEWEN MINING INC.|FMAF|NBCN Inc./ CDS|200
MUX|MCEWEN MINING INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87314
MUX|MCEWEN MINING INC.|FTBR|Foliofn Investments, Inc.|153
MUX|MCEWEN MINING INC.|GBMT|GBM International, Inc.|12308
MUX|MCEWEN MINING INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|17700
MUX|MCEWEN MINING INC.|GLIS|TD Securities Inc|10000
MUX|MCEWEN MINING INC.|GLPX|ACS EXECUTION SERVICES, LLC|9934
MUX|MCEWEN MINING INC.|GSCO|GOLDMAN SACHS & CO. LLC|816160
MUX|MCEWEN MINING INC.|GSCS|GOLDMAN SACHS & CO. LLC|17600
MUX|MCEWEN MINING INC.|GSLT|GOLDMAN SACHS & CO. LLC|7000
MUX|MCEWEN MINING INC.|GTSZ|GTS SECURITIES LLC|83796
MUX|MCEWEN MINING INC.|HRBF|American Enterprise Investment Services Inc.|3916
MUX|MCEWEN MINING INC.|HSBC|HSBC Securities, Inc.|1639
MUX|MCEWEN MINING INC.|IATS|INTERACTIVE BROKERS LLC|74484
MUX|MCEWEN MINING INC.|IBKR|Interactive Brokers Llc|36769
MUX|MCEWEN MINING INC.|ICBX|INSTINET, LLC|390978
MUX|MCEWEN MINING INC.|IEQY|CITADEL SECURITIES LLC|3024
MUX|MCEWEN MINING INC.|INCA|INSTINET, LLC|57602
MUX|MCEWEN MINING INC.|INJX|INSTINET, LLC|1100
MUX|MCEWEN MINING INC.|ITGI|ITG Inc.|14001
MUX|MCEWEN MINING INC.|ITGP|ITG INC.|236800
MUX|MCEWEN MINING INC.|JANY|Janney Montgomery Scott Inc.|1700
MUX|MCEWEN MINING INC.|JEFF|JEFFERIES LLC|49370
MUX|MCEWEN MINING INC.|JMPT|JUMP TRADING, LLC|17093
MUX|MCEWEN MINING INC.|JPBX|J.P. MORGAN SECURITIES LLC|1600
MUX|MCEWEN MINING INC.|JPMX|J.P. Morgan Securities LLC|501907
MUX|MCEWEN MINING INC.|JSJX|JANE STREET CAPITAL LLC|104157
MUX|MCEWEN MINING INC.|KCGM|VIRTU Americas LLC|90039
MUX|MCEWEN MINING INC.|KCRD|PHX FINANCIAL, INC.|15000
MUX|MCEWEN MINING INC.|LEHM|Barclays Capital Inc./Le|1653791
MUX|MCEWEN MINING INC.|LIME|Lime Brokerage LLC|6575
MUX|MCEWEN MINING INC.|LOOP|Loop Capital Markets LLC|31092
MUX|MCEWEN MINING INC.|MCMF|Raymond James Ltd. Cds|17000
MUX|MCEWEN MINING INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|489469
MUX|MCEWEN MINING INC.|MOTF|MOTIF INVESTING, INC.|14
MUX|MCEWEN MINING INC.|MSCO|MORGAN STANLEY & CO. LLC|500023
MUX|MCEWEN MINING INC.|MSPL|MORGAN STANLEY & CO. LLC|734100
MUX|MCEWEN MINING INC.|MSTX|MORGAN STANLEY & CO. LLC|316500
MUX|MCEWEN MINING INC.|NATL|National Securities Corporation|800
MUX|MCEWEN MINING INC.|NFSC|National Financial Services LLC|811271
MUX|MCEWEN MINING INC.|NITE|VIRTU Americas LLC|1797480
MUX|MCEWEN MINING INC.|NITP|VIRTU Americas LLC|57537
MUX|MCEWEN MINING INC.|NQRB|Brut, LLC|1400
MUX|MCEWEN MINING INC.|NTBF|BMO Nesbitt Burns Inc./CDS|12655
MUX|MCEWEN MINING INC.|OLDM|OLD MISSION CAPITAL, LLC|35339
MUX|MCEWEN MINING INC.|OPCO|Oppenheimer & Co. Inc.|951
MUX|MCEWEN MINING INC.|PDQM|CODA MARKETS, INC.|19933
MUX|MCEWEN MINING INC.|PWJC|UBS Financial Services, Inc.|1000
MUX|MCEWEN MINING INC.|RBCM|RBC CAPITAL MARKETS, LLC|24225
MUX|MCEWEN MINING INC.|RGLD|Regal Securities, Inc|2900
MUX|MCEWEN MINING INC.|RHOX|XR Securities LLC|6039
MUX|MCEWEN MINING INC.|SAGL|SAGETRADER, LLC|512
MUX|MCEWEN MINING INC.|SBSH|Citigroup Global Markets Inc.|5685
MUX|MCEWEN MINING INC.|SGMT|GOLDMAN SACHS & CO. LLC|329943
MUX|MCEWEN MINING INC.|SPDR|SPEEDROUTE LLC|900
MUX|MCEWEN MINING INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8898
MUX|MCEWEN MINING INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5697
MUX|MCEWEN MINING INC.|SWIM|TD Ameritrade, Inc.|484119
MUX|MCEWEN MINING INC.|SWST|Hilltop Securities Inc.|2949
MUX|MCEWEN MINING INC.|TKNG|ALLY INVEST SECURITIES LLC|45610
MUX|MCEWEN MINING INC.|TRBT|Tradebot Systems, Inc.|21782
MUX|MCEWEN MINING INC.|TRCM|TRC MARKETS LLC|3316
MUX|MCEWEN MINING INC.|TWTT|TASTYWORKS, INC.|4600
MUX|MCEWEN MINING INC.|UBSA|UBS SECURITIES LLC|672362
MUX|MCEWEN MINING INC.|UBSS|UBS Securities LLC|445348
MUX|MCEWEN MINING INC.|VALX|VIRTU AMERICAS LLC|92959
MUX|MCEWEN MINING INC.|VGRD|Vanguard Marketing Corporation|120116
MUX|MCEWEN MINING INC.|WCHV|WELLS FARGO SECURITIES, LLC|190460
MUX|MCEWEN MINING INC.|WDNX|WEEDEN & CO.L.P.|39640
MUX|MCEWEN MINING INC.|WEDB|WEDBUSH SECURITIES INC.|2634
MUX|MCEWEN MINING INC.|WEED|Weeden & Co.L.P.|100
MUX|MCEWEN MINING INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3322
MUX|MCEWEN MINING INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3701
MUX|MCEWEN MINING INC.|WSEA|WOLVERINE SECURITIES, LLC|10383
MUX|MCEWEN MINING INC.|XIST|INSTINET, LLC|1000
MUX|MCEWEN MINING INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|33200
MUX|MCEWEN MINING INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MUX|MCEWEN MINING INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2976
MVBF|MVB FINANCIAL CMN|BATM|CBOE TRADING, INC.|3088
MVBF|MVB FINANCIAL CMN|BAYC|BAY CREST PARTNERS, LLC|1233
MVBF|MVB FINANCIAL CMN|BERN|Sanford C. Bernstein & Co., LLC|1900
MVBF|MVB FINANCIAL CMN|BMOC|BMO Capital Markets Corp.|634
MVBF|MVB FINANCIAL CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1369
MVBF|MVB FINANCIAL CMN|BOSC|Boenning & Scattergood, Inc.|252500
MVBF|MVB FINANCIAL CMN|BTIG|BTIG, LLC|281
MVBF|MVB FINANCIAL CMN|BYXM|CBOE TRADING, INC.|100
MVBF|MVB FINANCIAL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
MVBF|MVB FINANCIAL CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10200
MVBF|MVB FINANCIAL CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10884
MVBF|MVB FINANCIAL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16571
MVBF|MVB FINANCIAL CMN|CTDL|Citadel Derivatives Group Llc|2482
MVBF|MVB FINANCIAL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1532
MVBF|MVB FINANCIAL CMN|DBAB|Deutsche Bank Securities Inc.|134687
MVBF|MVB FINANCIAL CMN|DBAX|Deutsche Bank Securities Inc.|6600
MVBF|MVB FINANCIAL CMN|EBXL|EBX LLC|5100
MVBF|MVB FINANCIAL CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|725
MVBF|MVB FINANCIAL CMN|EDJO|Edward D. Jones & Co., L.P.|2618
MVBF|MVB FINANCIAL CMN|EGAM|CBOE TRADING, INC.|213
MVBF|MVB FINANCIAL CMN|EGAW|CBOE TRADING, INC.|4268
MVBF|MVB FINANCIAL CMN|FBCO|Credit Suisse Securities (USA) LLC|8770
MVBF|MVB FINANCIAL CMN|FOMA|TD AMERITRADE CLEARING, INC.|97
MVBF|MVB FINANCIAL CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1045
MVBF|MVB FINANCIAL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4880
MVBF|MVB FINANCIAL CMN|FTBR|Foliofn Investments, Inc.|11
MVBF|MVB FINANCIAL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
MVBF|MVB FINANCIAL CMN|GLPX|ACS EXECUTION SERVICES, LLC|5299
MVBF|MVB FINANCIAL CMN|GSCO|GOLDMAN SACHS & CO. LLC|295811
MVBF|MVB FINANCIAL CMN|GSLT|GOLDMAN SACHS & CO. LLC|300
MVBF|MVB FINANCIAL CMN|GTSZ|GTS SECURITIES LLC|15398
MVBF|MVB FINANCIAL CMN|HSBC|HSBC Securities, Inc.|1522
MVBF|MVB FINANCIAL CMN|IBKR|Interactive Brokers Llc|1678
MVBF|MVB FINANCIAL CMN|ICBX|INSTINET, LLC|3600
MVBF|MVB FINANCIAL CMN|IEQY|CITADEL SECURITIES LLC|559
MVBF|MVB FINANCIAL CMN|INCA|INSTINET, LLC|37948
MVBF|MVB FINANCIAL CMN|INJX|INSTINET, LLC|510
MVBF|MVB FINANCIAL CMN|ITGI|ITG Inc.|2792
MVBF|MVB FINANCIAL CMN|ITGP|ITG INC.|4000
MVBF|MVB FINANCIAL CMN|JEFF|JEFFERIES LLC|27667
MVBF|MVB FINANCIAL CMN|JPMX|J.P. Morgan Securities LLC|11695
MVBF|MVB FINANCIAL CMN|KBWI|Keefe, Bruyette & Woods, Inc.|2
MVBF|MVB FINANCIAL CMN|LEHM|Barclays Capital Inc./Le|64231
MVBF|MVB FINANCIAL CMN|LIME|Lime Brokerage LLC|11801
MVBF|MVB FINANCIAL CMN|MAXM|Maxim Group LLC|547
MVBF|MVB FINANCIAL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4988
MVBF|MVB FINANCIAL CMN|MSCO|MORGAN STANLEY & CO. LLC|177460
MVBF|MVB FINANCIAL CMN|MSPL|MORGAN STANLEY & CO. LLC|6100
MVBF|MVB FINANCIAL CMN|MSTX|MORGAN STANLEY & CO. LLC|1600
MVBF|MVB FINANCIAL CMN|NFSC|National Financial Services LLC|100
MVBF|MVB FINANCIAL CMN|NITE|VIRTU Americas LLC|19472
MVBF|MVB FINANCIAL CMN|NITP|VIRTU Americas LLC|59
MVBF|MVB FINANCIAL CMN|NQRB|Brut, LLC|900
MVBF|MVB FINANCIAL CMN|PDQM|CODA MARKETS, INC.|9533
MVBF|MVB FINANCIAL CMN|SBSH|Citigroup Global Markets Inc.|33831
MVBF|MVB FINANCIAL CMN|SDLR|Sandler, O'Neill & Partners, L.P.|167471
MVBF|MVB FINANCIAL CMN|SGMT|GOLDMAN SACHS & CO. LLC|2458
MVBF|MVB FINANCIAL CMN|SPDR|SPEEDROUTE LLC|100
MVBF|MVB FINANCIAL CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6730
MVBF|MVB FINANCIAL CMN|TRBT|Tradebot Systems, Inc.|495
MVBF|MVB FINANCIAL CMN|TRCM|TRC MARKETS LLC|4123
MVBF|MVB FINANCIAL CMN|UBSS|UBS Securities LLC|174613
MVBF|MVB FINANCIAL CMN|VALX|VIRTU AMERICAS LLC|112
MVBF|MVB FINANCIAL CMN|WCHV|WELLS FARGO SECURITIES, LLC|6553
MVBF|MVB FINANCIAL CMN|WEDB|WEDBUSH SECURITIES INC.|2000
MVBF|MVB FINANCIAL CMN|WSEA|WOLVERINE SECURITIES, LLC|80
MVBF|MVB FINANCIAL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MVBF|MVB FINANCIAL CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MVBF|MVB FINANCIAL CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|752
MVC|MVC CAPITAL INC|ALTX|Alternet Securities Inc.|700
MVC|MVC CAPITAL INC|APCC|Apex Clearing Corporation|25
MVC|MVC CAPITAL INC|BATM|CBOE TRADING, INC.|19
MVC|MVC CAPITAL INC|BERN|Sanford C. Bernstein & Co., LLC|2200
MVC|MVC CAPITAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|87
MVC|MVC CAPITAL INC|BYXM|CBOE TRADING, INC.|950
MVC|MVC CAPITAL INC|BZYD|GOLDMAN SACHS & CO. LLC|255
MVC|MVC CAPITAL INC|CHAS|Charles Schwab & Co., Inc.|2
MVC|MVC CAPITAL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18602
MVC|MVC CAPITAL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|360
MVC|MVC CAPITAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27350
MVC|MVC CAPITAL INC|CTDL|Citadel Derivatives Group Llc|10
MVC|MVC CAPITAL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
MVC|MVC CAPITAL INC|DBAX|Deutsche Bank Securities Inc.|5000
MVC|MVC CAPITAL INC|DEAN|MORGAN STANLEY|7900
MVC|MVC CAPITAL INC|DEGS|RONIN PROFESSIONAL LLC|109
MVC|MVC CAPITAL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1465
MVC|MVC CAPITAL INC|EBXL|EBX LLC|18700
MVC|MVC CAPITAL INC|EGAM|CBOE TRADING, INC.|100
MVC|MVC CAPITAL INC|EGXM|CBOE TRADING, INC.|589
MVC|MVC CAPITAL INC|EGXW|CBOE TRADING, INC.|100
MVC|MVC CAPITAL INC|ETRS|E*Trade Securities LLC|28551
MVC|MVC CAPITAL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9554
MVC|MVC CAPITAL INC|FTBR|Foliofn Investments, Inc.|6673
MVC|MVC CAPITAL INC|GLPX|ACS EXECUTION SERVICES, LLC|1250
MVC|MVC CAPITAL INC|GSCO|GOLDMAN SACHS & CO. LLC|5601
MVC|MVC CAPITAL INC|GSLT|GOLDMAN SACHS & CO. LLC|100
MVC|MVC CAPITAL INC|GTSZ|GTS SECURITIES LLC|1400
MVC|MVC CAPITAL INC|HRBF|American Enterprise Investment Services Inc.|2216
MVC|MVC CAPITAL INC|IATS|INTERACTIVE BROKERS LLC|800
MVC|MVC CAPITAL INC|IBKR|Interactive Brokers Llc|102
MVC|MVC CAPITAL INC|ICBX|INSTINET, LLC|2600
MVC|MVC CAPITAL INC|INCA|INSTINET, LLC|16421
MVC|MVC CAPITAL INC|ITGI|ITG Inc.|9880
MVC|MVC CAPITAL INC|ITGP|ITG INC.|20400
MVC|MVC CAPITAL INC|JEFF|JEFFERIES LLC|61863
MVC|MVC CAPITAL INC|JPMX|J.P. Morgan Securities LLC|10536
MVC|MVC CAPITAL INC|KCGM|VIRTU Americas LLC|1763
MVC|MVC CAPITAL INC|LEHM|Barclays Capital Inc./Le|38000
MVC|MVC CAPITAL INC|LIME|Lime Brokerage LLC|805
MVC|MVC CAPITAL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2702
MVC|MVC CAPITAL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9656
MVC|MVC CAPITAL INC|MSCO|MORGAN STANLEY & CO. LLC|43032
MVC|MVC CAPITAL INC|MSPL|MORGAN STANLEY & CO. LLC|5300
MVC|MVC CAPITAL INC|MSTX|MORGAN STANLEY & CO. LLC|600
MVC|MVC CAPITAL INC|NFSC|National Financial Services LLC|15527
MVC|MVC CAPITAL INC|NITE|VIRTU Americas LLC|74792
MVC|MVC CAPITAL INC|NQRB|Brut, LLC|100
MVC|MVC CAPITAL INC|PDQM|CODA MARKETS, INC.|1450
MVC|MVC CAPITAL INC|SGMT|GOLDMAN SACHS & CO. LLC|5450
MVC|MVC CAPITAL INC|SWIM|TD Ameritrade, Inc.|500
MVC|MVC CAPITAL INC|SWST|Hilltop Securities Inc.|1100
MVC|MVC CAPITAL INC|TRBT|Tradebot Systems, Inc.|1527
MVC|MVC CAPITAL INC|TRCM|TRC MARKETS LLC|2277
MVC|MVC CAPITAL INC|UBSA|UBS SECURITIES LLC|22959
MVC|MVC CAPITAL INC|UBSS|UBS Securities LLC|12547
MVC|MVC CAPITAL INC|VALX|VIRTU AMERICAS LLC|232
MVC|MVC CAPITAL INC|VGRD|Vanguard Marketing Corporation|158
MVC|MVC CAPITAL INC|WCHV|WELLS FARGO SECURITIES, LLC|2377
MVC|MVC CAPITAL INC|WEED|Weeden & Co.L.P.|1290
MVC|MVC CAPITAL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2628
MVC|MVC CAPITAL INC|WSEA|WOLVERINE SECURITIES, LLC|16
MVC|MVC CAPITAL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
MVC|MVC CAPITAL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MVCD|MVC CAPITAL 6.25 NTS|BANK|Primevest Financial Services, Inc.|201
MVCD|MVC CAPITAL 6.25 NTS|BARD|Robert W. Baird & Co. Incorporated|222
MVCD|MVC CAPITAL 6.25 NTS|BBNT|BB&T SECURITIES, LLC|150
MVCD|MVC CAPITAL 6.25 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|762
MVCD|MVC CAPITAL 6.25 NTS|CHAS|Charles Schwab & Co., Inc.|160
MVCD|MVC CAPITAL 6.25 NTS|CIST|Capital Institutional Services, Inc.|642
MVCD|MVC CAPITAL 6.25 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|240
MVCD|MVC CAPITAL 6.25 NTS|DBAX|Deutsche Bank Securities Inc.|500
MVCD|MVC CAPITAL 6.25 NTS|DEAN|MORGAN STANLEY|4700
MVCD|MVC CAPITAL 6.25 NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1363
MVCD|MVC CAPITAL 6.25 NTS|GSCS|GOLDMAN SACHS & CO. LLC|200
MVCD|MVC CAPITAL 6.25 NTS|GTSZ|GTS SECURITIES LLC|100
MVCD|MVC CAPITAL 6.25 NTS|HRBF|American Enterprise Investment Services Inc.|263
MVCD|MVC CAPITAL 6.25 NTS|IATS|INTERACTIVE BROKERS LLC|1500
MVCD|MVC CAPITAL 6.25 NTS|IBKR|Interactive Brokers Llc|8398
MVCD|MVC CAPITAL 6.25 NTS|INCA|INSTINET, LLC|279
MVCD|MVC CAPITAL 6.25 NTS|ITGI|ITG Inc.|66
MVCD|MVC CAPITAL 6.25 NTS|LIME|Lime Brokerage LLC|296
MVCD|MVC CAPITAL 6.25 NTS|MSCO|MORGAN STANLEY & CO. LLC|1200
MVCD|MVC CAPITAL 6.25 NTS|NFSC|National Financial Services LLC|7647
MVCD|MVC CAPITAL 6.25 NTS|NITE|VIRTU Americas LLC|16100
MVCD|MVC CAPITAL 6.25 NTS|OPCO|Oppenheimer & Co. Inc.|2150
MVCD|MVC CAPITAL 6.25 NTS|UBSA|UBS SECURITIES LLC|1100
MVCD|MVC CAPITAL 6.25 NTS|UBSS|UBS Securities LLC|8257
MVCD|MVC CAPITAL 6.25 NTS|VGRD|Vanguard Marketing Corporation|579
MVCD|MVC CAPITAL 6.25 NTS|WCHV|WELLS FARGO SECURITIES, LLC|9963
MVCD|MVC CAPITAL 6.25 NTS|WEDB|WEDBUSH SECURITIES INC.|200
MVF|BLACKROCK MUNIVEST F|ALTX|Alternet Securities Inc.|699
MVF|BLACKROCK MUNIVEST F|APCC|Apex Clearing Corporation|6
MVF|BLACKROCK MUNIVEST F|BANK|Primevest Financial Services, Inc.|16
MVF|BLACKROCK MUNIVEST F|BARD|Robert W. Baird & Co. Incorporated|3617
MVF|BLACKROCK MUNIVEST F|BATM|CBOE TRADING, INC.|300
MVF|BLACKROCK MUNIVEST F|BBNT|BB&T SECURITIES, LLC|14791
MVF|BLACKROCK MUNIVEST F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3449
MVF|BLACKROCK MUNIVEST F|BRGE|Newbridge Securities Corp.|197
MVF|BLACKROCK MUNIVEST F|BTIG|BTIG, LLC|992
MVF|BLACKROCK MUNIVEST F|CHAS|Charles Schwab & Co., Inc.|1
MVF|BLACKROCK MUNIVEST F|CIST|Capital Institutional Services, Inc.|941
MVF|BLACKROCK MUNIVEST F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2700
MVF|BLACKROCK MUNIVEST F|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|115
MVF|BLACKROCK MUNIVEST F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5201
MVF|BLACKROCK MUNIVEST F|CTDL|Citadel Derivatives Group Llc|200
MVF|BLACKROCK MUNIVEST F|CXCX|CITIGROUP GLOBAL MARKETS INC.|1022
MVF|BLACKROCK MUNIVEST F|DAVA|Davenport & Company LLC|4
MVF|BLACKROCK MUNIVEST F|DBAX|Deutsche Bank Securities Inc.|8700
MVF|BLACKROCK MUNIVEST F|DEAN|MORGAN STANLEY|17221
MVF|BLACKROCK MUNIVEST F|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|119
MVF|BLACKROCK MUNIVEST F|EBXL|EBX LLC|5900
MVF|BLACKROCK MUNIVEST F|EDJO|Edward D. Jones & Co., L.P.|6864
MVF|BLACKROCK MUNIVEST F|EGAM|CBOE TRADING, INC.|1807
MVF|BLACKROCK MUNIVEST F|EGXM|CBOE TRADING, INC.|863
MVF|BLACKROCK MUNIVEST F|ESPO|ESPOSITO SECURITIES, LLC|278
MVF|BLACKROCK MUNIVEST F|ETBE|Electronic Transaction Clearing, Inc.|300
MVF|BLACKROCK MUNIVEST F|ETRS|E*Trade Securities LLC|4814
MVF|BLACKROCK MUNIVEST F|FBSB|U.S. Bancorp Investments, Inc.|296
MVF|BLACKROCK MUNIVEST F|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9451
MVF|BLACKROCK MUNIVEST F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8584
MVF|BLACKROCK MUNIVEST F|FTBR|Foliofn Investments, Inc.|587
MVF|BLACKROCK MUNIVEST F|GLPX|ACS EXECUTION SERVICES, LLC|400
MVF|BLACKROCK MUNIVEST F|GSCO|GOLDMAN SACHS & CO. LLC|2398
MVF|BLACKROCK MUNIVEST F|GSCS|GOLDMAN SACHS & CO. LLC|2756
MVF|BLACKROCK MUNIVEST F|GTSZ|GTS SECURITIES LLC|300
MVF|BLACKROCK MUNIVEST F|HRBF|American Enterprise Investment Services Inc.|17334
MVF|BLACKROCK MUNIVEST F|IATS|INTERACTIVE BROKERS LLC|875
MVF|BLACKROCK MUNIVEST F|IBKR|Interactive Brokers Llc|6889
MVF|BLACKROCK MUNIVEST F|ICBX|INSTINET, LLC|3800
MVF|BLACKROCK MUNIVEST F|INCA|INSTINET, LLC|581
MVF|BLACKROCK MUNIVEST F|ITGI|ITG Inc.|4988
MVF|BLACKROCK MUNIVEST F|ITGP|ITG INC.|400
MVF|BLACKROCK MUNIVEST F|JMPT|JUMP TRADING, LLC|620
MVF|BLACKROCK MUNIVEST F|JPMX|J.P. Morgan Securities LLC|2000
MVF|BLACKROCK MUNIVEST F|JSJX|JANE STREET CAPITAL LLC|209
MVF|BLACKROCK MUNIVEST F|KCGM|VIRTU Americas LLC|2200
MVF|BLACKROCK MUNIVEST F|LEHM|Barclays Capital Inc./Le|8400
MVF|BLACKROCK MUNIVEST F|LIME|Lime Brokerage LLC|566
MVF|BLACKROCK MUNIVEST F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
MVF|BLACKROCK MUNIVEST F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
MVF|BLACKROCK MUNIVEST F|MOTF|MOTIF INVESTING, INC.|1
MVF|BLACKROCK MUNIVEST F|MSCO|MORGAN STANLEY & CO. LLC|69164
MVF|BLACKROCK MUNIVEST F|MSPL|MORGAN STANLEY & CO. LLC|12600
MVF|BLACKROCK MUNIVEST F|MSTX|MORGAN STANLEY & CO. LLC|400
MVF|BLACKROCK MUNIVEST F|NFSC|National Financial Services LLC|107050
MVF|BLACKROCK MUNIVEST F|NITE|VIRTU Americas LLC|294133
MVF|BLACKROCK MUNIVEST F|NQRB|Brut, LLC|600
MVF|BLACKROCK MUNIVEST F|OPCO|Oppenheimer & Co. Inc.|3387
MVF|BLACKROCK MUNIVEST F|PDQM|CODA MARKETS, INC.|2100
MVF|BLACKROCK MUNIVEST F|PWJC|UBS Financial Services, Inc.|25812
MVF|BLACKROCK MUNIVEST F|RBCM|RBC CAPITAL MARKETS, LLC|3463
MVF|BLACKROCK MUNIVEST F|SAGL|SAGETRADER, LLC|200
MVF|BLACKROCK MUNIVEST F|SALI|INTL FCSTONE FINANCIAL INC.|1201
MVF|BLACKROCK MUNIVEST F|SBSH|Citigroup Global Markets Inc.|3411
MVF|BLACKROCK MUNIVEST F|SGMT|GOLDMAN SACHS & CO. LLC|2200
MVF|BLACKROCK MUNIVEST F|SPDR|SPEEDROUTE LLC|600
MVF|BLACKROCK MUNIVEST F|STFL|Stifel, Nicolaus & Company, Incorporated|468
MVF|BLACKROCK MUNIVEST F|SWIM|TD Ameritrade, Inc.|1300
MVF|BLACKROCK MUNIVEST F|SWST|Hilltop Securities Inc.|8963
MVF|BLACKROCK MUNIVEST F|TRBT|Tradebot Systems, Inc.|1629
MVF|BLACKROCK MUNIVEST F|UBSA|UBS SECURITIES LLC|30040
MVF|BLACKROCK MUNIVEST F|UBSS|UBS Securities LLC|115746
MVF|BLACKROCK MUNIVEST F|VALX|VIRTU AMERICAS LLC|2306
MVF|BLACKROCK MUNIVEST F|VGRD|Vanguard Marketing Corporation|12590
MVF|BLACKROCK MUNIVEST F|WCHV|WELLS FARGO SECURITIES, LLC|37320
MVF|BLACKROCK MUNIVEST F|WEDB|WEDBUSH SECURITIES INC.|15400
MVF|BLACKROCK MUNIVEST F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13566
MVF|BLACKROCK MUNIVEST F|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MVF|BLACKROCK MUNIVEST F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5119
MVIN|NATIXIS ETF TRUST|BATM|CBOE TRADING, INC.|200
MVIN|NATIXIS ETF TRUST|EBXL|EBX LLC|100
MVIN|NATIXIS ETF TRUST|JSJX|JANE STREET CAPITAL LLC|2445
MVIN|NATIXIS ETF TRUST|KCGM|VIRTU Americas LLC|202
MVIN|NATIXIS ETF TRUST|LEHM|Barclays Capital Inc./Le|200
MVIN|NATIXIS ETF TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MVIN|NATIXIS ETF TRUST|NFSC|National Financial Services LLC|2631
MVIN|NATIXIS ETF TRUST|NITE|VIRTU Americas LLC|3883
MVIN|NATIXIS ETF TRUST|RBCM|RBC CAPITAL MARKETS, LLC|200
MVIN|NATIXIS ETF TRUST|UBSA|UBS SECURITIES LLC|758
MVIN|NATIXIS ETF TRUST|UBSS|UBS Securities LLC|2519
MVIN|NATIXIS ETF TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1501
MVIS|MICROVISION|AGIS|Aegis Capital Corp.|50000
MVIS|MICROVISION|ALTX|Alternet Securities Inc.|13562
MVIS|MICROVISION|APCC|Apex Clearing Corporation|36589
MVIS|MICROVISION|BARD|Robert W. Baird & Co. Incorporated|2000
MVIS|MICROVISION|BATM|CBOE TRADING, INC.|2820
MVIS|MICROVISION|BAYT|BTIG, LLC|20700
MVIS|MICROVISION|BERN|Sanford C. Bernstein & Co., LLC|6100
MVIS|MICROVISION|BIMI|Banca IMI Securities Corp.|5750
MVIS|MICROVISION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43
MVIS|MICROVISION|BLKX|INSTINET, LLC|60200
MVIS|MICROVISION|BMOC|BMO Capital Markets Corp.|11910
MVIS|MICROVISION|BNCH|The Benchmark Company, LLC|2000
MVIS|MICROVISION|BNPX|BNP PARIBAS SECURITIES CORP.|2899
MVIS|MICROVISION|BTIG|BTIG, LLC|11664
MVIS|MICROVISION|BYXM|CBOE TRADING, INC.|200
MVIS|MICROVISION|CANT|Cantor Fitzgerald & Co.|300
MVIS|MICROVISION|CHAS|Charles Schwab & Co., Inc.|4900
MVIS|MICROVISION|CLSA|CLSA AMERICAS, LLC|62623
MVIS|MICROVISION|COKE|Coker & Palmer|2300
MVIS|MICROVISION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|246286
MVIS|MICROVISION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5000
MVIS|MICROVISION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|42979
MVIS|MICROVISION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|203205
MVIS|MICROVISION|CTDL|Citadel Derivatives Group Llc|23189
MVIS|MICROVISION|CXCX|CITIGROUP GLOBAL MARKETS INC.|42266
MVIS|MICROVISION|DADA|D.A. Davidson & Co.|163
MVIS|MICROVISION|DBAB|Deutsche Bank Securities Inc.|1323284
MVIS|MICROVISION|DBAX|Deutsche Bank Securities Inc.|141500
MVIS|MICROVISION|DEAN|MORGAN STANLEY|17259
MVIS|MICROVISION|DEGS|RONIN PROFESSIONAL LLC|63899
MVIS|MICROVISION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11000
MVIS|MICROVISION|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|24725
MVIS|MICROVISION|EBXL|EBX LLC|136200
MVIS|MICROVISION|ECUT|CONVERGEX EXECUTION SOLUTIONS|96897
MVIS|MICROVISION|EDJO|Edward D. Jones & Co., L.P.|28139
MVIS|MICROVISION|EGAM|CBOE TRADING, INC.|10374
MVIS|MICROVISION|EGAW|CBOE TRADING, INC.|100
MVIS|MICROVISION|EGXM|CBOE TRADING, INC.|1648
MVIS|MICROVISION|EGXW|CBOE TRADING, INC.|100100
MVIS|MICROVISION|ETBE|Electronic Transaction Clearing, Inc.|33186
MVIS|MICROVISION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|151
MVIS|MICROVISION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3100
MVIS|MICROVISION|ETCB|ETC BROKERAGE SERVICES, LLC|4029
MVIS|MICROVISION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|27578
MVIS|MICROVISION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14674
MVIS|MICROVISION|ETRS|E*Trade Securities LLC|670612
MVIS|MICROVISION|FBCO|Credit Suisse Securities (USA) LLC|166185
MVIS|MICROVISION|FILL|Tradestation Securities, Inc.|118108
MVIS|MICROVISION|FMAF|NBCN Inc./ CDS|11413
MVIS|MICROVISION|FOMA|TD AMERITRADE CLEARING, INC.|1367852
MVIS|MICROVISION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142183
MVIS|MICROVISION|FTBR|Foliofn Investments, Inc.|531
MVIS|MICROVISION|GEBB|GLOBAL EXECUTION BROKERS, LP|143987
MVIS|MICROVISION|GLPX|ACS EXECUTION SERVICES, LLC|22072
MVIS|MICROVISION|GSCO|GOLDMAN SACHS & CO. LLC|2461832
MVIS|MICROVISION|GSCS|GOLDMAN SACHS & CO. LLC|77539
MVIS|MICROVISION|GSLT|GOLDMAN SACHS & CO. LLC|41542
MVIS|MICROVISION|GTSZ|GTS SECURITIES LLC|4790
MVIS|MICROVISION|HRBF|American Enterprise Investment Services Inc.|2885
MVIS|MICROVISION|HSBC|HSBC Securities, Inc.|2372
MVIS|MICROVISION|IATS|INTERACTIVE BROKERS LLC|79937
MVIS|MICROVISION|IBKR|Interactive Brokers Llc|514950
MVIS|MICROVISION|ICBX|INSTINET, LLC|163231
MVIS|MICROVISION|IEQY|CITADEL SECURITIES LLC|4400
MVIS|MICROVISION|INCA|INSTINET, LLC|380753
MVIS|MICROVISION|INJX|INSTINET, LLC|1749
MVIS|MICROVISION|ITGI|ITG Inc.|171295
MVIS|MICROVISION|ITGP|ITG INC.|241000
MVIS|MICROVISION|JEFF|JEFFERIES LLC|26992
MVIS|MICROVISION|JMPT|JUMP TRADING, LLC|43805
MVIS|MICROVISION|JPBX|J.P. MORGAN SECURITIES LLC|16462
MVIS|MICROVISION|JPMX|J.P. Morgan Securities LLC|247307
MVIS|MICROVISION|JSJX|JANE STREET CAPITAL LLC|23422
MVIS|MICROVISION|KCGM|VIRTU Americas LLC|95919
MVIS|MICROVISION|LAFC|R. F. Lafferty & Co., Inc.|110102
MVIS|MICROVISION|LEHM|Barclays Capital Inc./Le|1136544
MVIS|MICROVISION|LIME|Lime Brokerage LLC|65632
MVIS|MICROVISION|LOOP|Loop Capital Markets LLC|8648
MVIS|MICROVISION|LSCI|Lek Securities Corporation|4031
MVIS|MICROVISION|LTCO|Ladenburg, Thalmann & Co., Inc.|880573
MVIS|MICROVISION|MACQ|Macquarie Capital (USA) Inc.|9649
MVIS|MICROVISION|MAXM|Maxim Group LLC|138726
MVIS|MICROVISION|MBTS|ALLY INVEST SECURITIES LLC|2459
MVIS|MICROVISION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|256382
MVIS|MICROVISION|MOTF|MOTIF INVESTING, INC.|5
MVIS|MICROVISION|MSCO|MORGAN STANLEY & CO. LLC|4158800
MVIS|MICROVISION|MSPL|MORGAN STANLEY & CO. LLC|168500
MVIS|MICROVISION|MSTX|MORGAN STANLEY & CO. LLC|115700
MVIS|MICROVISION|NFSC|National Financial Services LLC|1489853
MVIS|MICROVISION|NITE|VIRTU Americas LLC|2457475
MVIS|MICROVISION|NITP|VIRTU Americas LLC|81153
MVIS|MICROVISION|NORT|Northland Securities, Inc.|32800
MVIS|MICROVISION|NQRB|Brut, LLC|14538
MVIS|MICROVISION|OPCO|Oppenheimer & Co. Inc.|30298
MVIS|MICROVISION|PDQM|CODA MARKETS, INC.|43983
MVIS|MICROVISION|PREC|PRECISION SECURITIES, LLC|1700
MVIS|MICROVISION|PWJC|UBS Financial Services, Inc.|9800
MVIS|MICROVISION|RAJA|Raymond James & Associates, Inc.|72900
MVIS|MICROVISION|RBCM|RBC CAPITAL MARKETS, LLC|74721
MVIS|MICROVISION|RJLC|RJL CAPITAL GROUP, LLC|1319
MVIS|MICROVISION|SAGL|SAGETRADER, LLC|14474
MVIS|MICROVISION|SBSH|Citigroup Global Markets Inc.|364093
MVIS|MICROVISION|SEIC|SEI Investments Distribution Co.|3500
MVIS|MICROVISION|SGMT|GOLDMAN SACHS & CO. LLC|151296
MVIS|MICROVISION|SPDR|SPEEDROUTE LLC|43278
MVIS|MICROVISION|SPNT|SEVEN POINTS CAPITAL, LLC|4100
MVIS|MICROVISION|SWIM|TD Ameritrade, Inc.|233906
MVIS|MICROVISION|TKNG|ALLY INVEST SECURITIES LLC|6047
MVIS|MICROVISION|TWTT|TASTYWORKS, INC.|1900
MVIS|MICROVISION|UBSA|UBS SECURITIES LLC|536087
MVIS|MICROVISION|UBSS|UBS Securities LLC|2146584
MVIS|MICROVISION|VALX|VIRTU AMERICAS LLC|37246
MVIS|MICROVISION|VGRD|Vanguard Marketing Corporation|148397
MVIS|MICROVISION|VNDM|Wall Street Access|4900
MVIS|MICROVISION|VSIN|Vision Financial Markets Llc|36344
MVIS|MICROVISION|WCHV|WELLS FARGO SECURITIES, LLC|251181
MVIS|MICROVISION|WDNX|WEEDEN & CO.L.P.|28304
MVIS|MICROVISION|WEED|Weeden & Co.L.P.|1800
MVIS|MICROVISION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19864
MVIS|MICROVISION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27747
MVIS|MICROVISION|WGIF|CIBC World Markets Inc.|20500
MVIS|MICROVISION|WSEA|WOLVERINE SECURITIES, LLC|7682
MVIS|MICROVISION|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4800
MVIS|MICROVISION|XSTM|NATIONAL FINANCIAL SERVICES LLC|17100
MVIS|MICROVISION|YKNA|COMHAR CAPITAL MARKETS, LLC|5400
MVIS|MICROVISION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8591
MVO|MV OIL TRUST UTS|APCC|Apex Clearing Corporation|225
MVO|MV OIL TRUST UTS|BATM|CBOE TRADING, INC.|2992
MVO|MV OIL TRUST UTS|BZYD|GOLDMAN SACHS & CO. LLC|700
MVO|MV OIL TRUST UTS|CHAS|Charles Schwab & Co., Inc.|4
MVO|MV OIL TRUST UTS|CICF|Canaccord Genuity Corp.|8200
MVO|MV OIL TRUST UTS|CIST|Capital Institutional Services, Inc.|100
MVO|MV OIL TRUST UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2207
MVO|MV OIL TRUST UTS|CTLR|CUTLER GROUP, LP|1644
MVO|MV OIL TRUST UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
MVO|MV OIL TRUST UTS|DBAB|Deutsche Bank Securities Inc.|1145
MVO|MV OIL TRUST UTS|DBAX|Deutsche Bank Securities Inc.|1500
MVO|MV OIL TRUST UTS|DEAN|MORGAN STANLEY|500
MVO|MV OIL TRUST UTS|DEGS|RONIN PROFESSIONAL LLC|350
MVO|MV OIL TRUST UTS|EBXL|EBX LLC|700
MVO|MV OIL TRUST UTS|EDJO|Edward D. Jones & Co., L.P.|200
MVO|MV OIL TRUST UTS|ETRS|E*Trade Securities LLC|7120
MVO|MV OIL TRUST UTS|FORD|Fordham Financial Management, Inc.|300
MVO|MV OIL TRUST UTS|FTBR|Foliofn Investments, Inc.|14
MVO|MV OIL TRUST UTS|GLIS|TD Securities Inc|85
MVO|MV OIL TRUST UTS|GLPX|ACS EXECUTION SERVICES, LLC|499
MVO|MV OIL TRUST UTS|GTSZ|GTS SECURITIES LLC|5566
MVO|MV OIL TRUST UTS|HRBF|American Enterprise Investment Services Inc.|150
MVO|MV OIL TRUST UTS|IATS|INTERACTIVE BROKERS LLC|2136
MVO|MV OIL TRUST UTS|IBKR|Interactive Brokers Llc|3332
MVO|MV OIL TRUST UTS|ICBX|INSTINET, LLC|500
MVO|MV OIL TRUST UTS|INCA|INSTINET, LLC|120
MVO|MV OIL TRUST UTS|ITGI|ITG Inc.|648
MVO|MV OIL TRUST UTS|ITGP|ITG INC.|2000
MVO|MV OIL TRUST UTS|JPMX|J.P. Morgan Securities LLC|390
MVO|MV OIL TRUST UTS|KCGM|VIRTU Americas LLC|100
MVO|MV OIL TRUST UTS|LEHM|Barclays Capital Inc./Le|3249
MVO|MV OIL TRUST UTS|LIME|Lime Brokerage LLC|764
MVO|MV OIL TRUST UTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MVO|MV OIL TRUST UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
MVO|MV OIL TRUST UTS|MOTF|MOTIF INVESTING, INC.|1
MVO|MV OIL TRUST UTS|MSCO|MORGAN STANLEY & CO. LLC|9002
MVO|MV OIL TRUST UTS|MSPL|MORGAN STANLEY & CO. LLC|3900
MVO|MV OIL TRUST UTS|NFSC|National Financial Services LLC|44407
MVO|MV OIL TRUST UTS|NITE|VIRTU Americas LLC|93584
MVO|MV OIL TRUST UTS|NQRB|Brut, LLC|600
MVO|MV OIL TRUST UTS|OPCO|Oppenheimer & Co. Inc.|6311
MVO|MV OIL TRUST UTS|PDQM|CODA MARKETS, INC.|749
MVO|MV OIL TRUST UTS|PWJC|UBS Financial Services, Inc.|1700
MVO|MV OIL TRUST UTS|RBCM|RBC CAPITAL MARKETS, LLC|1336
MVO|MV OIL TRUST UTS|SGMT|GOLDMAN SACHS & CO. LLC|735
MVO|MV OIL TRUST UTS|SPDR|SPEEDROUTE LLC|300
MVO|MV OIL TRUST UTS|STFL|Stifel, Nicolaus & Company, Incorporated|8050
MVO|MV OIL TRUST UTS|SWIM|TD Ameritrade, Inc.|25454
MVO|MV OIL TRUST UTS|TKNG|ALLY INVEST SECURITIES LLC|2375
MVO|MV OIL TRUST UTS|UBSA|UBS SECURITIES LLC|2388
MVO|MV OIL TRUST UTS|UBSS|UBS Securities LLC|14496
MVO|MV OIL TRUST UTS|VALX|VIRTU AMERICAS LLC|768
MVO|MV OIL TRUST UTS|VGRD|Vanguard Marketing Corporation|7413
MVO|MV OIL TRUST UTS|WCHV|WELLS FARGO SECURITIES, LLC|6724
MVO|MV OIL TRUST UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2718
MVO|MV OIL TRUST UTS|WGIF|CIBC World Markets Inc.|3200
MVO|MV OIL TRUST UTS|WSEA|WOLVERINE SECURITIES, LLC|71
MVO|MV OIL TRUST UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|250
MVO|MV OIL TRUST UTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4091
MVT|BLACKROCK MUNIVEST F|ALTX|Alternet Securities Inc.|300
MVT|BLACKROCK MUNIVEST F|APCC|Apex Clearing Corporation|38
MVT|BLACKROCK MUNIVEST F|BARD|Robert W. Baird & Co. Incorporated|15
MVT|BLACKROCK MUNIVEST F|BATM|CBOE TRADING, INC.|208
MVT|BLACKROCK MUNIVEST F|BTIG|BTIG, LLC|400
MVT|BLACKROCK MUNIVEST F|CHAS|Charles Schwab & Co., Inc.|100
MVT|BLACKROCK MUNIVEST F|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MVT|BLACKROCK MUNIVEST F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
MVT|BLACKROCK MUNIVEST F|CTDL|Citadel Derivatives Group Llc|136
MVT|BLACKROCK MUNIVEST F|DBAX|Deutsche Bank Securities Inc.|3600
MVT|BLACKROCK MUNIVEST F|DEAN|MORGAN STANLEY|1
MVT|BLACKROCK MUNIVEST F|EBXL|EBX LLC|1300
MVT|BLACKROCK MUNIVEST F|EDJO|Edward D. Jones & Co., L.P.|6526
MVT|BLACKROCK MUNIVEST F|EGXM|CBOE TRADING, INC.|997
MVT|BLACKROCK MUNIVEST F|ESPO|ESPOSITO SECURITIES, LLC|100
MVT|BLACKROCK MUNIVEST F|ETRS|E*Trade Securities LLC|416
MVT|BLACKROCK MUNIVEST F|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4826
MVT|BLACKROCK MUNIVEST F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2068
MVT|BLACKROCK MUNIVEST F|FTBR|Foliofn Investments, Inc.|1
MVT|BLACKROCK MUNIVEST F|GLPX|ACS EXECUTION SERVICES, LLC|48
MVT|BLACKROCK MUNIVEST F|GSCO|GOLDMAN SACHS & CO. LLC|1635
MVT|BLACKROCK MUNIVEST F|GSLT|GOLDMAN SACHS & CO. LLC|100
MVT|BLACKROCK MUNIVEST F|GTSZ|GTS SECURITIES LLC|100
MVT|BLACKROCK MUNIVEST F|HRBF|American Enterprise Investment Services Inc.|30397
MVT|BLACKROCK MUNIVEST F|IATS|INTERACTIVE BROKERS LLC|508
MVT|BLACKROCK MUNIVEST F|IBKR|Interactive Brokers Llc|4484
MVT|BLACKROCK MUNIVEST F|ICBX|INSTINET, LLC|1000
MVT|BLACKROCK MUNIVEST F|INCA|INSTINET, LLC|1945
MVT|BLACKROCK MUNIVEST F|ITGI|ITG Inc.|300
MVT|BLACKROCK MUNIVEST F|ITGP|ITG INC.|1600
MVT|BLACKROCK MUNIVEST F|JPMX|J.P. Morgan Securities LLC|222
MVT|BLACKROCK MUNIVEST F|KCGM|VIRTU Americas LLC|1700
MVT|BLACKROCK MUNIVEST F|LIME|Lime Brokerage LLC|525
MVT|BLACKROCK MUNIVEST F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MVT|BLACKROCK MUNIVEST F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MVT|BLACKROCK MUNIVEST F|MSCO|MORGAN STANLEY & CO. LLC|48863
MVT|BLACKROCK MUNIVEST F|MSPL|MORGAN STANLEY & CO. LLC|1700
MVT|BLACKROCK MUNIVEST F|MSTX|MORGAN STANLEY & CO. LLC|200
MVT|BLACKROCK MUNIVEST F|NFSC|National Financial Services LLC|54559
MVT|BLACKROCK MUNIVEST F|NITE|VIRTU Americas LLC|79929
MVT|BLACKROCK MUNIVEST F|NQRB|Brut, LLC|3250
MVT|BLACKROCK MUNIVEST F|OPCO|Oppenheimer & Co. Inc.|1900
MVT|BLACKROCK MUNIVEST F|PDQM|CODA MARKETS, INC.|998
MVT|BLACKROCK MUNIVEST F|PWJC|UBS Financial Services, Inc.|7300
MVT|BLACKROCK MUNIVEST F|RBCM|RBC CAPITAL MARKETS, LLC|570
MVT|BLACKROCK MUNIVEST F|SALI|INTL FCSTONE FINANCIAL INC.|4
MVT|BLACKROCK MUNIVEST F|SGMT|GOLDMAN SACHS & CO. LLC|100
MVT|BLACKROCK MUNIVEST F|SPHN|Stephens Inc.|398
MVT|BLACKROCK MUNIVEST F|STFL|Stifel, Nicolaus & Company, Incorporated|3254
MVT|BLACKROCK MUNIVEST F|SWST|Hilltop Securities Inc.|238
MVT|BLACKROCK MUNIVEST F|TKNG|ALLY INVEST SECURITIES LLC|825
MVT|BLACKROCK MUNIVEST F|TRBT|Tradebot Systems, Inc.|1901
MVT|BLACKROCK MUNIVEST F|UBSA|UBS SECURITIES LLC|8199
MVT|BLACKROCK MUNIVEST F|UBSS|UBS Securities LLC|52402
MVT|BLACKROCK MUNIVEST F|VGRD|Vanguard Marketing Corporation|12445
MVT|BLACKROCK MUNIVEST F|WCHV|WELLS FARGO SECURITIES, LLC|12103
MVT|BLACKROCK MUNIVEST F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4719
MVT|BLACKROCK MUNIVEST F|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
MVT|BLACKROCK MUNIVEST F|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MVT|BLACKROCK MUNIVEST F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5784
MVV|PROSHARES ULTR MC400|APCC|Apex Clearing Corporation|160
MVV|PROSHARES ULTR MC400|CANT|Cantor Fitzgerald & Co.|4
MVV|PROSHARES ULTR MC400|CHAS|Charles Schwab & Co., Inc.|1
MVV|PROSHARES ULTR MC400|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10703
MVV|PROSHARES ULTR MC400|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
MVV|PROSHARES ULTR MC400|DBAX|Deutsche Bank Securities Inc.|2200
MVV|PROSHARES ULTR MC400|EBXL|EBX LLC|1400
MVV|PROSHARES ULTR MC400|ECUT|CONVERGEX EXECUTION SOLUTIONS|1004
MVV|PROSHARES ULTR MC400|EGXM|CBOE TRADING, INC.|2400
MVV|PROSHARES ULTR MC400|EGXW|CBOE TRADING, INC.|2400
MVV|PROSHARES ULTR MC400|ETRS|E*Trade Securities LLC|9439
MVV|PROSHARES ULTR MC400|FBSB|U.S. Bancorp Investments, Inc.|1600
MVV|PROSHARES ULTR MC400|FILL|Tradestation Securities, Inc.|50
MVV|PROSHARES ULTR MC400|FQLS|Quantlab Securities LP|5575
MVV|PROSHARES ULTR MC400|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|431
MVV|PROSHARES ULTR MC400|FTBR|Foliofn Investments, Inc.|10359
MVV|PROSHARES ULTR MC400|GLIS|TD Securities Inc|45
MVV|PROSHARES ULTR MC400|GSCO|GOLDMAN SACHS & CO. LLC|7482
MVV|PROSHARES ULTR MC400|GSLT|GOLDMAN SACHS & CO. LLC|159
MVV|PROSHARES ULTR MC400|HRBF|American Enterprise Investment Services Inc.|5017
MVV|PROSHARES ULTR MC400|IATS|INTERACTIVE BROKERS LLC|100
MVV|PROSHARES ULTR MC400|IBKR|Interactive Brokers Llc|3280
MVV|PROSHARES ULTR MC400|JPMX|J.P. Morgan Securities LLC|1200
MVV|PROSHARES ULTR MC400|JSJX|JANE STREET CAPITAL LLC|46431
MVV|PROSHARES ULTR MC400|KCGM|VIRTU Americas LLC|1509
MVV|PROSHARES ULTR MC400|LEHM|Barclays Capital Inc./Le|3800
MVV|PROSHARES ULTR MC400|LIME|Lime Brokerage LLC|18116
MVV|PROSHARES ULTR MC400|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
MVV|PROSHARES ULTR MC400|MOTF|MOTIF INVESTING, INC.|1
MVV|PROSHARES ULTR MC400|MSCO|MORGAN STANLEY & CO. LLC|633
MVV|PROSHARES ULTR MC400|MSPL|MORGAN STANLEY & CO. LLC|2000
MVV|PROSHARES ULTR MC400|NFSC|National Financial Services LLC|61830
MVV|PROSHARES ULTR MC400|NITE|VIRTU Americas LLC|67268
MVV|PROSHARES ULTR MC400|OPCO|Oppenheimer & Co. Inc.|5019
MVV|PROSHARES ULTR MC400|RBCM|RBC CAPITAL MARKETS, LLC|965
MVV|PROSHARES ULTR MC400|SGMT|GOLDMAN SACHS & CO. LLC|1001
MVV|PROSHARES ULTR MC400|STFL|Stifel, Nicolaus & Company, Incorporated|20
MVV|PROSHARES ULTR MC400|SWIM|TD Ameritrade, Inc.|3394
MVV|PROSHARES ULTR MC400|TKNG|ALLY INVEST SECURITIES LLC|235
MVV|PROSHARES ULTR MC400|UBSA|UBS SECURITIES LLC|14577
MVV|PROSHARES ULTR MC400|UBSS|UBS Securities LLC|15755
MVV|PROSHARES ULTR MC400|VGRD|Vanguard Marketing Corporation|1695
MVV|PROSHARES ULTR MC400|WCHV|WELLS FARGO SECURITIES, LLC|273
MVV|PROSHARES ULTR MC400|WEXM|WOLVERINE EXECUTION SERVICES, LLC|188
MVV|PROSHARES ULTR MC400|WEXX|WOLVERINE EXECUTION SERVICES, LLC|217466
MVV|PROSHARES ULTR MC400|WSEA|WOLVERINE SECURITIES, LLC|260
MVV|PROSHARES ULTR MC400|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2482
MWA|MUELLER WATER PRODUC|ALTX|Alternet Securities Inc.|2500
MWA|MUELLER WATER PRODUC|ANOS|ABEL/NOSER, L.L.C.|4140
MWA|MUELLER WATER PRODUC|APCC|Apex Clearing Corporation|322
MWA|MUELLER WATER PRODUC|BARD|Robert W. Baird & Co. Incorporated|105
MWA|MUELLER WATER PRODUC|BATM|CBOE TRADING, INC.|1028
MWA|MUELLER WATER PRODUC|BAYT|BTIG, LLC|200
MWA|MUELLER WATER PRODUC|BBNT|BB&T SECURITIES, LLC|1210
MWA|MUELLER WATER PRODUC|BERN|Sanford C. Bernstein & Co., LLC|8300
MWA|MUELLER WATER PRODUC|BIDS|BIDS TRADING L.P.|1300
MWA|MUELLER WATER PRODUC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11662
MWA|MUELLER WATER PRODUC|BNPX|BNP PARIBAS SECURITIES CORP.|10754
MWA|MUELLER WATER PRODUC|BTIG|BTIG, LLC|390
MWA|MUELLER WATER PRODUC|BZYD|GOLDMAN SACHS & CO. LLC|1381
MWA|MUELLER WATER PRODUC|CHAS|Charles Schwab & Co., Inc.|305
MWA|MUELLER WATER PRODUC|CIST|Capital Institutional Services, Inc.|10608
MWA|MUELLER WATER PRODUC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18825
MWA|MUELLER WATER PRODUC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|131
MWA|MUELLER WATER PRODUC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|191983
MWA|MUELLER WATER PRODUC|CTDL|Citadel Derivatives Group Llc|11011
MWA|MUELLER WATER PRODUC|CXCX|CITIGROUP GLOBAL MARKETS INC.|68272
MWA|MUELLER WATER PRODUC|DADA|D.A. Davidson & Co.|1400
MWA|MUELLER WATER PRODUC|DBAB|Deutsche Bank Securities Inc.|120972
MWA|MUELLER WATER PRODUC|DBAX|Deutsche Bank Securities Inc.|190500
MWA|MUELLER WATER PRODUC|DBUL|Deutsche Bank Securities Inc.|870
MWA|MUELLER WATER PRODUC|DEAN|MORGAN STANLEY|8543
MWA|MUELLER WATER PRODUC|DEGS|RONIN PROFESSIONAL LLC|21
MWA|MUELLER WATER PRODUC|EBXL|EBX LLC|76600
MWA|MUELLER WATER PRODUC|ECUT|CONVERGEX EXECUTION SOLUTIONS|8510
MWA|MUELLER WATER PRODUC|EDJO|Edward D. Jones & Co., L.P.|3505
MWA|MUELLER WATER PRODUC|EGAM|CBOE TRADING, INC.|2168
MWA|MUELLER WATER PRODUC|EGXM|CBOE TRADING, INC.|800
MWA|MUELLER WATER PRODUC|ETBE|Electronic Transaction Clearing, Inc.|15004
MWA|MUELLER WATER PRODUC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
MWA|MUELLER WATER PRODUC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1674
MWA|MUELLER WATER PRODUC|ETRS|E*Trade Securities LLC|18946
MWA|MUELLER WATER PRODUC|FBSB|U.S. Bancorp Investments, Inc.|1000
MWA|MUELLER WATER PRODUC|FMAF|NBCN Inc./ CDS|1600
MWA|MUELLER WATER PRODUC|FMCO|First Manhattan Co|400
MWA|MUELLER WATER PRODUC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
MWA|MUELLER WATER PRODUC|FQLS|Quantlab Securities LP|76996
MWA|MUELLER WATER PRODUC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117258
MWA|MUELLER WATER PRODUC|FTBR|Foliofn Investments, Inc.|1975
MWA|MUELLER WATER PRODUC|GEBB|GLOBAL EXECUTION BROKERS, LP|900
MWA|MUELLER WATER PRODUC|GLIS|TD Securities Inc|85
MWA|MUELLER WATER PRODUC|GLPX|ACS EXECUTION SERVICES, LLC|2085
MWA|MUELLER WATER PRODUC|GSCO|GOLDMAN SACHS & CO. LLC|562074
MWA|MUELLER WATER PRODUC|GSCS|GOLDMAN SACHS & CO. LLC|24400
MWA|MUELLER WATER PRODUC|GSLT|GOLDMAN SACHS & CO. LLC|686
MWA|MUELLER WATER PRODUC|GTSZ|GTS SECURITIES LLC|39515
MWA|MUELLER WATER PRODUC|HPPX|POTAMUS TRADING, LLC|3440
MWA|MUELLER WATER PRODUC|HRBF|American Enterprise Investment Services Inc.|1074
MWA|MUELLER WATER PRODUC|IATS|INTERACTIVE BROKERS LLC|4217
MWA|MUELLER WATER PRODUC|IBKR|Interactive Brokers Llc|19741
MWA|MUELLER WATER PRODUC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
MWA|MUELLER WATER PRODUC|ICBX|INSTINET, LLC|44867
MWA|MUELLER WATER PRODUC|IEQY|CITADEL SECURITIES LLC|41914
MWA|MUELLER WATER PRODUC|INCA|INSTINET, LLC|55230
MWA|MUELLER WATER PRODUC|INJX|INSTINET, LLC|800
MWA|MUELLER WATER PRODUC|ITGI|ITG Inc.|36620
MWA|MUELLER WATER PRODUC|ITGP|ITG INC.|85600
MWA|MUELLER WATER PRODUC|JANY|Janney Montgomery Scott Inc.|1420
MWA|MUELLER WATER PRODUC|JEFF|JEFFERIES LLC|10872
MWA|MUELLER WATER PRODUC|JMPT|JUMP TRADING, LLC|22079
MWA|MUELLER WATER PRODUC|JONE|JonesTrading|97
MWA|MUELLER WATER PRODUC|JPBX|J.P. MORGAN SECURITIES LLC|10814
MWA|MUELLER WATER PRODUC|JPMX|J.P. Morgan Securities LLC|318549
MWA|MUELLER WATER PRODUC|JSJX|JANE STREET CAPITAL LLC|2163
MWA|MUELLER WATER PRODUC|KCGM|VIRTU Americas LLC|31726
MWA|MUELLER WATER PRODUC|LEHM|Barclays Capital Inc./Le|215631
MWA|MUELLER WATER PRODUC|LIME|Lime Brokerage LLC|11688
MWA|MUELLER WATER PRODUC|LOOP|Loop Capital Markets LLC|6709
MWA|MUELLER WATER PRODUC|LQNA|LIQUIDNET, INC.|191000
MWA|MUELLER WATER PRODUC|LSCI|Lek Securities Corporation|1616
MWA|MUELLER WATER PRODUC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126642
MWA|MUELLER WATER PRODUC|MNDX|TJM Investments, LLC|7087
MWA|MUELLER WATER PRODUC|MOTF|MOTIF INVESTING, INC.|16
MWA|MUELLER WATER PRODUC|MSCO|MORGAN STANLEY & CO. LLC|752895
MWA|MUELLER WATER PRODUC|MSPL|MORGAN STANLEY & CO. LLC|335700
MWA|MUELLER WATER PRODUC|MSTX|MORGAN STANLEY & CO. LLC|167100
MWA|MUELLER WATER PRODUC|NEUB|NEUBERGER BERMAN BD LLC|600
MWA|MUELLER WATER PRODUC|NFSC|National Financial Services LLC|114593
MWA|MUELLER WATER PRODUC|NITE|VIRTU Americas LLC|208222
MWA|MUELLER WATER PRODUC|NQRB|Brut, LLC|8000
MWA|MUELLER WATER PRODUC|OPCO|Oppenheimer & Co. Inc.|8001
MWA|MUELLER WATER PRODUC|PDQM|CODA MARKETS, INC.|2828
MWA|MUELLER WATER PRODUC|PWJC|UBS Financial Services, Inc.|1900
MWA|MUELLER WATER PRODUC|QMSR|QUATTRO M SECURITIES INC.|1076
MWA|MUELLER WATER PRODUC|RBCM|RBC CAPITAL MARKETS, LLC|15783
MWA|MUELLER WATER PRODUC|SAGL|SAGETRADER, LLC|400
MWA|MUELLER WATER PRODUC|SAGW|SAGETRADER, LLC|1978
MWA|MUELLER WATER PRODUC|SBSH|Citigroup Global Markets Inc.|76556
MWA|MUELLER WATER PRODUC|SEIC|SEI Investments Distribution Co.|200
MWA|MUELLER WATER PRODUC|SGMT|GOLDMAN SACHS & CO. LLC|127569
MWA|MUELLER WATER PRODUC|SPDR|SPEEDROUTE LLC|3200
MWA|MUELLER WATER PRODUC|SSBS|STATE STREET GLOBAL MARKETS, LLC|114138
MWA|MUELLER WATER PRODUC|STFL|Stifel, Nicolaus & Company, Incorporated|7317
MWA|MUELLER WATER PRODUC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6693
MWA|MUELLER WATER PRODUC|SWIM|TD Ameritrade, Inc.|3537
MWA|MUELLER WATER PRODUC|SWST|Hilltop Securities Inc.|1104
MWA|MUELLER WATER PRODUC|TKNG|ALLY INVEST SECURITIES LLC|1657
MWA|MUELLER WATER PRODUC|TRBT|Tradebot Systems, Inc.|66376
MWA|MUELLER WATER PRODUC|TRCM|TRC MARKETS LLC|32464
MWA|MUELLER WATER PRODUC|UBSA|UBS SECURITIES LLC|494951
MWA|MUELLER WATER PRODUC|UBSS|UBS Securities LLC|704771
MWA|MUELLER WATER PRODUC|VALX|VIRTU AMERICAS LLC|28348
MWA|MUELLER WATER PRODUC|VGRD|Vanguard Marketing Corporation|21605
MWA|MUELLER WATER PRODUC|WBPX|SUMMIT SECURITIES GROUP, LLC|10950
MWA|MUELLER WATER PRODUC|WCHV|WELLS FARGO SECURITIES, LLC|37034
MWA|MUELLER WATER PRODUC|WEDB|WEDBUSH SECURITIES INC.|42
MWA|MUELLER WATER PRODUC|WEED|Weeden & Co.L.P.|800
MWA|MUELLER WATER PRODUC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1076
MWA|MUELLER WATER PRODUC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2054
MWA|MUELLER WATER PRODUC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
MWA|MUELLER WATER PRODUC|WSEA|WOLVERINE SECURITIES, LLC|1823
MWA|MUELLER WATER PRODUC|XIST|INSTINET, LLC|21200
MWA|MUELLER WATER PRODUC|XPQR|Jump Trading|4
MWA|MUELLER WATER PRODUC|XSTM|NATIONAL FINANCIAL SERVICES LLC|43900
MWA|MUELLER WATER PRODUC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4572
MX|MAGNACHIP SEMICONDUC|APCC|Apex Clearing Corporation|15069
MX|MAGNACHIP SEMICONDUC|BANK|Primevest Financial Services, Inc.|150
MX|MAGNACHIP SEMICONDUC|BATM|CBOE TRADING, INC.|1100
MX|MAGNACHIP SEMICONDUC|BERN|Sanford C. Bernstein & Co., LLC|9921
MX|MAGNACHIP SEMICONDUC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|97
MX|MAGNACHIP SEMICONDUC|BLKX|INSTINET, LLC|11700
MX|MAGNACHIP SEMICONDUC|BRGE|Newbridge Securities Corp.|655
MX|MAGNACHIP SEMICONDUC|BYXM|CBOE TRADING, INC.|300
MX|MAGNACHIP SEMICONDUC|BZYD|GOLDMAN SACHS & CO. LLC|1200
MX|MAGNACHIP SEMICONDUC|CHAS|Charles Schwab & Co., Inc.|2000
MX|MAGNACHIP SEMICONDUC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25942
MX|MAGNACHIP SEMICONDUC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
MX|MAGNACHIP SEMICONDUC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99966
MX|MAGNACHIP SEMICONDUC|CTLR|CUTLER GROUP, LP|270
MX|MAGNACHIP SEMICONDUC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9978
MX|MAGNACHIP SEMICONDUC|DBAB|Deutsche Bank Securities Inc.|3200
MX|MAGNACHIP SEMICONDUC|DBAX|Deutsche Bank Securities Inc.|81100
MX|MAGNACHIP SEMICONDUC|DEAN|MORGAN STANLEY|1600
MX|MAGNACHIP SEMICONDUC|DEGS|RONIN PROFESSIONAL LLC|2176
MX|MAGNACHIP SEMICONDUC|EBXL|EBX LLC|37200
MX|MAGNACHIP SEMICONDUC|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
MX|MAGNACHIP SEMICONDUC|EDJO|Edward D. Jones & Co., L.P.|283
MX|MAGNACHIP SEMICONDUC|EGAM|CBOE TRADING, INC.|300
MX|MAGNACHIP SEMICONDUC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|908
MX|MAGNACHIP SEMICONDUC|ETRS|E*Trade Securities LLC|31874
MX|MAGNACHIP SEMICONDUC|FFSI|Firstrade Securities Inc.|200
MX|MAGNACHIP SEMICONDUC|FIDT|Fidelity Clearing Canada ULC./ CDS|10
MX|MAGNACHIP SEMICONDUC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49188
MX|MAGNACHIP SEMICONDUC|GEBB|GLOBAL EXECUTION BROKERS, LP|316
MX|MAGNACHIP SEMICONDUC|GSCO|GOLDMAN SACHS & CO. LLC|67001
MX|MAGNACHIP SEMICONDUC|GSCS|GOLDMAN SACHS & CO. LLC|300
MX|MAGNACHIP SEMICONDUC|GSLT|GOLDMAN SACHS & CO. LLC|232
MX|MAGNACHIP SEMICONDUC|GTSZ|GTS SECURITIES LLC|35072
MX|MAGNACHIP SEMICONDUC|HRBF|American Enterprise Investment Services Inc.|595
MX|MAGNACHIP SEMICONDUC|IATS|INTERACTIVE BROKERS LLC|100
MX|MAGNACHIP SEMICONDUC|IBKR|Interactive Brokers Llc|3944
MX|MAGNACHIP SEMICONDUC|ICBX|INSTINET, LLC|34448
MX|MAGNACHIP SEMICONDUC|INCA|INSTINET, LLC|63840
MX|MAGNACHIP SEMICONDUC|INJX|INSTINET, LLC|1450
MX|MAGNACHIP SEMICONDUC|ITGI|ITG Inc.|3810
MX|MAGNACHIP SEMICONDUC|ITGP|ITG INC.|50800
MX|MAGNACHIP SEMICONDUC|JEFF|JEFFERIES LLC|6000
MX|MAGNACHIP SEMICONDUC|JMPT|JUMP TRADING, LLC|283
MX|MAGNACHIP SEMICONDUC|JONE|JonesTrading|84149
MX|MAGNACHIP SEMICONDUC|JPBX|J.P. MORGAN SECURITIES LLC|10844
MX|MAGNACHIP SEMICONDUC|JPMX|J.P. Morgan Securities LLC|68228
MX|MAGNACHIP SEMICONDUC|JSJX|JANE STREET CAPITAL LLC|560
MX|MAGNACHIP SEMICONDUC|KCGM|VIRTU Americas LLC|18571
MX|MAGNACHIP SEMICONDUC|LEHM|Barclays Capital Inc./Le|55059
MX|MAGNACHIP SEMICONDUC|LIME|Lime Brokerage LLC|6083
MX|MAGNACHIP SEMICONDUC|LQNA|LIQUIDNET, INC.|16500
MX|MAGNACHIP SEMICONDUC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69188
MX|MAGNACHIP SEMICONDUC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8766
MX|MAGNACHIP SEMICONDUC|MSCO|MORGAN STANLEY & CO. LLC|114334
MX|MAGNACHIP SEMICONDUC|MSPL|MORGAN STANLEY & CO. LLC|200200
MX|MAGNACHIP SEMICONDUC|MSTX|MORGAN STANLEY & CO. LLC|31400
MX|MAGNACHIP SEMICONDUC|NFSC|National Financial Services LLC|19890
MX|MAGNACHIP SEMICONDUC|NITE|VIRTU Americas LLC|274010
MX|MAGNACHIP SEMICONDUC|NITP|VIRTU Americas LLC|600
MX|MAGNACHIP SEMICONDUC|OPCO|Oppenheimer & Co. Inc.|32270
MX|MAGNACHIP SEMICONDUC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MX|MAGNACHIP SEMICONDUC|PDQM|CODA MARKETS, INC.|5605
MX|MAGNACHIP SEMICONDUC|PHLY|NASDAQ Execution Services, LLC|4000
MX|MAGNACHIP SEMICONDUC|RBCM|RBC CAPITAL MARKETS, LLC|2100
MX|MAGNACHIP SEMICONDUC|ROTH|Roth Capital Partners, LLC|2000
MX|MAGNACHIP SEMICONDUC|SAGW|SAGETRADER, LLC|800
MX|MAGNACHIP SEMICONDUC|SBSH|Citigroup Global Markets Inc.|1187
MX|MAGNACHIP SEMICONDUC|SGMT|GOLDMAN SACHS & CO. LLC|38352
MX|MAGNACHIP SEMICONDUC|SPDR|SPEEDROUTE LLC|1000
MX|MAGNACHIP SEMICONDUC|SWIM|TD Ameritrade, Inc.|299
MX|MAGNACHIP SEMICONDUC|SWST|Hilltop Securities Inc.|900
MX|MAGNACHIP SEMICONDUC|TKNG|ALLY INVEST SECURITIES LLC|459
MX|MAGNACHIP SEMICONDUC|TRBT|Tradebot Systems, Inc.|1043
MX|MAGNACHIP SEMICONDUC|TRCM|TRC MARKETS LLC|7119
MX|MAGNACHIP SEMICONDUC|UBSA|UBS SECURITIES LLC|158244
MX|MAGNACHIP SEMICONDUC|UBSS|UBS Securities LLC|57199
MX|MAGNACHIP SEMICONDUC|VALX|VIRTU AMERICAS LLC|44799
MX|MAGNACHIP SEMICONDUC|VGRD|Vanguard Marketing Corporation|50
MX|MAGNACHIP SEMICONDUC|WCHV|WELLS FARGO SECURITIES, LLC|4770
MX|MAGNACHIP SEMICONDUC|WEED|Weeden & Co.L.P.|1450
MX|MAGNACHIP SEMICONDUC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|355
MX|MAGNACHIP SEMICONDUC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5584
MX|MAGNACHIP SEMICONDUC|WSEA|WOLVERINE SECURITIES, LLC|2253
MX|MAGNACHIP SEMICONDUC|XIST|INSTINET, LLC|3600
MX|MAGNACHIP SEMICONDUC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
MX|MAGNACHIP SEMICONDUC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|576
MXC|MEXCO ENERGY CORP|APCC|Apex Clearing Corporation|1
MXC|MEXCO ENERGY CORP|BATM|CBOE TRADING, INC.|48
MXC|MEXCO ENERGY CORP|BYXM|CBOE TRADING, INC.|300
MXC|MEXCO ENERGY CORP|CANT|Cantor Fitzgerald & Co.|101
MXC|MEXCO ENERGY CORP|CHAS|Charles Schwab & Co., Inc.|1400
MXC|MEXCO ENERGY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600
MXC|MEXCO ENERGY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8
MXC|MEXCO ENERGY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1200
MXC|MEXCO ENERGY CORP|DBAB|Deutsche Bank Securities Inc.|100
MXC|MEXCO ENERGY CORP|DBAX|Deutsche Bank Securities Inc.|500
MXC|MEXCO ENERGY CORP|EBXL|EBX LLC|1000
MXC|MEXCO ENERGY CORP|EGXM|CBOE TRADING, INC.|100
MXC|MEXCO ENERGY CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1300
MXC|MEXCO ENERGY CORP|ETRS|E*Trade Securities LLC|17247
MXC|MEXCO ENERGY CORP|FILL|Tradestation Securities, Inc.|80
MXC|MEXCO ENERGY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
MXC|MEXCO ENERGY CORP|FTBR|Foliofn Investments, Inc.|15
MXC|MEXCO ENERGY CORP|GLPX|ACS EXECUTION SERVICES, LLC|2002
MXC|MEXCO ENERGY CORP|GSCO|GOLDMAN SACHS & CO. LLC|9
MXC|MEXCO ENERGY CORP|GSLT|GOLDMAN SACHS & CO. LLC|100
MXC|MEXCO ENERGY CORP|GTSZ|GTS SECURITIES LLC|270
MXC|MEXCO ENERGY CORP|IATS|INTERACTIVE BROKERS LLC|1600
MXC|MEXCO ENERGY CORP|IBKR|Interactive Brokers Llc|4116
MXC|MEXCO ENERGY CORP|ICBX|INSTINET, LLC|400
MXC|MEXCO ENERGY CORP|INCA|INSTINET, LLC|4438
MXC|MEXCO ENERGY CORP|ITGI|ITG Inc.|200
MXC|MEXCO ENERGY CORP|ITGP|ITG INC.|1000
MXC|MEXCO ENERGY CORP|KCGM|VIRTU Americas LLC|247
MXC|MEXCO ENERGY CORP|LEHM|Barclays Capital Inc./Le|1000
MXC|MEXCO ENERGY CORP|LIME|Lime Brokerage LLC|1617
MXC|MEXCO ENERGY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MXC|MEXCO ENERGY CORP|MSCO|MORGAN STANLEY & CO. LLC|1200
MXC|MEXCO ENERGY CORP|MSPL|MORGAN STANLEY & CO. LLC|100
MXC|MEXCO ENERGY CORP|NFSC|National Financial Services LLC|18852
MXC|MEXCO ENERGY CORP|NITE|VIRTU Americas LLC|114716
MXC|MEXCO ENERGY CORP|OPCO|Oppenheimer & Co. Inc.|2000
MXC|MEXCO ENERGY CORP|PDQM|CODA MARKETS, INC.|3502
MXC|MEXCO ENERGY CORP|SGMT|GOLDMAN SACHS & CO. LLC|150
MXC|MEXCO ENERGY CORP|SPDR|SPEEDROUTE LLC|100
MXC|MEXCO ENERGY CORP|SWIM|TD Ameritrade, Inc.|65407
MXC|MEXCO ENERGY CORP|TKNG|ALLY INVEST SECURITIES LLC|200
MXC|MEXCO ENERGY CORP|UBSA|UBS SECURITIES LLC|1611
MXC|MEXCO ENERGY CORP|UBSS|UBS Securities LLC|1497
MXC|MEXCO ENERGY CORP|VALX|VIRTU AMERICAS LLC|200
MXC|MEXCO ENERGY CORP|VGRD|Vanguard Marketing Corporation|200
MXC|MEXCO ENERGY CORP|WCHV|WELLS FARGO SECURITIES, LLC|12899
MXC|MEXCO ENERGY CORP|WEDB|WEDBUSH SECURITIES INC.|2000
MXC|MEXCO ENERGY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11
MXC|MEXCO ENERGY CORP|WSEA|WOLVERINE SECURITIES, LLC|335
MXDE|NATIONWIDE MAXIMUM D|NITE|VIRTU Americas LLC|20
MXDU|NATIONWIDE MAXIMUM D|CANT|Cantor Fitzgerald & Co.|65700
MXDU|NATIONWIDE MAXIMUM D|NITE|VIRTU Americas LLC|150
MXDU|NATIONWIDE MAXIMUM D|UBSS|UBS Securities LLC|70
MXDU|NATIONWIDE MAXIMUM D|WBET|Wallachbeth Capital LLC|49200
MXDU|NATIONWIDE MAXIMUM D|WCHV|WELLS FARGO SECURITIES, LLC|150
MXE|MEXICO EQUITY INC|AGIS|Aegis Capital Corp.|1200
MXE|MEXICO EQUITY INC|ALTX|Alternet Securities Inc.|665
MXE|MEXICO EQUITY INC|APCC|Apex Clearing Corporation|1
MXE|MEXICO EQUITY INC|BATM|CBOE TRADING, INC.|21
MXE|MEXICO EQUITY INC|CHAS|Charles Schwab & Co., Inc.|102
MXE|MEXICO EQUITY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MXE|MEXICO EQUITY INC|DEGS|RONIN PROFESSIONAL LLC|975
MXE|MEXICO EQUITY INC|EBXL|EBX LLC|200
MXE|MEXICO EQUITY INC|EGAM|CBOE TRADING, INC.|2565
MXE|MEXICO EQUITY INC|ETRS|E*Trade Securities LLC|1385
MXE|MEXICO EQUITY INC|FTBR|Foliofn Investments, Inc.|5
MXE|MEXICO EQUITY INC|GSLT|GOLDMAN SACHS & CO. LLC|1
MXE|MEXICO EQUITY INC|IATS|INTERACTIVE BROKERS LLC|600
MXE|MEXICO EQUITY INC|IBKR|Interactive Brokers Llc|5931
MXE|MEXICO EQUITY INC|ICBX|INSTINET, LLC|100
MXE|MEXICO EQUITY INC|INCA|INSTINET, LLC|2477
MXE|MEXICO EQUITY INC|ITGI|ITG Inc.|689
MXE|MEXICO EQUITY INC|ITGP|ITG INC.|1800
MXE|MEXICO EQUITY INC|LEHM|Barclays Capital Inc./Le|400
MXE|MEXICO EQUITY INC|LIME|Lime Brokerage LLC|400
MXE|MEXICO EQUITY INC|MSCO|MORGAN STANLEY & CO. LLC|3277
MXE|MEXICO EQUITY INC|NATL|National Securities Corporation|4388
MXE|MEXICO EQUITY INC|NFSC|National Financial Services LLC|11171
MXE|MEXICO EQUITY INC|NITE|VIRTU Americas LLC|14138
MXE|MEXICO EQUITY INC|NQRB|Brut, LLC|1100
MXE|MEXICO EQUITY INC|OPCO|Oppenheimer & Co. Inc.|1399
MXE|MEXICO EQUITY INC|RBCM|RBC CAPITAL MARKETS, LLC|1719
MXE|MEXICO EQUITY INC|SGMT|GOLDMAN SACHS & CO. LLC|100
MXE|MEXICO EQUITY INC|SPDR|SPEEDROUTE LLC|1700
MXE|MEXICO EQUITY INC|SWIM|TD Ameritrade, Inc.|500
MXE|MEXICO EQUITY INC|TRCM|TRC MARKETS LLC|300
MXE|MEXICO EQUITY INC|TWTT|TASTYWORKS, INC.|200
MXE|MEXICO EQUITY INC|UBSA|UBS SECURITIES LLC|300
MXE|MEXICO EQUITY INC|VGRD|Vanguard Marketing Corporation|814
MXE|MEXICO EQUITY INC|WCHV|WELLS FARGO SECURITIES, LLC|653
MXE|MEXICO EQUITY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8229
MXE|MEXICO EQUITY INC|WSEA|WOLVERINE SECURITIES, LLC|3
MXE|MEXICO EQUITY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
MXF|MEXICO FUND INC|AGIS|Aegis Capital Corp.|17911
MXF|MEXICO FUND INC|ALTX|Alternet Securities Inc.|1000
MXF|MEXICO FUND INC|APCC|Apex Clearing Corporation|122
MXF|MEXICO FUND INC|BATM|CBOE TRADING, INC.|251
MXF|MEXICO FUND INC|BERN|Sanford C. Bernstein & Co., LLC|15
MXF|MEXICO FUND INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
MXF|MEXICO FUND INC|BYXM|CBOE TRADING, INC.|1800
MXF|MEXICO FUND INC|CANT|Cantor Fitzgerald & Co.|3094
MXF|MEXICO FUND INC|CHAS|Charles Schwab & Co., Inc.|3
MXF|MEXICO FUND INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25312
MXF|MEXICO FUND INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11793
MXF|MEXICO FUND INC|DADA|D.A. Davidson & Co.|300
MXF|MEXICO FUND INC|DBAX|Deutsche Bank Securities Inc.|20400
MXF|MEXICO FUND INC|DEAN|MORGAN STANLEY|10849
MXF|MEXICO FUND INC|DEGS|RONIN PROFESSIONAL LLC|476
MXF|MEXICO FUND INC|EBXL|EBX LLC|17300
MXF|MEXICO FUND INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4610
MXF|MEXICO FUND INC|EDJO|Edward D. Jones & Co., L.P.|255
MXF|MEXICO FUND INC|EGAM|CBOE TRADING, INC.|900
MXF|MEXICO FUND INC|ETRS|E*Trade Securities LLC|2779
MXF|MEXICO FUND INC|FILL|Tradestation Securities, Inc.|34
MXF|MEXICO FUND INC|FINX|FINTECH SECURITIES|286
MXF|MEXICO FUND INC|FMAF|NBCN Inc./ CDS|1570
MXF|MEXICO FUND INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2834
MXF|MEXICO FUND INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|573
MXF|MEXICO FUND INC|FTBR|Foliofn Investments, Inc.|281
MXF|MEXICO FUND INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MXF|MEXICO FUND INC|GLPX|ACS EXECUTION SERVICES, LLC|300
MXF|MEXICO FUND INC|GSCO|GOLDMAN SACHS & CO. LLC|951
MXF|MEXICO FUND INC|GSLT|GOLDMAN SACHS & CO. LLC|100
MXF|MEXICO FUND INC|GTSZ|GTS SECURITIES LLC|1157
MXF|MEXICO FUND INC|HRBF|American Enterprise Investment Services Inc.|500
MXF|MEXICO FUND INC|IATS|INTERACTIVE BROKERS LLC|1591
MXF|MEXICO FUND INC|IBKR|Interactive Brokers Llc|5708
MXF|MEXICO FUND INC|ICBX|INSTINET, LLC|5780
MXF|MEXICO FUND INC|INCA|INSTINET, LLC|1562
MXF|MEXICO FUND INC|ITGI|ITG Inc.|1398
MXF|MEXICO FUND INC|ITGP|ITG INC.|4600
MXF|MEXICO FUND INC|JEFF|JEFFERIES LLC|30651
MXF|MEXICO FUND INC|JPMX|J.P. Morgan Securities LLC|7514
MXF|MEXICO FUND INC|KCGM|VIRTU Americas LLC|6310
MXF|MEXICO FUND INC|LEHM|Barclays Capital Inc./Le|400
MXF|MEXICO FUND INC|LIME|Lime Brokerage LLC|913
MXF|MEXICO FUND INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MXF|MEXICO FUND INC|MSCO|MORGAN STANLEY & CO. LLC|41358
MXF|MEXICO FUND INC|NFSC|National Financial Services LLC|129757
MXF|MEXICO FUND INC|NITE|VIRTU Americas LLC|125931
MXF|MEXICO FUND INC|NQRB|Brut, LLC|3900
MXF|MEXICO FUND INC|NTRC|Northern Trust Securities, Inc.|312
MXF|MEXICO FUND INC|PDQM|CODA MARKETS, INC.|300
MXF|MEXICO FUND INC|PWJC|UBS Financial Services, Inc.|240
MXF|MEXICO FUND INC|RBCM|RBC CAPITAL MARKETS, LLC|5598
MXF|MEXICO FUND INC|SGMT|GOLDMAN SACHS & CO. LLC|3267
MXF|MEXICO FUND INC|SPDR|SPEEDROUTE LLC|6853
MXF|MEXICO FUND INC|STFL|Stifel, Nicolaus & Company, Incorporated|2000
MXF|MEXICO FUND INC|SWIM|TD Ameritrade, Inc.|1890
MXF|MEXICO FUND INC|TRBT|Tradebot Systems, Inc.|1540
MXF|MEXICO FUND INC|TRCM|TRC MARKETS LLC|525
MXF|MEXICO FUND INC|UBSA|UBS SECURITIES LLC|11450
MXF|MEXICO FUND INC|UBSS|UBS Securities LLC|14494
MXF|MEXICO FUND INC|VALX|VIRTU AMERICAS LLC|428
MXF|MEXICO FUND INC|VGRD|Vanguard Marketing Corporation|24603
MXF|MEXICO FUND INC|WBLR|WILLIAM BLAIR|1216
MXF|MEXICO FUND INC|WCHV|WELLS FARGO SECURITIES, LLC|8723
MXF|MEXICO FUND INC|WEDB|WEDBUSH SECURITIES INC.|225
MXF|MEXICO FUND INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|218
MXF|MEXICO FUND INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22431
MXF|MEXICO FUND INC|WSEA|WOLVERINE SECURITIES, LLC|700
MXF|MEXICO FUND INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3700
MXF|MEXICO FUND INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
MXI|ISHARES GLOBAL MATER|ALTX|Alternet Securities Inc.|400
MXI|ISHARES GLOBAL MATER|APCC|Apex Clearing Corporation|148
MXI|ISHARES GLOBAL MATER|BARD|Robert W. Baird & Co. Incorporated|113
MXI|ISHARES GLOBAL MATER|BATM|CBOE TRADING, INC.|6872
MXI|ISHARES GLOBAL MATER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|202
MXI|ISHARES GLOBAL MATER|CANT|Cantor Fitzgerald & Co.|3434
MXI|ISHARES GLOBAL MATER|CHAS|Charles Schwab & Co., Inc.|10
MXI|ISHARES GLOBAL MATER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2693
MXI|ISHARES GLOBAL MATER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12687
MXI|ISHARES GLOBAL MATER|CSIN|Citadel Securities Institutional LLC|9217
MXI|ISHARES GLOBAL MATER|CTDL|Citadel Derivatives Group Llc|11321
MXI|ISHARES GLOBAL MATER|CXCX|CITIGROUP GLOBAL MARKETS INC.|2202
MXI|ISHARES GLOBAL MATER|DBAX|Deutsche Bank Securities Inc.|4200
MXI|ISHARES GLOBAL MATER|DEAN|MORGAN STANLEY|320
MXI|ISHARES GLOBAL MATER|EBXL|EBX LLC|5000
MXI|ISHARES GLOBAL MATER|EDJO|Edward D. Jones & Co., L.P.|1536
MXI|ISHARES GLOBAL MATER|ETRS|E*Trade Securities LLC|187
MXI|ISHARES GLOBAL MATER|FBSB|U.S. Bancorp Investments, Inc.|3
MXI|ISHARES GLOBAL MATER|FILL|Tradestation Securities, Inc.|58
MXI|ISHARES GLOBAL MATER|FINX|FINTECH SECURITIES|1100
MXI|ISHARES GLOBAL MATER|FMAF|NBCN Inc./ CDS|38
MXI|ISHARES GLOBAL MATER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|676
MXI|ISHARES GLOBAL MATER|FTBR|Foliofn Investments, Inc.|784
MXI|ISHARES GLOBAL MATER|GLPX|ACS EXECUTION SERVICES, LLC|147
MXI|ISHARES GLOBAL MATER|GSCO|GOLDMAN SACHS & CO. LLC|32219
MXI|ISHARES GLOBAL MATER|HRBF|American Enterprise Investment Services Inc.|1653
MXI|ISHARES GLOBAL MATER|IATS|INTERACTIVE BROKERS LLC|106
MXI|ISHARES GLOBAL MATER|IBKR|Interactive Brokers Llc|1058
MXI|ISHARES GLOBAL MATER|ICBX|INSTINET, LLC|10900
MXI|ISHARES GLOBAL MATER|INCA|INSTINET, LLC|8000
MXI|ISHARES GLOBAL MATER|ITGI|ITG Inc.|601
MXI|ISHARES GLOBAL MATER|ITGP|ITG INC.|16200
MXI|ISHARES GLOBAL MATER|JPMX|J.P. Morgan Securities LLC|5600
MXI|ISHARES GLOBAL MATER|JSEB|JANE STREET EXECUTION SERVICES, LLC|19181
MXI|ISHARES GLOBAL MATER|JSJX|JANE STREET CAPITAL LLC|27252
MXI|ISHARES GLOBAL MATER|KCGM|VIRTU Americas LLC|8671
MXI|ISHARES GLOBAL MATER|LEHM|Barclays Capital Inc./Le|7635
MXI|ISHARES GLOBAL MATER|LIME|Lime Brokerage LLC|1325
MXI|ISHARES GLOBAL MATER|LSCI|Lek Securities Corporation|15
MXI|ISHARES GLOBAL MATER|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|502
MXI|ISHARES GLOBAL MATER|MACC|Mid Atlantic Capital Corporation|64
MXI|ISHARES GLOBAL MATER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19978
MXI|ISHARES GLOBAL MATER|MSCO|MORGAN STANLEY & CO. LLC|14561
MXI|ISHARES GLOBAL MATER|MSPL|MORGAN STANLEY & CO. LLC|5100
MXI|ISHARES GLOBAL MATER|NBCS|NBC Securities, INC.|200
MXI|ISHARES GLOBAL MATER|NFSC|National Financial Services LLC|21453
MXI|ISHARES GLOBAL MATER|NITE|VIRTU Americas LLC|18128
MXI|ISHARES GLOBAL MATER|NTBF|BMO Nesbitt Burns Inc./CDS|100
MXI|ISHARES GLOBAL MATER|OPCO|Oppenheimer & Co. Inc.|925
MXI|ISHARES GLOBAL MATER|PASL|Pershing Advisor Solutions LLC|235
MXI|ISHARES GLOBAL MATER|PDQM|CODA MARKETS, INC.|147
MXI|ISHARES GLOBAL MATER|RBCM|RBC CAPITAL MARKETS, LLC|8879
MXI|ISHARES GLOBAL MATER|SBSH|Citigroup Global Markets Inc.|15
MXI|ISHARES GLOBAL MATER|SGMT|GOLDMAN SACHS & CO. LLC|4821
MXI|ISHARES GLOBAL MATER|SPDR|SPEEDROUTE LLC|100
MXI|ISHARES GLOBAL MATER|STFL|Stifel, Nicolaus & Company, Incorporated|11
MXI|ISHARES GLOBAL MATER|SWIM|TD Ameritrade, Inc.|35
MXI|ISHARES GLOBAL MATER|UBSS|UBS Securities LLC|18120
MXI|ISHARES GLOBAL MATER|VGRD|Vanguard Marketing Corporation|882
MXI|ISHARES GLOBAL MATER|WBET|Wallachbeth Capital LLC|2660
MXI|ISHARES GLOBAL MATER|WCHV|WELLS FARGO SECURITIES, LLC|1604
MXI|ISHARES GLOBAL MATER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5136
MXI|ISHARES GLOBAL MATER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2080
MXIM|MAXIM INTEGRATED|ABLE|NATIXIS Securities Americas LLC|75055
MXIM|MAXIM INTEGRATED|AGCP|AEGIS CAPITAL CORP.|300
MXIM|MAXIM INTEGRATED|AGIS|Aegis Capital Corp.|1185
MXIM|MAXIM INTEGRATED|ALTX|Alternet Securities Inc.|9973
MXIM|MAXIM INTEGRATED|ANOS|ABEL/NOSER, L.L.C.|39
MXIM|MAXIM INTEGRATED|APCC|Apex Clearing Corporation|964
MXIM|MAXIM INTEGRATED|BALE|M&T SECURITIES, INC.|578
MXIM|MAXIM INTEGRATED|BANK|Primevest Financial Services, Inc.|22
MXIM|MAXIM INTEGRATED|BARD|Robert W. Baird & Co. Incorporated|11369
MXIM|MAXIM INTEGRATED|BATM|CBOE TRADING, INC.|14099
MXIM|MAXIM INTEGRATED|BAYC|BAY CREST PARTNERS, LLC|32177
MXIM|MAXIM INTEGRATED|BAYT|BTIG, LLC|2802
MXIM|MAXIM INTEGRATED|BBNT|BB&T SECURITIES, LLC|3953
MXIM|MAXIM INTEGRATED|BERN|Sanford C. Bernstein & Co., LLC|166066
MXIM|MAXIM INTEGRATED|BIDS|BIDS TRADING L.P.|35400
MXIM|MAXIM INTEGRATED|BIMI|Banca IMI Securities Corp.|141
MXIM|MAXIM INTEGRATED|BKCM|BNY Mellon Capital Markets LLC|938
MXIM|MAXIM INTEGRATED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29029
MXIM|MAXIM INTEGRATED|BLKX|INSTINET, LLC|266864
MXIM|MAXIM INTEGRATED|BMOC|BMO Capital Markets Corp.|8393
MXIM|MAXIM INTEGRATED|BNPX|BNP PARIBAS SECURITIES CORP.|838841
MXIM|MAXIM INTEGRATED|BRGE|Newbridge Securities Corp.|900
MXIM|MAXIM INTEGRATED|BTIG|BTIG, LLC|212997
MXIM|MAXIM INTEGRATED|BYXM|CBOE TRADING, INC.|20501
MXIM|MAXIM INTEGRATED|BZYD|GOLDMAN SACHS & CO. LLC|412
MXIM|MAXIM INTEGRATED|CABR|Cabrera Capital Markets, Inc.|50
MXIM|MAXIM INTEGRATED|CANT|Cantor Fitzgerald & Co.|1051
MXIM|MAXIM INTEGRATED|CHAS|Charles Schwab & Co., Inc.|4035
MXIM|MAXIM INTEGRATED|CIST|Capital Institutional Services, Inc.|284
MXIM|MAXIM INTEGRATED|CNFR|Cowen Prime Services LLC|600
MXIM|MAXIM INTEGRATED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109977
MXIM|MAXIM INTEGRATED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MXIM|MAXIM INTEGRATED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|145
MXIM|MAXIM INTEGRATED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|721403
MXIM|MAXIM INTEGRATED|CTDL|Citadel Derivatives Group Llc|106700
MXIM|MAXIM INTEGRATED|CTLR|CUTLER GROUP, LP|300
MXIM|MAXIM INTEGRATED|CXCX|CITIGROUP GLOBAL MARKETS INC.|180744
MXIM|MAXIM INTEGRATED|DADA|D.A. Davidson & Co.|4281
MXIM|MAXIM INTEGRATED|DBAB|Deutsche Bank Securities Inc.|2037755
MXIM|MAXIM INTEGRATED|DBAX|Deutsche Bank Securities Inc.|604200
MXIM|MAXIM INTEGRATED|DBUL|Deutsche Bank Securities Inc.|57834
MXIM|MAXIM INTEGRATED|DCHF|Dart Executions, LLC|17110
MXIM|MAXIM INTEGRATED|DEAN|MORGAN STANLEY|30450
MXIM|MAXIM INTEGRATED|DEGS|RONIN PROFESSIONAL LLC|9592
MXIM|MAXIM INTEGRATED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1995
MXIM|MAXIM INTEGRATED|DRWK|DRW SECURITIES, L.L.C.|129480
MXIM|MAXIM INTEGRATED|EBXL|EBX LLC|493200
MXIM|MAXIM INTEGRATED|ECUT|CONVERGEX EXECUTION SOLUTIONS|28120
MXIM|MAXIM INTEGRATED|EDJO|Edward D. Jones & Co., L.P.|1222
MXIM|MAXIM INTEGRATED|EGAM|CBOE TRADING, INC.|36456
MXIM|MAXIM INTEGRATED|EGAW|CBOE TRADING, INC.|10
MXIM|MAXIM INTEGRATED|EGMT|EG MARKET TECHNOLOGIES LLC|1500
MXIM|MAXIM INTEGRATED|EGXM|CBOE TRADING, INC.|11678
MXIM|MAXIM INTEGRATED|ESPO|ESPOSITO SECURITIES, LLC|550
MXIM|MAXIM INTEGRATED|ETBE|Electronic Transaction Clearing, Inc.|175321
MXIM|MAXIM INTEGRATED|ETCC|Electronic Transaction Clearing, Inc.|780
MXIM|MAXIM INTEGRATED|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6366
MXIM|MAXIM INTEGRATED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35063
MXIM|MAXIM INTEGRATED|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MXIM|MAXIM INTEGRATED|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|359352
MXIM|MAXIM INTEGRATED|ETRS|E*Trade Securities LLC|35536
MXIM|MAXIM INTEGRATED|FBCO|Credit Suisse Securities (USA) LLC|1169293
MXIM|MAXIM INTEGRATED|FBSB|U.S. Bancorp Investments, Inc.|5
MXIM|MAXIM INTEGRATED|FILL|Tradestation Securities, Inc.|6573
MXIM|MAXIM INTEGRATED|FINX|FINTECH SECURITIES|10
MXIM|MAXIM INTEGRATED|FMAF|NBCN Inc./ CDS|434
MXIM|MAXIM INTEGRATED|FOMA|TD AMERITRADE CLEARING, INC.|135434
MXIM|MAXIM INTEGRATED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2336
MXIM|MAXIM INTEGRATED|FQLS|Quantlab Securities LP|762119
MXIM|MAXIM INTEGRATED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|277809
MXIM|MAXIM INTEGRATED|FTBR|Foliofn Investments, Inc.|1923
MXIM|MAXIM INTEGRATED|GEBB|GLOBAL EXECUTION BROKERS, LP|106090
MXIM|MAXIM INTEGRATED|GLPX|ACS EXECUTION SERVICES, LLC|39368
MXIM|MAXIM INTEGRATED|GSCO|GOLDMAN SACHS & CO. LLC|3992537
MXIM|MAXIM INTEGRATED|GSCS|GOLDMAN SACHS & CO. LLC|59555
MXIM|MAXIM INTEGRATED|GSLT|GOLDMAN SACHS & CO. LLC|23758
MXIM|MAXIM INTEGRATED|GTSZ|GTS SECURITIES LLC|511577
MXIM|MAXIM INTEGRATED|HAPX|HAP Trading, LLC|100
MXIM|MAXIM INTEGRATED|HRBF|American Enterprise Investment Services Inc.|140311
MXIM|MAXIM INTEGRATED|HSBC|HSBC Securities, Inc.|9330
MXIM|MAXIM INTEGRATED|IATS|INTERACTIVE BROKERS LLC|11486
MXIM|MAXIM INTEGRATED|IBKR|Interactive Brokers Llc|143258
MXIM|MAXIM INTEGRATED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|421
MXIM|MAXIM INTEGRATED|ICBX|INSTINET, LLC|91870
MXIM|MAXIM INTEGRATED|IEQY|CITADEL SECURITIES LLC|160390
MXIM|MAXIM INTEGRATED|INCA|INSTINET, LLC|1414909
MXIM|MAXIM INTEGRATED|INJX|INSTINET, LLC|146370
MXIM|MAXIM INTEGRATED|ITGI|ITG Inc.|252399
MXIM|MAXIM INTEGRATED|ITGP|ITG INC.|408800
MXIM|MAXIM INTEGRATED|JANY|Janney Montgomery Scott Inc.|5046
MXIM|MAXIM INTEGRATED|JEFF|JEFFERIES LLC|490260
MXIM|MAXIM INTEGRATED|JMPT|JUMP TRADING, LLC|232299
MXIM|MAXIM INTEGRATED|JPBX|J.P. MORGAN SECURITIES LLC|101700
MXIM|MAXIM INTEGRATED|JPMX|J.P. Morgan Securities LLC|719500
MXIM|MAXIM INTEGRATED|JSJX|JANE STREET CAPITAL LLC|9739
MXIM|MAXIM INTEGRATED|JUTA|JUMP TRADING, LLC|700
MXIM|MAXIM INTEGRATED|KCGM|VIRTU Americas LLC|53005
MXIM|MAXIM INTEGRATED|LEHM|Barclays Capital Inc./Le|2057817
MXIM|MAXIM INTEGRATED|LIME|Lime Brokerage LLC|437421
MXIM|MAXIM INTEGRATED|LMGP|LIME BROKERAGE LLC|41989
MXIM|MAXIM INTEGRATED|LMNX|LUMINEX TRADING & ANALYTICS LLC|450876
MXIM|MAXIM INTEGRATED|LOOP|Loop Capital Markets LLC|3650
MXIM|MAXIM INTEGRATED|LQNA|LIQUIDNET, INC.|213100
MXIM|MAXIM INTEGRATED|LQNB|LIQUIDNET, INC.|29200
MXIM|MAXIM INTEGRATED|LSCI|Lek Securities Corporation|44
MXIM|MAXIM INTEGRATED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
MXIM|MAXIM INTEGRATED|MACC|Mid Atlantic Capital Corporation|15844
MXIM|MAXIM INTEGRATED|MACQ|Macquarie Capital (USA) Inc.|13550
MXIM|MAXIM INTEGRATED|MKMP|MKM Partners LLC|35000
MXIM|MAXIM INTEGRATED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|204916
MXIM|MAXIM INTEGRATED|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
MXIM|MAXIM INTEGRATED|MOTF|MOTIF INVESTING, INC.|73
MXIM|MAXIM INTEGRATED|MSCO|MORGAN STANLEY & CO. LLC|6354432
MXIM|MAXIM INTEGRATED|MSPL|MORGAN STANLEY & CO. LLC|317200
MXIM|MAXIM INTEGRATED|MSTX|MORGAN STANLEY & CO. LLC|291500
MXIM|MAXIM INTEGRATED|MTON|MILLINGTON SECURITIES, INC.|120984
MXIM|MAXIM INTEGRATED|NATL|National Securities Corporation|78
MXIM|MAXIM INTEGRATED|NEUB|NEUBERGER BERMAN BD LLC|545
MXIM|MAXIM INTEGRATED|NFSC|National Financial Services LLC|200573
MXIM|MAXIM INTEGRATED|NITE|VIRTU Americas LLC|738747
MXIM|MAXIM INTEGRATED|NITP|VIRTU Americas LLC|22989
MXIM|MAXIM INTEGRATED|NMRA|Nomura Securities International, Inc.|100
MXIM|MAXIM INTEGRATED|NQRB|Brut, LLC|30105
MXIM|MAXIM INTEGRATED|NTRC|Northern Trust Securities, Inc.|22590
MXIM|MAXIM INTEGRATED|OHOS|TWO SIGMA SECURITIES, LLC|206296
MXIM|MAXIM INTEGRATED|OLDM|OLD MISSION CAPITAL, LLC|7356
MXIM|MAXIM INTEGRATED|OPCO|Oppenheimer & Co. Inc.|92740
MXIM|MAXIM INTEGRATED|OTAA|OTA LLC|300
MXIM|MAXIM INTEGRATED|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|33629
MXIM|MAXIM INTEGRATED|PDQM|CODA MARKETS, INC.|198649
MXIM|MAXIM INTEGRATED|PHLY|NASDAQ Execution Services, LLC|3400
MXIM|MAXIM INTEGRATED|PUMA|Puma Capital, Llc|60400
MXIM|MAXIM INTEGRATED|PWJC|UBS Financial Services, Inc.|1333
MXIM|MAXIM INTEGRATED|RAAA|RICHARD JAMES & ASSOCIATES, INC.|422
MXIM|MAXIM INTEGRATED|RAJA|Raymond James & Associates, Inc.|7322
MXIM|MAXIM INTEGRATED|RBCM|RBC CAPITAL MARKETS, LLC|6940
MXIM|MAXIM INTEGRATED|SAGL|SAGETRADER, LLC|79379
MXIM|MAXIM INTEGRATED|SAGW|SAGETRADER, LLC|411
MXIM|MAXIM INTEGRATED|SBSH|Citigroup Global Markets Inc.|5158601
MXIM|MAXIM INTEGRATED|SGMT|GOLDMAN SACHS & CO. LLC|244449
MXIM|MAXIM INTEGRATED|SJLS|TRADE INFORMATICS LLC|100
MXIM|MAXIM INTEGRATED|SPDR|SPEEDROUTE LLC|16013
MXIM|MAXIM INTEGRATED|SPHN|Stephens Inc.|16448
MXIM|MAXIM INTEGRATED|STFL|Stifel, Nicolaus & Company, Incorporated|9832
MXIM|MAXIM INTEGRATED|STRS|STRATEGAS RESEARCH PARTNERS|200
MXIM|MAXIM INTEGRATED|SWIM|TD Ameritrade, Inc.|21357
MXIM|MAXIM INTEGRATED|SWST|Hilltop Securities Inc.|1806
MXIM|MAXIM INTEGRATED|TAGC|TELSEY ADVISORY GROUP LLC|374
MXIM|MAXIM INTEGRATED|TKNG|ALLY INVEST SECURITIES LLC|1712
MXIM|MAXIM INTEGRATED|TMBR|Timber Hill LLC|2444
MXIM|MAXIM INTEGRATED|TONC|CUTTONE & CO., LLC|1290
MXIM|MAXIM INTEGRATED|TRBT|Tradebot Systems, Inc.|610940
MXIM|MAXIM INTEGRATED|TRCM|TRC MARKETS LLC|1113025
MXIM|MAXIM INTEGRATED|TWTT|TASTYWORKS, INC.|400
MXIM|MAXIM INTEGRATED|UBSA|UBS SECURITIES LLC|989019
MXIM|MAXIM INTEGRATED|UBSS|UBS Securities LLC|2601857
MXIM|MAXIM INTEGRATED|VALX|VIRTU AMERICAS LLC|19240
MXIM|MAXIM INTEGRATED|VERT|The Vertical Trading Group, LLC|1222
MXIM|MAXIM INTEGRATED|VGRD|Vanguard Marketing Corporation|5558
MXIM|MAXIM INTEGRATED|VSIN|Vision Financial Markets Llc|1
MXIM|MAXIM INTEGRATED|WABR|Wall Street Access|10320
MXIM|MAXIM INTEGRATED|WBLR|WILLIAM BLAIR|120
MXIM|MAXIM INTEGRATED|WBPX|SUMMIT SECURITIES GROUP, LLC|30076
MXIM|MAXIM INTEGRATED|WCHV|WELLS FARGO SECURITIES, LLC|388063
MXIM|MAXIM INTEGRATED|WDNX|WEEDEN & CO.L.P.|1032
MXIM|MAXIM INTEGRATED|WEDB|WEDBUSH SECURITIES INC.|1147
MXIM|MAXIM INTEGRATED|WEED|Weeden & Co.L.P.|133545
MXIM|MAXIM INTEGRATED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2498
MXIM|MAXIM INTEGRATED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35570
MXIM|MAXIM INTEGRATED|WGIF|CIBC World Markets Inc.|1221
MXIM|MAXIM INTEGRATED|WSAG|WALL STREET ACCESS|50
MXIM|MAXIM INTEGRATED|WSEA|WOLVERINE SECURITIES, LLC|4896
MXIM|MAXIM INTEGRATED|XIST|INSTINET, LLC|186974
MXIM|MAXIM INTEGRATED|XPQR|Jump Trading|346
MXIM|MAXIM INTEGRATED|XSTM|NATIONAL FINANCIAL SERVICES LLC|35742
MXIM|MAXIM INTEGRATED|YKNA|COMHAR CAPITAL MARKETS, LLC|2500
MXIM|MAXIM INTEGRATED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8731
MXL|MAXLINEAR, INC|ALTX|Alternet Securities Inc.|15884
MXL|MAXLINEAR, INC|ANOS|ABEL/NOSER, L.L.C.|200
MXL|MAXLINEAR, INC|APCC|Apex Clearing Corporation|993
MXL|MAXLINEAR, INC|BARD|Robert W. Baird & Co. Incorporated|334
MXL|MAXLINEAR, INC|BATM|CBOE TRADING, INC.|4606
MXL|MAXLINEAR, INC|BERN|Sanford C. Bernstein & Co., LLC|132791
MXL|MAXLINEAR, INC|BIDS|BIDS TRADING L.P.|76300
MXL|MAXLINEAR, INC|BIMI|Banca IMI Securities Corp.|1176
MXL|MAXLINEAR, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22133
MXL|MAXLINEAR, INC|BLKX|INSTINET, LLC|6860
MXL|MAXLINEAR, INC|BNPX|BNP PARIBAS SECURITIES CORP.|10808
MXL|MAXLINEAR, INC|BRVL|BLAYLOCK VAN, LLC|6860
MXL|MAXLINEAR, INC|BTIG|BTIG, LLC|526860
MXL|MAXLINEAR, INC|BYXM|CBOE TRADING, INC.|1273
MXL|MAXLINEAR, INC|BZYD|GOLDMAN SACHS & CO. LLC|600
MXL|MAXLINEAR, INC|CANT|Cantor Fitzgerald & Co.|1576
MXL|MAXLINEAR, INC|CHAS|Charles Schwab & Co., Inc.|2757
MXL|MAXLINEAR, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|220878
MXL|MAXLINEAR, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8189
MXL|MAXLINEAR, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|381836
MXL|MAXLINEAR, INC|CTDL|Citadel Derivatives Group Llc|3878
MXL|MAXLINEAR, INC|CTLR|CUTLER GROUP, LP|7395
MXL|MAXLINEAR, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|43494
MXL|MAXLINEAR, INC|DBAB|Deutsche Bank Securities Inc.|271972
MXL|MAXLINEAR, INC|DBAX|Deutsche Bank Securities Inc.|365000
MXL|MAXLINEAR, INC|DBUL|Deutsche Bank Securities Inc.|340
MXL|MAXLINEAR, INC|DCHF|Dart Executions, LLC|1914
MXL|MAXLINEAR, INC|DEAN|MORGAN STANLEY|5051
MXL|MAXLINEAR, INC|DEGS|RONIN PROFESSIONAL LLC|3118
MXL|MAXLINEAR, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
MXL|MAXLINEAR, INC|EBXL|EBX LLC|204200
MXL|MAXLINEAR, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
MXL|MAXLINEAR, INC|EDJO|Edward D. Jones & Co., L.P.|564
MXL|MAXLINEAR, INC|EGAM|CBOE TRADING, INC.|7400
MXL|MAXLINEAR, INC|EGMT|EG MARKET TECHNOLOGIES LLC|410
MXL|MAXLINEAR, INC|EGXM|CBOE TRADING, INC.|5504
MXL|MAXLINEAR, INC|EGXW|CBOE TRADING, INC.|2
MXL|MAXLINEAR, INC|ETBE|Electronic Transaction Clearing, Inc.|11032
MXL|MAXLINEAR, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
MXL|MAXLINEAR, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7909
MXL|MAXLINEAR, INC|ETRS|E*Trade Securities LLC|180137
MXL|MAXLINEAR, INC|FILL|Tradestation Securities, Inc.|1502
MXL|MAXLINEAR, INC|FMAF|NBCN Inc./ CDS|14
MXL|MAXLINEAR, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3048
MXL|MAXLINEAR, INC|FQLS|Quantlab Securities LP|171086
MXL|MAXLINEAR, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140148
MXL|MAXLINEAR, INC|FTBR|Foliofn Investments, Inc.|319
MXL|MAXLINEAR, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4919
MXL|MAXLINEAR, INC|GLIS|TD Securities Inc|995
MXL|MAXLINEAR, INC|GLPX|ACS EXECUTION SERVICES, LLC|14184
MXL|MAXLINEAR, INC|GSCO|GOLDMAN SACHS & CO. LLC|486792
MXL|MAXLINEAR, INC|GSCS|GOLDMAN SACHS & CO. LLC|11197
MXL|MAXLINEAR, INC|GSLT|GOLDMAN SACHS & CO. LLC|3467
MXL|MAXLINEAR, INC|GTSZ|GTS SECURITIES LLC|39715
MXL|MAXLINEAR, INC|HRBF|American Enterprise Investment Services Inc.|1459
MXL|MAXLINEAR, INC|HSBC|HSBC Securities, Inc.|1346
MXL|MAXLINEAR, INC|IATS|INTERACTIVE BROKERS LLC|5528
MXL|MAXLINEAR, INC|IBKR|Interactive Brokers Llc|48868
MXL|MAXLINEAR, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
MXL|MAXLINEAR, INC|ICBX|INSTINET, LLC|64084
MXL|MAXLINEAR, INC|IEQY|CITADEL SECURITIES LLC|27361
MXL|MAXLINEAR, INC|INCA|INSTINET, LLC|236908
MXL|MAXLINEAR, INC|INJX|INSTINET, LLC|9627
MXL|MAXLINEAR, INC|ITGI|ITG Inc.|81269
MXL|MAXLINEAR, INC|ITGP|ITG INC.|70000
MXL|MAXLINEAR, INC|JANY|Janney Montgomery Scott Inc.|15
MXL|MAXLINEAR, INC|JEFF|JEFFERIES LLC|65209
MXL|MAXLINEAR, INC|JMPT|JUMP TRADING, LLC|85031
MXL|MAXLINEAR, INC|JPBX|J.P. MORGAN SECURITIES LLC|123812
MXL|MAXLINEAR, INC|JPMX|J.P. Morgan Securities LLC|512366
MXL|MAXLINEAR, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1123
MXL|MAXLINEAR, INC|JSJX|JANE STREET CAPITAL LLC|1396
MXL|MAXLINEAR, INC|KCGM|VIRTU Americas LLC|64920
MXL|MAXLINEAR, INC|LEHM|Barclays Capital Inc./Le|389681
MXL|MAXLINEAR, INC|LIME|Lime Brokerage LLC|27119
MXL|MAXLINEAR, INC|LQNA|LIQUIDNET, INC.|114100
MXL|MAXLINEAR, INC|LQNB|LIQUIDNET, INC.|76134
MXL|MAXLINEAR, INC|LSCI|Lek Securities Corporation|3327
MXL|MAXLINEAR, INC|MAXM|Maxim Group LLC|3895
MXL|MAXLINEAR, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|157969
MXL|MAXLINEAR, INC|MOTF|MOTIF INVESTING, INC.|37
MXL|MAXLINEAR, INC|MSCO|MORGAN STANLEY & CO. LLC|672356
MXL|MAXLINEAR, INC|MSPL|MORGAN STANLEY & CO. LLC|481800
MXL|MAXLINEAR, INC|MSTX|MORGAN STANLEY & CO. LLC|121200
MXL|MAXLINEAR, INC|NFSC|National Financial Services LLC|118693
MXL|MAXLINEAR, INC|NITE|VIRTU Americas LLC|336193
MXL|MAXLINEAR, INC|NITP|VIRTU Americas LLC|303
MXL|MAXLINEAR, INC|NQRB|Brut, LLC|6412
MXL|MAXLINEAR, INC|NTBF|BMO Nesbitt Burns Inc./CDS|400
MXL|MAXLINEAR, INC|NTRC|Northern Trust Securities, Inc.|28
MXL|MAXLINEAR, INC|OPCO|Oppenheimer & Co. Inc.|1921
MXL|MAXLINEAR, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|450
MXL|MAXLINEAR, INC|PCPT|PHILLIP CAPITAL INC.|626
MXL|MAXLINEAR, INC|PDQM|CODA MARKETS, INC.|26639
MXL|MAXLINEAR, INC|PWJC|UBS Financial Services, Inc.|8
MXL|MAXLINEAR, INC|QMSR|QUATTRO M SECURITIES INC.|1092
MXL|MAXLINEAR, INC|RBCM|RBC CAPITAL MARKETS, LLC|3367
MXL|MAXLINEAR, INC|SAGL|SAGETRADER, LLC|17723
MXL|MAXLINEAR, INC|SAGW|SAGETRADER, LLC|176
MXL|MAXLINEAR, INC|SALI|INTL FCSTONE FINANCIAL INC.|4101
MXL|MAXLINEAR, INC|SBRX|MURIEL SIEBERT & CO INC|1000
MXL|MAXLINEAR, INC|SBSH|Citigroup Global Markets Inc.|65468
MXL|MAXLINEAR, INC|SGMT|GOLDMAN SACHS & CO. LLC|161836
MXL|MAXLINEAR, INC|SPDR|SPEEDROUTE LLC|6380
MXL|MAXLINEAR, INC|STFL|Stifel, Nicolaus & Company, Incorporated|194419
MXL|MAXLINEAR, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2092
MXL|MAXLINEAR, INC|SWIM|TD Ameritrade, Inc.|119904
MXL|MAXLINEAR, INC|TRBT|Tradebot Systems, Inc.|181407
MXL|MAXLINEAR, INC|TRCM|TRC MARKETS LLC|54997
MXL|MAXLINEAR, INC|UBSA|UBS SECURITIES LLC|498322
MXL|MAXLINEAR, INC|UBSS|UBS Securities LLC|549635
MXL|MAXLINEAR, INC|VALX|VIRTU AMERICAS LLC|10609
MXL|MAXLINEAR, INC|VGRD|Vanguard Marketing Corporation|3204
MXL|MAXLINEAR, INC|VNDM|Wall Street Access|12707
MXL|MAXLINEAR, INC|WBLR|WILLIAM BLAIR|11327
MXL|MAXLINEAR, INC|WBNF|WILLIAM BLAIR|3000
MXL|MAXLINEAR, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1605
MXL|MAXLINEAR, INC|WCHV|WELLS FARGO SECURITIES, LLC|168550
MXL|MAXLINEAR, INC|WEDB|WEDBUSH SECURITIES INC.|28
MXL|MAXLINEAR, INC|WEED|Weeden & Co.L.P.|27897
MXL|MAXLINEAR, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3510
MXL|MAXLINEAR, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24660
MXL|MAXLINEAR, INC|WSEA|WOLVERINE SECURITIES, LLC|2252
MXL|MAXLINEAR, INC|XIST|INSTINET, LLC|104120
MXL|MAXLINEAR, INC|XPQR|Jump Trading|741
MXL|MAXLINEAR, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|53470
MXL|MAXLINEAR, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1018
MXL|MAXLINEAR, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4027
MXWL|MAXWELL TECHNOLOGIES|ADAM|CANACCORD GENUITY INC.|3200
MXWL|MAXWELL TECHNOLOGIES|ALTX|Alternet Securities Inc.|5660
MXWL|MAXWELL TECHNOLOGIES|APCC|Apex Clearing Corporation|7
MXWL|MAXWELL TECHNOLOGIES|BATM|CBOE TRADING, INC.|6160
MXWL|MAXWELL TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|1200
MXWL|MAXWELL TECHNOLOGIES|BIMI|Banca IMI Securities Corp.|400
MXWL|MAXWELL TECHNOLOGIES|BMOC|BMO Capital Markets Corp.|5759
MXWL|MAXWELL TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|3446
MXWL|MAXWELL TECHNOLOGIES|BTIG|BTIG, LLC|5283
MXWL|MAXWELL TECHNOLOGIES|BYXM|CBOE TRADING, INC.|12380
MXWL|MAXWELL TECHNOLOGIES|BZYD|GOLDMAN SACHS & CO. LLC|502
MXWL|MAXWELL TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|1410
MXWL|MAXWELL TECHNOLOGIES|CICF|Canaccord Genuity Corp.|40
MXWL|MAXWELL TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7202
MXWL|MAXWELL TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25135
MXWL|MAXWELL TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95704
MXWL|MAXWELL TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|6535
MXWL|MAXWELL TECHNOLOGIES|CTLR|CUTLER GROUP, LP|300
MXWL|MAXWELL TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|3534
MXWL|MAXWELL TECHNOLOGIES|DADA|D.A. Davidson & Co.|1300
MXWL|MAXWELL TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|95414
MXWL|MAXWELL TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|13100
MXWL|MAXWELL TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|3014
MXWL|MAXWELL TECHNOLOGIES|EBXL|EBX LLC|220600
MXWL|MAXWELL TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|2400
MXWL|MAXWELL TECHNOLOGIES|EGAM|CBOE TRADING, INC.|4996
MXWL|MAXWELL TECHNOLOGIES|EGAW|CBOE TRADING, INC.|99
MXWL|MAXWELL TECHNOLOGIES|EGMT|EG MARKET TECHNOLOGIES LLC|410
MXWL|MAXWELL TECHNOLOGIES|EGXM|CBOE TRADING, INC.|1419
MXWL|MAXWELL TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|2000
MXWL|MAXWELL TECHNOLOGIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3894
MXWL|MAXWELL TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1812
MXWL|MAXWELL TECHNOLOGIES|ETRS|E*Trade Securities LLC|80306
MXWL|MAXWELL TECHNOLOGIES|FBCO|Credit Suisse Securities (USA) LLC|68941
MXWL|MAXWELL TECHNOLOGIES|FILL|Tradestation Securities, Inc.|200
MXWL|MAXWELL TECHNOLOGIES|FOMA|TD AMERITRADE CLEARING, INC.|33545
MXWL|MAXWELL TECHNOLOGIES|FQLS|Quantlab Securities LP|22139
MXWL|MAXWELL TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35272
MXWL|MAXWELL TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|5
MXWL|MAXWELL TECHNOLOGIES|GEBB|GLOBAL EXECUTION BROKERS, LP|16430
MXWL|MAXWELL TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|2225
MXWL|MAXWELL TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|394316
MXWL|MAXWELL TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|127751
MXWL|MAXWELL TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|8285
MXWL|MAXWELL TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|2021
MXWL|MAXWELL TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|4722
MXWL|MAXWELL TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|3530
MXWL|MAXWELL TECHNOLOGIES|IBKR|Interactive Brokers Llc|32294
MXWL|MAXWELL TECHNOLOGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|82
MXWL|MAXWELL TECHNOLOGIES|ICBX|INSTINET, LLC|32070
MXWL|MAXWELL TECHNOLOGIES|IEQY|CITADEL SECURITIES LLC|7066
MXWL|MAXWELL TECHNOLOGIES|INCA|INSTINET, LLC|78695
MXWL|MAXWELL TECHNOLOGIES|INJX|INSTINET, LLC|5934
MXWL|MAXWELL TECHNOLOGIES|ITGI|ITG Inc.|13947
MXWL|MAXWELL TECHNOLOGIES|ITGP|ITG INC.|144000
MXWL|MAXWELL TECHNOLOGIES|JEFF|JEFFERIES LLC|27951
MXWL|MAXWELL TECHNOLOGIES|JMPT|JUMP TRADING, LLC|2315
MXWL|MAXWELL TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|3000
MXWL|MAXWELL TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|41230
MXWL|MAXWELL TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|2186
MXWL|MAXWELL TECHNOLOGIES|KCGM|VIRTU Americas LLC|23857
MXWL|MAXWELL TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|1319946
MXWL|MAXWELL TECHNOLOGIES|LIME|Lime Brokerage LLC|54316
MXWL|MAXWELL TECHNOLOGIES|LQNA|LIQUIDNET, INC.|70800
MXWL|MAXWELL TECHNOLOGIES|LSCI|Lek Securities Corporation|4850
MXWL|MAXWELL TECHNOLOGIES|MAXM|Maxim Group LLC|3535
MXWL|MAXWELL TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|139598
MXWL|MAXWELL TECHNOLOGIES|MOTF|MOTIF INVESTING, INC.|7
MXWL|MAXWELL TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|374363
MXWL|MAXWELL TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|42800
MXWL|MAXWELL TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|9600
MXWL|MAXWELL TECHNOLOGIES|NEED|Needham & Company, LLC|1500
MXWL|MAXWELL TECHNOLOGIES|NEUB|NEUBERGER BERMAN BD LLC|350
MXWL|MAXWELL TECHNOLOGIES|NFSC|National Financial Services LLC|68174
MXWL|MAXWELL TECHNOLOGIES|NITE|VIRTU Americas LLC|159389
MXWL|MAXWELL TECHNOLOGIES|NITP|VIRTU Americas LLC|300
MXWL|MAXWELL TECHNOLOGIES|NQRB|Brut, LLC|3703
MXWL|MAXWELL TECHNOLOGIES|PDQM|CODA MARKETS, INC.|12174
MXWL|MAXWELL TECHNOLOGIES|PWJC|UBS Financial Services, Inc.|400
MXWL|MAXWELL TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|200
MXWL|MAXWELL TECHNOLOGIES|RILY|B. RILEY FBR, INC.|13498
MXWL|MAXWELL TECHNOLOGIES|SAGL|SAGETRADER, LLC|1662
MXWL|MAXWELL TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|52348
MXWL|MAXWELL TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|156394
MXWL|MAXWELL TECHNOLOGIES|SPDR|SPEEDROUTE LLC|172360
MXWL|MAXWELL TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|5300
MXWL|MAXWELL TECHNOLOGIES|SWST|Hilltop Securities Inc.|2300
MXWL|MAXWELL TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|140
MXWL|MAXWELL TECHNOLOGIES|TMBR|Timber Hill LLC|824
MXWL|MAXWELL TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|17101
MXWL|MAXWELL TECHNOLOGIES|TRCM|TRC MARKETS LLC|48797
MXWL|MAXWELL TECHNOLOGIES|UBSA|UBS SECURITIES LLC|207221
MXWL|MAXWELL TECHNOLOGIES|UBSS|UBS Securities LLC|288999
MXWL|MAXWELL TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|1125
MXWL|MAXWELL TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|2563
MXWL|MAXWELL TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|21116
MXWL|MAXWELL TECHNOLOGIES|WEED|Weeden & Co.L.P.|1800
MXWL|MAXWELL TECHNOLOGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|723
MXWL|MAXWELL TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11324
MXWL|MAXWELL TECHNOLOGIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|190
MXWL|MAXWELL TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|492
MXWL|MAXWELL TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|680
MXWL|MAXWELL TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|125
MXWL|MAXWELL TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|240
MYC|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|300
MYC|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|20
MYC|BLACKROCK MUNIYIELD|BARD|Robert W. Baird & Co. Incorporated|5800
MYC|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|15
MYC|BLACKROCK MUNIYIELD|BERN|Sanford C. Bernstein & Co., LLC|381
MYC|BLACKROCK MUNIYIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1203
MYC|BLACKROCK MUNIYIELD|BTIG|BTIG, LLC|2043
MYC|BLACKROCK MUNIYIELD|CANT|Cantor Fitzgerald & Co.|1122
MYC|BLACKROCK MUNIYIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1775
MYC|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2802
MYC|BLACKROCK MUNIYIELD|CXCX|CITIGROUP GLOBAL MARKETS INC.|290
MYC|BLACKROCK MUNIYIELD|DADA|D.A. Davidson & Co.|356
MYC|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|1200
MYC|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|24552
MYC|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3757
MYC|BLACKROCK MUNIYIELD|EBXL|EBX LLC|4600
MYC|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|558
MYC|BLACKROCK MUNIYIELD|EGAM|CBOE TRADING, INC.|102
MYC|BLACKROCK MUNIYIELD|EGMT|EG MARKET TECHNOLOGIES LLC|100
MYC|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|300
MYC|BLACKROCK MUNIYIELD|ETBE|Electronic Transaction Clearing, Inc.|200
MYC|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|14678
MYC|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5146
MYC|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2421
MYC|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|14
MYC|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|704
MYC|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|1702
MYC|BLACKROCK MUNIYIELD|GSCS|GOLDMAN SACHS & CO. LLC|100
MYC|BLACKROCK MUNIYIELD|GSLT|GOLDMAN SACHS & CO. LLC|100
MYC|BLACKROCK MUNIYIELD|GTSZ|GTS SECURITIES LLC|400
MYC|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|6286
MYC|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|1483
MYC|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|6616
MYC|BLACKROCK MUNIYIELD|ICBX|INSTINET, LLC|2300
MYC|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|1975
MYC|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|4652
MYC|BLACKROCK MUNIYIELD|ITGP|ITG INC.|13600
MYC|BLACKROCK MUNIYIELD|JONE|JonesTrading|300
MYC|BLACKROCK MUNIYIELD|JPMX|J.P. Morgan Securities LLC|1480
MYC|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|1165
MYC|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|1200
MYC|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|148
MYC|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1601
MYC|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
MYC|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|111563
MYC|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|15200
MYC|BLACKROCK MUNIYIELD|MSTX|MORGAN STANLEY & CO. LLC|10400
MYC|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|43519
MYC|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|119914
MYC|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|2408
MYC|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|1
MYC|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|1941
MYC|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|8068
MYC|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|742
MYC|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|1113
MYC|BLACKROCK MUNIYIELD|SPDR|SPEEDROUTE LLC|100
MYC|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|5
MYC|BLACKROCK MUNIYIELD|SWIM|TD Ameritrade, Inc.|375
MYC|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|5327
MYC|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|1616
MYC|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|13983
MYC|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|26002
MYC|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|1344
MYC|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|12138
MYC|BLACKROCK MUNIYIELD|WEDB|WEDBUSH SECURITIES INC.|1287
MYC|BLACKROCK MUNIYIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5359
MYC|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|55
MYC|BLACKROCK MUNIYIELD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
MYC|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MYC|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|972
MYD|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|1000
MYD|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|13
MYD|BLACKROCK MUNIYIELD|BANK|Primevest Financial Services, Inc.|17
MYD|BLACKROCK MUNIYIELD|BARD|Robert W. Baird & Co. Incorporated|2268
MYD|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|300
MYD|BLACKROCK MUNIYIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2100
MYD|BLACKROCK MUNIYIELD|CHAS|Charles Schwab & Co., Inc.|2
MYD|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10703
MYD|BLACKROCK MUNIYIELD|DADA|D.A. Davidson & Co.|1654
MYD|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|2300
MYD|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|2200
MYD|BLACKROCK MUNIYIELD|DEGS|RONIN PROFESSIONAL LLC|100
MYD|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1229
MYD|BLACKROCK MUNIYIELD|EBXL|EBX LLC|700
MYD|BLACKROCK MUNIYIELD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1500
MYD|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|23044
MYD|BLACKROCK MUNIYIELD|EGAM|CBOE TRADING, INC.|1760
MYD|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|300
MYD|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|6583
MYD|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8777
MYD|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12345
MYD|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|1422
MYD|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|738
MYD|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|700
MYD|BLACKROCK MUNIYIELD|GSCS|GOLDMAN SACHS & CO. LLC|600
MYD|BLACKROCK MUNIYIELD|GSLT|GOLDMAN SACHS & CO. LLC|200
MYD|BLACKROCK MUNIYIELD|GTSZ|GTS SECURITIES LLC|100
MYD|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|12142
MYD|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|1978
MYD|BLACKROCK MUNIYIELD|ICBX|INSTINET, LLC|1700
MYD|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|824
MYD|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|6091
MYD|BLACKROCK MUNIYIELD|ITGP|ITG INC.|1200
MYD|BLACKROCK MUNIYIELD|JEFF|JEFFERIES LLC|1400
MYD|BLACKROCK MUNIYIELD|JMPT|JUMP TRADING, LLC|43
MYD|BLACKROCK MUNIYIELD|JONE|JonesTrading|55000
MYD|BLACKROCK MUNIYIELD|JPMX|J.P. Morgan Securities LLC|4600
MYD|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|400
MYD|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|5200
MYD|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|20
MYD|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
MYD|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10800
MYD|BLACKROCK MUNIYIELD|MOTF|MOTIF INVESTING, INC.|1
MYD|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|44107
MYD|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|14100
MYD|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|84732
MYD|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|205868
MYD|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|182
MYD|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|3929
MYD|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|3176
MYD|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|29102
MYD|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|2126
MYD|BLACKROCK MUNIYIELD|SBSH|Citigroup Global Markets Inc.|750
MYD|BLACKROCK MUNIYIELD|SEIC|SEI Investments Distribution Co.|200
MYD|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|2557
MYD|BLACKROCK MUNIYIELD|SPDR|SPEEDROUTE LLC|200
MYD|BLACKROCK MUNIYIELD|SPHN|Stephens Inc.|38
MYD|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|15298
MYD|BLACKROCK MUNIYIELD|SWIM|TD Ameritrade, Inc.|2
MYD|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|954
MYD|BLACKROCK MUNIYIELD|TKNG|ALLY INVEST SECURITIES LLC|800
MYD|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|1314
MYD|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|17079
MYD|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|133193
MYD|BLACKROCK MUNIYIELD|VALX|VIRTU AMERICAS LLC|212
MYD|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|6037
MYD|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|33328
MYD|BLACKROCK MUNIYIELD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|82
MYD|BLACKROCK MUNIYIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4911
MYD|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|1175
MYD|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MYD|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1795
MYE|MYERS INDS INC|APCC|Apex Clearing Corporation|9
MYE|MYERS INDS INC|BARD|Robert W. Baird & Co. Incorporated|2025
MYE|MYERS INDS INC|BATM|CBOE TRADING, INC.|2038
MYE|MYERS INDS INC|BERN|Sanford C. Bernstein & Co., LLC|700
MYE|MYERS INDS INC|BIDS|BIDS TRADING L.P.|200
MYE|MYERS INDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5619
MYE|MYERS INDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|4774
MYE|MYERS INDS INC|BZYD|GOLDMAN SACHS & CO. LLC|700
MYE|MYERS INDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16112
MYE|MYERS INDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40
MYE|MYERS INDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59611
MYE|MYERS INDS INC|CTDL|Citadel Derivatives Group Llc|7068
MYE|MYERS INDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16394
MYE|MYERS INDS INC|DBAB|Deutsche Bank Securities Inc.|29587
MYE|MYERS INDS INC|DBAX|Deutsche Bank Securities Inc.|53300
MYE|MYERS INDS INC|DEAN|MORGAN STANLEY|2766
MYE|MYERS INDS INC|DEGS|RONIN PROFESSIONAL LLC|1391
MYE|MYERS INDS INC|EBXL|EBX LLC|9700
MYE|MYERS INDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3757
MYE|MYERS INDS INC|EDJO|Edward D. Jones & Co., L.P.|2454
MYE|MYERS INDS INC|EGAM|CBOE TRADING, INC.|1640
MYE|MYERS INDS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|503
MYE|MYERS INDS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
MYE|MYERS INDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|344
MYE|MYERS INDS INC|ETRS|E*Trade Securities LLC|13863
MYE|MYERS INDS INC|FBSB|U.S. Bancorp Investments, Inc.|8250
MYE|MYERS INDS INC|FILL|Tradestation Securities, Inc.|200
MYE|MYERS INDS INC|FMAF|NBCN Inc./ CDS|100
MYE|MYERS INDS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3520
MYE|MYERS INDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23544
MYE|MYERS INDS INC|FTBR|Foliofn Investments, Inc.|974
MYE|MYERS INDS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
MYE|MYERS INDS INC|GLPX|ACS EXECUTION SERVICES, LLC|482
MYE|MYERS INDS INC|GSCO|GOLDMAN SACHS & CO. LLC|147635
MYE|MYERS INDS INC|GTSZ|GTS SECURITIES LLC|27785
MYE|MYERS INDS INC|HRBF|American Enterprise Investment Services Inc.|1000
MYE|MYERS INDS INC|IATS|INTERACTIVE BROKERS LLC|574
MYE|MYERS INDS INC|IBKR|Interactive Brokers Llc|10205
MYE|MYERS INDS INC|ICBX|INSTINET, LLC|9350
MYE|MYERS INDS INC|IEQY|CITADEL SECURITIES LLC|2339
MYE|MYERS INDS INC|INCA|INSTINET, LLC|40742
MYE|MYERS INDS INC|INJX|INSTINET, LLC|712
MYE|MYERS INDS INC|ITGI|ITG Inc.|17906
MYE|MYERS INDS INC|ITGP|ITG INC.|73600
MYE|MYERS INDS INC|JEFF|JEFFERIES LLC|3395
MYE|MYERS INDS INC|JMPT|JUMP TRADING, LLC|1439
MYE|MYERS INDS INC|JPBX|J.P. MORGAN SECURITIES LLC|10477
MYE|MYERS INDS INC|JPMX|J.P. Morgan Securities LLC|43582
MYE|MYERS INDS INC|JSJX|JANE STREET CAPITAL LLC|6069
MYE|MYERS INDS INC|KCGM|VIRTU Americas LLC|4342
MYE|MYERS INDS INC|LEHM|Barclays Capital Inc./Le|114058
MYE|MYERS INDS INC|LIME|Lime Brokerage LLC|17096
MYE|MYERS INDS INC|LOOP|Loop Capital Markets LLC|9143
MYE|MYERS INDS INC|LQNA|LIQUIDNET, INC.|5800
MYE|MYERS INDS INC|MACQ|Macquarie Capital (USA) Inc.|200
MYE|MYERS INDS INC|MCBT|Moors & Cabot, Inc.|2447
MYE|MYERS INDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66554
MYE|MYERS INDS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4005
MYE|MYERS INDS INC|MSCO|MORGAN STANLEY & CO. LLC|112299
MYE|MYERS INDS INC|MSPL|MORGAN STANLEY & CO. LLC|94100
MYE|MYERS INDS INC|MSTX|MORGAN STANLEY & CO. LLC|61000
MYE|MYERS INDS INC|NEED|Needham & Company, LLC|1300
MYE|MYERS INDS INC|NFSC|National Financial Services LLC|29064
MYE|MYERS INDS INC|NITE|VIRTU Americas LLC|86116
MYE|MYERS INDS INC|NITP|VIRTU Americas LLC|700
MYE|MYERS INDS INC|NQRB|Brut, LLC|600
MYE|MYERS INDS INC|OPCO|Oppenheimer & Co. Inc.|1175
MYE|MYERS INDS INC|PDQM|CODA MARKETS, INC.|3504
MYE|MYERS INDS INC|PNSR|Penserra Securities, LLC|5682
MYE|MYERS INDS INC|QMSR|QUATTRO M SECURITIES INC.|236
MYE|MYERS INDS INC|RBCM|RBC CAPITAL MARKETS, LLC|361
MYE|MYERS INDS INC|SBSH|Citigroup Global Markets Inc.|15455
MYE|MYERS INDS INC|SGMT|GOLDMAN SACHS & CO. LLC|15145
MYE|MYERS INDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|500
MYE|MYERS INDS INC|SWIM|TD Ameritrade, Inc.|3222
MYE|MYERS INDS INC|SWST|Hilltop Securities Inc.|108
MYE|MYERS INDS INC|TRBT|Tradebot Systems, Inc.|3100
MYE|MYERS INDS INC|TRCM|TRC MARKETS LLC|5730
MYE|MYERS INDS INC|UBSA|UBS SECURITIES LLC|185642
MYE|MYERS INDS INC|UBSS|UBS Securities LLC|172716
MYE|MYERS INDS INC|VALX|VIRTU AMERICAS LLC|13612
MYE|MYERS INDS INC|VGRD|Vanguard Marketing Corporation|6287
MYE|MYERS INDS INC|WCHV|WELLS FARGO SECURITIES, LLC|16238
MYE|MYERS INDS INC|WEED|Weeden & Co.L.P.|136
MYE|MYERS INDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1079
MYE|MYERS INDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85
MYE|MYERS INDS INC|WSEA|WOLVERINE SECURITIES, LLC|91
MYE|MYERS INDS INC|XIST|INSTINET, LLC|1000
MYE|MYERS INDS INC|XPQR|Jump Trading|100
MYE|MYERS INDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
MYE|MYERS INDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|121
MYF|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|2
MYF|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|50
MYF|BLACKROCK MUNIYIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|212
MYF|BLACKROCK MUNIYIELD|CIST|Capital Institutional Services, Inc.|1600
MYF|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
MYF|BLACKROCK MUNIYIELD|CTDL|Citadel Derivatives Group Llc|193
MYF|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|1309
MYF|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
MYF|BLACKROCK MUNIYIELD|EBXL|EBX LLC|1200
MYF|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|1880
MYF|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|50
MYF|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|6804
MYF|BLACKROCK MUNIYIELD|FILL|Tradestation Securities, Inc.|100
MYF|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2042
MYF|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1905
MYF|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|7
MYF|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|4625
MYF|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|1298
MYF|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|2702
MYF|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|430
MYF|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|4530
MYF|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|1510
MYF|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|1662
MYF|BLACKROCK MUNIYIELD|ITGP|ITG INC.|200
MYF|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|1000
MYF|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|98
MYF|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
MYF|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
MYF|BLACKROCK MUNIYIELD|MOTF|MOTIF INVESTING, INC.|1
MYF|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|45016
MYF|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|2800
MYF|BLACKROCK MUNIYIELD|MSTX|MORGAN STANLEY & CO. LLC|800
MYF|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|36658
MYF|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|53644
MYF|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|3540
MYF|BLACKROCK MUNIYIELD|NTRC|Northern Trust Securities, Inc.|872
MYF|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|4750
MYF|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|500
MYF|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|800
MYF|BLACKROCK MUNIYIELD|SALI|INTL FCSTONE FINANCIAL INC.|4410
MYF|BLACKROCK MUNIYIELD|SBSH|Citigroup Global Markets Inc.|350
MYF|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|1198
MYF|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|4946
MYF|BLACKROCK MUNIYIELD|SWIM|TD Ameritrade, Inc.|45
MYF|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|709
MYF|BLACKROCK MUNIYIELD|TKNG|ALLY INVEST SECURITIES LLC|400
MYF|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|860
MYF|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|3430
MYF|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|28629
MYF|BLACKROCK MUNIYIELD|VALX|VIRTU AMERICAS LLC|200
MYF|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|5682
MYF|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|12483
MYF|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|115
MYF|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MYF|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
MYGN|MYRIAD GENETICS, INC|AGIS|Aegis Capital Corp.|300
MYGN|MYRIAD GENETICS, INC|ALTX|Alternet Securities Inc.|7128
MYGN|MYRIAD GENETICS, INC|APCC|Apex Clearing Corporation|438
MYGN|MYRIAD GENETICS, INC|BARD|Robert W. Baird & Co. Incorporated|15300
MYGN|MYRIAD GENETICS, INC|BATM|CBOE TRADING, INC.|3201
MYGN|MYRIAD GENETICS, INC|BERN|Sanford C. Bernstein & Co., LLC|48120
MYGN|MYRIAD GENETICS, INC|BIMI|Banca IMI Securities Corp.|435
MYGN|MYRIAD GENETICS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2921
MYGN|MYRIAD GENETICS, INC|BLKX|INSTINET, LLC|88996
MYGN|MYRIAD GENETICS, INC|BMOC|BMO Capital Markets Corp.|10448
MYGN|MYRIAD GENETICS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|64080
MYGN|MYRIAD GENETICS, INC|BRVL|BLAYLOCK VAN, LLC|1200
MYGN|MYRIAD GENETICS, INC|BTIG|BTIG, LLC|95223
MYGN|MYRIAD GENETICS, INC|BYXM|CBOE TRADING, INC.|1986
MYGN|MYRIAD GENETICS, INC|CANT|Cantor Fitzgerald & Co.|758
MYGN|MYRIAD GENETICS, INC|CHAS|Charles Schwab & Co., Inc.|2855
MYGN|MYRIAD GENETICS, INC|CIST|Capital Institutional Services, Inc.|6090
MYGN|MYRIAD GENETICS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112507
MYGN|MYRIAD GENETICS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
MYGN|MYRIAD GENETICS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|292820
MYGN|MYRIAD GENETICS, INC|CTDL|Citadel Derivatives Group Llc|42003
MYGN|MYRIAD GENETICS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|63396
MYGN|MYRIAD GENETICS, INC|DBAB|Deutsche Bank Securities Inc.|731923
MYGN|MYRIAD GENETICS, INC|DBAX|Deutsche Bank Securities Inc.|174000
MYGN|MYRIAD GENETICS, INC|DBUL|Deutsche Bank Securities Inc.|700
MYGN|MYRIAD GENETICS, INC|DEAN|MORGAN STANLEY|3189
MYGN|MYRIAD GENETICS, INC|DEGS|RONIN PROFESSIONAL LLC|1055
MYGN|MYRIAD GENETICS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6026
MYGN|MYRIAD GENETICS, INC|EBXL|EBX LLC|84500
MYGN|MYRIAD GENETICS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|949
MYGN|MYRIAD GENETICS, INC|EDJO|Edward D. Jones & Co., L.P.|2311
MYGN|MYRIAD GENETICS, INC|EGAM|CBOE TRADING, INC.|15087
MYGN|MYRIAD GENETICS, INC|EGAW|CBOE TRADING, INC.|29
MYGN|MYRIAD GENETICS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1920
MYGN|MYRIAD GENETICS, INC|EGXM|CBOE TRADING, INC.|4589
MYGN|MYRIAD GENETICS, INC|ETBE|Electronic Transaction Clearing, Inc.|15846
MYGN|MYRIAD GENETICS, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1890
MYGN|MYRIAD GENETICS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36231
MYGN|MYRIAD GENETICS, INC|ETRS|E*Trade Securities LLC|270958
MYGN|MYRIAD GENETICS, INC|FBCO|Credit Suisse Securities (USA) LLC|1246717
MYGN|MYRIAD GENETICS, INC|FILL|Tradestation Securities, Inc.|2412
MYGN|MYRIAD GENETICS, INC|FMAF|NBCN Inc./ CDS|790
MYGN|MYRIAD GENETICS, INC|FOMA|TD AMERITRADE CLEARING, INC.|118239
MYGN|MYRIAD GENETICS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22593
MYGN|MYRIAD GENETICS, INC|FQLS|Quantlab Securities LP|253250
MYGN|MYRIAD GENETICS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|159007
MYGN|MYRIAD GENETICS, INC|FTBR|Foliofn Investments, Inc.|14725
MYGN|MYRIAD GENETICS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|54337
MYGN|MYRIAD GENETICS, INC|GLIS|TD Securities Inc|204
MYGN|MYRIAD GENETICS, INC|GLPX|ACS EXECUTION SERVICES, LLC|12633
MYGN|MYRIAD GENETICS, INC|GSCO|GOLDMAN SACHS & CO. LLC|1869914
MYGN|MYRIAD GENETICS, INC|GSCS|GOLDMAN SACHS & CO. LLC|31783
MYGN|MYRIAD GENETICS, INC|GSLT|GOLDMAN SACHS & CO. LLC|1547
MYGN|MYRIAD GENETICS, INC|GTSZ|GTS SECURITIES LLC|26478
MYGN|MYRIAD GENETICS, INC|HAPX|HAP Trading, LLC|1713
MYGN|MYRIAD GENETICS, INC|HRBF|American Enterprise Investment Services Inc.|1515
MYGN|MYRIAD GENETICS, INC|HSBC|HSBC Securities, Inc.|7650
MYGN|MYRIAD GENETICS, INC|IATS|INTERACTIVE BROKERS LLC|17262
MYGN|MYRIAD GENETICS, INC|IBKR|Interactive Brokers Llc|49339
MYGN|MYRIAD GENETICS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|323
MYGN|MYRIAD GENETICS, INC|ICBX|INSTINET, LLC|24900
MYGN|MYRIAD GENETICS, INC|IEQY|CITADEL SECURITIES LLC|229568
MYGN|MYRIAD GENETICS, INC|INCA|INSTINET, LLC|425923
MYGN|MYRIAD GENETICS, INC|INJX|INSTINET, LLC|49286
MYGN|MYRIAD GENETICS, INC|ITGI|ITG Inc.|50499
MYGN|MYRIAD GENETICS, INC|ITGP|ITG INC.|171800
MYGN|MYRIAD GENETICS, INC|JANY|Janney Montgomery Scott Inc.|3745
MYGN|MYRIAD GENETICS, INC|JEFF|JEFFERIES LLC|109678
MYGN|MYRIAD GENETICS, INC|JHDR|J.H. Darbie & Co., Inc.|794
MYGN|MYRIAD GENETICS, INC|JMPT|JUMP TRADING, LLC|61460
MYGN|MYRIAD GENETICS, INC|JPBX|J.P. MORGAN SECURITIES LLC|44297
MYGN|MYRIAD GENETICS, INC|JPMX|J.P. Morgan Securities LLC|358326
MYGN|MYRIAD GENETICS, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
MYGN|MYRIAD GENETICS, INC|JSJX|JANE STREET CAPITAL LLC|28231
MYGN|MYRIAD GENETICS, INC|KCGM|VIRTU Americas LLC|22654
MYGN|MYRIAD GENETICS, INC|KING|C. L. King & Associates, Inc.|3654
MYGN|MYRIAD GENETICS, INC|LEER|LEERINK PARTNERS LLC|6000
MYGN|MYRIAD GENETICS, INC|LEHM|Barclays Capital Inc./Le|737074
MYGN|MYRIAD GENETICS, INC|LIME|Lime Brokerage LLC|243048
MYGN|MYRIAD GENETICS, INC|LMGP|LIME BROKERAGE LLC|150
MYGN|MYRIAD GENETICS, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|234672
MYGN|MYRIAD GENETICS, INC|LOOP|Loop Capital Markets LLC|1501
MYGN|MYRIAD GENETICS, INC|LQNA|LIQUIDNET, INC.|516400
MYGN|MYRIAD GENETICS, INC|LSCI|Lek Securities Corporation|6
MYGN|MYRIAD GENETICS, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MYGN|MYRIAD GENETICS, INC|MACC|Mid Atlantic Capital Corporation|4637
MYGN|MYRIAD GENETICS, INC|MACQ|Macquarie Capital (USA) Inc.|10043
MYGN|MYRIAD GENETICS, INC|MAVB|Great Point Capital LLC|800
MYGN|MYRIAD GENETICS, INC|MAXM|Maxim Group LLC|6917
MYGN|MYRIAD GENETICS, INC|MBTS|ALLY INVEST SECURITIES LLC|200
MYGN|MYRIAD GENETICS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|143626
MYGN|MYRIAD GENETICS, INC|MOTF|MOTIF INVESTING, INC.|315
MYGN|MYRIAD GENETICS, INC|MSCO|MORGAN STANLEY & CO. LLC|3007262
MYGN|MYRIAD GENETICS, INC|MSPL|MORGAN STANLEY & CO. LLC|347500
MYGN|MYRIAD GENETICS, INC|MSTX|MORGAN STANLEY & CO. LLC|95400
MYGN|MYRIAD GENETICS, INC|NBCS|NBC Securities, INC.|400
MYGN|MYRIAD GENETICS, INC|NEED|Needham & Company, LLC|100
MYGN|MYRIAD GENETICS, INC|NFSC|National Financial Services LLC|479570
MYGN|MYRIAD GENETICS, INC|NITE|VIRTU Americas LLC|372564
MYGN|MYRIAD GENETICS, INC|NITP|VIRTU Americas LLC|3400
MYGN|MYRIAD GENETICS, INC|NQRB|Brut, LLC|15626
MYGN|MYRIAD GENETICS, INC|NTRC|Northern Trust Securities, Inc.|100
MYGN|MYRIAD GENETICS, INC|OHOS|TWO SIGMA SECURITIES, LLC|43741
MYGN|MYRIAD GENETICS, INC|OPCO|Oppenheimer & Co. Inc.|5993
MYGN|MYRIAD GENETICS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|372
MYGN|MYRIAD GENETICS, INC|PDQM|CODA MARKETS, INC.|57456
MYGN|MYRIAD GENETICS, INC|PHLY|NASDAQ Execution Services, LLC|1400
MYGN|MYRIAD GENETICS, INC|RAJA|Raymond James & Associates, Inc.|1846
MYGN|MYRIAD GENETICS, INC|RBCM|RBC CAPITAL MARKETS, LLC|610
MYGN|MYRIAD GENETICS, INC|SAGL|SAGETRADER, LLC|20233
MYGN|MYRIAD GENETICS, INC|SAGW|SAGETRADER, LLC|995
MYGN|MYRIAD GENETICS, INC|SALI|INTL FCSTONE FINANCIAL INC.|1920
MYGN|MYRIAD GENETICS, INC|SBSH|Citigroup Global Markets Inc.|479793
MYGN|MYRIAD GENETICS, INC|SGMT|GOLDMAN SACHS & CO. LLC|74131
MYGN|MYRIAD GENETICS, INC|SPDR|SPEEDROUTE LLC|5118
MYGN|MYRIAD GENETICS, INC|SPHN|Stephens Inc.|14313
MYGN|MYRIAD GENETICS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|340
MYGN|MYRIAD GENETICS, INC|STKP|STOCKPILE INVESTMENTS, INC.|80
MYGN|MYRIAD GENETICS, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|299
MYGN|MYRIAD GENETICS, INC|SWIM|TD Ameritrade, Inc.|11184
MYGN|MYRIAD GENETICS, INC|SWST|Hilltop Securities Inc.|4608
MYGN|MYRIAD GENETICS, INC|TKNG|ALLY INVEST SECURITIES LLC|1581
MYGN|MYRIAD GENETICS, INC|TRBT|Tradebot Systems, Inc.|190347
MYGN|MYRIAD GENETICS, INC|TRCM|TRC MARKETS LLC|91157
MYGN|MYRIAD GENETICS, INC|UBSA|UBS SECURITIES LLC|399878
MYGN|MYRIAD GENETICS, INC|UBSS|UBS Securities LLC|1132913
MYGN|MYRIAD GENETICS, INC|VALX|VIRTU AMERICAS LLC|76909
MYGN|MYRIAD GENETICS, INC|VERT|The Vertical Trading Group, LLC|91
MYGN|MYRIAD GENETICS, INC|VGRD|Vanguard Marketing Corporation|11803
MYGN|MYRIAD GENETICS, INC|VSIN|Vision Financial Markets Llc|20
MYGN|MYRIAD GENETICS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|9
MYGN|MYRIAD GENETICS, INC|WCHV|WELLS FARGO SECURITIES, LLC|36210
MYGN|MYRIAD GENETICS, INC|WEDB|WEDBUSH SECURITIES INC.|3916
MYGN|MYRIAD GENETICS, INC|WEED|Weeden & Co.L.P.|1074
MYGN|MYRIAD GENETICS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4097
MYGN|MYRIAD GENETICS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11325
MYGN|MYRIAD GENETICS, INC|WGIF|CIBC World Markets Inc.|1093
MYGN|MYRIAD GENETICS, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|139
MYGN|MYRIAD GENETICS, INC|WSEA|WOLVERINE SECURITIES, LLC|2284
MYGN|MYRIAD GENETICS, INC|XIST|INSTINET, LLC|73546
MYGN|MYRIAD GENETICS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|80792
MYGN|MYRIAD GENETICS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3181
MYGN|MYRIAD GENETICS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2973
MYI|BLACKROCK MUNIYIELD|AGIS|Aegis Capital Corp.|69380
MYI|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|1900
MYI|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|195
MYI|BLACKROCK MUNIYIELD|BANK|Primevest Financial Services, Inc.|559
MYI|BLACKROCK MUNIYIELD|BARD|Robert W. Baird & Co. Incorporated|727
MYI|BLACKROCK MUNIYIELD|BATM|CBOE TRADING, INC.|2007
MYI|BLACKROCK MUNIYIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13326
MYI|BLACKROCK MUNIYIELD|BYXM|CBOE TRADING, INC.|200
MYI|BLACKROCK MUNIYIELD|CHAS|Charles Schwab & Co., Inc.|3
MYI|BLACKROCK MUNIYIELD|CIST|Capital Institutional Services, Inc.|500
MYI|BLACKROCK MUNIYIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
MYI|BLACKROCK MUNIYIELD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
MYI|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9419
MYI|BLACKROCK MUNIYIELD|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MYI|BLACKROCK MUNIYIELD|DADA|D.A. Davidson & Co.|1
MYI|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|13600
MYI|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|16041
MYI|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4447
MYI|BLACKROCK MUNIYIELD|EBXL|EBX LLC|6500
MYI|BLACKROCK MUNIYIELD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2800
MYI|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|23446
MYI|BLACKROCK MUNIYIELD|EGAM|CBOE TRADING, INC.|4349
MYI|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|950
MYI|BLACKROCK MUNIYIELD|ETBE|Electronic Transaction Clearing, Inc.|400
MYI|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|27764
MYI|BLACKROCK MUNIYIELD|FBSB|U.S. Bancorp Investments, Inc.|1
MYI|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24014
MYI|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21080
MYI|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|32
MYI|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|1300
MYI|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|2425
MYI|BLACKROCK MUNIYIELD|GSLT|GOLDMAN SACHS & CO. LLC|100
MYI|BLACKROCK MUNIYIELD|GTSZ|GTS SECURITIES LLC|2943
MYI|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|14155
MYI|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|1844
MYI|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|14657
MYI|BLACKROCK MUNIYIELD|IBSJ|Integrity Brokerage Services, Inc.|1400
MYI|BLACKROCK MUNIYIELD|ICBX|INSTINET, LLC|1400
MYI|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|2713
MYI|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|17683
MYI|BLACKROCK MUNIYIELD|ITGP|ITG INC.|8600
MYI|BLACKROCK MUNIYIELD|JANY|Janney Montgomery Scott Inc.|4600
MYI|BLACKROCK MUNIYIELD|JONE|JonesTrading|500
MYI|BLACKROCK MUNIYIELD|JPMX|J.P. Morgan Securities LLC|21400
MYI|BLACKROCK MUNIYIELD|JSJX|JANE STREET CAPITAL LLC|200
MYI|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|3700
MYI|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|7000
MYI|BLACKROCK MUNIYIELD|LGNT|COR CLEARING LLC|2
MYI|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|1770
MYI|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2900
MYI|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30310
MYI|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|141499
MYI|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|87000
MYI|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|218653
MYI|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|368663
MYI|BLACKROCK MUNIYIELD|NITP|VIRTU Americas LLC|100
MYI|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|100
MYI|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|220
MYI|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|3210
MYI|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|83486
MYI|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|19654
MYI|BLACKROCK MUNIYIELD|SAGL|SAGETRADER, LLC|700
MYI|BLACKROCK MUNIYIELD|SBSH|Citigroup Global Markets Inc.|3000
MYI|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|2862
MYI|BLACKROCK MUNIYIELD|SPDR|SPEEDROUTE LLC|600
MYI|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|2484
MYI|BLACKROCK MUNIYIELD|SWIM|TD Ameritrade, Inc.|2500
MYI|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|317
MYI|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|1054
MYI|BLACKROCK MUNIYIELD|TRCM|TRC MARKETS LLC|200
MYI|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|39677
MYI|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|280025
MYI|BLACKROCK MUNIYIELD|VALX|VIRTU AMERICAS LLC|3461
MYI|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|11455
MYI|BLACKROCK MUNIYIELD|WBET|Wallachbeth Capital LLC|7432
MYI|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|64525
MYI|BLACKROCK MUNIYIELD|WEDB|WEDBUSH SECURITIES INC.|5678
MYI|BLACKROCK MUNIYIELD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|648
MYI|BLACKROCK MUNIYIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10654
MYI|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|3354
MYI|BLACKROCK MUNIYIELD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
MYI|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|400
MYI|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40295
MYJ|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|100
MYJ|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|35
MYJ|BLACKROCK MUNIYIELD|BBNT|BB&T SECURITIES, LLC|2
MYJ|BLACKROCK MUNIYIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|146
MYJ|BLACKROCK MUNIYIELD|CANT|Cantor Fitzgerald & Co.|2395
MYJ|BLACKROCK MUNIYIELD|CIST|Capital Institutional Services, Inc.|100
MYJ|BLACKROCK MUNIYIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1176
MYJ|BLACKROCK MUNIYIELD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
MYJ|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13978
MYJ|BLACKROCK MUNIYIELD|DAVA|Davenport & Company LLC|542
MYJ|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|800
MYJ|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|9360
MYJ|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1603
MYJ|BLACKROCK MUNIYIELD|EBXL|EBX LLC|4100
MYJ|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|11
MYJ|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|50
MYJ|BLACKROCK MUNIYIELD|ESPO|ESPOSITO SECURITIES, LLC|282
MYJ|BLACKROCK MUNIYIELD|ETCB|ETC BROKERAGE SERVICES, LLC|2148
MYJ|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|10868
MYJ|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2772
MYJ|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4771
MYJ|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|188
MYJ|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|17267
MYJ|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|6199
MYJ|BLACKROCK MUNIYIELD|GTSZ|GTS SECURITIES LLC|1583
MYJ|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|1538
MYJ|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|1490
MYJ|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|2846
MYJ|BLACKROCK MUNIYIELD|ICBX|INSTINET, LLC|1200
MYJ|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|3050
MYJ|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|3605
MYJ|BLACKROCK MUNIYIELD|ITGP|ITG INC.|5600
MYJ|BLACKROCK MUNIYIELD|JANY|Janney Montgomery Scott Inc.|244
MYJ|BLACKROCK MUNIYIELD|JONE|JonesTrading|500
MYJ|BLACKROCK MUNIYIELD|JPMX|J.P. Morgan Securities LLC|400
MYJ|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|697
MYJ|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|3000
MYJ|BLACKROCK MUNIYIELD|LGNT|COR CLEARING LLC|10
MYJ|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|216
MYJ|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
MYJ|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|45424
MYJ|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|17000
MYJ|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|41638
MYJ|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|75782
MYJ|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|800
MYJ|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|13313
MYJ|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|6694
MYJ|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|722
MYJ|BLACKROCK MUNIYIELD|SBSH|Citigroup Global Markets Inc.|2328
MYJ|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|1898
MYJ|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|6
MYJ|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|11421
MYJ|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|1780
MYJ|BLACKROCK MUNIYIELD|TRCM|TRC MARKETS LLC|100
MYJ|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|7137
MYJ|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|18521
MYJ|BLACKROCK MUNIYIELD|VALX|VIRTU AMERICAS LLC|82
MYJ|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|1694
MYJ|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|15126
MYJ|BLACKROCK MUNIYIELD|WEDB|WEDBUSH SECURITIES INC.|97
MYJ|BLACKROCK MUNIYIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2292
MYJ|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|98
MYJ|BLACKROCK MUNIYIELD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1206
MYJ|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6269
MYL|MYLAN NV ORD SHS|ABLE|NATIXIS Securities Americas LLC|28374
MYL|MYLAN NV ORD SHS|ADAM|CANACCORD GENUITY INC.|6020
MYL|MYLAN NV ORD SHS|AGIS|Aegis Capital Corp.|1300
MYL|MYLAN NV ORD SHS|ALTX|Alternet Securities Inc.|49623
MYL|MYLAN NV ORD SHS|ANOS|ABEL/NOSER, L.L.C.|400
MYL|MYLAN NV ORD SHS|APCC|Apex Clearing Corporation|44682
MYL|MYLAN NV ORD SHS|AQUA|AQUA SECURITIES L.P.|8800
MYL|MYLAN NV ORD SHS|BANK|Primevest Financial Services, Inc.|545
MYL|MYLAN NV ORD SHS|BARD|Robert W. Baird & Co. Incorporated|12407
MYL|MYLAN NV ORD SHS|BATM|CBOE TRADING, INC.|28282
MYL|MYLAN NV ORD SHS|BAYC|BAY CREST PARTNERS, LLC|38124
MYL|MYLAN NV ORD SHS|BAYT|BTIG, LLC|10529
MYL|MYLAN NV ORD SHS|BBNT|BB&T SECURITIES, LLC|776
MYL|MYLAN NV ORD SHS|BERN|Sanford C. Bernstein & Co., LLC|326056
MYL|MYLAN NV ORD SHS|BIDS|BIDS TRADING L.P.|90400
MYL|MYLAN NV ORD SHS|BIMI|Banca IMI Securities Corp.|11240
MYL|MYLAN NV ORD SHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70342
MYL|MYLAN NV ORD SHS|BLKX|INSTINET, LLC|350776
MYL|MYLAN NV ORD SHS|BMOC|BMO Capital Markets Corp.|201547
MYL|MYLAN NV ORD SHS|BNPX|BNP PARIBAS SECURITIES CORP.|789303
MYL|MYLAN NV ORD SHS|BTIG|BTIG, LLC|139772
MYL|MYLAN NV ORD SHS|BYXM|CBOE TRADING, INC.|20952
MYL|MYLAN NV ORD SHS|CABR|Cabrera Capital Markets, Inc.|75
MYL|MYLAN NV ORD SHS|CANT|Cantor Fitzgerald & Co.|36539
MYL|MYLAN NV ORD SHS|CBLC|CITIGROUP GLOBAL MARKETS INC.|254110
MYL|MYLAN NV ORD SHS|CHAS|Charles Schwab & Co., Inc.|21475
MYL|MYLAN NV ORD SHS|CIBP|CIBC World Markets Corp.|28484
MYL|MYLAN NV ORD SHS|CICF|Canaccord Genuity Corp.|4173
MYL|MYLAN NV ORD SHS|CIST|Capital Institutional Services, Inc.|8615
MYL|MYLAN NV ORD SHS|CLSA|CLSA AMERICAS, LLC|7000
MYL|MYLAN NV ORD SHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|902638
MYL|MYLAN NV ORD SHS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5304
MYL|MYLAN NV ORD SHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35219
MYL|MYLAN NV ORD SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2422687
MYL|MYLAN NV ORD SHS|CTDL|Citadel Derivatives Group Llc|155715
MYL|MYLAN NV ORD SHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|247720
MYL|MYLAN NV ORD SHS|DADA|D.A. Davidson & Co.|37
MYL|MYLAN NV ORD SHS|DBAB|Deutsche Bank Securities Inc.|2718944
MYL|MYLAN NV ORD SHS|DBAX|Deutsche Bank Securities Inc.|1572400
MYL|MYLAN NV ORD SHS|DBUL|Deutsche Bank Securities Inc.|44741
MYL|MYLAN NV ORD SHS|DCHF|Dart Executions, LLC|11956
MYL|MYLAN NV ORD SHS|DEAN|MORGAN STANLEY|15296
MYL|MYLAN NV ORD SHS|DEGS|RONIN PROFESSIONAL LLC|4545
MYL|MYLAN NV ORD SHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|110263
MYL|MYLAN NV ORD SHS|DIVA|Divine Capital Markets LLC|3204
MYL|MYLAN NV ORD SHS|DRWK|DRW SECURITIES, L.L.C.|79069
MYL|MYLAN NV ORD SHS|EBXL|EBX LLC|1236900
MYL|MYLAN NV ORD SHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|24033
MYL|MYLAN NV ORD SHS|EDJC|Edward Jones / CDS|480
MYL|MYLAN NV ORD SHS|EDJO|Edward D. Jones & Co., L.P.|21983
MYL|MYLAN NV ORD SHS|EGAM|CBOE TRADING, INC.|74518
MYL|MYLAN NV ORD SHS|EGAW|CBOE TRADING, INC.|3759
MYL|MYLAN NV ORD SHS|EGMT|EG MARKET TECHNOLOGIES LLC|2252
MYL|MYLAN NV ORD SHS|EGXM|CBOE TRADING, INC.|27878
MYL|MYLAN NV ORD SHS|EGXW|CBOE TRADING, INC.|1155
MYL|MYLAN NV ORD SHS|ELEV|ELEVATION, LLC|14602
MYL|MYLAN NV ORD SHS|EROP|Eroom Securities L.L.C.|524
MYL|MYLAN NV ORD SHS|ETBE|Electronic Transaction Clearing, Inc.|86019
MYL|MYLAN NV ORD SHS|ETCC|Electronic Transaction Clearing, Inc.|10544
MYL|MYLAN NV ORD SHS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9700
MYL|MYLAN NV ORD SHS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|112189
MYL|MYLAN NV ORD SHS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
MYL|MYLAN NV ORD SHS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|577999
MYL|MYLAN NV ORD SHS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
MYL|MYLAN NV ORD SHS|ETRS|E*Trade Securities LLC|622876
MYL|MYLAN NV ORD SHS|FBCO|Credit Suisse Securities (USA) LLC|4560642
MYL|MYLAN NV ORD SHS|FBSB|U.S. Bancorp Investments, Inc.|170
MYL|MYLAN NV ORD SHS|FFSI|Firstrade Securities Inc.|1200
MYL|MYLAN NV ORD SHS|FIDT|Fidelity Clearing Canada ULC./ CDS|35
MYL|MYLAN NV ORD SHS|FILL|Tradestation Securities, Inc.|138058
MYL|MYLAN NV ORD SHS|FMAF|NBCN Inc./ CDS|14798
MYL|MYLAN NV ORD SHS|FOMA|TD AMERITRADE CLEARING, INC.|1492028
MYL|MYLAN NV ORD SHS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|48904
MYL|MYLAN NV ORD SHS|FQLS|Quantlab Securities LP|1849282
MYL|MYLAN NV ORD SHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|408352
MYL|MYLAN NV ORD SHS|FTBR|Foliofn Investments, Inc.|1604
MYL|MYLAN NV ORD SHS|GEBB|GLOBAL EXECUTION BROKERS, LP|317741
MYL|MYLAN NV ORD SHS|GELP|RBC CAPITAL MARKETS, LLC|5731
MYL|MYLAN NV ORD SHS|GLPX|ACS EXECUTION SERVICES, LLC|183325
MYL|MYLAN NV ORD SHS|GSCO|GOLDMAN SACHS & CO. LLC|8908495
MYL|MYLAN NV ORD SHS|GSCS|GOLDMAN SACHS & CO. LLC|348578
MYL|MYLAN NV ORD SHS|GSLT|GOLDMAN SACHS & CO. LLC|97474
MYL|MYLAN NV ORD SHS|GTSZ|GTS SECURITIES LLC|561867
MYL|MYLAN NV ORD SHS|HAPX|HAP Trading, LLC|9719
MYL|MYLAN NV ORD SHS|HRBF|American Enterprise Investment Services Inc.|12098
MYL|MYLAN NV ORD SHS|HSBC|HSBC Securities, Inc.|194300
MYL|MYLAN NV ORD SHS|IATS|INTERACTIVE BROKERS LLC|80696
MYL|MYLAN NV ORD SHS|IBKR|Interactive Brokers Llc|495948
MYL|MYLAN NV ORD SHS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5644
MYL|MYLAN NV ORD SHS|ICBX|INSTINET, LLC|296586
MYL|MYLAN NV ORD SHS|IEQY|CITADEL SECURITIES LLC|1400819
MYL|MYLAN NV ORD SHS|INCA|INSTINET, LLC|3066880
MYL|MYLAN NV ORD SHS|INJX|INSTINET, LLC|388406
MYL|MYLAN NV ORD SHS|INTL|INTL FCSTONE FINANCIAL INC.|38
MYL|MYLAN NV ORD SHS|ITGI|ITG Inc.|332278
MYL|MYLAN NV ORD SHS|ITGP|ITG INC.|2144200
MYL|MYLAN NV ORD SHS|JANY|Janney Montgomery Scott Inc.|5372
MYL|MYLAN NV ORD SHS|JEFF|JEFFERIES LLC|1469030
MYL|MYLAN NV ORD SHS|JMPT|JUMP TRADING, LLC|553685
MYL|MYLAN NV ORD SHS|JONE|JonesTrading|17513
MYL|MYLAN NV ORD SHS|JPBX|J.P. MORGAN SECURITIES LLC|568525
MYL|MYLAN NV ORD SHS|JPMX|J.P. Morgan Securities LLC|2604244
MYL|MYLAN NV ORD SHS|JSCL|JOSEPH STONE CAPITAL L.L.C.|150
MYL|MYLAN NV ORD SHS|JSJX|JANE STREET CAPITAL LLC|233663
MYL|MYLAN NV ORD SHS|KCGM|VIRTU Americas LLC|233382
MYL|MYLAN NV ORD SHS|KEYB|KEYBANC CAPITAL MARKETS INC.|40000
MYL|MYLAN NV ORD SHS|LEER|LEERINK PARTNERS LLC|271600
MYL|MYLAN NV ORD SHS|LEHM|Barclays Capital Inc./Le|5396549
MYL|MYLAN NV ORD SHS|LIME|Lime Brokerage LLC|668569
MYL|MYLAN NV ORD SHS|LMGP|LIME BROKERAGE LLC|2900
MYL|MYLAN NV ORD SHS|LOOP|Loop Capital Markets LLC|1702
MYL|MYLAN NV ORD SHS|LPCM|Lampert Capital Markets Inc.|15000
MYL|MYLAN NV ORD SHS|LQNA|LIQUIDNET, INC.|1223900
MYL|MYLAN NV ORD SHS|LQNB|LIQUIDNET, INC.|184905
MYL|MYLAN NV ORD SHS|LSCI|Lek Securities Corporation|1989
MYL|MYLAN NV ORD SHS|LVMR|LIVERMORE TRADING GROUP, INC.|10207
MYL|MYLAN NV ORD SHS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
MYL|MYLAN NV ORD SHS|MACC|Mid Atlantic Capital Corporation|49
MYL|MYLAN NV ORD SHS|MAXM|Maxim Group LLC|49342
MYL|MYLAN NV ORD SHS|MBTS|ALLY INVEST SECURITIES LLC|22394
MYL|MYLAN NV ORD SHS|MCMF|Raymond James Ltd. Cds|1350
MYL|MYLAN NV ORD SHS|MKMP|MKM Partners LLC|13000
MYL|MYLAN NV ORD SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|578008
MYL|MYLAN NV ORD SHS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2600
MYL|MYLAN NV ORD SHS|MOTF|MOTIF INVESTING, INC.|8
MYL|MYLAN NV ORD SHS|MPSG|E D & F Man Capital Markets Inc.|36377
MYL|MYLAN NV ORD SHS|MSCO|MORGAN STANLEY & CO. LLC|12517381
MYL|MYLAN NV ORD SHS|MSPL|MORGAN STANLEY & CO. LLC|1074300
MYL|MYLAN NV ORD SHS|MSTX|MORGAN STANLEY & CO. LLC|757800
MYL|MYLAN NV ORD SHS|MZHO|Mizuho Securities USA LLC|181817
MYL|MYLAN NV ORD SHS|NBCS|NBC Securities, INC.|1208
MYL|MYLAN NV ORD SHS|NEUB|NEUBERGER BERMAN BD LLC|576
MYL|MYLAN NV ORD SHS|NFSC|National Financial Services LLC|1302192
MYL|MYLAN NV ORD SHS|NITE|VIRTU Americas LLC|3272041
MYL|MYLAN NV ORD SHS|NITP|VIRTU Americas LLC|15442
MYL|MYLAN NV ORD SHS|NORT|Northland Securities, Inc.|10610
MYL|MYLAN NV ORD SHS|NQRB|Brut, LLC|219698
MYL|MYLAN NV ORD SHS|NTRC|Northern Trust Securities, Inc.|1774
MYL|MYLAN NV ORD SHS|OGRU|Oscar Gruss & Son, Incorporated|100
MYL|MYLAN NV ORD SHS|OHOS|TWO SIGMA SECURITIES, LLC|467723
MYL|MYLAN NV ORD SHS|OLDM|OLD MISSION CAPITAL, LLC|17135
MYL|MYLAN NV ORD SHS|OPCO|Oppenheimer & Co. Inc.|33911
MYL|MYLAN NV ORD SHS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6569
MYL|MYLAN NV ORD SHS|PCPT|PHILLIP CAPITAL INC.|300
MYL|MYLAN NV ORD SHS|PDQM|CODA MARKETS, INC.|186684
MYL|MYLAN NV ORD SHS|PHLY|NASDAQ Execution Services, LLC|39600
MYL|MYLAN NV ORD SHS|PICT|Pictet Overseas Inc.|14399
MYL|MYLAN NV ORD SHS|POIN|PRECISION SECURITIES, LLC (POIN)|100
MYL|MYLAN NV ORD SHS|PWJC|UBS Financial Services, Inc.|2610
MYL|MYLAN NV ORD SHS|QMSR|QUATTRO M SECURITIES INC.|3923
MYL|MYLAN NV ORD SHS|RAJA|Raymond James & Associates, Inc.|152682
MYL|MYLAN NV ORD SHS|RBCM|RBC CAPITAL MARKETS, LLC|8582
MYL|MYLAN NV ORD SHS|RGLD|Regal Securities, Inc|210
MYL|MYLAN NV ORD SHS|RHCO|Suntrust Robinson Humphrey, Inc.|117680
MYL|MYLAN NV ORD SHS|RJLC|RJL CAPITAL GROUP, LLC|13511
MYL|MYLAN NV ORD SHS|SAGL|SAGETRADER, LLC|161920
MYL|MYLAN NV ORD SHS|SAGW|SAGETRADER, LLC|2468
MYL|MYLAN NV ORD SHS|SALI|INTL FCSTONE FINANCIAL INC.|4159
MYL|MYLAN NV ORD SHS|SBSH|Citigroup Global Markets Inc.|3509377
MYL|MYLAN NV ORD SHS|SGMT|GOLDMAN SACHS & CO. LLC|714032
MYL|MYLAN NV ORD SHS|SIBO|Prime Executions, Inc.|23100
MYL|MYLAN NV ORD SHS|SJLS|TRADE INFORMATICS LLC|200
MYL|MYLAN NV ORD SHS|SPDR|SPEEDROUTE LLC|51092
MYL|MYLAN NV ORD SHS|SPGS|Sea Port Group Securities, LLC|41664
MYL|MYLAN NV ORD SHS|SPHN|Stephens Inc.|79
MYL|MYLAN NV ORD SHS|SPNT|SEVEN POINTS CAPITAL, LLC|1400
MYL|MYLAN NV ORD SHS|STFL|Stifel, Nicolaus & Company, Incorporated|8223
MYL|MYLAN NV ORD SHS|STKP|STOCKPILE INVESTMENTS, INC.|106
MYL|MYLAN NV ORD SHS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|50
MYL|MYLAN NV ORD SHS|SWIM|TD Ameritrade, Inc.|643735
MYL|MYLAN NV ORD SHS|SWST|Hilltop Securities Inc.|17503
MYL|MYLAN NV ORD SHS|TAGC|TELSEY ADVISORY GROUP LLC|261
MYL|MYLAN NV ORD SHS|TDSI|TD Securities (USA) LLC|3564
MYL|MYLAN NV ORD SHS|TKNG|ALLY INVEST SECURITIES LLC|19010
MYL|MYLAN NV ORD SHS|TRBT|Tradebot Systems, Inc.|1452388
MYL|MYLAN NV ORD SHS|TRCM|TRC MARKETS LLC|966781
MYL|MYLAN NV ORD SHS|TWTT|TASTYWORKS, INC.|200
MYL|MYLAN NV ORD SHS|UBSA|UBS SECURITIES LLC|2747885
MYL|MYLAN NV ORD SHS|UBSS|UBS Securities LLC|4233404
MYL|MYLAN NV ORD SHS|VALX|VIRTU AMERICAS LLC|34082
MYL|MYLAN NV ORD SHS|VGRD|Vanguard Marketing Corporation|114174
MYL|MYLAN NV ORD SHS|VIEW|VIEWTRADE SECURITIES LLC|600
MYL|MYLAN NV ORD SHS|VNDS|VANDHAM SECURITIES CORP|6996
MYL|MYLAN NV ORD SHS|WABR|Wall Street Access|6202
MYL|MYLAN NV ORD SHS|WBLR|WILLIAM BLAIR|8
MYL|MYLAN NV ORD SHS|WBPX|SUMMIT SECURITIES GROUP, LLC|7161
MYL|MYLAN NV ORD SHS|WCHV|WELLS FARGO SECURITIES, LLC|1668544
MYL|MYLAN NV ORD SHS|WDNX|WEEDEN & CO.L.P.|1890
MYL|MYLAN NV ORD SHS|WEDB|WEDBUSH SECURITIES INC.|18665
MYL|MYLAN NV ORD SHS|WEED|Weeden & Co.L.P.|63990
MYL|MYLAN NV ORD SHS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|93059
MYL|MYLAN NV ORD SHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|181683
MYL|MYLAN NV ORD SHS|WGIF|CIBC World Markets Inc.|9024
MYL|MYLAN NV ORD SHS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4423
MYL|MYLAN NV ORD SHS|WORD|Worden Capital Management LLC|110
MYL|MYLAN NV ORD SHS|WSAG|WALL STREET ACCESS|100
MYL|MYLAN NV ORD SHS|WSEA|WOLVERINE SECURITIES, LLC|106349
MYL|MYLAN NV ORD SHS|XIST|INSTINET, LLC|113866
MYL|MYLAN NV ORD SHS|XPQR|Jump Trading|1200
MYL|MYLAN NV ORD SHS|XSTM|NATIONAL FINANCIAL SERVICES LLC|739720
MYL|MYLAN NV ORD SHS|YKNA|COMHAR CAPITAL MARKETS, LLC|9606
MYL|MYLAN NV ORD SHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27289
MYN|BLACKROCK MUNIYIELD|AGIS|Aegis Capital Corp.|200
MYN|BLACKROCK MUNIYIELD|ALTX|Alternet Securities Inc.|100
MYN|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|7
MYN|BLACKROCK MUNIYIELD|CANT|Cantor Fitzgerald & Co.|13670
MYN|BLACKROCK MUNIYIELD|CHAS|Charles Schwab & Co., Inc.|1029
MYN|BLACKROCK MUNIYIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4052
MYN|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4535
MYN|BLACKROCK MUNIYIELD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
MYN|BLACKROCK MUNIYIELD|DADA|D.A. Davidson & Co.|374
MYN|BLACKROCK MUNIYIELD|DBAX|Deutsche Bank Securities Inc.|3800
MYN|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|13491
MYN|BLACKROCK MUNIYIELD|DEGS|RONIN PROFESSIONAL LLC|100
MYN|BLACKROCK MUNIYIELD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
MYN|BLACKROCK MUNIYIELD|EBXL|EBX LLC|6900
MYN|BLACKROCK MUNIYIELD|EGAM|CBOE TRADING, INC.|200
MYN|BLACKROCK MUNIYIELD|EGXM|CBOE TRADING, INC.|350
MYN|BLACKROCK MUNIYIELD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
MYN|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|2141
MYN|BLACKROCK MUNIYIELD|FBSB|U.S. Bancorp Investments, Inc.|5
MYN|BLACKROCK MUNIYIELD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8822
MYN|BLACKROCK MUNIYIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3205
MYN|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|1
MYN|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|235
MYN|BLACKROCK MUNIYIELD|GSCO|GOLDMAN SACHS & CO. LLC|858
MYN|BLACKROCK MUNIYIELD|HRBF|American Enterprise Investment Services Inc.|7947
MYN|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|702
MYN|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|1726
MYN|BLACKROCK MUNIYIELD|ICBX|INSTINET, LLC|1400
MYN|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|2257
MYN|BLACKROCK MUNIYIELD|ITGI|ITG Inc.|179
MYN|BLACKROCK MUNIYIELD|ITGP|ITG INC.|1400
MYN|BLACKROCK MUNIYIELD|JANY|Janney Montgomery Scott Inc.|511
MYN|BLACKROCK MUNIYIELD|JHDR|J.H. Darbie & Co., Inc.|144
MYN|BLACKROCK MUNIYIELD|JONE|JonesTrading|20244
MYN|BLACKROCK MUNIYIELD|JPMX|J.P. Morgan Securities LLC|1000
MYN|BLACKROCK MUNIYIELD|KCGM|VIRTU Americas LLC|1511
MYN|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|2200
MYN|BLACKROCK MUNIYIELD|LGNT|COR CLEARING LLC|3
MYN|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|514
MYN|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
MYN|BLACKROCK MUNIYIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
MYN|BLACKROCK MUNIYIELD|MOTF|MOTIF INVESTING, INC.|1
MYN|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|84797
MYN|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|5300
MYN|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|111787
MYN|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|174918
MYN|BLACKROCK MUNIYIELD|NQRB|Brut, LLC|374
MYN|BLACKROCK MUNIYIELD|OPCO|Oppenheimer & Co. Inc.|1620
MYN|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|335
MYN|BLACKROCK MUNIYIELD|PWJC|UBS Financial Services, Inc.|8800
MYN|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|13452
MYN|BLACKROCK MUNIYIELD|SBSH|Citigroup Global Markets Inc.|300
MYN|BLACKROCK MUNIYIELD|SGMT|GOLDMAN SACHS & CO. LLC|2472
MYN|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|8972
MYN|BLACKROCK MUNIYIELD|SWIM|TD Ameritrade, Inc.|3711
MYN|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|60
MYN|BLACKROCK MUNIYIELD|TRBT|Tradebot Systems, Inc.|932
MYN|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|15256
MYN|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|58303
MYN|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|12503
MYN|BLACKROCK MUNIYIELD|WBLR|WILLIAM BLAIR|1019
MYN|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|26760
MYN|BLACKROCK MUNIYIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7824
MYN|BLACKROCK MUNIYIELD|WSEA|WOLVERINE SECURITIES, LLC|125
MYN|BLACKROCK MUNIYIELD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
MYN|BLACKROCK MUNIYIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
MYN|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1516
MYND|MYND ANALYTICS CMN|ALTX|Alternet Securities Inc.|100
MYND|MYND ANALYTICS CMN|BATM|CBOE TRADING, INC.|600
MYND|MYND ANALYTICS CMN|CIST|Capital Institutional Services, Inc.|12263
MYND|MYND ANALYTICS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5510
MYND|MYND ANALYTICS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2540
MYND|MYND ANALYTICS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|864
MYND|MYND ANALYTICS CMN|DBAX|Deutsche Bank Securities Inc.|200
MYND|MYND ANALYTICS CMN|DEGS|RONIN PROFESSIONAL LLC|20155
MYND|MYND ANALYTICS CMN|EBXL|EBX LLC|800
MYND|MYND ANALYTICS CMN|EDJO|Edward D. Jones & Co., L.P.|600
MYND|MYND ANALYTICS CMN|EGAM|CBOE TRADING, INC.|1200
MYND|MYND ANALYTICS CMN|EGXM|CBOE TRADING, INC.|292
MYND|MYND ANALYTICS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|274
MYND|MYND ANALYTICS CMN|ETRS|E*Trade Securities LLC|44818
MYND|MYND ANALYTICS CMN|FBCO|Credit Suisse Securities (USA) LLC|18316
MYND|MYND ANALYTICS CMN|FILL|Tradestation Securities, Inc.|2015
MYND|MYND ANALYTICS CMN|FOMA|TD AMERITRADE CLEARING, INC.|140152
MYND|MYND ANALYTICS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4415
MYND|MYND ANALYTICS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|763
MYND|MYND ANALYTICS CMN|GLPX|ACS EXECUTION SERVICES, LLC|753
MYND|MYND ANALYTICS CMN|GSCO|GOLDMAN SACHS & CO. LLC|9682
MYND|MYND ANALYTICS CMN|GSLT|GOLDMAN SACHS & CO. LLC|300
MYND|MYND ANALYTICS CMN|GTSZ|GTS SECURITIES LLC|1617
MYND|MYND ANALYTICS CMN|HRBF|American Enterprise Investment Services Inc.|5048
MYND|MYND ANALYTICS CMN|IATS|INTERACTIVE BROKERS LLC|4800
MYND|MYND ANALYTICS CMN|IBKR|Interactive Brokers Llc|119360
MYND|MYND ANALYTICS CMN|ICBX|INSTINET, LLC|500
MYND|MYND ANALYTICS CMN|INCA|INSTINET, LLC|19196
MYND|MYND ANALYTICS CMN|ITGI|ITG Inc.|950
MYND|MYND ANALYTICS CMN|ITGP|ITG INC.|4800
MYND|MYND ANALYTICS CMN|JMPT|JUMP TRADING, LLC|195
MYND|MYND ANALYTICS CMN|JSJX|JANE STREET CAPITAL LLC|200
MYND|MYND ANALYTICS CMN|LEHM|Barclays Capital Inc./Le|1313
MYND|MYND ANALYTICS CMN|LIME|Lime Brokerage LLC|11018
MYND|MYND ANALYTICS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
MYND|MYND ANALYTICS CMN|MAXM|Maxim Group LLC|4944
MYND|MYND ANALYTICS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
MYND|MYND ANALYTICS CMN|MOTF|MOTIF INVESTING, INC.|1
MYND|MYND ANALYTICS CMN|MSCO|MORGAN STANLEY & CO. LLC|56964
MYND|MYND ANALYTICS CMN|MSPL|MORGAN STANLEY & CO. LLC|200
MYND|MYND ANALYTICS CMN|NFSC|National Financial Services LLC|126716
MYND|MYND ANALYTICS CMN|NITE|VIRTU Americas LLC|141470
MYND|MYND ANALYTICS CMN|PDQM|CODA MARKETS, INC.|2082
MYND|MYND ANALYTICS CMN|PWJC|UBS Financial Services, Inc.|100
MYND|MYND ANALYTICS CMN|RAJA|Raymond James & Associates, Inc.|21
MYND|MYND ANALYTICS CMN|SAGL|SAGETRADER, LLC|150
MYND|MYND ANALYTICS CMN|SBSH|Citigroup Global Markets Inc.|3100
MYND|MYND ANALYTICS CMN|SGMT|GOLDMAN SACHS & CO. LLC|100
MYND|MYND ANALYTICS CMN|SPDR|SPEEDROUTE LLC|1429
MYND|MYND ANALYTICS CMN|SPTD|MINT GLOBAL MARKETS, INC.|1350
MYND|MYND ANALYTICS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1434
MYND|MYND ANALYTICS CMN|STXG|Stockcross Financial Services, Inc.|1000
MYND|MYND ANALYTICS CMN|SWIM|TD Ameritrade, Inc.|44950
MYND|MYND ANALYTICS CMN|SWST|Hilltop Securities Inc.|2797
MYND|MYND ANALYTICS CMN|TKNG|ALLY INVEST SECURITIES LLC|10958
MYND|MYND ANALYTICS CMN|TRCM|TRC MARKETS LLC|20
MYND|MYND ANALYTICS CMN|TWTT|TASTYWORKS, INC.|3964
MYND|MYND ANALYTICS CMN|UBSA|UBS SECURITIES LLC|5300
MYND|MYND ANALYTICS CMN|UBSS|UBS Securities LLC|26962
MYND|MYND ANALYTICS CMN|VGRD|Vanguard Marketing Corporation|20127
MYND|MYND ANALYTICS CMN|WCHV|WELLS FARGO SECURITIES, LLC|6458
MYND|MYND ANALYTICS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3743
MYND|MYND ANALYTICS CMN|WSEA|WOLVERINE SECURITIES, LLC|7248
MYND|MYND ANALYTICS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|194
MYNDW|MYND ANALYTICS WT|AGIS|Aegis Capital Corp.|200
MYNDW|MYND ANALYTICS WT|APCC|Apex Clearing Corporation|101
MYNDW|MYND ANALYTICS WT|EGAW|CBOE TRADING, INC.|500
MYNDW|MYND ANALYTICS WT|FOMA|TD AMERITRADE CLEARING, INC.|1210
MYNDW|MYND ANALYTICS WT|IBKR|Interactive Brokers Llc|1900
MYNDW|MYND ANALYTICS WT|INCA|INSTINET, LLC|1300
MYNDW|MYND ANALYTICS WT|LAFC|R. F. Lafferty & Co., Inc.|237
MYNDW|MYND ANALYTICS WT|LIME|Lime Brokerage LLC|122
MYNDW|MYND ANALYTICS WT|MAXM|Maxim Group LLC|3200
MYNDW|MYND ANALYTICS WT|MOTF|MOTIF INVESTING, INC.|1
MYNDW|MYND ANALYTICS WT|MSCO|MORGAN STANLEY & CO. LLC|161
MYNDW|MYND ANALYTICS WT|NITE|VIRTU Americas LLC|4501
MYNDW|MYND ANALYTICS WT|SWIM|TD Ameritrade, Inc.|8937
MYO|MYOMO INC.|ALTX|Alternet Securities Inc.|1000
MYO|MYOMO INC.|APCC|Apex Clearing Corporation|2983
MYO|MYOMO INC.|BIMI|Banca IMI Securities Corp.|150
MYO|MYOMO INC.|CHAS|Charles Schwab & Co., Inc.|1165
MYO|MYOMO INC.|CIST|Capital Institutional Services, Inc.|175
MYO|MYOMO INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13332
MYO|MYOMO INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11214
MYO|MYOMO INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MYO|MYOMO INC.|DBAB|Deutsche Bank Securities Inc.|7363
MYO|MYOMO INC.|DBAX|Deutsche Bank Securities Inc.|4700
MYO|MYOMO INC.|DBUL|Deutsche Bank Securities Inc.|2000
MYO|MYOMO INC.|DEAN|MORGAN STANLEY|50
MYO|MYOMO INC.|DEGS|RONIN PROFESSIONAL LLC|5300
MYO|MYOMO INC.|EBXL|EBX LLC|2600
MYO|MYOMO INC.|EGAM|CBOE TRADING, INC.|1400
MYO|MYOMO INC.|EGXM|CBOE TRADING, INC.|1150
MYO|MYOMO INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
MYO|MYOMO INC.|ETRS|E*Trade Securities LLC|166918
MYO|MYOMO INC.|FILL|Tradestation Securities, Inc.|4897
MYO|MYOMO INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29275
MYO|MYOMO INC.|GLIS|TD Securities Inc|4671
MYO|MYOMO INC.|GLPX|ACS EXECUTION SERVICES, LLC|1455
MYO|MYOMO INC.|GSCO|GOLDMAN SACHS & CO. LLC|3382
MYO|MYOMO INC.|GSCS|GOLDMAN SACHS & CO. LLC|1500
MYO|MYOMO INC.|GSLT|GOLDMAN SACHS & CO. LLC|117
MYO|MYOMO INC.|HRBF|American Enterprise Investment Services Inc.|1194
MYO|MYOMO INC.|IATS|INTERACTIVE BROKERS LLC|10600
MYO|MYOMO INC.|IBKR|Interactive Brokers Llc|33542
MYO|MYOMO INC.|ICBX|INSTINET, LLC|2900
MYO|MYOMO INC.|INCA|INSTINET, LLC|4069
MYO|MYOMO INC.|ITGI|ITG Inc.|1950
MYO|MYOMO INC.|ITGP|ITG INC.|11800
MYO|MYOMO INC.|JANY|Janney Montgomery Scott Inc.|800
MYO|MYOMO INC.|JEFF|JEFFERIES LLC|300
MYO|MYOMO INC.|JHDR|J.H. Darbie & Co., Inc.|8290
MYO|MYOMO INC.|JMPT|JUMP TRADING, LLC|304
MYO|MYOMO INC.|JONE|JonesTrading|62145
MYO|MYOMO INC.|JPMX|J.P. Morgan Securities LLC|3414
MYO|MYOMO INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|2010
MYO|MYOMO INC.|JSJX|JANE STREET CAPITAL LLC|700
MYO|MYOMO INC.|KCGM|VIRTU Americas LLC|2874
MYO|MYOMO INC.|LEHM|Barclays Capital Inc./Le|5400
MYO|MYOMO INC.|LGNT|COR CLEARING LLC|1000
MYO|MYOMO INC.|LIME|Lime Brokerage LLC|1937
MYO|MYOMO INC.|MAXM|Maxim Group LLC|103353
MYO|MYOMO INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2900
MYO|MYOMO INC.|MSCO|MORGAN STANLEY & CO. LLC|91318
MYO|MYOMO INC.|MSPL|MORGAN STANLEY & CO. LLC|1200
MYO|MYOMO INC.|MSTX|MORGAN STANLEY & CO. LLC|600
MYO|MYOMO INC.|NBCS|NBC Securities, INC.|8000
MYO|MYOMO INC.|NFSC|National Financial Services LLC|352506
MYO|MYOMO INC.|NITE|VIRTU Americas LLC|486775
MYO|MYOMO INC.|NMRA|Nomura Securities International, Inc.|600
MYO|MYOMO INC.|NQRB|Brut, LLC|1500
MYO|MYOMO INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1500
MYO|MYOMO INC.|OPCO|Oppenheimer & Co. Inc.|2000
MYO|MYOMO INC.|PCPT|PHILLIP CAPITAL INC.|600
MYO|MYOMO INC.|PDQM|CODA MARKETS, INC.|4355
MYO|MYOMO INC.|RBCM|RBC CAPITAL MARKETS, LLC|4500
MYO|MYOMO INC.|SAGL|SAGETRADER, LLC|100
MYO|MYOMO INC.|SALI|INTL FCSTONE FINANCIAL INC.|500
MYO|MYOMO INC.|SBSH|Citigroup Global Markets Inc.|5400
MYO|MYOMO INC.|SGMT|GOLDMAN SACHS & CO. LLC|2388
MYO|MYOMO INC.|SPDR|SPEEDROUTE LLC|1180
MYO|MYOMO INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1100
MYO|MYOMO INC.|SWIM|TD Ameritrade, Inc.|120309
MYO|MYOMO INC.|TKNG|ALLY INVEST SECURITIES LLC|17985
MYO|MYOMO INC.|TWTT|TASTYWORKS, INC.|500
MYO|MYOMO INC.|UBSA|UBS SECURITIES LLC|12156
MYO|MYOMO INC.|UBSS|UBS Securities LLC|48020
MYO|MYOMO INC.|VFIN|National Securities Corporation|1000
MYO|MYOMO INC.|VGRD|Vanguard Marketing Corporation|13378
MYO|MYOMO INC.|WCHV|WELLS FARGO SECURITIES, LLC|16464
MYO|MYOMO INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21168
MYO|MYOMO INC.|WGIF|CIBC World Markets Inc.|5729
MYO|MYOMO INC.|WSEA|WOLVERINE SECURITIES, LLC|86036
MYO|MYOMO INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
MYOK|MYOKARDIA, INC CM ST|ALTX|Alternet Securities Inc.|17414
MYOK|MYOKARDIA, INC CM ST|APCC|Apex Clearing Corporation|166
MYOK|MYOKARDIA, INC CM ST|BARD|Robert W. Baird & Co. Incorporated|1000
MYOK|MYOKARDIA, INC CM ST|BATM|CBOE TRADING, INC.|2890
MYOK|MYOKARDIA, INC CM ST|BAYC|BAY CREST PARTNERS, LLC|2595
MYOK|MYOKARDIA, INC CM ST|BAYT|BTIG, LLC|1200
MYOK|MYOKARDIA, INC CM ST|BBNT|BB&T SECURITIES, LLC|400
MYOK|MYOKARDIA, INC CM ST|BERN|Sanford C. Bernstein & Co., LLC|70314
MYOK|MYOKARDIA, INC CM ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1217
MYOK|MYOKARDIA, INC CM ST|BMOC|BMO Capital Markets Corp.|3954
MYOK|MYOKARDIA, INC CM ST|BNPX|BNP PARIBAS SECURITIES CORP.|3953
MYOK|MYOKARDIA, INC CM ST|BTIG|BTIG, LLC|126790
MYOK|MYOKARDIA, INC CM ST|BYXM|CBOE TRADING, INC.|2111
MYOK|MYOKARDIA, INC CM ST|CANT|Cantor Fitzgerald & Co.|106
MYOK|MYOKARDIA, INC CM ST|CHAS|Charles Schwab & Co., Inc.|733
MYOK|MYOKARDIA, INC CM ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|79100
MYOK|MYOKARDIA, INC CM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13655
MYOK|MYOKARDIA, INC CM ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4194
MYOK|MYOKARDIA, INC CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|148324
MYOK|MYOKARDIA, INC CM ST|CTDL|Citadel Derivatives Group Llc|9674
MYOK|MYOKARDIA, INC CM ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|19114
MYOK|MYOKARDIA, INC CM ST|DBAB|Deutsche Bank Securities Inc.|328203
MYOK|MYOKARDIA, INC CM ST|DBAX|Deutsche Bank Securities Inc.|241500
MYOK|MYOKARDIA, INC CM ST|DEAN|MORGAN STANLEY|28959
MYOK|MYOKARDIA, INC CM ST|DEGS|RONIN PROFESSIONAL LLC|6445
MYOK|MYOKARDIA, INC CM ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22229
MYOK|MYOKARDIA, INC CM ST|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|600
MYOK|MYOKARDIA, INC CM ST|EBXL|EBX LLC|201400
MYOK|MYOKARDIA, INC CM ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|20526
MYOK|MYOKARDIA, INC CM ST|EDJO|Edward D. Jones & Co., L.P.|40
MYOK|MYOKARDIA, INC CM ST|EGAM|CBOE TRADING, INC.|42902
MYOK|MYOKARDIA, INC CM ST|EGMT|EG MARKET TECHNOLOGIES LLC|3300
MYOK|MYOKARDIA, INC CM ST|EGXM|CBOE TRADING, INC.|6897
MYOK|MYOKARDIA, INC CM ST|EGXW|CBOE TRADING, INC.|321
MYOK|MYOKARDIA, INC CM ST|ETBE|Electronic Transaction Clearing, Inc.|401
MYOK|MYOKARDIA, INC CM ST|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|126
MYOK|MYOKARDIA, INC CM ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45348
MYOK|MYOKARDIA, INC CM ST|ETRS|E*Trade Securities LLC|76625
MYOK|MYOKARDIA, INC CM ST|FBCO|Credit Suisse Securities (USA) LLC|356561
MYOK|MYOKARDIA, INC CM ST|FILL|Tradestation Securities, Inc.|749
MYOK|MYOKARDIA, INC CM ST|FOMA|TD AMERITRADE CLEARING, INC.|247303
MYOK|MYOKARDIA, INC CM ST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5187
MYOK|MYOKARDIA, INC CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56417
MYOK|MYOKARDIA, INC CM ST|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|4639
MYOK|MYOKARDIA, INC CM ST|FTBR|Foliofn Investments, Inc.|178
MYOK|MYOKARDIA, INC CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|7066
MYOK|MYOKARDIA, INC CM ST|GLPX|ACS EXECUTION SERVICES, LLC|41038
MYOK|MYOKARDIA, INC CM ST|GSCO|GOLDMAN SACHS & CO. LLC|947472
MYOK|MYOKARDIA, INC CM ST|GSCS|GOLDMAN SACHS & CO. LLC|159
MYOK|MYOKARDIA, INC CM ST|GSLT|GOLDMAN SACHS & CO. LLC|5318
MYOK|MYOKARDIA, INC CM ST|GTSZ|GTS SECURITIES LLC|15116
MYOK|MYOKARDIA, INC CM ST|IATS|INTERACTIVE BROKERS LLC|5388
MYOK|MYOKARDIA, INC CM ST|IBKR|Interactive Brokers Llc|54978
MYOK|MYOKARDIA, INC CM ST|ICBX|INSTINET, LLC|49690
MYOK|MYOKARDIA, INC CM ST|IEQY|CITADEL SECURITIES LLC|77826
MYOK|MYOKARDIA, INC CM ST|INCA|INSTINET, LLC|289400
MYOK|MYOKARDIA, INC CM ST|INJX|INSTINET, LLC|32056
MYOK|MYOKARDIA, INC CM ST|ITGI|ITG Inc.|65349
MYOK|MYOKARDIA, INC CM ST|ITGP|ITG INC.|104000
MYOK|MYOKARDIA, INC CM ST|JANY|Janney Montgomery Scott Inc.|1150
MYOK|MYOKARDIA, INC CM ST|JEFF|JEFFERIES LLC|71537
MYOK|MYOKARDIA, INC CM ST|JMPT|JUMP TRADING, LLC|53107
MYOK|MYOKARDIA, INC CM ST|JONE|JonesTrading|314
MYOK|MYOKARDIA, INC CM ST|JPBX|J.P. MORGAN SECURITIES LLC|14588
MYOK|MYOKARDIA, INC CM ST|JPMX|J.P. Morgan Securities LLC|234911
MYOK|MYOKARDIA, INC CM ST|JSJX|JANE STREET CAPITAL LLC|11224
MYOK|MYOKARDIA, INC CM ST|KCGM|VIRTU Americas LLC|48673
MYOK|MYOKARDIA, INC CM ST|LEHM|Barclays Capital Inc./Le|1112379
MYOK|MYOKARDIA, INC CM ST|LIME|Lime Brokerage LLC|85082
MYOK|MYOKARDIA, INC CM ST|LIWE|LIME BROKERAGE LLC|1333
MYOK|MYOKARDIA, INC CM ST|LMNX|LUMINEX TRADING & ANALYTICS LLC|15512
MYOK|MYOKARDIA, INC CM ST|LOOP|Loop Capital Markets LLC|2012
MYOK|MYOKARDIA, INC CM ST|LQNA|LIQUIDNET, INC.|72600
MYOK|MYOKARDIA, INC CM ST|LSCI|Lek Securities Corporation|9
MYOK|MYOKARDIA, INC CM ST|MAXM|Maxim Group LLC|3026
MYOK|MYOKARDIA, INC CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69566
MYOK|MYOKARDIA, INC CM ST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1400
MYOK|MYOKARDIA, INC CM ST|MSCO|MORGAN STANLEY & CO. LLC|1473362
MYOK|MYOKARDIA, INC CM ST|MSPL|MORGAN STANLEY & CO. LLC|211000
MYOK|MYOKARDIA, INC CM ST|MSTX|MORGAN STANLEY & CO. LLC|68200
MYOK|MYOKARDIA, INC CM ST|NFSC|National Financial Services LLC|98390
MYOK|MYOKARDIA, INC CM ST|NITE|VIRTU Americas LLC|227064
MYOK|MYOKARDIA, INC CM ST|NITP|VIRTU Americas LLC|1544
MYOK|MYOKARDIA, INC CM ST|NQRB|Brut, LLC|9165
MYOK|MYOKARDIA, INC CM ST|NTRC|Northern Trust Securities, Inc.|1020
MYOK|MYOKARDIA, INC CM ST|OPCO|Oppenheimer & Co. Inc.|850
MYOK|MYOKARDIA, INC CM ST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2620
MYOK|MYOKARDIA, INC CM ST|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|940
MYOK|MYOKARDIA, INC CM ST|PDQM|CODA MARKETS, INC.|189731
MYOK|MYOKARDIA, INC CM ST|PICT|Pictet Overseas Inc.|300
MYOK|MYOKARDIA, INC CM ST|PIPR|Piper Jaffray & Co.|231
MYOK|MYOKARDIA, INC CM ST|PREC|PRECISION SECURITIES, LLC|125
MYOK|MYOKARDIA, INC CM ST|PWJC|UBS Financial Services, Inc.|3560
MYOK|MYOKARDIA, INC CM ST|RAJA|Raymond James & Associates, Inc.|6902
MYOK|MYOKARDIA, INC CM ST|RBCM|RBC CAPITAL MARKETS, LLC|90
MYOK|MYOKARDIA, INC CM ST|SAGL|SAGETRADER, LLC|5168
MYOK|MYOKARDIA, INC CM ST|SBSH|Citigroup Global Markets Inc.|107603
MYOK|MYOKARDIA, INC CM ST|SGMT|GOLDMAN SACHS & CO. LLC|43092
MYOK|MYOKARDIA, INC CM ST|SPDR|SPEEDROUTE LLC|95903
MYOK|MYOKARDIA, INC CM ST|SPTD|MINT GLOBAL MARKETS, INC.|39041
MYOK|MYOKARDIA, INC CM ST|SSBS|STATE STREET GLOBAL MARKETS, LLC|15590
MYOK|MYOKARDIA, INC CM ST|STFL|Stifel, Nicolaus & Company, Incorporated|63898
MYOK|MYOKARDIA, INC CM ST|SWIM|TD Ameritrade, Inc.|78665
MYOK|MYOKARDIA, INC CM ST|TKNG|ALLY INVEST SECURITIES LLC|106
MYOK|MYOKARDIA, INC CM ST|TRBT|Tradebot Systems, Inc.|10855
MYOK|MYOKARDIA, INC CM ST|TRCM|TRC MARKETS LLC|46493
MYOK|MYOKARDIA, INC CM ST|UBSA|UBS SECURITIES LLC|433349
MYOK|MYOKARDIA, INC CM ST|UBSS|UBS Securities LLC|1059291
MYOK|MYOKARDIA, INC CM ST|VALX|VIRTU AMERICAS LLC|6784
MYOK|MYOKARDIA, INC CM ST|VGRD|Vanguard Marketing Corporation|3176
MYOK|MYOKARDIA, INC CM ST|WBPX|SUMMIT SECURITIES GROUP, LLC|400
MYOK|MYOKARDIA, INC CM ST|WCHV|WELLS FARGO SECURITIES, LLC|125945
MYOK|MYOKARDIA, INC CM ST|WEDB|WEDBUSH SECURITIES INC.|1200
MYOK|MYOKARDIA, INC CM ST|WEED|Weeden & Co.L.P.|41057
MYOK|MYOKARDIA, INC CM ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|651
MYOK|MYOKARDIA, INC CM ST|WSEA|WOLVERINE SECURITIES, LLC|582
MYOK|MYOKARDIA, INC CM ST|XIST|INSTINET, LLC|6830
MYOK|MYOKARDIA, INC CM ST|XPQR|Jump Trading|74
MYOK|MYOKARDIA, INC CM ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|11700
MYOK|MYOKARDIA, INC CM ST|YKNA|COMHAR CAPITAL MARKETS, LLC|3033
MYOK|MYOKARDIA, INC CM ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8
MYOS|MYOS RENS TECH CM|APCC|Apex Clearing Corporation|19125
MYOS|MYOS RENS TECH CM|BATM|CBOE TRADING, INC.|5
MYOS|MYOS RENS TECH CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2400
MYOS|MYOS RENS TECH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|650
MYOS|MYOS RENS TECH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2350
MYOS|MYOS RENS TECH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
MYOS|MYOS RENS TECH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
MYOS|MYOS RENS TECH CM|DBAB|Deutsche Bank Securities Inc.|700
MYOS|MYOS RENS TECH CM|DBAX|Deutsche Bank Securities Inc.|1300
MYOS|MYOS RENS TECH CM|DEGS|RONIN PROFESSIONAL LLC|3534
MYOS|MYOS RENS TECH CM|EBXL|EBX LLC|500
MYOS|MYOS RENS TECH CM|EGAM|CBOE TRADING, INC.|4970
MYOS|MYOS RENS TECH CM|EGXM|CBOE TRADING, INC.|200
MYOS|MYOS RENS TECH CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
MYOS|MYOS RENS TECH CM|ETRS|E*Trade Securities LLC|74982
MYOS|MYOS RENS TECH CM|FBCO|Credit Suisse Securities (USA) LLC|14750
MYOS|MYOS RENS TECH CM|FILL|Tradestation Securities, Inc.|2845
MYOS|MYOS RENS TECH CM|FOMA|TD AMERITRADE CLEARING, INC.|116914
MYOS|MYOS RENS TECH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10
MYOS|MYOS RENS TECH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|886
MYOS|MYOS RENS TECH CM|GLPX|ACS EXECUTION SERVICES, LLC|2002
MYOS|MYOS RENS TECH CM|GSLT|GOLDMAN SACHS & CO. LLC|200
MYOS|MYOS RENS TECH CM|GTSZ|GTS SECURITIES LLC|7
MYOS|MYOS RENS TECH CM|HRBF|American Enterprise Investment Services Inc.|3000
MYOS|MYOS RENS TECH CM|IATS|INTERACTIVE BROKERS LLC|8870
MYOS|MYOS RENS TECH CM|IBKR|Interactive Brokers Llc|46534
MYOS|MYOS RENS TECH CM|ICBX|INSTINET, LLC|100
MYOS|MYOS RENS TECH CM|INCA|INSTINET, LLC|16013
MYOS|MYOS RENS TECH CM|INJX|INSTINET, LLC|100
MYOS|MYOS RENS TECH CM|ITGI|ITG Inc.|3926
MYOS|MYOS RENS TECH CM|ITGP|ITG INC.|600
MYOS|MYOS RENS TECH CM|LEHM|Barclays Capital Inc./Le|206
MYOS|MYOS RENS TECH CM|LGNT|COR CLEARING LLC|80
MYOS|MYOS RENS TECH CM|LIME|Lime Brokerage LLC|14599
MYOS|MYOS RENS TECH CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MYOS|MYOS RENS TECH CM|MAXM|Maxim Group LLC|31
MYOS|MYOS RENS TECH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500
MYOS|MYOS RENS TECH CM|MSCO|MORGAN STANLEY & CO. LLC|46245
MYOS|MYOS RENS TECH CM|NFSC|National Financial Services LLC|71310
MYOS|MYOS RENS TECH CM|NITE|VIRTU Americas LLC|151745
MYOS|MYOS RENS TECH CM|NQRB|Brut, LLC|2600
MYOS|MYOS RENS TECH CM|PDQM|CODA MARKETS, INC.|3659
MYOS|MYOS RENS TECH CM|RAJA|Raymond James & Associates, Inc.|5896
MYOS|MYOS RENS TECH CM|SAGL|SAGETRADER, LLC|402
MYOS|MYOS RENS TECH CM|SBSH|Citigroup Global Markets Inc.|6113
MYOS|MYOS RENS TECH CM|SGMT|GOLDMAN SACHS & CO. LLC|900
MYOS|MYOS RENS TECH CM|SPDR|SPEEDROUTE LLC|7480
MYOS|MYOS RENS TECH CM|SWIM|TD Ameritrade, Inc.|37648
MYOS|MYOS RENS TECH CM|TKNG|ALLY INVEST SECURITIES LLC|2880
MYOS|MYOS RENS TECH CM|TRCM|TRC MARKETS LLC|1340
MYOS|MYOS RENS TECH CM|UBSA|UBS SECURITIES LLC|3263
MYOS|MYOS RENS TECH CM|UBSS|UBS Securities LLC|11513
MYOS|MYOS RENS TECH CM|VALX|VIRTU AMERICAS LLC|101
MYOS|MYOS RENS TECH CM|VGRD|Vanguard Marketing Corporation|13700
MYOS|MYOS RENS TECH CM|WCHV|WELLS FARGO SECURITIES, LLC|5785
MYOS|MYOS RENS TECH CM|WEDB|WEDBUSH SECURITIES INC.|1100
MYOS|MYOS RENS TECH CM|WGIF|CIBC World Markets Inc.|500
MYOS|MYOS RENS TECH CM|WSEA|WOLVERINE SECURITIES, LLC|2897
MYOS|MYOS RENS TECH CM|YKNA|COMHAR CAPITAL MARKETS, LLC|597
MYOV|MYOVANT SCIENCES LTD|ALTX|Alternet Securities Inc.|900
MYOV|MYOVANT SCIENCES LTD|APCC|Apex Clearing Corporation|68
MYOV|MYOVANT SCIENCES LTD|BARD|Robert W. Baird & Co. Incorporated|1658
MYOV|MYOVANT SCIENCES LTD|BATM|CBOE TRADING, INC.|1004
MYOV|MYOVANT SCIENCES LTD|BERN|Sanford C. Bernstein & Co., LLC|1848
MYOV|MYOVANT SCIENCES LTD|BYXM|CBOE TRADING, INC.|100
MYOV|MYOVANT SCIENCES LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
MYOV|MYOVANT SCIENCES LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43506
MYOV|MYOVANT SCIENCES LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|880
MYOV|MYOVANT SCIENCES LTD|DBAB|Deutsche Bank Securities Inc.|1300
MYOV|MYOVANT SCIENCES LTD|DBAX|Deutsche Bank Securities Inc.|10500
MYOV|MYOVANT SCIENCES LTD|DEAN|MORGAN STANLEY|8405
MYOV|MYOVANT SCIENCES LTD|DEGS|RONIN PROFESSIONAL LLC|2375
MYOV|MYOVANT SCIENCES LTD|EBXL|EBX LLC|9100
MYOV|MYOVANT SCIENCES LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4960
MYOV|MYOVANT SCIENCES LTD|EDJO|Edward D. Jones & Co., L.P.|289
MYOV|MYOVANT SCIENCES LTD|EGAM|CBOE TRADING, INC.|560
MYOV|MYOVANT SCIENCES LTD|EGMT|EG MARKET TECHNOLOGIES LLC|200
MYOV|MYOVANT SCIENCES LTD|EGXM|CBOE TRADING, INC.|101
MYOV|MYOVANT SCIENCES LTD|ETCB|ETC BROKERAGE SERVICES, LLC|20
MYOV|MYOVANT SCIENCES LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5770
MYOV|MYOVANT SCIENCES LTD|ETRS|E*Trade Securities LLC|14157
MYOV|MYOVANT SCIENCES LTD|FINX|FINTECH SECURITIES|7202
MYOV|MYOVANT SCIENCES LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
MYOV|MYOVANT SCIENCES LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13421
MYOV|MYOVANT SCIENCES LTD|FTBR|Foliofn Investments, Inc.|110
MYOV|MYOVANT SCIENCES LTD|GLPX|ACS EXECUTION SERVICES, LLC|2630
MYOV|MYOVANT SCIENCES LTD|GSCO|GOLDMAN SACHS & CO. LLC|46623
MYOV|MYOVANT SCIENCES LTD|GSCS|GOLDMAN SACHS & CO. LLC|600
MYOV|MYOVANT SCIENCES LTD|GTSZ|GTS SECURITIES LLC|13103
MYOV|MYOVANT SCIENCES LTD|HRBF|American Enterprise Investment Services Inc.|143
MYOV|MYOVANT SCIENCES LTD|IATS|INTERACTIVE BROKERS LLC|5299
MYOV|MYOVANT SCIENCES LTD|IBKR|Interactive Brokers Llc|1222
MYOV|MYOVANT SCIENCES LTD|ICBX|INSTINET, LLC|800
MYOV|MYOVANT SCIENCES LTD|INCA|INSTINET, LLC|4106
MYOV|MYOVANT SCIENCES LTD|INJX|INSTINET, LLC|300
MYOV|MYOVANT SCIENCES LTD|ITGI|ITG Inc.|2400
MYOV|MYOVANT SCIENCES LTD|ITGP|ITG INC.|16400
MYOV|MYOVANT SCIENCES LTD|JANY|Janney Montgomery Scott Inc.|600
MYOV|MYOVANT SCIENCES LTD|JEFF|JEFFERIES LLC|16803
MYOV|MYOVANT SCIENCES LTD|JPBX|J.P. MORGAN SECURITIES LLC|400
MYOV|MYOVANT SCIENCES LTD|JPMX|J.P. Morgan Securities LLC|55384
MYOV|MYOVANT SCIENCES LTD|KCGM|VIRTU Americas LLC|2023
MYOV|MYOVANT SCIENCES LTD|LEHM|Barclays Capital Inc./Le|18796
MYOV|MYOVANT SCIENCES LTD|LIME|Lime Brokerage LLC|2387
MYOV|MYOVANT SCIENCES LTD|LMNX|LUMINEX TRADING & ANALYTICS LLC|15778
MYOV|MYOVANT SCIENCES LTD|LQNA|LIQUIDNET, INC.|15600
MYOV|MYOVANT SCIENCES LTD|LQNB|LIQUIDNET, INC.|717
MYOV|MYOVANT SCIENCES LTD|MBTS|ALLY INVEST SECURITIES LLC|50
MYOV|MYOVANT SCIENCES LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15573
MYOV|MYOVANT SCIENCES LTD|MSCO|MORGAN STANLEY & CO. LLC|33557
MYOV|MYOVANT SCIENCES LTD|MSPL|MORGAN STANLEY & CO. LLC|10600
MYOV|MYOVANT SCIENCES LTD|MSTX|MORGAN STANLEY & CO. LLC|200
MYOV|MYOVANT SCIENCES LTD|NFSC|National Financial Services LLC|26466
MYOV|MYOVANT SCIENCES LTD|NITE|VIRTU Americas LLC|60846
MYOV|MYOVANT SCIENCES LTD|PDQM|CODA MARKETS, INC.|10807
MYOV|MYOVANT SCIENCES LTD|RBCM|RBC CAPITAL MARKETS, LLC|1000
MYOV|MYOVANT SCIENCES LTD|SBSH|Citigroup Global Markets Inc.|580
MYOV|MYOVANT SCIENCES LTD|SGMT|GOLDMAN SACHS & CO. LLC|8781
MYOV|MYOVANT SCIENCES LTD|SPDR|SPEEDROUTE LLC|1400
MYOV|MYOVANT SCIENCES LTD|STFL|Stifel, Nicolaus & Company, Incorporated|876
MYOV|MYOVANT SCIENCES LTD|SWIM|TD Ameritrade, Inc.|15515
MYOV|MYOVANT SCIENCES LTD|TKNG|ALLY INVEST SECURITIES LLC|340
MYOV|MYOVANT SCIENCES LTD|TRBT|Tradebot Systems, Inc.|1753
MYOV|MYOVANT SCIENCES LTD|TRCM|TRC MARKETS LLC|100
MYOV|MYOVANT SCIENCES LTD|UBSA|UBS SECURITIES LLC|69797
MYOV|MYOVANT SCIENCES LTD|UBSS|UBS Securities LLC|32816
MYOV|MYOVANT SCIENCES LTD|VALX|VIRTU AMERICAS LLC|2656
MYOV|MYOVANT SCIENCES LTD|VGRD|Vanguard Marketing Corporation|4182
MYOV|MYOVANT SCIENCES LTD|WCHV|WELLS FARGO SECURITIES, LLC|9573
MYOV|MYOVANT SCIENCES LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|239
MYOV|MYOVANT SCIENCES LTD|WSEA|WOLVERINE SECURITIES, LLC|64
MYOV|MYOVANT SCIENCES LTD|XIST|INSTINET, LLC|1400
MYOV|MYOVANT SCIENCES LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2650
MYOV|MYOVANT SCIENCES LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|574
MYRG|MYR GROUP INC|ALTX|Alternet Securities Inc.|3630
MYRG|MYR GROUP INC|ANOS|ABEL/NOSER, L.L.C.|8
MYRG|MYR GROUP INC|APCC|Apex Clearing Corporation|22
MYRG|MYR GROUP INC|BARD|Robert W. Baird & Co. Incorporated|3287
MYRG|MYR GROUP INC|BATM|CBOE TRADING, INC.|1204
MYRG|MYR GROUP INC|BAYT|BTIG, LLC|200
MYRG|MYR GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|1414
MYRG|MYR GROUP INC|BMOC|BMO Capital Markets Corp.|2560
MYRG|MYR GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|2982
MYRG|MYR GROUP INC|BTIG|BTIG, LLC|13907
MYRG|MYR GROUP INC|BYXM|CBOE TRADING, INC.|100
MYRG|MYR GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|1503
MYRG|MYR GROUP INC|CANT|Cantor Fitzgerald & Co.|119
MYRG|MYR GROUP INC|CHAS|Charles Schwab & Co., Inc.|285
MYRG|MYR GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|507
MYRG|MYR GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2269
MYRG|MYR GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|239
MYRG|MYR GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15517
MYRG|MYR GROUP INC|CTDL|Citadel Derivatives Group Llc|2021
MYRG|MYR GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|674
MYRG|MYR GROUP INC|DBAB|Deutsche Bank Securities Inc.|92879
MYRG|MYR GROUP INC|DBAX|Deutsche Bank Securities Inc.|22700
MYRG|MYR GROUP INC|DBUL|Deutsche Bank Securities Inc.|700
MYRG|MYR GROUP INC|DEGS|RONIN PROFESSIONAL LLC|5955
MYRG|MYR GROUP INC|EBXL|EBX LLC|8500
MYRG|MYR GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|298
MYRG|MYR GROUP INC|EGAM|CBOE TRADING, INC.|876
MYRG|MYR GROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
MYRG|MYR GROUP INC|EGXM|CBOE TRADING, INC.|221
MYRG|MYR GROUP INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|32
MYRG|MYR GROUP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2394
MYRG|MYR GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10222
MYRG|MYR GROUP INC|ETRS|E*Trade Securities LLC|285
MYRG|MYR GROUP INC|FBCO|Credit Suisse Securities (USA) LLC|174939
MYRG|MYR GROUP INC|FILL|Tradestation Securities, Inc.|50
MYRG|MYR GROUP INC|FOMA|TD AMERITRADE CLEARING, INC.|40261
MYRG|MYR GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|338
MYRG|MYR GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25509
MYRG|MYR GROUP INC|FTBR|Foliofn Investments, Inc.|592
MYRG|MYR GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4746
MYRG|MYR GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|10770
MYRG|MYR GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|210520
MYRG|MYR GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|2453
MYRG|MYR GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|292
MYRG|MYR GROUP INC|GTSZ|GTS SECURITIES LLC|26688
MYRG|MYR GROUP INC|HPPX|POTAMUS TRADING, LLC|1249
MYRG|MYR GROUP INC|HRBF|American Enterprise Investment Services Inc.|154
MYRG|MYR GROUP INC|IATS|INTERACTIVE BROKERS LLC|680
MYRG|MYR GROUP INC|IBKR|Interactive Brokers Llc|7879
MYRG|MYR GROUP INC|ICBX|INSTINET, LLC|1100
MYRG|MYR GROUP INC|IEQY|CITADEL SECURITIES LLC|10315
MYRG|MYR GROUP INC|INCA|INSTINET, LLC|79039
MYRG|MYR GROUP INC|INJX|INSTINET, LLC|2602
MYRG|MYR GROUP INC|ITGI|ITG Inc.|8119
MYRG|MYR GROUP INC|ITGP|ITG INC.|13800
MYRG|MYR GROUP INC|JEFF|JEFFERIES LLC|11031
MYRG|MYR GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|3434
MYRG|MYR GROUP INC|JPMX|J.P. Morgan Securities LLC|141893
MYRG|MYR GROUP INC|JSJX|JANE STREET CAPITAL LLC|504
MYRG|MYR GROUP INC|KCGM|VIRTU Americas LLC|21332
MYRG|MYR GROUP INC|LEHM|Barclays Capital Inc./Le|93951
MYRG|MYR GROUP INC|LIME|Lime Brokerage LLC|50944
MYRG|MYR GROUP INC|LQNA|LIQUIDNET, INC.|74200
MYRG|MYR GROUP INC|MAXM|Maxim Group LLC|1795
MYRG|MYR GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21132
MYRG|MYR GROUP INC|MOTF|MOTIF INVESTING, INC.|3
MYRG|MYR GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|256259
MYRG|MYR GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|21600
MYRG|MYR GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|2800
MYRG|MYR GROUP INC|NFSC|National Financial Services LLC|4009
MYRG|MYR GROUP INC|NITE|VIRTU Americas LLC|29129
MYRG|MYR GROUP INC|NITP|VIRTU Americas LLC|261
MYRG|MYR GROUP INC|NQRB|Brut, LLC|1301
MYRG|MYR GROUP INC|PDQM|CODA MARKETS, INC.|27083
MYRG|MYR GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|55
MYRG|MYR GROUP INC|SAGW|SAGETRADER, LLC|265
MYRG|MYR GROUP INC|SBSH|Citigroup Global Markets Inc.|30261
MYRG|MYR GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|10819
MYRG|MYR GROUP INC|SPDR|SPEEDROUTE LLC|3039
MYRG|MYR GROUP INC|SPTD|MINT GLOBAL MARKETS, INC.|6350
MYRG|MYR GROUP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|40200
MYRG|MYR GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|100
MYRG|MYR GROUP INC|SWIM|TD Ameritrade, Inc.|1363
MYRG|MYR GROUP INC|SWST|Hilltop Securities Inc.|378
MYRG|MYR GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|200
MYRG|MYR GROUP INC|TONC|CUTTONE & CO., LLC|454
MYRG|MYR GROUP INC|TRBT|Tradebot Systems, Inc.|11813
MYRG|MYR GROUP INC|TRCM|TRC MARKETS LLC|27010
MYRG|MYR GROUP INC|TWTT|TASTYWORKS, INC.|20
MYRG|MYR GROUP INC|UBSA|UBS SECURITIES LLC|47861
MYRG|MYR GROUP INC|UBSS|UBS Securities LLC|130591
MYRG|MYR GROUP INC|VALX|VIRTU AMERICAS LLC|887
MYRG|MYR GROUP INC|VGRD|Vanguard Marketing Corporation|129
MYRG|MYR GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|48021
MYRG|MYR GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1078
MYRG|MYR GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|425
MYRG|MYR GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|3
MYRG|MYR GROUP INC|XIST|INSTINET, LLC|11382
MYRG|MYR GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
MYRG|MYR GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4248
MYRG|MYR GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|217
MYSZ|MY SIZE, INC CMN STK|ALTX|Alternet Securities Inc.|4300
MYSZ|MY SIZE, INC CMN STK|APCC|Apex Clearing Corporation|54955
MYSZ|MY SIZE, INC CMN STK|BATM|CBOE TRADING, INC.|300
MYSZ|MY SIZE, INC CMN STK|BIMI|Banca IMI Securities Corp.|22778
MYSZ|MY SIZE, INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5121
MYSZ|MY SIZE, INC CMN STK|BYXM|CBOE TRADING, INC.|100
MYSZ|MY SIZE, INC CMN STK|CHAS|Charles Schwab & Co., Inc.|15207
MYSZ|MY SIZE, INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8400
MYSZ|MY SIZE, INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8400
MYSZ|MY SIZE, INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14700
MYSZ|MY SIZE, INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140705
MYSZ|MY SIZE, INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
MYSZ|MY SIZE, INC CMN STK|DBAB|Deutsche Bank Securities Inc.|6800
MYSZ|MY SIZE, INC CMN STK|DBAX|Deutsche Bank Securities Inc.|44800
MYSZ|MY SIZE, INC CMN STK|DEAN|MORGAN STANLEY|16800
MYSZ|MY SIZE, INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|11676
MYSZ|MY SIZE, INC CMN STK|EBXL|EBX LLC|17100
MYSZ|MY SIZE, INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|678
MYSZ|MY SIZE, INC CMN STK|EGAM|CBOE TRADING, INC.|5800
MYSZ|MY SIZE, INC CMN STK|EGXM|CBOE TRADING, INC.|13633
MYSZ|MY SIZE, INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|6630
MYSZ|MY SIZE, INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3934
MYSZ|MY SIZE, INC CMN STK|ETRS|E*Trade Securities LLC|1552474
MYSZ|MY SIZE, INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|215571
MYSZ|MY SIZE, INC CMN STK|FILL|Tradestation Securities, Inc.|80920
MYSZ|MY SIZE, INC CMN STK|FMAF|NBCN Inc./ CDS|2000
MYSZ|MY SIZE, INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|2250405
MYSZ|MY SIZE, INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|153
MYSZ|MY SIZE, INC CMN STK|FTBR|Foliofn Investments, Inc.|110
MYSZ|MY SIZE, INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|9982
MYSZ|MY SIZE, INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|11464
MYSZ|MY SIZE, INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|700
MYSZ|MY SIZE, INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|3784
MYSZ|MY SIZE, INC CMN STK|HRBF|American Enterprise Investment Services Inc.|400
MYSZ|MY SIZE, INC CMN STK|HSBC|HSBC Securities, Inc.|1900
MYSZ|MY SIZE, INC CMN STK|IATS|INTERACTIVE BROKERS LLC|94809
MYSZ|MY SIZE, INC CMN STK|IBKR|Interactive Brokers Llc|992438
MYSZ|MY SIZE, INC CMN STK|ICBX|INSTINET, LLC|5771
MYSZ|MY SIZE, INC CMN STK|INCA|INSTINET, LLC|104773
MYSZ|MY SIZE, INC CMN STK|ITGI|ITG Inc.|5715
MYSZ|MY SIZE, INC CMN STK|ITGP|ITG INC.|31600
MYSZ|MY SIZE, INC CMN STK|JANY|Janney Montgomery Scott Inc.|5000
MYSZ|MY SIZE, INC CMN STK|JMPT|JUMP TRADING, LLC|7792
MYSZ|MY SIZE, INC CMN STK|JPMX|J.P. Morgan Securities LLC|7000
MYSZ|MY SIZE, INC CMN STK|JSJX|JANE STREET CAPITAL LLC|300
MYSZ|MY SIZE, INC CMN STK|KCGM|VIRTU Americas LLC|9253
MYSZ|MY SIZE, INC CMN STK|LEHM|Barclays Capital Inc./Le|136893
MYSZ|MY SIZE, INC CMN STK|LGNT|COR CLEARING LLC|76476
MYSZ|MY SIZE, INC CMN STK|LIME|Lime Brokerage LLC|15735
MYSZ|MY SIZE, INC CMN STK|LSCI|Lek Securities Corporation|100
MYSZ|MY SIZE, INC CMN STK|MAXM|Maxim Group LLC|1760
MYSZ|MY SIZE, INC CMN STK|MICA|Spartan Securities Group, Ltd.|20000
MYSZ|MY SIZE, INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18718
MYSZ|MY SIZE, INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|430449
MYSZ|MY SIZE, INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|3700
MYSZ|MY SIZE, INC CMN STK|NFSC|National Financial Services LLC|1186890
MYSZ|MY SIZE, INC CMN STK|NITE|VIRTU Americas LLC|3405853
MYSZ|MY SIZE, INC CMN STK|NITP|VIRTU Americas LLC|18015
MYSZ|MY SIZE, INC CMN STK|NQRB|Brut, LLC|10206
MYSZ|MY SIZE, INC CMN STK|NTFN|Network 1 Financial Securities Inc.|387515
MYSZ|MY SIZE, INC CMN STK|OPCO|Oppenheimer & Co. Inc.|8697
MYSZ|MY SIZE, INC CMN STK|PCPT|PHILLIP CAPITAL INC.|1000
MYSZ|MY SIZE, INC CMN STK|PDQM|CODA MARKETS, INC.|24286
MYSZ|MY SIZE, INC CMN STK|RAJA|Raymond James & Associates, Inc.|500
MYSZ|MY SIZE, INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|2000
MYSZ|MY SIZE, INC CMN STK|RGLD|Regal Securities, Inc|250
MYSZ|MY SIZE, INC CMN STK|SAGL|SAGETRADER, LLC|100
MYSZ|MY SIZE, INC CMN STK|SBSH|Citigroup Global Markets Inc.|96624
MYSZ|MY SIZE, INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|7648
MYSZ|MY SIZE, INC CMN STK|SPDR|SPEEDROUTE LLC|40884
MYSZ|MY SIZE, INC CMN STK|SPNT|SEVEN POINTS CAPITAL, LLC|200
MYSZ|MY SIZE, INC CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|20000
MYSZ|MY SIZE, INC CMN STK|SWIM|TD Ameritrade, Inc.|1013513
MYSZ|MY SIZE, INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|42978
MYSZ|MY SIZE, INC CMN STK|TRCM|TRC MARKETS LLC|275
MYSZ|MY SIZE, INC CMN STK|TWTT|TASTYWORKS, INC.|4700
MYSZ|MY SIZE, INC CMN STK|UBSA|UBS SECURITIES LLC|143648
MYSZ|MY SIZE, INC CMN STK|UBSS|UBS Securities LLC|193243
MYSZ|MY SIZE, INC CMN STK|VALX|VIRTU AMERICAS LLC|800
MYSZ|MY SIZE, INC CMN STK|VGRD|Vanguard Marketing Corporation|30043
MYSZ|MY SIZE, INC CMN STK|VIEW|VIEWTRADE SECURITIES LLC|1000
MYSZ|MY SIZE, INC CMN STK|VSIN|Vision Financial Markets Llc|102908
MYSZ|MY SIZE, INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|13722
MYSZ|MY SIZE, INC CMN STK|WEDB|WEDBUSH SECURITIES INC.|2064
MYSZ|MY SIZE, INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3029
MYSZ|MY SIZE, INC CMN STK|WGIF|CIBC World Markets Inc.|62411
MYSZ|MY SIZE, INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|188770
MYSZ|MY SIZE, INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|2730
MYSZ|MY SIZE, INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|300
MYSZ|MY SIZE, INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
MYY|SHRT MC400 PROSHARES|APCC|Apex Clearing Corporation|5
MYY|SHRT MC400 PROSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
MYY|SHRT MC400 PROSHARES|DBAX|Deutsche Bank Securities Inc.|300
MYY|SHRT MC400 PROSHARES|DEGS|RONIN PROFESSIONAL LLC|900
MYY|SHRT MC400 PROSHARES|ETRS|E*Trade Securities LLC|234
MYY|SHRT MC400 PROSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
MYY|SHRT MC400 PROSHARES|FTBR|Foliofn Investments, Inc.|147
MYY|SHRT MC400 PROSHARES|HRBF|American Enterprise Investment Services Inc.|228
MYY|SHRT MC400 PROSHARES|IBKR|Interactive Brokers Llc|260
MYY|SHRT MC400 PROSHARES|JSJX|JANE STREET CAPITAL LLC|8891
MYY|SHRT MC400 PROSHARES|LIME|Lime Brokerage LLC|2066
MYY|SHRT MC400 PROSHARES|MSCO|MORGAN STANLEY & CO. LLC|1115
MYY|SHRT MC400 PROSHARES|NFSC|National Financial Services LLC|6518
MYY|SHRT MC400 PROSHARES|NITE|VIRTU Americas LLC|7097
MYY|SHRT MC400 PROSHARES|SGMT|GOLDMAN SACHS & CO. LLC|300
MYY|SHRT MC400 PROSHARES|SWIM|TD Ameritrade, Inc.|600
MYY|SHRT MC400 PROSHARES|UBSS|UBS Securities LLC|4928
MYY|SHRT MC400 PROSHARES|VGRD|Vanguard Marketing Corporation|820
MYY|SHRT MC400 PROSHARES|WCHV|WELLS FARGO SECURITIES, LLC|355
MYY|SHRT MC400 PROSHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23
MYY|SHRT MC400 PROSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|175
MYY|SHRT MC400 PROSHARES|WSEA|WOLVERINE SECURITIES, LLC|161
MZA|BLACKROCK MUNIYIELD|APCC|Apex Clearing Corporation|32
MZA|BLACKROCK MUNIYIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
MZA|BLACKROCK MUNIYIELD|DEAN|MORGAN STANLEY|9911
MZA|BLACKROCK MUNIYIELD|EBXL|EBX LLC|200
MZA|BLACKROCK MUNIYIELD|EDJO|Edward D. Jones & Co., L.P.|5708
MZA|BLACKROCK MUNIYIELD|ETRS|E*Trade Securities LLC|26
MZA|BLACKROCK MUNIYIELD|FTBR|Foliofn Investments, Inc.|4
MZA|BLACKROCK MUNIYIELD|GLPX|ACS EXECUTION SERVICES, LLC|116
MZA|BLACKROCK MUNIYIELD|IATS|INTERACTIVE BROKERS LLC|600
MZA|BLACKROCK MUNIYIELD|IBKR|Interactive Brokers Llc|779
MZA|BLACKROCK MUNIYIELD|INCA|INSTINET, LLC|200
MZA|BLACKROCK MUNIYIELD|LEHM|Barclays Capital Inc./Le|400
MZA|BLACKROCK MUNIYIELD|LIME|Lime Brokerage LLC|322
MZA|BLACKROCK MUNIYIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
MZA|BLACKROCK MUNIYIELD|MSCO|MORGAN STANLEY & CO. LLC|2309
MZA|BLACKROCK MUNIYIELD|MSPL|MORGAN STANLEY & CO. LLC|100
MZA|BLACKROCK MUNIYIELD|NFSC|National Financial Services LLC|1313
MZA|BLACKROCK MUNIYIELD|NITE|VIRTU Americas LLC|8028
MZA|BLACKROCK MUNIYIELD|PDQM|CODA MARKETS, INC.|116
MZA|BLACKROCK MUNIYIELD|RBCM|RBC CAPITAL MARKETS, LLC|521
MZA|BLACKROCK MUNIYIELD|STFL|Stifel, Nicolaus & Company, Incorporated|1
MZA|BLACKROCK MUNIYIELD|SWST|Hilltop Securities Inc.|15
MZA|BLACKROCK MUNIYIELD|UBSA|UBS SECURITIES LLC|300
MZA|BLACKROCK MUNIYIELD|UBSS|UBS Securities LLC|2277
MZA|BLACKROCK MUNIYIELD|VALX|VIRTU AMERICAS LLC|200
MZA|BLACKROCK MUNIYIELD|VGRD|Vanguard Marketing Corporation|765
MZA|BLACKROCK MUNIYIELD|WCHV|WELLS FARGO SECURITIES, LLC|7844
MZA|BLACKROCK MUNIYIELD|WEDB|WEDBUSH SECURITIES INC.|7
MZA|BLACKROCK MUNIYIELD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1653
MZA|BLACKROCK MUNIYIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6
MZF|MANAGED DURATION MNI|APCC|Apex Clearing Corporation|1
MZF|MANAGED DURATION MNI|BAYC|BAY CREST PARTNERS, LLC|100
MZF|MANAGED DURATION MNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41
MZF|MANAGED DURATION MNI|BTIG|BTIG, LLC|611
MZF|MANAGED DURATION MNI|CHAS|Charles Schwab & Co., Inc.|2
MZF|MANAGED DURATION MNI|CIST|Capital Institutional Services, Inc.|6000
MZF|MANAGED DURATION MNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
MZF|MANAGED DURATION MNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
MZF|MANAGED DURATION MNI|DBAX|Deutsche Bank Securities Inc.|4600
MZF|MANAGED DURATION MNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10666
MZF|MANAGED DURATION MNI|EBXL|EBX LLC|7000
MZF|MANAGED DURATION MNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
MZF|MANAGED DURATION MNI|EGXM|CBOE TRADING, INC.|600
MZF|MANAGED DURATION MNI|ETRS|E*Trade Securities LLC|9502
MZF|MANAGED DURATION MNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2396
MZF|MANAGED DURATION MNI|FTBR|Foliofn Investments, Inc.|317
MZF|MANAGED DURATION MNI|GLPX|ACS EXECUTION SERVICES, LLC|100
MZF|MANAGED DURATION MNI|GSLT|GOLDMAN SACHS & CO. LLC|1271
MZF|MANAGED DURATION MNI|HRBF|American Enterprise Investment Services Inc.|3
MZF|MANAGED DURATION MNI|IATS|INTERACTIVE BROKERS LLC|10
MZF|MANAGED DURATION MNI|IBKR|Interactive Brokers Llc|7148
MZF|MANAGED DURATION MNI|INCA|INSTINET, LLC|7125
MZF|MANAGED DURATION MNI|ITGI|ITG Inc.|400
MZF|MANAGED DURATION MNI|ITGP|ITG INC.|600
MZF|MANAGED DURATION MNI|JPMX|J.P. Morgan Securities LLC|2574
MZF|MANAGED DURATION MNI|KCGM|VIRTU Americas LLC|1400
MZF|MANAGED DURATION MNI|LEHM|Barclays Capital Inc./Le|2400
MZF|MANAGED DURATION MNI|LIME|Lime Brokerage LLC|13291
MZF|MANAGED DURATION MNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
MZF|MANAGED DURATION MNI|MSCO|MORGAN STANLEY & CO. LLC|3517
MZF|MANAGED DURATION MNI|MSPL|MORGAN STANLEY & CO. LLC|800
MZF|MANAGED DURATION MNI|NFSC|National Financial Services LLC|38394
MZF|MANAGED DURATION MNI|NITE|VIRTU Americas LLC|62105
MZF|MANAGED DURATION MNI|NQRB|Brut, LLC|100
MZF|MANAGED DURATION MNI|OPCO|Oppenheimer & Co. Inc.|2
MZF|MANAGED DURATION MNI|PDQM|CODA MARKETS, INC.|200
MZF|MANAGED DURATION MNI|RBCM|RBC CAPITAL MARKETS, LLC|3827
MZF|MANAGED DURATION MNI|SBSH|Citigroup Global Markets Inc.|500
MZF|MANAGED DURATION MNI|TRBT|Tradebot Systems, Inc.|1106
MZF|MANAGED DURATION MNI|TRCM|TRC MARKETS LLC|200
MZF|MANAGED DURATION MNI|UBSA|UBS SECURITIES LLC|4600
MZF|MANAGED DURATION MNI|UBSS|UBS Securities LLC|13167
MZF|MANAGED DURATION MNI|VGRD|Vanguard Marketing Corporation|12
MZF|MANAGED DURATION MNI|VNDM|Wall Street Access|1500
MZF|MANAGED DURATION MNI|WCHV|WELLS FARGO SECURITIES, LLC|23506
MZF|MANAGED DURATION MNI|WFPB|Wells Fargo Securities, LLC.|17500
MZF|MANAGED DURATION MNI|WSEA|WOLVERINE SECURITIES, LLC|37
MZF|MANAGED DURATION MNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|234
MZOR|MAZOR ROBOTICS ADS|ACLP|ALEXANDER CAPITAL, L.P.|458
MZOR|MAZOR ROBOTICS ADS|AGIS|Aegis Capital Corp.|1150
MZOR|MAZOR ROBOTICS ADS|ALTX|Alternet Securities Inc.|1895
MZOR|MAZOR ROBOTICS ADS|APCC|Apex Clearing Corporation|578
MZOR|MAZOR ROBOTICS ADS|BANK|Primevest Financial Services, Inc.|1249
MZOR|MAZOR ROBOTICS ADS|BARD|Robert W. Baird & Co. Incorporated|1350
MZOR|MAZOR ROBOTICS ADS|BATM|CBOE TRADING, INC.|1543
MZOR|MAZOR ROBOTICS ADS|BBNT|BB&T SECURITIES, LLC|1563
MZOR|MAZOR ROBOTICS ADS|BERN|Sanford C. Bernstein & Co., LLC|3289
MZOR|MAZOR ROBOTICS ADS|BIMI|Banca IMI Securities Corp.|3123
MZOR|MAZOR ROBOTICS ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9939
MZOR|MAZOR ROBOTICS ADS|BNPX|BNP PARIBAS SECURITIES CORP.|219
MZOR|MAZOR ROBOTICS ADS|BRGE|Newbridge Securities Corp.|1524
MZOR|MAZOR ROBOTICS ADS|BTIG|BTIG, LLC|801
MZOR|MAZOR ROBOTICS ADS|BYXM|CBOE TRADING, INC.|200
MZOR|MAZOR ROBOTICS ADS|CANT|Cantor Fitzgerald & Co.|290
MZOR|MAZOR ROBOTICS ADS|CHAS|Charles Schwab & Co., Inc.|12180
MZOR|MAZOR ROBOTICS ADS|CIST|Capital Institutional Services, Inc.|26375
MZOR|MAZOR ROBOTICS ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48134
MZOR|MAZOR ROBOTICS ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6083
MZOR|MAZOR ROBOTICS ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|46400
MZOR|MAZOR ROBOTICS ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|134962
MZOR|MAZOR ROBOTICS ADS|CTDL|Citadel Derivatives Group Llc|5621
MZOR|MAZOR ROBOTICS ADS|CTLR|CUTLER GROUP, LP|3235
MZOR|MAZOR ROBOTICS ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|26226
MZOR|MAZOR ROBOTICS ADS|DADA|D.A. Davidson & Co.|70
MZOR|MAZOR ROBOTICS ADS|DBAB|Deutsche Bank Securities Inc.|54776
MZOR|MAZOR ROBOTICS ADS|DBAX|Deutsche Bank Securities Inc.|53900
MZOR|MAZOR ROBOTICS ADS|DBUL|Deutsche Bank Securities Inc.|8121
MZOR|MAZOR ROBOTICS ADS|DCHF|Dart Executions, LLC|4698
MZOR|MAZOR ROBOTICS ADS|DEAN|MORGAN STANLEY|3282
MZOR|MAZOR ROBOTICS ADS|DEGS|RONIN PROFESSIONAL LLC|6176
MZOR|MAZOR ROBOTICS ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10233
MZOR|MAZOR ROBOTICS ADS|EBXL|EBX LLC|55400
MZOR|MAZOR ROBOTICS ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2069
MZOR|MAZOR ROBOTICS ADS|EDJO|Edward D. Jones & Co., L.P.|2230
MZOR|MAZOR ROBOTICS ADS|EGAM|CBOE TRADING, INC.|2971
MZOR|MAZOR ROBOTICS ADS|EGMT|EG MARKET TECHNOLOGIES LLC|110
MZOR|MAZOR ROBOTICS ADS|EGXM|CBOE TRADING, INC.|2885
MZOR|MAZOR ROBOTICS ADS|ESPO|ESPOSITO SECURITIES, LLC|11
MZOR|MAZOR ROBOTICS ADS|ETBE|Electronic Transaction Clearing, Inc.|11490
MZOR|MAZOR ROBOTICS ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4
MZOR|MAZOR ROBOTICS ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28148
MZOR|MAZOR ROBOTICS ADS|ETRS|E*Trade Securities LLC|84526
MZOR|MAZOR ROBOTICS ADS|EVRS|E1 ASSET MANAGEMENT, INC.|975
MZOR|MAZOR ROBOTICS ADS|FBCO|Credit Suisse Securities (USA) LLC|191342
MZOR|MAZOR ROBOTICS ADS|FILL|Tradestation Securities, Inc.|3064
MZOR|MAZOR ROBOTICS ADS|FINX|FINTECH SECURITIES|250
MZOR|MAZOR ROBOTICS ADS|FMAF|NBCN Inc./ CDS|516
MZOR|MAZOR ROBOTICS ADS|FOMA|TD AMERITRADE CLEARING, INC.|458164
MZOR|MAZOR ROBOTICS ADS|FQLS|Quantlab Securities LP|129025
MZOR|MAZOR ROBOTICS ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61436
MZOR|MAZOR ROBOTICS ADS|FTBR|Foliofn Investments, Inc.|483
MZOR|MAZOR ROBOTICS ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|11350
MZOR|MAZOR ROBOTICS ADS|GLIS|TD Securities Inc|88
MZOR|MAZOR ROBOTICS ADS|GLPX|ACS EXECUTION SERVICES, LLC|16544
MZOR|MAZOR ROBOTICS ADS|GSCO|GOLDMAN SACHS & CO. LLC|187636
MZOR|MAZOR ROBOTICS ADS|GSCS|GOLDMAN SACHS & CO. LLC|5917
MZOR|MAZOR ROBOTICS ADS|GSLT|GOLDMAN SACHS & CO. LLC|2321
MZOR|MAZOR ROBOTICS ADS|GTSZ|GTS SECURITIES LLC|34334
MZOR|MAZOR ROBOTICS ADS|HRBF|American Enterprise Investment Services Inc.|4458
MZOR|MAZOR ROBOTICS ADS|HSBC|HSBC Securities, Inc.|213
MZOR|MAZOR ROBOTICS ADS|IATS|INTERACTIVE BROKERS LLC|12272
MZOR|MAZOR ROBOTICS ADS|IBKR|Interactive Brokers Llc|76712
MZOR|MAZOR ROBOTICS ADS|ICBX|INSTINET, LLC|9390
MZOR|MAZOR ROBOTICS ADS|INCA|INSTINET, LLC|109646
MZOR|MAZOR ROBOTICS ADS|INJX|INSTINET, LLC|9230
MZOR|MAZOR ROBOTICS ADS|ITGI|ITG Inc.|18599
MZOR|MAZOR ROBOTICS ADS|ITGP|ITG INC.|38000
MZOR|MAZOR ROBOTICS ADS|JANY|Janney Montgomery Scott Inc.|2211
MZOR|MAZOR ROBOTICS ADS|JEFF|JEFFERIES LLC|19033
MZOR|MAZOR ROBOTICS ADS|JMPT|JUMP TRADING, LLC|10952
MZOR|MAZOR ROBOTICS ADS|JPBX|J.P. MORGAN SECURITIES LLC|1729
MZOR|MAZOR ROBOTICS ADS|JPMX|J.P. Morgan Securities LLC|117785
MZOR|MAZOR ROBOTICS ADS|JSCL|JOSEPH STONE CAPITAL L.L.C.|3783
MZOR|MAZOR ROBOTICS ADS|JSJX|JANE STREET CAPITAL LLC|553
MZOR|MAZOR ROBOTICS ADS|KCGM|VIRTU Americas LLC|19642
MZOR|MAZOR ROBOTICS ADS|KCRD|PHX FINANCIAL, INC.|2979
MZOR|MAZOR ROBOTICS ADS|LEHM|Barclays Capital Inc./Le|156904
MZOR|MAZOR ROBOTICS ADS|LIME|Lime Brokerage LLC|72061
MZOR|MAZOR ROBOTICS ADS|LMGP|LIME BROKERAGE LLC|1690
MZOR|MAZOR ROBOTICS ADS|LQNA|LIQUIDNET, INC.|200
MZOR|MAZOR ROBOTICS ADS|LSCI|Lek Securities Corporation|3347
MZOR|MAZOR ROBOTICS ADS|MAXM|Maxim Group LLC|4545
MZOR|MAZOR ROBOTICS ADS|MBTS|ALLY INVEST SECURITIES LLC|3058
MZOR|MAZOR ROBOTICS ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69220
MZOR|MAZOR ROBOTICS ADS|MOTF|MOTIF INVESTING, INC.|79
MZOR|MAZOR ROBOTICS ADS|MSCO|MORGAN STANLEY & CO. LLC|661858
MZOR|MAZOR ROBOTICS ADS|MSPL|MORGAN STANLEY & CO. LLC|133300
MZOR|MAZOR ROBOTICS ADS|MSTX|MORGAN STANLEY & CO. LLC|16300
MZOR|MAZOR ROBOTICS ADS|NATL|National Securities Corporation|8091
MZOR|MAZOR ROBOTICS ADS|NEUB|NEUBERGER BERMAN BD LLC|60
MZOR|MAZOR ROBOTICS ADS|NFSC|National Financial Services LLC|567565
MZOR|MAZOR ROBOTICS ADS|NITE|VIRTU Americas LLC|823891
MZOR|MAZOR ROBOTICS ADS|NITP|VIRTU Americas LLC|400
MZOR|MAZOR ROBOTICS ADS|NQRB|Brut, LLC|8530
MZOR|MAZOR ROBOTICS ADS|NTRC|Northern Trust Securities, Inc.|50
MZOR|MAZOR ROBOTICS ADS|OPCO|Oppenheimer & Co. Inc.|5153
MZOR|MAZOR ROBOTICS ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4223
MZOR|MAZOR ROBOTICS ADS|PCPT|PHILLIP CAPITAL INC.|1000
MZOR|MAZOR ROBOTICS ADS|PDQM|CODA MARKETS, INC.|26394
MZOR|MAZOR ROBOTICS ADS|PHLY|NASDAQ Execution Services, LLC|6400
MZOR|MAZOR ROBOTICS ADS|PWJC|UBS Financial Services, Inc.|3135
MZOR|MAZOR ROBOTICS ADS|RAJA|Raymond James & Associates, Inc.|14577
MZOR|MAZOR ROBOTICS ADS|RBCM|RBC CAPITAL MARKETS, LLC|55195
MZOR|MAZOR ROBOTICS ADS|SAGL|SAGETRADER, LLC|27773
MZOR|MAZOR ROBOTICS ADS|SALI|INTL FCSTONE FINANCIAL INC.|560
MZOR|MAZOR ROBOTICS ADS|SALW|SW FINANCIAL|373
MZOR|MAZOR ROBOTICS ADS|SBSH|Citigroup Global Markets Inc.|176050
MZOR|MAZOR ROBOTICS ADS|SGMT|GOLDMAN SACHS & CO. LLC|57571
MZOR|MAZOR ROBOTICS ADS|SOGO|Wang Investment Associates, Inc.|50
MZOR|MAZOR ROBOTICS ADS|SPDR|SPEEDROUTE LLC|37276
MZOR|MAZOR ROBOTICS ADS|SPHN|Stephens Inc.|253
MZOR|MAZOR ROBOTICS ADS|SPTD|MINT GLOBAL MARKETS, INC.|14269
MZOR|MAZOR ROBOTICS ADS|STFL|Stifel, Nicolaus & Company, Incorporated|6627
MZOR|MAZOR ROBOTICS ADS|STKP|STOCKPILE INVESTMENTS, INC.|52
MZOR|MAZOR ROBOTICS ADS|STXG|Stockcross Financial Services, Inc.|50
MZOR|MAZOR ROBOTICS ADS|SWIM|TD Ameritrade, Inc.|66762
MZOR|MAZOR ROBOTICS ADS|SWST|Hilltop Securities Inc.|565
MZOR|MAZOR ROBOTICS ADS|TKNG|ALLY INVEST SECURITIES LLC|3566
MZOR|MAZOR ROBOTICS ADS|TRBT|Tradebot Systems, Inc.|84126
MZOR|MAZOR ROBOTICS ADS|TRCM|TRC MARKETS LLC|83197
MZOR|MAZOR ROBOTICS ADS|TWTT|TASTYWORKS, INC.|640
MZOR|MAZOR ROBOTICS ADS|UBSA|UBS SECURITIES LLC|290576
MZOR|MAZOR ROBOTICS ADS|UBSS|UBS Securities LLC|565224
MZOR|MAZOR ROBOTICS ADS|VALX|VIRTU AMERICAS LLC|15078
MZOR|MAZOR ROBOTICS ADS|VGRD|Vanguard Marketing Corporation|21337
MZOR|MAZOR ROBOTICS ADS|VSIN|Vision Financial Markets Llc|212
MZOR|MAZOR ROBOTICS ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|784
MZOR|MAZOR ROBOTICS ADS|WCHV|WELLS FARGO SECURITIES, LLC|109014
MZOR|MAZOR ROBOTICS ADS|WEDB|WEDBUSH SECURITIES INC.|300
MZOR|MAZOR ROBOTICS ADS|WEED|Weeden & Co.L.P.|440
MZOR|MAZOR ROBOTICS ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9190
MZOR|MAZOR ROBOTICS ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13929
MZOR|MAZOR ROBOTICS ADS|WGIF|CIBC World Markets Inc.|1250
MZOR|MAZOR ROBOTICS ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
MZOR|MAZOR ROBOTICS ADS|WOLF|Wolfe Trahan Securities|200
MZOR|MAZOR ROBOTICS ADS|WORD|Worden Capital Management LLC|5901
MZOR|MAZOR ROBOTICS ADS|WSEA|WOLVERINE SECURITIES, LLC|4008
MZOR|MAZOR ROBOTICS ADS|XIST|INSTINET, LLC|19800
MZOR|MAZOR ROBOTICS ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|73340
MZOR|MAZOR ROBOTICS ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|4870
MZOR|MAZOR ROBOTICS ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6595
MZZ|PRSHS ULTRSHR MC400|APCC|Apex Clearing Corporation|1
MZZ|PRSHS ULTRSHR MC400|BATM|CBOE TRADING, INC.|608
MZZ|PRSHS ULTRSHR MC400|CROS|CREDIT SUISSE SECURITIES (USA) LLC|710
MZZ|PRSHS ULTRSHR MC400|DBAX|Deutsche Bank Securities Inc.|100
MZZ|PRSHS ULTRSHR MC400|EBXL|EBX LLC|500
MZZ|PRSHS ULTRSHR MC400|ETRS|E*Trade Securities LLC|202
MZZ|PRSHS ULTRSHR MC400|FTBR|Foliofn Investments, Inc.|2701
MZZ|PRSHS ULTRSHR MC400|IBKR|Interactive Brokers Llc|150
MZZ|PRSHS ULTRSHR MC400|ICBX|INSTINET, LLC|129
MZZ|PRSHS ULTRSHR MC400|LEHM|Barclays Capital Inc./Le|600
MZZ|PRSHS ULTRSHR MC400|LIME|Lime Brokerage LLC|272
MZZ|PRSHS ULTRSHR MC400|MOTF|MOTIF INVESTING, INC.|2
MZZ|PRSHS ULTRSHR MC400|NFSC|National Financial Services LLC|1224
MZZ|PRSHS ULTRSHR MC400|NITE|VIRTU Americas LLC|1586
MZZ|PRSHS ULTRSHR MC400|SGMT|GOLDMAN SACHS & CO. LLC|101
MZZ|PRSHS ULTRSHR MC400|SWIM|TD Ameritrade, Inc.|125
MZZ|PRSHS ULTRSHR MC400|TKNG|ALLY INVEST SECURITIES LLC|200
MZZ|PRSHS ULTRSHR MC400|UBSA|UBS SECURITIES LLC|594
MZZ|PRSHS ULTRSHR MC400|UBSS|UBS Securities LLC|15
MZZ|PRSHS ULTRSHR MC400|VGRD|Vanguard Marketing Corporation|395
MZZ|PRSHS ULTRSHR MC400|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47
MZZ|PRSHS ULTRSHR MC400|WSEA|WOLVERINE SECURITIES, LLC|387
NAC|NUVEEN CALIFORNIA QU|AGIS|Aegis Capital Corp.|1500
NAC|NUVEEN CALIFORNIA QU|ALTX|Alternet Securities Inc.|2683
NAC|NUVEEN CALIFORNIA QU|APCC|Apex Clearing Corporation|178
NAC|NUVEEN CALIFORNIA QU|BANK|Primevest Financial Services, Inc.|1
NAC|NUVEEN CALIFORNIA QU|BARD|Robert W. Baird & Co. Incorporated|2103
NAC|NUVEEN CALIFORNIA QU|BATM|CBOE TRADING, INC.|1222
NAC|NUVEEN CALIFORNIA QU|BBNT|BB&T SECURITIES, LLC|250
NAC|NUVEEN CALIFORNIA QU|BERN|Sanford C. Bernstein & Co., LLC|1316
NAC|NUVEEN CALIFORNIA QU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
NAC|NUVEEN CALIFORNIA QU|BLKX|INSTINET, LLC|10000
NAC|NUVEEN CALIFORNIA QU|BTIG|BTIG, LLC|300
NAC|NUVEEN CALIFORNIA QU|CANT|Cantor Fitzgerald & Co.|1235
NAC|NUVEEN CALIFORNIA QU|CHAS|Charles Schwab & Co., Inc.|2075
NAC|NUVEEN CALIFORNIA QU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8600
NAC|NUVEEN CALIFORNIA QU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
NAC|NUVEEN CALIFORNIA QU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
NAC|NUVEEN CALIFORNIA QU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36448
NAC|NUVEEN CALIFORNIA QU|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
NAC|NUVEEN CALIFORNIA QU|DADA|D.A. Davidson & Co.|69371
NAC|NUVEEN CALIFORNIA QU|DBAX|Deutsche Bank Securities Inc.|12800
NAC|NUVEEN CALIFORNIA QU|DCHF|Dart Executions, LLC|400
NAC|NUVEEN CALIFORNIA QU|DEAN|MORGAN STANLEY|38188
NAC|NUVEEN CALIFORNIA QU|DEGS|RONIN PROFESSIONAL LLC|200
NAC|NUVEEN CALIFORNIA QU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12108
NAC|NUVEEN CALIFORNIA QU|EBXL|EBX LLC|17200
NAC|NUVEEN CALIFORNIA QU|EDJO|Edward D. Jones & Co., L.P.|4539
NAC|NUVEEN CALIFORNIA QU|EGAM|CBOE TRADING, INC.|7317
NAC|NUVEEN CALIFORNIA QU|EGXM|CBOE TRADING, INC.|900
NAC|NUVEEN CALIFORNIA QU|ETBE|Electronic Transaction Clearing, Inc.|2200
NAC|NUVEEN CALIFORNIA QU|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
NAC|NUVEEN CALIFORNIA QU|ETRS|E*Trade Securities LLC|57774
NAC|NUVEEN CALIFORNIA QU|FBSB|U.S. Bancorp Investments, Inc.|1073
NAC|NUVEEN CALIFORNIA QU|FINX|FINTECH SECURITIES|13991
NAC|NUVEEN CALIFORNIA QU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13828
NAC|NUVEEN CALIFORNIA QU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32620
NAC|NUVEEN CALIFORNIA QU|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|10115
NAC|NUVEEN CALIFORNIA QU|FTBR|Foliofn Investments, Inc.|43
NAC|NUVEEN CALIFORNIA QU|GEBB|GLOBAL EXECUTION BROKERS, LP|4100
NAC|NUVEEN CALIFORNIA QU|GLPX|ACS EXECUTION SERVICES, LLC|900
NAC|NUVEEN CALIFORNIA QU|GSCO|GOLDMAN SACHS & CO. LLC|9615
NAC|NUVEEN CALIFORNIA QU|GSCS|GOLDMAN SACHS & CO. LLC|100
NAC|NUVEEN CALIFORNIA QU|GSLT|GOLDMAN SACHS & CO. LLC|4900
NAC|NUVEEN CALIFORNIA QU|GTSZ|GTS SECURITIES LLC|360
NAC|NUVEEN CALIFORNIA QU|HRBF|American Enterprise Investment Services Inc.|45574
NAC|NUVEEN CALIFORNIA QU|IATS|INTERACTIVE BROKERS LLC|17165
NAC|NUVEEN CALIFORNIA QU|IBKR|Interactive Brokers Llc|37820
NAC|NUVEEN CALIFORNIA QU|ICBX|INSTINET, LLC|3000
NAC|NUVEEN CALIFORNIA QU|INCA|INSTINET, LLC|788
NAC|NUVEEN CALIFORNIA QU|INJX|INSTINET, LLC|150
NAC|NUVEEN CALIFORNIA QU|ITGI|ITG Inc.|276200
NAC|NUVEEN CALIFORNIA QU|ITGP|ITG INC.|38800
NAC|NUVEEN CALIFORNIA QU|JANY|Janney Montgomery Scott Inc.|1996
NAC|NUVEEN CALIFORNIA QU|JEFF|JEFFERIES LLC|10023
NAC|NUVEEN CALIFORNIA QU|JMPT|JUMP TRADING, LLC|558
NAC|NUVEEN CALIFORNIA QU|JONE|JonesTrading|164582
NAC|NUVEEN CALIFORNIA QU|JPMX|J.P. Morgan Securities LLC|24992
NAC|NUVEEN CALIFORNIA QU|JSJX|JANE STREET CAPITAL LLC|300
NAC|NUVEEN CALIFORNIA QU|KCGM|VIRTU Americas LLC|8137
NAC|NUVEEN CALIFORNIA QU|LEHM|Barclays Capital Inc./Le|31800
NAC|NUVEEN CALIFORNIA QU|LIME|Lime Brokerage LLC|478
NAC|NUVEEN CALIFORNIA QU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4209
NAC|NUVEEN CALIFORNIA QU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36114
NAC|NUVEEN CALIFORNIA QU|MOTF|MOTIF INVESTING, INC.|1
NAC|NUVEEN CALIFORNIA QU|MSCO|MORGAN STANLEY & CO. LLC|593754
NAC|NUVEEN CALIFORNIA QU|MSPL|MORGAN STANLEY & CO. LLC|60300
NAC|NUVEEN CALIFORNIA QU|MSTX|MORGAN STANLEY & CO. LLC|800
NAC|NUVEEN CALIFORNIA QU|NATL|National Securities Corporation|100
NAC|NUVEEN CALIFORNIA QU|NFSC|National Financial Services LLC|218288
NAC|NUVEEN CALIFORNIA QU|NITE|VIRTU Americas LLC|592910
NAC|NUVEEN CALIFORNIA QU|NQRB|Brut, LLC|800
NAC|NUVEEN CALIFORNIA QU|OPCO|Oppenheimer & Co. Inc.|616
NAC|NUVEEN CALIFORNIA QU|PDQM|CODA MARKETS, INC.|5112
NAC|NUVEEN CALIFORNIA QU|PWJC|UBS Financial Services, Inc.|50507
NAC|NUVEEN CALIFORNIA QU|RBCM|RBC CAPITAL MARKETS, LLC|34289
NAC|NUVEEN CALIFORNIA QU|SAGC|SAGETRADER, LLC|500
NAC|NUVEEN CALIFORNIA QU|SAGL|SAGETRADER, LLC|200
NAC|NUVEEN CALIFORNIA QU|SALI|INTL FCSTONE FINANCIAL INC.|1461
NAC|NUVEEN CALIFORNIA QU|SBSH|Citigroup Global Markets Inc.|2450
NAC|NUVEEN CALIFORNIA QU|SGMT|GOLDMAN SACHS & CO. LLC|20353
NAC|NUVEEN CALIFORNIA QU|SPDR|SPEEDROUTE LLC|200
NAC|NUVEEN CALIFORNIA QU|STFL|Stifel, Nicolaus & Company, Incorporated|26905
NAC|NUVEEN CALIFORNIA QU|STXG|Stockcross Financial Services, Inc.|9
NAC|NUVEEN CALIFORNIA QU|SWIM|TD Ameritrade, Inc.|22039
NAC|NUVEEN CALIFORNIA QU|SWST|Hilltop Securities Inc.|13969
NAC|NUVEEN CALIFORNIA QU|TKNG|ALLY INVEST SECURITIES LLC|2822
NAC|NUVEEN CALIFORNIA QU|TRBT|Tradebot Systems, Inc.|9443
NAC|NUVEEN CALIFORNIA QU|UBSA|UBS SECURITIES LLC|57963
NAC|NUVEEN CALIFORNIA QU|UBSS|UBS Securities LLC|292027
NAC|NUVEEN CALIFORNIA QU|VALX|VIRTU AMERICAS LLC|10172
NAC|NUVEEN CALIFORNIA QU|VGRD|Vanguard Marketing Corporation|87669
NAC|NUVEEN CALIFORNIA QU|VNDM|Wall Street Access|21550
NAC|NUVEEN CALIFORNIA QU|WABR|Wall Street Access|10350
NAC|NUVEEN CALIFORNIA QU|WCHV|WELLS FARGO SECURITIES, LLC|135259
NAC|NUVEEN CALIFORNIA QU|WEDB|WEDBUSH SECURITIES INC.|34588
NAC|NUVEEN CALIFORNIA QU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7782
NAC|NUVEEN CALIFORNIA QU|WSEA|WOLVERINE SECURITIES, LLC|845
NAC|NUVEEN CALIFORNIA QU|XSTM|NATIONAL FINANCIAL SERVICES LLC|13718
NAC|NUVEEN CALIFORNIA QU|YKNA|COMHAR CAPITAL MARKETS, LLC|524
NAC|NUVEEN CALIFORNIA QU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|45074
NAD|NUVEEN QLTY MUNI INC|ADAM|CANACCORD GENUITY INC.|75616
NAD|NUVEEN QLTY MUNI INC|AGIS|Aegis Capital Corp.|7680
NAD|NUVEEN QLTY MUNI INC|ALTX|Alternet Securities Inc.|3562
NAD|NUVEEN QLTY MUNI INC|APCC|Apex Clearing Corporation|34
NAD|NUVEEN QLTY MUNI INC|BANK|Primevest Financial Services, Inc.|258
NAD|NUVEEN QLTY MUNI INC|BARD|Robert W. Baird & Co. Incorporated|10275
NAD|NUVEEN QLTY MUNI INC|BBNT|BB&T SECURITIES, LLC|1574
NAD|NUVEEN QLTY MUNI INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12630
NAD|NUVEEN QLTY MUNI INC|BTIG|BTIG, LLC|200
NAD|NUVEEN QLTY MUNI INC|CANT|Cantor Fitzgerald & Co.|2
NAD|NUVEEN QLTY MUNI INC|CHAS|Charles Schwab & Co., Inc.|21974
NAD|NUVEEN QLTY MUNI INC|CIST|Capital Institutional Services, Inc.|9180
NAD|NUVEEN QLTY MUNI INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53331
NAD|NUVEEN QLTY MUNI INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NAD|NUVEEN QLTY MUNI INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35638
NAD|NUVEEN QLTY MUNI INC|CTDL|Citadel Derivatives Group Llc|442
NAD|NUVEEN QLTY MUNI INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|20196
NAD|NUVEEN QLTY MUNI INC|DADA|D.A. Davidson & Co.|21298
NAD|NUVEEN QLTY MUNI INC|DAVA|Davenport & Company LLC|3750
NAD|NUVEEN QLTY MUNI INC|DBAX|Deutsche Bank Securities Inc.|37500
NAD|NUVEEN QLTY MUNI INC|DEAN|MORGAN STANLEY|126894
NAD|NUVEEN QLTY MUNI INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7939
NAD|NUVEEN QLTY MUNI INC|EBXL|EBX LLC|73500
NAD|NUVEEN QLTY MUNI INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5626
NAD|NUVEEN QLTY MUNI INC|EDJO|Edward D. Jones & Co., L.P.|21133
NAD|NUVEEN QLTY MUNI INC|EGAM|CBOE TRADING, INC.|3314
NAD|NUVEEN QLTY MUNI INC|EGXM|CBOE TRADING, INC.|800
NAD|NUVEEN QLTY MUNI INC|ESPO|ESPOSITO SECURITIES, LLC|568
NAD|NUVEEN QLTY MUNI INC|ETBE|Electronic Transaction Clearing, Inc.|800
NAD|NUVEEN QLTY MUNI INC|ETCB|ETC BROKERAGE SERVICES, LLC|2635
NAD|NUVEEN QLTY MUNI INC|ETRS|E*Trade Securities LLC|56200
NAD|NUVEEN QLTY MUNI INC|FBSB|U.S. Bancorp Investments, Inc.|16
NAD|NUVEEN QLTY MUNI INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17337
NAD|NUVEEN QLTY MUNI INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70366
NAD|NUVEEN QLTY MUNI INC|FTBR|Foliofn Investments, Inc.|1343
NAD|NUVEEN QLTY MUNI INC|GEBB|GLOBAL EXECUTION BROKERS, LP|500
NAD|NUVEEN QLTY MUNI INC|GLPX|ACS EXECUTION SERVICES, LLC|1651
NAD|NUVEEN QLTY MUNI INC|GSCO|GOLDMAN SACHS & CO. LLC|14809
NAD|NUVEEN QLTY MUNI INC|GSLT|GOLDMAN SACHS & CO. LLC|1048
NAD|NUVEEN QLTY MUNI INC|GTSZ|GTS SECURITIES LLC|5200
NAD|NUVEEN QLTY MUNI INC|HRBF|American Enterprise Investment Services Inc.|93158
NAD|NUVEEN QLTY MUNI INC|IATS|INTERACTIVE BROKERS LLC|611
NAD|NUVEEN QLTY MUNI INC|IBKR|Interactive Brokers Llc|21092
NAD|NUVEEN QLTY MUNI INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9149
NAD|NUVEEN QLTY MUNI INC|ICBX|INSTINET, LLC|13130
NAD|NUVEEN QLTY MUNI INC|INCA|INSTINET, LLC|1188
NAD|NUVEEN QLTY MUNI INC|ITGI|ITG Inc.|16687
NAD|NUVEEN QLTY MUNI INC|ITGP|ITG INC.|23000
NAD|NUVEEN QLTY MUNI INC|JANY|Janney Montgomery Scott Inc.|8980
NAD|NUVEEN QLTY MUNI INC|JMPT|JUMP TRADING, LLC|670
NAD|NUVEEN QLTY MUNI INC|JONE|JonesTrading|391960
NAD|NUVEEN QLTY MUNI INC|JPMX|J.P. Morgan Securities LLC|37560
NAD|NUVEEN QLTY MUNI INC|KCGM|VIRTU Americas LLC|43000
NAD|NUVEEN QLTY MUNI INC|LEHM|Barclays Capital Inc./Le|30600
NAD|NUVEEN QLTY MUNI INC|LGNT|COR CLEARING LLC|4
NAD|NUVEEN QLTY MUNI INC|LIME|Lime Brokerage LLC|333
NAD|NUVEEN QLTY MUNI INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2600
NAD|NUVEEN QLTY MUNI INC|MACC|Mid Atlantic Capital Corporation|800
NAD|NUVEEN QLTY MUNI INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61066
NAD|NUVEEN QLTY MUNI INC|MOTF|MOTIF INVESTING, INC.|1
NAD|NUVEEN QLTY MUNI INC|MSCO|MORGAN STANLEY & CO. LLC|364334
NAD|NUVEEN QLTY MUNI INC|MSPL|MORGAN STANLEY & CO. LLC|111400
NAD|NUVEEN QLTY MUNI INC|MSTX|MORGAN STANLEY & CO. LLC|3400
NAD|NUVEEN QLTY MUNI INC|NATL|National Securities Corporation|6100
NAD|NUVEEN QLTY MUNI INC|NBCS|NBC Securities, INC.|2415
NAD|NUVEEN QLTY MUNI INC|NFSC|National Financial Services LLC|189365
NAD|NUVEEN QLTY MUNI INC|NITE|VIRTU Americas LLC|620374
NAD|NUVEEN QLTY MUNI INC|NITP|VIRTU Americas LLC|1500
NAD|NUVEEN QLTY MUNI INC|NQRB|Brut, LLC|1400
NAD|NUVEEN QLTY MUNI INC|OPCO|Oppenheimer & Co. Inc.|14260
NAD|NUVEEN QLTY MUNI INC|PDQM|CODA MARKETS, INC.|6566
NAD|NUVEEN QLTY MUNI INC|PWJC|UBS Financial Services, Inc.|39688
NAD|NUVEEN QLTY MUNI INC|RBCM|RBC CAPITAL MARKETS, LLC|49374
NAD|NUVEEN QLTY MUNI INC|SALI|INTL FCSTONE FINANCIAL INC.|1119
NAD|NUVEEN QLTY MUNI INC|SBSH|Citigroup Global Markets Inc.|21924
NAD|NUVEEN QLTY MUNI INC|SEIC|SEI Investments Distribution Co.|300
NAD|NUVEEN QLTY MUNI INC|SGMT|GOLDMAN SACHS & CO. LLC|32107
NAD|NUVEEN QLTY MUNI INC|SPDR|SPEEDROUTE LLC|1300
NAD|NUVEEN QLTY MUNI INC|SPHN|Stephens Inc.|15
NAD|NUVEEN QLTY MUNI INC|STFL|Stifel, Nicolaus & Company, Incorporated|42949
NAD|NUVEEN QLTY MUNI INC|SWIM|TD Ameritrade, Inc.|12817
NAD|NUVEEN QLTY MUNI INC|SWST|Hilltop Securities Inc.|9355
NAD|NUVEEN QLTY MUNI INC|TKNG|ALLY INVEST SECURITIES LLC|940
NAD|NUVEEN QLTY MUNI INC|TRBT|Tradebot Systems, Inc.|2436
NAD|NUVEEN QLTY MUNI INC|UBSA|UBS SECURITIES LLC|130187
NAD|NUVEEN QLTY MUNI INC|UBSS|UBS Securities LLC|454538
NAD|NUVEEN QLTY MUNI INC|VALX|VIRTU AMERICAS LLC|8811
NAD|NUVEEN QLTY MUNI INC|VGRD|Vanguard Marketing Corporation|57132
NAD|NUVEEN QLTY MUNI INC|WBET|Wallachbeth Capital LLC|13395
NAD|NUVEEN QLTY MUNI INC|WCHV|WELLS FARGO SECURITIES, LLC|202176
NAD|NUVEEN QLTY MUNI INC|WEDB|WEDBUSH SECURITIES INC.|294
NAD|NUVEEN QLTY MUNI INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|861
NAD|NUVEEN QLTY MUNI INC|WSEA|WOLVERINE SECURITIES, LLC|1794
NAD|NUVEEN QLTY MUNI INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
NAD|NUVEEN QLTY MUNI INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
NAD|NUVEEN QLTY MUNI INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40539
NAII|NATURAL ALTERNATIV##|APCC|Apex Clearing Corporation|13
NAII|NATURAL ALTERNATIV##|BAYC|BAY CREST PARTNERS, LLC|537
NAII|NATURAL ALTERNATIV##|BERN|Sanford C. Bernstein & Co., LLC|19
NAII|NATURAL ALTERNATIV##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|110
NAII|NATURAL ALTERNATIV##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|602
NAII|NATURAL ALTERNATIV##|CTDL|Citadel Derivatives Group Llc|31
NAII|NATURAL ALTERNATIV##|DBAB|Deutsche Bank Securities Inc.|385
NAII|NATURAL ALTERNATIV##|DBAX|Deutsche Bank Securities Inc.|200
NAII|NATURAL ALTERNATIV##|DEGS|RONIN PROFESSIONAL LLC|344
NAII|NATURAL ALTERNATIV##|EBXL|EBX LLC|100
NAII|NATURAL ALTERNATIV##|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
NAII|NATURAL ALTERNATIV##|EDJO|Edward D. Jones & Co., L.P.|1000
NAII|NATURAL ALTERNATIV##|ETRS|E*Trade Securities LLC|2185
NAII|NATURAL ALTERNATIV##|FBCO|Credit Suisse Securities (USA) LLC|200
NAII|NATURAL ALTERNATIV##|FILL|Tradestation Securities, Inc.|930
NAII|NATURAL ALTERNATIV##|FOMA|TD AMERITRADE CLEARING, INC.|13442
NAII|NATURAL ALTERNATIV##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|309
NAII|NATURAL ALTERNATIV##|FTBR|Foliofn Investments, Inc.|36
NAII|NATURAL ALTERNATIV##|GEBB|GLOBAL EXECUTION BROKERS, LP|377
NAII|NATURAL ALTERNATIV##|GSCO|GOLDMAN SACHS & CO. LLC|1040
NAII|NATURAL ALTERNATIV##|GSCS|GOLDMAN SACHS & CO. LLC|163
NAII|NATURAL ALTERNATIV##|IATS|INTERACTIVE BROKERS LLC|325
NAII|NATURAL ALTERNATIV##|IBKR|Interactive Brokers Llc|8540
NAII|NATURAL ALTERNATIV##|ICBX|INSTINET, LLC|200
NAII|NATURAL ALTERNATIV##|INCA|INSTINET, LLC|1337
NAII|NATURAL ALTERNATIV##|INJX|INSTINET, LLC|572
NAII|NATURAL ALTERNATIV##|ITGI|ITG Inc.|644
NAII|NATURAL ALTERNATIV##|JEFF|JEFFERIES LLC|174
NAII|NATURAL ALTERNATIV##|JPMX|J.P. Morgan Securities LLC|400
NAII|NATURAL ALTERNATIV##|KCGM|VIRTU Americas LLC|410
NAII|NATURAL ALTERNATIV##|LEHM|Barclays Capital Inc./Le|765
NAII|NATURAL ALTERNATIV##|LIME|Lime Brokerage LLC|8910
NAII|NATURAL ALTERNATIV##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
NAII|NATURAL ALTERNATIV##|MSCO|MORGAN STANLEY & CO. LLC|13914
NAII|NATURAL ALTERNATIV##|MSPL|MORGAN STANLEY & CO. LLC|2500
NAII|NATURAL ALTERNATIV##|NFSC|National Financial Services LLC|11755
NAII|NATURAL ALTERNATIV##|NITE|VIRTU Americas LLC|23408
NAII|NATURAL ALTERNATIV##|OPCO|Oppenheimer & Co. Inc.|134
NAII|NATURAL ALTERNATIV##|RAJA|Raymond James & Associates, Inc.|1800
NAII|NATURAL ALTERNATIV##|SGMT|GOLDMAN SACHS & CO. LLC|1033
NAII|NATURAL ALTERNATIV##|SPDR|SPEEDROUTE LLC|100
NAII|NATURAL ALTERNATIV##|SWIM|TD Ameritrade, Inc.|2908
NAII|NATURAL ALTERNATIV##|SWST|Hilltop Securities Inc.|200
NAII|NATURAL ALTERNATIV##|TRBT|Tradebot Systems, Inc.|100
NAII|NATURAL ALTERNATIV##|TRCM|TRC MARKETS LLC|1281
NAII|NATURAL ALTERNATIV##|UBSA|UBS SECURITIES LLC|2266
NAII|NATURAL ALTERNATIV##|UBSS|UBS Securities LLC|6201
NAII|NATURAL ALTERNATIV##|VALX|VIRTU AMERICAS LLC|487
NAII|NATURAL ALTERNATIV##|VGRD|Vanguard Marketing Corporation|486
NAII|NATURAL ALTERNATIV##|WCHV|WELLS FARGO SECURITIES, LLC|5784
NAII|NATURAL ALTERNATIV##|WEDB|WEDBUSH SECURITIES INC.|200
NAII|NATURAL ALTERNATIV##|WSEA|WOLVERINE SECURITIES, LLC|63
NAIL|DIREXION DAILY HOMEB|APCC|Apex Clearing Corporation|309
NAIL|DIREXION DAILY HOMEB|BARD|Robert W. Baird & Co. Incorporated|700
NAIL|DIREXION DAILY HOMEB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|160
NAIL|DIREXION DAILY HOMEB|CHAS|Charles Schwab & Co., Inc.|844
NAIL|DIREXION DAILY HOMEB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
NAIL|DIREXION DAILY HOMEB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2591
NAIL|DIREXION DAILY HOMEB|DBAX|Deutsche Bank Securities Inc.|1400
NAIL|DIREXION DAILY HOMEB|EBXL|EBX LLC|1000
NAIL|DIREXION DAILY HOMEB|EGXM|CBOE TRADING, INC.|695
NAIL|DIREXION DAILY HOMEB|EGXW|CBOE TRADING, INC.|100
NAIL|DIREXION DAILY HOMEB|ETRS|E*Trade Securities LLC|49651
NAIL|DIREXION DAILY HOMEB|FILL|Tradestation Securities, Inc.|2460
NAIL|DIREXION DAILY HOMEB|FMAF|NBCN Inc./ CDS|189
NAIL|DIREXION DAILY HOMEB|FTBR|Foliofn Investments, Inc.|228
NAIL|DIREXION DAILY HOMEB|GLIS|TD Securities Inc|270
NAIL|DIREXION DAILY HOMEB|GLPX|ACS EXECUTION SERVICES, LLC|748
NAIL|DIREXION DAILY HOMEB|GSLT|GOLDMAN SACHS & CO. LLC|168
NAIL|DIREXION DAILY HOMEB|GTSZ|GTS SECURITIES LLC|71
NAIL|DIREXION DAILY HOMEB|HRBF|American Enterprise Investment Services Inc.|50
NAIL|DIREXION DAILY HOMEB|IATS|INTERACTIVE BROKERS LLC|1847
NAIL|DIREXION DAILY HOMEB|IBKR|Interactive Brokers Llc|9159
NAIL|DIREXION DAILY HOMEB|ICBX|INSTINET, LLC|1300
NAIL|DIREXION DAILY HOMEB|INCA|INSTINET, LLC|1501
NAIL|DIREXION DAILY HOMEB|JPMX|J.P. Morgan Securities LLC|600
NAIL|DIREXION DAILY HOMEB|JSJX|JANE STREET CAPITAL LLC|16074
NAIL|DIREXION DAILY HOMEB|KCGM|VIRTU Americas LLC|2532
NAIL|DIREXION DAILY HOMEB|LEHM|Barclays Capital Inc./Le|3000
NAIL|DIREXION DAILY HOMEB|LIME|Lime Brokerage LLC|2479
NAIL|DIREXION DAILY HOMEB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
NAIL|DIREXION DAILY HOMEB|MOTF|MOTIF INVESTING, INC.|5
NAIL|DIREXION DAILY HOMEB|MSCO|MORGAN STANLEY & CO. LLC|1707
NAIL|DIREXION DAILY HOMEB|NFSC|National Financial Services LLC|127482
NAIL|DIREXION DAILY HOMEB|NITE|VIRTU Americas LLC|87900
NAIL|DIREXION DAILY HOMEB|NTBF|BMO Nesbitt Burns Inc./CDS|315
NAIL|DIREXION DAILY HOMEB|PDQM|CODA MARKETS, INC.|800
NAIL|DIREXION DAILY HOMEB|SBRX|MURIEL SIEBERT & CO INC|30
NAIL|DIREXION DAILY HOMEB|SGMT|GOLDMAN SACHS & CO. LLC|1019
NAIL|DIREXION DAILY HOMEB|SWIM|TD Ameritrade, Inc.|10610
NAIL|DIREXION DAILY HOMEB|TKNG|ALLY INVEST SECURITIES LLC|4268
NAIL|DIREXION DAILY HOMEB|UBSA|UBS SECURITIES LLC|9978
NAIL|DIREXION DAILY HOMEB|UBSS|UBS Securities LLC|6564
NAIL|DIREXION DAILY HOMEB|VALX|VIRTU AMERICAS LLC|411
NAIL|DIREXION DAILY HOMEB|VGRD|Vanguard Marketing Corporation|10826
NAIL|DIREXION DAILY HOMEB|WEXM|WOLVERINE EXECUTION SERVICES, LLC|750
NAIL|DIREXION DAILY HOMEB|WGIF|CIBC World Markets Inc.|174
NAIL|DIREXION DAILY HOMEB|WSEA|WOLVERINE SECURITIES, LLC|2245
NAIL|DIREXION DAILY HOMEB|YKNA|COMHAR CAPITAL MARKETS, LLC|52
NAK|NORTHERN DYNASTY MNL|AGIS|Aegis Capital Corp.|5000
NAK|NORTHERN DYNASTY MNL|ALTX|Alternet Securities Inc.|700
NAK|NORTHERN DYNASTY MNL|APCC|Apex Clearing Corporation|59324
NAK|NORTHERN DYNASTY MNL|BANK|Primevest Financial Services, Inc.|175
NAK|NORTHERN DYNASTY MNL|BARD|Robert W. Baird & Co. Incorporated|33580
NAK|NORTHERN DYNASTY MNL|BATM|CBOE TRADING, INC.|6822
NAK|NORTHERN DYNASTY MNL|BBNT|BB&T SECURITIES, LLC|14620
NAK|NORTHERN DYNASTY MNL|BIMI|Banca IMI Securities Corp.|47183
NAK|NORTHERN DYNASTY MNL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100062
NAK|NORTHERN DYNASTY MNL|BTIG|BTIG, LLC|252100
NAK|NORTHERN DYNASTY MNL|BYXM|CBOE TRADING, INC.|1100
NAK|NORTHERN DYNASTY MNL|CANT|Cantor Fitzgerald & Co.|704
NAK|NORTHERN DYNASTY MNL|CHAS|Charles Schwab & Co., Inc.|18923
NAK|NORTHERN DYNASTY MNL|CIST|Capital Institutional Services, Inc.|415
NAK|NORTHERN DYNASTY MNL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23464
NAK|NORTHERN DYNASTY MNL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4622
NAK|NORTHERN DYNASTY MNL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133093
NAK|NORTHERN DYNASTY MNL|CTDE|CHOICETRADE|143
NAK|NORTHERN DYNASTY MNL|CXCX|CITIGROUP GLOBAL MARKETS INC.|23832
NAK|NORTHERN DYNASTY MNL|DBAB|Deutsche Bank Securities Inc.|21729
NAK|NORTHERN DYNASTY MNL|DBAX|Deutsche Bank Securities Inc.|79400
NAK|NORTHERN DYNASTY MNL|DEAN|MORGAN STANLEY|1000
NAK|NORTHERN DYNASTY MNL|DEGS|RONIN PROFESSIONAL LLC|7720
NAK|NORTHERN DYNASTY MNL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|396210
NAK|NORTHERN DYNASTY MNL|EBXL|EBX LLC|205800
NAK|NORTHERN DYNASTY MNL|ECUT|CONVERGEX EXECUTION SOLUTIONS|2243
NAK|NORTHERN DYNASTY MNL|EDJC|Edward Jones / CDS|318
NAK|NORTHERN DYNASTY MNL|EDJO|Edward D. Jones & Co., L.P.|9227
NAK|NORTHERN DYNASTY MNL|EGAM|CBOE TRADING, INC.|20095
NAK|NORTHERN DYNASTY MNL|EGAW|CBOE TRADING, INC.|500
NAK|NORTHERN DYNASTY MNL|EGXM|CBOE TRADING, INC.|60690
NAK|NORTHERN DYNASTY MNL|ETRS|E*Trade Securities LLC|1504925
NAK|NORTHERN DYNASTY MNL|FBSB|U.S. Bancorp Investments, Inc.|10400
NAK|NORTHERN DYNASTY MNL|FILL|Tradestation Securities, Inc.|98137
NAK|NORTHERN DYNASTY MNL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2603
NAK|NORTHERN DYNASTY MNL|FTBR|Foliofn Investments, Inc.|12978
NAK|NORTHERN DYNASTY MNL|GEBB|GLOBAL EXECUTION BROKERS, LP|29673
NAK|NORTHERN DYNASTY MNL|GLIS|TD Securities Inc|14946
NAK|NORTHERN DYNASTY MNL|GSCO|GOLDMAN SACHS & CO. LLC|55779
NAK|NORTHERN DYNASTY MNL|GSCS|GOLDMAN SACHS & CO. LLC|24150
NAK|NORTHERN DYNASTY MNL|GSLT|GOLDMAN SACHS & CO. LLC|16046
NAK|NORTHERN DYNASTY MNL|HRBF|American Enterprise Investment Services Inc.|42879
NAK|NORTHERN DYNASTY MNL|HSBC|HSBC Securities, Inc.|3400
NAK|NORTHERN DYNASTY MNL|IATS|INTERACTIVE BROKERS LLC|120722
NAK|NORTHERN DYNASTY MNL|IBKR|Interactive Brokers Llc|298977
NAK|NORTHERN DYNASTY MNL|ICBX|INSTINET, LLC|88041
NAK|NORTHERN DYNASTY MNL|INCA|INSTINET, LLC|308547
NAK|NORTHERN DYNASTY MNL|INJX|INSTINET, LLC|1260
NAK|NORTHERN DYNASTY MNL|ITGI|ITG Inc.|215961
NAK|NORTHERN DYNASTY MNL|ITGP|ITG INC.|121800
NAK|NORTHERN DYNASTY MNL|JANY|Janney Montgomery Scott Inc.|8909
NAK|NORTHERN DYNASTY MNL|JEFF|JEFFERIES LLC|12500
NAK|NORTHERN DYNASTY MNL|JMPT|JUMP TRADING, LLC|17850
NAK|NORTHERN DYNASTY MNL|JPMX|J.P. Morgan Securities LLC|43620
NAK|NORTHERN DYNASTY MNL|JSJX|JANE STREET CAPITAL LLC|87
NAK|NORTHERN DYNASTY MNL|KCGM|VIRTU Americas LLC|77590
NAK|NORTHERN DYNASTY MNL|LEHM|Barclays Capital Inc./Le|138700
NAK|NORTHERN DYNASTY MNL|LGNT|COR CLEARING LLC|1200
NAK|NORTHERN DYNASTY MNL|LIME|Lime Brokerage LLC|764
NAK|NORTHERN DYNASTY MNL|MBTS|ALLY INVEST SECURITIES LLC|97062
NAK|NORTHERN DYNASTY MNL|MCMF|Raymond James Ltd. Cds|64473
NAK|NORTHERN DYNASTY MNL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99280
NAK|NORTHERN DYNASTY MNL|MSCO|MORGAN STANLEY & CO. LLC|220050
NAK|NORTHERN DYNASTY MNL|MSPL|MORGAN STANLEY & CO. LLC|4800
NAK|NORTHERN DYNASTY MNL|MULL|MARK J. MULLER EQUITIES, INC.|148978
NAK|NORTHERN DYNASTY MNL|NFSC|National Financial Services LLC|2518813
NAK|NORTHERN DYNASTY MNL|NITE|VIRTU Americas LLC|3188456
NAK|NORTHERN DYNASTY MNL|NQRB|Brut, LLC|6875
NAK|NORTHERN DYNASTY MNL|NTBF|BMO Nesbitt Burns Inc./CDS|19105
NAK|NORTHERN DYNASTY MNL|OPCO|Oppenheimer & Co. Inc.|2932
NAK|NORTHERN DYNASTY MNL|PDQM|CODA MARKETS, INC.|114739
NAK|NORTHERN DYNASTY MNL|PHLY|NASDAQ Execution Services, LLC|1000
NAK|NORTHERN DYNASTY MNL|PWJC|UBS Financial Services, Inc.|4500
NAK|NORTHERN DYNASTY MNL|RBCM|RBC CAPITAL MARKETS, LLC|51495
NAK|NORTHERN DYNASTY MNL|RGLD|Regal Securities, Inc|400
NAK|NORTHERN DYNASTY MNL|SAGL|SAGETRADER, LLC|9200
NAK|NORTHERN DYNASTY MNL|SALI|INTL FCSTONE FINANCIAL INC.|160169
NAK|NORTHERN DYNASTY MNL|SBSH|Citigroup Global Markets Inc.|17953
NAK|NORTHERN DYNASTY MNL|SGMT|GOLDMAN SACHS & CO. LLC|24837
NAK|NORTHERN DYNASTY MNL|SPDR|SPEEDROUTE LLC|1800
NAK|NORTHERN DYNASTY MNL|STFL|Stifel, Nicolaus & Company, Incorporated|84
NAK|NORTHERN DYNASTY MNL|SWIM|TD Ameritrade, Inc.|796842
NAK|NORTHERN DYNASTY MNL|SWST|Hilltop Securities Inc.|505
NAK|NORTHERN DYNASTY MNL|TKNG|ALLY INVEST SECURITIES LLC|42514
NAK|NORTHERN DYNASTY MNL|UBSA|UBS SECURITIES LLC|511116
NAK|NORTHERN DYNASTY MNL|UBSS|UBS Securities LLC|608525
NAK|NORTHERN DYNASTY MNL|VALX|VIRTU AMERICAS LLC|11956
NAK|NORTHERN DYNASTY MNL|VGRD|Vanguard Marketing Corporation|167920
NAK|NORTHERN DYNASTY MNL|VSIN|Vision Financial Markets Llc|50230
NAK|NORTHERN DYNASTY MNL|WCHV|WELLS FARGO SECURITIES, LLC|81601
NAK|NORTHERN DYNASTY MNL|WEDB|WEDBUSH SECURITIES INC.|16890
NAK|NORTHERN DYNASTY MNL|WEED|Weeden & Co.L.P.|10
NAK|NORTHERN DYNASTY MNL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|185737
NAK|NORTHERN DYNASTY MNL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25883
NAK|NORTHERN DYNASTY MNL|WSEA|WOLVERINE SECURITIES, LLC|94440
NAK|NORTHERN DYNASTY MNL|XSTM|NATIONAL FINANCIAL SERVICES LLC|14450
NAK|NORTHERN DYNASTY MNL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21070
NAKD|NAKED BRAND GRP ORD|AGIS|Aegis Capital Corp.|12060
NAKD|NAKED BRAND GRP ORD|ALPS|Alpine Securities Corporation|1600
NAKD|NAKED BRAND GRP ORD|ALTX|Alternet Securities Inc.|17650
NAKD|NAKED BRAND GRP ORD|APCC|Apex Clearing Corporation|164372
NAKD|NAKED BRAND GRP ORD|BATM|CBOE TRADING, INC.|2135
NAKD|NAKED BRAND GRP ORD|BIMI|Banca IMI Securities Corp.|18665
NAKD|NAKED BRAND GRP ORD|BKCM|BNY Mellon Capital Markets LLC|1961
NAKD|NAKED BRAND GRP ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24728
NAKD|NAKED BRAND GRP ORD|BYXM|CBOE TRADING, INC.|2862
NAKD|NAKED BRAND GRP ORD|CANT|Cantor Fitzgerald & Co.|2033
NAKD|NAKED BRAND GRP ORD|CHAS|Charles Schwab & Co., Inc.|11755
NAKD|NAKED BRAND GRP ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60399
NAKD|NAKED BRAND GRP ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|97031
NAKD|NAKED BRAND GRP ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|164405
NAKD|NAKED BRAND GRP ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176959
NAKD|NAKED BRAND GRP ORD|CTDL|Citadel Derivatives Group Llc|4255
NAKD|NAKED BRAND GRP ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|13552
NAKD|NAKED BRAND GRP ORD|DBAB|Deutsche Bank Securities Inc.|6084
NAKD|NAKED BRAND GRP ORD|DBAX|Deutsche Bank Securities Inc.|39200
NAKD|NAKED BRAND GRP ORD|DEAN|MORGAN STANLEY|1000
NAKD|NAKED BRAND GRP ORD|DEGS|RONIN PROFESSIONAL LLC|14094
NAKD|NAKED BRAND GRP ORD|EBXL|EBX LLC|57400
NAKD|NAKED BRAND GRP ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|19053
NAKD|NAKED BRAND GRP ORD|EDJO|Edward D. Jones & Co., L.P.|845
NAKD|NAKED BRAND GRP ORD|EGAM|CBOE TRADING, INC.|37520
NAKD|NAKED BRAND GRP ORD|EGAW|CBOE TRADING, INC.|11368
NAKD|NAKED BRAND GRP ORD|EGXM|CBOE TRADING, INC.|14091
NAKD|NAKED BRAND GRP ORD|EGXW|CBOE TRADING, INC.|10206
NAKD|NAKED BRAND GRP ORD|ETBE|Electronic Transaction Clearing, Inc.|4353
NAKD|NAKED BRAND GRP ORD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
NAKD|NAKED BRAND GRP ORD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8778
NAKD|NAKED BRAND GRP ORD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|43272
NAKD|NAKED BRAND GRP ORD|ETRS|E*Trade Securities LLC|1933881
NAKD|NAKED BRAND GRP ORD|FBCO|Credit Suisse Securities (USA) LLC|228075
NAKD|NAKED BRAND GRP ORD|FILL|Tradestation Securities, Inc.|48236
NAKD|NAKED BRAND GRP ORD|FMAF|NBCN Inc./ CDS|2110
NAKD|NAKED BRAND GRP ORD|FOMA|TD AMERITRADE CLEARING, INC.|2608516
NAKD|NAKED BRAND GRP ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34
NAKD|NAKED BRAND GRP ORD|FTBR|Foliofn Investments, Inc.|841
NAKD|NAKED BRAND GRP ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|1674
NAKD|NAKED BRAND GRP ORD|GLIS|TD Securities Inc|2000
NAKD|NAKED BRAND GRP ORD|GLPX|ACS EXECUTION SERVICES, LLC|255807
NAKD|NAKED BRAND GRP ORD|GSCO|GOLDMAN SACHS & CO. LLC|25179
NAKD|NAKED BRAND GRP ORD|GSCS|GOLDMAN SACHS & CO. LLC|1700
NAKD|NAKED BRAND GRP ORD|GSLT|GOLDMAN SACHS & CO. LLC|86404
NAKD|NAKED BRAND GRP ORD|GTSZ|GTS SECURITIES LLC|22277
NAKD|NAKED BRAND GRP ORD|HRBF|American Enterprise Investment Services Inc.|255
NAKD|NAKED BRAND GRP ORD|IATS|INTERACTIVE BROKERS LLC|87721
NAKD|NAKED BRAND GRP ORD|IBKR|Interactive Brokers Llc|1152459
NAKD|NAKED BRAND GRP ORD|ICBX|INSTINET, LLC|47020
NAKD|NAKED BRAND GRP ORD|INCA|INSTINET, LLC|366468
NAKD|NAKED BRAND GRP ORD|INJX|INSTINET, LLC|32655
NAKD|NAKED BRAND GRP ORD|ITGI|ITG Inc.|72675
NAKD|NAKED BRAND GRP ORD|ITGP|ITG INC.|43000
NAKD|NAKED BRAND GRP ORD|JEFF|JEFFERIES LLC|23442
NAKD|NAKED BRAND GRP ORD|JMPT|JUMP TRADING, LLC|18814
NAKD|NAKED BRAND GRP ORD|JPMX|J.P. Morgan Securities LLC|52046
NAKD|NAKED BRAND GRP ORD|JSJX|JANE STREET CAPITAL LLC|1387
NAKD|NAKED BRAND GRP ORD|KCGM|VIRTU Americas LLC|15132
NAKD|NAKED BRAND GRP ORD|LEHM|Barclays Capital Inc./Le|262911
NAKD|NAKED BRAND GRP ORD|LIME|Lime Brokerage LLC|89918
NAKD|NAKED BRAND GRP ORD|LSCI|Lek Securities Corporation|19022
NAKD|NAKED BRAND GRP ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9382
NAKD|NAKED BRAND GRP ORD|MAXM|Maxim Group LLC|11824
NAKD|NAKED BRAND GRP ORD|MICA|Spartan Securities Group, Ltd.|52588
NAKD|NAKED BRAND GRP ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27040
NAKD|NAKED BRAND GRP ORD|MSCO|MORGAN STANLEY & CO. LLC|1140385
NAKD|NAKED BRAND GRP ORD|MSPL|MORGAN STANLEY & CO. LLC|8900
NAKD|NAKED BRAND GRP ORD|NEUB|NEUBERGER BERMAN BD LLC|100
NAKD|NAKED BRAND GRP ORD|NFSC|National Financial Services LLC|1540348
NAKD|NAKED BRAND GRP ORD|NITE|VIRTU Americas LLC|4379875
NAKD|NAKED BRAND GRP ORD|NITP|VIRTU Americas LLC|77
NAKD|NAKED BRAND GRP ORD|NQRB|Brut, LLC|16759
NAKD|NAKED BRAND GRP ORD|OPCO|Oppenheimer & Co. Inc.|17762
NAKD|NAKED BRAND GRP ORD|PCPT|PHILLIP CAPITAL INC.|5368
NAKD|NAKED BRAND GRP ORD|PDQM|CODA MARKETS, INC.|301706
NAKD|NAKED BRAND GRP ORD|POIN|PRECISION SECURITIES, LLC (POIN)|7140
NAKD|NAKED BRAND GRP ORD|PWJC|UBS Financial Services, Inc.|400
NAKD|NAKED BRAND GRP ORD|RAJA|Raymond James & Associates, Inc.|2400
NAKD|NAKED BRAND GRP ORD|RBCM|RBC CAPITAL MARKETS, LLC|336
NAKD|NAKED BRAND GRP ORD|RJLC|RJL CAPITAL GROUP, LLC|155
NAKD|NAKED BRAND GRP ORD|SAGL|SAGETRADER, LLC|8577
NAKD|NAKED BRAND GRP ORD|SALI|INTL FCSTONE FINANCIAL INC.|3368
NAKD|NAKED BRAND GRP ORD|SBSH|Citigroup Global Markets Inc.|18255
NAKD|NAKED BRAND GRP ORD|SGMT|GOLDMAN SACHS & CO. LLC|33454
NAKD|NAKED BRAND GRP ORD|SOGO|Wang Investment Associates, Inc.|35
NAKD|NAKED BRAND GRP ORD|SPDR|SPEEDROUTE LLC|499086
NAKD|NAKED BRAND GRP ORD|SPTD|MINT GLOBAL MARKETS, INC.|3600
NAKD|NAKED BRAND GRP ORD|SWIM|TD Ameritrade, Inc.|1607676
NAKD|NAKED BRAND GRP ORD|SWST|Hilltop Securities Inc.|6835
NAKD|NAKED BRAND GRP ORD|TKNG|ALLY INVEST SECURITIES LLC|26677
NAKD|NAKED BRAND GRP ORD|TRBT|Tradebot Systems, Inc.|3177
NAKD|NAKED BRAND GRP ORD|TRCM|TRC MARKETS LLC|2688
NAKD|NAKED BRAND GRP ORD|TWTT|TASTYWORKS, INC.|1200
NAKD|NAKED BRAND GRP ORD|UBSA|UBS SECURITIES LLC|173437
NAKD|NAKED BRAND GRP ORD|UBSS|UBS Securities LLC|252976
NAKD|NAKED BRAND GRP ORD|VALX|VIRTU AMERICAS LLC|11746
NAKD|NAKED BRAND GRP ORD|VGRD|Vanguard Marketing Corporation|40065
NAKD|NAKED BRAND GRP ORD|VIEW|VIEWTRADE SECURITIES LLC|4000
NAKD|NAKED BRAND GRP ORD|VSIN|Vision Financial Markets Llc|11173
NAKD|NAKED BRAND GRP ORD|WCHV|WELLS FARGO SECURITIES, LLC|44305
NAKD|NAKED BRAND GRP ORD|WEDB|WEDBUSH SECURITIES INC.|1154074
NAKD|NAKED BRAND GRP ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12368
NAKD|NAKED BRAND GRP ORD|WGIF|CIBC World Markets Inc.|29419
NAKD|NAKED BRAND GRP ORD|WSEA|WOLVERINE SECURITIES, LLC|57631
NAKD|NAKED BRAND GRP ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|16102
NAKD|NAKED BRAND GRP ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|28533
NAKD|NAKED BRAND GRP ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8708
NAN|NUVEEN NY QLTY MUNI|AGIS|Aegis Capital Corp.|1500
NAN|NUVEEN NY QLTY MUNI|APCC|Apex Clearing Corporation|2
NAN|NUVEEN NY QLTY MUNI|BERN|Sanford C. Bernstein & Co., LLC|7
NAN|NUVEEN NY QLTY MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|899
NAN|NUVEEN NY QLTY MUNI|BLKX|INSTINET, LLC|5000
NAN|NUVEEN NY QLTY MUNI|BTIG|BTIG, LLC|1459
NAN|NUVEEN NY QLTY MUNI|CANT|Cantor Fitzgerald & Co.|100
NAN|NUVEEN NY QLTY MUNI|CHAS|Charles Schwab & Co., Inc.|701
NAN|NUVEEN NY QLTY MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2376
NAN|NUVEEN NY QLTY MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NAN|NUVEEN NY QLTY MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8241
NAN|NUVEEN NY QLTY MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NAN|NUVEEN NY QLTY MUNI|DBAB|Deutsche Bank Securities Inc.|100
NAN|NUVEEN NY QLTY MUNI|DBAX|Deutsche Bank Securities Inc.|6200
NAN|NUVEEN NY QLTY MUNI|DEAN|MORGAN STANLEY|4540
NAN|NUVEEN NY QLTY MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4800
NAN|NUVEEN NY QLTY MUNI|EBXL|EBX LLC|2500
NAN|NUVEEN NY QLTY MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|10515
NAN|NUVEEN NY QLTY MUNI|EDJO|Edward D. Jones & Co., L.P.|765
NAN|NUVEEN NY QLTY MUNI|EGAM|CBOE TRADING, INC.|290
NAN|NUVEEN NY QLTY MUNI|ETBE|Electronic Transaction Clearing, Inc.|400
NAN|NUVEEN NY QLTY MUNI|ETRS|E*Trade Securities LLC|1592
NAN|NUVEEN NY QLTY MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8854
NAN|NUVEEN NY QLTY MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2667
NAN|NUVEEN NY QLTY MUNI|FTBR|Foliofn Investments, Inc.|1
NAN|NUVEEN NY QLTY MUNI|GEBB|GLOBAL EXECUTION BROKERS, LP|100
NAN|NUVEEN NY QLTY MUNI|GLPX|ACS EXECUTION SERVICES, LLC|290
NAN|NUVEEN NY QLTY MUNI|GSCO|GOLDMAN SACHS & CO. LLC|8936
NAN|NUVEEN NY QLTY MUNI|GSLT|GOLDMAN SACHS & CO. LLC|900
NAN|NUVEEN NY QLTY MUNI|HRBF|American Enterprise Investment Services Inc.|7135
NAN|NUVEEN NY QLTY MUNI|IATS|INTERACTIVE BROKERS LLC|1879
NAN|NUVEEN NY QLTY MUNI|IBKR|Interactive Brokers Llc|2642
NAN|NUVEEN NY QLTY MUNI|ICBX|INSTINET, LLC|700
NAN|NUVEEN NY QLTY MUNI|INCA|INSTINET, LLC|4756
NAN|NUVEEN NY QLTY MUNI|ITGI|ITG Inc.|20125
NAN|NUVEEN NY QLTY MUNI|ITGP|ITG INC.|7000
NAN|NUVEEN NY QLTY MUNI|JANY|Janney Montgomery Scott Inc.|7140
NAN|NUVEEN NY QLTY MUNI|JONE|JonesTrading|1100
NAN|NUVEEN NY QLTY MUNI|JPMX|J.P. Morgan Securities LLC|3000
NAN|NUVEEN NY QLTY MUNI|KCGM|VIRTU Americas LLC|2080
NAN|NUVEEN NY QLTY MUNI|LEHM|Barclays Capital Inc./Le|400
NAN|NUVEEN NY QLTY MUNI|LIME|Lime Brokerage LLC|20
NAN|NUVEEN NY QLTY MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
NAN|NUVEEN NY QLTY MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
NAN|NUVEEN NY QLTY MUNI|MSCO|MORGAN STANLEY & CO. LLC|68393
NAN|NUVEEN NY QLTY MUNI|MSPL|MORGAN STANLEY & CO. LLC|5200
NAN|NUVEEN NY QLTY MUNI|MSTX|MORGAN STANLEY & CO. LLC|400
NAN|NUVEEN NY QLTY MUNI|NFSC|National Financial Services LLC|106571
NAN|NUVEEN NY QLTY MUNI|NITE|VIRTU Americas LLC|178829
NAN|NUVEEN NY QLTY MUNI|NQRB|Brut, LLC|2015
NAN|NUVEEN NY QLTY MUNI|OPCO|Oppenheimer & Co. Inc.|3587
NAN|NUVEEN NY QLTY MUNI|PDQM|CODA MARKETS, INC.|390
NAN|NUVEEN NY QLTY MUNI|PWJC|UBS Financial Services, Inc.|3118
NAN|NUVEEN NY QLTY MUNI|RBCM|RBC CAPITAL MARKETS, LLC|30422
NAN|NUVEEN NY QLTY MUNI|SALI|INTL FCSTONE FINANCIAL INC.|421
NAN|NUVEEN NY QLTY MUNI|SBSH|Citigroup Global Markets Inc.|395
NAN|NUVEEN NY QLTY MUNI|SGMT|GOLDMAN SACHS & CO. LLC|3474
NAN|NUVEEN NY QLTY MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|7208
NAN|NUVEEN NY QLTY MUNI|SWIM|TD Ameritrade, Inc.|565
NAN|NUVEEN NY QLTY MUNI|SWST|Hilltop Securities Inc.|2599
NAN|NUVEEN NY QLTY MUNI|TRBT|Tradebot Systems, Inc.|2000
NAN|NUVEEN NY QLTY MUNI|UBSA|UBS SECURITIES LLC|29941
NAN|NUVEEN NY QLTY MUNI|UBSS|UBS Securities LLC|61189
NAN|NUVEEN NY QLTY MUNI|VGRD|Vanguard Marketing Corporation|7984
NAN|NUVEEN NY QLTY MUNI|WCHV|WELLS FARGO SECURITIES, LLC|23071
NAN|NUVEEN NY QLTY MUNI|WEED|Weeden & Co.L.P.|140
NAN|NUVEEN NY QLTY MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10344
NAN|NUVEEN NY QLTY MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NAN|NUVEEN NY QLTY MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NAN|NUVEEN NY QLTY MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|804
NANO|NANOMETRICS INC   ##|AGIS|Aegis Capital Corp.|1866
NANO|NANOMETRICS INC   ##|ALTX|Alternet Securities Inc.|1800
NANO|NANOMETRICS INC   ##|APCC|Apex Clearing Corporation|1295
NANO|NANOMETRICS INC   ##|AVON|Avondale Partners, LLC|614
NANO|NANOMETRICS INC   ##|BARD|Robert W. Baird & Co. Incorporated|2
NANO|NANOMETRICS INC   ##|BATM|CBOE TRADING, INC.|2081
NANO|NANOMETRICS INC   ##|BERN|Sanford C. Bernstein & Co., LLC|13607
NANO|NANOMETRICS INC   ##|BIMI|Banca IMI Securities Corp.|520
NANO|NANOMETRICS INC   ##|BKCM|BNY Mellon Capital Markets LLC|150
NANO|NANOMETRICS INC   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10223
NANO|NANOMETRICS INC   ##|BLKX|INSTINET, LLC|32589
NANO|NANOMETRICS INC   ##|BMOC|BMO Capital Markets Corp.|3851
NANO|NANOMETRICS INC   ##|BNPX|BNP PARIBAS SECURITIES CORP.|126877
NANO|NANOMETRICS INC   ##|BTIG|BTIG, LLC|15084
NANO|NANOMETRICS INC   ##|BYXM|CBOE TRADING, INC.|4356
NANO|NANOMETRICS INC   ##|BZYD|GOLDMAN SACHS & CO. LLC|1544
NANO|NANOMETRICS INC   ##|CANT|Cantor Fitzgerald & Co.|1276
NANO|NANOMETRICS INC   ##|CHAS|Charles Schwab & Co., Inc.|3057
NANO|NANOMETRICS INC   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76051
NANO|NANOMETRICS INC   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1754
NANO|NANOMETRICS INC   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|192
NANO|NANOMETRICS INC   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94534
NANO|NANOMETRICS INC   ##|CTDL|Citadel Derivatives Group Llc|11534
NANO|NANOMETRICS INC   ##|CTLR|CUTLER GROUP, LP|830
NANO|NANOMETRICS INC   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|21690
NANO|NANOMETRICS INC   ##|DADA|D.A. Davidson & Co.|37796
NANO|NANOMETRICS INC   ##|DBAB|Deutsche Bank Securities Inc.|259367
NANO|NANOMETRICS INC   ##|DBAX|Deutsche Bank Securities Inc.|73900
NANO|NANOMETRICS INC   ##|DBUL|Deutsche Bank Securities Inc.|200
NANO|NANOMETRICS INC   ##|DEAN|MORGAN STANLEY|6578
NANO|NANOMETRICS INC   ##|DEGS|RONIN PROFESSIONAL LLC|2300
NANO|NANOMETRICS INC   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2900
NANO|NANOMETRICS INC   ##|EBXL|EBX LLC|57600
NANO|NANOMETRICS INC   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|230
NANO|NANOMETRICS INC   ##|EDJO|Edward D. Jones & Co., L.P.|1420
NANO|NANOMETRICS INC   ##|EGAM|CBOE TRADING, INC.|2070
NANO|NANOMETRICS INC   ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
NANO|NANOMETRICS INC   ##|EGXM|CBOE TRADING, INC.|1610
NANO|NANOMETRICS INC   ##|EGXW|CBOE TRADING, INC.|100
NANO|NANOMETRICS INC   ##|ETBE|Electronic Transaction Clearing, Inc.|14879
NANO|NANOMETRICS INC   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|33
NANO|NANOMETRICS INC   ##|ETCB|ETC BROKERAGE SERVICES, LLC|208
NANO|NANOMETRICS INC   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2726
NANO|NANOMETRICS INC   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28344
NANO|NANOMETRICS INC   ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|198
NANO|NANOMETRICS INC   ##|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1204
NANO|NANOMETRICS INC   ##|ETRS|E*Trade Securities LLC|92530
NANO|NANOMETRICS INC   ##|FBCO|Credit Suisse Securities (USA) LLC|267549
NANO|NANOMETRICS INC   ##|FILL|Tradestation Securities, Inc.|3572
NANO|NANOMETRICS INC   ##|FMAF|NBCN Inc./ CDS|833
NANO|NANOMETRICS INC   ##|FOMA|TD AMERITRADE CLEARING, INC.|232255
NANO|NANOMETRICS INC   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3085
NANO|NANOMETRICS INC   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83857
NANO|NANOMETRICS INC   ##|FTBR|Foliofn Investments, Inc.|6391
NANO|NANOMETRICS INC   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|9641
NANO|NANOMETRICS INC   ##|GLIS|TD Securities Inc|45
NANO|NANOMETRICS INC   ##|GLPX|ACS EXECUTION SERVICES, LLC|8716
NANO|NANOMETRICS INC   ##|GSCO|GOLDMAN SACHS & CO. LLC|701674
NANO|NANOMETRICS INC   ##|GSCS|GOLDMAN SACHS & CO. LLC|25635
NANO|NANOMETRICS INC   ##|GSLT|GOLDMAN SACHS & CO. LLC|2113
NANO|NANOMETRICS INC   ##|GTSZ|GTS SECURITIES LLC|15219
NANO|NANOMETRICS INC   ##|HRBF|American Enterprise Investment Services Inc.|3724
NANO|NANOMETRICS INC   ##|HSBC|HSBC Securities, Inc.|7020
NANO|NANOMETRICS INC   ##|IATS|INTERACTIVE BROKERS LLC|13016
NANO|NANOMETRICS INC   ##|IBKR|Interactive Brokers Llc|97078
NANO|NANOMETRICS INC   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|753
NANO|NANOMETRICS INC   ##|ICBX|INSTINET, LLC|9353
NANO|NANOMETRICS INC   ##|IEQY|CITADEL SECURITIES LLC|59713
NANO|NANOMETRICS INC   ##|INCA|INSTINET, LLC|281476
NANO|NANOMETRICS INC   ##|INJX|INSTINET, LLC|14654
NANO|NANOMETRICS INC   ##|ITGI|ITG Inc.|35423
NANO|NANOMETRICS INC   ##|ITGP|ITG INC.|14800
NANO|NANOMETRICS INC   ##|JANY|Janney Montgomery Scott Inc.|938
NANO|NANOMETRICS INC   ##|JEFF|JEFFERIES LLC|69134
NANO|NANOMETRICS INC   ##|JMPT|JUMP TRADING, LLC|40454
NANO|NANOMETRICS INC   ##|JONE|JonesTrading|2000
NANO|NANOMETRICS INC   ##|JPBX|J.P. MORGAN SECURITIES LLC|6504
NANO|NANOMETRICS INC   ##|JPMX|J.P. Morgan Securities LLC|41923
NANO|NANOMETRICS INC   ##|JSJX|JANE STREET CAPITAL LLC|3468
NANO|NANOMETRICS INC   ##|KCGM|VIRTU Americas LLC|21001
NANO|NANOMETRICS INC   ##|LEHM|Barclays Capital Inc./Le|338145
NANO|NANOMETRICS INC   ##|LIME|Lime Brokerage LLC|135700
NANO|NANOMETRICS INC   ##|LMGP|LIME BROKERAGE LLC|200
NANO|NANOMETRICS INC   ##|LQNA|LIQUIDNET, INC.|35300
NANO|NANOMETRICS INC   ##|LSCI|Lek Securities Corporation|400
NANO|NANOMETRICS INC   ##|MAXM|Maxim Group LLC|2539
NANO|NANOMETRICS INC   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57550
NANO|NANOMETRICS INC   ##|MOTF|MOTIF INVESTING, INC.|62
NANO|NANOMETRICS INC   ##|MSCO|MORGAN STANLEY & CO. LLC|1826402
NANO|NANOMETRICS INC   ##|MSPL|MORGAN STANLEY & CO. LLC|138300
NANO|NANOMETRICS INC   ##|MSTX|MORGAN STANLEY & CO. LLC|33000
NANO|NANOMETRICS INC   ##|NFSC|National Financial Services LLC|237734
NANO|NANOMETRICS INC   ##|NITE|VIRTU Americas LLC|426148
NANO|NANOMETRICS INC   ##|NITP|VIRTU Americas LLC|1200
NANO|NANOMETRICS INC   ##|NORT|Northland Securities, Inc.|10780
NANO|NANOMETRICS INC   ##|NQRB|Brut, LLC|6181
NANO|NANOMETRICS INC   ##|NTRC|Northern Trust Securities, Inc.|900
NANO|NANOMETRICS INC   ##|OPCO|Oppenheimer & Co. Inc.|228
NANO|NANOMETRICS INC   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2470
NANO|NANOMETRICS INC   ##|PDQM|CODA MARKETS, INC.|19232
NANO|NANOMETRICS INC   ##|PHLY|NASDAQ Execution Services, LLC|400
NANO|NANOMETRICS INC   ##|PWJC|UBS Financial Services, Inc.|100
NANO|NANOMETRICS INC   ##|RAJA|Raymond James & Associates, Inc.|4387
NANO|NANOMETRICS INC   ##|RBCM|RBC CAPITAL MARKETS, LLC|1466
NANO|NANOMETRICS INC   ##|SAGL|SAGETRADER, LLC|900
NANO|NANOMETRICS INC   ##|SAGW|SAGETRADER, LLC|1638
NANO|NANOMETRICS INC   ##|SALI|INTL FCSTONE FINANCIAL INC.|10
NANO|NANOMETRICS INC   ##|SBSH|Citigroup Global Markets Inc.|108990
NANO|NANOMETRICS INC   ##|SGMT|GOLDMAN SACHS & CO. LLC|42671
NANO|NANOMETRICS INC   ##|SPDR|SPEEDROUTE LLC|1400
NANO|NANOMETRICS INC   ##|SPTD|MINT GLOBAL MARKETS, INC.|21726
NANO|NANOMETRICS INC   ##|STFL|Stifel, Nicolaus & Company, Incorporated|7261
NANO|NANOMETRICS INC   ##|SWIM|TD Ameritrade, Inc.|24178
NANO|NANOMETRICS INC   ##|SWST|Hilltop Securities Inc.|565
NANO|NANOMETRICS INC   ##|TKNG|ALLY INVEST SECURITIES LLC|3311
NANO|NANOMETRICS INC   ##|TONC|CUTTONE & CO., LLC|2140
NANO|NANOMETRICS INC   ##|TRBT|Tradebot Systems, Inc.|92865
NANO|NANOMETRICS INC   ##|TRCM|TRC MARKETS LLC|96089
NANO|NANOMETRICS INC   ##|UBSA|UBS SECURITIES LLC|143431
NANO|NANOMETRICS INC   ##|UBSS|UBS Securities LLC|397625
NANO|NANOMETRICS INC   ##|VALX|VIRTU AMERICAS LLC|7250
NANO|NANOMETRICS INC   ##|VGRD|Vanguard Marketing Corporation|8774
NANO|NANOMETRICS INC   ##|VNDS|VANDHAM SECURITIES CORP|3367
NANO|NANOMETRICS INC   ##|VSIN|Vision Financial Markets Llc|84
NANO|NANOMETRICS INC   ##|WABR|Wall Street Access|200
NANO|NANOMETRICS INC   ##|WBPX|SUMMIT SECURITIES GROUP, LLC|666
NANO|NANOMETRICS INC   ##|WCHV|WELLS FARGO SECURITIES, LLC|142325
NANO|NANOMETRICS INC   ##|WDNX|WEEDEN & CO.L.P.|246
NANO|NANOMETRICS INC   ##|WEED|Weeden & Co.L.P.|2600
NANO|NANOMETRICS INC   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1675
NANO|NANOMETRICS INC   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2374
NANO|NANOMETRICS INC   ##|WGIF|CIBC World Markets Inc.|2666
NANO|NANOMETRICS INC   ##|WSEA|WOLVERINE SECURITIES, LLC|4180
NANO|NANOMETRICS INC   ##|XIST|INSTINET, LLC|9632
NANO|NANOMETRICS INC   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|31150
NANO|NANOMETRICS INC   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|288
NANO|NANOMETRICS INC   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3164
NANR|SPDR S&P NORTH AMERI|APCC|Apex Clearing Corporation|46
NANR|SPDR S&P NORTH AMERI|BATM|CBOE TRADING, INC.|27
NANR|SPDR S&P NORTH AMERI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|184
NANR|SPDR S&P NORTH AMERI|CANT|Cantor Fitzgerald & Co.|29200
NANR|SPDR S&P NORTH AMERI|CHAS|Charles Schwab & Co., Inc.|201
NANR|SPDR S&P NORTH AMERI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1537
NANR|SPDR S&P NORTH AMERI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1676
NANR|SPDR S&P NORTH AMERI|CSIN|Citadel Securities Institutional LLC|22215
NANR|SPDR S&P NORTH AMERI|CTDL|Citadel Derivatives Group Llc|12726
NANR|SPDR S&P NORTH AMERI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
NANR|SPDR S&P NORTH AMERI|DBAX|Deutsche Bank Securities Inc.|1300
NANR|SPDR S&P NORTH AMERI|DEAN|MORGAN STANLEY|88
NANR|SPDR S&P NORTH AMERI|EBXL|EBX LLC|1000
NANR|SPDR S&P NORTH AMERI|EDJO|Edward D. Jones & Co., L.P.|6
NANR|SPDR S&P NORTH AMERI|ETRS|E*Trade Securities LLC|420
NANR|SPDR S&P NORTH AMERI|GSCO|GOLDMAN SACHS & CO. LLC|8597
NANR|SPDR S&P NORTH AMERI|HRBF|American Enterprise Investment Services Inc.|61
NANR|SPDR S&P NORTH AMERI|IATS|INTERACTIVE BROKERS LLC|1822
NANR|SPDR S&P NORTH AMERI|IBKR|Interactive Brokers Llc|18858
NANR|SPDR S&P NORTH AMERI|ICBX|INSTINET, LLC|850
NANR|SPDR S&P NORTH AMERI|INCA|INSTINET, LLC|500
NANR|SPDR S&P NORTH AMERI|ITGI|ITG Inc.|177
NANR|SPDR S&P NORTH AMERI|JPMX|J.P. Morgan Securities LLC|5270
NANR|SPDR S&P NORTH AMERI|JSEB|JANE STREET EXECUTION SERVICES, LLC|154687
NANR|SPDR S&P NORTH AMERI|JSJX|JANE STREET CAPITAL LLC|23688
NANR|SPDR S&P NORTH AMERI|KCGM|VIRTU Americas LLC|3364
NANR|SPDR S&P NORTH AMERI|LEHM|Barclays Capital Inc./Le|2200
NANR|SPDR S&P NORTH AMERI|LIME|Lime Brokerage LLC|1216
NANR|SPDR S&P NORTH AMERI|MACC|Mid Atlantic Capital Corporation|280
NANR|SPDR S&P NORTH AMERI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
NANR|SPDR S&P NORTH AMERI|MSCO|MORGAN STANLEY & CO. LLC|1921
NANR|SPDR S&P NORTH AMERI|NFSC|National Financial Services LLC|2259
NANR|SPDR S&P NORTH AMERI|NITE|VIRTU Americas LLC|7381
NANR|SPDR S&P NORTH AMERI|RBCM|RBC CAPITAL MARKETS, LLC|898
NANR|SPDR S&P NORTH AMERI|SGMT|GOLDMAN SACHS & CO. LLC|900
NANR|SPDR S&P NORTH AMERI|SWIM|TD Ameritrade, Inc.|22
NANR|SPDR S&P NORTH AMERI|SWST|Hilltop Securities Inc.|3
NANR|SPDR S&P NORTH AMERI|TWTT|TASTYWORKS, INC.|7
NANR|SPDR S&P NORTH AMERI|UBSA|UBS SECURITIES LLC|4806
NANR|SPDR S&P NORTH AMERI|UBSS|UBS Securities LLC|3793
NANR|SPDR S&P NORTH AMERI|VALX|VIRTU AMERICAS LLC|600
NANR|SPDR S&P NORTH AMERI|VGRD|Vanguard Marketing Corporation|1829
NANR|SPDR S&P NORTH AMERI|WCHV|WELLS FARGO SECURITIES, LLC|2231
NANR|SPDR S&P NORTH AMERI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|114
NANR|SPDR S&P NORTH AMERI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28
NANR|SPDR S&P NORTH AMERI|WSEA|WOLVERINE SECURITIES, LLC|545
NANR|SPDR S&P NORTH AMERI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1653
NAO|NORDIC AMERN OFFSHOR|ALTX|Alternet Securities Inc.|1024
NAO|NORDIC AMERN OFFSHOR|APCC|Apex Clearing Corporation|717
NAO|NORDIC AMERN OFFSHOR|BANK|Primevest Financial Services, Inc.|433
NAO|NORDIC AMERN OFFSHOR|BARD|Robert W. Baird & Co. Incorporated|709
NAO|NORDIC AMERN OFFSHOR|BATM|CBOE TRADING, INC.|530
NAO|NORDIC AMERN OFFSHOR|BBNT|BB&T SECURITIES, LLC|5
NAO|NORDIC AMERN OFFSHOR|BYXM|CBOE TRADING, INC.|21
NAO|NORDIC AMERN OFFSHOR|CHAS|Charles Schwab & Co., Inc.|1
NAO|NORDIC AMERN OFFSHOR|CIST|Capital Institutional Services, Inc.|345
NAO|NORDIC AMERN OFFSHOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
NAO|NORDIC AMERN OFFSHOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8360
NAO|NORDIC AMERN OFFSHOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
NAO|NORDIC AMERN OFFSHOR|DADA|D.A. Davidson & Co.|20
NAO|NORDIC AMERN OFFSHOR|DBAB|Deutsche Bank Securities Inc.|890
NAO|NORDIC AMERN OFFSHOR|DBAX|Deutsche Bank Securities Inc.|100
NAO|NORDIC AMERN OFFSHOR|DEAN|MORGAN STANLEY|3599
NAO|NORDIC AMERN OFFSHOR|DEGS|RONIN PROFESSIONAL LLC|2
NAO|NORDIC AMERN OFFSHOR|EBXL|EBX LLC|2000
NAO|NORDIC AMERN OFFSHOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|252
NAO|NORDIC AMERN OFFSHOR|EDJO|Edward D. Jones & Co., L.P.|694
NAO|NORDIC AMERN OFFSHOR|EGAM|CBOE TRADING, INC.|1000
NAO|NORDIC AMERN OFFSHOR|EGXM|CBOE TRADING, INC.|642
NAO|NORDIC AMERN OFFSHOR|ETBE|Electronic Transaction Clearing, Inc.|64
NAO|NORDIC AMERN OFFSHOR|ETRS|E*Trade Securities LLC|73071
NAO|NORDIC AMERN OFFSHOR|FBSB|U.S. Bancorp Investments, Inc.|3
NAO|NORDIC AMERN OFFSHOR|FINX|FINTECH SECURITIES|28
NAO|NORDIC AMERN OFFSHOR|FMAF|NBCN Inc./ CDS|128
NAO|NORDIC AMERN OFFSHOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
NAO|NORDIC AMERN OFFSHOR|FTBR|Foliofn Investments, Inc.|473
NAO|NORDIC AMERN OFFSHOR|GSCO|GOLDMAN SACHS & CO. LLC|3297
NAO|NORDIC AMERN OFFSHOR|GSCS|GOLDMAN SACHS & CO. LLC|25133
NAO|NORDIC AMERN OFFSHOR|HRBF|American Enterprise Investment Services Inc.|294
NAO|NORDIC AMERN OFFSHOR|IATS|INTERACTIVE BROKERS LLC|3914
NAO|NORDIC AMERN OFFSHOR|IBKR|Interactive Brokers Llc|9325
NAO|NORDIC AMERN OFFSHOR|ICBX|INSTINET, LLC|5000
NAO|NORDIC AMERN OFFSHOR|INCA|INSTINET, LLC|374
NAO|NORDIC AMERN OFFSHOR|ITGI|ITG Inc.|1750
NAO|NORDIC AMERN OFFSHOR|ITGP|ITG INC.|3200
NAO|NORDIC AMERN OFFSHOR|JANY|Janney Montgomery Scott Inc.|49
NAO|NORDIC AMERN OFFSHOR|JEFF|JEFFERIES LLC|504
NAO|NORDIC AMERN OFFSHOR|JPMX|J.P. Morgan Securities LLC|2400
NAO|NORDIC AMERN OFFSHOR|JSJX|JANE STREET CAPITAL LLC|700
NAO|NORDIC AMERN OFFSHOR|KCGM|VIRTU Americas LLC|2003
NAO|NORDIC AMERN OFFSHOR|LEHM|Barclays Capital Inc./Le|16540
NAO|NORDIC AMERN OFFSHOR|LIME|Lime Brokerage LLC|742
NAO|NORDIC AMERN OFFSHOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
NAO|NORDIC AMERN OFFSHOR|MSCO|MORGAN STANLEY & CO. LLC|23916
NAO|NORDIC AMERN OFFSHOR|NFSC|National Financial Services LLC|191020
NAO|NORDIC AMERN OFFSHOR|NITE|VIRTU Americas LLC|263809
NAO|NORDIC AMERN OFFSHOR|NTBF|BMO Nesbitt Burns Inc./CDS|118
NAO|NORDIC AMERN OFFSHOR|OPCO|Oppenheimer & Co. Inc.|135
NAO|NORDIC AMERN OFFSHOR|PDQM|CODA MARKETS, INC.|408
NAO|NORDIC AMERN OFFSHOR|PWJC|UBS Financial Services, Inc.|6034
NAO|NORDIC AMERN OFFSHOR|RBCM|RBC CAPITAL MARKETS, LLC|1867
NAO|NORDIC AMERN OFFSHOR|RGLD|Regal Securities, Inc|55
NAO|NORDIC AMERN OFFSHOR|SALI|INTL FCSTONE FINANCIAL INC.|1402
NAO|NORDIC AMERN OFFSHOR|SBSH|Citigroup Global Markets Inc.|6200
NAO|NORDIC AMERN OFFSHOR|SGMT|GOLDMAN SACHS & CO. LLC|1100
NAO|NORDIC AMERN OFFSHOR|SPDR|SPEEDROUTE LLC|2602
NAO|NORDIC AMERN OFFSHOR|STFL|Stifel, Nicolaus & Company, Incorporated|2134
NAO|NORDIC AMERN OFFSHOR|SWIM|TD Ameritrade, Inc.|39366
NAO|NORDIC AMERN OFFSHOR|SWST|Hilltop Securities Inc.|1051
NAO|NORDIC AMERN OFFSHOR|TKNG|ALLY INVEST SECURITIES LLC|1202
NAO|NORDIC AMERN OFFSHOR|TRCM|TRC MARKETS LLC|3
NAO|NORDIC AMERN OFFSHOR|TWTT|TASTYWORKS, INC.|1000
NAO|NORDIC AMERN OFFSHOR|UBSA|UBS SECURITIES LLC|16289
NAO|NORDIC AMERN OFFSHOR|UBSS|UBS Securities LLC|56139
NAO|NORDIC AMERN OFFSHOR|VGRD|Vanguard Marketing Corporation|16234
NAO|NORDIC AMERN OFFSHOR|WBLR|WILLIAM BLAIR|1000
NAO|NORDIC AMERN OFFSHOR|WCHV|WELLS FARGO SECURITIES, LLC|18959
NAO|NORDIC AMERN OFFSHOR|WEDB|WEDBUSH SECURITIES INC.|20
NAO|NORDIC AMERN OFFSHOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
NAO|NORDIC AMERN OFFSHOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|331
NAO|NORDIC AMERN OFFSHOR|WSEA|WOLVERINE SECURITIES, LLC|2993
NAO|NORDIC AMERN OFFSHOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3776
NAOV|NANOVIBRONIX CMN|BATM|CBOE TRADING, INC.|400
NAOV|NANOVIBRONIX CMN|BTIG|BTIG, LLC|1000
NAOV|NANOVIBRONIX CMN|BYXM|CBOE TRADING, INC.|266
NAOV|NANOVIBRONIX CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4000
NAOV|NANOVIBRONIX CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
NAOV|NANOVIBRONIX CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NAOV|NANOVIBRONIX CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
NAOV|NANOVIBRONIX CMN|CTDL|Citadel Derivatives Group Llc|695
NAOV|NANOVIBRONIX CMN|DBAX|Deutsche Bank Securities Inc.|200
NAOV|NANOVIBRONIX CMN|DEGS|RONIN PROFESSIONAL LLC|2320
NAOV|NANOVIBRONIX CMN|EBXL|EBX LLC|300
NAOV|NANOVIBRONIX CMN|EGXW|CBOE TRADING, INC.|390
NAOV|NANOVIBRONIX CMN|ETRS|E*Trade Securities LLC|1355
NAOV|NANOVIBRONIX CMN|FBCO|Credit Suisse Securities (USA) LLC|2000
NAOV|NANOVIBRONIX CMN|FOMA|TD AMERITRADE CLEARING, INC.|73745
NAOV|NANOVIBRONIX CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|728
NAOV|NANOVIBRONIX CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|505
NAOV|NANOVIBRONIX CMN|GLPX|ACS EXECUTION SERVICES, LLC|610
NAOV|NANOVIBRONIX CMN|GSCO|GOLDMAN SACHS & CO. LLC|2995
NAOV|NANOVIBRONIX CMN|GSCS|GOLDMAN SACHS & CO. LLC|15840
NAOV|NANOVIBRONIX CMN|GSLT|GOLDMAN SACHS & CO. LLC|342
NAOV|NANOVIBRONIX CMN|GTSZ|GTS SECURITIES LLC|1144
NAOV|NANOVIBRONIX CMN|IBKR|Interactive Brokers Llc|8013
NAOV|NANOVIBRONIX CMN|ICBX|INSTINET, LLC|100
NAOV|NANOVIBRONIX CMN|INCA|INSTINET, LLC|5309
NAOV|NANOVIBRONIX CMN|ITGI|ITG Inc.|1573
NAOV|NANOVIBRONIX CMN|ITGP|ITG INC.|2000
NAOV|NANOVIBRONIX CMN|JHDR|J.H. Darbie & Co., Inc.|900
NAOV|NANOVIBRONIX CMN|JONE|JonesTrading|100
NAOV|NANOVIBRONIX CMN|JPMX|J.P. Morgan Securities LLC|600
NAOV|NANOVIBRONIX CMN|LEHM|Barclays Capital Inc./Le|2260
NAOV|NANOVIBRONIX CMN|LIME|Lime Brokerage LLC|12233
NAOV|NANOVIBRONIX CMN|MAXM|Maxim Group LLC|1000
NAOV|NANOVIBRONIX CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|300
NAOV|NANOVIBRONIX CMN|MSCO|MORGAN STANLEY & CO. LLC|8675
NAOV|NANOVIBRONIX CMN|NFSC|National Financial Services LLC|4004
NAOV|NANOVIBRONIX CMN|NITE|VIRTU Americas LLC|21939
NAOV|NANOVIBRONIX CMN|NQRB|Brut, LLC|101
NAOV|NANOVIBRONIX CMN|OPCO|Oppenheimer & Co. Inc.|4226
NAOV|NANOVIBRONIX CMN|PDQM|CODA MARKETS, INC.|920
NAOV|NANOVIBRONIX CMN|SALI|INTL FCSTONE FINANCIAL INC.|1400
NAOV|NANOVIBRONIX CMN|SGMT|GOLDMAN SACHS & CO. LLC|1463
NAOV|NANOVIBRONIX CMN|SPDR|SPEEDROUTE LLC|100
NAOV|NANOVIBRONIX CMN|SPTD|MINT GLOBAL MARKETS, INC.|6394
NAOV|NANOVIBRONIX CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1250
NAOV|NANOVIBRONIX CMN|SWIM|TD Ameritrade, Inc.|550
NAOV|NANOVIBRONIX CMN|TTUC|CUTTONE & CO., INC.|2760
NAOV|NANOVIBRONIX CMN|UBSA|UBS SECURITIES LLC|3952
NAOV|NANOVIBRONIX CMN|UBSS|UBS Securities LLC|20459
NAOV|NANOVIBRONIX CMN|VGRD|Vanguard Marketing Corporation|529
NAOV|NANOVIBRONIX CMN|WEDB|WEDBUSH SECURITIES INC.|200
NAOV|NANOVIBRONIX CMN|WEED|Weeden & Co.L.P.|200
NAOV|NANOVIBRONIX CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3500
NAOV|NANOVIBRONIX CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|10
NAP|NAVIOS MARITIME LP|AGIS|Aegis Capital Corp.|3550
NAP|NAVIOS MARITIME LP|ALTX|Alternet Securities Inc.|500
NAP|NAVIOS MARITIME LP|APCC|Apex Clearing Corporation|594
NAP|NAVIOS MARITIME LP|BANK|Primevest Financial Services, Inc.|1000
NAP|NAVIOS MARITIME LP|BARD|Robert W. Baird & Co. Incorporated|2000
NAP|NAVIOS MARITIME LP|BATM|CBOE TRADING, INC.|635
NAP|NAVIOS MARITIME LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|541
NAP|NAVIOS MARITIME LP|CHAS|Charles Schwab & Co., Inc.|300
NAP|NAVIOS MARITIME LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1965
NAP|NAVIOS MARITIME LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4409
NAP|NAVIOS MARITIME LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
NAP|NAVIOS MARITIME LP|DBAX|Deutsche Bank Securities Inc.|300
NAP|NAVIOS MARITIME LP|DEAN|MORGAN STANLEY|7907
NAP|NAVIOS MARITIME LP|DEGS|RONIN PROFESSIONAL LLC|650
NAP|NAVIOS MARITIME LP|EBXL|EBX LLC|1500
NAP|NAVIOS MARITIME LP|EDJO|Edward D. Jones & Co., L.P.|5227
NAP|NAVIOS MARITIME LP|EGAM|CBOE TRADING, INC.|800
NAP|NAVIOS MARITIME LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
NAP|NAVIOS MARITIME LP|ETRS|E*Trade Securities LLC|55023
NAP|NAVIOS MARITIME LP|FILL|Tradestation Securities, Inc.|3026
NAP|NAVIOS MARITIME LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23
NAP|NAVIOS MARITIME LP|FTBR|Foliofn Investments, Inc.|13409
NAP|NAVIOS MARITIME LP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
NAP|NAVIOS MARITIME LP|GLPX|ACS EXECUTION SERVICES, LLC|607
NAP|NAVIOS MARITIME LP|GSCO|GOLDMAN SACHS & CO. LLC|600
NAP|NAVIOS MARITIME LP|GTSZ|GTS SECURITIES LLC|300
NAP|NAVIOS MARITIME LP|HRBF|American Enterprise Investment Services Inc.|3394
NAP|NAVIOS MARITIME LP|IATS|INTERACTIVE BROKERS LLC|4840
NAP|NAVIOS MARITIME LP|IBKR|Interactive Brokers Llc|5263
NAP|NAVIOS MARITIME LP|ITGI|ITG Inc.|500
NAP|NAVIOS MARITIME LP|JMPT|JUMP TRADING, LLC|51
NAP|NAVIOS MARITIME LP|JPMX|J.P. Morgan Securities LLC|8569
NAP|NAVIOS MARITIME LP|JSJX|JANE STREET CAPITAL LLC|400
NAP|NAVIOS MARITIME LP|KCGM|VIRTU Americas LLC|700
NAP|NAVIOS MARITIME LP|LEHM|Barclays Capital Inc./Le|1800
NAP|NAVIOS MARITIME LP|LIME|Lime Brokerage LLC|738
NAP|NAVIOS MARITIME LP|MSCO|MORGAN STANLEY & CO. LLC|59183
NAP|NAVIOS MARITIME LP|NFSC|National Financial Services LLC|98837
NAP|NAVIOS MARITIME LP|NITE|VIRTU Americas LLC|260327
NAP|NAVIOS MARITIME LP|NQRB|Brut, LLC|121
NAP|NAVIOS MARITIME LP|NTBF|BMO Nesbitt Burns Inc./CDS|1000
NAP|NAVIOS MARITIME LP|PDQM|CODA MARKETS, INC.|1207
NAP|NAVIOS MARITIME LP|RBCM|RBC CAPITAL MARKETS, LLC|4880
NAP|NAVIOS MARITIME LP|SALI|INTL FCSTONE FINANCIAL INC.|428
NAP|NAVIOS MARITIME LP|SBSH|Citigroup Global Markets Inc.|1200
NAP|NAVIOS MARITIME LP|SGMT|GOLDMAN SACHS & CO. LLC|1698
NAP|NAVIOS MARITIME LP|SPDR|SPEEDROUTE LLC|1000
NAP|NAVIOS MARITIME LP|STFL|Stifel, Nicolaus & Company, Incorporated|1800
NAP|NAVIOS MARITIME LP|SWIM|TD Ameritrade, Inc.|135692
NAP|NAVIOS MARITIME LP|TKNG|ALLY INVEST SECURITIES LLC|14139
NAP|NAVIOS MARITIME LP|UBSA|UBS SECURITIES LLC|6336
NAP|NAVIOS MARITIME LP|UBSS|UBS Securities LLC|22341
NAP|NAVIOS MARITIME LP|VALX|VIRTU AMERICAS LLC|588
NAP|NAVIOS MARITIME LP|VGRD|Vanguard Marketing Corporation|16397
NAP|NAVIOS MARITIME LP|WCHV|WELLS FARGO SECURITIES, LLC|26600
NAP|NAVIOS MARITIME LP|WEDB|WEDBUSH SECURITIES INC.|700
NAP|NAVIOS MARITIME LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|674
NAP|NAVIOS MARITIME LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10222
NAP|NAVIOS MARITIME LP|WGIF|CIBC World Markets Inc.|1237
NAP|NAVIOS MARITIME LP|WSEA|WOLVERINE SECURITIES, LLC|8044
NAP|NAVIOS MARITIME LP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1550
NAP|NAVIOS MARITIME LP|YKNA|COMHAR CAPITAL MARKETS, LLC|500
NAP|NAVIOS MARITIME LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2900
NAT|NORDIC AMRN TANKERS|AGIS|Aegis Capital Corp.|7560
NAT|NORDIC AMRN TANKERS|ALTX|Alternet Securities Inc.|16003
NAT|NORDIC AMRN TANKERS|ANOS|ABEL/NOSER, L.L.C.|1554
NAT|NORDIC AMRN TANKERS|APCC|Apex Clearing Corporation|29153
NAT|NORDIC AMRN TANKERS|BANK|Primevest Financial Services, Inc.|6702
NAT|NORDIC AMRN TANKERS|BARD|Robert W. Baird & Co. Incorporated|2577
NAT|NORDIC AMRN TANKERS|BATM|CBOE TRADING, INC.|604
NAT|NORDIC AMRN TANKERS|BAYC|BAY CREST PARTNERS, LLC|52136
NAT|NORDIC AMRN TANKERS|BBNT|BB&T SECURITIES, LLC|1
NAT|NORDIC AMRN TANKERS|BERN|Sanford C. Bernstein & Co., LLC|23147
NAT|NORDIC AMRN TANKERS|BIDS|BIDS TRADING L.P.|2900
NAT|NORDIC AMRN TANKERS|BIMI|Banca IMI Securities Corp.|29889
NAT|NORDIC AMRN TANKERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49330
NAT|NORDIC AMRN TANKERS|BLKX|INSTINET, LLC|116486
NAT|NORDIC AMRN TANKERS|BNPX|BNP PARIBAS SECURITIES CORP.|13180
NAT|NORDIC AMRN TANKERS|BTIG|BTIG, LLC|136740
NAT|NORDIC AMRN TANKERS|BYXM|CBOE TRADING, INC.|300
NAT|NORDIC AMRN TANKERS|CANT|Cantor Fitzgerald & Co.|400
NAT|NORDIC AMRN TANKERS|CHAS|Charles Schwab & Co., Inc.|22253
NAT|NORDIC AMRN TANKERS|CICF|Canaccord Genuity Corp.|2500
NAT|NORDIC AMRN TANKERS|CIST|Capital Institutional Services, Inc.|7125
NAT|NORDIC AMRN TANKERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16433
NAT|NORDIC AMRN TANKERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|212
NAT|NORDIC AMRN TANKERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25601
NAT|NORDIC AMRN TANKERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|333095
NAT|NORDIC AMRN TANKERS|CTDL|Citadel Derivatives Group Llc|3003
NAT|NORDIC AMRN TANKERS|CTLR|CUTLER GROUP, LP|200
NAT|NORDIC AMRN TANKERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|54394
NAT|NORDIC AMRN TANKERS|DADA|D.A. Davidson & Co.|1416
NAT|NORDIC AMRN TANKERS|DAVA|Davenport & Company LLC|2
NAT|NORDIC AMRN TANKERS|DBAB|Deutsche Bank Securities Inc.|58650
NAT|NORDIC AMRN TANKERS|DBAX|Deutsche Bank Securities Inc.|377100
NAT|NORDIC AMRN TANKERS|DCHF|Dart Executions, LLC|500
NAT|NORDIC AMRN TANKERS|DEAN|MORGAN STANLEY|77505
NAT|NORDIC AMRN TANKERS|DEGS|RONIN PROFESSIONAL LLC|16145
NAT|NORDIC AMRN TANKERS|EBXL|EBX LLC|147600
NAT|NORDIC AMRN TANKERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|24422
NAT|NORDIC AMRN TANKERS|EDJO|Edward D. Jones & Co., L.P.|50996
NAT|NORDIC AMRN TANKERS|EGAM|CBOE TRADING, INC.|2464
NAT|NORDIC AMRN TANKERS|EGXM|CBOE TRADING, INC.|19949
NAT|NORDIC AMRN TANKERS|ETBE|Electronic Transaction Clearing, Inc.|11618
NAT|NORDIC AMRN TANKERS|ETRS|E*Trade Securities LLC|1209950
NAT|NORDIC AMRN TANKERS|FBSB|U.S. Bancorp Investments, Inc.|1
NAT|NORDIC AMRN TANKERS|FILL|Tradestation Securities, Inc.|21866
NAT|NORDIC AMRN TANKERS|FINX|FINTECH SECURITIES|1900
NAT|NORDIC AMRN TANKERS|FMAF|NBCN Inc./ CDS|1299
NAT|NORDIC AMRN TANKERS|FORD|Fordham Financial Management, Inc.|11700
NAT|NORDIC AMRN TANKERS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3240
NAT|NORDIC AMRN TANKERS|FQLS|Quantlab Securities LP|125904
NAT|NORDIC AMRN TANKERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65798
NAT|NORDIC AMRN TANKERS|FTBR|Foliofn Investments, Inc.|10052
NAT|NORDIC AMRN TANKERS|GEBB|GLOBAL EXECUTION BROKERS, LP|31200
NAT|NORDIC AMRN TANKERS|GLPX|ACS EXECUTION SERVICES, LLC|7333
NAT|NORDIC AMRN TANKERS|GSCO|GOLDMAN SACHS & CO. LLC|321816
NAT|NORDIC AMRN TANKERS|GSCS|GOLDMAN SACHS & CO. LLC|190812
NAT|NORDIC AMRN TANKERS|GSLT|GOLDMAN SACHS & CO. LLC|3706
NAT|NORDIC AMRN TANKERS|GTSZ|GTS SECURITIES LLC|56903
NAT|NORDIC AMRN TANKERS|HRBF|American Enterprise Investment Services Inc.|16234
NAT|NORDIC AMRN TANKERS|HSBC|HSBC Securities, Inc.|26846
NAT|NORDIC AMRN TANKERS|IATS|INTERACTIVE BROKERS LLC|161094
NAT|NORDIC AMRN TANKERS|IBKR|Interactive Brokers Llc|178879
NAT|NORDIC AMRN TANKERS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1887
NAT|NORDIC AMRN TANKERS|ICBX|INSTINET, LLC|181179
NAT|NORDIC AMRN TANKERS|IEQY|CITADEL SECURITIES LLC|39594
NAT|NORDIC AMRN TANKERS|INCA|INSTINET, LLC|271357
NAT|NORDIC AMRN TANKERS|ITGI|ITG Inc.|86532
NAT|NORDIC AMRN TANKERS|ITGP|ITG INC.|549600
NAT|NORDIC AMRN TANKERS|JANY|Janney Montgomery Scott Inc.|675
NAT|NORDIC AMRN TANKERS|JEFF|JEFFERIES LLC|7900
NAT|NORDIC AMRN TANKERS|JMPT|JUMP TRADING, LLC|92746
NAT|NORDIC AMRN TANKERS|JONE|JonesTrading|30759
NAT|NORDIC AMRN TANKERS|JPBX|J.P. MORGAN SECURITIES LLC|2600
NAT|NORDIC AMRN TANKERS|JPMX|J.P. Morgan Securities LLC|369092
NAT|NORDIC AMRN TANKERS|JSJX|JANE STREET CAPITAL LLC|298612
NAT|NORDIC AMRN TANKERS|KCGM|VIRTU Americas LLC|173829
NAT|NORDIC AMRN TANKERS|KCRD|PHX FINANCIAL, INC.|14900
NAT|NORDIC AMRN TANKERS|KRSH|Kershner Securities, LLC|1726
NAT|NORDIC AMRN TANKERS|LEHM|Barclays Capital Inc./Le|625354
NAT|NORDIC AMRN TANKERS|LIME|Lime Brokerage LLC|8239
NAT|NORDIC AMRN TANKERS|LQNA|LIQUIDNET, INC.|7200
NAT|NORDIC AMRN TANKERS|MAXM|Maxim Group LLC|1200
NAT|NORDIC AMRN TANKERS|MBTS|ALLY INVEST SECURITIES LLC|200
NAT|NORDIC AMRN TANKERS|MCBT|Moors & Cabot, Inc.|1700
NAT|NORDIC AMRN TANKERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|385628
NAT|NORDIC AMRN TANKERS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
NAT|NORDIC AMRN TANKERS|MOTF|MOTIF INVESTING, INC.|3
NAT|NORDIC AMRN TANKERS|MSCO|MORGAN STANLEY & CO. LLC|1330899
NAT|NORDIC AMRN TANKERS|MSPL|MORGAN STANLEY & CO. LLC|422600
NAT|NORDIC AMRN TANKERS|MSTX|MORGAN STANLEY & CO. LLC|360700
NAT|NORDIC AMRN TANKERS|NFSC|National Financial Services LLC|1581064
NAT|NORDIC AMRN TANKERS|NITE|VIRTU Americas LLC|2586003
NAT|NORDIC AMRN TANKERS|NITP|VIRTU Americas LLC|37080
NAT|NORDIC AMRN TANKERS|NQRB|Brut, LLC|200
NAT|NORDIC AMRN TANKERS|NTBF|BMO Nesbitt Burns Inc./CDS|3100
NAT|NORDIC AMRN TANKERS|OPCO|Oppenheimer & Co. Inc.|1725
NAT|NORDIC AMRN TANKERS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|259
NAT|NORDIC AMRN TANKERS|PCFF|Pacific International Securities Inc./CDS|8106
NAT|NORDIC AMRN TANKERS|PDQM|CODA MARKETS, INC.|21025
NAT|NORDIC AMRN TANKERS|PWJC|UBS Financial Services, Inc.|11950
NAT|NORDIC AMRN TANKERS|RBCM|RBC CAPITAL MARKETS, LLC|5939
NAT|NORDIC AMRN TANKERS|SAGL|SAGETRADER, LLC|10200
NAT|NORDIC AMRN TANKERS|SALI|INTL FCSTONE FINANCIAL INC.|125
NAT|NORDIC AMRN TANKERS|SBRX|MURIEL SIEBERT & CO INC|14
NAT|NORDIC AMRN TANKERS|SBSH|Citigroup Global Markets Inc.|62753
NAT|NORDIC AMRN TANKERS|SEIC|SEI Investments Distribution Co.|671
NAT|NORDIC AMRN TANKERS|SGMT|GOLDMAN SACHS & CO. LLC|217244
NAT|NORDIC AMRN TANKERS|SPDR|SPEEDROUTE LLC|5457
NAT|NORDIC AMRN TANKERS|STFL|Stifel, Nicolaus & Company, Incorporated|11259
NAT|NORDIC AMRN TANKERS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5433
NAT|NORDIC AMRN TANKERS|SWIM|TD Ameritrade, Inc.|736783
NAT|NORDIC AMRN TANKERS|SWST|Hilltop Securities Inc.|2800
NAT|NORDIC AMRN TANKERS|TKNG|ALLY INVEST SECURITIES LLC|14727
NAT|NORDIC AMRN TANKERS|TRBT|Tradebot Systems, Inc.|133178
NAT|NORDIC AMRN TANKERS|TRCM|TRC MARKETS LLC|13703
NAT|NORDIC AMRN TANKERS|TWTT|TASTYWORKS, INC.|221
NAT|NORDIC AMRN TANKERS|UBSA|UBS SECURITIES LLC|874837
NAT|NORDIC AMRN TANKERS|UBSS|UBS Securities LLC|932189
NAT|NORDIC AMRN TANKERS|VALX|VIRTU AMERICAS LLC|45905
NAT|NORDIC AMRN TANKERS|VGRD|Vanguard Marketing Corporation|111466
NAT|NORDIC AMRN TANKERS|WCHV|WELLS FARGO SECURITIES, LLC|493841
NAT|NORDIC AMRN TANKERS|WDNX|WEEDEN & CO.L.P.|86000
NAT|NORDIC AMRN TANKERS|WEDB|WEDBUSH SECURITIES INC.|32216
NAT|NORDIC AMRN TANKERS|WEED|Weeden & Co.L.P.|2000
NAT|NORDIC AMRN TANKERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23762
NAT|NORDIC AMRN TANKERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39450
NAT|NORDIC AMRN TANKERS|WGIF|CIBC World Markets Inc.|7770
NAT|NORDIC AMRN TANKERS|WSEA|WOLVERINE SECURITIES, LLC|39014
NAT|NORDIC AMRN TANKERS|XIST|INSTINET, LLC|2200
NAT|NORDIC AMRN TANKERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|167912
NAT|NORDIC AMRN TANKERS|YKNA|COMHAR CAPITAL MARKETS, LLC|3976
NAT|NORDIC AMRN TANKERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54157
NATH|NATHAN'S FAMOUS IN##|APCC|Apex Clearing Corporation|37
NATH|NATHAN'S FAMOUS IN##|BATM|CBOE TRADING, INC.|518
NATH|NATHAN'S FAMOUS IN##|BERN|Sanford C. Bernstein & Co., LLC|62
NATH|NATHAN'S FAMOUS IN##|BMOC|BMO Capital Markets Corp.|455
NATH|NATHAN'S FAMOUS IN##|BNPX|BNP PARIBAS SECURITIES CORP.|164
NATH|NATHAN'S FAMOUS IN##|BTIG|BTIG, LLC|13
NATH|NATHAN'S FAMOUS IN##|BZYD|GOLDMAN SACHS & CO. LLC|255
NATH|NATHAN'S FAMOUS IN##|CHAS|Charles Schwab & Co., Inc.|3119
NATH|NATHAN'S FAMOUS IN##|CICF|Canaccord Genuity Corp.|175
NATH|NATHAN'S FAMOUS IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29
NATH|NATHAN'S FAMOUS IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22502
NATH|NATHAN'S FAMOUS IN##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31646
NATH|NATHAN'S FAMOUS IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4523
NATH|NATHAN'S FAMOUS IN##|CTDL|Citadel Derivatives Group Llc|123
NATH|NATHAN'S FAMOUS IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|812
NATH|NATHAN'S FAMOUS IN##|DBAB|Deutsche Bank Securities Inc.|9393
NATH|NATHAN'S FAMOUS IN##|DBAX|Deutsche Bank Securities Inc.|2000
NATH|NATHAN'S FAMOUS IN##|DBUL|Deutsche Bank Securities Inc.|200
NATH|NATHAN'S FAMOUS IN##|DEAN|MORGAN STANLEY|51
NATH|NATHAN'S FAMOUS IN##|EBXL|EBX LLC|2100
NATH|NATHAN'S FAMOUS IN##|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
NATH|NATHAN'S FAMOUS IN##|EGAM|CBOE TRADING, INC.|177
NATH|NATHAN'S FAMOUS IN##|EGAW|CBOE TRADING, INC.|51
NATH|NATHAN'S FAMOUS IN##|EGXM|CBOE TRADING, INC.|1
NATH|NATHAN'S FAMOUS IN##|ETCC|Electronic Transaction Clearing, Inc.|5855
NATH|NATHAN'S FAMOUS IN##|ETRS|E*Trade Securities LLC|11676
NATH|NATHAN'S FAMOUS IN##|FBCO|Credit Suisse Securities (USA) LLC|10492
NATH|NATHAN'S FAMOUS IN##|FOMA|TD AMERITRADE CLEARING, INC.|5871
NATH|NATHAN'S FAMOUS IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2406
NATH|NATHAN'S FAMOUS IN##|FTBR|Foliofn Investments, Inc.|3
NATH|NATHAN'S FAMOUS IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|414
NATH|NATHAN'S FAMOUS IN##|GLPX|ACS EXECUTION SERVICES, LLC|1359
NATH|NATHAN'S FAMOUS IN##|GSCO|GOLDMAN SACHS & CO. LLC|32467
NATH|NATHAN'S FAMOUS IN##|GSCS|GOLDMAN SACHS & CO. LLC|866
NATH|NATHAN'S FAMOUS IN##|GSLT|GOLDMAN SACHS & CO. LLC|102
NATH|NATHAN'S FAMOUS IN##|GTSZ|GTS SECURITIES LLC|867
NATH|NATHAN'S FAMOUS IN##|IATS|INTERACTIVE BROKERS LLC|1900
NATH|NATHAN'S FAMOUS IN##|IBKR|Interactive Brokers Llc|14215
NATH|NATHAN'S FAMOUS IN##|ICBX|INSTINET, LLC|400
NATH|NATHAN'S FAMOUS IN##|IEQY|CITADEL SECURITIES LLC|963
NATH|NATHAN'S FAMOUS IN##|INCA|INSTINET, LLC|8748
NATH|NATHAN'S FAMOUS IN##|INJX|INSTINET, LLC|500
NATH|NATHAN'S FAMOUS IN##|ITGI|ITG Inc.|4406
NATH|NATHAN'S FAMOUS IN##|ITGP|ITG INC.|6000
NATH|NATHAN'S FAMOUS IN##|JEFF|JEFFERIES LLC|95
NATH|NATHAN'S FAMOUS IN##|JPBX|J.P. MORGAN SECURITIES LLC|200
NATH|NATHAN'S FAMOUS IN##|JPMX|J.P. Morgan Securities LLC|3480
NATH|NATHAN'S FAMOUS IN##|KCGM|VIRTU Americas LLC|194
NATH|NATHAN'S FAMOUS IN##|LEHM|Barclays Capital Inc./Le|12276
NATH|NATHAN'S FAMOUS IN##|LIME|Lime Brokerage LLC|6269
NATH|NATHAN'S FAMOUS IN##|LMGP|LIME BROKERAGE LLC|600
NATH|NATHAN'S FAMOUS IN##|MAXM|Maxim Group LLC|202
NATH|NATHAN'S FAMOUS IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
NATH|NATHAN'S FAMOUS IN##|MSCO|MORGAN STANLEY & CO. LLC|34991
NATH|NATHAN'S FAMOUS IN##|MSPL|MORGAN STANLEY & CO. LLC|2700
NATH|NATHAN'S FAMOUS IN##|NFSC|National Financial Services LLC|6003
NATH|NATHAN'S FAMOUS IN##|NITE|VIRTU Americas LLC|19894
NATH|NATHAN'S FAMOUS IN##|PDQM|CODA MARKETS, INC.|3849
NATH|NATHAN'S FAMOUS IN##|PWJC|UBS Financial Services, Inc.|55
NATH|NATHAN'S FAMOUS IN##|RAJA|Raymond James & Associates, Inc.|154
NATH|NATHAN'S FAMOUS IN##|SBSH|Citigroup Global Markets Inc.|3179
NATH|NATHAN'S FAMOUS IN##|SGMT|GOLDMAN SACHS & CO. LLC|121
NATH|NATHAN'S FAMOUS IN##|SPDR|SPEEDROUTE LLC|5101
NATH|NATHAN'S FAMOUS IN##|STKP|STOCKPILE INVESTMENTS, INC.|88
NATH|NATHAN'S FAMOUS IN##|SWIM|TD Ameritrade, Inc.|853
NATH|NATHAN'S FAMOUS IN##|TRBT|Tradebot Systems, Inc.|12
NATH|NATHAN'S FAMOUS IN##|TRCM|TRC MARKETS LLC|15789
NATH|NATHAN'S FAMOUS IN##|UBSA|UBS SECURITIES LLC|10034
NATH|NATHAN'S FAMOUS IN##|UBSS|UBS Securities LLC|21356
NATH|NATHAN'S FAMOUS IN##|VALX|VIRTU AMERICAS LLC|1484
NATH|NATHAN'S FAMOUS IN##|VGRD|Vanguard Marketing Corporation|1124
NATH|NATHAN'S FAMOUS IN##|WCHV|WELLS FARGO SECURITIES, LLC|1855
NATH|NATHAN'S FAMOUS IN##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15
NATH|NATHAN'S FAMOUS IN##|WGIF|CIBC World Markets Inc.|20
NATH|NATHAN'S FAMOUS IN##|WSEA|WOLVERINE SECURITIES, LLC|20
NATH|NATHAN'S FAMOUS IN##|XIST|INSTINET, LLC|4780
NATI|NATL INSTRUMENTS COR|ALTX|Alternet Securities Inc.|2310
NATI|NATL INSTRUMENTS COR|APCC|Apex Clearing Corporation|53
NATI|NATL INSTRUMENTS COR|BARD|Robert W. Baird & Co. Incorporated|838
NATI|NATL INSTRUMENTS COR|BATM|CBOE TRADING, INC.|2193
NATI|NATL INSTRUMENTS COR|BAYC|BAY CREST PARTNERS, LLC|17270
NATI|NATL INSTRUMENTS COR|BBNT|BB&T SECURITIES, LLC|53
NATI|NATL INSTRUMENTS COR|BERN|Sanford C. Bernstein & Co., LLC|21637
NATI|NATL INSTRUMENTS COR|BKCM|BNY Mellon Capital Markets LLC|20513
NATI|NATL INSTRUMENTS COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1420
NATI|NATL INSTRUMENTS COR|BMOC|BMO Capital Markets Corp.|4879
NATI|NATL INSTRUMENTS COR|BNPX|BNP PARIBAS SECURITIES CORP.|11130
NATI|NATL INSTRUMENTS COR|BRVL|BLAYLOCK VAN, LLC|200
NATI|NATL INSTRUMENTS COR|BTIG|BTIG, LLC|50097
NATI|NATL INSTRUMENTS COR|BYXM|CBOE TRADING, INC.|2489
NATI|NATL INSTRUMENTS COR|BZYD|GOLDMAN SACHS & CO. LLC|1042
NATI|NATL INSTRUMENTS COR|CANT|Cantor Fitzgerald & Co.|86
NATI|NATL INSTRUMENTS COR|CBLC|CITIGROUP GLOBAL MARKETS INC.|69000
NATI|NATL INSTRUMENTS COR|CHAS|Charles Schwab & Co., Inc.|2929
NATI|NATL INSTRUMENTS COR|CIST|Capital Institutional Services, Inc.|119
NATI|NATL INSTRUMENTS COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56108
NATI|NATL INSTRUMENTS COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
NATI|NATL INSTRUMENTS COR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1609
NATI|NATL INSTRUMENTS COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94445
NATI|NATL INSTRUMENTS COR|CTDL|Citadel Derivatives Group Llc|21644
NATI|NATL INSTRUMENTS COR|CTLR|CUTLER GROUP, LP|900
NATI|NATL INSTRUMENTS COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|19974
NATI|NATL INSTRUMENTS COR|DBAB|Deutsche Bank Securities Inc.|405513
NATI|NATL INSTRUMENTS COR|DBAX|Deutsche Bank Securities Inc.|103900
NATI|NATL INSTRUMENTS COR|DEAN|MORGAN STANLEY|4716
NATI|NATL INSTRUMENTS COR|DEGS|RONIN PROFESSIONAL LLC|2481
NATI|NATL INSTRUMENTS COR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11995
NATI|NATL INSTRUMENTS COR|EBXL|EBX LLC|50000
NATI|NATL INSTRUMENTS COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|3662
NATI|NATL INSTRUMENTS COR|EDJO|Edward D. Jones & Co., L.P.|150
NATI|NATL INSTRUMENTS COR|EGAM|CBOE TRADING, INC.|4126
NATI|NATL INSTRUMENTS COR|EGAW|CBOE TRADING, INC.|25
NATI|NATL INSTRUMENTS COR|EGMT|EG MARKET TECHNOLOGIES LLC|896
NATI|NATL INSTRUMENTS COR|EGXM|CBOE TRADING, INC.|1037
NATI|NATL INSTRUMENTS COR|ETBE|Electronic Transaction Clearing, Inc.|4547
NATI|NATL INSTRUMENTS COR|ETCC|Electronic Transaction Clearing, Inc.|540
NATI|NATL INSTRUMENTS COR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2260
NATI|NATL INSTRUMENTS COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17455
NATI|NATL INSTRUMENTS COR|ETRS|E*Trade Securities LLC|43758
NATI|NATL INSTRUMENTS COR|FBCO|Credit Suisse Securities (USA) LLC|277262
NATI|NATL INSTRUMENTS COR|FILL|Tradestation Securities, Inc.|4
NATI|NATL INSTRUMENTS COR|FMAF|NBCN Inc./ CDS|707
NATI|NATL INSTRUMENTS COR|FOMA|TD AMERITRADE CLEARING, INC.|24030
NATI|NATL INSTRUMENTS COR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9818
NATI|NATL INSTRUMENTS COR|FQLS|Quantlab Securities LP|215818
NATI|NATL INSTRUMENTS COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117463
NATI|NATL INSTRUMENTS COR|FTBR|Foliofn Investments, Inc.|1888
NATI|NATL INSTRUMENTS COR|GEBB|GLOBAL EXECUTION BROKERS, LP|7137
NATI|NATL INSTRUMENTS COR|GLPX|ACS EXECUTION SERVICES, LLC|3985
NATI|NATL INSTRUMENTS COR|GSCO|GOLDMAN SACHS & CO. LLC|811546
NATI|NATL INSTRUMENTS COR|GSCS|GOLDMAN SACHS & CO. LLC|17032
NATI|NATL INSTRUMENTS COR|GSLT|GOLDMAN SACHS & CO. LLC|1328
NATI|NATL INSTRUMENTS COR|GTSZ|GTS SECURITIES LLC|92784
NATI|NATL INSTRUMENTS COR|HRBF|American Enterprise Investment Services Inc.|818
NATI|NATL INSTRUMENTS COR|HSBC|HSBC Securities, Inc.|3769
NATI|NATL INSTRUMENTS COR|IATS|INTERACTIVE BROKERS LLC|3079
NATI|NATL INSTRUMENTS COR|IBKR|Interactive Brokers Llc|27023
NATI|NATL INSTRUMENTS COR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3199
NATI|NATL INSTRUMENTS COR|ICBX|INSTINET, LLC|10501
NATI|NATL INSTRUMENTS COR|IEQY|CITADEL SECURITIES LLC|61718
NATI|NATL INSTRUMENTS COR|INCA|INSTINET, LLC|343742
NATI|NATL INSTRUMENTS COR|INJX|INSTINET, LLC|18592
NATI|NATL INSTRUMENTS COR|ITGI|ITG Inc.|368037
NATI|NATL INSTRUMENTS COR|ITGP|ITG INC.|41400
NATI|NATL INSTRUMENTS COR|JANY|Janney Montgomery Scott Inc.|156
NATI|NATL INSTRUMENTS COR|JEFF|JEFFERIES LLC|108429
NATI|NATL INSTRUMENTS COR|JMPT|JUMP TRADING, LLC|34417
NATI|NATL INSTRUMENTS COR|JPBX|J.P. MORGAN SECURITIES LLC|70107
NATI|NATL INSTRUMENTS COR|JPMX|J.P. Morgan Securities LLC|140214
NATI|NATL INSTRUMENTS COR|JSJX|JANE STREET CAPITAL LLC|3680
NATI|NATL INSTRUMENTS COR|KCGM|VIRTU Americas LLC|9976
NATI|NATL INSTRUMENTS COR|LEHM|Barclays Capital Inc./Le|450584
NATI|NATL INSTRUMENTS COR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|339
NATI|NATL INSTRUMENTS COR|LIME|Lime Brokerage LLC|125824
NATI|NATL INSTRUMENTS COR|LOOP|Loop Capital Markets LLC|1549
NATI|NATL INSTRUMENTS COR|LQNA|LIQUIDNET, INC.|10000
NATI|NATL INSTRUMENTS COR|LSCI|Lek Securities Corporation|197
NATI|NATL INSTRUMENTS COR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|306
NATI|NATL INSTRUMENTS COR|MAXM|Maxim Group LLC|100
NATI|NATL INSTRUMENTS COR|MCMF|Raymond James Ltd. Cds|4
NATI|NATL INSTRUMENTS COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46106
NATI|NATL INSTRUMENTS COR|MOTF|MOTIF INVESTING, INC.|1
NATI|NATL INSTRUMENTS COR|MSCO|MORGAN STANLEY & CO. LLC|2051812
NATI|NATL INSTRUMENTS COR|MSPL|MORGAN STANLEY & CO. LLC|189900
NATI|NATL INSTRUMENTS COR|MSTX|MORGAN STANLEY & CO. LLC|215400
NATI|NATL INSTRUMENTS COR|NFSC|National Financial Services LLC|19503
NATI|NATL INSTRUMENTS COR|NITE|VIRTU Americas LLC|100942
NATI|NATL INSTRUMENTS COR|NITP|VIRTU Americas LLC|2467
NATI|NATL INSTRUMENTS COR|NQRB|Brut, LLC|2653
NATI|NATL INSTRUMENTS COR|NTRC|Northern Trust Securities, Inc.|2928
NATI|NATL INSTRUMENTS COR|OPCO|Oppenheimer & Co. Inc.|3748
NATI|NATL INSTRUMENTS COR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8133
NATI|NATL INSTRUMENTS COR|PDQM|CODA MARKETS, INC.|31038
NATI|NATL INSTRUMENTS COR|PIPR|Piper Jaffray & Co.|4750
NATI|NATL INSTRUMENTS COR|PWJC|UBS Financial Services, Inc.|100
NATI|NATL INSTRUMENTS COR|RAJA|Raymond James & Associates, Inc.|5149
NATI|NATL INSTRUMENTS COR|RBCM|RBC CAPITAL MARKETS, LLC|4454
NATI|NATL INSTRUMENTS COR|RHCO|Suntrust Robinson Humphrey, Inc.|17166
NATI|NATL INSTRUMENTS COR|SAGL|SAGETRADER, LLC|2185
NATI|NATL INSTRUMENTS COR|SAGW|SAGETRADER, LLC|33
NATI|NATL INSTRUMENTS COR|SALI|INTL FCSTONE FINANCIAL INC.|7
NATI|NATL INSTRUMENTS COR|SBSH|Citigroup Global Markets Inc.|257599
NATI|NATL INSTRUMENTS COR|SGMT|GOLDMAN SACHS & CO. LLC|39923
NATI|NATL INSTRUMENTS COR|SPDR|SPEEDROUTE LLC|3579
NATI|NATL INSTRUMENTS COR|SSBS|STATE STREET GLOBAL MARKETS, LLC|17100
NATI|NATL INSTRUMENTS COR|STFL|Stifel, Nicolaus & Company, Incorporated|20246
NATI|NATL INSTRUMENTS COR|SWIM|TD Ameritrade, Inc.|890
NATI|NATL INSTRUMENTS COR|SWST|Hilltop Securities Inc.|1097
NATI|NATL INSTRUMENTS COR|TKNG|ALLY INVEST SECURITIES LLC|7
NATI|NATL INSTRUMENTS COR|TONC|CUTTONE & CO., LLC|2253
NATI|NATL INSTRUMENTS COR|TRBT|Tradebot Systems, Inc.|145645
NATI|NATL INSTRUMENTS COR|TRCM|TRC MARKETS LLC|79455
NATI|NATL INSTRUMENTS COR|UBSA|UBS SECURITIES LLC|203739
NATI|NATL INSTRUMENTS COR|UBSS|UBS Securities LLC|884520
NATI|NATL INSTRUMENTS COR|VALX|VIRTU AMERICAS LLC|3348
NATI|NATL INSTRUMENTS COR|VGRD|Vanguard Marketing Corporation|1109
NATI|NATL INSTRUMENTS COR|WBET|Wallachbeth Capital LLC|1244
NATI|NATL INSTRUMENTS COR|WBLR|WILLIAM BLAIR|25
NATI|NATL INSTRUMENTS COR|WBPX|SUMMIT SECURITIES GROUP, LLC|2
NATI|NATL INSTRUMENTS COR|WCHV|WELLS FARGO SECURITIES, LLC|39371
NATI|NATL INSTRUMENTS COR|WDNX|WEEDEN & CO.L.P.|13770
NATI|NATL INSTRUMENTS COR|WEDB|WEDBUSH SECURITIES INC.|250
NATI|NATL INSTRUMENTS COR|WEED|Weeden & Co.L.P.|1300
NATI|NATL INSTRUMENTS COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|604
NATI|NATL INSTRUMENTS COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2956
NATI|NATL INSTRUMENTS COR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|168
NATI|NATL INSTRUMENTS COR|WSAG|WALL STREET ACCESS|2509
NATI|NATL INSTRUMENTS COR|WSEA|WOLVERINE SECURITIES, LLC|475
NATI|NATL INSTRUMENTS COR|XIST|INSTINET, LLC|28584
NATI|NATL INSTRUMENTS COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NATI|NATL INSTRUMENTS COR|YKNA|COMHAR CAPITAL MARKETS, LLC|290
NATI|NATL INSTRUMENTS COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|438
NATR|NATURE S SUNSHINE|APCC|Apex Clearing Corporation|358
NATR|NATURE S SUNSHINE|AXCS|Access Securities, LLC|109
NATR|NATURE S SUNSHINE|BATM|CBOE TRADING, INC.|45
NATR|NATURE S SUNSHINE|BERN|Sanford C. Bernstein & Co., LLC|5175
NATR|NATURE S SUNSHINE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
NATR|NATURE S SUNSHINE|BMOC|BMO Capital Markets Corp.|1685
NATR|NATURE S SUNSHINE|BNPX|BNP PARIBAS SECURITIES CORP.|855
NATR|NATURE S SUNSHINE|CHAS|Charles Schwab & Co., Inc.|5878
NATR|NATURE S SUNSHINE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|676
NATR|NATURE S SUNSHINE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|130
NATR|NATURE S SUNSHINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6350
NATR|NATURE S SUNSHINE|CTDL|Citadel Derivatives Group Llc|702
NATR|NATURE S SUNSHINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|890
NATR|NATURE S SUNSHINE|DBAB|Deutsche Bank Securities Inc.|37708
NATR|NATURE S SUNSHINE|DBAX|Deutsche Bank Securities Inc.|700
NATR|NATURE S SUNSHINE|DEAN|MORGAN STANLEY|1200
NATR|NATURE S SUNSHINE|EBXL|EBX LLC|1700
NATR|NATURE S SUNSHINE|ECUT|CONVERGEX EXECUTION SOLUTIONS|3227
NATR|NATURE S SUNSHINE|EGXM|CBOE TRADING, INC.|150
NATR|NATURE S SUNSHINE|ETRS|E*Trade Securities LLC|8495
NATR|NATURE S SUNSHINE|FBCO|Credit Suisse Securities (USA) LLC|19731
NATR|NATURE S SUNSHINE|FOMA|TD AMERITRADE CLEARING, INC.|11280
NATR|NATURE S SUNSHINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6005
NATR|NATURE S SUNSHINE|FTBR|Foliofn Investments, Inc.|2
NATR|NATURE S SUNSHINE|GEBB|GLOBAL EXECUTION BROKERS, LP|3331
NATR|NATURE S SUNSHINE|GSCO|GOLDMAN SACHS & CO. LLC|63601
NATR|NATURE S SUNSHINE|GTSZ|GTS SECURITIES LLC|981
NATR|NATURE S SUNSHINE|IBKR|Interactive Brokers Llc|28150
NATR|NATURE S SUNSHINE|ICBX|INSTINET, LLC|600
NATR|NATURE S SUNSHINE|IEQY|CITADEL SECURITIES LLC|1700
NATR|NATURE S SUNSHINE|INCA|INSTINET, LLC|19925
NATR|NATURE S SUNSHINE|INJX|INSTINET, LLC|865
NATR|NATURE S SUNSHINE|ITGI|ITG Inc.|6449
NATR|NATURE S SUNSHINE|ITGP|ITG INC.|9800
NATR|NATURE S SUNSHINE|JEFF|JEFFERIES LLC|3833
NATR|NATURE S SUNSHINE|JPMX|J.P. Morgan Securities LLC|3384
NATR|NATURE S SUNSHINE|KCGM|VIRTU Americas LLC|432
NATR|NATURE S SUNSHINE|LEHM|Barclays Capital Inc./Le|25192
NATR|NATURE S SUNSHINE|LIME|Lime Brokerage LLC|14085
NATR|NATURE S SUNSHINE|LMGP|LIME BROKERAGE LLC|6500
NATR|NATURE S SUNSHINE|LQNA|LIQUIDNET, INC.|1400
NATR|NATURE S SUNSHINE|MAXM|Maxim Group LLC|918
NATR|NATURE S SUNSHINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
NATR|NATURE S SUNSHINE|MSCO|MORGAN STANLEY & CO. LLC|74801
NATR|NATURE S SUNSHINE|MSPL|MORGAN STANLEY & CO. LLC|4900
NATR|NATURE S SUNSHINE|NFSC|National Financial Services LLC|16033
NATR|NATURE S SUNSHINE|NITE|VIRTU Americas LLC|43366
NATR|NATURE S SUNSHINE|NITP|VIRTU Americas LLC|600
NATR|NATURE S SUNSHINE|NQRB|Brut, LLC|200
NATR|NATURE S SUNSHINE|PIPR|Piper Jaffray & Co.|2500
NATR|NATURE S SUNSHINE|RAJA|Raymond James & Associates, Inc.|15
NATR|NATURE S SUNSHINE|RBCM|RBC CAPITAL MARKETS, LLC|1226
NATR|NATURE S SUNSHINE|SBSH|Citigroup Global Markets Inc.|16304
NATR|NATURE S SUNSHINE|SGMT|GOLDMAN SACHS & CO. LLC|1015
NATR|NATURE S SUNSHINE|SWIM|TD Ameritrade, Inc.|900
NATR|NATURE S SUNSHINE|SWST|Hilltop Securities Inc.|488
NATR|NATURE S SUNSHINE|TKNG|ALLY INVEST SECURITIES LLC|125
NATR|NATURE S SUNSHINE|TRBT|Tradebot Systems, Inc.|832
NATR|NATURE S SUNSHINE|TRCM|TRC MARKETS LLC|5638
NATR|NATURE S SUNSHINE|UBSA|UBS SECURITIES LLC|18960
NATR|NATURE S SUNSHINE|UBSS|UBS Securities LLC|71899
NATR|NATURE S SUNSHINE|VALX|VIRTU AMERICAS LLC|4538
NATR|NATURE S SUNSHINE|VGRD|Vanguard Marketing Corporation|69
NATR|NATURE S SUNSHINE|WCHV|WELLS FARGO SECURITIES, LLC|955
NATR|NATURE S SUNSHINE|WEDB|WEDBUSH SECURITIES INC.|2200
NATR|NATURE S SUNSHINE|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NAUH|NATIONAL AMERICAN UN|APCC|Apex Clearing Corporation|2988
NAUH|NATIONAL AMERICAN UN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
NAUH|NATIONAL AMERICAN UN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|701
NAUH|NATIONAL AMERICAN UN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|545
NAUH|NATIONAL AMERICAN UN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
NAUH|NATIONAL AMERICAN UN|CTDL|Citadel Derivatives Group Llc|532
NAUH|NATIONAL AMERICAN UN|CXCX|CITIGROUP GLOBAL MARKETS INC.|46
NAUH|NATIONAL AMERICAN UN|DBAX|Deutsche Bank Securities Inc.|200
NAUH|NATIONAL AMERICAN UN|DEGS|RONIN PROFESSIONAL LLC|1800
NAUH|NATIONAL AMERICAN UN|EBXL|EBX LLC|200
NAUH|NATIONAL AMERICAN UN|EDJO|Edward D. Jones & Co., L.P.|138
NAUH|NATIONAL AMERICAN UN|EGXW|CBOE TRADING, INC.|1232
NAUH|NATIONAL AMERICAN UN|ETRS|E*Trade Securities LLC|33136
NAUH|NATIONAL AMERICAN UN|FBCO|Credit Suisse Securities (USA) LLC|5470
NAUH|NATIONAL AMERICAN UN|FILL|Tradestation Securities, Inc.|4000
NAUH|NATIONAL AMERICAN UN|FOMA|TD AMERITRADE CLEARING, INC.|9074
NAUH|NATIONAL AMERICAN UN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|281
NAUH|NATIONAL AMERICAN UN|FTBR|Foliofn Investments, Inc.|42
NAUH|NATIONAL AMERICAN UN|GEBB|GLOBAL EXECUTION BROKERS, LP|480
NAUH|NATIONAL AMERICAN UN|GLPX|ACS EXECUTION SERVICES, LLC|102
NAUH|NATIONAL AMERICAN UN|GSCO|GOLDMAN SACHS & CO. LLC|8399
NAUH|NATIONAL AMERICAN UN|GSLT|GOLDMAN SACHS & CO. LLC|800
NAUH|NATIONAL AMERICAN UN|IBKR|Interactive Brokers Llc|6982
NAUH|NATIONAL AMERICAN UN|INCA|INSTINET, LLC|15492
NAUH|NATIONAL AMERICAN UN|LEHM|Barclays Capital Inc./Le|124
NAUH|NATIONAL AMERICAN UN|LIME|Lime Brokerage LLC|6027
NAUH|NATIONAL AMERICAN UN|MSCO|MORGAN STANLEY & CO. LLC|38099
NAUH|NATIONAL AMERICAN UN|NFSC|National Financial Services LLC|19831
NAUH|NATIONAL AMERICAN UN|NITE|VIRTU Americas LLC|36194
NAUH|NATIONAL AMERICAN UN|NQRB|Brut, LLC|1340
NAUH|NATIONAL AMERICAN UN|PDQM|CODA MARKETS, INC.|563
NAUH|NATIONAL AMERICAN UN|SGMT|GOLDMAN SACHS & CO. LLC|2
NAUH|NATIONAL AMERICAN UN|SPDR|SPEEDROUTE LLC|1
NAUH|NATIONAL AMERICAN UN|STFL|Stifel, Nicolaus & Company, Incorporated|1309
NAUH|NATIONAL AMERICAN UN|SWIM|TD Ameritrade, Inc.|4700
NAUH|NATIONAL AMERICAN UN|TKNG|ALLY INVEST SECURITIES LLC|138
NAUH|NATIONAL AMERICAN UN|TRCM|TRC MARKETS LLC|1295
NAUH|NATIONAL AMERICAN UN|UBSA|UBS SECURITIES LLC|1592
NAUH|NATIONAL AMERICAN UN|UBSS|UBS Securities LLC|9350
NAUH|NATIONAL AMERICAN UN|WCHV|WELLS FARGO SECURITIES, LLC|4798
NAUH|NATIONAL AMERICAN UN|WFPB|Wells Fargo Securities, LLC.|500
NAUH|NATIONAL AMERICAN UN|WSEA|WOLVERINE SECURITIES, LLC|1106
NAV|NAVISTAR INTL CP|AGIS|Aegis Capital Corp.|3736
NAV|NAVISTAR INTL CP|ALTX|Alternet Securities Inc.|18551
NAV|NAVISTAR INTL CP|APCC|Apex Clearing Corporation|1769
NAV|NAVISTAR INTL CP|BARD|Robert W. Baird & Co. Incorporated|4050
NAV|NAVISTAR INTL CP|BATM|CBOE TRADING, INC.|14073
NAV|NAVISTAR INTL CP|BAYT|BTIG, LLC|2200
NAV|NAVISTAR INTL CP|BERN|Sanford C. Bernstein & Co., LLC|149354
NAV|NAVISTAR INTL CP|BIAD|SAGETRADER, LLC|300
NAV|NAVISTAR INTL CP|BIDS|BIDS TRADING L.P.|6600
NAV|NAVISTAR INTL CP|BIMI|Banca IMI Securities Corp.|60
NAV|NAVISTAR INTL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4024
NAV|NAVISTAR INTL CP|BLKX|INSTINET, LLC|87500
NAV|NAVISTAR INTL CP|BNPX|BNP PARIBAS SECURITIES CORP.|4833
NAV|NAVISTAR INTL CP|BTIG|BTIG, LLC|1037
NAV|NAVISTAR INTL CP|BYXM|CBOE TRADING, INC.|5060
NAV|NAVISTAR INTL CP|CHAS|Charles Schwab & Co., Inc.|1411
NAV|NAVISTAR INTL CP|CIST|Capital Institutional Services, Inc.|110
NAV|NAVISTAR INTL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69622
NAV|NAVISTAR INTL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3520
NAV|NAVISTAR INTL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18446
NAV|NAVISTAR INTL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|423995
NAV|NAVISTAR INTL CP|CTDL|Citadel Derivatives Group Llc|930
NAV|NAVISTAR INTL CP|CTLR|CUTLER GROUP, LP|2431
NAV|NAVISTAR INTL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|31650
NAV|NAVISTAR INTL CP|DBAB|Deutsche Bank Securities Inc.|131882
NAV|NAVISTAR INTL CP|DBAX|Deutsche Bank Securities Inc.|391000
NAV|NAVISTAR INTL CP|DEAN|MORGAN STANLEY|10386
NAV|NAVISTAR INTL CP|DEGS|RONIN PROFESSIONAL LLC|2348
NAV|NAVISTAR INTL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12998
NAV|NAVISTAR INTL CP|EBXL|EBX LLC|228500
NAV|NAVISTAR INTL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|32421
NAV|NAVISTAR INTL CP|EDJO|Edward D. Jones & Co., L.P.|2483
NAV|NAVISTAR INTL CP|EGAM|CBOE TRADING, INC.|24854
NAV|NAVISTAR INTL CP|EGAW|CBOE TRADING, INC.|47
NAV|NAVISTAR INTL CP|EGMT|EG MARKET TECHNOLOGIES LLC|1200
NAV|NAVISTAR INTL CP|EGXM|CBOE TRADING, INC.|4838
NAV|NAVISTAR INTL CP|EGXW|CBOE TRADING, INC.|10
NAV|NAVISTAR INTL CP|ELEV|ELEVATION, LLC|19002
NAV|NAVISTAR INTL CP|EROP|Eroom Securities L.L.C.|1300
NAV|NAVISTAR INTL CP|ETBE|Electronic Transaction Clearing, Inc.|28602
NAV|NAVISTAR INTL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55963
NAV|NAVISTAR INTL CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
NAV|NAVISTAR INTL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1505
NAV|NAVISTAR INTL CP|ETRS|E*Trade Securities LLC|234996
NAV|NAVISTAR INTL CP|FILL|Tradestation Securities, Inc.|4608
NAV|NAVISTAR INTL CP|FQLS|Quantlab Securities LP|155625
NAV|NAVISTAR INTL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73433
NAV|NAVISTAR INTL CP|FTBR|Foliofn Investments, Inc.|22
NAV|NAVISTAR INTL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|13173
NAV|NAVISTAR INTL CP|GLIS|TD Securities Inc|3476
NAV|NAVISTAR INTL CP|GLPX|ACS EXECUTION SERVICES, LLC|67511
NAV|NAVISTAR INTL CP|GSCO|GOLDMAN SACHS & CO. LLC|443256
NAV|NAVISTAR INTL CP|GSCS|GOLDMAN SACHS & CO. LLC|17121
NAV|NAVISTAR INTL CP|GSLT|GOLDMAN SACHS & CO. LLC|6918
NAV|NAVISTAR INTL CP|GTSZ|GTS SECURITIES LLC|70425
NAV|NAVISTAR INTL CP|HAPX|HAP Trading, LLC|200
NAV|NAVISTAR INTL CP|HPPX|POTAMUS TRADING, LLC|287
NAV|NAVISTAR INTL CP|HRBF|American Enterprise Investment Services Inc.|1748
NAV|NAVISTAR INTL CP|HSBC|HSBC Securities, Inc.|359
NAV|NAVISTAR INTL CP|IATS|INTERACTIVE BROKERS LLC|39557
NAV|NAVISTAR INTL CP|IBKR|Interactive Brokers Llc|46639
NAV|NAVISTAR INTL CP|ICBX|INSTINET, LLC|50760
NAV|NAVISTAR INTL CP|IEQY|CITADEL SECURITIES LLC|39992
NAV|NAVISTAR INTL CP|INCA|INSTINET, LLC|244211
NAV|NAVISTAR INTL CP|INJX|INSTINET, LLC|682
NAV|NAVISTAR INTL CP|ITGI|ITG Inc.|208376
NAV|NAVISTAR INTL CP|ITGP|ITG INC.|86800
NAV|NAVISTAR INTL CP|JEFF|JEFFERIES LLC|104760
NAV|NAVISTAR INTL CP|JMPT|JUMP TRADING, LLC|51804
NAV|NAVISTAR INTL CP|JPBX|J.P. MORGAN SECURITIES LLC|88967
NAV|NAVISTAR INTL CP|JPMX|J.P. Morgan Securities LLC|798526
NAV|NAVISTAR INTL CP|JSJX|JANE STREET CAPITAL LLC|45755
NAV|NAVISTAR INTL CP|JUTA|JUMP TRADING, LLC|200
NAV|NAVISTAR INTL CP|KCGM|VIRTU Americas LLC|54355
NAV|NAVISTAR INTL CP|LEHM|Barclays Capital Inc./Le|544331
NAV|NAVISTAR INTL CP|LIME|Lime Brokerage LLC|25186
NAV|NAVISTAR INTL CP|LIWD|LIME BROKERAGE LLC|8
NAV|NAVISTAR INTL CP|LOOP|Loop Capital Markets LLC|2400
NAV|NAVISTAR INTL CP|LQNA|LIQUIDNET, INC.|43100
NAV|NAVISTAR INTL CP|LSCI|Lek Securities Corporation|946
NAV|NAVISTAR INTL CP|LVMR|LIVERMORE TRADING GROUP, INC.|798
NAV|NAVISTAR INTL CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|745
NAV|NAVISTAR INTL CP|MACQ|Macquarie Capital (USA) Inc.|6100
NAV|NAVISTAR INTL CP|MBTS|ALLY INVEST SECURITIES LLC|2082
NAV|NAVISTAR INTL CP|MCMF|Raymond James Ltd. Cds|100
NAV|NAVISTAR INTL CP|MITR|GMP SECURITIES, LLC|6600
NAV|NAVISTAR INTL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94012
NAV|NAVISTAR INTL CP|MOTF|MOTIF INVESTING, INC.|3
NAV|NAVISTAR INTL CP|MSCO|MORGAN STANLEY & CO. LLC|1001990
NAV|NAVISTAR INTL CP|MSPL|MORGAN STANLEY & CO. LLC|342200
NAV|NAVISTAR INTL CP|MSTX|MORGAN STANLEY & CO. LLC|164400
NAV|NAVISTAR INTL CP|MULL|MARK J. MULLER EQUITIES, INC.|10425
NAV|NAVISTAR INTL CP|MZHO|Mizuho Securities USA LLC|35000
NAV|NAVISTAR INTL CP|NFSC|National Financial Services LLC|193824
NAV|NAVISTAR INTL CP|NITE|VIRTU Americas LLC|542326
NAV|NAVISTAR INTL CP|NITP|VIRTU Americas LLC|526
NAV|NAVISTAR INTL CP|NQRB|Brut, LLC|20689
NAV|NAVISTAR INTL CP|NTBF|BMO Nesbitt Burns Inc./CDS|17017
NAV|NAVISTAR INTL CP|NTRC|Northern Trust Securities, Inc.|2260
NAV|NAVISTAR INTL CP|OHOS|TWO SIGMA SECURITIES, LLC|14882
NAV|NAVISTAR INTL CP|OPCO|Oppenheimer & Co. Inc.|833
NAV|NAVISTAR INTL CP|OTAA|OTA LLC|1130
NAV|NAVISTAR INTL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
NAV|NAVISTAR INTL CP|PDQM|CODA MARKETS, INC.|252213
NAV|NAVISTAR INTL CP|PHLY|NASDAQ Execution Services, LLC|8600
NAV|NAVISTAR INTL CP|RBCM|RBC CAPITAL MARKETS, LLC|2242
NAV|NAVISTAR INTL CP|RGLD|Regal Securities, Inc|1205
NAV|NAVISTAR INTL CP|SAGL|SAGETRADER, LLC|30119
NAV|NAVISTAR INTL CP|SAGW|SAGETRADER, LLC|800
NAV|NAVISTAR INTL CP|SBRX|MURIEL SIEBERT & CO INC|900
NAV|NAVISTAR INTL CP|SBSH|Citigroup Global Markets Inc.|33906
NAV|NAVISTAR INTL CP|SGMT|GOLDMAN SACHS & CO. LLC|108277
NAV|NAVISTAR INTL CP|SPDR|SPEEDROUTE LLC|30142
NAV|NAVISTAR INTL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
NAV|NAVISTAR INTL CP|STFL|Stifel, Nicolaus & Company, Incorporated|5070
NAV|NAVISTAR INTL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1133
NAV|NAVISTAR INTL CP|SWIM|TD Ameritrade, Inc.|157864
NAV|NAVISTAR INTL CP|SWST|Hilltop Securities Inc.|10
NAV|NAVISTAR INTL CP|TKNG|ALLY INVEST SECURITIES LLC|936
NAV|NAVISTAR INTL CP|TRBT|Tradebot Systems, Inc.|183202
NAV|NAVISTAR INTL CP|TRCM|TRC MARKETS LLC|58772
NAV|NAVISTAR INTL CP|TWTT|TASTYWORKS, INC.|1000
NAV|NAVISTAR INTL CP|UBSA|UBS SECURITIES LLC|587631
NAV|NAVISTAR INTL CP|UBSS|UBS Securities LLC|736380
NAV|NAVISTAR INTL CP|VALX|VIRTU AMERICAS LLC|11752
NAV|NAVISTAR INTL CP|VGRD|Vanguard Marketing Corporation|10382
NAV|NAVISTAR INTL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|700
NAV|NAVISTAR INTL CP|WCHV|WELLS FARGO SECURITIES, LLC|44295
NAV|NAVISTAR INTL CP|WDNX|WEEDEN & CO.L.P.|6708
NAV|NAVISTAR INTL CP|WEDB|WEDBUSH SECURITIES INC.|10322
NAV|NAVISTAR INTL CP|WEED|Weeden & Co.L.P.|410
NAV|NAVISTAR INTL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20332
NAV|NAVISTAR INTL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56021
NAV|NAVISTAR INTL CP|WSEA|WOLVERINE SECURITIES, LLC|16940
NAV|NAVISTAR INTL CP|XIST|INSTINET, LLC|4200
NAV|NAVISTAR INTL CP|XPQR|Jump Trading|1361
NAV|NAVISTAR INTL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|43840
NAV|NAVISTAR INTL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|13068
NAV|NAVISTAR INTL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2690
NAV$D|NAVISTAR INTL PFD D|ETRS|E*Trade Securities LLC|100
NAV$D|NAVISTAR INTL PFD D|NITE|VIRTU Americas LLC|612
NAV$D|NAVISTAR INTL PFD D|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
NAV$D|NAVISTAR INTL PFD D|WSEA|WOLVERINE SECURITIES, LLC|10
NAV$D|NAVISTAR INTL PFD D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
NAVB|NAVIDEA BIOPHAR INC|APCC|Apex Clearing Corporation|873
NAVB|NAVIDEA BIOPHAR INC|BARD|Robert W. Baird & Co. Incorporated|15100
NAVB|NAVIDEA BIOPHAR INC|BATM|CBOE TRADING, INC.|1486
NAVB|NAVIDEA BIOPHAR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10981
NAVB|NAVIDEA BIOPHAR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14624
NAVB|NAVIDEA BIOPHAR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|60694
NAVB|NAVIDEA BIOPHAR INC|DBAB|Deutsche Bank Securities Inc.|7415
NAVB|NAVIDEA BIOPHAR INC|DBAX|Deutsche Bank Securities Inc.|18500
NAVB|NAVIDEA BIOPHAR INC|DEAN|MORGAN STANLEY|8000
NAVB|NAVIDEA BIOPHAR INC|EBXL|EBX LLC|10700
NAVB|NAVIDEA BIOPHAR INC|EDJO|Edward D. Jones & Co., L.P.|9800
NAVB|NAVIDEA BIOPHAR INC|EGAM|CBOE TRADING, INC.|300
NAVB|NAVIDEA BIOPHAR INC|EGXM|CBOE TRADING, INC.|300
NAVB|NAVIDEA BIOPHAR INC|ETRS|E*Trade Securities LLC|121738
NAVB|NAVIDEA BIOPHAR INC|FILL|Tradestation Securities, Inc.|200
NAVB|NAVIDEA BIOPHAR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4451
NAVB|NAVIDEA BIOPHAR INC|GSCO|GOLDMAN SACHS & CO. LLC|6768
NAVB|NAVIDEA BIOPHAR INC|GSLT|GOLDMAN SACHS & CO. LLC|100
NAVB|NAVIDEA BIOPHAR INC|HRBF|American Enterprise Investment Services Inc.|6600
NAVB|NAVIDEA BIOPHAR INC|IBKR|Interactive Brokers Llc|7318
NAVB|NAVIDEA BIOPHAR INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|451
NAVB|NAVIDEA BIOPHAR INC|ICBX|INSTINET, LLC|11600
NAVB|NAVIDEA BIOPHAR INC|INCA|INSTINET, LLC|2300
NAVB|NAVIDEA BIOPHAR INC|ITGI|ITG Inc.|21214
NAVB|NAVIDEA BIOPHAR INC|ITGP|ITG INC.|12600
NAVB|NAVIDEA BIOPHAR INC|JANY|Janney Montgomery Scott Inc.|700
NAVB|NAVIDEA BIOPHAR INC|JMPT|JUMP TRADING, LLC|1000
NAVB|NAVIDEA BIOPHAR INC|JPMX|J.P. Morgan Securities LLC|15074
NAVB|NAVIDEA BIOPHAR INC|KCGM|VIRTU Americas LLC|4515
NAVB|NAVIDEA BIOPHAR INC|LEHM|Barclays Capital Inc./Le|23000
NAVB|NAVIDEA BIOPHAR INC|LIME|Lime Brokerage LLC|751
NAVB|NAVIDEA BIOPHAR INC|MAXM|Maxim Group LLC|40200
NAVB|NAVIDEA BIOPHAR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30278
NAVB|NAVIDEA BIOPHAR INC|MSCO|MORGAN STANLEY & CO. LLC|47137
NAVB|NAVIDEA BIOPHAR INC|MSPL|MORGAN STANLEY & CO. LLC|200
NAVB|NAVIDEA BIOPHAR INC|NATL|National Securities Corporation|1500
NAVB|NAVIDEA BIOPHAR INC|NFSC|National Financial Services LLC|513577
NAVB|NAVIDEA BIOPHAR INC|NITE|VIRTU Americas LLC|526275
NAVB|NAVIDEA BIOPHAR INC|PDQM|CODA MARKETS, INC.|1811
NAVB|NAVIDEA BIOPHAR INC|RBCM|RBC CAPITAL MARKETS, LLC|212
NAVB|NAVIDEA BIOPHAR INC|SBSH|Citigroup Global Markets Inc.|300
NAVB|NAVIDEA BIOPHAR INC|SGMT|GOLDMAN SACHS & CO. LLC|7272
NAVB|NAVIDEA BIOPHAR INC|STFL|Stifel, Nicolaus & Company, Incorporated|4000
NAVB|NAVIDEA BIOPHAR INC|SWIM|TD Ameritrade, Inc.|22427
NAVB|NAVIDEA BIOPHAR INC|TKNG|ALLY INVEST SECURITIES LLC|1865
NAVB|NAVIDEA BIOPHAR INC|UBSA|UBS SECURITIES LLC|27861
NAVB|NAVIDEA BIOPHAR INC|UBSS|UBS Securities LLC|47158
NAVB|NAVIDEA BIOPHAR INC|VGRD|Vanguard Marketing Corporation|12103
NAVB|NAVIDEA BIOPHAR INC|WCHV|WELLS FARGO SECURITIES, LLC|9100
NAVB|NAVIDEA BIOPHAR INC|WEED|Weeden & Co.L.P.|2515
NAVB|NAVIDEA BIOPHAR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12270
NAVB|NAVIDEA BIOPHAR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|229
NAVB|NAVIDEA BIOPHAR INC|WSEA|WOLVERINE SECURITIES, LLC|4450
NAVB|NAVIDEA BIOPHAR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15048
NAVB|NAVIDEA BIOPHAR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
NAVG|NAVIGATORS GRP INC|ADAM|CANACCORD GENUITY INC.|50
NAVG|NAVIGATORS GRP INC|AGIS|Aegis Capital Corp.|58
NAVG|NAVIGATORS GRP INC|APCC|Apex Clearing Corporation|8
NAVG|NAVIGATORS GRP INC|BARD|Robert W. Baird & Co. Incorporated|173
NAVG|NAVIGATORS GRP INC|BATM|CBOE TRADING, INC.|600
NAVG|NAVIGATORS GRP INC|BERN|Sanford C. Bernstein & Co., LLC|3575
NAVG|NAVIGATORS GRP INC|BLKX|INSTINET, LLC|10000
NAVG|NAVIGATORS GRP INC|BMOC|BMO Capital Markets Corp.|4428
NAVG|NAVIGATORS GRP INC|BNPX|BNP PARIBAS SECURITIES CORP.|7639
NAVG|NAVIGATORS GRP INC|BRVL|BLAYLOCK VAN, LLC|100
NAVG|NAVIGATORS GRP INC|BTIG|BTIG, LLC|4081
NAVG|NAVIGATORS GRP INC|BZYD|GOLDMAN SACHS & CO. LLC|256
NAVG|NAVIGATORS GRP INC|CANT|Cantor Fitzgerald & Co.|315
NAVG|NAVIGATORS GRP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15349
NAVG|NAVIGATORS GRP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5242
NAVG|NAVIGATORS GRP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3482
NAVG|NAVIGATORS GRP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15863
NAVG|NAVIGATORS GRP INC|CTDL|Citadel Derivatives Group Llc|3840
NAVG|NAVIGATORS GRP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|13808
NAVG|NAVIGATORS GRP INC|DBAB|Deutsche Bank Securities Inc.|79834
NAVG|NAVIGATORS GRP INC|DBAX|Deutsche Bank Securities Inc.|5600
NAVG|NAVIGATORS GRP INC|DBUL|Deutsche Bank Securities Inc.|100
NAVG|NAVIGATORS GRP INC|DEAN|MORGAN STANLEY|1999
NAVG|NAVIGATORS GRP INC|DEGS|RONIN PROFESSIONAL LLC|1678
NAVG|NAVIGATORS GRP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|771
NAVG|NAVIGATORS GRP INC|EBXL|EBX LLC|6700
NAVG|NAVIGATORS GRP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1420
NAVG|NAVIGATORS GRP INC|EDJO|Edward D. Jones & Co., L.P.|1412
NAVG|NAVIGATORS GRP INC|EGAM|CBOE TRADING, INC.|785
NAVG|NAVIGATORS GRP INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
NAVG|NAVIGATORS GRP INC|EGXM|CBOE TRADING, INC.|501
NAVG|NAVIGATORS GRP INC|ELEV|ELEVATION, LLC|378
NAVG|NAVIGATORS GRP INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
NAVG|NAVIGATORS GRP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2850
NAVG|NAVIGATORS GRP INC|ETRS|E*Trade Securities LLC|2
NAVG|NAVIGATORS GRP INC|FBCO|Credit Suisse Securities (USA) LLC|54356
NAVG|NAVIGATORS GRP INC|FOMA|TD AMERITRADE CLEARING, INC.|22409
NAVG|NAVIGATORS GRP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|388
NAVG|NAVIGATORS GRP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11095
NAVG|NAVIGATORS GRP INC|FTBR|Foliofn Investments, Inc.|9
NAVG|NAVIGATORS GRP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|36465
NAVG|NAVIGATORS GRP INC|GLPX|ACS EXECUTION SERVICES, LLC|74
NAVG|NAVIGATORS GRP INC|GSCO|GOLDMAN SACHS & CO. LLC|306502
NAVG|NAVIGATORS GRP INC|GSCS|GOLDMAN SACHS & CO. LLC|2046
NAVG|NAVIGATORS GRP INC|GSLT|GOLDMAN SACHS & CO. LLC|906
NAVG|NAVIGATORS GRP INC|GTSZ|GTS SECURITIES LLC|992
NAVG|NAVIGATORS GRP INC|IBKR|Interactive Brokers Llc|6850
NAVG|NAVIGATORS GRP INC|ICBX|INSTINET, LLC|1000
NAVG|NAVIGATORS GRP INC|IEQY|CITADEL SECURITIES LLC|11533
NAVG|NAVIGATORS GRP INC|INCA|INSTINET, LLC|44835
NAVG|NAVIGATORS GRP INC|INJX|INSTINET, LLC|363
NAVG|NAVIGATORS GRP INC|ITGI|ITG Inc.|53606
NAVG|NAVIGATORS GRP INC|ITGP|ITG INC.|70400
NAVG|NAVIGATORS GRP INC|JEFF|JEFFERIES LLC|10064
NAVG|NAVIGATORS GRP INC|JMPT|JUMP TRADING, LLC|4858
NAVG|NAVIGATORS GRP INC|JPBX|J.P. MORGAN SECURITIES LLC|16619
NAVG|NAVIGATORS GRP INC|JPMX|J.P. Morgan Securities LLC|39215
NAVG|NAVIGATORS GRP INC|KCGM|VIRTU Americas LLC|3585
NAVG|NAVIGATORS GRP INC|LEHM|Barclays Capital Inc./Le|87116
NAVG|NAVIGATORS GRP INC|LIME|Lime Brokerage LLC|53504
NAVG|NAVIGATORS GRP INC|LMGP|LIME BROKERAGE LLC|2617
NAVG|NAVIGATORS GRP INC|LOOP|Loop Capital Markets LLC|3882
NAVG|NAVIGATORS GRP INC|LQNA|LIQUIDNET, INC.|5000
NAVG|NAVIGATORS GRP INC|MAXM|Maxim Group LLC|2301
NAVG|NAVIGATORS GRP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
NAVG|NAVIGATORS GRP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|90
NAVG|NAVIGATORS GRP INC|MSCO|MORGAN STANLEY & CO. LLC|424876
NAVG|NAVIGATORS GRP INC|MSPL|MORGAN STANLEY & CO. LLC|3000
NAVG|NAVIGATORS GRP INC|MSTX|MORGAN STANLEY & CO. LLC|800
NAVG|NAVIGATORS GRP INC|NFSC|National Financial Services LLC|1589
NAVG|NAVIGATORS GRP INC|NITE|VIRTU Americas LLC|14659
NAVG|NAVIGATORS GRP INC|NITP|VIRTU Americas LLC|1161
NAVG|NAVIGATORS GRP INC|NQRB|Brut, LLC|1500
NAVG|NAVIGATORS GRP INC|NTRC|Northern Trust Securities, Inc.|676
NAVG|NAVIGATORS GRP INC|OPCO|Oppenheimer & Co. Inc.|72
NAVG|NAVIGATORS GRP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1202
NAVG|NAVIGATORS GRP INC|PDQM|CODA MARKETS, INC.|3286
NAVG|NAVIGATORS GRP INC|RBCM|RBC CAPITAL MARKETS, LLC|8
NAVG|NAVIGATORS GRP INC|SAGL|SAGETRADER, LLC|2
NAVG|NAVIGATORS GRP INC|SAGW|SAGETRADER, LLC|260
NAVG|NAVIGATORS GRP INC|SALI|INTL FCSTONE FINANCIAL INC.|65
NAVG|NAVIGATORS GRP INC|SBSH|Citigroup Global Markets Inc.|55025
NAVG|NAVIGATORS GRP INC|SGMT|GOLDMAN SACHS & CO. LLC|4681
NAVG|NAVIGATORS GRP INC|SPDR|SPEEDROUTE LLC|506
NAVG|NAVIGATORS GRP INC|SPTD|MINT GLOBAL MARKETS, INC.|3920
NAVG|NAVIGATORS GRP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|30258
NAVG|NAVIGATORS GRP INC|SWIM|TD Ameritrade, Inc.|101
NAVG|NAVIGATORS GRP INC|SWST|Hilltop Securities Inc.|170
NAVG|NAVIGATORS GRP INC|TMBR|Timber Hill LLC|5
NAVG|NAVIGATORS GRP INC|TRBT|Tradebot Systems, Inc.|12019
NAVG|NAVIGATORS GRP INC|TRCM|TRC MARKETS LLC|30200
NAVG|NAVIGATORS GRP INC|UBSA|UBS SECURITIES LLC|59952
NAVG|NAVIGATORS GRP INC|UBSS|UBS Securities LLC|156575
NAVG|NAVIGATORS GRP INC|VALX|VIRTU AMERICAS LLC|2971
NAVG|NAVIGATORS GRP INC|VGRD|Vanguard Marketing Corporation|58
NAVG|NAVIGATORS GRP INC|WCHV|WELLS FARGO SECURITIES, LLC|3332
NAVG|NAVIGATORS GRP INC|WEED|Weeden & Co.L.P.|384
NAVG|NAVIGATORS GRP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|136
NAVG|NAVIGATORS GRP INC|XIST|INSTINET, LLC|4540
NAVG|NAVIGATORS GRP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NAVI|NAVIENT CP CMN|ABLE|NATIXIS Securities Americas LLC|9118
NAVI|NAVIENT CP CMN|ALTX|Alternet Securities Inc.|70456
NAVI|NAVIENT CP CMN|ANOS|ABEL/NOSER, L.L.C.|47823
NAVI|NAVIENT CP CMN|APCC|Apex Clearing Corporation|1196
NAVI|NAVIENT CP CMN|AQUA|AQUA SECURITIES L.P.|20000
NAVI|NAVIENT CP CMN|BANK|Primevest Financial Services, Inc.|6070
NAVI|NAVIENT CP CMN|BARD|Robert W. Baird & Co. Incorporated|3009
NAVI|NAVIENT CP CMN|BATM|CBOE TRADING, INC.|15113
NAVI|NAVIENT CP CMN|BAYT|BTIG, LLC|17200
NAVI|NAVIENT CP CMN|BBNT|BB&T SECURITIES, LLC|5239
NAVI|NAVIENT CP CMN|BERN|Sanford C. Bernstein & Co., LLC|1521521
NAVI|NAVIENT CP CMN|BIDS|BIDS TRADING L.P.|89200
NAVI|NAVIENT CP CMN|BKCM|BNY Mellon Capital Markets LLC|56187
NAVI|NAVIENT CP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|127515
NAVI|NAVIENT CP CMN|BLKX|INSTINET, LLC|85600
NAVI|NAVIENT CP CMN|BMOC|BMO Capital Markets Corp.|64551
NAVI|NAVIENT CP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|286388
NAVI|NAVIENT CP CMN|BTIG|BTIG, LLC|335776
NAVI|NAVIENT CP CMN|BYXM|CBOE TRADING, INC.|7247
NAVI|NAVIENT CP CMN|BZYD|GOLDMAN SACHS & CO. LLC|4100
NAVI|NAVIENT CP CMN|CANT|Cantor Fitzgerald & Co.|1841
NAVI|NAVIENT CP CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|138600
NAVI|NAVIENT CP CMN|CHAS|Charles Schwab & Co., Inc.|3408
NAVI|NAVIENT CP CMN|CHDN|CHARDAN CAPITAL MARKETS LLC|21714
NAVI|NAVIENT CP CMN|CIBP|CIBC World Markets Corp.|35887
NAVI|NAVIENT CP CMN|CIST|Capital Institutional Services, Inc.|8253
NAVI|NAVIENT CP CMN|CLSA|CLSA AMERICAS, LLC|5100
NAVI|NAVIENT CP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|513219
NAVI|NAVIENT CP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|61332
NAVI|NAVIENT CP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1846859
NAVI|NAVIENT CP CMN|CSIN|Citadel Securities Institutional LLC|5510
NAVI|NAVIENT CP CMN|CTDL|Citadel Derivatives Group Llc|339401
NAVI|NAVIENT CP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|247806
NAVI|NAVIENT CP CMN|DADA|D.A. Davidson & Co.|25000
NAVI|NAVIENT CP CMN|DBAB|Deutsche Bank Securities Inc.|2224387
NAVI|NAVIENT CP CMN|DBAX|Deutsche Bank Securities Inc.|1167900
NAVI|NAVIENT CP CMN|DBUL|Deutsche Bank Securities Inc.|200
NAVI|NAVIENT CP CMN|DCHF|Dart Executions, LLC|10964
NAVI|NAVIENT CP CMN|DEAN|MORGAN STANLEY|5837
NAVI|NAVIENT CP CMN|DEGS|RONIN PROFESSIONAL LLC|40817
NAVI|NAVIENT CP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|41753
NAVI|NAVIENT CP CMN|EBXL|EBX LLC|996000
NAVI|NAVIENT CP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|168910
NAVI|NAVIENT CP CMN|EDJO|Edward D. Jones & Co., L.P.|40
NAVI|NAVIENT CP CMN|EGAM|CBOE TRADING, INC.|45174
NAVI|NAVIENT CP CMN|EGAW|CBOE TRADING, INC.|530
NAVI|NAVIENT CP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|145
NAVI|NAVIENT CP CMN|EGXM|CBOE TRADING, INC.|91032
NAVI|NAVIENT CP CMN|EGXW|CBOE TRADING, INC.|6047
NAVI|NAVIENT CP CMN|ELEV|ELEVATION, LLC|21794
NAVI|NAVIENT CP CMN|ESPO|ESPOSITO SECURITIES, LLC|24293
NAVI|NAVIENT CP CMN|ETBE|Electronic Transaction Clearing, Inc.|273035
NAVI|NAVIENT CP CMN|ETCC|Electronic Transaction Clearing, Inc.|4145
NAVI|NAVIENT CP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11996
NAVI|NAVIENT CP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21130
NAVI|NAVIENT CP CMN|ETRS|E*Trade Securities LLC|93668
NAVI|NAVIENT CP CMN|FBCO|Credit Suisse Securities (USA) LLC|5711229
NAVI|NAVIENT CP CMN|FBSB|U.S. Bancorp Investments, Inc.|17
NAVI|NAVIENT CP CMN|FILL|Tradestation Securities, Inc.|17376
NAVI|NAVIENT CP CMN|FMAF|NBCN Inc./ CDS|1256
NAVI|NAVIENT CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|1284435
NAVI|NAVIENT CP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31143
NAVI|NAVIENT CP CMN|FQLS|Quantlab Securities LP|1386084
NAVI|NAVIENT CP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|435640
NAVI|NAVIENT CP CMN|FTBR|Foliofn Investments, Inc.|149719
NAVI|NAVIENT CP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|84717
NAVI|NAVIENT CP CMN|GELP|RBC CAPITAL MARKETS, LLC|14911
NAVI|NAVIENT CP CMN|GHCC|Gordon, Haskett Capital Corporation|100
NAVI|NAVIENT CP CMN|GLIS|TD Securities Inc|50
NAVI|NAVIENT CP CMN|GLPX|ACS EXECUTION SERVICES, LLC|111029
NAVI|NAVIENT CP CMN|GSCO|GOLDMAN SACHS & CO. LLC|16497786
NAVI|NAVIENT CP CMN|GSCS|GOLDMAN SACHS & CO. LLC|182812
NAVI|NAVIENT CP CMN|GSLT|GOLDMAN SACHS & CO. LLC|51951
NAVI|NAVIENT CP CMN|GTSZ|GTS SECURITIES LLC|79458
NAVI|NAVIENT CP CMN|HPPX|POTAMUS TRADING, LLC|100621
NAVI|NAVIENT CP CMN|HRBF|American Enterprise Investment Services Inc.|9589
NAVI|NAVIENT CP CMN|HSBC|HSBC Securities, Inc.|238592
NAVI|NAVIENT CP CMN|IATS|INTERACTIVE BROKERS LLC|56531
NAVI|NAVIENT CP CMN|IBKR|Interactive Brokers Llc|446133
NAVI|NAVIENT CP CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2498
NAVI|NAVIENT CP CMN|ICBX|INSTINET, LLC|421765
NAVI|NAVIENT CP CMN|IEQY|CITADEL SECURITIES LLC|352062
NAVI|NAVIENT CP CMN|INCA|INSTINET, LLC|8150352
NAVI|NAVIENT CP CMN|INJX|INSTINET, LLC|67718
NAVI|NAVIENT CP CMN|ITGI|ITG Inc.|1988574
NAVI|NAVIENT CP CMN|ITGP|ITG INC.|1499000
NAVI|NAVIENT CP CMN|JANY|Janney Montgomery Scott Inc.|4537
NAVI|NAVIENT CP CMN|JEFF|JEFFERIES LLC|618348
NAVI|NAVIENT CP CMN|JMPT|JUMP TRADING, LLC|438149
NAVI|NAVIENT CP CMN|JONE|JonesTrading|1100
NAVI|NAVIENT CP CMN|JPBX|J.P. MORGAN SECURITIES LLC|374717
NAVI|NAVIENT CP CMN|JPMX|J.P. Morgan Securities LLC|2931466
NAVI|NAVIENT CP CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|6685
NAVI|NAVIENT CP CMN|JSJX|JANE STREET CAPITAL LLC|17783
NAVI|NAVIENT CP CMN|KBWI|Keefe, Bruyette & Woods, Inc.|291200
NAVI|NAVIENT CP CMN|KCGM|VIRTU Americas LLC|255609
NAVI|NAVIENT CP CMN|LEHM|Barclays Capital Inc./Le|4663266
NAVI|NAVIENT CP CMN|LIME|Lime Brokerage LLC|681331
NAVI|NAVIENT CP CMN|LMGP|LIME BROKERAGE LLC|29367
NAVI|NAVIENT CP CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|57400
NAVI|NAVIENT CP CMN|LOOP|Loop Capital Markets LLC|32299
NAVI|NAVIENT CP CMN|LQNA|LIQUIDNET, INC.|98100
NAVI|NAVIENT CP CMN|LQNB|LIQUIDNET, INC.|15300
NAVI|NAVIENT CP CMN|LSCI|Lek Securities Corporation|492
NAVI|NAVIENT CP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NAVI|NAVIENT CP CMN|MAGM|TOR BROKERAGE LLC|2000
NAVI|NAVIENT CP CMN|MAVB|Great Point Capital LLC|200
NAVI|NAVIENT CP CMN|MAXM|Maxim Group LLC|50
NAVI|NAVIENT CP CMN|MBTS|ALLY INVEST SECURITIES LLC|4598
NAVI|NAVIENT CP CMN|MICA|Spartan Securities Group, Ltd.|85000
NAVI|NAVIENT CP CMN|MKMP|MKM Partners LLC|29341
NAVI|NAVIENT CP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1168318
NAVI|NAVIENT CP CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
NAVI|NAVIENT CP CMN|MOTF|MOTIF INVESTING, INC.|18
NAVI|NAVIENT CP CMN|MSCO|MORGAN STANLEY & CO. LLC|12916802
NAVI|NAVIENT CP CMN|MSPL|MORGAN STANLEY & CO. LLC|1975800
NAVI|NAVIENT CP CMN|MSTX|MORGAN STANLEY & CO. LLC|1011200
NAVI|NAVIENT CP CMN|MTON|MILLINGTON SECURITIES, INC.|1883515
NAVI|NAVIENT CP CMN|NEUB|NEUBERGER BERMAN BD LLC|135
NAVI|NAVIENT CP CMN|NFSC|National Financial Services LLC|694417
NAVI|NAVIENT CP CMN|NITE|VIRTU Americas LLC|1749255
NAVI|NAVIENT CP CMN|NITP|VIRTU Americas LLC|202039
NAVI|NAVIENT CP CMN|NQRB|Brut, LLC|24224
NAVI|NAVIENT CP CMN|OPCO|Oppenheimer & Co. Inc.|6561
NAVI|NAVIENT CP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|12518
NAVI|NAVIENT CP CMN|PDQM|CODA MARKETS, INC.|121477
NAVI|NAVIENT CP CMN|PHLY|NASDAQ Execution Services, LLC|600
NAVI|NAVIENT CP CMN|POIN|PRECISION SECURITIES, LLC (POIN)|1200
NAVI|NAVIENT CP CMN|PUMA|Puma Capital, Llc|2093210
NAVI|NAVIENT CP CMN|PUMX|Puma Capital, LLC|300
NAVI|NAVIENT CP CMN|PWJC|UBS Financial Services, Inc.|51
NAVI|NAVIENT CP CMN|QMSR|QUATTRO M SECURITIES INC.|149813
NAVI|NAVIENT CP CMN|RAJA|Raymond James & Associates, Inc.|11674
NAVI|NAVIENT CP CMN|RBCM|RBC CAPITAL MARKETS, LLC|6686
NAVI|NAVIENT CP CMN|RGLD|Regal Securities, Inc|100
NAVI|NAVIENT CP CMN|SAGL|SAGETRADER, LLC|120371
NAVI|NAVIENT CP CMN|SAGW|SAGETRADER, LLC|4276
NAVI|NAVIENT CP CMN|SBSH|Citigroup Global Markets Inc.|8150150
NAVI|NAVIENT CP CMN|SEIC|SEI Investments Distribution Co.|5594
NAVI|NAVIENT CP CMN|SGMT|GOLDMAN SACHS & CO. LLC|796973
NAVI|NAVIENT CP CMN|SPDR|SPEEDROUTE LLC|22063
NAVI|NAVIENT CP CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|2600
NAVI|NAVIENT CP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5112
NAVI|NAVIENT CP CMN|STKP|STOCKPILE INVESTMENTS, INC.|754
NAVI|NAVIENT CP CMN|STXG|Stockcross Financial Services, Inc.|24
NAVI|NAVIENT CP CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|233
NAVI|NAVIENT CP CMN|SWIM|TD Ameritrade, Inc.|74309
NAVI|NAVIENT CP CMN|SWST|Hilltop Securities Inc.|2344
NAVI|NAVIENT CP CMN|TKNG|ALLY INVEST SECURITIES LLC|5571
NAVI|NAVIENT CP CMN|TOUR|TOURMALINE PARTNERS, LLC|20000
NAVI|NAVIENT CP CMN|TRBT|Tradebot Systems, Inc.|1320125
NAVI|NAVIENT CP CMN|TRCM|TRC MARKETS LLC|502128
NAVI|NAVIENT CP CMN|TTUC|CUTTONE & CO., INC.|1364
NAVI|NAVIENT CP CMN|TWTT|TASTYWORKS, INC.|100
NAVI|NAVIENT CP CMN|UBSA|UBS SECURITIES LLC|2988663
NAVI|NAVIENT CP CMN|UBSS|UBS Securities LLC|24290192
NAVI|NAVIENT CP CMN|VALX|VIRTU AMERICAS LLC|102737
NAVI|NAVIENT CP CMN|VGRD|Vanguard Marketing Corporation|13668
NAVI|NAVIENT CP CMN|WBET|Wallachbeth Capital LLC|205635
NAVI|NAVIENT CP CMN|WBLR|WILLIAM BLAIR|35547
NAVI|NAVIENT CP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|2200
NAVI|NAVIENT CP CMN|WCHV|WELLS FARGO SECURITIES, LLC|582521
NAVI|NAVIENT CP CMN|WDNX|WEEDEN & CO.L.P.|1218
NAVI|NAVIENT CP CMN|WEDB|WEDBUSH SECURITIES INC.|4073
NAVI|NAVIENT CP CMN|WEED|Weeden & Co.L.P.|9331
NAVI|NAVIENT CP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1962
NAVI|NAVIENT CP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13581
NAVI|NAVIENT CP CMN|WGIF|CIBC World Markets Inc.|4899
NAVI|NAVIENT CP CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|26589
NAVI|NAVIENT CP CMN|WSEA|WOLVERINE SECURITIES, LLC|8212
NAVI|NAVIENT CP CMN|XIST|INSTINET, LLC|296446
NAVI|NAVIENT CP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|159404
NAVI|NAVIENT CP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|9580
NAVI|NAVIENT CP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56118
NAZ|NUVEEN ARIZ QUAL INC|ALTX|Alternet Securities Inc.|400
NAZ|NUVEEN ARIZ QUAL INC|APCC|Apex Clearing Corporation|3
NAZ|NUVEEN ARIZ QUAL INC|BARD|Robert W. Baird & Co. Incorporated|1910
NAZ|NUVEEN ARIZ QUAL INC|BATM|CBOE TRADING, INC.|24
NAZ|NUVEEN ARIZ QUAL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
NAZ|NUVEEN ARIZ QUAL INC|CANT|Cantor Fitzgerald & Co.|4215
NAZ|NUVEEN ARIZ QUAL INC|CHAS|Charles Schwab & Co., Inc.|3
NAZ|NUVEEN ARIZ QUAL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NAZ|NUVEEN ARIZ QUAL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2000
NAZ|NUVEEN ARIZ QUAL INC|DBAX|Deutsche Bank Securities Inc.|7500
NAZ|NUVEEN ARIZ QUAL INC|DEAN|MORGAN STANLEY|2182
NAZ|NUVEEN ARIZ QUAL INC|EBXL|EBX LLC|100
NAZ|NUVEEN ARIZ QUAL INC|EDJO|Edward D. Jones & Co., L.P.|2355
NAZ|NUVEEN ARIZ QUAL INC|EGXM|CBOE TRADING, INC.|200
NAZ|NUVEEN ARIZ QUAL INC|ETRS|E*Trade Securities LLC|578
NAZ|NUVEEN ARIZ QUAL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3503
NAZ|NUVEEN ARIZ QUAL INC|FTBR|Foliofn Investments, Inc.|4
NAZ|NUVEEN ARIZ QUAL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
NAZ|NUVEEN ARIZ QUAL INC|GLPX|ACS EXECUTION SERVICES, LLC|420
NAZ|NUVEEN ARIZ QUAL INC|HRBF|American Enterprise Investment Services Inc.|3883
NAZ|NUVEEN ARIZ QUAL INC|IATS|INTERACTIVE BROKERS LLC|710
NAZ|NUVEEN ARIZ QUAL INC|IBKR|Interactive Brokers Llc|2498
NAZ|NUVEEN ARIZ QUAL INC|INCA|INSTINET, LLC|201
NAZ|NUVEEN ARIZ QUAL INC|ITGI|ITG Inc.|700
NAZ|NUVEEN ARIZ QUAL INC|ITGP|ITG INC.|800
NAZ|NUVEEN ARIZ QUAL INC|LEHM|Barclays Capital Inc./Le|1720
NAZ|NUVEEN ARIZ QUAL INC|MSCO|MORGAN STANLEY & CO. LLC|23590
NAZ|NUVEEN ARIZ QUAL INC|MSPL|MORGAN STANLEY & CO. LLC|5000
NAZ|NUVEEN ARIZ QUAL INC|NFSC|National Financial Services LLC|19602
NAZ|NUVEEN ARIZ QUAL INC|NITE|VIRTU Americas LLC|58984
NAZ|NUVEEN ARIZ QUAL INC|NQRB|Brut, LLC|500
NAZ|NUVEEN ARIZ QUAL INC|OPCO|Oppenheimer & Co. Inc.|243
NAZ|NUVEEN ARIZ QUAL INC|PDQM|CODA MARKETS, INC.|720
NAZ|NUVEEN ARIZ QUAL INC|PWJC|UBS Financial Services, Inc.|2700
NAZ|NUVEEN ARIZ QUAL INC|RBCM|RBC CAPITAL MARKETS, LLC|7528
NAZ|NUVEEN ARIZ QUAL INC|SBRX|MURIEL SIEBERT & CO INC|200
NAZ|NUVEEN ARIZ QUAL INC|STFL|Stifel, Nicolaus & Company, Incorporated|2240
NAZ|NUVEEN ARIZ QUAL INC|SWST|Hilltop Securities Inc.|2004
NAZ|NUVEEN ARIZ QUAL INC|TRBT|Tradebot Systems, Inc.|422
NAZ|NUVEEN ARIZ QUAL INC|UBSA|UBS SECURITIES LLC|3970
NAZ|NUVEEN ARIZ QUAL INC|UBSS|UBS Securities LLC|51931
NAZ|NUVEEN ARIZ QUAL INC|VALX|VIRTU AMERICAS LLC|200
NAZ|NUVEEN ARIZ QUAL INC|VGRD|Vanguard Marketing Corporation|1818
NAZ|NUVEEN ARIZ QUAL INC|WCHV|WELLS FARGO SECURITIES, LLC|17024
NAZ|NUVEEN ARIZ QUAL INC|WEDB|WEDBUSH SECURITIES INC.|4
NAZ|NUVEEN ARIZ QUAL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5463
NAZ|NUVEEN ARIZ QUAL INC|WSEA|WOLVERINE SECURITIES, LLC|1
NAZ|NUVEEN ARIZ QUAL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NAZ|NUVEEN ARIZ QUAL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17198
NBB|NUVEEN BUILD AMERICA|ALTX|Alternet Securities Inc.|500
NBB|NUVEEN BUILD AMERICA|APCC|Apex Clearing Corporation|39
NBB|NUVEEN BUILD AMERICA|BARD|Robert W. Baird & Co. Incorporated|175
NBB|NUVEEN BUILD AMERICA|BATM|CBOE TRADING, INC.|2499
NBB|NUVEEN BUILD AMERICA|BBNT|BB&T SECURITIES, LLC|1933
NBB|NUVEEN BUILD AMERICA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|203
NBB|NUVEEN BUILD AMERICA|CANT|Cantor Fitzgerald & Co.|100
NBB|NUVEEN BUILD AMERICA|CHAS|Charles Schwab & Co., Inc.|1
NBB|NUVEEN BUILD AMERICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13254
NBB|NUVEEN BUILD AMERICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1604
NBB|NUVEEN BUILD AMERICA|DADA|D.A. Davidson & Co.|1632
NBB|NUVEEN BUILD AMERICA|DBAX|Deutsche Bank Securities Inc.|3100
NBB|NUVEEN BUILD AMERICA|DEAN|MORGAN STANLEY|8731
NBB|NUVEEN BUILD AMERICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
NBB|NUVEEN BUILD AMERICA|EBXL|EBX LLC|4600
NBB|NUVEEN BUILD AMERICA|EDJO|Edward D. Jones & Co., L.P.|4147
NBB|NUVEEN BUILD AMERICA|EGXM|CBOE TRADING, INC.|94
NBB|NUVEEN BUILD AMERICA|ETCB|ETC BROKERAGE SERVICES, LLC|730
NBB|NUVEEN BUILD AMERICA|ETRS|E*Trade Securities LLC|885
NBB|NUVEEN BUILD AMERICA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1406
NBB|NUVEEN BUILD AMERICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3685
NBB|NUVEEN BUILD AMERICA|FTBR|Foliofn Investments, Inc.|22
NBB|NUVEEN BUILD AMERICA|GLPX|ACS EXECUTION SERVICES, LLC|812
NBB|NUVEEN BUILD AMERICA|GSCO|GOLDMAN SACHS & CO. LLC|1500
NBB|NUVEEN BUILD AMERICA|GSLT|GOLDMAN SACHS & CO. LLC|500
NBB|NUVEEN BUILD AMERICA|GTSZ|GTS SECURITIES LLC|200
NBB|NUVEEN BUILD AMERICA|HRBF|American Enterprise Investment Services Inc.|24278
NBB|NUVEEN BUILD AMERICA|IATS|INTERACTIVE BROKERS LLC|1754
NBB|NUVEEN BUILD AMERICA|IBKR|Interactive Brokers Llc|10847
NBB|NUVEEN BUILD AMERICA|ICBX|INSTINET, LLC|2127
NBB|NUVEEN BUILD AMERICA|INCA|INSTINET, LLC|2206
NBB|NUVEEN BUILD AMERICA|ITGI|ITG Inc.|60
NBB|NUVEEN BUILD AMERICA|ITGP|ITG INC.|3000
NBB|NUVEEN BUILD AMERICA|JANY|Janney Montgomery Scott Inc.|592
NBB|NUVEEN BUILD AMERICA|JEFF|JEFFERIES LLC|229
NBB|NUVEEN BUILD AMERICA|JPMX|J.P. Morgan Securities LLC|6562
NBB|NUVEEN BUILD AMERICA|KCGM|VIRTU Americas LLC|4750
NBB|NUVEEN BUILD AMERICA|LEHM|Barclays Capital Inc./Le|18800
NBB|NUVEEN BUILD AMERICA|LGNT|COR CLEARING LLC|4
NBB|NUVEEN BUILD AMERICA|LIME|Lime Brokerage LLC|91
NBB|NUVEEN BUILD AMERICA|MAXM|Maxim Group LLC|1750
NBB|NUVEEN BUILD AMERICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12800
NBB|NUVEEN BUILD AMERICA|MSCO|MORGAN STANLEY & CO. LLC|38048
NBB|NUVEEN BUILD AMERICA|MSPL|MORGAN STANLEY & CO. LLC|3100
NBB|NUVEEN BUILD AMERICA|NATL|National Securities Corporation|51412
NBB|NUVEEN BUILD AMERICA|NFSC|National Financial Services LLC|62356
NBB|NUVEEN BUILD AMERICA|NITE|VIRTU Americas LLC|127446
NBB|NUVEEN BUILD AMERICA|NQRB|Brut, LLC|2028
NBB|NUVEEN BUILD AMERICA|OPCO|Oppenheimer & Co. Inc.|967
NBB|NUVEEN BUILD AMERICA|PDQM|CODA MARKETS, INC.|1768
NBB|NUVEEN BUILD AMERICA|PWJC|UBS Financial Services, Inc.|230
NBB|NUVEEN BUILD AMERICA|RBCM|RBC CAPITAL MARKETS, LLC|6536
NBB|NUVEEN BUILD AMERICA|SALI|INTL FCSTONE FINANCIAL INC.|500
NBB|NUVEEN BUILD AMERICA|SBSH|Citigroup Global Markets Inc.|170
NBB|NUVEEN BUILD AMERICA|SEIC|SEI Investments Distribution Co.|400
NBB|NUVEEN BUILD AMERICA|SGMT|GOLDMAN SACHS & CO. LLC|6700
NBB|NUVEEN BUILD AMERICA|SPDR|SPEEDROUTE LLC|700
NBB|NUVEEN BUILD AMERICA|STFL|Stifel, Nicolaus & Company, Incorporated|8927
NBB|NUVEEN BUILD AMERICA|SWST|Hilltop Securities Inc.|1903
NBB|NUVEEN BUILD AMERICA|TRBT|Tradebot Systems, Inc.|1044
NBB|NUVEEN BUILD AMERICA|TRCM|TRC MARKETS LLC|100
NBB|NUVEEN BUILD AMERICA|UBSA|UBS SECURITIES LLC|16341
NBB|NUVEEN BUILD AMERICA|UBSS|UBS Securities LLC|62928
NBB|NUVEEN BUILD AMERICA|VALX|VIRTU AMERICAS LLC|200
NBB|NUVEEN BUILD AMERICA|VGRD|Vanguard Marketing Corporation|20663
NBB|NUVEEN BUILD AMERICA|WCHV|WELLS FARGO SECURITIES, LLC|44222
NBB|NUVEEN BUILD AMERICA|WEDB|WEDBUSH SECURITIES INC.|47
NBB|NUVEEN BUILD AMERICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|170
NBB|NUVEEN BUILD AMERICA|WSEA|WOLVERINE SECURITIES, LLC|406
NBB|NUVEEN BUILD AMERICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|12748
NBB|NUVEEN BUILD AMERICA|YKNA|COMHAR CAPITAL MARKETS, LLC|900
NBB|NUVEEN BUILD AMERICA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6750
NBD|NUVEEN BUILD AMERICA|AGIS|Aegis Capital Corp.|692
NBD|NUVEEN BUILD AMERICA|APCC|Apex Clearing Corporation|469
NBD|NUVEEN BUILD AMERICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1500
NBD|NUVEEN BUILD AMERICA|DADA|D.A. Davidson & Co.|17
NBD|NUVEEN BUILD AMERICA|DBAX|Deutsche Bank Securities Inc.|500
NBD|NUVEEN BUILD AMERICA|DEAN|MORGAN STANLEY|402
NBD|NUVEEN BUILD AMERICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
NBD|NUVEEN BUILD AMERICA|EBXL|EBX LLC|200
NBD|NUVEEN BUILD AMERICA|EDJO|Edward D. Jones & Co., L.P.|94
NBD|NUVEEN BUILD AMERICA|EGAM|CBOE TRADING, INC.|197
NBD|NUVEEN BUILD AMERICA|ETRS|E*Trade Securities LLC|2
NBD|NUVEEN BUILD AMERICA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|181
NBD|NUVEEN BUILD AMERICA|FTBR|Foliofn Investments, Inc.|19
NBD|NUVEEN BUILD AMERICA|IATS|INTERACTIVE BROKERS LLC|820
NBD|NUVEEN BUILD AMERICA|IBKR|Interactive Brokers Llc|1147
NBD|NUVEEN BUILD AMERICA|ICBX|INSTINET, LLC|100
NBD|NUVEEN BUILD AMERICA|ITGP|ITG INC.|800
NBD|NUVEEN BUILD AMERICA|JEFF|JEFFERIES LLC|1000
NBD|NUVEEN BUILD AMERICA|LEHM|Barclays Capital Inc./Le|1600
NBD|NUVEEN BUILD AMERICA|LIME|Lime Brokerage LLC|35
NBD|NUVEEN BUILD AMERICA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NBD|NUVEEN BUILD AMERICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
NBD|NUVEEN BUILD AMERICA|MSCO|MORGAN STANLEY & CO. LLC|3118
NBD|NUVEEN BUILD AMERICA|NFSC|National Financial Services LLC|10720
NBD|NUVEEN BUILD AMERICA|NITE|VIRTU Americas LLC|17770
NBD|NUVEEN BUILD AMERICA|NQRB|Brut, LLC|100
NBD|NUVEEN BUILD AMERICA|OPCO|Oppenheimer & Co. Inc.|903
NBD|NUVEEN BUILD AMERICA|PDQM|CODA MARKETS, INC.|200
NBD|NUVEEN BUILD AMERICA|PWJC|UBS Financial Services, Inc.|100
NBD|NUVEEN BUILD AMERICA|RBCM|RBC CAPITAL MARKETS, LLC|794
NBD|NUVEEN BUILD AMERICA|SGMT|GOLDMAN SACHS & CO. LLC|900
NBD|NUVEEN BUILD AMERICA|STFL|Stifel, Nicolaus & Company, Incorporated|2342
NBD|NUVEEN BUILD AMERICA|STXG|Stockcross Financial Services, Inc.|1
NBD|NUVEEN BUILD AMERICA|TRBT|Tradebot Systems, Inc.|10
NBD|NUVEEN BUILD AMERICA|UBSA|UBS SECURITIES LLC|1800
NBD|NUVEEN BUILD AMERICA|UBSS|UBS Securities LLC|12689
NBD|NUVEEN BUILD AMERICA|VALX|VIRTU AMERICAS LLC|357
NBD|NUVEEN BUILD AMERICA|VGRD|Vanguard Marketing Corporation|1279
NBD|NUVEEN BUILD AMERICA|WCHV|WELLS FARGO SECURITIES, LLC|1956
NBD|NUVEEN BUILD AMERICA|WSEA|WOLVERINE SECURITIES, LLC|2
NBD|NUVEEN BUILD AMERICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
NBD|NUVEEN BUILD AMERICA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1355
NBEV|NEW AGE BEVERAGES CM|AGIS|Aegis Capital Corp.|34100
NBEV|NEW AGE BEVERAGES CM|ALTX|Alternet Securities Inc.|3180
NBEV|NEW AGE BEVERAGES CM|APCC|Apex Clearing Corporation|9577
NBEV|NEW AGE BEVERAGES CM|BATM|CBOE TRADING, INC.|7907
NBEV|NEW AGE BEVERAGES CM|BBNT|BB&T SECURITIES, LLC|16627
NBEV|NEW AGE BEVERAGES CM|BERN|Sanford C. Bernstein & Co., LLC|20
NBEV|NEW AGE BEVERAGES CM|BIDS|BIDS TRADING L.P.|10200
NBEV|NEW AGE BEVERAGES CM|BIMI|Banca IMI Securities Corp.|25266
NBEV|NEW AGE BEVERAGES CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10821
NBEV|NEW AGE BEVERAGES CM|CHAS|Charles Schwab & Co., Inc.|3684
NBEV|NEW AGE BEVERAGES CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8221
NBEV|NEW AGE BEVERAGES CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15239
NBEV|NEW AGE BEVERAGES CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61591
NBEV|NEW AGE BEVERAGES CM|CTDL|Citadel Derivatives Group Llc|704
NBEV|NEW AGE BEVERAGES CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5606
NBEV|NEW AGE BEVERAGES CM|DBAB|Deutsche Bank Securities Inc.|59995
NBEV|NEW AGE BEVERAGES CM|DBAX|Deutsche Bank Securities Inc.|16900
NBEV|NEW AGE BEVERAGES CM|DEAN|MORGAN STANLEY|4750
NBEV|NEW AGE BEVERAGES CM|DEGS|RONIN PROFESSIONAL LLC|47749
NBEV|NEW AGE BEVERAGES CM|EBXL|EBX LLC|18000
NBEV|NEW AGE BEVERAGES CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2060
NBEV|NEW AGE BEVERAGES CM|EDJO|Edward D. Jones & Co., L.P.|2950
NBEV|NEW AGE BEVERAGES CM|EGAM|CBOE TRADING, INC.|1910
NBEV|NEW AGE BEVERAGES CM|EGXM|CBOE TRADING, INC.|4080
NBEV|NEW AGE BEVERAGES CM|ETBE|Electronic Transaction Clearing, Inc.|300
NBEV|NEW AGE BEVERAGES CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4594
NBEV|NEW AGE BEVERAGES CM|ETRS|E*Trade Securities LLC|388877
NBEV|NEW AGE BEVERAGES CM|FBCO|Credit Suisse Securities (USA) LLC|56710
NBEV|NEW AGE BEVERAGES CM|FBSB|U.S. Bancorp Investments, Inc.|1000
NBEV|NEW AGE BEVERAGES CM|FILL|Tradestation Securities, Inc.|8595
NBEV|NEW AGE BEVERAGES CM|FMAF|NBCN Inc./ CDS|2748
NBEV|NEW AGE BEVERAGES CM|FOMA|TD AMERITRADE CLEARING, INC.|1003829
NBEV|NEW AGE BEVERAGES CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15307
NBEV|NEW AGE BEVERAGES CM|FTBR|Foliofn Investments, Inc.|1164
NBEV|NEW AGE BEVERAGES CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3361
NBEV|NEW AGE BEVERAGES CM|GLPX|ACS EXECUTION SERVICES, LLC|6261
NBEV|NEW AGE BEVERAGES CM|GSCO|GOLDMAN SACHS & CO. LLC|22203
NBEV|NEW AGE BEVERAGES CM|GSLT|GOLDMAN SACHS & CO. LLC|930
NBEV|NEW AGE BEVERAGES CM|GTSZ|GTS SECURITIES LLC|2954
NBEV|NEW AGE BEVERAGES CM|HRBF|American Enterprise Investment Services Inc.|1800
NBEV|NEW AGE BEVERAGES CM|IATS|INTERACTIVE BROKERS LLC|43851
NBEV|NEW AGE BEVERAGES CM|IBKR|Interactive Brokers Llc|380988
NBEV|NEW AGE BEVERAGES CM|ICBX|INSTINET, LLC|28829
NBEV|NEW AGE BEVERAGES CM|INCA|INSTINET, LLC|22361
NBEV|NEW AGE BEVERAGES CM|INJX|INSTINET, LLC|51498
NBEV|NEW AGE BEVERAGES CM|ITGI|ITG Inc.|4666
NBEV|NEW AGE BEVERAGES CM|ITGP|ITG INC.|14800
NBEV|NEW AGE BEVERAGES CM|JANY|Janney Montgomery Scott Inc.|1000
NBEV|NEW AGE BEVERAGES CM|JEFF|JEFFERIES LLC|2400
NBEV|NEW AGE BEVERAGES CM|JMPT|JUMP TRADING, LLC|2963
NBEV|NEW AGE BEVERAGES CM|JONE|JonesTrading|9200
NBEV|NEW AGE BEVERAGES CM|JPBX|J.P. MORGAN SECURITIES LLC|44
NBEV|NEW AGE BEVERAGES CM|JPMX|J.P. Morgan Securities LLC|73876
NBEV|NEW AGE BEVERAGES CM|JSJX|JANE STREET CAPITAL LLC|1100
NBEV|NEW AGE BEVERAGES CM|KCGM|VIRTU Americas LLC|31832
NBEV|NEW AGE BEVERAGES CM|LEHM|Barclays Capital Inc./Le|104484
NBEV|NEW AGE BEVERAGES CM|LIME|Lime Brokerage LLC|27201
NBEV|NEW AGE BEVERAGES CM|LQNB|LIQUIDNET, INC.|10200
NBEV|NEW AGE BEVERAGES CM|LSCI|Lek Securities Corporation|381
NBEV|NEW AGE BEVERAGES CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
NBEV|NEW AGE BEVERAGES CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65638
NBEV|NEW AGE BEVERAGES CM|MSCO|MORGAN STANLEY & CO. LLC|197970
NBEV|NEW AGE BEVERAGES CM|MSPL|MORGAN STANLEY & CO. LLC|19500
NBEV|NEW AGE BEVERAGES CM|MSTX|MORGAN STANLEY & CO. LLC|800
NBEV|NEW AGE BEVERAGES CM|NFSC|National Financial Services LLC|643457
NBEV|NEW AGE BEVERAGES CM|NITE|VIRTU Americas LLC|1789676
NBEV|NEW AGE BEVERAGES CM|NITP|VIRTU Americas LLC|600
NBEV|NEW AGE BEVERAGES CM|NQRB|Brut, LLC|5000
NBEV|NEW AGE BEVERAGES CM|OPCO|Oppenheimer & Co. Inc.|1000
NBEV|NEW AGE BEVERAGES CM|PDQM|CODA MARKETS, INC.|12061
NBEV|NEW AGE BEVERAGES CM|PHLY|NASDAQ Execution Services, LLC|1600
NBEV|NEW AGE BEVERAGES CM|PWJC|UBS Financial Services, Inc.|31317
NBEV|NEW AGE BEVERAGES CM|RAJA|Raymond James & Associates, Inc.|20220
NBEV|NEW AGE BEVERAGES CM|RBCM|RBC CAPITAL MARKETS, LLC|13855
NBEV|NEW AGE BEVERAGES CM|SALI|INTL FCSTONE FINANCIAL INC.|1800
NBEV|NEW AGE BEVERAGES CM|SBSH|Citigroup Global Markets Inc.|11598
NBEV|NEW AGE BEVERAGES CM|SGMT|GOLDMAN SACHS & CO. LLC|34992
NBEV|NEW AGE BEVERAGES CM|SPDR|SPEEDROUTE LLC|1099
NBEV|NEW AGE BEVERAGES CM|SPTD|MINT GLOBAL MARKETS, INC.|200
NBEV|NEW AGE BEVERAGES CM|STFL|Stifel, Nicolaus & Company, Incorporated|4500
NBEV|NEW AGE BEVERAGES CM|SWIM|TD Ameritrade, Inc.|499915
NBEV|NEW AGE BEVERAGES CM|SWST|Hilltop Securities Inc.|147721
NBEV|NEW AGE BEVERAGES CM|TKNG|ALLY INVEST SECURITIES LLC|8038
NBEV|NEW AGE BEVERAGES CM|TRCM|TRC MARKETS LLC|400
NBEV|NEW AGE BEVERAGES CM|UBSA|UBS SECURITIES LLC|187542
NBEV|NEW AGE BEVERAGES CM|UBSS|UBS Securities LLC|114539
NBEV|NEW AGE BEVERAGES CM|VALX|VIRTU AMERICAS LLC|2086
NBEV|NEW AGE BEVERAGES CM|VGRD|Vanguard Marketing Corporation|49272
NBEV|NEW AGE BEVERAGES CM|WCHV|WELLS FARGO SECURITIES, LLC|45123
NBEV|NEW AGE BEVERAGES CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2185
NBEV|NEW AGE BEVERAGES CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21539
NBEV|NEW AGE BEVERAGES CM|WGIF|CIBC World Markets Inc.|4972
NBEV|NEW AGE BEVERAGES CM|WSEA|WOLVERINE SECURITIES, LLC|31667
NBEV|NEW AGE BEVERAGES CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|90472
NBEV|NEW AGE BEVERAGES CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2300
NBH|NEUBERGER B INT MUNI|ALTX|Alternet Securities Inc.|300
NBH|NEUBERGER B INT MUNI|APCC|Apex Clearing Corporation|4
NBH|NEUBERGER B INT MUNI|BANK|Primevest Financial Services, Inc.|3
NBH|NEUBERGER B INT MUNI|BARD|Robert W. Baird & Co. Incorporated|5975
NBH|NEUBERGER B INT MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
NBH|NEUBERGER B INT MUNI|BTIG|BTIG, LLC|9474
NBH|NEUBERGER B INT MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2369
NBH|NEUBERGER B INT MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4377
NBH|NEUBERGER B INT MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
NBH|NEUBERGER B INT MUNI|DADA|D.A. Davidson & Co.|700
NBH|NEUBERGER B INT MUNI|DBAX|Deutsche Bank Securities Inc.|600
NBH|NEUBERGER B INT MUNI|DEAN|MORGAN STANLEY|3435
NBH|NEUBERGER B INT MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4386
NBH|NEUBERGER B INT MUNI|EBXL|EBX LLC|7200
NBH|NEUBERGER B INT MUNI|EDJO|Edward D. Jones & Co., L.P.|382
NBH|NEUBERGER B INT MUNI|EGAM|CBOE TRADING, INC.|400
NBH|NEUBERGER B INT MUNI|EGXM|CBOE TRADING, INC.|300
NBH|NEUBERGER B INT MUNI|ESPO|ESPOSITO SECURITIES, LLC|252
NBH|NEUBERGER B INT MUNI|ETRS|E*Trade Securities LLC|1720
NBH|NEUBERGER B INT MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5678
NBH|NEUBERGER B INT MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18983
NBH|NEUBERGER B INT MUNI|FTBR|Foliofn Investments, Inc.|13
NBH|NEUBERGER B INT MUNI|GSCO|GOLDMAN SACHS & CO. LLC|3757
NBH|NEUBERGER B INT MUNI|GSCS|GOLDMAN SACHS & CO. LLC|300
NBH|NEUBERGER B INT MUNI|GSLT|GOLDMAN SACHS & CO. LLC|850
NBH|NEUBERGER B INT MUNI|HRBF|American Enterprise Investment Services Inc.|1825
NBH|NEUBERGER B INT MUNI|IATS|INTERACTIVE BROKERS LLC|1201
NBH|NEUBERGER B INT MUNI|IBKR|Interactive Brokers Llc|8409
NBH|NEUBERGER B INT MUNI|ICBX|INSTINET, LLC|2200
NBH|NEUBERGER B INT MUNI|INCA|INSTINET, LLC|1896
NBH|NEUBERGER B INT MUNI|ITGI|ITG Inc.|1300
NBH|NEUBERGER B INT MUNI|ITGP|ITG INC.|200
NBH|NEUBERGER B INT MUNI|JPMX|J.P. Morgan Securities LLC|600
NBH|NEUBERGER B INT MUNI|KCGM|VIRTU Americas LLC|700
NBH|NEUBERGER B INT MUNI|LEHM|Barclays Capital Inc./Le|400
NBH|NEUBERGER B INT MUNI|LIME|Lime Brokerage LLC|475
NBH|NEUBERGER B INT MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
NBH|NEUBERGER B INT MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NBH|NEUBERGER B INT MUNI|MSCO|MORGAN STANLEY & CO. LLC|43533
NBH|NEUBERGER B INT MUNI|MSPL|MORGAN STANLEY & CO. LLC|3500
NBH|NEUBERGER B INT MUNI|NFSC|National Financial Services LLC|38213
NBH|NEUBERGER B INT MUNI|NITE|VIRTU Americas LLC|70254
NBH|NEUBERGER B INT MUNI|NQRB|Brut, LLC|681
NBH|NEUBERGER B INT MUNI|OPCO|Oppenheimer & Co. Inc.|37581
NBH|NEUBERGER B INT MUNI|PWJC|UBS Financial Services, Inc.|23744
NBH|NEUBERGER B INT MUNI|RBCM|RBC CAPITAL MARKETS, LLC|5343
NBH|NEUBERGER B INT MUNI|SALI|INTL FCSTONE FINANCIAL INC.|274
NBH|NEUBERGER B INT MUNI|SBSH|Citigroup Global Markets Inc.|25149
NBH|NEUBERGER B INT MUNI|SGMT|GOLDMAN SACHS & CO. LLC|801
NBH|NEUBERGER B INT MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|4683
NBH|NEUBERGER B INT MUNI|SWST|Hilltop Securities Inc.|1009
NBH|NEUBERGER B INT MUNI|TRBT|Tradebot Systems, Inc.|200
NBH|NEUBERGER B INT MUNI|UBSA|UBS SECURITIES LLC|9474
NBH|NEUBERGER B INT MUNI|UBSS|UBS Securities LLC|79187
NBH|NEUBERGER B INT MUNI|VALX|VIRTU AMERICAS LLC|101
NBH|NEUBERGER B INT MUNI|VGRD|Vanguard Marketing Corporation|6800
NBH|NEUBERGER B INT MUNI|WCHV|WELLS FARGO SECURITIES, LLC|19896
NBH|NEUBERGER B INT MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4540
NBH|NEUBERGER B INT MUNI|WSEA|WOLVERINE SECURITIES, LLC|5
NBH|NEUBERGER B INT MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3039
NBHC|NATIONAL BANK HLDGS|ALTX|Alternet Securities Inc.|800
NBHC|NATIONAL BANK HLDGS|ANOS|ABEL/NOSER, L.L.C.|200
NBHC|NATIONAL BANK HLDGS|APCC|Apex Clearing Corporation|221
NBHC|NATIONAL BANK HLDGS|BARD|Robert W. Baird & Co. Incorporated|19
NBHC|NATIONAL BANK HLDGS|BATM|CBOE TRADING, INC.|919
NBHC|NATIONAL BANK HLDGS|BAYC|BAY CREST PARTNERS, LLC|514
NBHC|NATIONAL BANK HLDGS|BIDS|BIDS TRADING L.P.|200
NBHC|NATIONAL BANK HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2336
NBHC|NATIONAL BANK HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|9440
NBHC|NATIONAL BANK HLDGS|BRVL|BLAYLOCK VAN, LLC|200
NBHC|NATIONAL BANK HLDGS|BYXM|CBOE TRADING, INC.|45
NBHC|NATIONAL BANK HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|1531
NBHC|NATIONAL BANK HLDGS|CANT|Cantor Fitzgerald & Co.|108
NBHC|NATIONAL BANK HLDGS|CHAS|Charles Schwab & Co., Inc.|6394
NBHC|NATIONAL BANK HLDGS|CIST|Capital Institutional Services, Inc.|137
NBHC|NATIONAL BANK HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44584
NBHC|NATIONAL BANK HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
NBHC|NATIONAL BANK HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73913
NBHC|NATIONAL BANK HLDGS|CTDL|Citadel Derivatives Group Llc|1887
NBHC|NATIONAL BANK HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|11552
NBHC|NATIONAL BANK HLDGS|DADA|D.A. Davidson & Co.|4800
NBHC|NATIONAL BANK HLDGS|DBAB|Deutsche Bank Securities Inc.|76872
NBHC|NATIONAL BANK HLDGS|DBAX|Deutsche Bank Securities Inc.|52300
NBHC|NATIONAL BANK HLDGS|DBUL|Deutsche Bank Securities Inc.|600
NBHC|NATIONAL BANK HLDGS|DEAN|MORGAN STANLEY|79
NBHC|NATIONAL BANK HLDGS|EBXL|EBX LLC|48300
NBHC|NATIONAL BANK HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1889
NBHC|NATIONAL BANK HLDGS|EDJO|Edward D. Jones & Co., L.P.|62
NBHC|NATIONAL BANK HLDGS|EGAM|CBOE TRADING, INC.|1145
NBHC|NATIONAL BANK HLDGS|EGXM|CBOE TRADING, INC.|597
NBHC|NATIONAL BANK HLDGS|ETBE|Electronic Transaction Clearing, Inc.|1651
NBHC|NATIONAL BANK HLDGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3600
NBHC|NATIONAL BANK HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5811
NBHC|NATIONAL BANK HLDGS|ETRS|E*Trade Securities LLC|2
NBHC|NATIONAL BANK HLDGS|FMAF|NBCN Inc./ CDS|200
NBHC|NATIONAL BANK HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2732
NBHC|NATIONAL BANK HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52272
NBHC|NATIONAL BANK HLDGS|FTBR|Foliofn Investments, Inc.|487
NBHC|NATIONAL BANK HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|816
NBHC|NATIONAL BANK HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|272884
NBHC|NATIONAL BANK HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|596
NBHC|NATIONAL BANK HLDGS|GTSZ|GTS SECURITIES LLC|11664
NBHC|NATIONAL BANK HLDGS|HAPX|HAP Trading, LLC|6
NBHC|NATIONAL BANK HLDGS|HSBC|HSBC Securities, Inc.|100
NBHC|NATIONAL BANK HLDGS|IATS|INTERACTIVE BROKERS LLC|1603
NBHC|NATIONAL BANK HLDGS|IBKR|Interactive Brokers Llc|2693
NBHC|NATIONAL BANK HLDGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
NBHC|NATIONAL BANK HLDGS|ICBX|INSTINET, LLC|11500
NBHC|NATIONAL BANK HLDGS|IEQY|CITADEL SECURITIES LLC|16892
NBHC|NATIONAL BANK HLDGS|INCA|INSTINET, LLC|29530
NBHC|NATIONAL BANK HLDGS|INJX|INSTINET, LLC|4123
NBHC|NATIONAL BANK HLDGS|ITGI|ITG Inc.|26496
NBHC|NATIONAL BANK HLDGS|ITGP|ITG INC.|12800
NBHC|NATIONAL BANK HLDGS|JEFF|JEFFERIES LLC|22383
NBHC|NATIONAL BANK HLDGS|JMPT|JUMP TRADING, LLC|5532
NBHC|NATIONAL BANK HLDGS|JONE|JonesTrading|312
NBHC|NATIONAL BANK HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|10389
NBHC|NATIONAL BANK HLDGS|JPMX|J.P. Morgan Securities LLC|56760
NBHC|NATIONAL BANK HLDGS|JSJX|JANE STREET CAPITAL LLC|2834
NBHC|NATIONAL BANK HLDGS|KBWI|Keefe, Bruyette & Woods, Inc.|21982
NBHC|NATIONAL BANK HLDGS|KCGM|VIRTU Americas LLC|11345
NBHC|NATIONAL BANK HLDGS|LEHM|Barclays Capital Inc./Le|125708
NBHC|NATIONAL BANK HLDGS|LIME|Lime Brokerage LLC|14827
NBHC|NATIONAL BANK HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43432
NBHC|NATIONAL BANK HLDGS|MSCO|MORGAN STANLEY & CO. LLC|235799
NBHC|NATIONAL BANK HLDGS|MSPL|MORGAN STANLEY & CO. LLC|70200
NBHC|NATIONAL BANK HLDGS|MSTX|MORGAN STANLEY & CO. LLC|11800
NBHC|NATIONAL BANK HLDGS|NFSC|National Financial Services LLC|2412
NBHC|NATIONAL BANK HLDGS|NITE|VIRTU Americas LLC|50110
NBHC|NATIONAL BANK HLDGS|NQRB|Brut, LLC|4786
NBHC|NATIONAL BANK HLDGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NBHC|NATIONAL BANK HLDGS|PDQM|CODA MARKETS, INC.|800
NBHC|NATIONAL BANK HLDGS|PIPR|Piper Jaffray & Co.|25000
NBHC|NATIONAL BANK HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|435
NBHC|NATIONAL BANK HLDGS|SBSH|Citigroup Global Markets Inc.|24610
NBHC|NATIONAL BANK HLDGS|SEIC|SEI Investments Distribution Co.|100
NBHC|NATIONAL BANK HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|19700
NBHC|NATIONAL BANK HLDGS|SPDR|SPEEDROUTE LLC|900
NBHC|NATIONAL BANK HLDGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
NBHC|NATIONAL BANK HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|429
NBHC|NATIONAL BANK HLDGS|SWIM|TD Ameritrade, Inc.|1410
NBHC|NATIONAL BANK HLDGS|TRBT|Tradebot Systems, Inc.|24569
NBHC|NATIONAL BANK HLDGS|TRCM|TRC MARKETS LLC|13414
NBHC|NATIONAL BANK HLDGS|UBSA|UBS SECURITIES LLC|113898
NBHC|NATIONAL BANK HLDGS|UBSS|UBS Securities LLC|176326
NBHC|NATIONAL BANK HLDGS|VALX|VIRTU AMERICAS LLC|5472
NBHC|NATIONAL BANK HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|9291
NBHC|NATIONAL BANK HLDGS|WEED|Weeden & Co.L.P.|2770
NBHC|NATIONAL BANK HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
NBHC|NATIONAL BANK HLDGS|WFPB|Wells Fargo Securities, LLC.|25000
NBHC|NATIONAL BANK HLDGS|WSEA|WOLVERINE SECURITIES, LLC|1
NBHC|NATIONAL BANK HLDGS|XIST|INSTINET, LLC|9000
NBHC|NATIONAL BANK HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
NBHC|NATIONAL BANK HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2950
NBIX|NEUROCRINE BIOSCIENC|ALLN|Allen & Company LLC|720
NBIX|NEUROCRINE BIOSCIENC|ALTX|Alternet Securities Inc.|2178
NBIX|NEUROCRINE BIOSCIENC|APCC|Apex Clearing Corporation|197
NBIX|NEUROCRINE BIOSCIENC|BARD|Robert W. Baird & Co. Incorporated|2175
NBIX|NEUROCRINE BIOSCIENC|BATM|CBOE TRADING, INC.|7918
NBIX|NEUROCRINE BIOSCIENC|BAYC|BAY CREST PARTNERS, LLC|130
NBIX|NEUROCRINE BIOSCIENC|BAYT|BTIG, LLC|4000
NBIX|NEUROCRINE BIOSCIENC|BBNT|BB&T SECURITIES, LLC|145
NBIX|NEUROCRINE BIOSCIENC|BERN|Sanford C. Bernstein & Co., LLC|27160
NBIX|NEUROCRINE BIOSCIENC|BIDS|BIDS TRADING L.P.|7169
NBIX|NEUROCRINE BIOSCIENC|BIMI|Banca IMI Securities Corp.|2471
NBIX|NEUROCRINE BIOSCIENC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3309
NBIX|NEUROCRINE BIOSCIENC|BLKX|INSTINET, LLC|45228
NBIX|NEUROCRINE BIOSCIENC|BMOC|BMO Capital Markets Corp.|30173
NBIX|NEUROCRINE BIOSCIENC|BNPX|BNP PARIBAS SECURITIES CORP.|10229
NBIX|NEUROCRINE BIOSCIENC|BTIG|BTIG, LLC|36775
NBIX|NEUROCRINE BIOSCIENC|BYXM|CBOE TRADING, INC.|752
NBIX|NEUROCRINE BIOSCIENC|CANT|Cantor Fitzgerald & Co.|56
NBIX|NEUROCRINE BIOSCIENC|CHAS|Charles Schwab & Co., Inc.|180
NBIX|NEUROCRINE BIOSCIENC|CIST|Capital Institutional Services, Inc.|6495
NBIX|NEUROCRINE BIOSCIENC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50133
NBIX|NEUROCRINE BIOSCIENC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|119
NBIX|NEUROCRINE BIOSCIENC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|460
NBIX|NEUROCRINE BIOSCIENC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|333401
NBIX|NEUROCRINE BIOSCIENC|CTDL|Citadel Derivatives Group Llc|5639
NBIX|NEUROCRINE BIOSCIENC|CXCX|CITIGROUP GLOBAL MARKETS INC.|32956
NBIX|NEUROCRINE BIOSCIENC|DBAB|Deutsche Bank Securities Inc.|530122
NBIX|NEUROCRINE BIOSCIENC|DBAX|Deutsche Bank Securities Inc.|179900
NBIX|NEUROCRINE BIOSCIENC|DBUL|Deutsche Bank Securities Inc.|14524
NBIX|NEUROCRINE BIOSCIENC|DEAN|MORGAN STANLEY|1393
NBIX|NEUROCRINE BIOSCIENC|DEGS|RONIN PROFESSIONAL LLC|39860
NBIX|NEUROCRINE BIOSCIENC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|160
NBIX|NEUROCRINE BIOSCIENC|EBXL|EBX LLC|89400
NBIX|NEUROCRINE BIOSCIENC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3709
NBIX|NEUROCRINE BIOSCIENC|EDJO|Edward D. Jones & Co., L.P.|379
NBIX|NEUROCRINE BIOSCIENC|EGAM|CBOE TRADING, INC.|3764
NBIX|NEUROCRINE BIOSCIENC|EGAW|CBOE TRADING, INC.|22
NBIX|NEUROCRINE BIOSCIENC|EGMT|EG MARKET TECHNOLOGIES LLC|1370
NBIX|NEUROCRINE BIOSCIENC|EGXM|CBOE TRADING, INC.|1400
NBIX|NEUROCRINE BIOSCIENC|EGXW|CBOE TRADING, INC.|890
NBIX|NEUROCRINE BIOSCIENC|ETBE|Electronic Transaction Clearing, Inc.|4678
NBIX|NEUROCRINE BIOSCIENC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2955
NBIX|NEUROCRINE BIOSCIENC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|83767
NBIX|NEUROCRINE BIOSCIENC|ETRS|E*Trade Securities LLC|55631
NBIX|NEUROCRINE BIOSCIENC|FBCO|Credit Suisse Securities (USA) LLC|290340
NBIX|NEUROCRINE BIOSCIENC|FILL|Tradestation Securities, Inc.|285
NBIX|NEUROCRINE BIOSCIENC|FMAF|NBCN Inc./ CDS|15
NBIX|NEUROCRINE BIOSCIENC|FOMA|TD AMERITRADE CLEARING, INC.|117332
NBIX|NEUROCRINE BIOSCIENC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|620
NBIX|NEUROCRINE BIOSCIENC|FQLS|Quantlab Securities LP|211004
NBIX|NEUROCRINE BIOSCIENC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70335
NBIX|NEUROCRINE BIOSCIENC|FTBR|Foliofn Investments, Inc.|187
NBIX|NEUROCRINE BIOSCIENC|GEBB|GLOBAL EXECUTION BROKERS, LP|25218
NBIX|NEUROCRINE BIOSCIENC|GLPX|ACS EXECUTION SERVICES, LLC|22902
NBIX|NEUROCRINE BIOSCIENC|GSCO|GOLDMAN SACHS & CO. LLC|689861
NBIX|NEUROCRINE BIOSCIENC|GSCS|GOLDMAN SACHS & CO. LLC|24594
NBIX|NEUROCRINE BIOSCIENC|GSLT|GOLDMAN SACHS & CO. LLC|2646
NBIX|NEUROCRINE BIOSCIENC|GTSZ|GTS SECURITIES LLC|61717
NBIX|NEUROCRINE BIOSCIENC|HAPX|HAP Trading, LLC|1627
NBIX|NEUROCRINE BIOSCIENC|HRBF|American Enterprise Investment Services Inc.|1084
NBIX|NEUROCRINE BIOSCIENC|HSBC|HSBC Securities, Inc.|69429
NBIX|NEUROCRINE BIOSCIENC|IAEC|Israel A. Englander & Co., LLC|4860
NBIX|NEUROCRINE BIOSCIENC|IATS|INTERACTIVE BROKERS LLC|8227
NBIX|NEUROCRINE BIOSCIENC|IBKR|Interactive Brokers Llc|36262
NBIX|NEUROCRINE BIOSCIENC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|67
NBIX|NEUROCRINE BIOSCIENC|ICBX|INSTINET, LLC|16226
NBIX|NEUROCRINE BIOSCIENC|IEQY|CITADEL SECURITIES LLC|134772
NBIX|NEUROCRINE BIOSCIENC|INCA|INSTINET, LLC|368041
NBIX|NEUROCRINE BIOSCIENC|INJX|INSTINET, LLC|232122
NBIX|NEUROCRINE BIOSCIENC|ITGI|ITG Inc.|13310
NBIX|NEUROCRINE BIOSCIENC|ITGP|ITG INC.|176000
NBIX|NEUROCRINE BIOSCIENC|JANY|Janney Montgomery Scott Inc.|10
NBIX|NEUROCRINE BIOSCIENC|JEFF|JEFFERIES LLC|726941
NBIX|NEUROCRINE BIOSCIENC|JMPT|JUMP TRADING, LLC|52657
NBIX|NEUROCRINE BIOSCIENC|JONE|JonesTrading|681
NBIX|NEUROCRINE BIOSCIENC|JPBX|J.P. MORGAN SECURITIES LLC|55976
NBIX|NEUROCRINE BIOSCIENC|JPMX|J.P. Morgan Securities LLC|327614
NBIX|NEUROCRINE BIOSCIENC|JSJX|JANE STREET CAPITAL LLC|9821
NBIX|NEUROCRINE BIOSCIENC|KCGM|VIRTU Americas LLC|26907
NBIX|NEUROCRINE BIOSCIENC|LEER|LEERINK PARTNERS LLC|2800
NBIX|NEUROCRINE BIOSCIENC|LEHM|Barclays Capital Inc./Le|796236
NBIX|NEUROCRINE BIOSCIENC|LIME|Lime Brokerage LLC|158598
NBIX|NEUROCRINE BIOSCIENC|LOOP|Loop Capital Markets LLC|1613
NBIX|NEUROCRINE BIOSCIENC|LQNA|LIQUIDNET, INC.|22400
NBIX|NEUROCRINE BIOSCIENC|MAXM|Maxim Group LLC|50
NBIX|NEUROCRINE BIOSCIENC|MBTS|ALLY INVEST SECURITIES LLC|1167
NBIX|NEUROCRINE BIOSCIENC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77492
NBIX|NEUROCRINE BIOSCIENC|MOTF|MOTIF INVESTING, INC.|22
NBIX|NEUROCRINE BIOSCIENC|MSCO|MORGAN STANLEY & CO. LLC|1956404
NBIX|NEUROCRINE BIOSCIENC|MSPL|MORGAN STANLEY & CO. LLC|239400
NBIX|NEUROCRINE BIOSCIENC|MSTX|MORGAN STANLEY & CO. LLC|27200
NBIX|NEUROCRINE BIOSCIENC|MZHO|Mizuho Securities USA LLC|7450
NBIX|NEUROCRINE BIOSCIENC|NFSC|National Financial Services LLC|76239
NBIX|NEUROCRINE BIOSCIENC|NITE|VIRTU Americas LLC|381663
NBIX|NEUROCRINE BIOSCIENC|NITP|VIRTU Americas LLC|5749
NBIX|NEUROCRINE BIOSCIENC|NQRB|Brut, LLC|8280
NBIX|NEUROCRINE BIOSCIENC|NTRC|Northern Trust Securities, Inc.|1332
NBIX|NEUROCRINE BIOSCIENC|OPCO|Oppenheimer & Co. Inc.|3557
NBIX|NEUROCRINE BIOSCIENC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2022
NBIX|NEUROCRINE BIOSCIENC|PDQM|CODA MARKETS, INC.|62187
NBIX|NEUROCRINE BIOSCIENC|PHLY|NASDAQ Execution Services, LLC|200
NBIX|NEUROCRINE BIOSCIENC|PICT|Pictet Overseas Inc.|6311
NBIX|NEUROCRINE BIOSCIENC|PIPR|Piper Jaffray & Co.|10054
NBIX|NEUROCRINE BIOSCIENC|PWJC|UBS Financial Services, Inc.|213
NBIX|NEUROCRINE BIOSCIENC|RAJA|Raymond James & Associates, Inc.|2670
NBIX|NEUROCRINE BIOSCIENC|RBCM|RBC CAPITAL MARKETS, LLC|1668
NBIX|NEUROCRINE BIOSCIENC|SAGL|SAGETRADER, LLC|25785
NBIX|NEUROCRINE BIOSCIENC|SAGW|SAGETRADER, LLC|226
NBIX|NEUROCRINE BIOSCIENC|SBSH|Citigroup Global Markets Inc.|248720
NBIX|NEUROCRINE BIOSCIENC|SGMT|GOLDMAN SACHS & CO. LLC|105927
NBIX|NEUROCRINE BIOSCIENC|SOGO|Wang Investment Associates, Inc.|900
NBIX|NEUROCRINE BIOSCIENC|SPDR|SPEEDROUTE LLC|10724
NBIX|NEUROCRINE BIOSCIENC|SPTD|MINT GLOBAL MARKETS, INC.|429
NBIX|NEUROCRINE BIOSCIENC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1400
NBIX|NEUROCRINE BIOSCIENC|STFL|Stifel, Nicolaus & Company, Incorporated|630
NBIX|NEUROCRINE BIOSCIENC|SWIM|TD Ameritrade, Inc.|8259
NBIX|NEUROCRINE BIOSCIENC|SWST|Hilltop Securities Inc.|3691
NBIX|NEUROCRINE BIOSCIENC|TDSI|TD Securities (USA) LLC|700
NBIX|NEUROCRINE BIOSCIENC|TKNG|ALLY INVEST SECURITIES LLC|96
NBIX|NEUROCRINE BIOSCIENC|TRBT|Tradebot Systems, Inc.|228282
NBIX|NEUROCRINE BIOSCIENC|TRCM|TRC MARKETS LLC|93251
NBIX|NEUROCRINE BIOSCIENC|TWTT|TASTYWORKS, INC.|8
NBIX|NEUROCRINE BIOSCIENC|UBSA|UBS SECURITIES LLC|346889
NBIX|NEUROCRINE BIOSCIENC|UBSS|UBS Securities LLC|1072789
NBIX|NEUROCRINE BIOSCIENC|VALX|VIRTU AMERICAS LLC|8165
NBIX|NEUROCRINE BIOSCIENC|VGRD|Vanguard Marketing Corporation|6488
NBIX|NEUROCRINE BIOSCIENC|WABR|Wall Street Access|7100
NBIX|NEUROCRINE BIOSCIENC|WBPX|SUMMIT SECURITIES GROUP, LLC|5700
NBIX|NEUROCRINE BIOSCIENC|WCHV|WELLS FARGO SECURITIES, LLC|309400
NBIX|NEUROCRINE BIOSCIENC|WEDB|WEDBUSH SECURITIES INC.|200
NBIX|NEUROCRINE BIOSCIENC|WEED|Weeden & Co.L.P.|882
NBIX|NEUROCRINE BIOSCIENC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21064
NBIX|NEUROCRINE BIOSCIENC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16545
NBIX|NEUROCRINE BIOSCIENC|WFPB|Wells Fargo Securities, LLC.|700
NBIX|NEUROCRINE BIOSCIENC|WGIF|CIBC World Markets Inc.|112
NBIX|NEUROCRINE BIOSCIENC|WHOT|JUST2TRADE, INC.|200
NBIX|NEUROCRINE BIOSCIENC|WOLF|Wolfe Trahan Securities|100
NBIX|NEUROCRINE BIOSCIENC|WSAG|WALL STREET ACCESS|235
NBIX|NEUROCRINE BIOSCIENC|WSEA|WOLVERINE SECURITIES, LLC|2204
NBIX|NEUROCRINE BIOSCIENC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|427
NBIX|NEUROCRINE BIOSCIENC|XIST|INSTINET, LLC|6470
NBIX|NEUROCRINE BIOSCIENC|XPUS|XP SECURITIES, LLC|223
NBIX|NEUROCRINE BIOSCIENC|XSTM|NATIONAL FINANCIAL SERVICES LLC|41980
NBIX|NEUROCRINE BIOSCIENC|YKNA|COMHAR CAPITAL MARKETS, LLC|8239
NBIX|NEUROCRINE BIOSCIENC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
NBL|NOBLE ENERGY INC|ABLE|NATIXIS Securities Americas LLC|220265
NBL|NOBLE ENERGY INC|ALTX|Alternet Securities Inc.|28817
NBL|NOBLE ENERGY INC|APCC|Apex Clearing Corporation|13664
NBL|NOBLE ENERGY INC|AQUA|AQUA SECURITIES L.P.|10000
NBL|NOBLE ENERGY INC|BANK|Primevest Financial Services, Inc.|512
NBL|NOBLE ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|6508
NBL|NOBLE ENERGY INC|BATM|CBOE TRADING, INC.|16241
NBL|NOBLE ENERGY INC|BAYC|BAY CREST PARTNERS, LLC|772
NBL|NOBLE ENERGY INC|BAYT|BTIG, LLC|46586
NBL|NOBLE ENERGY INC|BBNT|BB&T SECURITIES, LLC|5572
NBL|NOBLE ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|294241
NBL|NOBLE ENERGY INC|BIDS|BIDS TRADING L.P.|5400
NBL|NOBLE ENERGY INC|BIMI|Banca IMI Securities Corp.|31
NBL|NOBLE ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56928
NBL|NOBLE ENERGY INC|BLKX|INSTINET, LLC|215500
NBL|NOBLE ENERGY INC|BMOC|BMO Capital Markets Corp.|44223
NBL|NOBLE ENERGY INC|BNPX|BNP PARIBAS SECURITIES CORP.|151789
NBL|NOBLE ENERGY INC|BTIG|BTIG, LLC|130524
NBL|NOBLE ENERGY INC|BYXM|CBOE TRADING, INC.|4010
NBL|NOBLE ENERGY INC|BZYD|GOLDMAN SACHS & CO. LLC|2259
NBL|NOBLE ENERGY INC|CABR|Cabrera Capital Markets, Inc.|850
NBL|NOBLE ENERGY INC|CANT|Cantor Fitzgerald & Co.|253
NBL|NOBLE ENERGY INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|201800
NBL|NOBLE ENERGY INC|CBRA|Cobra Trading, Inc.|4400
NBL|NOBLE ENERGY INC|CHAS|Charles Schwab & Co., Inc.|5991
NBL|NOBLE ENERGY INC|CIBP|CIBC World Markets Corp.|27127
NBL|NOBLE ENERGY INC|CICF|Canaccord Genuity Corp.|843
NBL|NOBLE ENERGY INC|CIST|Capital Institutional Services, Inc.|501
NBL|NOBLE ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|170066
NBL|NOBLE ENERGY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|104
NBL|NOBLE ENERGY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4281
NBL|NOBLE ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|946451
NBL|NOBLE ENERGY INC|CTDL|Citadel Derivatives Group Llc|169034
NBL|NOBLE ENERGY INC|CTLR|CUTLER GROUP, LP|200
NBL|NOBLE ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|219804
NBL|NOBLE ENERGY INC|DADA|D.A. Davidson & Co.|568
NBL|NOBLE ENERGY INC|DBAB|Deutsche Bank Securities Inc.|1353285
NBL|NOBLE ENERGY INC|DBAX|Deutsche Bank Securities Inc.|829600
NBL|NOBLE ENERGY INC|DBUL|Deutsche Bank Securities Inc.|25146
NBL|NOBLE ENERGY INC|DCHF|Dart Executions, LLC|5323
NBL|NOBLE ENERGY INC|DEAN|MORGAN STANLEY|54424
NBL|NOBLE ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|2700
NBL|NOBLE ENERGY INC|EBXL|EBX LLC|1147500
NBL|NOBLE ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|17864
NBL|NOBLE ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|7589
NBL|NOBLE ENERGY INC|EGAM|CBOE TRADING, INC.|62421
NBL|NOBLE ENERGY INC|EGAW|CBOE TRADING, INC.|905
NBL|NOBLE ENERGY INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
NBL|NOBLE ENERGY INC|EGXM|CBOE TRADING, INC.|11925
NBL|NOBLE ENERGY INC|EGXW|CBOE TRADING, INC.|617
NBL|NOBLE ENERGY INC|ESPO|ESPOSITO SECURITIES, LLC|1504
NBL|NOBLE ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|69805
NBL|NOBLE ENERGY INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2000
NBL|NOBLE ENERGY INC|ETCC|Electronic Transaction Clearing, Inc.|1683
NBL|NOBLE ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18385
NBL|NOBLE ENERGY INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2846
NBL|NOBLE ENERGY INC|ETRS|E*Trade Securities LLC|188886
NBL|NOBLE ENERGY INC|FILL|Tradestation Securities, Inc.|18037
NBL|NOBLE ENERGY INC|FINX|FINTECH SECURITIES|50
NBL|NOBLE ENERGY INC|FMAF|NBCN Inc./ CDS|24144
NBL|NOBLE ENERGY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6211
NBL|NOBLE ENERGY INC|FQLS|Quantlab Securities LP|1023968
NBL|NOBLE ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|290712
NBL|NOBLE ENERGY INC|FTBR|Foliofn Investments, Inc.|9936
NBL|NOBLE ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2236
NBL|NOBLE ENERGY INC|GLIS|TD Securities Inc|2000
NBL|NOBLE ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|37176
NBL|NOBLE ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|2904209
NBL|NOBLE ENERGY INC|GSCS|GOLDMAN SACHS & CO. LLC|1400
NBL|NOBLE ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|31017
NBL|NOBLE ENERGY INC|GTSZ|GTS SECURITIES LLC|415979
NBL|NOBLE ENERGY INC|HAPX|HAP Trading, LLC|922
NBL|NOBLE ENERGY INC|HRBF|American Enterprise Investment Services Inc.|2865
NBL|NOBLE ENERGY INC|HSBC|HSBC Securities, Inc.|100
NBL|NOBLE ENERGY INC|IATS|INTERACTIVE BROKERS LLC|26494
NBL|NOBLE ENERGY INC|IBKR|Interactive Brokers Llc|65002
NBL|NOBLE ENERGY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2159
NBL|NOBLE ENERGY INC|ICBX|INSTINET, LLC|267358
NBL|NOBLE ENERGY INC|IEQY|CITADEL SECURITIES LLC|814174
NBL|NOBLE ENERGY INC|INCA|INSTINET, LLC|1158022
NBL|NOBLE ENERGY INC|INJX|INSTINET, LLC|39613
NBL|NOBLE ENERGY INC|INTL|INTL FCSTONE FINANCIAL INC.|1584
NBL|NOBLE ENERGY INC|ITGI|ITG Inc.|78764
NBL|NOBLE ENERGY INC|ITGP|ITG INC.|436200
NBL|NOBLE ENERGY INC|JANY|Janney Montgomery Scott Inc.|1066
NBL|NOBLE ENERGY INC|JEFF|JEFFERIES LLC|1084062
NBL|NOBLE ENERGY INC|JMPT|JUMP TRADING, LLC|307048
NBL|NOBLE ENERGY INC|JONE|JonesTrading|17493
NBL|NOBLE ENERGY INC|JPBX|J.P. MORGAN SECURITIES LLC|543565
NBL|NOBLE ENERGY INC|JPMX|J.P. Morgan Securities LLC|1223174
NBL|NOBLE ENERGY INC|JSJX|JANE STREET CAPITAL LLC|16390
NBL|NOBLE ENERGY INC|KCGM|VIRTU Americas LLC|162621
NBL|NOBLE ENERGY INC|LEHM|Barclays Capital Inc./Le|2180152
NBL|NOBLE ENERGY INC|LIME|Lime Brokerage LLC|219213
NBL|NOBLE ENERGY INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|852264
NBL|NOBLE ENERGY INC|LOOP|Loop Capital Markets LLC|600
NBL|NOBLE ENERGY INC|LQNA|LIQUIDNET, INC.|294500
NBL|NOBLE ENERGY INC|LSCI|Lek Securities Corporation|3856
NBL|NOBLE ENERGY INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NBL|NOBLE ENERGY INC|MACQ|Macquarie Capital (USA) Inc.|15500
NBL|NOBLE ENERGY INC|MAXM|Maxim Group LLC|1000
NBL|NOBLE ENERGY INC|MBTS|ALLY INVEST SECURITIES LLC|61
NBL|NOBLE ENERGY INC|MCMF|Raymond James Ltd. Cds|17230
NBL|NOBLE ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|331464
NBL|NOBLE ENERGY INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
NBL|NOBLE ENERGY INC|MNDX|TJM Investments, LLC|115032
NBL|NOBLE ENERGY INC|MOTF|MOTIF INVESTING, INC.|39
NBL|NOBLE ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|5156885
NBL|NOBLE ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|1417200
NBL|NOBLE ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|902400
NBL|NOBLE ENERGY INC|NEUB|NEUBERGER BERMAN BD LLC|100
NBL|NOBLE ENERGY INC|NFSC|National Financial Services LLC|283095
NBL|NOBLE ENERGY INC|NITE|VIRTU Americas LLC|1221121
NBL|NOBLE ENERGY INC|NITP|VIRTU Americas LLC|3550
NBL|NOBLE ENERGY INC|NQRB|Brut, LLC|129016
NBL|NOBLE ENERGY INC|NTBF|BMO Nesbitt Burns Inc./CDS|175
NBL|NOBLE ENERGY INC|NTRC|Northern Trust Securities, Inc.|46417
NBL|NOBLE ENERGY INC|OHOS|TWO SIGMA SECURITIES, LLC|204805
NBL|NOBLE ENERGY INC|OPCO|Oppenheimer & Co. Inc.|92574
NBL|NOBLE ENERGY INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NBL|NOBLE ENERGY INC|PDQM|CODA MARKETS, INC.|79986
NBL|NOBLE ENERGY INC|PHLY|NASDAQ Execution Services, LLC|4000
NBL|NOBLE ENERGY INC|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|700
NBL|NOBLE ENERGY INC|PICT|Pictet Overseas Inc.|98
NBL|NOBLE ENERGY INC|PIPR|Piper Jaffray & Co.|2200
NBL|NOBLE ENERGY INC|PWJC|UBS Financial Services, Inc.|13483
NBL|NOBLE ENERGY INC|QMSR|QUATTRO M SECURITIES INC.|4642
NBL|NOBLE ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|27609
NBL|NOBLE ENERGY INC|RJLC|RJL CAPITAL GROUP, LLC|2500
NBL|NOBLE ENERGY INC|SAGL|SAGETRADER, LLC|72137
NBL|NOBLE ENERGY INC|SAGW|SAGETRADER, LLC|752
NBL|NOBLE ENERGY INC|SALI|INTL FCSTONE FINANCIAL INC.|1450
NBL|NOBLE ENERGY INC|SBSH|Citigroup Global Markets Inc.|1269064
NBL|NOBLE ENERGY INC|SCMC|Scotia Capital Markets (USA) Inc.|500
NBL|NOBLE ENERGY INC|SEIC|SEI Investments Distribution Co.|700
NBL|NOBLE ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|433778
NBL|NOBLE ENERGY INC|SHMR|ABN Amro Clearing LLC|262
NBL|NOBLE ENERGY INC|SIBO|Prime Executions, Inc.|53977
NBL|NOBLE ENERGY INC|SJLS|TRADE INFORMATICS LLC|200
NBL|NOBLE ENERGY INC|SPDR|SPEEDROUTE LLC|105200
NBL|NOBLE ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|4590
NBL|NOBLE ENERGY INC|STKP|STOCKPILE INVESTMENTS, INC.|2
NBL|NOBLE ENERGY INC|STRS|STRATEGAS RESEARCH PARTNERS|16493
NBL|NOBLE ENERGY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12630
NBL|NOBLE ENERGY INC|SWIM|TD Ameritrade, Inc.|124632
NBL|NOBLE ENERGY INC|SWST|Hilltop Securities Inc.|4376
NBL|NOBLE ENERGY INC|TAGC|TELSEY ADVISORY GROUP LLC|1200
NBL|NOBLE ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|511
NBL|NOBLE ENERGY INC|TMBR|Timber Hill LLC|600
NBL|NOBLE ENERGY INC|TOUR|TOURMALINE PARTNERS, LLC|72300
NBL|NOBLE ENERGY INC|TRBT|Tradebot Systems, Inc.|895082
NBL|NOBLE ENERGY INC|TRCM|TRC MARKETS LLC|1451387
NBL|NOBLE ENERGY INC|TWTT|TASTYWORKS, INC.|163
NBL|NOBLE ENERGY INC|UBSA|UBS SECURITIES LLC|1573035
NBL|NOBLE ENERGY INC|UBSS|UBS Securities LLC|2762982
NBL|NOBLE ENERGY INC|VALX|VIRTU AMERICAS LLC|126731
NBL|NOBLE ENERGY INC|VGRD|Vanguard Marketing Corporation|29640
NBL|NOBLE ENERGY INC|WBET|Wallachbeth Capital LLC|23742
NBL|NOBLE ENERGY INC|WBLR|WILLIAM BLAIR|440
NBL|NOBLE ENERGY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|20869
NBL|NOBLE ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|158480
NBL|NOBLE ENERGY INC|WDNX|WEEDEN & CO.L.P.|4742
NBL|NOBLE ENERGY INC|WEDB|WEDBUSH SECURITIES INC.|31491
NBL|NOBLE ENERGY INC|WEED|Weeden & Co.L.P.|5989
NBL|NOBLE ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|63374
NBL|NOBLE ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33010
NBL|NOBLE ENERGY INC|WGIF|CIBC World Markets Inc.|11827
NBL|NOBLE ENERGY INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2966
NBL|NOBLE ENERGY INC|WOLF|Wolfe Trahan Securities|10600
NBL|NOBLE ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|6363
NBL|NOBLE ENERGY INC|XIST|INSTINET, LLC|79184
NBL|NOBLE ENERGY INC|XPQR|Jump Trading|1628
NBL|NOBLE ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|52460
NBL|NOBLE ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3868
NBL|NOBLE ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4389
NBLX|NOBLE MIDSTREAM PART|ABLE|NATIXIS Securities Americas LLC|4200
NBLX|NOBLE MIDSTREAM PART|ALTX|Alternet Securities Inc.|16359
NBLX|NOBLE MIDSTREAM PART|ANOS|ABEL/NOSER, L.L.C.|100
NBLX|NOBLE MIDSTREAM PART|APCC|Apex Clearing Corporation|26
NBLX|NOBLE MIDSTREAM PART|BARD|Robert W. Baird & Co. Incorporated|500
NBLX|NOBLE MIDSTREAM PART|BATM|CBOE TRADING, INC.|1517
NBLX|NOBLE MIDSTREAM PART|BERN|Sanford C. Bernstein & Co., LLC|207
NBLX|NOBLE MIDSTREAM PART|BIDS|BIDS TRADING L.P.|900
NBLX|NOBLE MIDSTREAM PART|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4904
NBLX|NOBLE MIDSTREAM PART|BLKX|INSTINET, LLC|5000
NBLX|NOBLE MIDSTREAM PART|BNPX|BNP PARIBAS SECURITIES CORP.|23
NBLX|NOBLE MIDSTREAM PART|BTIG|BTIG, LLC|1200
NBLX|NOBLE MIDSTREAM PART|BYXM|CBOE TRADING, INC.|700
NBLX|NOBLE MIDSTREAM PART|BZYD|GOLDMAN SACHS & CO. LLC|1501
NBLX|NOBLE MIDSTREAM PART|CHAS|Charles Schwab & Co., Inc.|5
NBLX|NOBLE MIDSTREAM PART|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28373
NBLX|NOBLE MIDSTREAM PART|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8639
NBLX|NOBLE MIDSTREAM PART|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|650
NBLX|NOBLE MIDSTREAM PART|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55985
NBLX|NOBLE MIDSTREAM PART|CTDL|Citadel Derivatives Group Llc|181
NBLX|NOBLE MIDSTREAM PART|CXCX|CITIGROUP GLOBAL MARKETS INC.|4708
NBLX|NOBLE MIDSTREAM PART|DBAB|Deutsche Bank Securities Inc.|8119
NBLX|NOBLE MIDSTREAM PART|DBAX|Deutsche Bank Securities Inc.|62100
NBLX|NOBLE MIDSTREAM PART|DEAN|MORGAN STANLEY|10225
NBLX|NOBLE MIDSTREAM PART|DEGS|RONIN PROFESSIONAL LLC|300
NBLX|NOBLE MIDSTREAM PART|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
NBLX|NOBLE MIDSTREAM PART|EBXL|EBX LLC|34300
NBLX|NOBLE MIDSTREAM PART|ECUT|CONVERGEX EXECUTION SOLUTIONS|966
NBLX|NOBLE MIDSTREAM PART|EDJO|Edward D. Jones & Co., L.P.|295
NBLX|NOBLE MIDSTREAM PART|EGAM|CBOE TRADING, INC.|4190
NBLX|NOBLE MIDSTREAM PART|EGXM|CBOE TRADING, INC.|1555
NBLX|NOBLE MIDSTREAM PART|ETBE|Electronic Transaction Clearing, Inc.|2693
NBLX|NOBLE MIDSTREAM PART|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
NBLX|NOBLE MIDSTREAM PART|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10960
NBLX|NOBLE MIDSTREAM PART|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
NBLX|NOBLE MIDSTREAM PART|ETRS|E*Trade Securities LLC|2682
NBLX|NOBLE MIDSTREAM PART|FBRC|B. RILEY FBR, INC.|36937
NBLX|NOBLE MIDSTREAM PART|FILL|Tradestation Securities, Inc.|300
NBLX|NOBLE MIDSTREAM PART|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19610
NBLX|NOBLE MIDSTREAM PART|FTBR|Foliofn Investments, Inc.|20
NBLX|NOBLE MIDSTREAM PART|GLPX|ACS EXECUTION SERVICES, LLC|43709
NBLX|NOBLE MIDSTREAM PART|GSCO|GOLDMAN SACHS & CO. LLC|41217
NBLX|NOBLE MIDSTREAM PART|GSCS|GOLDMAN SACHS & CO. LLC|200
NBLX|NOBLE MIDSTREAM PART|GSLT|GOLDMAN SACHS & CO. LLC|736
NBLX|NOBLE MIDSTREAM PART|GTSZ|GTS SECURITIES LLC|27185
NBLX|NOBLE MIDSTREAM PART|HAPX|HAP Trading, LLC|100
NBLX|NOBLE MIDSTREAM PART|HRBF|American Enterprise Investment Services Inc.|394
NBLX|NOBLE MIDSTREAM PART|IATS|INTERACTIVE BROKERS LLC|10560
NBLX|NOBLE MIDSTREAM PART|IBKR|Interactive Brokers Llc|8883
NBLX|NOBLE MIDSTREAM PART|ICBX|INSTINET, LLC|2650
NBLX|NOBLE MIDSTREAM PART|INCA|INSTINET, LLC|11016
NBLX|NOBLE MIDSTREAM PART|ITGI|ITG Inc.|6017
NBLX|NOBLE MIDSTREAM PART|ITGP|ITG INC.|38400
NBLX|NOBLE MIDSTREAM PART|JEFF|JEFFERIES LLC|6066
NBLX|NOBLE MIDSTREAM PART|JMPT|JUMP TRADING, LLC|2369
NBLX|NOBLE MIDSTREAM PART|JPMX|J.P. Morgan Securities LLC|63978
NBLX|NOBLE MIDSTREAM PART|JSJX|JANE STREET CAPITAL LLC|3172
NBLX|NOBLE MIDSTREAM PART|KCGM|VIRTU Americas LLC|18028
NBLX|NOBLE MIDSTREAM PART|LEHM|Barclays Capital Inc./Le|84309
NBLX|NOBLE MIDSTREAM PART|LIME|Lime Brokerage LLC|12223
NBLX|NOBLE MIDSTREAM PART|LQNA|LIQUIDNET, INC.|15000
NBLX|NOBLE MIDSTREAM PART|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51922
NBLX|NOBLE MIDSTREAM PART|MSCO|MORGAN STANLEY & CO. LLC|67325
NBLX|NOBLE MIDSTREAM PART|MSPL|MORGAN STANLEY & CO. LLC|33400
NBLX|NOBLE MIDSTREAM PART|MULL|MARK J. MULLER EQUITIES, INC.|1100
NBLX|NOBLE MIDSTREAM PART|NFSC|National Financial Services LLC|16859
NBLX|NOBLE MIDSTREAM PART|NITE|VIRTU Americas LLC|76845
NBLX|NOBLE MIDSTREAM PART|NQRB|Brut, LLC|1890
NBLX|NOBLE MIDSTREAM PART|OPCO|Oppenheimer & Co. Inc.|376
NBLX|NOBLE MIDSTREAM PART|PDQM|CODA MARKETS, INC.|86620
NBLX|NOBLE MIDSTREAM PART|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|56000
NBLX|NOBLE MIDSTREAM PART|PWJC|UBS Financial Services, Inc.|750
NBLX|NOBLE MIDSTREAM PART|RBCM|RBC CAPITAL MARKETS, LLC|241
NBLX|NOBLE MIDSTREAM PART|SAGL|SAGETRADER, LLC|2128
NBLX|NOBLE MIDSTREAM PART|SBSH|Citigroup Global Markets Inc.|20317
NBLX|NOBLE MIDSTREAM PART|SGMT|GOLDMAN SACHS & CO. LLC|29943
NBLX|NOBLE MIDSTREAM PART|SPDR|SPEEDROUTE LLC|8363
NBLX|NOBLE MIDSTREAM PART|SPTD|MINT GLOBAL MARKETS, INC.|6386
NBLX|NOBLE MIDSTREAM PART|STFL|Stifel, Nicolaus & Company, Incorporated|21995
NBLX|NOBLE MIDSTREAM PART|SWIM|TD Ameritrade, Inc.|10822
NBLX|NOBLE MIDSTREAM PART|TRBT|Tradebot Systems, Inc.|5295
NBLX|NOBLE MIDSTREAM PART|TRCM|TRC MARKETS LLC|7715
NBLX|NOBLE MIDSTREAM PART|UBSA|UBS SECURITIES LLC|227243
NBLX|NOBLE MIDSTREAM PART|UBSS|UBS Securities LLC|266234
NBLX|NOBLE MIDSTREAM PART|VALX|VIRTU AMERICAS LLC|6855
NBLX|NOBLE MIDSTREAM PART|VGRD|Vanguard Marketing Corporation|6348
NBLX|NOBLE MIDSTREAM PART|WCHV|WELLS FARGO SECURITIES, LLC|39592
NBLX|NOBLE MIDSTREAM PART|WEED|Weeden & Co.L.P.|1150
NBLX|NOBLE MIDSTREAM PART|WEXX|WOLVERINE EXECUTION SERVICES, LLC|460
NBLX|NOBLE MIDSTREAM PART|WFPB|Wells Fargo Securities, LLC.|5368
NBLX|NOBLE MIDSTREAM PART|WOLF|Wolfe Trahan Securities|100
NBLX|NOBLE MIDSTREAM PART|WSEA|WOLVERINE SECURITIES, LLC|700
NBLX|NOBLE MIDSTREAM PART|XSTM|NATIONAL FINANCIAL SERVICES LLC|2360
NBLX|NOBLE MIDSTREAM PART|YKNA|COMHAR CAPITAL MARKETS, LLC|7935
NBLX|NOBLE MIDSTREAM PART|YLPL|Linsco/Private Ledger Financial Services, Incorporated|206
NBN|NORTHEAST BNCP|APCC|Apex Clearing Corporation|17
NBN|NORTHEAST BNCP|BATM|CBOE TRADING, INC.|59
NBN|NORTHEAST BNCP|BERN|Sanford C. Bernstein & Co., LLC|3835
NBN|NORTHEAST BNCP|BMOC|BMO Capital Markets Corp.|1181
NBN|NORTHEAST BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|657
NBN|NORTHEAST BNCP|BTIG|BTIG, LLC|5913
NBN|NORTHEAST BNCP|BZYD|GOLDMAN SACHS & CO. LLC|326
NBN|NORTHEAST BNCP|CHAS|Charles Schwab & Co., Inc.|2
NBN|NORTHEAST BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|424
NBN|NORTHEAST BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|101
NBN|NORTHEAST BNCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|80
NBN|NORTHEAST BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2750
NBN|NORTHEAST BNCP|CTDL|Citadel Derivatives Group Llc|333
NBN|NORTHEAST BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
NBN|NORTHEAST BNCP|DBAB|Deutsche Bank Securities Inc.|18505
NBN|NORTHEAST BNCP|DBAX|Deutsche Bank Securities Inc.|600
NBN|NORTHEAST BNCP|DBUL|Deutsche Bank Securities Inc.|1800
NBN|NORTHEAST BNCP|DEGS|RONIN PROFESSIONAL LLC|3540
NBN|NORTHEAST BNCP|EBXL|EBX LLC|300
NBN|NORTHEAST BNCP|EGXM|CBOE TRADING, INC.|4
NBN|NORTHEAST BNCP|FBCO|Credit Suisse Securities (USA) LLC|58927
NBN|NORTHEAST BNCP|FILL|Tradestation Securities, Inc.|44
NBN|NORTHEAST BNCP|FOMA|TD AMERITRADE CLEARING, INC.|2344
NBN|NORTHEAST BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|530
NBN|NORTHEAST BNCP|FTBR|Foliofn Investments, Inc.|2
NBN|NORTHEAST BNCP|GEBB|GLOBAL EXECUTION BROKERS, LP|1887
NBN|NORTHEAST BNCP|GSCO|GOLDMAN SACHS & CO. LLC|71539
NBN|NORTHEAST BNCP|GSCS|GOLDMAN SACHS & CO. LLC|61
NBN|NORTHEAST BNCP|GSLT|GOLDMAN SACHS & CO. LLC|326
NBN|NORTHEAST BNCP|GTSZ|GTS SECURITIES LLC|101
NBN|NORTHEAST BNCP|IBKR|Interactive Brokers Llc|16791
NBN|NORTHEAST BNCP|ICBX|INSTINET, LLC|100
NBN|NORTHEAST BNCP|IEQY|CITADEL SECURITIES LLC|400
NBN|NORTHEAST BNCP|INCA|INSTINET, LLC|11423
NBN|NORTHEAST BNCP|INJX|INSTINET, LLC|2602
NBN|NORTHEAST BNCP|ITGI|ITG Inc.|3892
NBN|NORTHEAST BNCP|ITGP|ITG INC.|200
NBN|NORTHEAST BNCP|JANY|Janney Montgomery Scott Inc.|83
NBN|NORTHEAST BNCP|JEFF|JEFFERIES LLC|4039
NBN|NORTHEAST BNCP|JPMX|J.P. Morgan Securities LLC|195
NBN|NORTHEAST BNCP|KCGM|VIRTU Americas LLC|1461
NBN|NORTHEAST BNCP|LEHM|Barclays Capital Inc./Le|9883
NBN|NORTHEAST BNCP|LIME|Lime Brokerage LLC|13823
NBN|NORTHEAST BNCP|LMGP|LIME BROKERAGE LLC|7093
NBN|NORTHEAST BNCP|MAXM|Maxim Group LLC|413
NBN|NORTHEAST BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NBN|NORTHEAST BNCP|MSCO|MORGAN STANLEY & CO. LLC|42601
NBN|NORTHEAST BNCP|MSPL|MORGAN STANLEY & CO. LLC|900
NBN|NORTHEAST BNCP|MSTX|MORGAN STANLEY & CO. LLC|1000
NBN|NORTHEAST BNCP|NFSC|National Financial Services LLC|7760
NBN|NORTHEAST BNCP|NITE|VIRTU Americas LLC|10732
NBN|NORTHEAST BNCP|NQRB|Brut, LLC|200
NBN|NORTHEAST BNCP|RAJA|Raymond James & Associates, Inc.|125
NBN|NORTHEAST BNCP|SBSH|Citigroup Global Markets Inc.|7598
NBN|NORTHEAST BNCP|SGMT|GOLDMAN SACHS & CO. LLC|852
NBN|NORTHEAST BNCP|SPDR|SPEEDROUTE LLC|600
NBN|NORTHEAST BNCP|TRBT|Tradebot Systems, Inc.|1309
NBN|NORTHEAST BNCP|TRCM|TRC MARKETS LLC|12297
NBN|NORTHEAST BNCP|UBSA|UBS SECURITIES LLC|8981
NBN|NORTHEAST BNCP|UBSS|UBS Securities LLC|33100
NBN|NORTHEAST BNCP|VALX|VIRTU AMERICAS LLC|337
NBN|NORTHEAST BNCP|VGRD|Vanguard Marketing Corporation|1000
NBN|NORTHEAST BNCP|WCHV|WELLS FARGO SECURITIES, LLC|6827
NBN|NORTHEAST BNCP|WEED|Weeden & Co.L.P.|4838
NBN|NORTHEAST BNCP|WFPB|Wells Fargo Securities, LLC.|1376
NBN|NORTHEAST BNCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1290
NBN|NORTHEAST BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
NBO|NEUBERGER B NY INT M|ALTX|Alternet Securities Inc.|100
NBO|NEUBERGER B NY INT M|APCC|Apex Clearing Corporation|14
NBO|NEUBERGER B NY INT M|BATM|CBOE TRADING, INC.|1164
NBO|NEUBERGER B NY INT M|BTIG|BTIG, LLC|2290
NBO|NEUBERGER B NY INT M|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
NBO|NEUBERGER B NY INT M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2149
NBO|NEUBERGER B NY INT M|CXCX|CITIGROUP GLOBAL MARKETS INC.|602
NBO|NEUBERGER B NY INT M|DBAX|Deutsche Bank Securities Inc.|1300
NBO|NEUBERGER B NY INT M|DEAN|MORGAN STANLEY|5000
NBO|NEUBERGER B NY INT M|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
NBO|NEUBERGER B NY INT M|EBXL|EBX LLC|100
NBO|NEUBERGER B NY INT M|EGXM|CBOE TRADING, INC.|642
NBO|NEUBERGER B NY INT M|ETRS|E*Trade Securities LLC|2278
NBO|NEUBERGER B NY INT M|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3002
NBO|NEUBERGER B NY INT M|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3493
NBO|NEUBERGER B NY INT M|GSCO|GOLDMAN SACHS & CO. LLC|586
NBO|NEUBERGER B NY INT M|IATS|INTERACTIVE BROKERS LLC|1490
NBO|NEUBERGER B NY INT M|IBKR|Interactive Brokers Llc|7339
NBO|NEUBERGER B NY INT M|ICBX|INSTINET, LLC|900
NBO|NEUBERGER B NY INT M|ITGI|ITG Inc.|100
NBO|NEUBERGER B NY INT M|JANY|Janney Montgomery Scott Inc.|2
NBO|NEUBERGER B NY INT M|JEFF|JEFFERIES LLC|900
NBO|NEUBERGER B NY INT M|JPMX|J.P. Morgan Securities LLC|1372
NBO|NEUBERGER B NY INT M|KCGM|VIRTU Americas LLC|346
NBO|NEUBERGER B NY INT M|LEHM|Barclays Capital Inc./Le|2800
NBO|NEUBERGER B NY INT M|LIME|Lime Brokerage LLC|200
NBO|NEUBERGER B NY INT M|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
NBO|NEUBERGER B NY INT M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
NBO|NEUBERGER B NY INT M|MSCO|MORGAN STANLEY & CO. LLC|38988
NBO|NEUBERGER B NY INT M|MSPL|MORGAN STANLEY & CO. LLC|2700
NBO|NEUBERGER B NY INT M|MSTX|MORGAN STANLEY & CO. LLC|1500
NBO|NEUBERGER B NY INT M|NFSC|National Financial Services LLC|20745
NBO|NEUBERGER B NY INT M|NITE|VIRTU Americas LLC|36704
NBO|NEUBERGER B NY INT M|NQRB|Brut, LLC|3
NBO|NEUBERGER B NY INT M|OPCO|Oppenheimer & Co. Inc.|1109
NBO|NEUBERGER B NY INT M|PWJC|UBS Financial Services, Inc.|16780
NBO|NEUBERGER B NY INT M|RBCM|RBC CAPITAL MARKETS, LLC|1713
NBO|NEUBERGER B NY INT M|SGMT|GOLDMAN SACHS & CO. LLC|134
NBO|NEUBERGER B NY INT M|STFL|Stifel, Nicolaus & Company, Incorporated|1
NBO|NEUBERGER B NY INT M|SWIM|TD Ameritrade, Inc.|900
NBO|NEUBERGER B NY INT M|UBSA|UBS SECURITIES LLC|5500
NBO|NEUBERGER B NY INT M|UBSS|UBS Securities LLC|28227
NBO|NEUBERGER B NY INT M|VALX|VIRTU AMERICAS LLC|931
NBO|NEUBERGER B NY INT M|VGRD|Vanguard Marketing Corporation|1003
NBO|NEUBERGER B NY INT M|WCHV|WELLS FARGO SECURITIES, LLC|2449
NBO|NEUBERGER B NY INT M|WEXX|WOLVERINE EXECUTION SERVICES, LLC|221
NBO|NEUBERGER B NY INT M|WSEA|WOLVERINE SECURITIES, LLC|1
NBO|NEUBERGER B NY INT M|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
NBO|NEUBERGER B NY INT M|YLPL|Linsco/Private Ledger Financial Services, Incorporated|578
NBR|NABORS INDS LTD NEW|ABLE|NATIXIS Securities Americas LLC|6112
NBR|NABORS INDS LTD NEW|ADAM|CANACCORD GENUITY INC.|118070
NBR|NABORS INDS LTD NEW|AGIS|Aegis Capital Corp.|1800
NBR|NABORS INDS LTD NEW|ALFA|ALPHA TRADING L.P.|124884
NBR|NABORS INDS LTD NEW|ALTX|Alternet Securities Inc.|29505
NBR|NABORS INDS LTD NEW|APCC|Apex Clearing Corporation|74991
NBR|NABORS INDS LTD NEW|BARD|Robert W. Baird & Co. Incorporated|8596
NBR|NABORS INDS LTD NEW|BATM|CBOE TRADING, INC.|7512
NBR|NABORS INDS LTD NEW|BAYC|BAY CREST PARTNERS, LLC|11920
NBR|NABORS INDS LTD NEW|BAYT|BTIG, LLC|44900
NBR|NABORS INDS LTD NEW|BBNT|BB&T SECURITIES, LLC|1610
NBR|NABORS INDS LTD NEW|BERN|Sanford C. Bernstein & Co., LLC|152414
NBR|NABORS INDS LTD NEW|BIAD|SAGETRADER, LLC|1000
NBR|NABORS INDS LTD NEW|BIDS|BIDS TRADING L.P.|4400
NBR|NABORS INDS LTD NEW|BIMI|Banca IMI Securities Corp.|1000
NBR|NABORS INDS LTD NEW|BKCM|BNY Mellon Capital Markets LLC|38988
NBR|NABORS INDS LTD NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|87446
NBR|NABORS INDS LTD NEW|BLKX|INSTINET, LLC|268438
NBR|NABORS INDS LTD NEW|BMOC|BMO Capital Markets Corp.|716100
NBR|NABORS INDS LTD NEW|BNPX|BNP PARIBAS SECURITIES CORP.|12156
NBR|NABORS INDS LTD NEW|BRVL|BLAYLOCK VAN, LLC|1500
NBR|NABORS INDS LTD NEW|BTIG|BTIG, LLC|667467
NBR|NABORS INDS LTD NEW|BYXM|CBOE TRADING, INC.|4587
NBR|NABORS INDS LTD NEW|CANT|Cantor Fitzgerald & Co.|228930
NBR|NABORS INDS LTD NEW|CBLC|CITIGROUP GLOBAL MARKETS INC.|40000
NBR|NABORS INDS LTD NEW|CHAS|Charles Schwab & Co., Inc.|53378
NBR|NABORS INDS LTD NEW|CICF|Canaccord Genuity Corp.|6551
NBR|NABORS INDS LTD NEW|CIST|Capital Institutional Services, Inc.|5392
NBR|NABORS INDS LTD NEW|CLSA|CLSA AMERICAS, LLC|1600
NBR|NABORS INDS LTD NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1107677
NBR|NABORS INDS LTD NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21712
NBR|NABORS INDS LTD NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4140008
NBR|NABORS INDS LTD NEW|CTDL|Citadel Derivatives Group Llc|45680
NBR|NABORS INDS LTD NEW|CTLR|CUTLER GROUP, LP|6200
NBR|NABORS INDS LTD NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|1333822
NBR|NABORS INDS LTD NEW|DADA|D.A. Davidson & Co.|2040
NBR|NABORS INDS LTD NEW|DAVA|Davenport & Company LLC|1000
NBR|NABORS INDS LTD NEW|DBAB|Deutsche Bank Securities Inc.|2206134
NBR|NABORS INDS LTD NEW|DBAX|Deutsche Bank Securities Inc.|5606100
NBR|NABORS INDS LTD NEW|DBUL|Deutsche Bank Securities Inc.|53203
NBR|NABORS INDS LTD NEW|DCHF|Dart Executions, LLC|10058
NBR|NABORS INDS LTD NEW|DEAN|MORGAN STANLEY|70776
NBR|NABORS INDS LTD NEW|DEGS|RONIN PROFESSIONAL LLC|200
NBR|NABORS INDS LTD NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|129261
NBR|NABORS INDS LTD NEW|EBXL|EBX LLC|2450500
NBR|NABORS INDS LTD NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|10594
NBR|NABORS INDS LTD NEW|EDFC|E D & F MAN CAPITAL MARKETS INC.|11900
NBR|NABORS INDS LTD NEW|EDJC|Edward Jones / CDS|408
NBR|NABORS INDS LTD NEW|EDJO|Edward D. Jones & Co., L.P.|12782
NBR|NABORS INDS LTD NEW|EGAM|CBOE TRADING, INC.|28829
NBR|NABORS INDS LTD NEW|EGAW|CBOE TRADING, INC.|739
NBR|NABORS INDS LTD NEW|EGXM|CBOE TRADING, INC.|6930
NBR|NABORS INDS LTD NEW|EGXW|CBOE TRADING, INC.|400
NBR|NABORS INDS LTD NEW|ETBE|Electronic Transaction Clearing, Inc.|65897
NBR|NABORS INDS LTD NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
NBR|NABORS INDS LTD NEW|ETCC|Electronic Transaction Clearing, Inc.|290
NBR|NABORS INDS LTD NEW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
NBR|NABORS INDS LTD NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14312
NBR|NABORS INDS LTD NEW|ETRS|E*Trade Securities LLC|3132851
NBR|NABORS INDS LTD NEW|FBRC|B. RILEY FBR, INC.|1000
NBR|NABORS INDS LTD NEW|FBSB|U.S. Bancorp Investments, Inc.|135
NBR|NABORS INDS LTD NEW|FILL|Tradestation Securities, Inc.|20236
NBR|NABORS INDS LTD NEW|FMAF|NBCN Inc./ CDS|4500
NBR|NABORS INDS LTD NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|105050
NBR|NABORS INDS LTD NEW|FQLS|Quantlab Securities LP|1943724
NBR|NABORS INDS LTD NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|871958
NBR|NABORS INDS LTD NEW|FTBR|Foliofn Investments, Inc.|1279
NBR|NABORS INDS LTD NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|118100
NBR|NABORS INDS LTD NEW|GLIS|TD Securities Inc|200
NBR|NABORS INDS LTD NEW|GLPX|ACS EXECUTION SERVICES, LLC|34038
NBR|NABORS INDS LTD NEW|GSCO|GOLDMAN SACHS & CO. LLC|8871201
NBR|NABORS INDS LTD NEW|GSCS|GOLDMAN SACHS & CO. LLC|269076
NBR|NABORS INDS LTD NEW|GSLT|GOLDMAN SACHS & CO. LLC|52137
NBR|NABORS INDS LTD NEW|GTSZ|GTS SECURITIES LLC|333973
NBR|NABORS INDS LTD NEW|HRBF|American Enterprise Investment Services Inc.|22259
NBR|NABORS INDS LTD NEW|HSBC|HSBC Securities, Inc.|1100
NBR|NABORS INDS LTD NEW|IATS|INTERACTIVE BROKERS LLC|456417
NBR|NABORS INDS LTD NEW|IBKR|Interactive Brokers Llc|859023
NBR|NABORS INDS LTD NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1808
NBR|NABORS INDS LTD NEW|ICBX|INSTINET, LLC|1451346
NBR|NABORS INDS LTD NEW|IEQY|CITADEL SECURITIES LLC|599486
NBR|NABORS INDS LTD NEW|INCA|INSTINET, LLC|1155448
NBR|NABORS INDS LTD NEW|INJX|INSTINET, LLC|1513386
NBR|NABORS INDS LTD NEW|ITGI|ITG Inc.|213829
NBR|NABORS INDS LTD NEW|ITGP|ITG INC.|1488400
NBR|NABORS INDS LTD NEW|JANY|Janney Montgomery Scott Inc.|1811
NBR|NABORS INDS LTD NEW|JEFF|JEFFERIES LLC|3182168
NBR|NABORS INDS LTD NEW|JMPT|JUMP TRADING, LLC|453873
NBR|NABORS INDS LTD NEW|JONE|JonesTrading|36
NBR|NABORS INDS LTD NEW|JPBX|J.P. MORGAN SECURITIES LLC|590870
NBR|NABORS INDS LTD NEW|JPMX|J.P. Morgan Securities LLC|4693901
NBR|NABORS INDS LTD NEW|JRCO|Johnson Rice & Company L.L.C.|437
NBR|NABORS INDS LTD NEW|JSEB|JANE STREET EXECUTION SERVICES, LLC|4600
NBR|NABORS INDS LTD NEW|JSJX|JANE STREET CAPITAL LLC|92394
NBR|NABORS INDS LTD NEW|KCGM|VIRTU Americas LLC|1179617
NBR|NABORS INDS LTD NEW|KING|C. L. King & Associates, Inc.|500
NBR|NABORS INDS LTD NEW|KRSH|Kershner Securities, LLC|62421
NBR|NABORS INDS LTD NEW|LEHM|Barclays Capital Inc./Le|10059613
NBR|NABORS INDS LTD NEW|LIME|Lime Brokerage LLC|350581
NBR|NABORS INDS LTD NEW|LOOP|Loop Capital Markets LLC|8306
NBR|NABORS INDS LTD NEW|LPCM|Lampert Capital Markets Inc.|1668
NBR|NABORS INDS LTD NEW|LQNA|LIQUIDNET, INC.|776500
NBR|NABORS INDS LTD NEW|LSCI|Lek Securities Corporation|47
NBR|NABORS INDS LTD NEW|LVMR|LIVERMORE TRADING GROUP, INC.|18351
NBR|NABORS INDS LTD NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2700
NBR|NABORS INDS LTD NEW|MACQ|Macquarie Capital (USA) Inc.|1561
NBR|NABORS INDS LTD NEW|MBTS|ALLY INVEST SECURITIES LLC|622
NBR|NABORS INDS LTD NEW|MKMP|MKM Partners LLC|39972
NBR|NABORS INDS LTD NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3205189
NBR|NABORS INDS LTD NEW|MNDX|TJM Investments, LLC|50400
NBR|NABORS INDS LTD NEW|MOTF|MOTIF INVESTING, INC.|7
NBR|NABORS INDS LTD NEW|MSCO|MORGAN STANLEY & CO. LLC|13167354
NBR|NABORS INDS LTD NEW|MSPL|MORGAN STANLEY & CO. LLC|5524500
NBR|NABORS INDS LTD NEW|MSTX|MORGAN STANLEY & CO. LLC|1877600
NBR|NABORS INDS LTD NEW|MUFG|MUFG SECURITIES AMERICAS INC.|2767600
NBR|NABORS INDS LTD NEW|MZHO|Mizuho Securities USA LLC|1100000
NBR|NABORS INDS LTD NEW|NFSC|National Financial Services LLC|2934553
NBR|NABORS INDS LTD NEW|NITE|VIRTU Americas LLC|8026495
NBR|NABORS INDS LTD NEW|NITP|VIRTU Americas LLC|748731
NBR|NABORS INDS LTD NEW|NORT|Northland Securities, Inc.|10317
NBR|NABORS INDS LTD NEW|NQRB|Brut, LLC|302454
NBR|NABORS INDS LTD NEW|NTBF|BMO Nesbitt Burns Inc./CDS|9424
NBR|NABORS INDS LTD NEW|NTRC|Northern Trust Securities, Inc.|1561
NBR|NABORS INDS LTD NEW|OHOS|TWO SIGMA SECURITIES, LLC|106003
NBR|NABORS INDS LTD NEW|OPCO|Oppenheimer & Co. Inc.|247220
NBR|NABORS INDS LTD NEW|PCPT|PHILLIP CAPITAL INC.|1
NBR|NABORS INDS LTD NEW|PDQM|CODA MARKETS, INC.|80324
NBR|NABORS INDS LTD NEW|PHLY|NASDAQ Execution Services, LLC|66200
NBR|NABORS INDS LTD NEW|PWJC|UBS Financial Services, Inc.|1185657
NBR|NABORS INDS LTD NEW|RBCM|RBC CAPITAL MARKETS, LLC|89930
NBR|NABORS INDS LTD NEW|RGLD|Regal Securities, Inc|253
NBR|NABORS INDS LTD NEW|RJLC|RJL CAPITAL GROUP, LLC|1217
NBR|NABORS INDS LTD NEW|ROTH|Roth Capital Partners, LLC|10114
NBR|NABORS INDS LTD NEW|SAGL|SAGETRADER, LLC|9001
NBR|NABORS INDS LTD NEW|SAGW|SAGETRADER, LLC|600
NBR|NABORS INDS LTD NEW|SALI|INTL FCSTONE FINANCIAL INC.|200
NBR|NABORS INDS LTD NEW|SBSH|Citigroup Global Markets Inc.|629557
NBR|NABORS INDS LTD NEW|SCMC|Scotia Capital Markets (USA) Inc.|104300
NBR|NABORS INDS LTD NEW|SEIC|SEI Investments Distribution Co.|14200
NBR|NABORS INDS LTD NEW|SGMT|GOLDMAN SACHS & CO. LLC|3193894
NBR|NABORS INDS LTD NEW|SOGO|Wang Investment Associates, Inc.|3000
NBR|NABORS INDS LTD NEW|SPDR|SPEEDROUTE LLC|19195
NBR|NABORS INDS LTD NEW|SPHN|Stephens Inc.|4000
NBR|NABORS INDS LTD NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|23190
NBR|NABORS INDS LTD NEW|STFL|Stifel, Nicolaus & Company, Incorporated|450313
NBR|NABORS INDS LTD NEW|STKP|STOCKPILE INVESTMENTS, INC.|1410
NBR|NABORS INDS LTD NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20660
NBR|NABORS INDS LTD NEW|SWIM|TD Ameritrade, Inc.|4242189
NBR|NABORS INDS LTD NEW|SWST|Hilltop Securities Inc.|44316
NBR|NABORS INDS LTD NEW|TKNG|ALLY INVEST SECURITIES LLC|81369
NBR|NABORS INDS LTD NEW|TMBR|Timber Hill LLC|400
NBR|NABORS INDS LTD NEW|TRBT|Tradebot Systems, Inc.|1276203
NBR|NABORS INDS LTD NEW|TRCM|TRC MARKETS LLC|2084421
NBR|NABORS INDS LTD NEW|TRIP|Trident Partners Ltd.|29010
NBR|NABORS INDS LTD NEW|TWTT|TASTYWORKS, INC.|2660
NBR|NABORS INDS LTD NEW|UBSA|UBS SECURITIES LLC|7149857
NBR|NABORS INDS LTD NEW|UBSS|UBS Securities LLC|6703423
NBR|NABORS INDS LTD NEW|VALX|VIRTU AMERICAS LLC|760132
NBR|NABORS INDS LTD NEW|VERT|The Vertical Trading Group, LLC|173931
NBR|NABORS INDS LTD NEW|VGRD|Vanguard Marketing Corporation|208293
NBR|NABORS INDS LTD NEW|WBLR|WILLIAM BLAIR|75395
NBR|NABORS INDS LTD NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|9550
NBR|NABORS INDS LTD NEW|WCHV|WELLS FARGO SECURITIES, LLC|1202825
NBR|NABORS INDS LTD NEW|WDNX|WEEDEN & CO.L.P.|15570
NBR|NABORS INDS LTD NEW|WEDB|WEDBUSH SECURITIES INC.|15024
NBR|NABORS INDS LTD NEW|WEED|Weeden & Co.L.P.|113584
NBR|NABORS INDS LTD NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20984
NBR|NABORS INDS LTD NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|107426
NBR|NABORS INDS LTD NEW|WGIF|CIBC World Markets Inc.|5630
NBR|NABORS INDS LTD NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2945
NBR|NABORS INDS LTD NEW|WSAG|WALL STREET ACCESS|33700
NBR|NABORS INDS LTD NEW|WSEA|WOLVERINE SECURITIES, LLC|43200
NBR|NABORS INDS LTD NEW|XIST|INSTINET, LLC|135918
NBR|NABORS INDS LTD NEW|XPQR|Jump Trading|200
NBR|NABORS INDS LTD NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|724092
NBR|NABORS INDS LTD NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|7059
NBR|NABORS INDS LTD NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2913
NBR$A|NABORS INDS 6% SR A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
NBR$A|NABORS INDS 6% SR A|DBAB|Deutsche Bank Securities Inc.|14400
NBR$A|NABORS INDS 6% SR A|DBAX|Deutsche Bank Securities Inc.|300
NBR$A|NABORS INDS 6% SR A|DEAN|MORGAN STANLEY|7240
NBR$A|NABORS INDS 6% SR A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
NBR$A|NABORS INDS 6% SR A|EBXL|EBX LLC|1100
NBR$A|NABORS INDS 6% SR A|ETRS|E*Trade Securities LLC|100
NBR$A|NABORS INDS 6% SR A|FILL|Tradestation Securities, Inc.|100
NBR$A|NABORS INDS 6% SR A|GSCS|GOLDMAN SACHS & CO. LLC|100
NBR$A|NABORS INDS 6% SR A|GSLT|GOLDMAN SACHS & CO. LLC|100
NBR$A|NABORS INDS 6% SR A|GTSZ|GTS SECURITIES LLC|200
NBR$A|NABORS INDS 6% SR A|HRBF|American Enterprise Investment Services Inc.|120
NBR$A|NABORS INDS 6% SR A|IBKR|Interactive Brokers Llc|100
NBR$A|NABORS INDS 6% SR A|JEFF|JEFFERIES LLC|16300
NBR$A|NABORS INDS 6% SR A|LEHM|Barclays Capital Inc./Le|110100
NBR$A|NABORS INDS 6% SR A|LIME|Lime Brokerage LLC|100
NBR$A|NABORS INDS 6% SR A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NBR$A|NABORS INDS 6% SR A|MSCO|MORGAN STANLEY & CO. LLC|275
NBR$A|NABORS INDS 6% SR A|MUFG|MUFG SECURITIES AMERICAS INC.|1188442
NBR$A|NABORS INDS 6% SR A|MZHO|Mizuho Securities USA LLC|20000
NBR$A|NABORS INDS 6% SR A|NFSC|National Financial Services LLC|300
NBR$A|NABORS INDS 6% SR A|NITE|VIRTU Americas LLC|5375
NBR$A|NABORS INDS 6% SR A|OPCO|Oppenheimer & Co. Inc.|38467
NBR$A|NABORS INDS 6% SR A|SBSH|Citigroup Global Markets Inc.|40100
NBR$A|NABORS INDS 6% SR A|SCMC|Scotia Capital Markets (USA) Inc.|21450
NBR$A|NABORS INDS 6% SR A|STFL|Stifel, Nicolaus & Company, Incorporated|225
NBR$A|NABORS INDS 6% SR A|UBSA|UBS SECURITIES LLC|2400
NBR$A|NABORS INDS 6% SR A|UBSS|UBS Securities LLC|400
NBR$A|NABORS INDS 6% SR A|WCHV|WELLS FARGO SECURITIES, LLC|200
NBRV|NABRIVA THRP PLC ORD|AGIS|Aegis Capital Corp.|5374
NBRV|NABRIVA THRP PLC ORD|ALTX|Alternet Securities Inc.|750
NBRV|NABRIVA THRP PLC ORD|APCC|Apex Clearing Corporation|1703
NBRV|NABRIVA THRP PLC ORD|BATM|CBOE TRADING, INC.|313
NBRV|NABRIVA THRP PLC ORD|BERN|Sanford C. Bernstein & Co., LLC|5666
NBRV|NABRIVA THRP PLC ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5300
NBRV|NABRIVA THRP PLC ORD|BLKX|INSTINET, LLC|5300
NBRV|NABRIVA THRP PLC ORD|BNPX|BNP PARIBAS SECURITIES CORP.|1556
NBRV|NABRIVA THRP PLC ORD|CHAS|Charles Schwab & Co., Inc.|18795
NBRV|NABRIVA THRP PLC ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|86047
NBRV|NABRIVA THRP PLC ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|72101
NBRV|NABRIVA THRP PLC ORD|CTDL|Citadel Derivatives Group Llc|360
NBRV|NABRIVA THRP PLC ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|9510
NBRV|NABRIVA THRP PLC ORD|DBAB|Deutsche Bank Securities Inc.|110782
NBRV|NABRIVA THRP PLC ORD|DBAX|Deutsche Bank Securities Inc.|22600
NBRV|NABRIVA THRP PLC ORD|DEAN|MORGAN STANLEY|63820
NBRV|NABRIVA THRP PLC ORD|DEGS|RONIN PROFESSIONAL LLC|53814
NBRV|NABRIVA THRP PLC ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4300
NBRV|NABRIVA THRP PLC ORD|EBXL|EBX LLC|23600
NBRV|NABRIVA THRP PLC ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|59
NBRV|NABRIVA THRP PLC ORD|EGAM|CBOE TRADING, INC.|1069
NBRV|NABRIVA THRP PLC ORD|EGAW|CBOE TRADING, INC.|100
NBRV|NABRIVA THRP PLC ORD|EGXM|CBOE TRADING, INC.|1389
NBRV|NABRIVA THRP PLC ORD|ETBE|Electronic Transaction Clearing, Inc.|2115
NBRV|NABRIVA THRP PLC ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1660
NBRV|NABRIVA THRP PLC ORD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5340
NBRV|NABRIVA THRP PLC ORD|ETRS|E*Trade Securities LLC|216476
NBRV|NABRIVA THRP PLC ORD|FBCO|Credit Suisse Securities (USA) LLC|34584
NBRV|NABRIVA THRP PLC ORD|FILL|Tradestation Securities, Inc.|1162
NBRV|NABRIVA THRP PLC ORD|FMAF|NBCN Inc./ CDS|21116
NBRV|NABRIVA THRP PLC ORD|FOMA|TD AMERITRADE CLEARING, INC.|1106025
NBRV|NABRIVA THRP PLC ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55966
NBRV|NABRIVA THRP PLC ORD|FTBR|Foliofn Investments, Inc.|19
NBRV|NABRIVA THRP PLC ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|2176
NBRV|NABRIVA THRP PLC ORD|GLPX|ACS EXECUTION SERVICES, LLC|16791
NBRV|NABRIVA THRP PLC ORD|GSCO|GOLDMAN SACHS & CO. LLC|207041
NBRV|NABRIVA THRP PLC ORD|GSCS|GOLDMAN SACHS & CO. LLC|200
NBRV|NABRIVA THRP PLC ORD|GSLT|GOLDMAN SACHS & CO. LLC|5085
NBRV|NABRIVA THRP PLC ORD|GTSZ|GTS SECURITIES LLC|642
NBRV|NABRIVA THRP PLC ORD|HAPX|HAP Trading, LLC|154
NBRV|NABRIVA THRP PLC ORD|HASF|Haywood Securities Inc./CDS|2
NBRV|NABRIVA THRP PLC ORD|HRBF|American Enterprise Investment Services Inc.|1792
NBRV|NABRIVA THRP PLC ORD|HSBC|HSBC Securities, Inc.|300
NBRV|NABRIVA THRP PLC ORD|IATS|INTERACTIVE BROKERS LLC|25087
NBRV|NABRIVA THRP PLC ORD|IBKR|Interactive Brokers Llc|196649
NBRV|NABRIVA THRP PLC ORD|ICBX|INSTINET, LLC|9340
NBRV|NABRIVA THRP PLC ORD|IEQY|CITADEL SECURITIES LLC|2602
NBRV|NABRIVA THRP PLC ORD|INCA|INSTINET, LLC|76252
NBRV|NABRIVA THRP PLC ORD|INJX|INSTINET, LLC|4780
NBRV|NABRIVA THRP PLC ORD|ITGI|ITG Inc.|5160
NBRV|NABRIVA THRP PLC ORD|ITGP|ITG INC.|7400
NBRV|NABRIVA THRP PLC ORD|JANY|Janney Montgomery Scott Inc.|198
NBRV|NABRIVA THRP PLC ORD|JEFF|JEFFERIES LLC|328
NBRV|NABRIVA THRP PLC ORD|JMPT|JUMP TRADING, LLC|13525
NBRV|NABRIVA THRP PLC ORD|JONE|JonesTrading|560
NBRV|NABRIVA THRP PLC ORD|JPMX|J.P. Morgan Securities LLC|42683
NBRV|NABRIVA THRP PLC ORD|JSJX|JANE STREET CAPITAL LLC|4602
NBRV|NABRIVA THRP PLC ORD|KCGM|VIRTU Americas LLC|34612
NBRV|NABRIVA THRP PLC ORD|LEER|LEERINK PARTNERS LLC|110421
NBRV|NABRIVA THRP PLC ORD|LEHM|Barclays Capital Inc./Le|199438
NBRV|NABRIVA THRP PLC ORD|LIME|Lime Brokerage LLC|116438
NBRV|NABRIVA THRP PLC ORD|MAXM|Maxim Group LLC|1000
NBRV|NABRIVA THRP PLC ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33517
NBRV|NABRIVA THRP PLC ORD|MOTF|MOTIF INVESTING, INC.|1
NBRV|NABRIVA THRP PLC ORD|MSCO|MORGAN STANLEY & CO. LLC|1162417
NBRV|NABRIVA THRP PLC ORD|MSPL|MORGAN STANLEY & CO. LLC|123900
NBRV|NABRIVA THRP PLC ORD|MSTX|MORGAN STANLEY & CO. LLC|75400
NBRV|NABRIVA THRP PLC ORD|NATL|National Securities Corporation|1600
NBRV|NABRIVA THRP PLC ORD|NFSC|National Financial Services LLC|649619
NBRV|NABRIVA THRP PLC ORD|NITE|VIRTU Americas LLC|1037584
NBRV|NABRIVA THRP PLC ORD|NITP|VIRTU Americas LLC|300
NBRV|NABRIVA THRP PLC ORD|NORT|Northland Securities, Inc.|3000
NBRV|NABRIVA THRP PLC ORD|NQRB|Brut, LLC|4212
NBRV|NABRIVA THRP PLC ORD|OPCO|Oppenheimer & Co. Inc.|5737
NBRV|NABRIVA THRP PLC ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|299
NBRV|NABRIVA THRP PLC ORD|PCPT|PHILLIP CAPITAL INC.|3500
NBRV|NABRIVA THRP PLC ORD|PDQM|CODA MARKETS, INC.|6675
NBRV|NABRIVA THRP PLC ORD|PHLY|NASDAQ Execution Services, LLC|11400
NBRV|NABRIVA THRP PLC ORD|PWJC|UBS Financial Services, Inc.|8300
NBRV|NABRIVA THRP PLC ORD|RAJA|Raymond James & Associates, Inc.|3300
NBRV|NABRIVA THRP PLC ORD|RBCM|RBC CAPITAL MARKETS, LLC|23770
NBRV|NABRIVA THRP PLC ORD|RGLD|Regal Securities, Inc|1709
NBRV|NABRIVA THRP PLC ORD|RHCO|Suntrust Robinson Humphrey, Inc.|14796
NBRV|NABRIVA THRP PLC ORD|SAGL|SAGETRADER, LLC|500
NBRV|NABRIVA THRP PLC ORD|SBSH|Citigroup Global Markets Inc.|10005
NBRV|NABRIVA THRP PLC ORD|SGMT|GOLDMAN SACHS & CO. LLC|28415
NBRV|NABRIVA THRP PLC ORD|SOGO|Wang Investment Associates, Inc.|1000
NBRV|NABRIVA THRP PLC ORD|SPDR|SPEEDROUTE LLC|800
NBRV|NABRIVA THRP PLC ORD|STFL|Stifel, Nicolaus & Company, Incorporated|8000
NBRV|NABRIVA THRP PLC ORD|SWIM|TD Ameritrade, Inc.|148523
NBRV|NABRIVA THRP PLC ORD|TKNG|ALLY INVEST SECURITIES LLC|15631
NBRV|NABRIVA THRP PLC ORD|TRBT|Tradebot Systems, Inc.|66269
NBRV|NABRIVA THRP PLC ORD|TRCM|TRC MARKETS LLC|36765
NBRV|NABRIVA THRP PLC ORD|TWTT|TASTYWORKS, INC.|2400
NBRV|NABRIVA THRP PLC ORD|UBSA|UBS SECURITIES LLC|119069
NBRV|NABRIVA THRP PLC ORD|UBSS|UBS Securities LLC|268672
NBRV|NABRIVA THRP PLC ORD|VALX|VIRTU AMERICAS LLC|2363
NBRV|NABRIVA THRP PLC ORD|VGRD|Vanguard Marketing Corporation|28073
NBRV|NABRIVA THRP PLC ORD|WCHV|WELLS FARGO SECURITIES, LLC|30062
NBRV|NABRIVA THRP PLC ORD|WEDB|WEDBUSH SECURITIES INC.|18935
NBRV|NABRIVA THRP PLC ORD|WEED|Weeden & Co.L.P.|290
NBRV|NABRIVA THRP PLC ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1217
NBRV|NABRIVA THRP PLC ORD|WGIF|CIBC World Markets Inc.|58323
NBRV|NABRIVA THRP PLC ORD|WSEA|WOLVERINE SECURITIES, LLC|8565
NBRV|NABRIVA THRP PLC ORD|XIST|INSTINET, LLC|12200
NBRV|NABRIVA THRP PLC ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|24386
NBRV|NABRIVA THRP PLC ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|520
NBRV|NABRIVA THRP PLC ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11205
NBTB|NBT BANCORP INC.|ALTX|Alternet Securities Inc.|310
NBTB|NBT BANCORP INC.|APCC|Apex Clearing Corporation|3165
NBTB|NBT BANCORP INC.|BANK|Primevest Financial Services, Inc.|100
NBTB|NBT BANCORP INC.|BATM|CBOE TRADING, INC.|514
NBTB|NBT BANCORP INC.|BBNT|BB&T SECURITIES, LLC|57
NBTB|NBT BANCORP INC.|BERN|Sanford C. Bernstein & Co., LLC|17436
NBTB|NBT BANCORP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
NBTB|NBT BANCORP INC.|BMOC|BMO Capital Markets Corp.|6811
NBTB|NBT BANCORP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|12158
NBTB|NBT BANCORP INC.|BRVL|BLAYLOCK VAN, LLC|100
NBTB|NBT BANCORP INC.|BTIG|BTIG, LLC|418
NBTB|NBT BANCORP INC.|BYXM|CBOE TRADING, INC.|225
NBTB|NBT BANCORP INC.|BZYD|GOLDMAN SACHS & CO. LLC|631
NBTB|NBT BANCORP INC.|CHAS|Charles Schwab & Co., Inc.|51
NBTB|NBT BANCORP INC.|CIST|Capital Institutional Services, Inc.|625
NBTB|NBT BANCORP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3136
NBTB|NBT BANCORP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
NBTB|NBT BANCORP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15751
NBTB|NBT BANCORP INC.|CTDL|Citadel Derivatives Group Llc|5876
NBTB|NBT BANCORP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|5388
NBTB|NBT BANCORP INC.|DBAB|Deutsche Bank Securities Inc.|101018
NBTB|NBT BANCORP INC.|DBAX|Deutsche Bank Securities Inc.|7800
NBTB|NBT BANCORP INC.|DEAN|MORGAN STANLEY|429
NBTB|NBT BANCORP INC.|DEGS|RONIN PROFESSIONAL LLC|898
NBTB|NBT BANCORP INC.|EBXL|EBX LLC|7500
NBTB|NBT BANCORP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14218
NBTB|NBT BANCORP INC.|EDJO|Edward D. Jones & Co., L.P.|1043
NBTB|NBT BANCORP INC.|EGAM|CBOE TRADING, INC.|568
NBTB|NBT BANCORP INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
NBTB|NBT BANCORP INC.|EGXM|CBOE TRADING, INC.|109
NBTB|NBT BANCORP INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|98
NBTB|NBT BANCORP INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3438
NBTB|NBT BANCORP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2870
NBTB|NBT BANCORP INC.|ETRS|E*Trade Securities LLC|2177
NBTB|NBT BANCORP INC.|FBCO|Credit Suisse Securities (USA) LLC|136618
NBTB|NBT BANCORP INC.|FILL|Tradestation Securities, Inc.|5
NBTB|NBT BANCORP INC.|FINX|FINTECH SECURITIES|2758
NBTB|NBT BANCORP INC.|FOMA|TD AMERITRADE CLEARING, INC.|19340
NBTB|NBT BANCORP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|219
NBTB|NBT BANCORP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30723
NBTB|NBT BANCORP INC.|FTBR|Foliofn Investments, Inc.|3456
NBTB|NBT BANCORP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|14601
NBTB|NBT BANCORP INC.|GLPX|ACS EXECUTION SERVICES, LLC|504
NBTB|NBT BANCORP INC.|GSCO|GOLDMAN SACHS & CO. LLC|281993
NBTB|NBT BANCORP INC.|GSCS|GOLDMAN SACHS & CO. LLC|9879
NBTB|NBT BANCORP INC.|GTSZ|GTS SECURITIES LLC|10890
NBTB|NBT BANCORP INC.|HRBF|American Enterprise Investment Services Inc.|66
NBTB|NBT BANCORP INC.|IATS|INTERACTIVE BROKERS LLC|611
NBTB|NBT BANCORP INC.|IBKR|Interactive Brokers Llc|23766
NBTB|NBT BANCORP INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
NBTB|NBT BANCORP INC.|ICBX|INSTINET, LLC|1900
NBTB|NBT BANCORP INC.|IEQY|CITADEL SECURITIES LLC|16362
NBTB|NBT BANCORP INC.|INCA|INSTINET, LLC|59519
NBTB|NBT BANCORP INC.|INJX|INSTINET, LLC|2942
NBTB|NBT BANCORP INC.|ITGI|ITG Inc.|31291
NBTB|NBT BANCORP INC.|ITGP|ITG INC.|5400
NBTB|NBT BANCORP INC.|JANY|Janney Montgomery Scott Inc.|669
NBTB|NBT BANCORP INC.|JEFF|JEFFERIES LLC|14725
NBTB|NBT BANCORP INC.|JPBX|J.P. MORGAN SECURITIES LLC|400
NBTB|NBT BANCORP INC.|JPMX|J.P. Morgan Securities LLC|15127
NBTB|NBT BANCORP INC.|JSJX|JANE STREET CAPITAL LLC|421
NBTB|NBT BANCORP INC.|KCGM|VIRTU Americas LLC|2074
NBTB|NBT BANCORP INC.|KCRD|PHX FINANCIAL, INC.|100
NBTB|NBT BANCORP INC.|LEHM|Barclays Capital Inc./Le|87857
NBTB|NBT BANCORP INC.|LIME|Lime Brokerage LLC|68210
NBTB|NBT BANCORP INC.|MACC|Mid Atlantic Capital Corporation|30
NBTB|NBT BANCORP INC.|MAXM|Maxim Group LLC|4574
NBTB|NBT BANCORP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10800
NBTB|NBT BANCORP INC.|MOTF|MOTIF INVESTING, INC.|2
NBTB|NBT BANCORP INC.|MSCO|MORGAN STANLEY & CO. LLC|247060
NBTB|NBT BANCORP INC.|MSPL|MORGAN STANLEY & CO. LLC|24000
NBTB|NBT BANCORP INC.|MSTX|MORGAN STANLEY & CO. LLC|1000
NBTB|NBT BANCORP INC.|NFSC|National Financial Services LLC|10369
NBTB|NBT BANCORP INC.|NITE|VIRTU Americas LLC|60116
NBTB|NBT BANCORP INC.|NITP|VIRTU Americas LLC|300
NBTB|NBT BANCORP INC.|NQRB|Brut, LLC|550
NBTB|NBT BANCORP INC.|NTRC|Northern Trust Securities, Inc.|194
NBTB|NBT BANCORP INC.|OPCO|Oppenheimer & Co. Inc.|102
NBTB|NBT BANCORP INC.|PDQM|CODA MARKETS, INC.|1299
NBTB|NBT BANCORP INC.|RAJA|Raymond James & Associates, Inc.|417
NBTB|NBT BANCORP INC.|RBCM|RBC CAPITAL MARKETS, LLC|623
NBTB|NBT BANCORP INC.|SBSH|Citigroup Global Markets Inc.|90166
NBTB|NBT BANCORP INC.|SDLR|Sandler, O'Neill & Partners, L.P.|100
NBTB|NBT BANCORP INC.|SGMT|GOLDMAN SACHS & CO. LLC|7321
NBTB|NBT BANCORP INC.|SPDR|SPEEDROUTE LLC|200
NBTB|NBT BANCORP INC.|SPTD|MINT GLOBAL MARKETS, INC.|500
NBTB|NBT BANCORP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5
NBTB|NBT BANCORP INC.|SWIM|TD Ameritrade, Inc.|500
NBTB|NBT BANCORP INC.|SWST|Hilltop Securities Inc.|40
NBTB|NBT BANCORP INC.|TRBT|Tradebot Systems, Inc.|14586
NBTB|NBT BANCORP INC.|TRCM|TRC MARKETS LLC|31024
NBTB|NBT BANCORP INC.|UBSA|UBS SECURITIES LLC|33942
NBTB|NBT BANCORP INC.|UBSS|UBS Securities LLC|153070
NBTB|NBT BANCORP INC.|VALX|VIRTU AMERICAS LLC|5956
NBTB|NBT BANCORP INC.|VGRD|Vanguard Marketing Corporation|6040
NBTB|NBT BANCORP INC.|WABR|Wall Street Access|4
NBTB|NBT BANCORP INC.|WBLR|WILLIAM BLAIR|15
NBTB|NBT BANCORP INC.|WCHV|WELLS FARGO SECURITIES, LLC|13887
NBTB|NBT BANCORP INC.|WEED|Weeden & Co.L.P.|210
NBTB|NBT BANCORP INC.|XIST|INSTINET, LLC|3864
NBTB|NBT BANCORP INC.|XPQR|Jump Trading|36
NBTB|NBT BANCORP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NBTB|NBT BANCORP INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|360
NBTB|NBT BANCORP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|872
NBW|NEUBERGER B CAL INT|BTIG|BTIG, LLC|2069
NBW|NEUBERGER B CAL INT|CHAS|Charles Schwab & Co., Inc.|1
NBW|NEUBERGER B CAL INT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800
NBW|NEUBERGER B CAL INT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1234
NBW|NEUBERGER B CAL INT|DADA|D.A. Davidson & Co.|3090
NBW|NEUBERGER B CAL INT|DBAX|Deutsche Bank Securities Inc.|1900
NBW|NEUBERGER B CAL INT|DEAN|MORGAN STANLEY|10145
NBW|NEUBERGER B CAL INT|DEGS|RONIN PROFESSIONAL LLC|1300
NBW|NEUBERGER B CAL INT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2331
NBW|NEUBERGER B CAL INT|EBXL|EBX LLC|1500
NBW|NEUBERGER B CAL INT|ECUT|CONVERGEX EXECUTION SOLUTIONS|123
NBW|NEUBERGER B CAL INT|EDJO|Edward D. Jones & Co., L.P.|410
NBW|NEUBERGER B CAL INT|EGXM|CBOE TRADING, INC.|300
NBW|NEUBERGER B CAL INT|ETRS|E*Trade Securities LLC|10043
NBW|NEUBERGER B CAL INT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4265
NBW|NEUBERGER B CAL INT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8539
NBW|NEUBERGER B CAL INT|GSCO|GOLDMAN SACHS & CO. LLC|3655
NBW|NEUBERGER B CAL INT|GSLT|GOLDMAN SACHS & CO. LLC|400
NBW|NEUBERGER B CAL INT|GTSZ|GTS SECURITIES LLC|100
NBW|NEUBERGER B CAL INT|HRBF|American Enterprise Investment Services Inc.|10147
NBW|NEUBERGER B CAL INT|IATS|INTERACTIVE BROKERS LLC|1119
NBW|NEUBERGER B CAL INT|IBKR|Interactive Brokers Llc|8952
NBW|NEUBERGER B CAL INT|ICBX|INSTINET, LLC|600
NBW|NEUBERGER B CAL INT|INCA|INSTINET, LLC|600
NBW|NEUBERGER B CAL INT|ITGI|ITG Inc.|2608
NBW|NEUBERGER B CAL INT|ITGP|ITG INC.|5800
NBW|NEUBERGER B CAL INT|JEFF|JEFFERIES LLC|2400
NBW|NEUBERGER B CAL INT|JPMX|J.P. Morgan Securities LLC|2200
NBW|NEUBERGER B CAL INT|KCGM|VIRTU Americas LLC|500
NBW|NEUBERGER B CAL INT|LEHM|Barclays Capital Inc./Le|1400
NBW|NEUBERGER B CAL INT|LIME|Lime Brokerage LLC|214
NBW|NEUBERGER B CAL INT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|175
NBW|NEUBERGER B CAL INT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
NBW|NEUBERGER B CAL INT|MSCO|MORGAN STANLEY & CO. LLC|14415
NBW|NEUBERGER B CAL INT|MSPL|MORGAN STANLEY & CO. LLC|12500
NBW|NEUBERGER B CAL INT|NATL|National Securities Corporation|1600
NBW|NEUBERGER B CAL INT|NFSC|National Financial Services LLC|23019
NBW|NEUBERGER B CAL INT|NITE|VIRTU Americas LLC|58022
NBW|NEUBERGER B CAL INT|NQRB|Brut, LLC|900
NBW|NEUBERGER B CAL INT|OPCO|Oppenheimer & Co. Inc.|1110
NBW|NEUBERGER B CAL INT|PDQM|CODA MARKETS, INC.|100
NBW|NEUBERGER B CAL INT|PWJC|UBS Financial Services, Inc.|12399
NBW|NEUBERGER B CAL INT|RBCM|RBC CAPITAL MARKETS, LLC|4859
NBW|NEUBERGER B CAL INT|SGMT|GOLDMAN SACHS & CO. LLC|1000
NBW|NEUBERGER B CAL INT|STFL|Stifel, Nicolaus & Company, Incorporated|8
NBW|NEUBERGER B CAL INT|SWIM|TD Ameritrade, Inc.|497
NBW|NEUBERGER B CAL INT|TRBT|Tradebot Systems, Inc.|1126
NBW|NEUBERGER B CAL INT|UBSA|UBS SECURITIES LLC|11114
NBW|NEUBERGER B CAL INT|UBSS|UBS Securities LLC|27032
NBW|NEUBERGER B CAL INT|VGRD|Vanguard Marketing Corporation|3004
NBW|NEUBERGER B CAL INT|WCHV|WELLS FARGO SECURITIES, LLC|13927
NBW|NEUBERGER B CAL INT|WEDB|WEDBUSH SECURITIES INC.|1003
NBW|NEUBERGER B CAL INT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5759
NBW|NEUBERGER B CAL INT|WSEA|WOLVERINE SECURITIES, LLC|46
NBW|NEUBERGER B CAL INT|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
NBW|NEUBERGER B CAL INT|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NBW|NEUBERGER B CAL INT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
NBY|NOVABAY PHARMACEUTCL|APCC|Apex Clearing Corporation|1451
NBY|NOVABAY PHARMACEUTCL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
NBY|NOVABAY PHARMACEUTCL|CHAS|Charles Schwab & Co., Inc.|700
NBY|NOVABAY PHARMACEUTCL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
NBY|NOVABAY PHARMACEUTCL|DBAB|Deutsche Bank Securities Inc.|100
NBY|NOVABAY PHARMACEUTCL|DBAX|Deutsche Bank Securities Inc.|1200
NBY|NOVABAY PHARMACEUTCL|EBXL|EBX LLC|100
NBY|NOVABAY PHARMACEUTCL|ETCC|Electronic Transaction Clearing, Inc.|674
NBY|NOVABAY PHARMACEUTCL|ETRS|E*Trade Securities LLC|75610
NBY|NOVABAY PHARMACEUTCL|GSCO|GOLDMAN SACHS & CO. LLC|776
NBY|NOVABAY PHARMACEUTCL|GSLT|GOLDMAN SACHS & CO. LLC|50
NBY|NOVABAY PHARMACEUTCL|HRBF|American Enterprise Investment Services Inc.|180
NBY|NOVABAY PHARMACEUTCL|HSBC|HSBC Securities, Inc.|2891
NBY|NOVABAY PHARMACEUTCL|IBKR|Interactive Brokers Llc|9048
NBY|NOVABAY PHARMACEUTCL|ICBX|INSTINET, LLC|100
NBY|NOVABAY PHARMACEUTCL|INCA|INSTINET, LLC|4500
NBY|NOVABAY PHARMACEUTCL|JPMX|J.P. Morgan Securities LLC|200
NBY|NOVABAY PHARMACEUTCL|LIME|Lime Brokerage LLC|8700
NBY|NOVABAY PHARMACEUTCL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
NBY|NOVABAY PHARMACEUTCL|MSCO|MORGAN STANLEY & CO. LLC|8191
NBY|NOVABAY PHARMACEUTCL|NFSC|National Financial Services LLC|18099
NBY|NOVABAY PHARMACEUTCL|NITE|VIRTU Americas LLC|60655
NBY|NOVABAY PHARMACEUTCL|SALI|INTL FCSTONE FINANCIAL INC.|1668
NBY|NOVABAY PHARMACEUTCL|SBSH|Citigroup Global Markets Inc.|4821
NBY|NOVABAY PHARMACEUTCL|SGMT|GOLDMAN SACHS & CO. LLC|100
NBY|NOVABAY PHARMACEUTCL|SWIM|TD Ameritrade, Inc.|21484
NBY|NOVABAY PHARMACEUTCL|TKNG|ALLY INVEST SECURITIES LLC|5349
NBY|NOVABAY PHARMACEUTCL|TWTT|TASTYWORKS, INC.|1100
NBY|NOVABAY PHARMACEUTCL|UBSA|UBS SECURITIES LLC|810
NBY|NOVABAY PHARMACEUTCL|UBSS|UBS Securities LLC|1803
NBY|NOVABAY PHARMACEUTCL|VALX|VIRTU AMERICAS LLC|29
NBY|NOVABAY PHARMACEUTCL|VGRD|Vanguard Marketing Corporation|3739
NBY|NOVABAY PHARMACEUTCL|WCHV|WELLS FARGO SECURITIES, LLC|4
NBY|NOVABAY PHARMACEUTCL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|273
NBY|NOVABAY PHARMACEUTCL|WGIF|CIBC World Markets Inc.|163
NBY|NOVABAY PHARMACEUTCL|WSEA|WOLVERINE SECURITIES, LLC|1734
NC|NACCO INDS CL A|APCC|Apex Clearing Corporation|181
NC|NACCO INDS CL A|BATM|CBOE TRADING, INC.|671
NC|NACCO INDS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|1053
NC|NACCO INDS CL A|BZYD|GOLDMAN SACHS & CO. LLC|227
NC|NACCO INDS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1578
NC|NACCO INDS CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4342
NC|NACCO INDS CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4878
NC|NACCO INDS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2500
NC|NACCO INDS CL A|CTDL|Citadel Derivatives Group Llc|70
NC|NACCO INDS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|832
NC|NACCO INDS CL A|DBAB|Deutsche Bank Securities Inc.|608
NC|NACCO INDS CL A|DBAX|Deutsche Bank Securities Inc.|3500
NC|NACCO INDS CL A|DEGS|RONIN PROFESSIONAL LLC|723
NC|NACCO INDS CL A|EBXL|EBX LLC|300
NC|NACCO INDS CL A|EGAM|CBOE TRADING, INC.|306
NC|NACCO INDS CL A|EGXM|CBOE TRADING, INC.|5
NC|NACCO INDS CL A|ELEV|ELEVATION, LLC|73
NC|NACCO INDS CL A|ETRS|E*Trade Securities LLC|4279
NC|NACCO INDS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|597
NC|NACCO INDS CL A|FTBR|Foliofn Investments, Inc.|5
NC|NACCO INDS CL A|GSCO|GOLDMAN SACHS & CO. LLC|7414
NC|NACCO INDS CL A|GTSZ|GTS SECURITIES LLC|524
NC|NACCO INDS CL A|IBKR|Interactive Brokers Llc|3461
NC|NACCO INDS CL A|ICBX|INSTINET, LLC|100
NC|NACCO INDS CL A|IEQY|CITADEL SECURITIES LLC|338
NC|NACCO INDS CL A|INCA|INSTINET, LLC|2088
NC|NACCO INDS CL A|INJX|INSTINET, LLC|87
NC|NACCO INDS CL A|ITGI|ITG Inc.|896
NC|NACCO INDS CL A|ITGP|ITG INC.|1600
NC|NACCO INDS CL A|JANY|Janney Montgomery Scott Inc.|385
NC|NACCO INDS CL A|JEFF|JEFFERIES LLC|298
NC|NACCO INDS CL A|JPMX|J.P. Morgan Securities LLC|6923
NC|NACCO INDS CL A|KCGM|VIRTU Americas LLC|500
NC|NACCO INDS CL A|LEHM|Barclays Capital Inc./Le|7810
NC|NACCO INDS CL A|LIME|Lime Brokerage LLC|3197
NC|NACCO INDS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1700
NC|NACCO INDS CL A|MSCO|MORGAN STANLEY & CO. LLC|7053
NC|NACCO INDS CL A|MSPL|MORGAN STANLEY & CO. LLC|2300
NC|NACCO INDS CL A|NFSC|National Financial Services LLC|2695
NC|NACCO INDS CL A|NITE|VIRTU Americas LLC|8804
NC|NACCO INDS CL A|PDQM|CODA MARKETS, INC.|510
NC|NACCO INDS CL A|SBSH|Citigroup Global Markets Inc.|1796
NC|NACCO INDS CL A|SGMT|GOLDMAN SACHS & CO. LLC|2171
NC|NACCO INDS CL A|SPDR|SPEEDROUTE LLC|100
NC|NACCO INDS CL A|SPTD|MINT GLOBAL MARKETS, INC.|1109
NC|NACCO INDS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|200
NC|NACCO INDS CL A|SWIM|TD Ameritrade, Inc.|4500
NC|NACCO INDS CL A|TKNG|ALLY INVEST SECURITIES LLC|546
NC|NACCO INDS CL A|TRBT|Tradebot Systems, Inc.|494
NC|NACCO INDS CL A|TRCM|TRC MARKETS LLC|1462
NC|NACCO INDS CL A|UBSA|UBS SECURITIES LLC|3519
NC|NACCO INDS CL A|UBSS|UBS Securities LLC|12069
NC|NACCO INDS CL A|VGRD|Vanguard Marketing Corporation|19
NC|NACCO INDS CL A|WCHV|WELLS FARGO SECURITIES, LLC|346
NC|NACCO INDS CL A|WDNX|WEEDEN & CO.L.P.|1418
NC|NACCO INDS CL A|WEED|Weeden & Co.L.P.|100
NC|NACCO INDS CL A|WSEA|WOLVERINE SECURITIES, LLC|175
NC|NACCO INDS CL A|XIST|INSTINET, LLC|400
NC|NACCO INDS CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|69
NCA|NUVEEN CALIF MUNI FD|ALTX|Alternet Securities Inc.|100
NCA|NUVEEN CALIF MUNI FD|APCC|Apex Clearing Corporation|5
NCA|NUVEEN CALIF MUNI FD|BARD|Robert W. Baird & Co. Incorporated|4800
NCA|NUVEEN CALIF MUNI FD|BTIG|BTIG, LLC|3534
NCA|NUVEEN CALIF MUNI FD|CANT|Cantor Fitzgerald & Co.|24770
NCA|NUVEEN CALIF MUNI FD|CHAS|Charles Schwab & Co., Inc.|24239
NCA|NUVEEN CALIF MUNI FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3061
NCA|NUVEEN CALIF MUNI FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
NCA|NUVEEN CALIF MUNI FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13176
NCA|NUVEEN CALIF MUNI FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1054
NCA|NUVEEN CALIF MUNI FD|DADA|D.A. Davidson & Co.|8202
NCA|NUVEEN CALIF MUNI FD|DBAX|Deutsche Bank Securities Inc.|1700
NCA|NUVEEN CALIF MUNI FD|DEAN|MORGAN STANLEY|3058
NCA|NUVEEN CALIF MUNI FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6800
NCA|NUVEEN CALIF MUNI FD|EBXL|EBX LLC|6800
NCA|NUVEEN CALIF MUNI FD|EDJO|Edward D. Jones & Co., L.P.|10124
NCA|NUVEEN CALIF MUNI FD|EGAM|CBOE TRADING, INC.|1400
NCA|NUVEEN CALIF MUNI FD|ETRS|E*Trade Securities LLC|1960
NCA|NUVEEN CALIF MUNI FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9665
NCA|NUVEEN CALIF MUNI FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6037
NCA|NUVEEN CALIF MUNI FD|FTBR|Foliofn Investments, Inc.|1
NCA|NUVEEN CALIF MUNI FD|GSCO|GOLDMAN SACHS & CO. LLC|300
NCA|NUVEEN CALIF MUNI FD|GTSZ|GTS SECURITIES LLC|126
NCA|NUVEEN CALIF MUNI FD|HRBF|American Enterprise Investment Services Inc.|1670
NCA|NUVEEN CALIF MUNI FD|IATS|INTERACTIVE BROKERS LLC|1402
NCA|NUVEEN CALIF MUNI FD|IBKR|Interactive Brokers Llc|14190
NCA|NUVEEN CALIF MUNI FD|ICBX|INSTINET, LLC|300
NCA|NUVEEN CALIF MUNI FD|INCA|INSTINET, LLC|1558
NCA|NUVEEN CALIF MUNI FD|ITGI|ITG Inc.|616
NCA|NUVEEN CALIF MUNI FD|ITGP|ITG INC.|4200
NCA|NUVEEN CALIF MUNI FD|JPMX|J.P. Morgan Securities LLC|2934
NCA|NUVEEN CALIF MUNI FD|KCGM|VIRTU Americas LLC|2587
NCA|NUVEEN CALIF MUNI FD|LEHM|Barclays Capital Inc./Le|7525
NCA|NUVEEN CALIF MUNI FD|LIME|Lime Brokerage LLC|200
NCA|NUVEEN CALIF MUNI FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15440
NCA|NUVEEN CALIF MUNI FD|MSCO|MORGAN STANLEY & CO. LLC|52868
NCA|NUVEEN CALIF MUNI FD|MSPL|MORGAN STANLEY & CO. LLC|7400
NCA|NUVEEN CALIF MUNI FD|NATL|National Securities Corporation|2700
NCA|NUVEEN CALIF MUNI FD|NFSC|National Financial Services LLC|34726
NCA|NUVEEN CALIF MUNI FD|NITE|VIRTU Americas LLC|105467
NCA|NUVEEN CALIF MUNI FD|NQRB|Brut, LLC|700
NCA|NUVEEN CALIF MUNI FD|OPCO|Oppenheimer & Co. Inc.|36
NCA|NUVEEN CALIF MUNI FD|PDQM|CODA MARKETS, INC.|100
NCA|NUVEEN CALIF MUNI FD|PWJC|UBS Financial Services, Inc.|43923
NCA|NUVEEN CALIF MUNI FD|RBCM|RBC CAPITAL MARKETS, LLC|3716
NCA|NUVEEN CALIF MUNI FD|SGMT|GOLDMAN SACHS & CO. LLC|4432
NCA|NUVEEN CALIF MUNI FD|SPDR|SPEEDROUTE LLC|100
NCA|NUVEEN CALIF MUNI FD|STFL|Stifel, Nicolaus & Company, Incorporated|3969
NCA|NUVEEN CALIF MUNI FD|SWIM|TD Ameritrade, Inc.|4400
NCA|NUVEEN CALIF MUNI FD|SWST|Hilltop Securities Inc.|2957
NCA|NUVEEN CALIF MUNI FD|TRBT|Tradebot Systems, Inc.|1877
NCA|NUVEEN CALIF MUNI FD|TRCM|TRC MARKETS LLC|100
NCA|NUVEEN CALIF MUNI FD|UBSA|UBS SECURITIES LLC|26812
NCA|NUVEEN CALIF MUNI FD|UBSS|UBS Securities LLC|96931
NCA|NUVEEN CALIF MUNI FD|VGRD|Vanguard Marketing Corporation|630
NCA|NUVEEN CALIF MUNI FD|WCHV|WELLS FARGO SECURITIES, LLC|49696
NCA|NUVEEN CALIF MUNI FD|WEDB|WEDBUSH SECURITIES INC.|619
NCA|NUVEEN CALIF MUNI FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26276
NCA|NUVEEN CALIF MUNI FD|WSEA|WOLVERINE SECURITIES, LLC|546
NCA|NUVEEN CALIF MUNI FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|11796
NCA|NUVEEN CALIF MUNI FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15549
NCB|NUVEEN CALIFORNIA|APCC|Apex Clearing Corporation|4
NCB|NUVEEN CALIFORNIA|BATM|CBOE TRADING, INC.|314
NCB|NUVEEN CALIFORNIA|CHAS|Charles Schwab & Co., Inc.|2
NCB|NUVEEN CALIFORNIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|321
NCB|NUVEEN CALIFORNIA|DEAN|MORGAN STANLEY|102
NCB|NUVEEN CALIFORNIA|EBXL|EBX LLC|100
NCB|NUVEEN CALIFORNIA|EDJO|Edward D. Jones & Co., L.P.|15617
NCB|NUVEEN CALIFORNIA|ETRS|E*Trade Securities LLC|523
NCB|NUVEEN CALIFORNIA|GLPX|ACS EXECUTION SERVICES, LLC|100
NCB|NUVEEN CALIFORNIA|GSLT|GOLDMAN SACHS & CO. LLC|100
NCB|NUVEEN CALIFORNIA|IBKR|Interactive Brokers Llc|1504
NCB|NUVEEN CALIFORNIA|INCA|INSTINET, LLC|251
NCB|NUVEEN CALIFORNIA|LIME|Lime Brokerage LLC|221
NCB|NUVEEN CALIFORNIA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|81
NCB|NUVEEN CALIFORNIA|MSCO|MORGAN STANLEY & CO. LLC|5165
NCB|NUVEEN CALIFORNIA|MSPL|MORGAN STANLEY & CO. LLC|100
NCB|NUVEEN CALIFORNIA|NFSC|National Financial Services LLC|2794
NCB|NUVEEN CALIFORNIA|NITE|VIRTU Americas LLC|3860
NCB|NUVEEN CALIFORNIA|NQRB|Brut, LLC|400
NCB|NUVEEN CALIFORNIA|OPCO|Oppenheimer & Co. Inc.|573
NCB|NUVEEN CALIFORNIA|PDQM|CODA MARKETS, INC.|100
NCB|NUVEEN CALIFORNIA|PWJC|UBS Financial Services, Inc.|368
NCB|NUVEEN CALIFORNIA|RBCM|RBC CAPITAL MARKETS, LLC|53
NCB|NUVEEN CALIFORNIA|STFL|Stifel, Nicolaus & Company, Incorporated|4215
NCB|NUVEEN CALIFORNIA|SWST|Hilltop Securities Inc.|200
NCB|NUVEEN CALIFORNIA|TRCM|TRC MARKETS LLC|81
NCB|NUVEEN CALIFORNIA|UBSA|UBS SECURITIES LLC|661
NCB|NUVEEN CALIFORNIA|UBSS|UBS Securities LLC|7870
NCB|NUVEEN CALIFORNIA|VGRD|Vanguard Marketing Corporation|6
NCB|NUVEEN CALIFORNIA|WCHV|WELLS FARGO SECURITIES, LLC|4514
NCB|NUVEEN CALIFORNIA|WEDB|WEDBUSH SECURITIES INC.|1075
NCB|NUVEEN CALIFORNIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
NCB|NUVEEN CALIFORNIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2904
NCBS|NICOLET BNKSHR CMN|BARD|Robert W. Baird & Co. Incorporated|1106
NCBS|NICOLET BNKSHR CMN|BATM|CBOE TRADING, INC.|227
NCBS|NICOLET BNKSHR CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
NCBS|NICOLET BNKSHR CMN|BMOC|BMO Capital Markets Corp.|1396
NCBS|NICOLET BNKSHR CMN|BNPX|BNP PARIBAS SECURITIES CORP.|789
NCBS|NICOLET BNKSHR CMN|CIST|Capital Institutional Services, Inc.|10
NCBS|NICOLET BNKSHR CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|881
NCBS|NICOLET BNKSHR CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4213
NCBS|NICOLET BNKSHR CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7203
NCBS|NICOLET BNKSHR CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4521
NCBS|NICOLET BNKSHR CMN|CTDL|Citadel Derivatives Group Llc|679
NCBS|NICOLET BNKSHR CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|846
NCBS|NICOLET BNKSHR CMN|DBAB|Deutsche Bank Securities Inc.|25098
NCBS|NICOLET BNKSHR CMN|DBAX|Deutsche Bank Securities Inc.|1400
NCBS|NICOLET BNKSHR CMN|DEAN|MORGAN STANLEY|84
NCBS|NICOLET BNKSHR CMN|EBXL|EBX LLC|700
NCBS|NICOLET BNKSHR CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1286
NCBS|NICOLET BNKSHR CMN|EDJO|Edward D. Jones & Co., L.P.|289
NCBS|NICOLET BNKSHR CMN|EGXW|CBOE TRADING, INC.|390
NCBS|NICOLET BNKSHR CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|28
NCBS|NICOLET BNKSHR CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1
NCBS|NICOLET BNKSHR CMN|ETRS|E*Trade Securities LLC|4760
NCBS|NICOLET BNKSHR CMN|FBCO|Credit Suisse Securities (USA) LLC|23327
NCBS|NICOLET BNKSHR CMN|FOMA|TD AMERITRADE CLEARING, INC.|3060
NCBS|NICOLET BNKSHR CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5351
NCBS|NICOLET BNKSHR CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|3361
NCBS|NICOLET BNKSHR CMN|GLPX|ACS EXECUTION SERVICES, LLC|238
NCBS|NICOLET BNKSHR CMN|GSCO|GOLDMAN SACHS & CO. LLC|36718
NCBS|NICOLET BNKSHR CMN|GSCS|GOLDMAN SACHS & CO. LLC|58
NCBS|NICOLET BNKSHR CMN|GSLT|GOLDMAN SACHS & CO. LLC|104
NCBS|NICOLET BNKSHR CMN|GTSZ|GTS SECURITIES LLC|10333
NCBS|NICOLET BNKSHR CMN|HOVD|HOVDE GROUP, LLC|24744
NCBS|NICOLET BNKSHR CMN|HRBF|American Enterprise Investment Services Inc.|450
NCBS|NICOLET BNKSHR CMN|IATS|INTERACTIVE BROKERS LLC|330
NCBS|NICOLET BNKSHR CMN|IBKR|Interactive Brokers Llc|2527
NCBS|NICOLET BNKSHR CMN|IEQY|CITADEL SECURITIES LLC|1676
NCBS|NICOLET BNKSHR CMN|INCA|INSTINET, LLC|10061
NCBS|NICOLET BNKSHR CMN|INJX|INSTINET, LLC|1308
NCBS|NICOLET BNKSHR CMN|ITGI|ITG Inc.|3952
NCBS|NICOLET BNKSHR CMN|ITGP|ITG INC.|3000
NCBS|NICOLET BNKSHR CMN|JEFF|JEFFERIES LLC|1326
NCBS|NICOLET BNKSHR CMN|JPMX|J.P. Morgan Securities LLC|4262
NCBS|NICOLET BNKSHR CMN|KBWI|Keefe, Bruyette & Woods, Inc.|38
NCBS|NICOLET BNKSHR CMN|KCGM|VIRTU Americas LLC|344
NCBS|NICOLET BNKSHR CMN|LEHM|Barclays Capital Inc./Le|27055
NCBS|NICOLET BNKSHR CMN|LIME|Lime Brokerage LLC|13515
NCBS|NICOLET BNKSHR CMN|LMGP|LIME BROKERAGE LLC|4200
NCBS|NICOLET BNKSHR CMN|MAXM|Maxim Group LLC|846
NCBS|NICOLET BNKSHR CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700
NCBS|NICOLET BNKSHR CMN|MSCO|MORGAN STANLEY & CO. LLC|46179
NCBS|NICOLET BNKSHR CMN|MSPL|MORGAN STANLEY & CO. LLC|6200
NCBS|NICOLET BNKSHR CMN|NFSC|National Financial Services LLC|1626
NCBS|NICOLET BNKSHR CMN|NITE|VIRTU Americas LLC|11518
NCBS|NICOLET BNKSHR CMN|PDQM|CODA MARKETS, INC.|1628
NCBS|NICOLET BNKSHR CMN|PWJC|UBS Financial Services, Inc.|200
NCBS|NICOLET BNKSHR CMN|SBSH|Citigroup Global Markets Inc.|11545
NCBS|NICOLET BNKSHR CMN|SGMT|GOLDMAN SACHS & CO. LLC|352
NCBS|NICOLET BNKSHR CMN|SPDR|SPEEDROUTE LLC|110
NCBS|NICOLET BNKSHR CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1000
NCBS|NICOLET BNKSHR CMN|TMBR|Timber Hill LLC|180
NCBS|NICOLET BNKSHR CMN|TRBT|Tradebot Systems, Inc.|209
NCBS|NICOLET BNKSHR CMN|TRCM|TRC MARKETS LLC|5091
NCBS|NICOLET BNKSHR CMN|UBSA|UBS SECURITIES LLC|7058
NCBS|NICOLET BNKSHR CMN|UBSS|UBS Securities LLC|42284
NCBS|NICOLET BNKSHR CMN|VALX|VIRTU AMERICAS LLC|2245
NCBS|NICOLET BNKSHR CMN|VGRD|Vanguard Marketing Corporation|990
NCBS|NICOLET BNKSHR CMN|WCHV|WELLS FARGO SECURITIES, LLC|2237
NCBS|NICOLET BNKSHR CMN|WSEA|WOLVERINE SECURITIES, LLC|40
NCBS|NICOLET BNKSHR CMN|XIST|INSTINET, LLC|800
NCBS|NICOLET BNKSHR CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|350
NCI|NAVIGANT CONSULT INC|ALTX|Alternet Securities Inc.|3300
NCI|NAVIGANT CONSULT INC|ANOS|ABEL/NOSER, L.L.C.|89
NCI|NAVIGANT CONSULT INC|APCC|Apex Clearing Corporation|4
NCI|NAVIGANT CONSULT INC|BATM|CBOE TRADING, INC.|2878
NCI|NAVIGANT CONSULT INC|BERN|Sanford C. Bernstein & Co., LLC|33663
NCI|NAVIGANT CONSULT INC|BIDS|BIDS TRADING L.P.|200
NCI|NAVIGANT CONSULT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|294
NCI|NAVIGANT CONSULT INC|BLKX|INSTINET, LLC|14900
NCI|NAVIGANT CONSULT INC|BNPX|BNP PARIBAS SECURITIES CORP.|9484
NCI|NAVIGANT CONSULT INC|BTIG|BTIG, LLC|398505
NCI|NAVIGANT CONSULT INC|BYXM|CBOE TRADING, INC.|300
NCI|NAVIGANT CONSULT INC|BZYD|GOLDMAN SACHS & CO. LLC|2048
NCI|NAVIGANT CONSULT INC|CANT|Cantor Fitzgerald & Co.|1341323
NCI|NAVIGANT CONSULT INC|CHAS|Charles Schwab & Co., Inc.|39
NCI|NAVIGANT CONSULT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|176907
NCI|NAVIGANT CONSULT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5800
NCI|NAVIGANT CONSULT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1618
NCI|NAVIGANT CONSULT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|164166
NCI|NAVIGANT CONSULT INC|CTDL|Citadel Derivatives Group Llc|1085
NCI|NAVIGANT CONSULT INC|CTLR|CUTLER GROUP, LP|4894
NCI|NAVIGANT CONSULT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|22458
NCI|NAVIGANT CONSULT INC|DBAB|Deutsche Bank Securities Inc.|81212
NCI|NAVIGANT CONSULT INC|DBAX|Deutsche Bank Securities Inc.|155200
NCI|NAVIGANT CONSULT INC|DBUL|Deutsche Bank Securities Inc.|112
NCI|NAVIGANT CONSULT INC|DEAN|MORGAN STANLEY|709
NCI|NAVIGANT CONSULT INC|DEGS|RONIN PROFESSIONAL LLC|1297
NCI|NAVIGANT CONSULT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4300
NCI|NAVIGANT CONSULT INC|EBXL|EBX LLC|59700
NCI|NAVIGANT CONSULT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2212
NCI|NAVIGANT CONSULT INC|EGAM|CBOE TRADING, INC.|9545
NCI|NAVIGANT CONSULT INC|EGMT|EG MARKET TECHNOLOGIES LLC|252
NCI|NAVIGANT CONSULT INC|EGXM|CBOE TRADING, INC.|2012
NCI|NAVIGANT CONSULT INC|ETBE|Electronic Transaction Clearing, Inc.|6449
NCI|NAVIGANT CONSULT INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2100
NCI|NAVIGANT CONSULT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3748
NCI|NAVIGANT CONSULT INC|ETRS|E*Trade Securities LLC|2956
NCI|NAVIGANT CONSULT INC|FBSB|U.S. Bancorp Investments, Inc.|78
NCI|NAVIGANT CONSULT INC|FILL|Tradestation Securities, Inc.|80
NCI|NAVIGANT CONSULT INC|FMAF|NBCN Inc./ CDS|4
NCI|NAVIGANT CONSULT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3650
NCI|NAVIGANT CONSULT INC|FQLS|Quantlab Securities LP|57229
NCI|NAVIGANT CONSULT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55331
NCI|NAVIGANT CONSULT INC|FTBR|Foliofn Investments, Inc.|1004
NCI|NAVIGANT CONSULT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|105
NCI|NAVIGANT CONSULT INC|GLPX|ACS EXECUTION SERVICES, LLC|6117
NCI|NAVIGANT CONSULT INC|GSCO|GOLDMAN SACHS & CO. LLC|99823
NCI|NAVIGANT CONSULT INC|GSCS|GOLDMAN SACHS & CO. LLC|100
NCI|NAVIGANT CONSULT INC|GSLT|GOLDMAN SACHS & CO. LLC|2694
NCI|NAVIGANT CONSULT INC|GTSZ|GTS SECURITIES LLC|15560
NCI|NAVIGANT CONSULT INC|HPPX|POTAMUS TRADING, LLC|1780
NCI|NAVIGANT CONSULT INC|HRBF|American Enterprise Investment Services Inc.|2613
NCI|NAVIGANT CONSULT INC|IATS|INTERACTIVE BROKERS LLC|4660
NCI|NAVIGANT CONSULT INC|IBKR|Interactive Brokers Llc|4940
NCI|NAVIGANT CONSULT INC|ICBX|INSTINET, LLC|29119
NCI|NAVIGANT CONSULT INC|IEQY|CITADEL SECURITIES LLC|25264
NCI|NAVIGANT CONSULT INC|INCA|INSTINET, LLC|118673
NCI|NAVIGANT CONSULT INC|INJX|INSTINET, LLC|887
NCI|NAVIGANT CONSULT INC|ITGI|ITG Inc.|29793
NCI|NAVIGANT CONSULT INC|ITGP|ITG INC.|37000
NCI|NAVIGANT CONSULT INC|JEFF|JEFFERIES LLC|166620
NCI|NAVIGANT CONSULT INC|JMPT|JUMP TRADING, LLC|14781
NCI|NAVIGANT CONSULT INC|JONE|JonesTrading|2554
NCI|NAVIGANT CONSULT INC|JPBX|J.P. MORGAN SECURITIES LLC|13382
NCI|NAVIGANT CONSULT INC|JPMX|J.P. Morgan Securities LLC|142607
NCI|NAVIGANT CONSULT INC|JSJX|JANE STREET CAPITAL LLC|3630
NCI|NAVIGANT CONSULT INC|KCGM|VIRTU Americas LLC|28374
NCI|NAVIGANT CONSULT INC|LEHM|Barclays Capital Inc./Le|343381
NCI|NAVIGANT CONSULT INC|LIME|Lime Brokerage LLC|12768
NCI|NAVIGANT CONSULT INC|LOOP|Loop Capital Markets LLC|1178
NCI|NAVIGANT CONSULT INC|LQNA|LIQUIDNET, INC.|35200
NCI|NAVIGANT CONSULT INC|LSCI|Lek Securities Corporation|31
NCI|NAVIGANT CONSULT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|56194
NCI|NAVIGANT CONSULT INC|MSCO|MORGAN STANLEY & CO. LLC|509293
NCI|NAVIGANT CONSULT INC|MSPL|MORGAN STANLEY & CO. LLC|210300
NCI|NAVIGANT CONSULT INC|MSTX|MORGAN STANLEY & CO. LLC|21400
NCI|NAVIGANT CONSULT INC|NFSC|National Financial Services LLC|22184
NCI|NAVIGANT CONSULT INC|NITE|VIRTU Americas LLC|59351
NCI|NAVIGANT CONSULT INC|NITP|VIRTU Americas LLC|100
NCI|NAVIGANT CONSULT INC|NQRB|Brut, LLC|8209
NCI|NAVIGANT CONSULT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
NCI|NAVIGANT CONSULT INC|PDQM|CODA MARKETS, INC.|12456
NCI|NAVIGANT CONSULT INC|RBCM|RBC CAPITAL MARKETS, LLC|5000
NCI|NAVIGANT CONSULT INC|RGLD|Regal Securities, Inc|5
NCI|NAVIGANT CONSULT INC|RHCO|Suntrust Robinson Humphrey, Inc.|12006
NCI|NAVIGANT CONSULT INC|SAGL|SAGETRADER, LLC|2603
NCI|NAVIGANT CONSULT INC|SAGW|SAGETRADER, LLC|156
NCI|NAVIGANT CONSULT INC|SBSH|Citigroup Global Markets Inc.|31312
NCI|NAVIGANT CONSULT INC|SGMT|GOLDMAN SACHS & CO. LLC|53181
NCI|NAVIGANT CONSULT INC|SPDR|SPEEDROUTE LLC|1100
NCI|NAVIGANT CONSULT INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|78114
NCI|NAVIGANT CONSULT INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3402
NCI|NAVIGANT CONSULT INC|SWIM|TD Ameritrade, Inc.|1235
NCI|NAVIGANT CONSULT INC|SWST|Hilltop Securities Inc.|75
NCI|NAVIGANT CONSULT INC|TKNG|ALLY INVEST SECURITIES LLC|610
NCI|NAVIGANT CONSULT INC|TOUR|TOURMALINE PARTNERS, LLC|2700
NCI|NAVIGANT CONSULT INC|TRBT|Tradebot Systems, Inc.|107579
NCI|NAVIGANT CONSULT INC|TRCM|TRC MARKETS LLC|30352
NCI|NAVIGANT CONSULT INC|UBSA|UBS SECURITIES LLC|247336
NCI|NAVIGANT CONSULT INC|UBSS|UBS Securities LLC|152970
NCI|NAVIGANT CONSULT INC|VALX|VIRTU AMERICAS LLC|4628
NCI|NAVIGANT CONSULT INC|VGRD|Vanguard Marketing Corporation|2786
NCI|NAVIGANT CONSULT INC|WABR|Wall Street Access|230
NCI|NAVIGANT CONSULT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|610
NCI|NAVIGANT CONSULT INC|WCHV|WELLS FARGO SECURITIES, LLC|10403
NCI|NAVIGANT CONSULT INC|WEDB|WEDBUSH SECURITIES INC.|500
NCI|NAVIGANT CONSULT INC|WEED|Weeden & Co.L.P.|6800
NCI|NAVIGANT CONSULT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10
NCI|NAVIGANT CONSULT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1855
NCI|NAVIGANT CONSULT INC|WSEA|WOLVERINE SECURITIES, LLC|903
NCI|NAVIGANT CONSULT INC|XIST|INSTINET, LLC|3800
NCI|NAVIGANT CONSULT INC|XPQR|Jump Trading|500
NCI|NAVIGANT CONSULT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6800
NCI|NAVIGANT CONSULT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64
NCLH|NORWEGIAN CRUISE ORD|ABLE|NATIXIS Securities Americas LLC|2597
NCLH|NORWEGIAN CRUISE ORD|ADAM|CANACCORD GENUITY INC.|400
NCLH|NORWEGIAN CRUISE ORD|AGIS|Aegis Capital Corp.|108
NCLH|NORWEGIAN CRUISE ORD|ALTX|Alternet Securities Inc.|18106
NCLH|NORWEGIAN CRUISE ORD|ANOS|ABEL/NOSER, L.L.C.|121194
NCLH|NORWEGIAN CRUISE ORD|APCC|Apex Clearing Corporation|6709
NCLH|NORWEGIAN CRUISE ORD|AQUA|AQUA SECURITIES L.P.|2800
NCLH|NORWEGIAN CRUISE ORD|BANK|Primevest Financial Services, Inc.|2040
NCLH|NORWEGIAN CRUISE ORD|BARD|Robert W. Baird & Co. Incorporated|13913
NCLH|NORWEGIAN CRUISE ORD|BATM|CBOE TRADING, INC.|30806
NCLH|NORWEGIAN CRUISE ORD|BBNT|BB&T SECURITIES, LLC|13698
NCLH|NORWEGIAN CRUISE ORD|BERN|Sanford C. Bernstein & Co., LLC|37105
NCLH|NORWEGIAN CRUISE ORD|BIDS|BIDS TRADING L.P.|11900
NCLH|NORWEGIAN CRUISE ORD|BIMI|Banca IMI Securities Corp.|2109
NCLH|NORWEGIAN CRUISE ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4311
NCLH|NORWEGIAN CRUISE ORD|BLKX|INSTINET, LLC|279400
NCLH|NORWEGIAN CRUISE ORD|BMOC|BMO Capital Markets Corp.|2296
NCLH|NORWEGIAN CRUISE ORD|BNPX|BNP PARIBAS SECURITIES CORP.|156418
NCLH|NORWEGIAN CRUISE ORD|BRGE|Newbridge Securities Corp.|100
NCLH|NORWEGIAN CRUISE ORD|BTIG|BTIG, LLC|9652
NCLH|NORWEGIAN CRUISE ORD|BYXM|CBOE TRADING, INC.|6562
NCLH|NORWEGIAN CRUISE ORD|BZYD|GOLDMAN SACHS & CO. LLC|1000
NCLH|NORWEGIAN CRUISE ORD|CANT|Cantor Fitzgerald & Co.|882
NCLH|NORWEGIAN CRUISE ORD|CBLC|CITIGROUP GLOBAL MARKETS INC.|61508
NCLH|NORWEGIAN CRUISE ORD|CBRA|Cobra Trading, Inc.|5500
NCLH|NORWEGIAN CRUISE ORD|CHAS|Charles Schwab & Co., Inc.|767
NCLH|NORWEGIAN CRUISE ORD|CHDN|CHARDAN CAPITAL MARKETS LLC|200
NCLH|NORWEGIAN CRUISE ORD|CIBP|CIBC World Markets Corp.|1015112
NCLH|NORWEGIAN CRUISE ORD|CICF|Canaccord Genuity Corp.|1986
NCLH|NORWEGIAN CRUISE ORD|CIST|Capital Institutional Services, Inc.|17182
NCLH|NORWEGIAN CRUISE ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|336960
NCLH|NORWEGIAN CRUISE ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NCLH|NORWEGIAN CRUISE ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5458
NCLH|NORWEGIAN CRUISE ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1025393
NCLH|NORWEGIAN CRUISE ORD|CTDL|Citadel Derivatives Group Llc|10431
NCLH|NORWEGIAN CRUISE ORD|CTLR|CUTLER GROUP, LP|1200
NCLH|NORWEGIAN CRUISE ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|58510
NCLH|NORWEGIAN CRUISE ORD|DADA|D.A. Davidson & Co.|3479
NCLH|NORWEGIAN CRUISE ORD|DAVA|Davenport & Company LLC|773
NCLH|NORWEGIAN CRUISE ORD|DBAB|Deutsche Bank Securities Inc.|473480
NCLH|NORWEGIAN CRUISE ORD|DBAX|Deutsche Bank Securities Inc.|459400
NCLH|NORWEGIAN CRUISE ORD|DBUL|Deutsche Bank Securities Inc.|2000
NCLH|NORWEGIAN CRUISE ORD|DCHF|Dart Executions, LLC|16689
NCLH|NORWEGIAN CRUISE ORD|DEAN|MORGAN STANLEY|14472
NCLH|NORWEGIAN CRUISE ORD|DEGS|RONIN PROFESSIONAL LLC|200
NCLH|NORWEGIAN CRUISE ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26077
NCLH|NORWEGIAN CRUISE ORD|EBXL|EBX LLC|383400
NCLH|NORWEGIAN CRUISE ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|129129
NCLH|NORWEGIAN CRUISE ORD|EDJO|Edward D. Jones & Co., L.P.|4344
NCLH|NORWEGIAN CRUISE ORD|EGAM|CBOE TRADING, INC.|35703
NCLH|NORWEGIAN CRUISE ORD|EGAW|CBOE TRADING, INC.|822
NCLH|NORWEGIAN CRUISE ORD|EGMT|EG MARKET TECHNOLOGIES LLC|1492
NCLH|NORWEGIAN CRUISE ORD|EGXM|CBOE TRADING, INC.|9505
NCLH|NORWEGIAN CRUISE ORD|ETBE|Electronic Transaction Clearing, Inc.|48920
NCLH|NORWEGIAN CRUISE ORD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
NCLH|NORWEGIAN CRUISE ORD|ETCC|Electronic Transaction Clearing, Inc.|954
NCLH|NORWEGIAN CRUISE ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28607
NCLH|NORWEGIAN CRUISE ORD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
NCLH|NORWEGIAN CRUISE ORD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2762
NCLH|NORWEGIAN CRUISE ORD|ETRS|E*Trade Securities LLC|76867
NCLH|NORWEGIAN CRUISE ORD|EVRS|E1 ASSET MANAGEMENT, INC.|1000
NCLH|NORWEGIAN CRUISE ORD|FBSB|U.S. Bancorp Investments, Inc.|63
NCLH|NORWEGIAN CRUISE ORD|FCST|INTL FCSTONE FINANCIAL INC.|200
NCLH|NORWEGIAN CRUISE ORD|FILL|Tradestation Securities, Inc.|19330
NCLH|NORWEGIAN CRUISE ORD|FINX|FINTECH SECURITIES|50
NCLH|NORWEGIAN CRUISE ORD|FMAF|NBCN Inc./ CDS|1505
NCLH|NORWEGIAN CRUISE ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18553
NCLH|NORWEGIAN CRUISE ORD|FQLS|Quantlab Securities LP|548095
NCLH|NORWEGIAN CRUISE ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|321713
NCLH|NORWEGIAN CRUISE ORD|FTBR|Foliofn Investments, Inc.|1333
NCLH|NORWEGIAN CRUISE ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|2537
NCLH|NORWEGIAN CRUISE ORD|GLIS|TD Securities Inc|4479
NCLH|NORWEGIAN CRUISE ORD|GLPX|ACS EXECUTION SERVICES, LLC|64884
NCLH|NORWEGIAN CRUISE ORD|GSCO|GOLDMAN SACHS & CO. LLC|4193052
NCLH|NORWEGIAN CRUISE ORD|GSCS|GOLDMAN SACHS & CO. LLC|14795
NCLH|NORWEGIAN CRUISE ORD|GSLT|GOLDMAN SACHS & CO. LLC|31104
NCLH|NORWEGIAN CRUISE ORD|GTSZ|GTS SECURITIES LLC|222106
NCLH|NORWEGIAN CRUISE ORD|HRBF|American Enterprise Investment Services Inc.|39553
NCLH|NORWEGIAN CRUISE ORD|HSBC|HSBC Securities, Inc.|1016
NCLH|NORWEGIAN CRUISE ORD|IATS|INTERACTIVE BROKERS LLC|17383
NCLH|NORWEGIAN CRUISE ORD|IBKR|Interactive Brokers Llc|42589
NCLH|NORWEGIAN CRUISE ORD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|427
NCLH|NORWEGIAN CRUISE ORD|ICBX|INSTINET, LLC|342871
NCLH|NORWEGIAN CRUISE ORD|IEQY|CITADEL SECURITIES LLC|234055
NCLH|NORWEGIAN CRUISE ORD|INCA|INSTINET, LLC|678792
NCLH|NORWEGIAN CRUISE ORD|INJX|INSTINET, LLC|4437
NCLH|NORWEGIAN CRUISE ORD|ITGI|ITG Inc.|142314
NCLH|NORWEGIAN CRUISE ORD|ITGP|ITG INC.|319800
NCLH|NORWEGIAN CRUISE ORD|JANY|Janney Montgomery Scott Inc.|2149
NCLH|NORWEGIAN CRUISE ORD|JEFF|JEFFERIES LLC|71921
NCLH|NORWEGIAN CRUISE ORD|JMPT|JUMP TRADING, LLC|155010
NCLH|NORWEGIAN CRUISE ORD|JONE|JonesTrading|5661
NCLH|NORWEGIAN CRUISE ORD|JPBX|J.P. MORGAN SECURITIES LLC|622639
NCLH|NORWEGIAN CRUISE ORD|JPMX|J.P. Morgan Securities LLC|1190167
NCLH|NORWEGIAN CRUISE ORD|JSJX|JANE STREET CAPITAL LLC|6372
NCLH|NORWEGIAN CRUISE ORD|KCGM|VIRTU Americas LLC|107310
NCLH|NORWEGIAN CRUISE ORD|LEHM|Barclays Capital Inc./Le|1185713
NCLH|NORWEGIAN CRUISE ORD|LIME|Lime Brokerage LLC|37431
NCLH|NORWEGIAN CRUISE ORD|LMNX|LUMINEX TRADING & ANALYTICS LLC|414200
NCLH|NORWEGIAN CRUISE ORD|LOOP|Loop Capital Markets LLC|100
NCLH|NORWEGIAN CRUISE ORD|LQNA|LIQUIDNET, INC.|95700
NCLH|NORWEGIAN CRUISE ORD|LSCI|Lek Securities Corporation|178
NCLH|NORWEGIAN CRUISE ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
NCLH|NORWEGIAN CRUISE ORD|MACC|Mid Atlantic Capital Corporation|26
NCLH|NORWEGIAN CRUISE ORD|MBTS|ALLY INVEST SECURITIES LLC|3706
NCLH|NORWEGIAN CRUISE ORD|MCMF|Raymond James Ltd. Cds|517
NCLH|NORWEGIAN CRUISE ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200410
NCLH|NORWEGIAN CRUISE ORD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
NCLH|NORWEGIAN CRUISE ORD|MOTF|MOTIF INVESTING, INC.|3
NCLH|NORWEGIAN CRUISE ORD|MSCO|MORGAN STANLEY & CO. LLC|9102396
NCLH|NORWEGIAN CRUISE ORD|MSPL|MORGAN STANLEY & CO. LLC|785200
NCLH|NORWEGIAN CRUISE ORD|MSTX|MORGAN STANLEY & CO. LLC|338100
NCLH|NORWEGIAN CRUISE ORD|NATL|National Securities Corporation|900
NCLH|NORWEGIAN CRUISE ORD|NEUB|NEUBERGER BERMAN BD LLC|4000
NCLH|NORWEGIAN CRUISE ORD|NFSC|National Financial Services LLC|300224
NCLH|NORWEGIAN CRUISE ORD|NITE|VIRTU Americas LLC|795215
NCLH|NORWEGIAN CRUISE ORD|NITP|VIRTU Americas LLC|2876
NCLH|NORWEGIAN CRUISE ORD|NQRB|Brut, LLC|62892
NCLH|NORWEGIAN CRUISE ORD|NTBF|BMO Nesbitt Burns Inc./CDS|665
NCLH|NORWEGIAN CRUISE ORD|NTRC|Northern Trust Securities, Inc.|83
NCLH|NORWEGIAN CRUISE ORD|OHOS|TWO SIGMA SECURITIES, LLC|107774
NCLH|NORWEGIAN CRUISE ORD|OLDM|OLD MISSION CAPITAL, LLC|1203
NCLH|NORWEGIAN CRUISE ORD|OPCO|Oppenheimer & Co. Inc.|14307
NCLH|NORWEGIAN CRUISE ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|205
NCLH|NORWEGIAN CRUISE ORD|PDQM|CODA MARKETS, INC.|61491
NCLH|NORWEGIAN CRUISE ORD|PHLY|NASDAQ Execution Services, LLC|1200
NCLH|NORWEGIAN CRUISE ORD|PIPR|Piper Jaffray & Co.|14617
NCLH|NORWEGIAN CRUISE ORD|PNSR|Penserra Securities, LLC|2300
NCLH|NORWEGIAN CRUISE ORD|PWJC|UBS Financial Services, Inc.|12927
NCLH|NORWEGIAN CRUISE ORD|QMSR|QUATTRO M SECURITIES INC.|23110
NCLH|NORWEGIAN CRUISE ORD|RBCM|RBC CAPITAL MARKETS, LLC|15622
NCLH|NORWEGIAN CRUISE ORD|RHCO|Suntrust Robinson Humphrey, Inc.|551081
NCLH|NORWEGIAN CRUISE ORD|SAGL|SAGETRADER, LLC|91972
NCLH|NORWEGIAN CRUISE ORD|SAGW|SAGETRADER, LLC|153
NCLH|NORWEGIAN CRUISE ORD|SALI|INTL FCSTONE FINANCIAL INC.|640
NCLH|NORWEGIAN CRUISE ORD|SBSH|Citigroup Global Markets Inc.|184652
NCLH|NORWEGIAN CRUISE ORD|SEIC|SEI Investments Distribution Co.|100
NCLH|NORWEGIAN CRUISE ORD|SGMT|GOLDMAN SACHS & CO. LLC|456021
NCLH|NORWEGIAN CRUISE ORD|SJLS|TRADE INFORMATICS LLC|200
NCLH|NORWEGIAN CRUISE ORD|SOCO|Capital One Southcoast, Inc|400
NCLH|NORWEGIAN CRUISE ORD|SPDR|SPEEDROUTE LLC|37960
NCLH|NORWEGIAN CRUISE ORD|SPHN|Stephens Inc.|125212
NCLH|NORWEGIAN CRUISE ORD|SPTD|MINT GLOBAL MARKETS, INC.|400
NCLH|NORWEGIAN CRUISE ORD|SSBS|STATE STREET GLOBAL MARKETS, LLC|479
NCLH|NORWEGIAN CRUISE ORD|STFL|Stifel, Nicolaus & Company, Incorporated|18949
NCLH|NORWEGIAN CRUISE ORD|STKP|STOCKPILE INVESTMENTS, INC.|66
NCLH|NORWEGIAN CRUISE ORD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3174
NCLH|NORWEGIAN CRUISE ORD|SWIM|TD Ameritrade, Inc.|200511
NCLH|NORWEGIAN CRUISE ORD|SWST|Hilltop Securities Inc.|6595
NCLH|NORWEGIAN CRUISE ORD|TAGC|TELSEY ADVISORY GROUP LLC|7600
NCLH|NORWEGIAN CRUISE ORD|TKNG|ALLY INVEST SECURITIES LLC|3834
NCLH|NORWEGIAN CRUISE ORD|TMBR|Timber Hill LLC|6015
NCLH|NORWEGIAN CRUISE ORD|TOUR|TOURMALINE PARTNERS, LLC|852
NCLH|NORWEGIAN CRUISE ORD|TRBT|Tradebot Systems, Inc.|444736
NCLH|NORWEGIAN CRUISE ORD|TRCM|TRC MARKETS LLC|615936
NCLH|NORWEGIAN CRUISE ORD|UBSA|UBS SECURITIES LLC|1218175
NCLH|NORWEGIAN CRUISE ORD|UBSS|UBS Securities LLC|1334744
NCLH|NORWEGIAN CRUISE ORD|VALX|VIRTU AMERICAS LLC|18091
NCLH|NORWEGIAN CRUISE ORD|VGRD|Vanguard Marketing Corporation|14750
NCLH|NORWEGIAN CRUISE ORD|WBPX|SUMMIT SECURITIES GROUP, LLC|8065
NCLH|NORWEGIAN CRUISE ORD|WCHV|WELLS FARGO SECURITIES, LLC|166161
NCLH|NORWEGIAN CRUISE ORD|WEDB|WEDBUSH SECURITIES INC.|37320
NCLH|NORWEGIAN CRUISE ORD|WEED|Weeden & Co.L.P.|26069
NCLH|NORWEGIAN CRUISE ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27882
NCLH|NORWEGIAN CRUISE ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24658
NCLH|NORWEGIAN CRUISE ORD|WGIF|CIBC World Markets Inc.|3855
NCLH|NORWEGIAN CRUISE ORD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|880
NCLH|NORWEGIAN CRUISE ORD|WOLF|Wolfe Trahan Securities|277
NCLH|NORWEGIAN CRUISE ORD|WSAG|WALL STREET ACCESS|234
NCLH|NORWEGIAN CRUISE ORD|WSEA|WOLVERINE SECURITIES, LLC|11645
NCLH|NORWEGIAN CRUISE ORD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
NCLH|NORWEGIAN CRUISE ORD|XIST|INSTINET, LLC|21808
NCLH|NORWEGIAN CRUISE ORD|XPQR|Jump Trading|5717
NCLH|NORWEGIAN CRUISE ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|75888
NCLH|NORWEGIAN CRUISE ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|600
NCLH|NORWEGIAN CRUISE ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2546
NCMI|NATIONAL CINEMEDIA|AGIS|Aegis Capital Corp.|1400
NCMI|NATIONAL CINEMEDIA|ALLN|Allen & Company LLC|9376
NCMI|NATIONAL CINEMEDIA|ALTX|Alternet Securities Inc.|1890
NCMI|NATIONAL CINEMEDIA|APCC|Apex Clearing Corporation|3668
NCMI|NATIONAL CINEMEDIA|BANK|Primevest Financial Services, Inc.|12
NCMI|NATIONAL CINEMEDIA|BARD|Robert W. Baird & Co. Incorporated|21630
NCMI|NATIONAL CINEMEDIA|BATM|CBOE TRADING, INC.|1339
NCMI|NATIONAL CINEMEDIA|BERN|Sanford C. Bernstein & Co., LLC|32500
NCMI|NATIONAL CINEMEDIA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2525
NCMI|NATIONAL CINEMEDIA|BMOC|BMO Capital Markets Corp.|11034
NCMI|NATIONAL CINEMEDIA|BNPX|BNP PARIBAS SECURITIES CORP.|9826
NCMI|NATIONAL CINEMEDIA|BTIG|BTIG, LLC|3854
NCMI|NATIONAL CINEMEDIA|BYXM|CBOE TRADING, INC.|500
NCMI|NATIONAL CINEMEDIA|BZYD|GOLDMAN SACHS & CO. LLC|10700
NCMI|NATIONAL CINEMEDIA|CANT|Cantor Fitzgerald & Co.|306
NCMI|NATIONAL CINEMEDIA|CHAS|Charles Schwab & Co., Inc.|29
NCMI|NATIONAL CINEMEDIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|217338
NCMI|NATIONAL CINEMEDIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|360
NCMI|NATIONAL CINEMEDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|237275
NCMI|NATIONAL CINEMEDIA|CSIN|Citadel Securities Institutional LLC|4000
NCMI|NATIONAL CINEMEDIA|CTDL|Citadel Derivatives Group Llc|28478
NCMI|NATIONAL CINEMEDIA|CTLR|CUTLER GROUP, LP|100
NCMI|NATIONAL CINEMEDIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|47110
NCMI|NATIONAL CINEMEDIA|DBAB|Deutsche Bank Securities Inc.|245994
NCMI|NATIONAL CINEMEDIA|DBAX|Deutsche Bank Securities Inc.|218100
NCMI|NATIONAL CINEMEDIA|DBUL|Deutsche Bank Securities Inc.|5400
NCMI|NATIONAL CINEMEDIA|DEAN|MORGAN STANLEY|814
NCMI|NATIONAL CINEMEDIA|DEGS|RONIN PROFESSIONAL LLC|2399
NCMI|NATIONAL CINEMEDIA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|794
NCMI|NATIONAL CINEMEDIA|EBXL|EBX LLC|125300
NCMI|NATIONAL CINEMEDIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|251272
NCMI|NATIONAL CINEMEDIA|EDJO|Edward D. Jones & Co., L.P.|1558
NCMI|NATIONAL CINEMEDIA|EGAM|CBOE TRADING, INC.|4746
NCMI|NATIONAL CINEMEDIA|EGXM|CBOE TRADING, INC.|1820
NCMI|NATIONAL CINEMEDIA|EGXW|CBOE TRADING, INC.|9
NCMI|NATIONAL CINEMEDIA|ESPO|ESPOSITO SECURITIES, LLC|121
NCMI|NATIONAL CINEMEDIA|ETBE|Electronic Transaction Clearing, Inc.|33089
NCMI|NATIONAL CINEMEDIA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10576
NCMI|NATIONAL CINEMEDIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12634
NCMI|NATIONAL CINEMEDIA|ETRS|E*Trade Securities LLC|96308
NCMI|NATIONAL CINEMEDIA|FBCO|Credit Suisse Securities (USA) LLC|275066
NCMI|NATIONAL CINEMEDIA|FBRC|B. RILEY FBR, INC.|222134
NCMI|NATIONAL CINEMEDIA|FILL|Tradestation Securities, Inc.|14947
NCMI|NATIONAL CINEMEDIA|FMAF|NBCN Inc./ CDS|1000
NCMI|NATIONAL CINEMEDIA|FOMA|TD AMERITRADE CLEARING, INC.|204786
NCMI|NATIONAL CINEMEDIA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1820
NCMI|NATIONAL CINEMEDIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|212664
NCMI|NATIONAL CINEMEDIA|FTBR|Foliofn Investments, Inc.|9273
NCMI|NATIONAL CINEMEDIA|GEBB|GLOBAL EXECUTION BROKERS, LP|31370
NCMI|NATIONAL CINEMEDIA|GLPX|ACS EXECUTION SERVICES, LLC|676
NCMI|NATIONAL CINEMEDIA|GSCO|GOLDMAN SACHS & CO. LLC|947027
NCMI|NATIONAL CINEMEDIA|GSCS|GOLDMAN SACHS & CO. LLC|47337
NCMI|NATIONAL CINEMEDIA|GSLT|GOLDMAN SACHS & CO. LLC|13949
NCMI|NATIONAL CINEMEDIA|GTSZ|GTS SECURITIES LLC|11197
NCMI|NATIONAL CINEMEDIA|HRBF|American Enterprise Investment Services Inc.|393
NCMI|NATIONAL CINEMEDIA|IATS|INTERACTIVE BROKERS LLC|33802
NCMI|NATIONAL CINEMEDIA|IBKR|Interactive Brokers Llc|213349
NCMI|NATIONAL CINEMEDIA|ICBX|INSTINET, LLC|52297
NCMI|NATIONAL CINEMEDIA|IEQY|CITADEL SECURITIES LLC|78359
NCMI|NATIONAL CINEMEDIA|INCA|INSTINET, LLC|518144
NCMI|NATIONAL CINEMEDIA|INJX|INSTINET, LLC|9284
NCMI|NATIONAL CINEMEDIA|ITGI|ITG Inc.|33051
NCMI|NATIONAL CINEMEDIA|ITGP|ITG INC.|117200
NCMI|NATIONAL CINEMEDIA|JANY|Janney Montgomery Scott Inc.|5
NCMI|NATIONAL CINEMEDIA|JEFF|JEFFERIES LLC|228691
NCMI|NATIONAL CINEMEDIA|JMPT|JUMP TRADING, LLC|43036
NCMI|NATIONAL CINEMEDIA|JONE|JonesTrading|151772
NCMI|NATIONAL CINEMEDIA|JPBX|J.P. MORGAN SECURITIES LLC|62909
NCMI|NATIONAL CINEMEDIA|JPMX|J.P. Morgan Securities LLC|469772
NCMI|NATIONAL CINEMEDIA|JSJX|JANE STREET CAPITAL LLC|13635
NCMI|NATIONAL CINEMEDIA|KCGM|VIRTU Americas LLC|26238
NCMI|NATIONAL CINEMEDIA|KCRD|PHX FINANCIAL, INC.|4912
NCMI|NATIONAL CINEMEDIA|LEHM|Barclays Capital Inc./Le|924282
NCMI|NATIONAL CINEMEDIA|LGNT|COR CLEARING LLC|4
NCMI|NATIONAL CINEMEDIA|LIME|Lime Brokerage LLC|172912
NCMI|NATIONAL CINEMEDIA|LMGP|LIME BROKERAGE LLC|3200
NCMI|NATIONAL CINEMEDIA|LOOP|Loop Capital Markets LLC|5817
NCMI|NATIONAL CINEMEDIA|LQNA|LIQUIDNET, INC.|162200
NCMI|NATIONAL CINEMEDIA|LSCI|Lek Securities Corporation|12901
NCMI|NATIONAL CINEMEDIA|MAXM|Maxim Group LLC|15573
NCMI|NATIONAL CINEMEDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|201575
NCMI|NATIONAL CINEMEDIA|MSCO|MORGAN STANLEY & CO. LLC|2137528
NCMI|NATIONAL CINEMEDIA|MSPL|MORGAN STANLEY & CO. LLC|476900
NCMI|NATIONAL CINEMEDIA|MSTX|MORGAN STANLEY & CO. LLC|207200
NCMI|NATIONAL CINEMEDIA|NFSC|National Financial Services LLC|228177
NCMI|NATIONAL CINEMEDIA|NITE|VIRTU Americas LLC|611410
NCMI|NATIONAL CINEMEDIA|NITP|VIRTU Americas LLC|3800
NCMI|NATIONAL CINEMEDIA|NQRB|Brut, LLC|4627
NCMI|NATIONAL CINEMEDIA|OPCO|Oppenheimer & Co. Inc.|1700
NCMI|NATIONAL CINEMEDIA|PDQM|CODA MARKETS, INC.|1398
NCMI|NATIONAL CINEMEDIA|PHLY|NASDAQ Execution Services, LLC|72800
NCMI|NATIONAL CINEMEDIA|PWJC|UBS Financial Services, Inc.|5100
NCMI|NATIONAL CINEMEDIA|RAJA|Raymond James & Associates, Inc.|6874
NCMI|NATIONAL CINEMEDIA|RBCM|RBC CAPITAL MARKETS, LLC|21650
NCMI|NATIONAL CINEMEDIA|RGLD|Regal Securities, Inc|100
NCMI|NATIONAL CINEMEDIA|RILY|B. RILEY FBR, INC.|73675
NCMI|NATIONAL CINEMEDIA|SAGW|SAGETRADER, LLC|7912
NCMI|NATIONAL CINEMEDIA|SBSH|Citigroup Global Markets Inc.|583310
NCMI|NATIONAL CINEMEDIA|SGMT|GOLDMAN SACHS & CO. LLC|126347
NCMI|NATIONAL CINEMEDIA|SOGO|Wang Investment Associates, Inc.|126
NCMI|NATIONAL CINEMEDIA|SPDR|SPEEDROUTE LLC|2600
NCMI|NATIONAL CINEMEDIA|STFL|Stifel, Nicolaus & Company, Incorporated|5204
NCMI|NATIONAL CINEMEDIA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
NCMI|NATIONAL CINEMEDIA|SWIM|TD Ameritrade, Inc.|115264
NCMI|NATIONAL CINEMEDIA|SWST|Hilltop Securities Inc.|2501
NCMI|NATIONAL CINEMEDIA|TAGC|TELSEY ADVISORY GROUP LLC|41262
NCMI|NATIONAL CINEMEDIA|TKNG|ALLY INVEST SECURITIES LLC|5239
NCMI|NATIONAL CINEMEDIA|TOUR|TOURMALINE PARTNERS, LLC|41400
NCMI|NATIONAL CINEMEDIA|TRBT|Tradebot Systems, Inc.|154700
NCMI|NATIONAL CINEMEDIA|TRCM|TRC MARKETS LLC|111418
NCMI|NATIONAL CINEMEDIA|UBSA|UBS SECURITIES LLC|623065
NCMI|NATIONAL CINEMEDIA|UBSS|UBS Securities LLC|1014372
NCMI|NATIONAL CINEMEDIA|VALX|VIRTU AMERICAS LLC|48787
NCMI|NATIONAL CINEMEDIA|VGRD|Vanguard Marketing Corporation|35158
NCMI|NATIONAL CINEMEDIA|WCHV|WELLS FARGO SECURITIES, LLC|37929
NCMI|NATIONAL CINEMEDIA|WEDB|WEDBUSH SECURITIES INC.|6053
NCMI|NATIONAL CINEMEDIA|WEED|Weeden & Co.L.P.|2500
NCMI|NATIONAL CINEMEDIA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17539
NCMI|NATIONAL CINEMEDIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7139
NCMI|NATIONAL CINEMEDIA|WGIF|CIBC World Markets Inc.|5001
NCMI|NATIONAL CINEMEDIA|WSEA|WOLVERINE SECURITIES, LLC|4982
NCMI|NATIONAL CINEMEDIA|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1222
NCMI|NATIONAL CINEMEDIA|XIST|INSTINET, LLC|5200
NCMI|NATIONAL CINEMEDIA|XPQR|Jump Trading|1600
NCMI|NATIONAL CINEMEDIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|77240
NCMI|NATIONAL CINEMEDIA|YKNA|COMHAR CAPITAL MARKETS, LLC|598
NCMI|NATIONAL CINEMEDIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56930
NCNA|NUCANA PLC ADS|ALTX|Alternet Securities Inc.|3502
NCNA|NUCANA PLC ADS|APCC|Apex Clearing Corporation|65
NCNA|NUCANA PLC ADS|BATM|CBOE TRADING, INC.|1000
NCNA|NUCANA PLC ADS|BERN|Sanford C. Bernstein & Co., LLC|1657
NCNA|NUCANA PLC ADS|BYXM|CBOE TRADING, INC.|216
NCNA|NUCANA PLC ADS|CHAS|Charles Schwab & Co., Inc.|300
NCNA|NUCANA PLC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3015
NCNA|NUCANA PLC ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20210
NCNA|NUCANA PLC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5430
NCNA|NUCANA PLC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19443
NCNA|NUCANA PLC ADS|CTDL|Citadel Derivatives Group Llc|134
NCNA|NUCANA PLC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|860
NCNA|NUCANA PLC ADS|DBAB|Deutsche Bank Securities Inc.|3035
NCNA|NUCANA PLC ADS|DBAX|Deutsche Bank Securities Inc.|15100
NCNA|NUCANA PLC ADS|DBUL|Deutsche Bank Securities Inc.|263
NCNA|NUCANA PLC ADS|DEGS|RONIN PROFESSIONAL LLC|250
NCNA|NUCANA PLC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4999
NCNA|NUCANA PLC ADS|EBXL|EBX LLC|12400
NCNA|NUCANA PLC ADS|EGXW|CBOE TRADING, INC.|404
NCNA|NUCANA PLC ADS|ETRS|E*Trade Securities LLC|17604
NCNA|NUCANA PLC ADS|FBCO|Credit Suisse Securities (USA) LLC|3525
NCNA|NUCANA PLC ADS|FILL|Tradestation Securities, Inc.|500
NCNA|NUCANA PLC ADS|FOMA|TD AMERITRADE CLEARING, INC.|44518
NCNA|NUCANA PLC ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|406
NCNA|NUCANA PLC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7118
NCNA|NUCANA PLC ADS|FTBR|Foliofn Investments, Inc.|101
NCNA|NUCANA PLC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|322
NCNA|NUCANA PLC ADS|GLPX|ACS EXECUTION SERVICES, LLC|2534
NCNA|NUCANA PLC ADS|GSCO|GOLDMAN SACHS & CO. LLC|4780
NCNA|NUCANA PLC ADS|GSCS|GOLDMAN SACHS & CO. LLC|727
NCNA|NUCANA PLC ADS|GSLT|GOLDMAN SACHS & CO. LLC|462
NCNA|NUCANA PLC ADS|GTSZ|GTS SECURITIES LLC|16187
NCNA|NUCANA PLC ADS|HRBF|American Enterprise Investment Services Inc.|100
NCNA|NUCANA PLC ADS|IATS|INTERACTIVE BROKERS LLC|11217
NCNA|NUCANA PLC ADS|IBKR|Interactive Brokers Llc|30283
NCNA|NUCANA PLC ADS|ICBX|INSTINET, LLC|2000
NCNA|NUCANA PLC ADS|INCA|INSTINET, LLC|10335
NCNA|NUCANA PLC ADS|INJX|INSTINET, LLC|36475
NCNA|NUCANA PLC ADS|ITGI|ITG Inc.|1305
NCNA|NUCANA PLC ADS|ITGP|ITG INC.|21200
NCNA|NUCANA PLC ADS|JEFF|JEFFERIES LLC|47574
NCNA|NUCANA PLC ADS|JONE|JonesTrading|581
NCNA|NUCANA PLC ADS|JPBX|J.P. MORGAN SECURITIES LLC|124
NCNA|NUCANA PLC ADS|JPMX|J.P. Morgan Securities LLC|33116
NCNA|NUCANA PLC ADS|KCGM|VIRTU Americas LLC|6989
NCNA|NUCANA PLC ADS|LEHM|Barclays Capital Inc./Le|10981
NCNA|NUCANA PLC ADS|LIME|Lime Brokerage LLC|10132
NCNA|NUCANA PLC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
NCNA|NUCANA PLC ADS|MOTF|MOTIF INVESTING, INC.|4
NCNA|NUCANA PLC ADS|MSCO|MORGAN STANLEY & CO. LLC|33717
NCNA|NUCANA PLC ADS|MSPL|MORGAN STANLEY & CO. LLC|7800
NCNA|NUCANA PLC ADS|NFSC|National Financial Services LLC|22401
NCNA|NUCANA PLC ADS|NITE|VIRTU Americas LLC|56358
NCNA|NUCANA PLC ADS|NQRB|Brut, LLC|100
NCNA|NUCANA PLC ADS|PDQM|CODA MARKETS, INC.|3378
NCNA|NUCANA PLC ADS|RAJA|Raymond James & Associates, Inc.|343
NCNA|NUCANA PLC ADS|SBSH|Citigroup Global Markets Inc.|1075
NCNA|NUCANA PLC ADS|SGMT|GOLDMAN SACHS & CO. LLC|3750
NCNA|NUCANA PLC ADS|SPDR|SPEEDROUTE LLC|14836
NCNA|NUCANA PLC ADS|SPTD|MINT GLOBAL MARKETS, INC.|2420
NCNA|NUCANA PLC ADS|SWIM|TD Ameritrade, Inc.|4045
NCNA|NUCANA PLC ADS|TRCM|TRC MARKETS LLC|283
NCNA|NUCANA PLC ADS|UBSS|UBS Securities LLC|27266
NCNA|NUCANA PLC ADS|VALX|VIRTU AMERICAS LLC|4648
NCNA|NUCANA PLC ADS|VGRD|Vanguard Marketing Corporation|3177
NCNA|NUCANA PLC ADS|WCHV|WELLS FARGO SECURITIES, LLC|14780
NCNA|NUCANA PLC ADS|WSEA|WOLVERINE SECURITIES, LLC|172
NCNA|NUCANA PLC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
NCNA|NUCANA PLC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|408
NCNA|NUCANA PLC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
NCOM|NATIONAL COMMERCE CM|APCC|Apex Clearing Corporation|2
NCOM|NATIONAL COMMERCE CM|BATM|CBOE TRADING, INC.|304
NCOM|NATIONAL COMMERCE CM|BERN|Sanford C. Bernstein & Co., LLC|7000
NCOM|NATIONAL COMMERCE CM|BMOC|BMO Capital Markets Corp.|2135
NCOM|NATIONAL COMMERCE CM|BNPX|BNP PARIBAS SECURITIES CORP.|1279
NCOM|NATIONAL COMMERCE CM|BZYD|GOLDMAN SACHS & CO. LLC|1131
NCOM|NATIONAL COMMERCE CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1914
NCOM|NATIONAL COMMERCE CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|193
NCOM|NATIONAL COMMERCE CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|247
NCOM|NATIONAL COMMERCE CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4898
NCOM|NATIONAL COMMERCE CM|CTDL|Citadel Derivatives Group Llc|1309
NCOM|NATIONAL COMMERCE CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2650
NCOM|NATIONAL COMMERCE CM|DBAB|Deutsche Bank Securities Inc.|73450
NCOM|NATIONAL COMMERCE CM|DBAX|Deutsche Bank Securities Inc.|7000
NCOM|NATIONAL COMMERCE CM|DEAN|MORGAN STANLEY|110
NCOM|NATIONAL COMMERCE CM|DEGS|RONIN PROFESSIONAL LLC|785
NCOM|NATIONAL COMMERCE CM|EBXL|EBX LLC|4000
NCOM|NATIONAL COMMERCE CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|106
NCOM|NATIONAL COMMERCE CM|EGAM|CBOE TRADING, INC.|400
NCOM|NATIONAL COMMERCE CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1461
NCOM|NATIONAL COMMERCE CM|ETRS|E*Trade Securities LLC|330
NCOM|NATIONAL COMMERCE CM|FBCO|Credit Suisse Securities (USA) LLC|53643
NCOM|NATIONAL COMMERCE CM|FOMA|TD AMERITRADE CLEARING, INC.|32109
NCOM|NATIONAL COMMERCE CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|217
NCOM|NATIONAL COMMERCE CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10815
NCOM|NATIONAL COMMERCE CM|FTBR|Foliofn Investments, Inc.|4
NCOM|NATIONAL COMMERCE CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4243
NCOM|NATIONAL COMMERCE CM|GSCO|GOLDMAN SACHS & CO. LLC|185845
NCOM|NATIONAL COMMERCE CM|GSCS|GOLDMAN SACHS & CO. LLC|52
NCOM|NATIONAL COMMERCE CM|GSLT|GOLDMAN SACHS & CO. LLC|55
NCOM|NATIONAL COMMERCE CM|GTSZ|GTS SECURITIES LLC|1493
NCOM|NATIONAL COMMERCE CM|HOVD|HOVDE GROUP, LLC|8487
NCOM|NATIONAL COMMERCE CM|HRBF|American Enterprise Investment Services Inc.|2338
NCOM|NATIONAL COMMERCE CM|IBKR|Interactive Brokers Llc|5457
NCOM|NATIONAL COMMERCE CM|ICBX|INSTINET, LLC|600
NCOM|NATIONAL COMMERCE CM|IEQY|CITADEL SECURITIES LLC|3687
NCOM|NATIONAL COMMERCE CM|INCA|INSTINET, LLC|30593
NCOM|NATIONAL COMMERCE CM|INJX|INSTINET, LLC|3864
NCOM|NATIONAL COMMERCE CM|ITGI|ITG Inc.|4092
NCOM|NATIONAL COMMERCE CM|ITGP|ITG INC.|400
NCOM|NATIONAL COMMERCE CM|JEFF|JEFFERIES LLC|3143
NCOM|NATIONAL COMMERCE CM|JPBX|J.P. MORGAN SECURITIES LLC|1260
NCOM|NATIONAL COMMERCE CM|JPMX|J.P. Morgan Securities LLC|5309
NCOM|NATIONAL COMMERCE CM|KCGM|VIRTU Americas LLC|2343
NCOM|NATIONAL COMMERCE CM|LEHM|Barclays Capital Inc./Le|64544
NCOM|NATIONAL COMMERCE CM|LIME|Lime Brokerage LLC|33489
NCOM|NATIONAL COMMERCE CM|MAXM|Maxim Group LLC|928
NCOM|NATIONAL COMMERCE CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5700
NCOM|NATIONAL COMMERCE CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
NCOM|NATIONAL COMMERCE CM|MSCO|MORGAN STANLEY & CO. LLC|196780
NCOM|NATIONAL COMMERCE CM|MSPL|MORGAN STANLEY & CO. LLC|2300
NCOM|NATIONAL COMMERCE CM|MSTX|MORGAN STANLEY & CO. LLC|200
NCOM|NATIONAL COMMERCE CM|NFSC|National Financial Services LLC|18090
NCOM|NATIONAL COMMERCE CM|NITE|VIRTU Americas LLC|26183
NCOM|NATIONAL COMMERCE CM|NITP|VIRTU Americas LLC|300
NCOM|NATIONAL COMMERCE CM|NQRB|Brut, LLC|500
NCOM|NATIONAL COMMERCE CM|PDQM|CODA MARKETS, INC.|200
NCOM|NATIONAL COMMERCE CM|PNSR|Penserra Securities, LLC|4228
NCOM|NATIONAL COMMERCE CM|RAJA|Raymond James & Associates, Inc.|35922
NCOM|NATIONAL COMMERCE CM|SAGW|SAGETRADER, LLC|297
NCOM|NATIONAL COMMERCE CM|SBSH|Citigroup Global Markets Inc.|23712
NCOM|NATIONAL COMMERCE CM|SGMT|GOLDMAN SACHS & CO. LLC|1655
NCOM|NATIONAL COMMERCE CM|SOGO|Wang Investment Associates, Inc.|200
NCOM|NATIONAL COMMERCE CM|SPDR|SPEEDROUTE LLC|6
NCOM|NATIONAL COMMERCE CM|SPHN|Stephens Inc.|3231
NCOM|NATIONAL COMMERCE CM|SPTD|MINT GLOBAL MARKETS, INC.|4001
NCOM|NATIONAL COMMERCE CM|STFL|Stifel, Nicolaus & Company, Incorporated|1262
NCOM|NATIONAL COMMERCE CM|SWIM|TD Ameritrade, Inc.|436
NCOM|NATIONAL COMMERCE CM|SWST|Hilltop Securities Inc.|255
NCOM|NATIONAL COMMERCE CM|TRBT|Tradebot Systems, Inc.|3106
NCOM|NATIONAL COMMERCE CM|TRCM|TRC MARKETS LLC|12182
NCOM|NATIONAL COMMERCE CM|UBSA|UBS SECURITIES LLC|37043
NCOM|NATIONAL COMMERCE CM|UBSS|UBS Securities LLC|164567
NCOM|NATIONAL COMMERCE CM|VALX|VIRTU AMERICAS LLC|2062
NCOM|NATIONAL COMMERCE CM|VGRD|Vanguard Marketing Corporation|132
NCOM|NATIONAL COMMERCE CM|WCHV|WELLS FARGO SECURITIES, LLC|3248
NCOM|NATIONAL COMMERCE CM|WSEA|WOLVERINE SECURITIES, LLC|1
NCOM|NATIONAL COMMERCE CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1664
NCR|NCR CP|ADAM|CANACCORD GENUITY INC.|10054
NCR|NCR CP|ALTX|Alternet Securities Inc.|6107
NCR|NCR CP|ANOS|ABEL/NOSER, L.L.C.|200
NCR|NCR CP|APCC|Apex Clearing Corporation|2214
NCR|NCR CP|AQUA|AQUA SECURITIES L.P.|406900
NCR|NCR CP|BANK|Primevest Financial Services, Inc.|25
NCR|NCR CP|BARD|Robert W. Baird & Co. Incorporated|2707
NCR|NCR CP|BATM|CBOE TRADING, INC.|10499
NCR|NCR CP|BAYT|BTIG, LLC|200
NCR|NCR CP|BBNT|BB&T SECURITIES, LLC|894
NCR|NCR CP|BERN|Sanford C. Bernstein & Co., LLC|23315
NCR|NCR CP|BIDS|BIDS TRADING L.P.|11600
NCR|NCR CP|BKCM|BNY Mellon Capital Markets LLC|21169
NCR|NCR CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10649
NCR|NCR CP|BLKX|INSTINET, LLC|589730
NCR|NCR CP|BNPX|BNP PARIBAS SECURITIES CORP.|3685
NCR|NCR CP|BRVL|BLAYLOCK VAN, LLC|9030
NCR|NCR CP|BTIG|BTIG, LLC|12811
NCR|NCR CP|BYXM|CBOE TRADING, INC.|226
NCR|NCR CP|CANT|Cantor Fitzgerald & Co.|29850
NCR|NCR CP|CHAS|Charles Schwab & Co., Inc.|486
NCR|NCR CP|CIST|Capital Institutional Services, Inc.|2470
NCR|NCR CP|CNFR|Cowen Prime Services LLC|665
NCR|NCR CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|125383
NCR|NCR CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4271
NCR|NCR CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|728
NCR|NCR CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|355213
NCR|NCR CP|CTDL|Citadel Derivatives Group Llc|2522
NCR|NCR CP|CTLR|CUTLER GROUP, LP|318
NCR|NCR CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|28538
NCR|NCR CP|DADA|D.A. Davidson & Co.|350
NCR|NCR CP|DAVA|Davenport & Company LLC|252
NCR|NCR CP|DBAB|Deutsche Bank Securities Inc.|201050
NCR|NCR CP|DBAX|Deutsche Bank Securities Inc.|219500
NCR|NCR CP|DBUL|Deutsche Bank Securities Inc.|6784
NCR|NCR CP|DCHF|Dart Executions, LLC|3691
NCR|NCR CP|DEAN|MORGAN STANLEY|9687
NCR|NCR CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2700
NCR|NCR CP|EBXL|EBX LLC|120900
NCR|NCR CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|35082
NCR|NCR CP|EDJO|Edward D. Jones & Co., L.P.|14139
NCR|NCR CP|EGAM|CBOE TRADING, INC.|12493
NCR|NCR CP|EGAW|CBOE TRADING, INC.|327
NCR|NCR CP|EGMT|EG MARKET TECHNOLOGIES LLC|1050
NCR|NCR CP|EGXM|CBOE TRADING, INC.|2272
NCR|NCR CP|ELEV|ELEVATION, LLC|4549
NCR|NCR CP|ETBE|Electronic Transaction Clearing, Inc.|7668
NCR|NCR CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
NCR|NCR CP|ETCC|Electronic Transaction Clearing, Inc.|318
NCR|NCR CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4640
NCR|NCR CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
NCR|NCR CP|ETRS|E*Trade Securities LLC|26182
NCR|NCR CP|FBSB|U.S. Bancorp Investments, Inc.|9
NCR|NCR CP|FILL|Tradestation Securities, Inc.|201
NCR|NCR CP|FINX|FINTECH SECURITIES|145
NCR|NCR CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6669
NCR|NCR CP|FQLS|Quantlab Securities LP|271211
NCR|NCR CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|116577
NCR|NCR CP|FTBR|Foliofn Investments, Inc.|825
NCR|NCR CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1038
NCR|NCR CP|GLIS|TD Securities Inc|659
NCR|NCR CP|GLPX|ACS EXECUTION SERVICES, LLC|8973
NCR|NCR CP|GSCO|GOLDMAN SACHS & CO. LLC|628878
NCR|NCR CP|GSCS|GOLDMAN SACHS & CO. LLC|12604
NCR|NCR CP|GSLT|GOLDMAN SACHS & CO. LLC|5223
NCR|NCR CP|GTSZ|GTS SECURITIES LLC|97326
NCR|NCR CP|HRBF|American Enterprise Investment Services Inc.|1644
NCR|NCR CP|IATS|INTERACTIVE BROKERS LLC|5636
NCR|NCR CP|IBKR|Interactive Brokers Llc|7849
NCR|NCR CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5230
NCR|NCR CP|ICBX|INSTINET, LLC|32897
NCR|NCR CP|IEQY|CITADEL SECURITIES LLC|69917
NCR|NCR CP|INCA|INSTINET, LLC|265460
NCR|NCR CP|INJX|INSTINET, LLC|17194
NCR|NCR CP|ITGI|ITG Inc.|168594
NCR|NCR CP|ITGP|ITG INC.|200400
NCR|NCR CP|JANY|Janney Montgomery Scott Inc.|1938
NCR|NCR CP|JEFF|JEFFERIES LLC|21694
NCR|NCR CP|JMPT|JUMP TRADING, LLC|62365
NCR|NCR CP|JPBX|J.P. MORGAN SECURITIES LLC|109808
NCR|NCR CP|JPMX|J.P. Morgan Securities LLC|545635
NCR|NCR CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
NCR|NCR CP|JSJX|JANE STREET CAPITAL LLC|9426
NCR|NCR CP|KCGM|VIRTU Americas LLC|36417
NCR|NCR CP|LEHM|Barclays Capital Inc./Le|606106
NCR|NCR CP|LIME|Lime Brokerage LLC|20979
NCR|NCR CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|422200
NCR|NCR CP|LOOP|Loop Capital Markets LLC|200
NCR|NCR CP|LQNA|LIQUIDNET, INC.|642100
NCR|NCR CP|LQNB|LIQUIDNET, INC.|570400
NCR|NCR CP|LSCI|Lek Securities Corporation|120
NCR|NCR CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NCR|NCR CP|MACC|Mid Atlantic Capital Corporation|396
NCR|NCR CP|MACQ|Macquarie Capital (USA) Inc.|1611
NCR|NCR CP|MAXM|Maxim Group LLC|14429
NCR|NCR CP|MKMP|MKM Partners LLC|84200
NCR|NCR CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109119
NCR|NCR CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
NCR|NCR CP|MOTF|MOTIF INVESTING, INC.|6
NCR|NCR CP|MSCO|MORGAN STANLEY & CO. LLC|1661988
NCR|NCR CP|MSPL|MORGAN STANLEY & CO. LLC|326400
NCR|NCR CP|MSTX|MORGAN STANLEY & CO. LLC|143600
NCR|NCR CP|MULL|MARK J. MULLER EQUITIES, INC.|6363
NCR|NCR CP|NBCS|NBC Securities, INC.|50
NCR|NCR CP|NFSC|National Financial Services LLC|130477
NCR|NCR CP|NITE|VIRTU Americas LLC|280316
NCR|NCR CP|NITP|VIRTU Americas LLC|1520
NCR|NCR CP|NQRB|Brut, LLC|4812
NCR|NCR CP|NTRC|Northern Trust Securities, Inc.|200
NCR|NCR CP|OHOS|TWO SIGMA SECURITIES, LLC|45386
NCR|NCR CP|OPCO|Oppenheimer & Co. Inc.|2600
NCR|NCR CP|PCFF|Pacific International Securities Inc./CDS|217
NCR|NCR CP|PDQM|CODA MARKETS, INC.|28111
NCR|NCR CP|PHLY|NASDAQ Execution Services, LLC|600
NCR|NCR CP|PREC|PRECISION SECURITIES, LLC|12878
NCR|NCR CP|PWJC|UBS Financial Services, Inc.|1928
NCR|NCR CP|RBCM|RBC CAPITAL MARKETS, LLC|13952
NCR|NCR CP|RHCO|Suntrust Robinson Humphrey, Inc.|8300
NCR|NCR CP|SAGL|SAGETRADER, LLC|44255
NCR|NCR CP|SAGW|SAGETRADER, LLC|4
NCR|NCR CP|SALI|INTL FCSTONE FINANCIAL INC.|34
NCR|NCR CP|SBRX|MURIEL SIEBERT & CO INC|2
NCR|NCR CP|SBSH|Citigroup Global Markets Inc.|141436
NCR|NCR CP|SEIC|SEI Investments Distribution Co.|548
NCR|NCR CP|SGMT|GOLDMAN SACHS & CO. LLC|111557
NCR|NCR CP|SIBO|Prime Executions, Inc.|19387
NCR|NCR CP|SJLS|TRADE INFORMATICS LLC|500
NCR|NCR CP|SPDR|SPEEDROUTE LLC|11800
NCR|NCR CP|SPHN|Stephens Inc.|92
NCR|NCR CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
NCR|NCR CP|STFL|Stifel, Nicolaus & Company, Incorporated|2943
NCR|NCR CP|STKP|STOCKPILE INVESTMENTS, INC.|20
NCR|NCR CP|STRS|STRATEGAS RESEARCH PARTNERS|200
NCR|NCR CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4325
NCR|NCR CP|SWIM|TD Ameritrade, Inc.|4700
NCR|NCR CP|SWST|Hilltop Securities Inc.|3132
NCR|NCR CP|TKNG|ALLY INVEST SECURITIES LLC|2534
NCR|NCR CP|TRBT|Tradebot Systems, Inc.|194740
NCR|NCR CP|TRCM|TRC MARKETS LLC|66330
NCR|NCR CP|TWTT|TASTYWORKS, INC.|100
NCR|NCR CP|UBSA|UBS SECURITIES LLC|421447
NCR|NCR CP|UBSS|UBS Securities LLC|548829
NCR|NCR CP|VALX|VIRTU AMERICAS LLC|10811
NCR|NCR CP|VGRD|Vanguard Marketing Corporation|5326
NCR|NCR CP|VSIN|Vision Financial Markets Llc|1
NCR|NCR CP|WBPX|SUMMIT SECURITIES GROUP, LLC|3615
NCR|NCR CP|WCHV|WELLS FARGO SECURITIES, LLC|91397
NCR|NCR CP|WEDB|WEDBUSH SECURITIES INC.|4363
NCR|NCR CP|WEED|Weeden & Co.L.P.|57874
NCR|NCR CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4037
NCR|NCR CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16300
NCR|NCR CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|376
NCR|NCR CP|WSEA|WOLVERINE SECURITIES, LLC|6808
NCR|NCR CP|XIST|INSTINET, LLC|68800
NCR|NCR CP|XPQR|Jump Trading|1530
NCR|NCR CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14228
NCR|NCR CP|YKNA|COMHAR CAPITAL MARKETS, LLC|500
NCR|NCR CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|491
NCS|NCI BLDG SYS NEW|ALTX|Alternet Securities Inc.|2300
NCS|NCI BLDG SYS NEW|ANOS|ABEL/NOSER, L.L.C.|94
NCS|NCI BLDG SYS NEW|APCC|Apex Clearing Corporation|2212
NCS|NCI BLDG SYS NEW|BATM|CBOE TRADING, INC.|953
NCS|NCI BLDG SYS NEW|BAYT|BTIG, LLC|2100
NCS|NCI BLDG SYS NEW|BBNT|BB&T SECURITIES, LLC|19124
NCS|NCI BLDG SYS NEW|BERN|Sanford C. Bernstein & Co., LLC|1139
NCS|NCI BLDG SYS NEW|BIDS|BIDS TRADING L.P.|40300
NCS|NCI BLDG SYS NEW|BKCM|BNY Mellon Capital Markets LLC|66
NCS|NCI BLDG SYS NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8435
NCS|NCI BLDG SYS NEW|BLKX|INSTINET, LLC|79200
NCS|NCI BLDG SYS NEW|BNPX|BNP PARIBAS SECURITIES CORP.|2743
NCS|NCI BLDG SYS NEW|BTIG|BTIG, LLC|200
NCS|NCI BLDG SYS NEW|BYXM|CBOE TRADING, INC.|400
NCS|NCI BLDG SYS NEW|BZYD|GOLDMAN SACHS & CO. LLC|8445
NCS|NCI BLDG SYS NEW|CHAS|Charles Schwab & Co., Inc.|430
NCS|NCI BLDG SYS NEW|CIST|Capital Institutional Services, Inc.|344
NCS|NCI BLDG SYS NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116935
NCS|NCI BLDG SYS NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
NCS|NCI BLDG SYS NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5611
NCS|NCI BLDG SYS NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|448249
NCS|NCI BLDG SYS NEW|CTDL|Citadel Derivatives Group Llc|4001
NCS|NCI BLDG SYS NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|34576
NCS|NCI BLDG SYS NEW|DBAB|Deutsche Bank Securities Inc.|13812
NCS|NCI BLDG SYS NEW|DBAX|Deutsche Bank Securities Inc.|220600
NCS|NCI BLDG SYS NEW|DCHF|Dart Executions, LLC|3920
NCS|NCI BLDG SYS NEW|DEAN|MORGAN STANLEY|21019
NCS|NCI BLDG SYS NEW|DEGS|RONIN PROFESSIONAL LLC|5829
NCS|NCI BLDG SYS NEW|EBXL|EBX LLC|187100
NCS|NCI BLDG SYS NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|9900
NCS|NCI BLDG SYS NEW|EDJO|Edward D. Jones & Co., L.P.|2006
NCS|NCI BLDG SYS NEW|EGAM|CBOE TRADING, INC.|11283
NCS|NCI BLDG SYS NEW|EGAW|CBOE TRADING, INC.|50
NCS|NCI BLDG SYS NEW|EGMT|EG MARKET TECHNOLOGIES LLC|1290
NCS|NCI BLDG SYS NEW|EGXM|CBOE TRADING, INC.|1299
NCS|NCI BLDG SYS NEW|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|121
NCS|NCI BLDG SYS NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11742
NCS|NCI BLDG SYS NEW|ETRS|E*Trade Securities LLC|43105
NCS|NCI BLDG SYS NEW|FILL|Tradestation Securities, Inc.|10223
NCS|NCI BLDG SYS NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89228
NCS|NCI BLDG SYS NEW|FTBR|Foliofn Investments, Inc.|17303
NCS|NCI BLDG SYS NEW|GLIS|TD Securities Inc|300
NCS|NCI BLDG SYS NEW|GLPX|ACS EXECUTION SERVICES, LLC|6690
NCS|NCI BLDG SYS NEW|GSCO|GOLDMAN SACHS & CO. LLC|198943
NCS|NCI BLDG SYS NEW|GSCS|GOLDMAN SACHS & CO. LLC|4655
NCS|NCI BLDG SYS NEW|GSLT|GOLDMAN SACHS & CO. LLC|2405
NCS|NCI BLDG SYS NEW|GTSZ|GTS SECURITIES LLC|63747
NCS|NCI BLDG SYS NEW|HPPX|POTAMUS TRADING, LLC|1493
NCS|NCI BLDG SYS NEW|HRBF|American Enterprise Investment Services Inc.|131
NCS|NCI BLDG SYS NEW|IATS|INTERACTIVE BROKERS LLC|15733
NCS|NCI BLDG SYS NEW|IBKR|Interactive Brokers Llc|27425
NCS|NCI BLDG SYS NEW|ICBX|INSTINET, LLC|60708
NCS|NCI BLDG SYS NEW|IEQY|CITADEL SECURITIES LLC|8431
NCS|NCI BLDG SYS NEW|INCA|INSTINET, LLC|122988
NCS|NCI BLDG SYS NEW|INJX|INSTINET, LLC|36010
NCS|NCI BLDG SYS NEW|ITGI|ITG Inc.|33710
NCS|NCI BLDG SYS NEW|ITGP|ITG INC.|162200
NCS|NCI BLDG SYS NEW|JANY|Janney Montgomery Scott Inc.|13375
NCS|NCI BLDG SYS NEW|JEFF|JEFFERIES LLC|60777
NCS|NCI BLDG SYS NEW|JMPT|JUMP TRADING, LLC|7535
NCS|NCI BLDG SYS NEW|JONE|JonesTrading|39781
NCS|NCI BLDG SYS NEW|JPBX|J.P. MORGAN SECURITIES LLC|31360
NCS|NCI BLDG SYS NEW|JPMX|J.P. Morgan Securities LLC|375126
NCS|NCI BLDG SYS NEW|JSJX|JANE STREET CAPITAL LLC|14904
NCS|NCI BLDG SYS NEW|KCGM|VIRTU Americas LLC|42238
NCS|NCI BLDG SYS NEW|LEHM|Barclays Capital Inc./Le|369743
NCS|NCI BLDG SYS NEW|LIME|Lime Brokerage LLC|19489
NCS|NCI BLDG SYS NEW|LQNA|LIQUIDNET, INC.|1400
NCS|NCI BLDG SYS NEW|LQNB|LIQUIDNET, INC.|82200
NCS|NCI BLDG SYS NEW|MAXM|Maxim Group LLC|286
NCS|NCI BLDG SYS NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|266481
NCS|NCI BLDG SYS NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4290
NCS|NCI BLDG SYS NEW|MSCO|MORGAN STANLEY & CO. LLC|342597
NCS|NCI BLDG SYS NEW|MSPL|MORGAN STANLEY & CO. LLC|345700
NCS|NCI BLDG SYS NEW|MSTX|MORGAN STANLEY & CO. LLC|118000
NCS|NCI BLDG SYS NEW|MULL|MARK J. MULLER EQUITIES, INC.|9300
NCS|NCI BLDG SYS NEW|NFSC|National Financial Services LLC|141355
NCS|NCI BLDG SYS NEW|NITE|VIRTU Americas LLC|346384
NCS|NCI BLDG SYS NEW|NITP|VIRTU Americas LLC|28265
NCS|NCI BLDG SYS NEW|NQRB|Brut, LLC|700
NCS|NCI BLDG SYS NEW|NTBF|BMO Nesbitt Burns Inc./CDS|610
NCS|NCI BLDG SYS NEW|OPCO|Oppenheimer & Co. Inc.|11414
NCS|NCI BLDG SYS NEW|PDQM|CODA MARKETS, INC.|33812
NCS|NCI BLDG SYS NEW|PWJC|UBS Financial Services, Inc.|850
NCS|NCI BLDG SYS NEW|QMSR|QUATTRO M SECURITIES INC.|100
NCS|NCI BLDG SYS NEW|RBCM|RBC CAPITAL MARKETS, LLC|23051
NCS|NCI BLDG SYS NEW|ROTH|Roth Capital Partners, LLC|67972
NCS|NCI BLDG SYS NEW|SAGL|SAGETRADER, LLC|721
NCS|NCI BLDG SYS NEW|SAGW|SAGETRADER, LLC|189
NCS|NCI BLDG SYS NEW|SALI|INTL FCSTONE FINANCIAL INC.|12210
NCS|NCI BLDG SYS NEW|SBSH|Citigroup Global Markets Inc.|34601
NCS|NCI BLDG SYS NEW|SGMT|GOLDMAN SACHS & CO. LLC|182870
NCS|NCI BLDG SYS NEW|SPDR|SPEEDROUTE LLC|134974
NCS|NCI BLDG SYS NEW|STFL|Stifel, Nicolaus & Company, Incorporated|2300
NCS|NCI BLDG SYS NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1200
NCS|NCI BLDG SYS NEW|SWIM|TD Ameritrade, Inc.|19893
NCS|NCI BLDG SYS NEW|SWST|Hilltop Securities Inc.|100
NCS|NCI BLDG SYS NEW|TKNG|ALLY INVEST SECURITIES LLC|2255
NCS|NCI BLDG SYS NEW|TRBT|Tradebot Systems, Inc.|14225
NCS|NCI BLDG SYS NEW|TRCM|TRC MARKETS LLC|30449
NCS|NCI BLDG SYS NEW|TWTT|TASTYWORKS, INC.|303
NCS|NCI BLDG SYS NEW|UBSS|UBS Securities LLC|271520
NCS|NCI BLDG SYS NEW|VALX|VIRTU AMERICAS LLC|42239
NCS|NCI BLDG SYS NEW|VGRD|Vanguard Marketing Corporation|10965
NCS|NCI BLDG SYS NEW|VSIN|Vision Financial Markets Llc|5
NCS|NCI BLDG SYS NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|200
NCS|NCI BLDG SYS NEW|WCHV|WELLS FARGO SECURITIES, LLC|187749
NCS|NCI BLDG SYS NEW|WDNX|WEEDEN & CO.L.P.|1642
NCS|NCI BLDG SYS NEW|WEDB|WEDBUSH SECURITIES INC.|1700
NCS|NCI BLDG SYS NEW|WEED|Weeden & Co.L.P.|26500
NCS|NCI BLDG SYS NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5788
NCS|NCI BLDG SYS NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8985
NCS|NCI BLDG SYS NEW|WSEA|WOLVERINE SECURITIES, LLC|4251
NCS|NCI BLDG SYS NEW|XIST|INSTINET, LLC|78040
NCS|NCI BLDG SYS NEW|XPQR|Jump Trading|500
NCS|NCI BLDG SYS NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|41848
NCS|NCI BLDG SYS NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2338
NCSM|NCS MULTISTAGE CM|ALTX|Alternet Securities Inc.|5700
NCSM|NCS MULTISTAGE CM|APCC|Apex Clearing Corporation|17
NCSM|NCS MULTISTAGE CM|BATM|CBOE TRADING, INC.|1733
NCSM|NCS MULTISTAGE CM|BERN|Sanford C. Bernstein & Co., LLC|6650
NCSM|NCS MULTISTAGE CM|BIDS|BIDS TRADING L.P.|186512
NCSM|NCS MULTISTAGE CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
NCSM|NCS MULTISTAGE CM|BMOC|BMO Capital Markets Corp.|1674
NCSM|NCS MULTISTAGE CM|BNPX|BNP PARIBAS SECURITIES CORP.|1290
NCSM|NCS MULTISTAGE CM|BTIG|BTIG, LLC|33
NCSM|NCS MULTISTAGE CM|BYXM|CBOE TRADING, INC.|300
NCSM|NCS MULTISTAGE CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|11036
NCSM|NCS MULTISTAGE CM|CHAS|Charles Schwab & Co., Inc.|50
NCSM|NCS MULTISTAGE CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36473
NCSM|NCS MULTISTAGE CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7200
NCSM|NCS MULTISTAGE CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37483
NCSM|NCS MULTISTAGE CM|CTDL|Citadel Derivatives Group Llc|4739
NCSM|NCS MULTISTAGE CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5716
NCSM|NCS MULTISTAGE CM|DBAB|Deutsche Bank Securities Inc.|104524
NCSM|NCS MULTISTAGE CM|DBAX|Deutsche Bank Securities Inc.|39800
NCSM|NCS MULTISTAGE CM|DEAN|MORGAN STANLEY|267
NCSM|NCS MULTISTAGE CM|DEGS|RONIN PROFESSIONAL LLC|16489
NCSM|NCS MULTISTAGE CM|EBXL|EBX LLC|54100
NCSM|NCS MULTISTAGE CM|EGAM|CBOE TRADING, INC.|331
NCSM|NCS MULTISTAGE CM|EGAW|CBOE TRADING, INC.|100
NCSM|NCS MULTISTAGE CM|EGMT|EG MARKET TECHNOLOGIES LLC|400
NCSM|NCS MULTISTAGE CM|EGXM|CBOE TRADING, INC.|385
NCSM|NCS MULTISTAGE CM|EGXW|CBOE TRADING, INC.|1
NCSM|NCS MULTISTAGE CM|ETBE|Electronic Transaction Clearing, Inc.|3077
NCSM|NCS MULTISTAGE CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16581
NCSM|NCS MULTISTAGE CM|ETRS|E*Trade Securities LLC|4237
NCSM|NCS MULTISTAGE CM|FBCO|Credit Suisse Securities (USA) LLC|275813
NCSM|NCS MULTISTAGE CM|FMAF|NBCN Inc./ CDS|4606
NCSM|NCS MULTISTAGE CM|FOMA|TD AMERITRADE CLEARING, INC.|72630
NCSM|NCS MULTISTAGE CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|818
NCSM|NCS MULTISTAGE CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36380
NCSM|NCS MULTISTAGE CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3121
NCSM|NCS MULTISTAGE CM|GLPX|ACS EXECUTION SERVICES, LLC|8989
NCSM|NCS MULTISTAGE CM|GSCO|GOLDMAN SACHS & CO. LLC|237335
NCSM|NCS MULTISTAGE CM|GSCS|GOLDMAN SACHS & CO. LLC|800
NCSM|NCS MULTISTAGE CM|GSLT|GOLDMAN SACHS & CO. LLC|357
NCSM|NCS MULTISTAGE CM|GTSZ|GTS SECURITIES LLC|22938
NCSM|NCS MULTISTAGE CM|HRBF|American Enterprise Investment Services Inc.|403
NCSM|NCS MULTISTAGE CM|IATS|INTERACTIVE BROKERS LLC|3508
NCSM|NCS MULTISTAGE CM|IBKR|Interactive Brokers Llc|98228
NCSM|NCS MULTISTAGE CM|ICBX|INSTINET, LLC|8100
NCSM|NCS MULTISTAGE CM|IEQY|CITADEL SECURITIES LLC|18125
NCSM|NCS MULTISTAGE CM|INCA|INSTINET, LLC|75293
NCSM|NCS MULTISTAGE CM|INJX|INSTINET, LLC|22834
NCSM|NCS MULTISTAGE CM|ITGI|ITG Inc.|13712
NCSM|NCS MULTISTAGE CM|ITGP|ITG INC.|59600
NCSM|NCS MULTISTAGE CM|JANY|Janney Montgomery Scott Inc.|1200
NCSM|NCS MULTISTAGE CM|JEFF|JEFFERIES LLC|98475
NCSM|NCS MULTISTAGE CM|JMPT|JUMP TRADING, LLC|10608
NCSM|NCS MULTISTAGE CM|JONE|JonesTrading|11549
NCSM|NCS MULTISTAGE CM|JPBX|J.P. MORGAN SECURITIES LLC|11804
NCSM|NCS MULTISTAGE CM|JPMX|J.P. Morgan Securities LLC|95591
NCSM|NCS MULTISTAGE CM|JSJX|JANE STREET CAPITAL LLC|3355
NCSM|NCS MULTISTAGE CM|KCGM|VIRTU Americas LLC|7281
NCSM|NCS MULTISTAGE CM|LEHM|Barclays Capital Inc./Le|161458
NCSM|NCS MULTISTAGE CM|LIME|Lime Brokerage LLC|74626
NCSM|NCS MULTISTAGE CM|LQNA|LIQUIDNET, INC.|130900
NCSM|NCS MULTISTAGE CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NCSM|NCS MULTISTAGE CM|MAXM|Maxim Group LLC|612
NCSM|NCS MULTISTAGE CM|MCMF|Raymond James Ltd. Cds|700
NCSM|NCS MULTISTAGE CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10800
NCSM|NCS MULTISTAGE CM|MSCO|MORGAN STANLEY & CO. LLC|309798
NCSM|NCS MULTISTAGE CM|MSPL|MORGAN STANLEY & CO. LLC|44900
NCSM|NCS MULTISTAGE CM|MSTX|MORGAN STANLEY & CO. LLC|9400
NCSM|NCS MULTISTAGE CM|NFSC|National Financial Services LLC|87515
NCSM|NCS MULTISTAGE CM|NITE|VIRTU Americas LLC|132194
NCSM|NCS MULTISTAGE CM|NITP|VIRTU Americas LLC|800
NCSM|NCS MULTISTAGE CM|NQRB|Brut, LLC|706
NCSM|NCS MULTISTAGE CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5240
NCSM|NCS MULTISTAGE CM|PDQM|CODA MARKETS, INC.|14025
NCSM|NCS MULTISTAGE CM|PNSR|Penserra Securities, LLC|5135
NCSM|NCS MULTISTAGE CM|RAJA|Raymond James & Associates, Inc.|2705
NCSM|NCS MULTISTAGE CM|RBCM|RBC CAPITAL MARKETS, LLC|934
NCSM|NCS MULTISTAGE CM|RGLD|Regal Securities, Inc|300
NCSM|NCS MULTISTAGE CM|SAGL|SAGETRADER, LLC|4124
NCSM|NCS MULTISTAGE CM|SBSH|Citigroup Global Markets Inc.|35035
NCSM|NCS MULTISTAGE CM|SGMT|GOLDMAN SACHS & CO. LLC|13119
NCSM|NCS MULTISTAGE CM|SIDC|Sidoti & Company, LLC|177716
NCSM|NCS MULTISTAGE CM|SPDR|SPEEDROUTE LLC|5070
NCSM|NCS MULTISTAGE CM|SPTD|MINT GLOBAL MARKETS, INC.|9960
NCSM|NCS MULTISTAGE CM|STFL|Stifel, Nicolaus & Company, Incorporated|600
NCSM|NCS MULTISTAGE CM|SWIM|TD Ameritrade, Inc.|8246
NCSM|NCS MULTISTAGE CM|SWST|Hilltop Securities Inc.|300
NCSM|NCS MULTISTAGE CM|TRBT|Tradebot Systems, Inc.|25588
NCSM|NCS MULTISTAGE CM|TRCM|TRC MARKETS LLC|50833
NCSM|NCS MULTISTAGE CM|UBSA|UBS SECURITIES LLC|126830
NCSM|NCS MULTISTAGE CM|UBSS|UBS Securities LLC|185356
NCSM|NCS MULTISTAGE CM|VALX|VIRTU AMERICAS LLC|2969
NCSM|NCS MULTISTAGE CM|VGRD|Vanguard Marketing Corporation|3140
NCSM|NCS MULTISTAGE CM|WCHV|WELLS FARGO SECURITIES, LLC|67080
NCSM|NCS MULTISTAGE CM|WEED|Weeden & Co.L.P.|2110
NCSM|NCS MULTISTAGE CM|WSAG|WALL STREET ACCESS|355
NCSM|NCS MULTISTAGE CM|WSEA|WOLVERINE SECURITIES, LLC|1050
NCSM|NCS MULTISTAGE CM|XIST|INSTINET, LLC|6160
NCSM|NCS MULTISTAGE CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|17400
NCSM|NCS MULTISTAGE CM|YKNA|COMHAR CAPITAL MARKETS, LLC|970
NCSM|NCS MULTISTAGE CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
NCTY|THE9 LTD ADS|ALTX|Alternet Securities Inc.|100
NCTY|THE9 LTD ADS|APCC|Apex Clearing Corporation|2982
NCTY|THE9 LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4620
NCTY|THE9 LTD ADS|BYXM|CBOE TRADING, INC.|200
NCTY|THE9 LTD ADS|CHAS|Charles Schwab & Co., Inc.|3116
NCTY|THE9 LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
NCTY|THE9 LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11950
NCTY|THE9 LTD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
NCTY|THE9 LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3728
NCTY|THE9 LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|240
NCTY|THE9 LTD ADS|DBAB|Deutsche Bank Securities Inc.|4640
NCTY|THE9 LTD ADS|DBAX|Deutsche Bank Securities Inc.|1700
NCTY|THE9 LTD ADS|DEGS|RONIN PROFESSIONAL LLC|7858
NCTY|THE9 LTD ADS|EBXL|EBX LLC|1500
NCTY|THE9 LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|130
NCTY|THE9 LTD ADS|EGAM|CBOE TRADING, INC.|3790
NCTY|THE9 LTD ADS|EGXM|CBOE TRADING, INC.|816
NCTY|THE9 LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|118
NCTY|THE9 LTD ADS|ETRS|E*Trade Securities LLC|190441
NCTY|THE9 LTD ADS|FBCO|Credit Suisse Securities (USA) LLC|12655
NCTY|THE9 LTD ADS|FILL|Tradestation Securities, Inc.|2145
NCTY|THE9 LTD ADS|FMAF|NBCN Inc./ CDS|1000
NCTY|THE9 LTD ADS|FOMA|TD AMERITRADE CLEARING, INC.|294338
NCTY|THE9 LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|6204
NCTY|THE9 LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|868
NCTY|THE9 LTD ADS|GTSZ|GTS SECURITIES LLC|21
NCTY|THE9 LTD ADS|HRBF|American Enterprise Investment Services Inc.|200
NCTY|THE9 LTD ADS|HSBC|HSBC Securities, Inc.|3440
NCTY|THE9 LTD ADS|IATS|INTERACTIVE BROKERS LLC|21052
NCTY|THE9 LTD ADS|IBKR|Interactive Brokers Llc|163665
NCTY|THE9 LTD ADS|ICBX|INSTINET, LLC|2900
NCTY|THE9 LTD ADS|INCA|INSTINET, LLC|31099
NCTY|THE9 LTD ADS|ITGI|ITG Inc.|1871
NCTY|THE9 LTD ADS|ITGP|ITG INC.|22000
NCTY|THE9 LTD ADS|JMPT|JUMP TRADING, LLC|577
NCTY|THE9 LTD ADS|JPMX|J.P. Morgan Securities LLC|3500
NCTY|THE9 LTD ADS|LEHM|Barclays Capital Inc./Le|9566
NCTY|THE9 LTD ADS|LIME|Lime Brokerage LLC|12568
NCTY|THE9 LTD ADS|MCMF|Raymond James Ltd. Cds|1666
NCTY|THE9 LTD ADS|MICA|Spartan Securities Group, Ltd.|11200
NCTY|THE9 LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|57566
NCTY|THE9 LTD ADS|NFSC|National Financial Services LLC|163038
NCTY|THE9 LTD ADS|NITE|VIRTU Americas LLC|474315
NCTY|THE9 LTD ADS|NQRB|Brut, LLC|1934
NCTY|THE9 LTD ADS|OPCO|Oppenheimer & Co. Inc.|100
NCTY|THE9 LTD ADS|PCPT|PHILLIP CAPITAL INC.|7400
NCTY|THE9 LTD ADS|PDQM|CODA MARKETS, INC.|8678
NCTY|THE9 LTD ADS|RAJA|Raymond James & Associates, Inc.|199
NCTY|THE9 LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|1000
NCTY|THE9 LTD ADS|SAGL|SAGETRADER, LLC|558
NCTY|THE9 LTD ADS|SBSH|Citigroup Global Markets Inc.|17917
NCTY|THE9 LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|2305
NCTY|THE9 LTD ADS|SPDR|SPEEDROUTE LLC|3124
NCTY|THE9 LTD ADS|SWIM|TD Ameritrade, Inc.|171728
NCTY|THE9 LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|166
NCTY|THE9 LTD ADS|UBSA|UBS SECURITIES LLC|11601
NCTY|THE9 LTD ADS|UBSS|UBS Securities LLC|16053
NCTY|THE9 LTD ADS|VALX|VIRTU AMERICAS LLC|537
NCTY|THE9 LTD ADS|VGRD|Vanguard Marketing Corporation|8724
NCTY|THE9 LTD ADS|VSIN|Vision Financial Markets Llc|233
NCTY|THE9 LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|7618
NCTY|THE9 LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|10518
NCTY|THE9 LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|600
NCTY|THE9 LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14000
NCV|ALLIANGI CONV&INCM|ALTX|Alternet Securities Inc.|4985
NCV|ALLIANGI CONV&INCM|APCC|Apex Clearing Corporation|1903
NCV|ALLIANGI CONV&INCM|BANK|Primevest Financial Services, Inc.|11
NCV|ALLIANGI CONV&INCM|BARD|Robert W. Baird & Co. Incorporated|24766
NCV|ALLIANGI CONV&INCM|BATM|CBOE TRADING, INC.|1800
NCV|ALLIANGI CONV&INCM|BBNT|BB&T SECURITIES, LLC|131
NCV|ALLIANGI CONV&INCM|BKCM|BNY Mellon Capital Markets LLC|1686
NCV|ALLIANGI CONV&INCM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2433
NCV|ALLIANGI CONV&INCM|BRGE|Newbridge Securities Corp.|900
NCV|ALLIANGI CONV&INCM|BTIG|BTIG, LLC|3131
NCV|ALLIANGI CONV&INCM|CANT|Cantor Fitzgerald & Co.|1
NCV|ALLIANGI CONV&INCM|CHAS|Charles Schwab & Co., Inc.|2011
NCV|ALLIANGI CONV&INCM|CIST|Capital Institutional Services, Inc.|2000
NCV|ALLIANGI CONV&INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17133
NCV|ALLIANGI CONV&INCM|CTDL|Citadel Derivatives Group Llc|180
NCV|ALLIANGI CONV&INCM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
NCV|ALLIANGI CONV&INCM|DADA|D.A. Davidson & Co.|5524
NCV|ALLIANGI CONV&INCM|DBAX|Deutsche Bank Securities Inc.|11600
NCV|ALLIANGI CONV&INCM|DEAN|MORGAN STANLEY|22974
NCV|ALLIANGI CONV&INCM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|923
NCV|ALLIANGI CONV&INCM|EBXL|EBX LLC|8300
NCV|ALLIANGI CONV&INCM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8
NCV|ALLIANGI CONV&INCM|EDJO|Edward D. Jones & Co., L.P.|4787
NCV|ALLIANGI CONV&INCM|EGAM|CBOE TRADING, INC.|12365
NCV|ALLIANGI CONV&INCM|EGAW|CBOE TRADING, INC.|100
NCV|ALLIANGI CONV&INCM|EGXM|CBOE TRADING, INC.|506
NCV|ALLIANGI CONV&INCM|ETRS|E*Trade Securities LLC|137068
NCV|ALLIANGI CONV&INCM|FILL|Tradestation Securities, Inc.|780
NCV|ALLIANGI CONV&INCM|FMAF|NBCN Inc./ CDS|3220
NCV|ALLIANGI CONV&INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23622
NCV|ALLIANGI CONV&INCM|FTBR|Foliofn Investments, Inc.|27446
NCV|ALLIANGI CONV&INCM|GEBB|GLOBAL EXECUTION BROKERS, LP|400
NCV|ALLIANGI CONV&INCM|GLPX|ACS EXECUTION SERVICES, LLC|1199
NCV|ALLIANGI CONV&INCM|GSCO|GOLDMAN SACHS & CO. LLC|2600
NCV|ALLIANGI CONV&INCM|GSCS|GOLDMAN SACHS & CO. LLC|900
NCV|ALLIANGI CONV&INCM|GSLT|GOLDMAN SACHS & CO. LLC|200
NCV|ALLIANGI CONV&INCM|GTSZ|GTS SECURITIES LLC|500
NCV|ALLIANGI CONV&INCM|HRBF|American Enterprise Investment Services Inc.|60441
NCV|ALLIANGI CONV&INCM|IATS|INTERACTIVE BROKERS LLC|19733
NCV|ALLIANGI CONV&INCM|IBKR|Interactive Brokers Llc|50032
NCV|ALLIANGI CONV&INCM|ICBX|INSTINET, LLC|5927
NCV|ALLIANGI CONV&INCM|IMPC|Imperial Capital, LLC|100
NCV|ALLIANGI CONV&INCM|INCA|INSTINET, LLC|1688
NCV|ALLIANGI CONV&INCM|ISLL|INLET SECURITIES, LLC|895
NCV|ALLIANGI CONV&INCM|ITGI|ITG Inc.|30124
NCV|ALLIANGI CONV&INCM|ITGP|ITG INC.|12000
NCV|ALLIANGI CONV&INCM|JANY|Janney Montgomery Scott Inc.|159
NCV|ALLIANGI CONV&INCM|JMPT|JUMP TRADING, LLC|29
NCV|ALLIANGI CONV&INCM|JPMX|J.P. Morgan Securities LLC|5162
NCV|ALLIANGI CONV&INCM|KCGM|VIRTU Americas LLC|2500
NCV|ALLIANGI CONV&INCM|LEHM|Barclays Capital Inc./Le|18400
NCV|ALLIANGI CONV&INCM|LGNT|COR CLEARING LLC|7
NCV|ALLIANGI CONV&INCM|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|17200
NCV|ALLIANGI CONV&INCM|LIME|Lime Brokerage LLC|384
NCV|ALLIANGI CONV&INCM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2487
NCV|ALLIANGI CONV&INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25000
NCV|ALLIANGI CONV&INCM|MOTF|MOTIF INVESTING, INC.|2
NCV|ALLIANGI CONV&INCM|MSCO|MORGAN STANLEY & CO. LLC|172042
NCV|ALLIANGI CONV&INCM|MSPL|MORGAN STANLEY & CO. LLC|10500
NCV|ALLIANGI CONV&INCM|NFSC|National Financial Services LLC|516462
NCV|ALLIANGI CONV&INCM|NITE|VIRTU Americas LLC|714928
NCV|ALLIANGI CONV&INCM|NQRB|Brut, LLC|1100
NCV|ALLIANGI CONV&INCM|OPCO|Oppenheimer & Co. Inc.|2207
NCV|ALLIANGI CONV&INCM|OTAA|OTA LLC|2000
NCV|ALLIANGI CONV&INCM|PDQM|CODA MARKETS, INC.|15469
NCV|ALLIANGI CONV&INCM|RBCM|RBC CAPITAL MARKETS, LLC|19859
NCV|ALLIANGI CONV&INCM|SAGL|SAGETRADER, LLC|4369
NCV|ALLIANGI CONV&INCM|SBSH|Citigroup Global Markets Inc.|19135
NCV|ALLIANGI CONV&INCM|SGMT|GOLDMAN SACHS & CO. LLC|6097
NCV|ALLIANGI CONV&INCM|SPDR|SPEEDROUTE LLC|200
NCV|ALLIANGI CONV&INCM|STFL|Stifel, Nicolaus & Company, Incorporated|9909
NCV|ALLIANGI CONV&INCM|SWIM|TD Ameritrade, Inc.|39836
NCV|ALLIANGI CONV&INCM|SWST|Hilltop Securities Inc.|9714
NCV|ALLIANGI CONV&INCM|TKNG|ALLY INVEST SECURITIES LLC|1422
NCV|ALLIANGI CONV&INCM|TRBT|Tradebot Systems, Inc.|1458
NCV|ALLIANGI CONV&INCM|TRCM|TRC MARKETS LLC|300
NCV|ALLIANGI CONV&INCM|UBSA|UBS SECURITIES LLC|36766
NCV|ALLIANGI CONV&INCM|UBSS|UBS Securities LLC|153314
NCV|ALLIANGI CONV&INCM|VALX|VIRTU AMERICAS LLC|5600
NCV|ALLIANGI CONV&INCM|VGRD|Vanguard Marketing Corporation|31638
NCV|ALLIANGI CONV&INCM|WCHV|WELLS FARGO SECURITIES, LLC|163267
NCV|ALLIANGI CONV&INCM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5579
NCV|ALLIANGI CONV&INCM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|70320
NCV|ALLIANGI CONV&INCM|WSEA|WOLVERINE SECURITIES, LLC|54868
NCV|ALLIANGI CONV&INCM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1300
NCV|ALLIANGI CONV&INCM|XSTM|NATIONAL FINANCIAL SERVICES LLC|20490
NCV|ALLIANGI CONV&INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|1681
NCV|ALLIANGI CONV&INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|44432
NCZ|ALLIANZGI CV&INCM|AGIS|Aegis Capital Corp.|5200
NCZ|ALLIANZGI CV&INCM|ALTX|Alternet Securities Inc.|3697
NCZ|ALLIANZGI CV&INCM|APCC|Apex Clearing Corporation|1098
NCZ|ALLIANZGI CV&INCM|BANK|Primevest Financial Services, Inc.|1627
NCZ|ALLIANZGI CV&INCM|BARD|Robert W. Baird & Co. Incorporated|2188
NCZ|ALLIANZGI CV&INCM|BATM|CBOE TRADING, INC.|303
NCZ|ALLIANZGI CV&INCM|BBNT|BB&T SECURITIES, LLC|313
NCZ|ALLIANZGI CV&INCM|BERN|Sanford C. Bernstein & Co., LLC|200
NCZ|ALLIANZGI CV&INCM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9672
NCZ|ALLIANZGI CV&INCM|BTIG|BTIG, LLC|4214
NCZ|ALLIANZGI CV&INCM|CHAS|Charles Schwab & Co., Inc.|2700
NCZ|ALLIANZGI CV&INCM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2300
NCZ|ALLIANZGI CV&INCM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
NCZ|ALLIANZGI CV&INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8683
NCZ|ALLIANZGI CV&INCM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2280
NCZ|ALLIANZGI CV&INCM|DBAX|Deutsche Bank Securities Inc.|7400
NCZ|ALLIANZGI CV&INCM|DEAN|MORGAN STANLEY|18808
NCZ|ALLIANZGI CV&INCM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|762
NCZ|ALLIANZGI CV&INCM|EBXL|EBX LLC|8400
NCZ|ALLIANZGI CV&INCM|EDJO|Edward D. Jones & Co., L.P.|1391
NCZ|ALLIANZGI CV&INCM|EGAM|CBOE TRADING, INC.|16154
NCZ|ALLIANZGI CV&INCM|EGXM|CBOE TRADING, INC.|2787
NCZ|ALLIANZGI CV&INCM|ETBE|Electronic Transaction Clearing, Inc.|600
NCZ|ALLIANZGI CV&INCM|ETRS|E*Trade Securities LLC|120302
NCZ|ALLIANZGI CV&INCM|FBSB|U.S. Bancorp Investments, Inc.|1568
NCZ|ALLIANZGI CV&INCM|FILL|Tradestation Securities, Inc.|164
NCZ|ALLIANZGI CV&INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14866
NCZ|ALLIANZGI CV&INCM|FTBR|Foliofn Investments, Inc.|179
NCZ|ALLIANZGI CV&INCM|GEBB|GLOBAL EXECUTION BROKERS, LP|500
NCZ|ALLIANZGI CV&INCM|GLPX|ACS EXECUTION SERVICES, LLC|520
NCZ|ALLIANZGI CV&INCM|GSCO|GOLDMAN SACHS & CO. LLC|1100
NCZ|ALLIANZGI CV&INCM|GSCS|GOLDMAN SACHS & CO. LLC|700
NCZ|ALLIANZGI CV&INCM|HRBF|American Enterprise Investment Services Inc.|113099
NCZ|ALLIANZGI CV&INCM|IATS|INTERACTIVE BROKERS LLC|6700
NCZ|ALLIANZGI CV&INCM|IBKR|Interactive Brokers Llc|28828
NCZ|ALLIANZGI CV&INCM|ICBX|INSTINET, LLC|6366
NCZ|ALLIANZGI CV&INCM|INCA|INSTINET, LLC|9727
NCZ|ALLIANZGI CV&INCM|ITGI|ITG Inc.|21163
NCZ|ALLIANZGI CV&INCM|ITGP|ITG INC.|10200
NCZ|ALLIANZGI CV&INCM|JANY|Janney Montgomery Scott Inc.|1125
NCZ|ALLIANZGI CV&INCM|JMPT|JUMP TRADING, LLC|170
NCZ|ALLIANZGI CV&INCM|JPMX|J.P. Morgan Securities LLC|20600
NCZ|ALLIANZGI CV&INCM|JSJX|JANE STREET CAPITAL LLC|100
NCZ|ALLIANZGI CV&INCM|KCGM|VIRTU Americas LLC|1400
NCZ|ALLIANZGI CV&INCM|LEHM|Barclays Capital Inc./Le|27400
NCZ|ALLIANZGI CV&INCM|LGNT|COR CLEARING LLC|2830
NCZ|ALLIANZGI CV&INCM|LIME|Lime Brokerage LLC|519
NCZ|ALLIANZGI CV&INCM|LSCI|Lek Securities Corporation|2
NCZ|ALLIANZGI CV&INCM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
NCZ|ALLIANZGI CV&INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22924
NCZ|ALLIANZGI CV&INCM|MOTF|MOTIF INVESTING, INC.|1
NCZ|ALLIANZGI CV&INCM|MSCO|MORGAN STANLEY & CO. LLC|173721
NCZ|ALLIANZGI CV&INCM|MSPL|MORGAN STANLEY & CO. LLC|34400
NCZ|ALLIANZGI CV&INCM|NFSC|National Financial Services LLC|463695
NCZ|ALLIANZGI CV&INCM|NITE|VIRTU Americas LLC|619878
NCZ|ALLIANZGI CV&INCM|NQRB|Brut, LLC|1262
NCZ|ALLIANZGI CV&INCM|OPCO|Oppenheimer & Co. Inc.|7764
NCZ|ALLIANZGI CV&INCM|OTAA|OTA LLC|3400
NCZ|ALLIANZGI CV&INCM|PDQM|CODA MARKETS, INC.|13411
NCZ|ALLIANZGI CV&INCM|RBCM|RBC CAPITAL MARKETS, LLC|18288
NCZ|ALLIANZGI CV&INCM|SAGL|SAGETRADER, LLC|4047
NCZ|ALLIANZGI CV&INCM|SBSH|Citigroup Global Markets Inc.|3141
NCZ|ALLIANZGI CV&INCM|SGMT|GOLDMAN SACHS & CO. LLC|3360
NCZ|ALLIANZGI CV&INCM|SPDR|SPEEDROUTE LLC|1200
NCZ|ALLIANZGI CV&INCM|STFL|Stifel, Nicolaus & Company, Incorporated|4160
NCZ|ALLIANZGI CV&INCM|SWIM|TD Ameritrade, Inc.|41449
NCZ|ALLIANZGI CV&INCM|SWST|Hilltop Securities Inc.|10156
NCZ|ALLIANZGI CV&INCM|TKNG|ALLY INVEST SECURITIES LLC|3750
NCZ|ALLIANZGI CV&INCM|TRBT|Tradebot Systems, Inc.|4592
NCZ|ALLIANZGI CV&INCM|UBSA|UBS SECURITIES LLC|19720
NCZ|ALLIANZGI CV&INCM|UBSS|UBS Securities LLC|168351
NCZ|ALLIANZGI CV&INCM|VALX|VIRTU AMERICAS LLC|1700
NCZ|ALLIANZGI CV&INCM|VGRD|Vanguard Marketing Corporation|21001
NCZ|ALLIANZGI CV&INCM|WCHV|WELLS FARGO SECURITIES, LLC|108390
NCZ|ALLIANZGI CV&INCM|WEED|Weeden & Co.L.P.|1430
NCZ|ALLIANZGI CV&INCM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34963
NCZ|ALLIANZGI CV&INCM|WSEA|WOLVERINE SECURITIES, LLC|5969
NCZ|ALLIANZGI CV&INCM|XSTM|NATIONAL FINANCIAL SERVICES LLC|14440
NCZ|ALLIANZGI CV&INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|2221
NCZ|ALLIANZGI CV&INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43558
NDAQ|NASDAQ, INC. CMN STK|ALTX|Alternet Securities Inc.|16800
NDAQ|NASDAQ, INC. CMN STK|ANOS|ABEL/NOSER, L.L.C.|100
NDAQ|NASDAQ, INC. CMN STK|APCC|Apex Clearing Corporation|877
NDAQ|NASDAQ, INC. CMN STK|BANK|Primevest Financial Services, Inc.|5
NDAQ|NASDAQ, INC. CMN STK|BARD|Robert W. Baird & Co. Incorporated|1570
NDAQ|NASDAQ, INC. CMN STK|BATM|CBOE TRADING, INC.|2406
NDAQ|NASDAQ, INC. CMN STK|BAYC|BAY CREST PARTNERS, LLC|6882
NDAQ|NASDAQ, INC. CMN STK|BAYT|BTIG, LLC|300
NDAQ|NASDAQ, INC. CMN STK|BBNT|BB&T SECURITIES, LLC|4717
NDAQ|NASDAQ, INC. CMN STK|BERN|Sanford C. Bernstein & Co., LLC|95314
NDAQ|NASDAQ, INC. CMN STK|BIAD|SAGETRADER, LLC|32
NDAQ|NASDAQ, INC. CMN STK|BIDS|BIDS TRADING L.P.|23248
NDAQ|NASDAQ, INC. CMN STK|BIMI|Banca IMI Securities Corp.|257
NDAQ|NASDAQ, INC. CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13835
NDAQ|NASDAQ, INC. CMN STK|BLKX|INSTINET, LLC|34500
NDAQ|NASDAQ, INC. CMN STK|BMOC|BMO Capital Markets Corp.|313808
NDAQ|NASDAQ, INC. CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|143396
NDAQ|NASDAQ, INC. CMN STK|BTIG|BTIG, LLC|25297
NDAQ|NASDAQ, INC. CMN STK|BYXM|CBOE TRADING, INC.|1883
NDAQ|NASDAQ, INC. CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|407
NDAQ|NASDAQ, INC. CMN STK|CABR|Cabrera Capital Markets, Inc.|25
NDAQ|NASDAQ, INC. CMN STK|CANT|Cantor Fitzgerald & Co.|946
NDAQ|NASDAQ, INC. CMN STK|CBLC|CITIGROUP GLOBAL MARKETS INC.|24274
NDAQ|NASDAQ, INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|2142
NDAQ|NASDAQ, INC. CMN STK|CIBP|CIBC World Markets Corp.|4957
NDAQ|NASDAQ, INC. CMN STK|CIST|Capital Institutional Services, Inc.|8609
NDAQ|NASDAQ, INC. CMN STK|CLSA|CLSA AMERICAS, LLC|100
NDAQ|NASDAQ, INC. CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|435385
NDAQ|NASDAQ, INC. CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10380
NDAQ|NASDAQ, INC. CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|910
NDAQ|NASDAQ, INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|274833
NDAQ|NASDAQ, INC. CMN STK|CTDL|Citadel Derivatives Group Llc|14966
NDAQ|NASDAQ, INC. CMN STK|CTLR|CUTLER GROUP, LP|1813
NDAQ|NASDAQ, INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|110520
NDAQ|NASDAQ, INC. CMN STK|DADA|D.A. Davidson & Co.|510
NDAQ|NASDAQ, INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|715964
NDAQ|NASDAQ, INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|336400
NDAQ|NASDAQ, INC. CMN STK|DBUL|Deutsche Bank Securities Inc.|14520
NDAQ|NASDAQ, INC. CMN STK|DEAN|MORGAN STANLEY|697
NDAQ|NASDAQ, INC. CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18176
NDAQ|NASDAQ, INC. CMN STK|DREX|Drexel Hamilton, LLC|48
NDAQ|NASDAQ, INC. CMN STK|DRWK|DRW SECURITIES, L.L.C.|60875
NDAQ|NASDAQ, INC. CMN STK|EBXL|EBX LLC|169400
NDAQ|NASDAQ, INC. CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|8862
NDAQ|NASDAQ, INC. CMN STK|EDJO|Edward D. Jones & Co., L.P.|3910
NDAQ|NASDAQ, INC. CMN STK|EGAM|CBOE TRADING, INC.|30171
NDAQ|NASDAQ, INC. CMN STK|EGAW|CBOE TRADING, INC.|53
NDAQ|NASDAQ, INC. CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|1739
NDAQ|NASDAQ, INC. CMN STK|EGXM|CBOE TRADING, INC.|2444
NDAQ|NASDAQ, INC. CMN STK|ELEV|ELEVATION, LLC|7882
NDAQ|NASDAQ, INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|43691
NDAQ|NASDAQ, INC. CMN STK|ETCC|Electronic Transaction Clearing, Inc.|3152
NDAQ|NASDAQ, INC. CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8212
NDAQ|NASDAQ, INC. CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33585
NDAQ|NASDAQ, INC. CMN STK|ETRS|E*Trade Securities LLC|53431
NDAQ|NASDAQ, INC. CMN STK|FBCO|Credit Suisse Securities (USA) LLC|989672
NDAQ|NASDAQ, INC. CMN STK|FIDT|Fidelity Clearing Canada ULC./ CDS|21
NDAQ|NASDAQ, INC. CMN STK|FILL|Tradestation Securities, Inc.|3053
NDAQ|NASDAQ, INC. CMN STK|FMAF|NBCN Inc./ CDS|476
NDAQ|NASDAQ, INC. CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|59629
NDAQ|NASDAQ, INC. CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7275
NDAQ|NASDAQ, INC. CMN STK|FQLS|Quantlab Securities LP|350763
NDAQ|NASDAQ, INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|168645
NDAQ|NASDAQ, INC. CMN STK|FTBR|Foliofn Investments, Inc.|1596
NDAQ|NASDAQ, INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|19048
NDAQ|NASDAQ, INC. CMN STK|GELP|RBC CAPITAL MARKETS, LLC|814
NDAQ|NASDAQ, INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|62474
NDAQ|NASDAQ, INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|1698156
NDAQ|NASDAQ, INC. CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|13232
NDAQ|NASDAQ, INC. CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|19039
NDAQ|NASDAQ, INC. CMN STK|GTSZ|GTS SECURITIES LLC|399208
NDAQ|NASDAQ, INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|6084
NDAQ|NASDAQ, INC. CMN STK|HSBC|HSBC Securities, Inc.|147099
NDAQ|NASDAQ, INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|9229
NDAQ|NASDAQ, INC. CMN STK|IBKR|Interactive Brokers Llc|76053
NDAQ|NASDAQ, INC. CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|378
NDAQ|NASDAQ, INC. CMN STK|ICBX|INSTINET, LLC|36227
NDAQ|NASDAQ, INC. CMN STK|IEQY|CITADEL SECURITIES LLC|223029
NDAQ|NASDAQ, INC. CMN STK|INCA|INSTINET, LLC|689848
NDAQ|NASDAQ, INC. CMN STK|INJX|INSTINET, LLC|44222
NDAQ|NASDAQ, INC. CMN STK|ITGI|ITG Inc.|83714
NDAQ|NASDAQ, INC. CMN STK|ITGP|ITG INC.|118400
NDAQ|NASDAQ, INC. CMN STK|JANY|Janney Montgomery Scott Inc.|71
NDAQ|NASDAQ, INC. CMN STK|JEFF|JEFFERIES LLC|249060
NDAQ|NASDAQ, INC. CMN STK|JMPT|JUMP TRADING, LLC|116281
NDAQ|NASDAQ, INC. CMN STK|JONE|JonesTrading|3416
NDAQ|NASDAQ, INC. CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|114094
NDAQ|NASDAQ, INC. CMN STK|JPMX|J.P. Morgan Securities LLC|358464
NDAQ|NASDAQ, INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|4556
NDAQ|NASDAQ, INC. CMN STK|KBWI|Keefe, Bruyette & Woods, Inc.|10000
NDAQ|NASDAQ, INC. CMN STK|KCGM|VIRTU Americas LLC|39628
NDAQ|NASDAQ, INC. CMN STK|LEHM|Barclays Capital Inc./Le|1005834
NDAQ|NASDAQ, INC. CMN STK|LGNT|COR CLEARING LLC|1
NDAQ|NASDAQ, INC. CMN STK|LIME|Lime Brokerage LLC|300186
NDAQ|NASDAQ, INC. CMN STK|LMGP|LIME BROKERAGE LLC|500
NDAQ|NASDAQ, INC. CMN STK|LQNA|LIQUIDNET, INC.|46100
NDAQ|NASDAQ, INC. CMN STK|LSCI|Lek Securities Corporation|196
NDAQ|NASDAQ, INC. CMN STK|MACC|Mid Atlantic Capital Corporation|25
NDAQ|NASDAQ, INC. CMN STK|MAXM|Maxim Group LLC|5685
NDAQ|NASDAQ, INC. CMN STK|MBTS|ALLY INVEST SECURITIES LLC|19
NDAQ|NASDAQ, INC. CMN STK|MCMF|Raymond James Ltd. Cds|353
NDAQ|NASDAQ, INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68270
NDAQ|NASDAQ, INC. CMN STK|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
NDAQ|NASDAQ, INC. CMN STK|MOTF|MOTIF INVESTING, INC.|131
NDAQ|NASDAQ, INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|2545957
NDAQ|NASDAQ, INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|258300
NDAQ|NASDAQ, INC. CMN STK|MSTX|MORGAN STANLEY & CO. LLC|203800
NDAQ|NASDAQ, INC. CMN STK|NATL|National Securities Corporation|249
NDAQ|NASDAQ, INC. CMN STK|NFSC|National Financial Services LLC|121498
NDAQ|NASDAQ, INC. CMN STK|NITE|VIRTU Americas LLC|266366
NDAQ|NASDAQ, INC. CMN STK|NITP|VIRTU Americas LLC|1155
NDAQ|NASDAQ, INC. CMN STK|NQRB|Brut, LLC|14032
NDAQ|NASDAQ, INC. CMN STK|NTRC|Northern Trust Securities, Inc.|2462
NDAQ|NASDAQ, INC. CMN STK|OHOS|TWO SIGMA SECURITIES, LLC|81456
NDAQ|NASDAQ, INC. CMN STK|OPCO|Oppenheimer & Co. Inc.|2163
NDAQ|NASDAQ, INC. CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8176
NDAQ|NASDAQ, INC. CMN STK|PCPT|PHILLIP CAPITAL INC.|316
NDAQ|NASDAQ, INC. CMN STK|PDQM|CODA MARKETS, INC.|176880
NDAQ|NASDAQ, INC. CMN STK|PIPR|Piper Jaffray & Co.|125
NDAQ|NASDAQ, INC. CMN STK|PWJC|UBS Financial Services, Inc.|1103
NDAQ|NASDAQ, INC. CMN STK|RAJA|Raymond James & Associates, Inc.|17967
NDAQ|NASDAQ, INC. CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|6142
NDAQ|NASDAQ, INC. CMN STK|RJLC|RJL CAPITAL GROUP, LLC|1000
NDAQ|NASDAQ, INC. CMN STK|SAGL|SAGETRADER, LLC|150367
NDAQ|NASDAQ, INC. CMN STK|SAGW|SAGETRADER, LLC|2027
NDAQ|NASDAQ, INC. CMN STK|SALI|INTL FCSTONE FINANCIAL INC.|3994
NDAQ|NASDAQ, INC. CMN STK|SBSH|Citigroup Global Markets Inc.|2022208
NDAQ|NASDAQ, INC. CMN STK|SEIC|SEI Investments Distribution Co.|3392
NDAQ|NASDAQ, INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|112862
NDAQ|NASDAQ, INC. CMN STK|SJLS|TRADE INFORMATICS LLC|1300
NDAQ|NASDAQ, INC. CMN STK|SPDR|SPEEDROUTE LLC|30086
NDAQ|NASDAQ, INC. CMN STK|SPHN|Stephens Inc.|6624
NDAQ|NASDAQ, INC. CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|16652
NDAQ|NASDAQ, INC. CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|230
NDAQ|NASDAQ, INC. CMN STK|STRS|STRATEGAS RESEARCH PARTNERS|258
NDAQ|NASDAQ, INC. CMN STK|STXG|Stockcross Financial Services, Inc.|30
NDAQ|NASDAQ, INC. CMN STK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
NDAQ|NASDAQ, INC. CMN STK|SWIM|TD Ameritrade, Inc.|15159
NDAQ|NASDAQ, INC. CMN STK|SWST|Hilltop Securities Inc.|638
NDAQ|NASDAQ, INC. CMN STK|TAGC|TELSEY ADVISORY GROUP LLC|278
NDAQ|NASDAQ, INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|249
NDAQ|NASDAQ, INC. CMN STK|TONC|CUTTONE & CO., LLC|1429
NDAQ|NASDAQ, INC. CMN STK|TRBT|Tradebot Systems, Inc.|223787
NDAQ|NASDAQ, INC. CMN STK|TRCM|TRC MARKETS LLC|254407
NDAQ|NASDAQ, INC. CMN STK|TTUC|CUTTONE & CO., INC.|321
NDAQ|NASDAQ, INC. CMN STK|TWTT|TASTYWORKS, INC.|300
NDAQ|NASDAQ, INC. CMN STK|UBSA|UBS SECURITIES LLC|349968
NDAQ|NASDAQ, INC. CMN STK|UBSS|UBS Securities LLC|1006050
NDAQ|NASDAQ, INC. CMN STK|VALX|VIRTU AMERICAS LLC|15842
NDAQ|NASDAQ, INC. CMN STK|VGRD|Vanguard Marketing Corporation|1450
NDAQ|NASDAQ, INC. CMN STK|VSIN|Vision Financial Markets Llc|1
NDAQ|NASDAQ, INC. CMN STK|WABR|Wall Street Access|3079
NDAQ|NASDAQ, INC. CMN STK|WBET|Wallachbeth Capital LLC|2980
NDAQ|NASDAQ, INC. CMN STK|WBLR|WILLIAM BLAIR|143
NDAQ|NASDAQ, INC. CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|504
NDAQ|NASDAQ, INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|67356
NDAQ|NASDAQ, INC. CMN STK|WEDB|WEDBUSH SECURITIES INC.|137
NDAQ|NASDAQ, INC. CMN STK|WEED|Weeden & Co.L.P.|1775
NDAQ|NASDAQ, INC. CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17703
NDAQ|NASDAQ, INC. CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8260
NDAQ|NASDAQ, INC. CMN STK|WGIF|CIBC World Markets Inc.|2249
NDAQ|NASDAQ, INC. CMN STK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|198
NDAQ|NASDAQ, INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|2373
NDAQ|NASDAQ, INC. CMN STK|XIST|INSTINET, LLC|112800
NDAQ|NASDAQ, INC. CMN STK|XPQR|Jump Trading|600
NDAQ|NASDAQ, INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|19816
NDAQ|NASDAQ, INC. CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|7470
NDAQ|NASDAQ, INC. CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11754
NDLS|NOODLES & CO CLA CMN|ALTX|Alternet Securities Inc.|1800
NDLS|NOODLES & CO CLA CMN|APCC|Apex Clearing Corporation|648
NDLS|NOODLES & CO CLA CMN|BARD|Robert W. Baird & Co. Incorporated|8113
NDLS|NOODLES & CO CLA CMN|BATM|CBOE TRADING, INC.|1001
NDLS|NOODLES & CO CLA CMN|BAYT|BTIG, LLC|18700
NDLS|NOODLES & CO CLA CMN|BERN|Sanford C. Bernstein & Co., LLC|36348
NDLS|NOODLES & CO CLA CMN|BIMI|Banca IMI Securities Corp.|3020
NDLS|NOODLES & CO CLA CMN|BMOC|BMO Capital Markets Corp.|1942
NDLS|NOODLES & CO CLA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|746
NDLS|NOODLES & CO CLA CMN|BRGE|Newbridge Securities Corp.|400
NDLS|NOODLES & CO CLA CMN|BTIG|BTIG, LLC|39048
NDLS|NOODLES & CO CLA CMN|BYXM|CBOE TRADING, INC.|100
NDLS|NOODLES & CO CLA CMN|BZYD|GOLDMAN SACHS & CO. LLC|8220
NDLS|NOODLES & CO CLA CMN|CANT|Cantor Fitzgerald & Co.|94
NDLS|NOODLES & CO CLA CMN|CHAS|Charles Schwab & Co., Inc.|500
NDLS|NOODLES & CO CLA CMN|CMPT|Compass Point Research & Trading, LLC|1200
NDLS|NOODLES & CO CLA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89403
NDLS|NOODLES & CO CLA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
NDLS|NOODLES & CO CLA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1058
NDLS|NOODLES & CO CLA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|167538
NDLS|NOODLES & CO CLA CMN|CTDL|Citadel Derivatives Group Llc|5987
NDLS|NOODLES & CO CLA CMN|CTLR|CUTLER GROUP, LP|6948
NDLS|NOODLES & CO CLA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|37818
NDLS|NOODLES & CO CLA CMN|DBAB|Deutsche Bank Securities Inc.|59287
NDLS|NOODLES & CO CLA CMN|DBAX|Deutsche Bank Securities Inc.|141300
NDLS|NOODLES & CO CLA CMN|DEAN|MORGAN STANLEY|983
NDLS|NOODLES & CO CLA CMN|DEGS|RONIN PROFESSIONAL LLC|44637
NDLS|NOODLES & CO CLA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
NDLS|NOODLES & CO CLA CMN|EBXL|EBX LLC|127100
NDLS|NOODLES & CO CLA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3833
NDLS|NOODLES & CO CLA CMN|EDJO|Edward D. Jones & Co., L.P.|3953
NDLS|NOODLES & CO CLA CMN|EGAM|CBOE TRADING, INC.|3570
NDLS|NOODLES & CO CLA CMN|EGXM|CBOE TRADING, INC.|183
NDLS|NOODLES & CO CLA CMN|EGXW|CBOE TRADING, INC.|100
NDLS|NOODLES & CO CLA CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
NDLS|NOODLES & CO CLA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
NDLS|NOODLES & CO CLA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12171
NDLS|NOODLES & CO CLA CMN|ETRS|E*Trade Securities LLC|72899
NDLS|NOODLES & CO CLA CMN|FBCO|Credit Suisse Securities (USA) LLC|110684
NDLS|NOODLES & CO CLA CMN|FFSI|Firstrade Securities Inc.|100
NDLS|NOODLES & CO CLA CMN|FILL|Tradestation Securities, Inc.|4545
NDLS|NOODLES & CO CLA CMN|FOMA|TD AMERITRADE CLEARING, INC.|156505
NDLS|NOODLES & CO CLA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125316
NDLS|NOODLES & CO CLA CMN|FTBR|Foliofn Investments, Inc.|8732
NDLS|NOODLES & CO CLA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|9278
NDLS|NOODLES & CO CLA CMN|GLPX|ACS EXECUTION SERVICES, LLC|3164
NDLS|NOODLES & CO CLA CMN|GSCO|GOLDMAN SACHS & CO. LLC|253665
NDLS|NOODLES & CO CLA CMN|GSCS|GOLDMAN SACHS & CO. LLC|23698
NDLS|NOODLES & CO CLA CMN|GSLT|GOLDMAN SACHS & CO. LLC|3330
NDLS|NOODLES & CO CLA CMN|GTSZ|GTS SECURITIES LLC|35628
NDLS|NOODLES & CO CLA CMN|HAPX|HAP Trading, LLC|1100
NDLS|NOODLES & CO CLA CMN|HRBF|American Enterprise Investment Services Inc.|14570
NDLS|NOODLES & CO CLA CMN|HSBC|HSBC Securities, Inc.|100
NDLS|NOODLES & CO CLA CMN|IATS|INTERACTIVE BROKERS LLC|5121
NDLS|NOODLES & CO CLA CMN|IBKR|Interactive Brokers Llc|107745
NDLS|NOODLES & CO CLA CMN|IBSJ|Integrity Brokerage Services, Inc.|1250
NDLS|NOODLES & CO CLA CMN|ICBX|INSTINET, LLC|82597
NDLS|NOODLES & CO CLA CMN|IEQY|CITADEL SECURITIES LLC|2763
NDLS|NOODLES & CO CLA CMN|INCA|INSTINET, LLC|162582
NDLS|NOODLES & CO CLA CMN|INJX|INSTINET, LLC|9564
NDLS|NOODLES & CO CLA CMN|ITGI|ITG Inc.|20389
NDLS|NOODLES & CO CLA CMN|ITGP|ITG INC.|143000
NDLS|NOODLES & CO CLA CMN|JANY|Janney Montgomery Scott Inc.|9282
NDLS|NOODLES & CO CLA CMN|JEFF|JEFFERIES LLC|24688
NDLS|NOODLES & CO CLA CMN|JMPT|JUMP TRADING, LLC|6854
NDLS|NOODLES & CO CLA CMN|JONE|JonesTrading|33584
NDLS|NOODLES & CO CLA CMN|JPBX|J.P. MORGAN SECURITIES LLC|5300
NDLS|NOODLES & CO CLA CMN|JPMX|J.P. Morgan Securities LLC|166258
NDLS|NOODLES & CO CLA CMN|JSJX|JANE STREET CAPITAL LLC|5580
NDLS|NOODLES & CO CLA CMN|KCGM|VIRTU Americas LLC|25447
NDLS|NOODLES & CO CLA CMN|KING|C. L. King & Associates, Inc.|27719
NDLS|NOODLES & CO CLA CMN|LEHM|Barclays Capital Inc./Le|219096
NDLS|NOODLES & CO CLA CMN|LIME|Lime Brokerage LLC|106230
NDLS|NOODLES & CO CLA CMN|LMGP|LIME BROKERAGE LLC|1300
NDLS|NOODLES & CO CLA CMN|LQNA|LIQUIDNET, INC.|175300
NDLS|NOODLES & CO CLA CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
NDLS|NOODLES & CO CLA CMN|MAXM|Maxim Group LLC|1238
NDLS|NOODLES & CO CLA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|119970
NDLS|NOODLES & CO CLA CMN|MSCO|MORGAN STANLEY & CO. LLC|443406
NDLS|NOODLES & CO CLA CMN|MSPL|MORGAN STANLEY & CO. LLC|179200
NDLS|NOODLES & CO CLA CMN|MSTX|MORGAN STANLEY & CO. LLC|63500
NDLS|NOODLES & CO CLA CMN|NBCS|NBC Securities, INC.|100
NDLS|NOODLES & CO CLA CMN|NFSC|National Financial Services LLC|189425
NDLS|NOODLES & CO CLA CMN|NITE|VIRTU Americas LLC|574690
NDLS|NOODLES & CO CLA CMN|NITP|VIRTU Americas LLC|1530
NDLS|NOODLES & CO CLA CMN|NORT|Northland Securities, Inc.|100
NDLS|NOODLES & CO CLA CMN|NQRB|Brut, LLC|200
NDLS|NOODLES & CO CLA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2585
NDLS|NOODLES & CO CLA CMN|PDQM|CODA MARKETS, INC.|27856
NDLS|NOODLES & CO CLA CMN|PHLY|NASDAQ Execution Services, LLC|600
NDLS|NOODLES & CO CLA CMN|PWJC|UBS Financial Services, Inc.|827
NDLS|NOODLES & CO CLA CMN|RAJA|Raymond James & Associates, Inc.|39961
NDLS|NOODLES & CO CLA CMN|RBCM|RBC CAPITAL MARKETS, LLC|3280
NDLS|NOODLES & CO CLA CMN|SBSH|Citigroup Global Markets Inc.|68079
NDLS|NOODLES & CO CLA CMN|SEIC|SEI Investments Distribution Co.|100
NDLS|NOODLES & CO CLA CMN|SGMT|GOLDMAN SACHS & CO. LLC|107644
NDLS|NOODLES & CO CLA CMN|SPDR|SPEEDROUTE LLC|25220
NDLS|NOODLES & CO CLA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6216
NDLS|NOODLES & CO CLA CMN|STXG|Stockcross Financial Services, Inc.|300
NDLS|NOODLES & CO CLA CMN|SWIM|TD Ameritrade, Inc.|46432
NDLS|NOODLES & CO CLA CMN|SWST|Hilltop Securities Inc.|2000
NDLS|NOODLES & CO CLA CMN|TAGC|TELSEY ADVISORY GROUP LLC|900
NDLS|NOODLES & CO CLA CMN|TKNG|ALLY INVEST SECURITIES LLC|12627
NDLS|NOODLES & CO CLA CMN|TOUR|TOURMALINE PARTNERS, LLC|1000
NDLS|NOODLES & CO CLA CMN|TRCM|TRC MARKETS LLC|14553
NDLS|NOODLES & CO CLA CMN|UBSA|UBS SECURITIES LLC|383263
NDLS|NOODLES & CO CLA CMN|UBSS|UBS Securities LLC|321813
NDLS|NOODLES & CO CLA CMN|VALX|VIRTU AMERICAS LLC|48458
NDLS|NOODLES & CO CLA CMN|VGRD|Vanguard Marketing Corporation|13669
NDLS|NOODLES & CO CLA CMN|WCHV|WELLS FARGO SECURITIES, LLC|163696
NDLS|NOODLES & CO CLA CMN|WEED|Weeden & Co.L.P.|418
NDLS|NOODLES & CO CLA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8140
NDLS|NOODLES & CO CLA CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|68676
NDLS|NOODLES & CO CLA CMN|WGIF|CIBC World Markets Inc.|1524
NDLS|NOODLES & CO CLA CMN|WSEA|WOLVERINE SECURITIES, LLC|9516
NDLS|NOODLES & CO CLA CMN|WTFS|JUST2TRADE, INC.|60
NDLS|NOODLES & CO CLA CMN|XIST|INSTINET, LLC|7750
NDLS|NOODLES & CO CLA CMN|XPQR|Jump Trading|600
NDLS|NOODLES & CO CLA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|14720
NDLS|NOODLES & CO CLA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1901
NDP|TORTOISE ENERGY INDE|ALTX|Alternet Securities Inc.|1500
NDP|TORTOISE ENERGY INDE|APCC|Apex Clearing Corporation|117
NDP|TORTOISE ENERGY INDE|BARD|Robert W. Baird & Co. Incorporated|2100
NDP|TORTOISE ENERGY INDE|BATM|CBOE TRADING, INC.|111
NDP|TORTOISE ENERGY INDE|BBNT|BB&T SECURITIES, LLC|4660
NDP|TORTOISE ENERGY INDE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2681
NDP|TORTOISE ENERGY INDE|BTIG|BTIG, LLC|2109
NDP|TORTOISE ENERGY INDE|BYXM|CBOE TRADING, INC.|100
NDP|TORTOISE ENERGY INDE|CHAS|Charles Schwab & Co., Inc.|4
NDP|TORTOISE ENERGY INDE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3509
NDP|TORTOISE ENERGY INDE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6278
NDP|TORTOISE ENERGY INDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3594
NDP|TORTOISE ENERGY INDE|CTDL|Citadel Derivatives Group Llc|130
NDP|TORTOISE ENERGY INDE|DADA|D.A. Davidson & Co.|1500
NDP|TORTOISE ENERGY INDE|DBAX|Deutsche Bank Securities Inc.|7800
NDP|TORTOISE ENERGY INDE|DEAN|MORGAN STANLEY|3607
NDP|TORTOISE ENERGY INDE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
NDP|TORTOISE ENERGY INDE|EBXL|EBX LLC|6400
NDP|TORTOISE ENERGY INDE|EDJO|Edward D. Jones & Co., L.P.|1600
NDP|TORTOISE ENERGY INDE|EGAM|CBOE TRADING, INC.|871
NDP|TORTOISE ENERGY INDE|EGXM|CBOE TRADING, INC.|1600
NDP|TORTOISE ENERGY INDE|ESPO|ESPOSITO SECURITIES, LLC|88
NDP|TORTOISE ENERGY INDE|ETBE|Electronic Transaction Clearing, Inc.|100
NDP|TORTOISE ENERGY INDE|ETRS|E*Trade Securities LLC|29608
NDP|TORTOISE ENERGY INDE|FBSB|U.S. Bancorp Investments, Inc.|832
NDP|TORTOISE ENERGY INDE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8035
NDP|TORTOISE ENERGY INDE|FTBR|Foliofn Investments, Inc.|8
NDP|TORTOISE ENERGY INDE|GLPX|ACS EXECUTION SERVICES, LLC|2274
NDP|TORTOISE ENERGY INDE|GSCO|GOLDMAN SACHS & CO. LLC|910
NDP|TORTOISE ENERGY INDE|GTSZ|GTS SECURITIES LLC|400
NDP|TORTOISE ENERGY INDE|HRBF|American Enterprise Investment Services Inc.|10101
NDP|TORTOISE ENERGY INDE|IATS|INTERACTIVE BROKERS LLC|21558
NDP|TORTOISE ENERGY INDE|IBKR|Interactive Brokers Llc|37474
NDP|TORTOISE ENERGY INDE|ICBX|INSTINET, LLC|900
NDP|TORTOISE ENERGY INDE|INCA|INSTINET, LLC|3224
NDP|TORTOISE ENERGY INDE|ITGI|ITG Inc.|1852
NDP|TORTOISE ENERGY INDE|ITGP|ITG INC.|6200
NDP|TORTOISE ENERGY INDE|JANY|Janney Montgomery Scott Inc.|400
NDP|TORTOISE ENERGY INDE|JPMX|J.P. Morgan Securities LLC|1600
NDP|TORTOISE ENERGY INDE|JSJX|JANE STREET CAPITAL LLC|450
NDP|TORTOISE ENERGY INDE|KCGM|VIRTU Americas LLC|200
NDP|TORTOISE ENERGY INDE|LEHM|Barclays Capital Inc./Le|5000
NDP|TORTOISE ENERGY INDE|LIME|Lime Brokerage LLC|1019
NDP|TORTOISE ENERGY INDE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NDP|TORTOISE ENERGY INDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
NDP|TORTOISE ENERGY INDE|MSCO|MORGAN STANLEY & CO. LLC|26560
NDP|TORTOISE ENERGY INDE|MSPL|MORGAN STANLEY & CO. LLC|5600
NDP|TORTOISE ENERGY INDE|MSTX|MORGAN STANLEY & CO. LLC|200
NDP|TORTOISE ENERGY INDE|NFSC|National Financial Services LLC|44216
NDP|TORTOISE ENERGY INDE|NITE|VIRTU Americas LLC|113120
NDP|TORTOISE ENERGY INDE|NQRB|Brut, LLC|650
NDP|TORTOISE ENERGY INDE|OPCO|Oppenheimer & Co. Inc.|11291
NDP|TORTOISE ENERGY INDE|PDQM|CODA MARKETS, INC.|2874
NDP|TORTOISE ENERGY INDE|PWJC|UBS Financial Services, Inc.|13057
NDP|TORTOISE ENERGY INDE|RBCM|RBC CAPITAL MARKETS, LLC|18525
NDP|TORTOISE ENERGY INDE|SAGL|SAGETRADER, LLC|400
NDP|TORTOISE ENERGY INDE|SBSH|Citigroup Global Markets Inc.|574
NDP|TORTOISE ENERGY INDE|SGMT|GOLDMAN SACHS & CO. LLC|504
NDP|TORTOISE ENERGY INDE|SPDR|SPEEDROUTE LLC|600
NDP|TORTOISE ENERGY INDE|SPTD|MINT GLOBAL MARKETS, INC.|17370
NDP|TORTOISE ENERGY INDE|STFL|Stifel, Nicolaus & Company, Incorporated|2156
NDP|TORTOISE ENERGY INDE|SWIM|TD Ameritrade, Inc.|19278
NDP|TORTOISE ENERGY INDE|SWST|Hilltop Securities Inc.|4801
NDP|TORTOISE ENERGY INDE|TKNG|ALLY INVEST SECURITIES LLC|465
NDP|TORTOISE ENERGY INDE|TRBT|Tradebot Systems, Inc.|759
NDP|TORTOISE ENERGY INDE|UBSA|UBS SECURITIES LLC|14873
NDP|TORTOISE ENERGY INDE|UBSS|UBS Securities LLC|63498
NDP|TORTOISE ENERGY INDE|VALX|VIRTU AMERICAS LLC|760
NDP|TORTOISE ENERGY INDE|VGRD|Vanguard Marketing Corporation|5705
NDP|TORTOISE ENERGY INDE|WBET|Wallachbeth Capital LLC|800
NDP|TORTOISE ENERGY INDE|WCHV|WELLS FARGO SECURITIES, LLC|26334
NDP|TORTOISE ENERGY INDE|WEDB|WEDBUSH SECURITIES INC.|100
NDP|TORTOISE ENERGY INDE|WEED|Weeden & Co.L.P.|20
NDP|TORTOISE ENERGY INDE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17513
NDP|TORTOISE ENERGY INDE|WGIF|CIBC World Markets Inc.|100
NDP|TORTOISE ENERGY INDE|WSEA|WOLVERINE SECURITIES, LLC|465
NDP|TORTOISE ENERGY INDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4507
NDRA|ENDRA LIFE SCI CM|ALTX|Alternet Securities Inc.|1720
NDRA|ENDRA LIFE SCI CM|APCC|Apex Clearing Corporation|30465
NDRA|ENDRA LIFE SCI CM|BATM|CBOE TRADING, INC.|997
NDRA|ENDRA LIFE SCI CM|BAYT|BTIG, LLC|6047
NDRA|ENDRA LIFE SCI CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3351
NDRA|ENDRA LIFE SCI CM|BMAK|BMA SECURITIES|37230
NDRA|ENDRA LIFE SCI CM|BYXM|CBOE TRADING, INC.|300
NDRA|ENDRA LIFE SCI CM|CHAS|Charles Schwab & Co., Inc.|2650
NDRA|ENDRA LIFE SCI CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8858
NDRA|ENDRA LIFE SCI CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8723
NDRA|ENDRA LIFE SCI CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12202
NDRA|ENDRA LIFE SCI CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11286
NDRA|ENDRA LIFE SCI CM|CTDL|Citadel Derivatives Group Llc|1626
NDRA|ENDRA LIFE SCI CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NDRA|ENDRA LIFE SCI CM|DBAX|Deutsche Bank Securities Inc.|4900
NDRA|ENDRA LIFE SCI CM|DEAN|MORGAN STANLEY|400
NDRA|ENDRA LIFE SCI CM|DEGS|RONIN PROFESSIONAL LLC|12974
NDRA|ENDRA LIFE SCI CM|DOTC|Dougherty & Company LLC|100
NDRA|ENDRA LIFE SCI CM|EBXL|EBX LLC|8200
NDRA|ENDRA LIFE SCI CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3350
NDRA|ENDRA LIFE SCI CM|EGAM|CBOE TRADING, INC.|10283
NDRA|ENDRA LIFE SCI CM|EGAW|CBOE TRADING, INC.|5351
NDRA|ENDRA LIFE SCI CM|EGXM|CBOE TRADING, INC.|3293
NDRA|ENDRA LIFE SCI CM|EGXW|CBOE TRADING, INC.|16114
NDRA|ENDRA LIFE SCI CM|ETBE|Electronic Transaction Clearing, Inc.|200
NDRA|ENDRA LIFE SCI CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|786
NDRA|ENDRA LIFE SCI CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2700
NDRA|ENDRA LIFE SCI CM|ETRS|E*Trade Securities LLC|455377
NDRA|ENDRA LIFE SCI CM|FBCO|Credit Suisse Securities (USA) LLC|84675
NDRA|ENDRA LIFE SCI CM|FILL|Tradestation Securities, Inc.|18889
NDRA|ENDRA LIFE SCI CM|FMAF|NBCN Inc./ CDS|2180
NDRA|ENDRA LIFE SCI CM|FOMA|TD AMERITRADE CLEARING, INC.|215406
NDRA|ENDRA LIFE SCI CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20801
NDRA|ENDRA LIFE SCI CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1411
NDRA|ENDRA LIFE SCI CM|GLPX|ACS EXECUTION SERVICES, LLC|48787
NDRA|ENDRA LIFE SCI CM|GSCO|GOLDMAN SACHS & CO. LLC|7920
NDRA|ENDRA LIFE SCI CM|GSCS|GOLDMAN SACHS & CO. LLC|100
NDRA|ENDRA LIFE SCI CM|GSLT|GOLDMAN SACHS & CO. LLC|3620
NDRA|ENDRA LIFE SCI CM|GTSZ|GTS SECURITIES LLC|14634
NDRA|ENDRA LIFE SCI CM|IATS|INTERACTIVE BROKERS LLC|29638
NDRA|ENDRA LIFE SCI CM|IBKR|Interactive Brokers Llc|408205
NDRA|ENDRA LIFE SCI CM|ICBX|INSTINET, LLC|3400
NDRA|ENDRA LIFE SCI CM|INCA|INSTINET, LLC|105071
NDRA|ENDRA LIFE SCI CM|ITGI|ITG Inc.|20617
NDRA|ENDRA LIFE SCI CM|ITGP|ITG INC.|5800
NDRA|ENDRA LIFE SCI CM|JANY|Janney Montgomery Scott Inc.|4200
NDRA|ENDRA LIFE SCI CM|JMPT|JUMP TRADING, LLC|616
NDRA|ENDRA LIFE SCI CM|JPMX|J.P. Morgan Securities LLC|3064
NDRA|ENDRA LIFE SCI CM|KCGM|VIRTU Americas LLC|1020
NDRA|ENDRA LIFE SCI CM|LEHM|Barclays Capital Inc./Le|10330
NDRA|ENDRA LIFE SCI CM|LIME|Lime Brokerage LLC|28496
NDRA|ENDRA LIFE SCI CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2325
NDRA|ENDRA LIFE SCI CM|MAXM|Maxim Group LLC|3100
NDRA|ENDRA LIFE SCI CM|MICA|Spartan Securities Group, Ltd.|2000
NDRA|ENDRA LIFE SCI CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
NDRA|ENDRA LIFE SCI CM|MSCO|MORGAN STANLEY & CO. LLC|159385
NDRA|ENDRA LIFE SCI CM|MSPL|MORGAN STANLEY & CO. LLC|900
NDRA|ENDRA LIFE SCI CM|NATL|National Securities Corporation|121994
NDRA|ENDRA LIFE SCI CM|NFSC|National Financial Services LLC|372158
NDRA|ENDRA LIFE SCI CM|NITE|VIRTU Americas LLC|541736
NDRA|ENDRA LIFE SCI CM|NITP|VIRTU Americas LLC|241
NDRA|ENDRA LIFE SCI CM|NQRB|Brut, LLC|9443
NDRA|ENDRA LIFE SCI CM|PDQM|CODA MARKETS, INC.|60907
NDRA|ENDRA LIFE SCI CM|RBCM|RBC CAPITAL MARKETS, LLC|5000
NDRA|ENDRA LIFE SCI CM|RGLD|Regal Securities, Inc|400
NDRA|ENDRA LIFE SCI CM|SAGL|SAGETRADER, LLC|5650
NDRA|ENDRA LIFE SCI CM|SBSH|Citigroup Global Markets Inc.|2895
NDRA|ENDRA LIFE SCI CM|SGMT|GOLDMAN SACHS & CO. LLC|4833
NDRA|ENDRA LIFE SCI CM|SPDR|SPEEDROUTE LLC|9548
NDRA|ENDRA LIFE SCI CM|SPTD|MINT GLOBAL MARKETS, INC.|7300
NDRA|ENDRA LIFE SCI CM|SWIM|TD Ameritrade, Inc.|22163
NDRA|ENDRA LIFE SCI CM|TKNG|ALLY INVEST SECURITIES LLC|33173
NDRA|ENDRA LIFE SCI CM|TRCM|TRC MARKETS LLC|600
NDRA|ENDRA LIFE SCI CM|TWTT|TASTYWORKS, INC.|1030
NDRA|ENDRA LIFE SCI CM|UBSA|UBS SECURITIES LLC|30993
NDRA|ENDRA LIFE SCI CM|UBSS|UBS Securities LLC|80073
NDRA|ENDRA LIFE SCI CM|VALX|VIRTU AMERICAS LLC|408
NDRA|ENDRA LIFE SCI CM|VGRD|Vanguard Marketing Corporation|1788
NDRA|ENDRA LIFE SCI CM|VSIN|Vision Financial Markets Llc|1700
NDRA|ENDRA LIFE SCI CM|WCHV|WELLS FARGO SECURITIES, LLC|32339
NDRA|ENDRA LIFE SCI CM|WEDB|WEDBUSH SECURITIES INC.|74172
NDRA|ENDRA LIFE SCI CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1950
NDRA|ENDRA LIFE SCI CM|WGIF|CIBC World Markets Inc.|140
NDRA|ENDRA LIFE SCI CM|WSEA|WOLVERINE SECURITIES, LLC|61690
NDRA|ENDRA LIFE SCI CM|YKNA|COMHAR CAPITAL MARKETS, LLC|6529
NDRAW|ENDRA LIFE SCI WT|BRGE|Newbridge Securities Corp.|1400
NDRAW|ENDRA LIFE SCI WT|IBKR|Interactive Brokers Llc|6800
NDRAW|ENDRA LIFE SCI WT|INCA|INSTINET, LLC|7300
NDRAW|ENDRA LIFE SCI WT|NITE|VIRTU Americas LLC|720
NDRAW|ENDRA LIFE SCI WT|SWIM|TD Ameritrade, Inc.|100
NDRAW|ENDRA LIFE SCI WT|UBSS|UBS Securities LLC|1400
NDRAW|ENDRA LIFE SCI WT|VGRD|Vanguard Marketing Corporation|4094
NDRO|ENDURO ROYALTY TRUST|APCC|Apex Clearing Corporation|2643
NDRO|ENDURO ROYALTY TRUST|BARD|Robert W. Baird & Co. Incorporated|10
NDRO|ENDURO ROYALTY TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
NDRO|ENDURO ROYALTY TRUST|CHAS|Charles Schwab & Co., Inc.|5019
NDRO|ENDURO ROYALTY TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2700
NDRO|ENDURO ROYALTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17817
NDRO|ENDURO ROYALTY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
NDRO|ENDURO ROYALTY TRUST|DADA|D.A. Davidson & Co.|3
NDRO|ENDURO ROYALTY TRUST|DBAX|Deutsche Bank Securities Inc.|8900
NDRO|ENDURO ROYALTY TRUST|DEAN|MORGAN STANLEY|24700
NDRO|ENDURO ROYALTY TRUST|EBXL|EBX LLC|7400
NDRO|ENDURO ROYALTY TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|2800
NDRO|ENDURO ROYALTY TRUST|EDJO|Edward D. Jones & Co., L.P.|2396
NDRO|ENDURO ROYALTY TRUST|EGXM|CBOE TRADING, INC.|500
NDRO|ENDURO ROYALTY TRUST|ETRS|E*Trade Securities LLC|105686
NDRO|ENDURO ROYALTY TRUST|FBSB|U.S. Bancorp Investments, Inc.|500
NDRO|ENDURO ROYALTY TRUST|FILL|Tradestation Securities, Inc.|2000
NDRO|ENDURO ROYALTY TRUST|FTBR|Foliofn Investments, Inc.|1313
NDRO|ENDURO ROYALTY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|5000
NDRO|ENDURO ROYALTY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|61500
NDRO|ENDURO ROYALTY TRUST|GSLT|GOLDMAN SACHS & CO. LLC|100
NDRO|ENDURO ROYALTY TRUST|GTSZ|GTS SECURITIES LLC|860
NDRO|ENDURO ROYALTY TRUST|HRBF|American Enterprise Investment Services Inc.|11339
NDRO|ENDURO ROYALTY TRUST|IATS|INTERACTIVE BROKERS LLC|1200
NDRO|ENDURO ROYALTY TRUST|IBKR|Interactive Brokers Llc|12812
NDRO|ENDURO ROYALTY TRUST|ICBX|INSTINET, LLC|11300
NDRO|ENDURO ROYALTY TRUST|ITGI|ITG Inc.|1400
NDRO|ENDURO ROYALTY TRUST|ITGP|ITG INC.|6400
NDRO|ENDURO ROYALTY TRUST|JANY|Janney Montgomery Scott Inc.|6250
NDRO|ENDURO ROYALTY TRUST|JPMX|J.P. Morgan Securities LLC|22290
NDRO|ENDURO ROYALTY TRUST|KCGM|VIRTU Americas LLC|8100
NDRO|ENDURO ROYALTY TRUST|LEHM|Barclays Capital Inc./Le|17000
NDRO|ENDURO ROYALTY TRUST|LIME|Lime Brokerage LLC|1818
NDRO|ENDURO ROYALTY TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NDRO|ENDURO ROYALTY TRUST|MBTS|ALLY INVEST SECURITIES LLC|32
NDRO|ENDURO ROYALTY TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16000
NDRO|ENDURO ROYALTY TRUST|MSCO|MORGAN STANLEY & CO. LLC|32520
NDRO|ENDURO ROYALTY TRUST|MSPL|MORGAN STANLEY & CO. LLC|78700
NDRO|ENDURO ROYALTY TRUST|MSTX|MORGAN STANLEY & CO. LLC|1500
NDRO|ENDURO ROYALTY TRUST|NFSC|National Financial Services LLC|472445
NDRO|ENDURO ROYALTY TRUST|NITE|VIRTU Americas LLC|532015
NDRO|ENDURO ROYALTY TRUST|NITP|VIRTU Americas LLC|300
NDRO|ENDURO ROYALTY TRUST|OPCO|Oppenheimer & Co. Inc.|8000
NDRO|ENDURO ROYALTY TRUST|PDQM|CODA MARKETS, INC.|985
NDRO|ENDURO ROYALTY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|21105
NDRO|ENDURO ROYALTY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|2703
NDRO|ENDURO ROYALTY TRUST|SPDR|SPEEDROUTE LLC|500
NDRO|ENDURO ROYALTY TRUST|SPHN|Stephens Inc.|500
NDRO|ENDURO ROYALTY TRUST|SWIM|TD Ameritrade, Inc.|10699
NDRO|ENDURO ROYALTY TRUST|SWST|Hilltop Securities Inc.|6091
NDRO|ENDURO ROYALTY TRUST|TKNG|ALLY INVEST SECURITIES LLC|21382
NDRO|ENDURO ROYALTY TRUST|TRBT|Tradebot Systems, Inc.|200
NDRO|ENDURO ROYALTY TRUST|TWTT|TASTYWORKS, INC.|100
NDRO|ENDURO ROYALTY TRUST|UBSA|UBS SECURITIES LLC|59146
NDRO|ENDURO ROYALTY TRUST|UBSS|UBS Securities LLC|57542
NDRO|ENDURO ROYALTY TRUST|VALX|VIRTU AMERICAS LLC|2300
NDRO|ENDURO ROYALTY TRUST|VGRD|Vanguard Marketing Corporation|21049
NDRO|ENDURO ROYALTY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|126204
NDRO|ENDURO ROYALTY TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|293
NDRO|ENDURO ROYALTY TRUST|WGIF|CIBC World Markets Inc.|3600
NDRO|ENDURO ROYALTY TRUST|WSEA|WOLVERINE SECURITIES, LLC|18226
NDRO|ENDURO ROYALTY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|836
NDSN|NORDSON CORPORATION|ALTX|Alternet Securities Inc.|739
NDSN|NORDSON CORPORATION|ANOS|ABEL/NOSER, L.L.C.|400
NDSN|NORDSON CORPORATION|APCC|Apex Clearing Corporation|41
NDSN|NORDSON CORPORATION|BANK|Primevest Financial Services, Inc.|21
NDSN|NORDSON CORPORATION|BARD|Robert W. Baird & Co. Incorporated|425
NDSN|NORDSON CORPORATION|BATM|CBOE TRADING, INC.|1509
NDSN|NORDSON CORPORATION|BBNT|BB&T SECURITIES, LLC|279
NDSN|NORDSON CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|14274
NDSN|NORDSON CORPORATION|BIAD|SAGETRADER, LLC|1
NDSN|NORDSON CORPORATION|BIDS|BIDS TRADING L.P.|6500
NDSN|NORDSON CORPORATION|BKCM|BNY Mellon Capital Markets LLC|10848
NDSN|NORDSON CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|950
NDSN|NORDSON CORPORATION|BMOC|BMO Capital Markets Corp.|769
NDSN|NORDSON CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|6372
NDSN|NORDSON CORPORATION|BRVL|BLAYLOCK VAN, LLC|300
NDSN|NORDSON CORPORATION|BTIG|BTIG, LLC|17943
NDSN|NORDSON CORPORATION|BYXM|CBOE TRADING, INC.|105
NDSN|NORDSON CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1312
NDSN|NORDSON CORPORATION|CHAS|Charles Schwab & Co., Inc.|3812
NDSN|NORDSON CORPORATION|CIST|Capital Institutional Services, Inc.|81
NDSN|NORDSON CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27568
NDSN|NORDSON CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|729
NDSN|NORDSON CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|288
NDSN|NORDSON CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|105568
NDSN|NORDSON CORPORATION|CTDL|Citadel Derivatives Group Llc|2933
NDSN|NORDSON CORPORATION|CTLR|CUTLER GROUP, LP|405
NDSN|NORDSON CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|16616
NDSN|NORDSON CORPORATION|DADA|D.A. Davidson & Co.|39
NDSN|NORDSON CORPORATION|DBAB|Deutsche Bank Securities Inc.|280512
NDSN|NORDSON CORPORATION|DBAX|Deutsche Bank Securities Inc.|89200
NDSN|NORDSON CORPORATION|DBUL|Deutsche Bank Securities Inc.|1356
NDSN|NORDSON CORPORATION|DEAN|MORGAN STANLEY|2316
NDSN|NORDSON CORPORATION|DEGS|RONIN PROFESSIONAL LLC|200
NDSN|NORDSON CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4201
NDSN|NORDSON CORPORATION|EBXL|EBX LLC|23400
NDSN|NORDSON CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|3715
NDSN|NORDSON CORPORATION|EDJO|Edward D. Jones & Co., L.P.|473
NDSN|NORDSON CORPORATION|EGAM|CBOE TRADING, INC.|1087
NDSN|NORDSON CORPORATION|EGAW|CBOE TRADING, INC.|196
NDSN|NORDSON CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|500
NDSN|NORDSON CORPORATION|EGXM|CBOE TRADING, INC.|470
NDSN|NORDSON CORPORATION|EGXW|CBOE TRADING, INC.|104
NDSN|NORDSON CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|8
NDSN|NORDSON CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|5668
NDSN|NORDSON CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
NDSN|NORDSON CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|440
NDSN|NORDSON CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1400
NDSN|NORDSON CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14318
NDSN|NORDSON CORPORATION|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|21426
NDSN|NORDSON CORPORATION|ETRS|E*Trade Securities LLC|2600
NDSN|NORDSON CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|250248
NDSN|NORDSON CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|2
NDSN|NORDSON CORPORATION|FINX|FINTECH SECURITIES|50
NDSN|NORDSON CORPORATION|FMAF|NBCN Inc./ CDS|106
NDSN|NORDSON CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|12175
NDSN|NORDSON CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2518
NDSN|NORDSON CORPORATION|FQLS|Quantlab Securities LP|82938
NDSN|NORDSON CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51853
NDSN|NORDSON CORPORATION|FTBR|Foliofn Investments, Inc.|169
NDSN|NORDSON CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|3446
NDSN|NORDSON CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|8924
NDSN|NORDSON CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|318646
NDSN|NORDSON CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|2280
NDSN|NORDSON CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|800
NDSN|NORDSON CORPORATION|GTSZ|GTS SECURITIES LLC|56660
NDSN|NORDSON CORPORATION|HPPX|POTAMUS TRADING, LLC|221
NDSN|NORDSON CORPORATION|HRBF|American Enterprise Investment Services Inc.|1524
NDSN|NORDSON CORPORATION|HSBC|HSBC Securities, Inc.|100
NDSN|NORDSON CORPORATION|IATS|INTERACTIVE BROKERS LLC|3098
NDSN|NORDSON CORPORATION|IBKR|Interactive Brokers Llc|22588
NDSN|NORDSON CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|110
NDSN|NORDSON CORPORATION|ICBX|INSTINET, LLC|3700
NDSN|NORDSON CORPORATION|IEQY|CITADEL SECURITIES LLC|41281
NDSN|NORDSON CORPORATION|INCA|INSTINET, LLC|170061
NDSN|NORDSON CORPORATION|INJX|INSTINET, LLC|4770
NDSN|NORDSON CORPORATION|ITGI|ITG Inc.|31788
NDSN|NORDSON CORPORATION|ITGP|ITG INC.|69800
NDSN|NORDSON CORPORATION|JANY|Janney Montgomery Scott Inc.|1727
NDSN|NORDSON CORPORATION|JEFF|JEFFERIES LLC|40059
NDSN|NORDSON CORPORATION|JMPT|JUMP TRADING, LLC|13426
NDSN|NORDSON CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|9282
NDSN|NORDSON CORPORATION|JPMX|J.P. Morgan Securities LLC|72823
NDSN|NORDSON CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
NDSN|NORDSON CORPORATION|JSJX|JANE STREET CAPITAL LLC|2396
NDSN|NORDSON CORPORATION|KCGM|VIRTU Americas LLC|3845
NDSN|NORDSON CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|500
NDSN|NORDSON CORPORATION|LEHM|Barclays Capital Inc./Le|305951
NDSN|NORDSON CORPORATION|LIME|Lime Brokerage LLC|134430
NDSN|NORDSON CORPORATION|LQNB|LIQUIDNET, INC.|81
NDSN|NORDSON CORPORATION|LSCI|Lek Securities Corporation|1
NDSN|NORDSON CORPORATION|MAXM|Maxim Group LLC|81
NDSN|NORDSON CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14652
NDSN|NORDSON CORPORATION|MOTF|MOTIF INVESTING, INC.|8
NDSN|NORDSON CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|726782
NDSN|NORDSON CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|88800
NDSN|NORDSON CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|7400
NDSN|NORDSON CORPORATION|NFSC|National Financial Services LLC|37827
NDSN|NORDSON CORPORATION|NITE|VIRTU Americas LLC|86504
NDSN|NORDSON CORPORATION|NITP|VIRTU Americas LLC|1109
NDSN|NORDSON CORPORATION|NQRB|Brut, LLC|173
NDSN|NORDSON CORPORATION|NTRC|Northern Trust Securities, Inc.|226
NDSN|NORDSON CORPORATION|OPCO|Oppenheimer & Co. Inc.|4035
NDSN|NORDSON CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2270
NDSN|NORDSON CORPORATION|PDQM|CODA MARKETS, INC.|23010
NDSN|NORDSON CORPORATION|PIPR|Piper Jaffray & Co.|1200
NDSN|NORDSON CORPORATION|PWJC|UBS Financial Services, Inc.|3
NDSN|NORDSON CORPORATION|RAJA|Raymond James & Associates, Inc.|2920
NDSN|NORDSON CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|3450
NDSN|NORDSON CORPORATION|SAGL|SAGETRADER, LLC|6065
NDSN|NORDSON CORPORATION|SAGW|SAGETRADER, LLC|145
NDSN|NORDSON CORPORATION|SBSH|Citigroup Global Markets Inc.|87421
NDSN|NORDSON CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|23016
NDSN|NORDSON CORPORATION|SPDR|SPEEDROUTE LLC|2000
NDSN|NORDSON CORPORATION|SPHN|Stephens Inc.|32
NDSN|NORDSON CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
NDSN|NORDSON CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|2954
NDSN|NORDSON CORPORATION|SWIM|TD Ameritrade, Inc.|5030
NDSN|NORDSON CORPORATION|SWST|Hilltop Securities Inc.|1162
NDSN|NORDSON CORPORATION|TONC|CUTTONE & CO., LLC|1110
NDSN|NORDSON CORPORATION|TRBT|Tradebot Systems, Inc.|54317
NDSN|NORDSON CORPORATION|TRCM|TRC MARKETS LLC|40866
NDSN|NORDSON CORPORATION|UBSA|UBS SECURITIES LLC|110237
NDSN|NORDSON CORPORATION|UBSS|UBS Securities LLC|644359
NDSN|NORDSON CORPORATION|VALX|VIRTU AMERICAS LLC|7071
NDSN|NORDSON CORPORATION|VGRD|Vanguard Marketing Corporation|2032
NDSN|NORDSON CORPORATION|WBLR|WILLIAM BLAIR|8655
NDSN|NORDSON CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|100
NDSN|NORDSON CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|25539
NDSN|NORDSON CORPORATION|WEDB|WEDBUSH SECURITIES INC.|45
NDSN|NORDSON CORPORATION|WEED|Weeden & Co.L.P.|2225
NDSN|NORDSON CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|121
NDSN|NORDSON CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11842
NDSN|NORDSON CORPORATION|WGIF|CIBC World Markets Inc.|696
NDSN|NORDSON CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|259
NDSN|NORDSON CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|211
NDSN|NORDSON CORPORATION|XIST|INSTINET, LLC|25010
NDSN|NORDSON CORPORATION|XPQR|Jump Trading|64
NDSN|NORDSON CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
NDSN|NORDSON CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|3138
NDSN|NORDSON CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|788
NE|NOBLE CORPORATION|ABLE|NATIXIS Securities Americas LLC|108
NE|NOBLE CORPORATION|AGIS|Aegis Capital Corp.|4800
NE|NOBLE CORPORATION|ALTX|Alternet Securities Inc.|9911
NE|NOBLE CORPORATION|APCC|Apex Clearing Corporation|106360
NE|NOBLE CORPORATION|BANK|Primevest Financial Services, Inc.|900
NE|NOBLE CORPORATION|BARD|Robert W. Baird & Co. Incorporated|39
NE|NOBLE CORPORATION|BATM|CBOE TRADING, INC.|20467
NE|NOBLE CORPORATION|BAYC|BAY CREST PARTNERS, LLC|164033
NE|NOBLE CORPORATION|BAYT|BTIG, LLC|1200
NE|NOBLE CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|101685
NE|NOBLE CORPORATION|BIAD|SAGETRADER, LLC|1596
NE|NOBLE CORPORATION|BIDS|BIDS TRADING L.P.|1000
NE|NOBLE CORPORATION|BIMI|Banca IMI Securities Corp.|200
NE|NOBLE CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|111807
NE|NOBLE CORPORATION|BLKX|INSTINET, LLC|342800
NE|NOBLE CORPORATION|BMOC|BMO Capital Markets Corp.|150000
NE|NOBLE CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|61145
NE|NOBLE CORPORATION|BRVL|BLAYLOCK VAN, LLC|3900
NE|NOBLE CORPORATION|BTIG|BTIG, LLC|27312
NE|NOBLE CORPORATION|BYXM|CBOE TRADING, INC.|7340
NE|NOBLE CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|4500
NE|NOBLE CORPORATION|CANT|Cantor Fitzgerald & Co.|50974
NE|NOBLE CORPORATION|CHAS|Charles Schwab & Co., Inc.|19873
NE|NOBLE CORPORATION|CIST|Capital Institutional Services, Inc.|31
NE|NOBLE CORPORATION|CLSA|CLSA AMERICAS, LLC|1400
NE|NOBLE CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|350797
NE|NOBLE CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
NE|NOBLE CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27576
NE|NOBLE CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1534660
NE|NOBLE CORPORATION|CTDL|Citadel Derivatives Group Llc|7334
NE|NOBLE CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|492186
NE|NOBLE CORPORATION|DADA|D.A. Davidson & Co.|2755
NE|NOBLE CORPORATION|DAVA|Davenport & Company LLC|150
NE|NOBLE CORPORATION|DBAB|Deutsche Bank Securities Inc.|1915031
NE|NOBLE CORPORATION|DBAX|Deutsche Bank Securities Inc.|931900
NE|NOBLE CORPORATION|DCHF|Dart Executions, LLC|35796
NE|NOBLE CORPORATION|DEAN|MORGAN STANLEY|58461
NE|NOBLE CORPORATION|DEGS|RONIN PROFESSIONAL LLC|8100
NE|NOBLE CORPORATION|EBXL|EBX LLC|753100
NE|NOBLE CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|40301
NE|NOBLE CORPORATION|EDJO|Edward D. Jones & Co., L.P.|23966
NE|NOBLE CORPORATION|EGAM|CBOE TRADING, INC.|41875
NE|NOBLE CORPORATION|EGAW|CBOE TRADING, INC.|350
NE|NOBLE CORPORATION|EGXM|CBOE TRADING, INC.|3520
NE|NOBLE CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|33581
NE|NOBLE CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
NE|NOBLE CORPORATION|ETRS|E*Trade Securities LLC|8544749
NE|NOBLE CORPORATION|FFSI|Firstrade Securities Inc.|464
NE|NOBLE CORPORATION|FILL|Tradestation Securities, Inc.|80067
NE|NOBLE CORPORATION|FMAF|NBCN Inc./ CDS|54540
NE|NOBLE CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42696
NE|NOBLE CORPORATION|FQLS|Quantlab Securities LP|308812
NE|NOBLE CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|311887
NE|NOBLE CORPORATION|FTBR|Foliofn Investments, Inc.|9839
NE|NOBLE CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|48125
NE|NOBLE CORPORATION|GLIS|TD Securities Inc|5339
NE|NOBLE CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|18452
NE|NOBLE CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|4113899
NE|NOBLE CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|38540
NE|NOBLE CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|14979
NE|NOBLE CORPORATION|GTSZ|GTS SECURITIES LLC|189580
NE|NOBLE CORPORATION|HAPX|HAP Trading, LLC|100
NE|NOBLE CORPORATION|HRBF|American Enterprise Investment Services Inc.|44289
NE|NOBLE CORPORATION|HSBC|HSBC Securities, Inc.|11940
NE|NOBLE CORPORATION|IATS|INTERACTIVE BROKERS LLC|364545
NE|NOBLE CORPORATION|IBKR|Interactive Brokers Llc|521438
NE|NOBLE CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|120
NE|NOBLE CORPORATION|ICBX|INSTINET, LLC|551837
NE|NOBLE CORPORATION|IEQY|CITADEL SECURITIES LLC|244884
NE|NOBLE CORPORATION|INCA|INSTINET, LLC|718916
NE|NOBLE CORPORATION|INJX|INSTINET, LLC|9500
NE|NOBLE CORPORATION|ITGI|ITG Inc.|168822
NE|NOBLE CORPORATION|ITGP|ITG INC.|635400
NE|NOBLE CORPORATION|JANY|Janney Montgomery Scott Inc.|1225
NE|NOBLE CORPORATION|JEFF|JEFFERIES LLC|199780
NE|NOBLE CORPORATION|JMPT|JUMP TRADING, LLC|144198
NE|NOBLE CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|91140
NE|NOBLE CORPORATION|JPMX|J.P. Morgan Securities LLC|1560368
NE|NOBLE CORPORATION|JRCO|Johnson Rice & Company L.L.C.|2700
NE|NOBLE CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|1700
NE|NOBLE CORPORATION|JSJX|JANE STREET CAPITAL LLC|19128
NE|NOBLE CORPORATION|KCGM|VIRTU Americas LLC|371641
NE|NOBLE CORPORATION|KING|C. L. King & Associates, Inc.|9574
NE|NOBLE CORPORATION|KRSH|Kershner Securities, LLC|58996
NE|NOBLE CORPORATION|LEHM|Barclays Capital Inc./Le|3642353
NE|NOBLE CORPORATION|LIME|Lime Brokerage LLC|501930
NE|NOBLE CORPORATION|LOOP|Loop Capital Markets LLC|5574
NE|NOBLE CORPORATION|LQNA|LIQUIDNET, INC.|196900
NE|NOBLE CORPORATION|MACC|Mid Atlantic Capital Corporation|500
NE|NOBLE CORPORATION|MACQ|Macquarie Capital (USA) Inc.|3900
NE|NOBLE CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|400
NE|NOBLE CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1051297
NE|NOBLE CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9950
NE|NOBLE CORPORATION|MNDX|TJM Investments, LLC|140753
NE|NOBLE CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|3755611
NE|NOBLE CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|1386500
NE|NOBLE CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|546800
NE|NOBLE CORPORATION|NFSC|National Financial Services LLC|1196507
NE|NOBLE CORPORATION|NITE|VIRTU Americas LLC|4712938
NE|NOBLE CORPORATION|NITP|VIRTU Americas LLC|116235
NE|NOBLE CORPORATION|NQRB|Brut, LLC|6300
NE|NOBLE CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|25500
NE|NOBLE CORPORATION|NTRC|Northern Trust Securities, Inc.|10825
NE|NOBLE CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|88407
NE|NOBLE CORPORATION|OPCO|Oppenheimer & Co. Inc.|478
NE|NOBLE CORPORATION|PCPT|PHILLIP CAPITAL INC.|49357
NE|NOBLE CORPORATION|PDQM|CODA MARKETS, INC.|83817
NE|NOBLE CORPORATION|PHLY|NASDAQ Execution Services, LLC|261400
NE|NOBLE CORPORATION|PWJC|UBS Financial Services, Inc.|46844
NE|NOBLE CORPORATION|QMSR|QUATTRO M SECURITIES INC.|17390
NE|NOBLE CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|45173
NE|NOBLE CORPORATION|RGLD|Regal Securities, Inc|48
NE|NOBLE CORPORATION|SAGL|SAGETRADER, LLC|12901
NE|NOBLE CORPORATION|SBSH|Citigroup Global Markets Inc.|306619
NE|NOBLE CORPORATION|SEIC|SEI Investments Distribution Co.|500
NE|NOBLE CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|912218
NE|NOBLE CORPORATION|SOCO|Capital One Southcoast, Inc|2300
NE|NOBLE CORPORATION|SOGO|Wang Investment Associates, Inc.|482
NE|NOBLE CORPORATION|SPDR|SPEEDROUTE LLC|21295
NE|NOBLE CORPORATION|SPGS|Sea Port Group Securities, LLC|60000
NE|NOBLE CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|3038
NE|NOBLE CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|34
NE|NOBLE CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21679
NE|NOBLE CORPORATION|SWIM|TD Ameritrade, Inc.|1222470
NE|NOBLE CORPORATION|SWST|Hilltop Securities Inc.|20463
NE|NOBLE CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|110103
NE|NOBLE CORPORATION|TMBR|Timber Hill LLC|2400
NE|NOBLE CORPORATION|TRBT|Tradebot Systems, Inc.|255945
NE|NOBLE CORPORATION|TRCM|TRC MARKETS LLC|788557
NE|NOBLE CORPORATION|UBSA|UBS SECURITIES LLC|2691520
NE|NOBLE CORPORATION|UBSS|UBS Securities LLC|2076238
NE|NOBLE CORPORATION|VALX|VIRTU AMERICAS LLC|273437
NE|NOBLE CORPORATION|VGRD|Vanguard Marketing Corporation|295009
NE|NOBLE CORPORATION|VSIN|Vision Financial Markets Llc|3000
NE|NOBLE CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|5426
NE|NOBLE CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|416500
NE|NOBLE CORPORATION|WEDB|WEDBUSH SECURITIES INC.|2042
NE|NOBLE CORPORATION|WEED|Weeden & Co.L.P.|45754
NE|NOBLE CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59564
NE|NOBLE CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117581
NE|NOBLE CORPORATION|WGIF|CIBC World Markets Inc.|3508
NE|NOBLE CORPORATION|WHOT|JUST2TRADE, INC.|500
NE|NOBLE CORPORATION|WORD|Worden Capital Management LLC|2600
NE|NOBLE CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|39249
NE|NOBLE CORPORATION|XIST|INSTINET, LLC|416000
NE|NOBLE CORPORATION|XPUS|XP SECURITIES, LLC|9000
NE|NOBLE CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|179580
NE|NOBLE CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|14340
NE|NOBLE CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11678
NEA|NUVEEN AMT-FREE MUNI|AGIS|Aegis Capital Corp.|2500
NEA|NUVEEN AMT-FREE MUNI|ALTX|Alternet Securities Inc.|8600
NEA|NUVEEN AMT-FREE MUNI|APCC|Apex Clearing Corporation|1762
NEA|NUVEEN AMT-FREE MUNI|BANK|Primevest Financial Services, Inc.|16162
NEA|NUVEEN AMT-FREE MUNI|BARD|Robert W. Baird & Co. Incorporated|14756
NEA|NUVEEN AMT-FREE MUNI|BATM|CBOE TRADING, INC.|1043
NEA|NUVEEN AMT-FREE MUNI|BBNT|BB&T SECURITIES, LLC|2061
NEA|NUVEEN AMT-FREE MUNI|BERN|Sanford C. Bernstein & Co., LLC|1322
NEA|NUVEEN AMT-FREE MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|68732
NEA|NUVEEN AMT-FREE MUNI|BRGE|Newbridge Securities Corp.|975
NEA|NUVEEN AMT-FREE MUNI|BTIG|BTIG, LLC|600
NEA|NUVEEN AMT-FREE MUNI|CANT|Cantor Fitzgerald & Co.|8645
NEA|NUVEEN AMT-FREE MUNI|CHAS|Charles Schwab & Co., Inc.|51734
NEA|NUVEEN AMT-FREE MUNI|CIST|Capital Institutional Services, Inc.|14594
NEA|NUVEEN AMT-FREE MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46956
NEA|NUVEEN AMT-FREE MUNI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NEA|NUVEEN AMT-FREE MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52404
NEA|NUVEEN AMT-FREE MUNI|CTDL|Citadel Derivatives Group Llc|460
NEA|NUVEEN AMT-FREE MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|8936
NEA|NUVEEN AMT-FREE MUNI|DADA|D.A. Davidson & Co.|7048
NEA|NUVEEN AMT-FREE MUNI|DBAX|Deutsche Bank Securities Inc.|43400
NEA|NUVEEN AMT-FREE MUNI|DEAN|MORGAN STANLEY|149051
NEA|NUVEEN AMT-FREE MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8597
NEA|NUVEEN AMT-FREE MUNI|EBXL|EBX LLC|50300
NEA|NUVEEN AMT-FREE MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|4600
NEA|NUVEEN AMT-FREE MUNI|EDJO|Edward D. Jones & Co., L.P.|47908
NEA|NUVEEN AMT-FREE MUNI|EGAM|CBOE TRADING, INC.|3600
NEA|NUVEEN AMT-FREE MUNI|EGXM|CBOE TRADING, INC.|2152
NEA|NUVEEN AMT-FREE MUNI|ESPO|ESPOSITO SECURITIES, LLC|582
NEA|NUVEEN AMT-FREE MUNI|ETBE|Electronic Transaction Clearing, Inc.|600
NEA|NUVEEN AMT-FREE MUNI|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
NEA|NUVEEN AMT-FREE MUNI|ETCB|ETC BROKERAGE SERVICES, LLC|1273
NEA|NUVEEN AMT-FREE MUNI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2
NEA|NUVEEN AMT-FREE MUNI|ETRS|E*Trade Securities LLC|83224
NEA|NUVEEN AMT-FREE MUNI|FBSB|U.S. Bancorp Investments, Inc.|288
NEA|NUVEEN AMT-FREE MUNI|FILL|Tradestation Securities, Inc.|2040
NEA|NUVEEN AMT-FREE MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17726
NEA|NUVEEN AMT-FREE MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31827
NEA|NUVEEN AMT-FREE MUNI|FTBR|Foliofn Investments, Inc.|621
NEA|NUVEEN AMT-FREE MUNI|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
NEA|NUVEEN AMT-FREE MUNI|GLPX|ACS EXECUTION SERVICES, LLC|3800
NEA|NUVEEN AMT-FREE MUNI|GSCO|GOLDMAN SACHS & CO. LLC|54542
NEA|NUVEEN AMT-FREE MUNI|GSLT|GOLDMAN SACHS & CO. LLC|2600
NEA|NUVEEN AMT-FREE MUNI|GTSZ|GTS SECURITIES LLC|600
NEA|NUVEEN AMT-FREE MUNI|HRBF|American Enterprise Investment Services Inc.|103504
NEA|NUVEEN AMT-FREE MUNI|IATS|INTERACTIVE BROKERS LLC|11844
NEA|NUVEEN AMT-FREE MUNI|IBKR|Interactive Brokers Llc|35228
NEA|NUVEEN AMT-FREE MUNI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9768
NEA|NUVEEN AMT-FREE MUNI|ICBX|INSTINET, LLC|22581
NEA|NUVEEN AMT-FREE MUNI|INCA|INSTINET, LLC|5206
NEA|NUVEEN AMT-FREE MUNI|ITGI|ITG Inc.|26414
NEA|NUVEEN AMT-FREE MUNI|ITGP|ITG INC.|61600
NEA|NUVEEN AMT-FREE MUNI|JANY|Janney Montgomery Scott Inc.|9800
NEA|NUVEEN AMT-FREE MUNI|JEFF|JEFFERIES LLC|9200
NEA|NUVEEN AMT-FREE MUNI|JMPT|JUMP TRADING, LLC|100
NEA|NUVEEN AMT-FREE MUNI|JONE|JonesTrading|262869
NEA|NUVEEN AMT-FREE MUNI|JPMX|J.P. Morgan Securities LLC|74532
NEA|NUVEEN AMT-FREE MUNI|JSJX|JANE STREET CAPITAL LLC|669
NEA|NUVEEN AMT-FREE MUNI|KCGM|VIRTU Americas LLC|54561
NEA|NUVEEN AMT-FREE MUNI|LEHM|Barclays Capital Inc./Le|56000
NEA|NUVEEN AMT-FREE MUNI|LIME|Lime Brokerage LLC|1253
NEA|NUVEEN AMT-FREE MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6300
NEA|NUVEEN AMT-FREE MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|110280
NEA|NUVEEN AMT-FREE MUNI|MSCO|MORGAN STANLEY & CO. LLC|496032
NEA|NUVEEN AMT-FREE MUNI|MSPL|MORGAN STANLEY & CO. LLC|114900
NEA|NUVEEN AMT-FREE MUNI|MSTX|MORGAN STANLEY & CO. LLC|1600
NEA|NUVEEN AMT-FREE MUNI|NFSC|National Financial Services LLC|410463
NEA|NUVEEN AMT-FREE MUNI|NITE|VIRTU Americas LLC|877372
NEA|NUVEEN AMT-FREE MUNI|NITP|VIRTU Americas LLC|1500
NEA|NUVEEN AMT-FREE MUNI|NTRC|Northern Trust Securities, Inc.|2465
NEA|NUVEEN AMT-FREE MUNI|OPCO|Oppenheimer & Co. Inc.|14891
NEA|NUVEEN AMT-FREE MUNI|PDQM|CODA MARKETS, INC.|10800
NEA|NUVEEN AMT-FREE MUNI|PWJC|UBS Financial Services, Inc.|116021
NEA|NUVEEN AMT-FREE MUNI|RBCM|RBC CAPITAL MARKETS, LLC|92251
NEA|NUVEEN AMT-FREE MUNI|SAGL|SAGETRADER, LLC|200
NEA|NUVEEN AMT-FREE MUNI|SALI|INTL FCSTONE FINANCIAL INC.|849
NEA|NUVEEN AMT-FREE MUNI|SBSH|Citigroup Global Markets Inc.|1830
NEA|NUVEEN AMT-FREE MUNI|SEIC|SEI Investments Distribution Co.|3100
NEA|NUVEEN AMT-FREE MUNI|SGMT|GOLDMAN SACHS & CO. LLC|33117
NEA|NUVEEN AMT-FREE MUNI|SPDR|SPEEDROUTE LLC|1300
NEA|NUVEEN AMT-FREE MUNI|SPHN|Stephens Inc.|856
NEA|NUVEEN AMT-FREE MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|113619
NEA|NUVEEN AMT-FREE MUNI|SWIM|TD Ameritrade, Inc.|25031
NEA|NUVEEN AMT-FREE MUNI|SWST|Hilltop Securities Inc.|11436
NEA|NUVEEN AMT-FREE MUNI|TKNG|ALLY INVEST SECURITIES LLC|4190
NEA|NUVEEN AMT-FREE MUNI|TRBT|Tradebot Systems, Inc.|4685
NEA|NUVEEN AMT-FREE MUNI|TRCM|TRC MARKETS LLC|100
NEA|NUVEEN AMT-FREE MUNI|UBSA|UBS SECURITIES LLC|169232
NEA|NUVEEN AMT-FREE MUNI|UBSS|UBS Securities LLC|480584
NEA|NUVEEN AMT-FREE MUNI|VALX|VIRTU AMERICAS LLC|21102
NEA|NUVEEN AMT-FREE MUNI|VERT|The Vertical Trading Group, LLC|6
NEA|NUVEEN AMT-FREE MUNI|VGRD|Vanguard Marketing Corporation|58968
NEA|NUVEEN AMT-FREE MUNI|WBET|Wallachbeth Capital LLC|5290
NEA|NUVEEN AMT-FREE MUNI|WCHV|WELLS FARGO SECURITIES, LLC|203209
NEA|NUVEEN AMT-FREE MUNI|WEDB|WEDBUSH SECURITIES INC.|2200
NEA|NUVEEN AMT-FREE MUNI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3500
NEA|NUVEEN AMT-FREE MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1400
NEA|NUVEEN AMT-FREE MUNI|WSEA|WOLVERINE SECURITIES, LLC|10254
NEA|NUVEEN AMT-FREE MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|13716
NEA|NUVEEN AMT-FREE MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|2500
NEA|NUVEEN AMT-FREE MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54670
NEAR|ISHARES SHRT MATURTY|AGIS|Aegis Capital Corp.|1419
NEAR|ISHARES SHRT MATURTY|ALTX|Alternet Securities Inc.|4951
NEAR|ISHARES SHRT MATURTY|APCC|Apex Clearing Corporation|3738
NEAR|ISHARES SHRT MATURTY|BANK|Primevest Financial Services, Inc.|2087
NEAR|ISHARES SHRT MATURTY|BARD|Robert W. Baird & Co. Incorporated|18696
NEAR|ISHARES SHRT MATURTY|BATM|CBOE TRADING, INC.|2775
NEAR|ISHARES SHRT MATURTY|BAYC|BAY CREST PARTNERS, LLC|18233
NEAR|ISHARES SHRT MATURTY|BBNT|BB&T SECURITIES, LLC|51254
NEAR|ISHARES SHRT MATURTY|BKCM|BNY Mellon Capital Markets LLC|490399
NEAR|ISHARES SHRT MATURTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|146380
NEAR|ISHARES SHRT MATURTY|BTIG|BTIG, LLC|7020
NEAR|ISHARES SHRT MATURTY|CANT|Cantor Fitzgerald & Co.|2408786
NEAR|ISHARES SHRT MATURTY|CHAS|Charles Schwab & Co., Inc.|175553
NEAR|ISHARES SHRT MATURTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72618
NEAR|ISHARES SHRT MATURTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|288762
NEAR|ISHARES SHRT MATURTY|CTDL|Citadel Derivatives Group Llc|41911
NEAR|ISHARES SHRT MATURTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|3206
NEAR|ISHARES SHRT MATURTY|DAVA|Davenport & Company LLC|395
NEAR|ISHARES SHRT MATURTY|DBAB|Deutsche Bank Securities Inc.|100
NEAR|ISHARES SHRT MATURTY|DBAX|Deutsche Bank Securities Inc.|129000
NEAR|ISHARES SHRT MATURTY|DEAN|MORGAN STANLEY|16385
NEAR|ISHARES SHRT MATURTY|EBXL|EBX LLC|66400
NEAR|ISHARES SHRT MATURTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
NEAR|ISHARES SHRT MATURTY|EDJO|Edward D. Jones & Co., L.P.|1117
NEAR|ISHARES SHRT MATURTY|EGAM|CBOE TRADING, INC.|14747
NEAR|ISHARES SHRT MATURTY|EGAW|CBOE TRADING, INC.|600
NEAR|ISHARES SHRT MATURTY|EGXM|CBOE TRADING, INC.|7976
NEAR|ISHARES SHRT MATURTY|ETCB|ETC BROKERAGE SERVICES, LLC|140
NEAR|ISHARES SHRT MATURTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
NEAR|ISHARES SHRT MATURTY|ETRS|E*Trade Securities LLC|75756
NEAR|ISHARES SHRT MATURTY|FBSB|U.S. Bancorp Investments, Inc.|17
NEAR|ISHARES SHRT MATURTY|FINX|FINTECH SECURITIES|1555
NEAR|ISHARES SHRT MATURTY|FLTU|FLOW TRADERS US LLC|66062
NEAR|ISHARES SHRT MATURTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7582
NEAR|ISHARES SHRT MATURTY|FTBR|Foliofn Investments, Inc.|10226
NEAR|ISHARES SHRT MATURTY|GEBB|GLOBAL EXECUTION BROKERS, LP|5500
NEAR|ISHARES SHRT MATURTY|GLPX|ACS EXECUTION SERVICES, LLC|801
NEAR|ISHARES SHRT MATURTY|GSCO|GOLDMAN SACHS & CO. LLC|4164227
NEAR|ISHARES SHRT MATURTY|GSLT|GOLDMAN SACHS & CO. LLC|1530
NEAR|ISHARES SHRT MATURTY|HRBF|American Enterprise Investment Services Inc.|2446
NEAR|ISHARES SHRT MATURTY|IATS|INTERACTIVE BROKERS LLC|16357
NEAR|ISHARES SHRT MATURTY|IBKR|Interactive Brokers Llc|21130
NEAR|ISHARES SHRT MATURTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2894
NEAR|ISHARES SHRT MATURTY|ICBX|INSTINET, LLC|73951
NEAR|ISHARES SHRT MATURTY|INCA|INSTINET, LLC|32363
NEAR|ISHARES SHRT MATURTY|INJX|INSTINET, LLC|47
NEAR|ISHARES SHRT MATURTY|ITGI|ITG Inc.|11490
NEAR|ISHARES SHRT MATURTY|ITGP|ITG INC.|30000
NEAR|ISHARES SHRT MATURTY|JANY|Janney Montgomery Scott Inc.|29182
NEAR|ISHARES SHRT MATURTY|JEFF|JEFFERIES LLC|11147
NEAR|ISHARES SHRT MATURTY|JMPT|JUMP TRADING, LLC|2141
NEAR|ISHARES SHRT MATURTY|JPMX|J.P. Morgan Securities LLC|89002
NEAR|ISHARES SHRT MATURTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|1576448
NEAR|ISHARES SHRT MATURTY|JSJX|JANE STREET CAPITAL LLC|620146
NEAR|ISHARES SHRT MATURTY|KCGM|VIRTU Americas LLC|51670
NEAR|ISHARES SHRT MATURTY|LEHM|Barclays Capital Inc./Le|167800
NEAR|ISHARES SHRT MATURTY|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1493
NEAR|ISHARES SHRT MATURTY|LIME|Lime Brokerage LLC|1400
NEAR|ISHARES SHRT MATURTY|MACC|Mid Atlantic Capital Corporation|1476
NEAR|ISHARES SHRT MATURTY|MCMF|Raymond James Ltd. Cds|924
NEAR|ISHARES SHRT MATURTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|135406
NEAR|ISHARES SHRT MATURTY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5999
NEAR|ISHARES SHRT MATURTY|MOTF|MOTIF INVESTING, INC.|1
NEAR|ISHARES SHRT MATURTY|MSCO|MORGAN STANLEY & CO. LLC|351065
NEAR|ISHARES SHRT MATURTY|MSPL|MORGAN STANLEY & CO. LLC|74100
NEAR|ISHARES SHRT MATURTY|MSTX|MORGAN STANLEY & CO. LLC|800
NEAR|ISHARES SHRT MATURTY|NFSC|National Financial Services LLC|710856
NEAR|ISHARES SHRT MATURTY|NITE|VIRTU Americas LLC|1195185
NEAR|ISHARES SHRT MATURTY|NITP|VIRTU Americas LLC|88300
NEAR|ISHARES SHRT MATURTY|NTBF|BMO Nesbitt Burns Inc./CDS|1500
NEAR|ISHARES SHRT MATURTY|OLDM|OLD MISSION CAPITAL, LLC|5931
NEAR|ISHARES SHRT MATURTY|OPCO|Oppenheimer & Co. Inc.|1169
NEAR|ISHARES SHRT MATURTY|PDQM|CODA MARKETS, INC.|4088
NEAR|ISHARES SHRT MATURTY|RBCM|RBC CAPITAL MARKETS, LLC|85290
NEAR|ISHARES SHRT MATURTY|SAGL|SAGETRADER, LLC|5381
NEAR|ISHARES SHRT MATURTY|SALI|INTL FCSTONE FINANCIAL INC.|175
NEAR|ISHARES SHRT MATURTY|SBSH|Citigroup Global Markets Inc.|48103
NEAR|ISHARES SHRT MATURTY|SEIC|SEI Investments Distribution Co.|696
NEAR|ISHARES SHRT MATURTY|SGMT|GOLDMAN SACHS & CO. LLC|44336
NEAR|ISHARES SHRT MATURTY|SPDR|SPEEDROUTE LLC|100
NEAR|ISHARES SHRT MATURTY|STFL|Stifel, Nicolaus & Company, Incorporated|18006
NEAR|ISHARES SHRT MATURTY|SWIM|TD Ameritrade, Inc.|19752
NEAR|ISHARES SHRT MATURTY|SWST|Hilltop Securities Inc.|255
NEAR|ISHARES SHRT MATURTY|TKNG|ALLY INVEST SECURITIES LLC|1395
NEAR|ISHARES SHRT MATURTY|UBSA|UBS SECURITIES LLC|176640
NEAR|ISHARES SHRT MATURTY|UBSS|UBS Securities LLC|383064
NEAR|ISHARES SHRT MATURTY|VALX|VIRTU AMERICAS LLC|17481
NEAR|ISHARES SHRT MATURTY|VGRD|Vanguard Marketing Corporation|23454
NEAR|ISHARES SHRT MATURTY|WBET|Wallachbeth Capital LLC|135172
NEAR|ISHARES SHRT MATURTY|WBLR|WILLIAM BLAIR|10157
NEAR|ISHARES SHRT MATURTY|WCHV|WELLS FARGO SECURITIES, LLC|175316
NEAR|ISHARES SHRT MATURTY|WEDB|WEDBUSH SECURITIES INC.|329
NEAR|ISHARES SHRT MATURTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1017
NEAR|ISHARES SHRT MATURTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9005
NEAR|ISHARES SHRT MATURTY|WGIF|CIBC World Markets Inc.|3
NEAR|ISHARES SHRT MATURTY|WSEA|WOLVERINE SECURITIES, LLC|9893
NEAR|ISHARES SHRT MATURTY|WTFS|JUST2TRADE, INC.|2193
NEAR|ISHARES SHRT MATURTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|78670
NEAR|ISHARES SHRT MATURTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|460832
NEBU|NEBULA ACQU CL A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
NEBUU|NEBULA ACQUIS UT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
NEBUU|NEBULA ACQUIS UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21300
NEBUU|NEBULA ACQUIS UT|DBAX|Deutsche Bank Securities Inc.|4600
NEBUU|NEBULA ACQUIS UT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2
NEBUU|NEBULA ACQUIS UT|EBXL|EBX LLC|1000
NEBUU|NEBULA ACQUIS UT|ETRS|E*Trade Securities LLC|9
NEBUU|NEBULA ACQUIS UT|FBCO|Credit Suisse Securities (USA) LLC|200
NEBUU|NEBULA ACQUIS UT|FOMA|TD AMERITRADE CLEARING, INC.|1000
NEBUU|NEBULA ACQUIS UT|GSCO|GOLDMAN SACHS & CO. LLC|194962
NEBUU|NEBULA ACQUIS UT|ICBX|INSTINET, LLC|400
NEBUU|NEBULA ACQUIS UT|INCA|INSTINET, LLC|79842
NEBUU|NEBULA ACQUIS UT|ITGI|ITG Inc.|900
NEBUU|NEBULA ACQUIS UT|JEFF|JEFFERIES LLC|100
NEBUU|NEBULA ACQUIS UT|LEHM|Barclays Capital Inc./Le|7800
NEBUU|NEBULA ACQUIS UT|LIME|Lime Brokerage LLC|1115
NEBUU|NEBULA ACQUIS UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
NEBUU|NEBULA ACQUIS UT|MSCO|MORGAN STANLEY & CO. LLC|6126
NEBUU|NEBULA ACQUIS UT|NFSC|National Financial Services LLC|1139
NEBUU|NEBULA ACQUIS UT|NITE|VIRTU Americas LLC|1737
NEBUU|NEBULA ACQUIS UT|SGMT|GOLDMAN SACHS & CO. LLC|36700
NEBUU|NEBULA ACQUIS UT|TDSI|TD Securities (USA) LLC|12000
NEBUU|NEBULA ACQUIS UT|UBSA|UBS SECURITIES LLC|28900
NEBUU|NEBULA ACQUIS UT|UBSS|UBS Securities LLC|1000
NEBUW|NEBULA ACQUIS. WTS|DBAB|Deutsche Bank Securities Inc.|43800
NEBUW|NEBULA ACQUIS. WTS|ETRS|E*Trade Securities LLC|1000
NEBUW|NEBULA ACQUIS. WTS|FOMA|TD AMERITRADE CLEARING, INC.|11900
NEBUW|NEBULA ACQUIS. WTS|LIME|Lime Brokerage LLC|300
NEBUW|NEBULA ACQUIS. WTS|NITE|VIRTU Americas LLC|10200
NEBUW|NEBULA ACQUIS. WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9700
NEE|NEXTERA ENERGY, INC.|ABLE|NATIXIS Securities Americas LLC|182985
NEE|NEXTERA ENERGY, INC.|ALTX|Alternet Securities Inc.|13181
NEE|NEXTERA ENERGY, INC.|ANOS|ABEL/NOSER, L.L.C.|100
NEE|NEXTERA ENERGY, INC.|APCC|Apex Clearing Corporation|3646
NEE|NEXTERA ENERGY, INC.|BALE|M&T SECURITIES, INC.|1500
NEE|NEXTERA ENERGY, INC.|BANK|Primevest Financial Services, Inc.|215
NEE|NEXTERA ENERGY, INC.|BARD|Robert W. Baird & Co. Incorporated|18410
NEE|NEXTERA ENERGY, INC.|BATM|CBOE TRADING, INC.|14418
NEE|NEXTERA ENERGY, INC.|BAYC|BAY CREST PARTNERS, LLC|142
NEE|NEXTERA ENERGY, INC.|BBNT|BB&T SECURITIES, LLC|2059
NEE|NEXTERA ENERGY, INC.|BERN|Sanford C. Bernstein & Co., LLC|31271
NEE|NEXTERA ENERGY, INC.|BIDS|BIDS TRADING L.P.|300
NEE|NEXTERA ENERGY, INC.|BIMI|Banca IMI Securities Corp.|1055
NEE|NEXTERA ENERGY, INC.|BKCM|BNY Mellon Capital Markets LLC|65
NEE|NEXTERA ENERGY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50415
NEE|NEXTERA ENERGY, INC.|BLKX|INSTINET, LLC|37000
NEE|NEXTERA ENERGY, INC.|BMOC|BMO Capital Markets Corp.|215
NEE|NEXTERA ENERGY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|305541
NEE|NEXTERA ENERGY, INC.|BTIG|BTIG, LLC|5097
NEE|NEXTERA ENERGY, INC.|BYXM|CBOE TRADING, INC.|1196
NEE|NEXTERA ENERGY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1355
NEE|NEXTERA ENERGY, INC.|CANT|Cantor Fitzgerald & Co.|1261
NEE|NEXTERA ENERGY, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|45800
NEE|NEXTERA ENERGY, INC.|CHAS|Charles Schwab & Co., Inc.|4027
NEE|NEXTERA ENERGY, INC.|CIBP|CIBC World Markets Corp.|93054
NEE|NEXTERA ENERGY, INC.|CIST|Capital Institutional Services, Inc.|15275
NEE|NEXTERA ENERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|134423
NEE|NEXTERA ENERGY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
NEE|NEXTERA ENERGY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3653
NEE|NEXTERA ENERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|635895
NEE|NEXTERA ENERGY, INC.|CTDL|Citadel Derivatives Group Llc|30727
NEE|NEXTERA ENERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|53652
NEE|NEXTERA ENERGY, INC.|DADA|D.A. Davidson & Co.|6603
NEE|NEXTERA ENERGY, INC.|DAVA|Davenport & Company LLC|827
NEE|NEXTERA ENERGY, INC.|DBAB|Deutsche Bank Securities Inc.|500834
NEE|NEXTERA ENERGY, INC.|DBAX|Deutsche Bank Securities Inc.|303600
NEE|NEXTERA ENERGY, INC.|DBUL|Deutsche Bank Securities Inc.|4
NEE|NEXTERA ENERGY, INC.|DCHF|Dart Executions, LLC|7653
NEE|NEXTERA ENERGY, INC.|DEAN|MORGAN STANLEY|59976
NEE|NEXTERA ENERGY, INC.|DEGS|RONIN PROFESSIONAL LLC|5050
NEE|NEXTERA ENERGY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2068
NEE|NEXTERA ENERGY, INC.|DRWK|DRW SECURITIES, L.L.C.|7207
NEE|NEXTERA ENERGY, INC.|EBXL|EBX LLC|266900
NEE|NEXTERA ENERGY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|9059
NEE|NEXTERA ENERGY, INC.|EDJC|Edward Jones / CDS|361
NEE|NEXTERA ENERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|52438
NEE|NEXTERA ENERGY, INC.|EGAM|CBOE TRADING, INC.|20212
NEE|NEXTERA ENERGY, INC.|EGAW|CBOE TRADING, INC.|61
NEE|NEXTERA ENERGY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1300
NEE|NEXTERA ENERGY, INC.|EGXM|CBOE TRADING, INC.|6759
NEE|NEXTERA ENERGY, INC.|ESPO|ESPOSITO SECURITIES, LLC|278
NEE|NEXTERA ENERGY, INC.|ETBE|Electronic Transaction Clearing, Inc.|32998
NEE|NEXTERA ENERGY, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
NEE|NEXTERA ENERGY, INC.|ETCC|Electronic Transaction Clearing, Inc.|484
NEE|NEXTERA ENERGY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|72468
NEE|NEXTERA ENERGY, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
NEE|NEXTERA ENERGY, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|634
NEE|NEXTERA ENERGY, INC.|ETRS|E*Trade Securities LLC|63545
NEE|NEXTERA ENERGY, INC.|FBSB|U.S. Bancorp Investments, Inc.|345
NEE|NEXTERA ENERGY, INC.|FILL|Tradestation Securities, Inc.|11058
NEE|NEXTERA ENERGY, INC.|FINX|FINTECH SECURITIES|3033
NEE|NEXTERA ENERGY, INC.|FINZ|FINTECH SECURITIES|200
NEE|NEXTERA ENERGY, INC.|FMAF|NBCN Inc./ CDS|2327
NEE|NEXTERA ENERGY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3775
NEE|NEXTERA ENERGY, INC.|FQLS|Quantlab Securities LP|404527
NEE|NEXTERA ENERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193523
NEE|NEXTERA ENERGY, INC.|FTBR|Foliofn Investments, Inc.|2637
NEE|NEXTERA ENERGY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
NEE|NEXTERA ENERGY, INC.|GLIS|TD Securities Inc|256
NEE|NEXTERA ENERGY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|42383
NEE|NEXTERA ENERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1628868
NEE|NEXTERA ENERGY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|22017
NEE|NEXTERA ENERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|7100
NEE|NEXTERA ENERGY, INC.|GTSZ|GTS SECURITIES LLC|271106
NEE|NEXTERA ENERGY, INC.|HRBF|American Enterprise Investment Services Inc.|15517
NEE|NEXTERA ENERGY, INC.|HSBC|HSBC Securities, Inc.|7228
NEE|NEXTERA ENERGY, INC.|IATS|INTERACTIVE BROKERS LLC|27237
NEE|NEXTERA ENERGY, INC.|IBKR|Interactive Brokers Llc|41665
NEE|NEXTERA ENERGY, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2890
NEE|NEXTERA ENERGY, INC.|ICBX|INSTINET, LLC|250885
NEE|NEXTERA ENERGY, INC.|IEQY|CITADEL SECURITIES LLC|143313
NEE|NEXTERA ENERGY, INC.|INCA|INSTINET, LLC|362331
NEE|NEXTERA ENERGY, INC.|INJX|INSTINET, LLC|35347
NEE|NEXTERA ENERGY, INC.|ITGI|ITG Inc.|47442
NEE|NEXTERA ENERGY, INC.|ITGP|ITG INC.|77600
NEE|NEXTERA ENERGY, INC.|JANY|Janney Montgomery Scott Inc.|8250
NEE|NEXTERA ENERGY, INC.|JEFF|JEFFERIES LLC|421409
NEE|NEXTERA ENERGY, INC.|JMPT|JUMP TRADING, LLC|67146
NEE|NEXTERA ENERGY, INC.|JONE|JonesTrading|76
NEE|NEXTERA ENERGY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|276096
NEE|NEXTERA ENERGY, INC.|JPMX|J.P. Morgan Securities LLC|594901
NEE|NEXTERA ENERGY, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|9431
NEE|NEXTERA ENERGY, INC.|JSJX|JANE STREET CAPITAL LLC|9691
NEE|NEXTERA ENERGY, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|100
NEE|NEXTERA ENERGY, INC.|KCGM|VIRTU Americas LLC|52186
NEE|NEXTERA ENERGY, INC.|LEHM|Barclays Capital Inc./Le|907925
NEE|NEXTERA ENERGY, INC.|LGNT|COR CLEARING LLC|27
NEE|NEXTERA ENERGY, INC.|LIME|Lime Brokerage LLC|90082
NEE|NEXTERA ENERGY, INC.|LMGP|LIME BROKERAGE LLC|100
NEE|NEXTERA ENERGY, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|114098
NEE|NEXTERA ENERGY, INC.|LOOP|Loop Capital Markets LLC|4895
NEE|NEXTERA ENERGY, INC.|LQNA|LIQUIDNET, INC.|139500
NEE|NEXTERA ENERGY, INC.|LQNB|LIQUIDNET, INC.|6100
NEE|NEXTERA ENERGY, INC.|LSCI|Lek Securities Corporation|419
NEE|NEXTERA ENERGY, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NEE|NEXTERA ENERGY, INC.|MACC|Mid Atlantic Capital Corporation|2955
NEE|NEXTERA ENERGY, INC.|MAXM|Maxim Group LLC|41083
NEE|NEXTERA ENERGY, INC.|MBTS|ALLY INVEST SECURITIES LLC|170
NEE|NEXTERA ENERGY, INC.|MCMF|Raymond James Ltd. Cds|17381
NEE|NEXTERA ENERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108304
NEE|NEXTERA ENERGY, INC.|MNDX|TJM Investments, LLC|10053
NEE|NEXTERA ENERGY, INC.|MOTF|MOTIF INVESTING, INC.|22
NEE|NEXTERA ENERGY, INC.|MPSG|E D & F Man Capital Markets Inc.|466
NEE|NEXTERA ENERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|3170626
NEE|NEXTERA ENERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|274500
NEE|NEXTERA ENERGY, INC.|MSTX|MORGAN STANLEY & CO. LLC|212000
NEE|NEXTERA ENERGY, INC.|MUFG|MUFG SECURITIES AMERICAS INC.|329640
NEE|NEXTERA ENERGY, INC.|NATL|National Securities Corporation|325
NEE|NEXTERA ENERGY, INC.|NBCS|NBC Securities, INC.|100
NEE|NEXTERA ENERGY, INC.|NEED|Needham & Company, LLC|1010
NEE|NEXTERA ENERGY, INC.|NEUB|NEUBERGER BERMAN BD LLC|1881
NEE|NEXTERA ENERGY, INC.|NFSC|National Financial Services LLC|395328
NEE|NEXTERA ENERGY, INC.|NITE|VIRTU Americas LLC|943911
NEE|NEXTERA ENERGY, INC.|NITP|VIRTU Americas LLC|502
NEE|NEXTERA ENERGY, INC.|NQRB|Brut, LLC|12820
NEE|NEXTERA ENERGY, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2107
NEE|NEXTERA ENERGY, INC.|NTRC|Northern Trust Securities, Inc.|2548
NEE|NEXTERA ENERGY, INC.|OHOS|TWO SIGMA SECURITIES, LLC|151443
NEE|NEXTERA ENERGY, INC.|OPCO|Oppenheimer & Co. Inc.|4513
NEE|NEXTERA ENERGY, INC.|OTAA|OTA LLC|200
NEE|NEXTERA ENERGY, INC.|PDQM|CODA MARKETS, INC.|54690
NEE|NEXTERA ENERGY, INC.|PHLY|NASDAQ Execution Services, LLC|9600
NEE|NEXTERA ENERGY, INC.|PICT|Pictet Overseas Inc.|455
NEE|NEXTERA ENERGY, INC.|PIPR|Piper Jaffray & Co.|52644
NEE|NEXTERA ENERGY, INC.|PNSR|Penserra Securities, LLC|4300
NEE|NEXTERA ENERGY, INC.|PWJC|UBS Financial Services, Inc.|19531
NEE|NEXTERA ENERGY, INC.|QMSR|QUATTRO M SECURITIES INC.|1201
NEE|NEXTERA ENERGY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|50660
NEE|NEXTERA ENERGY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|161267
NEE|NEXTERA ENERGY, INC.|SAGL|SAGETRADER, LLC|15280
NEE|NEXTERA ENERGY, INC.|SAGW|SAGETRADER, LLC|6
NEE|NEXTERA ENERGY, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2843
NEE|NEXTERA ENERGY, INC.|SBRX|MURIEL SIEBERT & CO INC|30
NEE|NEXTERA ENERGY, INC.|SBSH|Citigroup Global Markets Inc.|231346
NEE|NEXTERA ENERGY, INC.|SEIC|SEI Investments Distribution Co.|3514
NEE|NEXTERA ENERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|260873
NEE|NEXTERA ENERGY, INC.|SJLS|TRADE INFORMATICS LLC|1170
NEE|NEXTERA ENERGY, INC.|SPDR|SPEEDROUTE LLC|32277
NEE|NEXTERA ENERGY, INC.|SPHN|Stephens Inc.|481
NEE|NEXTERA ENERGY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|16731
NEE|NEXTERA ENERGY, INC.|STKP|STOCKPILE INVESTMENTS, INC.|124
NEE|NEXTERA ENERGY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3830
NEE|NEXTERA ENERGY, INC.|SWIM|TD Ameritrade, Inc.|36949
NEE|NEXTERA ENERGY, INC.|SWST|Hilltop Securities Inc.|4614
NEE|NEXTERA ENERGY, INC.|TAGC|TELSEY ADVISORY GROUP LLC|269
NEE|NEXTERA ENERGY, INC.|TKNG|ALLY INVEST SECURITIES LLC|1692
NEE|NEXTERA ENERGY, INC.|TMBR|Timber Hill LLC|1382
NEE|NEXTERA ENERGY, INC.|TRBT|Tradebot Systems, Inc.|243224
NEE|NEXTERA ENERGY, INC.|TRCM|TRC MARKETS LLC|311669
NEE|NEXTERA ENERGY, INC.|TWTT|TASTYWORKS, INC.|65
NEE|NEXTERA ENERGY, INC.|UBSA|UBS SECURITIES LLC|992434
NEE|NEXTERA ENERGY, INC.|UBSS|UBS Securities LLC|1354802
NEE|NEXTERA ENERGY, INC.|USCA|USCA Securities LLC|700
NEE|NEXTERA ENERGY, INC.|VALX|VIRTU AMERICAS LLC|19174
NEE|NEXTERA ENERGY, INC.|VGRD|Vanguard Marketing Corporation|31747
NEE|NEXTERA ENERGY, INC.|WBET|Wallachbeth Capital LLC|589
NEE|NEXTERA ENERGY, INC.|WBLR|WILLIAM BLAIR|225
NEE|NEXTERA ENERGY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2030
NEE|NEXTERA ENERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|524950
NEE|NEXTERA ENERGY, INC.|WDNX|WEEDEN & CO.L.P.|10070
NEE|NEXTERA ENERGY, INC.|WEDB|WEDBUSH SECURITIES INC.|6620
NEE|NEXTERA ENERGY, INC.|WEED|Weeden & Co.L.P.|220
NEE|NEXTERA ENERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45649
NEE|NEXTERA ENERGY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25147
NEE|NEXTERA ENERGY, INC.|WGIF|CIBC World Markets Inc.|37389
NEE|NEXTERA ENERGY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2279
NEE|NEXTERA ENERGY, INC.|WOLF|Wolfe Trahan Securities|190
NEE|NEXTERA ENERGY, INC.|WSAG|WALL STREET ACCESS|7
NEE|NEXTERA ENERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|10043
NEE|NEXTERA ENERGY, INC.|XIST|INSTINET, LLC|107182
NEE|NEXTERA ENERGY, INC.|XPQR|Jump Trading|3496
NEE|NEXTERA ENERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|78258
NEE|NEXTERA ENERGY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3053
NEE|NEXTERA ENERGY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29756
NEE$I|NEXTERA ENERGY CAP|BARD|Robert W. Baird & Co. Incorporated|98
NEE$I|NEXTERA ENERGY CAP|BATM|CBOE TRADING, INC.|200
NEE$I|NEXTERA ENERGY CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|948
NEE$I|NEXTERA ENERGY CAP|CHAS|Charles Schwab & Co., Inc.|23
NEE$I|NEXTERA ENERGY CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5493
NEE$I|NEXTERA ENERGY CAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4132
NEE$I|NEXTERA ENERGY CAP|DBAX|Deutsche Bank Securities Inc.|2800
NEE$I|NEXTERA ENERGY CAP|DEAN|MORGAN STANLEY|7877
NEE$I|NEXTERA ENERGY CAP|EBXL|EBX LLC|5500
NEE$I|NEXTERA ENERGY CAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1482
NEE$I|NEXTERA ENERGY CAP|EDJO|Edward D. Jones & Co., L.P.|500
NEE$I|NEXTERA ENERGY CAP|ETRS|E*Trade Securities LLC|600
NEE$I|NEXTERA ENERGY CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|176
NEE$I|NEXTERA ENERGY CAP|GSCO|GOLDMAN SACHS & CO. LLC|1000
NEE$I|NEXTERA ENERGY CAP|GSLT|GOLDMAN SACHS & CO. LLC|100
NEE$I|NEXTERA ENERGY CAP|GTSZ|GTS SECURITIES LLC|100
NEE$I|NEXTERA ENERGY CAP|HRBF|American Enterprise Investment Services Inc.|7775
NEE$I|NEXTERA ENERGY CAP|IBKR|Interactive Brokers Llc|343
NEE$I|NEXTERA ENERGY CAP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|390
NEE$I|NEXTERA ENERGY CAP|ICBX|INSTINET, LLC|7300
NEE$I|NEXTERA ENERGY CAP|INCA|INSTINET, LLC|3690
NEE$I|NEXTERA ENERGY CAP|INJX|INSTINET, LLC|700
NEE$I|NEXTERA ENERGY CAP|ITGI|ITG Inc.|255
NEE$I|NEXTERA ENERGY CAP|JPMX|J.P. Morgan Securities LLC|3464
NEE$I|NEXTERA ENERGY CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1256
NEE$I|NEXTERA ENERGY CAP|JSJX|JANE STREET CAPITAL LLC|223
NEE$I|NEXTERA ENERGY CAP|KCGM|VIRTU Americas LLC|371
NEE$I|NEXTERA ENERGY CAP|LEHM|Barclays Capital Inc./Le|3600
NEE$I|NEXTERA ENERGY CAP|LIME|Lime Brokerage LLC|967
NEE$I|NEXTERA ENERGY CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34400
NEE$I|NEXTERA ENERGY CAP|MSCO|MORGAN STANLEY & CO. LLC|8148
NEE$I|NEXTERA ENERGY CAP|NFSC|National Financial Services LLC|9651
NEE$I|NEXTERA ENERGY CAP|NITE|VIRTU Americas LLC|26320
NEE$I|NEXTERA ENERGY CAP|NQRB|Brut, LLC|100
NEE$I|NEXTERA ENERGY CAP|OLDM|OLD MISSION CAPITAL, LLC|481
NEE$I|NEXTERA ENERGY CAP|PWJC|UBS Financial Services, Inc.|2481
NEE$I|NEXTERA ENERGY CAP|RBCM|RBC CAPITAL MARKETS, LLC|2518
NEE$I|NEXTERA ENERGY CAP|SBSH|Citigroup Global Markets Inc.|322
NEE$I|NEXTERA ENERGY CAP|SGMT|GOLDMAN SACHS & CO. LLC|2100
NEE$I|NEXTERA ENERGY CAP|SPDR|SPEEDROUTE LLC|300
NEE$I|NEXTERA ENERGY CAP|STFL|Stifel, Nicolaus & Company, Incorporated|1966
NEE$I|NEXTERA ENERGY CAP|SWIM|TD Ameritrade, Inc.|2500
NEE$I|NEXTERA ENERGY CAP|TRBT|Tradebot Systems, Inc.|1843
NEE$I|NEXTERA ENERGY CAP|UBSA|UBS SECURITIES LLC|7168
NEE$I|NEXTERA ENERGY CAP|UBSS|UBS Securities LLC|12227
NEE$I|NEXTERA ENERGY CAP|WCHV|WELLS FARGO SECURITIES, LLC|32715
NEE$I|NEXTERA ENERGY CAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|248
NEE$I|NEXTERA ENERGY CAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|666
NEE$I|NEXTERA ENERGY CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
NEE$J|NEXTERA ENERGY PFD J|APCC|Apex Clearing Corporation|1792
NEE$J|NEXTERA ENERGY PFD J|BARD|Robert W. Baird & Co. Incorporated|67
NEE$J|NEXTERA ENERGY PFD J|BATM|CBOE TRADING, INC.|204
NEE$J|NEXTERA ENERGY PFD J|BBNT|BB&T SECURITIES, LLC|4091
NEE$J|NEXTERA ENERGY PFD J|BERN|Sanford C. Bernstein & Co., LLC|300
NEE$J|NEXTERA ENERGY PFD J|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1632
NEE$J|NEXTERA ENERGY PFD J|BOKI|BOK FINANCIAL SECURITIES, INC.|10400
NEE$J|NEXTERA ENERGY PFD J|BRGE|Newbridge Securities Corp.|1000
NEE$J|NEXTERA ENERGY PFD J|CHAS|Charles Schwab & Co., Inc.|8
NEE$J|NEXTERA ENERGY PFD J|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
NEE$J|NEXTERA ENERGY PFD J|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7039
NEE$J|NEXTERA ENERGY PFD J|CXCX|CITIGROUP GLOBAL MARKETS INC.|1870
NEE$J|NEXTERA ENERGY PFD J|DADA|D.A. Davidson & Co.|100
NEE$J|NEXTERA ENERGY PFD J|DBAX|Deutsche Bank Securities Inc.|2000
NEE$J|NEXTERA ENERGY PFD J|DEAN|MORGAN STANLEY|22630
NEE$J|NEXTERA ENERGY PFD J|EBXL|EBX LLC|2200
NEE$J|NEXTERA ENERGY PFD J|ECUT|CONVERGEX EXECUTION SOLUTIONS|451
NEE$J|NEXTERA ENERGY PFD J|EDJO|Edward D. Jones & Co., L.P.|410
NEE$J|NEXTERA ENERGY PFD J|ETRS|E*Trade Securities LLC|4
NEE$J|NEXTERA ENERGY PFD J|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|707
NEE$J|NEXTERA ENERGY PFD J|GLPX|ACS EXECUTION SERVICES, LLC|600
NEE$J|NEXTERA ENERGY PFD J|GSCO|GOLDMAN SACHS & CO. LLC|1933
NEE$J|NEXTERA ENERGY PFD J|GSLT|GOLDMAN SACHS & CO. LLC|100
NEE$J|NEXTERA ENERGY PFD J|GTSZ|GTS SECURITIES LLC|181
NEE$J|NEXTERA ENERGY PFD J|HRBF|American Enterprise Investment Services Inc.|2517
NEE$J|NEXTERA ENERGY PFD J|IATS|INTERACTIVE BROKERS LLC|400
NEE$J|NEXTERA ENERGY PFD J|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|357
NEE$J|NEXTERA ENERGY PFD J|ICBX|INSTINET, LLC|3900
NEE$J|NEXTERA ENERGY PFD J|INCA|INSTINET, LLC|1387
NEE$J|NEXTERA ENERGY PFD J|INJX|INSTINET, LLC|200
NEE$J|NEXTERA ENERGY PFD J|ITGI|ITG Inc.|291
NEE$J|NEXTERA ENERGY PFD J|ITGP|ITG INC.|600
NEE$J|NEXTERA ENERGY PFD J|JANY|Janney Montgomery Scott Inc.|1117
NEE$J|NEXTERA ENERGY PFD J|JEFF|JEFFERIES LLC|500
NEE$J|NEXTERA ENERGY PFD J|JPMX|J.P. Morgan Securities LLC|2164
NEE$J|NEXTERA ENERGY PFD J|JSEB|JANE STREET EXECUTION SERVICES, LLC|1104
NEE$J|NEXTERA ENERGY PFD J|JSJX|JANE STREET CAPITAL LLC|371
NEE$J|NEXTERA ENERGY PFD J|KCGM|VIRTU Americas LLC|2400
NEE$J|NEXTERA ENERGY PFD J|LEHM|Barclays Capital Inc./Le|3000
NEE$J|NEXTERA ENERGY PFD J|LIME|Lime Brokerage LLC|925
NEE$J|NEXTERA ENERGY PFD J|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|521
NEE$J|NEXTERA ENERGY PFD J|MACC|Mid Atlantic Capital Corporation|6004
NEE$J|NEXTERA ENERGY PFD J|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
NEE$J|NEXTERA ENERGY PFD J|MSCO|MORGAN STANLEY & CO. LLC|8306
NEE$J|NEXTERA ENERGY PFD J|MSPL|MORGAN STANLEY & CO. LLC|1600
NEE$J|NEXTERA ENERGY PFD J|NFSC|National Financial Services LLC|10351
NEE$J|NEXTERA ENERGY PFD J|NITE|VIRTU Americas LLC|35070
NEE$J|NEXTERA ENERGY PFD J|NQRB|Brut, LLC|300
NEE$J|NEXTERA ENERGY PFD J|OCEA|OCEAN FINANCIAL SERVICES, LLC|1230
NEE$J|NEXTERA ENERGY PFD J|OLDM|OLD MISSION CAPITAL, LLC|1136
NEE$J|NEXTERA ENERGY PFD J|PDQM|CODA MARKETS, INC.|800
NEE$J|NEXTERA ENERGY PFD J|PWJC|UBS Financial Services, Inc.|1311
NEE$J|NEXTERA ENERGY PFD J|RBCM|RBC CAPITAL MARKETS, LLC|975
NEE$J|NEXTERA ENERGY PFD J|SALI|INTL FCSTONE FINANCIAL INC.|1
NEE$J|NEXTERA ENERGY PFD J|SBSH|Citigroup Global Markets Inc.|1531
NEE$J|NEXTERA ENERGY PFD J|SGMT|GOLDMAN SACHS & CO. LLC|1481
NEE$J|NEXTERA ENERGY PFD J|SPDR|SPEEDROUTE LLC|100
NEE$J|NEXTERA ENERGY PFD J|STFL|Stifel, Nicolaus & Company, Incorporated|2806
NEE$J|NEXTERA ENERGY PFD J|SWIM|TD Ameritrade, Inc.|4911
NEE$J|NEXTERA ENERGY PFD J|SWST|Hilltop Securities Inc.|817
NEE$J|NEXTERA ENERGY PFD J|TRBT|Tradebot Systems, Inc.|731
NEE$J|NEXTERA ENERGY PFD J|UBSA|UBS SECURITIES LLC|10737
NEE$J|NEXTERA ENERGY PFD J|UBSS|UBS Securities LLC|8938
NEE$J|NEXTERA ENERGY PFD J|VGRD|Vanguard Marketing Corporation|60
NEE$J|NEXTERA ENERGY PFD J|WCHV|WELLS FARGO SECURITIES, LLC|22919
NEE$J|NEXTERA ENERGY PFD J|WEXX|WOLVERINE EXECUTION SERVICES, LLC|595
NEE$J|NEXTERA ENERGY PFD J|WSEA|WOLVERINE SECURITIES, LLC|300
NEE$J|NEXTERA ENERGY PFD J|XSTM|NATIONAL FINANCIAL SERVICES LLC|442
NEE$J|NEXTERA ENERGY PFD J|YLPL|Linsco/Private Ledger Financial Services, Incorporated|450
NEE$K|NEXTERA SERIES K DEB|AGIS|Aegis Capital Corp.|5170
NEE$K|NEXTERA SERIES K DEB|ALTX|Alternet Securities Inc.|200
NEE$K|NEXTERA SERIES K DEB|BARD|Robert W. Baird & Co. Incorporated|10757
NEE$K|NEXTERA SERIES K DEB|BATM|CBOE TRADING, INC.|200
NEE$K|NEXTERA SERIES K DEB|BBNT|BB&T SECURITIES, LLC|6
NEE$K|NEXTERA SERIES K DEB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7771
NEE$K|NEXTERA SERIES K DEB|BNCH|The Benchmark Company, LLC|1580
NEE$K|NEXTERA SERIES K DEB|CHAS|Charles Schwab & Co., Inc.|314
NEE$K|NEXTERA SERIES K DEB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1300
NEE$K|NEXTERA SERIES K DEB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13813
NEE$K|NEXTERA SERIES K DEB|DAVA|Davenport & Company LLC|500
NEE$K|NEXTERA SERIES K DEB|DBAX|Deutsche Bank Securities Inc.|1000
NEE$K|NEXTERA SERIES K DEB|DEAN|MORGAN STANLEY|25805
NEE$K|NEXTERA SERIES K DEB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1391
NEE$K|NEXTERA SERIES K DEB|EBXL|EBX LLC|5700
NEE$K|NEXTERA SERIES K DEB|ECUT|CONVERGEX EXECUTION SOLUTIONS|6792
NEE$K|NEXTERA SERIES K DEB|EGAW|CBOE TRADING, INC.|336
NEE$K|NEXTERA SERIES K DEB|EGXM|CBOE TRADING, INC.|60
NEE$K|NEXTERA SERIES K DEB|ETRS|E*Trade Securities LLC|3144
NEE$K|NEXTERA SERIES K DEB|FINX|FINTECH SECURITIES|141
NEE$K|NEXTERA SERIES K DEB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|396
NEE$K|NEXTERA SERIES K DEB|GEBB|GLOBAL EXECUTION BROKERS, LP|200
NEE$K|NEXTERA SERIES K DEB|GLPX|ACS EXECUTION SERVICES, LLC|863
NEE$K|NEXTERA SERIES K DEB|GSCO|GOLDMAN SACHS & CO. LLC|57117
NEE$K|NEXTERA SERIES K DEB|GSLT|GOLDMAN SACHS & CO. LLC|100
NEE$K|NEXTERA SERIES K DEB|GTSZ|GTS SECURITIES LLC|600
NEE$K|NEXTERA SERIES K DEB|HRBF|American Enterprise Investment Services Inc.|22576
NEE$K|NEXTERA SERIES K DEB|IBKR|Interactive Brokers Llc|112
NEE$K|NEXTERA SERIES K DEB|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|870
NEE$K|NEXTERA SERIES K DEB|ICBX|INSTINET, LLC|10300
NEE$K|NEXTERA SERIES K DEB|INCA|INSTINET, LLC|1400
NEE$K|NEXTERA SERIES K DEB|ITGI|ITG Inc.|829
NEE$K|NEXTERA SERIES K DEB|ITGP|ITG INC.|10800
NEE$K|NEXTERA SERIES K DEB|JANY|Janney Montgomery Scott Inc.|800
NEE$K|NEXTERA SERIES K DEB|JSEB|JANE STREET EXECUTION SERVICES, LLC|1392
NEE$K|NEXTERA SERIES K DEB|JSJX|JANE STREET CAPITAL LLC|200
NEE$K|NEXTERA SERIES K DEB|KCGM|VIRTU Americas LLC|7622
NEE$K|NEXTERA SERIES K DEB|LEHM|Barclays Capital Inc./Le|6200
NEE$K|NEXTERA SERIES K DEB|LIME|Lime Brokerage LLC|405
NEE$K|NEXTERA SERIES K DEB|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|519
NEE$K|NEXTERA SERIES K DEB|MCMF|Raymond James Ltd. Cds|1000
NEE$K|NEXTERA SERIES K DEB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13036
NEE$K|NEXTERA SERIES K DEB|MSCO|MORGAN STANLEY & CO. LLC|17060
NEE$K|NEXTERA SERIES K DEB|MSPL|MORGAN STANLEY & CO. LLC|1000
NEE$K|NEXTERA SERIES K DEB|NFSC|National Financial Services LLC|22855
NEE$K|NEXTERA SERIES K DEB|NITE|VIRTU Americas LLC|90276
NEE$K|NEXTERA SERIES K DEB|NQRB|Brut, LLC|722
NEE$K|NEXTERA SERIES K DEB|NTRC|Northern Trust Securities, Inc.|100
NEE$K|NEXTERA SERIES K DEB|PDQM|CODA MARKETS, INC.|1163
NEE$K|NEXTERA SERIES K DEB|PWJC|UBS Financial Services, Inc.|2345
NEE$K|NEXTERA SERIES K DEB|RBCM|RBC CAPITAL MARKETS, LLC|17113
NEE$K|NEXTERA SERIES K DEB|SBSH|Citigroup Global Markets Inc.|8050
NEE$K|NEXTERA SERIES K DEB|SEIC|SEI Investments Distribution Co.|100
NEE$K|NEXTERA SERIES K DEB|SGMT|GOLDMAN SACHS & CO. LLC|5357
NEE$K|NEXTERA SERIES K DEB|SPDR|SPEEDROUTE LLC|300
NEE$K|NEXTERA SERIES K DEB|STFL|Stifel, Nicolaus & Company, Incorporated|1970
NEE$K|NEXTERA SERIES K DEB|SWIM|TD Ameritrade, Inc.|2400
NEE$K|NEXTERA SERIES K DEB|SWST|Hilltop Securities Inc.|1234
NEE$K|NEXTERA SERIES K DEB|TRBT|Tradebot Systems, Inc.|1195
NEE$K|NEXTERA SERIES K DEB|UBSA|UBS SECURITIES LLC|18528
NEE$K|NEXTERA SERIES K DEB|UBSS|UBS Securities LLC|28522
NEE$K|NEXTERA SERIES K DEB|VGRD|Vanguard Marketing Corporation|944
NEE$K|NEXTERA SERIES K DEB|WCHV|WELLS FARGO SECURITIES, LLC|57139
NEE$K|NEXTERA SERIES K DEB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|305
NEE$K|NEXTERA SERIES K DEB|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
NEE$K|NEXTERA SERIES K DEB|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NEE$K|NEXTERA SERIES K DEB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13669
NEE$Q|NEXTERA ENERGY CP UT|ALTX|Alternet Securities Inc.|100
NEE$Q|NEXTERA ENERGY CP UT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
NEE$Q|NEXTERA ENERGY CP UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1465
NEE$Q|NEXTERA ENERGY CP UT|DBAX|Deutsche Bank Securities Inc.|600
NEE$Q|NEXTERA ENERGY CP UT|DEAN|MORGAN STANLEY|1
NEE$Q|NEXTERA ENERGY CP UT|EBXL|EBX LLC|1300
NEE$Q|NEXTERA ENERGY CP UT|EGAM|CBOE TRADING, INC.|100
NEE$Q|NEXTERA ENERGY CP UT|EGAW|CBOE TRADING, INC.|100
NEE$Q|NEXTERA ENERGY CP UT|GLPX|ACS EXECUTION SERVICES, LLC|200
NEE$Q|NEXTERA ENERGY CP UT|GSCS|GOLDMAN SACHS & CO. LLC|1326
NEE$Q|NEXTERA ENERGY CP UT|GTSZ|GTS SECURITIES LLC|204
NEE$Q|NEXTERA ENERGY CP UT|HRBF|American Enterprise Investment Services Inc.|74
NEE$Q|NEXTERA ENERGY CP UT|ICBX|INSTINET, LLC|1700
NEE$Q|NEXTERA ENERGY CP UT|INCA|INSTINET, LLC|3781
NEE$Q|NEXTERA ENERGY CP UT|ITGI|ITG Inc.|1200
NEE$Q|NEXTERA ENERGY CP UT|ITGP|ITG INC.|400
NEE$Q|NEXTERA ENERGY CP UT|JANY|Janney Montgomery Scott Inc.|210
NEE$Q|NEXTERA ENERGY CP UT|JPMX|J.P. Morgan Securities LLC|600
NEE$Q|NEXTERA ENERGY CP UT|KCGM|VIRTU Americas LLC|683
NEE$Q|NEXTERA ENERGY CP UT|LEHM|Barclays Capital Inc./Le|28500
NEE$Q|NEXTERA ENERGY CP UT|LIME|Lime Brokerage LLC|90
NEE$Q|NEXTERA ENERGY CP UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
NEE$Q|NEXTERA ENERGY CP UT|MNDX|TJM Investments, LLC|14850
NEE$Q|NEXTERA ENERGY CP UT|MSCO|MORGAN STANLEY & CO. LLC|1303
NEE$Q|NEXTERA ENERGY CP UT|MUFG|MUFG SECURITIES AMERICAS INC.|770100
NEE$Q|NEXTERA ENERGY CP UT|NFSC|National Financial Services LLC|400
NEE$Q|NEXTERA ENERGY CP UT|NITE|VIRTU Americas LLC|7013
NEE$Q|NEXTERA ENERGY CP UT|OPCO|Oppenheimer & Co. Inc.|453
NEE$Q|NEXTERA ENERGY CP UT|PDQM|CODA MARKETS, INC.|200
NEE$Q|NEXTERA ENERGY CP UT|PIPR|Piper Jaffray & Co.|85100
NEE$Q|NEXTERA ENERGY CP UT|RHCO|Suntrust Robinson Humphrey, Inc.|250200
NEE$Q|NEXTERA ENERGY CP UT|SAGC|SAGETRADER, LLC|100
NEE$Q|NEXTERA ENERGY CP UT|SBSH|Citigroup Global Markets Inc.|25000
NEE$Q|NEXTERA ENERGY CP UT|SGMT|GOLDMAN SACHS & CO. LLC|670
NEE$Q|NEXTERA ENERGY CP UT|SPDR|SPEEDROUTE LLC|660
NEE$Q|NEXTERA ENERGY CP UT|UBSA|UBS SECURITIES LLC|1241
NEE$Q|NEXTERA ENERGY CP UT|UBSS|UBS Securities LLC|913
NEE$Q|NEXTERA ENERGY CP UT|WCHV|WELLS FARGO SECURITIES, LLC|22508
NEE$Q|NEXTERA ENERGY CP UT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22
NEE$R|NEXTERA ENGY UTS2019|BATM|CBOE TRADING, INC.|300
NEE$R|NEXTERA ENGY UTS2019|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1714
NEE$R|NEXTERA ENGY UTS2019|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1166
NEE$R|NEXTERA ENGY UTS2019|CROS|CREDIT SUISSE SECURITIES (USA) LLC|963
NEE$R|NEXTERA ENGY UTS2019|DBAX|Deutsche Bank Securities Inc.|800
NEE$R|NEXTERA ENGY UTS2019|DEAN|MORGAN STANLEY|1535
NEE$R|NEXTERA ENGY UTS2019|EBXL|EBX LLC|200
NEE$R|NEXTERA ENGY UTS2019|ETRS|E*Trade Securities LLC|200
NEE$R|NEXTERA ENGY UTS2019|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
NEE$R|NEXTERA ENGY UTS2019|GLPX|ACS EXECUTION SERVICES, LLC|1260
NEE$R|NEXTERA ENGY UTS2019|GSCO|GOLDMAN SACHS & CO. LLC|415
NEE$R|NEXTERA ENGY UTS2019|GTSZ|GTS SECURITIES LLC|46
NEE$R|NEXTERA ENGY UTS2019|HRBF|American Enterprise Investment Services Inc.|1832
NEE$R|NEXTERA ENGY UTS2019|INCA|INSTINET, LLC|400
NEE$R|NEXTERA ENGY UTS2019|ITGI|ITG Inc.|249
NEE$R|NEXTERA ENGY UTS2019|JEFF|JEFFERIES LLC|6000
NEE$R|NEXTERA ENGY UTS2019|LEHM|Barclays Capital Inc./Le|101418
NEE$R|NEXTERA ENGY UTS2019|LIME|Lime Brokerage LLC|701
NEE$R|NEXTERA ENGY UTS2019|MSCO|MORGAN STANLEY & CO. LLC|666
NEE$R|NEXTERA ENGY UTS2019|MSPL|MORGAN STANLEY & CO. LLC|300
NEE$R|NEXTERA ENGY UTS2019|MUFG|MUFG SECURITIES AMERICAS INC.|144400
NEE$R|NEXTERA ENGY UTS2019|MZHO|Mizuho Securities USA LLC|350000
NEE$R|NEXTERA ENGY UTS2019|NFSC|National Financial Services LLC|2192
NEE$R|NEXTERA ENGY UTS2019|NITE|VIRTU Americas LLC|7140
NEE$R|NEXTERA ENGY UTS2019|OPCO|Oppenheimer & Co. Inc.|150
NEE$R|NEXTERA ENGY UTS2019|OTAA|OTA LLC|300
NEE$R|NEXTERA ENGY UTS2019|PDQM|CODA MARKETS, INC.|1668
NEE$R|NEXTERA ENGY UTS2019|RHCO|Suntrust Robinson Humphrey, Inc.|3600
NEE$R|NEXTERA ENGY UTS2019|SBSH|Citigroup Global Markets Inc.|2000
NEE$R|NEXTERA ENGY UTS2019|SGMT|GOLDMAN SACHS & CO. LLC|100
NEE$R|NEXTERA ENGY UTS2019|SWST|Hilltop Securities Inc.|51
NEE$R|NEXTERA ENGY UTS2019|UBSA|UBS SECURITIES LLC|1804
NEE$R|NEXTERA ENGY UTS2019|VGRD|Vanguard Marketing Corporation|200
NEE$R|NEXTERA ENGY UTS2019|WCHV|WELLS FARGO SECURITIES, LLC|3477
NEE$R|NEXTERA ENGY UTS2019|WEXX|WOLVERINE EXECUTION SERVICES, LLC|143
NEE$R|NEXTERA ENGY UTS2019|YKNA|COMHAR CAPITAL MARKETS, LLC|160
NEM|NEWMONT MINING CORP|ABLE|NATIXIS Securities Americas LLC|527149
NEM|NEWMONT MINING CORP|ADAM|CANACCORD GENUITY INC.|3100
NEM|NEWMONT MINING CORP|ALLN|Allen & Company LLC|2000
NEM|NEWMONT MINING CORP|ALTX|Alternet Securities Inc.|16378
NEM|NEWMONT MINING CORP|ANOS|ABEL/NOSER, L.L.C.|1100
NEM|NEWMONT MINING CORP|APCC|Apex Clearing Corporation|65563
NEM|NEWMONT MINING CORP|AVON|Avondale Partners, LLC|1500
NEM|NEWMONT MINING CORP|BANK|Primevest Financial Services, Inc.|8
NEM|NEWMONT MINING CORP|BARD|Robert W. Baird & Co. Incorporated|8767
NEM|NEWMONT MINING CORP|BATM|CBOE TRADING, INC.|11912
NEM|NEWMONT MINING CORP|BAYC|BAY CREST PARTNERS, LLC|707
NEM|NEWMONT MINING CORP|BAYT|BTIG, LLC|800
NEM|NEWMONT MINING CORP|BBNT|BB&T SECURITIES, LLC|500
NEM|NEWMONT MINING CORP|BERN|Sanford C. Bernstein & Co., LLC|83361
NEM|NEWMONT MINING CORP|BIDS|BIDS TRADING L.P.|1700
NEM|NEWMONT MINING CORP|BIMI|Banca IMI Securities Corp.|2951
NEM|NEWMONT MINING CORP|BKCM|BNY Mellon Capital Markets LLC|3729
NEM|NEWMONT MINING CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34403
NEM|NEWMONT MINING CORP|BLKX|INSTINET, LLC|56780
NEM|NEWMONT MINING CORP|BMOC|BMO Capital Markets Corp.|16190
NEM|NEWMONT MINING CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1021684
NEM|NEWMONT MINING CORP|BTIG|BTIG, LLC|4140
NEM|NEWMONT MINING CORP|BYXM|CBOE TRADING, INC.|1434
NEM|NEWMONT MINING CORP|BZYD|GOLDMAN SACHS & CO. LLC|1260
NEM|NEWMONT MINING CORP|CANT|Cantor Fitzgerald & Co.|50860
NEM|NEWMONT MINING CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|46000
NEM|NEWMONT MINING CORP|CHAS|Charles Schwab & Co., Inc.|13313
NEM|NEWMONT MINING CORP|CIBP|CIBC World Markets Corp.|198849
NEM|NEWMONT MINING CORP|CICF|Canaccord Genuity Corp.|2040
NEM|NEWMONT MINING CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
NEM|NEWMONT MINING CORP|CIST|Capital Institutional Services, Inc.|7503
NEM|NEWMONT MINING CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|249594
NEM|NEWMONT MINING CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
NEM|NEWMONT MINING CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|656
NEM|NEWMONT MINING CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1224644
NEM|NEWMONT MINING CORP|CTDL|Citadel Derivatives Group Llc|26515
NEM|NEWMONT MINING CORP|CTLR|CUTLER GROUP, LP|900
NEM|NEWMONT MINING CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|229210
NEM|NEWMONT MINING CORP|DADA|D.A. Davidson & Co.|169
NEM|NEWMONT MINING CORP|DBAB|Deutsche Bank Securities Inc.|643487
NEM|NEWMONT MINING CORP|DBAX|Deutsche Bank Securities Inc.|1011900
NEM|NEWMONT MINING CORP|DBUL|Deutsche Bank Securities Inc.|17547
NEM|NEWMONT MINING CORP|DCHF|Dart Executions, LLC|34261
NEM|NEWMONT MINING CORP|DEAN|MORGAN STANLEY|11724
NEM|NEWMONT MINING CORP|DEGS|RONIN PROFESSIONAL LLC|6414
NEM|NEWMONT MINING CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4473
NEM|NEWMONT MINING CORP|DRWK|DRW SECURITIES, L.L.C.|16626
NEM|NEWMONT MINING CORP|EBXL|EBX LLC|727500
NEM|NEWMONT MINING CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|195503
NEM|NEWMONT MINING CORP|EDJC|Edward Jones / CDS|55
NEM|NEWMONT MINING CORP|EDJO|Edward D. Jones & Co., L.P.|7803
NEM|NEWMONT MINING CORP|EGAM|CBOE TRADING, INC.|46608
NEM|NEWMONT MINING CORP|EGAW|CBOE TRADING, INC.|428
NEM|NEWMONT MINING CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
NEM|NEWMONT MINING CORP|EGXM|CBOE TRADING, INC.|11211
NEM|NEWMONT MINING CORP|EGXW|CBOE TRADING, INC.|355
NEM|NEWMONT MINING CORP|ELEV|ELEVATION, LLC|14240
NEM|NEWMONT MINING CORP|ETBE|Electronic Transaction Clearing, Inc.|59527
NEM|NEWMONT MINING CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
NEM|NEWMONT MINING CORP|ETCC|Electronic Transaction Clearing, Inc.|3471
NEM|NEWMONT MINING CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17117
NEM|NEWMONT MINING CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
NEM|NEWMONT MINING CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3547
NEM|NEWMONT MINING CORP|ETRS|E*Trade Securities LLC|324217
NEM|NEWMONT MINING CORP|FILL|Tradestation Securities, Inc.|61730
NEM|NEWMONT MINING CORP|FMAF|NBCN Inc./ CDS|3491
NEM|NEWMONT MINING CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31555
NEM|NEWMONT MINING CORP|FQLS|Quantlab Securities LP|1195991
NEM|NEWMONT MINING CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|248767
NEM|NEWMONT MINING CORP|FTBR|Foliofn Investments, Inc.|10128
NEM|NEWMONT MINING CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2026
NEM|NEWMONT MINING CORP|GLIS|TD Securities Inc|3808
NEM|NEWMONT MINING CORP|GLPX|ACS EXECUTION SERVICES, LLC|63761
NEM|NEWMONT MINING CORP|GSCO|GOLDMAN SACHS & CO. LLC|5725791
NEM|NEWMONT MINING CORP|GSCS|GOLDMAN SACHS & CO. LLC|26448
NEM|NEWMONT MINING CORP|GSLT|GOLDMAN SACHS & CO. LLC|21915
NEM|NEWMONT MINING CORP|GTSZ|GTS SECURITIES LLC|321528
NEM|NEWMONT MINING CORP|HAPX|HAP Trading, LLC|400
NEM|NEWMONT MINING CORP|HASF|Haywood Securities Inc./CDS|12500
NEM|NEWMONT MINING CORP|HCTA|Hardcastle Trading USA LLC|99876
NEM|NEWMONT MINING CORP|HRBF|American Enterprise Investment Services Inc.|12717
NEM|NEWMONT MINING CORP|HSBC|HSBC Securities, Inc.|4608
NEM|NEWMONT MINING CORP|IATS|INTERACTIVE BROKERS LLC|27574
NEM|NEWMONT MINING CORP|IBKR|Interactive Brokers Llc|63594
NEM|NEWMONT MINING CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1111
NEM|NEWMONT MINING CORP|ICBX|INSTINET, LLC|287076
NEM|NEWMONT MINING CORP|IEQY|CITADEL SECURITIES LLC|506702
NEM|NEWMONT MINING CORP|INCA|INSTINET, LLC|939883
NEM|NEWMONT MINING CORP|INJX|INSTINET, LLC|26732
NEM|NEWMONT MINING CORP|ITGI|ITG Inc.|189493
NEM|NEWMONT MINING CORP|ITGP|ITG INC.|392800
NEM|NEWMONT MINING CORP|JANY|Janney Montgomery Scott Inc.|20120
NEM|NEWMONT MINING CORP|JEFF|JEFFERIES LLC|484734
NEM|NEWMONT MINING CORP|JMPT|JUMP TRADING, LLC|136209
NEM|NEWMONT MINING CORP|JPBX|J.P. MORGAN SECURITIES LLC|290479
NEM|NEWMONT MINING CORP|JPMX|J.P. Morgan Securities LLC|741600
NEM|NEWMONT MINING CORP|JSJX|JANE STREET CAPITAL LLC|19912
NEM|NEWMONT MINING CORP|KCGM|VIRTU Americas LLC|134280
NEM|NEWMONT MINING CORP|LEHM|Barclays Capital Inc./Le|3129055
NEM|NEWMONT MINING CORP|LGNT|COR CLEARING LLC|1
NEM|NEWMONT MINING CORP|LIME|Lime Brokerage LLC|159345
NEM|NEWMONT MINING CORP|LIWD|LIME BROKERAGE LLC|1201
NEM|NEWMONT MINING CORP|LOOP|Loop Capital Markets LLC|2891
NEM|NEWMONT MINING CORP|LQNA|LIQUIDNET, INC.|145800
NEM|NEWMONT MINING CORP|LSCI|Lek Securities Corporation|941
NEM|NEWMONT MINING CORP|MACC|Mid Atlantic Capital Corporation|2025
NEM|NEWMONT MINING CORP|MACQ|Macquarie Capital (USA) Inc.|9529
NEM|NEWMONT MINING CORP|MAXM|Maxim Group LLC|285
NEM|NEWMONT MINING CORP|MBTS|ALLY INVEST SECURITIES LLC|100
NEM|NEWMONT MINING CORP|MCBT|Moors & Cabot, Inc.|116
NEM|NEWMONT MINING CORP|MCMF|Raymond James Ltd. Cds|250
NEM|NEWMONT MINING CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|391997
NEM|NEWMONT MINING CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
NEM|NEWMONT MINING CORP|MOTF|MOTIF INVESTING, INC.|45
NEM|NEWMONT MINING CORP|MPSG|E D & F Man Capital Markets Inc.|704
NEM|NEWMONT MINING CORP|MSCO|MORGAN STANLEY & CO. LLC|3695233
NEM|NEWMONT MINING CORP|MSPL|MORGAN STANLEY & CO. LLC|853200
NEM|NEWMONT MINING CORP|MSTX|MORGAN STANLEY & CO. LLC|540900
NEM|NEWMONT MINING CORP|NATL|National Securities Corporation|1275
NEM|NEWMONT MINING CORP|NFSC|National Financial Services LLC|352440
NEM|NEWMONT MINING CORP|NITE|VIRTU Americas LLC|1716596
NEM|NEWMONT MINING CORP|NITP|VIRTU Americas LLC|1506
NEM|NEWMONT MINING CORP|NQRB|Brut, LLC|26356
NEM|NEWMONT MINING CORP|NTBF|BMO Nesbitt Burns Inc./CDS|9741
NEM|NEWMONT MINING CORP|NTRC|Northern Trust Securities, Inc.|1749
NEM|NEWMONT MINING CORP|OHOS|TWO SIGMA SECURITIES, LLC|194678
NEM|NEWMONT MINING CORP|OLDM|OLD MISSION CAPITAL, LLC|84054
NEM|NEWMONT MINING CORP|OPCO|Oppenheimer & Co. Inc.|3642
NEM|NEWMONT MINING CORP|OTAA|OTA LLC|1400
NEM|NEWMONT MINING CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|150
NEM|NEWMONT MINING CORP|PDQM|CODA MARKETS, INC.|43240
NEM|NEWMONT MINING CORP|PHLY|NASDAQ Execution Services, LLC|30400
NEM|NEWMONT MINING CORP|PNSR|Penserra Securities, LLC|15144
NEM|NEWMONT MINING CORP|PWJC|UBS Financial Services, Inc.|7764
NEM|NEWMONT MINING CORP|QMSR|QUATTRO M SECURITIES INC.|30931
NEM|NEWMONT MINING CORP|RBCM|RBC CAPITAL MARKETS, LLC|20833
NEM|NEWMONT MINING CORP|RHOX|XR Securities LLC|4796
NEM|NEWMONT MINING CORP|SAGL|SAGETRADER, LLC|69603
NEM|NEWMONT MINING CORP|SAGW|SAGETRADER, LLC|2689
NEM|NEWMONT MINING CORP|SALI|INTL FCSTONE FINANCIAL INC.|3995
NEM|NEWMONT MINING CORP|SBRX|MURIEL SIEBERT & CO INC|100
NEM|NEWMONT MINING CORP|SBSH|Citigroup Global Markets Inc.|603271
NEM|NEWMONT MINING CORP|SCMC|Scotia Capital Markets (USA) Inc.|700
NEM|NEWMONT MINING CORP|SEIC|SEI Investments Distribution Co.|1000
NEM|NEWMONT MINING CORP|SGMT|GOLDMAN SACHS & CO. LLC|582981
NEM|NEWMONT MINING CORP|SHMR|ABN Amro Clearing LLC|339
NEM|NEWMONT MINING CORP|SOGO|Wang Investment Associates, Inc.|38
NEM|NEWMONT MINING CORP|SPDR|SPEEDROUTE LLC|99544
NEM|NEWMONT MINING CORP|SPHN|Stephens Inc.|400
NEM|NEWMONT MINING CORP|STFL|Stifel, Nicolaus & Company, Incorporated|22488
NEM|NEWMONT MINING CORP|STKP|STOCKPILE INVESTMENTS, INC.|22
NEM|NEWMONT MINING CORP|STXG|Stockcross Financial Services, Inc.|100
NEM|NEWMONT MINING CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|23359
NEM|NEWMONT MINING CORP|SWIM|TD Ameritrade, Inc.|356256
NEM|NEWMONT MINING CORP|SWST|Hilltop Securities Inc.|7227
NEM|NEWMONT MINING CORP|TAGC|TELSEY ADVISORY GROUP LLC|8204
NEM|NEWMONT MINING CORP|TKNG|ALLY INVEST SECURITIES LLC|3950
NEM|NEWMONT MINING CORP|TMBR|Timber Hill LLC|2380
NEM|NEWMONT MINING CORP|TRBT|Tradebot Systems, Inc.|496334
NEM|NEWMONT MINING CORP|TRCM|TRC MARKETS LLC|529145
NEM|NEWMONT MINING CORP|TWTT|TASTYWORKS, INC.|257
NEM|NEWMONT MINING CORP|UBSA|UBS SECURITIES LLC|1866422
NEM|NEWMONT MINING CORP|UBSS|UBS Securities LLC|1479179
NEM|NEWMONT MINING CORP|VALX|VIRTU AMERICAS LLC|169819
NEM|NEWMONT MINING CORP|VGRD|Vanguard Marketing Corporation|21683
NEM|NEWMONT MINING CORP|WABR|Wall Street Access|10725
NEM|NEWMONT MINING CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|15676
NEM|NEWMONT MINING CORP|WCHV|WELLS FARGO SECURITIES, LLC|130664
NEM|NEWMONT MINING CORP|WDNX|WEEDEN & CO.L.P.|5554
NEM|NEWMONT MINING CORP|WEDB|WEDBUSH SECURITIES INC.|40335
NEM|NEWMONT MINING CORP|WEED|Weeden & Co.L.P.|30039
NEM|NEWMONT MINING CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|393341
NEM|NEWMONT MINING CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117963
NEM|NEWMONT MINING CORP|WGIF|CIBC World Markets Inc.|1123
NEM|NEWMONT MINING CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4267
NEM|NEWMONT MINING CORP|WSEA|WOLVERINE SECURITIES, LLC|22324
NEM|NEWMONT MINING CORP|XIST|INSTINET, LLC|57304
NEM|NEWMONT MINING CORP|XPQR|Jump Trading|7162
NEM|NEWMONT MINING CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|55446
NEM|NEWMONT MINING CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2329
NEM|NEWMONT MINING CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7674
NEN|NEW ENGLAND  LP D|APCC|Apex Clearing Corporation|6
NEN|NEW ENGLAND  LP D|CPET|CLEARPOOL EXECUTION SERVICES, LLC|150
NEN|NEW ENGLAND  LP D|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|145
NEN|NEW ENGLAND  LP D|EDJO|Edward D. Jones & Co., L.P.|47
NEN|NEW ENGLAND  LP D|ETRS|E*Trade Securities LLC|7
NEN|NEW ENGLAND  LP D|GSLT|GOLDMAN SACHS & CO. LLC|763
NEN|NEW ENGLAND  LP D|HRBF|American Enterprise Investment Services Inc.|1
NEN|NEW ENGLAND  LP D|IBKR|Interactive Brokers Llc|956
NEN|NEW ENGLAND  LP D|INCA|INSTINET, LLC|57
NEN|NEW ENGLAND  LP D|LIME|Lime Brokerage LLC|976
NEN|NEW ENGLAND  LP D|MSCO|MORGAN STANLEY & CO. LLC|1116
NEN|NEW ENGLAND  LP D|NFSC|National Financial Services LLC|1725
NEN|NEW ENGLAND  LP D|NITE|VIRTU Americas LLC|1803
NEN|NEW ENGLAND  LP D|RBCM|RBC CAPITAL MARKETS, LLC|2
NEN|NEW ENGLAND  LP D|UBSA|UBS SECURITIES LLC|150
NEN|NEW ENGLAND  LP D|UBSS|UBS Securities LLC|260
NEO|NEOGENOMICS INC|ALTX|Alternet Securities Inc.|3690
NEO|NEOGENOMICS INC|ANOS|ABEL/NOSER, L.L.C.|1570
NEO|NEOGENOMICS INC|APCC|Apex Clearing Corporation|899
NEO|NEOGENOMICS INC|BANK|Primevest Financial Services, Inc.|106
NEO|NEOGENOMICS INC|BARD|Robert W. Baird & Co. Incorporated|5219
NEO|NEOGENOMICS INC|BATM|CBOE TRADING, INC.|1542
NEO|NEOGENOMICS INC|BAYC|BAY CREST PARTNERS, LLC|766
NEO|NEOGENOMICS INC|BERN|Sanford C. Bernstein & Co., LLC|16638
NEO|NEOGENOMICS INC|BIDS|BIDS TRADING L.P.|400
NEO|NEOGENOMICS INC|BIMI|Banca IMI Securities Corp.|400
NEO|NEOGENOMICS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2092
NEO|NEOGENOMICS INC|BLKX|INSTINET, LLC|57652
NEO|NEOGENOMICS INC|BMOC|BMO Capital Markets Corp.|8991
NEO|NEOGENOMICS INC|BNPX|BNP PARIBAS SECURITIES CORP.|2973
NEO|NEOGENOMICS INC|BTIG|BTIG, LLC|134021
NEO|NEOGENOMICS INC|BYXM|CBOE TRADING, INC.|1163
NEO|NEOGENOMICS INC|CHAS|Charles Schwab & Co., Inc.|4212
NEO|NEOGENOMICS INC|CHLM|Craig-Hallum Capital Group LLC|56970
NEO|NEOGENOMICS INC|CIST|Capital Institutional Services, Inc.|9884
NEO|NEOGENOMICS INC|CNFR|Cowen Prime Services LLC|50
NEO|NEOGENOMICS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|151722
NEO|NEOGENOMICS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
NEO|NEOGENOMICS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2537
NEO|NEOGENOMICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|240451
NEO|NEOGENOMICS INC|CTDL|Citadel Derivatives Group Llc|18304
NEO|NEOGENOMICS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16410
NEO|NEOGENOMICS INC|DBAB|Deutsche Bank Securities Inc.|207138
NEO|NEOGENOMICS INC|DBAX|Deutsche Bank Securities Inc.|114100
NEO|NEOGENOMICS INC|DBUL|Deutsche Bank Securities Inc.|300
NEO|NEOGENOMICS INC|DEAN|MORGAN STANLEY|16821
NEO|NEOGENOMICS INC|DEGS|RONIN PROFESSIONAL LLC|9474
NEO|NEOGENOMICS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
NEO|NEOGENOMICS INC|EBXL|EBX LLC|107200
NEO|NEOGENOMICS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|830
NEO|NEOGENOMICS INC|EDJO|Edward D. Jones & Co., L.P.|615
NEO|NEOGENOMICS INC|EGAM|CBOE TRADING, INC.|5861
NEO|NEOGENOMICS INC|EGAW|CBOE TRADING, INC.|200
NEO|NEOGENOMICS INC|EGMT|EG MARKET TECHNOLOGIES LLC|275
NEO|NEOGENOMICS INC|EGXM|CBOE TRADING, INC.|3012
NEO|NEOGENOMICS INC|ETBE|Electronic Transaction Clearing, Inc.|10331
NEO|NEOGENOMICS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11490
NEO|NEOGENOMICS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10677
NEO|NEOGENOMICS INC|ETRS|E*Trade Securities LLC|39301
NEO|NEOGENOMICS INC|FBCO|Credit Suisse Securities (USA) LLC|494962
NEO|NEOGENOMICS INC|FILL|Tradestation Securities, Inc.|10166
NEO|NEOGENOMICS INC|FMAF|NBCN Inc./ CDS|1950
NEO|NEOGENOMICS INC|FOMA|TD AMERITRADE CLEARING, INC.|221272
NEO|NEOGENOMICS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1323
NEO|NEOGENOMICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89999
NEO|NEOGENOMICS INC|FTBR|Foliofn Investments, Inc.|2771
NEO|NEOGENOMICS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|20913
NEO|NEOGENOMICS INC|GLPX|ACS EXECUTION SERVICES, LLC|11254
NEO|NEOGENOMICS INC|GSCO|GOLDMAN SACHS & CO. LLC|371862
NEO|NEOGENOMICS INC|GSCS|GOLDMAN SACHS & CO. LLC|182395
NEO|NEOGENOMICS INC|GSLT|GOLDMAN SACHS & CO. LLC|3627
NEO|NEOGENOMICS INC|GTSZ|GTS SECURITIES LLC|10447
NEO|NEOGENOMICS INC|HRBF|American Enterprise Investment Services Inc.|5309
NEO|NEOGENOMICS INC|IATS|INTERACTIVE BROKERS LLC|14928
NEO|NEOGENOMICS INC|IBKR|Interactive Brokers Llc|86558
NEO|NEOGENOMICS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1130
NEO|NEOGENOMICS INC|ICBX|INSTINET, LLC|36587
NEO|NEOGENOMICS INC|IEQY|CITADEL SECURITIES LLC|55892
NEO|NEOGENOMICS INC|INCA|INSTINET, LLC|182765
NEO|NEOGENOMICS INC|INJX|INSTINET, LLC|39301
NEO|NEOGENOMICS INC|ITGI|ITG Inc.|44853
NEO|NEOGENOMICS INC|ITGP|ITG INC.|70200
NEO|NEOGENOMICS INC|JANY|Janney Montgomery Scott Inc.|3000
NEO|NEOGENOMICS INC|JEFF|JEFFERIES LLC|41319
NEO|NEOGENOMICS INC|JMPT|JUMP TRADING, LLC|22194
NEO|NEOGENOMICS INC|JONE|JonesTrading|5100
NEO|NEOGENOMICS INC|JPBX|J.P. MORGAN SECURITIES LLC|24854
NEO|NEOGENOMICS INC|JPMX|J.P. Morgan Securities LLC|129864
NEO|NEOGENOMICS INC|JSJX|JANE STREET CAPITAL LLC|1514
NEO|NEOGENOMICS INC|KCGM|VIRTU Americas LLC|29097
NEO|NEOGENOMICS INC|LEHM|Barclays Capital Inc./Le|564916
NEO|NEOGENOMICS INC|LIME|Lime Brokerage LLC|160311
NEO|NEOGENOMICS INC|LOOP|Loop Capital Markets LLC|1244
NEO|NEOGENOMICS INC|LQNA|LIQUIDNET, INC.|270200
NEO|NEOGENOMICS INC|LQNB|LIQUIDNET, INC.|400
NEO|NEOGENOMICS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NEO|NEOGENOMICS INC|MACC|Mid Atlantic Capital Corporation|6354
NEO|NEOGENOMICS INC|MAXM|Maxim Group LLC|5947
NEO|NEOGENOMICS INC|MCMF|Raymond James Ltd. Cds|152
NEO|NEOGENOMICS INC|MKMP|MKM Partners LLC|12098
NEO|NEOGENOMICS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|97792
NEO|NEOGENOMICS INC|MOTF|MOTIF INVESTING, INC.|64
NEO|NEOGENOMICS INC|MSCO|MORGAN STANLEY & CO. LLC|1224165
NEO|NEOGENOMICS INC|MSPL|MORGAN STANLEY & CO. LLC|165800
NEO|NEOGENOMICS INC|MSTX|MORGAN STANLEY & CO. LLC|80300
NEO|NEOGENOMICS INC|NBCS|NBC Securities, INC.|1000
NEO|NEOGENOMICS INC|NEED|Needham & Company, LLC|1600
NEO|NEOGENOMICS INC|NFSC|National Financial Services LLC|210631
NEO|NEOGENOMICS INC|NITE|VIRTU Americas LLC|994850
NEO|NEOGENOMICS INC|NITP|VIRTU Americas LLC|1400
NEO|NEOGENOMICS INC|NQRB|Brut, LLC|16796
NEO|NEOGENOMICS INC|NTRC|Northern Trust Securities, Inc.|60
NEO|NEOGENOMICS INC|OPCO|Oppenheimer & Co. Inc.|470
NEO|NEOGENOMICS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4716
NEO|NEOGENOMICS INC|PDQM|CODA MARKETS, INC.|14375
NEO|NEOGENOMICS INC|PIPR|Piper Jaffray & Co.|395
NEO|NEOGENOMICS INC|PWJC|UBS Financial Services, Inc.|27099
NEO|NEOGENOMICS INC|RAJA|Raymond James & Associates, Inc.|6997
NEO|NEOGENOMICS INC|RBCM|RBC CAPITAL MARKETS, LLC|579105
NEO|NEOGENOMICS INC|RGLD|Regal Securities, Inc|5
NEO|NEOGENOMICS INC|SAGL|SAGETRADER, LLC|100
NEO|NEOGENOMICS INC|SAGW|SAGETRADER, LLC|3104
NEO|NEOGENOMICS INC|SBSH|Citigroup Global Markets Inc.|127499
NEO|NEOGENOMICS INC|SGMT|GOLDMAN SACHS & CO. LLC|98781
NEO|NEOGENOMICS INC|SOGO|Wang Investment Associates, Inc.|98
NEO|NEOGENOMICS INC|SPDR|SPEEDROUTE LLC|4172
NEO|NEOGENOMICS INC|SPHN|Stephens Inc.|23025
NEO|NEOGENOMICS INC|STFL|Stifel, Nicolaus & Company, Incorporated|23753
NEO|NEOGENOMICS INC|STKP|STOCKPILE INVESTMENTS, INC.|1904
NEO|NEOGENOMICS INC|STXG|Stockcross Financial Services, Inc.|100
NEO|NEOGENOMICS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
NEO|NEOGENOMICS INC|SWIM|TD Ameritrade, Inc.|46115
NEO|NEOGENOMICS INC|SWST|Hilltop Securities Inc.|448
NEO|NEOGENOMICS INC|TKNG|ALLY INVEST SECURITIES LLC|4044
NEO|NEOGENOMICS INC|TRBT|Tradebot Systems, Inc.|165759
NEO|NEOGENOMICS INC|TRCM|TRC MARKETS LLC|75660
NEO|NEOGENOMICS INC|UBSA|UBS SECURITIES LLC|366709
NEO|NEOGENOMICS INC|UBSS|UBS Securities LLC|635949
NEO|NEOGENOMICS INC|VALX|VIRTU AMERICAS LLC|6703
NEO|NEOGENOMICS INC|VGRD|Vanguard Marketing Corporation|9483
NEO|NEOGENOMICS INC|WABR|Wall Street Access|21000
NEO|NEOGENOMICS INC|WBLR|WILLIAM BLAIR|9422
NEO|NEOGENOMICS INC|WCHV|WELLS FARGO SECURITIES, LLC|91055
NEO|NEOGENOMICS INC|WEED|Weeden & Co.L.P.|2100
NEO|NEOGENOMICS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8611
NEO|NEOGENOMICS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5428
NEO|NEOGENOMICS INC|WFPB|Wells Fargo Securities, LLC.|950
NEO|NEOGENOMICS INC|WSEA|WOLVERINE SECURITIES, LLC|6956
NEO|NEOGENOMICS INC|XIST|INSTINET, LLC|37842
NEO|NEOGENOMICS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7950
NEO|NEOGENOMICS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1056
NEO|NEOGENOMICS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|512
NEOG|NEOGEN CP         ##|ALTX|Alternet Securities Inc.|1917
NEOG|NEOGEN CP         ##|ANOS|ABEL/NOSER, L.L.C.|375
NEOG|NEOGEN CP         ##|APCC|Apex Clearing Corporation|41
NEOG|NEOGEN CP         ##|BARD|Robert W. Baird & Co. Incorporated|1618
NEOG|NEOGEN CP         ##|BATM|CBOE TRADING, INC.|604
NEOG|NEOGEN CP         ##|BBNT|BB&T SECURITIES, LLC|1
NEOG|NEOGEN CP         ##|BERN|Sanford C. Bernstein & Co., LLC|9016
NEOG|NEOGEN CP         ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1857
NEOG|NEOGEN CP         ##|BLKX|INSTINET, LLC|12600
NEOG|NEOGEN CP         ##|BMOC|BMO Capital Markets Corp.|8472
NEOG|NEOGEN CP         ##|BNPX|BNP PARIBAS SECURITIES CORP.|8776
NEOG|NEOGEN CP         ##|BRVL|BLAYLOCK VAN, LLC|100
NEOG|NEOGEN CP         ##|BTIG|BTIG, LLC|11169
NEOG|NEOGEN CP         ##|BYXM|CBOE TRADING, INC.|2310
NEOG|NEOGEN CP         ##|CANT|Cantor Fitzgerald & Co.|588
NEOG|NEOGEN CP         ##|CHAS|Charles Schwab & Co., Inc.|1393
NEOG|NEOGEN CP         ##|CHLM|Craig-Hallum Capital Group LLC|3240
NEOG|NEOGEN CP         ##|CIST|Capital Institutional Services, Inc.|3819
NEOG|NEOGEN CP         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31784
NEOG|NEOGEN CP         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|753
NEOG|NEOGEN CP         ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18
NEOG|NEOGEN CP         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110308
NEOG|NEOGEN CP         ##|CTDL|Citadel Derivatives Group Llc|9107
NEOG|NEOGEN CP         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|11390
NEOG|NEOGEN CP         ##|DADA|D.A. Davidson & Co.|32
NEOG|NEOGEN CP         ##|DBAB|Deutsche Bank Securities Inc.|258407
NEOG|NEOGEN CP         ##|DBAX|Deutsche Bank Securities Inc.|75000
NEOG|NEOGEN CP         ##|DBUL|Deutsche Bank Securities Inc.|1194
NEOG|NEOGEN CP         ##|DEAN|MORGAN STANLEY|3413
NEOG|NEOGEN CP         ##|DEGS|RONIN PROFESSIONAL LLC|659
NEOG|NEOGEN CP         ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6150
NEOG|NEOGEN CP         ##|EBXL|EBX LLC|78400
NEOG|NEOGEN CP         ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4107
NEOG|NEOGEN CP         ##|EDJO|Edward D. Jones & Co., L.P.|259
NEOG|NEOGEN CP         ##|EGAM|CBOE TRADING, INC.|1863
NEOG|NEOGEN CP         ##|EGAW|CBOE TRADING, INC.|8
NEOG|NEOGEN CP         ##|EGMT|EG MARKET TECHNOLOGIES LLC|206
NEOG|NEOGEN CP         ##|EGXM|CBOE TRADING, INC.|812
NEOG|NEOGEN CP         ##|ETBE|Electronic Transaction Clearing, Inc.|1193
NEOG|NEOGEN CP         ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|336
NEOG|NEOGEN CP         ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3570
NEOG|NEOGEN CP         ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19313
NEOG|NEOGEN CP         ##|ETRS|E*Trade Securities LLC|12830
NEOG|NEOGEN CP         ##|FBCO|Credit Suisse Securities (USA) LLC|174401
NEOG|NEOGEN CP         ##|FBSB|U.S. Bancorp Investments, Inc.|7
NEOG|NEOGEN CP         ##|FILL|Tradestation Securities, Inc.|493
NEOG|NEOGEN CP         ##|FMAF|NBCN Inc./ CDS|300
NEOG|NEOGEN CP         ##|FOMA|TD AMERITRADE CLEARING, INC.|33461
NEOG|NEOGEN CP         ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9428
NEOG|NEOGEN CP         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41063
NEOG|NEOGEN CP         ##|FTBR|Foliofn Investments, Inc.|1563
NEOG|NEOGEN CP         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|17339
NEOG|NEOGEN CP         ##|GLPX|ACS EXECUTION SERVICES, LLC|8814
NEOG|NEOGEN CP         ##|GSCO|GOLDMAN SACHS & CO. LLC|296637
NEOG|NEOGEN CP         ##|GSCS|GOLDMAN SACHS & CO. LLC|2285
NEOG|NEOGEN CP         ##|GSLT|GOLDMAN SACHS & CO. LLC|722
NEOG|NEOGEN CP         ##|GTSZ|GTS SECURITIES LLC|33667
NEOG|NEOGEN CP         ##|HRBF|American Enterprise Investment Services Inc.|908
NEOG|NEOGEN CP         ##|HSBC|HSBC Securities, Inc.|87
NEOG|NEOGEN CP         ##|IATS|INTERACTIVE BROKERS LLC|5421
NEOG|NEOGEN CP         ##|IBKR|Interactive Brokers Llc|18394
NEOG|NEOGEN CP         ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1562
NEOG|NEOGEN CP         ##|ICBX|INSTINET, LLC|9868
NEOG|NEOGEN CP         ##|IEQY|CITADEL SECURITIES LLC|33171
NEOG|NEOGEN CP         ##|INCA|INSTINET, LLC|133621
NEOG|NEOGEN CP         ##|INJX|INSTINET, LLC|12481
NEOG|NEOGEN CP         ##|ITGI|ITG Inc.|56511
NEOG|NEOGEN CP         ##|ITGP|ITG INC.|62200
NEOG|NEOGEN CP         ##|JANY|Janney Montgomery Scott Inc.|149
NEOG|NEOGEN CP         ##|JEFF|JEFFERIES LLC|26587
NEOG|NEOGEN CP         ##|JMPT|JUMP TRADING, LLC|30083
NEOG|NEOGEN CP         ##|JPBX|J.P. MORGAN SECURITIES LLC|3024
NEOG|NEOGEN CP         ##|JPMX|J.P. Morgan Securities LLC|79912
NEOG|NEOGEN CP         ##|JSJX|JANE STREET CAPITAL LLC|13343
NEOG|NEOGEN CP         ##|KCGM|VIRTU Americas LLC|12167
NEOG|NEOGEN CP         ##|LEHM|Barclays Capital Inc./Le|290464
NEOG|NEOGEN CP         ##|LIME|Lime Brokerage LLC|107373
NEOG|NEOGEN CP         ##|LOOP|Loop Capital Markets LLC|390
NEOG|NEOGEN CP         ##|LQNA|LIQUIDNET, INC.|49000
NEOG|NEOGEN CP         ##|MAXM|Maxim Group LLC|5213
NEOG|NEOGEN CP         ##|MBTS|ALLY INVEST SECURITIES LLC|24
NEOG|NEOGEN CP         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53416
NEOG|NEOGEN CP         ##|MOTF|MOTIF INVESTING, INC.|20
NEOG|NEOGEN CP         ##|MSCO|MORGAN STANLEY & CO. LLC|681857
NEOG|NEOGEN CP         ##|MSPL|MORGAN STANLEY & CO. LLC|92100
NEOG|NEOGEN CP         ##|MSTX|MORGAN STANLEY & CO. LLC|4300
NEOG|NEOGEN CP         ##|NFSC|National Financial Services LLC|35024
NEOG|NEOGEN CP         ##|NITE|VIRTU Americas LLC|146344
NEOG|NEOGEN CP         ##|NITP|VIRTU Americas LLC|2000
NEOG|NEOGEN CP         ##|NQRB|Brut, LLC|1981
NEOG|NEOGEN CP         ##|NTRC|Northern Trust Securities, Inc.|831
NEOG|NEOGEN CP         ##|OPCO|Oppenheimer & Co. Inc.|3237
NEOG|NEOGEN CP         ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4164
NEOG|NEOGEN CP         ##|PDQM|CODA MARKETS, INC.|49319
NEOG|NEOGEN CP         ##|PWJC|UBS Financial Services, Inc.|107
NEOG|NEOGEN CP         ##|RAJA|Raymond James & Associates, Inc.|5076
NEOG|NEOGEN CP         ##|RBCM|RBC CAPITAL MARKETS, LLC|3788
NEOG|NEOGEN CP         ##|SAGL|SAGETRADER, LLC|952
NEOG|NEOGEN CP         ##|SALI|INTL FCSTONE FINANCIAL INC.|17
NEOG|NEOGEN CP         ##|SBSH|Citigroup Global Markets Inc.|223933
NEOG|NEOGEN CP         ##|SEIC|SEI Investments Distribution Co.|895
NEOG|NEOGEN CP         ##|SGMT|GOLDMAN SACHS & CO. LLC|26066
NEOG|NEOGEN CP         ##|SPDR|SPEEDROUTE LLC|1549
NEOG|NEOGEN CP         ##|STFL|Stifel, Nicolaus & Company, Incorporated|871
NEOG|NEOGEN CP         ##|SWIM|TD Ameritrade, Inc.|4460
NEOG|NEOGEN CP         ##|SWST|Hilltop Securities Inc.|22
NEOG|NEOGEN CP         ##|TKNG|ALLY INVEST SECURITIES LLC|42
NEOG|NEOGEN CP         ##|TRBT|Tradebot Systems, Inc.|76191
NEOG|NEOGEN CP         ##|TRCM|TRC MARKETS LLC|74698
NEOG|NEOGEN CP         ##|TWTT|TASTYWORKS, INC.|110
NEOG|NEOGEN CP         ##|UBSA|UBS SECURITIES LLC|155823
NEOG|NEOGEN CP         ##|UBSS|UBS Securities LLC|502361
NEOG|NEOGEN CP         ##|VALX|VIRTU AMERICAS LLC|8807
NEOG|NEOGEN CP         ##|VGRD|Vanguard Marketing Corporation|2221
NEOG|NEOGEN CP         ##|WBPX|SUMMIT SECURITIES GROUP, LLC|302
NEOG|NEOGEN CP         ##|WCHV|WELLS FARGO SECURITIES, LLC|22060
NEOG|NEOGEN CP         ##|WDNX|WEEDEN & CO.L.P.|3968
NEOG|NEOGEN CP         ##|WEDB|WEDBUSH SECURITIES INC.|72
NEOG|NEOGEN CP         ##|WEED|Weeden & Co.L.P.|2734
NEOG|NEOGEN CP         ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|257
NEOG|NEOGEN CP         ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3015
NEOG|NEOGEN CP         ##|WGIF|CIBC World Markets Inc.|550
NEOG|NEOGEN CP         ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|24
NEOG|NEOGEN CP         ##|WSEA|WOLVERINE SECURITIES, LLC|337
NEOG|NEOGEN CP         ##|XIST|INSTINET, LLC|5604
NEOG|NEOGEN CP         ##|XPQR|Jump Trading|200
NEOG|NEOGEN CP         ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|8534
NEOG|NEOGEN CP         ##|YKNA|COMHAR CAPITAL MARKETS, LLC|5499
NEOG|NEOGEN CP         ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2019
NEON|NEONODE INC.|AGIS|Aegis Capital Corp.|4000
NEON|NEONODE INC.|APCC|Apex Clearing Corporation|3594
NEON|NEONODE INC.|BANK|Primevest Financial Services, Inc.|30
NEON|NEONODE INC.|BARD|Robert W. Baird & Co. Incorporated|54783
NEON|NEONODE INC.|BATM|CBOE TRADING, INC.|29450
NEON|NEONODE INC.|BIMI|Banca IMI Securities Corp.|20000
NEON|NEONODE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7001
NEON|NEONODE INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10000
NEON|NEONODE INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
NEON|NEONODE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6059
NEON|NEONODE INC.|CTDE|CHOICETRADE|650
NEON|NEONODE INC.|CTDL|Citadel Derivatives Group Llc|12955
NEON|NEONODE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
NEON|NEONODE INC.|DBAB|Deutsche Bank Securities Inc.|37713
NEON|NEONODE INC.|DBAX|Deutsche Bank Securities Inc.|300
NEON|NEONODE INC.|EBXL|EBX LLC|900
NEON|NEONODE INC.|EGAM|CBOE TRADING, INC.|10139
NEON|NEONODE INC.|EGXM|CBOE TRADING, INC.|4695
NEON|NEONODE INC.|ETRS|E*Trade Securities LLC|145466
NEON|NEONODE INC.|FBCO|Credit Suisse Securities (USA) LLC|14616
NEON|NEONODE INC.|FILL|Tradestation Securities, Inc.|2650
NEON|NEONODE INC.|FOMA|TD AMERITRADE CLEARING, INC.|512757
NEON|NEONODE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7090
NEON|NEONODE INC.|FTBR|Foliofn Investments, Inc.|3032
NEON|NEONODE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|4787
NEON|NEONODE INC.|GSCO|GOLDMAN SACHS & CO. LLC|43425
NEON|NEONODE INC.|GSCS|GOLDMAN SACHS & CO. LLC|31951
NEON|NEONODE INC.|GSLT|GOLDMAN SACHS & CO. LLC|725
NEON|NEONODE INC.|IATS|INTERACTIVE BROKERS LLC|160
NEON|NEONODE INC.|IBKR|Interactive Brokers Llc|136297
NEON|NEONODE INC.|ICBX|INSTINET, LLC|8400
NEON|NEONODE INC.|INCA|INSTINET, LLC|1028172
NEON|NEONODE INC.|ITGI|ITG Inc.|4366
NEON|NEONODE INC.|ITGP|ITG INC.|5800
NEON|NEONODE INC.|JHDR|J.H. Darbie & Co., Inc.|300
NEON|NEONODE INC.|JPMX|J.P. Morgan Securities LLC|200
NEON|NEONODE INC.|KCGM|VIRTU Americas LLC|900
NEON|NEONODE INC.|LEHM|Barclays Capital Inc./Le|11085
NEON|NEONODE INC.|LIME|Lime Brokerage LLC|10186
NEON|NEONODE INC.|LSCI|Lek Securities Corporation|500
NEON|NEONODE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
NEON|NEONODE INC.|MSCO|MORGAN STANLEY & CO. LLC|367619
NEON|NEONODE INC.|MSPL|MORGAN STANLEY & CO. LLC|400
NEON|NEONODE INC.|NFSC|National Financial Services LLC|242498
NEON|NEONODE INC.|NITE|VIRTU Americas LLC|709166
NEON|NEONODE INC.|NQRB|Brut, LLC|100
NEON|NEONODE INC.|PDQM|CODA MARKETS, INC.|95481
NEON|NEONODE INC.|RAJA|Raymond James & Associates, Inc.|3103
NEON|NEONODE INC.|SBSH|Citigroup Global Markets Inc.|11486
NEON|NEONODE INC.|SGMT|GOLDMAN SACHS & CO. LLC|3700
NEON|NEONODE INC.|SPDR|SPEEDROUTE LLC|6728
NEON|NEONODE INC.|SWIM|TD Ameritrade, Inc.|164212
NEON|NEONODE INC.|TKNG|ALLY INVEST SECURITIES LLC|6053
NEON|NEONODE INC.|TRCM|TRC MARKETS LLC|200
NEON|NEONODE INC.|TWTT|TASTYWORKS, INC.|18600
NEON|NEONODE INC.|UBSA|UBS SECURITIES LLC|22344
NEON|NEONODE INC.|UBSS|UBS Securities LLC|57624
NEON|NEONODE INC.|VGRD|Vanguard Marketing Corporation|31385
NEON|NEONODE INC.|VSIN|Vision Financial Markets Llc|706
NEON|NEONODE INC.|WCHV|WELLS FARGO SECURITIES, LLC|33800
NEON|NEONODE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|847
NEON|NEONODE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1216
NEON|NEONODE INC.|WGIF|CIBC World Markets Inc.|1500
NEON|NEONODE INC.|WSEA|WOLVERINE SECURITIES, LLC|32577
NEOS|NEOS THERAPEUTICS CM|APCC|Apex Clearing Corporation|2
NEOS|NEOS THERAPEUTICS CM|BARD|Robert W. Baird & Co. Incorporated|1000
NEOS|NEOS THERAPEUTICS CM|BATM|CBOE TRADING, INC.|600
NEOS|NEOS THERAPEUTICS CM|BERN|Sanford C. Bernstein & Co., LLC|6068
NEOS|NEOS THERAPEUTICS CM|BIMI|Banca IMI Securities Corp.|3400
NEOS|NEOS THERAPEUTICS CM|BMOC|BMO Capital Markets Corp.|276138
NEOS|NEOS THERAPEUTICS CM|BNPX|BNP PARIBAS SECURITIES CORP.|2149
NEOS|NEOS THERAPEUTICS CM|BTIG|BTIG, LLC|836133
NEOS|NEOS THERAPEUTICS CM|CANT|Cantor Fitzgerald & Co.|100
NEOS|NEOS THERAPEUTICS CM|CHAS|Charles Schwab & Co., Inc.|6068
NEOS|NEOS THERAPEUTICS CM|CHLM|Craig-Hallum Capital Group LLC|100
NEOS|NEOS THERAPEUTICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17052
NEOS|NEOS THERAPEUTICS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1099
NEOS|NEOS THERAPEUTICS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
NEOS|NEOS THERAPEUTICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41481
NEOS|NEOS THERAPEUTICS CM|CTDL|Citadel Derivatives Group Llc|403
NEOS|NEOS THERAPEUTICS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|18908
NEOS|NEOS THERAPEUTICS CM|DAVA|Davenport & Company LLC|8460
NEOS|NEOS THERAPEUTICS CM|DBAB|Deutsche Bank Securities Inc.|112285
NEOS|NEOS THERAPEUTICS CM|DBAX|Deutsche Bank Securities Inc.|23900
NEOS|NEOS THERAPEUTICS CM|DEAN|MORGAN STANLEY|5801
NEOS|NEOS THERAPEUTICS CM|DEGS|RONIN PROFESSIONAL LLC|27119
NEOS|NEOS THERAPEUTICS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2700
NEOS|NEOS THERAPEUTICS CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5000
NEOS|NEOS THERAPEUTICS CM|EBXL|EBX LLC|50100
NEOS|NEOS THERAPEUTICS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3172
NEOS|NEOS THERAPEUTICS CM|EGAM|CBOE TRADING, INC.|4950
NEOS|NEOS THERAPEUTICS CM|EGXM|CBOE TRADING, INC.|302
NEOS|NEOS THERAPEUTICS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8726
NEOS|NEOS THERAPEUTICS CM|ETRS|E*Trade Securities LLC|85495
NEOS|NEOS THERAPEUTICS CM|FBCO|Credit Suisse Securities (USA) LLC|168275
NEOS|NEOS THERAPEUTICS CM|FILL|Tradestation Securities, Inc.|2450
NEOS|NEOS THERAPEUTICS CM|FOMA|TD AMERITRADE CLEARING, INC.|182925
NEOS|NEOS THERAPEUTICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19168
NEOS|NEOS THERAPEUTICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|9014
NEOS|NEOS THERAPEUTICS CM|GSCO|GOLDMAN SACHS & CO. LLC|216467
NEOS|NEOS THERAPEUTICS CM|GSCS|GOLDMAN SACHS & CO. LLC|183145
NEOS|NEOS THERAPEUTICS CM|GSLT|GOLDMAN SACHS & CO. LLC|10898
NEOS|NEOS THERAPEUTICS CM|GTSZ|GTS SECURITIES LLC|2262
NEOS|NEOS THERAPEUTICS CM|HRBF|American Enterprise Investment Services Inc.|1800
NEOS|NEOS THERAPEUTICS CM|HSBC|HSBC Securities, Inc.|30633
NEOS|NEOS THERAPEUTICS CM|IBKR|Interactive Brokers Llc|86980
NEOS|NEOS THERAPEUTICS CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|358
NEOS|NEOS THERAPEUTICS CM|ICBX|INSTINET, LLC|26470
NEOS|NEOS THERAPEUTICS CM|IEQY|CITADEL SECURITIES LLC|901
NEOS|NEOS THERAPEUTICS CM|INCA|INSTINET, LLC|136935
NEOS|NEOS THERAPEUTICS CM|INJX|INSTINET, LLC|30468
NEOS|NEOS THERAPEUTICS CM|ITGI|ITG Inc.|22220
NEOS|NEOS THERAPEUTICS CM|ITGP|ITG INC.|13600
NEOS|NEOS THERAPEUTICS CM|JEFF|JEFFERIES LLC|40799
NEOS|NEOS THERAPEUTICS CM|JMPT|JUMP TRADING, LLC|1295
NEOS|NEOS THERAPEUTICS CM|JONE|JonesTrading|220
NEOS|NEOS THERAPEUTICS CM|JPBX|J.P. MORGAN SECURITIES LLC|5186
NEOS|NEOS THERAPEUTICS CM|JPMX|J.P. Morgan Securities LLC|41043
NEOS|NEOS THERAPEUTICS CM|KCGM|VIRTU Americas LLC|10462
NEOS|NEOS THERAPEUTICS CM|LEHM|Barclays Capital Inc./Le|211543
NEOS|NEOS THERAPEUTICS CM|LIME|Lime Brokerage LLC|133290
NEOS|NEOS THERAPEUTICS CM|MAXM|Maxim Group LLC|1505
NEOS|NEOS THERAPEUTICS CM|MCMF|Raymond James Ltd. Cds|400
NEOS|NEOS THERAPEUTICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52168
NEOS|NEOS THERAPEUTICS CM|MSCO|MORGAN STANLEY & CO. LLC|441904
NEOS|NEOS THERAPEUTICS CM|MSPL|MORGAN STANLEY & CO. LLC|20400
NEOS|NEOS THERAPEUTICS CM|MSTX|MORGAN STANLEY & CO. LLC|32600
NEOS|NEOS THERAPEUTICS CM|NFSC|National Financial Services LLC|213513
NEOS|NEOS THERAPEUTICS CM|NITE|VIRTU Americas LLC|255432
NEOS|NEOS THERAPEUTICS CM|NITP|VIRTU Americas LLC|2658
NEOS|NEOS THERAPEUTICS CM|NQRB|Brut, LLC|8543
NEOS|NEOS THERAPEUTICS CM|NTRC|Northern Trust Securities, Inc.|5000
NEOS|NEOS THERAPEUTICS CM|OPCO|Oppenheimer & Co. Inc.|2600
NEOS|NEOS THERAPEUTICS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NEOS|NEOS THERAPEUTICS CM|PDQM|CODA MARKETS, INC.|32221
NEOS|NEOS THERAPEUTICS CM|PHLY|NASDAQ Execution Services, LLC|2600
NEOS|NEOS THERAPEUTICS CM|PICT|Pictet Overseas Inc.|20000
NEOS|NEOS THERAPEUTICS CM|RAJA|Raymond James & Associates, Inc.|751
NEOS|NEOS THERAPEUTICS CM|RBCM|RBC CAPITAL MARKETS, LLC|3000
NEOS|NEOS THERAPEUTICS CM|SAGL|SAGETRADER, LLC|400
NEOS|NEOS THERAPEUTICS CM|SBSH|Citigroup Global Markets Inc.|86012
NEOS|NEOS THERAPEUTICS CM|SGMT|GOLDMAN SACHS & CO. LLC|12253
NEOS|NEOS THERAPEUTICS CM|SPDR|SPEEDROUTE LLC|1479
NEOS|NEOS THERAPEUTICS CM|SWIM|TD Ameritrade, Inc.|29552
NEOS|NEOS THERAPEUTICS CM|TKNG|ALLY INVEST SECURITIES LLC|3080
NEOS|NEOS THERAPEUTICS CM|TRBT|Tradebot Systems, Inc.|8189
NEOS|NEOS THERAPEUTICS CM|TRCM|TRC MARKETS LLC|39291
NEOS|NEOS THERAPEUTICS CM|UBSA|UBS SECURITIES LLC|205886
NEOS|NEOS THERAPEUTICS CM|UBSS|UBS Securities LLC|394415
NEOS|NEOS THERAPEUTICS CM|VALX|VIRTU AMERICAS LLC|39453
NEOS|NEOS THERAPEUTICS CM|VERT|The Vertical Trading Group, LLC|8200
NEOS|NEOS THERAPEUTICS CM|VGRD|Vanguard Marketing Corporation|12867
NEOS|NEOS THERAPEUTICS CM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
NEOS|NEOS THERAPEUTICS CM|WCHV|WELLS FARGO SECURITIES, LLC|978620
NEOS|NEOS THERAPEUTICS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48
NEOS|NEOS THERAPEUTICS CM|WGIF|CIBC World Markets Inc.|453
NEOS|NEOS THERAPEUTICS CM|WSEA|WOLVERINE SECURITIES, LLC|246
NEOS|NEOS THERAPEUTICS CM|XIST|INSTINET, LLC|9400
NEOS|NEOS THERAPEUTICS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|10600
NEOS|NEOS THERAPEUTICS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5100
NEP|NEXTERA ENERGY PRTNR|ALTX|Alternet Securities Inc.|10900
NEP|NEXTERA ENERGY PRTNR|ANOS|ABEL/NOSER, L.L.C.|248
NEP|NEXTERA ENERGY PRTNR|APCC|Apex Clearing Corporation|254
NEP|NEXTERA ENERGY PRTNR|BALE|M&T SECURITIES, INC.|900
NEP|NEXTERA ENERGY PRTNR|BANK|Primevest Financial Services, Inc.|700
NEP|NEXTERA ENERGY PRTNR|BARD|Robert W. Baird & Co. Incorporated|2775
NEP|NEXTERA ENERGY PRTNR|BATM|CBOE TRADING, INC.|423
NEP|NEXTERA ENERGY PRTNR|BERN|Sanford C. Bernstein & Co., LLC|2089
NEP|NEXTERA ENERGY PRTNR|BIMI|Banca IMI Securities Corp.|3013
NEP|NEXTERA ENERGY PRTNR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1403
NEP|NEXTERA ENERGY PRTNR|BMAK|BMA SECURITIES|505000
NEP|NEXTERA ENERGY PRTNR|BMOC|BMO Capital Markets Corp.|10000
NEP|NEXTERA ENERGY PRTNR|BTIG|BTIG, LLC|200
NEP|NEXTERA ENERGY PRTNR|BYXM|CBOE TRADING, INC.|100
NEP|NEXTERA ENERGY PRTNR|BZYD|GOLDMAN SACHS & CO. LLC|3161
NEP|NEXTERA ENERGY PRTNR|CANT|Cantor Fitzgerald & Co.|3046
NEP|NEXTERA ENERGY PRTNR|CHAS|Charles Schwab & Co., Inc.|5150
NEP|NEXTERA ENERGY PRTNR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7706
NEP|NEXTERA ENERGY PRTNR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3000
NEP|NEXTERA ENERGY PRTNR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8686
NEP|NEXTERA ENERGY PRTNR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94852
NEP|NEXTERA ENERGY PRTNR|CTDL|Citadel Derivatives Group Llc|6675
NEP|NEXTERA ENERGY PRTNR|CXCX|CITIGROUP GLOBAL MARKETS INC.|5610
NEP|NEXTERA ENERGY PRTNR|DBAB|Deutsche Bank Securities Inc.|20211
NEP|NEXTERA ENERGY PRTNR|DBAX|Deutsche Bank Securities Inc.|84400
NEP|NEXTERA ENERGY PRTNR|DEAN|MORGAN STANLEY|12771
NEP|NEXTERA ENERGY PRTNR|DEGS|RONIN PROFESSIONAL LLC|1616
NEP|NEXTERA ENERGY PRTNR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
NEP|NEXTERA ENERGY PRTNR|EBXL|EBX LLC|43000
NEP|NEXTERA ENERGY PRTNR|ECUT|CONVERGEX EXECUTION SOLUTIONS|4252
NEP|NEXTERA ENERGY PRTNR|EDJO|Edward D. Jones & Co., L.P.|2434
NEP|NEXTERA ENERGY PRTNR|EGAM|CBOE TRADING, INC.|2339
NEP|NEXTERA ENERGY PRTNR|EGXM|CBOE TRADING, INC.|200
NEP|NEXTERA ENERGY PRTNR|ETBE|Electronic Transaction Clearing, Inc.|3300
NEP|NEXTERA ENERGY PRTNR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15522
NEP|NEXTERA ENERGY PRTNR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
NEP|NEXTERA ENERGY PRTNR|ETRS|E*Trade Securities LLC|40932
NEP|NEXTERA ENERGY PRTNR|FILL|Tradestation Securities, Inc.|42
NEP|NEXTERA ENERGY PRTNR|FMAF|NBCN Inc./ CDS|30
NEP|NEXTERA ENERGY PRTNR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38586
NEP|NEXTERA ENERGY PRTNR|FTBR|Foliofn Investments, Inc.|827
NEP|NEXTERA ENERGY PRTNR|GEBB|GLOBAL EXECUTION BROKERS, LP|100
NEP|NEXTERA ENERGY PRTNR|GLPX|ACS EXECUTION SERVICES, LLC|8786
NEP|NEXTERA ENERGY PRTNR|GSCO|GOLDMAN SACHS & CO. LLC|81440
NEP|NEXTERA ENERGY PRTNR|GSCS|GOLDMAN SACHS & CO. LLC|308
NEP|NEXTERA ENERGY PRTNR|GSLT|GOLDMAN SACHS & CO. LLC|200
NEP|NEXTERA ENERGY PRTNR|GTSZ|GTS SECURITIES LLC|28852
NEP|NEXTERA ENERGY PRTNR|HRBF|American Enterprise Investment Services Inc.|2766
NEP|NEXTERA ENERGY PRTNR|HSBC|HSBC Securities, Inc.|445
NEP|NEXTERA ENERGY PRTNR|IATS|INTERACTIVE BROKERS LLC|8253
NEP|NEXTERA ENERGY PRTNR|IBKR|Interactive Brokers Llc|8188
NEP|NEXTERA ENERGY PRTNR|ICBX|INSTINET, LLC|31515
NEP|NEXTERA ENERGY PRTNR|INCA|INSTINET, LLC|44968
NEP|NEXTERA ENERGY PRTNR|ITGI|ITG Inc.|6272
NEP|NEXTERA ENERGY PRTNR|ITGP|ITG INC.|28200
NEP|NEXTERA ENERGY PRTNR|JANY|Janney Montgomery Scott Inc.|5077
NEP|NEXTERA ENERGY PRTNR|JEFF|JEFFERIES LLC|3526
NEP|NEXTERA ENERGY PRTNR|JMPT|JUMP TRADING, LLC|6287
NEP|NEXTERA ENERGY PRTNR|JPBX|J.P. MORGAN SECURITIES LLC|20542
NEP|NEXTERA ENERGY PRTNR|JPMX|J.P. Morgan Securities LLC|157928
NEP|NEXTERA ENERGY PRTNR|JSJX|JANE STREET CAPITAL LLC|15729
NEP|NEXTERA ENERGY PRTNR|KCGM|VIRTU Americas LLC|11095
NEP|NEXTERA ENERGY PRTNR|LEHM|Barclays Capital Inc./Le|310545
NEP|NEXTERA ENERGY PRTNR|LIME|Lime Brokerage LLC|8107
NEP|NEXTERA ENERGY PRTNR|LSCI|Lek Securities Corporation|83
NEP|NEXTERA ENERGY PRTNR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83762
NEP|NEXTERA ENERGY PRTNR|MOTF|MOTIF INVESTING, INC.|4
NEP|NEXTERA ENERGY PRTNR|MSCO|MORGAN STANLEY & CO. LLC|191555
NEP|NEXTERA ENERGY PRTNR|MSPL|MORGAN STANLEY & CO. LLC|43000
NEP|NEXTERA ENERGY PRTNR|MSTX|MORGAN STANLEY & CO. LLC|1600
NEP|NEXTERA ENERGY PRTNR|NEUB|NEUBERGER BERMAN BD LLC|6014
NEP|NEXTERA ENERGY PRTNR|NFSC|National Financial Services LLC|80311
NEP|NEXTERA ENERGY PRTNR|NITE|VIRTU Americas LLC|184622
NEP|NEXTERA ENERGY PRTNR|NITP|VIRTU Americas LLC|300
NEP|NEXTERA ENERGY PRTNR|NQRB|Brut, LLC|13503
NEP|NEXTERA ENERGY PRTNR|OPCO|Oppenheimer & Co. Inc.|257
NEP|NEXTERA ENERGY PRTNR|PDQM|CODA MARKETS, INC.|17421
NEP|NEXTERA ENERGY PRTNR|PHLY|NASDAQ Execution Services, LLC|200
NEP|NEXTERA ENERGY PRTNR|PREC|PRECISION SECURITIES, LLC|250000
NEP|NEXTERA ENERGY PRTNR|RBCM|RBC CAPITAL MARKETS, LLC|4731
NEP|NEXTERA ENERGY PRTNR|SAGL|SAGETRADER, LLC|500
NEP|NEXTERA ENERGY PRTNR|SBSH|Citigroup Global Markets Inc.|2584
NEP|NEXTERA ENERGY PRTNR|SGMT|GOLDMAN SACHS & CO. LLC|28897
NEP|NEXTERA ENERGY PRTNR|SPDR|SPEEDROUTE LLC|2787
NEP|NEXTERA ENERGY PRTNR|SPTD|MINT GLOBAL MARKETS, INC.|300
NEP|NEXTERA ENERGY PRTNR|STFL|Stifel, Nicolaus & Company, Incorporated|55519
NEP|NEXTERA ENERGY PRTNR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|900
NEP|NEXTERA ENERGY PRTNR|SWIM|TD Ameritrade, Inc.|49113
NEP|NEXTERA ENERGY PRTNR|SWST|Hilltop Securities Inc.|161
NEP|NEXTERA ENERGY PRTNR|TKNG|ALLY INVEST SECURITIES LLC|411
NEP|NEXTERA ENERGY PRTNR|TRBT|Tradebot Systems, Inc.|23536
NEP|NEXTERA ENERGY PRTNR|TRCM|TRC MARKETS LLC|18243
NEP|NEXTERA ENERGY PRTNR|UBSA|UBS SECURITIES LLC|122940
NEP|NEXTERA ENERGY PRTNR|UBSS|UBS Securities LLC|226309
NEP|NEXTERA ENERGY PRTNR|VALX|VIRTU AMERICAS LLC|4531
NEP|NEXTERA ENERGY PRTNR|VGRD|Vanguard Marketing Corporation|3167
NEP|NEXTERA ENERGY PRTNR|VNDS|VANDHAM SECURITIES CORP|9900
NEP|NEXTERA ENERGY PRTNR|WABR|Wall Street Access|1502
NEP|NEXTERA ENERGY PRTNR|WBPX|SUMMIT SECURITIES GROUP, LLC|382
NEP|NEXTERA ENERGY PRTNR|WCHV|WELLS FARGO SECURITIES, LLC|79504
NEP|NEXTERA ENERGY PRTNR|WEED|Weeden & Co.L.P.|1590
NEP|NEXTERA ENERGY PRTNR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|188
NEP|NEXTERA ENERGY PRTNR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|897
NEP|NEXTERA ENERGY PRTNR|WOLF|Wolfe Trahan Securities|600
NEP|NEXTERA ENERGY PRTNR|WSEA|WOLVERINE SECURITIES, LLC|322
NEP|NEXTERA ENERGY PRTNR|XIST|INSTINET, LLC|22600
NEP|NEXTERA ENERGY PRTNR|XSTM|NATIONAL FINANCIAL SERVICES LLC|4846
NEP|NEXTERA ENERGY PRTNR|YKNA|COMHAR CAPITAL MARKETS, LLC|689
NEP|NEXTERA ENERGY PRTNR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1009
NEPT|NEPTUNE TECH|ALTX|Alternet Securities Inc.|31565
NEPT|NEPTUNE TECH|APCC|Apex Clearing Corporation|204355
NEPT|NEPTUNE TECH|BATM|CBOE TRADING, INC.|23795
NEPT|NEPTUNE TECH|BAYC|BAY CREST PARTNERS, LLC|18800
NEPT|NEPTUNE TECH|BBNT|BB&T SECURITIES, LLC|160
NEPT|NEPTUNE TECH|BERN|Sanford C. Bernstein & Co., LLC|88100
NEPT|NEPTUNE TECH|BIMI|Banca IMI Securities Corp.|16387
NEPT|NEPTUNE TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
NEPT|NEPTUNE TECH|BLKX|INSTINET, LLC|19900
NEPT|NEPTUNE TECH|BMSI|BULL MARKET SECURITIES, INC.|4100
NEPT|NEPTUNE TECH|BTIG|BTIG, LLC|101603
NEPT|NEPTUNE TECH|BYXM|CBOE TRADING, INC.|2500
NEPT|NEPTUNE TECH|CANT|Cantor Fitzgerald & Co.|98
NEPT|NEPTUNE TECH|CHAS|Charles Schwab & Co., Inc.|36269
NEPT|NEPTUNE TECH|CIIV|CORPORATE INVESTMENTS GROUP, INC.|3500
NEPT|NEPTUNE TECH|COKE|Coker & Palmer|3500
NEPT|NEPTUNE TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42082
NEPT|NEPTUNE TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4120
NEPT|NEPTUNE TECH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31724
NEPT|NEPTUNE TECH|CRFN|ROBINHOOD FINANCIAL, LLC|1
NEPT|NEPTUNE TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|423429
NEPT|NEPTUNE TECH|CTDL|Citadel Derivatives Group Llc|8138
NEPT|NEPTUNE TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|36862
NEPT|NEPTUNE TECH|DBAB|Deutsche Bank Securities Inc.|98311
NEPT|NEPTUNE TECH|DBAX|Deutsche Bank Securities Inc.|115500
NEPT|NEPTUNE TECH|DBUL|Deutsche Bank Securities Inc.|18772
NEPT|NEPTUNE TECH|DEAN|MORGAN STANLEY|31720
NEPT|NEPTUNE TECH|DEGS|RONIN PROFESSIONAL LLC|38141
NEPT|NEPTUNE TECH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|181979
NEPT|NEPTUNE TECH|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3606
NEPT|NEPTUNE TECH|EBXL|EBX LLC|388900
NEPT|NEPTUNE TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|3580
NEPT|NEPTUNE TECH|EDJO|Edward D. Jones & Co., L.P.|9782
NEPT|NEPTUNE TECH|EGAM|CBOE TRADING, INC.|38418
NEPT|NEPTUNE TECH|EGAW|CBOE TRADING, INC.|1500
NEPT|NEPTUNE TECH|EGMT|EG MARKET TECHNOLOGIES LLC|100
NEPT|NEPTUNE TECH|EGXM|CBOE TRADING, INC.|28151
NEPT|NEPTUNE TECH|EGXW|CBOE TRADING, INC.|1222
NEPT|NEPTUNE TECH|EROP|Eroom Securities L.L.C.|27605
NEPT|NEPTUNE TECH|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|300
NEPT|NEPTUNE TECH|ETBE|Electronic Transaction Clearing, Inc.|28247
NEPT|NEPTUNE TECH|ETCC|Electronic Transaction Clearing, Inc.|1500
NEPT|NEPTUNE TECH|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|900
NEPT|NEPTUNE TECH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4235
NEPT|NEPTUNE TECH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
NEPT|NEPTUNE TECH|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|12600
NEPT|NEPTUNE TECH|ETRS|E*Trade Securities LLC|2369137
NEPT|NEPTUNE TECH|FBCO|Credit Suisse Securities (USA) LLC|585818
NEPT|NEPTUNE TECH|FILL|Tradestation Securities, Inc.|204006
NEPT|NEPTUNE TECH|FMAF|NBCN Inc./ CDS|263949
NEPT|NEPTUNE TECH|FOMA|TD AMERITRADE CLEARING, INC.|3692582
NEPT|NEPTUNE TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69984
NEPT|NEPTUNE TECH|FTBR|Foliofn Investments, Inc.|10333
NEPT|NEPTUNE TECH|GEBB|GLOBAL EXECUTION BROKERS, LP|60446
NEPT|NEPTUNE TECH|GLIS|TD Securities Inc|18769
NEPT|NEPTUNE TECH|GLPX|ACS EXECUTION SERVICES, LLC|143734
NEPT|NEPTUNE TECH|GSCO|GOLDMAN SACHS & CO. LLC|53128
NEPT|NEPTUNE TECH|GSCS|GOLDMAN SACHS & CO. LLC|25685
NEPT|NEPTUNE TECH|GSLT|GOLDMAN SACHS & CO. LLC|48893
NEPT|NEPTUNE TECH|GTSZ|GTS SECURITIES LLC|9261
NEPT|NEPTUNE TECH|HRBF|American Enterprise Investment Services Inc.|6958
NEPT|NEPTUNE TECH|IATS|INTERACTIVE BROKERS LLC|184532
NEPT|NEPTUNE TECH|IBKR|Interactive Brokers Llc|1494540
NEPT|NEPTUNE TECH|ICBX|INSTINET, LLC|91965
NEPT|NEPTUNE TECH|INCA|INSTINET, LLC|329375
NEPT|NEPTUNE TECH|INJX|INSTINET, LLC|11533
NEPT|NEPTUNE TECH|ITGI|ITG Inc.|241612
NEPT|NEPTUNE TECH|ITGP|ITG INC.|195600
NEPT|NEPTUNE TECH|JEFF|JEFFERIES LLC|61428
NEPT|NEPTUNE TECH|JMPT|JUMP TRADING, LLC|47598
NEPT|NEPTUNE TECH|JPMX|J.P. Morgan Securities LLC|171067
NEPT|NEPTUNE TECH|JSJX|JANE STREET CAPITAL LLC|5025
NEPT|NEPTUNE TECH|KCGM|VIRTU Americas LLC|78940
NEPT|NEPTUNE TECH|LEHM|Barclays Capital Inc./Le|340838
NEPT|NEPTUNE TECH|LGNT|COR CLEARING LLC|9
NEPT|NEPTUNE TECH|LIME|Lime Brokerage LLC|149976
NEPT|NEPTUNE TECH|LQNA|LIQUIDNET, INC.|10300
NEPT|NEPTUNE TECH|LSCI|Lek Securities Corporation|17787
NEPT|NEPTUNE TECH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6970
NEPT|NEPTUNE TECH|MAXM|Maxim Group LLC|44027
NEPT|NEPTUNE TECH|MBTS|ALLY INVEST SECURITIES LLC|1800
NEPT|NEPTUNE TECH|MCMF|Raymond James Ltd. Cds|50000
NEPT|NEPTUNE TECH|MICA|Spartan Securities Group, Ltd.|2500
NEPT|NEPTUNE TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|215858
NEPT|NEPTUNE TECH|MOTF|MOTIF INVESTING, INC.|21
NEPT|NEPTUNE TECH|MSCO|MORGAN STANLEY & CO. LLC|1295880
NEPT|NEPTUNE TECH|MSPL|MORGAN STANLEY & CO. LLC|31300
NEPT|NEPTUNE TECH|MSTX|MORGAN STANLEY & CO. LLC|200
NEPT|NEPTUNE TECH|NATL|National Securities Corporation|18817
NEPT|NEPTUNE TECH|NFSC|National Financial Services LLC|2247911
NEPT|NEPTUNE TECH|NITE|VIRTU Americas LLC|5695708
NEPT|NEPTUNE TECH|NITP|VIRTU Americas LLC|520
NEPT|NEPTUNE TECH|NQRB|Brut, LLC|19737
NEPT|NEPTUNE TECH|OPCO|Oppenheimer & Co. Inc.|38701
NEPT|NEPTUNE TECH|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|133
NEPT|NEPTUNE TECH|PDQM|CODA MARKETS, INC.|188041
NEPT|NEPTUNE TECH|PHLY|NASDAQ Execution Services, LLC|4000
NEPT|NEPTUNE TECH|POIN|PRECISION SECURITIES, LLC (POIN)|1400
NEPT|NEPTUNE TECH|PWJC|UBS Financial Services, Inc.|29143
NEPT|NEPTUNE TECH|RAJA|Raymond James & Associates, Inc.|66204
NEPT|NEPTUNE TECH|RBCM|RBC CAPITAL MARKETS, LLC|131305
NEPT|NEPTUNE TECH|RGLD|Regal Securities, Inc|1300
NEPT|NEPTUNE TECH|SAGL|SAGETRADER, LLC|15360
NEPT|NEPTUNE TECH|SBSH|Citigroup Global Markets Inc.|55948
NEPT|NEPTUNE TECH|SGMT|GOLDMAN SACHS & CO. LLC|42988
NEPT|NEPTUNE TECH|SOGO|Wang Investment Associates, Inc.|1385
NEPT|NEPTUNE TECH|SPDR|SPEEDROUTE LLC|213739
NEPT|NEPTUNE TECH|SPNT|SEVEN POINTS CAPITAL, LLC|100
NEPT|NEPTUNE TECH|STFL|Stifel, Nicolaus & Company, Incorporated|44886
NEPT|NEPTUNE TECH|SWIM|TD Ameritrade, Inc.|2847637
NEPT|NEPTUNE TECH|SWST|Hilltop Securities Inc.|2505
NEPT|NEPTUNE TECH|TKNG|ALLY INVEST SECURITIES LLC|54142
NEPT|NEPTUNE TECH|TRBT|Tradebot Systems, Inc.|9836
NEPT|NEPTUNE TECH|TRCM|TRC MARKETS LLC|31679
NEPT|NEPTUNE TECH|TWTT|TASTYWORKS, INC.|7098
NEPT|NEPTUNE TECH|UBSA|UBS SECURITIES LLC|555726
NEPT|NEPTUNE TECH|UBSS|UBS Securities LLC|800265
NEPT|NEPTUNE TECH|VALX|VIRTU AMERICAS LLC|52656
NEPT|NEPTUNE TECH|VGRD|Vanguard Marketing Corporation|132825
NEPT|NEPTUNE TECH|VIEW|VIEWTRADE SECURITIES LLC|1000
NEPT|NEPTUNE TECH|VSIN|Vision Financial Markets Llc|926
NEPT|NEPTUNE TECH|WABR|Wall Street Access|45643
NEPT|NEPTUNE TECH|WCHV|WELLS FARGO SECURITIES, LLC|238614
NEPT|NEPTUNE TECH|WEDB|WEDBUSH SECURITIES INC.|41220
NEPT|NEPTUNE TECH|WEED|Weeden & Co.L.P.|6100
NEPT|NEPTUNE TECH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44167
NEPT|NEPTUNE TECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63186
NEPT|NEPTUNE TECH|WHOT|JUST2TRADE, INC.|100
NEPT|NEPTUNE TECH|WSEA|WOLVERINE SECURITIES, LLC|51042
NEPT|NEPTUNE TECH|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
NEPT|NEPTUNE TECH|XIST|INSTINET, LLC|400
NEPT|NEPTUNE TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|67428
NEPT|NEPTUNE TECH|YKNA|COMHAR CAPITAL MARKETS, LLC|2942
NEPT|NEPTUNE TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5048
NERV|MINERVA NEUROSCIE CM|ALTX|Alternet Securities Inc.|390
NERV|MINERVA NEUROSCIE CM|APCC|Apex Clearing Corporation|33437
NERV|MINERVA NEUROSCIE CM|BARD|Robert W. Baird & Co. Incorporated|1000
NERV|MINERVA NEUROSCIE CM|BATM|CBOE TRADING, INC.|300
NERV|MINERVA NEUROSCIE CM|BERN|Sanford C. Bernstein & Co., LLC|3357
NERV|MINERVA NEUROSCIE CM|BLKX|INSTINET, LLC|70000
NERV|MINERVA NEUROSCIE CM|BMOC|BMO Capital Markets Corp.|4540
NERV|MINERVA NEUROSCIE CM|BNPX|BNP PARIBAS SECURITIES CORP.|2610
NERV|MINERVA NEUROSCIE CM|BTIG|BTIG, LLC|511
NERV|MINERVA NEUROSCIE CM|BYXM|CBOE TRADING, INC.|100
NERV|MINERVA NEUROSCIE CM|CANT|Cantor Fitzgerald & Co.|309
NERV|MINERVA NEUROSCIE CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8597
NERV|MINERVA NEUROSCIE CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NERV|MINERVA NEUROSCIE CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50970
NERV|MINERVA NEUROSCIE CM|CTDL|Citadel Derivatives Group Llc|4982
NERV|MINERVA NEUROSCIE CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|12534
NERV|MINERVA NEUROSCIE CM|DBAB|Deutsche Bank Securities Inc.|84858
NERV|MINERVA NEUROSCIE CM|DBAX|Deutsche Bank Securities Inc.|29000
NERV|MINERVA NEUROSCIE CM|DEGS|RONIN PROFESSIONAL LLC|16516
NERV|MINERVA NEUROSCIE CM|EBXL|EBX LLC|28400
NERV|MINERVA NEUROSCIE CM|EGAM|CBOE TRADING, INC.|1557
NERV|MINERVA NEUROSCIE CM|EGXM|CBOE TRADING, INC.|100
NERV|MINERVA NEUROSCIE CM|ETBE|Electronic Transaction Clearing, Inc.|122
NERV|MINERVA NEUROSCIE CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|103
NERV|MINERVA NEUROSCIE CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
NERV|MINERVA NEUROSCIE CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1200
NERV|MINERVA NEUROSCIE CM|ETRS|E*Trade Securities LLC|9564
NERV|MINERVA NEUROSCIE CM|FBCO|Credit Suisse Securities (USA) LLC|69836
NERV|MINERVA NEUROSCIE CM|FILL|Tradestation Securities, Inc.|980
NERV|MINERVA NEUROSCIE CM|FMAF|NBCN Inc./ CDS|720
NERV|MINERVA NEUROSCIE CM|FOMA|TD AMERITRADE CLEARING, INC.|84438
NERV|MINERVA NEUROSCIE CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33470
NERV|MINERVA NEUROSCIE CM|FTBR|Foliofn Investments, Inc.|2262
NERV|MINERVA NEUROSCIE CM|GEBB|GLOBAL EXECUTION BROKERS, LP|8407
NERV|MINERVA NEUROSCIE CM|GLIS|TD Securities Inc|900
NERV|MINERVA NEUROSCIE CM|GLPX|ACS EXECUTION SERVICES, LLC|500
NERV|MINERVA NEUROSCIE CM|GSCO|GOLDMAN SACHS & CO. LLC|294172
NERV|MINERVA NEUROSCIE CM|GSCS|GOLDMAN SACHS & CO. LLC|8467
NERV|MINERVA NEUROSCIE CM|GSLT|GOLDMAN SACHS & CO. LLC|231
NERV|MINERVA NEUROSCIE CM|GTSZ|GTS SECURITIES LLC|10510
NERV|MINERVA NEUROSCIE CM|HAPX|HAP Trading, LLC|111
NERV|MINERVA NEUROSCIE CM|HRBF|American Enterprise Investment Services Inc.|2120
NERV|MINERVA NEUROSCIE CM|IATS|INTERACTIVE BROKERS LLC|1700
NERV|MINERVA NEUROSCIE CM|IBKR|Interactive Brokers Llc|10716
NERV|MINERVA NEUROSCIE CM|ICBX|INSTINET, LLC|4033
NERV|MINERVA NEUROSCIE CM|IEQY|CITADEL SECURITIES LLC|163
NERV|MINERVA NEUROSCIE CM|INCA|INSTINET, LLC|37725
NERV|MINERVA NEUROSCIE CM|INJX|INSTINET, LLC|141303
NERV|MINERVA NEUROSCIE CM|ITGI|ITG Inc.|34194
NERV|MINERVA NEUROSCIE CM|ITGP|ITG INC.|19000
NERV|MINERVA NEUROSCIE CM|JEFF|JEFFERIES LLC|178218
NERV|MINERVA NEUROSCIE CM|JMPT|JUMP TRADING, LLC|2583
NERV|MINERVA NEUROSCIE CM|JPBX|J.P. MORGAN SECURITIES LLC|200
NERV|MINERVA NEUROSCIE CM|JPMX|J.P. Morgan Securities LLC|49561
NERV|MINERVA NEUROSCIE CM|JSJX|JANE STREET CAPITAL LLC|1512
NERV|MINERVA NEUROSCIE CM|KCGM|VIRTU Americas LLC|6326
NERV|MINERVA NEUROSCIE CM|LEHM|Barclays Capital Inc./Le|185320
NERV|MINERVA NEUROSCIE CM|LIME|Lime Brokerage LLC|57028
NERV|MINERVA NEUROSCIE CM|LQNA|LIQUIDNET, INC.|41400
NERV|MINERVA NEUROSCIE CM|MAXM|Maxim Group LLC|3175
NERV|MINERVA NEUROSCIE CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25238
NERV|MINERVA NEUROSCIE CM|MSCO|MORGAN STANLEY & CO. LLC|285796
NERV|MINERVA NEUROSCIE CM|MSPL|MORGAN STANLEY & CO. LLC|32500
NERV|MINERVA NEUROSCIE CM|MSTX|MORGAN STANLEY & CO. LLC|9200
NERV|MINERVA NEUROSCIE CM|NFSC|National Financial Services LLC|31115
NERV|MINERVA NEUROSCIE CM|NITE|VIRTU Americas LLC|265304
NERV|MINERVA NEUROSCIE CM|NQRB|Brut, LLC|100
NERV|MINERVA NEUROSCIE CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
NERV|MINERVA NEUROSCIE CM|PDQM|CODA MARKETS, INC.|8172
NERV|MINERVA NEUROSCIE CM|RAJA|Raymond James & Associates, Inc.|1515
NERV|MINERVA NEUROSCIE CM|SAGL|SAGETRADER, LLC|80
NERV|MINERVA NEUROSCIE CM|SBSH|Citigroup Global Markets Inc.|45106
NERV|MINERVA NEUROSCIE CM|SGMT|GOLDMAN SACHS & CO. LLC|12753
NERV|MINERVA NEUROSCIE CM|SPDR|SPEEDROUTE LLC|361
NERV|MINERVA NEUROSCIE CM|STKP|STOCKPILE INVESTMENTS, INC.|1452
NERV|MINERVA NEUROSCIE CM|SWIM|TD Ameritrade, Inc.|135664
NERV|MINERVA NEUROSCIE CM|TRBT|Tradebot Systems, Inc.|2947
NERV|MINERVA NEUROSCIE CM|TRCM|TRC MARKETS LLC|10008
NERV|MINERVA NEUROSCIE CM|UBSA|UBS SECURITIES LLC|148763
NERV|MINERVA NEUROSCIE CM|UBSS|UBS Securities LLC|329473
NERV|MINERVA NEUROSCIE CM|VALX|VIRTU AMERICAS LLC|6594
NERV|MINERVA NEUROSCIE CM|VGRD|Vanguard Marketing Corporation|20899
NERV|MINERVA NEUROSCIE CM|WBPX|SUMMIT SECURITIES GROUP, LLC|3
NERV|MINERVA NEUROSCIE CM|WCHV|WELLS FARGO SECURITIES, LLC|18329
NERV|MINERVA NEUROSCIE CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|91
NERV|MINERVA NEUROSCIE CM|WSEA|WOLVERINE SECURITIES, LLC|249
NERV|MINERVA NEUROSCIE CM|XIST|INSTINET, LLC|2800
NERV|MINERVA NEUROSCIE CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
NES|NUVERRA ENVIRONMENTA|ALTX|Alternet Securities Inc.|4900
NES|NUVERRA ENVIRONMENTA|BATM|CBOE TRADING, INC.|787
NES|NUVERRA ENVIRONMENTA|BAYC|BAY CREST PARTNERS, LLC|1027
NES|NUVERRA ENVIRONMENTA|BERN|Sanford C. Bernstein & Co., LLC|12239
NES|NUVERRA ENVIRONMENTA|BYXM|CBOE TRADING, INC.|198
NES|NUVERRA ENVIRONMENTA|CANT|Cantor Fitzgerald & Co.|755
NES|NUVERRA ENVIRONMENTA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2220
NES|NUVERRA ENVIRONMENTA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1690
NES|NUVERRA ENVIRONMENTA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13523
NES|NUVERRA ENVIRONMENTA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5166
NES|NUVERRA ENVIRONMENTA|CTDL|Citadel Derivatives Group Llc|436
NES|NUVERRA ENVIRONMENTA|DBAB|Deutsche Bank Securities Inc.|1249
NES|NUVERRA ENVIRONMENTA|DBAX|Deutsche Bank Securities Inc.|6500
NES|NUVERRA ENVIRONMENTA|DEAN|MORGAN STANLEY|100
NES|NUVERRA ENVIRONMENTA|EBXL|EBX LLC|7200
NES|NUVERRA ENVIRONMENTA|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
NES|NUVERRA ENVIRONMENTA|EGAM|CBOE TRADING, INC.|847
NES|NUVERRA ENVIRONMENTA|EGXM|CBOE TRADING, INC.|1100
NES|NUVERRA ENVIRONMENTA|ETRS|E*Trade Securities LLC|3675
NES|NUVERRA ENVIRONMENTA|FBSB|U.S. Bancorp Investments, Inc.|100
NES|NUVERRA ENVIRONMENTA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|287
NES|NUVERRA ENVIRONMENTA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3974
NES|NUVERRA ENVIRONMENTA|GLPX|ACS EXECUTION SERVICES, LLC|7232
NES|NUVERRA ENVIRONMENTA|GSCO|GOLDMAN SACHS & CO. LLC|17343
NES|NUVERRA ENVIRONMENTA|GSLT|GOLDMAN SACHS & CO. LLC|451
NES|NUVERRA ENVIRONMENTA|GTSZ|GTS SECURITIES LLC|5150
NES|NUVERRA ENVIRONMENTA|IATS|INTERACTIVE BROKERS LLC|496
NES|NUVERRA ENVIRONMENTA|IBKR|Interactive Brokers Llc|2374
NES|NUVERRA ENVIRONMENTA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16
NES|NUVERRA ENVIRONMENTA|ICBX|INSTINET, LLC|939
NES|NUVERRA ENVIRONMENTA|INCA|INSTINET, LLC|6423
NES|NUVERRA ENVIRONMENTA|ITGI|ITG Inc.|333
NES|NUVERRA ENVIRONMENTA|ITGP|ITG INC.|4600
NES|NUVERRA ENVIRONMENTA|JPMX|J.P. Morgan Securities LLC|21108
NES|NUVERRA ENVIRONMENTA|KCGM|VIRTU Americas LLC|2285
NES|NUVERRA ENVIRONMENTA|LEHM|Barclays Capital Inc./Le|5207
NES|NUVERRA ENVIRONMENTA|LIME|Lime Brokerage LLC|1061
NES|NUVERRA ENVIRONMENTA|LQNA|LIQUIDNET, INC.|1800
NES|NUVERRA ENVIRONMENTA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
NES|NUVERRA ENVIRONMENTA|MSCO|MORGAN STANLEY & CO. LLC|29582
NES|NUVERRA ENVIRONMENTA|MSPL|MORGAN STANLEY & CO. LLC|9600
NES|NUVERRA ENVIRONMENTA|MSTX|MORGAN STANLEY & CO. LLC|200
NES|NUVERRA ENVIRONMENTA|NFSC|National Financial Services LLC|57129
NES|NUVERRA ENVIRONMENTA|NITE|VIRTU Americas LLC|21878
NES|NUVERRA ENVIRONMENTA|NQRB|Brut, LLC|200
NES|NUVERRA ENVIRONMENTA|PDQM|CODA MARKETS, INC.|12955
NES|NUVERRA ENVIRONMENTA|RBCM|RBC CAPITAL MARKETS, LLC|138
NES|NUVERRA ENVIRONMENTA|SAGC|SAGETRADER, LLC|1400
NES|NUVERRA ENVIRONMENTA|SAGL|SAGETRADER, LLC|800
NES|NUVERRA ENVIRONMENTA|SBSH|Citigroup Global Markets Inc.|279
NES|NUVERRA ENVIRONMENTA|SGMT|GOLDMAN SACHS & CO. LLC|1738
NES|NUVERRA ENVIRONMENTA|STFL|Stifel, Nicolaus & Company, Incorporated|3244
NES|NUVERRA ENVIRONMENTA|SWIM|TD Ameritrade, Inc.|329
NES|NUVERRA ENVIRONMENTA|SWST|Hilltop Securities Inc.|27
NES|NUVERRA ENVIRONMENTA|TRCM|TRC MARKETS LLC|58
NES|NUVERRA ENVIRONMENTA|UBSS|UBS Securities LLC|29879
NES|NUVERRA ENVIRONMENTA|VALX|VIRTU AMERICAS LLC|21
NES|NUVERRA ENVIRONMENTA|VGRD|Vanguard Marketing Corporation|2036
NES|NUVERRA ENVIRONMENTA|WCHV|WELLS FARGO SECURITIES, LLC|341
NES|NUVERRA ENVIRONMENTA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|63
NES|NUVERRA ENVIRONMENTA|WSEA|WOLVERINE SECURITIES, LLC|447
NES|NUVERRA ENVIRONMENTA|XSTM|NATIONAL FINANCIAL SERVICES LLC|300
NES|NUVERRA ENVIRONMENTA|YKNA|COMHAR CAPITAL MARKETS, LLC|895
NESR|NT ENRGY REUNTD ORD|BATM|CBOE TRADING, INC.|100
NESR|NT ENRGY REUNTD ORD|BERN|Sanford C. Bernstein & Co., LLC|1199
NESR|NT ENRGY REUNTD ORD|BYXM|CBOE TRADING, INC.|100
NESR|NT ENRGY REUNTD ORD|CICF|Canaccord Genuity Corp.|100
NESR|NT ENRGY REUNTD ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25880
NESR|NT ENRGY REUNTD ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9345
NESR|NT ENRGY REUNTD ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9000
NESR|NT ENRGY REUNTD ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
NESR|NT ENRGY REUNTD ORD|DBAX|Deutsche Bank Securities Inc.|6200
NESR|NT ENRGY REUNTD ORD|DEAN|MORGAN STANLEY|2000
NESR|NT ENRGY REUNTD ORD|DEGS|RONIN PROFESSIONAL LLC|3732
NESR|NT ENRGY REUNTD ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|941
NESR|NT ENRGY REUNTD ORD|EBXL|EBX LLC|11600
NESR|NT ENRGY REUNTD ORD|ETBE|Electronic Transaction Clearing, Inc.|200
NESR|NT ENRGY REUNTD ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
NESR|NT ENRGY REUNTD ORD|ETRS|E*Trade Securities LLC|2307
NESR|NT ENRGY REUNTD ORD|FBCO|Credit Suisse Securities (USA) LLC|8800
NESR|NT ENRGY REUNTD ORD|FMAF|NBCN Inc./ CDS|10800
NESR|NT ENRGY REUNTD ORD|FOMA|TD AMERITRADE CLEARING, INC.|3510
NESR|NT ENRGY REUNTD ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|336
NESR|NT ENRGY REUNTD ORD|FTBR|Foliofn Investments, Inc.|7
NESR|NT ENRGY REUNTD ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|900
NESR|NT ENRGY REUNTD ORD|GLPX|ACS EXECUTION SERVICES, LLC|250
NESR|NT ENRGY REUNTD ORD|GSCO|GOLDMAN SACHS & CO. LLC|2510
NESR|NT ENRGY REUNTD ORD|GTSZ|GTS SECURITIES LLC|1741
NESR|NT ENRGY REUNTD ORD|HSBC|HSBC Securities, Inc.|1700
NESR|NT ENRGY REUNTD ORD|IATS|INTERACTIVE BROKERS LLC|100
NESR|NT ENRGY REUNTD ORD|IBKR|Interactive Brokers Llc|15160
NESR|NT ENRGY REUNTD ORD|ICBX|INSTINET, LLC|900
NESR|NT ENRGY REUNTD ORD|INCA|INSTINET, LLC|5500
NESR|NT ENRGY REUNTD ORD|ITGI|ITG Inc.|7028
NESR|NT ENRGY REUNTD ORD|ITGP|ITG INC.|4000
NESR|NT ENRGY REUNTD ORD|JPMX|J.P. Morgan Securities LLC|1600
NESR|NT ENRGY REUNTD ORD|KCGM|VIRTU Americas LLC|4119
NESR|NT ENRGY REUNTD ORD|LEHM|Barclays Capital Inc./Le|11600
NESR|NT ENRGY REUNTD ORD|LIME|Lime Brokerage LLC|13935
NESR|NT ENRGY REUNTD ORD|MAXM|Maxim Group LLC|780
NESR|NT ENRGY REUNTD ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
NESR|NT ENRGY REUNTD ORD|MSCO|MORGAN STANLEY & CO. LLC|12557
NESR|NT ENRGY REUNTD ORD|MSPL|MORGAN STANLEY & CO. LLC|7400
NESR|NT ENRGY REUNTD ORD|NFSC|National Financial Services LLC|6544
NESR|NT ENRGY REUNTD ORD|NITE|VIRTU Americas LLC|20853
NESR|NT ENRGY REUNTD ORD|PDQM|CODA MARKETS, INC.|1100
NESR|NT ENRGY REUNTD ORD|RBCM|RBC CAPITAL MARKETS, LLC|100
NESR|NT ENRGY REUNTD ORD|SGMT|GOLDMAN SACHS & CO. LLC|1780
NESR|NT ENRGY REUNTD ORD|SWIM|TD Ameritrade, Inc.|1725
NESR|NT ENRGY REUNTD ORD|TKNG|ALLY INVEST SECURITIES LLC|8
NESR|NT ENRGY REUNTD ORD|TRBT|Tradebot Systems, Inc.|111
NESR|NT ENRGY REUNTD ORD|TRCM|TRC MARKETS LLC|1726
NESR|NT ENRGY REUNTD ORD|UBSA|UBS SECURITIES LLC|22255
NESR|NT ENRGY REUNTD ORD|UBSS|UBS Securities LLC|2506
NESR|NT ENRGY REUNTD ORD|VGRD|Vanguard Marketing Corporation|1900
NESR|NT ENRGY REUNTD ORD|WEED|Weeden & Co.L.P.|190
NESR|NT ENRGY REUNTD ORD|WGIF|CIBC World Markets Inc.|50
NESR|NT ENRGY REUNTD ORD|WTCO|Williams Trading LLC|25000
NESR|NT ENRGY REUNTD ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
NESR|NT ENRGY REUNTD ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|150
NESRW|NT ENRGY REUNITED WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10600
NESRW|NT ENRGY REUNITED WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1700
NESRW|NT ENRGY REUNITED WT|EBXL|EBX LLC|100
NESRW|NT ENRGY REUNITED WT|ETRS|E*Trade Securities LLC|23
NESRW|NT ENRGY REUNITED WT|FBCO|Credit Suisse Securities (USA) LLC|200
NESRW|NT ENRGY REUNITED WT|GSCO|GOLDMAN SACHS & CO. LLC|5000
NESRW|NT ENRGY REUNITED WT|ICBX|INSTINET, LLC|2900
NESRW|NT ENRGY REUNITED WT|INCA|INSTINET, LLC|137370
NESRW|NT ENRGY REUNITED WT|LIME|Lime Brokerage LLC|200
NESRW|NT ENRGY REUNITED WT|MSCO|MORGAN STANLEY & CO. LLC|104500
NESRW|NT ENRGY REUNITED WT|MZHO|Mizuho Securities USA LLC|14100
NESRW|NT ENRGY REUNITED WT|NFSC|National Financial Services LLC|10065
NESRW|NT ENRGY REUNITED WT|NITE|VIRTU Americas LLC|8637
NESRW|NT ENRGY REUNITED WT|SGMT|GOLDMAN SACHS & CO. LLC|2900
NESRW|NT ENRGY REUNITED WT|SPDR|SPEEDROUTE LLC|200
NESRW|NT ENRGY REUNITED WT|UBSS|UBS Securities LLC|3300
NETE|NET ELEMENT CMN|ALTX|Alternet Securities Inc.|1000
NETE|NET ELEMENT CMN|APCC|Apex Clearing Corporation|5442
NETE|NET ELEMENT CMN|BATM|CBOE TRADING, INC.|3027
NETE|NET ELEMENT CMN|BERN|Sanford C. Bernstein & Co., LLC|1662
NETE|NET ELEMENT CMN|BIMI|Banca IMI Securities Corp.|6264
NETE|NET ELEMENT CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|703
NETE|NET ELEMENT CMN|CANT|Cantor Fitzgerald & Co.|145
NETE|NET ELEMENT CMN|CHAS|Charles Schwab & Co., Inc.|3292
NETE|NET ELEMENT CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2302
NETE|NET ELEMENT CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
NETE|NET ELEMENT CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28575
NETE|NET ELEMENT CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16265
NETE|NET ELEMENT CMN|CTDL|Citadel Derivatives Group Llc|3271
NETE|NET ELEMENT CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
NETE|NET ELEMENT CMN|DBAB|Deutsche Bank Securities Inc.|9564
NETE|NET ELEMENT CMN|DBAX|Deutsche Bank Securities Inc.|6200
NETE|NET ELEMENT CMN|DEAN|MORGAN STANLEY|2225
NETE|NET ELEMENT CMN|DEGS|RONIN PROFESSIONAL LLC|6370
NETE|NET ELEMENT CMN|EBXL|EBX LLC|4200
NETE|NET ELEMENT CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|130
NETE|NET ELEMENT CMN|EDJO|Edward D. Jones & Co., L.P.|1130
NETE|NET ELEMENT CMN|EGAM|CBOE TRADING, INC.|8906
NETE|NET ELEMENT CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
NETE|NET ELEMENT CMN|EGXM|CBOE TRADING, INC.|1864
NETE|NET ELEMENT CMN|ETBE|Electronic Transaction Clearing, Inc.|100
NETE|NET ELEMENT CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
NETE|NET ELEMENT CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|973
NETE|NET ELEMENT CMN|ETRS|E*Trade Securities LLC|285805
NETE|NET ELEMENT CMN|FBCO|Credit Suisse Securities (USA) LLC|40741
NETE|NET ELEMENT CMN|FILL|Tradestation Securities, Inc.|27652
NETE|NET ELEMENT CMN|FMAF|NBCN Inc./ CDS|350
NETE|NET ELEMENT CMN|FOMA|TD AMERITRADE CLEARING, INC.|508522
NETE|NET ELEMENT CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
NETE|NET ELEMENT CMN|FTBR|Foliofn Investments, Inc.|38
NETE|NET ELEMENT CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4376
NETE|NET ELEMENT CMN|GLIS|TD Securities Inc|446
NETE|NET ELEMENT CMN|GLPX|ACS EXECUTION SERVICES, LLC|13658
NETE|NET ELEMENT CMN|GSCO|GOLDMAN SACHS & CO. LLC|3607
NETE|NET ELEMENT CMN|GSCS|GOLDMAN SACHS & CO. LLC|511
NETE|NET ELEMENT CMN|GSLT|GOLDMAN SACHS & CO. LLC|4853
NETE|NET ELEMENT CMN|GTSZ|GTS SECURITIES LLC|14606
NETE|NET ELEMENT CMN|HRBF|American Enterprise Investment Services Inc.|1600
NETE|NET ELEMENT CMN|IATS|INTERACTIVE BROKERS LLC|30062
NETE|NET ELEMENT CMN|IBKR|Interactive Brokers Llc|112073
NETE|NET ELEMENT CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|200
NETE|NET ELEMENT CMN|INCA|INSTINET, LLC|137967
NETE|NET ELEMENT CMN|INJX|INSTINET, LLC|204
NETE|NET ELEMENT CMN|ITGI|ITG Inc.|8155
NETE|NET ELEMENT CMN|ITGP|ITG INC.|12400
NETE|NET ELEMENT CMN|JEFF|JEFFERIES LLC|867
NETE|NET ELEMENT CMN|JMPT|JUMP TRADING, LLC|503
NETE|NET ELEMENT CMN|JPMX|J.P. Morgan Securities LLC|400
NETE|NET ELEMENT CMN|JSJX|JANE STREET CAPITAL LLC|40305
NETE|NET ELEMENT CMN|KCGM|VIRTU Americas LLC|629
NETE|NET ELEMENT CMN|LEHM|Barclays Capital Inc./Le|23348
NETE|NET ELEMENT CMN|LGNT|COR CLEARING LLC|279
NETE|NET ELEMENT CMN|LIME|Lime Brokerage LLC|41792
NETE|NET ELEMENT CMN|LSCI|Lek Securities Corporation|1300
NETE|NET ELEMENT CMN|MACC|Mid Atlantic Capital Corporation|1300
NETE|NET ELEMENT CMN|MBTS|ALLY INVEST SECURITIES LLC|2740
NETE|NET ELEMENT CMN|MIRA|MIRAE ASSET SECURITIES (USA) INC.|100
NETE|NET ELEMENT CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3300
NETE|NET ELEMENT CMN|MOTF|MOTIF INVESTING, INC.|2
NETE|NET ELEMENT CMN|MSCO|MORGAN STANLEY & CO. LLC|135218
NETE|NET ELEMENT CMN|MSPL|MORGAN STANLEY & CO. LLC|700
NETE|NET ELEMENT CMN|NFSC|National Financial Services LLC|303627
NETE|NET ELEMENT CMN|NITE|VIRTU Americas LLC|774500
NETE|NET ELEMENT CMN|NITP|VIRTU Americas LLC|300
NETE|NET ELEMENT CMN|NQRB|Brut, LLC|7422
NETE|NET ELEMENT CMN|OPCO|Oppenheimer & Co. Inc.|1109
NETE|NET ELEMENT CMN|PDQM|CODA MARKETS, INC.|25754
NETE|NET ELEMENT CMN|RBCM|RBC CAPITAL MARKETS, LLC|3696
NETE|NET ELEMENT CMN|SAGL|SAGETRADER, LLC|4700
NETE|NET ELEMENT CMN|SALI|INTL FCSTONE FINANCIAL INC.|250
NETE|NET ELEMENT CMN|SBSH|Citigroup Global Markets Inc.|17734
NETE|NET ELEMENT CMN|SGMT|GOLDMAN SACHS & CO. LLC|3809
NETE|NET ELEMENT CMN|SPDR|SPEEDROUTE LLC|3756
NETE|NET ELEMENT CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2857
NETE|NET ELEMENT CMN|STKP|STOCKPILE INVESTMENTS, INC.|1804
NETE|NET ELEMENT CMN|SWIM|TD Ameritrade, Inc.|111580
NETE|NET ELEMENT CMN|SWST|Hilltop Securities Inc.|201448
NETE|NET ELEMENT CMN|TKNG|ALLY INVEST SECURITIES LLC|5855
NETE|NET ELEMENT CMN|TRCM|TRC MARKETS LLC|2198
NETE|NET ELEMENT CMN|UBSA|UBS SECURITIES LLC|29209
NETE|NET ELEMENT CMN|UBSS|UBS Securities LLC|71409
NETE|NET ELEMENT CMN|VALX|VIRTU AMERICAS LLC|5905
NETE|NET ELEMENT CMN|VGRD|Vanguard Marketing Corporation|11963
NETE|NET ELEMENT CMN|WCHV|WELLS FARGO SECURITIES, LLC|24878
NETE|NET ELEMENT CMN|WEDB|WEDBUSH SECURITIES INC.|900
NETE|NET ELEMENT CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3133
NETE|NET ELEMENT CMN|WGIF|CIBC World Markets Inc.|2100
NETE|NET ELEMENT CMN|WORD|Worden Capital Management LLC|2000
NETE|NET ELEMENT CMN|WSEA|WOLVERINE SECURITIES, LLC|8813
NETE|NET ELEMENT CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
NETE|NET ELEMENT CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50
NETS|NETSHOES (CAYMAN) LI|ALTX|Alternet Securities Inc.|3300
NETS|NETSHOES (CAYMAN) LI|APCC|Apex Clearing Corporation|539
NETS|NETSHOES (CAYMAN) LI|BAYC|BAY CREST PARTNERS, LLC|4236
NETS|NETSHOES (CAYMAN) LI|BERN|Sanford C. Bernstein & Co., LLC|1049
NETS|NETSHOES (CAYMAN) LI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|750
NETS|NETSHOES (CAYMAN) LI|CHAS|Charles Schwab & Co., Inc.|300
NETS|NETSHOES (CAYMAN) LI|CIST|Capital Institutional Services, Inc.|300
NETS|NETSHOES (CAYMAN) LI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3496
NETS|NETSHOES (CAYMAN) LI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
NETS|NETSHOES (CAYMAN) LI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26626
NETS|NETSHOES (CAYMAN) LI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NETS|NETSHOES (CAYMAN) LI|DBAB|Deutsche Bank Securities Inc.|11100
NETS|NETSHOES (CAYMAN) LI|DBAX|Deutsche Bank Securities Inc.|3900
NETS|NETSHOES (CAYMAN) LI|DEAN|MORGAN STANLEY|1750
NETS|NETSHOES (CAYMAN) LI|DEGS|RONIN PROFESSIONAL LLC|7500
NETS|NETSHOES (CAYMAN) LI|EBXL|EBX LLC|37200
NETS|NETSHOES (CAYMAN) LI|EGAM|CBOE TRADING, INC.|300
NETS|NETSHOES (CAYMAN) LI|EGXM|CBOE TRADING, INC.|50
NETS|NETSHOES (CAYMAN) LI|ETRS|E*Trade Securities LLC|41150
NETS|NETSHOES (CAYMAN) LI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24909
NETS|NETSHOES (CAYMAN) LI|GLPX|ACS EXECUTION SERVICES, LLC|1350
NETS|NETSHOES (CAYMAN) LI|GSCO|GOLDMAN SACHS & CO. LLC|24351
NETS|NETSHOES (CAYMAN) LI|GSLT|GOLDMAN SACHS & CO. LLC|1741
NETS|NETSHOES (CAYMAN) LI|GTSZ|GTS SECURITIES LLC|6256
NETS|NETSHOES (CAYMAN) LI|IATS|INTERACTIVE BROKERS LLC|3820
NETS|NETSHOES (CAYMAN) LI|IBKR|Interactive Brokers Llc|16659
NETS|NETSHOES (CAYMAN) LI|ICBX|INSTINET, LLC|21200
NETS|NETSHOES (CAYMAN) LI|INCA|INSTINET, LLC|15518
NETS|NETSHOES (CAYMAN) LI|ITAU|Itau USA Securities Inc.|2000
NETS|NETSHOES (CAYMAN) LI|ITGI|ITG Inc.|16860
NETS|NETSHOES (CAYMAN) LI|ITGP|ITG INC.|193400
NETS|NETSHOES (CAYMAN) LI|JEFF|JEFFERIES LLC|8177
NETS|NETSHOES (CAYMAN) LI|JMPT|JUMP TRADING, LLC|524
NETS|NETSHOES (CAYMAN) LI|JPMX|J.P. Morgan Securities LLC|19574
NETS|NETSHOES (CAYMAN) LI|KCGM|VIRTU Americas LLC|4617
NETS|NETSHOES (CAYMAN) LI|LEHM|Barclays Capital Inc./Le|15950
NETS|NETSHOES (CAYMAN) LI|LIME|Lime Brokerage LLC|7010
NETS|NETSHOES (CAYMAN) LI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15200
NETS|NETSHOES (CAYMAN) LI|MOTF|MOTIF INVESTING, INC.|1
NETS|NETSHOES (CAYMAN) LI|MSCO|MORGAN STANLEY & CO. LLC|117718
NETS|NETSHOES (CAYMAN) LI|MSPL|MORGAN STANLEY & CO. LLC|4100
NETS|NETSHOES (CAYMAN) LI|MSTX|MORGAN STANLEY & CO. LLC|4600
NETS|NETSHOES (CAYMAN) LI|NFSC|National Financial Services LLC|44597
NETS|NETSHOES (CAYMAN) LI|NITE|VIRTU Americas LLC|187303
NETS|NETSHOES (CAYMAN) LI|NQRB|Brut, LLC|125
NETS|NETSHOES (CAYMAN) LI|PDQM|CODA MARKETS, INC.|3849
NETS|NETSHOES (CAYMAN) LI|SAGL|SAGETRADER, LLC|1200
NETS|NETSHOES (CAYMAN) LI|SBSH|Citigroup Global Markets Inc.|14450
NETS|NETSHOES (CAYMAN) LI|SGMT|GOLDMAN SACHS & CO. LLC|3550
NETS|NETSHOES (CAYMAN) LI|SIBO|Prime Executions, Inc.|33552
NETS|NETSHOES (CAYMAN) LI|SPDR|SPEEDROUTE LLC|5400
NETS|NETSHOES (CAYMAN) LI|SWIM|TD Ameritrade, Inc.|34831
NETS|NETSHOES (CAYMAN) LI|TKNG|ALLY INVEST SECURITIES LLC|639
NETS|NETSHOES (CAYMAN) LI|TRBT|Tradebot Systems, Inc.|10216
NETS|NETSHOES (CAYMAN) LI|TRCM|TRC MARKETS LLC|1200
NETS|NETSHOES (CAYMAN) LI|UBSA|UBS SECURITIES LLC|50269
NETS|NETSHOES (CAYMAN) LI|UBSS|UBS Securities LLC|61247
NETS|NETSHOES (CAYMAN) LI|VALX|VIRTU AMERICAS LLC|100
NETS|NETSHOES (CAYMAN) LI|VGRD|Vanguard Marketing Corporation|300
NETS|NETSHOES (CAYMAN) LI|WCHV|WELLS FARGO SECURITIES, LLC|8660
NETS|NETSHOES (CAYMAN) LI|WEED|Weeden & Co.L.P.|11025
NETS|NETSHOES (CAYMAN) LI|WSEA|WOLVERINE SECURITIES, LLC|731
NETS|NETSHOES (CAYMAN) LI|XPUS|XP SECURITIES, LLC|11050
NETS|NETSHOES (CAYMAN) LI|XSTM|NATIONAL FINANCIAL SERVICES LLC|10060
NETS|NETSHOES (CAYMAN) LI|YKNA|COMHAR CAPITAL MARKETS, LLC|699
NEU|NEWMARKET CORP|ALTX|Alternet Securities Inc.|1022
NEU|NEWMARKET CORP|APCC|Apex Clearing Corporation|12
NEU|NEWMARKET CORP|BARD|Robert W. Baird & Co. Incorporated|236
NEU|NEWMARKET CORP|BATM|CBOE TRADING, INC.|1362
NEU|NEWMARKET CORP|BBNT|BB&T SECURITIES, LLC|175
NEU|NEWMARKET CORP|BERN|Sanford C. Bernstein & Co., LLC|1014
NEU|NEWMARKET CORP|BIMI|Banca IMI Securities Corp.|135
NEU|NEWMARKET CORP|BKCM|BNY Mellon Capital Markets LLC|1801
NEU|NEWMARKET CORP|BMOC|BMO Capital Markets Corp.|407
NEU|NEWMARKET CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2691
NEU|NEWMARKET CORP|BTIG|BTIG, LLC|121
NEU|NEWMARKET CORP|BYXM|CBOE TRADING, INC.|600
NEU|NEWMARKET CORP|CHAS|Charles Schwab & Co., Inc.|29
NEU|NEWMARKET CORP|CIST|Capital Institutional Services, Inc.|602
NEU|NEWMARKET CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3193
NEU|NEWMARKET CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24584
NEU|NEWMARKET CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|39176
NEU|NEWMARKET CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16751
NEU|NEWMARKET CORP|CTDL|Citadel Derivatives Group Llc|237
NEU|NEWMARKET CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1690
NEU|NEWMARKET CORP|DADA|D.A. Davidson & Co.|8
NEU|NEWMARKET CORP|DAVA|Davenport & Company LLC|100
NEU|NEWMARKET CORP|DBAB|Deutsche Bank Securities Inc.|5478
NEU|NEWMARKET CORP|DBAX|Deutsche Bank Securities Inc.|11500
NEU|NEWMARKET CORP|DBUL|Deutsche Bank Securities Inc.|200
NEU|NEWMARKET CORP|DEAN|MORGAN STANLEY|1538
NEU|NEWMARKET CORP|EBXL|EBX LLC|9900
NEU|NEWMARKET CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|563
NEU|NEWMARKET CORP|EDJO|Edward D. Jones & Co., L.P.|465
NEU|NEWMARKET CORP|EGAM|CBOE TRADING, INC.|427
NEU|NEWMARKET CORP|EGAW|CBOE TRADING, INC.|2
NEU|NEWMARKET CORP|EGXM|CBOE TRADING, INC.|400
NEU|NEWMARKET CORP|EGXW|CBOE TRADING, INC.|100
NEU|NEWMARKET CORP|ETRS|E*Trade Securities LLC|1942
NEU|NEWMARKET CORP|FMAF|NBCN Inc./ CDS|19
NEU|NEWMARKET CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|110
NEU|NEWMARKET CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7325
NEU|NEWMARKET CORP|FTBR|Foliofn Investments, Inc.|14
NEU|NEWMARKET CORP|GLPX|ACS EXECUTION SERVICES, LLC|9119
NEU|NEWMARKET CORP|GSCO|GOLDMAN SACHS & CO. LLC|20601
NEU|NEWMARKET CORP|GSLT|GOLDMAN SACHS & CO. LLC|200
NEU|NEWMARKET CORP|GTSZ|GTS SECURITIES LLC|20308
NEU|NEWMARKET CORP|HRBF|American Enterprise Investment Services Inc.|218
NEU|NEWMARKET CORP|IATS|INTERACTIVE BROKERS LLC|466
NEU|NEWMARKET CORP|IBKR|Interactive Brokers Llc|9382
NEU|NEWMARKET CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
NEU|NEWMARKET CORP|ICBX|INSTINET, LLC|3700
NEU|NEWMARKET CORP|IEQY|CITADEL SECURITIES LLC|2102
NEU|NEWMARKET CORP|INCA|INSTINET, LLC|10689
NEU|NEWMARKET CORP|INJX|INSTINET, LLC|200
NEU|NEWMARKET CORP|ITGI|ITG Inc.|4155
NEU|NEWMARKET CORP|ITGP|ITG INC.|10000
NEU|NEWMARKET CORP|JANY|Janney Montgomery Scott Inc.|4
NEU|NEWMARKET CORP|JEFF|JEFFERIES LLC|1352
NEU|NEWMARKET CORP|JMPT|JUMP TRADING, LLC|24
NEU|NEWMARKET CORP|JPBX|J.P. MORGAN SECURITIES LLC|400
NEU|NEWMARKET CORP|JPMX|J.P. Morgan Securities LLC|21943
NEU|NEWMARKET CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
NEU|NEWMARKET CORP|KCGM|VIRTU Americas LLC|3515
NEU|NEWMARKET CORP|LEHM|Barclays Capital Inc./Le|21288
NEU|NEWMARKET CORP|LIME|Lime Brokerage LLC|694
NEU|NEWMARKET CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8164
NEU|NEWMARKET CORP|MOTF|MOTIF INVESTING, INC.|32
NEU|NEWMARKET CORP|MSCO|MORGAN STANLEY & CO. LLC|62376
NEU|NEWMARKET CORP|MSPL|MORGAN STANLEY & CO. LLC|16300
NEU|NEWMARKET CORP|NFSC|National Financial Services LLC|2541
NEU|NEWMARKET CORP|NITE|VIRTU Americas LLC|53515
NEU|NEWMARKET CORP|NQRB|Brut, LLC|686
NEU|NEWMARKET CORP|NTRC|Northern Trust Securities, Inc.|9
NEU|NEWMARKET CORP|PDQM|CODA MARKETS, INC.|16366
NEU|NEWMARKET CORP|PWJC|UBS Financial Services, Inc.|11
NEU|NEWMARKET CORP|RBCM|RBC CAPITAL MARKETS, LLC|449
NEU|NEWMARKET CORP|SALI|INTL FCSTONE FINANCIAL INC.|5
NEU|NEWMARKET CORP|SBSH|Citigroup Global Markets Inc.|2880
NEU|NEWMARKET CORP|SGMT|GOLDMAN SACHS & CO. LLC|4125
NEU|NEWMARKET CORP|SPDR|SPEEDROUTE LLC|3777
NEU|NEWMARKET CORP|SPTD|MINT GLOBAL MARKETS, INC.|10478
NEU|NEWMARKET CORP|STFL|Stifel, Nicolaus & Company, Incorporated|101
NEU|NEWMARKET CORP|SWIM|TD Ameritrade, Inc.|7010
NEU|NEWMARKET CORP|SWST|Hilltop Securities Inc.|28
NEU|NEWMARKET CORP|TKNG|ALLY INVEST SECURITIES LLC|55
NEU|NEWMARKET CORP|TRBT|Tradebot Systems, Inc.|1595
NEU|NEWMARKET CORP|TRCM|TRC MARKETS LLC|1
NEU|NEWMARKET CORP|UBSA|UBS SECURITIES LLC|35543
NEU|NEWMARKET CORP|UBSS|UBS Securities LLC|47327
NEU|NEWMARKET CORP|VALX|VIRTU AMERICAS LLC|2252
NEU|NEWMARKET CORP|VGRD|Vanguard Marketing Corporation|192
NEU|NEWMARKET CORP|WBLR|WILLIAM BLAIR|28
NEU|NEWMARKET CORP|WCHV|WELLS FARGO SECURITIES, LLC|2989
NEU|NEWMARKET CORP|WEDB|WEDBUSH SECURITIES INC.|1
NEU|NEWMARKET CORP|WEED|Weeden & Co.L.P.|74
NEU|NEWMARKET CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|103
NEU|NEWMARKET CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3356
NEU|NEWMARKET CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
NEU|NEWMARKET CORP|WSEA|WOLVERINE SECURITIES, LLC|52
NEU|NEWMARKET CORP|XIST|INSTINET, LLC|2722
NEU|NEWMARKET CORP|XPQR|Jump Trading|606
NEU|NEWMARKET CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
NEU|NEWMARKET CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1078
NEU|NEWMARKET CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|303
NEV|NUVEEN ENHANCED MUNI|ALTX|Alternet Securities Inc.|105
NEV|NUVEEN ENHANCED MUNI|APCC|Apex Clearing Corporation|3
NEV|NUVEEN ENHANCED MUNI|BANK|Primevest Financial Services, Inc.|9
NEV|NUVEEN ENHANCED MUNI|BARD|Robert W. Baird & Co. Incorporated|1400
NEV|NUVEEN ENHANCED MUNI|BATM|CBOE TRADING, INC.|329
NEV|NUVEEN ENHANCED MUNI|BBNT|BB&T SECURITIES, LLC|3567
NEV|NUVEEN ENHANCED MUNI|BERN|Sanford C. Bernstein & Co., LLC|3
NEV|NUVEEN ENHANCED MUNI|BRGE|Newbridge Securities Corp.|504
NEV|NUVEEN ENHANCED MUNI|BTIG|BTIG, LLC|2300
NEV|NUVEEN ENHANCED MUNI|CANT|Cantor Fitzgerald & Co.|656
NEV|NUVEEN ENHANCED MUNI|CHAS|Charles Schwab & Co., Inc.|1
NEV|NUVEEN ENHANCED MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5664
NEV|NUVEEN ENHANCED MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NEV|NUVEEN ENHANCED MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8322
NEV|NUVEEN ENHANCED MUNI|CTDL|Citadel Derivatives Group Llc|290
NEV|NUVEEN ENHANCED MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NEV|NUVEEN ENHANCED MUNI|DBAX|Deutsche Bank Securities Inc.|1000
NEV|NUVEEN ENHANCED MUNI|DEAN|MORGAN STANLEY|4201
NEV|NUVEEN ENHANCED MUNI|EBXL|EBX LLC|5900
NEV|NUVEEN ENHANCED MUNI|ETBE|Electronic Transaction Clearing, Inc.|100
NEV|NUVEEN ENHANCED MUNI|ETRS|E*Trade Securities LLC|5351
NEV|NUVEEN ENHANCED MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6123
NEV|NUVEEN ENHANCED MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21087
NEV|NUVEEN ENHANCED MUNI|FTBR|Foliofn Investments, Inc.|19
NEV|NUVEEN ENHANCED MUNI|GLPX|ACS EXECUTION SERVICES, LLC|1022
NEV|NUVEEN ENHANCED MUNI|GSCO|GOLDMAN SACHS & CO. LLC|13496
NEV|NUVEEN ENHANCED MUNI|GSLT|GOLDMAN SACHS & CO. LLC|600
NEV|NUVEEN ENHANCED MUNI|GTSZ|GTS SECURITIES LLC|87
NEV|NUVEEN ENHANCED MUNI|HRBF|American Enterprise Investment Services Inc.|4827
NEV|NUVEEN ENHANCED MUNI|IATS|INTERACTIVE BROKERS LLC|1541
NEV|NUVEEN ENHANCED MUNI|IBKR|Interactive Brokers Llc|1877
NEV|NUVEEN ENHANCED MUNI|ICBX|INSTINET, LLC|6500
NEV|NUVEEN ENHANCED MUNI|INCA|INSTINET, LLC|3136
NEV|NUVEEN ENHANCED MUNI|ITGI|ITG Inc.|21542
NEV|NUVEEN ENHANCED MUNI|ITGP|ITG INC.|4400
NEV|NUVEEN ENHANCED MUNI|JANY|Janney Montgomery Scott Inc.|300
NEV|NUVEEN ENHANCED MUNI|JEFF|JEFFERIES LLC|2128
NEV|NUVEEN ENHANCED MUNI|JONE|JonesTrading|131800
NEV|NUVEEN ENHANCED MUNI|JPMX|J.P. Morgan Securities LLC|418
NEV|NUVEEN ENHANCED MUNI|KCGM|VIRTU Americas LLC|2672
NEV|NUVEEN ENHANCED MUNI|LEHM|Barclays Capital Inc./Le|5000
NEV|NUVEEN ENHANCED MUNI|LGNT|COR CLEARING LLC|9
NEV|NUVEEN ENHANCED MUNI|LIME|Lime Brokerage LLC|106
NEV|NUVEEN ENHANCED MUNI|LIWE|LIME BROKERAGE LLC|1800
NEV|NUVEEN ENHANCED MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1766
NEV|NUVEEN ENHANCED MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
NEV|NUVEEN ENHANCED MUNI|MSCO|MORGAN STANLEY & CO. LLC|12778
NEV|NUVEEN ENHANCED MUNI|MSPL|MORGAN STANLEY & CO. LLC|4500
NEV|NUVEEN ENHANCED MUNI|MSTX|MORGAN STANLEY & CO. LLC|200
NEV|NUVEEN ENHANCED MUNI|NFSC|National Financial Services LLC|88915
NEV|NUVEEN ENHANCED MUNI|NITE|VIRTU Americas LLC|132042
NEV|NUVEEN ENHANCED MUNI|NQRB|Brut, LLC|1904
NEV|NUVEEN ENHANCED MUNI|OPCO|Oppenheimer & Co. Inc.|2795
NEV|NUVEEN ENHANCED MUNI|PDQM|CODA MARKETS, INC.|1427
NEV|NUVEEN ENHANCED MUNI|PWJC|UBS Financial Services, Inc.|3600
NEV|NUVEEN ENHANCED MUNI|RBCM|RBC CAPITAL MARKETS, LLC|6427
NEV|NUVEEN ENHANCED MUNI|SBSH|Citigroup Global Markets Inc.|200
NEV|NUVEEN ENHANCED MUNI|SGMT|GOLDMAN SACHS & CO. LLC|4763
NEV|NUVEEN ENHANCED MUNI|SPDR|SPEEDROUTE LLC|100
NEV|NUVEEN ENHANCED MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|8889
NEV|NUVEEN ENHANCED MUNI|SWIM|TD Ameritrade, Inc.|1000
NEV|NUVEEN ENHANCED MUNI|SWST|Hilltop Securities Inc.|29552
NEV|NUVEEN ENHANCED MUNI|TRBT|Tradebot Systems, Inc.|718
NEV|NUVEEN ENHANCED MUNI|UBSA|UBS SECURITIES LLC|18369
NEV|NUVEEN ENHANCED MUNI|UBSS|UBS Securities LLC|30347
NEV|NUVEEN ENHANCED MUNI|VALX|VIRTU AMERICAS LLC|245
NEV|NUVEEN ENHANCED MUNI|VGRD|Vanguard Marketing Corporation|15628
NEV|NUVEEN ENHANCED MUNI|WCHV|WELLS FARGO SECURITIES, LLC|25679
NEV|NUVEEN ENHANCED MUNI|WEDB|WEDBUSH SECURITIES INC.|12717
NEV|NUVEEN ENHANCED MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|2500
NEV|NUVEEN ENHANCED MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NEV|NUVEEN ENHANCED MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11182
NEW|PUXIN LTD ADS|ADAM|CANACCORD GENUITY INC.|6750
NEW|PUXIN LTD ADS|ALTX|Alternet Securities Inc.|35884
NEW|PUXIN LTD ADS|APCC|Apex Clearing Corporation|48193
NEW|PUXIN LTD ADS|AQUA|AQUA SECURITIES L.P.|5900
NEW|PUXIN LTD ADS|BATM|CBOE TRADING, INC.|20657
NEW|PUXIN LTD ADS|BAYT|BTIG, LLC|58354
NEW|PUXIN LTD ADS|BBNT|BB&T SECURITIES, LLC|4000
NEW|PUXIN LTD ADS|BERN|Sanford C. Bernstein & Co., LLC|14560
NEW|PUXIN LTD ADS|BIMI|Banca IMI Securities Corp.|1095
NEW|PUXIN LTD ADS|BTIG|BTIG, LLC|20911
NEW|PUXIN LTD ADS|BYXM|CBOE TRADING, INC.|5295
NEW|PUXIN LTD ADS|CHAS|Charles Schwab & Co., Inc.|3692
NEW|PUXIN LTD ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|250
NEW|PUXIN LTD ADS|CNTR|PRECISION SECURITIES, LLC|100
NEW|PUXIN LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|209732
NEW|PUXIN LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|208225
NEW|PUXIN LTD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|84291
NEW|PUXIN LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115422
NEW|PUXIN LTD ADS|CTDL|Citadel Derivatives Group Llc|2371
NEW|PUXIN LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|74116
NEW|PUXIN LTD ADS|DBAB|Deutsche Bank Securities Inc.|14377
NEW|PUXIN LTD ADS|DBAX|Deutsche Bank Securities Inc.|258500
NEW|PUXIN LTD ADS|DEAN|MORGAN STANLEY|3148
NEW|PUXIN LTD ADS|EBXL|EBX LLC|165400
NEW|PUXIN LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|79
NEW|PUXIN LTD ADS|EGAM|CBOE TRADING, INC.|63419
NEW|PUXIN LTD ADS|EGAW|CBOE TRADING, INC.|820
NEW|PUXIN LTD ADS|EGMT|EG MARKET TECHNOLOGIES LLC|300
NEW|PUXIN LTD ADS|EGXM|CBOE TRADING, INC.|12739
NEW|PUXIN LTD ADS|EGXW|CBOE TRADING, INC.|639
NEW|PUXIN LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|7232
NEW|PUXIN LTD ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2675
NEW|PUXIN LTD ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|950
NEW|PUXIN LTD ADS|ETRS|E*Trade Securities LLC|586910
NEW|PUXIN LTD ADS|FILL|Tradestation Securities, Inc.|35123
NEW|PUXIN LTD ADS|FMAF|NBCN Inc./ CDS|3396
NEW|PUXIN LTD ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23808
NEW|PUXIN LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23760
NEW|PUXIN LTD ADS|FTBR|Foliofn Investments, Inc.|1662
NEW|PUXIN LTD ADS|GLIS|TD Securities Inc|300
NEW|PUXIN LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|425098
NEW|PUXIN LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|99894
NEW|PUXIN LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|26547
NEW|PUXIN LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|36206
NEW|PUXIN LTD ADS|GTSZ|GTS SECURITIES LLC|80125
NEW|PUXIN LTD ADS|HRBF|American Enterprise Investment Services Inc.|1100
NEW|PUXIN LTD ADS|HSBC|HSBC Securities, Inc.|7101
NEW|PUXIN LTD ADS|IATS|INTERACTIVE BROKERS LLC|321299
NEW|PUXIN LTD ADS|IBKR|Interactive Brokers Llc|768112
NEW|PUXIN LTD ADS|ICBX|INSTINET, LLC|48946
NEW|PUXIN LTD ADS|INCA|INSTINET, LLC|417917
NEW|PUXIN LTD ADS|ITGI|ITG Inc.|86355
NEW|PUXIN LTD ADS|ITGP|ITG INC.|118200
NEW|PUXIN LTD ADS|JEFF|JEFFERIES LLC|2200
NEW|PUXIN LTD ADS|JMPT|JUMP TRADING, LLC|8617
NEW|PUXIN LTD ADS|JPMX|J.P. Morgan Securities LLC|96174
NEW|PUXIN LTD ADS|JSJX|JANE STREET CAPITAL LLC|6946
NEW|PUXIN LTD ADS|KCGM|VIRTU Americas LLC|55549
NEW|PUXIN LTD ADS|KCRD|PHX FINANCIAL, INC.|16134
NEW|PUXIN LTD ADS|LEHM|Barclays Capital Inc./Le|174613
NEW|PUXIN LTD ADS|LIME|Lime Brokerage LLC|18133
NEW|PUXIN LTD ADS|LSCI|Lek Securities Corporation|5231
NEW|PUXIN LTD ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5114
NEW|PUXIN LTD ADS|MAVB|Great Point Capital LLC|500
NEW|PUXIN LTD ADS|MBTS|ALLY INVEST SECURITIES LLC|150
NEW|PUXIN LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48746
NEW|PUXIN LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|560063
NEW|PUXIN LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|36000
NEW|PUXIN LTD ADS|MULL|MARK J. MULLER EQUITIES, INC.|1620
NEW|PUXIN LTD ADS|NFSC|National Financial Services LLC|871210
NEW|PUXIN LTD ADS|NITE|VIRTU Americas LLC|1486526
NEW|PUXIN LTD ADS|NQRB|Brut, LLC|5086
NEW|PUXIN LTD ADS|NTBF|BMO Nesbitt Burns Inc./CDS|8042
NEW|PUXIN LTD ADS|PCPT|PHILLIP CAPITAL INC.|1814
NEW|PUXIN LTD ADS|PDQM|CODA MARKETS, INC.|558846
NEW|PUXIN LTD ADS|POIN|PRECISION SECURITIES, LLC (POIN)|100
NEW|PUXIN LTD ADS|PREC|PRECISION SECURITIES, LLC|5375
NEW|PUXIN LTD ADS|PWJC|UBS Financial Services, Inc.|250
NEW|PUXIN LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|4386
NEW|PUXIN LTD ADS|RJLC|RJL CAPITAL GROUP, LLC|700
NEW|PUXIN LTD ADS|SAGL|SAGETRADER, LLC|45389
NEW|PUXIN LTD ADS|SALI|INTL FCSTONE FINANCIAL INC.|1700
NEW|PUXIN LTD ADS|SBSH|Citigroup Global Markets Inc.|58383
NEW|PUXIN LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|85572
NEW|PUXIN LTD ADS|SPDR|SPEEDROUTE LLC|85408
NEW|PUXIN LTD ADS|SPTD|MINT GLOBAL MARKETS, INC.|200
NEW|PUXIN LTD ADS|STFL|Stifel, Nicolaus & Company, Incorporated|644
NEW|PUXIN LTD ADS|SWIM|TD Ameritrade, Inc.|679449
NEW|PUXIN LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|31543
NEW|PUXIN LTD ADS|TRBT|Tradebot Systems, Inc.|37824
NEW|PUXIN LTD ADS|TRCM|TRC MARKETS LLC|2489
NEW|PUXIN LTD ADS|TWTT|TASTYWORKS, INC.|1015
NEW|PUXIN LTD ADS|UBSA|UBS SECURITIES LLC|394893
NEW|PUXIN LTD ADS|UBSS|UBS Securities LLC|485991
NEW|PUXIN LTD ADS|VALX|VIRTU AMERICAS LLC|66739
NEW|PUXIN LTD ADS|VGRD|Vanguard Marketing Corporation|73231
NEW|PUXIN LTD ADS|VSIN|Vision Financial Markets Llc|467
NEW|PUXIN LTD ADS|WBET|Wallachbeth Capital LLC|150
NEW|PUXIN LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|17505
NEW|PUXIN LTD ADS|WEDB|WEDBUSH SECURITIES INC.|892467
NEW|PUXIN LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15921
NEW|PUXIN LTD ADS|WGIF|CIBC World Markets Inc.|15628
NEW|PUXIN LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|41426
NEW|PUXIN LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|17576
NEW|PUXIN LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|75848
NEW|PUXIN LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2215
NEWA|NEWATER TECH CM|ALTX|Alternet Securities Inc.|4698
NEWA|NEWATER TECH CM|APCC|Apex Clearing Corporation|560
NEWA|NEWATER TECH CM|BATM|CBOE TRADING, INC.|1901
NEWA|NEWATER TECH CM|BRGE|Newbridge Securities Corp.|175
NEWA|NEWATER TECH CM|BTIG|BTIG, LLC|3748
NEWA|NEWATER TECH CM|BYXM|CBOE TRADING, INC.|19200
NEWA|NEWATER TECH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12360
NEWA|NEWATER TECH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23658
NEWA|NEWATER TECH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11955
NEWA|NEWATER TECH CM|DBAB|Deutsche Bank Securities Inc.|6670
NEWA|NEWATER TECH CM|DBAX|Deutsche Bank Securities Inc.|239600
NEWA|NEWATER TECH CM|DEAN|MORGAN STANLEY|350
NEWA|NEWATER TECH CM|DEGS|RONIN PROFESSIONAL LLC|14945
NEWA|NEWATER TECH CM|EBXL|EBX LLC|316500
NEWA|NEWATER TECH CM|EGAM|CBOE TRADING, INC.|11419
NEWA|NEWATER TECH CM|EGAW|CBOE TRADING, INC.|100
NEWA|NEWATER TECH CM|EGXM|CBOE TRADING, INC.|300
NEWA|NEWATER TECH CM|ETDJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
NEWA|NEWATER TECH CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4882
NEWA|NEWATER TECH CM|ETRS|E*Trade Securities LLC|12959
NEWA|NEWATER TECH CM|FBCO|Credit Suisse Securities (USA) LLC|13078
NEWA|NEWATER TECH CM|FMAF|NBCN Inc./ CDS|350
NEWA|NEWATER TECH CM|FOMA|TD AMERITRADE CLEARING, INC.|159169
NEWA|NEWATER TECH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5874
NEWA|NEWATER TECH CM|FTBR|Foliofn Investments, Inc.|68
NEWA|NEWATER TECH CM|GLIS|TD Securities Inc|943
NEWA|NEWATER TECH CM|GLPX|ACS EXECUTION SERVICES, LLC|99761
NEWA|NEWATER TECH CM|GSCO|GOLDMAN SACHS & CO. LLC|7688
NEWA|NEWATER TECH CM|GSLT|GOLDMAN SACHS & CO. LLC|87
NEWA|NEWATER TECH CM|GTSZ|GTS SECURITIES LLC|15440
NEWA|NEWATER TECH CM|IATS|INTERACTIVE BROKERS LLC|23476
NEWA|NEWATER TECH CM|IBKR|Interactive Brokers Llc|306169
NEWA|NEWATER TECH CM|ICBX|INSTINET, LLC|100
NEWA|NEWATER TECH CM|INCA|INSTINET, LLC|19698
NEWA|NEWATER TECH CM|ITGI|ITG Inc.|85676
NEWA|NEWATER TECH CM|ITGP|ITG INC.|40800
NEWA|NEWATER TECH CM|JMPT|JUMP TRADING, LLC|1283
NEWA|NEWATER TECH CM|JPBX|J.P. MORGAN SECURITIES LLC|140
NEWA|NEWATER TECH CM|JPMX|J.P. Morgan Securities LLC|3354
NEWA|NEWATER TECH CM|JSJX|JANE STREET CAPITAL LLC|4194
NEWA|NEWATER TECH CM|KCGM|VIRTU Americas LLC|200
NEWA|NEWATER TECH CM|LEHM|Barclays Capital Inc./Le|1761
NEWA|NEWATER TECH CM|LIME|Lime Brokerage LLC|16814
NEWA|NEWATER TECH CM|LSCI|Lek Securities Corporation|415
NEWA|NEWATER TECH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
NEWA|NEWATER TECH CM|MOTF|MOTIF INVESTING, INC.|1
NEWA|NEWATER TECH CM|MSCO|MORGAN STANLEY & CO. LLC|128295
NEWA|NEWATER TECH CM|MSPL|MORGAN STANLEY & CO. LLC|12500
NEWA|NEWATER TECH CM|MSTX|MORGAN STANLEY & CO. LLC|1400
NEWA|NEWATER TECH CM|NFSC|National Financial Services LLC|26033
NEWA|NEWATER TECH CM|NITE|VIRTU Americas LLC|143404
NEWA|NEWATER TECH CM|NITP|VIRTU Americas LLC|491
NEWA|NEWATER TECH CM|NQRB|Brut, LLC|697
NEWA|NEWATER TECH CM|PDQM|CODA MARKETS, INC.|321376
NEWA|NEWATER TECH CM|SAGL|SAGETRADER, LLC|143789
NEWA|NEWATER TECH CM|SBSH|Citigroup Global Markets Inc.|208
NEWA|NEWATER TECH CM|SGMT|GOLDMAN SACHS & CO. LLC|2987
NEWA|NEWATER TECH CM|SPDR|SPEEDROUTE LLC|186918
NEWA|NEWATER TECH CM|SPTD|MINT GLOBAL MARKETS, INC.|22349
NEWA|NEWATER TECH CM|SWIM|TD Ameritrade, Inc.|6161
NEWA|NEWATER TECH CM|TKNG|ALLY INVEST SECURITIES LLC|800
NEWA|NEWATER TECH CM|TRCM|TRC MARKETS LLC|1100
NEWA|NEWATER TECH CM|UBSA|UBS SECURITIES LLC|31080
NEWA|NEWATER TECH CM|UBSS|UBS Securities LLC|54369
NEWA|NEWATER TECH CM|VALX|VIRTU AMERICAS LLC|13732
NEWA|NEWATER TECH CM|VGRD|Vanguard Marketing Corporation|1220
NEWA|NEWATER TECH CM|VSIN|Vision Financial Markets Llc|68
NEWA|NEWATER TECH CM|WCHV|WELLS FARGO SECURITIES, LLC|258
NEWA|NEWATER TECH CM|WGIF|CIBC World Markets Inc.|413
NEWA|NEWATER TECH CM|WSEA|WOLVERINE SECURITIES, LLC|20
NEWA|NEWATER TECH CM|WTFS|JUST2TRADE, INC.|155
NEWA|NEWATER TECH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NEWA|NEWATER TECH CM|YKNA|COMHAR CAPITAL MARKETS, LLC|10098
NEWA|NEWATER TECH CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|260
NEWM|NEW MEDIA INVT GP|ALTX|Alternet Securities Inc.|5787
NEWM|NEW MEDIA INVT GP|APCC|Apex Clearing Corporation|91
NEWM|NEW MEDIA INVT GP|BATM|CBOE TRADING, INC.|2331
NEWM|NEW MEDIA INVT GP|BAYC|BAY CREST PARTNERS, LLC|83
NEWM|NEW MEDIA INVT GP|BBNT|BB&T SECURITIES, LLC|4833
NEWM|NEW MEDIA INVT GP|BERN|Sanford C. Bernstein & Co., LLC|386020
NEWM|NEW MEDIA INVT GP|BIDS|BIDS TRADING L.P.|21400
NEWM|NEW MEDIA INVT GP|BLKX|INSTINET, LLC|174766
NEWM|NEW MEDIA INVT GP|BNPX|BNP PARIBAS SECURITIES CORP.|12911
NEWM|NEW MEDIA INVT GP|BRGE|Newbridge Securities Corp.|4770
NEWM|NEW MEDIA INVT GP|BRVL|BLAYLOCK VAN, LLC|100
NEWM|NEW MEDIA INVT GP|BTIG|BTIG, LLC|56734
NEWM|NEW MEDIA INVT GP|BYXM|CBOE TRADING, INC.|2428
NEWM|NEW MEDIA INVT GP|BZYD|GOLDMAN SACHS & CO. LLC|1579
NEWM|NEW MEDIA INVT GP|CANT|Cantor Fitzgerald & Co.|208
NEWM|NEW MEDIA INVT GP|CHAS|Charles Schwab & Co., Inc.|4
NEWM|NEW MEDIA INVT GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|122515
NEWM|NEW MEDIA INVT GP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10579
NEWM|NEW MEDIA INVT GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|208834
NEWM|NEW MEDIA INVT GP|CTDL|Citadel Derivatives Group Llc|7172
NEWM|NEW MEDIA INVT GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|108480
NEWM|NEW MEDIA INVT GP|DBAB|Deutsche Bank Securities Inc.|125425
NEWM|NEW MEDIA INVT GP|DBAX|Deutsche Bank Securities Inc.|203900
NEWM|NEW MEDIA INVT GP|DBUL|Deutsche Bank Securities Inc.|600
NEWM|NEW MEDIA INVT GP|DEAN|MORGAN STANLEY|5989
NEWM|NEW MEDIA INVT GP|DEGS|RONIN PROFESSIONAL LLC|693
NEWM|NEW MEDIA INVT GP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|962
NEWM|NEW MEDIA INVT GP|EBXL|EBX LLC|120800
NEWM|NEW MEDIA INVT GP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6009
NEWM|NEW MEDIA INVT GP|EDJO|Edward D. Jones & Co., L.P.|1907
NEWM|NEW MEDIA INVT GP|EGAM|CBOE TRADING, INC.|24109
NEWM|NEW MEDIA INVT GP|EGAW|CBOE TRADING, INC.|309
NEWM|NEW MEDIA INVT GP|EGMT|EG MARKET TECHNOLOGIES LLC|202
NEWM|NEW MEDIA INVT GP|EGXM|CBOE TRADING, INC.|980
NEWM|NEW MEDIA INVT GP|ETBE|Electronic Transaction Clearing, Inc.|5650
NEWM|NEW MEDIA INVT GP|ETCB|ETC BROKERAGE SERVICES, LLC|100
NEWM|NEW MEDIA INVT GP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1141
NEWM|NEW MEDIA INVT GP|ETRS|E*Trade Securities LLC|12115
NEWM|NEW MEDIA INVT GP|FILL|Tradestation Securities, Inc.|1790
NEWM|NEW MEDIA INVT GP|FMAF|NBCN Inc./ CDS|1517
NEWM|NEW MEDIA INVT GP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28982
NEWM|NEW MEDIA INVT GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99193
NEWM|NEW MEDIA INVT GP|FTBR|Foliofn Investments, Inc.|14198
NEWM|NEW MEDIA INVT GP|GEBB|GLOBAL EXECUTION BROKERS, LP|1932
NEWM|NEW MEDIA INVT GP|GLPX|ACS EXECUTION SERVICES, LLC|38159
NEWM|NEW MEDIA INVT GP|GSCO|GOLDMAN SACHS & CO. LLC|385664
NEWM|NEW MEDIA INVT GP|GSCS|GOLDMAN SACHS & CO. LLC|45716
NEWM|NEW MEDIA INVT GP|GSLT|GOLDMAN SACHS & CO. LLC|6817
NEWM|NEW MEDIA INVT GP|GTSZ|GTS SECURITIES LLC|11607
NEWM|NEW MEDIA INVT GP|HRBF|American Enterprise Investment Services Inc.|3620
NEWM|NEW MEDIA INVT GP|IATS|INTERACTIVE BROKERS LLC|5942
NEWM|NEW MEDIA INVT GP|IBKR|Interactive Brokers Llc|9428
NEWM|NEW MEDIA INVT GP|ICBX|INSTINET, LLC|36966
NEWM|NEW MEDIA INVT GP|IEQY|CITADEL SECURITIES LLC|35878
NEWM|NEW MEDIA INVT GP|INCA|INSTINET, LLC|100940
NEWM|NEW MEDIA INVT GP|INJX|INSTINET, LLC|9435
NEWM|NEW MEDIA INVT GP|ITGI|ITG Inc.|54848
NEWM|NEW MEDIA INVT GP|ITGP|ITG INC.|191000
NEWM|NEW MEDIA INVT GP|JANY|Janney Montgomery Scott Inc.|5739
NEWM|NEW MEDIA INVT GP|JEFF|JEFFERIES LLC|20171
NEWM|NEW MEDIA INVT GP|JMPT|JUMP TRADING, LLC|32821
NEWM|NEW MEDIA INVT GP|JPBX|J.P. MORGAN SECURITIES LLC|60402
NEWM|NEW MEDIA INVT GP|JPMX|J.P. Morgan Securities LLC|474174
NEWM|NEW MEDIA INVT GP|JSJX|JANE STREET CAPITAL LLC|10326
NEWM|NEW MEDIA INVT GP|KCGM|VIRTU Americas LLC|47636
NEWM|NEW MEDIA INVT GP|LEHM|Barclays Capital Inc./Le|210420
NEWM|NEW MEDIA INVT GP|LIME|Lime Brokerage LLC|17955
NEWM|NEW MEDIA INVT GP|LMNX|LUMINEX TRADING & ANALYTICS LLC|23000
NEWM|NEW MEDIA INVT GP|LOOP|Loop Capital Markets LLC|7713
NEWM|NEW MEDIA INVT GP|LQNA|LIQUIDNET, INC.|29700
NEWM|NEW MEDIA INVT GP|LQNB|LIQUIDNET, INC.|16300
NEWM|NEW MEDIA INVT GP|LSCI|Lek Securities Corporation|34
NEWM|NEW MEDIA INVT GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101606
NEWM|NEW MEDIA INVT GP|MOTF|MOTIF INVESTING, INC.|5
NEWM|NEW MEDIA INVT GP|MSCO|MORGAN STANLEY & CO. LLC|455595
NEWM|NEW MEDIA INVT GP|MSPL|MORGAN STANLEY & CO. LLC|296600
NEWM|NEW MEDIA INVT GP|MSTX|MORGAN STANLEY & CO. LLC|116900
NEWM|NEW MEDIA INVT GP|NATL|National Securities Corporation|1900
NEWM|NEW MEDIA INVT GP|NFSC|National Financial Services LLC|49615
NEWM|NEW MEDIA INVT GP|NITE|VIRTU Americas LLC|113901
NEWM|NEW MEDIA INVT GP|NITP|VIRTU Americas LLC|800
NEWM|NEW MEDIA INVT GP|NQRB|Brut, LLC|6529
NEWM|NEW MEDIA INVT GP|NTRC|Northern Trust Securities, Inc.|2387
NEWM|NEW MEDIA INVT GP|OPCO|Oppenheimer & Co. Inc.|222
NEWM|NEW MEDIA INVT GP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
NEWM|NEW MEDIA INVT GP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|670
NEWM|NEW MEDIA INVT GP|PDQM|CODA MARKETS, INC.|39753
NEWM|NEW MEDIA INVT GP|PHLY|NASDAQ Execution Services, LLC|600
NEWM|NEW MEDIA INVT GP|PWJC|UBS Financial Services, Inc.|8729
NEWM|NEW MEDIA INVT GP|QMSR|QUATTRO M SECURITIES INC.|934
NEWM|NEW MEDIA INVT GP|RBCM|RBC CAPITAL MARKETS, LLC|342
NEWM|NEW MEDIA INVT GP|SAGW|SAGETRADER, LLC|749
NEWM|NEW MEDIA INVT GP|SBSH|Citigroup Global Markets Inc.|91864
NEWM|NEW MEDIA INVT GP|SGMT|GOLDMAN SACHS & CO. LLC|72341
NEWM|NEW MEDIA INVT GP|SPDR|SPEEDROUTE LLC|2400
NEWM|NEW MEDIA INVT GP|SPHN|Stephens Inc.|1937
NEWM|NEW MEDIA INVT GP|STFL|Stifel, Nicolaus & Company, Incorporated|2415
NEWM|NEW MEDIA INVT GP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4314
NEWM|NEW MEDIA INVT GP|SWIM|TD Ameritrade, Inc.|6192
NEWM|NEW MEDIA INVT GP|SWST|Hilltop Securities Inc.|382
NEWM|NEW MEDIA INVT GP|TIAD|Triad Securities Corp|59
NEWM|NEW MEDIA INVT GP|TKNG|ALLY INVEST SECURITIES LLC|279
NEWM|NEW MEDIA INVT GP|TRBT|Tradebot Systems, Inc.|96568
NEWM|NEW MEDIA INVT GP|TRCM|TRC MARKETS LLC|40896
NEWM|NEW MEDIA INVT GP|UBSA|UBS SECURITIES LLC|407772
NEWM|NEW MEDIA INVT GP|UBSS|UBS Securities LLC|390524
NEWM|NEW MEDIA INVT GP|VALX|VIRTU AMERICAS LLC|24965
NEWM|NEW MEDIA INVT GP|VGRD|Vanguard Marketing Corporation|465
NEWM|NEW MEDIA INVT GP|WBPX|SUMMIT SECURITIES GROUP, LLC|2930
NEWM|NEW MEDIA INVT GP|WCHV|WELLS FARGO SECURITIES, LLC|19471
NEWM|NEW MEDIA INVT GP|WEDB|WEDBUSH SECURITIES INC.|28
NEWM|NEW MEDIA INVT GP|WEED|Weeden & Co.L.P.|9410
NEWM|NEW MEDIA INVT GP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3515
NEWM|NEW MEDIA INVT GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3287
NEWM|NEW MEDIA INVT GP|WSEA|WOLVERINE SECURITIES, LLC|1495
NEWM|NEW MEDIA INVT GP|XIST|INSTINET, LLC|8200
NEWM|NEW MEDIA INVT GP|XPQR|Jump Trading|100
NEWM|NEW MEDIA INVT GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|12498
NEWM|NEW MEDIA INVT GP|YKNA|COMHAR CAPITAL MARKETS, LLC|3081
NEWM|NEW MEDIA INVT GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3539
NEWR|NEW RELIC, INC.|ADAM|CANACCORD GENUITY INC.|100
NEWR|NEW RELIC, INC.|AGIS|Aegis Capital Corp.|50
NEWR|NEW RELIC, INC.|ALTX|Alternet Securities Inc.|7360
NEWR|NEW RELIC, INC.|ANOS|ABEL/NOSER, L.L.C.|80
NEWR|NEW RELIC, INC.|APCC|Apex Clearing Corporation|1272
NEWR|NEW RELIC, INC.|AQUA|AQUA SECURITIES L.P.|2800
NEWR|NEW RELIC, INC.|AVON|Avondale Partners, LLC|25
NEWR|NEW RELIC, INC.|BARD|Robert W. Baird & Co. Incorporated|12484
NEWR|NEW RELIC, INC.|BATM|CBOE TRADING, INC.|16579
NEWR|NEW RELIC, INC.|BAYT|BTIG, LLC|700
NEWR|NEW RELIC, INC.|BBNT|BB&T SECURITIES, LLC|198
NEWR|NEW RELIC, INC.|BERN|Sanford C. Bernstein & Co., LLC|29418
NEWR|NEW RELIC, INC.|BGCE|BGC Financial Inc.|2750
NEWR|NEW RELIC, INC.|BIMI|Banca IMI Securities Corp.|564
NEWR|NEW RELIC, INC.|BKCM|BNY Mellon Capital Markets LLC|100
NEWR|NEW RELIC, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39646
NEWR|NEW RELIC, INC.|BLKX|INSTINET, LLC|5000
NEWR|NEW RELIC, INC.|BMAK|BMA SECURITIES|11775
NEWR|NEW RELIC, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|27188
NEWR|NEW RELIC, INC.|BSCM|BROAD STREET CAPITAL MARKETS, LLC|10000
NEWR|NEW RELIC, INC.|BTIG|BTIG, LLC|106
NEWR|NEW RELIC, INC.|BYXM|CBOE TRADING, INC.|1310
NEWR|NEW RELIC, INC.|BZYD|GOLDMAN SACHS & CO. LLC|925
NEWR|NEW RELIC, INC.|CANT|Cantor Fitzgerald & Co.|58800
NEWR|NEW RELIC, INC.|CBRA|Cobra Trading, Inc.|900
NEWR|NEW RELIC, INC.|CHAS|Charles Schwab & Co., Inc.|13577
NEWR|NEW RELIC, INC.|CIST|Capital Institutional Services, Inc.|20
NEWR|NEW RELIC, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|198224
NEWR|NEW RELIC, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|619
NEWR|NEW RELIC, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
NEWR|NEW RELIC, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|455728
NEWR|NEW RELIC, INC.|CTDL|Citadel Derivatives Group Llc|8430
NEWR|NEW RELIC, INC.|CTLR|CUTLER GROUP, LP|1412
NEWR|NEW RELIC, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|52552
NEWR|NEW RELIC, INC.|DADA|D.A. Davidson & Co.|620
NEWR|NEW RELIC, INC.|DAVA|Davenport & Company LLC|45
NEWR|NEW RELIC, INC.|DBAB|Deutsche Bank Securities Inc.|166197
NEWR|NEW RELIC, INC.|DBAX|Deutsche Bank Securities Inc.|273600
NEWR|NEW RELIC, INC.|DBUL|Deutsche Bank Securities Inc.|569
NEWR|NEW RELIC, INC.|DCHF|Dart Executions, LLC|217
NEWR|NEW RELIC, INC.|DEAN|MORGAN STANLEY|6016
NEWR|NEW RELIC, INC.|DEGS|RONIN PROFESSIONAL LLC|8501
NEWR|NEW RELIC, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
NEWR|NEW RELIC, INC.|EBXL|EBX LLC|126300
NEWR|NEW RELIC, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|18489
NEWR|NEW RELIC, INC.|EDJO|Edward D. Jones & Co., L.P.|3786
NEWR|NEW RELIC, INC.|EGAM|CBOE TRADING, INC.|11361
NEWR|NEW RELIC, INC.|EGAW|CBOE TRADING, INC.|169
NEWR|NEW RELIC, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|701
NEWR|NEW RELIC, INC.|EGXM|CBOE TRADING, INC.|7929
NEWR|NEW RELIC, INC.|EGXW|CBOE TRADING, INC.|100
NEWR|NEW RELIC, INC.|ETBE|Electronic Transaction Clearing, Inc.|43084
NEWR|NEW RELIC, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
NEWR|NEW RELIC, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|70
NEWR|NEW RELIC, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|84024
NEWR|NEW RELIC, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
NEWR|NEW RELIC, INC.|ETRS|E*Trade Securities LLC|193963
NEWR|NEW RELIC, INC.|FBSB|U.S. Bancorp Investments, Inc.|1560
NEWR|NEW RELIC, INC.|FILL|Tradestation Securities, Inc.|9824
NEWR|NEW RELIC, INC.|FMAF|NBCN Inc./ CDS|1888
NEWR|NEW RELIC, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10574
NEWR|NEW RELIC, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136374
NEWR|NEW RELIC, INC.|FTBR|Foliofn Investments, Inc.|3035
NEWR|NEW RELIC, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2416
NEWR|NEW RELIC, INC.|GLIS|TD Securities Inc|981
NEWR|NEW RELIC, INC.|GLPX|ACS EXECUTION SERVICES, LLC|32928
NEWR|NEW RELIC, INC.|GSCO|GOLDMAN SACHS & CO. LLC|889271
NEWR|NEW RELIC, INC.|GSCS|GOLDMAN SACHS & CO. LLC|16241
NEWR|NEW RELIC, INC.|GSLT|GOLDMAN SACHS & CO. LLC|6148
NEWR|NEW RELIC, INC.|GTSZ|GTS SECURITIES LLC|83133
NEWR|NEW RELIC, INC.|HRBF|American Enterprise Investment Services Inc.|5327
NEWR|NEW RELIC, INC.|HSBC|HSBC Securities, Inc.|5359
NEWR|NEW RELIC, INC.|IATS|INTERACTIVE BROKERS LLC|51503
NEWR|NEW RELIC, INC.|IBKR|Interactive Brokers Llc|32328
NEWR|NEW RELIC, INC.|ICBX|INSTINET, LLC|102185
NEWR|NEW RELIC, INC.|IEQY|CITADEL SECURITIES LLC|32249
NEWR|NEW RELIC, INC.|INCA|INSTINET, LLC|407283
NEWR|NEW RELIC, INC.|INJX|INSTINET, LLC|4257
NEWR|NEW RELIC, INC.|ITGI|ITG Inc.|70489
NEWR|NEW RELIC, INC.|ITGP|ITG INC.|56600
NEWR|NEW RELIC, INC.|JANY|Janney Montgomery Scott Inc.|915
NEWR|NEW RELIC, INC.|JEFF|JEFFERIES LLC|89666
NEWR|NEW RELIC, INC.|JMPT|JUMP TRADING, LLC|34457
NEWR|NEW RELIC, INC.|JONE|JonesTrading|215
NEWR|NEW RELIC, INC.|JPBX|J.P. MORGAN SECURITIES LLC|108473
NEWR|NEW RELIC, INC.|JPMX|J.P. Morgan Securities LLC|358824
NEWR|NEW RELIC, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|58500
NEWR|NEW RELIC, INC.|JSJX|JANE STREET CAPITAL LLC|12644
NEWR|NEW RELIC, INC.|KCGM|VIRTU Americas LLC|53093
NEWR|NEW RELIC, INC.|LEHM|Barclays Capital Inc./Le|578572
NEWR|NEW RELIC, INC.|LIME|Lime Brokerage LLC|25717
NEWR|NEW RELIC, INC.|LIWE|LIME BROKERAGE LLC|400
NEWR|NEW RELIC, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
NEWR|NEW RELIC, INC.|LOOP|Loop Capital Markets LLC|7537
NEWR|NEW RELIC, INC.|LQNA|LIQUIDNET, INC.|24000
NEWR|NEW RELIC, INC.|LSCI|Lek Securities Corporation|271
NEWR|NEW RELIC, INC.|MACC|Mid Atlantic Capital Corporation|25
NEWR|NEW RELIC, INC.|MACQ|Macquarie Capital (USA) Inc.|1595
NEWR|NEW RELIC, INC.|MBTS|ALLY INVEST SECURITIES LLC|1311
NEWR|NEW RELIC, INC.|MCMF|Raymond James Ltd. Cds|370
NEWR|NEW RELIC, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100748
NEWR|NEW RELIC, INC.|MNDX|TJM Investments, LLC|10871
NEWR|NEW RELIC, INC.|MOTF|MOTIF INVESTING, INC.|155
NEWR|NEW RELIC, INC.|MSCO|MORGAN STANLEY & CO. LLC|2002229
NEWR|NEW RELIC, INC.|MSPL|MORGAN STANLEY & CO. LLC|390600
NEWR|NEW RELIC, INC.|MSTX|MORGAN STANLEY & CO. LLC|214200
NEWR|NEW RELIC, INC.|NFSC|National Financial Services LLC|585800
NEWR|NEW RELIC, INC.|NITE|VIRTU Americas LLC|950816
NEWR|NEW RELIC, INC.|NITP|VIRTU Americas LLC|300
NEWR|NEW RELIC, INC.|NMRA|Nomura Securities International, Inc.|51122
NEWR|NEW RELIC, INC.|NQRB|Brut, LLC|11583
NEWR|NEW RELIC, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2009
NEWR|NEW RELIC, INC.|OPCO|Oppenheimer & Co. Inc.|4763
NEWR|NEW RELIC, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NEWR|NEW RELIC, INC.|PCPT|PHILLIP CAPITAL INC.|374
NEWR|NEW RELIC, INC.|PDQM|CODA MARKETS, INC.|42911
NEWR|NEW RELIC, INC.|PHLY|NASDAQ Execution Services, LLC|3400
NEWR|NEW RELIC, INC.|PIPR|Piper Jaffray & Co.|527
NEWR|NEW RELIC, INC.|PNSR|Penserra Securities, LLC|600
NEWR|NEW RELIC, INC.|PWJC|UBS Financial Services, Inc.|4978
NEWR|NEW RELIC, INC.|QMSR|QUATTRO M SECURITIES INC.|14648
NEWR|NEW RELIC, INC.|RBCM|RBC CAPITAL MARKETS, LLC|7767
NEWR|NEW RELIC, INC.|RGLD|Regal Securities, Inc|10
NEWR|NEW RELIC, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|15327
NEWR|NEW RELIC, INC.|SAGL|SAGETRADER, LLC|3107
NEWR|NEW RELIC, INC.|SAGW|SAGETRADER, LLC|270
NEWR|NEW RELIC, INC.|SALI|INTL FCSTONE FINANCIAL INC.|131
NEWR|NEW RELIC, INC.|SBSH|Citigroup Global Markets Inc.|137323
NEWR|NEW RELIC, INC.|SEIC|SEI Investments Distribution Co.|50
NEWR|NEW RELIC, INC.|SGMT|GOLDMAN SACHS & CO. LLC|174199
NEWR|NEW RELIC, INC.|SOGO|Wang Investment Associates, Inc.|600
NEWR|NEW RELIC, INC.|SPDR|SPEEDROUTE LLC|5100
NEWR|NEW RELIC, INC.|SPHN|Stephens Inc.|550
NEWR|NEW RELIC, INC.|SPTD|MINT GLOBAL MARKETS, INC.|12252
NEWR|NEW RELIC, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3125
NEWR|NEW RELIC, INC.|STKP|STOCKPILE INVESTMENTS, INC.|116
NEWR|NEW RELIC, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4372
NEWR|NEW RELIC, INC.|SWIM|TD Ameritrade, Inc.|107350
NEWR|NEW RELIC, INC.|SWST|Hilltop Securities Inc.|1435
NEWR|NEW RELIC, INC.|TKNG|ALLY INVEST SECURITIES LLC|4972
NEWR|NEW RELIC, INC.|TRBT|Tradebot Systems, Inc.|261773
NEWR|NEW RELIC, INC.|TRCM|TRC MARKETS LLC|72320
NEWR|NEW RELIC, INC.|TWTT|TASTYWORKS, INC.|30
NEWR|NEW RELIC, INC.|UBSA|UBS SECURITIES LLC|656509
NEWR|NEW RELIC, INC.|UBSS|UBS Securities LLC|887869
NEWR|NEW RELIC, INC.|VALX|VIRTU AMERICAS LLC|22288
NEWR|NEW RELIC, INC.|VGRD|Vanguard Marketing Corporation|60718
NEWR|NEW RELIC, INC.|VSIN|Vision Financial Markets Llc|5
NEWR|NEW RELIC, INC.|WABR|Wall Street Access|10410
NEWR|NEW RELIC, INC.|WBLR|WILLIAM BLAIR|2785
NEWR|NEW RELIC, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3610
NEWR|NEW RELIC, INC.|WCHV|WELLS FARGO SECURITIES, LLC|185857
NEWR|NEW RELIC, INC.|WDNX|WEEDEN & CO.L.P.|5032
NEWR|NEW RELIC, INC.|WEDB|WEDBUSH SECURITIES INC.|1959
NEWR|NEW RELIC, INC.|WEED|Weeden & Co.L.P.|1716
NEWR|NEW RELIC, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5070
NEWR|NEW RELIC, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23957
NEWR|NEW RELIC, INC.|WGIF|CIBC World Markets Inc.|3209
NEWR|NEW RELIC, INC.|WORD|Worden Capital Management LLC|6800
NEWR|NEW RELIC, INC.|WSEA|WOLVERINE SECURITIES, LLC|12257
NEWR|NEW RELIC, INC.|XIST|INSTINET, LLC|35000
NEWR|NEW RELIC, INC.|XPQR|Jump Trading|921
NEWR|NEW RELIC, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|129276
NEWR|NEW RELIC, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|6459
NEWR|NEW RELIC, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22276
NEWT|NEWTEK BUS SVCS CMN|ADAM|CANACCORD GENUITY INC.|500
NEWT|NEWTEK BUS SVCS CMN|ALTX|Alternet Securities Inc.|6446
NEWT|NEWTEK BUS SVCS CMN|APCC|Apex Clearing Corporation|496
NEWT|NEWTEK BUS SVCS CMN|BARD|Robert W. Baird & Co. Incorporated|2095
NEWT|NEWTEK BUS SVCS CMN|BATM|CBOE TRADING, INC.|2047
NEWT|NEWTEK BUS SVCS CMN|BERN|Sanford C. Bernstein & Co., LLC|1041
NEWT|NEWTEK BUS SVCS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|563
NEWT|NEWTEK BUS SVCS CMN|BNCH|The Benchmark Company, LLC|16300
NEWT|NEWTEK BUS SVCS CMN|BTIG|BTIG, LLC|101
NEWT|NEWTEK BUS SVCS CMN|BYXM|CBOE TRADING, INC.|60
NEWT|NEWTEK BUS SVCS CMN|BZYD|GOLDMAN SACHS & CO. LLC|6178
NEWT|NEWTEK BUS SVCS CMN|CHAS|Charles Schwab & Co., Inc.|2989
NEWT|NEWTEK BUS SVCS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22810
NEWT|NEWTEK BUS SVCS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6033
NEWT|NEWTEK BUS SVCS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2052
NEWT|NEWTEK BUS SVCS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23590
NEWT|NEWTEK BUS SVCS CMN|CTDL|Citadel Derivatives Group Llc|2719
NEWT|NEWTEK BUS SVCS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|182
NEWT|NEWTEK BUS SVCS CMN|DADA|D.A. Davidson & Co.|3386
NEWT|NEWTEK BUS SVCS CMN|DBAB|Deutsche Bank Securities Inc.|32247
NEWT|NEWTEK BUS SVCS CMN|DBAX|Deutsche Bank Securities Inc.|11000
NEWT|NEWTEK BUS SVCS CMN|DEAN|MORGAN STANLEY|5811
NEWT|NEWTEK BUS SVCS CMN|DEGS|RONIN PROFESSIONAL LLC|6102
NEWT|NEWTEK BUS SVCS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
NEWT|NEWTEK BUS SVCS CMN|EBXL|EBX LLC|6300
NEWT|NEWTEK BUS SVCS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2742
NEWT|NEWTEK BUS SVCS CMN|EDJO|Edward D. Jones & Co., L.P.|5257
NEWT|NEWTEK BUS SVCS CMN|EGAM|CBOE TRADING, INC.|3837
NEWT|NEWTEK BUS SVCS CMN|EGAW|CBOE TRADING, INC.|100
NEWT|NEWTEK BUS SVCS CMN|EGXM|CBOE TRADING, INC.|2862
NEWT|NEWTEK BUS SVCS CMN|ESPO|ESPOSITO SECURITIES, LLC|928
NEWT|NEWTEK BUS SVCS CMN|ETBE|Electronic Transaction Clearing, Inc.|603
NEWT|NEWTEK BUS SVCS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2200
NEWT|NEWTEK BUS SVCS CMN|ETRS|E*Trade Securities LLC|69957
NEWT|NEWTEK BUS SVCS CMN|FBCO|Credit Suisse Securities (USA) LLC|33081
NEWT|NEWTEK BUS SVCS CMN|FBSB|U.S. Bancorp Investments, Inc.|265
NEWT|NEWTEK BUS SVCS CMN|FILL|Tradestation Securities, Inc.|613
NEWT|NEWTEK BUS SVCS CMN|FOMA|TD AMERITRADE CLEARING, INC.|270235
NEWT|NEWTEK BUS SVCS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47258
NEWT|NEWTEK BUS SVCS CMN|FTBR|Foliofn Investments, Inc.|111
NEWT|NEWTEK BUS SVCS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|6077
NEWT|NEWTEK BUS SVCS CMN|GLPX|ACS EXECUTION SERVICES, LLC|4924
NEWT|NEWTEK BUS SVCS CMN|GSCO|GOLDMAN SACHS & CO. LLC|185445
NEWT|NEWTEK BUS SVCS CMN|GSCS|GOLDMAN SACHS & CO. LLC|3765
NEWT|NEWTEK BUS SVCS CMN|GSLT|GOLDMAN SACHS & CO. LLC|884
NEWT|NEWTEK BUS SVCS CMN|GTSZ|GTS SECURITIES LLC|4593
NEWT|NEWTEK BUS SVCS CMN|HRBF|American Enterprise Investment Services Inc.|8477
NEWT|NEWTEK BUS SVCS CMN|IATS|INTERACTIVE BROKERS LLC|6439
NEWT|NEWTEK BUS SVCS CMN|IBKR|Interactive Brokers Llc|53280
NEWT|NEWTEK BUS SVCS CMN|ICBX|INSTINET, LLC|2876
NEWT|NEWTEK BUS SVCS CMN|INCA|INSTINET, LLC|62985
NEWT|NEWTEK BUS SVCS CMN|INJX|INSTINET, LLC|5349
NEWT|NEWTEK BUS SVCS CMN|ITGI|ITG Inc.|14014
NEWT|NEWTEK BUS SVCS CMN|ITGP|ITG INC.|2800
NEWT|NEWTEK BUS SVCS CMN|JANY|Janney Montgomery Scott Inc.|2944
NEWT|NEWTEK BUS SVCS CMN|JEFF|JEFFERIES LLC|2408
NEWT|NEWTEK BUS SVCS CMN|JMPT|JUMP TRADING, LLC|3561
NEWT|NEWTEK BUS SVCS CMN|JPBX|J.P. MORGAN SECURITIES LLC|4262
NEWT|NEWTEK BUS SVCS CMN|JPMX|J.P. Morgan Securities LLC|21420
NEWT|NEWTEK BUS SVCS CMN|JSJX|JANE STREET CAPITAL LLC|47577
NEWT|NEWTEK BUS SVCS CMN|KCGM|VIRTU Americas LLC|3136
NEWT|NEWTEK BUS SVCS CMN|LEHM|Barclays Capital Inc./Le|36802
NEWT|NEWTEK BUS SVCS CMN|LGNT|COR CLEARING LLC|4
NEWT|NEWTEK BUS SVCS CMN|LIME|Lime Brokerage LLC|70233
NEWT|NEWTEK BUS SVCS CMN|LSCI|Lek Securities Corporation|300
NEWT|NEWTEK BUS SVCS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NEWT|NEWTEK BUS SVCS CMN|MCMF|Raymond James Ltd. Cds|8400
NEWT|NEWTEK BUS SVCS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
NEWT|NEWTEK BUS SVCS CMN|MOTF|MOTIF INVESTING, INC.|3
NEWT|NEWTEK BUS SVCS CMN|MSCO|MORGAN STANLEY & CO. LLC|284059
NEWT|NEWTEK BUS SVCS CMN|MSPL|MORGAN STANLEY & CO. LLC|24200
NEWT|NEWTEK BUS SVCS CMN|MSTX|MORGAN STANLEY & CO. LLC|11000
NEWT|NEWTEK BUS SVCS CMN|NFSC|National Financial Services LLC|280011
NEWT|NEWTEK BUS SVCS CMN|NITE|VIRTU Americas LLC|503079
NEWT|NEWTEK BUS SVCS CMN|NITP|VIRTU Americas LLC|300
NEWT|NEWTEK BUS SVCS CMN|NQRB|Brut, LLC|2517
NEWT|NEWTEK BUS SVCS CMN|OPCO|Oppenheimer & Co. Inc.|2420
NEWT|NEWTEK BUS SVCS CMN|PDQM|CODA MARKETS, INC.|13523
NEWT|NEWTEK BUS SVCS CMN|PICT|Pictet Overseas Inc.|1726
NEWT|NEWTEK BUS SVCS CMN|PWJC|UBS Financial Services, Inc.|28
NEWT|NEWTEK BUS SVCS CMN|RAJA|Raymond James & Associates, Inc.|59180
NEWT|NEWTEK BUS SVCS CMN|RBCM|RBC CAPITAL MARKETS, LLC|8494
NEWT|NEWTEK BUS SVCS CMN|SAGL|SAGETRADER, LLC|280
NEWT|NEWTEK BUS SVCS CMN|SAGW|SAGETRADER, LLC|198
NEWT|NEWTEK BUS SVCS CMN|SBSH|Citigroup Global Markets Inc.|1022
NEWT|NEWTEK BUS SVCS CMN|SGMT|GOLDMAN SACHS & CO. LLC|2690
NEWT|NEWTEK BUS SVCS CMN|SPDR|SPEEDROUTE LLC|8224
NEWT|NEWTEK BUS SVCS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5917
NEWT|NEWTEK BUS SVCS CMN|SWIM|TD Ameritrade, Inc.|15902
NEWT|NEWTEK BUS SVCS CMN|SWST|Hilltop Securities Inc.|1056
NEWT|NEWTEK BUS SVCS CMN|TKNG|ALLY INVEST SECURITIES LLC|1711
NEWT|NEWTEK BUS SVCS CMN|TRBT|Tradebot Systems, Inc.|13604
NEWT|NEWTEK BUS SVCS CMN|TRCM|TRC MARKETS LLC|31249
NEWT|NEWTEK BUS SVCS CMN|UBSA|UBS SECURITIES LLC|61631
NEWT|NEWTEK BUS SVCS CMN|UBSS|UBS Securities LLC|171607
NEWT|NEWTEK BUS SVCS CMN|VALX|VIRTU AMERICAS LLC|3128
NEWT|NEWTEK BUS SVCS CMN|VGRD|Vanguard Marketing Corporation|52044
NEWT|NEWTEK BUS SVCS CMN|WBLR|WILLIAM BLAIR|56
NEWT|NEWTEK BUS SVCS CMN|WCHV|WELLS FARGO SECURITIES, LLC|40990
NEWT|NEWTEK BUS SVCS CMN|WEDB|WEDBUSH SECURITIES INC.|203
NEWT|NEWTEK BUS SVCS CMN|WEED|Weeden & Co.L.P.|6751
NEWT|NEWTEK BUS SVCS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11281
NEWT|NEWTEK BUS SVCS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2950
NEWT|NEWTEK BUS SVCS CMN|WSEA|WOLVERINE SECURITIES, LLC|7267
NEWT|NEWTEK BUS SVCS CMN|XIST|INSTINET, LLC|2600
NEWT|NEWTEK BUS SVCS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|7810
NEWT|NEWTEK BUS SVCS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1540
NEWT|NEWTEK BUS SVCS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|172
NEWTI|NEWTEK BS SR 6.25%|BBNT|BB&T SECURITIES, LLC|3710
NEWTI|NEWTEK BS SR 6.25%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4000
NEWTI|NEWTEK BS SR 6.25%|CANT|Cantor Fitzgerald & Co.|2000
NEWTI|NEWTEK BS SR 6.25%|CHAS|Charles Schwab & Co., Inc.|2000
NEWTI|NEWTEK BS SR 6.25%|DADA|D.A. Davidson & Co.|3160
NEWTI|NEWTEK BS SR 6.25%|DBAX|Deutsche Bank Securities Inc.|100
NEWTI|NEWTEK BS SR 6.25%|ECUT|CONVERGEX EXECUTION SOLUTIONS|248
NEWTI|NEWTEK BS SR 6.25%|FOMA|TD AMERITRADE CLEARING, INC.|4316
NEWTI|NEWTEK BS SR 6.25%|HRBF|American Enterprise Investment Services Inc.|123
NEWTI|NEWTEK BS SR 6.25%|IATS|INTERACTIVE BROKERS LLC|100
NEWTI|NEWTEK BS SR 6.25%|IBKR|Interactive Brokers Llc|4634
NEWTI|NEWTEK BS SR 6.25%|INCA|INSTINET, LLC|100
NEWTI|NEWTEK BS SR 6.25%|JONE|JonesTrading|3634
NEWTI|NEWTEK BS SR 6.25%|LIME|Lime Brokerage LLC|301
NEWTI|NEWTEK BS SR 6.25%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|714
NEWTI|NEWTEK BS SR 6.25%|MSCO|MORGAN STANLEY & CO. LLC|66
NEWTI|NEWTEK BS SR 6.25%|NFSC|National Financial Services LLC|116
NEWTI|NEWTEK BS SR 6.25%|NITE|VIRTU Americas LLC|11029
NEWTI|NEWTEK BS SR 6.25%|NQRB|Brut, LLC|100
NEWTI|NEWTEK BS SR 6.25%|STFL|Stifel, Nicolaus & Company, Incorporated|1400
NEWTI|NEWTEK BS SR 6.25%|TRCM|TRC MARKETS LLC|300
NEWTI|NEWTEK BS SR 6.25%|UBSA|UBS SECURITIES LLC|500
NEWTI|NEWTEK BS SR 6.25%|UBSS|UBS Securities LLC|5078
NEWTI|NEWTEK BS SR 6.25%|WCHV|WELLS FARGO SECURITIES, LLC|4532
NEWTZ|NEWTEK 7.5% NTS 2022|ETRS|E*Trade Securities LLC|5
NEWTZ|NEWTEK 7.5% NTS 2022|FBCO|Credit Suisse Securities (USA) LLC|50
NEWTZ|NEWTEK 7.5% NTS 2022|FOMA|TD AMERITRADE CLEARING, INC.|2665
NEWTZ|NEWTEK 7.5% NTS 2022|IBKR|Interactive Brokers Llc|804
NEWTZ|NEWTEK 7.5% NTS 2022|INCA|INSTINET, LLC|168
NEWTZ|NEWTEK 7.5% NTS 2022|LIME|Lime Brokerage LLC|139
NEWTZ|NEWTEK 7.5% NTS 2022|MSCO|MORGAN STANLEY & CO. LLC|300
NEWTZ|NEWTEK 7.5% NTS 2022|NFSC|National Financial Services LLC|300
NEWTZ|NEWTEK 7.5% NTS 2022|NITE|VIRTU Americas LLC|3289
NEWTZ|NEWTEK 7.5% NTS 2022|RAJA|Raymond James & Associates, Inc.|1000
NEWTZ|NEWTEK 7.5% NTS 2022|UBSS|UBS Securities LLC|2100
NEXA|NEXA RESOURCES S.A.|ALTX|Alternet Securities Inc.|1300
NEXA|NEXA RESOURCES S.A.|APCC|Apex Clearing Corporation|31
NEXA|NEXA RESOURCES S.A.|BATM|CBOE TRADING, INC.|600
NEXA|NEXA RESOURCES S.A.|BERN|Sanford C. Bernstein & Co., LLC|7437
NEXA|NEXA RESOURCES S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|87
NEXA|NEXA RESOURCES S.A.|BLKX|INSTINET, LLC|20000
NEXA|NEXA RESOURCES S.A.|BNPX|BNP PARIBAS SECURITIES CORP.|29
NEXA|NEXA RESOURCES S.A.|CHAS|Charles Schwab & Co., Inc.|250
NEXA|NEXA RESOURCES S.A.|CICF|Canaccord Genuity Corp.|26556
NEXA|NEXA RESOURCES S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16206
NEXA|NEXA RESOURCES S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3900
NEXA|NEXA RESOURCES S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88583
NEXA|NEXA RESOURCES S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3094
NEXA|NEXA RESOURCES S.A.|DBAB|Deutsche Bank Securities Inc.|17817
NEXA|NEXA RESOURCES S.A.|DBAX|Deutsche Bank Securities Inc.|58400
NEXA|NEXA RESOURCES S.A.|DEAN|MORGAN STANLEY|4900
NEXA|NEXA RESOURCES S.A.|DEGS|RONIN PROFESSIONAL LLC|1600
NEXA|NEXA RESOURCES S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3700
NEXA|NEXA RESOURCES S.A.|EBXL|EBX LLC|59400
NEXA|NEXA RESOURCES S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1850
NEXA|NEXA RESOURCES S.A.|EGAM|CBOE TRADING, INC.|1900
NEXA|NEXA RESOURCES S.A.|EGMT|EG MARKET TECHNOLOGIES LLC|300
NEXA|NEXA RESOURCES S.A.|EGXM|CBOE TRADING, INC.|101
NEXA|NEXA RESOURCES S.A.|ETBE|Electronic Transaction Clearing, Inc.|3600
NEXA|NEXA RESOURCES S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9921
NEXA|NEXA RESOURCES S.A.|ETRS|E*Trade Securities LLC|11077
NEXA|NEXA RESOURCES S.A.|FILL|Tradestation Securities, Inc.|70
NEXA|NEXA RESOURCES S.A.|FMAF|NBCN Inc./ CDS|3440
NEXA|NEXA RESOURCES S.A.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
NEXA|NEXA RESOURCES S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27203
NEXA|NEXA RESOURCES S.A.|FTBR|Foliofn Investments, Inc.|2263
NEXA|NEXA RESOURCES S.A.|GLPX|ACS EXECUTION SERVICES, LLC|18796
NEXA|NEXA RESOURCES S.A.|GSCO|GOLDMAN SACHS & CO. LLC|49502
NEXA|NEXA RESOURCES S.A.|GSCS|GOLDMAN SACHS & CO. LLC|600
NEXA|NEXA RESOURCES S.A.|GSLT|GOLDMAN SACHS & CO. LLC|200
NEXA|NEXA RESOURCES S.A.|GTSZ|GTS SECURITIES LLC|11805
NEXA|NEXA RESOURCES S.A.|HRBF|American Enterprise Investment Services Inc.|2000
NEXA|NEXA RESOURCES S.A.|HSBC|HSBC Securities, Inc.|3065
NEXA|NEXA RESOURCES S.A.|IATS|INTERACTIVE BROKERS LLC|1715
NEXA|NEXA RESOURCES S.A.|IBKR|Interactive Brokers Llc|7621
NEXA|NEXA RESOURCES S.A.|ICBX|INSTINET, LLC|32342
NEXA|NEXA RESOURCES S.A.|INCA|INSTINET, LLC|148204
NEXA|NEXA RESOURCES S.A.|INJX|INSTINET, LLC|300
NEXA|NEXA RESOURCES S.A.|ITGI|ITG Inc.|29582
NEXA|NEXA RESOURCES S.A.|ITGP|ITG INC.|18200
NEXA|NEXA RESOURCES S.A.|JEFF|JEFFERIES LLC|8631
NEXA|NEXA RESOURCES S.A.|JMPT|JUMP TRADING, LLC|7737
NEXA|NEXA RESOURCES S.A.|JPBX|J.P. MORGAN SECURITIES LLC|304
NEXA|NEXA RESOURCES S.A.|JPMX|J.P. Morgan Securities LLC|240064
NEXA|NEXA RESOURCES S.A.|JSJX|JANE STREET CAPITAL LLC|8302
NEXA|NEXA RESOURCES S.A.|KCGM|VIRTU Americas LLC|9750
NEXA|NEXA RESOURCES S.A.|LEHM|Barclays Capital Inc./Le|69581
NEXA|NEXA RESOURCES S.A.|LIME|Lime Brokerage LLC|10940
NEXA|NEXA RESOURCES S.A.|LOOP|Loop Capital Markets LLC|300
NEXA|NEXA RESOURCES S.A.|LQNA|LIQUIDNET, INC.|1600
NEXA|NEXA RESOURCES S.A.|LQNB|LIQUIDNET, INC.|20000
NEXA|NEXA RESOURCES S.A.|MACQ|Macquarie Capital (USA) Inc.|138810
NEXA|NEXA RESOURCES S.A.|MCMF|Raymond James Ltd. Cds|700
NEXA|NEXA RESOURCES S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35000
NEXA|NEXA RESOURCES S.A.|MSCO|MORGAN STANLEY & CO. LLC|114288
NEXA|NEXA RESOURCES S.A.|MSPL|MORGAN STANLEY & CO. LLC|61300
NEXA|NEXA RESOURCES S.A.|MSTX|MORGAN STANLEY & CO. LLC|12500
NEXA|NEXA RESOURCES S.A.|NFSC|National Financial Services LLC|58476
NEXA|NEXA RESOURCES S.A.|NITE|VIRTU Americas LLC|87561
NEXA|NEXA RESOURCES S.A.|NITP|VIRTU Americas LLC|100
NEXA|NEXA RESOURCES S.A.|NQRB|Brut, LLC|1339
NEXA|NEXA RESOURCES S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|75
NEXA|NEXA RESOURCES S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2994
NEXA|NEXA RESOURCES S.A.|PDQM|CODA MARKETS, INC.|10202
NEXA|NEXA RESOURCES S.A.|PNSR|Penserra Securities, LLC|100
NEXA|NEXA RESOURCES S.A.|SBSH|Citigroup Global Markets Inc.|4702
NEXA|NEXA RESOURCES S.A.|SCMC|Scotia Capital Markets (USA) Inc.|4200
NEXA|NEXA RESOURCES S.A.|SGMT|GOLDMAN SACHS & CO. LLC|47086
NEXA|NEXA RESOURCES S.A.|SPDR|SPEEDROUTE LLC|4151
NEXA|NEXA RESOURCES S.A.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|700
NEXA|NEXA RESOURCES S.A.|SWIM|TD Ameritrade, Inc.|19312
NEXA|NEXA RESOURCES S.A.|TRBT|Tradebot Systems, Inc.|20648
NEXA|NEXA RESOURCES S.A.|TRCM|TRC MARKETS LLC|300
NEXA|NEXA RESOURCES S.A.|UBSA|UBS SECURITIES LLC|129040
NEXA|NEXA RESOURCES S.A.|UBSS|UBS Securities LLC|154001
NEXA|NEXA RESOURCES S.A.|VALX|VIRTU AMERICAS LLC|2604
NEXA|NEXA RESOURCES S.A.|VGRD|Vanguard Marketing Corporation|310
NEXA|NEXA RESOURCES S.A.|WCHV|WELLS FARGO SECURITIES, LLC|19751
NEXA|NEXA RESOURCES S.A.|XIST|INSTINET, LLC|400
NEXA|NEXA RESOURCES S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|39500
NEXT|NEXTDECADE CORP CMN|ALTX|Alternet Securities Inc.|4900
NEXT|NEXTDECADE CORP CMN|APCC|Apex Clearing Corporation|3
NEXT|NEXTDECADE CORP CMN|BATM|CBOE TRADING, INC.|1363
NEXT|NEXTDECADE CORP CMN|BAYC|BAY CREST PARTNERS, LLC|1333
NEXT|NEXTDECADE CORP CMN|BERN|Sanford C. Bernstein & Co., LLC|544
NEXT|NEXTDECADE CORP CMN|BMOC|BMO Capital Markets Corp.|576
NEXT|NEXTDECADE CORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|599
NEXT|NEXTDECADE CORP CMN|BRGE|Newbridge Securities Corp.|350
NEXT|NEXTDECADE CORP CMN|BYXM|CBOE TRADING, INC.|100
NEXT|NEXTDECADE CORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12500
NEXT|NEXTDECADE CORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1906
NEXT|NEXTDECADE CORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|415
NEXT|NEXTDECADE CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4840
NEXT|NEXTDECADE CORP CMN|CTDL|Citadel Derivatives Group Llc|2838
NEXT|NEXTDECADE CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
NEXT|NEXTDECADE CORP CMN|DBAB|Deutsche Bank Securities Inc.|157758
NEXT|NEXTDECADE CORP CMN|DBAX|Deutsche Bank Securities Inc.|4200
NEXT|NEXTDECADE CORP CMN|DEAN|MORGAN STANLEY|132
NEXT|NEXTDECADE CORP CMN|DEGS|RONIN PROFESSIONAL LLC|21160
NEXT|NEXTDECADE CORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8934
NEXT|NEXTDECADE CORP CMN|EBXL|EBX LLC|8800
NEXT|NEXTDECADE CORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|940
NEXT|NEXTDECADE CORP CMN|EGAM|CBOE TRADING, INC.|3708
NEXT|NEXTDECADE CORP CMN|EGAW|CBOE TRADING, INC.|8000
NEXT|NEXTDECADE CORP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
NEXT|NEXTDECADE CORP CMN|ETBE|Electronic Transaction Clearing, Inc.|26703
NEXT|NEXTDECADE CORP CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
NEXT|NEXTDECADE CORP CMN|ETRS|E*Trade Securities LLC|620
NEXT|NEXTDECADE CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|55533
NEXT|NEXTDECADE CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|22602
NEXT|NEXTDECADE CORP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1842
NEXT|NEXTDECADE CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4586
NEXT|NEXTDECADE CORP CMN|FTBR|Foliofn Investments, Inc.|8
NEXT|NEXTDECADE CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2887
NEXT|NEXTDECADE CORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|4140
NEXT|NEXTDECADE CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|297572
NEXT|NEXTDECADE CORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|2100
NEXT|NEXTDECADE CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|1126
NEXT|NEXTDECADE CORP CMN|GTSZ|GTS SECURITIES LLC|36824
NEXT|NEXTDECADE CORP CMN|IBKR|Interactive Brokers Llc|13824
NEXT|NEXTDECADE CORP CMN|ICBX|INSTINET, LLC|9300
NEXT|NEXTDECADE CORP CMN|IEQY|CITADEL SECURITIES LLC|641
NEXT|NEXTDECADE CORP CMN|INCA|INSTINET, LLC|155919
NEXT|NEXTDECADE CORP CMN|INJX|INSTINET, LLC|1248
NEXT|NEXTDECADE CORP CMN|ITGI|ITG Inc.|212648
NEXT|NEXTDECADE CORP CMN|ITGP|ITG INC.|111600
NEXT|NEXTDECADE CORP CMN|JEFF|JEFFERIES LLC|889
NEXT|NEXTDECADE CORP CMN|JMPT|JUMP TRADING, LLC|275
NEXT|NEXTDECADE CORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|3800
NEXT|NEXTDECADE CORP CMN|JPMX|J.P. Morgan Securities LLC|16678
NEXT|NEXTDECADE CORP CMN|KCGM|VIRTU Americas LLC|1551
NEXT|NEXTDECADE CORP CMN|LEHM|Barclays Capital Inc./Le|205422
NEXT|NEXTDECADE CORP CMN|LIME|Lime Brokerage LLC|58988
NEXT|NEXTDECADE CORP CMN|LMGP|LIME BROKERAGE LLC|47516
NEXT|NEXTDECADE CORP CMN|LOOP|Loop Capital Markets LLC|1700
NEXT|NEXTDECADE CORP CMN|LQNB|LIQUIDNET, INC.|822
NEXT|NEXTDECADE CORP CMN|LSCI|Lek Securities Corporation|9060
NEXT|NEXTDECADE CORP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NEXT|NEXTDECADE CORP CMN|MAXM|Maxim Group LLC|530
NEXT|NEXTDECADE CORP CMN|MICA|Spartan Securities Group, Ltd.|13000
NEXT|NEXTDECADE CORP CMN|MILE|I-Bankers Securities, Inc.|200
NEXT|NEXTDECADE CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44500
NEXT|NEXTDECADE CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|403577
NEXT|NEXTDECADE CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|30900
NEXT|NEXTDECADE CORP CMN|MSTX|MORGAN STANLEY & CO. LLC|7100
NEXT|NEXTDECADE CORP CMN|NATL|National Securities Corporation|704
NEXT|NEXTDECADE CORP CMN|NFSC|National Financial Services LLC|19612
NEXT|NEXTDECADE CORP CMN|NITE|VIRTU Americas LLC|59592
NEXT|NEXTDECADE CORP CMN|NITP|VIRTU Americas LLC|806
NEXT|NEXTDECADE CORP CMN|NQRB|Brut, LLC|752
NEXT|NEXTDECADE CORP CMN|PDQM|CODA MARKETS, INC.|6482
NEXT|NEXTDECADE CORP CMN|SBSH|Citigroup Global Markets Inc.|70092
NEXT|NEXTDECADE CORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|5153
NEXT|NEXTDECADE CORP CMN|SPDR|SPEEDROUTE LLC|5800
NEXT|NEXTDECADE CORP CMN|SWIM|TD Ameritrade, Inc.|1122
NEXT|NEXTDECADE CORP CMN|TRBT|Tradebot Systems, Inc.|857
NEXT|NEXTDECADE CORP CMN|TRCM|TRC MARKETS LLC|18133
NEXT|NEXTDECADE CORP CMN|UBSA|UBS SECURITIES LLC|36308
NEXT|NEXTDECADE CORP CMN|UBSS|UBS Securities LLC|235149
NEXT|NEXTDECADE CORP CMN|VALX|VIRTU AMERICAS LLC|1121
NEXT|NEXTDECADE CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|3421
NEXT|NEXTDECADE CORP CMN|WEDB|WEDBUSH SECURITIES INC.|3000
NEXT|NEXTDECADE CORP CMN|WEED|Weeden & Co.L.P.|4240
NEXT|NEXTDECADE CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|52
NEXT|NEXTDECADE CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
NEXT|NEXTDECADE CORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NEXT|NEXTDECADE CORP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|90
NFBK|NORTHFIELD BNCRP DEL|ALTX|Alternet Securities Inc.|1130
NFBK|NORTHFIELD BNCRP DEL|ANOS|ABEL/NOSER, L.L.C.|4309
NFBK|NORTHFIELD BNCRP DEL|APCC|Apex Clearing Corporation|3524
NFBK|NORTHFIELD BNCRP DEL|BATM|CBOE TRADING, INC.|386
NFBK|NORTHFIELD BNCRP DEL|BERN|Sanford C. Bernstein & Co., LLC|400
NFBK|NORTHFIELD BNCRP DEL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9
NFBK|NORTHFIELD BNCRP DEL|BLKX|INSTINET, LLC|15800
NFBK|NORTHFIELD BNCRP DEL|BMOC|BMO Capital Markets Corp.|6904
NFBK|NORTHFIELD BNCRP DEL|BNPX|BNP PARIBAS SECURITIES CORP.|9710
NFBK|NORTHFIELD BNCRP DEL|BTIG|BTIG, LLC|755
NFBK|NORTHFIELD BNCRP DEL|BYXM|CBOE TRADING, INC.|246
NFBK|NORTHFIELD BNCRP DEL|BZYD|GOLDMAN SACHS & CO. LLC|2501
NFBK|NORTHFIELD BNCRP DEL|CANT|Cantor Fitzgerald & Co.|100
NFBK|NORTHFIELD BNCRP DEL|CHAS|Charles Schwab & Co., Inc.|1409
NFBK|NORTHFIELD BNCRP DEL|CIST|Capital Institutional Services, Inc.|12
NFBK|NORTHFIELD BNCRP DEL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4115
NFBK|NORTHFIELD BNCRP DEL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1260
NFBK|NORTHFIELD BNCRP DEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18439
NFBK|NORTHFIELD BNCRP DEL|CTDL|Citadel Derivatives Group Llc|8112
NFBK|NORTHFIELD BNCRP DEL|CXCX|CITIGROUP GLOBAL MARKETS INC.|5292
NFBK|NORTHFIELD BNCRP DEL|DBAB|Deutsche Bank Securities Inc.|110325
NFBK|NORTHFIELD BNCRP DEL|DBAX|Deutsche Bank Securities Inc.|4000
NFBK|NORTHFIELD BNCRP DEL|DEAN|MORGAN STANLEY|1736
NFBK|NORTHFIELD BNCRP DEL|DEGS|RONIN PROFESSIONAL LLC|580
NFBK|NORTHFIELD BNCRP DEL|EBXL|EBX LLC|9100
NFBK|NORTHFIELD BNCRP DEL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1937
NFBK|NORTHFIELD BNCRP DEL|EGAM|CBOE TRADING, INC.|1032
NFBK|NORTHFIELD BNCRP DEL|EGMT|EG MARKET TECHNOLOGIES LLC|110
NFBK|NORTHFIELD BNCRP DEL|EGXM|CBOE TRADING, INC.|336
NFBK|NORTHFIELD BNCRP DEL|ETBE|Electronic Transaction Clearing, Inc.|42
NFBK|NORTHFIELD BNCRP DEL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
NFBK|NORTHFIELD BNCRP DEL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5688
NFBK|NORTHFIELD BNCRP DEL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|796
NFBK|NORTHFIELD BNCRP DEL|ETRS|E*Trade Securities LLC|1701
NFBK|NORTHFIELD BNCRP DEL|FBCO|Credit Suisse Securities (USA) LLC|129670
NFBK|NORTHFIELD BNCRP DEL|FOMA|TD AMERITRADE CLEARING, INC.|28923
NFBK|NORTHFIELD BNCRP DEL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36652
NFBK|NORTHFIELD BNCRP DEL|FTBR|Foliofn Investments, Inc.|103
NFBK|NORTHFIELD BNCRP DEL|GEBB|GLOBAL EXECUTION BROKERS, LP|16210
NFBK|NORTHFIELD BNCRP DEL|GLPX|ACS EXECUTION SERVICES, LLC|24
NFBK|NORTHFIELD BNCRP DEL|GSCO|GOLDMAN SACHS & CO. LLC|364130
NFBK|NORTHFIELD BNCRP DEL|GSCS|GOLDMAN SACHS & CO. LLC|2200
NFBK|NORTHFIELD BNCRP DEL|GSLT|GOLDMAN SACHS & CO. LLC|499
NFBK|NORTHFIELD BNCRP DEL|GTSZ|GTS SECURITIES LLC|5056
NFBK|NORTHFIELD BNCRP DEL|HRBF|American Enterprise Investment Services Inc.|38
NFBK|NORTHFIELD BNCRP DEL|IATS|INTERACTIVE BROKERS LLC|2
NFBK|NORTHFIELD BNCRP DEL|IBKR|Interactive Brokers Llc|7930
NFBK|NORTHFIELD BNCRP DEL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|143
NFBK|NORTHFIELD BNCRP DEL|ICBX|INSTINET, LLC|3200
NFBK|NORTHFIELD BNCRP DEL|IEQY|CITADEL SECURITIES LLC|9537
NFBK|NORTHFIELD BNCRP DEL|INCA|INSTINET, LLC|88938
NFBK|NORTHFIELD BNCRP DEL|INJX|INSTINET, LLC|8369
NFBK|NORTHFIELD BNCRP DEL|ITGI|ITG Inc.|45309
NFBK|NORTHFIELD BNCRP DEL|ITGP|ITG INC.|36000
NFBK|NORTHFIELD BNCRP DEL|JEFF|JEFFERIES LLC|17403
NFBK|NORTHFIELD BNCRP DEL|JMPT|JUMP TRADING, LLC|1604
NFBK|NORTHFIELD BNCRP DEL|JONE|JonesTrading|9880
NFBK|NORTHFIELD BNCRP DEL|JPBX|J.P. MORGAN SECURITIES LLC|200
NFBK|NORTHFIELD BNCRP DEL|JPMX|J.P. Morgan Securities LLC|23953
NFBK|NORTHFIELD BNCRP DEL|JSJX|JANE STREET CAPITAL LLC|1412
NFBK|NORTHFIELD BNCRP DEL|KCGM|VIRTU Americas LLC|4042
NFBK|NORTHFIELD BNCRP DEL|LEHM|Barclays Capital Inc./Le|105327
NFBK|NORTHFIELD BNCRP DEL|LIME|Lime Brokerage LLC|99740
NFBK|NORTHFIELD BNCRP DEL|LMGP|LIME BROKERAGE LLC|8100
NFBK|NORTHFIELD BNCRP DEL|LOOP|Loop Capital Markets LLC|90
NFBK|NORTHFIELD BNCRP DEL|MAXM|Maxim Group LLC|4667
NFBK|NORTHFIELD BNCRP DEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8540
NFBK|NORTHFIELD BNCRP DEL|MSCO|MORGAN STANLEY & CO. LLC|349625
NFBK|NORTHFIELD BNCRP DEL|MSPL|MORGAN STANLEY & CO. LLC|10200
NFBK|NORTHFIELD BNCRP DEL|MSTX|MORGAN STANLEY & CO. LLC|4600
NFBK|NORTHFIELD BNCRP DEL|NFSC|National Financial Services LLC|19784
NFBK|NORTHFIELD BNCRP DEL|NITE|VIRTU Americas LLC|64936
NFBK|NORTHFIELD BNCRP DEL|NITP|VIRTU Americas LLC|900
NFBK|NORTHFIELD BNCRP DEL|NQRB|Brut, LLC|7373
NFBK|NORTHFIELD BNCRP DEL|NTFN|Network 1 Financial Securities Inc.|204
NFBK|NORTHFIELD BNCRP DEL|NTRC|Northern Trust Securities, Inc.|1731
NFBK|NORTHFIELD BNCRP DEL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|260
NFBK|NORTHFIELD BNCRP DEL|PDQM|CODA MARKETS, INC.|688
NFBK|NORTHFIELD BNCRP DEL|PNSR|Penserra Securities, LLC|2437
NFBK|NORTHFIELD BNCRP DEL|PWJC|UBS Financial Services, Inc.|1400
NFBK|NORTHFIELD BNCRP DEL|RAJA|Raymond James & Associates, Inc.|336
NFBK|NORTHFIELD BNCRP DEL|RBCM|RBC CAPITAL MARKETS, LLC|52
NFBK|NORTHFIELD BNCRP DEL|SAGL|SAGETRADER, LLC|100
NFBK|NORTHFIELD BNCRP DEL|SAGW|SAGETRADER, LLC|65
NFBK|NORTHFIELD BNCRP DEL|SBSH|Citigroup Global Markets Inc.|56092
NFBK|NORTHFIELD BNCRP DEL|SDLR|Sandler, O'Neill & Partners, L.P.|500
NFBK|NORTHFIELD BNCRP DEL|SGMT|GOLDMAN SACHS & CO. LLC|5746
NFBK|NORTHFIELD BNCRP DEL|SPDR|SPEEDROUTE LLC|100
NFBK|NORTHFIELD BNCRP DEL|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
NFBK|NORTHFIELD BNCRP DEL|STFL|Stifel, Nicolaus & Company, Incorporated|202
NFBK|NORTHFIELD BNCRP DEL|SWIM|TD Ameritrade, Inc.|955
NFBK|NORTHFIELD BNCRP DEL|TRBT|Tradebot Systems, Inc.|19170
NFBK|NORTHFIELD BNCRP DEL|TRCM|TRC MARKETS LLC|47224
NFBK|NORTHFIELD BNCRP DEL|UBSA|UBS SECURITIES LLC|63983
NFBK|NORTHFIELD BNCRP DEL|UBSS|UBS Securities LLC|254407
NFBK|NORTHFIELD BNCRP DEL|VALX|VIRTU AMERICAS LLC|3417
NFBK|NORTHFIELD BNCRP DEL|VGRD|Vanguard Marketing Corporation|4880
NFBK|NORTHFIELD BNCRP DEL|WCHV|WELLS FARGO SECURITIES, LLC|7320
NFBK|NORTHFIELD BNCRP DEL|WEED|Weeden & Co.L.P.|90
NFBK|NORTHFIELD BNCRP DEL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|110
NFBK|NORTHFIELD BNCRP DEL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
NFBK|NORTHFIELD BNCRP DEL|WSEA|WOLVERINE SECURITIES, LLC|1
NFBK|NORTHFIELD BNCRP DEL|XIST|INSTINET, LLC|4688
NFBK|NORTHFIELD BNCRP DEL|XSTM|NATIONAL FINANCIAL SERVICES LLC|818
NFBK|NORTHFIELD BNCRP DEL|YKNA|COMHAR CAPITAL MARKETS, LLC|24
NFBK|NORTHFIELD BNCRP DEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15947
NFC.U|NEW FRONTIER UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
NFC.U|NEW FRONTIER UT|GSLT|GOLDMAN SACHS & CO. LLC|100
NFC.U|NEW FRONTIER UT|ITGI|ITG Inc.|1250
NFC.U|NEW FRONTIER UT|MILE|I-Bankers Securities, Inc.|5120
NFC.U|NEW FRONTIER UT|MSCO|MORGAN STANLEY & CO. LLC|1500
NFC.U|NEW FRONTIER UT|NITE|VIRTU Americas LLC|7550
NFC.U|NEW FRONTIER UT|NQRB|Brut, LLC|200
NFC.U|NEW FRONTIER UT|PWJC|UBS Financial Services, Inc.|9400
NFC.U|NEW FRONTIER UT|QMSR|QUATTRO M SECURITIES INC.|1700
NFC.U|NEW FRONTIER UT|SPDR|SPEEDROUTE LLC|300
NFC.U|NEW FRONTIER UT|UBSA|UBS SECURITIES LLC|300
NFC.U|NEW FRONTIER UT|UBSS|UBS Securities LLC|9400
NFEC|NF ENERGY SAVING COR|ALTX|Alternet Securities Inc.|1160
NFEC|NF ENERGY SAVING COR|APCC|Apex Clearing Corporation|21221
NFEC|NF ENERGY SAVING COR|BATM|CBOE TRADING, INC.|4040
NFEC|NF ENERGY SAVING COR|BAYC|BAY CREST PARTNERS, LLC|3789
NFEC|NF ENERGY SAVING COR|BIMI|Banca IMI Securities Corp.|10365
NFEC|NF ENERGY SAVING COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3401
NFEC|NF ENERGY SAVING COR|BYXM|CBOE TRADING, INC.|45
NFEC|NF ENERGY SAVING COR|CHAS|Charles Schwab & Co., Inc.|1100
NFEC|NF ENERGY SAVING COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15380
NFEC|NF ENERGY SAVING COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21944
NFEC|NF ENERGY SAVING COR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34499
NFEC|NF ENERGY SAVING COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54086
NFEC|NF ENERGY SAVING COR|CTDL|Citadel Derivatives Group Llc|1404
NFEC|NF ENERGY SAVING COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2786
NFEC|NF ENERGY SAVING COR|DBAB|Deutsche Bank Securities Inc.|33968
NFEC|NF ENERGY SAVING COR|DBAX|Deutsche Bank Securities Inc.|17700
NFEC|NF ENERGY SAVING COR|DEAN|MORGAN STANLEY|1500
NFEC|NF ENERGY SAVING COR|DEGS|RONIN PROFESSIONAL LLC|28262
NFEC|NF ENERGY SAVING COR|EBXL|EBX LLC|11200
NFEC|NF ENERGY SAVING COR|EDJO|Edward D. Jones & Co., L.P.|337
NFEC|NF ENERGY SAVING COR|EGAM|CBOE TRADING, INC.|37209
NFEC|NF ENERGY SAVING COR|EGXM|CBOE TRADING, INC.|6672
NFEC|NF ENERGY SAVING COR|ETBE|Electronic Transaction Clearing, Inc.|5263
NFEC|NF ENERGY SAVING COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1727
NFEC|NF ENERGY SAVING COR|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
NFEC|NF ENERGY SAVING COR|ETRS|E*Trade Securities LLC|319116
NFEC|NF ENERGY SAVING COR|FBCO|Credit Suisse Securities (USA) LLC|90857
NFEC|NF ENERGY SAVING COR|FILL|Tradestation Securities, Inc.|12835
NFEC|NF ENERGY SAVING COR|FMAF|NBCN Inc./ CDS|4973
NFEC|NF ENERGY SAVING COR|FOMA|TD AMERITRADE CLEARING, INC.|879248
NFEC|NF ENERGY SAVING COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|450
NFEC|NF ENERGY SAVING COR|GEBB|GLOBAL EXECUTION BROKERS, LP|5956
NFEC|NF ENERGY SAVING COR|GLIS|TD Securities Inc|1300
NFEC|NF ENERGY SAVING COR|GLPX|ACS EXECUTION SERVICES, LLC|43988
NFEC|NF ENERGY SAVING COR|GSCO|GOLDMAN SACHS & CO. LLC|4515
NFEC|NF ENERGY SAVING COR|GSCS|GOLDMAN SACHS & CO. LLC|2269
NFEC|NF ENERGY SAVING COR|GSLT|GOLDMAN SACHS & CO. LLC|1349
NFEC|NF ENERGY SAVING COR|GTSZ|GTS SECURITIES LLC|30247
NFEC|NF ENERGY SAVING COR|HRBF|American Enterprise Investment Services Inc.|3900
NFEC|NF ENERGY SAVING COR|HSBC|HSBC Securities, Inc.|65500
NFEC|NF ENERGY SAVING COR|IATS|INTERACTIVE BROKERS LLC|26849
NFEC|NF ENERGY SAVING COR|IBKR|Interactive Brokers Llc|471203
NFEC|NF ENERGY SAVING COR|ICBX|INSTINET, LLC|101400
NFEC|NF ENERGY SAVING COR|INCA|INSTINET, LLC|931370
NFEC|NF ENERGY SAVING COR|ITGI|ITG Inc.|26552
NFEC|NF ENERGY SAVING COR|ITGP|ITG INC.|26200
NFEC|NF ENERGY SAVING COR|JMPT|JUMP TRADING, LLC|2649
NFEC|NF ENERGY SAVING COR|JPMX|J.P. Morgan Securities LLC|5696
NFEC|NF ENERGY SAVING COR|JSJX|JANE STREET CAPITAL LLC|3377
NFEC|NF ENERGY SAVING COR|KCGM|VIRTU Americas LLC|3021
NFEC|NF ENERGY SAVING COR|LEHM|Barclays Capital Inc./Le|32781
NFEC|NF ENERGY SAVING COR|LIME|Lime Brokerage LLC|46051
NFEC|NF ENERGY SAVING COR|LSCI|Lek Securities Corporation|17124
NFEC|NF ENERGY SAVING COR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9859
NFEC|NF ENERGY SAVING COR|MAVB|Great Point Capital LLC|200
NFEC|NF ENERGY SAVING COR|MICA|Spartan Securities Group, Ltd.|1499
NFEC|NF ENERGY SAVING COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
NFEC|NF ENERGY SAVING COR|MOTF|MOTIF INVESTING, INC.|2
NFEC|NF ENERGY SAVING COR|MSCO|MORGAN STANLEY & CO. LLC|309837
NFEC|NF ENERGY SAVING COR|MSPL|MORGAN STANLEY & CO. LLC|15400
NFEC|NF ENERGY SAVING COR|NFSC|National Financial Services LLC|301252
NFEC|NF ENERGY SAVING COR|NITE|VIRTU Americas LLC|875615
NFEC|NF ENERGY SAVING COR|NQRB|Brut, LLC|6600
NFEC|NF ENERGY SAVING COR|PDQM|CODA MARKETS, INC.|93509
NFEC|NF ENERGY SAVING COR|RAJA|Raymond James & Associates, Inc.|3000
NFEC|NF ENERGY SAVING COR|SAGL|SAGETRADER, LLC|10325
NFEC|NF ENERGY SAVING COR|SBSH|Citigroup Global Markets Inc.|482785
NFEC|NF ENERGY SAVING COR|SGMT|GOLDMAN SACHS & CO. LLC|3607
NFEC|NF ENERGY SAVING COR|SPDR|SPEEDROUTE LLC|12253
NFEC|NF ENERGY SAVING COR|SWIM|TD Ameritrade, Inc.|158234
NFEC|NF ENERGY SAVING COR|SWST|Hilltop Securities Inc.|4948
NFEC|NF ENERGY SAVING COR|TKNG|ALLY INVEST SECURITIES LLC|14764
NFEC|NF ENERGY SAVING COR|TRCM|TRC MARKETS LLC|200
NFEC|NF ENERGY SAVING COR|TWTT|TASTYWORKS, INC.|570
NFEC|NF ENERGY SAVING COR|UBSA|UBS SECURITIES LLC|110143
NFEC|NF ENERGY SAVING COR|UBSS|UBS Securities LLC|120899
NFEC|NF ENERGY SAVING COR|VALX|VIRTU AMERICAS LLC|6288
NFEC|NF ENERGY SAVING COR|VGRD|Vanguard Marketing Corporation|15760
NFEC|NF ENERGY SAVING COR|VSIN|Vision Financial Markets Llc|1950
NFEC|NF ENERGY SAVING COR|WABR|Wall Street Access|900
NFEC|NF ENERGY SAVING COR|WCHV|WELLS FARGO SECURITIES, LLC|17443
NFEC|NF ENERGY SAVING COR|WEDB|WEDBUSH SECURITIES INC.|29865
NFEC|NF ENERGY SAVING COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7531
NFEC|NF ENERGY SAVING COR|WGIF|CIBC World Markets Inc.|12553
NFEC|NF ENERGY SAVING COR|WSEA|WOLVERINE SECURITIES, LLC|28357
NFEC|NF ENERGY SAVING COR|YKNA|COMHAR CAPITAL MARKETS, LLC|4178
NFG|NATL FUEL GAS CO|ABLE|NATIXIS Securities Americas LLC|35100
NFG|NATL FUEL GAS CO|ALTX|Alternet Securities Inc.|2991
NFG|NATL FUEL GAS CO|APCC|Apex Clearing Corporation|229
NFG|NATL FUEL GAS CO|BALE|M&T SECURITIES, INC.|168
NFG|NATL FUEL GAS CO|BANK|Primevest Financial Services, Inc.|14
NFG|NATL FUEL GAS CO|BARD|Robert W. Baird & Co. Incorporated|2663
NFG|NATL FUEL GAS CO|BATM|CBOE TRADING, INC.|3360
NFG|NATL FUEL GAS CO|BAYC|BAY CREST PARTNERS, LLC|140
NFG|NATL FUEL GAS CO|BBNT|BB&T SECURITIES, LLC|384
NFG|NATL FUEL GAS CO|BERN|Sanford C. Bernstein & Co., LLC|987
NFG|NATL FUEL GAS CO|BIDS|BIDS TRADING L.P.|400
NFG|NATL FUEL GAS CO|BKCM|BNY Mellon Capital Markets LLC|17638
NFG|NATL FUEL GAS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1958
NFG|NATL FUEL GAS CO|BNPX|BNP PARIBAS SECURITIES CORP.|4265
NFG|NATL FUEL GAS CO|BRVL|BLAYLOCK VAN, LLC|2600
NFG|NATL FUEL GAS CO|BTIG|BTIG, LLC|93092
NFG|NATL FUEL GAS CO|BYXM|CBOE TRADING, INC.|212
NFG|NATL FUEL GAS CO|BZYD|GOLDMAN SACHS & CO. LLC|1624
NFG|NATL FUEL GAS CO|CABR|Cabrera Capital Markets, Inc.|25
NFG|NATL FUEL GAS CO|CANT|Cantor Fitzgerald & Co.|100
NFG|NATL FUEL GAS CO|CHAS|Charles Schwab & Co., Inc.|208
NFG|NATL FUEL GAS CO|CIST|Capital Institutional Services, Inc.|513
NFG|NATL FUEL GAS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18920
NFG|NATL FUEL GAS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2008
NFG|NATL FUEL GAS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|135219
NFG|NATL FUEL GAS CO|CTDL|Citadel Derivatives Group Llc|7997
NFG|NATL FUEL GAS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|20440
NFG|NATL FUEL GAS CO|DADA|D.A. Davidson & Co.|1662
NFG|NATL FUEL GAS CO|DBAB|Deutsche Bank Securities Inc.|135748
NFG|NATL FUEL GAS CO|DBAX|Deutsche Bank Securities Inc.|70200
NFG|NATL FUEL GAS CO|DBUL|Deutsche Bank Securities Inc.|1508
NFG|NATL FUEL GAS CO|DEAN|MORGAN STANLEY|109402
NFG|NATL FUEL GAS CO|EBXL|EBX LLC|60000
NFG|NATL FUEL GAS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|7883
NFG|NATL FUEL GAS CO|EDJO|Edward D. Jones & Co., L.P.|3746
NFG|NATL FUEL GAS CO|EGAM|CBOE TRADING, INC.|3444
NFG|NATL FUEL GAS CO|EGAW|CBOE TRADING, INC.|177
NFG|NATL FUEL GAS CO|EGMT|EG MARKET TECHNOLOGIES LLC|400
NFG|NATL FUEL GAS CO|EGXM|CBOE TRADING, INC.|828
NFG|NATL FUEL GAS CO|ETBE|Electronic Transaction Clearing, Inc.|5200
NFG|NATL FUEL GAS CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
NFG|NATL FUEL GAS CO|ETCC|Electronic Transaction Clearing, Inc.|170
NFG|NATL FUEL GAS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3388
NFG|NATL FUEL GAS CO|ETRS|E*Trade Securities LLC|5868
NFG|NATL FUEL GAS CO|FBSB|U.S. Bancorp Investments, Inc.|6
NFG|NATL FUEL GAS CO|FINX|FINTECH SECURITIES|2780
NFG|NATL FUEL GAS CO|FMAF|NBCN Inc./ CDS|543
NFG|NATL FUEL GAS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1607
NFG|NATL FUEL GAS CO|FQLS|Quantlab Securities LP|138352
NFG|NATL FUEL GAS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|123605
NFG|NATL FUEL GAS CO|FTBR|Foliofn Investments, Inc.|992
NFG|NATL FUEL GAS CO|GLPX|ACS EXECUTION SERVICES, LLC|5866
NFG|NATL FUEL GAS CO|GSCO|GOLDMAN SACHS & CO. LLC|342711
NFG|NATL FUEL GAS CO|GSCS|GOLDMAN SACHS & CO. LLC|2497
NFG|NATL FUEL GAS CO|GSLT|GOLDMAN SACHS & CO. LLC|2487
NFG|NATL FUEL GAS CO|GTSZ|GTS SECURITIES LLC|54709
NFG|NATL FUEL GAS CO|HRBF|American Enterprise Investment Services Inc.|16264
NFG|NATL FUEL GAS CO|HSBC|HSBC Securities, Inc.|9324
NFG|NATL FUEL GAS CO|IATS|INTERACTIVE BROKERS LLC|3669
NFG|NATL FUEL GAS CO|IBKR|Interactive Brokers Llc|3822
NFG|NATL FUEL GAS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|969
NFG|NATL FUEL GAS CO|ICBX|INSTINET, LLC|18000
NFG|NATL FUEL GAS CO|IEQY|CITADEL SECURITIES LLC|42149
NFG|NATL FUEL GAS CO|INCA|INSTINET, LLC|76267
NFG|NATL FUEL GAS CO|INJX|INSTINET, LLC|29391
NFG|NATL FUEL GAS CO|ITGI|ITG Inc.|53409
NFG|NATL FUEL GAS CO|ITGP|ITG INC.|22600
NFG|NATL FUEL GAS CO|JANY|Janney Montgomery Scott Inc.|1783
NFG|NATL FUEL GAS CO|JEFF|JEFFERIES LLC|125433
NFG|NATL FUEL GAS CO|JMPT|JUMP TRADING, LLC|20574
NFG|NATL FUEL GAS CO|JPBX|J.P. MORGAN SECURITIES LLC|26930
NFG|NATL FUEL GAS CO|JPMX|J.P. Morgan Securities LLC|86382
NFG|NATL FUEL GAS CO|JSCL|JOSEPH STONE CAPITAL L.L.C.|280
NFG|NATL FUEL GAS CO|JSJX|JANE STREET CAPITAL LLC|1466
NFG|NATL FUEL GAS CO|KCGM|VIRTU Americas LLC|13176
NFG|NATL FUEL GAS CO|LEHM|Barclays Capital Inc./Le|223659
NFG|NATL FUEL GAS CO|LIME|Lime Brokerage LLC|23931
NFG|NATL FUEL GAS CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|20800
NFG|NATL FUEL GAS CO|LQNA|LIQUIDNET, INC.|18700
NFG|NATL FUEL GAS CO|LSCI|Lek Securities Corporation|8
NFG|NATL FUEL GAS CO|MACC|Mid Atlantic Capital Corporation|140
NFG|NATL FUEL GAS CO|MAXM|Maxim Group LLC|1141
NFG|NATL FUEL GAS CO|MCMF|Raymond James Ltd. Cds|9
NFG|NATL FUEL GAS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28914
NFG|NATL FUEL GAS CO|MSCO|MORGAN STANLEY & CO. LLC|596695
NFG|NATL FUEL GAS CO|MSPL|MORGAN STANLEY & CO. LLC|92900
NFG|NATL FUEL GAS CO|MSTX|MORGAN STANLEY & CO. LLC|63200
NFG|NATL FUEL GAS CO|MTON|MILLINGTON SECURITIES, INC.|57555
NFG|NATL FUEL GAS CO|NEUB|NEUBERGER BERMAN BD LLC|175
NFG|NATL FUEL GAS CO|NFSC|National Financial Services LLC|64461
NFG|NATL FUEL GAS CO|NITE|VIRTU Americas LLC|121081
NFG|NATL FUEL GAS CO|NITP|VIRTU Americas LLC|650
NFG|NATL FUEL GAS CO|NQRB|Brut, LLC|12970
NFG|NATL FUEL GAS CO|OHOS|TWO SIGMA SECURITIES, LLC|15525
NFG|NATL FUEL GAS CO|OPCO|Oppenheimer & Co. Inc.|390
NFG|NATL FUEL GAS CO|PDQM|CODA MARKETS, INC.|35059
NFG|NATL FUEL GAS CO|PHLY|NASDAQ Execution Services, LLC|1800
NFG|NATL FUEL GAS CO|PUMA|Puma Capital, Llc|16997
NFG|NATL FUEL GAS CO|PWJC|UBS Financial Services, Inc.|3163
NFG|NATL FUEL GAS CO|RBCM|RBC CAPITAL MARKETS, LLC|7797
NFG|NATL FUEL GAS CO|SAGL|SAGETRADER, LLC|5700
NFG|NATL FUEL GAS CO|SBSH|Citigroup Global Markets Inc.|22736
NFG|NATL FUEL GAS CO|SGMT|GOLDMAN SACHS & CO. LLC|17200
NFG|NATL FUEL GAS CO|SPDR|SPEEDROUTE LLC|2600
NFG|NATL FUEL GAS CO|SPHN|Stephens Inc.|33
NFG|NATL FUEL GAS CO|STFL|Stifel, Nicolaus & Company, Incorporated|731
NFG|NATL FUEL GAS CO|STKP|STOCKPILE INVESTMENTS, INC.|6
NFG|NATL FUEL GAS CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4060
NFG|NATL FUEL GAS CO|SWIM|TD Ameritrade, Inc.|1031
NFG|NATL FUEL GAS CO|SWST|Hilltop Securities Inc.|6269
NFG|NATL FUEL GAS CO|TKNG|ALLY INVEST SECURITIES LLC|12
NFG|NATL FUEL GAS CO|TOUR|TOURMALINE PARTNERS, LLC|1600
NFG|NATL FUEL GAS CO|TRBT|Tradebot Systems, Inc.|67025
NFG|NATL FUEL GAS CO|TRCM|TRC MARKETS LLC|43504
NFG|NATL FUEL GAS CO|UBSA|UBS SECURITIES LLC|177122
NFG|NATL FUEL GAS CO|UBSS|UBS Securities LLC|310255
NFG|NATL FUEL GAS CO|VALX|VIRTU AMERICAS LLC|5866
NFG|NATL FUEL GAS CO|VGRD|Vanguard Marketing Corporation|11439
NFG|NATL FUEL GAS CO|WABR|Wall Street Access|47607
NFG|NATL FUEL GAS CO|WBLR|WILLIAM BLAIR|333
NFG|NATL FUEL GAS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|1684
NFG|NATL FUEL GAS CO|WCHV|WELLS FARGO SECURITIES, LLC|35149
NFG|NATL FUEL GAS CO|WDNX|WEEDEN & CO.L.P.|272
NFG|NATL FUEL GAS CO|WEDB|WEDBUSH SECURITIES INC.|79
NFG|NATL FUEL GAS CO|WEED|Weeden & Co.L.P.|4048
NFG|NATL FUEL GAS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|989
NFG|NATL FUEL GAS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|486
NFG|NATL FUEL GAS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|46
NFG|NATL FUEL GAS CO|WSEA|WOLVERINE SECURITIES, LLC|221
NFG|NATL FUEL GAS CO|XIST|INSTINET, LLC|20200
NFG|NATL FUEL GAS CO|XPQR|Jump Trading|3800
NFG|NATL FUEL GAS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|9020
NFG|NATL FUEL GAS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|500
NFG|NATL FUEL GAS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4939
NFJ|ALLIANZGI NFJ DIVD|ALTX|Alternet Securities Inc.|2517
NFJ|ALLIANZGI NFJ DIVD|APCC|Apex Clearing Corporation|37
NFJ|ALLIANZGI NFJ DIVD|BANK|Primevest Financial Services, Inc.|8
NFJ|ALLIANZGI NFJ DIVD|BARD|Robert W. Baird & Co. Incorporated|19875
NFJ|ALLIANZGI NFJ DIVD|BATM|CBOE TRADING, INC.|223
NFJ|ALLIANZGI NFJ DIVD|BBNT|BB&T SECURITIES, LLC|779
NFJ|ALLIANZGI NFJ DIVD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3083
NFJ|ALLIANZGI NFJ DIVD|BRGE|Newbridge Securities Corp.|5000
NFJ|ALLIANZGI NFJ DIVD|BTIG|BTIG, LLC|5187
NFJ|ALLIANZGI NFJ DIVD|BYXM|CBOE TRADING, INC.|500
NFJ|ALLIANZGI NFJ DIVD|CANT|Cantor Fitzgerald & Co.|2656
NFJ|ALLIANZGI NFJ DIVD|CHAS|Charles Schwab & Co., Inc.|3
NFJ|ALLIANZGI NFJ DIVD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7850
NFJ|ALLIANZGI NFJ DIVD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
NFJ|ALLIANZGI NFJ DIVD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
NFJ|ALLIANZGI NFJ DIVD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38595
NFJ|ALLIANZGI NFJ DIVD|CXCX|CITIGROUP GLOBAL MARKETS INC.|15642
NFJ|ALLIANZGI NFJ DIVD|DADA|D.A. Davidson & Co.|4220
NFJ|ALLIANZGI NFJ DIVD|DAVA|Davenport & Company LLC|876
NFJ|ALLIANZGI NFJ DIVD|DBAX|Deutsche Bank Securities Inc.|16500
NFJ|ALLIANZGI NFJ DIVD|DCHF|Dart Executions, LLC|13500
NFJ|ALLIANZGI NFJ DIVD|DEAN|MORGAN STANLEY|208400
NFJ|ALLIANZGI NFJ DIVD|DEGS|RONIN PROFESSIONAL LLC|100
NFJ|ALLIANZGI NFJ DIVD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|840
NFJ|ALLIANZGI NFJ DIVD|EBXL|EBX LLC|33400
NFJ|ALLIANZGI NFJ DIVD|ECUT|CONVERGEX EXECUTION SOLUTIONS|46808
NFJ|ALLIANZGI NFJ DIVD|EDJO|Edward D. Jones & Co., L.P.|4409
NFJ|ALLIANZGI NFJ DIVD|EGAM|CBOE TRADING, INC.|7980
NFJ|ALLIANZGI NFJ DIVD|EGXM|CBOE TRADING, INC.|910
NFJ|ALLIANZGI NFJ DIVD|ETBE|Electronic Transaction Clearing, Inc.|650
NFJ|ALLIANZGI NFJ DIVD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|393
NFJ|ALLIANZGI NFJ DIVD|ETRS|E*Trade Securities LLC|38476
NFJ|ALLIANZGI NFJ DIVD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11873
NFJ|ALLIANZGI NFJ DIVD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31721
NFJ|ALLIANZGI NFJ DIVD|FTBR|Foliofn Investments, Inc.|469
NFJ|ALLIANZGI NFJ DIVD|GEBB|GLOBAL EXECUTION BROKERS, LP|200
NFJ|ALLIANZGI NFJ DIVD|GLPX|ACS EXECUTION SERVICES, LLC|12154
NFJ|ALLIANZGI NFJ DIVD|GSCO|GOLDMAN SACHS & CO. LLC|7184
NFJ|ALLIANZGI NFJ DIVD|GSCS|GOLDMAN SACHS & CO. LLC|900
NFJ|ALLIANZGI NFJ DIVD|GSLT|GOLDMAN SACHS & CO. LLC|2695
NFJ|ALLIANZGI NFJ DIVD|GTSZ|GTS SECURITIES LLC|974
NFJ|ALLIANZGI NFJ DIVD|HRBF|American Enterprise Investment Services Inc.|16609
NFJ|ALLIANZGI NFJ DIVD|IATS|INTERACTIVE BROKERS LLC|15274
NFJ|ALLIANZGI NFJ DIVD|IBKR|Interactive Brokers Llc|44504
NFJ|ALLIANZGI NFJ DIVD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15492
NFJ|ALLIANZGI NFJ DIVD|ICBX|INSTINET, LLC|13675
NFJ|ALLIANZGI NFJ DIVD|INCA|INSTINET, LLC|2389
NFJ|ALLIANZGI NFJ DIVD|ITGI|ITG Inc.|35012
NFJ|ALLIANZGI NFJ DIVD|ITGP|ITG INC.|12000
NFJ|ALLIANZGI NFJ DIVD|JANY|Janney Montgomery Scott Inc.|1188
NFJ|ALLIANZGI NFJ DIVD|JMPT|JUMP TRADING, LLC|1650
NFJ|ALLIANZGI NFJ DIVD|JONE|JonesTrading|31307
NFJ|ALLIANZGI NFJ DIVD|JPMX|J.P. Morgan Securities LLC|20200
NFJ|ALLIANZGI NFJ DIVD|JSJX|JANE STREET CAPITAL LLC|2650
NFJ|ALLIANZGI NFJ DIVD|KCGM|VIRTU Americas LLC|9607
NFJ|ALLIANZGI NFJ DIVD|LEHM|Barclays Capital Inc./Le|34300
NFJ|ALLIANZGI NFJ DIVD|LGNT|COR CLEARING LLC|90
NFJ|ALLIANZGI NFJ DIVD|LIME|Lime Brokerage LLC|2214
NFJ|ALLIANZGI NFJ DIVD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
NFJ|ALLIANZGI NFJ DIVD|MACC|Mid Atlantic Capital Corporation|825
NFJ|ALLIANZGI NFJ DIVD|MAXM|Maxim Group LLC|395
NFJ|ALLIANZGI NFJ DIVD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59302
NFJ|ALLIANZGI NFJ DIVD|MSCO|MORGAN STANLEY & CO. LLC|403213
NFJ|ALLIANZGI NFJ DIVD|MSPL|MORGAN STANLEY & CO. LLC|30600
NFJ|ALLIANZGI NFJ DIVD|NATL|National Securities Corporation|3367
NFJ|ALLIANZGI NFJ DIVD|NFSC|National Financial Services LLC|246534
NFJ|ALLIANZGI NFJ DIVD|NITE|VIRTU Americas LLC|731090
NFJ|ALLIANZGI NFJ DIVD|NITP|VIRTU Americas LLC|600
NFJ|ALLIANZGI NFJ DIVD|NQRB|Brut, LLC|366
NFJ|ALLIANZGI NFJ DIVD|OPCO|Oppenheimer & Co. Inc.|7405
NFJ|ALLIANZGI NFJ DIVD|OTAA|OTA LLC|10800
NFJ|ALLIANZGI NFJ DIVD|PDQM|CODA MARKETS, INC.|10435
NFJ|ALLIANZGI NFJ DIVD|PWJC|UBS Financial Services, Inc.|23258
NFJ|ALLIANZGI NFJ DIVD|RBCM|RBC CAPITAL MARKETS, LLC|22483
NFJ|ALLIANZGI NFJ DIVD|SAGC|SAGETRADER, LLC|200
NFJ|ALLIANZGI NFJ DIVD|SAGL|SAGETRADER, LLC|1400
NFJ|ALLIANZGI NFJ DIVD|SALI|INTL FCSTONE FINANCIAL INC.|2340
NFJ|ALLIANZGI NFJ DIVD|SBSH|Citigroup Global Markets Inc.|153432
NFJ|ALLIANZGI NFJ DIVD|SEIC|SEI Investments Distribution Co.|400
NFJ|ALLIANZGI NFJ DIVD|SGMT|GOLDMAN SACHS & CO. LLC|14589
NFJ|ALLIANZGI NFJ DIVD|SPDR|SPEEDROUTE LLC|560
NFJ|ALLIANZGI NFJ DIVD|SPHN|Stephens Inc.|402
NFJ|ALLIANZGI NFJ DIVD|STFL|Stifel, Nicolaus & Company, Incorporated|252116
NFJ|ALLIANZGI NFJ DIVD|STXG|Stockcross Financial Services, Inc.|81
NFJ|ALLIANZGI NFJ DIVD|SWIM|TD Ameritrade, Inc.|4000
NFJ|ALLIANZGI NFJ DIVD|SWST|Hilltop Securities Inc.|41759
NFJ|ALLIANZGI NFJ DIVD|TKNG|ALLY INVEST SECURITIES LLC|765
NFJ|ALLIANZGI NFJ DIVD|TRBT|Tradebot Systems, Inc.|4026
NFJ|ALLIANZGI NFJ DIVD|TRCM|TRC MARKETS LLC|36
NFJ|ALLIANZGI NFJ DIVD|UBSA|UBS SECURITIES LLC|78139
NFJ|ALLIANZGI NFJ DIVD|UBSS|UBS Securities LLC|270420
NFJ|ALLIANZGI NFJ DIVD|VALX|VIRTU AMERICAS LLC|6351
NFJ|ALLIANZGI NFJ DIVD|VGRD|Vanguard Marketing Corporation|20054
NFJ|ALLIANZGI NFJ DIVD|VNDM|Wall Street Access|30324
NFJ|ALLIANZGI NFJ DIVD|WCHV|WELLS FARGO SECURITIES, LLC|172489
NFJ|ALLIANZGI NFJ DIVD|WEDB|WEDBUSH SECURITIES INC.|14
NFJ|ALLIANZGI NFJ DIVD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1037
NFJ|ALLIANZGI NFJ DIVD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38472
NFJ|ALLIANZGI NFJ DIVD|WSEA|WOLVERINE SECURITIES, LLC|3206
NFJ|ALLIANZGI NFJ DIVD|XSTM|NATIONAL FINANCIAL SERVICES LLC|11496
NFJ|ALLIANZGI NFJ DIVD|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
NFJ|ALLIANZGI NFJ DIVD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21137
NFLT|VIRTUS NEWFLEET MULT|AGIS|Aegis Capital Corp.|116
NFLT|VIRTUS NEWFLEET MULT|APCC|Apex Clearing Corporation|8
NFLT|VIRTUS NEWFLEET MULT|BANK|Primevest Financial Services, Inc.|2
NFLT|VIRTUS NEWFLEET MULT|BYXM|CBOE TRADING, INC.|132
NFLT|VIRTUS NEWFLEET MULT|CANT|Cantor Fitzgerald & Co.|4
NFLT|VIRTUS NEWFLEET MULT|CHAS|Charles Schwab & Co., Inc.|30168
NFLT|VIRTUS NEWFLEET MULT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
NFLT|VIRTUS NEWFLEET MULT|CSIN|Citadel Securities Institutional LLC|1673
NFLT|VIRTUS NEWFLEET MULT|DBAX|Deutsche Bank Securities Inc.|1600
NFLT|VIRTUS NEWFLEET MULT|DEAN|MORGAN STANLEY|70
NFLT|VIRTUS NEWFLEET MULT|EBXL|EBX LLC|300
NFLT|VIRTUS NEWFLEET MULT|EDJO|Edward D. Jones & Co., L.P.|71
NFLT|VIRTUS NEWFLEET MULT|EGXM|CBOE TRADING, INC.|500
NFLT|VIRTUS NEWFLEET MULT|EGXW|CBOE TRADING, INC.|200
NFLT|VIRTUS NEWFLEET MULT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
NFLT|VIRTUS NEWFLEET MULT|FTBR|Foliofn Investments, Inc.|7
NFLT|VIRTUS NEWFLEET MULT|GEBB|GLOBAL EXECUTION BROKERS, LP|676
NFLT|VIRTUS NEWFLEET MULT|GLPX|ACS EXECUTION SERVICES, LLC|300
NFLT|VIRTUS NEWFLEET MULT|GSCO|GOLDMAN SACHS & CO. LLC|500
NFLT|VIRTUS NEWFLEET MULT|GTSZ|GTS SECURITIES LLC|100
NFLT|VIRTUS NEWFLEET MULT|IBKR|Interactive Brokers Llc|6875
NFLT|VIRTUS NEWFLEET MULT|ICBX|INSTINET, LLC|300
NFLT|VIRTUS NEWFLEET MULT|ITGI|ITG Inc.|300
NFLT|VIRTUS NEWFLEET MULT|JPMX|J.P. Morgan Securities LLC|1602
NFLT|VIRTUS NEWFLEET MULT|JSEB|JANE STREET EXECUTION SERVICES, LLC|491734
NFLT|VIRTUS NEWFLEET MULT|JSJX|JANE STREET CAPITAL LLC|60064
NFLT|VIRTUS NEWFLEET MULT|KCGM|VIRTU Americas LLC|4192
NFLT|VIRTUS NEWFLEET MULT|LEHM|Barclays Capital Inc./Le|4200
NFLT|VIRTUS NEWFLEET MULT|LIME|Lime Brokerage LLC|3431
NFLT|VIRTUS NEWFLEET MULT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NFLT|VIRTUS NEWFLEET MULT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5328
NFLT|VIRTUS NEWFLEET MULT|MSCO|MORGAN STANLEY & CO. LLC|628
NFLT|VIRTUS NEWFLEET MULT|MSPL|MORGAN STANLEY & CO. LLC|200
NFLT|VIRTUS NEWFLEET MULT|NFSC|National Financial Services LLC|666999
NFLT|VIRTUS NEWFLEET MULT|NITE|VIRTU Americas LLC|73874
NFLT|VIRTUS NEWFLEET MULT|NQRB|Brut, LLC|100
NFLT|VIRTUS NEWFLEET MULT|PDQM|CODA MARKETS, INC.|600
NFLT|VIRTUS NEWFLEET MULT|SGMT|GOLDMAN SACHS & CO. LLC|400
NFLT|VIRTUS NEWFLEET MULT|STFL|Stifel, Nicolaus & Company, Incorporated|1669
NFLT|VIRTUS NEWFLEET MULT|SWST|Hilltop Securities Inc.|300
NFLT|VIRTUS NEWFLEET MULT|UBSA|UBS SECURITIES LLC|4864
NFLT|VIRTUS NEWFLEET MULT|UBSS|UBS Securities LLC|2179
NFLT|VIRTUS NEWFLEET MULT|WCHV|WELLS FARGO SECURITIES, LLC|1726
NFLT|VIRTUS NEWFLEET MULT|WSEA|WOLVERINE SECURITIES, LLC|2
NFLT|VIRTUS NEWFLEET MULT|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NFLT|VIRTUS NEWFLEET MULT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7034
NFLX|NETFLIX, INC.|ABLE|NATIXIS Securities Americas LLC|31349
NFLX|NETFLIX, INC.|ACAD|ACADEMY SECURITIES, INC.|400
NFLX|NETFLIX, INC.|ACPL|American Capital Partners, LLC|1021
NFLX|NETFLIX, INC.|ADAM|CANACCORD GENUITY INC.|1400
NFLX|NETFLIX, INC.|AGIS|Aegis Capital Corp.|10005
NFLX|NETFLIX, INC.|ALLN|Allen & Company LLC|400
NFLX|NETFLIX, INC.|ALTX|Alternet Securities Inc.|82161
NFLX|NETFLIX, INC.|ANOS|ABEL/NOSER, L.L.C.|1111
NFLX|NETFLIX, INC.|APCC|Apex Clearing Corporation|305227
NFLX|NETFLIX, INC.|AURC|Aurora Capital LLC|200
NFLX|NETFLIX, INC.|BALE|M&T SECURITIES, INC.|199
NFLX|NETFLIX, INC.|BANK|Primevest Financial Services, Inc.|7121
NFLX|NETFLIX, INC.|BAQP|BURKE & QUICK PARTNERS LLC|1126
NFLX|NETFLIX, INC.|BARD|Robert W. Baird & Co. Incorporated|6081
NFLX|NETFLIX, INC.|BATM|CBOE TRADING, INC.|198437
NFLX|NETFLIX, INC.|BAYC|BAY CREST PARTNERS, LLC|26241
NFLX|NETFLIX, INC.|BAYT|BTIG, LLC|2977
NFLX|NETFLIX, INC.|BBNT|BB&T SECURITIES, LLC|4865
NFLX|NETFLIX, INC.|BERN|Sanford C. Bernstein & Co., LLC|249513
NFLX|NETFLIX, INC.|BGCE|BGC Financial Inc.|690
NFLX|NETFLIX, INC.|BIAD|SAGETRADER, LLC|35
NFLX|NETFLIX, INC.|BIDS|BIDS TRADING L.P.|20000
NFLX|NETFLIX, INC.|BIMI|Banca IMI Securities Corp.|42898
NFLX|NETFLIX, INC.|BKCM|BNY Mellon Capital Markets LLC|2756
NFLX|NETFLIX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|182923
NFLX|NETFLIX, INC.|BLKX|INSTINET, LLC|12000
NFLX|NETFLIX, INC.|BMAK|BMA SECURITIES|2774
NFLX|NETFLIX, INC.|BMOC|BMO Capital Markets Corp.|178774
NFLX|NETFLIX, INC.|BMSI|BULL MARKET SECURITIES, INC.|264
NFLX|NETFLIX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|757278
NFLX|NETFLIX, INC.|BRGE|Newbridge Securities Corp.|801
NFLX|NETFLIX, INC.|BSCM|BROAD STREET CAPITAL MARKETS, LLC|2500
NFLX|NETFLIX, INC.|BTIG|BTIG, LLC|124865
NFLX|NETFLIX, INC.|BYXM|CBOE TRADING, INC.|27119
NFLX|NETFLIX, INC.|BZXL|VOLANT LIQUIDITY, LLC|38422
NFLX|NETFLIX, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
NFLX|NETFLIX, INC.|CABR|Cabrera Capital Markets, Inc.|106
NFLX|NETFLIX, INC.|CANT|Cantor Fitzgerald & Co.|62157
NFLX|NETFLIX, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|25600
NFLX|NETFLIX, INC.|CBRA|Cobra Trading, Inc.|100
NFLX|NETFLIX, INC.|CHAS|Charles Schwab & Co., Inc.|177745
NFLX|NETFLIX, INC.|CHBC|PENSERRA SECURITIES, LLC|16200
NFLX|NETFLIX, INC.|CIBP|CIBC World Markets Corp.|60713
NFLX|NETFLIX, INC.|CICF|Canaccord Genuity Corp.|1852
NFLX|NETFLIX, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|27350
NFLX|NETFLIX, INC.|CIST|Capital Institutional Services, Inc.|3506
NFLX|NETFLIX, INC.|CLSA|CLSA AMERICAS, LLC|1089
NFLX|NETFLIX, INC.|CNTR|PRECISION SECURITIES, LLC|500
NFLX|NETFLIX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|403231
NFLX|NETFLIX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|352756
NFLX|NETFLIX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|447102
NFLX|NETFLIX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3035003
NFLX|NETFLIX, INC.|CTDE|CHOICETRADE|2
NFLX|NETFLIX, INC.|CTDL|Citadel Derivatives Group Llc|86981
NFLX|NETFLIX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|196924
NFLX|NETFLIX, INC.|DADA|D.A. Davidson & Co.|3604
NFLX|NETFLIX, INC.|DAKO|Dakota Securities International, Inc.|50
NFLX|NETFLIX, INC.|DAVA|Davenport & Company LLC|292
NFLX|NETFLIX, INC.|DAWA|Daiwa Capital Markets America Inc.|255469
NFLX|NETFLIX, INC.|DBAB|Deutsche Bank Securities Inc.|2150245
NFLX|NETFLIX, INC.|DBAX|Deutsche Bank Securities Inc.|947200
NFLX|NETFLIX, INC.|DBUL|Deutsche Bank Securities Inc.|211780
NFLX|NETFLIX, INC.|DCHF|Dart Executions, LLC|259206
NFLX|NETFLIX, INC.|DEAN|MORGAN STANLEY|110555
NFLX|NETFLIX, INC.|DEGS|RONIN PROFESSIONAL LLC|4165
NFLX|NETFLIX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|271350
NFLX|NETFLIX, INC.|DRWK|DRW SECURITIES, L.L.C.|99935
NFLX|NETFLIX, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|9729
NFLX|NETFLIX, INC.|EBXL|EBX LLC|1061000
NFLX|NETFLIX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|112590
NFLX|NETFLIX, INC.|EDJC|Edward Jones / CDS|756
NFLX|NETFLIX, INC.|EDJO|Edward D. Jones & Co., L.P.|39178
NFLX|NETFLIX, INC.|EGAM|CBOE TRADING, INC.|186830
NFLX|NETFLIX, INC.|EGAW|CBOE TRADING, INC.|3489
NFLX|NETFLIX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2314
NFLX|NETFLIX, INC.|EGXM|CBOE TRADING, INC.|102696
NFLX|NETFLIX, INC.|EGXW|CBOE TRADING, INC.|2613
NFLX|NETFLIX, INC.|EROM|Eroom Securities L.L.C.|90
NFLX|NETFLIX, INC.|EROP|Eroom Securities L.L.C.|100
NFLX|NETFLIX, INC.|ESPO|ESPOSITO SECURITIES, LLC|170
NFLX|NETFLIX, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|840
NFLX|NETFLIX, INC.|ETBE|Electronic Transaction Clearing, Inc.|499957
NFLX|NETFLIX, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|173
NFLX|NETFLIX, INC.|ETCC|Electronic Transaction Clearing, Inc.|2112
NFLX|NETFLIX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11559
NFLX|NETFLIX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|660584
NFLX|NETFLIX, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|17363
NFLX|NETFLIX, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|371816
NFLX|NETFLIX, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|899165
NFLX|NETFLIX, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|300
NFLX|NETFLIX, INC.|ETRS|E*Trade Securities LLC|12796388
NFLX|NETFLIX, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|275
NFLX|NETFLIX, INC.|FBCO|Credit Suisse Securities (USA) LLC|3765364
NFLX|NETFLIX, INC.|FBSB|U.S. Bancorp Investments, Inc.|2543
NFLX|NETFLIX, INC.|FCST|INTL FCSTONE FINANCIAL INC.|680
NFLX|NETFLIX, INC.|FFSI|Firstrade Securities Inc.|576
NFLX|NETFLIX, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|148
NFLX|NETFLIX, INC.|FILL|Tradestation Securities, Inc.|987404
NFLX|NETFLIX, INC.|FINX|FINTECH SECURITIES|476
NFLX|NETFLIX, INC.|FMAF|NBCN Inc./ CDS|72079
NFLX|NETFLIX, INC.|FMCO|First Manhattan Co|40
NFLX|NETFLIX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|23774558
NFLX|NETFLIX, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7811
NFLX|NETFLIX, INC.|FQLS|Quantlab Securities LP|2167973
NFLX|NETFLIX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128757
NFLX|NETFLIX, INC.|FTBR|Foliofn Investments, Inc.|18970
NFLX|NETFLIX, INC.|GBMT|GBM International, Inc.|44626
NFLX|NETFLIX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|603375
NFLX|NETFLIX, INC.|GELP|RBC CAPITAL MARKETS, LLC|31422
NFLX|NETFLIX, INC.|GHCC|Gordon, Haskett Capital Corporation|100
NFLX|NETFLIX, INC.|GLIS|TD Securities Inc|7775
NFLX|NETFLIX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1210075
NFLX|NETFLIX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|5454956
NFLX|NETFLIX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|563388
NFLX|NETFLIX, INC.|GSIC|GLOBAL STRATEGIC INVESTMENTS|13
NFLX|NETFLIX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|116704
NFLX|NETFLIX, INC.|GTSZ|GTS SECURITIES LLC|3337732
NFLX|NETFLIX, INC.|HAPX|HAP Trading, LLC|30678
NFLX|NETFLIX, INC.|HASF|Haywood Securities Inc./CDS|1369
NFLX|NETFLIX, INC.|HCTA|Hardcastle Trading USA LLC|96235
NFLX|NETFLIX, INC.|HRBF|American Enterprise Investment Services Inc.|71516
NFLX|NETFLIX, INC.|HSBC|HSBC Securities, Inc.|97804
NFLX|NETFLIX, INC.|IATS|INTERACTIVE BROKERS LLC|2760372
NFLX|NETFLIX, INC.|IBKR|Interactive Brokers Llc|7522401
NFLX|NETFLIX, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3512
NFLX|NETFLIX, INC.|ICBX|INSTINET, LLC|688191
NFLX|NETFLIX, INC.|IEQY|CITADEL SECURITIES LLC|1210491
NFLX|NETFLIX, INC.|INCA|INSTINET, LLC|7467914
NFLX|NETFLIX, INC.|INJX|INSTINET, LLC|120829
NFLX|NETFLIX, INC.|INTL|INTL FCSTONE FINANCIAL INC.|21
NFLX|NETFLIX, INC.|ITGI|ITG Inc.|174684
NFLX|NETFLIX, INC.|ITGP|ITG INC.|312000
NFLX|NETFLIX, INC.|JANY|Janney Montgomery Scott Inc.|12831
NFLX|NETFLIX, INC.|JEFF|JEFFERIES LLC|374200
NFLX|NETFLIX, INC.|JLEO|Primary Capital, LLC|150
NFLX|NETFLIX, INC.|JMPT|JUMP TRADING, LLC|1060753
NFLX|NETFLIX, INC.|JONE|JonesTrading|8660
NFLX|NETFLIX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|313896
NFLX|NETFLIX, INC.|JPMX|J.P. Morgan Securities LLC|4588208
NFLX|NETFLIX, INC.|JRCO|Johnson Rice & Company L.L.C.|129
NFLX|NETFLIX, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|1000
NFLX|NETFLIX, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|42713
NFLX|NETFLIX, INC.|JSJX|JANE STREET CAPITAL LLC|1618557
NFLX|NETFLIX, INC.|JUTA|JUMP TRADING, LLC|148383
NFLX|NETFLIX, INC.|KCGM|VIRTU Americas LLC|459386
NFLX|NETFLIX, INC.|KCRD|PHX FINANCIAL, INC.|80
NFLX|NETFLIX, INC.|LEER|LEERINK PARTNERS LLC|919
NFLX|NETFLIX, INC.|LEHM|Barclays Capital Inc./Le|7067778
NFLX|NETFLIX, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3596
NFLX|NETFLIX, INC.|LIME|Lime Brokerage LLC|949433
NFLX|NETFLIX, INC.|LIWE|LIME BROKERAGE LLC|5913
NFLX|NETFLIX, INC.|LMGP|LIME BROKERAGE LLC|63075
NFLX|NETFLIX, INC.|LOOP|Loop Capital Markets LLC|20463
NFLX|NETFLIX, INC.|LQNA|LIQUIDNET, INC.|7700
NFLX|NETFLIX, INC.|LSCI|Lek Securities Corporation|1065577
NFLX|NETFLIX, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|70
NFLX|NETFLIX, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2446
NFLX|NETFLIX, INC.|MACC|Mid Atlantic Capital Corporation|1039
NFLX|NETFLIX, INC.|MACQ|Macquarie Capital (USA) Inc.|100
NFLX|NETFLIX, INC.|MAVB|Great Point Capital LLC|3800
NFLX|NETFLIX, INC.|MAXM|Maxim Group LLC|23151
NFLX|NETFLIX, INC.|MBTS|ALLY INVEST SECURITIES LLC|54566
NFLX|NETFLIX, INC.|MCMF|Raymond James Ltd. Cds|3403
NFLX|NETFLIX, INC.|MICA|Spartan Securities Group, Ltd.|2158
NFLX|NETFLIX, INC.|MILE|I-Bankers Securities, Inc.|212
NFLX|NETFLIX, INC.|MKMP|MKM Partners LLC|5000
NFLX|NETFLIX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|594067
NFLX|NETFLIX, INC.|MOTF|MOTIF INVESTING, INC.|1705
NFLX|NETFLIX, INC.|MPSG|E D & F Man Capital Markets Inc.|10467
NFLX|NETFLIX, INC.|MRBA|IBN FINANCIAL SERVICES, INC.|37
NFLX|NETFLIX, INC.|MSCO|MORGAN STANLEY & CO. LLC|13350326
NFLX|NETFLIX, INC.|MSPL|MORGAN STANLEY & CO. LLC|1089400
NFLX|NETFLIX, INC.|MSTX|MORGAN STANLEY & CO. LLC|283600
NFLX|NETFLIX, INC.|NATL|National Securities Corporation|1346
NFLX|NETFLIX, INC.|NBCS|NBC Securities, INC.|93
NFLX|NETFLIX, INC.|NEUB|NEUBERGER BERMAN BD LLC|560
NFLX|NETFLIX, INC.|NFSC|National Financial Services LLC|13572155
NFLX|NETFLIX, INC.|NITE|VIRTU Americas LLC|24810871
NFLX|NETFLIX, INC.|NITP|VIRTU Americas LLC|2391
NFLX|NETFLIX, INC.|NMRA|Nomura Securities International, Inc.|1100
NFLX|NETFLIX, INC.|NQRB|Brut, LLC|132265
NFLX|NETFLIX, INC.|NTFN|Network 1 Financial Securities Inc.|2044
NFLX|NETFLIX, INC.|NTRC|Northern Trust Securities, Inc.|5074
NFLX|NETFLIX, INC.|OHOS|TWO SIGMA SECURITIES, LLC|312467
NFLX|NETFLIX, INC.|OLDM|OLD MISSION CAPITAL, LLC|1770
NFLX|NETFLIX, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|2400
NFLX|NETFLIX, INC.|OPCO|Oppenheimer & Co. Inc.|69593
NFLX|NETFLIX, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3037
NFLX|NETFLIX, INC.|PCFF|Pacific International Securities Inc./CDS|447
NFLX|NETFLIX, INC.|PCPT|PHILLIP CAPITAL INC.|14619
NFLX|NETFLIX, INC.|PDQM|CODA MARKETS, INC.|1319597
NFLX|NETFLIX, INC.|PHLY|NASDAQ Execution Services, LLC|238068
NFLX|NETFLIX, INC.|PICT|Pictet Overseas Inc.|2715
NFLX|NETFLIX, INC.|PINT|PRECISION SECURITIES, LLC|100
NFLX|NETFLIX, INC.|PIPR|Piper Jaffray & Co.|1898
NFLX|NETFLIX, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|9481
NFLX|NETFLIX, INC.|PREC|PRECISION SECURITIES, LLC|1444
NFLX|NETFLIX, INC.|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|279
NFLX|NETFLIX, INC.|PWJC|UBS Financial Services, Inc.|61327
NFLX|NETFLIX, INC.|QMSR|QUATTRO M SECURITIES INC.|14241
NFLX|NETFLIX, INC.|RAAA|RICHARD JAMES & ASSOCIATES, INC.|500
NFLX|NETFLIX, INC.|RAJA|Raymond James & Associates, Inc.|139483
NFLX|NETFLIX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|24779
NFLX|NETFLIX, INC.|RGLD|Regal Securities, Inc|7630
NFLX|NETFLIX, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|7555
NFLX|NETFLIX, INC.|RJLC|RJL CAPITAL GROUP, LLC|5185
NFLX|NETFLIX, INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|3229
NFLX|NETFLIX, INC.|SAGL|SAGETRADER, LLC|88966
NFLX|NETFLIX, INC.|SAGW|SAGETRADER, LLC|6532
NFLX|NETFLIX, INC.|SALI|INTL FCSTONE FINANCIAL INC.|5109
NFLX|NETFLIX, INC.|SBSH|Citigroup Global Markets Inc.|2672583
NFLX|NETFLIX, INC.|SEIC|SEI Investments Distribution Co.|1079
NFLX|NETFLIX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1260510
NFLX|NETFLIX, INC.|SHMR|ABN Amro Clearing LLC|2484
NFLX|NETFLIX, INC.|SIBO|Prime Executions, Inc.|5944
NFLX|NETFLIX, INC.|SJLS|TRADE INFORMATICS LLC|3003
NFLX|NETFLIX, INC.|SOGO|Wang Investment Associates, Inc.|2189
NFLX|NETFLIX, INC.|SPDR|SPEEDROUTE LLC|416990
NFLX|NETFLIX, INC.|SPHN|Stephens Inc.|2253
NFLX|NETFLIX, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|2846
NFLX|NETFLIX, INC.|SPTD|MINT GLOBAL MARKETS, INC.|5050
NFLX|NETFLIX, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
NFLX|NETFLIX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|520508
NFLX|NETFLIX, INC.|STKP|STOCKPILE INVESTMENTS, INC.|9714
NFLX|NETFLIX, INC.|STRS|STRATEGAS RESEARCH PARTNERS|100
NFLX|NETFLIX, INC.|STXG|Stockcross Financial Services, Inc.|95
NFLX|NETFLIX, INC.|SWIM|TD Ameritrade, Inc.|14769698
NFLX|NETFLIX, INC.|SWST|Hilltop Securities Inc.|11125
NFLX|NETFLIX, INC.|TAGC|TELSEY ADVISORY GROUP LLC|6
NFLX|NETFLIX, INC.|TITL|TITLEIST ASSET MANAGEMENT, LTD.|240
NFLX|NETFLIX, INC.|TKNG|ALLY INVEST SECURITIES LLC|370634
NFLX|NETFLIX, INC.|TMBR|Timber Hill LLC|51599
NFLX|NETFLIX, INC.|TONC|CUTTONE & CO., LLC|90
NFLX|NETFLIX, INC.|TOUR|TOURMALINE PARTNERS, LLC|300
NFLX|NETFLIX, INC.|TRBT|Tradebot Systems, Inc.|872105
NFLX|NETFLIX, INC.|TRCM|TRC MARKETS LLC|645875
NFLX|NETFLIX, INC.|TTUC|CUTTONE & CO., INC.|24254
NFLX|NETFLIX, INC.|TWTT|TASTYWORKS, INC.|11288
NFLX|NETFLIX, INC.|UBSA|UBS SECURITIES LLC|5098195
NFLX|NETFLIX, INC.|UBSS|UBS Securities LLC|9465684
NFLX|NETFLIX, INC.|UFPA|UNITED FIRST PARTNERS LLC|4319
NFLX|NETFLIX, INC.|VALX|VIRTU AMERICAS LLC|342360
NFLX|NETFLIX, INC.|VGRD|Vanguard Marketing Corporation|571044
NFLX|NETFLIX, INC.|VIEW|VIEWTRADE SECURITIES LLC|150
NFLX|NETFLIX, INC.|VNDM|Wall Street Access|500
NFLX|NETFLIX, INC.|VSIN|Vision Financial Markets Llc|1702
NFLX|NETFLIX, INC.|WABR|Wall Street Access|6088
NFLX|NETFLIX, INC.|WBET|Wallachbeth Capital LLC|4674
NFLX|NETFLIX, INC.|WBLR|WILLIAM BLAIR|19898
NFLX|NETFLIX, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|182903
NFLX|NETFLIX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|920311
NFLX|NETFLIX, INC.|WDNX|WEEDEN & CO.L.P.|3346
NFLX|NETFLIX, INC.|WEDB|WEDBUSH SECURITIES INC.|1662592
NFLX|NETFLIX, INC.|WEED|Weeden & Co.L.P.|16078
NFLX|NETFLIX, INC.|WESC|Wellington Shields & Co., LLC|2343
NFLX|NETFLIX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|315923
NFLX|NETFLIX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|384594
NFLX|NETFLIX, INC.|WGIF|CIBC World Markets Inc.|109987
NFLX|NETFLIX, INC.|WHOT|JUST2TRADE, INC.|850
NFLX|NETFLIX, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4312
NFLX|NETFLIX, INC.|WORD|Worden Capital Management LLC|2208
NFLX|NETFLIX, INC.|WSAG|WALL STREET ACCESS|74
NFLX|NETFLIX, INC.|WSEA|WOLVERINE SECURITIES, LLC|289651
NFLX|NETFLIX, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|230
NFLX|NETFLIX, INC.|WTFS|JUST2TRADE, INC.|76
NFLX|NETFLIX, INC.|XIST|INSTINET, LLC|121844
NFLX|NETFLIX, INC.|XPQR|Jump Trading|400
NFLX|NETFLIX, INC.|XPUS|XP SECURITIES, LLC|36239
NFLX|NETFLIX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|871902
NFLX|NETFLIX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|259291
NFLX|NETFLIX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|63591
NFO|INVESCO INSIDER|APCC|Apex Clearing Corporation|8
NFO|INVESCO INSIDER|BERN|Sanford C. Bernstein & Co., LLC|10
NFO|INVESCO INSIDER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|282
NFO|INVESCO INSIDER|CHAS|Charles Schwab & Co., Inc.|25
NFO|INVESCO INSIDER|CTDL|Citadel Derivatives Group Llc|1000
NFO|INVESCO INSIDER|DBAX|Deutsche Bank Securities Inc.|100
NFO|INVESCO INSIDER|DEAN|MORGAN STANLEY|114
NFO|INVESCO INSIDER|EBXL|EBX LLC|100
NFO|INVESCO INSIDER|EGXM|CBOE TRADING, INC.|43
NFO|INVESCO INSIDER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26
NFO|INVESCO INSIDER|GSCO|GOLDMAN SACHS & CO. LLC|31
NFO|INVESCO INSIDER|JSJX|JANE STREET CAPITAL LLC|537
NFO|INVESCO INSIDER|KCGM|VIRTU Americas LLC|536
NFO|INVESCO INSIDER|LEHM|Barclays Capital Inc./Le|400
NFO|INVESCO INSIDER|MSCO|MORGAN STANLEY & CO. LLC|1428
NFO|INVESCO INSIDER|NFSC|National Financial Services LLC|298
NFO|INVESCO INSIDER|NITE|VIRTU Americas LLC|1406
NFO|INVESCO INSIDER|STFL|Stifel, Nicolaus & Company, Incorporated|145
NFO|INVESCO INSIDER|SWIM|TD Ameritrade, Inc.|60
NFO|INVESCO INSIDER|UBSA|UBS SECURITIES LLC|1361
NFO|INVESCO INSIDER|UBSS|UBS Securities LLC|3104
NFO|INVESCO INSIDER|WCHV|WELLS FARGO SECURITIES, LLC|572
NFO|INVESCO INSIDER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1819
NFRA|FLEXSHARESNFRA|APCC|Apex Clearing Corporation|24
NFRA|FLEXSHARESNFRA|BANK|Primevest Financial Services, Inc.|6
NFRA|FLEXSHARESNFRA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|135
NFRA|FLEXSHARESNFRA|CANT|Cantor Fitzgerald & Co.|2705
NFRA|FLEXSHARESNFRA|CHAS|Charles Schwab & Co., Inc.|7
NFRA|FLEXSHARESNFRA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3113
NFRA|FLEXSHARESNFRA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4653
NFRA|FLEXSHARESNFRA|CSIN|Citadel Securities Institutional LLC|62925
NFRA|FLEXSHARESNFRA|CTDL|Citadel Derivatives Group Llc|85582
NFRA|FLEXSHARESNFRA|DBAB|Deutsche Bank Securities Inc.|200
NFRA|FLEXSHARESNFRA|DBAX|Deutsche Bank Securities Inc.|1600
NFRA|FLEXSHARESNFRA|DEAN|MORGAN STANLEY|1573
NFRA|FLEXSHARESNFRA|EBXL|EBX LLC|1100
NFRA|FLEXSHARESNFRA|EGAM|CBOE TRADING, INC.|84
NFRA|FLEXSHARESNFRA|ETRS|E*Trade Securities LLC|303
NFRA|FLEXSHARESNFRA|FINX|FINTECH SECURITIES|912
NFRA|FLEXSHARESNFRA|FTBR|Foliofn Investments, Inc.|20
NFRA|FLEXSHARESNFRA|GEBB|GLOBAL EXECUTION BROKERS, LP|900
NFRA|FLEXSHARESNFRA|GSCO|GOLDMAN SACHS & CO. LLC|477
NFRA|FLEXSHARESNFRA|GSLT|GOLDMAN SACHS & CO. LLC|15
NFRA|FLEXSHARESNFRA|HRBF|American Enterprise Investment Services Inc.|1275
NFRA|FLEXSHARESNFRA|IATS|INTERACTIVE BROKERS LLC|5
NFRA|FLEXSHARESNFRA|ICBX|INSTINET, LLC|109
NFRA|FLEXSHARESNFRA|INCA|INSTINET, LLC|200
NFRA|FLEXSHARESNFRA|ITGI|ITG Inc.|2097
NFRA|FLEXSHARESNFRA|JPMX|J.P. Morgan Securities LLC|2832
NFRA|FLEXSHARESNFRA|JSEB|JANE STREET EXECUTION SERVICES, LLC|15975
NFRA|FLEXSHARESNFRA|JSJX|JANE STREET CAPITAL LLC|174338
NFRA|FLEXSHARESNFRA|KCGM|VIRTU Americas LLC|2611
NFRA|FLEXSHARESNFRA|LEHM|Barclays Capital Inc./Le|2000
NFRA|FLEXSHARESNFRA|LIME|Lime Brokerage LLC|1936
NFRA|FLEXSHARESNFRA|MACC|Mid Atlantic Capital Corporation|4778
NFRA|FLEXSHARESNFRA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
NFRA|FLEXSHARESNFRA|MSCO|MORGAN STANLEY & CO. LLC|5264
NFRA|FLEXSHARESNFRA|MSPL|MORGAN STANLEY & CO. LLC|600
NFRA|FLEXSHARESNFRA|NFSC|National Financial Services LLC|3162
NFRA|FLEXSHARESNFRA|NITE|VIRTU Americas LLC|8995
NFRA|FLEXSHARESNFRA|NTRC|Northern Trust Securities, Inc.|670
NFRA|FLEXSHARESNFRA|RBCM|RBC CAPITAL MARKETS, LLC|2720
NFRA|FLEXSHARESNFRA|SBSH|Citigroup Global Markets Inc.|226
NFRA|FLEXSHARESNFRA|SWST|Hilltop Securities Inc.|1
NFRA|FLEXSHARESNFRA|UBSA|UBS SECURITIES LLC|3739
NFRA|FLEXSHARESNFRA|UBSS|UBS Securities LLC|1171
NFRA|FLEXSHARESNFRA|VGRD|Vanguard Marketing Corporation|506
NFRA|FLEXSHARESNFRA|WBET|Wallachbeth Capital LLC|222444
NFRA|FLEXSHARESNFRA|WCHV|WELLS FARGO SECURITIES, LLC|1085
NFRA|FLEXSHARESNFRA|WSEA|WOLVERINE SECURITIES, LLC|15
NFRA|FLEXSHARESNFRA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1879
NFTY|FT IND NTY 50 EW ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14
NFTY|FT IND NTY 50 EW ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
NFTY|FT IND NTY 50 EW ETF|DBAX|Deutsche Bank Securities Inc.|100
NFTY|FT IND NTY 50 EW ETF|EBXL|EBX LLC|100
NFTY|FT IND NTY 50 EW ETF|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
NFTY|FT IND NTY 50 EW ETF|FBCO|Credit Suisse Securities (USA) LLC|147
NFTY|FT IND NTY 50 EW ETF|FOMA|TD AMERITRADE CLEARING, INC.|1000
NFTY|FT IND NTY 50 EW ETF|GSLT|GOLDMAN SACHS & CO. LLC|1400
NFTY|FT IND NTY 50 EW ETF|IBKR|Interactive Brokers Llc|375
NFTY|FT IND NTY 50 EW ETF|LEHM|Barclays Capital Inc./Le|400
NFTY|FT IND NTY 50 EW ETF|LIME|Lime Brokerage LLC|505
NFTY|FT IND NTY 50 EW ETF|MSCO|MORGAN STANLEY & CO. LLC|113
NFTY|FT IND NTY 50 EW ETF|NFSC|National Financial Services LLC|351
NFTY|FT IND NTY 50 EW ETF|NITE|VIRTU Americas LLC|1832
NFTY|FT IND NTY 50 EW ETF|RBCM|RBC CAPITAL MARKETS, LLC|725
NFTY|FT IND NTY 50 EW ETF|UBSA|UBS SECURITIES LLC|991
NFTY|FT IND NTY 50 EW ETF|UBSS|UBS Securities LLC|163
NFTY|FT IND NTY 50 EW ETF|VGRD|Vanguard Marketing Corporation|914
NFTY|FT IND NTY 50 EW ETF|WCHV|WELLS FARGO SECURITIES, LLC|3
NFTY|FT IND NTY 50 EW ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
NFX|NEWFIELD EXP COM|ABLE|NATIXIS Securities Americas LLC|54217
NFX|NEWFIELD EXP COM|AGIS|Aegis Capital Corp.|2564
NFX|NEWFIELD EXP COM|ALTX|Alternet Securities Inc.|21590
NFX|NEWFIELD EXP COM|ANOS|ABEL/NOSER, L.L.C.|1123
NFX|NEWFIELD EXP COM|APCC|Apex Clearing Corporation|3980
NFX|NEWFIELD EXP COM|AQUA|AQUA SECURITIES L.P.|5500
NFX|NEWFIELD EXP COM|AVON|Avondale Partners, LLC|100
NFX|NEWFIELD EXP COM|BANK|Primevest Financial Services, Inc.|199
NFX|NEWFIELD EXP COM|BARD|Robert W. Baird & Co. Incorporated|16942
NFX|NEWFIELD EXP COM|BATM|CBOE TRADING, INC.|16576
NFX|NEWFIELD EXP COM|BAYC|BAY CREST PARTNERS, LLC|252
NFX|NEWFIELD EXP COM|BAYT|BTIG, LLC|10700
NFX|NEWFIELD EXP COM|BBNT|BB&T SECURITIES, LLC|5259
NFX|NEWFIELD EXP COM|BERN|Sanford C. Bernstein & Co., LLC|82620
NFX|NEWFIELD EXP COM|BIDS|BIDS TRADING L.P.|62305
NFX|NEWFIELD EXP COM|BIMI|Banca IMI Securities Corp.|670
NFX|NEWFIELD EXP COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52674
NFX|NEWFIELD EXP COM|BLKX|INSTINET, LLC|85423
NFX|NEWFIELD EXP COM|BMOC|BMO Capital Markets Corp.|33551
NFX|NEWFIELD EXP COM|BNPX|BNP PARIBAS SECURITIES CORP.|80326
NFX|NEWFIELD EXP COM|BRGE|Newbridge Securities Corp.|1360
NFX|NEWFIELD EXP COM|BTIG|BTIG, LLC|18132
NFX|NEWFIELD EXP COM|BYXM|CBOE TRADING, INC.|4324
NFX|NEWFIELD EXP COM|BZYD|GOLDMAN SACHS & CO. LLC|2831
NFX|NEWFIELD EXP COM|CANT|Cantor Fitzgerald & Co.|626
NFX|NEWFIELD EXP COM|CBLC|CITIGROUP GLOBAL MARKETS INC.|42000
NFX|NEWFIELD EXP COM|CBRA|Cobra Trading, Inc.|100
NFX|NEWFIELD EXP COM|CHAS|Charles Schwab & Co., Inc.|3254
NFX|NEWFIELD EXP COM|CIBP|CIBC World Markets Corp.|11048
NFX|NEWFIELD EXP COM|CIST|Capital Institutional Services, Inc.|445
NFX|NEWFIELD EXP COM|COKE|Coker & Palmer|22306
NFX|NEWFIELD EXP COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|275385
NFX|NEWFIELD EXP COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20
NFX|NEWFIELD EXP COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7336
NFX|NEWFIELD EXP COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1117822
NFX|NEWFIELD EXP COM|CTDL|Citadel Derivatives Group Llc|31162
NFX|NEWFIELD EXP COM|CTLR|CUTLER GROUP, LP|500
NFX|NEWFIELD EXP COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|140062
NFX|NEWFIELD EXP COM|DADA|D.A. Davidson & Co.|4009
NFX|NEWFIELD EXP COM|DBAB|Deutsche Bank Securities Inc.|664602
NFX|NEWFIELD EXP COM|DBAX|Deutsche Bank Securities Inc.|774100
NFX|NEWFIELD EXP COM|DBUL|Deutsche Bank Securities Inc.|4246
NFX|NEWFIELD EXP COM|DCHF|Dart Executions, LLC|3476
NFX|NEWFIELD EXP COM|DEAN|MORGAN STANLEY|5169
NFX|NEWFIELD EXP COM|DEGS|RONIN PROFESSIONAL LLC|1400
NFX|NEWFIELD EXP COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1877
NFX|NEWFIELD EXP COM|EBXL|EBX LLC|437200
NFX|NEWFIELD EXP COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|31352
NFX|NEWFIELD EXP COM|EDJC|Edward Jones / CDS|75
NFX|NEWFIELD EXP COM|EDJO|Edward D. Jones & Co., L.P.|31092
NFX|NEWFIELD EXP COM|EGAM|CBOE TRADING, INC.|63187
NFX|NEWFIELD EXP COM|EGAW|CBOE TRADING, INC.|1200
NFX|NEWFIELD EXP COM|EGMT|EG MARKET TECHNOLOGIES LLC|100
NFX|NEWFIELD EXP COM|EGXM|CBOE TRADING, INC.|8940
NFX|NEWFIELD EXP COM|ETBE|Electronic Transaction Clearing, Inc.|35001
NFX|NEWFIELD EXP COM|ETCC|Electronic Transaction Clearing, Inc.|1587
NFX|NEWFIELD EXP COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44977
NFX|NEWFIELD EXP COM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1040
NFX|NEWFIELD EXP COM|ETRS|E*Trade Securities LLC|196267
NFX|NEWFIELD EXP COM|FBRC|B. RILEY FBR, INC.|200
NFX|NEWFIELD EXP COM|FBSB|U.S. Bancorp Investments, Inc.|542
NFX|NEWFIELD EXP COM|FILL|Tradestation Securities, Inc.|21569
NFX|NEWFIELD EXP COM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4117
NFX|NEWFIELD EXP COM|FQLS|Quantlab Securities LP|846120
NFX|NEWFIELD EXP COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|411198
NFX|NEWFIELD EXP COM|FTBR|Foliofn Investments, Inc.|24761
NFX|NEWFIELD EXP COM|GEBB|GLOBAL EXECUTION BROKERS, LP|8500
NFX|NEWFIELD EXP COM|GLIS|TD Securities Inc|8172
NFX|NEWFIELD EXP COM|GLPX|ACS EXECUTION SERVICES, LLC|109668
NFX|NEWFIELD EXP COM|GSCO|GOLDMAN SACHS & CO. LLC|3426033
NFX|NEWFIELD EXP COM|GSCS|GOLDMAN SACHS & CO. LLC|11665
NFX|NEWFIELD EXP COM|GSLT|GOLDMAN SACHS & CO. LLC|82624
NFX|NEWFIELD EXP COM|GTSZ|GTS SECURITIES LLC|428273
NFX|NEWFIELD EXP COM|GUGS|Guggenheim Securities, LLC|61205
NFX|NEWFIELD EXP COM|HAPX|HAP Trading, LLC|766
NFX|NEWFIELD EXP COM|HRBF|American Enterprise Investment Services Inc.|8603
NFX|NEWFIELD EXP COM|HSBC|HSBC Securities, Inc.|1878
NFX|NEWFIELD EXP COM|IATS|INTERACTIVE BROKERS LLC|20279
NFX|NEWFIELD EXP COM|IBKR|Interactive Brokers Llc|66187
NFX|NEWFIELD EXP COM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4702
NFX|NEWFIELD EXP COM|ICBX|INSTINET, LLC|111690
NFX|NEWFIELD EXP COM|IEQY|CITADEL SECURITIES LLC|610568
NFX|NEWFIELD EXP COM|IMPC|Imperial Capital, LLC|4600
NFX|NEWFIELD EXP COM|INCA|INSTINET, LLC|950069
NFX|NEWFIELD EXP COM|INJX|INSTINET, LLC|23623
NFX|NEWFIELD EXP COM|ITGI|ITG Inc.|90769
NFX|NEWFIELD EXP COM|ITGP|ITG INC.|457800
NFX|NEWFIELD EXP COM|JANY|Janney Montgomery Scott Inc.|2128
NFX|NEWFIELD EXP COM|JEFF|JEFFERIES LLC|496014
NFX|NEWFIELD EXP COM|JMPT|JUMP TRADING, LLC|131750
NFX|NEWFIELD EXP COM|JONE|JonesTrading|2283
NFX|NEWFIELD EXP COM|JPBX|J.P. MORGAN SECURITIES LLC|220102
NFX|NEWFIELD EXP COM|JPMX|J.P. Morgan Securities LLC|782533
NFX|NEWFIELD EXP COM|JRCO|Johnson Rice & Company L.L.C.|4894
NFX|NEWFIELD EXP COM|JSJX|JANE STREET CAPITAL LLC|14111
NFX|NEWFIELD EXP COM|KCGM|VIRTU Americas LLC|79425
NFX|NEWFIELD EXP COM|LEHM|Barclays Capital Inc./Le|2069079
NFX|NEWFIELD EXP COM|LIME|Lime Brokerage LLC|244537
NFX|NEWFIELD EXP COM|LIWD|LIME BROKERAGE LLC|30
NFX|NEWFIELD EXP COM|LOOP|Loop Capital Markets LLC|800
NFX|NEWFIELD EXP COM|LQNA|LIQUIDNET, INC.|75300
NFX|NEWFIELD EXP COM|LQNB|LIQUIDNET, INC.|3000
NFX|NEWFIELD EXP COM|LSCI|Lek Securities Corporation|22816
NFX|NEWFIELD EXP COM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
NFX|NEWFIELD EXP COM|MACQ|Macquarie Capital (USA) Inc.|20285
NFX|NEWFIELD EXP COM|MKMP|MKM Partners LLC|15000
NFX|NEWFIELD EXP COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|779792
NFX|NEWFIELD EXP COM|MNDX|TJM Investments, LLC|30142
NFX|NEWFIELD EXP COM|MOTF|MOTIF INVESTING, INC.|5
NFX|NEWFIELD EXP COM|MPSG|E D & F Man Capital Markets Inc.|1376
NFX|NEWFIELD EXP COM|MSCO|MORGAN STANLEY & CO. LLC|3757129
NFX|NEWFIELD EXP COM|MSPL|MORGAN STANLEY & CO. LLC|856300
NFX|NEWFIELD EXP COM|MSTX|MORGAN STANLEY & CO. LLC|565900
NFX|NEWFIELD EXP COM|MZHO|Mizuho Securities USA LLC|50300
NFX|NEWFIELD EXP COM|NATL|National Securities Corporation|725
NFX|NEWFIELD EXP COM|NFSC|National Financial Services LLC|802392
NFX|NEWFIELD EXP COM|NITE|VIRTU Americas LLC|1367291
NFX|NEWFIELD EXP COM|NITP|VIRTU Americas LLC|5016
NFX|NEWFIELD EXP COM|NQRB|Brut, LLC|43898
NFX|NEWFIELD EXP COM|NTBF|BMO Nesbitt Burns Inc./CDS|2155
NFX|NEWFIELD EXP COM|NTRC|Northern Trust Securities, Inc.|4383
NFX|NEWFIELD EXP COM|OGRU|Oscar Gruss & Son, Incorporated|30400
NFX|NEWFIELD EXP COM|OHOS|TWO SIGMA SECURITIES, LLC|180120
NFX|NEWFIELD EXP COM|OPCO|Oppenheimer & Co. Inc.|26096
NFX|NEWFIELD EXP COM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1200
NFX|NEWFIELD EXP COM|PDQM|CODA MARKETS, INC.|248264
NFX|NEWFIELD EXP COM|PHLY|NASDAQ Execution Services, LLC|3000
NFX|NEWFIELD EXP COM|PIPR|Piper Jaffray & Co.|1119
NFX|NEWFIELD EXP COM|PWJC|UBS Financial Services, Inc.|10335
NFX|NEWFIELD EXP COM|QMSR|QUATTRO M SECURITIES INC.|2313
NFX|NEWFIELD EXP COM|RBCM|RBC CAPITAL MARKETS, LLC|30764
NFX|NEWFIELD EXP COM|SAGL|SAGETRADER, LLC|211105
NFX|NEWFIELD EXP COM|SAGW|SAGETRADER, LLC|420
NFX|NEWFIELD EXP COM|SALI|INTL FCSTONE FINANCIAL INC.|29
NFX|NEWFIELD EXP COM|SBSH|Citigroup Global Markets Inc.|491354
NFX|NEWFIELD EXP COM|SEIC|SEI Investments Distribution Co.|1746
NFX|NEWFIELD EXP COM|SGMT|GOLDMAN SACHS & CO. LLC|298512
NFX|NEWFIELD EXP COM|SHMR|ABN Amro Clearing LLC|122
NFX|NEWFIELD EXP COM|SOCO|Capital One Southcoast, Inc|4300
NFX|NEWFIELD EXP COM|SPDR|SPEEDROUTE LLC|43829
NFX|NEWFIELD EXP COM|SPGS|Sea Port Group Securities, LLC|25200
NFX|NEWFIELD EXP COM|SPHN|Stephens Inc.|211
NFX|NEWFIELD EXP COM|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
NFX|NEWFIELD EXP COM|STFL|Stifel, Nicolaus & Company, Incorporated|9628
NFX|NEWFIELD EXP COM|STKP|STOCKPILE INVESTMENTS, INC.|36
NFX|NEWFIELD EXP COM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14998
NFX|NEWFIELD EXP COM|SWIM|TD Ameritrade, Inc.|129120
NFX|NEWFIELD EXP COM|SWST|Hilltop Securities Inc.|21267
NFX|NEWFIELD EXP COM|TKNG|ALLY INVEST SECURITIES LLC|15655
NFX|NEWFIELD EXP COM|TMBR|Timber Hill LLC|1709
NFX|NEWFIELD EXP COM|TOUR|TOURMALINE PARTNERS, LLC|100
NFX|NEWFIELD EXP COM|TRBT|Tradebot Systems, Inc.|601599
NFX|NEWFIELD EXP COM|TRCM|TRC MARKETS LLC|1094048
NFX|NEWFIELD EXP COM|UBSA|UBS SECURITIES LLC|1442037
NFX|NEWFIELD EXP COM|UBSS|UBS Securities LLC|1885096
NFX|NEWFIELD EXP COM|VALX|VIRTU AMERICAS LLC|77402
NFX|NEWFIELD EXP COM|VGRD|Vanguard Marketing Corporation|17715
NFX|NEWFIELD EXP COM|WBLR|WILLIAM BLAIR|16295
NFX|NEWFIELD EXP COM|WBPX|SUMMIT SECURITIES GROUP, LLC|8966
NFX|NEWFIELD EXP COM|WCHV|WELLS FARGO SECURITIES, LLC|321931
NFX|NEWFIELD EXP COM|WEDB|WEDBUSH SECURITIES INC.|25945
NFX|NEWFIELD EXP COM|WEED|Weeden & Co.L.P.|2800
NFX|NEWFIELD EXP COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27839
NFX|NEWFIELD EXP COM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30813
NFX|NEWFIELD EXP COM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2707
NFX|NEWFIELD EXP COM|WSAG|WALL STREET ACCESS|380
NFX|NEWFIELD EXP COM|WSEA|WOLVERINE SECURITIES, LLC|26658
NFX|NEWFIELD EXP COM|XIST|INSTINET, LLC|238616
NFX|NEWFIELD EXP COM|XPQR|Jump Trading|2100
NFX|NEWFIELD EXP COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|239312
NFX|NEWFIELD EXP COM|YKNA|COMHAR CAPITAL MARKETS, LLC|3457
NFX|NEWFIELD EXP COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7534
NG|NOVAGOLD RESOURCES I|AGIS|Aegis Capital Corp.|1200
NG|NOVAGOLD RESOURCES I|ALTX|Alternet Securities Inc.|700
NG|NOVAGOLD RESOURCES I|APCC|Apex Clearing Corporation|15487
NG|NOVAGOLD RESOURCES I|BANK|Primevest Financial Services, Inc.|1
NG|NOVAGOLD RESOURCES I|BARD|Robert W. Baird & Co. Incorporated|3000
NG|NOVAGOLD RESOURCES I|BATM|CBOE TRADING, INC.|4092
NG|NOVAGOLD RESOURCES I|BAYT|BTIG, LLC|4214
NG|NOVAGOLD RESOURCES I|BBNT|BB&T SECURITIES, LLC|3067
NG|NOVAGOLD RESOURCES I|BERN|Sanford C. Bernstein & Co., LLC|34044
NG|NOVAGOLD RESOURCES I|BIAD|SAGETRADER, LLC|800
NG|NOVAGOLD RESOURCES I|BKCM|BNY Mellon Capital Markets LLC|3710
NG|NOVAGOLD RESOURCES I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18469
NG|NOVAGOLD RESOURCES I|BLKX|INSTINET, LLC|51500
NG|NOVAGOLD RESOURCES I|BTIG|BTIG, LLC|1798
NG|NOVAGOLD RESOURCES I|BZYD|GOLDMAN SACHS & CO. LLC|2324
NG|NOVAGOLD RESOURCES I|CANT|Cantor Fitzgerald & Co.|131
NG|NOVAGOLD RESOURCES I|CHAS|Charles Schwab & Co., Inc.|8100
NG|NOVAGOLD RESOURCES I|CICF|Canaccord Genuity Corp.|2684
NG|NOVAGOLD RESOURCES I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116075
NG|NOVAGOLD RESOURCES I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
NG|NOVAGOLD RESOURCES I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|491567
NG|NOVAGOLD RESOURCES I|CXCX|CITIGROUP GLOBAL MARKETS INC.|26364
NG|NOVAGOLD RESOURCES I|DAVA|Davenport & Company LLC|150
NG|NOVAGOLD RESOURCES I|DBAB|Deutsche Bank Securities Inc.|414741
NG|NOVAGOLD RESOURCES I|DBAX|Deutsche Bank Securities Inc.|720800
NG|NOVAGOLD RESOURCES I|DEAN|MORGAN STANLEY|175
NG|NOVAGOLD RESOURCES I|DEGS|RONIN PROFESSIONAL LLC|9637
NG|NOVAGOLD RESOURCES I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37847
NG|NOVAGOLD RESOURCES I|EBXL|EBX LLC|252100
NG|NOVAGOLD RESOURCES I|ECUT|CONVERGEX EXECUTION SOLUTIONS|2150
NG|NOVAGOLD RESOURCES I|EDJO|Edward D. Jones & Co., L.P.|3589
NG|NOVAGOLD RESOURCES I|EGAM|CBOE TRADING, INC.|14221
NG|NOVAGOLD RESOURCES I|EGAW|CBOE TRADING, INC.|8
NG|NOVAGOLD RESOURCES I|EGXM|CBOE TRADING, INC.|2443
NG|NOVAGOLD RESOURCES I|ELEV|ELEVATION, LLC|9952
NG|NOVAGOLD RESOURCES I|ETBE|Electronic Transaction Clearing, Inc.|3900
NG|NOVAGOLD RESOURCES I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4616
NG|NOVAGOLD RESOURCES I|ETRS|E*Trade Securities LLC|152505
NG|NOVAGOLD RESOURCES I|FBRC|B. RILEY FBR, INC.|435650
NG|NOVAGOLD RESOURCES I|FILL|Tradestation Securities, Inc.|71608
NG|NOVAGOLD RESOURCES I|FINX|FINTECH SECURITIES|5000
NG|NOVAGOLD RESOURCES I|FMAF|NBCN Inc./ CDS|5000
NG|NOVAGOLD RESOURCES I|FQLS|Quantlab Securities LP|48555
NG|NOVAGOLD RESOURCES I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|163910
NG|NOVAGOLD RESOURCES I|FTBR|Foliofn Investments, Inc.|4250
NG|NOVAGOLD RESOURCES I|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
NG|NOVAGOLD RESOURCES I|GLIS|TD Securities Inc|872
NG|NOVAGOLD RESOURCES I|GLPX|ACS EXECUTION SERVICES, LLC|1100
NG|NOVAGOLD RESOURCES I|GSCO|GOLDMAN SACHS & CO. LLC|814331
NG|NOVAGOLD RESOURCES I|GSCS|GOLDMAN SACHS & CO. LLC|7300
NG|NOVAGOLD RESOURCES I|GSLT|GOLDMAN SACHS & CO. LLC|6046
NG|NOVAGOLD RESOURCES I|GTSZ|GTS SECURITIES LLC|1100
NG|NOVAGOLD RESOURCES I|HRBF|American Enterprise Investment Services Inc.|6598
NG|NOVAGOLD RESOURCES I|HSBC|HSBC Securities, Inc.|4995
NG|NOVAGOLD RESOURCES I|IATS|INTERACTIVE BROKERS LLC|69633
NG|NOVAGOLD RESOURCES I|IBKR|Interactive Brokers Llc|35990
NG|NOVAGOLD RESOURCES I|ICBX|INSTINET, LLC|346190
NG|NOVAGOLD RESOURCES I|INCA|INSTINET, LLC|189377
NG|NOVAGOLD RESOURCES I|INJX|INSTINET, LLC|100
NG|NOVAGOLD RESOURCES I|ITGI|ITG Inc.|157446
NG|NOVAGOLD RESOURCES I|ITGP|ITG INC.|185800
NG|NOVAGOLD RESOURCES I|JANY|Janney Montgomery Scott Inc.|2090
NG|NOVAGOLD RESOURCES I|JEFF|JEFFERIES LLC|57718
NG|NOVAGOLD RESOURCES I|JMPT|JUMP TRADING, LLC|72522
NG|NOVAGOLD RESOURCES I|JPBX|J.P. MORGAN SECURITIES LLC|876
NG|NOVAGOLD RESOURCES I|JPMX|J.P. Morgan Securities LLC|726571
NG|NOVAGOLD RESOURCES I|JSJX|JANE STREET CAPITAL LLC|9333
NG|NOVAGOLD RESOURCES I|KCGM|VIRTU Americas LLC|85185
NG|NOVAGOLD RESOURCES I|LEHM|Barclays Capital Inc./Le|820115
NG|NOVAGOLD RESOURCES I|LIME|Lime Brokerage LLC|61138
NG|NOVAGOLD RESOURCES I|LSCI|Lek Securities Corporation|91
NG|NOVAGOLD RESOURCES I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
NG|NOVAGOLD RESOURCES I|MBTS|ALLY INVEST SECURITIES LLC|400
NG|NOVAGOLD RESOURCES I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|358677
NG|NOVAGOLD RESOURCES I|MOTF|MOTIF INVESTING, INC.|3
NG|NOVAGOLD RESOURCES I|MSCO|MORGAN STANLEY & CO. LLC|1087901
NG|NOVAGOLD RESOURCES I|MSPL|MORGAN STANLEY & CO. LLC|878800
NG|NOVAGOLD RESOURCES I|MSTX|MORGAN STANLEY & CO. LLC|116700
NG|NOVAGOLD RESOURCES I|NFSC|National Financial Services LLC|639751
NG|NOVAGOLD RESOURCES I|NITE|VIRTU Americas LLC|830907
NG|NOVAGOLD RESOURCES I|NITP|VIRTU Americas LLC|11300
NG|NOVAGOLD RESOURCES I|NQRB|Brut, LLC|1427
NG|NOVAGOLD RESOURCES I|NTBF|BMO Nesbitt Burns Inc./CDS|3420
NG|NOVAGOLD RESOURCES I|OHOS|TWO SIGMA SECURITIES, LLC|1507
NG|NOVAGOLD RESOURCES I|OLDM|OLD MISSION CAPITAL, LLC|6944
NG|NOVAGOLD RESOURCES I|PDQM|CODA MARKETS, INC.|10744
NG|NOVAGOLD RESOURCES I|PWJC|UBS Financial Services, Inc.|3430
NG|NOVAGOLD RESOURCES I|RBCM|RBC CAPITAL MARKETS, LLC|3600
NG|NOVAGOLD RESOURCES I|RHOX|XR Securities LLC|7004
NG|NOVAGOLD RESOURCES I|RILY|B. RILEY FBR, INC.|455370
NG|NOVAGOLD RESOURCES I|SAGL|SAGETRADER, LLC|87967
NG|NOVAGOLD RESOURCES I|SBSH|Citigroup Global Markets Inc.|22087
NG|NOVAGOLD RESOURCES I|SGMT|GOLDMAN SACHS & CO. LLC|227988
NG|NOVAGOLD RESOURCES I|SPDR|SPEEDROUTE LLC|3900
NG|NOVAGOLD RESOURCES I|STFL|Stifel, Nicolaus & Company, Incorporated|25750
NG|NOVAGOLD RESOURCES I|SWIM|TD Ameritrade, Inc.|71285
NG|NOVAGOLD RESOURCES I|SWST|Hilltop Securities Inc.|200
NG|NOVAGOLD RESOURCES I|TKNG|ALLY INVEST SECURITIES LLC|14090
NG|NOVAGOLD RESOURCES I|TRBT|Tradebot Systems, Inc.|146996
NG|NOVAGOLD RESOURCES I|TRCM|TRC MARKETS LLC|25970
NG|NOVAGOLD RESOURCES I|UBSA|UBS SECURITIES LLC|799526
NG|NOVAGOLD RESOURCES I|UBSS|UBS Securities LLC|653802
NG|NOVAGOLD RESOURCES I|VALX|VIRTU AMERICAS LLC|77828
NG|NOVAGOLD RESOURCES I|VGRD|Vanguard Marketing Corporation|125157
NG|NOVAGOLD RESOURCES I|WCHV|WELLS FARGO SECURITIES, LLC|84203
NG|NOVAGOLD RESOURCES I|WEDB|WEDBUSH SECURITIES INC.|200
NG|NOVAGOLD RESOURCES I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3523
NG|NOVAGOLD RESOURCES I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4896
NG|NOVAGOLD RESOURCES I|WSEA|WOLVERINE SECURITIES, LLC|7506
NG|NOVAGOLD RESOURCES I|XIST|INSTINET, LLC|26000
NG|NOVAGOLD RESOURCES I|XSTM|NATIONAL FINANCIAL SERVICES LLC|22200
NG|NOVAGOLD RESOURCES I|YKNA|COMHAR CAPITAL MARKETS, LLC|400
NG|NOVAGOLD RESOURCES I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12227
NGD|NEW GOLD INC|ADAM|CANACCORD GENUITY INC.|48200
NGD|NEW GOLD INC|AGIS|Aegis Capital Corp.|2000
NGD|NEW GOLD INC|ALFA|ALPHA TRADING L.P.|29300
NGD|NEW GOLD INC|ALTX|Alternet Securities Inc.|200
NGD|NEW GOLD INC|APCC|Apex Clearing Corporation|210267
NGD|NEW GOLD INC|BANK|Primevest Financial Services, Inc.|1100
NGD|NEW GOLD INC|BATM|CBOE TRADING, INC.|7474
NGD|NEW GOLD INC|BERN|Sanford C. Bernstein & Co., LLC|28355
NGD|NEW GOLD INC|BIMI|Banca IMI Securities Corp.|19087
NGD|NEW GOLD INC|BKCM|BNY Mellon Capital Markets LLC|4260
NGD|NEW GOLD INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|135466
NGD|NEW GOLD INC|BLKX|INSTINET, LLC|100400
NGD|NEW GOLD INC|BMOC|BMO Capital Markets Corp.|204
NGD|NEW GOLD INC|BYXM|CBOE TRADING, INC.|100
NGD|NEW GOLD INC|BZYD|GOLDMAN SACHS & CO. LLC|2136
NGD|NEW GOLD INC|CANT|Cantor Fitzgerald & Co.|100300
NGD|NEW GOLD INC|CHAS|Charles Schwab & Co., Inc.|8630
NGD|NEW GOLD INC|CLSA|CLSA AMERICAS, LLC|20
NGD|NEW GOLD INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130347
NGD|NEW GOLD INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|693998
NGD|NEW GOLD INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|385750
NGD|NEW GOLD INC|DADA|D.A. Davidson & Co.|20000
NGD|NEW GOLD INC|DBAB|Deutsche Bank Securities Inc.|179501
NGD|NEW GOLD INC|DBAX|Deutsche Bank Securities Inc.|1529700
NGD|NEW GOLD INC|DEAN|MORGAN STANLEY|42670
NGD|NEW GOLD INC|DEGS|RONIN PROFESSIONAL LLC|62
NGD|NEW GOLD INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5700
NGD|NEW GOLD INC|EBXL|EBX LLC|394100
NGD|NEW GOLD INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|108365
NGD|NEW GOLD INC|EDJO|Edward D. Jones & Co., L.P.|7179
NGD|NEW GOLD INC|EGAM|CBOE TRADING, INC.|4707
NGD|NEW GOLD INC|EGAW|CBOE TRADING, INC.|400
NGD|NEW GOLD INC|EGXM|CBOE TRADING, INC.|1100
NGD|NEW GOLD INC|ELEV|ELEVATION, LLC|45442
NGD|NEW GOLD INC|ETBE|Electronic Transaction Clearing, Inc.|36998
NGD|NEW GOLD INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2200
NGD|NEW GOLD INC|ETRS|E*Trade Securities LLC|1351229
NGD|NEW GOLD INC|FILL|Tradestation Securities, Inc.|55421
NGD|NEW GOLD INC|FMAF|NBCN Inc./ CDS|27740
NGD|NEW GOLD INC|FQLS|Quantlab Securities LP|114301
NGD|NEW GOLD INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102915
NGD|NEW GOLD INC|FTBR|Foliofn Investments, Inc.|333
NGD|NEW GOLD INC|GEBB|GLOBAL EXECUTION BROKERS, LP|20000
NGD|NEW GOLD INC|GLIS|TD Securities Inc|36779
NGD|NEW GOLD INC|GLPX|ACS EXECUTION SERVICES, LLC|5896
NGD|NEW GOLD INC|GSCO|GOLDMAN SACHS & CO. LLC|634623
NGD|NEW GOLD INC|GSCS|GOLDMAN SACHS & CO. LLC|100
NGD|NEW GOLD INC|GSLT|GOLDMAN SACHS & CO. LLC|88301
NGD|NEW GOLD INC|HASF|Haywood Securities Inc./CDS|45600
NGD|NEW GOLD INC|HRBF|American Enterprise Investment Services Inc.|92616
NGD|NEW GOLD INC|HSBC|HSBC Securities, Inc.|10707
NGD|NEW GOLD INC|IATS|INTERACTIVE BROKERS LLC|381630
NGD|NEW GOLD INC|IBKR|Interactive Brokers Llc|298660
NGD|NEW GOLD INC|ICBX|INSTINET, LLC|1175003
NGD|NEW GOLD INC|INCA|INSTINET, LLC|385781
NGD|NEW GOLD INC|INJX|INSTINET, LLC|31376
NGD|NEW GOLD INC|ITGI|ITG Inc.|485952
NGD|NEW GOLD INC|ITGP|ITG INC.|877000
NGD|NEW GOLD INC|JANY|Janney Montgomery Scott Inc.|1200
NGD|NEW GOLD INC|JEFF|JEFFERIES LLC|1446903
NGD|NEW GOLD INC|JMPT|JUMP TRADING, LLC|74312
NGD|NEW GOLD INC|JONE|JonesTrading|6100
NGD|NEW GOLD INC|JPMX|J.P. Morgan Securities LLC|916476
NGD|NEW GOLD INC|JSJX|JANE STREET CAPITAL LLC|175256
NGD|NEW GOLD INC|KCGM|VIRTU Americas LLC|154278
NGD|NEW GOLD INC|LEHM|Barclays Capital Inc./Le|1732146
NGD|NEW GOLD INC|LIME|Lime Brokerage LLC|3722
NGD|NEW GOLD INC|LSCI|Lek Securities Corporation|2475
NGD|NEW GOLD INC|MAXM|Maxim Group LLC|83500
NGD|NEW GOLD INC|MBTS|ALLY INVEST SECURITIES LLC|450
NGD|NEW GOLD INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|850820
NGD|NEW GOLD INC|MOTF|MOTIF INVESTING, INC.|7
NGD|NEW GOLD INC|MSCO|MORGAN STANLEY & CO. LLC|824791
NGD|NEW GOLD INC|MSPL|MORGAN STANLEY & CO. LLC|1056500
NGD|NEW GOLD INC|MSTX|MORGAN STANLEY & CO. LLC|93600
NGD|NEW GOLD INC|NFSC|National Financial Services LLC|4619946
NGD|NEW GOLD INC|NITE|VIRTU Americas LLC|3078063
NGD|NEW GOLD INC|NITP|VIRTU Americas LLC|230823
NGD|NEW GOLD INC|NQRB|Brut, LLC|2141
NGD|NEW GOLD INC|NTBF|BMO Nesbitt Burns Inc./CDS|4000
NGD|NEW GOLD INC|OLDM|OLD MISSION CAPITAL, LLC|56824
NGD|NEW GOLD INC|OPCO|Oppenheimer & Co. Inc.|2025
NGD|NEW GOLD INC|PDQM|CODA MARKETS, INC.|75319
NGD|NEW GOLD INC|PICT|Pictet Overseas Inc.|50000
NGD|NEW GOLD INC|PWJC|UBS Financial Services, Inc.|86143
NGD|NEW GOLD INC|RBCM|RBC CAPITAL MARKETS, LLC|184250
NGD|NEW GOLD INC|RGLD|Regal Securities, Inc|20
NGD|NEW GOLD INC|RHOX|XR Securities LLC|9308
NGD|NEW GOLD INC|SAGL|SAGETRADER, LLC|41200
NGD|NEW GOLD INC|SALI|INTL FCSTONE FINANCIAL INC.|300
NGD|NEW GOLD INC|SBRX|MURIEL SIEBERT & CO INC|2000
NGD|NEW GOLD INC|SBSH|Citigroup Global Markets Inc.|93499
NGD|NEW GOLD INC|SGMT|GOLDMAN SACHS & CO. LLC|240085
NGD|NEW GOLD INC|SPDR|SPEEDROUTE LLC|7500
NGD|NEW GOLD INC|STFL|Stifel, Nicolaus & Company, Incorporated|69660
NGD|NEW GOLD INC|SWIM|TD Ameritrade, Inc.|169154
NGD|NEW GOLD INC|SWST|Hilltop Securities Inc.|8675
NGD|NEW GOLD INC|TKNG|ALLY INVEST SECURITIES LLC|56859
NGD|NEW GOLD INC|TRBT|Tradebot Systems, Inc.|91353
NGD|NEW GOLD INC|TRCM|TRC MARKETS LLC|32874
NGD|NEW GOLD INC|UBSA|UBS SECURITIES LLC|1684603
NGD|NEW GOLD INC|UBSS|UBS Securities LLC|1716450
NGD|NEW GOLD INC|VALX|VIRTU AMERICAS LLC|160460
NGD|NEW GOLD INC|VGRD|Vanguard Marketing Corporation|301610
NGD|NEW GOLD INC|WABR|Wall Street Access|6100
NGD|NEW GOLD INC|WBLR|WILLIAM BLAIR|521
NGD|NEW GOLD INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
NGD|NEW GOLD INC|WCHV|WELLS FARGO SECURITIES, LLC|446773
NGD|NEW GOLD INC|WEDB|WEDBUSH SECURITIES INC.|400
NGD|NEW GOLD INC|WEED|Weeden & Co.L.P.|900
NGD|NEW GOLD INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22059
NGD|NEW GOLD INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21051
NGD|NEW GOLD INC|WSEA|WOLVERINE SECURITIES, LLC|15397
NGD|NEW GOLD INC|XIST|INSTINET, LLC|47200
NGD|NEW GOLD INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|189620
NGD|NEW GOLD INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2300
NGE|GLOBAL X MSCI NIGERA|APCC|Apex Clearing Corporation|54
NGE|GLOBAL X MSCI NIGERA|BATM|CBOE TRADING, INC.|6558
NGE|GLOBAL X MSCI NIGERA|BYXM|CBOE TRADING, INC.|699
NGE|GLOBAL X MSCI NIGERA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7488
NGE|GLOBAL X MSCI NIGERA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|36
NGE|GLOBAL X MSCI NIGERA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56514
NGE|GLOBAL X MSCI NIGERA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
NGE|GLOBAL X MSCI NIGERA|DBAX|Deutsche Bank Securities Inc.|14800
NGE|GLOBAL X MSCI NIGERA|EBXL|EBX LLC|4500
NGE|GLOBAL X MSCI NIGERA|ETRS|E*Trade Securities LLC|2842
NGE|GLOBAL X MSCI NIGERA|FILL|Tradestation Securities, Inc.|1050
NGE|GLOBAL X MSCI NIGERA|FTBR|Foliofn Investments, Inc.|612
NGE|GLOBAL X MSCI NIGERA|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
NGE|GLOBAL X MSCI NIGERA|HSBC|HSBC Securities, Inc.|1150
NGE|GLOBAL X MSCI NIGERA|IATS|INTERACTIVE BROKERS LLC|531
NGE|GLOBAL X MSCI NIGERA|IBKR|Interactive Brokers Llc|15817
NGE|GLOBAL X MSCI NIGERA|ICBX|INSTINET, LLC|4650
NGE|GLOBAL X MSCI NIGERA|INCA|INSTINET, LLC|1000
NGE|GLOBAL X MSCI NIGERA|ITGP|ITG INC.|1200
NGE|GLOBAL X MSCI NIGERA|JPMX|J.P. Morgan Securities LLC|9366
NGE|GLOBAL X MSCI NIGERA|JSEB|JANE STREET EXECUTION SERVICES, LLC|5000
NGE|GLOBAL X MSCI NIGERA|JSJX|JANE STREET CAPITAL LLC|21242
NGE|GLOBAL X MSCI NIGERA|KCGM|VIRTU Americas LLC|900
NGE|GLOBAL X MSCI NIGERA|LEHM|Barclays Capital Inc./Le|9200
NGE|GLOBAL X MSCI NIGERA|LIME|Lime Brokerage LLC|4262
NGE|GLOBAL X MSCI NIGERA|LSCI|Lek Securities Corporation|5142
NGE|GLOBAL X MSCI NIGERA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12900
NGE|GLOBAL X MSCI NIGERA|MSCO|MORGAN STANLEY & CO. LLC|1992
NGE|GLOBAL X MSCI NIGERA|MSPL|MORGAN STANLEY & CO. LLC|4300
NGE|GLOBAL X MSCI NIGERA|NFSC|National Financial Services LLC|7340
NGE|GLOBAL X MSCI NIGERA|NITE|VIRTU Americas LLC|31294
NGE|GLOBAL X MSCI NIGERA|NITP|VIRTU Americas LLC|459
NGE|GLOBAL X MSCI NIGERA|OPCO|Oppenheimer & Co. Inc.|200
NGE|GLOBAL X MSCI NIGERA|PWJC|UBS Financial Services, Inc.|100
NGE|GLOBAL X MSCI NIGERA|SGMT|GOLDMAN SACHS & CO. LLC|2484
NGE|GLOBAL X MSCI NIGERA|SWIM|TD Ameritrade, Inc.|213
NGE|GLOBAL X MSCI NIGERA|UBSA|UBS SECURITIES LLC|4300
NGE|GLOBAL X MSCI NIGERA|UBSS|UBS Securities LLC|25412
NGE|GLOBAL X MSCI NIGERA|VGRD|Vanguard Marketing Corporation|1611
NGE|GLOBAL X MSCI NIGERA|VSIN|Vision Financial Markets Llc|21
NGE|GLOBAL X MSCI NIGERA|WBET|Wallachbeth Capital LLC|25000
NGE|GLOBAL X MSCI NIGERA|WSEA|WOLVERINE SECURITIES, LLC|3
NGE|GLOBAL X MSCI NIGERA|XSTM|NATIONAL FINANCIAL SERVICES LLC|15338
NGE|GLOBAL X MSCI NIGERA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|257
NGG|NATIONAL GRID PLC|AGIS|Aegis Capital Corp.|34
NGG|NATIONAL GRID PLC|ALTX|Alternet Securities Inc.|3735
NGG|NATIONAL GRID PLC|ANOS|ABEL/NOSER, L.L.C.|2250
NGG|NATIONAL GRID PLC|APCC|Apex Clearing Corporation|1290
NGG|NATIONAL GRID PLC|BANK|Primevest Financial Services, Inc.|115
NGG|NATIONAL GRID PLC|BARD|Robert W. Baird & Co. Incorporated|2246
NGG|NATIONAL GRID PLC|BATM|CBOE TRADING, INC.|1909
NGG|NATIONAL GRID PLC|BAYC|BAY CREST PARTNERS, LLC|1589
NGG|NATIONAL GRID PLC|BBNT|BB&T SECURITIES, LLC|18435
NGG|NATIONAL GRID PLC|BERN|Sanford C. Bernstein & Co., LLC|30638
NGG|NATIONAL GRID PLC|BIMI|Banca IMI Securities Corp.|181
NGG|NATIONAL GRID PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20238
NGG|NATIONAL GRID PLC|BLKX|INSTINET, LLC|10900
NGG|NATIONAL GRID PLC|BRGE|Newbridge Securities Corp.|305
NGG|NATIONAL GRID PLC|BYXM|CBOE TRADING, INC.|300
NGG|NATIONAL GRID PLC|BZYD|GOLDMAN SACHS & CO. LLC|1692
NGG|NATIONAL GRID PLC|CANT|Cantor Fitzgerald & Co.|27
NGG|NATIONAL GRID PLC|CHAS|Charles Schwab & Co., Inc.|896
NGG|NATIONAL GRID PLC|CHDN|CHARDAN CAPITAL MARKETS LLC|15330
NGG|NATIONAL GRID PLC|CIST|Capital Institutional Services, Inc.|3805
NGG|NATIONAL GRID PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19939
NGG|NATIONAL GRID PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149327
NGG|NATIONAL GRID PLC|CTDL|Citadel Derivatives Group Llc|10754
NGG|NATIONAL GRID PLC|CTLR|CUTLER GROUP, LP|1407
NGG|NATIONAL GRID PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11474
NGG|NATIONAL GRID PLC|DAVA|Davenport & Company LLC|164
NGG|NATIONAL GRID PLC|DBAB|Deutsche Bank Securities Inc.|123297
NGG|NATIONAL GRID PLC|DBAX|Deutsche Bank Securities Inc.|85600
NGG|NATIONAL GRID PLC|DCHF|Dart Executions, LLC|5728
NGG|NATIONAL GRID PLC|DEAN|MORGAN STANLEY|33130
NGG|NATIONAL GRID PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8602
NGG|NATIONAL GRID PLC|EBXL|EBX LLC|50200
NGG|NATIONAL GRID PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|37832
NGG|NATIONAL GRID PLC|EDJC|Edward Jones / CDS|301
NGG|NATIONAL GRID PLC|EDJO|Edward D. Jones & Co., L.P.|7539
NGG|NATIONAL GRID PLC|EGAM|CBOE TRADING, INC.|3958
NGG|NATIONAL GRID PLC|EGAW|CBOE TRADING, INC.|96
NGG|NATIONAL GRID PLC|EGMT|EG MARKET TECHNOLOGIES LLC|1000
NGG|NATIONAL GRID PLC|EGXM|CBOE TRADING, INC.|947
NGG|NATIONAL GRID PLC|ETBE|Electronic Transaction Clearing, Inc.|3990
NGG|NATIONAL GRID PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
NGG|NATIONAL GRID PLC|ETRS|E*Trade Securities LLC|27167
NGG|NATIONAL GRID PLC|FBSB|U.S. Bancorp Investments, Inc.|658
NGG|NATIONAL GRID PLC|FIDT|Fidelity Clearing Canada ULC./ CDS|203
NGG|NATIONAL GRID PLC|FILL|Tradestation Securities, Inc.|1949
NGG|NATIONAL GRID PLC|FINX|FINTECH SECURITIES|2166
NGG|NATIONAL GRID PLC|FMAF|NBCN Inc./ CDS|13210
NGG|NATIONAL GRID PLC|FQLS|Quantlab Securities LP|61250
NGG|NATIONAL GRID PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68178
NGG|NATIONAL GRID PLC|FTBR|Foliofn Investments, Inc.|6406
NGG|NATIONAL GRID PLC|GARC|ICAP Corporates LLC|175000
NGG|NATIONAL GRID PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|2542
NGG|NATIONAL GRID PLC|GLIS|TD Securities Inc|97
NGG|NATIONAL GRID PLC|GLPX|ACS EXECUTION SERVICES, LLC|1400
NGG|NATIONAL GRID PLC|GSCO|GOLDMAN SACHS & CO. LLC|217307
NGG|NATIONAL GRID PLC|GSCS|GOLDMAN SACHS & CO. LLC|15214
NGG|NATIONAL GRID PLC|GSLT|GOLDMAN SACHS & CO. LLC|9311
NGG|NATIONAL GRID PLC|GTSZ|GTS SECURITIES LLC|66231
NGG|NATIONAL GRID PLC|HRBF|American Enterprise Investment Services Inc.|25059
NGG|NATIONAL GRID PLC|HSBC|HSBC Securities, Inc.|6976
NGG|NATIONAL GRID PLC|IATS|INTERACTIVE BROKERS LLC|10498
NGG|NATIONAL GRID PLC|IBKR|Interactive Brokers Llc|32831
NGG|NATIONAL GRID PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1803
NGG|NATIONAL GRID PLC|ICBX|INSTINET, LLC|59976
NGG|NATIONAL GRID PLC|INCA|INSTINET, LLC|138058
NGG|NATIONAL GRID PLC|INJX|INSTINET, LLC|2
NGG|NATIONAL GRID PLC|INTL|INTL FCSTONE FINANCIAL INC.|3231
NGG|NATIONAL GRID PLC|ITGI|ITG Inc.|24165
NGG|NATIONAL GRID PLC|ITGP|ITG INC.|82800
NGG|NATIONAL GRID PLC|JANY|Janney Montgomery Scott Inc.|1861
NGG|NATIONAL GRID PLC|JEFF|JEFFERIES LLC|7067
NGG|NATIONAL GRID PLC|JMPT|JUMP TRADING, LLC|18251
NGG|NATIONAL GRID PLC|JPBX|J.P. MORGAN SECURITIES LLC|400
NGG|NATIONAL GRID PLC|JPMX|J.P. Morgan Securities LLC|88252
NGG|NATIONAL GRID PLC|JSJX|JANE STREET CAPITAL LLC|3257
NGG|NATIONAL GRID PLC|KCGM|VIRTU Americas LLC|24351
NGG|NATIONAL GRID PLC|LEHM|Barclays Capital Inc./Le|474277
NGG|NATIONAL GRID PLC|LIME|Lime Brokerage LLC|115945
NGG|NATIONAL GRID PLC|LQNA|LIQUIDNET, INC.|5000
NGG|NATIONAL GRID PLC|LSCI|Lek Securities Corporation|3
NGG|NATIONAL GRID PLC|MACC|Mid Atlantic Capital Corporation|20
NGG|NATIONAL GRID PLC|MACQ|Macquarie Capital (USA) Inc.|27350
NGG|NATIONAL GRID PLC|MAXM|Maxim Group LLC|536
NGG|NATIONAL GRID PLC|MCMF|Raymond James Ltd. Cds|1059
NGG|NATIONAL GRID PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60882
NGG|NATIONAL GRID PLC|MOTF|MOTIF INVESTING, INC.|6
NGG|NATIONAL GRID PLC|MSCO|MORGAN STANLEY & CO. LLC|693998
NGG|NATIONAL GRID PLC|MSPL|MORGAN STANLEY & CO. LLC|155500
NGG|NATIONAL GRID PLC|MSTX|MORGAN STANLEY & CO. LLC|9400
NGG|NATIONAL GRID PLC|NATL|National Securities Corporation|2700
NGG|NATIONAL GRID PLC|NFSC|National Financial Services LLC|166182
NGG|NATIONAL GRID PLC|NITE|VIRTU Americas LLC|505967
NGG|NATIONAL GRID PLC|NITP|VIRTU Americas LLC|100
NGG|NATIONAL GRID PLC|NQRB|Brut, LLC|9550
NGG|NATIONAL GRID PLC|NTBF|BMO Nesbitt Burns Inc./CDS|2905
NGG|NATIONAL GRID PLC|OLDM|OLD MISSION CAPITAL, LLC|35935
NGG|NATIONAL GRID PLC|OPCO|Oppenheimer & Co. Inc.|576
NGG|NATIONAL GRID PLC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|45188
NGG|NATIONAL GRID PLC|PDQM|CODA MARKETS, INC.|8561
NGG|NATIONAL GRID PLC|PHLY|NASDAQ Execution Services, LLC|400
NGG|NATIONAL GRID PLC|PICT|Pictet Overseas Inc.|664
NGG|NATIONAL GRID PLC|PWJC|UBS Financial Services, Inc.|11888
NGG|NATIONAL GRID PLC|RBCM|RBC CAPITAL MARKETS, LLC|18233
NGG|NATIONAL GRID PLC|SAGL|SAGETRADER, LLC|400
NGG|NATIONAL GRID PLC|SALI|INTL FCSTONE FINANCIAL INC.|157
NGG|NATIONAL GRID PLC|SBSH|Citigroup Global Markets Inc.|440999
NGG|NATIONAL GRID PLC|SGMT|GOLDMAN SACHS & CO. LLC|46143
NGG|NATIONAL GRID PLC|SPDR|SPEEDROUTE LLC|18100
NGG|NATIONAL GRID PLC|SPHN|Stephens Inc.|949
NGG|NATIONAL GRID PLC|STFL|Stifel, Nicolaus & Company, Incorporated|20012
NGG|NATIONAL GRID PLC|STKP|STOCKPILE INVESTMENTS, INC.|4
NGG|NATIONAL GRID PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1186
NGG|NATIONAL GRID PLC|SWIM|TD Ameritrade, Inc.|2158
NGG|NATIONAL GRID PLC|SWST|Hilltop Securities Inc.|5185
NGG|NATIONAL GRID PLC|TKNG|ALLY INVEST SECURITIES LLC|1053
NGG|NATIONAL GRID PLC|TRBT|Tradebot Systems, Inc.|107542
NGG|NATIONAL GRID PLC|TRCM|TRC MARKETS LLC|44224
NGG|NATIONAL GRID PLC|TWTT|TASTYWORKS, INC.|100
NGG|NATIONAL GRID PLC|UBSA|UBS SECURITIES LLC|196504
NGG|NATIONAL GRID PLC|UBSS|UBS Securities LLC|493279
NGG|NATIONAL GRID PLC|VALX|VIRTU AMERICAS LLC|33262
NGG|NATIONAL GRID PLC|VGRD|Vanguard Marketing Corporation|20855
NGG|NATIONAL GRID PLC|VSIN|Vision Financial Markets Llc|2
NGG|NATIONAL GRID PLC|WBLR|WILLIAM BLAIR|137
NGG|NATIONAL GRID PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|112
NGG|NATIONAL GRID PLC|WCHV|WELLS FARGO SECURITIES, LLC|140212
NGG|NATIONAL GRID PLC|WEDB|WEDBUSH SECURITIES INC.|590
NGG|NATIONAL GRID PLC|WEED|Weeden & Co.L.P.|4488
NGG|NATIONAL GRID PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2995
NGG|NATIONAL GRID PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3304
NGG|NATIONAL GRID PLC|WGIF|CIBC World Markets Inc.|3186
NGG|NATIONAL GRID PLC|WSEA|WOLVERINE SECURITIES, LLC|8094
NGG|NATIONAL GRID PLC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|42
NGG|NATIONAL GRID PLC|XIST|INSTINET, LLC|17518
NGG|NATIONAL GRID PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|17806
NGG|NATIONAL GRID PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|500
NGG|NATIONAL GRID PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30585
NGHC|NATIONAL GENERAL HLD|ALTX|Alternet Securities Inc.|3982
NGHC|NATIONAL GENERAL HLD|APCC|Apex Clearing Corporation|20
NGHC|NATIONAL GENERAL HLD|AQUA|AQUA SECURITIES L.P.|10000
NGHC|NATIONAL GENERAL HLD|BATM|CBOE TRADING, INC.|2966
NGHC|NATIONAL GENERAL HLD|BERN|Sanford C. Bernstein & Co., LLC|13680
NGHC|NATIONAL GENERAL HLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62
NGHC|NATIONAL GENERAL HLD|BLKX|INSTINET, LLC|44800
NGHC|NATIONAL GENERAL HLD|BMOC|BMO Capital Markets Corp.|8786
NGHC|NATIONAL GENERAL HLD|BNPX|BNP PARIBAS SECURITIES CORP.|5184
NGHC|NATIONAL GENERAL HLD|BTIG|BTIG, LLC|124538
NGHC|NATIONAL GENERAL HLD|BYXM|CBOE TRADING, INC.|999
NGHC|NATIONAL GENERAL HLD|BZYD|GOLDMAN SACHS & CO. LLC|2242
NGHC|NATIONAL GENERAL HLD|CHAS|Charles Schwab & Co., Inc.|151
NGHC|NATIONAL GENERAL HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68641
NGHC|NATIONAL GENERAL HLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
NGHC|NATIONAL GENERAL HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58981
NGHC|NATIONAL GENERAL HLD|CTDL|Citadel Derivatives Group Llc|22389
NGHC|NATIONAL GENERAL HLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|11504
NGHC|NATIONAL GENERAL HLD|DBAB|Deutsche Bank Securities Inc.|344933
NGHC|NATIONAL GENERAL HLD|DBAX|Deutsche Bank Securities Inc.|59200
NGHC|NATIONAL GENERAL HLD|DBUL|Deutsche Bank Securities Inc.|1300
NGHC|NATIONAL GENERAL HLD|DEAN|MORGAN STANLEY|957
NGHC|NATIONAL GENERAL HLD|DEGS|RONIN PROFESSIONAL LLC|1982
NGHC|NATIONAL GENERAL HLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5680
NGHC|NATIONAL GENERAL HLD|EBXL|EBX LLC|38100
NGHC|NATIONAL GENERAL HLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1973
NGHC|NATIONAL GENERAL HLD|EGAM|CBOE TRADING, INC.|7176
NGHC|NATIONAL GENERAL HLD|EGMT|EG MARKET TECHNOLOGIES LLC|300
NGHC|NATIONAL GENERAL HLD|EGXM|CBOE TRADING, INC.|3027
NGHC|NATIONAL GENERAL HLD|ETBE|Electronic Transaction Clearing, Inc.|3086
NGHC|NATIONAL GENERAL HLD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8906
NGHC|NATIONAL GENERAL HLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10775
NGHC|NATIONAL GENERAL HLD|ETRS|E*Trade Securities LLC|2284
NGHC|NATIONAL GENERAL HLD|FBCO|Credit Suisse Securities (USA) LLC|153302
NGHC|NATIONAL GENERAL HLD|FILL|Tradestation Securities, Inc.|500
NGHC|NATIONAL GENERAL HLD|FMAF|NBCN Inc./ CDS|5185
NGHC|NATIONAL GENERAL HLD|FOMA|TD AMERITRADE CLEARING, INC.|6277
NGHC|NATIONAL GENERAL HLD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|109
NGHC|NATIONAL GENERAL HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111225
NGHC|NATIONAL GENERAL HLD|FTBR|Foliofn Investments, Inc.|5545
NGHC|NATIONAL GENERAL HLD|GEBB|GLOBAL EXECUTION BROKERS, LP|16382
NGHC|NATIONAL GENERAL HLD|GLPX|ACS EXECUTION SERVICES, LLC|2311
NGHC|NATIONAL GENERAL HLD|GSCO|GOLDMAN SACHS & CO. LLC|755481
NGHC|NATIONAL GENERAL HLD|GSCS|GOLDMAN SACHS & CO. LLC|12595
NGHC|NATIONAL GENERAL HLD|GSLT|GOLDMAN SACHS & CO. LLC|489
NGHC|NATIONAL GENERAL HLD|GTSZ|GTS SECURITIES LLC|3359
NGHC|NATIONAL GENERAL HLD|HRBF|American Enterprise Investment Services Inc.|1770
NGHC|NATIONAL GENERAL HLD|HSBC|HSBC Securities, Inc.|47200
NGHC|NATIONAL GENERAL HLD|IATS|INTERACTIVE BROKERS LLC|1625
NGHC|NATIONAL GENERAL HLD|IBKR|Interactive Brokers Llc|37139
NGHC|NATIONAL GENERAL HLD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|352
NGHC|NATIONAL GENERAL HLD|ICBX|INSTINET, LLC|6400
NGHC|NATIONAL GENERAL HLD|IEQY|CITADEL SECURITIES LLC|36305
NGHC|NATIONAL GENERAL HLD|INCA|INSTINET, LLC|209953
NGHC|NATIONAL GENERAL HLD|INJX|INSTINET, LLC|11795
NGHC|NATIONAL GENERAL HLD|ITGI|ITG Inc.|17272
NGHC|NATIONAL GENERAL HLD|ITGP|ITG INC.|17200
NGHC|NATIONAL GENERAL HLD|JANY|Janney Montgomery Scott Inc.|1
NGHC|NATIONAL GENERAL HLD|JEFF|JEFFERIES LLC|94332
NGHC|NATIONAL GENERAL HLD|JMPT|JUMP TRADING, LLC|15621
NGHC|NATIONAL GENERAL HLD|JONE|JonesTrading|740
NGHC|NATIONAL GENERAL HLD|JPBX|J.P. MORGAN SECURITIES LLC|13050
NGHC|NATIONAL GENERAL HLD|JPMX|J.P. Morgan Securities LLC|108007
NGHC|NATIONAL GENERAL HLD|JSJX|JANE STREET CAPITAL LLC|5099
NGHC|NATIONAL GENERAL HLD|KBWI|Keefe, Bruyette & Woods, Inc.|4880
NGHC|NATIONAL GENERAL HLD|KCGM|VIRTU Americas LLC|9461
NGHC|NATIONAL GENERAL HLD|KING|C. L. King & Associates, Inc.|168
NGHC|NATIONAL GENERAL HLD|LEHM|Barclays Capital Inc./Le|380002
NGHC|NATIONAL GENERAL HLD|LIME|Lime Brokerage LLC|119616
NGHC|NATIONAL GENERAL HLD|LOOP|Loop Capital Markets LLC|2151
NGHC|NATIONAL GENERAL HLD|LQNA|LIQUIDNET, INC.|9300
NGHC|NATIONAL GENERAL HLD|LTCO|Ladenburg, Thalmann & Co., Inc.|6193
NGHC|NATIONAL GENERAL HLD|MAXM|Maxim Group LLC|6110
NGHC|NATIONAL GENERAL HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46305
NGHC|NATIONAL GENERAL HLD|MOTF|MOTIF INVESTING, INC.|2
NGHC|NATIONAL GENERAL HLD|MSCO|MORGAN STANLEY & CO. LLC|1159934
NGHC|NATIONAL GENERAL HLD|MSPL|MORGAN STANLEY & CO. LLC|69800
NGHC|NATIONAL GENERAL HLD|MSTX|MORGAN STANLEY & CO. LLC|36900
NGHC|NATIONAL GENERAL HLD|NEUB|NEUBERGER BERMAN BD LLC|175
NGHC|NATIONAL GENERAL HLD|NFSC|National Financial Services LLC|17315
NGHC|NATIONAL GENERAL HLD|NITE|VIRTU Americas LLC|69043
NGHC|NATIONAL GENERAL HLD|NITP|VIRTU Americas LLC|1400
NGHC|NATIONAL GENERAL HLD|NQRB|Brut, LLC|11090
NGHC|NATIONAL GENERAL HLD|OPCO|Oppenheimer & Co. Inc.|1861
NGHC|NATIONAL GENERAL HLD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
NGHC|NATIONAL GENERAL HLD|PDQM|CODA MARKETS, INC.|7666
NGHC|NATIONAL GENERAL HLD|PWJC|UBS Financial Services, Inc.|6880
NGHC|NATIONAL GENERAL HLD|RAJA|Raymond James & Associates, Inc.|973
NGHC|NATIONAL GENERAL HLD|RBCM|RBC CAPITAL MARKETS, LLC|2986
NGHC|NATIONAL GENERAL HLD|RILY|B. RILEY FBR, INC.|1469
NGHC|NATIONAL GENERAL HLD|SAGW|SAGETRADER, LLC|4076
NGHC|NATIONAL GENERAL HLD|SBSH|Citigroup Global Markets Inc.|122430
NGHC|NATIONAL GENERAL HLD|SGMT|GOLDMAN SACHS & CO. LLC|13561
NGHC|NATIONAL GENERAL HLD|SPDR|SPEEDROUTE LLC|2300
NGHC|NATIONAL GENERAL HLD|STFL|Stifel, Nicolaus & Company, Incorporated|205
NGHC|NATIONAL GENERAL HLD|STKP|STOCKPILE INVESTMENTS, INC.|64
NGHC|NATIONAL GENERAL HLD|SWIM|TD Ameritrade, Inc.|4020
NGHC|NATIONAL GENERAL HLD|SWST|Hilltop Securities Inc.|1413
NGHC|NATIONAL GENERAL HLD|TKNG|ALLY INVEST SECURITIES LLC|40
NGHC|NATIONAL GENERAL HLD|TRBT|Tradebot Systems, Inc.|100094
NGHC|NATIONAL GENERAL HLD|TRCM|TRC MARKETS LLC|57797
NGHC|NATIONAL GENERAL HLD|UBSA|UBS SECURITIES LLC|268546
NGHC|NATIONAL GENERAL HLD|UBSS|UBS Securities LLC|856476
NGHC|NATIONAL GENERAL HLD|VALX|VIRTU AMERICAS LLC|5151
NGHC|NATIONAL GENERAL HLD|VGRD|Vanguard Marketing Corporation|881
NGHC|NATIONAL GENERAL HLD|WBLR|WILLIAM BLAIR|1700
NGHC|NATIONAL GENERAL HLD|WCHV|WELLS FARGO SECURITIES, LLC|47782
NGHC|NATIONAL GENERAL HLD|WEED|Weeden & Co.L.P.|4079
NGHC|NATIONAL GENERAL HLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|73
NGHC|NATIONAL GENERAL HLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|662
NGHC|NATIONAL GENERAL HLD|WFPB|Wells Fargo Securities, LLC.|500
NGHC|NATIONAL GENERAL HLD|WSEA|WOLVERINE SECURITIES, LLC|1868
NGHC|NATIONAL GENERAL HLD|XIST|INSTINET, LLC|28200
NGHC|NATIONAL GENERAL HLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1258
NGHC|NATIONAL GENERAL HLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|932
NGHCN|NATIONAL GNL HLD DS|APCC|Apex Clearing Corporation|19
NGHCN|NATIONAL GNL HLD DS|BATM|CBOE TRADING, INC.|19
NGHCN|NATIONAL GNL HLD DS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|125
NGHCN|NATIONAL GNL HLD DS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1822
NGHCN|NATIONAL GNL HLD DS|DBAX|Deutsche Bank Securities Inc.|3400
NGHCN|NATIONAL GNL HLD DS|DEAN|MORGAN STANLEY|8825
NGHCN|NATIONAL GNL HLD DS|DEGS|RONIN PROFESSIONAL LLC|1413
NGHCN|NATIONAL GNL HLD DS|EBXL|EBX LLC|1900
NGHCN|NATIONAL GNL HLD DS|EDJO|Edward D. Jones & Co., L.P.|1083
NGHCN|NATIONAL GNL HLD DS|EGXW|CBOE TRADING, INC.|3156
NGHCN|NATIONAL GNL HLD DS|ETRS|E*Trade Securities LLC|2945
NGHCN|NATIONAL GNL HLD DS|FBCO|Credit Suisse Securities (USA) LLC|1601
NGHCN|NATIONAL GNL HLD DS|FOMA|TD AMERITRADE CLEARING, INC.|32961
NGHCN|NATIONAL GNL HLD DS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|256
NGHCN|NATIONAL GNL HLD DS|GEBB|GLOBAL EXECUTION BROKERS, LP|946
NGHCN|NATIONAL GNL HLD DS|GSCO|GOLDMAN SACHS & CO. LLC|1273
NGHCN|NATIONAL GNL HLD DS|GSLT|GOLDMAN SACHS & CO. LLC|1019
NGHCN|NATIONAL GNL HLD DS|GTSZ|GTS SECURITIES LLC|1200
NGHCN|NATIONAL GNL HLD DS|HRBF|American Enterprise Investment Services Inc.|2115
NGHCN|NATIONAL GNL HLD DS|IBKR|Interactive Brokers Llc|15532
NGHCN|NATIONAL GNL HLD DS|INCA|INSTINET, LLC|991
NGHCN|NATIONAL GNL HLD DS|INJX|INSTINET, LLC|11631
NGHCN|NATIONAL GNL HLD DS|JANY|Janney Montgomery Scott Inc.|1150
NGHCN|NATIONAL GNL HLD DS|JEFF|JEFFERIES LLC|11494
NGHCN|NATIONAL GNL HLD DS|LEHM|Barclays Capital Inc./Le|1200
NGHCN|NATIONAL GNL HLD DS|LIME|Lime Brokerage LLC|1230
NGHCN|NATIONAL GNL HLD DS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NGHCN|NATIONAL GNL HLD DS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
NGHCN|NATIONAL GNL HLD DS|MSCO|MORGAN STANLEY & CO. LLC|18620
NGHCN|NATIONAL GNL HLD DS|NATL|National Securities Corporation|400
NGHCN|NATIONAL GNL HLD DS|NFSC|National Financial Services LLC|29994
NGHCN|NATIONAL GNL HLD DS|NITE|VIRTU Americas LLC|32292
NGHCN|NATIONAL GNL HLD DS|NQRB|Brut, LLC|99
NGHCN|NATIONAL GNL HLD DS|PWJC|UBS Financial Services, Inc.|13700
NGHCN|NATIONAL GNL HLD DS|RBCM|RBC CAPITAL MARKETS, LLC|5521
NGHCN|NATIONAL GNL HLD DS|SGMT|GOLDMAN SACHS & CO. LLC|1000
NGHCN|NATIONAL GNL HLD DS|SPDR|SPEEDROUTE LLC|900
NGHCN|NATIONAL GNL HLD DS|STFL|Stifel, Nicolaus & Company, Incorporated|7723
NGHCN|NATIONAL GNL HLD DS|SWIM|TD Ameritrade, Inc.|400
NGHCN|NATIONAL GNL HLD DS|TRBT|Tradebot Systems, Inc.|256
NGHCN|NATIONAL GNL HLD DS|UBSA|UBS SECURITIES LLC|5350
NGHCN|NATIONAL GNL HLD DS|UBSS|UBS Securities LLC|25572
NGHCN|NATIONAL GNL HLD DS|VGRD|Vanguard Marketing Corporation|796
NGHCN|NATIONAL GNL HLD DS|WCHV|WELLS FARGO SECURITIES, LLC|3921
NGHCN|NATIONAL GNL HLD DS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
NGHCN|NATIONAL GNL HLD DS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
NGHCN|NATIONAL GNL HLD DS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1230
NGHCO|NATIONAL GNL HLD DS|ALTX|Alternet Securities Inc.|200
NGHCO|NATIONAL GNL HLD DS|APCC|Apex Clearing Corporation|24
NGHCO|NATIONAL GNL HLD DS|BATM|CBOE TRADING, INC.|400
NGHCO|NATIONAL GNL HLD DS|BBNT|BB&T SECURITIES, LLC|50
NGHCO|NATIONAL GNL HLD DS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
NGHCO|NATIONAL GNL HLD DS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
NGHCO|NATIONAL GNL HLD DS|DBAX|Deutsche Bank Securities Inc.|500
NGHCO|NATIONAL GNL HLD DS|DEAN|MORGAN STANLEY|1522
NGHCO|NATIONAL GNL HLD DS|DEGS|RONIN PROFESSIONAL LLC|971
NGHCO|NATIONAL GNL HLD DS|EBXL|EBX LLC|1200
NGHCO|NATIONAL GNL HLD DS|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
NGHCO|NATIONAL GNL HLD DS|ETRS|E*Trade Securities LLC|126
NGHCO|NATIONAL GNL HLD DS|FBCO|Credit Suisse Securities (USA) LLC|5112
NGHCO|NATIONAL GNL HLD DS|FOMA|TD AMERITRADE CLEARING, INC.|10630
NGHCO|NATIONAL GNL HLD DS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2400
NGHCO|NATIONAL GNL HLD DS|FTBR|Foliofn Investments, Inc.|2
NGHCO|NATIONAL GNL HLD DS|GEBB|GLOBAL EXECUTION BROKERS, LP|281
NGHCO|NATIONAL GNL HLD DS|GSCO|GOLDMAN SACHS & CO. LLC|3915
NGHCO|NATIONAL GNL HLD DS|GSLT|GOLDMAN SACHS & CO. LLC|100
NGHCO|NATIONAL GNL HLD DS|HRBF|American Enterprise Investment Services Inc.|100
NGHCO|NATIONAL GNL HLD DS|IATS|INTERACTIVE BROKERS LLC|1860
NGHCO|NATIONAL GNL HLD DS|IBKR|Interactive Brokers Llc|9643
NGHCO|NATIONAL GNL HLD DS|ICBX|INSTINET, LLC|400
NGHCO|NATIONAL GNL HLD DS|INCA|INSTINET, LLC|608
NGHCO|NATIONAL GNL HLD DS|INJX|INSTINET, LLC|607
NGHCO|NATIONAL GNL HLD DS|ITGI|ITG Inc.|26
NGHCO|NATIONAL GNL HLD DS|ITGP|ITG INC.|400
NGHCO|NATIONAL GNL HLD DS|JANY|Janney Montgomery Scott Inc.|503
NGHCO|NATIONAL GNL HLD DS|JEFF|JEFFERIES LLC|1688
NGHCO|NATIONAL GNL HLD DS|LEHM|Barclays Capital Inc./Le|2400
NGHCO|NATIONAL GNL HLD DS|LIME|Lime Brokerage LLC|1218
NGHCO|NATIONAL GNL HLD DS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NGHCO|NATIONAL GNL HLD DS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
NGHCO|NATIONAL GNL HLD DS|MSCO|MORGAN STANLEY & CO. LLC|10405
NGHCO|NATIONAL GNL HLD DS|NFSC|National Financial Services LLC|24312
NGHCO|NATIONAL GNL HLD DS|NITE|VIRTU Americas LLC|22097
NGHCO|NATIONAL GNL HLD DS|PWJC|UBS Financial Services, Inc.|37
NGHCO|NATIONAL GNL HLD DS|RAJA|Raymond James & Associates, Inc.|30
NGHCO|NATIONAL GNL HLD DS|SALI|INTL FCSTONE FINANCIAL INC.|121
NGHCO|NATIONAL GNL HLD DS|SBSH|Citigroup Global Markets Inc.|5
NGHCO|NATIONAL GNL HLD DS|SGMT|GOLDMAN SACHS & CO. LLC|3500
NGHCO|NATIONAL GNL HLD DS|SPDR|SPEEDROUTE LLC|200
NGHCO|NATIONAL GNL HLD DS|SPHN|Stephens Inc.|400
NGHCO|NATIONAL GNL HLD DS|STFL|Stifel, Nicolaus & Company, Incorporated|4000
NGHCO|NATIONAL GNL HLD DS|SWIM|TD Ameritrade, Inc.|8207
NGHCO|NATIONAL GNL HLD DS|SWST|Hilltop Securities Inc.|250
NGHCO|NATIONAL GNL HLD DS|TKNG|ALLY INVEST SECURITIES LLC|20
NGHCO|NATIONAL GNL HLD DS|TRCM|TRC MARKETS LLC|17
NGHCO|NATIONAL GNL HLD DS|UBSA|UBS SECURITIES LLC|2675
NGHCO|NATIONAL GNL HLD DS|UBSS|UBS Securities LLC|17317
NGHCO|NATIONAL GNL HLD DS|VGRD|Vanguard Marketing Corporation|315
NGHCO|NATIONAL GNL HLD DS|WCHV|WELLS FARGO SECURITIES, LLC|8200
NGHCO|NATIONAL GNL HLD DS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
NGHCO|NATIONAL GNL HLD DS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|195
NGHCP|NATIONAL GEN SRS A|CHAS|Charles Schwab & Co., Inc.|1000
NGHCP|NATIONAL GEN SRS A|DEAN|MORGAN STANLEY|3500
NGHCP|NATIONAL GEN SRS A|EDJO|Edward D. Jones & Co., L.P.|275
NGHCP|NATIONAL GEN SRS A|ETRS|E*Trade Securities LLC|3300
NGHCP|NATIONAL GEN SRS A|FBCO|Credit Suisse Securities (USA) LLC|60
NGHCP|NATIONAL GEN SRS A|FOMA|TD AMERITRADE CLEARING, INC.|12460
NGHCP|NATIONAL GEN SRS A|GEBB|GLOBAL EXECUTION BROKERS, LP|112
NGHCP|NATIONAL GEN SRS A|IBKR|Interactive Brokers Llc|6808
NGHCP|NATIONAL GEN SRS A|INCA|INSTINET, LLC|100
NGHCP|NATIONAL GEN SRS A|LIME|Lime Brokerage LLC|400
NGHCP|NATIONAL GEN SRS A|MSCO|MORGAN STANLEY & CO. LLC|2088
NGHCP|NATIONAL GEN SRS A|NFSC|National Financial Services LLC|8086
NGHCP|NATIONAL GEN SRS A|NITE|VIRTU Americas LLC|6985
NGHCP|NATIONAL GEN SRS A|PWJC|UBS Financial Services, Inc.|1952
NGHCP|NATIONAL GEN SRS A|RAJA|Raymond James & Associates, Inc.|380
NGHCP|NATIONAL GEN SRS A|STFL|Stifel, Nicolaus & Company, Incorporated|500
NGHCP|NATIONAL GEN SRS A|UBSA|UBS SECURITIES LLC|100
NGHCP|NATIONAL GEN SRS A|UBSS|UBS Securities LLC|6683
NGHCP|NATIONAL GEN SRS A|WCHV|WELLS FARGO SECURITIES, LLC|750
NGHCP|NATIONAL GEN SRS A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
NGHCZ|NATIONAL GEN SUB NTS|APCC|Apex Clearing Corporation|7
NGHCZ|NATIONAL GEN SUB NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|540
NGHCZ|NATIONAL GEN SUB NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
NGHCZ|NATIONAL GEN SUB NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|675
NGHCZ|NATIONAL GEN SUB NTS|DADA|D.A. Davidson & Co.|200
NGHCZ|NATIONAL GEN SUB NTS|DBAX|Deutsche Bank Securities Inc.|300
NGHCZ|NATIONAL GEN SUB NTS|DEAN|MORGAN STANLEY|3242
NGHCZ|NATIONAL GEN SUB NTS|ETRS|E*Trade Securities LLC|8971
NGHCZ|NATIONAL GEN SUB NTS|FBCO|Credit Suisse Securities (USA) LLC|1725
NGHCZ|NATIONAL GEN SUB NTS|FOMA|TD AMERITRADE CLEARING, INC.|21799
NGHCZ|NATIONAL GEN SUB NTS|GSCO|GOLDMAN SACHS & CO. LLC|16070
NGHCZ|NATIONAL GEN SUB NTS|HRBF|American Enterprise Investment Services Inc.|400
NGHCZ|NATIONAL GEN SUB NTS|IATS|INTERACTIVE BROKERS LLC|350
NGHCZ|NATIONAL GEN SUB NTS|IBKR|Interactive Brokers Llc|21352
NGHCZ|NATIONAL GEN SUB NTS|ICBX|INSTINET, LLC|100
NGHCZ|NATIONAL GEN SUB NTS|INCA|INSTINET, LLC|1061
NGHCZ|NATIONAL GEN SUB NTS|JANY|Janney Montgomery Scott Inc.|200
NGHCZ|NATIONAL GEN SUB NTS|LIME|Lime Brokerage LLC|2324
NGHCZ|NATIONAL GEN SUB NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
NGHCZ|NATIONAL GEN SUB NTS|MSCO|MORGAN STANLEY & CO. LLC|2701
NGHCZ|NATIONAL GEN SUB NTS|NFSC|National Financial Services LLC|8421
NGHCZ|NATIONAL GEN SUB NTS|NITE|VIRTU Americas LLC|25007
NGHCZ|NATIONAL GEN SUB NTS|PWJC|UBS Financial Services, Inc.|129
NGHCZ|NATIONAL GEN SUB NTS|RAJA|Raymond James & Associates, Inc.|536
NGHCZ|NATIONAL GEN SUB NTS|RBCM|RBC CAPITAL MARKETS, LLC|2652
NGHCZ|NATIONAL GEN SUB NTS|SBSH|Citigroup Global Markets Inc.|3027
NGHCZ|NATIONAL GEN SUB NTS|STFL|Stifel, Nicolaus & Company, Incorporated|1300
NGHCZ|NATIONAL GEN SUB NTS|SWST|Hilltop Securities Inc.|17
NGHCZ|NATIONAL GEN SUB NTS|TRCM|TRC MARKETS LLC|139
NGHCZ|NATIONAL GEN SUB NTS|UBSA|UBS SECURITIES LLC|600
NGHCZ|NATIONAL GEN SUB NTS|UBSS|UBS Securities LLC|7872
NGHCZ|NATIONAL GEN SUB NTS|VGRD|Vanguard Marketing Corporation|1000
NGHCZ|NATIONAL GEN SUB NTS|WCHV|WELLS FARGO SECURITIES, LLC|12400
NGHCZ|NATIONAL GEN SUB NTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
NGHCZ|NATIONAL GEN SUB NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|483
NGL|NGL ENERGY PARTNERS|APCC|Apex Clearing Corporation|26
NGL|NGL ENERGY PARTNERS|BANK|Primevest Financial Services, Inc.|300
NGL|NGL ENERGY PARTNERS|BARD|Robert W. Baird & Co. Incorporated|1400
NGL|NGL ENERGY PARTNERS|BATM|CBOE TRADING, INC.|4349
NGL|NGL ENERGY PARTNERS|BAYT|BTIG, LLC|13711
NGL|NGL ENERGY PARTNERS|BBNT|BB&T SECURITIES, LLC|4400
NGL|NGL ENERGY PARTNERS|BIDS|BIDS TRADING L.P.|3200
NGL|NGL ENERGY PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2501
NGL|NGL ENERGY PARTNERS|BLKX|INSTINET, LLC|20000
NGL|NGL ENERGY PARTNERS|BNCH|The Benchmark Company, LLC|161200
NGL|NGL ENERGY PARTNERS|BNPX|BNP PARIBAS SECURITIES CORP.|131
NGL|NGL ENERGY PARTNERS|BTIG|BTIG, LLC|50200
NGL|NGL ENERGY PARTNERS|BYXM|CBOE TRADING, INC.|90
NGL|NGL ENERGY PARTNERS|BZYD|GOLDMAN SACHS & CO. LLC|6348
NGL|NGL ENERGY PARTNERS|CHAS|Charles Schwab & Co., Inc.|28841
NGL|NGL ENERGY PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27049
NGL|NGL ENERGY PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151560
NGL|NGL ENERGY PARTNERS|CTDL|Citadel Derivatives Group Llc|970
NGL|NGL ENERGY PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|156162
NGL|NGL ENERGY PARTNERS|DADA|D.A. Davidson & Co.|9000
NGL|NGL ENERGY PARTNERS|DBAB|Deutsche Bank Securities Inc.|2488
NGL|NGL ENERGY PARTNERS|DBAX|Deutsche Bank Securities Inc.|102500
NGL|NGL ENERGY PARTNERS|DCHF|Dart Executions, LLC|400
NGL|NGL ENERGY PARTNERS|DEAN|MORGAN STANLEY|4187
NGL|NGL ENERGY PARTNERS|DEGS|RONIN PROFESSIONAL LLC|2070
NGL|NGL ENERGY PARTNERS|EBXL|EBX LLC|154600
NGL|NGL ENERGY PARTNERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|24
NGL|NGL ENERGY PARTNERS|EDJO|Edward D. Jones & Co., L.P.|5574
NGL|NGL ENERGY PARTNERS|EGAM|CBOE TRADING, INC.|10120
NGL|NGL ENERGY PARTNERS|EGXM|CBOE TRADING, INC.|100
NGL|NGL ENERGY PARTNERS|ETBE|Electronic Transaction Clearing, Inc.|512
NGL|NGL ENERGY PARTNERS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1600
NGL|NGL ENERGY PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11783
NGL|NGL ENERGY PARTNERS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|241
NGL|NGL ENERGY PARTNERS|ETRS|E*Trade Securities LLC|281701
NGL|NGL ENERGY PARTNERS|FBRC|B. RILEY FBR, INC.|200871
NGL|NGL ENERGY PARTNERS|FILL|Tradestation Securities, Inc.|1625
NGL|NGL ENERGY PARTNERS|FMAF|NBCN Inc./ CDS|300
NGL|NGL ENERGY PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16566
NGL|NGL ENERGY PARTNERS|FTBR|Foliofn Investments, Inc.|214
NGL|NGL ENERGY PARTNERS|GEBB|GLOBAL EXECUTION BROKERS, LP|5496
NGL|NGL ENERGY PARTNERS|GLIS|TD Securities Inc|500
NGL|NGL ENERGY PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|357275
NGL|NGL ENERGY PARTNERS|GSCS|GOLDMAN SACHS & CO. LLC|11227
NGL|NGL ENERGY PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|2049
NGL|NGL ENERGY PARTNERS|GTSZ|GTS SECURITIES LLC|68976
NGL|NGL ENERGY PARTNERS|HRBF|American Enterprise Investment Services Inc.|3180
NGL|NGL ENERGY PARTNERS|HSBC|HSBC Securities, Inc.|1600
NGL|NGL ENERGY PARTNERS|IBKR|Interactive Brokers Llc|88553
NGL|NGL ENERGY PARTNERS|ICBX|INSTINET, LLC|44622
NGL|NGL ENERGY PARTNERS|INCA|INSTINET, LLC|40261
NGL|NGL ENERGY PARTNERS|INJX|INSTINET, LLC|5034
NGL|NGL ENERGY PARTNERS|ITGI|ITG Inc.|2500
NGL|NGL ENERGY PARTNERS|ITGP|ITG INC.|186600
NGL|NGL ENERGY PARTNERS|JANY|Janney Montgomery Scott Inc.|2300
NGL|NGL ENERGY PARTNERS|JEFF|JEFFERIES LLC|18345
NGL|NGL ENERGY PARTNERS|JMPT|JUMP TRADING, LLC|18284
NGL|NGL ENERGY PARTNERS|JPMX|J.P. Morgan Securities LLC|190883
NGL|NGL ENERGY PARTNERS|KCGM|VIRTU Americas LLC|31087
NGL|NGL ENERGY PARTNERS|LEHM|Barclays Capital Inc./Le|188051
NGL|NGL ENERGY PARTNERS|LIME|Lime Brokerage LLC|38345
NGL|NGL ENERGY PARTNERS|LQNA|LIQUIDNET, INC.|120700
NGL|NGL ENERGY PARTNERS|LSCI|Lek Securities Corporation|3734
NGL|NGL ENERGY PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109044
NGL|NGL ENERGY PARTNERS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6262
NGL|NGL ENERGY PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|521886
NGL|NGL ENERGY PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|45100
NGL|NGL ENERGY PARTNERS|MSTX|MORGAN STANLEY & CO. LLC|300
NGL|NGL ENERGY PARTNERS|NFSC|National Financial Services LLC|512571
NGL|NGL ENERGY PARTNERS|NITE|VIRTU Americas LLC|840306
NGL|NGL ENERGY PARTNERS|NITP|VIRTU Americas LLC|15137
NGL|NGL ENERGY PARTNERS|NQRB|Brut, LLC|4900
NGL|NGL ENERGY PARTNERS|OPCO|Oppenheimer & Co. Inc.|3226
NGL|NGL ENERGY PARTNERS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NGL|NGL ENERGY PARTNERS|PDQM|CODA MARKETS, INC.|52574
NGL|NGL ENERGY PARTNERS|PHLY|NASDAQ Execution Services, LLC|4800
NGL|NGL ENERGY PARTNERS|PWJC|UBS Financial Services, Inc.|10020
NGL|NGL ENERGY PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|1690
NGL|NGL ENERGY PARTNERS|SAGL|SAGETRADER, LLC|300
NGL|NGL ENERGY PARTNERS|SAGW|SAGETRADER, LLC|3207
NGL|NGL ENERGY PARTNERS|SBSH|Citigroup Global Markets Inc.|1064478
NGL|NGL ENERGY PARTNERS|SCMC|Scotia Capital Markets (USA) Inc.|100
NGL|NGL ENERGY PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|152111
NGL|NGL ENERGY PARTNERS|SPDR|SPEEDROUTE LLC|5399
NGL|NGL ENERGY PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|19429
NGL|NGL ENERGY PARTNERS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
NGL|NGL ENERGY PARTNERS|SWIM|TD Ameritrade, Inc.|114190
NGL|NGL ENERGY PARTNERS|SWST|Hilltop Securities Inc.|694
NGL|NGL ENERGY PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|45719
NGL|NGL ENERGY PARTNERS|TRBT|Tradebot Systems, Inc.|20221
NGL|NGL ENERGY PARTNERS|TRCM|TRC MARKETS LLC|35706
NGL|NGL ENERGY PARTNERS|UBSA|UBS SECURITIES LLC|536578
NGL|NGL ENERGY PARTNERS|UBSS|UBS Securities LLC|221396
NGL|NGL ENERGY PARTNERS|VALX|VIRTU AMERICAS LLC|17008
NGL|NGL ENERGY PARTNERS|VFIN|National Securities Corporation|5572
NGL|NGL ENERGY PARTNERS|VGRD|Vanguard Marketing Corporation|62443
NGL|NGL ENERGY PARTNERS|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
NGL|NGL ENERGY PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|145813
NGL|NGL ENERGY PARTNERS|WEDB|WEDBUSH SECURITIES INC.|42
NGL|NGL ENERGY PARTNERS|WEED|Weeden & Co.L.P.|500
NGL|NGL ENERGY PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19521
NGL|NGL ENERGY PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37139
NGL|NGL ENERGY PARTNERS|WFPB|Wells Fargo Securities, LLC.|58660
NGL|NGL ENERGY PARTNERS|WGIF|CIBC World Markets Inc.|710
NGL|NGL ENERGY PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|15986
NGL|NGL ENERGY PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|31000
NGL|NGL ENERGY PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9629
NGL$B|NGL ENERGY 9% PFD|ALTX|Alternet Securities Inc.|100
NGL$B|NGL ENERGY 9% PFD|BBNT|BB&T SECURITIES, LLC|423
NGL$B|NGL ENERGY 9% PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8180
NGL$B|NGL ENERGY 9% PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
NGL$B|NGL ENERGY 9% PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6089
NGL$B|NGL ENERGY 9% PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2740
NGL$B|NGL ENERGY 9% PFD|DBAX|Deutsche Bank Securities Inc.|6700
NGL$B|NGL ENERGY 9% PFD|DEAN|MORGAN STANLEY|20293
NGL$B|NGL ENERGY 9% PFD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4600
NGL$B|NGL ENERGY 9% PFD|EBXL|EBX LLC|1300
NGL$B|NGL ENERGY 9% PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
NGL$B|NGL ENERGY 9% PFD|EGXM|CBOE TRADING, INC.|188
NGL$B|NGL ENERGY 9% PFD|ETRS|E*Trade Securities LLC|13148
NGL$B|NGL ENERGY 9% PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
NGL$B|NGL ENERGY 9% PFD|FTBR|Foliofn Investments, Inc.|85
NGL$B|NGL ENERGY 9% PFD|GLPX|ACS EXECUTION SERVICES, LLC|397
NGL$B|NGL ENERGY 9% PFD|GSCO|GOLDMAN SACHS & CO. LLC|792
NGL$B|NGL ENERGY 9% PFD|GTSZ|GTS SECURITIES LLC|1100
NGL$B|NGL ENERGY 9% PFD|HRBF|American Enterprise Investment Services Inc.|200
NGL$B|NGL ENERGY 9% PFD|HSBC|HSBC Securities, Inc.|400
NGL$B|NGL ENERGY 9% PFD|IATS|INTERACTIVE BROKERS LLC|570
NGL$B|NGL ENERGY 9% PFD|IBKR|Interactive Brokers Llc|5945
NGL$B|NGL ENERGY 9% PFD|ICBX|INSTINET, LLC|727
NGL$B|NGL ENERGY 9% PFD|INCA|INSTINET, LLC|3328
NGL$B|NGL ENERGY 9% PFD|INJX|INSTINET, LLC|192
NGL$B|NGL ENERGY 9% PFD|ITGI|ITG Inc.|150
NGL$B|NGL ENERGY 9% PFD|JEFF|JEFFERIES LLC|494
NGL$B|NGL ENERGY 9% PFD|JPMX|J.P. Morgan Securities LLC|3598
NGL$B|NGL ENERGY 9% PFD|LEHM|Barclays Capital Inc./Le|3600
NGL$B|NGL ENERGY 9% PFD|LIME|Lime Brokerage LLC|919
NGL$B|NGL ENERGY 9% PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1127
NGL$B|NGL ENERGY 9% PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1192
NGL$B|NGL ENERGY 9% PFD|MSCO|MORGAN STANLEY & CO. LLC|15694
NGL$B|NGL ENERGY 9% PFD|MSPL|MORGAN STANLEY & CO. LLC|1200
NGL$B|NGL ENERGY 9% PFD|NFSC|National Financial Services LLC|11300
NGL$B|NGL ENERGY 9% PFD|NITE|VIRTU Americas LLC|66124
NGL$B|NGL ENERGY 9% PFD|NQRB|Brut, LLC|2650
NGL$B|NGL ENERGY 9% PFD|OLDM|OLD MISSION CAPITAL, LLC|2480
NGL$B|NGL ENERGY 9% PFD|PDQM|CODA MARKETS, INC.|697
NGL$B|NGL ENERGY 9% PFD|PWJC|UBS Financial Services, Inc.|24160
NGL$B|NGL ENERGY 9% PFD|RBCM|RBC CAPITAL MARKETS, LLC|7766
NGL$B|NGL ENERGY 9% PFD|SBRX|MURIEL SIEBERT & CO INC|100
NGL$B|NGL ENERGY 9% PFD|SBSH|Citigroup Global Markets Inc.|755
NGL$B|NGL ENERGY 9% PFD|SGMT|GOLDMAN SACHS & CO. LLC|900
NGL$B|NGL ENERGY 9% PFD|SPDR|SPEEDROUTE LLC|926
NGL$B|NGL ENERGY 9% PFD|STFL|Stifel, Nicolaus & Company, Incorporated|2571
NGL$B|NGL ENERGY 9% PFD|SWIM|TD Ameritrade, Inc.|13530
NGL$B|NGL ENERGY 9% PFD|TRBT|Tradebot Systems, Inc.|942
NGL$B|NGL ENERGY 9% PFD|UBSA|UBS SECURITIES LLC|14198
NGL$B|NGL ENERGY 9% PFD|UBSS|UBS Securities LLC|48957
NGL$B|NGL ENERGY 9% PFD|VGRD|Vanguard Marketing Corporation|9768
NGL$B|NGL ENERGY 9% PFD|WCHV|WELLS FARGO SECURITIES, LLC|12452
NGL$B|NGL ENERGY 9% PFD|WGIF|CIBC World Markets Inc.|1000
NGL$B|NGL ENERGY 9% PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|16400
NGL$B|NGL ENERGY 9% PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NGL$B|NGL ENERGY 9% PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5393
NGLS$A|TARGA RES 9.00 SER A|BATM|CBOE TRADING, INC.|1864
NGLS$A|TARGA RES 9.00 SER A|BBNT|BB&T SECURITIES, LLC|1200
NGLS$A|TARGA RES 9.00 SER A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|82
NGLS$A|TARGA RES 9.00 SER A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
NGLS$A|TARGA RES 9.00 SER A|CXCX|CITIGROUP GLOBAL MARKETS INC.|470
NGLS$A|TARGA RES 9.00 SER A|DBAX|Deutsche Bank Securities Inc.|100
NGLS$A|TARGA RES 9.00 SER A|DEAN|MORGAN STANLEY|1000
NGLS$A|TARGA RES 9.00 SER A|EBXL|EBX LLC|100
NGLS$A|TARGA RES 9.00 SER A|ETRS|E*Trade Securities LLC|6727
NGLS$A|TARGA RES 9.00 SER A|GTSZ|GTS SECURITIES LLC|200
NGLS$A|TARGA RES 9.00 SER A|HRBF|American Enterprise Investment Services Inc.|732
NGLS$A|TARGA RES 9.00 SER A|IBKR|Interactive Brokers Llc|2312
NGLS$A|TARGA RES 9.00 SER A|ICBX|INSTINET, LLC|300
NGLS$A|TARGA RES 9.00 SER A|INCA|INSTINET, LLC|100
NGLS$A|TARGA RES 9.00 SER A|JSEB|JANE STREET EXECUTION SERVICES, LLC|272
NGLS$A|TARGA RES 9.00 SER A|LIME|Lime Brokerage LLC|244
NGLS$A|TARGA RES 9.00 SER A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|367
NGLS$A|TARGA RES 9.00 SER A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
NGLS$A|TARGA RES 9.00 SER A|MSCO|MORGAN STANLEY & CO. LLC|3986
NGLS$A|TARGA RES 9.00 SER A|NFSC|National Financial Services LLC|8423
NGLS$A|TARGA RES 9.00 SER A|NITE|VIRTU Americas LLC|14479
NGLS$A|TARGA RES 9.00 SER A|NQRB|Brut, LLC|500
NGLS$A|TARGA RES 9.00 SER A|SBSH|Citigroup Global Markets Inc.|890
NGLS$A|TARGA RES 9.00 SER A|SGMT|GOLDMAN SACHS & CO. LLC|277
NGLS$A|TARGA RES 9.00 SER A|SPDR|SPEEDROUTE LLC|82
NGLS$A|TARGA RES 9.00 SER A|SWIM|TD Ameritrade, Inc.|145
NGLS$A|TARGA RES 9.00 SER A|UBSA|UBS SECURITIES LLC|1469
NGLS$A|TARGA RES 9.00 SER A|UBSS|UBS Securities LLC|11643
NGLS$A|TARGA RES 9.00 SER A|VGRD|Vanguard Marketing Corporation|833
NGLS$A|TARGA RES 9.00 SER A|WCHV|WELLS FARGO SECURITIES, LLC|5248
NGLS$A|TARGA RES 9.00 SER A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|75
NGLS$A|TARGA RES 9.00 SER A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
NGS|NATURAL GAS SVCS GRP|APCC|Apex Clearing Corporation|3
NGS|NATURAL GAS SVCS GRP|BATM|CBOE TRADING, INC.|60
NGS|NATURAL GAS SVCS GRP|BAYC|BAY CREST PARTNERS, LLC|147
NGS|NATURAL GAS SVCS GRP|BERN|Sanford C. Bernstein & Co., LLC|1870
NGS|NATURAL GAS SVCS GRP|BNPX|BNP PARIBAS SECURITIES CORP.|1230
NGS|NATURAL GAS SVCS GRP|BTIG|BTIG, LLC|35
NGS|NATURAL GAS SVCS GRP|BYXM|CBOE TRADING, INC.|100
NGS|NATURAL GAS SVCS GRP|BZYD|GOLDMAN SACHS & CO. LLC|638
NGS|NATURAL GAS SVCS GRP|CIST|Capital Institutional Services, Inc.|442
NGS|NATURAL GAS SVCS GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|887
NGS|NATURAL GAS SVCS GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|97
NGS|NATURAL GAS SVCS GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17368
NGS|NATURAL GAS SVCS GRP|CTDL|Citadel Derivatives Group Llc|267
NGS|NATURAL GAS SVCS GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3258
NGS|NATURAL GAS SVCS GRP|DBAB|Deutsche Bank Securities Inc.|2720
NGS|NATURAL GAS SVCS GRP|DBAX|Deutsche Bank Securities Inc.|5200
NGS|NATURAL GAS SVCS GRP|DEAN|MORGAN STANLEY|45
NGS|NATURAL GAS SVCS GRP|DEGS|RONIN PROFESSIONAL LLC|1271
NGS|NATURAL GAS SVCS GRP|EBXL|EBX LLC|3900
NGS|NATURAL GAS SVCS GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1709
NGS|NATURAL GAS SVCS GRP|EDJO|Edward D. Jones & Co., L.P.|410
NGS|NATURAL GAS SVCS GRP|EGAM|CBOE TRADING, INC.|175
NGS|NATURAL GAS SVCS GRP|EGXM|CBOE TRADING, INC.|200
NGS|NATURAL GAS SVCS GRP|ETRS|E*Trade Securities LLC|623
NGS|NATURAL GAS SVCS GRP|FILL|Tradestation Securities, Inc.|40
NGS|NATURAL GAS SVCS GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2326
NGS|NATURAL GAS SVCS GRP|FTBR|Foliofn Investments, Inc.|2
NGS|NATURAL GAS SVCS GRP|GSCO|GOLDMAN SACHS & CO. LLC|7898
NGS|NATURAL GAS SVCS GRP|GSCS|GOLDMAN SACHS & CO. LLC|1478
NGS|NATURAL GAS SVCS GRP|GTSZ|GTS SECURITIES LLC|4610
NGS|NATURAL GAS SVCS GRP|IBKR|Interactive Brokers Llc|2349
NGS|NATURAL GAS SVCS GRP|ICBX|INSTINET, LLC|8600
NGS|NATURAL GAS SVCS GRP|IEQY|CITADEL SECURITIES LLC|320
NGS|NATURAL GAS SVCS GRP|INCA|INSTINET, LLC|6594
NGS|NATURAL GAS SVCS GRP|INJX|INSTINET, LLC|1466
NGS|NATURAL GAS SVCS GRP|ITGI|ITG Inc.|5645
NGS|NATURAL GAS SVCS GRP|ITGP|ITG INC.|28000
NGS|NATURAL GAS SVCS GRP|JEFF|JEFFERIES LLC|36966
NGS|NATURAL GAS SVCS GRP|JPMX|J.P. Morgan Securities LLC|34747
NGS|NATURAL GAS SVCS GRP|KCGM|VIRTU Americas LLC|2034
NGS|NATURAL GAS SVCS GRP|LEHM|Barclays Capital Inc./Le|19111
NGS|NATURAL GAS SVCS GRP|LGNT|COR CLEARING LLC|425
NGS|NATURAL GAS SVCS GRP|LIME|Lime Brokerage LLC|5687
NGS|NATURAL GAS SVCS GRP|LQNA|LIQUIDNET, INC.|14000
NGS|NATURAL GAS SVCS GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18654
NGS|NATURAL GAS SVCS GRP|MSCO|MORGAN STANLEY & CO. LLC|14392
NGS|NATURAL GAS SVCS GRP|MSPL|MORGAN STANLEY & CO. LLC|6900
NGS|NATURAL GAS SVCS GRP|MSTX|MORGAN STANLEY & CO. LLC|400
NGS|NATURAL GAS SVCS GRP|NFSC|National Financial Services LLC|10127
NGS|NATURAL GAS SVCS GRP|NITE|VIRTU Americas LLC|29338
NGS|NATURAL GAS SVCS GRP|PDQM|CODA MARKETS, INC.|22
NGS|NATURAL GAS SVCS GRP|RBCM|RBC CAPITAL MARKETS, LLC|743
NGS|NATURAL GAS SVCS GRP|SAGW|SAGETRADER, LLC|300
NGS|NATURAL GAS SVCS GRP|SBSH|Citigroup Global Markets Inc.|5658
NGS|NATURAL GAS SVCS GRP|SGMT|GOLDMAN SACHS & CO. LLC|23135
NGS|NATURAL GAS SVCS GRP|SPDR|SPEEDROUTE LLC|9260
NGS|NATURAL GAS SVCS GRP|SWIM|TD Ameritrade, Inc.|250
NGS|NATURAL GAS SVCS GRP|TKNG|ALLY INVEST SECURITIES LLC|399
NGS|NATURAL GAS SVCS GRP|TRBT|Tradebot Systems, Inc.|659
NGS|NATURAL GAS SVCS GRP|TRCM|TRC MARKETS LLC|1882
NGS|NATURAL GAS SVCS GRP|UBSA|UBS SECURITIES LLC|32445
NGS|NATURAL GAS SVCS GRP|UBSS|UBS Securities LLC|26469
NGS|NATURAL GAS SVCS GRP|VALX|VIRTU AMERICAS LLC|1126
NGS|NATURAL GAS SVCS GRP|VGRD|Vanguard Marketing Corporation|1774
NGS|NATURAL GAS SVCS GRP|WCHV|WELLS FARGO SECURITIES, LLC|4458
NGS|NATURAL GAS SVCS GRP|WEDB|WEDBUSH SECURITIES INC.|150
NGS|NATURAL GAS SVCS GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|968
NGS|NATURAL GAS SVCS GRP|WSEA|WOLVERINE SECURITIES, LLC|3
NGS|NATURAL GAS SVCS GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
NGVC|NATURAL GROCERS|ALTX|Alternet Securities Inc.|2041
NGVC|NATURAL GROCERS|ANOS|ABEL/NOSER, L.L.C.|4614
NGVC|NATURAL GROCERS|APCC|Apex Clearing Corporation|57
NGVC|NATURAL GROCERS|BARD|Robert W. Baird & Co. Incorporated|173
NGVC|NATURAL GROCERS|BATM|CBOE TRADING, INC.|947
NGVC|NATURAL GROCERS|BAYC|BAY CREST PARTNERS, LLC|420
NGVC|NATURAL GROCERS|BERN|Sanford C. Bernstein & Co., LLC|3453
NGVC|NATURAL GROCERS|BIMI|Banca IMI Securities Corp.|1290
NGVC|NATURAL GROCERS|BLKX|INSTINET, LLC|7600
NGVC|NATURAL GROCERS|BNPX|BNP PARIBAS SECURITIES CORP.|864
NGVC|NATURAL GROCERS|BTIG|BTIG, LLC|3300
NGVC|NATURAL GROCERS|BYXM|CBOE TRADING, INC.|100
NGVC|NATURAL GROCERS|BZYD|GOLDMAN SACHS & CO. LLC|1737
NGVC|NATURAL GROCERS|CHAS|Charles Schwab & Co., Inc.|1651
NGVC|NATURAL GROCERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3848
NGVC|NATURAL GROCERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|659
NGVC|NATURAL GROCERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2700
NGVC|NATURAL GROCERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36794
NGVC|NATURAL GROCERS|CTDL|Citadel Derivatives Group Llc|850
NGVC|NATURAL GROCERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3700
NGVC|NATURAL GROCERS|DBAB|Deutsche Bank Securities Inc.|16193
NGVC|NATURAL GROCERS|DBAX|Deutsche Bank Securities Inc.|15000
NGVC|NATURAL GROCERS|DEAN|MORGAN STANLEY|1519
NGVC|NATURAL GROCERS|DEGS|RONIN PROFESSIONAL LLC|3377
NGVC|NATURAL GROCERS|EBXL|EBX LLC|22500
NGVC|NATURAL GROCERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
NGVC|NATURAL GROCERS|EGAM|CBOE TRADING, INC.|2580
NGVC|NATURAL GROCERS|EGAW|CBOE TRADING, INC.|51
NGVC|NATURAL GROCERS|EGXM|CBOE TRADING, INC.|745
NGVC|NATURAL GROCERS|EGXW|CBOE TRADING, INC.|33
NGVC|NATURAL GROCERS|ETBE|Electronic Transaction Clearing, Inc.|1715
NGVC|NATURAL GROCERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1579
NGVC|NATURAL GROCERS|ETRS|E*Trade Securities LLC|176678
NGVC|NATURAL GROCERS|FILL|Tradestation Securities, Inc.|18015
NGVC|NATURAL GROCERS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1835
NGVC|NATURAL GROCERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20311
NGVC|NATURAL GROCERS|FTBR|Foliofn Investments, Inc.|13227
NGVC|NATURAL GROCERS|GLIS|TD Securities Inc|1781
NGVC|NATURAL GROCERS|GLPX|ACS EXECUTION SERVICES, LLC|4917
NGVC|NATURAL GROCERS|GSCO|GOLDMAN SACHS & CO. LLC|50636
NGVC|NATURAL GROCERS|GSCS|GOLDMAN SACHS & CO. LLC|10361
NGVC|NATURAL GROCERS|GSLT|GOLDMAN SACHS & CO. LLC|100
NGVC|NATURAL GROCERS|GTSZ|GTS SECURITIES LLC|7758
NGVC|NATURAL GROCERS|HRBF|American Enterprise Investment Services Inc.|600
NGVC|NATURAL GROCERS|IATS|INTERACTIVE BROKERS LLC|9200
NGVC|NATURAL GROCERS|IBKR|Interactive Brokers Llc|8846
NGVC|NATURAL GROCERS|ICBX|INSTINET, LLC|8000
NGVC|NATURAL GROCERS|IEQY|CITADEL SECURITIES LLC|4904
NGVC|NATURAL GROCERS|INCA|INSTINET, LLC|25810
NGVC|NATURAL GROCERS|INJX|INSTINET, LLC|3140
NGVC|NATURAL GROCERS|ITGI|ITG Inc.|15405
NGVC|NATURAL GROCERS|ITGP|ITG INC.|18800
NGVC|NATURAL GROCERS|JEFF|JEFFERIES LLC|5312
NGVC|NATURAL GROCERS|JMPT|JUMP TRADING, LLC|3947
NGVC|NATURAL GROCERS|JPBX|J.P. MORGAN SECURITIES LLC|800
NGVC|NATURAL GROCERS|JPMX|J.P. Morgan Securities LLC|33685
NGVC|NATURAL GROCERS|JSJX|JANE STREET CAPITAL LLC|1988
NGVC|NATURAL GROCERS|KCGM|VIRTU Americas LLC|8369
NGVC|NATURAL GROCERS|LEHM|Barclays Capital Inc./Le|33118
NGVC|NATURAL GROCERS|LIME|Lime Brokerage LLC|13947
NGVC|NATURAL GROCERS|LQNA|LIQUIDNET, INC.|12400
NGVC|NATURAL GROCERS|MBTS|ALLY INVEST SECURITIES LLC|38
NGVC|NATURAL GROCERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7100
NGVC|NATURAL GROCERS|MOTF|MOTIF INVESTING, INC.|9
NGVC|NATURAL GROCERS|MSCO|MORGAN STANLEY & CO. LLC|117002
NGVC|NATURAL GROCERS|MSPL|MORGAN STANLEY & CO. LLC|23400
NGVC|NATURAL GROCERS|MSTX|MORGAN STANLEY & CO. LLC|10600
NGVC|NATURAL GROCERS|NFSC|National Financial Services LLC|163920
NGVC|NATURAL GROCERS|NITE|VIRTU Americas LLC|339339
NGVC|NATURAL GROCERS|NQRB|Brut, LLC|1000
NGVC|NATURAL GROCERS|ONEL|O'NEIL SECURITIES, INCORPORATED|3293
NGVC|NATURAL GROCERS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|198
NGVC|NATURAL GROCERS|PCPT|PHILLIP CAPITAL INC.|760
NGVC|NATURAL GROCERS|PDQM|CODA MARKETS, INC.|8098
NGVC|NATURAL GROCERS|PHLY|NASDAQ Execution Services, LLC|400
NGVC|NATURAL GROCERS|PWJC|UBS Financial Services, Inc.|3200
NGVC|NATURAL GROCERS|RBCM|RBC CAPITAL MARKETS, LLC|3295
NGVC|NATURAL GROCERS|SAGL|SAGETRADER, LLC|500
NGVC|NATURAL GROCERS|SBSH|Citigroup Global Markets Inc.|4280
NGVC|NATURAL GROCERS|SGMT|GOLDMAN SACHS & CO. LLC|26700
NGVC|NATURAL GROCERS|SPDR|SPEEDROUTE LLC|4397
NGVC|NATURAL GROCERS|STFL|Stifel, Nicolaus & Company, Incorporated|3826
NGVC|NATURAL GROCERS|STKP|STOCKPILE INVESTMENTS, INC.|94
NGVC|NATURAL GROCERS|SWIM|TD Ameritrade, Inc.|44893
NGVC|NATURAL GROCERS|TKNG|ALLY INVEST SECURITIES LLC|2000
NGVC|NATURAL GROCERS|TRBT|Tradebot Systems, Inc.|11153
NGVC|NATURAL GROCERS|TRCM|TRC MARKETS LLC|11604
NGVC|NATURAL GROCERS|UBSA|UBS SECURITIES LLC|83641
NGVC|NATURAL GROCERS|UBSS|UBS Securities LLC|94132
NGVC|NATURAL GROCERS|VALX|VIRTU AMERICAS LLC|4353
NGVC|NATURAL GROCERS|VGRD|Vanguard Marketing Corporation|18253
NGVC|NATURAL GROCERS|WCHV|WELLS FARGO SECURITIES, LLC|6082
NGVC|NATURAL GROCERS|WEED|Weeden & Co.L.P.|1000
NGVC|NATURAL GROCERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2243
NGVC|NATURAL GROCERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5156
NGVC|NATURAL GROCERS|WOLF|Wolfe Trahan Securities|200
NGVC|NATURAL GROCERS|WSEA|WOLVERINE SECURITIES, LLC|1773
NGVC|NATURAL GROCERS|XIST|INSTINET, LLC|3400
NGVC|NATURAL GROCERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|15826
NGVC|NATURAL GROCERS|YKNA|COMHAR CAPITAL MARKETS, LLC|165
NGVT|INGEVITY CP|ALTX|Alternet Securities Inc.|11966
NGVT|INGEVITY CP|ANOS|ABEL/NOSER, L.L.C.|208
NGVT|INGEVITY CP|APCC|Apex Clearing Corporation|38
NGVT|INGEVITY CP|AQUA|AQUA SECURITIES L.P.|4000
NGVT|INGEVITY CP|BARD|Robert W. Baird & Co. Incorporated|495
NGVT|INGEVITY CP|BATM|CBOE TRADING, INC.|1258
NGVT|INGEVITY CP|BBNT|BB&T SECURITIES, LLC|307
NGVT|INGEVITY CP|BERN|Sanford C. Bernstein & Co., LLC|7206
NGVT|INGEVITY CP|BIDS|BIDS TRADING L.P.|11000
NGVT|INGEVITY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1134
NGVT|INGEVITY CP|BLKX|INSTINET, LLC|35400
NGVT|INGEVITY CP|BNPX|BNP PARIBAS SECURITIES CORP.|51377
NGVT|INGEVITY CP|BRVL|BLAYLOCK VAN, LLC|200
NGVT|INGEVITY CP|BTIG|BTIG, LLC|700
NGVT|INGEVITY CP|BYXM|CBOE TRADING, INC.|500
NGVT|INGEVITY CP|BZYD|GOLDMAN SACHS & CO. LLC|1817
NGVT|INGEVITY CP|CANT|Cantor Fitzgerald & Co.|123
NGVT|INGEVITY CP|CIST|Capital Institutional Services, Inc.|369
NGVT|INGEVITY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36012
NGVT|INGEVITY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7400
NGVT|INGEVITY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|905
NGVT|INGEVITY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|72545
NGVT|INGEVITY CP|CTDL|Citadel Derivatives Group Llc|6726
NGVT|INGEVITY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|14476
NGVT|INGEVITY CP|DADA|D.A. Davidson & Co.|57
NGVT|INGEVITY CP|DAVA|Davenport & Company LLC|193
NGVT|INGEVITY CP|DBAB|Deutsche Bank Securities Inc.|91037
NGVT|INGEVITY CP|DBAX|Deutsche Bank Securities Inc.|84900
NGVT|INGEVITY CP|DEAN|MORGAN STANLEY|3012
NGVT|INGEVITY CP|DEGS|RONIN PROFESSIONAL LLC|102
NGVT|INGEVITY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|732
NGVT|INGEVITY CP|EBXL|EBX LLC|65200
NGVT|INGEVITY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11291
NGVT|INGEVITY CP|EDJO|Edward D. Jones & Co., L.P.|779
NGVT|INGEVITY CP|EGAM|CBOE TRADING, INC.|10801
NGVT|INGEVITY CP|EGAW|CBOE TRADING, INC.|312
NGVT|INGEVITY CP|EGMT|EG MARKET TECHNOLOGIES LLC|300
NGVT|INGEVITY CP|EGXM|CBOE TRADING, INC.|943
NGVT|INGEVITY CP|ETBE|Electronic Transaction Clearing, Inc.|2545
NGVT|INGEVITY CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
NGVT|INGEVITY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12488
NGVT|INGEVITY CP|ETRS|E*Trade Securities LLC|3758
NGVT|INGEVITY CP|FINX|FINTECH SECURITIES|15
NGVT|INGEVITY CP|FMAF|NBCN Inc./ CDS|5900
NGVT|INGEVITY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1447
NGVT|INGEVITY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32555
NGVT|INGEVITY CP|FTBR|Foliofn Investments, Inc.|2072
NGVT|INGEVITY CP|GLPX|ACS EXECUTION SERVICES, LLC|66470
NGVT|INGEVITY CP|GSCO|GOLDMAN SACHS & CO. LLC|270601
NGVT|INGEVITY CP|GSCS|GOLDMAN SACHS & CO. LLC|12
NGVT|INGEVITY CP|GSLT|GOLDMAN SACHS & CO. LLC|1106
NGVT|INGEVITY CP|GTSZ|GTS SECURITIES LLC|28851
NGVT|INGEVITY CP|HRBF|American Enterprise Investment Services Inc.|815
NGVT|INGEVITY CP|HSBC|HSBC Securities, Inc.|100
NGVT|INGEVITY CP|IATS|INTERACTIVE BROKERS LLC|1372
NGVT|INGEVITY CP|IBKR|Interactive Brokers Llc|1017
NGVT|INGEVITY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|100
NGVT|INGEVITY CP|ICBX|INSTINET, LLC|7900
NGVT|INGEVITY CP|IEQY|CITADEL SECURITIES LLC|11296
NGVT|INGEVITY CP|INCA|INSTINET, LLC|37485
NGVT|INGEVITY CP|INJX|INSTINET, LLC|155
NGVT|INGEVITY CP|ITGI|ITG Inc.|15414
NGVT|INGEVITY CP|ITGP|ITG INC.|81600
NGVT|INGEVITY CP|JANY|Janney Montgomery Scott Inc.|2
NGVT|INGEVITY CP|JEFF|JEFFERIES LLC|9593
NGVT|INGEVITY CP|JMPT|JUMP TRADING, LLC|8565
NGVT|INGEVITY CP|JONE|JonesTrading|10
NGVT|INGEVITY CP|JPBX|J.P. MORGAN SECURITIES LLC|7821
NGVT|INGEVITY CP|JPMX|J.P. Morgan Securities LLC|212995
NGVT|INGEVITY CP|JSJX|JANE STREET CAPITAL LLC|6102
NGVT|INGEVITY CP|KCGM|VIRTU Americas LLC|19546
NGVT|INGEVITY CP|LEHM|Barclays Capital Inc./Le|110006
NGVT|INGEVITY CP|LIME|Lime Brokerage LLC|7053
NGVT|INGEVITY CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|302600
NGVT|INGEVITY CP|LOOP|Loop Capital Markets LLC|16434
NGVT|INGEVITY CP|LQNA|LIQUIDNET, INC.|17700
NGVT|INGEVITY CP|LSCI|Lek Securities Corporation|110
NGVT|INGEVITY CP|MAXM|Maxim Group LLC|271
NGVT|INGEVITY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48612
NGVT|INGEVITY CP|MOTF|MOTIF INVESTING, INC.|3
NGVT|INGEVITY CP|MSCO|MORGAN STANLEY & CO. LLC|399952
NGVT|INGEVITY CP|MSPL|MORGAN STANLEY & CO. LLC|99100
NGVT|INGEVITY CP|MSTX|MORGAN STANLEY & CO. LLC|21300
NGVT|INGEVITY CP|NFSC|National Financial Services LLC|63140
NGVT|INGEVITY CP|NITE|VIRTU Americas LLC|62761
NGVT|INGEVITY CP|NITP|VIRTU Americas LLC|300
NGVT|INGEVITY CP|NQRB|Brut, LLC|1261
NGVT|INGEVITY CP|NTRC|Northern Trust Securities, Inc.|695
NGVT|INGEVITY CP|OPCO|Oppenheimer & Co. Inc.|260
NGVT|INGEVITY CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NGVT|INGEVITY CP|PDQM|CODA MARKETS, INC.|117611
NGVT|INGEVITY CP|PIPR|Piper Jaffray & Co.|806
NGVT|INGEVITY CP|PWJC|UBS Financial Services, Inc.|60
NGVT|INGEVITY CP|RBCM|RBC CAPITAL MARKETS, LLC|1053
NGVT|INGEVITY CP|RHCO|Suntrust Robinson Humphrey, Inc.|400
NGVT|INGEVITY CP|SAGL|SAGETRADER, LLC|3037
NGVT|INGEVITY CP|SAGW|SAGETRADER, LLC|152
NGVT|INGEVITY CP|SBSH|Citigroup Global Markets Inc.|29408
NGVT|INGEVITY CP|SGMT|GOLDMAN SACHS & CO. LLC|30219
NGVT|INGEVITY CP|SPDR|SPEEDROUTE LLC|26105
NGVT|INGEVITY CP|SPTD|MINT GLOBAL MARKETS, INC.|1203
NGVT|INGEVITY CP|STFL|Stifel, Nicolaus & Company, Incorporated|96
NGVT|INGEVITY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2679
NGVT|INGEVITY CP|SWIM|TD Ameritrade, Inc.|775
NGVT|INGEVITY CP|TKNG|ALLY INVEST SECURITIES LLC|187
NGVT|INGEVITY CP|TRBT|Tradebot Systems, Inc.|25213
NGVT|INGEVITY CP|TRCM|TRC MARKETS LLC|21970
NGVT|INGEVITY CP|UBSA|UBS SECURITIES LLC|149916
NGVT|INGEVITY CP|UBSS|UBS Securities LLC|249963
NGVT|INGEVITY CP|VALX|VIRTU AMERICAS LLC|4043
NGVT|INGEVITY CP|VGRD|Vanguard Marketing Corporation|887
NGVT|INGEVITY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|182
NGVT|INGEVITY CP|WCHV|WELLS FARGO SECURITIES, LLC|29426
NGVT|INGEVITY CP|WEDB|WEDBUSH SECURITIES INC.|4
NGVT|INGEVITY CP|WEED|Weeden & Co.L.P.|24800
NGVT|INGEVITY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101
NGVT|INGEVITY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|379
NGVT|INGEVITY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|89
NGVT|INGEVITY CP|WSEA|WOLVERINE SECURITIES, LLC|544
NGVT|INGEVITY CP|XIST|INSTINET, LLC|9200
NGVT|INGEVITY CP|XPQR|Jump Trading|200
NGVT|INGEVITY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2928
NGVT|INGEVITY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|18958
NGVT|INGEVITY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|970
NH|NANTHEALTH, INC. CM|ALTX|Alternet Securities Inc.|500
NH|NANTHEALTH, INC. CM|APCC|Apex Clearing Corporation|4
NH|NANTHEALTH, INC. CM|BARD|Robert W. Baird & Co. Incorporated|300
NH|NANTHEALTH, INC. CM|BATM|CBOE TRADING, INC.|251
NH|NANTHEALTH, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|2630
NH|NANTHEALTH, INC. CM|BMOC|BMO Capital Markets Corp.|2880
NH|NANTHEALTH, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|3677
NH|NANTHEALTH, INC. CM|BTIG|BTIG, LLC|42
NH|NANTHEALTH, INC. CM|BZYD|GOLDMAN SACHS & CO. LLC|1
NH|NANTHEALTH, INC. CM|CHAS|Charles Schwab & Co., Inc.|2500
NH|NANTHEALTH, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7840
NH|NANTHEALTH, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|120
NH|NANTHEALTH, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7693
NH|NANTHEALTH, INC. CM|CTDL|Citadel Derivatives Group Llc|1150
NH|NANTHEALTH, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|16942
NH|NANTHEALTH, INC. CM|DBAB|Deutsche Bank Securities Inc.|97505
NH|NANTHEALTH, INC. CM|DBAX|Deutsche Bank Securities Inc.|6400
NH|NANTHEALTH, INC. CM|DEAN|MORGAN STANLEY|6103
NH|NANTHEALTH, INC. CM|DEGS|RONIN PROFESSIONAL LLC|19377
NH|NANTHEALTH, INC. CM|EBXL|EBX LLC|7200
NH|NANTHEALTH, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1332
NH|NANTHEALTH, INC. CM|EDJO|Edward D. Jones & Co., L.P.|200
NH|NANTHEALTH, INC. CM|EGAM|CBOE TRADING, INC.|500
NH|NANTHEALTH, INC. CM|EGXM|CBOE TRADING, INC.|3
NH|NANTHEALTH, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|6553
NH|NANTHEALTH, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|940
NH|NANTHEALTH, INC. CM|ETRS|E*Trade Securities LLC|45337
NH|NANTHEALTH, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|119838
NH|NANTHEALTH, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|75579
NH|NANTHEALTH, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14039
NH|NANTHEALTH, INC. CM|FTBR|Foliofn Investments, Inc.|1
NH|NANTHEALTH, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5416
NH|NANTHEALTH, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|790
NH|NANTHEALTH, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|222937
NH|NANTHEALTH, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|1665
NH|NANTHEALTH, INC. CM|GTSZ|GTS SECURITIES LLC|4253
NH|NANTHEALTH, INC. CM|HAPX|HAP Trading, LLC|680
NH|NANTHEALTH, INC. CM|IATS|INTERACTIVE BROKERS LLC|1000
NH|NANTHEALTH, INC. CM|IBKR|Interactive Brokers Llc|23931
NH|NANTHEALTH, INC. CM|ICBX|INSTINET, LLC|5140
NH|NANTHEALTH, INC. CM|IEQY|CITADEL SECURITIES LLC|700
NH|NANTHEALTH, INC. CM|INCA|INSTINET, LLC|24715
NH|NANTHEALTH, INC. CM|INJX|INSTINET, LLC|41570
NH|NANTHEALTH, INC. CM|ITGI|ITG Inc.|853
NH|NANTHEALTH, INC. CM|ITGP|ITG INC.|7400
NH|NANTHEALTH, INC. CM|JANY|Janney Montgomery Scott Inc.|3270
NH|NANTHEALTH, INC. CM|JEFF|JEFFERIES LLC|17795
NH|NANTHEALTH, INC. CM|JPMX|J.P. Morgan Securities LLC|36192
NH|NANTHEALTH, INC. CM|JSJX|JANE STREET CAPITAL LLC|887
NH|NANTHEALTH, INC. CM|KCGM|VIRTU Americas LLC|5591
NH|NANTHEALTH, INC. CM|LEHM|Barclays Capital Inc./Le|61875
NH|NANTHEALTH, INC. CM|LIME|Lime Brokerage LLC|83331
NH|NANTHEALTH, INC. CM|LMGP|LIME BROKERAGE LLC|14470
NH|NANTHEALTH, INC. CM|LQNA|LIQUIDNET, INC.|16000
NH|NANTHEALTH, INC. CM|MAXM|Maxim Group LLC|1992
NH|NANTHEALTH, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8300
NH|NANTHEALTH, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|249421
NH|NANTHEALTH, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|15500
NH|NANTHEALTH, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|16000
NH|NANTHEALTH, INC. CM|NFSC|National Financial Services LLC|60505
NH|NANTHEALTH, INC. CM|NITE|VIRTU Americas LLC|150217
NH|NANTHEALTH, INC. CM|NITP|VIRTU Americas LLC|700
NH|NANTHEALTH, INC. CM|NQRB|Brut, LLC|569
NH|NANTHEALTH, INC. CM|OPCO|Oppenheimer & Co. Inc.|52
NH|NANTHEALTH, INC. CM|PDQM|CODA MARKETS, INC.|1690
NH|NANTHEALTH, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|4500
NH|NANTHEALTH, INC. CM|SBSH|Citigroup Global Markets Inc.|54151
NH|NANTHEALTH, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|4805
NH|NANTHEALTH, INC. CM|SPDR|SPEEDROUTE LLC|200
NH|NANTHEALTH, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|900
NH|NANTHEALTH, INC. CM|SWIM|TD Ameritrade, Inc.|21929
NH|NANTHEALTH, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|395
NH|NANTHEALTH, INC. CM|TRBT|Tradebot Systems, Inc.|809
NH|NANTHEALTH, INC. CM|UBSA|UBS SECURITIES LLC|37665
NH|NANTHEALTH, INC. CM|UBSS|UBS Securities LLC|287948
NH|NANTHEALTH, INC. CM|VALX|VIRTU AMERICAS LLC|1138
NH|NANTHEALTH, INC. CM|VGRD|Vanguard Marketing Corporation|7226
NH|NANTHEALTH, INC. CM|VSIN|Vision Financial Markets Llc|550
NH|NANTHEALTH, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|11012
NH|NANTHEALTH, INC. CM|WEED|Weeden & Co.L.P.|100
NH|NANTHEALTH, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59
NH|NANTHEALTH, INC. CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1596
NH|NANTHEALTH, INC. CM|WFPB|Wells Fargo Securities, LLC.|500
NH|NANTHEALTH, INC. CM|WGIF|CIBC World Markets Inc.|900
NH|NANTHEALTH, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|6666
NH|NANTHEALTH, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
NHA|NUVEEN MUNICIPAL 202|ALTX|Alternet Securities Inc.|100
NHA|NUVEEN MUNICIPAL 202|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5100
NHA|NUVEEN MUNICIPAL 202|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
NHA|NUVEEN MUNICIPAL 202|CXCX|CITIGROUP GLOBAL MARKETS INC.|2374
NHA|NUVEEN MUNICIPAL 202|DADA|D.A. Davidson & Co.|4002
NHA|NUVEEN MUNICIPAL 202|DBAX|Deutsche Bank Securities Inc.|2800
NHA|NUVEEN MUNICIPAL 202|DEAN|MORGAN STANLEY|22900
NHA|NUVEEN MUNICIPAL 202|EBXL|EBX LLC|6300
NHA|NUVEEN MUNICIPAL 202|EGAM|CBOE TRADING, INC.|496
NHA|NUVEEN MUNICIPAL 202|ETRS|E*Trade Securities LLC|3
NHA|NUVEEN MUNICIPAL 202|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3700
NHA|NUVEEN MUNICIPAL 202|GLPX|ACS EXECUTION SERVICES, LLC|135
NHA|NUVEEN MUNICIPAL 202|GTSZ|GTS SECURITIES LLC|600
NHA|NUVEEN MUNICIPAL 202|IBKR|Interactive Brokers Llc|7629
NHA|NUVEEN MUNICIPAL 202|ICBX|INSTINET, LLC|755
NHA|NUVEEN MUNICIPAL 202|INCA|INSTINET, LLC|200
NHA|NUVEEN MUNICIPAL 202|ITGI|ITG Inc.|200
NHA|NUVEEN MUNICIPAL 202|JANY|Janney Montgomery Scott Inc.|16994
NHA|NUVEEN MUNICIPAL 202|JPMX|J.P. Morgan Securities LLC|2600
NHA|NUVEEN MUNICIPAL 202|KCGM|VIRTU Americas LLC|5100
NHA|NUVEEN MUNICIPAL 202|LEHM|Barclays Capital Inc./Le|1000
NHA|NUVEEN MUNICIPAL 202|LIME|Lime Brokerage LLC|1006
NHA|NUVEEN MUNICIPAL 202|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
NHA|NUVEEN MUNICIPAL 202|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5040
NHA|NUVEEN MUNICIPAL 202|MSCO|MORGAN STANLEY & CO. LLC|24475
NHA|NUVEEN MUNICIPAL 202|MSPL|MORGAN STANLEY & CO. LLC|22700
NHA|NUVEEN MUNICIPAL 202|NFSC|National Financial Services LLC|2415
NHA|NUVEEN MUNICIPAL 202|NITE|VIRTU Americas LLC|40312
NHA|NUVEEN MUNICIPAL 202|OPCO|Oppenheimer & Co. Inc.|1250
NHA|NUVEEN MUNICIPAL 202|PDQM|CODA MARKETS, INC.|370
NHA|NUVEEN MUNICIPAL 202|RBCM|RBC CAPITAL MARKETS, LLC|4654
NHA|NUVEEN MUNICIPAL 202|SGMT|GOLDMAN SACHS & CO. LLC|1918
NHA|NUVEEN MUNICIPAL 202|STFL|Stifel, Nicolaus & Company, Incorporated|1629
NHA|NUVEEN MUNICIPAL 202|SWST|Hilltop Securities Inc.|1000
NHA|NUVEEN MUNICIPAL 202|UBSA|UBS SECURITIES LLC|4909
NHA|NUVEEN MUNICIPAL 202|UBSS|UBS Securities LLC|3000
NHA|NUVEEN MUNICIPAL 202|VGRD|Vanguard Marketing Corporation|1000
NHA|NUVEEN MUNICIPAL 202|WCHV|WELLS FARGO SECURITIES, LLC|22917
NHA|NUVEEN MUNICIPAL 202|WEDB|WEDBUSH SECURITIES INC.|1645
NHA|NUVEEN MUNICIPAL 202|WSEA|WOLVERINE SECURITIES, LLC|1
NHA|NUVEEN MUNICIPAL 202|YKNA|COMHAR CAPITAL MARKETS, LLC|135
NHA|NUVEEN MUNICIPAL 202|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2240
NHC|NATL HEALTHCARE CP|ALTX|Alternet Securities Inc.|500
NHC|NATL HEALTHCARE CP|ANOS|ABEL/NOSER, L.L.C.|76
NHC|NATL HEALTHCARE CP|APCC|Apex Clearing Corporation|21
NHC|NATL HEALTHCARE CP|BATM|CBOE TRADING, INC.|1907
NHC|NATL HEALTHCARE CP|BERN|Sanford C. Bernstein & Co., LLC|188
NHC|NATL HEALTHCARE CP|BTIG|BTIG, LLC|452
NHC|NATL HEALTHCARE CP|BYXM|CBOE TRADING, INC.|100
NHC|NATL HEALTHCARE CP|BZYD|GOLDMAN SACHS & CO. LLC|126
NHC|NATL HEALTHCARE CP|CANT|Cantor Fitzgerald & Co.|823
NHC|NATL HEALTHCARE CP|CHAS|Charles Schwab & Co., Inc.|6
NHC|NATL HEALTHCARE CP|CIST|Capital Institutional Services, Inc.|200
NHC|NATL HEALTHCARE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
NHC|NATL HEALTHCARE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5901
NHC|NATL HEALTHCARE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6903
NHC|NATL HEALTHCARE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12152
NHC|NATL HEALTHCARE CP|CTDL|Citadel Derivatives Group Llc|720
NHC|NATL HEALTHCARE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3502
NHC|NATL HEALTHCARE CP|DBAB|Deutsche Bank Securities Inc.|9647
NHC|NATL HEALTHCARE CP|DBAX|Deutsche Bank Securities Inc.|5300
NHC|NATL HEALTHCARE CP|DEGS|RONIN PROFESSIONAL LLC|1400
NHC|NATL HEALTHCARE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|107
NHC|NATL HEALTHCARE CP|EBXL|EBX LLC|3100
NHC|NATL HEALTHCARE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|236
NHC|NATL HEALTHCARE CP|EDJO|Edward D. Jones & Co., L.P.|1334
NHC|NATL HEALTHCARE CP|EGAM|CBOE TRADING, INC.|100
NHC|NATL HEALTHCARE CP|EGXM|CBOE TRADING, INC.|315
NHC|NATL HEALTHCARE CP|EGXW|CBOE TRADING, INC.|58
NHC|NATL HEALTHCARE CP|ETRS|E*Trade Securities LLC|7274
NHC|NATL HEALTHCARE CP|FBSB|U.S. Bancorp Investments, Inc.|2
NHC|NATL HEALTHCARE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|121
NHC|NATL HEALTHCARE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5954
NHC|NATL HEALTHCARE CP|FTBR|Foliofn Investments, Inc.|284
NHC|NATL HEALTHCARE CP|GLPX|ACS EXECUTION SERVICES, LLC|4331
NHC|NATL HEALTHCARE CP|GSCO|GOLDMAN SACHS & CO. LLC|22816
NHC|NATL HEALTHCARE CP|GSCS|GOLDMAN SACHS & CO. LLC|100
NHC|NATL HEALTHCARE CP|GSLT|GOLDMAN SACHS & CO. LLC|31
NHC|NATL HEALTHCARE CP|GTSZ|GTS SECURITIES LLC|16349
NHC|NATL HEALTHCARE CP|HRBF|American Enterprise Investment Services Inc.|61
NHC|NATL HEALTHCARE CP|IATS|INTERACTIVE BROKERS LLC|1250
NHC|NATL HEALTHCARE CP|IBKR|Interactive Brokers Llc|557
NHC|NATL HEALTHCARE CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|253
NHC|NATL HEALTHCARE CP|ICBX|INSTINET, LLC|400
NHC|NATL HEALTHCARE CP|IEQY|CITADEL SECURITIES LLC|2505
NHC|NATL HEALTHCARE CP|INCA|INSTINET, LLC|4355
NHC|NATL HEALTHCARE CP|INJX|INSTINET, LLC|1038
NHC|NATL HEALTHCARE CP|ITGI|ITG Inc.|2868
NHC|NATL HEALTHCARE CP|ITGP|ITG INC.|9400
NHC|NATL HEALTHCARE CP|JEFF|JEFFERIES LLC|784
NHC|NATL HEALTHCARE CP|JPMX|J.P. Morgan Securities LLC|19883
NHC|NATL HEALTHCARE CP|KCGM|VIRTU Americas LLC|1111
NHC|NATL HEALTHCARE CP|LEHM|Barclays Capital Inc./Le|14413
NHC|NATL HEALTHCARE CP|LIME|Lime Brokerage LLC|4993
NHC|NATL HEALTHCARE CP|LQNA|LIQUIDNET, INC.|800
NHC|NATL HEALTHCARE CP|LSCI|Lek Securities Corporation|1714
NHC|NATL HEALTHCARE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7682
NHC|NATL HEALTHCARE CP|MOTF|MOTIF INVESTING, INC.|44
NHC|NATL HEALTHCARE CP|MSCO|MORGAN STANLEY & CO. LLC|38139
NHC|NATL HEALTHCARE CP|MSPL|MORGAN STANLEY & CO. LLC|21200
NHC|NATL HEALTHCARE CP|MSTX|MORGAN STANLEY & CO. LLC|200
NHC|NATL HEALTHCARE CP|NFSC|National Financial Services LLC|8733
NHC|NATL HEALTHCARE CP|NITE|VIRTU Americas LLC|15393
NHC|NATL HEALTHCARE CP|NQRB|Brut, LLC|65
NHC|NATL HEALTHCARE CP|PDQM|CODA MARKETS, INC.|9470
NHC|NATL HEALTHCARE CP|PWJC|UBS Financial Services, Inc.|303
NHC|NATL HEALTHCARE CP|RBCM|RBC CAPITAL MARKETS, LLC|842
NHC|NATL HEALTHCARE CP|SAGC|SAGETRADER, LLC|100
NHC|NATL HEALTHCARE CP|SBSH|Citigroup Global Markets Inc.|5631
NHC|NATL HEALTHCARE CP|SGMT|GOLDMAN SACHS & CO. LLC|1788
NHC|NATL HEALTHCARE CP|SPDR|SPEEDROUTE LLC|725
NHC|NATL HEALTHCARE CP|SWIM|TD Ameritrade, Inc.|314
NHC|NATL HEALTHCARE CP|TRBT|Tradebot Systems, Inc.|1283
NHC|NATL HEALTHCARE CP|TRCM|TRC MARKETS LLC|208
NHC|NATL HEALTHCARE CP|UBSA|UBS SECURITIES LLC|17947
NHC|NATL HEALTHCARE CP|UBSS|UBS Securities LLC|22635
NHC|NATL HEALTHCARE CP|VALX|VIRTU AMERICAS LLC|2461
NHC|NATL HEALTHCARE CP|VGRD|Vanguard Marketing Corporation|13
NHC|NATL HEALTHCARE CP|WCHV|WELLS FARGO SECURITIES, LLC|854
NHC|NATL HEALTHCARE CP|WEED|Weeden & Co.L.P.|3484
NHC|NATL HEALTHCARE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23067
NHC|NATL HEALTHCARE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4089
NHC|NATL HEALTHCARE CP|WSEA|WOLVERINE SECURITIES, LLC|1
NHC|NATL HEALTHCARE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NHC|NATL HEALTHCARE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|441
NHC|NATL HEALTHCARE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28
NHF|NEXPOINT STRATEGIC O|AGIS|Aegis Capital Corp.|30790
NHF|NEXPOINT STRATEGIC O|ALTX|Alternet Securities Inc.|3826
NHF|NEXPOINT STRATEGIC O|APCC|Apex Clearing Corporation|89
NHF|NEXPOINT STRATEGIC O|BANK|Primevest Financial Services, Inc.|5
NHF|NEXPOINT STRATEGIC O|BARD|Robert W. Baird & Co. Incorporated|5232
NHF|NEXPOINT STRATEGIC O|BATM|CBOE TRADING, INC.|516
NHF|NEXPOINT STRATEGIC O|BBNT|BB&T SECURITIES, LLC|200
NHF|NEXPOINT STRATEGIC O|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
NHF|NEXPOINT STRATEGIC O|BMOC|BMO Capital Markets Corp.|5868
NHF|NEXPOINT STRATEGIC O|BRGE|Newbridge Securities Corp.|750
NHF|NEXPOINT STRATEGIC O|BTIG|BTIG, LLC|4950
NHF|NEXPOINT STRATEGIC O|BYXM|CBOE TRADING, INC.|1550
NHF|NEXPOINT STRATEGIC O|CHAS|Charles Schwab & Co., Inc.|4408
NHF|NEXPOINT STRATEGIC O|CIST|Capital Institutional Services, Inc.|340
NHF|NEXPOINT STRATEGIC O|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35795
NHF|NEXPOINT STRATEGIC O|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
NHF|NEXPOINT STRATEGIC O|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NHF|NEXPOINT STRATEGIC O|CROS|CREDIT SUISSE SECURITIES (USA) LLC|122161
NHF|NEXPOINT STRATEGIC O|CTDL|Citadel Derivatives Group Llc|80
NHF|NEXPOINT STRATEGIC O|CXCX|CITIGROUP GLOBAL MARKETS INC.|2362
NHF|NEXPOINT STRATEGIC O|DBAX|Deutsche Bank Securities Inc.|50700
NHF|NEXPOINT STRATEGIC O|DEAN|MORGAN STANLEY|37754
NHF|NEXPOINT STRATEGIC O|DEGS|RONIN PROFESSIONAL LLC|100
NHF|NEXPOINT STRATEGIC O|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
NHF|NEXPOINT STRATEGIC O|EBXL|EBX LLC|72600
NHF|NEXPOINT STRATEGIC O|ECUT|CONVERGEX EXECUTION SOLUTIONS|51294
NHF|NEXPOINT STRATEGIC O|EDJO|Edward D. Jones & Co., L.P.|530
NHF|NEXPOINT STRATEGIC O|EGAM|CBOE TRADING, INC.|2657
NHF|NEXPOINT STRATEGIC O|EGXM|CBOE TRADING, INC.|2100
NHF|NEXPOINT STRATEGIC O|ESPO|ESPOSITO SECURITIES, LLC|6546
NHF|NEXPOINT STRATEGIC O|ETBE|Electronic Transaction Clearing, Inc.|2287
NHF|NEXPOINT STRATEGIC O|ETCB|ETC BROKERAGE SERVICES, LLC|800
NHF|NEXPOINT STRATEGIC O|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
NHF|NEXPOINT STRATEGIC O|ETRS|E*Trade Securities LLC|123152
NHF|NEXPOINT STRATEGIC O|FBSB|U.S. Bancorp Investments, Inc.|50
NHF|NEXPOINT STRATEGIC O|FILL|Tradestation Securities, Inc.|580
NHF|NEXPOINT STRATEGIC O|FMAF|NBCN Inc./ CDS|50
NHF|NEXPOINT STRATEGIC O|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6696
NHF|NEXPOINT STRATEGIC O|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47578
NHF|NEXPOINT STRATEGIC O|FTBR|Foliofn Investments, Inc.|293
NHF|NEXPOINT STRATEGIC O|GEBB|GLOBAL EXECUTION BROKERS, LP|700
NHF|NEXPOINT STRATEGIC O|GLPX|ACS EXECUTION SERVICES, LLC|14392
NHF|NEXPOINT STRATEGIC O|GSCO|GOLDMAN SACHS & CO. LLC|47677
NHF|NEXPOINT STRATEGIC O|GSCS|GOLDMAN SACHS & CO. LLC|745
NHF|NEXPOINT STRATEGIC O|GSLT|GOLDMAN SACHS & CO. LLC|1950
NHF|NEXPOINT STRATEGIC O|GTSZ|GTS SECURITIES LLC|1823
NHF|NEXPOINT STRATEGIC O|HRBF|American Enterprise Investment Services Inc.|1841
NHF|NEXPOINT STRATEGIC O|IATS|INTERACTIVE BROKERS LLC|43964
NHF|NEXPOINT STRATEGIC O|IBKR|Interactive Brokers Llc|132407
NHF|NEXPOINT STRATEGIC O|ICBX|INSTINET, LLC|13574
NHF|NEXPOINT STRATEGIC O|INCA|INSTINET, LLC|26855
NHF|NEXPOINT STRATEGIC O|ITGI|ITG Inc.|57151
NHF|NEXPOINT STRATEGIC O|ITGP|ITG INC.|49000
NHF|NEXPOINT STRATEGIC O|JANY|Janney Montgomery Scott Inc.|289
NHF|NEXPOINT STRATEGIC O|JEFF|JEFFERIES LLC|5300
NHF|NEXPOINT STRATEGIC O|JMPT|JUMP TRADING, LLC|3319
NHF|NEXPOINT STRATEGIC O|JONE|JonesTrading|43570
NHF|NEXPOINT STRATEGIC O|JPMX|J.P. Morgan Securities LLC|42398
NHF|NEXPOINT STRATEGIC O|JSJX|JANE STREET CAPITAL LLC|550
NHF|NEXPOINT STRATEGIC O|KCGM|VIRTU Americas LLC|25635
NHF|NEXPOINT STRATEGIC O|LEHM|Barclays Capital Inc./Le|21400
NHF|NEXPOINT STRATEGIC O|LIME|Lime Brokerage LLC|2997
NHF|NEXPOINT STRATEGIC O|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5202
NHF|NEXPOINT STRATEGIC O|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28400
NHF|NEXPOINT STRATEGIC O|MOTF|MOTIF INVESTING, INC.|3
NHF|NEXPOINT STRATEGIC O|MSCO|MORGAN STANLEY & CO. LLC|842197
NHF|NEXPOINT STRATEGIC O|MSPL|MORGAN STANLEY & CO. LLC|53300
NHF|NEXPOINT STRATEGIC O|NATL|National Securities Corporation|750
NHF|NEXPOINT STRATEGIC O|NFSC|National Financial Services LLC|297377
NHF|NEXPOINT STRATEGIC O|NITE|VIRTU Americas LLC|532441
NHF|NEXPOINT STRATEGIC O|NQRB|Brut, LLC|4672
NHF|NEXPOINT STRATEGIC O|OPCO|Oppenheimer & Co. Inc.|33074
NHF|NEXPOINT STRATEGIC O|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
NHF|NEXPOINT STRATEGIC O|PDQM|CODA MARKETS, INC.|17972
NHF|NEXPOINT STRATEGIC O|PWJC|UBS Financial Services, Inc.|3890
NHF|NEXPOINT STRATEGIC O|RBCM|RBC CAPITAL MARKETS, LLC|69715
NHF|NEXPOINT STRATEGIC O|SAGC|SAGETRADER, LLC|300
NHF|NEXPOINT STRATEGIC O|SAGL|SAGETRADER, LLC|585
NHF|NEXPOINT STRATEGIC O|SBSH|Citigroup Global Markets Inc.|5728
NHF|NEXPOINT STRATEGIC O|SGMT|GOLDMAN SACHS & CO. LLC|23614
NHF|NEXPOINT STRATEGIC O|SPDR|SPEEDROUTE LLC|24450
NHF|NEXPOINT STRATEGIC O|SPHN|Stephens Inc.|1238
NHF|NEXPOINT STRATEGIC O|STFL|Stifel, Nicolaus & Company, Incorporated|3206
NHF|NEXPOINT STRATEGIC O|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|410
NHF|NEXPOINT STRATEGIC O|SWIM|TD Ameritrade, Inc.|58139
NHF|NEXPOINT STRATEGIC O|SWST|Hilltop Securities Inc.|25266
NHF|NEXPOINT STRATEGIC O|TKNG|ALLY INVEST SECURITIES LLC|10342
NHF|NEXPOINT STRATEGIC O|TRBT|Tradebot Systems, Inc.|4070
NHF|NEXPOINT STRATEGIC O|TRCM|TRC MARKETS LLC|100
NHF|NEXPOINT STRATEGIC O|UBSA|UBS SECURITIES LLC|147642
NHF|NEXPOINT STRATEGIC O|UBSS|UBS Securities LLC|156432
NHF|NEXPOINT STRATEGIC O|VALX|VIRTU AMERICAS LLC|2619
NHF|NEXPOINT STRATEGIC O|VGRD|Vanguard Marketing Corporation|34287
NHF|NEXPOINT STRATEGIC O|WABR|Wall Street Access|4409
NHF|NEXPOINT STRATEGIC O|WCHV|WELLS FARGO SECURITIES, LLC|177282
NHF|NEXPOINT STRATEGIC O|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4134
NHF|NEXPOINT STRATEGIC O|WSEA|WOLVERINE SECURITIES, LLC|7231
NHF|NEXPOINT STRATEGIC O|XSTM|NATIONAL FINANCIAL SERVICES LLC|49286
NHF|NEXPOINT STRATEGIC O|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
NHF|NEXPOINT STRATEGIC O|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13696
NHI|NATL HEALTH INVESTOR|ALTX|Alternet Securities Inc.|400
NHI|NATL HEALTH INVESTOR|APCC|Apex Clearing Corporation|54
NHI|NATL HEALTH INVESTOR|BARD|Robert W. Baird & Co. Incorporated|600
NHI|NATL HEALTH INVESTOR|BATM|CBOE TRADING, INC.|1022
NHI|NATL HEALTH INVESTOR|BAYC|BAY CREST PARTNERS, LLC|42
NHI|NATL HEALTH INVESTOR|BERN|Sanford C. Bernstein & Co., LLC|741
NHI|NATL HEALTH INVESTOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|889
NHI|NATL HEALTH INVESTOR|BNPX|BNP PARIBAS SECURITIES CORP.|5974
NHI|NATL HEALTH INVESTOR|BZYD|GOLDMAN SACHS & CO. LLC|1539
NHI|NATL HEALTH INVESTOR|CANT|Cantor Fitzgerald & Co.|392
NHI|NATL HEALTH INVESTOR|CHAS|Charles Schwab & Co., Inc.|111
NHI|NATL HEALTH INVESTOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88650
NHI|NATL HEALTH INVESTOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
NHI|NATL HEALTH INVESTOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
NHI|NATL HEALTH INVESTOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45864
NHI|NATL HEALTH INVESTOR|CTDL|Citadel Derivatives Group Llc|2876
NHI|NATL HEALTH INVESTOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9958
NHI|NATL HEALTH INVESTOR|DBAB|Deutsche Bank Securities Inc.|39207
NHI|NATL HEALTH INVESTOR|DBAX|Deutsche Bank Securities Inc.|30200
NHI|NATL HEALTH INVESTOR|DEAN|MORGAN STANLEY|1847
NHI|NATL HEALTH INVESTOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|42
NHI|NATL HEALTH INVESTOR|EBXL|EBX LLC|36700
NHI|NATL HEALTH INVESTOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|273
NHI|NATL HEALTH INVESTOR|EDJO|Edward D. Jones & Co., L.P.|464
NHI|NATL HEALTH INVESTOR|EGAM|CBOE TRADING, INC.|499
NHI|NATL HEALTH INVESTOR|EGMT|EG MARKET TECHNOLOGIES LLC|32
NHI|NATL HEALTH INVESTOR|EGXM|CBOE TRADING, INC.|45
NHI|NATL HEALTH INVESTOR|ETBE|Electronic Transaction Clearing, Inc.|824
NHI|NATL HEALTH INVESTOR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
NHI|NATL HEALTH INVESTOR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
NHI|NATL HEALTH INVESTOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8169
NHI|NATL HEALTH INVESTOR|ETRS|E*Trade Securities LLC|10580
NHI|NATL HEALTH INVESTOR|FILL|Tradestation Securities, Inc.|25
NHI|NATL HEALTH INVESTOR|FMAF|NBCN Inc./ CDS|44
NHI|NATL HEALTH INVESTOR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|171
NHI|NATL HEALTH INVESTOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30535
NHI|NATL HEALTH INVESTOR|FTBR|Foliofn Investments, Inc.|2031
NHI|NATL HEALTH INVESTOR|GEBB|GLOBAL EXECUTION BROKERS, LP|804
NHI|NATL HEALTH INVESTOR|GLIS|TD Securities Inc|112
NHI|NATL HEALTH INVESTOR|GLPX|ACS EXECUTION SERVICES, LLC|761
NHI|NATL HEALTH INVESTOR|GSCO|GOLDMAN SACHS & CO. LLC|89042
NHI|NATL HEALTH INVESTOR|GSCS|GOLDMAN SACHS & CO. LLC|71
NHI|NATL HEALTH INVESTOR|GSLT|GOLDMAN SACHS & CO. LLC|3
NHI|NATL HEALTH INVESTOR|GTSZ|GTS SECURITIES LLC|15829
NHI|NATL HEALTH INVESTOR|HRBF|American Enterprise Investment Services Inc.|639
NHI|NATL HEALTH INVESTOR|HSBC|HSBC Securities, Inc.|279
NHI|NATL HEALTH INVESTOR|IATS|INTERACTIVE BROKERS LLC|2344
NHI|NATL HEALTH INVESTOR|IBKR|Interactive Brokers Llc|14394
NHI|NATL HEALTH INVESTOR|ICBX|INSTINET, LLC|3600
NHI|NATL HEALTH INVESTOR|IEQY|CITADEL SECURITIES LLC|14492
NHI|NATL HEALTH INVESTOR|INCA|INSTINET, LLC|29699
NHI|NATL HEALTH INVESTOR|INJX|INSTINET, LLC|2642
NHI|NATL HEALTH INVESTOR|ITGI|ITG Inc.|5220
NHI|NATL HEALTH INVESTOR|ITGP|ITG INC.|15200
NHI|NATL HEALTH INVESTOR|JANY|Janney Montgomery Scott Inc.|913
NHI|NATL HEALTH INVESTOR|JEFF|JEFFERIES LLC|14039
NHI|NATL HEALTH INVESTOR|JMPT|JUMP TRADING, LLC|4954
NHI|NATL HEALTH INVESTOR|JPBX|J.P. MORGAN SECURITIES LLC|14042
NHI|NATL HEALTH INVESTOR|JPMX|J.P. Morgan Securities LLC|77645
NHI|NATL HEALTH INVESTOR|JSJX|JANE STREET CAPITAL LLC|1323
NHI|NATL HEALTH INVESTOR|KCGM|VIRTU Americas LLC|7859
NHI|NATL HEALTH INVESTOR|KEYB|KEYBANC CAPITAL MARKETS INC.|3887
NHI|NATL HEALTH INVESTOR|LEHM|Barclays Capital Inc./Le|68057
NHI|NATL HEALTH INVESTOR|LIME|Lime Brokerage LLC|8006
NHI|NATL HEALTH INVESTOR|LOOP|Loop Capital Markets LLC|103
NHI|NATL HEALTH INVESTOR|LSCI|Lek Securities Corporation|300
NHI|NATL HEALTH INVESTOR|MACC|Mid Atlantic Capital Corporation|400
NHI|NATL HEALTH INVESTOR|MCMF|Raymond James Ltd. Cds|1231
NHI|NATL HEALTH INVESTOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11630
NHI|NATL HEALTH INVESTOR|MOTF|MOTIF INVESTING, INC.|9
NHI|NATL HEALTH INVESTOR|MSCO|MORGAN STANLEY & CO. LLC|174450
NHI|NATL HEALTH INVESTOR|MSPL|MORGAN STANLEY & CO. LLC|49700
NHI|NATL HEALTH INVESTOR|MSTX|MORGAN STANLEY & CO. LLC|5000
NHI|NATL HEALTH INVESTOR|NFSC|National Financial Services LLC|26784
NHI|NATL HEALTH INVESTOR|NITE|VIRTU Americas LLC|54631
NHI|NATL HEALTH INVESTOR|NQRB|Brut, LLC|100
NHI|NATL HEALTH INVESTOR|NTBF|BMO Nesbitt Burns Inc./CDS|1
NHI|NATL HEALTH INVESTOR|NTRC|Northern Trust Securities, Inc.|1230
NHI|NATL HEALTH INVESTOR|OPCO|Oppenheimer & Co. Inc.|71
NHI|NATL HEALTH INVESTOR|PDQM|CODA MARKETS, INC.|10988
NHI|NATL HEALTH INVESTOR|PHLY|NASDAQ Execution Services, LLC|400
NHI|NATL HEALTH INVESTOR|PWJC|UBS Financial Services, Inc.|1167
NHI|NATL HEALTH INVESTOR|RBCM|RBC CAPITAL MARKETS, LLC|984
NHI|NATL HEALTH INVESTOR|SAGL|SAGETRADER, LLC|8003
NHI|NATL HEALTH INVESTOR|SBSH|Citigroup Global Markets Inc.|39637
NHI|NATL HEALTH INVESTOR|SEIC|SEI Investments Distribution Co.|100
NHI|NATL HEALTH INVESTOR|SGMT|GOLDMAN SACHS & CO. LLC|15497
NHI|NATL HEALTH INVESTOR|SPDR|SPEEDROUTE LLC|200
NHI|NATL HEALTH INVESTOR|SPHN|Stephens Inc.|267
NHI|NATL HEALTH INVESTOR|STFL|Stifel, Nicolaus & Company, Incorporated|23034
NHI|NATL HEALTH INVESTOR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4080
NHI|NATL HEALTH INVESTOR|SWIM|TD Ameritrade, Inc.|2528
NHI|NATL HEALTH INVESTOR|SWST|Hilltop Securities Inc.|828
NHI|NATL HEALTH INVESTOR|TKNG|ALLY INVEST SECURITIES LLC|955
NHI|NATL HEALTH INVESTOR|TRBT|Tradebot Systems, Inc.|3428
NHI|NATL HEALTH INVESTOR|TRCM|TRC MARKETS LLC|15451
NHI|NATL HEALTH INVESTOR|TWTT|TASTYWORKS, INC.|20
NHI|NATL HEALTH INVESTOR|UBSA|UBS SECURITIES LLC|107459
NHI|NATL HEALTH INVESTOR|UBSS|UBS Securities LLC|96723
NHI|NATL HEALTH INVESTOR|VALX|VIRTU AMERICAS LLC|9966
NHI|NATL HEALTH INVESTOR|VGRD|Vanguard Marketing Corporation|2827
NHI|NATL HEALTH INVESTOR|WBPX|SUMMIT SECURITIES GROUP, LLC|100
NHI|NATL HEALTH INVESTOR|WCHV|WELLS FARGO SECURITIES, LLC|10775
NHI|NATL HEALTH INVESTOR|WEED|Weeden & Co.L.P.|210
NHI|NATL HEALTH INVESTOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3218
NHI|NATL HEALTH INVESTOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3077
NHI|NATL HEALTH INVESTOR|WGIF|CIBC World Markets Inc.|20
NHI|NATL HEALTH INVESTOR|WSEA|WOLVERINE SECURITIES, LLC|1389
NHI|NATL HEALTH INVESTOR|XIST|INSTINET, LLC|6400
NHI|NATL HEALTH INVESTOR|XPQR|Jump Trading|100
NHI|NATL HEALTH INVESTOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2266
NHI|NATL HEALTH INVESTOR|YKNA|COMHAR CAPITAL MARKETS, LLC|600
NHI|NATL HEALTH INVESTOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1452
NHLD|NATIONAL HOLDINGS|APCC|Apex Clearing Corporation|613
NHLD|NATIONAL HOLDINGS|DBAB|Deutsche Bank Securities Inc.|906
NHLD|NATIONAL HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|2210
NHLD|NATIONAL HOLDINGS|EBXL|EBX LLC|200
NHLD|NATIONAL HOLDINGS|EGAM|CBOE TRADING, INC.|200
NHLD|NATIONAL HOLDINGS|EGXW|CBOE TRADING, INC.|7
NHLD|NATIONAL HOLDINGS|ETRS|E*Trade Securities LLC|14990
NHLD|NATIONAL HOLDINGS|FBCO|Credit Suisse Securities (USA) LLC|1389
NHLD|NATIONAL HOLDINGS|FOMA|TD AMERITRADE CLEARING, INC.|9535
NHLD|NATIONAL HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29
NHLD|NATIONAL HOLDINGS|FTBR|Foliofn Investments, Inc.|15
NHLD|NATIONAL HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|108
NHLD|NATIONAL HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|400
NHLD|NATIONAL HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|100
NHLD|NATIONAL HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|3
NHLD|NATIONAL HOLDINGS|IATS|INTERACTIVE BROKERS LLC|600
NHLD|NATIONAL HOLDINGS|IBKR|Interactive Brokers Llc|13136
NHLD|NATIONAL HOLDINGS|INCA|INSTINET, LLC|13517
NHLD|NATIONAL HOLDINGS|INJX|INSTINET, LLC|252
NHLD|NATIONAL HOLDINGS|ITGI|ITG Inc.|618
NHLD|NATIONAL HOLDINGS|ITGP|ITG INC.|200
NHLD|NATIONAL HOLDINGS|JEFF|JEFFERIES LLC|53
NHLD|NATIONAL HOLDINGS|LEHM|Barclays Capital Inc./Le|37
NHLD|NATIONAL HOLDINGS|LIME|Lime Brokerage LLC|10072
NHLD|NATIONAL HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|57
NHLD|NATIONAL HOLDINGS|MAXM|Maxim Group LLC|2000
NHLD|NATIONAL HOLDINGS|MOTF|MOTIF INVESTING, INC.|1
NHLD|NATIONAL HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|9868
NHLD|NATIONAL HOLDINGS|NATL|National Securities Corporation|10000
NHLD|NATIONAL HOLDINGS|NFSC|National Financial Services LLC|11039
NHLD|NATIONAL HOLDINGS|NITE|VIRTU Americas LLC|8012
NHLD|NATIONAL HOLDINGS|NQRB|Brut, LLC|200
NHLD|NATIONAL HOLDINGS|PDQM|CODA MARKETS, INC.|400
NHLD|NATIONAL HOLDINGS|RAJA|Raymond James & Associates, Inc.|4
NHLD|NATIONAL HOLDINGS|SWIM|TD Ameritrade, Inc.|1240
NHLD|NATIONAL HOLDINGS|SWST|Hilltop Securities Inc.|4481
NHLD|NATIONAL HOLDINGS|UBSA|UBS SECURITIES LLC|430
NHLD|NATIONAL HOLDINGS|UBSS|UBS Securities LLC|6575
NHLD|NATIONAL HOLDINGS|VGRD|Vanguard Marketing Corporation|947
NHLD|NATIONAL HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|450
NHLD|NATIONAL HOLDINGS|WGIF|CIBC World Markets Inc.|525
NHLD|NATIONAL HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|32
NHLDW|NATIONAL HOLDINGS WT|FOMA|TD AMERITRADE CLEARING, INC.|100
NHLDW|NATIONAL HOLDINGS WT|NITE|VIRTU Americas LLC|14857
NHLDW|NATIONAL HOLDINGS WT|UBSS|UBS Securities LLC|370
NHLDW|NATIONAL HOLDINGS WT|WCHV|WELLS FARGO SECURITIES, LLC|7721
NHS|NEUBERGER HY SF|ALTX|Alternet Securities Inc.|373
NHS|NEUBERGER HY SF|APCC|Apex Clearing Corporation|4484
NHS|NEUBERGER HY SF|BANK|Primevest Financial Services, Inc.|2
NHS|NEUBERGER HY SF|BARD|Robert W. Baird & Co. Incorporated|13976
NHS|NEUBERGER HY SF|BATM|CBOE TRADING, INC.|100
NHS|NEUBERGER HY SF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1460
NHS|NEUBERGER HY SF|BTIG|BTIG, LLC|1534
NHS|NEUBERGER HY SF|CANT|Cantor Fitzgerald & Co.|343
NHS|NEUBERGER HY SF|CHAS|Charles Schwab & Co., Inc.|8
NHS|NEUBERGER HY SF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9100
NHS|NEUBERGER HY SF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NHS|NEUBERGER HY SF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9118
NHS|NEUBERGER HY SF|CXCX|CITIGROUP GLOBAL MARKETS INC.|854
NHS|NEUBERGER HY SF|DAVA|Davenport & Company LLC|2475
NHS|NEUBERGER HY SF|DBAX|Deutsche Bank Securities Inc.|3300
NHS|NEUBERGER HY SF|DEAN|MORGAN STANLEY|467
NHS|NEUBERGER HY SF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4412
NHS|NEUBERGER HY SF|EBXL|EBX LLC|4500
NHS|NEUBERGER HY SF|ECUT|CONVERGEX EXECUTION SOLUTIONS|10834
NHS|NEUBERGER HY SF|EDJO|Edward D. Jones & Co., L.P.|1138
NHS|NEUBERGER HY SF|EGAM|CBOE TRADING, INC.|1390
NHS|NEUBERGER HY SF|EGXM|CBOE TRADING, INC.|650
NHS|NEUBERGER HY SF|ESPO|ESPOSITO SECURITIES, LLC|11978
NHS|NEUBERGER HY SF|ETRS|E*Trade Securities LLC|4314
NHS|NEUBERGER HY SF|FILL|Tradestation Securities, Inc.|44
NHS|NEUBERGER HY SF|FINX|FINTECH SECURITIES|33
NHS|NEUBERGER HY SF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6133
NHS|NEUBERGER HY SF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
NHS|NEUBERGER HY SF|FTBR|Foliofn Investments, Inc.|381
NHS|NEUBERGER HY SF|GLPX|ACS EXECUTION SERVICES, LLC|300
NHS|NEUBERGER HY SF|GSCO|GOLDMAN SACHS & CO. LLC|3921
NHS|NEUBERGER HY SF|GSCS|GOLDMAN SACHS & CO. LLC|800
NHS|NEUBERGER HY SF|GSLT|GOLDMAN SACHS & CO. LLC|86
NHS|NEUBERGER HY SF|HRBF|American Enterprise Investment Services Inc.|5145
NHS|NEUBERGER HY SF|IATS|INTERACTIVE BROKERS LLC|2867
NHS|NEUBERGER HY SF|IBKR|Interactive Brokers Llc|21186
NHS|NEUBERGER HY SF|ICBX|INSTINET, LLC|100
NHS|NEUBERGER HY SF|INCA|INSTINET, LLC|700
NHS|NEUBERGER HY SF|ITGI|ITG Inc.|6323
NHS|NEUBERGER HY SF|ITGP|ITG INC.|5200
NHS|NEUBERGER HY SF|JEFF|JEFFERIES LLC|79
NHS|NEUBERGER HY SF|JPMX|J.P. Morgan Securities LLC|15082
NHS|NEUBERGER HY SF|KCGM|VIRTU Americas LLC|3013
NHS|NEUBERGER HY SF|LEHM|Barclays Capital Inc./Le|6600
NHS|NEUBERGER HY SF|LIME|Lime Brokerage LLC|612
NHS|NEUBERGER HY SF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
NHS|NEUBERGER HY SF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15124
NHS|NEUBERGER HY SF|MOTF|MOTIF INVESTING, INC.|1
NHS|NEUBERGER HY SF|MSCO|MORGAN STANLEY & CO. LLC|41176
NHS|NEUBERGER HY SF|MSPL|MORGAN STANLEY & CO. LLC|2600
NHS|NEUBERGER HY SF|NFSC|National Financial Services LLC|105514
NHS|NEUBERGER HY SF|NITE|VIRTU Americas LLC|124064
NHS|NEUBERGER HY SF|NQRB|Brut, LLC|199
NHS|NEUBERGER HY SF|PDQM|CODA MARKETS, INC.|1300
NHS|NEUBERGER HY SF|PWJC|UBS Financial Services, Inc.|1500
NHS|NEUBERGER HY SF|RBCM|RBC CAPITAL MARKETS, LLC|5958
NHS|NEUBERGER HY SF|SALI|INTL FCSTONE FINANCIAL INC.|2
NHS|NEUBERGER HY SF|SBRX|MURIEL SIEBERT & CO INC|500
NHS|NEUBERGER HY SF|SBSH|Citigroup Global Markets Inc.|6541
NHS|NEUBERGER HY SF|SGMT|GOLDMAN SACHS & CO. LLC|10392
NHS|NEUBERGER HY SF|SWIM|TD Ameritrade, Inc.|546
NHS|NEUBERGER HY SF|SWST|Hilltop Securities Inc.|7407
NHS|NEUBERGER HY SF|TRBT|Tradebot Systems, Inc.|2300
NHS|NEUBERGER HY SF|TWTT|TASTYWORKS, INC.|100
NHS|NEUBERGER HY SF|UBSA|UBS SECURITIES LLC|21150
NHS|NEUBERGER HY SF|UBSS|UBS Securities LLC|64659
NHS|NEUBERGER HY SF|VGRD|Vanguard Marketing Corporation|2732
NHS|NEUBERGER HY SF|WCHV|WELLS FARGO SECURITIES, LLC|36342
NHS|NEUBERGER HY SF|WEDB|WEDBUSH SECURITIES INC.|188
NHS|NEUBERGER HY SF|WEED|Weeden & Co.L.P.|400
NHS|NEUBERGER HY SF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5
NHS|NEUBERGER HY SF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12081
NHS|NEUBERGER HY SF|WSEA|WOLVERINE SECURITIES, LLC|12
NHS|NEUBERGER HY SF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7607
NHTC|NATURAL HLTH TRD CM|ALTX|Alternet Securities Inc.|1425
NHTC|NATURAL HLTH TRD CM|ANOS|ABEL/NOSER, L.L.C.|1172
NHTC|NATURAL HLTH TRD CM|APCC|Apex Clearing Corporation|48
NHTC|NATURAL HLTH TRD CM|BARD|Robert W. Baird & Co. Incorporated|4
NHTC|NATURAL HLTH TRD CM|BATM|CBOE TRADING, INC.|160
NHTC|NATURAL HLTH TRD CM|BERN|Sanford C. Bernstein & Co., LLC|341
NHTC|NATURAL HLTH TRD CM|BMOC|BMO Capital Markets Corp.|1174
NHTC|NATURAL HLTH TRD CM|BNPX|BNP PARIBAS SECURITIES CORP.|387
NHTC|NATURAL HLTH TRD CM|BRGE|Newbridge Securities Corp.|3200
NHTC|NATURAL HLTH TRD CM|BTIG|BTIG, LLC|7027
NHTC|NATURAL HLTH TRD CM|BYXM|CBOE TRADING, INC.|525
NHTC|NATURAL HLTH TRD CM|CANT|Cantor Fitzgerald & Co.|444
NHTC|NATURAL HLTH TRD CM|CHAS|Charles Schwab & Co., Inc.|100
NHTC|NATURAL HLTH TRD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43
NHTC|NATURAL HLTH TRD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2990
NHTC|NATURAL HLTH TRD CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|91
NHTC|NATURAL HLTH TRD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16374
NHTC|NATURAL HLTH TRD CM|CTDL|Citadel Derivatives Group Llc|2548
NHTC|NATURAL HLTH TRD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2460
NHTC|NATURAL HLTH TRD CM|DBAB|Deutsche Bank Securities Inc.|46608
NHTC|NATURAL HLTH TRD CM|DBAX|Deutsche Bank Securities Inc.|20900
NHTC|NATURAL HLTH TRD CM|DBUL|Deutsche Bank Securities Inc.|600
NHTC|NATURAL HLTH TRD CM|DEAN|MORGAN STANLEY|8
NHTC|NATURAL HLTH TRD CM|DEGS|RONIN PROFESSIONAL LLC|8845
NHTC|NATURAL HLTH TRD CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|147
NHTC|NATURAL HLTH TRD CM|EBXL|EBX LLC|5300
NHTC|NATURAL HLTH TRD CM|EGAM|CBOE TRADING, INC.|100
NHTC|NATURAL HLTH TRD CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
NHTC|NATURAL HLTH TRD CM|EGXM|CBOE TRADING, INC.|700
NHTC|NATURAL HLTH TRD CM|ETBE|Electronic Transaction Clearing, Inc.|8353
NHTC|NATURAL HLTH TRD CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
NHTC|NATURAL HLTH TRD CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3456
NHTC|NATURAL HLTH TRD CM|ETRS|E*Trade Securities LLC|11189
NHTC|NATURAL HLTH TRD CM|FBCO|Credit Suisse Securities (USA) LLC|31089
NHTC|NATURAL HLTH TRD CM|FILL|Tradestation Securities, Inc.|107
NHTC|NATURAL HLTH TRD CM|FMAF|NBCN Inc./ CDS|2872
NHTC|NATURAL HLTH TRD CM|FOMA|TD AMERITRADE CLEARING, INC.|38347
NHTC|NATURAL HLTH TRD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11955
NHTC|NATURAL HLTH TRD CM|FTBR|Foliofn Investments, Inc.|4756
NHTC|NATURAL HLTH TRD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2809
NHTC|NATURAL HLTH TRD CM|GLPX|ACS EXECUTION SERVICES, LLC|21995
NHTC|NATURAL HLTH TRD CM|GSCO|GOLDMAN SACHS & CO. LLC|70288
NHTC|NATURAL HLTH TRD CM|GSCS|GOLDMAN SACHS & CO. LLC|155
NHTC|NATURAL HLTH TRD CM|GSLT|GOLDMAN SACHS & CO. LLC|3060
NHTC|NATURAL HLTH TRD CM|GTSZ|GTS SECURITIES LLC|11206
NHTC|NATURAL HLTH TRD CM|HSBC|HSBC Securities, Inc.|1397
NHTC|NATURAL HLTH TRD CM|IATS|INTERACTIVE BROKERS LLC|19795
NHTC|NATURAL HLTH TRD CM|IBKR|Interactive Brokers Llc|220547
NHTC|NATURAL HLTH TRD CM|ICBX|INSTINET, LLC|7000
NHTC|NATURAL HLTH TRD CM|IEQY|CITADEL SECURITIES LLC|5798
NHTC|NATURAL HLTH TRD CM|INCA|INSTINET, LLC|75266
NHTC|NATURAL HLTH TRD CM|INJX|INSTINET, LLC|702
NHTC|NATURAL HLTH TRD CM|ITGI|ITG Inc.|20268
NHTC|NATURAL HLTH TRD CM|ITGP|ITG INC.|22400
NHTC|NATURAL HLTH TRD CM|JEFF|JEFFERIES LLC|910
NHTC|NATURAL HLTH TRD CM|JMPT|JUMP TRADING, LLC|169
NHTC|NATURAL HLTH TRD CM|JPBX|J.P. MORGAN SECURITIES LLC|218
NHTC|NATURAL HLTH TRD CM|JPMX|J.P. Morgan Securities LLC|8121
NHTC|NATURAL HLTH TRD CM|JSJX|JANE STREET CAPITAL LLC|200
NHTC|NATURAL HLTH TRD CM|KCGM|VIRTU Americas LLC|1848
NHTC|NATURAL HLTH TRD CM|LEHM|Barclays Capital Inc./Le|66707
NHTC|NATURAL HLTH TRD CM|LIME|Lime Brokerage LLC|48549
NHTC|NATURAL HLTH TRD CM|LMGP|LIME BROKERAGE LLC|8857
NHTC|NATURAL HLTH TRD CM|LSCI|Lek Securities Corporation|100
NHTC|NATURAL HLTH TRD CM|MACC|Mid Atlantic Capital Corporation|400
NHTC|NATURAL HLTH TRD CM|MAXM|Maxim Group LLC|724
NHTC|NATURAL HLTH TRD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
NHTC|NATURAL HLTH TRD CM|MSCO|MORGAN STANLEY & CO. LLC|136665
NHTC|NATURAL HLTH TRD CM|MSPL|MORGAN STANLEY & CO. LLC|19200
NHTC|NATURAL HLTH TRD CM|MSTX|MORGAN STANLEY & CO. LLC|2800
NHTC|NATURAL HLTH TRD CM|NFSC|National Financial Services LLC|46947
NHTC|NATURAL HLTH TRD CM|NITE|VIRTU Americas LLC|145562
NHTC|NATURAL HLTH TRD CM|NITP|VIRTU Americas LLC|400
NHTC|NATURAL HLTH TRD CM|NQRB|Brut, LLC|416
NHTC|NATURAL HLTH TRD CM|PCPT|PHILLIP CAPITAL INC.|256
NHTC|NATURAL HLTH TRD CM|PDQM|CODA MARKETS, INC.|22914
NHTC|NATURAL HLTH TRD CM|RBCM|RBC CAPITAL MARKETS, LLC|7675
NHTC|NATURAL HLTH TRD CM|SALI|INTL FCSTONE FINANCIAL INC.|1850
NHTC|NATURAL HLTH TRD CM|SBSH|Citigroup Global Markets Inc.|47515
NHTC|NATURAL HLTH TRD CM|SGMT|GOLDMAN SACHS & CO. LLC|10032
NHTC|NATURAL HLTH TRD CM|SPDR|SPEEDROUTE LLC|2500
NHTC|NATURAL HLTH TRD CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
NHTC|NATURAL HLTH TRD CM|STKP|STOCKPILE INVESTMENTS, INC.|28
NHTC|NATURAL HLTH TRD CM|STXG|Stockcross Financial Services, Inc.|1
NHTC|NATURAL HLTH TRD CM|SWIM|TD Ameritrade, Inc.|22080
NHTC|NATURAL HLTH TRD CM|SWST|Hilltop Securities Inc.|58
NHTC|NATURAL HLTH TRD CM|TKNG|ALLY INVEST SECURITIES LLC|307
NHTC|NATURAL HLTH TRD CM|TMBR|Timber Hill LLC|23
NHTC|NATURAL HLTH TRD CM|TOUR|TOURMALINE PARTNERS, LLC|6300
NHTC|NATURAL HLTH TRD CM|TRCM|TRC MARKETS LLC|11109
NHTC|NATURAL HLTH TRD CM|UBSA|UBS SECURITIES LLC|42073
NHTC|NATURAL HLTH TRD CM|UBSS|UBS Securities LLC|125673
NHTC|NATURAL HLTH TRD CM|VALX|VIRTU AMERICAS LLC|5483
NHTC|NATURAL HLTH TRD CM|VGRD|Vanguard Marketing Corporation|1410
NHTC|NATURAL HLTH TRD CM|WCHV|WELLS FARGO SECURITIES, LLC|5179
NHTC|NATURAL HLTH TRD CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1717
NHTC|NATURAL HLTH TRD CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10783
NHTC|NATURAL HLTH TRD CM|WFPB|Wells Fargo Securities, LLC.|189
NHTC|NATURAL HLTH TRD CM|WGIF|CIBC World Markets Inc.|1835
NHTC|NATURAL HLTH TRD CM|WSEA|WOLVERINE SECURITIES, LLC|508
NHTC|NATURAL HLTH TRD CM|XIST|INSTINET, LLC|50
NHTC|NATURAL HLTH TRD CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NHTC|NATURAL HLTH TRD CM|YKNA|COMHAR CAPITAL MARKETS, LLC|894
NHTC|NATURAL HLTH TRD CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
NI|NISOURCE INC HLDG CO|ABLE|NATIXIS Securities Americas LLC|133905
NI|NISOURCE INC HLDG CO|AGIS|Aegis Capital Corp.|434
NI|NISOURCE INC HLDG CO|ALTX|Alternet Securities Inc.|10458
NI|NISOURCE INC HLDG CO|ANOS|ABEL/NOSER, L.L.C.|200
NI|NISOURCE INC HLDG CO|APCC|Apex Clearing Corporation|1193
NI|NISOURCE INC HLDG CO|BANK|Primevest Financial Services, Inc.|2
NI|NISOURCE INC HLDG CO|BARD|Robert W. Baird & Co. Incorporated|3287
NI|NISOURCE INC HLDG CO|BATM|CBOE TRADING, INC.|2153
NI|NISOURCE INC HLDG CO|BAYC|BAY CREST PARTNERS, LLC|17779
NI|NISOURCE INC HLDG CO|BBNT|BB&T SECURITIES, LLC|231
NI|NISOURCE INC HLDG CO|BERN|Sanford C. Bernstein & Co., LLC|84654
NI|NISOURCE INC HLDG CO|BIDS|BIDS TRADING L.P.|800
NI|NISOURCE INC HLDG CO|BIMI|Banca IMI Securities Corp.|3350
NI|NISOURCE INC HLDG CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45448
NI|NISOURCE INC HLDG CO|BLKX|INSTINET, LLC|77175
NI|NISOURCE INC HLDG CO|BMOC|BMO Capital Markets Corp.|40000
NI|NISOURCE INC HLDG CO|BNPX|BNP PARIBAS SECURITIES CORP.|160966
NI|NISOURCE INC HLDG CO|BTIG|BTIG, LLC|3408
NI|NISOURCE INC HLDG CO|BYXM|CBOE TRADING, INC.|4243
NI|NISOURCE INC HLDG CO|BZYD|GOLDMAN SACHS & CO. LLC|3700
NI|NISOURCE INC HLDG CO|CANT|Cantor Fitzgerald & Co.|8202
NI|NISOURCE INC HLDG CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|44780
NI|NISOURCE INC HLDG CO|CHAS|Charles Schwab & Co., Inc.|366
NI|NISOURCE INC HLDG CO|CIBP|CIBC World Markets Corp.|18662
NI|NISOURCE INC HLDG CO|CIST|Capital Institutional Services, Inc.|27
NI|NISOURCE INC HLDG CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|395187
NI|NISOURCE INC HLDG CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21
NI|NISOURCE INC HLDG CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|656963
NI|NISOURCE INC HLDG CO|CTDL|Citadel Derivatives Group Llc|31776
NI|NISOURCE INC HLDG CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|178552
NI|NISOURCE INC HLDG CO|DADA|D.A. Davidson & Co.|153
NI|NISOURCE INC HLDG CO|DAVA|Davenport & Company LLC|166
NI|NISOURCE INC HLDG CO|DBAB|Deutsche Bank Securities Inc.|410563
NI|NISOURCE INC HLDG CO|DBAX|Deutsche Bank Securities Inc.|827000
NI|NISOURCE INC HLDG CO|DBUL|Deutsche Bank Securities Inc.|1875
NI|NISOURCE INC HLDG CO|DCHF|Dart Executions, LLC|18599
NI|NISOURCE INC HLDG CO|DEAN|MORGAN STANLEY|4349
NI|NISOURCE INC HLDG CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
NI|NISOURCE INC HLDG CO|EBXL|EBX LLC|560300
NI|NISOURCE INC HLDG CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|67666
NI|NISOURCE INC HLDG CO|EDJC|Edward Jones / CDS|290
NI|NISOURCE INC HLDG CO|EDJO|Edward D. Jones & Co., L.P.|25086
NI|NISOURCE INC HLDG CO|EGAM|CBOE TRADING, INC.|34763
NI|NISOURCE INC HLDG CO|EGAW|CBOE TRADING, INC.|677
NI|NISOURCE INC HLDG CO|EGXM|CBOE TRADING, INC.|2269
NI|NISOURCE INC HLDG CO|ETBE|Electronic Transaction Clearing, Inc.|25036
NI|NISOURCE INC HLDG CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
NI|NISOURCE INC HLDG CO|ETCC|Electronic Transaction Clearing, Inc.|1354
NI|NISOURCE INC HLDG CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5898
NI|NISOURCE INC HLDG CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3730
NI|NISOURCE INC HLDG CO|ETRS|E*Trade Securities LLC|44730
NI|NISOURCE INC HLDG CO|FBSB|U.S. Bancorp Investments, Inc.|34
NI|NISOURCE INC HLDG CO|FILL|Tradestation Securities, Inc.|2713
NI|NISOURCE INC HLDG CO|FINX|FINTECH SECURITIES|200
NI|NISOURCE INC HLDG CO|FMAF|NBCN Inc./ CDS|200
NI|NISOURCE INC HLDG CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|84690
NI|NISOURCE INC HLDG CO|FQLS|Quantlab Securities LP|581968
NI|NISOURCE INC HLDG CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193678
NI|NISOURCE INC HLDG CO|FTBR|Foliofn Investments, Inc.|8203
NI|NISOURCE INC HLDG CO|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
NI|NISOURCE INC HLDG CO|GLIS|TD Securities Inc|395
NI|NISOURCE INC HLDG CO|GLPX|ACS EXECUTION SERVICES, LLC|7378
NI|NISOURCE INC HLDG CO|GSCO|GOLDMAN SACHS & CO. LLC|2107307
NI|NISOURCE INC HLDG CO|GSCS|GOLDMAN SACHS & CO. LLC|374
NI|NISOURCE INC HLDG CO|GSLT|GOLDMAN SACHS & CO. LLC|8721
NI|NISOURCE INC HLDG CO|GTSY|GTS SECURITIES LLC|1500
NI|NISOURCE INC HLDG CO|GTSZ|GTS SECURITIES LLC|319533
NI|NISOURCE INC HLDG CO|HRBF|American Enterprise Investment Services Inc.|3572
NI|NISOURCE INC HLDG CO|HSBC|HSBC Securities, Inc.|800
NI|NISOURCE INC HLDG CO|IATS|INTERACTIVE BROKERS LLC|3443
NI|NISOURCE INC HLDG CO|IBKR|Interactive Brokers Llc|21415
NI|NISOURCE INC HLDG CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|490
NI|NISOURCE INC HLDG CO|ICBX|INSTINET, LLC|289154
NI|NISOURCE INC HLDG CO|IEQY|CITADEL SECURITIES LLC|342247
NI|NISOURCE INC HLDG CO|INCA|INSTINET, LLC|404283
NI|NISOURCE INC HLDG CO|INJX|INSTINET, LLC|468028
NI|NISOURCE INC HLDG CO|INTL|INTL FCSTONE FINANCIAL INC.|69
NI|NISOURCE INC HLDG CO|ITGI|ITG Inc.|95141
NI|NISOURCE INC HLDG CO|ITGP|ITG INC.|556400
NI|NISOURCE INC HLDG CO|JANY|Janney Montgomery Scott Inc.|302
NI|NISOURCE INC HLDG CO|JEFF|JEFFERIES LLC|729010
NI|NISOURCE INC HLDG CO|JMPT|JUMP TRADING, LLC|112928
NI|NISOURCE INC HLDG CO|JPBX|J.P. MORGAN SECURITIES LLC|446777
NI|NISOURCE INC HLDG CO|JPMX|J.P. Morgan Securities LLC|865320
NI|NISOURCE INC HLDG CO|JSJX|JANE STREET CAPITAL LLC|17223
NI|NISOURCE INC HLDG CO|KCGM|VIRTU Americas LLC|78728
NI|NISOURCE INC HLDG CO|KEYB|KEYBANC CAPITAL MARKETS INC.|7000
NI|NISOURCE INC HLDG CO|LEHM|Barclays Capital Inc./Le|3302723
NI|NISOURCE INC HLDG CO|LIME|Lime Brokerage LLC|67112
NI|NISOURCE INC HLDG CO|LOOP|Loop Capital Markets LLC|4081
NI|NISOURCE INC HLDG CO|LQNA|LIQUIDNET, INC.|102300
NI|NISOURCE INC HLDG CO|LSCI|Lek Securities Corporation|216
NI|NISOURCE INC HLDG CO|MACC|Mid Atlantic Capital Corporation|1997
NI|NISOURCE INC HLDG CO|MAXM|Maxim Group LLC|3500
NI|NISOURCE INC HLDG CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|580810
NI|NISOURCE INC HLDG CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1940
NI|NISOURCE INC HLDG CO|MNDX|TJM Investments, LLC|8621
NI|NISOURCE INC HLDG CO|MOTF|MOTIF INVESTING, INC.|2
NI|NISOURCE INC HLDG CO|MSCO|MORGAN STANLEY & CO. LLC|2155126
NI|NISOURCE INC HLDG CO|MSPL|MORGAN STANLEY & CO. LLC|885200
NI|NISOURCE INC HLDG CO|MSTX|MORGAN STANLEY & CO. LLC|577500
NI|NISOURCE INC HLDG CO|MZHO|Mizuho Securities USA LLC|534203
NI|NISOURCE INC HLDG CO|NEUB|NEUBERGER BERMAN BD LLC|4222
NI|NISOURCE INC HLDG CO|NFSC|National Financial Services LLC|136283
NI|NISOURCE INC HLDG CO|NITE|VIRTU Americas LLC|564003
NI|NISOURCE INC HLDG CO|NITP|VIRTU Americas LLC|1324
NI|NISOURCE INC HLDG CO|NQRB|Brut, LLC|111176
NI|NISOURCE INC HLDG CO|NTRC|Northern Trust Securities, Inc.|10
NI|NISOURCE INC HLDG CO|OHOS|TWO SIGMA SECURITIES, LLC|39827
NI|NISOURCE INC HLDG CO|OPCO|Oppenheimer & Co. Inc.|2176
NI|NISOURCE INC HLDG CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NI|NISOURCE INC HLDG CO|PDQM|CODA MARKETS, INC.|20655
NI|NISOURCE INC HLDG CO|PHLY|NASDAQ Execution Services, LLC|400
NI|NISOURCE INC HLDG CO|PIPR|Piper Jaffray & Co.|11500
NI|NISOURCE INC HLDG CO|PWJC|UBS Financial Services, Inc.|200
NI|NISOURCE INC HLDG CO|QMSR|QUATTRO M SECURITIES INC.|5826
NI|NISOURCE INC HLDG CO|RBCM|RBC CAPITAL MARKETS, LLC|3818
NI|NISOURCE INC HLDG CO|RHCO|Suntrust Robinson Humphrey, Inc.|16200
NI|NISOURCE INC HLDG CO|SAGL|SAGETRADER, LLC|15724
NI|NISOURCE INC HLDG CO|SAGW|SAGETRADER, LLC|4
NI|NISOURCE INC HLDG CO|SALI|INTL FCSTONE FINANCIAL INC.|54
NI|NISOURCE INC HLDG CO|SBSH|Citigroup Global Markets Inc.|406475
NI|NISOURCE INC HLDG CO|SEIC|SEI Investments Distribution Co.|701
NI|NISOURCE INC HLDG CO|SGMT|GOLDMAN SACHS & CO. LLC|437782
NI|NISOURCE INC HLDG CO|SJLS|TRADE INFORMATICS LLC|2100
NI|NISOURCE INC HLDG CO|SPDR|SPEEDROUTE LLC|48400
NI|NISOURCE INC HLDG CO|SPHN|Stephens Inc.|49
NI|NISOURCE INC HLDG CO|STFL|Stifel, Nicolaus & Company, Incorporated|103473
NI|NISOURCE INC HLDG CO|STKP|STOCKPILE INVESTMENTS, INC.|2
NI|NISOURCE INC HLDG CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17466
NI|NISOURCE INC HLDG CO|SWIM|TD Ameritrade, Inc.|33644
NI|NISOURCE INC HLDG CO|SWST|Hilltop Securities Inc.|574
NI|NISOURCE INC HLDG CO|TAGC|TELSEY ADVISORY GROUP LLC|2336
NI|NISOURCE INC HLDG CO|TKNG|ALLY INVEST SECURITIES LLC|1398
NI|NISOURCE INC HLDG CO|TMBR|Timber Hill LLC|400
NI|NISOURCE INC HLDG CO|TRBT|Tradebot Systems, Inc.|298539
NI|NISOURCE INC HLDG CO|TRCM|TRC MARKETS LLC|102482
NI|NISOURCE INC HLDG CO|TWTT|TASTYWORKS, INC.|200
NI|NISOURCE INC HLDG CO|UBSA|UBS SECURITIES LLC|1512988
NI|NISOURCE INC HLDG CO|UBSS|UBS Securities LLC|1171099
NI|NISOURCE INC HLDG CO|VALX|VIRTU AMERICAS LLC|72445
NI|NISOURCE INC HLDG CO|VGRD|Vanguard Marketing Corporation|23136
NI|NISOURCE INC HLDG CO|WABR|Wall Street Access|60
NI|NISOURCE INC HLDG CO|WBET|Wallachbeth Capital LLC|45522
NI|NISOURCE INC HLDG CO|WBPX|SUMMIT SECURITIES GROUP, LLC|15472
NI|NISOURCE INC HLDG CO|WCHV|WELLS FARGO SECURITIES, LLC|342666
NI|NISOURCE INC HLDG CO|WDNX|WEEDEN & CO.L.P.|6298
NI|NISOURCE INC HLDG CO|WEDB|WEDBUSH SECURITIES INC.|23150
NI|NISOURCE INC HLDG CO|WEED|Weeden & Co.L.P.|5781
NI|NISOURCE INC HLDG CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|65324
NI|NISOURCE INC HLDG CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22553
NI|NISOURCE INC HLDG CO|WGIF|CIBC World Markets Inc.|1597
NI|NISOURCE INC HLDG CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10550
NI|NISOURCE INC HLDG CO|WSEA|WOLVERINE SECURITIES, LLC|14714
NI|NISOURCE INC HLDG CO|XIST|INSTINET, LLC|71950
NI|NISOURCE INC HLDG CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|85528
NI|NISOURCE INC HLDG CO|YKNA|COMHAR CAPITAL MARKETS, LLC|600
NI|NISOURCE INC HLDG CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8829
NIB|IPATH BB COCOA|ALTX|Alternet Securities Inc.|200
NIB|IPATH BB COCOA|APCC|Apex Clearing Corporation|224
NIB|IPATH BB COCOA|BANK|Primevest Financial Services, Inc.|600
NIB|IPATH BB COCOA|BATM|CBOE TRADING, INC.|2400
NIB|IPATH BB COCOA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|150
NIB|IPATH BB COCOA|BYXM|CBOE TRADING, INC.|1100
NIB|IPATH BB COCOA|CHAS|Charles Schwab & Co., Inc.|348
NIB|IPATH BB COCOA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4000
NIB|IPATH BB COCOA|DBAX|Deutsche Bank Securities Inc.|200
NIB|IPATH BB COCOA|DEGS|RONIN PROFESSIONAL LLC|7800
NIB|IPATH BB COCOA|EBXL|EBX LLC|200
NIB|IPATH BB COCOA|EGAM|CBOE TRADING, INC.|2400
NIB|IPATH BB COCOA|EGXM|CBOE TRADING, INC.|100
NIB|IPATH BB COCOA|ETBE|Electronic Transaction Clearing, Inc.|100
NIB|IPATH BB COCOA|ETRS|E*Trade Securities LLC|9143
NIB|IPATH BB COCOA|FILL|Tradestation Securities, Inc.|495
NIB|IPATH BB COCOA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|221000
NIB|IPATH BB COCOA|FMAF|NBCN Inc./ CDS|837
NIB|IPATH BB COCOA|FTBR|Foliofn Investments, Inc.|8
NIB|IPATH BB COCOA|GLIS|TD Securities Inc|100
NIB|IPATH BB COCOA|GSCO|GOLDMAN SACHS & CO. LLC|140
NIB|IPATH BB COCOA|GSLT|GOLDMAN SACHS & CO. LLC|100
NIB|IPATH BB COCOA|GTSZ|GTS SECURITIES LLC|338
NIB|IPATH BB COCOA|IATS|INTERACTIVE BROKERS LLC|3423
NIB|IPATH BB COCOA|IBKR|Interactive Brokers Llc|5208
NIB|IPATH BB COCOA|ICBX|INSTINET, LLC|200
NIB|IPATH BB COCOA|INCA|INSTINET, LLC|345
NIB|IPATH BB COCOA|INJX|INSTINET, LLC|149
NIB|IPATH BB COCOA|ITGI|ITG Inc.|810
NIB|IPATH BB COCOA|ITGP|ITG INC.|200
NIB|IPATH BB COCOA|JEFF|JEFFERIES LLC|330
NIB|IPATH BB COCOA|JPMX|J.P. Morgan Securities LLC|600
NIB|IPATH BB COCOA|JSJX|JANE STREET CAPITAL LLC|46262
NIB|IPATH BB COCOA|KCGM|VIRTU Americas LLC|400
NIB|IPATH BB COCOA|LEHM|Barclays Capital Inc./Le|2800
NIB|IPATH BB COCOA|LIME|Lime Brokerage LLC|16310
NIB|IPATH BB COCOA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
NIB|IPATH BB COCOA|MOTF|MOTIF INVESTING, INC.|2
NIB|IPATH BB COCOA|MSCO|MORGAN STANLEY & CO. LLC|8453
NIB|IPATH BB COCOA|MSPL|MORGAN STANLEY & CO. LLC|5600
NIB|IPATH BB COCOA|NFSC|National Financial Services LLC|75544
NIB|IPATH BB COCOA|NITE|VIRTU Americas LLC|84131
NIB|IPATH BB COCOA|NTBF|BMO Nesbitt Burns Inc./CDS|150
NIB|IPATH BB COCOA|OPCO|Oppenheimer & Co. Inc.|177
NIB|IPATH BB COCOA|PDQM|CODA MARKETS, INC.|122
NIB|IPATH BB COCOA|PIPR|Piper Jaffray & Co.|500
NIB|IPATH BB COCOA|RBCM|RBC CAPITAL MARKETS, LLC|150
NIB|IPATH BB COCOA|SGMT|GOLDMAN SACHS & CO. LLC|2900
NIB|IPATH BB COCOA|SHMR|ABN Amro Clearing LLC|223817
NIB|IPATH BB COCOA|SWIM|TD Ameritrade, Inc.|10045
NIB|IPATH BB COCOA|TKNG|ALLY INVEST SECURITIES LLC|1501
NIB|IPATH BB COCOA|TRBT|Tradebot Systems, Inc.|100
NIB|IPATH BB COCOA|TRCM|TRC MARKETS LLC|200
NIB|IPATH BB COCOA|TWTT|TASTYWORKS, INC.|62
NIB|IPATH BB COCOA|UBSA|UBS SECURITIES LLC|13231
NIB|IPATH BB COCOA|UBSS|UBS Securities LLC|19333
NIB|IPATH BB COCOA|VALX|VIRTU AMERICAS LLC|900
NIB|IPATH BB COCOA|VGRD|Vanguard Marketing Corporation|11102
NIB|IPATH BB COCOA|WCHV|WELLS FARGO SECURITIES, LLC|1172
NIB|IPATH BB COCOA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
NIB|IPATH BB COCOA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1505
NIB|IPATH BB COCOA|WGIF|CIBC World Markets Inc.|531
NIB|IPATH BB COCOA|WSEA|WOLVERINE SECURITIES, LLC|1559
NIB|IPATH BB COCOA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
NICE|NICE LTD ADS|ALTX|Alternet Securities Inc.|2268
NICE|NICE LTD ADS|ANOS|ABEL/NOSER, L.L.C.|161
NICE|NICE LTD ADS|APCC|Apex Clearing Corporation|44
NICE|NICE LTD ADS|BANK|Primevest Financial Services, Inc.|39
NICE|NICE LTD ADS|BARD|Robert W. Baird & Co. Incorporated|36
NICE|NICE LTD ADS|BATM|CBOE TRADING, INC.|2680
NICE|NICE LTD ADS|BBNT|BB&T SECURITIES, LLC|501
NICE|NICE LTD ADS|BERN|Sanford C. Bernstein & Co., LLC|27264
NICE|NICE LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13277
NICE|NICE LTD ADS|BLKX|INSTINET, LLC|35100
NICE|NICE LTD ADS|BMOC|BMO Capital Markets Corp.|15000
NICE|NICE LTD ADS|BTIG|BTIG, LLC|12594
NICE|NICE LTD ADS|BYXM|CBOE TRADING, INC.|505
NICE|NICE LTD ADS|BZYD|GOLDMAN SACHS & CO. LLC|1151
NICE|NICE LTD ADS|CANT|Cantor Fitzgerald & Co.|155114
NICE|NICE LTD ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|14400
NICE|NICE LTD ADS|CHAS|Charles Schwab & Co., Inc.|476
NICE|NICE LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6114
NICE|NICE LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1930
NICE|NICE LTD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
NICE|NICE LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115569
NICE|NICE LTD ADS|CTDL|Citadel Derivatives Group Llc|5117
NICE|NICE LTD ADS|CTLR|CUTLER GROUP, LP|100
NICE|NICE LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|8154
NICE|NICE LTD ADS|DADA|D.A. Davidson & Co.|383
NICE|NICE LTD ADS|DBAB|Deutsche Bank Securities Inc.|97580
NICE|NICE LTD ADS|DBAX|Deutsche Bank Securities Inc.|61300
NICE|NICE LTD ADS|DBUL|Deutsche Bank Securities Inc.|167
NICE|NICE LTD ADS|DEAN|MORGAN STANLEY|671
NICE|NICE LTD ADS|DEGS|RONIN PROFESSIONAL LLC|600
NICE|NICE LTD ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|268
NICE|NICE LTD ADS|EBXL|EBX LLC|80400
NICE|NICE LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4469
NICE|NICE LTD ADS|EGAM|CBOE TRADING, INC.|4379
NICE|NICE LTD ADS|EGMT|EG MARKET TECHNOLOGIES LLC|1175
NICE|NICE LTD ADS|EGXM|CBOE TRADING, INC.|1370
NICE|NICE LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|310
NICE|NICE LTD ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3600
NICE|NICE LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23079
NICE|NICE LTD ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|464
NICE|NICE LTD ADS|ETRS|E*Trade Securities LLC|20619
NICE|NICE LTD ADS|FBCO|Credit Suisse Securities (USA) LLC|67755
NICE|NICE LTD ADS|FBSB|U.S. Bancorp Investments, Inc.|120
NICE|NICE LTD ADS|FILL|Tradestation Securities, Inc.|1395
NICE|NICE LTD ADS|FMAF|NBCN Inc./ CDS|490
NICE|NICE LTD ADS|FOMA|TD AMERITRADE CLEARING, INC.|128263
NICE|NICE LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42350
NICE|NICE LTD ADS|FTBR|Foliofn Investments, Inc.|1007
NICE|NICE LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|2951
NICE|NICE LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|25031
NICE|NICE LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|115769
NICE|NICE LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|76590
NICE|NICE LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|1370
NICE|NICE LTD ADS|GTSZ|GTS SECURITIES LLC|36435
NICE|NICE LTD ADS|HRBF|American Enterprise Investment Services Inc.|885
NICE|NICE LTD ADS|HSBC|HSBC Securities, Inc.|34662
NICE|NICE LTD ADS|IATS|INTERACTIVE BROKERS LLC|6972
NICE|NICE LTD ADS|IBKR|Interactive Brokers Llc|28912
NICE|NICE LTD ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|623
NICE|NICE LTD ADS|ICBX|INSTINET, LLC|13864
NICE|NICE LTD ADS|INCA|INSTINET, LLC|123717
NICE|NICE LTD ADS|INJX|INSTINET, LLC|29855
NICE|NICE LTD ADS|INTL|INTL FCSTONE FINANCIAL INC.|62
NICE|NICE LTD ADS|ITGI|ITG Inc.|5647
NICE|NICE LTD ADS|ITGP|ITG INC.|158400
NICE|NICE LTD ADS|JANY|Janney Montgomery Scott Inc.|133
NICE|NICE LTD ADS|JEFF|JEFFERIES LLC|314485
NICE|NICE LTD ADS|JMPT|JUMP TRADING, LLC|19605
NICE|NICE LTD ADS|JONE|JonesTrading|1270
NICE|NICE LTD ADS|JPBX|J.P. MORGAN SECURITIES LLC|3672
NICE|NICE LTD ADS|JPMX|J.P. Morgan Securities LLC|102442
NICE|NICE LTD ADS|JSJX|JANE STREET CAPITAL LLC|595
NICE|NICE LTD ADS|KCGM|VIRTU Americas LLC|15798
NICE|NICE LTD ADS|LEHM|Barclays Capital Inc./Le|187749
NICE|NICE LTD ADS|LIME|Lime Brokerage LLC|84746
NICE|NICE LTD ADS|LQNA|LIQUIDNET, INC.|100
NICE|NICE LTD ADS|LSCI|Lek Securities Corporation|2
NICE|NICE LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27050
NICE|NICE LTD ADS|MOTF|MOTIF INVESTING, INC.|56
NICE|NICE LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|410778
NICE|NICE LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|89500
NICE|NICE LTD ADS|MSTX|MORGAN STANLEY & CO. LLC|400
NICE|NICE LTD ADS|NEUB|NEUBERGER BERMAN BD LLC|5610
NICE|NICE LTD ADS|NFSC|National Financial Services LLC|31390
NICE|NICE LTD ADS|NITE|VIRTU Americas LLC|242060
NICE|NICE LTD ADS|NITP|VIRTU Americas LLC|500
NICE|NICE LTD ADS|NMRA|Nomura Securities International, Inc.|15600
NICE|NICE LTD ADS|NQRB|Brut, LLC|4584
NICE|NICE LTD ADS|OPCO|Oppenheimer & Co. Inc.|18152
NICE|NICE LTD ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|832
NICE|NICE LTD ADS|PDQM|CODA MARKETS, INC.|44963
NICE|NICE LTD ADS|PIPR|Piper Jaffray & Co.|357
NICE|NICE LTD ADS|PWJC|UBS Financial Services, Inc.|230
NICE|NICE LTD ADS|RAJA|Raymond James & Associates, Inc.|12775
NICE|NICE LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|8336
NICE|NICE LTD ADS|SAGL|SAGETRADER, LLC|1250
NICE|NICE LTD ADS|SALI|INTL FCSTONE FINANCIAL INC.|191
NICE|NICE LTD ADS|SBSH|Citigroup Global Markets Inc.|82403
NICE|NICE LTD ADS|SDLR|Sandler, O'Neill & Partners, L.P.|1951
NICE|NICE LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|62682
NICE|NICE LTD ADS|SPDR|SPEEDROUTE LLC|3735
NICE|NICE LTD ADS|SPTD|MINT GLOBAL MARKETS, INC.|14690
NICE|NICE LTD ADS|SSBS|STATE STREET GLOBAL MARKETS, LLC|353
NICE|NICE LTD ADS|STFL|Stifel, Nicolaus & Company, Incorporated|2029
NICE|NICE LTD ADS|STXG|Stockcross Financial Services, Inc.|7500
NICE|NICE LTD ADS|SWIM|TD Ameritrade, Inc.|17865
NICE|NICE LTD ADS|SWST|Hilltop Securities Inc.|1452
NICE|NICE LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|2183
NICE|NICE LTD ADS|TOUR|TOURMALINE PARTNERS, LLC|5000
NICE|NICE LTD ADS|TRBT|Tradebot Systems, Inc.|84825
NICE|NICE LTD ADS|TRCM|TRC MARKETS LLC|50255
NICE|NICE LTD ADS|UBSA|UBS SECURITIES LLC|177198
NICE|NICE LTD ADS|UBSS|UBS Securities LLC|369791
NICE|NICE LTD ADS|VALX|VIRTU AMERICAS LLC|3284
NICE|NICE LTD ADS|VGRD|Vanguard Marketing Corporation|2473
NICE|NICE LTD ADS|WABR|Wall Street Access|9023
NICE|NICE LTD ADS|WBLR|WILLIAM BLAIR|7
NICE|NICE LTD ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|300
NICE|NICE LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|8494
NICE|NICE LTD ADS|WEED|Weeden & Co.L.P.|1102
NICE|NICE LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1114
NICE|NICE LTD ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2162
NICE|NICE LTD ADS|WGIF|CIBC World Markets Inc.|334
NICE|NICE LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|231
NICE|NICE LTD ADS|XIST|INSTINET, LLC|3060
NICE|NICE LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
NICE|NICE LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|6873
NICE|NICE LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1346
NICK|NICHOLAS FINCL INC|APCC|Apex Clearing Corporation|7
NICK|NICHOLAS FINCL INC|BATM|CBOE TRADING, INC.|299
NICK|NICHOLAS FINCL INC|BYXM|CBOE TRADING, INC.|100
NICK|NICHOLAS FINCL INC|CHAS|Charles Schwab & Co., Inc.|200
NICK|NICHOLAS FINCL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|895
NICK|NICHOLAS FINCL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|766
NICK|NICHOLAS FINCL INC|CTDL|Citadel Derivatives Group Llc|170
NICK|NICHOLAS FINCL INC|DBAB|Deutsche Bank Securities Inc.|300
NICK|NICHOLAS FINCL INC|DBAX|Deutsche Bank Securities Inc.|2000
NICK|NICHOLAS FINCL INC|EBXL|EBX LLC|600
NICK|NICHOLAS FINCL INC|EDJO|Edward D. Jones & Co., L.P.|1308
NICK|NICHOLAS FINCL INC|ETRS|E*Trade Securities LLC|1120
NICK|NICHOLAS FINCL INC|FBCO|Credit Suisse Securities (USA) LLC|301
NICK|NICHOLAS FINCL INC|FOMA|TD AMERITRADE CLEARING, INC.|43372
NICK|NICHOLAS FINCL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|350
NICK|NICHOLAS FINCL INC|GLPX|ACS EXECUTION SERVICES, LLC|200
NICK|NICHOLAS FINCL INC|GSCO|GOLDMAN SACHS & CO. LLC|16230
NICK|NICHOLAS FINCL INC|GTSZ|GTS SECURITIES LLC|500
NICK|NICHOLAS FINCL INC|IATS|INTERACTIVE BROKERS LLC|1000
NICK|NICHOLAS FINCL INC|IBKR|Interactive Brokers Llc|20014
NICK|NICHOLAS FINCL INC|ICBX|INSTINET, LLC|900
NICK|NICHOLAS FINCL INC|INCA|INSTINET, LLC|2367
NICK|NICHOLAS FINCL INC|INJX|INSTINET, LLC|1010
NICK|NICHOLAS FINCL INC|ITGI|ITG Inc.|3165
NICK|NICHOLAS FINCL INC|ITGP|ITG INC.|600
NICK|NICHOLAS FINCL INC|JEFF|JEFFERIES LLC|933
NICK|NICHOLAS FINCL INC|JPMX|J.P. Morgan Securities LLC|122
NICK|NICHOLAS FINCL INC|LEHM|Barclays Capital Inc./Le|376
NICK|NICHOLAS FINCL INC|LIME|Lime Brokerage LLC|17165
NICK|NICHOLAS FINCL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5
NICK|NICHOLAS FINCL INC|MSCO|MORGAN STANLEY & CO. LLC|5214
NICK|NICHOLAS FINCL INC|NFSC|National Financial Services LLC|8291
NICK|NICHOLAS FINCL INC|NITE|VIRTU Americas LLC|18986
NICK|NICHOLAS FINCL INC|NQRB|Brut, LLC|1300
NICK|NICHOLAS FINCL INC|PDQM|CODA MARKETS, INC.|400
NICK|NICHOLAS FINCL INC|SAGL|SAGETRADER, LLC|300
NICK|NICHOLAS FINCL INC|SGMT|GOLDMAN SACHS & CO. LLC|1900
NICK|NICHOLAS FINCL INC|SPDR|SPEEDROUTE LLC|200
NICK|NICHOLAS FINCL INC|SPTD|MINT GLOBAL MARKETS, INC.|1610
NICK|NICHOLAS FINCL INC|UBSA|UBS SECURITIES LLC|5401
NICK|NICHOLAS FINCL INC|UBSS|UBS Securities LLC|7171
NICK|NICHOLAS FINCL INC|VALX|VIRTU AMERICAS LLC|200
NICK|NICHOLAS FINCL INC|WCHV|WELLS FARGO SECURITIES, LLC|7091
NICK|NICHOLAS FINCL INC|WEDB|WEDBUSH SECURITIES INC.|660
NICK|NICHOLAS FINCL INC|WFPB|Wells Fargo Securities, LLC.|250
NICK|NICHOLAS FINCL INC|WSEA|WOLVERINE SECURITIES, LLC|65
NICK|NICHOLAS FINCL INC|XPUS|XP SECURITIES, LLC|2270
NICK|NICHOLAS FINCL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NID|NUVEEN INTERMEDIATE|ALTX|Alternet Securities Inc.|300
NID|NUVEEN INTERMEDIATE|APCC|Apex Clearing Corporation|2
NID|NUVEEN INTERMEDIATE|BANK|Primevest Financial Services, Inc.|6
NID|NUVEEN INTERMEDIATE|BATM|CBOE TRADING, INC.|151
NID|NUVEEN INTERMEDIATE|BBNT|BB&T SECURITIES, LLC|1550
NID|NUVEEN INTERMEDIATE|BERN|Sanford C. Bernstein & Co., LLC|43
NID|NUVEEN INTERMEDIATE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
NID|NUVEEN INTERMEDIATE|CANT|Cantor Fitzgerald & Co.|26552
NID|NUVEEN INTERMEDIATE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|165
NID|NUVEEN INTERMEDIATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9077
NID|NUVEEN INTERMEDIATE|CTDL|Citadel Derivatives Group Llc|300
NID|NUVEEN INTERMEDIATE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
NID|NUVEEN INTERMEDIATE|DADA|D.A. Davidson & Co.|9
NID|NUVEEN INTERMEDIATE|DBAX|Deutsche Bank Securities Inc.|900
NID|NUVEEN INTERMEDIATE|DEAN|MORGAN STANLEY|30204
NID|NUVEEN INTERMEDIATE|EBXL|EBX LLC|3400
NID|NUVEEN INTERMEDIATE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2700
NID|NUVEEN INTERMEDIATE|EGAM|CBOE TRADING, INC.|800
NID|NUVEEN INTERMEDIATE|EGXM|CBOE TRADING, INC.|275
NID|NUVEEN INTERMEDIATE|ETBE|Electronic Transaction Clearing, Inc.|200
NID|NUVEEN INTERMEDIATE|ETRS|E*Trade Securities LLC|10988
NID|NUVEEN INTERMEDIATE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14855
NID|NUVEEN INTERMEDIATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5218
NID|NUVEEN INTERMEDIATE|FTBR|Foliofn Investments, Inc.|4
NID|NUVEEN INTERMEDIATE|GLPX|ACS EXECUTION SERVICES, LLC|1384
NID|NUVEEN INTERMEDIATE|GSCO|GOLDMAN SACHS & CO. LLC|100
NID|NUVEEN INTERMEDIATE|GTSZ|GTS SECURITIES LLC|100
NID|NUVEEN INTERMEDIATE|HRBF|American Enterprise Investment Services Inc.|48826
NID|NUVEEN INTERMEDIATE|IATS|INTERACTIVE BROKERS LLC|4053
NID|NUVEEN INTERMEDIATE|IBKR|Interactive Brokers Llc|29051
NID|NUVEEN INTERMEDIATE|ICBX|INSTINET, LLC|100
NID|NUVEEN INTERMEDIATE|INCA|INSTINET, LLC|980
NID|NUVEEN INTERMEDIATE|ITGI|ITG Inc.|3960
NID|NUVEEN INTERMEDIATE|ITGP|ITG INC.|2600
NID|NUVEEN INTERMEDIATE|JANY|Janney Montgomery Scott Inc.|11466
NID|NUVEEN INTERMEDIATE|JEFF|JEFFERIES LLC|100
NID|NUVEEN INTERMEDIATE|JMPT|JUMP TRADING, LLC|107
NID|NUVEEN INTERMEDIATE|JPMX|J.P. Morgan Securities LLC|4052
NID|NUVEEN INTERMEDIATE|KCGM|VIRTU Americas LLC|2900
NID|NUVEEN INTERMEDIATE|LEHM|Barclays Capital Inc./Le|5200
NID|NUVEEN INTERMEDIATE|LIME|Lime Brokerage LLC|2099
NID|NUVEEN INTERMEDIATE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NID|NUVEEN INTERMEDIATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12338
NID|NUVEEN INTERMEDIATE|MSCO|MORGAN STANLEY & CO. LLC|188748
NID|NUVEEN INTERMEDIATE|MSPL|MORGAN STANLEY & CO. LLC|49800
NID|NUVEEN INTERMEDIATE|NATL|National Securities Corporation|2000
NID|NUVEEN INTERMEDIATE|NFSC|National Financial Services LLC|113959
NID|NUVEEN INTERMEDIATE|NITE|VIRTU Americas LLC|228310
NID|NUVEEN INTERMEDIATE|NQRB|Brut, LLC|2031
NID|NUVEEN INTERMEDIATE|OPCO|Oppenheimer & Co. Inc.|4450
NID|NUVEEN INTERMEDIATE|OTAA|OTA LLC|800
NID|NUVEEN INTERMEDIATE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
NID|NUVEEN INTERMEDIATE|PDQM|CODA MARKETS, INC.|1191
NID|NUVEEN INTERMEDIATE|PWJC|UBS Financial Services, Inc.|27294
NID|NUVEEN INTERMEDIATE|RBCM|RBC CAPITAL MARKETS, LLC|15053
NID|NUVEEN INTERMEDIATE|SBSH|Citigroup Global Markets Inc.|1100
NID|NUVEEN INTERMEDIATE|SGMT|GOLDMAN SACHS & CO. LLC|3796
NID|NUVEEN INTERMEDIATE|STFL|Stifel, Nicolaus & Company, Incorporated|14303
NID|NUVEEN INTERMEDIATE|SWST|Hilltop Securities Inc.|8700
NID|NUVEEN INTERMEDIATE|TRBT|Tradebot Systems, Inc.|1103
NID|NUVEEN INTERMEDIATE|UBSA|UBS SECURITIES LLC|11660
NID|NUVEEN INTERMEDIATE|UBSS|UBS Securities LLC|100825
NID|NUVEEN INTERMEDIATE|VGRD|Vanguard Marketing Corporation|9890
NID|NUVEEN INTERMEDIATE|WABR|Wall Street Access|13720
NID|NUVEEN INTERMEDIATE|WCHV|WELLS FARGO SECURITIES, LLC|66655
NID|NUVEEN INTERMEDIATE|WEDB|WEDBUSH SECURITIES INC.|418
NID|NUVEEN INTERMEDIATE|WEED|Weeden & Co.L.P.|800
NID|NUVEEN INTERMEDIATE|WSEA|WOLVERINE SECURITIES, LLC|5
NID|NUVEEN INTERMEDIATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11508
NIE|ALLIANZGI EQUITY&CV|AGIS|Aegis Capital Corp.|6000
NIE|ALLIANZGI EQUITY&CV|ALTX|Alternet Securities Inc.|2700
NIE|ALLIANZGI EQUITY&CV|APCC|Apex Clearing Corporation|69
NIE|ALLIANZGI EQUITY&CV|BARD|Robert W. Baird & Co. Incorporated|3809
NIE|ALLIANZGI EQUITY&CV|BATM|CBOE TRADING, INC.|860
NIE|ALLIANZGI EQUITY&CV|BBNT|BB&T SECURITIES, LLC|1353
NIE|ALLIANZGI EQUITY&CV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
NIE|ALLIANZGI EQUITY&CV|BTIG|BTIG, LLC|6635
NIE|ALLIANZGI EQUITY&CV|BYXM|CBOE TRADING, INC.|100
NIE|ALLIANZGI EQUITY&CV|CANT|Cantor Fitzgerald & Co.|2617
NIE|ALLIANZGI EQUITY&CV|CHAS|Charles Schwab & Co., Inc.|2009
NIE|ALLIANZGI EQUITY&CV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8242
NIE|ALLIANZGI EQUITY&CV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7649
NIE|ALLIANZGI EQUITY&CV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
NIE|ALLIANZGI EQUITY&CV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13811
NIE|ALLIANZGI EQUITY&CV|CXCX|CITIGROUP GLOBAL MARKETS INC.|1900
NIE|ALLIANZGI EQUITY&CV|DADA|D.A. Davidson & Co.|6
NIE|ALLIANZGI EQUITY&CV|DBAX|Deutsche Bank Securities Inc.|3500
NIE|ALLIANZGI EQUITY&CV|DEAN|MORGAN STANLEY|10198
NIE|ALLIANZGI EQUITY&CV|DEGS|RONIN PROFESSIONAL LLC|200
NIE|ALLIANZGI EQUITY&CV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31196
NIE|ALLIANZGI EQUITY&CV|EBXL|EBX LLC|8500
NIE|ALLIANZGI EQUITY&CV|ECUT|CONVERGEX EXECUTION SOLUTIONS|2629
NIE|ALLIANZGI EQUITY&CV|EDJO|Edward D. Jones & Co., L.P.|2188
NIE|ALLIANZGI EQUITY&CV|EGAM|CBOE TRADING, INC.|4522
NIE|ALLIANZGI EQUITY&CV|EGMT|EG MARKET TECHNOLOGIES LLC|200
NIE|ALLIANZGI EQUITY&CV|EGXM|CBOE TRADING, INC.|551
NIE|ALLIANZGI EQUITY&CV|ESPO|ESPOSITO SECURITIES, LLC|15762
NIE|ALLIANZGI EQUITY&CV|ETBE|Electronic Transaction Clearing, Inc.|100
NIE|ALLIANZGI EQUITY&CV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|220
NIE|ALLIANZGI EQUITY&CV|ETRS|E*Trade Securities LLC|12128
NIE|ALLIANZGI EQUITY&CV|FBSB|U.S. Bancorp Investments, Inc.|75
NIE|ALLIANZGI EQUITY&CV|FINX|FINTECH SECURITIES|196
NIE|ALLIANZGI EQUITY&CV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7679
NIE|ALLIANZGI EQUITY&CV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46069
NIE|ALLIANZGI EQUITY&CV|FTBR|Foliofn Investments, Inc.|512
NIE|ALLIANZGI EQUITY&CV|GLPX|ACS EXECUTION SERVICES, LLC|3583
NIE|ALLIANZGI EQUITY&CV|GSCO|GOLDMAN SACHS & CO. LLC|26409
NIE|ALLIANZGI EQUITY&CV|GSCS|GOLDMAN SACHS & CO. LLC|400
NIE|ALLIANZGI EQUITY&CV|GSLT|GOLDMAN SACHS & CO. LLC|400
NIE|ALLIANZGI EQUITY&CV|GTSZ|GTS SECURITIES LLC|500
NIE|ALLIANZGI EQUITY&CV|HRBF|American Enterprise Investment Services Inc.|22785
NIE|ALLIANZGI EQUITY&CV|IATS|INTERACTIVE BROKERS LLC|10627
NIE|ALLIANZGI EQUITY&CV|IBKR|Interactive Brokers Llc|52897
NIE|ALLIANZGI EQUITY&CV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2071
NIE|ALLIANZGI EQUITY&CV|ICBX|INSTINET, LLC|2362
NIE|ALLIANZGI EQUITY&CV|INCA|INSTINET, LLC|5471
NIE|ALLIANZGI EQUITY&CV|ITGI|ITG Inc.|5178
NIE|ALLIANZGI EQUITY&CV|ITGP|ITG INC.|17000
NIE|ALLIANZGI EQUITY&CV|JANY|Janney Montgomery Scott Inc.|417
NIE|ALLIANZGI EQUITY&CV|JMPT|JUMP TRADING, LLC|601
NIE|ALLIANZGI EQUITY&CV|JPMX|J.P. Morgan Securities LLC|6178
NIE|ALLIANZGI EQUITY&CV|JSJX|JANE STREET CAPITAL LLC|2042
NIE|ALLIANZGI EQUITY&CV|KCGM|VIRTU Americas LLC|6504
NIE|ALLIANZGI EQUITY&CV|LEHM|Barclays Capital Inc./Le|13400
NIE|ALLIANZGI EQUITY&CV|LGNT|COR CLEARING LLC|4
NIE|ALLIANZGI EQUITY&CV|LIME|Lime Brokerage LLC|663
NIE|ALLIANZGI EQUITY&CV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
NIE|ALLIANZGI EQUITY&CV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
NIE|ALLIANZGI EQUITY&CV|MSCO|MORGAN STANLEY & CO. LLC|116680
NIE|ALLIANZGI EQUITY&CV|MSPL|MORGAN STANLEY & CO. LLC|24500
NIE|ALLIANZGI EQUITY&CV|NATL|National Securities Corporation|2813
NIE|ALLIANZGI EQUITY&CV|NFSC|National Financial Services LLC|113273
NIE|ALLIANZGI EQUITY&CV|NITE|VIRTU Americas LLC|286322
NIE|ALLIANZGI EQUITY&CV|NQRB|Brut, LLC|1500
NIE|ALLIANZGI EQUITY&CV|OPCO|Oppenheimer & Co. Inc.|44321
NIE|ALLIANZGI EQUITY&CV|OTAA|OTA LLC|7000
NIE|ALLIANZGI EQUITY&CV|PDQM|CODA MARKETS, INC.|5438
NIE|ALLIANZGI EQUITY&CV|PWJC|UBS Financial Services, Inc.|11992
NIE|ALLIANZGI EQUITY&CV|RBCM|RBC CAPITAL MARKETS, LLC|28040
NIE|ALLIANZGI EQUITY&CV|RGLD|Regal Securities, Inc|45
NIE|ALLIANZGI EQUITY&CV|SAGL|SAGETRADER, LLC|11567
NIE|ALLIANZGI EQUITY&CV|SALI|INTL FCSTONE FINANCIAL INC.|7
NIE|ALLIANZGI EQUITY&CV|SBSH|Citigroup Global Markets Inc.|2247
NIE|ALLIANZGI EQUITY&CV|SGMT|GOLDMAN SACHS & CO. LLC|7655
NIE|ALLIANZGI EQUITY&CV|SPDR|SPEEDROUTE LLC|597
NIE|ALLIANZGI EQUITY&CV|SPHN|Stephens Inc.|1194
NIE|ALLIANZGI EQUITY&CV|SPTD|MINT GLOBAL MARKETS, INC.|55268
NIE|ALLIANZGI EQUITY&CV|STFL|Stifel, Nicolaus & Company, Incorporated|8592
NIE|ALLIANZGI EQUITY&CV|SWIM|TD Ameritrade, Inc.|111455
NIE|ALLIANZGI EQUITY&CV|SWST|Hilltop Securities Inc.|28842
NIE|ALLIANZGI EQUITY&CV|TKNG|ALLY INVEST SECURITIES LLC|264
NIE|ALLIANZGI EQUITY&CV|TRBT|Tradebot Systems, Inc.|2090
NIE|ALLIANZGI EQUITY&CV|UBSA|UBS SECURITIES LLC|20253
NIE|ALLIANZGI EQUITY&CV|UBSS|UBS Securities LLC|83790
NIE|ALLIANZGI EQUITY&CV|VALX|VIRTU AMERICAS LLC|2823
NIE|ALLIANZGI EQUITY&CV|VGRD|Vanguard Marketing Corporation|15564
NIE|ALLIANZGI EQUITY&CV|WCHV|WELLS FARGO SECURITIES, LLC|187748
NIE|ALLIANZGI EQUITY&CV|WEDB|WEDBUSH SECURITIES INC.|1250
NIE|ALLIANZGI EQUITY&CV|WEED|Weeden & Co.L.P.|30
NIE|ALLIANZGI EQUITY&CV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1473
NIE|ALLIANZGI EQUITY&CV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12547
NIE|ALLIANZGI EQUITY&CV|WSEA|WOLVERINE SECURITIES, LLC|3192
NIE|ALLIANZGI EQUITY&CV|XSTM|NATIONAL FINANCIAL SERVICES LLC|10608
NIE|ALLIANZGI EQUITY&CV|YKNA|COMHAR CAPITAL MARKETS, LLC|700
NIE|ALLIANZGI EQUITY&CV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5165
NIHD|NII HOLDINGS CMN|AGIS|Aegis Capital Corp.|1790
NIHD|NII HOLDINGS CMN|ALTX|Alternet Securities Inc.|21833
NIHD|NII HOLDINGS CMN|APCC|Apex Clearing Corporation|93467
NIHD|NII HOLDINGS CMN|BATM|CBOE TRADING, INC.|5607
NIHD|NII HOLDINGS CMN|BAYC|BAY CREST PARTNERS, LLC|5294
NIHD|NII HOLDINGS CMN|BBNT|BB&T SECURITIES, LLC|65801
NIHD|NII HOLDINGS CMN|BERN|Sanford C. Bernstein & Co., LLC|98600
NIHD|NII HOLDINGS CMN|BIMI|Banca IMI Securities Corp.|2320
NIHD|NII HOLDINGS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13870
NIHD|NII HOLDINGS CMN|BLKX|INSTINET, LLC|13000
NIHD|NII HOLDINGS CMN|BMOC|BMO Capital Markets Corp.|6698
NIHD|NII HOLDINGS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|15522
NIHD|NII HOLDINGS CMN|BTIG|BTIG, LLC|219560
NIHD|NII HOLDINGS CMN|BYXM|CBOE TRADING, INC.|1000
NIHD|NII HOLDINGS CMN|CANT|Cantor Fitzgerald & Co.|617
NIHD|NII HOLDINGS CMN|CHAS|Charles Schwab & Co., Inc.|16046
NIHD|NII HOLDINGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121513
NIHD|NII HOLDINGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13590
NIHD|NII HOLDINGS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17391
NIHD|NII HOLDINGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|426007
NIHD|NII HOLDINGS CMN|CTDL|Citadel Derivatives Group Llc|39013
NIHD|NII HOLDINGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|49118
NIHD|NII HOLDINGS CMN|DBAB|Deutsche Bank Securities Inc.|929632
NIHD|NII HOLDINGS CMN|DBAX|Deutsche Bank Securities Inc.|189900
NIHD|NII HOLDINGS CMN|DEAN|MORGAN STANLEY|10346
NIHD|NII HOLDINGS CMN|DEGS|RONIN PROFESSIONAL LLC|69184
NIHD|NII HOLDINGS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|65673
NIHD|NII HOLDINGS CMN|EBXL|EBX LLC|187600
NIHD|NII HOLDINGS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|21443
NIHD|NII HOLDINGS CMN|EDJO|Edward D. Jones & Co., L.P.|40000
NIHD|NII HOLDINGS CMN|EGAM|CBOE TRADING, INC.|16796
NIHD|NII HOLDINGS CMN|EGAW|CBOE TRADING, INC.|115
NIHD|NII HOLDINGS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
NIHD|NII HOLDINGS CMN|EGXM|CBOE TRADING, INC.|17357
NIHD|NII HOLDINGS CMN|ETBE|Electronic Transaction Clearing, Inc.|189119
NIHD|NII HOLDINGS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13314
NIHD|NII HOLDINGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7980
NIHD|NII HOLDINGS CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3000
NIHD|NII HOLDINGS CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|16800
NIHD|NII HOLDINGS CMN|ETRS|E*Trade Securities LLC|1890376
NIHD|NII HOLDINGS CMN|FBCO|Credit Suisse Securities (USA) LLC|443776
NIHD|NII HOLDINGS CMN|FILL|Tradestation Securities, Inc.|38348
NIHD|NII HOLDINGS CMN|FMAF|NBCN Inc./ CDS|3700
NIHD|NII HOLDINGS CMN|FMCO|First Manhattan Co|10000
NIHD|NII HOLDINGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|1049699
NIHD|NII HOLDINGS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1500
NIHD|NII HOLDINGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|140678
NIHD|NII HOLDINGS CMN|FTBR|Foliofn Investments, Inc.|7119
NIHD|NII HOLDINGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|27517
NIHD|NII HOLDINGS CMN|GLIS|TD Securities Inc|1600
NIHD|NII HOLDINGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|83536
NIHD|NII HOLDINGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|3320772
NIHD|NII HOLDINGS CMN|GSCS|GOLDMAN SACHS & CO. LLC|316948
NIHD|NII HOLDINGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|39440
NIHD|NII HOLDINGS CMN|GTSZ|GTS SECURITIES LLC|21050
NIHD|NII HOLDINGS CMN|HASF|Haywood Securities Inc./CDS|16002
NIHD|NII HOLDINGS CMN|HSBC|HSBC Securities, Inc.|200
NIHD|NII HOLDINGS CMN|IATS|INTERACTIVE BROKERS LLC|65503
NIHD|NII HOLDINGS CMN|IBKR|Interactive Brokers Llc|632499
NIHD|NII HOLDINGS CMN|ICBX|INSTINET, LLC|103912
NIHD|NII HOLDINGS CMN|IEQY|CITADEL SECURITIES LLC|33903
NIHD|NII HOLDINGS CMN|INCA|INSTINET, LLC|651821
NIHD|NII HOLDINGS CMN|INJX|INSTINET, LLC|57541
NIHD|NII HOLDINGS CMN|ITGI|ITG Inc.|150014
NIHD|NII HOLDINGS CMN|ITGP|ITG INC.|256800
NIHD|NII HOLDINGS CMN|JEFF|JEFFERIES LLC|163485
NIHD|NII HOLDINGS CMN|JMPT|JUMP TRADING, LLC|112269
NIHD|NII HOLDINGS CMN|JONE|JonesTrading|9552
NIHD|NII HOLDINGS CMN|JPBX|J.P. MORGAN SECURITIES LLC|7754
NIHD|NII HOLDINGS CMN|JPMX|J.P. Morgan Securities LLC|541541
NIHD|NII HOLDINGS CMN|JSJX|JANE STREET CAPITAL LLC|11651
NIHD|NII HOLDINGS CMN|KCGM|VIRTU Americas LLC|81661
NIHD|NII HOLDINGS CMN|LEHM|Barclays Capital Inc./Le|1894054
NIHD|NII HOLDINGS CMN|LIME|Lime Brokerage LLC|254522
NIHD|NII HOLDINGS CMN|LMGP|LIME BROKERAGE LLC|40764
NIHD|NII HOLDINGS CMN|LOOP|Loop Capital Markets LLC|30894
NIHD|NII HOLDINGS CMN|LSCI|Lek Securities Corporation|1500
NIHD|NII HOLDINGS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
NIHD|NII HOLDINGS CMN|MACQ|Macquarie Capital (USA) Inc.|6771
NIHD|NII HOLDINGS CMN|MAXM|Maxim Group LLC|6954
NIHD|NII HOLDINGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|338759
NIHD|NII HOLDINGS CMN|MOTF|MOTIF INVESTING, INC.|1
NIHD|NII HOLDINGS CMN|MSCO|MORGAN STANLEY & CO. LLC|5404078
NIHD|NII HOLDINGS CMN|MSPL|MORGAN STANLEY & CO. LLC|369700
NIHD|NII HOLDINGS CMN|MSTX|MORGAN STANLEY & CO. LLC|364000
NIHD|NII HOLDINGS CMN|NATL|National Securities Corporation|81062
NIHD|NII HOLDINGS CMN|NFSC|National Financial Services LLC|995317
NIHD|NII HOLDINGS CMN|NITE|VIRTU Americas LLC|2723008
NIHD|NII HOLDINGS CMN|NITP|VIRTU Americas LLC|33850
NIHD|NII HOLDINGS CMN|NQRB|Brut, LLC|10486
NIHD|NII HOLDINGS CMN|NTFN|Network 1 Financial Securities Inc.|14200
NIHD|NII HOLDINGS CMN|NTRC|Northern Trust Securities, Inc.|50
NIHD|NII HOLDINGS CMN|OPCO|Oppenheimer & Co. Inc.|5601
NIHD|NII HOLDINGS CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10193
NIHD|NII HOLDINGS CMN|PDQM|CODA MARKETS, INC.|109328
NIHD|NII HOLDINGS CMN|PNSR|Penserra Securities, LLC|75182
NIHD|NII HOLDINGS CMN|PWJC|UBS Financial Services, Inc.|9175
NIHD|NII HOLDINGS CMN|RAJA|Raymond James & Associates, Inc.|3000
NIHD|NII HOLDINGS CMN|RBCM|RBC CAPITAL MARKETS, LLC|18448
NIHD|NII HOLDINGS CMN|RILY|B. RILEY FBR, INC.|20400
NIHD|NII HOLDINGS CMN|SAGL|SAGETRADER, LLC|2011
NIHD|NII HOLDINGS CMN|SBSH|Citigroup Global Markets Inc.|2586120
NIHD|NII HOLDINGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|149550
NIHD|NII HOLDINGS CMN|SPDR|SPEEDROUTE LLC|38529
NIHD|NII HOLDINGS CMN|SPTD|MINT GLOBAL MARKETS, INC.|1646
NIHD|NII HOLDINGS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|451
NIHD|NII HOLDINGS CMN|SWIM|TD Ameritrade, Inc.|883337
NIHD|NII HOLDINGS CMN|SWST|Hilltop Securities Inc.|196295
NIHD|NII HOLDINGS CMN|TKNG|ALLY INVEST SECURITIES LLC|5831
NIHD|NII HOLDINGS CMN|TRBT|Tradebot Systems, Inc.|394709
NIHD|NII HOLDINGS CMN|TRCM|TRC MARKETS LLC|198751
NIHD|NII HOLDINGS CMN|TWTT|TASTYWORKS, INC.|1700
NIHD|NII HOLDINGS CMN|UBSA|UBS SECURITIES LLC|828550
NIHD|NII HOLDINGS CMN|UBSS|UBS Securities LLC|2821700
NIHD|NII HOLDINGS CMN|VALX|VIRTU AMERICAS LLC|14588
NIHD|NII HOLDINGS CMN|VGRD|Vanguard Marketing Corporation|45262
NIHD|NII HOLDINGS CMN|VIEW|VIEWTRADE SECURITIES LLC|500
NIHD|NII HOLDINGS CMN|VSIN|Vision Financial Markets Llc|8700
NIHD|NII HOLDINGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|118004
NIHD|NII HOLDINGS CMN|WDNX|WEEDEN & CO.L.P.|12746
NIHD|NII HOLDINGS CMN|WEED|Weeden & Co.L.P.|11800
NIHD|NII HOLDINGS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|85972
NIHD|NII HOLDINGS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3210
NIHD|NII HOLDINGS CMN|WGIF|CIBC World Markets Inc.|3300
NIHD|NII HOLDINGS CMN|WSEA|WOLVERINE SECURITIES, LLC|41858
NIHD|NII HOLDINGS CMN|XIST|INSTINET, LLC|7800
NIHD|NII HOLDINGS CMN|XPUS|XP SECURITIES, LLC|22700
NIHD|NII HOLDINGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|51466
NIHD|NII HOLDINGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4646
NIHD|NII HOLDINGS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
NIM|NUVEEN SELECT FD|ALTX|Alternet Securities Inc.|200
NIM|NUVEEN SELECT FD|APCC|Apex Clearing Corporation|3
NIM|NUVEEN SELECT FD|BANK|Primevest Financial Services, Inc.|6
NIM|NUVEEN SELECT FD|BARD|Robert W. Baird & Co. Incorporated|13
NIM|NUVEEN SELECT FD|BATM|CBOE TRADING, INC.|460
NIM|NUVEEN SELECT FD|BBNT|BB&T SECURITIES, LLC|2
NIM|NUVEEN SELECT FD|BERN|Sanford C. Bernstein & Co., LLC|1200
NIM|NUVEEN SELECT FD|BRGE|Newbridge Securities Corp.|600
NIM|NUVEEN SELECT FD|CIST|Capital Institutional Services, Inc.|891
NIM|NUVEEN SELECT FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36
NIM|NUVEEN SELECT FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
NIM|NUVEEN SELECT FD|DADA|D.A. Davidson & Co.|14
NIM|NUVEEN SELECT FD|DAVA|Davenport & Company LLC|1
NIM|NUVEEN SELECT FD|DBAX|Deutsche Bank Securities Inc.|5100
NIM|NUVEEN SELECT FD|DEAN|MORGAN STANLEY|8713
NIM|NUVEEN SELECT FD|DEGS|RONIN PROFESSIONAL LLC|400
NIM|NUVEEN SELECT FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2543
NIM|NUVEEN SELECT FD|EBXL|EBX LLC|100
NIM|NUVEEN SELECT FD|EDJO|Edward D. Jones & Co., L.P.|21538
NIM|NUVEEN SELECT FD|EGXM|CBOE TRADING, INC.|100
NIM|NUVEEN SELECT FD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
NIM|NUVEEN SELECT FD|ETRS|E*Trade Securities LLC|17
NIM|NUVEEN SELECT FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4572
NIM|NUVEEN SELECT FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4161
NIM|NUVEEN SELECT FD|FTBR|Foliofn Investments, Inc.|16
NIM|NUVEEN SELECT FD|GLPX|ACS EXECUTION SERVICES, LLC|100
NIM|NUVEEN SELECT FD|GSCO|GOLDMAN SACHS & CO. LLC|2887
NIM|NUVEEN SELECT FD|GSLT|GOLDMAN SACHS & CO. LLC|289
NIM|NUVEEN SELECT FD|GTSZ|GTS SECURITIES LLC|500
NIM|NUVEEN SELECT FD|HRBF|American Enterprise Investment Services Inc.|19
NIM|NUVEEN SELECT FD|IATS|INTERACTIVE BROKERS LLC|220
NIM|NUVEEN SELECT FD|IBKR|Interactive Brokers Llc|1895
NIM|NUVEEN SELECT FD|INCA|INSTINET, LLC|158
NIM|NUVEEN SELECT FD|ITGI|ITG Inc.|100
NIM|NUVEEN SELECT FD|ITGP|ITG INC.|400
NIM|NUVEEN SELECT FD|JANY|Janney Montgomery Scott Inc.|300
NIM|NUVEEN SELECT FD|JPMX|J.P. Morgan Securities LLC|200
NIM|NUVEEN SELECT FD|KCGM|VIRTU Americas LLC|400
NIM|NUVEEN SELECT FD|LEHM|Barclays Capital Inc./Le|200
NIM|NUVEEN SELECT FD|LGNT|COR CLEARING LLC|9
NIM|NUVEEN SELECT FD|LIME|Lime Brokerage LLC|565
NIM|NUVEEN SELECT FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
NIM|NUVEEN SELECT FD|MSCO|MORGAN STANLEY & CO. LLC|16527
NIM|NUVEEN SELECT FD|NFSC|National Financial Services LLC|10665
NIM|NUVEEN SELECT FD|NITE|VIRTU Americas LLC|91371
NIM|NUVEEN SELECT FD|NQRB|Brut, LLC|1539
NIM|NUVEEN SELECT FD|OPCO|Oppenheimer & Co. Inc.|49
NIM|NUVEEN SELECT FD|PDQM|CODA MARKETS, INC.|420
NIM|NUVEEN SELECT FD|PWJC|UBS Financial Services, Inc.|35230
NIM|NUVEEN SELECT FD|RBCM|RBC CAPITAL MARKETS, LLC|20051
NIM|NUVEEN SELECT FD|SBSH|Citigroup Global Markets Inc.|1773
NIM|NUVEEN SELECT FD|SGMT|GOLDMAN SACHS & CO. LLC|801
NIM|NUVEEN SELECT FD|STFL|Stifel, Nicolaus & Company, Incorporated|485
NIM|NUVEEN SELECT FD|SWIM|TD Ameritrade, Inc.|1025
NIM|NUVEEN SELECT FD|SWST|Hilltop Securities Inc.|4680
NIM|NUVEEN SELECT FD|UBSA|UBS SECURITIES LLC|18104
NIM|NUVEEN SELECT FD|UBSS|UBS Securities LLC|81143
NIM|NUVEEN SELECT FD|VGRD|Vanguard Marketing Corporation|6025
NIM|NUVEEN SELECT FD|WCHV|WELLS FARGO SECURITIES, LLC|27670
NIM|NUVEEN SELECT FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|360
NIM|NUVEEN SELECT FD|YKNA|COMHAR CAPITAL MARKETS, LLC|20
NIM|NUVEEN SELECT FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3707
NINE|NINE NRG SERVICE INC|ALTX|Alternet Securities Inc.|14847
NINE|NINE NRG SERVICE INC|APCC|Apex Clearing Corporation|583
NINE|NINE NRG SERVICE INC|BARD|Robert W. Baird & Co. Incorporated|900
NINE|NINE NRG SERVICE INC|BATM|CBOE TRADING, INC.|3996
NINE|NINE NRG SERVICE INC|BAYC|BAY CREST PARTNERS, LLC|70
NINE|NINE NRG SERVICE INC|BERN|Sanford C. Bernstein & Co., LLC|54418
NINE|NINE NRG SERVICE INC|BLKX|INSTINET, LLC|53932
NINE|NINE NRG SERVICE INC|BNPX|BNP PARIBAS SECURITIES CORP.|760
NINE|NINE NRG SERVICE INC|BTIG|BTIG, LLC|20
NINE|NINE NRG SERVICE INC|BYXM|CBOE TRADING, INC.|3800
NINE|NINE NRG SERVICE INC|CANT|Cantor Fitzgerald & Co.|1100
NINE|NINE NRG SERVICE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|25000
NINE|NINE NRG SERVICE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63458
NINE|NINE NRG SERVICE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18270
NINE|NINE NRG SERVICE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
NINE|NINE NRG SERVICE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80952
NINE|NINE NRG SERVICE INC|CTDL|Citadel Derivatives Group Llc|260
NINE|NINE NRG SERVICE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|13660
NINE|NINE NRG SERVICE INC|DAVA|Davenport & Company LLC|302
NINE|NINE NRG SERVICE INC|DBAB|Deutsche Bank Securities Inc.|32941
NINE|NINE NRG SERVICE INC|DBAX|Deutsche Bank Securities Inc.|89900
NINE|NINE NRG SERVICE INC|DEGS|RONIN PROFESSIONAL LLC|2470
NINE|NINE NRG SERVICE INC|EBXL|EBX LLC|125200
NINE|NINE NRG SERVICE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1659
NINE|NINE NRG SERVICE INC|EDJO|Edward D. Jones & Co., L.P.|1110
NINE|NINE NRG SERVICE INC|EGAM|CBOE TRADING, INC.|4641
NINE|NINE NRG SERVICE INC|EGAW|CBOE TRADING, INC.|200
NINE|NINE NRG SERVICE INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
NINE|NINE NRG SERVICE INC|EGXM|CBOE TRADING, INC.|1300
NINE|NINE NRG SERVICE INC|EGXW|CBOE TRADING, INC.|100
NINE|NINE NRG SERVICE INC|ETBE|Electronic Transaction Clearing, Inc.|2248
NINE|NINE NRG SERVICE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
NINE|NINE NRG SERVICE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22201
NINE|NINE NRG SERVICE INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|266
NINE|NINE NRG SERVICE INC|ETRS|E*Trade Securities LLC|8251
NINE|NINE NRG SERVICE INC|FBSB|U.S. Bancorp Investments, Inc.|156
NINE|NINE NRG SERVICE INC|FFSI|Firstrade Securities Inc.|700
NINE|NINE NRG SERVICE INC|FILL|Tradestation Securities, Inc.|699
NINE|NINE NRG SERVICE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|492
NINE|NINE NRG SERVICE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29469
NINE|NINE NRG SERVICE INC|FTBR|Foliofn Investments, Inc.|1450
NINE|NINE NRG SERVICE INC|GLIS|TD Securities Inc|100
NINE|NINE NRG SERVICE INC|GLPX|ACS EXECUTION SERVICES, LLC|61623
NINE|NINE NRG SERVICE INC|GSCO|GOLDMAN SACHS & CO. LLC|126528
NINE|NINE NRG SERVICE INC|GSCS|GOLDMAN SACHS & CO. LLC|7734
NINE|NINE NRG SERVICE INC|GSLT|GOLDMAN SACHS & CO. LLC|1086
NINE|NINE NRG SERVICE INC|GTSZ|GTS SECURITIES LLC|49806
NINE|NINE NRG SERVICE INC|HRBF|American Enterprise Investment Services Inc.|17
NINE|NINE NRG SERVICE INC|IATS|INTERACTIVE BROKERS LLC|2992
NINE|NINE NRG SERVICE INC|IBKR|Interactive Brokers Llc|4793
NINE|NINE NRG SERVICE INC|ICBX|INSTINET, LLC|24667
NINE|NINE NRG SERVICE INC|IEQY|CITADEL SECURITIES LLC|7640
NINE|NINE NRG SERVICE INC|INCA|INSTINET, LLC|72260
NINE|NINE NRG SERVICE INC|INJX|INSTINET, LLC|281
NINE|NINE NRG SERVICE INC|ITGI|ITG Inc.|12625
NINE|NINE NRG SERVICE INC|ITGP|ITG INC.|92600
NINE|NINE NRG SERVICE INC|JEFF|JEFFERIES LLC|111623
NINE|NINE NRG SERVICE INC|JMPT|JUMP TRADING, LLC|4706
NINE|NINE NRG SERVICE INC|JONE|JonesTrading|3183
NINE|NINE NRG SERVICE INC|JPBX|J.P. MORGAN SECURITIES LLC|2188
NINE|NINE NRG SERVICE INC|JPMX|J.P. Morgan Securities LLC|92318
NINE|NINE NRG SERVICE INC|JSJX|JANE STREET CAPITAL LLC|2832
NINE|NINE NRG SERVICE INC|KCGM|VIRTU Americas LLC|12917
NINE|NINE NRG SERVICE INC|LEHM|Barclays Capital Inc./Le|159113
NINE|NINE NRG SERVICE INC|LIME|Lime Brokerage LLC|5157
NINE|NINE NRG SERVICE INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
NINE|NINE NRG SERVICE INC|LOOP|Loop Capital Markets LLC|100
NINE|NINE NRG SERVICE INC|LQNA|LIQUIDNET, INC.|95700
NINE|NINE NRG SERVICE INC|LSCI|Lek Securities Corporation|300
NINE|NINE NRG SERVICE INC|MCMF|Raymond James Ltd. Cds|1600
NINE|NINE NRG SERVICE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78548
NINE|NINE NRG SERVICE INC|MOTF|MOTIF INVESTING, INC.|9
NINE|NINE NRG SERVICE INC|MSCO|MORGAN STANLEY & CO. LLC|97269
NINE|NINE NRG SERVICE INC|MSPL|MORGAN STANLEY & CO. LLC|72800
NINE|NINE NRG SERVICE INC|MSTX|MORGAN STANLEY & CO. LLC|8000
NINE|NINE NRG SERVICE INC|NFSC|National Financial Services LLC|58248
NINE|NINE NRG SERVICE INC|NITE|VIRTU Americas LLC|146100
NINE|NINE NRG SERVICE INC|NQRB|Brut, LLC|1160
NINE|NINE NRG SERVICE INC|OPCO|Oppenheimer & Co. Inc.|175
NINE|NINE NRG SERVICE INC|PCPT|PHILLIP CAPITAL INC.|100
NINE|NINE NRG SERVICE INC|PDQM|CODA MARKETS, INC.|162199
NINE|NINE NRG SERVICE INC|PWJC|UBS Financial Services, Inc.|575
NINE|NINE NRG SERVICE INC|RBCM|RBC CAPITAL MARKETS, LLC|4751
NINE|NINE NRG SERVICE INC|SAGL|SAGETRADER, LLC|1662
NINE|NINE NRG SERVICE INC|SBSH|Citigroup Global Markets Inc.|4074
NINE|NINE NRG SERVICE INC|SGMT|GOLDMAN SACHS & CO. LLC|43132
NINE|NINE NRG SERVICE INC|SPDR|SPEEDROUTE LLC|18533
NINE|NINE NRG SERVICE INC|SPTD|MINT GLOBAL MARKETS, INC.|22486
NINE|NINE NRG SERVICE INC|STFL|Stifel, Nicolaus & Company, Incorporated|220
NINE|NINE NRG SERVICE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|280
NINE|NINE NRG SERVICE INC|SWIM|TD Ameritrade, Inc.|8121
NINE|NINE NRG SERVICE INC|TRBT|Tradebot Systems, Inc.|22812
NINE|NINE NRG SERVICE INC|TRCM|TRC MARKETS LLC|1668
NINE|NINE NRG SERVICE INC|UBSA|UBS SECURITIES LLC|193532
NINE|NINE NRG SERVICE INC|UBSS|UBS Securities LLC|119553
NINE|NINE NRG SERVICE INC|VALX|VIRTU AMERICAS LLC|2073
NINE|NINE NRG SERVICE INC|VGRD|Vanguard Marketing Corporation|3175
NINE|NINE NRG SERVICE INC|WCHV|WELLS FARGO SECURITIES, LLC|31699
NINE|NINE NRG SERVICE INC|WEDB|WEDBUSH SECURITIES INC.|329
NINE|NINE NRG SERVICE INC|WEED|Weeden & Co.L.P.|2010
NINE|NINE NRG SERVICE INC|XIST|INSTINET, LLC|2400
NINE|NINE NRG SERVICE INC|XPQR|Jump Trading|810
NINE|NINE NRG SERVICE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13200
NINE|NINE NRG SERVICE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|18450
NINE|NINE NRG SERVICE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|225
NIQ|NUVEEN INTERMEDIATE|APCC|Apex Clearing Corporation|2
NIQ|NUVEEN INTERMEDIATE|BTIG|BTIG, LLC|38
NIQ|NUVEEN INTERMEDIATE|CHAS|Charles Schwab & Co., Inc.|2
NIQ|NUVEEN INTERMEDIATE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NIQ|NUVEEN INTERMEDIATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6250
NIQ|NUVEEN INTERMEDIATE|CTDL|Citadel Derivatives Group Llc|95
NIQ|NUVEEN INTERMEDIATE|DADA|D.A. Davidson & Co.|1
NIQ|NUVEEN INTERMEDIATE|DBAX|Deutsche Bank Securities Inc.|1800
NIQ|NUVEEN INTERMEDIATE|DEAN|MORGAN STANLEY|6200
NIQ|NUVEEN INTERMEDIATE|DEGS|RONIN PROFESSIONAL LLC|100
NIQ|NUVEEN INTERMEDIATE|EBXL|EBX LLC|1500
NIQ|NUVEEN INTERMEDIATE|EDJO|Edward D. Jones & Co., L.P.|1333
NIQ|NUVEEN INTERMEDIATE|EGAM|CBOE TRADING, INC.|1
NIQ|NUVEEN INTERMEDIATE|ETRS|E*Trade Securities LLC|1463
NIQ|NUVEEN INTERMEDIATE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5958
NIQ|NUVEEN INTERMEDIATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7394
NIQ|NUVEEN INTERMEDIATE|GLPX|ACS EXECUTION SERVICES, LLC|255
NIQ|NUVEEN INTERMEDIATE|GSLT|GOLDMAN SACHS & CO. LLC|295
NIQ|NUVEEN INTERMEDIATE|HRBF|American Enterprise Investment Services Inc.|108
NIQ|NUVEEN INTERMEDIATE|IATS|INTERACTIVE BROKERS LLC|960
NIQ|NUVEEN INTERMEDIATE|IBKR|Interactive Brokers Llc|1782
NIQ|NUVEEN INTERMEDIATE|ICBX|INSTINET, LLC|100
NIQ|NUVEEN INTERMEDIATE|INCA|INSTINET, LLC|500
NIQ|NUVEEN INTERMEDIATE|INJX|INSTINET, LLC|100
NIQ|NUVEEN INTERMEDIATE|ITGP|ITG INC.|200
NIQ|NUVEEN INTERMEDIATE|JANY|Janney Montgomery Scott Inc.|3
NIQ|NUVEEN INTERMEDIATE|JEFF|JEFFERIES LLC|8810
NIQ|NUVEEN INTERMEDIATE|JPMX|J.P. Morgan Securities LLC|3400
NIQ|NUVEEN INTERMEDIATE|KCGM|VIRTU Americas LLC|1577
NIQ|NUVEEN INTERMEDIATE|LEHM|Barclays Capital Inc./Le|1000
NIQ|NUVEEN INTERMEDIATE|LIME|Lime Brokerage LLC|364
NIQ|NUVEEN INTERMEDIATE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
NIQ|NUVEEN INTERMEDIATE|MACC|Mid Atlantic Capital Corporation|250
NIQ|NUVEEN INTERMEDIATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
NIQ|NUVEEN INTERMEDIATE|MSCO|MORGAN STANLEY & CO. LLC|31585
NIQ|NUVEEN INTERMEDIATE|NFSC|National Financial Services LLC|24120
NIQ|NUVEEN INTERMEDIATE|NITE|VIRTU Americas LLC|40940
NIQ|NUVEEN INTERMEDIATE|NQRB|Brut, LLC|696
NIQ|NUVEEN INTERMEDIATE|OPCO|Oppenheimer & Co. Inc.|1502
NIQ|NUVEEN INTERMEDIATE|PDQM|CODA MARKETS, INC.|355
NIQ|NUVEEN INTERMEDIATE|PWJC|UBS Financial Services, Inc.|8264
NIQ|NUVEEN INTERMEDIATE|RBCM|RBC CAPITAL MARKETS, LLC|3614
NIQ|NUVEEN INTERMEDIATE|SGMT|GOLDMAN SACHS & CO. LLC|1800
NIQ|NUVEEN INTERMEDIATE|STFL|Stifel, Nicolaus & Company, Incorporated|13812
NIQ|NUVEEN INTERMEDIATE|SWST|Hilltop Securities Inc.|2098
NIQ|NUVEEN INTERMEDIATE|TRBT|Tradebot Systems, Inc.|1222
NIQ|NUVEEN INTERMEDIATE|UBSA|UBS SECURITIES LLC|7024
NIQ|NUVEEN INTERMEDIATE|UBSS|UBS Securities LLC|13743
NIQ|NUVEEN INTERMEDIATE|VGRD|Vanguard Marketing Corporation|2800
NIQ|NUVEEN INTERMEDIATE|WCHV|WELLS FARGO SECURITIES, LLC|21509
NIQ|NUVEEN INTERMEDIATE|WEDB|WEDBUSH SECURITIES INC.|1
NIQ|NUVEEN INTERMEDIATE|WEED|Weeden & Co.L.P.|14717
NIQ|NUVEEN INTERMEDIATE|XSTM|NATIONAL FINANCIAL SERVICES LLC|33868
NIQ|NUVEEN INTERMEDIATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|850
NITE|NIGHTSTAR THERAP ADS|ALTX|Alternet Securities Inc.|1000
NITE|NIGHTSTAR THERAP ADS|APCC|Apex Clearing Corporation|100
NITE|NIGHTSTAR THERAP ADS|AQUA|AQUA SECURITIES L.P.|3100
NITE|NIGHTSTAR THERAP ADS|BATM|CBOE TRADING, INC.|1198
NITE|NIGHTSTAR THERAP ADS|BMOC|BMO Capital Markets Corp.|8053
NITE|NIGHTSTAR THERAP ADS|BYXM|CBOE TRADING, INC.|542
NITE|NIGHTSTAR THERAP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8888
NITE|NIGHTSTAR THERAP ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7622
NITE|NIGHTSTAR THERAP ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6704
NITE|NIGHTSTAR THERAP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39497
NITE|NIGHTSTAR THERAP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
NITE|NIGHTSTAR THERAP ADS|DBAB|Deutsche Bank Securities Inc.|2075
NITE|NIGHTSTAR THERAP ADS|DBAX|Deutsche Bank Securities Inc.|20900
NITE|NIGHTSTAR THERAP ADS|DEAN|MORGAN STANLEY|650
NITE|NIGHTSTAR THERAP ADS|DEGS|RONIN PROFESSIONAL LLC|2252
NITE|NIGHTSTAR THERAP ADS|EBXL|EBX LLC|20100
NITE|NIGHTSTAR THERAP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|6070
NITE|NIGHTSTAR THERAP ADS|EDJO|Edward D. Jones & Co., L.P.|337
NITE|NIGHTSTAR THERAP ADS|EGXM|CBOE TRADING, INC.|47
NITE|NIGHTSTAR THERAP ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
NITE|NIGHTSTAR THERAP ADS|ETRS|E*Trade Securities LLC|20525
NITE|NIGHTSTAR THERAP ADS|FBCO|Credit Suisse Securities (USA) LLC|22837
NITE|NIGHTSTAR THERAP ADS|FMAF|NBCN Inc./ CDS|100
NITE|NIGHTSTAR THERAP ADS|FOMA|TD AMERITRADE CLEARING, INC.|24493
NITE|NIGHTSTAR THERAP ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
NITE|NIGHTSTAR THERAP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1702
NITE|NIGHTSTAR THERAP ADS|FTBR|Foliofn Investments, Inc.|75
NITE|NIGHTSTAR THERAP ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|250
NITE|NIGHTSTAR THERAP ADS|GLPX|ACS EXECUTION SERVICES, LLC|3581
NITE|NIGHTSTAR THERAP ADS|GSCO|GOLDMAN SACHS & CO. LLC|17555
NITE|NIGHTSTAR THERAP ADS|GSCS|GOLDMAN SACHS & CO. LLC|400
NITE|NIGHTSTAR THERAP ADS|GSLT|GOLDMAN SACHS & CO. LLC|400
NITE|NIGHTSTAR THERAP ADS|GTSZ|GTS SECURITIES LLC|24450
NITE|NIGHTSTAR THERAP ADS|HRBF|American Enterprise Investment Services Inc.|2800
NITE|NIGHTSTAR THERAP ADS|HSBC|HSBC Securities, Inc.|11140
NITE|NIGHTSTAR THERAP ADS|IATS|INTERACTIVE BROKERS LLC|5663
NITE|NIGHTSTAR THERAP ADS|IBKR|Interactive Brokers Llc|48775
NITE|NIGHTSTAR THERAP ADS|ICBX|INSTINET, LLC|14950
NITE|NIGHTSTAR THERAP ADS|INCA|INSTINET, LLC|25199
NITE|NIGHTSTAR THERAP ADS|INJX|INSTINET, LLC|3689
NITE|NIGHTSTAR THERAP ADS|ITGI|ITG Inc.|50376
NITE|NIGHTSTAR THERAP ADS|ITGP|ITG INC.|39400
NITE|NIGHTSTAR THERAP ADS|JPBX|J.P. MORGAN SECURITIES LLC|198
NITE|NIGHTSTAR THERAP ADS|JPMX|J.P. Morgan Securities LLC|27896
NITE|NIGHTSTAR THERAP ADS|KCGM|VIRTU Americas LLC|2328
NITE|NIGHTSTAR THERAP ADS|LEER|LEERINK PARTNERS LLC|22462
NITE|NIGHTSTAR THERAP ADS|LEHM|Barclays Capital Inc./Le|30526
NITE|NIGHTSTAR THERAP ADS|LIME|Lime Brokerage LLC|17927
NITE|NIGHTSTAR THERAP ADS|LQNA|LIQUIDNET, INC.|53400
NITE|NIGHTSTAR THERAP ADS|MAXM|Maxim Group LLC|17018
NITE|NIGHTSTAR THERAP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
NITE|NIGHTSTAR THERAP ADS|MOTF|MOTIF INVESTING, INC.|6
NITE|NIGHTSTAR THERAP ADS|MSCO|MORGAN STANLEY & CO. LLC|38480
NITE|NIGHTSTAR THERAP ADS|MSPL|MORGAN STANLEY & CO. LLC|21400
NITE|NIGHTSTAR THERAP ADS|NFSC|National Financial Services LLC|20096
NITE|NIGHTSTAR THERAP ADS|NITE|VIRTU Americas LLC|92287
NITE|NIGHTSTAR THERAP ADS|NQRB|Brut, LLC|200
NITE|NIGHTSTAR THERAP ADS|OPCO|Oppenheimer & Co. Inc.|1487
NITE|NIGHTSTAR THERAP ADS|PDQM|CODA MARKETS, INC.|5921
NITE|NIGHTSTAR THERAP ADS|SAGL|SAGETRADER, LLC|1100
NITE|NIGHTSTAR THERAP ADS|SBSH|Citigroup Global Markets Inc.|1246
NITE|NIGHTSTAR THERAP ADS|SGMT|GOLDMAN SACHS & CO. LLC|15759
NITE|NIGHTSTAR THERAP ADS|SPDR|SPEEDROUTE LLC|300
NITE|NIGHTSTAR THERAP ADS|SPTD|MINT GLOBAL MARKETS, INC.|604
NITE|NIGHTSTAR THERAP ADS|SWIM|TD Ameritrade, Inc.|38777
NITE|NIGHTSTAR THERAP ADS|SWST|Hilltop Securities Inc.|1400
NITE|NIGHTSTAR THERAP ADS|TKNG|ALLY INVEST SECURITIES LLC|51
NITE|NIGHTSTAR THERAP ADS|TRCM|TRC MARKETS LLC|391
NITE|NIGHTSTAR THERAP ADS|TWTT|TASTYWORKS, INC.|15
NITE|NIGHTSTAR THERAP ADS|UBSA|UBS SECURITIES LLC|77878
NITE|NIGHTSTAR THERAP ADS|UBSS|UBS Securities LLC|44906
NITE|NIGHTSTAR THERAP ADS|VALX|VIRTU AMERICAS LLC|487
NITE|NIGHTSTAR THERAP ADS|VGRD|Vanguard Marketing Corporation|2773
NITE|NIGHTSTAR THERAP ADS|VSIN|Vision Financial Markets Llc|1300
NITE|NIGHTSTAR THERAP ADS|WCHV|WELLS FARGO SECURITIES, LLC|3000
NITE|NIGHTSTAR THERAP ADS|WEDB|WEDBUSH SECURITIES INC.|750
NITE|NIGHTSTAR THERAP ADS|WORD|Worden Capital Management LLC|1300
NITE|NIGHTSTAR THERAP ADS|WSEA|WOLVERINE SECURITIES, LLC|150
NITE|NIGHTSTAR THERAP ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
NITE|NIGHTSTAR THERAP ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|101
NJR|N J RESOURCES CP|APCC|Apex Clearing Corporation|139
NJR|N J RESOURCES CP|BARD|Robert W. Baird & Co. Incorporated|401
NJR|N J RESOURCES CP|BATM|CBOE TRADING, INC.|1616
NJR|N J RESOURCES CP|BAYC|BAY CREST PARTNERS, LLC|160
NJR|N J RESOURCES CP|BERN|Sanford C. Bernstein & Co., LLC|2156
NJR|N J RESOURCES CP|BIDS|BIDS TRADING L.P.|500
NJR|N J RESOURCES CP|BKCM|BNY Mellon Capital Markets LLC|18138
NJR|N J RESOURCES CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3279
NJR|N J RESOURCES CP|BNPX|BNP PARIBAS SECURITIES CORP.|10955
NJR|N J RESOURCES CP|BRVL|BLAYLOCK VAN, LLC|2200
NJR|N J RESOURCES CP|BTIG|BTIG, LLC|1242
NJR|N J RESOURCES CP|BYXM|CBOE TRADING, INC.|200
NJR|N J RESOURCES CP|BZYD|GOLDMAN SACHS & CO. LLC|1647
NJR|N J RESOURCES CP|CANT|Cantor Fitzgerald & Co.|500
NJR|N J RESOURCES CP|CHAS|Charles Schwab & Co., Inc.|182
NJR|N J RESOURCES CP|CIST|Capital Institutional Services, Inc.|256
NJR|N J RESOURCES CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56064
NJR|N J RESOURCES CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|140
NJR|N J RESOURCES CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|814
NJR|N J RESOURCES CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137661
NJR|N J RESOURCES CP|CTDL|Citadel Derivatives Group Llc|4893
NJR|N J RESOURCES CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|43798
NJR|N J RESOURCES CP|DAVA|Davenport & Company LLC|48
NJR|N J RESOURCES CP|DBAB|Deutsche Bank Securities Inc.|35315
NJR|N J RESOURCES CP|DBAX|Deutsche Bank Securities Inc.|92400
NJR|N J RESOURCES CP|DCHF|Dart Executions, LLC|661
NJR|N J RESOURCES CP|DEAN|MORGAN STANLEY|11801
NJR|N J RESOURCES CP|DEGS|RONIN PROFESSIONAL LLC|779
NJR|N J RESOURCES CP|EBXL|EBX LLC|67600
NJR|N J RESOURCES CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
NJR|N J RESOURCES CP|EDJO|Edward D. Jones & Co., L.P.|2929
NJR|N J RESOURCES CP|EGAM|CBOE TRADING, INC.|3152
NJR|N J RESOURCES CP|EGAW|CBOE TRADING, INC.|90
NJR|N J RESOURCES CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
NJR|N J RESOURCES CP|EGXM|CBOE TRADING, INC.|100
NJR|N J RESOURCES CP|EGXW|CBOE TRADING, INC.|200
NJR|N J RESOURCES CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|215
NJR|N J RESOURCES CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3959
NJR|N J RESOURCES CP|ETRS|E*Trade Securities LLC|8688
NJR|N J RESOURCES CP|FBSB|U.S. Bancorp Investments, Inc.|69
NJR|N J RESOURCES CP|FILL|Tradestation Securities, Inc.|15709
NJR|N J RESOURCES CP|FMAF|NBCN Inc./ CDS|479
NJR|N J RESOURCES CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1545
NJR|N J RESOURCES CP|FQLS|Quantlab Securities LP|105621
NJR|N J RESOURCES CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27514
NJR|N J RESOURCES CP|FTBR|Foliofn Investments, Inc.|2312
NJR|N J RESOURCES CP|GLPX|ACS EXECUTION SERVICES, LLC|410
NJR|N J RESOURCES CP|GSCO|GOLDMAN SACHS & CO. LLC|290359
NJR|N J RESOURCES CP|GSCS|GOLDMAN SACHS & CO. LLC|314
NJR|N J RESOURCES CP|GSLT|GOLDMAN SACHS & CO. LLC|547
NJR|N J RESOURCES CP|GTSZ|GTS SECURITIES LLC|57646
NJR|N J RESOURCES CP|HRBF|American Enterprise Investment Services Inc.|2167
NJR|N J RESOURCES CP|HSBC|HSBC Securities, Inc.|240
NJR|N J RESOURCES CP|IATS|INTERACTIVE BROKERS LLC|1058
NJR|N J RESOURCES CP|IBKR|Interactive Brokers Llc|10145
NJR|N J RESOURCES CP|ICBX|INSTINET, LLC|19400
NJR|N J RESOURCES CP|IEQY|CITADEL SECURITIES LLC|15537
NJR|N J RESOURCES CP|INCA|INSTINET, LLC|43626
NJR|N J RESOURCES CP|INJX|INSTINET, LLC|42654
NJR|N J RESOURCES CP|ITGI|ITG Inc.|17905
NJR|N J RESOURCES CP|ITGP|ITG INC.|206600
NJR|N J RESOURCES CP|JANY|Janney Montgomery Scott Inc.|577
NJR|N J RESOURCES CP|JEFF|JEFFERIES LLC|121740
NJR|N J RESOURCES CP|JMPT|JUMP TRADING, LLC|7918
NJR|N J RESOURCES CP|JPBX|J.P. MORGAN SECURITIES LLC|50444
NJR|N J RESOURCES CP|JPMX|J.P. Morgan Securities LLC|321987
NJR|N J RESOURCES CP|JSJX|JANE STREET CAPITAL LLC|9343
NJR|N J RESOURCES CP|KCGM|VIRTU Americas LLC|24263
NJR|N J RESOURCES CP|LEHM|Barclays Capital Inc./Le|246030
NJR|N J RESOURCES CP|LIME|Lime Brokerage LLC|19184
NJR|N J RESOURCES CP|LQNA|LIQUIDNET, INC.|10500
NJR|N J RESOURCES CP|LSCI|Lek Securities Corporation|333
NJR|N J RESOURCES CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113732
NJR|N J RESOURCES CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3070
NJR|N J RESOURCES CP|MSCO|MORGAN STANLEY & CO. LLC|277650
NJR|N J RESOURCES CP|MSPL|MORGAN STANLEY & CO. LLC|162000
NJR|N J RESOURCES CP|MSTX|MORGAN STANLEY & CO. LLC|63800
NJR|N J RESOURCES CP|NFSC|National Financial Services LLC|70081
NJR|N J RESOURCES CP|NITE|VIRTU Americas LLC|142403
NJR|N J RESOURCES CP|NITP|VIRTU Americas LLC|611
NJR|N J RESOURCES CP|NQRB|Brut, LLC|200
NJR|N J RESOURCES CP|NTRC|Northern Trust Securities, Inc.|1842
NJR|N J RESOURCES CP|OPCO|Oppenheimer & Co. Inc.|447
NJR|N J RESOURCES CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|9568
NJR|N J RESOURCES CP|PDQM|CODA MARKETS, INC.|14425
NJR|N J RESOURCES CP|PWJC|UBS Financial Services, Inc.|2959
NJR|N J RESOURCES CP|QMSR|QUATTRO M SECURITIES INC.|486
NJR|N J RESOURCES CP|RBCM|RBC CAPITAL MARKETS, LLC|1599
NJR|N J RESOURCES CP|SAGW|SAGETRADER, LLC|68
NJR|N J RESOURCES CP|SBSH|Citigroup Global Markets Inc.|41581
NJR|N J RESOURCES CP|SGMT|GOLDMAN SACHS & CO. LLC|57004
NJR|N J RESOURCES CP|SPDR|SPEEDROUTE LLC|4568
NJR|N J RESOURCES CP|SPHN|Stephens Inc.|4
NJR|N J RESOURCES CP|STFL|Stifel, Nicolaus & Company, Incorporated|2082
NJR|N J RESOURCES CP|STKP|STOCKPILE INVESTMENTS, INC.|12
NJR|N J RESOURCES CP|STXG|Stockcross Financial Services, Inc.|100
NJR|N J RESOURCES CP|SWIM|TD Ameritrade, Inc.|1610
NJR|N J RESOURCES CP|TKNG|ALLY INVEST SECURITIES LLC|121
NJR|N J RESOURCES CP|TRBT|Tradebot Systems, Inc.|3834
NJR|N J RESOURCES CP|TRCM|TRC MARKETS LLC|47374
NJR|N J RESOURCES CP|UBSA|UBS SECURITIES LLC|450993
NJR|N J RESOURCES CP|UBSS|UBS Securities LLC|355803
NJR|N J RESOURCES CP|VALX|VIRTU AMERICAS LLC|36134
NJR|N J RESOURCES CP|VGRD|Vanguard Marketing Corporation|2890
NJR|N J RESOURCES CP|WBPX|SUMMIT SECURITIES GROUP, LLC|401
NJR|N J RESOURCES CP|WCHV|WELLS FARGO SECURITIES, LLC|166220
NJR|N J RESOURCES CP|WDNX|WEEDEN & CO.L.P.|3786
NJR|N J RESOURCES CP|WEDB|WEDBUSH SECURITIES INC.|509
NJR|N J RESOURCES CP|WEED|Weeden & Co.L.P.|3519
NJR|N J RESOURCES CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8433
NJR|N J RESOURCES CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4376
NJR|N J RESOURCES CP|WGIF|CIBC World Markets Inc.|22
NJR|N J RESOURCES CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|395
NJR|N J RESOURCES CP|WSEA|WOLVERINE SECURITIES, LLC|5738
NJR|N J RESOURCES CP|XIST|INSTINET, LLC|45400
NJR|N J RESOURCES CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
NJR|N J RESOURCES CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4527
NJV|NUVEEN NEW JERSEY|BATM|CBOE TRADING, INC.|100
NJV|NUVEEN NEW JERSEY|BTIG|BTIG, LLC|120
NJV|NUVEEN NEW JERSEY|CANT|Cantor Fitzgerald & Co.|346
NJV|NUVEEN NEW JERSEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|703
NJV|NUVEEN NEW JERSEY|DBAX|Deutsche Bank Securities Inc.|600
NJV|NUVEEN NEW JERSEY|DEAN|MORGAN STANLEY|7
NJV|NUVEEN NEW JERSEY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|269
NJV|NUVEEN NEW JERSEY|EBXL|EBX LLC|100
NJV|NUVEEN NEW JERSEY|EDJO|Edward D. Jones & Co., L.P.|6304
NJV|NUVEEN NEW JERSEY|EGAM|CBOE TRADING, INC.|100
NJV|NUVEEN NEW JERSEY|EGXM|CBOE TRADING, INC.|100
NJV|NUVEEN NEW JERSEY|ETRS|E*Trade Securities LLC|2
NJV|NUVEEN NEW JERSEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1038
NJV|NUVEEN NEW JERSEY|FTBR|Foliofn Investments, Inc.|233
NJV|NUVEEN NEW JERSEY|GSCO|GOLDMAN SACHS & CO. LLC|118
NJV|NUVEEN NEW JERSEY|IATS|INTERACTIVE BROKERS LLC|261
NJV|NUVEEN NEW JERSEY|IBKR|Interactive Brokers Llc|3430
NJV|NUVEEN NEW JERSEY|ICBX|INSTINET, LLC|200
NJV|NUVEEN NEW JERSEY|INCA|INSTINET, LLC|103
NJV|NUVEEN NEW JERSEY|JANY|Janney Montgomery Scott Inc.|125
NJV|NUVEEN NEW JERSEY|JONE|JonesTrading|900
NJV|NUVEEN NEW JERSEY|LEHM|Barclays Capital Inc./Le|400
NJV|NUVEEN NEW JERSEY|LIME|Lime Brokerage LLC|100
NJV|NUVEEN NEW JERSEY|MSCO|MORGAN STANLEY & CO. LLC|10560
NJV|NUVEEN NEW JERSEY|MSPL|MORGAN STANLEY & CO. LLC|1000
NJV|NUVEEN NEW JERSEY|NFSC|National Financial Services LLC|2855
NJV|NUVEEN NEW JERSEY|NITE|VIRTU Americas LLC|7547
NJV|NUVEEN NEW JERSEY|NQRB|Brut, LLC|7
NJV|NUVEEN NEW JERSEY|OPCO|Oppenheimer & Co. Inc.|1250
NJV|NUVEEN NEW JERSEY|PWJC|UBS Financial Services, Inc.|1107
NJV|NUVEEN NEW JERSEY|RBCM|RBC CAPITAL MARKETS, LLC|3
NJV|NUVEEN NEW JERSEY|SBSH|Citigroup Global Markets Inc.|395
NJV|NUVEEN NEW JERSEY|STFL|Stifel, Nicolaus & Company, Incorporated|89
NJV|NUVEEN NEW JERSEY|SWIM|TD Ameritrade, Inc.|100
NJV|NUVEEN NEW JERSEY|SWST|Hilltop Securities Inc.|992
NJV|NUVEEN NEW JERSEY|UBSA|UBS SECURITIES LLC|1050
NJV|NUVEEN NEW JERSEY|UBSS|UBS Securities LLC|5481
NJV|NUVEEN NEW JERSEY|VGRD|Vanguard Marketing Corporation|111
NJV|NUVEEN NEW JERSEY|WCHV|WELLS FARGO SECURITIES, LLC|19694
NJV|NUVEEN NEW JERSEY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1466
NJV|NUVEEN NEW JERSEY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1154
NK|NANTKWEST INC CS|ALTX|Alternet Securities Inc.|700
NK|NANTKWEST INC CS|ANDG|Andrew Garrett Inc.|58315
NK|NANTKWEST INC CS|APCC|Apex Clearing Corporation|144
NK|NANTKWEST INC CS|BARD|Robert W. Baird & Co. Incorporated|1000
NK|NANTKWEST INC CS|BATM|CBOE TRADING, INC.|717
NK|NANTKWEST INC CS|BERN|Sanford C. Bernstein & Co., LLC|1909
NK|NANTKWEST INC CS|BIDS|BIDS TRADING L.P.|8700
NK|NANTKWEST INC CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1807
NK|NANTKWEST INC CS|BMOC|BMO Capital Markets Corp.|4667
NK|NANTKWEST INC CS|BNPX|BNP PARIBAS SECURITIES CORP.|4491
NK|NANTKWEST INC CS|BTIG|BTIG, LLC|190606
NK|NANTKWEST INC CS|CHAS|Charles Schwab & Co., Inc.|8000
NK|NANTKWEST INC CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|722
NK|NANTKWEST INC CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|435
NK|NANTKWEST INC CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50467
NK|NANTKWEST INC CS|CTDL|Citadel Derivatives Group Llc|13367
NK|NANTKWEST INC CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7524
NK|NANTKWEST INC CS|DBAB|Deutsche Bank Securities Inc.|128725
NK|NANTKWEST INC CS|DBAX|Deutsche Bank Securities Inc.|72900
NK|NANTKWEST INC CS|DEAN|MORGAN STANLEY|1374
NK|NANTKWEST INC CS|DEGS|RONIN PROFESSIONAL LLC|32436
NK|NANTKWEST INC CS|EBXL|EBX LLC|27900
NK|NANTKWEST INC CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|261
NK|NANTKWEST INC CS|EDJC|Edward Jones / CDS|481
NK|NANTKWEST INC CS|EDJO|Edward D. Jones & Co., L.P.|600
NK|NANTKWEST INC CS|EGAM|CBOE TRADING, INC.|2355
NK|NANTKWEST INC CS|EGXM|CBOE TRADING, INC.|600
NK|NANTKWEST INC CS|ETBE|Electronic Transaction Clearing, Inc.|1100
NK|NANTKWEST INC CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4760
NK|NANTKWEST INC CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1552
NK|NANTKWEST INC CS|ETRS|E*Trade Securities LLC|168224
NK|NANTKWEST INC CS|FBCO|Credit Suisse Securities (USA) LLC|57150
NK|NANTKWEST INC CS|FBSB|U.S. Bancorp Investments, Inc.|1250
NK|NANTKWEST INC CS|FILL|Tradestation Securities, Inc.|1000
NK|NANTKWEST INC CS|FOMA|TD AMERITRADE CLEARING, INC.|490807
NK|NANTKWEST INC CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1796
NK|NANTKWEST INC CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29129
NK|NANTKWEST INC CS|FTBR|Foliofn Investments, Inc.|49
NK|NANTKWEST INC CS|GEBB|GLOBAL EXECUTION BROKERS, LP|11758
NK|NANTKWEST INC CS|GLPX|ACS EXECUTION SERVICES, LLC|1361
NK|NANTKWEST INC CS|GSCO|GOLDMAN SACHS & CO. LLC|326940
NK|NANTKWEST INC CS|GSCS|GOLDMAN SACHS & CO. LLC|37745
NK|NANTKWEST INC CS|GSLT|GOLDMAN SACHS & CO. LLC|183
NK|NANTKWEST INC CS|GTSZ|GTS SECURITIES LLC|6452
NK|NANTKWEST INC CS|HAPX|HAP Trading, LLC|763
NK|NANTKWEST INC CS|HRBF|American Enterprise Investment Services Inc.|8452
NK|NANTKWEST INC CS|IATS|INTERACTIVE BROKERS LLC|1300
NK|NANTKWEST INC CS|IBKR|Interactive Brokers Llc|59690
NK|NANTKWEST INC CS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|42
NK|NANTKWEST INC CS|ICBX|INSTINET, LLC|30407
NK|NANTKWEST INC CS|IEQY|CITADEL SECURITIES LLC|18026
NK|NANTKWEST INC CS|INCA|INSTINET, LLC|123736
NK|NANTKWEST INC CS|INJX|INSTINET, LLC|271594
NK|NANTKWEST INC CS|ITGI|ITG Inc.|268786
NK|NANTKWEST INC CS|ITGP|ITG INC.|126200
NK|NANTKWEST INC CS|JEFF|JEFFERIES LLC|240660
NK|NANTKWEST INC CS|JHDR|J.H. Darbie & Co., Inc.|6121
NK|NANTKWEST INC CS|JMPT|JUMP TRADING, LLC|5113
NK|NANTKWEST INC CS|JPMX|J.P. Morgan Securities LLC|56318
NK|NANTKWEST INC CS|JSJX|JANE STREET CAPITAL LLC|608
NK|NANTKWEST INC CS|KCGM|VIRTU Americas LLC|32908
NK|NANTKWEST INC CS|LEHM|Barclays Capital Inc./Le|221402
NK|NANTKWEST INC CS|LIME|Lime Brokerage LLC|174310
NK|NANTKWEST INC CS|LMGP|LIME BROKERAGE LLC|4698
NK|NANTKWEST INC CS|LQNB|LIQUIDNET, INC.|8700
NK|NANTKWEST INC CS|MAXM|Maxim Group LLC|3045
NK|NANTKWEST INC CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27557
NK|NANTKWEST INC CS|MSCO|MORGAN STANLEY & CO. LLC|603093
NK|NANTKWEST INC CS|MSPL|MORGAN STANLEY & CO. LLC|51900
NK|NANTKWEST INC CS|MSTX|MORGAN STANLEY & CO. LLC|28900
NK|NANTKWEST INC CS|NFSC|National Financial Services LLC|319978
NK|NANTKWEST INC CS|NITE|VIRTU Americas LLC|566696
NK|NANTKWEST INC CS|NITP|VIRTU Americas LLC|9800
NK|NANTKWEST INC CS|NQRB|Brut, LLC|18342
NK|NANTKWEST INC CS|OPCO|Oppenheimer & Co. Inc.|9402
NK|NANTKWEST INC CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2820
NK|NANTKWEST INC CS|PCPT|PHILLIP CAPITAL INC.|3900
NK|NANTKWEST INC CS|PDQM|CODA MARKETS, INC.|4892
NK|NANTKWEST INC CS|PWJC|UBS Financial Services, Inc.|54233
NK|NANTKWEST INC CS|RAJA|Raymond James & Associates, Inc.|4684
NK|NANTKWEST INC CS|RBCM|RBC CAPITAL MARKETS, LLC|18540
NK|NANTKWEST INC CS|SAGL|SAGETRADER, LLC|200
NK|NANTKWEST INC CS|SBSH|Citigroup Global Markets Inc.|38227
NK|NANTKWEST INC CS|SGMT|GOLDMAN SACHS & CO. LLC|48945
NK|NANTKWEST INC CS|SPDR|SPEEDROUTE LLC|8654
NK|NANTKWEST INC CS|STFL|Stifel, Nicolaus & Company, Incorporated|402
NK|NANTKWEST INC CS|SWIM|TD Ameritrade, Inc.|59949
NK|NANTKWEST INC CS|SWST|Hilltop Securities Inc.|77
NK|NANTKWEST INC CS|TKNG|ALLY INVEST SECURITIES LLC|1000
NK|NANTKWEST INC CS|TRBT|Tradebot Systems, Inc.|55781
NK|NANTKWEST INC CS|TRCM|TRC MARKETS LLC|200
NK|NANTKWEST INC CS|TWTT|TASTYWORKS, INC.|84
NK|NANTKWEST INC CS|UBSA|UBS SECURITIES LLC|168759
NK|NANTKWEST INC CS|UBSS|UBS Securities LLC|768551
NK|NANTKWEST INC CS|VALX|VIRTU AMERICAS LLC|2493
NK|NANTKWEST INC CS|VGRD|Vanguard Marketing Corporation|23094
NK|NANTKWEST INC CS|WCHV|WELLS FARGO SECURITIES, LLC|40833
NK|NANTKWEST INC CS|WEED|Weeden & Co.L.P.|210660
NK|NANTKWEST INC CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1001
NK|NANTKWEST INC CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2449
NK|NANTKWEST INC CS|WSEA|WOLVERINE SECURITIES, LLC|4650
NK|NANTKWEST INC CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|48800
NK|NANTKWEST INC CS|YKNA|COMHAR CAPITAL MARKETS, LLC|2400
NK|NANTKWEST INC CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
NKE|NIKE INC CL B|ABLE|NATIXIS Securities Americas LLC|199845
NKE|NIKE INC CL B|ACAD|ACADEMY SECURITIES, INC.|5400
NKE|NIKE INC CL B|ADAM|CANACCORD GENUITY INC.|3200
NKE|NIKE INC CL B|AGIS|Aegis Capital Corp.|2091
NKE|NIKE INC CL B|ALLN|Allen & Company LLC|2448
NKE|NIKE INC CL B|ALTX|Alternet Securities Inc.|84279
NKE|NIKE INC CL B|ANOS|ABEL/NOSER, L.L.C.|229
NKE|NIKE INC CL B|APCC|Apex Clearing Corporation|99669
NKE|NIKE INC CL B|BALE|M&T SECURITIES, INC.|2274
NKE|NIKE INC CL B|BANK|Primevest Financial Services, Inc.|723
NKE|NIKE INC CL B|BARD|Robert W. Baird & Co. Incorporated|31582
NKE|NIKE INC CL B|BATM|CBOE TRADING, INC.|40082
NKE|NIKE INC CL B|BAYC|BAY CREST PARTNERS, LLC|2338
NKE|NIKE INC CL B|BAYT|BTIG, LLC|2400
NKE|NIKE INC CL B|BBNT|BB&T SECURITIES, LLC|5941
NKE|NIKE INC CL B|BERN|Sanford C. Bernstein & Co., LLC|552681
NKE|NIKE INC CL B|BIAD|SAGETRADER, LLC|1066
NKE|NIKE INC CL B|BIDS|BIDS TRADING L.P.|1800
NKE|NIKE INC CL B|BIMI|Banca IMI Securities Corp.|10574
NKE|NIKE INC CL B|BKCM|BNY Mellon Capital Markets LLC|2101
NKE|NIKE INC CL B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|99720
NKE|NIKE INC CL B|BLKX|INSTINET, LLC|350844
NKE|NIKE INC CL B|BNPX|BNP PARIBAS SECURITIES CORP.|782183
NKE|NIKE INC CL B|BTIG|BTIG, LLC|79609
NKE|NIKE INC CL B|BYXM|CBOE TRADING, INC.|6697
NKE|NIKE INC CL B|BZYD|GOLDMAN SACHS & CO. LLC|500
NKE|NIKE INC CL B|CANT|Cantor Fitzgerald & Co.|15388
NKE|NIKE INC CL B|CBLC|CITIGROUP GLOBAL MARKETS INC.|211464
NKE|NIKE INC CL B|CBRA|Cobra Trading, Inc.|300
NKE|NIKE INC CL B|CHAS|Charles Schwab & Co., Inc.|19860
NKE|NIKE INC CL B|CIBP|CIBC World Markets Corp.|414663
NKE|NIKE INC CL B|CICF|Canaccord Genuity Corp.|576
NKE|NIKE INC CL B|CIST|Capital Institutional Services, Inc.|18277
NKE|NIKE INC CL B|CLSA|CLSA AMERICAS, LLC|6146
NKE|NIKE INC CL B|COWR|Cowen and Company, LLC|23894
NKE|NIKE INC CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|487916
NKE|NIKE INC CL B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|75151
NKE|NIKE INC CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24185
NKE|NIKE INC CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2282411
NKE|NIKE INC CL B|CTDL|Citadel Derivatives Group Llc|67265
NKE|NIKE INC CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|350332
NKE|NIKE INC CL B|DADA|D.A. Davidson & Co.|1943
NKE|NIKE INC CL B|DAVA|Davenport & Company LLC|19421
NKE|NIKE INC CL B|DAWA|Daiwa Capital Markets America Inc.|200
NKE|NIKE INC CL B|DBAB|Deutsche Bank Securities Inc.|2043769
NKE|NIKE INC CL B|DBAX|Deutsche Bank Securities Inc.|1547100
NKE|NIKE INC CL B|DCHF|Dart Executions, LLC|20171
NKE|NIKE INC CL B|DEAN|MORGAN STANLEY|83128
NKE|NIKE INC CL B|DEGS|RONIN PROFESSIONAL LLC|2100
NKE|NIKE INC CL B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5805
NKE|NIKE INC CL B|DREX|Drexel Hamilton, LLC|3545
NKE|NIKE INC CL B|DRWK|DRW SECURITIES, L.L.C.|32773
NKE|NIKE INC CL B|EBXL|EBX LLC|1226000
NKE|NIKE INC CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|144193
NKE|NIKE INC CL B|EDJC|Edward Jones / CDS|676
NKE|NIKE INC CL B|EDJO|Edward D. Jones & Co., L.P.|28977
NKE|NIKE INC CL B|EGAM|CBOE TRADING, INC.|99693
NKE|NIKE INC CL B|EGAW|CBOE TRADING, INC.|1739
NKE|NIKE INC CL B|EGMT|EG MARKET TECHNOLOGIES LLC|300
NKE|NIKE INC CL B|EGXM|CBOE TRADING, INC.|53941
NKE|NIKE INC CL B|EGXW|CBOE TRADING, INC.|1133
NKE|NIKE INC CL B|ESPO|ESPOSITO SECURITIES, LLC|236
NKE|NIKE INC CL B|ETBE|Electronic Transaction Clearing, Inc.|183409
NKE|NIKE INC CL B|ETCB|ETC BROKERAGE SERVICES, LLC|40
NKE|NIKE INC CL B|ETCC|Electronic Transaction Clearing, Inc.|1588
NKE|NIKE INC CL B|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|694
NKE|NIKE INC CL B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56661
NKE|NIKE INC CL B|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1471
NKE|NIKE INC CL B|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|356260
NKE|NIKE INC CL B|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|10220
NKE|NIKE INC CL B|ETRS|E*Trade Securities LLC|2035443
NKE|NIKE INC CL B|EVRS|E1 ASSET MANAGEMENT, INC.|1639
NKE|NIKE INC CL B|FFSI|Firstrade Securities Inc.|400
NKE|NIKE INC CL B|FIDT|Fidelity Clearing Canada ULC./ CDS|85
NKE|NIKE INC CL B|FILL|Tradestation Securities, Inc.|286626
NKE|NIKE INC CL B|FINX|FINTECH SECURITIES|7208
NKE|NIKE INC CL B|FMAF|NBCN Inc./ CDS|17744
NKE|NIKE INC CL B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18286
NKE|NIKE INC CL B|FQLS|Quantlab Securities LP|1648710
NKE|NIKE INC CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|422580
NKE|NIKE INC CL B|FTBR|Foliofn Investments, Inc.|11002
NKE|NIKE INC CL B|GBMT|GBM International, Inc.|7481
NKE|NIKE INC CL B|GEBB|GLOBAL EXECUTION BROKERS, LP|94718
NKE|NIKE INC CL B|GLIS|TD Securities Inc|1990
NKE|NIKE INC CL B|GLPX|ACS EXECUTION SERVICES, LLC|275275
NKE|NIKE INC CL B|GSCO|GOLDMAN SACHS & CO. LLC|6776604
NKE|NIKE INC CL B|GSCS|GOLDMAN SACHS & CO. LLC|71320
NKE|NIKE INC CL B|GSLT|GOLDMAN SACHS & CO. LLC|61232
NKE|NIKE INC CL B|GTSZ|GTS SECURITIES LLC|707089
NKE|NIKE INC CL B|HAPX|HAP Trading, LLC|4854
NKE|NIKE INC CL B|HASF|Haywood Securities Inc./CDS|1200
NKE|NIKE INC CL B|HCTA|Hardcastle Trading USA LLC|187729
NKE|NIKE INC CL B|HRBF|American Enterprise Investment Services Inc.|39897
NKE|NIKE INC CL B|HSBC|HSBC Securities, Inc.|166658
NKE|NIKE INC CL B|IATS|INTERACTIVE BROKERS LLC|172954
NKE|NIKE INC CL B|IBKR|Interactive Brokers Llc|512318
NKE|NIKE INC CL B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7132
NKE|NIKE INC CL B|ICBX|INSTINET, LLC|356628
NKE|NIKE INC CL B|IEQY|CITADEL SECURITIES LLC|462068
NKE|NIKE INC CL B|INCA|INSTINET, LLC|1540695
NKE|NIKE INC CL B|INJX|INSTINET, LLC|31276
NKE|NIKE INC CL B|ITGI|ITG Inc.|388199
NKE|NIKE INC CL B|ITGP|ITG INC.|724200
NKE|NIKE INC CL B|JANY|Janney Montgomery Scott Inc.|18917
NKE|NIKE INC CL B|JEFF|JEFFERIES LLC|666937
NKE|NIKE INC CL B|JMPT|JUMP TRADING, LLC|468990
NKE|NIKE INC CL B|JONE|JonesTrading|15319
NKE|NIKE INC CL B|JPBX|J.P. MORGAN SECURITIES LLC|1147596
NKE|NIKE INC CL B|JPMX|J.P. Morgan Securities LLC|1402513
NKE|NIKE INC CL B|JSCL|JOSEPH STONE CAPITAL L.L.C.|300
NKE|NIKE INC CL B|JSEB|JANE STREET EXECUTION SERVICES, LLC|37256
NKE|NIKE INC CL B|JSJX|JANE STREET CAPITAL LLC|360203
NKE|NIKE INC CL B|JUTA|JUMP TRADING, LLC|400
NKE|NIKE INC CL B|KCGM|VIRTU Americas LLC|239877
NKE|NIKE INC CL B|LEHM|Barclays Capital Inc./Le|4599420
NKE|NIKE INC CL B|LGNT|COR CLEARING LLC|1
NKE|NIKE INC CL B|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1340
NKE|NIKE INC CL B|LIME|Lime Brokerage LLC|149147
NKE|NIKE INC CL B|LIWD|LIME BROKERAGE LLC|1113
NKE|NIKE INC CL B|LIWK|LIME BROKERAGE LLC|9
NKE|NIKE INC CL B|LMNX|LUMINEX TRADING & ANALYTICS LLC|409022
NKE|NIKE INC CL B|LOOP|Loop Capital Markets LLC|5435
NKE|NIKE INC CL B|LQNA|LIQUIDNET, INC.|117500
NKE|NIKE INC CL B|LSCI|Lek Securities Corporation|71266
NKE|NIKE INC CL B|LTCO|Ladenburg, Thalmann & Co., Inc.|3000
NKE|NIKE INC CL B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4326
NKE|NIKE INC CL B|MACC|Mid Atlantic Capital Corporation|14969
NKE|NIKE INC CL B|MACQ|Macquarie Capital (USA) Inc.|3179
NKE|NIKE INC CL B|MAVB|Great Point Capital LLC|600
NKE|NIKE INC CL B|MAXM|Maxim Group LLC|27900
NKE|NIKE INC CL B|MBTS|ALLY INVEST SECURITIES LLC|7586
NKE|NIKE INC CL B|MCMF|Raymond James Ltd. Cds|1991
NKE|NIKE INC CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1112642
NKE|NIKE INC CL B|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4383
NKE|NIKE INC CL B|MOTF|MOTIF INVESTING, INC.|183
NKE|NIKE INC CL B|MPSG|E D & F Man Capital Markets Inc.|1780
NKE|NIKE INC CL B|MRBA|IBN FINANCIAL SERVICES, INC.|4
NKE|NIKE INC CL B|MSCO|MORGAN STANLEY & CO. LLC|7629795
NKE|NIKE INC CL B|MSPL|MORGAN STANLEY & CO. LLC|1467200
NKE|NIKE INC CL B|MSTX|MORGAN STANLEY & CO. LLC|1437300
NKE|NIKE INC CL B|MULL|MARK J. MULLER EQUITIES, INC.|875
NKE|NIKE INC CL B|MZHO|Mizuho Securities USA LLC|56337
NKE|NIKE INC CL B|NATL|National Securities Corporation|956
NKE|NIKE INC CL B|NBCS|NBC Securities, INC.|921
NKE|NIKE INC CL B|NEUB|NEUBERGER BERMAN BD LLC|6185
NKE|NIKE INC CL B|NFSC|National Financial Services LLC|1592596
NKE|NIKE INC CL B|NITE|VIRTU Americas LLC|5101582
NKE|NIKE INC CL B|NITP|VIRTU Americas LLC|4019
NKE|NIKE INC CL B|NMRA|Nomura Securities International, Inc.|300
NKE|NIKE INC CL B|NQRB|Brut, LLC|100403
NKE|NIKE INC CL B|NTBF|BMO Nesbitt Burns Inc./CDS|14670
NKE|NIKE INC CL B|NTRC|Northern Trust Securities, Inc.|15899
NKE|NIKE INC CL B|OHOS|TWO SIGMA SECURITIES, LLC|378715
NKE|NIKE INC CL B|OPCO|Oppenheimer & Co. Inc.|80635
NKE|NIKE INC CL B|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NKE|NIKE INC CL B|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4675
NKE|NIKE INC CL B|PCPT|PHILLIP CAPITAL INC.|1080
NKE|NIKE INC CL B|PDQM|CODA MARKETS, INC.|495622
NKE|NIKE INC CL B|PHLY|NASDAQ Execution Services, LLC|38400
NKE|NIKE INC CL B|PICT|Pictet Overseas Inc.|1982
NKE|NIKE INC CL B|PIPR|Piper Jaffray & Co.|9030
NKE|NIKE INC CL B|PNSR|Penserra Securities, LLC|12300
NKE|NIKE INC CL B|POIN|PRECISION SECURITIES, LLC (POIN)|200
NKE|NIKE INC CL B|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|12533
NKE|NIKE INC CL B|PWJC|UBS Financial Services, Inc.|51700
NKE|NIKE INC CL B|QMSR|QUATTRO M SECURITIES INC.|21082
NKE|NIKE INC CL B|RBCM|RBC CAPITAL MARKETS, LLC|190742
NKE|NIKE INC CL B|RGLD|Regal Securities, Inc|1000
NKE|NIKE INC CL B|RHCO|Suntrust Robinson Humphrey, Inc.|24688
NKE|NIKE INC CL B|ROTH|Roth Capital Partners, LLC|14117
NKE|NIKE INC CL B|SAGL|SAGETRADER, LLC|33158
NKE|NIKE INC CL B|SAGW|SAGETRADER, LLC|1211
NKE|NIKE INC CL B|SALI|INTL FCSTONE FINANCIAL INC.|3138
NKE|NIKE INC CL B|SBRX|MURIEL SIEBERT & CO INC|230
NKE|NIKE INC CL B|SBSH|Citigroup Global Markets Inc.|4860601
NKE|NIKE INC CL B|SCMC|Scotia Capital Markets (USA) Inc.|65300
NKE|NIKE INC CL B|SEIC|SEI Investments Distribution Co.|14159
NKE|NIKE INC CL B|SGMT|GOLDMAN SACHS & CO. LLC|1052214
NKE|NIKE INC CL B|SHMR|ABN Amro Clearing LLC|466
NKE|NIKE INC CL B|SIBO|Prime Executions, Inc.|300
NKE|NIKE INC CL B|SJLS|TRADE INFORMATICS LLC|10400
NKE|NIKE INC CL B|SOGO|Wang Investment Associates, Inc.|2650
NKE|NIKE INC CL B|SPDR|SPEEDROUTE LLC|218969
NKE|NIKE INC CL B|SPHN|Stephens Inc.|12113
NKE|NIKE INC CL B|SPNT|SEVEN POINTS CAPITAL, LLC|100
NKE|NIKE INC CL B|SPTD|MINT GLOBAL MARKETS, INC.|1600
NKE|NIKE INC CL B|STFL|Stifel, Nicolaus & Company, Incorporated|88716
NKE|NIKE INC CL B|STKP|STOCKPILE INVESTMENTS, INC.|2298
NKE|NIKE INC CL B|STRS|STRATEGAS RESEARCH PARTNERS|6800
NKE|NIKE INC CL B|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19357
NKE|NIKE INC CL B|SWIM|TD Ameritrade, Inc.|2027050
NKE|NIKE INC CL B|SWST|Hilltop Securities Inc.|14315
NKE|NIKE INC CL B|TAGC|TELSEY ADVISORY GROUP LLC|4152
NKE|NIKE INC CL B|TITL|TITLEIST ASSET MANAGEMENT, LTD.|65
NKE|NIKE INC CL B|TKNG|ALLY INVEST SECURITIES LLC|12531
NKE|NIKE INC CL B|TMBR|Timber Hill LLC|12382
NKE|NIKE INC CL B|TRBT|Tradebot Systems, Inc.|1358591
NKE|NIKE INC CL B|TRCM|TRC MARKETS LLC|1157885
NKE|NIKE INC CL B|TTUC|CUTTONE & CO., INC.|3622
NKE|NIKE INC CL B|TWTT|TASTYWORKS, INC.|4984
NKE|NIKE INC CL B|UBSA|UBS SECURITIES LLC|3956609
NKE|NIKE INC CL B|UBSS|UBS Securities LLC|4556678
NKE|NIKE INC CL B|VALX|VIRTU AMERICAS LLC|134194
NKE|NIKE INC CL B|VERT|The Vertical Trading Group, LLC|12051
NKE|NIKE INC CL B|VGRD|Vanguard Marketing Corporation|49460
NKE|NIKE INC CL B|VIEW|VIEWTRADE SECURITIES LLC|230
NKE|NIKE INC CL B|VSIN|Vision Financial Markets Llc|96
NKE|NIKE INC CL B|WBLR|WILLIAM BLAIR|3071
NKE|NIKE INC CL B|WBPX|SUMMIT SECURITIES GROUP, LLC|13795
NKE|NIKE INC CL B|WCHV|WELLS FARGO SECURITIES, LLC|509767
NKE|NIKE INC CL B|WDNX|WEEDEN & CO.L.P.|9180
NKE|NIKE INC CL B|WEDB|WEDBUSH SECURITIES INC.|25296
NKE|NIKE INC CL B|WEED|Weeden & Co.L.P.|13547
NKE|NIKE INC CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|712267
NKE|NIKE INC CL B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74614
NKE|NIKE INC CL B|WFPB|Wells Fargo Securities, LLC.|4000
NKE|NIKE INC CL B|WGIF|CIBC World Markets Inc.|9675
NKE|NIKE INC CL B|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3407
NKE|NIKE INC CL B|WORD|Worden Capital Management LLC|100
NKE|NIKE INC CL B|WSAG|WALL STREET ACCESS|100
NKE|NIKE INC CL B|WSEA|WOLVERINE SECURITIES, LLC|88558
NKE|NIKE INC CL B|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|230
NKE|NIKE INC CL B|XIST|INSTINET, LLC|151054
NKE|NIKE INC CL B|XPQR|Jump Trading|4500
NKE|NIKE INC CL B|XPUS|XP SECURITIES, LLC|5410
NKE|NIKE INC CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|398130
NKE|NIKE INC CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|14965
NKE|NIKE INC CL B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56648
NKG|NUVEEN GA MUNI FD|ALTX|Alternet Securities Inc.|200
NKG|NUVEEN GA MUNI FD|APCC|Apex Clearing Corporation|12
NKG|NUVEEN GA MUNI FD|BARD|Robert W. Baird & Co. Incorporated|7835
NKG|NUVEEN GA MUNI FD|BATM|CBOE TRADING, INC.|100
NKG|NUVEEN GA MUNI FD|CHAS|Charles Schwab & Co., Inc.|1
NKG|NUVEEN GA MUNI FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1714
NKG|NUVEEN GA MUNI FD|DBAX|Deutsche Bank Securities Inc.|700
NKG|NUVEEN GA MUNI FD|DEAN|MORGAN STANLEY|1
NKG|NUVEEN GA MUNI FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
NKG|NUVEEN GA MUNI FD|EBXL|EBX LLC|1300
NKG|NUVEEN GA MUNI FD|EDJO|Edward D. Jones & Co., L.P.|703
NKG|NUVEEN GA MUNI FD|EGXM|CBOE TRADING, INC.|900
NKG|NUVEEN GA MUNI FD|ETRS|E*Trade Securities LLC|3855
NKG|NUVEEN GA MUNI FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6230
NKG|NUVEEN GA MUNI FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
NKG|NUVEEN GA MUNI FD|GLPX|ACS EXECUTION SERVICES, LLC|430
NKG|NUVEEN GA MUNI FD|HRBF|American Enterprise Investment Services Inc.|13836
NKG|NUVEEN GA MUNI FD|IATS|INTERACTIVE BROKERS LLC|992
NKG|NUVEEN GA MUNI FD|IBKR|Interactive Brokers Llc|3634
NKG|NUVEEN GA MUNI FD|ICBX|INSTINET, LLC|100
NKG|NUVEEN GA MUNI FD|INCA|INSTINET, LLC|685
NKG|NUVEEN GA MUNI FD|ITGI|ITG Inc.|225
NKG|NUVEEN GA MUNI FD|JANY|Janney Montgomery Scott Inc.|3
NKG|NUVEEN GA MUNI FD|JPMX|J.P. Morgan Securities LLC|2000
NKG|NUVEEN GA MUNI FD|KCGM|VIRTU Americas LLC|200
NKG|NUVEEN GA MUNI FD|LEHM|Barclays Capital Inc./Le|2000
NKG|NUVEEN GA MUNI FD|LIME|Lime Brokerage LLC|140
NKG|NUVEEN GA MUNI FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NKG|NUVEEN GA MUNI FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
NKG|NUVEEN GA MUNI FD|MSCO|MORGAN STANLEY & CO. LLC|9118
NKG|NUVEEN GA MUNI FD|MSPL|MORGAN STANLEY & CO. LLC|2900
NKG|NUVEEN GA MUNI FD|NFSC|National Financial Services LLC|18099
NKG|NUVEEN GA MUNI FD|NITE|VIRTU Americas LLC|58650
NKG|NUVEEN GA MUNI FD|NQRB|Brut, LLC|200
NKG|NUVEEN GA MUNI FD|OPCO|Oppenheimer & Co. Inc.|4100
NKG|NUVEEN GA MUNI FD|PDQM|CODA MARKETS, INC.|522
NKG|NUVEEN GA MUNI FD|RBCM|RBC CAPITAL MARKETS, LLC|4515
NKG|NUVEEN GA MUNI FD|SGMT|GOLDMAN SACHS & CO. LLC|700
NKG|NUVEEN GA MUNI FD|SPDR|SPEEDROUTE LLC|899
NKG|NUVEEN GA MUNI FD|STFL|Stifel, Nicolaus & Company, Incorporated|400
NKG|NUVEEN GA MUNI FD|SWST|Hilltop Securities Inc.|1
NKG|NUVEEN GA MUNI FD|TRBT|Tradebot Systems, Inc.|200
NKG|NUVEEN GA MUNI FD|TRCM|TRC MARKETS LLC|60
NKG|NUVEEN GA MUNI FD|UBSA|UBS SECURITIES LLC|2670
NKG|NUVEEN GA MUNI FD|UBSS|UBS Securities LLC|22170
NKG|NUVEEN GA MUNI FD|VGRD|Vanguard Marketing Corporation|3613
NKG|NUVEEN GA MUNI FD|WCHV|WELLS FARGO SECURITIES, LLC|24621
NKG|NUVEEN GA MUNI FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5522
NKG|NUVEEN GA MUNI FD|WSEA|WOLVERINE SECURITIES, LLC|1
NKG|NUVEEN GA MUNI FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NKG|NUVEEN GA MUNI FD|YKNA|COMHAR CAPITAL MARKETS, LLC|62
NKG|NUVEEN GA MUNI FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6950
NKSH|NATL BANKSHARES INC|ANOS|ABEL/NOSER, L.L.C.|111
NKSH|NATL BANKSHARES INC|APCC|Apex Clearing Corporation|7
NKSH|NATL BANKSHARES INC|BATM|CBOE TRADING, INC.|351
NKSH|NATL BANKSHARES INC|BBNT|BB&T SECURITIES, LLC|18
NKSH|NATL BANKSHARES INC|BERN|Sanford C. Bernstein & Co., LLC|3854
NKSH|NATL BANKSHARES INC|BMOC|BMO Capital Markets Corp.|1081
NKSH|NATL BANKSHARES INC|BNPX|BNP PARIBAS SECURITIES CORP.|652
NKSH|NATL BANKSHARES INC|CHAS|Charles Schwab & Co., Inc.|160
NKSH|NATL BANKSHARES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3123
NKSH|NATL BANKSHARES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3672
NKSH|NATL BANKSHARES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3284
NKSH|NATL BANKSHARES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1790
NKSH|NATL BANKSHARES INC|CTDL|Citadel Derivatives Group Llc|246
NKSH|NATL BANKSHARES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|868
NKSH|NATL BANKSHARES INC|DBAB|Deutsche Bank Securities Inc.|7898
NKSH|NATL BANKSHARES INC|DBAX|Deutsche Bank Securities Inc.|2200
NKSH|NATL BANKSHARES INC|DBUL|Deutsche Bank Securities Inc.|500
NKSH|NATL BANKSHARES INC|DEAN|MORGAN STANLEY|21
NKSH|NATL BANKSHARES INC|EBXL|EBX LLC|1900
NKSH|NATL BANKSHARES INC|EDJO|Edward D. Jones & Co., L.P.|995
NKSH|NATL BANKSHARES INC|ETRS|E*Trade Securities LLC|853
NKSH|NATL BANKSHARES INC|FBCO|Credit Suisse Securities (USA) LLC|35197
NKSH|NATL BANKSHARES INC|FOMA|TD AMERITRADE CLEARING, INC.|298
NKSH|NATL BANKSHARES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87
NKSH|NATL BANKSHARES INC|FTBR|Foliofn Investments, Inc.|3
NKSH|NATL BANKSHARES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2157
NKSH|NATL BANKSHARES INC|GLPX|ACS EXECUTION SERVICES, LLC|72
NKSH|NATL BANKSHARES INC|GSCO|GOLDMAN SACHS & CO. LLC|18607
NKSH|NATL BANKSHARES INC|GSCS|GOLDMAN SACHS & CO. LLC|2
NKSH|NATL BANKSHARES INC|GSLT|GOLDMAN SACHS & CO. LLC|300
NKSH|NATL BANKSHARES INC|GTSZ|GTS SECURITIES LLC|202
NKSH|NATL BANKSHARES INC|HRBF|American Enterprise Investment Services Inc.|1
NKSH|NATL BANKSHARES INC|IATS|INTERACTIVE BROKERS LLC|800
NKSH|NATL BANKSHARES INC|IBKR|Interactive Brokers Llc|4809
NKSH|NATL BANKSHARES INC|ICBX|INSTINET, LLC|600
NKSH|NATL BANKSHARES INC|IEQY|CITADEL SECURITIES LLC|678
NKSH|NATL BANKSHARES INC|INCA|INSTINET, LLC|10068
NKSH|NATL BANKSHARES INC|INJX|INSTINET, LLC|300
NKSH|NATL BANKSHARES INC|ITGI|ITG Inc.|2739
NKSH|NATL BANKSHARES INC|ITGP|ITG INC.|6800
NKSH|NATL BANKSHARES INC|JEFF|JEFFERIES LLC|600
NKSH|NATL BANKSHARES INC|JPMX|J.P. Morgan Securities LLC|6542
NKSH|NATL BANKSHARES INC|KBWI|Keefe, Bruyette & Woods, Inc.|57
NKSH|NATL BANKSHARES INC|KCGM|VIRTU Americas LLC|460
NKSH|NATL BANKSHARES INC|LEHM|Barclays Capital Inc./Le|5200
NKSH|NATL BANKSHARES INC|LIME|Lime Brokerage LLC|15840
NKSH|NATL BANKSHARES INC|LMGP|LIME BROKERAGE LLC|2000
NKSH|NATL BANKSHARES INC|MAXM|Maxim Group LLC|512
NKSH|NATL BANKSHARES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
NKSH|NATL BANKSHARES INC|MSCO|MORGAN STANLEY & CO. LLC|17320
NKSH|NATL BANKSHARES INC|MSPL|MORGAN STANLEY & CO. LLC|700
NKSH|NATL BANKSHARES INC|NFSC|National Financial Services LLC|3336
NKSH|NATL BANKSHARES INC|NITE|VIRTU Americas LLC|8752
NKSH|NATL BANKSHARES INC|PDQM|CODA MARKETS, INC.|687
NKSH|NATL BANKSHARES INC|RAJA|Raymond James & Associates, Inc.|10
NKSH|NATL BANKSHARES INC|RBCM|RBC CAPITAL MARKETS, LLC|17
NKSH|NATL BANKSHARES INC|SAGW|SAGETRADER, LLC|65
NKSH|NATL BANKSHARES INC|SBSH|Citigroup Global Markets Inc.|7300
NKSH|NATL BANKSHARES INC|SDLR|Sandler, O'Neill & Partners, L.P.|1386
NKSH|NATL BANKSHARES INC|SGMT|GOLDMAN SACHS & CO. LLC|2278
NKSH|NATL BANKSHARES INC|SPDR|SPEEDROUTE LLC|347
NKSH|NATL BANKSHARES INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1200
NKSH|NATL BANKSHARES INC|STFL|Stifel, Nicolaus & Company, Incorporated|1000
NKSH|NATL BANKSHARES INC|TMBR|Timber Hill LLC|468
NKSH|NATL BANKSHARES INC|TRBT|Tradebot Systems, Inc.|100
NKSH|NATL BANKSHARES INC|TRCM|TRC MARKETS LLC|9663
NKSH|NATL BANKSHARES INC|UBSA|UBS SECURITIES LLC|5237
NKSH|NATL BANKSHARES INC|UBSS|UBS Securities LLC|11262
NKSH|NATL BANKSHARES INC|VALX|VIRTU AMERICAS LLC|1173
NKSH|NATL BANKSHARES INC|VGRD|Vanguard Marketing Corporation|817
NKSH|NATL BANKSHARES INC|WCHV|WELLS FARGO SECURITIES, LLC|1638
NKSH|NATL BANKSHARES INC|WEED|Weeden & Co.L.P.|20
NKSH|NATL BANKSHARES INC|WSEA|WOLVERINE SECURITIES, LLC|2
NKSH|NATL BANKSHARES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NKSH|NATL BANKSHARES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
NKTR|NEKTAR THERAPEUTICS|ABLE|NATIXIS Securities Americas LLC|29053
NKTR|NEKTAR THERAPEUTICS|ADAM|CANACCORD GENUITY INC.|26777
NKTR|NEKTAR THERAPEUTICS|AGIS|Aegis Capital Corp.|5215
NKTR|NEKTAR THERAPEUTICS|ALTX|Alternet Securities Inc.|143847
NKTR|NEKTAR THERAPEUTICS|ANOS|ABEL/NOSER, L.L.C.|2704
NKTR|NEKTAR THERAPEUTICS|APCC|Apex Clearing Corporation|147623
NKTR|NEKTAR THERAPEUTICS|AQUA|AQUA SECURITIES L.P.|4000
NKTR|NEKTAR THERAPEUTICS|BANK|Primevest Financial Services, Inc.|6015
NKTR|NEKTAR THERAPEUTICS|BAQP|BURKE & QUICK PARTNERS LLC|40917
NKTR|NEKTAR THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|32356
NKTR|NEKTAR THERAPEUTICS|BATM|CBOE TRADING, INC.|63932
NKTR|NEKTAR THERAPEUTICS|BAYC|BAY CREST PARTNERS, LLC|9453
NKTR|NEKTAR THERAPEUTICS|BAYT|BTIG, LLC|10300
NKTR|NEKTAR THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|3301
NKTR|NEKTAR THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|463971
NKTR|NEKTAR THERAPEUTICS|BIAD|SAGETRADER, LLC|749
NKTR|NEKTAR THERAPEUTICS|BIDS|BIDS TRADING L.P.|31500
NKTR|NEKTAR THERAPEUTICS|BIMI|Banca IMI Securities Corp.|3530
NKTR|NEKTAR THERAPEUTICS|BKCM|BNY Mellon Capital Markets LLC|639
NKTR|NEKTAR THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|361111
NKTR|NEKTAR THERAPEUTICS|BLKX|INSTINET, LLC|227460
NKTR|NEKTAR THERAPEUTICS|BMOC|BMO Capital Markets Corp.|96275
NKTR|NEKTAR THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|427747
NKTR|NEKTAR THERAPEUTICS|BRGE|Newbridge Securities Corp.|200
NKTR|NEKTAR THERAPEUTICS|BTIG|BTIG, LLC|160065
NKTR|NEKTAR THERAPEUTICS|BYXM|CBOE TRADING, INC.|17494
NKTR|NEKTAR THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|6217
NKTR|NEKTAR THERAPEUTICS|CBLC|CITIGROUP GLOBAL MARKETS INC.|70750
NKTR|NEKTAR THERAPEUTICS|CBRA|Cobra Trading, Inc.|2400
NKTR|NEKTAR THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|104694
NKTR|NEKTAR THERAPEUTICS|CIBP|CIBC World Markets Corp.|8825
NKTR|NEKTAR THERAPEUTICS|CIST|Capital Institutional Services, Inc.|9578
NKTR|NEKTAR THERAPEUTICS|CLSA|CLSA AMERICAS, LLC|650
NKTR|NEKTAR THERAPEUTICS|CNTR|PRECISION SECURITIES, LLC|14796
NKTR|NEKTAR THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|429886
NKTR|NEKTAR THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24020
NKTR|NEKTAR THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|443287
NKTR|NEKTAR THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2693077
NKTR|NEKTAR THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|114502
NKTR|NEKTAR THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|313312
NKTR|NEKTAR THERAPEUTICS|DADA|D.A. Davidson & Co.|3435
NKTR|NEKTAR THERAPEUTICS|DAVA|Davenport & Company LLC|5350
NKTR|NEKTAR THERAPEUTICS|DAWA|Daiwa Capital Markets America Inc.|10
NKTR|NEKTAR THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|2317197
NKTR|NEKTAR THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|919100
NKTR|NEKTAR THERAPEUTICS|DBUL|Deutsche Bank Securities Inc.|47653
NKTR|NEKTAR THERAPEUTICS|DCHF|Dart Executions, LLC|217649
NKTR|NEKTAR THERAPEUTICS|DEAN|MORGAN STANLEY|35910
NKTR|NEKTAR THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|87606
NKTR|NEKTAR THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38612
NKTR|NEKTAR THERAPEUTICS|DOTC|Dougherty & Company LLC|3024
NKTR|NEKTAR THERAPEUTICS|DRWK|DRW SECURITIES, L.L.C.|110057
NKTR|NEKTAR THERAPEUTICS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1200
NKTR|NEKTAR THERAPEUTICS|EBXL|EBX LLC|1059400
NKTR|NEKTAR THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|37028
NKTR|NEKTAR THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|19148
NKTR|NEKTAR THERAPEUTICS|EGAM|CBOE TRADING, INC.|120962
NKTR|NEKTAR THERAPEUTICS|EGAW|CBOE TRADING, INC.|1887
NKTR|NEKTAR THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|5725
NKTR|NEKTAR THERAPEUTICS|EGXM|CBOE TRADING, INC.|52607
NKTR|NEKTAR THERAPEUTICS|EGXW|CBOE TRADING, INC.|1040
NKTR|NEKTAR THERAPEUTICS|EROP|Eroom Securities L.L.C.|500
NKTR|NEKTAR THERAPEUTICS|ESPO|ESPOSITO SECURITIES, LLC|8714
NKTR|NEKTAR THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|391866
NKTR|NEKTAR THERAPEUTICS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
NKTR|NEKTAR THERAPEUTICS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|248001
NKTR|NEKTAR THERAPEUTICS|ETCB|ETC BROKERAGE SERVICES, LLC|24
NKTR|NEKTAR THERAPEUTICS|ETCC|Electronic Transaction Clearing, Inc.|7303
NKTR|NEKTAR THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8746
NKTR|NEKTAR THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|859938
NKTR|NEKTAR THERAPEUTICS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|6457
NKTR|NEKTAR THERAPEUTICS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10300
NKTR|NEKTAR THERAPEUTICS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3174
NKTR|NEKTAR THERAPEUTICS|ETRS|E*Trade Securities LLC|4916161
NKTR|NEKTAR THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|10262799
NKTR|NEKTAR THERAPEUTICS|FBSB|U.S. Bancorp Investments, Inc.|1025
NKTR|NEKTAR THERAPEUTICS|FFSI|Firstrade Securities Inc.|1330
NKTR|NEKTAR THERAPEUTICS|FILL|Tradestation Securities, Inc.|181530
NKTR|NEKTAR THERAPEUTICS|FINX|FINTECH SECURITIES|258
NKTR|NEKTAR THERAPEUTICS|FMAF|NBCN Inc./ CDS|9413
NKTR|NEKTAR THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|7438751
NKTR|NEKTAR THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19165
NKTR|NEKTAR THERAPEUTICS|FQLS|Quantlab Securities LP|600394
NKTR|NEKTAR THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|583575
NKTR|NEKTAR THERAPEUTICS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|38176
NKTR|NEKTAR THERAPEUTICS|FTBR|Foliofn Investments, Inc.|9418
NKTR|NEKTAR THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|369132
NKTR|NEKTAR THERAPEUTICS|GELP|RBC CAPITAL MARKETS, LLC|1212
NKTR|NEKTAR THERAPEUTICS|GLIS|TD Securities Inc|2864
NKTR|NEKTAR THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|830665
NKTR|NEKTAR THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|10205704
NKTR|NEKTAR THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|260614
NKTR|NEKTAR THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|149976
NKTR|NEKTAR THERAPEUTICS|GTSZ|GTS SECURITIES LLC|814923
NKTR|NEKTAR THERAPEUTICS|HAPX|HAP Trading, LLC|47380
NKTR|NEKTAR THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|49145
NKTR|NEKTAR THERAPEUTICS|HSBC|HSBC Securities, Inc.|54416
NKTR|NEKTAR THERAPEUTICS|IAEC|Israel A. Englander & Co., LLC|67500
NKTR|NEKTAR THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|294650
NKTR|NEKTAR THERAPEUTICS|IBKR|Interactive Brokers Llc|1716044
NKTR|NEKTAR THERAPEUTICS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|328
NKTR|NEKTAR THERAPEUTICS|ICBX|INSTINET, LLC|290385
NKTR|NEKTAR THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|1380479
NKTR|NEKTAR THERAPEUTICS|IMPC|Imperial Capital, LLC|100
NKTR|NEKTAR THERAPEUTICS|INCA|INSTINET, LLC|3710470
NKTR|NEKTAR THERAPEUTICS|INJX|INSTINET, LLC|765563
NKTR|NEKTAR THERAPEUTICS|ITGI|ITG Inc.|3892500
NKTR|NEKTAR THERAPEUTICS|ITGP|ITG INC.|982800
NKTR|NEKTAR THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|3208
NKTR|NEKTAR THERAPEUTICS|JEFF|JEFFERIES LLC|1210289
NKTR|NEKTAR THERAPEUTICS|JMPT|JUMP TRADING, LLC|560812
NKTR|NEKTAR THERAPEUTICS|JONE|JonesTrading|55918
NKTR|NEKTAR THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|418115
NKTR|NEKTAR THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|2448105
NKTR|NEKTAR THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|25920
NKTR|NEKTAR THERAPEUTICS|KCGM|VIRTU Americas LLC|408250
NKTR|NEKTAR THERAPEUTICS|LEER|LEERINK PARTNERS LLC|152827
NKTR|NEKTAR THERAPEUTICS|LEHM|Barclays Capital Inc./Le|8423881
NKTR|NEKTAR THERAPEUTICS|LGNT|COR CLEARING LLC|9
NKTR|NEKTAR THERAPEUTICS|LIME|Lime Brokerage LLC|889248
NKTR|NEKTAR THERAPEUTICS|LIWD|LIME BROKERAGE LLC|201
NKTR|NEKTAR THERAPEUTICS|LMGP|LIME BROKERAGE LLC|98710
NKTR|NEKTAR THERAPEUTICS|LOOP|Loop Capital Markets LLC|27112
NKTR|NEKTAR THERAPEUTICS|LPCM|Lampert Capital Markets Inc.|5000
NKTR|NEKTAR THERAPEUTICS|LQNA|LIQUIDNET, INC.|515600
NKTR|NEKTAR THERAPEUTICS|LQNB|LIQUIDNET, INC.|7200
NKTR|NEKTAR THERAPEUTICS|LSCI|Lek Securities Corporation|116152
NKTR|NEKTAR THERAPEUTICS|LTCO|Ladenburg, Thalmann & Co., Inc.|1300
NKTR|NEKTAR THERAPEUTICS|LVMR|LIVERMORE TRADING GROUP, INC.|3320
NKTR|NEKTAR THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14972
NKTR|NEKTAR THERAPEUTICS|MACQ|Macquarie Capital (USA) Inc.|12413
NKTR|NEKTAR THERAPEUTICS|MAVB|Great Point Capital LLC|900
NKTR|NEKTAR THERAPEUTICS|MAXM|Maxim Group LLC|26263
NKTR|NEKTAR THERAPEUTICS|MBTS|ALLY INVEST SECURITIES LLC|2974
NKTR|NEKTAR THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|750344
NKTR|NEKTAR THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|32
NKTR|NEKTAR THERAPEUTICS|MPSG|E D & F Man Capital Markets Inc.|1466
NKTR|NEKTAR THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|15941523
NKTR|NEKTAR THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|911700
NKTR|NEKTAR THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|507600
NKTR|NEKTAR THERAPEUTICS|NATL|National Securities Corporation|471
NKTR|NEKTAR THERAPEUTICS|NEUB|NEUBERGER BERMAN BD LLC|200
NKTR|NEKTAR THERAPEUTICS|NFSC|National Financial Services LLC|6782907
NKTR|NEKTAR THERAPEUTICS|NITE|VIRTU Americas LLC|9628234
NKTR|NEKTAR THERAPEUTICS|NITP|VIRTU Americas LLC|51591
NKTR|NEKTAR THERAPEUTICS|NQRB|Brut, LLC|179449
NKTR|NEKTAR THERAPEUTICS|NTRC|Northern Trust Securities, Inc.|3044
NKTR|NEKTAR THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|3824
NKTR|NEKTAR THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2275
NKTR|NEKTAR THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|523
NKTR|NEKTAR THERAPEUTICS|PDQM|CODA MARKETS, INC.|1150409
NKTR|NEKTAR THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|107760
NKTR|NEKTAR THERAPEUTICS|PICT|Pictet Overseas Inc.|16080
NKTR|NEKTAR THERAPEUTICS|PIPR|Piper Jaffray & Co.|11559
NKTR|NEKTAR THERAPEUTICS|PNSR|Penserra Securities, LLC|700
NKTR|NEKTAR THERAPEUTICS|POIN|PRECISION SECURITIES, LLC (POIN)|18810
NKTR|NEKTAR THERAPEUTICS|PWJC|UBS Financial Services, Inc.|46009
NKTR|NEKTAR THERAPEUTICS|QMSR|QUATTRO M SECURITIES INC.|43275
NKTR|NEKTAR THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|62628
NKTR|NEKTAR THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|58785
NKTR|NEKTAR THERAPEUTICS|RGLD|Regal Securities, Inc|5277
NKTR|NEKTAR THERAPEUTICS|RHCO|Suntrust Robinson Humphrey, Inc.|14997
NKTR|NEKTAR THERAPEUTICS|RILY|B. RILEY FBR, INC.|200
NKTR|NEKTAR THERAPEUTICS|RJLC|RJL CAPITAL GROUP, LLC|500
NKTR|NEKTAR THERAPEUTICS|SAGL|SAGETRADER, LLC|199241
NKTR|NEKTAR THERAPEUTICS|SAGW|SAGETRADER, LLC|1234
NKTR|NEKTAR THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|115
NKTR|NEKTAR THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|2294178
NKTR|NEKTAR THERAPEUTICS|SCMC|Scotia Capital Markets (USA) Inc.|700
NKTR|NEKTAR THERAPEUTICS|SEIC|SEI Investments Distribution Co.|828
NKTR|NEKTAR THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|880959
NKTR|NEKTAR THERAPEUTICS|SOGO|Wang Investment Associates, Inc.|498
NKTR|NEKTAR THERAPEUTICS|SPDR|SPEEDROUTE LLC|151841
NKTR|NEKTAR THERAPEUTICS|SPHN|Stephens Inc.|600
NKTR|NEKTAR THERAPEUTICS|SPNT|SEVEN POINTS CAPITAL, LLC|200
NKTR|NEKTAR THERAPEUTICS|SPTD|MINT GLOBAL MARKETS, INC.|18950
NKTR|NEKTAR THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|41972
NKTR|NEKTAR THERAPEUTICS|STKP|STOCKPILE INVESTMENTS, INC.|842
NKTR|NEKTAR THERAPEUTICS|STXG|Stockcross Financial Services, Inc.|3600
NKTR|NEKTAR THERAPEUTICS|SWIM|TD Ameritrade, Inc.|5386842
NKTR|NEKTAR THERAPEUTICS|SWST|Hilltop Securities Inc.|6262
NKTR|NEKTAR THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|56426
NKTR|NEKTAR THERAPEUTICS|TMBR|Timber Hill LLC|71
NKTR|NEKTAR THERAPEUTICS|TRBT|Tradebot Systems, Inc.|2055518
NKTR|NEKTAR THERAPEUTICS|TRCM|TRC MARKETS LLC|1035489
NKTR|NEKTAR THERAPEUTICS|TTUC|CUTTONE & CO., INC.|4004
NKTR|NEKTAR THERAPEUTICS|TWTT|TASTYWORKS, INC.|12297
NKTR|NEKTAR THERAPEUTICS|UBSA|UBS SECURITIES LLC|2967654
NKTR|NEKTAR THERAPEUTICS|UBSS|UBS Securities LLC|10388143
NKTR|NEKTAR THERAPEUTICS|VALX|VIRTU AMERICAS LLC|85598
NKTR|NEKTAR THERAPEUTICS|VERT|The Vertical Trading Group, LLC|29182
NKTR|NEKTAR THERAPEUTICS|VGRD|Vanguard Marketing Corporation|296651
NKTR|NEKTAR THERAPEUTICS|VIEW|VIEWTRADE SECURITIES LLC|130
NKTR|NEKTAR THERAPEUTICS|VSIN|Vision Financial Markets Llc|135
NKTR|NEKTAR THERAPEUTICS|WABR|Wall Street Access|2100
NKTR|NEKTAR THERAPEUTICS|WBLR|WILLIAM BLAIR|14735
NKTR|NEKTAR THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|5447
NKTR|NEKTAR THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|720333
NKTR|NEKTAR THERAPEUTICS|WDNX|WEEDEN & CO.L.P.|8760
NKTR|NEKTAR THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|1625032
NKTR|NEKTAR THERAPEUTICS|WEED|Weeden & Co.L.P.|61623
NKTR|NEKTAR THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|108573
NKTR|NEKTAR THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117748
NKTR|NEKTAR THERAPEUTICS|WGIF|CIBC World Markets Inc.|25997
NKTR|NEKTAR THERAPEUTICS|WHOT|JUST2TRADE, INC.|25
NKTR|NEKTAR THERAPEUTICS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3919
NKTR|NEKTAR THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|190342
NKTR|NEKTAR THERAPEUTICS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1500
NKTR|NEKTAR THERAPEUTICS|XIST|INSTINET, LLC|462590
NKTR|NEKTAR THERAPEUTICS|XPQR|Jump Trading|3852
NKTR|NEKTAR THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1271728
NKTR|NEKTAR THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|112631
NKTR|NEKTAR THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|63348
NKX|NUVEEN CA AMT-FREE|ALTX|Alternet Securities Inc.|1125
NKX|NUVEEN CA AMT-FREE|APCC|Apex Clearing Corporation|29
NKX|NUVEEN CA AMT-FREE|BATM|CBOE TRADING, INC.|100
NKX|NUVEEN CA AMT-FREE|BERN|Sanford C. Bernstein & Co., LLC|148
NKX|NUVEEN CA AMT-FREE|BNCH|The Benchmark Company, LLC|10350
NKX|NUVEEN CA AMT-FREE|BTIG|BTIG, LLC|9168
NKX|NUVEEN CA AMT-FREE|CANT|Cantor Fitzgerald & Co.|1711
NKX|NUVEEN CA AMT-FREE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5829
NKX|NUVEEN CA AMT-FREE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7358
NKX|NUVEEN CA AMT-FREE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
NKX|NUVEEN CA AMT-FREE|DADA|D.A. Davidson & Co.|3474
NKX|NUVEEN CA AMT-FREE|DBAX|Deutsche Bank Securities Inc.|6400
NKX|NUVEEN CA AMT-FREE|DEAN|MORGAN STANLEY|10189
NKX|NUVEEN CA AMT-FREE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9547
NKX|NUVEEN CA AMT-FREE|EBXL|EBX LLC|8800
NKX|NUVEEN CA AMT-FREE|EDJO|Edward D. Jones & Co., L.P.|120
NKX|NUVEEN CA AMT-FREE|EGAM|CBOE TRADING, INC.|5774
NKX|NUVEEN CA AMT-FREE|EGXM|CBOE TRADING, INC.|1998
NKX|NUVEEN CA AMT-FREE|ETBE|Electronic Transaction Clearing, Inc.|300
NKX|NUVEEN CA AMT-FREE|ETRS|E*Trade Securities LLC|61474
NKX|NUVEEN CA AMT-FREE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12352
NKX|NUVEEN CA AMT-FREE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14887
NKX|NUVEEN CA AMT-FREE|FTBR|Foliofn Investments, Inc.|14
NKX|NUVEEN CA AMT-FREE|GLPX|ACS EXECUTION SERVICES, LLC|2500
NKX|NUVEEN CA AMT-FREE|GSCO|GOLDMAN SACHS & CO. LLC|1292
NKX|NUVEEN CA AMT-FREE|GSCS|GOLDMAN SACHS & CO. LLC|300
NKX|NUVEEN CA AMT-FREE|GSLT|GOLDMAN SACHS & CO. LLC|100
NKX|NUVEEN CA AMT-FREE|HRBF|American Enterprise Investment Services Inc.|18448
NKX|NUVEEN CA AMT-FREE|IATS|INTERACTIVE BROKERS LLC|1400
NKX|NUVEEN CA AMT-FREE|IBKR|Interactive Brokers Llc|6705
NKX|NUVEEN CA AMT-FREE|ICBX|INSTINET, LLC|3400
NKX|NUVEEN CA AMT-FREE|INCA|INSTINET, LLC|2229
NKX|NUVEEN CA AMT-FREE|INJX|INSTINET, LLC|1316
NKX|NUVEEN CA AMT-FREE|ITGI|ITG Inc.|31140
NKX|NUVEEN CA AMT-FREE|ITGP|ITG INC.|36800
NKX|NUVEEN CA AMT-FREE|JANY|Janney Montgomery Scott Inc.|1
NKX|NUVEEN CA AMT-FREE|JMPT|JUMP TRADING, LLC|68
NKX|NUVEEN CA AMT-FREE|JONE|JonesTrading|200
NKX|NUVEEN CA AMT-FREE|JPMX|J.P. Morgan Securities LLC|4400
NKX|NUVEEN CA AMT-FREE|JSJX|JANE STREET CAPITAL LLC|300
NKX|NUVEEN CA AMT-FREE|KCGM|VIRTU Americas LLC|5300
NKX|NUVEEN CA AMT-FREE|LEHM|Barclays Capital Inc./Le|1800
NKX|NUVEEN CA AMT-FREE|LGNT|COR CLEARING LLC|1
NKX|NUVEEN CA AMT-FREE|LIME|Lime Brokerage LLC|111
NKX|NUVEEN CA AMT-FREE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1457
NKX|NUVEEN CA AMT-FREE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
NKX|NUVEEN CA AMT-FREE|MOTF|MOTIF INVESTING, INC.|1
NKX|NUVEEN CA AMT-FREE|MSCO|MORGAN STANLEY & CO. LLC|107300
NKX|NUVEEN CA AMT-FREE|MSPL|MORGAN STANLEY & CO. LLC|27400
NKX|NUVEEN CA AMT-FREE|MSTX|MORGAN STANLEY & CO. LLC|200
NKX|NUVEEN CA AMT-FREE|NATL|National Securities Corporation|712
NKX|NUVEEN CA AMT-FREE|NFSC|National Financial Services LLC|57211
NKX|NUVEEN CA AMT-FREE|NITE|VIRTU Americas LLC|224062
NKX|NUVEEN CA AMT-FREE|NQRB|Brut, LLC|825
NKX|NUVEEN CA AMT-FREE|OPCO|Oppenheimer & Co. Inc.|295
NKX|NUVEEN CA AMT-FREE|PDQM|CODA MARKETS, INC.|5515
NKX|NUVEEN CA AMT-FREE|PWJC|UBS Financial Services, Inc.|7313
NKX|NUVEEN CA AMT-FREE|RBCM|RBC CAPITAL MARKETS, LLC|9765
NKX|NUVEEN CA AMT-FREE|SAGL|SAGETRADER, LLC|1600
NKX|NUVEEN CA AMT-FREE|SBSH|Citigroup Global Markets Inc.|812
NKX|NUVEEN CA AMT-FREE|SGMT|GOLDMAN SACHS & CO. LLC|5214
NKX|NUVEEN CA AMT-FREE|SPDR|SPEEDROUTE LLC|1800
NKX|NUVEEN CA AMT-FREE|STFL|Stifel, Nicolaus & Company, Incorporated|24640
NKX|NUVEEN CA AMT-FREE|SWIM|TD Ameritrade, Inc.|1867
NKX|NUVEEN CA AMT-FREE|SWST|Hilltop Securities Inc.|3607
NKX|NUVEEN CA AMT-FREE|TRBT|Tradebot Systems, Inc.|1463
NKX|NUVEEN CA AMT-FREE|TRCM|TRC MARKETS LLC|300
NKX|NUVEEN CA AMT-FREE|UBSA|UBS SECURITIES LLC|38464
NKX|NUVEEN CA AMT-FREE|UBSS|UBS Securities LLC|68203
NKX|NUVEEN CA AMT-FREE|VALX|VIRTU AMERICAS LLC|500
NKX|NUVEEN CA AMT-FREE|VGRD|Vanguard Marketing Corporation|36806
NKX|NUVEEN CA AMT-FREE|WCHV|WELLS FARGO SECURITIES, LLC|61804
NKX|NUVEEN CA AMT-FREE|WEDB|WEDBUSH SECURITIES INC.|64036
NKX|NUVEEN CA AMT-FREE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|789
NKX|NUVEEN CA AMT-FREE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5701
NKX|NUVEEN CA AMT-FREE|WSEA|WOLVERINE SECURITIES, LLC|4500
NKX|NUVEEN CA AMT-FREE|XSTM|NATIONAL FINANCIAL SERVICES LLC|4794
NKX|NUVEEN CA AMT-FREE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11314
NL|N L INDS|APCC|Apex Clearing Corporation|10
NL|N L INDS|BANK|Primevest Financial Services, Inc.|400
NL|N L INDS|BATM|CBOE TRADING, INC.|198
NL|N L INDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|770
NL|N L INDS|BLKX|INSTINET, LLC|45200
NL|N L INDS|BNPX|BNP PARIBAS SECURITIES CORP.|828
NL|N L INDS|BZYD|GOLDMAN SACHS & CO. LLC|603
NL|N L INDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
NL|N L INDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2286
NL|N L INDS|CTDL|Citadel Derivatives Group Llc|120
NL|N L INDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3026
NL|N L INDS|DBAB|Deutsche Bank Securities Inc.|1239
NL|N L INDS|DBAX|Deutsche Bank Securities Inc.|1500
NL|N L INDS|DEGS|RONIN PROFESSIONAL LLC|950
NL|N L INDS|EBXL|EBX LLC|1300
NL|N L INDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|364
NL|N L INDS|EDJO|Edward D. Jones & Co., L.P.|46
NL|N L INDS|EGAM|CBOE TRADING, INC.|100
NL|N L INDS|EGMT|EG MARKET TECHNOLOGIES LLC|100
NL|N L INDS|EGXM|CBOE TRADING, INC.|338
NL|N L INDS|ETRS|E*Trade Securities LLC|19015
NL|N L INDS|FILL|Tradestation Securities, Inc.|400
NL|N L INDS|FINX|FINTECH SECURITIES|365
NL|N L INDS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
NL|N L INDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1674
NL|N L INDS|GLIS|TD Securities Inc|1500
NL|N L INDS|GLPX|ACS EXECUTION SERVICES, LLC|11
NL|N L INDS|GSCO|GOLDMAN SACHS & CO. LLC|5921
NL|N L INDS|GSLT|GOLDMAN SACHS & CO. LLC|1100
NL|N L INDS|GTSZ|GTS SECURITIES LLC|2389
NL|N L INDS|HRBF|American Enterprise Investment Services Inc.|2
NL|N L INDS|IBKR|Interactive Brokers Llc|6046
NL|N L INDS|ICBX|INSTINET, LLC|1200
NL|N L INDS|INCA|INSTINET, LLC|1037
NL|N L INDS|INJX|INSTINET, LLC|300
NL|N L INDS|ITGI|ITG Inc.|1705
NL|N L INDS|ITGP|ITG INC.|4400
NL|N L INDS|JEFF|JEFFERIES LLC|1100
NL|N L INDS|JPMX|J.P. Morgan Securities LLC|1387
NL|N L INDS|KCGM|VIRTU Americas LLC|755
NL|N L INDS|LEHM|Barclays Capital Inc./Le|3814
NL|N L INDS|LIME|Lime Brokerage LLC|2530
NL|N L INDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
NL|N L INDS|MSCO|MORGAN STANLEY & CO. LLC|6454
NL|N L INDS|MSPL|MORGAN STANLEY & CO. LLC|10200
NL|N L INDS|MSTX|MORGAN STANLEY & CO. LLC|1200
NL|N L INDS|NFSC|National Financial Services LLC|30850
NL|N L INDS|NITE|VIRTU Americas LLC|86500
NL|N L INDS|PDQM|CODA MARKETS, INC.|1241
NL|N L INDS|PHLY|NASDAQ Execution Services, LLC|20000
NL|N L INDS|PWJC|UBS Financial Services, Inc.|228
NL|N L INDS|SBSH|Citigroup Global Markets Inc.|3347
NL|N L INDS|SGMT|GOLDMAN SACHS & CO. LLC|2384
NL|N L INDS|SOGO|Wang Investment Associates, Inc.|200
NL|N L INDS|SPTD|MINT GLOBAL MARKETS, INC.|700
NL|N L INDS|SWIM|TD Ameritrade, Inc.|6320
NL|N L INDS|SWST|Hilltop Securities Inc.|3600
NL|N L INDS|TKNG|ALLY INVEST SECURITIES LLC|324
NL|N L INDS|TRBT|Tradebot Systems, Inc.|758
NL|N L INDS|TRCM|TRC MARKETS LLC|139
NL|N L INDS|UBSA|UBS SECURITIES LLC|7348
NL|N L INDS|UBSS|UBS Securities LLC|11899
NL|N L INDS|VALX|VIRTU AMERICAS LLC|383
NL|N L INDS|VGRD|Vanguard Marketing Corporation|1405
NL|N L INDS|VSIN|Vision Financial Markets Llc|60
NL|N L INDS|WCHV|WELLS FARGO SECURITIES, LLC|13356
NL|N L INDS|WEDB|WEDBUSH SECURITIES INC.|15
NL|N L INDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3750
NL|N L INDS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3310
NL|N L INDS|WSEA|WOLVERINE SECURITIES, LLC|1584
NL|N L INDS|XIST|INSTINET, LLC|5400
NL|N L INDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NL|N L INDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40
NLNK|NEWLINK GENETICS COR|ALTX|Alternet Securities Inc.|8663
NLNK|NEWLINK GENETICS COR|APCC|Apex Clearing Corporation|3796
NLNK|NEWLINK GENETICS COR|BARD|Robert W. Baird & Co. Incorporated|3892
NLNK|NEWLINK GENETICS COR|BATM|CBOE TRADING, INC.|3448
NLNK|NEWLINK GENETICS COR|BERN|Sanford C. Bernstein & Co., LLC|4225
NLNK|NEWLINK GENETICS COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6979
NLNK|NEWLINK GENETICS COR|BLKX|INSTINET, LLC|12000
NLNK|NEWLINK GENETICS COR|BMOC|BMO Capital Markets Corp.|4640
NLNK|NEWLINK GENETICS COR|BNPX|BNP PARIBAS SECURITIES CORP.|5023
NLNK|NEWLINK GENETICS COR|BRGE|Newbridge Securities Corp.|630
NLNK|NEWLINK GENETICS COR|BTIG|BTIG, LLC|138139
NLNK|NEWLINK GENETICS COR|BYXM|CBOE TRADING, INC.|1108
NLNK|NEWLINK GENETICS COR|CANT|Cantor Fitzgerald & Co.|24083
NLNK|NEWLINK GENETICS COR|CHAS|Charles Schwab & Co., Inc.|4324
NLNK|NEWLINK GENETICS COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40873
NLNK|NEWLINK GENETICS COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6057
NLNK|NEWLINK GENETICS COR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|350
NLNK|NEWLINK GENETICS COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|160745
NLNK|NEWLINK GENETICS COR|CTDL|Citadel Derivatives Group Llc|21320
NLNK|NEWLINK GENETICS COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|19336
NLNK|NEWLINK GENETICS COR|DBAB|Deutsche Bank Securities Inc.|176285
NLNK|NEWLINK GENETICS COR|DBAX|Deutsche Bank Securities Inc.|123900
NLNK|NEWLINK GENETICS COR|DEAN|MORGAN STANLEY|5971
NLNK|NEWLINK GENETICS COR|DEGS|RONIN PROFESSIONAL LLC|28160
NLNK|NEWLINK GENETICS COR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23220
NLNK|NEWLINK GENETICS COR|EBXL|EBX LLC|54000
NLNK|NEWLINK GENETICS COR|EDJO|Edward D. Jones & Co., L.P.|17364
NLNK|NEWLINK GENETICS COR|EGAM|CBOE TRADING, INC.|6648
NLNK|NEWLINK GENETICS COR|EGAW|CBOE TRADING, INC.|200
NLNK|NEWLINK GENETICS COR|EGXM|CBOE TRADING, INC.|5929
NLNK|NEWLINK GENETICS COR|ETBE|Electronic Transaction Clearing, Inc.|4192
NLNK|NEWLINK GENETICS COR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4446
NLNK|NEWLINK GENETICS COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|824
NLNK|NEWLINK GENETICS COR|ETRS|E*Trade Securities LLC|306517
NLNK|NEWLINK GENETICS COR|FBCO|Credit Suisse Securities (USA) LLC|932023
NLNK|NEWLINK GENETICS COR|FILL|Tradestation Securities, Inc.|2310
NLNK|NEWLINK GENETICS COR|FMAF|NBCN Inc./ CDS|7459
NLNK|NEWLINK GENETICS COR|FOMA|TD AMERITRADE CLEARING, INC.|974658
NLNK|NEWLINK GENETICS COR|FQLS|Quantlab Securities LP|158593
NLNK|NEWLINK GENETICS COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87304
NLNK|NEWLINK GENETICS COR|FTBR|Foliofn Investments, Inc.|212
NLNK|NEWLINK GENETICS COR|GEBB|GLOBAL EXECUTION BROKERS, LP|14535
NLNK|NEWLINK GENETICS COR|GLPX|ACS EXECUTION SERVICES, LLC|13881
NLNK|NEWLINK GENETICS COR|GSCO|GOLDMAN SACHS & CO. LLC|682102
NLNK|NEWLINK GENETICS COR|GSCS|GOLDMAN SACHS & CO. LLC|21550
NLNK|NEWLINK GENETICS COR|GSLT|GOLDMAN SACHS & CO. LLC|2014
NLNK|NEWLINK GENETICS COR|GTSZ|GTS SECURITIES LLC|8651
NLNK|NEWLINK GENETICS COR|HAPX|HAP Trading, LLC|142
NLNK|NEWLINK GENETICS COR|HRBF|American Enterprise Investment Services Inc.|23
NLNK|NEWLINK GENETICS COR|HSBC|HSBC Securities, Inc.|51950
NLNK|NEWLINK GENETICS COR|IATS|INTERACTIVE BROKERS LLC|7719
NLNK|NEWLINK GENETICS COR|IBKR|Interactive Brokers Llc|97140
NLNK|NEWLINK GENETICS COR|ICBX|INSTINET, LLC|14200
NLNK|NEWLINK GENETICS COR|IEQY|CITADEL SECURITIES LLC|83869
NLNK|NEWLINK GENETICS COR|INCA|INSTINET, LLC|334700
NLNK|NEWLINK GENETICS COR|INJX|INSTINET, LLC|645164
NLNK|NEWLINK GENETICS COR|ITGI|ITG Inc.|13415
NLNK|NEWLINK GENETICS COR|ITGP|ITG INC.|47600
NLNK|NEWLINK GENETICS COR|JEFF|JEFFERIES LLC|104076
NLNK|NEWLINK GENETICS COR|JMPT|JUMP TRADING, LLC|12812
NLNK|NEWLINK GENETICS COR|JPBX|J.P. MORGAN SECURITIES LLC|76779
NLNK|NEWLINK GENETICS COR|JPMX|J.P. Morgan Securities LLC|377799
NLNK|NEWLINK GENETICS COR|JSJX|JANE STREET CAPITAL LLC|2215
NLNK|NEWLINK GENETICS COR|KCGM|VIRTU Americas LLC|82691
NLNK|NEWLINK GENETICS COR|LEHM|Barclays Capital Inc./Le|656597
NLNK|NEWLINK GENETICS COR|LIME|Lime Brokerage LLC|166734
NLNK|NEWLINK GENETICS COR|LOOP|Loop Capital Markets LLC|1721
NLNK|NEWLINK GENETICS COR|LQNA|LIQUIDNET, INC.|221900
NLNK|NEWLINK GENETICS COR|MACC|Mid Atlantic Capital Corporation|542
NLNK|NEWLINK GENETICS COR|MACQ|Macquarie Capital (USA) Inc.|4343
NLNK|NEWLINK GENETICS COR|MAXM|Maxim Group LLC|2904
NLNK|NEWLINK GENETICS COR|MBTS|ALLY INVEST SECURITIES LLC|200
NLNK|NEWLINK GENETICS COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79968
NLNK|NEWLINK GENETICS COR|MOTF|MOTIF INVESTING, INC.|2
NLNK|NEWLINK GENETICS COR|MSCO|MORGAN STANLEY & CO. LLC|801415
NLNK|NEWLINK GENETICS COR|MSPL|MORGAN STANLEY & CO. LLC|133800
NLNK|NEWLINK GENETICS COR|MSTX|MORGAN STANLEY & CO. LLC|97200
NLNK|NEWLINK GENETICS COR|NFSC|National Financial Services LLC|223589
NLNK|NEWLINK GENETICS COR|NITE|VIRTU Americas LLC|862128
NLNK|NEWLINK GENETICS COR|NITP|VIRTU Americas LLC|6700
NLNK|NEWLINK GENETICS COR|NQRB|Brut, LLC|2885
NLNK|NEWLINK GENETICS COR|OPCO|Oppenheimer & Co. Inc.|300
NLNK|NEWLINK GENETICS COR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5640
NLNK|NEWLINK GENETICS COR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1700
NLNK|NEWLINK GENETICS COR|PDQM|CODA MARKETS, INC.|24090
NLNK|NEWLINK GENETICS COR|PWJC|UBS Financial Services, Inc.|16900
NLNK|NEWLINK GENETICS COR|RAJA|Raymond James & Associates, Inc.|12826
NLNK|NEWLINK GENETICS COR|SAGL|SAGETRADER, LLC|3050
NLNK|NEWLINK GENETICS COR|SBSH|Citigroup Global Markets Inc.|295941
NLNK|NEWLINK GENETICS COR|SGMT|GOLDMAN SACHS & CO. LLC|69417
NLNK|NEWLINK GENETICS COR|SPDR|SPEEDROUTE LLC|2000
NLNK|NEWLINK GENETICS COR|STFL|Stifel, Nicolaus & Company, Incorporated|14616
NLNK|NEWLINK GENETICS COR|SWIM|TD Ameritrade, Inc.|197304
NLNK|NEWLINK GENETICS COR|SWST|Hilltop Securities Inc.|5400
NLNK|NEWLINK GENETICS COR|TKNG|ALLY INVEST SECURITIES LLC|564
NLNK|NEWLINK GENETICS COR|TRBT|Tradebot Systems, Inc.|171077
NLNK|NEWLINK GENETICS COR|TRCM|TRC MARKETS LLC|55318
NLNK|NEWLINK GENETICS COR|TWTT|TASTYWORKS, INC.|800
NLNK|NEWLINK GENETICS COR|UBSA|UBS SECURITIES LLC|253602
NLNK|NEWLINK GENETICS COR|UBSS|UBS Securities LLC|477456
NLNK|NEWLINK GENETICS COR|VALX|VIRTU AMERICAS LLC|3134
NLNK|NEWLINK GENETICS COR|VGRD|Vanguard Marketing Corporation|24413
NLNK|NEWLINK GENETICS COR|WBLR|WILLIAM BLAIR|1200
NLNK|NEWLINK GENETICS COR|WBPX|SUMMIT SECURITIES GROUP, LLC|400
NLNK|NEWLINK GENETICS COR|WCHV|WELLS FARGO SECURITIES, LLC|43854
NLNK|NEWLINK GENETICS COR|WEDB|WEDBUSH SECURITIES INC.|11000
NLNK|NEWLINK GENETICS COR|WEED|Weeden & Co.L.P.|1800
NLNK|NEWLINK GENETICS COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6141
NLNK|NEWLINK GENETICS COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12514
NLNK|NEWLINK GENETICS COR|WGIF|CIBC World Markets Inc.|3400
NLNK|NEWLINK GENETICS COR|WSEA|WOLVERINE SECURITIES, LLC|8084
NLNK|NEWLINK GENETICS COR|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1600
NLNK|NEWLINK GENETICS COR|XIST|INSTINET, LLC|18000
NLNK|NEWLINK GENETICS COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|10600
NLNK|NEWLINK GENETICS COR|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
NLNK|NEWLINK GENETICS COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18719
NLR|VANECK VECTORS UR&NU|APCC|Apex Clearing Corporation|6
NLR|VANECK VECTORS UR&NU|CANT|Cantor Fitzgerald & Co.|70
NLR|VANECK VECTORS UR&NU|CHAS|Charles Schwab & Co., Inc.|1
NLR|VANECK VECTORS UR&NU|CTDL|Citadel Derivatives Group Llc|548
NLR|VANECK VECTORS UR&NU|DBAX|Deutsche Bank Securities Inc.|200
NLR|VANECK VECTORS UR&NU|EBXL|EBX LLC|200
NLR|VANECK VECTORS UR&NU|ETRS|E*Trade Securities LLC|270
NLR|VANECK VECTORS UR&NU|FTBR|Foliofn Investments, Inc.|2
NLR|VANECK VECTORS UR&NU|IBKR|Interactive Brokers Llc|105
NLR|VANECK VECTORS UR&NU|JSJX|JANE STREET CAPITAL LLC|3045
NLR|VANECK VECTORS UR&NU|LEHM|Barclays Capital Inc./Le|800
NLR|VANECK VECTORS UR&NU|LSCI|Lek Securities Corporation|1000
NLR|VANECK VECTORS UR&NU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
NLR|VANECK VECTORS UR&NU|NFSC|National Financial Services LLC|2944
NLR|VANECK VECTORS UR&NU|NITE|VIRTU Americas LLC|1809
NLR|VANECK VECTORS UR&NU|NQRB|Brut, LLC|400
NLR|VANECK VECTORS UR&NU|PWJC|UBS Financial Services, Inc.|8
NLR|VANECK VECTORS UR&NU|RBCM|RBC CAPITAL MARKETS, LLC|66
NLR|VANECK VECTORS UR&NU|SBSH|Citigroup Global Markets Inc.|820
NLR|VANECK VECTORS UR&NU|SGMT|GOLDMAN SACHS & CO. LLC|100
NLR|VANECK VECTORS UR&NU|UBSA|UBS SECURITIES LLC|2000
NLR|VANECK VECTORS UR&NU|UBSS|UBS Securities LLC|1490
NLR|VANECK VECTORS UR&NU|VGRD|Vanguard Marketing Corporation|226
NLR|VANECK VECTORS UR&NU|WCHV|WELLS FARGO SECURITIES, LLC|630
NLR|VANECK VECTORS UR&NU|WSEA|WOLVERINE SECURITIES, LLC|6
NLR|VANECK VECTORS UR&NU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|242
NLS|NAUTILUS INC|ALTX|Alternet Securities Inc.|800
NLS|NAUTILUS INC|ANOS|ABEL/NOSER, L.L.C.|2491
NLS|NAUTILUS INC|APCC|Apex Clearing Corporation|182
NLS|NAUTILUS INC|BATM|CBOE TRADING, INC.|491
NLS|NAUTILUS INC|BERN|Sanford C. Bernstein & Co., LLC|8300
NLS|NAUTILUS INC|BIDS|BIDS TRADING L.P.|500
NLS|NAUTILUS INC|BIMI|Banca IMI Securities Corp.|529
NLS|NAUTILUS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3218
NLS|NAUTILUS INC|BLKX|INSTINET, LLC|22700
NLS|NAUTILUS INC|BNPX|BNP PARIBAS SECURITIES CORP.|5132
NLS|NAUTILUS INC|BRVL|BLAYLOCK VAN, LLC|600
NLS|NAUTILUS INC|BTIG|BTIG, LLC|400
NLS|NAUTILUS INC|BYXM|CBOE TRADING, INC.|100
NLS|NAUTILUS INC|BZYD|GOLDMAN SACHS & CO. LLC|3049
NLS|NAUTILUS INC|CHAS|Charles Schwab & Co., Inc.|373
NLS|NAUTILUS INC|CIST|Capital Institutional Services, Inc.|4404
NLS|NAUTILUS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60371
NLS|NAUTILUS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3400
NLS|NAUTILUS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NLS|NAUTILUS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|172282
NLS|NAUTILUS INC|CTDL|Citadel Derivatives Group Llc|163
NLS|NAUTILUS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|29266
NLS|NAUTILUS INC|DAVA|Davenport & Company LLC|450
NLS|NAUTILUS INC|DBAB|Deutsche Bank Securities Inc.|16121
NLS|NAUTILUS INC|DBAX|Deutsche Bank Securities Inc.|213800
NLS|NAUTILUS INC|DEAN|MORGAN STANLEY|1472
NLS|NAUTILUS INC|DEGS|RONIN PROFESSIONAL LLC|800
NLS|NAUTILUS INC|EBXL|EBX LLC|47800
NLS|NAUTILUS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3448
NLS|NAUTILUS INC|EDJO|Edward D. Jones & Co., L.P.|600
NLS|NAUTILUS INC|EGAM|CBOE TRADING, INC.|2751
NLS|NAUTILUS INC|EGAW|CBOE TRADING, INC.|81
NLS|NAUTILUS INC|EGMT|EG MARKET TECHNOLOGIES LLC|7
NLS|NAUTILUS INC|EGXM|CBOE TRADING, INC.|203
NLS|NAUTILUS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|407
NLS|NAUTILUS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1140
NLS|NAUTILUS INC|ETRS|E*Trade Securities LLC|9316
NLS|NAUTILUS INC|FILL|Tradestation Securities, Inc.|747
NLS|NAUTILUS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|318
NLS|NAUTILUS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42419
NLS|NAUTILUS INC|FTBR|Foliofn Investments, Inc.|1220
NLS|NAUTILUS INC|GLIS|TD Securities Inc|100
NLS|NAUTILUS INC|GLPX|ACS EXECUTION SERVICES, LLC|1200
NLS|NAUTILUS INC|GSCO|GOLDMAN SACHS & CO. LLC|113985
NLS|NAUTILUS INC|GSCS|GOLDMAN SACHS & CO. LLC|362
NLS|NAUTILUS INC|GSLT|GOLDMAN SACHS & CO. LLC|505
NLS|NAUTILUS INC|GTSZ|GTS SECURITIES LLC|43000
NLS|NAUTILUS INC|HRBF|American Enterprise Investment Services Inc.|2103
NLS|NAUTILUS INC|HSBC|HSBC Securities, Inc.|861
NLS|NAUTILUS INC|IATS|INTERACTIVE BROKERS LLC|1765
NLS|NAUTILUS INC|IBKR|Interactive Brokers Llc|5865
NLS|NAUTILUS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|614
NLS|NAUTILUS INC|ICBX|INSTINET, LLC|25221
NLS|NAUTILUS INC|IEQY|CITADEL SECURITIES LLC|2935
NLS|NAUTILUS INC|INCA|INSTINET, LLC|33449
NLS|NAUTILUS INC|INJX|INSTINET, LLC|1720
NLS|NAUTILUS INC|ITGI|ITG Inc.|21740
NLS|NAUTILUS INC|ITGP|ITG INC.|70000
NLS|NAUTILUS INC|JEFF|JEFFERIES LLC|140633
NLS|NAUTILUS INC|JMPT|JUMP TRADING, LLC|2841
NLS|NAUTILUS INC|JPBX|J.P. MORGAN SECURITIES LLC|8613
NLS|NAUTILUS INC|JPMX|J.P. Morgan Securities LLC|288839
NLS|NAUTILUS INC|JSJX|JANE STREET CAPITAL LLC|4397
NLS|NAUTILUS INC|KCGM|VIRTU Americas LLC|12270
NLS|NAUTILUS INC|LEHM|Barclays Capital Inc./Le|160273
NLS|NAUTILUS INC|LIME|Lime Brokerage LLC|7503
NLS|NAUTILUS INC|LSCI|Lek Securities Corporation|3
NLS|NAUTILUS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|203922
NLS|NAUTILUS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
NLS|NAUTILUS INC|MSCO|MORGAN STANLEY & CO. LLC|232341
NLS|NAUTILUS INC|MSPL|MORGAN STANLEY & CO. LLC|300800
NLS|NAUTILUS INC|MSTX|MORGAN STANLEY & CO. LLC|48800
NLS|NAUTILUS INC|NFSC|National Financial Services LLC|18607
NLS|NAUTILUS INC|NITE|VIRTU Americas LLC|109850
NLS|NAUTILUS INC|NITP|VIRTU Americas LLC|1638
NLS|NAUTILUS INC|NQRB|Brut, LLC|700
NLS|NAUTILUS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
NLS|NAUTILUS INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2400
NLS|NAUTILUS INC|PDQM|CODA MARKETS, INC.|31586
NLS|NAUTILUS INC|RILY|B. RILEY FBR, INC.|459200
NLS|NAUTILUS INC|SBSH|Citigroup Global Markets Inc.|14228
NLS|NAUTILUS INC|SGMT|GOLDMAN SACHS & CO. LLC|55432
NLS|NAUTILUS INC|SIBO|Prime Executions, Inc.|7435
NLS|NAUTILUS INC|SPDR|SPEEDROUTE LLC|15799
NLS|NAUTILUS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1200
NLS|NAUTILUS INC|STFL|Stifel, Nicolaus & Company, Incorporated|680
NLS|NAUTILUS INC|STKP|STOCKPILE INVESTMENTS, INC.|6
NLS|NAUTILUS INC|SWIM|TD Ameritrade, Inc.|7693
NLS|NAUTILUS INC|SWST|Hilltop Securities Inc.|3000
NLS|NAUTILUS INC|TKNG|ALLY INVEST SECURITIES LLC|1
NLS|NAUTILUS INC|TRBT|Tradebot Systems, Inc.|2426
NLS|NAUTILUS INC|TRCM|TRC MARKETS LLC|8429
NLS|NAUTILUS INC|UBSS|UBS Securities LLC|99535
NLS|NAUTILUS INC|VALX|VIRTU AMERICAS LLC|16530
NLS|NAUTILUS INC|VGRD|Vanguard Marketing Corporation|910
NLS|NAUTILUS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|50
NLS|NAUTILUS INC|WCHV|WELLS FARGO SECURITIES, LLC|25139
NLS|NAUTILUS INC|WEED|Weeden & Co.L.P.|484060
NLS|NAUTILUS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|209
NLS|NAUTILUS INC|WSEA|WOLVERINE SECURITIES, LLC|1019
NLS|NAUTILUS INC|XIST|INSTINET, LLC|17600
NLS|NAUTILUS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13476
NLSN|NIELSEN NV ORD SHS|ABLE|NATIXIS Securities Americas LLC|25173
NLSN|NIELSEN NV ORD SHS|ALTX|Alternet Securities Inc.|215777
NLSN|NIELSEN NV ORD SHS|ANOS|ABEL/NOSER, L.L.C.|526657
NLSN|NIELSEN NV ORD SHS|APCC|Apex Clearing Corporation|246
NLSN|NIELSEN NV ORD SHS|BALE|M&T SECURITIES, INC.|500
NLSN|NIELSEN NV ORD SHS|BANK|Primevest Financial Services, Inc.|858
NLSN|NIELSEN NV ORD SHS|BARD|Robert W. Baird & Co. Incorporated|71916
NLSN|NIELSEN NV ORD SHS|BATM|CBOE TRADING, INC.|14967
NLSN|NIELSEN NV ORD SHS|BAYC|BAY CREST PARTNERS, LLC|10
NLSN|NIELSEN NV ORD SHS|BAYT|BTIG, LLC|1100
NLSN|NIELSEN NV ORD SHS|BBNT|BB&T SECURITIES, LLC|35048
NLSN|NIELSEN NV ORD SHS|BERN|Sanford C. Bernstein & Co., LLC|1821483
NLSN|NIELSEN NV ORD SHS|BIDS|BIDS TRADING L.P.|3200
NLSN|NIELSEN NV ORD SHS|BIMI|Banca IMI Securities Corp.|2000
NLSN|NIELSEN NV ORD SHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|121075
NLSN|NIELSEN NV ORD SHS|BLKX|INSTINET, LLC|561229
NLSN|NIELSEN NV ORD SHS|BNPX|BNP PARIBAS SECURITIES CORP.|392693
NLSN|NIELSEN NV ORD SHS|BTIG|BTIG, LLC|2975
NLSN|NIELSEN NV ORD SHS|BYXM|CBOE TRADING, INC.|1940
NLSN|NIELSEN NV ORD SHS|BZYD|GOLDMAN SACHS & CO. LLC|500
NLSN|NIELSEN NV ORD SHS|CANT|Cantor Fitzgerald & Co.|42002
NLSN|NIELSEN NV ORD SHS|CBLC|CITIGROUP GLOBAL MARKETS INC.|689176
NLSN|NIELSEN NV ORD SHS|CHAS|Charles Schwab & Co., Inc.|922
NLSN|NIELSEN NV ORD SHS|CIBP|CIBC World Markets Corp.|24014
NLSN|NIELSEN NV ORD SHS|CIOI|CITIGROUP GLOBAL MARKETS INC|950000
NLSN|NIELSEN NV ORD SHS|CIST|Capital Institutional Services, Inc.|7230
NLSN|NIELSEN NV ORD SHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|793295
NLSN|NIELSEN NV ORD SHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9411
NLSN|NIELSEN NV ORD SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1349522
NLSN|NIELSEN NV ORD SHS|CTDL|Citadel Derivatives Group Llc|15747
NLSN|NIELSEN NV ORD SHS|CTLR|CUTLER GROUP, LP|3118
NLSN|NIELSEN NV ORD SHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|264762
NLSN|NIELSEN NV ORD SHS|DADA|D.A. Davidson & Co.|2390
NLSN|NIELSEN NV ORD SHS|DBAB|Deutsche Bank Securities Inc.|247802
NLSN|NIELSEN NV ORD SHS|DBAX|Deutsche Bank Securities Inc.|664300
NLSN|NIELSEN NV ORD SHS|DBUL|Deutsche Bank Securities Inc.|8839
NLSN|NIELSEN NV ORD SHS|DCHF|Dart Executions, LLC|15976
NLSN|NIELSEN NV ORD SHS|DEAN|MORGAN STANLEY|20516
NLSN|NIELSEN NV ORD SHS|DEGS|RONIN PROFESSIONAL LLC|1600
NLSN|NIELSEN NV ORD SHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9800
NLSN|NIELSEN NV ORD SHS|EBXL|EBX LLC|815200
NLSN|NIELSEN NV ORD SHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|54521
NLSN|NIELSEN NV ORD SHS|EDJC|Edward Jones / CDS|52
NLSN|NIELSEN NV ORD SHS|EDJO|Edward D. Jones & Co., L.P.|10126
NLSN|NIELSEN NV ORD SHS|EGAM|CBOE TRADING, INC.|113500
NLSN|NIELSEN NV ORD SHS|EGAW|CBOE TRADING, INC.|1209
NLSN|NIELSEN NV ORD SHS|EGMT|EG MARKET TECHNOLOGIES LLC|300
NLSN|NIELSEN NV ORD SHS|EGXM|CBOE TRADING, INC.|5690
NLSN|NIELSEN NV ORD SHS|ETBE|Electronic Transaction Clearing, Inc.|41259
NLSN|NIELSEN NV ORD SHS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
NLSN|NIELSEN NV ORD SHS|ETCC|Electronic Transaction Clearing, Inc.|646
NLSN|NIELSEN NV ORD SHS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
NLSN|NIELSEN NV ORD SHS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13479
NLSN|NIELSEN NV ORD SHS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4964
NLSN|NIELSEN NV ORD SHS|ETRS|E*Trade Securities LLC|44244
NLSN|NIELSEN NV ORD SHS|FBSB|U.S. Bancorp Investments, Inc.|65
NLSN|NIELSEN NV ORD SHS|FILL|Tradestation Securities, Inc.|3896
NLSN|NIELSEN NV ORD SHS|FINX|FINTECH SECURITIES|390
NLSN|NIELSEN NV ORD SHS|FMAF|NBCN Inc./ CDS|2036
NLSN|NIELSEN NV ORD SHS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14420
NLSN|NIELSEN NV ORD SHS|FQLS|Quantlab Securities LP|739072
NLSN|NIELSEN NV ORD SHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|181339
NLSN|NIELSEN NV ORD SHS|FTBR|Foliofn Investments, Inc.|19694
NLSN|NIELSEN NV ORD SHS|GEBB|GLOBAL EXECUTION BROKERS, LP|4026
NLSN|NIELSEN NV ORD SHS|GFIS|GFI Securities LLC|620000
NLSN|NIELSEN NV ORD SHS|GLIS|TD Securities Inc|1168
NLSN|NIELSEN NV ORD SHS|GLPX|ACS EXECUTION SERVICES, LLC|241907
NLSN|NIELSEN NV ORD SHS|GSCO|GOLDMAN SACHS & CO. LLC|4176835
NLSN|NIELSEN NV ORD SHS|GSCS|GOLDMAN SACHS & CO. LLC|30726
NLSN|NIELSEN NV ORD SHS|GSLT|GOLDMAN SACHS & CO. LLC|15322
NLSN|NIELSEN NV ORD SHS|GTSZ|GTS SECURITIES LLC|266618
NLSN|NIELSEN NV ORD SHS|HPPX|POTAMUS TRADING, LLC|489
NLSN|NIELSEN NV ORD SHS|HRBF|American Enterprise Investment Services Inc.|6271
NLSN|NIELSEN NV ORD SHS|HSBC|HSBC Securities, Inc.|8291
NLSN|NIELSEN NV ORD SHS|IATS|INTERACTIVE BROKERS LLC|16062
NLSN|NIELSEN NV ORD SHS|IBKR|Interactive Brokers Llc|46199
NLSN|NIELSEN NV ORD SHS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9757
NLSN|NIELSEN NV ORD SHS|ICBX|INSTINET, LLC|225884
NLSN|NIELSEN NV ORD SHS|IEQY|CITADEL SECURITIES LLC|297167
NLSN|NIELSEN NV ORD SHS|INCA|INSTINET, LLC|598285
NLSN|NIELSEN NV ORD SHS|INJX|INSTINET, LLC|8619
NLSN|NIELSEN NV ORD SHS|ITGI|ITG Inc.|308660
NLSN|NIELSEN NV ORD SHS|ITGP|ITG INC.|688400
NLSN|NIELSEN NV ORD SHS|JANY|Janney Montgomery Scott Inc.|1795
NLSN|NIELSEN NV ORD SHS|JEFF|JEFFERIES LLC|573839
NLSN|NIELSEN NV ORD SHS|JMPT|JUMP TRADING, LLC|231145
NLSN|NIELSEN NV ORD SHS|JPBX|J.P. MORGAN SECURITIES LLC|212555
NLSN|NIELSEN NV ORD SHS|JPMX|J.P. Morgan Securities LLC|1882350
NLSN|NIELSEN NV ORD SHS|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
NLSN|NIELSEN NV ORD SHS|JSJX|JANE STREET CAPITAL LLC|14509
NLSN|NIELSEN NV ORD SHS|KCGM|VIRTU Americas LLC|186319
NLSN|NIELSEN NV ORD SHS|LEHM|Barclays Capital Inc./Le|2061422
NLSN|NIELSEN NV ORD SHS|LIME|Lime Brokerage LLC|100791
NLSN|NIELSEN NV ORD SHS|LMNX|LUMINEX TRADING & ANALYTICS LLC|1490752
NLSN|NIELSEN NV ORD SHS|LOOP|Loop Capital Markets LLC|1100
NLSN|NIELSEN NV ORD SHS|LQNA|LIQUIDNET, INC.|133400
NLSN|NIELSEN NV ORD SHS|LSCI|Lek Securities Corporation|13
NLSN|NIELSEN NV ORD SHS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NLSN|NIELSEN NV ORD SHS|MACC|Mid Atlantic Capital Corporation|1002
NLSN|NIELSEN NV ORD SHS|MACQ|Macquarie Capital (USA) Inc.|500
NLSN|NIELSEN NV ORD SHS|MAXM|Maxim Group LLC|45673
NLSN|NIELSEN NV ORD SHS|MCMF|Raymond James Ltd. Cds|7900
NLSN|NIELSEN NV ORD SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|327064
NLSN|NIELSEN NV ORD SHS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1600
NLSN|NIELSEN NV ORD SHS|MOTF|MOTIF INVESTING, INC.|13
NLSN|NIELSEN NV ORD SHS|MSCO|MORGAN STANLEY & CO. LLC|2425514
NLSN|NIELSEN NV ORD SHS|MSPL|MORGAN STANLEY & CO. LLC|567100
NLSN|NIELSEN NV ORD SHS|MSTX|MORGAN STANLEY & CO. LLC|528900
NLSN|NIELSEN NV ORD SHS|MTON|MILLINGTON SECURITIES, INC.|65788
NLSN|NIELSEN NV ORD SHS|NBCS|NBC Securities, INC.|2225
NLSN|NIELSEN NV ORD SHS|NEED|Needham & Company, LLC|15128
NLSN|NIELSEN NV ORD SHS|NEUB|NEUBERGER BERMAN BD LLC|4793
NLSN|NIELSEN NV ORD SHS|NFSC|National Financial Services LLC|334266
NLSN|NIELSEN NV ORD SHS|NITE|VIRTU Americas LLC|1019603
NLSN|NIELSEN NV ORD SHS|NITP|VIRTU Americas LLC|402
NLSN|NIELSEN NV ORD SHS|NQRB|Brut, LLC|67166
NLSN|NIELSEN NV ORD SHS|NTBF|BMO Nesbitt Burns Inc./CDS|398
NLSN|NIELSEN NV ORD SHS|NTRC|Northern Trust Securities, Inc.|22286
NLSN|NIELSEN NV ORD SHS|OPCO|Oppenheimer & Co. Inc.|390
NLSN|NIELSEN NV ORD SHS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6650
NLSN|NIELSEN NV ORD SHS|PDQM|CODA MARKETS, INC.|705976
NLSN|NIELSEN NV ORD SHS|PHLY|NASDAQ Execution Services, LLC|3000
NLSN|NIELSEN NV ORD SHS|PICT|Pictet Overseas Inc.|500
NLSN|NIELSEN NV ORD SHS|PIPR|Piper Jaffray & Co.|17000
NLSN|NIELSEN NV ORD SHS|PWJC|UBS Financial Services, Inc.|2915
NLSN|NIELSEN NV ORD SHS|QMSR|QUATTRO M SECURITIES INC.|3694
NLSN|NIELSEN NV ORD SHS|RBCM|RBC CAPITAL MARKETS, LLC|3122
NLSN|NIELSEN NV ORD SHS|SAGL|SAGETRADER, LLC|154799
NLSN|NIELSEN NV ORD SHS|SAGW|SAGETRADER, LLC|2200
NLSN|NIELSEN NV ORD SHS|SALI|INTL FCSTONE FINANCIAL INC.|87
NLSN|NIELSEN NV ORD SHS|SBSH|Citigroup Global Markets Inc.|4821311
NLSN|NIELSEN NV ORD SHS|SCMC|Scotia Capital Markets (USA) Inc.|600
NLSN|NIELSEN NV ORD SHS|SEIC|SEI Investments Distribution Co.|1500
NLSN|NIELSEN NV ORD SHS|SGMT|GOLDMAN SACHS & CO. LLC|482009
NLSN|NIELSEN NV ORD SHS|SJLS|TRADE INFORMATICS LLC|100
NLSN|NIELSEN NV ORD SHS|SPDR|SPEEDROUTE LLC|66695
NLSN|NIELSEN NV ORD SHS|SPHN|Stephens Inc.|107
NLSN|NIELSEN NV ORD SHS|STFL|Stifel, Nicolaus & Company, Incorporated|14040
NLSN|NIELSEN NV ORD SHS|STKP|STOCKPILE INVESTMENTS, INC.|16
NLSN|NIELSEN NV ORD SHS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17725
NLSN|NIELSEN NV ORD SHS|SWIM|TD Ameritrade, Inc.|20772
NLSN|NIELSEN NV ORD SHS|SWST|Hilltop Securities Inc.|4973
NLSN|NIELSEN NV ORD SHS|TAGC|TELSEY ADVISORY GROUP LLC|1708
NLSN|NIELSEN NV ORD SHS|TKNG|ALLY INVEST SECURITIES LLC|3654
NLSN|NIELSEN NV ORD SHS|TMBR|Timber Hill LLC|63
NLSN|NIELSEN NV ORD SHS|TRBT|Tradebot Systems, Inc.|442271
NLSN|NIELSEN NV ORD SHS|TRCM|TRC MARKETS LLC|126328
NLSN|NIELSEN NV ORD SHS|UBSA|UBS SECURITIES LLC|2168381
NLSN|NIELSEN NV ORD SHS|UBSS|UBS Securities LLC|1177879
NLSN|NIELSEN NV ORD SHS|VALX|VIRTU AMERICAS LLC|57997
NLSN|NIELSEN NV ORD SHS|VERT|The Vertical Trading Group, LLC|100
NLSN|NIELSEN NV ORD SHS|VGRD|Vanguard Marketing Corporation|32814
NLSN|NIELSEN NV ORD SHS|VNDM|Wall Street Access|192000
NLSN|NIELSEN NV ORD SHS|VNDS|VANDHAM SECURITIES CORP|178158
NLSN|NIELSEN NV ORD SHS|WABR|Wall Street Access|69888
NLSN|NIELSEN NV ORD SHS|WBET|Wallachbeth Capital LLC|83376
NLSN|NIELSEN NV ORD SHS|WBLR|WILLIAM BLAIR|163991
NLSN|NIELSEN NV ORD SHS|WBPX|SUMMIT SECURITIES GROUP, LLC|10444
NLSN|NIELSEN NV ORD SHS|WCHV|WELLS FARGO SECURITIES, LLC|234332
NLSN|NIELSEN NV ORD SHS|WDNX|WEEDEN & CO.L.P.|3506
NLSN|NIELSEN NV ORD SHS|WEDB|WEDBUSH SECURITIES INC.|23906
NLSN|NIELSEN NV ORD SHS|WEED|Weeden & Co.L.P.|10782
NLSN|NIELSEN NV ORD SHS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28000
NLSN|NIELSEN NV ORD SHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16598
NLSN|NIELSEN NV ORD SHS|WGIF|CIBC World Markets Inc.|1031
NLSN|NIELSEN NV ORD SHS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3615
NLSN|NIELSEN NV ORD SHS|WSEA|WOLVERINE SECURITIES, LLC|6761
NLSN|NIELSEN NV ORD SHS|WTCO|Williams Trading LLC|37300
NLSN|NIELSEN NV ORD SHS|XIST|INSTINET, LLC|43108
NLSN|NIELSEN NV ORD SHS|XPQR|Jump Trading|1495
NLSN|NIELSEN NV ORD SHS|XSTM|NATIONAL FINANCIAL SERVICES LLC|42622
NLSN|NIELSEN NV ORD SHS|YKNA|COMHAR CAPITAL MARKETS, LLC|40314
NLSN|NIELSEN NV ORD SHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20406
NLST|NETLIST INC|ALTX|Alternet Securities Inc.|2500
NLST|NETLIST INC|APCC|Apex Clearing Corporation|514983
NLST|NETLIST INC|BATM|CBOE TRADING, INC.|21974
NLST|NETLIST INC|BAYC|BAY CREST PARTNERS, LLC|57512
NLST|NETLIST INC|BIMI|Banca IMI Securities Corp.|291010
NLST|NETLIST INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|430666
NLST|NETLIST INC|BLKX|INSTINET, LLC|36000
NLST|NETLIST INC|BYXM|CBOE TRADING, INC.|2134
NLST|NETLIST INC|CHAS|Charles Schwab & Co., Inc.|12782
NLST|NETLIST INC|CHLM|Craig-Hallum Capital Group LLC|7972
NLST|NETLIST INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3811633
NLST|NETLIST INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|30931
NLST|NETLIST INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|255012
NLST|NETLIST INC|CTDE|CHOICETRADE|2000
NLST|NETLIST INC|CTDL|Citadel Derivatives Group Llc|29221
NLST|NETLIST INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|229922
NLST|NETLIST INC|DBAB|Deutsche Bank Securities Inc.|24940
NLST|NETLIST INC|DBAX|Deutsche Bank Securities Inc.|222500
NLST|NETLIST INC|EBXL|EBX LLC|445600
NLST|NETLIST INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4809
NLST|NETLIST INC|EDJO|Edward D. Jones & Co., L.P.|2301
NLST|NETLIST INC|EGAM|CBOE TRADING, INC.|76394
NLST|NETLIST INC|EGXM|CBOE TRADING, INC.|61944
NLST|NETLIST INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|60000
NLST|NETLIST INC|ETRS|E*Trade Securities LLC|4782255
NLST|NETLIST INC|FBCO|Credit Suisse Securities (USA) LLC|417627
NLST|NETLIST INC|FBRC|B. RILEY FBR, INC.|45533
NLST|NETLIST INC|FILL|Tradestation Securities, Inc.|203952
NLST|NETLIST INC|FMAF|NBCN Inc./ CDS|97240
NLST|NETLIST INC|FOMA|TD AMERITRADE CLEARING, INC.|8063720
NLST|NETLIST INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7262
NLST|NETLIST INC|GEBB|GLOBAL EXECUTION BROKERS, LP|75822
NLST|NETLIST INC|GLIS|TD Securities Inc|64000
NLST|NETLIST INC|GSCO|GOLDMAN SACHS & CO. LLC|118912
NLST|NETLIST INC|GSCS|GOLDMAN SACHS & CO. LLC|22845
NLST|NETLIST INC|GSLT|GOLDMAN SACHS & CO. LLC|329490
NLST|NETLIST INC|IATS|INTERACTIVE BROKERS LLC|23662
NLST|NETLIST INC|IBKR|Interactive Brokers Llc|1429479
NLST|NETLIST INC|ICBX|INSTINET, LLC|155877
NLST|NETLIST INC|INCA|INSTINET, LLC|807898
NLST|NETLIST INC|ITGI|ITG Inc.|15000
NLST|NETLIST INC|ITGP|ITG INC.|34400
NLST|NETLIST INC|JMPT|JUMP TRADING, LLC|29220
NLST|NETLIST INC|JPBX|J.P. MORGAN SECURITIES LLC|1552
NLST|NETLIST INC|JPMX|J.P. Morgan Securities LLC|286344
NLST|NETLIST INC|KCGM|VIRTU Americas LLC|298814
NLST|NETLIST INC|LEHM|Barclays Capital Inc./Le|256497
NLST|NETLIST INC|LIME|Lime Brokerage LLC|3172
NLST|NETLIST INC|LSCI|Lek Securities Corporation|100
NLST|NETLIST INC|MAXM|Maxim Group LLC|38117
NLST|NETLIST INC|MBTS|ALLY INVEST SECURITIES LLC|2300
NLST|NETLIST INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|566420
NLST|NETLIST INC|MOTF|MOTIF INVESTING, INC.|5
NLST|NETLIST INC|MSCO|MORGAN STANLEY & CO. LLC|5257011
NLST|NETLIST INC|MSPL|MORGAN STANLEY & CO. LLC|18900
NLST|NETLIST INC|NFSC|National Financial Services LLC|2145806
NLST|NETLIST INC|NITE|VIRTU Americas LLC|7770124
NLST|NETLIST INC|NITP|VIRTU Americas LLC|563
NLST|NETLIST INC|NQRB|Brut, LLC|83573
NLST|NETLIST INC|OPCO|Oppenheimer & Co. Inc.|200
NLST|NETLIST INC|PCPT|PHILLIP CAPITAL INC.|61539
NLST|NETLIST INC|PDQM|CODA MARKETS, INC.|1680024
NLST|NETLIST INC|RAJA|Raymond James & Associates, Inc.|8000
NLST|NETLIST INC|RBCM|RBC CAPITAL MARKETS, LLC|5000
NLST|NETLIST INC|SAGL|SAGETRADER, LLC|24600
NLST|NETLIST INC|SBSH|Citigroup Global Markets Inc.|504778
NLST|NETLIST INC|SGMT|GOLDMAN SACHS & CO. LLC|90688
NLST|NETLIST INC|SPDR|SPEEDROUTE LLC|86067
NLST|NETLIST INC|SWIM|TD Ameritrade, Inc.|1560243
NLST|NETLIST INC|TKNG|ALLY INVEST SECURITIES LLC|61418
NLST|NETLIST INC|TWTT|TASTYWORKS, INC.|3000
NLST|NETLIST INC|UBSA|UBS SECURITIES LLC|955966
NLST|NETLIST INC|UBSS|UBS Securities LLC|1281348
NLST|NETLIST INC|VGRD|Vanguard Marketing Corporation|311675
NLST|NETLIST INC|VIEW|VIEWTRADE SECURITIES LLC|3960
NLST|NETLIST INC|VSIN|Vision Financial Markets Llc|196451
NLST|NETLIST INC|WCHV|WELLS FARGO SECURITIES, LLC|86923
NLST|NETLIST INC|WEDB|WEDBUSH SECURITIES INC.|1600
NLST|NETLIST INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|238748
NLST|NETLIST INC|WGIF|CIBC World Markets Inc.|92539
NLST|NETLIST INC|WSEA|WOLVERINE SECURITIES, LLC|358122
NLST|NETLIST INC|WTFS|JUST2TRADE, INC.|3500
NLST|NETLIST INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|84900
NLST|NETLIST INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1100
NLY|ANNALY CAPITAL MANAG|ABLE|NATIXIS Securities Americas LLC|14145
NLY|ANNALY CAPITAL MANAG|ADAM|CANACCORD GENUITY INC.|4862
NLY|ANNALY CAPITAL MANAG|AGIS|Aegis Capital Corp.|8470
NLY|ANNALY CAPITAL MANAG|ALTX|Alternet Securities Inc.|19040
NLY|ANNALY CAPITAL MANAG|ANOS|ABEL/NOSER, L.L.C.|55049
NLY|ANNALY CAPITAL MANAG|APCC|Apex Clearing Corporation|23987
NLY|ANNALY CAPITAL MANAG|AQUA|AQUA SECURITIES L.P.|5900
NLY|ANNALY CAPITAL MANAG|BANK|Primevest Financial Services, Inc.|2352
NLY|ANNALY CAPITAL MANAG|BARD|Robert W. Baird & Co. Incorporated|93245
NLY|ANNALY CAPITAL MANAG|BATM|CBOE TRADING, INC.|1700
NLY|ANNALY CAPITAL MANAG|BBNT|BB&T SECURITIES, LLC|29264
NLY|ANNALY CAPITAL MANAG|BERN|Sanford C. Bernstein & Co., LLC|49563
NLY|ANNALY CAPITAL MANAG|BIAD|SAGETRADER, LLC|6563
NLY|ANNALY CAPITAL MANAG|BIDS|BIDS TRADING L.P.|2500
NLY|ANNALY CAPITAL MANAG|BIMI|Banca IMI Securities Corp.|100
NLY|ANNALY CAPITAL MANAG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|129965
NLY|ANNALY CAPITAL MANAG|BLKX|INSTINET, LLC|30813
NLY|ANNALY CAPITAL MANAG|BMAK|BMA SECURITIES|254
NLY|ANNALY CAPITAL MANAG|BMOC|BMO Capital Markets Corp.|3600
NLY|ANNALY CAPITAL MANAG|BNPX|BNP PARIBAS SECURITIES CORP.|13380
NLY|ANNALY CAPITAL MANAG|BTIG|BTIG, LLC|142028
NLY|ANNALY CAPITAL MANAG|BYXM|CBOE TRADING, INC.|2020
NLY|ANNALY CAPITAL MANAG|BZYD|GOLDMAN SACHS & CO. LLC|1800
NLY|ANNALY CAPITAL MANAG|CANT|Cantor Fitzgerald & Co.|399096
NLY|ANNALY CAPITAL MANAG|CHAS|Charles Schwab & Co., Inc.|197034
NLY|ANNALY CAPITAL MANAG|CHLM|Craig-Hallum Capital Group LLC|6000
NLY|ANNALY CAPITAL MANAG|CIST|Capital Institutional Services, Inc.|24104
NLY|ANNALY CAPITAL MANAG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1059549
NLY|ANNALY CAPITAL MANAG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|201
NLY|ANNALY CAPITAL MANAG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6907
NLY|ANNALY CAPITAL MANAG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2419037
NLY|ANNALY CAPITAL MANAG|CTDL|Citadel Derivatives Group Llc|51918
NLY|ANNALY CAPITAL MANAG|CXCX|CITIGROUP GLOBAL MARKETS INC.|322730
NLY|ANNALY CAPITAL MANAG|DADA|D.A. Davidson & Co.|27033
NLY|ANNALY CAPITAL MANAG|DAVA|Davenport & Company LLC|2351
NLY|ANNALY CAPITAL MANAG|DBAB|Deutsche Bank Securities Inc.|1473332
NLY|ANNALY CAPITAL MANAG|DBAX|Deutsche Bank Securities Inc.|2021000
NLY|ANNALY CAPITAL MANAG|DBUL|Deutsche Bank Securities Inc.|7400
NLY|ANNALY CAPITAL MANAG|DCHF|Dart Executions, LLC|24976
NLY|ANNALY CAPITAL MANAG|DEAN|MORGAN STANLEY|820684
NLY|ANNALY CAPITAL MANAG|EBXL|EBX LLC|1045200
NLY|ANNALY CAPITAL MANAG|ECUT|CONVERGEX EXECUTION SOLUTIONS|56970
NLY|ANNALY CAPITAL MANAG|EDJO|Edward D. Jones & Co., L.P.|76496
NLY|ANNALY CAPITAL MANAG|EGAM|CBOE TRADING, INC.|58573
NLY|ANNALY CAPITAL MANAG|EGAW|CBOE TRADING, INC.|3560
NLY|ANNALY CAPITAL MANAG|EGMT|EG MARKET TECHNOLOGIES LLC|300
NLY|ANNALY CAPITAL MANAG|EGXM|CBOE TRADING, INC.|10212
NLY|ANNALY CAPITAL MANAG|ESPO|ESPOSITO SECURITIES, LLC|1238
NLY|ANNALY CAPITAL MANAG|ETBE|Electronic Transaction Clearing, Inc.|34289
NLY|ANNALY CAPITAL MANAG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
NLY|ANNALY CAPITAL MANAG|ETCB|ETC BROKERAGE SERVICES, LLC|6358
NLY|ANNALY CAPITAL MANAG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
NLY|ANNALY CAPITAL MANAG|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|360
NLY|ANNALY CAPITAL MANAG|ETRS|E*Trade Securities LLC|3778989
NLY|ANNALY CAPITAL MANAG|FBSB|U.S. Bancorp Investments, Inc.|3049
NLY|ANNALY CAPITAL MANAG|FFSI|Firstrade Securities Inc.|200
NLY|ANNALY CAPITAL MANAG|FILL|Tradestation Securities, Inc.|29573
NLY|ANNALY CAPITAL MANAG|FINX|FINTECH SECURITIES|2485
NLY|ANNALY CAPITAL MANAG|FMAF|NBCN Inc./ CDS|11135
NLY|ANNALY CAPITAL MANAG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2900
NLY|ANNALY CAPITAL MANAG|FQLS|Quantlab Securities LP|556522
NLY|ANNALY CAPITAL MANAG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|369594
NLY|ANNALY CAPITAL MANAG|FTBR|Foliofn Investments, Inc.|54567
NLY|ANNALY CAPITAL MANAG|GEBB|GLOBAL EXECUTION BROKERS, LP|41500
NLY|ANNALY CAPITAL MANAG|GLIS|TD Securities Inc|6560
NLY|ANNALY CAPITAL MANAG|GLPX|ACS EXECUTION SERVICES, LLC|756437
NLY|ANNALY CAPITAL MANAG|GSCO|GOLDMAN SACHS & CO. LLC|3407317
NLY|ANNALY CAPITAL MANAG|GSCS|GOLDMAN SACHS & CO. LLC|25286
NLY|ANNALY CAPITAL MANAG|GSLT|GOLDMAN SACHS & CO. LLC|18127
NLY|ANNALY CAPITAL MANAG|GTSZ|GTS SECURITIES LLC|283585
NLY|ANNALY CAPITAL MANAG|HRBF|American Enterprise Investment Services Inc.|254592
NLY|ANNALY CAPITAL MANAG|HSBC|HSBC Securities, Inc.|1708
NLY|ANNALY CAPITAL MANAG|IATS|INTERACTIVE BROKERS LLC|200866
NLY|ANNALY CAPITAL MANAG|IBKR|Interactive Brokers Llc|175634
NLY|ANNALY CAPITAL MANAG|IBSJ|Integrity Brokerage Services, Inc.|2162
NLY|ANNALY CAPITAL MANAG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5885
NLY|ANNALY CAPITAL MANAG|ICBX|INSTINET, LLC|670079
NLY|ANNALY CAPITAL MANAG|IMPC|Imperial Capital, LLC|3522
NLY|ANNALY CAPITAL MANAG|INCA|INSTINET, LLC|435478
NLY|ANNALY CAPITAL MANAG|INJX|INSTINET, LLC|1300
NLY|ANNALY CAPITAL MANAG|INTL|INTL FCSTONE FINANCIAL INC.|4
NLY|ANNALY CAPITAL MANAG|ITGI|ITG Inc.|303312
NLY|ANNALY CAPITAL MANAG|ITGP|ITG INC.|1058200
NLY|ANNALY CAPITAL MANAG|JANY|Janney Montgomery Scott Inc.|30165
NLY|ANNALY CAPITAL MANAG|JEFF|JEFFERIES LLC|565866
NLY|ANNALY CAPITAL MANAG|JMPT|JUMP TRADING, LLC|61287
NLY|ANNALY CAPITAL MANAG|JONE|JonesTrading|4373
NLY|ANNALY CAPITAL MANAG|JPBX|J.P. MORGAN SECURITIES LLC|349469
NLY|ANNALY CAPITAL MANAG|JPMX|J.P. Morgan Securities LLC|2379743
NLY|ANNALY CAPITAL MANAG|JSJX|JANE STREET CAPITAL LLC|759044
NLY|ANNALY CAPITAL MANAG|KBWI|Keefe, Bruyette & Woods, Inc.|80989
NLY|ANNALY CAPITAL MANAG|KCGM|VIRTU Americas LLC|604841
NLY|ANNALY CAPITAL MANAG|KRSH|Kershner Securities, LLC|33682
NLY|ANNALY CAPITAL MANAG|LEHM|Barclays Capital Inc./Le|5355710
NLY|ANNALY CAPITAL MANAG|LIME|Lime Brokerage LLC|143396
NLY|ANNALY CAPITAL MANAG|LOOP|Loop Capital Markets LLC|33357
NLY|ANNALY CAPITAL MANAG|LQNA|LIQUIDNET, INC.|14800
NLY|ANNALY CAPITAL MANAG|LQNB|LIQUIDNET, INC.|900
NLY|ANNALY CAPITAL MANAG|LSCI|Lek Securities Corporation|7
NLY|ANNALY CAPITAL MANAG|MACC|Mid Atlantic Capital Corporation|660
NLY|ANNALY CAPITAL MANAG|MAXM|Maxim Group LLC|24635
NLY|ANNALY CAPITAL MANAG|MBTS|ALLY INVEST SECURITIES LLC|13850
NLY|ANNALY CAPITAL MANAG|MCBT|Moors & Cabot, Inc.|200
NLY|ANNALY CAPITAL MANAG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2397305
NLY|ANNALY CAPITAL MANAG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|22737
NLY|ANNALY CAPITAL MANAG|MOTF|MOTIF INVESTING, INC.|15
NLY|ANNALY CAPITAL MANAG|MSCO|MORGAN STANLEY & CO. LLC|5406925
NLY|ANNALY CAPITAL MANAG|MSPL|MORGAN STANLEY & CO. LLC|5918200
NLY|ANNALY CAPITAL MANAG|MSTX|MORGAN STANLEY & CO. LLC|973500
NLY|ANNALY CAPITAL MANAG|MZHO|Mizuho Securities USA LLC|374693
NLY|ANNALY CAPITAL MANAG|NATL|National Securities Corporation|975
NLY|ANNALY CAPITAL MANAG|NBCS|NBC Securities, INC.|450
NLY|ANNALY CAPITAL MANAG|NEUB|NEUBERGER BERMAN BD LLC|437
NLY|ANNALY CAPITAL MANAG|NFSC|National Financial Services LLC|5947804
NLY|ANNALY CAPITAL MANAG|NITE|VIRTU Americas LLC|8787279
NLY|ANNALY CAPITAL MANAG|NITP|VIRTU Americas LLC|750204
NLY|ANNALY CAPITAL MANAG|NQRB|Brut, LLC|23936
NLY|ANNALY CAPITAL MANAG|NTBF|BMO Nesbitt Burns Inc./CDS|13377
NLY|ANNALY CAPITAL MANAG|NTRC|Northern Trust Securities, Inc.|6847
NLY|ANNALY CAPITAL MANAG|OHOS|TWO SIGMA SECURITIES, LLC|15195
NLY|ANNALY CAPITAL MANAG|OPCO|Oppenheimer & Co. Inc.|37803
NLY|ANNALY CAPITAL MANAG|OTAA|OTA LLC|300
NLY|ANNALY CAPITAL MANAG|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|39500
NLY|ANNALY CAPITAL MANAG|PCFF|Pacific International Securities Inc./CDS|100
NLY|ANNALY CAPITAL MANAG|PDQM|CODA MARKETS, INC.|84890
NLY|ANNALY CAPITAL MANAG|PHLY|NASDAQ Execution Services, LLC|20200
NLY|ANNALY CAPITAL MANAG|PIPR|Piper Jaffray & Co.|10000
NLY|ANNALY CAPITAL MANAG|PREC|PRECISION SECURITIES, LLC|49500
NLY|ANNALY CAPITAL MANAG|PWJC|UBS Financial Services, Inc.|6158
NLY|ANNALY CAPITAL MANAG|QMSR|QUATTRO M SECURITIES INC.|12000
NLY|ANNALY CAPITAL MANAG|RBCM|RBC CAPITAL MARKETS, LLC|72344
NLY|ANNALY CAPITAL MANAG|SAGL|SAGETRADER, LLC|55886
NLY|ANNALY CAPITAL MANAG|SAGW|SAGETRADER, LLC|627
NLY|ANNALY CAPITAL MANAG|SALI|INTL FCSTONE FINANCIAL INC.|567
NLY|ANNALY CAPITAL MANAG|SBRX|MURIEL SIEBERT & CO INC|3785
NLY|ANNALY CAPITAL MANAG|SBSH|Citigroup Global Markets Inc.|459125
NLY|ANNALY CAPITAL MANAG|SEIC|SEI Investments Distribution Co.|15820
NLY|ANNALY CAPITAL MANAG|SGMT|GOLDMAN SACHS & CO. LLC|848532
NLY|ANNALY CAPITAL MANAG|SIBO|Prime Executions, Inc.|24300
NLY|ANNALY CAPITAL MANAG|SPDR|SPEEDROUTE LLC|13671
NLY|ANNALY CAPITAL MANAG|SPHN|Stephens Inc.|13146
NLY|ANNALY CAPITAL MANAG|SPNT|SEVEN POINTS CAPITAL, LLC|2334285
NLY|ANNALY CAPITAL MANAG|STFL|Stifel, Nicolaus & Company, Incorporated|81472
NLY|ANNALY CAPITAL MANAG|STKP|STOCKPILE INVESTMENTS, INC.|1326
NLY|ANNALY CAPITAL MANAG|STXG|Stockcross Financial Services, Inc.|1000
NLY|ANNALY CAPITAL MANAG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22500
NLY|ANNALY CAPITAL MANAG|SWIM|TD Ameritrade, Inc.|720092
NLY|ANNALY CAPITAL MANAG|SWST|Hilltop Securities Inc.|82913
NLY|ANNALY CAPITAL MANAG|TDSI|TD Securities (USA) LLC|2900
NLY|ANNALY CAPITAL MANAG|TKNG|ALLY INVEST SECURITIES LLC|220167
NLY|ANNALY CAPITAL MANAG|TMBR|Timber Hill LLC|600
NLY|ANNALY CAPITAL MANAG|TRBT|Tradebot Systems, Inc.|380633
NLY|ANNALY CAPITAL MANAG|TRCM|TRC MARKETS LLC|87032
NLY|ANNALY CAPITAL MANAG|TWTT|TASTYWORKS, INC.|755
NLY|ANNALY CAPITAL MANAG|UBSA|UBS SECURITIES LLC|2954893
NLY|ANNALY CAPITAL MANAG|UBSS|UBS Securities LLC|3300622
NLY|ANNALY CAPITAL MANAG|UFPA|UNITED FIRST PARTNERS LLC|298
NLY|ANNALY CAPITAL MANAG|VALX|VIRTU AMERICAS LLC|484957
NLY|ANNALY CAPITAL MANAG|VGRD|Vanguard Marketing Corporation|788247
NLY|ANNALY CAPITAL MANAG|VNDM|Wall Street Access|60000
NLY|ANNALY CAPITAL MANAG|VSIN|Vision Financial Markets Llc|7
NLY|ANNALY CAPITAL MANAG|WBLR|WILLIAM BLAIR|320
NLY|ANNALY CAPITAL MANAG|WCHV|WELLS FARGO SECURITIES, LLC|3760179
NLY|ANNALY CAPITAL MANAG|WDNX|WEEDEN & CO.L.P.|4232
NLY|ANNALY CAPITAL MANAG|WEDB|WEDBUSH SECURITIES INC.|48419
NLY|ANNALY CAPITAL MANAG|WEED|Weeden & Co.L.P.|27543
NLY|ANNALY CAPITAL MANAG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|149101
NLY|ANNALY CAPITAL MANAG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|763021
NLY|ANNALY CAPITAL MANAG|WGIF|CIBC World Markets Inc.|8832
NLY|ANNALY CAPITAL MANAG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
NLY|ANNALY CAPITAL MANAG|WSAG|WALL STREET ACCESS|234
NLY|ANNALY CAPITAL MANAG|WSEA|WOLVERINE SECURITIES, LLC|175954
NLY|ANNALY CAPITAL MANAG|XIST|INSTINET, LLC|100680
NLY|ANNALY CAPITAL MANAG|XSTM|NATIONAL FINANCIAL SERVICES LLC|536830
NLY|ANNALY CAPITAL MANAG|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NLY|ANNALY CAPITAL MANAG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48210
NLY$C|ANNALY CAPITAL|APCC|Apex Clearing Corporation|3
NLY$C|ANNALY CAPITAL|BATM|CBOE TRADING, INC.|300
NLY$C|ANNALY CAPITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|804
NLY$C|ANNALY CAPITAL|BTIG|BTIG, LLC|79284
NLY$C|ANNALY CAPITAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
NLY$C|ANNALY CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2100
NLY$C|ANNALY CAPITAL|DADA|D.A. Davidson & Co.|291
NLY$C|ANNALY CAPITAL|DBAX|Deutsche Bank Securities Inc.|5900
NLY$C|ANNALY CAPITAL|DEAN|MORGAN STANLEY|9118
NLY$C|ANNALY CAPITAL|EBXL|EBX LLC|1500
NLY$C|ANNALY CAPITAL|EDJO|Edward D. Jones & Co., L.P.|461
NLY$C|ANNALY CAPITAL|EGXM|CBOE TRADING, INC.|200
NLY$C|ANNALY CAPITAL|ETRS|E*Trade Securities LLC|2951
NLY$C|ANNALY CAPITAL|GLPX|ACS EXECUTION SERVICES, LLC|366
NLY$C|ANNALY CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|6265
NLY$C|ANNALY CAPITAL|GSCS|GOLDMAN SACHS & CO. LLC|1100
NLY$C|ANNALY CAPITAL|GSLT|GOLDMAN SACHS & CO. LLC|100
NLY$C|ANNALY CAPITAL|GTSZ|GTS SECURITIES LLC|100
NLY$C|ANNALY CAPITAL|HRBF|American Enterprise Investment Services Inc.|3881
NLY$C|ANNALY CAPITAL|IATS|INTERACTIVE BROKERS LLC|250
NLY$C|ANNALY CAPITAL|IBKR|Interactive Brokers Llc|2146
NLY$C|ANNALY CAPITAL|INCA|INSTINET, LLC|578
NLY$C|ANNALY CAPITAL|ITGI|ITG Inc.|12100
NLY$C|ANNALY CAPITAL|ITGP|ITG INC.|800
NLY$C|ANNALY CAPITAL|JANY|Janney Montgomery Scott Inc.|1282
NLY$C|ANNALY CAPITAL|KCGM|VIRTU Americas LLC|3790
NLY$C|ANNALY CAPITAL|LEHM|Barclays Capital Inc./Le|800
NLY$C|ANNALY CAPITAL|LIME|Lime Brokerage LLC|324
NLY$C|ANNALY CAPITAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1058
NLY$C|ANNALY CAPITAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|300
NLY$C|ANNALY CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|15838
NLY$C|ANNALY CAPITAL|NFSC|National Financial Services LLC|27235
NLY$C|ANNALY CAPITAL|NITE|VIRTU Americas LLC|38787
NLY$C|ANNALY CAPITAL|NQRB|Brut, LLC|401
NLY$C|ANNALY CAPITAL|OPCO|Oppenheimer & Co. Inc.|290
NLY$C|ANNALY CAPITAL|PDQM|CODA MARKETS, INC.|466
NLY$C|ANNALY CAPITAL|PWJC|UBS Financial Services, Inc.|4985
NLY$C|ANNALY CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|1983
NLY$C|ANNALY CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|1100
NLY$C|ANNALY CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|3155
NLY$C|ANNALY CAPITAL|SWIM|TD Ameritrade, Inc.|715
NLY$C|ANNALY CAPITAL|SWST|Hilltop Securities Inc.|25
NLY$C|ANNALY CAPITAL|TRBT|Tradebot Systems, Inc.|1243
NLY$C|ANNALY CAPITAL|UBSA|UBS SECURITIES LLC|2034
NLY$C|ANNALY CAPITAL|UBSS|UBS Securities LLC|13230
NLY$C|ANNALY CAPITAL|VGRD|Vanguard Marketing Corporation|850
NLY$C|ANNALY CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|8227
NLY$C|ANNALY CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|732
NLY$D|ANNALY CAPITAL|ALTX|Alternet Securities Inc.|400
NLY$D|ANNALY CAPITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2056
NLY$D|ANNALY CAPITAL|BTIG|BTIG, LLC|523
NLY$D|ANNALY CAPITAL|CANT|Cantor Fitzgerald & Co.|36445
NLY$D|ANNALY CAPITAL|CHAS|Charles Schwab & Co., Inc.|1000
NLY$D|ANNALY CAPITAL|CIST|Capital Institutional Services, Inc.|523
NLY$D|ANNALY CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3292
NLY$D|ANNALY CAPITAL|DADA|D.A. Davidson & Co.|400
NLY$D|ANNALY CAPITAL|DBAX|Deutsche Bank Securities Inc.|700
NLY$D|ANNALY CAPITAL|DEAN|MORGAN STANLEY|8503
NLY$D|ANNALY CAPITAL|EBXL|EBX LLC|900
NLY$D|ANNALY CAPITAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3519
NLY$D|ANNALY CAPITAL|EDJO|Edward D. Jones & Co., L.P.|2100
NLY$D|ANNALY CAPITAL|EGXM|CBOE TRADING, INC.|100
NLY$D|ANNALY CAPITAL|ETRS|E*Trade Securities LLC|8589
NLY$D|ANNALY CAPITAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
NLY$D|ANNALY CAPITAL|FTBR|Foliofn Investments, Inc.|635
NLY$D|ANNALY CAPITAL|GLPX|ACS EXECUTION SERVICES, LLC|300
NLY$D|ANNALY CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|1600
NLY$D|ANNALY CAPITAL|GSLT|GOLDMAN SACHS & CO. LLC|739
NLY$D|ANNALY CAPITAL|HRBF|American Enterprise Investment Services Inc.|3776
NLY$D|ANNALY CAPITAL|IATS|INTERACTIVE BROKERS LLC|600
NLY$D|ANNALY CAPITAL|IBKR|Interactive Brokers Llc|1500
NLY$D|ANNALY CAPITAL|ICBX|INSTINET, LLC|100
NLY$D|ANNALY CAPITAL|INCA|INSTINET, LLC|300
NLY$D|ANNALY CAPITAL|ITGI|ITG Inc.|1300
NLY$D|ANNALY CAPITAL|JANY|Janney Montgomery Scott Inc.|850
NLY$D|ANNALY CAPITAL|KCGM|VIRTU Americas LLC|300
NLY$D|ANNALY CAPITAL|LEHM|Barclays Capital Inc./Le|400
NLY$D|ANNALY CAPITAL|LIME|Lime Brokerage LLC|156
NLY$D|ANNALY CAPITAL|MACC|Mid Atlantic Capital Corporation|2163
NLY$D|ANNALY CAPITAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
NLY$D|ANNALY CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|6377
NLY$D|ANNALY CAPITAL|MSPL|MORGAN STANLEY & CO. LLC|100
NLY$D|ANNALY CAPITAL|NFSC|National Financial Services LLC|55767
NLY$D|ANNALY CAPITAL|NITE|VIRTU Americas LLC|75717
NLY$D|ANNALY CAPITAL|NQRB|Brut, LLC|139
NLY$D|ANNALY CAPITAL|PDQM|CODA MARKETS, INC.|712
NLY$D|ANNALY CAPITAL|PWJC|UBS Financial Services, Inc.|4900
NLY$D|ANNALY CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|6091
NLY$D|ANNALY CAPITAL|SAGL|SAGETRADER, LLC|100
NLY$D|ANNALY CAPITAL|SALI|INTL FCSTONE FINANCIAL INC.|1
NLY$D|ANNALY CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|600
NLY$D|ANNALY CAPITAL|SIBO|Prime Executions, Inc.|128
NLY$D|ANNALY CAPITAL|SPDR|SPEEDROUTE LLC|300
NLY$D|ANNALY CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|200
NLY$D|ANNALY CAPITAL|SWIM|TD Ameritrade, Inc.|3385
NLY$D|ANNALY CAPITAL|TRBT|Tradebot Systems, Inc.|987
NLY$D|ANNALY CAPITAL|UBSA|UBS SECURITIES LLC|2354
NLY$D|ANNALY CAPITAL|UBSS|UBS Securities LLC|14400
NLY$D|ANNALY CAPITAL|VGRD|Vanguard Marketing Corporation|5055
NLY$D|ANNALY CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|17888
NLY$D|ANNALY CAPITAL|WEDB|WEDBUSH SECURITIES INC.|18
NLY$D|ANNALY CAPITAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
NLY$D|ANNALY CAPITAL|WSEA|WOLVERINE SECURITIES, LLC|100
NLY$D|ANNALY CAPITAL|YKNA|COMHAR CAPITAL MARKETS, LLC|112
NLY$D|ANNALY CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4184
NLY$F|ANNALY CAP MGT 6.95|ALTX|Alternet Securities Inc.|3300
NLY$F|ANNALY CAP MGT 6.95|APCC|Apex Clearing Corporation|1471
NLY$F|ANNALY CAP MGT 6.95|BARD|Robert W. Baird & Co. Incorporated|58
NLY$F|ANNALY CAP MGT 6.95|BBNT|BB&T SECURITIES, LLC|1548
NLY$F|ANNALY CAP MGT 6.95|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13234
NLY$F|ANNALY CAP MGT 6.95|BYXM|CBOE TRADING, INC.|600
NLY$F|ANNALY CAP MGT 6.95|CANT|Cantor Fitzgerald & Co.|2000
NLY$F|ANNALY CAP MGT 6.95|CHAS|Charles Schwab & Co., Inc.|2000
NLY$F|ANNALY CAP MGT 6.95|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5442
NLY$F|ANNALY CAP MGT 6.95|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49660
NLY$F|ANNALY CAP MGT 6.95|CXCX|CITIGROUP GLOBAL MARKETS INC.|1912
NLY$F|ANNALY CAP MGT 6.95|DAVA|Davenport & Company LLC|80
NLY$F|ANNALY CAP MGT 6.95|DBAX|Deutsche Bank Securities Inc.|9100
NLY$F|ANNALY CAP MGT 6.95|DEAN|MORGAN STANLEY|13213
NLY$F|ANNALY CAP MGT 6.95|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3300
NLY$F|ANNALY CAP MGT 6.95|EBXL|EBX LLC|12500
NLY$F|ANNALY CAP MGT 6.95|EDJO|Edward D. Jones & Co., L.P.|1420
NLY$F|ANNALY CAP MGT 6.95|EGAM|CBOE TRADING, INC.|2650
NLY$F|ANNALY CAP MGT 6.95|EGXM|CBOE TRADING, INC.|2138
NLY$F|ANNALY CAP MGT 6.95|ETRS|E*Trade Securities LLC|11467
NLY$F|ANNALY CAP MGT 6.95|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1025
NLY$F|ANNALY CAP MGT 6.95|FTBR|Foliofn Investments, Inc.|4
NLY$F|ANNALY CAP MGT 6.95|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
NLY$F|ANNALY CAP MGT 6.95|GLPX|ACS EXECUTION SERVICES, LLC|2223
NLY$F|ANNALY CAP MGT 6.95|GSCO|GOLDMAN SACHS & CO. LLC|2100
NLY$F|ANNALY CAP MGT 6.95|GSCS|GOLDMAN SACHS & CO. LLC|16769
NLY$F|ANNALY CAP MGT 6.95|GTSZ|GTS SECURITIES LLC|100
NLY$F|ANNALY CAP MGT 6.95|HRBF|American Enterprise Investment Services Inc.|3437
NLY$F|ANNALY CAP MGT 6.95|HSBC|HSBC Securities, Inc.|500
NLY$F|ANNALY CAP MGT 6.95|IATS|INTERACTIVE BROKERS LLC|2200
NLY$F|ANNALY CAP MGT 6.95|IBKR|Interactive Brokers Llc|4726
NLY$F|ANNALY CAP MGT 6.95|ICBX|INSTINET, LLC|20155
NLY$F|ANNALY CAP MGT 6.95|INCA|INSTINET, LLC|5139
NLY$F|ANNALY CAP MGT 6.95|ITGI|ITG Inc.|506
NLY$F|ANNALY CAP MGT 6.95|ITGP|ITG INC.|7400
NLY$F|ANNALY CAP MGT 6.95|JANY|Janney Montgomery Scott Inc.|1737
NLY$F|ANNALY CAP MGT 6.95|JONE|JonesTrading|44434
NLY$F|ANNALY CAP MGT 6.95|JPMX|J.P. Morgan Securities LLC|73864
NLY$F|ANNALY CAP MGT 6.95|KCGM|VIRTU Americas LLC|19447
NLY$F|ANNALY CAP MGT 6.95|LEHM|Barclays Capital Inc./Le|1800
NLY$F|ANNALY CAP MGT 6.95|LIME|Lime Brokerage LLC|266
NLY$F|ANNALY CAP MGT 6.95|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
NLY$F|ANNALY CAP MGT 6.95|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22600
NLY$F|ANNALY CAP MGT 6.95|MSCO|MORGAN STANLEY & CO. LLC|65761
NLY$F|ANNALY CAP MGT 6.95|MSPL|MORGAN STANLEY & CO. LLC|3400
NLY$F|ANNALY CAP MGT 6.95|NFSC|National Financial Services LLC|129831
NLY$F|ANNALY CAP MGT 6.95|NITE|VIRTU Americas LLC|175852
NLY$F|ANNALY CAP MGT 6.95|NQRB|Brut, LLC|9921
NLY$F|ANNALY CAP MGT 6.95|PDQM|CODA MARKETS, INC.|6142
NLY$F|ANNALY CAP MGT 6.95|PWJC|UBS Financial Services, Inc.|15075
NLY$F|ANNALY CAP MGT 6.95|RBCM|RBC CAPITAL MARKETS, LLC|17303
NLY$F|ANNALY CAP MGT 6.95|SALI|INTL FCSTONE FINANCIAL INC.|24
NLY$F|ANNALY CAP MGT 6.95|SBSH|Citigroup Global Markets Inc.|16505
NLY$F|ANNALY CAP MGT 6.95|SGMT|GOLDMAN SACHS & CO. LLC|23459
NLY$F|ANNALY CAP MGT 6.95|SPDR|SPEEDROUTE LLC|1400
NLY$F|ANNALY CAP MGT 6.95|SPGS|Sea Port Group Securities, LLC|20000
NLY$F|ANNALY CAP MGT 6.95|STFL|Stifel, Nicolaus & Company, Incorporated|4031
NLY$F|ANNALY CAP MGT 6.95|SWIM|TD Ameritrade, Inc.|16887
NLY$F|ANNALY CAP MGT 6.95|SWST|Hilltop Securities Inc.|612
NLY$F|ANNALY CAP MGT 6.95|TKNG|ALLY INVEST SECURITIES LLC|40
NLY$F|ANNALY CAP MGT 6.95|TRBT|Tradebot Systems, Inc.|1104
NLY$F|ANNALY CAP MGT 6.95|UBSA|UBS SECURITIES LLC|49631
NLY$F|ANNALY CAP MGT 6.95|UBSS|UBS Securities LLC|75084
NLY$F|ANNALY CAP MGT 6.95|VGRD|Vanguard Marketing Corporation|24607
NLY$F|ANNALY CAP MGT 6.95|WCHV|WELLS FARGO SECURITIES, LLC|22908
NLY$F|ANNALY CAP MGT 6.95|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
NLY$F|ANNALY CAP MGT 6.95|XSTM|NATIONAL FINANCIAL SERVICES LLC|123798
NLY$F|ANNALY CAP MGT 6.95|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NLY$F|ANNALY CAP MGT 6.95|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26985
NLY$G|ANNALY CAPITAL 6.5|ALTX|Alternet Securities Inc.|300
NLY$G|ANNALY CAPITAL 6.5|APCC|Apex Clearing Corporation|2
NLY$G|ANNALY CAPITAL 6.5|BBNT|BB&T SECURITIES, LLC|2000
NLY$G|ANNALY CAPITAL 6.5|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8854
NLY$G|ANNALY CAPITAL 6.5|CHAS|Charles Schwab & Co., Inc.|100
NLY$G|ANNALY CAPITAL 6.5|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2143
NLY$G|ANNALY CAPITAL 6.5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3773
NLY$G|ANNALY CAPITAL 6.5|DADA|D.A. Davidson & Co.|750
NLY$G|ANNALY CAPITAL 6.5|DBAX|Deutsche Bank Securities Inc.|1100
NLY$G|ANNALY CAPITAL 6.5|DEAN|MORGAN STANLEY|76464
NLY$G|ANNALY CAPITAL 6.5|EBXL|EBX LLC|2100
NLY$G|ANNALY CAPITAL 6.5|EGAM|CBOE TRADING, INC.|2160
NLY$G|ANNALY CAPITAL 6.5|EGXM|CBOE TRADING, INC.|2371
NLY$G|ANNALY CAPITAL 6.5|ETRS|E*Trade Securities LLC|9407
NLY$G|ANNALY CAPITAL 6.5|FILL|Tradestation Securities, Inc.|500
NLY$G|ANNALY CAPITAL 6.5|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|439
NLY$G|ANNALY CAPITAL 6.5|GLPX|ACS EXECUTION SERVICES, LLC|5582
NLY$G|ANNALY CAPITAL 6.5|GSCO|GOLDMAN SACHS & CO. LLC|20
NLY$G|ANNALY CAPITAL 6.5|GSLT|GOLDMAN SACHS & CO. LLC|300
NLY$G|ANNALY CAPITAL 6.5|HRBF|American Enterprise Investment Services Inc.|22730
NLY$G|ANNALY CAPITAL 6.5|IATS|INTERACTIVE BROKERS LLC|1400
NLY$G|ANNALY CAPITAL 6.5|IBKR|Interactive Brokers Llc|6643
NLY$G|ANNALY CAPITAL 6.5|INCA|INSTINET, LLC|1382
NLY$G|ANNALY CAPITAL 6.5|ITGI|ITG Inc.|100
NLY$G|ANNALY CAPITAL 6.5|JANY|Janney Montgomery Scott Inc.|155070
NLY$G|ANNALY CAPITAL 6.5|KCGM|VIRTU Americas LLC|1600
NLY$G|ANNALY CAPITAL 6.5|LEHM|Barclays Capital Inc./Le|200
NLY$G|ANNALY CAPITAL 6.5|LIME|Lime Brokerage LLC|822
NLY$G|ANNALY CAPITAL 6.5|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NLY$G|ANNALY CAPITAL 6.5|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
NLY$G|ANNALY CAPITAL 6.5|MSCO|MORGAN STANLEY & CO. LLC|19541
NLY$G|ANNALY CAPITAL 6.5|NFSC|National Financial Services LLC|209756
NLY$G|ANNALY CAPITAL 6.5|NITE|VIRTU Americas LLC|271258
NLY$G|ANNALY CAPITAL 6.5|NQRB|Brut, LLC|2813
NLY$G|ANNALY CAPITAL 6.5|PDQM|CODA MARKETS, INC.|1182
NLY$G|ANNALY CAPITAL 6.5|PWJC|UBS Financial Services, Inc.|16100
NLY$G|ANNALY CAPITAL 6.5|RBCM|RBC CAPITAL MARKETS, LLC|31858
NLY$G|ANNALY CAPITAL 6.5|SBSH|Citigroup Global Markets Inc.|1600
NLY$G|ANNALY CAPITAL 6.5|SGMT|GOLDMAN SACHS & CO. LLC|502
NLY$G|ANNALY CAPITAL 6.5|SPDR|SPEEDROUTE LLC|200
NLY$G|ANNALY CAPITAL 6.5|STFL|Stifel, Nicolaus & Company, Incorporated|8961
NLY$G|ANNALY CAPITAL 6.5|SWIM|TD Ameritrade, Inc.|4200
NLY$G|ANNALY CAPITAL 6.5|SWST|Hilltop Securities Inc.|8
NLY$G|ANNALY CAPITAL 6.5|TKNG|ALLY INVEST SECURITIES LLC|225
NLY$G|ANNALY CAPITAL 6.5|TRBT|Tradebot Systems, Inc.|757
NLY$G|ANNALY CAPITAL 6.5|UBSA|UBS SECURITIES LLC|6723
NLY$G|ANNALY CAPITAL 6.5|UBSS|UBS Securities LLC|61713
NLY$G|ANNALY CAPITAL 6.5|VGRD|Vanguard Marketing Corporation|20378
NLY$G|ANNALY CAPITAL 6.5|WABR|Wall Street Access|3800
NLY$G|ANNALY CAPITAL 6.5|WCHV|WELLS FARGO SECURITIES, LLC|41348
NLY$G|ANNALY CAPITAL 6.5|XSTM|NATIONAL FINANCIAL SERVICES LLC|2124
NLY$G|ANNALY CAPITAL 6.5|YKNA|COMHAR CAPITAL MARKETS, LLC|300
NLY$G|ANNALY CAPITAL 6.5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18960
NM|NAVIOS MARITIME|ALTX|Alternet Securities Inc.|5900
NM|NAVIOS MARITIME|APCC|Apex Clearing Corporation|5297
NM|NAVIOS MARITIME|BATM|CBOE TRADING, INC.|16152
NM|NAVIOS MARITIME|BBNT|BB&T SECURITIES, LLC|1425
NM|NAVIOS MARITIME|BIMI|Banca IMI Securities Corp.|7950
NM|NAVIOS MARITIME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67796
NM|NAVIOS MARITIME|BLKX|INSTINET, LLC|15000
NM|NAVIOS MARITIME|BNPX|BNP PARIBAS SECURITIES CORP.|3770
NM|NAVIOS MARITIME|BTIG|BTIG, LLC|646
NM|NAVIOS MARITIME|BYXM|CBOE TRADING, INC.|6400
NM|NAVIOS MARITIME|CHAS|Charles Schwab & Co., Inc.|2
NM|NAVIOS MARITIME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17679
NM|NAVIOS MARITIME|CPET|CLEARPOOL EXECUTION SERVICES, LLC|580280
NM|NAVIOS MARITIME|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
NM|NAVIOS MARITIME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89231
NM|NAVIOS MARITIME|CTDE|CHOICETRADE|235
NM|NAVIOS MARITIME|CTDL|Citadel Derivatives Group Llc|5165
NM|NAVIOS MARITIME|CXCX|CITIGROUP GLOBAL MARKETS INC.|28926
NM|NAVIOS MARITIME|DADA|D.A. Davidson & Co.|4400
NM|NAVIOS MARITIME|DBAB|Deutsche Bank Securities Inc.|56978
NM|NAVIOS MARITIME|DBAX|Deutsche Bank Securities Inc.|56400
NM|NAVIOS MARITIME|DEGS|RONIN PROFESSIONAL LLC|1
NM|NAVIOS MARITIME|EBXL|EBX LLC|66000
NM|NAVIOS MARITIME|ECUT|CONVERGEX EXECUTION SOLUTIONS|35341
NM|NAVIOS MARITIME|EDJO|Edward D. Jones & Co., L.P.|1444
NM|NAVIOS MARITIME|EGAM|CBOE TRADING, INC.|102562
NM|NAVIOS MARITIME|EGXM|CBOE TRADING, INC.|48430
NM|NAVIOS MARITIME|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
NM|NAVIOS MARITIME|ETRS|E*Trade Securities LLC|709776
NM|NAVIOS MARITIME|FILL|Tradestation Securities, Inc.|8658
NM|NAVIOS MARITIME|FINX|FINTECH SECURITIES|2880
NM|NAVIOS MARITIME|FMAF|NBCN Inc./ CDS|13800
NM|NAVIOS MARITIME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12798
NM|NAVIOS MARITIME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26804
NM|NAVIOS MARITIME|FTBR|Foliofn Investments, Inc.|4
NM|NAVIOS MARITIME|GEBB|GLOBAL EXECUTION BROKERS, LP|13783
NM|NAVIOS MARITIME|GLIS|TD Securities Inc|195
NM|NAVIOS MARITIME|GSCO|GOLDMAN SACHS & CO. LLC|790636
NM|NAVIOS MARITIME|GSLT|GOLDMAN SACHS & CO. LLC|23497
NM|NAVIOS MARITIME|HRBF|American Enterprise Investment Services Inc.|8903
NM|NAVIOS MARITIME|IATS|INTERACTIVE BROKERS LLC|178500
NM|NAVIOS MARITIME|IBKR|Interactive Brokers Llc|87244
NM|NAVIOS MARITIME|ICBX|INSTINET, LLC|29500
NM|NAVIOS MARITIME|IEQY|CITADEL SECURITIES LLC|10754
NM|NAVIOS MARITIME|INCA|INSTINET, LLC|61041
NM|NAVIOS MARITIME|INJX|INSTINET, LLC|52904
NM|NAVIOS MARITIME|ITGI|ITG Inc.|114865
NM|NAVIOS MARITIME|ITGP|ITG INC.|111600
NM|NAVIOS MARITIME|JEFF|JEFFERIES LLC|72964
NM|NAVIOS MARITIME|JMPT|JUMP TRADING, LLC|14288
NM|NAVIOS MARITIME|JPMX|J.P. Morgan Securities LLC|140582
NM|NAVIOS MARITIME|JSJX|JANE STREET CAPITAL LLC|1476
NM|NAVIOS MARITIME|KCGM|VIRTU Americas LLC|57575
NM|NAVIOS MARITIME|LEHM|Barclays Capital Inc./Le|149734
NM|NAVIOS MARITIME|LOOP|Loop Capital Markets LLC|13095
NM|NAVIOS MARITIME|LQNB|LIQUIDNET, INC.|5000
NM|NAVIOS MARITIME|MACQ|Macquarie Capital (USA) Inc.|12140
NM|NAVIOS MARITIME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52865
NM|NAVIOS MARITIME|MOTF|MOTIF INVESTING, INC.|2
NM|NAVIOS MARITIME|MSCO|MORGAN STANLEY & CO. LLC|351280
NM|NAVIOS MARITIME|MSPL|MORGAN STANLEY & CO. LLC|7200
NM|NAVIOS MARITIME|MSTX|MORGAN STANLEY & CO. LLC|197500
NM|NAVIOS MARITIME|NATL|National Securities Corporation|23110
NM|NAVIOS MARITIME|NFSC|National Financial Services LLC|1027409
NM|NAVIOS MARITIME|NITE|VIRTU Americas LLC|905793
NM|NAVIOS MARITIME|NQRB|Brut, LLC|16319
NM|NAVIOS MARITIME|NTFN|Network 1 Financial Securities Inc.|11800
NM|NAVIOS MARITIME|PDQM|CODA MARKETS, INC.|66166
NM|NAVIOS MARITIME|PWJC|UBS Financial Services, Inc.|7921
NM|NAVIOS MARITIME|RBCM|RBC CAPITAL MARKETS, LLC|11109
NM|NAVIOS MARITIME|SAGL|SAGETRADER, LLC|200
NM|NAVIOS MARITIME|SBSH|Citigroup Global Markets Inc.|34418
NM|NAVIOS MARITIME|SGMT|GOLDMAN SACHS & CO. LLC|28852
NM|NAVIOS MARITIME|SPDR|SPEEDROUTE LLC|3400
NM|NAVIOS MARITIME|STFL|Stifel, Nicolaus & Company, Incorporated|6904
NM|NAVIOS MARITIME|SWIM|TD Ameritrade, Inc.|79581
NM|NAVIOS MARITIME|TKNG|ALLY INVEST SECURITIES LLC|2839
NM|NAVIOS MARITIME|TWTT|TASTYWORKS, INC.|400
NM|NAVIOS MARITIME|UBSA|UBS SECURITIES LLC|314159
NM|NAVIOS MARITIME|UBSS|UBS Securities LLC|480336
NM|NAVIOS MARITIME|VALX|VIRTU AMERICAS LLC|2130
NM|NAVIOS MARITIME|VGRD|Vanguard Marketing Corporation|58429
NM|NAVIOS MARITIME|WCHV|WELLS FARGO SECURITIES, LLC|113761
NM|NAVIOS MARITIME|WEED|Weeden & Co.L.P.|6750
NM|NAVIOS MARITIME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2782
NM|NAVIOS MARITIME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11326
NM|NAVIOS MARITIME|WSEA|WOLVERINE SECURITIES, LLC|8811
NM|NAVIOS MARITIME|XSTM|NATIONAL FINANCIAL SERVICES LLC|12400
NM|NAVIOS MARITIME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1750
NM$G|NAVIOS MARITIME|BATM|CBOE TRADING, INC.|400
NM$G|NAVIOS MARITIME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
NM$G|NAVIOS MARITIME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|429
NM$G|NAVIOS MARITIME|DEAN|MORGAN STANLEY|4600
NM$G|NAVIOS MARITIME|ETRS|E*Trade Securities LLC|440
NM$G|NAVIOS MARITIME|GSCO|GOLDMAN SACHS & CO. LLC|100
NM$G|NAVIOS MARITIME|GTSZ|GTS SECURITIES LLC|100
NM$G|NAVIOS MARITIME|INCA|INSTINET, LLC|1349
NM$G|NAVIOS MARITIME|LEHM|Barclays Capital Inc./Le|200
NM$G|NAVIOS MARITIME|NFSC|National Financial Services LLC|2695
NM$G|NAVIOS MARITIME|NITE|VIRTU Americas LLC|1870
NM$G|NAVIOS MARITIME|SBSH|Citigroup Global Markets Inc.|155
NM$G|NAVIOS MARITIME|UBSA|UBS SECURITIES LLC|200
NM$G|NAVIOS MARITIME|UBSS|UBS Securities LLC|155
NM$G|NAVIOS MARITIME|WCHV|WELLS FARGO SECURITIES, LLC|1511
NM$H|NAVIOS MARITIME HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
NM$H|NAVIOS MARITIME HLDG|DBAX|Deutsche Bank Securities Inc.|100
NM$H|NAVIOS MARITIME HLDG|DEAN|MORGAN STANLEY|4700
NM$H|NAVIOS MARITIME HLDG|EBXL|EBX LLC|100
NM$H|NAVIOS MARITIME HLDG|EGAM|CBOE TRADING, INC.|200
NM$H|NAVIOS MARITIME HLDG|ETRS|E*Trade Securities LLC|1200
NM$H|NAVIOS MARITIME HLDG|IBKR|Interactive Brokers Llc|700
NM$H|NAVIOS MARITIME HLDG|ICBX|INSTINET, LLC|400
NM$H|NAVIOS MARITIME HLDG|INCA|INSTINET, LLC|634
NM$H|NAVIOS MARITIME HLDG|LIME|Lime Brokerage LLC|100
NM$H|NAVIOS MARITIME HLDG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|802
NM$H|NAVIOS MARITIME HLDG|MSCO|MORGAN STANLEY & CO. LLC|33
NM$H|NAVIOS MARITIME HLDG|NFSC|National Financial Services LLC|2400
NM$H|NAVIOS MARITIME HLDG|NITE|VIRTU Americas LLC|1067
NM$H|NAVIOS MARITIME HLDG|PWJC|UBS Financial Services, Inc.|2000
NM$H|NAVIOS MARITIME HLDG|SBSH|Citigroup Global Markets Inc.|800
NM$H|NAVIOS MARITIME HLDG|SWIM|TD Ameritrade, Inc.|617
NM$H|NAVIOS MARITIME HLDG|UBSA|UBS SECURITIES LLC|800
NM$H|NAVIOS MARITIME HLDG|UBSS|UBS Securities LLC|2415
NMFC|NEW MTN FINANCE CP|APCC|Apex Clearing Corporation|18
NMFC|NEW MTN FINANCE CP|BANK|Primevest Financial Services, Inc.|207
NMFC|NEW MTN FINANCE CP|BARD|Robert W. Baird & Co. Incorporated|852
NMFC|NEW MTN FINANCE CP|BERN|Sanford C. Bernstein & Co., LLC|100
NMFC|NEW MTN FINANCE CP|BKCM|BNY Mellon Capital Markets LLC|3200
NMFC|NEW MTN FINANCE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|180
NMFC|NEW MTN FINANCE CP|BZYD|GOLDMAN SACHS & CO. LLC|100
NMFC|NEW MTN FINANCE CP|CANT|Cantor Fitzgerald & Co.|552
NMFC|NEW MTN FINANCE CP|CHAS|Charles Schwab & Co., Inc.|3316
NMFC|NEW MTN FINANCE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
NMFC|NEW MTN FINANCE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3660
NMFC|NEW MTN FINANCE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NMFC|NEW MTN FINANCE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78677
NMFC|NEW MTN FINANCE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11500
NMFC|NEW MTN FINANCE CP|DAVA|Davenport & Company LLC|1421
NMFC|NEW MTN FINANCE CP|DBAB|Deutsche Bank Securities Inc.|5600
NMFC|NEW MTN FINANCE CP|DBAX|Deutsche Bank Securities Inc.|32800
NMFC|NEW MTN FINANCE CP|DEAN|MORGAN STANLEY|2767
NMFC|NEW MTN FINANCE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2171
NMFC|NEW MTN FINANCE CP|EBXL|EBX LLC|66700
NMFC|NEW MTN FINANCE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4
NMFC|NEW MTN FINANCE CP|EDJO|Edward D. Jones & Co., L.P.|4390
NMFC|NEW MTN FINANCE CP|EGAM|CBOE TRADING, INC.|1669
NMFC|NEW MTN FINANCE CP|ESPO|ESPOSITO SECURITIES, LLC|1688
NMFC|NEW MTN FINANCE CP|ETBE|Electronic Transaction Clearing, Inc.|400
NMFC|NEW MTN FINANCE CP|ETBF|ELECTRONIC TRANSACTION CLEARING, INC.|200
NMFC|NEW MTN FINANCE CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|662
NMFC|NEW MTN FINANCE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1715
NMFC|NEW MTN FINANCE CP|ETRS|E*Trade Securities LLC|95229
NMFC|NEW MTN FINANCE CP|FILL|Tradestation Securities, Inc.|76
NMFC|NEW MTN FINANCE CP|FMAF|NBCN Inc./ CDS|5
NMFC|NEW MTN FINANCE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9910
NMFC|NEW MTN FINANCE CP|FTBR|Foliofn Investments, Inc.|74
NMFC|NEW MTN FINANCE CP|GLIS|TD Securities Inc|3182
NMFC|NEW MTN FINANCE CP|GSCO|GOLDMAN SACHS & CO. LLC|101263
NMFC|NEW MTN FINANCE CP|GSLT|GOLDMAN SACHS & CO. LLC|551
NMFC|NEW MTN FINANCE CP|GTSZ|GTS SECURITIES LLC|6500
NMFC|NEW MTN FINANCE CP|HRBF|American Enterprise Investment Services Inc.|28884
NMFC|NEW MTN FINANCE CP|IBKR|Interactive Brokers Llc|4102
NMFC|NEW MTN FINANCE CP|ICBX|INSTINET, LLC|5722
NMFC|NEW MTN FINANCE CP|INCA|INSTINET, LLC|17389
NMFC|NEW MTN FINANCE CP|ITGI|ITG Inc.|8940
NMFC|NEW MTN FINANCE CP|ITGP|ITG INC.|40600
NMFC|NEW MTN FINANCE CP|JANY|Janney Montgomery Scott Inc.|11089
NMFC|NEW MTN FINANCE CP|JMPT|JUMP TRADING, LLC|300
NMFC|NEW MTN FINANCE CP|JPBX|J.P. MORGAN SECURITIES LLC|1266
NMFC|NEW MTN FINANCE CP|JPMX|J.P. Morgan Securities LLC|251814
NMFC|NEW MTN FINANCE CP|KCGM|VIRTU Americas LLC|22406
NMFC|NEW MTN FINANCE CP|LEHM|Barclays Capital Inc./Le|102898
NMFC|NEW MTN FINANCE CP|LIME|Lime Brokerage LLC|5054
NMFC|NEW MTN FINANCE CP|LSCI|Lek Securities Corporation|100
NMFC|NEW MTN FINANCE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82286
NMFC|NEW MTN FINANCE CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4643
NMFC|NEW MTN FINANCE CP|MSCO|MORGAN STANLEY & CO. LLC|101036
NMFC|NEW MTN FINANCE CP|MSPL|MORGAN STANLEY & CO. LLC|17200
NMFC|NEW MTN FINANCE CP|MSTX|MORGAN STANLEY & CO. LLC|5600
NMFC|NEW MTN FINANCE CP|NFSC|National Financial Services LLC|230718
NMFC|NEW MTN FINANCE CP|NITE|VIRTU Americas LLC|341468
NMFC|NEW MTN FINANCE CP|NITP|VIRTU Americas LLC|984
NMFC|NEW MTN FINANCE CP|NQRB|Brut, LLC|100
NMFC|NEW MTN FINANCE CP|OPCO|Oppenheimer & Co. Inc.|10071
NMFC|NEW MTN FINANCE CP|PDQM|CODA MARKETS, INC.|61999
NMFC|NEW MTN FINANCE CP|PHLY|NASDAQ Execution Services, LLC|1000
NMFC|NEW MTN FINANCE CP|PWJC|UBS Financial Services, Inc.|10060
NMFC|NEW MTN FINANCE CP|RBCM|RBC CAPITAL MARKETS, LLC|4841
NMFC|NEW MTN FINANCE CP|SAGL|SAGETRADER, LLC|200
NMFC|NEW MTN FINANCE CP|SAGW|SAGETRADER, LLC|740
NMFC|NEW MTN FINANCE CP|SBSH|Citigroup Global Markets Inc.|1170
NMFC|NEW MTN FINANCE CP|SGMT|GOLDMAN SACHS & CO. LLC|27042
NMFC|NEW MTN FINANCE CP|SPDR|SPEEDROUTE LLC|3000
NMFC|NEW MTN FINANCE CP|SPHN|Stephens Inc.|5
NMFC|NEW MTN FINANCE CP|STFL|Stifel, Nicolaus & Company, Incorporated|5937
NMFC|NEW MTN FINANCE CP|STXG|Stockcross Financial Services, Inc.|312
NMFC|NEW MTN FINANCE CP|SWIM|TD Ameritrade, Inc.|11258
NMFC|NEW MTN FINANCE CP|SWST|Hilltop Securities Inc.|10622
NMFC|NEW MTN FINANCE CP|TKNG|ALLY INVEST SECURITIES LLC|246
NMFC|NEW MTN FINANCE CP|TRBT|Tradebot Systems, Inc.|600
NMFC|NEW MTN FINANCE CP|TRCM|TRC MARKETS LLC|4600
NMFC|NEW MTN FINANCE CP|UBSA|UBS SECURITIES LLC|229337
NMFC|NEW MTN FINANCE CP|UBSS|UBS Securities LLC|113385
NMFC|NEW MTN FINANCE CP|VALX|VIRTU AMERICAS LLC|27156
NMFC|NEW MTN FINANCE CP|VGRD|Vanguard Marketing Corporation|40332
NMFC|NEW MTN FINANCE CP|VNDM|Wall Street Access|200
NMFC|NEW MTN FINANCE CP|WCHV|WELLS FARGO SECURITIES, LLC|235015
NMFC|NEW MTN FINANCE CP|WEDB|WEDBUSH SECURITIES INC.|3177
NMFC|NEW MTN FINANCE CP|WEED|Weeden & Co.L.P.|1800
NMFC|NEW MTN FINANCE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|701
NMFC|NEW MTN FINANCE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1546
NMFC|NEW MTN FINANCE CP|WSEA|WOLVERINE SECURITIES, LLC|5893
NMFC|NEW MTN FINANCE CP|XIST|INSTINET, LLC|3200
NMFC|NEW MTN FINANCE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17336
NMFC|NEW MTN FINANCE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17097
NMI|NUVEEN MUNI INCOM FD|BANK|Primevest Financial Services, Inc.|800
NMI|NUVEEN MUNI INCOM FD|BARD|Robert W. Baird & Co. Incorporated|14
NMI|NUVEEN MUNI INCOM FD|BTIG|BTIG, LLC|636
NMI|NUVEEN MUNI INCOM FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
NMI|NUVEEN MUNI INCOM FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|320
NMI|NUVEEN MUNI INCOM FD|DADA|D.A. Davidson & Co.|4
NMI|NUVEEN MUNI INCOM FD|EBXL|EBX LLC|400
NMI|NUVEEN MUNI INCOM FD|EDJO|Edward D. Jones & Co., L.P.|29616
NMI|NUVEEN MUNI INCOM FD|ETRS|E*Trade Securities LLC|1522
NMI|NUVEEN MUNI INCOM FD|FTBR|Foliofn Investments, Inc.|1
NMI|NUVEEN MUNI INCOM FD|GLPX|ACS EXECUTION SERVICES, LLC|271
NMI|NUVEEN MUNI INCOM FD|GSCO|GOLDMAN SACHS & CO. LLC|1305
NMI|NUVEEN MUNI INCOM FD|HRBF|American Enterprise Investment Services Inc.|3416
NMI|NUVEEN MUNI INCOM FD|IATS|INTERACTIVE BROKERS LLC|800
NMI|NUVEEN MUNI INCOM FD|IBKR|Interactive Brokers Llc|699
NMI|NUVEEN MUNI INCOM FD|ICBX|INSTINET, LLC|200
NMI|NUVEEN MUNI INCOM FD|INCA|INSTINET, LLC|1072
NMI|NUVEEN MUNI INCOM FD|LEHM|Barclays Capital Inc./Le|400
NMI|NUVEEN MUNI INCOM FD|LIME|Lime Brokerage LLC|438
NMI|NUVEEN MUNI INCOM FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
NMI|NUVEEN MUNI INCOM FD|MSCO|MORGAN STANLEY & CO. LLC|475
NMI|NUVEEN MUNI INCOM FD|NFSC|National Financial Services LLC|4744
NMI|NUVEEN MUNI INCOM FD|NITE|VIRTU Americas LLC|13329
NMI|NUVEEN MUNI INCOM FD|NQRB|Brut, LLC|288
NMI|NUVEEN MUNI INCOM FD|OPCO|Oppenheimer & Co. Inc.|30
NMI|NUVEEN MUNI INCOM FD|PDQM|CODA MARKETS, INC.|271
NMI|NUVEEN MUNI INCOM FD|RBCM|RBC CAPITAL MARKETS, LLC|4718
NMI|NUVEEN MUNI INCOM FD|SPHN|Stephens Inc.|3
NMI|NUVEEN MUNI INCOM FD|STFL|Stifel, Nicolaus & Company, Incorporated|2
NMI|NUVEEN MUNI INCOM FD|SWIM|TD Ameritrade, Inc.|2100
NMI|NUVEEN MUNI INCOM FD|SWST|Hilltop Securities Inc.|15
NMI|NUVEEN MUNI INCOM FD|UBSA|UBS SECURITIES LLC|2472
NMI|NUVEEN MUNI INCOM FD|UBSS|UBS Securities LLC|2546
NMI|NUVEEN MUNI INCOM FD|VGRD|Vanguard Marketing Corporation|554
NMI|NUVEEN MUNI INCOM FD|WCHV|WELLS FARGO SECURITIES, LLC|2254
NMI|NUVEEN MUNI INCOM FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|94
NMI|NUVEEN MUNI INCOM FD|WSEA|WOLVERINE SECURITIES, LLC|20
NMI|NUVEEN MUNI INCOM FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|565
NMIH|NMI HOLDINGS CMN A|APCC|Apex Clearing Corporation|602
NMIH|NMI HOLDINGS CMN A|BANK|Primevest Financial Services, Inc.|19
NMIH|NMI HOLDINGS CMN A|BATM|CBOE TRADING, INC.|287
NMIH|NMI HOLDINGS CMN A|BBNT|BB&T SECURITIES, LLC|33
NMIH|NMI HOLDINGS CMN A|BERN|Sanford C. Bernstein & Co., LLC|5346
NMIH|NMI HOLDINGS CMN A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2450
NMIH|NMI HOLDINGS CMN A|BLKX|INSTINET, LLC|169204
NMIH|NMI HOLDINGS CMN A|BMOC|BMO Capital Markets Corp.|9496
NMIH|NMI HOLDINGS CMN A|BNPX|BNP PARIBAS SECURITIES CORP.|11854
NMIH|NMI HOLDINGS CMN A|BRVL|BLAYLOCK VAN, LLC|900
NMIH|NMI HOLDINGS CMN A|BTIG|BTIG, LLC|906
NMIH|NMI HOLDINGS CMN A|BZYD|GOLDMAN SACHS & CO. LLC|1700
NMIH|NMI HOLDINGS CMN A|CANT|Cantor Fitzgerald & Co.|4334
NMIH|NMI HOLDINGS CMN A|CBLC|CITIGROUP GLOBAL MARKETS INC.|70098
NMIH|NMI HOLDINGS CMN A|CHAS|Charles Schwab & Co., Inc.|3180
NMIH|NMI HOLDINGS CMN A|CIST|Capital Institutional Services, Inc.|41
NMIH|NMI HOLDINGS CMN A|CMPT|Compass Point Research & Trading, LLC|27743
NMIH|NMI HOLDINGS CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29049
NMIH|NMI HOLDINGS CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84115
NMIH|NMI HOLDINGS CMN A|CTDL|Citadel Derivatives Group Llc|20723
NMIH|NMI HOLDINGS CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|21944
NMIH|NMI HOLDINGS CMN A|DBAB|Deutsche Bank Securities Inc.|422975
NMIH|NMI HOLDINGS CMN A|DBAX|Deutsche Bank Securities Inc.|42200
NMIH|NMI HOLDINGS CMN A|DBUL|Deutsche Bank Securities Inc.|226
NMIH|NMI HOLDINGS CMN A|DEAN|MORGAN STANLEY|4329
NMIH|NMI HOLDINGS CMN A|DEGS|RONIN PROFESSIONAL LLC|1342
NMIH|NMI HOLDINGS CMN A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1512
NMIH|NMI HOLDINGS CMN A|EBXL|EBX LLC|42700
NMIH|NMI HOLDINGS CMN A|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
NMIH|NMI HOLDINGS CMN A|EDJO|Edward D. Jones & Co., L.P.|33
NMIH|NMI HOLDINGS CMN A|EGAM|CBOE TRADING, INC.|3565
NMIH|NMI HOLDINGS CMN A|EGXM|CBOE TRADING, INC.|100
NMIH|NMI HOLDINGS CMN A|ETBE|Electronic Transaction Clearing, Inc.|6972
NMIH|NMI HOLDINGS CMN A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11457
NMIH|NMI HOLDINGS CMN A|ETRS|E*Trade Securities LLC|38675
NMIH|NMI HOLDINGS CMN A|FBCO|Credit Suisse Securities (USA) LLC|707925
NMIH|NMI HOLDINGS CMN A|FFSI|Firstrade Securities Inc.|50
NMIH|NMI HOLDINGS CMN A|FILL|Tradestation Securities, Inc.|980
NMIH|NMI HOLDINGS CMN A|FMAF|NBCN Inc./ CDS|120
NMIH|NMI HOLDINGS CMN A|FOMA|TD AMERITRADE CLEARING, INC.|110253
NMIH|NMI HOLDINGS CMN A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
NMIH|NMI HOLDINGS CMN A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34215
NMIH|NMI HOLDINGS CMN A|FTBR|Foliofn Investments, Inc.|1097
NMIH|NMI HOLDINGS CMN A|GEBB|GLOBAL EXECUTION BROKERS, LP|17944
NMIH|NMI HOLDINGS CMN A|GLPX|ACS EXECUTION SERVICES, LLC|890
NMIH|NMI HOLDINGS CMN A|GSCO|GOLDMAN SACHS & CO. LLC|994164
NMIH|NMI HOLDINGS CMN A|GSCS|GOLDMAN SACHS & CO. LLC|46054
NMIH|NMI HOLDINGS CMN A|GSLT|GOLDMAN SACHS & CO. LLC|2950
NMIH|NMI HOLDINGS CMN A|GTSZ|GTS SECURITIES LLC|8451
NMIH|NMI HOLDINGS CMN A|HRBF|American Enterprise Investment Services Inc.|5396
NMIH|NMI HOLDINGS CMN A|IBKR|Interactive Brokers Llc|67885
NMIH|NMI HOLDINGS CMN A|ICBX|INSTINET, LLC|18428
NMIH|NMI HOLDINGS CMN A|IEQY|CITADEL SECURITIES LLC|16671
NMIH|NMI HOLDINGS CMN A|INCA|INSTINET, LLC|132162
NMIH|NMI HOLDINGS CMN A|INJX|INSTINET, LLC|20237
NMIH|NMI HOLDINGS CMN A|ITGI|ITG Inc.|28610
NMIH|NMI HOLDINGS CMN A|ITGP|ITG INC.|70600
NMIH|NMI HOLDINGS CMN A|JANY|Janney Montgomery Scott Inc.|100
NMIH|NMI HOLDINGS CMN A|JEFF|JEFFERIES LLC|133643
NMIH|NMI HOLDINGS CMN A|JMPT|JUMP TRADING, LLC|862
NMIH|NMI HOLDINGS CMN A|JPBX|J.P. MORGAN SECURITIES LLC|12911
NMIH|NMI HOLDINGS CMN A|JPMX|J.P. Morgan Securities LLC|223282
NMIH|NMI HOLDINGS CMN A|KBWI|Keefe, Bruyette & Woods, Inc.|500
NMIH|NMI HOLDINGS CMN A|KCGM|VIRTU Americas LLC|56625
NMIH|NMI HOLDINGS CMN A|LEHM|Barclays Capital Inc./Le|699480
NMIH|NMI HOLDINGS CMN A|LIME|Lime Brokerage LLC|192050
NMIH|NMI HOLDINGS CMN A|LMGP|LIME BROKERAGE LLC|7819
NMIH|NMI HOLDINGS CMN A|LOOP|Loop Capital Markets LLC|4360
NMIH|NMI HOLDINGS CMN A|LQNA|LIQUIDNET, INC.|23600
NMIH|NMI HOLDINGS CMN A|LSCI|Lek Securities Corporation|100
NMIH|NMI HOLDINGS CMN A|MACQ|Macquarie Capital (USA) Inc.|7195
NMIH|NMI HOLDINGS CMN A|MAXM|Maxim Group LLC|3463
NMIH|NMI HOLDINGS CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66824
NMIH|NMI HOLDINGS CMN A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|820
NMIH|NMI HOLDINGS CMN A|MSCO|MORGAN STANLEY & CO. LLC|939819
NMIH|NMI HOLDINGS CMN A|MSPL|MORGAN STANLEY & CO. LLC|33400
NMIH|NMI HOLDINGS CMN A|MSTX|MORGAN STANLEY & CO. LLC|49400
NMIH|NMI HOLDINGS CMN A|NFSC|National Financial Services LLC|136690
NMIH|NMI HOLDINGS CMN A|NITE|VIRTU Americas LLC|154709
NMIH|NMI HOLDINGS CMN A|NITP|VIRTU Americas LLC|3438
NMIH|NMI HOLDINGS CMN A|NQRB|Brut, LLC|1506
NMIH|NMI HOLDINGS CMN A|NTRC|Northern Trust Securities, Inc.|2375
NMIH|NMI HOLDINGS CMN A|OPCO|Oppenheimer & Co. Inc.|10643
NMIH|NMI HOLDINGS CMN A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
NMIH|NMI HOLDINGS CMN A|PDQM|CODA MARKETS, INC.|10415
NMIH|NMI HOLDINGS CMN A|PICT|Pictet Overseas Inc.|12
NMIH|NMI HOLDINGS CMN A|PWJC|UBS Financial Services, Inc.|1900
NMIH|NMI HOLDINGS CMN A|RBCM|RBC CAPITAL MARKETS, LLC|600
NMIH|NMI HOLDINGS CMN A|RILY|B. RILEY FBR, INC.|6668
NMIH|NMI HOLDINGS CMN A|SAGL|SAGETRADER, LLC|330
NMIH|NMI HOLDINGS CMN A|SAGW|SAGETRADER, LLC|1403
NMIH|NMI HOLDINGS CMN A|SBSH|Citigroup Global Markets Inc.|151021
NMIH|NMI HOLDINGS CMN A|SDLR|Sandler, O'Neill & Partners, L.P.|5689
NMIH|NMI HOLDINGS CMN A|SGMT|GOLDMAN SACHS & CO. LLC|34850
NMIH|NMI HOLDINGS CMN A|SPDR|SPEEDROUTE LLC|18908
NMIH|NMI HOLDINGS CMN A|STFL|Stifel, Nicolaus & Company, Incorporated|680
NMIH|NMI HOLDINGS CMN A|SWIM|TD Ameritrade, Inc.|10730
NMIH|NMI HOLDINGS CMN A|SWST|Hilltop Securities Inc.|748
NMIH|NMI HOLDINGS CMN A|TKNG|ALLY INVEST SECURITIES LLC|500
NMIH|NMI HOLDINGS CMN A|TRBT|Tradebot Systems, Inc.|16256
NMIH|NMI HOLDINGS CMN A|TRCM|TRC MARKETS LLC|67201
NMIH|NMI HOLDINGS CMN A|UBSA|UBS SECURITIES LLC|304704
NMIH|NMI HOLDINGS CMN A|UBSS|UBS Securities LLC|483383
NMIH|NMI HOLDINGS CMN A|VALX|VIRTU AMERICAS LLC|32519
NMIH|NMI HOLDINGS CMN A|VGRD|Vanguard Marketing Corporation|30603
NMIH|NMI HOLDINGS CMN A|WBPX|SUMMIT SECURITIES GROUP, LLC|700
NMIH|NMI HOLDINGS CMN A|WCHV|WELLS FARGO SECURITIES, LLC|17322
NMIH|NMI HOLDINGS CMN A|WDNX|WEEDEN & CO.L.P.|17600
NMIH|NMI HOLDINGS CMN A|WEED|Weeden & Co.L.P.|184343
NMIH|NMI HOLDINGS CMN A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55
NMIH|NMI HOLDINGS CMN A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
NMIH|NMI HOLDINGS CMN A|WSEA|WOLVERINE SECURITIES, LLC|949
NMIH|NMI HOLDINGS CMN A|WUND|Wunderlich Securities, Inc.|6668
NMIH|NMI HOLDINGS CMN A|XIST|INSTINET, LLC|27570
NMIH|NMI HOLDINGS CMN A|XSTM|NATIONAL FINANCIAL SERVICES LLC|27568
NMIH|NMI HOLDINGS CMN A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4713
NMK$B|NIAGARA MOHAWK 3.60|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
NMK$B|NIAGARA MOHAWK 3.60|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
NMK$B|NIAGARA MOHAWK 3.60|GSCS|GOLDMAN SACHS & CO. LLC|10
NMK$B|NIAGARA MOHAWK 3.60|MCBT|Moors & Cabot, Inc.|220
NMK$B|NIAGARA MOHAWK 3.60|MSCO|MORGAN STANLEY & CO. LLC|90
NMK$B|NIAGARA MOHAWK 3.60|NITE|VIRTU Americas LLC|100
NMK$B|NIAGARA MOHAWK 3.60|WEDB|WEDBUSH SECURITIES INC.|20
NMK$C|NIAGARA MOHAWK 3.90|NFSC|National Financial Services LLC|56
NMK$C|NIAGARA MOHAWK 3.90|NITE|VIRTU Americas LLC|26
NML|NEUBERGER BERMAN MLP|ALTX|Alternet Securities Inc.|10862
NML|NEUBERGER BERMAN MLP|APCC|Apex Clearing Corporation|39
NML|NEUBERGER BERMAN MLP|BARD|Robert W. Baird & Co. Incorporated|5225
NML|NEUBERGER BERMAN MLP|BBNT|BB&T SECURITIES, LLC|8012
NML|NEUBERGER BERMAN MLP|BERN|Sanford C. Bernstein & Co., LLC|137
NML|NEUBERGER BERMAN MLP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1640
NML|NEUBERGER BERMAN MLP|BRGE|Newbridge Securities Corp.|300
NML|NEUBERGER BERMAN MLP|BTIG|BTIG, LLC|64876
NML|NEUBERGER BERMAN MLP|BYXM|CBOE TRADING, INC.|900
NML|NEUBERGER BERMAN MLP|CANT|Cantor Fitzgerald & Co.|610
NML|NEUBERGER BERMAN MLP|CHAS|Charles Schwab & Co., Inc.|2
NML|NEUBERGER BERMAN MLP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114560
NML|NEUBERGER BERMAN MLP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6900
NML|NEUBERGER BERMAN MLP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
NML|NEUBERGER BERMAN MLP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24058
NML|NEUBERGER BERMAN MLP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4394
NML|NEUBERGER BERMAN MLP|DBAX|Deutsche Bank Securities Inc.|14900
NML|NEUBERGER BERMAN MLP|DEAN|MORGAN STANLEY|77716
NML|NEUBERGER BERMAN MLP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8826
NML|NEUBERGER BERMAN MLP|EBXL|EBX LLC|28700
NML|NEUBERGER BERMAN MLP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1103
NML|NEUBERGER BERMAN MLP|EDJO|Edward D. Jones & Co., L.P.|311
NML|NEUBERGER BERMAN MLP|EGAM|CBOE TRADING, INC.|57687
NML|NEUBERGER BERMAN MLP|EGAW|CBOE TRADING, INC.|949
NML|NEUBERGER BERMAN MLP|EGXM|CBOE TRADING, INC.|400
NML|NEUBERGER BERMAN MLP|ESPO|ESPOSITO SECURITIES, LLC|8450
NML|NEUBERGER BERMAN MLP|ETBE|Electronic Transaction Clearing, Inc.|100
NML|NEUBERGER BERMAN MLP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
NML|NEUBERGER BERMAN MLP|ETRS|E*Trade Securities LLC|14426
NML|NEUBERGER BERMAN MLP|FBSB|U.S. Bancorp Investments, Inc.|625
NML|NEUBERGER BERMAN MLP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17560
NML|NEUBERGER BERMAN MLP|FTBR|Foliofn Investments, Inc.|49
NML|NEUBERGER BERMAN MLP|GLPX|ACS EXECUTION SERVICES, LLC|16961
NML|NEUBERGER BERMAN MLP|GSCO|GOLDMAN SACHS & CO. LLC|28682
NML|NEUBERGER BERMAN MLP|GSLT|GOLDMAN SACHS & CO. LLC|100
NML|NEUBERGER BERMAN MLP|GTSZ|GTS SECURITIES LLC|300
NML|NEUBERGER BERMAN MLP|HRBF|American Enterprise Investment Services Inc.|58146
NML|NEUBERGER BERMAN MLP|IATS|INTERACTIVE BROKERS LLC|25135
NML|NEUBERGER BERMAN MLP|IBKR|Interactive Brokers Llc|57764
NML|NEUBERGER BERMAN MLP|ICBX|INSTINET, LLC|5926
NML|NEUBERGER BERMAN MLP|INCA|INSTINET, LLC|9036
NML|NEUBERGER BERMAN MLP|ITGI|ITG Inc.|30758
NML|NEUBERGER BERMAN MLP|ITGP|ITG INC.|14400
NML|NEUBERGER BERMAN MLP|JANY|Janney Montgomery Scott Inc.|550
NML|NEUBERGER BERMAN MLP|JEFF|JEFFERIES LLC|438
NML|NEUBERGER BERMAN MLP|JMPT|JUMP TRADING, LLC|293
NML|NEUBERGER BERMAN MLP|JPMX|J.P. Morgan Securities LLC|41788
NML|NEUBERGER BERMAN MLP|JSJX|JANE STREET CAPITAL LLC|700
NML|NEUBERGER BERMAN MLP|KCGM|VIRTU Americas LLC|12052
NML|NEUBERGER BERMAN MLP|LEHM|Barclays Capital Inc./Le|51400
NML|NEUBERGER BERMAN MLP|LGNT|COR CLEARING LLC|9
NML|NEUBERGER BERMAN MLP|LIME|Lime Brokerage LLC|536
NML|NEUBERGER BERMAN MLP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2900
NML|NEUBERGER BERMAN MLP|MAXM|Maxim Group LLC|700
NML|NEUBERGER BERMAN MLP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38398
NML|NEUBERGER BERMAN MLP|MSCO|MORGAN STANLEY & CO. LLC|363747
NML|NEUBERGER BERMAN MLP|MSPL|MORGAN STANLEY & CO. LLC|37100
NML|NEUBERGER BERMAN MLP|MSTX|MORGAN STANLEY & CO. LLC|400
NML|NEUBERGER BERMAN MLP|NFSC|National Financial Services LLC|119320
NML|NEUBERGER BERMAN MLP|NITE|VIRTU Americas LLC|273608
NML|NEUBERGER BERMAN MLP|NQRB|Brut, LLC|1000
NML|NEUBERGER BERMAN MLP|OPCO|Oppenheimer & Co. Inc.|24348
NML|NEUBERGER BERMAN MLP|PDQM|CODA MARKETS, INC.|37893
NML|NEUBERGER BERMAN MLP|PWJC|UBS Financial Services, Inc.|4400
NML|NEUBERGER BERMAN MLP|RBCM|RBC CAPITAL MARKETS, LLC|26187
NML|NEUBERGER BERMAN MLP|SAGL|SAGETRADER, LLC|8100
NML|NEUBERGER BERMAN MLP|SALI|INTL FCSTONE FINANCIAL INC.|2100
NML|NEUBERGER BERMAN MLP|SBSH|Citigroup Global Markets Inc.|16062
NML|NEUBERGER BERMAN MLP|SEIC|SEI Investments Distribution Co.|400
NML|NEUBERGER BERMAN MLP|SGMT|GOLDMAN SACHS & CO. LLC|10605
NML|NEUBERGER BERMAN MLP|SPDR|SPEEDROUTE LLC|6739
NML|NEUBERGER BERMAN MLP|STFL|Stifel, Nicolaus & Company, Incorporated|16321
NML|NEUBERGER BERMAN MLP|SWIM|TD Ameritrade, Inc.|12324
NML|NEUBERGER BERMAN MLP|SWST|Hilltop Securities Inc.|4924
NML|NEUBERGER BERMAN MLP|TKNG|ALLY INVEST SECURITIES LLC|1
NML|NEUBERGER BERMAN MLP|TRBT|Tradebot Systems, Inc.|1011
NML|NEUBERGER BERMAN MLP|UBSA|UBS SECURITIES LLC|44269
NML|NEUBERGER BERMAN MLP|UBSS|UBS Securities LLC|146643
NML|NEUBERGER BERMAN MLP|VALX|VIRTU AMERICAS LLC|800
NML|NEUBERGER BERMAN MLP|VGRD|Vanguard Marketing Corporation|5289
NML|NEUBERGER BERMAN MLP|WBET|Wallachbeth Capital LLC|110800
NML|NEUBERGER BERMAN MLP|WCHV|WELLS FARGO SECURITIES, LLC|67844
NML|NEUBERGER BERMAN MLP|WEDB|WEDBUSH SECURITIES INC.|3320
NML|NEUBERGER BERMAN MLP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|320
NML|NEUBERGER BERMAN MLP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34131
NML|NEUBERGER BERMAN MLP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
NML|NEUBERGER BERMAN MLP|WSEA|WOLVERINE SECURITIES, LLC|365
NML|NEUBERGER BERMAN MLP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1436
NML|NEUBERGER BERMAN MLP|YKNA|COMHAR CAPITAL MARKETS, LLC|3100
NML|NEUBERGER BERMAN MLP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5255
NMM|NAVIOS MARITIME PTN|AGIS|Aegis Capital Corp.|35
NMM|NAVIOS MARITIME PTN|ALTX|Alternet Securities Inc.|100
NMM|NAVIOS MARITIME PTN|APCC|Apex Clearing Corporation|30400
NMM|NAVIOS MARITIME PTN|BATM|CBOE TRADING, INC.|320
NMM|NAVIOS MARITIME PTN|BIMI|Banca IMI Securities Corp.|14300
NMM|NAVIOS MARITIME PTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1398
NMM|NAVIOS MARITIME PTN|CHAS|Charles Schwab & Co., Inc.|32399
NMM|NAVIOS MARITIME PTN|CIST|Capital Institutional Services, Inc.|1000
NMM|NAVIOS MARITIME PTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56629
NMM|NAVIOS MARITIME PTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
NMM|NAVIOS MARITIME PTN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
NMM|NAVIOS MARITIME PTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|165015
NMM|NAVIOS MARITIME PTN|CTDL|Citadel Derivatives Group Llc|2200
NMM|NAVIOS MARITIME PTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|25252
NMM|NAVIOS MARITIME PTN|DAVA|Davenport & Company LLC|1902
NMM|NAVIOS MARITIME PTN|DBAB|Deutsche Bank Securities Inc.|42104
NMM|NAVIOS MARITIME PTN|DBAX|Deutsche Bank Securities Inc.|140400
NMM|NAVIOS MARITIME PTN|DEAN|MORGAN STANLEY|200
NMM|NAVIOS MARITIME PTN|DEGS|RONIN PROFESSIONAL LLC|4724
NMM|NAVIOS MARITIME PTN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|53333
NMM|NAVIOS MARITIME PTN|EBXL|EBX LLC|164400
NMM|NAVIOS MARITIME PTN|ECUT|CONVERGEX EXECUTION SOLUTIONS|40765
NMM|NAVIOS MARITIME PTN|EDJO|Edward D. Jones & Co., L.P.|4512
NMM|NAVIOS MARITIME PTN|EGAM|CBOE TRADING, INC.|2585
NMM|NAVIOS MARITIME PTN|EGXM|CBOE TRADING, INC.|1810
NMM|NAVIOS MARITIME PTN|ETBE|Electronic Transaction Clearing, Inc.|35332
NMM|NAVIOS MARITIME PTN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
NMM|NAVIOS MARITIME PTN|ETRS|E*Trade Securities LLC|1088808
NMM|NAVIOS MARITIME PTN|FILL|Tradestation Securities, Inc.|14302
NMM|NAVIOS MARITIME PTN|FINX|FINTECH SECURITIES|50
NMM|NAVIOS MARITIME PTN|FMAF|NBCN Inc./ CDS|18000
NMM|NAVIOS MARITIME PTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60635
NMM|NAVIOS MARITIME PTN|FTBR|Foliofn Investments, Inc.|3831
NMM|NAVIOS MARITIME PTN|GEBB|GLOBAL EXECUTION BROKERS, LP|23200
NMM|NAVIOS MARITIME PTN|GLIS|TD Securities Inc|2200
NMM|NAVIOS MARITIME PTN|GLPX|ACS EXECUTION SERVICES, LLC|4428
NMM|NAVIOS MARITIME PTN|GSCO|GOLDMAN SACHS & CO. LLC|87700
NMM|NAVIOS MARITIME PTN|GSCS|GOLDMAN SACHS & CO. LLC|7076
NMM|NAVIOS MARITIME PTN|GSLT|GOLDMAN SACHS & CO. LLC|31216
NMM|NAVIOS MARITIME PTN|GTSZ|GTS SECURITIES LLC|1965
NMM|NAVIOS MARITIME PTN|HRBF|American Enterprise Investment Services Inc.|5774
NMM|NAVIOS MARITIME PTN|IATS|INTERACTIVE BROKERS LLC|421206
NMM|NAVIOS MARITIME PTN|IBKR|Interactive Brokers Llc|521748
NMM|NAVIOS MARITIME PTN|ICBX|INSTINET, LLC|127024
NMM|NAVIOS MARITIME PTN|INCA|INSTINET, LLC|153454
NMM|NAVIOS MARITIME PTN|ITGI|ITG Inc.|34236
NMM|NAVIOS MARITIME PTN|ITGP|ITG INC.|17400
NMM|NAVIOS MARITIME PTN|JEFF|JEFFERIES LLC|400
NMM|NAVIOS MARITIME PTN|JMPT|JUMP TRADING, LLC|26560
NMM|NAVIOS MARITIME PTN|JONE|JonesTrading|89212
NMM|NAVIOS MARITIME PTN|JPMX|J.P. Morgan Securities LLC|183315
NMM|NAVIOS MARITIME PTN|JSJX|JANE STREET CAPITAL LLC|14481
NMM|NAVIOS MARITIME PTN|KCGM|VIRTU Americas LLC|82048
NMM|NAVIOS MARITIME PTN|LEHM|Barclays Capital Inc./Le|312818
NMM|NAVIOS MARITIME PTN|LIME|Lime Brokerage LLC|2055
NMM|NAVIOS MARITIME PTN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NMM|NAVIOS MARITIME PTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|299080
NMM|NAVIOS MARITIME PTN|MOTF|MOTIF INVESTING, INC.|2
NMM|NAVIOS MARITIME PTN|MSCO|MORGAN STANLEY & CO. LLC|674655
NMM|NAVIOS MARITIME PTN|MSPL|MORGAN STANLEY & CO. LLC|206300
NMM|NAVIOS MARITIME PTN|MSTX|MORGAN STANLEY & CO. LLC|1600
NMM|NAVIOS MARITIME PTN|NFSC|National Financial Services LLC|884721
NMM|NAVIOS MARITIME PTN|NITE|VIRTU Americas LLC|2922858
NMM|NAVIOS MARITIME PTN|NITP|VIRTU Americas LLC|35184
NMM|NAVIOS MARITIME PTN|NORT|Northland Securities, Inc.|172201
NMM|NAVIOS MARITIME PTN|NTBF|BMO Nesbitt Burns Inc./CDS|2400
NMM|NAVIOS MARITIME PTN|NTFN|Network 1 Financial Securities Inc.|28865
NMM|NAVIOS MARITIME PTN|OPCO|Oppenheimer & Co. Inc.|2900
NMM|NAVIOS MARITIME PTN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4300
NMM|NAVIOS MARITIME PTN|PDQM|CODA MARKETS, INC.|6958
NMM|NAVIOS MARITIME PTN|PWJC|UBS Financial Services, Inc.|11384
NMM|NAVIOS MARITIME PTN|RBCM|RBC CAPITAL MARKETS, LLC|816
NMM|NAVIOS MARITIME PTN|RGLD|Regal Securities, Inc|1000
NMM|NAVIOS MARITIME PTN|SALI|INTL FCSTONE FINANCIAL INC.|16
NMM|NAVIOS MARITIME PTN|SBSH|Citigroup Global Markets Inc.|25145
NMM|NAVIOS MARITIME PTN|SGMT|GOLDMAN SACHS & CO. LLC|89120
NMM|NAVIOS MARITIME PTN|SPDR|SPEEDROUTE LLC|3700
NMM|NAVIOS MARITIME PTN|STFL|Stifel, Nicolaus & Company, Incorporated|4504
NMM|NAVIOS MARITIME PTN|SWIM|TD Ameritrade, Inc.|380645
NMM|NAVIOS MARITIME PTN|TKNG|ALLY INVEST SECURITIES LLC|34337
NMM|NAVIOS MARITIME PTN|TRBT|Tradebot Systems, Inc.|2720
NMM|NAVIOS MARITIME PTN|TRCM|TRC MARKETS LLC|10920
NMM|NAVIOS MARITIME PTN|UBSA|UBS SECURITIES LLC|475926
NMM|NAVIOS MARITIME PTN|UBSS|UBS Securities LLC|552906
NMM|NAVIOS MARITIME PTN|VALX|VIRTU AMERICAS LLC|47329
NMM|NAVIOS MARITIME PTN|VGRD|Vanguard Marketing Corporation|63499
NMM|NAVIOS MARITIME PTN|WCHV|WELLS FARGO SECURITIES, LLC|86863
NMM|NAVIOS MARITIME PTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6888
NMM|NAVIOS MARITIME PTN|WGIF|CIBC World Markets Inc.|500
NMM|NAVIOS MARITIME PTN|WSEA|WOLVERINE SECURITIES, LLC|50434
NMM|NAVIOS MARITIME PTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|14000
NMM|NAVIOS MARITIME PTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6427
NMR|NOMURA HOLDINGS  ADR|ALTX|Alternet Securities Inc.|9440
NMR|NOMURA HOLDINGS  ADR|ANOS|ABEL/NOSER, L.L.C.|6000
NMR|NOMURA HOLDINGS  ADR|APCC|Apex Clearing Corporation|888
NMR|NOMURA HOLDINGS  ADR|BARD|Robert W. Baird & Co. Incorporated|3660
NMR|NOMURA HOLDINGS  ADR|BATM|CBOE TRADING, INC.|602
NMR|NOMURA HOLDINGS  ADR|BERN|Sanford C. Bernstein & Co., LLC|282
NMR|NOMURA HOLDINGS  ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9253
NMR|NOMURA HOLDINGS  ADR|BZYD|GOLDMAN SACHS & CO. LLC|309
NMR|NOMURA HOLDINGS  ADR|CHAS|Charles Schwab & Co., Inc.|43314
NMR|NOMURA HOLDINGS  ADR|CICF|Canaccord Genuity Corp.|548
NMR|NOMURA HOLDINGS  ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6400
NMR|NOMURA HOLDINGS  ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42526
NMR|NOMURA HOLDINGS  ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
NMR|NOMURA HOLDINGS  ADR|DBAB|Deutsche Bank Securities Inc.|42294
NMR|NOMURA HOLDINGS  ADR|DBAX|Deutsche Bank Securities Inc.|25400
NMR|NOMURA HOLDINGS  ADR|DEAN|MORGAN STANLEY|22170
NMR|NOMURA HOLDINGS  ADR|EBXL|EBX LLC|32600
NMR|NOMURA HOLDINGS  ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|60742
NMR|NOMURA HOLDINGS  ADR|EGAM|CBOE TRADING, INC.|46557
NMR|NOMURA HOLDINGS  ADR|EGAW|CBOE TRADING, INC.|784
NMR|NOMURA HOLDINGS  ADR|ETBE|Electronic Transaction Clearing, Inc.|6400
NMR|NOMURA HOLDINGS  ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|536
NMR|NOMURA HOLDINGS  ADR|ETRS|E*Trade Securities LLC|4180
NMR|NOMURA HOLDINGS  ADR|FBSB|U.S. Bancorp Investments, Inc.|1
NMR|NOMURA HOLDINGS  ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27697
NMR|NOMURA HOLDINGS  ADR|FTBR|Foliofn Investments, Inc.|5697
NMR|NOMURA HOLDINGS  ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|900
NMR|NOMURA HOLDINGS  ADR|GLIS|TD Securities Inc|661
NMR|NOMURA HOLDINGS  ADR|GLPX|ACS EXECUTION SERVICES, LLC|1400
NMR|NOMURA HOLDINGS  ADR|GSCO|GOLDMAN SACHS & CO. LLC|115034
NMR|NOMURA HOLDINGS  ADR|GSCS|GOLDMAN SACHS & CO. LLC|24883
NMR|NOMURA HOLDINGS  ADR|GSLT|GOLDMAN SACHS & CO. LLC|1107
NMR|NOMURA HOLDINGS  ADR|GTSZ|GTS SECURITIES LLC|3700
NMR|NOMURA HOLDINGS  ADR|HRBF|American Enterprise Investment Services Inc.|390
NMR|NOMURA HOLDINGS  ADR|HSBC|HSBC Securities, Inc.|1310
NMR|NOMURA HOLDINGS  ADR|IATS|INTERACTIVE BROKERS LLC|3800
NMR|NOMURA HOLDINGS  ADR|IBKR|Interactive Brokers Llc|9965
NMR|NOMURA HOLDINGS  ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6165
NMR|NOMURA HOLDINGS  ADR|ICBX|INSTINET, LLC|14725
NMR|NOMURA HOLDINGS  ADR|INCA|INSTINET, LLC|21970
NMR|NOMURA HOLDINGS  ADR|INTL|INTL FCSTONE FINANCIAL INC.|61108
NMR|NOMURA HOLDINGS  ADR|ITGI|ITG Inc.|41340
NMR|NOMURA HOLDINGS  ADR|ITGP|ITG INC.|138400
NMR|NOMURA HOLDINGS  ADR|JANY|Janney Montgomery Scott Inc.|652
NMR|NOMURA HOLDINGS  ADR|JEFF|JEFFERIES LLC|1200
NMR|NOMURA HOLDINGS  ADR|JMPT|JUMP TRADING, LLC|173
NMR|NOMURA HOLDINGS  ADR|JPBX|J.P. MORGAN SECURITIES LLC|88
NMR|NOMURA HOLDINGS  ADR|JPMX|J.P. Morgan Securities LLC|56300
NMR|NOMURA HOLDINGS  ADR|JSJX|JANE STREET CAPITAL LLC|31310
NMR|NOMURA HOLDINGS  ADR|KCGM|VIRTU Americas LLC|11933
NMR|NOMURA HOLDINGS  ADR|LEHM|Barclays Capital Inc./Le|369804
NMR|NOMURA HOLDINGS  ADR|LIME|Lime Brokerage LLC|4594
NMR|NOMURA HOLDINGS  ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|133926
NMR|NOMURA HOLDINGS  ADR|MOTF|MOTIF INVESTING, INC.|8
NMR|NOMURA HOLDINGS  ADR|MSCO|MORGAN STANLEY & CO. LLC|140643
NMR|NOMURA HOLDINGS  ADR|MSPL|MORGAN STANLEY & CO. LLC|46200
NMR|NOMURA HOLDINGS  ADR|MSTX|MORGAN STANLEY & CO. LLC|2400
NMR|NOMURA HOLDINGS  ADR|NFSC|National Financial Services LLC|295274
NMR|NOMURA HOLDINGS  ADR|NITE|VIRTU Americas LLC|253411
NMR|NOMURA HOLDINGS  ADR|NITP|VIRTU Americas LLC|100
NMR|NOMURA HOLDINGS  ADR|NQRB|Brut, LLC|1200
NMR|NOMURA HOLDINGS  ADR|NTRC|Northern Trust Securities, Inc.|100
NMR|NOMURA HOLDINGS  ADR|OLDM|OLD MISSION CAPITAL, LLC|17910
NMR|NOMURA HOLDINGS  ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|98800
NMR|NOMURA HOLDINGS  ADR|PDQM|CODA MARKETS, INC.|3159
NMR|NOMURA HOLDINGS  ADR|RBCM|RBC CAPITAL MARKETS, LLC|1098
NMR|NOMURA HOLDINGS  ADR|SBSH|Citigroup Global Markets Inc.|38199
NMR|NOMURA HOLDINGS  ADR|SEIC|SEI Investments Distribution Co.|100
NMR|NOMURA HOLDINGS  ADR|SGMT|GOLDMAN SACHS & CO. LLC|30947
NMR|NOMURA HOLDINGS  ADR|SPDR|SPEEDROUTE LLC|100
NMR|NOMURA HOLDINGS  ADR|STFL|Stifel, Nicolaus & Company, Incorporated|8728
NMR|NOMURA HOLDINGS  ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
NMR|NOMURA HOLDINGS  ADR|SWIM|TD Ameritrade, Inc.|21801
NMR|NOMURA HOLDINGS  ADR|TKNG|ALLY INVEST SECURITIES LLC|20
NMR|NOMURA HOLDINGS  ADR|TRBT|Tradebot Systems, Inc.|4559
NMR|NOMURA HOLDINGS  ADR|TRCM|TRC MARKETS LLC|3346
NMR|NOMURA HOLDINGS  ADR|UBSA|UBS SECURITIES LLC|192516
NMR|NOMURA HOLDINGS  ADR|UBSS|UBS Securities LLC|285285
NMR|NOMURA HOLDINGS  ADR|VALX|VIRTU AMERICAS LLC|11628
NMR|NOMURA HOLDINGS  ADR|VGRD|Vanguard Marketing Corporation|10400
NMR|NOMURA HOLDINGS  ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|100
NMR|NOMURA HOLDINGS  ADR|WCHV|WELLS FARGO SECURITIES, LLC|13713
NMR|NOMURA HOLDINGS  ADR|WEED|Weeden & Co.L.P.|800
NMR|NOMURA HOLDINGS  ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2099
NMR|NOMURA HOLDINGS  ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1458
NMR|NOMURA HOLDINGS  ADR|WSEA|WOLVERINE SECURITIES, LLC|1797
NMR|NOMURA HOLDINGS  ADR|XIST|INSTINET, LLC|2120
NMR|NOMURA HOLDINGS  ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|24492
NMR|NOMURA HOLDINGS  ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|300
NMR|NOMURA HOLDINGS  ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|84
NMRD|NEMAURA MED CMN|APCC|Apex Clearing Corporation|815
NMRD|NEMAURA MED CMN|BATM|CBOE TRADING, INC.|400
NMRD|NEMAURA MED CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
NMRD|NEMAURA MED CMN|DEGS|RONIN PROFESSIONAL LLC|452
NMRD|NEMAURA MED CMN|EGXW|CBOE TRADING, INC.|1880
NMRD|NEMAURA MED CMN|ETRS|E*Trade Securities LLC|1824
NMRD|NEMAURA MED CMN|FBCO|Credit Suisse Securities (USA) LLC|51266
NMRD|NEMAURA MED CMN|FOMA|TD AMERITRADE CLEARING, INC.|40845
NMRD|NEMAURA MED CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|127
NMRD|NEMAURA MED CMN|GLPX|ACS EXECUTION SERVICES, LLC|80
NMRD|NEMAURA MED CMN|GTSZ|GTS SECURITIES LLC|580
NMRD|NEMAURA MED CMN|HSBC|HSBC Securities, Inc.|4
NMRD|NEMAURA MED CMN|IATS|INTERACTIVE BROKERS LLC|900
NMRD|NEMAURA MED CMN|IBKR|Interactive Brokers Llc|33116
NMRD|NEMAURA MED CMN|ICBX|INSTINET, LLC|200
NMRD|NEMAURA MED CMN|INCA|INSTINET, LLC|900
NMRD|NEMAURA MED CMN|ITGI|ITG Inc.|500
NMRD|NEMAURA MED CMN|LEHM|Barclays Capital Inc./Le|400
NMRD|NEMAURA MED CMN|LIME|Lime Brokerage LLC|13112
NMRD|NEMAURA MED CMN|MICA|Spartan Securities Group, Ltd.|37
NMRD|NEMAURA MED CMN|MSCO|MORGAN STANLEY & CO. LLC|5853
NMRD|NEMAURA MED CMN|NFSC|National Financial Services LLC|37758
NMRD|NEMAURA MED CMN|NITE|VIRTU Americas LLC|35664
NMRD|NEMAURA MED CMN|PDQM|CODA MARKETS, INC.|80
NMRD|NEMAURA MED CMN|SBSH|Citigroup Global Markets Inc.|6733
NMRD|NEMAURA MED CMN|TKNG|ALLY INVEST SECURITIES LLC|50
NMRD|NEMAURA MED CMN|TWTT|TASTYWORKS, INC.|300
NMRD|NEMAURA MED CMN|UBSA|UBS SECURITIES LLC|800
NMRD|NEMAURA MED CMN|UBSS|UBS Securities LLC|1336
NMRD|NEMAURA MED CMN|WCHV|WELLS FARGO SECURITIES, LLC|2889
NMRD|NEMAURA MED CMN|WSEA|WOLVERINE SECURITIES, LLC|25
NMRK|NEWMARK GRP CL A CM|ALTX|Alternet Securities Inc.|6472
NMRK|NEWMARK GRP CL A CM|APCC|Apex Clearing Corporation|52
NMRK|NEWMARK GRP CL A CM|ATPA|COWEN PRIME SERVICES LLC|4680
NMRK|NEWMARK GRP CL A CM|BARD|Robert W. Baird & Co. Incorporated|275
NMRK|NEWMARK GRP CL A CM|BATM|CBOE TRADING, INC.|3399
NMRK|NEWMARK GRP CL A CM|BAYT|BTIG, LLC|2900
NMRK|NEWMARK GRP CL A CM|BBNT|BB&T SECURITIES, LLC|500
NMRK|NEWMARK GRP CL A CM|BERN|Sanford C. Bernstein & Co., LLC|27392
NMRK|NEWMARK GRP CL A CM|BIDS|BIDS TRADING L.P.|27000
NMRK|NEWMARK GRP CL A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4102
NMRK|NEWMARK GRP CL A CM|BLKX|INSTINET, LLC|97560
NMRK|NEWMARK GRP CL A CM|BMOC|BMO Capital Markets Corp.|3712
NMRK|NEWMARK GRP CL A CM|BNPX|BNP PARIBAS SECURITIES CORP.|2299
NMRK|NEWMARK GRP CL A CM|BRGE|Newbridge Securities Corp.|9231
NMRK|NEWMARK GRP CL A CM|BTIG|BTIG, LLC|105663
NMRK|NEWMARK GRP CL A CM|BYXM|CBOE TRADING, INC.|3091
NMRK|NEWMARK GRP CL A CM|CHAS|Charles Schwab & Co., Inc.|804
NMRK|NEWMARK GRP CL A CM|CHLC|CHURCHILL CAPITAL USA, INC.|500
NMRK|NEWMARK GRP CL A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|86553
NMRK|NEWMARK GRP CL A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|31877
NMRK|NEWMARK GRP CL A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|162341
NMRK|NEWMARK GRP CL A CM|CTDL|Citadel Derivatives Group Llc|5170
NMRK|NEWMARK GRP CL A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|12894
NMRK|NEWMARK GRP CL A CM|DBAB|Deutsche Bank Securities Inc.|95248
NMRK|NEWMARK GRP CL A CM|DBAX|Deutsche Bank Securities Inc.|89800
NMRK|NEWMARK GRP CL A CM|DBUL|Deutsche Bank Securities Inc.|300
NMRK|NEWMARK GRP CL A CM|DEAN|MORGAN STANLEY|7671
NMRK|NEWMARK GRP CL A CM|DEGS|RONIN PROFESSIONAL LLC|4936
NMRK|NEWMARK GRP CL A CM|EBXL|EBX LLC|93500
NMRK|NEWMARK GRP CL A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|10237
NMRK|NEWMARK GRP CL A CM|EGAM|CBOE TRADING, INC.|9426
NMRK|NEWMARK GRP CL A CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
NMRK|NEWMARK GRP CL A CM|EGXM|CBOE TRADING, INC.|4960
NMRK|NEWMARK GRP CL A CM|EGXW|CBOE TRADING, INC.|100
NMRK|NEWMARK GRP CL A CM|ETBE|Electronic Transaction Clearing, Inc.|10526
NMRK|NEWMARK GRP CL A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9459
NMRK|NEWMARK GRP CL A CM|ETRS|E*Trade Securities LLC|22395
NMRK|NEWMARK GRP CL A CM|FBCO|Credit Suisse Securities (USA) LLC|597324
NMRK|NEWMARK GRP CL A CM|FBRC|B. RILEY FBR, INC.|20000
NMRK|NEWMARK GRP CL A CM|FILL|Tradestation Securities, Inc.|10
NMRK|NEWMARK GRP CL A CM|FOMA|TD AMERITRADE CLEARING, INC.|75397
NMRK|NEWMARK GRP CL A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4477
NMRK|NEWMARK GRP CL A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73505
NMRK|NEWMARK GRP CL A CM|FTBR|Foliofn Investments, Inc.|154
NMRK|NEWMARK GRP CL A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|7518
NMRK|NEWMARK GRP CL A CM|GLPX|ACS EXECUTION SERVICES, LLC|7111
NMRK|NEWMARK GRP CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|820600
NMRK|NEWMARK GRP CL A CM|GSCS|GOLDMAN SACHS & CO. LLC|5700
NMRK|NEWMARK GRP CL A CM|GSLT|GOLDMAN SACHS & CO. LLC|1502
NMRK|NEWMARK GRP CL A CM|GTSZ|GTS SECURITIES LLC|7164
NMRK|NEWMARK GRP CL A CM|HRBF|American Enterprise Investment Services Inc.|1930
NMRK|NEWMARK GRP CL A CM|IATS|INTERACTIVE BROKERS LLC|11543
NMRK|NEWMARK GRP CL A CM|IBKR|Interactive Brokers Llc|221787
NMRK|NEWMARK GRP CL A CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1408
NMRK|NEWMARK GRP CL A CM|ICBX|INSTINET, LLC|12106
NMRK|NEWMARK GRP CL A CM|IEQY|CITADEL SECURITIES LLC|29319
NMRK|NEWMARK GRP CL A CM|INCA|INSTINET, LLC|196594
NMRK|NEWMARK GRP CL A CM|INJX|INSTINET, LLC|9879
NMRK|NEWMARK GRP CL A CM|ITGI|ITG Inc.|18207
NMRK|NEWMARK GRP CL A CM|ITGP|ITG INC.|42400
NMRK|NEWMARK GRP CL A CM|JANY|Janney Montgomery Scott Inc.|500
NMRK|NEWMARK GRP CL A CM|JEFF|JEFFERIES LLC|65913
NMRK|NEWMARK GRP CL A CM|JMPT|JUMP TRADING, LLC|14438
NMRK|NEWMARK GRP CL A CM|JONE|JonesTrading|355
NMRK|NEWMARK GRP CL A CM|JPBX|J.P. MORGAN SECURITIES LLC|14302
NMRK|NEWMARK GRP CL A CM|JPMX|J.P. Morgan Securities LLC|284448
NMRK|NEWMARK GRP CL A CM|JSJX|JANE STREET CAPITAL LLC|7295
NMRK|NEWMARK GRP CL A CM|KBWI|Keefe, Bruyette & Woods, Inc.|30000
NMRK|NEWMARK GRP CL A CM|KCGM|VIRTU Americas LLC|13029
NMRK|NEWMARK GRP CL A CM|KCRD|PHX FINANCIAL, INC.|50
NMRK|NEWMARK GRP CL A CM|LEHM|Barclays Capital Inc./Le|344679
NMRK|NEWMARK GRP CL A CM|LIME|Lime Brokerage LLC|117752
NMRK|NEWMARK GRP CL A CM|LMGP|LIME BROKERAGE LLC|13330
NMRK|NEWMARK GRP CL A CM|LOOP|Loop Capital Markets LLC|4945
NMRK|NEWMARK GRP CL A CM|LQNA|LIQUIDNET, INC.|38800
NMRK|NEWMARK GRP CL A CM|MACQ|Macquarie Capital (USA) Inc.|1568
NMRK|NEWMARK GRP CL A CM|MAXM|Maxim Group LLC|2302
NMRK|NEWMARK GRP CL A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64632
NMRK|NEWMARK GRP CL A CM|MOTF|MOTIF INVESTING, INC.|5
NMRK|NEWMARK GRP CL A CM|MSCO|MORGAN STANLEY & CO. LLC|647744
NMRK|NEWMARK GRP CL A CM|MSPL|MORGAN STANLEY & CO. LLC|98500
NMRK|NEWMARK GRP CL A CM|MSTX|MORGAN STANLEY & CO. LLC|45600
NMRK|NEWMARK GRP CL A CM|NFSC|National Financial Services LLC|67020
NMRK|NEWMARK GRP CL A CM|NITE|VIRTU Americas LLC|155615
NMRK|NEWMARK GRP CL A CM|NITP|VIRTU Americas LLC|1500
NMRK|NEWMARK GRP CL A CM|NQRB|Brut, LLC|16496
NMRK|NEWMARK GRP CL A CM|NTRC|Northern Trust Securities, Inc.|1700
NMRK|NEWMARK GRP CL A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10947
NMRK|NEWMARK GRP CL A CM|PDQM|CODA MARKETS, INC.|20473
NMRK|NEWMARK GRP CL A CM|PIPR|Piper Jaffray & Co.|97324
NMRK|NEWMARK GRP CL A CM|PWJC|UBS Financial Services, Inc.|1050
NMRK|NEWMARK GRP CL A CM|RAJA|Raymond James & Associates, Inc.|51579
NMRK|NEWMARK GRP CL A CM|RBCM|RBC CAPITAL MARKETS, LLC|10987
NMRK|NEWMARK GRP CL A CM|SAGL|SAGETRADER, LLC|5200
NMRK|NEWMARK GRP CL A CM|SALI|INTL FCSTONE FINANCIAL INC.|2200
NMRK|NEWMARK GRP CL A CM|SBSH|Citigroup Global Markets Inc.|77018
NMRK|NEWMARK GRP CL A CM|SDLR|Sandler, O'Neill & Partners, L.P.|45624
NMRK|NEWMARK GRP CL A CM|SGMT|GOLDMAN SACHS & CO. LLC|59097
NMRK|NEWMARK GRP CL A CM|SPDR|SPEEDROUTE LLC|18285
NMRK|NEWMARK GRP CL A CM|STFL|Stifel, Nicolaus & Company, Incorporated|12509
NMRK|NEWMARK GRP CL A CM|STKP|STOCKPILE INVESTMENTS, INC.|2
NMRK|NEWMARK GRP CL A CM|SWIM|TD Ameritrade, Inc.|3200
NMRK|NEWMARK GRP CL A CM|TRBT|Tradebot Systems, Inc.|124471
NMRK|NEWMARK GRP CL A CM|TRCM|TRC MARKETS LLC|53701
NMRK|NEWMARK GRP CL A CM|UBSS|UBS Securities LLC|404406
NMRK|NEWMARK GRP CL A CM|VALX|VIRTU AMERICAS LLC|4134
NMRK|NEWMARK GRP CL A CM|VGRD|Vanguard Marketing Corporation|3724
NMRK|NEWMARK GRP CL A CM|WCHV|WELLS FARGO SECURITIES, LLC|31979
NMRK|NEWMARK GRP CL A CM|WEED|Weeden & Co.L.P.|2600
NMRK|NEWMARK GRP CL A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|800
NMRK|NEWMARK GRP CL A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2843
NMRK|NEWMARK GRP CL A CM|WGIF|CIBC World Markets Inc.|400
NMRK|NEWMARK GRP CL A CM|WSEA|WOLVERINE SECURITIES, LLC|6206
NMRK|NEWMARK GRP CL A CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|350
NMRK|NEWMARK GRP CL A CM|XIST|INSTINET, LLC|16038
NMRK|NEWMARK GRP CL A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|18400
NMRK|NEWMARK GRP CL A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
NMRK|NEWMARK GRP CL A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
NMS|NUVEEN MINNESOTA QLY|APCC|Apex Clearing Corporation|1
NMS|NUVEEN MINNESOTA QLY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1030
NMS|NUVEEN MINNESOTA QLY|CHAS|Charles Schwab & Co., Inc.|1
NMS|NUVEEN MINNESOTA QLY|EBXL|EBX LLC|300
NMS|NUVEEN MINNESOTA QLY|ETRS|E*Trade Securities LLC|3498
NMS|NUVEEN MINNESOTA QLY|FBSB|U.S. Bancorp Investments, Inc.|9279
NMS|NUVEEN MINNESOTA QLY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1396
NMS|NUVEEN MINNESOTA QLY|FTBR|Foliofn Investments, Inc.|18
NMS|NUVEEN MINNESOTA QLY|HRBF|American Enterprise Investment Services Inc.|47
NMS|NUVEEN MINNESOTA QLY|IATS|INTERACTIVE BROKERS LLC|107
NMS|NUVEEN MINNESOTA QLY|IBKR|Interactive Brokers Llc|437
NMS|NUVEEN MINNESOTA QLY|ICBX|INSTINET, LLC|400
NMS|NUVEEN MINNESOTA QLY|INCA|INSTINET, LLC|200
NMS|NUVEEN MINNESOTA QLY|KCGM|VIRTU Americas LLC|500
NMS|NUVEEN MINNESOTA QLY|LIME|Lime Brokerage LLC|200
NMS|NUVEEN MINNESOTA QLY|MSCO|MORGAN STANLEY & CO. LLC|2500
NMS|NUVEEN MINNESOTA QLY|MSPL|MORGAN STANLEY & CO. LLC|2500
NMS|NUVEEN MINNESOTA QLY|NFSC|National Financial Services LLC|12944
NMS|NUVEEN MINNESOTA QLY|NITE|VIRTU Americas LLC|48013
NMS|NUVEEN MINNESOTA QLY|OPCO|Oppenheimer & Co. Inc.|234
NMS|NUVEEN MINNESOTA QLY|PDQM|CODA MARKETS, INC.|400
NMS|NUVEEN MINNESOTA QLY|PWJC|UBS Financial Services, Inc.|3450
NMS|NUVEEN MINNESOTA QLY|RBCM|RBC CAPITAL MARKETS, LLC|19428
NMS|NUVEEN MINNESOTA QLY|SGMT|GOLDMAN SACHS & CO. LLC|300
NMS|NUVEEN MINNESOTA QLY|STFL|Stifel, Nicolaus & Company, Incorporated|100
NMS|NUVEEN MINNESOTA QLY|SWIM|TD Ameritrade, Inc.|200
NMS|NUVEEN MINNESOTA QLY|SWST|Hilltop Securities Inc.|459
NMS|NUVEEN MINNESOTA QLY|UBSA|UBS SECURITIES LLC|974
NMS|NUVEEN MINNESOTA QLY|UBSS|UBS Securities LLC|5732
NMS|NUVEEN MINNESOTA QLY|VGRD|Vanguard Marketing Corporation|711
NMS|NUVEEN MINNESOTA QLY|WCHV|WELLS FARGO SECURITIES, LLC|14911
NMS|NUVEEN MINNESOTA QLY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2278
NMS|NUVEEN MINNESOTA QLY|WSEA|WOLVERINE SECURITIES, LLC|2
NMS|NUVEEN MINNESOTA QLY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4553
NMT|NUVEEN MA MU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1345
NMT|NUVEEN MA MU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1600
NMT|NUVEEN MA MU|DADA|D.A. Davidson & Co.|3
NMT|NUVEEN MA MU|DEAN|MORGAN STANLEY|1075
NMT|NUVEEN MA MU|EBXL|EBX LLC|200
NMT|NUVEEN MA MU|EGXM|CBOE TRADING, INC.|200
NMT|NUVEEN MA MU|ETRS|E*Trade Securities LLC|241
NMT|NUVEEN MA MU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3922
NMT|NUVEEN MA MU|HRBF|American Enterprise Investment Services Inc.|11638
NMT|NUVEEN MA MU|IATS|INTERACTIVE BROKERS LLC|1324
NMT|NUVEEN MA MU|IBKR|Interactive Brokers Llc|3997
NMT|NUVEEN MA MU|ICBX|INSTINET, LLC|100
NMT|NUVEEN MA MU|INCA|INSTINET, LLC|194
NMT|NUVEEN MA MU|ITGI|ITG Inc.|4677
NMT|NUVEEN MA MU|ITGP|ITG INC.|2000
NMT|NUVEEN MA MU|JANY|Janney Montgomery Scott Inc.|10
NMT|NUVEEN MA MU|LIME|Lime Brokerage LLC|220
NMT|NUVEEN MA MU|MSCO|MORGAN STANLEY & CO. LLC|15445
NMT|NUVEEN MA MU|MSPL|MORGAN STANLEY & CO. LLC|4400
NMT|NUVEEN MA MU|NFSC|National Financial Services LLC|17528
NMT|NUVEEN MA MU|NITE|VIRTU Americas LLC|30093
NMT|NUVEEN MA MU|NQRB|Brut, LLC|400
NMT|NUVEEN MA MU|OPCO|Oppenheimer & Co. Inc.|10
NMT|NUVEEN MA MU|PWJC|UBS Financial Services, Inc.|954
NMT|NUVEEN MA MU|RBCM|RBC CAPITAL MARKETS, LLC|4694
NMT|NUVEEN MA MU|SGMT|GOLDMAN SACHS & CO. LLC|100
NMT|NUVEEN MA MU|STFL|Stifel, Nicolaus & Company, Incorporated|824
NMT|NUVEEN MA MU|STXG|Stockcross Financial Services, Inc.|20
NMT|NUVEEN MA MU|UBSA|UBS SECURITIES LLC|320
NMT|NUVEEN MA MU|UBSS|UBS Securities LLC|11543
NMT|NUVEEN MA MU|VGRD|Vanguard Marketing Corporation|3785
NMT|NUVEEN MA MU|WCHV|WELLS FARGO SECURITIES, LLC|7180
NMT|NUVEEN MA MU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4443
NMT|NUVEEN MA MU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3137
NMY|NUVEEN MD QLTY|ALTX|Alternet Securities Inc.|500
NMY|NUVEEN MD QLTY|BARD|Robert W. Baird & Co. Incorporated|1111
NMY|NUVEEN MD QLTY|BBNT|BB&T SECURITIES, LLC|573
NMY|NUVEEN MD QLTY|CHAS|Charles Schwab & Co., Inc.|3
NMY|NUVEEN MD QLTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NMY|NUVEEN MD QLTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
NMY|NUVEEN MD QLTY|DBAX|Deutsche Bank Securities Inc.|900
NMY|NUVEEN MD QLTY|DEAN|MORGAN STANLEY|147
NMY|NUVEEN MD QLTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2900
NMY|NUVEEN MD QLTY|EBXL|EBX LLC|1900
NMY|NUVEEN MD QLTY|EGAM|CBOE TRADING, INC.|585
NMY|NUVEEN MD QLTY|EGXM|CBOE TRADING, INC.|132
NMY|NUVEEN MD QLTY|ETBE|Electronic Transaction Clearing, Inc.|200
NMY|NUVEEN MD QLTY|ETRS|E*Trade Securities LLC|1355
NMY|NUVEEN MD QLTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6097
NMY|NUVEEN MD QLTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|403
NMY|NUVEEN MD QLTY|FTBR|Foliofn Investments, Inc.|1
NMY|NUVEEN MD QLTY|GSLT|GOLDMAN SACHS & CO. LLC|600
NMY|NUVEEN MD QLTY|HRBF|American Enterprise Investment Services Inc.|3006
NMY|NUVEEN MD QLTY|IBKR|Interactive Brokers Llc|1389
NMY|NUVEEN MD QLTY|INCA|INSTINET, LLC|4827
NMY|NUVEEN MD QLTY|ITGP|ITG INC.|1400
NMY|NUVEEN MD QLTY|JANY|Janney Montgomery Scott Inc.|1630
NMY|NUVEEN MD QLTY|LEHM|Barclays Capital Inc./Le|3800
NMY|NUVEEN MD QLTY|LIME|Lime Brokerage LLC|163
NMY|NUVEEN MD QLTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
NMY|NUVEEN MD QLTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
NMY|NUVEEN MD QLTY|MSCO|MORGAN STANLEY & CO. LLC|23087
NMY|NUVEEN MD QLTY|MSPL|MORGAN STANLEY & CO. LLC|5300
NMY|NUVEEN MD QLTY|NFSC|National Financial Services LLC|45941
NMY|NUVEEN MD QLTY|NITE|VIRTU Americas LLC|66071
NMY|NUVEEN MD QLTY|NQRB|Brut, LLC|900
NMY|NUVEEN MD QLTY|OPCO|Oppenheimer & Co. Inc.|28
NMY|NUVEEN MD QLTY|PWJC|UBS Financial Services, Inc.|2299
NMY|NUVEEN MD QLTY|RBCM|RBC CAPITAL MARKETS, LLC|24139
NMY|NUVEEN MD QLTY|SGMT|GOLDMAN SACHS & CO. LLC|200
NMY|NUVEEN MD QLTY|STFL|Stifel, Nicolaus & Company, Incorporated|3889
NMY|NUVEEN MD QLTY|TKNG|ALLY INVEST SECURITIES LLC|900
NMY|NUVEEN MD QLTY|TRBT|Tradebot Systems, Inc.|652
NMY|NUVEEN MD QLTY|TRCM|TRC MARKETS LLC|100
NMY|NUVEEN MD QLTY|UBSA|UBS SECURITIES LLC|8413
NMY|NUVEEN MD QLTY|UBSS|UBS Securities LLC|16034
NMY|NUVEEN MD QLTY|VGRD|Vanguard Marketing Corporation|8687
NMY|NUVEEN MD QLTY|WCHV|WELLS FARGO SECURITIES, LLC|15835
NMY|NUVEEN MD QLTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|620
NMY|NUVEEN MD QLTY|WSEA|WOLVERINE SECURITIES, LLC|5338
NMY|NUVEEN MD QLTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NMY|NUVEEN MD QLTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1832
NMZ|NUVEEN MUNI H/I FUND|AGIS|Aegis Capital Corp.|2037
NMZ|NUVEEN MUNI H/I FUND|ALTX|Alternet Securities Inc.|400
NMZ|NUVEEN MUNI H/I FUND|APCC|Apex Clearing Corporation|4911
NMZ|NUVEEN MUNI H/I FUND|BARD|Robert W. Baird & Co. Incorporated|1025
NMZ|NUVEEN MUNI H/I FUND|BATM|CBOE TRADING, INC.|464
NMZ|NUVEEN MUNI H/I FUND|BBNT|BB&T SECURITIES, LLC|2
NMZ|NUVEEN MUNI H/I FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7250
NMZ|NUVEEN MUNI H/I FUND|BTIG|BTIG, LLC|490
NMZ|NUVEEN MUNI H/I FUND|CANT|Cantor Fitzgerald & Co.|2000
NMZ|NUVEEN MUNI H/I FUND|CHAS|Charles Schwab & Co., Inc.|8304
NMZ|NUVEEN MUNI H/I FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
NMZ|NUVEEN MUNI H/I FUND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1309
NMZ|NUVEEN MUNI H/I FUND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
NMZ|NUVEEN MUNI H/I FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15210
NMZ|NUVEEN MUNI H/I FUND|CTDL|Citadel Derivatives Group Llc|540
NMZ|NUVEEN MUNI H/I FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|2472
NMZ|NUVEEN MUNI H/I FUND|DBAX|Deutsche Bank Securities Inc.|5600
NMZ|NUVEEN MUNI H/I FUND|DEAN|MORGAN STANLEY|5538
NMZ|NUVEEN MUNI H/I FUND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
NMZ|NUVEEN MUNI H/I FUND|EBXL|EBX LLC|15200
NMZ|NUVEEN MUNI H/I FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|3830
NMZ|NUVEEN MUNI H/I FUND|EDJO|Edward D. Jones & Co., L.P.|1185
NMZ|NUVEEN MUNI H/I FUND|EGAM|CBOE TRADING, INC.|2664
NMZ|NUVEEN MUNI H/I FUND|EGXM|CBOE TRADING, INC.|2000
NMZ|NUVEEN MUNI H/I FUND|ETBE|Electronic Transaction Clearing, Inc.|500
NMZ|NUVEEN MUNI H/I FUND|ETCB|ETC BROKERAGE SERVICES, LLC|2600
NMZ|NUVEEN MUNI H/I FUND|ETRS|E*Trade Securities LLC|45620
NMZ|NUVEEN MUNI H/I FUND|FBSB|U.S. Bancorp Investments, Inc.|395
NMZ|NUVEEN MUNI H/I FUND|FILL|Tradestation Securities, Inc.|108
NMZ|NUVEEN MUNI H/I FUND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5103
NMZ|NUVEEN MUNI H/I FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23669
NMZ|NUVEEN MUNI H/I FUND|FTBR|Foliofn Investments, Inc.|205
NMZ|NUVEEN MUNI H/I FUND|GLPX|ACS EXECUTION SERVICES, LLC|105
NMZ|NUVEEN MUNI H/I FUND|GSCO|GOLDMAN SACHS & CO. LLC|4000
NMZ|NUVEEN MUNI H/I FUND|GSCS|GOLDMAN SACHS & CO. LLC|1400
NMZ|NUVEEN MUNI H/I FUND|GSLT|GOLDMAN SACHS & CO. LLC|1300
NMZ|NUVEEN MUNI H/I FUND|GTSZ|GTS SECURITIES LLC|412
NMZ|NUVEEN MUNI H/I FUND|HRBF|American Enterprise Investment Services Inc.|27779
NMZ|NUVEEN MUNI H/I FUND|IATS|INTERACTIVE BROKERS LLC|7260
NMZ|NUVEEN MUNI H/I FUND|IBKR|Interactive Brokers Llc|7470
NMZ|NUVEEN MUNI H/I FUND|ICBX|INSTINET, LLC|800
NMZ|NUVEEN MUNI H/I FUND|INCA|INSTINET, LLC|261
NMZ|NUVEEN MUNI H/I FUND|INJX|INSTINET, LLC|650
NMZ|NUVEEN MUNI H/I FUND|ITGI|ITG Inc.|20744
NMZ|NUVEEN MUNI H/I FUND|ITGP|ITG INC.|11000
NMZ|NUVEEN MUNI H/I FUND|JANY|Janney Montgomery Scott Inc.|2450
NMZ|NUVEEN MUNI H/I FUND|JEFF|JEFFERIES LLC|500
NMZ|NUVEEN MUNI H/I FUND|JMPT|JUMP TRADING, LLC|50
NMZ|NUVEEN MUNI H/I FUND|JPMX|J.P. Morgan Securities LLC|5000
NMZ|NUVEEN MUNI H/I FUND|JSJX|JANE STREET CAPITAL LLC|716
NMZ|NUVEEN MUNI H/I FUND|KCGM|VIRTU Americas LLC|3071
NMZ|NUVEEN MUNI H/I FUND|LEHM|Barclays Capital Inc./Le|6800
NMZ|NUVEEN MUNI H/I FUND|LGNT|COR CLEARING LLC|14
NMZ|NUVEEN MUNI H/I FUND|LIME|Lime Brokerage LLC|1013
NMZ|NUVEEN MUNI H/I FUND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
NMZ|NUVEEN MUNI H/I FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
NMZ|NUVEEN MUNI H/I FUND|MSCO|MORGAN STANLEY & CO. LLC|138279
NMZ|NUVEEN MUNI H/I FUND|MSPL|MORGAN STANLEY & CO. LLC|14800
NMZ|NUVEEN MUNI H/I FUND|MSTX|MORGAN STANLEY & CO. LLC|400
NMZ|NUVEEN MUNI H/I FUND|NATL|National Securities Corporation|2790
NMZ|NUVEEN MUNI H/I FUND|NFSC|National Financial Services LLC|208546
NMZ|NUVEEN MUNI H/I FUND|NITE|VIRTU Americas LLC|317719
NMZ|NUVEEN MUNI H/I FUND|NQRB|Brut, LLC|1100
NMZ|NUVEEN MUNI H/I FUND|OPCO|Oppenheimer & Co. Inc.|603
NMZ|NUVEEN MUNI H/I FUND|PDQM|CODA MARKETS, INC.|930
NMZ|NUVEEN MUNI H/I FUND|PWJC|UBS Financial Services, Inc.|14615
NMZ|NUVEEN MUNI H/I FUND|RBCM|RBC CAPITAL MARKETS, LLC|8150
NMZ|NUVEEN MUNI H/I FUND|RGLD|Regal Securities, Inc|1970
NMZ|NUVEEN MUNI H/I FUND|SALI|INTL FCSTONE FINANCIAL INC.|2
NMZ|NUVEEN MUNI H/I FUND|SBSH|Citigroup Global Markets Inc.|11645
NMZ|NUVEEN MUNI H/I FUND|SGMT|GOLDMAN SACHS & CO. LLC|6380
NMZ|NUVEEN MUNI H/I FUND|SPDR|SPEEDROUTE LLC|500
NMZ|NUVEEN MUNI H/I FUND|SPHN|Stephens Inc.|13
NMZ|NUVEEN MUNI H/I FUND|STFL|Stifel, Nicolaus & Company, Incorporated|18608
NMZ|NUVEEN MUNI H/I FUND|STXG|Stockcross Financial Services, Inc.|36
NMZ|NUVEEN MUNI H/I FUND|SWIM|TD Ameritrade, Inc.|8527
NMZ|NUVEEN MUNI H/I FUND|SWST|Hilltop Securities Inc.|7551
NMZ|NUVEEN MUNI H/I FUND|TKNG|ALLY INVEST SECURITIES LLC|5500
NMZ|NUVEEN MUNI H/I FUND|TRBT|Tradebot Systems, Inc.|1100
NMZ|NUVEEN MUNI H/I FUND|UBSA|UBS SECURITIES LLC|15926
NMZ|NUVEEN MUNI H/I FUND|UBSS|UBS Securities LLC|96417
NMZ|NUVEEN MUNI H/I FUND|VALX|VIRTU AMERICAS LLC|2360
NMZ|NUVEEN MUNI H/I FUND|VGRD|Vanguard Marketing Corporation|27968
NMZ|NUVEEN MUNI H/I FUND|WBLR|WILLIAM BLAIR|767
NMZ|NUVEEN MUNI H/I FUND|WCHV|WELLS FARGO SECURITIES, LLC|117599
NMZ|NUVEEN MUNI H/I FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|272
NMZ|NUVEEN MUNI H/I FUND|WSEA|WOLVERINE SECURITIES, LLC|2821
NMZ|NUVEEN MUNI H/I FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
NMZ|NUVEEN MUNI H/I FUND|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NMZ|NUVEEN MUNI H/I FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27551
NNA|NAVIOS MARITIME ACQ|ALTX|Alternet Securities Inc.|100
NNA|NAVIOS MARITIME ACQ|APCC|Apex Clearing Corporation|4082
NNA|NAVIOS MARITIME ACQ|BATM|CBOE TRADING, INC.|500
NNA|NAVIOS MARITIME ACQ|BBNT|BB&T SECURITIES, LLC|13
NNA|NAVIOS MARITIME ACQ|BERN|Sanford C. Bernstein & Co., LLC|969
NNA|NAVIOS MARITIME ACQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11300
NNA|NAVIOS MARITIME ACQ|BLKX|INSTINET, LLC|64800
NNA|NAVIOS MARITIME ACQ|BNPX|BNP PARIBAS SECURITIES CORP.|2626
NNA|NAVIOS MARITIME ACQ|BTIG|BTIG, LLC|583
NNA|NAVIOS MARITIME ACQ|BYXM|CBOE TRADING, INC.|100
NNA|NAVIOS MARITIME ACQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44125
NNA|NAVIOS MARITIME ACQ|CPET|CLEARPOOL EXECUTION SERVICES, LLC|65651
NNA|NAVIOS MARITIME ACQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6200
NNA|NAVIOS MARITIME ACQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45828
NNA|NAVIOS MARITIME ACQ|CTDE|CHOICETRADE|500
NNA|NAVIOS MARITIME ACQ|CTDL|Citadel Derivatives Group Llc|5896
NNA|NAVIOS MARITIME ACQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|26394
NNA|NAVIOS MARITIME ACQ|DBAB|Deutsche Bank Securities Inc.|38320
NNA|NAVIOS MARITIME ACQ|DBAX|Deutsche Bank Securities Inc.|289200
NNA|NAVIOS MARITIME ACQ|DEGS|RONIN PROFESSIONAL LLC|50
NNA|NAVIOS MARITIME ACQ|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19252
NNA|NAVIOS MARITIME ACQ|EBXL|EBX LLC|67900
NNA|NAVIOS MARITIME ACQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|23273
NNA|NAVIOS MARITIME ACQ|EDJO|Edward D. Jones & Co., L.P.|69
NNA|NAVIOS MARITIME ACQ|EGAM|CBOE TRADING, INC.|3750
NNA|NAVIOS MARITIME ACQ|EGXM|CBOE TRADING, INC.|7886
NNA|NAVIOS MARITIME ACQ|ETRS|E*Trade Securities LLC|283030
NNA|NAVIOS MARITIME ACQ|FINX|FINTECH SECURITIES|75
NNA|NAVIOS MARITIME ACQ|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1
NNA|NAVIOS MARITIME ACQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58601
NNA|NAVIOS MARITIME ACQ|FTBR|Foliofn Investments, Inc.|809
NNA|NAVIOS MARITIME ACQ|GEBB|GLOBAL EXECUTION BROKERS, LP|700
NNA|NAVIOS MARITIME ACQ|GSCO|GOLDMAN SACHS & CO. LLC|528629
NNA|NAVIOS MARITIME ACQ|GSLT|GOLDMAN SACHS & CO. LLC|24432
NNA|NAVIOS MARITIME ACQ|HRBF|American Enterprise Investment Services Inc.|1000
NNA|NAVIOS MARITIME ACQ|HSBC|HSBC Securities, Inc.|800
NNA|NAVIOS MARITIME ACQ|IATS|INTERACTIVE BROKERS LLC|4966
NNA|NAVIOS MARITIME ACQ|IBKR|Interactive Brokers Llc|46378
NNA|NAVIOS MARITIME ACQ|ICBX|INSTINET, LLC|105706
NNA|NAVIOS MARITIME ACQ|IEQY|CITADEL SECURITIES LLC|4150
NNA|NAVIOS MARITIME ACQ|INCA|INSTINET, LLC|39628
NNA|NAVIOS MARITIME ACQ|INJX|INSTINET, LLC|150
NNA|NAVIOS MARITIME ACQ|ITGI|ITG Inc.|141637
NNA|NAVIOS MARITIME ACQ|ITGP|ITG INC.|753200
NNA|NAVIOS MARITIME ACQ|JEFF|JEFFERIES LLC|4497
NNA|NAVIOS MARITIME ACQ|JMPT|JUMP TRADING, LLC|2800
NNA|NAVIOS MARITIME ACQ|JONE|JonesTrading|133362
NNA|NAVIOS MARITIME ACQ|JPBX|J.P. MORGAN SECURITIES LLC|16000
NNA|NAVIOS MARITIME ACQ|JPMX|J.P. Morgan Securities LLC|162233
NNA|NAVIOS MARITIME ACQ|JSJX|JANE STREET CAPITAL LLC|1747
NNA|NAVIOS MARITIME ACQ|KCGM|VIRTU Americas LLC|125111
NNA|NAVIOS MARITIME ACQ|LEHM|Barclays Capital Inc./Le|157292
NNA|NAVIOS MARITIME ACQ|LIME|Lime Brokerage LLC|1589
NNA|NAVIOS MARITIME ACQ|LOOP|Loop Capital Markets LLC|12284
NNA|NAVIOS MARITIME ACQ|MACQ|Macquarie Capital (USA) Inc.|10910
NNA|NAVIOS MARITIME ACQ|MAXM|Maxim Group LLC|10002
NNA|NAVIOS MARITIME ACQ|MICA|Spartan Securities Group, Ltd.|50000
NNA|NAVIOS MARITIME ACQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103276
NNA|NAVIOS MARITIME ACQ|MOTF|MOTIF INVESTING, INC.|2
NNA|NAVIOS MARITIME ACQ|MSCO|MORGAN STANLEY & CO. LLC|380635
NNA|NAVIOS MARITIME ACQ|MSPL|MORGAN STANLEY & CO. LLC|32500
NNA|NAVIOS MARITIME ACQ|MSTX|MORGAN STANLEY & CO. LLC|112900
NNA|NAVIOS MARITIME ACQ|NFSC|National Financial Services LLC|241390
NNA|NAVIOS MARITIME ACQ|NITE|VIRTU Americas LLC|679660
NNA|NAVIOS MARITIME ACQ|NQRB|Brut, LLC|300
NNA|NAVIOS MARITIME ACQ|OPCO|Oppenheimer & Co. Inc.|41891
NNA|NAVIOS MARITIME ACQ|PDQM|CODA MARKETS, INC.|32365
NNA|NAVIOS MARITIME ACQ|RBCM|RBC CAPITAL MARKETS, LLC|1050
NNA|NAVIOS MARITIME ACQ|SAGL|SAGETRADER, LLC|23500
NNA|NAVIOS MARITIME ACQ|SBSH|Citigroup Global Markets Inc.|29897
NNA|NAVIOS MARITIME ACQ|SGMT|GOLDMAN SACHS & CO. LLC|31210
NNA|NAVIOS MARITIME ACQ|SPDR|SPEEDROUTE LLC|3635
NNA|NAVIOS MARITIME ACQ|STFL|Stifel, Nicolaus & Company, Incorporated|23242
NNA|NAVIOS MARITIME ACQ|SWIM|TD Ameritrade, Inc.|22656
NNA|NAVIOS MARITIME ACQ|TKNG|ALLY INVEST SECURITIES LLC|12228
NNA|NAVIOS MARITIME ACQ|UBSA|UBS SECURITIES LLC|300064
NNA|NAVIOS MARITIME ACQ|UBSS|UBS Securities LLC|619805
NNA|NAVIOS MARITIME ACQ|VALX|VIRTU AMERICAS LLC|1945
NNA|NAVIOS MARITIME ACQ|VGRD|Vanguard Marketing Corporation|5875
NNA|NAVIOS MARITIME ACQ|WCHV|WELLS FARGO SECURITIES, LLC|81280
NNA|NAVIOS MARITIME ACQ|WEED|Weeden & Co.L.P.|50
NNA|NAVIOS MARITIME ACQ|WEXM|WOLVERINE EXECUTION SERVICES, LLC|357
NNA|NAVIOS MARITIME ACQ|WSEA|WOLVERINE SECURITIES, LLC|2666
NNA|NAVIOS MARITIME ACQ|XSTM|NATIONAL FINANCIAL SERVICES LLC|18882
NNA|NAVIOS MARITIME ACQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|364
NNBR|NN INC CMN STK|ANOS|ABEL/NOSER, L.L.C.|700
NNBR|NN INC CMN STK|APCC|Apex Clearing Corporation|1
NNBR|NN INC CMN STK|BATM|CBOE TRADING, INC.|577
NNBR|NN INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|10500
NNBR|NN INC CMN STK|BIDS|BIDS TRADING L.P.|56800
NNBR|NN INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
NNBR|NN INC CMN STK|BMOC|BMO Capital Markets Corp.|4368
NNBR|NN INC CMN STK|BNCH|The Benchmark Company, LLC|1200
NNBR|NN INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|3832
NNBR|NN INC CMN STK|BTIG|BTIG, LLC|118
NNBR|NN INC CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|100
NNBR|NN INC CMN STK|CHAS|Charles Schwab & Co., Inc.|503
NNBR|NN INC CMN STK|CHLM|Craig-Hallum Capital Group LLC|600
NNBR|NN INC CMN STK|CIST|Capital Institutional Services, Inc.|290
NNBR|NN INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23557
NNBR|NN INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
NNBR|NN INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54122
NNBR|NN INC CMN STK|CTDL|Citadel Derivatives Group Llc|2087
NNBR|NN INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|7768
NNBR|NN INC CMN STK|DADA|D.A. Davidson & Co.|4400
NNBR|NN INC CMN STK|DBAB|Deutsche Bank Securities Inc.|63237
NNBR|NN INC CMN STK|DBAX|Deutsche Bank Securities Inc.|46600
NNBR|NN INC CMN STK|DBUL|Deutsche Bank Securities Inc.|300
NNBR|NN INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|5767
NNBR|NN INC CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2
NNBR|NN INC CMN STK|EBXL|EBX LLC|29900
NNBR|NN INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
NNBR|NN INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|1212
NNBR|NN INC CMN STK|EGAM|CBOE TRADING, INC.|4291
NNBR|NN INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|100
NNBR|NN INC CMN STK|EGXM|CBOE TRADING, INC.|994
NNBR|NN INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21363
NNBR|NN INC CMN STK|ETRS|E*Trade Securities LLC|2723
NNBR|NN INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|772017
NNBR|NN INC CMN STK|FFSI|Firstrade Securities Inc.|100
NNBR|NN INC CMN STK|FILL|Tradestation Securities, Inc.|50
NNBR|NN INC CMN STK|FMCO|First Manhattan Co|6050
NNBR|NN INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|26334
NNBR|NN INC CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|267
NNBR|NN INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19850
NNBR|NN INC CMN STK|FTBR|Foliofn Investments, Inc.|271
NNBR|NN INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|7750
NNBR|NN INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|664338
NNBR|NN INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|25889
NNBR|NN INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|1015
NNBR|NN INC CMN STK|GTSZ|GTS SECURITIES LLC|2739
NNBR|NN INC CMN STK|HPPX|POTAMUS TRADING, LLC|1500
NNBR|NN INC CMN STK|HRBF|American Enterprise Investment Services Inc.|400
NNBR|NN INC CMN STK|IBKR|Interactive Brokers Llc|18164
NNBR|NN INC CMN STK|ICBX|INSTINET, LLC|18400
NNBR|NN INC CMN STK|IEQY|CITADEL SECURITIES LLC|6572
NNBR|NN INC CMN STK|INCA|INSTINET, LLC|77342
NNBR|NN INC CMN STK|INJX|INSTINET, LLC|1743
NNBR|NN INC CMN STK|ITGI|ITG Inc.|12586
NNBR|NN INC CMN STK|ITGP|ITG INC.|44200
NNBR|NN INC CMN STK|JEFF|JEFFERIES LLC|133913
NNBR|NN INC CMN STK|JMPT|JUMP TRADING, LLC|2913
NNBR|NN INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|2162
NNBR|NN INC CMN STK|JPMX|J.P. Morgan Securities LLC|83298
NNBR|NN INC CMN STK|KCGM|VIRTU Americas LLC|17136
NNBR|NN INC CMN STK|LEHM|Barclays Capital Inc./Le|237825
NNBR|NN INC CMN STK|LIME|Lime Brokerage LLC|70833
NNBR|NN INC CMN STK|LQNA|LIQUIDNET, INC.|49100
NNBR|NN INC CMN STK|LQNB|LIQUIDNET, INC.|6800
NNBR|NN INC CMN STK|LSCI|Lek Securities Corporation|9
NNBR|NN INC CMN STK|MACQ|Macquarie Capital (USA) Inc.|4333
NNBR|NN INC CMN STK|MAXM|Maxim Group LLC|1706
NNBR|NN INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80800
NNBR|NN INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|299925
NNBR|NN INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|50100
NNBR|NN INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|4200
NNBR|NN INC CMN STK|NFSC|National Financial Services LLC|23929
NNBR|NN INC CMN STK|NITE|VIRTU Americas LLC|23229
NNBR|NN INC CMN STK|NITP|VIRTU Americas LLC|700
NNBR|NN INC CMN STK|NQRB|Brut, LLC|3900
NNBR|NN INC CMN STK|OPCO|Oppenheimer & Co. Inc.|1
NNBR|NN INC CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|469
NNBR|NN INC CMN STK|PDQM|CODA MARKETS, INC.|6953
NNBR|NN INC CMN STK|RAJA|Raymond James & Associates, Inc.|401
NNBR|NN INC CMN STK|SAGL|SAGETRADER, LLC|400
NNBR|NN INC CMN STK|SAGW|SAGETRADER, LLC|2580
NNBR|NN INC CMN STK|SBSH|Citigroup Global Markets Inc.|31170
NNBR|NN INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|52941
NNBR|NN INC CMN STK|SPDR|SPEEDROUTE LLC|1800
NNBR|NN INC CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|900
NNBR|NN INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|187583
NNBR|NN INC CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|6
NNBR|NN INC CMN STK|SWIM|TD Ameritrade, Inc.|67
NNBR|NN INC CMN STK|SWST|Hilltop Securities Inc.|8
NNBR|NN INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|62
NNBR|NN INC CMN STK|TRBT|Tradebot Systems, Inc.|4421
NNBR|NN INC CMN STK|TRCM|TRC MARKETS LLC|29816
NNBR|NN INC CMN STK|UBSA|UBS SECURITIES LLC|125536
NNBR|NN INC CMN STK|UBSS|UBS Securities LLC|158241
NNBR|NN INC CMN STK|VALX|VIRTU AMERICAS LLC|6920
NNBR|NN INC CMN STK|VGRD|Vanguard Marketing Corporation|1029
NNBR|NN INC CMN STK|WBLR|WILLIAM BLAIR|52573
NNBR|NN INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|13729
NNBR|NN INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1081
NNBR|NN INC CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2027
NNBR|NN INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|54
NNBR|NN INC CMN STK|XIST|INSTINET, LLC|14750
NNBR|NN INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
NNBR|NN INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
NNC|NUVEEN N.C. FUND|ALTX|Alternet Securities Inc.|200
NNC|NUVEEN N.C. FUND|BARD|Robert W. Baird & Co. Incorporated|2136
NNC|NUVEEN N.C. FUND|BATM|CBOE TRADING, INC.|1100
NNC|NUVEEN N.C. FUND|BBNT|BB&T SECURITIES, LLC|152
NNC|NUVEEN N.C. FUND|BERN|Sanford C. Bernstein & Co., LLC|878
NNC|NUVEEN N.C. FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
NNC|NUVEEN N.C. FUND|CHAS|Charles Schwab & Co., Inc.|1
NNC|NUVEEN N.C. FUND|CIST|Capital Institutional Services, Inc.|18423
NNC|NUVEEN N.C. FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4400
NNC|NUVEEN N.C. FUND|DAVA|Davenport & Company LLC|6
NNC|NUVEEN N.C. FUND|DBAX|Deutsche Bank Securities Inc.|2500
NNC|NUVEEN N.C. FUND|DEAN|MORGAN STANLEY|1854
NNC|NUVEEN N.C. FUND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
NNC|NUVEEN N.C. FUND|EBXL|EBX LLC|2100
NNC|NUVEEN N.C. FUND|EDJO|Edward D. Jones & Co., L.P.|1367
NNC|NUVEEN N.C. FUND|EGAM|CBOE TRADING, INC.|310
NNC|NUVEEN N.C. FUND|ETRS|E*Trade Securities LLC|6343
NNC|NUVEEN N.C. FUND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4900
NNC|NUVEEN N.C. FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7522
NNC|NUVEEN N.C. FUND|FTBR|Foliofn Investments, Inc.|1
NNC|NUVEEN N.C. FUND|GSCO|GOLDMAN SACHS & CO. LLC|300
NNC|NUVEEN N.C. FUND|GTSZ|GTS SECURITIES LLC|1431
NNC|NUVEEN N.C. FUND|HRBF|American Enterprise Investment Services Inc.|2156
NNC|NUVEEN N.C. FUND|IATS|INTERACTIVE BROKERS LLC|2295
NNC|NUVEEN N.C. FUND|IBKR|Interactive Brokers Llc|6281
NNC|NUVEEN N.C. FUND|ICBX|INSTINET, LLC|700
NNC|NUVEEN N.C. FUND|INCA|INSTINET, LLC|1209
NNC|NUVEEN N.C. FUND|ITGI|ITG Inc.|4200
NNC|NUVEEN N.C. FUND|ITGP|ITG INC.|2000
NNC|NUVEEN N.C. FUND|JONE|JonesTrading|1800
NNC|NUVEEN N.C. FUND|KCGM|VIRTU Americas LLC|300
NNC|NUVEEN N.C. FUND|LEHM|Barclays Capital Inc./Le|200
NNC|NUVEEN N.C. FUND|LIME|Lime Brokerage LLC|10
NNC|NUVEEN N.C. FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
NNC|NUVEEN N.C. FUND|MSCO|MORGAN STANLEY & CO. LLC|15526
NNC|NUVEEN N.C. FUND|MSPL|MORGAN STANLEY & CO. LLC|1300
NNC|NUVEEN N.C. FUND|NFSC|National Financial Services LLC|60261
NNC|NUVEEN N.C. FUND|NITE|VIRTU Americas LLC|108728
NNC|NUVEEN N.C. FUND|NQRB|Brut, LLC|1600
NNC|NUVEEN N.C. FUND|OPCO|Oppenheimer & Co. Inc.|20700
NNC|NUVEEN N.C. FUND|PWJC|UBS Financial Services, Inc.|15900
NNC|NUVEEN N.C. FUND|RBCM|RBC CAPITAL MARKETS, LLC|3430
NNC|NUVEEN N.C. FUND|SGMT|GOLDMAN SACHS & CO. LLC|100
NNC|NUVEEN N.C. FUND|SPHN|Stephens Inc.|224
NNC|NUVEEN N.C. FUND|TKNG|ALLY INVEST SECURITIES LLC|400
NNC|NUVEEN N.C. FUND|TRBT|Tradebot Systems, Inc.|1892
NNC|NUVEEN N.C. FUND|UBSA|UBS SECURITIES LLC|8900
NNC|NUVEEN N.C. FUND|UBSS|UBS Securities LLC|26658
NNC|NUVEEN N.C. FUND|VERT|The Vertical Trading Group, LLC|2675
NNC|NUVEEN N.C. FUND|VGRD|Vanguard Marketing Corporation|25989
NNC|NUVEEN N.C. FUND|VNDS|VANDHAM SECURITIES CORP|200
NNC|NUVEEN N.C. FUND|WCHV|WELLS FARGO SECURITIES, LLC|33611
NNC|NUVEEN N.C. FUND|WSEA|WOLVERINE SECURITIES, LLC|2825
NNC|NUVEEN N.C. FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
NNC|NUVEEN N.C. FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1621
NNDM|NANO DIMENSION ADS|AGIS|Aegis Capital Corp.|2796
NNDM|NANO DIMENSION ADS|ALTX|Alternet Securities Inc.|42345
NNDM|NANO DIMENSION ADS|APCC|Apex Clearing Corporation|618405
NNDM|NANO DIMENSION ADS|BANK|Primevest Financial Services, Inc.|370
NNDM|NANO DIMENSION ADS|BATM|CBOE TRADING, INC.|13264
NNDM|NANO DIMENSION ADS|BAYC|BAY CREST PARTNERS, LLC|37167
NNDM|NANO DIMENSION ADS|BAYT|BTIG, LLC|1900
NNDM|NANO DIMENSION ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|85011
NNDM|NANO DIMENSION ADS|BLKX|INSTINET, LLC|5000
NNDM|NANO DIMENSION ADS|BRGE|Newbridge Securities Corp.|18250
NNDM|NANO DIMENSION ADS|BYXM|CBOE TRADING, INC.|2300
NNDM|NANO DIMENSION ADS|CHAS|Charles Schwab & Co., Inc.|60950
NNDM|NANO DIMENSION ADS|CICF|Canaccord Genuity Corp.|2500
NNDM|NANO DIMENSION ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|14000
NNDM|NANO DIMENSION ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93001
NNDM|NANO DIMENSION ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|49496
NNDM|NANO DIMENSION ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|217279
NNDM|NANO DIMENSION ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|454424
NNDM|NANO DIMENSION ADS|CTDL|Citadel Derivatives Group Llc|5065
NNDM|NANO DIMENSION ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|20914
NNDM|NANO DIMENSION ADS|DBAB|Deutsche Bank Securities Inc.|24648
NNDM|NANO DIMENSION ADS|DBAX|Deutsche Bank Securities Inc.|85500
NNDM|NANO DIMENSION ADS|DEAN|MORGAN STANLEY|4091
NNDM|NANO DIMENSION ADS|DEGS|RONIN PROFESSIONAL LLC|34112
NNDM|NANO DIMENSION ADS|EBXL|EBX LLC|254700
NNDM|NANO DIMENSION ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9335
NNDM|NANO DIMENSION ADS|EDJO|Edward D. Jones & Co., L.P.|1650
NNDM|NANO DIMENSION ADS|EGAM|CBOE TRADING, INC.|89089
NNDM|NANO DIMENSION ADS|EGAW|CBOE TRADING, INC.|159780
NNDM|NANO DIMENSION ADS|EGMT|EG MARKET TECHNOLOGIES LLC|100
NNDM|NANO DIMENSION ADS|EGXM|CBOE TRADING, INC.|57090
NNDM|NANO DIMENSION ADS|EGXW|CBOE TRADING, INC.|66617
NNDM|NANO DIMENSION ADS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|7536
NNDM|NANO DIMENSION ADS|ETBE|Electronic Transaction Clearing, Inc.|20390
NNDM|NANO DIMENSION ADS|ETCC|Electronic Transaction Clearing, Inc.|7315
NNDM|NANO DIMENSION ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|100912
NNDM|NANO DIMENSION ADS|ETRS|E*Trade Securities LLC|4795277
NNDM|NANO DIMENSION ADS|FBCO|Credit Suisse Securities (USA) LLC|469606
NNDM|NANO DIMENSION ADS|FBSB|U.S. Bancorp Investments, Inc.|1600
NNDM|NANO DIMENSION ADS|FILL|Tradestation Securities, Inc.|241151
NNDM|NANO DIMENSION ADS|FMAF|NBCN Inc./ CDS|17584
NNDM|NANO DIMENSION ADS|FOMA|TD AMERITRADE CLEARING, INC.|5592211
NNDM|NANO DIMENSION ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19732
NNDM|NANO DIMENSION ADS|FTBR|Foliofn Investments, Inc.|179
NNDM|NANO DIMENSION ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|53861
NNDM|NANO DIMENSION ADS|GLIS|TD Securities Inc|3900
NNDM|NANO DIMENSION ADS|GLPX|ACS EXECUTION SERVICES, LLC|229443
NNDM|NANO DIMENSION ADS|GSCO|GOLDMAN SACHS & CO. LLC|31585
NNDM|NANO DIMENSION ADS|GSCS|GOLDMAN SACHS & CO. LLC|19013
NNDM|NANO DIMENSION ADS|GSLT|GOLDMAN SACHS & CO. LLC|134242
NNDM|NANO DIMENSION ADS|GTSZ|GTS SECURITIES LLC|99760
NNDM|NANO DIMENSION ADS|HRBF|American Enterprise Investment Services Inc.|33172
NNDM|NANO DIMENSION ADS|HSBC|HSBC Securities, Inc.|7260
NNDM|NANO DIMENSION ADS|IATS|INTERACTIVE BROKERS LLC|187425
NNDM|NANO DIMENSION ADS|IBKR|Interactive Brokers Llc|2447258
NNDM|NANO DIMENSION ADS|ICBX|INSTINET, LLC|73759
NNDM|NANO DIMENSION ADS|INCA|INSTINET, LLC|240016
NNDM|NANO DIMENSION ADS|ITGI|ITG Inc.|120796
NNDM|NANO DIMENSION ADS|ITGP|ITG INC.|106600
NNDM|NANO DIMENSION ADS|JANY|Janney Montgomery Scott Inc.|2000
NNDM|NANO DIMENSION ADS|JEFF|JEFFERIES LLC|100
NNDM|NANO DIMENSION ADS|JMPT|JUMP TRADING, LLC|109951
NNDM|NANO DIMENSION ADS|JPMX|J.P. Morgan Securities LLC|195906
NNDM|NANO DIMENSION ADS|JSJX|JANE STREET CAPITAL LLC|800
NNDM|NANO DIMENSION ADS|KCGM|VIRTU Americas LLC|169209
NNDM|NANO DIMENSION ADS|LEHM|Barclays Capital Inc./Le|403949
NNDM|NANO DIMENSION ADS|LIME|Lime Brokerage LLC|71148
NNDM|NANO DIMENSION ADS|LMGP|LIME BROKERAGE LLC|16361
NNDM|NANO DIMENSION ADS|LSCI|Lek Securities Corporation|8154
NNDM|NANO DIMENSION ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7605
NNDM|NANO DIMENSION ADS|MAXM|Maxim Group LLC|48073
NNDM|NANO DIMENSION ADS|MBTS|ALLY INVEST SECURITIES LLC|26076
NNDM|NANO DIMENSION ADS|MCMF|Raymond James Ltd. Cds|1300
NNDM|NANO DIMENSION ADS|MICA|Spartan Securities Group, Ltd.|262426
NNDM|NANO DIMENSION ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81980
NNDM|NANO DIMENSION ADS|MOTF|MOTIF INVESTING, INC.|7
NNDM|NANO DIMENSION ADS|MSCO|MORGAN STANLEY & CO. LLC|2117909
NNDM|NANO DIMENSION ADS|MSPL|MORGAN STANLEY & CO. LLC|6800
NNDM|NANO DIMENSION ADS|NATL|National Securities Corporation|1560884
NNDM|NANO DIMENSION ADS|NFSC|National Financial Services LLC|3293878
NNDM|NANO DIMENSION ADS|NITE|VIRTU Americas LLC|7886607
NNDM|NANO DIMENSION ADS|NITP|VIRTU Americas LLC|6440
NNDM|NANO DIMENSION ADS|NQRB|Brut, LLC|15110
NNDM|NANO DIMENSION ADS|OPCO|Oppenheimer & Co. Inc.|70503
NNDM|NANO DIMENSION ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11945
NNDM|NANO DIMENSION ADS|PCPT|PHILLIP CAPITAL INC.|14209
NNDM|NANO DIMENSION ADS|PDQM|CODA MARKETS, INC.|279172
NNDM|NANO DIMENSION ADS|POIN|PRECISION SECURITIES, LLC (POIN)|100
NNDM|NANO DIMENSION ADS|PWJC|UBS Financial Services, Inc.|4200
NNDM|NANO DIMENSION ADS|RAJA|Raymond James & Associates, Inc.|7250
NNDM|NANO DIMENSION ADS|RBCM|RBC CAPITAL MARKETS, LLC|5000
NNDM|NANO DIMENSION ADS|RGLD|Regal Securities, Inc|4000
NNDM|NANO DIMENSION ADS|SAGL|SAGETRADER, LLC|6406
NNDM|NANO DIMENSION ADS|SALI|INTL FCSTONE FINANCIAL INC.|4100
NNDM|NANO DIMENSION ADS|SBSH|Citigroup Global Markets Inc.|143811
NNDM|NANO DIMENSION ADS|SGMT|GOLDMAN SACHS & CO. LLC|167567
NNDM|NANO DIMENSION ADS|SPDR|SPEEDROUTE LLC|1199113
NNDM|NANO DIMENSION ADS|SPNT|SEVEN POINTS CAPITAL, LLC|2600
NNDM|NANO DIMENSION ADS|SPTD|MINT GLOBAL MARKETS, INC.|71400
NNDM|NANO DIMENSION ADS|STFL|Stifel, Nicolaus & Company, Incorporated|18309
NNDM|NANO DIMENSION ADS|SWIM|TD Ameritrade, Inc.|3678592
NNDM|NANO DIMENSION ADS|TKNG|ALLY INVEST SECURITIES LLC|95011
NNDM|NANO DIMENSION ADS|TRCM|TRC MARKETS LLC|15859
NNDM|NANO DIMENSION ADS|TWTT|TASTYWORKS, INC.|8380
NNDM|NANO DIMENSION ADS|UBSA|UBS SECURITIES LLC|673887
NNDM|NANO DIMENSION ADS|UBSS|UBS Securities LLC|864168
NNDM|NANO DIMENSION ADS|VGRD|Vanguard Marketing Corporation|163882
NNDM|NANO DIMENSION ADS|VIEW|VIEWTRADE SECURITIES LLC|4210
NNDM|NANO DIMENSION ADS|VSIN|Vision Financial Markets Llc|61336
NNDM|NANO DIMENSION ADS|WCHV|WELLS FARGO SECURITIES, LLC|75809
NNDM|NANO DIMENSION ADS|WEDB|WEDBUSH SECURITIES INC.|1514252
NNDM|NANO DIMENSION ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47825
NNDM|NANO DIMENSION ADS|WGIF|CIBC World Markets Inc.|39236
NNDM|NANO DIMENSION ADS|WSEA|WOLVERINE SECURITIES, LLC|131383
NNDM|NANO DIMENSION ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|41316
NNDM|NANO DIMENSION ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|7934
NNDM|NANO DIMENSION ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18547
NNI|NELNET INC|ALTX|Alternet Securities Inc.|554
NNI|NELNET INC|ANOS|ABEL/NOSER, L.L.C.|1118
NNI|NELNET INC|APCC|Apex Clearing Corporation|25
NNI|NELNET INC|BATM|CBOE TRADING, INC.|565
NNI|NELNET INC|BAYT|BTIG, LLC|300
NNI|NELNET INC|BERN|Sanford C. Bernstein & Co., LLC|1539
NNI|NELNET INC|BNPX|BNP PARIBAS SECURITIES CORP.|1945
NNI|NELNET INC|BTIG|BTIG, LLC|183
NNI|NELNET INC|BYXM|CBOE TRADING, INC.|100
NNI|NELNET INC|BZYD|GOLDMAN SACHS & CO. LLC|908
NNI|NELNET INC|CANT|Cantor Fitzgerald & Co.|728
NNI|NELNET INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15
NNI|NELNET INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3331
NNI|NELNET INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
NNI|NELNET INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29961
NNI|NELNET INC|CTDL|Citadel Derivatives Group Llc|254
NNI|NELNET INC|CTLR|CUTLER GROUP, LP|100
NNI|NELNET INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6202
NNI|NELNET INC|DBAB|Deutsche Bank Securities Inc.|20165
NNI|NELNET INC|DBAX|Deutsche Bank Securities Inc.|14600
NNI|NELNET INC|DEAN|MORGAN STANLEY|48
NNI|NELNET INC|DEGS|RONIN PROFESSIONAL LLC|495
NNI|NELNET INC|EBXL|EBX LLC|19300
NNI|NELNET INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2839
NNI|NELNET INC|EGAM|CBOE TRADING, INC.|350
NNI|NELNET INC|EGMT|EG MARKET TECHNOLOGIES LLC|77
NNI|NELNET INC|EGXW|CBOE TRADING, INC.|100
NNI|NELNET INC|ETRS|E*Trade Securities LLC|5
NNI|NELNET INC|FILL|Tradestation Securities, Inc.|100
NNI|NELNET INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
NNI|NELNET INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14774
NNI|NELNET INC|FTBR|Foliofn Investments, Inc.|81
NNI|NELNET INC|GLPX|ACS EXECUTION SERVICES, LLC|2758
NNI|NELNET INC|GSCO|GOLDMAN SACHS & CO. LLC|39399
NNI|NELNET INC|GSCS|GOLDMAN SACHS & CO. LLC|1148
NNI|NELNET INC|GSLT|GOLDMAN SACHS & CO. LLC|181
NNI|NELNET INC|GTSZ|GTS SECURITIES LLC|22383
NNI|NELNET INC|HRBF|American Enterprise Investment Services Inc.|43
NNI|NELNET INC|IATS|INTERACTIVE BROKERS LLC|480
NNI|NELNET INC|IBKR|Interactive Brokers Llc|2979
NNI|NELNET INC|ICBX|INSTINET, LLC|3603
NNI|NELNET INC|IEQY|CITADEL SECURITIES LLC|2740
NNI|NELNET INC|INCA|INSTINET, LLC|9000
NNI|NELNET INC|INJX|INSTINET, LLC|1567
NNI|NELNET INC|ITGI|ITG Inc.|11929
NNI|NELNET INC|ITGP|ITG INC.|15000
NNI|NELNET INC|JEFF|JEFFERIES LLC|11
NNI|NELNET INC|JPBX|J.P. MORGAN SECURITIES LLC|7109
NNI|NELNET INC|JPMX|J.P. Morgan Securities LLC|94751
NNI|NELNET INC|JSJX|JANE STREET CAPITAL LLC|1372
NNI|NELNET INC|KCGM|VIRTU Americas LLC|2224
NNI|NELNET INC|LEHM|Barclays Capital Inc./Le|23855
NNI|NELNET INC|LIME|Lime Brokerage LLC|3646
NNI|NELNET INC|LOOP|Loop Capital Markets LLC|2672
NNI|NELNET INC|LQNB|LIQUIDNET, INC.|291
NNI|NELNET INC|LSCI|Lek Securities Corporation|4
NNI|NELNET INC|MAXM|Maxim Group LLC|291
NNI|NELNET INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
NNI|NELNET INC|MSCO|MORGAN STANLEY & CO. LLC|42084
NNI|NELNET INC|MSPL|MORGAN STANLEY & CO. LLC|17900
NNI|NELNET INC|MSTX|MORGAN STANLEY & CO. LLC|2900
NNI|NELNET INC|NFSC|National Financial Services LLC|3358
NNI|NELNET INC|NITE|VIRTU Americas LLC|15587
NNI|NELNET INC|PDQM|CODA MARKETS, INC.|5421
NNI|NELNET INC|SAGW|SAGETRADER, LLC|100
NNI|NELNET INC|SBSH|Citigroup Global Markets Inc.|10797
NNI|NELNET INC|SGMT|GOLDMAN SACHS & CO. LLC|29049
NNI|NELNET INC|SPDR|SPEEDROUTE LLC|1354
NNI|NELNET INC|SPTD|MINT GLOBAL MARKETS, INC.|2389
NNI|NELNET INC|STFL|Stifel, Nicolaus & Company, Incorporated|100
NNI|NELNET INC|SWIM|TD Ameritrade, Inc.|321
NNI|NELNET INC|TKNG|ALLY INVEST SECURITIES LLC|65
NNI|NELNET INC|TRBT|Tradebot Systems, Inc.|1659
NNI|NELNET INC|TRCM|TRC MARKETS LLC|4225
NNI|NELNET INC|UBSA|UBS SECURITIES LLC|49714
NNI|NELNET INC|UBSS|UBS Securities LLC|46103
NNI|NELNET INC|VALX|VIRTU AMERICAS LLC|2732
NNI|NELNET INC|WCHV|WELLS FARGO SECURITIES, LLC|782
NNI|NELNET INC|WDNX|WEEDEN & CO.L.P.|98
NNI|NELNET INC|WEED|Weeden & Co.L.P.|3000
NNI|NELNET INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45
NNI|NELNET INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5064
NNI|NELNET INC|WSEA|WOLVERINE SECURITIES, LLC|394
NNI|NELNET INC|XIST|INSTINET, LLC|2698
NNI|NELNET INC|XPQR|Jump Trading|700
NNI|NELNET INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NNI|NELNET INC|YKNA|COMHAR CAPITAL MARKETS, LLC|425
NNI|NELNET INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
NNN|NATIONAL RETAIL PROP|ABLE|NATIXIS Securities Americas LLC|1877
NNN|NATIONAL RETAIL PROP|ALTX|Alternet Securities Inc.|5030
NNN|NATIONAL RETAIL PROP|ANOS|ABEL/NOSER, L.L.C.|300
NNN|NATIONAL RETAIL PROP|APCC|Apex Clearing Corporation|78
NNN|NATIONAL RETAIL PROP|BANK|Primevest Financial Services, Inc.|65
NNN|NATIONAL RETAIL PROP|BARD|Robert W. Baird & Co. Incorporated|12872
NNN|NATIONAL RETAIL PROP|BATM|CBOE TRADING, INC.|3221
NNN|NATIONAL RETAIL PROP|BAYC|BAY CREST PARTNERS, LLC|4915
NNN|NATIONAL RETAIL PROP|BBNT|BB&T SECURITIES, LLC|579
NNN|NATIONAL RETAIL PROP|BERN|Sanford C. Bernstein & Co., LLC|31207
NNN|NATIONAL RETAIL PROP|BIDS|BIDS TRADING L.P.|3200
NNN|NATIONAL RETAIL PROP|BIMI|Banca IMI Securities Corp.|10
NNN|NATIONAL RETAIL PROP|BKCM|BNY Mellon Capital Markets LLC|28986
NNN|NATIONAL RETAIL PROP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15857
NNN|NATIONAL RETAIL PROP|BLKX|INSTINET, LLC|20800
NNN|NATIONAL RETAIL PROP|BNCH|The Benchmark Company, LLC|5418
NNN|NATIONAL RETAIL PROP|BNPX|BNP PARIBAS SECURITIES CORP.|16536
NNN|NATIONAL RETAIL PROP|BRVL|BLAYLOCK VAN, LLC|1000
NNN|NATIONAL RETAIL PROP|BTIG|BTIG, LLC|19399
NNN|NATIONAL RETAIL PROP|BYXM|CBOE TRADING, INC.|1031
NNN|NATIONAL RETAIL PROP|BZYD|GOLDMAN SACHS & CO. LLC|800
NNN|NATIONAL RETAIL PROP|CANT|Cantor Fitzgerald & Co.|2371
NNN|NATIONAL RETAIL PROP|CBLC|CITIGROUP GLOBAL MARKETS INC.|22000
NNN|NATIONAL RETAIL PROP|CHAS|Charles Schwab & Co., Inc.|12166
NNN|NATIONAL RETAIL PROP|CICF|Canaccord Genuity Corp.|60
NNN|NATIONAL RETAIL PROP|CIST|Capital Institutional Services, Inc.|936
NNN|NATIONAL RETAIL PROP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96572
NNN|NATIONAL RETAIL PROP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2300
NNN|NATIONAL RETAIL PROP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
NNN|NATIONAL RETAIL PROP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|281359
NNN|NATIONAL RETAIL PROP|CTDL|Citadel Derivatives Group Llc|6459
NNN|NATIONAL RETAIL PROP|CTLR|CUTLER GROUP, LP|12804
NNN|NATIONAL RETAIL PROP|CXCX|CITIGROUP GLOBAL MARKETS INC.|85832
NNN|NATIONAL RETAIL PROP|DADA|D.A. Davidson & Co.|425
NNN|NATIONAL RETAIL PROP|DBAB|Deutsche Bank Securities Inc.|212858
NNN|NATIONAL RETAIL PROP|DBAX|Deutsche Bank Securities Inc.|182500
NNN|NATIONAL RETAIL PROP|DEAN|MORGAN STANLEY|7472
NNN|NATIONAL RETAIL PROP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
NNN|NATIONAL RETAIL PROP|EBXL|EBX LLC|292000
NNN|NATIONAL RETAIL PROP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7915
NNN|NATIONAL RETAIL PROP|EDJC|Edward Jones / CDS|1
NNN|NATIONAL RETAIL PROP|EDJO|Edward D. Jones & Co., L.P.|3132
NNN|NATIONAL RETAIL PROP|EGAM|CBOE TRADING, INC.|18770
NNN|NATIONAL RETAIL PROP|EGAW|CBOE TRADING, INC.|525
NNN|NATIONAL RETAIL PROP|EGMT|EG MARKET TECHNOLOGIES LLC|400
NNN|NATIONAL RETAIL PROP|EGXM|CBOE TRADING, INC.|2795
NNN|NATIONAL RETAIL PROP|ETBE|Electronic Transaction Clearing, Inc.|12699
NNN|NATIONAL RETAIL PROP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
NNN|NATIONAL RETAIL PROP|ETCC|Electronic Transaction Clearing, Inc.|374
NNN|NATIONAL RETAIL PROP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2897
NNN|NATIONAL RETAIL PROP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|556
NNN|NATIONAL RETAIL PROP|ETRS|E*Trade Securities LLC|23079
NNN|NATIONAL RETAIL PROP|FINX|FINTECH SECURITIES|50
NNN|NATIONAL RETAIL PROP|FMAF|NBCN Inc./ CDS|1543
NNN|NATIONAL RETAIL PROP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17370
NNN|NATIONAL RETAIL PROP|FQLS|Quantlab Securities LP|360110
NNN|NATIONAL RETAIL PROP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146062
NNN|NATIONAL RETAIL PROP|FTBR|Foliofn Investments, Inc.|1343
NNN|NATIONAL RETAIL PROP|GEBB|GLOBAL EXECUTION BROKERS, LP|2715
NNN|NATIONAL RETAIL PROP|GLIS|TD Securities Inc|100
NNN|NATIONAL RETAIL PROP|GLPX|ACS EXECUTION SERVICES, LLC|47990
NNN|NATIONAL RETAIL PROP|GSCO|GOLDMAN SACHS & CO. LLC|988499
NNN|NATIONAL RETAIL PROP|GSCS|GOLDMAN SACHS & CO. LLC|4943
NNN|NATIONAL RETAIL PROP|GSLT|GOLDMAN SACHS & CO. LLC|7036
NNN|NATIONAL RETAIL PROP|GTSZ|GTS SECURITIES LLC|129182
NNN|NATIONAL RETAIL PROP|HRBF|American Enterprise Investment Services Inc.|11624
NNN|NATIONAL RETAIL PROP|IATS|INTERACTIVE BROKERS LLC|3959
NNN|NATIONAL RETAIL PROP|IBKR|Interactive Brokers Llc|3084
NNN|NATIONAL RETAIL PROP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
NNN|NATIONAL RETAIL PROP|ICBX|INSTINET, LLC|104234
NNN|NATIONAL RETAIL PROP|IEQY|CITADEL SECURITIES LLC|126455
NNN|NATIONAL RETAIL PROP|INCA|INSTINET, LLC|274270
NNN|NATIONAL RETAIL PROP|INJX|INSTINET, LLC|768
NNN|NATIONAL RETAIL PROP|ITGI|ITG Inc.|49637
NNN|NATIONAL RETAIL PROP|ITGP|ITG INC.|89400
NNN|NATIONAL RETAIL PROP|JANY|Janney Montgomery Scott Inc.|2216
NNN|NATIONAL RETAIL PROP|JEFF|JEFFERIES LLC|151469
NNN|NATIONAL RETAIL PROP|JMPT|JUMP TRADING, LLC|62308
NNN|NATIONAL RETAIL PROP|JONE|JonesTrading|23749
NNN|NATIONAL RETAIL PROP|JPBX|J.P. MORGAN SECURITIES LLC|63427
NNN|NATIONAL RETAIL PROP|JPMX|J.P. Morgan Securities LLC|333322
NNN|NATIONAL RETAIL PROP|JSJX|JANE STREET CAPITAL LLC|5342
NNN|NATIONAL RETAIL PROP|KCGM|VIRTU Americas LLC|67224
NNN|NATIONAL RETAIL PROP|LEHM|Barclays Capital Inc./Le|476026
NNN|NATIONAL RETAIL PROP|LIME|Lime Brokerage LLC|23085
NNN|NATIONAL RETAIL PROP|LMNX|LUMINEX TRADING & ANALYTICS LLC|123996
NNN|NATIONAL RETAIL PROP|LOOP|Loop Capital Markets LLC|3821
NNN|NATIONAL RETAIL PROP|LQNA|LIQUIDNET, INC.|307900
NNN|NATIONAL RETAIL PROP|LSCI|Lek Securities Corporation|609
NNN|NATIONAL RETAIL PROP|MACC|Mid Atlantic Capital Corporation|242
NNN|NATIONAL RETAIL PROP|MAXM|Maxim Group LLC|26
NNN|NATIONAL RETAIL PROP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140043
NNN|NATIONAL RETAIL PROP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
NNN|NATIONAL RETAIL PROP|MOTF|MOTIF INVESTING, INC.|5
NNN|NATIONAL RETAIL PROP|MSCO|MORGAN STANLEY & CO. LLC|1078650
NNN|NATIONAL RETAIL PROP|MSPL|MORGAN STANLEY & CO. LLC|194100
NNN|NATIONAL RETAIL PROP|MSTX|MORGAN STANLEY & CO. LLC|129500
NNN|NATIONAL RETAIL PROP|NEUB|NEUBERGER BERMAN BD LLC|165
NNN|NATIONAL RETAIL PROP|NFSC|National Financial Services LLC|120814
NNN|NATIONAL RETAIL PROP|NITE|VIRTU Americas LLC|254381
NNN|NATIONAL RETAIL PROP|NITP|VIRTU Americas LLC|1400
NNN|NATIONAL RETAIL PROP|NQRB|Brut, LLC|4825
NNN|NATIONAL RETAIL PROP|NTRC|Northern Trust Securities, Inc.|91
NNN|NATIONAL RETAIL PROP|OPCO|Oppenheimer & Co. Inc.|766
NNN|NATIONAL RETAIL PROP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|109
NNN|NATIONAL RETAIL PROP|PDQM|CODA MARKETS, INC.|16516
NNN|NATIONAL RETAIL PROP|PHLY|NASDAQ Execution Services, LLC|200
NNN|NATIONAL RETAIL PROP|RBCM|RBC CAPITAL MARKETS, LLC|18841
NNN|NATIONAL RETAIL PROP|SAGL|SAGETRADER, LLC|9600
NNN|NATIONAL RETAIL PROP|SBRX|MURIEL SIEBERT & CO INC|400
NNN|NATIONAL RETAIL PROP|SBSH|Citigroup Global Markets Inc.|574699
NNN|NATIONAL RETAIL PROP|SEIC|SEI Investments Distribution Co.|1430
NNN|NATIONAL RETAIL PROP|SGMT|GOLDMAN SACHS & CO. LLC|103833
NNN|NATIONAL RETAIL PROP|SOCO|Capital One Southcoast, Inc|60531
NNN|NATIONAL RETAIL PROP|SPDR|SPEEDROUTE LLC|1900
NNN|NATIONAL RETAIL PROP|SPHN|Stephens Inc.|2908
NNN|NATIONAL RETAIL PROP|STFL|Stifel, Nicolaus & Company, Incorporated|7389
NNN|NATIONAL RETAIL PROP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5769
NNN|NATIONAL RETAIL PROP|SWIM|TD Ameritrade, Inc.|1244
NNN|NATIONAL RETAIL PROP|SWST|Hilltop Securities Inc.|4001
NNN|NATIONAL RETAIL PROP|TAGC|TELSEY ADVISORY GROUP LLC|685
NNN|NATIONAL RETAIL PROP|TKNG|ALLY INVEST SECURITIES LLC|40
NNN|NATIONAL RETAIL PROP|TMBR|Timber Hill LLC|21
NNN|NATIONAL RETAIL PROP|TRBT|Tradebot Systems, Inc.|234111
NNN|NATIONAL RETAIL PROP|TRCM|TRC MARKETS LLC|111827
NNN|NATIONAL RETAIL PROP|UBSA|UBS SECURITIES LLC|588485
NNN|NATIONAL RETAIL PROP|UBSS|UBS Securities LLC|637782
NNN|NATIONAL RETAIL PROP|VALX|VIRTU AMERICAS LLC|11160
NNN|NATIONAL RETAIL PROP|VERT|The Vertical Trading Group, LLC|1319
NNN|NATIONAL RETAIL PROP|VGRD|Vanguard Marketing Corporation|28837
NNN|NATIONAL RETAIL PROP|WBPX|SUMMIT SECURITIES GROUP, LLC|5387
NNN|NATIONAL RETAIL PROP|WCHV|WELLS FARGO SECURITIES, LLC|1549314
NNN|NATIONAL RETAIL PROP|WDNX|WEEDEN & CO.L.P.|1086
NNN|NATIONAL RETAIL PROP|WEDB|WEDBUSH SECURITIES INC.|399
NNN|NATIONAL RETAIL PROP|WEED|Weeden & Co.L.P.|34784
NNN|NATIONAL RETAIL PROP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12499
NNN|NATIONAL RETAIL PROP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11620
NNN|NATIONAL RETAIL PROP|WHOT|JUST2TRADE, INC.|10
NNN|NATIONAL RETAIL PROP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|94
NNN|NATIONAL RETAIL PROP|WSAG|WALL STREET ACCESS|2674
NNN|NATIONAL RETAIL PROP|WSEA|WOLVERINE SECURITIES, LLC|2894
NNN|NATIONAL RETAIL PROP|XIST|INSTINET, LLC|34800
NNN|NATIONAL RETAIL PROP|XPQR|Jump Trading|5135
NNN|NATIONAL RETAIL PROP|XSTM|NATIONAL FINANCIAL SERVICES LLC|91188
NNN|NATIONAL RETAIL PROP|YKNA|COMHAR CAPITAL MARKETS, LLC|1544
NNN|NATIONAL RETAIL PROP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2817
NNN$E|NATIONAL RETAIL PPTY|ALTX|Alternet Securities Inc.|500
NNN$E|NATIONAL RETAIL PPTY|BARD|Robert W. Baird & Co. Incorporated|80
NNN$E|NATIONAL RETAIL PPTY|BBNT|BB&T SECURITIES, LLC|400
NNN$E|NATIONAL RETAIL PPTY|BERN|Sanford C. Bernstein & Co., LLC|5000
NNN$E|NATIONAL RETAIL PPTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1366
NNN$E|NATIONAL RETAIL PPTY|BTIG|BTIG, LLC|1160
NNN$E|NATIONAL RETAIL PPTY|CHAS|Charles Schwab & Co., Inc.|21
NNN$E|NATIONAL RETAIL PPTY|CIST|Capital Institutional Services, Inc.|300
NNN$E|NATIONAL RETAIL PPTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3800
NNN$E|NATIONAL RETAIL PPTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18240
NNN$E|NATIONAL RETAIL PPTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|20600
NNN$E|NATIONAL RETAIL PPTY|DBAX|Deutsche Bank Securities Inc.|14900
NNN$E|NATIONAL RETAIL PPTY|DEAN|MORGAN STANLEY|12138
NNN$E|NATIONAL RETAIL PPTY|EBXL|EBX LLC|17300
NNN$E|NATIONAL RETAIL PPTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1365
NNN$E|NATIONAL RETAIL PPTY|EDJO|Edward D. Jones & Co., L.P.|112
NNN$E|NATIONAL RETAIL PPTY|ETRS|E*Trade Securities LLC|260
NNN$E|NATIONAL RETAIL PPTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1826
NNN$E|NATIONAL RETAIL PPTY|GLPX|ACS EXECUTION SERVICES, LLC|2018
NNN$E|NATIONAL RETAIL PPTY|GSCO|GOLDMAN SACHS & CO. LLC|500
NNN$E|NATIONAL RETAIL PPTY|GTSZ|GTS SECURITIES LLC|256
NNN$E|NATIONAL RETAIL PPTY|HRBF|American Enterprise Investment Services Inc.|2125
NNN$E|NATIONAL RETAIL PPTY|IATS|INTERACTIVE BROKERS LLC|600
NNN$E|NATIONAL RETAIL PPTY|IBKR|Interactive Brokers Llc|6802
NNN$E|NATIONAL RETAIL PPTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|422
NNN$E|NATIONAL RETAIL PPTY|ICBX|INSTINET, LLC|3744
NNN$E|NATIONAL RETAIL PPTY|INCA|INSTINET, LLC|2636
NNN$E|NATIONAL RETAIL PPTY|INJX|INSTINET, LLC|656
NNN$E|NATIONAL RETAIL PPTY|ITGI|ITG Inc.|70206
NNN$E|NATIONAL RETAIL PPTY|JANY|Janney Montgomery Scott Inc.|1400
NNN$E|NATIONAL RETAIL PPTY|JEFF|JEFFERIES LLC|600
NNN$E|NATIONAL RETAIL PPTY|JPMX|J.P. Morgan Securities LLC|30598
NNN$E|NATIONAL RETAIL PPTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|640
NNN$E|NATIONAL RETAIL PPTY|JSJX|JANE STREET CAPITAL LLC|40
NNN$E|NATIONAL RETAIL PPTY|KCGM|VIRTU Americas LLC|598
NNN$E|NATIONAL RETAIL PPTY|LEHM|Barclays Capital Inc./Le|500
NNN$E|NATIONAL RETAIL PPTY|LIME|Lime Brokerage LLC|620
NNN$E|NATIONAL RETAIL PPTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|582
NNN$E|NATIONAL RETAIL PPTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14600
NNN$E|NATIONAL RETAIL PPTY|MSCO|MORGAN STANLEY & CO. LLC|12406
NNN$E|NATIONAL RETAIL PPTY|MSPL|MORGAN STANLEY & CO. LLC|2000
NNN$E|NATIONAL RETAIL PPTY|NFSC|National Financial Services LLC|5363
NNN$E|NATIONAL RETAIL PPTY|NITE|VIRTU Americas LLC|27951
NNN$E|NATIONAL RETAIL PPTY|NQRB|Brut, LLC|2505
NNN$E|NATIONAL RETAIL PPTY|OLDM|OLD MISSION CAPITAL, LLC|486
NNN$E|NATIONAL RETAIL PPTY|OPCO|Oppenheimer & Co. Inc.|229
NNN$E|NATIONAL RETAIL PPTY|PDQM|CODA MARKETS, INC.|6819
NNN$E|NATIONAL RETAIL PPTY|PWJC|UBS Financial Services, Inc.|35
NNN$E|NATIONAL RETAIL PPTY|RBCM|RBC CAPITAL MARKETS, LLC|4904
NNN$E|NATIONAL RETAIL PPTY|SEIC|SEI Investments Distribution Co.|100
NNN$E|NATIONAL RETAIL PPTY|SGMT|GOLDMAN SACHS & CO. LLC|1500
NNN$E|NATIONAL RETAIL PPTY|SPDR|SPEEDROUTE LLC|6420
NNN$E|NATIONAL RETAIL PPTY|STFL|Stifel, Nicolaus & Company, Incorporated|1024
NNN$E|NATIONAL RETAIL PPTY|SWST|Hilltop Securities Inc.|44
NNN$E|NATIONAL RETAIL PPTY|TKNG|ALLY INVEST SECURITIES LLC|160
NNN$E|NATIONAL RETAIL PPTY|TRBT|Tradebot Systems, Inc.|2646
NNN$E|NATIONAL RETAIL PPTY|UBSA|UBS SECURITIES LLC|39041
NNN$E|NATIONAL RETAIL PPTY|UBSS|UBS Securities LLC|22247
NNN$E|NATIONAL RETAIL PPTY|VGRD|Vanguard Marketing Corporation|1440
NNN$E|NATIONAL RETAIL PPTY|WCHV|WELLS FARGO SECURITIES, LLC|27261
NNN$E|NATIONAL RETAIL PPTY|WEDB|WEDBUSH SECURITIES INC.|78
NNN$E|NATIONAL RETAIL PPTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|295
NNN$E|NATIONAL RETAIL PPTY|YKNA|COMHAR CAPITAL MARKETS, LLC|1
NNN$E|NATIONAL RETAIL PPTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3185
NNN$F|NATIONAL RETLRS 5.20|ALTX|Alternet Securities Inc.|400
NNN$F|NATIONAL RETLRS 5.20|APCC|Apex Clearing Corporation|108
NNN$F|NATIONAL RETLRS 5.20|BARD|Robert W. Baird & Co. Incorporated|66
NNN$F|NATIONAL RETLRS 5.20|BBNT|BB&T SECURITIES, LLC|1461
NNN$F|NATIONAL RETLRS 5.20|BKMM|BNY MELLON CAPITAL MARKETS, LLC|824
NNN$F|NATIONAL RETLRS 5.20|BNCH|The Benchmark Company, LLC|4000
NNN$F|NATIONAL RETLRS 5.20|CANT|Cantor Fitzgerald & Co.|1900
NNN$F|NATIONAL RETLRS 5.20|CHAS|Charles Schwab & Co., Inc.|3010
NNN$F|NATIONAL RETLRS 5.20|CIST|Capital Institutional Services, Inc.|703
NNN$F|NATIONAL RETLRS 5.20|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
NNN$F|NATIONAL RETLRS 5.20|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5551
NNN$F|NATIONAL RETLRS 5.20|CXCX|CITIGROUP GLOBAL MARKETS INC.|4000
NNN$F|NATIONAL RETLRS 5.20|DBAX|Deutsche Bank Securities Inc.|3500
NNN$F|NATIONAL RETLRS 5.20|DEAN|MORGAN STANLEY|21389
NNN$F|NATIONAL RETLRS 5.20|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
NNN$F|NATIONAL RETLRS 5.20|EBXL|EBX LLC|8300
NNN$F|NATIONAL RETLRS 5.20|ECUT|CONVERGEX EXECUTION SOLUTIONS|4577
NNN$F|NATIONAL RETLRS 5.20|EDJO|Edward D. Jones & Co., L.P.|2377
NNN$F|NATIONAL RETLRS 5.20|ETRS|E*Trade Securities LLC|4664
NNN$F|NATIONAL RETLRS 5.20|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|852
NNN$F|NATIONAL RETLRS 5.20|GLPX|ACS EXECUTION SERVICES, LLC|1479
NNN$F|NATIONAL RETLRS 5.20|GSCO|GOLDMAN SACHS & CO. LLC|4741
NNN$F|NATIONAL RETLRS 5.20|GTSZ|GTS SECURITIES LLC|1200
NNN$F|NATIONAL RETLRS 5.20|HRBF|American Enterprise Investment Services Inc.|3395
NNN$F|NATIONAL RETLRS 5.20|IBKR|Interactive Brokers Llc|100
NNN$F|NATIONAL RETLRS 5.20|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|238
NNN$F|NATIONAL RETLRS 5.20|ICBX|INSTINET, LLC|400
NNN$F|NATIONAL RETLRS 5.20|INCA|INSTINET, LLC|832
NNN$F|NATIONAL RETLRS 5.20|INJX|INSTINET, LLC|330
NNN$F|NATIONAL RETLRS 5.20|ITGI|ITG Inc.|677
NNN$F|NATIONAL RETLRS 5.20|ITGP|ITG INC.|2000
NNN$F|NATIONAL RETLRS 5.20|JANY|Janney Montgomery Scott Inc.|300
NNN$F|NATIONAL RETLRS 5.20|JPMX|J.P. Morgan Securities LLC|1440
NNN$F|NATIONAL RETLRS 5.20|JSEB|JANE STREET EXECUTION SERVICES, LLC|768
NNN$F|NATIONAL RETLRS 5.20|JSJX|JANE STREET CAPITAL LLC|161
NNN$F|NATIONAL RETLRS 5.20|KCGM|VIRTU Americas LLC|500
NNN$F|NATIONAL RETLRS 5.20|LEHM|Barclays Capital Inc./Le|1200
NNN$F|NATIONAL RETLRS 5.20|LIME|Lime Brokerage LLC|148
NNN$F|NATIONAL RETLRS 5.20|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NNN$F|NATIONAL RETLRS 5.20|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
NNN$F|NATIONAL RETLRS 5.20|MSCO|MORGAN STANLEY & CO. LLC|12127
NNN$F|NATIONAL RETLRS 5.20|MSPL|MORGAN STANLEY & CO. LLC|500
NNN$F|NATIONAL RETLRS 5.20|NFSC|National Financial Services LLC|10996
NNN$F|NATIONAL RETLRS 5.20|NITE|VIRTU Americas LLC|47049
NNN$F|NATIONAL RETLRS 5.20|NQRB|Brut, LLC|500
NNN$F|NATIONAL RETLRS 5.20|NTRC|Northern Trust Securities, Inc.|200
NNN$F|NATIONAL RETLRS 5.20|OLDM|OLD MISSION CAPITAL, LLC|1277
NNN$F|NATIONAL RETLRS 5.20|PDQM|CODA MARKETS, INC.|2179
NNN$F|NATIONAL RETLRS 5.20|PWJC|UBS Financial Services, Inc.|144
NNN$F|NATIONAL RETLRS 5.20|RBCM|RBC CAPITAL MARKETS, LLC|1373
NNN$F|NATIONAL RETLRS 5.20|SALI|INTL FCSTONE FINANCIAL INC.|1
NNN$F|NATIONAL RETLRS 5.20|SBSH|Citigroup Global Markets Inc.|26
NNN$F|NATIONAL RETLRS 5.20|SGMT|GOLDMAN SACHS & CO. LLC|2126
NNN$F|NATIONAL RETLRS 5.20|SPDR|SPEEDROUTE LLC|1900
NNN$F|NATIONAL RETLRS 5.20|STFL|Stifel, Nicolaus & Company, Incorporated|1747
NNN$F|NATIONAL RETLRS 5.20|SWIM|TD Ameritrade, Inc.|995
NNN$F|NATIONAL RETLRS 5.20|SWST|Hilltop Securities Inc.|234
NNN$F|NATIONAL RETLRS 5.20|TRBT|Tradebot Systems, Inc.|1356
NNN$F|NATIONAL RETLRS 5.20|UBSA|UBS SECURITIES LLC|10338
NNN$F|NATIONAL RETLRS 5.20|UBSS|UBS Securities LLC|13347
NNN$F|NATIONAL RETLRS 5.20|VGRD|Vanguard Marketing Corporation|36
NNN$F|NATIONAL RETLRS 5.20|WCHV|WELLS FARGO SECURITIES, LLC|35165
NNN$F|NATIONAL RETLRS 5.20|WEDB|WEDBUSH SECURITIES INC.|140
NNN$F|NATIONAL RETLRS 5.20|WEXX|WOLVERINE EXECUTION SERVICES, LLC|135
NNN$F|NATIONAL RETLRS 5.20|XSTM|NATIONAL FINANCIAL SERVICES LLC|888
NNN$F|NATIONAL RETLRS 5.20|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1047
NNVC|NANOVIRICIDES INC|AGIS|Aegis Capital Corp.|22
NNVC|NANOVIRICIDES INC|APCC|Apex Clearing Corporation|18886
NNVC|NANOVIRICIDES INC|BARD|Robert W. Baird & Co. Incorporated|250
NNVC|NANOVIRICIDES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5000
NNVC|NANOVIRICIDES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
NNVC|NANOVIRICIDES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2800
NNVC|NANOVIRICIDES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4905
NNVC|NANOVIRICIDES INC|CTDL|Citadel Derivatives Group Llc|2172
NNVC|NANOVIRICIDES INC|DBAB|Deutsche Bank Securities Inc.|5012
NNVC|NANOVIRICIDES INC|DBAX|Deutsche Bank Securities Inc.|4000
NNVC|NANOVIRICIDES INC|EBXL|EBX LLC|4000
NNVC|NANOVIRICIDES INC|EGAM|CBOE TRADING, INC.|1101
NNVC|NANOVIRICIDES INC|EGAW|CBOE TRADING, INC.|12283
NNVC|NANOVIRICIDES INC|EGXM|CBOE TRADING, INC.|3833
NNVC|NANOVIRICIDES INC|ETRS|E*Trade Securities LLC|69957
NNVC|NANOVIRICIDES INC|FILL|Tradestation Securities, Inc.|2700
NNVC|NANOVIRICIDES INC|FORD|Fordham Financial Management, Inc.|2084
NNVC|NANOVIRICIDES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3490
NNVC|NANOVIRICIDES INC|GSCO|GOLDMAN SACHS & CO. LLC|7125
NNVC|NANOVIRICIDES INC|GSCS|GOLDMAN SACHS & CO. LLC|800
NNVC|NANOVIRICIDES INC|GSLT|GOLDMAN SACHS & CO. LLC|2938
NNVC|NANOVIRICIDES INC|IATS|INTERACTIVE BROKERS LLC|2000
NNVC|NANOVIRICIDES INC|IBKR|Interactive Brokers Llc|60764
NNVC|NANOVIRICIDES INC|ICBX|INSTINET, LLC|2700
NNVC|NANOVIRICIDES INC|INCA|INSTINET, LLC|2215
NNVC|NANOVIRICIDES INC|ITGP|ITG INC.|2200
NNVC|NANOVIRICIDES INC|JANY|Janney Montgomery Scott Inc.|723
NNVC|NANOVIRICIDES INC|JEFF|JEFFERIES LLC|800
NNVC|NANOVIRICIDES INC|JPMX|J.P. Morgan Securities LLC|1000
NNVC|NANOVIRICIDES INC|KCGM|VIRTU Americas LLC|400
NNVC|NANOVIRICIDES INC|LEHM|Barclays Capital Inc./Le|5000
NNVC|NANOVIRICIDES INC|LIME|Lime Brokerage LLC|996
NNVC|NANOVIRICIDES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
NNVC|NANOVIRICIDES INC|MSCO|MORGAN STANLEY & CO. LLC|47149
NNVC|NANOVIRICIDES INC|MSPL|MORGAN STANLEY & CO. LLC|300
NNVC|NANOVIRICIDES INC|MSTX|MORGAN STANLEY & CO. LLC|3600
NNVC|NANOVIRICIDES INC|NFSC|National Financial Services LLC|221692
NNVC|NANOVIRICIDES INC|NITE|VIRTU Americas LLC|337872
NNVC|NANOVIRICIDES INC|NQRB|Brut, LLC|100
NNVC|NANOVIRICIDES INC|OPCO|Oppenheimer & Co. Inc.|100
NNVC|NANOVIRICIDES INC|PDQM|CODA MARKETS, INC.|9452
NNVC|NANOVIRICIDES INC|RBCM|RBC CAPITAL MARKETS, LLC|16990
NNVC|NANOVIRICIDES INC|SGMT|GOLDMAN SACHS & CO. LLC|2427
NNVC|NANOVIRICIDES INC|SPDR|SPEEDROUTE LLC|928
NNVC|NANOVIRICIDES INC|STFL|Stifel, Nicolaus & Company, Incorporated|24800
NNVC|NANOVIRICIDES INC|SWIM|TD Ameritrade, Inc.|111415
NNVC|NANOVIRICIDES INC|TKNG|ALLY INVEST SECURITIES LLC|638
NNVC|NANOVIRICIDES INC|UBSA|UBS SECURITIES LLC|21726
NNVC|NANOVIRICIDES INC|UBSS|UBS Securities LLC|28259
NNVC|NANOVIRICIDES INC|VGRD|Vanguard Marketing Corporation|70269
NNVC|NANOVIRICIDES INC|WCHV|WELLS FARGO SECURITIES, LLC|13512
NNVC|NANOVIRICIDES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14097
NNVC|NANOVIRICIDES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|82
NNVC|NANOVIRICIDES INC|WSEA|WOLVERINE SECURITIES, LLC|8007
NNVC|NANOVIRICIDES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
NNVC|NANOVIRICIDES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|286
NNY|NUVEEN NY MUNI FD|ALTX|Alternet Securities Inc.|200
NNY|NUVEEN NY MUNI FD|BARD|Robert W. Baird & Co. Incorporated|13918
NNY|NUVEEN NY MUNI FD|BATM|CBOE TRADING, INC.|1378
NNY|NUVEEN NY MUNI FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1200
NNY|NUVEEN NY MUNI FD|BTIG|BTIG, LLC|4012
NNY|NUVEEN NY MUNI FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
NNY|NUVEEN NY MUNI FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|580
NNY|NUVEEN NY MUNI FD|DADA|D.A. Davidson & Co.|6400
NNY|NUVEEN NY MUNI FD|DBAX|Deutsche Bank Securities Inc.|3300
NNY|NUVEEN NY MUNI FD|DEGS|RONIN PROFESSIONAL LLC|300
NNY|NUVEEN NY MUNI FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13296
NNY|NUVEEN NY MUNI FD|EBXL|EBX LLC|4700
NNY|NUVEEN NY MUNI FD|EDJO|Edward D. Jones & Co., L.P.|381
NNY|NUVEEN NY MUNI FD|EGXM|CBOE TRADING, INC.|1400
NNY|NUVEEN NY MUNI FD|ETRS|E*Trade Securities LLC|2755
NNY|NUVEEN NY MUNI FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3670
NNY|NUVEEN NY MUNI FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3130
NNY|NUVEEN NY MUNI FD|GSCO|GOLDMAN SACHS & CO. LLC|3394
NNY|NUVEEN NY MUNI FD|GSCS|GOLDMAN SACHS & CO. LLC|100
NNY|NUVEEN NY MUNI FD|GSLT|GOLDMAN SACHS & CO. LLC|759
NNY|NUVEEN NY MUNI FD|GTSZ|GTS SECURITIES LLC|305
NNY|NUVEEN NY MUNI FD|HRBF|American Enterprise Investment Services Inc.|3307
NNY|NUVEEN NY MUNI FD|IATS|INTERACTIVE BROKERS LLC|2430
NNY|NUVEEN NY MUNI FD|IBKR|Interactive Brokers Llc|2094
NNY|NUVEEN NY MUNI FD|ICBX|INSTINET, LLC|100
NNY|NUVEEN NY MUNI FD|INCA|INSTINET, LLC|1100
NNY|NUVEEN NY MUNI FD|ITGI|ITG Inc.|100
NNY|NUVEEN NY MUNI FD|ITGP|ITG INC.|400
NNY|NUVEEN NY MUNI FD|JANY|Janney Montgomery Scott Inc.|1004
NNY|NUVEEN NY MUNI FD|KCGM|VIRTU Americas LLC|500
NNY|NUVEEN NY MUNI FD|LEHM|Barclays Capital Inc./Le|200
NNY|NUVEEN NY MUNI FD|LIME|Lime Brokerage LLC|28
NNY|NUVEEN NY MUNI FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|804
NNY|NUVEEN NY MUNI FD|MAXM|Maxim Group LLC|4670
NNY|NUVEEN NY MUNI FD|MSCO|MORGAN STANLEY & CO. LLC|21880
NNY|NUVEEN NY MUNI FD|MSPL|MORGAN STANLEY & CO. LLC|100
NNY|NUVEEN NY MUNI FD|NFSC|National Financial Services LLC|41283
NNY|NUVEEN NY MUNI FD|NITE|VIRTU Americas LLC|60371
NNY|NUVEEN NY MUNI FD|NQRB|Brut, LLC|400
NNY|NUVEEN NY MUNI FD|OPCO|Oppenheimer & Co. Inc.|22530
NNY|NUVEEN NY MUNI FD|PDQM|CODA MARKETS, INC.|300
NNY|NUVEEN NY MUNI FD|PIPR|Piper Jaffray & Co.|2000
NNY|NUVEEN NY MUNI FD|PWJC|UBS Financial Services, Inc.|5555
NNY|NUVEEN NY MUNI FD|RBCM|RBC CAPITAL MARKETS, LLC|3100
NNY|NUVEEN NY MUNI FD|SBSH|Citigroup Global Markets Inc.|8640
NNY|NUVEEN NY MUNI FD|SGMT|GOLDMAN SACHS & CO. LLC|1100
NNY|NUVEEN NY MUNI FD|STFL|Stifel, Nicolaus & Company, Incorporated|2485
NNY|NUVEEN NY MUNI FD|SWST|Hilltop Securities Inc.|7347
NNY|NUVEEN NY MUNI FD|UBSA|UBS SECURITIES LLC|3600
NNY|NUVEEN NY MUNI FD|UBSS|UBS Securities LLC|23311
NNY|NUVEEN NY MUNI FD|VGRD|Vanguard Marketing Corporation|531
NNY|NUVEEN NY MUNI FD|WCHV|WELLS FARGO SECURITIES, LLC|20652
NNY|NUVEEN NY MUNI FD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NOA|NORTH AMERICAN CONST|ALTX|Alternet Securities Inc.|300
NOA|NORTH AMERICAN CONST|APCC|Apex Clearing Corporation|13378
NOA|NORTH AMERICAN CONST|BZYD|GOLDMAN SACHS & CO. LLC|2650
NOA|NORTH AMERICAN CONST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
NOA|NORTH AMERICAN CONST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5722
NOA|NORTH AMERICAN CONST|DBAB|Deutsche Bank Securities Inc.|300
NOA|NORTH AMERICAN CONST|DBAX|Deutsche Bank Securities Inc.|1500
NOA|NORTH AMERICAN CONST|DEGS|RONIN PROFESSIONAL LLC|100
NOA|NORTH AMERICAN CONST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4400
NOA|NORTH AMERICAN CONST|EBXL|EBX LLC|1500
NOA|NORTH AMERICAN CONST|EDJO|Edward D. Jones & Co., L.P.|200
NOA|NORTH AMERICAN CONST|EGAM|CBOE TRADING, INC.|110
NOA|NORTH AMERICAN CONST|EGXM|CBOE TRADING, INC.|10
NOA|NORTH AMERICAN CONST|ETRS|E*Trade Securities LLC|18179
NOA|NORTH AMERICAN CONST|FILL|Tradestation Securities, Inc.|1700
NOA|NORTH AMERICAN CONST|FMAF|NBCN Inc./ CDS|200
NOA|NORTH AMERICAN CONST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2889
NOA|NORTH AMERICAN CONST|FTBR|Foliofn Investments, Inc.|5490
NOA|NORTH AMERICAN CONST|GLIS|TD Securities Inc|996
NOA|NORTH AMERICAN CONST|GLPX|ACS EXECUTION SERVICES, LLC|300
NOA|NORTH AMERICAN CONST|GSCO|GOLDMAN SACHS & CO. LLC|1305
NOA|NORTH AMERICAN CONST|GSCS|GOLDMAN SACHS & CO. LLC|200
NOA|NORTH AMERICAN CONST|GSLT|GOLDMAN SACHS & CO. LLC|100
NOA|NORTH AMERICAN CONST|GTSZ|GTS SECURITIES LLC|1870
NOA|NORTH AMERICAN CONST|HSBC|HSBC Securities, Inc.|500
NOA|NORTH AMERICAN CONST|IATS|INTERACTIVE BROKERS LLC|6568
NOA|NORTH AMERICAN CONST|IBKR|Interactive Brokers Llc|38068
NOA|NORTH AMERICAN CONST|ICBX|INSTINET, LLC|2000
NOA|NORTH AMERICAN CONST|INCA|INSTINET, LLC|1739
NOA|NORTH AMERICAN CONST|INJX|INSTINET, LLC|1
NOA|NORTH AMERICAN CONST|ITGI|ITG Inc.|1544
NOA|NORTH AMERICAN CONST|ITGP|ITG INC.|2000
NOA|NORTH AMERICAN CONST|JANY|Janney Montgomery Scott Inc.|725
NOA|NORTH AMERICAN CONST|JEFF|JEFFERIES LLC|333
NOA|NORTH AMERICAN CONST|JONE|JonesTrading|2000
NOA|NORTH AMERICAN CONST|JPMX|J.P. Morgan Securities LLC|2700
NOA|NORTH AMERICAN CONST|KCGM|VIRTU Americas LLC|105
NOA|NORTH AMERICAN CONST|LEHM|Barclays Capital Inc./Le|1300
NOA|NORTH AMERICAN CONST|LIME|Lime Brokerage LLC|1513
NOA|NORTH AMERICAN CONST|MBTS|ALLY INVEST SECURITIES LLC|1250
NOA|NORTH AMERICAN CONST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
NOA|NORTH AMERICAN CONST|MSCO|MORGAN STANLEY & CO. LLC|1710
NOA|NORTH AMERICAN CONST|MSPL|MORGAN STANLEY & CO. LLC|2400
NOA|NORTH AMERICAN CONST|NFSC|National Financial Services LLC|38009
NOA|NORTH AMERICAN CONST|NITE|VIRTU Americas LLC|85760
NOA|NORTH AMERICAN CONST|NQRB|Brut, LLC|100
NOA|NORTH AMERICAN CONST|PDQM|CODA MARKETS, INC.|305
NOA|NORTH AMERICAN CONST|PHLY|NASDAQ Execution Services, LLC|600
NOA|NORTH AMERICAN CONST|RBCM|RBC CAPITAL MARKETS, LLC|3188
NOA|NORTH AMERICAN CONST|SALI|INTL FCSTONE FINANCIAL INC.|1300
NOA|NORTH AMERICAN CONST|SGMT|GOLDMAN SACHS & CO. LLC|200
NOA|NORTH AMERICAN CONST|SPDR|SPEEDROUTE LLC|477
NOA|NORTH AMERICAN CONST|SPHN|Stephens Inc.|1000
NOA|NORTH AMERICAN CONST|SWIM|TD Ameritrade, Inc.|3920
NOA|NORTH AMERICAN CONST|SWST|Hilltop Securities Inc.|95
NOA|NORTH AMERICAN CONST|TKNG|ALLY INVEST SECURITIES LLC|550
NOA|NORTH AMERICAN CONST|TRBT|Tradebot Systems, Inc.|1428
NOA|NORTH AMERICAN CONST|TRCM|TRC MARKETS LLC|1249
NOA|NORTH AMERICAN CONST|TWTT|TASTYWORKS, INC.|100
NOA|NORTH AMERICAN CONST|UBSA|UBS SECURITIES LLC|19810
NOA|NORTH AMERICAN CONST|UBSS|UBS Securities LLC|6834
NOA|NORTH AMERICAN CONST|VALX|VIRTU AMERICAS LLC|1591
NOA|NORTH AMERICAN CONST|VGRD|Vanguard Marketing Corporation|1511
NOA|NORTH AMERICAN CONST|WCHV|WELLS FARGO SECURITIES, LLC|1000
NOA|NORTH AMERICAN CONST|WEDB|WEDBUSH SECURITIES INC.|400
NOA|NORTH AMERICAN CONST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59
NOA|NORTH AMERICAN CONST|WSEA|WOLVERINE SECURITIES, LLC|559
NOAH|NOAH HOLDINGS LTD|AGIS|Aegis Capital Corp.|425
NOAH|NOAH HOLDINGS LTD|ALTX|Alternet Securities Inc.|4280
NOAH|NOAH HOLDINGS LTD|ANOS|ABEL/NOSER, L.L.C.|1446
NOAH|NOAH HOLDINGS LTD|APCC|Apex Clearing Corporation|2135
NOAH|NOAH HOLDINGS LTD|BANK|Primevest Financial Services, Inc.|136
NOAH|NOAH HOLDINGS LTD|BATM|CBOE TRADING, INC.|11263
NOAH|NOAH HOLDINGS LTD|BAYC|BAY CREST PARTNERS, LLC|1800
NOAH|NOAH HOLDINGS LTD|BAYT|BTIG, LLC|1100
NOAH|NOAH HOLDINGS LTD|BBNT|BB&T SECURITIES, LLC|2462
NOAH|NOAH HOLDINGS LTD|BERN|Sanford C. Bernstein & Co., LLC|115854
NOAH|NOAH HOLDINGS LTD|BGCE|BGC Financial Inc.|6613
NOAH|NOAH HOLDINGS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22312
NOAH|NOAH HOLDINGS LTD|BLKX|INSTINET, LLC|6400
NOAH|NOAH HOLDINGS LTD|BTIG|BTIG, LLC|14366
NOAH|NOAH HOLDINGS LTD|BYXM|CBOE TRADING, INC.|220
NOAH|NOAH HOLDINGS LTD|BZYD|GOLDMAN SACHS & CO. LLC|300
NOAH|NOAH HOLDINGS LTD|CHAS|Charles Schwab & Co., Inc.|50
NOAH|NOAH HOLDINGS LTD|CLSA|CLSA AMERICAS, LLC|11600
NOAH|NOAH HOLDINGS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39266
NOAH|NOAH HOLDINGS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2800
NOAH|NOAH HOLDINGS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|202
NOAH|NOAH HOLDINGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|194895
NOAH|NOAH HOLDINGS LTD|CTDL|Citadel Derivatives Group Llc|1242
NOAH|NOAH HOLDINGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|12784
NOAH|NOAH HOLDINGS LTD|DBAB|Deutsche Bank Securities Inc.|60684
NOAH|NOAH HOLDINGS LTD|DBAX|Deutsche Bank Securities Inc.|203200
NOAH|NOAH HOLDINGS LTD|DBUL|Deutsche Bank Securities Inc.|3547
NOAH|NOAH HOLDINGS LTD|DEAN|MORGAN STANLEY|16941
NOAH|NOAH HOLDINGS LTD|DEGS|RONIN PROFESSIONAL LLC|6248
NOAH|NOAH HOLDINGS LTD|EBXL|EBX LLC|82800
NOAH|NOAH HOLDINGS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1207
NOAH|NOAH HOLDINGS LTD|EGAM|CBOE TRADING, INC.|34922
NOAH|NOAH HOLDINGS LTD|EGAW|CBOE TRADING, INC.|100
NOAH|NOAH HOLDINGS LTD|EGMT|EG MARKET TECHNOLOGIES LLC|906
NOAH|NOAH HOLDINGS LTD|EGXM|CBOE TRADING, INC.|7774
NOAH|NOAH HOLDINGS LTD|EGXW|CBOE TRADING, INC.|69
NOAH|NOAH HOLDINGS LTD|ELEV|ELEVATION, LLC|2864
NOAH|NOAH HOLDINGS LTD|ETBE|Electronic Transaction Clearing, Inc.|23008
NOAH|NOAH HOLDINGS LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|215
NOAH|NOAH HOLDINGS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32102
NOAH|NOAH HOLDINGS LTD|ETRS|E*Trade Securities LLC|23564
NOAH|NOAH HOLDINGS LTD|FILL|Tradestation Securities, Inc.|5829
NOAH|NOAH HOLDINGS LTD|FLTU|FLOW TRADERS US LLC|9724
NOAH|NOAH HOLDINGS LTD|FMAF|NBCN Inc./ CDS|423
NOAH|NOAH HOLDINGS LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
NOAH|NOAH HOLDINGS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25531
NOAH|NOAH HOLDINGS LTD|FTBR|Foliofn Investments, Inc.|1975
NOAH|NOAH HOLDINGS LTD|GLIS|TD Securities Inc|798
NOAH|NOAH HOLDINGS LTD|GLPX|ACS EXECUTION SERVICES, LLC|75674
NOAH|NOAH HOLDINGS LTD|GSCO|GOLDMAN SACHS & CO. LLC|373415
NOAH|NOAH HOLDINGS LTD|GSCS|GOLDMAN SACHS & CO. LLC|1365
NOAH|NOAH HOLDINGS LTD|GSLT|GOLDMAN SACHS & CO. LLC|2491
NOAH|NOAH HOLDINGS LTD|GTSZ|GTS SECURITIES LLC|41381
NOAH|NOAH HOLDINGS LTD|HRBF|American Enterprise Investment Services Inc.|258
NOAH|NOAH HOLDINGS LTD|HSBC|HSBC Securities, Inc.|12570
NOAH|NOAH HOLDINGS LTD|IATS|INTERACTIVE BROKERS LLC|46321
NOAH|NOAH HOLDINGS LTD|IBKR|Interactive Brokers Llc|54926
NOAH|NOAH HOLDINGS LTD|ICBX|INSTINET, LLC|28060
NOAH|NOAH HOLDINGS LTD|INCA|INSTINET, LLC|104453
NOAH|NOAH HOLDINGS LTD|INJX|INSTINET, LLC|4945
NOAH|NOAH HOLDINGS LTD|INTL|INTL FCSTONE FINANCIAL INC.|78
NOAH|NOAH HOLDINGS LTD|ITGI|ITG Inc.|47540
NOAH|NOAH HOLDINGS LTD|ITGP|ITG INC.|99600
NOAH|NOAH HOLDINGS LTD|JANY|Janney Montgomery Scott Inc.|214
NOAH|NOAH HOLDINGS LTD|JEFF|JEFFERIES LLC|88183
NOAH|NOAH HOLDINGS LTD|JMPT|JUMP TRADING, LLC|34845
NOAH|NOAH HOLDINGS LTD|JONE|JonesTrading|40
NOAH|NOAH HOLDINGS LTD|JPBX|J.P. MORGAN SECURITIES LLC|10936
NOAH|NOAH HOLDINGS LTD|JPMX|J.P. Morgan Securities LLC|166603
NOAH|NOAH HOLDINGS LTD|JSJX|JANE STREET CAPITAL LLC|1877
NOAH|NOAH HOLDINGS LTD|KCGM|VIRTU Americas LLC|17071
NOAH|NOAH HOLDINGS LTD|LEHM|Barclays Capital Inc./Le|152921
NOAH|NOAH HOLDINGS LTD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2635
NOAH|NOAH HOLDINGS LTD|LIME|Lime Brokerage LLC|7010
NOAH|NOAH HOLDINGS LTD|LQNA|LIQUIDNET, INC.|52800
NOAH|NOAH HOLDINGS LTD|LSCI|Lek Securities Corporation|30
NOAH|NOAH HOLDINGS LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NOAH|NOAH HOLDINGS LTD|MBTS|ALLY INVEST SECURITIES LLC|25
NOAH|NOAH HOLDINGS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|118354
NOAH|NOAH HOLDINGS LTD|MOTF|MOTIF INVESTING, INC.|6
NOAH|NOAH HOLDINGS LTD|MSCO|MORGAN STANLEY & CO. LLC|564891
NOAH|NOAH HOLDINGS LTD|MSPL|MORGAN STANLEY & CO. LLC|155700
NOAH|NOAH HOLDINGS LTD|MSTX|MORGAN STANLEY & CO. LLC|67600
NOAH|NOAH HOLDINGS LTD|NFSC|National Financial Services LLC|80266
NOAH|NOAH HOLDINGS LTD|NITE|VIRTU Americas LLC|381858
NOAH|NOAH HOLDINGS LTD|NITP|VIRTU Americas LLC|300
NOAH|NOAH HOLDINGS LTD|NQRB|Brut, LLC|8898
NOAH|NOAH HOLDINGS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|1825
NOAH|NOAH HOLDINGS LTD|NTRC|Northern Trust Securities, Inc.|1000
NOAH|NOAH HOLDINGS LTD|OPCO|Oppenheimer & Co. Inc.|365
NOAH|NOAH HOLDINGS LTD|PCPT|PHILLIP CAPITAL INC.|5338
NOAH|NOAH HOLDINGS LTD|PDQM|CODA MARKETS, INC.|159410
NOAH|NOAH HOLDINGS LTD|PHLY|NASDAQ Execution Services, LLC|1000
NOAH|NOAH HOLDINGS LTD|PWJC|UBS Financial Services, Inc.|6767
NOAH|NOAH HOLDINGS LTD|SAGL|SAGETRADER, LLC|24580
NOAH|NOAH HOLDINGS LTD|SBSH|Citigroup Global Markets Inc.|200309
NOAH|NOAH HOLDINGS LTD|SGMT|GOLDMAN SACHS & CO. LLC|69055
NOAH|NOAH HOLDINGS LTD|SJLS|TRADE INFORMATICS LLC|900
NOAH|NOAH HOLDINGS LTD|SPDR|SPEEDROUTE LLC|36195
NOAH|NOAH HOLDINGS LTD|SPTD|MINT GLOBAL MARKETS, INC.|100
NOAH|NOAH HOLDINGS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|1822
NOAH|NOAH HOLDINGS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4160
NOAH|NOAH HOLDINGS LTD|SWIM|TD Ameritrade, Inc.|167979
NOAH|NOAH HOLDINGS LTD|SWST|Hilltop Securities Inc.|2100
NOAH|NOAH HOLDINGS LTD|TKNG|ALLY INVEST SECURITIES LLC|847
NOAH|NOAH HOLDINGS LTD|TRBT|Tradebot Systems, Inc.|111431
NOAH|NOAH HOLDINGS LTD|TRCM|TRC MARKETS LLC|42615
NOAH|NOAH HOLDINGS LTD|TWTT|TASTYWORKS, INC.|1500
NOAH|NOAH HOLDINGS LTD|UBSA|UBS SECURITIES LLC|480253
NOAH|NOAH HOLDINGS LTD|UBSS|UBS Securities LLC|838226
NOAH|NOAH HOLDINGS LTD|VALX|VIRTU AMERICAS LLC|11764
NOAH|NOAH HOLDINGS LTD|VGRD|Vanguard Marketing Corporation|3872
NOAH|NOAH HOLDINGS LTD|VSIN|Vision Financial Markets Llc|750
NOAH|NOAH HOLDINGS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|900
NOAH|NOAH HOLDINGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|8448
NOAH|NOAH HOLDINGS LTD|WEDB|WEDBUSH SECURITIES INC.|480
NOAH|NOAH HOLDINGS LTD|WEED|Weeden & Co.L.P.|265
NOAH|NOAH HOLDINGS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1696
NOAH|NOAH HOLDINGS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9232
NOAH|NOAH HOLDINGS LTD|WGIF|CIBC World Markets Inc.|2747
NOAH|NOAH HOLDINGS LTD|WSEA|WOLVERINE SECURITIES, LLC|1487
NOAH|NOAH HOLDINGS LTD|XIST|INSTINET, LLC|116000
NOAH|NOAH HOLDINGS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|24662
NOAH|NOAH HOLDINGS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|10652
NOAH|NOAH HOLDINGS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3016
NOBL|PROSH SP500 DIV ARIS|AGIS|Aegis Capital Corp.|1000
NOBL|PROSH SP500 DIV ARIS|ALTX|Alternet Securities Inc.|500
NOBL|PROSH SP500 DIV ARIS|APCC|Apex Clearing Corporation|2536
NOBL|PROSH SP500 DIV ARIS|BANK|Primevest Financial Services, Inc.|16066
NOBL|PROSH SP500 DIV ARIS|BARD|Robert W. Baird & Co. Incorporated|5289
NOBL|PROSH SP500 DIV ARIS|BATM|CBOE TRADING, INC.|14208
NOBL|PROSH SP500 DIV ARIS|BBNT|BB&T SECURITIES, LLC|4838
NOBL|PROSH SP500 DIV ARIS|BERN|Sanford C. Bernstein & Co., LLC|293
NOBL|PROSH SP500 DIV ARIS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|759
NOBL|PROSH SP500 DIV ARIS|CANT|Cantor Fitzgerald & Co.|31
NOBL|PROSH SP500 DIV ARIS|CHAS|Charles Schwab & Co., Inc.|2268
NOBL|PROSH SP500 DIV ARIS|CIST|Capital Institutional Services, Inc.|1653
NOBL|PROSH SP500 DIV ARIS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|515
NOBL|PROSH SP500 DIV ARIS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
NOBL|PROSH SP500 DIV ARIS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16087
NOBL|PROSH SP500 DIV ARIS|CSIN|Citadel Securities Institutional LLC|36856
NOBL|PROSH SP500 DIV ARIS|CTDL|Citadel Derivatives Group Llc|36956
NOBL|PROSH SP500 DIV ARIS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
NOBL|PROSH SP500 DIV ARIS|DADA|D.A. Davidson & Co.|3991
NOBL|PROSH SP500 DIV ARIS|DAVA|Davenport & Company LLC|7
NOBL|PROSH SP500 DIV ARIS|DBAB|Deutsche Bank Securities Inc.|2
NOBL|PROSH SP500 DIV ARIS|DBAX|Deutsche Bank Securities Inc.|3500
NOBL|PROSH SP500 DIV ARIS|EBXL|EBX LLC|10300
NOBL|PROSH SP500 DIV ARIS|ECUT|CONVERGEX EXECUTION SOLUTIONS|30
NOBL|PROSH SP500 DIV ARIS|EDJO|Edward D. Jones & Co., L.P.|37114
NOBL|PROSH SP500 DIV ARIS|EGAM|CBOE TRADING, INC.|2754
NOBL|PROSH SP500 DIV ARIS|EGAW|CBOE TRADING, INC.|100
NOBL|PROSH SP500 DIV ARIS|EGXM|CBOE TRADING, INC.|311
NOBL|PROSH SP500 DIV ARIS|ETBE|Electronic Transaction Clearing, Inc.|1600
NOBL|PROSH SP500 DIV ARIS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1347
NOBL|PROSH SP500 DIV ARIS|ETRS|E*Trade Securities LLC|115487
NOBL|PROSH SP500 DIV ARIS|FBSB|U.S. Bancorp Investments, Inc.|350
NOBL|PROSH SP500 DIV ARIS|FILL|Tradestation Securities, Inc.|134
NOBL|PROSH SP500 DIV ARIS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|3400
NOBL|PROSH SP500 DIV ARIS|FMAF|NBCN Inc./ CDS|3085
NOBL|PROSH SP500 DIV ARIS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5312
NOBL|PROSH SP500 DIV ARIS|FTBR|Foliofn Investments, Inc.|4809
NOBL|PROSH SP500 DIV ARIS|GLIS|TD Securities Inc|100
NOBL|PROSH SP500 DIV ARIS|GLPX|ACS EXECUTION SERVICES, LLC|1
NOBL|PROSH SP500 DIV ARIS|GSCO|GOLDMAN SACHS & CO. LLC|654
NOBL|PROSH SP500 DIV ARIS|GSLT|GOLDMAN SACHS & CO. LLC|299
NOBL|PROSH SP500 DIV ARIS|GTSZ|GTS SECURITIES LLC|150263
NOBL|PROSH SP500 DIV ARIS|HRBF|American Enterprise Investment Services Inc.|58966
NOBL|PROSH SP500 DIV ARIS|IATS|INTERACTIVE BROKERS LLC|757
NOBL|PROSH SP500 DIV ARIS|IBKR|Interactive Brokers Llc|623
NOBL|PROSH SP500 DIV ARIS|ICBX|INSTINET, LLC|19881
NOBL|PROSH SP500 DIV ARIS|INCA|INSTINET, LLC|45559
NOBL|PROSH SP500 DIV ARIS|ITGI|ITG Inc.|6665
NOBL|PROSH SP500 DIV ARIS|ITGP|ITG INC.|3200
NOBL|PROSH SP500 DIV ARIS|JANY|Janney Montgomery Scott Inc.|12621
NOBL|PROSH SP500 DIV ARIS|JEFF|JEFFERIES LLC|397
NOBL|PROSH SP500 DIV ARIS|JMPT|JUMP TRADING, LLC|1178
NOBL|PROSH SP500 DIV ARIS|JONE|JonesTrading|232290
NOBL|PROSH SP500 DIV ARIS|JPMX|J.P. Morgan Securities LLC|1000
NOBL|PROSH SP500 DIV ARIS|JSEB|JANE STREET EXECUTION SERVICES, LLC|126701
NOBL|PROSH SP500 DIV ARIS|JSJX|JANE STREET CAPITAL LLC|121582
NOBL|PROSH SP500 DIV ARIS|KCGM|VIRTU Americas LLC|772
NOBL|PROSH SP500 DIV ARIS|LEHM|Barclays Capital Inc./Le|9400
NOBL|PROSH SP500 DIV ARIS|LGNT|COR CLEARING LLC|1
NOBL|PROSH SP500 DIV ARIS|LIME|Lime Brokerage LLC|798
NOBL|PROSH SP500 DIV ARIS|LSCI|Lek Securities Corporation|8
NOBL|PROSH SP500 DIV ARIS|MACC|Mid Atlantic Capital Corporation|540
NOBL|PROSH SP500 DIV ARIS|MAXM|Maxim Group LLC|400
NOBL|PROSH SP500 DIV ARIS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10374
NOBL|PROSH SP500 DIV ARIS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
NOBL|PROSH SP500 DIV ARIS|MOTF|MOTIF INVESTING, INC.|1
NOBL|PROSH SP500 DIV ARIS|MSCO|MORGAN STANLEY & CO. LLC|262667
NOBL|PROSH SP500 DIV ARIS|MSPL|MORGAN STANLEY & CO. LLC|1900
NOBL|PROSH SP500 DIV ARIS|NFSC|National Financial Services LLC|304192
NOBL|PROSH SP500 DIV ARIS|NITE|VIRTU Americas LLC|399881
NOBL|PROSH SP500 DIV ARIS|NQRB|Brut, LLC|5
NOBL|PROSH SP500 DIV ARIS|NTBF|BMO Nesbitt Burns Inc./CDS|506
NOBL|PROSH SP500 DIV ARIS|NTRC|Northern Trust Securities, Inc.|200
NOBL|PROSH SP500 DIV ARIS|OLDM|OLD MISSION CAPITAL, LLC|10
NOBL|PROSH SP500 DIV ARIS|OPCO|Oppenheimer & Co. Inc.|5169
NOBL|PROSH SP500 DIV ARIS|PDQM|CODA MARKETS, INC.|1
NOBL|PROSH SP500 DIV ARIS|PWJC|UBS Financial Services, Inc.|234
NOBL|PROSH SP500 DIV ARIS|RBCM|RBC CAPITAL MARKETS, LLC|22816
NOBL|PROSH SP500 DIV ARIS|SALI|INTL FCSTONE FINANCIAL INC.|34
NOBL|PROSH SP500 DIV ARIS|SBSH|Citigroup Global Markets Inc.|56323
NOBL|PROSH SP500 DIV ARIS|SGMT|GOLDMAN SACHS & CO. LLC|6201
NOBL|PROSH SP500 DIV ARIS|SHMR|ABN Amro Clearing LLC|4603
NOBL|PROSH SP500 DIV ARIS|SPHN|Stephens Inc.|97
NOBL|PROSH SP500 DIV ARIS|STFL|Stifel, Nicolaus & Company, Incorporated|15645
NOBL|PROSH SP500 DIV ARIS|STKP|STOCKPILE INVESTMENTS, INC.|26
NOBL|PROSH SP500 DIV ARIS|SWIM|TD Ameritrade, Inc.|2185
NOBL|PROSH SP500 DIV ARIS|SWST|Hilltop Securities Inc.|2771
NOBL|PROSH SP500 DIV ARIS|TKNG|ALLY INVEST SECURITIES LLC|1152
NOBL|PROSH SP500 DIV ARIS|TRBT|Tradebot Systems, Inc.|14768
NOBL|PROSH SP500 DIV ARIS|TRCM|TRC MARKETS LLC|774
NOBL|PROSH SP500 DIV ARIS|UBSA|UBS SECURITIES LLC|16975
NOBL|PROSH SP500 DIV ARIS|UBSS|UBS Securities LLC|163810
NOBL|PROSH SP500 DIV ARIS|VALX|VIRTU AMERICAS LLC|300
NOBL|PROSH SP500 DIV ARIS|VGRD|Vanguard Marketing Corporation|8262
NOBL|PROSH SP500 DIV ARIS|VSIN|Vision Financial Markets Llc|4
NOBL|PROSH SP500 DIV ARIS|WBLR|WILLIAM BLAIR|263
NOBL|PROSH SP500 DIV ARIS|WCHV|WELLS FARGO SECURITIES, LLC|128101
NOBL|PROSH SP500 DIV ARIS|WEDB|WEDBUSH SECURITIES INC.|204
NOBL|PROSH SP500 DIV ARIS|WEED|Weeden & Co.L.P.|100
NOBL|PROSH SP500 DIV ARIS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|119625
NOBL|PROSH SP500 DIV ARIS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|575
NOBL|PROSH SP500 DIV ARIS|WSEA|WOLVERINE SECURITIES, LLC|3883
NOBL|PROSH SP500 DIV ARIS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NOBL|PROSH SP500 DIV ARIS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|74938
NOC|NORTHROP GRUM HOL CO|ABLE|NATIXIS Securities Americas LLC|60144
NOC|NORTHROP GRUM HOL CO|ADAM|CANACCORD GENUITY INC.|9470
NOC|NORTHROP GRUM HOL CO|AGIS|Aegis Capital Corp.|335
NOC|NORTHROP GRUM HOL CO|ALTX|Alternet Securities Inc.|6023
NOC|NORTHROP GRUM HOL CO|ANOS|ABEL/NOSER, L.L.C.|500
NOC|NORTHROP GRUM HOL CO|APCC|Apex Clearing Corporation|1023
NOC|NORTHROP GRUM HOL CO|BANK|Primevest Financial Services, Inc.|154
NOC|NORTHROP GRUM HOL CO|BARD|Robert W. Baird & Co. Incorporated|1573
NOC|NORTHROP GRUM HOL CO|BATM|CBOE TRADING, INC.|22987
NOC|NORTHROP GRUM HOL CO|BAYC|BAY CREST PARTNERS, LLC|55
NOC|NORTHROP GRUM HOL CO|BAYT|BTIG, LLC|200
NOC|NORTHROP GRUM HOL CO|BBNT|BB&T SECURITIES, LLC|788
NOC|NORTHROP GRUM HOL CO|BERN|Sanford C. Bernstein & Co., LLC|35172
NOC|NORTHROP GRUM HOL CO|BIDS|BIDS TRADING L.P.|8400
NOC|NORTHROP GRUM HOL CO|BIMI|Banca IMI Securities Corp.|194
NOC|NORTHROP GRUM HOL CO|BKCM|BNY Mellon Capital Markets LLC|243
NOC|NORTHROP GRUM HOL CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11233
NOC|NORTHROP GRUM HOL CO|BLKX|INSTINET, LLC|37900
NOC|NORTHROP GRUM HOL CO|BMOC|BMO Capital Markets Corp.|200
NOC|NORTHROP GRUM HOL CO|BNPX|BNP PARIBAS SECURITIES CORP.|145898
NOC|NORTHROP GRUM HOL CO|BRGE|Newbridge Securities Corp.|50
NOC|NORTHROP GRUM HOL CO|BTIG|BTIG, LLC|1677
NOC|NORTHROP GRUM HOL CO|BYXM|CBOE TRADING, INC.|3099
NOC|NORTHROP GRUM HOL CO|BZYD|GOLDMAN SACHS & CO. LLC|200
NOC|NORTHROP GRUM HOL CO|CANT|Cantor Fitzgerald & Co.|775
NOC|NORTHROP GRUM HOL CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|11140
NOC|NORTHROP GRUM HOL CO|CHAS|Charles Schwab & Co., Inc.|3462
NOC|NORTHROP GRUM HOL CO|CIBP|CIBC World Markets Corp.|62971
NOC|NORTHROP GRUM HOL CO|CICF|Canaccord Genuity Corp.|202
NOC|NORTHROP GRUM HOL CO|CIST|Capital Institutional Services, Inc.|3081
NOC|NORTHROP GRUM HOL CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77272
NOC|NORTHROP GRUM HOL CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1002
NOC|NORTHROP GRUM HOL CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1036
NOC|NORTHROP GRUM HOL CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|473863
NOC|NORTHROP GRUM HOL CO|CTDL|Citadel Derivatives Group Llc|7978
NOC|NORTHROP GRUM HOL CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|61284
NOC|NORTHROP GRUM HOL CO|DADA|D.A. Davidson & Co.|1719
NOC|NORTHROP GRUM HOL CO|DAVA|Davenport & Company LLC|222
NOC|NORTHROP GRUM HOL CO|DBAB|Deutsche Bank Securities Inc.|166574
NOC|NORTHROP GRUM HOL CO|DBAX|Deutsche Bank Securities Inc.|441500
NOC|NORTHROP GRUM HOL CO|DBUL|Deutsche Bank Securities Inc.|430
NOC|NORTHROP GRUM HOL CO|DCHF|Dart Executions, LLC|3527
NOC|NORTHROP GRUM HOL CO|DEAN|MORGAN STANLEY|16125
NOC|NORTHROP GRUM HOL CO|DEGS|RONIN PROFESSIONAL LLC|193
NOC|NORTHROP GRUM HOL CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3632
NOC|NORTHROP GRUM HOL CO|DRWK|DRW SECURITIES, L.L.C.|3932
NOC|NORTHROP GRUM HOL CO|EBXL|EBX LLC|167500
NOC|NORTHROP GRUM HOL CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|7386
NOC|NORTHROP GRUM HOL CO|EDJC|Edward Jones / CDS|106
NOC|NORTHROP GRUM HOL CO|EDJO|Edward D. Jones & Co., L.P.|16531
NOC|NORTHROP GRUM HOL CO|EGAM|CBOE TRADING, INC.|11405
NOC|NORTHROP GRUM HOL CO|EGAW|CBOE TRADING, INC.|2
NOC|NORTHROP GRUM HOL CO|EGMT|EG MARKET TECHNOLOGIES LLC|1568
NOC|NORTHROP GRUM HOL CO|EGXM|CBOE TRADING, INC.|1353
NOC|NORTHROP GRUM HOL CO|EGXW|CBOE TRADING, INC.|1
NOC|NORTHROP GRUM HOL CO|ETBE|Electronic Transaction Clearing, Inc.|26368
NOC|NORTHROP GRUM HOL CO|ETCB|ETC BROKERAGE SERVICES, LLC|89
NOC|NORTHROP GRUM HOL CO|ETCC|Electronic Transaction Clearing, Inc.|378
NOC|NORTHROP GRUM HOL CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|66876
NOC|NORTHROP GRUM HOL CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|516
NOC|NORTHROP GRUM HOL CO|ETRS|E*Trade Securities LLC|64687
NOC|NORTHROP GRUM HOL CO|FILL|Tradestation Securities, Inc.|2607
NOC|NORTHROP GRUM HOL CO|FINX|FINTECH SECURITIES|126
NOC|NORTHROP GRUM HOL CO|FMAF|NBCN Inc./ CDS|2410
NOC|NORTHROP GRUM HOL CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13809
NOC|NORTHROP GRUM HOL CO|FQLS|Quantlab Securities LP|170127
NOC|NORTHROP GRUM HOL CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75612
NOC|NORTHROP GRUM HOL CO|FTBR|Foliofn Investments, Inc.|5213
NOC|NORTHROP GRUM HOL CO|GEBB|GLOBAL EXECUTION BROKERS, LP|1604
NOC|NORTHROP GRUM HOL CO|GLIS|TD Securities Inc|1957
NOC|NORTHROP GRUM HOL CO|GLPX|ACS EXECUTION SERVICES, LLC|84921
NOC|NORTHROP GRUM HOL CO|GSCO|GOLDMAN SACHS & CO. LLC|1191995
NOC|NORTHROP GRUM HOL CO|GSCS|GOLDMAN SACHS & CO. LLC|5698
NOC|NORTHROP GRUM HOL CO|GSLT|GOLDMAN SACHS & CO. LLC|11257
NOC|NORTHROP GRUM HOL CO|GTSZ|GTS SECURITIES LLC|173717
NOC|NORTHROP GRUM HOL CO|HAPX|HAP Trading, LLC|1179
NOC|NORTHROP GRUM HOL CO|HASF|Haywood Securities Inc./CDS|17
NOC|NORTHROP GRUM HOL CO|HCTA|Hardcastle Trading USA LLC|23577
NOC|NORTHROP GRUM HOL CO|HPPX|POTAMUS TRADING, LLC|140
NOC|NORTHROP GRUM HOL CO|HRBF|American Enterprise Investment Services Inc.|6559
NOC|NORTHROP GRUM HOL CO|HSBC|HSBC Securities, Inc.|4741
NOC|NORTHROP GRUM HOL CO|IATS|INTERACTIVE BROKERS LLC|12581
NOC|NORTHROP GRUM HOL CO|IBKR|Interactive Brokers Llc|10358
NOC|NORTHROP GRUM HOL CO|IBSJ|Integrity Brokerage Services, Inc.|40
NOC|NORTHROP GRUM HOL CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1352
NOC|NORTHROP GRUM HOL CO|ICBX|INSTINET, LLC|79910
NOC|NORTHROP GRUM HOL CO|IEQY|CITADEL SECURITIES LLC|99136
NOC|NORTHROP GRUM HOL CO|INCA|INSTINET, LLC|227001
NOC|NORTHROP GRUM HOL CO|INJX|INSTINET, LLC|16819
NOC|NORTHROP GRUM HOL CO|ITGI|ITG Inc.|56956
NOC|NORTHROP GRUM HOL CO|ITGP|ITG INC.|85200
NOC|NORTHROP GRUM HOL CO|JANY|Janney Montgomery Scott Inc.|1559
NOC|NORTHROP GRUM HOL CO|JEFF|JEFFERIES LLC|160016
NOC|NORTHROP GRUM HOL CO|JMPT|JUMP TRADING, LLC|107880
NOC|NORTHROP GRUM HOL CO|JPBX|J.P. MORGAN SECURITIES LLC|61122
NOC|NORTHROP GRUM HOL CO|JPMX|J.P. Morgan Securities LLC|517054
NOC|NORTHROP GRUM HOL CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|7360
NOC|NORTHROP GRUM HOL CO|JSJX|JANE STREET CAPITAL LLC|10034
NOC|NORTHROP GRUM HOL CO|KCGM|VIRTU Americas LLC|47035
NOC|NORTHROP GRUM HOL CO|LEHM|Barclays Capital Inc./Le|1020411
NOC|NORTHROP GRUM HOL CO|LGNT|COR CLEARING LLC|1
NOC|NORTHROP GRUM HOL CO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|920
NOC|NORTHROP GRUM HOL CO|LIME|Lime Brokerage LLC|32079
NOC|NORTHROP GRUM HOL CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|94874
NOC|NORTHROP GRUM HOL CO|LOOP|Loop Capital Markets LLC|1403
NOC|NORTHROP GRUM HOL CO|LQNA|LIQUIDNET, INC.|41700
NOC|NORTHROP GRUM HOL CO|LQNB|LIQUIDNET, INC.|7400
NOC|NORTHROP GRUM HOL CO|LSCI|Lek Securities Corporation|1989
NOC|NORTHROP GRUM HOL CO|MACC|Mid Atlantic Capital Corporation|414
NOC|NORTHROP GRUM HOL CO|MAXM|Maxim Group LLC|696
NOC|NORTHROP GRUM HOL CO|MBTS|ALLY INVEST SECURITIES LLC|400
NOC|NORTHROP GRUM HOL CO|MCMF|Raymond James Ltd. Cds|564
NOC|NORTHROP GRUM HOL CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|156212
NOC|NORTHROP GRUM HOL CO|MOTF|MOTIF INVESTING, INC.|212
NOC|NORTHROP GRUM HOL CO|MPSG|E D & F Man Capital Markets Inc.|221
NOC|NORTHROP GRUM HOL CO|MSCO|MORGAN STANLEY & CO. LLC|1020609
NOC|NORTHROP GRUM HOL CO|MSPL|MORGAN STANLEY & CO. LLC|277700
NOC|NORTHROP GRUM HOL CO|MSTX|MORGAN STANLEY & CO. LLC|66900
NOC|NORTHROP GRUM HOL CO|NBCS|NBC Securities, INC.|225
NOC|NORTHROP GRUM HOL CO|NEUB|NEUBERGER BERMAN BD LLC|45
NOC|NORTHROP GRUM HOL CO|NFSC|National Financial Services LLC|299722
NOC|NORTHROP GRUM HOL CO|NITE|VIRTU Americas LLC|566375
NOC|NORTHROP GRUM HOL CO|NITP|VIRTU Americas LLC|15
NOC|NORTHROP GRUM HOL CO|NQRB|Brut, LLC|1427
NOC|NORTHROP GRUM HOL CO|NTBF|BMO Nesbitt Burns Inc./CDS|534
NOC|NORTHROP GRUM HOL CO|NTRC|Northern Trust Securities, Inc.|69
NOC|NORTHROP GRUM HOL CO|OHOS|TWO SIGMA SECURITIES, LLC|11802
NOC|NORTHROP GRUM HOL CO|OPCO|Oppenheimer & Co. Inc.|127657
NOC|NORTHROP GRUM HOL CO|PCFF|Pacific International Securities Inc./CDS|363
NOC|NORTHROP GRUM HOL CO|PCPT|PHILLIP CAPITAL INC.|5
NOC|NORTHROP GRUM HOL CO|PDQM|CODA MARKETS, INC.|275941
NOC|NORTHROP GRUM HOL CO|PHLY|NASDAQ Execution Services, LLC|9600
NOC|NORTHROP GRUM HOL CO|PIPR|Piper Jaffray & Co.|1420
NOC|NORTHROP GRUM HOL CO|PNSR|Penserra Securities, LLC|2100
NOC|NORTHROP GRUM HOL CO|PWJC|UBS Financial Services, Inc.|2220
NOC|NORTHROP GRUM HOL CO|QMSR|QUATTRO M SECURITIES INC.|801
NOC|NORTHROP GRUM HOL CO|RBCM|RBC CAPITAL MARKETS, LLC|9463
NOC|NORTHROP GRUM HOL CO|RGLD|Regal Securities, Inc|22
NOC|NORTHROP GRUM HOL CO|SAGL|SAGETRADER, LLC|136798
NOC|NORTHROP GRUM HOL CO|SAGW|SAGETRADER, LLC|212
NOC|NORTHROP GRUM HOL CO|SALI|INTL FCSTONE FINANCIAL INC.|187
NOC|NORTHROP GRUM HOL CO|SBSH|Citigroup Global Markets Inc.|181677
NOC|NORTHROP GRUM HOL CO|SEIC|SEI Investments Distribution Co.|100
NOC|NORTHROP GRUM HOL CO|SGMT|GOLDMAN SACHS & CO. LLC|152006
NOC|NORTHROP GRUM HOL CO|SJLS|TRADE INFORMATICS LLC|32600
NOC|NORTHROP GRUM HOL CO|SPDR|SPEEDROUTE LLC|18942
NOC|NORTHROP GRUM HOL CO|SPHN|Stephens Inc.|146
NOC|NORTHROP GRUM HOL CO|STFL|Stifel, Nicolaus & Company, Incorporated|10122
NOC|NORTHROP GRUM HOL CO|STKP|STOCKPILE INVESTMENTS, INC.|118
NOC|NORTHROP GRUM HOL CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4294
NOC|NORTHROP GRUM HOL CO|SWIM|TD Ameritrade, Inc.|39900
NOC|NORTHROP GRUM HOL CO|SWST|Hilltop Securities Inc.|2333
NOC|NORTHROP GRUM HOL CO|TKNG|ALLY INVEST SECURITIES LLC|1323
NOC|NORTHROP GRUM HOL CO|TMBR|Timber Hill LLC|28
NOC|NORTHROP GRUM HOL CO|TRBT|Tradebot Systems, Inc.|173069
NOC|NORTHROP GRUM HOL CO|TRCM|TRC MARKETS LLC|76027
NOC|NORTHROP GRUM HOL CO|UBSA|UBS SECURITIES LLC|695744
NOC|NORTHROP GRUM HOL CO|UBSS|UBS Securities LLC|1078482
NOC|NORTHROP GRUM HOL CO|VALX|VIRTU AMERICAS LLC|15189
NOC|NORTHROP GRUM HOL CO|VGRD|Vanguard Marketing Corporation|21102
NOC|NORTHROP GRUM HOL CO|VSIN|Vision Financial Markets Llc|17
NOC|NORTHROP GRUM HOL CO|WABR|Wall Street Access|1800
NOC|NORTHROP GRUM HOL CO|WBLR|WILLIAM BLAIR|971
NOC|NORTHROP GRUM HOL CO|WBPX|SUMMIT SECURITIES GROUP, LLC|7791
NOC|NORTHROP GRUM HOL CO|WCHV|WELLS FARGO SECURITIES, LLC|175454
NOC|NORTHROP GRUM HOL CO|WDNX|WEEDEN & CO.L.P.|966
NOC|NORTHROP GRUM HOL CO|WEDB|WEDBUSH SECURITIES INC.|12480
NOC|NORTHROP GRUM HOL CO|WEED|Weeden & Co.L.P.|3359
NOC|NORTHROP GRUM HOL CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15328
NOC|NORTHROP GRUM HOL CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17636
NOC|NORTHROP GRUM HOL CO|WFPB|Wells Fargo Securities, LLC.|200
NOC|NORTHROP GRUM HOL CO|WGIF|CIBC World Markets Inc.|757
NOC|NORTHROP GRUM HOL CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1125
NOC|NORTHROP GRUM HOL CO|WSAG|WALL STREET ACCESS|54
NOC|NORTHROP GRUM HOL CO|WSEA|WOLVERINE SECURITIES, LLC|3813
NOC|NORTHROP GRUM HOL CO|XIST|INSTINET, LLC|28918
NOC|NORTHROP GRUM HOL CO|XPQR|Jump Trading|3048
NOC|NORTHROP GRUM HOL CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|76522
NOC|NORTHROP GRUM HOL CO|YKNA|COMHAR CAPITAL MARKETS, LLC|30315
NOC|NORTHROP GRUM HOL CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15000
NODK|NI HOLDINGS, INC. CM|ALTX|Alternet Securities Inc.|200
NODK|NI HOLDINGS, INC. CM|APCC|Apex Clearing Corporation|200
NODK|NI HOLDINGS, INC. CM|BATM|CBOE TRADING, INC.|47
NODK|NI HOLDINGS, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|401
NODK|NI HOLDINGS, INC. CM|BMOC|BMO Capital Markets Corp.|1595
NODK|NI HOLDINGS, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|912
NODK|NI HOLDINGS, INC. CM|BTIG|BTIG, LLC|6
NODK|NI HOLDINGS, INC. CM|BYXM|CBOE TRADING, INC.|100
NODK|NI HOLDINGS, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14526
NODK|NI HOLDINGS, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
NODK|NI HOLDINGS, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
NODK|NI HOLDINGS, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2386
NODK|NI HOLDINGS, INC. CM|CTDL|Citadel Derivatives Group Llc|787
NODK|NI HOLDINGS, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|226
NODK|NI HOLDINGS, INC. CM|DBAB|Deutsche Bank Securities Inc.|17610
NODK|NI HOLDINGS, INC. CM|DBAX|Deutsche Bank Securities Inc.|5000
NODK|NI HOLDINGS, INC. CM|DBUL|Deutsche Bank Securities Inc.|100
NODK|NI HOLDINGS, INC. CM|DEAN|MORGAN STANLEY|1370
NODK|NI HOLDINGS, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25642
NODK|NI HOLDINGS, INC. CM|EBXL|EBX LLC|3200
NODK|NI HOLDINGS, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
NODK|NI HOLDINGS, INC. CM|EGAM|CBOE TRADING, INC.|200
NODK|NI HOLDINGS, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|49878
NODK|NI HOLDINGS, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|553
NODK|NI HOLDINGS, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4629
NODK|NI HOLDINGS, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2500
NODK|NI HOLDINGS, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|2400
NODK|NI HOLDINGS, INC. CM|GRFN|GRIFFIN FINANCIAL GROUP, LLC|200000
NODK|NI HOLDINGS, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|31644
NODK|NI HOLDINGS, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|2349
NODK|NI HOLDINGS, INC. CM|GTSZ|GTS SECURITIES LLC|4293
NODK|NI HOLDINGS, INC. CM|HRBF|American Enterprise Investment Services Inc.|300
NODK|NI HOLDINGS, INC. CM|IBKR|Interactive Brokers Llc|6877
NODK|NI HOLDINGS, INC. CM|ICBX|INSTINET, LLC|100
NODK|NI HOLDINGS, INC. CM|IEQY|CITADEL SECURITIES LLC|1472
NODK|NI HOLDINGS, INC. CM|INCA|INSTINET, LLC|13178
NODK|NI HOLDINGS, INC. CM|INJX|INSTINET, LLC|3086
NODK|NI HOLDINGS, INC. CM|ITGI|ITG Inc.|7320
NODK|NI HOLDINGS, INC. CM|ITGP|ITG INC.|400
NODK|NI HOLDINGS, INC. CM|JEFF|JEFFERIES LLC|5048
NODK|NI HOLDINGS, INC. CM|JONE|JonesTrading|333156
NODK|NI HOLDINGS, INC. CM|JPMX|J.P. Morgan Securities LLC|7089
NODK|NI HOLDINGS, INC. CM|KBWI|Keefe, Bruyette & Woods, Inc.|116600
NODK|NI HOLDINGS, INC. CM|KCGM|VIRTU Americas LLC|2722
NODK|NI HOLDINGS, INC. CM|LEHM|Barclays Capital Inc./Le|13100
NODK|NI HOLDINGS, INC. CM|LIME|Lime Brokerage LLC|26971
NODK|NI HOLDINGS, INC. CM|LMGP|LIME BROKERAGE LLC|612
NODK|NI HOLDINGS, INC. CM|MAXM|Maxim Group LLC|660
NODK|NI HOLDINGS, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4268
NODK|NI HOLDINGS, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|88308
NODK|NI HOLDINGS, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|3100
NODK|NI HOLDINGS, INC. CM|NFSC|National Financial Services LLC|2500
NODK|NI HOLDINGS, INC. CM|NITE|VIRTU Americas LLC|15224
NODK|NI HOLDINGS, INC. CM|NQRB|Brut, LLC|64
NODK|NI HOLDINGS, INC. CM|PDQM|CODA MARKETS, INC.|100
NODK|NI HOLDINGS, INC. CM|SBSH|Citigroup Global Markets Inc.|10796
NODK|NI HOLDINGS, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|3809
NODK|NI HOLDINGS, INC. CM|TRBT|Tradebot Systems, Inc.|2120
NODK|NI HOLDINGS, INC. CM|TRCM|TRC MARKETS LLC|9761
NODK|NI HOLDINGS, INC. CM|UBSA|UBS SECURITIES LLC|5824
NODK|NI HOLDINGS, INC. CM|UBSS|UBS Securities LLC|39529
NODK|NI HOLDINGS, INC. CM|VALX|VIRTU AMERICAS LLC|318
NODK|NI HOLDINGS, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|1330
NODK|NI HOLDINGS, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NOG|NORTHERN OIL AND GAS|AGIS|Aegis Capital Corp.|2675
NOG|NORTHERN OIL AND GAS|ALTX|Alternet Securities Inc.|12605
NOG|NORTHERN OIL AND GAS|APCC|Apex Clearing Corporation|94917
NOG|NORTHERN OIL AND GAS|BANK|Primevest Financial Services, Inc.|2265
NOG|NORTHERN OIL AND GAS|BATM|CBOE TRADING, INC.|2400
NOG|NORTHERN OIL AND GAS|BAYC|BAY CREST PARTNERS, LLC|1697
NOG|NORTHERN OIL AND GAS|BAYT|BTIG, LLC|7500
NOG|NORTHERN OIL AND GAS|BERN|Sanford C. Bernstein & Co., LLC|110800
NOG|NORTHERN OIL AND GAS|BIMI|Banca IMI Securities Corp.|14050
NOG|NORTHERN OIL AND GAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|81675
NOG|NORTHERN OIL AND GAS|BLKX|INSTINET, LLC|66500
NOG|NORTHERN OIL AND GAS|BTIG|BTIG, LLC|775
NOG|NORTHERN OIL AND GAS|BYXM|CBOE TRADING, INC.|2200
NOG|NORTHERN OIL AND GAS|CANT|Cantor Fitzgerald & Co.|2770
NOG|NORTHERN OIL AND GAS|CBLC|CITIGROUP GLOBAL MARKETS INC.|85800
NOG|NORTHERN OIL AND GAS|CCMB|COWEN PRIME SERVICES LLC|700
NOG|NORTHERN OIL AND GAS|CHAS|Charles Schwab & Co., Inc.|56204
NOG|NORTHERN OIL AND GAS|CICF|Canaccord Genuity Corp.|5000
NOG|NORTHERN OIL AND GAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154117
NOG|NORTHERN OIL AND GAS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7700
NOG|NORTHERN OIL AND GAS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|780
NOG|NORTHERN OIL AND GAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1219069
NOG|NORTHERN OIL AND GAS|CTDL|Citadel Derivatives Group Llc|91253
NOG|NORTHERN OIL AND GAS|CXCX|CITIGROUP GLOBAL MARKETS INC.|117928
NOG|NORTHERN OIL AND GAS|DAVA|Davenport & Company LLC|400
NOG|NORTHERN OIL AND GAS|DBAB|Deutsche Bank Securities Inc.|219304
NOG|NORTHERN OIL AND GAS|DBAX|Deutsche Bank Securities Inc.|591900
NOG|NORTHERN OIL AND GAS|DEAN|MORGAN STANLEY|19183
NOG|NORTHERN OIL AND GAS|DEGS|RONIN PROFESSIONAL LLC|18329
NOG|NORTHERN OIL AND GAS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
NOG|NORTHERN OIL AND GAS|EBXL|EBX LLC|612700
NOG|NORTHERN OIL AND GAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|112312
NOG|NORTHERN OIL AND GAS|EDJO|Edward D. Jones & Co., L.P.|12793
NOG|NORTHERN OIL AND GAS|EGAM|CBOE TRADING, INC.|34690
NOG|NORTHERN OIL AND GAS|EGAW|CBOE TRADING, INC.|100
NOG|NORTHERN OIL AND GAS|EGXM|CBOE TRADING, INC.|11778
NOG|NORTHERN OIL AND GAS|ETBE|Electronic Transaction Clearing, Inc.|53325
NOG|NORTHERN OIL AND GAS|ETCC|Electronic Transaction Clearing, Inc.|1500
NOG|NORTHERN OIL AND GAS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17717
NOG|NORTHERN OIL AND GAS|ETRS|E*Trade Securities LLC|2949885
NOG|NORTHERN OIL AND GAS|FBSB|U.S. Bancorp Investments, Inc.|5000
NOG|NORTHERN OIL AND GAS|FIDT|Fidelity Clearing Canada ULC./ CDS|865
NOG|NORTHERN OIL AND GAS|FILL|Tradestation Securities, Inc.|139615
NOG|NORTHERN OIL AND GAS|FINX|FINTECH SECURITIES|975
NOG|NORTHERN OIL AND GAS|FMAF|NBCN Inc./ CDS|14512
NOG|NORTHERN OIL AND GAS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28900
NOG|NORTHERN OIL AND GAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|134481
NOG|NORTHERN OIL AND GAS|FTBR|Foliofn Investments, Inc.|74323
NOG|NORTHERN OIL AND GAS|GEBB|GLOBAL EXECUTION BROKERS, LP|25600
NOG|NORTHERN OIL AND GAS|GLIS|TD Securities Inc|16603
NOG|NORTHERN OIL AND GAS|GLPX|ACS EXECUTION SERVICES, LLC|12850
NOG|NORTHERN OIL AND GAS|GSCO|GOLDMAN SACHS & CO. LLC|3163449
NOG|NORTHERN OIL AND GAS|GSCS|GOLDMAN SACHS & CO. LLC|63254
NOG|NORTHERN OIL AND GAS|GSLT|GOLDMAN SACHS & CO. LLC|27536
NOG|NORTHERN OIL AND GAS|GTSZ|GTS SECURITIES LLC|800
NOG|NORTHERN OIL AND GAS|HAPX|HAP Trading, LLC|600
NOG|NORTHERN OIL AND GAS|HRBF|American Enterprise Investment Services Inc.|34730
NOG|NORTHERN OIL AND GAS|HSBC|HSBC Securities, Inc.|25308
NOG|NORTHERN OIL AND GAS|IATS|INTERACTIVE BROKERS LLC|189973
NOG|NORTHERN OIL AND GAS|IBKR|Interactive Brokers Llc|305076
NOG|NORTHERN OIL AND GAS|ICBX|INSTINET, LLC|349564
NOG|NORTHERN OIL AND GAS|IEQY|CITADEL SECURITIES LLC|29214
NOG|NORTHERN OIL AND GAS|IMPC|Imperial Capital, LLC|4300
NOG|NORTHERN OIL AND GAS|INCA|INSTINET, LLC|426333
NOG|NORTHERN OIL AND GAS|INJX|INSTINET, LLC|221
NOG|NORTHERN OIL AND GAS|ITGI|ITG Inc.|530254
NOG|NORTHERN OIL AND GAS|ITGP|ITG INC.|810200
NOG|NORTHERN OIL AND GAS|JANY|Janney Montgomery Scott Inc.|5000
NOG|NORTHERN OIL AND GAS|JEFF|JEFFERIES LLC|65612
NOG|NORTHERN OIL AND GAS|JMPT|JUMP TRADING, LLC|255716
NOG|NORTHERN OIL AND GAS|JPBX|J.P. MORGAN SECURITIES LLC|3112
NOG|NORTHERN OIL AND GAS|JPMX|J.P. Morgan Securities LLC|1406110
NOG|NORTHERN OIL AND GAS|JRCO|Johnson Rice & Company L.L.C.|300
NOG|NORTHERN OIL AND GAS|JSJX|JANE STREET CAPITAL LLC|14049
NOG|NORTHERN OIL AND GAS|KCGM|VIRTU Americas LLC|452039
NOG|NORTHERN OIL AND GAS|LEHM|Barclays Capital Inc./Le|2149266
NOG|NORTHERN OIL AND GAS|LIME|Lime Brokerage LLC|52428
NOG|NORTHERN OIL AND GAS|LOOP|Loop Capital Markets LLC|55764
NOG|NORTHERN OIL AND GAS|LSCI|Lek Securities Corporation|721
NOG|NORTHERN OIL AND GAS|LTCO|Ladenburg, Thalmann & Co., Inc.|46038
NOG|NORTHERN OIL AND GAS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
NOG|NORTHERN OIL AND GAS|MACQ|Macquarie Capital (USA) Inc.|8737
NOG|NORTHERN OIL AND GAS|MBTS|ALLY INVEST SECURITIES LLC|10050
NOG|NORTHERN OIL AND GAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1160752
NOG|NORTHERN OIL AND GAS|MOTF|MOTIF INVESTING, INC.|15
NOG|NORTHERN OIL AND GAS|MSCO|MORGAN STANLEY & CO. LLC|2665692
NOG|NORTHERN OIL AND GAS|MSPL|MORGAN STANLEY & CO. LLC|1274200
NOG|NORTHERN OIL AND GAS|MSTX|MORGAN STANLEY & CO. LLC|1508300
NOG|NORTHERN OIL AND GAS|NFSC|National Financial Services LLC|4525400
NOG|NORTHERN OIL AND GAS|NITE|VIRTU Americas LLC|6222377
NOG|NORTHERN OIL AND GAS|NITP|VIRTU Americas LLC|527667
NOG|NORTHERN OIL AND GAS|NMRA|Nomura Securities International, Inc.|31800
NOG|NORTHERN OIL AND GAS|NQRB|Brut, LLC|15310
NOG|NORTHERN OIL AND GAS|NTBF|BMO Nesbitt Burns Inc./CDS|51230
NOG|NORTHERN OIL AND GAS|NTFN|Network 1 Financial Securities Inc.|12000
NOG|NORTHERN OIL AND GAS|OPCO|Oppenheimer & Co. Inc.|171600
NOG|NORTHERN OIL AND GAS|PCPT|PHILLIP CAPITAL INC.|1000
NOG|NORTHERN OIL AND GAS|PDQM|CODA MARKETS, INC.|35647
NOG|NORTHERN OIL AND GAS|PHLY|NASDAQ Execution Services, LLC|17800
NOG|NORTHERN OIL AND GAS|PWJC|UBS Financial Services, Inc.|3000
NOG|NORTHERN OIL AND GAS|QMSR|QUATTRO M SECURITIES INC.|9900
NOG|NORTHERN OIL AND GAS|RBCM|RBC CAPITAL MARKETS, LLC|122845
NOG|NORTHERN OIL AND GAS|RGLD|Regal Securities, Inc|5982
NOG|NORTHERN OIL AND GAS|RHCO|Suntrust Robinson Humphrey, Inc.|19300
NOG|NORTHERN OIL AND GAS|SAGL|SAGETRADER, LLC|10700
NOG|NORTHERN OIL AND GAS|SBRX|MURIEL SIEBERT & CO INC|500
NOG|NORTHERN OIL AND GAS|SBSH|Citigroup Global Markets Inc.|91227
NOG|NORTHERN OIL AND GAS|SEIC|SEI Investments Distribution Co.|100
NOG|NORTHERN OIL AND GAS|SGMT|GOLDMAN SACHS & CO. LLC|584871
NOG|NORTHERN OIL AND GAS|SPDR|SPEEDROUTE LLC|6953
NOG|NORTHERN OIL AND GAS|SPGS|Sea Port Group Securities, LLC|25000
NOG|NORTHERN OIL AND GAS|SPNT|SEVEN POINTS CAPITAL, LLC|1500
NOG|NORTHERN OIL AND GAS|STFL|Stifel, Nicolaus & Company, Incorporated|4179005
NOG|NORTHERN OIL AND GAS|STXG|Stockcross Financial Services, Inc.|92000
NOG|NORTHERN OIL AND GAS|SWIM|TD Ameritrade, Inc.|1093259
NOG|NORTHERN OIL AND GAS|SWST|Hilltop Securities Inc.|5200
NOG|NORTHERN OIL AND GAS|TKNG|ALLY INVEST SECURITIES LLC|191574
NOG|NORTHERN OIL AND GAS|TMBR|Timber Hill LLC|700
NOG|NORTHERN OIL AND GAS|TRBT|Tradebot Systems, Inc.|685855
NOG|NORTHERN OIL AND GAS|TRCM|TRC MARKETS LLC|200
NOG|NORTHERN OIL AND GAS|TWTT|TASTYWORKS, INC.|2598
NOG|NORTHERN OIL AND GAS|UBSA|UBS SECURITIES LLC|2260445
NOG|NORTHERN OIL AND GAS|UBSS|UBS Securities LLC|2237053
NOG|NORTHERN OIL AND GAS|VALX|VIRTU AMERICAS LLC|111265
NOG|NORTHERN OIL AND GAS|VGRD|Vanguard Marketing Corporation|716603
NOG|NORTHERN OIL AND GAS|VSIN|Vision Financial Markets Llc|27297
NOG|NORTHERN OIL AND GAS|WCHV|WELLS FARGO SECURITIES, LLC|657753
NOG|NORTHERN OIL AND GAS|WDNX|WEEDEN & CO.L.P.|15778
NOG|NORTHERN OIL AND GAS|WEDB|WEDBUSH SECURITIES INC.|186295
NOG|NORTHERN OIL AND GAS|WEED|Weeden & Co.L.P.|4120
NOG|NORTHERN OIL AND GAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|147890
NOG|NORTHERN OIL AND GAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39664
NOG|NORTHERN OIL AND GAS|WGIF|CIBC World Markets Inc.|9302
NOG|NORTHERN OIL AND GAS|WSEA|WOLVERINE SECURITIES, LLC|115979
NOG|NORTHERN OIL AND GAS|XIST|INSTINET, LLC|67600
NOG|NORTHERN OIL AND GAS|XSTM|NATIONAL FINANCIAL SERVICES LLC|931638
NOG|NORTHERN OIL AND GAS|YKNA|COMHAR CAPITAL MARKETS, LLC|697
NOG|NORTHERN OIL AND GAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14680
NOK|NOKIA CP ADS|ADAM|CANACCORD GENUITY INC.|10100
NOK|NOKIA CP ADS|AGIS|Aegis Capital Corp.|198450
NOK|NOKIA CP ADS|ALTX|Alternet Securities Inc.|124006
NOK|NOKIA CP ADS|ANOS|ABEL/NOSER, L.L.C.|100
NOK|NOKIA CP ADS|APCC|Apex Clearing Corporation|116050
NOK|NOKIA CP ADS|AQUA|AQUA SECURITIES L.P.|3600
NOK|NOKIA CP ADS|BANK|Primevest Financial Services, Inc.|813
NOK|NOKIA CP ADS|BARD|Robert W. Baird & Co. Incorporated|36583
NOK|NOKIA CP ADS|BATM|CBOE TRADING, INC.|200
NOK|NOKIA CP ADS|BAYT|BTIG, LLC|3700
NOK|NOKIA CP ADS|BBNT|BB&T SECURITIES, LLC|2315
NOK|NOKIA CP ADS|BERN|Sanford C. Bernstein & Co., LLC|176448
NOK|NOKIA CP ADS|BIAD|SAGETRADER, LLC|2595
NOK|NOKIA CP ADS|BIDS|BIDS TRADING L.P.|700
NOK|NOKIA CP ADS|BIMI|Banca IMI Securities Corp.|2040
NOK|NOKIA CP ADS|BKCM|BNY Mellon Capital Markets LLC|3500
NOK|NOKIA CP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|87510
NOK|NOKIA CP ADS|BLKX|INSTINET, LLC|7972
NOK|NOKIA CP ADS|BMAK|BMA SECURITIES|98794
NOK|NOKIA CP ADS|BMOC|BMO Capital Markets Corp.|156466
NOK|NOKIA CP ADS|BTIG|BTIG, LLC|168214
NOK|NOKIA CP ADS|BYXM|CBOE TRADING, INC.|480
NOK|NOKIA CP ADS|BZYD|GOLDMAN SACHS & CO. LLC|7300
NOK|NOKIA CP ADS|CABR|Cabrera Capital Markets, Inc.|102821
NOK|NOKIA CP ADS|CANT|Cantor Fitzgerald & Co.|54687
NOK|NOKIA CP ADS|CHAS|Charles Schwab & Co., Inc.|53666
NOK|NOKIA CP ADS|CHDN|CHARDAN CAPITAL MARKETS LLC|1378321
NOK|NOKIA CP ADS|CHLM|Craig-Hallum Capital Group LLC|123900
NOK|NOKIA CP ADS|CIST|Capital Institutional Services, Inc.|13473
NOK|NOKIA CP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|382976
NOK|NOKIA CP ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3407
NOK|NOKIA CP ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|727957
NOK|NOKIA CP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3916988
NOK|NOKIA CP ADS|CTDL|Citadel Derivatives Group Llc|89254
NOK|NOKIA CP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|507704
NOK|NOKIA CP ADS|DADA|D.A. Davidson & Co.|5805
NOK|NOKIA CP ADS|DAVA|Davenport & Company LLC|2675
NOK|NOKIA CP ADS|DBAB|Deutsche Bank Securities Inc.|292345
NOK|NOKIA CP ADS|DBAX|Deutsche Bank Securities Inc.|2805000
NOK|NOKIA CP ADS|DCHF|Dart Executions, LLC|165907
NOK|NOKIA CP ADS|DEAN|MORGAN STANLEY|73042
NOK|NOKIA CP ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|61
NOK|NOKIA CP ADS|DIVA|Divine Capital Markets LLC|1454
NOK|NOKIA CP ADS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|144600
NOK|NOKIA CP ADS|EBXL|EBX LLC|1771200
NOK|NOKIA CP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|45457
NOK|NOKIA CP ADS|EDJO|Edward D. Jones & Co., L.P.|46013
NOK|NOKIA CP ADS|EGAM|CBOE TRADING, INC.|15081
NOK|NOKIA CP ADS|EGAW|CBOE TRADING, INC.|300
NOK|NOKIA CP ADS|EGXM|CBOE TRADING, INC.|23330
NOK|NOKIA CP ADS|ESPO|ESPOSITO SECURITIES, LLC|1050
NOK|NOKIA CP ADS|ETBE|Electronic Transaction Clearing, Inc.|124130
NOK|NOKIA CP ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3800
NOK|NOKIA CP ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
NOK|NOKIA CP ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2252
NOK|NOKIA CP ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|759
NOK|NOKIA CP ADS|ETRS|E*Trade Securities LLC|1736528
NOK|NOKIA CP ADS|FFSI|Firstrade Securities Inc.|1230
NOK|NOKIA CP ADS|FILL|Tradestation Securities, Inc.|32087
NOK|NOKIA CP ADS|FINX|FINTECH SECURITIES|212
NOK|NOKIA CP ADS|FMAF|NBCN Inc./ CDS|13336
NOK|NOKIA CP ADS|FORD|Fordham Financial Management, Inc.|98794
NOK|NOKIA CP ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
NOK|NOKIA CP ADS|FQLS|Quantlab Securities LP|628286
NOK|NOKIA CP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|285259
NOK|NOKIA CP ADS|FTBR|Foliofn Investments, Inc.|8930
NOK|NOKIA CP ADS|GARC|ICAP Corporates LLC|1075000
NOK|NOKIA CP ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|127200
NOK|NOKIA CP ADS|GFIS|GFI Securities LLC|250000
NOK|NOKIA CP ADS|GLIS|TD Securities Inc|40849
NOK|NOKIA CP ADS|GLPX|ACS EXECUTION SERVICES, LLC|64277
NOK|NOKIA CP ADS|GSCO|GOLDMAN SACHS & CO. LLC|4743005
NOK|NOKIA CP ADS|GSCS|GOLDMAN SACHS & CO. LLC|89469
NOK|NOKIA CP ADS|GSLT|GOLDMAN SACHS & CO. LLC|31105
NOK|NOKIA CP ADS|GTSY|GTS SECURITIES LLC|28700
NOK|NOKIA CP ADS|GTSZ|GTS SECURITIES LLC|45922
NOK|NOKIA CP ADS|HRBF|American Enterprise Investment Services Inc.|88573
NOK|NOKIA CP ADS|HSBC|HSBC Securities, Inc.|733947
NOK|NOKIA CP ADS|IATS|INTERACTIVE BROKERS LLC|95699
NOK|NOKIA CP ADS|IBKR|Interactive Brokers Llc|141179
NOK|NOKIA CP ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2521
NOK|NOKIA CP ADS|ICBX|INSTINET, LLC|1487158
NOK|NOKIA CP ADS|INCA|INSTINET, LLC|1538955
NOK|NOKIA CP ADS|INJX|INSTINET, LLC|1400
NOK|NOKIA CP ADS|INTL|INTL FCSTONE FINANCIAL INC.|2467228
NOK|NOKIA CP ADS|ITGI|ITG Inc.|123903
NOK|NOKIA CP ADS|ITGP|ITG INC.|2042000
NOK|NOKIA CP ADS|JANY|Janney Montgomery Scott Inc.|14512
NOK|NOKIA CP ADS|JEFF|JEFFERIES LLC|600294
NOK|NOKIA CP ADS|JMPT|JUMP TRADING, LLC|38436
NOK|NOKIA CP ADS|JPBX|J.P. MORGAN SECURITIES LLC|156108
NOK|NOKIA CP ADS|JPMX|J.P. Morgan Securities LLC|4857159
NOK|NOKIA CP ADS|JSJX|JANE STREET CAPITAL LLC|323192
NOK|NOKIA CP ADS|JSSF|JMP Securities LLC|17200
NOK|NOKIA CP ADS|KCGM|VIRTU Americas LLC|977153
NOK|NOKIA CP ADS|LEER|LEERINK PARTNERS LLC|25000
NOK|NOKIA CP ADS|LEHM|Barclays Capital Inc./Le|10109467
NOK|NOKIA CP ADS|LGNT|COR CLEARING LLC|50
NOK|NOKIA CP ADS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3245
NOK|NOKIA CP ADS|LIME|Lime Brokerage LLC|1070902
NOK|NOKIA CP ADS|LOOP|Loop Capital Markets LLC|10697
NOK|NOKIA CP ADS|LPCM|Lampert Capital Markets Inc.|1100
NOK|NOKIA CP ADS|LSCI|Lek Securities Corporation|621
NOK|NOKIA CP ADS|MAXM|Maxim Group LLC|379265
NOK|NOKIA CP ADS|MBTS|ALLY INVEST SECURITIES LLC|38125
NOK|NOKIA CP ADS|MCMF|Raymond James Ltd. Cds|5500
NOK|NOKIA CP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4337321
NOK|NOKIA CP ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|150131
NOK|NOKIA CP ADS|MOTF|MOTIF INVESTING, INC.|15
NOK|NOKIA CP ADS|MPSG|E D & F Man Capital Markets Inc.|1000
NOK|NOKIA CP ADS|MSCO|MORGAN STANLEY & CO. LLC|4033488
NOK|NOKIA CP ADS|MSPL|MORGAN STANLEY & CO. LLC|4713100
NOK|NOKIA CP ADS|MSTX|MORGAN STANLEY & CO. LLC|563000
NOK|NOKIA CP ADS|MZHO|Mizuho Securities USA LLC|151000
NOK|NOKIA CP ADS|NEED|Needham & Company, LLC|19100
NOK|NOKIA CP ADS|NFSC|National Financial Services LLC|3983765
NOK|NOKIA CP ADS|NITE|VIRTU Americas LLC|15905449
NOK|NOKIA CP ADS|NITP|VIRTU Americas LLC|1823609
NOK|NOKIA CP ADS|NMRA|Nomura Securities International, Inc.|23800
NOK|NOKIA CP ADS|NQRB|Brut, LLC|7000
NOK|NOKIA CP ADS|NTBF|BMO Nesbitt Burns Inc./CDS|113616
NOK|NOKIA CP ADS|NTRC|Northern Trust Securities, Inc.|407
NOK|NOKIA CP ADS|OGRU|Oscar Gruss & Son, Incorporated|60000
NOK|NOKIA CP ADS|OHOS|TWO SIGMA SECURITIES, LLC|4685
NOK|NOKIA CP ADS|OLDM|OLD MISSION CAPITAL, LLC|179913
NOK|NOKIA CP ADS|OPCO|Oppenheimer & Co. Inc.|23387
NOK|NOKIA CP ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1696843
NOK|NOKIA CP ADS|PCFF|Pacific International Securities Inc./CDS|21900
NOK|NOKIA CP ADS|PCPT|PHILLIP CAPITAL INC.|1500
NOK|NOKIA CP ADS|PDQM|CODA MARKETS, INC.|95899
NOK|NOKIA CP ADS|PHLY|NASDAQ Execution Services, LLC|164600
NOK|NOKIA CP ADS|PREC|PRECISION SECURITIES, LLC|122500
NOK|NOKIA CP ADS|PWJC|UBS Financial Services, Inc.|14200
NOK|NOKIA CP ADS|RBCM|RBC CAPITAL MARKETS, LLC|91413
NOK|NOKIA CP ADS|RGLD|Regal Securities, Inc|458789
NOK|NOKIA CP ADS|RJLC|RJL CAPITAL GROUP, LLC|26020
NOK|NOKIA CP ADS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|10000
NOK|NOKIA CP ADS|ROTH|Roth Capital Partners, LLC|92000
NOK|NOKIA CP ADS|SAGL|SAGETRADER, LLC|32390
NOK|NOKIA CP ADS|SALI|INTL FCSTONE FINANCIAL INC.|26885
NOK|NOKIA CP ADS|SALW|SW FINANCIAL|9000
NOK|NOKIA CP ADS|SBRX|MURIEL SIEBERT & CO INC|1190
NOK|NOKIA CP ADS|SBSH|Citigroup Global Markets Inc.|2833403
NOK|NOKIA CP ADS|SEIC|SEI Investments Distribution Co.|2685
NOK|NOKIA CP ADS|SGMT|GOLDMAN SACHS & CO. LLC|1884652
NOK|NOKIA CP ADS|SJLS|TRADE INFORMATICS LLC|5400
NOK|NOKIA CP ADS|SOGO|Wang Investment Associates, Inc.|2000
NOK|NOKIA CP ADS|SPDR|SPEEDROUTE LLC|6000
NOK|NOKIA CP ADS|SPHN|Stephens Inc.|18679
NOK|NOKIA CP ADS|SPNT|SEVEN POINTS CAPITAL, LLC|207990
NOK|NOKIA CP ADS|STFL|Stifel, Nicolaus & Company, Incorporated|335298
NOK|NOKIA CP ADS|STKP|STOCKPILE INVESTMENTS, INC.|128
NOK|NOKIA CP ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17166
NOK|NOKIA CP ADS|SWIM|TD Ameritrade, Inc.|26960401
NOK|NOKIA CP ADS|SWST|Hilltop Securities Inc.|22502
NOK|NOKIA CP ADS|TKNG|ALLY INVEST SECURITIES LLC|46921
NOK|NOKIA CP ADS|TRBT|Tradebot Systems, Inc.|490793
NOK|NOKIA CP ADS|TRCM|TRC MARKETS LLC|25247
NOK|NOKIA CP ADS|TWTT|TASTYWORKS, INC.|1236
NOK|NOKIA CP ADS|UBSA|UBS SECURITIES LLC|4878161
NOK|NOKIA CP ADS|UBSS|UBS Securities LLC|3428057
NOK|NOKIA CP ADS|VALX|VIRTU AMERICAS LLC|2640501
NOK|NOKIA CP ADS|VGRD|Vanguard Marketing Corporation|275188
NOK|NOKIA CP ADS|VIEW|VIEWTRADE SECURITIES LLC|350
NOK|NOKIA CP ADS|VNDM|Wall Street Access|39276
NOK|NOKIA CP ADS|VSIN|Vision Financial Markets Llc|9209
NOK|NOKIA CP ADS|WBLR|WILLIAM BLAIR|32175
NOK|NOKIA CP ADS|WCHV|WELLS FARGO SECURITIES, LLC|609416
NOK|NOKIA CP ADS|WDNX|WEEDEN & CO.L.P.|1378
NOK|NOKIA CP ADS|WEDB|WEDBUSH SECURITIES INC.|2131
NOK|NOKIA CP ADS|WEED|Weeden & Co.L.P.|4800
NOK|NOKIA CP ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11454
NOK|NOKIA CP ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50983
NOK|NOKIA CP ADS|WGIF|CIBC World Markets Inc.|129106
NOK|NOKIA CP ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|270
NOK|NOKIA CP ADS|WSEA|WOLVERINE SECURITIES, LLC|82796
NOK|NOKIA CP ADS|WTFS|JUST2TRADE, INC.|2
NOK|NOKIA CP ADS|XIST|INSTINET, LLC|94328
NOK|NOKIA CP ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|649790
NOK|NOKIA CP ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|4622
NOK|NOKIA CP ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|611923
NOM|NUVEEN MO QUALT MUNI|BATM|CBOE TRADING, INC.|200
NOM|NUVEEN MO QUALT MUNI|CANT|Cantor Fitzgerald & Co.|100
NOM|NUVEEN MO QUALT MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
NOM|NUVEEN MO QUALT MUNI|EBXL|EBX LLC|300
NOM|NUVEEN MO QUALT MUNI|EDJO|Edward D. Jones & Co., L.P.|1810
NOM|NUVEEN MO QUALT MUNI|ETRS|E*Trade Securities LLC|2739
NOM|NUVEEN MO QUALT MUNI|FTBR|Foliofn Investments, Inc.|5
NOM|NUVEEN MO QUALT MUNI|HRBF|American Enterprise Investment Services Inc.|1
NOM|NUVEEN MO QUALT MUNI|IATS|INTERACTIVE BROKERS LLC|8
NOM|NUVEEN MO QUALT MUNI|IBKR|Interactive Brokers Llc|900
NOM|NUVEEN MO QUALT MUNI|INCA|INSTINET, LLC|200
NOM|NUVEEN MO QUALT MUNI|LEHM|Barclays Capital Inc./Le|200
NOM|NUVEEN MO QUALT MUNI|LIME|Lime Brokerage LLC|42
NOM|NUVEEN MO QUALT MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NOM|NUVEEN MO QUALT MUNI|MSCO|MORGAN STANLEY & CO. LLC|201
NOM|NUVEEN MO QUALT MUNI|MSPL|MORGAN STANLEY & CO. LLC|100
NOM|NUVEEN MO QUALT MUNI|NFSC|National Financial Services LLC|7068
NOM|NUVEEN MO QUALT MUNI|NITE|VIRTU Americas LLC|17425
NOM|NUVEEN MO QUALT MUNI|NQRB|Brut, LLC|200
NOM|NUVEEN MO QUALT MUNI|OPCO|Oppenheimer & Co. Inc.|153
NOM|NUVEEN MO QUALT MUNI|RBCM|RBC CAPITAL MARKETS, LLC|7208
NOM|NUVEEN MO QUALT MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|909
NOM|NUVEEN MO QUALT MUNI|UBSA|UBS SECURITIES LLC|200
NOM|NUVEEN MO QUALT MUNI|UBSS|UBS Securities LLC|3871
NOM|NUVEEN MO QUALT MUNI|VGRD|Vanguard Marketing Corporation|4207
NOM|NUVEEN MO QUALT MUNI|WCHV|WELLS FARGO SECURITIES, LLC|690
NOM|NUVEEN MO QUALT MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|706
NOM|NUVEEN MO QUALT MUNI|WSEA|WOLVERINE SECURITIES, LLC|3
NOM|NUVEEN MO QUALT MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1747
NOMD|NOMAD FOODS LTD|ALTX|Alternet Securities Inc.|6390
NOMD|NOMAD FOODS LTD|APCC|Apex Clearing Corporation|1245
NOMD|NOMAD FOODS LTD|BARD|Robert W. Baird & Co. Incorporated|4189
NOMD|NOMAD FOODS LTD|BATM|CBOE TRADING, INC.|1611
NOMD|NOMAD FOODS LTD|BBNT|BB&T SECURITIES, LLC|703
NOMD|NOMAD FOODS LTD|BERN|Sanford C. Bernstein & Co., LLC|75476
NOMD|NOMAD FOODS LTD|BIAD|SAGETRADER, LLC|1
NOMD|NOMAD FOODS LTD|BIDS|BIDS TRADING L.P.|700
NOMD|NOMAD FOODS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56
NOMD|NOMAD FOODS LTD|BLKX|INSTINET, LLC|114800
NOMD|NOMAD FOODS LTD|BTIG|BTIG, LLC|72138
NOMD|NOMAD FOODS LTD|BYXM|CBOE TRADING, INC.|300
NOMD|NOMAD FOODS LTD|BZYD|GOLDMAN SACHS & CO. LLC|7900
NOMD|NOMAD FOODS LTD|CANT|Cantor Fitzgerald & Co.|82025
NOMD|NOMAD FOODS LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|40016
NOMD|NOMAD FOODS LTD|CHAS|Charles Schwab & Co., Inc.|406
NOMD|NOMAD FOODS LTD|CIST|Capital Institutional Services, Inc.|160
NOMD|NOMAD FOODS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|216647
NOMD|NOMAD FOODS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5300
NOMD|NOMAD FOODS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|399286
NOMD|NOMAD FOODS LTD|CSIN|Citadel Securities Institutional LLC|3874
NOMD|NOMAD FOODS LTD|CTDL|Citadel Derivatives Group Llc|3453
NOMD|NOMAD FOODS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|41220
NOMD|NOMAD FOODS LTD|DADA|D.A. Davidson & Co.|45
NOMD|NOMAD FOODS LTD|DBAB|Deutsche Bank Securities Inc.|180841
NOMD|NOMAD FOODS LTD|DBAX|Deutsche Bank Securities Inc.|437700
NOMD|NOMAD FOODS LTD|DBUL|Deutsche Bank Securities Inc.|400
NOMD|NOMAD FOODS LTD|DCHF|Dart Executions, LLC|914
NOMD|NOMAD FOODS LTD|DEAN|MORGAN STANLEY|9514
NOMD|NOMAD FOODS LTD|DEGS|RONIN PROFESSIONAL LLC|100
NOMD|NOMAD FOODS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14500
NOMD|NOMAD FOODS LTD|EBXL|EBX LLC|161400
NOMD|NOMAD FOODS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1777
NOMD|NOMAD FOODS LTD|EGAM|CBOE TRADING, INC.|18928
NOMD|NOMAD FOODS LTD|EGAW|CBOE TRADING, INC.|100
NOMD|NOMAD FOODS LTD|EGXM|CBOE TRADING, INC.|1948
NOMD|NOMAD FOODS LTD|EGXW|CBOE TRADING, INC.|200
NOMD|NOMAD FOODS LTD|ELEV|ELEVATION, LLC|54900
NOMD|NOMAD FOODS LTD|ETBE|Electronic Transaction Clearing, Inc.|8271
NOMD|NOMAD FOODS LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
NOMD|NOMAD FOODS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3914
NOMD|NOMAD FOODS LTD|ETRS|E*Trade Securities LLC|34627
NOMD|NOMAD FOODS LTD|FILL|Tradestation Securities, Inc.|3727
NOMD|NOMAD FOODS LTD|FMAF|NBCN Inc./ CDS|200
NOMD|NOMAD FOODS LTD|FMCO|First Manhattan Co|300
NOMD|NOMAD FOODS LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2827
NOMD|NOMAD FOODS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|162441
NOMD|NOMAD FOODS LTD|FTBR|Foliofn Investments, Inc.|22355
NOMD|NOMAD FOODS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|100
NOMD|NOMAD FOODS LTD|GLIS|TD Securities Inc|80
NOMD|NOMAD FOODS LTD|GLPX|ACS EXECUTION SERVICES, LLC|792
NOMD|NOMAD FOODS LTD|GSCO|GOLDMAN SACHS & CO. LLC|786926
NOMD|NOMAD FOODS LTD|GSCS|GOLDMAN SACHS & CO. LLC|191231
NOMD|NOMAD FOODS LTD|GSLT|GOLDMAN SACHS & CO. LLC|3781
NOMD|NOMAD FOODS LTD|GTSZ|GTS SECURITIES LLC|31248
NOMD|NOMAD FOODS LTD|HRBF|American Enterprise Investment Services Inc.|2077
NOMD|NOMAD FOODS LTD|HSBC|HSBC Securities, Inc.|43069
NOMD|NOMAD FOODS LTD|IATS|INTERACTIVE BROKERS LLC|13311
NOMD|NOMAD FOODS LTD|IBKR|Interactive Brokers Llc|26678
NOMD|NOMAD FOODS LTD|ICBX|INSTINET, LLC|50644
NOMD|NOMAD FOODS LTD|INCA|INSTINET, LLC|128547
NOMD|NOMAD FOODS LTD|INJX|INSTINET, LLC|34750
NOMD|NOMAD FOODS LTD|ITGI|ITG Inc.|49764
NOMD|NOMAD FOODS LTD|ITGP|ITG INC.|136400
NOMD|NOMAD FOODS LTD|JANY|Janney Montgomery Scott Inc.|2122
NOMD|NOMAD FOODS LTD|JEFF|JEFFERIES LLC|1279175
NOMD|NOMAD FOODS LTD|JMPT|JUMP TRADING, LLC|94662
NOMD|NOMAD FOODS LTD|JONE|JonesTrading|20300
NOMD|NOMAD FOODS LTD|JPBX|J.P. MORGAN SECURITIES LLC|70886
NOMD|NOMAD FOODS LTD|JPMX|J.P. Morgan Securities LLC|731765
NOMD|NOMAD FOODS LTD|JSJX|JANE STREET CAPITAL LLC|9419
NOMD|NOMAD FOODS LTD|KCGM|VIRTU Americas LLC|35850
NOMD|NOMAD FOODS LTD|KING|C. L. King & Associates, Inc.|1900
NOMD|NOMAD FOODS LTD|LEHM|Barclays Capital Inc./Le|699232
NOMD|NOMAD FOODS LTD|LIME|Lime Brokerage LLC|25141
NOMD|NOMAD FOODS LTD|LQNA|LIQUIDNET, INC.|165300
NOMD|NOMAD FOODS LTD|LSCI|Lek Securities Corporation|69
NOMD|NOMAD FOODS LTD|MAXM|Maxim Group LLC|705000
NOMD|NOMAD FOODS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|260200
NOMD|NOMAD FOODS LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
NOMD|NOMAD FOODS LTD|MSCO|MORGAN STANLEY & CO. LLC|1245394
NOMD|NOMAD FOODS LTD|MSPL|MORGAN STANLEY & CO. LLC|621000
NOMD|NOMAD FOODS LTD|MSTX|MORGAN STANLEY & CO. LLC|172400
NOMD|NOMAD FOODS LTD|NATL|National Securities Corporation|770
NOMD|NOMAD FOODS LTD|NEUB|NEUBERGER BERMAN BD LLC|48500
NOMD|NOMAD FOODS LTD|NFSC|National Financial Services LLC|128218
NOMD|NOMAD FOODS LTD|NITE|VIRTU Americas LLC|355232
NOMD|NOMAD FOODS LTD|NITP|VIRTU Americas LLC|400
NOMD|NOMAD FOODS LTD|NQRB|Brut, LLC|44214
NOMD|NOMAD FOODS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|70
NOMD|NOMAD FOODS LTD|OPCO|Oppenheimer & Co. Inc.|495
NOMD|NOMAD FOODS LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|324
NOMD|NOMAD FOODS LTD|PDQM|CODA MARKETS, INC.|3500
NOMD|NOMAD FOODS LTD|PWJC|UBS Financial Services, Inc.|3894
NOMD|NOMAD FOODS LTD|RBCM|RBC CAPITAL MARKETS, LLC|7792
NOMD|NOMAD FOODS LTD|RHCO|Suntrust Robinson Humphrey, Inc.|126488
NOMD|NOMAD FOODS LTD|SAGL|SAGETRADER, LLC|9055
NOMD|NOMAD FOODS LTD|SBSH|Citigroup Global Markets Inc.|105473
NOMD|NOMAD FOODS LTD|SGMT|GOLDMAN SACHS & CO. LLC|235228
NOMD|NOMAD FOODS LTD|SPDR|SPEEDROUTE LLC|7300
NOMD|NOMAD FOODS LTD|SPHN|Stephens Inc.|3257
NOMD|NOMAD FOODS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|1801
NOMD|NOMAD FOODS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3142
NOMD|NOMAD FOODS LTD|SWIM|TD Ameritrade, Inc.|28032
NOMD|NOMAD FOODS LTD|SWST|Hilltop Securities Inc.|17172
NOMD|NOMAD FOODS LTD|TKNG|ALLY INVEST SECURITIES LLC|397
NOMD|NOMAD FOODS LTD|TRBT|Tradebot Systems, Inc.|217403
NOMD|NOMAD FOODS LTD|TRCM|TRC MARKETS LLC|74633
NOMD|NOMAD FOODS LTD|UBSA|UBS SECURITIES LLC|767299
NOMD|NOMAD FOODS LTD|UBSS|UBS Securities LLC|939688
NOMD|NOMAD FOODS LTD|VALX|VIRTU AMERICAS LLC|29380
NOMD|NOMAD FOODS LTD|VGRD|Vanguard Marketing Corporation|10585
NOMD|NOMAD FOODS LTD|WCHV|WELLS FARGO SECURITIES, LLC|78389
NOMD|NOMAD FOODS LTD|WEDB|WEDBUSH SECURITIES INC.|18869
NOMD|NOMAD FOODS LTD|WEED|Weeden & Co.L.P.|100
NOMD|NOMAD FOODS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|518
NOMD|NOMAD FOODS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5196
NOMD|NOMAD FOODS LTD|WGIF|CIBC World Markets Inc.|900
NOMD|NOMAD FOODS LTD|WSEA|WOLVERINE SECURITIES, LLC|1202
NOMD|NOMAD FOODS LTD|XIST|INSTINET, LLC|44000
NOMD|NOMAD FOODS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|36000
NOMD|NOMAD FOODS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NOMD|NOMAD FOODS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1292
NORW|GLOBAL X NORWAY ETF|APCC|Apex Clearing Corporation|72
NORW|GLOBAL X NORWAY ETF|BARD|Robert W. Baird & Co. Incorporated|19406
NORW|GLOBAL X NORWAY ETF|BATM|CBOE TRADING, INC.|200
NORW|GLOBAL X NORWAY ETF|BBNT|BB&T SECURITIES, LLC|1953
NORW|GLOBAL X NORWAY ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46
NORW|GLOBAL X NORWAY ETF|CANT|Cantor Fitzgerald & Co.|10909
NORW|GLOBAL X NORWAY ETF|CHAS|Charles Schwab & Co., Inc.|190
NORW|GLOBAL X NORWAY ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2009
NORW|GLOBAL X NORWAY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15448
NORW|GLOBAL X NORWAY ETF|CSIN|Citadel Securities Institutional LLC|140228
NORW|GLOBAL X NORWAY ETF|CTDL|Citadel Derivatives Group Llc|238075
NORW|GLOBAL X NORWAY ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
NORW|GLOBAL X NORWAY ETF|DAVA|Davenport & Company LLC|638
NORW|GLOBAL X NORWAY ETF|DBAX|Deutsche Bank Securities Inc.|13800
NORW|GLOBAL X NORWAY ETF|DEAN|MORGAN STANLEY|33792
NORW|GLOBAL X NORWAY ETF|EBXL|EBX LLC|21000
NORW|GLOBAL X NORWAY ETF|EDJC|Edward Jones / CDS|249
NORW|GLOBAL X NORWAY ETF|EDJO|Edward D. Jones & Co., L.P.|1073
NORW|GLOBAL X NORWAY ETF|ESPO|ESPOSITO SECURITIES, LLC|1206
NORW|GLOBAL X NORWAY ETF|ETRS|E*Trade Securities LLC|4570
NORW|GLOBAL X NORWAY ETF|FBSB|U.S. Bancorp Investments, Inc.|224
NORW|GLOBAL X NORWAY ETF|FILL|Tradestation Securities, Inc.|37437
NORW|GLOBAL X NORWAY ETF|FTBR|Foliofn Investments, Inc.|13227
NORW|GLOBAL X NORWAY ETF|GSCO|GOLDMAN SACHS & CO. LLC|161352
NORW|GLOBAL X NORWAY ETF|HRBF|American Enterprise Investment Services Inc.|48834
NORW|GLOBAL X NORWAY ETF|IATS|INTERACTIVE BROKERS LLC|2200
NORW|GLOBAL X NORWAY ETF|IBKR|Interactive Brokers Llc|11578
NORW|GLOBAL X NORWAY ETF|ICBX|INSTINET, LLC|21652
NORW|GLOBAL X NORWAY ETF|INCA|INSTINET, LLC|400
NORW|GLOBAL X NORWAY ETF|ITGI|ITG Inc.|100
NORW|GLOBAL X NORWAY ETF|ITGP|ITG INC.|4600
NORW|GLOBAL X NORWAY ETF|JANY|Janney Montgomery Scott Inc.|2898
NORW|GLOBAL X NORWAY ETF|JPMX|J.P. Morgan Securities LLC|17172
NORW|GLOBAL X NORWAY ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|278509
NORW|GLOBAL X NORWAY ETF|JSJX|JANE STREET CAPITAL LLC|34140
NORW|GLOBAL X NORWAY ETF|KCGM|VIRTU Americas LLC|7050
NORW|GLOBAL X NORWAY ETF|LEHM|Barclays Capital Inc./Le|27400
NORW|GLOBAL X NORWAY ETF|LGNT|COR CLEARING LLC|1
NORW|GLOBAL X NORWAY ETF|LIME|Lime Brokerage LLC|3943
NORW|GLOBAL X NORWAY ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40800
NORW|GLOBAL X NORWAY ETF|MOTF|MOTIF INVESTING, INC.|1
NORW|GLOBAL X NORWAY ETF|MSCO|MORGAN STANLEY & CO. LLC|23449
NORW|GLOBAL X NORWAY ETF|MSPL|MORGAN STANLEY & CO. LLC|3000
NORW|GLOBAL X NORWAY ETF|NFSC|National Financial Services LLC|57864
NORW|GLOBAL X NORWAY ETF|NITE|VIRTU Americas LLC|97391
NORW|GLOBAL X NORWAY ETF|OLDM|OLD MISSION CAPITAL, LLC|1300
NORW|GLOBAL X NORWAY ETF|PDQM|CODA MARKETS, INC.|600
NORW|GLOBAL X NORWAY ETF|PWJC|UBS Financial Services, Inc.|22951
NORW|GLOBAL X NORWAY ETF|RBCM|RBC CAPITAL MARKETS, LLC|7399
NORW|GLOBAL X NORWAY ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|300
NORW|GLOBAL X NORWAY ETF|SAGL|SAGETRADER, LLC|1500
NORW|GLOBAL X NORWAY ETF|SGMT|GOLDMAN SACHS & CO. LLC|47300
NORW|GLOBAL X NORWAY ETF|SPDR|SPEEDROUTE LLC|200
NORW|GLOBAL X NORWAY ETF|STFL|Stifel, Nicolaus & Company, Incorporated|5211
NORW|GLOBAL X NORWAY ETF|SWIM|TD Ameritrade, Inc.|1763
NORW|GLOBAL X NORWAY ETF|TKNG|ALLY INVEST SECURITIES LLC|505
NORW|GLOBAL X NORWAY ETF|TRCM|TRC MARKETS LLC|200
NORW|GLOBAL X NORWAY ETF|UBSA|UBS SECURITIES LLC|84330
NORW|GLOBAL X NORWAY ETF|UBSS|UBS Securities LLC|46449
NORW|GLOBAL X NORWAY ETF|VGRD|Vanguard Marketing Corporation|3113
NORW|GLOBAL X NORWAY ETF|WBLR|WILLIAM BLAIR|800
NORW|GLOBAL X NORWAY ETF|WCHV|WELLS FARGO SECURITIES, LLC|53790
NORW|GLOBAL X NORWAY ETF|WEDB|WEDBUSH SECURITIES INC.|74
NORW|GLOBAL X NORWAY ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|127
NORW|GLOBAL X NORWAY ETF|WSEA|WOLVERINE SECURITIES, LLC|483
NORW|GLOBAL X NORWAY ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1780
NORW|GLOBAL X NORWAY ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73
NOV|NATL OILWELL VARCO|ABLE|NATIXIS Securities Americas LLC|531173
NOV|NATL OILWELL VARCO|ALLN|Allen & Company LLC|539
NOV|NATL OILWELL VARCO|ALTX|Alternet Securities Inc.|40967
NOV|NATL OILWELL VARCO|ANOS|ABEL/NOSER, L.L.C.|130949
NOV|NATL OILWELL VARCO|APCC|Apex Clearing Corporation|4317
NOV|NATL OILWELL VARCO|AQUA|AQUA SECURITIES L.P.|2500
NOV|NATL OILWELL VARCO|BANK|Primevest Financial Services, Inc.|456
NOV|NATL OILWELL VARCO|BARD|Robert W. Baird & Co. Incorporated|7350
NOV|NATL OILWELL VARCO|BATM|CBOE TRADING, INC.|10203
NOV|NATL OILWELL VARCO|BAYC|BAY CREST PARTNERS, LLC|629
NOV|NATL OILWELL VARCO|BAYT|BTIG, LLC|2400
NOV|NATL OILWELL VARCO|BBNT|BB&T SECURITIES, LLC|952
NOV|NATL OILWELL VARCO|BERN|Sanford C. Bernstein & Co., LLC|154351
NOV|NATL OILWELL VARCO|BIDS|BIDS TRADING L.P.|179900
NOV|NATL OILWELL VARCO|BIMI|Banca IMI Securities Corp.|400
NOV|NATL OILWELL VARCO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17759
NOV|NATL OILWELL VARCO|BLKX|INSTINET, LLC|121000
NOV|NATL OILWELL VARCO|BMOC|BMO Capital Markets Corp.|30799
NOV|NATL OILWELL VARCO|BNPX|BNP PARIBAS SECURITIES CORP.|278312
NOV|NATL OILWELL VARCO|BTIG|BTIG, LLC|29045
NOV|NATL OILWELL VARCO|BYXM|CBOE TRADING, INC.|4462
NOV|NATL OILWELL VARCO|BZYD|GOLDMAN SACHS & CO. LLC|400
NOV|NATL OILWELL VARCO|CANT|Cantor Fitzgerald & Co.|10537
NOV|NATL OILWELL VARCO|CBLC|CITIGROUP GLOBAL MARKETS INC.|124200
NOV|NATL OILWELL VARCO|CHAS|Charles Schwab & Co., Inc.|1252
NOV|NATL OILWELL VARCO|CIBP|CIBC World Markets Corp.|21047
NOV|NATL OILWELL VARCO|CIOI|CITIGROUP GLOBAL MARKETS INC|103000
NOV|NATL OILWELL VARCO|CIST|Capital Institutional Services, Inc.|7242
NOV|NATL OILWELL VARCO|CLSA|CLSA AMERICAS, LLC|7200
NOV|NATL OILWELL VARCO|CNFR|Cowen Prime Services LLC|400
NOV|NATL OILWELL VARCO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|496605
NOV|NATL OILWELL VARCO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5
NOV|NATL OILWELL VARCO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|503
NOV|NATL OILWELL VARCO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|836676
NOV|NATL OILWELL VARCO|CSMS|CORNERSTONE MACRO LLC|900
NOV|NATL OILWELL VARCO|CTDL|Citadel Derivatives Group Llc|30494
NOV|NATL OILWELL VARCO|CXCX|CITIGROUP GLOBAL MARKETS INC.|137722
NOV|NATL OILWELL VARCO|DADA|D.A. Davidson & Co.|3435
NOV|NATL OILWELL VARCO|DBAB|Deutsche Bank Securities Inc.|606723
NOV|NATL OILWELL VARCO|DBAX|Deutsche Bank Securities Inc.|629300
NOV|NATL OILWELL VARCO|DBUL|Deutsche Bank Securities Inc.|19731
NOV|NATL OILWELL VARCO|DCHF|Dart Executions, LLC|6426
NOV|NATL OILWELL VARCO|DEAN|MORGAN STANLEY|39884
NOV|NATL OILWELL VARCO|DEGS|RONIN PROFESSIONAL LLC|700
NOV|NATL OILWELL VARCO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1658
NOV|NATL OILWELL VARCO|DRWK|DRW SECURITIES, L.L.C.|5794
NOV|NATL OILWELL VARCO|EBXL|EBX LLC|546800
NOV|NATL OILWELL VARCO|ECUT|CONVERGEX EXECUTION SOLUTIONS|92291
NOV|NATL OILWELL VARCO|EDJC|Edward Jones / CDS|1776
NOV|NATL OILWELL VARCO|EDJO|Edward D. Jones & Co., L.P.|58672
NOV|NATL OILWELL VARCO|EGAM|CBOE TRADING, INC.|77700
NOV|NATL OILWELL VARCO|EGAW|CBOE TRADING, INC.|1330
NOV|NATL OILWELL VARCO|EGMT|EG MARKET TECHNOLOGIES LLC|1637
NOV|NATL OILWELL VARCO|EGXM|CBOE TRADING, INC.|3721
NOV|NATL OILWELL VARCO|EGXW|CBOE TRADING, INC.|190
NOV|NATL OILWELL VARCO|ETBE|Electronic Transaction Clearing, Inc.|45672
NOV|NATL OILWELL VARCO|ETCC|Electronic Transaction Clearing, Inc.|872
NOV|NATL OILWELL VARCO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|59246
NOV|NATL OILWELL VARCO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
NOV|NATL OILWELL VARCO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|677
NOV|NATL OILWELL VARCO|ETRS|E*Trade Securities LLC|164913
NOV|NATL OILWELL VARCO|FBRC|B. RILEY FBR, INC.|1100
NOV|NATL OILWELL VARCO|FBSB|U.S. Bancorp Investments, Inc.|49
NOV|NATL OILWELL VARCO|FCST|INTL FCSTONE FINANCIAL INC.|400
NOV|NATL OILWELL VARCO|FILL|Tradestation Securities, Inc.|6322
NOV|NATL OILWELL VARCO|FINX|FINTECH SECURITIES|2199
NOV|NATL OILWELL VARCO|FMAF|NBCN Inc./ CDS|11067
NOV|NATL OILWELL VARCO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13997
NOV|NATL OILWELL VARCO|FQLS|Quantlab Securities LP|720694
NOV|NATL OILWELL VARCO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|368809
NOV|NATL OILWELL VARCO|FTBR|Foliofn Investments, Inc.|1470
NOV|NATL OILWELL VARCO|GBMT|GBM International, Inc.|1341
NOV|NATL OILWELL VARCO|GEBB|GLOBAL EXECUTION BROKERS, LP|7625
NOV|NATL OILWELL VARCO|GLPX|ACS EXECUTION SERVICES, LLC|44061
NOV|NATL OILWELL VARCO|GSCO|GOLDMAN SACHS & CO. LLC|2928487
NOV|NATL OILWELL VARCO|GSCS|GOLDMAN SACHS & CO. LLC|24533
NOV|NATL OILWELL VARCO|GSLT|GOLDMAN SACHS & CO. LLC|32950
NOV|NATL OILWELL VARCO|GTSZ|GTS SECURITIES LLC|468773
NOV|NATL OILWELL VARCO|HAPX|HAP Trading, LLC|600
NOV|NATL OILWELL VARCO|HRBF|American Enterprise Investment Services Inc.|7433
NOV|NATL OILWELL VARCO|HSBC|HSBC Securities, Inc.|5702
NOV|NATL OILWELL VARCO|IATS|INTERACTIVE BROKERS LLC|12266
NOV|NATL OILWELL VARCO|IBKR|Interactive Brokers Llc|21024
NOV|NATL OILWELL VARCO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|203
NOV|NATL OILWELL VARCO|ICBX|INSTINET, LLC|257124
NOV|NATL OILWELL VARCO|IEQY|CITADEL SECURITIES LLC|440899
NOV|NATL OILWELL VARCO|INCA|INSTINET, LLC|860818
NOV|NATL OILWELL VARCO|INJX|INSTINET, LLC|76187
NOV|NATL OILWELL VARCO|ITGI|ITG Inc.|159358
NOV|NATL OILWELL VARCO|ITGP|ITG INC.|472000
NOV|NATL OILWELL VARCO|JANY|Janney Montgomery Scott Inc.|2774
NOV|NATL OILWELL VARCO|JEFF|JEFFERIES LLC|691761
NOV|NATL OILWELL VARCO|JMPT|JUMP TRADING, LLC|264885
NOV|NATL OILWELL VARCO|JONE|JonesTrading|37846
NOV|NATL OILWELL VARCO|JPBX|J.P. MORGAN SECURITIES LLC|226450
NOV|NATL OILWELL VARCO|JPMX|J.P. Morgan Securities LLC|1975323
NOV|NATL OILWELL VARCO|JSJX|JANE STREET CAPITAL LLC|7080
NOV|NATL OILWELL VARCO|KCGM|VIRTU Americas LLC|104682
NOV|NATL OILWELL VARCO|LEHM|Barclays Capital Inc./Le|1730113
NOV|NATL OILWELL VARCO|LGNT|COR CLEARING LLC|1
NOV|NATL OILWELL VARCO|LIME|Lime Brokerage LLC|219228
NOV|NATL OILWELL VARCO|LMNX|LUMINEX TRADING & ANALYTICS LLC|98074
NOV|NATL OILWELL VARCO|LOOP|Loop Capital Markets LLC|200
NOV|NATL OILWELL VARCO|LQNA|LIQUIDNET, INC.|292300
NOV|NATL OILWELL VARCO|LQNB|LIQUIDNET, INC.|179800
NOV|NATL OILWELL VARCO|LSCI|Lek Securities Corporation|1194
NOV|NATL OILWELL VARCO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
NOV|NATL OILWELL VARCO|MACC|Mid Atlantic Capital Corporation|2780
NOV|NATL OILWELL VARCO|MAXM|Maxim Group LLC|55099
NOV|NATL OILWELL VARCO|MBTS|ALLY INVEST SECURITIES LLC|642
NOV|NATL OILWELL VARCO|MCMF|Raymond James Ltd. Cds|325
NOV|NATL OILWELL VARCO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|271352
NOV|NATL OILWELL VARCO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
NOV|NATL OILWELL VARCO|MNDX|TJM Investments, LLC|8090
NOV|NATL OILWELL VARCO|MOTF|MOTIF INVESTING, INC.|8
NOV|NATL OILWELL VARCO|MSCO|MORGAN STANLEY & CO. LLC|3415627
NOV|NATL OILWELL VARCO|MSPL|MORGAN STANLEY & CO. LLC|793400
NOV|NATL OILWELL VARCO|MSTX|MORGAN STANLEY & CO. LLC|435100
NOV|NATL OILWELL VARCO|NATL|National Securities Corporation|600
NOV|NATL OILWELL VARCO|NEED|Needham & Company, LLC|3340
NOV|NATL OILWELL VARCO|NFSC|National Financial Services LLC|280966
NOV|NATL OILWELL VARCO|NITE|VIRTU Americas LLC|733061
NOV|NATL OILWELL VARCO|NITP|VIRTU Americas LLC|5035
NOV|NATL OILWELL VARCO|NQRB|Brut, LLC|45906
NOV|NATL OILWELL VARCO|NTBF|BMO Nesbitt Burns Inc./CDS|295
NOV|NATL OILWELL VARCO|NTRC|Northern Trust Securities, Inc.|12532
NOV|NATL OILWELL VARCO|OHOS|TWO SIGMA SECURITIES, LLC|234025
NOV|NATL OILWELL VARCO|OPCO|Oppenheimer & Co. Inc.|18224
NOV|NATL OILWELL VARCO|PDQM|CODA MARKETS, INC.|86076
NOV|NATL OILWELL VARCO|PHLY|NASDAQ Execution Services, LLC|4200
NOV|NATL OILWELL VARCO|PICT|Pictet Overseas Inc.|100
NOV|NATL OILWELL VARCO|PIPR|Piper Jaffray & Co.|3320
NOV|NATL OILWELL VARCO|PNSR|Penserra Securities, LLC|2400
NOV|NATL OILWELL VARCO|PWJC|UBS Financial Services, Inc.|784
NOV|NATL OILWELL VARCO|QMSR|QUATTRO M SECURITIES INC.|10329
NOV|NATL OILWELL VARCO|RBCM|RBC CAPITAL MARKETS, LLC|5185
NOV|NATL OILWELL VARCO|ROTH|Roth Capital Partners, LLC|200
NOV|NATL OILWELL VARCO|SAGL|SAGETRADER, LLC|116258
NOV|NATL OILWELL VARCO|SAGW|SAGETRADER, LLC|400
NOV|NATL OILWELL VARCO|SALI|INTL FCSTONE FINANCIAL INC.|305
NOV|NATL OILWELL VARCO|SBSH|Citigroup Global Markets Inc.|631477
NOV|NATL OILWELL VARCO|SCMC|Scotia Capital Markets (USA) Inc.|4413
NOV|NATL OILWELL VARCO|SEIC|SEI Investments Distribution Co.|1150
NOV|NATL OILWELL VARCO|SGMT|GOLDMAN SACHS & CO. LLC|320691
NOV|NATL OILWELL VARCO|SHMR|ABN Amro Clearing LLC|100
NOV|NATL OILWELL VARCO|SPDR|SPEEDROUTE LLC|48339
NOV|NATL OILWELL VARCO|SPHN|Stephens Inc.|7221
NOV|NATL OILWELL VARCO|STFL|Stifel, Nicolaus & Company, Incorporated|52146
NOV|NATL OILWELL VARCO|STKP|STOCKPILE INVESTMENTS, INC.|66
NOV|NATL OILWELL VARCO|STRS|STRATEGAS RESEARCH PARTNERS|200
NOV|NATL OILWELL VARCO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17362
NOV|NATL OILWELL VARCO|SWIM|TD Ameritrade, Inc.|25165
NOV|NATL OILWELL VARCO|SWST|Hilltop Securities Inc.|5624
NOV|NATL OILWELL VARCO|TKNG|ALLY INVEST SECURITIES LLC|1334
NOV|NATL OILWELL VARCO|TMBR|Timber Hill LLC|22
NOV|NATL OILWELL VARCO|TRBT|Tradebot Systems, Inc.|547449
NOV|NATL OILWELL VARCO|TRCM|TRC MARKETS LLC|981318
NOV|NATL OILWELL VARCO|TWTT|TASTYWORKS, INC.|25
NOV|NATL OILWELL VARCO|UBSA|UBS SECURITIES LLC|1190757
NOV|NATL OILWELL VARCO|UBSS|UBS Securities LLC|1412405
NOV|NATL OILWELL VARCO|USCA|USCA Securities LLC|997
NOV|NATL OILWELL VARCO|VALX|VIRTU AMERICAS LLC|27702
NOV|NATL OILWELL VARCO|VGRD|Vanguard Marketing Corporation|12772
NOV|NATL OILWELL VARCO|VNDS|VANDHAM SECURITIES CORP|6542
NOV|NATL OILWELL VARCO|VSIN|Vision Financial Markets Llc|300
NOV|NATL OILWELL VARCO|WABR|Wall Street Access|15875
NOV|NATL OILWELL VARCO|WBLR|WILLIAM BLAIR|254
NOV|NATL OILWELL VARCO|WBPX|SUMMIT SECURITIES GROUP, LLC|13169
NOV|NATL OILWELL VARCO|WCHV|WELLS FARGO SECURITIES, LLC|133769
NOV|NATL OILWELL VARCO|WEDB|WEDBUSH SECURITIES INC.|18422
NOV|NATL OILWELL VARCO|WEED|Weeden & Co.L.P.|5791
NOV|NATL OILWELL VARCO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34328
NOV|NATL OILWELL VARCO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61058
NOV|NATL OILWELL VARCO|WFPB|Wells Fargo Securities, LLC.|513
NOV|NATL OILWELL VARCO|WGIF|CIBC World Markets Inc.|224
NOV|NATL OILWELL VARCO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1900
NOV|NATL OILWELL VARCO|WSAG|WALL STREET ACCESS|21
NOV|NATL OILWELL VARCO|WSEA|WOLVERINE SECURITIES, LLC|15733
NOV|NATL OILWELL VARCO|XIST|INSTINET, LLC|90444
NOV|NATL OILWELL VARCO|XPQR|Jump Trading|5277
NOV|NATL OILWELL VARCO|XSTM|NATIONAL FINANCIAL SERVICES LLC|93042
NOV|NATL OILWELL VARCO|YKNA|COMHAR CAPITAL MARKETS, LLC|1872
NOV|NATL OILWELL VARCO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12443
NOVN|NOVAN, INC. CM|APCC|Apex Clearing Corporation|604
NOVN|NOVAN, INC. CM|BATM|CBOE TRADING, INC.|12
NOVN|NOVAN, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|2600
NOVN|NOVAN, INC. CM|BTIG|BTIG, LLC|100
NOVN|NOVAN, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3915
NOVN|NOVAN, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6863
NOVN|NOVAN, INC. CM|CTDL|Citadel Derivatives Group Llc|1606
NOVN|NOVAN, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
NOVN|NOVAN, INC. CM|DBAB|Deutsche Bank Securities Inc.|7481
NOVN|NOVAN, INC. CM|DBAX|Deutsche Bank Securities Inc.|5500
NOVN|NOVAN, INC. CM|DEGS|RONIN PROFESSIONAL LLC|6198
NOVN|NOVAN, INC. CM|EBXL|EBX LLC|2400
NOVN|NOVAN, INC. CM|EDJO|Edward D. Jones & Co., L.P.|4600
NOVN|NOVAN, INC. CM|EGXM|CBOE TRADING, INC.|3
NOVN|NOVAN, INC. CM|ETCB|ETC BROKERAGE SERVICES, LLC|500
NOVN|NOVAN, INC. CM|ETRS|E*Trade Securities LLC|22127
NOVN|NOVAN, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|10660
NOVN|NOVAN, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|78437
NOVN|NOVAN, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|825
NOVN|NOVAN, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
NOVN|NOVAN, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|200
NOVN|NOVAN, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|3115
NOVN|NOVAN, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|1367
NOVN|NOVAN, INC. CM|GTSZ|GTS SECURITIES LLC|2882
NOVN|NOVAN, INC. CM|IATS|INTERACTIVE BROKERS LLC|3743
NOVN|NOVAN, INC. CM|IBKR|Interactive Brokers Llc|16203
NOVN|NOVAN, INC. CM|ICBX|INSTINET, LLC|4700
NOVN|NOVAN, INC. CM|INCA|INSTINET, LLC|9116
NOVN|NOVAN, INC. CM|INJX|INSTINET, LLC|299
NOVN|NOVAN, INC. CM|ITGI|ITG Inc.|6100
NOVN|NOVAN, INC. CM|ITGP|ITG INC.|24000
NOVN|NOVAN, INC. CM|JEFF|JEFFERIES LLC|1300
NOVN|NOVAN, INC. CM|JONE|JonesTrading|601654
NOVN|NOVAN, INC. CM|JPMX|J.P. Morgan Securities LLC|5600
NOVN|NOVAN, INC. CM|KCGM|VIRTU Americas LLC|300
NOVN|NOVAN, INC. CM|LEHM|Barclays Capital Inc./Le|6625
NOVN|NOVAN, INC. CM|LIME|Lime Brokerage LLC|33578
NOVN|NOVAN, INC. CM|LMGP|LIME BROKERAGE LLC|1800
NOVN|NOVAN, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
NOVN|NOVAN, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
NOVN|NOVAN, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|66574
NOVN|NOVAN, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|5700
NOVN|NOVAN, INC. CM|NFSC|National Financial Services LLC|49008
NOVN|NOVAN, INC. CM|NITE|VIRTU Americas LLC|93275
NOVN|NOVAN, INC. CM|NITP|VIRTU Americas LLC|930
NOVN|NOVAN, INC. CM|PDQM|CODA MARKETS, INC.|400
NOVN|NOVAN, INC. CM|RAJA|Raymond James & Associates, Inc.|5570
NOVN|NOVAN, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|600
NOVN|NOVAN, INC. CM|SBSH|Citigroup Global Markets Inc.|40
NOVN|NOVAN, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|2103
NOVN|NOVAN, INC. CM|SPDR|SPEEDROUTE LLC|600
NOVN|NOVAN, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|915
NOVN|NOVAN, INC. CM|SWIM|TD Ameritrade, Inc.|32989
NOVN|NOVAN, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|500
NOVN|NOVAN, INC. CM|TRCM|TRC MARKETS LLC|4826
NOVN|NOVAN, INC. CM|UBSA|UBS SECURITIES LLC|20256
NOVN|NOVAN, INC. CM|UBSS|UBS Securities LLC|63188
NOVN|NOVAN, INC. CM|VALX|VIRTU AMERICAS LLC|460
NOVN|NOVAN, INC. CM|VERT|The Vertical Trading Group, LLC|600
NOVN|NOVAN, INC. CM|VGRD|Vanguard Marketing Corporation|7315
NOVN|NOVAN, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|3359
NOVN|NOVAN, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|211
NOVN|NOVAN, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
NOVT|NOVANTA INC|ANOS|ABEL/NOSER, L.L.C.|1724
NOVT|NOVANTA INC|APCC|Apex Clearing Corporation|73
NOVT|NOVANTA INC|BANK|Primevest Financial Services, Inc.|74
NOVT|NOVANTA INC|BARD|Robert W. Baird & Co. Incorporated|1956
NOVT|NOVANTA INC|BATM|CBOE TRADING, INC.|1793
NOVT|NOVANTA INC|BAYC|BAY CREST PARTNERS, LLC|1514
NOVT|NOVANTA INC|BAYT|BTIG, LLC|90000
NOVT|NOVANTA INC|BBNT|BB&T SECURITIES, LLC|21
NOVT|NOVANTA INC|BERN|Sanford C. Bernstein & Co., LLC|48463
NOVT|NOVANTA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|869
NOVT|NOVANTA INC|BMOC|BMO Capital Markets Corp.|5370
NOVT|NOVANTA INC|BNPX|BNP PARIBAS SECURITIES CORP.|1832
NOVT|NOVANTA INC|BTIG|BTIG, LLC|27140
NOVT|NOVANTA INC|BYXM|CBOE TRADING, INC.|842
NOVT|NOVANTA INC|BZYD|GOLDMAN SACHS & CO. LLC|200
NOVT|NOVANTA INC|CANT|Cantor Fitzgerald & Co.|746
NOVT|NOVANTA INC|CHAS|Charles Schwab & Co., Inc.|50
NOVT|NOVANTA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7336
NOVT|NOVANTA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|437
NOVT|NOVANTA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67079
NOVT|NOVANTA INC|CTDL|Citadel Derivatives Group Llc|14822
NOVT|NOVANTA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12622
NOVT|NOVANTA INC|DBAB|Deutsche Bank Securities Inc.|204693
NOVT|NOVANTA INC|DBAX|Deutsche Bank Securities Inc.|51100
NOVT|NOVANTA INC|DEAN|MORGAN STANLEY|489
NOVT|NOVANTA INC|DEGS|RONIN PROFESSIONAL LLC|2289
NOVT|NOVANTA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4200
NOVT|NOVANTA INC|EBXL|EBX LLC|41600
NOVT|NOVANTA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|765
NOVT|NOVANTA INC|EDJO|Edward D. Jones & Co., L.P.|18
NOVT|NOVANTA INC|EGAM|CBOE TRADING, INC.|8648
NOVT|NOVANTA INC|EGMT|EG MARKET TECHNOLOGIES LLC|780
NOVT|NOVANTA INC|EGXM|CBOE TRADING, INC.|3849
NOVT|NOVANTA INC|EGXW|CBOE TRADING, INC.|106
NOVT|NOVANTA INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6
NOVT|NOVANTA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18869
NOVT|NOVANTA INC|ETRS|E*Trade Securities LLC|8379
NOVT|NOVANTA INC|FBCO|Credit Suisse Securities (USA) LLC|172445
NOVT|NOVANTA INC|FILL|Tradestation Securities, Inc.|392
NOVT|NOVANTA INC|FMAF|NBCN Inc./ CDS|255
NOVT|NOVANTA INC|FOMA|TD AMERITRADE CLEARING, INC.|38150
NOVT|NOVANTA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1907
NOVT|NOVANTA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25132
NOVT|NOVANTA INC|FTBR|Foliofn Investments, Inc.|2283
NOVT|NOVANTA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|9258
NOVT|NOVANTA INC|GLPX|ACS EXECUTION SERVICES, LLC|1642
NOVT|NOVANTA INC|GSCO|GOLDMAN SACHS & CO. LLC|359465
NOVT|NOVANTA INC|GSCS|GOLDMAN SACHS & CO. LLC|2175
NOVT|NOVANTA INC|GSLT|GOLDMAN SACHS & CO. LLC|1788
NOVT|NOVANTA INC|GTSZ|GTS SECURITIES LLC|3493
NOVT|NOVANTA INC|HRBF|American Enterprise Investment Services Inc.|298
NOVT|NOVANTA INC|IATS|INTERACTIVE BROKERS LLC|324
NOVT|NOVANTA INC|IBKR|Interactive Brokers Llc|15052
NOVT|NOVANTA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2272
NOVT|NOVANTA INC|ICBX|INSTINET, LLC|14935
NOVT|NOVANTA INC|IEQY|CITADEL SECURITIES LLC|26425
NOVT|NOVANTA INC|INCA|INSTINET, LLC|108765
NOVT|NOVANTA INC|INJX|INSTINET, LLC|5578
NOVT|NOVANTA INC|ITGI|ITG Inc.|520758
NOVT|NOVANTA INC|ITGP|ITG INC.|42000
NOVT|NOVANTA INC|JEFF|JEFFERIES LLC|54913
NOVT|NOVANTA INC|JMPT|JUMP TRADING, LLC|17157
NOVT|NOVANTA INC|JONE|JonesTrading|900
NOVT|NOVANTA INC|JPBX|J.P. MORGAN SECURITIES LLC|2253
NOVT|NOVANTA INC|JPMX|J.P. Morgan Securities LLC|73210
NOVT|NOVANTA INC|JSJX|JANE STREET CAPITAL LLC|8144
NOVT|NOVANTA INC|KCGM|VIRTU Americas LLC|9445
NOVT|NOVANTA INC|KCRD|PHX FINANCIAL, INC.|255
NOVT|NOVANTA INC|LEHM|Barclays Capital Inc./Le|163231
NOVT|NOVANTA INC|LIME|Lime Brokerage LLC|66632
NOVT|NOVANTA INC|LQNA|LIQUIDNET, INC.|5500
NOVT|NOVANTA INC|MAXM|Maxim Group LLC|2766
NOVT|NOVANTA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35582
NOVT|NOVANTA INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|715
NOVT|NOVANTA INC|MSCO|MORGAN STANLEY & CO. LLC|611072
NOVT|NOVANTA INC|MSPL|MORGAN STANLEY & CO. LLC|53900
NOVT|NOVANTA INC|MSTX|MORGAN STANLEY & CO. LLC|16800
NOVT|NOVANTA INC|NBCS|NBC Securities, INC.|1000
NOVT|NOVANTA INC|NFSC|National Financial Services LLC|38928
NOVT|NOVANTA INC|NITE|VIRTU Americas LLC|92753
NOVT|NOVANTA INC|NITP|VIRTU Americas LLC|900
NOVT|NOVANTA INC|NQRB|Brut, LLC|9518
NOVT|NOVANTA INC|NTRC|Northern Trust Securities, Inc.|1001
NOVT|NOVANTA INC|OPCO|Oppenheimer & Co. Inc.|179
NOVT|NOVANTA INC|PDQM|CODA MARKETS, INC.|7739
NOVT|NOVANTA INC|RAJA|Raymond James & Associates, Inc.|186
NOVT|NOVANTA INC|RBCM|RBC CAPITAL MARKETS, LLC|1091
NOVT|NOVANTA INC|SAGL|SAGETRADER, LLC|515
NOVT|NOVANTA INC|SAGW|SAGETRADER, LLC|3
NOVT|NOVANTA INC|SALI|INTL FCSTONE FINANCIAL INC.|1800
NOVT|NOVANTA INC|SBSH|Citigroup Global Markets Inc.|68327
NOVT|NOVANTA INC|SGMT|GOLDMAN SACHS & CO. LLC|26283
NOVT|NOVANTA INC|SPDR|SPEEDROUTE LLC|13032
NOVT|NOVANTA INC|STFL|Stifel, Nicolaus & Company, Incorporated|213
NOVT|NOVANTA INC|SWIM|TD Ameritrade, Inc.|10850
NOVT|NOVANTA INC|TRBT|Tradebot Systems, Inc.|11694
NOVT|NOVANTA INC|TRCM|TRC MARKETS LLC|47549
NOVT|NOVANTA INC|TWTT|TASTYWORKS, INC.|173
NOVT|NOVANTA INC|UBSA|UBS SECURITIES LLC|120320
NOVT|NOVANTA INC|UBSS|UBS Securities LLC|639941
NOVT|NOVANTA INC|VALX|VIRTU AMERICAS LLC|12667
NOVT|NOVANTA INC|VGRD|Vanguard Marketing Corporation|2235
NOVT|NOVANTA INC|VSIN|Vision Financial Markets Llc|414
NOVT|NOVANTA INC|WBLR|WILLIAM BLAIR|4035
NOVT|NOVANTA INC|WCHV|WELLS FARGO SECURITIES, LLC|5843
NOVT|NOVANTA INC|WDNX|WEEDEN & CO.L.P.|4656
NOVT|NOVANTA INC|WEDB|WEDBUSH SECURITIES INC.|150
NOVT|NOVANTA INC|WEED|Weeden & Co.L.P.|6877
NOVT|NOVANTA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|883
NOVT|NOVANTA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2114
NOVT|NOVANTA INC|WGIF|CIBC World Markets Inc.|1000
NOVT|NOVANTA INC|WSEA|WOLVERINE SECURITIES, LLC|779
NOVT|NOVANTA INC|XIST|INSTINET, LLC|23400
NOVT|NOVANTA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7270
NOVT|NOVANTA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|550
NOW|SERVICENOW, INC.|ABLE|NATIXIS Securities Americas LLC|272831
NOW|SERVICENOW, INC.|ACPL|American Capital Partners, LLC|656
NOW|SERVICENOW, INC.|ALLN|Allen & Company LLC|2296
NOW|SERVICENOW, INC.|ALTX|Alternet Securities Inc.|6045
NOW|SERVICENOW, INC.|ANOS|ABEL/NOSER, L.L.C.|200
NOW|SERVICENOW, INC.|APCC|Apex Clearing Corporation|801
NOW|SERVICENOW, INC.|BANK|Primevest Financial Services, Inc.|1114
NOW|SERVICENOW, INC.|BARD|Robert W. Baird & Co. Incorporated|3757
NOW|SERVICENOW, INC.|BATM|CBOE TRADING, INC.|25303
NOW|SERVICENOW, INC.|BAYC|BAY CREST PARTNERS, LLC|33
NOW|SERVICENOW, INC.|BAYT|BTIG, LLC|100
NOW|SERVICENOW, INC.|BBNT|BB&T SECURITIES, LLC|821
NOW|SERVICENOW, INC.|BERN|Sanford C. Bernstein & Co., LLC|143113
NOW|SERVICENOW, INC.|BIDS|BIDS TRADING L.P.|200
NOW|SERVICENOW, INC.|BIMI|Banca IMI Securities Corp.|1191
NOW|SERVICENOW, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48465
NOW|SERVICENOW, INC.|BLKX|INSTINET, LLC|28400
NOW|SERVICENOW, INC.|BMOC|BMO Capital Markets Corp.|401
NOW|SERVICENOW, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|15496
NOW|SERVICENOW, INC.|BTIG|BTIG, LLC|17973
NOW|SERVICENOW, INC.|BYXM|CBOE TRADING, INC.|1250
NOW|SERVICENOW, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
NOW|SERVICENOW, INC.|CABR|Cabrera Capital Markets, Inc.|116
NOW|SERVICENOW, INC.|CANT|Cantor Fitzgerald & Co.|1182
NOW|SERVICENOW, INC.|CHAS|Charles Schwab & Co., Inc.|5469
NOW|SERVICENOW, INC.|CHDN|CHARDAN CAPITAL MARKETS LLC|200
NOW|SERVICENOW, INC.|CIBP|CIBC World Markets Corp.|110000
NOW|SERVICENOW, INC.|CICF|Canaccord Genuity Corp.|3507
NOW|SERVICENOW, INC.|CIST|Capital Institutional Services, Inc.|1619
NOW|SERVICENOW, INC.|CLSA|CLSA AMERICAS, LLC|1700
NOW|SERVICENOW, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|304687
NOW|SERVICENOW, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1208
NOW|SERVICENOW, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7892
NOW|SERVICENOW, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|669035
NOW|SERVICENOW, INC.|CTDL|Citadel Derivatives Group Llc|11804
NOW|SERVICENOW, INC.|CTLR|CUTLER GROUP, LP|2142
NOW|SERVICENOW, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|166488
NOW|SERVICENOW, INC.|DADA|D.A. Davidson & Co.|15
NOW|SERVICENOW, INC.|DAWA|Daiwa Capital Markets America Inc.|58000
NOW|SERVICENOW, INC.|DBAB|Deutsche Bank Securities Inc.|405318
NOW|SERVICENOW, INC.|DBAX|Deutsche Bank Securities Inc.|441300
NOW|SERVICENOW, INC.|DBUL|Deutsche Bank Securities Inc.|9330
NOW|SERVICENOW, INC.|DCHF|Dart Executions, LLC|1324
NOW|SERVICENOW, INC.|DEAN|MORGAN STANLEY|10957
NOW|SERVICENOW, INC.|DEGS|RONIN PROFESSIONAL LLC|500
NOW|SERVICENOW, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2099
NOW|SERVICENOW, INC.|DRWK|DRW SECURITIES, L.L.C.|8376
NOW|SERVICENOW, INC.|EBXL|EBX LLC|238000
NOW|SERVICENOW, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|20830
NOW|SERVICENOW, INC.|EDJC|Edward Jones / CDS|32
NOW|SERVICENOW, INC.|EDJO|Edward D. Jones & Co., L.P.|1187
NOW|SERVICENOW, INC.|EGAM|CBOE TRADING, INC.|18251
NOW|SERVICENOW, INC.|EGAW|CBOE TRADING, INC.|72
NOW|SERVICENOW, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1583
NOW|SERVICENOW, INC.|EGXM|CBOE TRADING, INC.|5887
NOW|SERVICENOW, INC.|EGXW|CBOE TRADING, INC.|97
NOW|SERVICENOW, INC.|ESPO|ESPOSITO SECURITIES, LLC|277
NOW|SERVICENOW, INC.|ETBE|Electronic Transaction Clearing, Inc.|70393
NOW|SERVICENOW, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|20
NOW|SERVICENOW, INC.|ETCC|Electronic Transaction Clearing, Inc.|130
NOW|SERVICENOW, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|108152
NOW|SERVICENOW, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|148
NOW|SERVICENOW, INC.|ETRS|E*Trade Securities LLC|180290
NOW|SERVICENOW, INC.|FBSB|U.S. Bancorp Investments, Inc.|449
NOW|SERVICENOW, INC.|FILL|Tradestation Securities, Inc.|17467
NOW|SERVICENOW, INC.|FMAF|NBCN Inc./ CDS|3308
NOW|SERVICENOW, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5523
NOW|SERVICENOW, INC.|FQLS|Quantlab Securities LP|385990
NOW|SERVICENOW, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|123183
NOW|SERVICENOW, INC.|FTBR|Foliofn Investments, Inc.|3015
NOW|SERVICENOW, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2735
NOW|SERVICENOW, INC.|GLIS|TD Securities Inc|2438
NOW|SERVICENOW, INC.|GLPX|ACS EXECUTION SERVICES, LLC|79520
NOW|SERVICENOW, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1203993
NOW|SERVICENOW, INC.|GSCS|GOLDMAN SACHS & CO. LLC|16705
NOW|SERVICENOW, INC.|GSLT|GOLDMAN SACHS & CO. LLC|32870
NOW|SERVICENOW, INC.|GTSZ|GTS SECURITIES LLC|232034
NOW|SERVICENOW, INC.|HAPX|HAP Trading, LLC|58
NOW|SERVICENOW, INC.|HRBF|American Enterprise Investment Services Inc.|23270
NOW|SERVICENOW, INC.|HSBC|HSBC Securities, Inc.|8211
NOW|SERVICENOW, INC.|IATS|INTERACTIVE BROKERS LLC|36042
NOW|SERVICENOW, INC.|IBKR|Interactive Brokers Llc|34077
NOW|SERVICENOW, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|781
NOW|SERVICENOW, INC.|ICBX|INSTINET, LLC|171038
NOW|SERVICENOW, INC.|INCA|INSTINET, LLC|649728
NOW|SERVICENOW, INC.|INJX|INSTINET, LLC|10677
NOW|SERVICENOW, INC.|ITGI|ITG Inc.|43461
NOW|SERVICENOW, INC.|ITGP|ITG INC.|139400
NOW|SERVICENOW, INC.|JANY|Janney Montgomery Scott Inc.|9639
NOW|SERVICENOW, INC.|JEFF|JEFFERIES LLC|413088
NOW|SERVICENOW, INC.|JMPT|JUMP TRADING, LLC|79347
NOW|SERVICENOW, INC.|JPBX|J.P. MORGAN SECURITIES LLC|114538
NOW|SERVICENOW, INC.|JPMX|J.P. Morgan Securities LLC|826133
NOW|SERVICENOW, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|5000
NOW|SERVICENOW, INC.|JSJX|JANE STREET CAPITAL LLC|13206
NOW|SERVICENOW, INC.|KCGM|VIRTU Americas LLC|66277
NOW|SERVICENOW, INC.|KCRD|PHX FINANCIAL, INC.|220
NOW|SERVICENOW, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|963200
NOW|SERVICENOW, INC.|LEHM|Barclays Capital Inc./Le|1034893
NOW|SERVICENOW, INC.|LIME|Lime Brokerage LLC|27562
NOW|SERVICENOW, INC.|LOOP|Loop Capital Markets LLC|100
NOW|SERVICENOW, INC.|LPSP|LPS Partners INC.|19400
NOW|SERVICENOW, INC.|LQNA|LIQUIDNET, INC.|84600
NOW|SERVICENOW, INC.|LSCI|Lek Securities Corporation|1676
NOW|SERVICENOW, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NOW|SERVICENOW, INC.|MACC|Mid Atlantic Capital Corporation|35
NOW|SERVICENOW, INC.|MACQ|Macquarie Capital (USA) Inc.|532
NOW|SERVICENOW, INC.|MAXM|Maxim Group LLC|3740
NOW|SERVICENOW, INC.|MBTS|ALLY INVEST SECURITIES LLC|2567
NOW|SERVICENOW, INC.|MCMF|Raymond James Ltd. Cds|1960
NOW|SERVICENOW, INC.|MITR|GMP SECURITIES, LLC|31300
NOW|SERVICENOW, INC.|MKMP|MKM Partners LLC|5800
NOW|SERVICENOW, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|88559
NOW|SERVICENOW, INC.|MOTF|MOTIF INVESTING, INC.|159
NOW|SERVICENOW, INC.|MSCO|MORGAN STANLEY & CO. LLC|1659850
NOW|SERVICENOW, INC.|MSPL|MORGAN STANLEY & CO. LLC|356600
NOW|SERVICENOW, INC.|MSTX|MORGAN STANLEY & CO. LLC|191500
NOW|SERVICENOW, INC.|NATL|National Securities Corporation|375
NOW|SERVICENOW, INC.|NFSC|National Financial Services LLC|373350
NOW|SERVICENOW, INC.|NITE|VIRTU Americas LLC|849317
NOW|SERVICENOW, INC.|NITP|VIRTU Americas LLC|370
NOW|SERVICENOW, INC.|NMRA|Nomura Securities International, Inc.|131300
NOW|SERVICENOW, INC.|NQRB|Brut, LLC|3293
NOW|SERVICENOW, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|197
NOW|SERVICENOW, INC.|NTRC|Northern Trust Securities, Inc.|8096
NOW|SERVICENOW, INC.|OHOS|TWO SIGMA SECURITIES, LLC|109171
NOW|SERVICENOW, INC.|OPCO|Oppenheimer & Co. Inc.|53275
NOW|SERVICENOW, INC.|PDQM|CODA MARKETS, INC.|127842
NOW|SERVICENOW, INC.|PHLY|NASDAQ Execution Services, LLC|5800
NOW|SERVICENOW, INC.|PICT|Pictet Overseas Inc.|157
NOW|SERVICENOW, INC.|PIPR|Piper Jaffray & Co.|1140
NOW|SERVICENOW, INC.|PNSR|Penserra Securities, LLC|100
NOW|SERVICENOW, INC.|PWJC|UBS Financial Services, Inc.|3140
NOW|SERVICENOW, INC.|QMSR|QUATTRO M SECURITIES INC.|7061
NOW|SERVICENOW, INC.|RBCM|RBC CAPITAL MARKETS, LLC|29255
NOW|SERVICENOW, INC.|RGLD|Regal Securities, Inc|10
NOW|SERVICENOW, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|17400
NOW|SERVICENOW, INC.|SAGL|SAGETRADER, LLC|160308
NOW|SERVICENOW, INC.|SAGW|SAGETRADER, LLC|142
NOW|SERVICENOW, INC.|SALI|INTL FCSTONE FINANCIAL INC.|475
NOW|SERVICENOW, INC.|SBRX|MURIEL SIEBERT & CO INC|55
NOW|SERVICENOW, INC.|SBSH|Citigroup Global Markets Inc.|394875
NOW|SERVICENOW, INC.|SCMC|Scotia Capital Markets (USA) Inc.|28400
NOW|SERVICENOW, INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|250
NOW|SERVICENOW, INC.|SEIC|SEI Investments Distribution Co.|100
NOW|SERVICENOW, INC.|SGMT|GOLDMAN SACHS & CO. LLC|235414
NOW|SERVICENOW, INC.|SJLS|TRADE INFORMATICS LLC|4300
NOW|SERVICENOW, INC.|SOGO|Wang Investment Associates, Inc.|100
NOW|SERVICENOW, INC.|SPDR|SPEEDROUTE LLC|51392
NOW|SERVICENOW, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5819
NOW|SERVICENOW, INC.|STKP|STOCKPILE INVESTMENTS, INC.|34
NOW|SERVICENOW, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2808
NOW|SERVICENOW, INC.|SWIM|TD Ameritrade, Inc.|185084
NOW|SERVICENOW, INC.|SWST|Hilltop Securities Inc.|8
NOW|SERVICENOW, INC.|TAGC|TELSEY ADVISORY GROUP LLC|100
NOW|SERVICENOW, INC.|TKNG|ALLY INVEST SECURITIES LLC|3211
NOW|SERVICENOW, INC.|TMBR|Timber Hill LLC|1002
NOW|SERVICENOW, INC.|TOUR|TOURMALINE PARTNERS, LLC|100
NOW|SERVICENOW, INC.|TRBT|Tradebot Systems, Inc.|278763
NOW|SERVICENOW, INC.|TRCM|TRC MARKETS LLC|207156
NOW|SERVICENOW, INC.|TWTT|TASTYWORKS, INC.|4017
NOW|SERVICENOW, INC.|UBSA|UBS SECURITIES LLC|813736
NOW|SERVICENOW, INC.|UBSS|UBS Securities LLC|1387313
NOW|SERVICENOW, INC.|VALX|VIRTU AMERICAS LLC|25093
NOW|SERVICENOW, INC.|VGRD|Vanguard Marketing Corporation|29834
NOW|SERVICENOW, INC.|VNDM|Wall Street Access|23445
NOW|SERVICENOW, INC.|VSIN|Vision Financial Markets Llc|36
NOW|SERVICENOW, INC.|WABR|Wall Street Access|9200
NOW|SERVICENOW, INC.|WBLR|WILLIAM BLAIR|150
NOW|SERVICENOW, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|6842
NOW|SERVICENOW, INC.|WCHV|WELLS FARGO SECURITIES, LLC|170717
NOW|SERVICENOW, INC.|WDNX|WEEDEN & CO.L.P.|1462
NOW|SERVICENOW, INC.|WEDB|WEDBUSH SECURITIES INC.|11639
NOW|SERVICENOW, INC.|WEED|Weeden & Co.L.P.|9578
NOW|SERVICENOW, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14627
NOW|SERVICENOW, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39158
NOW|SERVICENOW, INC.|WGIF|CIBC World Markets Inc.|4185
NOW|SERVICENOW, INC.|WORD|Worden Capital Management LLC|6450
NOW|SERVICENOW, INC.|WSAG|WALL STREET ACCESS|409
NOW|SERVICENOW, INC.|WSEA|WOLVERINE SECURITIES, LLC|12614
NOW|SERVICENOW, INC.|XIST|INSTINET, LLC|29000
NOW|SERVICENOW, INC.|XPQR|Jump Trading|3955
NOW|SERVICENOW, INC.|XPUS|XP SECURITIES, LLC|300
NOW|SERVICENOW, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|94938
NOW|SERVICENOW, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|22994
NOW|SERVICENOW, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7148
NP|NEENAH, INC.|ALTX|Alternet Securities Inc.|300
NP|NEENAH, INC.|ANOS|ABEL/NOSER, L.L.C.|809
NP|NEENAH, INC.|APCC|Apex Clearing Corporation|40
NP|NEENAH, INC.|BANK|Primevest Financial Services, Inc.|4
NP|NEENAH, INC.|BARD|Robert W. Baird & Co. Incorporated|116
NP|NEENAH, INC.|BATM|CBOE TRADING, INC.|606
NP|NEENAH, INC.|BBNT|BB&T SECURITIES, LLC|630
NP|NEENAH, INC.|BERN|Sanford C. Bernstein & Co., LLC|17773
NP|NEENAH, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2898
NP|NEENAH, INC.|BRVL|BLAYLOCK VAN, LLC|100
NP|NEENAH, INC.|BTIG|BTIG, LLC|100
NP|NEENAH, INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
NP|NEENAH, INC.|CHAS|Charles Schwab & Co., Inc.|7
NP|NEENAH, INC.|CIST|Capital Institutional Services, Inc.|223
NP|NEENAH, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1878
NP|NEENAH, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3205
NP|NEENAH, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18982
NP|NEENAH, INC.|CTDL|Citadel Derivatives Group Llc|332
NP|NEENAH, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3376
NP|NEENAH, INC.|DADA|D.A. Davidson & Co.|1299
NP|NEENAH, INC.|DBAB|Deutsche Bank Securities Inc.|17779
NP|NEENAH, INC.|DBAX|Deutsche Bank Securities Inc.|30200
NP|NEENAH, INC.|DEAN|MORGAN STANLEY|3336
NP|NEENAH, INC.|DEGS|RONIN PROFESSIONAL LLC|100
NP|NEENAH, INC.|EBXL|EBX LLC|10500
NP|NEENAH, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1023
NP|NEENAH, INC.|EDJO|Edward D. Jones & Co., L.P.|31
NP|NEENAH, INC.|EGAM|CBOE TRADING, INC.|1443
NP|NEENAH, INC.|EGAW|CBOE TRADING, INC.|2
NP|NEENAH, INC.|EGXM|CBOE TRADING, INC.|116
NP|NEENAH, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|330
NP|NEENAH, INC.|ETRS|E*Trade Securities LLC|299
NP|NEENAH, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|230
NP|NEENAH, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11649
NP|NEENAH, INC.|FTBR|Foliofn Investments, Inc.|426
NP|NEENAH, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2496
NP|NEENAH, INC.|GSCO|GOLDMAN SACHS & CO. LLC|37741
NP|NEENAH, INC.|GTSZ|GTS SECURITIES LLC|2877
NP|NEENAH, INC.|HRBF|American Enterprise Investment Services Inc.|991
NP|NEENAH, INC.|IATS|INTERACTIVE BROKERS LLC|800
NP|NEENAH, INC.|IBKR|Interactive Brokers Llc|2813
NP|NEENAH, INC.|ICBX|INSTINET, LLC|3900
NP|NEENAH, INC.|IEQY|CITADEL SECURITIES LLC|2377
NP|NEENAH, INC.|INCA|INSTINET, LLC|6358
NP|NEENAH, INC.|INJX|INSTINET, LLC|200
NP|NEENAH, INC.|ITGI|ITG Inc.|2412
NP|NEENAH, INC.|ITGP|ITG INC.|13000
NP|NEENAH, INC.|JEFF|JEFFERIES LLC|2101
NP|NEENAH, INC.|JONE|JonesTrading|2019
NP|NEENAH, INC.|JPBX|J.P. MORGAN SECURITIES LLC|4272
NP|NEENAH, INC.|JPMX|J.P. Morgan Securities LLC|35043
NP|NEENAH, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|4243
NP|NEENAH, INC.|JSJX|JANE STREET CAPITAL LLC|825
NP|NEENAH, INC.|KCGM|VIRTU Americas LLC|2178
NP|NEENAH, INC.|LEHM|Barclays Capital Inc./Le|16310
NP|NEENAH, INC.|LIME|Lime Brokerage LLC|5911
NP|NEENAH, INC.|LQNA|LIQUIDNET, INC.|10000
NP|NEENAH, INC.|LSCI|Lek Securities Corporation|6
NP|NEENAH, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7058
NP|NEENAH, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|14
NP|NEENAH, INC.|MSCO|MORGAN STANLEY & CO. LLC|51012
NP|NEENAH, INC.|MSPL|MORGAN STANLEY & CO. LLC|35800
NP|NEENAH, INC.|MSTX|MORGAN STANLEY & CO. LLC|1400
NP|NEENAH, INC.|NFSC|National Financial Services LLC|4282
NP|NEENAH, INC.|NITE|VIRTU Americas LLC|15530
NP|NEENAH, INC.|NTRC|Northern Trust Securities, Inc.|14
NP|NEENAH, INC.|PDQM|CODA MARKETS, INC.|2852
NP|NEENAH, INC.|RBCM|RBC CAPITAL MARKETS, LLC|7
NP|NEENAH, INC.|SAGW|SAGETRADER, LLC|300
NP|NEENAH, INC.|SBSH|Citigroup Global Markets Inc.|8364
NP|NEENAH, INC.|SGMT|GOLDMAN SACHS & CO. LLC|6006
NP|NEENAH, INC.|SPDR|SPEEDROUTE LLC|2288
NP|NEENAH, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1400
NP|NEENAH, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|129
NP|NEENAH, INC.|SWST|Hilltop Securities Inc.|1077
NP|NEENAH, INC.|TRBT|Tradebot Systems, Inc.|200
NP|NEENAH, INC.|TRCM|TRC MARKETS LLC|3721
NP|NEENAH, INC.|TWTT|TASTYWORKS, INC.|12
NP|NEENAH, INC.|UBSA|UBS SECURITIES LLC|35645
NP|NEENAH, INC.|UBSS|UBS Securities LLC|38357
NP|NEENAH, INC.|VALX|VIRTU AMERICAS LLC|4787
NP|NEENAH, INC.|VGRD|Vanguard Marketing Corporation|8
NP|NEENAH, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2371
NP|NEENAH, INC.|WEDB|WEDBUSH SECURITIES INC.|43
NP|NEENAH, INC.|WEED|Weeden & Co.L.P.|300
NP|NEENAH, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
NP|NEENAH, INC.|WSEA|WOLVERINE SECURITIES, LLC|167
NP|NEENAH, INC.|XIST|INSTINET, LLC|6600
NP|NEENAH, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NP|NEENAH, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1350
NP|NEENAH, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|527
NPK|NATL PRESTO IND|ANOS|ABEL/NOSER, L.L.C.|109
NPK|NATL PRESTO IND|APCC|Apex Clearing Corporation|2217
NPK|NATL PRESTO IND|BARD|Robert W. Baird & Co. Incorporated|4008
NPK|NATL PRESTO IND|BATM|CBOE TRADING, INC.|881
NPK|NATL PRESTO IND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|439
NPK|NATL PRESTO IND|BNPX|BNP PARIBAS SECURITIES CORP.|1039
NPK|NATL PRESTO IND|BZYD|GOLDMAN SACHS & CO. LLC|200
NPK|NATL PRESTO IND|CHAS|Charles Schwab & Co., Inc.|2005
NPK|NATL PRESTO IND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|302
NPK|NATL PRESTO IND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1748
NPK|NATL PRESTO IND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4302
NPK|NATL PRESTO IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21832
NPK|NATL PRESTO IND|CTDL|Citadel Derivatives Group Llc|438
NPK|NATL PRESTO IND|CXCX|CITIGROUP GLOBAL MARKETS INC.|1224
NPK|NATL PRESTO IND|DADA|D.A. Davidson & Co.|100
NPK|NATL PRESTO IND|DBAB|Deutsche Bank Securities Inc.|25533
NPK|NATL PRESTO IND|DBAX|Deutsche Bank Securities Inc.|17700
NPK|NATL PRESTO IND|DEAN|MORGAN STANLEY|254
NPK|NATL PRESTO IND|DEGS|RONIN PROFESSIONAL LLC|200
NPK|NATL PRESTO IND|EBXL|EBX LLC|11500
NPK|NATL PRESTO IND|EDJO|Edward D. Jones & Co., L.P.|292
NPK|NATL PRESTO IND|EGAM|CBOE TRADING, INC.|102
NPK|NATL PRESTO IND|EGMT|EG MARKET TECHNOLOGIES LLC|100
NPK|NATL PRESTO IND|EGXM|CBOE TRADING, INC.|100
NPK|NATL PRESTO IND|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
NPK|NATL PRESTO IND|ETRS|E*Trade Securities LLC|1449
NPK|NATL PRESTO IND|FILL|Tradestation Securities, Inc.|1225
NPK|NATL PRESTO IND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
NPK|NATL PRESTO IND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15087
NPK|NATL PRESTO IND|FTBR|Foliofn Investments, Inc.|311
NPK|NATL PRESTO IND|GEBB|GLOBAL EXECUTION BROKERS, LP|100
NPK|NATL PRESTO IND|GLPX|ACS EXECUTION SERVICES, LLC|3574
NPK|NATL PRESTO IND|GSCO|GOLDMAN SACHS & CO. LLC|20426
NPK|NATL PRESTO IND|GSCS|GOLDMAN SACHS & CO. LLC|4958
NPK|NATL PRESTO IND|GSLT|GOLDMAN SACHS & CO. LLC|500
NPK|NATL PRESTO IND|GTSZ|GTS SECURITIES LLC|4166
NPK|NATL PRESTO IND|HPPX|POTAMUS TRADING, LLC|275
NPK|NATL PRESTO IND|HRBF|American Enterprise Investment Services Inc.|750
NPK|NATL PRESTO IND|IATS|INTERACTIVE BROKERS LLC|1508
NPK|NATL PRESTO IND|IBKR|Interactive Brokers Llc|3124
NPK|NATL PRESTO IND|ICBX|INSTINET, LLC|2000
NPK|NATL PRESTO IND|IEQY|CITADEL SECURITIES LLC|3343
NPK|NATL PRESTO IND|INCA|INSTINET, LLC|9287
NPK|NATL PRESTO IND|INJX|INSTINET, LLC|200
NPK|NATL PRESTO IND|ITGI|ITG Inc.|4098
NPK|NATL PRESTO IND|ITGP|ITG INC.|4600
NPK|NATL PRESTO IND|JANY|Janney Montgomery Scott Inc.|2200
NPK|NATL PRESTO IND|JEFF|JEFFERIES LLC|3469
NPK|NATL PRESTO IND|JPBX|J.P. MORGAN SECURITIES LLC|5200
NPK|NATL PRESTO IND|JPMX|J.P. Morgan Securities LLC|53492
NPK|NATL PRESTO IND|JSJX|JANE STREET CAPITAL LLC|1626
NPK|NATL PRESTO IND|KCGM|VIRTU Americas LLC|3740
NPK|NATL PRESTO IND|LEHM|Barclays Capital Inc./Le|22672
NPK|NATL PRESTO IND|LIME|Lime Brokerage LLC|5813
NPK|NATL PRESTO IND|LSCI|Lek Securities Corporation|7
NPK|NATL PRESTO IND|MAXM|Maxim Group LLC|6402
NPK|NATL PRESTO IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5524
NPK|NATL PRESTO IND|MSCO|MORGAN STANLEY & CO. LLC|52160
NPK|NATL PRESTO IND|MSPL|MORGAN STANLEY & CO. LLC|19300
NPK|NATL PRESTO IND|MSTX|MORGAN STANLEY & CO. LLC|3600
NPK|NATL PRESTO IND|NATL|National Securities Corporation|1000
NPK|NATL PRESTO IND|NFSC|National Financial Services LLC|12176
NPK|NATL PRESTO IND|NITE|VIRTU Americas LLC|59335
NPK|NATL PRESTO IND|NTBF|BMO Nesbitt Burns Inc./CDS|50
NPK|NATL PRESTO IND|PDQM|CODA MARKETS, INC.|4169
NPK|NATL PRESTO IND|PWJC|UBS Financial Services, Inc.|200
NPK|NATL PRESTO IND|QMSR|QUATTRO M SECURITIES INC.|1200
NPK|NATL PRESTO IND|RBCM|RBC CAPITAL MARKETS, LLC|1260
NPK|NATL PRESTO IND|SBSH|Citigroup Global Markets Inc.|5203
NPK|NATL PRESTO IND|SGMT|GOLDMAN SACHS & CO. LLC|6054
NPK|NATL PRESTO IND|SPDR|SPEEDROUTE LLC|727
NPK|NATL PRESTO IND|STFL|Stifel, Nicolaus & Company, Incorporated|1953
NPK|NATL PRESTO IND|SWIM|TD Ameritrade, Inc.|1409
NPK|NATL PRESTO IND|TRBT|Tradebot Systems, Inc.|583
NPK|NATL PRESTO IND|TRCM|TRC MARKETS LLC|2819
NPK|NATL PRESTO IND|UBSA|UBS SECURITIES LLC|84512
NPK|NATL PRESTO IND|UBSS|UBS Securities LLC|101012
NPK|NATL PRESTO IND|VALX|VIRTU AMERICAS LLC|1138
NPK|NATL PRESTO IND|VGRD|Vanguard Marketing Corporation|1126
NPK|NATL PRESTO IND|WCHV|WELLS FARGO SECURITIES, LLC|13638
NPK|NATL PRESTO IND|WEDB|WEDBUSH SECURITIES INC.|350
NPK|NATL PRESTO IND|WEED|Weeden & Co.L.P.|7200
NPK|NATL PRESTO IND|WSEA|WOLVERINE SECURITIES, LLC|327
NPK|NATL PRESTO IND|XIST|INSTINET, LLC|8800
NPK|NATL PRESTO IND|XPQR|Jump Trading|400
NPK|NATL PRESTO IND|XSTM|NATIONAL FINANCIAL SERVICES LLC|2006
NPK|NATL PRESTO IND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|602
NPN|NUVEEN PENNSYLVANIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
NPN|NUVEEN PENNSYLVANIA|DEAN|MORGAN STANLEY|560
NPN|NUVEEN PENNSYLVANIA|EDJO|Edward D. Jones & Co., L.P.|315
NPN|NUVEEN PENNSYLVANIA|ETRS|E*Trade Securities LLC|3
NPN|NUVEEN PENNSYLVANIA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|589
NPN|NUVEEN PENNSYLVANIA|FTBR|Foliofn Investments, Inc.|1
NPN|NUVEEN PENNSYLVANIA|IATS|INTERACTIVE BROKERS LLC|2
NPN|NUVEEN PENNSYLVANIA|IBKR|Interactive Brokers Llc|228
NPN|NUVEEN PENNSYLVANIA|JANY|Janney Montgomery Scott Inc.|501
NPN|NUVEEN PENNSYLVANIA|LIME|Lime Brokerage LLC|199
NPN|NUVEEN PENNSYLVANIA|MSCO|MORGAN STANLEY & CO. LLC|1040
NPN|NUVEEN PENNSYLVANIA|NFSC|National Financial Services LLC|2449
NPN|NUVEEN PENNSYLVANIA|NITE|VIRTU Americas LLC|3412
NPN|NUVEEN PENNSYLVANIA|RBCM|RBC CAPITAL MARKETS, LLC|12
NPN|NUVEEN PENNSYLVANIA|STFL|Stifel, Nicolaus & Company, Incorporated|103
NPN|NUVEEN PENNSYLVANIA|UBSA|UBS SECURITIES LLC|93
NPN|NUVEEN PENNSYLVANIA|UBSS|UBS Securities LLC|509
NPN|NUVEEN PENNSYLVANIA|WCHV|WELLS FARGO SECURITIES, LLC|1167
NPN|NUVEEN PENNSYLVANIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12
NPN|NUVEEN PENNSYLVANIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19
NPO|ENPRO INDUSTRIES INC|ALTX|Alternet Securities Inc.|1223
NPO|ENPRO INDUSTRIES INC|ANOS|ABEL/NOSER, L.L.C.|1105
NPO|ENPRO INDUSTRIES INC|APCC|Apex Clearing Corporation|118
NPO|ENPRO INDUSTRIES INC|BARD|Robert W. Baird & Co. Incorporated|959
NPO|ENPRO INDUSTRIES INC|BATM|CBOE TRADING, INC.|476
NPO|ENPRO INDUSTRIES INC|BAYC|BAY CREST PARTNERS, LLC|100
NPO|ENPRO INDUSTRIES INC|BBNT|BB&T SECURITIES, LLC|140
NPO|ENPRO INDUSTRIES INC|BERN|Sanford C. Bernstein & Co., LLC|12350
NPO|ENPRO INDUSTRIES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4420
NPO|ENPRO INDUSTRIES INC|BLKX|INSTINET, LLC|32909
NPO|ENPRO INDUSTRIES INC|BNPX|BNP PARIBAS SECURITIES CORP.|5038
NPO|ENPRO INDUSTRIES INC|BRVL|BLAYLOCK VAN, LLC|300
NPO|ENPRO INDUSTRIES INC|BTIG|BTIG, LLC|224
NPO|ENPRO INDUSTRIES INC|BYXM|CBOE TRADING, INC.|150
NPO|ENPRO INDUSTRIES INC|BZYD|GOLDMAN SACHS & CO. LLC|511
NPO|ENPRO INDUSTRIES INC|CANT|Cantor Fitzgerald & Co.|200
NPO|ENPRO INDUSTRIES INC|CHAS|Charles Schwab & Co., Inc.|1
NPO|ENPRO INDUSTRIES INC|CIST|Capital Institutional Services, Inc.|1517
NPO|ENPRO INDUSTRIES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106366
NPO|ENPRO INDUSTRIES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1967
NPO|ENPRO INDUSTRIES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1258
NPO|ENPRO INDUSTRIES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45534
NPO|ENPRO INDUSTRIES INC|CTDL|Citadel Derivatives Group Llc|513
NPO|ENPRO INDUSTRIES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|15178
NPO|ENPRO INDUSTRIES INC|DADA|D.A. Davidson & Co.|8
NPO|ENPRO INDUSTRIES INC|DBAB|Deutsche Bank Securities Inc.|16583
NPO|ENPRO INDUSTRIES INC|DBAX|Deutsche Bank Securities Inc.|90500
NPO|ENPRO INDUSTRIES INC|DEAN|MORGAN STANLEY|2301
NPO|ENPRO INDUSTRIES INC|DEGS|RONIN PROFESSIONAL LLC|300
NPO|ENPRO INDUSTRIES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
NPO|ENPRO INDUSTRIES INC|EBXL|EBX LLC|51700
NPO|ENPRO INDUSTRIES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|932
NPO|ENPRO INDUSTRIES INC|EDJO|Edward D. Jones & Co., L.P.|15801
NPO|ENPRO INDUSTRIES INC|EGAM|CBOE TRADING, INC.|2369
NPO|ENPRO INDUSTRIES INC|EGAW|CBOE TRADING, INC.|25
NPO|ENPRO INDUSTRIES INC|EGMT|EG MARKET TECHNOLOGIES LLC|118
NPO|ENPRO INDUSTRIES INC|EGXM|CBOE TRADING, INC.|148
NPO|ENPRO INDUSTRIES INC|ETBE|Electronic Transaction Clearing, Inc.|504
NPO|ENPRO INDUSTRIES INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
NPO|ENPRO INDUSTRIES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11669
NPO|ENPRO INDUSTRIES INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|196
NPO|ENPRO INDUSTRIES INC|ETRS|E*Trade Securities LLC|1629
NPO|ENPRO INDUSTRIES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
NPO|ENPRO INDUSTRIES INC|FQLS|Quantlab Securities LP|39539
NPO|ENPRO INDUSTRIES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34913
NPO|ENPRO INDUSTRIES INC|FTBR|Foliofn Investments, Inc.|524
NPO|ENPRO INDUSTRIES INC|GLPX|ACS EXECUTION SERVICES, LLC|11189
NPO|ENPRO INDUSTRIES INC|GSCO|GOLDMAN SACHS & CO. LLC|77053
NPO|ENPRO INDUSTRIES INC|GSCS|GOLDMAN SACHS & CO. LLC|6365
NPO|ENPRO INDUSTRIES INC|GSLT|GOLDMAN SACHS & CO. LLC|643
NPO|ENPRO INDUSTRIES INC|GTSZ|GTS SECURITIES LLC|25064
NPO|ENPRO INDUSTRIES INC|HPPX|POTAMUS TRADING, LLC|589
NPO|ENPRO INDUSTRIES INC|HRBF|American Enterprise Investment Services Inc.|31
NPO|ENPRO INDUSTRIES INC|IATS|INTERACTIVE BROKERS LLC|3731
NPO|ENPRO INDUSTRIES INC|IBKR|Interactive Brokers Llc|4555
NPO|ENPRO INDUSTRIES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|124
NPO|ENPRO INDUSTRIES INC|ICBX|INSTINET, LLC|4800
NPO|ENPRO INDUSTRIES INC|IEQY|CITADEL SECURITIES LLC|9487
NPO|ENPRO INDUSTRIES INC|INCA|INSTINET, LLC|37608
NPO|ENPRO INDUSTRIES INC|INJX|INSTINET, LLC|9010
NPO|ENPRO INDUSTRIES INC|ITGI|ITG Inc.|7013
NPO|ENPRO INDUSTRIES INC|ITGP|ITG INC.|29400
NPO|ENPRO INDUSTRIES INC|JEFF|JEFFERIES LLC|3714
NPO|ENPRO INDUSTRIES INC|JMPT|JUMP TRADING, LLC|4721
NPO|ENPRO INDUSTRIES INC|JONE|JonesTrading|38606
NPO|ENPRO INDUSTRIES INC|JPBX|J.P. MORGAN SECURITIES LLC|2337
NPO|ENPRO INDUSTRIES INC|JPMX|J.P. Morgan Securities LLC|67509
NPO|ENPRO INDUSTRIES INC|JSJX|JANE STREET CAPITAL LLC|2125
NPO|ENPRO INDUSTRIES INC|KCGM|VIRTU Americas LLC|14188
NPO|ENPRO INDUSTRIES INC|LEER|LEERINK PARTNERS LLC|200
NPO|ENPRO INDUSTRIES INC|LEHM|Barclays Capital Inc./Le|85816
NPO|ENPRO INDUSTRIES INC|LIME|Lime Brokerage LLC|7690
NPO|ENPRO INDUSTRIES INC|LSCI|Lek Securities Corporation|5
NPO|ENPRO INDUSTRIES INC|MACQ|Macquarie Capital (USA) Inc.|1555
NPO|ENPRO INDUSTRIES INC|MKMP|MKM Partners LLC|93
NPO|ENPRO INDUSTRIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27016
NPO|ENPRO INDUSTRIES INC|MSCO|MORGAN STANLEY & CO. LLC|140975
NPO|ENPRO INDUSTRIES INC|MSPL|MORGAN STANLEY & CO. LLC|58300
NPO|ENPRO INDUSTRIES INC|MSTX|MORGAN STANLEY & CO. LLC|10200
NPO|ENPRO INDUSTRIES INC|NFSC|National Financial Services LLC|9441
NPO|ENPRO INDUSTRIES INC|NITE|VIRTU Americas LLC|109242
NPO|ENPRO INDUSTRIES INC|NQRB|Brut, LLC|1384
NPO|ENPRO INDUSTRIES INC|NTRC|Northern Trust Securities, Inc.|608
NPO|ENPRO INDUSTRIES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
NPO|ENPRO INDUSTRIES INC|PDQM|CODA MARKETS, INC.|40486
NPO|ENPRO INDUSTRIES INC|RBCM|RBC CAPITAL MARKETS, LLC|3058
NPO|ENPRO INDUSTRIES INC|SAGL|SAGETRADER, LLC|724
NPO|ENPRO INDUSTRIES INC|SBSH|Citigroup Global Markets Inc.|33772
NPO|ENPRO INDUSTRIES INC|SGMT|GOLDMAN SACHS & CO. LLC|30225
NPO|ENPRO INDUSTRIES INC|SPDR|SPEEDROUTE LLC|7066
NPO|ENPRO INDUSTRIES INC|SPTD|MINT GLOBAL MARKETS, INC.|1159
NPO|ENPRO INDUSTRIES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1000
NPO|ENPRO INDUSTRIES INC|SWIM|TD Ameritrade, Inc.|135
NPO|ENPRO INDUSTRIES INC|TAGC|TELSEY ADVISORY GROUP LLC|5000
NPO|ENPRO INDUSTRIES INC|TKNG|ALLY INVEST SECURITIES LLC|14
NPO|ENPRO INDUSTRIES INC|TRBT|Tradebot Systems, Inc.|11734
NPO|ENPRO INDUSTRIES INC|TRCM|TRC MARKETS LLC|16027
NPO|ENPRO INDUSTRIES INC|UBSA|UBS SECURITIES LLC|139606
NPO|ENPRO INDUSTRIES INC|UBSS|UBS Securities LLC|211252
NPO|ENPRO INDUSTRIES INC|VALX|VIRTU AMERICAS LLC|3429
NPO|ENPRO INDUSTRIES INC|VGRD|Vanguard Marketing Corporation|102
NPO|ENPRO INDUSTRIES INC|VSIN|Vision Financial Markets Llc|1
NPO|ENPRO INDUSTRIES INC|WCHV|WELLS FARGO SECURITIES, LLC|4485
NPO|ENPRO INDUSTRIES INC|WDNX|WEEDEN & CO.L.P.|1742
NPO|ENPRO INDUSTRIES INC|WEED|Weeden & Co.L.P.|200
NPO|ENPRO INDUSTRIES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|516
NPO|ENPRO INDUSTRIES INC|WSEA|WOLVERINE SECURITIES, LLC|68
NPO|ENPRO INDUSTRIES INC|XIST|INSTINET, LLC|2800
NPO|ENPRO INDUSTRIES INC|XPQR|Jump Trading|850
NPO|ENPRO INDUSTRIES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
NPO|ENPRO INDUSTRIES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3776
NPO|ENPRO INDUSTRIES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|483
NPTN|NEOPHOTONIC CORP|ADAM|CANACCORD GENUITY INC.|7400
NPTN|NEOPHOTONIC CORP|AGIS|Aegis Capital Corp.|3250
NPTN|NEOPHOTONIC CORP|ALTX|Alternet Securities Inc.|5800
NPTN|NEOPHOTONIC CORP|APCC|Apex Clearing Corporation|15684
NPTN|NEOPHOTONIC CORP|BARD|Robert W. Baird & Co. Incorporated|7
NPTN|NEOPHOTONIC CORP|BATM|CBOE TRADING, INC.|2799
NPTN|NEOPHOTONIC CORP|BAYT|BTIG, LLC|500
NPTN|NEOPHOTONIC CORP|BBNT|BB&T SECURITIES, LLC|200
NPTN|NEOPHOTONIC CORP|BERN|Sanford C. Bernstein & Co., LLC|9900
NPTN|NEOPHOTONIC CORP|BIDS|BIDS TRADING L.P.|7900
NPTN|NEOPHOTONIC CORP|BKCM|BNY Mellon Capital Markets LLC|1000
NPTN|NEOPHOTONIC CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11065
NPTN|NEOPHOTONIC CORP|BLKX|INSTINET, LLC|24400
NPTN|NEOPHOTONIC CORP|BNPX|BNP PARIBAS SECURITIES CORP.|3252
NPTN|NEOPHOTONIC CORP|BYXM|CBOE TRADING, INC.|300
NPTN|NEOPHOTONIC CORP|BZYD|GOLDMAN SACHS & CO. LLC|1500
NPTN|NEOPHOTONIC CORP|CANT|Cantor Fitzgerald & Co.|10225
NPTN|NEOPHOTONIC CORP|CHAS|Charles Schwab & Co., Inc.|750
NPTN|NEOPHOTONIC CORP|CHLM|Craig-Hallum Capital Group LLC|9532
NPTN|NEOPHOTONIC CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65919
NPTN|NEOPHOTONIC CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|67154
NPTN|NEOPHOTONIC CORP|CRFN|ROBINHOOD FINANCIAL, LLC|500
NPTN|NEOPHOTONIC CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131991
NPTN|NEOPHOTONIC CORP|CTDL|Citadel Derivatives Group Llc|3600
NPTN|NEOPHOTONIC CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|100370
NPTN|NEOPHOTONIC CORP|DBAB|Deutsche Bank Securities Inc.|90090
NPTN|NEOPHOTONIC CORP|DBAX|Deutsche Bank Securities Inc.|368600
NPTN|NEOPHOTONIC CORP|DEAN|MORGAN STANLEY|500
NPTN|NEOPHOTONIC CORP|DEGS|RONIN PROFESSIONAL LLC|1069
NPTN|NEOPHOTONIC CORP|EBXL|EBX LLC|100900
NPTN|NEOPHOTONIC CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2200
NPTN|NEOPHOTONIC CORP|EGAM|CBOE TRADING, INC.|15145
NPTN|NEOPHOTONIC CORP|EGMT|EG MARKET TECHNOLOGIES LLC|400
NPTN|NEOPHOTONIC CORP|EGXM|CBOE TRADING, INC.|2751
NPTN|NEOPHOTONIC CORP|ETBE|Electronic Transaction Clearing, Inc.|2171
NPTN|NEOPHOTONIC CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
NPTN|NEOPHOTONIC CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
NPTN|NEOPHOTONIC CORP|ETRS|E*Trade Securities LLC|252288
NPTN|NEOPHOTONIC CORP|FILL|Tradestation Securities, Inc.|10751
NPTN|NEOPHOTONIC CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77731
NPTN|NEOPHOTONIC CORP|FTBR|Foliofn Investments, Inc.|886
NPTN|NEOPHOTONIC CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|400
NPTN|NEOPHOTONIC CORP|GLIS|TD Securities Inc|1000
NPTN|NEOPHOTONIC CORP|GLPX|ACS EXECUTION SERVICES, LLC|9081
NPTN|NEOPHOTONIC CORP|GSCO|GOLDMAN SACHS & CO. LLC|98576
NPTN|NEOPHOTONIC CORP|GSCS|GOLDMAN SACHS & CO. LLC|2831
NPTN|NEOPHOTONIC CORP|GSLT|GOLDMAN SACHS & CO. LLC|843
NPTN|NEOPHOTONIC CORP|GTSZ|GTS SECURITIES LLC|14883
NPTN|NEOPHOTONIC CORP|HSBC|HSBC Securities, Inc.|5000
NPTN|NEOPHOTONIC CORP|IATS|INTERACTIVE BROKERS LLC|27200
NPTN|NEOPHOTONIC CORP|IBKR|Interactive Brokers Llc|41022
NPTN|NEOPHOTONIC CORP|ICBX|INSTINET, LLC|36200
NPTN|NEOPHOTONIC CORP|IEQY|CITADEL SECURITIES LLC|12638
NPTN|NEOPHOTONIC CORP|INCA|INSTINET, LLC|187589
NPTN|NEOPHOTONIC CORP|INJX|INSTINET, LLC|3831
NPTN|NEOPHOTONIC CORP|ITGI|ITG Inc.|102174
NPTN|NEOPHOTONIC CORP|ITGP|ITG INC.|170200
NPTN|NEOPHOTONIC CORP|JANY|Janney Montgomery Scott Inc.|100
NPTN|NEOPHOTONIC CORP|JEFF|JEFFERIES LLC|8300
NPTN|NEOPHOTONIC CORP|JMPT|JUMP TRADING, LLC|16970
NPTN|NEOPHOTONIC CORP|JPBX|J.P. MORGAN SECURITIES LLC|16146
NPTN|NEOPHOTONIC CORP|JPMX|J.P. Morgan Securities LLC|160772
NPTN|NEOPHOTONIC CORP|JSJX|JANE STREET CAPITAL LLC|18025
NPTN|NEOPHOTONIC CORP|KCGM|VIRTU Americas LLC|33485
NPTN|NEOPHOTONIC CORP|LEHM|Barclays Capital Inc./Le|237971
NPTN|NEOPHOTONIC CORP|LIME|Lime Brokerage LLC|6192
NPTN|NEOPHOTONIC CORP|LSCI|Lek Securities Corporation|71
NPTN|NEOPHOTONIC CORP|MBTS|ALLY INVEST SECURITIES LLC|1745
NPTN|NEOPHOTONIC CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|131438
NPTN|NEOPHOTONIC CORP|MOTF|MOTIF INVESTING, INC.|3
NPTN|NEOPHOTONIC CORP|MSCO|MORGAN STANLEY & CO. LLC|326429
NPTN|NEOPHOTONIC CORP|MSPL|MORGAN STANLEY & CO. LLC|289100
NPTN|NEOPHOTONIC CORP|MSTX|MORGAN STANLEY & CO. LLC|97000
NPTN|NEOPHOTONIC CORP|NEED|Needham & Company, LLC|96346
NPTN|NEOPHOTONIC CORP|NFSC|National Financial Services LLC|246555
NPTN|NEOPHOTONIC CORP|NITE|VIRTU Americas LLC|492043
NPTN|NEOPHOTONIC CORP|NITP|VIRTU Americas LLC|100
NPTN|NEOPHOTONIC CORP|NORT|Northland Securities, Inc.|18885
NPTN|NEOPHOTONIC CORP|NQRB|Brut, LLC|5266
NPTN|NEOPHOTONIC CORP|PCPT|PHILLIP CAPITAL INC.|19930
NPTN|NEOPHOTONIC CORP|PDQM|CODA MARKETS, INC.|35641
NPTN|NEOPHOTONIC CORP|PHLY|NASDAQ Execution Services, LLC|400
NPTN|NEOPHOTONIC CORP|RBCM|RBC CAPITAL MARKETS, LLC|1000
NPTN|NEOPHOTONIC CORP|RILY|B. RILEY FBR, INC.|100
NPTN|NEOPHOTONIC CORP|SAGL|SAGETRADER, LLC|100
NPTN|NEOPHOTONIC CORP|SBSH|Citigroup Global Markets Inc.|57433
NPTN|NEOPHOTONIC CORP|SGMT|GOLDMAN SACHS & CO. LLC|63320
NPTN|NEOPHOTONIC CORP|SPDR|SPEEDROUTE LLC|14242
NPTN|NEOPHOTONIC CORP|STFL|Stifel, Nicolaus & Company, Incorporated|9804
NPTN|NEOPHOTONIC CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3450
NPTN|NEOPHOTONIC CORP|SWIM|TD Ameritrade, Inc.|52379
NPTN|NEOPHOTONIC CORP|TKNG|ALLY INVEST SECURITIES LLC|12665
NPTN|NEOPHOTONIC CORP|TRBT|Tradebot Systems, Inc.|12996
NPTN|NEOPHOTONIC CORP|TRCM|TRC MARKETS LLC|1288
NPTN|NEOPHOTONIC CORP|UBSA|UBS SECURITIES LLC|267538
NPTN|NEOPHOTONIC CORP|UBSS|UBS Securities LLC|289769
NPTN|NEOPHOTONIC CORP|VALX|VIRTU AMERICAS LLC|26465
NPTN|NEOPHOTONIC CORP|VGRD|Vanguard Marketing Corporation|8445
NPTN|NEOPHOTONIC CORP|VNDM|Wall Street Access|51537
NPTN|NEOPHOTONIC CORP|WCHV|WELLS FARGO SECURITIES, LLC|78103
NPTN|NEOPHOTONIC CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5541
NPTN|NEOPHOTONIC CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9563
NPTN|NEOPHOTONIC CORP|WORD|Worden Capital Management LLC|15700
NPTN|NEOPHOTONIC CORP|WSEA|WOLVERINE SECURITIES, LLC|17400
NPTN|NEOPHOTONIC CORP|XIST|INSTINET, LLC|2400
NPTN|NEOPHOTONIC CORP|XPQR|Jump Trading|100
NPTN|NEOPHOTONIC CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|47998
NPTN|NEOPHOTONIC CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|608
NPTN|NEOPHOTONIC CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|580
NPV|NUVEEN VA QLTY|APCC|Apex Clearing Corporation|30
NPV|NUVEEN VA QLTY|BARD|Robert W. Baird & Co. Incorporated|16
NPV|NUVEEN VA QLTY|BATM|CBOE TRADING, INC.|311
NPV|NUVEEN VA QLTY|BBNT|BB&T SECURITIES, LLC|6274
NPV|NUVEEN VA QLTY|CANT|Cantor Fitzgerald & Co.|62146
NPV|NUVEEN VA QLTY|CHAS|Charles Schwab & Co., Inc.|3
NPV|NUVEEN VA QLTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
NPV|NUVEEN VA QLTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NPV|NUVEEN VA QLTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
NPV|NUVEEN VA QLTY|DADA|D.A. Davidson & Co.|2
NPV|NUVEEN VA QLTY|DAVA|Davenport & Company LLC|27593
NPV|NUVEEN VA QLTY|DBAX|Deutsche Bank Securities Inc.|2500
NPV|NUVEEN VA QLTY|DEAN|MORGAN STANLEY|1382
NPV|NUVEEN VA QLTY|DEGS|RONIN PROFESSIONAL LLC|100
NPV|NUVEEN VA QLTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2100
NPV|NUVEEN VA QLTY|EBXL|EBX LLC|1000
NPV|NUVEEN VA QLTY|EDJO|Edward D. Jones & Co., L.P.|1214
NPV|NUVEEN VA QLTY|EGXM|CBOE TRADING, INC.|400
NPV|NUVEEN VA QLTY|ETRS|E*Trade Securities LLC|5368
NPV|NUVEEN VA QLTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6603
NPV|NUVEEN VA QLTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9109
NPV|NUVEEN VA QLTY|GLPX|ACS EXECUTION SERVICES, LLC|1
NPV|NUVEEN VA QLTY|GSLT|GOLDMAN SACHS & CO. LLC|100
NPV|NUVEEN VA QLTY|HRBF|American Enterprise Investment Services Inc.|14291
NPV|NUVEEN VA QLTY|IATS|INTERACTIVE BROKERS LLC|860
NPV|NUVEEN VA QLTY|IBKR|Interactive Brokers Llc|1933
NPV|NUVEEN VA QLTY|ICBX|INSTINET, LLC|100
NPV|NUVEEN VA QLTY|INCA|INSTINET, LLC|401
NPV|NUVEEN VA QLTY|JANY|Janney Montgomery Scott Inc.|1003
NPV|NUVEEN VA QLTY|KCGM|VIRTU Americas LLC|100
NPV|NUVEEN VA QLTY|LEHM|Barclays Capital Inc./Le|1200
NPV|NUVEEN VA QLTY|LIME|Lime Brokerage LLC|53
NPV|NUVEEN VA QLTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NPV|NUVEEN VA QLTY|MOTF|MOTIF INVESTING, INC.|1
NPV|NUVEEN VA QLTY|MSCO|MORGAN STANLEY & CO. LLC|16008
NPV|NUVEEN VA QLTY|MSPL|MORGAN STANLEY & CO. LLC|1000
NPV|NUVEEN VA QLTY|NFSC|National Financial Services LLC|21129
NPV|NUVEEN VA QLTY|NITE|VIRTU Americas LLC|46897
NPV|NUVEEN VA QLTY|NQRB|Brut, LLC|821
NPV|NUVEEN VA QLTY|OPCO|Oppenheimer & Co. Inc.|17614
NPV|NUVEEN VA QLTY|PDQM|CODA MARKETS, INC.|2
NPV|NUVEEN VA QLTY|PWJC|UBS Financial Services, Inc.|1100
NPV|NUVEEN VA QLTY|RBCM|RBC CAPITAL MARKETS, LLC|10115
NPV|NUVEEN VA QLTY|SGMT|GOLDMAN SACHS & CO. LLC|300
NPV|NUVEEN VA QLTY|STFL|Stifel, Nicolaus & Company, Incorporated|1485
NPV|NUVEEN VA QLTY|UBSA|UBS SECURITIES LLC|3700
NPV|NUVEEN VA QLTY|UBSS|UBS Securities LLC|17138
NPV|NUVEEN VA QLTY|VGRD|Vanguard Marketing Corporation|39
NPV|NUVEEN VA QLTY|WCHV|WELLS FARGO SECURITIES, LLC|65670
NPV|NUVEEN VA QLTY|WSEA|WOLVERINE SECURITIES, LLC|8
NPV|NUVEEN VA QLTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2336
NQP|NUVEEN PA INV QUAL|AGIS|Aegis Capital Corp.|2500
NQP|NUVEEN PA INV QUAL|ALTX|Alternet Securities Inc.|700
NQP|NUVEEN PA INV QUAL|APCC|Apex Clearing Corporation|132
NQP|NUVEEN PA INV QUAL|BANK|Primevest Financial Services, Inc.|5
NQP|NUVEEN PA INV QUAL|BARD|Robert W. Baird & Co. Incorporated|643
NQP|NUVEEN PA INV QUAL|BATM|CBOE TRADING, INC.|530
NQP|NUVEEN PA INV QUAL|BBNT|BB&T SECURITIES, LLC|1169
NQP|NUVEEN PA INV QUAL|CHAS|Charles Schwab & Co., Inc.|3
NQP|NUVEEN PA INV QUAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11092
NQP|NUVEEN PA INV QUAL|DBAX|Deutsche Bank Securities Inc.|5300
NQP|NUVEEN PA INV QUAL|DEAN|MORGAN STANLEY|4687
NQP|NUVEEN PA INV QUAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5200
NQP|NUVEEN PA INV QUAL|EBXL|EBX LLC|3800
NQP|NUVEEN PA INV QUAL|EDJO|Edward D. Jones & Co., L.P.|4723
NQP|NUVEEN PA INV QUAL|EGXM|CBOE TRADING, INC.|400
NQP|NUVEEN PA INV QUAL|ETRS|E*Trade Securities LLC|41639
NQP|NUVEEN PA INV QUAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6963
NQP|NUVEEN PA INV QUAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1728
NQP|NUVEEN PA INV QUAL|FTBR|Foliofn Investments, Inc.|58
NQP|NUVEEN PA INV QUAL|GLPX|ACS EXECUTION SERVICES, LLC|400
NQP|NUVEEN PA INV QUAL|GSCO|GOLDMAN SACHS & CO. LLC|2000
NQP|NUVEEN PA INV QUAL|GSCS|GOLDMAN SACHS & CO. LLC|7736
NQP|NUVEEN PA INV QUAL|GSLT|GOLDMAN SACHS & CO. LLC|457
NQP|NUVEEN PA INV QUAL|GTSZ|GTS SECURITIES LLC|100
NQP|NUVEEN PA INV QUAL|HRBF|American Enterprise Investment Services Inc.|11131
NQP|NUVEEN PA INV QUAL|IATS|INTERACTIVE BROKERS LLC|4
NQP|NUVEEN PA INV QUAL|IBKR|Interactive Brokers Llc|6354
NQP|NUVEEN PA INV QUAL|ICBX|INSTINET, LLC|800
NQP|NUVEEN PA INV QUAL|INCA|INSTINET, LLC|1000
NQP|NUVEEN PA INV QUAL|ITGI|ITG Inc.|34511
NQP|NUVEEN PA INV QUAL|ITGP|ITG INC.|52200
NQP|NUVEEN PA INV QUAL|JANY|Janney Montgomery Scott Inc.|9573
NQP|NUVEEN PA INV QUAL|JONE|JonesTrading|500
NQP|NUVEEN PA INV QUAL|JPMX|J.P. Morgan Securities LLC|2268
NQP|NUVEEN PA INV QUAL|KCGM|VIRTU Americas LLC|3300
NQP|NUVEEN PA INV QUAL|LEHM|Barclays Capital Inc./Le|1600
NQP|NUVEEN PA INV QUAL|LIME|Lime Brokerage LLC|260
NQP|NUVEEN PA INV QUAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6244
NQP|NUVEEN PA INV QUAL|MSCO|MORGAN STANLEY & CO. LLC|36363
NQP|NUVEEN PA INV QUAL|MSPL|MORGAN STANLEY & CO. LLC|14500
NQP|NUVEEN PA INV QUAL|NATL|National Securities Corporation|441
NQP|NUVEEN PA INV QUAL|NFSC|National Financial Services LLC|115538
NQP|NUVEEN PA INV QUAL|NITE|VIRTU Americas LLC|116591
NQP|NUVEEN PA INV QUAL|NQRB|Brut, LLC|1400
NQP|NUVEEN PA INV QUAL|OPCO|Oppenheimer & Co. Inc.|1202
NQP|NUVEEN PA INV QUAL|PDQM|CODA MARKETS, INC.|800
NQP|NUVEEN PA INV QUAL|PWJC|UBS Financial Services, Inc.|16862
NQP|NUVEEN PA INV QUAL|RBCM|RBC CAPITAL MARKETS, LLC|5595
NQP|NUVEEN PA INV QUAL|SALI|INTL FCSTONE FINANCIAL INC.|1
NQP|NUVEEN PA INV QUAL|SGMT|GOLDMAN SACHS & CO. LLC|4000
NQP|NUVEEN PA INV QUAL|STFL|Stifel, Nicolaus & Company, Incorporated|37190
NQP|NUVEEN PA INV QUAL|SWIM|TD Ameritrade, Inc.|560
NQP|NUVEEN PA INV QUAL|SWST|Hilltop Securities Inc.|16
NQP|NUVEEN PA INV QUAL|TKNG|ALLY INVEST SECURITIES LLC|550
NQP|NUVEEN PA INV QUAL|TRBT|Tradebot Systems, Inc.|1146
NQP|NUVEEN PA INV QUAL|TRCM|TRC MARKETS LLC|135
NQP|NUVEEN PA INV QUAL|UBSA|UBS SECURITIES LLC|28769
NQP|NUVEEN PA INV QUAL|UBSS|UBS Securities LLC|31676
NQP|NUVEEN PA INV QUAL|VGRD|Vanguard Marketing Corporation|7886
NQP|NUVEEN PA INV QUAL|WCHV|WELLS FARGO SECURITIES, LLC|25374
NQP|NUVEEN PA INV QUAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|208
NQP|NUVEEN PA INV QUAL|WSEA|WOLVERINE SECURITIES, LLC|3073
NQP|NUVEEN PA INV QUAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3500
NQP|NUVEEN PA INV QUAL|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NQP|NUVEEN PA INV QUAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14892
NR|NEWPARK RESOURCES|ANOS|ABEL/NOSER, L.L.C.|12425
NR|NEWPARK RESOURCES|APCC|Apex Clearing Corporation|2572
NR|NEWPARK RESOURCES|BARD|Robert W. Baird & Co. Incorporated|1521
NR|NEWPARK RESOURCES|BATM|CBOE TRADING, INC.|4000
NR|NEWPARK RESOURCES|BAYT|BTIG, LLC|7000
NR|NEWPARK RESOURCES|BERN|Sanford C. Bernstein & Co., LLC|32145
NR|NEWPARK RESOURCES|BIDS|BIDS TRADING L.P.|15200
NR|NEWPARK RESOURCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7433
NR|NEWPARK RESOURCES|BLKX|INSTINET, LLC|37800
NR|NEWPARK RESOURCES|BNPX|BNP PARIBAS SECURITIES CORP.|18983
NR|NEWPARK RESOURCES|BRVL|BLAYLOCK VAN, LLC|5300
NR|NEWPARK RESOURCES|BTIG|BTIG, LLC|709798
NR|NEWPARK RESOURCES|BYXM|CBOE TRADING, INC.|894
NR|NEWPARK RESOURCES|BZYD|GOLDMAN SACHS & CO. LLC|2200
NR|NEWPARK RESOURCES|CANT|Cantor Fitzgerald & Co.|22332
NR|NEWPARK RESOURCES|CBLC|CITIGROUP GLOBAL MARKETS INC.|16200
NR|NEWPARK RESOURCES|CHAS|Charles Schwab & Co., Inc.|2300
NR|NEWPARK RESOURCES|CHLM|Craig-Hallum Capital Group LLC|200
NR|NEWPARK RESOURCES|CIST|Capital Institutional Services, Inc.|390
NR|NEWPARK RESOURCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93229
NR|NEWPARK RESOURCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
NR|NEWPARK RESOURCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50768
NR|NEWPARK RESOURCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|353151
NR|NEWPARK RESOURCES|CTDL|Citadel Derivatives Group Llc|6148
NR|NEWPARK RESOURCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|79212
NR|NEWPARK RESOURCES|DBAB|Deutsche Bank Securities Inc.|23161
NR|NEWPARK RESOURCES|DBAX|Deutsche Bank Securities Inc.|200900
NR|NEWPARK RESOURCES|DEAN|MORGAN STANLEY|1735
NR|NEWPARK RESOURCES|DEGS|RONIN PROFESSIONAL LLC|1100
NR|NEWPARK RESOURCES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
NR|NEWPARK RESOURCES|EBXL|EBX LLC|148400
NR|NEWPARK RESOURCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|24197
NR|NEWPARK RESOURCES|EDJO|Edward D. Jones & Co., L.P.|136
NR|NEWPARK RESOURCES|EGAM|CBOE TRADING, INC.|7336
NR|NEWPARK RESOURCES|EGXW|CBOE TRADING, INC.|50
NR|NEWPARK RESOURCES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2773
NR|NEWPARK RESOURCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
NR|NEWPARK RESOURCES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
NR|NEWPARK RESOURCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2040
NR|NEWPARK RESOURCES|ETRS|E*Trade Securities LLC|130217
NR|NEWPARK RESOURCES|FILL|Tradestation Securities, Inc.|445
NR|NEWPARK RESOURCES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1129
NR|NEWPARK RESOURCES|FQLS|Quantlab Securities LP|55286
NR|NEWPARK RESOURCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45842
NR|NEWPARK RESOURCES|FTBR|Foliofn Investments, Inc.|5323
NR|NEWPARK RESOURCES|GEBB|GLOBAL EXECUTION BROKERS, LP|100
NR|NEWPARK RESOURCES|GLPX|ACS EXECUTION SERVICES, LLC|20336
NR|NEWPARK RESOURCES|GSCO|GOLDMAN SACHS & CO. LLC|382892
NR|NEWPARK RESOURCES|GSCS|GOLDMAN SACHS & CO. LLC|11548
NR|NEWPARK RESOURCES|GSLT|GOLDMAN SACHS & CO. LLC|457
NR|NEWPARK RESOURCES|GTSZ|GTS SECURITIES LLC|72224
NR|NEWPARK RESOURCES|HRBF|American Enterprise Investment Services Inc.|8435
NR|NEWPARK RESOURCES|IATS|INTERACTIVE BROKERS LLC|1100
NR|NEWPARK RESOURCES|IBKR|Interactive Brokers Llc|5061
NR|NEWPARK RESOURCES|ICBX|INSTINET, LLC|128042
NR|NEWPARK RESOURCES|IEQY|CITADEL SECURITIES LLC|3453
NR|NEWPARK RESOURCES|INCA|INSTINET, LLC|165395
NR|NEWPARK RESOURCES|INJX|INSTINET, LLC|2997
NR|NEWPARK RESOURCES|ITGI|ITG Inc.|35365
NR|NEWPARK RESOURCES|ITGP|ITG INC.|288000
NR|NEWPARK RESOURCES|JANY|Janney Montgomery Scott Inc.|600
NR|NEWPARK RESOURCES|JEFF|JEFFERIES LLC|220744
NR|NEWPARK RESOURCES|JMPT|JUMP TRADING, LLC|1896
NR|NEWPARK RESOURCES|JPBX|J.P. MORGAN SECURITIES LLC|8841
NR|NEWPARK RESOURCES|JPMX|J.P. Morgan Securities LLC|269496
NR|NEWPARK RESOURCES|JSJX|JANE STREET CAPITAL LLC|7838
NR|NEWPARK RESOURCES|KCGM|VIRTU Americas LLC|26073
NR|NEWPARK RESOURCES|LEHM|Barclays Capital Inc./Le|452244
NR|NEWPARK RESOURCES|LIME|Lime Brokerage LLC|13954
NR|NEWPARK RESOURCES|LOOP|Loop Capital Markets LLC|1661
NR|NEWPARK RESOURCES|LQNA|LIQUIDNET, INC.|34700
NR|NEWPARK RESOURCES|MACQ|Macquarie Capital (USA) Inc.|3600
NR|NEWPARK RESOURCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|171373
NR|NEWPARK RESOURCES|MSCO|MORGAN STANLEY & CO. LLC|200419
NR|NEWPARK RESOURCES|MSPL|MORGAN STANLEY & CO. LLC|329700
NR|NEWPARK RESOURCES|MSTX|MORGAN STANLEY & CO. LLC|118300
NR|NEWPARK RESOURCES|NFSC|National Financial Services LLC|98514
NR|NEWPARK RESOURCES|NITE|VIRTU Americas LLC|307380
NR|NEWPARK RESOURCES|NITP|VIRTU Americas LLC|19325
NR|NEWPARK RESOURCES|NQRB|Brut, LLC|500
NR|NEWPARK RESOURCES|NTRC|Northern Trust Securities, Inc.|3839
NR|NEWPARK RESOURCES|OPCO|Oppenheimer & Co. Inc.|2401100
NR|NEWPARK RESOURCES|OTAA|OTA LLC|7300
NR|NEWPARK RESOURCES|PDQM|CODA MARKETS, INC.|29445
NR|NEWPARK RESOURCES|RBCM|RBC CAPITAL MARKETS, LLC|2075
NR|NEWPARK RESOURCES|RHCO|Suntrust Robinson Humphrey, Inc.|12500
NR|NEWPARK RESOURCES|SAGW|SAGETRADER, LLC|750
NR|NEWPARK RESOURCES|SBSH|Citigroup Global Markets Inc.|43804
NR|NEWPARK RESOURCES|SGMT|GOLDMAN SACHS & CO. LLC|77692
NR|NEWPARK RESOURCES|SPDR|SPEEDROUTE LLC|3700
NR|NEWPARK RESOURCES|SPHN|Stephens Inc.|5495
NR|NEWPARK RESOURCES|SSBS|STATE STREET GLOBAL MARKETS, LLC|267800
NR|NEWPARK RESOURCES|STFL|Stifel, Nicolaus & Company, Incorporated|6
NR|NEWPARK RESOURCES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
NR|NEWPARK RESOURCES|SWIM|TD Ameritrade, Inc.|35596
NR|NEWPARK RESOURCES|SWST|Hilltop Securities Inc.|509
NR|NEWPARK RESOURCES|TKNG|ALLY INVEST SECURITIES LLC|1751
NR|NEWPARK RESOURCES|TRBT|Tradebot Systems, Inc.|1799
NR|NEWPARK RESOURCES|TRCM|TRC MARKETS LLC|14158
NR|NEWPARK RESOURCES|UBSA|UBS SECURITIES LLC|444226
NR|NEWPARK RESOURCES|UBSS|UBS Securities LLC|175329
NR|NEWPARK RESOURCES|VALX|VIRTU AMERICAS LLC|84999
NR|NEWPARK RESOURCES|VGRD|Vanguard Marketing Corporation|11361
NR|NEWPARK RESOURCES|WABR|Wall Street Access|1200
NR|NEWPARK RESOURCES|WBPX|SUMMIT SECURITIES GROUP, LLC|300
NR|NEWPARK RESOURCES|WCHV|WELLS FARGO SECURITIES, LLC|31885
NR|NEWPARK RESOURCES|WEED|Weeden & Co.L.P.|33765
NR|NEWPARK RESOURCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|94
NR|NEWPARK RESOURCES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16954
NR|NEWPARK RESOURCES|WFPB|Wells Fargo Securities, LLC.|5000
NR|NEWPARK RESOURCES|WSEA|WOLVERINE SECURITIES, LLC|1983
NR|NEWPARK RESOURCES|XIST|INSTINET, LLC|11200
NR|NEWPARK RESOURCES|XPQR|Jump Trading|334
NR|NEWPARK RESOURCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|23644
NRC|NATIONAL RESRCH CMN|APCC|Apex Clearing Corporation|6
NRC|NATIONAL RESRCH CMN|BARD|Robert W. Baird & Co. Incorporated|1278
NRC|NATIONAL RESRCH CMN|BATM|CBOE TRADING, INC.|546
NRC|NATIONAL RESRCH CMN|BAYC|BAY CREST PARTNERS, LLC|21
NRC|NATIONAL RESRCH CMN|BERN|Sanford C. Bernstein & Co., LLC|1262
NRC|NATIONAL RESRCH CMN|BMOC|BMO Capital Markets Corp.|1713
NRC|NATIONAL RESRCH CMN|BNPX|BNP PARIBAS SECURITIES CORP.|651
NRC|NATIONAL RESRCH CMN|BTIG|BTIG, LLC|23
NRC|NATIONAL RESRCH CMN|BZYD|GOLDMAN SACHS & CO. LLC|400
NRC|NATIONAL RESRCH CMN|CHAS|Charles Schwab & Co., Inc.|2
NRC|NATIONAL RESRCH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14442
NRC|NATIONAL RESRCH CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7198
NRC|NATIONAL RESRCH CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16390
NRC|NATIONAL RESRCH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8294
NRC|NATIONAL RESRCH CMN|CTDL|Citadel Derivatives Group Llc|432
NRC|NATIONAL RESRCH CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1472
NRC|NATIONAL RESRCH CMN|DBAB|Deutsche Bank Securities Inc.|24679
NRC|NATIONAL RESRCH CMN|DBAX|Deutsche Bank Securities Inc.|11700
NRC|NATIONAL RESRCH CMN|DEGS|RONIN PROFESSIONAL LLC|2126
NRC|NATIONAL RESRCH CMN|EBXL|EBX LLC|1600
NRC|NATIONAL RESRCH CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|314
NRC|NATIONAL RESRCH CMN|EGAM|CBOE TRADING, INC.|345
NRC|NATIONAL RESRCH CMN|EGXM|CBOE TRADING, INC.|1
NRC|NATIONAL RESRCH CMN|ETRS|E*Trade Securities LLC|885
NRC|NATIONAL RESRCH CMN|FBCO|Credit Suisse Securities (USA) LLC|22524
NRC|NATIONAL RESRCH CMN|FOMA|TD AMERITRADE CLEARING, INC.|974
NRC|NATIONAL RESRCH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3987
NRC|NATIONAL RESRCH CMN|FTBR|Foliofn Investments, Inc.|24
NRC|NATIONAL RESRCH CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
NRC|NATIONAL RESRCH CMN|GLPX|ACS EXECUTION SERVICES, LLC|1039
NRC|NATIONAL RESRCH CMN|GSCO|GOLDMAN SACHS & CO. LLC|62391
NRC|NATIONAL RESRCH CMN|GSCS|GOLDMAN SACHS & CO. LLC|3858
NRC|NATIONAL RESRCH CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
NRC|NATIONAL RESRCH CMN|GTSZ|GTS SECURITIES LLC|3011
NRC|NATIONAL RESRCH CMN|HRBF|American Enterprise Investment Services Inc.|4822
NRC|NATIONAL RESRCH CMN|IATS|INTERACTIVE BROKERS LLC|548
NRC|NATIONAL RESRCH CMN|IBKR|Interactive Brokers Llc|6231
NRC|NATIONAL RESRCH CMN|ICBX|INSTINET, LLC|200
NRC|NATIONAL RESRCH CMN|IEQY|CITADEL SECURITIES LLC|2747
NRC|NATIONAL RESRCH CMN|INCA|INSTINET, LLC|14865
NRC|NATIONAL RESRCH CMN|INJX|INSTINET, LLC|1314
NRC|NATIONAL RESRCH CMN|ITGI|ITG Inc.|8541
NRC|NATIONAL RESRCH CMN|ITGP|ITG INC.|5200
NRC|NATIONAL RESRCH CMN|JEFF|JEFFERIES LLC|1490
NRC|NATIONAL RESRCH CMN|JPMX|J.P. Morgan Securities LLC|4146
NRC|NATIONAL RESRCH CMN|JSJX|JANE STREET CAPITAL LLC|200
NRC|NATIONAL RESRCH CMN|KCGM|VIRTU Americas LLC|2511
NRC|NATIONAL RESRCH CMN|LEHM|Barclays Capital Inc./Le|31300
NRC|NATIONAL RESRCH CMN|LIME|Lime Brokerage LLC|9386
NRC|NATIONAL RESRCH CMN|LMGP|LIME BROKERAGE LLC|7605
NRC|NATIONAL RESRCH CMN|MAXM|Maxim Group LLC|1118
NRC|NATIONAL RESRCH CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6918
NRC|NATIONAL RESRCH CMN|MSCO|MORGAN STANLEY & CO. LLC|84674
NRC|NATIONAL RESRCH CMN|MSPL|MORGAN STANLEY & CO. LLC|7900
NRC|NATIONAL RESRCH CMN|MSTX|MORGAN STANLEY & CO. LLC|400
NRC|NATIONAL RESRCH CMN|NFSC|National Financial Services LLC|11770
NRC|NATIONAL RESRCH CMN|NITE|VIRTU Americas LLC|21572
NRC|NATIONAL RESRCH CMN|NITP|VIRTU Americas LLC|200
NRC|NATIONAL RESRCH CMN|PDQM|CODA MARKETS, INC.|3886
NRC|NATIONAL RESRCH CMN|QMSR|QUATTRO M SECURITIES INC.|200
NRC|NATIONAL RESRCH CMN|RBCM|RBC CAPITAL MARKETS, LLC|508
NRC|NATIONAL RESRCH CMN|SBSH|Citigroup Global Markets Inc.|13701
NRC|NATIONAL RESRCH CMN|SGMT|GOLDMAN SACHS & CO. LLC|3754
NRC|NATIONAL RESRCH CMN|SPDR|SPEEDROUTE LLC|800
NRC|NATIONAL RESRCH CMN|SWIM|TD Ameritrade, Inc.|3200
NRC|NATIONAL RESRCH CMN|TKNG|ALLY INVEST SECURITIES LLC|100
NRC|NATIONAL RESRCH CMN|TRBT|Tradebot Systems, Inc.|206
NRC|NATIONAL RESRCH CMN|TRCM|TRC MARKETS LLC|5185
NRC|NATIONAL RESRCH CMN|UBSS|UBS Securities LLC|86622
NRC|NATIONAL RESRCH CMN|VALX|VIRTU AMERICAS LLC|338
NRC|NATIONAL RESRCH CMN|VNDM|Wall Street Access|8707
NRC|NATIONAL RESRCH CMN|WBLR|WILLIAM BLAIR|975
NRC|NATIONAL RESRCH CMN|WCHV|WELLS FARGO SECURITIES, LLC|2721
NRC|NATIONAL RESRCH CMN|WEED|Weeden & Co.L.P.|370
NRC|NATIONAL RESRCH CMN|XIST|INSTINET, LLC|400
NRC|NATIONAL RESRCH CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2972
NRC|NATIONAL RESRCH CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|213
NRC|NATIONAL RESRCH CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|997
NRE|NORTHSTAR REALTY EUR|ALTX|Alternet Securities Inc.|1006
NRE|NORTHSTAR REALTY EUR|APCC|Apex Clearing Corporation|11
NRE|NORTHSTAR REALTY EUR|BANK|Primevest Financial Services, Inc.|620
NRE|NORTHSTAR REALTY EUR|BATM|CBOE TRADING, INC.|710
NRE|NORTHSTAR REALTY EUR|BERN|Sanford C. Bernstein & Co., LLC|11520
NRE|NORTHSTAR REALTY EUR|BIDS|BIDS TRADING L.P.|100
NRE|NORTHSTAR REALTY EUR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2257
NRE|NORTHSTAR REALTY EUR|BNPX|BNP PARIBAS SECURITIES CORP.|12587
NRE|NORTHSTAR REALTY EUR|BTIG|BTIG, LLC|67300
NRE|NORTHSTAR REALTY EUR|BZYD|GOLDMAN SACHS & CO. LLC|2172
NRE|NORTHSTAR REALTY EUR|CHAS|Charles Schwab & Co., Inc.|9
NRE|NORTHSTAR REALTY EUR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2692
NRE|NORTHSTAR REALTY EUR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|104422
NRE|NORTHSTAR REALTY EUR|CTDL|Citadel Derivatives Group Llc|4403
NRE|NORTHSTAR REALTY EUR|CXCX|CITIGROUP GLOBAL MARKETS INC.|26688
NRE|NORTHSTAR REALTY EUR|DBAB|Deutsche Bank Securities Inc.|78700
NRE|NORTHSTAR REALTY EUR|DBAX|Deutsche Bank Securities Inc.|98700
NRE|NORTHSTAR REALTY EUR|DEAN|MORGAN STANLEY|130
NRE|NORTHSTAR REALTY EUR|DEGS|RONIN PROFESSIONAL LLC|297
NRE|NORTHSTAR REALTY EUR|EBXL|EBX LLC|23100
NRE|NORTHSTAR REALTY EUR|EDJO|Edward D. Jones & Co., L.P.|805
NRE|NORTHSTAR REALTY EUR|EGAM|CBOE TRADING, INC.|2107
NRE|NORTHSTAR REALTY EUR|EGAW|CBOE TRADING, INC.|100
NRE|NORTHSTAR REALTY EUR|ETBE|Electronic Transaction Clearing, Inc.|2098
NRE|NORTHSTAR REALTY EUR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
NRE|NORTHSTAR REALTY EUR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
NRE|NORTHSTAR REALTY EUR|ETRS|E*Trade Securities LLC|12172
NRE|NORTHSTAR REALTY EUR|FILL|Tradestation Securities, Inc.|250
NRE|NORTHSTAR REALTY EUR|FINX|FINTECH SECURITIES|66
NRE|NORTHSTAR REALTY EUR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2884
NRE|NORTHSTAR REALTY EUR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49552
NRE|NORTHSTAR REALTY EUR|FTBR|Foliofn Investments, Inc.|1936
NRE|NORTHSTAR REALTY EUR|GEBB|GLOBAL EXECUTION BROKERS, LP|200
NRE|NORTHSTAR REALTY EUR|GLPX|ACS EXECUTION SERVICES, LLC|2462
NRE|NORTHSTAR REALTY EUR|GSCO|GOLDMAN SACHS & CO. LLC|194594
NRE|NORTHSTAR REALTY EUR|GSCS|GOLDMAN SACHS & CO. LLC|2800
NRE|NORTHSTAR REALTY EUR|GSLT|GOLDMAN SACHS & CO. LLC|785
NRE|NORTHSTAR REALTY EUR|GTSZ|GTS SECURITIES LLC|16370
NRE|NORTHSTAR REALTY EUR|HASF|Haywood Securities Inc./CDS|6307
NRE|NORTHSTAR REALTY EUR|HRBF|American Enterprise Investment Services Inc.|809
NRE|NORTHSTAR REALTY EUR|IATS|INTERACTIVE BROKERS LLC|1900
NRE|NORTHSTAR REALTY EUR|IBKR|Interactive Brokers Llc|13898
NRE|NORTHSTAR REALTY EUR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1225
NRE|NORTHSTAR REALTY EUR|ICBX|INSTINET, LLC|8300
NRE|NORTHSTAR REALTY EUR|IEQY|CITADEL SECURITIES LLC|21416
NRE|NORTHSTAR REALTY EUR|INCA|INSTINET, LLC|21105
NRE|NORTHSTAR REALTY EUR|INJX|INSTINET, LLC|9768
NRE|NORTHSTAR REALTY EUR|ITGI|ITG Inc.|41210
NRE|NORTHSTAR REALTY EUR|ITGP|ITG INC.|69800
NRE|NORTHSTAR REALTY EUR|JEFF|JEFFERIES LLC|35163
NRE|NORTHSTAR REALTY EUR|JMPT|JUMP TRADING, LLC|3503
NRE|NORTHSTAR REALTY EUR|JPBX|J.P. MORGAN SECURITIES LLC|17064
NRE|NORTHSTAR REALTY EUR|JPMX|J.P. Morgan Securities LLC|180290
NRE|NORTHSTAR REALTY EUR|JSJX|JANE STREET CAPITAL LLC|1737
NRE|NORTHSTAR REALTY EUR|KCGM|VIRTU Americas LLC|10190
NRE|NORTHSTAR REALTY EUR|LEHM|Barclays Capital Inc./Le|131820
NRE|NORTHSTAR REALTY EUR|LIME|Lime Brokerage LLC|5520
NRE|NORTHSTAR REALTY EUR|LSCI|Lek Securities Corporation|101
NRE|NORTHSTAR REALTY EUR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62770
NRE|NORTHSTAR REALTY EUR|MOTF|MOTIF INVESTING, INC.|1
NRE|NORTHSTAR REALTY EUR|MSCO|MORGAN STANLEY & CO. LLC|218583
NRE|NORTHSTAR REALTY EUR|MSPL|MORGAN STANLEY & CO. LLC|186200
NRE|NORTHSTAR REALTY EUR|MSTX|MORGAN STANLEY & CO. LLC|57600
NRE|NORTHSTAR REALTY EUR|NFSC|National Financial Services LLC|57933
NRE|NORTHSTAR REALTY EUR|NITE|VIRTU Americas LLC|83871
NRE|NORTHSTAR REALTY EUR|NQRB|Brut, LLC|1816
NRE|NORTHSTAR REALTY EUR|NTRC|Northern Trust Securities, Inc.|33
NRE|NORTHSTAR REALTY EUR|OPCO|Oppenheimer & Co. Inc.|8327
NRE|NORTHSTAR REALTY EUR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
NRE|NORTHSTAR REALTY EUR|PDQM|CODA MARKETS, INC.|1655
NRE|NORTHSTAR REALTY EUR|PWJC|UBS Financial Services, Inc.|3368
NRE|NORTHSTAR REALTY EUR|QMSR|QUATTRO M SECURITIES INC.|258
NRE|NORTHSTAR REALTY EUR|RBCM|RBC CAPITAL MARKETS, LLC|7
NRE|NORTHSTAR REALTY EUR|SAGL|SAGETRADER, LLC|500
NRE|NORTHSTAR REALTY EUR|SAGW|SAGETRADER, LLC|3065
NRE|NORTHSTAR REALTY EUR|SALI|INTL FCSTONE FINANCIAL INC.|216
NRE|NORTHSTAR REALTY EUR|SBSH|Citigroup Global Markets Inc.|41842
NRE|NORTHSTAR REALTY EUR|SEIC|SEI Investments Distribution Co.|106
NRE|NORTHSTAR REALTY EUR|SGMT|GOLDMAN SACHS & CO. LLC|22094
NRE|NORTHSTAR REALTY EUR|SPDR|SPEEDROUTE LLC|700
NRE|NORTHSTAR REALTY EUR|STFL|Stifel, Nicolaus & Company, Incorporated|362
NRE|NORTHSTAR REALTY EUR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5000
NRE|NORTHSTAR REALTY EUR|SWIM|TD Ameritrade, Inc.|2788
NRE|NORTHSTAR REALTY EUR|SWST|Hilltop Securities Inc.|500
NRE|NORTHSTAR REALTY EUR|TOUR|TOURMALINE PARTNERS, LLC|2200
NRE|NORTHSTAR REALTY EUR|TRBT|Tradebot Systems, Inc.|69327
NRE|NORTHSTAR REALTY EUR|TRCM|TRC MARKETS LLC|16809
NRE|NORTHSTAR REALTY EUR|TWTT|TASTYWORKS, INC.|1000
NRE|NORTHSTAR REALTY EUR|UBSA|UBS SECURITIES LLC|199076
NRE|NORTHSTAR REALTY EUR|UBSS|UBS Securities LLC|249250
NRE|NORTHSTAR REALTY EUR|VALX|VIRTU AMERICAS LLC|14759
NRE|NORTHSTAR REALTY EUR|VGRD|Vanguard Marketing Corporation|2730
NRE|NORTHSTAR REALTY EUR|WBPX|SUMMIT SECURITIES GROUP, LLC|800
NRE|NORTHSTAR REALTY EUR|WCHV|WELLS FARGO SECURITIES, LLC|5177
NRE|NORTHSTAR REALTY EUR|WEED|Weeden & Co.L.P.|200
NRE|NORTHSTAR REALTY EUR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2056
NRE|NORTHSTAR REALTY EUR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5367
NRE|NORTHSTAR REALTY EUR|XIST|INSTINET, LLC|65400
NRE|NORTHSTAR REALTY EUR|XSTM|NATIONAL FINANCIAL SERVICES LLC|9276
NRE|NORTHSTAR REALTY EUR|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NRE|NORTHSTAR REALTY EUR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8777
NRG|NRG ENERGY INC|ABLE|NATIXIS Securities Americas LLC|736096
NRG|NRG ENERGY INC|AGIS|Aegis Capital Corp.|500
NRG|NRG ENERGY INC|ALTX|Alternet Securities Inc.|31151
NRG|NRG ENERGY INC|ANOS|ABEL/NOSER, L.L.C.|261
NRG|NRG ENERGY INC|APCC|Apex Clearing Corporation|1643
NRG|NRG ENERGY INC|AQUA|AQUA SECURITIES L.P.|15100
NRG|NRG ENERGY INC|BANK|Primevest Financial Services, Inc.|305
NRG|NRG ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|245
NRG|NRG ENERGY INC|BATM|CBOE TRADING, INC.|47837
NRG|NRG ENERGY INC|BAYC|BAY CREST PARTNERS, LLC|4389
NRG|NRG ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|174758
NRG|NRG ENERGY INC|BIAD|SAGETRADER, LLC|335
NRG|NRG ENERGY INC|BIDS|BIDS TRADING L.P.|107800
NRG|NRG ENERGY INC|BKCM|BNY Mellon Capital Markets LLC|821
NRG|NRG ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20715
NRG|NRG ENERGY INC|BLKX|INSTINET, LLC|140500
NRG|NRG ENERGY INC|BMOC|BMO Capital Markets Corp.|100
NRG|NRG ENERGY INC|BNPX|BNP PARIBAS SECURITIES CORP.|396905
NRG|NRG ENERGY INC|BTIG|BTIG, LLC|186826
NRG|NRG ENERGY INC|BYXM|CBOE TRADING, INC.|12795
NRG|NRG ENERGY INC|BZYD|GOLDMAN SACHS & CO. LLC|1000
NRG|NRG ENERGY INC|CABR|Cabrera Capital Markets, Inc.|50
NRG|NRG ENERGY INC|CANT|Cantor Fitzgerald & Co.|6088
NRG|NRG ENERGY INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|291672
NRG|NRG ENERGY INC|CHAS|Charles Schwab & Co., Inc.|6458
NRG|NRG ENERGY INC|CIBP|CIBC World Markets Corp.|107459
NRG|NRG ENERGY INC|CIST|Capital Institutional Services, Inc.|4733
NRG|NRG ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|403632
NRG|NRG ENERGY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6522
NRG|NRG ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2126886
NRG|NRG ENERGY INC|CTDL|Citadel Derivatives Group Llc|38529
NRG|NRG ENERGY INC|CTLR|CUTLER GROUP, LP|519
NRG|NRG ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1117664
NRG|NRG ENERGY INC|DADA|D.A. Davidson & Co.|201
NRG|NRG ENERGY INC|DAVA|Davenport & Company LLC|540
NRG|NRG ENERGY INC|DBAB|Deutsche Bank Securities Inc.|1709623
NRG|NRG ENERGY INC|DBAX|Deutsche Bank Securities Inc.|1769800
NRG|NRG ENERGY INC|DBUL|Deutsche Bank Securities Inc.|11491
NRG|NRG ENERGY INC|DCHF|Dart Executions, LLC|10058
NRG|NRG ENERGY INC|DEAN|MORGAN STANLEY|28512
NRG|NRG ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|500
NRG|NRG ENERGY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|887
NRG|NRG ENERGY INC|EBXL|EBX LLC|1250900
NRG|NRG ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|30598
NRG|NRG ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|3074
NRG|NRG ENERGY INC|EGAM|CBOE TRADING, INC.|75124
NRG|NRG ENERGY INC|EGAW|CBOE TRADING, INC.|1100
NRG|NRG ENERGY INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
NRG|NRG ENERGY INC|EGXM|CBOE TRADING, INC.|8113
NRG|NRG ENERGY INC|EGXW|CBOE TRADING, INC.|125
NRG|NRG ENERGY INC|EROP|Eroom Securities L.L.C.|4000
NRG|NRG ENERGY INC|ESPO|ESPOSITO SECURITIES, LLC|1548
NRG|NRG ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|81431
NRG|NRG ENERGY INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
NRG|NRG ENERGY INC|ETCC|Electronic Transaction Clearing, Inc.|609
NRG|NRG ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22430
NRG|NRG ENERGY INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3775
NRG|NRG ENERGY INC|ETRS|E*Trade Securities LLC|172204
NRG|NRG ENERGY INC|FBSB|U.S. Bancorp Investments, Inc.|40
NRG|NRG ENERGY INC|FILL|Tradestation Securities, Inc.|44607
NRG|NRG ENERGY INC|FINX|FINTECH SECURITIES|46
NRG|NRG ENERGY INC|FMAF|NBCN Inc./ CDS|12322
NRG|NRG ENERGY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|59627
NRG|NRG ENERGY INC|FQLS|Quantlab Securities LP|1092968
NRG|NRG ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|239550
NRG|NRG ENERGY INC|FTBR|Foliofn Investments, Inc.|15834
NRG|NRG ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12190
NRG|NRG ENERGY INC|GLIS|TD Securities Inc|1547
NRG|NRG ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|234822
NRG|NRG ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|6706386
NRG|NRG ENERGY INC|GSCS|GOLDMAN SACHS & CO. LLC|62335
NRG|NRG ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|45674
NRG|NRG ENERGY INC|GTSZ|GTS SECURITIES LLC|227724
NRG|NRG ENERGY INC|GUGS|Guggenheim Securities, LLC|2900
NRG|NRG ENERGY INC|HAPX|HAP Trading, LLC|489
NRG|NRG ENERGY INC|HRBF|American Enterprise Investment Services Inc.|4167
NRG|NRG ENERGY INC|HSBC|HSBC Securities, Inc.|3738
NRG|NRG ENERGY INC|IATS|INTERACTIVE BROKERS LLC|21407
NRG|NRG ENERGY INC|IBKR|Interactive Brokers Llc|53894
NRG|NRG ENERGY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1309
NRG|NRG ENERGY INC|ICBX|INSTINET, LLC|494049
NRG|NRG ENERGY INC|IEQY|CITADEL SECURITIES LLC|718702
NRG|NRG ENERGY INC|INCA|INSTINET, LLC|788438
NRG|NRG ENERGY INC|INJX|INSTINET, LLC|25477
NRG|NRG ENERGY INC|ITGI|ITG Inc.|289567
NRG|NRG ENERGY INC|ITGP|ITG INC.|819400
NRG|NRG ENERGY INC|JANY|Janney Montgomery Scott Inc.|2844
NRG|NRG ENERGY INC|JEFF|JEFFERIES LLC|680870
NRG|NRG ENERGY INC|JMPT|JUMP TRADING, LLC|263154
NRG|NRG ENERGY INC|JPBX|J.P. MORGAN SECURITIES LLC|340405
NRG|NRG ENERGY INC|JPMX|J.P. Morgan Securities LLC|2573557
NRG|NRG ENERGY INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100200
NRG|NRG ENERGY INC|JSJX|JANE STREET CAPITAL LLC|16718
NRG|NRG ENERGY INC|KCGM|VIRTU Americas LLC|261678
NRG|NRG ENERGY INC|KING|C. L. King & Associates, Inc.|100
NRG|NRG ENERGY INC|LBKI|Libucki & Co., LLC|3190070
NRG|NRG ENERGY INC|LEHM|Barclays Capital Inc./Le|4129980
NRG|NRG ENERGY INC|LIME|Lime Brokerage LLC|54899
NRG|NRG ENERGY INC|LOOP|Loop Capital Markets LLC|95340
NRG|NRG ENERGY INC|LQNA|LIQUIDNET, INC.|229600
NRG|NRG ENERGY INC|LSCI|Lek Securities Corporation|1359
NRG|NRG ENERGY INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
NRG|NRG ENERGY INC|MACQ|Macquarie Capital (USA) Inc.|11869
NRG|NRG ENERGY INC|MBTS|ALLY INVEST SECURITIES LLC|779
NRG|NRG ENERGY INC|MKMP|MKM Partners LLC|349005
NRG|NRG ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|845208
NRG|NRG ENERGY INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1016
NRG|NRG ENERGY INC|MOTF|MOTIF INVESTING, INC.|10
NRG|NRG ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|6705060
NRG|NRG ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|1415200
NRG|NRG ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|1033300
NRG|NRG ENERGY INC|MTON|MILLINGTON SECURITIES, INC.|54616
NRG|NRG ENERGY INC|NATL|National Securities Corporation|51
NRG|NRG ENERGY INC|NEUB|NEUBERGER BERMAN BD LLC|4919
NRG|NRG ENERGY INC|NFSC|National Financial Services LLC|483205
NRG|NRG ENERGY INC|NITE|VIRTU Americas LLC|1461584
NRG|NRG ENERGY INC|NITP|VIRTU Americas LLC|5009
NRG|NRG ENERGY INC|NMRA|Nomura Securities International, Inc.|27600
NRG|NRG ENERGY INC|NQRB|Brut, LLC|30578
NRG|NRG ENERGY INC|NTBF|BMO Nesbitt Burns Inc./CDS|1445
NRG|NRG ENERGY INC|OHOS|TWO SIGMA SECURITIES, LLC|190004
NRG|NRG ENERGY INC|OPCO|Oppenheimer & Co. Inc.|24347
NRG|NRG ENERGY INC|OTAA|OTA LLC|800
NRG|NRG ENERGY INC|PDQM|CODA MARKETS, INC.|153563
NRG|NRG ENERGY INC|PHLY|NASDAQ Execution Services, LLC|10200
NRG|NRG ENERGY INC|PWJC|UBS Financial Services, Inc.|24544
NRG|NRG ENERGY INC|QMSR|QUATTRO M SECURITIES INC.|86921
NRG|NRG ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|1122
NRG|NRG ENERGY INC|RHCO|Suntrust Robinson Humphrey, Inc.|99
NRG|NRG ENERGY INC|SAGL|SAGETRADER, LLC|146733
NRG|NRG ENERGY INC|SAGW|SAGETRADER, LLC|61
NRG|NRG ENERGY INC|SBRX|MURIEL SIEBERT & CO INC|398
NRG|NRG ENERGY INC|SBSH|Citigroup Global Markets Inc.|1368512
NRG|NRG ENERGY INC|SEIC|SEI Investments Distribution Co.|800
NRG|NRG ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|981236
NRG|NRG ENERGY INC|SJLS|TRADE INFORMATICS LLC|100
NRG|NRG ENERGY INC|SPDR|SPEEDROUTE LLC|50653
NRG|NRG ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|1300
NRG|NRG ENERGY INC|STKP|STOCKPILE INVESTMENTS, INC.|74
NRG|NRG ENERGY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22338
NRG|NRG ENERGY INC|SWIM|TD Ameritrade, Inc.|373138
NRG|NRG ENERGY INC|SWST|Hilltop Securities Inc.|13963
NRG|NRG ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|9964
NRG|NRG ENERGY INC|TMBR|Timber Hill LLC|7776
NRG|NRG ENERGY INC|TRBT|Tradebot Systems, Inc.|927813
NRG|NRG ENERGY INC|TRCM|TRC MARKETS LLC|570686
NRG|NRG ENERGY INC|TWTT|TASTYWORKS, INC.|1237
NRG|NRG ENERGY INC|UBSA|UBS SECURITIES LLC|3509371
NRG|NRG ENERGY INC|UBSS|UBS Securities LLC|3707344
NRG|NRG ENERGY INC|VALX|VIRTU AMERICAS LLC|64755
NRG|NRG ENERGY INC|VGRD|Vanguard Marketing Corporation|10498
NRG|NRG ENERGY INC|VSIN|Vision Financial Markets Llc|6
NRG|NRG ENERGY INC|WABR|Wall Street Access|63216
NRG|NRG ENERGY INC|WBET|Wallachbeth Capital LLC|2348
NRG|NRG ENERGY INC|WBLR|WILLIAM BLAIR|125567
NRG|NRG ENERGY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|12270
NRG|NRG ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|629148
NRG|NRG ENERGY INC|WDNX|WEEDEN & CO.L.P.|5990
NRG|NRG ENERGY INC|WEDB|WEDBUSH SECURITIES INC.|13077
NRG|NRG ENERGY INC|WEED|Weeden & Co.L.P.|8338
NRG|NRG ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|154424
NRG|NRG ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|146542
NRG|NRG ENERGY INC|WGIF|CIBC World Markets Inc.|47
NRG|NRG ENERGY INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2824
NRG|NRG ENERGY INC|WOLF|Wolfe Trahan Securities|4500
NRG|NRG ENERGY INC|WSAG|WALL STREET ACCESS|173
NRG|NRG ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|17985
NRG|NRG ENERGY INC|XIST|INSTINET, LLC|461804
NRG|NRG ENERGY INC|XPQR|Jump Trading|300
NRG|NRG ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|190526
NRG|NRG ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3912
NRG|NRG ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6491
NRIM|NORTHRIM BANCORP INC|ANOS|ABEL/NOSER, L.L.C.|700
NRIM|NORTHRIM BANCORP INC|APCC|Apex Clearing Corporation|5
NRIM|NORTHRIM BANCORP INC|BATM|CBOE TRADING, INC.|192
NRIM|NORTHRIM BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|402
NRIM|NORTHRIM BANCORP INC|BMOC|BMO Capital Markets Corp.|1084
NRIM|NORTHRIM BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|619
NRIM|NORTHRIM BANCORP INC|BTIG|BTIG, LLC|8
NRIM|NORTHRIM BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|784
NRIM|NORTHRIM BANCORP INC|CHAS|Charles Schwab & Co., Inc.|5
NRIM|NORTHRIM BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2535
NRIM|NORTHRIM BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|122
NRIM|NORTHRIM BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
NRIM|NORTHRIM BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6908
NRIM|NORTHRIM BANCORP INC|CTDL|Citadel Derivatives Group Llc|46
NRIM|NORTHRIM BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NRIM|NORTHRIM BANCORP INC|DBAB|Deutsche Bank Securities Inc.|11296
NRIM|NORTHRIM BANCORP INC|DBAX|Deutsche Bank Securities Inc.|2000
NRIM|NORTHRIM BANCORP INC|DEAN|MORGAN STANLEY|590
NRIM|NORTHRIM BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|12
NRIM|NORTHRIM BANCORP INC|EBXL|EBX LLC|300
NRIM|NORTHRIM BANCORP INC|EDJO|Edward D. Jones & Co., L.P.|103
NRIM|NORTHRIM BANCORP INC|EGAM|CBOE TRADING, INC.|95
NRIM|NORTHRIM BANCORP INC|EGXM|CBOE TRADING, INC.|28
NRIM|NORTHRIM BANCORP INC|ETRS|E*Trade Securities LLC|2284
NRIM|NORTHRIM BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|46229
NRIM|NORTHRIM BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|7162
NRIM|NORTHRIM BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|562
NRIM|NORTHRIM BANCORP INC|FTBR|Foliofn Investments, Inc.|637
NRIM|NORTHRIM BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2260
NRIM|NORTHRIM BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|35466
NRIM|NORTHRIM BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|204
NRIM|NORTHRIM BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|1021
NRIM|NORTHRIM BANCORP INC|HRBF|American Enterprise Investment Services Inc.|65
NRIM|NORTHRIM BANCORP INC|IBKR|Interactive Brokers Llc|4375
NRIM|NORTHRIM BANCORP INC|ICBX|INSTINET, LLC|300
NRIM|NORTHRIM BANCORP INC|IEQY|CITADEL SECURITIES LLC|1375
NRIM|NORTHRIM BANCORP INC|INCA|INSTINET, LLC|22395
NRIM|NORTHRIM BANCORP INC|INJX|INSTINET, LLC|2911
NRIM|NORTHRIM BANCORP INC|ITGI|ITG Inc.|4255
NRIM|NORTHRIM BANCORP INC|ITGP|ITG INC.|27800
NRIM|NORTHRIM BANCORP INC|JEFF|JEFFERIES LLC|6179
NRIM|NORTHRIM BANCORP INC|JONE|JonesTrading|28000
NRIM|NORTHRIM BANCORP INC|JPMX|J.P. Morgan Securities LLC|5560
NRIM|NORTHRIM BANCORP INC|KCGM|VIRTU Americas LLC|300
NRIM|NORTHRIM BANCORP INC|LEHM|Barclays Capital Inc./Le|15177
NRIM|NORTHRIM BANCORP INC|LIME|Lime Brokerage LLC|21815
NRIM|NORTHRIM BANCORP INC|MAXM|Maxim Group LLC|400
NRIM|NORTHRIM BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16660
NRIM|NORTHRIM BANCORP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|60
NRIM|NORTHRIM BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|36716
NRIM|NORTHRIM BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|1100
NRIM|NORTHRIM BANCORP INC|NFSC|National Financial Services LLC|5199
NRIM|NORTHRIM BANCORP INC|NITE|VIRTU Americas LLC|12696
NRIM|NORTHRIM BANCORP INC|NQRB|Brut, LLC|200
NRIM|NORTHRIM BANCORP INC|OPCO|Oppenheimer & Co. Inc.|41
NRIM|NORTHRIM BANCORP INC|SBSH|Citigroup Global Markets Inc.|7056
NRIM|NORTHRIM BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|960
NRIM|NORTHRIM BANCORP INC|SPDR|SPEEDROUTE LLC|303
NRIM|NORTHRIM BANCORP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2700
NRIM|NORTHRIM BANCORP INC|SWIM|TD Ameritrade, Inc.|903
NRIM|NORTHRIM BANCORP INC|TKNG|ALLY INVEST SECURITIES LLC|12
NRIM|NORTHRIM BANCORP INC|TRBT|Tradebot Systems, Inc.|2542
NRIM|NORTHRIM BANCORP INC|TRCM|TRC MARKETS LLC|12493
NRIM|NORTHRIM BANCORP INC|UBSA|UBS SECURITIES LLC|6676
NRIM|NORTHRIM BANCORP INC|UBSS|UBS Securities LLC|28727
NRIM|NORTHRIM BANCORP INC|VALX|VIRTU AMERICAS LLC|249
NRIM|NORTHRIM BANCORP INC|VGRD|Vanguard Marketing Corporation|533
NRIM|NORTHRIM BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|888
NRIM|NORTHRIM BANCORP INC|WEED|Weeden & Co.L.P.|5200
NRIM|NORTHRIM BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|474
NRIM|NORTHRIM BANCORP INC|XIST|INSTINET, LLC|400
NRIM|NORTHRIM BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13
NRK|NUVEEN NY AMT-FREE|AGIS|Aegis Capital Corp.|6539
NRK|NUVEEN NY AMT-FREE|ALTX|Alternet Securities Inc.|700
NRK|NUVEEN NY AMT-FREE|APCC|Apex Clearing Corporation|13
NRK|NUVEEN NY AMT-FREE|BATM|CBOE TRADING, INC.|900
NRK|NUVEEN NY AMT-FREE|BERN|Sanford C. Bernstein & Co., LLC|100
NRK|NUVEEN NY AMT-FREE|BTIG|BTIG, LLC|756
NRK|NUVEEN NY AMT-FREE|CANT|Cantor Fitzgerald & Co.|9371
NRK|NUVEEN NY AMT-FREE|CHAS|Charles Schwab & Co., Inc.|3
NRK|NUVEEN NY AMT-FREE|CIST|Capital Institutional Services, Inc.|824
NRK|NUVEEN NY AMT-FREE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9142
NRK|NUVEEN NY AMT-FREE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NRK|NUVEEN NY AMT-FREE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13341
NRK|NUVEEN NY AMT-FREE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2166
NRK|NUVEEN NY AMT-FREE|DADA|D.A. Davidson & Co.|4100
NRK|NUVEEN NY AMT-FREE|DBAX|Deutsche Bank Securities Inc.|16100
NRK|NUVEEN NY AMT-FREE|DEAN|MORGAN STANLEY|14929
NRK|NUVEEN NY AMT-FREE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
NRK|NUVEEN NY AMT-FREE|EBXL|EBX LLC|13100
NRK|NUVEEN NY AMT-FREE|ECUT|CONVERGEX EXECUTION SOLUTIONS|18455
NRK|NUVEEN NY AMT-FREE|EDJO|Edward D. Jones & Co., L.P.|1746
NRK|NUVEEN NY AMT-FREE|EGAM|CBOE TRADING, INC.|2543
NRK|NUVEEN NY AMT-FREE|EGXM|CBOE TRADING, INC.|1400
NRK|NUVEEN NY AMT-FREE|EGXW|CBOE TRADING, INC.|1200
NRK|NUVEEN NY AMT-FREE|ETBE|Electronic Transaction Clearing, Inc.|200
NRK|NUVEEN NY AMT-FREE|ETRS|E*Trade Securities LLC|9061
NRK|NUVEEN NY AMT-FREE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15708
NRK|NUVEEN NY AMT-FREE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21869
NRK|NUVEEN NY AMT-FREE|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3925
NRK|NUVEEN NY AMT-FREE|FTBR|Foliofn Investments, Inc.|1
NRK|NUVEEN NY AMT-FREE|GEBB|GLOBAL EXECUTION BROKERS, LP|100
NRK|NUVEEN NY AMT-FREE|GLPX|ACS EXECUTION SERVICES, LLC|500
NRK|NUVEEN NY AMT-FREE|GSCO|GOLDMAN SACHS & CO. LLC|18830
NRK|NUVEEN NY AMT-FREE|GSLT|GOLDMAN SACHS & CO. LLC|5165
NRK|NUVEEN NY AMT-FREE|HRBF|American Enterprise Investment Services Inc.|12496
NRK|NUVEEN NY AMT-FREE|IATS|INTERACTIVE BROKERS LLC|2900
NRK|NUVEEN NY AMT-FREE|IBKR|Interactive Brokers Llc|17588
NRK|NUVEEN NY AMT-FREE|ICBX|INSTINET, LLC|5300
NRK|NUVEEN NY AMT-FREE|INCA|INSTINET, LLC|322
NRK|NUVEEN NY AMT-FREE|ITGI|ITG Inc.|8033
NRK|NUVEEN NY AMT-FREE|ITGP|ITG INC.|6800
NRK|NUVEEN NY AMT-FREE|JANY|Janney Montgomery Scott Inc.|2011
NRK|NUVEEN NY AMT-FREE|JEFF|JEFFERIES LLC|4951
NRK|NUVEEN NY AMT-FREE|JHDR|J.H. Darbie & Co., Inc.|137
NRK|NUVEEN NY AMT-FREE|JMPT|JUMP TRADING, LLC|232
NRK|NUVEEN NY AMT-FREE|JONE|JonesTrading|117706
NRK|NUVEEN NY AMT-FREE|JPMX|J.P. Morgan Securities LLC|11600
NRK|NUVEEN NY AMT-FREE|KCGM|VIRTU Americas LLC|6355
NRK|NUVEEN NY AMT-FREE|LEHM|Barclays Capital Inc./Le|17600
NRK|NUVEEN NY AMT-FREE|LGNT|COR CLEARING LLC|1
NRK|NUVEEN NY AMT-FREE|LIME|Lime Brokerage LLC|146
NRK|NUVEEN NY AMT-FREE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NRK|NUVEEN NY AMT-FREE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16200
NRK|NUVEEN NY AMT-FREE|MSCO|MORGAN STANLEY & CO. LLC|100454
NRK|NUVEEN NY AMT-FREE|MSPL|MORGAN STANLEY & CO. LLC|22200
NRK|NUVEEN NY AMT-FREE|MSTX|MORGAN STANLEY & CO. LLC|800
NRK|NUVEEN NY AMT-FREE|NFSC|National Financial Services LLC|183433
NRK|NUVEEN NY AMT-FREE|NITE|VIRTU Americas LLC|214207
NRK|NUVEEN NY AMT-FREE|NQRB|Brut, LLC|4100
NRK|NUVEEN NY AMT-FREE|OPCO|Oppenheimer & Co. Inc.|26513
NRK|NUVEEN NY AMT-FREE|OTAA|OTA LLC|1900
NRK|NUVEEN NY AMT-FREE|PDQM|CODA MARKETS, INC.|3300
NRK|NUVEEN NY AMT-FREE|PWJC|UBS Financial Services, Inc.|18072
NRK|NUVEEN NY AMT-FREE|RBCM|RBC CAPITAL MARKETS, LLC|34678
NRK|NUVEEN NY AMT-FREE|SBSH|Citigroup Global Markets Inc.|10202
NRK|NUVEEN NY AMT-FREE|SGMT|GOLDMAN SACHS & CO. LLC|7312
NRK|NUVEEN NY AMT-FREE|STFL|Stifel, Nicolaus & Company, Incorporated|43005
NRK|NUVEEN NY AMT-FREE|SWIM|TD Ameritrade, Inc.|4462
NRK|NUVEEN NY AMT-FREE|SWST|Hilltop Securities Inc.|633
NRK|NUVEEN NY AMT-FREE|TRBT|Tradebot Systems, Inc.|1615
NRK|NUVEEN NY AMT-FREE|UBSA|UBS SECURITIES LLC|39363
NRK|NUVEEN NY AMT-FREE|UBSS|UBS Securities LLC|152136
NRK|NUVEEN NY AMT-FREE|VALX|VIRTU AMERICAS LLC|1772
NRK|NUVEEN NY AMT-FREE|VGRD|Vanguard Marketing Corporation|19059
NRK|NUVEEN NY AMT-FREE|WCHV|WELLS FARGO SECURITIES, LLC|63223
NRK|NUVEEN NY AMT-FREE|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
NRK|NUVEEN NY AMT-FREE|YKNA|COMHAR CAPITAL MARKETS, LLC|400
NRK|NUVEEN NY AMT-FREE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9379
NRO|NB RE SECS INC FD|AGIS|Aegis Capital Corp.|34288
NRO|NB RE SECS INC FD|ALTX|Alternet Securities Inc.|1300
NRO|NB RE SECS INC FD|APCC|Apex Clearing Corporation|233
NRO|NB RE SECS INC FD|BARD|Robert W. Baird & Co. Incorporated|9
NRO|NB RE SECS INC FD|BATM|CBOE TRADING, INC.|595
NRO|NB RE SECS INC FD|BERN|Sanford C. Bernstein & Co., LLC|500
NRO|NB RE SECS INC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
NRO|NB RE SECS INC FD|BTIG|BTIG, LLC|300
NRO|NB RE SECS INC FD|CHAS|Charles Schwab & Co., Inc.|429
NRO|NB RE SECS INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2750
NRO|NB RE SECS INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6014
NRO|NB RE SECS INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|4062
NRO|NB RE SECS INC FD|DBAX|Deutsche Bank Securities Inc.|5400
NRO|NB RE SECS INC FD|DEAN|MORGAN STANLEY|3250
NRO|NB RE SECS INC FD|DEGS|RONIN PROFESSIONAL LLC|700
NRO|NB RE SECS INC FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
NRO|NB RE SECS INC FD|EBXL|EBX LLC|4500
NRO|NB RE SECS INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3884
NRO|NB RE SECS INC FD|EDJO|Edward D. Jones & Co., L.P.|1686
NRO|NB RE SECS INC FD|EGAM|CBOE TRADING, INC.|6484
NRO|NB RE SECS INC FD|EGXM|CBOE TRADING, INC.|1662
NRO|NB RE SECS INC FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
NRO|NB RE SECS INC FD|ETRS|E*Trade Securities LLC|66964
NRO|NB RE SECS INC FD|FBSB|U.S. Bancorp Investments, Inc.|1100
NRO|NB RE SECS INC FD|FINX|FINTECH SECURITIES|672
NRO|NB RE SECS INC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2632
NRO|NB RE SECS INC FD|FTBR|Foliofn Investments, Inc.|530
NRO|NB RE SECS INC FD|GLPX|ACS EXECUTION SERVICES, LLC|600
NRO|NB RE SECS INC FD|GSCO|GOLDMAN SACHS & CO. LLC|414
NRO|NB RE SECS INC FD|GSCS|GOLDMAN SACHS & CO. LLC|100
NRO|NB RE SECS INC FD|HRBF|American Enterprise Investment Services Inc.|8395
NRO|NB RE SECS INC FD|IATS|INTERACTIVE BROKERS LLC|8450
NRO|NB RE SECS INC FD|IBKR|Interactive Brokers Llc|40602
NRO|NB RE SECS INC FD|ICBX|INSTINET, LLC|5215
NRO|NB RE SECS INC FD|INCA|INSTINET, LLC|2216
NRO|NB RE SECS INC FD|ITGI|ITG Inc.|26264
NRO|NB RE SECS INC FD|ITGP|ITG INC.|3600
NRO|NB RE SECS INC FD|JMPT|JUMP TRADING, LLC|27
NRO|NB RE SECS INC FD|JPMX|J.P. Morgan Securities LLC|11140
NRO|NB RE SECS INC FD|KCGM|VIRTU Americas LLC|15689
NRO|NB RE SECS INC FD|LEHM|Barclays Capital Inc./Le|7200
NRO|NB RE SECS INC FD|LGNT|COR CLEARING LLC|2
NRO|NB RE SECS INC FD|LIME|Lime Brokerage LLC|599
NRO|NB RE SECS INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
NRO|NB RE SECS INC FD|MACC|Mid Atlantic Capital Corporation|1600
NRO|NB RE SECS INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11358
NRO|NB RE SECS INC FD|MOTF|MOTIF INVESTING, INC.|1
NRO|NB RE SECS INC FD|MSCO|MORGAN STANLEY & CO. LLC|143903
NRO|NB RE SECS INC FD|MSPL|MORGAN STANLEY & CO. LLC|2200
NRO|NB RE SECS INC FD|NATL|National Securities Corporation|1600
NRO|NB RE SECS INC FD|NFSC|National Financial Services LLC|311870
NRO|NB RE SECS INC FD|NITE|VIRTU Americas LLC|402401
NRO|NB RE SECS INC FD|NTBF|BMO Nesbitt Burns Inc./CDS|50
NRO|NB RE SECS INC FD|OPCO|Oppenheimer & Co. Inc.|11623
NRO|NB RE SECS INC FD|PDQM|CODA MARKETS, INC.|3809
NRO|NB RE SECS INC FD|PWJC|UBS Financial Services, Inc.|16629
NRO|NB RE SECS INC FD|RBCM|RBC CAPITAL MARKETS, LLC|24820
NRO|NB RE SECS INC FD|SBSH|Citigroup Global Markets Inc.|5200
NRO|NB RE SECS INC FD|SGMT|GOLDMAN SACHS & CO. LLC|4131
NRO|NB RE SECS INC FD|SOGO|Wang Investment Associates, Inc.|249
NRO|NB RE SECS INC FD|SPHN|Stephens Inc.|29
NRO|NB RE SECS INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|14326
NRO|NB RE SECS INC FD|STXG|Stockcross Financial Services, Inc.|40
NRO|NB RE SECS INC FD|SWIM|TD Ameritrade, Inc.|18214
NRO|NB RE SECS INC FD|SWST|Hilltop Securities Inc.|23095
NRO|NB RE SECS INC FD|TKNG|ALLY INVEST SECURITIES LLC|2207
NRO|NB RE SECS INC FD|TRBT|Tradebot Systems, Inc.|1753
NRO|NB RE SECS INC FD|TWTT|TASTYWORKS, INC.|300
NRO|NB RE SECS INC FD|UBSA|UBS SECURITIES LLC|20093
NRO|NB RE SECS INC FD|UBSS|UBS Securities LLC|120553
NRO|NB RE SECS INC FD|VGRD|Vanguard Marketing Corporation|47260
NRO|NB RE SECS INC FD|WBET|Wallachbeth Capital LLC|1600
NRO|NB RE SECS INC FD|WCHV|WELLS FARGO SECURITIES, LLC|171050
NRO|NB RE SECS INC FD|WEDB|WEDBUSH SECURITIES INC.|1321
NRO|NB RE SECS INC FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
NRO|NB RE SECS INC FD|WGIF|CIBC World Markets Inc.|31
NRO|NB RE SECS INC FD|WSEA|WOLVERINE SECURITIES, LLC|7908
NRO|NB RE SECS INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
NRO|NB RE SECS INC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
NRO|NB RE SECS INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41928
NRP|NATURAL RES PTNRS LP|APCC|Apex Clearing Corporation|9
NRP|NATURAL RES PTNRS LP|BATM|CBOE TRADING, INC.|79
NRP|NATURAL RES PTNRS LP|CHAS|Charles Schwab & Co., Inc.|11
NRP|NATURAL RES PTNRS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
NRP|NATURAL RES PTNRS LP|DAVA|Davenport & Company LLC|39
NRP|NATURAL RES PTNRS LP|DBAB|Deutsche Bank Securities Inc.|455
NRP|NATURAL RES PTNRS LP|DBAX|Deutsche Bank Securities Inc.|2900
NRP|NATURAL RES PTNRS LP|DEAN|MORGAN STANLEY|26
NRP|NATURAL RES PTNRS LP|DEGS|RONIN PROFESSIONAL LLC|200
NRP|NATURAL RES PTNRS LP|EBXL|EBX LLC|2000
NRP|NATURAL RES PTNRS LP|EDJO|Edward D. Jones & Co., L.P.|165
NRP|NATURAL RES PTNRS LP|ETRS|E*Trade Securities LLC|4546
NRP|NATURAL RES PTNRS LP|FILL|Tradestation Securities, Inc.|360
NRP|NATURAL RES PTNRS LP|FTBR|Foliofn Investments, Inc.|666
NRP|NATURAL RES PTNRS LP|GLIS|TD Securities Inc|270
NRP|NATURAL RES PTNRS LP|GSCO|GOLDMAN SACHS & CO. LLC|110
NRP|NATURAL RES PTNRS LP|GTSZ|GTS SECURITIES LLC|200
NRP|NATURAL RES PTNRS LP|HRBF|American Enterprise Investment Services Inc.|191
NRP|NATURAL RES PTNRS LP|IBKR|Interactive Brokers Llc|2752
NRP|NATURAL RES PTNRS LP|INCA|INSTINET, LLC|19
NRP|NATURAL RES PTNRS LP|ITGP|ITG INC.|200
NRP|NATURAL RES PTNRS LP|JANY|Janney Montgomery Scott Inc.|120
NRP|NATURAL RES PTNRS LP|JPMX|J.P. Morgan Securities LLC|2000
NRP|NATURAL RES PTNRS LP|LEHM|Barclays Capital Inc./Le|1000
NRP|NATURAL RES PTNRS LP|LIME|Lime Brokerage LLC|5154
NRP|NATURAL RES PTNRS LP|LSCI|Lek Securities Corporation|6
NRP|NATURAL RES PTNRS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1650
NRP|NATURAL RES PTNRS LP|MSCO|MORGAN STANLEY & CO. LLC|9576
NRP|NATURAL RES PTNRS LP|MSPL|MORGAN STANLEY & CO. LLC|200
NRP|NATURAL RES PTNRS LP|NFSC|National Financial Services LLC|14168
NRP|NATURAL RES PTNRS LP|NITE|VIRTU Americas LLC|15482
NRP|NATURAL RES PTNRS LP|PWJC|UBS Financial Services, Inc.|797
NRP|NATURAL RES PTNRS LP|RBCM|RBC CAPITAL MARKETS, LLC|3542
NRP|NATURAL RES PTNRS LP|SGMT|GOLDMAN SACHS & CO. LLC|300
NRP|NATURAL RES PTNRS LP|SPDR|SPEEDROUTE LLC|100
NRP|NATURAL RES PTNRS LP|STFL|Stifel, Nicolaus & Company, Incorporated|36
NRP|NATURAL RES PTNRS LP|SWIM|TD Ameritrade, Inc.|1230
NRP|NATURAL RES PTNRS LP|SWST|Hilltop Securities Inc.|228
NRP|NATURAL RES PTNRS LP|TKNG|ALLY INVEST SECURITIES LLC|352
NRP|NATURAL RES PTNRS LP|TRBT|Tradebot Systems, Inc.|1781
NRP|NATURAL RES PTNRS LP|TRCM|TRC MARKETS LLC|1073
NRP|NATURAL RES PTNRS LP|UBSS|UBS Securities LLC|4640
NRP|NATURAL RES PTNRS LP|VGRD|Vanguard Marketing Corporation|1358
NRP|NATURAL RES PTNRS LP|WCHV|WELLS FARGO SECURITIES, LLC|9662
NRP|NATURAL RES PTNRS LP|WEDB|WEDBUSH SECURITIES INC.|100
NRP|NATURAL RES PTNRS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|201
NRP|NATURAL RES PTNRS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|229
NRP|NATURAL RES PTNRS LP|WSEA|WOLVERINE SECURITIES, LLC|169
NRP|NATURAL RES PTNRS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2481
NRT|NORTH EUROPEAN OIL|ALTX|Alternet Securities Inc.|100
NRT|NORTH EUROPEAN OIL|APCC|Apex Clearing Corporation|499
NRT|NORTH EUROPEAN OIL|BATM|CBOE TRADING, INC.|1038
NRT|NORTH EUROPEAN OIL|BERN|Sanford C. Bernstein & Co., LLC|308
NRT|NORTH EUROPEAN OIL|CHAS|Charles Schwab & Co., Inc.|992
NRT|NORTH EUROPEAN OIL|CIST|Capital Institutional Services, Inc.|250
NRT|NORTH EUROPEAN OIL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NRT|NORTH EUROPEAN OIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|416
NRT|NORTH EUROPEAN OIL|DADA|D.A. Davidson & Co.|170
NRT|NORTH EUROPEAN OIL|DBAB|Deutsche Bank Securities Inc.|442
NRT|NORTH EUROPEAN OIL|DBAX|Deutsche Bank Securities Inc.|600
NRT|NORTH EUROPEAN OIL|DEGS|RONIN PROFESSIONAL LLC|1662
NRT|NORTH EUROPEAN OIL|EBXL|EBX LLC|300
NRT|NORTH EUROPEAN OIL|ETRS|E*Trade Securities LLC|10730
NRT|NORTH EUROPEAN OIL|FMAF|NBCN Inc./ CDS|1245
NRT|NORTH EUROPEAN OIL|FTBR|Foliofn Investments, Inc.|1506
NRT|NORTH EUROPEAN OIL|GLIS|TD Securities Inc|1800
NRT|NORTH EUROPEAN OIL|GLPX|ACS EXECUTION SERVICES, LLC|543
NRT|NORTH EUROPEAN OIL|GTSZ|GTS SECURITIES LLC|2850
NRT|NORTH EUROPEAN OIL|HRBF|American Enterprise Investment Services Inc.|2197
NRT|NORTH EUROPEAN OIL|IATS|INTERACTIVE BROKERS LLC|2636
NRT|NORTH EUROPEAN OIL|IBKR|Interactive Brokers Llc|5146
NRT|NORTH EUROPEAN OIL|INCA|INSTINET, LLC|66
NRT|NORTH EUROPEAN OIL|ITGP|ITG INC.|800
NRT|NORTH EUROPEAN OIL|LEHM|Barclays Capital Inc./Le|200
NRT|NORTH EUROPEAN OIL|LIME|Lime Brokerage LLC|671
NRT|NORTH EUROPEAN OIL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|560
NRT|NORTH EUROPEAN OIL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NRT|NORTH EUROPEAN OIL|MSCO|MORGAN STANLEY & CO. LLC|9325
NRT|NORTH EUROPEAN OIL|MSPL|MORGAN STANLEY & CO. LLC|5500
NRT|NORTH EUROPEAN OIL|NFSC|National Financial Services LLC|25464
NRT|NORTH EUROPEAN OIL|NITE|VIRTU Americas LLC|46987
NRT|NORTH EUROPEAN OIL|NTBF|BMO Nesbitt Burns Inc./CDS|945
NRT|NORTH EUROPEAN OIL|PDQM|CODA MARKETS, INC.|643
NRT|NORTH EUROPEAN OIL|PWJC|UBS Financial Services, Inc.|925
NRT|NORTH EUROPEAN OIL|SALI|INTL FCSTONE FINANCIAL INC.|660
NRT|NORTH EUROPEAN OIL|SGMT|GOLDMAN SACHS & CO. LLC|200
NRT|NORTH EUROPEAN OIL|SPDR|SPEEDROUTE LLC|100
NRT|NORTH EUROPEAN OIL|STFL|Stifel, Nicolaus & Company, Incorporated|400
NRT|NORTH EUROPEAN OIL|SWIM|TD Ameritrade, Inc.|15739
NRT|NORTH EUROPEAN OIL|TKNG|ALLY INVEST SECURITIES LLC|300
NRT|NORTH EUROPEAN OIL|TRCM|TRC MARKETS LLC|100
NRT|NORTH EUROPEAN OIL|UBSA|UBS SECURITIES LLC|2000
NRT|NORTH EUROPEAN OIL|UBSS|UBS Securities LLC|5290
NRT|NORTH EUROPEAN OIL|VALX|VIRTU AMERICAS LLC|2910
NRT|NORTH EUROPEAN OIL|VGRD|Vanguard Marketing Corporation|1892
NRT|NORTH EUROPEAN OIL|WABR|Wall Street Access|690
NRT|NORTH EUROPEAN OIL|WCHV|WELLS FARGO SECURITIES, LLC|9097
NRT|NORTH EUROPEAN OIL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|138
NRT|NORTH EUROPEAN OIL|WGIF|CIBC World Markets Inc.|300
NRT|NORTH EUROPEAN OIL|WSEA|WOLVERINE SECURITIES, LLC|173
NRT|NORTH EUROPEAN OIL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
NRZ|NEW RESIDENTIAL INVT|ADAM|CANACCORD GENUITY INC.|2200
NRZ|NEW RESIDENTIAL INVT|AGIS|Aegis Capital Corp.|2350
NRZ|NEW RESIDENTIAL INVT|ALTX|Alternet Securities Inc.|4861
NRZ|NEW RESIDENTIAL INVT|APCC|Apex Clearing Corporation|13162
NRZ|NEW RESIDENTIAL INVT|AQUA|AQUA SECURITIES L.P.|7900
NRZ|NEW RESIDENTIAL INVT|AURC|Aurora Capital LLC|4160
NRZ|NEW RESIDENTIAL INVT|BALE|M&T SECURITIES, INC.|500
NRZ|NEW RESIDENTIAL INVT|BANK|Primevest Financial Services, Inc.|2195
NRZ|NEW RESIDENTIAL INVT|BARD|Robert W. Baird & Co. Incorporated|6211
NRZ|NEW RESIDENTIAL INVT|BATM|CBOE TRADING, INC.|4111
NRZ|NEW RESIDENTIAL INVT|BAYC|BAY CREST PARTNERS, LLC|1590
NRZ|NEW RESIDENTIAL INVT|BAYT|BTIG, LLC|976
NRZ|NEW RESIDENTIAL INVT|BBNT|BB&T SECURITIES, LLC|20484
NRZ|NEW RESIDENTIAL INVT|BERN|Sanford C. Bernstein & Co., LLC|2981
NRZ|NEW RESIDENTIAL INVT|BIDS|BIDS TRADING L.P.|300
NRZ|NEW RESIDENTIAL INVT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|78253
NRZ|NEW RESIDENTIAL INVT|BLKX|INSTINET, LLC|57100
NRZ|NEW RESIDENTIAL INVT|BNKS|Fig Partners, LLC|11240
NRZ|NEW RESIDENTIAL INVT|BNPX|BNP PARIBAS SECURITIES CORP.|2366
NRZ|NEW RESIDENTIAL INVT|BTIG|BTIG, LLC|21888
NRZ|NEW RESIDENTIAL INVT|BYXM|CBOE TRADING, INC.|1000
NRZ|NEW RESIDENTIAL INVT|BZYD|GOLDMAN SACHS & CO. LLC|6600
NRZ|NEW RESIDENTIAL INVT|CAMC|Cambria Capital, LLC|2800
NRZ|NEW RESIDENTIAL INVT|CANT|Cantor Fitzgerald & Co.|4992
NRZ|NEW RESIDENTIAL INVT|CHAS|Charles Schwab & Co., Inc.|37478
NRZ|NEW RESIDENTIAL INVT|CIST|Capital Institutional Services, Inc.|100
NRZ|NEW RESIDENTIAL INVT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|398712
NRZ|NEW RESIDENTIAL INVT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25157
NRZ|NEW RESIDENTIAL INVT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|845016
NRZ|NEW RESIDENTIAL INVT|CTDE|CHOICETRADE|100
NRZ|NEW RESIDENTIAL INVT|CTDL|Citadel Derivatives Group Llc|2589
NRZ|NEW RESIDENTIAL INVT|CXCX|CITIGROUP GLOBAL MARKETS INC.|167234
NRZ|NEW RESIDENTIAL INVT|DADA|D.A. Davidson & Co.|13904
NRZ|NEW RESIDENTIAL INVT|DBAB|Deutsche Bank Securities Inc.|226887
NRZ|NEW RESIDENTIAL INVT|DBAX|Deutsche Bank Securities Inc.|611700
NRZ|NEW RESIDENTIAL INVT|DBUL|Deutsche Bank Securities Inc.|2116
NRZ|NEW RESIDENTIAL INVT|DCHF|Dart Executions, LLC|2484
NRZ|NEW RESIDENTIAL INVT|DEAN|MORGAN STANLEY|26612
NRZ|NEW RESIDENTIAL INVT|DEGS|RONIN PROFESSIONAL LLC|2711
NRZ|NEW RESIDENTIAL INVT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29
NRZ|NEW RESIDENTIAL INVT|DRWC|DRW SECURITIES, L.L.C.|1036
NRZ|NEW RESIDENTIAL INVT|EBXL|EBX LLC|389000
NRZ|NEW RESIDENTIAL INVT|ECUT|CONVERGEX EXECUTION SOLUTIONS|43883
NRZ|NEW RESIDENTIAL INVT|EDJC|Edward Jones / CDS|1020
NRZ|NEW RESIDENTIAL INVT|EDJO|Edward D. Jones & Co., L.P.|12800
NRZ|NEW RESIDENTIAL INVT|EGAM|CBOE TRADING, INC.|10667
NRZ|NEW RESIDENTIAL INVT|EGAW|CBOE TRADING, INC.|110
NRZ|NEW RESIDENTIAL INVT|EGXM|CBOE TRADING, INC.|4473
NRZ|NEW RESIDENTIAL INVT|ESPO|ESPOSITO SECURITIES, LLC|14900
NRZ|NEW RESIDENTIAL INVT|ETBE|Electronic Transaction Clearing, Inc.|15279
NRZ|NEW RESIDENTIAL INVT|ETCB|ETC BROKERAGE SERVICES, LLC|1200
NRZ|NEW RESIDENTIAL INVT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
NRZ|NEW RESIDENTIAL INVT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|569
NRZ|NEW RESIDENTIAL INVT|ETRS|E*Trade Securities LLC|1489077
NRZ|NEW RESIDENTIAL INVT|FBSB|U.S. Bancorp Investments, Inc.|1050
NRZ|NEW RESIDENTIAL INVT|FILL|Tradestation Securities, Inc.|320629
NRZ|NEW RESIDENTIAL INVT|FMAF|NBCN Inc./ CDS|9141
NRZ|NEW RESIDENTIAL INVT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4400
NRZ|NEW RESIDENTIAL INVT|FQLS|Quantlab Securities LP|288769
NRZ|NEW RESIDENTIAL INVT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|192960
NRZ|NEW RESIDENTIAL INVT|FTBR|Foliofn Investments, Inc.|18943
NRZ|NEW RESIDENTIAL INVT|GEBB|GLOBAL EXECUTION BROKERS, LP|24700
NRZ|NEW RESIDENTIAL INVT|GLIS|TD Securities Inc|5527
NRZ|NEW RESIDENTIAL INVT|GLPX|ACS EXECUTION SERVICES, LLC|22808
NRZ|NEW RESIDENTIAL INVT|GSCO|GOLDMAN SACHS & CO. LLC|1067586
NRZ|NEW RESIDENTIAL INVT|GSCS|GOLDMAN SACHS & CO. LLC|17691
NRZ|NEW RESIDENTIAL INVT|GSLT|GOLDMAN SACHS & CO. LLC|10008
NRZ|NEW RESIDENTIAL INVT|GTSZ|GTS SECURITIES LLC|121187
NRZ|NEW RESIDENTIAL INVT|HRBF|American Enterprise Investment Services Inc.|90409
NRZ|NEW RESIDENTIAL INVT|HSBC|HSBC Securities, Inc.|9180
NRZ|NEW RESIDENTIAL INVT|IATS|INTERACTIVE BROKERS LLC|158545
NRZ|NEW RESIDENTIAL INVT|IBKR|Interactive Brokers Llc|160406
NRZ|NEW RESIDENTIAL INVT|IBSJ|Integrity Brokerage Services, Inc.|1000
NRZ|NEW RESIDENTIAL INVT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|133
NRZ|NEW RESIDENTIAL INVT|ICBX|INSTINET, LLC|175905
NRZ|NEW RESIDENTIAL INVT|INCA|INSTINET, LLC|313164
NRZ|NEW RESIDENTIAL INVT|INJX|INSTINET, LLC|1048
NRZ|NEW RESIDENTIAL INVT|ITGI|ITG Inc.|211707
NRZ|NEW RESIDENTIAL INVT|ITGP|ITG INC.|554000
NRZ|NEW RESIDENTIAL INVT|JANY|Janney Montgomery Scott Inc.|31554
NRZ|NEW RESIDENTIAL INVT|JEFF|JEFFERIES LLC|137190
NRZ|NEW RESIDENTIAL INVT|JMPT|JUMP TRADING, LLC|56182
NRZ|NEW RESIDENTIAL INVT|JPBX|J.P. MORGAN SECURITIES LLC|323418
NRZ|NEW RESIDENTIAL INVT|JPMX|J.P. Morgan Securities LLC|1515500
NRZ|NEW RESIDENTIAL INVT|JSJX|JANE STREET CAPITAL LLC|20511
NRZ|NEW RESIDENTIAL INVT|KBWI|Keefe, Bruyette & Woods, Inc.|47390
NRZ|NEW RESIDENTIAL INVT|KCGM|VIRTU Americas LLC|153758
NRZ|NEW RESIDENTIAL INVT|KRSH|Kershner Securities, LLC|1893
NRZ|NEW RESIDENTIAL INVT|LEHM|Barclays Capital Inc./Le|2008625
NRZ|NEW RESIDENTIAL INVT|LIME|Lime Brokerage LLC|60052
NRZ|NEW RESIDENTIAL INVT|LOOP|Loop Capital Markets LLC|2661
NRZ|NEW RESIDENTIAL INVT|LQNA|LIQUIDNET, INC.|71100
NRZ|NEW RESIDENTIAL INVT|LQNB|LIQUIDNET, INC.|55000
NRZ|NEW RESIDENTIAL INVT|LSCI|Lek Securities Corporation|1912
NRZ|NEW RESIDENTIAL INVT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NRZ|NEW RESIDENTIAL INVT|MAXM|Maxim Group LLC|13103
NRZ|NEW RESIDENTIAL INVT|MBTS|ALLY INVEST SECURITIES LLC|2416
NRZ|NEW RESIDENTIAL INVT|MCMF|Raymond James Ltd. Cds|402
NRZ|NEW RESIDENTIAL INVT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|499302
NRZ|NEW RESIDENTIAL INVT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8203
NRZ|NEW RESIDENTIAL INVT|MOTF|MOTIF INVESTING, INC.|10
NRZ|NEW RESIDENTIAL INVT|MSCO|MORGAN STANLEY & CO. LLC|2736006
NRZ|NEW RESIDENTIAL INVT|MSPL|MORGAN STANLEY & CO. LLC|872700
NRZ|NEW RESIDENTIAL INVT|MSTX|MORGAN STANLEY & CO. LLC|357400
NRZ|NEW RESIDENTIAL INVT|NATL|National Securities Corporation|3150
NRZ|NEW RESIDENTIAL INVT|NEUB|NEUBERGER BERMAN BD LLC|500
NRZ|NEW RESIDENTIAL INVT|NFSC|National Financial Services LLC|3324894
NRZ|NEW RESIDENTIAL INVT|NITE|VIRTU Americas LLC|4516247
NRZ|NEW RESIDENTIAL INVT|NITP|VIRTU Americas LLC|115031
NRZ|NEW RESIDENTIAL INVT|NQRB|Brut, LLC|15089
NRZ|NEW RESIDENTIAL INVT|NTBF|BMO Nesbitt Burns Inc./CDS|2008
NRZ|NEW RESIDENTIAL INVT|NTRC|Northern Trust Securities, Inc.|482
NRZ|NEW RESIDENTIAL INVT|OPCO|Oppenheimer & Co. Inc.|94162
NRZ|NEW RESIDENTIAL INVT|PDQM|CODA MARKETS, INC.|4915
NRZ|NEW RESIDENTIAL INVT|PHLY|NASDAQ Execution Services, LLC|24000
NRZ|NEW RESIDENTIAL INVT|PREC|PRECISION SECURITIES, LLC|1400
NRZ|NEW RESIDENTIAL INVT|PWJC|UBS Financial Services, Inc.|45760
NRZ|NEW RESIDENTIAL INVT|RBCM|RBC CAPITAL MARKETS, LLC|85818
NRZ|NEW RESIDENTIAL INVT|RGLD|Regal Securities, Inc|3220
NRZ|NEW RESIDENTIAL INVT|SAGL|SAGETRADER, LLC|6000
NRZ|NEW RESIDENTIAL INVT|SAGW|SAGETRADER, LLC|484
NRZ|NEW RESIDENTIAL INVT|SALI|INTL FCSTONE FINANCIAL INC.|6129
NRZ|NEW RESIDENTIAL INVT|SBSH|Citigroup Global Markets Inc.|417731
NRZ|NEW RESIDENTIAL INVT|SEIC|SEI Investments Distribution Co.|600
NRZ|NEW RESIDENTIAL INVT|SGMT|GOLDMAN SACHS & CO. LLC|337811
NRZ|NEW RESIDENTIAL INVT|SPDR|SPEEDROUTE LLC|26756
NRZ|NEW RESIDENTIAL INVT|SPHN|Stephens Inc.|1425
NRZ|NEW RESIDENTIAL INVT|STFL|Stifel, Nicolaus & Company, Incorporated|66800
NRZ|NEW RESIDENTIAL INVT|STKP|STOCKPILE INVESTMENTS, INC.|134
NRZ|NEW RESIDENTIAL INVT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12038
NRZ|NEW RESIDENTIAL INVT|SWIM|TD Ameritrade, Inc.|584703
NRZ|NEW RESIDENTIAL INVT|SWST|Hilltop Securities Inc.|29121
NRZ|NEW RESIDENTIAL INVT|TKNG|ALLY INVEST SECURITIES LLC|39173
NRZ|NEW RESIDENTIAL INVT|TRBT|Tradebot Systems, Inc.|306174
NRZ|NEW RESIDENTIAL INVT|TRCM|TRC MARKETS LLC|71775
NRZ|NEW RESIDENTIAL INVT|TWTT|TASTYWORKS, INC.|2850
NRZ|NEW RESIDENTIAL INVT|UBSA|UBS SECURITIES LLC|1202414
NRZ|NEW RESIDENTIAL INVT|UBSS|UBS Securities LLC|908772
NRZ|NEW RESIDENTIAL INVT|USCA|USCA Securities LLC|200
NRZ|NEW RESIDENTIAL INVT|VALX|VIRTU AMERICAS LLC|167076
NRZ|NEW RESIDENTIAL INVT|VFIN|National Securities Corporation|357088
NRZ|NEW RESIDENTIAL INVT|VGRD|Vanguard Marketing Corporation|310596
NRZ|NEW RESIDENTIAL INVT|WBET|Wallachbeth Capital LLC|19017
NRZ|NEW RESIDENTIAL INVT|WBPX|SUMMIT SECURITIES GROUP, LLC|17563
NRZ|NEW RESIDENTIAL INVT|WCHV|WELLS FARGO SECURITIES, LLC|480709
NRZ|NEW RESIDENTIAL INVT|WEDB|WEDBUSH SECURITIES INC.|27509
NRZ|NEW RESIDENTIAL INVT|WEED|Weeden & Co.L.P.|104
NRZ|NEW RESIDENTIAL INVT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|96131
NRZ|NEW RESIDENTIAL INVT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|83683
NRZ|NEW RESIDENTIAL INVT|WGIF|CIBC World Markets Inc.|15106
NRZ|NEW RESIDENTIAL INVT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|800
NRZ|NEW RESIDENTIAL INVT|WSEA|WOLVERINE SECURITIES, LLC|32145
NRZ|NEW RESIDENTIAL INVT|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|319569
NRZ|NEW RESIDENTIAL INVT|XIST|INSTINET, LLC|33600
NRZ|NEW RESIDENTIAL INVT|XPQR|Jump Trading|1262
NRZ|NEW RESIDENTIAL INVT|XSTM|NATIONAL FINANCIAL SERVICES LLC|216002
NRZ|NEW RESIDENTIAL INVT|YKNA|COMHAR CAPITAL MARKETS, LLC|40
NRZ|NEW RESIDENTIAL INVT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|55197
NS|NUSTAR ENERGY L.P.|ALTX|Alternet Securities Inc.|3300
NS|NUSTAR ENERGY L.P.|APCC|Apex Clearing Corporation|2687
NS|NUSTAR ENERGY L.P.|BANK|Primevest Financial Services, Inc.|1450
NS|NUSTAR ENERGY L.P.|BARD|Robert W. Baird & Co. Incorporated|1500
NS|NUSTAR ENERGY L.P.|BATM|CBOE TRADING, INC.|6779
NS|NUSTAR ENERGY L.P.|BAYT|BTIG, LLC|1955
NS|NUSTAR ENERGY L.P.|BBNT|BB&T SECURITIES, LLC|69
NS|NUSTAR ENERGY L.P.|BERN|Sanford C. Bernstein & Co., LLC|236
NS|NUSTAR ENERGY L.P.|BIDS|BIDS TRADING L.P.|13000
NS|NUSTAR ENERGY L.P.|BIMI|Banca IMI Securities Corp.|150
NS|NUSTAR ENERGY L.P.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7455
NS|NUSTAR ENERGY L.P.|BLKX|INSTINET, LLC|32400
NS|NUSTAR ENERGY L.P.|BMOC|BMO Capital Markets Corp.|600
NS|NUSTAR ENERGY L.P.|BNPX|BNP PARIBAS SECURITIES CORP.|53
NS|NUSTAR ENERGY L.P.|BTIG|BTIG, LLC|5717
NS|NUSTAR ENERGY L.P.|BYXM|CBOE TRADING, INC.|2743
NS|NUSTAR ENERGY L.P.|BZYD|GOLDMAN SACHS & CO. LLC|2800
NS|NUSTAR ENERGY L.P.|CANT|Cantor Fitzgerald & Co.|8869
NS|NUSTAR ENERGY L.P.|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
NS|NUSTAR ENERGY L.P.|CHAS|Charles Schwab & Co., Inc.|1252
NS|NUSTAR ENERGY L.P.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31690
NS|NUSTAR ENERGY L.P.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3195
NS|NUSTAR ENERGY L.P.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|179625
NS|NUSTAR ENERGY L.P.|CTDL|Citadel Derivatives Group Llc|8354
NS|NUSTAR ENERGY L.P.|CXCX|CITIGROUP GLOBAL MARKETS INC.|29290
NS|NUSTAR ENERGY L.P.|DADA|D.A. Davidson & Co.|240
NS|NUSTAR ENERGY L.P.|DAVA|Davenport & Company LLC|400
NS|NUSTAR ENERGY L.P.|DBAB|Deutsche Bank Securities Inc.|35551
NS|NUSTAR ENERGY L.P.|DBAX|Deutsche Bank Securities Inc.|82800
NS|NUSTAR ENERGY L.P.|DEAN|MORGAN STANLEY|13535
NS|NUSTAR ENERGY L.P.|DEGS|RONIN PROFESSIONAL LLC|500
NS|NUSTAR ENERGY L.P.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
NS|NUSTAR ENERGY L.P.|EBXL|EBX LLC|118500
NS|NUSTAR ENERGY L.P.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7300
NS|NUSTAR ENERGY L.P.|EDJO|Edward D. Jones & Co., L.P.|11625
NS|NUSTAR ENERGY L.P.|EGAM|CBOE TRADING, INC.|12885
NS|NUSTAR ENERGY L.P.|EGAW|CBOE TRADING, INC.|200
NS|NUSTAR ENERGY L.P.|EGMT|EG MARKET TECHNOLOGIES LLC|200
NS|NUSTAR ENERGY L.P.|EGXM|CBOE TRADING, INC.|6449
NS|NUSTAR ENERGY L.P.|ESPO|ESPOSITO SECURITIES, LLC|18
NS|NUSTAR ENERGY L.P.|ETBE|Electronic Transaction Clearing, Inc.|6481
NS|NUSTAR ENERGY L.P.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
NS|NUSTAR ENERGY L.P.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
NS|NUSTAR ENERGY L.P.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8680
NS|NUSTAR ENERGY L.P.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|258
NS|NUSTAR ENERGY L.P.|ETRS|E*Trade Securities LLC|205702
NS|NUSTAR ENERGY L.P.|FBSB|U.S. Bancorp Investments, Inc.|162
NS|NUSTAR ENERGY L.P.|FILL|Tradestation Securities, Inc.|1865
NS|NUSTAR ENERGY L.P.|FMAF|NBCN Inc./ CDS|225
NS|NUSTAR ENERGY L.P.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3802
NS|NUSTAR ENERGY L.P.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49854
NS|NUSTAR ENERGY L.P.|FTBR|Foliofn Investments, Inc.|1099
NS|NUSTAR ENERGY L.P.|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
NS|NUSTAR ENERGY L.P.|GLIS|TD Securities Inc|1725
NS|NUSTAR ENERGY L.P.|GLPX|ACS EXECUTION SERVICES, LLC|9307
NS|NUSTAR ENERGY L.P.|GSCO|GOLDMAN SACHS & CO. LLC|266503
NS|NUSTAR ENERGY L.P.|GSCS|GOLDMAN SACHS & CO. LLC|1505
NS|NUSTAR ENERGY L.P.|GSLT|GOLDMAN SACHS & CO. LLC|2417
NS|NUSTAR ENERGY L.P.|GTSZ|GTS SECURITIES LLC|28082
NS|NUSTAR ENERGY L.P.|HAPX|HAP Trading, LLC|3237
NS|NUSTAR ENERGY L.P.|HRBF|American Enterprise Investment Services Inc.|9797
NS|NUSTAR ENERGY L.P.|IATS|INTERACTIVE BROKERS LLC|22218
NS|NUSTAR ENERGY L.P.|IBKR|Interactive Brokers Llc|26789
NS|NUSTAR ENERGY L.P.|ICBX|INSTINET, LLC|25335
NS|NUSTAR ENERGY L.P.|INCA|INSTINET, LLC|43586
NS|NUSTAR ENERGY L.P.|INJX|INSTINET, LLC|48964
NS|NUSTAR ENERGY L.P.|ITGI|ITG Inc.|16189
NS|NUSTAR ENERGY L.P.|ITGP|ITG INC.|146200
NS|NUSTAR ENERGY L.P.|JANY|Janney Montgomery Scott Inc.|40
NS|NUSTAR ENERGY L.P.|JEFF|JEFFERIES LLC|133190
NS|NUSTAR ENERGY L.P.|JMPT|JUMP TRADING, LLC|22521
NS|NUSTAR ENERGY L.P.|JPMX|J.P. Morgan Securities LLC|37282
NS|NUSTAR ENERGY L.P.|JSJX|JANE STREET CAPITAL LLC|4179
NS|NUSTAR ENERGY L.P.|KCGM|VIRTU Americas LLC|31156
NS|NUSTAR ENERGY L.P.|LEHM|Barclays Capital Inc./Le|336112
NS|NUSTAR ENERGY L.P.|LIME|Lime Brokerage LLC|19344
NS|NUSTAR ENERGY L.P.|LQNA|LIQUIDNET, INC.|166200
NS|NUSTAR ENERGY L.P.|LQNB|LIQUIDNET, INC.|12800
NS|NUSTAR ENERGY L.P.|LSCI|Lek Securities Corporation|61
NS|NUSTAR ENERGY L.P.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|164
NS|NUSTAR ENERGY L.P.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55066
NS|NUSTAR ENERGY L.P.|MOTF|MOTIF INVESTING, INC.|5
NS|NUSTAR ENERGY L.P.|MSCO|MORGAN STANLEY & CO. LLC|476178
NS|NUSTAR ENERGY L.P.|MSPL|MORGAN STANLEY & CO. LLC|52500
NS|NUSTAR ENERGY L.P.|NBCS|NBC Securities, INC.|50
NS|NUSTAR ENERGY L.P.|NFSC|National Financial Services LLC|226277
NS|NUSTAR ENERGY L.P.|NITE|VIRTU Americas LLC|631334
NS|NUSTAR ENERGY L.P.|NITP|VIRTU Americas LLC|300
NS|NUSTAR ENERGY L.P.|NQRB|Brut, LLC|29275
NS|NUSTAR ENERGY L.P.|NTBF|BMO Nesbitt Burns Inc./CDS|46
NS|NUSTAR ENERGY L.P.|OHOS|TWO SIGMA SECURITIES, LLC|12669
NS|NUSTAR ENERGY L.P.|OPCO|Oppenheimer & Co. Inc.|193
NS|NUSTAR ENERGY L.P.|PDQM|CODA MARKETS, INC.|30466
NS|NUSTAR ENERGY L.P.|PHLY|NASDAQ Execution Services, LLC|3000
NS|NUSTAR ENERGY L.P.|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|700
NS|NUSTAR ENERGY L.P.|PWJC|UBS Financial Services, Inc.|7581
NS|NUSTAR ENERGY L.P.|RBCM|RBC CAPITAL MARKETS, LLC|9504
NS|NUSTAR ENERGY L.P.|SAGL|SAGETRADER, LLC|6653
NS|NUSTAR ENERGY L.P.|SAGW|SAGETRADER, LLC|205
NS|NUSTAR ENERGY L.P.|SBRX|MURIEL SIEBERT & CO INC|25
NS|NUSTAR ENERGY L.P.|SBSH|Citigroup Global Markets Inc.|52873
NS|NUSTAR ENERGY L.P.|SGMT|GOLDMAN SACHS & CO. LLC|64075
NS|NUSTAR ENERGY L.P.|SPDR|SPEEDROUTE LLC|13300
NS|NUSTAR ENERGY L.P.|SPHN|Stephens Inc.|102
NS|NUSTAR ENERGY L.P.|STFL|Stifel, Nicolaus & Company, Incorporated|8597
NS|NUSTAR ENERGY L.P.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5548
NS|NUSTAR ENERGY L.P.|SWIM|TD Ameritrade, Inc.|61329
NS|NUSTAR ENERGY L.P.|SWST|Hilltop Securities Inc.|13165
NS|NUSTAR ENERGY L.P.|TKNG|ALLY INVEST SECURITIES LLC|655
NS|NUSTAR ENERGY L.P.|TRBT|Tradebot Systems, Inc.|101118
NS|NUSTAR ENERGY L.P.|TRCM|TRC MARKETS LLC|40647
NS|NUSTAR ENERGY L.P.|TWTT|TASTYWORKS, INC.|67
NS|NUSTAR ENERGY L.P.|UBSA|UBS SECURITIES LLC|246774
NS|NUSTAR ENERGY L.P.|UBSS|UBS Securities LLC|482661
NS|NUSTAR ENERGY L.P.|USCA|USCA Securities LLC|200
NS|NUSTAR ENERGY L.P.|VALX|VIRTU AMERICAS LLC|18067
NS|NUSTAR ENERGY L.P.|VGRD|Vanguard Marketing Corporation|29608
NS|NUSTAR ENERGY L.P.|WBPX|SUMMIT SECURITIES GROUP, LLC|1471
NS|NUSTAR ENERGY L.P.|WCHV|WELLS FARGO SECURITIES, LLC|109333
NS|NUSTAR ENERGY L.P.|WEDB|WEDBUSH SECURITIES INC.|3488
NS|NUSTAR ENERGY L.P.|WEED|Weeden & Co.L.P.|100
NS|NUSTAR ENERGY L.P.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8026
NS|NUSTAR ENERGY L.P.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48103
NS|NUSTAR ENERGY L.P.|WGIF|CIBC World Markets Inc.|824
NS|NUSTAR ENERGY L.P.|WSEA|WOLVERINE SECURITIES, LLC|9090
NS|NUSTAR ENERGY L.P.|XSTM|NATIONAL FINANCIAL SERVICES LLC|11300
NS|NUSTAR ENERGY L.P.|YKNA|COMHAR CAPITAL MARKETS, LLC|1242
NS|NUSTAR ENERGY L.P.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19498
NS$A|NUSTAR ENERGY PFD A|APCC|Apex Clearing Corporation|23
NS$A|NUSTAR ENERGY PFD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4558
NS$A|NUSTAR ENERGY PFD A|CXCX|CITIGROUP GLOBAL MARKETS INC.|1228
NS$A|NUSTAR ENERGY PFD A|DBAX|Deutsche Bank Securities Inc.|2600
NS$A|NUSTAR ENERGY PFD A|DEAN|MORGAN STANLEY|3580
NS$A|NUSTAR ENERGY PFD A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
NS$A|NUSTAR ENERGY PFD A|EBXL|EBX LLC|2300
NS$A|NUSTAR ENERGY PFD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1600
NS$A|NUSTAR ENERGY PFD A|ETRS|E*Trade Securities LLC|7489
NS$A|NUSTAR ENERGY PFD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
NS$A|NUSTAR ENERGY PFD A|GLPX|ACS EXECUTION SERVICES, LLC|726
NS$A|NUSTAR ENERGY PFD A|GTSZ|GTS SECURITIES LLC|100
NS$A|NUSTAR ENERGY PFD A|HRBF|American Enterprise Investment Services Inc.|3136
NS$A|NUSTAR ENERGY PFD A|IATS|INTERACTIVE BROKERS LLC|2000
NS$A|NUSTAR ENERGY PFD A|IBKR|Interactive Brokers Llc|3546
NS$A|NUSTAR ENERGY PFD A|ICBX|INSTINET, LLC|1414
NS$A|NUSTAR ENERGY PFD A|INCA|INSTINET, LLC|720
NS$A|NUSTAR ENERGY PFD A|ITGP|ITG INC.|600
NS$A|NUSTAR ENERGY PFD A|JANY|Janney Montgomery Scott Inc.|35000
NS$A|NUSTAR ENERGY PFD A|JEFF|JEFFERIES LLC|100
NS$A|NUSTAR ENERGY PFD A|JPMX|J.P. Morgan Securities LLC|2640
NS$A|NUSTAR ENERGY PFD A|JSEB|JANE STREET EXECUTION SERVICES, LLC|496
NS$A|NUSTAR ENERGY PFD A|KCGM|VIRTU Americas LLC|100
NS$A|NUSTAR ENERGY PFD A|LEHM|Barclays Capital Inc./Le|3600
NS$A|NUSTAR ENERGY PFD A|LIME|Lime Brokerage LLC|447
NS$A|NUSTAR ENERGY PFD A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
NS$A|NUSTAR ENERGY PFD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
NS$A|NUSTAR ENERGY PFD A|MSCO|MORGAN STANLEY & CO. LLC|777
NS$A|NUSTAR ENERGY PFD A|MSPL|MORGAN STANLEY & CO. LLC|100
NS$A|NUSTAR ENERGY PFD A|NFSC|National Financial Services LLC|10844
NS$A|NUSTAR ENERGY PFD A|NITE|VIRTU Americas LLC|46834
NS$A|NUSTAR ENERGY PFD A|NQRB|Brut, LLC|1137
NS$A|NUSTAR ENERGY PFD A|OLDM|OLD MISSION CAPITAL, LLC|500
NS$A|NUSTAR ENERGY PFD A|PDQM|CODA MARKETS, INC.|726
NS$A|NUSTAR ENERGY PFD A|PWJC|UBS Financial Services, Inc.|6815
NS$A|NUSTAR ENERGY PFD A|RBCM|RBC CAPITAL MARKETS, LLC|3190
NS$A|NUSTAR ENERGY PFD A|SBSH|Citigroup Global Markets Inc.|2000
NS$A|NUSTAR ENERGY PFD A|SGMT|GOLDMAN SACHS & CO. LLC|200
NS$A|NUSTAR ENERGY PFD A|SPDR|SPEEDROUTE LLC|200
NS$A|NUSTAR ENERGY PFD A|STFL|Stifel, Nicolaus & Company, Incorporated|3237
NS$A|NUSTAR ENERGY PFD A|SWIM|TD Ameritrade, Inc.|14828
NS$A|NUSTAR ENERGY PFD A|TRBT|Tradebot Systems, Inc.|1600
NS$A|NUSTAR ENERGY PFD A|UBSA|UBS SECURITIES LLC|6937
NS$A|NUSTAR ENERGY PFD A|UBSS|UBS Securities LLC|25706
NS$A|NUSTAR ENERGY PFD A|VGRD|Vanguard Marketing Corporation|2945
NS$A|NUSTAR ENERGY PFD A|WCHV|WELLS FARGO SECURITIES, LLC|36585
NS$A|NUSTAR ENERGY PFD A|WEDB|WEDBUSH SECURITIES INC.|2053
NS$A|NUSTAR ENERGY PFD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
NS$A|NUSTAR ENERGY PFD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1050
NS$B|NUSTAR ENERGY 7.625|APCC|Apex Clearing Corporation|23
NS$B|NUSTAR ENERGY 7.625|BERN|Sanford C. Bernstein & Co., LLC|36460
NS$B|NUSTAR ENERGY 7.625|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2570
NS$B|NUSTAR ENERGY 7.625|BYXM|CBOE TRADING, INC.|259
NS$B|NUSTAR ENERGY 7.625|CANT|Cantor Fitzgerald & Co.|3672
NS$B|NUSTAR ENERGY 7.625|CHAS|Charles Schwab & Co., Inc.|9145
NS$B|NUSTAR ENERGY 7.625|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6680
NS$B|NUSTAR ENERGY 7.625|CXCX|CITIGROUP GLOBAL MARKETS INC.|7830
NS$B|NUSTAR ENERGY 7.625|DBAX|Deutsche Bank Securities Inc.|13300
NS$B|NUSTAR ENERGY 7.625|DEAN|MORGAN STANLEY|10947
NS$B|NUSTAR ENERGY 7.625|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1957
NS$B|NUSTAR ENERGY 7.625|EBXL|EBX LLC|3600
NS$B|NUSTAR ENERGY 7.625|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
NS$B|NUSTAR ENERGY 7.625|EGAW|CBOE TRADING, INC.|20
NS$B|NUSTAR ENERGY 7.625|ETRS|E*Trade Securities LLC|3320
NS$B|NUSTAR ENERGY 7.625|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
NS$B|NUSTAR ENERGY 7.625|GLPX|ACS EXECUTION SERVICES, LLC|2046
NS$B|NUSTAR ENERGY 7.625|GSCO|GOLDMAN SACHS & CO. LLC|3100
NS$B|NUSTAR ENERGY 7.625|GSLT|GOLDMAN SACHS & CO. LLC|1100
NS$B|NUSTAR ENERGY 7.625|GTSZ|GTS SECURITIES LLC|574
NS$B|NUSTAR ENERGY 7.625|HRBF|American Enterprise Investment Services Inc.|164
NS$B|NUSTAR ENERGY 7.625|IATS|INTERACTIVE BROKERS LLC|700
NS$B|NUSTAR ENERGY 7.625|IBKR|Interactive Brokers Llc|8134
NS$B|NUSTAR ENERGY 7.625|ICBX|INSTINET, LLC|1400
NS$B|NUSTAR ENERGY 7.625|INCA|INSTINET, LLC|8948
NS$B|NUSTAR ENERGY 7.625|ITGI|ITG Inc.|100
NS$B|NUSTAR ENERGY 7.625|JEFF|JEFFERIES LLC|300
NS$B|NUSTAR ENERGY 7.625|JPMX|J.P. Morgan Securities LLC|4000
NS$B|NUSTAR ENERGY 7.625|JSEB|JANE STREET EXECUTION SERVICES, LLC|1024
NS$B|NUSTAR ENERGY 7.625|KCGM|VIRTU Americas LLC|8900
NS$B|NUSTAR ENERGY 7.625|LEHM|Barclays Capital Inc./Le|5400
NS$B|NUSTAR ENERGY 7.625|LIME|Lime Brokerage LLC|323
NS$B|NUSTAR ENERGY 7.625|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|755
NS$B|NUSTAR ENERGY 7.625|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NS$B|NUSTAR ENERGY 7.625|MSCO|MORGAN STANLEY & CO. LLC|4224
NS$B|NUSTAR ENERGY 7.625|MSPL|MORGAN STANLEY & CO. LLC|3800
NS$B|NUSTAR ENERGY 7.625|NFSC|National Financial Services LLC|8264
NS$B|NUSTAR ENERGY 7.625|NITE|VIRTU Americas LLC|67778
NS$B|NUSTAR ENERGY 7.625|NQRB|Brut, LLC|3234
NS$B|NUSTAR ENERGY 7.625|OLDM|OLD MISSION CAPITAL, LLC|500
NS$B|NUSTAR ENERGY 7.625|PDQM|CODA MARKETS, INC.|3146
NS$B|NUSTAR ENERGY 7.625|PWJC|UBS Financial Services, Inc.|10572
NS$B|NUSTAR ENERGY 7.625|RBCM|RBC CAPITAL MARKETS, LLC|395
NS$B|NUSTAR ENERGY 7.625|SAGL|SAGETRADER, LLC|100
NS$B|NUSTAR ENERGY 7.625|SBSH|Citigroup Global Markets Inc.|345
NS$B|NUSTAR ENERGY 7.625|SGMT|GOLDMAN SACHS & CO. LLC|3845
NS$B|NUSTAR ENERGY 7.625|SPDR|SPEEDROUTE LLC|200
NS$B|NUSTAR ENERGY 7.625|SPGS|Sea Port Group Securities, LLC|5000
NS$B|NUSTAR ENERGY 7.625|STFL|Stifel, Nicolaus & Company, Incorporated|27396
NS$B|NUSTAR ENERGY 7.625|SWIM|TD Ameritrade, Inc.|1793
NS$B|NUSTAR ENERGY 7.625|TRBT|Tradebot Systems, Inc.|778
NS$B|NUSTAR ENERGY 7.625|UBSA|UBS SECURITIES LLC|7196
NS$B|NUSTAR ENERGY 7.625|UBSS|UBS Securities LLC|46255
NS$B|NUSTAR ENERGY 7.625|VGRD|Vanguard Marketing Corporation|2800
NS$B|NUSTAR ENERGY 7.625|WCHV|WELLS FARGO SECURITIES, LLC|21341
NS$B|NUSTAR ENERGY 7.625|WEDB|WEDBUSH SECURITIES INC.|4270
NS$B|NUSTAR ENERGY 7.625|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19
NS$B|NUSTAR ENERGY 7.625|WSEA|WOLVERINE SECURITIES, LLC|100
NS$B|NUSTAR ENERGY 7.625|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NS$B|NUSTAR ENERGY 7.625|YKNA|COMHAR CAPITAL MARKETS, LLC|300
NS$B|NUSTAR ENERGY 7.625|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2101
NS$C|NUSTAR NRG 9% C|APCC|Apex Clearing Corporation|8
NS$C|NUSTAR NRG 9% C|BATM|CBOE TRADING, INC.|96
NS$C|NUSTAR NRG 9% C|BBNT|BB&T SECURITIES, LLC|3000
NS$C|NUSTAR NRG 9% C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|980
NS$C|NUSTAR NRG 9% C|CABR|Cabrera Capital Markets, Inc.|900
NS$C|NUSTAR NRG 9% C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|259
NS$C|NUSTAR NRG 9% C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3095
NS$C|NUSTAR NRG 9% C|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
NS$C|NUSTAR NRG 9% C|DBAX|Deutsche Bank Securities Inc.|3000
NS$C|NUSTAR NRG 9% C|DEAN|MORGAN STANLEY|16250
NS$C|NUSTAR NRG 9% C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
NS$C|NUSTAR NRG 9% C|EBXL|EBX LLC|600
NS$C|NUSTAR NRG 9% C|EDJO|Edward D. Jones & Co., L.P.|400
NS$C|NUSTAR NRG 9% C|EGXM|CBOE TRADING, INC.|50
NS$C|NUSTAR NRG 9% C|ETRS|E*Trade Securities LLC|14755
NS$C|NUSTAR NRG 9% C|GLPX|ACS EXECUTION SERVICES, LLC|37
NS$C|NUSTAR NRG 9% C|GTSZ|GTS SECURITIES LLC|599
NS$C|NUSTAR NRG 9% C|HRBF|American Enterprise Investment Services Inc.|2897
NS$C|NUSTAR NRG 9% C|IATS|INTERACTIVE BROKERS LLC|781
NS$C|NUSTAR NRG 9% C|IBKR|Interactive Brokers Llc|13368
NS$C|NUSTAR NRG 9% C|ICBX|INSTINET, LLC|900
NS$C|NUSTAR NRG 9% C|INCA|INSTINET, LLC|2797
NS$C|NUSTAR NRG 9% C|JSEB|JANE STREET EXECUTION SERVICES, LLC|320
NS$C|NUSTAR NRG 9% C|KCGM|VIRTU Americas LLC|1100
NS$C|NUSTAR NRG 9% C|LEHM|Barclays Capital Inc./Le|400
NS$C|NUSTAR NRG 9% C|LIME|Lime Brokerage LLC|450
NS$C|NUSTAR NRG 9% C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|126
NS$C|NUSTAR NRG 9% C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
NS$C|NUSTAR NRG 9% C|MSCO|MORGAN STANLEY & CO. LLC|47597
NS$C|NUSTAR NRG 9% C|MSPL|MORGAN STANLEY & CO. LLC|200
NS$C|NUSTAR NRG 9% C|NFSC|National Financial Services LLC|24678
NS$C|NUSTAR NRG 9% C|NITE|VIRTU Americas LLC|70518
NS$C|NUSTAR NRG 9% C|NQRB|Brut, LLC|291
NS$C|NUSTAR NRG 9% C|NTBF|BMO Nesbitt Burns Inc./CDS|300
NS$C|NUSTAR NRG 9% C|PDQM|CODA MARKETS, INC.|128
NS$C|NUSTAR NRG 9% C|PWJC|UBS Financial Services, Inc.|758
NS$C|NUSTAR NRG 9% C|RBCM|RBC CAPITAL MARKETS, LLC|1480
NS$C|NUSTAR NRG 9% C|SGMT|GOLDMAN SACHS & CO. LLC|5900
NS$C|NUSTAR NRG 9% C|SPDR|SPEEDROUTE LLC|100
NS$C|NUSTAR NRG 9% C|STFL|Stifel, Nicolaus & Company, Incorporated|2470
NS$C|NUSTAR NRG 9% C|SWIM|TD Ameritrade, Inc.|14742
NS$C|NUSTAR NRG 9% C|UBSA|UBS SECURITIES LLC|53648
NS$C|NUSTAR NRG 9% C|UBSS|UBS Securities LLC|15829
NS$C|NUSTAR NRG 9% C|VGRD|Vanguard Marketing Corporation|757
NS$C|NUSTAR NRG 9% C|WCHV|WELLS FARGO SECURITIES, LLC|52851
NS$C|NUSTAR NRG 9% C|WEDB|WEDBUSH SECURITIES INC.|600
NS$C|NUSTAR NRG 9% C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|123
NS$C|NUSTAR NRG 9% C|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NS$C|NUSTAR NRG 9% C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|891
NSA|NATIONAL STORAGE AFF|ABLE|NATIXIS Securities Americas LLC|2119
NSA|NATIONAL STORAGE AFF|ALTX|Alternet Securities Inc.|1100
NSA|NATIONAL STORAGE AFF|APCC|Apex Clearing Corporation|48
NSA|NATIONAL STORAGE AFF|BARD|Robert W. Baird & Co. Incorporated|3716
NSA|NATIONAL STORAGE AFF|BATM|CBOE TRADING, INC.|1830
NSA|NATIONAL STORAGE AFF|BAYC|BAY CREST PARTNERS, LLC|14
NSA|NATIONAL STORAGE AFF|BERN|Sanford C. Bernstein & Co., LLC|300
NSA|NATIONAL STORAGE AFF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|605
NSA|NATIONAL STORAGE AFF|BLKX|INSTINET, LLC|5840
NSA|NATIONAL STORAGE AFF|BMOC|BMO Capital Markets Corp.|100
NSA|NATIONAL STORAGE AFF|BNPX|BNP PARIBAS SECURITIES CORP.|22881
NSA|NATIONAL STORAGE AFF|BRVL|BLAYLOCK VAN, LLC|5840
NSA|NATIONAL STORAGE AFF|BTIG|BTIG, LLC|1300
NSA|NATIONAL STORAGE AFF|BYXM|CBOE TRADING, INC.|250
NSA|NATIONAL STORAGE AFF|BZYD|GOLDMAN SACHS & CO. LLC|1707
NSA|NATIONAL STORAGE AFF|CANT|Cantor Fitzgerald & Co.|50
NSA|NATIONAL STORAGE AFF|CHAS|Charles Schwab & Co., Inc.|7
NSA|NATIONAL STORAGE AFF|CIST|Capital Institutional Services, Inc.|22
NSA|NATIONAL STORAGE AFF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28200
NSA|NATIONAL STORAGE AFF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99602
NSA|NATIONAL STORAGE AFF|CTDL|Citadel Derivatives Group Llc|2818
NSA|NATIONAL STORAGE AFF|CTLR|CUTLER GROUP, LP|400
NSA|NATIONAL STORAGE AFF|CXCX|CITIGROUP GLOBAL MARKETS INC.|21530
NSA|NATIONAL STORAGE AFF|DADA|D.A. Davidson & Co.|403
NSA|NATIONAL STORAGE AFF|DBAB|Deutsche Bank Securities Inc.|52123
NSA|NATIONAL STORAGE AFF|DBAX|Deutsche Bank Securities Inc.|69500
NSA|NATIONAL STORAGE AFF|DEAN|MORGAN STANLEY|1170
NSA|NATIONAL STORAGE AFF|DEGS|RONIN PROFESSIONAL LLC|120
NSA|NATIONAL STORAGE AFF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
NSA|NATIONAL STORAGE AFF|EBXL|EBX LLC|76800
NSA|NATIONAL STORAGE AFF|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
NSA|NATIONAL STORAGE AFF|EDJO|Edward D. Jones & Co., L.P.|573
NSA|NATIONAL STORAGE AFF|EGAM|CBOE TRADING, INC.|1163
NSA|NATIONAL STORAGE AFF|EGXM|CBOE TRADING, INC.|601
NSA|NATIONAL STORAGE AFF|ELEV|ELEVATION, LLC|982
NSA|NATIONAL STORAGE AFF|ESPO|ESPOSITO SECURITIES, LLC|271
NSA|NATIONAL STORAGE AFF|ETBE|Electronic Transaction Clearing, Inc.|3497
NSA|NATIONAL STORAGE AFF|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
NSA|NATIONAL STORAGE AFF|ETCB|ETC BROKERAGE SERVICES, LLC|200
NSA|NATIONAL STORAGE AFF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4745
NSA|NATIONAL STORAGE AFF|ETRS|E*Trade Securities LLC|14720
NSA|NATIONAL STORAGE AFF|FILL|Tradestation Securities, Inc.|338
NSA|NATIONAL STORAGE AFF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1864
NSA|NATIONAL STORAGE AFF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72753
NSA|NATIONAL STORAGE AFF|FTBR|Foliofn Investments, Inc.|2804
NSA|NATIONAL STORAGE AFF|GLPX|ACS EXECUTION SERVICES, LLC|4613
NSA|NATIONAL STORAGE AFF|GSCO|GOLDMAN SACHS & CO. LLC|236753
NSA|NATIONAL STORAGE AFF|GSCS|GOLDMAN SACHS & CO. LLC|200
NSA|NATIONAL STORAGE AFF|GSLT|GOLDMAN SACHS & CO. LLC|1907
NSA|NATIONAL STORAGE AFF|GTSZ|GTS SECURITIES LLC|23458
NSA|NATIONAL STORAGE AFF|GUGS|Guggenheim Securities, LLC|28000
NSA|NATIONAL STORAGE AFF|HRBF|American Enterprise Investment Services Inc.|2027
NSA|NATIONAL STORAGE AFF|IATS|INTERACTIVE BROKERS LLC|1869
NSA|NATIONAL STORAGE AFF|IBKR|Interactive Brokers Llc|1386
NSA|NATIONAL STORAGE AFF|ICBX|INSTINET, LLC|14850
NSA|NATIONAL STORAGE AFF|IEQY|CITADEL SECURITIES LLC|8310
NSA|NATIONAL STORAGE AFF|INCA|INSTINET, LLC|61322
NSA|NATIONAL STORAGE AFF|INJX|INSTINET, LLC|245
NSA|NATIONAL STORAGE AFF|ITGI|ITG Inc.|3614
NSA|NATIONAL STORAGE AFF|ITGP|ITG INC.|31000
NSA|NATIONAL STORAGE AFF|JEFF|JEFFERIES LLC|77103
NSA|NATIONAL STORAGE AFF|JMPT|JUMP TRADING, LLC|7488
NSA|NATIONAL STORAGE AFF|JPBX|J.P. MORGAN SECURITIES LLC|10824
NSA|NATIONAL STORAGE AFF|JPMX|J.P. Morgan Securities LLC|407056
NSA|NATIONAL STORAGE AFF|JSJX|JANE STREET CAPITAL LLC|1410
NSA|NATIONAL STORAGE AFF|KCGM|VIRTU Americas LLC|20198
NSA|NATIONAL STORAGE AFF|LEHM|Barclays Capital Inc./Le|95700
NSA|NATIONAL STORAGE AFF|LIME|Lime Brokerage LLC|12013
NSA|NATIONAL STORAGE AFF|LOOP|Loop Capital Markets LLC|2382
NSA|NATIONAL STORAGE AFF|LSCI|Lek Securities Corporation|12
NSA|NATIONAL STORAGE AFF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34934
NSA|NATIONAL STORAGE AFF|MSCO|MORGAN STANLEY & CO. LLC|217806
NSA|NATIONAL STORAGE AFF|MSPL|MORGAN STANLEY & CO. LLC|147000
NSA|NATIONAL STORAGE AFF|MSTX|MORGAN STANLEY & CO. LLC|34800
NSA|NATIONAL STORAGE AFF|NFSC|National Financial Services LLC|49632
NSA|NATIONAL STORAGE AFF|NITE|VIRTU Americas LLC|83577
NSA|NATIONAL STORAGE AFF|NQRB|Brut, LLC|2950
NSA|NATIONAL STORAGE AFF|NTRC|Northern Trust Securities, Inc.|165
NSA|NATIONAL STORAGE AFF|OPCO|Oppenheimer & Co. Inc.|21
NSA|NATIONAL STORAGE AFF|PDQM|CODA MARKETS, INC.|14225
NSA|NATIONAL STORAGE AFF|PWJC|UBS Financial Services, Inc.|165
NSA|NATIONAL STORAGE AFF|QMSR|QUATTRO M SECURITIES INC.|285
NSA|NATIONAL STORAGE AFF|RBCM|RBC CAPITAL MARKETS, LLC|1480
NSA|NATIONAL STORAGE AFF|SAGL|SAGETRADER, LLC|500
NSA|NATIONAL STORAGE AFF|SBSH|Citigroup Global Markets Inc.|55122
NSA|NATIONAL STORAGE AFF|SGMT|GOLDMAN SACHS & CO. LLC|47458
NSA|NATIONAL STORAGE AFF|SPDR|SPEEDROUTE LLC|1700
NSA|NATIONAL STORAGE AFF|STFL|Stifel, Nicolaus & Company, Incorporated|201
NSA|NATIONAL STORAGE AFF|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5168
NSA|NATIONAL STORAGE AFF|SWIM|TD Ameritrade, Inc.|6414
NSA|NATIONAL STORAGE AFF|SWST|Hilltop Securities Inc.|506
NSA|NATIONAL STORAGE AFF|TKNG|ALLY INVEST SECURITIES LLC|88
NSA|NATIONAL STORAGE AFF|TRBT|Tradebot Systems, Inc.|45538
NSA|NATIONAL STORAGE AFF|TRCM|TRC MARKETS LLC|9614
NSA|NATIONAL STORAGE AFF|UBSA|UBS SECURITIES LLC|179777
NSA|NATIONAL STORAGE AFF|UBSS|UBS Securities LLC|119700
NSA|NATIONAL STORAGE AFF|VALX|VIRTU AMERICAS LLC|4279
NSA|NATIONAL STORAGE AFF|VGRD|Vanguard Marketing Corporation|8205
NSA|NATIONAL STORAGE AFF|WBPX|SUMMIT SECURITIES GROUP, LLC|431
NSA|NATIONAL STORAGE AFF|WCHV|WELLS FARGO SECURITIES, LLC|22401
NSA|NATIONAL STORAGE AFF|WDNX|WEEDEN & CO.L.P.|3844
NSA|NATIONAL STORAGE AFF|WEDB|WEDBUSH SECURITIES INC.|95
NSA|NATIONAL STORAGE AFF|WEED|Weeden & Co.L.P.|22107
NSA|NATIONAL STORAGE AFF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|183
NSA|NATIONAL STORAGE AFF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2419
NSA|NATIONAL STORAGE AFF|WGIF|CIBC World Markets Inc.|600
NSA|NATIONAL STORAGE AFF|WSEA|WOLVERINE SECURITIES, LLC|2195
NSA|NATIONAL STORAGE AFF|XIST|INSTINET, LLC|19096
NSA|NATIONAL STORAGE AFF|XSTM|NATIONAL FINANCIAL SERVICES LLC|9400
NSA|NATIONAL STORAGE AFF|YKNA|COMHAR CAPITAL MARKETS, LLC|143
NSA|NATIONAL STORAGE AFF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12483
NSA$A|NATIONAL STORAGE 6%|BARD|Robert W. Baird & Co. Incorporated|910
NSA$A|NATIONAL STORAGE 6%|BATM|CBOE TRADING, INC.|300
NSA$A|NATIONAL STORAGE 6%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|118
NSA$A|NATIONAL STORAGE 6%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
NSA$A|NATIONAL STORAGE 6%|DADA|D.A. Davidson & Co.|600
NSA$A|NATIONAL STORAGE 6%|DEAN|MORGAN STANLEY|6970
NSA$A|NATIONAL STORAGE 6%|EDJO|Edward D. Jones & Co., L.P.|7
NSA$A|NATIONAL STORAGE 6%|ETRS|E*Trade Securities LLC|4
NSA$A|NATIONAL STORAGE 6%|GTSZ|GTS SECURITIES LLC|200
NSA$A|NATIONAL STORAGE 6%|HRBF|American Enterprise Investment Services Inc.|200
NSA$A|NATIONAL STORAGE 6%|IATS|INTERACTIVE BROKERS LLC|434
NSA$A|NATIONAL STORAGE 6%|IBKR|Interactive Brokers Llc|454
NSA$A|NATIONAL STORAGE 6%|INCA|INSTINET, LLC|4305
NSA$A|NATIONAL STORAGE 6%|LIME|Lime Brokerage LLC|658
NSA$A|NATIONAL STORAGE 6%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NSA$A|NATIONAL STORAGE 6%|MSCO|MORGAN STANLEY & CO. LLC|3792
NSA$A|NATIONAL STORAGE 6%|NFSC|National Financial Services LLC|4823
NSA$A|NATIONAL STORAGE 6%|NITE|VIRTU Americas LLC|12696
NSA$A|NATIONAL STORAGE 6%|NQRB|Brut, LLC|393
NSA$A|NATIONAL STORAGE 6%|SWIM|TD Ameritrade, Inc.|800
NSA$A|NATIONAL STORAGE 6%|UBSA|UBS SECURITIES LLC|2143
NSA$A|NATIONAL STORAGE 6%|UBSS|UBS Securities LLC|9791
NSA$A|NATIONAL STORAGE 6%|VGRD|Vanguard Marketing Corporation|536
NSA$A|NATIONAL STORAGE 6%|WCHV|WELLS FARGO SECURITIES, LLC|16910
NSC|NORFOLK SOUTHERN CP|ABLE|NATIXIS Securities Americas LLC|54839
NSC|NORFOLK SOUTHERN CP|ADAM|CANACCORD GENUITY INC.|600
NSC|NORFOLK SOUTHERN CP|ALTX|Alternet Securities Inc.|8002
NSC|NORFOLK SOUTHERN CP|ANOS|ABEL/NOSER, L.L.C.|748
NSC|NORFOLK SOUTHERN CP|APCC|Apex Clearing Corporation|126
NSC|NORFOLK SOUTHERN CP|BALE|M&T SECURITIES, INC.|2264
NSC|NORFOLK SOUTHERN CP|BANK|Primevest Financial Services, Inc.|384
NSC|NORFOLK SOUTHERN CP|BARD|Robert W. Baird & Co. Incorporated|2796
NSC|NORFOLK SOUTHERN CP|BATM|CBOE TRADING, INC.|16639
NSC|NORFOLK SOUTHERN CP|BAYC|BAY CREST PARTNERS, LLC|88
NSC|NORFOLK SOUTHERN CP|BAYT|BTIG, LLC|78030
NSC|NORFOLK SOUTHERN CP|BBNT|BB&T SECURITIES, LLC|3519
NSC|NORFOLK SOUTHERN CP|BERN|Sanford C. Bernstein & Co., LLC|71416
NSC|NORFOLK SOUTHERN CP|BIDS|BIDS TRADING L.P.|200
NSC|NORFOLK SOUTHERN CP|BKCM|BNY Mellon Capital Markets LLC|731
NSC|NORFOLK SOUTHERN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17623
NSC|NORFOLK SOUTHERN CP|BLKX|INSTINET, LLC|459157
NSC|NORFOLK SOUTHERN CP|BMOC|BMO Capital Markets Corp.|9
NSC|NORFOLK SOUTHERN CP|BNPX|BNP PARIBAS SECURITIES CORP.|249208
NSC|NORFOLK SOUTHERN CP|BTIG|BTIG, LLC|4447
NSC|NORFOLK SOUTHERN CP|BYXM|CBOE TRADING, INC.|1517
NSC|NORFOLK SOUTHERN CP|BZYD|GOLDMAN SACHS & CO. LLC|200
NSC|NORFOLK SOUTHERN CP|CABR|Cabrera Capital Markets, Inc.|37
NSC|NORFOLK SOUTHERN CP|CANT|Cantor Fitzgerald & Co.|9867
NSC|NORFOLK SOUTHERN CP|CHAS|Charles Schwab & Co., Inc.|1692
NSC|NORFOLK SOUTHERN CP|CIBP|CIBC World Markets Corp.|20337
NSC|NORFOLK SOUTHERN CP|CIOI|CITIGROUP GLOBAL MARKETS INC|17000
NSC|NORFOLK SOUTHERN CP|CIST|Capital Institutional Services, Inc.|15081
NSC|NORFOLK SOUTHERN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106619
NSC|NORFOLK SOUTHERN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|258
NSC|NORFOLK SOUTHERN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|672
NSC|NORFOLK SOUTHERN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|612621
NSC|NORFOLK SOUTHERN CP|CTDL|Citadel Derivatives Group Llc|14828
NSC|NORFOLK SOUTHERN CP|CTLR|CUTLER GROUP, LP|1800
NSC|NORFOLK SOUTHERN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|53990
NSC|NORFOLK SOUTHERN CP|DADA|D.A. Davidson & Co.|368
NSC|NORFOLK SOUTHERN CP|DAVA|Davenport & Company LLC|1
NSC|NORFOLK SOUTHERN CP|DBAB|Deutsche Bank Securities Inc.|593312
NSC|NORFOLK SOUTHERN CP|DBAX|Deutsche Bank Securities Inc.|481100
NSC|NORFOLK SOUTHERN CP|DBUL|Deutsche Bank Securities Inc.|2050
NSC|NORFOLK SOUTHERN CP|DCHF|Dart Executions, LLC|986
NSC|NORFOLK SOUTHERN CP|DEAN|MORGAN STANLEY|9035
NSC|NORFOLK SOUTHERN CP|DEGS|RONIN PROFESSIONAL LLC|400
NSC|NORFOLK SOUTHERN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9064
NSC|NORFOLK SOUTHERN CP|DRWK|DRW SECURITIES, L.L.C.|9983
NSC|NORFOLK SOUTHERN CP|EBXL|EBX LLC|231200
NSC|NORFOLK SOUTHERN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|63097
NSC|NORFOLK SOUTHERN CP|EDJC|Edward Jones / CDS|204
NSC|NORFOLK SOUTHERN CP|EDJO|Edward D. Jones & Co., L.P.|14330
NSC|NORFOLK SOUTHERN CP|EGAM|CBOE TRADING, INC.|17796
NSC|NORFOLK SOUTHERN CP|EGAW|CBOE TRADING, INC.|255
NSC|NORFOLK SOUTHERN CP|EGMT|EG MARKET TECHNOLOGIES LLC|1208
NSC|NORFOLK SOUTHERN CP|EGXM|CBOE TRADING, INC.|4794
NSC|NORFOLK SOUTHERN CP|EGXW|CBOE TRADING, INC.|299
NSC|NORFOLK SOUTHERN CP|ESPO|ESPOSITO SECURITIES, LLC|3
NSC|NORFOLK SOUTHERN CP|ETBE|Electronic Transaction Clearing, Inc.|48110
NSC|NORFOLK SOUTHERN CP|ETCC|Electronic Transaction Clearing, Inc.|900
NSC|NORFOLK SOUTHERN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|71230
NSC|NORFOLK SOUTHERN CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
NSC|NORFOLK SOUTHERN CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|578
NSC|NORFOLK SOUTHERN CP|ETRS|E*Trade Securities LLC|130768
NSC|NORFOLK SOUTHERN CP|FBSB|U.S. Bancorp Investments, Inc.|1408
NSC|NORFOLK SOUTHERN CP|FIDT|Fidelity Clearing Canada ULC./ CDS|1
NSC|NORFOLK SOUTHERN CP|FILL|Tradestation Securities, Inc.|1146
NSC|NORFOLK SOUTHERN CP|FINX|FINTECH SECURITIES|1261
NSC|NORFOLK SOUTHERN CP|FMAF|NBCN Inc./ CDS|731
NSC|NORFOLK SOUTHERN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8270
NSC|NORFOLK SOUTHERN CP|FQLS|Quantlab Securities LP|558776
NSC|NORFOLK SOUTHERN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117301
NSC|NORFOLK SOUTHERN CP|FTBR|Foliofn Investments, Inc.|3237
NSC|NORFOLK SOUTHERN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|18765
NSC|NORFOLK SOUTHERN CP|GLIS|TD Securities Inc|7
NSC|NORFOLK SOUTHERN CP|GLPX|ACS EXECUTION SERVICES, LLC|67615
NSC|NORFOLK SOUTHERN CP|GSCO|GOLDMAN SACHS & CO. LLC|1872088
NSC|NORFOLK SOUTHERN CP|GSCS|GOLDMAN SACHS & CO. LLC|1690
NSC|NORFOLK SOUTHERN CP|GSLT|GOLDMAN SACHS & CO. LLC|14585
NSC|NORFOLK SOUTHERN CP|GTSZ|GTS SECURITIES LLC|383143
NSC|NORFOLK SOUTHERN CP|GUGS|Guggenheim Securities, LLC|100
NSC|NORFOLK SOUTHERN CP|HAPX|HAP Trading, LLC|8858
NSC|NORFOLK SOUTHERN CP|HPPX|POTAMUS TRADING, LLC|95
NSC|NORFOLK SOUTHERN CP|HRBF|American Enterprise Investment Services Inc.|7055
NSC|NORFOLK SOUTHERN CP|HSBC|HSBC Securities, Inc.|4512
NSC|NORFOLK SOUTHERN CP|IATS|INTERACTIVE BROKERS LLC|6840
NSC|NORFOLK SOUTHERN CP|IBKR|Interactive Brokers Llc|9522
NSC|NORFOLK SOUTHERN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2776
NSC|NORFOLK SOUTHERN CP|ICBX|INSTINET, LLC|79500
NSC|NORFOLK SOUTHERN CP|IEQY|CITADEL SECURITIES LLC|181935
NSC|NORFOLK SOUTHERN CP|INCA|INSTINET, LLC|646933
NSC|NORFOLK SOUTHERN CP|INJX|INSTINET, LLC|30153
NSC|NORFOLK SOUTHERN CP|ITGI|ITG Inc.|65256
NSC|NORFOLK SOUTHERN CP|ITGP|ITG INC.|346800
NSC|NORFOLK SOUTHERN CP|JANY|Janney Montgomery Scott Inc.|3071
NSC|NORFOLK SOUTHERN CP|JEFF|JEFFERIES LLC|170884
NSC|NORFOLK SOUTHERN CP|JMPT|JUMP TRADING, LLC|59558
NSC|NORFOLK SOUTHERN CP|JONE|JonesTrading|158
NSC|NORFOLK SOUTHERN CP|JPBX|J.P. MORGAN SECURITIES LLC|105438
NSC|NORFOLK SOUTHERN CP|JPMX|J.P. Morgan Securities LLC|574283
NSC|NORFOLK SOUTHERN CP|JSJX|JANE STREET CAPITAL LLC|12655
NSC|NORFOLK SOUTHERN CP|KCGM|VIRTU Americas LLC|68844
NSC|NORFOLK SOUTHERN CP|LEHM|Barclays Capital Inc./Le|1021924
NSC|NORFOLK SOUTHERN CP|LGNT|COR CLEARING LLC|2
NSC|NORFOLK SOUTHERN CP|LIME|Lime Brokerage LLC|56992
NSC|NORFOLK SOUTHERN CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|22900
NSC|NORFOLK SOUTHERN CP|LOOP|Loop Capital Markets LLC|1425
NSC|NORFOLK SOUTHERN CP|LQNA|LIQUIDNET, INC.|32400
NSC|NORFOLK SOUTHERN CP|LQNB|LIQUIDNET, INC.|7150
NSC|NORFOLK SOUTHERN CP|LSCI|Lek Securities Corporation|96374
NSC|NORFOLK SOUTHERN CP|MACC|Mid Atlantic Capital Corporation|1070
NSC|NORFOLK SOUTHERN CP|MAVB|Great Point Capital LLC|600
NSC|NORFOLK SOUTHERN CP|MAXM|Maxim Group LLC|15493
NSC|NORFOLK SOUTHERN CP|MCMF|Raymond James Ltd. Cds|289
NSC|NORFOLK SOUTHERN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120424
NSC|NORFOLK SOUTHERN CP|MOTF|MOTIF INVESTING, INC.|11
NSC|NORFOLK SOUTHERN CP|MSCO|MORGAN STANLEY & CO. LLC|2204026
NSC|NORFOLK SOUTHERN CP|MSPL|MORGAN STANLEY & CO. LLC|358600
NSC|NORFOLK SOUTHERN CP|MSTX|MORGAN STANLEY & CO. LLC|182700
NSC|NORFOLK SOUTHERN CP|NATL|National Securities Corporation|22
NSC|NORFOLK SOUTHERN CP|NEUB|NEUBERGER BERMAN BD LLC|256
NSC|NORFOLK SOUTHERN CP|NFSC|National Financial Services LLC|137153
NSC|NORFOLK SOUTHERN CP|NITE|VIRTU Americas LLC|567506
NSC|NORFOLK SOUTHERN CP|NITP|VIRTU Americas LLC|100
NSC|NORFOLK SOUTHERN CP|NQRB|Brut, LLC|13138
NSC|NORFOLK SOUTHERN CP|NTBF|BMO Nesbitt Burns Inc./CDS|575
NSC|NORFOLK SOUTHERN CP|NTRC|Northern Trust Securities, Inc.|433
NSC|NORFOLK SOUTHERN CP|OHOS|TWO SIGMA SECURITIES, LLC|139783
NSC|NORFOLK SOUTHERN CP|OPCO|Oppenheimer & Co. Inc.|925
NSC|NORFOLK SOUTHERN CP|OTAA|OTA LLC|1500
NSC|NORFOLK SOUTHERN CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|970
NSC|NORFOLK SOUTHERN CP|PDQM|CODA MARKETS, INC.|220562
NSC|NORFOLK SOUTHERN CP|PHLY|NASDAQ Execution Services, LLC|1000
NSC|NORFOLK SOUTHERN CP|PICT|Pictet Overseas Inc.|4990
NSC|NORFOLK SOUTHERN CP|PWJC|UBS Financial Services, Inc.|4679
NSC|NORFOLK SOUTHERN CP|QMSR|QUATTRO M SECURITIES INC.|9815
NSC|NORFOLK SOUTHERN CP|RBCM|RBC CAPITAL MARKETS, LLC|10892
NSC|NORFOLK SOUTHERN CP|RHCO|Suntrust Robinson Humphrey, Inc.|10174
NSC|NORFOLK SOUTHERN CP|SAGL|SAGETRADER, LLC|26406
NSC|NORFOLK SOUTHERN CP|SAGW|SAGETRADER, LLC|69
NSC|NORFOLK SOUTHERN CP|SALI|INTL FCSTONE FINANCIAL INC.|319
NSC|NORFOLK SOUTHERN CP|SBSH|Citigroup Global Markets Inc.|317347
NSC|NORFOLK SOUTHERN CP|SEIC|SEI Investments Distribution Co.|700
NSC|NORFOLK SOUTHERN CP|SGMT|GOLDMAN SACHS & CO. LLC|134024
NSC|NORFOLK SOUTHERN CP|SHMR|ABN Amro Clearing LLC|120
NSC|NORFOLK SOUTHERN CP|SPDR|SPEEDROUTE LLC|61909
NSC|NORFOLK SOUTHERN CP|SPGS|Sea Port Group Securities, LLC|200
NSC|NORFOLK SOUTHERN CP|SPHN|Stephens Inc.|205
NSC|NORFOLK SOUTHERN CP|STFL|Stifel, Nicolaus & Company, Incorporated|14839
NSC|NORFOLK SOUTHERN CP|STKP|STOCKPILE INVESTMENTS, INC.|50
NSC|NORFOLK SOUTHERN CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3763
NSC|NORFOLK SOUTHERN CP|SWIM|TD Ameritrade, Inc.|12420
NSC|NORFOLK SOUTHERN CP|SWST|Hilltop Securities Inc.|598
NSC|NORFOLK SOUTHERN CP|TAGC|TELSEY ADVISORY GROUP LLC|300
NSC|NORFOLK SOUTHERN CP|TDSI|TD Securities (USA) LLC|50000
NSC|NORFOLK SOUTHERN CP|TKNG|ALLY INVEST SECURITIES LLC|3089
NSC|NORFOLK SOUTHERN CP|TRBT|Tradebot Systems, Inc.|304117
NSC|NORFOLK SOUTHERN CP|TRCM|TRC MARKETS LLC|284990
NSC|NORFOLK SOUTHERN CP|TWTT|TASTYWORKS, INC.|30
NSC|NORFOLK SOUTHERN CP|UBSA|UBS SECURITIES LLC|746187
NSC|NORFOLK SOUTHERN CP|UBSS|UBS Securities LLC|1502055
NSC|NORFOLK SOUTHERN CP|VALX|VIRTU AMERICAS LLC|24872
NSC|NORFOLK SOUTHERN CP|VGRD|Vanguard Marketing Corporation|31001
NSC|NORFOLK SOUTHERN CP|WABR|Wall Street Access|33607
NSC|NORFOLK SOUTHERN CP|WBLR|WILLIAM BLAIR|184
NSC|NORFOLK SOUTHERN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2373
NSC|NORFOLK SOUTHERN CP|WCHV|WELLS FARGO SECURITIES, LLC|233540
NSC|NORFOLK SOUTHERN CP|WDNX|WEEDEN & CO.L.P.|1234
NSC|NORFOLK SOUTHERN CP|WEDB|WEDBUSH SECURITIES INC.|2788
NSC|NORFOLK SOUTHERN CP|WEED|Weeden & Co.L.P.|386439
NSC|NORFOLK SOUTHERN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39209
NSC|NORFOLK SOUTHERN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|103166
NSC|NORFOLK SOUTHERN CP|WGIF|CIBC World Markets Inc.|329
NSC|NORFOLK SOUTHERN CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|543
NSC|NORFOLK SOUTHERN CP|WOLF|Wolfe Trahan Securities|2500
NSC|NORFOLK SOUTHERN CP|WSEA|WOLVERINE SECURITIES, LLC|12834
NSC|NORFOLK SOUTHERN CP|XIST|INSTINET, LLC|6948
NSC|NORFOLK SOUTHERN CP|XPQR|Jump Trading|2100
NSC|NORFOLK SOUTHERN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|27866
NSC|NORFOLK SOUTHERN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|9392
NSC|NORFOLK SOUTHERN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10466
NSEC|NATL SECURITY GP I##|APCC|Apex Clearing Corporation|1
NSEC|NATL SECURITY GP I##|BATM|CBOE TRADING, INC.|200
NSEC|NATL SECURITY GP I##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|736
NSEC|NATL SECURITY GP I##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|757
NSEC|NATL SECURITY GP I##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|490
NSEC|NATL SECURITY GP I##|CTDL|Citadel Derivatives Group Llc|308
NSEC|NATL SECURITY GP I##|DBAB|Deutsche Bank Securities Inc.|868
NSEC|NATL SECURITY GP I##|DBAX|Deutsche Bank Securities Inc.|100
NSEC|NATL SECURITY GP I##|ECUT|CONVERGEX EXECUTION SOLUTIONS|30
NSEC|NATL SECURITY GP I##|FBCO|Credit Suisse Securities (USA) LLC|1194
NSEC|NATL SECURITY GP I##|FOMA|TD AMERITRADE CLEARING, INC.|27041
NSEC|NATL SECURITY GP I##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|575
NSEC|NATL SECURITY GP I##|GEBB|GLOBAL EXECUTION BROKERS, LP|168
NSEC|NATL SECURITY GP I##|GLPX|ACS EXECUTION SERVICES, LLC|310
NSEC|NATL SECURITY GP I##|GSCO|GOLDMAN SACHS & CO. LLC|1285
NSEC|NATL SECURITY GP I##|GTSZ|GTS SECURITIES LLC|169
NSEC|NATL SECURITY GP I##|IATS|INTERACTIVE BROKERS LLC|202
NSEC|NATL SECURITY GP I##|IBKR|Interactive Brokers Llc|10184
NSEC|NATL SECURITY GP I##|ICBX|INSTINET, LLC|200
NSEC|NATL SECURITY GP I##|INCA|INSTINET, LLC|2642
NSEC|NATL SECURITY GP I##|ITGI|ITG Inc.|133
NSEC|NATL SECURITY GP I##|KCGM|VIRTU Americas LLC|30
NSEC|NATL SECURITY GP I##|LEHM|Barclays Capital Inc./Le|707
NSEC|NATL SECURITY GP I##|LIME|Lime Brokerage LLC|7480
NSEC|NATL SECURITY GP I##|LMGP|LIME BROKERAGE LLC|900
NSEC|NATL SECURITY GP I##|MSCO|MORGAN STANLEY & CO. LLC|5392
NSEC|NATL SECURITY GP I##|NFSC|National Financial Services LLC|701
NSEC|NATL SECURITY GP I##|NITE|VIRTU Americas LLC|6689
NSEC|NATL SECURITY GP I##|PDQM|CODA MARKETS, INC.|310
NSEC|NATL SECURITY GP I##|SBSH|Citigroup Global Markets Inc.|300
NSEC|NATL SECURITY GP I##|SWIM|TD Ameritrade, Inc.|9408
NSEC|NATL SECURITY GP I##|TRCM|TRC MARKETS LLC|1028
NSEC|NATL SECURITY GP I##|UBSA|UBS SECURITIES LLC|2023
NSEC|NATL SECURITY GP I##|UBSS|UBS Securities LLC|15165
NSEC|NATL SECURITY GP I##|VALX|VIRTU AMERICAS LLC|48
NSEC|NATL SECURITY GP I##|VGRD|Vanguard Marketing Corporation|200
NSEC|NATL SECURITY GP I##|WCHV|WELLS FARGO SECURITIES, LLC|172
NSEC|NATL SECURITY GP I##|WGIF|CIBC World Markets Inc.|50
NSH|NUSTAR GP HGS UTS|APCC|Apex Clearing Corporation|700
NSH|NUSTAR GP HGS UTS|BANK|Primevest Financial Services, Inc.|1100
NSH|NUSTAR GP HGS UTS|BATM|CBOE TRADING, INC.|100
NSH|NUSTAR GP HGS UTS|BERN|Sanford C. Bernstein & Co., LLC|2480
NSH|NUSTAR GP HGS UTS|BIDS|BIDS TRADING L.P.|100
NSH|NUSTAR GP HGS UTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2370
NSH|NUSTAR GP HGS UTS|CHAS|Charles Schwab & Co., Inc.|661
NSH|NUSTAR GP HGS UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2542
NSH|NUSTAR GP HGS UTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NSH|NUSTAR GP HGS UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32547
NSH|NUSTAR GP HGS UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|11898
NSH|NUSTAR GP HGS UTS|DAVA|Davenport & Company LLC|1065
NSH|NUSTAR GP HGS UTS|DBAB|Deutsche Bank Securities Inc.|13900
NSH|NUSTAR GP HGS UTS|DBAX|Deutsche Bank Securities Inc.|47300
NSH|NUSTAR GP HGS UTS|DEAN|MORGAN STANLEY|23825
NSH|NUSTAR GP HGS UTS|DEGS|RONIN PROFESSIONAL LLC|97
NSH|NUSTAR GP HGS UTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
NSH|NUSTAR GP HGS UTS|EBXL|EBX LLC|30200
NSH|NUSTAR GP HGS UTS|EDJO|Edward D. Jones & Co., L.P.|3668
NSH|NUSTAR GP HGS UTS|EGAM|CBOE TRADING, INC.|12534
NSH|NUSTAR GP HGS UTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5938
NSH|NUSTAR GP HGS UTS|ETRS|E*Trade Securities LLC|58258
NSH|NUSTAR GP HGS UTS|FILL|Tradestation Securities, Inc.|1249
NSH|NUSTAR GP HGS UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|482
NSH|NUSTAR GP HGS UTS|FTBR|Foliofn Investments, Inc.|10833
NSH|NUSTAR GP HGS UTS|GSCO|GOLDMAN SACHS & CO. LLC|26303
NSH|NUSTAR GP HGS UTS|GSLT|GOLDMAN SACHS & CO. LLC|2080
NSH|NUSTAR GP HGS UTS|GTSZ|GTS SECURITIES LLC|3514
NSH|NUSTAR GP HGS UTS|HRBF|American Enterprise Investment Services Inc.|1500
NSH|NUSTAR GP HGS UTS|IBKR|Interactive Brokers Llc|5460
NSH|NUSTAR GP HGS UTS|ICBX|INSTINET, LLC|42187
NSH|NUSTAR GP HGS UTS|INCA|INSTINET, LLC|15669
NSH|NUSTAR GP HGS UTS|INJX|INSTINET, LLC|5100
NSH|NUSTAR GP HGS UTS|ITGI|ITG Inc.|10889
NSH|NUSTAR GP HGS UTS|ITGP|ITG INC.|4800
NSH|NUSTAR GP HGS UTS|JANY|Janney Montgomery Scott Inc.|600
NSH|NUSTAR GP HGS UTS|JEFF|JEFFERIES LLC|30502
NSH|NUSTAR GP HGS UTS|JMPT|JUMP TRADING, LLC|924
NSH|NUSTAR GP HGS UTS|JPMX|J.P. Morgan Securities LLC|49494
NSH|NUSTAR GP HGS UTS|KCGM|VIRTU Americas LLC|4980
NSH|NUSTAR GP HGS UTS|LEHM|Barclays Capital Inc./Le|61117
NSH|NUSTAR GP HGS UTS|LIME|Lime Brokerage LLC|10369
NSH|NUSTAR GP HGS UTS|LOOP|Loop Capital Markets LLC|8255
NSH|NUSTAR GP HGS UTS|LSCI|Lek Securities Corporation|300
NSH|NUSTAR GP HGS UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65728
NSH|NUSTAR GP HGS UTS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
NSH|NUSTAR GP HGS UTS|MSCO|MORGAN STANLEY & CO. LLC|36572
NSH|NUSTAR GP HGS UTS|MSPL|MORGAN STANLEY & CO. LLC|6000
NSH|NUSTAR GP HGS UTS|NEUB|NEUBERGER BERMAN BD LLC|1900
NSH|NUSTAR GP HGS UTS|NFSC|National Financial Services LLC|80747
NSH|NUSTAR GP HGS UTS|NITE|VIRTU Americas LLC|164552
NSH|NUSTAR GP HGS UTS|NQRB|Brut, LLC|1100
NSH|NUSTAR GP HGS UTS|NTBF|BMO Nesbitt Burns Inc./CDS|100
NSH|NUSTAR GP HGS UTS|OPCO|Oppenheimer & Co. Inc.|4500
NSH|NUSTAR GP HGS UTS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|741
NSH|NUSTAR GP HGS UTS|PDQM|CODA MARKETS, INC.|17203
NSH|NUSTAR GP HGS UTS|PNSR|Penserra Securities, LLC|8160
NSH|NUSTAR GP HGS UTS|PWJC|UBS Financial Services, Inc.|16643
NSH|NUSTAR GP HGS UTS|RBCM|RBC CAPITAL MARKETS, LLC|1134
NSH|NUSTAR GP HGS UTS|SAGW|SAGETRADER, LLC|100
NSH|NUSTAR GP HGS UTS|SBSH|Citigroup Global Markets Inc.|25638
NSH|NUSTAR GP HGS UTS|SGMT|GOLDMAN SACHS & CO. LLC|12109
NSH|NUSTAR GP HGS UTS|SPDR|SPEEDROUTE LLC|2500
NSH|NUSTAR GP HGS UTS|SPHN|Stephens Inc.|18230
NSH|NUSTAR GP HGS UTS|STFL|Stifel, Nicolaus & Company, Incorporated|820
NSH|NUSTAR GP HGS UTS|SWIM|TD Ameritrade, Inc.|17258
NSH|NUSTAR GP HGS UTS|SWST|Hilltop Securities Inc.|1000
NSH|NUSTAR GP HGS UTS|TKNG|ALLY INVEST SECURITIES LLC|400
NSH|NUSTAR GP HGS UTS|TRBT|Tradebot Systems, Inc.|2150
NSH|NUSTAR GP HGS UTS|TRCM|TRC MARKETS LLC|8568
NSH|NUSTAR GP HGS UTS|UBSA|UBS SECURITIES LLC|164416
NSH|NUSTAR GP HGS UTS|UBSS|UBS Securities LLC|160622
NSH|NUSTAR GP HGS UTS|VALX|VIRTU AMERICAS LLC|5590
NSH|NUSTAR GP HGS UTS|VGRD|Vanguard Marketing Corporation|5076
NSH|NUSTAR GP HGS UTS|WCHV|WELLS FARGO SECURITIES, LLC|55139
NSH|NUSTAR GP HGS UTS|WEDB|WEDBUSH SECURITIES INC.|400
NSH|NUSTAR GP HGS UTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2112
NSH|NUSTAR GP HGS UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85
NSH|NUSTAR GP HGS UTS|WFPB|Wells Fargo Securities, LLC.|11568
NSH|NUSTAR GP HGS UTS|WGIF|CIBC World Markets Inc.|290
NSH|NUSTAR GP HGS UTS|WSEA|WOLVERINE SECURITIES, LLC|143
NSH|NUSTAR GP HGS UTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|8648
NSH|NUSTAR GP HGS UTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3334
NSIT|INSIGHT ENTERPR   ##|ALTX|Alternet Securities Inc.|1910
NSIT|INSIGHT ENTERPR   ##|ANOS|ABEL/NOSER, L.L.C.|269
NSIT|INSIGHT ENTERPR   ##|APCC|Apex Clearing Corporation|2737
NSIT|INSIGHT ENTERPR   ##|BATM|CBOE TRADING, INC.|1324
NSIT|INSIGHT ENTERPR   ##|BERN|Sanford C. Bernstein & Co., LLC|48769
NSIT|INSIGHT ENTERPR   ##|BIDS|BIDS TRADING L.P.|200
NSIT|INSIGHT ENTERPR   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3009
NSIT|INSIGHT ENTERPR   ##|BLKX|INSTINET, LLC|19748
NSIT|INSIGHT ENTERPR   ##|BMOC|BMO Capital Markets Corp.|5651
NSIT|INSIGHT ENTERPR   ##|BNPX|BNP PARIBAS SECURITIES CORP.|7139
NSIT|INSIGHT ENTERPR   ##|BRVL|BLAYLOCK VAN, LLC|500
NSIT|INSIGHT ENTERPR   ##|BTIG|BTIG, LLC|5506
NSIT|INSIGHT ENTERPR   ##|BYXM|CBOE TRADING, INC.|1611
NSIT|INSIGHT ENTERPR   ##|BZYD|GOLDMAN SACHS & CO. LLC|774
NSIT|INSIGHT ENTERPR   ##|CANT|Cantor Fitzgerald & Co.|941
NSIT|INSIGHT ENTERPR   ##|CHAS|Charles Schwab & Co., Inc.|40
NSIT|INSIGHT ENTERPR   ##|CIST|Capital Institutional Services, Inc.|5
NSIT|INSIGHT ENTERPR   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6331
NSIT|INSIGHT ENTERPR   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
NSIT|INSIGHT ENTERPR   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61070
NSIT|INSIGHT ENTERPR   ##|CTDL|Citadel Derivatives Group Llc|12117
NSIT|INSIGHT ENTERPR   ##|CTLR|CUTLER GROUP, LP|1000
NSIT|INSIGHT ENTERPR   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|57794
NSIT|INSIGHT ENTERPR   ##|DBAB|Deutsche Bank Securities Inc.|207484
NSIT|INSIGHT ENTERPR   ##|DBAX|Deutsche Bank Securities Inc.|47700
NSIT|INSIGHT ENTERPR   ##|DBUL|Deutsche Bank Securities Inc.|353
NSIT|INSIGHT ENTERPR   ##|DEAN|MORGAN STANLEY|2575
NSIT|INSIGHT ENTERPR   ##|DEGS|RONIN PROFESSIONAL LLC|269
NSIT|INSIGHT ENTERPR   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37
NSIT|INSIGHT ENTERPR   ##|EBXL|EBX LLC|41500
NSIT|INSIGHT ENTERPR   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|852
NSIT|INSIGHT ENTERPR   ##|EDJO|Edward D. Jones & Co., L.P.|66
NSIT|INSIGHT ENTERPR   ##|EGAM|CBOE TRADING, INC.|8535
NSIT|INSIGHT ENTERPR   ##|EGMT|EG MARKET TECHNOLOGIES LLC|900
NSIT|INSIGHT ENTERPR   ##|EGXM|CBOE TRADING, INC.|609
NSIT|INSIGHT ENTERPR   ##|ESPO|ESPOSITO SECURITIES, LLC|238
NSIT|INSIGHT ENTERPR   ##|ETBE|Electronic Transaction Clearing, Inc.|8107
NSIT|INSIGHT ENTERPR   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|29
NSIT|INSIGHT ENTERPR   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2216
NSIT|INSIGHT ENTERPR   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12244
NSIT|INSIGHT ENTERPR   ##|ETRS|E*Trade Securities LLC|11137
NSIT|INSIGHT ENTERPR   ##|FBCO|Credit Suisse Securities (USA) LLC|160307
NSIT|INSIGHT ENTERPR   ##|FILL|Tradestation Securities, Inc.|1365
NSIT|INSIGHT ENTERPR   ##|FMAF|NBCN Inc./ CDS|100
NSIT|INSIGHT ENTERPR   ##|FOMA|TD AMERITRADE CLEARING, INC.|59910
NSIT|INSIGHT ENTERPR   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1458
NSIT|INSIGHT ENTERPR   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57079
NSIT|INSIGHT ENTERPR   ##|FTBR|Foliofn Investments, Inc.|3912
NSIT|INSIGHT ENTERPR   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|11561
NSIT|INSIGHT ENTERPR   ##|GLIS|TD Securities Inc|600
NSIT|INSIGHT ENTERPR   ##|GLPX|ACS EXECUTION SERVICES, LLC|15810
NSIT|INSIGHT ENTERPR   ##|GSCO|GOLDMAN SACHS & CO. LLC|346929
NSIT|INSIGHT ENTERPR   ##|GSCS|GOLDMAN SACHS & CO. LLC|8009
NSIT|INSIGHT ENTERPR   ##|GSLT|GOLDMAN SACHS & CO. LLC|394
NSIT|INSIGHT ENTERPR   ##|GTSZ|GTS SECURITIES LLC|18882
NSIT|INSIGHT ENTERPR   ##|HRBF|American Enterprise Investment Services Inc.|800
NSIT|INSIGHT ENTERPR   ##|IATS|INTERACTIVE BROKERS LLC|3357
NSIT|INSIGHT ENTERPR   ##|IBKR|Interactive Brokers Llc|25066
NSIT|INSIGHT ENTERPR   ##|ICBX|INSTINET, LLC|24320
NSIT|INSIGHT ENTERPR   ##|IEQY|CITADEL SECURITIES LLC|33683
NSIT|INSIGHT ENTERPR   ##|INCA|INSTINET, LLC|158857
NSIT|INSIGHT ENTERPR   ##|INJX|INSTINET, LLC|4804
NSIT|INSIGHT ENTERPR   ##|ITGI|ITG Inc.|31354
NSIT|INSIGHT ENTERPR   ##|ITGP|ITG INC.|114600
NSIT|INSIGHT ENTERPR   ##|JEFF|JEFFERIES LLC|30290
NSIT|INSIGHT ENTERPR   ##|JMPT|JUMP TRADING, LLC|17215
NSIT|INSIGHT ENTERPR   ##|JONE|JonesTrading|7532
NSIT|INSIGHT ENTERPR   ##|JPBX|J.P. MORGAN SECURITIES LLC|32134
NSIT|INSIGHT ENTERPR   ##|JPMX|J.P. Morgan Securities LLC|192991
NSIT|INSIGHT ENTERPR   ##|JSJX|JANE STREET CAPITAL LLC|16872
NSIT|INSIGHT ENTERPR   ##|KCGM|VIRTU Americas LLC|27619
NSIT|INSIGHT ENTERPR   ##|LEHM|Barclays Capital Inc./Le|219601
NSIT|INSIGHT ENTERPR   ##|LIME|Lime Brokerage LLC|103462
NSIT|INSIGHT ENTERPR   ##|LMGP|LIME BROKERAGE LLC|5330
NSIT|INSIGHT ENTERPR   ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|151376
NSIT|INSIGHT ENTERPR   ##|LOOP|Loop Capital Markets LLC|526
NSIT|INSIGHT ENTERPR   ##|LQNA|LIQUIDNET, INC.|14900
NSIT|INSIGHT ENTERPR   ##|LQNB|LIQUIDNET, INC.|155
NSIT|INSIGHT ENTERPR   ##|LTCO|Ladenburg, Thalmann & Co., Inc.|5668
NSIT|INSIGHT ENTERPR   ##|MAXM|Maxim Group LLC|3814
NSIT|INSIGHT ENTERPR   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31220
NSIT|INSIGHT ENTERPR   ##|MOTF|MOTIF INVESTING, INC.|5
NSIT|INSIGHT ENTERPR   ##|MSCO|MORGAN STANLEY & CO. LLC|781930
NSIT|INSIGHT ENTERPR   ##|MSPL|MORGAN STANLEY & CO. LLC|67600
NSIT|INSIGHT ENTERPR   ##|MSTX|MORGAN STANLEY & CO. LLC|4200
NSIT|INSIGHT ENTERPR   ##|NFSC|National Financial Services LLC|54153
NSIT|INSIGHT ENTERPR   ##|NITE|VIRTU Americas LLC|92731
NSIT|INSIGHT ENTERPR   ##|NITP|VIRTU Americas LLC|1700
NSIT|INSIGHT ENTERPR   ##|NQRB|Brut, LLC|2012
NSIT|INSIGHT ENTERPR   ##|NTRC|Northern Trust Securities, Inc.|854
NSIT|INSIGHT ENTERPR   ##|OPCO|Oppenheimer & Co. Inc.|67
NSIT|INSIGHT ENTERPR   ##|PDQM|CODA MARKETS, INC.|51434
NSIT|INSIGHT ENTERPR   ##|PHLY|NASDAQ Execution Services, LLC|1000
NSIT|INSIGHT ENTERPR   ##|RBCM|RBC CAPITAL MARKETS, LLC|31
NSIT|INSIGHT ENTERPR   ##|RGLD|Regal Securities, Inc|10
NSIT|INSIGHT ENTERPR   ##|SAGL|SAGETRADER, LLC|1278
NSIT|INSIGHT ENTERPR   ##|SAGW|SAGETRADER, LLC|940
NSIT|INSIGHT ENTERPR   ##|SBSH|Citigroup Global Markets Inc.|226011
NSIT|INSIGHT ENTERPR   ##|SGMT|GOLDMAN SACHS & CO. LLC|20785
NSIT|INSIGHT ENTERPR   ##|SPDR|SPEEDROUTE LLC|1800
NSIT|INSIGHT ENTERPR   ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|36608
NSIT|INSIGHT ENTERPR   ##|STFL|Stifel, Nicolaus & Company, Incorporated|811
NSIT|INSIGHT ENTERPR   ##|SWIM|TD Ameritrade, Inc.|10600
NSIT|INSIGHT ENTERPR   ##|SWST|Hilltop Securities Inc.|2
NSIT|INSIGHT ENTERPR   ##|TKNG|ALLY INVEST SECURITIES LLC|593
NSIT|INSIGHT ENTERPR   ##|TRBT|Tradebot Systems, Inc.|53952
NSIT|INSIGHT ENTERPR   ##|TRCM|TRC MARKETS LLC|70439
NSIT|INSIGHT ENTERPR   ##|UBSA|UBS SECURITIES LLC|102605
NSIT|INSIGHT ENTERPR   ##|UBSS|UBS Securities LLC|265750
NSIT|INSIGHT ENTERPR   ##|VALX|VIRTU AMERICAS LLC|6231
NSIT|INSIGHT ENTERPR   ##|VGRD|Vanguard Marketing Corporation|1724
NSIT|INSIGHT ENTERPR   ##|VSIN|Vision Financial Markets Llc|10
NSIT|INSIGHT ENTERPR   ##|WABR|Wall Street Access|233
NSIT|INSIGHT ENTERPR   ##|WCHV|WELLS FARGO SECURITIES, LLC|34190
NSIT|INSIGHT ENTERPR   ##|WEED|Weeden & Co.L.P.|4050
NSIT|INSIGHT ENTERPR   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1547
NSIT|INSIGHT ENTERPR   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|996
NSIT|INSIGHT ENTERPR   ##|WGIF|CIBC World Markets Inc.|269
NSIT|INSIGHT ENTERPR   ##|WSEA|WOLVERINE SECURITIES, LLC|331
NSIT|INSIGHT ENTERPR   ##|XIST|INSTINET, LLC|54682
NSIT|INSIGHT ENTERPR   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|13744
NSIT|INSIGHT ENTERPR   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|4503
NSIT|INSIGHT ENTERPR   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1075
NSL|NUVEEN SR INCM FD|ALTX|Alternet Securities Inc.|300
NSL|NUVEEN SR INCM FD|APCC|Apex Clearing Corporation|374
NSL|NUVEEN SR INCM FD|BARD|Robert W. Baird & Co. Incorporated|3730
NSL|NUVEEN SR INCM FD|BBNT|BB&T SECURITIES, LLC|3700
NSL|NUVEEN SR INCM FD|BERN|Sanford C. Bernstein & Co., LLC|7
NSL|NUVEEN SR INCM FD|BTIG|BTIG, LLC|1970
NSL|NUVEEN SR INCM FD|CANT|Cantor Fitzgerald & Co.|1287
NSL|NUVEEN SR INCM FD|CHAS|Charles Schwab & Co., Inc.|305
NSL|NUVEEN SR INCM FD|CIST|Capital Institutional Services, Inc.|4100
NSL|NUVEEN SR INCM FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2300
NSL|NUVEEN SR INCM FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NSL|NUVEEN SR INCM FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5100
NSL|NUVEEN SR INCM FD|CTDL|Citadel Derivatives Group Llc|80
NSL|NUVEEN SR INCM FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|5612
NSL|NUVEEN SR INCM FD|DBAB|Deutsche Bank Securities Inc.|45992
NSL|NUVEEN SR INCM FD|DBAX|Deutsche Bank Securities Inc.|12200
NSL|NUVEEN SR INCM FD|DEAN|MORGAN STANLEY|9312
NSL|NUVEEN SR INCM FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38730
NSL|NUVEEN SR INCM FD|EBXL|EBX LLC|20100
NSL|NUVEEN SR INCM FD|EDJO|Edward D. Jones & Co., L.P.|4005
NSL|NUVEEN SR INCM FD|EGAM|CBOE TRADING, INC.|600
NSL|NUVEEN SR INCM FD|EGXM|CBOE TRADING, INC.|200
NSL|NUVEEN SR INCM FD|ESPO|ESPOSITO SECURITIES, LLC|712
NSL|NUVEEN SR INCM FD|ETBE|Electronic Transaction Clearing, Inc.|300
NSL|NUVEEN SR INCM FD|ETRS|E*Trade Securities LLC|11362
NSL|NUVEEN SR INCM FD|FBSB|U.S. Bancorp Investments, Inc.|300
NSL|NUVEEN SR INCM FD|FILL|Tradestation Securities, Inc.|725
NSL|NUVEEN SR INCM FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|709
NSL|NUVEEN SR INCM FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25777
NSL|NUVEEN SR INCM FD|FTBR|Foliofn Investments, Inc.|11
NSL|NUVEEN SR INCM FD|GLPX|ACS EXECUTION SERVICES, LLC|45
NSL|NUVEEN SR INCM FD|GSCO|GOLDMAN SACHS & CO. LLC|1900
NSL|NUVEEN SR INCM FD|GSLT|GOLDMAN SACHS & CO. LLC|600
NSL|NUVEEN SR INCM FD|GTSZ|GTS SECURITIES LLC|1600
NSL|NUVEEN SR INCM FD|HRBF|American Enterprise Investment Services Inc.|24839
NSL|NUVEEN SR INCM FD|IATS|INTERACTIVE BROKERS LLC|18908
NSL|NUVEEN SR INCM FD|IBKR|Interactive Brokers Llc|40748
NSL|NUVEEN SR INCM FD|ICBX|INSTINET, LLC|13349
NSL|NUVEEN SR INCM FD|INCA|INSTINET, LLC|900
NSL|NUVEEN SR INCM FD|ITGI|ITG Inc.|400
NSL|NUVEEN SR INCM FD|ITGP|ITG INC.|47200
NSL|NUVEEN SR INCM FD|JANY|Janney Montgomery Scott Inc.|5108
NSL|NUVEEN SR INCM FD|JMPT|JUMP TRADING, LLC|608
NSL|NUVEEN SR INCM FD|JPMX|J.P. Morgan Securities LLC|9400
NSL|NUVEEN SR INCM FD|KCGM|VIRTU Americas LLC|2500
NSL|NUVEEN SR INCM FD|LEHM|Barclays Capital Inc./Le|9200
NSL|NUVEEN SR INCM FD|LIME|Lime Brokerage LLC|202
NSL|NUVEEN SR INCM FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|770
NSL|NUVEEN SR INCM FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9600
NSL|NUVEEN SR INCM FD|MOTF|MOTIF INVESTING, INC.|1
NSL|NUVEEN SR INCM FD|MSCO|MORGAN STANLEY & CO. LLC|113688
NSL|NUVEEN SR INCM FD|MSPL|MORGAN STANLEY & CO. LLC|50700
NSL|NUVEEN SR INCM FD|MSTX|MORGAN STANLEY & CO. LLC|200
NSL|NUVEEN SR INCM FD|NFSC|National Financial Services LLC|219633
NSL|NUVEEN SR INCM FD|NITE|VIRTU Americas LLC|352179
NSL|NUVEEN SR INCM FD|NQRB|Brut, LLC|1000
NSL|NUVEEN SR INCM FD|OPCO|Oppenheimer & Co. Inc.|8330
NSL|NUVEEN SR INCM FD|PDQM|CODA MARKETS, INC.|1145
NSL|NUVEEN SR INCM FD|PWJC|UBS Financial Services, Inc.|11176
NSL|NUVEEN SR INCM FD|RBCM|RBC CAPITAL MARKETS, LLC|128
NSL|NUVEEN SR INCM FD|SALI|INTL FCSTONE FINANCIAL INC.|711
NSL|NUVEEN SR INCM FD|SBSH|Citigroup Global Markets Inc.|600
NSL|NUVEEN SR INCM FD|SGMT|GOLDMAN SACHS & CO. LLC|4700
NSL|NUVEEN SR INCM FD|STFL|Stifel, Nicolaus & Company, Incorporated|19869
NSL|NUVEEN SR INCM FD|SWIM|TD Ameritrade, Inc.|4495
NSL|NUVEEN SR INCM FD|SWST|Hilltop Securities Inc.|23099
NSL|NUVEEN SR INCM FD|TRBT|Tradebot Systems, Inc.|1429
NSL|NUVEEN SR INCM FD|UBSA|UBS SECURITIES LLC|31687
NSL|NUVEEN SR INCM FD|UBSS|UBS Securities LLC|163286
NSL|NUVEEN SR INCM FD|VALX|VIRTU AMERICAS LLC|600
NSL|NUVEEN SR INCM FD|VERT|The Vertical Trading Group, LLC|1
NSL|NUVEEN SR INCM FD|VGRD|Vanguard Marketing Corporation|8623
NSL|NUVEEN SR INCM FD|WCHV|WELLS FARGO SECURITIES, LLC|57669
NSL|NUVEEN SR INCM FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16027
NSL|NUVEEN SR INCM FD|WSEA|WOLVERINE SECURITIES, LLC|1956
NSL|NUVEEN SR INCM FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
NSL|NUVEEN SR INCM FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54321
NSM|NATIONSTAR MORTGAGE|AGIS|Aegis Capital Corp.|1300
NSM|NATIONSTAR MORTGAGE|ALTX|Alternet Securities Inc.|3390
NSM|NATIONSTAR MORTGAGE|APCC|Apex Clearing Corporation|6
NSM|NATIONSTAR MORTGAGE|BANK|Primevest Financial Services, Inc.|4
NSM|NATIONSTAR MORTGAGE|BERN|Sanford C. Bernstein & Co., LLC|12100
NSM|NATIONSTAR MORTGAGE|BLKX|INSTINET, LLC|5000
NSM|NATIONSTAR MORTGAGE|BNPX|BNP PARIBAS SECURITIES CORP.|2977
NSM|NATIONSTAR MORTGAGE|BTIG|BTIG, LLC|2100
NSM|NATIONSTAR MORTGAGE|BYXM|CBOE TRADING, INC.|100
NSM|NATIONSTAR MORTGAGE|CIST|Capital Institutional Services, Inc.|1499
NSM|NATIONSTAR MORTGAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43691
NSM|NATIONSTAR MORTGAGE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5486
NSM|NATIONSTAR MORTGAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47256
NSM|NATIONSTAR MORTGAGE|CTDL|Citadel Derivatives Group Llc|849
NSM|NATIONSTAR MORTGAGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|6184
NSM|NATIONSTAR MORTGAGE|DBAB|Deutsche Bank Securities Inc.|20314
NSM|NATIONSTAR MORTGAGE|DBAX|Deutsche Bank Securities Inc.|25300
NSM|NATIONSTAR MORTGAGE|DEAN|MORGAN STANLEY|2056
NSM|NATIONSTAR MORTGAGE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
NSM|NATIONSTAR MORTGAGE|EBXL|EBX LLC|50600
NSM|NATIONSTAR MORTGAGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|4643
NSM|NATIONSTAR MORTGAGE|EGAM|CBOE TRADING, INC.|2123
NSM|NATIONSTAR MORTGAGE|EGMT|EG MARKET TECHNOLOGIES LLC|2419
NSM|NATIONSTAR MORTGAGE|EGXM|CBOE TRADING, INC.|200
NSM|NATIONSTAR MORTGAGE|EGXW|CBOE TRADING, INC.|200
NSM|NATIONSTAR MORTGAGE|ETBE|Electronic Transaction Clearing, Inc.|3466
NSM|NATIONSTAR MORTGAGE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|730
NSM|NATIONSTAR MORTGAGE|ETRS|E*Trade Securities LLC|4558
NSM|NATIONSTAR MORTGAGE|FMAF|NBCN Inc./ CDS|600
NSM|NATIONSTAR MORTGAGE|FQLS|Quantlab Securities LP|5793
NSM|NATIONSTAR MORTGAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1735
NSM|NATIONSTAR MORTGAGE|FTBR|Foliofn Investments, Inc.|446
NSM|NATIONSTAR MORTGAGE|GEBB|GLOBAL EXECUTION BROKERS, LP|300
NSM|NATIONSTAR MORTGAGE|GLPX|ACS EXECUTION SERVICES, LLC|10580
NSM|NATIONSTAR MORTGAGE|GSCO|GOLDMAN SACHS & CO. LLC|94932
NSM|NATIONSTAR MORTGAGE|GSCS|GOLDMAN SACHS & CO. LLC|1300
NSM|NATIONSTAR MORTGAGE|GSLT|GOLDMAN SACHS & CO. LLC|1006
NSM|NATIONSTAR MORTGAGE|GTSZ|GTS SECURITIES LLC|768
NSM|NATIONSTAR MORTGAGE|IATS|INTERACTIVE BROKERS LLC|3420
NSM|NATIONSTAR MORTGAGE|IBKR|Interactive Brokers Llc|8239
NSM|NATIONSTAR MORTGAGE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
NSM|NATIONSTAR MORTGAGE|ICBX|INSTINET, LLC|15200
NSM|NATIONSTAR MORTGAGE|IEQY|CITADEL SECURITIES LLC|8113
NSM|NATIONSTAR MORTGAGE|INCA|INSTINET, LLC|24650
NSM|NATIONSTAR MORTGAGE|INJX|INSTINET, LLC|30
NSM|NATIONSTAR MORTGAGE|ITGI|ITG Inc.|12619
NSM|NATIONSTAR MORTGAGE|ITGP|ITG INC.|178600
NSM|NATIONSTAR MORTGAGE|JANY|Janney Montgomery Scott Inc.|500
NSM|NATIONSTAR MORTGAGE|JEFF|JEFFERIES LLC|3309
NSM|NATIONSTAR MORTGAGE|JMPT|JUMP TRADING, LLC|2851
NSM|NATIONSTAR MORTGAGE|JPMX|J.P. Morgan Securities LLC|58644
NSM|NATIONSTAR MORTGAGE|JSJX|JANE STREET CAPITAL LLC|2297
NSM|NATIONSTAR MORTGAGE|KCGM|VIRTU Americas LLC|34194
NSM|NATIONSTAR MORTGAGE|LEHM|Barclays Capital Inc./Le|167298
NSM|NATIONSTAR MORTGAGE|LIME|Lime Brokerage LLC|4569
NSM|NATIONSTAR MORTGAGE|LSCI|Lek Securities Corporation|9710
NSM|NATIONSTAR MORTGAGE|MAXM|Maxim Group LLC|1000
NSM|NATIONSTAR MORTGAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45092
NSM|NATIONSTAR MORTGAGE|MPSG|E D & F Man Capital Markets Inc.|2159
NSM|NATIONSTAR MORTGAGE|MSCO|MORGAN STANLEY & CO. LLC|92784
NSM|NATIONSTAR MORTGAGE|MSPL|MORGAN STANLEY & CO. LLC|47800
NSM|NATIONSTAR MORTGAGE|MSTX|MORGAN STANLEY & CO. LLC|12900
NSM|NATIONSTAR MORTGAGE|NFSC|National Financial Services LLC|39566
NSM|NATIONSTAR MORTGAGE|NITE|VIRTU Americas LLC|132484
NSM|NATIONSTAR MORTGAGE|NQRB|Brut, LLC|600
NSM|NATIONSTAR MORTGAGE|OPCO|Oppenheimer & Co. Inc.|2600
NSM|NATIONSTAR MORTGAGE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
NSM|NATIONSTAR MORTGAGE|PDQM|CODA MARKETS, INC.|12739
NSM|NATIONSTAR MORTGAGE|RBCM|RBC CAPITAL MARKETS, LLC|1139
NSM|NATIONSTAR MORTGAGE|SAGL|SAGETRADER, LLC|20
NSM|NATIONSTAR MORTGAGE|SAGW|SAGETRADER, LLC|158
NSM|NATIONSTAR MORTGAGE|SBSH|Citigroup Global Markets Inc.|14583
NSM|NATIONSTAR MORTGAGE|SGMT|GOLDMAN SACHS & CO. LLC|39290
NSM|NATIONSTAR MORTGAGE|SPDR|SPEEDROUTE LLC|9266
NSM|NATIONSTAR MORTGAGE|STFL|Stifel, Nicolaus & Company, Incorporated|344
NSM|NATIONSTAR MORTGAGE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
NSM|NATIONSTAR MORTGAGE|TRBT|Tradebot Systems, Inc.|6952
NSM|NATIONSTAR MORTGAGE|TRCM|TRC MARKETS LLC|3678
NSM|NATIONSTAR MORTGAGE|UBSA|UBS SECURITIES LLC|127266
NSM|NATIONSTAR MORTGAGE|UBSS|UBS Securities LLC|86630
NSM|NATIONSTAR MORTGAGE|VALX|VIRTU AMERICAS LLC|1851
NSM|NATIONSTAR MORTGAGE|VGRD|Vanguard Marketing Corporation|22320
NSM|NATIONSTAR MORTGAGE|WABR|Wall Street Access|3771
NSM|NATIONSTAR MORTGAGE|WCHV|WELLS FARGO SECURITIES, LLC|17086
NSM|NATIONSTAR MORTGAGE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1600
NSM|NATIONSTAR MORTGAGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
NSM|NATIONSTAR MORTGAGE|WSEA|WOLVERINE SECURITIES, LLC|1
NSM|NATIONSTAR MORTGAGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|12094
NSM|NATIONSTAR MORTGAGE|YKNA|COMHAR CAPITAL MARKETS, LLC|2908
NSM|NATIONSTAR MORTGAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
NSP|INSPERITY, INC.|ANOS|ABEL/NOSER, L.L.C.|480
NSP|INSPERITY, INC.|APCC|Apex Clearing Corporation|356
NSP|INSPERITY, INC.|AQUA|AQUA SECURITIES L.P.|3500
NSP|INSPERITY, INC.|BANK|Primevest Financial Services, Inc.|107
NSP|INSPERITY, INC.|BARD|Robert W. Baird & Co. Incorporated|4365
NSP|INSPERITY, INC.|BATM|CBOE TRADING, INC.|5232
NSP|INSPERITY, INC.|BBNT|BB&T SECURITIES, LLC|256
NSP|INSPERITY, INC.|BERN|Sanford C. Bernstein & Co., LLC|1906
NSP|INSPERITY, INC.|BIDS|BIDS TRADING L.P.|25800
NSP|INSPERITY, INC.|BIMI|Banca IMI Securities Corp.|80
NSP|INSPERITY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3625
NSP|INSPERITY, INC.|BLKX|INSTINET, LLC|5300
NSP|INSPERITY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|52604
NSP|INSPERITY, INC.|BRVL|BLAYLOCK VAN, LLC|1097
NSP|INSPERITY, INC.|BTIG|BTIG, LLC|1510
NSP|INSPERITY, INC.|BYXM|CBOE TRADING, INC.|100
NSP|INSPERITY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|500
NSP|INSPERITY, INC.|CANT|Cantor Fitzgerald & Co.|12
NSP|INSPERITY, INC.|CHAS|Charles Schwab & Co., Inc.|1300
NSP|INSPERITY, INC.|CIST|Capital Institutional Services, Inc.|2794
NSP|INSPERITY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26971
NSP|INSPERITY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|834
NSP|INSPERITY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140160
NSP|INSPERITY, INC.|CTDL|Citadel Derivatives Group Llc|2064
NSP|INSPERITY, INC.|CTLR|CUTLER GROUP, LP|100
NSP|INSPERITY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6722
NSP|INSPERITY, INC.|DBAB|Deutsche Bank Securities Inc.|113601
NSP|INSPERITY, INC.|DBAX|Deutsche Bank Securities Inc.|65300
NSP|INSPERITY, INC.|DBUL|Deutsche Bank Securities Inc.|412
NSP|INSPERITY, INC.|DCHF|Dart Executions, LLC|124
NSP|INSPERITY, INC.|DEAN|MORGAN STANLEY|1791
NSP|INSPERITY, INC.|DEGS|RONIN PROFESSIONAL LLC|100
NSP|INSPERITY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
NSP|INSPERITY, INC.|EBXL|EBX LLC|32900
NSP|INSPERITY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|11986
NSP|INSPERITY, INC.|EDJO|Edward D. Jones & Co., L.P.|1905
NSP|INSPERITY, INC.|EGAM|CBOE TRADING, INC.|8734
NSP|INSPERITY, INC.|EGAW|CBOE TRADING, INC.|66
NSP|INSPERITY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|380
NSP|INSPERITY, INC.|EGXM|CBOE TRADING, INC.|393
NSP|INSPERITY, INC.|EGXW|CBOE TRADING, INC.|31
NSP|INSPERITY, INC.|ELEV|ELEVATION, LLC|712
NSP|INSPERITY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18074
NSP|INSPERITY, INC.|ETRS|E*Trade Securities LLC|23625
NSP|INSPERITY, INC.|FILL|Tradestation Securities, Inc.|3002
NSP|INSPERITY, INC.|FMAF|NBCN Inc./ CDS|460
NSP|INSPERITY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|407
NSP|INSPERITY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22517
NSP|INSPERITY, INC.|FTBR|Foliofn Investments, Inc.|5835
NSP|INSPERITY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|869
NSP|INSPERITY, INC.|GLIS|TD Securities Inc|508
NSP|INSPERITY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2714
NSP|INSPERITY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|246446
NSP|INSPERITY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3710
NSP|INSPERITY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2199
NSP|INSPERITY, INC.|GTSZ|GTS SECURITIES LLC|12485
NSP|INSPERITY, INC.|HAPX|HAP Trading, LLC|100
NSP|INSPERITY, INC.|HRBF|American Enterprise Investment Services Inc.|547
NSP|INSPERITY, INC.|IATS|INTERACTIVE BROKERS LLC|240
NSP|INSPERITY, INC.|IBKR|Interactive Brokers Llc|7254
NSP|INSPERITY, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|287
NSP|INSPERITY, INC.|ICBX|INSTINET, LLC|11297
NSP|INSPERITY, INC.|IEQY|CITADEL SECURITIES LLC|18218
NSP|INSPERITY, INC.|INCA|INSTINET, LLC|62703
NSP|INSPERITY, INC.|INJX|INSTINET, LLC|1852
NSP|INSPERITY, INC.|ITGI|ITG Inc.|30335
NSP|INSPERITY, INC.|ITGP|ITG INC.|169600
NSP|INSPERITY, INC.|JANY|Janney Montgomery Scott Inc.|326
NSP|INSPERITY, INC.|JEFF|JEFFERIES LLC|30725
NSP|INSPERITY, INC.|JMPT|JUMP TRADING, LLC|14268
NSP|INSPERITY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|18100
NSP|INSPERITY, INC.|JPMX|J.P. Morgan Securities LLC|161382
NSP|INSPERITY, INC.|JSJX|JANE STREET CAPITAL LLC|7791
NSP|INSPERITY, INC.|KCGM|VIRTU Americas LLC|14232
NSP|INSPERITY, INC.|LEHM|Barclays Capital Inc./Le|143017
NSP|INSPERITY, INC.|LIME|Lime Brokerage LLC|4015
NSP|INSPERITY, INC.|LOOP|Loop Capital Markets LLC|741
NSP|INSPERITY, INC.|LQNB|LIQUIDNET, INC.|8800
NSP|INSPERITY, INC.|LSCI|Lek Securities Corporation|13
NSP|INSPERITY, INC.|MACC|Mid Atlantic Capital Corporation|273
NSP|INSPERITY, INC.|MAXM|Maxim Group LLC|222
NSP|INSPERITY, INC.|MBTS|ALLY INVEST SECURITIES LLC|165
NSP|INSPERITY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31348
NSP|INSPERITY, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|20
NSP|INSPERITY, INC.|MSCO|MORGAN STANLEY & CO. LLC|319419
NSP|INSPERITY, INC.|MSPL|MORGAN STANLEY & CO. LLC|150200
NSP|INSPERITY, INC.|MSTX|MORGAN STANLEY & CO. LLC|12200
NSP|INSPERITY, INC.|MTON|MILLINGTON SECURITIES, INC.|53099
NSP|INSPERITY, INC.|NBCS|NBC Securities, INC.|60
NSP|INSPERITY, INC.|NFSC|National Financial Services LLC|126942
NSP|INSPERITY, INC.|NITE|VIRTU Americas LLC|222051
NSP|INSPERITY, INC.|NITP|VIRTU Americas LLC|52
NSP|INSPERITY, INC.|NQRB|Brut, LLC|2061
NSP|INSPERITY, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1455
NSP|INSPERITY, INC.|OPCO|Oppenheimer & Co. Inc.|30
NSP|INSPERITY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
NSP|INSPERITY, INC.|PCFF|Pacific International Securities Inc./CDS|70
NSP|INSPERITY, INC.|PDQM|CODA MARKETS, INC.|17619
NSP|INSPERITY, INC.|PHLY|NASDAQ Execution Services, LLC|2000
NSP|INSPERITY, INC.|PICT|Pictet Overseas Inc.|70
NSP|INSPERITY, INC.|PUMA|Puma Capital, Llc|53099
NSP|INSPERITY, INC.|PWJC|UBS Financial Services, Inc.|1502
NSP|INSPERITY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|12889
NSP|INSPERITY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|9144
NSP|INSPERITY, INC.|SAGL|SAGETRADER, LLC|203
NSP|INSPERITY, INC.|SBRX|MURIEL SIEBERT & CO INC|52
NSP|INSPERITY, INC.|SBSH|Citigroup Global Markets Inc.|29614
NSP|INSPERITY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|35212
NSP|INSPERITY, INC.|SPDR|SPEEDROUTE LLC|1500
NSP|INSPERITY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1562
NSP|INSPERITY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
NSP|INSPERITY, INC.|SWIM|TD Ameritrade, Inc.|9960
NSP|INSPERITY, INC.|SWST|Hilltop Securities Inc.|25
NSP|INSPERITY, INC.|TKNG|ALLY INVEST SECURITIES LLC|1248
NSP|INSPERITY, INC.|TRBT|Tradebot Systems, Inc.|1959
NSP|INSPERITY, INC.|TRCM|TRC MARKETS LLC|22249
NSP|INSPERITY, INC.|TWTT|TASTYWORKS, INC.|175
NSP|INSPERITY, INC.|UBSA|UBS SECURITIES LLC|215710
NSP|INSPERITY, INC.|UBSS|UBS Securities LLC|241380
NSP|INSPERITY, INC.|VALX|VIRTU AMERICAS LLC|19878
NSP|INSPERITY, INC.|VGRD|Vanguard Marketing Corporation|4882
NSP|INSPERITY, INC.|WABR|Wall Street Access|200
NSP|INSPERITY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2178
NSP|INSPERITY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|22230
NSP|INSPERITY, INC.|WDNX|WEEDEN & CO.L.P.|6612
NSP|INSPERITY, INC.|WEDB|WEDBUSH SECURITIES INC.|356
NSP|INSPERITY, INC.|WEED|Weeden & Co.L.P.|2860
NSP|INSPERITY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7398
NSP|INSPERITY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13575
NSP|INSPERITY, INC.|WGIF|CIBC World Markets Inc.|10
NSP|INSPERITY, INC.|WHOT|JUST2TRADE, INC.|35
NSP|INSPERITY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|16
NSP|INSPERITY, INC.|WOLF|Wolfe Trahan Securities|100
NSP|INSPERITY, INC.|WSEA|WOLVERINE SECURITIES, LLC|3738
NSP|INSPERITY, INC.|XIST|INSTINET, LLC|30644
NSP|INSPERITY, INC.|XPQR|Jump Trading|100
NSP|INSPERITY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|26454
NSP|INSPERITY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|863
NSPR|INSPIREMD INC|APCC|Apex Clearing Corporation|129520
NSPR|INSPIREMD INC|BIMI|Banca IMI Securities Corp.|23400
NSPR|INSPIREMD INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
NSPR|INSPIREMD INC|BYXM|CBOE TRADING, INC.|200
NSPR|INSPIREMD INC|CHAS|Charles Schwab & Co., Inc.|7850
NSPR|INSPIREMD INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58054
NSPR|INSPIREMD INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19403
NSPR|INSPIREMD INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12000
NSPR|INSPIREMD INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52123
NSPR|INSPIREMD INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4840
NSPR|INSPIREMD INC|DBAB|Deutsche Bank Securities Inc.|21484
NSPR|INSPIREMD INC|DBAX|Deutsche Bank Securities Inc.|42200
NSPR|INSPIREMD INC|DBUL|Deutsche Bank Securities Inc.|3200
NSPR|INSPIREMD INC|EBXL|EBX LLC|27100
NSPR|INSPIREMD INC|EDJC|Edward Jones / CDS|1
NSPR|INSPIREMD INC|EGAM|CBOE TRADING, INC.|2500
NSPR|INSPIREMD INC|EGXM|CBOE TRADING, INC.|6717
NSPR|INSPIREMD INC|ETBE|Electronic Transaction Clearing, Inc.|490
NSPR|INSPIREMD INC|ETRS|E*Trade Securities LLC|668294
NSPR|INSPIREMD INC|FILL|Tradestation Securities, Inc.|1793
NSPR|INSPIREMD INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
NSPR|INSPIREMD INC|GLPX|ACS EXECUTION SERVICES, LLC|1075
NSPR|INSPIREMD INC|GSCO|GOLDMAN SACHS & CO. LLC|197223
NSPR|INSPIREMD INC|GSCS|GOLDMAN SACHS & CO. LLC|3400
NSPR|INSPIREMD INC|GSLT|GOLDMAN SACHS & CO. LLC|6234
NSPR|INSPIREMD INC|IATS|INTERACTIVE BROKERS LLC|13336
NSPR|INSPIREMD INC|IBKR|Interactive Brokers Llc|99228
NSPR|INSPIREMD INC|ICBX|INSTINET, LLC|20942
NSPR|INSPIREMD INC|INCA|INSTINET, LLC|1539380
NSPR|INSPIREMD INC|ITGI|ITG Inc.|11789
NSPR|INSPIREMD INC|ITGP|ITG INC.|14600
NSPR|INSPIREMD INC|JEFF|JEFFERIES LLC|2100
NSPR|INSPIREMD INC|JGUN|Joseph Gunnar & Co.  LLC|25000
NSPR|INSPIREMD INC|JMPT|JUMP TRADING, LLC|15612
NSPR|INSPIREMD INC|JONE|JonesTrading|2800
NSPR|INSPIREMD INC|JPMX|J.P. Morgan Securities LLC|9465
NSPR|INSPIREMD INC|JSJX|JANE STREET CAPITAL LLC|100
NSPR|INSPIREMD INC|KCGM|VIRTU Americas LLC|159953
NSPR|INSPIREMD INC|LEHM|Barclays Capital Inc./Le|39612
NSPR|INSPIREMD INC|LIME|Lime Brokerage LLC|2278
NSPR|INSPIREMD INC|LSCI|Lek Securities Corporation|976
NSPR|INSPIREMD INC|LTCO|Ladenburg, Thalmann & Co., Inc.|10000
NSPR|INSPIREMD INC|MAXM|Maxim Group LLC|132736
NSPR|INSPIREMD INC|MBTS|ALLY INVEST SECURITIES LLC|1000
NSPR|INSPIREMD INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14258
NSPR|INSPIREMD INC|MSCO|MORGAN STANLEY & CO. LLC|2322623
NSPR|INSPIREMD INC|MSPL|MORGAN STANLEY & CO. LLC|5400
NSPR|INSPIREMD INC|NFSC|National Financial Services LLC|781207
NSPR|INSPIREMD INC|NITE|VIRTU Americas LLC|2236908
NSPR|INSPIREMD INC|NITP|VIRTU Americas LLC|600
NSPR|INSPIREMD INC|NORT|Northland Securities, Inc.|979744
NSPR|INSPIREMD INC|NQRB|Brut, LLC|800
NSPR|INSPIREMD INC|NTBF|BMO Nesbitt Burns Inc./CDS|3510
NSPR|INSPIREMD INC|OPCO|Oppenheimer & Co. Inc.|1000
NSPR|INSPIREMD INC|PDQM|CODA MARKETS, INC.|84124
NSPR|INSPIREMD INC|RBCM|RBC CAPITAL MARKETS, LLC|41859
NSPR|INSPIREMD INC|RGLD|Regal Securities, Inc|29
NSPR|INSPIREMD INC|SAGL|SAGETRADER, LLC|35500
NSPR|INSPIREMD INC|SALI|INTL FCSTONE FINANCIAL INC.|3100
NSPR|INSPIREMD INC|SBSH|Citigroup Global Markets Inc.|5290
NSPR|INSPIREMD INC|SGMT|GOLDMAN SACHS & CO. LLC|50910
NSPR|INSPIREMD INC|SPDR|SPEEDROUTE LLC|448283
NSPR|INSPIREMD INC|SWIM|TD Ameritrade, Inc.|417798
NSPR|INSPIREMD INC|TKNG|ALLY INVEST SECURITIES LLC|4234
NSPR|INSPIREMD INC|TRWN|T.R. Winston & Company, LLC|10000
NSPR|INSPIREMD INC|UBSA|UBS SECURITIES LLC|465297
NSPR|INSPIREMD INC|UBSS|UBS Securities LLC|605512
NSPR|INSPIREMD INC|VALX|VIRTU AMERICAS LLC|400
NSPR|INSPIREMD INC|VGRD|Vanguard Marketing Corporation|10015
NSPR|INSPIREMD INC|VSIN|Vision Financial Markets Llc|4915
NSPR|INSPIREMD INC|WBLR|WILLIAM BLAIR|1245
NSPR|INSPIREMD INC|WCHV|WELLS FARGO SECURITIES, LLC|17615
NSPR|INSPIREMD INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1137
NSPR|INSPIREMD INC|WGIF|CIBC World Markets Inc.|6250
NSPR|INSPIREMD INC|WSEA|WOLVERINE SECURITIES, LLC|8818
NSPR|INSPIREMD INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
NSPR.W|INSPIREMD INC. WTS|IBKR|Interactive Brokers Llc|7
NSPR.W|INSPIREMD INC. WTS|INCA|INSTINET, LLC|100
NSPR.W|INSPIREMD INC. WTS|MSCO|MORGAN STANLEY & CO. LLC|12100
NSPR.W|INSPIREMD INC. WTS|NITE|VIRTU Americas LLC|403
NSPR.W|INSPIREMD INC. WTS|TTUC|CUTTONE & CO., INC.|19700
NSPR.W|INSPIREMD INC. WTS|UBSS|UBS Securities LLC|7300
NSS|NUSTAR LOGISTICS LP|APCC|Apex Clearing Corporation|200
NSS|NUSTAR LOGISTICS LP|BARD|Robert W. Baird & Co. Incorporated|19
NSS|NUSTAR LOGISTICS LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|130
NSS|NUSTAR LOGISTICS LP|BTIG|BTIG, LLC|3311
NSS|NUSTAR LOGISTICS LP|CANT|Cantor Fitzgerald & Co.|299259
NSS|NUSTAR LOGISTICS LP|CHAS|Charles Schwab & Co., Inc.|200
NSS|NUSTAR LOGISTICS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
NSS|NUSTAR LOGISTICS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5664
NSS|NUSTAR LOGISTICS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|15200
NSS|NUSTAR LOGISTICS LP|DADA|D.A. Davidson & Co.|1387
NSS|NUSTAR LOGISTICS LP|DBAX|Deutsche Bank Securities Inc.|4800
NSS|NUSTAR LOGISTICS LP|DEAN|MORGAN STANLEY|33387
NSS|NUSTAR LOGISTICS LP|EBXL|EBX LLC|4000
NSS|NUSTAR LOGISTICS LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1500
NSS|NUSTAR LOGISTICS LP|EDJO|Edward D. Jones & Co., L.P.|278
NSS|NUSTAR LOGISTICS LP|EGAM|CBOE TRADING, INC.|13
NSS|NUSTAR LOGISTICS LP|ETRS|E*Trade Securities LLC|5857
NSS|NUSTAR LOGISTICS LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5320
NSS|NUSTAR LOGISTICS LP|GLPX|ACS EXECUTION SERVICES, LLC|322
NSS|NUSTAR LOGISTICS LP|GSCO|GOLDMAN SACHS & CO. LLC|977
NSS|NUSTAR LOGISTICS LP|GSLT|GOLDMAN SACHS & CO. LLC|2568
NSS|NUSTAR LOGISTICS LP|GTSZ|GTS SECURITIES LLC|3530
NSS|NUSTAR LOGISTICS LP|HRBF|American Enterprise Investment Services Inc.|37
NSS|NUSTAR LOGISTICS LP|HSBC|HSBC Securities, Inc.|1399
NSS|NUSTAR LOGISTICS LP|IATS|INTERACTIVE BROKERS LLC|1808
NSS|NUSTAR LOGISTICS LP|IBKR|Interactive Brokers Llc|12385
NSS|NUSTAR LOGISTICS LP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
NSS|NUSTAR LOGISTICS LP|ICBX|INSTINET, LLC|15100
NSS|NUSTAR LOGISTICS LP|INCA|INSTINET, LLC|13897
NSS|NUSTAR LOGISTICS LP|ITGI|ITG Inc.|100
NSS|NUSTAR LOGISTICS LP|JPMX|J.P. Morgan Securities LLC|48
NSS|NUSTAR LOGISTICS LP|KCGM|VIRTU Americas LLC|3900
NSS|NUSTAR LOGISTICS LP|LEHM|Barclays Capital Inc./Le|2600
NSS|NUSTAR LOGISTICS LP|LIME|Lime Brokerage LLC|1241
NSS|NUSTAR LOGISTICS LP|MAXM|Maxim Group LLC|7518
NSS|NUSTAR LOGISTICS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4900
NSS|NUSTAR LOGISTICS LP|MSCO|MORGAN STANLEY & CO. LLC|2899
NSS|NUSTAR LOGISTICS LP|MSPL|MORGAN STANLEY & CO. LLC|4300
NSS|NUSTAR LOGISTICS LP|NFSC|National Financial Services LLC|17718
NSS|NUSTAR LOGISTICS LP|NITE|VIRTU Americas LLC|60112
NSS|NUSTAR LOGISTICS LP|PCPT|PHILLIP CAPITAL INC.|4493
NSS|NUSTAR LOGISTICS LP|PDQM|CODA MARKETS, INC.|822
NSS|NUSTAR LOGISTICS LP|PWJC|UBS Financial Services, Inc.|2000
NSS|NUSTAR LOGISTICS LP|RBCM|RBC CAPITAL MARKETS, LLC|1200
NSS|NUSTAR LOGISTICS LP|SBSH|Citigroup Global Markets Inc.|5537
NSS|NUSTAR LOGISTICS LP|SGMT|GOLDMAN SACHS & CO. LLC|4008
NSS|NUSTAR LOGISTICS LP|SPDR|SPEEDROUTE LLC|1943
NSS|NUSTAR LOGISTICS LP|STFL|Stifel, Nicolaus & Company, Incorporated|5148
NSS|NUSTAR LOGISTICS LP|SWIM|TD Ameritrade, Inc.|3000
NSS|NUSTAR LOGISTICS LP|TKNG|ALLY INVEST SECURITIES LLC|100
NSS|NUSTAR LOGISTICS LP|UBSA|UBS SECURITIES LLC|7977
NSS|NUSTAR LOGISTICS LP|UBSS|UBS Securities LLC|27186
NSS|NUSTAR LOGISTICS LP|VGRD|Vanguard Marketing Corporation|3559
NSS|NUSTAR LOGISTICS LP|WCHV|WELLS FARGO SECURITIES, LLC|22950
NSS|NUSTAR LOGISTICS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
NSS|NUSTAR LOGISTICS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
NSS|NUSTAR LOGISTICS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|210
NSSC|NAPCO SEC TECH INC|APCC|Apex Clearing Corporation|107
NSSC|NAPCO SEC TECH INC|BARD|Robert W. Baird & Co. Incorporated|1022
NSSC|NAPCO SEC TECH INC|BATM|CBOE TRADING, INC.|244
NSSC|NAPCO SEC TECH INC|BAYT|BTIG, LLC|200
NSSC|NAPCO SEC TECH INC|BERN|Sanford C. Bernstein & Co., LLC|2
NSSC|NAPCO SEC TECH INC|BIAD|SAGETRADER, LLC|65
NSSC|NAPCO SEC TECH INC|BIDS|BIDS TRADING L.P.|12300
NSSC|NAPCO SEC TECH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
NSSC|NAPCO SEC TECH INC|BMOC|BMO Capital Markets Corp.|1898
NSSC|NAPCO SEC TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|586
NSSC|NAPCO SEC TECH INC|BTIG|BTIG, LLC|94
NSSC|NAPCO SEC TECH INC|BZYD|GOLDMAN SACHS & CO. LLC|400
NSSC|NAPCO SEC TECH INC|CANT|Cantor Fitzgerald & Co.|2063
NSSC|NAPCO SEC TECH INC|CHAS|Charles Schwab & Co., Inc.|4165
NSSC|NAPCO SEC TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2877
NSSC|NAPCO SEC TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3876
NSSC|NAPCO SEC TECH INC|CTDL|Citadel Derivatives Group Llc|704
NSSC|NAPCO SEC TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|782
NSSC|NAPCO SEC TECH INC|DBAB|Deutsche Bank Securities Inc.|23803
NSSC|NAPCO SEC TECH INC|DBAX|Deutsche Bank Securities Inc.|6000
NSSC|NAPCO SEC TECH INC|DEAN|MORGAN STANLEY|75
NSSC|NAPCO SEC TECH INC|DEGS|RONIN PROFESSIONAL LLC|13022
NSSC|NAPCO SEC TECH INC|EBXL|EBX LLC|7600
NSSC|NAPCO SEC TECH INC|EGAM|CBOE TRADING, INC.|1461
NSSC|NAPCO SEC TECH INC|EGXM|CBOE TRADING, INC.|877
NSSC|NAPCO SEC TECH INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
NSSC|NAPCO SEC TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|650
NSSC|NAPCO SEC TECH INC|ETRS|E*Trade Securities LLC|13347
NSSC|NAPCO SEC TECH INC|FBCO|Credit Suisse Securities (USA) LLC|30803
NSSC|NAPCO SEC TECH INC|FILL|Tradestation Securities, Inc.|680
NSSC|NAPCO SEC TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|70417
NSSC|NAPCO SEC TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1747
NSSC|NAPCO SEC TECH INC|FTBR|Foliofn Investments, Inc.|2504
NSSC|NAPCO SEC TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3176
NSSC|NAPCO SEC TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|1100
NSSC|NAPCO SEC TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|105547
NSSC|NAPCO SEC TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|299
NSSC|NAPCO SEC TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|700
NSSC|NAPCO SEC TECH INC|GTSZ|GTS SECURITIES LLC|2834
NSSC|NAPCO SEC TECH INC|HRBF|American Enterprise Investment Services Inc.|1400
NSSC|NAPCO SEC TECH INC|IBKR|Interactive Brokers Llc|43895
NSSC|NAPCO SEC TECH INC|ICBX|INSTINET, LLC|1525
NSSC|NAPCO SEC TECH INC|IEQY|CITADEL SECURITIES LLC|200
NSSC|NAPCO SEC TECH INC|INCA|INSTINET, LLC|11782
NSSC|NAPCO SEC TECH INC|INJX|INSTINET, LLC|100
NSSC|NAPCO SEC TECH INC|ITGI|ITG Inc.|19797
NSSC|NAPCO SEC TECH INC|ITGP|ITG INC.|16600
NSSC|NAPCO SEC TECH INC|JEFF|JEFFERIES LLC|8095
NSSC|NAPCO SEC TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|400
NSSC|NAPCO SEC TECH INC|JPMX|J.P. Morgan Securities LLC|6878
NSSC|NAPCO SEC TECH INC|KCGM|VIRTU Americas LLC|1414
NSSC|NAPCO SEC TECH INC|LEHM|Barclays Capital Inc./Le|28136
NSSC|NAPCO SEC TECH INC|LIME|Lime Brokerage LLC|62358
NSSC|NAPCO SEC TECH INC|LMGP|LIME BROKERAGE LLC|12775
NSSC|NAPCO SEC TECH INC|LSCI|Lek Securities Corporation|139
NSSC|NAPCO SEC TECH INC|MAXM|Maxim Group LLC|4487
NSSC|NAPCO SEC TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11028
NSSC|NAPCO SEC TECH INC|MSCO|MORGAN STANLEY & CO. LLC|93015
NSSC|NAPCO SEC TECH INC|MSPL|MORGAN STANLEY & CO. LLC|8600
NSSC|NAPCO SEC TECH INC|MSTX|MORGAN STANLEY & CO. LLC|5600
NSSC|NAPCO SEC TECH INC|NFSC|National Financial Services LLC|73410
NSSC|NAPCO SEC TECH INC|NITE|VIRTU Americas LLC|84397
NSSC|NAPCO SEC TECH INC|NQRB|Brut, LLC|700
NSSC|NAPCO SEC TECH INC|NTRC|Northern Trust Securities, Inc.|9332
NSSC|NAPCO SEC TECH INC|OPCO|Oppenheimer & Co. Inc.|600
NSSC|NAPCO SEC TECH INC|PDQM|CODA MARKETS, INC.|3700
NSSC|NAPCO SEC TECH INC|PWJC|UBS Financial Services, Inc.|137
NSSC|NAPCO SEC TECH INC|SBSH|Citigroup Global Markets Inc.|13798
NSSC|NAPCO SEC TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|3971
NSSC|NAPCO SEC TECH INC|SPDR|SPEEDROUTE LLC|900
NSSC|NAPCO SEC TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|1800
NSSC|NAPCO SEC TECH INC|SWIM|TD Ameritrade, Inc.|8173
NSSC|NAPCO SEC TECH INC|TKNG|ALLY INVEST SECURITIES LLC|320
NSSC|NAPCO SEC TECH INC|TRBT|Tradebot Systems, Inc.|2855
NSSC|NAPCO SEC TECH INC|TRCM|TRC MARKETS LLC|24711
NSSC|NAPCO SEC TECH INC|UBSA|UBS SECURITIES LLC|29150
NSSC|NAPCO SEC TECH INC|UBSS|UBS Securities LLC|46173
NSSC|NAPCO SEC TECH INC|VALX|VIRTU AMERICAS LLC|596
NSSC|NAPCO SEC TECH INC|VGRD|Vanguard Marketing Corporation|1314
NSSC|NAPCO SEC TECH INC|WBLR|WILLIAM BLAIR|12300
NSSC|NAPCO SEC TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|15739
NSSC|NAPCO SEC TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3239
NSSC|NAPCO SEC TECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|816
NSSC|NAPCO SEC TECH INC|WSEA|WOLVERINE SECURITIES, LLC|227
NSSC|NAPCO SEC TECH INC|XPQR|Jump Trading|368
NSSC|NAPCO SEC TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NSSC|NAPCO SEC TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|350
NSTG|NANOSTRING TECH CMN|ALTX|Alternet Securities Inc.|1200
NSTG|NANOSTRING TECH CMN|APCC|Apex Clearing Corporation|512
NSTG|NANOSTRING TECH CMN|AQUA|AQUA SECURITIES L.P.|11200
NSTG|NANOSTRING TECH CMN|BARD|Robert W. Baird & Co. Incorporated|2900
NSTG|NANOSTRING TECH CMN|BATM|CBOE TRADING, INC.|1344
NSTG|NANOSTRING TECH CMN|BAYC|BAY CREST PARTNERS, LLC|554
NSTG|NANOSTRING TECH CMN|BERN|Sanford C. Bernstein & Co., LLC|33696
NSTG|NANOSTRING TECH CMN|BIMI|Banca IMI Securities Corp.|200
NSTG|NANOSTRING TECH CMN|BMOC|BMO Capital Markets Corp.|3375
NSTG|NANOSTRING TECH CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1637
NSTG|NANOSTRING TECH CMN|BTIG|BTIG, LLC|111
NSTG|NANOSTRING TECH CMN|BYXM|CBOE TRADING, INC.|450
NSTG|NANOSTRING TECH CMN|BZYD|GOLDMAN SACHS & CO. LLC|1831
NSTG|NANOSTRING TECH CMN|CANT|Cantor Fitzgerald & Co.|170
NSTG|NANOSTRING TECH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52088
NSTG|NANOSTRING TECH CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|281
NSTG|NANOSTRING TECH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50410
NSTG|NANOSTRING TECH CMN|CTDL|Citadel Derivatives Group Llc|9362
NSTG|NANOSTRING TECH CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5952
NSTG|NANOSTRING TECH CMN|DBAB|Deutsche Bank Securities Inc.|97817
NSTG|NANOSTRING TECH CMN|DBAX|Deutsche Bank Securities Inc.|63300
NSTG|NANOSTRING TECH CMN|DBUL|Deutsche Bank Securities Inc.|100
NSTG|NANOSTRING TECH CMN|DEAN|MORGAN STANLEY|404
NSTG|NANOSTRING TECH CMN|DEGS|RONIN PROFESSIONAL LLC|11780
NSTG|NANOSTRING TECH CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
NSTG|NANOSTRING TECH CMN|EBXL|EBX LLC|28800
NSTG|NANOSTRING TECH CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|11332
NSTG|NANOSTRING TECH CMN|EDJO|Edward D. Jones & Co., L.P.|935
NSTG|NANOSTRING TECH CMN|EGAM|CBOE TRADING, INC.|1675
NSTG|NANOSTRING TECH CMN|EGAW|CBOE TRADING, INC.|100
NSTG|NANOSTRING TECH CMN|EGMT|EG MARKET TECHNOLOGIES LLC|56
NSTG|NANOSTRING TECH CMN|EGXM|CBOE TRADING, INC.|104
NSTG|NANOSTRING TECH CMN|ETBE|Electronic Transaction Clearing, Inc.|2731
NSTG|NANOSTRING TECH CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1190
NSTG|NANOSTRING TECH CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11583
NSTG|NANOSTRING TECH CMN|ETRS|E*Trade Securities LLC|4315
NSTG|NANOSTRING TECH CMN|FBCO|Credit Suisse Securities (USA) LLC|376360
NSTG|NANOSTRING TECH CMN|FILL|Tradestation Securities, Inc.|700
NSTG|NANOSTRING TECH CMN|FMAF|NBCN Inc./ CDS|1560
NSTG|NANOSTRING TECH CMN|FOMA|TD AMERITRADE CLEARING, INC.|57801
NSTG|NANOSTRING TECH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47938
NSTG|NANOSTRING TECH CMN|FTBR|Foliofn Investments, Inc.|3042
NSTG|NANOSTRING TECH CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|8029
NSTG|NANOSTRING TECH CMN|GLPX|ACS EXECUTION SERVICES, LLC|200
NSTG|NANOSTRING TECH CMN|GSCO|GOLDMAN SACHS & CO. LLC|367303
NSTG|NANOSTRING TECH CMN|GSCS|GOLDMAN SACHS & CO. LLC|6752
NSTG|NANOSTRING TECH CMN|GSLT|GOLDMAN SACHS & CO. LLC|605
NSTG|NANOSTRING TECH CMN|GTSZ|GTS SECURITIES LLC|7670
NSTG|NANOSTRING TECH CMN|HRBF|American Enterprise Investment Services Inc.|292
NSTG|NANOSTRING TECH CMN|IATS|INTERACTIVE BROKERS LLC|4900
NSTG|NANOSTRING TECH CMN|IBKR|Interactive Brokers Llc|30038
NSTG|NANOSTRING TECH CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|595
NSTG|NANOSTRING TECH CMN|ICBX|INSTINET, LLC|6200
NSTG|NANOSTRING TECH CMN|IEQY|CITADEL SECURITIES LLC|14519
NSTG|NANOSTRING TECH CMN|INCA|INSTINET, LLC|43866
NSTG|NANOSTRING TECH CMN|INJX|INSTINET, LLC|5855
NSTG|NANOSTRING TECH CMN|ITGI|ITG Inc.|33188
NSTG|NANOSTRING TECH CMN|ITGP|ITG INC.|17600
NSTG|NANOSTRING TECH CMN|JEFF|JEFFERIES LLC|25602
NSTG|NANOSTRING TECH CMN|JMPT|JUMP TRADING, LLC|9309
NSTG|NANOSTRING TECH CMN|JPBX|J.P. MORGAN SECURITIES LLC|452
NSTG|NANOSTRING TECH CMN|JPMX|J.P. Morgan Securities LLC|56483
NSTG|NANOSTRING TECH CMN|JSJX|JANE STREET CAPITAL LLC|19719
NSTG|NANOSTRING TECH CMN|KCGM|VIRTU Americas LLC|9214
NSTG|NANOSTRING TECH CMN|LEHM|Barclays Capital Inc./Le|212184
NSTG|NANOSTRING TECH CMN|LIME|Lime Brokerage LLC|85459
NSTG|NANOSTRING TECH CMN|LMGP|LIME BROKERAGE LLC|2414
NSTG|NANOSTRING TECH CMN|MAXM|Maxim Group LLC|2075
NSTG|NANOSTRING TECH CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42124
NSTG|NANOSTRING TECH CMN|MOTF|MOTIF INVESTING, INC.|14
NSTG|NANOSTRING TECH CMN|MSCO|MORGAN STANLEY & CO. LLC|2171941
NSTG|NANOSTRING TECH CMN|MSPL|MORGAN STANLEY & CO. LLC|79000
NSTG|NANOSTRING TECH CMN|MSTX|MORGAN STANLEY & CO. LLC|18400
NSTG|NANOSTRING TECH CMN|NEUB|NEUBERGER BERMAN BD LLC|260
NSTG|NANOSTRING TECH CMN|NFSC|National Financial Services LLC|71051
NSTG|NANOSTRING TECH CMN|NITE|VIRTU Americas LLC|144341
NSTG|NANOSTRING TECH CMN|NITP|VIRTU Americas LLC|2100
NSTG|NANOSTRING TECH CMN|NQRB|Brut, LLC|2421
NSTG|NANOSTRING TECH CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1210
NSTG|NANOSTRING TECH CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1060
NSTG|NANOSTRING TECH CMN|PDQM|CODA MARKETS, INC.|800
NSTG|NANOSTRING TECH CMN|RAJA|Raymond James & Associates, Inc.|7576
NSTG|NANOSTRING TECH CMN|RBCM|RBC CAPITAL MARKETS, LLC|200
NSTG|NANOSTRING TECH CMN|SBSH|Citigroup Global Markets Inc.|43312
NSTG|NANOSTRING TECH CMN|SGMT|GOLDMAN SACHS & CO. LLC|18882
NSTG|NANOSTRING TECH CMN|SPDR|SPEEDROUTE LLC|300
NSTG|NANOSTRING TECH CMN|SWIM|TD Ameritrade, Inc.|10235
NSTG|NANOSTRING TECH CMN|TKNG|ALLY INVEST SECURITIES LLC|1240
NSTG|NANOSTRING TECH CMN|TRBT|Tradebot Systems, Inc.|32327
NSTG|NANOSTRING TECH CMN|TRCM|TRC MARKETS LLC|51476
NSTG|NANOSTRING TECH CMN|UBSA|UBS SECURITIES LLC|103443
NSTG|NANOSTRING TECH CMN|UBSS|UBS Securities LLC|221090
NSTG|NANOSTRING TECH CMN|VALX|VIRTU AMERICAS LLC|3970
NSTG|NANOSTRING TECH CMN|VGRD|Vanguard Marketing Corporation|1895
NSTG|NANOSTRING TECH CMN|WCHV|WELLS FARGO SECURITIES, LLC|23040
NSTG|NANOSTRING TECH CMN|WEDB|WEDBUSH SECURITIES INC.|500
NSTG|NANOSTRING TECH CMN|WEED|Weeden & Co.L.P.|1000
NSTG|NANOSTRING TECH CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1135
NSTG|NANOSTRING TECH CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3535
NSTG|NANOSTRING TECH CMN|WGIF|CIBC World Markets Inc.|200
NSTG|NANOSTRING TECH CMN|WSEA|WOLVERINE SECURITIES, LLC|1138
NSTG|NANOSTRING TECH CMN|XIST|INSTINET, LLC|16680
NSTG|NANOSTRING TECH CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
NSTG|NANOSTRING TECH CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NSTG|NANOSTRING TECH CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|604
NSU|NEVSUN RESOURCES LTD|ALTX|Alternet Securities Inc.|300
NSU|NEVSUN RESOURCES LTD|APCC|Apex Clearing Corporation|18835
NSU|NEVSUN RESOURCES LTD|BATM|CBOE TRADING, INC.|1173
NSU|NEVSUN RESOURCES LTD|BIAD|SAGETRADER, LLC|2899
NSU|NEVSUN RESOURCES LTD|BIMI|Banca IMI Securities Corp.|300
NSU|NEVSUN RESOURCES LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2614
NSU|NEVSUN RESOURCES LTD|CANT|Cantor Fitzgerald & Co.|685
NSU|NEVSUN RESOURCES LTD|CHAS|Charles Schwab & Co., Inc.|5226
NSU|NEVSUN RESOURCES LTD|CICF|Canaccord Genuity Corp.|1900
NSU|NEVSUN RESOURCES LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|124737
NSU|NEVSUN RESOURCES LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|6176
NSU|NEVSUN RESOURCES LTD|DBAB|Deutsche Bank Securities Inc.|24930
NSU|NEVSUN RESOURCES LTD|DBAX|Deutsche Bank Securities Inc.|54700
NSU|NEVSUN RESOURCES LTD|DEAN|MORGAN STANLEY|366
NSU|NEVSUN RESOURCES LTD|DEGS|RONIN PROFESSIONAL LLC|6405
NSU|NEVSUN RESOURCES LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23100
NSU|NEVSUN RESOURCES LTD|DRWC|DRW SECURITIES, L.L.C.|4600
NSU|NEVSUN RESOURCES LTD|EBXL|EBX LLC|16300
NSU|NEVSUN RESOURCES LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|14200
NSU|NEVSUN RESOURCES LTD|EDJO|Edward D. Jones & Co., L.P.|1800
NSU|NEVSUN RESOURCES LTD|EGAM|CBOE TRADING, INC.|1899
NSU|NEVSUN RESOURCES LTD|EGAW|CBOE TRADING, INC.|200
NSU|NEVSUN RESOURCES LTD|EGXM|CBOE TRADING, INC.|653
NSU|NEVSUN RESOURCES LTD|ETBE|Electronic Transaction Clearing, Inc.|9500
NSU|NEVSUN RESOURCES LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1690
NSU|NEVSUN RESOURCES LTD|ETRS|E*Trade Securities LLC|128918
NSU|NEVSUN RESOURCES LTD|FFSI|Firstrade Securities Inc.|200
NSU|NEVSUN RESOURCES LTD|FILL|Tradestation Securities, Inc.|9337
NSU|NEVSUN RESOURCES LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32391
NSU|NEVSUN RESOURCES LTD|FTBR|Foliofn Investments, Inc.|8055
NSU|NEVSUN RESOURCES LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
NSU|NEVSUN RESOURCES LTD|GLPX|ACS EXECUTION SERVICES, LLC|400
NSU|NEVSUN RESOURCES LTD|GSCO|GOLDMAN SACHS & CO. LLC|25505
NSU|NEVSUN RESOURCES LTD|GSCS|GOLDMAN SACHS & CO. LLC|11570
NSU|NEVSUN RESOURCES LTD|GSLT|GOLDMAN SACHS & CO. LLC|2284
NSU|NEVSUN RESOURCES LTD|GTSZ|GTS SECURITIES LLC|500
NSU|NEVSUN RESOURCES LTD|HASF|Haywood Securities Inc./CDS|9100
NSU|NEVSUN RESOURCES LTD|HRBF|American Enterprise Investment Services Inc.|6173
NSU|NEVSUN RESOURCES LTD|HSBC|HSBC Securities, Inc.|1200
NSU|NEVSUN RESOURCES LTD|IATS|INTERACTIVE BROKERS LLC|22416
NSU|NEVSUN RESOURCES LTD|IBKR|Interactive Brokers Llc|77428
NSU|NEVSUN RESOURCES LTD|ICBX|INSTINET, LLC|58062
NSU|NEVSUN RESOURCES LTD|INCA|INSTINET, LLC|62924
NSU|NEVSUN RESOURCES LTD|INJX|INSTINET, LLC|1500
NSU|NEVSUN RESOURCES LTD|ITGI|ITG Inc.|53475
NSU|NEVSUN RESOURCES LTD|ITGP|ITG INC.|46800
NSU|NEVSUN RESOURCES LTD|JANY|Janney Montgomery Scott Inc.|1500
NSU|NEVSUN RESOURCES LTD|JEFF|JEFFERIES LLC|4608
NSU|NEVSUN RESOURCES LTD|JHDR|J.H. Darbie & Co., Inc.|175
NSU|NEVSUN RESOURCES LTD|JMPT|JUMP TRADING, LLC|5771
NSU|NEVSUN RESOURCES LTD|JPMX|J.P. Morgan Securities LLC|13402
NSU|NEVSUN RESOURCES LTD|JSJX|JANE STREET CAPITAL LLC|300
NSU|NEVSUN RESOURCES LTD|KCGM|VIRTU Americas LLC|12418
NSU|NEVSUN RESOURCES LTD|LEHM|Barclays Capital Inc./Le|112589
NSU|NEVSUN RESOURCES LTD|LIME|Lime Brokerage LLC|1356
NSU|NEVSUN RESOURCES LTD|MAXM|Maxim Group LLC|819
NSU|NEVSUN RESOURCES LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21806
NSU|NEVSUN RESOURCES LTD|MOTF|MOTIF INVESTING, INC.|2
NSU|NEVSUN RESOURCES LTD|MSCO|MORGAN STANLEY & CO. LLC|253886
NSU|NEVSUN RESOURCES LTD|MSPL|MORGAN STANLEY & CO. LLC|142700
NSU|NEVSUN RESOURCES LTD|MSTX|MORGAN STANLEY & CO. LLC|14600
NSU|NEVSUN RESOURCES LTD|NFSC|National Financial Services LLC|304377
NSU|NEVSUN RESOURCES LTD|NITE|VIRTU Americas LLC|480811
NSU|NEVSUN RESOURCES LTD|NITP|VIRTU Americas LLC|15636
NSU|NEVSUN RESOURCES LTD|NQRB|Brut, LLC|2150
NSU|NEVSUN RESOURCES LTD|PDQM|CODA MARKETS, INC.|850
NSU|NEVSUN RESOURCES LTD|PWJC|UBS Financial Services, Inc.|333
NSU|NEVSUN RESOURCES LTD|RBCM|RBC CAPITAL MARKETS, LLC|69612
NSU|NEVSUN RESOURCES LTD|RGLD|Regal Securities, Inc|720
NSU|NEVSUN RESOURCES LTD|SGMT|GOLDMAN SACHS & CO. LLC|19253
NSU|NEVSUN RESOURCES LTD|SPDR|SPEEDROUTE LLC|400
NSU|NEVSUN RESOURCES LTD|STFL|Stifel, Nicolaus & Company, Incorporated|1600
NSU|NEVSUN RESOURCES LTD|SWIM|TD Ameritrade, Inc.|31980
NSU|NEVSUN RESOURCES LTD|SWST|Hilltop Securities Inc.|6500
NSU|NEVSUN RESOURCES LTD|TDSI|TD Securities (USA) LLC|12800
NSU|NEVSUN RESOURCES LTD|TKNG|ALLY INVEST SECURITIES LLC|9846
NSU|NEVSUN RESOURCES LTD|TRBT|Tradebot Systems, Inc.|20521
NSU|NEVSUN RESOURCES LTD|TRCM|TRC MARKETS LLC|22719
NSU|NEVSUN RESOURCES LTD|UBSA|UBS SECURITIES LLC|181936
NSU|NEVSUN RESOURCES LTD|UBSS|UBS Securities LLC|168957
NSU|NEVSUN RESOURCES LTD|VALX|VIRTU AMERICAS LLC|30443
NSU|NEVSUN RESOURCES LTD|VGRD|Vanguard Marketing Corporation|27424
NSU|NEVSUN RESOURCES LTD|VNDM|Wall Street Access|23500
NSU|NEVSUN RESOURCES LTD|WCHV|WELLS FARGO SECURITIES, LLC|11658
NSU|NEVSUN RESOURCES LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3669
NSU|NEVSUN RESOURCES LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2170
NSU|NEVSUN RESOURCES LTD|WSEA|WOLVERINE SECURITIES, LLC|2257
NSU|NEVSUN RESOURCES LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
NSU|NEVSUN RESOURCES LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NSU|NEVSUN RESOURCES LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1857
NSYS|NORTECH SYSTEMS IN|ALTX|Alternet Securities Inc.|100
NSYS|NORTECH SYSTEMS IN|BTIG|BTIG, LLC|1177
NSYS|NORTECH SYSTEMS IN|CHAS|Charles Schwab & Co., Inc.|363
NSYS|NORTECH SYSTEMS IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|202
NSYS|NORTECH SYSTEMS IN|DBAB|Deutsche Bank Securities Inc.|3302
NSYS|NORTECH SYSTEMS IN|DEGS|RONIN PROFESSIONAL LLC|2
NSYS|NORTECH SYSTEMS IN|EBXL|EBX LLC|300
NSYS|NORTECH SYSTEMS IN|ETRS|E*Trade Securities LLC|1870
NSYS|NORTECH SYSTEMS IN|FBCO|Credit Suisse Securities (USA) LLC|405
NSYS|NORTECH SYSTEMS IN|FMAF|NBCN Inc./ CDS|100
NSYS|NORTECH SYSTEMS IN|FOMA|TD AMERITRADE CLEARING, INC.|13954
NSYS|NORTECH SYSTEMS IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20
NSYS|NORTECH SYSTEMS IN|GSCS|GOLDMAN SACHS & CO. LLC|6191
NSYS|NORTECH SYSTEMS IN|IATS|INTERACTIVE BROKERS LLC|7878
NSYS|NORTECH SYSTEMS IN|IBKR|Interactive Brokers Llc|48309
NSYS|NORTECH SYSTEMS IN|INCA|INSTINET, LLC|10209
NSYS|NORTECH SYSTEMS IN|ITGI|ITG Inc.|477
NSYS|NORTECH SYSTEMS IN|JSJX|JANE STREET CAPITAL LLC|3075
NSYS|NORTECH SYSTEMS IN|KCGM|VIRTU Americas LLC|300
NSYS|NORTECH SYSTEMS IN|LEHM|Barclays Capital Inc./Le|1141
NSYS|NORTECH SYSTEMS IN|LIME|Lime Brokerage LLC|5759
NSYS|NORTECH SYSTEMS IN|MSCO|MORGAN STANLEY & CO. LLC|1597
NSYS|NORTECH SYSTEMS IN|NFSC|National Financial Services LLC|627
NSYS|NORTECH SYSTEMS IN|NITE|VIRTU Americas LLC|6039
NSYS|NORTECH SYSTEMS IN|SPDR|SPEEDROUTE LLC|400
NSYS|NORTECH SYSTEMS IN|SWST|Hilltop Securities Inc.|10418
NSYS|NORTECH SYSTEMS IN|UBSA|UBS SECURITIES LLC|571
NSYS|NORTECH SYSTEMS IN|UBSS|UBS Securities LLC|5758
NSYS|NORTECH SYSTEMS IN|VALX|VIRTU AMERICAS LLC|200
NSYS|NORTECH SYSTEMS IN|VGRD|Vanguard Marketing Corporation|300
NSYS|NORTECH SYSTEMS IN|WCHV|WELLS FARGO SECURITIES, LLC|1000
NSYS|NORTECH SYSTEMS IN|WSEA|WOLVERINE SECURITIES, LLC|663
NTAP|NETAPP, INC.|ABLE|NATIXIS Securities Americas LLC|5093
NTAP|NETAPP, INC.|AGCP|AEGIS CAPITAL CORP.|75
NTAP|NETAPP, INC.|ALTX|Alternet Securities Inc.|20698
NTAP|NETAPP, INC.|ANOS|ABEL/NOSER, L.L.C.|300
NTAP|NETAPP, INC.|APCC|Apex Clearing Corporation|11086
NTAP|NETAPP, INC.|BANK|Primevest Financial Services, Inc.|26
NTAP|NETAPP, INC.|BARD|Robert W. Baird & Co. Incorporated|2768
NTAP|NETAPP, INC.|BATM|CBOE TRADING, INC.|21524
NTAP|NETAPP, INC.|BAYC|BAY CREST PARTNERS, LLC|27882
NTAP|NETAPP, INC.|BAYT|BTIG, LLC|39400
NTAP|NETAPP, INC.|BBNT|BB&T SECURITIES, LLC|663
NTAP|NETAPP, INC.|BERN|Sanford C. Bernstein & Co., LLC|411689
NTAP|NETAPP, INC.|BIAD|SAGETRADER, LLC|21
NTAP|NETAPP, INC.|BIDS|BIDS TRADING L.P.|2200
NTAP|NETAPP, INC.|BIMI|Banca IMI Securities Corp.|274
NTAP|NETAPP, INC.|BKCM|BNY Mellon Capital Markets LLC|1770
NTAP|NETAPP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18584
NTAP|NETAPP, INC.|BLKX|INSTINET, LLC|111591
NTAP|NETAPP, INC.|BMOC|BMO Capital Markets Corp.|195782
NTAP|NETAPP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|304255
NTAP|NETAPP, INC.|BTIG|BTIG, LLC|99382
NTAP|NETAPP, INC.|BYXM|CBOE TRADING, INC.|30243
NTAP|NETAPP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|449
NTAP|NETAPP, INC.|CABR|Cabrera Capital Markets, Inc.|450
NTAP|NETAPP, INC.|CANT|Cantor Fitzgerald & Co.|6119
NTAP|NETAPP, INC.|CHAS|Charles Schwab & Co., Inc.|3447
NTAP|NETAPP, INC.|CIBP|CIBC World Markets Corp.|14820
NTAP|NETAPP, INC.|CIST|Capital Institutional Services, Inc.|2766
NTAP|NETAPP, INC.|CLSA|CLSA AMERICAS, LLC|7200
NTAP|NETAPP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|259949
NTAP|NETAPP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8182
NTAP|NETAPP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8169
NTAP|NETAPP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|896321
NTAP|NETAPP, INC.|CTDL|Citadel Derivatives Group Llc|130327
NTAP|NETAPP, INC.|CTLR|CUTLER GROUP, LP|75
NTAP|NETAPP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|110154
NTAP|NETAPP, INC.|DAWA|Daiwa Capital Markets America Inc.|100
NTAP|NETAPP, INC.|DBAB|Deutsche Bank Securities Inc.|2440126
NTAP|NETAPP, INC.|DBAX|Deutsche Bank Securities Inc.|833600
NTAP|NETAPP, INC.|DBUL|Deutsche Bank Securities Inc.|4626
NTAP|NETAPP, INC.|DCHF|Dart Executions, LLC|11419
NTAP|NETAPP, INC.|DEAN|MORGAN STANLEY|63288
NTAP|NETAPP, INC.|DEGS|RONIN PROFESSIONAL LLC|4900
NTAP|NETAPP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6572
NTAP|NETAPP, INC.|DRWK|DRW SECURITIES, L.L.C.|130757
NTAP|NETAPP, INC.|EBXL|EBX LLC|398300
NTAP|NETAPP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7868
NTAP|NETAPP, INC.|EDJC|Edward Jones / CDS|255
NTAP|NETAPP, INC.|EDJO|Edward D. Jones & Co., L.P.|7238
NTAP|NETAPP, INC.|EGAM|CBOE TRADING, INC.|55562
NTAP|NETAPP, INC.|EGAW|CBOE TRADING, INC.|236
NTAP|NETAPP, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|4100
NTAP|NETAPP, INC.|EGXM|CBOE TRADING, INC.|24081
NTAP|NETAPP, INC.|EGXW|CBOE TRADING, INC.|219
NTAP|NETAPP, INC.|EROM|Eroom Securities L.L.C.|2310
NTAP|NETAPP, INC.|ETBE|Electronic Transaction Clearing, Inc.|180922
NTAP|NETAPP, INC.|ETCC|Electronic Transaction Clearing, Inc.|6071
NTAP|NETAPP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11087
NTAP|NETAPP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|89323
NTAP|NETAPP, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|443
NTAP|NETAPP, INC.|ETRS|E*Trade Securities LLC|1510834
NTAP|NETAPP, INC.|FBCO|Credit Suisse Securities (USA) LLC|2080515
NTAP|NETAPP, INC.|FBSB|U.S. Bancorp Investments, Inc.|160
NTAP|NETAPP, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|171
NTAP|NETAPP, INC.|FILL|Tradestation Securities, Inc.|20407
NTAP|NETAPP, INC.|FMAF|NBCN Inc./ CDS|1191
NTAP|NETAPP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|251881
NTAP|NETAPP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8363
NTAP|NETAPP, INC.|FQLS|Quantlab Securities LP|1315665
NTAP|NETAPP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|272261
NTAP|NETAPP, INC.|FTBR|Foliofn Investments, Inc.|5861
NTAP|NETAPP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|251761
NTAP|NETAPP, INC.|GELP|RBC CAPITAL MARKETS, LLC|1836
NTAP|NETAPP, INC.|GLIS|TD Securities Inc|400
NTAP|NETAPP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|105151
NTAP|NETAPP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3582481
NTAP|NETAPP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|71282
NTAP|NETAPP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|174091
NTAP|NETAPP, INC.|GTSZ|GTS SECURITIES LLC|570436
NTAP|NETAPP, INC.|HAPX|HAP Trading, LLC|400
NTAP|NETAPP, INC.|HRBF|American Enterprise Investment Services Inc.|7829
NTAP|NETAPP, INC.|HSBC|HSBC Securities, Inc.|130883
NTAP|NETAPP, INC.|IATS|INTERACTIVE BROKERS LLC|35981
NTAP|NETAPP, INC.|IBKR|Interactive Brokers Llc|232673
NTAP|NETAPP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|237
NTAP|NETAPP, INC.|ICBX|INSTINET, LLC|191740
NTAP|NETAPP, INC.|IEQY|CITADEL SECURITIES LLC|436961
NTAP|NETAPP, INC.|INCA|INSTINET, LLC|2383858
NTAP|NETAPP, INC.|INJX|INSTINET, LLC|54480
NTAP|NETAPP, INC.|ITGI|ITG Inc.|191675
NTAP|NETAPP, INC.|ITGP|ITG INC.|459800
NTAP|NETAPP, INC.|JANY|Janney Montgomery Scott Inc.|335
NTAP|NETAPP, INC.|JEFF|JEFFERIES LLC|543897
NTAP|NETAPP, INC.|JMPT|JUMP TRADING, LLC|311799
NTAP|NETAPP, INC.|JNKK|JNK Securities Corp.|10000
NTAP|NETAPP, INC.|JONE|JonesTrading|13979
NTAP|NETAPP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|239201
NTAP|NETAPP, INC.|JPMX|J.P. Morgan Securities LLC|1024937
NTAP|NETAPP, INC.|JSJX|JANE STREET CAPITAL LLC|9067
NTAP|NETAPP, INC.|JSSF|JMP Securities LLC|6819
NTAP|NETAPP, INC.|KCGM|VIRTU Americas LLC|132041
NTAP|NETAPP, INC.|LEHM|Barclays Capital Inc./Le|3467601
NTAP|NETAPP, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|353
NTAP|NETAPP, INC.|LIME|Lime Brokerage LLC|601353
NTAP|NETAPP, INC.|LMGP|LIME BROKERAGE LLC|72337
NTAP|NETAPP, INC.|LOOP|Loop Capital Markets LLC|4015
NTAP|NETAPP, INC.|LQNA|LIQUIDNET, INC.|54500
NTAP|NETAPP, INC.|LSCI|Lek Securities Corporation|4884
NTAP|NETAPP, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2800
NTAP|NETAPP, INC.|MACC|Mid Atlantic Capital Corporation|690
NTAP|NETAPP, INC.|MACQ|Macquarie Capital (USA) Inc.|700
NTAP|NETAPP, INC.|MAXM|Maxim Group LLC|44
NTAP|NETAPP, INC.|MBTS|ALLY INVEST SECURITIES LLC|3258
NTAP|NETAPP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|390023
NTAP|NETAPP, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
NTAP|NETAPP, INC.|MOTF|MOTIF INVESTING, INC.|68
NTAP|NETAPP, INC.|MSCO|MORGAN STANLEY & CO. LLC|10376264
NTAP|NETAPP, INC.|MSPL|MORGAN STANLEY & CO. LLC|1039200
NTAP|NETAPP, INC.|MSTX|MORGAN STANLEY & CO. LLC|438200
NTAP|NETAPP, INC.|NEED|Needham & Company, LLC|16249
NTAP|NETAPP, INC.|NFSC|National Financial Services LLC|657907
NTAP|NETAPP, INC.|NITE|VIRTU Americas LLC|1605521
NTAP|NETAPP, INC.|NITP|VIRTU Americas LLC|30035
NTAP|NETAPP, INC.|NQRB|Brut, LLC|41117
NTAP|NETAPP, INC.|NTRC|Northern Trust Securities, Inc.|4692
NTAP|NETAPP, INC.|OHOS|TWO SIGMA SECURITIES, LLC|248762
NTAP|NETAPP, INC.|OPCO|Oppenheimer & Co. Inc.|3590
NTAP|NETAPP, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|27772
NTAP|NETAPP, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2700
NTAP|NETAPP, INC.|PCFF|Pacific International Securities Inc./CDS|34
NTAP|NETAPP, INC.|PCPT|PHILLIP CAPITAL INC.|320
NTAP|NETAPP, INC.|PDQM|CODA MARKETS, INC.|226180
NTAP|NETAPP, INC.|PHLY|NASDAQ Execution Services, LLC|12600
NTAP|NETAPP, INC.|PWJC|UBS Financial Services, Inc.|4462
NTAP|NETAPP, INC.|RAJA|Raymond James & Associates, Inc.|472189
NTAP|NETAPP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|10848
NTAP|NETAPP, INC.|RGLD|Regal Securities, Inc|945
NTAP|NETAPP, INC.|SAGL|SAGETRADER, LLC|183345
NTAP|NETAPP, INC.|SAGW|SAGETRADER, LLC|8597
NTAP|NETAPP, INC.|SALI|INTL FCSTONE FINANCIAL INC.|379
NTAP|NETAPP, INC.|SBSH|Citigroup Global Markets Inc.|2063711
NTAP|NETAPP, INC.|SEIC|SEI Investments Distribution Co.|700
NTAP|NETAPP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|402969
NTAP|NETAPP, INC.|SJLS|TRADE INFORMATICS LLC|100
NTAP|NETAPP, INC.|SPDR|SPEEDROUTE LLC|15896
NTAP|NETAPP, INC.|SPHN|Stephens Inc.|163
NTAP|NETAPP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|22565
NTAP|NETAPP, INC.|STKP|STOCKPILE INVESTMENTS, INC.|32
NTAP|NETAPP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|87
NTAP|NETAPP, INC.|SWIM|TD Ameritrade, Inc.|564201
NTAP|NETAPP, INC.|SWST|Hilltop Securities Inc.|3121
NTAP|NETAPP, INC.|TKNG|ALLY INVEST SECURITIES LLC|3035
NTAP|NETAPP, INC.|TONC|CUTTONE & CO., LLC|1370
NTAP|NETAPP, INC.|TRBT|Tradebot Systems, Inc.|1005696
NTAP|NETAPP, INC.|TRCM|TRC MARKETS LLC|1144200
NTAP|NETAPP, INC.|TTUC|CUTTONE & CO., INC.|20989
NTAP|NETAPP, INC.|TWTT|TASTYWORKS, INC.|2352
NTAP|NETAPP, INC.|UBSA|UBS SECURITIES LLC|1497384
NTAP|NETAPP, INC.|UBSS|UBS Securities LLC|2810431
NTAP|NETAPP, INC.|VALX|VIRTU AMERICAS LLC|12183
NTAP|NETAPP, INC.|VGRD|Vanguard Marketing Corporation|18906
NTAP|NETAPP, INC.|VSIN|Vision Financial Markets Llc|1419
NTAP|NETAPP, INC.|WBLR|WILLIAM BLAIR|28111
NTAP|NETAPP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|27942
NTAP|NETAPP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|237769
NTAP|NETAPP, INC.|WDNX|WEEDEN & CO.L.P.|2272
NTAP|NETAPP, INC.|WEED|Weeden & Co.L.P.|8251
NTAP|NETAPP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|54927
NTAP|NETAPP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|92343
NTAP|NETAPP, INC.|WGIF|CIBC World Markets Inc.|12265
NTAP|NETAPP, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|749
NTAP|NETAPP, INC.|WORD|Worden Capital Management LLC|335
NTAP|NETAPP, INC.|WSAG|WALL STREET ACCESS|1361
NTAP|NETAPP, INC.|WSEA|WOLVERINE SECURITIES, LLC|31736
NTAP|NETAPP, INC.|XIST|INSTINET, LLC|143562
NTAP|NETAPP, INC.|XPQR|Jump Trading|665
NTAP|NETAPP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|102798
NTAP|NETAPP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1609
NTAP|NETAPP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3815
NTB|BANK OF N.T. BUTTERF|ALTX|Alternet Securities Inc.|3900
NTB|BANK OF N.T. BUTTERF|ANOS|ABEL/NOSER, L.L.C.|354
NTB|BANK OF N.T. BUTTERF|APCC|Apex Clearing Corporation|36
NTB|BANK OF N.T. BUTTERF|BARD|Robert W. Baird & Co. Incorporated|1492
NTB|BANK OF N.T. BUTTERF|BATM|CBOE TRADING, INC.|1033
NTB|BANK OF N.T. BUTTERF|BAYC|BAY CREST PARTNERS, LLC|250
NTB|BANK OF N.T. BUTTERF|BBNT|BB&T SECURITIES, LLC|737
NTB|BANK OF N.T. BUTTERF|BERN|Sanford C. Bernstein & Co., LLC|5863
NTB|BANK OF N.T. BUTTERF|BIDS|BIDS TRADING L.P.|100
NTB|BANK OF N.T. BUTTERF|BKCM|BNY Mellon Capital Markets LLC|60750
NTB|BANK OF N.T. BUTTERF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5518
NTB|BANK OF N.T. BUTTERF|BLKX|INSTINET, LLC|21415
NTB|BANK OF N.T. BUTTERF|BNPX|BNP PARIBAS SECURITIES CORP.|3143
NTB|BANK OF N.T. BUTTERF|BYXM|CBOE TRADING, INC.|250
NTB|BANK OF N.T. BUTTERF|BZYD|GOLDMAN SACHS & CO. LLC|1900
NTB|BANK OF N.T. BUTTERF|CHAS|Charles Schwab & Co., Inc.|1657
NTB|BANK OF N.T. BUTTERF|CIST|Capital Institutional Services, Inc.|9
NTB|BANK OF N.T. BUTTERF|CMPT|Compass Point Research & Trading, LLC|867
NTB|BANK OF N.T. BUTTERF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17343
NTB|BANK OF N.T. BUTTERF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
NTB|BANK OF N.T. BUTTERF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123916
NTB|BANK OF N.T. BUTTERF|CTDL|Citadel Derivatives Group Llc|3705
NTB|BANK OF N.T. BUTTERF|CXCX|CITIGROUP GLOBAL MARKETS INC.|6096
NTB|BANK OF N.T. BUTTERF|DBAB|Deutsche Bank Securities Inc.|13875
NTB|BANK OF N.T. BUTTERF|DBAX|Deutsche Bank Securities Inc.|46100
NTB|BANK OF N.T. BUTTERF|DEAN|MORGAN STANLEY|490
NTB|BANK OF N.T. BUTTERF|DEGS|RONIN PROFESSIONAL LLC|100
NTB|BANK OF N.T. BUTTERF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
NTB|BANK OF N.T. BUTTERF|EBXL|EBX LLC|53200
NTB|BANK OF N.T. BUTTERF|ECUT|CONVERGEX EXECUTION SOLUTIONS|16374
NTB|BANK OF N.T. BUTTERF|EDJO|Edward D. Jones & Co., L.P.|330
NTB|BANK OF N.T. BUTTERF|EGAM|CBOE TRADING, INC.|4087
NTB|BANK OF N.T. BUTTERF|EGMT|EG MARKET TECHNOLOGIES LLC|46
NTB|BANK OF N.T. BUTTERF|EGXM|CBOE TRADING, INC.|2740
NTB|BANK OF N.T. BUTTERF|ETBE|Electronic Transaction Clearing, Inc.|100
NTB|BANK OF N.T. BUTTERF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11181
NTB|BANK OF N.T. BUTTERF|ETRS|E*Trade Securities LLC|6367
NTB|BANK OF N.T. BUTTERF|FILL|Tradestation Securities, Inc.|30
NTB|BANK OF N.T. BUTTERF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|428
NTB|BANK OF N.T. BUTTERF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41397
NTB|BANK OF N.T. BUTTERF|FTBR|Foliofn Investments, Inc.|1128
NTB|BANK OF N.T. BUTTERF|GARC|ICAP Corporates LLC|1000
NTB|BANK OF N.T. BUTTERF|GLPX|ACS EXECUTION SERVICES, LLC|5133
NTB|BANK OF N.T. BUTTERF|GSCO|GOLDMAN SACHS & CO. LLC|173758
NTB|BANK OF N.T. BUTTERF|GSCS|GOLDMAN SACHS & CO. LLC|3920
NTB|BANK OF N.T. BUTTERF|GSLT|GOLDMAN SACHS & CO. LLC|534
NTB|BANK OF N.T. BUTTERF|GTSZ|GTS SECURITIES LLC|10511
NTB|BANK OF N.T. BUTTERF|HRBF|American Enterprise Investment Services Inc.|721
NTB|BANK OF N.T. BUTTERF|IATS|INTERACTIVE BROKERS LLC|1454
NTB|BANK OF N.T. BUTTERF|IBKR|Interactive Brokers Llc|1234
NTB|BANK OF N.T. BUTTERF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|481
NTB|BANK OF N.T. BUTTERF|ICBX|INSTINET, LLC|12000
NTB|BANK OF N.T. BUTTERF|IEQY|CITADEL SECURITIES LLC|12809
NTB|BANK OF N.T. BUTTERF|INCA|INSTINET, LLC|36053
NTB|BANK OF N.T. BUTTERF|INJX|INSTINET, LLC|560
NTB|BANK OF N.T. BUTTERF|ITGI|ITG Inc.|12127
NTB|BANK OF N.T. BUTTERF|ITGP|ITG INC.|114000
NTB|BANK OF N.T. BUTTERF|JANY|Janney Montgomery Scott Inc.|650
NTB|BANK OF N.T. BUTTERF|JEFF|JEFFERIES LLC|29491
NTB|BANK OF N.T. BUTTERF|JMPT|JUMP TRADING, LLC|4690
NTB|BANK OF N.T. BUTTERF|JPBX|J.P. MORGAN SECURITIES LLC|20868
NTB|BANK OF N.T. BUTTERF|JPMX|J.P. Morgan Securities LLC|130888
NTB|BANK OF N.T. BUTTERF|JSJX|JANE STREET CAPITAL LLC|14629
NTB|BANK OF N.T. BUTTERF|KBWI|Keefe, Bruyette & Woods, Inc.|7612
NTB|BANK OF N.T. BUTTERF|KCGM|VIRTU Americas LLC|23977
NTB|BANK OF N.T. BUTTERF|LEHM|Barclays Capital Inc./Le|342630
NTB|BANK OF N.T. BUTTERF|LIME|Lime Brokerage LLC|8917
NTB|BANK OF N.T. BUTTERF|LOOP|Loop Capital Markets LLC|1903
NTB|BANK OF N.T. BUTTERF|LQNA|LIQUIDNET, INC.|15400
NTB|BANK OF N.T. BUTTERF|MACQ|Macquarie Capital (USA) Inc.|2423
NTB|BANK OF N.T. BUTTERF|MAXM|Maxim Group LLC|9416
NTB|BANK OF N.T. BUTTERF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40000
NTB|BANK OF N.T. BUTTERF|MOTF|MOTIF INVESTING, INC.|1
NTB|BANK OF N.T. BUTTERF|MSCO|MORGAN STANLEY & CO. LLC|160064
NTB|BANK OF N.T. BUTTERF|MSPL|MORGAN STANLEY & CO. LLC|79300
NTB|BANK OF N.T. BUTTERF|MSTX|MORGAN STANLEY & CO. LLC|10000
NTB|BANK OF N.T. BUTTERF|NEUB|NEUBERGER BERMAN BD LLC|1254
NTB|BANK OF N.T. BUTTERF|NFSC|National Financial Services LLC|17515
NTB|BANK OF N.T. BUTTERF|NITE|VIRTU Americas LLC|99580
NTB|BANK OF N.T. BUTTERF|NQRB|Brut, LLC|1394
NTB|BANK OF N.T. BUTTERF|OPCO|Oppenheimer & Co. Inc.|6499
NTB|BANK OF N.T. BUTTERF|PDQM|CODA MARKETS, INC.|8614
NTB|BANK OF N.T. BUTTERF|PWJC|UBS Financial Services, Inc.|2418
NTB|BANK OF N.T. BUTTERF|RBCM|RBC CAPITAL MARKETS, LLC|265
NTB|BANK OF N.T. BUTTERF|SAGL|SAGETRADER, LLC|5222
NTB|BANK OF N.T. BUTTERF|SBSH|Citigroup Global Markets Inc.|34383
NTB|BANK OF N.T. BUTTERF|SGMT|GOLDMAN SACHS & CO. LLC|50623
NTB|BANK OF N.T. BUTTERF|SPDR|SPEEDROUTE LLC|4500
NTB|BANK OF N.T. BUTTERF|SSBS|STATE STREET GLOBAL MARKETS, LLC|53000
NTB|BANK OF N.T. BUTTERF|STFL|Stifel, Nicolaus & Company, Incorporated|3139
NTB|BANK OF N.T. BUTTERF|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2918
NTB|BANK OF N.T. BUTTERF|SWIM|TD Ameritrade, Inc.|832
NTB|BANK OF N.T. BUTTERF|TKNG|ALLY INVEST SECURITIES LLC|150
NTB|BANK OF N.T. BUTTERF|TOUR|TOURMALINE PARTNERS, LLC|7412
NTB|BANK OF N.T. BUTTERF|TRBT|Tradebot Systems, Inc.|32261
NTB|BANK OF N.T. BUTTERF|TRCM|TRC MARKETS LLC|13816
NTB|BANK OF N.T. BUTTERF|UBSA|UBS SECURITIES LLC|184896
NTB|BANK OF N.T. BUTTERF|UBSS|UBS Securities LLC|199631
NTB|BANK OF N.T. BUTTERF|VALX|VIRTU AMERICAS LLC|5721
NTB|BANK OF N.T. BUTTERF|VGRD|Vanguard Marketing Corporation|1593
NTB|BANK OF N.T. BUTTERF|WBLR|WILLIAM BLAIR|700
NTB|BANK OF N.T. BUTTERF|WBPX|SUMMIT SECURITIES GROUP, LLC|120
NTB|BANK OF N.T. BUTTERF|WCHV|WELLS FARGO SECURITIES, LLC|20456
NTB|BANK OF N.T. BUTTERF|WEED|Weeden & Co.L.P.|779
NTB|BANK OF N.T. BUTTERF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|379
NTB|BANK OF N.T. BUTTERF|WSEA|WOLVERINE SECURITIES, LLC|484
NTB|BANK OF N.T. BUTTERF|XIST|INSTINET, LLC|3800
NTB|BANK OF N.T. BUTTERF|XSTM|NATIONAL FINANCIAL SERVICES LLC|13848
NTB|BANK OF N.T. BUTTERF|YKNA|COMHAR CAPITAL MARKETS, LLC|2332
NTB|BANK OF N.T. BUTTERF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
NTC|NUVEEN CONN. FUND|APCC|Apex Clearing Corporation|2964
NTC|NUVEEN CONN. FUND|BARD|Robert W. Baird & Co. Incorporated|1254
NTC|NUVEEN CONN. FUND|BATM|CBOE TRADING, INC.|1000
NTC|NUVEEN CONN. FUND|CANT|Cantor Fitzgerald & Co.|4000
NTC|NUVEEN CONN. FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7449
NTC|NUVEEN CONN. FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
NTC|NUVEEN CONN. FUND|DBAX|Deutsche Bank Securities Inc.|900
NTC|NUVEEN CONN. FUND|DEAN|MORGAN STANLEY|5450
NTC|NUVEEN CONN. FUND|EBXL|EBX LLC|1600
NTC|NUVEEN CONN. FUND|EDJO|Edward D. Jones & Co., L.P.|730
NTC|NUVEEN CONN. FUND|EGAM|CBOE TRADING, INC.|100
NTC|NUVEEN CONN. FUND|EGXM|CBOE TRADING, INC.|641
NTC|NUVEEN CONN. FUND|ETRS|E*Trade Securities LLC|16167
NTC|NUVEEN CONN. FUND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2880
NTC|NUVEEN CONN. FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|599
NTC|NUVEEN CONN. FUND|GLPX|ACS EXECUTION SERVICES, LLC|6380
NTC|NUVEEN CONN. FUND|GSCO|GOLDMAN SACHS & CO. LLC|100
NTC|NUVEEN CONN. FUND|GTSZ|GTS SECURITIES LLC|225
NTC|NUVEEN CONN. FUND|HRBF|American Enterprise Investment Services Inc.|1
NTC|NUVEEN CONN. FUND|IATS|INTERACTIVE BROKERS LLC|2606
NTC|NUVEEN CONN. FUND|IBKR|Interactive Brokers Llc|13881
NTC|NUVEEN CONN. FUND|ICBX|INSTINET, LLC|1100
NTC|NUVEEN CONN. FUND|INCA|INSTINET, LLC|779
NTC|NUVEEN CONN. FUND|ITGI|ITG Inc.|5300
NTC|NUVEEN CONN. FUND|ITGP|ITG INC.|5800
NTC|NUVEEN CONN. FUND|JANY|Janney Montgomery Scott Inc.|2600
NTC|NUVEEN CONN. FUND|JPMX|J.P. Morgan Securities LLC|3800
NTC|NUVEEN CONN. FUND|KCGM|VIRTU Americas LLC|1700
NTC|NUVEEN CONN. FUND|LEHM|Barclays Capital Inc./Le|6199
NTC|NUVEEN CONN. FUND|LIME|Lime Brokerage LLC|216
NTC|NUVEEN CONN. FUND|LQNA|LIQUIDNET, INC.|6600
NTC|NUVEEN CONN. FUND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|607
NTC|NUVEEN CONN. FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
NTC|NUVEEN CONN. FUND|MSCO|MORGAN STANLEY & CO. LLC|10645
NTC|NUVEEN CONN. FUND|MSPL|MORGAN STANLEY & CO. LLC|7700
NTC|NUVEEN CONN. FUND|NATL|National Securities Corporation|33900
NTC|NUVEEN CONN. FUND|NFSC|National Financial Services LLC|34217
NTC|NUVEEN CONN. FUND|NITE|VIRTU Americas LLC|43774
NTC|NUVEEN CONN. FUND|NQRB|Brut, LLC|109
NTC|NUVEEN CONN. FUND|OPCO|Oppenheimer & Co. Inc.|3780
NTC|NUVEEN CONN. FUND|PDQM|CODA MARKETS, INC.|676
NTC|NUVEEN CONN. FUND|PWJC|UBS Financial Services, Inc.|1011
NTC|NUVEEN CONN. FUND|RBCM|RBC CAPITAL MARKETS, LLC|1390
NTC|NUVEEN CONN. FUND|SALI|INTL FCSTONE FINANCIAL INC.|1350
NTC|NUVEEN CONN. FUND|SBSH|Citigroup Global Markets Inc.|1938
NTC|NUVEEN CONN. FUND|SGMT|GOLDMAN SACHS & CO. LLC|1200
NTC|NUVEEN CONN. FUND|SPDR|SPEEDROUTE LLC|600
NTC|NUVEEN CONN. FUND|STFL|Stifel, Nicolaus & Company, Incorporated|3274
NTC|NUVEEN CONN. FUND|SWST|Hilltop Securities Inc.|5852
NTC|NUVEEN CONN. FUND|TRBT|Tradebot Systems, Inc.|1364
NTC|NUVEEN CONN. FUND|UBSA|UBS SECURITIES LLC|7665
NTC|NUVEEN CONN. FUND|UBSS|UBS Securities LLC|14325
NTC|NUVEEN CONN. FUND|VGRD|Vanguard Marketing Corporation|4449
NTC|NUVEEN CONN. FUND|WCHV|WELLS FARGO SECURITIES, LLC|9481
NTC|NUVEEN CONN. FUND|WEDB|WEDBUSH SECURITIES INC.|200
NTC|NUVEEN CONN. FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|50
NTC|NUVEEN CONN. FUND|WSEA|WOLVERINE SECURITIES, LLC|25
NTC|NUVEEN CONN. FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|12450
NTC|NUVEEN CONN. FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|868
NTCT|NETSCOUT SYSTEMS I##|ADAM|CANACCORD GENUITY INC.|1885
NTCT|NETSCOUT SYSTEMS I##|ANOS|ABEL/NOSER, L.L.C.|550
NTCT|NETSCOUT SYSTEMS I##|APCC|Apex Clearing Corporation|88
NTCT|NETSCOUT SYSTEMS I##|AQUA|AQUA SECURITIES L.P.|7300
NTCT|NETSCOUT SYSTEMS I##|BARD|Robert W. Baird & Co. Incorporated|24
NTCT|NETSCOUT SYSTEMS I##|BATM|CBOE TRADING, INC.|5740
NTCT|NETSCOUT SYSTEMS I##|BAYC|BAY CREST PARTNERS, LLC|36620
NTCT|NETSCOUT SYSTEMS I##|BAYT|BTIG, LLC|2200
NTCT|NETSCOUT SYSTEMS I##|BBNT|BB&T SECURITIES, LLC|141
NTCT|NETSCOUT SYSTEMS I##|BERN|Sanford C. Bernstein & Co., LLC|26877
NTCT|NETSCOUT SYSTEMS I##|BKCM|BNY Mellon Capital Markets LLC|98001
NTCT|NETSCOUT SYSTEMS I##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5495
NTCT|NETSCOUT SYSTEMS I##|BLKX|INSTINET, LLC|394800
NTCT|NETSCOUT SYSTEMS I##|BMOC|BMO Capital Markets Corp.|17232
NTCT|NETSCOUT SYSTEMS I##|BNPX|BNP PARIBAS SECURITIES CORP.|32622
NTCT|NETSCOUT SYSTEMS I##|BRVL|BLAYLOCK VAN, LLC|1800
NTCT|NETSCOUT SYSTEMS I##|BTIG|BTIG, LLC|23730
NTCT|NETSCOUT SYSTEMS I##|BYXM|CBOE TRADING, INC.|221
NTCT|NETSCOUT SYSTEMS I##|BZYD|GOLDMAN SACHS & CO. LLC|1400
NTCT|NETSCOUT SYSTEMS I##|CANT|Cantor Fitzgerald & Co.|58
NTCT|NETSCOUT SYSTEMS I##|CBLC|CITIGROUP GLOBAL MARKETS INC.|41998
NTCT|NETSCOUT SYSTEMS I##|CHAS|Charles Schwab & Co., Inc.|1600
NTCT|NETSCOUT SYSTEMS I##|CIOI|CITIGROUP GLOBAL MARKETS INC|75000
NTCT|NETSCOUT SYSTEMS I##|CIST|Capital Institutional Services, Inc.|13
NTCT|NETSCOUT SYSTEMS I##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|394504
NTCT|NETSCOUT SYSTEMS I##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
NTCT|NETSCOUT SYSTEMS I##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|498967
NTCT|NETSCOUT SYSTEMS I##|CTDL|Citadel Derivatives Group Llc|34322
NTCT|NETSCOUT SYSTEMS I##|CXCX|CITIGROUP GLOBAL MARKETS INC.|78882
NTCT|NETSCOUT SYSTEMS I##|DADA|D.A. Davidson & Co.|10
NTCT|NETSCOUT SYSTEMS I##|DBAB|Deutsche Bank Securities Inc.|769198
NTCT|NETSCOUT SYSTEMS I##|DBAX|Deutsche Bank Securities Inc.|306000
NTCT|NETSCOUT SYSTEMS I##|DBUL|Deutsche Bank Securities Inc.|500
NTCT|NETSCOUT SYSTEMS I##|DEAN|MORGAN STANLEY|894
NTCT|NETSCOUT SYSTEMS I##|DEGS|RONIN PROFESSIONAL LLC|3463
NTCT|NETSCOUT SYSTEMS I##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|115
NTCT|NETSCOUT SYSTEMS I##|EBXL|EBX LLC|274500
NTCT|NETSCOUT SYSTEMS I##|ECUT|CONVERGEX EXECUTION SOLUTIONS|5477
NTCT|NETSCOUT SYSTEMS I##|EDJO|Edward D. Jones & Co., L.P.|400
NTCT|NETSCOUT SYSTEMS I##|EGAM|CBOE TRADING, INC.|7494
NTCT|NETSCOUT SYSTEMS I##|EGAW|CBOE TRADING, INC.|3
NTCT|NETSCOUT SYSTEMS I##|EGMT|EG MARKET TECHNOLOGIES LLC|200
NTCT|NETSCOUT SYSTEMS I##|EGXM|CBOE TRADING, INC.|100
NTCT|NETSCOUT SYSTEMS I##|EGXW|CBOE TRADING, INC.|100
NTCT|NETSCOUT SYSTEMS I##|ESPO|ESPOSITO SECURITIES, LLC|60355
NTCT|NETSCOUT SYSTEMS I##|ETBE|Electronic Transaction Clearing, Inc.|10357
NTCT|NETSCOUT SYSTEMS I##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|149606
NTCT|NETSCOUT SYSTEMS I##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23741
NTCT|NETSCOUT SYSTEMS I##|ETRS|E*Trade Securities LLC|33984
NTCT|NETSCOUT SYSTEMS I##|FBCO|Credit Suisse Securities (USA) LLC|1986206
NTCT|NETSCOUT SYSTEMS I##|FILL|Tradestation Securities, Inc.|4000
NTCT|NETSCOUT SYSTEMS I##|FOMA|TD AMERITRADE CLEARING, INC.|24892
NTCT|NETSCOUT SYSTEMS I##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4650
NTCT|NETSCOUT SYSTEMS I##|FQLS|Quantlab Securities LP|244316
NTCT|NETSCOUT SYSTEMS I##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43310
NTCT|NETSCOUT SYSTEMS I##|FTBR|Foliofn Investments, Inc.|787
NTCT|NETSCOUT SYSTEMS I##|GEBB|GLOBAL EXECUTION BROKERS, LP|63698
NTCT|NETSCOUT SYSTEMS I##|GLPX|ACS EXECUTION SERVICES, LLC|2353
NTCT|NETSCOUT SYSTEMS I##|GSCO|GOLDMAN SACHS & CO. LLC|1244362
NTCT|NETSCOUT SYSTEMS I##|GSCS|GOLDMAN SACHS & CO. LLC|23012
NTCT|NETSCOUT SYSTEMS I##|GSLT|GOLDMAN SACHS & CO. LLC|1229
NTCT|NETSCOUT SYSTEMS I##|GTSZ|GTS SECURITIES LLC|83761
NTCT|NETSCOUT SYSTEMS I##|HSBC|HSBC Securities, Inc.|1747
NTCT|NETSCOUT SYSTEMS I##|IATS|INTERACTIVE BROKERS LLC|1971
NTCT|NETSCOUT SYSTEMS I##|IBKR|Interactive Brokers Llc|34110
NTCT|NETSCOUT SYSTEMS I##|ICBX|INSTINET, LLC|76245
NTCT|NETSCOUT SYSTEMS I##|IEQY|CITADEL SECURITIES LLC|73448
NTCT|NETSCOUT SYSTEMS I##|INCA|INSTINET, LLC|1737692
NTCT|NETSCOUT SYSTEMS I##|INJX|INSTINET, LLC|49122
NTCT|NETSCOUT SYSTEMS I##|ITGI|ITG Inc.|389866
NTCT|NETSCOUT SYSTEMS I##|ITGP|ITG INC.|426600
NTCT|NETSCOUT SYSTEMS I##|JANY|Janney Montgomery Scott Inc.|11
NTCT|NETSCOUT SYSTEMS I##|JEFF|JEFFERIES LLC|207249
NTCT|NETSCOUT SYSTEMS I##|JMPT|JUMP TRADING, LLC|20945
NTCT|NETSCOUT SYSTEMS I##|JONE|JonesTrading|3500
NTCT|NETSCOUT SYSTEMS I##|JPBX|J.P. MORGAN SECURITIES LLC|119709
NTCT|NETSCOUT SYSTEMS I##|JPMX|J.P. Morgan Securities LLC|788634
NTCT|NETSCOUT SYSTEMS I##|JSJX|JANE STREET CAPITAL LLC|8986
NTCT|NETSCOUT SYSTEMS I##|KCGM|VIRTU Americas LLC|50252
NTCT|NETSCOUT SYSTEMS I##|LEER|LEERINK PARTNERS LLC|760
NTCT|NETSCOUT SYSTEMS I##|LEHM|Barclays Capital Inc./Le|1063965
NTCT|NETSCOUT SYSTEMS I##|LIME|Lime Brokerage LLC|211963
NTCT|NETSCOUT SYSTEMS I##|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
NTCT|NETSCOUT SYSTEMS I##|LQNA|LIQUIDNET, INC.|42500
NTCT|NETSCOUT SYSTEMS I##|MACC|Mid Atlantic Capital Corporation|984
NTCT|NETSCOUT SYSTEMS I##|MAXM|Maxim Group LLC|9078
NTCT|NETSCOUT SYSTEMS I##|MBTS|ALLY INVEST SECURITIES LLC|296
NTCT|NETSCOUT SYSTEMS I##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|192043
NTCT|NETSCOUT SYSTEMS I##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6798
NTCT|NETSCOUT SYSTEMS I##|MSCO|MORGAN STANLEY & CO. LLC|2469636
NTCT|NETSCOUT SYSTEMS I##|MSPL|MORGAN STANLEY & CO. LLC|596500
NTCT|NETSCOUT SYSTEMS I##|MSTX|MORGAN STANLEY & CO. LLC|114900
NTCT|NETSCOUT SYSTEMS I##|NFSC|National Financial Services LLC|34700
NTCT|NETSCOUT SYSTEMS I##|NITE|VIRTU Americas LLC|181095
NTCT|NETSCOUT SYSTEMS I##|NITP|VIRTU Americas LLC|24784
NTCT|NETSCOUT SYSTEMS I##|NMRA|Nomura Securities International, Inc.|42300
NTCT|NETSCOUT SYSTEMS I##|NQRB|Brut, LLC|9839
NTCT|NETSCOUT SYSTEMS I##|OPCO|Oppenheimer & Co. Inc.|2672
NTCT|NETSCOUT SYSTEMS I##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
NTCT|NETSCOUT SYSTEMS I##|PDQM|CODA MARKETS, INC.|77889
NTCT|NETSCOUT SYSTEMS I##|PIPR|Piper Jaffray & Co.|3410
NTCT|NETSCOUT SYSTEMS I##|PWJC|UBS Financial Services, Inc.|2500
NTCT|NETSCOUT SYSTEMS I##|RBCM|RBC CAPITAL MARKETS, LLC|570
NTCT|NETSCOUT SYSTEMS I##|RILY|B. RILEY FBR, INC.|60654
NTCT|NETSCOUT SYSTEMS I##|SAGL|SAGETRADER, LLC|1400
NTCT|NETSCOUT SYSTEMS I##|SAGW|SAGETRADER, LLC|1005
NTCT|NETSCOUT SYSTEMS I##|SBSH|Citigroup Global Markets Inc.|578183
NTCT|NETSCOUT SYSTEMS I##|SGMT|GOLDMAN SACHS & CO. LLC|187880
NTCT|NETSCOUT SYSTEMS I##|SPDR|SPEEDROUTE LLC|10388
NTCT|NETSCOUT SYSTEMS I##|SSBS|STATE STREET GLOBAL MARKETS, LLC|90100
NTCT|NETSCOUT SYSTEMS I##|STFL|Stifel, Nicolaus & Company, Incorporated|2000
NTCT|NETSCOUT SYSTEMS I##|SWIM|TD Ameritrade, Inc.|155160
NTCT|NETSCOUT SYSTEMS I##|SWST|Hilltop Securities Inc.|87
NTCT|NETSCOUT SYSTEMS I##|TAGC|TELSEY ADVISORY GROUP LLC|5000
NTCT|NETSCOUT SYSTEMS I##|TKNG|ALLY INVEST SECURITIES LLC|1000
NTCT|NETSCOUT SYSTEMS I##|TMBR|Timber Hill LLC|31
NTCT|NETSCOUT SYSTEMS I##|TONC|CUTTONE & CO., LLC|3371
NTCT|NETSCOUT SYSTEMS I##|TRBT|Tradebot Systems, Inc.|62530
NTCT|NETSCOUT SYSTEMS I##|TRCM|TRC MARKETS LLC|111931
NTCT|NETSCOUT SYSTEMS I##|UBSA|UBS SECURITIES LLC|995833
NTCT|NETSCOUT SYSTEMS I##|UBSS|UBS Securities LLC|1433607
NTCT|NETSCOUT SYSTEMS I##|VALX|VIRTU AMERICAS LLC|82000
NTCT|NETSCOUT SYSTEMS I##|VGRD|Vanguard Marketing Corporation|500
NTCT|NETSCOUT SYSTEMS I##|WBLR|WILLIAM BLAIR|556
NTCT|NETSCOUT SYSTEMS I##|WBPX|SUMMIT SECURITIES GROUP, LLC|700
NTCT|NETSCOUT SYSTEMS I##|WCHV|WELLS FARGO SECURITIES, LLC|39859
NTCT|NETSCOUT SYSTEMS I##|WEED|Weeden & Co.L.P.|1590
NTCT|NETSCOUT SYSTEMS I##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|992
NTCT|NETSCOUT SYSTEMS I##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13414
NTCT|NETSCOUT SYSTEMS I##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|269
NTCT|NETSCOUT SYSTEMS I##|WSEA|WOLVERINE SECURITIES, LLC|1057
NTCT|NETSCOUT SYSTEMS I##|XIST|INSTINET, LLC|87692
NTCT|NETSCOUT SYSTEMS I##|XSTM|NATIONAL FINANCIAL SERVICES LLC|17400
NTCT|NETSCOUT SYSTEMS I##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|616
NTEC|INTEC PHARMA ORD SHR|APCC|Apex Clearing Corporation|6470
NTEC|INTEC PHARMA ORD SHR|BERN|Sanford C. Bernstein & Co., LLC|8
NTEC|INTEC PHARMA ORD SHR|BLKX|INSTINET, LLC|5000
NTEC|INTEC PHARMA ORD SHR|BTIG|BTIG, LLC|25780
NTEC|INTEC PHARMA ORD SHR|CANT|Cantor Fitzgerald & Co.|141846
NTEC|INTEC PHARMA ORD SHR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4415
NTEC|INTEC PHARMA ORD SHR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11393
NTEC|INTEC PHARMA ORD SHR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33706
NTEC|INTEC PHARMA ORD SHR|CXCX|CITIGROUP GLOBAL MARKETS INC.|29832
NTEC|INTEC PHARMA ORD SHR|DBAB|Deutsche Bank Securities Inc.|6529
NTEC|INTEC PHARMA ORD SHR|DBAX|Deutsche Bank Securities Inc.|17700
NTEC|INTEC PHARMA ORD SHR|DBUL|Deutsche Bank Securities Inc.|548
NTEC|INTEC PHARMA ORD SHR|DEAN|MORGAN STANLEY|11099
NTEC|INTEC PHARMA ORD SHR|DEGS|RONIN PROFESSIONAL LLC|10406
NTEC|INTEC PHARMA ORD SHR|EBXL|EBX LLC|24900
NTEC|INTEC PHARMA ORD SHR|EDJO|Edward D. Jones & Co., L.P.|1217
NTEC|INTEC PHARMA ORD SHR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
NTEC|INTEC PHARMA ORD SHR|ETRS|E*Trade Securities LLC|19702
NTEC|INTEC PHARMA ORD SHR|FBCO|Credit Suisse Securities (USA) LLC|35658
NTEC|INTEC PHARMA ORD SHR|FILL|Tradestation Securities, Inc.|950
NTEC|INTEC PHARMA ORD SHR|FMAF|NBCN Inc./ CDS|260
NTEC|INTEC PHARMA ORD SHR|FOMA|TD AMERITRADE CLEARING, INC.|29596
NTEC|INTEC PHARMA ORD SHR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
NTEC|INTEC PHARMA ORD SHR|GEBB|GLOBAL EXECUTION BROKERS, LP|1377
NTEC|INTEC PHARMA ORD SHR|GLPX|ACS EXECUTION SERVICES, LLC|100
NTEC|INTEC PHARMA ORD SHR|GSCO|GOLDMAN SACHS & CO. LLC|12103
NTEC|INTEC PHARMA ORD SHR|GSCS|GOLDMAN SACHS & CO. LLC|4521
NTEC|INTEC PHARMA ORD SHR|GSLT|GOLDMAN SACHS & CO. LLC|1500
NTEC|INTEC PHARMA ORD SHR|GTSZ|GTS SECURITIES LLC|2137
NTEC|INTEC PHARMA ORD SHR|HRBF|American Enterprise Investment Services Inc.|6050
NTEC|INTEC PHARMA ORD SHR|IATS|INTERACTIVE BROKERS LLC|200
NTEC|INTEC PHARMA ORD SHR|IBKR|Interactive Brokers Llc|24049
NTEC|INTEC PHARMA ORD SHR|ICBX|INSTINET, LLC|17300
NTEC|INTEC PHARMA ORD SHR|INCA|INSTINET, LLC|60169
NTEC|INTEC PHARMA ORD SHR|INJX|INSTINET, LLC|1798
NTEC|INTEC PHARMA ORD SHR|ITGI|ITG Inc.|400
NTEC|INTEC PHARMA ORD SHR|ITGP|ITG INC.|7200
NTEC|INTEC PHARMA ORD SHR|JEFF|JEFFERIES LLC|6500
NTEC|INTEC PHARMA ORD SHR|JPBX|J.P. MORGAN SECURITIES LLC|200
NTEC|INTEC PHARMA ORD SHR|JPMX|J.P. Morgan Securities LLC|11880
NTEC|INTEC PHARMA ORD SHR|JSJX|JANE STREET CAPITAL LLC|100
NTEC|INTEC PHARMA ORD SHR|KCGM|VIRTU Americas LLC|10813
NTEC|INTEC PHARMA ORD SHR|LEHM|Barclays Capital Inc./Le|25611
NTEC|INTEC PHARMA ORD SHR|LIME|Lime Brokerage LLC|41411
NTEC|INTEC PHARMA ORD SHR|LQNA|LIQUIDNET, INC.|27700
NTEC|INTEC PHARMA ORD SHR|MAXM|Maxim Group LLC|10767
NTEC|INTEC PHARMA ORD SHR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60540
NTEC|INTEC PHARMA ORD SHR|MSCO|MORGAN STANLEY & CO. LLC|90350
NTEC|INTEC PHARMA ORD SHR|MSPL|MORGAN STANLEY & CO. LLC|21400
NTEC|INTEC PHARMA ORD SHR|MSTX|MORGAN STANLEY & CO. LLC|1800
NTEC|INTEC PHARMA ORD SHR|NFSC|National Financial Services LLC|95551
NTEC|INTEC PHARMA ORD SHR|NITE|VIRTU Americas LLC|326117
NTEC|INTEC PHARMA ORD SHR|NITP|VIRTU Americas LLC|200
NTEC|INTEC PHARMA ORD SHR|NQRB|Brut, LLC|470
NTEC|INTEC PHARMA ORD SHR|OPCO|Oppenheimer & Co. Inc.|62330
NTEC|INTEC PHARMA ORD SHR|PDQM|CODA MARKETS, INC.|7379
NTEC|INTEC PHARMA ORD SHR|POIN|PRECISION SECURITIES, LLC (POIN)|1717
NTEC|INTEC PHARMA ORD SHR|SBSH|Citigroup Global Markets Inc.|1106
NTEC|INTEC PHARMA ORD SHR|SGMT|GOLDMAN SACHS & CO. LLC|11380
NTEC|INTEC PHARMA ORD SHR|SPDR|SPEEDROUTE LLC|1000
NTEC|INTEC PHARMA ORD SHR|STXG|Stockcross Financial Services, Inc.|25276
NTEC|INTEC PHARMA ORD SHR|SWIM|TD Ameritrade, Inc.|28311
NTEC|INTEC PHARMA ORD SHR|TKNG|ALLY INVEST SECURITIES LLC|359
NTEC|INTEC PHARMA ORD SHR|TRCM|TRC MARKETS LLC|1094
NTEC|INTEC PHARMA ORD SHR|UBSA|UBS SECURITIES LLC|90327
NTEC|INTEC PHARMA ORD SHR|UBSS|UBS Securities LLC|88947
NTEC|INTEC PHARMA ORD SHR|VALX|VIRTU AMERICAS LLC|6652
NTEC|INTEC PHARMA ORD SHR|VGRD|Vanguard Marketing Corporation|4049
NTEC|INTEC PHARMA ORD SHR|VIEW|VIEWTRADE SECURITIES LLC|2000
NTEC|INTEC PHARMA ORD SHR|WCHV|WELLS FARGO SECURITIES, LLC|58975
NTEC|INTEC PHARMA ORD SHR|WEED|Weeden & Co.L.P.|1900
NTEC|INTEC PHARMA ORD SHR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|934
NTEC|INTEC PHARMA ORD SHR|WGIF|CIBC World Markets Inc.|6600
NTEC|INTEC PHARMA ORD SHR|WSEA|WOLVERINE SECURITIES, LLC|1286
NTEC|INTEC PHARMA ORD SHR|XSTM|NATIONAL FINANCIAL SERVICES LLC|16144
NTEC|INTEC PHARMA ORD SHR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
NTES|NETEASE INC ADS|ABLE|NATIXIS Securities Americas LLC|1449
NTES|NETEASE INC ADS|ALTX|Alternet Securities Inc.|5774
NTES|NETEASE INC ADS|ANOS|ABEL/NOSER, L.L.C.|100
NTES|NETEASE INC ADS|APCC|Apex Clearing Corporation|12998
NTES|NETEASE INC ADS|BANK|Primevest Financial Services, Inc.|81
NTES|NETEASE INC ADS|BARD|Robert W. Baird & Co. Incorporated|1540
NTES|NETEASE INC ADS|BATM|CBOE TRADING, INC.|16815
NTES|NETEASE INC ADS|BAYC|BAY CREST PARTNERS, LLC|33262
NTES|NETEASE INC ADS|BAYT|BTIG, LLC|11978
NTES|NETEASE INC ADS|BBNT|BB&T SECURITIES, LLC|41
NTES|NETEASE INC ADS|BERN|Sanford C. Bernstein & Co., LLC|122654
NTES|NETEASE INC ADS|BIDS|BIDS TRADING L.P.|24700
NTES|NETEASE INC ADS|BIMI|Banca IMI Securities Corp.|142
NTES|NETEASE INC ADS|BKCM|BNY Mellon Capital Markets LLC|200
NTES|NETEASE INC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12318
NTES|NETEASE INC ADS|BLKX|INSTINET, LLC|53100
NTES|NETEASE INC ADS|BMOC|BMO Capital Markets Corp.|3073
NTES|NETEASE INC ADS|BNPX|BNP PARIBAS SECURITIES CORP.|125805
NTES|NETEASE INC ADS|BTIG|BTIG, LLC|47726
NTES|NETEASE INC ADS|BYXM|CBOE TRADING, INC.|7828
NTES|NETEASE INC ADS|BZYD|GOLDMAN SACHS & CO. LLC|100
NTES|NETEASE INC ADS|CANT|Cantor Fitzgerald & Co.|339
NTES|NETEASE INC ADS|CHAS|Charles Schwab & Co., Inc.|602
NTES|NETEASE INC ADS|CLSA|CLSA AMERICAS, LLC|23056
NTES|NETEASE INC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|125483
NTES|NETEASE INC ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8611
NTES|NETEASE INC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6030
NTES|NETEASE INC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|318396
NTES|NETEASE INC ADS|CTDL|Citadel Derivatives Group Llc|44650
NTES|NETEASE INC ADS|CTLR|CUTLER GROUP, LP|200
NTES|NETEASE INC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|107868
NTES|NETEASE INC ADS|DAWA|Daiwa Capital Markets America Inc.|100
NTES|NETEASE INC ADS|DBAB|Deutsche Bank Securities Inc.|731985
NTES|NETEASE INC ADS|DBAX|Deutsche Bank Securities Inc.|243200
NTES|NETEASE INC ADS|DBUL|Deutsche Bank Securities Inc.|11676
NTES|NETEASE INC ADS|DCHF|Dart Executions, LLC|2474
NTES|NETEASE INC ADS|DEAN|MORGAN STANLEY|4457
NTES|NETEASE INC ADS|DEGS|RONIN PROFESSIONAL LLC|220
NTES|NETEASE INC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37596
NTES|NETEASE INC ADS|DRWK|DRW SECURITIES, L.L.C.|48616
NTES|NETEASE INC ADS|EBXL|EBX LLC|171100
NTES|NETEASE INC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|19022
NTES|NETEASE INC ADS|EDJC|Edward Jones / CDS|52
NTES|NETEASE INC ADS|EDJO|Edward D. Jones & Co., L.P.|515
NTES|NETEASE INC ADS|EGAM|CBOE TRADING, INC.|30142
NTES|NETEASE INC ADS|EGMT|EG MARKET TECHNOLOGIES LLC|2358
NTES|NETEASE INC ADS|EGXM|CBOE TRADING, INC.|2327
NTES|NETEASE INC ADS|ELEV|ELEVATION, LLC|5905
NTES|NETEASE INC ADS|ESPO|ESPOSITO SECURITIES, LLC|162
NTES|NETEASE INC ADS|ETBE|Electronic Transaction Clearing, Inc.|88653
NTES|NETEASE INC ADS|ETCB|ETC BROKERAGE SERVICES, LLC|15
NTES|NETEASE INC ADS|ETCC|Electronic Transaction Clearing, Inc.|949
NTES|NETEASE INC ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6453
NTES|NETEASE INC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|170544
NTES|NETEASE INC ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1907
NTES|NETEASE INC ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|27210
NTES|NETEASE INC ADS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|65005
NTES|NETEASE INC ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|10
NTES|NETEASE INC ADS|ETRS|E*Trade Securities LLC|211380
NTES|NETEASE INC ADS|FBCO|Credit Suisse Securities (USA) LLC|571404
NTES|NETEASE INC ADS|FILL|Tradestation Securities, Inc.|9886
NTES|NETEASE INC ADS|FLTU|FLOW TRADERS US LLC|9800
NTES|NETEASE INC ADS|FMAF|NBCN Inc./ CDS|3737
NTES|NETEASE INC ADS|FOMA|TD AMERITRADE CLEARING, INC.|348418
NTES|NETEASE INC ADS|FQLS|Quantlab Securities LP|518831
NTES|NETEASE INC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|119779
NTES|NETEASE INC ADS|FTBR|Foliofn Investments, Inc.|753
NTES|NETEASE INC ADS|GBMT|GBM International, Inc.|8
NTES|NETEASE INC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|66358
NTES|NETEASE INC ADS|GELP|RBC CAPITAL MARKETS, LLC|224
NTES|NETEASE INC ADS|GLIS|TD Securities Inc|400
NTES|NETEASE INC ADS|GLPX|ACS EXECUTION SERVICES, LLC|108787
NTES|NETEASE INC ADS|GSCO|GOLDMAN SACHS & CO. LLC|1355103
NTES|NETEASE INC ADS|GSCS|GOLDMAN SACHS & CO. LLC|101603
NTES|NETEASE INC ADS|GSLT|GOLDMAN SACHS & CO. LLC|24659
NTES|NETEASE INC ADS|GTSZ|GTS SECURITIES LLC|334519
NTES|NETEASE INC ADS|HAPX|HAP Trading, LLC|2413
NTES|NETEASE INC ADS|HASF|Haywood Securities Inc./CDS|1017
NTES|NETEASE INC ADS|HRBF|American Enterprise Investment Services Inc.|2469
NTES|NETEASE INC ADS|HSBC|HSBC Securities, Inc.|139248
NTES|NETEASE INC ADS|IATS|INTERACTIVE BROKERS LLC|83986
NTES|NETEASE INC ADS|IBKR|Interactive Brokers Llc|775379
NTES|NETEASE INC ADS|IBSJ|Integrity Brokerage Services, Inc.|20
NTES|NETEASE INC ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|139
NTES|NETEASE INC ADS|ICBX|INSTINET, LLC|44120
NTES|NETEASE INC ADS|IEQY|CITADEL SECURITIES LLC|133353
NTES|NETEASE INC ADS|INCA|INSTINET, LLC|615874
NTES|NETEASE INC ADS|INJX|INSTINET, LLC|17879
NTES|NETEASE INC ADS|INTL|INTL FCSTONE FINANCIAL INC.|11
NTES|NETEASE INC ADS|ITGI|ITG Inc.|63154
NTES|NETEASE INC ADS|ITGP|ITG INC.|109200
NTES|NETEASE INC ADS|JANY|Janney Montgomery Scott Inc.|69
NTES|NETEASE INC ADS|JEFF|JEFFERIES LLC|125906
NTES|NETEASE INC ADS|JMPT|JUMP TRADING, LLC|192581
NTES|NETEASE INC ADS|JONE|JonesTrading|1700
NTES|NETEASE INC ADS|JPBX|J.P. MORGAN SECURITIES LLC|21054
NTES|NETEASE INC ADS|JPMX|J.P. Morgan Securities LLC|361379
NTES|NETEASE INC ADS|JSJX|JANE STREET CAPITAL LLC|1822
NTES|NETEASE INC ADS|JUTA|JUMP TRADING, LLC|3257
NTES|NETEASE INC ADS|KCGM|VIRTU Americas LLC|33532
NTES|NETEASE INC ADS|LEER|LEERINK PARTNERS LLC|723
NTES|NETEASE INC ADS|LEHM|Barclays Capital Inc./Le|1314732
NTES|NETEASE INC ADS|LIME|Lime Brokerage LLC|217950
NTES|NETEASE INC ADS|LIWD|LIME BROKERAGE LLC|303
NTES|NETEASE INC ADS|LMGP|LIME BROKERAGE LLC|2550
NTES|NETEASE INC ADS|LOOP|Loop Capital Markets LLC|109
NTES|NETEASE INC ADS|LQNA|LIQUIDNET, INC.|9700
NTES|NETEASE INC ADS|LQNB|LIQUIDNET, INC.|24700
NTES|NETEASE INC ADS|LSCI|Lek Securities Corporation|2461
NTES|NETEASE INC ADS|LVMR|LIVERMORE TRADING GROUP, INC.|2200
NTES|NETEASE INC ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
NTES|NETEASE INC ADS|MACQ|Macquarie Capital (USA) Inc.|22816
NTES|NETEASE INC ADS|MAXM|Maxim Group LLC|740
NTES|NETEASE INC ADS|MBTS|ALLY INVEST SECURITIES LLC|300
NTES|NETEASE INC ADS|MCMF|Raymond James Ltd. Cds|25
NTES|NETEASE INC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98442
NTES|NETEASE INC ADS|MOTF|MOTIF INVESTING, INC.|285
NTES|NETEASE INC ADS|MPSG|E D & F Man Capital Markets Inc.|10089
NTES|NETEASE INC ADS|MSCO|MORGAN STANLEY & CO. LLC|2954424
NTES|NETEASE INC ADS|MSPL|MORGAN STANLEY & CO. LLC|273700
NTES|NETEASE INC ADS|MSTX|MORGAN STANLEY & CO. LLC|88900
NTES|NETEASE INC ADS|MULL|MARK J. MULLER EQUITIES, INC.|18665
NTES|NETEASE INC ADS|MZHO|Mizuho Securities USA LLC|1615
NTES|NETEASE INC ADS|NATL|National Securities Corporation|1732
NTES|NETEASE INC ADS|NBCS|NBC Securities, INC.|125
NTES|NETEASE INC ADS|NFSC|National Financial Services LLC|163772
NTES|NETEASE INC ADS|NITE|VIRTU Americas LLC|751269
NTES|NETEASE INC ADS|NITP|VIRTU Americas LLC|5603
NTES|NETEASE INC ADS|NMRA|Nomura Securities International, Inc.|6400
NTES|NETEASE INC ADS|NQRB|Brut, LLC|42964
NTES|NETEASE INC ADS|OHOS|TWO SIGMA SECURITIES, LLC|58371
NTES|NETEASE INC ADS|OLDM|OLD MISSION CAPITAL, LLC|22150
NTES|NETEASE INC ADS|OPCO|Oppenheimer & Co. Inc.|1255
NTES|NETEASE INC ADS|PCPT|PHILLIP CAPITAL INC.|1249
NTES|NETEASE INC ADS|PDQM|CODA MARKETS, INC.|217343
NTES|NETEASE INC ADS|PHLY|NASDAQ Execution Services, LLC|886
NTES|NETEASE INC ADS|PICT|Pictet Overseas Inc.|18
NTES|NETEASE INC ADS|PIPR|Piper Jaffray & Co.|264
NTES|NETEASE INC ADS|PNSR|Penserra Securities, LLC|18020
NTES|NETEASE INC ADS|PWJC|UBS Financial Services, Inc.|4970
NTES|NETEASE INC ADS|QMSR|QUATTRO M SECURITIES INC.|2400
NTES|NETEASE INC ADS|RAJA|Raymond James & Associates, Inc.|2084
NTES|NETEASE INC ADS|RBCM|RBC CAPITAL MARKETS, LLC|5662
NTES|NETEASE INC ADS|RGLD|Regal Securities, Inc|5
NTES|NETEASE INC ADS|SAGL|SAGETRADER, LLC|265072
NTES|NETEASE INC ADS|SBSH|Citigroup Global Markets Inc.|2036412
NTES|NETEASE INC ADS|SGMT|GOLDMAN SACHS & CO. LLC|127074
NTES|NETEASE INC ADS|SOGO|Wang Investment Associates, Inc.|150
NTES|NETEASE INC ADS|SPDR|SPEEDROUTE LLC|15456
NTES|NETEASE INC ADS|SPHN|Stephens Inc.|156
NTES|NETEASE INC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|910
NTES|NETEASE INC ADS|STKP|STOCKPILE INVESTMENTS, INC.|46
NTES|NETEASE INC ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|105
NTES|NETEASE INC ADS|SWIM|TD Ameritrade, Inc.|120731
NTES|NETEASE INC ADS|SWST|Hilltop Securities Inc.|1262
NTES|NETEASE INC ADS|TDSI|TD Securities (USA) LLC|16000
NTES|NETEASE INC ADS|TKNG|ALLY INVEST SECURITIES LLC|360
NTES|NETEASE INC ADS|TMBR|Timber Hill LLC|14
NTES|NETEASE INC ADS|TRBT|Tradebot Systems, Inc.|219578
NTES|NETEASE INC ADS|TRCM|TRC MARKETS LLC|150873
NTES|NETEASE INC ADS|TWTT|TASTYWORKS, INC.|100
NTES|NETEASE INC ADS|UBSA|UBS SECURITIES LLC|775061
NTES|NETEASE INC ADS|UBSS|UBS Securities LLC|1964209
NTES|NETEASE INC ADS|VALX|VIRTU AMERICAS LLC|23748
NTES|NETEASE INC ADS|VGRD|Vanguard Marketing Corporation|5897
NTES|NETEASE INC ADS|VSIN|Vision Financial Markets Llc|9
NTES|NETEASE INC ADS|WABR|Wall Street Access|300
NTES|NETEASE INC ADS|WBLR|WILLIAM BLAIR|20
NTES|NETEASE INC ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|10974
NTES|NETEASE INC ADS|WCHV|WELLS FARGO SECURITIES, LLC|37935
NTES|NETEASE INC ADS|WEDB|WEDBUSH SECURITIES INC.|3303
NTES|NETEASE INC ADS|WEED|Weeden & Co.L.P.|548
NTES|NETEASE INC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18613
NTES|NETEASE INC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53739
NTES|NETEASE INC ADS|WGIF|CIBC World Markets Inc.|3473
NTES|NETEASE INC ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|17
NTES|NETEASE INC ADS|WSEA|WOLVERINE SECURITIES, LLC|5354
NTES|NETEASE INC ADS|XIST|INSTINET, LLC|66808
NTES|NETEASE INC ADS|XPUS|XP SECURITIES, LLC|901
NTES|NETEASE INC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|18854
NTES|NETEASE INC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|42297
NTES|NETEASE INC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2246
NTG|TORTOISE MLP FUND|AGIS|Aegis Capital Corp.|300
NTG|TORTOISE MLP FUND|ALTX|Alternet Securities Inc.|4927
NTG|TORTOISE MLP FUND|APCC|Apex Clearing Corporation|435
NTG|TORTOISE MLP FUND|BANK|Primevest Financial Services, Inc.|175
NTG|TORTOISE MLP FUND|BARD|Robert W. Baird & Co. Incorporated|2114
NTG|TORTOISE MLP FUND|BATM|CBOE TRADING, INC.|1606
NTG|TORTOISE MLP FUND|BBNT|BB&T SECURITIES, LLC|17
NTG|TORTOISE MLP FUND|BERN|Sanford C. Bernstein & Co., LLC|3800
NTG|TORTOISE MLP FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|921
NTG|TORTOISE MLP FUND|BMOC|BMO Capital Markets Corp.|5980
NTG|TORTOISE MLP FUND|BYXM|CBOE TRADING, INC.|700
NTG|TORTOISE MLP FUND|CANT|Cantor Fitzgerald & Co.|32762
NTG|TORTOISE MLP FUND|CHAS|Charles Schwab & Co., Inc.|10966
NTG|TORTOISE MLP FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25139
NTG|TORTOISE MLP FUND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|820
NTG|TORTOISE MLP FUND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1946
NTG|TORTOISE MLP FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82045
NTG|TORTOISE MLP FUND|CSIN|Citadel Securities Institutional LLC|36175
NTG|TORTOISE MLP FUND|CTDL|Citadel Derivatives Group Llc|38985
NTG|TORTOISE MLP FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|7946
NTG|TORTOISE MLP FUND|DADA|D.A. Davidson & Co.|24212
NTG|TORTOISE MLP FUND|DAVA|Davenport & Company LLC|3400
NTG|TORTOISE MLP FUND|DBAB|Deutsche Bank Securities Inc.|200
NTG|TORTOISE MLP FUND|DBAX|Deutsche Bank Securities Inc.|10400
NTG|TORTOISE MLP FUND|DCHF|Dart Executions, LLC|500
NTG|TORTOISE MLP FUND|DEAN|MORGAN STANLEY|40669
NTG|TORTOISE MLP FUND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6005
NTG|TORTOISE MLP FUND|EBXL|EBX LLC|26300
NTG|TORTOISE MLP FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|39200
NTG|TORTOISE MLP FUND|EDJO|Edward D. Jones & Co., L.P.|170
NTG|TORTOISE MLP FUND|EGAM|CBOE TRADING, INC.|6537
NTG|TORTOISE MLP FUND|EGXM|CBOE TRADING, INC.|4101
NTG|TORTOISE MLP FUND|ESPO|ESPOSITO SECURITIES, LLC|5
NTG|TORTOISE MLP FUND|ETBE|Electronic Transaction Clearing, Inc.|400
NTG|TORTOISE MLP FUND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|846
NTG|TORTOISE MLP FUND|ETRS|E*Trade Securities LLC|267312
NTG|TORTOISE MLP FUND|FBSB|U.S. Bancorp Investments, Inc.|1
NTG|TORTOISE MLP FUND|FILL|Tradestation Securities, Inc.|2300
NTG|TORTOISE MLP FUND|FORD|Fordham Financial Management, Inc.|700
NTG|TORTOISE MLP FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22097
NTG|TORTOISE MLP FUND|FTBR|Foliofn Investments, Inc.|52
NTG|TORTOISE MLP FUND|GLPX|ACS EXECUTION SERVICES, LLC|22070
NTG|TORTOISE MLP FUND|GSCO|GOLDMAN SACHS & CO. LLC|2706
NTG|TORTOISE MLP FUND|GSCS|GOLDMAN SACHS & CO. LLC|100
NTG|TORTOISE MLP FUND|GSLT|GOLDMAN SACHS & CO. LLC|3700
NTG|TORTOISE MLP FUND|GTSZ|GTS SECURITIES LLC|2363
NTG|TORTOISE MLP FUND|HRBF|American Enterprise Investment Services Inc.|16910
NTG|TORTOISE MLP FUND|HSBC|HSBC Securities, Inc.|100
NTG|TORTOISE MLP FUND|IATS|INTERACTIVE BROKERS LLC|20606
NTG|TORTOISE MLP FUND|IBKR|Interactive Brokers Llc|35419
NTG|TORTOISE MLP FUND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|188
NTG|TORTOISE MLP FUND|ICBX|INSTINET, LLC|11163
NTG|TORTOISE MLP FUND|INCA|INSTINET, LLC|19405
NTG|TORTOISE MLP FUND|INJX|INSTINET, LLC|616
NTG|TORTOISE MLP FUND|ITGI|ITG Inc.|44904
NTG|TORTOISE MLP FUND|ITGP|ITG INC.|35200
NTG|TORTOISE MLP FUND|JANY|Janney Montgomery Scott Inc.|9395
NTG|TORTOISE MLP FUND|JEFF|JEFFERIES LLC|49610
NTG|TORTOISE MLP FUND|JMPT|JUMP TRADING, LLC|1870
NTG|TORTOISE MLP FUND|JPMX|J.P. Morgan Securities LLC|19154
NTG|TORTOISE MLP FUND|JSJX|JANE STREET CAPITAL LLC|1177
NTG|TORTOISE MLP FUND|KCGM|VIRTU Americas LLC|9399
NTG|TORTOISE MLP FUND|LEHM|Barclays Capital Inc./Le|31830
NTG|TORTOISE MLP FUND|LIME|Lime Brokerage LLC|4729
NTG|TORTOISE MLP FUND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9603
NTG|TORTOISE MLP FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31000
NTG|TORTOISE MLP FUND|MSCO|MORGAN STANLEY & CO. LLC|202500
NTG|TORTOISE MLP FUND|MSPL|MORGAN STANLEY & CO. LLC|17900
NTG|TORTOISE MLP FUND|MSTX|MORGAN STANLEY & CO. LLC|200
NTG|TORTOISE MLP FUND|NATL|National Securities Corporation|500
NTG|TORTOISE MLP FUND|NFSC|National Financial Services LLC|227580
NTG|TORTOISE MLP FUND|NITE|VIRTU Americas LLC|395618
NTG|TORTOISE MLP FUND|NITP|VIRTU Americas LLC|500
NTG|TORTOISE MLP FUND|NQRB|Brut, LLC|2100
NTG|TORTOISE MLP FUND|OPCO|Oppenheimer & Co. Inc.|4768
NTG|TORTOISE MLP FUND|PDQM|CODA MARKETS, INC.|20887
NTG|TORTOISE MLP FUND|PWJC|UBS Financial Services, Inc.|16306
NTG|TORTOISE MLP FUND|RBCM|RBC CAPITAL MARKETS, LLC|27046
NTG|TORTOISE MLP FUND|RGLD|Regal Securities, Inc|500
NTG|TORTOISE MLP FUND|SAGL|SAGETRADER, LLC|600
NTG|TORTOISE MLP FUND|SBSH|Citigroup Global Markets Inc.|7295
NTG|TORTOISE MLP FUND|SGMT|GOLDMAN SACHS & CO. LLC|8330
NTG|TORTOISE MLP FUND|SIBO|Prime Executions, Inc.|100
NTG|TORTOISE MLP FUND|SPDR|SPEEDROUTE LLC|3182
NTG|TORTOISE MLP FUND|SPHN|Stephens Inc.|4377
NTG|TORTOISE MLP FUND|STFL|Stifel, Nicolaus & Company, Incorporated|8300
NTG|TORTOISE MLP FUND|SWIM|TD Ameritrade, Inc.|120575
NTG|TORTOISE MLP FUND|SWST|Hilltop Securities Inc.|23200
NTG|TORTOISE MLP FUND|TKNG|ALLY INVEST SECURITIES LLC|6077
NTG|TORTOISE MLP FUND|TRBT|Tradebot Systems, Inc.|12416
NTG|TORTOISE MLP FUND|TRCM|TRC MARKETS LLC|300
NTG|TORTOISE MLP FUND|TWTT|TASTYWORKS, INC.|1200
NTG|TORTOISE MLP FUND|UBSA|UBS SECURITIES LLC|82738
NTG|TORTOISE MLP FUND|UBSS|UBS Securities LLC|198901
NTG|TORTOISE MLP FUND|VALX|VIRTU AMERICAS LLC|5790
NTG|TORTOISE MLP FUND|VGRD|Vanguard Marketing Corporation|19146
NTG|TORTOISE MLP FUND|WBET|Wallachbeth Capital LLC|1000
NTG|TORTOISE MLP FUND|WBLR|WILLIAM BLAIR|1850
NTG|TORTOISE MLP FUND|WBPX|SUMMIT SECURITIES GROUP, LLC|200
NTG|TORTOISE MLP FUND|WCHV|WELLS FARGO SECURITIES, LLC|61224
NTG|TORTOISE MLP FUND|WEDB|WEDBUSH SECURITIES INC.|5045
NTG|TORTOISE MLP FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|864
NTG|TORTOISE MLP FUND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19679
NTG|TORTOISE MLP FUND|WSEA|WOLVERINE SECURITIES, LLC|2458
NTG|TORTOISE MLP FUND|XPQR|Jump Trading|700
NTG|TORTOISE MLP FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|65000
NTG|TORTOISE MLP FUND|YKNA|COMHAR CAPITAL MARKETS, LLC|800
NTG|TORTOISE MLP FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2525
NTG.R|TORTOISE MLP RT|ALTX|Alternet Securities Inc.|100
NTG.R|TORTOISE MLP RT|BARD|Robert W. Baird & Co. Incorporated|10049
NTG.R|TORTOISE MLP RT|BATM|CBOE TRADING, INC.|200
NTG.R|TORTOISE MLP RT|BBNT|BB&T SECURITIES, LLC|11682
NTG.R|TORTOISE MLP RT|BTIG|BTIG, LLC|13700
NTG.R|TORTOISE MLP RT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30547
NTG.R|TORTOISE MLP RT|CXCX|CITIGROUP GLOBAL MARKETS INC.|75674
NTG.R|TORTOISE MLP RT|DADA|D.A. Davidson & Co.|9436
NTG.R|TORTOISE MLP RT|DAVA|Davenport & Company LLC|2966
NTG.R|TORTOISE MLP RT|DBAX|Deutsche Bank Securities Inc.|114800
NTG.R|TORTOISE MLP RT|DEAN|MORGAN STANLEY|9968
NTG.R|TORTOISE MLP RT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|211
NTG.R|TORTOISE MLP RT|EBXL|EBX LLC|158600
NTG.R|TORTOISE MLP RT|ECUT|CONVERGEX EXECUTION SOLUTIONS|14600
NTG.R|TORTOISE MLP RT|EDJO|Edward D. Jones & Co., L.P.|79
NTG.R|TORTOISE MLP RT|EGAM|CBOE TRADING, INC.|3296
NTG.R|TORTOISE MLP RT|ETRS|E*Trade Securities LLC|44636
NTG.R|TORTOISE MLP RT|GLPX|ACS EXECUTION SERVICES, LLC|10320
NTG.R|TORTOISE MLP RT|GSCO|GOLDMAN SACHS & CO. LLC|25096
NTG.R|TORTOISE MLP RT|GSCS|GOLDMAN SACHS & CO. LLC|1600
NTG.R|TORTOISE MLP RT|GSLT|GOLDMAN SACHS & CO. LLC|1200
NTG.R|TORTOISE MLP RT|HRBF|American Enterprise Investment Services Inc.|78281
NTG.R|TORTOISE MLP RT|IBKR|Interactive Brokers Llc|12504
NTG.R|TORTOISE MLP RT|ICBX|INSTINET, LLC|6286
NTG.R|TORTOISE MLP RT|INCA|INSTINET, LLC|6200
NTG.R|TORTOISE MLP RT|ITGI|ITG Inc.|1800
NTG.R|TORTOISE MLP RT|ITGP|ITG INC.|59600
NTG.R|TORTOISE MLP RT|JANY|Janney Montgomery Scott Inc.|3200
NTG.R|TORTOISE MLP RT|LEHM|Barclays Capital Inc./Le|314500
NTG.R|TORTOISE MLP RT|LIME|Lime Brokerage LLC|40
NTG.R|TORTOISE MLP RT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|250252
NTG.R|TORTOISE MLP RT|MSCO|MORGAN STANLEY & CO. LLC|456318
NTG.R|TORTOISE MLP RT|NFSC|National Financial Services LLC|145389
NTG.R|TORTOISE MLP RT|NITE|VIRTU Americas LLC|374013
NTG.R|TORTOISE MLP RT|OPCO|Oppenheimer & Co. Inc.|300
NTG.R|TORTOISE MLP RT|PDQM|CODA MARKETS, INC.|44730
NTG.R|TORTOISE MLP RT|PWJC|UBS Financial Services, Inc.|34249
NTG.R|TORTOISE MLP RT|RBCM|RBC CAPITAL MARKETS, LLC|9715
NTG.R|TORTOISE MLP RT|SBSH|Citigroup Global Markets Inc.|600
NTG.R|TORTOISE MLP RT|SGMT|GOLDMAN SACHS & CO. LLC|62634
NTG.R|TORTOISE MLP RT|SPDR|SPEEDROUTE LLC|3200
NTG.R|TORTOISE MLP RT|SPHN|Stephens Inc.|672
NTG.R|TORTOISE MLP RT|STFL|Stifel, Nicolaus & Company, Incorporated|16575
NTG.R|TORTOISE MLP RT|SWST|Hilltop Securities Inc.|800
NTG.R|TORTOISE MLP RT|UBSA|UBS SECURITIES LLC|207183
NTG.R|TORTOISE MLP RT|UBSS|UBS Securities LLC|500766
NTG.R|TORTOISE MLP RT|VGRD|Vanguard Marketing Corporation|11407
NTG.R|TORTOISE MLP RT|WCHV|WELLS FARGO SECURITIES, LLC|128247
NTG.R|TORTOISE MLP RT|XSTM|NATIONAL FINANCIAL SERVICES LLC|56888
NTGN|NEON THERAPEUTICS CM|ADAM|CANACCORD GENUITY INC.|76400
NTGN|NEON THERAPEUTICS CM|AGIS|Aegis Capital Corp.|310
NTGN|NEON THERAPEUTICS CM|ALTX|Alternet Securities Inc.|7700
NTGN|NEON THERAPEUTICS CM|APCC|Apex Clearing Corporation|150
NTGN|NEON THERAPEUTICS CM|BAYC|BAY CREST PARTNERS, LLC|5000
NTGN|NEON THERAPEUTICS CM|BERN|Sanford C. Bernstein & Co., LLC|8181
NTGN|NEON THERAPEUTICS CM|BTIG|BTIG, LLC|15700
NTGN|NEON THERAPEUTICS CM|BYXM|CBOE TRADING, INC.|692
NTGN|NEON THERAPEUTICS CM|CANT|Cantor Fitzgerald & Co.|35100
NTGN|NEON THERAPEUTICS CM|CHAS|Charles Schwab & Co., Inc.|6900
NTGN|NEON THERAPEUTICS CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1000
NTGN|NEON THERAPEUTICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|117808
NTGN|NEON THERAPEUTICS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24031
NTGN|NEON THERAPEUTICS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10960
NTGN|NEON THERAPEUTICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26946
NTGN|NEON THERAPEUTICS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|10838
NTGN|NEON THERAPEUTICS CM|DBAX|Deutsche Bank Securities Inc.|37300
NTGN|NEON THERAPEUTICS CM|DEAN|MORGAN STANLEY|9625
NTGN|NEON THERAPEUTICS CM|EBXL|EBX LLC|25400
NTGN|NEON THERAPEUTICS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
NTGN|NEON THERAPEUTICS CM|EDJO|Edward D. Jones & Co., L.P.|300
NTGN|NEON THERAPEUTICS CM|EGAM|CBOE TRADING, INC.|1650
NTGN|NEON THERAPEUTICS CM|EGAW|CBOE TRADING, INC.|2209
NTGN|NEON THERAPEUTICS CM|EGXM|CBOE TRADING, INC.|1050
NTGN|NEON THERAPEUTICS CM|EGXW|CBOE TRADING, INC.|100
NTGN|NEON THERAPEUTICS CM|ETBE|Electronic Transaction Clearing, Inc.|600
NTGN|NEON THERAPEUTICS CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|90252
NTGN|NEON THERAPEUTICS CM|ETRS|E*Trade Securities LLC|11216
NTGN|NEON THERAPEUTICS CM|FBCO|Credit Suisse Securities (USA) LLC|58096
NTGN|NEON THERAPEUTICS CM|FILL|Tradestation Securities, Inc.|3200
NTGN|NEON THERAPEUTICS CM|FOMA|TD AMERITRADE CLEARING, INC.|34360
NTGN|NEON THERAPEUTICS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9339
NTGN|NEON THERAPEUTICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29703
NTGN|NEON THERAPEUTICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|205
NTGN|NEON THERAPEUTICS CM|GLPX|ACS EXECUTION SERVICES, LLC|45504
NTGN|NEON THERAPEUTICS CM|GSCO|GOLDMAN SACHS & CO. LLC|98765
NTGN|NEON THERAPEUTICS CM|GSCS|GOLDMAN SACHS & CO. LLC|51786
NTGN|NEON THERAPEUTICS CM|GSLT|GOLDMAN SACHS & CO. LLC|6427
NTGN|NEON THERAPEUTICS CM|GTSZ|GTS SECURITIES LLC|1368
NTGN|NEON THERAPEUTICS CM|HSBC|HSBC Securities, Inc.|180
NTGN|NEON THERAPEUTICS CM|IATS|INTERACTIVE BROKERS LLC|6285
NTGN|NEON THERAPEUTICS CM|IBKR|Interactive Brokers Llc|112381
NTGN|NEON THERAPEUTICS CM|ICBX|INSTINET, LLC|11900
NTGN|NEON THERAPEUTICS CM|INCA|INSTINET, LLC|181584
NTGN|NEON THERAPEUTICS CM|INJX|INSTINET, LLC|4145
NTGN|NEON THERAPEUTICS CM|ITGI|ITG Inc.|30968
NTGN|NEON THERAPEUTICS CM|ITGP|ITG INC.|38000
NTGN|NEON THERAPEUTICS CM|JEFF|JEFFERIES LLC|3700
NTGN|NEON THERAPEUTICS CM|JGUN|Joseph Gunnar & Co.  LLC|200
NTGN|NEON THERAPEUTICS CM|JMPT|JUMP TRADING, LLC|3135
NTGN|NEON THERAPEUTICS CM|JPMX|J.P. Morgan Securities LLC|40724
NTGN|NEON THERAPEUTICS CM|KCGM|VIRTU Americas LLC|16664
NTGN|NEON THERAPEUTICS CM|LEHM|Barclays Capital Inc./Le|85672
NTGN|NEON THERAPEUTICS CM|LIME|Lime Brokerage LLC|3904
NTGN|NEON THERAPEUTICS CM|LSCI|Lek Securities Corporation|2100
NTGN|NEON THERAPEUTICS CM|LTCO|Ladenburg, Thalmann & Co., Inc.|55100
NTGN|NEON THERAPEUTICS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8900
NTGN|NEON THERAPEUTICS CM|MAXM|Maxim Group LLC|700
NTGN|NEON THERAPEUTICS CM|MKMP|MKM Partners LLC|35500
NTGN|NEON THERAPEUTICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5064
NTGN|NEON THERAPEUTICS CM|MNDX|TJM Investments, LLC|2000
NTGN|NEON THERAPEUTICS CM|MSCO|MORGAN STANLEY & CO. LLC|798967
NTGN|NEON THERAPEUTICS CM|MSPL|MORGAN STANLEY & CO. LLC|8200
NTGN|NEON THERAPEUTICS CM|NFSC|National Financial Services LLC|10040
NTGN|NEON THERAPEUTICS CM|NITE|VIRTU Americas LLC|155988
NTGN|NEON THERAPEUTICS CM|NITP|VIRTU Americas LLC|2349
NTGN|NEON THERAPEUTICS CM|NQRB|Brut, LLC|235
NTGN|NEON THERAPEUTICS CM|OPCO|Oppenheimer & Co. Inc.|6469
NTGN|NEON THERAPEUTICS CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7500
NTGN|NEON THERAPEUTICS CM|PDQM|CODA MARKETS, INC.|77076
NTGN|NEON THERAPEUTICS CM|PREC|PRECISION SECURITIES, LLC|600
NTGN|NEON THERAPEUTICS CM|RAJA|Raymond James & Associates, Inc.|500
NTGN|NEON THERAPEUTICS CM|SAGL|SAGETRADER, LLC|1825
NTGN|NEON THERAPEUTICS CM|SBSH|Citigroup Global Markets Inc.|3962
NTGN|NEON THERAPEUTICS CM|SGMT|GOLDMAN SACHS & CO. LLC|16556
NTGN|NEON THERAPEUTICS CM|SPDR|SPEEDROUTE LLC|20642
NTGN|NEON THERAPEUTICS CM|SPTD|MINT GLOBAL MARKETS, INC.|100
NTGN|NEON THERAPEUTICS CM|SWIM|TD Ameritrade, Inc.|6105
NTGN|NEON THERAPEUTICS CM|TIAC|TRIAD SECURITIES CORP|625
NTGN|NEON THERAPEUTICS CM|TKNG|ALLY INVEST SECURITIES LLC|414
NTGN|NEON THERAPEUTICS CM|TRBT|Tradebot Systems, Inc.|17024
NTGN|NEON THERAPEUTICS CM|UBSA|UBS SECURITIES LLC|44901
NTGN|NEON THERAPEUTICS CM|UBSS|UBS Securities LLC|140020
NTGN|NEON THERAPEUTICS CM|VALX|VIRTU AMERICAS LLC|3900
NTGN|NEON THERAPEUTICS CM|VGRD|Vanguard Marketing Corporation|6251
NTGN|NEON THERAPEUTICS CM|VNDS|VANDHAM SECURITIES CORP|5000
NTGN|NEON THERAPEUTICS CM|WCHV|WELLS FARGO SECURITIES, LLC|69983
NTGN|NEON THERAPEUTICS CM|WEED|Weeden & Co.L.P.|200
NTGN|NEON THERAPEUTICS CM|WSEA|WOLVERINE SECURITIES, LLC|501
NTGN|NEON THERAPEUTICS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
NTGN|NEON THERAPEUTICS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2254
NTGN|NEON THERAPEUTICS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2150
NTGR|NETGEAR INC       ##|ALTX|Alternet Securities Inc.|4714
NTGR|NETGEAR INC       ##|ANOS|ABEL/NOSER, L.L.C.|96
NTGR|NETGEAR INC       ##|APCC|Apex Clearing Corporation|1601
NTGR|NETGEAR INC       ##|BANK|Primevest Financial Services, Inc.|100
NTGR|NETGEAR INC       ##|BATM|CBOE TRADING, INC.|1018
NTGR|NETGEAR INC       ##|BBNT|BB&T SECURITIES, LLC|180
NTGR|NETGEAR INC       ##|BERN|Sanford C. Bernstein & Co., LLC|25031
NTGR|NETGEAR INC       ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1607
NTGR|NETGEAR INC       ##|BLKX|INSTINET, LLC|28980
NTGR|NETGEAR INC       ##|BMOC|BMO Capital Markets Corp.|4993
NTGR|NETGEAR INC       ##|BNPX|BNP PARIBAS SECURITIES CORP.|7059
NTGR|NETGEAR INC       ##|BRVL|BLAYLOCK VAN, LLC|400
NTGR|NETGEAR INC       ##|BTIG|BTIG, LLC|7284
NTGR|NETGEAR INC       ##|BYXM|CBOE TRADING, INC.|213
NTGR|NETGEAR INC       ##|BZYD|GOLDMAN SACHS & CO. LLC|400
NTGR|NETGEAR INC       ##|CANT|Cantor Fitzgerald & Co.|700
NTGR|NETGEAR INC       ##|CHAS|Charles Schwab & Co., Inc.|1453
NTGR|NETGEAR INC       ##|CIST|Capital Institutional Services, Inc.|7
NTGR|NETGEAR INC       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68783
NTGR|NETGEAR INC       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|701
NTGR|NETGEAR INC       ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|227
NTGR|NETGEAR INC       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50747
NTGR|NETGEAR INC       ##|CTDL|Citadel Derivatives Group Llc|18703
NTGR|NETGEAR INC       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|12962
NTGR|NETGEAR INC       ##|DBAB|Deutsche Bank Securities Inc.|271196
NTGR|NETGEAR INC       ##|DBAX|Deutsche Bank Securities Inc.|66200
NTGR|NETGEAR INC       ##|DEAN|MORGAN STANLEY|3642
NTGR|NETGEAR INC       ##|DEGS|RONIN PROFESSIONAL LLC|700
NTGR|NETGEAR INC       ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
NTGR|NETGEAR INC       ##|EBXL|EBX LLC|46500
NTGR|NETGEAR INC       ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|622
NTGR|NETGEAR INC       ##|EGAM|CBOE TRADING, INC.|8582
NTGR|NETGEAR INC       ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
NTGR|NETGEAR INC       ##|EGXM|CBOE TRADING, INC.|1864
NTGR|NETGEAR INC       ##|EGXW|CBOE TRADING, INC.|100
NTGR|NETGEAR INC       ##|ETBE|Electronic Transaction Clearing, Inc.|200
NTGR|NETGEAR INC       ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|16
NTGR|NETGEAR INC       ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11363
NTGR|NETGEAR INC       ##|ETRS|E*Trade Securities LLC|5544
NTGR|NETGEAR INC       ##|FBCO|Credit Suisse Securities (USA) LLC|241059
NTGR|NETGEAR INC       ##|FILL|Tradestation Securities, Inc.|240
NTGR|NETGEAR INC       ##|FOMA|TD AMERITRADE CLEARING, INC.|77469
NTGR|NETGEAR INC       ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7523
NTGR|NETGEAR INC       ##|FQLS|Quantlab Securities LP|51738
NTGR|NETGEAR INC       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57828
NTGR|NETGEAR INC       ##|FTBR|Foliofn Investments, Inc.|181
NTGR|NETGEAR INC       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|9910
NTGR|NETGEAR INC       ##|GLIS|TD Securities Inc|200
NTGR|NETGEAR INC       ##|GLPX|ACS EXECUTION SERVICES, LLC|4806
NTGR|NETGEAR INC       ##|GSCO|GOLDMAN SACHS & CO. LLC|424196
NTGR|NETGEAR INC       ##|GSCS|GOLDMAN SACHS & CO. LLC|5196
NTGR|NETGEAR INC       ##|GSLT|GOLDMAN SACHS & CO. LLC|682
NTGR|NETGEAR INC       ##|GTSZ|GTS SECURITIES LLC|1109
NTGR|NETGEAR INC       ##|HRBF|American Enterprise Investment Services Inc.|1217
NTGR|NETGEAR INC       ##|IATS|INTERACTIVE BROKERS LLC|2068
NTGR|NETGEAR INC       ##|IBKR|Interactive Brokers Llc|14084
NTGR|NETGEAR INC       ##|ICBX|INSTINET, LLC|21431
NTGR|NETGEAR INC       ##|IEQY|CITADEL SECURITIES LLC|20709
NTGR|NETGEAR INC       ##|INCA|INSTINET, LLC|199849
NTGR|NETGEAR INC       ##|INJX|INSTINET, LLC|13650
NTGR|NETGEAR INC       ##|ITGI|ITG Inc.|32201
NTGR|NETGEAR INC       ##|ITGP|ITG INC.|196600
NTGR|NETGEAR INC       ##|JANY|Janney Montgomery Scott Inc.|670
NTGR|NETGEAR INC       ##|JEFF|JEFFERIES LLC|62326
NTGR|NETGEAR INC       ##|JMPT|JUMP TRADING, LLC|13165
NTGR|NETGEAR INC       ##|JPBX|J.P. MORGAN SECURITIES LLC|856
NTGR|NETGEAR INC       ##|JPMX|J.P. Morgan Securities LLC|163749
NTGR|NETGEAR INC       ##|JSJX|JANE STREET CAPITAL LLC|2266
NTGR|NETGEAR INC       ##|KCGM|VIRTU Americas LLC|27767
NTGR|NETGEAR INC       ##|LEER|LEERINK PARTNERS LLC|330
NTGR|NETGEAR INC       ##|LEHM|Barclays Capital Inc./Le|146685
NTGR|NETGEAR INC       ##|LIME|Lime Brokerage LLC|61414
NTGR|NETGEAR INC       ##|LOOP|Loop Capital Markets LLC|1613
NTGR|NETGEAR INC       ##|LQNA|LIQUIDNET, INC.|10000
NTGR|NETGEAR INC       ##|MAXM|Maxim Group LLC|3635
NTGR|NETGEAR INC       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59653
NTGR|NETGEAR INC       ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2839
NTGR|NETGEAR INC       ##|MSCO|MORGAN STANLEY & CO. LLC|793427
NTGR|NETGEAR INC       ##|MSPL|MORGAN STANLEY & CO. LLC|107700
NTGR|NETGEAR INC       ##|MSTX|MORGAN STANLEY & CO. LLC|6800
NTGR|NETGEAR INC       ##|NFSC|National Financial Services LLC|22256
NTGR|NETGEAR INC       ##|NITE|VIRTU Americas LLC|91994
NTGR|NETGEAR INC       ##|NITP|VIRTU Americas LLC|209
NTGR|NETGEAR INC       ##|NQRB|Brut, LLC|4194
NTGR|NETGEAR INC       ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|804
NTGR|NETGEAR INC       ##|PDQM|CODA MARKETS, INC.|23204
NTGR|NETGEAR INC       ##|PHLY|NASDAQ Execution Services, LLC|1000
NTGR|NETGEAR INC       ##|PWJC|UBS Financial Services, Inc.|100
NTGR|NETGEAR INC       ##|RAJA|Raymond James & Associates, Inc.|549
NTGR|NETGEAR INC       ##|RBCM|RBC CAPITAL MARKETS, LLC|1408
NTGR|NETGEAR INC       ##|SAGL|SAGETRADER, LLC|306
NTGR|NETGEAR INC       ##|SAGW|SAGETRADER, LLC|484
NTGR|NETGEAR INC       ##|SBSH|Citigroup Global Markets Inc.|89181
NTGR|NETGEAR INC       ##|SGMT|GOLDMAN SACHS & CO. LLC|30915
NTGR|NETGEAR INC       ##|SOGO|Wang Investment Associates, Inc.|1200
NTGR|NETGEAR INC       ##|SPDR|SPEEDROUTE LLC|4589
NTGR|NETGEAR INC       ##|SPTD|MINT GLOBAL MARKETS, INC.|200
NTGR|NETGEAR INC       ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
NTGR|NETGEAR INC       ##|STFL|Stifel, Nicolaus & Company, Incorporated|500
NTGR|NETGEAR INC       ##|STKP|STOCKPILE INVESTMENTS, INC.|2
NTGR|NETGEAR INC       ##|SWIM|TD Ameritrade, Inc.|3122
NTGR|NETGEAR INC       ##|TONC|CUTTONE & CO., LLC|1140
NTGR|NETGEAR INC       ##|TRBT|Tradebot Systems, Inc.|14915
NTGR|NETGEAR INC       ##|TRCM|TRC MARKETS LLC|31314
NTGR|NETGEAR INC       ##|TWTT|TASTYWORKS, INC.|37
NTGR|NETGEAR INC       ##|UBSA|UBS SECURITIES LLC|133666
NTGR|NETGEAR INC       ##|UBSS|UBS Securities LLC|240196
NTGR|NETGEAR INC       ##|VALX|VIRTU AMERICAS LLC|3760
NTGR|NETGEAR INC       ##|VGRD|Vanguard Marketing Corporation|973
NTGR|NETGEAR INC       ##|VSIN|Vision Financial Markets Llc|1
NTGR|NETGEAR INC       ##|WCHV|WELLS FARGO SECURITIES, LLC|19535
NTGR|NETGEAR INC       ##|WEED|Weeden & Co.L.P.|1110
NTGR|NETGEAR INC       ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1384
NTGR|NETGEAR INC       ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1377
NTGR|NETGEAR INC       ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|115
NTGR|NETGEAR INC       ##|WSEA|WOLVERINE SECURITIES, LLC|72
NTGR|NETGEAR INC       ##|XIST|INSTINET, LLC|8174
NTGR|NETGEAR INC       ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
NTGR|NETGEAR INC       ##|YKNA|COMHAR CAPITAL MARKETS, LLC|22
NTGR|NETGEAR INC       ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|274
NTIC|NORTHERN TECH INC|BAYC|BAY CREST PARTNERS, LLC|325
NTIC|NORTHERN TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3411
NTIC|NORTHERN TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3615
NTIC|NORTHERN TECH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4936
NTIC|NORTHERN TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2400
NTIC|NORTHERN TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
NTIC|NORTHERN TECH INC|DADA|D.A. Davidson & Co.|170
NTIC|NORTHERN TECH INC|DBAB|Deutsche Bank Securities Inc.|5722
NTIC|NORTHERN TECH INC|DBAX|Deutsche Bank Securities Inc.|1700
NTIC|NORTHERN TECH INC|DEAN|MORGAN STANLEY|90
NTIC|NORTHERN TECH INC|DEGS|RONIN PROFESSIONAL LLC|194
NTIC|NORTHERN TECH INC|EBXL|EBX LLC|2000
NTIC|NORTHERN TECH INC|EGXM|CBOE TRADING, INC.|500
NTIC|NORTHERN TECH INC|ETRS|E*Trade Securities LLC|12357
NTIC|NORTHERN TECH INC|FBCO|Credit Suisse Securities (USA) LLC|1747
NTIC|NORTHERN TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|5209
NTIC|NORTHERN TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|413
NTIC|NORTHERN TECH INC|FTBR|Foliofn Investments, Inc.|38
NTIC|NORTHERN TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|6072
NTIC|NORTHERN TECH INC|GTSZ|GTS SECURITIES LLC|200
NTIC|NORTHERN TECH INC|IBKR|Interactive Brokers Llc|2309
NTIC|NORTHERN TECH INC|ICBX|INSTINET, LLC|1600
NTIC|NORTHERN TECH INC|INCA|INSTINET, LLC|22939
NTIC|NORTHERN TECH INC|INJX|INSTINET, LLC|2251
NTIC|NORTHERN TECH INC|ITGI|ITG Inc.|8155
NTIC|NORTHERN TECH INC|ITGP|ITG INC.|200
NTIC|NORTHERN TECH INC|JEFF|JEFFERIES LLC|26
NTIC|NORTHERN TECH INC|JPMX|J.P. Morgan Securities LLC|3000
NTIC|NORTHERN TECH INC|KCGM|VIRTU Americas LLC|200
NTIC|NORTHERN TECH INC|LEHM|Barclays Capital Inc./Le|1849
NTIC|NORTHERN TECH INC|LIME|Lime Brokerage LLC|7852
NTIC|NORTHERN TECH INC|LMGP|LIME BROKERAGE LLC|2794
NTIC|NORTHERN TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
NTIC|NORTHERN TECH INC|MSCO|MORGAN STANLEY & CO. LLC|14956
NTIC|NORTHERN TECH INC|NFSC|National Financial Services LLC|4040
NTIC|NORTHERN TECH INC|NITE|VIRTU Americas LLC|11673
NTIC|NORTHERN TECH INC|PDQM|CODA MARKETS, INC.|780
NTIC|NORTHERN TECH INC|SBSH|Citigroup Global Markets Inc.|2344
NTIC|NORTHERN TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|31
NTIC|NORTHERN TECH INC|SPDR|SPEEDROUTE LLC|4775
NTIC|NORTHERN TECH INC|SWIM|TD Ameritrade, Inc.|3640
NTIC|NORTHERN TECH INC|SWST|Hilltop Securities Inc.|5118
NTIC|NORTHERN TECH INC|TMBR|Timber Hill LLC|206
NTIC|NORTHERN TECH INC|TRCM|TRC MARKETS LLC|3139
NTIC|NORTHERN TECH INC|UBSA|UBS SECURITIES LLC|5923
NTIC|NORTHERN TECH INC|UBSS|UBS Securities LLC|19935
NTIC|NORTHERN TECH INC|VGRD|Vanguard Marketing Corporation|659
NTIC|NORTHERN TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|2964
NTIC|NORTHERN TECH INC|WSEA|WOLVERINE SECURITIES, LLC|116
NTIC|NORTHERN TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
NTIP|NETWORK-1 TECHNOLOGI|APCC|Apex Clearing Corporation|4
NTIP|NETWORK-1 TECHNOLOGI|CHAS|Charles Schwab & Co., Inc.|5
NTIP|NETWORK-1 TECHNOLOGI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2058
NTIP|NETWORK-1 TECHNOLOGI|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
NTIP|NETWORK-1 TECHNOLOGI|DBAB|Deutsche Bank Securities Inc.|1114
NTIP|NETWORK-1 TECHNOLOGI|DBAX|Deutsche Bank Securities Inc.|100
NTIP|NETWORK-1 TECHNOLOGI|EBXL|EBX LLC|3900
NTIP|NETWORK-1 TECHNOLOGI|ETRS|E*Trade Securities LLC|6450
NTIP|NETWORK-1 TECHNOLOGI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
NTIP|NETWORK-1 TECHNOLOGI|FTBR|Foliofn Investments, Inc.|11820
NTIP|NETWORK-1 TECHNOLOGI|GSCO|GOLDMAN SACHS & CO. LLC|903
NTIP|NETWORK-1 TECHNOLOGI|GSCS|GOLDMAN SACHS & CO. LLC|1363
NTIP|NETWORK-1 TECHNOLOGI|GSLT|GOLDMAN SACHS & CO. LLC|10535
NTIP|NETWORK-1 TECHNOLOGI|IBKR|Interactive Brokers Llc|5725
NTIP|NETWORK-1 TECHNOLOGI|INCA|INSTINET, LLC|12940
NTIP|NETWORK-1 TECHNOLOGI|INJX|INSTINET, LLC|2117
NTIP|NETWORK-1 TECHNOLOGI|ITGI|ITG Inc.|3700
NTIP|NETWORK-1 TECHNOLOGI|JEFF|JEFFERIES LLC|500
NTIP|NETWORK-1 TECHNOLOGI|JPMX|J.P. Morgan Securities LLC|5258
NTIP|NETWORK-1 TECHNOLOGI|KCGM|VIRTU Americas LLC|1100
NTIP|NETWORK-1 TECHNOLOGI|LEHM|Barclays Capital Inc./Le|1812
NTIP|NETWORK-1 TECHNOLOGI|LIME|Lime Brokerage LLC|5815
NTIP|NETWORK-1 TECHNOLOGI|MAXM|Maxim Group LLC|3000
NTIP|NETWORK-1 TECHNOLOGI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
NTIP|NETWORK-1 TECHNOLOGI|MSCO|MORGAN STANLEY & CO. LLC|22670
NTIP|NETWORK-1 TECHNOLOGI|MSPL|MORGAN STANLEY & CO. LLC|3100
NTIP|NETWORK-1 TECHNOLOGI|MSTX|MORGAN STANLEY & CO. LLC|200
NTIP|NETWORK-1 TECHNOLOGI|NATL|National Securities Corporation|401000
NTIP|NETWORK-1 TECHNOLOGI|NFSC|National Financial Services LLC|37325
NTIP|NETWORK-1 TECHNOLOGI|NITE|VIRTU Americas LLC|50864
NTIP|NETWORK-1 TECHNOLOGI|PDQM|CODA MARKETS, INC.|2100
NTIP|NETWORK-1 TECHNOLOGI|SGMT|GOLDMAN SACHS & CO. LLC|3300
NTIP|NETWORK-1 TECHNOLOGI|SPDR|SPEEDROUTE LLC|4705
NTIP|NETWORK-1 TECHNOLOGI|SWIM|TD Ameritrade, Inc.|26801
NTIP|NETWORK-1 TECHNOLOGI|TKNG|ALLY INVEST SECURITIES LLC|391
NTIP|NETWORK-1 TECHNOLOGI|TRBT|Tradebot Systems, Inc.|2036
NTIP|NETWORK-1 TECHNOLOGI|UBSA|UBS SECURITIES LLC|8616
NTIP|NETWORK-1 TECHNOLOGI|UBSS|UBS Securities LLC|1892
NTIP|NETWORK-1 TECHNOLOGI|VGRD|Vanguard Marketing Corporation|1491
NTIP|NETWORK-1 TECHNOLOGI|WCHV|WELLS FARGO SECURITIES, LLC|911
NTIP|NETWORK-1 TECHNOLOGI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2607
NTIP|NETWORK-1 TECHNOLOGI|WSEA|WOLVERINE SECURITIES, LLC|194
NTIP|NETWORK-1 TECHNOLOGI|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
NTLA|INTELLIA THERA CS|ADAM|CANACCORD GENUITY INC.|5068
NTLA|INTELLIA THERA CS|AGIS|Aegis Capital Corp.|600
NTLA|INTELLIA THERA CS|ALTX|Alternet Securities Inc.|13610
NTLA|INTELLIA THERA CS|APCC|Apex Clearing Corporation|38917
NTLA|INTELLIA THERA CS|BARD|Robert W. Baird & Co. Incorporated|2295
NTLA|INTELLIA THERA CS|BATM|CBOE TRADING, INC.|6985
NTLA|INTELLIA THERA CS|BAYC|BAY CREST PARTNERS, LLC|2437
NTLA|INTELLIA THERA CS|BBNT|BB&T SECURITIES, LLC|2950
NTLA|INTELLIA THERA CS|BERN|Sanford C. Bernstein & Co., LLC|15063
NTLA|INTELLIA THERA CS|BGCE|BGC Financial Inc.|4358
NTLA|INTELLIA THERA CS|BIMI|Banca IMI Securities Corp.|1194
NTLA|INTELLIA THERA CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21938
NTLA|INTELLIA THERA CS|BLKX|INSTINET, LLC|7414
NTLA|INTELLIA THERA CS|BMOC|BMO Capital Markets Corp.|3909
NTLA|INTELLIA THERA CS|BNPX|BNP PARIBAS SECURITIES CORP.|67648
NTLA|INTELLIA THERA CS|BRGE|Newbridge Securities Corp.|2550
NTLA|INTELLIA THERA CS|BTIG|BTIG, LLC|59539
NTLA|INTELLIA THERA CS|BYXM|CBOE TRADING, INC.|3576
NTLA|INTELLIA THERA CS|CANT|Cantor Fitzgerald & Co.|578
NTLA|INTELLIA THERA CS|CHAS|Charles Schwab & Co., Inc.|6561
NTLA|INTELLIA THERA CS|CICF|Canaccord Genuity Corp.|11345
NTLA|INTELLIA THERA CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47667
NTLA|INTELLIA THERA CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3143
NTLA|INTELLIA THERA CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17272
NTLA|INTELLIA THERA CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|251797
NTLA|INTELLIA THERA CS|CTDL|Citadel Derivatives Group Llc|25523
NTLA|INTELLIA THERA CS|CTLR|CUTLER GROUP, LP|100
NTLA|INTELLIA THERA CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|29376
NTLA|INTELLIA THERA CS|DADA|D.A. Davidson & Co.|300
NTLA|INTELLIA THERA CS|DBAB|Deutsche Bank Securities Inc.|684355
NTLA|INTELLIA THERA CS|DBAX|Deutsche Bank Securities Inc.|98700
NTLA|INTELLIA THERA CS|DBUL|Deutsche Bank Securities Inc.|376
NTLA|INTELLIA THERA CS|DEAN|MORGAN STANLEY|15330
NTLA|INTELLIA THERA CS|DEGS|RONIN PROFESSIONAL LLC|33897
NTLA|INTELLIA THERA CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2900
NTLA|INTELLIA THERA CS|EBXL|EBX LLC|72400
NTLA|INTELLIA THERA CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|34784
NTLA|INTELLIA THERA CS|EDJO|Edward D. Jones & Co., L.P.|5421
NTLA|INTELLIA THERA CS|EGAM|CBOE TRADING, INC.|24826
NTLA|INTELLIA THERA CS|EGAW|CBOE TRADING, INC.|180
NTLA|INTELLIA THERA CS|EGMT|EG MARKET TECHNOLOGIES LLC|100
NTLA|INTELLIA THERA CS|EGXM|CBOE TRADING, INC.|10841
NTLA|INTELLIA THERA CS|ETBE|Electronic Transaction Clearing, Inc.|28452
NTLA|INTELLIA THERA CS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|23106
NTLA|INTELLIA THERA CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13096
NTLA|INTELLIA THERA CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|86507
NTLA|INTELLIA THERA CS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|468
NTLA|INTELLIA THERA CS|ETRS|E*Trade Securities LLC|270793
NTLA|INTELLIA THERA CS|FBCO|Credit Suisse Securities (USA) LLC|674858
NTLA|INTELLIA THERA CS|FILL|Tradestation Securities, Inc.|16057
NTLA|INTELLIA THERA CS|FINX|FINTECH SECURITIES|400
NTLA|INTELLIA THERA CS|FMAF|NBCN Inc./ CDS|26861
NTLA|INTELLIA THERA CS|FOMA|TD AMERITRADE CLEARING, INC.|1176674
NTLA|INTELLIA THERA CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11303
NTLA|INTELLIA THERA CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|150081
NTLA|INTELLIA THERA CS|FTBR|Foliofn Investments, Inc.|252
NTLA|INTELLIA THERA CS|GEBB|GLOBAL EXECUTION BROKERS, LP|43385
NTLA|INTELLIA THERA CS|GLPX|ACS EXECUTION SERVICES, LLC|172901
NTLA|INTELLIA THERA CS|GSCO|GOLDMAN SACHS & CO. LLC|2040047
NTLA|INTELLIA THERA CS|GSCS|GOLDMAN SACHS & CO. LLC|41586
NTLA|INTELLIA THERA CS|GSLT|GOLDMAN SACHS & CO. LLC|10247
NTLA|INTELLIA THERA CS|GTSZ|GTS SECURITIES LLC|104236
NTLA|INTELLIA THERA CS|HAPX|HAP Trading, LLC|900
NTLA|INTELLIA THERA CS|HRBF|American Enterprise Investment Services Inc.|9093
NTLA|INTELLIA THERA CS|HSBC|HSBC Securities, Inc.|6484
NTLA|INTELLIA THERA CS|IATS|INTERACTIVE BROKERS LLC|45478
NTLA|INTELLIA THERA CS|IBKR|Interactive Brokers Llc|277796
NTLA|INTELLIA THERA CS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1425
NTLA|INTELLIA THERA CS|ICBX|INSTINET, LLC|61347
NTLA|INTELLIA THERA CS|IEQY|CITADEL SECURITIES LLC|248724
NTLA|INTELLIA THERA CS|INCA|INSTINET, LLC|410384
NTLA|INTELLIA THERA CS|INJX|INSTINET, LLC|375872
NTLA|INTELLIA THERA CS|ITGI|ITG Inc.|29012
NTLA|INTELLIA THERA CS|ITGP|ITG INC.|60600
NTLA|INTELLIA THERA CS|JANY|Janney Montgomery Scott Inc.|3380
NTLA|INTELLIA THERA CS|JEFF|JEFFERIES LLC|50513
NTLA|INTELLIA THERA CS|JMPT|JUMP TRADING, LLC|80690
NTLA|INTELLIA THERA CS|JPBX|J.P. MORGAN SECURITIES LLC|13718
NTLA|INTELLIA THERA CS|JPMX|J.P. Morgan Securities LLC|203023
NTLA|INTELLIA THERA CS|JSJX|JANE STREET CAPITAL LLC|5665
NTLA|INTELLIA THERA CS|KCGM|VIRTU Americas LLC|38670
NTLA|INTELLIA THERA CS|LEHM|Barclays Capital Inc./Le|1154626
NTLA|INTELLIA THERA CS|LIME|Lime Brokerage LLC|245446
NTLA|INTELLIA THERA CS|LMGP|LIME BROKERAGE LLC|200
NTLA|INTELLIA THERA CS|LOOP|Loop Capital Markets LLC|2730
NTLA|INTELLIA THERA CS|LQNA|LIQUIDNET, INC.|11500
NTLA|INTELLIA THERA CS|LSCI|Lek Securities Corporation|310
NTLA|INTELLIA THERA CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
NTLA|INTELLIA THERA CS|MACC|Mid Atlantic Capital Corporation|600
NTLA|INTELLIA THERA CS|MACQ|Macquarie Capital (USA) Inc.|3092
NTLA|INTELLIA THERA CS|MAVB|Great Point Capital LLC|200
NTLA|INTELLIA THERA CS|MAXM|Maxim Group LLC|3291
NTLA|INTELLIA THERA CS|MBTS|ALLY INVEST SECURITIES LLC|4680
NTLA|INTELLIA THERA CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99405
NTLA|INTELLIA THERA CS|MOTF|MOTIF INVESTING, INC.|55
NTLA|INTELLIA THERA CS|MSCO|MORGAN STANLEY & CO. LLC|4067294
NTLA|INTELLIA THERA CS|MSPL|MORGAN STANLEY & CO. LLC|161100
NTLA|INTELLIA THERA CS|MSTX|MORGAN STANLEY & CO. LLC|72300
NTLA|INTELLIA THERA CS|NATL|National Securities Corporation|4600
NTLA|INTELLIA THERA CS|NFSC|National Financial Services LLC|1062653
NTLA|INTELLIA THERA CS|NITE|VIRTU Americas LLC|1869933
NTLA|INTELLIA THERA CS|NITP|VIRTU Americas LLC|6873
NTLA|INTELLIA THERA CS|NQRB|Brut, LLC|50651
NTLA|INTELLIA THERA CS|OPCO|Oppenheimer & Co. Inc.|25366
NTLA|INTELLIA THERA CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4010
NTLA|INTELLIA THERA CS|PCPT|PHILLIP CAPITAL INC.|89438
NTLA|INTELLIA THERA CS|PDQM|CODA MARKETS, INC.|202409
NTLA|INTELLIA THERA CS|PHLY|NASDAQ Execution Services, LLC|4400
NTLA|INTELLIA THERA CS|POIN|PRECISION SECURITIES, LLC (POIN)|1700
NTLA|INTELLIA THERA CS|PWJC|UBS Financial Services, Inc.|26116
NTLA|INTELLIA THERA CS|RAJA|Raymond James & Associates, Inc.|34475
NTLA|INTELLIA THERA CS|RBCM|RBC CAPITAL MARKETS, LLC|14594
NTLA|INTELLIA THERA CS|RGLD|Regal Securities, Inc|70
NTLA|INTELLIA THERA CS|SAGL|SAGETRADER, LLC|34191
NTLA|INTELLIA THERA CS|SAGW|SAGETRADER, LLC|282
NTLA|INTELLIA THERA CS|SALI|INTL FCSTONE FINANCIAL INC.|5853
NTLA|INTELLIA THERA CS|SBSH|Citigroup Global Markets Inc.|474277
NTLA|INTELLIA THERA CS|SEIC|SEI Investments Distribution Co.|300
NTLA|INTELLIA THERA CS|SGMT|GOLDMAN SACHS & CO. LLC|143662
NTLA|INTELLIA THERA CS|SPDR|SPEEDROUTE LLC|11380
NTLA|INTELLIA THERA CS|SPTD|MINT GLOBAL MARKETS, INC.|4700
NTLA|INTELLIA THERA CS|SSBS|STATE STREET GLOBAL MARKETS, LLC|3300
NTLA|INTELLIA THERA CS|STFL|Stifel, Nicolaus & Company, Incorporated|21339
NTLA|INTELLIA THERA CS|STKP|STOCKPILE INVESTMENTS, INC.|646
NTLA|INTELLIA THERA CS|STRS|STRATEGAS RESEARCH PARTNERS|1400
NTLA|INTELLIA THERA CS|STXG|Stockcross Financial Services, Inc.|643
NTLA|INTELLIA THERA CS|SWIM|TD Ameritrade, Inc.|334688
NTLA|INTELLIA THERA CS|SWST|Hilltop Securities Inc.|200
NTLA|INTELLIA THERA CS|TKNG|ALLY INVEST SECURITIES LLC|9668
NTLA|INTELLIA THERA CS|TMBR|Timber Hill LLC|1
NTLA|INTELLIA THERA CS|TRBT|Tradebot Systems, Inc.|356705
NTLA|INTELLIA THERA CS|TRCM|TRC MARKETS LLC|90047
NTLA|INTELLIA THERA CS|TWTT|TASTYWORKS, INC.|245
NTLA|INTELLIA THERA CS|UBSA|UBS SECURITIES LLC|500895
NTLA|INTELLIA THERA CS|UBSS|UBS Securities LLC|2297289
NTLA|INTELLIA THERA CS|VALX|VIRTU AMERICAS LLC|105730
NTLA|INTELLIA THERA CS|VERT|The Vertical Trading Group, LLC|100
NTLA|INTELLIA THERA CS|VGRD|Vanguard Marketing Corporation|99200
NTLA|INTELLIA THERA CS|VNDS|VANDHAM SECURITIES CORP|2700
NTLA|INTELLIA THERA CS|VSIN|Vision Financial Markets Llc|6227
NTLA|INTELLIA THERA CS|WABR|Wall Street Access|9700
NTLA|INTELLIA THERA CS|WBLR|WILLIAM BLAIR|1894
NTLA|INTELLIA THERA CS|WCHV|WELLS FARGO SECURITIES, LLC|69094
NTLA|INTELLIA THERA CS|WEDB|WEDBUSH SECURITIES INC.|20900
NTLA|INTELLIA THERA CS|WEED|Weeden & Co.L.P.|120
NTLA|INTELLIA THERA CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10413
NTLA|INTELLIA THERA CS|WGIF|CIBC World Markets Inc.|11555
NTLA|INTELLIA THERA CS|WSEA|WOLVERINE SECURITIES, LLC|28823
NTLA|INTELLIA THERA CS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3504
NTLA|INTELLIA THERA CS|XIST|INSTINET, LLC|49680
NTLA|INTELLIA THERA CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|66542
NTLA|INTELLIA THERA CS|YKNA|COMHAR CAPITAL MARKETS, LLC|25759
NTLA|INTELLIA THERA CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27385
NTN|NTN BUZZTIME INC|BAYC|BAY CREST PARTNERS, LLC|37
NTN|NTN BUZZTIME INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
NTN|NTN BUZZTIME INC|DBAB|Deutsche Bank Securities Inc.|4
NTN|NTN BUZZTIME INC|ETRS|E*Trade Securities LLC|726
NTN|NTN BUZZTIME INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
NTN|NTN BUZZTIME INC|GSCO|GOLDMAN SACHS & CO. LLC|59
NTN|NTN BUZZTIME INC|IATS|INTERACTIVE BROKERS LLC|900
NTN|NTN BUZZTIME INC|IBKR|Interactive Brokers Llc|4246
NTN|NTN BUZZTIME INC|INCA|INSTINET, LLC|635
NTN|NTN BUZZTIME INC|ITGI|ITG Inc.|389
NTN|NTN BUZZTIME INC|LIME|Lime Brokerage LLC|605
NTN|NTN BUZZTIME INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NTN|NTN BUZZTIME INC|MSCO|MORGAN STANLEY & CO. LLC|492
NTN|NTN BUZZTIME INC|NFSC|National Financial Services LLC|8204
NTN|NTN BUZZTIME INC|NITE|VIRTU Americas LLC|15341
NTN|NTN BUZZTIME INC|NQRB|Brut, LLC|200
NTN|NTN BUZZTIME INC|NTRC|Northern Trust Securities, Inc.|70
NTN|NTN BUZZTIME INC|RBCM|RBC CAPITAL MARKETS, LLC|1
NTN|NTN BUZZTIME INC|SGMT|GOLDMAN SACHS & CO. LLC|15
NTN|NTN BUZZTIME INC|SPTD|MINT GLOBAL MARKETS, INC.|300
NTN|NTN BUZZTIME INC|SWIM|TD Ameritrade, Inc.|6380
NTN|NTN BUZZTIME INC|TKNG|ALLY INVEST SECURITIES LLC|106
NTN|NTN BUZZTIME INC|UBSA|UBS SECURITIES LLC|244
NTN|NTN BUZZTIME INC|UBSS|UBS Securities LLC|589
NTN|NTN BUZZTIME INC|WCHV|WELLS FARGO SECURITIES, LLC|1
NTN|NTN BUZZTIME INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14
NTN|NTN BUZZTIME INC|WSEA|WOLVERINE SECURITIES, LLC|8
NTNX|NUTANIX CL A CM|ADAM|CANACCORD GENUITY INC.|7100
NTNX|NUTANIX CL A CM|AGCP|AEGIS CAPITAL CORP.|525
NTNX|NUTANIX CL A CM|AGIS|Aegis Capital Corp.|51993
NTNX|NUTANIX CL A CM|ALTX|Alternet Securities Inc.|24877
NTNX|NUTANIX CL A CM|ANOS|ABEL/NOSER, L.L.C.|180
NTNX|NUTANIX CL A CM|APCC|Apex Clearing Corporation|47975
NTNX|NUTANIX CL A CM|AQUA|AQUA SECURITIES L.P.|5000
NTNX|NUTANIX CL A CM|BANK|Primevest Financial Services, Inc.|100
NTNX|NUTANIX CL A CM|BAQP|BURKE & QUICK PARTNERS LLC|4115
NTNX|NUTANIX CL A CM|BARD|Robert W. Baird & Co. Incorporated|12102
NTNX|NUTANIX CL A CM|BATM|CBOE TRADING, INC.|12711
NTNX|NUTANIX CL A CM|BAYC|BAY CREST PARTNERS, LLC|8610
NTNX|NUTANIX CL A CM|BAYT|BTIG, LLC|214000
NTNX|NUTANIX CL A CM|BBNT|BB&T SECURITIES, LLC|1710
NTNX|NUTANIX CL A CM|BERN|Sanford C. Bernstein & Co., LLC|58924
NTNX|NUTANIX CL A CM|BIDS|BIDS TRADING L.P.|1100
NTNX|NUTANIX CL A CM|BIMI|Banca IMI Securities Corp.|1979
NTNX|NUTANIX CL A CM|BKCM|BNY Mellon Capital Markets LLC|1037
NTNX|NUTANIX CL A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|71613
NTNX|NUTANIX CL A CM|BLKX|INSTINET, LLC|66000
NTNX|NUTANIX CL A CM|BMOC|BMO Capital Markets Corp.|27089
NTNX|NUTANIX CL A CM|BNPX|BNP PARIBAS SECURITIES CORP.|110130
NTNX|NUTANIX CL A CM|BRGE|Newbridge Securities Corp.|22143
NTNX|NUTANIX CL A CM|BTIG|BTIG, LLC|58020
NTNX|NUTANIX CL A CM|BYXM|CBOE TRADING, INC.|4917
NTNX|NUTANIX CL A CM|BZYD|GOLDMAN SACHS & CO. LLC|1000
NTNX|NUTANIX CL A CM|CABR|Cabrera Capital Markets, Inc.|25
NTNX|NUTANIX CL A CM|CANT|Cantor Fitzgerald & Co.|2441
NTNX|NUTANIX CL A CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|12690
NTNX|NUTANIX CL A CM|CHAS|Charles Schwab & Co., Inc.|18474
NTNX|NUTANIX CL A CM|CICF|Canaccord Genuity Corp.|100
NTNX|NUTANIX CL A CM|CIST|Capital Institutional Services, Inc.|50
NTNX|NUTANIX CL A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|157509
NTNX|NUTANIX CL A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8556
NTNX|NUTANIX CL A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|53223
NTNX|NUTANIX CL A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1533955
NTNX|NUTANIX CL A CM|CTDL|Citadel Derivatives Group Llc|62548
NTNX|NUTANIX CL A CM|CTLR|CUTLER GROUP, LP|44457
NTNX|NUTANIX CL A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|174582
NTNX|NUTANIX CL A CM|DADA|D.A. Davidson & Co.|2850
NTNX|NUTANIX CL A CM|DAVA|Davenport & Company LLC|2000
NTNX|NUTANIX CL A CM|DAWA|Daiwa Capital Markets America Inc.|400
NTNX|NUTANIX CL A CM|DBAB|Deutsche Bank Securities Inc.|2982464
NTNX|NUTANIX CL A CM|DBAX|Deutsche Bank Securities Inc.|723900
NTNX|NUTANIX CL A CM|DBUL|Deutsche Bank Securities Inc.|45100
NTNX|NUTANIX CL A CM|DCHF|Dart Executions, LLC|223990
NTNX|NUTANIX CL A CM|DEAN|MORGAN STANLEY|30807
NTNX|NUTANIX CL A CM|DEGS|RONIN PROFESSIONAL LLC|90314
NTNX|NUTANIX CL A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18245
NTNX|NUTANIX CL A CM|DRWK|DRW SECURITIES, L.L.C.|23113
NTNX|NUTANIX CL A CM|EBXL|EBX LLC|453700
NTNX|NUTANIX CL A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4493
NTNX|NUTANIX CL A CM|EDJC|Edward Jones / CDS|47
NTNX|NUTANIX CL A CM|EDJO|Edward D. Jones & Co., L.P.|6248
NTNX|NUTANIX CL A CM|EGAM|CBOE TRADING, INC.|39335
NTNX|NUTANIX CL A CM|EGAW|CBOE TRADING, INC.|572
NTNX|NUTANIX CL A CM|EGMT|EG MARKET TECHNOLOGIES LLC|1259
NTNX|NUTANIX CL A CM|EGXM|CBOE TRADING, INC.|33098
NTNX|NUTANIX CL A CM|EGXW|CBOE TRADING, INC.|818
NTNX|NUTANIX CL A CM|ESPO|ESPOSITO SECURITIES, LLC|3186
NTNX|NUTANIX CL A CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|4001
NTNX|NUTANIX CL A CM|ETBE|Electronic Transaction Clearing, Inc.|138787
NTNX|NUTANIX CL A CM|ETCB|ETC BROKERAGE SERVICES, LLC|60
NTNX|NUTANIX CL A CM|ETCC|Electronic Transaction Clearing, Inc.|1891
NTNX|NUTANIX CL A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|189739
NTNX|NUTANIX CL A CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|43
NTNX|NUTANIX CL A CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3651
NTNX|NUTANIX CL A CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|378
NTNX|NUTANIX CL A CM|ETRS|E*Trade Securities LLC|3901681
NTNX|NUTANIX CL A CM|FBCO|Credit Suisse Securities (USA) LLC|5977446
NTNX|NUTANIX CL A CM|FILL|Tradestation Securities, Inc.|198064
NTNX|NUTANIX CL A CM|FMAF|NBCN Inc./ CDS|8107
NTNX|NUTANIX CL A CM|FOMA|TD AMERITRADE CLEARING, INC.|5019979
NTNX|NUTANIX CL A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15008
NTNX|NUTANIX CL A CM|FQLS|Quantlab Securities LP|1221598
NTNX|NUTANIX CL A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|273845
NTNX|NUTANIX CL A CM|FTBR|Foliofn Investments, Inc.|5353
NTNX|NUTANIX CL A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|131226
NTNX|NUTANIX CL A CM|GLIS|TD Securities Inc|1050
NTNX|NUTANIX CL A CM|GLPX|ACS EXECUTION SERVICES, LLC|144601
NTNX|NUTANIX CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|5534295
NTNX|NUTANIX CL A CM|GSCS|GOLDMAN SACHS & CO. LLC|82333
NTNX|NUTANIX CL A CM|GSLT|GOLDMAN SACHS & CO. LLC|40392
NTNX|NUTANIX CL A CM|GTSZ|GTS SECURITIES LLC|193373
NTNX|NUTANIX CL A CM|HAPX|HAP Trading, LLC|2402
NTNX|NUTANIX CL A CM|HRBF|American Enterprise Investment Services Inc.|9490
NTNX|NUTANIX CL A CM|HSBC|HSBC Securities, Inc.|206697
NTNX|NUTANIX CL A CM|IATS|INTERACTIVE BROKERS LLC|201256
NTNX|NUTANIX CL A CM|IBKR|Interactive Brokers Llc|2264345
NTNX|NUTANIX CL A CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|716
NTNX|NUTANIX CL A CM|ICBX|INSTINET, LLC|98687
NTNX|NUTANIX CL A CM|IEQY|CITADEL SECURITIES LLC|96234
NTNX|NUTANIX CL A CM|INCA|INSTINET, LLC|1952675
NTNX|NUTANIX CL A CM|INJX|INSTINET, LLC|117482
NTNX|NUTANIX CL A CM|ITGI|ITG Inc.|547504
NTNX|NUTANIX CL A CM|ITGP|ITG INC.|174400
NTNX|NUTANIX CL A CM|JANY|Janney Montgomery Scott Inc.|4264
NTNX|NUTANIX CL A CM|JEFF|JEFFERIES LLC|507551
NTNX|NUTANIX CL A CM|JMPT|JUMP TRADING, LLC|297566
NTNX|NUTANIX CL A CM|JONE|JonesTrading|28460
NTNX|NUTANIX CL A CM|JPBX|J.P. MORGAN SECURITIES LLC|338543
NTNX|NUTANIX CL A CM|JPMX|J.P. Morgan Securities LLC|542918
NTNX|NUTANIX CL A CM|JRCO|Johnson Rice & Company L.L.C.|2997
NTNX|NUTANIX CL A CM|JSJX|JANE STREET CAPITAL LLC|35000
NTNX|NUTANIX CL A CM|JUTA|JUMP TRADING, LLC|200
NTNX|NUTANIX CL A CM|KCGM|VIRTU Americas LLC|104420
NTNX|NUTANIX CL A CM|KCRD|PHX FINANCIAL, INC.|480
NTNX|NUTANIX CL A CM|KEYB|KEYBANC CAPITAL MARKETS INC.|4500
NTNX|NUTANIX CL A CM|KING|C. L. King & Associates, Inc.|3345
NTNX|NUTANIX CL A CM|LEER|LEERINK PARTNERS LLC|3790
NTNX|NUTANIX CL A CM|LEHM|Barclays Capital Inc./Le|4857974
NTNX|NUTANIX CL A CM|LIME|Lime Brokerage LLC|471644
NTNX|NUTANIX CL A CM|LMGP|LIME BROKERAGE LLC|1800
NTNX|NUTANIX CL A CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|16800
NTNX|NUTANIX CL A CM|LOOP|Loop Capital Markets LLC|31688
NTNX|NUTANIX CL A CM|LQNA|LIQUIDNET, INC.|32300
NTNX|NUTANIX CL A CM|LSCI|Lek Securities Corporation|13220
NTNX|NUTANIX CL A CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
NTNX|NUTANIX CL A CM|MAXM|Maxim Group LLC|11975
NTNX|NUTANIX CL A CM|MBTS|ALLY INVEST SECURITIES LLC|33006
NTNX|NUTANIX CL A CM|MCMF|Raymond James Ltd. Cds|800
NTNX|NUTANIX CL A CM|MITR|GMP SECURITIES, LLC|34400
NTNX|NUTANIX CL A CM|MKMP|MKM Partners LLC|15820
NTNX|NUTANIX CL A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|288674
NTNX|NUTANIX CL A CM|MOTF|MOTIF INVESTING, INC.|138
NTNX|NUTANIX CL A CM|MPSG|E D & F Man Capital Markets Inc.|18564
NTNX|NUTANIX CL A CM|MSCO|MORGAN STANLEY & CO. LLC|9705070
NTNX|NUTANIX CL A CM|MSPL|MORGAN STANLEY & CO. LLC|963300
NTNX|NUTANIX CL A CM|MSTX|MORGAN STANLEY & CO. LLC|469400
NTNX|NUTANIX CL A CM|NATL|National Securities Corporation|23839
NTNX|NUTANIX CL A CM|NFSC|National Financial Services LLC|4232080
NTNX|NUTANIX CL A CM|NITE|VIRTU Americas LLC|6713815
NTNX|NUTANIX CL A CM|NITP|VIRTU Americas LLC|7933
NTNX|NUTANIX CL A CM|NMRA|Nomura Securities International, Inc.|21100
NTNX|NUTANIX CL A CM|NQRB|Brut, LLC|88723
NTNX|NUTANIX CL A CM|NTFN|Network 1 Financial Securities Inc.|400
NTNX|NUTANIX CL A CM|NTRC|Northern Trust Securities, Inc.|100
NTNX|NUTANIX CL A CM|OPCO|Oppenheimer & Co. Inc.|49713
NTNX|NUTANIX CL A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|140
NTNX|NUTANIX CL A CM|PCPT|PHILLIP CAPITAL INC.|605
NTNX|NUTANIX CL A CM|PDQM|CODA MARKETS, INC.|164309
NTNX|NUTANIX CL A CM|PHLY|NASDAQ Execution Services, LLC|27400
NTNX|NUTANIX CL A CM|PIPR|Piper Jaffray & Co.|9010
NTNX|NUTANIX CL A CM|PNSR|Penserra Securities, LLC|4520
NTNX|NUTANIX CL A CM|PWJC|UBS Financial Services, Inc.|17092
NTNX|NUTANIX CL A CM|QMSR|QUATTRO M SECURITIES INC.|7317
NTNX|NUTANIX CL A CM|RAJA|Raymond James & Associates, Inc.|51591
NTNX|NUTANIX CL A CM|RBCM|RBC CAPITAL MARKETS, LLC|114750
NTNX|NUTANIX CL A CM|RGLD|Regal Securities, Inc|1400
NTNX|NUTANIX CL A CM|SAGL|SAGETRADER, LLC|21890
NTNX|NUTANIX CL A CM|SAGW|SAGETRADER, LLC|588
NTNX|NUTANIX CL A CM|SALI|INTL FCSTONE FINANCIAL INC.|116344
NTNX|NUTANIX CL A CM|SBSH|Citigroup Global Markets Inc.|1361955
NTNX|NUTANIX CL A CM|SEIC|SEI Investments Distribution Co.|200
NTNX|NUTANIX CL A CM|SGMT|GOLDMAN SACHS & CO. LLC|379304
NTNX|NUTANIX CL A CM|SJLS|TRADE INFORMATICS LLC|100
NTNX|NUTANIX CL A CM|SOGO|Wang Investment Associates, Inc.|3038
NTNX|NUTANIX CL A CM|SPDR|SPEEDROUTE LLC|35390
NTNX|NUTANIX CL A CM|SPHN|Stephens Inc.|6339
NTNX|NUTANIX CL A CM|SPTD|MINT GLOBAL MARKETS, INC.|100
NTNX|NUTANIX CL A CM|STFL|Stifel, Nicolaus & Company, Incorporated|52075
NTNX|NUTANIX CL A CM|STKP|STOCKPILE INVESTMENTS, INC.|122
NTNX|NUTANIX CL A CM|STXG|Stockcross Financial Services, Inc.|4000
NTNX|NUTANIX CL A CM|SWIM|TD Ameritrade, Inc.|1536707
NTNX|NUTANIX CL A CM|SWST|Hilltop Securities Inc.|41215
NTNX|NUTANIX CL A CM|TDFS|TRADERFIELD SECURITIES INC.|1588
NTNX|NUTANIX CL A CM|TKNG|ALLY INVEST SECURITIES LLC|68859
NTNX|NUTANIX CL A CM|TRBT|Tradebot Systems, Inc.|1040587
NTNX|NUTANIX CL A CM|TRCM|TRC MARKETS LLC|465777
NTNX|NUTANIX CL A CM|TWTT|TASTYWORKS, INC.|2421
NTNX|NUTANIX CL A CM|UBSA|UBS SECURITIES LLC|1533639
NTNX|NUTANIX CL A CM|UBSS|UBS Securities LLC|4992435
NTNX|NUTANIX CL A CM|VALX|VIRTU AMERICAS LLC|42492
NTNX|NUTANIX CL A CM|VGRD|Vanguard Marketing Corporation|706781
NTNX|NUTANIX CL A CM|VNDM|Wall Street Access|2050
NTNX|NUTANIX CL A CM|VSIN|Vision Financial Markets Llc|352
NTNX|NUTANIX CL A CM|WABR|Wall Street Access|3200
NTNX|NUTANIX CL A CM|WBLR|WILLIAM BLAIR|25046
NTNX|NUTANIX CL A CM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
NTNX|NUTANIX CL A CM|WCHV|WELLS FARGO SECURITIES, LLC|1050193
NTNX|NUTANIX CL A CM|WDNX|WEEDEN & CO.L.P.|14248
NTNX|NUTANIX CL A CM|WEDB|WEDBUSH SECURITIES INC.|97811
NTNX|NUTANIX CL A CM|WEED|Weeden & Co.L.P.|3903
NTNX|NUTANIX CL A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|148486
NTNX|NUTANIX CL A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|228863
NTNX|NUTANIX CL A CM|WFPB|Wells Fargo Securities, LLC.|500
NTNX|NUTANIX CL A CM|WGIF|CIBC World Markets Inc.|11447
NTNX|NUTANIX CL A CM|WHOT|JUST2TRADE, INC.|25
NTNX|NUTANIX CL A CM|WORD|Worden Capital Management LLC|41231
NTNX|NUTANIX CL A CM|WSEA|WOLVERINE SECURITIES, LLC|178238
NTNX|NUTANIX CL A CM|WTCO|Williams Trading LLC|3000
NTNX|NUTANIX CL A CM|XIST|INSTINET, LLC|343058
NTNX|NUTANIX CL A CM|XPQR|Jump Trading|60
NTNX|NUTANIX CL A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|789828
NTNX|NUTANIX CL A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|13515
NTNX|NUTANIX CL A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26438
NTP|NAM TAI PROPERTY|APCC|Apex Clearing Corporation|110
NTP|NAM TAI PROPERTY|BATM|CBOE TRADING, INC.|107
NTP|NAM TAI PROPERTY|BZYD|GOLDMAN SACHS & CO. LLC|200
NTP|NAM TAI PROPERTY|CHAS|Charles Schwab & Co., Inc.|2
NTP|NAM TAI PROPERTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1825
NTP|NAM TAI PROPERTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|20
NTP|NAM TAI PROPERTY|DBAB|Deutsche Bank Securities Inc.|100
NTP|NAM TAI PROPERTY|DBAX|Deutsche Bank Securities Inc.|100
NTP|NAM TAI PROPERTY|DEGS|RONIN PROFESSIONAL LLC|550
NTP|NAM TAI PROPERTY|EBXL|EBX LLC|1200
NTP|NAM TAI PROPERTY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
NTP|NAM TAI PROPERTY|ETRS|E*Trade Securities LLC|10891
NTP|NAM TAI PROPERTY|FTBR|Foliofn Investments, Inc.|51
NTP|NAM TAI PROPERTY|GSCO|GOLDMAN SACHS & CO. LLC|9298
NTP|NAM TAI PROPERTY|GSLT|GOLDMAN SACHS & CO. LLC|284
NTP|NAM TAI PROPERTY|IBKR|Interactive Brokers Llc|2780
NTP|NAM TAI PROPERTY|INCA|INSTINET, LLC|3028
NTP|NAM TAI PROPERTY|INJX|INSTINET, LLC|100
NTP|NAM TAI PROPERTY|ITGI|ITG Inc.|3600
NTP|NAM TAI PROPERTY|JEFF|JEFFERIES LLC|516
NTP|NAM TAI PROPERTY|JPMX|J.P. Morgan Securities LLC|1166
NTP|NAM TAI PROPERTY|KCGM|VIRTU Americas LLC|200
NTP|NAM TAI PROPERTY|LEHM|Barclays Capital Inc./Le|7247
NTP|NAM TAI PROPERTY|LIME|Lime Brokerage LLC|2623
NTP|NAM TAI PROPERTY|LSCI|Lek Securities Corporation|723
NTP|NAM TAI PROPERTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
NTP|NAM TAI PROPERTY|MSCO|MORGAN STANLEY & CO. LLC|10992
NTP|NAM TAI PROPERTY|MSPL|MORGAN STANLEY & CO. LLC|600
NTP|NAM TAI PROPERTY|NFSC|National Financial Services LLC|14323
NTP|NAM TAI PROPERTY|NITE|VIRTU Americas LLC|38219
NTP|NAM TAI PROPERTY|NTBF|BMO Nesbitt Burns Inc./CDS|500
NTP|NAM TAI PROPERTY|OPCO|Oppenheimer & Co. Inc.|3000
NTP|NAM TAI PROPERTY|SBSH|Citigroup Global Markets Inc.|1000
NTP|NAM TAI PROPERTY|SGMT|GOLDMAN SACHS & CO. LLC|240
NTP|NAM TAI PROPERTY|SPDR|SPEEDROUTE LLC|10
NTP|NAM TAI PROPERTY|STFL|Stifel, Nicolaus & Company, Incorporated|2772
NTP|NAM TAI PROPERTY|SWIM|TD Ameritrade, Inc.|100
NTP|NAM TAI PROPERTY|TRBT|Tradebot Systems, Inc.|802
NTP|NAM TAI PROPERTY|TRCM|TRC MARKETS LLC|200
NTP|NAM TAI PROPERTY|UBSA|UBS SECURITIES LLC|13691
NTP|NAM TAI PROPERTY|UBSS|UBS Securities LLC|2000
NTP|NAM TAI PROPERTY|VALX|VIRTU AMERICAS LLC|897
NTP|NAM TAI PROPERTY|VGRD|Vanguard Marketing Corporation|2640
NTP|NAM TAI PROPERTY|WCHV|WELLS FARGO SECURITIES, LLC|1509
NTP|NAM TAI PROPERTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6978
NTP|NAM TAI PROPERTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3936
NTP|NAM TAI PROPERTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
NTR|NUTRIEN LTD.|ADAM|CANACCORD GENUITY INC.|13763
NTR|NUTRIEN LTD.|ALTX|Alternet Securities Inc.|13614
NTR|NUTRIEN LTD.|APCC|Apex Clearing Corporation|2598
NTR|NUTRIEN LTD.|AQUA|AQUA SECURITIES L.P.|42300
NTR|NUTRIEN LTD.|BANK|Primevest Financial Services, Inc.|3
NTR|NUTRIEN LTD.|BAQP|BURKE & QUICK PARTNERS LLC|300
NTR|NUTRIEN LTD.|BARD|Robert W. Baird & Co. Incorporated|8516
NTR|NUTRIEN LTD.|BATM|CBOE TRADING, INC.|26137
NTR|NUTRIEN LTD.|BAYT|BTIG, LLC|8200
NTR|NUTRIEN LTD.|BBNT|BB&T SECURITIES, LLC|987
NTR|NUTRIEN LTD.|BERN|Sanford C. Bernstein & Co., LLC|998281
NTR|NUTRIEN LTD.|BIAD|SAGETRADER, LLC|3305
NTR|NUTRIEN LTD.|BIMI|Banca IMI Securities Corp.|14735
NTR|NUTRIEN LTD.|BKCM|BNY Mellon Capital Markets LLC|787
NTR|NUTRIEN LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13591
NTR|NUTRIEN LTD.|BLKX|INSTINET, LLC|152301
NTR|NUTRIEN LTD.|BMOC|BMO Capital Markets Corp.|1187267
NTR|NUTRIEN LTD.|BTIG|BTIG, LLC|33855
NTR|NUTRIEN LTD.|BYXM|CBOE TRADING, INC.|1782
NTR|NUTRIEN LTD.|CANT|Cantor Fitzgerald & Co.|24
NTR|NUTRIEN LTD.|CBLC|CITIGROUP GLOBAL MARKETS INC.|75942
NTR|NUTRIEN LTD.|CHAS|Charles Schwab & Co., Inc.|3523
NTR|NUTRIEN LTD.|CICF|Canaccord Genuity Corp.|2586
NTR|NUTRIEN LTD.|CIST|Capital Institutional Services, Inc.|960
NTR|NUTRIEN LTD.|CLSA|CLSA AMERICAS, LLC|200
NTR|NUTRIEN LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|726489
NTR|NUTRIEN LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1110
NTR|NUTRIEN LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1375
NTR|NUTRIEN LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|914174
NTR|NUTRIEN LTD.|CTDL|Citadel Derivatives Group Llc|8770
NTR|NUTRIEN LTD.|CTLR|CUTLER GROUP, LP|2968
NTR|NUTRIEN LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|67390
NTR|NUTRIEN LTD.|DADA|D.A. Davidson & Co.|2417
NTR|NUTRIEN LTD.|DAVA|Davenport & Company LLC|13030
NTR|NUTRIEN LTD.|DBAB|Deutsche Bank Securities Inc.|491103
NTR|NUTRIEN LTD.|DBAX|Deutsche Bank Securities Inc.|669000
NTR|NUTRIEN LTD.|DBUL|Deutsche Bank Securities Inc.|100
NTR|NUTRIEN LTD.|DCHF|Dart Executions, LLC|1998
NTR|NUTRIEN LTD.|DEAN|MORGAN STANLEY|18452
NTR|NUTRIEN LTD.|DEGS|RONIN PROFESSIONAL LLC|813
NTR|NUTRIEN LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16996
NTR|NUTRIEN LTD.|EBXL|EBX LLC|1231700
NTR|NUTRIEN LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|41093
NTR|NUTRIEN LTD.|EDJO|Edward D. Jones & Co., L.P.|125921
NTR|NUTRIEN LTD.|EGAM|CBOE TRADING, INC.|37423
NTR|NUTRIEN LTD.|EGAW|CBOE TRADING, INC.|300
NTR|NUTRIEN LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|900
NTR|NUTRIEN LTD.|EGXM|CBOE TRADING, INC.|5088
NTR|NUTRIEN LTD.|ESPO|ESPOSITO SECURITIES, LLC|462
NTR|NUTRIEN LTD.|ETBE|Electronic Transaction Clearing, Inc.|30996
NTR|NUTRIEN LTD.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
NTR|NUTRIEN LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4570
NTR|NUTRIEN LTD.|ETRS|E*Trade Securities LLC|83911
NTR|NUTRIEN LTD.|EVRS|E1 ASSET MANAGEMENT, INC.|1775
NTR|NUTRIEN LTD.|FBSB|U.S. Bancorp Investments, Inc.|242
NTR|NUTRIEN LTD.|FIDT|Fidelity Clearing Canada ULC./ CDS|76
NTR|NUTRIEN LTD.|FILL|Tradestation Securities, Inc.|1668
NTR|NUTRIEN LTD.|FINX|FINTECH SECURITIES|640
NTR|NUTRIEN LTD.|FMAF|NBCN Inc./ CDS|2436
NTR|NUTRIEN LTD.|FMCO|First Manhattan Co|500
NTR|NUTRIEN LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13281
NTR|NUTRIEN LTD.|FQLS|Quantlab Securities LP|408350
NTR|NUTRIEN LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|204246
NTR|NUTRIEN LTD.|FTBR|Foliofn Investments, Inc.|9158
NTR|NUTRIEN LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|9859
NTR|NUTRIEN LTD.|GLIS|TD Securities Inc|6347
NTR|NUTRIEN LTD.|GLPX|ACS EXECUTION SERVICES, LLC|26770
NTR|NUTRIEN LTD.|GSCO|GOLDMAN SACHS & CO. LLC|915658
NTR|NUTRIEN LTD.|GSCS|GOLDMAN SACHS & CO. LLC|14907
NTR|NUTRIEN LTD.|GSLT|GOLDMAN SACHS & CO. LLC|57055
NTR|NUTRIEN LTD.|GTSZ|GTS SECURITIES LLC|296585
NTR|NUTRIEN LTD.|HRBF|American Enterprise Investment Services Inc.|13893
NTR|NUTRIEN LTD.|HSBC|HSBC Securities, Inc.|52366
NTR|NUTRIEN LTD.|IATS|INTERACTIVE BROKERS LLC|21314
NTR|NUTRIEN LTD.|IBKR|Interactive Brokers Llc|76930
NTR|NUTRIEN LTD.|ICBX|INSTINET, LLC|266696
NTR|NUTRIEN LTD.|INCA|INSTINET, LLC|854264
NTR|NUTRIEN LTD.|INJX|INSTINET, LLC|14109
NTR|NUTRIEN LTD.|INTL|INTL FCSTONE FINANCIAL INC.|10
NTR|NUTRIEN LTD.|ITGI|ITG Inc.|374114
NTR|NUTRIEN LTD.|ITGP|ITG INC.|1000800
NTR|NUTRIEN LTD.|JANY|Janney Montgomery Scott Inc.|7729
NTR|NUTRIEN LTD.|JEFF|JEFFERIES LLC|213512
NTR|NUTRIEN LTD.|JMPT|JUMP TRADING, LLC|100598
NTR|NUTRIEN LTD.|JPBX|J.P. MORGAN SECURITIES LLC|41532
NTR|NUTRIEN LTD.|JPMX|J.P. Morgan Securities LLC|959549
NTR|NUTRIEN LTD.|JSJX|JANE STREET CAPITAL LLC|15124
NTR|NUTRIEN LTD.|KCGM|VIRTU Americas LLC|81416
NTR|NUTRIEN LTD.|LEHM|Barclays Capital Inc./Le|1174406
NTR|NUTRIEN LTD.|LIME|Lime Brokerage LLC|15770
NTR|NUTRIEN LTD.|LMNX|LUMINEX TRADING & ANALYTICS LLC|150000
NTR|NUTRIEN LTD.|LOOP|Loop Capital Markets LLC|200
NTR|NUTRIEN LTD.|LQNA|LIQUIDNET, INC.|367700
NTR|NUTRIEN LTD.|LQNB|LIQUIDNET, INC.|5700
NTR|NUTRIEN LTD.|LSCI|Lek Securities Corporation|341
NTR|NUTRIEN LTD.|MACC|Mid Atlantic Capital Corporation|634
NTR|NUTRIEN LTD.|MACQ|Macquarie Capital (USA) Inc.|132766
NTR|NUTRIEN LTD.|MAXM|Maxim Group LLC|600
NTR|NUTRIEN LTD.|MBTS|ALLY INVEST SECURITIES LLC|4766
NTR|NUTRIEN LTD.|MCBT|Moors & Cabot, Inc.|50
NTR|NUTRIEN LTD.|MCMF|Raymond James Ltd. Cds|560
NTR|NUTRIEN LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|167796
NTR|NUTRIEN LTD.|MOTF|MOTIF INVESTING, INC.|7
NTR|NUTRIEN LTD.|MSCO|MORGAN STANLEY & CO. LLC|1214253
NTR|NUTRIEN LTD.|MSPL|MORGAN STANLEY & CO. LLC|379200
NTR|NUTRIEN LTD.|MSTX|MORGAN STANLEY & CO. LLC|347000
NTR|NUTRIEN LTD.|MULL|MARK J. MULLER EQUITIES, INC.|70274
NTR|NUTRIEN LTD.|MZHO|Mizuho Securities USA LLC|15000
NTR|NUTRIEN LTD.|NATL|National Securities Corporation|1171
NTR|NUTRIEN LTD.|NBCS|NBC Securities, INC.|500
NTR|NUTRIEN LTD.|NEUB|NEUBERGER BERMAN BD LLC|4065
NTR|NUTRIEN LTD.|NFSC|National Financial Services LLC|268479
NTR|NUTRIEN LTD.|NITE|VIRTU Americas LLC|1184916
NTR|NUTRIEN LTD.|NITP|VIRTU Americas LLC|3126
NTR|NUTRIEN LTD.|NMRA|Nomura Securities International, Inc.|400
NTR|NUTRIEN LTD.|NQRB|Brut, LLC|38844
NTR|NUTRIEN LTD.|NTBF|BMO Nesbitt Burns Inc./CDS|957
NTR|NUTRIEN LTD.|OHOS|TWO SIGMA SECURITIES, LLC|38375
NTR|NUTRIEN LTD.|OPCO|Oppenheimer & Co. Inc.|10759
NTR|NUTRIEN LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|680
NTR|NUTRIEN LTD.|PCPT|PHILLIP CAPITAL INC.|1200
NTR|NUTRIEN LTD.|PDQM|CODA MARKETS, INC.|74896
NTR|NUTRIEN LTD.|PHLY|NASDAQ Execution Services, LLC|197000
NTR|NUTRIEN LTD.|PICT|Pictet Overseas Inc.|1020
NTR|NUTRIEN LTD.|PIPR|Piper Jaffray & Co.|299
NTR|NUTRIEN LTD.|PWJC|UBS Financial Services, Inc.|30217
NTR|NUTRIEN LTD.|RBCM|RBC CAPITAL MARKETS, LLC|24397
NTR|NUTRIEN LTD.|RGLD|Regal Securities, Inc|200
NTR|NUTRIEN LTD.|SAGL|SAGETRADER, LLC|3475
NTR|NUTRIEN LTD.|SAGW|SAGETRADER, LLC|300
NTR|NUTRIEN LTD.|SALI|INTL FCSTONE FINANCIAL INC.|480
NTR|NUTRIEN LTD.|SBRX|MURIEL SIEBERT & CO INC|40
NTR|NUTRIEN LTD.|SBSH|Citigroup Global Markets Inc.|211029
NTR|NUTRIEN LTD.|SCMC|Scotia Capital Markets (USA) Inc.|2700
NTR|NUTRIEN LTD.|SGMT|GOLDMAN SACHS & CO. LLC|419007
NTR|NUTRIEN LTD.|SPDR|SPEEDROUTE LLC|16230
NTR|NUTRIEN LTD.|SPHN|Stephens Inc.|595
NTR|NUTRIEN LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|20609
NTR|NUTRIEN LTD.|STKP|STOCKPILE INVESTMENTS, INC.|4
NTR|NUTRIEN LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2834
NTR|NUTRIEN LTD.|SWIM|TD Ameritrade, Inc.|234892
NTR|NUTRIEN LTD.|SWST|Hilltop Securities Inc.|2235
NTR|NUTRIEN LTD.|TKNG|ALLY INVEST SECURITIES LLC|1004
NTR|NUTRIEN LTD.|TRBT|Tradebot Systems, Inc.|599544
NTR|NUTRIEN LTD.|TRCM|TRC MARKETS LLC|164004
NTR|NUTRIEN LTD.|TWTT|TASTYWORKS, INC.|115
NTR|NUTRIEN LTD.|UBSA|UBS SECURITIES LLC|1381473
NTR|NUTRIEN LTD.|UBSS|UBS Securities LLC|719369
NTR|NUTRIEN LTD.|VALX|VIRTU AMERICAS LLC|33324
NTR|NUTRIEN LTD.|VERT|The Vertical Trading Group, LLC|5030
NTR|NUTRIEN LTD.|VGRD|Vanguard Marketing Corporation|41138
NTR|NUTRIEN LTD.|VNDM|Wall Street Access|32002
NTR|NUTRIEN LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|2664
NTR|NUTRIEN LTD.|WCHV|WELLS FARGO SECURITIES, LLC|146221
NTR|NUTRIEN LTD.|WEDB|WEDBUSH SECURITIES INC.|760
NTR|NUTRIEN LTD.|WEED|Weeden & Co.L.P.|2213
NTR|NUTRIEN LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37643
NTR|NUTRIEN LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3291
NTR|NUTRIEN LTD.|WFPB|Wells Fargo Securities, LLC.|1474
NTR|NUTRIEN LTD.|WSEA|WOLVERINE SECURITIES, LLC|5008
NTR|NUTRIEN LTD.|XIST|INSTINET, LLC|30200
NTR|NUTRIEN LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|97758
NTR|NUTRIEN LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|576
NTR|NUTRIEN LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9451
NTRA|NATERA INC COMMON ST|ADAM|CANACCORD GENUITY INC.|40228
NTRA|NATERA INC COMMON ST|ALTX|Alternet Securities Inc.|15003
NTRA|NATERA INC COMMON ST|APCC|Apex Clearing Corporation|4736
NTRA|NATERA INC COMMON ST|BARD|Robert W. Baird & Co. Incorporated|24744
NTRA|NATERA INC COMMON ST|BATM|CBOE TRADING, INC.|1979
NTRA|NATERA INC COMMON ST|BAYC|BAY CREST PARTNERS, LLC|12473
NTRA|NATERA INC COMMON ST|BERN|Sanford C. Bernstein & Co., LLC|7015
NTRA|NATERA INC COMMON ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|396
NTRA|NATERA INC COMMON ST|BLKX|INSTINET, LLC|90300
NTRA|NATERA INC COMMON ST|BMOC|BMO Capital Markets Corp.|5039
NTRA|NATERA INC COMMON ST|BNPX|BNP PARIBAS SECURITIES CORP.|1720
NTRA|NATERA INC COMMON ST|BTIG|BTIG, LLC|2077
NTRA|NATERA INC COMMON ST|BYXM|CBOE TRADING, INC.|3290
NTRA|NATERA INC COMMON ST|BZYD|GOLDMAN SACHS & CO. LLC|3138
NTRA|NATERA INC COMMON ST|CBLC|CITIGROUP GLOBAL MARKETS INC.|16800
NTRA|NATERA INC COMMON ST|CHAS|Charles Schwab & Co., Inc.|2108
NTRA|NATERA INC COMMON ST|CIST|Capital Institutional Services, Inc.|351
NTRA|NATERA INC COMMON ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|151544
NTRA|NATERA INC COMMON ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14235
NTRA|NATERA INC COMMON ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|745
NTRA|NATERA INC COMMON ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150323
NTRA|NATERA INC COMMON ST|CTDL|Citadel Derivatives Group Llc|3095
NTRA|NATERA INC COMMON ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|3662
NTRA|NATERA INC COMMON ST|DBAB|Deutsche Bank Securities Inc.|241002
NTRA|NATERA INC COMMON ST|DBAX|Deutsche Bank Securities Inc.|153300
NTRA|NATERA INC COMMON ST|DBUL|Deutsche Bank Securities Inc.|1204
NTRA|NATERA INC COMMON ST|DEAN|MORGAN STANLEY|6034
NTRA|NATERA INC COMMON ST|DEGS|RONIN PROFESSIONAL LLC|23396
NTRA|NATERA INC COMMON ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10665
NTRA|NATERA INC COMMON ST|EBXL|EBX LLC|120000
NTRA|NATERA INC COMMON ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
NTRA|NATERA INC COMMON ST|EDJO|Edward D. Jones & Co., L.P.|180
NTRA|NATERA INC COMMON ST|EGAM|CBOE TRADING, INC.|24239
NTRA|NATERA INC COMMON ST|EGAW|CBOE TRADING, INC.|186
NTRA|NATERA INC COMMON ST|EGMT|EG MARKET TECHNOLOGIES LLC|1800
NTRA|NATERA INC COMMON ST|EGXM|CBOE TRADING, INC.|4860
NTRA|NATERA INC COMMON ST|EGXW|CBOE TRADING, INC.|445
NTRA|NATERA INC COMMON ST|ETBE|Electronic Transaction Clearing, Inc.|31776
NTRA|NATERA INC COMMON ST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|20284
NTRA|NATERA INC COMMON ST|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3728
NTRA|NATERA INC COMMON ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26695
NTRA|NATERA INC COMMON ST|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
NTRA|NATERA INC COMMON ST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|900
NTRA|NATERA INC COMMON ST|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
NTRA|NATERA INC COMMON ST|ETRS|E*Trade Securities LLC|492422
NTRA|NATERA INC COMMON ST|FBCO|Credit Suisse Securities (USA) LLC|637305
NTRA|NATERA INC COMMON ST|FILL|Tradestation Securities, Inc.|4690
NTRA|NATERA INC COMMON ST|FMAF|NBCN Inc./ CDS|1380
NTRA|NATERA INC COMMON ST|FOMA|TD AMERITRADE CLEARING, INC.|154213
NTRA|NATERA INC COMMON ST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4635
NTRA|NATERA INC COMMON ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96138
NTRA|NATERA INC COMMON ST|FTBR|Foliofn Investments, Inc.|11
NTRA|NATERA INC COMMON ST|GEBB|GLOBAL EXECUTION BROKERS, LP|25067
NTRA|NATERA INC COMMON ST|GLIS|TD Securities Inc|1000
NTRA|NATERA INC COMMON ST|GLPX|ACS EXECUTION SERVICES, LLC|31194
NTRA|NATERA INC COMMON ST|GSCO|GOLDMAN SACHS & CO. LLC|346467
NTRA|NATERA INC COMMON ST|GSCS|GOLDMAN SACHS & CO. LLC|52489
NTRA|NATERA INC COMMON ST|GSLT|GOLDMAN SACHS & CO. LLC|4329
NTRA|NATERA INC COMMON ST|GTSZ|GTS SECURITIES LLC|12652
NTRA|NATERA INC COMMON ST|HRBF|American Enterprise Investment Services Inc.|4001
NTRA|NATERA INC COMMON ST|IATS|INTERACTIVE BROKERS LLC|21962
NTRA|NATERA INC COMMON ST|IBKR|Interactive Brokers Llc|343191
NTRA|NATERA INC COMMON ST|ICBX|INSTINET, LLC|29800
NTRA|NATERA INC COMMON ST|IEQY|CITADEL SECURITIES LLC|67550
NTRA|NATERA INC COMMON ST|INCA|INSTINET, LLC|154320
NTRA|NATERA INC COMMON ST|INJX|INSTINET, LLC|35397
NTRA|NATERA INC COMMON ST|ITGI|ITG Inc.|84096
NTRA|NATERA INC COMMON ST|ITGP|ITG INC.|310000
NTRA|NATERA INC COMMON ST|JANY|Janney Montgomery Scott Inc.|300
NTRA|NATERA INC COMMON ST|JEFF|JEFFERIES LLC|39506
NTRA|NATERA INC COMMON ST|JHDR|J.H. Darbie & Co., Inc.|900
NTRA|NATERA INC COMMON ST|JMPT|JUMP TRADING, LLC|26999
NTRA|NATERA INC COMMON ST|JONE|JonesTrading|5000
NTRA|NATERA INC COMMON ST|JPBX|J.P. MORGAN SECURITIES LLC|13906
NTRA|NATERA INC COMMON ST|JPMX|J.P. Morgan Securities LLC|301240
NTRA|NATERA INC COMMON ST|JSJX|JANE STREET CAPITAL LLC|5825
NTRA|NATERA INC COMMON ST|KCGM|VIRTU Americas LLC|28468
NTRA|NATERA INC COMMON ST|LEER|LEERINK PARTNERS LLC|3550
NTRA|NATERA INC COMMON ST|LEHM|Barclays Capital Inc./Le|426819
NTRA|NATERA INC COMMON ST|LIME|Lime Brokerage LLC|178444
NTRA|NATERA INC COMMON ST|LQNA|LIQUIDNET, INC.|331600
NTRA|NATERA INC COMMON ST|LSCI|Lek Securities Corporation|401
NTRA|NATERA INC COMMON ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NTRA|NATERA INC COMMON ST|MAXM|Maxim Group LLC|3314
NTRA|NATERA INC COMMON ST|MBTS|ALLY INVEST SECURITIES LLC|604
NTRA|NATERA INC COMMON ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|180574
NTRA|NATERA INC COMMON ST|MOTF|MOTIF INVESTING, INC.|6
NTRA|NATERA INC COMMON ST|MSCO|MORGAN STANLEY & CO. LLC|1068370
NTRA|NATERA INC COMMON ST|MSPL|MORGAN STANLEY & CO. LLC|127200
NTRA|NATERA INC COMMON ST|MSTX|MORGAN STANLEY & CO. LLC|45000
NTRA|NATERA INC COMMON ST|NFSC|National Financial Services LLC|190813
NTRA|NATERA INC COMMON ST|NITE|VIRTU Americas LLC|592367
NTRA|NATERA INC COMMON ST|NITP|VIRTU Americas LLC|2700
NTRA|NATERA INC COMMON ST|NQRB|Brut, LLC|17235
NTRA|NATERA INC COMMON ST|OPCO|Oppenheimer & Co. Inc.|977
NTRA|NATERA INC COMMON ST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
NTRA|NATERA INC COMMON ST|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1650
NTRA|NATERA INC COMMON ST|PDQM|CODA MARKETS, INC.|60220
NTRA|NATERA INC COMMON ST|PWJC|UBS Financial Services, Inc.|1150
NTRA|NATERA INC COMMON ST|RAJA|Raymond James & Associates, Inc.|7166
NTRA|NATERA INC COMMON ST|RBCM|RBC CAPITAL MARKETS, LLC|1053
NTRA|NATERA INC COMMON ST|SAGL|SAGETRADER, LLC|8717
NTRA|NATERA INC COMMON ST|SBSH|Citigroup Global Markets Inc.|79251
NTRA|NATERA INC COMMON ST|SGMT|GOLDMAN SACHS & CO. LLC|83603
NTRA|NATERA INC COMMON ST|SPDR|SPEEDROUTE LLC|7748
NTRA|NATERA INC COMMON ST|SPTD|MINT GLOBAL MARKETS, INC.|631
NTRA|NATERA INC COMMON ST|STFL|Stifel, Nicolaus & Company, Incorporated|912124
NTRA|NATERA INC COMMON ST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
NTRA|NATERA INC COMMON ST|SWIM|TD Ameritrade, Inc.|86808
NTRA|NATERA INC COMMON ST|TDCO|Thompson Davis & Co., Inc.|1200
NTRA|NATERA INC COMMON ST|TDFS|TRADERFIELD SECURITIES INC.|2500
NTRA|NATERA INC COMMON ST|TKNG|ALLY INVEST SECURITIES LLC|265
NTRA|NATERA INC COMMON ST|TRBT|Tradebot Systems, Inc.|157606
NTRA|NATERA INC COMMON ST|TRCM|TRC MARKETS LLC|57870
NTRA|NATERA INC COMMON ST|UBSA|UBS SECURITIES LLC|329746
NTRA|NATERA INC COMMON ST|UBSS|UBS Securities LLC|449315
NTRA|NATERA INC COMMON ST|VALX|VIRTU AMERICAS LLC|6241
NTRA|NATERA INC COMMON ST|VGRD|Vanguard Marketing Corporation|11334
NTRA|NATERA INC COMMON ST|VSIN|Vision Financial Markets Llc|51
NTRA|NATERA INC COMMON ST|WCHV|WELLS FARGO SECURITIES, LLC|49457
NTRA|NATERA INC COMMON ST|WEED|Weeden & Co.L.P.|223050
NTRA|NATERA INC COMMON ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2209
NTRA|NATERA INC COMMON ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5585
NTRA|NATERA INC COMMON ST|WSEA|WOLVERINE SECURITIES, LLC|3953
NTRA|NATERA INC COMMON ST|XIST|INSTINET, LLC|2400
NTRA|NATERA INC COMMON ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|70364
NTRA|NATERA INC COMMON ST|YKNA|COMHAR CAPITAL MARKETS, LLC|1409
NTRA|NATERA INC COMMON ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1275
NTRI|NUTRISYSTEM INC|ANOS|ABEL/NOSER, L.L.C.|1231
NTRI|NUTRISYSTEM INC|APCC|Apex Clearing Corporation|824
NTRI|NUTRISYSTEM INC|BANK|Primevest Financial Services, Inc.|100
NTRI|NUTRISYSTEM INC|BARD|Robert W. Baird & Co. Incorporated|9212
NTRI|NUTRISYSTEM INC|BATM|CBOE TRADING, INC.|2393
NTRI|NUTRISYSTEM INC|BAYT|BTIG, LLC|800
NTRI|NUTRISYSTEM INC|BBNT|BB&T SECURITIES, LLC|1000
NTRI|NUTRISYSTEM INC|BERN|Sanford C. Bernstein & Co., LLC|43770
NTRI|NUTRISYSTEM INC|BIMI|Banca IMI Securities Corp.|800
NTRI|NUTRISYSTEM INC|BKCM|BNY Mellon Capital Markets LLC|477
NTRI|NUTRISYSTEM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8962
NTRI|NUTRISYSTEM INC|BLKX|INSTINET, LLC|5000
NTRI|NUTRISYSTEM INC|BMOC|BMO Capital Markets Corp.|4727
NTRI|NUTRISYSTEM INC|BNPX|BNP PARIBAS SECURITIES CORP.|10578
NTRI|NUTRISYSTEM INC|BRVL|BLAYLOCK VAN, LLC|100
NTRI|NUTRISYSTEM INC|BTIG|BTIG, LLC|7133
NTRI|NUTRISYSTEM INC|BYXM|CBOE TRADING, INC.|695
NTRI|NUTRISYSTEM INC|BZYD|GOLDMAN SACHS & CO. LLC|300
NTRI|NUTRISYSTEM INC|CANT|Cantor Fitzgerald & Co.|1863
NTRI|NUTRISYSTEM INC|CHAS|Charles Schwab & Co., Inc.|215
NTRI|NUTRISYSTEM INC|CICF|Canaccord Genuity Corp.|1400
NTRI|NUTRISYSTEM INC|CIST|Capital Institutional Services, Inc.|100
NTRI|NUTRISYSTEM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28424
NTRI|NUTRISYSTEM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
NTRI|NUTRISYSTEM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2516
NTRI|NUTRISYSTEM INC|CRFN|ROBINHOOD FINANCIAL, LLC|3
NTRI|NUTRISYSTEM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|248915
NTRI|NUTRISYSTEM INC|CTDL|Citadel Derivatives Group Llc|8231
NTRI|NUTRISYSTEM INC|CTLR|CUTLER GROUP, LP|105
NTRI|NUTRISYSTEM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|26750
NTRI|NUTRISYSTEM INC|DADA|D.A. Davidson & Co.|1350
NTRI|NUTRISYSTEM INC|DBAB|Deutsche Bank Securities Inc.|509574
NTRI|NUTRISYSTEM INC|DBAX|Deutsche Bank Securities Inc.|395000
NTRI|NUTRISYSTEM INC|DBUL|Deutsche Bank Securities Inc.|5759
NTRI|NUTRISYSTEM INC|DEAN|MORGAN STANLEY|5116
NTRI|NUTRISYSTEM INC|DEGS|RONIN PROFESSIONAL LLC|6619
NTRI|NUTRISYSTEM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5859
NTRI|NUTRISYSTEM INC|EBXL|EBX LLC|75200
NTRI|NUTRISYSTEM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|30343
NTRI|NUTRISYSTEM INC|EDJC|Edward Jones / CDS|1616
NTRI|NUTRISYSTEM INC|EDJO|Edward D. Jones & Co., L.P.|1778
NTRI|NUTRISYSTEM INC|EGAM|CBOE TRADING, INC.|26496
NTRI|NUTRISYSTEM INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
NTRI|NUTRISYSTEM INC|EGXM|CBOE TRADING, INC.|1656
NTRI|NUTRISYSTEM INC|EGXW|CBOE TRADING, INC.|100
NTRI|NUTRISYSTEM INC|ETBE|Electronic Transaction Clearing, Inc.|4
NTRI|NUTRISYSTEM INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|51
NTRI|NUTRISYSTEM INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4
NTRI|NUTRISYSTEM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12301
NTRI|NUTRISYSTEM INC|ETRS|E*Trade Securities LLC|69426
NTRI|NUTRISYSTEM INC|FBCO|Credit Suisse Securities (USA) LLC|192780
NTRI|NUTRISYSTEM INC|FILL|Tradestation Securities, Inc.|2193
NTRI|NUTRISYSTEM INC|FINX|FINTECH SECURITIES|700
NTRI|NUTRISYSTEM INC|FMAF|NBCN Inc./ CDS|312
NTRI|NUTRISYSTEM INC|FOMA|TD AMERITRADE CLEARING, INC.|149090
NTRI|NUTRISYSTEM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3426
NTRI|NUTRISYSTEM INC|FQLS|Quantlab Securities LP|204141
NTRI|NUTRISYSTEM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33504
NTRI|NUTRISYSTEM INC|FTBR|Foliofn Investments, Inc.|10314
NTRI|NUTRISYSTEM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|14336
NTRI|NUTRISYSTEM INC|GLPX|ACS EXECUTION SERVICES, LLC|6041
NTRI|NUTRISYSTEM INC|GSCO|GOLDMAN SACHS & CO. LLC|297533
NTRI|NUTRISYSTEM INC|GSCS|GOLDMAN SACHS & CO. LLC|15401
NTRI|NUTRISYSTEM INC|GSLT|GOLDMAN SACHS & CO. LLC|1646
NTRI|NUTRISYSTEM INC|GTSZ|GTS SECURITIES LLC|58743
NTRI|NUTRISYSTEM INC|HRBF|American Enterprise Investment Services Inc.|4784
NTRI|NUTRISYSTEM INC|IATS|INTERACTIVE BROKERS LLC|870
NTRI|NUTRISYSTEM INC|IBKR|Interactive Brokers Llc|48260
NTRI|NUTRISYSTEM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|34
NTRI|NUTRISYSTEM INC|ICBX|INSTINET, LLC|45525
NTRI|NUTRISYSTEM INC|IEQY|CITADEL SECURITIES LLC|72847
NTRI|NUTRISYSTEM INC|INCA|INSTINET, LLC|239131
NTRI|NUTRISYSTEM INC|INJX|INSTINET, LLC|43767
NTRI|NUTRISYSTEM INC|ITGI|ITG Inc.|126040
NTRI|NUTRISYSTEM INC|ITGP|ITG INC.|120600
NTRI|NUTRISYSTEM INC|JEFF|JEFFERIES LLC|126540
NTRI|NUTRISYSTEM INC|JMPT|JUMP TRADING, LLC|12356
NTRI|NUTRISYSTEM INC|JONE|JonesTrading|6506
NTRI|NUTRISYSTEM INC|JPBX|J.P. MORGAN SECURITIES LLC|19125
NTRI|NUTRISYSTEM INC|JPMX|J.P. Morgan Securities LLC|442244
NTRI|NUTRISYSTEM INC|JSJX|JANE STREET CAPITAL LLC|6377
NTRI|NUTRISYSTEM INC|KCGM|VIRTU Americas LLC|38774
NTRI|NUTRISYSTEM INC|LEER|LEERINK PARTNERS LLC|1100
NTRI|NUTRISYSTEM INC|LEHM|Barclays Capital Inc./Le|754907
NTRI|NUTRISYSTEM INC|LIME|Lime Brokerage LLC|96388
NTRI|NUTRISYSTEM INC|LOOP|Loop Capital Markets LLC|200
NTRI|NUTRISYSTEM INC|LQNA|LIQUIDNET, INC.|28000
NTRI|NUTRISYSTEM INC|LSCI|Lek Securities Corporation|2104
NTRI|NUTRISYSTEM INC|MAXM|Maxim Group LLC|3184
NTRI|NUTRISYSTEM INC|MBTS|ALLY INVEST SECURITIES LLC|422
NTRI|NUTRISYSTEM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120714
NTRI|NUTRISYSTEM INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|890
NTRI|NUTRISYSTEM INC|MSCO|MORGAN STANLEY & CO. LLC|1319125
NTRI|NUTRISYSTEM INC|MSPL|MORGAN STANLEY & CO. LLC|455200
NTRI|NUTRISYSTEM INC|MSTX|MORGAN STANLEY & CO. LLC|156200
NTRI|NUTRISYSTEM INC|NFSC|National Financial Services LLC|178878
NTRI|NUTRISYSTEM INC|NITE|VIRTU Americas LLC|302509
NTRI|NUTRISYSTEM INC|NITP|VIRTU Americas LLC|3002
NTRI|NUTRISYSTEM INC|NQRB|Brut, LLC|3957
NTRI|NUTRISYSTEM INC|NTRC|Northern Trust Securities, Inc.|32
NTRI|NUTRISYSTEM INC|OHOS|TWO SIGMA SECURITIES, LLC|19724
NTRI|NUTRISYSTEM INC|OPCO|Oppenheimer & Co. Inc.|1951
NTRI|NUTRISYSTEM INC|PCFF|Pacific International Securities Inc./CDS|60
NTRI|NUTRISYSTEM INC|PDQM|CODA MARKETS, INC.|76652
NTRI|NUTRISYSTEM INC|PHLY|NASDAQ Execution Services, LLC|2200
NTRI|NUTRISYSTEM INC|PWJC|UBS Financial Services, Inc.|45
NTRI|NUTRISYSTEM INC|RBCM|RBC CAPITAL MARKETS, LLC|3356
NTRI|NUTRISYSTEM INC|RILY|B. RILEY FBR, INC.|224
NTRI|NUTRISYSTEM INC|SAGW|SAGETRADER, LLC|773
NTRI|NUTRISYSTEM INC|SALI|INTL FCSTONE FINANCIAL INC.|100
NTRI|NUTRISYSTEM INC|SBSH|Citigroup Global Markets Inc.|112331
NTRI|NUTRISYSTEM INC|SGMT|GOLDMAN SACHS & CO. LLC|103725
NTRI|NUTRISYSTEM INC|SHMR|ABN Amro Clearing LLC|16
NTRI|NUTRISYSTEM INC|SPDR|SPEEDROUTE LLC|28505
NTRI|NUTRISYSTEM INC|SPHN|Stephens Inc.|1898
NTRI|NUTRISYSTEM INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|5000
NTRI|NUTRISYSTEM INC|STFL|Stifel, Nicolaus & Company, Incorporated|1512
NTRI|NUTRISYSTEM INC|SWIM|TD Ameritrade, Inc.|13632
NTRI|NUTRISYSTEM INC|SWST|Hilltop Securities Inc.|6
NTRI|NUTRISYSTEM INC|TKNG|ALLY INVEST SECURITIES LLC|7858
NTRI|NUTRISYSTEM INC|TMBR|Timber Hill LLC|100
NTRI|NUTRISYSTEM INC|TONC|CUTTONE & CO., LLC|2170
NTRI|NUTRISYSTEM INC|TRBT|Tradebot Systems, Inc.|26674
NTRI|NUTRISYSTEM INC|TRCM|TRC MARKETS LLC|79257
NTRI|NUTRISYSTEM INC|UBSA|UBS SECURITIES LLC|498746
NTRI|NUTRISYSTEM INC|UBSS|UBS Securities LLC|543487
NTRI|NUTRISYSTEM INC|VALX|VIRTU AMERICAS LLC|13762
NTRI|NUTRISYSTEM INC|VGRD|Vanguard Marketing Corporation|10803
NTRI|NUTRISYSTEM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
NTRI|NUTRISYSTEM INC|WCHV|WELLS FARGO SECURITIES, LLC|26939
NTRI|NUTRISYSTEM INC|WEDB|WEDBUSH SECURITIES INC.|325
NTRI|NUTRISYSTEM INC|WEED|Weeden & Co.L.P.|12864
NTRI|NUTRISYSTEM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19223
NTRI|NUTRISYSTEM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27416
NTRI|NUTRISYSTEM INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|159
NTRI|NUTRISYSTEM INC|WSEA|WOLVERINE SECURITIES, LLC|7977
NTRI|NUTRISYSTEM INC|XIST|INSTINET, LLC|94546
NTRI|NUTRISYSTEM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|16580
NTRI|NUTRISYSTEM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9564
NTRP|NEUROTROPE INC CM|AGIS|Aegis Capital Corp.|1850
NTRP|NEUROTROPE INC CM|ALTX|Alternet Securities Inc.|100
NTRP|NEUROTROPE INC CM|APCC|Apex Clearing Corporation|25
NTRP|NEUROTROPE INC CM|BATM|CBOE TRADING, INC.|800
NTRP|NEUROTROPE INC CM|BERN|Sanford C. Bernstein & Co., LLC|84
NTRP|NEUROTROPE INC CM|BRGE|Newbridge Securities Corp.|1900
NTRP|NEUROTROPE INC CM|CHAS|Charles Schwab & Co., Inc.|500
NTRP|NEUROTROPE INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3235
NTRP|NEUROTROPE INC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|250
NTRP|NEUROTROPE INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5666
NTRP|NEUROTROPE INC CM|CTDL|Citadel Derivatives Group Llc|133
NTRP|NEUROTROPE INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NTRP|NEUROTROPE INC CM|DBAB|Deutsche Bank Securities Inc.|1327
NTRP|NEUROTROPE INC CM|DBAX|Deutsche Bank Securities Inc.|1200
NTRP|NEUROTROPE INC CM|DBUL|Deutsche Bank Securities Inc.|500
NTRP|NEUROTROPE INC CM|DEAN|MORGAN STANLEY|6792
NTRP|NEUROTROPE INC CM|DEGS|RONIN PROFESSIONAL LLC|8610
NTRP|NEUROTROPE INC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
NTRP|NEUROTROPE INC CM|EBXL|EBX LLC|2500
NTRP|NEUROTROPE INC CM|EDJO|Edward D. Jones & Co., L.P.|818
NTRP|NEUROTROPE INC CM|ETRS|E*Trade Securities LLC|8909
NTRP|NEUROTROPE INC CM|FBCO|Credit Suisse Securities (USA) LLC|925
NTRP|NEUROTROPE INC CM|FOMA|TD AMERITRADE CLEARING, INC.|87188
NTRP|NEUROTROPE INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2646
NTRP|NEUROTROPE INC CM|FTBR|Foliofn Investments, Inc.|1
NTRP|NEUROTROPE INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|420
NTRP|NEUROTROPE INC CM|GLPX|ACS EXECUTION SERVICES, LLC|91
NTRP|NEUROTROPE INC CM|GSCO|GOLDMAN SACHS & CO. LLC|1156
NTRP|NEUROTROPE INC CM|GSCS|GOLDMAN SACHS & CO. LLC|10013
NTRP|NEUROTROPE INC CM|GTSZ|GTS SECURITIES LLC|5847
NTRP|NEUROTROPE INC CM|IATS|INTERACTIVE BROKERS LLC|407
NTRP|NEUROTROPE INC CM|IBKR|Interactive Brokers Llc|8276
NTRP|NEUROTROPE INC CM|ICBX|INSTINET, LLC|100
NTRP|NEUROTROPE INC CM|INCA|INSTINET, LLC|6383
NTRP|NEUROTROPE INC CM|INJX|INSTINET, LLC|2319
NTRP|NEUROTROPE INC CM|ITGI|ITG Inc.|8256
NTRP|NEUROTROPE INC CM|ITGP|ITG INC.|400
NTRP|NEUROTROPE INC CM|JEFF|JEFFERIES LLC|1950
NTRP|NEUROTROPE INC CM|JPMX|J.P. Morgan Securities LLC|27070
NTRP|NEUROTROPE INC CM|KCGM|VIRTU Americas LLC|601
NTRP|NEUROTROPE INC CM|LEHM|Barclays Capital Inc./Le|5440
NTRP|NEUROTROPE INC CM|LIME|Lime Brokerage LLC|14268
NTRP|NEUROTROPE INC CM|LTCO|Ladenburg, Thalmann & Co., Inc.|9260
NTRP|NEUROTROPE INC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NTRP|NEUROTROPE INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
NTRP|NEUROTROPE INC CM|MSCO|MORGAN STANLEY & CO. LLC|42347
NTRP|NEUROTROPE INC CM|MSPL|MORGAN STANLEY & CO. LLC|2100
NTRP|NEUROTROPE INC CM|NFSC|National Financial Services LLC|26471
NTRP|NEUROTROPE INC CM|NITE|VIRTU Americas LLC|62694
NTRP|NEUROTROPE INC CM|PDQM|CODA MARKETS, INC.|648
NTRP|NEUROTROPE INC CM|RBCM|RBC CAPITAL MARKETS, LLC|488
NTRP|NEUROTROPE INC CM|SGMT|GOLDMAN SACHS & CO. LLC|1600
NTRP|NEUROTROPE INC CM|SPDR|SPEEDROUTE LLC|119
NTRP|NEUROTROPE INC CM|SPTD|MINT GLOBAL MARKETS, INC.|17762
NTRP|NEUROTROPE INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|2806
NTRP|NEUROTROPE INC CM|SWIM|TD Ameritrade, Inc.|6390
NTRP|NEUROTROPE INC CM|TRBT|Tradebot Systems, Inc.|100
NTRP|NEUROTROPE INC CM|TRCM|TRC MARKETS LLC|824
NTRP|NEUROTROPE INC CM|UBSA|UBS SECURITIES LLC|5993
NTRP|NEUROTROPE INC CM|UBSS|UBS Securities LLC|21069
NTRP|NEUROTROPE INC CM|VGRD|Vanguard Marketing Corporation|1934
NTRP|NEUROTROPE INC CM|WCHV|WELLS FARGO SECURITIES, LLC|67
NTRP|NEUROTROPE INC CM|WEED|Weeden & Co.L.P.|190
NTRP|NEUROTROPE INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|508
NTRP|NEUROTROPE INC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1488
NTRP|NEUROTROPE INC CM|WSEA|WOLVERINE SECURITIES, LLC|77
NTRP|NEUROTROPE INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NTRS|NORTHERN TRUST CORP|ACAD|ACADEMY SECURITIES, INC.|700
NTRS|NORTHERN TRUST CORP|ADAM|CANACCORD GENUITY INC.|300
NTRS|NORTHERN TRUST CORP|ALTX|Alternet Securities Inc.|4524
NTRS|NORTHERN TRUST CORP|ANOS|ABEL/NOSER, L.L.C.|670
NTRS|NORTHERN TRUST CORP|APCC|Apex Clearing Corporation|485
NTRS|NORTHERN TRUST CORP|BANK|Primevest Financial Services, Inc.|1
NTRS|NORTHERN TRUST CORP|BARD|Robert W. Baird & Co. Incorporated|2294
NTRS|NORTHERN TRUST CORP|BATM|CBOE TRADING, INC.|3625
NTRS|NORTHERN TRUST CORP|BAYC|BAY CREST PARTNERS, LLC|12492
NTRS|NORTHERN TRUST CORP|BAYT|BTIG, LLC|300
NTRS|NORTHERN TRUST CORP|BBNT|BB&T SECURITIES, LLC|4
NTRS|NORTHERN TRUST CORP|BERN|Sanford C. Bernstein & Co., LLC|57841
NTRS|NORTHERN TRUST CORP|BKCM|BNY Mellon Capital Markets LLC|706
NTRS|NORTHERN TRUST CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11160
NTRS|NORTHERN TRUST CORP|BLKX|INSTINET, LLC|114800
NTRS|NORTHERN TRUST CORP|BMOC|BMO Capital Markets Corp.|143171
NTRS|NORTHERN TRUST CORP|BNPX|BNP PARIBAS SECURITIES CORP.|109255
NTRS|NORTHERN TRUST CORP|BTIG|BTIG, LLC|7897
NTRS|NORTHERN TRUST CORP|BYXM|CBOE TRADING, INC.|5120
NTRS|NORTHERN TRUST CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
NTRS|NORTHERN TRUST CORP|CABR|Cabrera Capital Markets, Inc.|15
NTRS|NORTHERN TRUST CORP|CANT|Cantor Fitzgerald & Co.|713
NTRS|NORTHERN TRUST CORP|CHAS|Charles Schwab & Co., Inc.|169
NTRS|NORTHERN TRUST CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|35000
NTRS|NORTHERN TRUST CORP|CIST|Capital Institutional Services, Inc.|5539
NTRS|NORTHERN TRUST CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76672
NTRS|NORTHERN TRUST CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4305
NTRS|NORTHERN TRUST CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|380493
NTRS|NORTHERN TRUST CORP|CTDL|Citadel Derivatives Group Llc|62382
NTRS|NORTHERN TRUST CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|30718
NTRS|NORTHERN TRUST CORP|DADA|D.A. Davidson & Co.|409
NTRS|NORTHERN TRUST CORP|DBAB|Deutsche Bank Securities Inc.|772442
NTRS|NORTHERN TRUST CORP|DBAX|Deutsche Bank Securities Inc.|173500
NTRS|NORTHERN TRUST CORP|DBUL|Deutsche Bank Securities Inc.|8929
NTRS|NORTHERN TRUST CORP|DCHF|Dart Executions, LLC|2642
NTRS|NORTHERN TRUST CORP|DEAN|MORGAN STANLEY|16853
NTRS|NORTHERN TRUST CORP|DEGS|RONIN PROFESSIONAL LLC|200
NTRS|NORTHERN TRUST CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8666
NTRS|NORTHERN TRUST CORP|DRWK|DRW SECURITIES, L.L.C.|67571
NTRS|NORTHERN TRUST CORP|EBXL|EBX LLC|163500
NTRS|NORTHERN TRUST CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|21025
NTRS|NORTHERN TRUST CORP|EDJO|Edward D. Jones & Co., L.P.|5792
NTRS|NORTHERN TRUST CORP|EGAM|CBOE TRADING, INC.|8534
NTRS|NORTHERN TRUST CORP|EGAW|CBOE TRADING, INC.|101
NTRS|NORTHERN TRUST CORP|EGMT|EG MARKET TECHNOLOGIES LLC|6100
NTRS|NORTHERN TRUST CORP|EGXM|CBOE TRADING, INC.|4542
NTRS|NORTHERN TRUST CORP|EGXW|CBOE TRADING, INC.|100
NTRS|NORTHERN TRUST CORP|ETBE|Electronic Transaction Clearing, Inc.|65483
NTRS|NORTHERN TRUST CORP|ETCC|Electronic Transaction Clearing, Inc.|2464
NTRS|NORTHERN TRUST CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1894
NTRS|NORTHERN TRUST CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|42483
NTRS|NORTHERN TRUST CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
NTRS|NORTHERN TRUST CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|134567
NTRS|NORTHERN TRUST CORP|ETRS|E*Trade Securities LLC|4957
NTRS|NORTHERN TRUST CORP|FBCO|Credit Suisse Securities (USA) LLC|1321299
NTRS|NORTHERN TRUST CORP|FILL|Tradestation Securities, Inc.|390
NTRS|NORTHERN TRUST CORP|FINX|FINTECH SECURITIES|128
NTRS|NORTHERN TRUST CORP|FMAF|NBCN Inc./ CDS|4845
NTRS|NORTHERN TRUST CORP|FOMA|TD AMERITRADE CLEARING, INC.|27728
NTRS|NORTHERN TRUST CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6301
NTRS|NORTHERN TRUST CORP|FQLS|Quantlab Securities LP|446964
NTRS|NORTHERN TRUST CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133362
NTRS|NORTHERN TRUST CORP|FTBR|Foliofn Investments, Inc.|2118
NTRS|NORTHERN TRUST CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|46083
NTRS|NORTHERN TRUST CORP|GELP|RBC CAPITAL MARKETS, LLC|1424
NTRS|NORTHERN TRUST CORP|GLPX|ACS EXECUTION SERVICES, LLC|26534
NTRS|NORTHERN TRUST CORP|GSCO|GOLDMAN SACHS & CO. LLC|1312376
NTRS|NORTHERN TRUST CORP|GSCS|GOLDMAN SACHS & CO. LLC|16194
NTRS|NORTHERN TRUST CORP|GSLT|GOLDMAN SACHS & CO. LLC|1114
NTRS|NORTHERN TRUST CORP|GTSZ|GTS SECURITIES LLC|494488
NTRS|NORTHERN TRUST CORP|HRBF|American Enterprise Investment Services Inc.|1410
NTRS|NORTHERN TRUST CORP|HSBC|HSBC Securities, Inc.|76771
NTRS|NORTHERN TRUST CORP|IATS|INTERACTIVE BROKERS LLC|7922
NTRS|NORTHERN TRUST CORP|IBKR|Interactive Brokers Llc|33873
NTRS|NORTHERN TRUST CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|576
NTRS|NORTHERN TRUST CORP|ICBX|INSTINET, LLC|61457
NTRS|NORTHERN TRUST CORP|IEQY|CITADEL SECURITIES LLC|310770
NTRS|NORTHERN TRUST CORP|INCA|INSTINET, LLC|1113873
NTRS|NORTHERN TRUST CORP|INJX|INSTINET, LLC|40588
NTRS|NORTHERN TRUST CORP|ITGI|ITG Inc.|93808
NTRS|NORTHERN TRUST CORP|ITGP|ITG INC.|407200
NTRS|NORTHERN TRUST CORP|JANY|Janney Montgomery Scott Inc.|625
NTRS|NORTHERN TRUST CORP|JEFF|JEFFERIES LLC|234368
NTRS|NORTHERN TRUST CORP|JMPT|JUMP TRADING, LLC|59139
NTRS|NORTHERN TRUST CORP|JONE|JonesTrading|1000
NTRS|NORTHERN TRUST CORP|JPBX|J.P. MORGAN SECURITIES LLC|59217
NTRS|NORTHERN TRUST CORP|JPMX|J.P. Morgan Securities LLC|427140
NTRS|NORTHERN TRUST CORP|JSJX|JANE STREET CAPITAL LLC|6726
NTRS|NORTHERN TRUST CORP|KBWI|Keefe, Bruyette & Woods, Inc.|6500
NTRS|NORTHERN TRUST CORP|KCGM|VIRTU Americas LLC|27507
NTRS|NORTHERN TRUST CORP|LEHM|Barclays Capital Inc./Le|1585433
NTRS|NORTHERN TRUST CORP|LIME|Lime Brokerage LLC|377093
NTRS|NORTHERN TRUST CORP|LMGP|LIME BROKERAGE LLC|600
NTRS|NORTHERN TRUST CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|15658
NTRS|NORTHERN TRUST CORP|LOOP|Loop Capital Markets LLC|100
NTRS|NORTHERN TRUST CORP|LQNA|LIQUIDNET, INC.|64500
NTRS|NORTHERN TRUST CORP|LSCI|Lek Securities Corporation|4
NTRS|NORTHERN TRUST CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
NTRS|NORTHERN TRUST CORP|MACC|Mid Atlantic Capital Corporation|870
NTRS|NORTHERN TRUST CORP|MAXM|Maxim Group LLC|10
NTRS|NORTHERN TRUST CORP|MCBT|Moors & Cabot, Inc.|815
NTRS|NORTHERN TRUST CORP|MCMF|Raymond James Ltd. Cds|72
NTRS|NORTHERN TRUST CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58188
NTRS|NORTHERN TRUST CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
NTRS|NORTHERN TRUST CORP|MOTF|MOTIF INVESTING, INC.|3
NTRS|NORTHERN TRUST CORP|MSCO|MORGAN STANLEY & CO. LLC|3201051
NTRS|NORTHERN TRUST CORP|MSPL|MORGAN STANLEY & CO. LLC|228900
NTRS|NORTHERN TRUST CORP|MSTX|MORGAN STANLEY & CO. LLC|107200
NTRS|NORTHERN TRUST CORP|NBCS|NBC Securities, INC.|25
NTRS|NORTHERN TRUST CORP|NFSC|National Financial Services LLC|171430
NTRS|NORTHERN TRUST CORP|NITE|VIRTU Americas LLC|301656
NTRS|NORTHERN TRUST CORP|NITP|VIRTU Americas LLC|4798
NTRS|NORTHERN TRUST CORP|NQRB|Brut, LLC|18488
NTRS|NORTHERN TRUST CORP|NTRC|Northern Trust Securities, Inc.|7605
NTRS|NORTHERN TRUST CORP|OHOS|TWO SIGMA SECURITIES, LLC|158138
NTRS|NORTHERN TRUST CORP|OPCO|Oppenheimer & Co. Inc.|443
NTRS|NORTHERN TRUST CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5821
NTRS|NORTHERN TRUST CORP|PDQM|CODA MARKETS, INC.|114748
NTRS|NORTHERN TRUST CORP|PICT|Pictet Overseas Inc.|94
NTRS|NORTHERN TRUST CORP|PIPR|Piper Jaffray & Co.|89200
NTRS|NORTHERN TRUST CORP|PWJC|UBS Financial Services, Inc.|4410
NTRS|NORTHERN TRUST CORP|RAJA|Raymond James & Associates, Inc.|9493
NTRS|NORTHERN TRUST CORP|RBCM|RBC CAPITAL MARKETS, LLC|1297
NTRS|NORTHERN TRUST CORP|SAGL|SAGETRADER, LLC|44534
NTRS|NORTHERN TRUST CORP|SAGW|SAGETRADER, LLC|1191
NTRS|NORTHERN TRUST CORP|SBSH|Citigroup Global Markets Inc.|785683
NTRS|NORTHERN TRUST CORP|SCMC|Scotia Capital Markets (USA) Inc.|200000
NTRS|NORTHERN TRUST CORP|SEIC|SEI Investments Distribution Co.|685
NTRS|NORTHERN TRUST CORP|SGMT|GOLDMAN SACHS & CO. LLC|102636
NTRS|NORTHERN TRUST CORP|SHMR|ABN Amro Clearing LLC|76
NTRS|NORTHERN TRUST CORP|SPDR|SPEEDROUTE LLC|20800
NTRS|NORTHERN TRUST CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2448
NTRS|NORTHERN TRUST CORP|STKP|STOCKPILE INVESTMENTS, INC.|6
NTRS|NORTHERN TRUST CORP|SWIM|TD Ameritrade, Inc.|4206
NTRS|NORTHERN TRUST CORP|SWST|Hilltop Securities Inc.|1530
NTRS|NORTHERN TRUST CORP|TAGC|TELSEY ADVISORY GROUP LLC|229
NTRS|NORTHERN TRUST CORP|TDSI|TD Securities (USA) LLC|75
NTRS|NORTHERN TRUST CORP|TKNG|ALLY INVEST SECURITIES LLC|26
NTRS|NORTHERN TRUST CORP|TMBR|Timber Hill LLC|2
NTRS|NORTHERN TRUST CORP|TONC|CUTTONE & CO., LLC|1453
NTRS|NORTHERN TRUST CORP|TRBT|Tradebot Systems, Inc.|151659
NTRS|NORTHERN TRUST CORP|TRCM|TRC MARKETS LLC|366211
NTRS|NORTHERN TRUST CORP|TTUC|CUTTONE & CO., INC.|386
NTRS|NORTHERN TRUST CORP|UBSA|UBS SECURITIES LLC|757879
NTRS|NORTHERN TRUST CORP|UBSS|UBS Securities LLC|1500978
NTRS|NORTHERN TRUST CORP|VALX|VIRTU AMERICAS LLC|38384
NTRS|NORTHERN TRUST CORP|VGRD|Vanguard Marketing Corporation|2491
NTRS|NORTHERN TRUST CORP|WABR|Wall Street Access|4800
NTRS|NORTHERN TRUST CORP|WBLR|WILLIAM BLAIR|2127
NTRS|NORTHERN TRUST CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1308
NTRS|NORTHERN TRUST CORP|WCHV|WELLS FARGO SECURITIES, LLC|145165
NTRS|NORTHERN TRUST CORP|WDNX|WEEDEN & CO.L.P.|1198
NTRS|NORTHERN TRUST CORP|WEDB|WEDBUSH SECURITIES INC.|79
NTRS|NORTHERN TRUST CORP|WEED|Weeden & Co.L.P.|3534
NTRS|NORTHERN TRUST CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1218
NTRS|NORTHERN TRUST CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11046
NTRS|NORTHERN TRUST CORP|WGIF|CIBC World Markets Inc.|89200
NTRS|NORTHERN TRUST CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1076
NTRS|NORTHERN TRUST CORP|WSAG|WALL STREET ACCESS|300
NTRS|NORTHERN TRUST CORP|WSEA|WOLVERINE SECURITIES, LLC|913
NTRS|NORTHERN TRUST CORP|XIST|INSTINET, LLC|64414
NTRS|NORTHERN TRUST CORP|XPQR|Jump Trading|400
NTRS|NORTHERN TRUST CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|27686
NTRS|NORTHERN TRUST CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2742
NTRS|NORTHERN TRUST CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1303
NTRSP|NORTHERN TR DEP SHS|AGIS|Aegis Capital Corp.|50
NTRSP|NORTHERN TR DEP SHS|ALTX|Alternet Securities Inc.|100
NTRSP|NORTHERN TR DEP SHS|APCC|Apex Clearing Corporation|135
NTRSP|NORTHERN TR DEP SHS|BARD|Robert W. Baird & Co. Incorporated|1110
NTRSP|NORTHERN TR DEP SHS|BERN|Sanford C. Bernstein & Co., LLC|3160
NTRSP|NORTHERN TR DEP SHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|169
NTRSP|NORTHERN TR DEP SHS|CANT|Cantor Fitzgerald & Co.|130290
NTRSP|NORTHERN TR DEP SHS|CIST|Capital Institutional Services, Inc.|3484
NTRSP|NORTHERN TR DEP SHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132
NTRSP|NORTHERN TR DEP SHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1602
NTRSP|NORTHERN TR DEP SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3820
NTRSP|NORTHERN TR DEP SHS|CTDL|Citadel Derivatives Group Llc|200
NTRSP|NORTHERN TR DEP SHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NTRSP|NORTHERN TR DEP SHS|DBAX|Deutsche Bank Securities Inc.|5000
NTRSP|NORTHERN TR DEP SHS|DEAN|MORGAN STANLEY|664
NTRSP|NORTHERN TR DEP SHS|DEGS|RONIN PROFESSIONAL LLC|4062
NTRSP|NORTHERN TR DEP SHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3610
NTRSP|NORTHERN TR DEP SHS|EBXL|EBX LLC|4100
NTRSP|NORTHERN TR DEP SHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
NTRSP|NORTHERN TR DEP SHS|EDJO|Edward D. Jones & Co., L.P.|1
NTRSP|NORTHERN TR DEP SHS|EGAM|CBOE TRADING, INC.|100
NTRSP|NORTHERN TR DEP SHS|FBCO|Credit Suisse Securities (USA) LLC|2060
NTRSP|NORTHERN TR DEP SHS|FINX|FINTECH SECURITIES|90
NTRSP|NORTHERN TR DEP SHS|FOMA|TD AMERITRADE CLEARING, INC.|10817
NTRSP|NORTHERN TR DEP SHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3463
NTRSP|NORTHERN TR DEP SHS|FTBR|Foliofn Investments, Inc.|76
NTRSP|NORTHERN TR DEP SHS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
NTRSP|NORTHERN TR DEP SHS|GLPX|ACS EXECUTION SERVICES, LLC|2682
NTRSP|NORTHERN TR DEP SHS|GSCO|GOLDMAN SACHS & CO. LLC|24167
NTRSP|NORTHERN TR DEP SHS|GSCS|GOLDMAN SACHS & CO. LLC|1073
NTRSP|NORTHERN TR DEP SHS|GSLT|GOLDMAN SACHS & CO. LLC|3444
NTRSP|NORTHERN TR DEP SHS|GTSZ|GTS SECURITIES LLC|4953
NTRSP|NORTHERN TR DEP SHS|HRBF|American Enterprise Investment Services Inc.|6348
NTRSP|NORTHERN TR DEP SHS|IATS|INTERACTIVE BROKERS LLC|500
NTRSP|NORTHERN TR DEP SHS|IBKR|Interactive Brokers Llc|22293
NTRSP|NORTHERN TR DEP SHS|ICBX|INSTINET, LLC|1100
NTRSP|NORTHERN TR DEP SHS|INCA|INSTINET, LLC|22070
NTRSP|NORTHERN TR DEP SHS|INJX|INSTINET, LLC|8575
NTRSP|NORTHERN TR DEP SHS|ITGI|ITG Inc.|345
NTRSP|NORTHERN TR DEP SHS|ITGP|ITG INC.|400
NTRSP|NORTHERN TR DEP SHS|JEFF|JEFFERIES LLC|1716
NTRSP|NORTHERN TR DEP SHS|JPMX|J.P. Morgan Securities LLC|3200
NTRSP|NORTHERN TR DEP SHS|JSEB|JANE STREET EXECUTION SERVICES, LLC|880
NTRSP|NORTHERN TR DEP SHS|KCGM|VIRTU Americas LLC|1601
NTRSP|NORTHERN TR DEP SHS|LEHM|Barclays Capital Inc./Le|1200
NTRSP|NORTHERN TR DEP SHS|LIME|Lime Brokerage LLC|5111
NTRSP|NORTHERN TR DEP SHS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4964
NTRSP|NORTHERN TR DEP SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
NTRSP|NORTHERN TR DEP SHS|MSCO|MORGAN STANLEY & CO. LLC|351459
NTRSP|NORTHERN TR DEP SHS|MSPL|MORGAN STANLEY & CO. LLC|9500
NTRSP|NORTHERN TR DEP SHS|NFSC|National Financial Services LLC|82073
NTRSP|NORTHERN TR DEP SHS|NITE|VIRTU Americas LLC|42874
NTRSP|NORTHERN TR DEP SHS|NITP|VIRTU Americas LLC|21
NTRSP|NORTHERN TR DEP SHS|NQRB|Brut, LLC|4379
NTRSP|NORTHERN TR DEP SHS|OPCO|Oppenheimer & Co. Inc.|400
NTRSP|NORTHERN TR DEP SHS|PDQM|CODA MARKETS, INC.|4564
NTRSP|NORTHERN TR DEP SHS|RAJA|Raymond James & Associates, Inc.|2520
NTRSP|NORTHERN TR DEP SHS|SBSH|Citigroup Global Markets Inc.|6
NTRSP|NORTHERN TR DEP SHS|SGMT|GOLDMAN SACHS & CO. LLC|8500
NTRSP|NORTHERN TR DEP SHS|SPDR|SPEEDROUTE LLC|2747
NTRSP|NORTHERN TR DEP SHS|STFL|Stifel, Nicolaus & Company, Incorporated|2110
NTRSP|NORTHERN TR DEP SHS|TRCM|TRC MARKETS LLC|214
NTRSP|NORTHERN TR DEP SHS|UBSA|UBS SECURITIES LLC|5762
NTRSP|NORTHERN TR DEP SHS|UBSS|UBS Securities LLC|33944
NTRSP|NORTHERN TR DEP SHS|VGRD|Vanguard Marketing Corporation|2131
NTRSP|NORTHERN TR DEP SHS|WCHV|WELLS FARGO SECURITIES, LLC|64298
NTRSP|NORTHERN TR DEP SHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|408
NTRSP|NORTHERN TR DEP SHS|WSEA|WOLVERINE SECURITIES, LLC|25
NTRSP|NORTHERN TR DEP SHS|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
NTRSP|NORTHERN TR DEP SHS|YKNA|COMHAR CAPITAL MARKETS, LLC|182
NTRSP|NORTHERN TR DEP SHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5053
NTWK|NETSOL TECH INC|ALTX|Alternet Securities Inc.|200
NTWK|NETSOL TECH INC|APCC|Apex Clearing Corporation|7
NTWK|NETSOL TECH INC|BANK|Primevest Financial Services, Inc.|50
NTWK|NETSOL TECH INC|BIAD|SAGETRADER, LLC|1
NTWK|NETSOL TECH INC|BIMI|Banca IMI Securities Corp.|850
NTWK|NETSOL TECH INC|BLKX|INSTINET, LLC|6000
NTWK|NETSOL TECH INC|BYXM|CBOE TRADING, INC.|216
NTWK|NETSOL TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|210
NTWK|NETSOL TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5920
NTWK|NETSOL TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NTWK|NETSOL TECH INC|DBAB|Deutsche Bank Securities Inc.|8053
NTWK|NETSOL TECH INC|DBAX|Deutsche Bank Securities Inc.|3300
NTWK|NETSOL TECH INC|DEAN|MORGAN STANLEY|279
NTWK|NETSOL TECH INC|DEGS|RONIN PROFESSIONAL LLC|5619
NTWK|NETSOL TECH INC|EBXL|EBX LLC|4500
NTWK|NETSOL TECH INC|EDJO|Edward D. Jones & Co., L.P.|600
NTWK|NETSOL TECH INC|EGXM|CBOE TRADING, INC.|300
NTWK|NETSOL TECH INC|EGXW|CBOE TRADING, INC.|100
NTWK|NETSOL TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
NTWK|NETSOL TECH INC|ETRS|E*Trade Securities LLC|11206
NTWK|NETSOL TECH INC|FBCO|Credit Suisse Securities (USA) LLC|9798
NTWK|NETSOL TECH INC|FILL|Tradestation Securities, Inc.|171
NTWK|NETSOL TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|45580
NTWK|NETSOL TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3499
NTWK|NETSOL TECH INC|FTBR|Foliofn Investments, Inc.|5690
NTWK|NETSOL TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|828
NTWK|NETSOL TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|501
NTWK|NETSOL TECH INC|GTSZ|GTS SECURITIES LLC|1320
NTWK|NETSOL TECH INC|IATS|INTERACTIVE BROKERS LLC|3700
NTWK|NETSOL TECH INC|IBKR|Interactive Brokers Llc|25934
NTWK|NETSOL TECH INC|ICBX|INSTINET, LLC|3800
NTWK|NETSOL TECH INC|INCA|INSTINET, LLC|7408
NTWK|NETSOL TECH INC|INJX|INSTINET, LLC|2457
NTWK|NETSOL TECH INC|ITGI|ITG Inc.|898
NTWK|NETSOL TECH INC|ITGP|ITG INC.|3400
NTWK|NETSOL TECH INC|JEFF|JEFFERIES LLC|9030
NTWK|NETSOL TECH INC|JPMX|J.P. Morgan Securities LLC|5300
NTWK|NETSOL TECH INC|KCGM|VIRTU Americas LLC|1130
NTWK|NETSOL TECH INC|LEHM|Barclays Capital Inc./Le|7101
NTWK|NETSOL TECH INC|LIME|Lime Brokerage LLC|14338
NTWK|NETSOL TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
NTWK|NETSOL TECH INC|MSCO|MORGAN STANLEY & CO. LLC|41745
NTWK|NETSOL TECH INC|MSPL|MORGAN STANLEY & CO. LLC|4900
NTWK|NETSOL TECH INC|NFSC|National Financial Services LLC|27297
NTWK|NETSOL TECH INC|NITE|VIRTU Americas LLC|157580
NTWK|NETSOL TECH INC|NQRB|Brut, LLC|100
NTWK|NETSOL TECH INC|PDQM|CODA MARKETS, INC.|3120
NTWK|NETSOL TECH INC|RAJA|Raymond James & Associates, Inc.|674
NTWK|NETSOL TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|2460
NTWK|NETSOL TECH INC|SBSH|Citigroup Global Markets Inc.|2223
NTWK|NETSOL TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|1500
NTWK|NETSOL TECH INC|SPDR|SPEEDROUTE LLC|807
NTWK|NETSOL TECH INC|SWIM|TD Ameritrade, Inc.|20083
NTWK|NETSOL TECH INC|TKNG|ALLY INVEST SECURITIES LLC|6538
NTWK|NETSOL TECH INC|TRBT|Tradebot Systems, Inc.|1086
NTWK|NETSOL TECH INC|TRCM|TRC MARKETS LLC|11446
NTWK|NETSOL TECH INC|UBSA|UBS SECURITIES LLC|56261
NTWK|NETSOL TECH INC|UBSS|UBS Securities LLC|39294
NTWK|NETSOL TECH INC|VALX|VIRTU AMERICAS LLC|700
NTWK|NETSOL TECH INC|VGRD|Vanguard Marketing Corporation|461
NTWK|NETSOL TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|500
NTWK|NETSOL TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|652
NTWK|NETSOL TECH INC|WGIF|CIBC World Markets Inc.|1000
NTWK|NETSOL TECH INC|WSEA|WOLVERINE SECURITIES, LLC|42
NTWK|NETSOL TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
NTWK|NETSOL TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|416
NTX|NUVEEN TX QLTY FD|ALTX|Alternet Securities Inc.|200
NTX|NUVEEN TX QLTY FD|APCC|Apex Clearing Corporation|2
NTX|NUVEEN TX QLTY FD|BANK|Primevest Financial Services, Inc.|1966
NTX|NUVEEN TX QLTY FD|BARD|Robert W. Baird & Co. Incorporated|7
NTX|NUVEEN TX QLTY FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
NTX|NUVEEN TX QLTY FD|CHAS|Charles Schwab & Co., Inc.|1
NTX|NUVEEN TX QLTY FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
NTX|NUVEEN TX QLTY FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|228
NTX|NUVEEN TX QLTY FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
NTX|NUVEEN TX QLTY FD|DBAX|Deutsche Bank Securities Inc.|1200
NTX|NUVEEN TX QLTY FD|DEAN|MORGAN STANLEY|7
NTX|NUVEEN TX QLTY FD|EBXL|EBX LLC|2800
NTX|NUVEEN TX QLTY FD|EDJO|Edward D. Jones & Co., L.P.|10739
NTX|NUVEEN TX QLTY FD|ETRS|E*Trade Securities LLC|724
NTX|NUVEEN TX QLTY FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4823
NTX|NUVEEN TX QLTY FD|GSCO|GOLDMAN SACHS & CO. LLC|300
NTX|NUVEEN TX QLTY FD|GSLT|GOLDMAN SACHS & CO. LLC|200
NTX|NUVEEN TX QLTY FD|HRBF|American Enterprise Investment Services Inc.|8341
NTX|NUVEEN TX QLTY FD|IATS|INTERACTIVE BROKERS LLC|40
NTX|NUVEEN TX QLTY FD|IBKR|Interactive Brokers Llc|1072
NTX|NUVEEN TX QLTY FD|ICBX|INSTINET, LLC|400
NTX|NUVEEN TX QLTY FD|INCA|INSTINET, LLC|270
NTX|NUVEEN TX QLTY FD|ITGI|ITG Inc.|6925
NTX|NUVEEN TX QLTY FD|ITGP|ITG INC.|2800
NTX|NUVEEN TX QLTY FD|JPMX|J.P. Morgan Securities LLC|200
NTX|NUVEEN TX QLTY FD|MSCO|MORGAN STANLEY & CO. LLC|13501
NTX|NUVEEN TX QLTY FD|MSPL|MORGAN STANLEY & CO. LLC|1200
NTX|NUVEEN TX QLTY FD|NFSC|National Financial Services LLC|19335
NTX|NUVEEN TX QLTY FD|NITE|VIRTU Americas LLC|42123
NTX|NUVEEN TX QLTY FD|NQRB|Brut, LLC|200
NTX|NUVEEN TX QLTY FD|OPCO|Oppenheimer & Co. Inc.|52
NTX|NUVEEN TX QLTY FD|PDQM|CODA MARKETS, INC.|200
NTX|NUVEEN TX QLTY FD|PWJC|UBS Financial Services, Inc.|1041
NTX|NUVEEN TX QLTY FD|RBCM|RBC CAPITAL MARKETS, LLC|4439
NTX|NUVEEN TX QLTY FD|SGMT|GOLDMAN SACHS & CO. LLC|3783
NTX|NUVEEN TX QLTY FD|SWST|Hilltop Securities Inc.|18801
NTX|NUVEEN TX QLTY FD|TRCM|TRC MARKETS LLC|200
NTX|NUVEEN TX QLTY FD|UBSA|UBS SECURITIES LLC|12263
NTX|NUVEEN TX QLTY FD|UBSS|UBS Securities LLC|10273
NTX|NUVEEN TX QLTY FD|VGRD|Vanguard Marketing Corporation|6735
NTX|NUVEEN TX QLTY FD|VNDS|VANDHAM SECURITIES CORP|200
NTX|NUVEEN TX QLTY FD|WCHV|WELLS FARGO SECURITIES, LLC|15867
NTX|NUVEEN TX QLTY FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6534
NTX|NUVEEN TX QLTY FD|WSEA|WOLVERINE SECURITIES, LLC|1
NTX|NUVEEN TX QLTY FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NTX|NUVEEN TX QLTY FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1323
NTZ|NATUZZI SPA ADS|BATM|CBOE TRADING, INC.|80
NTZ|NATUZZI SPA ADS|BIMI|Banca IMI Securities Corp.|699
NTZ|NATUZZI SPA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7100
NTZ|NATUZZI SPA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4000
NTZ|NATUZZI SPA ADS|EBXL|EBX LLC|8300
NTZ|NATUZZI SPA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|331
NTZ|NATUZZI SPA ADS|ETRS|E*Trade Securities LLC|9300
NTZ|NATUZZI SPA ADS|GSCS|GOLDMAN SACHS & CO. LLC|7000
NTZ|NATUZZI SPA ADS|GSLT|GOLDMAN SACHS & CO. LLC|11952
NTZ|NATUZZI SPA ADS|GTSZ|GTS SECURITIES LLC|400
NTZ|NATUZZI SPA ADS|IBKR|Interactive Brokers Llc|845
NTZ|NATUZZI SPA ADS|ICBX|INSTINET, LLC|3800
NTZ|NATUZZI SPA ADS|INCA|INSTINET, LLC|100
NTZ|NATUZZI SPA ADS|ITGI|ITG Inc.|13290
NTZ|NATUZZI SPA ADS|ITGP|ITG INC.|200
NTZ|NATUZZI SPA ADS|JONE|JonesTrading|103200
NTZ|NATUZZI SPA ADS|JPMX|J.P. Morgan Securities LLC|89600
NTZ|NATUZZI SPA ADS|KCGM|VIRTU Americas LLC|6500
NTZ|NATUZZI SPA ADS|LEHM|Barclays Capital Inc./Le|7299
NTZ|NATUZZI SPA ADS|LIME|Lime Brokerage LLC|1755
NTZ|NATUZZI SPA ADS|LSCI|Lek Securities Corporation|16600
NTZ|NATUZZI SPA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10612
NTZ|NATUZZI SPA ADS|MSCO|MORGAN STANLEY & CO. LLC|61240
NTZ|NATUZZI SPA ADS|MSPL|MORGAN STANLEY & CO. LLC|33900
NTZ|NATUZZI SPA ADS|NFSC|National Financial Services LLC|20871
NTZ|NATUZZI SPA ADS|NITE|VIRTU Americas LLC|90706
NTZ|NATUZZI SPA ADS|NQRB|Brut, LLC|300
NTZ|NATUZZI SPA ADS|RBCM|RBC CAPITAL MARKETS, LLC|8100
NTZ|NATUZZI SPA ADS|SBSH|Citigroup Global Markets Inc.|952
NTZ|NATUZZI SPA ADS|SGMT|GOLDMAN SACHS & CO. LLC|48241
NTZ|NATUZZI SPA ADS|SPDR|SPEEDROUTE LLC|100
NTZ|NATUZZI SPA ADS|SWIM|TD Ameritrade, Inc.|4502
NTZ|NATUZZI SPA ADS|UBSS|UBS Securities LLC|400
NTZ|NATUZZI SPA ADS|VALX|VIRTU AMERICAS LLC|100
NTZ|NATUZZI SPA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
NUAG|NUSHARES ENHANCED YI|APCC|Apex Clearing Corporation|4
NUAG|NUSHARES ENHANCED YI|BBNT|BB&T SECURITIES, LLC|6827
NUAG|NUSHARES ENHANCED YI|CHAS|Charles Schwab & Co., Inc.|2
NUAG|NUSHARES ENHANCED YI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|709
NUAG|NUSHARES ENHANCED YI|DBAX|Deutsche Bank Securities Inc.|700
NUAG|NUSHARES ENHANCED YI|DEAN|MORGAN STANLEY|4008
NUAG|NUSHARES ENHANCED YI|EBXL|EBX LLC|300
NUAG|NUSHARES ENHANCED YI|EDJO|Edward D. Jones & Co., L.P.|340
NUAG|NUSHARES ENHANCED YI|EGXM|CBOE TRADING, INC.|21
NUAG|NUSHARES ENHANCED YI|ETRS|E*Trade Securities LLC|39
NUAG|NUSHARES ENHANCED YI|FTBR|Foliofn Investments, Inc.|78
NUAG|NUSHARES ENHANCED YI|GSCO|GOLDMAN SACHS & CO. LLC|100
NUAG|NUSHARES ENHANCED YI|ICBX|INSTINET, LLC|200
NUAG|NUSHARES ENHANCED YI|JMPT|JUMP TRADING, LLC|80
NUAG|NUSHARES ENHANCED YI|JPMX|J.P. Morgan Securities LLC|1000
NUAG|NUSHARES ENHANCED YI|JSEB|JANE STREET EXECUTION SERVICES, LLC|19833
NUAG|NUSHARES ENHANCED YI|JSJX|JANE STREET CAPITAL LLC|27570
NUAG|NUSHARES ENHANCED YI|KCGM|VIRTU Americas LLC|1132
NUAG|NUSHARES ENHANCED YI|LEHM|Barclays Capital Inc./Le|2400
NUAG|NUSHARES ENHANCED YI|LIME|Lime Brokerage LLC|1541
NUAG|NUSHARES ENHANCED YI|MACC|Mid Atlantic Capital Corporation|98
NUAG|NUSHARES ENHANCED YI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
NUAG|NUSHARES ENHANCED YI|MSCO|MORGAN STANLEY & CO. LLC|14797
NUAG|NUSHARES ENHANCED YI|NFSC|National Financial Services LLC|128760
NUAG|NUSHARES ENHANCED YI|NITE|VIRTU Americas LLC|3238341
NUAG|NUSHARES ENHANCED YI|NITP|VIRTU Americas LLC|2400
NUAG|NUSHARES ENHANCED YI|RBCM|RBC CAPITAL MARKETS, LLC|530
NUAG|NUSHARES ENHANCED YI|SGMT|GOLDMAN SACHS & CO. LLC|100
NUAG|NUSHARES ENHANCED YI|UBSA|UBS SECURITIES LLC|2321
NUAG|NUSHARES ENHANCED YI|UBSS|UBS Securities LLC|2770
NUAG|NUSHARES ENHANCED YI|VGRD|Vanguard Marketing Corporation|230
NUAG|NUSHARES ENHANCED YI|WCHV|WELLS FARGO SECURITIES, LLC|2741
NUAG|NUSHARES ENHANCED YI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1161
NUAG|NUSHARES ENHANCED YI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8952
NUAN|NUANCE COMMUNICATNS|ABLE|NATIXIS Securities Americas LLC|155700
NUAN|NUANCE COMMUNICATNS|ADAM|CANACCORD GENUITY INC.|197023
NUAN|NUANCE COMMUNICATNS|AGIS|Aegis Capital Corp.|3485
NUAN|NUANCE COMMUNICATNS|ALLN|Allen & Company LLC|19234
NUAN|NUANCE COMMUNICATNS|ALTX|Alternet Securities Inc.|35359
NUAN|NUANCE COMMUNICATNS|APCC|Apex Clearing Corporation|5723
NUAN|NUANCE COMMUNICATNS|BARD|Robert W. Baird & Co. Incorporated|102411
NUAN|NUANCE COMMUNICATNS|BATM|CBOE TRADING, INC.|5505
NUAN|NUANCE COMMUNICATNS|BAYC|BAY CREST PARTNERS, LLC|1444
NUAN|NUANCE COMMUNICATNS|BAYT|BTIG, LLC|500
NUAN|NUANCE COMMUNICATNS|BBNT|BB&T SECURITIES, LLC|4772
NUAN|NUANCE COMMUNICATNS|BERN|Sanford C. Bernstein & Co., LLC|955368
NUAN|NUANCE COMMUNICATNS|BIDS|BIDS TRADING L.P.|5900
NUAN|NUANCE COMMUNICATNS|BIMI|Banca IMI Securities Corp.|60
NUAN|NUANCE COMMUNICATNS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7327
NUAN|NUANCE COMMUNICATNS|BLKX|INSTINET, LLC|20000
NUAN|NUANCE COMMUNICATNS|BNPX|BNP PARIBAS SECURITIES CORP.|823467
NUAN|NUANCE COMMUNICATNS|BRGE|Newbridge Securities Corp.|1706
NUAN|NUANCE COMMUNICATNS|BTIG|BTIG, LLC|287856
NUAN|NUANCE COMMUNICATNS|BYXM|CBOE TRADING, INC.|3069
NUAN|NUANCE COMMUNICATNS|BZYD|GOLDMAN SACHS & CO. LLC|400
NUAN|NUANCE COMMUNICATNS|CANT|Cantor Fitzgerald & Co.|415
NUAN|NUANCE COMMUNICATNS|CHAS|Charles Schwab & Co., Inc.|6000
NUAN|NUANCE COMMUNICATNS|CIBP|CIBC World Markets Corp.|454200
NUAN|NUANCE COMMUNICATNS|CIST|Capital Institutional Services, Inc.|1004
NUAN|NUANCE COMMUNICATNS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|349526
NUAN|NUANCE COMMUNICATNS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
NUAN|NUANCE COMMUNICATNS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8132
NUAN|NUANCE COMMUNICATNS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|819761
NUAN|NUANCE COMMUNICATNS|CTDL|Citadel Derivatives Group Llc|179630
NUAN|NUANCE COMMUNICATNS|CTLR|CUTLER GROUP, LP|1400
NUAN|NUANCE COMMUNICATNS|CXCX|CITIGROUP GLOBAL MARKETS INC.|105408
NUAN|NUANCE COMMUNICATNS|DADA|D.A. Davidson & Co.|1506
NUAN|NUANCE COMMUNICATNS|DAWA|Daiwa Capital Markets America Inc.|38048
NUAN|NUANCE COMMUNICATNS|DBAB|Deutsche Bank Securities Inc.|787746
NUAN|NUANCE COMMUNICATNS|DBAX|Deutsche Bank Securities Inc.|1191600
NUAN|NUANCE COMMUNICATNS|DEAN|MORGAN STANLEY|58578
NUAN|NUANCE COMMUNICATNS|DEGS|RONIN PROFESSIONAL LLC|10200
NUAN|NUANCE COMMUNICATNS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
NUAN|NUANCE COMMUNICATNS|DOTC|Dougherty & Company LLC|20800
NUAN|NUANCE COMMUNICATNS|EBXL|EBX LLC|457900
NUAN|NUANCE COMMUNICATNS|ECUT|CONVERGEX EXECUTION SOLUTIONS|119034
NUAN|NUANCE COMMUNICATNS|EDJO|Edward D. Jones & Co., L.P.|55344
NUAN|NUANCE COMMUNICATNS|EGAM|CBOE TRADING, INC.|19750
NUAN|NUANCE COMMUNICATNS|EGAW|CBOE TRADING, INC.|390
NUAN|NUANCE COMMUNICATNS|EGXM|CBOE TRADING, INC.|4627
NUAN|NUANCE COMMUNICATNS|ELEV|ELEVATION, LLC|12598
NUAN|NUANCE COMMUNICATNS|ESPO|ESPOSITO SECURITIES, LLC|261582
NUAN|NUANCE COMMUNICATNS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1200
NUAN|NUANCE COMMUNICATNS|ETBE|Electronic Transaction Clearing, Inc.|104867
NUAN|NUANCE COMMUNICATNS|ETCC|Electronic Transaction Clearing, Inc.|3310
NUAN|NUANCE COMMUNICATNS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|39154
NUAN|NUANCE COMMUNICATNS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22818
NUAN|NUANCE COMMUNICATNS|ETRS|E*Trade Securities LLC|275100
NUAN|NUANCE COMMUNICATNS|FBCO|Credit Suisse Securities (USA) LLC|1228818
NUAN|NUANCE COMMUNICATNS|FILL|Tradestation Securities, Inc.|12836
NUAN|NUANCE COMMUNICATNS|FINX|FINTECH SECURITIES|81
NUAN|NUANCE COMMUNICATNS|FMAF|NBCN Inc./ CDS|2349
NUAN|NUANCE COMMUNICATNS|FOMA|TD AMERITRADE CLEARING, INC.|387588
NUAN|NUANCE COMMUNICATNS|FQLS|Quantlab Securities LP|833533
NUAN|NUANCE COMMUNICATNS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|415126
NUAN|NUANCE COMMUNICATNS|FTBR|Foliofn Investments, Inc.|1132
NUAN|NUANCE COMMUNICATNS|GEBB|GLOBAL EXECUTION BROKERS, LP|10390
NUAN|NUANCE COMMUNICATNS|GLPX|ACS EXECUTION SERVICES, LLC|15237
NUAN|NUANCE COMMUNICATNS|GSCO|GOLDMAN SACHS & CO. LLC|5943812
NUAN|NUANCE COMMUNICATNS|GSCS|GOLDMAN SACHS & CO. LLC|43188
NUAN|NUANCE COMMUNICATNS|GSLT|GOLDMAN SACHS & CO. LLC|38320
NUAN|NUANCE COMMUNICATNS|GTSZ|GTS SECURITIES LLC|88566
NUAN|NUANCE COMMUNICATNS|HRBF|American Enterprise Investment Services Inc.|12431
NUAN|NUANCE COMMUNICATNS|HSBC|HSBC Securities, Inc.|2107
NUAN|NUANCE COMMUNICATNS|IATS|INTERACTIVE BROKERS LLC|16251
NUAN|NUANCE COMMUNICATNS|IBKR|Interactive Brokers Llc|160916
NUAN|NUANCE COMMUNICATNS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|432
NUAN|NUANCE COMMUNICATNS|ICBX|INSTINET, LLC|158364
NUAN|NUANCE COMMUNICATNS|INCA|INSTINET, LLC|1206908
NUAN|NUANCE COMMUNICATNS|INJX|INSTINET, LLC|63792
NUAN|NUANCE COMMUNICATNS|ITGI|ITG Inc.|215156
NUAN|NUANCE COMMUNICATNS|ITGP|ITG INC.|576800
NUAN|NUANCE COMMUNICATNS|JANY|Janney Montgomery Scott Inc.|8446
NUAN|NUANCE COMMUNICATNS|JEFF|JEFFERIES LLC|884645
NUAN|NUANCE COMMUNICATNS|JMPT|JUMP TRADING, LLC|192919
NUAN|NUANCE COMMUNICATNS|JONE|JonesTrading|7700
NUAN|NUANCE COMMUNICATNS|JPBX|J.P. MORGAN SECURITIES LLC|127433
NUAN|NUANCE COMMUNICATNS|JPMX|J.P. Morgan Securities LLC|1353256
NUAN|NUANCE COMMUNICATNS|JSJX|JANE STREET CAPITAL LLC|25219
NUAN|NUANCE COMMUNICATNS|JUTA|JUMP TRADING, LLC|7100
NUAN|NUANCE COMMUNICATNS|KCGM|VIRTU Americas LLC|145088
NUAN|NUANCE COMMUNICATNS|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
NUAN|NUANCE COMMUNICATNS|LEHM|Barclays Capital Inc./Le|6620385
NUAN|NUANCE COMMUNICATNS|LGNT|COR CLEARING LLC|23
NUAN|NUANCE COMMUNICATNS|LIME|Lime Brokerage LLC|565705
NUAN|NUANCE COMMUNICATNS|LMGP|LIME BROKERAGE LLC|8886
NUAN|NUANCE COMMUNICATNS|LMNX|LUMINEX TRADING & ANALYTICS LLC|3494120
NUAN|NUANCE COMMUNICATNS|LOOP|Loop Capital Markets LLC|4954
NUAN|NUANCE COMMUNICATNS|LQNA|LIQUIDNET, INC.|479400
NUAN|NUANCE COMMUNICATNS|LSCI|Lek Securities Corporation|2971
NUAN|NUANCE COMMUNICATNS|LTCO|Ladenburg, Thalmann & Co., Inc.|31000
NUAN|NUANCE COMMUNICATNS|MACC|Mid Atlantic Capital Corporation|1700
NUAN|NUANCE COMMUNICATNS|MAXM|Maxim Group LLC|109408
NUAN|NUANCE COMMUNICATNS|MBTS|ALLY INVEST SECURITIES LLC|3000
NUAN|NUANCE COMMUNICATNS|MCMF|Raymond James Ltd. Cds|3276
NUAN|NUANCE COMMUNICATNS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|424235
NUAN|NUANCE COMMUNICATNS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
NUAN|NUANCE COMMUNICATNS|MOTF|MOTIF INVESTING, INC.|5
NUAN|NUANCE COMMUNICATNS|MSCO|MORGAN STANLEY & CO. LLC|6988492
NUAN|NUANCE COMMUNICATNS|MSPL|MORGAN STANLEY & CO. LLC|1032300
NUAN|NUANCE COMMUNICATNS|MSTX|MORGAN STANLEY & CO. LLC|552300
NUAN|NUANCE COMMUNICATNS|MZHO|Mizuho Securities USA LLC|57734
NUAN|NUANCE COMMUNICATNS|NATL|National Securities Corporation|200
NUAN|NUANCE COMMUNICATNS|NEUB|NEUBERGER BERMAN BD LLC|655
NUAN|NUANCE COMMUNICATNS|NFSC|National Financial Services LLC|522842
NUAN|NUANCE COMMUNICATNS|NITE|VIRTU Americas LLC|1427839
NUAN|NUANCE COMMUNICATNS|NITP|VIRTU Americas LLC|21106
NUAN|NUANCE COMMUNICATNS|NMRA|Nomura Securities International, Inc.|100
NUAN|NUANCE COMMUNICATNS|NQRB|Brut, LLC|28548
NUAN|NUANCE COMMUNICATNS|NTFN|Network 1 Financial Securities Inc.|3210
NUAN|NUANCE COMMUNICATNS|NTRC|Northern Trust Securities, Inc.|1531
NUAN|NUANCE COMMUNICATNS|OHOS|TWO SIGMA SECURITIES, LLC|97533
NUAN|NUANCE COMMUNICATNS|OPCO|Oppenheimer & Co. Inc.|41244
NUAN|NUANCE COMMUNICATNS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3581
NUAN|NUANCE COMMUNICATNS|PDQM|CODA MARKETS, INC.|61192
NUAN|NUANCE COMMUNICATNS|PIPR|Piper Jaffray & Co.|10900
NUAN|NUANCE COMMUNICATNS|PWJC|UBS Financial Services, Inc.|1700
NUAN|NUANCE COMMUNICATNS|RAJA|Raymond James & Associates, Inc.|110462
NUAN|NUANCE COMMUNICATNS|RBCM|RBC CAPITAL MARKETS, LLC|8331
NUAN|NUANCE COMMUNICATNS|ROTH|Roth Capital Partners, LLC|94335
NUAN|NUANCE COMMUNICATNS|SAGL|SAGETRADER, LLC|29393
NUAN|NUANCE COMMUNICATNS|SAGW|SAGETRADER, LLC|126
NUAN|NUANCE COMMUNICATNS|SALI|INTL FCSTONE FINANCIAL INC.|8408
NUAN|NUANCE COMMUNICATNS|SALW|SW FINANCIAL|2770
NUAN|NUANCE COMMUNICATNS|SBSH|Citigroup Global Markets Inc.|563727
NUAN|NUANCE COMMUNICATNS|SEIC|SEI Investments Distribution Co.|867
NUAN|NUANCE COMMUNICATNS|SGMT|GOLDMAN SACHS & CO. LLC|375760
NUAN|NUANCE COMMUNICATNS|SPDR|SPEEDROUTE LLC|7331
NUAN|NUANCE COMMUNICATNS|SPHN|Stephens Inc.|1666
NUAN|NUANCE COMMUNICATNS|STFL|Stifel, Nicolaus & Company, Incorporated|48976
NUAN|NUANCE COMMUNICATNS|STXG|Stockcross Financial Services, Inc.|370
NUAN|NUANCE COMMUNICATNS|SWIM|TD Ameritrade, Inc.|67865
NUAN|NUANCE COMMUNICATNS|SWST|Hilltop Securities Inc.|1883
NUAN|NUANCE COMMUNICATNS|TKNG|ALLY INVEST SECURITIES LLC|1088
NUAN|NUANCE COMMUNICATNS|TONC|CUTTONE & CO., LLC|14620
NUAN|NUANCE COMMUNICATNS|TRBT|Tradebot Systems, Inc.|869295
NUAN|NUANCE COMMUNICATNS|TRCM|TRC MARKETS LLC|451164
NUAN|NUANCE COMMUNICATNS|TWTT|TASTYWORKS, INC.|462
NUAN|NUANCE COMMUNICATNS|UBSA|UBS SECURITIES LLC|1354544
NUAN|NUANCE COMMUNICATNS|UBSS|UBS Securities LLC|1492105
NUAN|NUANCE COMMUNICATNS|VALX|VIRTU AMERICAS LLC|68427
NUAN|NUANCE COMMUNICATNS|VGRD|Vanguard Marketing Corporation|31086
NUAN|NUANCE COMMUNICATNS|WBLR|WILLIAM BLAIR|4024
NUAN|NUANCE COMMUNICATNS|WBPX|SUMMIT SECURITIES GROUP, LLC|4600
NUAN|NUANCE COMMUNICATNS|WCHV|WELLS FARGO SECURITIES, LLC|493442
NUAN|NUANCE COMMUNICATNS|WEDB|WEDBUSH SECURITIES INC.|12736
NUAN|NUANCE COMMUNICATNS|WEED|Weeden & Co.L.P.|16680
NUAN|NUANCE COMMUNICATNS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8335
NUAN|NUANCE COMMUNICATNS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25024
NUAN|NUANCE COMMUNICATNS|WFPB|Wells Fargo Securities, LLC.|36802
NUAN|NUANCE COMMUNICATNS|WGIF|CIBC World Markets Inc.|460
NUAN|NUANCE COMMUNICATNS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
NUAN|NUANCE COMMUNICATNS|WOLF|Wolfe Trahan Securities|100
NUAN|NUANCE COMMUNICATNS|WSEA|WOLVERINE SECURITIES, LLC|13686
NUAN|NUANCE COMMUNICATNS|XIST|INSTINET, LLC|55550
NUAN|NUANCE COMMUNICATNS|XPQR|Jump Trading|2686
NUAN|NUANCE COMMUNICATNS|XSTM|NATIONAL FINANCIAL SERVICES LLC|91832
NUAN|NUANCE COMMUNICATNS|YKNA|COMHAR CAPITAL MARKETS, LLC|3099
NUAN|NUANCE COMMUNICATNS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19594
NUBD|NUSHARES ESG U.S. AG|BATM|CBOE TRADING, INC.|1500
NUBD|NUSHARES ESG U.S. AG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
NUBD|NUSHARES ESG U.S. AG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1028
NUBD|NUSHARES ESG U.S. AG|DBAX|Deutsche Bank Securities Inc.|500
NUBD|NUSHARES ESG U.S. AG|EBXL|EBX LLC|300
NUBD|NUSHARES ESG U.S. AG|ETRS|E*Trade Securities LLC|2
NUBD|NUSHARES ESG U.S. AG|FTBR|Foliofn Investments, Inc.|93
NUBD|NUSHARES ESG U.S. AG|ICBX|INSTINET, LLC|600
NUBD|NUSHARES ESG U.S. AG|INCA|INSTINET, LLC|423
NUBD|NUSHARES ESG U.S. AG|JSJX|JANE STREET CAPITAL LLC|26582
NUBD|NUSHARES ESG U.S. AG|KCGM|VIRTU Americas LLC|1101
NUBD|NUSHARES ESG U.S. AG|LEHM|Barclays Capital Inc./Le|1600
NUBD|NUSHARES ESG U.S. AG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
NUBD|NUSHARES ESG U.S. AG|MSCO|MORGAN STANLEY & CO. LLC|901
NUBD|NUSHARES ESG U.S. AG|NFSC|National Financial Services LLC|8244
NUBD|NUSHARES ESG U.S. AG|NITE|VIRTU Americas LLC|10689
NUBD|NUSHARES ESG U.S. AG|NITP|VIRTU Americas LLC|2179
NUBD|NUSHARES ESG U.S. AG|PDQM|CODA MARKETS, INC.|2759
NUBD|NUSHARES ESG U.S. AG|RBCM|RBC CAPITAL MARKETS, LLC|1688
NUBD|NUSHARES ESG U.S. AG|SGMT|GOLDMAN SACHS & CO. LLC|28
NUBD|NUSHARES ESG U.S. AG|UBSA|UBS SECURITIES LLC|3763
NUBD|NUSHARES ESG U.S. AG|UBSS|UBS Securities LLC|3265
NUBD|NUSHARES ESG U.S. AG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8520
NUDM|NUSHARES ESG INTERNA|APCC|Apex Clearing Corporation|287
NUDM|NUSHARES ESG INTERNA|CIST|Capital Institutional Services, Inc.|219
NUDM|NUSHARES ESG INTERNA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1845
NUDM|NUSHARES ESG INTERNA|DBAX|Deutsche Bank Securities Inc.|1000
NUDM|NUSHARES ESG INTERNA|EBXL|EBX LLC|100
NUDM|NUSHARES ESG INTERNA|ETRS|E*Trade Securities LLC|524
NUDM|NUSHARES ESG INTERNA|FTBR|Foliofn Investments, Inc.|223
NUDM|NUSHARES ESG INTERNA|JSJX|JANE STREET CAPITAL LLC|1497
NUDM|NUSHARES ESG INTERNA|LEHM|Barclays Capital Inc./Le|2200
NUDM|NUSHARES ESG INTERNA|NFSC|National Financial Services LLC|286
NUDM|NUSHARES ESG INTERNA|NITE|VIRTU Americas LLC|11917
NUDM|NUSHARES ESG INTERNA|RBCM|RBC CAPITAL MARKETS, LLC|4686
NUDM|NUSHARES ESG INTERNA|SGMT|GOLDMAN SACHS & CO. LLC|275
NUDM|NUSHARES ESG INTERNA|UBSS|UBS Securities LLC|2232
NUDM|NUSHARES ESG INTERNA|WCHV|WELLS FARGO SECURITIES, LLC|1961
NUDM|NUSHARES ESG INTERNA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4757
NUE|NUCOR CP|ABLE|NATIXIS Securities Americas LLC|109824
NUE|NUCOR CP|AGIS|Aegis Capital Corp.|1603
NUE|NUCOR CP|ALTX|Alternet Securities Inc.|13564
NUE|NUCOR CP|ANOS|ABEL/NOSER, L.L.C.|75
NUE|NUCOR CP|APCC|Apex Clearing Corporation|9503
NUE|NUCOR CP|BANK|Primevest Financial Services, Inc.|1962
NUE|NUCOR CP|BARD|Robert W. Baird & Co. Incorporated|5170
NUE|NUCOR CP|BATM|CBOE TRADING, INC.|18773
NUE|NUCOR CP|BAYC|BAY CREST PARTNERS, LLC|400
NUE|NUCOR CP|BAYT|BTIG, LLC|1600
NUE|NUCOR CP|BBNT|BB&T SECURITIES, LLC|8983
NUE|NUCOR CP|BERN|Sanford C. Bernstein & Co., LLC|66293
NUE|NUCOR CP|BIAD|SAGETRADER, LLC|283
NUE|NUCOR CP|BIDS|BIDS TRADING L.P.|400
NUE|NUCOR CP|BIMI|Banca IMI Securities Corp.|80
NUE|NUCOR CP|BKCM|BNY Mellon Capital Markets LLC|1182
NUE|NUCOR CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55868
NUE|NUCOR CP|BNPX|BNP PARIBAS SECURITIES CORP.|203557
NUE|NUCOR CP|BTIG|BTIG, LLC|63446
NUE|NUCOR CP|BYXM|CBOE TRADING, INC.|6274
NUE|NUCOR CP|BZYD|GOLDMAN SACHS & CO. LLC|300
NUE|NUCOR CP|CANT|Cantor Fitzgerald & Co.|2530
NUE|NUCOR CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|123812
NUE|NUCOR CP|CHAS|Charles Schwab & Co., Inc.|14360
NUE|NUCOR CP|CIBP|CIBC World Markets Corp.|280453
NUE|NUCOR CP|CICF|Canaccord Genuity Corp.|1000
NUE|NUCOR CP|CIOI|CITIGROUP GLOBAL MARKETS INC|123000
NUE|NUCOR CP|CIST|Capital Institutional Services, Inc.|8088
NUE|NUCOR CP|CLSA|CLSA AMERICAS, LLC|24900
NUE|NUCOR CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97433
NUE|NUCOR CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2700
NUE|NUCOR CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8508
NUE|NUCOR CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|658016
NUE|NUCOR CP|CTDL|Citadel Derivatives Group Llc|14882
NUE|NUCOR CP|CTLR|CUTLER GROUP, LP|743
NUE|NUCOR CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|132580
NUE|NUCOR CP|DADA|D.A. Davidson & Co.|1574
NUE|NUCOR CP|DAVA|Davenport & Company LLC|1153
NUE|NUCOR CP|DBAB|Deutsche Bank Securities Inc.|758127
NUE|NUCOR CP|DBAX|Deutsche Bank Securities Inc.|392500
NUE|NUCOR CP|DBUL|Deutsche Bank Securities Inc.|1240
NUE|NUCOR CP|DCHF|Dart Executions, LLC|6040
NUE|NUCOR CP|DEAN|MORGAN STANLEY|25823
NUE|NUCOR CP|DEGS|RONIN PROFESSIONAL LLC|500
NUE|NUCOR CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33
NUE|NUCOR CP|DRWK|DRW SECURITIES, L.L.C.|3791
NUE|NUCOR CP|EBXL|EBX LLC|346100
NUE|NUCOR CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|16930
NUE|NUCOR CP|EDJO|Edward D. Jones & Co., L.P.|31112
NUE|NUCOR CP|EGAM|CBOE TRADING, INC.|50601
NUE|NUCOR CP|EGAW|CBOE TRADING, INC.|1510
NUE|NUCOR CP|EGMT|EG MARKET TECHNOLOGIES LLC|1040
NUE|NUCOR CP|EGXM|CBOE TRADING, INC.|8632
NUE|NUCOR CP|EGXW|CBOE TRADING, INC.|200
NUE|NUCOR CP|ELEV|ELEVATION, LLC|2650
NUE|NUCOR CP|ESPO|ESPOSITO SECURITIES, LLC|6
NUE|NUCOR CP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|500
NUE|NUCOR CP|ETBE|Electronic Transaction Clearing, Inc.|39400
NUE|NUCOR CP|ETCC|Electronic Transaction Clearing, Inc.|1806
NUE|NUCOR CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48505
NUE|NUCOR CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
NUE|NUCOR CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1795
NUE|NUCOR CP|ETRS|E*Trade Securities LLC|335097
NUE|NUCOR CP|FILL|Tradestation Securities, Inc.|16585
NUE|NUCOR CP|FINX|FINTECH SECURITIES|1580
NUE|NUCOR CP|FMAF|NBCN Inc./ CDS|4311
NUE|NUCOR CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6682
NUE|NUCOR CP|FQLS|Quantlab Securities LP|777242
NUE|NUCOR CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|123163
NUE|NUCOR CP|FTBR|Foliofn Investments, Inc.|8754
NUE|NUCOR CP|GBMT|GBM International, Inc.|200
NUE|NUCOR CP|GEBB|GLOBAL EXECUTION BROKERS, LP|17974
NUE|NUCOR CP|GLIS|TD Securities Inc|2970
NUE|NUCOR CP|GLPX|ACS EXECUTION SERVICES, LLC|58484
NUE|NUCOR CP|GSCO|GOLDMAN SACHS & CO. LLC|1776892
NUE|NUCOR CP|GSCS|GOLDMAN SACHS & CO. LLC|818
NUE|NUCOR CP|GSLT|GOLDMAN SACHS & CO. LLC|28726
NUE|NUCOR CP|GTSZ|GTS SECURITIES LLC|249581
NUE|NUCOR CP|HAPX|HAP Trading, LLC|246
NUE|NUCOR CP|HRBF|American Enterprise Investment Services Inc.|22579
NUE|NUCOR CP|HSBC|HSBC Securities, Inc.|7207
NUE|NUCOR CP|IATS|INTERACTIVE BROKERS LLC|18734
NUE|NUCOR CP|IBKR|Interactive Brokers Llc|25625
NUE|NUCOR CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|469
NUE|NUCOR CP|ICBX|INSTINET, LLC|114970
NUE|NUCOR CP|IEQY|CITADEL SECURITIES LLC|584913
NUE|NUCOR CP|INCA|INSTINET, LLC|744850
NUE|NUCOR CP|INJX|INSTINET, LLC|9169
NUE|NUCOR CP|ITGI|ITG Inc.|165838
NUE|NUCOR CP|ITGP|ITG INC.|164800
NUE|NUCOR CP|JANY|Janney Montgomery Scott Inc.|8848
NUE|NUCOR CP|JEFF|JEFFERIES LLC|149320
NUE|NUCOR CP|JMPT|JUMP TRADING, LLC|169438
NUE|NUCOR CP|JPBX|J.P. MORGAN SECURITIES LLC|411048
NUE|NUCOR CP|JPMX|J.P. Morgan Securities LLC|747659
NUE|NUCOR CP|JSCL|JOSEPH STONE CAPITAL L.L.C.|568
NUE|NUCOR CP|JSJX|JANE STREET CAPITAL LLC|7528
NUE|NUCOR CP|KCGM|VIRTU Americas LLC|73462
NUE|NUCOR CP|KEYB|KEYBANC CAPITAL MARKETS INC.|8848
NUE|NUCOR CP|LEHM|Barclays Capital Inc./Le|1456774
NUE|NUCOR CP|LIME|Lime Brokerage LLC|129048
NUE|NUCOR CP|LOOP|Loop Capital Markets LLC|9497
NUE|NUCOR CP|LQNA|LIQUIDNET, INC.|31000
NUE|NUCOR CP|LSCI|Lek Securities Corporation|2935
NUE|NUCOR CP|LVMR|LIVERMORE TRADING GROUP, INC.|30729
NUE|NUCOR CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
NUE|NUCOR CP|MACC|Mid Atlantic Capital Corporation|5043
NUE|NUCOR CP|MACQ|Macquarie Capital (USA) Inc.|4600
NUE|NUCOR CP|MAXM|Maxim Group LLC|5604
NUE|NUCOR CP|MBTS|ALLY INVEST SECURITIES LLC|261
NUE|NUCOR CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173074
NUE|NUCOR CP|MOTF|MOTIF INVESTING, INC.|27
NUE|NUCOR CP|MSCO|MORGAN STANLEY & CO. LLC|3237876
NUE|NUCOR CP|MSPL|MORGAN STANLEY & CO. LLC|396400
NUE|NUCOR CP|MSTX|MORGAN STANLEY & CO. LLC|328900
NUE|NUCOR CP|MZHO|Mizuho Securities USA LLC|16300
NUE|NUCOR CP|NATL|National Securities Corporation|560
NUE|NUCOR CP|NBCS|NBC Securities, INC.|300
NUE|NUCOR CP|NEUB|NEUBERGER BERMAN BD LLC|1215
NUE|NUCOR CP|NFSC|National Financial Services LLC|1116771
NUE|NUCOR CP|NITE|VIRTU Americas LLC|1445171
NUE|NUCOR CP|NITP|VIRTU Americas LLC|391
NUE|NUCOR CP|NQRB|Brut, LLC|49403
NUE|NUCOR CP|NTBF|BMO Nesbitt Burns Inc./CDS|645
NUE|NUCOR CP|NTRC|Northern Trust Securities, Inc.|241
NUE|NUCOR CP|OHOS|TWO SIGMA SECURITIES, LLC|287774
NUE|NUCOR CP|OPCO|Oppenheimer & Co. Inc.|816
NUE|NUCOR CP|OTAA|OTA LLC|500
NUE|NUCOR CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|99
NUE|NUCOR CP|PCFF|Pacific International Securities Inc./CDS|54
NUE|NUCOR CP|PCPT|PHILLIP CAPITAL INC.|100
NUE|NUCOR CP|PDQM|CODA MARKETS, INC.|105581
NUE|NUCOR CP|PHLY|NASDAQ Execution Services, LLC|28600
NUE|NUCOR CP|PICT|Pictet Overseas Inc.|100
NUE|NUCOR CP|PIPR|Piper Jaffray & Co.|100
NUE|NUCOR CP|PWJC|UBS Financial Services, Inc.|11372
NUE|NUCOR CP|QMSR|QUATTRO M SECURITIES INC.|3163
NUE|NUCOR CP|RBCM|RBC CAPITAL MARKETS, LLC|94039
NUE|NUCOR CP|RDBN|Redburn Partners (USA) LP|100
NUE|NUCOR CP|SAGL|SAGETRADER, LLC|38042
NUE|NUCOR CP|SAGW|SAGETRADER, LLC|2300
NUE|NUCOR CP|SALI|INTL FCSTONE FINANCIAL INC.|200
NUE|NUCOR CP|SBRX|MURIEL SIEBERT & CO INC|236
NUE|NUCOR CP|SBSH|Citigroup Global Markets Inc.|976638
NUE|NUCOR CP|SEIC|SEI Investments Distribution Co.|1000
NUE|NUCOR CP|SGMT|GOLDMAN SACHS & CO. LLC|247961
NUE|NUCOR CP|SPDR|SPEEDROUTE LLC|21897
NUE|NUCOR CP|SPHN|Stephens Inc.|285
NUE|NUCOR CP|STFL|Stifel, Nicolaus & Company, Incorporated|14482
NUE|NUCOR CP|STKP|STOCKPILE INVESTMENTS, INC.|102
NUE|NUCOR CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6818
NUE|NUCOR CP|SWIM|TD Ameritrade, Inc.|333134
NUE|NUCOR CP|SWST|Hilltop Securities Inc.|18012
NUE|NUCOR CP|TKNG|ALLY INVEST SECURITIES LLC|30964
NUE|NUCOR CP|TMBR|Timber Hill LLC|32
NUE|NUCOR CP|TRBT|Tradebot Systems, Inc.|451194
NUE|NUCOR CP|TRCM|TRC MARKETS LLC|828346
NUE|NUCOR CP|TWTT|TASTYWORKS, INC.|150
NUE|NUCOR CP|UBSA|UBS SECURITIES LLC|821888
NUE|NUCOR CP|UBSS|UBS Securities LLC|1460899
NUE|NUCOR CP|VALX|VIRTU AMERICAS LLC|13107
NUE|NUCOR CP|VGRD|Vanguard Marketing Corporation|54505
NUE|NUCOR CP|WABR|Wall Street Access|5200
NUE|NUCOR CP|WBET|Wallachbeth Capital LLC|20401
NUE|NUCOR CP|WBLR|WILLIAM BLAIR|539
NUE|NUCOR CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4165
NUE|NUCOR CP|WCHV|WELLS FARGO SECURITIES, LLC|361771
NUE|NUCOR CP|WDNX|WEEDEN & CO.L.P.|2942
NUE|NUCOR CP|WEDB|WEDBUSH SECURITIES INC.|15063
NUE|NUCOR CP|WEED|Weeden & Co.L.P.|2200
NUE|NUCOR CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41679
NUE|NUCOR CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|76154
NUE|NUCOR CP|WGIF|CIBC World Markets Inc.|230
NUE|NUCOR CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|648
NUE|NUCOR CP|WSEA|WOLVERINE SECURITIES, LLC|26227
NUE|NUCOR CP|XIST|INSTINET, LLC|61286
NUE|NUCOR CP|XPQR|Jump Trading|7827
NUE|NUCOR CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|124396
NUE|NUCOR CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1779
NUE|NUCOR CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39441
NUEM|NUSHARES ESG EMERGIN|APCC|Apex Clearing Corporation|170
NUEM|NUSHARES ESG EMERGIN|DBAX|Deutsche Bank Securities Inc.|100
NUEM|NUSHARES ESG EMERGIN|EBXL|EBX LLC|1200
NUEM|NUSHARES ESG EMERGIN|ETRS|E*Trade Securities LLC|40
NUEM|NUSHARES ESG EMERGIN|ICBX|INSTINET, LLC|3490
NUEM|NUSHARES ESG EMERGIN|JPMX|J.P. Morgan Securities LLC|200
NUEM|NUSHARES ESG EMERGIN|JSJX|JANE STREET CAPITAL LLC|268
NUEM|NUSHARES ESG EMERGIN|LEHM|Barclays Capital Inc./Le|600
NUEM|NUSHARES ESG EMERGIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
NUEM|NUSHARES ESG EMERGIN|MSCO|MORGAN STANLEY & CO. LLC|15
NUEM|NUSHARES ESG EMERGIN|NFSC|National Financial Services LLC|2108
NUEM|NUSHARES ESG EMERGIN|NITE|VIRTU Americas LLC|3306
NUEM|NUSHARES ESG EMERGIN|RBCM|RBC CAPITAL MARKETS, LLC|2314
NUEM|NUSHARES ESG EMERGIN|SGMT|GOLDMAN SACHS & CO. LLC|1422
NUEM|NUSHARES ESG EMERGIN|UBSS|UBS Securities LLC|2414
NUEM|NUSHARES ESG EMERGIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4959
NUGT|DXN DLY GLDMNR NDX 3|ALTX|Alternet Securities Inc.|10392
NUGT|DXN DLY GLDMNR NDX 3|APCC|Apex Clearing Corporation|169917
NUGT|DXN DLY GLDMNR NDX 3|BARD|Robert W. Baird & Co. Incorporated|1102
NUGT|DXN DLY GLDMNR NDX 3|BATM|CBOE TRADING, INC.|25643
NUGT|DXN DLY GLDMNR NDX 3|BERN|Sanford C. Bernstein & Co., LLC|1676
NUGT|DXN DLY GLDMNR NDX 3|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46078
NUGT|DXN DLY GLDMNR NDX 3|BMSI|BULL MARKET SECURITIES, INC.|500
NUGT|DXN DLY GLDMNR NDX 3|BRGE|Newbridge Securities Corp.|50
NUGT|DXN DLY GLDMNR NDX 3|BYXM|CBOE TRADING, INC.|2429
NUGT|DXN DLY GLDMNR NDX 3|CHAS|Charles Schwab & Co., Inc.|157675
NUGT|DXN DLY GLDMNR NDX 3|CICF|Canaccord Genuity Corp.|49986
NUGT|DXN DLY GLDMNR NDX 3|CLSA|CLSA AMERICAS, LLC|34554
NUGT|DXN DLY GLDMNR NDX 3|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10450
NUGT|DXN DLY GLDMNR NDX 3|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31347
NUGT|DXN DLY GLDMNR NDX 3|CROS|CREDIT SUISSE SECURITIES (USA) LLC|315349
NUGT|DXN DLY GLDMNR NDX 3|CTLR|CUTLER GROUP, LP|900
NUGT|DXN DLY GLDMNR NDX 3|CXCX|CITIGROUP GLOBAL MARKETS INC.|5082
NUGT|DXN DLY GLDMNR NDX 3|DBAB|Deutsche Bank Securities Inc.|108672
NUGT|DXN DLY GLDMNR NDX 3|DBAX|Deutsche Bank Securities Inc.|193900
NUGT|DXN DLY GLDMNR NDX 3|DCHF|Dart Executions, LLC|272450
NUGT|DXN DLY GLDMNR NDX 3|DEAN|MORGAN STANLEY|9049
NUGT|DXN DLY GLDMNR NDX 3|DEGS|RONIN PROFESSIONAL LLC|100
NUGT|DXN DLY GLDMNR NDX 3|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400646
NUGT|DXN DLY GLDMNR NDX 3|EBXL|EBX LLC|175800
NUGT|DXN DLY GLDMNR NDX 3|ECUT|CONVERGEX EXECUTION SOLUTIONS|24214
NUGT|DXN DLY GLDMNR NDX 3|EDJO|Edward D. Jones & Co., L.P.|98
NUGT|DXN DLY GLDMNR NDX 3|EGAM|CBOE TRADING, INC.|41774
NUGT|DXN DLY GLDMNR NDX 3|EGMT|EG MARKET TECHNOLOGIES LLC|100
NUGT|DXN DLY GLDMNR NDX 3|EGXM|CBOE TRADING, INC.|67525
NUGT|DXN DLY GLDMNR NDX 3|EROP|Eroom Securities L.L.C.|1000
NUGT|DXN DLY GLDMNR NDX 3|ETBE|Electronic Transaction Clearing, Inc.|37672
NUGT|DXN DLY GLDMNR NDX 3|ETCB|ETC BROKERAGE SERVICES, LLC|1086
NUGT|DXN DLY GLDMNR NDX 3|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36941
NUGT|DXN DLY GLDMNR NDX 3|ETRS|E*Trade Securities LLC|3964400
NUGT|DXN DLY GLDMNR NDX 3|FBSB|U.S. Bancorp Investments, Inc.|1000
NUGT|DXN DLY GLDMNR NDX 3|FILL|Tradestation Securities, Inc.|273514
NUGT|DXN DLY GLDMNR NDX 3|FLTU|FLOW TRADERS US LLC|232862
NUGT|DXN DLY GLDMNR NDX 3|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|8200
NUGT|DXN DLY GLDMNR NDX 3|FMAF|NBCN Inc./ CDS|102444
NUGT|DXN DLY GLDMNR NDX 3|FQLS|Quantlab Securities LP|510821
NUGT|DXN DLY GLDMNR NDX 3|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23257
NUGT|DXN DLY GLDMNR NDX 3|FTBR|Foliofn Investments, Inc.|46341
NUGT|DXN DLY GLDMNR NDX 3|GEBB|GLOBAL EXECUTION BROKERS, LP|10600
NUGT|DXN DLY GLDMNR NDX 3|GLIS|TD Securities Inc|81507
NUGT|DXN DLY GLDMNR NDX 3|GLPX|ACS EXECUTION SERVICES, LLC|49630
NUGT|DXN DLY GLDMNR NDX 3|GSCO|GOLDMAN SACHS & CO. LLC|89029
NUGT|DXN DLY GLDMNR NDX 3|GSCS|GOLDMAN SACHS & CO. LLC|109433
NUGT|DXN DLY GLDMNR NDX 3|GSLT|GOLDMAN SACHS & CO. LLC|29771
NUGT|DXN DLY GLDMNR NDX 3|GTSZ|GTS SECURITIES LLC|18411
NUGT|DXN DLY GLDMNR NDX 3|HASF|Haywood Securities Inc./CDS|24288
NUGT|DXN DLY GLDMNR NDX 3|HRBF|American Enterprise Investment Services Inc.|8068
NUGT|DXN DLY GLDMNR NDX 3|HSBC|HSBC Securities, Inc.|6728
NUGT|DXN DLY GLDMNR NDX 3|IATS|INTERACTIVE BROKERS LLC|365206
NUGT|DXN DLY GLDMNR NDX 3|IBKR|Interactive Brokers Llc|1437448
NUGT|DXN DLY GLDMNR NDX 3|ICBX|INSTINET, LLC|429670
NUGT|DXN DLY GLDMNR NDX 3|INCA|INSTINET, LLC|459933
NUGT|DXN DLY GLDMNR NDX 3|ITGI|ITG Inc.|52622
NUGT|DXN DLY GLDMNR NDX 3|ITGP|ITG INC.|109600
NUGT|DXN DLY GLDMNR NDX 3|JEFF|JEFFERIES LLC|300
NUGT|DXN DLY GLDMNR NDX 3|JMPT|JUMP TRADING, LLC|103694
NUGT|DXN DLY GLDMNR NDX 3|JPMX|J.P. Morgan Securities LLC|24482
NUGT|DXN DLY GLDMNR NDX 3|JSEB|JANE STREET EXECUTION SERVICES, LLC|236200
NUGT|DXN DLY GLDMNR NDX 3|JSJX|JANE STREET CAPITAL LLC|1492807
NUGT|DXN DLY GLDMNR NDX 3|JUTA|JUMP TRADING, LLC|34928
NUGT|DXN DLY GLDMNR NDX 3|KCGM|VIRTU Americas LLC|107469
NUGT|DXN DLY GLDMNR NDX 3|LEHM|Barclays Capital Inc./Le|385550
NUGT|DXN DLY GLDMNR NDX 3|LIME|Lime Brokerage LLC|31973
NUGT|DXN DLY GLDMNR NDX 3|LSCI|Lek Securities Corporation|20281
NUGT|DXN DLY GLDMNR NDX 3|LVMR|LIVERMORE TRADING GROUP, INC.|4400
NUGT|DXN DLY GLDMNR NDX 3|MACC|Mid Atlantic Capital Corporation|763
NUGT|DXN DLY GLDMNR NDX 3|MCMF|Raymond James Ltd. Cds|28700
NUGT|DXN DLY GLDMNR NDX 3|MIRA|MIRAE ASSET SECURITIES (USA) INC.|1635
NUGT|DXN DLY GLDMNR NDX 3|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|169934
NUGT|DXN DLY GLDMNR NDX 3|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2600
NUGT|DXN DLY GLDMNR NDX 3|MOTF|MOTIF INVESTING, INC.|12
NUGT|DXN DLY GLDMNR NDX 3|MSCO|MORGAN STANLEY & CO. LLC|1451731
NUGT|DXN DLY GLDMNR NDX 3|MSPL|MORGAN STANLEY & CO. LLC|14900
NUGT|DXN DLY GLDMNR NDX 3|MSTX|MORGAN STANLEY & CO. LLC|800
NUGT|DXN DLY GLDMNR NDX 3|NFSC|National Financial Services LLC|6265334
NUGT|DXN DLY GLDMNR NDX 3|NITE|VIRTU Americas LLC|9171541
NUGT|DXN DLY GLDMNR NDX 3|NITP|VIRTU Americas LLC|65643
NUGT|DXN DLY GLDMNR NDX 3|NQRB|Brut, LLC|16173
NUGT|DXN DLY GLDMNR NDX 3|NTBF|BMO Nesbitt Burns Inc./CDS|61775
NUGT|DXN DLY GLDMNR NDX 3|OHOS|TWO SIGMA SECURITIES, LLC|2101
NUGT|DXN DLY GLDMNR NDX 3|OLDM|OLD MISSION CAPITAL, LLC|2200
NUGT|DXN DLY GLDMNR NDX 3|OPCO|Oppenheimer & Co. Inc.|19475
NUGT|DXN DLY GLDMNR NDX 3|PAUL|Paulson Investment Company, Inc.|350
NUGT|DXN DLY GLDMNR NDX 3|PCFF|Pacific International Securities Inc./CDS|500
NUGT|DXN DLY GLDMNR NDX 3|PCPT|PHILLIP CAPITAL INC.|38425
NUGT|DXN DLY GLDMNR NDX 3|PDQM|CODA MARKETS, INC.|58473
NUGT|DXN DLY GLDMNR NDX 3|PHLY|NASDAQ Execution Services, LLC|66600
NUGT|DXN DLY GLDMNR NDX 3|RBCM|RBC CAPITAL MARKETS, LLC|823
NUGT|DXN DLY GLDMNR NDX 3|RGLD|Regal Securities, Inc|1900
NUGT|DXN DLY GLDMNR NDX 3|RHOX|XR Securities LLC|27427
NUGT|DXN DLY GLDMNR NDX 3|SAGL|SAGETRADER, LLC|510
NUGT|DXN DLY GLDMNR NDX 3|SALI|INTL FCSTONE FINANCIAL INC.|28
NUGT|DXN DLY GLDMNR NDX 3|SBRX|MURIEL SIEBERT & CO INC|225
NUGT|DXN DLY GLDMNR NDX 3|SBSH|Citigroup Global Markets Inc.|111364
NUGT|DXN DLY GLDMNR NDX 3|SGMT|GOLDMAN SACHS & CO. LLC|168728
NUGT|DXN DLY GLDMNR NDX 3|SOGO|Wang Investment Associates, Inc.|350
NUGT|DXN DLY GLDMNR NDX 3|SPDR|SPEEDROUTE LLC|61531
NUGT|DXN DLY GLDMNR NDX 3|SPHN|Stephens Inc.|200
NUGT|DXN DLY GLDMNR NDX 3|STTT|STATETRUST INVESTMENTS INC.|60107
NUGT|DXN DLY GLDMNR NDX 3|SWIM|TD Ameritrade, Inc.|2270343
NUGT|DXN DLY GLDMNR NDX 3|SWST|Hilltop Securities Inc.|25208
NUGT|DXN DLY GLDMNR NDX 3|TDFS|TRADERFIELD SECURITIES INC.|1300
NUGT|DXN DLY GLDMNR NDX 3|TITL|TITLEIST ASSET MANAGEMENT, LTD.|500
NUGT|DXN DLY GLDMNR NDX 3|TKNG|ALLY INVEST SECURITIES LLC|89917
NUGT|DXN DLY GLDMNR NDX 3|TRBT|Tradebot Systems, Inc.|2483502
NUGT|DXN DLY GLDMNR NDX 3|TRCM|TRC MARKETS LLC|3117585
NUGT|DXN DLY GLDMNR NDX 3|TWTT|TASTYWORKS, INC.|2075
NUGT|DXN DLY GLDMNR NDX 3|UBSA|UBS SECURITIES LLC|1008234
NUGT|DXN DLY GLDMNR NDX 3|UBSS|UBS Securities LLC|1589379
NUGT|DXN DLY GLDMNR NDX 3|VALX|VIRTU AMERICAS LLC|35116
NUGT|DXN DLY GLDMNR NDX 3|VGRD|Vanguard Marketing Corporation|448811
NUGT|DXN DLY GLDMNR NDX 3|VIEW|VIEWTRADE SECURITIES LLC|200
NUGT|DXN DLY GLDMNR NDX 3|VSIN|Vision Financial Markets Llc|3649
NUGT|DXN DLY GLDMNR NDX 3|WBPX|SUMMIT SECURITIES GROUP, LLC|110
NUGT|DXN DLY GLDMNR NDX 3|WCHV|WELLS FARGO SECURITIES, LLC|183580
NUGT|DXN DLY GLDMNR NDX 3|WEDB|WEDBUSH SECURITIES INC.|2334
NUGT|DXN DLY GLDMNR NDX 3|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109498
NUGT|DXN DLY GLDMNR NDX 3|WEXX|WOLVERINE EXECUTION SERVICES, LLC|291079
NUGT|DXN DLY GLDMNR NDX 3|WGIF|CIBC World Markets Inc.|34877
NUGT|DXN DLY GLDMNR NDX 3|WSEA|WOLVERINE SECURITIES, LLC|150035
NUGT|DXN DLY GLDMNR NDX 3|XPUS|XP SECURITIES, LLC|11978
NUGT|DXN DLY GLDMNR NDX 3|XSTM|NATIONAL FINANCIAL SERVICES LLC|8500
NUGT|DXN DLY GLDMNR NDX 3|YLPL|Linsco/Private Ledger Financial Services, Incorporated|212
NULG|NUSHARES ESG LARGE-C|APCC|Apex Clearing Corporation|765
NULG|NUSHARES ESG LARGE-C|CANT|Cantor Fitzgerald & Co.|183
NULG|NUSHARES ESG LARGE-C|CIST|Capital Institutional Services, Inc.|95
NULG|NUSHARES ESG LARGE-C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
NULG|NUSHARES ESG LARGE-C|ETRS|E*Trade Securities LLC|1651
NULG|NUSHARES ESG LARGE-C|JSEB|JANE STREET EXECUTION SERVICES, LLC|430
NULG|NUSHARES ESG LARGE-C|JSJX|JANE STREET CAPITAL LLC|1927
NULG|NUSHARES ESG LARGE-C|KCGM|VIRTU Americas LLC|200
NULG|NUSHARES ESG LARGE-C|LIME|Lime Brokerage LLC|1
NULG|NUSHARES ESG LARGE-C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
NULG|NUSHARES ESG LARGE-C|MSCO|MORGAN STANLEY & CO. LLC|9
NULG|NUSHARES ESG LARGE-C|NFSC|National Financial Services LLC|1936
NULG|NUSHARES ESG LARGE-C|NITE|VIRTU Americas LLC|5437
NULG|NUSHARES ESG LARGE-C|RBCM|RBC CAPITAL MARKETS, LLC|2908
NULG|NUSHARES ESG LARGE-C|SGMT|GOLDMAN SACHS & CO. LLC|100
NULG|NUSHARES ESG LARGE-C|UBSA|UBS SECURITIES LLC|202
NULG|NUSHARES ESG LARGE-C|UBSS|UBS Securities LLC|2111
NULG|NUSHARES ESG LARGE-C|WCHV|WELLS FARGO SECURITIES, LLC|940
NULG|NUSHARES ESG LARGE-C|WSEA|WOLVERINE SECURITIES, LLC|6
NULG|NUSHARES ESG LARGE-C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1040
NULV|NUSHARES ESG LARGE-C|APCC|Apex Clearing Corporation|244
NULV|NUSHARES ESG LARGE-C|CIST|Capital Institutional Services, Inc.|115
NULV|NUSHARES ESG LARGE-C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|108
NULV|NUSHARES ESG LARGE-C|ETRS|E*Trade Securities LLC|9
NULV|NUSHARES ESG LARGE-C|JSJX|JANE STREET CAPITAL LLC|1300
NULV|NUSHARES ESG LARGE-C|LEHM|Barclays Capital Inc./Le|200
NULV|NUSHARES ESG LARGE-C|MSCO|MORGAN STANLEY & CO. LLC|1756
NULV|NUSHARES ESG LARGE-C|NFSC|National Financial Services LLC|9782
NULV|NUSHARES ESG LARGE-C|NITE|VIRTU Americas LLC|4075
NULV|NUSHARES ESG LARGE-C|RBCM|RBC CAPITAL MARKETS, LLC|1800
NULV|NUSHARES ESG LARGE-C|STFL|Stifel, Nicolaus & Company, Incorporated|607
NULV|NUSHARES ESG LARGE-C|UBSA|UBS SECURITIES LLC|308
NULV|NUSHARES ESG LARGE-C|UBSS|UBS Securities LLC|1395
NULV|NUSHARES ESG LARGE-C|WCHV|WELLS FARGO SECURITIES, LLC|15
NULV|NUSHARES ESG LARGE-C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52
NUM|NUVEEN MI QLTY FD|ALTX|Alternet Securities Inc.|600
NUM|NUVEEN MI QLTY FD|APCC|Apex Clearing Corporation|284
NUM|NUVEEN MI QLTY FD|BARD|Robert W. Baird & Co. Incorporated|55
NUM|NUVEEN MI QLTY FD|BERN|Sanford C. Bernstein & Co., LLC|191
NUM|NUVEEN MI QLTY FD|BTIG|BTIG, LLC|668
NUM|NUVEEN MI QLTY FD|CHAS|Charles Schwab & Co., Inc.|1
NUM|NUVEEN MI QLTY FD|CIST|Capital Institutional Services, Inc.|3470
NUM|NUVEEN MI QLTY FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
NUM|NUVEEN MI QLTY FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NUM|NUVEEN MI QLTY FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7200
NUM|NUVEEN MI QLTY FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NUM|NUVEEN MI QLTY FD|DBAX|Deutsche Bank Securities Inc.|700
NUM|NUVEEN MI QLTY FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
NUM|NUVEEN MI QLTY FD|EBXL|EBX LLC|800
NUM|NUVEEN MI QLTY FD|EDJO|Edward D. Jones & Co., L.P.|2525
NUM|NUVEEN MI QLTY FD|EGXM|CBOE TRADING, INC.|400
NUM|NUVEEN MI QLTY FD|ETRS|E*Trade Securities LLC|339
NUM|NUVEEN MI QLTY FD|FINX|FINTECH SECURITIES|500
NUM|NUVEEN MI QLTY FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5730
NUM|NUVEEN MI QLTY FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1086
NUM|NUVEEN MI QLTY FD|GLPX|ACS EXECUTION SERVICES, LLC|222
NUM|NUVEEN MI QLTY FD|GSCO|GOLDMAN SACHS & CO. LLC|100
NUM|NUVEEN MI QLTY FD|GSCS|GOLDMAN SACHS & CO. LLC|100
NUM|NUVEEN MI QLTY FD|HRBF|American Enterprise Investment Services Inc.|31091
NUM|NUVEEN MI QLTY FD|IATS|INTERACTIVE BROKERS LLC|137
NUM|NUVEEN MI QLTY FD|IBKR|Interactive Brokers Llc|335
NUM|NUVEEN MI QLTY FD|ICBX|INSTINET, LLC|800
NUM|NUVEEN MI QLTY FD|INCA|INSTINET, LLC|1255
NUM|NUVEEN MI QLTY FD|ITGI|ITG Inc.|7599
NUM|NUVEEN MI QLTY FD|ITGP|ITG INC.|36000
NUM|NUVEEN MI QLTY FD|JEFF|JEFFERIES LLC|2189
NUM|NUVEEN MI QLTY FD|JPMX|J.P. Morgan Securities LLC|1000
NUM|NUVEEN MI QLTY FD|KCGM|VIRTU Americas LLC|901
NUM|NUVEEN MI QLTY FD|LEHM|Barclays Capital Inc./Le|800
NUM|NUVEEN MI QLTY FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1472
NUM|NUVEEN MI QLTY FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
NUM|NUVEEN MI QLTY FD|MSCO|MORGAN STANLEY & CO. LLC|21493
NUM|NUVEEN MI QLTY FD|MSPL|MORGAN STANLEY & CO. LLC|100
NUM|NUVEEN MI QLTY FD|NFSC|National Financial Services LLC|32848
NUM|NUVEEN MI QLTY FD|NITE|VIRTU Americas LLC|66788
NUM|NUVEEN MI QLTY FD|NQRB|Brut, LLC|1500
NUM|NUVEEN MI QLTY FD|OPCO|Oppenheimer & Co. Inc.|1061
NUM|NUVEEN MI QLTY FD|PDQM|CODA MARKETS, INC.|922
NUM|NUVEEN MI QLTY FD|PWJC|UBS Financial Services, Inc.|6078
NUM|NUVEEN MI QLTY FD|RBCM|RBC CAPITAL MARKETS, LLC|1827
NUM|NUVEEN MI QLTY FD|SBSH|Citigroup Global Markets Inc.|376
NUM|NUVEEN MI QLTY FD|SGMT|GOLDMAN SACHS & CO. LLC|300
NUM|NUVEEN MI QLTY FD|STFL|Stifel, Nicolaus & Company, Incorporated|5580
NUM|NUVEEN MI QLTY FD|SWST|Hilltop Securities Inc.|375
NUM|NUVEEN MI QLTY FD|TKNG|ALLY INVEST SECURITIES LLC|837
NUM|NUVEEN MI QLTY FD|TRBT|Tradebot Systems, Inc.|1476
NUM|NUVEEN MI QLTY FD|UBSA|UBS SECURITIES LLC|7900
NUM|NUVEEN MI QLTY FD|UBSS|UBS Securities LLC|17158
NUM|NUVEEN MI QLTY FD|VGRD|Vanguard Marketing Corporation|1738
NUM|NUVEEN MI QLTY FD|WCHV|WELLS FARGO SECURITIES, LLC|19474
NUM|NUVEEN MI QLTY FD|WEDB|WEDBUSH SECURITIES INC.|2
NUM|NUVEEN MI QLTY FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|217
NUM|NUVEEN MI QLTY FD|WSEA|WOLVERINE SECURITIES, LLC|1117
NUM|NUVEEN MI QLTY FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
NUM|NUVEEN MI QLTY FD|YKNA|COMHAR CAPITAL MARKETS, LLC|500
NUM|NUVEEN MI QLTY FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1575
NUMG|NUSHARES ESG MID-CAP|APCC|Apex Clearing Corporation|258
NUMG|NUSHARES ESG MID-CAP|BBNT|BB&T SECURITIES, LLC|712
NUMG|NUSHARES ESG MID-CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21
NUMG|NUSHARES ESG MID-CAP|CIST|Capital Institutional Services, Inc.|40
NUMG|NUSHARES ESG MID-CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1960
NUMG|NUSHARES ESG MID-CAP|CSIN|Citadel Securities Institutional LLC|7778
NUMG|NUSHARES ESG MID-CAP|CTDL|Citadel Derivatives Group Llc|8178
NUMG|NUSHARES ESG MID-CAP|EBXL|EBX LLC|100
NUMG|NUSHARES ESG MID-CAP|ETRS|E*Trade Securities LLC|38
NUMG|NUSHARES ESG MID-CAP|ICBX|INSTINET, LLC|100
NUMG|NUSHARES ESG MID-CAP|JPMX|J.P. Morgan Securities LLC|200
NUMG|NUSHARES ESG MID-CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|2250
NUMG|NUSHARES ESG MID-CAP|JSJX|JANE STREET CAPITAL LLC|12481
NUMG|NUSHARES ESG MID-CAP|KCGM|VIRTU Americas LLC|1834
NUMG|NUSHARES ESG MID-CAP|LIME|Lime Brokerage LLC|1
NUMG|NUSHARES ESG MID-CAP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2600
NUMG|NUSHARES ESG MID-CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NUMG|NUSHARES ESG MID-CAP|MSCO|MORGAN STANLEY & CO. LLC|3
NUMG|NUSHARES ESG MID-CAP|MSPL|MORGAN STANLEY & CO. LLC|100
NUMG|NUSHARES ESG MID-CAP|NFSC|National Financial Services LLC|1008
NUMG|NUSHARES ESG MID-CAP|NITE|VIRTU Americas LLC|1010
NUMG|NUSHARES ESG MID-CAP|NQRB|Brut, LLC|500
NUMG|NUSHARES ESG MID-CAP|UBSA|UBS SECURITIES LLC|5051
NUMG|NUSHARES ESG MID-CAP|UBSS|UBS Securities LLC|9628
NUMG|NUSHARES ESG MID-CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2438
NUMV|NUSHARES ESG MID-CAP|APCC|Apex Clearing Corporation|510
NUMV|NUSHARES ESG MID-CAP|CANT|Cantor Fitzgerald & Co.|8624
NUMV|NUSHARES ESG MID-CAP|CIST|Capital Institutional Services, Inc.|40
NUMV|NUSHARES ESG MID-CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3118
NUMV|NUSHARES ESG MID-CAP|JSJX|JANE STREET CAPITAL LLC|5604
NUMV|NUSHARES ESG MID-CAP|LEHM|Barclays Capital Inc./Le|200
NUMV|NUSHARES ESG MID-CAP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
NUMV|NUSHARES ESG MID-CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NUMV|NUSHARES ESG MID-CAP|MSCO|MORGAN STANLEY & CO. LLC|2
NUMV|NUSHARES ESG MID-CAP|NFSC|National Financial Services LLC|71
NUMV|NUSHARES ESG MID-CAP|NITE|VIRTU Americas LLC|645
NUMV|NUSHARES ESG MID-CAP|RBCM|RBC CAPITAL MARKETS, LLC|400
NUMV|NUSHARES ESG MID-CAP|STFL|Stifel, Nicolaus & Company, Incorporated|292
NUMV|NUSHARES ESG MID-CAP|UBSA|UBS SECURITIES LLC|1512
NUMV|NUSHARES ESG MID-CAP|UBSS|UBS Securities LLC|1507
NUMV|NUSHARES ESG MID-CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1681
NUO|NUVEEN OHIO QLTY FD|ALTX|Alternet Securities Inc.|900
NUO|NUVEEN OHIO QLTY FD|APCC|Apex Clearing Corporation|8
NUO|NUVEEN OHIO QLTY FD|BANK|Primevest Financial Services, Inc.|21
NUO|NUVEEN OHIO QLTY FD|BARD|Robert W. Baird & Co. Incorporated|7557
NUO|NUVEEN OHIO QLTY FD|BERN|Sanford C. Bernstein & Co., LLC|77
NUO|NUVEEN OHIO QLTY FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|625
NUO|NUVEEN OHIO QLTY FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3418
NUO|NUVEEN OHIO QLTY FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
NUO|NUVEEN OHIO QLTY FD|DBAX|Deutsche Bank Securities Inc.|1000
NUO|NUVEEN OHIO QLTY FD|DEAN|MORGAN STANLEY|2336
NUO|NUVEEN OHIO QLTY FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3145
NUO|NUVEEN OHIO QLTY FD|EBXL|EBX LLC|1600
NUO|NUVEEN OHIO QLTY FD|EDJO|Edward D. Jones & Co., L.P.|8412
NUO|NUVEEN OHIO QLTY FD|EGAM|CBOE TRADING, INC.|500
NUO|NUVEEN OHIO QLTY FD|EGXM|CBOE TRADING, INC.|1400
NUO|NUVEEN OHIO QLTY FD|ETRS|E*Trade Securities LLC|16134
NUO|NUVEEN OHIO QLTY FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6462
NUO|NUVEEN OHIO QLTY FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1091
NUO|NUVEEN OHIO QLTY FD|GSCO|GOLDMAN SACHS & CO. LLC|1400
NUO|NUVEEN OHIO QLTY FD|GSCS|GOLDMAN SACHS & CO. LLC|4080
NUO|NUVEEN OHIO QLTY FD|GSLT|GOLDMAN SACHS & CO. LLC|1666
NUO|NUVEEN OHIO QLTY FD|GTSZ|GTS SECURITIES LLC|200
NUO|NUVEEN OHIO QLTY FD|HRBF|American Enterprise Investment Services Inc.|638
NUO|NUVEEN OHIO QLTY FD|IATS|INTERACTIVE BROKERS LLC|474
NUO|NUVEEN OHIO QLTY FD|IBKR|Interactive Brokers Llc|2821
NUO|NUVEEN OHIO QLTY FD|ICBX|INSTINET, LLC|100
NUO|NUVEEN OHIO QLTY FD|INCA|INSTINET, LLC|316
NUO|NUVEEN OHIO QLTY FD|ITGI|ITG Inc.|12282
NUO|NUVEEN OHIO QLTY FD|ITGP|ITG INC.|19400
NUO|NUVEEN OHIO QLTY FD|JANY|Janney Montgomery Scott Inc.|1300
NUO|NUVEEN OHIO QLTY FD|LEHM|Barclays Capital Inc./Le|400
NUO|NUVEEN OHIO QLTY FD|LIME|Lime Brokerage LLC|100
NUO|NUVEEN OHIO QLTY FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NUO|NUVEEN OHIO QLTY FD|MSCO|MORGAN STANLEY & CO. LLC|16252
NUO|NUVEEN OHIO QLTY FD|MSPL|MORGAN STANLEY & CO. LLC|100
NUO|NUVEEN OHIO QLTY FD|NFSC|National Financial Services LLC|39472
NUO|NUVEEN OHIO QLTY FD|NITE|VIRTU Americas LLC|116570
NUO|NUVEEN OHIO QLTY FD|NQRB|Brut, LLC|650
NUO|NUVEEN OHIO QLTY FD|NTRC|Northern Trust Securities, Inc.|233
NUO|NUVEEN OHIO QLTY FD|OPCO|Oppenheimer & Co. Inc.|4
NUO|NUVEEN OHIO QLTY FD|PDQM|CODA MARKETS, INC.|300
NUO|NUVEEN OHIO QLTY FD|PWJC|UBS Financial Services, Inc.|11414
NUO|NUVEEN OHIO QLTY FD|RBCM|RBC CAPITAL MARKETS, LLC|3688
NUO|NUVEEN OHIO QLTY FD|SBSH|Citigroup Global Markets Inc.|267
NUO|NUVEEN OHIO QLTY FD|SGMT|GOLDMAN SACHS & CO. LLC|1500
NUO|NUVEEN OHIO QLTY FD|SPDR|SPEEDROUTE LLC|500
NUO|NUVEEN OHIO QLTY FD|STFL|Stifel, Nicolaus & Company, Incorporated|13114
NUO|NUVEEN OHIO QLTY FD|TRBT|Tradebot Systems, Inc.|1878
NUO|NUVEEN OHIO QLTY FD|UBSA|UBS SECURITIES LLC|7443
NUO|NUVEEN OHIO QLTY FD|UBSS|UBS Securities LLC|58416
NUO|NUVEEN OHIO QLTY FD|VGRD|Vanguard Marketing Corporation|3516
NUO|NUVEEN OHIO QLTY FD|WCHV|WELLS FARGO SECURITIES, LLC|31847
NUO|NUVEEN OHIO QLTY FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1000
NUO|NUVEEN OHIO QLTY FD|WSEA|WOLVERINE SECURITIES, LLC|352
NUO|NUVEEN OHIO QLTY FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NUO|NUVEEN OHIO QLTY FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4375
NURE|NUSHARES SHORT-TERM|APCC|Apex Clearing Corporation|14
NURE|NUSHARES SHORT-TERM|ETRS|E*Trade Securities LLC|149
NURE|NUSHARES SHORT-TERM|FTBR|Foliofn Investments, Inc.|4
NURE|NUSHARES SHORT-TERM|JSEB|JANE STREET EXECUTION SERVICES, LLC|6777
NURE|NUSHARES SHORT-TERM|NFSC|National Financial Services LLC|909
NURE|NUSHARES SHORT-TERM|NITE|VIRTU Americas LLC|944
NURE|NUSHARES SHORT-TERM|SALI|INTL FCSTONE FINANCIAL INC.|450
NURE|NUSHARES SHORT-TERM|VGRD|Vanguard Marketing Corporation|214
NURO|NEUROMETRIX CMN|ALTX|Alternet Securities Inc.|11269
NURO|NEUROMETRIX CMN|APCC|Apex Clearing Corporation|105504
NURO|NEUROMETRIX CMN|BATM|CBOE TRADING, INC.|500
NURO|NEUROMETRIX CMN|BIMI|Banca IMI Securities Corp.|6400
NURO|NEUROMETRIX CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|270
NURO|NEUROMETRIX CMN|BYXM|CBOE TRADING, INC.|500
NURO|NEUROMETRIX CMN|CANT|Cantor Fitzgerald & Co.|164
NURO|NEUROMETRIX CMN|CHAS|Charles Schwab & Co., Inc.|25100
NURO|NEUROMETRIX CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36042
NURO|NEUROMETRIX CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10579
NURO|NEUROMETRIX CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|155730
NURO|NEUROMETRIX CMN|CRFN|ROBINHOOD FINANCIAL, LLC|40
NURO|NEUROMETRIX CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22205
NURO|NEUROMETRIX CMN|CTDL|Citadel Derivatives Group Llc|3484
NURO|NEUROMETRIX CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
NURO|NEUROMETRIX CMN|DBAB|Deutsche Bank Securities Inc.|11952
NURO|NEUROMETRIX CMN|DBAX|Deutsche Bank Securities Inc.|6500
NURO|NEUROMETRIX CMN|DEAN|MORGAN STANLEY|689
NURO|NEUROMETRIX CMN|DEGS|RONIN PROFESSIONAL LLC|53222
NURO|NEUROMETRIX CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2485
NURO|NEUROMETRIX CMN|EBXL|EBX LLC|21600
NURO|NEUROMETRIX CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
NURO|NEUROMETRIX CMN|EDJO|Edward D. Jones & Co., L.P.|1830
NURO|NEUROMETRIX CMN|EGAM|CBOE TRADING, INC.|2600
NURO|NEUROMETRIX CMN|EGAW|CBOE TRADING, INC.|524
NURO|NEUROMETRIX CMN|EGXM|CBOE TRADING, INC.|5477
NURO|NEUROMETRIX CMN|EGXW|CBOE TRADING, INC.|28070
NURO|NEUROMETRIX CMN|ETBE|Electronic Transaction Clearing, Inc.|200
NURO|NEUROMETRIX CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|420
NURO|NEUROMETRIX CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7398
NURO|NEUROMETRIX CMN|ETRS|E*Trade Securities LLC|880708
NURO|NEUROMETRIX CMN|FBCO|Credit Suisse Securities (USA) LLC|58412
NURO|NEUROMETRIX CMN|FILL|Tradestation Securities, Inc.|19560
NURO|NEUROMETRIX CMN|FMAF|NBCN Inc./ CDS|7377
NURO|NEUROMETRIX CMN|FOMA|TD AMERITRADE CLEARING, INC.|1094484
NURO|NEUROMETRIX CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1922
NURO|NEUROMETRIX CMN|FTBR|Foliofn Investments, Inc.|2
NURO|NEUROMETRIX CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2575
NURO|NEUROMETRIX CMN|GLIS|TD Securities Inc|650
NURO|NEUROMETRIX CMN|GLPX|ACS EXECUTION SERVICES, LLC|10943
NURO|NEUROMETRIX CMN|GSCO|GOLDMAN SACHS & CO. LLC|9901
NURO|NEUROMETRIX CMN|GSLT|GOLDMAN SACHS & CO. LLC|3494
NURO|NEUROMETRIX CMN|GTSZ|GTS SECURITIES LLC|633
NURO|NEUROMETRIX CMN|HRBF|American Enterprise Investment Services Inc.|612
NURO|NEUROMETRIX CMN|IATS|INTERACTIVE BROKERS LLC|29360
NURO|NEUROMETRIX CMN|IBKR|Interactive Brokers Llc|472895
NURO|NEUROMETRIX CMN|ICBX|INSTINET, LLC|7700
NURO|NEUROMETRIX CMN|INCA|INSTINET, LLC|140253
NURO|NEUROMETRIX CMN|INJX|INSTINET, LLC|100
NURO|NEUROMETRIX CMN|ITGI|ITG Inc.|21429
NURO|NEUROMETRIX CMN|ITGP|ITG INC.|17000
NURO|NEUROMETRIX CMN|JHDR|J.H. Darbie & Co., Inc.|7213
NURO|NEUROMETRIX CMN|JMPT|JUMP TRADING, LLC|8583
NURO|NEUROMETRIX CMN|JONE|JonesTrading|19059
NURO|NEUROMETRIX CMN|JPMX|J.P. Morgan Securities LLC|8008
NURO|NEUROMETRIX CMN|JSJX|JANE STREET CAPITAL LLC|400
NURO|NEUROMETRIX CMN|KCGM|VIRTU Americas LLC|4020
NURO|NEUROMETRIX CMN|LEHM|Barclays Capital Inc./Le|35166
NURO|NEUROMETRIX CMN|LIME|Lime Brokerage LLC|24624
NURO|NEUROMETRIX CMN|LSCI|Lek Securities Corporation|4780
NURO|NEUROMETRIX CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2324
NURO|NEUROMETRIX CMN|MICA|Spartan Securities Group, Ltd.|5000
NURO|NEUROMETRIX CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
NURO|NEUROMETRIX CMN|MOTF|MOTIF INVESTING, INC.|26
NURO|NEUROMETRIX CMN|MSCO|MORGAN STANLEY & CO. LLC|316313
NURO|NEUROMETRIX CMN|MSPL|MORGAN STANLEY & CO. LLC|10700
NURO|NEUROMETRIX CMN|NFSC|National Financial Services LLC|749427
NURO|NEUROMETRIX CMN|NITE|VIRTU Americas LLC|1635424
NURO|NEUROMETRIX CMN|NQRB|Brut, LLC|3250
NURO|NEUROMETRIX CMN|PDQM|CODA MARKETS, INC.|10228
NURO|NEUROMETRIX CMN|POIN|PRECISION SECURITIES, LLC (POIN)|269
NURO|NEUROMETRIX CMN|RAJA|Raymond James & Associates, Inc.|2000
NURO|NEUROMETRIX CMN|RBCM|RBC CAPITAL MARKETS, LLC|5030
NURO|NEUROMETRIX CMN|SAGL|SAGETRADER, LLC|8561
NURO|NEUROMETRIX CMN|SBSH|Citigroup Global Markets Inc.|13073
NURO|NEUROMETRIX CMN|SGMT|GOLDMAN SACHS & CO. LLC|11041
NURO|NEUROMETRIX CMN|SPDR|SPEEDROUTE LLC|215060
NURO|NEUROMETRIX CMN|SWIM|TD Ameritrade, Inc.|637327
NURO|NEUROMETRIX CMN|SWST|Hilltop Securities Inc.|6150
NURO|NEUROMETRIX CMN|TDCO|Thompson Davis & Co., Inc.|1100
NURO|NEUROMETRIX CMN|TKNG|ALLY INVEST SECURITIES LLC|37239
NURO|NEUROMETRIX CMN|TRCM|TRC MARKETS LLC|3294
NURO|NEUROMETRIX CMN|TWTT|TASTYWORKS, INC.|602
NURO|NEUROMETRIX CMN|UBSA|UBS SECURITIES LLC|67290
NURO|NEUROMETRIX CMN|UBSS|UBS Securities LLC|138880
NURO|NEUROMETRIX CMN|VALX|VIRTU AMERICAS LLC|200
NURO|NEUROMETRIX CMN|VGRD|Vanguard Marketing Corporation|22402
NURO|NEUROMETRIX CMN|VSIN|Vision Financial Markets Llc|22630
NURO|NEUROMETRIX CMN|WCHV|WELLS FARGO SECURITIES, LLC|54132
NURO|NEUROMETRIX CMN|WEDB|WEDBUSH SECURITIES INC.|22100
NURO|NEUROMETRIX CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10433
NURO|NEUROMETRIX CMN|WGIF|CIBC World Markets Inc.|27403
NURO|NEUROMETRIX CMN|WSEA|WOLVERINE SECURITIES, LLC|49750
NURO|NEUROMETRIX CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|23000
NURO|NEUROMETRIX CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
NUROW|NEUROMETRIX, INC. WT|FOMA|TD AMERITRADE CLEARING, INC.|3800
NUROW|NEUROMETRIX, INC. WT|IBKR|Interactive Brokers Llc|5000
NUROW|NEUROMETRIX, INC. WT|INCA|INSTINET, LLC|6801
NUROW|NEUROMETRIX, INC. WT|MSCO|MORGAN STANLEY & CO. LLC|1100
NUROW|NEUROMETRIX, INC. WT|NFSC|National Financial Services LLC|10300
NUROW|NEUROMETRIX, INC. WT|NITE|VIRTU Americas LLC|11702
NUROW|NEUROMETRIX, INC. WT|WSEA|WOLVERINE SECURITIES, LLC|1342
NUS|NU SKIN ENT INC|ALTX|Alternet Securities Inc.|920
NUS|NU SKIN ENT INC|ANOS|ABEL/NOSER, L.L.C.|918
NUS|NU SKIN ENT INC|APCC|Apex Clearing Corporation|27384
NUS|NU SKIN ENT INC|BANK|Primevest Financial Services, Inc.|1
NUS|NU SKIN ENT INC|BARD|Robert W. Baird & Co. Incorporated|787
NUS|NU SKIN ENT INC|BATM|CBOE TRADING, INC.|7966
NUS|NU SKIN ENT INC|BAYC|BAY CREST PARTNERS, LLC|150
NUS|NU SKIN ENT INC|BERN|Sanford C. Bernstein & Co., LLC|71802
NUS|NU SKIN ENT INC|BIDS|BIDS TRADING L.P.|6200
NUS|NU SKIN ENT INC|BIMI|Banca IMI Securities Corp.|18
NUS|NU SKIN ENT INC|BKCM|BNY Mellon Capital Markets LLC|10382
NUS|NU SKIN ENT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5937
NUS|NU SKIN ENT INC|BLKX|INSTINET, LLC|15500
NUS|NU SKIN ENT INC|BNPX|BNP PARIBAS SECURITIES CORP.|1894
NUS|NU SKIN ENT INC|BRVL|BLAYLOCK VAN, LLC|400
NUS|NU SKIN ENT INC|BTIG|BTIG, LLC|4560
NUS|NU SKIN ENT INC|BYXM|CBOE TRADING, INC.|1698
NUS|NU SKIN ENT INC|BZYD|GOLDMAN SACHS & CO. LLC|387
NUS|NU SKIN ENT INC|CHAS|Charles Schwab & Co., Inc.|222
NUS|NU SKIN ENT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65247
NUS|NU SKIN ENT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NUS|NU SKIN ENT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NUS|NU SKIN ENT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150533
NUS|NU SKIN ENT INC|CTDL|Citadel Derivatives Group Llc|8573
NUS|NU SKIN ENT INC|CTLR|CUTLER GROUP, LP|412
NUS|NU SKIN ENT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17376
NUS|NU SKIN ENT INC|DADA|D.A. Davidson & Co.|135
NUS|NU SKIN ENT INC|DBAB|Deutsche Bank Securities Inc.|225073
NUS|NU SKIN ENT INC|DBAX|Deutsche Bank Securities Inc.|213200
NUS|NU SKIN ENT INC|DBUL|Deutsche Bank Securities Inc.|1287
NUS|NU SKIN ENT INC|DEAN|MORGAN STANLEY|15813
NUS|NU SKIN ENT INC|DEGS|RONIN PROFESSIONAL LLC|170
NUS|NU SKIN ENT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|230
NUS|NU SKIN ENT INC|DREX|Drexel Hamilton, LLC|5900
NUS|NU SKIN ENT INC|EBXL|EBX LLC|82200
NUS|NU SKIN ENT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10021
NUS|NU SKIN ENT INC|EDJC|Edward Jones / CDS|36
NUS|NU SKIN ENT INC|EDJO|Edward D. Jones & Co., L.P.|151
NUS|NU SKIN ENT INC|EGAM|CBOE TRADING, INC.|5323
NUS|NU SKIN ENT INC|EGAW|CBOE TRADING, INC.|29
NUS|NU SKIN ENT INC|EGMT|EG MARKET TECHNOLOGIES LLC|158
NUS|NU SKIN ENT INC|EGXM|CBOE TRADING, INC.|1307
NUS|NU SKIN ENT INC|ETBE|Electronic Transaction Clearing, Inc.|4780
NUS|NU SKIN ENT INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
NUS|NU SKIN ENT INC|ETCC|Electronic Transaction Clearing, Inc.|691
NUS|NU SKIN ENT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14883
NUS|NU SKIN ENT INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|18
NUS|NU SKIN ENT INC|ETRS|E*Trade Securities LLC|57294
NUS|NU SKIN ENT INC|FILL|Tradestation Securities, Inc.|586
NUS|NU SKIN ENT INC|FMAF|NBCN Inc./ CDS|187
NUS|NU SKIN ENT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4418
NUS|NU SKIN ENT INC|FQLS|Quantlab Securities LP|100587
NUS|NU SKIN ENT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69763
NUS|NU SKIN ENT INC|FTBR|Foliofn Investments, Inc.|1439
NUS|NU SKIN ENT INC|GLIS|TD Securities Inc|774
NUS|NU SKIN ENT INC|GLPX|ACS EXECUTION SERVICES, LLC|24573
NUS|NU SKIN ENT INC|GSCO|GOLDMAN SACHS & CO. LLC|401027
NUS|NU SKIN ENT INC|GSCS|GOLDMAN SACHS & CO. LLC|200
NUS|NU SKIN ENT INC|GSLT|GOLDMAN SACHS & CO. LLC|1678
NUS|NU SKIN ENT INC|GTSZ|GTS SECURITIES LLC|36281
NUS|NU SKIN ENT INC|HRBF|American Enterprise Investment Services Inc.|8552
NUS|NU SKIN ENT INC|HSBC|HSBC Securities, Inc.|500
NUS|NU SKIN ENT INC|IATS|INTERACTIVE BROKERS LLC|4133
NUS|NU SKIN ENT INC|IBKR|Interactive Brokers Llc|7004
NUS|NU SKIN ENT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1790
NUS|NU SKIN ENT INC|ICBX|INSTINET, LLC|23416
NUS|NU SKIN ENT INC|IEQY|CITADEL SECURITIES LLC|31900
NUS|NU SKIN ENT INC|INCA|INSTINET, LLC|126262
NUS|NU SKIN ENT INC|INJX|INSTINET, LLC|60
NUS|NU SKIN ENT INC|ITGI|ITG Inc.|31831
NUS|NU SKIN ENT INC|ITGP|ITG INC.|35800
NUS|NU SKIN ENT INC|JANY|Janney Montgomery Scott Inc.|1
NUS|NU SKIN ENT INC|JEFF|JEFFERIES LLC|16232
NUS|NU SKIN ENT INC|JMPT|JUMP TRADING, LLC|24381
NUS|NU SKIN ENT INC|JPBX|J.P. MORGAN SECURITIES LLC|35366
NUS|NU SKIN ENT INC|JPMX|J.P. Morgan Securities LLC|123403
NUS|NU SKIN ENT INC|JSJX|JANE STREET CAPITAL LLC|5988
NUS|NU SKIN ENT INC|KCGM|VIRTU Americas LLC|20409
NUS|NU SKIN ENT INC|KING|C. L. King & Associates, Inc.|470
NUS|NU SKIN ENT INC|LEHM|Barclays Capital Inc./Le|233061
NUS|NU SKIN ENT INC|LIME|Lime Brokerage LLC|9907
NUS|NU SKIN ENT INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|96516
NUS|NU SKIN ENT INC|LOOP|Loop Capital Markets LLC|406
NUS|NU SKIN ENT INC|LQNA|LIQUIDNET, INC.|11400
NUS|NU SKIN ENT INC|LSCI|Lek Securities Corporation|101
NUS|NU SKIN ENT INC|MACC|Mid Atlantic Capital Corporation|81
NUS|NU SKIN ENT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36200
NUS|NU SKIN ENT INC|MOTF|MOTIF INVESTING, INC.|17
NUS|NU SKIN ENT INC|MPSG|E D & F Man Capital Markets Inc.|2549
NUS|NU SKIN ENT INC|MSCO|MORGAN STANLEY & CO. LLC|731434
NUS|NU SKIN ENT INC|MSPL|MORGAN STANLEY & CO. LLC|180000
NUS|NU SKIN ENT INC|MSTX|MORGAN STANLEY & CO. LLC|37500
NUS|NU SKIN ENT INC|MTON|MILLINGTON SECURITIES, INC.|6059
NUS|NU SKIN ENT INC|NFSC|National Financial Services LLC|67163
NUS|NU SKIN ENT INC|NITE|VIRTU Americas LLC|212198
NUS|NU SKIN ENT INC|NQRB|Brut, LLC|703
NUS|NU SKIN ENT INC|NTBF|BMO Nesbitt Burns Inc./CDS|312
NUS|NU SKIN ENT INC|NTRC|Northern Trust Securities, Inc.|2323
NUS|NU SKIN ENT INC|OHOS|TWO SIGMA SECURITIES, LLC|3942
NUS|NU SKIN ENT INC|OPCO|Oppenheimer & Co. Inc.|349
NUS|NU SKIN ENT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
NUS|NU SKIN ENT INC|PCPT|PHILLIP CAPITAL INC.|250
NUS|NU SKIN ENT INC|PDQM|CODA MARKETS, INC.|129747
NUS|NU SKIN ENT INC|PHLY|NASDAQ Execution Services, LLC|1200
NUS|NU SKIN ENT INC|RBCM|RBC CAPITAL MARKETS, LLC|150
NUS|NU SKIN ENT INC|SAGL|SAGETRADER, LLC|1473
NUS|NU SKIN ENT INC|SAGW|SAGETRADER, LLC|18
NUS|NU SKIN ENT INC|SBSH|Citigroup Global Markets Inc.|36715
NUS|NU SKIN ENT INC|SGMT|GOLDMAN SACHS & CO. LLC|54826
NUS|NU SKIN ENT INC|SJLS|TRADE INFORMATICS LLC|100
NUS|NU SKIN ENT INC|SPDR|SPEEDROUTE LLC|4900
NUS|NU SKIN ENT INC|SPHN|Stephens Inc.|100
NUS|NU SKIN ENT INC|SPTD|MINT GLOBAL MARKETS, INC.|6590
NUS|NU SKIN ENT INC|STFL|Stifel, Nicolaus & Company, Incorporated|87
NUS|NU SKIN ENT INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2663
NUS|NU SKIN ENT INC|SWIM|TD Ameritrade, Inc.|7030
NUS|NU SKIN ENT INC|SWST|Hilltop Securities Inc.|237
NUS|NU SKIN ENT INC|TKNG|ALLY INVEST SECURITIES LLC|1154
NUS|NU SKIN ENT INC|TRBT|Tradebot Systems, Inc.|99984
NUS|NU SKIN ENT INC|TRCM|TRC MARKETS LLC|27834
NUS|NU SKIN ENT INC|UBSA|UBS SECURITIES LLC|205120
NUS|NU SKIN ENT INC|UBSS|UBS Securities LLC|346525
NUS|NU SKIN ENT INC|VALX|VIRTU AMERICAS LLC|4787
NUS|NU SKIN ENT INC|VGRD|Vanguard Marketing Corporation|1390
NUS|NU SKIN ENT INC|WABR|Wall Street Access|6559
NUS|NU SKIN ENT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
NUS|NU SKIN ENT INC|WCHV|WELLS FARGO SECURITIES, LLC|22791
NUS|NU SKIN ENT INC|WDNX|WEEDEN & CO.L.P.|8304
NUS|NU SKIN ENT INC|WEDB|WEDBUSH SECURITIES INC.|243
NUS|NU SKIN ENT INC|WEED|Weeden & Co.L.P.|4311
NUS|NU SKIN ENT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1095
NUS|NU SKIN ENT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9957
NUS|NU SKIN ENT INC|WGIF|CIBC World Markets Inc.|729
NUS|NU SKIN ENT INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|52
NUS|NU SKIN ENT INC|WSEA|WOLVERINE SECURITIES, LLC|1475
NUS|NU SKIN ENT INC|XIST|INSTINET, LLC|43626
NUS|NU SKIN ENT INC|XPQR|Jump Trading|1589
NUS|NU SKIN ENT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2932
NUS|NU SKIN ENT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1137
NUS|NU SKIN ENT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|849
NUSA|NUSHARES ENHANCED YI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
NUSA|NUSHARES ENHANCED YI|DBAX|Deutsche Bank Securities Inc.|300
NUSA|NUSHARES ENHANCED YI|ETRS|E*Trade Securities LLC|1
NUSA|NUSHARES ENHANCED YI|GSLT|GOLDMAN SACHS & CO. LLC|1
NUSA|NUSHARES ENHANCED YI|JSJX|JANE STREET CAPITAL LLC|3691
NUSA|NUSHARES ENHANCED YI|KCGM|VIRTU Americas LLC|582
NUSA|NUSHARES ENHANCED YI|LEHM|Barclays Capital Inc./Le|600
NUSA|NUSHARES ENHANCED YI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
NUSA|NUSHARES ENHANCED YI|NFSC|National Financial Services LLC|1
NUSA|NUSHARES ENHANCED YI|NITE|VIRTU Americas LLC|1969
NUSA|NUSHARES ENHANCED YI|RBCM|RBC CAPITAL MARKETS, LLC|1710
NUSA|NUSHARES ENHANCED YI|STFL|Stifel, Nicolaus & Company, Incorporated|50
NUSA|NUSHARES ENHANCED YI|UBSA|UBS SECURITIES LLC|400
NUSA|NUSHARES ENHANCED YI|UBSS|UBS Securities LLC|2396
NUSA|NUSHARES ENHANCED YI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|278
NUSC|NUSHARES ESG SMALL-C|APCC|Apex Clearing Corporation|278
NUSC|NUSHARES ESG SMALL-C|BATM|CBOE TRADING, INC.|600
NUSC|NUSHARES ESG SMALL-C|BBNT|BB&T SECURITIES, LLC|461
NUSC|NUSHARES ESG SMALL-C|CHAS|Charles Schwab & Co., Inc.|1
NUSC|NUSHARES ESG SMALL-C|CIST|Capital Institutional Services, Inc.|470
NUSC|NUSHARES ESG SMALL-C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4111
NUSC|NUSHARES ESG SMALL-C|CSIN|Citadel Securities Institutional LLC|276
NUSC|NUSHARES ESG SMALL-C|CTDL|Citadel Derivatives Group Llc|6276
NUSC|NUSHARES ESG SMALL-C|DBAB|Deutsche Bank Securities Inc.|1200
NUSC|NUSHARES ESG SMALL-C|DBAX|Deutsche Bank Securities Inc.|400
NUSC|NUSHARES ESG SMALL-C|DLTA|DEALERWEB INC.|6000
NUSC|NUSHARES ESG SMALL-C|EBXL|EBX LLC|100
NUSC|NUSHARES ESG SMALL-C|ETRS|E*Trade Securities LLC|917
NUSC|NUSHARES ESG SMALL-C|FTBR|Foliofn Investments, Inc.|2
NUSC|NUSHARES ESG SMALL-C|GEBB|GLOBAL EXECUTION BROKERS, LP|300
NUSC|NUSHARES ESG SMALL-C|HRBF|American Enterprise Investment Services Inc.|300
NUSC|NUSHARES ESG SMALL-C|IBKR|Interactive Brokers Llc|71
NUSC|NUSHARES ESG SMALL-C|ICBX|INSTINET, LLC|300
NUSC|NUSHARES ESG SMALL-C|JPMX|J.P. Morgan Securities LLC|1420
NUSC|NUSHARES ESG SMALL-C|JSEB|JANE STREET EXECUTION SERVICES, LLC|4136
NUSC|NUSHARES ESG SMALL-C|JSJX|JANE STREET CAPITAL LLC|55077
NUSC|NUSHARES ESG SMALL-C|KCGM|VIRTU Americas LLC|1331
NUSC|NUSHARES ESG SMALL-C|LEHM|Barclays Capital Inc./Le|200
NUSC|NUSHARES ESG SMALL-C|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|916
NUSC|NUSHARES ESG SMALL-C|LIME|Lime Brokerage LLC|205
NUSC|NUSHARES ESG SMALL-C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
NUSC|NUSHARES ESG SMALL-C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
NUSC|NUSHARES ESG SMALL-C|MSCO|MORGAN STANLEY & CO. LLC|5603
NUSC|NUSHARES ESG SMALL-C|NFSC|National Financial Services LLC|11537
NUSC|NUSHARES ESG SMALL-C|NITE|VIRTU Americas LLC|13135
NUSC|NUSHARES ESG SMALL-C|PDQM|CODA MARKETS, INC.|10000
NUSC|NUSHARES ESG SMALL-C|RBCM|RBC CAPITAL MARKETS, LLC|6100
NUSC|NUSHARES ESG SMALL-C|SGMT|GOLDMAN SACHS & CO. LLC|509
NUSC|NUSHARES ESG SMALL-C|STFL|Stifel, Nicolaus & Company, Incorporated|155
NUSC|NUSHARES ESG SMALL-C|UBSA|UBS SECURITIES LLC|9919
NUSC|NUSHARES ESG SMALL-C|UBSS|UBS Securities LLC|11756
NUSC|NUSHARES ESG SMALL-C|VGRD|Vanguard Marketing Corporation|1620
NUSC|NUSHARES ESG SMALL-C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6007
NUV|NUVEEN MUNI VALUE FD|ALTX|Alternet Securities Inc.|3200
NUV|NUVEEN MUNI VALUE FD|APCC|Apex Clearing Corporation|109
NUV|NUVEEN MUNI VALUE FD|BANK|Primevest Financial Services, Inc.|3114
NUV|NUVEEN MUNI VALUE FD|BARD|Robert W. Baird & Co. Incorporated|17908
NUV|NUVEEN MUNI VALUE FD|BATM|CBOE TRADING, INC.|2881
NUV|NUVEEN MUNI VALUE FD|BBNT|BB&T SECURITIES, LLC|9
NUV|NUVEEN MUNI VALUE FD|BERN|Sanford C. Bernstein & Co., LLC|300
NUV|NUVEEN MUNI VALUE FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5142
NUV|NUVEEN MUNI VALUE FD|BTIG|BTIG, LLC|100
NUV|NUVEEN MUNI VALUE FD|CHAS|Charles Schwab & Co., Inc.|7699
NUV|NUVEEN MUNI VALUE FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25278
NUV|NUVEEN MUNI VALUE FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3018
NUV|NUVEEN MUNI VALUE FD|DADA|D.A. Davidson & Co.|2399
NUV|NUVEEN MUNI VALUE FD|DAVA|Davenport & Company LLC|1124
NUV|NUVEEN MUNI VALUE FD|DBAX|Deutsche Bank Securities Inc.|13900
NUV|NUVEEN MUNI VALUE FD|DEAN|MORGAN STANLEY|60398
NUV|NUVEEN MUNI VALUE FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|39634
NUV|NUVEEN MUNI VALUE FD|EBXL|EBX LLC|11500
NUV|NUVEEN MUNI VALUE FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2825
NUV|NUVEEN MUNI VALUE FD|EDJO|Edward D. Jones & Co., L.P.|183172
NUV|NUVEEN MUNI VALUE FD|EGAM|CBOE TRADING, INC.|3200
NUV|NUVEEN MUNI VALUE FD|EGXM|CBOE TRADING, INC.|593
NUV|NUVEEN MUNI VALUE FD|ESPO|ESPOSITO SECURITIES, LLC|380
NUV|NUVEEN MUNI VALUE FD|ETBE|Electronic Transaction Clearing, Inc.|959
NUV|NUVEEN MUNI VALUE FD|ETRS|E*Trade Securities LLC|65228
NUV|NUVEEN MUNI VALUE FD|FBSB|U.S. Bancorp Investments, Inc.|1
NUV|NUVEEN MUNI VALUE FD|FINX|FINTECH SECURITIES|7930
NUV|NUVEEN MUNI VALUE FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18300
NUV|NUVEEN MUNI VALUE FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10948
NUV|NUVEEN MUNI VALUE FD|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|33616
NUV|NUVEEN MUNI VALUE FD|FTBR|Foliofn Investments, Inc.|161
NUV|NUVEEN MUNI VALUE FD|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
NUV|NUVEEN MUNI VALUE FD|GLPX|ACS EXECUTION SERVICES, LLC|710
NUV|NUVEEN MUNI VALUE FD|GSCO|GOLDMAN SACHS & CO. LLC|8341
NUV|NUVEEN MUNI VALUE FD|GSLT|GOLDMAN SACHS & CO. LLC|1408
NUV|NUVEEN MUNI VALUE FD|GTSZ|GTS SECURITIES LLC|100
NUV|NUVEEN MUNI VALUE FD|HRBF|American Enterprise Investment Services Inc.|21788
NUV|NUVEEN MUNI VALUE FD|IATS|INTERACTIVE BROKERS LLC|4643
NUV|NUVEEN MUNI VALUE FD|IBKR|Interactive Brokers Llc|26729
NUV|NUVEEN MUNI VALUE FD|ICBX|INSTINET, LLC|2777
NUV|NUVEEN MUNI VALUE FD|INCA|INSTINET, LLC|500
NUV|NUVEEN MUNI VALUE FD|ITGI|ITG Inc.|15112
NUV|NUVEEN MUNI VALUE FD|ITGP|ITG INC.|5600
NUV|NUVEEN MUNI VALUE FD|JANY|Janney Montgomery Scott Inc.|4865
NUV|NUVEEN MUNI VALUE FD|JMPT|JUMP TRADING, LLC|80
NUV|NUVEEN MUNI VALUE FD|JPMX|J.P. Morgan Securities LLC|46160
NUV|NUVEEN MUNI VALUE FD|KCGM|VIRTU Americas LLC|17355
NUV|NUVEEN MUNI VALUE FD|LEHM|Barclays Capital Inc./Le|46400
NUV|NUVEEN MUNI VALUE FD|LIME|Lime Brokerage LLC|151
NUV|NUVEEN MUNI VALUE FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8708
NUV|NUVEEN MUNI VALUE FD|MACC|Mid Atlantic Capital Corporation|5700
NUV|NUVEEN MUNI VALUE FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69200
NUV|NUVEEN MUNI VALUE FD|MOTF|MOTIF INVESTING, INC.|2
NUV|NUVEEN MUNI VALUE FD|MSCO|MORGAN STANLEY & CO. LLC|364114
NUV|NUVEEN MUNI VALUE FD|MSPL|MORGAN STANLEY & CO. LLC|20200
NUV|NUVEEN MUNI VALUE FD|NFSC|National Financial Services LLC|381494
NUV|NUVEEN MUNI VALUE FD|NITE|VIRTU Americas LLC|596357
NUV|NUVEEN MUNI VALUE FD|NITP|VIRTU Americas LLC|1033
NUV|NUVEEN MUNI VALUE FD|OPCO|Oppenheimer & Co. Inc.|9896
NUV|NUVEEN MUNI VALUE FD|OTAA|OTA LLC|700
NUV|NUVEEN MUNI VALUE FD|PDQM|CODA MARKETS, INC.|4913
NUV|NUVEEN MUNI VALUE FD|PWJC|UBS Financial Services, Inc.|96290
NUV|NUVEEN MUNI VALUE FD|RBCM|RBC CAPITAL MARKETS, LLC|29830
NUV|NUVEEN MUNI VALUE FD|SBRX|MURIEL SIEBERT & CO INC|10
NUV|NUVEEN MUNI VALUE FD|SBSH|Citigroup Global Markets Inc.|15975
NUV|NUVEEN MUNI VALUE FD|SGMT|GOLDMAN SACHS & CO. LLC|10819
NUV|NUVEEN MUNI VALUE FD|SPDR|SPEEDROUTE LLC|200
NUV|NUVEEN MUNI VALUE FD|SPHN|Stephens Inc.|2868
NUV|NUVEEN MUNI VALUE FD|STFL|Stifel, Nicolaus & Company, Incorporated|76480
NUV|NUVEEN MUNI VALUE FD|SWIM|TD Ameritrade, Inc.|1846
NUV|NUVEEN MUNI VALUE FD|SWST|Hilltop Securities Inc.|6608
NUV|NUVEEN MUNI VALUE FD|TRBT|Tradebot Systems, Inc.|4310
NUV|NUVEEN MUNI VALUE FD|UBSA|UBS SECURITIES LLC|50336
NUV|NUVEEN MUNI VALUE FD|UBSS|UBS Securities LLC|385649
NUV|NUVEEN MUNI VALUE FD|VALX|VIRTU AMERICAS LLC|3960
NUV|NUVEEN MUNI VALUE FD|VGRD|Vanguard Marketing Corporation|86101
NUV|NUVEEN MUNI VALUE FD|WBLR|WILLIAM BLAIR|6564
NUV|NUVEEN MUNI VALUE FD|WCHV|WELLS FARGO SECURITIES, LLC|276577
NUV|NUVEEN MUNI VALUE FD|WEDB|WEDBUSH SECURITIES INC.|3500
NUV|NUVEEN MUNI VALUE FD|WEED|Weeden & Co.L.P.|1000
NUV|NUVEEN MUNI VALUE FD|WSEA|WOLVERINE SECURITIES, LLC|450
NUV|NUVEEN MUNI VALUE FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|57800
NUV|NUVEEN MUNI VALUE FD|YKNA|COMHAR CAPITAL MARKETS, LLC|900
NUV|NUVEEN MUNI VALUE FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|109554
NUVA|NUVASIVE, INC.|ADAM|CANACCORD GENUITY INC.|16301
NUVA|NUVASIVE, INC.|ALTX|Alternet Securities Inc.|27166
NUVA|NUVASIVE, INC.|ANOS|ABEL/NOSER, L.L.C.|100
NUVA|NUVASIVE, INC.|APCC|Apex Clearing Corporation|110
NUVA|NUVASIVE, INC.|BARD|Robert W. Baird & Co. Incorporated|71
NUVA|NUVASIVE, INC.|BATM|CBOE TRADING, INC.|4072
NUVA|NUVASIVE, INC.|BBNT|BB&T SECURITIES, LLC|17
NUVA|NUVASIVE, INC.|BERN|Sanford C. Bernstein & Co., LLC|51876
NUVA|NUVASIVE, INC.|BIDS|BIDS TRADING L.P.|1600
NUVA|NUVASIVE, INC.|BIMI|Banca IMI Securities Corp.|555
NUVA|NUVASIVE, INC.|BKCM|BNY Mellon Capital Markets LLC|9701
NUVA|NUVASIVE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3369
NUVA|NUVASIVE, INC.|BLKX|INSTINET, LLC|58148
NUVA|NUVASIVE, INC.|BMOC|BMO Capital Markets Corp.|22828
NUVA|NUVASIVE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|9467
NUVA|NUVASIVE, INC.|BTIG|BTIG, LLC|45375
NUVA|NUVASIVE, INC.|BYXM|CBOE TRADING, INC.|600
NUVA|NUVASIVE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|600
NUVA|NUVASIVE, INC.|CANT|Cantor Fitzgerald & Co.|3842
NUVA|NUVASIVE, INC.|CHAS|Charles Schwab & Co., Inc.|5277
NUVA|NUVASIVE, INC.|CIST|Capital Institutional Services, Inc.|715
NUVA|NUVASIVE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76729
NUVA|NUVASIVE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
NUVA|NUVASIVE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|116
NUVA|NUVASIVE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|264701
NUVA|NUVASIVE, INC.|CTDL|Citadel Derivatives Group Llc|39728
NUVA|NUVASIVE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|48636
NUVA|NUVASIVE, INC.|DBAB|Deutsche Bank Securities Inc.|388472
NUVA|NUVASIVE, INC.|DBAX|Deutsche Bank Securities Inc.|320400
NUVA|NUVASIVE, INC.|DBUL|Deutsche Bank Securities Inc.|7900
NUVA|NUVASIVE, INC.|DEAN|MORGAN STANLEY|3570
NUVA|NUVASIVE, INC.|DEGS|RONIN PROFESSIONAL LLC|3050
NUVA|NUVASIVE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4898
NUVA|NUVASIVE, INC.|EBXL|EBX LLC|122800
NUVA|NUVASIVE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2243
NUVA|NUVASIVE, INC.|EDJO|Edward D. Jones & Co., L.P.|8371
NUVA|NUVASIVE, INC.|EGAM|CBOE TRADING, INC.|9317
NUVA|NUVASIVE, INC.|EGAW|CBOE TRADING, INC.|401
NUVA|NUVASIVE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2441
NUVA|NUVASIVE, INC.|EGXM|CBOE TRADING, INC.|4562
NUVA|NUVASIVE, INC.|ETBE|Electronic Transaction Clearing, Inc.|17827
NUVA|NUVASIVE, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|17
NUVA|NUVASIVE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6907
NUVA|NUVASIVE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24930
NUVA|NUVASIVE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
NUVA|NUVASIVE, INC.|ETRS|E*Trade Securities LLC|29309
NUVA|NUVASIVE, INC.|FBCO|Credit Suisse Securities (USA) LLC|401113
NUVA|NUVASIVE, INC.|FBSB|U.S. Bancorp Investments, Inc.|11
NUVA|NUVASIVE, INC.|FILL|Tradestation Securities, Inc.|5933
NUVA|NUVASIVE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|136993
NUVA|NUVASIVE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1830
NUVA|NUVASIVE, INC.|FQLS|Quantlab Securities LP|209692
NUVA|NUVASIVE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94247
NUVA|NUVASIVE, INC.|FTBR|Foliofn Investments, Inc.|4839
NUVA|NUVASIVE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|24854
NUVA|NUVASIVE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|18192
NUVA|NUVASIVE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|667875
NUVA|NUVASIVE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|12062
NUVA|NUVASIVE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2218
NUVA|NUVASIVE, INC.|GTSZ|GTS SECURITIES LLC|33418
NUVA|NUVASIVE, INC.|HRBF|American Enterprise Investment Services Inc.|14869
NUVA|NUVASIVE, INC.|IATS|INTERACTIVE BROKERS LLC|5081
NUVA|NUVASIVE, INC.|IBKR|Interactive Brokers Llc|43425
NUVA|NUVASIVE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
NUVA|NUVASIVE, INC.|ICBX|INSTINET, LLC|34200
NUVA|NUVASIVE, INC.|IEQY|CITADEL SECURITIES LLC|98219
NUVA|NUVASIVE, INC.|INCA|INSTINET, LLC|430459
NUVA|NUVASIVE, INC.|INJX|INSTINET, LLC|39215
NUVA|NUVASIVE, INC.|ITGI|ITG Inc.|163568
NUVA|NUVASIVE, INC.|ITGP|ITG INC.|115400
NUVA|NUVASIVE, INC.|JANY|Janney Montgomery Scott Inc.|5609
NUVA|NUVASIVE, INC.|JEFF|JEFFERIES LLC|510718
NUVA|NUVASIVE, INC.|JMPT|JUMP TRADING, LLC|58593
NUVA|NUVASIVE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|23637
NUVA|NUVASIVE, INC.|JPMX|J.P. Morgan Securities LLC|491753
NUVA|NUVASIVE, INC.|JSJX|JANE STREET CAPITAL LLC|7018
NUVA|NUVASIVE, INC.|KCGM|VIRTU Americas LLC|51308
NUVA|NUVASIVE, INC.|LEHM|Barclays Capital Inc./Le|618937
NUVA|NUVASIVE, INC.|LIME|Lime Brokerage LLC|136932
NUVA|NUVASIVE, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|365600
NUVA|NUVASIVE, INC.|LOOP|Loop Capital Markets LLC|540
NUVA|NUVASIVE, INC.|LQNA|LIQUIDNET, INC.|222300
NUVA|NUVASIVE, INC.|LSCI|Lek Securities Corporation|109
NUVA|NUVASIVE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
NUVA|NUVASIVE, INC.|MAXM|Maxim Group LLC|5480
NUVA|NUVASIVE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99432
NUVA|NUVASIVE, INC.|MOTF|MOTIF INVESTING, INC.|113
NUVA|NUVASIVE, INC.|MSCO|MORGAN STANLEY & CO. LLC|1527088
NUVA|NUVASIVE, INC.|MSPL|MORGAN STANLEY & CO. LLC|386400
NUVA|NUVASIVE, INC.|MSTX|MORGAN STANLEY & CO. LLC|85400
NUVA|NUVASIVE, INC.|MZHO|Mizuho Securities USA LLC|71366
NUVA|NUVASIVE, INC.|NFSC|National Financial Services LLC|58798
NUVA|NUVASIVE, INC.|NITE|VIRTU Americas LLC|188935
NUVA|NUVASIVE, INC.|NITP|VIRTU Americas LLC|1100
NUVA|NUVASIVE, INC.|NMRA|Nomura Securities International, Inc.|1000
NUVA|NUVASIVE, INC.|NQRB|Brut, LLC|12632
NUVA|NUVASIVE, INC.|NTRC|Northern Trust Securities, Inc.|587
NUVA|NUVASIVE, INC.|OHOS|TWO SIGMA SECURITIES, LLC|26582
NUVA|NUVASIVE, INC.|OPCO|Oppenheimer & Co. Inc.|572
NUVA|NUVASIVE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|16
NUVA|NUVASIVE, INC.|PDQM|CODA MARKETS, INC.|92782
NUVA|NUVASIVE, INC.|PHLY|NASDAQ Execution Services, LLC|800
NUVA|NUVASIVE, INC.|PWJC|UBS Financial Services, Inc.|1000
NUVA|NUVASIVE, INC.|RAJA|Raymond James & Associates, Inc.|12912
NUVA|NUVASIVE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|7685
NUVA|NUVASIVE, INC.|SAGL|SAGETRADER, LLC|5360
NUVA|NUVASIVE, INC.|SAGW|SAGETRADER, LLC|166
NUVA|NUVASIVE, INC.|SBSH|Citigroup Global Markets Inc.|244489
NUVA|NUVASIVE, INC.|SEIC|SEI Investments Distribution Co.|400
NUVA|NUVASIVE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|124805
NUVA|NUVASIVE, INC.|SOGO|Wang Investment Associates, Inc.|1760
NUVA|NUVASIVE, INC.|SPDR|SPEEDROUTE LLC|10500
NUVA|NUVASIVE, INC.|SPTD|MINT GLOBAL MARKETS, INC.|27735
NUVA|NUVASIVE, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|32200
NUVA|NUVASIVE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|21950
NUVA|NUVASIVE, INC.|SWIM|TD Ameritrade, Inc.|3520
NUVA|NUVASIVE, INC.|SWST|Hilltop Securities Inc.|435
NUVA|NUVASIVE, INC.|TKNG|ALLY INVEST SECURITIES LLC|471
NUVA|NUVASIVE, INC.|TMBR|Timber Hill LLC|5
NUVA|NUVASIVE, INC.|TONC|CUTTONE & CO., LLC|1867
NUVA|NUVASIVE, INC.|TRBT|Tradebot Systems, Inc.|181973
NUVA|NUVASIVE, INC.|TRCM|TRC MARKETS LLC|85928
NUVA|NUVASIVE, INC.|UBSA|UBS SECURITIES LLC|563298
NUVA|NUVASIVE, INC.|UBSS|UBS Securities LLC|1062961
NUVA|NUVASIVE, INC.|VALX|VIRTU AMERICAS LLC|11897
NUVA|NUVASIVE, INC.|VERT|The Vertical Trading Group, LLC|121
NUVA|NUVASIVE, INC.|VGRD|Vanguard Marketing Corporation|697
NUVA|NUVASIVE, INC.|VNDS|VANDHAM SECURITIES CORP|20755
NUVA|NUVASIVE, INC.|VSIN|Vision Financial Markets Llc|450
NUVA|NUVASIVE, INC.|WABR|Wall Street Access|6601
NUVA|NUVASIVE, INC.|WBLR|WILLIAM BLAIR|1140
NUVA|NUVASIVE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|700
NUVA|NUVASIVE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|106249
NUVA|NUVASIVE, INC.|WDNX|WEEDEN & CO.L.P.|136
NUVA|NUVASIVE, INC.|WEDB|WEDBUSH SECURITIES INC.|20
NUVA|NUVASIVE, INC.|WEED|Weeden & Co.L.P.|1390
NUVA|NUVASIVE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5419
NUVA|NUVASIVE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14005
NUVA|NUVASIVE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|178
NUVA|NUVASIVE, INC.|WSAG|WALL STREET ACCESS|816
NUVA|NUVASIVE, INC.|WSEA|WOLVERINE SECURITIES, LLC|4965
NUVA|NUVASIVE, INC.|XIST|INSTINET, LLC|33616
NUVA|NUVASIVE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|45388
NUVA|NUVASIVE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2850
NUVA|NUVASIVE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4679
NUW|NUVEEN AMT FREE MUNI|AGIS|Aegis Capital Corp.|2000
NUW|NUVEEN AMT FREE MUNI|APCC|Apex Clearing Corporation|3
NUW|NUVEEN AMT FREE MUNI|BARD|Robert W. Baird & Co. Incorporated|2
NUW|NUVEEN AMT FREE MUNI|BATM|CBOE TRADING, INC.|35
NUW|NUVEEN AMT FREE MUNI|BRGE|Newbridge Securities Corp.|200
NUW|NUVEEN AMT FREE MUNI|BTIG|BTIG, LLC|104
NUW|NUVEEN AMT FREE MUNI|BYXM|CBOE TRADING, INC.|100
NUW|NUVEEN AMT FREE MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
NUW|NUVEEN AMT FREE MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
NUW|NUVEEN AMT FREE MUNI|DADA|D.A. Davidson & Co.|5053
NUW|NUVEEN AMT FREE MUNI|DBAX|Deutsche Bank Securities Inc.|500
NUW|NUVEEN AMT FREE MUNI|DEAN|MORGAN STANLEY|3010
NUW|NUVEEN AMT FREE MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|734
NUW|NUVEEN AMT FREE MUNI|EBXL|EBX LLC|400
NUW|NUVEEN AMT FREE MUNI|EDJO|Edward D. Jones & Co., L.P.|111887
NUW|NUVEEN AMT FREE MUNI|EGXM|CBOE TRADING, INC.|425
NUW|NUVEEN AMT FREE MUNI|ETRS|E*Trade Securities LLC|8145
NUW|NUVEEN AMT FREE MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2144
NUW|NUVEEN AMT FREE MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|412
NUW|NUVEEN AMT FREE MUNI|FTBR|Foliofn Investments, Inc.|5
NUW|NUVEEN AMT FREE MUNI|GLPX|ACS EXECUTION SERVICES, LLC|201
NUW|NUVEEN AMT FREE MUNI|HRBF|American Enterprise Investment Services Inc.|12589
NUW|NUVEEN AMT FREE MUNI|IATS|INTERACTIVE BROKERS LLC|30
NUW|NUVEEN AMT FREE MUNI|IBKR|Interactive Brokers Llc|604
NUW|NUVEEN AMT FREE MUNI|ICBX|INSTINET, LLC|100
NUW|NUVEEN AMT FREE MUNI|INCA|INSTINET, LLC|335
NUW|NUVEEN AMT FREE MUNI|ITGI|ITG Inc.|200
NUW|NUVEEN AMT FREE MUNI|ITGP|ITG INC.|800
NUW|NUVEEN AMT FREE MUNI|JANY|Janney Montgomery Scott Inc.|1
NUW|NUVEEN AMT FREE MUNI|KCGM|VIRTU Americas LLC|200
NUW|NUVEEN AMT FREE MUNI|LEHM|Barclays Capital Inc./Le|200
NUW|NUVEEN AMT FREE MUNI|LIME|Lime Brokerage LLC|141
NUW|NUVEEN AMT FREE MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
NUW|NUVEEN AMT FREE MUNI|MSCO|MORGAN STANLEY & CO. LLC|23119
NUW|NUVEEN AMT FREE MUNI|MSPL|MORGAN STANLEY & CO. LLC|6200
NUW|NUVEEN AMT FREE MUNI|MSTX|MORGAN STANLEY & CO. LLC|500
NUW|NUVEEN AMT FREE MUNI|NFSC|National Financial Services LLC|28821
NUW|NUVEEN AMT FREE MUNI|NITE|VIRTU Americas LLC|49518
NUW|NUVEEN AMT FREE MUNI|NQRB|Brut, LLC|1795
NUW|NUVEEN AMT FREE MUNI|OPCO|Oppenheimer & Co. Inc.|6
NUW|NUVEEN AMT FREE MUNI|PDQM|CODA MARKETS, INC.|402
NUW|NUVEEN AMT FREE MUNI|PWJC|UBS Financial Services, Inc.|2500
NUW|NUVEEN AMT FREE MUNI|RBCM|RBC CAPITAL MARKETS, LLC|4337
NUW|NUVEEN AMT FREE MUNI|SGMT|GOLDMAN SACHS & CO. LLC|400
NUW|NUVEEN AMT FREE MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|2824
NUW|NUVEEN AMT FREE MUNI|SWST|Hilltop Securities Inc.|3382
NUW|NUVEEN AMT FREE MUNI|UBSA|UBS SECURITIES LLC|1468
NUW|NUVEEN AMT FREE MUNI|UBSS|UBS Securities LLC|40810
NUW|NUVEEN AMT FREE MUNI|VALX|VIRTU AMERICAS LLC|114
NUW|NUVEEN AMT FREE MUNI|VGRD|Vanguard Marketing Corporation|2574
NUW|NUVEEN AMT FREE MUNI|WCHV|WELLS FARGO SECURITIES, LLC|17297
NUW|NUVEEN AMT FREE MUNI|WEDB|WEDBUSH SECURITIES INC.|1
NUW|NUVEEN AMT FREE MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|908
NUW|NUVEEN AMT FREE MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NUW|NUVEEN AMT FREE MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1854
NVAX|NOVAVAX, INC.|ABLE|NATIXIS Securities Americas LLC|3836
NVAX|NOVAVAX, INC.|AGIS|Aegis Capital Corp.|9040
NVAX|NOVAVAX, INC.|ALTX|Alternet Securities Inc.|11950
NVAX|NOVAVAX, INC.|APCC|Apex Clearing Corporation|62150
NVAX|NOVAVAX, INC.|AQUA|AQUA SECURITIES L.P.|15200
NVAX|NOVAVAX, INC.|BARD|Robert W. Baird & Co. Incorporated|6254
NVAX|NOVAVAX, INC.|BATM|CBOE TRADING, INC.|4200
NVAX|NOVAVAX, INC.|BERN|Sanford C. Bernstein & Co., LLC|300
NVAX|NOVAVAX, INC.|BIMI|Banca IMI Securities Corp.|84684
NVAX|NOVAVAX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|142859
NVAX|NOVAVAX, INC.|BLKX|INSTINET, LLC|36600
NVAX|NOVAVAX, INC.|BMOC|BMO Capital Markets Corp.|55071
NVAX|NOVAVAX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|289957
NVAX|NOVAVAX, INC.|BRGE|Newbridge Securities Corp.|4800
NVAX|NOVAVAX, INC.|BTIG|BTIG, LLC|647159
NVAX|NOVAVAX, INC.|CANT|Cantor Fitzgerald & Co.|295
NVAX|NOVAVAX, INC.|CHAS|Charles Schwab & Co., Inc.|31068
NVAX|NOVAVAX, INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|7000
NVAX|NOVAVAX, INC.|CMPT|Compass Point Research & Trading, LLC|27555
NVAX|NOVAVAX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56249
NVAX|NOVAVAX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3831
NVAX|NOVAVAX, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|4
NVAX|NOVAVAX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|839966
NVAX|NOVAVAX, INC.|CTDE|CHOICETRADE|80
NVAX|NOVAVAX, INC.|CTDL|Citadel Derivatives Group Llc|277786
NVAX|NOVAVAX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|217722
NVAX|NOVAVAX, INC.|DADA|D.A. Davidson & Co.|10000
NVAX|NOVAVAX, INC.|DBAB|Deutsche Bank Securities Inc.|2853822
NVAX|NOVAVAX, INC.|DBAX|Deutsche Bank Securities Inc.|782400
NVAX|NOVAVAX, INC.|DEAN|MORGAN STANLEY|1331
NVAX|NOVAVAX, INC.|DEGS|RONIN PROFESSIONAL LLC|108403
NVAX|NOVAVAX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
NVAX|NOVAVAX, INC.|EBXL|EBX LLC|343600
NVAX|NOVAVAX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|16259
NVAX|NOVAVAX, INC.|EDJC|Edward Jones / CDS|2295
NVAX|NOVAVAX, INC.|EDJO|Edward D. Jones & Co., L.P.|32258
NVAX|NOVAVAX, INC.|EGAM|CBOE TRADING, INC.|23040
NVAX|NOVAVAX, INC.|EGAW|CBOE TRADING, INC.|300
NVAX|NOVAVAX, INC.|EGXM|CBOE TRADING, INC.|43000
NVAX|NOVAVAX, INC.|ETBE|Electronic Transaction Clearing, Inc.|84661
NVAX|NOVAVAX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|111230
NVAX|NOVAVAX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|79916
NVAX|NOVAVAX, INC.|ETRS|E*Trade Securities LLC|3812897
NVAX|NOVAVAX, INC.|FBCO|Credit Suisse Securities (USA) LLC|1080264
NVAX|NOVAVAX, INC.|FBSB|U.S. Bancorp Investments, Inc.|200
NVAX|NOVAVAX, INC.|FFSI|Firstrade Securities Inc.|100
NVAX|NOVAVAX, INC.|FILL|Tradestation Securities, Inc.|33846
NVAX|NOVAVAX, INC.|FINX|FINTECH SECURITIES|500
NVAX|NOVAVAX, INC.|FMAF|NBCN Inc./ CDS|44197
NVAX|NOVAVAX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|7779162
NVAX|NOVAVAX, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
NVAX|NOVAVAX, INC.|FQLS|Quantlab Securities LP|156470
NVAX|NOVAVAX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|299114
NVAX|NOVAVAX, INC.|FTBR|Foliofn Investments, Inc.|2415
NVAX|NOVAVAX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|485427
NVAX|NOVAVAX, INC.|GLIS|TD Securities Inc|6509
NVAX|NOVAVAX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|6756
NVAX|NOVAVAX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|7335392
NVAX|NOVAVAX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|24209
NVAX|NOVAVAX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|18363
NVAX|NOVAVAX, INC.|GTSZ|GTS SECURITIES LLC|162652
NVAX|NOVAVAX, INC.|HAPX|HAP Trading, LLC|1800
NVAX|NOVAVAX, INC.|HRBF|American Enterprise Investment Services Inc.|161618
NVAX|NOVAVAX, INC.|HSBC|HSBC Securities, Inc.|1700
NVAX|NOVAVAX, INC.|IATS|INTERACTIVE BROKERS LLC|276410
NVAX|NOVAVAX, INC.|IBKR|Interactive Brokers Llc|647574
NVAX|NOVAVAX, INC.|ICBX|INSTINET, LLC|228863
NVAX|NOVAVAX, INC.|IEQY|CITADEL SECURITIES LLC|111082
NVAX|NOVAVAX, INC.|INCA|INSTINET, LLC|652576
NVAX|NOVAVAX, INC.|INJX|INSTINET, LLC|2100
NVAX|NOVAVAX, INC.|ITGI|ITG Inc.|74215
NVAX|NOVAVAX, INC.|ITGP|ITG INC.|430200
NVAX|NOVAVAX, INC.|JANY|Janney Montgomery Scott Inc.|8348
NVAX|NOVAVAX, INC.|JEFF|JEFFERIES LLC|143378
NVAX|NOVAVAX, INC.|JMPT|JUMP TRADING, LLC|66191
NVAX|NOVAVAX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|68374
NVAX|NOVAVAX, INC.|JPMX|J.P. Morgan Securities LLC|1766846
NVAX|NOVAVAX, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|11800
NVAX|NOVAVAX, INC.|JSJX|JANE STREET CAPITAL LLC|15825
NVAX|NOVAVAX, INC.|KCGM|VIRTU Americas LLC|215130
NVAX|NOVAVAX, INC.|LEER|LEERINK PARTNERS LLC|5065600
NVAX|NOVAVAX, INC.|LEHM|Barclays Capital Inc./Le|4784564
NVAX|NOVAVAX, INC.|LIME|Lime Brokerage LLC|733309
NVAX|NOVAVAX, INC.|LMGP|LIME BROKERAGE LLC|3500
NVAX|NOVAVAX, INC.|LOOP|Loop Capital Markets LLC|34017
NVAX|NOVAVAX, INC.|LSCI|Lek Securities Corporation|47149
NVAX|NOVAVAX, INC.|MACQ|Macquarie Capital (USA) Inc.|11064
NVAX|NOVAVAX, INC.|MAXM|Maxim Group LLC|209408
NVAX|NOVAVAX, INC.|MBTS|ALLY INVEST SECURITIES LLC|34028
NVAX|NOVAVAX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1190846
NVAX|NOVAVAX, INC.|MOTF|MOTIF INVESTING, INC.|4
NVAX|NOVAVAX, INC.|MSCO|MORGAN STANLEY & CO. LLC|15701865
NVAX|NOVAVAX, INC.|MSPL|MORGAN STANLEY & CO. LLC|2184500
NVAX|NOVAVAX, INC.|MSTX|MORGAN STANLEY & CO. LLC|441500
NVAX|NOVAVAX, INC.|NATL|National Securities Corporation|1200
NVAX|NOVAVAX, INC.|NFSC|National Financial Services LLC|4768281
NVAX|NOVAVAX, INC.|NITE|VIRTU Americas LLC|6882933
NVAX|NOVAVAX, INC.|NITP|VIRTU Americas LLC|471151
NVAX|NOVAVAX, INC.|NMRA|Nomura Securities International, Inc.|664500
NVAX|NOVAVAX, INC.|NQRB|Brut, LLC|108800
NVAX|NOVAVAX, INC.|OPCO|Oppenheimer & Co. Inc.|177519
NVAX|NOVAVAX, INC.|PAUL|Paulson Investment Company, Inc.|12700
NVAX|NOVAVAX, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|12000
NVAX|NOVAVAX, INC.|PDQM|CODA MARKETS, INC.|92323
NVAX|NOVAVAX, INC.|PHLY|NASDAQ Execution Services, LLC|2000
NVAX|NOVAVAX, INC.|PIPR|Piper Jaffray & Co.|50000
NVAX|NOVAVAX, INC.|PWJC|UBS Financial Services, Inc.|38678
NVAX|NOVAVAX, INC.|RAJA|Raymond James & Associates, Inc.|30012
NVAX|NOVAVAX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|45900
NVAX|NOVAVAX, INC.|RGLD|Regal Securities, Inc|300
NVAX|NOVAVAX, INC.|SAGL|SAGETRADER, LLC|60224
NVAX|NOVAVAX, INC.|SALI|INTL FCSTONE FINANCIAL INC.|66200
NVAX|NOVAVAX, INC.|SBSH|Citigroup Global Markets Inc.|2742872
NVAX|NOVAVAX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|428478
NVAX|NOVAVAX, INC.|SPDR|SPEEDROUTE LLC|16000
NVAX|NOVAVAX, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|682203
NVAX|NOVAVAX, INC.|SPTD|MINT GLOBAL MARKETS, INC.|300
NVAX|NOVAVAX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11130
NVAX|NOVAVAX, INC.|STXG|Stockcross Financial Services, Inc.|70750
NVAX|NOVAVAX, INC.|SWIM|TD Ameritrade, Inc.|1471154
NVAX|NOVAVAX, INC.|SWST|Hilltop Securities Inc.|2000
NVAX|NOVAVAX, INC.|TKNG|ALLY INVEST SECURITIES LLC|66000
NVAX|NOVAVAX, INC.|TRCM|TRC MARKETS LLC|639144
NVAX|NOVAVAX, INC.|TWTT|TASTYWORKS, INC.|2550
NVAX|NOVAVAX, INC.|UBSA|UBS SECURITIES LLC|1620284
NVAX|NOVAVAX, INC.|UBSS|UBS Securities LLC|7547733
NVAX|NOVAVAX, INC.|VALX|VIRTU AMERICAS LLC|1044389
NVAX|NOVAVAX, INC.|VGRD|Vanguard Marketing Corporation|320193
NVAX|NOVAVAX, INC.|VSIN|Vision Financial Markets Llc|52919
NVAX|NOVAVAX, INC.|WABR|Wall Street Access|164818
NVAX|NOVAVAX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|329009
NVAX|NOVAVAX, INC.|WEDB|WEDBUSH SECURITIES INC.|1500
NVAX|NOVAVAX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|46460
NVAX|NOVAVAX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18592
NVAX|NOVAVAX, INC.|WGIF|CIBC World Markets Inc.|225409
NVAX|NOVAVAX, INC.|WSEA|WOLVERINE SECURITIES, LLC|36294
NVAX|NOVAVAX, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
NVAX|NOVAVAX, INC.|XIST|INSTINET, LLC|225400
NVAX|NOVAVAX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|437218
NVAX|NOVAVAX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
NVAX|NOVAVAX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32987
NVCN|NEOVASC INC|ADAM|CANACCORD GENUITY INC.|2437447
NVCN|NEOVASC INC|AEXG|ALTERNATIVE EXECUTION GROUP|248535
NVCN|NEOVASC INC|AGIS|Aegis Capital Corp.|422080
NVCN|NEOVASC INC|APCC|Apex Clearing Corporation|2853397
NVCN|NEOVASC INC|BARD|Robert W. Baird & Co. Incorporated|700
NVCN|NEOVASC INC|BATM|CBOE TRADING, INC.|178542
NVCN|NEOVASC INC|BERN|Sanford C. Bernstein & Co., LLC|8300
NVCN|NEOVASC INC|BIMI|Banca IMI Securities Corp.|1380199
NVCN|NEOVASC INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1983263
NVCN|NEOVASC INC|BLKX|INSTINET, LLC|6700
NVCN|NEOVASC INC|BRGE|Newbridge Securities Corp.|60000
NVCN|NEOVASC INC|BYXM|CBOE TRADING, INC.|10100
NVCN|NEOVASC INC|CANT|Cantor Fitzgerald & Co.|7400
NVCN|NEOVASC INC|CHAS|Charles Schwab & Co., Inc.|51000
NVCN|NEOVASC INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21300
NVCN|NEOVASC INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|336125
NVCN|NEOVASC INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NVCN|NEOVASC INC|DBAB|Deutsche Bank Securities Inc.|212503
NVCN|NEOVASC INC|DBAX|Deutsche Bank Securities Inc.|247000
NVCN|NEOVASC INC|DEAN|MORGAN STANLEY|5000
NVCN|NEOVASC INC|EBXL|EBX LLC|17800
NVCN|NEOVASC INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|73806
NVCN|NEOVASC INC|EDJO|Edward D. Jones & Co., L.P.|21122
NVCN|NEOVASC INC|EGAM|CBOE TRADING, INC.|105000
NVCN|NEOVASC INC|EGXM|CBOE TRADING, INC.|1121828
NVCN|NEOVASC INC|EGXW|CBOE TRADING, INC.|100
NVCN|NEOVASC INC|ETRS|E*Trade Securities LLC|90730452
NVCN|NEOVASC INC|FBCO|Credit Suisse Securities (USA) LLC|1965040
NVCN|NEOVASC INC|FBSB|U.S. Bancorp Investments, Inc.|4000
NVCN|NEOVASC INC|FILL|Tradestation Securities, Inc.|683622
NVCN|NEOVASC INC|FMAF|NBCN Inc./ CDS|1383632
NVCN|NEOVASC INC|FOMA|TD AMERITRADE CLEARING, INC.|104105782
NVCN|NEOVASC INC|FTBR|Foliofn Investments, Inc.|5053
NVCN|NEOVASC INC|GEBB|GLOBAL EXECUTION BROKERS, LP|331855
NVCN|NEOVASC INC|GLIS|TD Securities Inc|244829
NVCN|NEOVASC INC|GSCO|GOLDMAN SACHS & CO. LLC|422436
NVCN|NEOVASC INC|GSCS|GOLDMAN SACHS & CO. LLC|13898
NVCN|NEOVASC INC|GSLT|GOLDMAN SACHS & CO. LLC|211364
NVCN|NEOVASC INC|HRBF|American Enterprise Investment Services Inc.|305723
NVCN|NEOVASC INC|IATS|INTERACTIVE BROKERS LLC|45002
NVCN|NEOVASC INC|IBKR|Interactive Brokers Llc|6390186
NVCN|NEOVASC INC|ICBX|INSTINET, LLC|529534
NVCN|NEOVASC INC|INCA|INSTINET, LLC|3855030
NVCN|NEOVASC INC|ITGI|ITG Inc.|104823
NVCN|NEOVASC INC|ITGP|ITG INC.|207000
NVCN|NEOVASC INC|JMPT|JUMP TRADING, LLC|11822
NVCN|NEOVASC INC|JPMX|J.P. Morgan Securities LLC|42980
NVCN|NEOVASC INC|KCGM|VIRTU Americas LLC|16400
NVCN|NEOVASC INC|LEHM|Barclays Capital Inc./Le|3138875
NVCN|NEOVASC INC|LSCI|Lek Securities Corporation|279997
NVCN|NEOVASC INC|MAXM|Maxim Group LLC|1720808
NVCN|NEOVASC INC|MCMF|Raymond James Ltd. Cds|234706
NVCN|NEOVASC INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89600
NVCN|NEOVASC INC|MOTF|MOTIF INVESTING, INC.|15
NVCN|NEOVASC INC|MSCO|MORGAN STANLEY & CO. LLC|22676498
NVCN|NEOVASC INC|MSPL|MORGAN STANLEY & CO. LLC|800
NVCN|NEOVASC INC|NFSC|National Financial Services LLC|33081732
NVCN|NEOVASC INC|NITE|VIRTU Americas LLC|80662812
NVCN|NEOVASC INC|NORT|Northland Securities, Inc.|3900194
NVCN|NEOVASC INC|NQRB|Brut, LLC|184734
NVCN|NEOVASC INC|OPCO|Oppenheimer & Co. Inc.|21998
NVCN|NEOVASC INC|PCPT|PHILLIP CAPITAL INC.|165874
NVCN|NEOVASC INC|PDQM|CODA MARKETS, INC.|1568125
NVCN|NEOVASC INC|PWJC|UBS Financial Services, Inc.|295900
NVCN|NEOVASC INC|RAJA|Raymond James & Associates, Inc.|32000
NVCN|NEOVASC INC|RGLD|Regal Securities, Inc|9500
NVCN|NEOVASC INC|SBSH|Citigroup Global Markets Inc.|4987633
NVCN|NEOVASC INC|SGMT|GOLDMAN SACHS & CO. LLC|22035
NVCN|NEOVASC INC|SPDR|SPEEDROUTE LLC|105032
NVCN|NEOVASC INC|STFL|Stifel, Nicolaus & Company, Incorporated|38400
NVCN|NEOVASC INC|SWIM|TD Ameritrade, Inc.|22081689
NVCN|NEOVASC INC|TKNG|ALLY INVEST SECURITIES LLC|1032986
NVCN|NEOVASC INC|TWTT|TASTYWORKS, INC.|10055
NVCN|NEOVASC INC|UBSA|UBS SECURITIES LLC|723318
NVCN|NEOVASC INC|UBSS|UBS Securities LLC|11392124
NVCN|NEOVASC INC|VGRD|Vanguard Marketing Corporation|3997227
NVCN|NEOVASC INC|VIEW|VIEWTRADE SECURITIES LLC|1000
NVCN|NEOVASC INC|VNDM|Wall Street Access|65666
NVCN|NEOVASC INC|WCHV|WELLS FARGO SECURITIES, LLC|929495
NVCN|NEOVASC INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4476204
NVCN|NEOVASC INC|WSEA|WOLVERINE SECURITIES, LLC|1377536
NVCN|NEOVASC INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6180
NVCR|NOVOCURE LTD ORD SH|APCC|Apex Clearing Corporation|3136
NVCR|NOVOCURE LTD ORD SH|BANK|Primevest Financial Services, Inc.|100
NVCR|NOVOCURE LTD ORD SH|BARD|Robert W. Baird & Co. Incorporated|3200
NVCR|NOVOCURE LTD ORD SH|BATM|CBOE TRADING, INC.|2326
NVCR|NOVOCURE LTD ORD SH|BERN|Sanford C. Bernstein & Co., LLC|7726
NVCR|NOVOCURE LTD ORD SH|BGCE|BGC Financial Inc.|14370
NVCR|NOVOCURE LTD ORD SH|BIDS|BIDS TRADING L.P.|30193
NVCR|NOVOCURE LTD ORD SH|BIMI|Banca IMI Securities Corp.|77
NVCR|NOVOCURE LTD ORD SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1996
NVCR|NOVOCURE LTD ORD SH|BLKX|INSTINET, LLC|28000
NVCR|NOVOCURE LTD ORD SH|BMOC|BMO Capital Markets Corp.|10352
NVCR|NOVOCURE LTD ORD SH|BNPX|BNP PARIBAS SECURITIES CORP.|4740
NVCR|NOVOCURE LTD ORD SH|BTIG|BTIG, LLC|14257
NVCR|NOVOCURE LTD ORD SH|BYXM|CBOE TRADING, INC.|100
NVCR|NOVOCURE LTD ORD SH|CHAS|Charles Schwab & Co., Inc.|4290
NVCR|NOVOCURE LTD ORD SH|CIST|Capital Institutional Services, Inc.|360
NVCR|NOVOCURE LTD ORD SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106053
NVCR|NOVOCURE LTD ORD SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
NVCR|NOVOCURE LTD ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|163170
NVCR|NOVOCURE LTD ORD SH|CTDL|Citadel Derivatives Group Llc|9257
NVCR|NOVOCURE LTD ORD SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|110672
NVCR|NOVOCURE LTD ORD SH|DADA|D.A. Davidson & Co.|100
NVCR|NOVOCURE LTD ORD SH|DBAB|Deutsche Bank Securities Inc.|351901
NVCR|NOVOCURE LTD ORD SH|DBAX|Deutsche Bank Securities Inc.|203300
NVCR|NOVOCURE LTD ORD SH|DCHF|Dart Executions, LLC|1255
NVCR|NOVOCURE LTD ORD SH|DEAN|MORGAN STANLEY|8890
NVCR|NOVOCURE LTD ORD SH|DEGS|RONIN PROFESSIONAL LLC|4890
NVCR|NOVOCURE LTD ORD SH|EBXL|EBX LLC|212700
NVCR|NOVOCURE LTD ORD SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
NVCR|NOVOCURE LTD ORD SH|EDJO|Edward D. Jones & Co., L.P.|1200
NVCR|NOVOCURE LTD ORD SH|EGAM|CBOE TRADING, INC.|20287
NVCR|NOVOCURE LTD ORD SH|EGMT|EG MARKET TECHNOLOGIES LLC|20
NVCR|NOVOCURE LTD ORD SH|EGXM|CBOE TRADING, INC.|975
NVCR|NOVOCURE LTD ORD SH|ETBE|Electronic Transaction Clearing, Inc.|22555
NVCR|NOVOCURE LTD ORD SH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
NVCR|NOVOCURE LTD ORD SH|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|424
NVCR|NOVOCURE LTD ORD SH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53219
NVCR|NOVOCURE LTD ORD SH|ETRS|E*Trade Securities LLC|291122
NVCR|NOVOCURE LTD ORD SH|FBCO|Credit Suisse Securities (USA) LLC|406746
NVCR|NOVOCURE LTD ORD SH|FBSB|U.S. Bancorp Investments, Inc.|1
NVCR|NOVOCURE LTD ORD SH|FILL|Tradestation Securities, Inc.|14078
NVCR|NOVOCURE LTD ORD SH|FMAF|NBCN Inc./ CDS|300
NVCR|NOVOCURE LTD ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|468385
NVCR|NOVOCURE LTD ORD SH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
NVCR|NOVOCURE LTD ORD SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29345
NVCR|NOVOCURE LTD ORD SH|FTBR|Foliofn Investments, Inc.|633
NVCR|NOVOCURE LTD ORD SH|GEBB|GLOBAL EXECUTION BROKERS, LP|20930
NVCR|NOVOCURE LTD ORD SH|GLPX|ACS EXECUTION SERVICES, LLC|2091
NVCR|NOVOCURE LTD ORD SH|GSCO|GOLDMAN SACHS & CO. LLC|1010987
NVCR|NOVOCURE LTD ORD SH|GSCS|GOLDMAN SACHS & CO. LLC|37650
NVCR|NOVOCURE LTD ORD SH|GSLT|GOLDMAN SACHS & CO. LLC|7495
NVCR|NOVOCURE LTD ORD SH|GTSZ|GTS SECURITIES LLC|8268
NVCR|NOVOCURE LTD ORD SH|GUGS|Guggenheim Securities, LLC|30193
NVCR|NOVOCURE LTD ORD SH|HAPX|HAP Trading, LLC|668
NVCR|NOVOCURE LTD ORD SH|HRBF|American Enterprise Investment Services Inc.|3897
NVCR|NOVOCURE LTD ORD SH|HSBC|HSBC Securities, Inc.|4235
NVCR|NOVOCURE LTD ORD SH|IBKR|Interactive Brokers Llc|134549
NVCR|NOVOCURE LTD ORD SH|ICBX|INSTINET, LLC|52849
NVCR|NOVOCURE LTD ORD SH|IEQY|CITADEL SECURITIES LLC|70681
NVCR|NOVOCURE LTD ORD SH|INCA|INSTINET, LLC|187362
NVCR|NOVOCURE LTD ORD SH|INJX|INSTINET, LLC|83350
NVCR|NOVOCURE LTD ORD SH|ITGI|ITG Inc.|25019
NVCR|NOVOCURE LTD ORD SH|ITGP|ITG INC.|307600
NVCR|NOVOCURE LTD ORD SH|JANY|Janney Montgomery Scott Inc.|2706
NVCR|NOVOCURE LTD ORD SH|JEFF|JEFFERIES LLC|329237
NVCR|NOVOCURE LTD ORD SH|JMPT|JUMP TRADING, LLC|41648
NVCR|NOVOCURE LTD ORD SH|JONE|JonesTrading|1151
NVCR|NOVOCURE LTD ORD SH|JPBX|J.P. MORGAN SECURITIES LLC|28102
NVCR|NOVOCURE LTD ORD SH|JPMX|J.P. Morgan Securities LLC|275669
NVCR|NOVOCURE LTD ORD SH|KCGM|VIRTU Americas LLC|35964
NVCR|NOVOCURE LTD ORD SH|KING|C. L. King & Associates, Inc.|1000
NVCR|NOVOCURE LTD ORD SH|LEHM|Barclays Capital Inc./Le|995844
NVCR|NOVOCURE LTD ORD SH|LIME|Lime Brokerage LLC|124115
NVCR|NOVOCURE LTD ORD SH|LMGP|LIME BROKERAGE LLC|6844
NVCR|NOVOCURE LTD ORD SH|LOOP|Loop Capital Markets LLC|2279
NVCR|NOVOCURE LTD ORD SH|LQNA|LIQUIDNET, INC.|11500
NVCR|NOVOCURE LTD ORD SH|LSCI|Lek Securities Corporation|25
NVCR|NOVOCURE LTD ORD SH|MACQ|Macquarie Capital (USA) Inc.|2346
NVCR|NOVOCURE LTD ORD SH|MAXM|Maxim Group LLC|4082
NVCR|NOVOCURE LTD ORD SH|MBTS|ALLY INVEST SECURITIES LLC|871
NVCR|NOVOCURE LTD ORD SH|MCMF|Raymond James Ltd. Cds|300
NVCR|NOVOCURE LTD ORD SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|323058
NVCR|NOVOCURE LTD ORD SH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2880
NVCR|NOVOCURE LTD ORD SH|MSCO|MORGAN STANLEY & CO. LLC|1558075
NVCR|NOVOCURE LTD ORD SH|MSPL|MORGAN STANLEY & CO. LLC|164900
NVCR|NOVOCURE LTD ORD SH|MSTX|MORGAN STANLEY & CO. LLC|108100
NVCR|NOVOCURE LTD ORD SH|MZHO|Mizuho Securities USA LLC|271600
NVCR|NOVOCURE LTD ORD SH|NEED|Needham & Company, LLC|160383
NVCR|NOVOCURE LTD ORD SH|NFSC|National Financial Services LLC|548367
NVCR|NOVOCURE LTD ORD SH|NITE|VIRTU Americas LLC|448139
NVCR|NOVOCURE LTD ORD SH|NITP|VIRTU Americas LLC|1100
NVCR|NOVOCURE LTD ORD SH|NQRB|Brut, LLC|2111
NVCR|NOVOCURE LTD ORD SH|NTRC|Northern Trust Securities, Inc.|280
NVCR|NOVOCURE LTD ORD SH|OPCO|Oppenheimer & Co. Inc.|2003
NVCR|NOVOCURE LTD ORD SH|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|740
NVCR|NOVOCURE LTD ORD SH|PCPT|PHILLIP CAPITAL INC.|200
NVCR|NOVOCURE LTD ORD SH|PDQM|CODA MARKETS, INC.|86792
NVCR|NOVOCURE LTD ORD SH|PHLY|NASDAQ Execution Services, LLC|4000
NVCR|NOVOCURE LTD ORD SH|PICT|Pictet Overseas Inc.|100
NVCR|NOVOCURE LTD ORD SH|PNSR|Penserra Securities, LLC|2787
NVCR|NOVOCURE LTD ORD SH|PWJC|UBS Financial Services, Inc.|500
NVCR|NOVOCURE LTD ORD SH|RAJA|Raymond James & Associates, Inc.|4892
NVCR|NOVOCURE LTD ORD SH|RBCM|RBC CAPITAL MARKETS, LLC|500
NVCR|NOVOCURE LTD ORD SH|SAGL|SAGETRADER, LLC|760
NVCR|NOVOCURE LTD ORD SH|SAGW|SAGETRADER, LLC|130
NVCR|NOVOCURE LTD ORD SH|SBSH|Citigroup Global Markets Inc.|288746
NVCR|NOVOCURE LTD ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|220707
NVCR|NOVOCURE LTD ORD SH|SPDR|SPEEDROUTE LLC|36128
NVCR|NOVOCURE LTD ORD SH|STFL|Stifel, Nicolaus & Company, Incorporated|7135
NVCR|NOVOCURE LTD ORD SH|STXG|Stockcross Financial Services, Inc.|50
NVCR|NOVOCURE LTD ORD SH|SWIM|TD Ameritrade, Inc.|97152
NVCR|NOVOCURE LTD ORD SH|TKNG|ALLY INVEST SECURITIES LLC|1484
NVCR|NOVOCURE LTD ORD SH|TRBT|Tradebot Systems, Inc.|30270
NVCR|NOVOCURE LTD ORD SH|TRCM|TRC MARKETS LLC|139955
NVCR|NOVOCURE LTD ORD SH|TWTT|TASTYWORKS, INC.|20
NVCR|NOVOCURE LTD ORD SH|UBSA|UBS SECURITIES LLC|752653
NVCR|NOVOCURE LTD ORD SH|UBSS|UBS Securities LLC|1228546
NVCR|NOVOCURE LTD ORD SH|VALX|VIRTU AMERICAS LLC|18435
NVCR|NOVOCURE LTD ORD SH|VGRD|Vanguard Marketing Corporation|29866
NVCR|NOVOCURE LTD ORD SH|WBPX|SUMMIT SECURITIES GROUP, LLC|6600
NVCR|NOVOCURE LTD ORD SH|WCHV|WELLS FARGO SECURITIES, LLC|40650
NVCR|NOVOCURE LTD ORD SH|WEDB|WEDBUSH SECURITIES INC.|29000
NVCR|NOVOCURE LTD ORD SH|WEED|Weeden & Co.L.P.|16400
NVCR|NOVOCURE LTD ORD SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20433
NVCR|NOVOCURE LTD ORD SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19176
NVCR|NOVOCURE LTD ORD SH|WGIF|CIBC World Markets Inc.|3138
NVCR|NOVOCURE LTD ORD SH|WOLF|Wolfe Trahan Securities|64280
NVCR|NOVOCURE LTD ORD SH|WSEA|WOLVERINE SECURITIES, LLC|3618
NVCR|NOVOCURE LTD ORD SH|XIST|INSTINET, LLC|54000
NVCR|NOVOCURE LTD ORD SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|346372
NVCR|NOVOCURE LTD ORD SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4926
NVDA|NVIDIA CORPORATION|ABLE|NATIXIS Securities Americas LLC|70508
NVDA|NVIDIA CORPORATION|ACAD|ACADEMY SECURITIES, INC.|2600
NVDA|NVIDIA CORPORATION|ACPL|American Capital Partners, LLC|100
NVDA|NVIDIA CORPORATION|AGCP|AEGIS CAPITAL CORP.|293
NVDA|NVIDIA CORPORATION|AGIS|Aegis Capital Corp.|2983
NVDA|NVIDIA CORPORATION|ALLN|Allen & Company LLC|3291
NVDA|NVIDIA CORPORATION|ALTX|Alternet Securities Inc.|60736
NVDA|NVIDIA CORPORATION|ANOS|ABEL/NOSER, L.L.C.|4196
NVDA|NVIDIA CORPORATION|APCC|Apex Clearing Corporation|186666
NVDA|NVIDIA CORPORATION|AURC|Aurora Capital LLC|200
NVDA|NVIDIA CORPORATION|BANK|Primevest Financial Services, Inc.|2417
NVDA|NVIDIA CORPORATION|BARD|Robert W. Baird & Co. Incorporated|13608
NVDA|NVIDIA CORPORATION|BATM|CBOE TRADING, INC.|87112
NVDA|NVIDIA CORPORATION|BAYC|BAY CREST PARTNERS, LLC|73897
NVDA|NVIDIA CORPORATION|BAYT|BTIG, LLC|51069
NVDA|NVIDIA CORPORATION|BBNT|BB&T SECURITIES, LLC|8305
NVDA|NVIDIA CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|218593
NVDA|NVIDIA CORPORATION|BGCE|BGC Financial Inc.|19482
NVDA|NVIDIA CORPORATION|BIAD|SAGETRADER, LLC|698
NVDA|NVIDIA CORPORATION|BIMI|Banca IMI Securities Corp.|14299
NVDA|NVIDIA CORPORATION|BKCM|BNY Mellon Capital Markets LLC|2767
NVDA|NVIDIA CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|274966
NVDA|NVIDIA CORPORATION|BLKX|INSTINET, LLC|121386
NVDA|NVIDIA CORPORATION|BLTK|Bulltick, Llc|3800
NVDA|NVIDIA CORPORATION|BMOC|BMO Capital Markets Corp.|380494
NVDA|NVIDIA CORPORATION|BMSI|BULL MARKET SECURITIES, INC.|20
NVDA|NVIDIA CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1052979
NVDA|NVIDIA CORPORATION|BRGE|Newbridge Securities Corp.|803
NVDA|NVIDIA CORPORATION|BTIG|BTIG, LLC|207171
NVDA|NVIDIA CORPORATION|BYXM|CBOE TRADING, INC.|29083
NVDA|NVIDIA CORPORATION|BZXL|VOLANT LIQUIDITY, LLC|28835
NVDA|NVIDIA CORPORATION|CABR|Cabrera Capital Markets, Inc.|358
NVDA|NVIDIA CORPORATION|CANT|Cantor Fitzgerald & Co.|14124
NVDA|NVIDIA CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|14504
NVDA|NVIDIA CORPORATION|CHAS|Charles Schwab & Co., Inc.|119873
NVDA|NVIDIA CORPORATION|CHBC|PENSERRA SECURITIES, LLC|2800
NVDA|NVIDIA CORPORATION|CIBP|CIBC World Markets Corp.|680051
NVDA|NVIDIA CORPORATION|CICF|Canaccord Genuity Corp.|2515
NVDA|NVIDIA CORPORATION|CIIV|CORPORATE INVESTMENTS GROUP, INC.|600
NVDA|NVIDIA CORPORATION|CIST|Capital Institutional Services, Inc.|3462
NVDA|NVIDIA CORPORATION|CLSA|CLSA AMERICAS, LLC|6075
NVDA|NVIDIA CORPORATION|COWR|Cowen and Company, LLC|740
NVDA|NVIDIA CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|353532
NVDA|NVIDIA CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|148781
NVDA|NVIDIA CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|212253
NVDA|NVIDIA CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1688331
NVDA|NVIDIA CORPORATION|CTDL|Citadel Derivatives Group Llc|148924
NVDA|NVIDIA CORPORATION|CTLR|CUTLER GROUP, LP|3563
NVDA|NVIDIA CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|121722
NVDA|NVIDIA CORPORATION|DADA|D.A. Davidson & Co.|1096
NVDA|NVIDIA CORPORATION|DAVA|Davenport & Company LLC|140
NVDA|NVIDIA CORPORATION|DAWA|Daiwa Capital Markets America Inc.|568393
NVDA|NVIDIA CORPORATION|DBAB|Deutsche Bank Securities Inc.|3579272
NVDA|NVIDIA CORPORATION|DBAX|Deutsche Bank Securities Inc.|678800
NVDA|NVIDIA CORPORATION|DBUL|Deutsche Bank Securities Inc.|46756
NVDA|NVIDIA CORPORATION|DCHF|Dart Executions, LLC|213673
NVDA|NVIDIA CORPORATION|DEAN|MORGAN STANLEY|98729
NVDA|NVIDIA CORPORATION|DEGS|RONIN PROFESSIONAL LLC|55084
NVDA|NVIDIA CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|237292
NVDA|NVIDIA CORPORATION|DJSA|Dawson James Securities, Inc|500
NVDA|NVIDIA CORPORATION|DRWK|DRW SECURITIES, L.L.C.|151742
NVDA|NVIDIA CORPORATION|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2000
NVDA|NVIDIA CORPORATION|EBXL|EBX LLC|828300
NVDA|NVIDIA CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|21087
NVDA|NVIDIA CORPORATION|EDJC|Edward Jones / CDS|657
NVDA|NVIDIA CORPORATION|EDJO|Edward D. Jones & Co., L.P.|15003
NVDA|NVIDIA CORPORATION|EGAM|CBOE TRADING, INC.|124730
NVDA|NVIDIA CORPORATION|EGAW|CBOE TRADING, INC.|1405
NVDA|NVIDIA CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|1822
NVDA|NVIDIA CORPORATION|EGXM|CBOE TRADING, INC.|68828
NVDA|NVIDIA CORPORATION|EGXW|CBOE TRADING, INC.|333
NVDA|NVIDIA CORPORATION|EROP|Eroom Securities L.L.C.|300
NVDA|NVIDIA CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|40
NVDA|NVIDIA CORPORATION|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
NVDA|NVIDIA CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|501635
NVDA|NVIDIA CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6
NVDA|NVIDIA CORPORATION|ETCB|ETC BROKERAGE SERVICES, LLC|215
NVDA|NVIDIA CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|3627
NVDA|NVIDIA CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|19631
NVDA|NVIDIA CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|218862
NVDA|NVIDIA CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|10636
NVDA|NVIDIA CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|40779
NVDA|NVIDIA CORPORATION|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|559728
NVDA|NVIDIA CORPORATION|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
NVDA|NVIDIA CORPORATION|ETRS|E*Trade Securities LLC|8012448
NVDA|NVIDIA CORPORATION|EVRS|E1 ASSET MANAGEMENT, INC.|379
NVDA|NVIDIA CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|4968159
NVDA|NVIDIA CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|8924
NVDA|NVIDIA CORPORATION|FCST|INTL FCSTONE FINANCIAL INC.|100
NVDA|NVIDIA CORPORATION|FFSI|Firstrade Securities Inc.|1836
NVDA|NVIDIA CORPORATION|FIDT|Fidelity Clearing Canada ULC./ CDS|383
NVDA|NVIDIA CORPORATION|FILL|Tradestation Securities, Inc.|1067903
NVDA|NVIDIA CORPORATION|FINX|FINTECH SECURITIES|2210
NVDA|NVIDIA CORPORATION|FMAF|NBCN Inc./ CDS|35258
NVDA|NVIDIA CORPORATION|FMCO|First Manhattan Co|300
NVDA|NVIDIA CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|16181085
NVDA|NVIDIA CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23819
NVDA|NVIDIA CORPORATION|FQLS|Quantlab Securities LP|2402894
NVDA|NVIDIA CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|452496
NVDA|NVIDIA CORPORATION|FTBR|Foliofn Investments, Inc.|9154
NVDA|NVIDIA CORPORATION|GBMT|GBM International, Inc.|8463
NVDA|NVIDIA CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|842398
NVDA|NVIDIA CORPORATION|GELP|RBC CAPITAL MARKETS, LLC|15310
NVDA|NVIDIA CORPORATION|GLIS|TD Securities Inc|3101
NVDA|NVIDIA CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|523287
NVDA|NVIDIA CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|6536713
NVDA|NVIDIA CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|621292
NVDA|NVIDIA CORPORATION|GSIC|GLOBAL STRATEGIC INVESTMENTS|224
NVDA|NVIDIA CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|70168
NVDA|NVIDIA CORPORATION|GTSZ|GTS SECURITIES LLC|1107587
NVDA|NVIDIA CORPORATION|HAPX|HAP Trading, LLC|29463
NVDA|NVIDIA CORPORATION|HASF|Haywood Securities Inc./CDS|40
NVDA|NVIDIA CORPORATION|HCTA|Hardcastle Trading USA LLC|224551
NVDA|NVIDIA CORPORATION|HRBF|American Enterprise Investment Services Inc.|106591
NVDA|NVIDIA CORPORATION|HSBC|HSBC Securities, Inc.|245528
NVDA|NVIDIA CORPORATION|IATS|INTERACTIVE BROKERS LLC|1599479
NVDA|NVIDIA CORPORATION|IBFS|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|81
NVDA|NVIDIA CORPORATION|IBKR|Interactive Brokers Llc|5636944
NVDA|NVIDIA CORPORATION|IBSJ|Integrity Brokerage Services, Inc.|75
NVDA|NVIDIA CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2177
NVDA|NVIDIA CORPORATION|ICBX|INSTINET, LLC|254571
NVDA|NVIDIA CORPORATION|IEQY|CITADEL SECURITIES LLC|1546151
NVDA|NVIDIA CORPORATION|INCA|INSTINET, LLC|8317611
NVDA|NVIDIA CORPORATION|INJX|INSTINET, LLC|242097
NVDA|NVIDIA CORPORATION|ITGI|ITG Inc.|185849
NVDA|NVIDIA CORPORATION|ITGP|ITG INC.|238800
NVDA|NVIDIA CORPORATION|JANY|Janney Montgomery Scott Inc.|11463
NVDA|NVIDIA CORPORATION|JEFF|JEFFERIES LLC|710480
NVDA|NVIDIA CORPORATION|JHDR|J.H. Darbie & Co., Inc.|2905
NVDA|NVIDIA CORPORATION|JLEO|Primary Capital, LLC|500
NVDA|NVIDIA CORPORATION|JMPT|JUMP TRADING, LLC|1729230
NVDA|NVIDIA CORPORATION|JONE|JonesTrading|3019
NVDA|NVIDIA CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|337878
NVDA|NVIDIA CORPORATION|JPMX|J.P. Morgan Securities LLC|1823813
NVDA|NVIDIA CORPORATION|JRCO|Johnson Rice & Company L.L.C.|200
NVDA|NVIDIA CORPORATION|JSCL|JOSEPH STONE CAPITAL L.L.C.|2007
NVDA|NVIDIA CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|40606
NVDA|NVIDIA CORPORATION|JSJX|JANE STREET CAPITAL LLC|45874
NVDA|NVIDIA CORPORATION|JUTA|JUMP TRADING, LLC|187582
NVDA|NVIDIA CORPORATION|KCGM|VIRTU Americas LLC|316560
NVDA|NVIDIA CORPORATION|KCRD|PHX FINANCIAL, INC.|623
NVDA|NVIDIA CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|3164
NVDA|NVIDIA CORPORATION|LBKI|Libucki & Co., LLC|47500
NVDA|NVIDIA CORPORATION|LEHM|Barclays Capital Inc./Le|8543746
NVDA|NVIDIA CORPORATION|LGNT|COR CLEARING LLC|6
NVDA|NVIDIA CORPORATION|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|930
NVDA|NVIDIA CORPORATION|LIME|Lime Brokerage LLC|1228168
NVDA|NVIDIA CORPORATION|LIWD|LIME BROKERAGE LLC|1105
NVDA|NVIDIA CORPORATION|LIWK|LIME BROKERAGE LLC|3
NVDA|NVIDIA CORPORATION|LMGP|LIME BROKERAGE LLC|89892
NVDA|NVIDIA CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|25726
NVDA|NVIDIA CORPORATION|LOOP|Loop Capital Markets LLC|1830
NVDA|NVIDIA CORPORATION|LQNA|LIQUIDNET, INC.|25500
NVDA|NVIDIA CORPORATION|LSCI|Lek Securities Corporation|676165
NVDA|NVIDIA CORPORATION|LVMR|LIVERMORE TRADING GROUP, INC.|1275
NVDA|NVIDIA CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3863
NVDA|NVIDIA CORPORATION|MACC|Mid Atlantic Capital Corporation|1009
NVDA|NVIDIA CORPORATION|MACQ|Macquarie Capital (USA) Inc.|1600
NVDA|NVIDIA CORPORATION|MAVB|Great Point Capital LLC|700
NVDA|NVIDIA CORPORATION|MAXM|Maxim Group LLC|58937
NVDA|NVIDIA CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|7348
NVDA|NVIDIA CORPORATION|MCBT|Moors & Cabot, Inc.|45
NVDA|NVIDIA CORPORATION|MCMF|Raymond James Ltd. Cds|3835
NVDA|NVIDIA CORPORATION|MICA|Spartan Securities Group, Ltd.|400
NVDA|NVIDIA CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|488240
NVDA|NVIDIA CORPORATION|MOTF|MOTIF INVESTING, INC.|1279
NVDA|NVIDIA CORPORATION|MPSG|E D & F Man Capital Markets Inc.|30315
NVDA|NVIDIA CORPORATION|MRBA|IBN FINANCIAL SERVICES, INC.|69
NVDA|NVIDIA CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|17098366
NVDA|NVIDIA CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|780600
NVDA|NVIDIA CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|569400
NVDA|NVIDIA CORPORATION|NATL|National Securities Corporation|34500
NVDA|NVIDIA CORPORATION|NBCS|NBC Securities, INC.|2302
NVDA|NVIDIA CORPORATION|NEED|Needham & Company, LLC|101
NVDA|NVIDIA CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|119
NVDA|NVIDIA CORPORATION|NFSC|National Financial Services LLC|16097436
NVDA|NVIDIA CORPORATION|NITE|VIRTU Americas LLC|18726620
NVDA|NVIDIA CORPORATION|NITP|VIRTU Americas LLC|4099
NVDA|NVIDIA CORPORATION|NMRA|Nomura Securities International, Inc.|10300
NVDA|NVIDIA CORPORATION|NORT|Northland Securities, Inc.|929
NVDA|NVIDIA CORPORATION|NQRB|Brut, LLC|138713
NVDA|NVIDIA CORPORATION|NTFN|Network 1 Financial Securities Inc.|1320
NVDA|NVIDIA CORPORATION|NTRC|Northern Trust Securities, Inc.|5980
NVDA|NVIDIA CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|539670
NVDA|NVIDIA CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|3518
NVDA|NVIDIA CORPORATION|ONEL|O'NEIL SECURITIES, INCORPORATED|22700
NVDA|NVIDIA CORPORATION|OPCO|Oppenheimer & Co. Inc.|44022
NVDA|NVIDIA CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4475
NVDA|NVIDIA CORPORATION|PCFF|Pacific International Securities Inc./CDS|116
NVDA|NVIDIA CORPORATION|PCPT|PHILLIP CAPITAL INC.|11801
NVDA|NVIDIA CORPORATION|PDQM|CODA MARKETS, INC.|691849
NVDA|NVIDIA CORPORATION|PHLY|NASDAQ Execution Services, LLC|193238
NVDA|NVIDIA CORPORATION|PICT|Pictet Overseas Inc.|3789
NVDA|NVIDIA CORPORATION|PIPR|Piper Jaffray & Co.|3669
NVDA|NVIDIA CORPORATION|PWJC|UBS Financial Services, Inc.|89506
NVDA|NVIDIA CORPORATION|QMSR|QUATTRO M SECURITIES INC.|12335
NVDA|NVIDIA CORPORATION|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1764
NVDA|NVIDIA CORPORATION|RAJA|Raymond James & Associates, Inc.|178515
NVDA|NVIDIA CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|91652
NVDA|NVIDIA CORPORATION|RGLD|Regal Securities, Inc|1525
NVDA|NVIDIA CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|16740
NVDA|NVIDIA CORPORATION|RJLC|RJL CAPITAL GROUP, LLC|500
NVDA|NVIDIA CORPORATION|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2365
NVDA|NVIDIA CORPORATION|SAGL|SAGETRADER, LLC|158864
NVDA|NVIDIA CORPORATION|SAGW|SAGETRADER, LLC|501
NVDA|NVIDIA CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|8930
NVDA|NVIDIA CORPORATION|SBSH|Citigroup Global Markets Inc.|3818143
NVDA|NVIDIA CORPORATION|SEIC|SEI Investments Distribution Co.|928
NVDA|NVIDIA CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|617149
NVDA|NVIDIA CORPORATION|SHMR|ABN Amro Clearing LLC|3009
NVDA|NVIDIA CORPORATION|SJLS|TRADE INFORMATICS LLC|1391
NVDA|NVIDIA CORPORATION|SOGO|Wang Investment Associates, Inc.|5866
NVDA|NVIDIA CORPORATION|SPDR|SPEEDROUTE LLC|221514
NVDA|NVIDIA CORPORATION|SPHN|Stephens Inc.|4153
NVDA|NVIDIA CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|600
NVDA|NVIDIA CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|4556
NVDA|NVIDIA CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|111565
NVDA|NVIDIA CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|2802
NVDA|NVIDIA CORPORATION|STRS|STRATEGAS RESEARCH PARTNERS|573
NVDA|NVIDIA CORPORATION|STSE|SOUTHERN TRUST SECURITIES, INC.|230
NVDA|NVIDIA CORPORATION|STXG|Stockcross Financial Services, Inc.|1863
NVDA|NVIDIA CORPORATION|SWIM|TD Ameritrade, Inc.|7827414
NVDA|NVIDIA CORPORATION|SWST|Hilltop Securities Inc.|9806
NVDA|NVIDIA CORPORATION|TAGC|TELSEY ADVISORY GROUP LLC|2
NVDA|NVIDIA CORPORATION|TDFS|TRADERFIELD SECURITIES INC.|300
NVDA|NVIDIA CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|138543
NVDA|NVIDIA CORPORATION|TMBR|Timber Hill LLC|24132
NVDA|NVIDIA CORPORATION|TONC|CUTTONE & CO., LLC|200
NVDA|NVIDIA CORPORATION|TRBT|Tradebot Systems, Inc.|904637
NVDA|NVIDIA CORPORATION|TRCM|TRC MARKETS LLC|1021618
NVDA|NVIDIA CORPORATION|TTUC|CUTTONE & CO., INC.|19474
NVDA|NVIDIA CORPORATION|TWTT|TASTYWORKS, INC.|44354
NVDA|NVIDIA CORPORATION|UBSA|UBS SECURITIES LLC|3632660
NVDA|NVIDIA CORPORATION|UBSS|UBS Securities LLC|8763932
NVDA|NVIDIA CORPORATION|UFPA|UNITED FIRST PARTNERS LLC|8990
NVDA|NVIDIA CORPORATION|VALX|VIRTU AMERICAS LLC|251673
NVDA|NVIDIA CORPORATION|VGRD|Vanguard Marketing Corporation|466501
NVDA|NVIDIA CORPORATION|VIEW|VIEWTRADE SECURITIES LLC|31
NVDA|NVIDIA CORPORATION|VSIN|Vision Financial Markets Llc|2508
NVDA|NVIDIA CORPORATION|WABR|Wall Street Access|8739
NVDA|NVIDIA CORPORATION|WBET|Wallachbeth Capital LLC|1413
NVDA|NVIDIA CORPORATION|WBLR|WILLIAM BLAIR|13807
NVDA|NVIDIA CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|256714
NVDA|NVIDIA CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|1204490
NVDA|NVIDIA CORPORATION|WDNX|WEEDEN & CO.L.P.|4548
NVDA|NVIDIA CORPORATION|WEDB|WEDBUSH SECURITIES INC.|850860
NVDA|NVIDIA CORPORATION|WEED|Weeden & Co.L.P.|3053
NVDA|NVIDIA CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|787866
NVDA|NVIDIA CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|139546
NVDA|NVIDIA CORPORATION|WFPB|Wells Fargo Securities, LLC.|900
NVDA|NVIDIA CORPORATION|WGIF|CIBC World Markets Inc.|81327
NVDA|NVIDIA CORPORATION|WHOT|JUST2TRADE, INC.|421
NVDA|NVIDIA CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5372
NVDA|NVIDIA CORPORATION|WORD|Worden Capital Management LLC|3758
NVDA|NVIDIA CORPORATION|WSAG|WALL STREET ACCESS|201
NVDA|NVIDIA CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|174626
NVDA|NVIDIA CORPORATION|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|115
NVDA|NVIDIA CORPORATION|WTFS|JUST2TRADE, INC.|29
NVDA|NVIDIA CORPORATION|XIST|INSTINET, LLC|62892
NVDA|NVIDIA CORPORATION|XPQR|Jump Trading|800
NVDA|NVIDIA CORPORATION|XPUS|XP SECURITIES, LLC|1225
NVDA|NVIDIA CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|2543876
NVDA|NVIDIA CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|60467
NVDA|NVIDIA CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|62392
NVEC|NVE CORP|ALTX|Alternet Securities Inc.|400
NVEC|NVE CORP|APCC|Apex Clearing Corporation|58
NVEC|NVE CORP|BARD|Robert W. Baird & Co. Incorporated|1042
NVEC|NVE CORP|BATM|CBOE TRADING, INC.|890
NVEC|NVE CORP|BERN|Sanford C. Bernstein & Co., LLC|6946
NVEC|NVE CORP|BIMI|Banca IMI Securities Corp.|14
NVEC|NVE CORP|BMOC|BMO Capital Markets Corp.|762
NVEC|NVE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|256
NVEC|NVE CORP|BTIG|BTIG, LLC|1636
NVEC|NVE CORP|BYXM|CBOE TRADING, INC.|281
NVEC|NVE CORP|CHAS|Charles Schwab & Co., Inc.|2
NVEC|NVE CORP|CIST|Capital Institutional Services, Inc.|20
NVEC|NVE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|765
NVEC|NVE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25431
NVEC|NVE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11321
NVEC|NVE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4244
NVEC|NVE CORP|CTDL|Citadel Derivatives Group Llc|79
NVEC|NVE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2184
NVEC|NVE CORP|DADA|D.A. Davidson & Co.|200
NVEC|NVE CORP|DBAB|Deutsche Bank Securities Inc.|11872
NVEC|NVE CORP|DBAX|Deutsche Bank Securities Inc.|2700
NVEC|NVE CORP|DEAN|MORGAN STANLEY|773
NVEC|NVE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
NVEC|NVE CORP|EBXL|EBX LLC|6700
NVEC|NVE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|350
NVEC|NVE CORP|EDJO|Edward D. Jones & Co., L.P.|71
NVEC|NVE CORP|EGAM|CBOE TRADING, INC.|200
NVEC|NVE CORP|EGXW|CBOE TRADING, INC.|1
NVEC|NVE CORP|ETCC|Electronic Transaction Clearing, Inc.|12696
NVEC|NVE CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
NVEC|NVE CORP|ETRS|E*Trade Securities LLC|3785
NVEC|NVE CORP|FBCO|Credit Suisse Securities (USA) LLC|12422
NVEC|NVE CORP|FILL|Tradestation Securities, Inc.|146
NVEC|NVE CORP|FOMA|TD AMERITRADE CLEARING, INC.|4551
NVEC|NVE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5356
NVEC|NVE CORP|FTBR|Foliofn Investments, Inc.|6
NVEC|NVE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|531
NVEC|NVE CORP|GLIS|TD Securities Inc|50
NVEC|NVE CORP|GLPX|ACS EXECUTION SERVICES, LLC|5507
NVEC|NVE CORP|GSCO|GOLDMAN SACHS & CO. LLC|13527
NVEC|NVE CORP|GSCS|GOLDMAN SACHS & CO. LLC|1375
NVEC|NVE CORP|GTSZ|GTS SECURITIES LLC|9041
NVEC|NVE CORP|HRBF|American Enterprise Investment Services Inc.|2480
NVEC|NVE CORP|IATS|INTERACTIVE BROKERS LLC|3298
NVEC|NVE CORP|IBKR|Interactive Brokers Llc|16125
NVEC|NVE CORP|ICBX|INSTINET, LLC|2500
NVEC|NVE CORP|IEQY|CITADEL SECURITIES LLC|3124
NVEC|NVE CORP|INCA|INSTINET, LLC|15457
NVEC|NVE CORP|INJX|INSTINET, LLC|677
NVEC|NVE CORP|ITGI|ITG Inc.|4721
NVEC|NVE CORP|ITGP|ITG INC.|9600
NVEC|NVE CORP|JANY|Janney Montgomery Scott Inc.|29
NVEC|NVE CORP|JEFF|JEFFERIES LLC|284
NVEC|NVE CORP|JPMX|J.P. Morgan Securities LLC|13891
NVEC|NVE CORP|KCGM|VIRTU Americas LLC|1769
NVEC|NVE CORP|LEHM|Barclays Capital Inc./Le|8462
NVEC|NVE CORP|LIME|Lime Brokerage LLC|4836
NVEC|NVE CORP|LMGP|LIME BROKERAGE LLC|503
NVEC|NVE CORP|LQNA|LIQUIDNET, INC.|1000
NVEC|NVE CORP|MAXM|Maxim Group LLC|414
NVEC|NVE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
NVEC|NVE CORP|MOTF|MOTIF INVESTING, INC.|1
NVEC|NVE CORP|MSCO|MORGAN STANLEY & CO. LLC|33942
NVEC|NVE CORP|MSPL|MORGAN STANLEY & CO. LLC|10800
NVEC|NVE CORP|MSTX|MORGAN STANLEY & CO. LLC|200
NVEC|NVE CORP|NFSC|National Financial Services LLC|10246
NVEC|NVE CORP|NITE|VIRTU Americas LLC|44834
NVEC|NVE CORP|OPCO|Oppenheimer & Co. Inc.|9
NVEC|NVE CORP|PDQM|CODA MARKETS, INC.|9464
NVEC|NVE CORP|RAJA|Raymond James & Associates, Inc.|200
NVEC|NVE CORP|RBCM|RBC CAPITAL MARKETS, LLC|4456
NVEC|NVE CORP|SBSH|Citigroup Global Markets Inc.|11649
NVEC|NVE CORP|SGMT|GOLDMAN SACHS & CO. LLC|1463
NVEC|NVE CORP|SPDR|SPEEDROUTE LLC|9136
NVEC|NVE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|3699
NVEC|NVE CORP|SWIM|TD Ameritrade, Inc.|2156
NVEC|NVE CORP|SWST|Hilltop Securities Inc.|709
NVEC|NVE CORP|TKNG|ALLY INVEST SECURITIES LLC|1
NVEC|NVE CORP|TRBT|Tradebot Systems, Inc.|143
NVEC|NVE CORP|TRCM|TRC MARKETS LLC|7281
NVEC|NVE CORP|UBSA|UBS SECURITIES LLC|18252
NVEC|NVE CORP|UBSS|UBS Securities LLC|19782
NVEC|NVE CORP|VALX|VIRTU AMERICAS LLC|2030
NVEC|NVE CORP|VGRD|Vanguard Marketing Corporation|1602
NVEC|NVE CORP|WABR|Wall Street Access|700
NVEC|NVE CORP|WCHV|WELLS FARGO SECURITIES, LLC|13942
NVEC|NVE CORP|WEED|Weeden & Co.L.P.|1396
NVEC|NVE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33
NVEC|NVE CORP|WSEA|WOLVERINE SECURITIES, LLC|90
NVEC|NVE CORP|XIST|INSTINET, LLC|2380
NVEC|NVE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
NVEC|NVE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|460
NVEC|NVE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|533
NVEE|NV5 GLOBAL CMN|APCC|Apex Clearing Corporation|9
NVEE|NV5 GLOBAL CMN|BATM|CBOE TRADING, INC.|135
NVEE|NV5 GLOBAL CMN|BERN|Sanford C. Bernstein & Co., LLC|1326
NVEE|NV5 GLOBAL CMN|BIAD|SAGETRADER, LLC|1
NVEE|NV5 GLOBAL CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|535
NVEE|NV5 GLOBAL CMN|BMOC|BMO Capital Markets Corp.|1305
NVEE|NV5 GLOBAL CMN|BNPX|BNP PARIBAS SECURITIES CORP.|489
NVEE|NV5 GLOBAL CMN|BRGE|Newbridge Securities Corp.|100
NVEE|NV5 GLOBAL CMN|BTIG|BTIG, LLC|20
NVEE|NV5 GLOBAL CMN|CANT|Cantor Fitzgerald & Co.|1000
NVEE|NV5 GLOBAL CMN|CHAS|Charles Schwab & Co., Inc.|11075
NVEE|NV5 GLOBAL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1226
NVEE|NV5 GLOBAL CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|399
NVEE|NV5 GLOBAL CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1450
NVEE|NV5 GLOBAL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8779
NVEE|NV5 GLOBAL CMN|CTDL|Citadel Derivatives Group Llc|558
NVEE|NV5 GLOBAL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2586
NVEE|NV5 GLOBAL CMN|DBAB|Deutsche Bank Securities Inc.|54862
NVEE|NV5 GLOBAL CMN|DBAX|Deutsche Bank Securities Inc.|4800
NVEE|NV5 GLOBAL CMN|DEAN|MORGAN STANLEY|1387
NVEE|NV5 GLOBAL CMN|DEGS|RONIN PROFESSIONAL LLC|5725
NVEE|NV5 GLOBAL CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|295
NVEE|NV5 GLOBAL CMN|EBXL|EBX LLC|2300
NVEE|NV5 GLOBAL CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2480
NVEE|NV5 GLOBAL CMN|EDJC|Edward Jones / CDS|30
NVEE|NV5 GLOBAL CMN|EGAM|CBOE TRADING, INC.|476
NVEE|NV5 GLOBAL CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
NVEE|NV5 GLOBAL CMN|EGXM|CBOE TRADING, INC.|66
NVEE|NV5 GLOBAL CMN|ETBE|Electronic Transaction Clearing, Inc.|770
NVEE|NV5 GLOBAL CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2
NVEE|NV5 GLOBAL CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5904
NVEE|NV5 GLOBAL CMN|ETRS|E*Trade Securities LLC|4495
NVEE|NV5 GLOBAL CMN|FBCO|Credit Suisse Securities (USA) LLC|66607
NVEE|NV5 GLOBAL CMN|FILL|Tradestation Securities, Inc.|9
NVEE|NV5 GLOBAL CMN|FINX|FINTECH SECURITIES|12
NVEE|NV5 GLOBAL CMN|FMAF|NBCN Inc./ CDS|102
NVEE|NV5 GLOBAL CMN|FOMA|TD AMERITRADE CLEARING, INC.|20774
NVEE|NV5 GLOBAL CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|551
NVEE|NV5 GLOBAL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10280
NVEE|NV5 GLOBAL CMN|FTBR|Foliofn Investments, Inc.|710
NVEE|NV5 GLOBAL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2402
NVEE|NV5 GLOBAL CMN|GLPX|ACS EXECUTION SERVICES, LLC|36
NVEE|NV5 GLOBAL CMN|GSCO|GOLDMAN SACHS & CO. LLC|91287
NVEE|NV5 GLOBAL CMN|GSCS|GOLDMAN SACHS & CO. LLC|70
NVEE|NV5 GLOBAL CMN|GSLT|GOLDMAN SACHS & CO. LLC|66
NVEE|NV5 GLOBAL CMN|GTSZ|GTS SECURITIES LLC|430
NVEE|NV5 GLOBAL CMN|HPPX|POTAMUS TRADING, LLC|121
NVEE|NV5 GLOBAL CMN|HRBF|American Enterprise Investment Services Inc.|79
NVEE|NV5 GLOBAL CMN|IBKR|Interactive Brokers Llc|26192
NVEE|NV5 GLOBAL CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
NVEE|NV5 GLOBAL CMN|ICBX|INSTINET, LLC|1000
NVEE|NV5 GLOBAL CMN|IEQY|CITADEL SECURITIES LLC|11467
NVEE|NV5 GLOBAL CMN|INCA|INSTINET, LLC|15251
NVEE|NV5 GLOBAL CMN|INJX|INSTINET, LLC|3987
NVEE|NV5 GLOBAL CMN|ITGI|ITG Inc.|6861
NVEE|NV5 GLOBAL CMN|ITGP|ITG INC.|1600
NVEE|NV5 GLOBAL CMN|JEFF|JEFFERIES LLC|13175
NVEE|NV5 GLOBAL CMN|JPBX|J.P. MORGAN SECURITIES LLC|1686
NVEE|NV5 GLOBAL CMN|JPMX|J.P. Morgan Securities LLC|11728
NVEE|NV5 GLOBAL CMN|KCGM|VIRTU Americas LLC|3886
NVEE|NV5 GLOBAL CMN|LEHM|Barclays Capital Inc./Le|64653
NVEE|NV5 GLOBAL CMN|LIME|Lime Brokerage LLC|53350
NVEE|NV5 GLOBAL CMN|LSCI|Lek Securities Corporation|2028
NVEE|NV5 GLOBAL CMN|MAXM|Maxim Group LLC|540
NVEE|NV5 GLOBAL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3500
NVEE|NV5 GLOBAL CMN|MSCO|MORGAN STANLEY & CO. LLC|163683
NVEE|NV5 GLOBAL CMN|MSPL|MORGAN STANLEY & CO. LLC|3700
NVEE|NV5 GLOBAL CMN|MSTX|MORGAN STANLEY & CO. LLC|1400
NVEE|NV5 GLOBAL CMN|NFSC|National Financial Services LLC|17419
NVEE|NV5 GLOBAL CMN|NITE|VIRTU Americas LLC|52965
NVEE|NV5 GLOBAL CMN|NQRB|Brut, LLC|200
NVEE|NV5 GLOBAL CMN|OPCO|Oppenheimer & Co. Inc.|408
NVEE|NV5 GLOBAL CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|240
NVEE|NV5 GLOBAL CMN|PDQM|CODA MARKETS, INC.|1499
NVEE|NV5 GLOBAL CMN|PHLY|NASDAQ Execution Services, LLC|200
NVEE|NV5 GLOBAL CMN|ROTH|Roth Capital Partners, LLC|116757
NVEE|NV5 GLOBAL CMN|SAGW|SAGETRADER, LLC|100
NVEE|NV5 GLOBAL CMN|SBSH|Citigroup Global Markets Inc.|15318
NVEE|NV5 GLOBAL CMN|SGMT|GOLDMAN SACHS & CO. LLC|4425
NVEE|NV5 GLOBAL CMN|SIDC|Sidoti & Company, LLC|1400
NVEE|NV5 GLOBAL CMN|SPDR|SPEEDROUTE LLC|200
NVEE|NV5 GLOBAL CMN|SPTD|MINT GLOBAL MARKETS, INC.|600
NVEE|NV5 GLOBAL CMN|SWIM|TD Ameritrade, Inc.|3665
NVEE|NV5 GLOBAL CMN|SWST|Hilltop Securities Inc.|299
NVEE|NV5 GLOBAL CMN|TKNG|ALLY INVEST SECURITIES LLC|108
NVEE|NV5 GLOBAL CMN|TRBT|Tradebot Systems, Inc.|5417
NVEE|NV5 GLOBAL CMN|TRCM|TRC MARKETS LLC|24527
NVEE|NV5 GLOBAL CMN|UBSA|UBS SECURITIES LLC|21286
NVEE|NV5 GLOBAL CMN|UBSS|UBS Securities LLC|113223
NVEE|NV5 GLOBAL CMN|VALX|VIRTU AMERICAS LLC|357
NVEE|NV5 GLOBAL CMN|VGRD|Vanguard Marketing Corporation|1830
NVEE|NV5 GLOBAL CMN|VNDS|VANDHAM SECURITIES CORP|100
NVEE|NV5 GLOBAL CMN|WCHV|WELLS FARGO SECURITIES, LLC|9429
NVEE|NV5 GLOBAL CMN|WEDB|WEDBUSH SECURITIES INC.|12365
NVEE|NV5 GLOBAL CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2
NVEE|NV5 GLOBAL CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|463
NVEE|NV5 GLOBAL CMN|WSEA|WOLVERINE SECURITIES, LLC|284
NVEE|NV5 GLOBAL CMN|XIST|INSTINET, LLC|3170
NVEE|NV5 GLOBAL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
NVEE|NV5 GLOBAL CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|515
NVFY|NOVA LIFESTYLE INC|ALTX|Alternet Securities Inc.|600
NVFY|NOVA LIFESTYLE INC|APCC|Apex Clearing Corporation|1376
NVFY|NOVA LIFESTYLE INC|BATM|CBOE TRADING, INC.|19
NVFY|NOVA LIFESTYLE INC|CANT|Cantor Fitzgerald & Co.|108
NVFY|NOVA LIFESTYLE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
NVFY|NOVA LIFESTYLE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10107
NVFY|NOVA LIFESTYLE INC|CTDL|Citadel Derivatives Group Llc|1305
NVFY|NOVA LIFESTYLE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
NVFY|NOVA LIFESTYLE INC|DBAB|Deutsche Bank Securities Inc.|7576
NVFY|NOVA LIFESTYLE INC|DBAX|Deutsche Bank Securities Inc.|3700
NVFY|NOVA LIFESTYLE INC|DEGS|RONIN PROFESSIONAL LLC|3312
NVFY|NOVA LIFESTYLE INC|EBXL|EBX LLC|200
NVFY|NOVA LIFESTYLE INC|EGXM|CBOE TRADING, INC.|300
NVFY|NOVA LIFESTYLE INC|EGXW|CBOE TRADING, INC.|100
NVFY|NOVA LIFESTYLE INC|ETRS|E*Trade Securities LLC|53603
NVFY|NOVA LIFESTYLE INC|FBCO|Credit Suisse Securities (USA) LLC|24946
NVFY|NOVA LIFESTYLE INC|FILL|Tradestation Securities, Inc.|10821
NVFY|NOVA LIFESTYLE INC|FMAF|NBCN Inc./ CDS|1777
NVFY|NOVA LIFESTYLE INC|FOMA|TD AMERITRADE CLEARING, INC.|99069
NVFY|NOVA LIFESTYLE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|577
NVFY|NOVA LIFESTYLE INC|FTBR|Foliofn Investments, Inc.|16
NVFY|NOVA LIFESTYLE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1080
NVFY|NOVA LIFESTYLE INC|GSCO|GOLDMAN SACHS & CO. LLC|2346
NVFY|NOVA LIFESTYLE INC|GSCS|GOLDMAN SACHS & CO. LLC|7374
NVFY|NOVA LIFESTYLE INC|GSLT|GOLDMAN SACHS & CO. LLC|400
NVFY|NOVA LIFESTYLE INC|IATS|INTERACTIVE BROKERS LLC|1400
NVFY|NOVA LIFESTYLE INC|IBKR|Interactive Brokers Llc|78070
NVFY|NOVA LIFESTYLE INC|ICBX|INSTINET, LLC|300
NVFY|NOVA LIFESTYLE INC|INCA|INSTINET, LLC|15478
NVFY|NOVA LIFESTYLE INC|INJX|INSTINET, LLC|200
NVFY|NOVA LIFESTYLE INC|ITGI|ITG Inc.|14628
NVFY|NOVA LIFESTYLE INC|ITGP|ITG INC.|1600
NVFY|NOVA LIFESTYLE INC|JEFF|JEFFERIES LLC|1900
NVFY|NOVA LIFESTYLE INC|JPMX|J.P. Morgan Securities LLC|1600
NVFY|NOVA LIFESTYLE INC|KCGM|VIRTU Americas LLC|93
NVFY|NOVA LIFESTYLE INC|LEHM|Barclays Capital Inc./Le|10146
NVFY|NOVA LIFESTYLE INC|LIME|Lime Brokerage LLC|16886
NVFY|NOVA LIFESTYLE INC|LQNA|LIQUIDNET, INC.|31900
NVFY|NOVA LIFESTYLE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
NVFY|NOVA LIFESTYLE INC|MOTF|MOTIF INVESTING, INC.|1
NVFY|NOVA LIFESTYLE INC|MSCO|MORGAN STANLEY & CO. LLC|62610
NVFY|NOVA LIFESTYLE INC|MSPL|MORGAN STANLEY & CO. LLC|7300
NVFY|NOVA LIFESTYLE INC|NFSC|National Financial Services LLC|30157
NVFY|NOVA LIFESTYLE INC|NITE|VIRTU Americas LLC|118963
NVFY|NOVA LIFESTYLE INC|PWJC|UBS Financial Services, Inc.|2921
NVFY|NOVA LIFESTYLE INC|RAJA|Raymond James & Associates, Inc.|365
NVFY|NOVA LIFESTYLE INC|SBSH|Citigroup Global Markets Inc.|6000
NVFY|NOVA LIFESTYLE INC|SGMT|GOLDMAN SACHS & CO. LLC|1699
NVFY|NOVA LIFESTYLE INC|SPDR|SPEEDROUTE LLC|500
NVFY|NOVA LIFESTYLE INC|SWIM|TD Ameritrade, Inc.|12694
NVFY|NOVA LIFESTYLE INC|TKNG|ALLY INVEST SECURITIES LLC|11325
NVFY|NOVA LIFESTYLE INC|TRCM|TRC MARKETS LLC|1693
NVFY|NOVA LIFESTYLE INC|UBSA|UBS SECURITIES LLC|8860
NVFY|NOVA LIFESTYLE INC|UBSS|UBS Securities LLC|82443
NVFY|NOVA LIFESTYLE INC|VGRD|Vanguard Marketing Corporation|10590
NVFY|NOVA LIFESTYLE INC|WCHV|WELLS FARGO SECURITIES, LLC|19
NVFY|NOVA LIFESTYLE INC|WSEA|WOLVERINE SECURITIES, LLC|10647
NVG|NUVEEN AMT-FREE MUNI|AGIS|Aegis Capital Corp.|20010
NVG|NUVEEN AMT-FREE MUNI|ALTX|Alternet Securities Inc.|12396
NVG|NUVEEN AMT-FREE MUNI|APCC|Apex Clearing Corporation|230
NVG|NUVEEN AMT-FREE MUNI|BANK|Primevest Financial Services, Inc.|4327
NVG|NUVEEN AMT-FREE MUNI|BARD|Robert W. Baird & Co. Incorporated|12089
NVG|NUVEEN AMT-FREE MUNI|BATM|CBOE TRADING, INC.|2575
NVG|NUVEEN AMT-FREE MUNI|BBNT|BB&T SECURITIES, LLC|13834
NVG|NUVEEN AMT-FREE MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11708
NVG|NUVEEN AMT-FREE MUNI|BRGE|Newbridge Securities Corp.|504
NVG|NUVEEN AMT-FREE MUNI|BTIG|BTIG, LLC|600
NVG|NUVEEN AMT-FREE MUNI|CANT|Cantor Fitzgerald & Co.|85950
NVG|NUVEEN AMT-FREE MUNI|CHAS|Charles Schwab & Co., Inc.|36140
NVG|NUVEEN AMT-FREE MUNI|CIST|Capital Institutional Services, Inc.|1892
NVG|NUVEEN AMT-FREE MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22609
NVG|NUVEEN AMT-FREE MUNI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NVG|NUVEEN AMT-FREE MUNI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
NVG|NUVEEN AMT-FREE MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42739
NVG|NUVEEN AMT-FREE MUNI|CTDL|Citadel Derivatives Group Llc|150
NVG|NUVEEN AMT-FREE MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
NVG|NUVEEN AMT-FREE MUNI|DADA|D.A. Davidson & Co.|17344
NVG|NUVEEN AMT-FREE MUNI|DAVA|Davenport & Company LLC|10030
NVG|NUVEEN AMT-FREE MUNI|DBAX|Deutsche Bank Securities Inc.|4200
NVG|NUVEEN AMT-FREE MUNI|DEAN|MORGAN STANLEY|34851
NVG|NUVEEN AMT-FREE MUNI|DEGS|RONIN PROFESSIONAL LLC|100
NVG|NUVEEN AMT-FREE MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5401
NVG|NUVEEN AMT-FREE MUNI|EBXL|EBX LLC|15100
NVG|NUVEEN AMT-FREE MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|15018
NVG|NUVEEN AMT-FREE MUNI|EDJO|Edward D. Jones & Co., L.P.|39989
NVG|NUVEEN AMT-FREE MUNI|EGAM|CBOE TRADING, INC.|8650
NVG|NUVEEN AMT-FREE MUNI|EGAW|CBOE TRADING, INC.|300
NVG|NUVEEN AMT-FREE MUNI|EGXM|CBOE TRADING, INC.|3550
NVG|NUVEEN AMT-FREE MUNI|ESPO|ESPOSITO SECURITIES, LLC|534
NVG|NUVEEN AMT-FREE MUNI|ETRS|E*Trade Securities LLC|122092
NVG|NUVEEN AMT-FREE MUNI|FBSB|U.S. Bancorp Investments, Inc.|1
NVG|NUVEEN AMT-FREE MUNI|FILL|Tradestation Securities, Inc.|659
NVG|NUVEEN AMT-FREE MUNI|FMAF|NBCN Inc./ CDS|1000
NVG|NUVEEN AMT-FREE MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11733
NVG|NUVEEN AMT-FREE MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45288
NVG|NUVEEN AMT-FREE MUNI|FTBR|Foliofn Investments, Inc.|5380
NVG|NUVEEN AMT-FREE MUNI|GEBB|GLOBAL EXECUTION BROKERS, LP|600
NVG|NUVEEN AMT-FREE MUNI|GLIS|TD Securities Inc|500
NVG|NUVEEN AMT-FREE MUNI|GLPX|ACS EXECUTION SERVICES, LLC|3218
NVG|NUVEEN AMT-FREE MUNI|GSCO|GOLDMAN SACHS & CO. LLC|60901
NVG|NUVEEN AMT-FREE MUNI|GSLT|GOLDMAN SACHS & CO. LLC|1200
NVG|NUVEEN AMT-FREE MUNI|GTSZ|GTS SECURITIES LLC|100
NVG|NUVEEN AMT-FREE MUNI|HRBF|American Enterprise Investment Services Inc.|53123
NVG|NUVEEN AMT-FREE MUNI|IATS|INTERACTIVE BROKERS LLC|32050
NVG|NUVEEN AMT-FREE MUNI|IBKR|Interactive Brokers Llc|44657
NVG|NUVEEN AMT-FREE MUNI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
NVG|NUVEEN AMT-FREE MUNI|ICBX|INSTINET, LLC|11300
NVG|NUVEEN AMT-FREE MUNI|INCA|INSTINET, LLC|2740
NVG|NUVEEN AMT-FREE MUNI|INJX|INSTINET, LLC|3450
NVG|NUVEEN AMT-FREE MUNI|ITGI|ITG Inc.|71035
NVG|NUVEEN AMT-FREE MUNI|ITGP|ITG INC.|22400
NVG|NUVEEN AMT-FREE MUNI|JANY|Janney Montgomery Scott Inc.|843
NVG|NUVEEN AMT-FREE MUNI|JEFF|JEFFERIES LLC|13538
NVG|NUVEEN AMT-FREE MUNI|JMPT|JUMP TRADING, LLC|230
NVG|NUVEEN AMT-FREE MUNI|JONE|JonesTrading|44980
NVG|NUVEEN AMT-FREE MUNI|JPMX|J.P. Morgan Securities LLC|30966
NVG|NUVEEN AMT-FREE MUNI|JSJX|JANE STREET CAPITAL LLC|3809
NVG|NUVEEN AMT-FREE MUNI|KCGM|VIRTU Americas LLC|9756
NVG|NUVEEN AMT-FREE MUNI|LEHM|Barclays Capital Inc./Le|90615
NVG|NUVEEN AMT-FREE MUNI|LGNT|COR CLEARING LLC|2
NVG|NUVEEN AMT-FREE MUNI|LIME|Lime Brokerage LLC|1225
NVG|NUVEEN AMT-FREE MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8735
NVG|NUVEEN AMT-FREE MUNI|MACC|Mid Atlantic Capital Corporation|6286
NVG|NUVEEN AMT-FREE MUNI|MAXM|Maxim Group LLC|1000
NVG|NUVEEN AMT-FREE MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68098
NVG|NUVEEN AMT-FREE MUNI|MOTF|MOTIF INVESTING, INC.|4
NVG|NUVEEN AMT-FREE MUNI|MSCO|MORGAN STANLEY & CO. LLC|208870
NVG|NUVEEN AMT-FREE MUNI|MSPL|MORGAN STANLEY & CO. LLC|26900
NVG|NUVEEN AMT-FREE MUNI|NATL|National Securities Corporation|1131
NVG|NUVEEN AMT-FREE MUNI|NFSC|National Financial Services LLC|618328
NVG|NUVEEN AMT-FREE MUNI|NITE|VIRTU Americas LLC|805060
NVG|NUVEEN AMT-FREE MUNI|NQRB|Brut, LLC|873
NVG|NUVEEN AMT-FREE MUNI|NTBF|BMO Nesbitt Burns Inc./CDS|539
NVG|NUVEEN AMT-FREE MUNI|NTRC|Northern Trust Securities, Inc.|6547
NVG|NUVEEN AMT-FREE MUNI|OPCO|Oppenheimer & Co. Inc.|16745
NVG|NUVEEN AMT-FREE MUNI|OTAA|OTA LLC|4400
NVG|NUVEEN AMT-FREE MUNI|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4253
NVG|NUVEEN AMT-FREE MUNI|PDQM|CODA MARKETS, INC.|23050
NVG|NUVEEN AMT-FREE MUNI|PICT|Pictet Overseas Inc.|200
NVG|NUVEEN AMT-FREE MUNI|PWJC|UBS Financial Services, Inc.|38693
NVG|NUVEEN AMT-FREE MUNI|RBCM|RBC CAPITAL MARKETS, LLC|54948
NVG|NUVEEN AMT-FREE MUNI|SALI|INTL FCSTONE FINANCIAL INC.|5159
NVG|NUVEEN AMT-FREE MUNI|SBSH|Citigroup Global Markets Inc.|2529
NVG|NUVEEN AMT-FREE MUNI|SEIC|SEI Investments Distribution Co.|1100
NVG|NUVEEN AMT-FREE MUNI|SGMT|GOLDMAN SACHS & CO. LLC|14223
NVG|NUVEEN AMT-FREE MUNI|SPDR|SPEEDROUTE LLC|2304
NVG|NUVEEN AMT-FREE MUNI|SPHN|Stephens Inc.|1367
NVG|NUVEEN AMT-FREE MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|57677
NVG|NUVEEN AMT-FREE MUNI|STXG|Stockcross Financial Services, Inc.|12
NVG|NUVEEN AMT-FREE MUNI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
NVG|NUVEEN AMT-FREE MUNI|SWIM|TD Ameritrade, Inc.|26869
NVG|NUVEEN AMT-FREE MUNI|SWST|Hilltop Securities Inc.|7871
NVG|NUVEEN AMT-FREE MUNI|TKNG|ALLY INVEST SECURITIES LLC|2677
NVG|NUVEEN AMT-FREE MUNI|TRBT|Tradebot Systems, Inc.|2522
NVG|NUVEEN AMT-FREE MUNI|UBSA|UBS SECURITIES LLC|80835
NVG|NUVEEN AMT-FREE MUNI|UBSS|UBS Securities LLC|388493
NVG|NUVEEN AMT-FREE MUNI|VALX|VIRTU AMERICAS LLC|9845
NVG|NUVEEN AMT-FREE MUNI|VGRD|Vanguard Marketing Corporation|88332
NVG|NUVEEN AMT-FREE MUNI|WBET|Wallachbeth Capital LLC|16962
NVG|NUVEEN AMT-FREE MUNI|WCHV|WELLS FARGO SECURITIES, LLC|309354
NVG|NUVEEN AMT-FREE MUNI|WEDB|WEDBUSH SECURITIES INC.|2918
NVG|NUVEEN AMT-FREE MUNI|WEED|Weeden & Co.L.P.|140863
NVG|NUVEEN AMT-FREE MUNI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1412
NVG|NUVEEN AMT-FREE MUNI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|430
NVG|NUVEEN AMT-FREE MUNI|WSEA|WOLVERINE SECURITIES, LLC|9013
NVG|NUVEEN AMT-FREE MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|28814
NVG|NUVEEN AMT-FREE MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|7436
NVG|NUVEEN AMT-FREE MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|59246
NVGS|NAVIGATOR HOLDINGS|ALTX|Alternet Securities Inc.|700
NVGS|NAVIGATOR HOLDINGS|APCC|Apex Clearing Corporation|68
NVGS|NAVIGATOR HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|1000
NVGS|NAVIGATOR HOLDINGS|BATM|CBOE TRADING, INC.|1819
NVGS|NAVIGATOR HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|2000
NVGS|NAVIGATOR HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|3620
NVGS|NAVIGATOR HOLDINGS|CANT|Cantor Fitzgerald & Co.|235
NVGS|NAVIGATOR HOLDINGS|CHAS|Charles Schwab & Co., Inc.|300
NVGS|NAVIGATOR HOLDINGS|CIST|Capital Institutional Services, Inc.|145
NVGS|NAVIGATOR HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|420
NVGS|NAVIGATOR HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
NVGS|NAVIGATOR HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79316
NVGS|NAVIGATOR HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1692
NVGS|NAVIGATOR HOLDINGS|DBAB|Deutsche Bank Securities Inc.|3300
NVGS|NAVIGATOR HOLDINGS|DBAX|Deutsche Bank Securities Inc.|31300
NVGS|NAVIGATOR HOLDINGS|DEAN|MORGAN STANLEY|3090
NVGS|NAVIGATOR HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|3739
NVGS|NAVIGATOR HOLDINGS|EBXL|EBX LLC|23500
NVGS|NAVIGATOR HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
NVGS|NAVIGATOR HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|1000
NVGS|NAVIGATOR HOLDINGS|EGAM|CBOE TRADING, INC.|1400
NVGS|NAVIGATOR HOLDINGS|EGXM|CBOE TRADING, INC.|443
NVGS|NAVIGATOR HOLDINGS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
NVGS|NAVIGATOR HOLDINGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
NVGS|NAVIGATOR HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1550
NVGS|NAVIGATOR HOLDINGS|ETRS|E*Trade Securities LLC|29693
NVGS|NAVIGATOR HOLDINGS|FILL|Tradestation Securities, Inc.|500
NVGS|NAVIGATOR HOLDINGS|FMAF|NBCN Inc./ CDS|1300
NVGS|NAVIGATOR HOLDINGS|FMCO|First Manhattan Co|11275
NVGS|NAVIGATOR HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47741
NVGS|NAVIGATOR HOLDINGS|FTBR|Foliofn Investments, Inc.|1356
NVGS|NAVIGATOR HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
NVGS|NAVIGATOR HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|2300
NVGS|NAVIGATOR HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|13009
NVGS|NAVIGATOR HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|1900
NVGS|NAVIGATOR HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|800
NVGS|NAVIGATOR HOLDINGS|GTSZ|GTS SECURITIES LLC|7500
NVGS|NAVIGATOR HOLDINGS|HRBF|American Enterprise Investment Services Inc.|2110
NVGS|NAVIGATOR HOLDINGS|IATS|INTERACTIVE BROKERS LLC|25139
NVGS|NAVIGATOR HOLDINGS|IBKR|Interactive Brokers Llc|135243
NVGS|NAVIGATOR HOLDINGS|ICBX|INSTINET, LLC|12000
NVGS|NAVIGATOR HOLDINGS|INCA|INSTINET, LLC|8587
NVGS|NAVIGATOR HOLDINGS|INJX|INSTINET, LLC|608
NVGS|NAVIGATOR HOLDINGS|ITGI|ITG Inc.|4300
NVGS|NAVIGATOR HOLDINGS|ITGP|ITG INC.|29000
NVGS|NAVIGATOR HOLDINGS|JANY|Janney Montgomery Scott Inc.|5433
NVGS|NAVIGATOR HOLDINGS|JEFF|JEFFERIES LLC|11480
NVGS|NAVIGATOR HOLDINGS|JMPT|JUMP TRADING, LLC|1234
NVGS|NAVIGATOR HOLDINGS|JPMX|J.P. Morgan Securities LLC|38742
NVGS|NAVIGATOR HOLDINGS|JSJX|JANE STREET CAPITAL LLC|32396
NVGS|NAVIGATOR HOLDINGS|KCGM|VIRTU Americas LLC|6020
NVGS|NAVIGATOR HOLDINGS|LEHM|Barclays Capital Inc./Le|52732
NVGS|NAVIGATOR HOLDINGS|LIME|Lime Brokerage LLC|13508
NVGS|NAVIGATOR HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35352
NVGS|NAVIGATOR HOLDINGS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
NVGS|NAVIGATOR HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|73409
NVGS|NAVIGATOR HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|70800
NVGS|NAVIGATOR HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|5600
NVGS|NAVIGATOR HOLDINGS|NFSC|National Financial Services LLC|225657
NVGS|NAVIGATOR HOLDINGS|NITE|VIRTU Americas LLC|350746
NVGS|NAVIGATOR HOLDINGS|NITP|VIRTU Americas LLC|220
NVGS|NAVIGATOR HOLDINGS|NQRB|Brut, LLC|200
NVGS|NAVIGATOR HOLDINGS|NTBF|BMO Nesbitt Burns Inc./CDS|290
NVGS|NAVIGATOR HOLDINGS|OPCO|Oppenheimer & Co. Inc.|15950
NVGS|NAVIGATOR HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2900
NVGS|NAVIGATOR HOLDINGS|PAUL|Paulson Investment Company, Inc.|275
NVGS|NAVIGATOR HOLDINGS|PDQM|CODA MARKETS, INC.|4800
NVGS|NAVIGATOR HOLDINGS|PWJC|UBS Financial Services, Inc.|4600
NVGS|NAVIGATOR HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|2615
NVGS|NAVIGATOR HOLDINGS|SBSH|Citigroup Global Markets Inc.|879
NVGS|NAVIGATOR HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|20385
NVGS|NAVIGATOR HOLDINGS|SIDC|Sidoti & Company, LLC|300
NVGS|NAVIGATOR HOLDINGS|SPDR|SPEEDROUTE LLC|900
NVGS|NAVIGATOR HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|52248
NVGS|NAVIGATOR HOLDINGS|SWIM|TD Ameritrade, Inc.|10821
NVGS|NAVIGATOR HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|2155
NVGS|NAVIGATOR HOLDINGS|TOUR|TOURMALINE PARTNERS, LLC|4100
NVGS|NAVIGATOR HOLDINGS|TRBT|Tradebot Systems, Inc.|930
NVGS|NAVIGATOR HOLDINGS|TRCM|TRC MARKETS LLC|5575
NVGS|NAVIGATOR HOLDINGS|TWTT|TASTYWORKS, INC.|460
NVGS|NAVIGATOR HOLDINGS|UBSA|UBS SECURITIES LLC|19187
NVGS|NAVIGATOR HOLDINGS|UBSS|UBS Securities LLC|94154
NVGS|NAVIGATOR HOLDINGS|VALX|VIRTU AMERICAS LLC|19157
NVGS|NAVIGATOR HOLDINGS|VGRD|Vanguard Marketing Corporation|28052
NVGS|NAVIGATOR HOLDINGS|WABR|Wall Street Access|1700
NVGS|NAVIGATOR HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|74468
NVGS|NAVIGATOR HOLDINGS|WEED|Weeden & Co.L.P.|2680
NVGS|NAVIGATOR HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6173
NVGS|NAVIGATOR HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5671
NVGS|NAVIGATOR HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|2429
NVGS|NAVIGATOR HOLDINGS|XIST|INSTINET, LLC|10800
NVGS|NAVIGATOR HOLDINGS|XPQR|Jump Trading|210
NVGS|NAVIGATOR HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|16480
NVGS|NAVIGATOR HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NVGS|NAVIGATOR HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1119
NVIV|INVIVO THERAPTC CM|ALTX|Alternet Securities Inc.|500
NVIV|INVIVO THERAPTC CM|ANOS|ABEL/NOSER, L.L.C.|914
NVIV|INVIVO THERAPTC CM|APCC|Apex Clearing Corporation|21312
NVIV|INVIVO THERAPTC CM|BARD|Robert W. Baird & Co. Incorporated|64
NVIV|INVIVO THERAPTC CM|BATM|CBOE TRADING, INC.|11
NVIV|INVIVO THERAPTC CM|BAYT|BTIG, LLC|100
NVIV|INVIVO THERAPTC CM|BERN|Sanford C. Bernstein & Co., LLC|400
NVIV|INVIVO THERAPTC CM|BIMI|Banca IMI Securities Corp.|610
NVIV|INVIVO THERAPTC CM|BRGE|Newbridge Securities Corp.|2400
NVIV|INVIVO THERAPTC CM|CANT|Cantor Fitzgerald & Co.|1571
NVIV|INVIVO THERAPTC CM|CHAS|Charles Schwab & Co., Inc.|3107
NVIV|INVIVO THERAPTC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28142
NVIV|INVIVO THERAPTC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|761
NVIV|INVIVO THERAPTC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26323
NVIV|INVIVO THERAPTC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52235
NVIV|INVIVO THERAPTC CM|CTDL|Citadel Derivatives Group Llc|167
NVIV|INVIVO THERAPTC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|22098
NVIV|INVIVO THERAPTC CM|DBAB|Deutsche Bank Securities Inc.|29389
NVIV|INVIVO THERAPTC CM|DBAX|Deutsche Bank Securities Inc.|17100
NVIV|INVIVO THERAPTC CM|DEAN|MORGAN STANLEY|32
NVIV|INVIVO THERAPTC CM|DEGS|RONIN PROFESSIONAL LLC|650
NVIV|INVIVO THERAPTC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|49293
NVIV|INVIVO THERAPTC CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|26365
NVIV|INVIVO THERAPTC CM|EBXL|EBX LLC|18300
NVIV|INVIVO THERAPTC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
NVIV|INVIVO THERAPTC CM|EDJO|Edward D. Jones & Co., L.P.|5900
NVIV|INVIVO THERAPTC CM|EGAM|CBOE TRADING, INC.|500
NVIV|INVIVO THERAPTC CM|EGXM|CBOE TRADING, INC.|100
NVIV|INVIVO THERAPTC CM|EGXW|CBOE TRADING, INC.|80
NVIV|INVIVO THERAPTC CM|ETBE|Electronic Transaction Clearing, Inc.|126
NVIV|INVIVO THERAPTC CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
NVIV|INVIVO THERAPTC CM|ETRS|E*Trade Securities LLC|98760
NVIV|INVIVO THERAPTC CM|FBCO|Credit Suisse Securities (USA) LLC|38404
NVIV|INVIVO THERAPTC CM|FILL|Tradestation Securities, Inc.|20690
NVIV|INVIVO THERAPTC CM|FMAF|NBCN Inc./ CDS|2000
NVIV|INVIVO THERAPTC CM|FOMA|TD AMERITRADE CLEARING, INC.|294525
NVIV|INVIVO THERAPTC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4096
NVIV|INVIVO THERAPTC CM|FTBR|Foliofn Investments, Inc.|2811
NVIV|INVIVO THERAPTC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2907
NVIV|INVIVO THERAPTC CM|GLPX|ACS EXECUTION SERVICES, LLC|12675
NVIV|INVIVO THERAPTC CM|GSCO|GOLDMAN SACHS & CO. LLC|3292
NVIV|INVIVO THERAPTC CM|GSLT|GOLDMAN SACHS & CO. LLC|3305
NVIV|INVIVO THERAPTC CM|GTSZ|GTS SECURITIES LLC|3344
NVIV|INVIVO THERAPTC CM|HRBF|American Enterprise Investment Services Inc.|49
NVIV|INVIVO THERAPTC CM|IATS|INTERACTIVE BROKERS LLC|12596
NVIV|INVIVO THERAPTC CM|IBKR|Interactive Brokers Llc|190200
NVIV|INVIVO THERAPTC CM|ICBX|INSTINET, LLC|14469
NVIV|INVIVO THERAPTC CM|INCA|INSTINET, LLC|43870
NVIV|INVIVO THERAPTC CM|INJX|INSTINET, LLC|18600
NVIV|INVIVO THERAPTC CM|ITGI|ITG Inc.|11787
NVIV|INVIVO THERAPTC CM|ITGP|ITG INC.|1800
NVIV|INVIVO THERAPTC CM|JANY|Janney Montgomery Scott Inc.|200
NVIV|INVIVO THERAPTC CM|JEFF|JEFFERIES LLC|43256
NVIV|INVIVO THERAPTC CM|JMPT|JUMP TRADING, LLC|9269
NVIV|INVIVO THERAPTC CM|JONE|JonesTrading|3000
NVIV|INVIVO THERAPTC CM|JPMX|J.P. Morgan Securities LLC|18554
NVIV|INVIVO THERAPTC CM|KCGM|VIRTU Americas LLC|5246
NVIV|INVIVO THERAPTC CM|LEHM|Barclays Capital Inc./Le|46152
NVIV|INVIVO THERAPTC CM|LIME|Lime Brokerage LLC|18259
NVIV|INVIVO THERAPTC CM|LPCM|Lampert Capital Markets Inc.|250
NVIV|INVIVO THERAPTC CM|LSCI|Lek Securities Corporation|5000
NVIV|INVIVO THERAPTC CM|LTCO|Ladenburg, Thalmann & Co., Inc.|6000
NVIV|INVIVO THERAPTC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
NVIV|INVIVO THERAPTC CM|MAXM|Maxim Group LLC|33446
NVIV|INVIVO THERAPTC CM|MBTS|ALLY INVEST SECURITIES LLC|3494
NVIV|INVIVO THERAPTC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38020
NVIV|INVIVO THERAPTC CM|MOTF|MOTIF INVESTING, INC.|4
NVIV|INVIVO THERAPTC CM|MSCO|MORGAN STANLEY & CO. LLC|290060
NVIV|INVIVO THERAPTC CM|MSPL|MORGAN STANLEY & CO. LLC|5900
NVIV|INVIVO THERAPTC CM|MSTX|MORGAN STANLEY & CO. LLC|400
NVIV|INVIVO THERAPTC CM|NFSC|National Financial Services LLC|169025
NVIV|INVIVO THERAPTC CM|NITE|VIRTU Americas LLC|450508
NVIV|INVIVO THERAPTC CM|NORT|Northland Securities, Inc.|433410
NVIV|INVIVO THERAPTC CM|NQRB|Brut, LLC|3680
NVIV|INVIVO THERAPTC CM|PCPT|PHILLIP CAPITAL INC.|383
NVIV|INVIVO THERAPTC CM|PDQM|CODA MARKETS, INC.|7559
NVIV|INVIVO THERAPTC CM|PWJC|UBS Financial Services, Inc.|740
NVIV|INVIVO THERAPTC CM|RAJA|Raymond James & Associates, Inc.|2768
NVIV|INVIVO THERAPTC CM|RBCM|RBC CAPITAL MARKETS, LLC|5774
NVIV|INVIVO THERAPTC CM|SBSH|Citigroup Global Markets Inc.|2947
NVIV|INVIVO THERAPTC CM|SGMT|GOLDMAN SACHS & CO. LLC|6176
NVIV|INVIVO THERAPTC CM|SOGO|Wang Investment Associates, Inc.|1300
NVIV|INVIVO THERAPTC CM|SPDR|SPEEDROUTE LLC|3630
NVIV|INVIVO THERAPTC CM|SPTD|MINT GLOBAL MARKETS, INC.|900
NVIV|INVIVO THERAPTC CM|STFL|Stifel, Nicolaus & Company, Incorporated|2100
NVIV|INVIVO THERAPTC CM|SWIM|TD Ameritrade, Inc.|39381
NVIV|INVIVO THERAPTC CM|SWST|Hilltop Securities Inc.|7
NVIV|INVIVO THERAPTC CM|TKNG|ALLY INVEST SECURITIES LLC|4477
NVIV|INVIVO THERAPTC CM|TRCM|TRC MARKETS LLC|200
NVIV|INVIVO THERAPTC CM|TTUC|CUTTONE & CO., INC.|6964
NVIV|INVIVO THERAPTC CM|TWTT|TASTYWORKS, INC.|700
NVIV|INVIVO THERAPTC CM|UBSA|UBS SECURITIES LLC|89503
NVIV|INVIVO THERAPTC CM|UBSS|UBS Securities LLC|195211
NVIV|INVIVO THERAPTC CM|VALX|VIRTU AMERICAS LLC|1923
NVIV|INVIVO THERAPTC CM|VGRD|Vanguard Marketing Corporation|5645
NVIV|INVIVO THERAPTC CM|VSIN|Vision Financial Markets Llc|11847
NVIV|INVIVO THERAPTC CM|WCHV|WELLS FARGO SECURITIES, LLC|12686
NVIV|INVIVO THERAPTC CM|WEDB|WEDBUSH SECURITIES INC.|4500
NVIV|INVIVO THERAPTC CM|WEED|Weeden & Co.L.P.|332
NVIV|INVIVO THERAPTC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|850
NVIV|INVIVO THERAPTC CM|WGIF|CIBC World Markets Inc.|7716
NVIV|INVIVO THERAPTC CM|WSEA|WOLVERINE SECURITIES, LLC|6572
NVIV|INVIVO THERAPTC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|40682
NVIV|INVIVO THERAPTC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NVIV|INVIVO THERAPTC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1712
NVLN|NOVELION THERAPEUTIC|ALTX|Alternet Securities Inc.|100
NVLN|NOVELION THERAPEUTIC|APCC|Apex Clearing Corporation|1830
NVLN|NOVELION THERAPEUTIC|BATM|CBOE TRADING, INC.|48
NVLN|NOVELION THERAPEUTIC|BAYC|BAY CREST PARTNERS, LLC|1079
NVLN|NOVELION THERAPEUTIC|BERN|Sanford C. Bernstein & Co., LLC|125
NVLN|NOVELION THERAPEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
NVLN|NOVELION THERAPEUTIC|BMOC|BMO Capital Markets Corp.|2289
NVLN|NOVELION THERAPEUTIC|BNPX|BNP PARIBAS SECURITIES CORP.|1130
NVLN|NOVELION THERAPEUTIC|BTIG|BTIG, LLC|109
NVLN|NOVELION THERAPEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3897
NVLN|NOVELION THERAPEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23361
NVLN|NOVELION THERAPEUTIC|CTDL|Citadel Derivatives Group Llc|3266
NVLN|NOVELION THERAPEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3450
NVLN|NOVELION THERAPEUTIC|DBAB|Deutsche Bank Securities Inc.|155379
NVLN|NOVELION THERAPEUTIC|DBAX|Deutsche Bank Securities Inc.|10000
NVLN|NOVELION THERAPEUTIC|DEAN|MORGAN STANLEY|388
NVLN|NOVELION THERAPEUTIC|DEGS|RONIN PROFESSIONAL LLC|17292
NVLN|NOVELION THERAPEUTIC|EBXL|EBX LLC|8100
NVLN|NOVELION THERAPEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|342
NVLN|NOVELION THERAPEUTIC|EDJO|Edward D. Jones & Co., L.P.|983
NVLN|NOVELION THERAPEUTIC|EGAM|CBOE TRADING, INC.|205
NVLN|NOVELION THERAPEUTIC|ETRS|E*Trade Securities LLC|23794
NVLN|NOVELION THERAPEUTIC|FBCO|Credit Suisse Securities (USA) LLC|90511
NVLN|NOVELION THERAPEUTIC|FILL|Tradestation Securities, Inc.|102
NVLN|NOVELION THERAPEUTIC|FMAF|NBCN Inc./ CDS|7793
NVLN|NOVELION THERAPEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|37137
NVLN|NOVELION THERAPEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13186
NVLN|NOVELION THERAPEUTIC|FTBR|Foliofn Investments, Inc.|424
NVLN|NOVELION THERAPEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|4498
NVLN|NOVELION THERAPEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|410
NVLN|NOVELION THERAPEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|533247
NVLN|NOVELION THERAPEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|402
NVLN|NOVELION THERAPEUTIC|GTSZ|GTS SECURITIES LLC|7962
NVLN|NOVELION THERAPEUTIC|IATS|INTERACTIVE BROKERS LLC|3100
NVLN|NOVELION THERAPEUTIC|IBKR|Interactive Brokers Llc|32821
NVLN|NOVELION THERAPEUTIC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
NVLN|NOVELION THERAPEUTIC|ICBX|INSTINET, LLC|10128
NVLN|NOVELION THERAPEUTIC|IEQY|CITADEL SECURITIES LLC|819
NVLN|NOVELION THERAPEUTIC|INCA|INSTINET, LLC|41793
NVLN|NOVELION THERAPEUTIC|INJX|INSTINET, LLC|328
NVLN|NOVELION THERAPEUTIC|ITGI|ITG Inc.|6862
NVLN|NOVELION THERAPEUTIC|ITGP|ITG INC.|18800
NVLN|NOVELION THERAPEUTIC|JEFF|JEFFERIES LLC|425
NVLN|NOVELION THERAPEUTIC|JMPT|JUMP TRADING, LLC|705
NVLN|NOVELION THERAPEUTIC|JPMX|J.P. Morgan Securities LLC|27788
NVLN|NOVELION THERAPEUTIC|JSJX|JANE STREET CAPITAL LLC|396
NVLN|NOVELION THERAPEUTIC|KCGM|VIRTU Americas LLC|4032
NVLN|NOVELION THERAPEUTIC|LEHM|Barclays Capital Inc./Le|238593
NVLN|NOVELION THERAPEUTIC|LIME|Lime Brokerage LLC|48871
NVLN|NOVELION THERAPEUTIC|LOOP|Loop Capital Markets LLC|2224
NVLN|NOVELION THERAPEUTIC|MAXM|Maxim Group LLC|444
NVLN|NOVELION THERAPEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31108
NVLN|NOVELION THERAPEUTIC|MSCO|MORGAN STANLEY & CO. LLC|378809
NVLN|NOVELION THERAPEUTIC|MSPL|MORGAN STANLEY & CO. LLC|12300
NVLN|NOVELION THERAPEUTIC|MSTX|MORGAN STANLEY & CO. LLC|9700
NVLN|NOVELION THERAPEUTIC|NFSC|National Financial Services LLC|93298
NVLN|NOVELION THERAPEUTIC|NITE|VIRTU Americas LLC|194023
NVLN|NOVELION THERAPEUTIC|NQRB|Brut, LLC|200
NVLN|NOVELION THERAPEUTIC|PDQM|CODA MARKETS, INC.|610
NVLN|NOVELION THERAPEUTIC|PWJC|UBS Financial Services, Inc.|520
NVLN|NOVELION THERAPEUTIC|RAJA|Raymond James & Associates, Inc.|8
NVLN|NOVELION THERAPEUTIC|SBSH|Citigroup Global Markets Inc.|100009
NVLN|NOVELION THERAPEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|17095
NVLN|NOVELION THERAPEUTIC|SPDR|SPEEDROUTE LLC|100
NVLN|NOVELION THERAPEUTIC|SWIM|TD Ameritrade, Inc.|2600
NVLN|NOVELION THERAPEUTIC|TKNG|ALLY INVEST SECURITIES LLC|10000
NVLN|NOVELION THERAPEUTIC|TRBT|Tradebot Systems, Inc.|710
NVLN|NOVELION THERAPEUTIC|TRCM|TRC MARKETS LLC|4660
NVLN|NOVELION THERAPEUTIC|UBSS|UBS Securities LLC|817933
NVLN|NOVELION THERAPEUTIC|VALX|VIRTU AMERICAS LLC|551
NVLN|NOVELION THERAPEUTIC|VGRD|Vanguard Marketing Corporation|80
NVLN|NOVELION THERAPEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|14853
NVLN|NOVELION THERAPEUTIC|WEED|Weeden & Co.L.P.|2900
NVLN|NOVELION THERAPEUTIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4374
NVLN|NOVELION THERAPEUTIC|WFPB|Wells Fargo Securities, LLC.|500
NVLN|NOVELION THERAPEUTIC|WGIF|CIBC World Markets Inc.|60
NVLN|NOVELION THERAPEUTIC|WSEA|WOLVERINE SECURITIES, LLC|5111
NVLN|NOVELION THERAPEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
NVLN|NOVELION THERAPEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
NVMI|NOVA MEASURING INSTR|ALTX|Alternet Securities Inc.|3202
NVMI|NOVA MEASURING INSTR|APCC|Apex Clearing Corporation|240
NVMI|NOVA MEASURING INSTR|BARD|Robert W. Baird & Co. Incorporated|50103
NVMI|NOVA MEASURING INSTR|BATM|CBOE TRADING, INC.|1308
NVMI|NOVA MEASURING INSTR|BERN|Sanford C. Bernstein & Co., LLC|50922
NVMI|NOVA MEASURING INSTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3241
NVMI|NOVA MEASURING INSTR|BYXM|CBOE TRADING, INC.|496
NVMI|NOVA MEASURING INSTR|BZYD|GOLDMAN SACHS & CO. LLC|2654
NVMI|NOVA MEASURING INSTR|CANT|Cantor Fitzgerald & Co.|246
NVMI|NOVA MEASURING INSTR|CHAS|Charles Schwab & Co., Inc.|380
NVMI|NOVA MEASURING INSTR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11028
NVMI|NOVA MEASURING INSTR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8560
NVMI|NOVA MEASURING INSTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48798
NVMI|NOVA MEASURING INSTR|CTDL|Citadel Derivatives Group Llc|1014
NVMI|NOVA MEASURING INSTR|CXCX|CITIGROUP GLOBAL MARKETS INC.|8136
NVMI|NOVA MEASURING INSTR|DBAB|Deutsche Bank Securities Inc.|73391
NVMI|NOVA MEASURING INSTR|DBAX|Deutsche Bank Securities Inc.|35700
NVMI|NOVA MEASURING INSTR|DBUL|Deutsche Bank Securities Inc.|200
NVMI|NOVA MEASURING INSTR|DEAN|MORGAN STANLEY|400
NVMI|NOVA MEASURING INSTR|DEGS|RONIN PROFESSIONAL LLC|7259
NVMI|NOVA MEASURING INSTR|EBXL|EBX LLC|25600
NVMI|NOVA MEASURING INSTR|ECUT|CONVERGEX EXECUTION SOLUTIONS|15
NVMI|NOVA MEASURING INSTR|EGAM|CBOE TRADING, INC.|2276
NVMI|NOVA MEASURING INSTR|EGMT|EG MARKET TECHNOLOGIES LLC|1100
NVMI|NOVA MEASURING INSTR|EGXM|CBOE TRADING, INC.|806
NVMI|NOVA MEASURING INSTR|EGXW|CBOE TRADING, INC.|100
NVMI|NOVA MEASURING INSTR|ETBE|Electronic Transaction Clearing, Inc.|3972
NVMI|NOVA MEASURING INSTR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2234
NVMI|NOVA MEASURING INSTR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24573
NVMI|NOVA MEASURING INSTR|ETRS|E*Trade Securities LLC|4878
NVMI|NOVA MEASURING INSTR|FBCO|Credit Suisse Securities (USA) LLC|61419
NVMI|NOVA MEASURING INSTR|FILL|Tradestation Securities, Inc.|293
NVMI|NOVA MEASURING INSTR|FOMA|TD AMERITRADE CLEARING, INC.|101103
NVMI|NOVA MEASURING INSTR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
NVMI|NOVA MEASURING INSTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42267
NVMI|NOVA MEASURING INSTR|FTBR|Foliofn Investments, Inc.|306
NVMI|NOVA MEASURING INSTR|GEBB|GLOBAL EXECUTION BROKERS, LP|769
NVMI|NOVA MEASURING INSTR|GLPX|ACS EXECUTION SERVICES, LLC|6989
NVMI|NOVA MEASURING INSTR|GSCO|GOLDMAN SACHS & CO. LLC|170818
NVMI|NOVA MEASURING INSTR|GSCS|GOLDMAN SACHS & CO. LLC|24070
NVMI|NOVA MEASURING INSTR|GSLT|GOLDMAN SACHS & CO. LLC|400
NVMI|NOVA MEASURING INSTR|GTSZ|GTS SECURITIES LLC|19648
NVMI|NOVA MEASURING INSTR|HASF|Haywood Securities Inc./CDS|400
NVMI|NOVA MEASURING INSTR|HRBF|American Enterprise Investment Services Inc.|12
NVMI|NOVA MEASURING INSTR|HSBC|HSBC Securities, Inc.|292
NVMI|NOVA MEASURING INSTR|IATS|INTERACTIVE BROKERS LLC|6365
NVMI|NOVA MEASURING INSTR|IBKR|Interactive Brokers Llc|31688
NVMI|NOVA MEASURING INSTR|ICBX|INSTINET, LLC|6970
NVMI|NOVA MEASURING INSTR|INCA|INSTINET, LLC|59688
NVMI|NOVA MEASURING INSTR|INJX|INSTINET, LLC|48972
NVMI|NOVA MEASURING INSTR|ITGI|ITG Inc.|15186
NVMI|NOVA MEASURING INSTR|ITGP|ITG INC.|29800
NVMI|NOVA MEASURING INSTR|JEFF|JEFFERIES LLC|141965
NVMI|NOVA MEASURING INSTR|JMPT|JUMP TRADING, LLC|12161
NVMI|NOVA MEASURING INSTR|JPMX|J.P. Morgan Securities LLC|29774
NVMI|NOVA MEASURING INSTR|JSJX|JANE STREET CAPITAL LLC|1695
NVMI|NOVA MEASURING INSTR|KCGM|VIRTU Americas LLC|10623
NVMI|NOVA MEASURING INSTR|LEHM|Barclays Capital Inc./Le|111480
NVMI|NOVA MEASURING INSTR|LIME|Lime Brokerage LLC|62675
NVMI|NOVA MEASURING INSTR|LMGP|LIME BROKERAGE LLC|868
NVMI|NOVA MEASURING INSTR|LSCI|Lek Securities Corporation|135
NVMI|NOVA MEASURING INSTR|MAXM|Maxim Group LLC|1280
NVMI|NOVA MEASURING INSTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17400
NVMI|NOVA MEASURING INSTR|MOTF|MOTIF INVESTING, INC.|1
NVMI|NOVA MEASURING INSTR|MSCO|MORGAN STANLEY & CO. LLC|297447
NVMI|NOVA MEASURING INSTR|MSPL|MORGAN STANLEY & CO. LLC|37000
NVMI|NOVA MEASURING INSTR|MSTX|MORGAN STANLEY & CO. LLC|3400
NVMI|NOVA MEASURING INSTR|NBCS|NBC Securities, INC.|672
NVMI|NOVA MEASURING INSTR|NEED|Needham & Company, LLC|133179
NVMI|NOVA MEASURING INSTR|NFSC|National Financial Services LLC|65570
NVMI|NOVA MEASURING INSTR|NITE|VIRTU Americas LLC|213628
NVMI|NOVA MEASURING INSTR|NITP|VIRTU Americas LLC|800
NVMI|NOVA MEASURING INSTR|NQRB|Brut, LLC|3849
NVMI|NOVA MEASURING INSTR|OPCO|Oppenheimer & Co. Inc.|6156
NVMI|NOVA MEASURING INSTR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|410
NVMI|NOVA MEASURING INSTR|PDQM|CODA MARKETS, INC.|16925
NVMI|NOVA MEASURING INSTR|PHLY|NASDAQ Execution Services, LLC|400
NVMI|NOVA MEASURING INSTR|RAJA|Raymond James & Associates, Inc.|1556
NVMI|NOVA MEASURING INSTR|RBCM|RBC CAPITAL MARKETS, LLC|400
NVMI|NOVA MEASURING INSTR|SAGL|SAGETRADER, LLC|12821
NVMI|NOVA MEASURING INSTR|SBSH|Citigroup Global Markets Inc.|67505
NVMI|NOVA MEASURING INSTR|SGMT|GOLDMAN SACHS & CO. LLC|12752
NVMI|NOVA MEASURING INSTR|SPDR|SPEEDROUTE LLC|2402
NVMI|NOVA MEASURING INSTR|SPTD|MINT GLOBAL MARKETS, INC.|11580
NVMI|NOVA MEASURING INSTR|STFL|Stifel, Nicolaus & Company, Incorporated|200
NVMI|NOVA MEASURING INSTR|SWIM|TD Ameritrade, Inc.|8420
NVMI|NOVA MEASURING INSTR|TKNG|ALLY INVEST SECURITIES LLC|218
NVMI|NOVA MEASURING INSTR|TRBT|Tradebot Systems, Inc.|31717
NVMI|NOVA MEASURING INSTR|TRCM|TRC MARKETS LLC|39333
NVMI|NOVA MEASURING INSTR|UBSA|UBS SECURITIES LLC|99216
NVMI|NOVA MEASURING INSTR|UBSS|UBS Securities LLC|212145
NVMI|NOVA MEASURING INSTR|VALX|VIRTU AMERICAS LLC|4549
NVMI|NOVA MEASURING INSTR|VGRD|Vanguard Marketing Corporation|1385
NVMI|NOVA MEASURING INSTR|VIEW|VIEWTRADE SECURITIES LLC|1180
NVMI|NOVA MEASURING INSTR|WABR|Wall Street Access|500
NVMI|NOVA MEASURING INSTR|WCHV|WELLS FARGO SECURITIES, LLC|5318
NVMI|NOVA MEASURING INSTR|WEDB|WEDBUSH SECURITIES INC.|100
NVMI|NOVA MEASURING INSTR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6161
NVMI|NOVA MEASURING INSTR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5112
NVMI|NOVA MEASURING INSTR|WGIF|CIBC World Markets Inc.|1100
NVMI|NOVA MEASURING INSTR|WSEA|WOLVERINE SECURITIES, LLC|1331
NVMI|NOVA MEASURING INSTR|XIST|INSTINET, LLC|1800
NVMI|NOVA MEASURING INSTR|XSTM|NATIONAL FINANCIAL SERVICES LLC|3660
NVMI|NOVA MEASURING INSTR|YKNA|COMHAR CAPITAL MARKETS, LLC|1775
NVMI|NOVA MEASURING INSTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|579
NVMM|NOVUME SOLUTIONS CM|BAYT|BTIG, LLC|1632
NVMM|NOVUME SOLUTIONS CM|BNKS|Fig Partners, LLC|598
NVMM|NOVUME SOLUTIONS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|262
NVMM|NOVUME SOLUTIONS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
NVMM|NOVUME SOLUTIONS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|237
NVMM|NOVUME SOLUTIONS CM|DBAX|Deutsche Bank Securities Inc.|100
NVMM|NOVUME SOLUTIONS CM|DEGS|RONIN PROFESSIONAL LLC|3434
NVMM|NOVUME SOLUTIONS CM|EBXL|EBX LLC|300
NVMM|NOVUME SOLUTIONS CM|ETRS|E*Trade Securities LLC|2645
NVMM|NOVUME SOLUTIONS CM|FBCO|Credit Suisse Securities (USA) LLC|78
NVMM|NOVUME SOLUTIONS CM|FMAF|NBCN Inc./ CDS|50
NVMM|NOVUME SOLUTIONS CM|FOMA|TD AMERITRADE CLEARING, INC.|91953
NVMM|NOVUME SOLUTIONS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2796
NVMM|NOVUME SOLUTIONS CM|GSCO|GOLDMAN SACHS & CO. LLC|1264
NVMM|NOVUME SOLUTIONS CM|GSCS|GOLDMAN SACHS & CO. LLC|200
NVMM|NOVUME SOLUTIONS CM|GSLT|GOLDMAN SACHS & CO. LLC|10
NVMM|NOVUME SOLUTIONS CM|HRBF|American Enterprise Investment Services Inc.|66
NVMM|NOVUME SOLUTIONS CM|IATS|INTERACTIVE BROKERS LLC|580
NVMM|NOVUME SOLUTIONS CM|IBKR|Interactive Brokers Llc|9206
NVMM|NOVUME SOLUTIONS CM|INCA|INSTINET, LLC|3361
NVMM|NOVUME SOLUTIONS CM|ITGI|ITG Inc.|50
NVMM|NOVUME SOLUTIONS CM|ITGP|ITG INC.|600
NVMM|NOVUME SOLUTIONS CM|JPMX|J.P. Morgan Securities LLC|400
NVMM|NOVUME SOLUTIONS CM|KCGM|VIRTU Americas LLC|400
NVMM|NOVUME SOLUTIONS CM|LEHM|Barclays Capital Inc./Le|18
NVMM|NOVUME SOLUTIONS CM|LIME|Lime Brokerage LLC|3113
NVMM|NOVUME SOLUTIONS CM|LSCI|Lek Securities Corporation|982
NVMM|NOVUME SOLUTIONS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NVMM|NOVUME SOLUTIONS CM|MSCO|MORGAN STANLEY & CO. LLC|2073
NVMM|NOVUME SOLUTIONS CM|NFSC|National Financial Services LLC|8970
NVMM|NOVUME SOLUTIONS CM|NITE|VIRTU Americas LLC|20986
NVMM|NOVUME SOLUTIONS CM|RBCM|RBC CAPITAL MARKETS, LLC|4179
NVMM|NOVUME SOLUTIONS CM|SGMT|GOLDMAN SACHS & CO. LLC|500
NVMM|NOVUME SOLUTIONS CM|SPTD|MINT GLOBAL MARKETS, INC.|4600
NVMM|NOVUME SOLUTIONS CM|SWIM|TD Ameritrade, Inc.|400
NVMM|NOVUME SOLUTIONS CM|TKNG|ALLY INVEST SECURITIES LLC|21
NVMM|NOVUME SOLUTIONS CM|TRCM|TRC MARKETS LLC|124
NVMM|NOVUME SOLUTIONS CM|UBSA|UBS SECURITIES LLC|979
NVMM|NOVUME SOLUTIONS CM|UBSS|UBS Securities LLC|4479
NVMM|NOVUME SOLUTIONS CM|WCHV|WELLS FARGO SECURITIES, LLC|1672
NVMM|NOVUME SOLUTIONS CM|WEDB|WEDBUSH SECURITIES INC.|4478
NVMM|NOVUME SOLUTIONS CM|WSEA|WOLVERINE SECURITIES, LLC|20
NVO|NOVO NORDISK A S|ALTX|Alternet Securities Inc.|28600
NVO|NOVO NORDISK A S|ANOS|ABEL/NOSER, L.L.C.|200
NVO|NOVO NORDISK A S|APCC|Apex Clearing Corporation|1046
NVO|NOVO NORDISK A S|BANK|Primevest Financial Services, Inc.|178
NVO|NOVO NORDISK A S|BARD|Robert W. Baird & Co. Incorporated|6888
NVO|NOVO NORDISK A S|BATM|CBOE TRADING, INC.|6673
NVO|NOVO NORDISK A S|BAYC|BAY CREST PARTNERS, LLC|1154
NVO|NOVO NORDISK A S|BAYT|BTIG, LLC|200
NVO|NOVO NORDISK A S|BBNT|BB&T SECURITIES, LLC|7767
NVO|NOVO NORDISK A S|BERN|Sanford C. Bernstein & Co., LLC|27404
NVO|NOVO NORDISK A S|BGIS|BLACKROCK EXECUTION SERVICES|100
NVO|NOVO NORDISK A S|BIDS|BIDS TRADING L.P.|100
NVO|NOVO NORDISK A S|BIMI|Banca IMI Securities Corp.|128
NVO|NOVO NORDISK A S|BKCM|BNY Mellon Capital Markets LLC|751
NVO|NOVO NORDISK A S|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36225
NVO|NOVO NORDISK A S|BNCH|The Benchmark Company, LLC|50200
NVO|NOVO NORDISK A S|BTIG|BTIG, LLC|25463
NVO|NOVO NORDISK A S|BYXM|CBOE TRADING, INC.|1242
NVO|NOVO NORDISK A S|BZYD|GOLDMAN SACHS & CO. LLC|300
NVO|NOVO NORDISK A S|CANT|Cantor Fitzgerald & Co.|41
NVO|NOVO NORDISK A S|CHAS|Charles Schwab & Co., Inc.|3537
NVO|NOVO NORDISK A S|CHDN|CHARDAN CAPITAL MARKETS LLC|76403
NVO|NOVO NORDISK A S|CICF|Canaccord Genuity Corp.|2126
NVO|NOVO NORDISK A S|CIST|Capital Institutional Services, Inc.|5796
NVO|NOVO NORDISK A S|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|220201
NVO|NOVO NORDISK A S|CPET|CLEARPOOL EXECUTION SERVICES, LLC|105
NVO|NOVO NORDISK A S|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38665
NVO|NOVO NORDISK A S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|515857
NVO|NOVO NORDISK A S|CTDL|Citadel Derivatives Group Llc|25388
NVO|NOVO NORDISK A S|CXCX|CITIGROUP GLOBAL MARKETS INC.|28666
NVO|NOVO NORDISK A S|DADA|D.A. Davidson & Co.|1836
NVO|NOVO NORDISK A S|DAVA|Davenport & Company LLC|750
NVO|NOVO NORDISK A S|DBAB|Deutsche Bank Securities Inc.|250882
NVO|NOVO NORDISK A S|DBAX|Deutsche Bank Securities Inc.|395900
NVO|NOVO NORDISK A S|DBUL|Deutsche Bank Securities Inc.|10234
NVO|NOVO NORDISK A S|DCHF|Dart Executions, LLC|8620
NVO|NOVO NORDISK A S|DEAN|MORGAN STANLEY|26789
NVO|NOVO NORDISK A S|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3881
NVO|NOVO NORDISK A S|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|800
NVO|NOVO NORDISK A S|EBXL|EBX LLC|264200
NVO|NOVO NORDISK A S|ECUT|CONVERGEX EXECUTION SOLUTIONS|19423
NVO|NOVO NORDISK A S|EDJC|Edward Jones / CDS|6
NVO|NOVO NORDISK A S|EDJO|Edward D. Jones & Co., L.P.|139388
NVO|NOVO NORDISK A S|EGAM|CBOE TRADING, INC.|12501
NVO|NOVO NORDISK A S|EGAW|CBOE TRADING, INC.|100
NVO|NOVO NORDISK A S|EGXM|CBOE TRADING, INC.|9658
NVO|NOVO NORDISK A S|ETBE|Electronic Transaction Clearing, Inc.|16600
NVO|NOVO NORDISK A S|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
NVO|NOVO NORDISK A S|ETCB|ETC BROKERAGE SERVICES, LLC|538
NVO|NOVO NORDISK A S|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|903
NVO|NOVO NORDISK A S|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
NVO|NOVO NORDISK A S|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|581
NVO|NOVO NORDISK A S|ETRS|E*Trade Securities LLC|61667
NVO|NOVO NORDISK A S|FIDT|Fidelity Clearing Canada ULC./ CDS|200
NVO|NOVO NORDISK A S|FILL|Tradestation Securities, Inc.|301
NVO|NOVO NORDISK A S|FINX|FINTECH SECURITIES|174
NVO|NOVO NORDISK A S|FMAF|NBCN Inc./ CDS|9005
NVO|NOVO NORDISK A S|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22692
NVO|NOVO NORDISK A S|FQLS|Quantlab Securities LP|315332
NVO|NOVO NORDISK A S|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99795
NVO|NOVO NORDISK A S|FTBR|Foliofn Investments, Inc.|6059
NVO|NOVO NORDISK A S|GARC|ICAP Corporates LLC|100000
NVO|NOVO NORDISK A S|GBMT|GBM International, Inc.|10320
NVO|NOVO NORDISK A S|GEBB|GLOBAL EXECUTION BROKERS, LP|39957
NVO|NOVO NORDISK A S|GLPX|ACS EXECUTION SERVICES, LLC|44425
NVO|NOVO NORDISK A S|GSCO|GOLDMAN SACHS & CO. LLC|769848
NVO|NOVO NORDISK A S|GSCS|GOLDMAN SACHS & CO. LLC|30674
NVO|NOVO NORDISK A S|GSLT|GOLDMAN SACHS & CO. LLC|31765
NVO|NOVO NORDISK A S|GTSZ|GTS SECURITIES LLC|59007
NVO|NOVO NORDISK A S|HRBF|American Enterprise Investment Services Inc.|32286
NVO|NOVO NORDISK A S|HSBC|HSBC Securities, Inc.|86498
NVO|NOVO NORDISK A S|IATS|INTERACTIVE BROKERS LLC|16613
NVO|NOVO NORDISK A S|IBKR|Interactive Brokers Llc|34865
NVO|NOVO NORDISK A S|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2696
NVO|NOVO NORDISK A S|ICBX|INSTINET, LLC|217468
NVO|NOVO NORDISK A S|INCA|INSTINET, LLC|413788
NVO|NOVO NORDISK A S|INJX|INSTINET, LLC|4555
NVO|NOVO NORDISK A S|INTL|INTL FCSTONE FINANCIAL INC.|294765
NVO|NOVO NORDISK A S|ITGI|ITG Inc.|33986
NVO|NOVO NORDISK A S|ITGP|ITG INC.|172800
NVO|NOVO NORDISK A S|JANY|Janney Montgomery Scott Inc.|2484
NVO|NOVO NORDISK A S|JEFF|JEFFERIES LLC|92043
NVO|NOVO NORDISK A S|JMPT|JUMP TRADING, LLC|96905
NVO|NOVO NORDISK A S|JONE|JonesTrading|157790
NVO|NOVO NORDISK A S|JPBX|J.P. MORGAN SECURITIES LLC|21962
NVO|NOVO NORDISK A S|JPMX|J.P. Morgan Securities LLC|581976
NVO|NOVO NORDISK A S|JSJX|JANE STREET CAPITAL LLC|9180
NVO|NOVO NORDISK A S|KCGM|VIRTU Americas LLC|56981
NVO|NOVO NORDISK A S|LEER|LEERINK PARTNERS LLC|7757
NVO|NOVO NORDISK A S|LEHM|Barclays Capital Inc./Le|1242592
NVO|NOVO NORDISK A S|LIME|Lime Brokerage LLC|36189
NVO|NOVO NORDISK A S|LOOP|Loop Capital Markets LLC|500
NVO|NOVO NORDISK A S|LSCI|Lek Securities Corporation|5786
NVO|NOVO NORDISK A S|MACC|Mid Atlantic Capital Corporation|280
NVO|NOVO NORDISK A S|MBTS|ALLY INVEST SECURITIES LLC|19189
NVO|NOVO NORDISK A S|MCBT|Moors & Cabot, Inc.|6
NVO|NOVO NORDISK A S|MCMF|Raymond James Ltd. Cds|501
NVO|NOVO NORDISK A S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|348836
NVO|NOVO NORDISK A S|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5073
NVO|NOVO NORDISK A S|MOTF|MOTIF INVESTING, INC.|20
NVO|NOVO NORDISK A S|MPSG|E D & F Man Capital Markets Inc.|1270
NVO|NOVO NORDISK A S|MSCO|MORGAN STANLEY & CO. LLC|1685085
NVO|NOVO NORDISK A S|MSPL|MORGAN STANLEY & CO. LLC|800900
NVO|NOVO NORDISK A S|MSTX|MORGAN STANLEY & CO. LLC|211400
NVO|NOVO NORDISK A S|NBCS|NBC Securities, INC.|656
NVO|NOVO NORDISK A S|NFSC|National Financial Services LLC|284699
NVO|NOVO NORDISK A S|NITE|VIRTU Americas LLC|941468
NVO|NOVO NORDISK A S|NITP|VIRTU Americas LLC|1610
NVO|NOVO NORDISK A S|NQRB|Brut, LLC|43806
NVO|NOVO NORDISK A S|NTBF|BMO Nesbitt Burns Inc./CDS|3243
NVO|NOVO NORDISK A S|NTFN|Network 1 Financial Securities Inc.|500
NVO|NOVO NORDISK A S|NTRC|Northern Trust Securities, Inc.|246
NVO|NOVO NORDISK A S|OHOS|TWO SIGMA SECURITIES, LLC|68809
NVO|NOVO NORDISK A S|OLDM|OLD MISSION CAPITAL, LLC|77174
NVO|NOVO NORDISK A S|OPCO|Oppenheimer & Co. Inc.|8914
NVO|NOVO NORDISK A S|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NVO|NOVO NORDISK A S|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|171000
NVO|NOVO NORDISK A S|PDQM|CODA MARKETS, INC.|27934
NVO|NOVO NORDISK A S|PHLY|NASDAQ Execution Services, LLC|1200
NVO|NOVO NORDISK A S|PWJC|UBS Financial Services, Inc.|4466
NVO|NOVO NORDISK A S|RBCM|RBC CAPITAL MARKETS, LLC|24583
NVO|NOVO NORDISK A S|RHCO|Suntrust Robinson Humphrey, Inc.|3600
NVO|NOVO NORDISK A S|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|4500
NVO|NOVO NORDISK A S|SAGL|SAGETRADER, LLC|41215
NVO|NOVO NORDISK A S|SALI|INTL FCSTONE FINANCIAL INC.|466
NVO|NOVO NORDISK A S|SBSH|Citigroup Global Markets Inc.|525325
NVO|NOVO NORDISK A S|SEIC|SEI Investments Distribution Co.|2900
NVO|NOVO NORDISK A S|SGMT|GOLDMAN SACHS & CO. LLC|165451
NVO|NOVO NORDISK A S|SJLS|TRADE INFORMATICS LLC|6200
NVO|NOVO NORDISK A S|SPDR|SPEEDROUTE LLC|19303
NVO|NOVO NORDISK A S|SPHN|Stephens Inc.|478
NVO|NOVO NORDISK A S|STFL|Stifel, Nicolaus & Company, Incorporated|30815
NVO|NOVO NORDISK A S|STKP|STOCKPILE INVESTMENTS, INC.|56
NVO|NOVO NORDISK A S|STTT|STATETRUST INVESTMENTS INC.|103
NVO|NOVO NORDISK A S|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2750
NVO|NOVO NORDISK A S|SWIM|TD Ameritrade, Inc.|87647
NVO|NOVO NORDISK A S|SWST|Hilltop Securities Inc.|2458
NVO|NOVO NORDISK A S|TKNG|ALLY INVEST SECURITIES LLC|685
NVO|NOVO NORDISK A S|TRBT|Tradebot Systems, Inc.|289589
NVO|NOVO NORDISK A S|TRCM|TRC MARKETS LLC|25740
NVO|NOVO NORDISK A S|TTUC|CUTTONE & CO., INC.|15304
NVO|NOVO NORDISK A S|UBSA|UBS SECURITIES LLC|834347
NVO|NOVO NORDISK A S|UBSS|UBS Securities LLC|1277742
NVO|NOVO NORDISK A S|VALX|VIRTU AMERICAS LLC|438035
NVO|NOVO NORDISK A S|VGRD|Vanguard Marketing Corporation|18325
NVO|NOVO NORDISK A S|WABR|Wall Street Access|70370
NVO|NOVO NORDISK A S|WAIN|H.C. Wainwright & Co., Inc.|900
NVO|NOVO NORDISK A S|WBLR|WILLIAM BLAIR|121
NVO|NOVO NORDISK A S|WBPX|SUMMIT SECURITIES GROUP, LLC|831
NVO|NOVO NORDISK A S|WCHV|WELLS FARGO SECURITIES, LLC|144203
NVO|NOVO NORDISK A S|WEDB|WEDBUSH SECURITIES INC.|27034
NVO|NOVO NORDISK A S|WEED|Weeden & Co.L.P.|526
NVO|NOVO NORDISK A S|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18479
NVO|NOVO NORDISK A S|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71040
NVO|NOVO NORDISK A S|WGIF|CIBC World Markets Inc.|12439
NVO|NOVO NORDISK A S|WSEA|WOLVERINE SECURITIES, LLC|9036
NVO|NOVO NORDISK A S|XIST|INSTINET, LLC|28234
NVO|NOVO NORDISK A S|XSTM|NATIONAL FINANCIAL SERVICES LLC|108172
NVO|NOVO NORDISK A S|YKNA|COMHAR CAPITAL MARKETS, LLC|365
NVO|NOVO NORDISK A S|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17067
NVR|N V R    L P|ALTX|Alternet Securities Inc.|709
NVR|N V R    L P|ANOS|ABEL/NOSER, L.L.C.|6
NVR|N V R    L P|APCC|Apex Clearing Corporation|54
NVR|N V R    L P|BARD|Robert W. Baird & Co. Incorporated|15
NVR|N V R    L P|BATM|CBOE TRADING, INC.|401
NVR|N V R    L P|BAYC|BAY CREST PARTNERS, LLC|7
NVR|N V R    L P|BBNT|BB&T SECURITIES, LLC|4
NVR|N V R    L P|BERN|Sanford C. Bernstein & Co., LLC|509
NVR|N V R    L P|BIMI|Banca IMI Securities Corp.|11
NVR|N V R    L P|BKCM|BNY Mellon Capital Markets LLC|741
NVR|N V R    L P|BNPX|BNP PARIBAS SECURITIES CORP.|5059
NVR|N V R    L P|BTIG|BTIG, LLC|163
NVR|N V R    L P|BYXM|CBOE TRADING, INC.|156
NVR|N V R    L P|CANT|Cantor Fitzgerald & Co.|41
NVR|N V R    L P|CHAS|Charles Schwab & Co., Inc.|45
NVR|N V R    L P|CIST|Capital Institutional Services, Inc.|7
NVR|N V R    L P|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1719
NVR|N V R    L P|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6099
NVR|N V R    L P|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7627
NVR|N V R    L P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11245
NVR|N V R    L P|CTDL|Citadel Derivatives Group Llc|560
NVR|N V R    L P|CXCX|CITIGROUP GLOBAL MARKETS INC.|2318
NVR|N V R    L P|DADA|D.A. Davidson & Co.|29
NVR|N V R    L P|DAVA|Davenport & Company LLC|19
NVR|N V R    L P|DBAB|Deutsche Bank Securities Inc.|14896
NVR|N V R    L P|DBAX|Deutsche Bank Securities Inc.|7780
NVR|N V R    L P|DBUL|Deutsche Bank Securities Inc.|320
NVR|N V R    L P|DCHF|Dart Executions, LLC|47
NVR|N V R    L P|DEAN|MORGAN STANLEY|46
NVR|N V R    L P|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|109
NVR|N V R    L P|ECUT|CONVERGEX EXECUTION SOLUTIONS|176
NVR|N V R    L P|EDJO|Edward D. Jones & Co., L.P.|746
NVR|N V R    L P|EGAM|CBOE TRADING, INC.|2932
NVR|N V R    L P|EGAW|CBOE TRADING, INC.|31
NVR|N V R    L P|EGXM|CBOE TRADING, INC.|292
NVR|N V R    L P|EGXW|CBOE TRADING, INC.|29
NVR|N V R    L P|ETRS|E*Trade Securities LLC|2301
NVR|N V R    L P|FILL|Tradestation Securities, Inc.|128
NVR|N V R    L P|FMAF|NBCN Inc./ CDS|564
NVR|N V R    L P|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5
NVR|N V R    L P|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3030
NVR|N V R    L P|FTBR|Foliofn Investments, Inc.|357
NVR|N V R    L P|GLIS|TD Securities Inc|7
NVR|N V R    L P|GLPX|ACS EXECUTION SERVICES, LLC|22986
NVR|N V R    L P|GSCO|GOLDMAN SACHS & CO. LLC|79946
NVR|N V R    L P|GSCS|GOLDMAN SACHS & CO. LLC|110
NVR|N V R    L P|GSLT|GOLDMAN SACHS & CO. LLC|258
NVR|N V R    L P|HRBF|American Enterprise Investment Services Inc.|119
NVR|N V R    L P|IATS|INTERACTIVE BROKERS LLC|203
NVR|N V R    L P|IBKR|Interactive Brokers Llc|352
NVR|N V R    L P|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|36
NVR|N V R    L P|ICBX|INSTINET, LLC|200
NVR|N V R    L P|IEQY|CITADEL SECURITIES LLC|3023
NVR|N V R    L P|INCA|INSTINET, LLC|10351
NVR|N V R    L P|INJX|INSTINET, LLC|539
NVR|N V R    L P|ITGI|ITG Inc.|1921
NVR|N V R    L P|ITGP|ITG INC.|5400
NVR|N V R    L P|JANY|Janney Montgomery Scott Inc.|6
NVR|N V R    L P|JEFF|JEFFERIES LLC|4252
NVR|N V R    L P|JPBX|J.P. MORGAN SECURITIES LLC|1913
NVR|N V R    L P|JPMX|J.P. Morgan Securities LLC|9841
NVR|N V R    L P|KCGM|VIRTU Americas LLC|1442
NVR|N V R    L P|LEHM|Barclays Capital Inc./Le|13367
NVR|N V R    L P|LIME|Lime Brokerage LLC|335
NVR|N V R    L P|LOOP|Loop Capital Markets LLC|19
NVR|N V R    L P|LSCI|Lek Securities Corporation|2
NVR|N V R    L P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
NVR|N V R    L P|MOTF|MOTIF INVESTING, INC.|16
NVR|N V R    L P|MSCO|MORGAN STANLEY & CO. LLC|37575
NVR|N V R    L P|MSPL|MORGAN STANLEY & CO. LLC|3970
NVR|N V R    L P|MSTX|MORGAN STANLEY & CO. LLC|930
NVR|N V R    L P|NFSC|National Financial Services LLC|2791
NVR|N V R    L P|NITE|VIRTU Americas LLC|17424
NVR|N V R    L P|NQRB|Brut, LLC|207
NVR|N V R    L P|NTBF|BMO Nesbitt Burns Inc./CDS|4
NVR|N V R    L P|NTRC|Northern Trust Securities, Inc.|752
NVR|N V R    L P|PDQM|CODA MARKETS, INC.|30958
NVR|N V R    L P|RBCM|RBC CAPITAL MARKETS, LLC|68
NVR|N V R    L P|RHOX|XR Securities LLC|651
NVR|N V R    L P|SBRX|MURIEL SIEBERT & CO INC|100
NVR|N V R    L P|SBSH|Citigroup Global Markets Inc.|1341
NVR|N V R    L P|SGMT|GOLDMAN SACHS & CO. LLC|149
NVR|N V R    L P|SPDR|SPEEDROUTE LLC|4505
NVR|N V R    L P|STFL|Stifel, Nicolaus & Company, Incorporated|1
NVR|N V R    L P|STXG|Stockcross Financial Services, Inc.|35
NVR|N V R    L P|SWIM|TD Ameritrade, Inc.|3283
NVR|N V R    L P|SWST|Hilltop Securities Inc.|287
NVR|N V R    L P|TKNG|ALLY INVEST SECURITIES LLC|21
NVR|N V R    L P|TMBR|Timber Hill LLC|2
NVR|N V R    L P|TOUR|TOURMALINE PARTNERS, LLC|20
NVR|N V R    L P|TRCM|TRC MARKETS LLC|723
NVR|N V R    L P|UBSA|UBS SECURITIES LLC|21560
NVR|N V R    L P|UBSS|UBS Securities LLC|16776
NVR|N V R    L P|VALX|VIRTU AMERICAS LLC|433
NVR|N V R    L P|VGRD|Vanguard Marketing Corporation|76
NVR|N V R    L P|VSIN|Vision Financial Markets Llc|34
NVR|N V R    L P|WABR|Wall Street Access|10
NVR|N V R    L P|WBLR|WILLIAM BLAIR|25
NVR|N V R    L P|WCHV|WELLS FARGO SECURITIES, LLC|5656
NVR|N V R    L P|WEDB|WEDBUSH SECURITIES INC.|10
NVR|N V R    L P|WEED|Weeden & Co.L.P.|150
NVR|N V R    L P|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59
NVR|N V R    L P|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73
NVR|N V R    L P|WSAG|WALL STREET ACCESS|10
NVR|N V R    L P|WSEA|WOLVERINE SECURITIES, LLC|35
NVR|N V R    L P|XIST|INSTINET, LLC|218
NVR|N V R    L P|XPQR|Jump Trading|144
NVR|N V R    L P|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NVR|N V R    L P|YKNA|COMHAR CAPITAL MARKETS, LLC|1317
NVR|N V R    L P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21
NVRO|NEVRO CORP.|ADAM|CANACCORD GENUITY INC.|1200
NVRO|NEVRO CORP.|ALTX|Alternet Securities Inc.|4630
NVRO|NEVRO CORP.|ANOS|ABEL/NOSER, L.L.C.|11
NVRO|NEVRO CORP.|APCC|Apex Clearing Corporation|1819
NVRO|NEVRO CORP.|BARD|Robert W. Baird & Co. Incorporated|14
NVRO|NEVRO CORP.|BATM|CBOE TRADING, INC.|3679
NVRO|NEVRO CORP.|BERN|Sanford C. Bernstein & Co., LLC|13808
NVRO|NEVRO CORP.|BIDS|BIDS TRADING L.P.|300
NVRO|NEVRO CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2576
NVRO|NEVRO CORP.|BRCY|BCP SECURITIES, LLC|45
NVRO|NEVRO CORP.|BTIG|BTIG, LLC|28001
NVRO|NEVRO CORP.|BYXM|CBOE TRADING, INC.|137
NVRO|NEVRO CORP.|CBLC|CITIGROUP GLOBAL MARKETS INC.|12000
NVRO|NEVRO CORP.|CHAS|Charles Schwab & Co., Inc.|30
NVRO|NEVRO CORP.|CIST|Capital Institutional Services, Inc.|85
NVRO|NEVRO CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57267
NVRO|NEVRO CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|212644
NVRO|NEVRO CORP.|CTDL|Citadel Derivatives Group Llc|1842
NVRO|NEVRO CORP.|CTLR|CUTLER GROUP, LP|500
NVRO|NEVRO CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|23878
NVRO|NEVRO CORP.|DBAB|Deutsche Bank Securities Inc.|48957
NVRO|NEVRO CORP.|DBAX|Deutsche Bank Securities Inc.|182400
NVRO|NEVRO CORP.|DBUL|Deutsche Bank Securities Inc.|2500
NVRO|NEVRO CORP.|DCHF|Dart Executions, LLC|70
NVRO|NEVRO CORP.|DEAN|MORGAN STANLEY|5343
NVRO|NEVRO CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
NVRO|NEVRO CORP.|EBXL|EBX LLC|65600
NVRO|NEVRO CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
NVRO|NEVRO CORP.|EDJO|Edward D. Jones & Co., L.P.|60
NVRO|NEVRO CORP.|EGAM|CBOE TRADING, INC.|4358
NVRO|NEVRO CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|288
NVRO|NEVRO CORP.|EGXM|CBOE TRADING, INC.|715
NVRO|NEVRO CORP.|ETBE|Electronic Transaction Clearing, Inc.|6644
NVRO|NEVRO CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20251
NVRO|NEVRO CORP.|ETRS|E*Trade Securities LLC|12845
NVRO|NEVRO CORP.|FILL|Tradestation Securities, Inc.|100
NVRO|NEVRO CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|388
NVRO|NEVRO CORP.|FQLS|Quantlab Securities LP|63678
NVRO|NEVRO CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45579
NVRO|NEVRO CORP.|FTBR|Foliofn Investments, Inc.|35
NVRO|NEVRO CORP.|GLPX|ACS EXECUTION SERVICES, LLC|16774
NVRO|NEVRO CORP.|GSCO|GOLDMAN SACHS & CO. LLC|235940
NVRO|NEVRO CORP.|GSCS|GOLDMAN SACHS & CO. LLC|5367
NVRO|NEVRO CORP.|GSLT|GOLDMAN SACHS & CO. LLC|581
NVRO|NEVRO CORP.|GTSZ|GTS SECURITIES LLC|33200
NVRO|NEVRO CORP.|HRBF|American Enterprise Investment Services Inc.|96
NVRO|NEVRO CORP.|IATS|INTERACTIVE BROKERS LLC|5599
NVRO|NEVRO CORP.|IBKR|Interactive Brokers Llc|3174
NVRO|NEVRO CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
NVRO|NEVRO CORP.|ICBX|INSTINET, LLC|15200
NVRO|NEVRO CORP.|IEQY|CITADEL SECURITIES LLC|15845
NVRO|NEVRO CORP.|INCA|INSTINET, LLC|57414
NVRO|NEVRO CORP.|INJX|INSTINET, LLC|1055
NVRO|NEVRO CORP.|ITGI|ITG Inc.|19325
NVRO|NEVRO CORP.|ITGP|ITG INC.|105600
NVRO|NEVRO CORP.|JANY|Janney Montgomery Scott Inc.|287
NVRO|NEVRO CORP.|JEFF|JEFFERIES LLC|68178
NVRO|NEVRO CORP.|JMPT|JUMP TRADING, LLC|16510
NVRO|NEVRO CORP.|JONE|JonesTrading|817
NVRO|NEVRO CORP.|JPBX|J.P. MORGAN SECURITIES LLC|25951
NVRO|NEVRO CORP.|JPMX|J.P. Morgan Securities LLC|341259
NVRO|NEVRO CORP.|JSJX|JANE STREET CAPITAL LLC|15366
NVRO|NEVRO CORP.|KCGM|VIRTU Americas LLC|25835
NVRO|NEVRO CORP.|LEER|LEERINK PARTNERS LLC|2300
NVRO|NEVRO CORP.|LEHM|Barclays Capital Inc./Le|219709
NVRO|NEVRO CORP.|LIME|Lime Brokerage LLC|2917
NVRO|NEVRO CORP.|LMNX|LUMINEX TRADING & ANALYTICS LLC|151398
NVRO|NEVRO CORP.|LOOP|Loop Capital Markets LLC|300
NVRO|NEVRO CORP.|LQNA|LIQUIDNET, INC.|43800
NVRO|NEVRO CORP.|LSCI|Lek Securities Corporation|2
NVRO|NEVRO CORP.|MBTS|ALLY INVEST SECURITIES LLC|120
NVRO|NEVRO CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84427
NVRO|NEVRO CORP.|MSCO|MORGAN STANLEY & CO. LLC|385599
NVRO|NEVRO CORP.|MSPL|MORGAN STANLEY & CO. LLC|197000
NVRO|NEVRO CORP.|MSTX|MORGAN STANLEY & CO. LLC|41700
NVRO|NEVRO CORP.|NATL|National Securities Corporation|200
NVRO|NEVRO CORP.|NFSC|National Financial Services LLC|25438
NVRO|NEVRO CORP.|NITE|VIRTU Americas LLC|125749
NVRO|NEVRO CORP.|NQRB|Brut, LLC|1396
NVRO|NEVRO CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|66
NVRO|NEVRO CORP.|NTRC|Northern Trust Securities, Inc.|227
NVRO|NEVRO CORP.|OPCO|Oppenheimer & Co. Inc.|2
NVRO|NEVRO CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|160
NVRO|NEVRO CORP.|PCPT|PHILLIP CAPITAL INC.|2350
NVRO|NEVRO CORP.|PDQM|CODA MARKETS, INC.|33408
NVRO|NEVRO CORP.|PHLY|NASDAQ Execution Services, LLC|200
NVRO|NEVRO CORP.|PIPR|Piper Jaffray & Co.|1071
NVRO|NEVRO CORP.|PWJC|UBS Financial Services, Inc.|3447
NVRO|NEVRO CORP.|RBCM|RBC CAPITAL MARKETS, LLC|2175
NVRO|NEVRO CORP.|SAGL|SAGETRADER, LLC|3237
NVRO|NEVRO CORP.|SAGW|SAGETRADER, LLC|100
NVRO|NEVRO CORP.|SBSH|Citigroup Global Markets Inc.|24027
NVRO|NEVRO CORP.|SEIC|SEI Investments Distribution Co.|100
NVRO|NEVRO CORP.|SGMT|GOLDMAN SACHS & CO. LLC|64261
NVRO|NEVRO CORP.|SPDR|SPEEDROUTE LLC|3810
NVRO|NEVRO CORP.|SPHN|Stephens Inc.|200
NVRO|NEVRO CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|115
NVRO|NEVRO CORP.|SWIM|TD Ameritrade, Inc.|8428
NVRO|NEVRO CORP.|SWST|Hilltop Securities Inc.|5220
NVRO|NEVRO CORP.|TIAD|Triad Securities Corp|89
NVRO|NEVRO CORP.|TKNG|ALLY INVEST SECURITIES LLC|13
NVRO|NEVRO CORP.|TRBT|Tradebot Systems, Inc.|75498
NVRO|NEVRO CORP.|TRCM|TRC MARKETS LLC|23274
NVRO|NEVRO CORP.|UBSA|UBS SECURITIES LLC|384835
NVRO|NEVRO CORP.|UBSS|UBS Securities LLC|479830
NVRO|NEVRO CORP.|VALX|VIRTU AMERICAS LLC|8356
NVRO|NEVRO CORP.|VGRD|Vanguard Marketing Corporation|834
NVRO|NEVRO CORP.|VNDM|Wall Street Access|3100
NVRO|NEVRO CORP.|WBLR|WILLIAM BLAIR|15692
NVRO|NEVRO CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|432
NVRO|NEVRO CORP.|WCHV|WELLS FARGO SECURITIES, LLC|19565
NVRO|NEVRO CORP.|WEDB|WEDBUSH SECURITIES INC.|18
NVRO|NEVRO CORP.|WEED|Weeden & Co.L.P.|451
NVRO|NEVRO CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1478
NVRO|NEVRO CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10188
NVRO|NEVRO CORP.|WSEA|WOLVERINE SECURITIES, LLC|604
NVRO|NEVRO CORP.|XIST|INSTINET, LLC|34400
NVRO|NEVRO CORP.|XPQR|Jump Trading|427
NVRO|NEVRO CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
NVRO|NEVRO CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|5609
NVRO|NEVRO CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
NVS|NOVARTIS AG ADS|ADAM|CANACCORD GENUITY INC.|170
NVS|NOVARTIS AG ADS|AGIS|Aegis Capital Corp.|1510
NVS|NOVARTIS AG ADS|ALTX|Alternet Securities Inc.|22842
NVS|NOVARTIS AG ADS|ANOS|ABEL/NOSER, L.L.C.|98116
NVS|NOVARTIS AG ADS|APCC|Apex Clearing Corporation|2329
NVS|NOVARTIS AG ADS|BANK|Primevest Financial Services, Inc.|72
NVS|NOVARTIS AG ADS|BARD|Robert W. Baird & Co. Incorporated|6493
NVS|NOVARTIS AG ADS|BATM|CBOE TRADING, INC.|17919
NVS|NOVARTIS AG ADS|BAYC|BAY CREST PARTNERS, LLC|392
NVS|NOVARTIS AG ADS|BAYT|BTIG, LLC|13400
NVS|NOVARTIS AG ADS|BBNT|BB&T SECURITIES, LLC|9404
NVS|NOVARTIS AG ADS|BERN|Sanford C. Bernstein & Co., LLC|152754
NVS|NOVARTIS AG ADS|BGCE|BGC Financial Inc.|61688
NVS|NOVARTIS AG ADS|BIMI|Banca IMI Securities Corp.|1514
NVS|NOVARTIS AG ADS|BKCM|BNY Mellon Capital Markets LLC|753
NVS|NOVARTIS AG ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40465
NVS|NOVARTIS AG ADS|BLKX|INSTINET, LLC|10000
NVS|NOVARTIS AG ADS|BMOC|BMO Capital Markets Corp.|100
NVS|NOVARTIS AG ADS|BTIG|BTIG, LLC|47697
NVS|NOVARTIS AG ADS|BYXM|CBOE TRADING, INC.|3902
NVS|NOVARTIS AG ADS|BZYD|GOLDMAN SACHS & CO. LLC|100
NVS|NOVARTIS AG ADS|CANT|Cantor Fitzgerald & Co.|6789
NVS|NOVARTIS AG ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|57600
NVS|NOVARTIS AG ADS|CHAS|Charles Schwab & Co., Inc.|6257
NVS|NOVARTIS AG ADS|CHDN|CHARDAN CAPITAL MARKETS LLC|200
NVS|NOVARTIS AG ADS|CICF|Canaccord Genuity Corp.|187
NVS|NOVARTIS AG ADS|CIST|Capital Institutional Services, Inc.|34701
NVS|NOVARTIS AG ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32267
NVS|NOVARTIS AG ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
NVS|NOVARTIS AG ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3400
NVS|NOVARTIS AG ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|402809
NVS|NOVARTIS AG ADS|CTDL|Citadel Derivatives Group Llc|45900
NVS|NOVARTIS AG ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|31822
NVS|NOVARTIS AG ADS|DADA|D.A. Davidson & Co.|6977
NVS|NOVARTIS AG ADS|DAVA|Davenport & Company LLC|1286
NVS|NOVARTIS AG ADS|DBAB|Deutsche Bank Securities Inc.|314906
NVS|NOVARTIS AG ADS|DBAX|Deutsche Bank Securities Inc.|163000
NVS|NOVARTIS AG ADS|DBUL|Deutsche Bank Securities Inc.|1988
NVS|NOVARTIS AG ADS|DCHF|Dart Executions, LLC|21752
NVS|NOVARTIS AG ADS|DEAN|MORGAN STANLEY|67146
NVS|NOVARTIS AG ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3204
NVS|NOVARTIS AG ADS|EBXL|EBX LLC|224500
NVS|NOVARTIS AG ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|22342
NVS|NOVARTIS AG ADS|EDJC|Edward Jones / CDS|12910
NVS|NOVARTIS AG ADS|EDJO|Edward D. Jones & Co., L.P.|159973
NVS|NOVARTIS AG ADS|EGAM|CBOE TRADING, INC.|20242
NVS|NOVARTIS AG ADS|EGAW|CBOE TRADING, INC.|281
NVS|NOVARTIS AG ADS|EGMT|EG MARKET TECHNOLOGIES LLC|799
NVS|NOVARTIS AG ADS|EGXM|CBOE TRADING, INC.|7805
NVS|NOVARTIS AG ADS|ETBE|Electronic Transaction Clearing, Inc.|33442
NVS|NOVARTIS AG ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1520
NVS|NOVARTIS AG ADS|ETRS|E*Trade Securities LLC|134867
NVS|NOVARTIS AG ADS|FBSB|U.S. Bancorp Investments, Inc.|319
NVS|NOVARTIS AG ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|599
NVS|NOVARTIS AG ADS|FILL|Tradestation Securities, Inc.|847
NVS|NOVARTIS AG ADS|FINX|FINTECH SECURITIES|8033
NVS|NOVARTIS AG ADS|FMAF|NBCN Inc./ CDS|11936
NVS|NOVARTIS AG ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24901
NVS|NOVARTIS AG ADS|FQLS|Quantlab Securities LP|196464
NVS|NOVARTIS AG ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|129583
NVS|NOVARTIS AG ADS|FTBR|Foliofn Investments, Inc.|3516
NVS|NOVARTIS AG ADS|GBMT|GBM International, Inc.|2860
NVS|NOVARTIS AG ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|36048
NVS|NOVARTIS AG ADS|GFIS|GFI Securities LLC|125000
NVS|NOVARTIS AG ADS|GLIS|TD Securities Inc|1731
NVS|NOVARTIS AG ADS|GLPX|ACS EXECUTION SERVICES, LLC|57016
NVS|NOVARTIS AG ADS|GSCO|GOLDMAN SACHS & CO. LLC|854702
NVS|NOVARTIS AG ADS|GSCS|GOLDMAN SACHS & CO. LLC|11414
NVS|NOVARTIS AG ADS|GSLT|GOLDMAN SACHS & CO. LLC|43202
NVS|NOVARTIS AG ADS|GTSZ|GTS SECURITIES LLC|76322
NVS|NOVARTIS AG ADS|HASF|Haywood Securities Inc./CDS|300
NVS|NOVARTIS AG ADS|HRBF|American Enterprise Investment Services Inc.|17866
NVS|NOVARTIS AG ADS|HSBC|HSBC Securities, Inc.|2529
NVS|NOVARTIS AG ADS|IATS|INTERACTIVE BROKERS LLC|18393
NVS|NOVARTIS AG ADS|IBKR|Interactive Brokers Llc|42291
NVS|NOVARTIS AG ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13460
NVS|NOVARTIS AG ADS|ICBX|INSTINET, LLC|95766
NVS|NOVARTIS AG ADS|INCA|INSTINET, LLC|472657
NVS|NOVARTIS AG ADS|INGS|Ingalls & Snyder, Llc|50
NVS|NOVARTIS AG ADS|INJX|INSTINET, LLC|14468
NVS|NOVARTIS AG ADS|INTL|INTL FCSTONE FINANCIAL INC.|72259
NVS|NOVARTIS AG ADS|ITGI|ITG Inc.|221611
NVS|NOVARTIS AG ADS|ITGP|ITG INC.|158400
NVS|NOVARTIS AG ADS|JANY|Janney Montgomery Scott Inc.|19012
NVS|NOVARTIS AG ADS|JEFF|JEFFERIES LLC|53263
NVS|NOVARTIS AG ADS|JMPT|JUMP TRADING, LLC|160297
NVS|NOVARTIS AG ADS|JPBX|J.P. MORGAN SECURITIES LLC|25600
NVS|NOVARTIS AG ADS|JPMX|J.P. Morgan Securities LLC|766645
NVS|NOVARTIS AG ADS|JSJX|JANE STREET CAPITAL LLC|317986
NVS|NOVARTIS AG ADS|KBWI|Keefe, Bruyette & Woods, Inc.|460
NVS|NOVARTIS AG ADS|KCGM|VIRTU Americas LLC|57464
NVS|NOVARTIS AG ADS|LEER|LEERINK PARTNERS LLC|1200
NVS|NOVARTIS AG ADS|LEHM|Barclays Capital Inc./Le|1740787
NVS|NOVARTIS AG ADS|LIME|Lime Brokerage LLC|432153
NVS|NOVARTIS AG ADS|LQNA|LIQUIDNET, INC.|48300
NVS|NOVARTIS AG ADS|MACC|Mid Atlantic Capital Corporation|8134
NVS|NOVARTIS AG ADS|MAXM|Maxim Group LLC|4374
NVS|NOVARTIS AG ADS|MBTS|ALLY INVEST SECURITIES LLC|2497
NVS|NOVARTIS AG ADS|MCBT|Moors & Cabot, Inc.|570
NVS|NOVARTIS AG ADS|MCMF|Raymond James Ltd. Cds|3532
NVS|NOVARTIS AG ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|310140
NVS|NOVARTIS AG ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
NVS|NOVARTIS AG ADS|MOTF|MOTIF INVESTING, INC.|74
NVS|NOVARTIS AG ADS|MPSG|E D & F Man Capital Markets Inc.|26688
NVS|NOVARTIS AG ADS|MSCO|MORGAN STANLEY & CO. LLC|2051289
NVS|NOVARTIS AG ADS|MSPL|MORGAN STANLEY & CO. LLC|357300
NVS|NOVARTIS AG ADS|MSTX|MORGAN STANLEY & CO. LLC|141000
NVS|NOVARTIS AG ADS|NBCS|NBC Securities, INC.|40
NVS|NOVARTIS AG ADS|NEUB|NEUBERGER BERMAN BD LLC|4812
NVS|NOVARTIS AG ADS|NFSC|National Financial Services LLC|1444872
NVS|NOVARTIS AG ADS|NITE|VIRTU Americas LLC|2024184
NVS|NOVARTIS AG ADS|NITP|VIRTU Americas LLC|1336
NVS|NOVARTIS AG ADS|NQRB|Brut, LLC|52307
NVS|NOVARTIS AG ADS|NTBF|BMO Nesbitt Burns Inc./CDS|2631
NVS|NOVARTIS AG ADS|NTRC|Northern Trust Securities, Inc.|30327
NVS|NOVARTIS AG ADS|OHOS|TWO SIGMA SECURITIES, LLC|156142
NVS|NOVARTIS AG ADS|OLDM|OLD MISSION CAPITAL, LLC|97250
NVS|NOVARTIS AG ADS|OPCO|Oppenheimer & Co. Inc.|20477
NVS|NOVARTIS AG ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|83950
NVS|NOVARTIS AG ADS|PCFF|Pacific International Securities Inc./CDS|57
NVS|NOVARTIS AG ADS|PCPT|PHILLIP CAPITAL INC.|58
NVS|NOVARTIS AG ADS|PDQM|CODA MARKETS, INC.|24117
NVS|NOVARTIS AG ADS|PICT|Pictet Overseas Inc.|670
NVS|NOVARTIS AG ADS|PIPR|Piper Jaffray & Co.|169
NVS|NOVARTIS AG ADS|PWJC|UBS Financial Services, Inc.|7244
NVS|NOVARTIS AG ADS|RBCM|RBC CAPITAL MARKETS, LLC|45122
NVS|NOVARTIS AG ADS|SAGL|SAGETRADER, LLC|1100
NVS|NOVARTIS AG ADS|SALI|INTL FCSTONE FINANCIAL INC.|4798
NVS|NOVARTIS AG ADS|SBRX|MURIEL SIEBERT & CO INC|100
NVS|NOVARTIS AG ADS|SBSH|Citigroup Global Markets Inc.|117325
NVS|NOVARTIS AG ADS|SEIC|SEI Investments Distribution Co.|7148
NVS|NOVARTIS AG ADS|SGMT|GOLDMAN SACHS & CO. LLC|234687
NVS|NOVARTIS AG ADS|SPDR|SPEEDROUTE LLC|3221
NVS|NOVARTIS AG ADS|SPHN|Stephens Inc.|133
NVS|NOVARTIS AG ADS|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
NVS|NOVARTIS AG ADS|STFL|Stifel, Nicolaus & Company, Incorporated|29724
NVS|NOVARTIS AG ADS|STRS|STRATEGAS RESEARCH PARTNERS|100
NVS|NOVARTIS AG ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2896
NVS|NOVARTIS AG ADS|SWIM|TD Ameritrade, Inc.|179228
NVS|NOVARTIS AG ADS|SWST|Hilltop Securities Inc.|11138
NVS|NOVARTIS AG ADS|TKNG|ALLY INVEST SECURITIES LLC|2432
NVS|NOVARTIS AG ADS|TMBR|Timber Hill LLC|3160
NVS|NOVARTIS AG ADS|TRBT|Tradebot Systems, Inc.|161248
NVS|NOVARTIS AG ADS|TRCM|TRC MARKETS LLC|451320
NVS|NOVARTIS AG ADS|UBSA|UBS SECURITIES LLC|639240
NVS|NOVARTIS AG ADS|UBSS|UBS Securities LLC|1606457
NVS|NOVARTIS AG ADS|VALX|VIRTU AMERICAS LLC|584878
NVS|NOVARTIS AG ADS|VGRD|Vanguard Marketing Corporation|74672
NVS|NOVARTIS AG ADS|VNDM|Wall Street Access|313
NVS|NOVARTIS AG ADS|VNDS|VANDHAM SECURITIES CORP|6290
NVS|NOVARTIS AG ADS|VSIN|Vision Financial Markets Llc|3
NVS|NOVARTIS AG ADS|WABR|Wall Street Access|6084
NVS|NOVARTIS AG ADS|WAIN|H.C. Wainwright & Co., Inc.|5456
NVS|NOVARTIS AG ADS|WBLR|WILLIAM BLAIR|2476
NVS|NOVARTIS AG ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|1101
NVS|NOVARTIS AG ADS|WCHV|WELLS FARGO SECURITIES, LLC|408271
NVS|NOVARTIS AG ADS|WEDB|WEDBUSH SECURITIES INC.|1439
NVS|NOVARTIS AG ADS|WEED|Weeden & Co.L.P.|1460
NVS|NOVARTIS AG ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17525
NVS|NOVARTIS AG ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18856
NVS|NOVARTIS AG ADS|WGIF|CIBC World Markets Inc.|4485
NVS|NOVARTIS AG ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|234
NVS|NOVARTIS AG ADS|WSEA|WOLVERINE SECURITIES, LLC|15968
NVS|NOVARTIS AG ADS|XIST|INSTINET, LLC|6744
NVS|NOVARTIS AG ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|185150
NVS|NOVARTIS AG ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|930
NVS|NOVARTIS AG ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16697
NVT|NVENT ELEC PLC|ALTX|Alternet Securities Inc.|135578
NVT|NVENT ELEC PLC|ANOS|ABEL/NOSER, L.L.C.|39604
NVT|NVENT ELEC PLC|APCC|Apex Clearing Corporation|2831
NVT|NVENT ELEC PLC|BANK|Primevest Financial Services, Inc.|15
NVT|NVENT ELEC PLC|BARD|Robert W. Baird & Co. Incorporated|3582
NVT|NVENT ELEC PLC|BATM|CBOE TRADING, INC.|18397
NVT|NVENT ELEC PLC|BAYC|BAY CREST PARTNERS, LLC|140
NVT|NVENT ELEC PLC|BAYT|BTIG, LLC|13072
NVT|NVENT ELEC PLC|BBNT|BB&T SECURITIES, LLC|995
NVT|NVENT ELEC PLC|BERN|Sanford C. Bernstein & Co., LLC|151200
NVT|NVENT ELEC PLC|BIDS|BIDS TRADING L.P.|2100
NVT|NVENT ELEC PLC|BIMI|Banca IMI Securities Corp.|2504
NVT|NVENT ELEC PLC|BKCM|BNY Mellon Capital Markets LLC|42797
NVT|NVENT ELEC PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19725
NVT|NVENT ELEC PLC|BLKX|INSTINET, LLC|348324
NVT|NVENT ELEC PLC|BNPX|BNP PARIBAS SECURITIES CORP.|7278
NVT|NVENT ELEC PLC|BRVL|BLAYLOCK VAN, LLC|600
NVT|NVENT ELEC PLC|BTIG|BTIG, LLC|165907
NVT|NVENT ELEC PLC|BYXM|CBOE TRADING, INC.|4528
NVT|NVENT ELEC PLC|CABR|Cabrera Capital Markets, Inc.|200
NVT|NVENT ELEC PLC|CANT|Cantor Fitzgerald & Co.|11488
NVT|NVENT ELEC PLC|CHAS|Charles Schwab & Co., Inc.|716
NVT|NVENT ELEC PLC|CHDN|CHARDAN CAPITAL MARKETS LLC|6858
NVT|NVENT ELEC PLC|CICF|Canaccord Genuity Corp.|30
NVT|NVENT ELEC PLC|CIST|Capital Institutional Services, Inc.|2244
NVT|NVENT ELEC PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27468
NVT|NVENT ELEC PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|64889
NVT|NVENT ELEC PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1398
NVT|NVENT ELEC PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|608448
NVT|NVENT ELEC PLC|CTDL|Citadel Derivatives Group Llc|13342
NVT|NVENT ELEC PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|150200
NVT|NVENT ELEC PLC|DADA|D.A. Davidson & Co.|175
NVT|NVENT ELEC PLC|DBAB|Deutsche Bank Securities Inc.|223433
NVT|NVENT ELEC PLC|DBAX|Deutsche Bank Securities Inc.|415700
NVT|NVENT ELEC PLC|DEAN|MORGAN STANLEY|30067
NVT|NVENT ELEC PLC|DEGS|RONIN PROFESSIONAL LLC|955
NVT|NVENT ELEC PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7930
NVT|NVENT ELEC PLC|EBXL|EBX LLC|378900
NVT|NVENT ELEC PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11005
NVT|NVENT ELEC PLC|EDJO|Edward D. Jones & Co., L.P.|8649
NVT|NVENT ELEC PLC|EGAM|CBOE TRADING, INC.|122849
NVT|NVENT ELEC PLC|EGAW|CBOE TRADING, INC.|1932
NVT|NVENT ELEC PLC|EGMT|EG MARKET TECHNOLOGIES LLC|900
NVT|NVENT ELEC PLC|EGXM|CBOE TRADING, INC.|21595
NVT|NVENT ELEC PLC|EGXW|CBOE TRADING, INC.|1110
NVT|NVENT ELEC PLC|ESPO|ESPOSITO SECURITIES, LLC|204
NVT|NVENT ELEC PLC|ETBE|Electronic Transaction Clearing, Inc.|1716
NVT|NVENT ELEC PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
NVT|NVENT ELEC PLC|ETRS|E*Trade Securities LLC|20946
NVT|NVENT ELEC PLC|FBSB|U.S. Bancorp Investments, Inc.|179
NVT|NVENT ELEC PLC|FFSI|Firstrade Securities Inc.|17
NVT|NVENT ELEC PLC|FILL|Tradestation Securities, Inc.|565
NVT|NVENT ELEC PLC|FINX|FINTECH SECURITIES|821
NVT|NVENT ELEC PLC|FMAF|NBCN Inc./ CDS|863
NVT|NVENT ELEC PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4838
NVT|NVENT ELEC PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79587
NVT|NVENT ELEC PLC|FTBR|Foliofn Investments, Inc.|1004
NVT|NVENT ELEC PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|7601
NVT|NVENT ELEC PLC|GLIS|TD Securities Inc|130
NVT|NVENT ELEC PLC|GLPX|ACS EXECUTION SERVICES, LLC|545608
NVT|NVENT ELEC PLC|GSCO|GOLDMAN SACHS & CO. LLC|1370555
NVT|NVENT ELEC PLC|GSCS|GOLDMAN SACHS & CO. LLC|7832
NVT|NVENT ELEC PLC|GSLT|GOLDMAN SACHS & CO. LLC|23615
NVT|NVENT ELEC PLC|GTSZ|GTS SECURITIES LLC|76913
NVT|NVENT ELEC PLC|HRBF|American Enterprise Investment Services Inc.|2079
NVT|NVENT ELEC PLC|HSBC|HSBC Securities, Inc.|7899
NVT|NVENT ELEC PLC|IATS|INTERACTIVE BROKERS LLC|1280
NVT|NVENT ELEC PLC|IBKR|Interactive Brokers Llc|14558
NVT|NVENT ELEC PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|731
NVT|NVENT ELEC PLC|ICBX|INSTINET, LLC|4400
NVT|NVENT ELEC PLC|IEQY|CITADEL SECURITIES LLC|48634
NVT|NVENT ELEC PLC|INCA|INSTINET, LLC|455505
NVT|NVENT ELEC PLC|INJX|INSTINET, LLC|7382
NVT|NVENT ELEC PLC|ITGI|ITG Inc.|721483
NVT|NVENT ELEC PLC|ITGP|ITG INC.|1313000
NVT|NVENT ELEC PLC|JANY|Janney Montgomery Scott Inc.|1104
NVT|NVENT ELEC PLC|JEFF|JEFFERIES LLC|115062
NVT|NVENT ELEC PLC|JMPT|JUMP TRADING, LLC|58409
NVT|NVENT ELEC PLC|JONE|JonesTrading|2400
NVT|NVENT ELEC PLC|JPBX|J.P. MORGAN SECURITIES LLC|68558
NVT|NVENT ELEC PLC|JPMX|J.P. Morgan Securities LLC|858467
NVT|NVENT ELEC PLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
NVT|NVENT ELEC PLC|JSJX|JANE STREET CAPITAL LLC|8592
NVT|NVENT ELEC PLC|KCGM|VIRTU Americas LLC|169494
NVT|NVENT ELEC PLC|LEHM|Barclays Capital Inc./Le|738973
NVT|NVENT ELEC PLC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2135
NVT|NVENT ELEC PLC|LIME|Lime Brokerage LLC|24725
NVT|NVENT ELEC PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
NVT|NVENT ELEC PLC|LOOP|Loop Capital Markets LLC|200
NVT|NVENT ELEC PLC|LQNA|LIQUIDNET, INC.|550600
NVT|NVENT ELEC PLC|LSCI|Lek Securities Corporation|2008
NVT|NVENT ELEC PLC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|73460
NVT|NVENT ELEC PLC|MACC|Mid Atlantic Capital Corporation|1242
NVT|NVENT ELEC PLC|MACQ|Macquarie Capital (USA) Inc.|12352
NVT|NVENT ELEC PLC|MAXM|Maxim Group LLC|39389
NVT|NVENT ELEC PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|227635
NVT|NVENT ELEC PLC|MOTF|MOTIF INVESTING, INC.|11
NVT|NVENT ELEC PLC|MSCO|MORGAN STANLEY & CO. LLC|1017826
NVT|NVENT ELEC PLC|MSPL|MORGAN STANLEY & CO. LLC|204300
NVT|NVENT ELEC PLC|MSTX|MORGAN STANLEY & CO. LLC|177900
NVT|NVENT ELEC PLC|NEUB|NEUBERGER BERMAN BD LLC|440
NVT|NVENT ELEC PLC|NFSC|National Financial Services LLC|413986
NVT|NVENT ELEC PLC|NITE|VIRTU Americas LLC|438791
NVT|NVENT ELEC PLC|NITP|VIRTU Americas LLC|200
NVT|NVENT ELEC PLC|NQRB|Brut, LLC|27045
NVT|NVENT ELEC PLC|NTBF|BMO Nesbitt Burns Inc./CDS|150
NVT|NVENT ELEC PLC|NTRC|Northern Trust Securities, Inc.|3061
NVT|NVENT ELEC PLC|OPCO|Oppenheimer & Co. Inc.|68559
NVT|NVENT ELEC PLC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
NVT|NVENT ELEC PLC|PDQM|CODA MARKETS, INC.|921533
NVT|NVENT ELEC PLC|PWJC|UBS Financial Services, Inc.|7184
NVT|NVENT ELEC PLC|RBCM|RBC CAPITAL MARKETS, LLC|62589
NVT|NVENT ELEC PLC|SAGL|SAGETRADER, LLC|10335
NVT|NVENT ELEC PLC|SALI|INTL FCSTONE FINANCIAL INC.|750
NVT|NVENT ELEC PLC|SBSH|Citigroup Global Markets Inc.|68855
NVT|NVENT ELEC PLC|SEIC|SEI Investments Distribution Co.|100
NVT|NVENT ELEC PLC|SGMT|GOLDMAN SACHS & CO. LLC|224519
NVT|NVENT ELEC PLC|SJLS|TRADE INFORMATICS LLC|100
NVT|NVENT ELEC PLC|SPDR|SPEEDROUTE LLC|55659
NVT|NVENT ELEC PLC|SPHN|Stephens Inc.|480
NVT|NVENT ELEC PLC|STFL|Stifel, Nicolaus & Company, Incorporated|8988
NVT|NVENT ELEC PLC|STKP|STOCKPILE INVESTMENTS, INC.|2
NVT|NVENT ELEC PLC|STXG|Stockcross Financial Services, Inc.|25000
NVT|NVENT ELEC PLC|SWIM|TD Ameritrade, Inc.|12778
NVT|NVENT ELEC PLC|SWST|Hilltop Securities Inc.|161
NVT|NVENT ELEC PLC|TKNG|ALLY INVEST SECURITIES LLC|538
NVT|NVENT ELEC PLC|TRCM|TRC MARKETS LLC|15656
NVT|NVENT ELEC PLC|UBSA|UBS SECURITIES LLC|1088810
NVT|NVENT ELEC PLC|UBSS|UBS Securities LLC|778790
NVT|NVENT ELEC PLC|VGRD|Vanguard Marketing Corporation|13463
NVT|NVENT ELEC PLC|VNDM|Wall Street Access|2000
NVT|NVENT ELEC PLC|VNDS|VANDHAM SECURITIES CORP|39811
NVT|NVENT ELEC PLC|WABR|Wall Street Access|9760
NVT|NVENT ELEC PLC|WBNF|WILLIAM BLAIR|1300
NVT|NVENT ELEC PLC|WCHV|WELLS FARGO SECURITIES, LLC|377880
NVT|NVENT ELEC PLC|WDNX|WEEDEN & CO.L.P.|786
NVT|NVENT ELEC PLC|WEDB|WEDBUSH SECURITIES INC.|182
NVT|NVENT ELEC PLC|WEED|Weeden & Co.L.P.|3600
NVT|NVENT ELEC PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3629
NVT|NVENT ELEC PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4199
NVT|NVENT ELEC PLC|WGIF|CIBC World Markets Inc.|522
NVT|NVENT ELEC PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|202
NVT|NVENT ELEC PLC|WSEA|WOLVERINE SECURITIES, LLC|1064
NVT|NVENT ELEC PLC|XIST|INSTINET, LLC|147340
NVT|NVENT ELEC PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|92758
NVT|NVENT ELEC PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|47286
NVT|NVENT ELEC PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13445
NVTA|INVITAE CORP.|ALTX|Alternet Securities Inc.|11340
NVTA|INVITAE CORP.|APCC|Apex Clearing Corporation|38737
NVTA|INVITAE CORP.|BATM|CBOE TRADING, INC.|5132
NVTA|INVITAE CORP.|BAYC|BAY CREST PARTNERS, LLC|4650
NVTA|INVITAE CORP.|BAYT|BTIG, LLC|200
NVTA|INVITAE CORP.|BERN|Sanford C. Bernstein & Co., LLC|14667
NVTA|INVITAE CORP.|BIDS|BIDS TRADING L.P.|1900
NVTA|INVITAE CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28742
NVTA|INVITAE CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|87813
NVTA|INVITAE CORP.|BTIG|BTIG, LLC|5599
NVTA|INVITAE CORP.|BYXM|CBOE TRADING, INC.|400
NVTA|INVITAE CORP.|CANT|Cantor Fitzgerald & Co.|100
NVTA|INVITAE CORP.|CHAS|Charles Schwab & Co., Inc.|10630
NVTA|INVITAE CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|170439
NVTA|INVITAE CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5919
NVTA|INVITAE CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7533
NVTA|INVITAE CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176592
NVTA|INVITAE CORP.|CTDL|Citadel Derivatives Group Llc|18072
NVTA|INVITAE CORP.|CTLR|CUTLER GROUP, LP|4400
NVTA|INVITAE CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|101788
NVTA|INVITAE CORP.|DBAB|Deutsche Bank Securities Inc.|189545
NVTA|INVITAE CORP.|DBAX|Deutsche Bank Securities Inc.|208200
NVTA|INVITAE CORP.|DEAN|MORGAN STANLEY|6316
NVTA|INVITAE CORP.|DEGS|RONIN PROFESSIONAL LLC|11157
NVTA|INVITAE CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
NVTA|INVITAE CORP.|EBXL|EBX LLC|182000
NVTA|INVITAE CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|863
NVTA|INVITAE CORP.|EDJO|Edward D. Jones & Co., L.P.|2052
NVTA|INVITAE CORP.|EGAM|CBOE TRADING, INC.|14654
NVTA|INVITAE CORP.|EGAW|CBOE TRADING, INC.|150
NVTA|INVITAE CORP.|EGXM|CBOE TRADING, INC.|6491
NVTA|INVITAE CORP.|EGXW|CBOE TRADING, INC.|6
NVTA|INVITAE CORP.|ETBE|Electronic Transaction Clearing, Inc.|5135
NVTA|INVITAE CORP.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
NVTA|INVITAE CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2540
NVTA|INVITAE CORP.|ETRS|E*Trade Securities LLC|394096
NVTA|INVITAE CORP.|FBSB|U.S. Bancorp Investments, Inc.|380
NVTA|INVITAE CORP.|FILL|Tradestation Securities, Inc.|21545
NVTA|INVITAE CORP.|FMAF|NBCN Inc./ CDS|5071
NVTA|INVITAE CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4991
NVTA|INVITAE CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|252138
NVTA|INVITAE CORP.|FTBR|Foliofn Investments, Inc.|5846
NVTA|INVITAE CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|4226
NVTA|INVITAE CORP.|GLIS|TD Securities Inc|6293
NVTA|INVITAE CORP.|GLPX|ACS EXECUTION SERVICES, LLC|4480
NVTA|INVITAE CORP.|GSCO|GOLDMAN SACHS & CO. LLC|703779
NVTA|INVITAE CORP.|GSCS|GOLDMAN SACHS & CO. LLC|1710
NVTA|INVITAE CORP.|GSLT|GOLDMAN SACHS & CO. LLC|4677
NVTA|INVITAE CORP.|GTSZ|GTS SECURITIES LLC|31136
NVTA|INVITAE CORP.|HRBF|American Enterprise Investment Services Inc.|500
NVTA|INVITAE CORP.|IATS|INTERACTIVE BROKERS LLC|14950
NVTA|INVITAE CORP.|IBKR|Interactive Brokers Llc|45582
NVTA|INVITAE CORP.|ICBX|INSTINET, LLC|81743
NVTA|INVITAE CORP.|IEQY|CITADEL SECURITIES LLC|53504
NVTA|INVITAE CORP.|INCA|INSTINET, LLC|108628
NVTA|INVITAE CORP.|INJX|INSTINET, LLC|88156
NVTA|INVITAE CORP.|ITGI|ITG Inc.|176209
NVTA|INVITAE CORP.|ITGP|ITG INC.|333000
NVTA|INVITAE CORP.|JANY|Janney Montgomery Scott Inc.|1000
NVTA|INVITAE CORP.|JEFF|JEFFERIES LLC|242734
NVTA|INVITAE CORP.|JMPT|JUMP TRADING, LLC|57659
NVTA|INVITAE CORP.|JPBX|J.P. MORGAN SECURITIES LLC|20070
NVTA|INVITAE CORP.|JPMX|J.P. Morgan Securities LLC|100303
NVTA|INVITAE CORP.|JSJX|JANE STREET CAPITAL LLC|14180
NVTA|INVITAE CORP.|KCGM|VIRTU Americas LLC|35121
NVTA|INVITAE CORP.|LEHM|Barclays Capital Inc./Le|385494
NVTA|INVITAE CORP.|LIME|Lime Brokerage LLC|29538
NVTA|INVITAE CORP.|LOOP|Loop Capital Markets LLC|6964
NVTA|INVITAE CORP.|LQNA|LIQUIDNET, INC.|73800
NVTA|INVITAE CORP.|LSCI|Lek Securities Corporation|2758
NVTA|INVITAE CORP.|MACQ|Macquarie Capital (USA) Inc.|2422
NVTA|INVITAE CORP.|MBTS|ALLY INVEST SECURITIES LLC|4010
NVTA|INVITAE CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|123121
NVTA|INVITAE CORP.|MOTF|MOTIF INVESTING, INC.|16
NVTA|INVITAE CORP.|MSCO|MORGAN STANLEY & CO. LLC|1752802
NVTA|INVITAE CORP.|MSPL|MORGAN STANLEY & CO. LLC|192700
NVTA|INVITAE CORP.|MSTX|MORGAN STANLEY & CO. LLC|129400
NVTA|INVITAE CORP.|NATL|National Securities Corporation|1300
NVTA|INVITAE CORP.|NFSC|National Financial Services LLC|376429
NVTA|INVITAE CORP.|NITE|VIRTU Americas LLC|793141
NVTA|INVITAE CORP.|NITP|VIRTU Americas LLC|4400
NVTA|INVITAE CORP.|NQRB|Brut, LLC|26872
NVTA|INVITAE CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|6638
NVTA|INVITAE CORP.|OPCO|Oppenheimer & Co. Inc.|6080
NVTA|INVITAE CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4471
NVTA|INVITAE CORP.|PCPT|PHILLIP CAPITAL INC.|2400
NVTA|INVITAE CORP.|PDQM|CODA MARKETS, INC.|3290
NVTA|INVITAE CORP.|PIPR|Piper Jaffray & Co.|36403
NVTA|INVITAE CORP.|PWJC|UBS Financial Services, Inc.|13284
NVTA|INVITAE CORP.|RBCM|RBC CAPITAL MARKETS, LLC|51312
NVTA|INVITAE CORP.|RGLD|Regal Securities, Inc|575
NVTA|INVITAE CORP.|SALI|INTL FCSTONE FINANCIAL INC.|347
NVTA|INVITAE CORP.|SBSH|Citigroup Global Markets Inc.|26435
NVTA|INVITAE CORP.|SGMT|GOLDMAN SACHS & CO. LLC|80863
NVTA|INVITAE CORP.|SPDR|SPEEDROUTE LLC|1969
NVTA|INVITAE CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|2900
NVTA|INVITAE CORP.|STXG|Stockcross Financial Services, Inc.|3000
NVTA|INVITAE CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2405
NVTA|INVITAE CORP.|SWIM|TD Ameritrade, Inc.|40251
NVTA|INVITAE CORP.|SWST|Hilltop Securities Inc.|3900
NVTA|INVITAE CORP.|TDCO|Thompson Davis & Co., Inc.|1100
NVTA|INVITAE CORP.|TKNG|ALLY INVEST SECURITIES LLC|19256
NVTA|INVITAE CORP.|TRBT|Tradebot Systems, Inc.|204525
NVTA|INVITAE CORP.|TRCM|TRC MARKETS LLC|19092
NVTA|INVITAE CORP.|TWTT|TASTYWORKS, INC.|34
NVTA|INVITAE CORP.|UBSA|UBS SECURITIES LLC|508257
NVTA|INVITAE CORP.|UBSS|UBS Securities LLC|515259
NVTA|INVITAE CORP.|VALX|VIRTU AMERICAS LLC|64141
NVTA|INVITAE CORP.|VGRD|Vanguard Marketing Corporation|23099
NVTA|INVITAE CORP.|VNDM|Wall Street Access|10750
NVTA|INVITAE CORP.|VNDS|VANDHAM SECURITIES CORP|1600
NVTA|INVITAE CORP.|WBLR|WILLIAM BLAIR|3748
NVTA|INVITAE CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|1168
NVTA|INVITAE CORP.|WCHV|WELLS FARGO SECURITIES, LLC|39233
NVTA|INVITAE CORP.|WEDB|WEDBUSH SECURITIES INC.|7264
NVTA|INVITAE CORP.|WEED|Weeden & Co.L.P.|15050
NVTA|INVITAE CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17082
NVTA|INVITAE CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12534
NVTA|INVITAE CORP.|WGIF|CIBC World Markets Inc.|1400
NVTA|INVITAE CORP.|WHOT|JUST2TRADE, INC.|15
NVTA|INVITAE CORP.|WSEA|WOLVERINE SECURITIES, LLC|19582
NVTA|INVITAE CORP.|XIST|INSTINET, LLC|16000
NVTA|INVITAE CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|41854
NVTA|INVITAE CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NVTA|INVITAE CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22897
NVTR|NUVECTRA CORP CMN ST|ALTX|Alternet Securities Inc.|2500
NVTR|NUVECTRA CORP CMN ST|ANOS|ABEL/NOSER, L.L.C.|100
NVTR|NUVECTRA CORP CMN ST|APCC|Apex Clearing Corporation|470
NVTR|NUVECTRA CORP CMN ST|BARD|Robert W. Baird & Co. Incorporated|183
NVTR|NUVECTRA CORP CMN ST|BATM|CBOE TRADING, INC.|503
NVTR|NUVECTRA CORP CMN ST|BAYC|BAY CREST PARTNERS, LLC|928
NVTR|NUVECTRA CORP CMN ST|BERN|Sanford C. Bernstein & Co., LLC|7856
NVTR|NUVECTRA CORP CMN ST|BKCM|BNY Mellon Capital Markets LLC|218
NVTR|NUVECTRA CORP CMN ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
NVTR|NUVECTRA CORP CMN ST|BMOC|BMO Capital Markets Corp.|1049
NVTR|NUVECTRA CORP CMN ST|BNPX|BNP PARIBAS SECURITIES CORP.|1090
NVTR|NUVECTRA CORP CMN ST|BRGE|Newbridge Securities Corp.|100
NVTR|NUVECTRA CORP CMN ST|BTIG|BTIG, LLC|13196
NVTR|NUVECTRA CORP CMN ST|BYXM|CBOE TRADING, INC.|200
NVTR|NUVECTRA CORP CMN ST|BZYD|GOLDMAN SACHS & CO. LLC|2208
NVTR|NUVECTRA CORP CMN ST|CANT|Cantor Fitzgerald & Co.|295585
NVTR|NUVECTRA CORP CMN ST|CHAS|Charles Schwab & Co., Inc.|50
NVTR|NUVECTRA CORP CMN ST|CIST|Capital Institutional Services, Inc.|485
NVTR|NUVECTRA CORP CMN ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68532
NVTR|NUVECTRA CORP CMN ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2254
NVTR|NUVECTRA CORP CMN ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73716
NVTR|NUVECTRA CORP CMN ST|CTDL|Citadel Derivatives Group Llc|7781
NVTR|NUVECTRA CORP CMN ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|9640
NVTR|NUVECTRA CORP CMN ST|DBAB|Deutsche Bank Securities Inc.|217890
NVTR|NUVECTRA CORP CMN ST|DBAX|Deutsche Bank Securities Inc.|49200
NVTR|NUVECTRA CORP CMN ST|DEAN|MORGAN STANLEY|2660
NVTR|NUVECTRA CORP CMN ST|DEGS|RONIN PROFESSIONAL LLC|13058
NVTR|NUVECTRA CORP CMN ST|DRWK|DRW SECURITIES, L.L.C.|2600
NVTR|NUVECTRA CORP CMN ST|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5159
NVTR|NUVECTRA CORP CMN ST|EBXL|EBX LLC|74800
NVTR|NUVECTRA CORP CMN ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|340
NVTR|NUVECTRA CORP CMN ST|EDJO|Edward D. Jones & Co., L.P.|587
NVTR|NUVECTRA CORP CMN ST|EGAM|CBOE TRADING, INC.|395
NVTR|NUVECTRA CORP CMN ST|EGAW|CBOE TRADING, INC.|52
NVTR|NUVECTRA CORP CMN ST|EGMT|EG MARKET TECHNOLOGIES LLC|1426
NVTR|NUVECTRA CORP CMN ST|EGXM|CBOE TRADING, INC.|1411
NVTR|NUVECTRA CORP CMN ST|ETBE|Electronic Transaction Clearing, Inc.|7729
NVTR|NUVECTRA CORP CMN ST|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2810
NVTR|NUVECTRA CORP CMN ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23443
NVTR|NUVECTRA CORP CMN ST|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|20
NVTR|NUVECTRA CORP CMN ST|ETRS|E*Trade Securities LLC|36058
NVTR|NUVECTRA CORP CMN ST|FBCO|Credit Suisse Securities (USA) LLC|180295
NVTR|NUVECTRA CORP CMN ST|FILL|Tradestation Securities, Inc.|2185
NVTR|NUVECTRA CORP CMN ST|FOMA|TD AMERITRADE CLEARING, INC.|73666
NVTR|NUVECTRA CORP CMN ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43893
NVTR|NUVECTRA CORP CMN ST|FTBR|Foliofn Investments, Inc.|445
NVTR|NUVECTRA CORP CMN ST|GEBB|GLOBAL EXECUTION BROKERS, LP|2683
NVTR|NUVECTRA CORP CMN ST|GLPX|ACS EXECUTION SERVICES, LLC|1770
NVTR|NUVECTRA CORP CMN ST|GSCO|GOLDMAN SACHS & CO. LLC|561482
NVTR|NUVECTRA CORP CMN ST|GSCS|GOLDMAN SACHS & CO. LLC|300
NVTR|NUVECTRA CORP CMN ST|GSLT|GOLDMAN SACHS & CO. LLC|2593
NVTR|NUVECTRA CORP CMN ST|GTSZ|GTS SECURITIES LLC|30963
NVTR|NUVECTRA CORP CMN ST|HRBF|American Enterprise Investment Services Inc.|2100
NVTR|NUVECTRA CORP CMN ST|IATS|INTERACTIVE BROKERS LLC|5331
NVTR|NUVECTRA CORP CMN ST|IBKR|Interactive Brokers Llc|61695
NVTR|NUVECTRA CORP CMN ST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
NVTR|NUVECTRA CORP CMN ST|ICBX|INSTINET, LLC|20405
NVTR|NUVECTRA CORP CMN ST|IEQY|CITADEL SECURITIES LLC|5533
NVTR|NUVECTRA CORP CMN ST|INCA|INSTINET, LLC|124507
NVTR|NUVECTRA CORP CMN ST|INJX|INSTINET, LLC|26778
NVTR|NUVECTRA CORP CMN ST|ITGI|ITG Inc.|16342
NVTR|NUVECTRA CORP CMN ST|ITGP|ITG INC.|20400
NVTR|NUVECTRA CORP CMN ST|JEFF|JEFFERIES LLC|76315
NVTR|NUVECTRA CORP CMN ST|JHDR|J.H. Darbie & Co., Inc.|2500
NVTR|NUVECTRA CORP CMN ST|JMPT|JUMP TRADING, LLC|17822
NVTR|NUVECTRA CORP CMN ST|JONE|JonesTrading|80
NVTR|NUVECTRA CORP CMN ST|JPBX|J.P. MORGAN SECURITIES LLC|1246
NVTR|NUVECTRA CORP CMN ST|JPMX|J.P. Morgan Securities LLC|73274
NVTR|NUVECTRA CORP CMN ST|JSJX|JANE STREET CAPITAL LLC|6125
NVTR|NUVECTRA CORP CMN ST|JSSF|JMP Securities LLC|15473
NVTR|NUVECTRA CORP CMN ST|KCGM|VIRTU Americas LLC|4041
NVTR|NUVECTRA CORP CMN ST|LAFF|R. F. Lafferty & Co., Inc.|1470
NVTR|NUVECTRA CORP CMN ST|LEHM|Barclays Capital Inc./Le|351826
NVTR|NUVECTRA CORP CMN ST|LIME|Lime Brokerage LLC|76083
NVTR|NUVECTRA CORP CMN ST|LMGP|LIME BROKERAGE LLC|11513
NVTR|NUVECTRA CORP CMN ST|LOOP|Loop Capital Markets LLC|2074
NVTR|NUVECTRA CORP CMN ST|LQNA|LIQUIDNET, INC.|100000
NVTR|NUVECTRA CORP CMN ST|LSCI|Lek Securities Corporation|48
NVTR|NUVECTRA CORP CMN ST|MAXM|Maxim Group LLC|1046
NVTR|NUVECTRA CORP CMN ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14186
NVTR|NUVECTRA CORP CMN ST|MSCO|MORGAN STANLEY & CO. LLC|748742
NVTR|NUVECTRA CORP CMN ST|MSPL|MORGAN STANLEY & CO. LLC|62200
NVTR|NUVECTRA CORP CMN ST|MSTX|MORGAN STANLEY & CO. LLC|36800
NVTR|NUVECTRA CORP CMN ST|NFSC|National Financial Services LLC|73889
NVTR|NUVECTRA CORP CMN ST|NITE|VIRTU Americas LLC|191014
NVTR|NUVECTRA CORP CMN ST|NITP|VIRTU Americas LLC|1000
NVTR|NUVECTRA CORP CMN ST|NQRB|Brut, LLC|1900
NVTR|NUVECTRA CORP CMN ST|NTRC|Northern Trust Securities, Inc.|66
NVTR|NUVECTRA CORP CMN ST|PDQM|CODA MARKETS, INC.|1931
NVTR|NUVECTRA CORP CMN ST|PNSR|Penserra Securities, LLC|11429
NVTR|NUVECTRA CORP CMN ST|RAJA|Raymond James & Associates, Inc.|2980
NVTR|NUVECTRA CORP CMN ST|RBCM|RBC CAPITAL MARKETS, LLC|2116
NVTR|NUVECTRA CORP CMN ST|SAGL|SAGETRADER, LLC|100
NVTR|NUVECTRA CORP CMN ST|SBSH|Citigroup Global Markets Inc.|78651
NVTR|NUVECTRA CORP CMN ST|SGMT|GOLDMAN SACHS & CO. LLC|21316
NVTR|NUVECTRA CORP CMN ST|SPDR|SPEEDROUTE LLC|2570
NVTR|NUVECTRA CORP CMN ST|STFL|Stifel, Nicolaus & Company, Incorporated|2128
NVTR|NUVECTRA CORP CMN ST|SWIM|TD Ameritrade, Inc.|14554
NVTR|NUVECTRA CORP CMN ST|TDCO|Thompson Davis & Co., Inc.|31
NVTR|NUVECTRA CORP CMN ST|TKNG|ALLY INVEST SECURITIES LLC|1518
NVTR|NUVECTRA CORP CMN ST|TRBT|Tradebot Systems, Inc.|51460
NVTR|NUVECTRA CORP CMN ST|TRCM|TRC MARKETS LLC|67167
NVTR|NUVECTRA CORP CMN ST|UBSA|UBS SECURITIES LLC|105229
NVTR|NUVECTRA CORP CMN ST|UBSS|UBS Securities LLC|737241
NVTR|NUVECTRA CORP CMN ST|VALX|VIRTU AMERICAS LLC|2910
NVTR|NUVECTRA CORP CMN ST|VGRD|Vanguard Marketing Corporation|18188
NVTR|NUVECTRA CORP CMN ST|WBLR|WILLIAM BLAIR|100
NVTR|NUVECTRA CORP CMN ST|WCHV|WELLS FARGO SECURITIES, LLC|27987
NVTR|NUVECTRA CORP CMN ST|WEDB|WEDBUSH SECURITIES INC.|500
NVTR|NUVECTRA CORP CMN ST|WEED|Weeden & Co.L.P.|970
NVTR|NUVECTRA CORP CMN ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2885
NVTR|NUVECTRA CORP CMN ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4571
NVTR|NUVECTRA CORP CMN ST|WGIF|CIBC World Markets Inc.|310
NVTR|NUVECTRA CORP CMN ST|WSEA|WOLVERINE SECURITIES, LLC|3082
NVTR|NUVECTRA CORP CMN ST|XIST|INSTINET, LLC|12200
NVTR|NUVECTRA CORP CMN ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|3500
NVTR|NUVECTRA CORP CMN ST|YKNA|COMHAR CAPITAL MARKETS, LLC|205
NVTR|NUVECTRA CORP CMN ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1975
NVUS|NOVUS THERAPEUTICS|ALTX|Alternet Securities Inc.|600
NVUS|NOVUS THERAPEUTICS|APCC|Apex Clearing Corporation|50
NVUS|NOVUS THERAPEUTICS|BATM|CBOE TRADING, INC.|600
NVUS|NOVUS THERAPEUTICS|BIMI|Banca IMI Securities Corp.|142
NVUS|NOVUS THERAPEUTICS|BLKX|INSTINET, LLC|6400
NVUS|NOVUS THERAPEUTICS|BYXM|CBOE TRADING, INC.|100
NVUS|NOVUS THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|3100
NVUS|NOVUS THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|901
NVUS|NOVUS THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|860
NVUS|NOVUS THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
NVUS|NOVUS THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2763
NVUS|NOVUS THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|963
NVUS|NOVUS THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|20
NVUS|NOVUS THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|4646
NVUS|NOVUS THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|7000
NVUS|NOVUS THERAPEUTICS|DEAN|MORGAN STANLEY|300
NVUS|NOVUS THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|17799
NVUS|NOVUS THERAPEUTICS|EBXL|EBX LLC|1100
NVUS|NOVUS THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|7500
NVUS|NOVUS THERAPEUTICS|EGAM|CBOE TRADING, INC.|5
NVUS|NOVUS THERAPEUTICS|EGXM|CBOE TRADING, INC.|100
NVUS|NOVUS THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|100
NVUS|NOVUS THERAPEUTICS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|116
NVUS|NOVUS THERAPEUTICS|ETRS|E*Trade Securities LLC|20365
NVUS|NOVUS THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|6690
NVUS|NOVUS THERAPEUTICS|FILL|Tradestation Securities, Inc.|793
NVUS|NOVUS THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|51000
NVUS|NOVUS THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1115
NVUS|NOVUS THERAPEUTICS|FTBR|Foliofn Investments, Inc.|10
NVUS|NOVUS THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|1315
NVUS|NOVUS THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|3964
NVUS|NOVUS THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|10536
NVUS|NOVUS THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|589
NVUS|NOVUS THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|835
NVUS|NOVUS THERAPEUTICS|GTSZ|GTS SECURITIES LLC|4655
NVUS|NOVUS THERAPEUTICS|HSBC|HSBC Securities, Inc.|200
NVUS|NOVUS THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|825
NVUS|NOVUS THERAPEUTICS|IBKR|Interactive Brokers Llc|27587
NVUS|NOVUS THERAPEUTICS|ICBX|INSTINET, LLC|3200
NVUS|NOVUS THERAPEUTICS|INCA|INSTINET, LLC|16050
NVUS|NOVUS THERAPEUTICS|INJX|INSTINET, LLC|1300
NVUS|NOVUS THERAPEUTICS|ITGI|ITG Inc.|1396
NVUS|NOVUS THERAPEUTICS|ITGP|ITG INC.|200
NVUS|NOVUS THERAPEUTICS|JEFF|JEFFERIES LLC|200
NVUS|NOVUS THERAPEUTICS|JMPT|JUMP TRADING, LLC|117
NVUS|NOVUS THERAPEUTICS|JONE|JonesTrading|101000
NVUS|NOVUS THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|3070
NVUS|NOVUS THERAPEUTICS|KCGM|VIRTU Americas LLC|300
NVUS|NOVUS THERAPEUTICS|LEHM|Barclays Capital Inc./Le|909
NVUS|NOVUS THERAPEUTICS|LIME|Lime Brokerage LLC|27791
NVUS|NOVUS THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NVUS|NOVUS THERAPEUTICS|MAXM|Maxim Group LLC|7331
NVUS|NOVUS THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
NVUS|NOVUS THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|48153
NVUS|NOVUS THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|1600
NVUS|NOVUS THERAPEUTICS|NATL|National Securities Corporation|10050
NVUS|NOVUS THERAPEUTICS|NFSC|National Financial Services LLC|79941
NVUS|NOVUS THERAPEUTICS|NITE|VIRTU Americas LLC|126460
NVUS|NOVUS THERAPEUTICS|NITP|VIRTU Americas LLC|550
NVUS|NOVUS THERAPEUTICS|NQRB|Brut, LLC|298
NVUS|NOVUS THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|2500
NVUS|NOVUS THERAPEUTICS|PDQM|CODA MARKETS, INC.|6253
NVUS|NOVUS THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|3550
NVUS|NOVUS THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|23575
NVUS|NOVUS THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|315
NVUS|NOVUS THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|1110
NVUS|NOVUS THERAPEUTICS|SPDR|SPEEDROUTE LLC|2393
NVUS|NOVUS THERAPEUTICS|SPTD|MINT GLOBAL MARKETS, INC.|2610
NVUS|NOVUS THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|11
NVUS|NOVUS THERAPEUTICS|SWIM|TD Ameritrade, Inc.|6001
NVUS|NOVUS THERAPEUTICS|SWST|Hilltop Securities Inc.|30727
NVUS|NOVUS THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|633
NVUS|NOVUS THERAPEUTICS|TRCM|TRC MARKETS LLC|2594
NVUS|NOVUS THERAPEUTICS|UBSA|UBS SECURITIES LLC|11429
NVUS|NOVUS THERAPEUTICS|UBSS|UBS Securities LLC|99086
NVUS|NOVUS THERAPEUTICS|VGRD|Vanguard Marketing Corporation|1961
NVUS|NOVUS THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|1708
NVUS|NOVUS THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|2600
NVUS|NOVUS THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|1605
NVUS|NOVUS THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|310
NWBI|NORTHWEST BANCSHARES|ALTX|Alternet Securities Inc.|1700
NWBI|NORTHWEST BANCSHARES|APCC|Apex Clearing Corporation|4747
NWBI|NORTHWEST BANCSHARES|BARD|Robert W. Baird & Co. Incorporated|200
NWBI|NORTHWEST BANCSHARES|BATM|CBOE TRADING, INC.|811
NWBI|NORTHWEST BANCSHARES|BBNT|BB&T SECURITIES, LLC|933
NWBI|NORTHWEST BANCSHARES|BERN|Sanford C. Bernstein & Co., LLC|24639
NWBI|NORTHWEST BANCSHARES|BIDS|BIDS TRADING L.P.|100
NWBI|NORTHWEST BANCSHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7661
NWBI|NORTHWEST BANCSHARES|BMOC|BMO Capital Markets Corp.|15195
NWBI|NORTHWEST BANCSHARES|BNPX|BNP PARIBAS SECURITIES CORP.|23251
NWBI|NORTHWEST BANCSHARES|BRVL|BLAYLOCK VAN, LLC|1200
NWBI|NORTHWEST BANCSHARES|BTIG|BTIG, LLC|49832
NWBI|NORTHWEST BANCSHARES|BYXM|CBOE TRADING, INC.|2551
NWBI|NORTHWEST BANCSHARES|BZYD|GOLDMAN SACHS & CO. LLC|1351
NWBI|NORTHWEST BANCSHARES|CANT|Cantor Fitzgerald & Co.|3021
NWBI|NORTHWEST BANCSHARES|CHAS|Charles Schwab & Co., Inc.|103
NWBI|NORTHWEST BANCSHARES|CIOI|CITIGROUP GLOBAL MARKETS INC|14045
NWBI|NORTHWEST BANCSHARES|CMPT|Compass Point Research & Trading, LLC|1975
NWBI|NORTHWEST BANCSHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29057
NWBI|NORTHWEST BANCSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106895
NWBI|NORTHWEST BANCSHARES|CTDL|Citadel Derivatives Group Llc|31751
NWBI|NORTHWEST BANCSHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|37452
NWBI|NORTHWEST BANCSHARES|DAWA|Daiwa Capital Markets America Inc.|4047
NWBI|NORTHWEST BANCSHARES|DBAB|Deutsche Bank Securities Inc.|535048
NWBI|NORTHWEST BANCSHARES|DBAX|Deutsche Bank Securities Inc.|56100
NWBI|NORTHWEST BANCSHARES|DBUL|Deutsche Bank Securities Inc.|100
NWBI|NORTHWEST BANCSHARES|DEAN|MORGAN STANLEY|816
NWBI|NORTHWEST BANCSHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9145
NWBI|NORTHWEST BANCSHARES|EBXL|EBX LLC|43300
NWBI|NORTHWEST BANCSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|57095
NWBI|NORTHWEST BANCSHARES|EDJO|Edward D. Jones & Co., L.P.|3847
NWBI|NORTHWEST BANCSHARES|EGAM|CBOE TRADING, INC.|3552
NWBI|NORTHWEST BANCSHARES|EGAW|CBOE TRADING, INC.|100
NWBI|NORTHWEST BANCSHARES|EGXM|CBOE TRADING, INC.|407
NWBI|NORTHWEST BANCSHARES|EGXW|CBOE TRADING, INC.|300
NWBI|NORTHWEST BANCSHARES|ETBE|Electronic Transaction Clearing, Inc.|24644
NWBI|NORTHWEST BANCSHARES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16164
NWBI|NORTHWEST BANCSHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1096
NWBI|NORTHWEST BANCSHARES|ETRS|E*Trade Securities LLC|13144
NWBI|NORTHWEST BANCSHARES|FBCO|Credit Suisse Securities (USA) LLC|534297
NWBI|NORTHWEST BANCSHARES|FILL|Tradestation Securities, Inc.|500
NWBI|NORTHWEST BANCSHARES|FMAF|NBCN Inc./ CDS|412
NWBI|NORTHWEST BANCSHARES|FOMA|TD AMERITRADE CLEARING, INC.|57132
NWBI|NORTHWEST BANCSHARES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2100
NWBI|NORTHWEST BANCSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128617
NWBI|NORTHWEST BANCSHARES|FTBR|Foliofn Investments, Inc.|251
NWBI|NORTHWEST BANCSHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|28880
NWBI|NORTHWEST BANCSHARES|GLPX|ACS EXECUTION SERVICES, LLC|551
NWBI|NORTHWEST BANCSHARES|GSCO|GOLDMAN SACHS & CO. LLC|957870
NWBI|NORTHWEST BANCSHARES|GSCS|GOLDMAN SACHS & CO. LLC|157231
NWBI|NORTHWEST BANCSHARES|GSLT|GOLDMAN SACHS & CO. LLC|235
NWBI|NORTHWEST BANCSHARES|GTSZ|GTS SECURITIES LLC|9906
NWBI|NORTHWEST BANCSHARES|HRBF|American Enterprise Investment Services Inc.|2170
NWBI|NORTHWEST BANCSHARES|HSBC|HSBC Securities, Inc.|690
NWBI|NORTHWEST BANCSHARES|IATS|INTERACTIVE BROKERS LLC|1282
NWBI|NORTHWEST BANCSHARES|IBKR|Interactive Brokers Llc|33579
NWBI|NORTHWEST BANCSHARES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
NWBI|NORTHWEST BANCSHARES|ICBX|INSTINET, LLC|21217
NWBI|NORTHWEST BANCSHARES|IEQY|CITADEL SECURITIES LLC|38960
NWBI|NORTHWEST BANCSHARES|INCA|INSTINET, LLC|212769
NWBI|NORTHWEST BANCSHARES|INJX|INSTINET, LLC|14063
NWBI|NORTHWEST BANCSHARES|ITGI|ITG Inc.|25701
NWBI|NORTHWEST BANCSHARES|ITGP|ITG INC.|84600
NWBI|NORTHWEST BANCSHARES|JANY|Janney Montgomery Scott Inc.|905
NWBI|NORTHWEST BANCSHARES|JEFF|JEFFERIES LLC|108447
NWBI|NORTHWEST BANCSHARES|JMPT|JUMP TRADING, LLC|2791
NWBI|NORTHWEST BANCSHARES|JONE|JonesTrading|14452
NWBI|NORTHWEST BANCSHARES|JPBX|J.P. MORGAN SECURITIES LLC|67609
NWBI|NORTHWEST BANCSHARES|JPMX|J.P. Morgan Securities LLC|107120
NWBI|NORTHWEST BANCSHARES|JSJX|JANE STREET CAPITAL LLC|4216
NWBI|NORTHWEST BANCSHARES|KBWI|Keefe, Bruyette & Woods, Inc.|14872
NWBI|NORTHWEST BANCSHARES|KCGM|VIRTU Americas LLC|14277
NWBI|NORTHWEST BANCSHARES|LEHM|Barclays Capital Inc./Le|458292
NWBI|NORTHWEST BANCSHARES|LIME|Lime Brokerage LLC|149981
NWBI|NORTHWEST BANCSHARES|LMGP|LIME BROKERAGE LLC|40618
NWBI|NORTHWEST BANCSHARES|LOOP|Loop Capital Markets LLC|100
NWBI|NORTHWEST BANCSHARES|MAXM|Maxim Group LLC|10317
NWBI|NORTHWEST BANCSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89748
NWBI|NORTHWEST BANCSHARES|MOTF|MOTIF INVESTING, INC.|3
NWBI|NORTHWEST BANCSHARES|MSCO|MORGAN STANLEY & CO. LLC|1129068
NWBI|NORTHWEST BANCSHARES|MSPL|MORGAN STANLEY & CO. LLC|151200
NWBI|NORTHWEST BANCSHARES|MSTX|MORGAN STANLEY & CO. LLC|29200
NWBI|NORTHWEST BANCSHARES|NFSC|National Financial Services LLC|36789
NWBI|NORTHWEST BANCSHARES|NITE|VIRTU Americas LLC|242681
NWBI|NORTHWEST BANCSHARES|NITP|VIRTU Americas LLC|7061
NWBI|NORTHWEST BANCSHARES|NQRB|Brut, LLC|5680
NWBI|NORTHWEST BANCSHARES|NTRC|Northern Trust Securities, Inc.|1777
NWBI|NORTHWEST BANCSHARES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5472
NWBI|NORTHWEST BANCSHARES|PDQM|CODA MARKETS, INC.|400
NWBI|NORTHWEST BANCSHARES|PWJC|UBS Financial Services, Inc.|1200
NWBI|NORTHWEST BANCSHARES|RBCM|RBC CAPITAL MARKETS, LLC|1166
NWBI|NORTHWEST BANCSHARES|RILY|B. RILEY FBR, INC.|100
NWBI|NORTHWEST BANCSHARES|SAGW|SAGETRADER, LLC|10382
NWBI|NORTHWEST BANCSHARES|SBSH|Citigroup Global Markets Inc.|163009
NWBI|NORTHWEST BANCSHARES|SDLR|Sandler, O'Neill & Partners, L.P.|25900
NWBI|NORTHWEST BANCSHARES|SGMT|GOLDMAN SACHS & CO. LLC|27928
NWBI|NORTHWEST BANCSHARES|SPDR|SPEEDROUTE LLC|700
NWBI|NORTHWEST BANCSHARES|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
NWBI|NORTHWEST BANCSHARES|STFL|Stifel, Nicolaus & Company, Incorporated|5107
NWBI|NORTHWEST BANCSHARES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
NWBI|NORTHWEST BANCSHARES|SWIM|TD Ameritrade, Inc.|142
NWBI|NORTHWEST BANCSHARES|SWST|Hilltop Securities Inc.|1453
NWBI|NORTHWEST BANCSHARES|TKNG|ALLY INVEST SECURITIES LLC|710
NWBI|NORTHWEST BANCSHARES|TMBR|Timber Hill LLC|100
NWBI|NORTHWEST BANCSHARES|TRBT|Tradebot Systems, Inc.|114368
NWBI|NORTHWEST BANCSHARES|TRCM|TRC MARKETS LLC|99436
NWBI|NORTHWEST BANCSHARES|UBSA|UBS SECURITIES LLC|230112
NWBI|NORTHWEST BANCSHARES|UBSS|UBS Securities LLC|565223
NWBI|NORTHWEST BANCSHARES|VALX|VIRTU AMERICAS LLC|22943
NWBI|NORTHWEST BANCSHARES|VGRD|Vanguard Marketing Corporation|53816
NWBI|NORTHWEST BANCSHARES|WABR|Wall Street Access|50
NWBI|NORTHWEST BANCSHARES|WBPX|SUMMIT SECURITIES GROUP, LLC|200
NWBI|NORTHWEST BANCSHARES|WCHV|WELLS FARGO SECURITIES, LLC|56771
NWBI|NORTHWEST BANCSHARES|WEED|Weeden & Co.L.P.|758
NWBI|NORTHWEST BANCSHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|104
NWBI|NORTHWEST BANCSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
NWBI|NORTHWEST BANCSHARES|WGIF|CIBC World Markets Inc.|1000
NWBI|NORTHWEST BANCSHARES|WSEA|WOLVERINE SECURITIES, LLC|41
NWBI|NORTHWEST BANCSHARES|XIST|INSTINET, LLC|20866
NWBI|NORTHWEST BANCSHARES|XPQR|Jump Trading|3300
NWBI|NORTHWEST BANCSHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
NWBI|NORTHWEST BANCSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11513
NWE|NORTHWESTERN CORPORA|ALTX|Alternet Securities Inc.|2300
NWE|NORTHWESTERN CORPORA|ANOS|ABEL/NOSER, L.L.C.|305
NWE|NORTHWESTERN CORPORA|APCC|Apex Clearing Corporation|45
NWE|NORTHWESTERN CORPORA|BARD|Robert W. Baird & Co. Incorporated|248
NWE|NORTHWESTERN CORPORA|BATM|CBOE TRADING, INC.|3541
NWE|NORTHWESTERN CORPORA|BBNT|BB&T SECURITIES, LLC|3
NWE|NORTHWESTERN CORPORA|BERN|Sanford C. Bernstein & Co., LLC|18910
NWE|NORTHWESTERN CORPORA|BKCM|BNY Mellon Capital Markets LLC|10230
NWE|NORTHWESTERN CORPORA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2641
NWE|NORTHWESTERN CORPORA|BLKX|INSTINET, LLC|30652
NWE|NORTHWESTERN CORPORA|BNPX|BNP PARIBAS SECURITIES CORP.|6680
NWE|NORTHWESTERN CORPORA|BRVL|BLAYLOCK VAN, LLC|200
NWE|NORTHWESTERN CORPORA|BTIG|BTIG, LLC|713
NWE|NORTHWESTERN CORPORA|BYXM|CBOE TRADING, INC.|1056
NWE|NORTHWESTERN CORPORA|BZYD|GOLDMAN SACHS & CO. LLC|2177
NWE|NORTHWESTERN CORPORA|CANT|Cantor Fitzgerald & Co.|4802
NWE|NORTHWESTERN CORPORA|CHAS|Charles Schwab & Co., Inc.|77
NWE|NORTHWESTERN CORPORA|CIST|Capital Institutional Services, Inc.|102
NWE|NORTHWESTERN CORPORA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130004
NWE|NORTHWESTERN CORPORA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
NWE|NORTHWESTERN CORPORA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2033
NWE|NORTHWESTERN CORPORA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|226632
NWE|NORTHWESTERN CORPORA|CTDL|Citadel Derivatives Group Llc|3702
NWE|NORTHWESTERN CORPORA|CXCX|CITIGROUP GLOBAL MARKETS INC.|24930
NWE|NORTHWESTERN CORPORA|DADA|D.A. Davidson & Co.|1951
NWE|NORTHWESTERN CORPORA|DBAB|Deutsche Bank Securities Inc.|92950
NWE|NORTHWESTERN CORPORA|DBAX|Deutsche Bank Securities Inc.|127800
NWE|NORTHWESTERN CORPORA|DBUL|Deutsche Bank Securities Inc.|804
NWE|NORTHWESTERN CORPORA|DEAN|MORGAN STANLEY|974
NWE|NORTHWESTERN CORPORA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2
NWE|NORTHWESTERN CORPORA|EBXL|EBX LLC|99700
NWE|NORTHWESTERN CORPORA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1944
NWE|NORTHWESTERN CORPORA|EDJO|Edward D. Jones & Co., L.P.|1318
NWE|NORTHWESTERN CORPORA|EGAM|CBOE TRADING, INC.|3434
NWE|NORTHWESTERN CORPORA|EGMT|EG MARKET TECHNOLOGIES LLC|620
NWE|NORTHWESTERN CORPORA|EGXM|CBOE TRADING, INC.|549
NWE|NORTHWESTERN CORPORA|EGXW|CBOE TRADING, INC.|200
NWE|NORTHWESTERN CORPORA|ETBE|Electronic Transaction Clearing, Inc.|6846
NWE|NORTHWESTERN CORPORA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
NWE|NORTHWESTERN CORPORA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5878
NWE|NORTHWESTERN CORPORA|ETRS|E*Trade Securities LLC|4898
NWE|NORTHWESTERN CORPORA|FILL|Tradestation Securities, Inc.|100
NWE|NORTHWESTERN CORPORA|FMAF|NBCN Inc./ CDS|148
NWE|NORTHWESTERN CORPORA|FMCO|First Manhattan Co|2325
NWE|NORTHWESTERN CORPORA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2955
NWE|NORTHWESTERN CORPORA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58633
NWE|NORTHWESTERN CORPORA|FTBR|Foliofn Investments, Inc.|633
NWE|NORTHWESTERN CORPORA|GLPX|ACS EXECUTION SERVICES, LLC|19087
NWE|NORTHWESTERN CORPORA|GSCO|GOLDMAN SACHS & CO. LLC|310243
NWE|NORTHWESTERN CORPORA|GSCS|GOLDMAN SACHS & CO. LLC|1600
NWE|NORTHWESTERN CORPORA|GSLT|GOLDMAN SACHS & CO. LLC|1628
NWE|NORTHWESTERN CORPORA|GTSZ|GTS SECURITIES LLC|118801
NWE|NORTHWESTERN CORPORA|HRBF|American Enterprise Investment Services Inc.|175
NWE|NORTHWESTERN CORPORA|IATS|INTERACTIVE BROKERS LLC|858
NWE|NORTHWESTERN CORPORA|IBKR|Interactive Brokers Llc|6038
NWE|NORTHWESTERN CORPORA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|67
NWE|NORTHWESTERN CORPORA|ICBX|INSTINET, LLC|60100
NWE|NORTHWESTERN CORPORA|IEQY|CITADEL SECURITIES LLC|39894
NWE|NORTHWESTERN CORPORA|INCA|INSTINET, LLC|145762
NWE|NORTHWESTERN CORPORA|INJX|INSTINET, LLC|7908
NWE|NORTHWESTERN CORPORA|ITGI|ITG Inc.|31128
NWE|NORTHWESTERN CORPORA|ITGP|ITG INC.|48800
NWE|NORTHWESTERN CORPORA|JANY|Janney Montgomery Scott Inc.|1031
NWE|NORTHWESTERN CORPORA|JEFF|JEFFERIES LLC|121311
NWE|NORTHWESTERN CORPORA|JMPT|JUMP TRADING, LLC|23204
NWE|NORTHWESTERN CORPORA|JPBX|J.P. MORGAN SECURITIES LLC|54425
NWE|NORTHWESTERN CORPORA|JPMX|J.P. Morgan Securities LLC|144027
NWE|NORTHWESTERN CORPORA|JSJX|JANE STREET CAPITAL LLC|4969
NWE|NORTHWESTERN CORPORA|KCGM|VIRTU Americas LLC|27782
NWE|NORTHWESTERN CORPORA|KEYB|KEYBANC CAPITAL MARKETS INC.|19125
NWE|NORTHWESTERN CORPORA|LEHM|Barclays Capital Inc./Le|146732
NWE|NORTHWESTERN CORPORA|LIME|Lime Brokerage LLC|22709
NWE|NORTHWESTERN CORPORA|LOOP|Loop Capital Markets LLC|989
NWE|NORTHWESTERN CORPORA|LQNA|LIQUIDNET, INC.|7200
NWE|NORTHWESTERN CORPORA|LSCI|Lek Securities Corporation|12
NWE|NORTHWESTERN CORPORA|MACC|Mid Atlantic Capital Corporation|210
NWE|NORTHWESTERN CORPORA|MBTS|ALLY INVEST SECURITIES LLC|170
NWE|NORTHWESTERN CORPORA|MCBT|Moors & Cabot, Inc.|59
NWE|NORTHWESTERN CORPORA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44576
NWE|NORTHWESTERN CORPORA|MOTF|MOTIF INVESTING, INC.|4
NWE|NORTHWESTERN CORPORA|MSCO|MORGAN STANLEY & CO. LLC|725566
NWE|NORTHWESTERN CORPORA|MSPL|MORGAN STANLEY & CO. LLC|118600
NWE|NORTHWESTERN CORPORA|MSTX|MORGAN STANLEY & CO. LLC|22800
NWE|NORTHWESTERN CORPORA|MZHO|Mizuho Securities USA LLC|9000
NWE|NORTHWESTERN CORPORA|NFSC|National Financial Services LLC|33396
NWE|NORTHWESTERN CORPORA|NITE|VIRTU Americas LLC|102020
NWE|NORTHWESTERN CORPORA|NITP|VIRTU Americas LLC|200
NWE|NORTHWESTERN CORPORA|NQRB|Brut, LLC|650
NWE|NORTHWESTERN CORPORA|NTRC|Northern Trust Securities, Inc.|2037
NWE|NORTHWESTERN CORPORA|PDQM|CODA MARKETS, INC.|67311
NWE|NORTHWESTERN CORPORA|PHLY|NASDAQ Execution Services, LLC|200
NWE|NORTHWESTERN CORPORA|PWJC|UBS Financial Services, Inc.|680
NWE|NORTHWESTERN CORPORA|QMSR|QUATTRO M SECURITIES INC.|666
NWE|NORTHWESTERN CORPORA|RBCM|RBC CAPITAL MARKETS, LLC|8685
NWE|NORTHWESTERN CORPORA|SAGL|SAGETRADER, LLC|3567
NWE|NORTHWESTERN CORPORA|SAGW|SAGETRADER, LLC|4
NWE|NORTHWESTERN CORPORA|SBSH|Citigroup Global Markets Inc.|55335
NWE|NORTHWESTERN CORPORA|SGMT|GOLDMAN SACHS & CO. LLC|73841
NWE|NORTHWESTERN CORPORA|SPDR|SPEEDROUTE LLC|3700
NWE|NORTHWESTERN CORPORA|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
NWE|NORTHWESTERN CORPORA|STFL|Stifel, Nicolaus & Company, Incorporated|60
NWE|NORTHWESTERN CORPORA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2101
NWE|NORTHWESTERN CORPORA|SWIM|TD Ameritrade, Inc.|588
NWE|NORTHWESTERN CORPORA|SWST|Hilltop Securities Inc.|105
NWE|NORTHWESTERN CORPORA|TKNG|ALLY INVEST SECURITIES LLC|50
NWE|NORTHWESTERN CORPORA|TRBT|Tradebot Systems, Inc.|63414
NWE|NORTHWESTERN CORPORA|TRCM|TRC MARKETS LLC|46203
NWE|NORTHWESTERN CORPORA|UBSA|UBS SECURITIES LLC|219856
NWE|NORTHWESTERN CORPORA|UBSS|UBS Securities LLC|211965
NWE|NORTHWESTERN CORPORA|VALX|VIRTU AMERICAS LLC|6270
NWE|NORTHWESTERN CORPORA|VGRD|Vanguard Marketing Corporation|1999
NWE|NORTHWESTERN CORPORA|WBET|Wallachbeth Capital LLC|9218
NWE|NORTHWESTERN CORPORA|WBPX|SUMMIT SECURITIES GROUP, LLC|860
NWE|NORTHWESTERN CORPORA|WCHV|WELLS FARGO SECURITIES, LLC|43069
NWE|NORTHWESTERN CORPORA|WDNX|WEEDEN & CO.L.P.|5076
NWE|NORTHWESTERN CORPORA|WEDB|WEDBUSH SECURITIES INC.|892
NWE|NORTHWESTERN CORPORA|WEED|Weeden & Co.L.P.|5971
NWE|NORTHWESTERN CORPORA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|327
NWE|NORTHWESTERN CORPORA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|141
NWE|NORTHWESTERN CORPORA|WSEA|WOLVERINE SECURITIES, LLC|539
NWE|NORTHWESTERN CORPORA|XIST|INSTINET, LLC|115800
NWE|NORTHWESTERN CORPORA|XPQR|Jump Trading|505
NWE|NORTHWESTERN CORPORA|XSTM|NATIONAL FINANCIAL SERVICES LLC|2810
NWE|NORTHWESTERN CORPORA|YKNA|COMHAR CAPITAL MARKETS, LLC|358
NWE|NORTHWESTERN CORPORA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|304
NWFL|NORWOOD FINANCIAL CP|ANOS|ABEL/NOSER, L.L.C.|286
NWFL|NORWOOD FINANCIAL CP|APCC|Apex Clearing Corporation|413
NWFL|NORWOOD FINANCIAL CP|BANK|Primevest Financial Services, Inc.|250
NWFL|NORWOOD FINANCIAL CP|BARD|Robert W. Baird & Co. Incorporated|3
NWFL|NORWOOD FINANCIAL CP|BATM|CBOE TRADING, INC.|528
NWFL|NORWOOD FINANCIAL CP|BERN|Sanford C. Bernstein & Co., LLC|3000
NWFL|NORWOOD FINANCIAL CP|BMOC|BMO Capital Markets Corp.|916
NWFL|NORWOOD FINANCIAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|547
NWFL|NORWOOD FINANCIAL CP|BTIG|BTIG, LLC|11
NWFL|NORWOOD FINANCIAL CP|BYXM|CBOE TRADING, INC.|250
NWFL|NORWOOD FINANCIAL CP|CHAS|Charles Schwab & Co., Inc.|2
NWFL|NORWOOD FINANCIAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24
NWFL|NORWOOD FINANCIAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12985
NWFL|NORWOOD FINANCIAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12487
NWFL|NORWOOD FINANCIAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2563
NWFL|NORWOOD FINANCIAL CP|CTDL|Citadel Derivatives Group Llc|374
NWFL|NORWOOD FINANCIAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|704
NWFL|NORWOOD FINANCIAL CP|DBAB|Deutsche Bank Securities Inc.|8602
NWFL|NORWOOD FINANCIAL CP|DBAX|Deutsche Bank Securities Inc.|3100
NWFL|NORWOOD FINANCIAL CP|DEGS|RONIN PROFESSIONAL LLC|2200
NWFL|NORWOOD FINANCIAL CP|EBXL|EBX LLC|1900
NWFL|NORWOOD FINANCIAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1458
NWFL|NORWOOD FINANCIAL CP|EGAM|CBOE TRADING, INC.|1200
NWFL|NORWOOD FINANCIAL CP|EGAW|CBOE TRADING, INC.|1697
NWFL|NORWOOD FINANCIAL CP|EGXM|CBOE TRADING, INC.|100
NWFL|NORWOOD FINANCIAL CP|ETRS|E*Trade Securities LLC|2059
NWFL|NORWOOD FINANCIAL CP|FBCO|Credit Suisse Securities (USA) LLC|32313
NWFL|NORWOOD FINANCIAL CP|FOMA|TD AMERITRADE CLEARING, INC.|13336
NWFL|NORWOOD FINANCIAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1526
NWFL|NORWOOD FINANCIAL CP|FTBR|Foliofn Investments, Inc.|106
NWFL|NORWOOD FINANCIAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1916
NWFL|NORWOOD FINANCIAL CP|GLPX|ACS EXECUTION SERVICES, LLC|4064
NWFL|NORWOOD FINANCIAL CP|GSCO|GOLDMAN SACHS & CO. LLC|16083
NWFL|NORWOOD FINANCIAL CP|GSCS|GOLDMAN SACHS & CO. LLC|637
NWFL|NORWOOD FINANCIAL CP|GSLT|GOLDMAN SACHS & CO. LLC|700
NWFL|NORWOOD FINANCIAL CP|GTSZ|GTS SECURITIES LLC|10833
NWFL|NORWOOD FINANCIAL CP|IATS|INTERACTIVE BROKERS LLC|400
NWFL|NORWOOD FINANCIAL CP|IBKR|Interactive Brokers Llc|4931
NWFL|NORWOOD FINANCIAL CP|ICBX|INSTINET, LLC|2080
NWFL|NORWOOD FINANCIAL CP|IEQY|CITADEL SECURITIES LLC|648
NWFL|NORWOOD FINANCIAL CP|INCA|INSTINET, LLC|23829
NWFL|NORWOOD FINANCIAL CP|INJX|INSTINET, LLC|906
NWFL|NORWOOD FINANCIAL CP|ITGI|ITG Inc.|41055
NWFL|NORWOOD FINANCIAL CP|ITGP|ITG INC.|24800
NWFL|NORWOOD FINANCIAL CP|JEFF|JEFFERIES LLC|5298
NWFL|NORWOOD FINANCIAL CP|JPMX|J.P. Morgan Securities LLC|1300
NWFL|NORWOOD FINANCIAL CP|KCGM|VIRTU Americas LLC|335
NWFL|NORWOOD FINANCIAL CP|LEHM|Barclays Capital Inc./Le|6631
NWFL|NORWOOD FINANCIAL CP|LIME|Lime Brokerage LLC|14363
NWFL|NORWOOD FINANCIAL CP|LMGP|LIME BROKERAGE LLC|11205
NWFL|NORWOOD FINANCIAL CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|21032
NWFL|NORWOOD FINANCIAL CP|LOOP|Loop Capital Markets LLC|714
NWFL|NORWOOD FINANCIAL CP|MAXM|Maxim Group LLC|542
NWFL|NORWOOD FINANCIAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
NWFL|NORWOOD FINANCIAL CP|MSCO|MORGAN STANLEY & CO. LLC|61650
NWFL|NORWOOD FINANCIAL CP|MSPL|MORGAN STANLEY & CO. LLC|5400
NWFL|NORWOOD FINANCIAL CP|NFSC|National Financial Services LLC|6028
NWFL|NORWOOD FINANCIAL CP|NITE|VIRTU Americas LLC|17021
NWFL|NORWOOD FINANCIAL CP|NQRB|Brut, LLC|300
NWFL|NORWOOD FINANCIAL CP|OPCO|Oppenheimer & Co. Inc.|1548
NWFL|NORWOOD FINANCIAL CP|PDQM|CODA MARKETS, INC.|7372
NWFL|NORWOOD FINANCIAL CP|SBSH|Citigroup Global Markets Inc.|6193
NWFL|NORWOOD FINANCIAL CP|SGMT|GOLDMAN SACHS & CO. LLC|1605
NWFL|NORWOOD FINANCIAL CP|SPDR|SPEEDROUTE LLC|2127
NWFL|NORWOOD FINANCIAL CP|SPTD|MINT GLOBAL MARKETS, INC.|500
NWFL|NORWOOD FINANCIAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|3234
NWFL|NORWOOD FINANCIAL CP|SWIM|TD Ameritrade, Inc.|1950
NWFL|NORWOOD FINANCIAL CP|TKNG|ALLY INVEST SECURITIES LLC|400
NWFL|NORWOOD FINANCIAL CP|TRCM|TRC MARKETS LLC|5213
NWFL|NORWOOD FINANCIAL CP|UBSA|UBS SECURITIES LLC|11365
NWFL|NORWOOD FINANCIAL CP|UBSS|UBS Securities LLC|12229
NWFL|NORWOOD FINANCIAL CP|VALX|VIRTU AMERICAS LLC|765
NWFL|NORWOOD FINANCIAL CP|WCHV|WELLS FARGO SECURITIES, LLC|1428
NWFL|NORWOOD FINANCIAL CP|WEED|Weeden & Co.L.P.|440
NWFL|NORWOOD FINANCIAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
NWFL|NORWOOD FINANCIAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|435
NWFL|NORWOOD FINANCIAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2002
NWHM|NEW HOME COMPANY INC|ALTX|Alternet Securities Inc.|733
NWHM|NEW HOME COMPANY INC|APCC|Apex Clearing Corporation|111
NWHM|NEW HOME COMPANY INC|BATM|CBOE TRADING, INC.|438
NWHM|NEW HOME COMPANY INC|BERN|Sanford C. Bernstein & Co., LLC|31388
NWHM|NEW HOME COMPANY INC|BNPX|BNP PARIBAS SECURITIES CORP.|1283
NWHM|NEW HOME COMPANY INC|BYXM|CBOE TRADING, INC.|200
NWHM|NEW HOME COMPANY INC|BZYD|GOLDMAN SACHS & CO. LLC|722
NWHM|NEW HOME COMPANY INC|CIST|Capital Institutional Services, Inc.|1478
NWHM|NEW HOME COMPANY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103
NWHM|NEW HOME COMPANY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|707
NWHM|NEW HOME COMPANY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7459
NWHM|NEW HOME COMPANY INC|CTDL|Citadel Derivatives Group Llc|1460
NWHM|NEW HOME COMPANY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|994
NWHM|NEW HOME COMPANY INC|DBAB|Deutsche Bank Securities Inc.|9854
NWHM|NEW HOME COMPANY INC|DBAX|Deutsche Bank Securities Inc.|2200
NWHM|NEW HOME COMPANY INC|DEAN|MORGAN STANLEY|850
NWHM|NEW HOME COMPANY INC|DEGS|RONIN PROFESSIONAL LLC|700
NWHM|NEW HOME COMPANY INC|EBXL|EBX LLC|3400
NWHM|NEW HOME COMPANY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5719
NWHM|NEW HOME COMPANY INC|EGAM|CBOE TRADING, INC.|3479
NWHM|NEW HOME COMPANY INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
NWHM|NEW HOME COMPANY INC|EGXM|CBOE TRADING, INC.|205
NWHM|NEW HOME COMPANY INC|ETBE|Electronic Transaction Clearing, Inc.|100
NWHM|NEW HOME COMPANY INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|326
NWHM|NEW HOME COMPANY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|598
NWHM|NEW HOME COMPANY INC|ETRS|E*Trade Securities LLC|2110
NWHM|NEW HOME COMPANY INC|FINX|FINTECH SECURITIES|867
NWHM|NEW HOME COMPANY INC|FMCO|First Manhattan Co|49482
NWHM|NEW HOME COMPANY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8161
NWHM|NEW HOME COMPANY INC|FTBR|Foliofn Investments, Inc.|1672
NWHM|NEW HOME COMPANY INC|GLIS|TD Securities Inc|1600
NWHM|NEW HOME COMPANY INC|GLPX|ACS EXECUTION SERVICES, LLC|3400
NWHM|NEW HOME COMPANY INC|GSCO|GOLDMAN SACHS & CO. LLC|22605
NWHM|NEW HOME COMPANY INC|GSLT|GOLDMAN SACHS & CO. LLC|772
NWHM|NEW HOME COMPANY INC|GTSZ|GTS SECURITIES LLC|2866
NWHM|NEW HOME COMPANY INC|HRBF|American Enterprise Investment Services Inc.|1000
NWHM|NEW HOME COMPANY INC|IATS|INTERACTIVE BROKERS LLC|5335
NWHM|NEW HOME COMPANY INC|IBKR|Interactive Brokers Llc|8055
NWHM|NEW HOME COMPANY INC|IBSJ|Integrity Brokerage Services, Inc.|733
NWHM|NEW HOME COMPANY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|23
NWHM|NEW HOME COMPANY INC|ICBX|INSTINET, LLC|1900
NWHM|NEW HOME COMPANY INC|IEQY|CITADEL SECURITIES LLC|1667
NWHM|NEW HOME COMPANY INC|INCA|INSTINET, LLC|21662
NWHM|NEW HOME COMPANY INC|INJX|INSTINET, LLC|1176
NWHM|NEW HOME COMPANY INC|ITGI|ITG Inc.|2453
NWHM|NEW HOME COMPANY INC|ITGP|ITG INC.|5600
NWHM|NEW HOME COMPANY INC|JANY|Janney Montgomery Scott Inc.|100
NWHM|NEW HOME COMPANY INC|JEFF|JEFFERIES LLC|201
NWHM|NEW HOME COMPANY INC|JPBX|J.P. MORGAN SECURITIES LLC|1800
NWHM|NEW HOME COMPANY INC|JPMX|J.P. Morgan Securities LLC|24440
NWHM|NEW HOME COMPANY INC|KCGM|VIRTU Americas LLC|3147
NWHM|NEW HOME COMPANY INC|LEHM|Barclays Capital Inc./Le|11950
NWHM|NEW HOME COMPANY INC|LIME|Lime Brokerage LLC|8473
NWHM|NEW HOME COMPANY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
NWHM|NEW HOME COMPANY INC|MPSG|E D & F Man Capital Markets Inc.|2430
NWHM|NEW HOME COMPANY INC|MSCO|MORGAN STANLEY & CO. LLC|44410
NWHM|NEW HOME COMPANY INC|MSPL|MORGAN STANLEY & CO. LLC|5600
NWHM|NEW HOME COMPANY INC|MSTX|MORGAN STANLEY & CO. LLC|1600
NWHM|NEW HOME COMPANY INC|NFSC|National Financial Services LLC|14418
NWHM|NEW HOME COMPANY INC|NITE|VIRTU Americas LLC|86924
NWHM|NEW HOME COMPANY INC|NQRB|Brut, LLC|3334
NWHM|NEW HOME COMPANY INC|PDQM|CODA MARKETS, INC.|4324
NWHM|NEW HOME COMPANY INC|SBSH|Citigroup Global Markets Inc.|6361
NWHM|NEW HOME COMPANY INC|SGMT|GOLDMAN SACHS & CO. LLC|5709
NWHM|NEW HOME COMPANY INC|SPDR|SPEEDROUTE LLC|300
NWHM|NEW HOME COMPANY INC|SWIM|TD Ameritrade, Inc.|10830
NWHM|NEW HOME COMPANY INC|TRBT|Tradebot Systems, Inc.|6134
NWHM|NEW HOME COMPANY INC|TRCM|TRC MARKETS LLC|3242
NWHM|NEW HOME COMPANY INC|UBSA|UBS SECURITIES LLC|23543
NWHM|NEW HOME COMPANY INC|UBSS|UBS Securities LLC|44616
NWHM|NEW HOME COMPANY INC|VALX|VIRTU AMERICAS LLC|1377
NWHM|NEW HOME COMPANY INC|VGRD|Vanguard Marketing Corporation|2100
NWHM|NEW HOME COMPANY INC|WCHV|WELLS FARGO SECURITIES, LLC|1000
NWHM|NEW HOME COMPANY INC|WEED|Weeden & Co.L.P.|138
NWHM|NEW HOME COMPANY INC|WSEA|WOLVERINE SECURITIES, LLC|6
NWHM|NEW HOME COMPANY INC|XPQR|Jump Trading|100
NWHM|NEW HOME COMPANY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
NWHM|NEW HOME COMPANY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|947
NWL|NEWELL BRANDS INC.|ABLE|NATIXIS Securities Americas LLC|1776438
NWL|NEWELL BRANDS INC.|ADAM|CANACCORD GENUITY INC.|28745
NWL|NEWELL BRANDS INC.|AGIS|Aegis Capital Corp.|3750
NWL|NEWELL BRANDS INC.|ALTX|Alternet Securities Inc.|88760
NWL|NEWELL BRANDS INC.|ANOS|ABEL/NOSER, L.L.C.|600
NWL|NEWELL BRANDS INC.|APCC|Apex Clearing Corporation|24547
NWL|NEWELL BRANDS INC.|BALE|M&T SECURITIES, INC.|10799
NWL|NEWELL BRANDS INC.|BANK|Primevest Financial Services, Inc.|1475
NWL|NEWELL BRANDS INC.|BARD|Robert W. Baird & Co. Incorporated|21368
NWL|NEWELL BRANDS INC.|BATM|CBOE TRADING, INC.|28407
NWL|NEWELL BRANDS INC.|BAYT|BTIG, LLC|1400
NWL|NEWELL BRANDS INC.|BBNT|BB&T SECURITIES, LLC|7146
NWL|NEWELL BRANDS INC.|BERN|Sanford C. Bernstein & Co., LLC|306071
NWL|NEWELL BRANDS INC.|BIAD|SAGETRADER, LLC|1921
NWL|NEWELL BRANDS INC.|BIDS|BIDS TRADING L.P.|2700
NWL|NEWELL BRANDS INC.|BIMI|Banca IMI Securities Corp.|2027
NWL|NEWELL BRANDS INC.|BKCM|BNY Mellon Capital Markets LLC|1603
NWL|NEWELL BRANDS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|245395
NWL|NEWELL BRANDS INC.|BLKX|INSTINET, LLC|83020
NWL|NEWELL BRANDS INC.|BMOC|BMO Capital Markets Corp.|3688
NWL|NEWELL BRANDS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|772528
NWL|NEWELL BRANDS INC.|BOSC|Boenning & Scattergood, Inc.|9500
NWL|NEWELL BRANDS INC.|BPFI|MANORHAVEN CAPITAL LLC|4110
NWL|NEWELL BRANDS INC.|BRGE|Newbridge Securities Corp.|9451
NWL|NEWELL BRANDS INC.|BTIG|BTIG, LLC|92118
NWL|NEWELL BRANDS INC.|BYXM|CBOE TRADING, INC.|7018
NWL|NEWELL BRANDS INC.|CANT|Cantor Fitzgerald & Co.|296297
NWL|NEWELL BRANDS INC.|CHAS|Charles Schwab & Co., Inc.|72269
NWL|NEWELL BRANDS INC.|CIBP|CIBC World Markets Corp.|119019
NWL|NEWELL BRANDS INC.|CICF|Canaccord Genuity Corp.|7154
NWL|NEWELL BRANDS INC.|CIST|Capital Institutional Services, Inc.|13018
NWL|NEWELL BRANDS INC.|CLSA|CLSA AMERICAS, LLC|300
NWL|NEWELL BRANDS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|552085
NWL|NEWELL BRANDS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6497
NWL|NEWELL BRANDS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8397
NWL|NEWELL BRANDS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1629543
NWL|NEWELL BRANDS INC.|CSIN|Citadel Securities Institutional LLC|6247
NWL|NEWELL BRANDS INC.|CTDL|Citadel Derivatives Group Llc|88727
NWL|NEWELL BRANDS INC.|CTLR|CUTLER GROUP, LP|1227
NWL|NEWELL BRANDS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|280666
NWL|NEWELL BRANDS INC.|DADA|D.A. Davidson & Co.|10922
NWL|NEWELL BRANDS INC.|DAVA|Davenport & Company LLC|305
NWL|NEWELL BRANDS INC.|DBAB|Deutsche Bank Securities Inc.|1124909
NWL|NEWELL BRANDS INC.|DBAX|Deutsche Bank Securities Inc.|1593900
NWL|NEWELL BRANDS INC.|DBUL|Deutsche Bank Securities Inc.|36278
NWL|NEWELL BRANDS INC.|DCHF|Dart Executions, LLC|26788
NWL|NEWELL BRANDS INC.|DEAN|MORGAN STANLEY|85394
NWL|NEWELL BRANDS INC.|DEGS|RONIN PROFESSIONAL LLC|200
NWL|NEWELL BRANDS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23086
NWL|NEWELL BRANDS INC.|DRWK|DRW SECURITIES, L.L.C.|5000
NWL|NEWELL BRANDS INC.|EBXL|EBX LLC|1270900
NWL|NEWELL BRANDS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|105083
NWL|NEWELL BRANDS INC.|EDJC|Edward Jones / CDS|928
NWL|NEWELL BRANDS INC.|EDJO|Edward D. Jones & Co., L.P.|63777
NWL|NEWELL BRANDS INC.|EGAM|CBOE TRADING, INC.|58795
NWL|NEWELL BRANDS INC.|EGAW|CBOE TRADING, INC.|1300
NWL|NEWELL BRANDS INC.|EGXM|CBOE TRADING, INC.|35744
NWL|NEWELL BRANDS INC.|EGXW|CBOE TRADING, INC.|695
NWL|NEWELL BRANDS INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1200
NWL|NEWELL BRANDS INC.|ETBE|Electronic Transaction Clearing, Inc.|66369
NWL|NEWELL BRANDS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
NWL|NEWELL BRANDS INC.|ETCC|Electronic Transaction Clearing, Inc.|1922
NWL|NEWELL BRANDS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
NWL|NEWELL BRANDS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19145
NWL|NEWELL BRANDS INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|22906
NWL|NEWELL BRANDS INC.|ETRS|E*Trade Securities LLC|1309620
NWL|NEWELL BRANDS INC.|FBRC|B. RILEY FBR, INC.|186500
NWL|NEWELL BRANDS INC.|FBSB|U.S. Bancorp Investments, Inc.|122
NWL|NEWELL BRANDS INC.|FILL|Tradestation Securities, Inc.|165621
NWL|NEWELL BRANDS INC.|FINX|FINTECH SECURITIES|535
NWL|NEWELL BRANDS INC.|FMAF|NBCN Inc./ CDS|59532
NWL|NEWELL BRANDS INC.|FMCO|First Manhattan Co|735
NWL|NEWELL BRANDS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15377
NWL|NEWELL BRANDS INC.|FQLS|Quantlab Securities LP|1626759
NWL|NEWELL BRANDS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|760506
NWL|NEWELL BRANDS INC.|FTBR|Foliofn Investments, Inc.|53788
NWL|NEWELL BRANDS INC.|GBMT|GBM International, Inc.|1000
NWL|NEWELL BRANDS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|84789
NWL|NEWELL BRANDS INC.|GHCC|Gordon, Haskett Capital Corporation|4305
NWL|NEWELL BRANDS INC.|GLIS|TD Securities Inc|24114
NWL|NEWELL BRANDS INC.|GLPX|ACS EXECUTION SERVICES, LLC|245958
NWL|NEWELL BRANDS INC.|GSCO|GOLDMAN SACHS & CO. LLC|7165271
NWL|NEWELL BRANDS INC.|GSCS|GOLDMAN SACHS & CO. LLC|315953
NWL|NEWELL BRANDS INC.|GSLT|GOLDMAN SACHS & CO. LLC|248495
NWL|NEWELL BRANDS INC.|GTSZ|GTS SECURITIES LLC|385664
NWL|NEWELL BRANDS INC.|GUGS|Guggenheim Securities, LLC|29701
NWL|NEWELL BRANDS INC.|HAPX|HAP Trading, LLC|1265
NWL|NEWELL BRANDS INC.|HASF|Haywood Securities Inc./CDS|150
NWL|NEWELL BRANDS INC.|HRBF|American Enterprise Investment Services Inc.|99824
NWL|NEWELL BRANDS INC.|HSBC|HSBC Securities, Inc.|10433
NWL|NEWELL BRANDS INC.|IATS|INTERACTIVE BROKERS LLC|68926
NWL|NEWELL BRANDS INC.|IBKR|Interactive Brokers Llc|215101
NWL|NEWELL BRANDS INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2936
NWL|NEWELL BRANDS INC.|ICBX|INSTINET, LLC|457286
NWL|NEWELL BRANDS INC.|IEQY|CITADEL SECURITIES LLC|481395
NWL|NEWELL BRANDS INC.|IMPC|Imperial Capital, LLC|1100
NWL|NEWELL BRANDS INC.|INCA|INSTINET, LLC|1308212
NWL|NEWELL BRANDS INC.|INJX|INSTINET, LLC|16964
NWL|NEWELL BRANDS INC.|INTL|INTL FCSTONE FINANCIAL INC.|19
NWL|NEWELL BRANDS INC.|ITGI|ITG Inc.|195962
NWL|NEWELL BRANDS INC.|ITGP|ITG INC.|725000
NWL|NEWELL BRANDS INC.|JANY|Janney Montgomery Scott Inc.|54865
NWL|NEWELL BRANDS INC.|JEFF|JEFFERIES LLC|174443
NWL|NEWELL BRANDS INC.|JMPT|JUMP TRADING, LLC|223886
NWL|NEWELL BRANDS INC.|JPBX|J.P. MORGAN SECURITIES LLC|494381
NWL|NEWELL BRANDS INC.|JPMX|J.P. Morgan Securities LLC|1583741
NWL|NEWELL BRANDS INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|4000
NWL|NEWELL BRANDS INC.|JSJX|JANE STREET CAPITAL LLC|548795
NWL|NEWELL BRANDS INC.|JUTA|JUMP TRADING, LLC|561
NWL|NEWELL BRANDS INC.|KCGM|VIRTU Americas LLC|307813
NWL|NEWELL BRANDS INC.|LAFC|R. F. Lafferty & Co., Inc.|1000
NWL|NEWELL BRANDS INC.|LEHM|Barclays Capital Inc./Le|3311863
NWL|NEWELL BRANDS INC.|LIME|Lime Brokerage LLC|61376
NWL|NEWELL BRANDS INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|253870
NWL|NEWELL BRANDS INC.|LOOP|Loop Capital Markets LLC|900
NWL|NEWELL BRANDS INC.|LQNA|LIQUIDNET, INC.|47600
NWL|NEWELL BRANDS INC.|LSCI|Lek Securities Corporation|7763
NWL|NEWELL BRANDS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
NWL|NEWELL BRANDS INC.|MACC|Mid Atlantic Capital Corporation|1337
NWL|NEWELL BRANDS INC.|MACQ|Macquarie Capital (USA) Inc.|2078
NWL|NEWELL BRANDS INC.|MAXM|Maxim Group LLC|33836
NWL|NEWELL BRANDS INC.|MBTS|ALLY INVEST SECURITIES LLC|3200
NWL|NEWELL BRANDS INC.|MCBT|Moors & Cabot, Inc.|200
NWL|NEWELL BRANDS INC.|MCMF|Raymond James Ltd. Cds|1825
NWL|NEWELL BRANDS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|779985
NWL|NEWELL BRANDS INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4200
NWL|NEWELL BRANDS INC.|MOTF|MOTIF INVESTING, INC.|16
NWL|NEWELL BRANDS INC.|MSCO|MORGAN STANLEY & CO. LLC|15144368
NWL|NEWELL BRANDS INC.|MSPL|MORGAN STANLEY & CO. LLC|1289200
NWL|NEWELL BRANDS INC.|MSTX|MORGAN STANLEY & CO. LLC|1595500
NWL|NEWELL BRANDS INC.|MTON|MILLINGTON SECURITIES, INC.|87500
NWL|NEWELL BRANDS INC.|NATL|National Securities Corporation|4165
NWL|NEWELL BRANDS INC.|NEED|Needham & Company, LLC|4460
NWL|NEWELL BRANDS INC.|NEUB|NEUBERGER BERMAN BD LLC|15304
NWL|NEWELL BRANDS INC.|NFSC|National Financial Services LLC|2087028
NWL|NEWELL BRANDS INC.|NITE|VIRTU Americas LLC|5459830
NWL|NEWELL BRANDS INC.|NITP|VIRTU Americas LLC|4919
NWL|NEWELL BRANDS INC.|NQRB|Brut, LLC|150203
NWL|NEWELL BRANDS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|6433
NWL|NEWELL BRANDS INC.|NTRC|Northern Trust Securities, Inc.|3804
NWL|NEWELL BRANDS INC.|OHOS|TWO SIGMA SECURITIES, LLC|253806
NWL|NEWELL BRANDS INC.|OPCO|Oppenheimer & Co. Inc.|83501
NWL|NEWELL BRANDS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|450
NWL|NEWELL BRANDS INC.|PCPT|PHILLIP CAPITAL INC.|570
NWL|NEWELL BRANDS INC.|PDQM|CODA MARKETS, INC.|165233
NWL|NEWELL BRANDS INC.|PHLY|NASDAQ Execution Services, LLC|36600
NWL|NEWELL BRANDS INC.|PICT|Pictet Overseas Inc.|625
NWL|NEWELL BRANDS INC.|PWJC|UBS Financial Services, Inc.|807090
NWL|NEWELL BRANDS INC.|QMSR|QUATTRO M SECURITIES INC.|17460
NWL|NEWELL BRANDS INC.|RBCM|RBC CAPITAL MARKETS, LLC|169791
NWL|NEWELL BRANDS INC.|RGLD|Regal Securities, Inc|899
NWL|NEWELL BRANDS INC.|RHCO|Suntrust Robinson Humphrey, Inc.|449813
NWL|NEWELL BRANDS INC.|SAGL|SAGETRADER, LLC|823616
NWL|NEWELL BRANDS INC.|SAGW|SAGETRADER, LLC|6500
NWL|NEWELL BRANDS INC.|SALI|INTL FCSTONE FINANCIAL INC.|97312
NWL|NEWELL BRANDS INC.|SBRX|MURIEL SIEBERT & CO INC|168
NWL|NEWELL BRANDS INC.|SBSH|Citigroup Global Markets Inc.|589704
NWL|NEWELL BRANDS INC.|SEIC|SEI Investments Distribution Co.|25340
NWL|NEWELL BRANDS INC.|SGMT|GOLDMAN SACHS & CO. LLC|743511
NWL|NEWELL BRANDS INC.|SPDR|SPEEDROUTE LLC|107974
NWL|NEWELL BRANDS INC.|SPHN|Stephens Inc.|1959
NWL|NEWELL BRANDS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|101306
NWL|NEWELL BRANDS INC.|STKP|STOCKPILE INVESTMENTS, INC.|334
NWL|NEWELL BRANDS INC.|STRS|STRATEGAS RESEARCH PARTNERS|200
NWL|NEWELL BRANDS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20608
NWL|NEWELL BRANDS INC.|SWIM|TD Ameritrade, Inc.|1941520
NWL|NEWELL BRANDS INC.|SWST|Hilltop Securities Inc.|14244
NWL|NEWELL BRANDS INC.|TAGC|TELSEY ADVISORY GROUP LLC|11932
NWL|NEWELL BRANDS INC.|TKNG|ALLY INVEST SECURITIES LLC|18388
NWL|NEWELL BRANDS INC.|TMBR|Timber Hill LLC|6617
NWL|NEWELL BRANDS INC.|TRBT|Tradebot Systems, Inc.|1090686
NWL|NEWELL BRANDS INC.|TRCM|TRC MARKETS LLC|942888
NWL|NEWELL BRANDS INC.|TWTT|TASTYWORKS, INC.|748
NWL|NEWELL BRANDS INC.|UBSA|UBS SECURITIES LLC|2468559
NWL|NEWELL BRANDS INC.|UBSS|UBS Securities LLC|4082995
NWL|NEWELL BRANDS INC.|USCA|USCA Securities LLC|3300
NWL|NEWELL BRANDS INC.|VALX|VIRTU AMERICAS LLC|92431
NWL|NEWELL BRANDS INC.|VGRD|Vanguard Marketing Corporation|169119
NWL|NEWELL BRANDS INC.|VNDM|Wall Street Access|85223
NWL|NEWELL BRANDS INC.|WBLR|WILLIAM BLAIR|5300
NWL|NEWELL BRANDS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|21022
NWL|NEWELL BRANDS INC.|WCHV|WELLS FARGO SECURITIES, LLC|824633
NWL|NEWELL BRANDS INC.|WDNX|WEEDEN & CO.L.P.|15484
NWL|NEWELL BRANDS INC.|WEDB|WEDBUSH SECURITIES INC.|52371
NWL|NEWELL BRANDS INC.|WEED|Weeden & Co.L.P.|16333
NWL|NEWELL BRANDS INC.|WESC|Wellington Shields & Co., LLC|700
NWL|NEWELL BRANDS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|158143
NWL|NEWELL BRANDS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|247078
NWL|NEWELL BRANDS INC.|WFPB|Wells Fargo Securities, LLC.|9041
NWL|NEWELL BRANDS INC.|WGIF|CIBC World Markets Inc.|19869
NWL|NEWELL BRANDS INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5321
NWL|NEWELL BRANDS INC.|WSEA|WOLVERINE SECURITIES, LLC|132864
NWL|NEWELL BRANDS INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|9500
NWL|NEWELL BRANDS INC.|XIST|INSTINET, LLC|883194
NWL|NEWELL BRANDS INC.|XPQR|Jump Trading|600
NWL|NEWELL BRANDS INC.|XPUS|XP SECURITIES, LLC|684
NWL|NEWELL BRANDS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|314048
NWL|NEWELL BRANDS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|6919
NWL|NEWELL BRANDS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|59191
NWLI|NATL WSTRN LIFE GP A|ALTX|Alternet Securities Inc.|650
NWLI|NATL WSTRN LIFE GP A|ANOS|ABEL/NOSER, L.L.C.|115
NWLI|NATL WSTRN LIFE GP A|APCC|Apex Clearing Corporation|1027
NWLI|NATL WSTRN LIFE GP A|BATM|CBOE TRADING, INC.|152
NWLI|NATL WSTRN LIFE GP A|BERN|Sanford C. Bernstein & Co., LLC|862
NWLI|NATL WSTRN LIFE GP A|BMOC|BMO Capital Markets Corp.|362
NWLI|NATL WSTRN LIFE GP A|BNKS|Fig Partners, LLC|100
NWLI|NATL WSTRN LIFE GP A|BNPX|BNP PARIBAS SECURITIES CORP.|228
NWLI|NATL WSTRN LIFE GP A|BYXM|CBOE TRADING, INC.|200
NWLI|NATL WSTRN LIFE GP A|BZYD|GOLDMAN SACHS & CO. LLC|8
NWLI|NATL WSTRN LIFE GP A|CHAS|Charles Schwab & Co., Inc.|2
NWLI|NATL WSTRN LIFE GP A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120
NWLI|NATL WSTRN LIFE GP A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13481
NWLI|NATL WSTRN LIFE GP A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15841
NWLI|NATL WSTRN LIFE GP A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1288
NWLI|NATL WSTRN LIFE GP A|CTDL|Citadel Derivatives Group Llc|92
NWLI|NATL WSTRN LIFE GP A|CXCX|CITIGROUP GLOBAL MARKETS INC.|28
NWLI|NATL WSTRN LIFE GP A|DBAB|Deutsche Bank Securities Inc.|7408
NWLI|NATL WSTRN LIFE GP A|DBAX|Deutsche Bank Securities Inc.|1000
NWLI|NATL WSTRN LIFE GP A|DEAN|MORGAN STANLEY|7
NWLI|NATL WSTRN LIFE GP A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38
NWLI|NATL WSTRN LIFE GP A|EBXL|EBX LLC|600
NWLI|NATL WSTRN LIFE GP A|ECUT|CONVERGEX EXECUTION SOLUTIONS|321
NWLI|NATL WSTRN LIFE GP A|EGAM|CBOE TRADING, INC.|508
NWLI|NATL WSTRN LIFE GP A|ETRS|E*Trade Securities LLC|68
NWLI|NATL WSTRN LIFE GP A|FBCO|Credit Suisse Securities (USA) LLC|6898
NWLI|NATL WSTRN LIFE GP A|FOMA|TD AMERITRADE CLEARING, INC.|6719
NWLI|NATL WSTRN LIFE GP A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2382
NWLI|NATL WSTRN LIFE GP A|FTBR|Foliofn Investments, Inc.|58
NWLI|NATL WSTRN LIFE GP A|GEBB|GLOBAL EXECUTION BROKERS, LP|370
NWLI|NATL WSTRN LIFE GP A|GLPX|ACS EXECUTION SERVICES, LLC|3604
NWLI|NATL WSTRN LIFE GP A|GSCO|GOLDMAN SACHS & CO. LLC|12564
NWLI|NATL WSTRN LIFE GP A|GSCS|GOLDMAN SACHS & CO. LLC|4
NWLI|NATL WSTRN LIFE GP A|GSLT|GOLDMAN SACHS & CO. LLC|100
NWLI|NATL WSTRN LIFE GP A|HRBF|American Enterprise Investment Services Inc.|9
NWLI|NATL WSTRN LIFE GP A|IBKR|Interactive Brokers Llc|1498
NWLI|NATL WSTRN LIFE GP A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|59
NWLI|NATL WSTRN LIFE GP A|ICBX|INSTINET, LLC|100
NWLI|NATL WSTRN LIFE GP A|IEQY|CITADEL SECURITIES LLC|2636
NWLI|NATL WSTRN LIFE GP A|INCA|INSTINET, LLC|27984
NWLI|NATL WSTRN LIFE GP A|INJX|INSTINET, LLC|1607
NWLI|NATL WSTRN LIFE GP A|ITGI|ITG Inc.|1584
NWLI|NATL WSTRN LIFE GP A|ITGP|ITG INC.|1400
NWLI|NATL WSTRN LIFE GP A|JANY|Janney Montgomery Scott Inc.|24
NWLI|NATL WSTRN LIFE GP A|JEFF|JEFFERIES LLC|789
NWLI|NATL WSTRN LIFE GP A|JPMX|J.P. Morgan Securities LLC|8689
NWLI|NATL WSTRN LIFE GP A|KCGM|VIRTU Americas LLC|74
NWLI|NATL WSTRN LIFE GP A|LEHM|Barclays Capital Inc./Le|5449
NWLI|NATL WSTRN LIFE GP A|LIME|Lime Brokerage LLC|1186
NWLI|NATL WSTRN LIFE GP A|LMGP|LIME BROKERAGE LLC|1100
NWLI|NATL WSTRN LIFE GP A|MAXM|Maxim Group LLC|160
NWLI|NATL WSTRN LIFE GP A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
NWLI|NATL WSTRN LIFE GP A|MOTF|MOTIF INVESTING, INC.|1
NWLI|NATL WSTRN LIFE GP A|MSCO|MORGAN STANLEY & CO. LLC|18367
NWLI|NATL WSTRN LIFE GP A|MSPL|MORGAN STANLEY & CO. LLC|700
NWLI|NATL WSTRN LIFE GP A|NFSC|National Financial Services LLC|510
NWLI|NATL WSTRN LIFE GP A|NITE|VIRTU Americas LLC|8026
NWLI|NATL WSTRN LIFE GP A|PDQM|CODA MARKETS, INC.|7016
NWLI|NATL WSTRN LIFE GP A|PWJC|UBS Financial Services, Inc.|155
NWLI|NATL WSTRN LIFE GP A|RAJA|Raymond James & Associates, Inc.|293
NWLI|NATL WSTRN LIFE GP A|RBCM|RBC CAPITAL MARKETS, LLC|53
NWLI|NATL WSTRN LIFE GP A|SAGW|SAGETRADER, LLC|100
NWLI|NATL WSTRN LIFE GP A|SBSH|Citigroup Global Markets Inc.|2905
NWLI|NATL WSTRN LIFE GP A|SGMT|GOLDMAN SACHS & CO. LLC|100
NWLI|NATL WSTRN LIFE GP A|SPDR|SPEEDROUTE LLC|6023
NWLI|NATL WSTRN LIFE GP A|SWIM|TD Ameritrade, Inc.|1477
NWLI|NATL WSTRN LIFE GP A|TRCM|TRC MARKETS LLC|57
NWLI|NATL WSTRN LIFE GP A|UBSA|UBS SECURITIES LLC|4613
NWLI|NATL WSTRN LIFE GP A|UBSS|UBS Securities LLC|9992
NWLI|NATL WSTRN LIFE GP A|VALX|VIRTU AMERICAS LLC|430
NWLI|NATL WSTRN LIFE GP A|WCHV|WELLS FARGO SECURITIES, LLC|363
NWLI|NATL WSTRN LIFE GP A|WEDB|WEDBUSH SECURITIES INC.|29
NWLI|NATL WSTRN LIFE GP A|WEED|Weeden & Co.L.P.|600
NWLI|NATL WSTRN LIFE GP A|XIST|INSTINET, LLC|200
NWLI|NATL WSTRN LIFE GP A|YKNA|COMHAR CAPITAL MARKETS, LLC|836
NWN|NORTHWEST NAT GAS|APCC|Apex Clearing Corporation|13
NWN|NORTHWEST NAT GAS|BATM|CBOE TRADING, INC.|808
NWN|NORTHWEST NAT GAS|BBNT|BB&T SECURITIES, LLC|120
NWN|NORTHWEST NAT GAS|BERN|Sanford C. Bernstein & Co., LLC|102
NWN|NORTHWEST NAT GAS|BNPX|BNP PARIBAS SECURITIES CORP.|6215
NWN|NORTHWEST NAT GAS|BRVL|BLAYLOCK VAN, LLC|300
NWN|NORTHWEST NAT GAS|BTIG|BTIG, LLC|100
NWN|NORTHWEST NAT GAS|BZYD|GOLDMAN SACHS & CO. LLC|430
NWN|NORTHWEST NAT GAS|CHAS|Charles Schwab & Co., Inc.|9
NWN|NORTHWEST NAT GAS|CIST|Capital Institutional Services, Inc.|15
NWN|NORTHWEST NAT GAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2164
NWN|NORTHWEST NAT GAS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NWN|NORTHWEST NAT GAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9708
NWN|NORTHWEST NAT GAS|CTDL|Citadel Derivatives Group Llc|349
NWN|NORTHWEST NAT GAS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2380
NWN|NORTHWEST NAT GAS|DADA|D.A. Davidson & Co.|1200
NWN|NORTHWEST NAT GAS|DBAB|Deutsche Bank Securities Inc.|27052
NWN|NORTHWEST NAT GAS|DBAX|Deutsche Bank Securities Inc.|9800
NWN|NORTHWEST NAT GAS|DEAN|MORGAN STANLEY|165
NWN|NORTHWEST NAT GAS|EBXL|EBX LLC|8100
NWN|NORTHWEST NAT GAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|811
NWN|NORTHWEST NAT GAS|EDJO|Edward D. Jones & Co., L.P.|4739
NWN|NORTHWEST NAT GAS|EGAM|CBOE TRADING, INC.|5153
NWN|NORTHWEST NAT GAS|EGXM|CBOE TRADING, INC.|206
NWN|NORTHWEST NAT GAS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6977
NWN|NORTHWEST NAT GAS|ETRS|E*Trade Securities LLC|418
NWN|NORTHWEST NAT GAS|FBSB|U.S. Bancorp Investments, Inc.|500
NWN|NORTHWEST NAT GAS|FILL|Tradestation Securities, Inc.|4
NWN|NORTHWEST NAT GAS|FINX|FINTECH SECURITIES|1672
NWN|NORTHWEST NAT GAS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|110
NWN|NORTHWEST NAT GAS|FQLS|Quantlab Securities LP|21597
NWN|NORTHWEST NAT GAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6748
NWN|NORTHWEST NAT GAS|FTBR|Foliofn Investments, Inc.|84
NWN|NORTHWEST NAT GAS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
NWN|NORTHWEST NAT GAS|GLPX|ACS EXECUTION SERVICES, LLC|80
NWN|NORTHWEST NAT GAS|GSCO|GOLDMAN SACHS & CO. LLC|75776
NWN|NORTHWEST NAT GAS|GSCS|GOLDMAN SACHS & CO. LLC|515
NWN|NORTHWEST NAT GAS|GSLT|GOLDMAN SACHS & CO. LLC|304
NWN|NORTHWEST NAT GAS|GTSZ|GTS SECURITIES LLC|6871
NWN|NORTHWEST NAT GAS|HRBF|American Enterprise Investment Services Inc.|1452
NWN|NORTHWEST NAT GAS|IBKR|Interactive Brokers Llc|609
NWN|NORTHWEST NAT GAS|ICBX|INSTINET, LLC|1100
NWN|NORTHWEST NAT GAS|IEQY|CITADEL SECURITIES LLC|3401
NWN|NORTHWEST NAT GAS|INCA|INSTINET, LLC|12126
NWN|NORTHWEST NAT GAS|INGS|Ingalls & Snyder, Llc|20
NWN|NORTHWEST NAT GAS|ITGI|ITG Inc.|1580
NWN|NORTHWEST NAT GAS|ITGP|ITG INC.|400
NWN|NORTHWEST NAT GAS|JANY|Janney Montgomery Scott Inc.|450
NWN|NORTHWEST NAT GAS|JEFF|JEFFERIES LLC|1908
NWN|NORTHWEST NAT GAS|JMPT|JUMP TRADING, LLC|1165
NWN|NORTHWEST NAT GAS|JPBX|J.P. MORGAN SECURITIES LLC|5022
NWN|NORTHWEST NAT GAS|JPMX|J.P. Morgan Securities LLC|36692
NWN|NORTHWEST NAT GAS|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
NWN|NORTHWEST NAT GAS|KCGM|VIRTU Americas LLC|1050
NWN|NORTHWEST NAT GAS|LEHM|Barclays Capital Inc./Le|35241
NWN|NORTHWEST NAT GAS|LIME|Lime Brokerage LLC|10498
NWN|NORTHWEST NAT GAS|LSCI|Lek Securities Corporation|2
NWN|NORTHWEST NAT GAS|MAXM|Maxim Group LLC|20
NWN|NORTHWEST NAT GAS|MBTS|ALLY INVEST SECURITIES LLC|170
NWN|NORTHWEST NAT GAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6500
NWN|NORTHWEST NAT GAS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|50
NWN|NORTHWEST NAT GAS|MSCO|MORGAN STANLEY & CO. LLC|70457
NWN|NORTHWEST NAT GAS|MSPL|MORGAN STANLEY & CO. LLC|4700
NWN|NORTHWEST NAT GAS|MSTX|MORGAN STANLEY & CO. LLC|6400
NWN|NORTHWEST NAT GAS|NFSC|National Financial Services LLC|10410
NWN|NORTHWEST NAT GAS|NITE|VIRTU Americas LLC|16040
NWN|NORTHWEST NAT GAS|NQRB|Brut, LLC|1300
NWN|NORTHWEST NAT GAS|NTRC|Northern Trust Securities, Inc.|383
NWN|NORTHWEST NAT GAS|PDQM|CODA MARKETS, INC.|4199
NWN|NORTHWEST NAT GAS|PWJC|UBS Financial Services, Inc.|5185
NWN|NORTHWEST NAT GAS|RBCM|RBC CAPITAL MARKETS, LLC|2403
NWN|NORTHWEST NAT GAS|SBSH|Citigroup Global Markets Inc.|12323
NWN|NORTHWEST NAT GAS|SGMT|GOLDMAN SACHS & CO. LLC|4761
NWN|NORTHWEST NAT GAS|SPDR|SPEEDROUTE LLC|7500
NWN|NORTHWEST NAT GAS|STFL|Stifel, Nicolaus & Company, Incorporated|1483
NWN|NORTHWEST NAT GAS|SWST|Hilltop Securities Inc.|350
NWN|NORTHWEST NAT GAS|TKNG|ALLY INVEST SECURITIES LLC|24
NWN|NORTHWEST NAT GAS|TRBT|Tradebot Systems, Inc.|1157
NWN|NORTHWEST NAT GAS|TRCM|TRC MARKETS LLC|3362
NWN|NORTHWEST NAT GAS|UBSA|UBS SECURITIES LLC|73095
NWN|NORTHWEST NAT GAS|UBSS|UBS Securities LLC|68803
NWN|NORTHWEST NAT GAS|VALX|VIRTU AMERICAS LLC|2940
NWN|NORTHWEST NAT GAS|VGRD|Vanguard Marketing Corporation|684
NWN|NORTHWEST NAT GAS|WABR|Wall Street Access|3543
NWN|NORTHWEST NAT GAS|WCHV|WELLS FARGO SECURITIES, LLC|7724
NWN|NORTHWEST NAT GAS|WEED|Weeden & Co.L.P.|1100
NWN|NORTHWEST NAT GAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1957
NWN|NORTHWEST NAT GAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64
NWN|NORTHWEST NAT GAS|WSEA|WOLVERINE SECURITIES, LLC|410
NWN|NORTHWEST NAT GAS|XIST|INSTINET, LLC|12000
NWN|NORTHWEST NAT GAS|XSTM|NATIONAL FINANCIAL SERVICES LLC|940
NWN|NORTHWEST NAT GAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1073
NWPX|NORTHWEST PIPE CO ##|ALTX|Alternet Securities Inc.|200
NWPX|NORTHWEST PIPE CO ##|ANOS|ABEL/NOSER, L.L.C.|800
NWPX|NORTHWEST PIPE CO ##|APCC|Apex Clearing Corporation|124
NWPX|NORTHWEST PIPE CO ##|BARD|Robert W. Baird & Co. Incorporated|2004
NWPX|NORTHWEST PIPE CO ##|BATM|CBOE TRADING, INC.|704
NWPX|NORTHWEST PIPE CO ##|BERN|Sanford C. Bernstein & Co., LLC|6328
NWPX|NORTHWEST PIPE CO ##|BMOC|BMO Capital Markets Corp.|1523
NWPX|NORTHWEST PIPE CO ##|BNPX|BNP PARIBAS SECURITIES CORP.|875
NWPX|NORTHWEST PIPE CO ##|BTIG|BTIG, LLC|3771
NWPX|NORTHWEST PIPE CO ##|BZYD|GOLDMAN SACHS & CO. LLC|1035
NWPX|NORTHWEST PIPE CO ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1647
NWPX|NORTHWEST PIPE CO ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2858
NWPX|NORTHWEST PIPE CO ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4003
NWPX|NORTHWEST PIPE CO ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13804
NWPX|NORTHWEST PIPE CO ##|CTDL|Citadel Derivatives Group Llc|946
NWPX|NORTHWEST PIPE CO ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1896
NWPX|NORTHWEST PIPE CO ##|DADA|D.A. Davidson & Co.|11100
NWPX|NORTHWEST PIPE CO ##|DBAB|Deutsche Bank Securities Inc.|22946
NWPX|NORTHWEST PIPE CO ##|DBAX|Deutsche Bank Securities Inc.|4000
NWPX|NORTHWEST PIPE CO ##|DEGS|RONIN PROFESSIONAL LLC|8136
NWPX|NORTHWEST PIPE CO ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|391
NWPX|NORTHWEST PIPE CO ##|EBXL|EBX LLC|5200
NWPX|NORTHWEST PIPE CO ##|EDJO|Edward D. Jones & Co., L.P.|632
NWPX|NORTHWEST PIPE CO ##|EGXM|CBOE TRADING, INC.|100
NWPX|NORTHWEST PIPE CO ##|ETRS|E*Trade Securities LLC|336
NWPX|NORTHWEST PIPE CO ##|FBCO|Credit Suisse Securities (USA) LLC|65571
NWPX|NORTHWEST PIPE CO ##|FILL|Tradestation Securities, Inc.|2997
NWPX|NORTHWEST PIPE CO ##|FOMA|TD AMERITRADE CLEARING, INC.|52163
NWPX|NORTHWEST PIPE CO ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3351
NWPX|NORTHWEST PIPE CO ##|FTBR|Foliofn Investments, Inc.|132
NWPX|NORTHWEST PIPE CO ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2300
NWPX|NORTHWEST PIPE CO ##|GLPX|ACS EXECUTION SERVICES, LLC|670
NWPX|NORTHWEST PIPE CO ##|GSCO|GOLDMAN SACHS & CO. LLC|32558
NWPX|NORTHWEST PIPE CO ##|GSCS|GOLDMAN SACHS & CO. LLC|3099
NWPX|NORTHWEST PIPE CO ##|GTSZ|GTS SECURITIES LLC|17072
NWPX|NORTHWEST PIPE CO ##|IBKR|Interactive Brokers Llc|4853
NWPX|NORTHWEST PIPE CO ##|ICBX|INSTINET, LLC|2000
NWPX|NORTHWEST PIPE CO ##|IEQY|CITADEL SECURITIES LLC|700
NWPX|NORTHWEST PIPE CO ##|INCA|INSTINET, LLC|26715
NWPX|NORTHWEST PIPE CO ##|INJX|INSTINET, LLC|1623
NWPX|NORTHWEST PIPE CO ##|ITGI|ITG Inc.|6817
NWPX|NORTHWEST PIPE CO ##|ITGP|ITG INC.|24200
NWPX|NORTHWEST PIPE CO ##|JEFF|JEFFERIES LLC|6286
NWPX|NORTHWEST PIPE CO ##|JPMX|J.P. Morgan Securities LLC|14232
NWPX|NORTHWEST PIPE CO ##|JSJX|JANE STREET CAPITAL LLC|200
NWPX|NORTHWEST PIPE CO ##|KCGM|VIRTU Americas LLC|1513
NWPX|NORTHWEST PIPE CO ##|LEHM|Barclays Capital Inc./Le|19072
NWPX|NORTHWEST PIPE CO ##|LIME|Lime Brokerage LLC|26646
NWPX|NORTHWEST PIPE CO ##|LMGP|LIME BROKERAGE LLC|2823
NWPX|NORTHWEST PIPE CO ##|MAXM|Maxim Group LLC|748
NWPX|NORTHWEST PIPE CO ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15252
NWPX|NORTHWEST PIPE CO ##|MOTF|MOTIF INVESTING, INC.|1
NWPX|NORTHWEST PIPE CO ##|MSCO|MORGAN STANLEY & CO. LLC|61780
NWPX|NORTHWEST PIPE CO ##|MSPL|MORGAN STANLEY & CO. LLC|10600
NWPX|NORTHWEST PIPE CO ##|NFSC|National Financial Services LLC|18202
NWPX|NORTHWEST PIPE CO ##|NITE|VIRTU Americas LLC|33196
NWPX|NORTHWEST PIPE CO ##|NITP|VIRTU Americas LLC|500
NWPX|NORTHWEST PIPE CO ##|NQRB|Brut, LLC|100
NWPX|NORTHWEST PIPE CO ##|PDQM|CODA MARKETS, INC.|1341
NWPX|NORTHWEST PIPE CO ##|SBSH|Citigroup Global Markets Inc.|11184
NWPX|NORTHWEST PIPE CO ##|SGMT|GOLDMAN SACHS & CO. LLC|3337
NWPX|NORTHWEST PIPE CO ##|SOGO|Wang Investment Associates, Inc.|475
NWPX|NORTHWEST PIPE CO ##|SPDR|SPEEDROUTE LLC|420
NWPX|NORTHWEST PIPE CO ##|SPTD|MINT GLOBAL MARKETS, INC.|25770
NWPX|NORTHWEST PIPE CO ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
NWPX|NORTHWEST PIPE CO ##|STFL|Stifel, Nicolaus & Company, Incorporated|1400
NWPX|NORTHWEST PIPE CO ##|SWIM|TD Ameritrade, Inc.|5346
NWPX|NORTHWEST PIPE CO ##|TKNG|ALLY INVEST SECURITIES LLC|311
NWPX|NORTHWEST PIPE CO ##|TRBT|Tradebot Systems, Inc.|4084
NWPX|NORTHWEST PIPE CO ##|TRCM|TRC MARKETS LLC|16545
NWPX|NORTHWEST PIPE CO ##|UBSA|UBS SECURITIES LLC|1369
NWPX|NORTHWEST PIPE CO ##|UBSS|UBS Securities LLC|41611
NWPX|NORTHWEST PIPE CO ##|VALX|VIRTU AMERICAS LLC|814
NWPX|NORTHWEST PIPE CO ##|WCHV|WELLS FARGO SECURITIES, LLC|3805
NWPX|NORTHWEST PIPE CO ##|WEED|Weeden & Co.L.P.|3100
NWPX|NORTHWEST PIPE CO ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2234
NWPX|NORTHWEST PIPE CO ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|981
NWPX|NORTHWEST PIPE CO ##|WHOT|JUST2TRADE, INC.|71
NWPX|NORTHWEST PIPE CO ##|WSEA|WOLVERINE SECURITIES, LLC|220
NWPX|NORTHWEST PIPE CO ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NWPX|NORTHWEST PIPE CO ##|YKNA|COMHAR CAPITAL MARKETS, LLC|200
NWS|NEWS CP CL B CMN ST|ANOS|ABEL/NOSER, L.L.C.|2000
NWS|NEWS CP CL B CMN ST|APCC|Apex Clearing Corporation|547
NWS|NEWS CP CL B CMN ST|BANK|Primevest Financial Services, Inc.|25
NWS|NEWS CP CL B CMN ST|BARD|Robert W. Baird & Co. Incorporated|2866
NWS|NEWS CP CL B CMN ST|BATM|CBOE TRADING, INC.|100
NWS|NEWS CP CL B CMN ST|BAYC|BAY CREST PARTNERS, LLC|9355
NWS|NEWS CP CL B CMN ST|BERN|Sanford C. Bernstein & Co., LLC|23812
NWS|NEWS CP CL B CMN ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|424
NWS|NEWS CP CL B CMN ST|BMOC|BMO Capital Markets Corp.|24398
NWS|NEWS CP CL B CMN ST|BNPX|BNP PARIBAS SECURITIES CORP.|34992
NWS|NEWS CP CL B CMN ST|BTIG|BTIG, LLC|2738
NWS|NEWS CP CL B CMN ST|CANT|Cantor Fitzgerald & Co.|100
NWS|NEWS CP CL B CMN ST|CHAS|Charles Schwab & Co., Inc.|1
NWS|NEWS CP CL B CMN ST|CIBP|CIBC World Markets Corp.|6736
NWS|NEWS CP CL B CMN ST|CIST|Capital Institutional Services, Inc.|500
NWS|NEWS CP CL B CMN ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4083
NWS|NEWS CP CL B CMN ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9977
NWS|NEWS CP CL B CMN ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|269898
NWS|NEWS CP CL B CMN ST|CTDL|Citadel Derivatives Group Llc|1921
NWS|NEWS CP CL B CMN ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|11968
NWS|NEWS CP CL B CMN ST|DAVA|Davenport & Company LLC|213
NWS|NEWS CP CL B CMN ST|DBAB|Deutsche Bank Securities Inc.|221194
NWS|NEWS CP CL B CMN ST|DBAX|Deutsche Bank Securities Inc.|158300
NWS|NEWS CP CL B CMN ST|DEAN|MORGAN STANLEY|1333
NWS|NEWS CP CL B CMN ST|DEGS|RONIN PROFESSIONAL LLC|10821
NWS|NEWS CP CL B CMN ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2858
NWS|NEWS CP CL B CMN ST|EBXL|EBX LLC|135700
NWS|NEWS CP CL B CMN ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|1529
NWS|NEWS CP CL B CMN ST|EDJO|Edward D. Jones & Co., L.P.|6081
NWS|NEWS CP CL B CMN ST|EGAM|CBOE TRADING, INC.|4629
NWS|NEWS CP CL B CMN ST|ETBE|Electronic Transaction Clearing, Inc.|15457
NWS|NEWS CP CL B CMN ST|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|913
NWS|NEWS CP CL B CMN ST|ETCB|ETC BROKERAGE SERVICES, LLC|7
NWS|NEWS CP CL B CMN ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11724
NWS|NEWS CP CL B CMN ST|ETRS|E*Trade Securities LLC|2277
NWS|NEWS CP CL B CMN ST|FBCO|Credit Suisse Securities (USA) LLC|132673
NWS|NEWS CP CL B CMN ST|FILL|Tradestation Securities, Inc.|2700
NWS|NEWS CP CL B CMN ST|FOMA|TD AMERITRADE CLEARING, INC.|6176
NWS|NEWS CP CL B CMN ST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|729
NWS|NEWS CP CL B CMN ST|FQLS|Quantlab Securities LP|53703
NWS|NEWS CP CL B CMN ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22725
NWS|NEWS CP CL B CMN ST|FTBR|Foliofn Investments, Inc.|32
NWS|NEWS CP CL B CMN ST|GEBB|GLOBAL EXECUTION BROKERS, LP|21191
NWS|NEWS CP CL B CMN ST|GELP|RBC CAPITAL MARKETS, LLC|3853
NWS|NEWS CP CL B CMN ST|GLPX|ACS EXECUTION SERVICES, LLC|8027
NWS|NEWS CP CL B CMN ST|GSCO|GOLDMAN SACHS & CO. LLC|829958
NWS|NEWS CP CL B CMN ST|GSCS|GOLDMAN SACHS & CO. LLC|31976
NWS|NEWS CP CL B CMN ST|GSLT|GOLDMAN SACHS & CO. LLC|7561
NWS|NEWS CP CL B CMN ST|GTSZ|GTS SECURITIES LLC|73439
NWS|NEWS CP CL B CMN ST|HRBF|American Enterprise Investment Services Inc.|75
NWS|NEWS CP CL B CMN ST|HSBC|HSBC Securities, Inc.|3503
NWS|NEWS CP CL B CMN ST|IATS|INTERACTIVE BROKERS LLC|440
NWS|NEWS CP CL B CMN ST|IBKR|Interactive Brokers Llc|55427
NWS|NEWS CP CL B CMN ST|ICBX|INSTINET, LLC|207603
NWS|NEWS CP CL B CMN ST|IEQY|CITADEL SECURITIES LLC|14951
NWS|NEWS CP CL B CMN ST|INCA|INSTINET, LLC|204216
NWS|NEWS CP CL B CMN ST|INJX|INSTINET, LLC|214451
NWS|NEWS CP CL B CMN ST|ITGI|ITG Inc.|60856
NWS|NEWS CP CL B CMN ST|ITGP|ITG INC.|207600
NWS|NEWS CP CL B CMN ST|JANY|Janney Montgomery Scott Inc.|100
NWS|NEWS CP CL B CMN ST|JEFF|JEFFERIES LLC|915947
NWS|NEWS CP CL B CMN ST|JMPT|JUMP TRADING, LLC|7115
NWS|NEWS CP CL B CMN ST|JPBX|J.P. MORGAN SECURITIES LLC|4742
NWS|NEWS CP CL B CMN ST|JPMX|J.P. Morgan Securities LLC|295802
NWS|NEWS CP CL B CMN ST|JSJX|JANE STREET CAPITAL LLC|3226
NWS|NEWS CP CL B CMN ST|KCGM|VIRTU Americas LLC|11617
NWS|NEWS CP CL B CMN ST|LEHM|Barclays Capital Inc./Le|778397
NWS|NEWS CP CL B CMN ST|LIME|Lime Brokerage LLC|415242
NWS|NEWS CP CL B CMN ST|LMGP|LIME BROKERAGE LLC|27200
NWS|NEWS CP CL B CMN ST|LSCI|Lek Securities Corporation|1630
NWS|NEWS CP CL B CMN ST|MACQ|Macquarie Capital (USA) Inc.|19300
NWS|NEWS CP CL B CMN ST|MAXM|Maxim Group LLC|6
NWS|NEWS CP CL B CMN ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|310258
NWS|NEWS CP CL B CMN ST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|16387
NWS|NEWS CP CL B CMN ST|MSCO|MORGAN STANLEY & CO. LLC|1670862
NWS|NEWS CP CL B CMN ST|MSPL|MORGAN STANLEY & CO. LLC|495500
NWS|NEWS CP CL B CMN ST|MSTX|MORGAN STANLEY & CO. LLC|90600
NWS|NEWS CP CL B CMN ST|NFSC|National Financial Services LLC|25605
NWS|NEWS CP CL B CMN ST|NITE|VIRTU Americas LLC|253489
NWS|NEWS CP CL B CMN ST|NITP|VIRTU Americas LLC|17097
NWS|NEWS CP CL B CMN ST|NQRB|Brut, LLC|200
NWS|NEWS CP CL B CMN ST|NTRC|Northern Trust Securities, Inc.|1390
NWS|NEWS CP CL B CMN ST|OPCO|Oppenheimer & Co. Inc.|15470
NWS|NEWS CP CL B CMN ST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|698
NWS|NEWS CP CL B CMN ST|PDQM|CODA MARKETS, INC.|68056
NWS|NEWS CP CL B CMN ST|RAJA|Raymond James & Associates, Inc.|815
NWS|NEWS CP CL B CMN ST|RBCM|RBC CAPITAL MARKETS, LLC|928
NWS|NEWS CP CL B CMN ST|SAGL|SAGETRADER, LLC|800
NWS|NEWS CP CL B CMN ST|SAGW|SAGETRADER, LLC|7813
NWS|NEWS CP CL B CMN ST|SALI|INTL FCSTONE FINANCIAL INC.|3000
NWS|NEWS CP CL B CMN ST|SBSH|Citigroup Global Markets Inc.|257513
NWS|NEWS CP CL B CMN ST|SGMT|GOLDMAN SACHS & CO. LLC|132601
NWS|NEWS CP CL B CMN ST|SPDR|SPEEDROUTE LLC|7385
NWS|NEWS CP CL B CMN ST|STFL|Stifel, Nicolaus & Company, Incorporated|977
NWS|NEWS CP CL B CMN ST|STKP|STOCKPILE INVESTMENTS, INC.|38
NWS|NEWS CP CL B CMN ST|SWIM|TD Ameritrade, Inc.|1200
NWS|NEWS CP CL B CMN ST|TRBT|Tradebot Systems, Inc.|38229
NWS|NEWS CP CL B CMN ST|TRCM|TRC MARKETS LLC|85269
NWS|NEWS CP CL B CMN ST|UBSA|UBS SECURITIES LLC|433663
NWS|NEWS CP CL B CMN ST|UBSS|UBS Securities LLC|238676
NWS|NEWS CP CL B CMN ST|VALX|VIRTU AMERICAS LLC|40008
NWS|NEWS CP CL B CMN ST|VGRD|Vanguard Marketing Corporation|53
NWS|NEWS CP CL B CMN ST|WBPX|SUMMIT SECURITIES GROUP, LLC|21720
NWS|NEWS CP CL B CMN ST|WCHV|WELLS FARGO SECURITIES, LLC|22651
NWS|NEWS CP CL B CMN ST|WDNX|WEEDEN & CO.L.P.|38
NWS|NEWS CP CL B CMN ST|WEED|Weeden & Co.L.P.|11400
NWS|NEWS CP CL B CMN ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9759
NWS|NEWS CP CL B CMN ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50384
NWS|NEWS CP CL B CMN ST|WGIF|CIBC World Markets Inc.|130
NWS|NEWS CP CL B CMN ST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|473
NWS|NEWS CP CL B CMN ST|WSEA|WOLVERINE SECURITIES, LLC|458
NWS|NEWS CP CL B CMN ST|XIST|INSTINET, LLC|20712
NWS|NEWS CP CL B CMN ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
NWS|NEWS CP CL B CMN ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|75
NWSA|NEWS CP CL A CMN ST|ABLE|NATIXIS Securities Americas LLC|8982
NWSA|NEWS CP CL A CMN ST|AGIS|Aegis Capital Corp.|522
NWSA|NEWS CP CL A CMN ST|ALTX|Alternet Securities Inc.|2278
NWSA|NEWS CP CL A CMN ST|ANOS|ABEL/NOSER, L.L.C.|100
NWSA|NEWS CP CL A CMN ST|APCC|Apex Clearing Corporation|25
NWSA|NEWS CP CL A CMN ST|BARD|Robert W. Baird & Co. Incorporated|3228
NWSA|NEWS CP CL A CMN ST|BATM|CBOE TRADING, INC.|5010
NWSA|NEWS CP CL A CMN ST|BAYC|BAY CREST PARTNERS, LLC|25299
NWSA|NEWS CP CL A CMN ST|BERN|Sanford C. Bernstein & Co., LLC|246243
NWSA|NEWS CP CL A CMN ST|BIMI|Banca IMI Securities Corp.|112
NWSA|NEWS CP CL A CMN ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|902
NWSA|NEWS CP CL A CMN ST|BMOC|BMO Capital Markets Corp.|68249
NWSA|NEWS CP CL A CMN ST|BNPX|BNP PARIBAS SECURITIES CORP.|587585
NWSA|NEWS CP CL A CMN ST|BTIG|BTIG, LLC|28100
NWSA|NEWS CP CL A CMN ST|BYXM|CBOE TRADING, INC.|695
NWSA|NEWS CP CL A CMN ST|BZYD|GOLDMAN SACHS & CO. LLC|2453
NWSA|NEWS CP CL A CMN ST|CANT|Cantor Fitzgerald & Co.|668
NWSA|NEWS CP CL A CMN ST|CHAS|Charles Schwab & Co., Inc.|928
NWSA|NEWS CP CL A CMN ST|CIBP|CIBC World Markets Corp.|21189
NWSA|NEWS CP CL A CMN ST|CIST|Capital Institutional Services, Inc.|20456
NWSA|NEWS CP CL A CMN ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110566
NWSA|NEWS CP CL A CMN ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
NWSA|NEWS CP CL A CMN ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2438
NWSA|NEWS CP CL A CMN ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|493858
NWSA|NEWS CP CL A CMN ST|CTDL|Citadel Derivatives Group Llc|100010
NWSA|NEWS CP CL A CMN ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|147676
NWSA|NEWS CP CL A CMN ST|DAWA|Daiwa Capital Markets America Inc.|10
NWSA|NEWS CP CL A CMN ST|DBAB|Deutsche Bank Securities Inc.|824238
NWSA|NEWS CP CL A CMN ST|DBAX|Deutsche Bank Securities Inc.|314100
NWSA|NEWS CP CL A CMN ST|DEAN|MORGAN STANLEY|18203
NWSA|NEWS CP CL A CMN ST|DEGS|RONIN PROFESSIONAL LLC|1557
NWSA|NEWS CP CL A CMN ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10617
NWSA|NEWS CP CL A CMN ST|EBXL|EBX LLC|319300
NWSA|NEWS CP CL A CMN ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|98659
NWSA|NEWS CP CL A CMN ST|EDJO|Edward D. Jones & Co., L.P.|555
NWSA|NEWS CP CL A CMN ST|EGAM|CBOE TRADING, INC.|6257
NWSA|NEWS CP CL A CMN ST|EGAW|CBOE TRADING, INC.|39
NWSA|NEWS CP CL A CMN ST|EGXM|CBOE TRADING, INC.|400
NWSA|NEWS CP CL A CMN ST|ETBE|Electronic Transaction Clearing, Inc.|84596
NWSA|NEWS CP CL A CMN ST|ETCC|Electronic Transaction Clearing, Inc.|14649
NWSA|NEWS CP CL A CMN ST|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|27844
NWSA|NEWS CP CL A CMN ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9404
NWSA|NEWS CP CL A CMN ST|ETRS|E*Trade Securities LLC|7997
NWSA|NEWS CP CL A CMN ST|FBCO|Credit Suisse Securities (USA) LLC|921930
NWSA|NEWS CP CL A CMN ST|FBSB|U.S. Bancorp Investments, Inc.|27
NWSA|NEWS CP CL A CMN ST|FILL|Tradestation Securities, Inc.|7667
NWSA|NEWS CP CL A CMN ST|FOMA|TD AMERITRADE CLEARING, INC.|19874
NWSA|NEWS CP CL A CMN ST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38226
NWSA|NEWS CP CL A CMN ST|FQLS|Quantlab Securities LP|209902
NWSA|NEWS CP CL A CMN ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84919
NWSA|NEWS CP CL A CMN ST|FTBR|Foliofn Investments, Inc.|757
NWSA|NEWS CP CL A CMN ST|GEBB|GLOBAL EXECUTION BROKERS, LP|52738
NWSA|NEWS CP CL A CMN ST|GELP|RBC CAPITAL MARKETS, LLC|12147
NWSA|NEWS CP CL A CMN ST|GLPX|ACS EXECUTION SERVICES, LLC|558
NWSA|NEWS CP CL A CMN ST|GSCO|GOLDMAN SACHS & CO. LLC|5051080
NWSA|NEWS CP CL A CMN ST|GSCS|GOLDMAN SACHS & CO. LLC|41645
NWSA|NEWS CP CL A CMN ST|GSLT|GOLDMAN SACHS & CO. LLC|12913
NWSA|NEWS CP CL A CMN ST|GTSZ|GTS SECURITIES LLC|228466
NWSA|NEWS CP CL A CMN ST|HRBF|American Enterprise Investment Services Inc.|731
NWSA|NEWS CP CL A CMN ST|HSBC|HSBC Securities, Inc.|13044
NWSA|NEWS CP CL A CMN ST|IATS|INTERACTIVE BROKERS LLC|10561
NWSA|NEWS CP CL A CMN ST|IBKR|Interactive Brokers Llc|87516
NWSA|NEWS CP CL A CMN ST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8147
NWSA|NEWS CP CL A CMN ST|ICBX|INSTINET, LLC|240040
NWSA|NEWS CP CL A CMN ST|IEQY|CITADEL SECURITIES LLC|242660
NWSA|NEWS CP CL A CMN ST|INCA|INSTINET, LLC|1132238
NWSA|NEWS CP CL A CMN ST|INJX|INSTINET, LLC|31929
NWSA|NEWS CP CL A CMN ST|ITGI|ITG Inc.|264834
NWSA|NEWS CP CL A CMN ST|ITGP|ITG INC.|287800
NWSA|NEWS CP CL A CMN ST|JANY|Janney Montgomery Scott Inc.|10806
NWSA|NEWS CP CL A CMN ST|JEFF|JEFFERIES LLC|177664
NWSA|NEWS CP CL A CMN ST|JMPT|JUMP TRADING, LLC|94453
NWSA|NEWS CP CL A CMN ST|JPBX|J.P. MORGAN SECURITIES LLC|92851
NWSA|NEWS CP CL A CMN ST|JPMX|J.P. Morgan Securities LLC|365324
NWSA|NEWS CP CL A CMN ST|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
NWSA|NEWS CP CL A CMN ST|JSJX|JANE STREET CAPITAL LLC|4321
NWSA|NEWS CP CL A CMN ST|KCGM|VIRTU Americas LLC|98017
NWSA|NEWS CP CL A CMN ST|LEHM|Barclays Capital Inc./Le|3061626
NWSA|NEWS CP CL A CMN ST|LIME|Lime Brokerage LLC|505374
NWSA|NEWS CP CL A CMN ST|LMGP|LIME BROKERAGE LLC|21700
NWSA|NEWS CP CL A CMN ST|LOOP|Loop Capital Markets LLC|2273
NWSA|NEWS CP CL A CMN ST|LSCI|Lek Securities Corporation|51
NWSA|NEWS CP CL A CMN ST|MAXM|Maxim Group LLC|14455
NWSA|NEWS CP CL A CMN ST|MCBT|Moors & Cabot, Inc.|4
NWSA|NEWS CP CL A CMN ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|259350
NWSA|NEWS CP CL A CMN ST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
NWSA|NEWS CP CL A CMN ST|MOTF|MOTIF INVESTING, INC.|3
NWSA|NEWS CP CL A CMN ST|MSCO|MORGAN STANLEY & CO. LLC|7102469
NWSA|NEWS CP CL A CMN ST|MSPL|MORGAN STANLEY & CO. LLC|726200
NWSA|NEWS CP CL A CMN ST|MSTX|MORGAN STANLEY & CO. LLC|323500
NWSA|NEWS CP CL A CMN ST|NFSC|National Financial Services LLC|193589
NWSA|NEWS CP CL A CMN ST|NITE|VIRTU Americas LLC|302919
NWSA|NEWS CP CL A CMN ST|NITP|VIRTU Americas LLC|22629
NWSA|NEWS CP CL A CMN ST|NQRB|Brut, LLC|3700
NWSA|NEWS CP CL A CMN ST|NTRC|Northern Trust Securities, Inc.|1
NWSA|NEWS CP CL A CMN ST|OTAA|OTA LLC|15100
NWSA|NEWS CP CL A CMN ST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1036
NWSA|NEWS CP CL A CMN ST|PDQM|CODA MARKETS, INC.|1131
NWSA|NEWS CP CL A CMN ST|PICT|Pictet Overseas Inc.|688
NWSA|NEWS CP CL A CMN ST|PWJC|UBS Financial Services, Inc.|3254
NWSA|NEWS CP CL A CMN ST|RAJA|Raymond James & Associates, Inc.|1585
NWSA|NEWS CP CL A CMN ST|RBCM|RBC CAPITAL MARKETS, LLC|2899
NWSA|NEWS CP CL A CMN ST|RHCO|Suntrust Robinson Humphrey, Inc.|4102
NWSA|NEWS CP CL A CMN ST|SAGL|SAGETRADER, LLC|9800
NWSA|NEWS CP CL A CMN ST|SAGW|SAGETRADER, LLC|8020
NWSA|NEWS CP CL A CMN ST|SALI|INTL FCSTONE FINANCIAL INC.|3404
NWSA|NEWS CP CL A CMN ST|SBSH|Citigroup Global Markets Inc.|1371164
NWSA|NEWS CP CL A CMN ST|SGMT|GOLDMAN SACHS & CO. LLC|249029
NWSA|NEWS CP CL A CMN ST|SJLS|TRADE INFORMATICS LLC|200
NWSA|NEWS CP CL A CMN ST|SPDR|SPEEDROUTE LLC|1597
NWSA|NEWS CP CL A CMN ST|SPHN|Stephens Inc.|99
NWSA|NEWS CP CL A CMN ST|SSBS|STATE STREET GLOBAL MARKETS, LLC|1600
NWSA|NEWS CP CL A CMN ST|STFL|Stifel, Nicolaus & Company, Incorporated|42
NWSA|NEWS CP CL A CMN ST|SWIM|TD Ameritrade, Inc.|725
NWSA|NEWS CP CL A CMN ST|SWST|Hilltop Securities Inc.|38
NWSA|NEWS CP CL A CMN ST|TONC|CUTTONE & CO., LLC|9377
NWSA|NEWS CP CL A CMN ST|TRBT|Tradebot Systems, Inc.|398333
NWSA|NEWS CP CL A CMN ST|TRCM|TRC MARKETS LLC|305547
NWSA|NEWS CP CL A CMN ST|TTUC|CUTTONE & CO., INC.|6165
NWSA|NEWS CP CL A CMN ST|UBSA|UBS SECURITIES LLC|928821
NWSA|NEWS CP CL A CMN ST|UBSS|UBS Securities LLC|2125047
NWSA|NEWS CP CL A CMN ST|VALX|VIRTU AMERICAS LLC|99315
NWSA|NEWS CP CL A CMN ST|VGRD|Vanguard Marketing Corporation|1096
NWSA|NEWS CP CL A CMN ST|WABR|Wall Street Access|1400
NWSA|NEWS CP CL A CMN ST|WBLR|WILLIAM BLAIR|8
NWSA|NEWS CP CL A CMN ST|WBPX|SUMMIT SECURITIES GROUP, LLC|200
NWSA|NEWS CP CL A CMN ST|WCHV|WELLS FARGO SECURITIES, LLC|56523
NWSA|NEWS CP CL A CMN ST|WDNX|WEEDEN & CO.L.P.|1560
NWSA|NEWS CP CL A CMN ST|WEED|Weeden & Co.L.P.|13050
NWSA|NEWS CP CL A CMN ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26690
NWSA|NEWS CP CL A CMN ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59074
NWSA|NEWS CP CL A CMN ST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1209
NWSA|NEWS CP CL A CMN ST|WSEA|WOLVERINE SECURITIES, LLC|16
NWSA|NEWS CP CL A CMN ST|XIST|INSTINET, LLC|92456
NWSA|NEWS CP CL A CMN ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|12572
NWSA|NEWS CP CL A CMN ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7318
NWY|NEW YORK & CO INC.|ALTX|Alternet Securities Inc.|6100
NWY|NEW YORK & CO INC.|APCC|Apex Clearing Corporation|2421
NWY|NEW YORK & CO INC.|AQUA|AQUA SECURITIES L.P.|37700
NWY|NEW YORK & CO INC.|ATPA|COWEN PRIME SERVICES LLC|3800
NWY|NEW YORK & CO INC.|BATM|CBOE TRADING, INC.|4929
NWY|NEW YORK & CO INC.|BAYC|BAY CREST PARTNERS, LLC|2291
NWY|NEW YORK & CO INC.|BIDS|BIDS TRADING L.P.|9100
NWY|NEW YORK & CO INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2244
NWY|NEW YORK & CO INC.|BTIG|BTIG, LLC|23683
NWY|NEW YORK & CO INC.|BYXM|CBOE TRADING, INC.|100
NWY|NEW YORK & CO INC.|BZYD|GOLDMAN SACHS & CO. LLC|5151
NWY|NEW YORK & CO INC.|CANT|Cantor Fitzgerald & Co.|74700
NWY|NEW YORK & CO INC.|CHAS|Charles Schwab & Co., Inc.|3000
NWY|NEW YORK & CO INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42673
NWY|NEW YORK & CO INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176627
NWY|NEW YORK & CO INC.|CTDL|Citadel Derivatives Group Llc|9312
NWY|NEW YORK & CO INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|20258
NWY|NEW YORK & CO INC.|DBAB|Deutsche Bank Securities Inc.|27278
NWY|NEW YORK & CO INC.|DBAX|Deutsche Bank Securities Inc.|60800
NWY|NEW YORK & CO INC.|DEAN|MORGAN STANLEY|1141
NWY|NEW YORK & CO INC.|DEGS|RONIN PROFESSIONAL LLC|5942
NWY|NEW YORK & CO INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29100
NWY|NEW YORK & CO INC.|EBXL|EBX LLC|140800
NWY|NEW YORK & CO INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7747
NWY|NEW YORK & CO INC.|EGAM|CBOE TRADING, INC.|9054
NWY|NEW YORK & CO INC.|EGXM|CBOE TRADING, INC.|820
NWY|NEW YORK & CO INC.|ELEV|ELEVATION, LLC|7070
NWY|NEW YORK & CO INC.|ETBE|Electronic Transaction Clearing, Inc.|4070
NWY|NEW YORK & CO INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3200
NWY|NEW YORK & CO INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
NWY|NEW YORK & CO INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1165
NWY|NEW YORK & CO INC.|ETRS|E*Trade Securities LLC|58091
NWY|NEW YORK & CO INC.|FILL|Tradestation Securities, Inc.|5104
NWY|NEW YORK & CO INC.|FMAF|NBCN Inc./ CDS|2800
NWY|NEW YORK & CO INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25736
NWY|NEW YORK & CO INC.|FTBR|Foliofn Investments, Inc.|112548
NWY|NEW YORK & CO INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|200
NWY|NEW YORK & CO INC.|GLPX|ACS EXECUTION SERVICES, LLC|11062
NWY|NEW YORK & CO INC.|GSCO|GOLDMAN SACHS & CO. LLC|200336
NWY|NEW YORK & CO INC.|GSCS|GOLDMAN SACHS & CO. LLC|7573
NWY|NEW YORK & CO INC.|GSLT|GOLDMAN SACHS & CO. LLC|2838
NWY|NEW YORK & CO INC.|GTSZ|GTS SECURITIES LLC|9149
NWY|NEW YORK & CO INC.|IATS|INTERACTIVE BROKERS LLC|16061
NWY|NEW YORK & CO INC.|IBKR|Interactive Brokers Llc|56984
NWY|NEW YORK & CO INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|228
NWY|NEW YORK & CO INC.|ICBX|INSTINET, LLC|21000
NWY|NEW YORK & CO INC.|IEQY|CITADEL SECURITIES LLC|2564
NWY|NEW YORK & CO INC.|INCA|INSTINET, LLC|74405
NWY|NEW YORK & CO INC.|INJX|INSTINET, LLC|890
NWY|NEW YORK & CO INC.|ITGI|ITG Inc.|44356
NWY|NEW YORK & CO INC.|ITGP|ITG INC.|148400
NWY|NEW YORK & CO INC.|JEFF|JEFFERIES LLC|20213
NWY|NEW YORK & CO INC.|JMPT|JUMP TRADING, LLC|7169
NWY|NEW YORK & CO INC.|JPBX|J.P. MORGAN SECURITIES LLC|7096
NWY|NEW YORK & CO INC.|JPMX|J.P. Morgan Securities LLC|152898
NWY|NEW YORK & CO INC.|JSJX|JANE STREET CAPITAL LLC|5836
NWY|NEW YORK & CO INC.|KCGM|VIRTU Americas LLC|41716
NWY|NEW YORK & CO INC.|LEHM|Barclays Capital Inc./Le|113545
NWY|NEW YORK & CO INC.|LIME|Lime Brokerage LLC|12500
NWY|NEW YORK & CO INC.|LOOP|Loop Capital Markets LLC|6690
NWY|NEW YORK & CO INC.|LQNA|LIQUIDNET, INC.|31600
NWY|NEW YORK & CO INC.|LQNB|LIQUIDNET, INC.|42700
NWY|NEW YORK & CO INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1403
NWY|NEW YORK & CO INC.|MACQ|Macquarie Capital (USA) Inc.|1672
NWY|NEW YORK & CO INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|185897
NWY|NEW YORK & CO INC.|MNDX|TJM Investments, LLC|8205
NWY|NEW YORK & CO INC.|MOTF|MOTIF INVESTING, INC.|3
NWY|NEW YORK & CO INC.|MSCO|MORGAN STANLEY & CO. LLC|195385
NWY|NEW YORK & CO INC.|MSPL|MORGAN STANLEY & CO. LLC|66400
NWY|NEW YORK & CO INC.|MSTX|MORGAN STANLEY & CO. LLC|71200
NWY|NEW YORK & CO INC.|NEUB|NEUBERGER BERMAN BD LLC|350
NWY|NEW YORK & CO INC.|NFSC|National Financial Services LLC|193219
NWY|NEW YORK & CO INC.|NITE|VIRTU Americas LLC|554024
NWY|NEW YORK & CO INC.|NQRB|Brut, LLC|4900
NWY|NEW YORK & CO INC.|NTBF|BMO Nesbitt Burns Inc./CDS|49
NWY|NEW YORK & CO INC.|OPCO|Oppenheimer & Co. Inc.|900
NWY|NEW YORK & CO INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1790
NWY|NEW YORK & CO INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6600
NWY|NEW YORK & CO INC.|PDQM|CODA MARKETS, INC.|18911
NWY|NEW YORK & CO INC.|PWJC|UBS Financial Services, Inc.|2000
NWY|NEW YORK & CO INC.|RBCM|RBC CAPITAL MARKETS, LLC|550
NWY|NEW YORK & CO INC.|ROTH|Roth Capital Partners, LLC|25995
NWY|NEW YORK & CO INC.|SAGL|SAGETRADER, LLC|200
NWY|NEW YORK & CO INC.|SBSH|Citigroup Global Markets Inc.|9470
NWY|NEW YORK & CO INC.|SGMT|GOLDMAN SACHS & CO. LLC|116214
NWY|NEW YORK & CO INC.|SIBO|Prime Executions, Inc.|11440
NWY|NEW YORK & CO INC.|SOGO|Wang Investment Associates, Inc.|290
NWY|NEW YORK & CO INC.|SPDR|SPEEDROUTE LLC|800
NWY|NEW YORK & CO INC.|SWIM|TD Ameritrade, Inc.|35584
NWY|NEW YORK & CO INC.|SWST|Hilltop Securities Inc.|4772
NWY|NEW YORK & CO INC.|TKNG|ALLY INVEST SECURITIES LLC|10145
NWY|NEW YORK & CO INC.|TRBT|Tradebot Systems, Inc.|41146
NWY|NEW YORK & CO INC.|TRCM|TRC MARKETS LLC|11317
NWY|NEW YORK & CO INC.|TWTT|TASTYWORKS, INC.|200
NWY|NEW YORK & CO INC.|UBSA|UBS SECURITIES LLC|386184
NWY|NEW YORK & CO INC.|UBSS|UBS Securities LLC|193206
NWY|NEW YORK & CO INC.|VALX|VIRTU AMERICAS LLC|4023
NWY|NEW YORK & CO INC.|VGRD|Vanguard Marketing Corporation|36752
NWY|NEW YORK & CO INC.|VNDM|Wall Street Access|40999
NWY|NEW YORK & CO INC.|VNDS|VANDHAM SECURITIES CORP|1100
NWY|NEW YORK & CO INC.|VSIN|Vision Financial Markets Llc|5
NWY|NEW YORK & CO INC.|WABR|Wall Street Access|76338
NWY|NEW YORK & CO INC.|WCHV|WELLS FARGO SECURITIES, LLC|19140
NWY|NEW YORK & CO INC.|WEDB|WEDBUSH SECURITIES INC.|16380
NWY|NEW YORK & CO INC.|WEED|Weeden & Co.L.P.|5600
NWY|NEW YORK & CO INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3548
NWY|NEW YORK & CO INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4471
NWY|NEW YORK & CO INC.|WSEA|WOLVERINE SECURITIES, LLC|12632
NWY|NEW YORK & CO INC.|XIST|INSTINET, LLC|1200
NWY|NEW YORK & CO INC.|XPQR|Jump Trading|400
NWY|NEW YORK & CO INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|35292
NWY|NEW YORK & CO INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1840
NX|QUANEX BLDG PRODS CP|AGIS|Aegis Capital Corp.|52
NX|QUANEX BLDG PRODS CP|ANOS|ABEL/NOSER, L.L.C.|70
NX|QUANEX BLDG PRODS CP|APCC|Apex Clearing Corporation|1163
NX|QUANEX BLDG PRODS CP|AQUA|AQUA SECURITIES L.P.|2900
NX|QUANEX BLDG PRODS CP|BATM|CBOE TRADING, INC.|625
NX|QUANEX BLDG PRODS CP|BERN|Sanford C. Bernstein & Co., LLC|1912
NX|QUANEX BLDG PRODS CP|BIDS|BIDS TRADING L.P.|100
NX|QUANEX BLDG PRODS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10860
NX|QUANEX BLDG PRODS CP|BNPX|BNP PARIBAS SECURITIES CORP.|7792
NX|QUANEX BLDG PRODS CP|BRVL|BLAYLOCK VAN, LLC|3000
NX|QUANEX BLDG PRODS CP|BYXM|CBOE TRADING, INC.|300
NX|QUANEX BLDG PRODS CP|BZYD|GOLDMAN SACHS & CO. LLC|3547
NX|QUANEX BLDG PRODS CP|CANT|Cantor Fitzgerald & Co.|300
NX|QUANEX BLDG PRODS CP|CHAS|Charles Schwab & Co., Inc.|1
NX|QUANEX BLDG PRODS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40392
NX|QUANEX BLDG PRODS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
NX|QUANEX BLDG PRODS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
NX|QUANEX BLDG PRODS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|158052
NX|QUANEX BLDG PRODS CP|CTDL|Citadel Derivatives Group Llc|264
NX|QUANEX BLDG PRODS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|22824
NX|QUANEX BLDG PRODS CP|DBAB|Deutsche Bank Securities Inc.|24942
NX|QUANEX BLDG PRODS CP|DBAX|Deutsche Bank Securities Inc.|126900
NX|QUANEX BLDG PRODS CP|DBUL|Deutsche Bank Securities Inc.|400
NX|QUANEX BLDG PRODS CP|DCHF|Dart Executions, LLC|900
NX|QUANEX BLDG PRODS CP|DEAN|MORGAN STANLEY|6766
NX|QUANEX BLDG PRODS CP|DEGS|RONIN PROFESSIONAL LLC|2644
NX|QUANEX BLDG PRODS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5896
NX|QUANEX BLDG PRODS CP|EBXL|EBX LLC|49600
NX|QUANEX BLDG PRODS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|37240
NX|QUANEX BLDG PRODS CP|EDJO|Edward D. Jones & Co., L.P.|1263
NX|QUANEX BLDG PRODS CP|EGAM|CBOE TRADING, INC.|6912
NX|QUANEX BLDG PRODS CP|EGAW|CBOE TRADING, INC.|500
NX|QUANEX BLDG PRODS CP|EGXM|CBOE TRADING, INC.|461
NX|QUANEX BLDG PRODS CP|EGXW|CBOE TRADING, INC.|100
NX|QUANEX BLDG PRODS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
NX|QUANEX BLDG PRODS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5462
NX|QUANEX BLDG PRODS CP|ETRS|E*Trade Securities LLC|48127
NX|QUANEX BLDG PRODS CP|FFSI|Firstrade Securities Inc.|200
NX|QUANEX BLDG PRODS CP|FILL|Tradestation Securities, Inc.|1100
NX|QUANEX BLDG PRODS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
NX|QUANEX BLDG PRODS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32441
NX|QUANEX BLDG PRODS CP|FTBR|Foliofn Investments, Inc.|144
NX|QUANEX BLDG PRODS CP|GLIS|TD Securities Inc|500
NX|QUANEX BLDG PRODS CP|GLPX|ACS EXECUTION SERVICES, LLC|1000
NX|QUANEX BLDG PRODS CP|GSCO|GOLDMAN SACHS & CO. LLC|102313
NX|QUANEX BLDG PRODS CP|GSCS|GOLDMAN SACHS & CO. LLC|3251
NX|QUANEX BLDG PRODS CP|GSLT|GOLDMAN SACHS & CO. LLC|1117
NX|QUANEX BLDG PRODS CP|GTSZ|GTS SECURITIES LLC|26803
NX|QUANEX BLDG PRODS CP|HPPX|POTAMUS TRADING, LLC|2194
NX|QUANEX BLDG PRODS CP|HRBF|American Enterprise Investment Services Inc.|2391
NX|QUANEX BLDG PRODS CP|IATS|INTERACTIVE BROKERS LLC|1555
NX|QUANEX BLDG PRODS CP|IBKR|Interactive Brokers Llc|13127
NX|QUANEX BLDG PRODS CP|ICBX|INSTINET, LLC|21400
NX|QUANEX BLDG PRODS CP|IEQY|CITADEL SECURITIES LLC|3100
NX|QUANEX BLDG PRODS CP|INCA|INSTINET, LLC|41959
NX|QUANEX BLDG PRODS CP|INJX|INSTINET, LLC|2203
NX|QUANEX BLDG PRODS CP|ITGI|ITG Inc.|16084
NX|QUANEX BLDG PRODS CP|ITGP|ITG INC.|66200
NX|QUANEX BLDG PRODS CP|JANY|Janney Montgomery Scott Inc.|4807
NX|QUANEX BLDG PRODS CP|JEFF|JEFFERIES LLC|21473
NX|QUANEX BLDG PRODS CP|JMPT|JUMP TRADING, LLC|3283
NX|QUANEX BLDG PRODS CP|JONE|JonesTrading|300
NX|QUANEX BLDG PRODS CP|JPBX|J.P. MORGAN SECURITIES LLC|7658
NX|QUANEX BLDG PRODS CP|JPMX|J.P. Morgan Securities LLC|174845
NX|QUANEX BLDG PRODS CP|JSJX|JANE STREET CAPITAL LLC|2877
NX|QUANEX BLDG PRODS CP|KCGM|VIRTU Americas LLC|8013
NX|QUANEX BLDG PRODS CP|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
NX|QUANEX BLDG PRODS CP|KING|C. L. King & Associates, Inc.|1236
NX|QUANEX BLDG PRODS CP|LEHM|Barclays Capital Inc./Le|156999
NX|QUANEX BLDG PRODS CP|LIME|Lime Brokerage LLC|13305
NX|QUANEX BLDG PRODS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
NX|QUANEX BLDG PRODS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75348
NX|QUANEX BLDG PRODS CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4350
NX|QUANEX BLDG PRODS CP|MSCO|MORGAN STANLEY & CO. LLC|267528
NX|QUANEX BLDG PRODS CP|MSPL|MORGAN STANLEY & CO. LLC|170500
NX|QUANEX BLDG PRODS CP|MSTX|MORGAN STANLEY & CO. LLC|35200
NX|QUANEX BLDG PRODS CP|NFSC|National Financial Services LLC|52262
NX|QUANEX BLDG PRODS CP|NITE|VIRTU Americas LLC|118341
NX|QUANEX BLDG PRODS CP|NITP|VIRTU Americas LLC|5248
NX|QUANEX BLDG PRODS CP|NQRB|Brut, LLC|300
NX|QUANEX BLDG PRODS CP|NTBF|BMO Nesbitt Burns Inc./CDS|536
NX|QUANEX BLDG PRODS CP|PDQM|CODA MARKETS, INC.|16811
NX|QUANEX BLDG PRODS CP|RBCM|RBC CAPITAL MARKETS, LLC|760
NX|QUANEX BLDG PRODS CP|ROTH|Roth Capital Partners, LLC|900
NX|QUANEX BLDG PRODS CP|SAGL|SAGETRADER, LLC|1600
NX|QUANEX BLDG PRODS CP|SAGW|SAGETRADER, LLC|200
NX|QUANEX BLDG PRODS CP|SBSH|Citigroup Global Markets Inc.|16327
NX|QUANEX BLDG PRODS CP|SGMT|GOLDMAN SACHS & CO. LLC|29885
NX|QUANEX BLDG PRODS CP|SIDC|Sidoti & Company, LLC|166168
NX|QUANEX BLDG PRODS CP|SPDR|SPEEDROUTE LLC|3300
NX|QUANEX BLDG PRODS CP|STFL|Stifel, Nicolaus & Company, Incorporated|500
NX|QUANEX BLDG PRODS CP|SWIM|TD Ameritrade, Inc.|29158
NX|QUANEX BLDG PRODS CP|TKNG|ALLY INVEST SECURITIES LLC|1445
NX|QUANEX BLDG PRODS CP|TRBT|Tradebot Systems, Inc.|11736
NX|QUANEX BLDG PRODS CP|TRCM|TRC MARKETS LLC|7686
NX|QUANEX BLDG PRODS CP|TWTT|TASTYWORKS, INC.|1200
NX|QUANEX BLDG PRODS CP|UBSA|UBS SECURITIES LLC|226575
NX|QUANEX BLDG PRODS CP|UBSS|UBS Securities LLC|148021
NX|QUANEX BLDG PRODS CP|VALX|VIRTU AMERICAS LLC|35159
NX|QUANEX BLDG PRODS CP|VGRD|Vanguard Marketing Corporation|1502
NX|QUANEX BLDG PRODS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
NX|QUANEX BLDG PRODS CP|WCHV|WELLS FARGO SECURITIES, LLC|133304
NX|QUANEX BLDG PRODS CP|WEED|Weeden & Co.L.P.|300
NX|QUANEX BLDG PRODS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2870
NX|QUANEX BLDG PRODS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3609
NX|QUANEX BLDG PRODS CP|WSEA|WOLVERINE SECURITIES, LLC|3154
NX|QUANEX BLDG PRODS CP|XIST|INSTINET, LLC|10000
NX|QUANEX BLDG PRODS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
NXC|NUVEEN CA SELECT|ALTX|Alternet Securities Inc.|100
NXC|NUVEEN CA SELECT|APCC|Apex Clearing Corporation|6
NXC|NUVEEN CA SELECT|BARD|Robert W. Baird & Co. Incorporated|1042
NXC|NUVEEN CA SELECT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48
NXC|NUVEEN CA SELECT|BTIG|BTIG, LLC|3843
NXC|NUVEEN CA SELECT|CANT|Cantor Fitzgerald & Co.|11833
NXC|NUVEEN CA SELECT|CHAS|Charles Schwab & Co., Inc.|11834
NXC|NUVEEN CA SELECT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
NXC|NUVEEN CA SELECT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|726
NXC|NUVEEN CA SELECT|DADA|D.A. Davidson & Co.|2
NXC|NUVEEN CA SELECT|DBAX|Deutsche Bank Securities Inc.|800
NXC|NUVEEN CA SELECT|DEAN|MORGAN STANLEY|6900
NXC|NUVEEN CA SELECT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1436
NXC|NUVEEN CA SELECT|EBXL|EBX LLC|1800
NXC|NUVEEN CA SELECT|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
NXC|NUVEEN CA SELECT|EDJO|Edward D. Jones & Co., L.P.|5382
NXC|NUVEEN CA SELECT|EGAM|CBOE TRADING, INC.|100
NXC|NUVEEN CA SELECT|EGXM|CBOE TRADING, INC.|354
NXC|NUVEEN CA SELECT|ETRS|E*Trade Securities LLC|2890
NXC|NUVEEN CA SELECT|FBSB|U.S. Bancorp Investments, Inc.|100
NXC|NUVEEN CA SELECT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2920
NXC|NUVEEN CA SELECT|GLPX|ACS EXECUTION SERVICES, LLC|30
NXC|NUVEEN CA SELECT|GSCO|GOLDMAN SACHS & CO. LLC|746
NXC|NUVEEN CA SELECT|GTSZ|GTS SECURITIES LLC|200
NXC|NUVEEN CA SELECT|HRBF|American Enterprise Investment Services Inc.|4714
NXC|NUVEEN CA SELECT|IATS|INTERACTIVE BROKERS LLC|360
NXC|NUVEEN CA SELECT|IBKR|Interactive Brokers Llc|1381
NXC|NUVEEN CA SELECT|ICBX|INSTINET, LLC|461
NXC|NUVEEN CA SELECT|INCA|INSTINET, LLC|1335
NXC|NUVEEN CA SELECT|ITGI|ITG Inc.|108
NXC|NUVEEN CA SELECT|ITGP|ITG INC.|200
NXC|NUVEEN CA SELECT|JEFF|JEFFERIES LLC|4600
NXC|NUVEEN CA SELECT|JPMX|J.P. Morgan Securities LLC|586
NXC|NUVEEN CA SELECT|KCGM|VIRTU Americas LLC|920
NXC|NUVEEN CA SELECT|LEHM|Barclays Capital Inc./Le|628
NXC|NUVEEN CA SELECT|LIME|Lime Brokerage LLC|257
NXC|NUVEEN CA SELECT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|986
NXC|NUVEEN CA SELECT|MSCO|MORGAN STANLEY & CO. LLC|4162
NXC|NUVEEN CA SELECT|NFSC|National Financial Services LLC|10604
NXC|NUVEEN CA SELECT|NITE|VIRTU Americas LLC|36806
NXC|NUVEEN CA SELECT|NQRB|Brut, LLC|300
NXC|NUVEEN CA SELECT|OPCO|Oppenheimer & Co. Inc.|897
NXC|NUVEEN CA SELECT|PDQM|CODA MARKETS, INC.|30
NXC|NUVEEN CA SELECT|PWJC|UBS Financial Services, Inc.|1465
NXC|NUVEEN CA SELECT|RBCM|RBC CAPITAL MARKETS, LLC|267
NXC|NUVEEN CA SELECT|SBSH|Citigroup Global Markets Inc.|465
NXC|NUVEEN CA SELECT|SGMT|GOLDMAN SACHS & CO. LLC|200
NXC|NUVEEN CA SELECT|STFL|Stifel, Nicolaus & Company, Incorporated|2129
NXC|NUVEEN CA SELECT|SWIM|TD Ameritrade, Inc.|200
NXC|NUVEEN CA SELECT|SWST|Hilltop Securities Inc.|614
NXC|NUVEEN CA SELECT|UBSA|UBS SECURITIES LLC|2145
NXC|NUVEEN CA SELECT|UBSS|UBS Securities LLC|5937
NXC|NUVEEN CA SELECT|VALX|VIRTU AMERICAS LLC|100
NXC|NUVEEN CA SELECT|VGRD|Vanguard Marketing Corporation|2015
NXC|NUVEEN CA SELECT|WABR|Wall Street Access|8000
NXC|NUVEEN CA SELECT|WCHV|WELLS FARGO SECURITIES, LLC|3003
NXC|NUVEEN CA SELECT|WEDB|WEDBUSH SECURITIES INC.|1
NXC|NUVEEN CA SELECT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5915
NXC|NUVEEN CA SELECT|WSEA|WOLVERINE SECURITIES, LLC|30
NXC|NUVEEN CA SELECT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|302
NXE|NEXGEN ENERGY LTD.|ALTX|Alternet Securities Inc.|200
NXE|NEXGEN ENERGY LTD.|APCC|Apex Clearing Corporation|20090
NXE|NEXGEN ENERGY LTD.|BATM|CBOE TRADING, INC.|2200
NXE|NEXGEN ENERGY LTD.|BERN|Sanford C. Bernstein & Co., LLC|200
NXE|NEXGEN ENERGY LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6400
NXE|NEXGEN ENERGY LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45544
NXE|NEXGEN ENERGY LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
NXE|NEXGEN ENERGY LTD.|DBAX|Deutsche Bank Securities Inc.|6200
NXE|NEXGEN ENERGY LTD.|DEGS|RONIN PROFESSIONAL LLC|13960
NXE|NEXGEN ENERGY LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|124654
NXE|NEXGEN ENERGY LTD.|EBXL|EBX LLC|50700
NXE|NEXGEN ENERGY LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5400
NXE|NEXGEN ENERGY LTD.|EGAM|CBOE TRADING, INC.|5188
NXE|NEXGEN ENERGY LTD.|EGXM|CBOE TRADING, INC.|10028
NXE|NEXGEN ENERGY LTD.|ELEV|ELEVATION, LLC|150355
NXE|NEXGEN ENERGY LTD.|ETBE|Electronic Transaction Clearing, Inc.|700
NXE|NEXGEN ENERGY LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
NXE|NEXGEN ENERGY LTD.|ETRS|E*Trade Securities LLC|151334
NXE|NEXGEN ENERGY LTD.|FILL|Tradestation Securities, Inc.|20450
NXE|NEXGEN ENERGY LTD.|FMAF|NBCN Inc./ CDS|10600
NXE|NEXGEN ENERGY LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|950
NXE|NEXGEN ENERGY LTD.|FTBR|Foliofn Investments, Inc.|2758
NXE|NEXGEN ENERGY LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
NXE|NEXGEN ENERGY LTD.|GLIS|TD Securities Inc|1950
NXE|NEXGEN ENERGY LTD.|GLPX|ACS EXECUTION SERVICES, LLC|1200
NXE|NEXGEN ENERGY LTD.|GSCO|GOLDMAN SACHS & CO. LLC|13850
NXE|NEXGEN ENERGY LTD.|GSLT|GOLDMAN SACHS & CO. LLC|1300
NXE|NEXGEN ENERGY LTD.|GTSZ|GTS SECURITIES LLC|234
NXE|NEXGEN ENERGY LTD.|HASF|Haywood Securities Inc./CDS|1000
NXE|NEXGEN ENERGY LTD.|HRBF|American Enterprise Investment Services Inc.|3300
NXE|NEXGEN ENERGY LTD.|HSBC|HSBC Securities, Inc.|600
NXE|NEXGEN ENERGY LTD.|IATS|INTERACTIVE BROKERS LLC|31700
NXE|NEXGEN ENERGY LTD.|IBKR|Interactive Brokers Llc|151321
NXE|NEXGEN ENERGY LTD.|ICBX|INSTINET, LLC|65239
NXE|NEXGEN ENERGY LTD.|INCA|INSTINET, LLC|32264
NXE|NEXGEN ENERGY LTD.|ITGI|ITG Inc.|74668
NXE|NEXGEN ENERGY LTD.|ITGP|ITG INC.|30800
NXE|NEXGEN ENERGY LTD.|JEFF|JEFFERIES LLC|44300
NXE|NEXGEN ENERGY LTD.|JMPT|JUMP TRADING, LLC|670
NXE|NEXGEN ENERGY LTD.|JPMX|J.P. Morgan Securities LLC|35400
NXE|NEXGEN ENERGY LTD.|KCGM|VIRTU Americas LLC|12100
NXE|NEXGEN ENERGY LTD.|LEHM|Barclays Capital Inc./Le|167600
NXE|NEXGEN ENERGY LTD.|LIME|Lime Brokerage LLC|8604
NXE|NEXGEN ENERGY LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39230
NXE|NEXGEN ENERGY LTD.|MSCO|MORGAN STANLEY & CO. LLC|202815
NXE|NEXGEN ENERGY LTD.|MSPL|MORGAN STANLEY & CO. LLC|33900
NXE|NEXGEN ENERGY LTD.|NFSC|National Financial Services LLC|450834
NXE|NEXGEN ENERGY LTD.|NITE|VIRTU Americas LLC|593732
NXE|NEXGEN ENERGY LTD.|NITP|VIRTU Americas LLC|1000
NXE|NEXGEN ENERGY LTD.|NQRB|Brut, LLC|200
NXE|NEXGEN ENERGY LTD.|PCFF|Pacific International Securities Inc./CDS|7000
NXE|NEXGEN ENERGY LTD.|PCPT|PHILLIP CAPITAL INC.|16500
NXE|NEXGEN ENERGY LTD.|PDQM|CODA MARKETS, INC.|16300
NXE|NEXGEN ENERGY LTD.|PNSR|Penserra Securities, LLC|14249
NXE|NEXGEN ENERGY LTD.|PWJC|UBS Financial Services, Inc.|4500
NXE|NEXGEN ENERGY LTD.|RBCM|RBC CAPITAL MARKETS, LLC|43950
NXE|NEXGEN ENERGY LTD.|SAGL|SAGETRADER, LLC|100
NXE|NEXGEN ENERGY LTD.|SBSH|Citigroup Global Markets Inc.|540
NXE|NEXGEN ENERGY LTD.|SGMT|GOLDMAN SACHS & CO. LLC|9625
NXE|NEXGEN ENERGY LTD.|SWIM|TD Ameritrade, Inc.|29674
NXE|NEXGEN ENERGY LTD.|TKNG|ALLY INVEST SECURITIES LLC|1167
NXE|NEXGEN ENERGY LTD.|TRBT|Tradebot Systems, Inc.|5263
NXE|NEXGEN ENERGY LTD.|TRCM|TRC MARKETS LLC|55594
NXE|NEXGEN ENERGY LTD.|UBSA|UBS SECURITIES LLC|76846
NXE|NEXGEN ENERGY LTD.|UBSS|UBS Securities LLC|226150
NXE|NEXGEN ENERGY LTD.|VGRD|Vanguard Marketing Corporation|34497
NXE|NEXGEN ENERGY LTD.|WCHV|WELLS FARGO SECURITIES, LLC|1680
NXE|NEXGEN ENERGY LTD.|WEED|Weeden & Co.L.P.|200
NXE|NEXGEN ENERGY LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|250
NXE|NEXGEN ENERGY LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
NXEO|NEXEO SOLUTIONS, INC|ALTX|Alternet Securities Inc.|4896
NXEO|NEXEO SOLUTIONS, INC|APCC|Apex Clearing Corporation|64
NXEO|NEXEO SOLUTIONS, INC|BARD|Robert W. Baird & Co. Incorporated|1147
NXEO|NEXEO SOLUTIONS, INC|BATM|CBOE TRADING, INC.|1101
NXEO|NEXEO SOLUTIONS, INC|BERN|Sanford C. Bernstein & Co., LLC|4023
NXEO|NEXEO SOLUTIONS, INC|BIDS|BIDS TRADING L.P.|27200
NXEO|NEXEO SOLUTIONS, INC|BLKX|INSTINET, LLC|5000
NXEO|NEXEO SOLUTIONS, INC|BMOC|BMO Capital Markets Corp.|4685
NXEO|NEXEO SOLUTIONS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|3489
NXEO|NEXEO SOLUTIONS, INC|BTIG|BTIG, LLC|39190
NXEO|NEXEO SOLUTIONS, INC|CANT|Cantor Fitzgerald & Co.|194
NXEO|NEXEO SOLUTIONS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63394
NXEO|NEXEO SOLUTIONS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3385
NXEO|NEXEO SOLUTIONS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63861
NXEO|NEXEO SOLUTIONS, INC|CTDL|Citadel Derivatives Group Llc|7592
NXEO|NEXEO SOLUTIONS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8252
NXEO|NEXEO SOLUTIONS, INC|DBAB|Deutsche Bank Securities Inc.|236270
NXEO|NEXEO SOLUTIONS, INC|DBAX|Deutsche Bank Securities Inc.|45200
NXEO|NEXEO SOLUTIONS, INC|DBUL|Deutsche Bank Securities Inc.|400
NXEO|NEXEO SOLUTIONS, INC|DEAN|MORGAN STANLEY|72
NXEO|NEXEO SOLUTIONS, INC|DEGS|RONIN PROFESSIONAL LLC|811
NXEO|NEXEO SOLUTIONS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4633
NXEO|NEXEO SOLUTIONS, INC|EBXL|EBX LLC|49600
NXEO|NEXEO SOLUTIONS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4714
NXEO|NEXEO SOLUTIONS, INC|EDJO|Edward D. Jones & Co., L.P.|1500
NXEO|NEXEO SOLUTIONS, INC|EGAM|CBOE TRADING, INC.|3285
NXEO|NEXEO SOLUTIONS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|500
NXEO|NEXEO SOLUTIONS, INC|EGXM|CBOE TRADING, INC.|959
NXEO|NEXEO SOLUTIONS, INC|ETBE|Electronic Transaction Clearing, Inc.|1100
NXEO|NEXEO SOLUTIONS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2652
NXEO|NEXEO SOLUTIONS, INC|ETRS|E*Trade Securities LLC|18424
NXEO|NEXEO SOLUTIONS, INC|FBCO|Credit Suisse Securities (USA) LLC|130016
NXEO|NEXEO SOLUTIONS, INC|FOMA|TD AMERITRADE CLEARING, INC.|19436
NXEO|NEXEO SOLUTIONS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65175
NXEO|NEXEO SOLUTIONS, INC|FTBR|Foliofn Investments, Inc.|1750
NXEO|NEXEO SOLUTIONS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8937
NXEO|NEXEO SOLUTIONS, INC|GLPX|ACS EXECUTION SERVICES, LLC|4864
NXEO|NEXEO SOLUTIONS, INC|GSCO|GOLDMAN SACHS & CO. LLC|424120
NXEO|NEXEO SOLUTIONS, INC|GSCS|GOLDMAN SACHS & CO. LLC|14378
NXEO|NEXEO SOLUTIONS, INC|GSLT|GOLDMAN SACHS & CO. LLC|2855
NXEO|NEXEO SOLUTIONS, INC|GTSZ|GTS SECURITIES LLC|989
NXEO|NEXEO SOLUTIONS, INC|HPPX|POTAMUS TRADING, LLC|882
NXEO|NEXEO SOLUTIONS, INC|HRBF|American Enterprise Investment Services Inc.|4126
NXEO|NEXEO SOLUTIONS, INC|IATS|INTERACTIVE BROKERS LLC|2658
NXEO|NEXEO SOLUTIONS, INC|IBKR|Interactive Brokers Llc|10843
NXEO|NEXEO SOLUTIONS, INC|ICBX|INSTINET, LLC|23171
NXEO|NEXEO SOLUTIONS, INC|IEQY|CITADEL SECURITIES LLC|6386
NXEO|NEXEO SOLUTIONS, INC|INCA|INSTINET, LLC|91321
NXEO|NEXEO SOLUTIONS, INC|INJX|INSTINET, LLC|10331
NXEO|NEXEO SOLUTIONS, INC|ITGI|ITG Inc.|32097
NXEO|NEXEO SOLUTIONS, INC|ITGP|ITG INC.|45400
NXEO|NEXEO SOLUTIONS, INC|JEFF|JEFFERIES LLC|13430
NXEO|NEXEO SOLUTIONS, INC|JMPT|JUMP TRADING, LLC|8811
NXEO|NEXEO SOLUTIONS, INC|JONE|JonesTrading|14858
NXEO|NEXEO SOLUTIONS, INC|JPBX|J.P. MORGAN SECURITIES LLC|5140
NXEO|NEXEO SOLUTIONS, INC|JPMX|J.P. Morgan Securities LLC|132596
NXEO|NEXEO SOLUTIONS, INC|JSJX|JANE STREET CAPITAL LLC|5001
NXEO|NEXEO SOLUTIONS, INC|KCGM|VIRTU Americas LLC|12616
NXEO|NEXEO SOLUTIONS, INC|LEHM|Barclays Capital Inc./Le|277150
NXEO|NEXEO SOLUTIONS, INC|LIME|Lime Brokerage LLC|55789
NXEO|NEXEO SOLUTIONS, INC|LQNB|LIQUIDNET, INC.|3000
NXEO|NEXEO SOLUTIONS, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
NXEO|NEXEO SOLUTIONS, INC|MAXM|Maxim Group LLC|3338
NXEO|NEXEO SOLUTIONS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47111
NXEO|NEXEO SOLUTIONS, INC|MRBA|IBN FINANCIAL SERVICES, INC.|487
NXEO|NEXEO SOLUTIONS, INC|MSCO|MORGAN STANLEY & CO. LLC|540789
NXEO|NEXEO SOLUTIONS, INC|MSPL|MORGAN STANLEY & CO. LLC|60800
NXEO|NEXEO SOLUTIONS, INC|MSTX|MORGAN STANLEY & CO. LLC|22400
NXEO|NEXEO SOLUTIONS, INC|NFSC|National Financial Services LLC|18427
NXEO|NEXEO SOLUTIONS, INC|NITE|VIRTU Americas LLC|72311
NXEO|NEXEO SOLUTIONS, INC|NITP|VIRTU Americas LLC|627
NXEO|NEXEO SOLUTIONS, INC|NQRB|Brut, LLC|3067
NXEO|NEXEO SOLUTIONS, INC|OTAA|OTA LLC|200
NXEO|NEXEO SOLUTIONS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
NXEO|NEXEO SOLUTIONS, INC|PDQM|CODA MARKETS, INC.|3325
NXEO|NEXEO SOLUTIONS, INC|SAGL|SAGETRADER, LLC|2688
NXEO|NEXEO SOLUTIONS, INC|SBSH|Citigroup Global Markets Inc.|78180
NXEO|NEXEO SOLUTIONS, INC|SGMT|GOLDMAN SACHS & CO. LLC|43883
NXEO|NEXEO SOLUTIONS, INC|SPDR|SPEEDROUTE LLC|9562
NXEO|NEXEO SOLUTIONS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|525
NXEO|NEXEO SOLUTIONS, INC|SWIM|TD Ameritrade, Inc.|380
NXEO|NEXEO SOLUTIONS, INC|TKNG|ALLY INVEST SECURITIES LLC|450
NXEO|NEXEO SOLUTIONS, INC|TRBT|Tradebot Systems, Inc.|26524
NXEO|NEXEO SOLUTIONS, INC|TRCM|TRC MARKETS LLC|24982
NXEO|NEXEO SOLUTIONS, INC|UBSA|UBS SECURITIES LLC|138678
NXEO|NEXEO SOLUTIONS, INC|UBSS|UBS Securities LLC|271986
NXEO|NEXEO SOLUTIONS, INC|VALX|VIRTU AMERICAS LLC|1388
NXEO|NEXEO SOLUTIONS, INC|VGRD|Vanguard Marketing Corporation|570
NXEO|NEXEO SOLUTIONS, INC|VNDM|Wall Street Access|1500
NXEO|NEXEO SOLUTIONS, INC|VNDS|VANDHAM SECURITIES CORP|1840
NXEO|NEXEO SOLUTIONS, INC|WABR|Wall Street Access|3554
NXEO|NEXEO SOLUTIONS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
NXEO|NEXEO SOLUTIONS, INC|WCHV|WELLS FARGO SECURITIES, LLC|16612
NXEO|NEXEO SOLUTIONS, INC|WEED|Weeden & Co.L.P.|42478
NXEO|NEXEO SOLUTIONS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1011
NXEO|NEXEO SOLUTIONS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|728
NXEO|NEXEO SOLUTIONS, INC|WSEA|WOLVERINE SECURITIES, LLC|1050
NXEO|NEXEO SOLUTIONS, INC|XIST|INSTINET, LLC|10344
NXEO|NEXEO SOLUTIONS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12966
NXEO|NEXEO SOLUTIONS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|631
NXEOU|NEXEO SOLUTIONS UNIT|APCC|Apex Clearing Corporation|5
NXEOU|NEXEO SOLUTIONS UNIT|CANT|Cantor Fitzgerald & Co.|200
NXEOU|NEXEO SOLUTIONS UNIT|GSLT|GOLDMAN SACHS & CO. LLC|300
NXEOU|NEXEO SOLUTIONS UNIT|IBKR|Interactive Brokers Llc|90
NXEOU|NEXEO SOLUTIONS UNIT|INCA|INSTINET, LLC|512
NXEOU|NEXEO SOLUTIONS UNIT|JEFF|JEFFERIES LLC|100
NXEOU|NEXEO SOLUTIONS UNIT|MSCO|MORGAN STANLEY & CO. LLC|102
NXEOU|NEXEO SOLUTIONS UNIT|NFSC|National Financial Services LLC|1
NXEOU|NEXEO SOLUTIONS UNIT|NITE|VIRTU Americas LLC|310
NXEOU|NEXEO SOLUTIONS UNIT|UBSS|UBS Securities LLC|100
NXEOU|NEXEO SOLUTIONS UNIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
NXEOU|NEXEO SOLUTIONS UNIT|WSEA|WOLVERINE SECURITIES, LLC|5
NXEOW|NEXEO SOLUTIONS WTS|BATM|CBOE TRADING, INC.|100
NXEOW|NEXEO SOLUTIONS WTS|CANT|Cantor Fitzgerald & Co.|745
NXEOW|NEXEO SOLUTIONS WTS|DBAB|Deutsche Bank Securities Inc.|849
NXEOW|NEXEO SOLUTIONS WTS|EBXL|EBX LLC|62500
NXEOW|NEXEO SOLUTIONS WTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
NXEOW|NEXEO SOLUTIONS WTS|ETRS|E*Trade Securities LLC|1000
NXEOW|NEXEO SOLUTIONS WTS|FOMA|TD AMERITRADE CLEARING, INC.|25
NXEOW|NEXEO SOLUTIONS WTS|GSCS|GOLDMAN SACHS & CO. LLC|6300
NXEOW|NEXEO SOLUTIONS WTS|GSLT|GOLDMAN SACHS & CO. LLC|91
NXEOW|NEXEO SOLUTIONS WTS|IBKR|Interactive Brokers Llc|15138
NXEOW|NEXEO SOLUTIONS WTS|ICBX|INSTINET, LLC|41427
NXEOW|NEXEO SOLUTIONS WTS|JONE|JonesTrading|58905
NXEOW|NEXEO SOLUTIONS WTS|LEHM|Barclays Capital Inc./Le|17000
NXEOW|NEXEO SOLUTIONS WTS|MSCO|MORGAN STANLEY & CO. LLC|18038
NXEOW|NEXEO SOLUTIONS WTS|NFSC|National Financial Services LLC|5
NXEOW|NEXEO SOLUTIONS WTS|NITE|VIRTU Americas LLC|68805
NXEOW|NEXEO SOLUTIONS WTS|RILY|B. RILEY FBR, INC.|6971
NXEOW|NEXEO SOLUTIONS WTS|SGMT|GOLDMAN SACHS & CO. LLC|77629
NXEOW|NEXEO SOLUTIONS WTS|SPDR|SPEEDROUTE LLC|200
NXEOW|NEXEO SOLUTIONS WTS|UBSA|UBS SECURITIES LLC|6500
NXEOW|NEXEO SOLUTIONS WTS|UBSS|UBS Securities LLC|200
NXEOW|NEXEO SOLUTIONS WTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|12000
NXJ|NUVEEN NJ QLFD MUNI|AGIS|Aegis Capital Corp.|1098
NXJ|NUVEEN NJ QLFD MUNI|ALTX|Alternet Securities Inc.|300
NXJ|NUVEEN NJ QLFD MUNI|APCC|Apex Clearing Corporation|400
NXJ|NUVEEN NJ QLFD MUNI|BANK|Primevest Financial Services, Inc.|4095
NXJ|NUVEEN NJ QLFD MUNI|BARD|Robert W. Baird & Co. Incorporated|8
NXJ|NUVEEN NJ QLFD MUNI|BBNT|BB&T SECURITIES, LLC|2
NXJ|NUVEEN NJ QLFD MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|743
NXJ|NUVEEN NJ QLFD MUNI|BTIG|BTIG, LLC|100
NXJ|NUVEEN NJ QLFD MUNI|CANT|Cantor Fitzgerald & Co.|2538
NXJ|NUVEEN NJ QLFD MUNI|CHAS|Charles Schwab & Co., Inc.|686
NXJ|NUVEEN NJ QLFD MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5467
NXJ|NUVEEN NJ QLFD MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NXJ|NUVEEN NJ QLFD MUNI|DBAX|Deutsche Bank Securities Inc.|2700
NXJ|NUVEEN NJ QLFD MUNI|DEAN|MORGAN STANLEY|12650
NXJ|NUVEEN NJ QLFD MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18722
NXJ|NUVEEN NJ QLFD MUNI|EBXL|EBX LLC|10900
NXJ|NUVEEN NJ QLFD MUNI|EDJC|Edward Jones / CDS|396
NXJ|NUVEEN NJ QLFD MUNI|EGAM|CBOE TRADING, INC.|100
NXJ|NUVEEN NJ QLFD MUNI|EGXM|CBOE TRADING, INC.|100
NXJ|NUVEEN NJ QLFD MUNI|ESPO|ESPOSITO SECURITIES, LLC|356
NXJ|NUVEEN NJ QLFD MUNI|ETBE|Electronic Transaction Clearing, Inc.|100
NXJ|NUVEEN NJ QLFD MUNI|ETCB|ETC BROKERAGE SERVICES, LLC|508
NXJ|NUVEEN NJ QLFD MUNI|ETRS|E*Trade Securities LLC|20700
NXJ|NUVEEN NJ QLFD MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7506
NXJ|NUVEEN NJ QLFD MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18769
NXJ|NUVEEN NJ QLFD MUNI|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|2544
NXJ|NUVEEN NJ QLFD MUNI|FTBR|Foliofn Investments, Inc.|182
NXJ|NUVEEN NJ QLFD MUNI|GLPX|ACS EXECUTION SERVICES, LLC|400
NXJ|NUVEEN NJ QLFD MUNI|GSCO|GOLDMAN SACHS & CO. LLC|12374
NXJ|NUVEEN NJ QLFD MUNI|GSLT|GOLDMAN SACHS & CO. LLC|1200
NXJ|NUVEEN NJ QLFD MUNI|HRBF|American Enterprise Investment Services Inc.|6628
NXJ|NUVEEN NJ QLFD MUNI|IATS|INTERACTIVE BROKERS LLC|4633
NXJ|NUVEEN NJ QLFD MUNI|IBKR|Interactive Brokers Llc|19884
NXJ|NUVEEN NJ QLFD MUNI|ICBX|INSTINET, LLC|1415
NXJ|NUVEEN NJ QLFD MUNI|INCA|INSTINET, LLC|1150
NXJ|NUVEEN NJ QLFD MUNI|ITGI|ITG Inc.|8309
NXJ|NUVEEN NJ QLFD MUNI|ITGP|ITG INC.|4400
NXJ|NUVEEN NJ QLFD MUNI|JANY|Janney Montgomery Scott Inc.|1067
NXJ|NUVEEN NJ QLFD MUNI|JEFF|JEFFERIES LLC|1328
NXJ|NUVEEN NJ QLFD MUNI|JONE|JonesTrading|1100
NXJ|NUVEEN NJ QLFD MUNI|JPMX|J.P. Morgan Securities LLC|2400
NXJ|NUVEEN NJ QLFD MUNI|KCGM|VIRTU Americas LLC|11539
NXJ|NUVEEN NJ QLFD MUNI|LEHM|Barclays Capital Inc./Le|2600
NXJ|NUVEEN NJ QLFD MUNI|LGNT|COR CLEARING LLC|2
NXJ|NUVEEN NJ QLFD MUNI|LIME|Lime Brokerage LLC|123
NXJ|NUVEEN NJ QLFD MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
NXJ|NUVEEN NJ QLFD MUNI|MAXM|Maxim Group LLC|1136
NXJ|NUVEEN NJ QLFD MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
NXJ|NUVEEN NJ QLFD MUNI|MOTF|MOTIF INVESTING, INC.|2
NXJ|NUVEEN NJ QLFD MUNI|MSCO|MORGAN STANLEY & CO. LLC|58396
NXJ|NUVEEN NJ QLFD MUNI|MSPL|MORGAN STANLEY & CO. LLC|4700
NXJ|NUVEEN NJ QLFD MUNI|NFSC|National Financial Services LLC|153939
NXJ|NUVEEN NJ QLFD MUNI|NITE|VIRTU Americas LLC|171129
NXJ|NUVEEN NJ QLFD MUNI|NQRB|Brut, LLC|417
NXJ|NUVEEN NJ QLFD MUNI|OPCO|Oppenheimer & Co. Inc.|23533
NXJ|NUVEEN NJ QLFD MUNI|PDQM|CODA MARKETS, INC.|800
NXJ|NUVEEN NJ QLFD MUNI|PWJC|UBS Financial Services, Inc.|25009
NXJ|NUVEEN NJ QLFD MUNI|RBCM|RBC CAPITAL MARKETS, LLC|11752
NXJ|NUVEEN NJ QLFD MUNI|SALI|INTL FCSTONE FINANCIAL INC.|3
NXJ|NUVEEN NJ QLFD MUNI|SBSH|Citigroup Global Markets Inc.|900
NXJ|NUVEEN NJ QLFD MUNI|SGMT|GOLDMAN SACHS & CO. LLC|2811
NXJ|NUVEEN NJ QLFD MUNI|SPDR|SPEEDROUTE LLC|93
NXJ|NUVEEN NJ QLFD MUNI|SPHN|Stephens Inc.|9
NXJ|NUVEEN NJ QLFD MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|16710
NXJ|NUVEEN NJ QLFD MUNI|SWIM|TD Ameritrade, Inc.|1131
NXJ|NUVEEN NJ QLFD MUNI|SWST|Hilltop Securities Inc.|4095
NXJ|NUVEEN NJ QLFD MUNI|TKNG|ALLY INVEST SECURITIES LLC|800
NXJ|NUVEEN NJ QLFD MUNI|TRBT|Tradebot Systems, Inc.|1450
NXJ|NUVEEN NJ QLFD MUNI|UBSA|UBS SECURITIES LLC|18546
NXJ|NUVEEN NJ QLFD MUNI|UBSS|UBS Securities LLC|48024
NXJ|NUVEEN NJ QLFD MUNI|VGRD|Vanguard Marketing Corporation|20845
NXJ|NUVEEN NJ QLFD MUNI|WCHV|WELLS FARGO SECURITIES, LLC|25546
NXJ|NUVEEN NJ QLFD MUNI|WSEA|WOLVERINE SECURITIES, LLC|1204
NXJ|NUVEEN NJ QLFD MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
NXJ|NUVEEN NJ QLFD MUNI|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NXJ|NUVEEN NJ QLFD MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3277
NXN|NUVEEN NY SELECT|APCC|Apex Clearing Corporation|4
NXN|NUVEEN NY SELECT|BARD|Robert W. Baird & Co. Incorporated|2874
NXN|NUVEEN NY SELECT|BTIG|BTIG, LLC|710
NXN|NUVEEN NY SELECT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
NXN|NUVEEN NY SELECT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
NXN|NUVEEN NY SELECT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|154
NXN|NUVEEN NY SELECT|DBAX|Deutsche Bank Securities Inc.|400
NXN|NUVEEN NY SELECT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2569
NXN|NUVEEN NY SELECT|EBXL|EBX LLC|700
NXN|NUVEEN NY SELECT|ETRS|E*Trade Securities LLC|37
NXN|NUVEEN NY SELECT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
NXN|NUVEEN NY SELECT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|974
NXN|NUVEEN NY SELECT|GSCO|GOLDMAN SACHS & CO. LLC|416
NXN|NUVEEN NY SELECT|GSCS|GOLDMAN SACHS & CO. LLC|200
NXN|NUVEEN NY SELECT|GSLT|GOLDMAN SACHS & CO. LLC|69
NXN|NUVEEN NY SELECT|GTSZ|GTS SECURITIES LLC|133
NXN|NUVEEN NY SELECT|HRBF|American Enterprise Investment Services Inc.|1606
NXN|NUVEEN NY SELECT|IBKR|Interactive Brokers Llc|2777
NXN|NUVEEN NY SELECT|ICBX|INSTINET, LLC|277
NXN|NUVEEN NY SELECT|INCA|INSTINET, LLC|847
NXN|NUVEEN NY SELECT|ITGP|ITG INC.|200
NXN|NUVEEN NY SELECT|JANY|Janney Montgomery Scott Inc.|2
NXN|NUVEEN NY SELECT|KCGM|VIRTU Americas LLC|100
NXN|NUVEEN NY SELECT|LEHM|Barclays Capital Inc./Le|200
NXN|NUVEEN NY SELECT|LIME|Lime Brokerage LLC|770
NXN|NUVEEN NY SELECT|MAXM|Maxim Group LLC|1100
NXN|NUVEEN NY SELECT|MSCO|MORGAN STANLEY & CO. LLC|5916
NXN|NUVEEN NY SELECT|NFSC|National Financial Services LLC|31000
NXN|NUVEEN NY SELECT|NITE|VIRTU Americas LLC|30842
NXN|NUVEEN NY SELECT|NQRB|Brut, LLC|364
NXN|NUVEEN NY SELECT|OPCO|Oppenheimer & Co. Inc.|2896
NXN|NUVEEN NY SELECT|PWJC|UBS Financial Services, Inc.|650
NXN|NUVEEN NY SELECT|RBCM|RBC CAPITAL MARKETS, LLC|1446
NXN|NUVEEN NY SELECT|SALI|INTL FCSTONE FINANCIAL INC.|1
NXN|NUVEEN NY SELECT|SBSH|Citigroup Global Markets Inc.|2905
NXN|NUVEEN NY SELECT|SGMT|GOLDMAN SACHS & CO. LLC|400
NXN|NUVEEN NY SELECT|STFL|Stifel, Nicolaus & Company, Incorporated|8
NXN|NUVEEN NY SELECT|TRCM|TRC MARKETS LLC|131
NXN|NUVEEN NY SELECT|UBSA|UBS SECURITIES LLC|1954
NXN|NUVEEN NY SELECT|UBSS|UBS Securities LLC|8068
NXN|NUVEEN NY SELECT|VALX|VIRTU AMERICAS LLC|1048
NXN|NUVEEN NY SELECT|VGRD|Vanguard Marketing Corporation|312
NXN|NUVEEN NY SELECT|WCHV|WELLS FARGO SECURITIES, LLC|11586
NXN|NUVEEN NY SELECT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|525
NXP|NUVEEN SELECT TAX FR|ALTX|Alternet Securities Inc.|100
NXP|NUVEEN SELECT TAX FR|APCC|Apex Clearing Corporation|245
NXP|NUVEEN SELECT TAX FR|BANK|Primevest Financial Services, Inc.|11
NXP|NUVEEN SELECT TAX FR|BARD|Robert W. Baird & Co. Incorporated|612
NXP|NUVEEN SELECT TAX FR|BBNT|BB&T SECURITIES, LLC|1
NXP|NUVEEN SELECT TAX FR|BERN|Sanford C. Bernstein & Co., LLC|3
NXP|NUVEEN SELECT TAX FR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
NXP|NUVEEN SELECT TAX FR|BTIG|BTIG, LLC|3144
NXP|NUVEEN SELECT TAX FR|CHAS|Charles Schwab & Co., Inc.|1
NXP|NUVEEN SELECT TAX FR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11884
NXP|NUVEEN SELECT TAX FR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
NXP|NUVEEN SELECT TAX FR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2000
NXP|NUVEEN SELECT TAX FR|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NXP|NUVEEN SELECT TAX FR|DADA|D.A. Davidson & Co.|630
NXP|NUVEEN SELECT TAX FR|DBAX|Deutsche Bank Securities Inc.|3200
NXP|NUVEEN SELECT TAX FR|DEAN|MORGAN STANLEY|3990
NXP|NUVEEN SELECT TAX FR|EBXL|EBX LLC|7700
NXP|NUVEEN SELECT TAX FR|EDJO|Edward D. Jones & Co., L.P.|60624
NXP|NUVEEN SELECT TAX FR|EGAM|CBOE TRADING, INC.|300
NXP|NUVEEN SELECT TAX FR|ETCB|ETC BROKERAGE SERVICES, LLC|100
NXP|NUVEEN SELECT TAX FR|ETRS|E*Trade Securities LLC|1040
NXP|NUVEEN SELECT TAX FR|FBSB|U.S. Bancorp Investments, Inc.|3
NXP|NUVEEN SELECT TAX FR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4905
NXP|NUVEEN SELECT TAX FR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3229
NXP|NUVEEN SELECT TAX FR|FTBR|Foliofn Investments, Inc.|11
NXP|NUVEEN SELECT TAX FR|GLPX|ACS EXECUTION SERVICES, LLC|712
NXP|NUVEEN SELECT TAX FR|GSCO|GOLDMAN SACHS & CO. LLC|1161
NXP|NUVEEN SELECT TAX FR|GSCS|GOLDMAN SACHS & CO. LLC|100
NXP|NUVEEN SELECT TAX FR|GTSZ|GTS SECURITIES LLC|300
NXP|NUVEEN SELECT TAX FR|HRBF|American Enterprise Investment Services Inc.|4952
NXP|NUVEEN SELECT TAX FR|IBKR|Interactive Brokers Llc|1127
NXP|NUVEEN SELECT TAX FR|ICBX|INSTINET, LLC|1300
NXP|NUVEEN SELECT TAX FR|INCA|INSTINET, LLC|900
NXP|NUVEEN SELECT TAX FR|ITGP|ITG INC.|1600
NXP|NUVEEN SELECT TAX FR|JPMX|J.P. Morgan Securities LLC|200
NXP|NUVEEN SELECT TAX FR|KCGM|VIRTU Americas LLC|2084
NXP|NUVEEN SELECT TAX FR|LEHM|Barclays Capital Inc./Le|6156
NXP|NUVEEN SELECT TAX FR|LIME|Lime Brokerage LLC|213
NXP|NUVEEN SELECT TAX FR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NXP|NUVEEN SELECT TAX FR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2380
NXP|NUVEEN SELECT TAX FR|MSCO|MORGAN STANLEY & CO. LLC|17359
NXP|NUVEEN SELECT TAX FR|MSPL|MORGAN STANLEY & CO. LLC|4900
NXP|NUVEEN SELECT TAX FR|MSTX|MORGAN STANLEY & CO. LLC|400
NXP|NUVEEN SELECT TAX FR|NATL|National Securities Corporation|65
NXP|NUVEEN SELECT TAX FR|NFSC|National Financial Services LLC|34151
NXP|NUVEEN SELECT TAX FR|NITE|VIRTU Americas LLC|43901
NXP|NUVEEN SELECT TAX FR|NQRB|Brut, LLC|398
NXP|NUVEEN SELECT TAX FR|OPCO|Oppenheimer & Co. Inc.|177
NXP|NUVEEN SELECT TAX FR|PDQM|CODA MARKETS, INC.|1012
NXP|NUVEEN SELECT TAX FR|PWJC|UBS Financial Services, Inc.|3700
NXP|NUVEEN SELECT TAX FR|RBCM|RBC CAPITAL MARKETS, LLC|8697
NXP|NUVEEN SELECT TAX FR|SAGL|SAGETRADER, LLC|100
NXP|NUVEEN SELECT TAX FR|SBSH|Citigroup Global Markets Inc.|1842
NXP|NUVEEN SELECT TAX FR|SGMT|GOLDMAN SACHS & CO. LLC|1161
NXP|NUVEEN SELECT TAX FR|SPDR|SPEEDROUTE LLC|100
NXP|NUVEEN SELECT TAX FR|SPHN|Stephens Inc.|993
NXP|NUVEEN SELECT TAX FR|STFL|Stifel, Nicolaus & Company, Incorporated|14658
NXP|NUVEEN SELECT TAX FR|SWIM|TD Ameritrade, Inc.|1220
NXP|NUVEEN SELECT TAX FR|SWST|Hilltop Securities Inc.|10958
NXP|NUVEEN SELECT TAX FR|UBSA|UBS SECURITIES LLC|9061
NXP|NUVEEN SELECT TAX FR|UBSS|UBS Securities LLC|21113
NXP|NUVEEN SELECT TAX FR|VALX|VIRTU AMERICAS LLC|200
NXP|NUVEEN SELECT TAX FR|VERT|The Vertical Trading Group, LLC|1
NXP|NUVEEN SELECT TAX FR|VGRD|Vanguard Marketing Corporation|582
NXP|NUVEEN SELECT TAX FR|WCHV|WELLS FARGO SECURITIES, LLC|16613
NXP|NUVEEN SELECT TAX FR|WSEA|WOLVERINE SECURITIES, LLC|87
NXP|NUVEEN SELECT TAX FR|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
NXP|NUVEEN SELECT TAX FR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2844
NXPI|NXP SEMICONDUCTORS|ACAD|ACADEMY SECURITIES, INC.|200
NXPI|NXP SEMICONDUCTORS|ADAM|CANACCORD GENUITY INC.|15843
NXPI|NXP SEMICONDUCTORS|AGIS|Aegis Capital Corp.|11157
NXPI|NXP SEMICONDUCTORS|ALTX|Alternet Securities Inc.|175120
NXPI|NXP SEMICONDUCTORS|ANOS|ABEL/NOSER, L.L.C.|5089
NXPI|NXP SEMICONDUCTORS|APCC|Apex Clearing Corporation|216101
NXPI|NXP SEMICONDUCTORS|AQUA|AQUA SECURITIES L.P.|2500
NXPI|NXP SEMICONDUCTORS|BARD|Robert W. Baird & Co. Incorporated|101704
NXPI|NXP SEMICONDUCTORS|BATM|CBOE TRADING, INC.|53602
NXPI|NXP SEMICONDUCTORS|BAYC|BAY CREST PARTNERS, LLC|9329
NXPI|NXP SEMICONDUCTORS|BAYT|BTIG, LLC|15527
NXPI|NXP SEMICONDUCTORS|BBNT|BB&T SECURITIES, LLC|2650
NXPI|NXP SEMICONDUCTORS|BERN|Sanford C. Bernstein & Co., LLC|382742
NXPI|NXP SEMICONDUCTORS|BGCE|BGC Financial Inc.|2025
NXPI|NXP SEMICONDUCTORS|BIAD|SAGETRADER, LLC|2247
NXPI|NXP SEMICONDUCTORS|BIDS|BIDS TRADING L.P.|2500
NXPI|NXP SEMICONDUCTORS|BIMI|Banca IMI Securities Corp.|2924
NXPI|NXP SEMICONDUCTORS|BKCM|BNY Mellon Capital Markets LLC|300
NXPI|NXP SEMICONDUCTORS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57181
NXPI|NXP SEMICONDUCTORS|BLKX|INSTINET, LLC|742800
NXPI|NXP SEMICONDUCTORS|BMOC|BMO Capital Markets Corp.|170099
NXPI|NXP SEMICONDUCTORS|BNPX|BNP PARIBAS SECURITIES CORP.|74313
NXPI|NXP SEMICONDUCTORS|BRGE|Newbridge Securities Corp.|165
NXPI|NXP SEMICONDUCTORS|BTIG|BTIG, LLC|2076655
NXPI|NXP SEMICONDUCTORS|BYXM|CBOE TRADING, INC.|12754
NXPI|NXP SEMICONDUCTORS|CABR|Cabrera Capital Markets, Inc.|45
NXPI|NXP SEMICONDUCTORS|CANT|Cantor Fitzgerald & Co.|14065
NXPI|NXP SEMICONDUCTORS|CBLC|CITIGROUP GLOBAL MARKETS INC.|268000
NXPI|NXP SEMICONDUCTORS|CBRA|Cobra Trading, Inc.|1500
NXPI|NXP SEMICONDUCTORS|CHAS|Charles Schwab & Co., Inc.|17121
NXPI|NXP SEMICONDUCTORS|CHBC|PENSERRA SECURITIES, LLC|65000
NXPI|NXP SEMICONDUCTORS|CHDN|CHARDAN CAPITAL MARKETS LLC|1464
NXPI|NXP SEMICONDUCTORS|CHLC|CHURCHILL CAPITAL USA, INC.|38368
NXPI|NXP SEMICONDUCTORS|CIST|Capital Institutional Services, Inc.|5317
NXPI|NXP SEMICONDUCTORS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|602844
NXPI|NXP SEMICONDUCTORS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|709127
NXPI|NXP SEMICONDUCTORS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|329285
NXPI|NXP SEMICONDUCTORS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2586711
NXPI|NXP SEMICONDUCTORS|CTDL|Citadel Derivatives Group Llc|72568
NXPI|NXP SEMICONDUCTORS|CTLR|CUTLER GROUP, LP|37009
NXPI|NXP SEMICONDUCTORS|CXCX|CITIGROUP GLOBAL MARKETS INC.|431510
NXPI|NXP SEMICONDUCTORS|DADA|D.A. Davidson & Co.|175
NXPI|NXP SEMICONDUCTORS|DBAB|Deutsche Bank Securities Inc.|1489035
NXPI|NXP SEMICONDUCTORS|DBAX|Deutsche Bank Securities Inc.|2347900
NXPI|NXP SEMICONDUCTORS|DEAN|MORGAN STANLEY|37127
NXPI|NXP SEMICONDUCTORS|DEGS|RONIN PROFESSIONAL LLC|2667
NXPI|NXP SEMICONDUCTORS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|835243
NXPI|NXP SEMICONDUCTORS|DOTC|Dougherty & Company LLC|3488
NXPI|NXP SEMICONDUCTORS|DRWC|DRW SECURITIES, L.L.C.|4500
NXPI|NXP SEMICONDUCTORS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5393
NXPI|NXP SEMICONDUCTORS|EBXL|EBX LLC|1654200
NXPI|NXP SEMICONDUCTORS|ECUT|CONVERGEX EXECUTION SOLUTIONS|164840
NXPI|NXP SEMICONDUCTORS|EDJC|Edward Jones / CDS|44
NXPI|NXP SEMICONDUCTORS|EDJO|Edward D. Jones & Co., L.P.|1105
NXPI|NXP SEMICONDUCTORS|EGAM|CBOE TRADING, INC.|220765
NXPI|NXP SEMICONDUCTORS|EGAW|CBOE TRADING, INC.|1737
NXPI|NXP SEMICONDUCTORS|EGMT|EG MARKET TECHNOLOGIES LLC|12796
NXPI|NXP SEMICONDUCTORS|EGXM|CBOE TRADING, INC.|55515
NXPI|NXP SEMICONDUCTORS|EGXW|CBOE TRADING, INC.|948
NXPI|NXP SEMICONDUCTORS|ELEV|ELEVATION, LLC|257437
NXPI|NXP SEMICONDUCTORS|EROP|Eroom Securities L.L.C.|16503
NXPI|NXP SEMICONDUCTORS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|300
NXPI|NXP SEMICONDUCTORS|ETBE|Electronic Transaction Clearing, Inc.|385807
NXPI|NXP SEMICONDUCTORS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|36270
NXPI|NXP SEMICONDUCTORS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|223372
NXPI|NXP SEMICONDUCTORS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|14115
NXPI|NXP SEMICONDUCTORS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2324
NXPI|NXP SEMICONDUCTORS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
NXPI|NXP SEMICONDUCTORS|ETRS|E*Trade Securities LLC|1313900
NXPI|NXP SEMICONDUCTORS|FBCO|Credit Suisse Securities (USA) LLC|3819864
NXPI|NXP SEMICONDUCTORS|FBRC|B. RILEY FBR, INC.|25421
NXPI|NXP SEMICONDUCTORS|FILL|Tradestation Securities, Inc.|52010
NXPI|NXP SEMICONDUCTORS|FINX|FINTECH SECURITIES|563
NXPI|NXP SEMICONDUCTORS|FMAF|NBCN Inc./ CDS|8045
NXPI|NXP SEMICONDUCTORS|FOMA|TD AMERITRADE CLEARING, INC.|1822415
NXPI|NXP SEMICONDUCTORS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7338
NXPI|NXP SEMICONDUCTORS|FQLS|Quantlab Securities LP|1427298
NXPI|NXP SEMICONDUCTORS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|320247
NXPI|NXP SEMICONDUCTORS|FTBR|Foliofn Investments, Inc.|2539
NXPI|NXP SEMICONDUCTORS|GEBB|GLOBAL EXECUTION BROKERS, LP|476177
NXPI|NXP SEMICONDUCTORS|GLIS|TD Securities Inc|420
NXPI|NXP SEMICONDUCTORS|GLPX|ACS EXECUTION SERVICES, LLC|768687
NXPI|NXP SEMICONDUCTORS|GSCO|GOLDMAN SACHS & CO. LLC|5815070
NXPI|NXP SEMICONDUCTORS|GSCS|GOLDMAN SACHS & CO. LLC|1540975
NXPI|NXP SEMICONDUCTORS|GSLT|GOLDMAN SACHS & CO. LLC|222543
NXPI|NXP SEMICONDUCTORS|GTSZ|GTS SECURITIES LLC|1268200
NXPI|NXP SEMICONDUCTORS|GUGS|Guggenheim Securities, LLC|100
NXPI|NXP SEMICONDUCTORS|HAPX|HAP Trading, LLC|208799
NXPI|NXP SEMICONDUCTORS|HRBF|American Enterprise Investment Services Inc.|28097
NXPI|NXP SEMICONDUCTORS|HSBC|HSBC Securities, Inc.|454542
NXPI|NXP SEMICONDUCTORS|IATS|INTERACTIVE BROKERS LLC|316668
NXPI|NXP SEMICONDUCTORS|IBKR|Interactive Brokers Llc|3105717
NXPI|NXP SEMICONDUCTORS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3069
NXPI|NXP SEMICONDUCTORS|ICBX|INSTINET, LLC|1357589
NXPI|NXP SEMICONDUCTORS|IMPC|Imperial Capital, LLC|31900
NXPI|NXP SEMICONDUCTORS|INCA|INSTINET, LLC|4788300
NXPI|NXP SEMICONDUCTORS|INJX|INSTINET, LLC|462054
NXPI|NXP SEMICONDUCTORS|INTL|INTL FCSTONE FINANCIAL INC.|283
NXPI|NXP SEMICONDUCTORS|ITGI|ITG Inc.|1003219
NXPI|NXP SEMICONDUCTORS|ITGP|ITG INC.|2005400
NXPI|NXP SEMICONDUCTORS|JANY|Janney Montgomery Scott Inc.|5725
NXPI|NXP SEMICONDUCTORS|JEFF|JEFFERIES LLC|1735984
NXPI|NXP SEMICONDUCTORS|JMPT|JUMP TRADING, LLC|295697
NXPI|NXP SEMICONDUCTORS|JONE|JonesTrading|177202
NXPI|NXP SEMICONDUCTORS|JPBX|J.P. MORGAN SECURITIES LLC|194271
NXPI|NXP SEMICONDUCTORS|JPMX|J.P. Morgan Securities LLC|5625060
NXPI|NXP SEMICONDUCTORS|JSJX|JANE STREET CAPITAL LLC|61468
NXPI|NXP SEMICONDUCTORS|JUTA|JUMP TRADING, LLC|2463
NXPI|NXP SEMICONDUCTORS|KCGM|VIRTU Americas LLC|603589
NXPI|NXP SEMICONDUCTORS|LEHM|Barclays Capital Inc./Le|3781878
NXPI|NXP SEMICONDUCTORS|LIME|Lime Brokerage LLC|921189
NXPI|NXP SEMICONDUCTORS|LMGP|LIME BROKERAGE LLC|23045
NXPI|NXP SEMICONDUCTORS|LOOP|Loop Capital Markets LLC|100
NXPI|NXP SEMICONDUCTORS|LQNA|LIQUIDNET, INC.|885000
NXPI|NXP SEMICONDUCTORS|LSCI|Lek Securities Corporation|48456
NXPI|NXP SEMICONDUCTORS|LVMR|LIVERMORE TRADING GROUP, INC.|2160
NXPI|NXP SEMICONDUCTORS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1987
NXPI|NXP SEMICONDUCTORS|MACQ|Macquarie Capital (USA) Inc.|200
NXPI|NXP SEMICONDUCTORS|MAXM|Maxim Group LLC|11858
NXPI|NXP SEMICONDUCTORS|MBTS|ALLY INVEST SECURITIES LLC|5921
NXPI|NXP SEMICONDUCTORS|MCBT|Moors & Cabot, Inc.|300
NXPI|NXP SEMICONDUCTORS|MCMF|Raymond James Ltd. Cds|545
NXPI|NXP SEMICONDUCTORS|MICA|Spartan Securities Group, Ltd.|400
NXPI|NXP SEMICONDUCTORS|MKMP|MKM Partners LLC|7300
NXPI|NXP SEMICONDUCTORS|MKRT|MARKET SECURITIES, LLC|81796
NXPI|NXP SEMICONDUCTORS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2453509
NXPI|NXP SEMICONDUCTORS|MOTF|MOTIF INVESTING, INC.|29
NXPI|NXP SEMICONDUCTORS|MSCO|MORGAN STANLEY & CO. LLC|19512638
NXPI|NXP SEMICONDUCTORS|MSPL|MORGAN STANLEY & CO. LLC|1993500
NXPI|NXP SEMICONDUCTORS|MSTX|MORGAN STANLEY & CO. LLC|297400
NXPI|NXP SEMICONDUCTORS|MZHO|Mizuho Securities USA LLC|14600
NXPI|NXP SEMICONDUCTORS|NATL|National Securities Corporation|800
NXPI|NXP SEMICONDUCTORS|NEED|Needham & Company, LLC|124
NXPI|NXP SEMICONDUCTORS|NFSC|National Financial Services LLC|1192920
NXPI|NXP SEMICONDUCTORS|NITE|VIRTU Americas LLC|3567746
NXPI|NXP SEMICONDUCTORS|NITP|VIRTU Americas LLC|39693
NXPI|NXP SEMICONDUCTORS|NMRA|Nomura Securities International, Inc.|60900
NXPI|NXP SEMICONDUCTORS|NQRB|Brut, LLC|184175
NXPI|NXP SEMICONDUCTORS|NTRC|Northern Trust Securities, Inc.|1198
NXPI|NXP SEMICONDUCTORS|OGRU|Oscar Gruss & Son, Incorporated|137200
NXPI|NXP SEMICONDUCTORS|OPCO|Oppenheimer & Co. Inc.|23496
NXPI|NXP SEMICONDUCTORS|OTUS|OLIVETREE FINANCIAL, LLC|63570
NXPI|NXP SEMICONDUCTORS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|15499
NXPI|NXP SEMICONDUCTORS|PCFF|Pacific International Securities Inc./CDS|59
NXPI|NXP SEMICONDUCTORS|PCPT|PHILLIP CAPITAL INC.|90
NXPI|NXP SEMICONDUCTORS|PDQM|CODA MARKETS, INC.|1803575
NXPI|NXP SEMICONDUCTORS|PHLY|NASDAQ Execution Services, LLC|204378
NXPI|NXP SEMICONDUCTORS|PICT|Pictet Overseas Inc.|1000
NXPI|NXP SEMICONDUCTORS|PIPR|Piper Jaffray & Co.|11825
NXPI|NXP SEMICONDUCTORS|POIN|PRECISION SECURITIES, LLC (POIN)|2750
NXPI|NXP SEMICONDUCTORS|PWJC|UBS Financial Services, Inc.|29646
NXPI|NXP SEMICONDUCTORS|RAJA|Raymond James & Associates, Inc.|303374
NXPI|NXP SEMICONDUCTORS|RBCM|RBC CAPITAL MARKETS, LLC|23039
NXPI|NXP SEMICONDUCTORS|RGLD|Regal Securities, Inc|950
NXPI|NXP SEMICONDUCTORS|RHCO|Suntrust Robinson Humphrey, Inc.|10406
NXPI|NXP SEMICONDUCTORS|SAGL|SAGETRADER, LLC|90680
NXPI|NXP SEMICONDUCTORS|SALI|INTL FCSTONE FINANCIAL INC.|10980
NXPI|NXP SEMICONDUCTORS|SBSH|Citigroup Global Markets Inc.|2472877
NXPI|NXP SEMICONDUCTORS|SEIC|SEI Investments Distribution Co.|540
NXPI|NXP SEMICONDUCTORS|SGMT|GOLDMAN SACHS & CO. LLC|1617694
NXPI|NXP SEMICONDUCTORS|SIBO|Prime Executions, Inc.|87583
NXPI|NXP SEMICONDUCTORS|SJLS|TRADE INFORMATICS LLC|300
NXPI|NXP SEMICONDUCTORS|SOGO|Wang Investment Associates, Inc.|475
NXPI|NXP SEMICONDUCTORS|SPDR|SPEEDROUTE LLC|339462
NXPI|NXP SEMICONDUCTORS|SPTD|MINT GLOBAL MARKETS, INC.|3390
NXPI|NXP SEMICONDUCTORS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1900
NXPI|NXP SEMICONDUCTORS|STFL|Stifel, Nicolaus & Company, Incorporated|7167
NXPI|NXP SEMICONDUCTORS|STKP|STOCKPILE INVESTMENTS, INC.|86
NXPI|NXP SEMICONDUCTORS|STXG|Stockcross Financial Services, Inc.|300
NXPI|NXP SEMICONDUCTORS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
NXPI|NXP SEMICONDUCTORS|SWIM|TD Ameritrade, Inc.|1147329
NXPI|NXP SEMICONDUCTORS|SWST|Hilltop Securities Inc.|3811
NXPI|NXP SEMICONDUCTORS|TDSI|TD Securities (USA) LLC|100
NXPI|NXP SEMICONDUCTORS|TKNG|ALLY INVEST SECURITIES LLC|7887
NXPI|NXP SEMICONDUCTORS|TMBR|Timber Hill LLC|2122
NXPI|NXP SEMICONDUCTORS|TRBT|Tradebot Systems, Inc.|1109289
NXPI|NXP SEMICONDUCTORS|TRCM|TRC MARKETS LLC|282638
NXPI|NXP SEMICONDUCTORS|TWTT|TASTYWORKS, INC.|1100
NXPI|NXP SEMICONDUCTORS|UBSA|UBS SECURITIES LLC|6730365
NXPI|NXP SEMICONDUCTORS|UBSS|UBS Securities LLC|8276722
NXPI|NXP SEMICONDUCTORS|UFPA|UNITED FIRST PARTNERS LLC|145008
NXPI|NXP SEMICONDUCTORS|VALX|VIRTU AMERICAS LLC|165129
NXPI|NXP SEMICONDUCTORS|VERT|The Vertical Trading Group, LLC|22
NXPI|NXP SEMICONDUCTORS|VGRD|Vanguard Marketing Corporation|37517
NXPI|NXP SEMICONDUCTORS|VSIN|Vision Financial Markets Llc|250
NXPI|NXP SEMICONDUCTORS|WABR|Wall Street Access|28603
NXPI|NXP SEMICONDUCTORS|WBET|Wallachbeth Capital LLC|7841
NXPI|NXP SEMICONDUCTORS|WBPX|SUMMIT SECURITIES GROUP, LLC|14873
NXPI|NXP SEMICONDUCTORS|WCHV|WELLS FARGO SECURITIES, LLC|639662
NXPI|NXP SEMICONDUCTORS|WEDB|WEDBUSH SECURITIES INC.|331041
NXPI|NXP SEMICONDUCTORS|WEED|Weeden & Co.L.P.|1602
NXPI|NXP SEMICONDUCTORS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|73694
NXPI|NXP SEMICONDUCTORS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71485
NXPI|NXP SEMICONDUCTORS|WGIF|CIBC World Markets Inc.|36181
NXPI|NXP SEMICONDUCTORS|WSEA|WOLVERINE SECURITIES, LLC|6572
NXPI|NXP SEMICONDUCTORS|XIST|INSTINET, LLC|71738
NXPI|NXP SEMICONDUCTORS|XSTM|NATIONAL FINANCIAL SERVICES LLC|566694
NXPI|NXP SEMICONDUCTORS|YKNA|COMHAR CAPITAL MARKETS, LLC|147577
NXPI|NXP SEMICONDUCTORS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8119
NXQ|NUVEEN TAX FREE INCM|ALTX|Alternet Securities Inc.|100
NXQ|NUVEEN TAX FREE INCM|APCC|Apex Clearing Corporation|11
NXQ|NUVEEN TAX FREE INCM|BARD|Robert W. Baird & Co. Incorporated|1003
NXQ|NUVEEN TAX FREE INCM|BTIG|BTIG, LLC|197
NXQ|NUVEEN TAX FREE INCM|CHAS|Charles Schwab & Co., Inc.|2
NXQ|NUVEEN TAX FREE INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|225
NXQ|NUVEEN TAX FREE INCM|CTDL|Citadel Derivatives Group Llc|200
NXQ|NUVEEN TAX FREE INCM|DBAB|Deutsche Bank Securities Inc.|200
NXQ|NUVEEN TAX FREE INCM|DBAX|Deutsche Bank Securities Inc.|1500
NXQ|NUVEEN TAX FREE INCM|DEAN|MORGAN STANLEY|3650
NXQ|NUVEEN TAX FREE INCM|EBXL|EBX LLC|400
NXQ|NUVEEN TAX FREE INCM|EDJO|Edward D. Jones & Co., L.P.|23825
NXQ|NUVEEN TAX FREE INCM|ETRS|E*Trade Securities LLC|1060
NXQ|NUVEEN TAX FREE INCM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2911
NXQ|NUVEEN TAX FREE INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8256
NXQ|NUVEEN TAX FREE INCM|FTBR|Foliofn Investments, Inc.|11
NXQ|NUVEEN TAX FREE INCM|GSCO|GOLDMAN SACHS & CO. LLC|100
NXQ|NUVEEN TAX FREE INCM|GSLT|GOLDMAN SACHS & CO. LLC|185
NXQ|NUVEEN TAX FREE INCM|GTSZ|GTS SECURITIES LLC|57
NXQ|NUVEEN TAX FREE INCM|HRBF|American Enterprise Investment Services Inc.|9982
NXQ|NUVEEN TAX FREE INCM|HSBC|HSBC Securities, Inc.|25
NXQ|NUVEEN TAX FREE INCM|IBKR|Interactive Brokers Llc|1035
NXQ|NUVEEN TAX FREE INCM|INCA|INSTINET, LLC|276
NXQ|NUVEEN TAX FREE INCM|ITGP|ITG INC.|200
NXQ|NUVEEN TAX FREE INCM|JPMX|J.P. Morgan Securities LLC|200
NXQ|NUVEEN TAX FREE INCM|LIME|Lime Brokerage LLC|697
NXQ|NUVEEN TAX FREE INCM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
NXQ|NUVEEN TAX FREE INCM|MSCO|MORGAN STANLEY & CO. LLC|5892
NXQ|NUVEEN TAX FREE INCM|NATL|National Securities Corporation|2445
NXQ|NUVEEN TAX FREE INCM|NFSC|National Financial Services LLC|25313
NXQ|NUVEEN TAX FREE INCM|NITE|VIRTU Americas LLC|30821
NXQ|NUVEEN TAX FREE INCM|NQRB|Brut, LLC|1194
NXQ|NUVEEN TAX FREE INCM|OPCO|Oppenheimer & Co. Inc.|19
NXQ|NUVEEN TAX FREE INCM|PDQM|CODA MARKETS, INC.|200
NXQ|NUVEEN TAX FREE INCM|PWJC|UBS Financial Services, Inc.|8810
NXQ|NUVEEN TAX FREE INCM|RBCM|RBC CAPITAL MARKETS, LLC|3699
NXQ|NUVEEN TAX FREE INCM|SALI|INTL FCSTONE FINANCIAL INC.|2
NXQ|NUVEEN TAX FREE INCM|STFL|Stifel, Nicolaus & Company, Incorporated|6393
NXQ|NUVEEN TAX FREE INCM|SWIM|TD Ameritrade, Inc.|175
NXQ|NUVEEN TAX FREE INCM|TKNG|ALLY INVEST SECURITIES LLC|222
NXQ|NUVEEN TAX FREE INCM|TRBT|Tradebot Systems, Inc.|715
NXQ|NUVEEN TAX FREE INCM|UBSA|UBS SECURITIES LLC|3864
NXQ|NUVEEN TAX FREE INCM|UBSS|UBS Securities LLC|31686
NXQ|NUVEEN TAX FREE INCM|VGRD|Vanguard Marketing Corporation|4677
NXQ|NUVEEN TAX FREE INCM|WCHV|WELLS FARGO SECURITIES, LLC|4953
NXQ|NUVEEN TAX FREE INCM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3286
NXQ|NUVEEN TAX FREE INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NXQ|NUVEEN TAX FREE INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1531
NXR|NUVEEN TAX FREE III|ALTX|Alternet Securities Inc.|100
NXR|NUVEEN TAX FREE III|APCC|Apex Clearing Corporation|8
NXR|NUVEEN TAX FREE III|BARD|Robert W. Baird & Co. Incorporated|2
NXR|NUVEEN TAX FREE III|BTIG|BTIG, LLC|9755
NXR|NUVEEN TAX FREE III|CANT|Cantor Fitzgerald & Co.|191
NXR|NUVEEN TAX FREE III|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8900
NXR|NUVEEN TAX FREE III|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3251
NXR|NUVEEN TAX FREE III|CTDL|Citadel Derivatives Group Llc|197
NXR|NUVEEN TAX FREE III|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
NXR|NUVEEN TAX FREE III|DADA|D.A. Davidson & Co.|4305
NXR|NUVEEN TAX FREE III|DBAX|Deutsche Bank Securities Inc.|5200
NXR|NUVEEN TAX FREE III|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4055
NXR|NUVEEN TAX FREE III|EBXL|EBX LLC|3100
NXR|NUVEEN TAX FREE III|EDJO|Edward D. Jones & Co., L.P.|15868
NXR|NUVEEN TAX FREE III|EGAM|CBOE TRADING, INC.|300
NXR|NUVEEN TAX FREE III|ETRS|E*Trade Securities LLC|32
NXR|NUVEEN TAX FREE III|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2922
NXR|NUVEEN TAX FREE III|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|603
NXR|NUVEEN TAX FREE III|FTBR|Foliofn Investments, Inc.|1
NXR|NUVEEN TAX FREE III|GLPX|ACS EXECUTION SERVICES, LLC|177
NXR|NUVEEN TAX FREE III|GSCS|GOLDMAN SACHS & CO. LLC|100
NXR|NUVEEN TAX FREE III|HRBF|American Enterprise Investment Services Inc.|3287
NXR|NUVEEN TAX FREE III|IBKR|Interactive Brokers Llc|1707
NXR|NUVEEN TAX FREE III|ICBX|INSTINET, LLC|200
NXR|NUVEEN TAX FREE III|INCA|INSTINET, LLC|1001
NXR|NUVEEN TAX FREE III|ITGI|ITG Inc.|400
NXR|NUVEEN TAX FREE III|ITGP|ITG INC.|800
NXR|NUVEEN TAX FREE III|JPMX|J.P. Morgan Securities LLC|1400
NXR|NUVEEN TAX FREE III|KCGM|VIRTU Americas LLC|2837
NXR|NUVEEN TAX FREE III|LEHM|Barclays Capital Inc./Le|2819
NXR|NUVEEN TAX FREE III|LIME|Lime Brokerage LLC|168
NXR|NUVEEN TAX FREE III|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
NXR|NUVEEN TAX FREE III|MSCO|MORGAN STANLEY & CO. LLC|27111
NXR|NUVEEN TAX FREE III|MSPL|MORGAN STANLEY & CO. LLC|4600
NXR|NUVEEN TAX FREE III|NFSC|National Financial Services LLC|6360
NXR|NUVEEN TAX FREE III|NITE|VIRTU Americas LLC|29309
NXR|NUVEEN TAX FREE III|NQRB|Brut, LLC|100
NXR|NUVEEN TAX FREE III|OPCO|Oppenheimer & Co. Inc.|400
NXR|NUVEEN TAX FREE III|PDQM|CODA MARKETS, INC.|177
NXR|NUVEEN TAX FREE III|PWJC|UBS Financial Services, Inc.|33112
NXR|NUVEEN TAX FREE III|RBCM|RBC CAPITAL MARKETS, LLC|10467
NXR|NUVEEN TAX FREE III|SGMT|GOLDMAN SACHS & CO. LLC|700
NXR|NUVEEN TAX FREE III|SPDR|SPEEDROUTE LLC|200
NXR|NUVEEN TAX FREE III|STFL|Stifel, Nicolaus & Company, Incorporated|7430
NXR|NUVEEN TAX FREE III|SWST|Hilltop Securities Inc.|3573
NXR|NUVEEN TAX FREE III|TRCM|TRC MARKETS LLC|100
NXR|NUVEEN TAX FREE III|UBSA|UBS SECURITIES LLC|5561
NXR|NUVEEN TAX FREE III|UBSS|UBS Securities LLC|51073
NXR|NUVEEN TAX FREE III|VALX|VIRTU AMERICAS LLC|136
NXR|NUVEEN TAX FREE III|VGRD|Vanguard Marketing Corporation|1431
NXR|NUVEEN TAX FREE III|WCHV|WELLS FARGO SECURITIES, LLC|18123
NXR|NUVEEN TAX FREE III|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NXR|NUVEEN TAX FREE III|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2206
NXRT|NEXPOINT RESIDENTIAL|ALTX|Alternet Securities Inc.|317
NXRT|NEXPOINT RESIDENTIAL|APCC|Apex Clearing Corporation|71
NXRT|NEXPOINT RESIDENTIAL|BANK|Primevest Financial Services, Inc.|1
NXRT|NEXPOINT RESIDENTIAL|BATM|CBOE TRADING, INC.|317
NXRT|NEXPOINT RESIDENTIAL|BAYC|BAY CREST PARTNERS, LLC|11
NXRT|NEXPOINT RESIDENTIAL|BBNT|BB&T SECURITIES, LLC|7300
NXRT|NEXPOINT RESIDENTIAL|BERN|Sanford C. Bernstein & Co., LLC|359
NXRT|NEXPOINT RESIDENTIAL|BNPX|BNP PARIBAS SECURITIES CORP.|2708
NXRT|NEXPOINT RESIDENTIAL|BZYD|GOLDMAN SACHS & CO. LLC|1548
NXRT|NEXPOINT RESIDENTIAL|CHAS|Charles Schwab & Co., Inc.|3
NXRT|NEXPOINT RESIDENTIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|220
NXRT|NEXPOINT RESIDENTIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
NXRT|NEXPOINT RESIDENTIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18716
NXRT|NEXPOINT RESIDENTIAL|CTDL|Citadel Derivatives Group Llc|205
NXRT|NEXPOINT RESIDENTIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|4548
NXRT|NEXPOINT RESIDENTIAL|DBAB|Deutsche Bank Securities Inc.|12714
NXRT|NEXPOINT RESIDENTIAL|DBAX|Deutsche Bank Securities Inc.|6700
NXRT|NEXPOINT RESIDENTIAL|DEAN|MORGAN STANLEY|1980
NXRT|NEXPOINT RESIDENTIAL|DEGS|RONIN PROFESSIONAL LLC|545
NXRT|NEXPOINT RESIDENTIAL|EBXL|EBX LLC|7200
NXRT|NEXPOINT RESIDENTIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|21859
NXRT|NEXPOINT RESIDENTIAL|EDJO|Edward D. Jones & Co., L.P.|522
NXRT|NEXPOINT RESIDENTIAL|EGAM|CBOE TRADING, INC.|977
NXRT|NEXPOINT RESIDENTIAL|EGXM|CBOE TRADING, INC.|157
NXRT|NEXPOINT RESIDENTIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
NXRT|NEXPOINT RESIDENTIAL|ETRS|E*Trade Securities LLC|1560
NXRT|NEXPOINT RESIDENTIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16597
NXRT|NEXPOINT RESIDENTIAL|FTBR|Foliofn Investments, Inc.|540
NXRT|NEXPOINT RESIDENTIAL|GLPX|ACS EXECUTION SERVICES, LLC|851
NXRT|NEXPOINT RESIDENTIAL|GSCO|GOLDMAN SACHS & CO. LLC|26202
NXRT|NEXPOINT RESIDENTIAL|GSCS|GOLDMAN SACHS & CO. LLC|7469
NXRT|NEXPOINT RESIDENTIAL|GSLT|GOLDMAN SACHS & CO. LLC|200
NXRT|NEXPOINT RESIDENTIAL|GTSZ|GTS SECURITIES LLC|6205
NXRT|NEXPOINT RESIDENTIAL|HRBF|American Enterprise Investment Services Inc.|323
NXRT|NEXPOINT RESIDENTIAL|IBKR|Interactive Brokers Llc|1361
NXRT|NEXPOINT RESIDENTIAL|ICBX|INSTINET, LLC|1800
NXRT|NEXPOINT RESIDENTIAL|IEQY|CITADEL SECURITIES LLC|4544
NXRT|NEXPOINT RESIDENTIAL|INCA|INSTINET, LLC|13657
NXRT|NEXPOINT RESIDENTIAL|ITGI|ITG Inc.|10193
NXRT|NEXPOINT RESIDENTIAL|ITGP|ITG INC.|16000
NXRT|NEXPOINT RESIDENTIAL|JEFF|JEFFERIES LLC|690
NXRT|NEXPOINT RESIDENTIAL|JPBX|J.P. MORGAN SECURITIES LLC|1450
NXRT|NEXPOINT RESIDENTIAL|JPMX|J.P. Morgan Securities LLC|33903
NXRT|NEXPOINT RESIDENTIAL|JSJX|JANE STREET CAPITAL LLC|718
NXRT|NEXPOINT RESIDENTIAL|KCGM|VIRTU Americas LLC|2505
NXRT|NEXPOINT RESIDENTIAL|LEHM|Barclays Capital Inc./Le|16484
NXRT|NEXPOINT RESIDENTIAL|LIME|Lime Brokerage LLC|8759
NXRT|NEXPOINT RESIDENTIAL|LSCI|Lek Securities Corporation|4
NXRT|NEXPOINT RESIDENTIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5700
NXRT|NEXPOINT RESIDENTIAL|MSCO|MORGAN STANLEY & CO. LLC|52296
NXRT|NEXPOINT RESIDENTIAL|MSPL|MORGAN STANLEY & CO. LLC|13000
NXRT|NEXPOINT RESIDENTIAL|MSTX|MORGAN STANLEY & CO. LLC|2200
NXRT|NEXPOINT RESIDENTIAL|NFSC|National Financial Services LLC|27672
NXRT|NEXPOINT RESIDENTIAL|NITE|VIRTU Americas LLC|37578
NXRT|NEXPOINT RESIDENTIAL|PDQM|CODA MARKETS, INC.|2019
NXRT|NEXPOINT RESIDENTIAL|PWJC|UBS Financial Services, Inc.|1375
NXRT|NEXPOINT RESIDENTIAL|RBCM|RBC CAPITAL MARKETS, LLC|1
NXRT|NEXPOINT RESIDENTIAL|SBSH|Citigroup Global Markets Inc.|25218
NXRT|NEXPOINT RESIDENTIAL|SGMT|GOLDMAN SACHS & CO. LLC|5034
NXRT|NEXPOINT RESIDENTIAL|SOCO|Capital One Southcoast, Inc|298
NXRT|NEXPOINT RESIDENTIAL|SPDR|SPEEDROUTE LLC|400
NXRT|NEXPOINT RESIDENTIAL|STFL|Stifel, Nicolaus & Company, Incorporated|847
NXRT|NEXPOINT RESIDENTIAL|SWST|Hilltop Securities Inc.|317
NXRT|NEXPOINT RESIDENTIAL|TRBT|Tradebot Systems, Inc.|3709
NXRT|NEXPOINT RESIDENTIAL|TRCM|TRC MARKETS LLC|2774
NXRT|NEXPOINT RESIDENTIAL|UBSA|UBS SECURITIES LLC|43941
NXRT|NEXPOINT RESIDENTIAL|UBSS|UBS Securities LLC|104330
NXRT|NEXPOINT RESIDENTIAL|VALX|VIRTU AMERICAS LLC|9982
NXRT|NEXPOINT RESIDENTIAL|WCHV|WELLS FARGO SECURITIES, LLC|5233
NXRT|NEXPOINT RESIDENTIAL|WEED|Weeden & Co.L.P.|82
NXRT|NEXPOINT RESIDENTIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
NXRT|NEXPOINT RESIDENTIAL|WSEA|WOLVERINE SECURITIES, LLC|23
NXRT|NEXPOINT RESIDENTIAL|XIST|INSTINET, LLC|10200
NXRT|NEXPOINT RESIDENTIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
NXRT|NEXPOINT RESIDENTIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|185
NXST|NEXSTAR MEDIA CM A|AGIS|Aegis Capital Corp.|44
NXST|NEXSTAR MEDIA CM A|ANOS|ABEL/NOSER, L.L.C.|46
NXST|NEXSTAR MEDIA CM A|APCC|Apex Clearing Corporation|4155
NXST|NEXSTAR MEDIA CM A|AQUA|AQUA SECURITIES L.P.|5700
NXST|NEXSTAR MEDIA CM A|BARD|Robert W. Baird & Co. Incorporated|63838
NXST|NEXSTAR MEDIA CM A|BATM|CBOE TRADING, INC.|6705
NXST|NEXSTAR MEDIA CM A|BAYC|BAY CREST PARTNERS, LLC|130040
NXST|NEXSTAR MEDIA CM A|BAYT|BTIG, LLC|800
NXST|NEXSTAR MEDIA CM A|BERN|Sanford C. Bernstein & Co., LLC|102676
NXST|NEXSTAR MEDIA CM A|BIAD|SAGETRADER, LLC|421
NXST|NEXSTAR MEDIA CM A|BIDS|BIDS TRADING L.P.|300
NXST|NEXSTAR MEDIA CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|362
NXST|NEXSTAR MEDIA CM A|BLKX|INSTINET, LLC|66300
NXST|NEXSTAR MEDIA CM A|BMOC|BMO Capital Markets Corp.|8734
NXST|NEXSTAR MEDIA CM A|BNPX|BNP PARIBAS SECURITIES CORP.|75481
NXST|NEXSTAR MEDIA CM A|BTIG|BTIG, LLC|45436
NXST|NEXSTAR MEDIA CM A|BYXM|CBOE TRADING, INC.|115
NXST|NEXSTAR MEDIA CM A|BZYD|GOLDMAN SACHS & CO. LLC|411
NXST|NEXSTAR MEDIA CM A|CANT|Cantor Fitzgerald & Co.|115
NXST|NEXSTAR MEDIA CM A|CBLC|CITIGROUP GLOBAL MARKETS INC.|100100
NXST|NEXSTAR MEDIA CM A|CHAS|Charles Schwab & Co., Inc.|596
NXST|NEXSTAR MEDIA CM A|CIST|Capital Institutional Services, Inc.|185
NXST|NEXSTAR MEDIA CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38454
NXST|NEXSTAR MEDIA CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1594
NXST|NEXSTAR MEDIA CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|205
NXST|NEXSTAR MEDIA CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223338
NXST|NEXSTAR MEDIA CM A|CSIN|Citadel Securities Institutional LLC|400
NXST|NEXSTAR MEDIA CM A|CTDL|Citadel Derivatives Group Llc|3187
NXST|NEXSTAR MEDIA CM A|CTLR|CUTLER GROUP, LP|5210
NXST|NEXSTAR MEDIA CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|28896
NXST|NEXSTAR MEDIA CM A|DBAB|Deutsche Bank Securities Inc.|227227
NXST|NEXSTAR MEDIA CM A|DBAX|Deutsche Bank Securities Inc.|250400
NXST|NEXSTAR MEDIA CM A|DBUL|Deutsche Bank Securities Inc.|13902
NXST|NEXSTAR MEDIA CM A|DEAN|MORGAN STANLEY|8186
NXST|NEXSTAR MEDIA CM A|DEGS|RONIN PROFESSIONAL LLC|3021
NXST|NEXSTAR MEDIA CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|885
NXST|NEXSTAR MEDIA CM A|EBXL|EBX LLC|208800
NXST|NEXSTAR MEDIA CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1959
NXST|NEXSTAR MEDIA CM A|EDJO|Edward D. Jones & Co., L.P.|786
NXST|NEXSTAR MEDIA CM A|EGAM|CBOE TRADING, INC.|33324
NXST|NEXSTAR MEDIA CM A|EGMT|EG MARKET TECHNOLOGIES LLC|700
NXST|NEXSTAR MEDIA CM A|EGXM|CBOE TRADING, INC.|6024
NXST|NEXSTAR MEDIA CM A|ETBE|Electronic Transaction Clearing, Inc.|1526
NXST|NEXSTAR MEDIA CM A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|40
NXST|NEXSTAR MEDIA CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|64905
NXST|NEXSTAR MEDIA CM A|ETRS|E*Trade Securities LLC|21555
NXST|NEXSTAR MEDIA CM A|FBCO|Credit Suisse Securities (USA) LLC|274806
NXST|NEXSTAR MEDIA CM A|FBSB|U.S. Bancorp Investments, Inc.|31
NXST|NEXSTAR MEDIA CM A|FILL|Tradestation Securities, Inc.|869
NXST|NEXSTAR MEDIA CM A|FOMA|TD AMERITRADE CLEARING, INC.|14584
NXST|NEXSTAR MEDIA CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|41
NXST|NEXSTAR MEDIA CM A|FQLS|Quantlab Securities LP|208172
NXST|NEXSTAR MEDIA CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19060
NXST|NEXSTAR MEDIA CM A|FTBR|Foliofn Investments, Inc.|549
NXST|NEXSTAR MEDIA CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|53470
NXST|NEXSTAR MEDIA CM A|GLPX|ACS EXECUTION SERVICES, LLC|781
NXST|NEXSTAR MEDIA CM A|GSCO|GOLDMAN SACHS & CO. LLC|895203
NXST|NEXSTAR MEDIA CM A|GSCS|GOLDMAN SACHS & CO. LLC|35513
NXST|NEXSTAR MEDIA CM A|GSLT|GOLDMAN SACHS & CO. LLC|3702
NXST|NEXSTAR MEDIA CM A|GTSZ|GTS SECURITIES LLC|7678
NXST|NEXSTAR MEDIA CM A|HAPX|HAP Trading, LLC|2253
NXST|NEXSTAR MEDIA CM A|HRBF|American Enterprise Investment Services Inc.|1227
NXST|NEXSTAR MEDIA CM A|IBKR|Interactive Brokers Llc|48166
NXST|NEXSTAR MEDIA CM A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|163
NXST|NEXSTAR MEDIA CM A|ICBX|INSTINET, LLC|35879
NXST|NEXSTAR MEDIA CM A|IEQY|CITADEL SECURITIES LLC|49274
NXST|NEXSTAR MEDIA CM A|INCA|INSTINET, LLC|713086
NXST|NEXSTAR MEDIA CM A|INJX|INSTINET, LLC|51544
NXST|NEXSTAR MEDIA CM A|ITGI|ITG Inc.|45899
NXST|NEXSTAR MEDIA CM A|ITGP|ITG INC.|436400
NXST|NEXSTAR MEDIA CM A|JANY|Janney Montgomery Scott Inc.|42
NXST|NEXSTAR MEDIA CM A|JEFF|JEFFERIES LLC|265840
NXST|NEXSTAR MEDIA CM A|JMPT|JUMP TRADING, LLC|41724
NXST|NEXSTAR MEDIA CM A|JONE|JonesTrading|24
NXST|NEXSTAR MEDIA CM A|JPBX|J.P. MORGAN SECURITIES LLC|40746
NXST|NEXSTAR MEDIA CM A|JPMX|J.P. Morgan Securities LLC|322979
NXST|NEXSTAR MEDIA CM A|KCGM|VIRTU Americas LLC|92406
NXST|NEXSTAR MEDIA CM A|LEHM|Barclays Capital Inc./Le|517681
NXST|NEXSTAR MEDIA CM A|LIME|Lime Brokerage LLC|91010
NXST|NEXSTAR MEDIA CM A|LQNA|LIQUIDNET, INC.|68200
NXST|NEXSTAR MEDIA CM A|LQNB|LIQUIDNET, INC.|8900
NXST|NEXSTAR MEDIA CM A|LSCI|Lek Securities Corporation|911
NXST|NEXSTAR MEDIA CM A|MAXM|Maxim Group LLC|2691
NXST|NEXSTAR MEDIA CM A|MKMP|MKM Partners LLC|6200
NXST|NEXSTAR MEDIA CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100275
NXST|NEXSTAR MEDIA CM A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|640
NXST|NEXSTAR MEDIA CM A|MSCO|MORGAN STANLEY & CO. LLC|1403216
NXST|NEXSTAR MEDIA CM A|MSPL|MORGAN STANLEY & CO. LLC|137700
NXST|NEXSTAR MEDIA CM A|MSTX|MORGAN STANLEY & CO. LLC|57500
NXST|NEXSTAR MEDIA CM A|MTON|MILLINGTON SECURITIES, INC.|16456
NXST|NEXSTAR MEDIA CM A|NBCS|NBC Securities, INC.|81
NXST|NEXSTAR MEDIA CM A|NEED|Needham & Company, LLC|325
NXST|NEXSTAR MEDIA CM A|NFSC|National Financial Services LLC|128481
NXST|NEXSTAR MEDIA CM A|NITE|VIRTU Americas LLC|158555
NXST|NEXSTAR MEDIA CM A|NITP|VIRTU Americas LLC|2041
NXST|NEXSTAR MEDIA CM A|NMRA|Nomura Securities International, Inc.|400
NXST|NEXSTAR MEDIA CM A|NQRB|Brut, LLC|44028
NXST|NEXSTAR MEDIA CM A|OPCO|Oppenheimer & Co. Inc.|7353
NXST|NEXSTAR MEDIA CM A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|701
NXST|NEXSTAR MEDIA CM A|PDQM|CODA MARKETS, INC.|132486
NXST|NEXSTAR MEDIA CM A|PIPR|Piper Jaffray & Co.|2000
NXST|NEXSTAR MEDIA CM A|PUMA|Puma Capital, Llc|24830
NXST|NEXSTAR MEDIA CM A|RAJA|Raymond James & Associates, Inc.|10165
NXST|NEXSTAR MEDIA CM A|RBCM|RBC CAPITAL MARKETS, LLC|7255
NXST|NEXSTAR MEDIA CM A|RHCO|Suntrust Robinson Humphrey, Inc.|180
NXST|NEXSTAR MEDIA CM A|SAGL|SAGETRADER, LLC|400
NXST|NEXSTAR MEDIA CM A|SAGW|SAGETRADER, LLC|65
NXST|NEXSTAR MEDIA CM A|SBSH|Citigroup Global Markets Inc.|234991
NXST|NEXSTAR MEDIA CM A|SGMT|GOLDMAN SACHS & CO. LLC|166663
NXST|NEXSTAR MEDIA CM A|SPDR|SPEEDROUTE LLC|16086
NXST|NEXSTAR MEDIA CM A|SPHN|Stephens Inc.|14413
NXST|NEXSTAR MEDIA CM A|SSBS|STATE STREET GLOBAL MARKETS, LLC|613
NXST|NEXSTAR MEDIA CM A|STFL|Stifel, Nicolaus & Company, Incorporated|533
NXST|NEXSTAR MEDIA CM A|SWIM|TD Ameritrade, Inc.|3094
NXST|NEXSTAR MEDIA CM A|SWST|Hilltop Securities Inc.|307
NXST|NEXSTAR MEDIA CM A|TKNG|ALLY INVEST SECURITIES LLC|34
NXST|NEXSTAR MEDIA CM A|TMBR|Timber Hill LLC|8
NXST|NEXSTAR MEDIA CM A|TRBT|Tradebot Systems, Inc.|46150
NXST|NEXSTAR MEDIA CM A|TRCM|TRC MARKETS LLC|119953
NXST|NEXSTAR MEDIA CM A|TWTT|TASTYWORKS, INC.|128
NXST|NEXSTAR MEDIA CM A|UBSA|UBS SECURITIES LLC|495672
NXST|NEXSTAR MEDIA CM A|UBSS|UBS Securities LLC|571791
NXST|NEXSTAR MEDIA CM A|VALX|VIRTU AMERICAS LLC|7739
NXST|NEXSTAR MEDIA CM A|VGRD|Vanguard Marketing Corporation|13006
NXST|NEXSTAR MEDIA CM A|VSIN|Vision Financial Markets Llc|800
NXST|NEXSTAR MEDIA CM A|WABR|Wall Street Access|1000
NXST|NEXSTAR MEDIA CM A|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
NXST|NEXSTAR MEDIA CM A|WCHV|WELLS FARGO SECURITIES, LLC|835056
NXST|NEXSTAR MEDIA CM A|WEDB|WEDBUSH SECURITIES INC.|36
NXST|NEXSTAR MEDIA CM A|WEED|Weeden & Co.L.P.|12400
NXST|NEXSTAR MEDIA CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22825
NXST|NEXSTAR MEDIA CM A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19200
NXST|NEXSTAR MEDIA CM A|WORD|Worden Capital Management LLC|1025
NXST|NEXSTAR MEDIA CM A|WSEA|WOLVERINE SECURITIES, LLC|3344
NXST|NEXSTAR MEDIA CM A|XIST|INSTINET, LLC|37400
NXST|NEXSTAR MEDIA CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|38166
NXST|NEXSTAR MEDIA CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|337
NXTD|NXT-ID, INC. CMN STK|ALTX|Alternet Securities Inc.|1100
NXTD|NXT-ID, INC. CMN STK|APCC|Apex Clearing Corporation|3243
NXTD|NXT-ID, INC. CMN STK|BIMI|Banca IMI Securities Corp.|12172
NXTD|NXT-ID, INC. CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12152
NXTD|NXT-ID, INC. CMN STK|BLKX|INSTINET, LLC|5000
NXTD|NXT-ID, INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|3900
NXTD|NXT-ID, INC. CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7190
NXTD|NXT-ID, INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22772
NXTD|NXT-ID, INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
NXTD|NXT-ID, INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|4773
NXTD|NXT-ID, INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|8900
NXTD|NXT-ID, INC. CMN STK|DEAN|MORGAN STANLEY|1110
NXTD|NXT-ID, INC. CMN STK|DEGS|RONIN PROFESSIONAL LLC|15206
NXTD|NXT-ID, INC. CMN STK|EBXL|EBX LLC|1800
NXTD|NXT-ID, INC. CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
NXTD|NXT-ID, INC. CMN STK|EDJO|Edward D. Jones & Co., L.P.|1469
NXTD|NXT-ID, INC. CMN STK|EGAM|CBOE TRADING, INC.|7500
NXTD|NXT-ID, INC. CMN STK|EGAW|CBOE TRADING, INC.|200
NXTD|NXT-ID, INC. CMN STK|EGXM|CBOE TRADING, INC.|1830
NXTD|NXT-ID, INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|200
NXTD|NXT-ID, INC. CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2918
NXTD|NXT-ID, INC. CMN STK|ETRS|E*Trade Securities LLC|338235
NXTD|NXT-ID, INC. CMN STK|FBCO|Credit Suisse Securities (USA) LLC|36782
NXTD|NXT-ID, INC. CMN STK|FFSI|Firstrade Securities Inc.|200
NXTD|NXT-ID, INC. CMN STK|FILL|Tradestation Securities, Inc.|4743
NXTD|NXT-ID, INC. CMN STK|FMAF|NBCN Inc./ CDS|4200
NXTD|NXT-ID, INC. CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|607321
NXTD|NXT-ID, INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1037
NXTD|NXT-ID, INC. CMN STK|FTBR|Foliofn Investments, Inc.|162
NXTD|NXT-ID, INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|8917
NXTD|NXT-ID, INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|800
NXTD|NXT-ID, INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|17548
NXTD|NXT-ID, INC. CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|1444
NXTD|NXT-ID, INC. CMN STK|GTSZ|GTS SECURITIES LLC|4623
NXTD|NXT-ID, INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|20
NXTD|NXT-ID, INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|8968
NXTD|NXT-ID, INC. CMN STK|IBKR|Interactive Brokers Llc|43973
NXTD|NXT-ID, INC. CMN STK|ICBX|INSTINET, LLC|4586
NXTD|NXT-ID, INC. CMN STK|INCA|INSTINET, LLC|6463
NXTD|NXT-ID, INC. CMN STK|ITGI|ITG Inc.|2148
NXTD|NXT-ID, INC. CMN STK|ITGP|ITG INC.|2000
NXTD|NXT-ID, INC. CMN STK|JMPT|JUMP TRADING, LLC|70
NXTD|NXT-ID, INC. CMN STK|JPMX|J.P. Morgan Securities LLC|4220
NXTD|NXT-ID, INC. CMN STK|KCGM|VIRTU Americas LLC|1100
NXTD|NXT-ID, INC. CMN STK|LEHM|Barclays Capital Inc./Le|26367
NXTD|NXT-ID, INC. CMN STK|LIME|Lime Brokerage LLC|9221
NXTD|NXT-ID, INC. CMN STK|LMGP|LIME BROKERAGE LLC|3300
NXTD|NXT-ID, INC. CMN STK|MBTS|ALLY INVEST SECURITIES LLC|5300
NXTD|NXT-ID, INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11225
NXTD|NXT-ID, INC. CMN STK|MOTF|MOTIF INVESTING, INC.|1
NXTD|NXT-ID, INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|222334
NXTD|NXT-ID, INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|36000
NXTD|NXT-ID, INC. CMN STK|NFSC|National Financial Services LLC|658799
NXTD|NXT-ID, INC. CMN STK|NITE|VIRTU Americas LLC|958425
NXTD|NXT-ID, INC. CMN STK|NITP|VIRTU Americas LLC|800
NXTD|NXT-ID, INC. CMN STK|NQRB|Brut, LLC|177
NXTD|NXT-ID, INC. CMN STK|OPCO|Oppenheimer & Co. Inc.|1
NXTD|NXT-ID, INC. CMN STK|PDQM|CODA MARKETS, INC.|2410
NXTD|NXT-ID, INC. CMN STK|PWJC|UBS Financial Services, Inc.|15800
NXTD|NXT-ID, INC. CMN STK|RAJA|Raymond James & Associates, Inc.|787
NXTD|NXT-ID, INC. CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|5000
NXTD|NXT-ID, INC. CMN STK|SAGL|SAGETRADER, LLC|100
NXTD|NXT-ID, INC. CMN STK|SALI|INTL FCSTONE FINANCIAL INC.|1000
NXTD|NXT-ID, INC. CMN STK|SBSH|Citigroup Global Markets Inc.|500
NXTD|NXT-ID, INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|6208
NXTD|NXT-ID, INC. CMN STK|SPDR|SPEEDROUTE LLC|2441
NXTD|NXT-ID, INC. CMN STK|SWIM|TD Ameritrade, Inc.|195712
NXTD|NXT-ID, INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|3627
NXTD|NXT-ID, INC. CMN STK|TRCM|TRC MARKETS LLC|100
NXTD|NXT-ID, INC. CMN STK|TWTT|TASTYWORKS, INC.|100
NXTD|NXT-ID, INC. CMN STK|UBSA|UBS SECURITIES LLC|43112
NXTD|NXT-ID, INC. CMN STK|UBSS|UBS Securities LLC|96476
NXTD|NXT-ID, INC. CMN STK|VALX|VIRTU AMERICAS LLC|2096
NXTD|NXT-ID, INC. CMN STK|VGRD|Vanguard Marketing Corporation|47232
NXTD|NXT-ID, INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|27075
NXTD|NXT-ID, INC. CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3394
NXTD|NXT-ID, INC. CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4902
NXTD|NXT-ID, INC. CMN STK|WGIF|CIBC World Markets Inc.|3150
NXTD|NXT-ID, INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|23402
NXTD|NXT-ID, INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|12400
NXTD|NXT-ID, INC. CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NXTD|NXT-ID, INC. CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
NXTDW|NXT-ID, INC. WARRANT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
NXTDW|NXT-ID, INC. WARRANT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
NXTDW|NXT-ID, INC. WARRANT|EBXL|EBX LLC|200
NXTDW|NXT-ID, INC. WARRANT|ETRS|E*Trade Securities LLC|17453
NXTDW|NXT-ID, INC. WARRANT|FOMA|TD AMERITRADE CLEARING, INC.|30558
NXTDW|NXT-ID, INC. WARRANT|INCA|INSTINET, LLC|400
NXTDW|NXT-ID, INC. WARRANT|LIME|Lime Brokerage LLC|350
NXTDW|NXT-ID, INC. WARRANT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2559
NXTDW|NXT-ID, INC. WARRANT|MAXM|Maxim Group LLC|6883
NXTDW|NXT-ID, INC. WARRANT|MSCO|MORGAN STANLEY & CO. LLC|7666
NXTDW|NXT-ID, INC. WARRANT|NFSC|National Financial Services LLC|3869
NXTDW|NXT-ID, INC. WARRANT|NITE|VIRTU Americas LLC|14333
NXTDW|NXT-ID, INC. WARRANT|SWIM|TD Ameritrade, Inc.|300
NXTDW|NXT-ID, INC. WARRANT|UBSS|UBS Securities LLC|2269
NXTDW|NXT-ID, INC. WARRANT|WSEA|WOLVERINE SECURITIES, LLC|75
NXTM|NXSTAGE MEDICAL, INC|AGIS|Aegis Capital Corp.|3768
NXTM|NXSTAGE MEDICAL, INC|ALTX|Alternet Securities Inc.|5310
NXTM|NXSTAGE MEDICAL, INC|APCC|Apex Clearing Corporation|22
NXTM|NXSTAGE MEDICAL, INC|BARD|Robert W. Baird & Co. Incorporated|8300
NXTM|NXSTAGE MEDICAL, INC|BATM|CBOE TRADING, INC.|1797
NXTM|NXSTAGE MEDICAL, INC|BAYT|BTIG, LLC|1900
NXTM|NXSTAGE MEDICAL, INC|BERN|Sanford C. Bernstein & Co., LLC|668483
NXTM|NXSTAGE MEDICAL, INC|BIAD|SAGETRADER, LLC|985
NXTM|NXSTAGE MEDICAL, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1422
NXTM|NXSTAGE MEDICAL, INC|BLKX|INSTINET, LLC|5053
NXTM|NXSTAGE MEDICAL, INC|BMOC|BMO Capital Markets Corp.|10431
NXTM|NXSTAGE MEDICAL, INC|BNPX|BNP PARIBAS SECURITIES CORP.|34403
NXTM|NXSTAGE MEDICAL, INC|BTIG|BTIG, LLC|16412
NXTM|NXSTAGE MEDICAL, INC|BYXM|CBOE TRADING, INC.|1155
NXTM|NXSTAGE MEDICAL, INC|CANT|Cantor Fitzgerald & Co.|41528
NXTM|NXSTAGE MEDICAL, INC|CHAS|Charles Schwab & Co., Inc.|1217
NXTM|NXSTAGE MEDICAL, INC|CHLC|CHURCHILL CAPITAL USA, INC.|100
NXTM|NXSTAGE MEDICAL, INC|CIST|Capital Institutional Services, Inc.|14
NXTM|NXSTAGE MEDICAL, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82266
NXTM|NXSTAGE MEDICAL, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29929
NXTM|NXSTAGE MEDICAL, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11089
NXTM|NXSTAGE MEDICAL, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|183624
NXTM|NXSTAGE MEDICAL, INC|CTDL|Citadel Derivatives Group Llc|12118
NXTM|NXSTAGE MEDICAL, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|33430
NXTM|NXSTAGE MEDICAL, INC|DBAB|Deutsche Bank Securities Inc.|103403
NXTM|NXSTAGE MEDICAL, INC|DBAX|Deutsche Bank Securities Inc.|90400
NXTM|NXSTAGE MEDICAL, INC|DEAN|MORGAN STANLEY|54
NXTM|NXSTAGE MEDICAL, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20282
NXTM|NXSTAGE MEDICAL, INC|EBXL|EBX LLC|214600
NXTM|NXSTAGE MEDICAL, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|501
NXTM|NXSTAGE MEDICAL, INC|EGAM|CBOE TRADING, INC.|12903
NXTM|NXSTAGE MEDICAL, INC|EGAW|CBOE TRADING, INC.|232
NXTM|NXSTAGE MEDICAL, INC|EGMT|EG MARKET TECHNOLOGIES LLC|641
NXTM|NXSTAGE MEDICAL, INC|EGXM|CBOE TRADING, INC.|639
NXTM|NXSTAGE MEDICAL, INC|ETBE|Electronic Transaction Clearing, Inc.|4437
NXTM|NXSTAGE MEDICAL, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
NXTM|NXSTAGE MEDICAL, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3806
NXTM|NXSTAGE MEDICAL, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11880
NXTM|NXSTAGE MEDICAL, INC|ETRS|E*Trade Securities LLC|3050
NXTM|NXSTAGE MEDICAL, INC|FBCO|Credit Suisse Securities (USA) LLC|321973
NXTM|NXSTAGE MEDICAL, INC|FOMA|TD AMERITRADE CLEARING, INC.|43596
NXTM|NXSTAGE MEDICAL, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2613
NXTM|NXSTAGE MEDICAL, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9194
NXTM|NXSTAGE MEDICAL, INC|FTBR|Foliofn Investments, Inc.|221
NXTM|NXSTAGE MEDICAL, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|19940
NXTM|NXSTAGE MEDICAL, INC|GLPX|ACS EXECUTION SERVICES, LLC|29026
NXTM|NXSTAGE MEDICAL, INC|GSCO|GOLDMAN SACHS & CO. LLC|1418442
NXTM|NXSTAGE MEDICAL, INC|GSCS|GOLDMAN SACHS & CO. LLC|79033
NXTM|NXSTAGE MEDICAL, INC|GSLT|GOLDMAN SACHS & CO. LLC|4029
NXTM|NXSTAGE MEDICAL, INC|GTSZ|GTS SECURITIES LLC|5149
NXTM|NXSTAGE MEDICAL, INC|HRBF|American Enterprise Investment Services Inc.|5777
NXTM|NXSTAGE MEDICAL, INC|HSBC|HSBC Securities, Inc.|79
NXTM|NXSTAGE MEDICAL, INC|IATS|INTERACTIVE BROKERS LLC|3996
NXTM|NXSTAGE MEDICAL, INC|IBKR|Interactive Brokers Llc|33506
NXTM|NXSTAGE MEDICAL, INC|ICBX|INSTINET, LLC|60268
NXTM|NXSTAGE MEDICAL, INC|IEQY|CITADEL SECURITIES LLC|40025
NXTM|NXSTAGE MEDICAL, INC|INCA|INSTINET, LLC|150500
NXTM|NXSTAGE MEDICAL, INC|INJX|INSTINET, LLC|44184
NXTM|NXSTAGE MEDICAL, INC|ITGI|ITG Inc.|8440
NXTM|NXSTAGE MEDICAL, INC|ITGP|ITG INC.|132000
NXTM|NXSTAGE MEDICAL, INC|JEFF|JEFFERIES LLC|49749
NXTM|NXSTAGE MEDICAL, INC|JMPT|JUMP TRADING, LLC|37451
NXTM|NXSTAGE MEDICAL, INC|JPBX|J.P. MORGAN SECURITIES LLC|902
NXTM|NXSTAGE MEDICAL, INC|JPMX|J.P. Morgan Securities LLC|190126
NXTM|NXSTAGE MEDICAL, INC|JSJX|JANE STREET CAPITAL LLC|5343
NXTM|NXSTAGE MEDICAL, INC|KCGM|VIRTU Americas LLC|47643
NXTM|NXSTAGE MEDICAL, INC|LEER|LEERINK PARTNERS LLC|38565
NXTM|NXSTAGE MEDICAL, INC|LEHM|Barclays Capital Inc./Le|502336
NXTM|NXSTAGE MEDICAL, INC|LIME|Lime Brokerage LLC|105030
NXTM|NXSTAGE MEDICAL, INC|LMGP|LIME BROKERAGE LLC|9255
NXTM|NXSTAGE MEDICAL, INC|LQNA|LIQUIDNET, INC.|5300
NXTM|NXSTAGE MEDICAL, INC|LSCI|Lek Securities Corporation|327
NXTM|NXSTAGE MEDICAL, INC|MAXM|Maxim Group LLC|34978
NXTM|NXSTAGE MEDICAL, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172664
NXTM|NXSTAGE MEDICAL, INC|MOTF|MOTIF INVESTING, INC.|2
NXTM|NXSTAGE MEDICAL, INC|MSCO|MORGAN STANLEY & CO. LLC|1062739
NXTM|NXSTAGE MEDICAL, INC|MSPL|MORGAN STANLEY & CO. LLC|173100
NXTM|NXSTAGE MEDICAL, INC|MSTX|MORGAN STANLEY & CO. LLC|12000
NXTM|NXSTAGE MEDICAL, INC|NFSC|National Financial Services LLC|27140
NXTM|NXSTAGE MEDICAL, INC|NITE|VIRTU Americas LLC|105417
NXTM|NXSTAGE MEDICAL, INC|NITP|VIRTU Americas LLC|1700
NXTM|NXSTAGE MEDICAL, INC|NQRB|Brut, LLC|20804
NXTM|NXSTAGE MEDICAL, INC|NTRC|Northern Trust Securities, Inc.|100
NXTM|NXSTAGE MEDICAL, INC|PDQM|CODA MARKETS, INC.|67995
NXTM|NXSTAGE MEDICAL, INC|PIPR|Piper Jaffray & Co.|4400
NXTM|NXSTAGE MEDICAL, INC|RAJA|Raymond James & Associates, Inc.|3450
NXTM|NXSTAGE MEDICAL, INC|RBCM|RBC CAPITAL MARKETS, LLC|2596
NXTM|NXSTAGE MEDICAL, INC|RHCO|Suntrust Robinson Humphrey, Inc.|4000
NXTM|NXSTAGE MEDICAL, INC|SAGL|SAGETRADER, LLC|5200
NXTM|NXSTAGE MEDICAL, INC|SAGW|SAGETRADER, LLC|704
NXTM|NXSTAGE MEDICAL, INC|SBSH|Citigroup Global Markets Inc.|308565
NXTM|NXSTAGE MEDICAL, INC|SGMT|GOLDMAN SACHS & CO. LLC|115174
NXTM|NXSTAGE MEDICAL, INC|SPDR|SPEEDROUTE LLC|17528
NXTM|NXSTAGE MEDICAL, INC|SPHN|Stephens Inc.|100
NXTM|NXSTAGE MEDICAL, INC|STFL|Stifel, Nicolaus & Company, Incorporated|700
NXTM|NXSTAGE MEDICAL, INC|SWIM|TD Ameritrade, Inc.|4906
NXTM|NXSTAGE MEDICAL, INC|SWST|Hilltop Securities Inc.|11
NXTM|NXSTAGE MEDICAL, INC|TRBT|Tradebot Systems, Inc.|107224
NXTM|NXSTAGE MEDICAL, INC|TRCM|TRC MARKETS LLC|80147
NXTM|NXSTAGE MEDICAL, INC|UBSA|UBS SECURITIES LLC|205417
NXTM|NXSTAGE MEDICAL, INC|UBSS|UBS Securities LLC|399237
NXTM|NXSTAGE MEDICAL, INC|VALX|VIRTU AMERICAS LLC|3430
NXTM|NXSTAGE MEDICAL, INC|VGRD|Vanguard Marketing Corporation|1450
NXTM|NXSTAGE MEDICAL, INC|WBLR|WILLIAM BLAIR|560
NXTM|NXSTAGE MEDICAL, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
NXTM|NXSTAGE MEDICAL, INC|WCHV|WELLS FARGO SECURITIES, LLC|88681
NXTM|NXSTAGE MEDICAL, INC|WEED|Weeden & Co.L.P.|2500
NXTM|NXSTAGE MEDICAL, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6097
NXTM|NXSTAGE MEDICAL, INC|WGIF|CIBC World Markets Inc.|38024
NXTM|NXSTAGE MEDICAL, INC|WSEA|WOLVERINE SECURITIES, LLC|104
NXTM|NXSTAGE MEDICAL, INC|XIST|INSTINET, LLC|3670
NXTM|NXSTAGE MEDICAL, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|18810
NXTM|NXSTAGE MEDICAL, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|8451
NYCB|NEW YORK CMMTY BNC##|ACPL|American Capital Partners, LLC|12995
NYCB|NEW YORK CMMTY BNC##|AGIS|Aegis Capital Corp.|31147
NYCB|NEW YORK CMMTY BNC##|ALTX|Alternet Securities Inc.|4283
NYCB|NEW YORK CMMTY BNC##|ANOS|ABEL/NOSER, L.L.C.|62652
NYCB|NEW YORK CMMTY BNC##|APCC|Apex Clearing Corporation|9290
NYCB|NEW YORK CMMTY BNC##|BANK|Primevest Financial Services, Inc.|1770
NYCB|NEW YORK CMMTY BNC##|BARD|Robert W. Baird & Co. Incorporated|24717
NYCB|NEW YORK CMMTY BNC##|BATM|CBOE TRADING, INC.|6932
NYCB|NEW YORK CMMTY BNC##|BAYC|BAY CREST PARTNERS, LLC|402
NYCB|NEW YORK CMMTY BNC##|BBNT|BB&T SECURITIES, LLC|17854
NYCB|NEW YORK CMMTY BNC##|BERN|Sanford C. Bernstein & Co., LLC|31278
NYCB|NEW YORK CMMTY BNC##|BIAD|SAGETRADER, LLC|398
NYCB|NEW YORK CMMTY BNC##|BIDS|BIDS TRADING L.P.|13600
NYCB|NEW YORK CMMTY BNC##|BKCM|BNY Mellon Capital Markets LLC|94559
NYCB|NEW YORK CMMTY BNC##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|115021
NYCB|NEW YORK CMMTY BNC##|BLKX|INSTINET, LLC|37266
NYCB|NEW YORK CMMTY BNC##|BMSI|BULL MARKET SECURITIES, INC.|1750
NYCB|NEW YORK CMMTY BNC##|BRVL|BLAYLOCK VAN, LLC|3100
NYCB|NEW YORK CMMTY BNC##|BTIG|BTIG, LLC|385343
NYCB|NEW YORK CMMTY BNC##|BYXM|CBOE TRADING, INC.|831
NYCB|NEW YORK CMMTY BNC##|BZYD|GOLDMAN SACHS & CO. LLC|153
NYCB|NEW YORK CMMTY BNC##|CANT|Cantor Fitzgerald & Co.|91392
NYCB|NEW YORK CMMTY BNC##|CHAS|Charles Schwab & Co., Inc.|21355
NYCB|NEW YORK CMMTY BNC##|CICF|Canaccord Genuity Corp.|1200
NYCB|NEW YORK CMMTY BNC##|CIST|Capital Institutional Services, Inc.|60897
NYCB|NEW YORK CMMTY BNC##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84670
NYCB|NEW YORK CMMTY BNC##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1742
NYCB|NEW YORK CMMTY BNC##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|971711
NYCB|NEW YORK CMMTY BNC##|CTDL|Citadel Derivatives Group Llc|4450
NYCB|NEW YORK CMMTY BNC##|CXCX|CITIGROUP GLOBAL MARKETS INC.|425370
NYCB|NEW YORK CMMTY BNC##|DADA|D.A. Davidson & Co.|5142
NYCB|NEW YORK CMMTY BNC##|DAVA|Davenport & Company LLC|300
NYCB|NEW YORK CMMTY BNC##|DBAB|Deutsche Bank Securities Inc.|778608
NYCB|NEW YORK CMMTY BNC##|DBAX|Deutsche Bank Securities Inc.|907200
NYCB|NEW YORK CMMTY BNC##|DBUL|Deutsche Bank Securities Inc.|20434
NYCB|NEW YORK CMMTY BNC##|DCHF|Dart Executions, LLC|7361
NYCB|NEW YORK CMMTY BNC##|DEAN|MORGAN STANLEY|148471
NYCB|NEW YORK CMMTY BNC##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28592
NYCB|NEW YORK CMMTY BNC##|EBXL|EBX LLC|694300
NYCB|NEW YORK CMMTY BNC##|ECUT|CONVERGEX EXECUTION SOLUTIONS|152116
NYCB|NEW YORK CMMTY BNC##|EDJO|Edward D. Jones & Co., L.P.|32913
NYCB|NEW YORK CMMTY BNC##|EGAM|CBOE TRADING, INC.|10260
NYCB|NEW YORK CMMTY BNC##|EGAW|CBOE TRADING, INC.|890
NYCB|NEW YORK CMMTY BNC##|EGXM|CBOE TRADING, INC.|731
NYCB|NEW YORK CMMTY BNC##|ESPO|ESPOSITO SECURITIES, LLC|400
NYCB|NEW YORK CMMTY BNC##|ETBE|Electronic Transaction Clearing, Inc.|18761
NYCB|NEW YORK CMMTY BNC##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
NYCB|NEW YORK CMMTY BNC##|ETCC|Electronic Transaction Clearing, Inc.|320
NYCB|NEW YORK CMMTY BNC##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1082
NYCB|NEW YORK CMMTY BNC##|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|975
NYCB|NEW YORK CMMTY BNC##|ETRS|E*Trade Securities LLC|846218
NYCB|NEW YORK CMMTY BNC##|FBSB|U.S. Bancorp Investments, Inc.|1600
NYCB|NEW YORK CMMTY BNC##|FILL|Tradestation Securities, Inc.|6208
NYCB|NEW YORK CMMTY BNC##|FINX|FINTECH SECURITIES|900
NYCB|NEW YORK CMMTY BNC##|FMAF|NBCN Inc./ CDS|7901
NYCB|NEW YORK CMMTY BNC##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12541
NYCB|NEW YORK CMMTY BNC##|FQLS|Quantlab Securities LP|374203
NYCB|NEW YORK CMMTY BNC##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|239888
NYCB|NEW YORK CMMTY BNC##|FTBR|Foliofn Investments, Inc.|8134
NYCB|NEW YORK CMMTY BNC##|GEBB|GLOBAL EXECUTION BROKERS, LP|4500
NYCB|NEW YORK CMMTY BNC##|GLPX|ACS EXECUTION SERVICES, LLC|9926
NYCB|NEW YORK CMMTY BNC##|GSCO|GOLDMAN SACHS & CO. LLC|1602131
NYCB|NEW YORK CMMTY BNC##|GSCS|GOLDMAN SACHS & CO. LLC|4650
NYCB|NEW YORK CMMTY BNC##|GSLT|GOLDMAN SACHS & CO. LLC|4444
NYCB|NEW YORK CMMTY BNC##|GTSY|GTS SECURITIES LLC|30200
NYCB|NEW YORK CMMTY BNC##|GTSZ|GTS SECURITIES LLC|159068
NYCB|NEW YORK CMMTY BNC##|HRBF|American Enterprise Investment Services Inc.|116013
NYCB|NEW YORK CMMTY BNC##|HSBC|HSBC Securities, Inc.|1700
NYCB|NEW YORK CMMTY BNC##|IATS|INTERACTIVE BROKERS LLC|26504
NYCB|NEW YORK CMMTY BNC##|IBKR|Interactive Brokers Llc|33289
NYCB|NEW YORK CMMTY BNC##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2476
NYCB|NEW YORK CMMTY BNC##|ICBX|INSTINET, LLC|399789
NYCB|NEW YORK CMMTY BNC##|IEQY|CITADEL SECURITIES LLC|224959
NYCB|NEW YORK CMMTY BNC##|INCA|INSTINET, LLC|359771
NYCB|NEW YORK CMMTY BNC##|INJX|INSTINET, LLC|19895
NYCB|NEW YORK CMMTY BNC##|INTL|INTL FCSTONE FINANCIAL INC.|73
NYCB|NEW YORK CMMTY BNC##|ITGI|ITG Inc.|163653
NYCB|NEW YORK CMMTY BNC##|ITGP|ITG INC.|333200
NYCB|NEW YORK CMMTY BNC##|JANY|Janney Montgomery Scott Inc.|92683
NYCB|NEW YORK CMMTY BNC##|JEFF|JEFFERIES LLC|239567
NYCB|NEW YORK CMMTY BNC##|JHDR|J.H. Darbie & Co., Inc.|2000
NYCB|NEW YORK CMMTY BNC##|JMPT|JUMP TRADING, LLC|99371
NYCB|NEW YORK CMMTY BNC##|JPBX|J.P. MORGAN SECURITIES LLC|104612
NYCB|NEW YORK CMMTY BNC##|JPMX|J.P. Morgan Securities LLC|1375383
NYCB|NEW YORK CMMTY BNC##|JSEB|JANE STREET EXECUTION SERVICES, LLC|2911
NYCB|NEW YORK CMMTY BNC##|JSJX|JANE STREET CAPITAL LLC|16121
NYCB|NEW YORK CMMTY BNC##|KBWI|Keefe, Bruyette & Woods, Inc.|17142
NYCB|NEW YORK CMMTY BNC##|KCGM|VIRTU Americas LLC|167123
NYCB|NEW YORK CMMTY BNC##|LEHM|Barclays Capital Inc./Le|3362384
NYCB|NEW YORK CMMTY BNC##|LIME|Lime Brokerage LLC|193323
NYCB|NEW YORK CMMTY BNC##|LOOP|Loop Capital Markets LLC|4685
NYCB|NEW YORK CMMTY BNC##|LQNA|LIQUIDNET, INC.|32100
NYCB|NEW YORK CMMTY BNC##|LSCI|Lek Securities Corporation|60
NYCB|NEW YORK CMMTY BNC##|MACC|Mid Atlantic Capital Corporation|709
NYCB|NEW YORK CMMTY BNC##|MACQ|Macquarie Capital (USA) Inc.|7836
NYCB|NEW YORK CMMTY BNC##|MAXM|Maxim Group LLC|6500
NYCB|NEW YORK CMMTY BNC##|MBTS|ALLY INVEST SECURITIES LLC|2000
NYCB|NEW YORK CMMTY BNC##|MCMF|Raymond James Ltd. Cds|20980
NYCB|NEW YORK CMMTY BNC##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|909197
NYCB|NEW YORK CMMTY BNC##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
NYCB|NEW YORK CMMTY BNC##|MOTF|MOTIF INVESTING, INC.|4
NYCB|NEW YORK CMMTY BNC##|MSCO|MORGAN STANLEY & CO. LLC|2485850
NYCB|NEW YORK CMMTY BNC##|MSPL|MORGAN STANLEY & CO. LLC|1634500
NYCB|NEW YORK CMMTY BNC##|MSTX|MORGAN STANLEY & CO. LLC|479100
NYCB|NEW YORK CMMTY BNC##|MTON|MILLINGTON SECURITIES, INC.|70607
NYCB|NEW YORK CMMTY BNC##|NATL|National Securities Corporation|1368
NYCB|NEW YORK CMMTY BNC##|NBCS|NBC Securities, INC.|1200
NYCB|NEW YORK CMMTY BNC##|NFSC|National Financial Services LLC|1428420
NYCB|NEW YORK CMMTY BNC##|NITE|VIRTU Americas LLC|2632863
NYCB|NEW YORK CMMTY BNC##|NITP|VIRTU Americas LLC|175515
NYCB|NEW YORK CMMTY BNC##|NQRB|Brut, LLC|7100
NYCB|NEW YORK CMMTY BNC##|NTBF|BMO Nesbitt Burns Inc./CDS|1035
NYCB|NEW YORK CMMTY BNC##|NTRC|Northern Trust Securities, Inc.|133
NYCB|NEW YORK CMMTY BNC##|OHOS|TWO SIGMA SECURITIES, LLC|17082
NYCB|NEW YORK CMMTY BNC##|OPCO|Oppenheimer & Co. Inc.|71238
NYCB|NEW YORK CMMTY BNC##|PDQM|CODA MARKETS, INC.|21886
NYCB|NEW YORK CMMTY BNC##|PHLY|NASDAQ Execution Services, LLC|9000
NYCB|NEW YORK CMMTY BNC##|PWJC|UBS Financial Services, Inc.|69381
NYCB|NEW YORK CMMTY BNC##|RBCM|RBC CAPITAL MARKETS, LLC|62565
NYCB|NEW YORK CMMTY BNC##|RHCO|Suntrust Robinson Humphrey, Inc.|18759
NYCB|NEW YORK CMMTY BNC##|SAGL|SAGETRADER, LLC|200
NYCB|NEW YORK CMMTY BNC##|SAGW|SAGETRADER, LLC|851
NYCB|NEW YORK CMMTY BNC##|SALI|INTL FCSTONE FINANCIAL INC.|485
NYCB|NEW YORK CMMTY BNC##|SBRX|MURIEL SIEBERT & CO INC|166
NYCB|NEW YORK CMMTY BNC##|SBSH|Citigroup Global Markets Inc.|637910
NYCB|NEW YORK CMMTY BNC##|SEIC|SEI Investments Distribution Co.|183
NYCB|NEW YORK CMMTY BNC##|SGMT|GOLDMAN SACHS & CO. LLC|694737
NYCB|NEW YORK CMMTY BNC##|SHMR|ABN Amro Clearing LLC|100
NYCB|NEW YORK CMMTY BNC##|SOGO|Wang Investment Associates, Inc.|8
NYCB|NEW YORK CMMTY BNC##|SPDR|SPEEDROUTE LLC|53219
NYCB|NEW YORK CMMTY BNC##|SPHN|Stephens Inc.|1600
NYCB|NEW YORK CMMTY BNC##|STFL|Stifel, Nicolaus & Company, Incorporated|72860
NYCB|NEW YORK CMMTY BNC##|STKP|STOCKPILE INVESTMENTS, INC.|690
NYCB|NEW YORK CMMTY BNC##|STXG|Stockcross Financial Services, Inc.|32
NYCB|NEW YORK CMMTY BNC##|SWIM|TD Ameritrade, Inc.|103584
NYCB|NEW YORK CMMTY BNC##|SWST|Hilltop Securities Inc.|26703
NYCB|NEW YORK CMMTY BNC##|TKNG|ALLY INVEST SECURITIES LLC|10707
NYCB|NEW YORK CMMTY BNC##|TRBT|Tradebot Systems, Inc.|232587
NYCB|NEW YORK CMMTY BNC##|TRCM|TRC MARKETS LLC|74578
NYCB|NEW YORK CMMTY BNC##|TWTT|TASTYWORKS, INC.|100
NYCB|NEW YORK CMMTY BNC##|UBSA|UBS SECURITIES LLC|1833303
NYCB|NEW YORK CMMTY BNC##|UBSS|UBS Securities LLC|2023316
NYCB|NEW YORK CMMTY BNC##|VALX|VIRTU AMERICAS LLC|200072
NYCB|NEW YORK CMMTY BNC##|VGRD|Vanguard Marketing Corporation|125618
NYCB|NEW YORK CMMTY BNC##|VNDM|Wall Street Access|87220
NYCB|NEW YORK CMMTY BNC##|WABR|Wall Street Access|70660
NYCB|NEW YORK CMMTY BNC##|WBET|Wallachbeth Capital LLC|3660
NYCB|NEW YORK CMMTY BNC##|WBLR|WILLIAM BLAIR|1300
NYCB|NEW YORK CMMTY BNC##|WBPX|SUMMIT SECURITIES GROUP, LLC|10441
NYCB|NEW YORK CMMTY BNC##|WCHV|WELLS FARGO SECURITIES, LLC|957956
NYCB|NEW YORK CMMTY BNC##|WDNX|WEEDEN & CO.L.P.|3512
NYCB|NEW YORK CMMTY BNC##|WEDB|WEDBUSH SECURITIES INC.|18862
NYCB|NEW YORK CMMTY BNC##|WEED|Weeden & Co.L.P.|3599
NYCB|NEW YORK CMMTY BNC##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16639
NYCB|NEW YORK CMMTY BNC##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13451
NYCB|NEW YORK CMMTY BNC##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1981
NYCB|NEW YORK CMMTY BNC##|WSEA|WOLVERINE SECURITIES, LLC|23492
NYCB|NEW YORK CMMTY BNC##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|400
NYCB|NEW YORK CMMTY BNC##|XIST|INSTINET, LLC|223720
NYCB|NEW YORK CMMTY BNC##|XPQR|Jump Trading|179
NYCB|NEW YORK CMMTY BNC##|XSTM|NATIONAL FINANCIAL SERVICES LLC|309508
NYCB|NEW YORK CMMTY BNC##|YKNA|COMHAR CAPITAL MARKETS, LLC|4127
NYCB|NEW YORK CMMTY BNC##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|111738
NYCB$A|NEW YORK CMTY DEP SH|ACPL|American Capital Partners, LLC|186
NYCB$A|NEW YORK CMTY DEP SH|ALTX|Alternet Securities Inc.|429
NYCB$A|NEW YORK CMTY DEP SH|BARD|Robert W. Baird & Co. Incorporated|1712
NYCB$A|NEW YORK CMTY DEP SH|BATM|CBOE TRADING, INC.|90
NYCB$A|NEW YORK CMTY DEP SH|BBNT|BB&T SECURITIES, LLC|589
NYCB$A|NEW YORK CMTY DEP SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3590
NYCB$A|NEW YORK CMTY DEP SH|BTIG|BTIG, LLC|110
NYCB$A|NEW YORK CMTY DEP SH|CANT|Cantor Fitzgerald & Co.|711
NYCB$A|NEW YORK CMTY DEP SH|CHAS|Charles Schwab & Co., Inc.|49
NYCB$A|NEW YORK CMTY DEP SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|993
NYCB$A|NEW YORK CMTY DEP SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
NYCB$A|NEW YORK CMTY DEP SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1024
NYCB$A|NEW YORK CMTY DEP SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5818
NYCB$A|NEW YORK CMTY DEP SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|13798
NYCB$A|NEW YORK CMTY DEP SH|DBAX|Deutsche Bank Securities Inc.|12000
NYCB$A|NEW YORK CMTY DEP SH|DEAN|MORGAN STANLEY|4934
NYCB$A|NEW YORK CMTY DEP SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|102
NYCB$A|NEW YORK CMTY DEP SH|EBXL|EBX LLC|9100
NYCB$A|NEW YORK CMTY DEP SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|48286
NYCB$A|NEW YORK CMTY DEP SH|EDJO|Edward D. Jones & Co., L.P.|1442
NYCB$A|NEW YORK CMTY DEP SH|EGAM|CBOE TRADING, INC.|19
NYCB$A|NEW YORK CMTY DEP SH|EGXW|CBOE TRADING, INC.|100
NYCB$A|NEW YORK CMTY DEP SH|ETRS|E*Trade Securities LLC|275
NYCB$A|NEW YORK CMTY DEP SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|504
NYCB$A|NEW YORK CMTY DEP SH|GLPX|ACS EXECUTION SERVICES, LLC|7657
NYCB$A|NEW YORK CMTY DEP SH|GSCO|GOLDMAN SACHS & CO. LLC|1699
NYCB$A|NEW YORK CMTY DEP SH|GSLT|GOLDMAN SACHS & CO. LLC|200
NYCB$A|NEW YORK CMTY DEP SH|GTSZ|GTS SECURITIES LLC|1586
NYCB$A|NEW YORK CMTY DEP SH|HRBF|American Enterprise Investment Services Inc.|3198
NYCB$A|NEW YORK CMTY DEP SH|IBKR|Interactive Brokers Llc|642
NYCB$A|NEW YORK CMTY DEP SH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|864
NYCB$A|NEW YORK CMTY DEP SH|ICBX|INSTINET, LLC|1000
NYCB$A|NEW YORK CMTY DEP SH|INCA|INSTINET, LLC|2365
NYCB$A|NEW YORK CMTY DEP SH|INJX|INSTINET, LLC|700
NYCB$A|NEW YORK CMTY DEP SH|ITGI|ITG Inc.|562
NYCB$A|NEW YORK CMTY DEP SH|ITGP|ITG INC.|200
NYCB$A|NEW YORK CMTY DEP SH|JANY|Janney Montgomery Scott Inc.|2000
NYCB$A|NEW YORK CMTY DEP SH|JEFF|JEFFERIES LLC|1275
NYCB$A|NEW YORK CMTY DEP SH|JPMX|J.P. Morgan Securities LLC|884
NYCB$A|NEW YORK CMTY DEP SH|JSEB|JANE STREET EXECUTION SERVICES, LLC|1560
NYCB$A|NEW YORK CMTY DEP SH|KCGM|VIRTU Americas LLC|1531
NYCB$A|NEW YORK CMTY DEP SH|LEHM|Barclays Capital Inc./Le|8756
NYCB$A|NEW YORK CMTY DEP SH|LIME|Lime Brokerage LLC|260
NYCB$A|NEW YORK CMTY DEP SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1410
NYCB$A|NEW YORK CMTY DEP SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
NYCB$A|NEW YORK CMTY DEP SH|MSCO|MORGAN STANLEY & CO. LLC|22118
NYCB$A|NEW YORK CMTY DEP SH|MSPL|MORGAN STANLEY & CO. LLC|20200
NYCB$A|NEW YORK CMTY DEP SH|NFSC|National Financial Services LLC|4817
NYCB$A|NEW YORK CMTY DEP SH|NITE|VIRTU Americas LLC|39723
NYCB$A|NEW YORK CMTY DEP SH|NQRB|Brut, LLC|1102
NYCB$A|NEW YORK CMTY DEP SH|OLDM|OLD MISSION CAPITAL, LLC|1568
NYCB$A|NEW YORK CMTY DEP SH|PDQM|CODA MARKETS, INC.|17063
NYCB$A|NEW YORK CMTY DEP SH|PWJC|UBS Financial Services, Inc.|262
NYCB$A|NEW YORK CMTY DEP SH|RBCM|RBC CAPITAL MARKETS, LLC|1998
NYCB$A|NEW YORK CMTY DEP SH|SALI|INTL FCSTONE FINANCIAL INC.|1
NYCB$A|NEW YORK CMTY DEP SH|SBSH|Citigroup Global Markets Inc.|27
NYCB$A|NEW YORK CMTY DEP SH|SGMT|GOLDMAN SACHS & CO. LLC|2061
NYCB$A|NEW YORK CMTY DEP SH|SMRD|SUMRIDGE PARTNERS, LLC|1625
NYCB$A|NEW YORK CMTY DEP SH|SPDR|SPEEDROUTE LLC|1467
NYCB$A|NEW YORK CMTY DEP SH|STFL|Stifel, Nicolaus & Company, Incorporated|5860
NYCB$A|NEW YORK CMTY DEP SH|SWIM|TD Ameritrade, Inc.|2000
NYCB$A|NEW YORK CMTY DEP SH|SWST|Hilltop Securities Inc.|36
NYCB$A|NEW YORK CMTY DEP SH|TRBT|Tradebot Systems, Inc.|1324
NYCB$A|NEW YORK CMTY DEP SH|UBSA|UBS SECURITIES LLC|18998
NYCB$A|NEW YORK CMTY DEP SH|UBSS|UBS Securities LLC|26561
NYCB$A|NEW YORK CMTY DEP SH|VGRD|Vanguard Marketing Corporation|55
NYCB$A|NEW YORK CMTY DEP SH|WCHV|WELLS FARGO SECURITIES, LLC|59447
NYCB$A|NEW YORK CMTY DEP SH|WEDB|WEDBUSH SECURITIES INC.|79
NYCB$A|NEW YORK CMTY DEP SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
NYCB$A|NEW YORK CMTY DEP SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
NYCB$A|NEW YORK CMTY DEP SH|YKNA|COMHAR CAPITAL MARKETS, LLC|334
NYCB$A|NEW YORK CMTY DEP SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1955
NYCB$U|NEW YORK CMTY CAP V|AGIS|Aegis Capital Corp.|200
NYCB$U|NEW YORK CMTY CAP V|BATM|CBOE TRADING, INC.|200
NYCB$U|NEW YORK CMTY CAP V|CANT|Cantor Fitzgerald & Co.|49
NYCB$U|NEW YORK CMTY CAP V|CROS|CREDIT SUISSE SECURITIES (USA) LLC|980
NYCB$U|NEW YORK CMTY CAP V|GLPX|ACS EXECUTION SERVICES, LLC|178
NYCB$U|NEW YORK CMTY CAP V|GTSZ|GTS SECURITIES LLC|300
NYCB$U|NEW YORK CMTY CAP V|HRBF|American Enterprise Investment Services Inc.|1893
NYCB$U|NEW YORK CMTY CAP V|LIME|Lime Brokerage LLC|800
NYCB$U|NEW YORK CMTY CAP V|MSCO|MORGAN STANLEY & CO. LLC|2587
NYCB$U|NEW YORK CMTY CAP V|MUFG|MUFG SECURITIES AMERICAS INC.|237830
NYCB$U|NEW YORK CMTY CAP V|NFSC|National Financial Services LLC|3282
NYCB$U|NEW YORK CMTY CAP V|NITE|VIRTU Americas LLC|9294
NYCB$U|NEW YORK CMTY CAP V|PDQM|CODA MARKETS, INC.|456
NYCB$U|NEW YORK CMTY CAP V|RBCM|RBC CAPITAL MARKETS, LLC|720
NYCB$U|NEW YORK CMTY CAP V|SGMT|GOLDMAN SACHS & CO. LLC|100
NYCB$U|NEW YORK CMTY CAP V|UBSA|UBS SECURITIES LLC|1400
NYCB$U|NEW YORK CMTY CAP V|UBSS|UBS Securities LLC|1443
NYCB$U|NEW YORK CMTY CAP V|WCHV|WELLS FARGO SECURITIES, LLC|8116
NYCB$U|NEW YORK CMTY CAP V|YKNA|COMHAR CAPITAL MARKETS, LLC|178
NYF|ISHARES NY MUNI|AGIS|Aegis Capital Corp.|200
NYF|ISHARES NY MUNI|APCC|Apex Clearing Corporation|1165
NYF|ISHARES NY MUNI|BATM|CBOE TRADING, INC.|99
NYF|ISHARES NY MUNI|BERN|Sanford C. Bernstein & Co., LLC|91
NYF|ISHARES NY MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5142
NYF|ISHARES NY MUNI|CHAS|Charles Schwab & Co., Inc.|3350
NYF|ISHARES NY MUNI|CIST|Capital Institutional Services, Inc.|2001
NYF|ISHARES NY MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1828
NYF|ISHARES NY MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
NYF|ISHARES NY MUNI|DBAX|Deutsche Bank Securities Inc.|1200
NYF|ISHARES NY MUNI|DEAN|MORGAN STANLEY|1769
NYF|ISHARES NY MUNI|EBXL|EBX LLC|400
NYF|ISHARES NY MUNI|ETRS|E*Trade Securities LLC|4926
NYF|ISHARES NY MUNI|FTBR|Foliofn Investments, Inc.|66
NYF|ISHARES NY MUNI|GSCO|GOLDMAN SACHS & CO. LLC|800
NYF|ISHARES NY MUNI|HRBF|American Enterprise Investment Services Inc.|6314
NYF|ISHARES NY MUNI|IATS|INTERACTIVE BROKERS LLC|400
NYF|ISHARES NY MUNI|IBKR|Interactive Brokers Llc|7132
NYF|ISHARES NY MUNI|ICBX|INSTINET, LLC|700
NYF|ISHARES NY MUNI|INCA|INSTINET, LLC|128
NYF|ISHARES NY MUNI|ITGI|ITG Inc.|1297
NYF|ISHARES NY MUNI|ITGP|ITG INC.|200
NYF|ISHARES NY MUNI|JANY|Janney Montgomery Scott Inc.|2542
NYF|ISHARES NY MUNI|JPMX|J.P. Morgan Securities LLC|200
NYF|ISHARES NY MUNI|JSEB|JANE STREET EXECUTION SERVICES, LLC|20000
NYF|ISHARES NY MUNI|JSJX|JANE STREET CAPITAL LLC|29146
NYF|ISHARES NY MUNI|KCGM|VIRTU Americas LLC|1080
NYF|ISHARES NY MUNI|LEHM|Barclays Capital Inc./Le|2000
NYF|ISHARES NY MUNI|LIME|Lime Brokerage LLC|1569
NYF|ISHARES NY MUNI|MSCO|MORGAN STANLEY & CO. LLC|8492
NYF|ISHARES NY MUNI|NFSC|National Financial Services LLC|24044
NYF|ISHARES NY MUNI|NITE|VIRTU Americas LLC|39777
NYF|ISHARES NY MUNI|OPCO|Oppenheimer & Co. Inc.|40
NYF|ISHARES NY MUNI|PDQM|CODA MARKETS, INC.|2666
NYF|ISHARES NY MUNI|PWJC|UBS Financial Services, Inc.|3760
NYF|ISHARES NY MUNI|RBCM|RBC CAPITAL MARKETS, LLC|1952
NYF|ISHARES NY MUNI|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|100
NYF|ISHARES NY MUNI|SBSH|Citigroup Global Markets Inc.|576
NYF|ISHARES NY MUNI|SGMT|GOLDMAN SACHS & CO. LLC|1050
NYF|ISHARES NY MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|1
NYF|ISHARES NY MUNI|SWIM|TD Ameritrade, Inc.|61
NYF|ISHARES NY MUNI|UBSA|UBS SECURITIES LLC|3805
NYF|ISHARES NY MUNI|UBSS|UBS Securities LLC|23826
NYF|ISHARES NY MUNI|VGRD|Vanguard Marketing Corporation|1761
NYF|ISHARES NY MUNI|WCHV|WELLS FARGO SECURITIES, LLC|3847
NYF|ISHARES NY MUNI|WSEA|WOLVERINE SECURITIES, LLC|1
NYF|ISHARES NY MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
NYF|ISHARES NY MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1139
NYH|EATON VANCE NY MUNI|APCC|Apex Clearing Corporation|19
NYH|EATON VANCE NY MUNI|BERN|Sanford C. Bernstein & Co., LLC|259
NYH|EATON VANCE NY MUNI|CHAS|Charles Schwab & Co., Inc.|1
NYH|EATON VANCE NY MUNI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
NYH|EATON VANCE NY MUNI|DBAX|Deutsche Bank Securities Inc.|100
NYH|EATON VANCE NY MUNI|DEAN|MORGAN STANLEY|1
NYH|EATON VANCE NY MUNI|DEGS|RONIN PROFESSIONAL LLC|100
NYH|EATON VANCE NY MUNI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|733
NYH|EATON VANCE NY MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|262
NYH|EATON VANCE NY MUNI|EGXM|CBOE TRADING, INC.|100
NYH|EATON VANCE NY MUNI|ETRS|E*Trade Securities LLC|2248
NYH|EATON VANCE NY MUNI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1089
NYH|EATON VANCE NY MUNI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3577
NYH|EATON VANCE NY MUNI|GSLT|GOLDMAN SACHS & CO. LLC|286
NYH|EATON VANCE NY MUNI|IBKR|Interactive Brokers Llc|962
NYH|EATON VANCE NY MUNI|ICBX|INSTINET, LLC|100
NYH|EATON VANCE NY MUNI|JEFF|JEFFERIES LLC|200
NYH|EATON VANCE NY MUNI|JPMX|J.P. Morgan Securities LLC|200
NYH|EATON VANCE NY MUNI|LEHM|Barclays Capital Inc./Le|200
NYH|EATON VANCE NY MUNI|LIME|Lime Brokerage LLC|899
NYH|EATON VANCE NY MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
NYH|EATON VANCE NY MUNI|MSCO|MORGAN STANLEY & CO. LLC|5374
NYH|EATON VANCE NY MUNI|NFSC|National Financial Services LLC|16707
NYH|EATON VANCE NY MUNI|NITE|VIRTU Americas LLC|13049
NYH|EATON VANCE NY MUNI|OPCO|Oppenheimer & Co. Inc.|110
NYH|EATON VANCE NY MUNI|RBCM|RBC CAPITAL MARKETS, LLC|517
NYH|EATON VANCE NY MUNI|STFL|Stifel, Nicolaus & Company, Incorporated|1
NYH|EATON VANCE NY MUNI|SWST|Hilltop Securities Inc.|1795
NYH|EATON VANCE NY MUNI|UBSA|UBS SECURITIES LLC|1611
NYH|EATON VANCE NY MUNI|UBSS|UBS Securities LLC|8125
NYH|EATON VANCE NY MUNI|VALX|VIRTU AMERICAS LLC|80
NYH|EATON VANCE NY MUNI|VGRD|Vanguard Marketing Corporation|3
NYH|EATON VANCE NY MUNI|WCHV|WELLS FARGO SECURITIES, LLC|7435
NYH|EATON VANCE NY MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1901
NYH|EATON VANCE NY MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5390
NYLD|NRG YIELD, INC. CL C|APCC|Apex Clearing Corporation|1770
NYLD|NRG YIELD, INC. CL C|BANK|Primevest Financial Services, Inc.|8
NYLD|NRG YIELD, INC. CL C|BARD|Robert W. Baird & Co. Incorporated|1944
NYLD|NRG YIELD, INC. CL C|BATM|CBOE TRADING, INC.|9321
NYLD|NRG YIELD, INC. CL C|BAYT|BTIG, LLC|2923
NYLD|NRG YIELD, INC. CL C|BBNT|BB&T SECURITIES, LLC|27
NYLD|NRG YIELD, INC. CL C|BERN|Sanford C. Bernstein & Co., LLC|4933
NYLD|NRG YIELD, INC. CL C|BIAD|SAGETRADER, LLC|1
NYLD|NRG YIELD, INC. CL C|BIDS|BIDS TRADING L.P.|600
NYLD|NRG YIELD, INC. CL C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2699
NYLD|NRG YIELD, INC. CL C|BNPX|BNP PARIBAS SECURITIES CORP.|6646
NYLD|NRG YIELD, INC. CL C|BYXM|CBOE TRADING, INC.|100
NYLD|NRG YIELD, INC. CL C|BZYD|GOLDMAN SACHS & CO. LLC|2000
NYLD|NRG YIELD, INC. CL C|CANT|Cantor Fitzgerald & Co.|2512
NYLD|NRG YIELD, INC. CL C|CHAS|Charles Schwab & Co., Inc.|1391
NYLD|NRG YIELD, INC. CL C|CIST|Capital Institutional Services, Inc.|352
NYLD|NRG YIELD, INC. CL C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|79370
NYLD|NRG YIELD, INC. CL C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2900
NYLD|NRG YIELD, INC. CL C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
NYLD|NRG YIELD, INC. CL C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|302531
NYLD|NRG YIELD, INC. CL C|CTDL|Citadel Derivatives Group Llc|2263
NYLD|NRG YIELD, INC. CL C|CXCX|CITIGROUP GLOBAL MARKETS INC.|48694
NYLD|NRG YIELD, INC. CL C|DAVA|Davenport & Company LLC|2738
NYLD|NRG YIELD, INC. CL C|DBAB|Deutsche Bank Securities Inc.|38669
NYLD|NRG YIELD, INC. CL C|DBAX|Deutsche Bank Securities Inc.|313500
NYLD|NRG YIELD, INC. CL C|DEAN|MORGAN STANLEY|12581
NYLD|NRG YIELD, INC. CL C|DEGS|RONIN PROFESSIONAL LLC|1444
NYLD|NRG YIELD, INC. CL C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1576
NYLD|NRG YIELD, INC. CL C|EBXL|EBX LLC|127100
NYLD|NRG YIELD, INC. CL C|ECUT|CONVERGEX EXECUTION SOLUTIONS|110156
NYLD|NRG YIELD, INC. CL C|EDJO|Edward D. Jones & Co., L.P.|425
NYLD|NRG YIELD, INC. CL C|EGAM|CBOE TRADING, INC.|4317
NYLD|NRG YIELD, INC. CL C|EGXM|CBOE TRADING, INC.|1475
NYLD|NRG YIELD, INC. CL C|EGXW|CBOE TRADING, INC.|4
NYLD|NRG YIELD, INC. CL C|ESPO|ESPOSITO SECURITIES, LLC|3008
NYLD|NRG YIELD, INC. CL C|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6178
NYLD|NRG YIELD, INC. CL C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2300
NYLD|NRG YIELD, INC. CL C|ETRS|E*Trade Securities LLC|11714
NYLD|NRG YIELD, INC. CL C|FBSB|U.S. Bancorp Investments, Inc.|4
NYLD|NRG YIELD, INC. CL C|FILL|Tradestation Securities, Inc.|100
NYLD|NRG YIELD, INC. CL C|FMAF|NBCN Inc./ CDS|1090
NYLD|NRG YIELD, INC. CL C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
NYLD|NRG YIELD, INC. CL C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74117
NYLD|NRG YIELD, INC. CL C|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3260
NYLD|NRG YIELD, INC. CL C|FTBR|Foliofn Investments, Inc.|14869
NYLD|NRG YIELD, INC. CL C|GLPX|ACS EXECUTION SERVICES, LLC|8706
NYLD|NRG YIELD, INC. CL C|GSCO|GOLDMAN SACHS & CO. LLC|170674
NYLD|NRG YIELD, INC. CL C|GSCS|GOLDMAN SACHS & CO. LLC|5027
NYLD|NRG YIELD, INC. CL C|GSLT|GOLDMAN SACHS & CO. LLC|3731
NYLD|NRG YIELD, INC. CL C|GTSZ|GTS SECURITIES LLC|53188
NYLD|NRG YIELD, INC. CL C|HRBF|American Enterprise Investment Services Inc.|2744
NYLD|NRG YIELD, INC. CL C|IATS|INTERACTIVE BROKERS LLC|340
NYLD|NRG YIELD, INC. CL C|IBKR|Interactive Brokers Llc|18261
NYLD|NRG YIELD, INC. CL C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1770
NYLD|NRG YIELD, INC. CL C|ICBX|INSTINET, LLC|119551
NYLD|NRG YIELD, INC. CL C|IEQY|CITADEL SECURITIES LLC|2785
NYLD|NRG YIELD, INC. CL C|INCA|INSTINET, LLC|48792
NYLD|NRG YIELD, INC. CL C|INJX|INSTINET, LLC|2800
NYLD|NRG YIELD, INC. CL C|ITGI|ITG Inc.|12315
NYLD|NRG YIELD, INC. CL C|ITGP|ITG INC.|165400
NYLD|NRG YIELD, INC. CL C|JEFF|JEFFERIES LLC|10508
NYLD|NRG YIELD, INC. CL C|JMPT|JUMP TRADING, LLC|4448
NYLD|NRG YIELD, INC. CL C|JPBX|J.P. MORGAN SECURITIES LLC|8102
NYLD|NRG YIELD, INC. CL C|JPMX|J.P. Morgan Securities LLC|554916
NYLD|NRG YIELD, INC. CL C|JSJX|JANE STREET CAPITAL LLC|3910
NYLD|NRG YIELD, INC. CL C|KCGM|VIRTU Americas LLC|33771
NYLD|NRG YIELD, INC. CL C|LEHM|Barclays Capital Inc./Le|390575
NYLD|NRG YIELD, INC. CL C|LIME|Lime Brokerage LLC|14344
NYLD|NRG YIELD, INC. CL C|LQNA|LIQUIDNET, INC.|156600
NYLD|NRG YIELD, INC. CL C|LQNB|LIQUIDNET, INC.|11579
NYLD|NRG YIELD, INC. CL C|LSCI|Lek Securities Corporation|206
NYLD|NRG YIELD, INC. CL C|MACQ|Macquarie Capital (USA) Inc.|17209
NYLD|NRG YIELD, INC. CL C|MAXM|Maxim Group LLC|1379
NYLD|NRG YIELD, INC. CL C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|239765
NYLD|NRG YIELD, INC. CL C|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|24856
NYLD|NRG YIELD, INC. CL C|MSCO|MORGAN STANLEY & CO. LLC|348975
NYLD|NRG YIELD, INC. CL C|MSPL|MORGAN STANLEY & CO. LLC|366300
NYLD|NRG YIELD, INC. CL C|MSTX|MORGAN STANLEY & CO. LLC|51600
NYLD|NRG YIELD, INC. CL C|NEED|Needham & Company, LLC|7011
NYLD|NRG YIELD, INC. CL C|NEUB|NEUBERGER BERMAN BD LLC|900
NYLD|NRG YIELD, INC. CL C|NFSC|National Financial Services LLC|105855
NYLD|NRG YIELD, INC. CL C|NITE|VIRTU Americas LLC|311782
NYLD|NRG YIELD, INC. CL C|NITP|VIRTU Americas LLC|40672
NYLD|NRG YIELD, INC. CL C|NMRA|Nomura Securities International, Inc.|1600
NYLD|NRG YIELD, INC. CL C|NQRB|Brut, LLC|3378
NYLD|NRG YIELD, INC. CL C|NTRC|Northern Trust Securities, Inc.|2314
NYLD|NRG YIELD, INC. CL C|OPCO|Oppenheimer & Co. Inc.|2100
NYLD|NRG YIELD, INC. CL C|PDQM|CODA MARKETS, INC.|85967
NYLD|NRG YIELD, INC. CL C|PHLY|NASDAQ Execution Services, LLC|1000
NYLD|NRG YIELD, INC. CL C|PWJC|UBS Financial Services, Inc.|475
NYLD|NRG YIELD, INC. CL C|RBCM|RBC CAPITAL MARKETS, LLC|1644
NYLD|NRG YIELD, INC. CL C|SAGL|SAGETRADER, LLC|100
NYLD|NRG YIELD, INC. CL C|SAGW|SAGETRADER, LLC|13
NYLD|NRG YIELD, INC. CL C|SBSH|Citigroup Global Markets Inc.|33900
NYLD|NRG YIELD, INC. CL C|SGMT|GOLDMAN SACHS & CO. LLC|106389
NYLD|NRG YIELD, INC. CL C|SOCO|Capital One Southcoast, Inc|3000
NYLD|NRG YIELD, INC. CL C|SPDR|SPEEDROUTE LLC|17874
NYLD|NRG YIELD, INC. CL C|STFL|Stifel, Nicolaus & Company, Incorporated|1512
NYLD|NRG YIELD, INC. CL C|SWIM|TD Ameritrade, Inc.|1036
NYLD|NRG YIELD, INC. CL C|SWST|Hilltop Securities Inc.|620
NYLD|NRG YIELD, INC. CL C|TKNG|ALLY INVEST SECURITIES LLC|1247
NYLD|NRG YIELD, INC. CL C|TRBT|Tradebot Systems, Inc.|3265
NYLD|NRG YIELD, INC. CL C|TRCM|TRC MARKETS LLC|25446
NYLD|NRG YIELD, INC. CL C|UBSA|UBS SECURITIES LLC|592330
NYLD|NRG YIELD, INC. CL C|UBSS|UBS Securities LLC|242945
NYLD|NRG YIELD, INC. CL C|VALX|VIRTU AMERICAS LLC|42138
NYLD|NRG YIELD, INC. CL C|VGRD|Vanguard Marketing Corporation|4979
NYLD|NRG YIELD, INC. CL C|WBET|Wallachbeth Capital LLC|4110
NYLD|NRG YIELD, INC. CL C|WBPX|SUMMIT SECURITIES GROUP, LLC|100
NYLD|NRG YIELD, INC. CL C|WCHV|WELLS FARGO SECURITIES, LLC|62624
NYLD|NRG YIELD, INC. CL C|WDNX|WEEDEN & CO.L.P.|182
NYLD|NRG YIELD, INC. CL C|WEED|Weeden & Co.L.P.|6400
NYLD|NRG YIELD, INC. CL C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45075
NYLD|NRG YIELD, INC. CL C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2447
NYLD|NRG YIELD, INC. CL C|WLTH|WEALTHFRONT BROKERAGE CORPORATION|216
NYLD|NRG YIELD, INC. CL C|WOLF|Wolfe Trahan Securities|52738
NYLD|NRG YIELD, INC. CL C|WSEA|WOLVERINE SECURITIES, LLC|189
NYLD|NRG YIELD, INC. CL C|XIST|INSTINET, LLC|12200
NYLD|NRG YIELD, INC. CL C|XSTM|NATIONAL FINANCIAL SERVICES LLC|10754
NYLD|NRG YIELD, INC. CL C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4484
NYLD.A|NRG YIELD, INC. CL A|ALTX|Alternet Securities Inc.|1900
NYLD.A|NRG YIELD, INC. CL A|APCC|Apex Clearing Corporation|17
NYLD.A|NRG YIELD, INC. CL A|BATM|CBOE TRADING, INC.|900
NYLD.A|NRG YIELD, INC. CL A|BERN|Sanford C. Bernstein & Co., LLC|18508
NYLD.A|NRG YIELD, INC. CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
NYLD.A|NRG YIELD, INC. CL A|BNPX|BNP PARIBAS SECURITIES CORP.|3808
NYLD.A|NRG YIELD, INC. CL A|BTIG|BTIG, LLC|58354
NYLD.A|NRG YIELD, INC. CL A|BYXM|CBOE TRADING, INC.|245
NYLD.A|NRG YIELD, INC. CL A|CHAS|Charles Schwab & Co., Inc.|3245
NYLD.A|NRG YIELD, INC. CL A|CIST|Capital Institutional Services, Inc.|142
NYLD.A|NRG YIELD, INC. CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5076
NYLD.A|NRG YIELD, INC. CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1390
NYLD.A|NRG YIELD, INC. CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30471
NYLD.A|NRG YIELD, INC. CL A|CTDL|Citadel Derivatives Group Llc|3100
NYLD.A|NRG YIELD, INC. CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|2354
NYLD.A|NRG YIELD, INC. CL A|DBAB|Deutsche Bank Securities Inc.|19721
NYLD.A|NRG YIELD, INC. CL A|DBAX|Deutsche Bank Securities Inc.|20400
NYLD.A|NRG YIELD, INC. CL A|DEAN|MORGAN STANLEY|4066
NYLD.A|NRG YIELD, INC. CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
NYLD.A|NRG YIELD, INC. CL A|EBXL|EBX LLC|24300
NYLD.A|NRG YIELD, INC. CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1960
NYLD.A|NRG YIELD, INC. CL A|EDJO|Edward D. Jones & Co., L.P.|1200
NYLD.A|NRG YIELD, INC. CL A|EGAM|CBOE TRADING, INC.|2189
NYLD.A|NRG YIELD, INC. CL A|EGXM|CBOE TRADING, INC.|1688
NYLD.A|NRG YIELD, INC. CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
NYLD.A|NRG YIELD, INC. CL A|ETRS|E*Trade Securities LLC|5026
NYLD.A|NRG YIELD, INC. CL A|FILL|Tradestation Securities, Inc.|2
NYLD.A|NRG YIELD, INC. CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|250
NYLD.A|NRG YIELD, INC. CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8335
NYLD.A|NRG YIELD, INC. CL A|FTBR|Foliofn Investments, Inc.|1001
NYLD.A|NRG YIELD, INC. CL A|GLPX|ACS EXECUTION SERVICES, LLC|392
NYLD.A|NRG YIELD, INC. CL A|GSCO|GOLDMAN SACHS & CO. LLC|147399
NYLD.A|NRG YIELD, INC. CL A|GSCS|GOLDMAN SACHS & CO. LLC|685
NYLD.A|NRG YIELD, INC. CL A|GSLT|GOLDMAN SACHS & CO. LLC|1184
NYLD.A|NRG YIELD, INC. CL A|GTSZ|GTS SECURITIES LLC|2080
NYLD.A|NRG YIELD, INC. CL A|HAPX|HAP Trading, LLC|785
NYLD.A|NRG YIELD, INC. CL A|HRBF|American Enterprise Investment Services Inc.|4765
NYLD.A|NRG YIELD, INC. CL A|HSBC|HSBC Securities, Inc.|300
NYLD.A|NRG YIELD, INC. CL A|IATS|INTERACTIVE BROKERS LLC|3270
NYLD.A|NRG YIELD, INC. CL A|IBKR|Interactive Brokers Llc|4764
NYLD.A|NRG YIELD, INC. CL A|ICBX|INSTINET, LLC|23900
NYLD.A|NRG YIELD, INC. CL A|IEQY|CITADEL SECURITIES LLC|6162
NYLD.A|NRG YIELD, INC. CL A|INCA|INSTINET, LLC|39951
NYLD.A|NRG YIELD, INC. CL A|ITGI|ITG Inc.|50454
NYLD.A|NRG YIELD, INC. CL A|ITGP|ITG INC.|11800
NYLD.A|NRG YIELD, INC. CL A|JEFF|JEFFERIES LLC|500
NYLD.A|NRG YIELD, INC. CL A|JMPT|JUMP TRADING, LLC|3068
NYLD.A|NRG YIELD, INC. CL A|JPBX|J.P. MORGAN SECURITIES LLC|2200
NYLD.A|NRG YIELD, INC. CL A|JPMX|J.P. Morgan Securities LLC|37369
NYLD.A|NRG YIELD, INC. CL A|JSJX|JANE STREET CAPITAL LLC|813
NYLD.A|NRG YIELD, INC. CL A|KCGM|VIRTU Americas LLC|8282
NYLD.A|NRG YIELD, INC. CL A|LEHM|Barclays Capital Inc./Le|90466
NYLD.A|NRG YIELD, INC. CL A|LIME|Lime Brokerage LLC|27981
NYLD.A|NRG YIELD, INC. CL A|LQNA|LIQUIDNET, INC.|7400
NYLD.A|NRG YIELD, INC. CL A|LSCI|Lek Securities Corporation|2102
NYLD.A|NRG YIELD, INC. CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8696
NYLD.A|NRG YIELD, INC. CL A|MOTF|MOTIF INVESTING, INC.|1
NYLD.A|NRG YIELD, INC. CL A|MSCO|MORGAN STANLEY & CO. LLC|102086
NYLD.A|NRG YIELD, INC. CL A|MSPL|MORGAN STANLEY & CO. LLC|15600
NYLD.A|NRG YIELD, INC. CL A|MSTX|MORGAN STANLEY & CO. LLC|6000
NYLD.A|NRG YIELD, INC. CL A|NEED|Needham & Company, LLC|31447
NYLD.A|NRG YIELD, INC. CL A|NFSC|National Financial Services LLC|54361
NYLD.A|NRG YIELD, INC. CL A|NITE|VIRTU Americas LLC|116596
NYLD.A|NRG YIELD, INC. CL A|NQRB|Brut, LLC|10539
NYLD.A|NRG YIELD, INC. CL A|PDQM|CODA MARKETS, INC.|2786
NYLD.A|NRG YIELD, INC. CL A|RBCM|RBC CAPITAL MARKETS, LLC|871
NYLD.A|NRG YIELD, INC. CL A|SBSH|Citigroup Global Markets Inc.|36682
NYLD.A|NRG YIELD, INC. CL A|SGMT|GOLDMAN SACHS & CO. LLC|55589
NYLD.A|NRG YIELD, INC. CL A|SOCO|Capital One Southcoast, Inc|900
NYLD.A|NRG YIELD, INC. CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
NYLD.A|NRG YIELD, INC. CL A|SWIM|TD Ameritrade, Inc.|6
NYLD.A|NRG YIELD, INC. CL A|SWST|Hilltop Securities Inc.|1082
NYLD.A|NRG YIELD, INC. CL A|TKNG|ALLY INVEST SECURITIES LLC|140
NYLD.A|NRG YIELD, INC. CL A|TRBT|Tradebot Systems, Inc.|12395
NYLD.A|NRG YIELD, INC. CL A|TRCM|TRC MARKETS LLC|2855
NYLD.A|NRG YIELD, INC. CL A|UBSA|UBS SECURITIES LLC|104778
NYLD.A|NRG YIELD, INC. CL A|UBSS|UBS Securities LLC|47686
NYLD.A|NRG YIELD, INC. CL A|VALX|VIRTU AMERICAS LLC|2489
NYLD.A|NRG YIELD, INC. CL A|VGRD|Vanguard Marketing Corporation|2779
NYLD.A|NRG YIELD, INC. CL A|WBET|Wallachbeth Capital LLC|3797
NYLD.A|NRG YIELD, INC. CL A|WCHV|WELLS FARGO SECURITIES, LLC|12040
NYLD.A|NRG YIELD, INC. CL A|WDNX|WEEDEN & CO.L.P.|10200
NYLD.A|NRG YIELD, INC. CL A|WEDB|WEDBUSH SECURITIES INC.|1723
NYLD.A|NRG YIELD, INC. CL A|WEED|Weeden & Co.L.P.|1000
NYLD.A|NRG YIELD, INC. CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9023
NYLD.A|NRG YIELD, INC. CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23659
NYLD.A|NRG YIELD, INC. CL A|WSEA|WOLVERINE SECURITIES, LLC|1057
NYLD.A|NRG YIELD, INC. CL A|XIST|INSTINET, LLC|3400
NYLD.A|NRG YIELD, INC. CL A|XPQR|Jump Trading|503
NYLD.A|NRG YIELD, INC. CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
NYLD.A|NRG YIELD, INC. CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|531
NYMT|NEW YORK MTGE TRUST|AGIS|Aegis Capital Corp.|2160
NYMT|NEW YORK MTGE TRUST|ALTX|Alternet Securities Inc.|9800
NYMT|NEW YORK MTGE TRUST|APCC|Apex Clearing Corporation|4956
NYMT|NEW YORK MTGE TRUST|BANK|Primevest Financial Services, Inc.|2234
NYMT|NEW YORK MTGE TRUST|BATM|CBOE TRADING, INC.|200
NYMT|NEW YORK MTGE TRUST|BAYT|BTIG, LLC|1200
NYMT|NEW YORK MTGE TRUST|BBNT|BB&T SECURITIES, LLC|2663
NYMT|NEW YORK MTGE TRUST|BERN|Sanford C. Bernstein & Co., LLC|4246
NYMT|NEW YORK MTGE TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19470
NYMT|NEW YORK MTGE TRUST|BLKX|INSTINET, LLC|5000
NYMT|NEW YORK MTGE TRUST|BMOC|BMO Capital Markets Corp.|17841
NYMT|NEW YORK MTGE TRUST|BMSI|BULL MARKET SECURITIES, INC.|700
NYMT|NEW YORK MTGE TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|24724
NYMT|NEW YORK MTGE TRUST|BTIG|BTIG, LLC|58313
NYMT|NEW YORK MTGE TRUST|BYXM|CBOE TRADING, INC.|374
NYMT|NEW YORK MTGE TRUST|BZYD|GOLDMAN SACHS & CO. LLC|1100
NYMT|NEW YORK MTGE TRUST|CAMC|Cambria Capital, LLC|1809
NYMT|NEW YORK MTGE TRUST|CANT|Cantor Fitzgerald & Co.|3346
NYMT|NEW YORK MTGE TRUST|CHAS|Charles Schwab & Co., Inc.|8088
NYMT|NEW YORK MTGE TRUST|CLSA|CLSA AMERICAS, LLC|40
NYMT|NEW YORK MTGE TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96457
NYMT|NEW YORK MTGE TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|386
NYMT|NEW YORK MTGE TRUST|CRFN|ROBINHOOD FINANCIAL, LLC|1
NYMT|NEW YORK MTGE TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|917768
NYMT|NEW YORK MTGE TRUST|CTDL|Citadel Derivatives Group Llc|27488
NYMT|NEW YORK MTGE TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|93322
NYMT|NEW YORK MTGE TRUST|DBAB|Deutsche Bank Securities Inc.|321306
NYMT|NEW YORK MTGE TRUST|DBAX|Deutsche Bank Securities Inc.|267600
NYMT|NEW YORK MTGE TRUST|DBUL|Deutsche Bank Securities Inc.|900
NYMT|NEW YORK MTGE TRUST|DEAN|MORGAN STANLEY|10610
NYMT|NEW YORK MTGE TRUST|DEGS|RONIN PROFESSIONAL LLC|200
NYMT|NEW YORK MTGE TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|308
NYMT|NEW YORK MTGE TRUST|EBXL|EBX LLC|340800
NYMT|NEW YORK MTGE TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
NYMT|NEW YORK MTGE TRUST|EDJO|Edward D. Jones & Co., L.P.|18937
NYMT|NEW YORK MTGE TRUST|EGAM|CBOE TRADING, INC.|2775
NYMT|NEW YORK MTGE TRUST|EGAW|CBOE TRADING, INC.|500
NYMT|NEW YORK MTGE TRUST|EGXM|CBOE TRADING, INC.|200
NYMT|NEW YORK MTGE TRUST|ETBE|Electronic Transaction Clearing, Inc.|20874
NYMT|NEW YORK MTGE TRUST|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4
NYMT|NEW YORK MTGE TRUST|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10520
NYMT|NEW YORK MTGE TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20882
NYMT|NEW YORK MTGE TRUST|ETRS|E*Trade Securities LLC|483884
NYMT|NEW YORK MTGE TRUST|FBCO|Credit Suisse Securities (USA) LLC|3892237
NYMT|NEW YORK MTGE TRUST|FFSI|Firstrade Securities Inc.|100
NYMT|NEW YORK MTGE TRUST|FILL|Tradestation Securities, Inc.|7060
NYMT|NEW YORK MTGE TRUST|FMAF|NBCN Inc./ CDS|1200
NYMT|NEW YORK MTGE TRUST|FOMA|TD AMERITRADE CLEARING, INC.|1137412
NYMT|NEW YORK MTGE TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2936
NYMT|NEW YORK MTGE TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|149440
NYMT|NEW YORK MTGE TRUST|FTBR|Foliofn Investments, Inc.|5318
NYMT|NEW YORK MTGE TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|162805
NYMT|NEW YORK MTGE TRUST|GLPX|ACS EXECUTION SERVICES, LLC|5743
NYMT|NEW YORK MTGE TRUST|GSCO|GOLDMAN SACHS & CO. LLC|919306
NYMT|NEW YORK MTGE TRUST|GSCS|GOLDMAN SACHS & CO. LLC|35561
NYMT|NEW YORK MTGE TRUST|GSLT|GOLDMAN SACHS & CO. LLC|18588
NYMT|NEW YORK MTGE TRUST|GTSZ|GTS SECURITIES LLC|4304
NYMT|NEW YORK MTGE TRUST|HRBF|American Enterprise Investment Services Inc.|6738
NYMT|NEW YORK MTGE TRUST|IATS|INTERACTIVE BROKERS LLC|78638
NYMT|NEW YORK MTGE TRUST|IBKR|Interactive Brokers Llc|156960
NYMT|NEW YORK MTGE TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|248
NYMT|NEW YORK MTGE TRUST|ICBX|INSTINET, LLC|102170
NYMT|NEW YORK MTGE TRUST|IEQY|CITADEL SECURITIES LLC|67046
NYMT|NEW YORK MTGE TRUST|INCA|INSTINET, LLC|267938
NYMT|NEW YORK MTGE TRUST|INJX|INSTINET, LLC|5500
NYMT|NEW YORK MTGE TRUST|ITGI|ITG Inc.|103457
NYMT|NEW YORK MTGE TRUST|ITGP|ITG INC.|553400
NYMT|NEW YORK MTGE TRUST|JANY|Janney Montgomery Scott Inc.|2000
NYMT|NEW YORK MTGE TRUST|JEFF|JEFFERIES LLC|210966
NYMT|NEW YORK MTGE TRUST|JMPT|JUMP TRADING, LLC|67766
NYMT|NEW YORK MTGE TRUST|JPBX|J.P. MORGAN SECURITIES LLC|6677
NYMT|NEW YORK MTGE TRUST|JPMX|J.P. Morgan Securities LLC|394093
NYMT|NEW YORK MTGE TRUST|JSJX|JANE STREET CAPITAL LLC|6704
NYMT|NEW YORK MTGE TRUST|KCGM|VIRTU Americas LLC|67959
NYMT|NEW YORK MTGE TRUST|KCRD|PHX FINANCIAL, INC.|100
NYMT|NEW YORK MTGE TRUST|LEHM|Barclays Capital Inc./Le|923716
NYMT|NEW YORK MTGE TRUST|LIME|Lime Brokerage LLC|274624
NYMT|NEW YORK MTGE TRUST|LOOP|Loop Capital Markets LLC|11362
NYMT|NEW YORK MTGE TRUST|LSCI|Lek Securities Corporation|1500
NYMT|NEW YORK MTGE TRUST|MAXM|Maxim Group LLC|11654
NYMT|NEW YORK MTGE TRUST|MBTS|ALLY INVEST SECURITIES LLC|2146
NYMT|NEW YORK MTGE TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|198406
NYMT|NEW YORK MTGE TRUST|MOTF|MOTIF INVESTING, INC.|2
NYMT|NEW YORK MTGE TRUST|MSCO|MORGAN STANLEY & CO. LLC|1426666
NYMT|NEW YORK MTGE TRUST|MSPL|MORGAN STANLEY & CO. LLC|562400
NYMT|NEW YORK MTGE TRUST|MSTX|MORGAN STANLEY & CO. LLC|78200
NYMT|NEW YORK MTGE TRUST|NFSC|National Financial Services LLC|1525663
NYMT|NEW YORK MTGE TRUST|NITE|VIRTU Americas LLC|1958623
NYMT|NEW YORK MTGE TRUST|NITP|VIRTU Americas LLC|133109
NYMT|NEW YORK MTGE TRUST|NMRA|Nomura Securities International, Inc.|100
NYMT|NEW YORK MTGE TRUST|NQRB|Brut, LLC|100
NYMT|NEW YORK MTGE TRUST|NTRC|Northern Trust Securities, Inc.|6544
NYMT|NEW YORK MTGE TRUST|OPCO|Oppenheimer & Co. Inc.|541
NYMT|NEW YORK MTGE TRUST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|982
NYMT|NEW YORK MTGE TRUST|PDQM|CODA MARKETS, INC.|15763
NYMT|NEW YORK MTGE TRUST|RAJA|Raymond James & Associates, Inc.|20346
NYMT|NEW YORK MTGE TRUST|RBCM|RBC CAPITAL MARKETS, LLC|26421
NYMT|NEW YORK MTGE TRUST|SAGL|SAGETRADER, LLC|300
NYMT|NEW YORK MTGE TRUST|SAGW|SAGETRADER, LLC|8753
NYMT|NEW YORK MTGE TRUST|SALI|INTL FCSTONE FINANCIAL INC.|431
NYMT|NEW YORK MTGE TRUST|SBSH|Citigroup Global Markets Inc.|379643
NYMT|NEW YORK MTGE TRUST|SGMT|GOLDMAN SACHS & CO. LLC|128161
NYMT|NEW YORK MTGE TRUST|SPDR|SPEEDROUTE LLC|11400
NYMT|NEW YORK MTGE TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|19617
NYMT|NEW YORK MTGE TRUST|SWIM|TD Ameritrade, Inc.|116560
NYMT|NEW YORK MTGE TRUST|SWST|Hilltop Securities Inc.|2053
NYMT|NEW YORK MTGE TRUST|TKNG|ALLY INVEST SECURITIES LLC|23101
NYMT|NEW YORK MTGE TRUST|TMBR|Timber Hill LLC|1300
NYMT|NEW YORK MTGE TRUST|TRBT|Tradebot Systems, Inc.|148756
NYMT|NEW YORK MTGE TRUST|TRCM|TRC MARKETS LLC|70245
NYMT|NEW YORK MTGE TRUST|TWTT|TASTYWORKS, INC.|100
NYMT|NEW YORK MTGE TRUST|UBSA|UBS SECURITIES LLC|1583458
NYMT|NEW YORK MTGE TRUST|UBSS|UBS Securities LLC|694826
NYMT|NEW YORK MTGE TRUST|VALX|VIRTU AMERICAS LLC|88613
NYMT|NEW YORK MTGE TRUST|VGRD|Vanguard Marketing Corporation|116196
NYMT|NEW YORK MTGE TRUST|WCHV|WELLS FARGO SECURITIES, LLC|200965
NYMT|NEW YORK MTGE TRUST|WEED|Weeden & Co.L.P.|19599
NYMT|NEW YORK MTGE TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1065
NYMT|NEW YORK MTGE TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|357107
NYMT|NEW YORK MTGE TRUST|WGIF|CIBC World Markets Inc.|7154
NYMT|NEW YORK MTGE TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
NYMT|NEW YORK MTGE TRUST|WSEA|WOLVERINE SECURITIES, LLC|15485
NYMT|NEW YORK MTGE TRUST|XIST|INSTINET, LLC|35816
NYMT|NEW YORK MTGE TRUST|XPQR|Jump Trading|2810
NYMT|NEW YORK MTGE TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|172304
NYMT|NEW YORK MTGE TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|300
NYMT|NEW YORK MTGE TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39862
NYMTN|NEW YORK MRTG 8.00 D|BATM|CBOE TRADING, INC.|100
NYMTN|NEW YORK MRTG 8.00 D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|830
NYMTN|NEW YORK MRTG 8.00 D|BNCH|The Benchmark Company, LLC|18500
NYMTN|NEW YORK MRTG 8.00 D|BYXM|CBOE TRADING, INC.|100
NYMTN|NEW YORK MRTG 8.00 D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1063
NYMTN|NEW YORK MRTG 8.00 D|DBAX|Deutsche Bank Securities Inc.|6500
NYMTN|NEW YORK MRTG 8.00 D|DEAN|MORGAN STANLEY|12117
NYMTN|NEW YORK MRTG 8.00 D|DEGS|RONIN PROFESSIONAL LLC|1837
NYMTN|NEW YORK MRTG 8.00 D|EBXL|EBX LLC|600
NYMTN|NEW YORK MRTG 8.00 D|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
NYMTN|NEW YORK MRTG 8.00 D|EGAM|CBOE TRADING, INC.|100
NYMTN|NEW YORK MRTG 8.00 D|ETRS|E*Trade Securities LLC|9889
NYMTN|NEW YORK MRTG 8.00 D|FBCO|Credit Suisse Securities (USA) LLC|15792
NYMTN|NEW YORK MRTG 8.00 D|FOMA|TD AMERITRADE CLEARING, INC.|22683
NYMTN|NEW YORK MRTG 8.00 D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9000
NYMTN|NEW YORK MRTG 8.00 D|GEBB|GLOBAL EXECUTION BROKERS, LP|129
NYMTN|NEW YORK MRTG 8.00 D|GLPX|ACS EXECUTION SERVICES, LLC|524
NYMTN|NEW YORK MRTG 8.00 D|GSCO|GOLDMAN SACHS & CO. LLC|6946
NYMTN|NEW YORK MRTG 8.00 D|GSLT|GOLDMAN SACHS & CO. LLC|382
NYMTN|NEW YORK MRTG 8.00 D|GTSZ|GTS SECURITIES LLC|1112
NYMTN|NEW YORK MRTG 8.00 D|HRBF|American Enterprise Investment Services Inc.|1168
NYMTN|NEW YORK MRTG 8.00 D|IATS|INTERACTIVE BROKERS LLC|600
NYMTN|NEW YORK MRTG 8.00 D|IBKR|Interactive Brokers Llc|24101
NYMTN|NEW YORK MRTG 8.00 D|ICBX|INSTINET, LLC|300
NYMTN|NEW YORK MRTG 8.00 D|INCA|INSTINET, LLC|4064
NYMTN|NEW YORK MRTG 8.00 D|ITGP|ITG INC.|800
NYMTN|NEW YORK MRTG 8.00 D|JSJX|JANE STREET CAPITAL LLC|1600
NYMTN|NEW YORK MRTG 8.00 D|KCGM|VIRTU Americas LLC|400
NYMTN|NEW YORK MRTG 8.00 D|LEHM|Barclays Capital Inc./Le|200
NYMTN|NEW YORK MRTG 8.00 D|LIME|Lime Brokerage LLC|4220
NYMTN|NEW YORK MRTG 8.00 D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1954
NYMTN|NEW YORK MRTG 8.00 D|MSCO|MORGAN STANLEY & CO. LLC|19854
NYMTN|NEW YORK MRTG 8.00 D|NFSC|National Financial Services LLC|14975
NYMTN|NEW YORK MRTG 8.00 D|NITE|VIRTU Americas LLC|64486
NYMTN|NEW YORK MRTG 8.00 D|NQRB|Brut, LLC|1000
NYMTN|NEW YORK MRTG 8.00 D|PDQM|CODA MARKETS, INC.|1148
NYMTN|NEW YORK MRTG 8.00 D|PWJC|UBS Financial Services, Inc.|15731
NYMTN|NEW YORK MRTG 8.00 D|RBCM|RBC CAPITAL MARKETS, LLC|520
NYMTN|NEW YORK MRTG 8.00 D|SPDR|SPEEDROUTE LLC|800
NYMTN|NEW YORK MRTG 8.00 D|STFL|Stifel, Nicolaus & Company, Incorporated|3330
NYMTN|NEW YORK MRTG 8.00 D|SWIM|TD Ameritrade, Inc.|20348
NYMTN|NEW YORK MRTG 8.00 D|TKNG|ALLY INVEST SECURITIES LLC|1700
NYMTN|NEW YORK MRTG 8.00 D|TRBT|Tradebot Systems, Inc.|310
NYMTN|NEW YORK MRTG 8.00 D|TRCM|TRC MARKETS LLC|1226
NYMTN|NEW YORK MRTG 8.00 D|UBSA|UBS SECURITIES LLC|9067
NYMTN|NEW YORK MRTG 8.00 D|UBSS|UBS Securities LLC|39442
NYMTN|NEW YORK MRTG 8.00 D|VGRD|Vanguard Marketing Corporation|10941
NYMTN|NEW YORK MRTG 8.00 D|WCHV|WELLS FARGO SECURITIES, LLC|21692
NYMTN|NEW YORK MRTG 8.00 D|WSEA|WOLVERINE SECURITIES, LLC|1000
NYMTO|NEW YORK MORT 7.875|BBNT|BB&T SECURITIES, LLC|74
NYMTO|NEW YORK MORT 7.875|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44
NYMTO|NEW YORK MORT 7.875|DEAN|MORGAN STANLEY|5056
NYMTO|NEW YORK MORT 7.875|EBXL|EBX LLC|300
NYMTO|NEW YORK MORT 7.875|EDJO|Edward D. Jones & Co., L.P.|600
NYMTO|NEW YORK MORT 7.875|EGXM|CBOE TRADING, INC.|100
NYMTO|NEW YORK MORT 7.875|ETRS|E*Trade Securities LLC|120
NYMTO|NEW YORK MORT 7.875|FBCO|Credit Suisse Securities (USA) LLC|1450
NYMTO|NEW YORK MORT 7.875|FOMA|TD AMERITRADE CLEARING, INC.|3193
NYMTO|NEW YORK MORT 7.875|GSCS|GOLDMAN SACHS & CO. LLC|1242
NYMTO|NEW YORK MORT 7.875|HRBF|American Enterprise Investment Services Inc.|1600
NYMTO|NEW YORK MORT 7.875|IBKR|Interactive Brokers Llc|5648
NYMTO|NEW YORK MORT 7.875|INCA|INSTINET, LLC|2704
NYMTO|NEW YORK MORT 7.875|LIME|Lime Brokerage LLC|2659
NYMTO|NEW YORK MORT 7.875|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2267
NYMTO|NEW YORK MORT 7.875|MAXM|Maxim Group LLC|1700
NYMTO|NEW YORK MORT 7.875|MSCO|MORGAN STANLEY & CO. LLC|3357
NYMTO|NEW YORK MORT 7.875|NFSC|National Financial Services LLC|14222
NYMTO|NEW YORK MORT 7.875|NITE|VIRTU Americas LLC|22852
NYMTO|NEW YORK MORT 7.875|NITP|VIRTU Americas LLC|100
NYMTO|NEW YORK MORT 7.875|NQRB|Brut, LLC|100
NYMTO|NEW YORK MORT 7.875|PWJC|UBS Financial Services, Inc.|685
NYMTO|NEW YORK MORT 7.875|RAJA|Raymond James & Associates, Inc.|165
NYMTO|NEW YORK MORT 7.875|RBCM|RBC CAPITAL MARKETS, LLC|100
NYMTO|NEW YORK MORT 7.875|STFL|Stifel, Nicolaus & Company, Incorporated|2000
NYMTO|NEW YORK MORT 7.875|SWIM|TD Ameritrade, Inc.|10823
NYMTO|NEW YORK MORT 7.875|SWST|Hilltop Securities Inc.|200
NYMTO|NEW YORK MORT 7.875|UBSA|UBS SECURITIES LLC|200
NYMTO|NEW YORK MORT 7.875|UBSS|UBS Securities LLC|2036
NYMTO|NEW YORK MORT 7.875|VGRD|Vanguard Marketing Corporation|1872
NYMTO|NEW YORK MORT 7.875|WCHV|WELLS FARGO SECURITIES, LLC|3168
NYMTO|NEW YORK MORT 7.875|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
NYMTP|NEW YORK MRTG 7.75 B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|160
NYMTP|NEW YORK MRTG 7.75 B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
NYMTP|NEW YORK MRTG 7.75 B|DBAX|Deutsche Bank Securities Inc.|1300
NYMTP|NEW YORK MRTG 7.75 B|DEAN|MORGAN STANLEY|189
NYMTP|NEW YORK MRTG 7.75 B|EBXL|EBX LLC|400
NYMTP|NEW YORK MRTG 7.75 B|EDJO|Edward D. Jones & Co., L.P.|800
NYMTP|NEW YORK MRTG 7.75 B|ETRS|E*Trade Securities LLC|5581
NYMTP|NEW YORK MRTG 7.75 B|FBCO|Credit Suisse Securities (USA) LLC|4768
NYMTP|NEW YORK MRTG 7.75 B|FOMA|TD AMERITRADE CLEARING, INC.|4704
NYMTP|NEW YORK MRTG 7.75 B|GTSZ|GTS SECURITIES LLC|200
NYMTP|NEW YORK MRTG 7.75 B|HRBF|American Enterprise Investment Services Inc.|3799
NYMTP|NEW YORK MRTG 7.75 B|IBKR|Interactive Brokers Llc|1961
NYMTP|NEW YORK MRTG 7.75 B|INCA|INSTINET, LLC|2223
NYMTP|NEW YORK MRTG 7.75 B|KCGM|VIRTU Americas LLC|100
NYMTP|NEW YORK MRTG 7.75 B|LIME|Lime Brokerage LLC|1496
NYMTP|NEW YORK MRTG 7.75 B|MSCO|MORGAN STANLEY & CO. LLC|3363
NYMTP|NEW YORK MRTG 7.75 B|NFSC|National Financial Services LLC|27210
NYMTP|NEW YORK MRTG 7.75 B|NITE|VIRTU Americas LLC|28635
NYMTP|NEW YORK MRTG 7.75 B|PDQM|CODA MARKETS, INC.|100
NYMTP|NEW YORK MRTG 7.75 B|RBCM|RBC CAPITAL MARKETS, LLC|420
NYMTP|NEW YORK MRTG 7.75 B|SGMT|GOLDMAN SACHS & CO. LLC|400
NYMTP|NEW YORK MRTG 7.75 B|SPDR|SPEEDROUTE LLC|200
NYMTP|NEW YORK MRTG 7.75 B|STFL|Stifel, Nicolaus & Company, Incorporated|3435
NYMTP|NEW YORK MRTG 7.75 B|SWIM|TD Ameritrade, Inc.|2171
NYMTP|NEW YORK MRTG 7.75 B|TKNG|ALLY INVEST SECURITIES LLC|1000
NYMTP|NEW YORK MRTG 7.75 B|TRCM|TRC MARKETS LLC|702
NYMTP|NEW YORK MRTG 7.75 B|UBSA|UBS SECURITIES LLC|100
NYMTP|NEW YORK MRTG 7.75 B|UBSS|UBS Securities LLC|7846
NYMTP|NEW YORK MRTG 7.75 B|VGRD|Vanguard Marketing Corporation|1424
NYMTP|NEW YORK MRTG 7.75 B|WCHV|WELLS FARGO SECURITIES, LLC|12440
NYMTP|NEW YORK MRTG 7.75 B|WSEA|WOLVERINE SECURITIES, LLC|1000
NYMX|NYMOX PHARM CORP|ABLE|NATIXIS Securities Americas LLC|1557
NYMX|NYMOX PHARM CORP|ALTX|Alternet Securities Inc.|2120
NYMX|NYMOX PHARM CORP|APCC|Apex Clearing Corporation|21
NYMX|NYMOX PHARM CORP|BATM|CBOE TRADING, INC.|965
NYMX|NYMOX PHARM CORP|BERN|Sanford C. Bernstein & Co., LLC|4096
NYMX|NYMOX PHARM CORP|BMOC|BMO Capital Markets Corp.|6587
NYMX|NYMOX PHARM CORP|BNPX|BNP PARIBAS SECURITIES CORP.|6708
NYMX|NYMOX PHARM CORP|CHAS|Charles Schwab & Co., Inc.|1000
NYMX|NYMOX PHARM CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75
NYMX|NYMOX PHARM CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|410
NYMX|NYMOX PHARM CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15192
NYMX|NYMOX PHARM CORP|CTDL|Citadel Derivatives Group Llc|4318
NYMX|NYMOX PHARM CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3658
NYMX|NYMOX PHARM CORP|DBAB|Deutsche Bank Securities Inc.|54102
NYMX|NYMOX PHARM CORP|DBAX|Deutsche Bank Securities Inc.|4600
NYMX|NYMOX PHARM CORP|DEAN|MORGAN STANLEY|7400
NYMX|NYMOX PHARM CORP|DEGS|RONIN PROFESSIONAL LLC|27789
NYMX|NYMOX PHARM CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7800
NYMX|NYMOX PHARM CORP|EBXL|EBX LLC|5500
NYMX|NYMOX PHARM CORP|EGAM|CBOE TRADING, INC.|1800
NYMX|NYMOX PHARM CORP|EGMT|EG MARKET TECHNOLOGIES LLC|20
NYMX|NYMOX PHARM CORP|EGXM|CBOE TRADING, INC.|1102
NYMX|NYMOX PHARM CORP|ELEV|ELEVATION, LLC|638
NYMX|NYMOX PHARM CORP|ETBE|Electronic Transaction Clearing, Inc.|220
NYMX|NYMOX PHARM CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1582
NYMX|NYMOX PHARM CORP|ETRS|E*Trade Securities LLC|88610
NYMX|NYMOX PHARM CORP|FBCO|Credit Suisse Securities (USA) LLC|81670
NYMX|NYMOX PHARM CORP|FILL|Tradestation Securities, Inc.|1000
NYMX|NYMOX PHARM CORP|FOMA|TD AMERITRADE CLEARING, INC.|123165
NYMX|NYMOX PHARM CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3187
NYMX|NYMOX PHARM CORP|FTBR|Foliofn Investments, Inc.|45
NYMX|NYMOX PHARM CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|33961
NYMX|NYMOX PHARM CORP|GLPX|ACS EXECUTION SERVICES, LLC|9550
NYMX|NYMOX PHARM CORP|GSCO|GOLDMAN SACHS & CO. LLC|180998
NYMX|NYMOX PHARM CORP|GSCS|GOLDMAN SACHS & CO. LLC|400
NYMX|NYMOX PHARM CORP|GSLT|GOLDMAN SACHS & CO. LLC|4100
NYMX|NYMOX PHARM CORP|GTSZ|GTS SECURITIES LLC|2416
NYMX|NYMOX PHARM CORP|HRBF|American Enterprise Investment Services Inc.|10225
NYMX|NYMOX PHARM CORP|IATS|INTERACTIVE BROKERS LLC|2215
NYMX|NYMOX PHARM CORP|IBKR|Interactive Brokers Llc|31741
NYMX|NYMOX PHARM CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|121
NYMX|NYMOX PHARM CORP|ICBX|INSTINET, LLC|5900
NYMX|NYMOX PHARM CORP|IEQY|CITADEL SECURITIES LLC|2615
NYMX|NYMOX PHARM CORP|INCA|INSTINET, LLC|140521
NYMX|NYMOX PHARM CORP|INJX|INSTINET, LLC|371
NYMX|NYMOX PHARM CORP|INTL|INTL FCSTONE FINANCIAL INC.|473
NYMX|NYMOX PHARM CORP|ITGI|ITG Inc.|4698
NYMX|NYMOX PHARM CORP|ITGP|ITG INC.|11000
NYMX|NYMOX PHARM CORP|JANY|Janney Montgomery Scott Inc.|2608
NYMX|NYMOX PHARM CORP|JEFF|JEFFERIES LLC|17125
NYMX|NYMOX PHARM CORP|JMPT|JUMP TRADING, LLC|1317
NYMX|NYMOX PHARM CORP|JPMX|J.P. Morgan Securities LLC|22653
NYMX|NYMOX PHARM CORP|KCGM|VIRTU Americas LLC|7350
NYMX|NYMOX PHARM CORP|LEHM|Barclays Capital Inc./Le|43240
NYMX|NYMOX PHARM CORP|LIME|Lime Brokerage LLC|79071
NYMX|NYMOX PHARM CORP|LMGP|LIME BROKERAGE LLC|51274
NYMX|NYMOX PHARM CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
NYMX|NYMOX PHARM CORP|MAXM|Maxim Group LLC|5883
NYMX|NYMOX PHARM CORP|MBTS|ALLY INVEST SECURITIES LLC|2710
NYMX|NYMOX PHARM CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19356
NYMX|NYMOX PHARM CORP|MSCO|MORGAN STANLEY & CO. LLC|206480
NYMX|NYMOX PHARM CORP|MSPL|MORGAN STANLEY & CO. LLC|14500
NYMX|NYMOX PHARM CORP|MSTX|MORGAN STANLEY & CO. LLC|3600
NYMX|NYMOX PHARM CORP|NATL|National Securities Corporation|1386
NYMX|NYMOX PHARM CORP|NFSC|National Financial Services LLC|112097
NYMX|NYMOX PHARM CORP|NITE|VIRTU Americas LLC|331835
NYMX|NYMOX PHARM CORP|NITP|VIRTU Americas LLC|44962
NYMX|NYMOX PHARM CORP|NQRB|Brut, LLC|100
NYMX|NYMOX PHARM CORP|OPCO|Oppenheimer & Co. Inc.|1500
NYMX|NYMOX PHARM CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8495
NYMX|NYMOX PHARM CORP|PDQM|CODA MARKETS, INC.|23429
NYMX|NYMOX PHARM CORP|RAJA|Raymond James & Associates, Inc.|2324
NYMX|NYMOX PHARM CORP|SAGL|SAGETRADER, LLC|4000
NYMX|NYMOX PHARM CORP|SBSH|Citigroup Global Markets Inc.|94943
NYMX|NYMOX PHARM CORP|SGMT|GOLDMAN SACHS & CO. LLC|7923
NYMX|NYMOX PHARM CORP|SPDR|SPEEDROUTE LLC|7000
NYMX|NYMOX PHARM CORP|STFL|Stifel, Nicolaus & Company, Incorporated|473
NYMX|NYMOX PHARM CORP|SWIM|TD Ameritrade, Inc.|16983
NYMX|NYMOX PHARM CORP|TKNG|ALLY INVEST SECURITIES LLC|1555
NYMX|NYMOX PHARM CORP|TRCM|TRC MARKETS LLC|13700
NYMX|NYMOX PHARM CORP|UBSA|UBS SECURITIES LLC|70625
NYMX|NYMOX PHARM CORP|UBSS|UBS Securities LLC|471027
NYMX|NYMOX PHARM CORP|VALX|VIRTU AMERICAS LLC|1018
NYMX|NYMOX PHARM CORP|VGRD|Vanguard Marketing Corporation|4600
NYMX|NYMOX PHARM CORP|WCHV|WELLS FARGO SECURITIES, LLC|13731
NYMX|NYMOX PHARM CORP|WEDB|WEDBUSH SECURITIES INC.|22839
NYMX|NYMOX PHARM CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|840
NYMX|NYMOX PHARM CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8572
NYMX|NYMOX PHARM CORP|WGIF|CIBC World Markets Inc.|3304
NYMX|NYMOX PHARM CORP|WSEA|WOLVERINE SECURITIES, LLC|3792
NYMX|NYMOX PHARM CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8100
NYNY|EMPIRE RESORTS INC|APCC|Apex Clearing Corporation|8
NYNY|EMPIRE RESORTS INC|BATM|CBOE TRADING, INC.|406
NYNY|EMPIRE RESORTS INC|BMOC|BMO Capital Markets Corp.|552
NYNY|EMPIRE RESORTS INC|BNPX|BNP PARIBAS SECURITIES CORP.|271
NYNY|EMPIRE RESORTS INC|BTIG|BTIG, LLC|59
NYNY|EMPIRE RESORTS INC|BYXM|CBOE TRADING, INC.|100
NYNY|EMPIRE RESORTS INC|CANT|Cantor Fitzgerald & Co.|43
NYNY|EMPIRE RESORTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10
NYNY|EMPIRE RESORTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1283
NYNY|EMPIRE RESORTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6532
NYNY|EMPIRE RESORTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102
NYNY|EMPIRE RESORTS INC|CTDL|Citadel Derivatives Group Llc|355
NYNY|EMPIRE RESORTS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|432
NYNY|EMPIRE RESORTS INC|DBAB|Deutsche Bank Securities Inc.|7898
NYNY|EMPIRE RESORTS INC|DBAX|Deutsche Bank Securities Inc.|1400
NYNY|EMPIRE RESORTS INC|DEAN|MORGAN STANLEY|87
NYNY|EMPIRE RESORTS INC|DEGS|RONIN PROFESSIONAL LLC|2784
NYNY|EMPIRE RESORTS INC|EBXL|EBX LLC|300
NYNY|EMPIRE RESORTS INC|EGXM|CBOE TRADING, INC.|8
NYNY|EMPIRE RESORTS INC|ETRS|E*Trade Securities LLC|491
NYNY|EMPIRE RESORTS INC|FBCO|Credit Suisse Securities (USA) LLC|2626
NYNY|EMPIRE RESORTS INC|FOMA|TD AMERITRADE CLEARING, INC.|26914
NYNY|EMPIRE RESORTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|311
NYNY|EMPIRE RESORTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|700
NYNY|EMPIRE RESORTS INC|GLPX|ACS EXECUTION SERVICES, LLC|10
NYNY|EMPIRE RESORTS INC|GSCO|GOLDMAN SACHS & CO. LLC|8647
NYNY|EMPIRE RESORTS INC|GTSZ|GTS SECURITIES LLC|736
NYNY|EMPIRE RESORTS INC|IATS|INTERACTIVE BROKERS LLC|240
NYNY|EMPIRE RESORTS INC|IBKR|Interactive Brokers Llc|4323
NYNY|EMPIRE RESORTS INC|ICBX|INSTINET, LLC|200
NYNY|EMPIRE RESORTS INC|IEQY|CITADEL SECURITIES LLC|1161
NYNY|EMPIRE RESORTS INC|INCA|INSTINET, LLC|3154
NYNY|EMPIRE RESORTS INC|INJX|INSTINET, LLC|51
NYNY|EMPIRE RESORTS INC|ITGI|ITG Inc.|202
NYNY|EMPIRE RESORTS INC|ITGP|ITG INC.|600
NYNY|EMPIRE RESORTS INC|JEFF|JEFFERIES LLC|989
NYNY|EMPIRE RESORTS INC|JPMX|J.P. Morgan Securities LLC|896
NYNY|EMPIRE RESORTS INC|KCGM|VIRTU Americas LLC|132
NYNY|EMPIRE RESORTS INC|LEHM|Barclays Capital Inc./Le|9036
NYNY|EMPIRE RESORTS INC|LGNT|COR CLEARING LLC|25
NYNY|EMPIRE RESORTS INC|LIME|Lime Brokerage LLC|14919
NYNY|EMPIRE RESORTS INC|LMGP|LIME BROKERAGE LLC|1023
NYNY|EMPIRE RESORTS INC|MAXM|Maxim Group LLC|276
NYNY|EMPIRE RESORTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
NYNY|EMPIRE RESORTS INC|MSCO|MORGAN STANLEY & CO. LLC|20928
NYNY|EMPIRE RESORTS INC|MSPL|MORGAN STANLEY & CO. LLC|300
NYNY|EMPIRE RESORTS INC|NFSC|National Financial Services LLC|3432
NYNY|EMPIRE RESORTS INC|NITE|VIRTU Americas LLC|23563
NYNY|EMPIRE RESORTS INC|NQRB|Brut, LLC|42
NYNY|EMPIRE RESORTS INC|PDQM|CODA MARKETS, INC.|341
NYNY|EMPIRE RESORTS INC|RBCM|RBC CAPITAL MARKETS, LLC|3089
NYNY|EMPIRE RESORTS INC|SALI|INTL FCSTONE FINANCIAL INC.|1200
NYNY|EMPIRE RESORTS INC|SBSH|Citigroup Global Markets Inc.|3545
NYNY|EMPIRE RESORTS INC|SGMT|GOLDMAN SACHS & CO. LLC|426
NYNY|EMPIRE RESORTS INC|SPDR|SPEEDROUTE LLC|5208
NYNY|EMPIRE RESORTS INC|SWIM|TD Ameritrade, Inc.|11750
NYNY|EMPIRE RESORTS INC|TKNG|ALLY INVEST SECURITIES LLC|13
NYNY|EMPIRE RESORTS INC|TRBT|Tradebot Systems, Inc.|592
NYNY|EMPIRE RESORTS INC|UBSA|UBS SECURITIES LLC|2852
NYNY|EMPIRE RESORTS INC|UBSS|UBS Securities LLC|14336
NYNY|EMPIRE RESORTS INC|VALX|VIRTU AMERICAS LLC|974
NYNY|EMPIRE RESORTS INC|WCHV|WELLS FARGO SECURITIES, LLC|2367
NYNY|EMPIRE RESORTS INC|WEED|Weeden & Co.L.P.|60
NYNY|EMPIRE RESORTS INC|WFPB|Wells Fargo Securities, LLC.|861
NYNY|EMPIRE RESORTS INC|WSEA|WOLVERINE SECURITIES, LLC|26
NYNY|EMPIRE RESORTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|74
NYRT|NEW YORK REIT, INC.|AGIS|Aegis Capital Corp.|218
NYRT|NEW YORK REIT, INC.|ALTX|Alternet Securities Inc.|1000
NYRT|NEW YORK REIT, INC.|ANOS|ABEL/NOSER, L.L.C.|2145
NYRT|NEW YORK REIT, INC.|APCC|Apex Clearing Corporation|167
NYRT|NEW YORK REIT, INC.|BANK|Primevest Financial Services, Inc.|201
NYRT|NEW YORK REIT, INC.|BATM|CBOE TRADING, INC.|1397
NYRT|NEW YORK REIT, INC.|BAYC|BAY CREST PARTNERS, LLC|1004
NYRT|NEW YORK REIT, INC.|BERN|Sanford C. Bernstein & Co., LLC|9225
NYRT|NEW YORK REIT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1258
NYRT|NEW YORK REIT, INC.|BYXM|CBOE TRADING, INC.|296
NYRT|NEW YORK REIT, INC.|CANT|Cantor Fitzgerald & Co.|4003
NYRT|NEW YORK REIT, INC.|CHAS|Charles Schwab & Co., Inc.|1580
NYRT|NEW YORK REIT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5496
NYRT|NEW YORK REIT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32254
NYRT|NEW YORK REIT, INC.|CTDL|Citadel Derivatives Group Llc|2100
NYRT|NEW YORK REIT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|922
NYRT|NEW YORK REIT, INC.|DBAB|Deutsche Bank Securities Inc.|19270
NYRT|NEW YORK REIT, INC.|DBAX|Deutsche Bank Securities Inc.|35700
NYRT|NEW YORK REIT, INC.|DEAN|MORGAN STANLEY|740
NYRT|NEW YORK REIT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
NYRT|NEW YORK REIT, INC.|EBXL|EBX LLC|23300
NYRT|NEW YORK REIT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|523
NYRT|NEW YORK REIT, INC.|EDJO|Edward D. Jones & Co., L.P.|105
NYRT|NEW YORK REIT, INC.|EGAM|CBOE TRADING, INC.|2250
NYRT|NEW YORK REIT, INC.|EGXM|CBOE TRADING, INC.|727
NYRT|NEW YORK REIT, INC.|ETBE|Electronic Transaction Clearing, Inc.|538
NYRT|NEW YORK REIT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|577
NYRT|NEW YORK REIT, INC.|ETRS|E*Trade Securities LLC|1311
NYRT|NEW YORK REIT, INC.|FBRC|B. RILEY FBR, INC.|6100
NYRT|NEW YORK REIT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|57
NYRT|NEW YORK REIT, INC.|FQLS|Quantlab Securities LP|10713
NYRT|NEW YORK REIT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34133
NYRT|NEW YORK REIT, INC.|FTBR|Foliofn Investments, Inc.|1147
NYRT|NEW YORK REIT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|820
NYRT|NEW YORK REIT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|47872
NYRT|NEW YORK REIT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1000
NYRT|NEW YORK REIT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|99
NYRT|NEW YORK REIT, INC.|GTSZ|GTS SECURITIES LLC|2984
NYRT|NEW YORK REIT, INC.|HRBF|American Enterprise Investment Services Inc.|160
NYRT|NEW YORK REIT, INC.|IATS|INTERACTIVE BROKERS LLC|3091
NYRT|NEW YORK REIT, INC.|IBKR|Interactive Brokers Llc|13247
NYRT|NEW YORK REIT, INC.|ICBX|INSTINET, LLC|4400
NYRT|NEW YORK REIT, INC.|IEQY|CITADEL SECURITIES LLC|998
NYRT|NEW YORK REIT, INC.|INCA|INSTINET, LLC|22364
NYRT|NEW YORK REIT, INC.|ITGI|ITG Inc.|19040
NYRT|NEW YORK REIT, INC.|ITGP|ITG INC.|48000
NYRT|NEW YORK REIT, INC.|JEFF|JEFFERIES LLC|1786
NYRT|NEW YORK REIT, INC.|JMPT|JUMP TRADING, LLC|1994
NYRT|NEW YORK REIT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|222
NYRT|NEW YORK REIT, INC.|JPMX|J.P. Morgan Securities LLC|42940
NYRT|NEW YORK REIT, INC.|JSJX|JANE STREET CAPITAL LLC|253
NYRT|NEW YORK REIT, INC.|KCGM|VIRTU Americas LLC|4888
NYRT|NEW YORK REIT, INC.|LEHM|Barclays Capital Inc./Le|22731
NYRT|NEW YORK REIT, INC.|LIME|Lime Brokerage LLC|6667
NYRT|NEW YORK REIT, INC.|LQNA|LIQUIDNET, INC.|19400
NYRT|NEW YORK REIT, INC.|LSCI|Lek Securities Corporation|100
NYRT|NEW YORK REIT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12200
NYRT|NEW YORK REIT, INC.|MNDX|TJM Investments, LLC|11485
NYRT|NEW YORK REIT, INC.|MSCO|MORGAN STANLEY & CO. LLC|71097
NYRT|NEW YORK REIT, INC.|MSPL|MORGAN STANLEY & CO. LLC|18400
NYRT|NEW YORK REIT, INC.|MSTX|MORGAN STANLEY & CO. LLC|12900
NYRT|NEW YORK REIT, INC.|NATL|National Securities Corporation|255
NYRT|NEW YORK REIT, INC.|NFSC|National Financial Services LLC|29098
NYRT|NEW YORK REIT, INC.|NITE|VIRTU Americas LLC|51603
NYRT|NEW YORK REIT, INC.|NQRB|Brut, LLC|900
NYRT|NEW YORK REIT, INC.|NTRC|Northern Trust Securities, Inc.|299
NYRT|NEW YORK REIT, INC.|PDQM|CODA MARKETS, INC.|1020
NYRT|NEW YORK REIT, INC.|PWJC|UBS Financial Services, Inc.|700
NYRT|NEW YORK REIT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|513
NYRT|NEW YORK REIT, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|2182
NYRT|NEW YORK REIT, INC.|SAGW|SAGETRADER, LLC|41
NYRT|NEW YORK REIT, INC.|SALI|INTL FCSTONE FINANCIAL INC.|214
NYRT|NEW YORK REIT, INC.|SBSH|Citigroup Global Markets Inc.|7041
NYRT|NEW YORK REIT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|9095
NYRT|NEW YORK REIT, INC.|SPDR|SPEEDROUTE LLC|1100
NYRT|NEW YORK REIT, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2400
NYRT|NEW YORK REIT, INC.|SWIM|TD Ameritrade, Inc.|3685
NYRT|NEW YORK REIT, INC.|SWST|Hilltop Securities Inc.|350
NYRT|NEW YORK REIT, INC.|TKNG|ALLY INVEST SECURITIES LLC|206
NYRT|NEW YORK REIT, INC.|TRBT|Tradebot Systems, Inc.|6754
NYRT|NEW YORK REIT, INC.|TRCM|TRC MARKETS LLC|2528
NYRT|NEW YORK REIT, INC.|UBSA|UBS SECURITIES LLC|71184
NYRT|NEW YORK REIT, INC.|UBSS|UBS Securities LLC|80376
NYRT|NEW YORK REIT, INC.|VALX|VIRTU AMERICAS LLC|1097
NYRT|NEW YORK REIT, INC.|VGRD|Vanguard Marketing Corporation|744
NYRT|NEW YORK REIT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|4479
NYRT|NEW YORK REIT, INC.|WEDB|WEDBUSH SECURITIES INC.|3300
NYRT|NEW YORK REIT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
NYRT|NEW YORK REIT, INC.|WSEA|WOLVERINE SECURITIES, LLC|41
NYRT|NEW YORK REIT, INC.|XIST|INSTINET, LLC|4200
NYRT|NEW YORK REIT, INC.|XPQR|Jump Trading|100
NYRT|NEW YORK REIT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
NYRT|NEW YORK REIT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1384
NYT|N Y TIMES CL A|ADAM|CANACCORD GENUITY INC.|200
NYT|N Y TIMES CL A|ALTX|Alternet Securities Inc.|4040
NYT|N Y TIMES CL A|APCC|Apex Clearing Corporation|1117
NYT|N Y TIMES CL A|BANK|Primevest Financial Services, Inc.|357
NYT|N Y TIMES CL A|BARD|Robert W. Baird & Co. Incorporated|720
NYT|N Y TIMES CL A|BATM|CBOE TRADING, INC.|1451
NYT|N Y TIMES CL A|BAYT|BTIG, LLC|3652
NYT|N Y TIMES CL A|BERN|Sanford C. Bernstein & Co., LLC|141183
NYT|N Y TIMES CL A|BIDS|BIDS TRADING L.P.|3100
NYT|N Y TIMES CL A|BKCM|BNY Mellon Capital Markets LLC|24575
NYT|N Y TIMES CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19151
NYT|N Y TIMES CL A|BLKX|INSTINET, LLC|114060
NYT|N Y TIMES CL A|BMOC|BMO Capital Markets Corp.|100
NYT|N Y TIMES CL A|BNPX|BNP PARIBAS SECURITIES CORP.|11370
NYT|N Y TIMES CL A|BRVL|BLAYLOCK VAN, LLC|9760
NYT|N Y TIMES CL A|BTIG|BTIG, LLC|10281
NYT|N Y TIMES CL A|BYXM|CBOE TRADING, INC.|3920
NYT|N Y TIMES CL A|BZYD|GOLDMAN SACHS & CO. LLC|900
NYT|N Y TIMES CL A|CANT|Cantor Fitzgerald & Co.|2311
NYT|N Y TIMES CL A|CHAS|Charles Schwab & Co., Inc.|71
NYT|N Y TIMES CL A|CIST|Capital Institutional Services, Inc.|5431
NYT|N Y TIMES CL A|CLSA|CLSA AMERICAS, LLC|300
NYT|N Y TIMES CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116111
NYT|N Y TIMES CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|49068
NYT|N Y TIMES CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|778212
NYT|N Y TIMES CL A|CTDL|Citadel Derivatives Group Llc|50269
NYT|N Y TIMES CL A|CTLR|CUTLER GROUP, LP|100
NYT|N Y TIMES CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|217210
NYT|N Y TIMES CL A|DADA|D.A. Davidson & Co.|473
NYT|N Y TIMES CL A|DBAB|Deutsche Bank Securities Inc.|336978
NYT|N Y TIMES CL A|DBAX|Deutsche Bank Securities Inc.|1691000
NYT|N Y TIMES CL A|DCHF|Dart Executions, LLC|125
NYT|N Y TIMES CL A|DEAN|MORGAN STANLEY|13159
NYT|N Y TIMES CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
NYT|N Y TIMES CL A|EBXL|EBX LLC|403700
NYT|N Y TIMES CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|29332
NYT|N Y TIMES CL A|EGAM|CBOE TRADING, INC.|37122
NYT|N Y TIMES CL A|EGAW|CBOE TRADING, INC.|400
NYT|N Y TIMES CL A|EGXM|CBOE TRADING, INC.|200
NYT|N Y TIMES CL A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|31645
NYT|N Y TIMES CL A|ETCC|Electronic Transaction Clearing, Inc.|100
NYT|N Y TIMES CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|501
NYT|N Y TIMES CL A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1366
NYT|N Y TIMES CL A|ETRS|E*Trade Securities LLC|17173
NYT|N Y TIMES CL A|EVRS|E1 ASSET MANAGEMENT, INC.|1000
NYT|N Y TIMES CL A|FILL|Tradestation Securities, Inc.|8031
NYT|N Y TIMES CL A|FINX|FINTECH SECURITIES|65100
NYT|N Y TIMES CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8083
NYT|N Y TIMES CL A|FQLS|Quantlab Securities LP|180543
NYT|N Y TIMES CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101832
NYT|N Y TIMES CL A|FTBR|Foliofn Investments, Inc.|882
NYT|N Y TIMES CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|6421
NYT|N Y TIMES CL A|GILG|Gilder Gagnon Howe & Co. LLC|1450216
NYT|N Y TIMES CL A|GLIS|TD Securities Inc|170
NYT|N Y TIMES CL A|GLPX|ACS EXECUTION SERVICES, LLC|7720
NYT|N Y TIMES CL A|GSCO|GOLDMAN SACHS & CO. LLC|2771851
NYT|N Y TIMES CL A|GSCS|GOLDMAN SACHS & CO. LLC|10784
NYT|N Y TIMES CL A|GSLT|GOLDMAN SACHS & CO. LLC|4701
NYT|N Y TIMES CL A|GTSZ|GTS SECURITIES LLC|163744
NYT|N Y TIMES CL A|HRBF|American Enterprise Investment Services Inc.|1828
NYT|N Y TIMES CL A|IATS|INTERACTIVE BROKERS LLC|28256
NYT|N Y TIMES CL A|IBKR|Interactive Brokers Llc|51111
NYT|N Y TIMES CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1357
NYT|N Y TIMES CL A|ICBX|INSTINET, LLC|254267
NYT|N Y TIMES CL A|IEQY|CITADEL SECURITIES LLC|13638
NYT|N Y TIMES CL A|INCA|INSTINET, LLC|156240
NYT|N Y TIMES CL A|INJX|INSTINET, LLC|15501
NYT|N Y TIMES CL A|ITGI|ITG Inc.|124558
NYT|N Y TIMES CL A|ITGP|ITG INC.|634400
NYT|N Y TIMES CL A|JEFF|JEFFERIES LLC|193413
NYT|N Y TIMES CL A|JMPT|JUMP TRADING, LLC|13492
NYT|N Y TIMES CL A|JONE|JonesTrading|392045
NYT|N Y TIMES CL A|JPBX|J.P. MORGAN SECURITIES LLC|215525
NYT|N Y TIMES CL A|JPMX|J.P. Morgan Securities LLC|2581463
NYT|N Y TIMES CL A|JSJX|JANE STREET CAPITAL LLC|12643
NYT|N Y TIMES CL A|KCGM|VIRTU Americas LLC|138641
NYT|N Y TIMES CL A|KRSH|Kershner Securities, LLC|1671
NYT|N Y TIMES CL A|LEHM|Barclays Capital Inc./Le|1621570
NYT|N Y TIMES CL A|LIME|Lime Brokerage LLC|23764
NYT|N Y TIMES CL A|LOOP|Loop Capital Markets LLC|5108
NYT|N Y TIMES CL A|LQNA|LIQUIDNET, INC.|66100
NYT|N Y TIMES CL A|LSCI|Lek Securities Corporation|19
NYT|N Y TIMES CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
NYT|N Y TIMES CL A|MACQ|Macquarie Capital (USA) Inc.|1300
NYT|N Y TIMES CL A|MAXM|Maxim Group LLC|43149
NYT|N Y TIMES CL A|MBTS|ALLY INVEST SECURITIES LLC|70
NYT|N Y TIMES CL A|MCBT|Moors & Cabot, Inc.|1300
NYT|N Y TIMES CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|721442
NYT|N Y TIMES CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|32342
NYT|N Y TIMES CL A|MSCO|MORGAN STANLEY & CO. LLC|971248
NYT|N Y TIMES CL A|MSPL|MORGAN STANLEY & CO. LLC|1624400
NYT|N Y TIMES CL A|MSTX|MORGAN STANLEY & CO. LLC|540200
NYT|N Y TIMES CL A|MUFG|MUFG SECURITIES AMERICAS INC.|516000
NYT|N Y TIMES CL A|NATL|National Securities Corporation|900
NYT|N Y TIMES CL A|NFSC|National Financial Services LLC|1804061
NYT|N Y TIMES CL A|NITE|VIRTU Americas LLC|1447233
NYT|N Y TIMES CL A|NITP|VIRTU Americas LLC|207778
NYT|N Y TIMES CL A|NMRA|Nomura Securities International, Inc.|80900
NYT|N Y TIMES CL A|NQRB|Brut, LLC|400
NYT|N Y TIMES CL A|NTBF|BMO Nesbitt Burns Inc./CDS|592
NYT|N Y TIMES CL A|NTRC|Northern Trust Securities, Inc.|27499
NYT|N Y TIMES CL A|OPCO|Oppenheimer & Co. Inc.|66
NYT|N Y TIMES CL A|PDQM|CODA MARKETS, INC.|203286
NYT|N Y TIMES CL A|PHLY|NASDAQ Execution Services, LLC|400
NYT|N Y TIMES CL A|PWJC|UBS Financial Services, Inc.|3750
NYT|N Y TIMES CL A|QMSR|QUATTRO M SECURITIES INC.|7702
NYT|N Y TIMES CL A|RBCM|RBC CAPITAL MARKETS, LLC|13433
NYT|N Y TIMES CL A|RGLD|Regal Securities, Inc|40
NYT|N Y TIMES CL A|RILY|B. RILEY FBR, INC.|200
NYT|N Y TIMES CL A|SAGL|SAGETRADER, LLC|2610
NYT|N Y TIMES CL A|SAGW|SAGETRADER, LLC|10
NYT|N Y TIMES CL A|SBSH|Citigroup Global Markets Inc.|191670
NYT|N Y TIMES CL A|SGMT|GOLDMAN SACHS & CO. LLC|507389
NYT|N Y TIMES CL A|SPDR|SPEEDROUTE LLC|28224
NYT|N Y TIMES CL A|SPNT|SEVEN POINTS CAPITAL, LLC|91986
NYT|N Y TIMES CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|4669
NYT|N Y TIMES CL A|STFL|Stifel, Nicolaus & Company, Incorporated|1793
NYT|N Y TIMES CL A|STKP|STOCKPILE INVESTMENTS, INC.|112
NYT|N Y TIMES CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
NYT|N Y TIMES CL A|SWIM|TD Ameritrade, Inc.|69118
NYT|N Y TIMES CL A|TKNG|ALLY INVEST SECURITIES LLC|1540
NYT|N Y TIMES CL A|TRBT|Tradebot Systems, Inc.|35259
NYT|N Y TIMES CL A|TRCM|TRC MARKETS LLC|65535
NYT|N Y TIMES CL A|TWTT|TASTYWORKS, INC.|281
NYT|N Y TIMES CL A|UBSA|UBS SECURITIES LLC|1895489
NYT|N Y TIMES CL A|UBSS|UBS Securities LLC|987962
NYT|N Y TIMES CL A|VALX|VIRTU AMERICAS LLC|96270
NYT|N Y TIMES CL A|VGRD|Vanguard Marketing Corporation|2794
NYT|N Y TIMES CL A|WBLR|WILLIAM BLAIR|8955
NYT|N Y TIMES CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
NYT|N Y TIMES CL A|WCHV|WELLS FARGO SECURITIES, LLC|65238
NYT|N Y TIMES CL A|WEDB|WEDBUSH SECURITIES INC.|1244
NYT|N Y TIMES CL A|WEED|Weeden & Co.L.P.|29900
NYT|N Y TIMES CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|863
NYT|N Y TIMES CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16206
NYT|N Y TIMES CL A|WGIF|CIBC World Markets Inc.|2000
NYT|N Y TIMES CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|70
NYT|N Y TIMES CL A|WMLL|Watermill Institutional Trading LLC|33189
NYT|N Y TIMES CL A|WOLF|Wolfe Trahan Securities|200
NYT|N Y TIMES CL A|WSEA|WOLVERINE SECURITIES, LLC|1910
NYT|N Y TIMES CL A|WTCO|Williams Trading LLC|21400
NYT|N Y TIMES CL A|XIST|INSTINET, LLC|66472
NYT|N Y TIMES CL A|XPQR|Jump Trading|171
NYT|N Y TIMES CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|631940
NYT|N Y TIMES CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|100
NYT|N Y TIMES CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1207
NYV|NUVEEN NEW YORK|AGIS|Aegis Capital Corp.|1000
NYV|NUVEEN NEW YORK|APCC|Apex Clearing Corporation|2
NYV|NUVEEN NEW YORK|BTIG|BTIG, LLC|188
NYV|NUVEEN NEW YORK|DEAN|MORGAN STANLEY|1400
NYV|NUVEEN NEW YORK|EBXL|EBX LLC|100
NYV|NUVEEN NEW YORK|EDJO|Edward D. Jones & Co., L.P.|721
NYV|NUVEEN NEW YORK|ETRS|E*Trade Securities LLC|2
NYV|NUVEEN NEW YORK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
NYV|NUVEEN NEW YORK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
NYV|NUVEEN NEW YORK|HRBF|American Enterprise Investment Services Inc.|2600
NYV|NUVEEN NEW YORK|IATS|INTERACTIVE BROKERS LLC|3
NYV|NUVEEN NEW YORK|IBKR|Interactive Brokers Llc|1002
NYV|NUVEEN NEW YORK|INCA|INSTINET, LLC|2
NYV|NUVEEN NEW YORK|ITGI|ITG Inc.|200
NYV|NUVEEN NEW YORK|LIME|Lime Brokerage LLC|146
NYV|NUVEEN NEW YORK|MAXM|Maxim Group LLC|2465
NYV|NUVEEN NEW YORK|MSCO|MORGAN STANLEY & CO. LLC|5225
NYV|NUVEEN NEW YORK|NFSC|National Financial Services LLC|6717
NYV|NUVEEN NEW YORK|NITE|VIRTU Americas LLC|21706
NYV|NUVEEN NEW YORK|OPCO|Oppenheimer & Co. Inc.|3100
NYV|NUVEEN NEW YORK|PWJC|UBS Financial Services, Inc.|1500
NYV|NUVEEN NEW YORK|RBCM|RBC CAPITAL MARKETS, LLC|6237
NYV|NUVEEN NEW YORK|SBSH|Citigroup Global Markets Inc.|2408
NYV|NUVEEN NEW YORK|STFL|Stifel, Nicolaus & Company, Incorporated|605
NYV|NUVEEN NEW YORK|SWST|Hilltop Securities Inc.|1694
NYV|NUVEEN NEW YORK|UBSA|UBS SECURITIES LLC|1600
NYV|NUVEEN NEW YORK|UBSS|UBS Securities LLC|4440
NYV|NUVEEN NEW YORK|VALX|VIRTU AMERICAS LLC|100
NYV|NUVEEN NEW YORK|VGRD|Vanguard Marketing Corporation|6
NYV|NUVEEN NEW YORK|WCHV|WELLS FARGO SECURITIES, LLC|5851
NYV|NUVEEN NEW YORK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1003
NYV|NUVEEN NEW YORK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3805
NZF|NUVEEN MUNI CREDIT|AGIS|Aegis Capital Corp.|18005
NZF|NUVEEN MUNI CREDIT|ALTX|Alternet Securities Inc.|2689
NZF|NUVEEN MUNI CREDIT|APCC|Apex Clearing Corporation|4369
NZF|NUVEEN MUNI CREDIT|BANK|Primevest Financial Services, Inc.|300
NZF|NUVEEN MUNI CREDIT|BARD|Robert W. Baird & Co. Incorporated|25012
NZF|NUVEEN MUNI CREDIT|BATM|CBOE TRADING, INC.|3073
NZF|NUVEEN MUNI CREDIT|BBNT|BB&T SECURITIES, LLC|139
NZF|NUVEEN MUNI CREDIT|BERN|Sanford C. Bernstein & Co., LLC|120
NZF|NUVEEN MUNI CREDIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4872
NZF|NUVEEN MUNI CREDIT|BLKX|INSTINET, LLC|14700
NZF|NUVEEN MUNI CREDIT|BNCH|The Benchmark Company, LLC|17900
NZF|NUVEEN MUNI CREDIT|BTIG|BTIG, LLC|8408
NZF|NUVEEN MUNI CREDIT|CANT|Cantor Fitzgerald & Co.|8378
NZF|NUVEEN MUNI CREDIT|CHAS|Charles Schwab & Co., Inc.|9934
NZF|NUVEEN MUNI CREDIT|CIST|Capital Institutional Services, Inc.|324
NZF|NUVEEN MUNI CREDIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10740
NZF|NUVEEN MUNI CREDIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
NZF|NUVEEN MUNI CREDIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31360
NZF|NUVEEN MUNI CREDIT|CTDL|Citadel Derivatives Group Llc|217
NZF|NUVEEN MUNI CREDIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
NZF|NUVEEN MUNI CREDIT|DADA|D.A. Davidson & Co.|4971
NZF|NUVEEN MUNI CREDIT|DAVA|Davenport & Company LLC|2
NZF|NUVEEN MUNI CREDIT|DBAX|Deutsche Bank Securities Inc.|7200
NZF|NUVEEN MUNI CREDIT|DEAN|MORGAN STANLEY|49085
NZF|NUVEEN MUNI CREDIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25225
NZF|NUVEEN MUNI CREDIT|EBXL|EBX LLC|14200
NZF|NUVEEN MUNI CREDIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|8850
NZF|NUVEEN MUNI CREDIT|EDJO|Edward D. Jones & Co., L.P.|32533
NZF|NUVEEN MUNI CREDIT|EGAM|CBOE TRADING, INC.|7937
NZF|NUVEEN MUNI CREDIT|EGXM|CBOE TRADING, INC.|688
NZF|NUVEEN MUNI CREDIT|ESPO|ESPOSITO SECURITIES, LLC|540
NZF|NUVEEN MUNI CREDIT|ETBE|Electronic Transaction Clearing, Inc.|200
NZF|NUVEEN MUNI CREDIT|ETRS|E*Trade Securities LLC|77828
NZF|NUVEEN MUNI CREDIT|FBSB|U.S. Bancorp Investments, Inc.|300
NZF|NUVEEN MUNI CREDIT|FILL|Tradestation Securities, Inc.|900
NZF|NUVEEN MUNI CREDIT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13328
NZF|NUVEEN MUNI CREDIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23553
NZF|NUVEEN MUNI CREDIT|FTBR|Foliofn Investments, Inc.|295
NZF|NUVEEN MUNI CREDIT|GLPX|ACS EXECUTION SERVICES, LLC|2932
NZF|NUVEEN MUNI CREDIT|GSCO|GOLDMAN SACHS & CO. LLC|27653
NZF|NUVEEN MUNI CREDIT|GSCS|GOLDMAN SACHS & CO. LLC|861
NZF|NUVEEN MUNI CREDIT|GSLT|GOLDMAN SACHS & CO. LLC|3896
NZF|NUVEEN MUNI CREDIT|GTSZ|GTS SECURITIES LLC|200
NZF|NUVEEN MUNI CREDIT|HRBF|American Enterprise Investment Services Inc.|95457
NZF|NUVEEN MUNI CREDIT|IATS|INTERACTIVE BROKERS LLC|3880
NZF|NUVEEN MUNI CREDIT|IBKR|Interactive Brokers Llc|10552
NZF|NUVEEN MUNI CREDIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
NZF|NUVEEN MUNI CREDIT|ICBX|INSTINET, LLC|12731
NZF|NUVEEN MUNI CREDIT|INCA|INSTINET, LLC|10300
NZF|NUVEEN MUNI CREDIT|INJX|INSTINET, LLC|5400
NZF|NUVEEN MUNI CREDIT|ITGI|ITG Inc.|29924
NZF|NUVEEN MUNI CREDIT|ITGP|ITG INC.|8000
NZF|NUVEEN MUNI CREDIT|JANY|Janney Montgomery Scott Inc.|4605
NZF|NUVEEN MUNI CREDIT|JMPT|JUMP TRADING, LLC|228
NZF|NUVEEN MUNI CREDIT|JONE|JonesTrading|9200
NZF|NUVEEN MUNI CREDIT|JPMX|J.P. Morgan Securities LLC|17884
NZF|NUVEEN MUNI CREDIT|KCGM|VIRTU Americas LLC|11817
NZF|NUVEEN MUNI CREDIT|LEER|LEERINK PARTNERS LLC|21800
NZF|NUVEEN MUNI CREDIT|LEHM|Barclays Capital Inc./Le|26600
NZF|NUVEEN MUNI CREDIT|LGNT|COR CLEARING LLC|7
NZF|NUVEEN MUNI CREDIT|LIME|Lime Brokerage LLC|176
NZF|NUVEEN MUNI CREDIT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3500
NZF|NUVEEN MUNI CREDIT|MAXM|Maxim Group LLC|500
NZF|NUVEEN MUNI CREDIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29694
NZF|NUVEEN MUNI CREDIT|MSCO|MORGAN STANLEY & CO. LLC|247634
NZF|NUVEEN MUNI CREDIT|MSPL|MORGAN STANLEY & CO. LLC|31800
NZF|NUVEEN MUNI CREDIT|NATL|National Securities Corporation|1477
NZF|NUVEEN MUNI CREDIT|NFSC|National Financial Services LLC|398609
NZF|NUVEEN MUNI CREDIT|NITE|VIRTU Americas LLC|540585
NZF|NUVEEN MUNI CREDIT|NITP|VIRTU Americas LLC|500
NZF|NUVEEN MUNI CREDIT|NQRB|Brut, LLC|200
NZF|NUVEEN MUNI CREDIT|NTRC|Northern Trust Securities, Inc.|7555
NZF|NUVEEN MUNI CREDIT|OPCO|Oppenheimer & Co. Inc.|40083
NZF|NUVEEN MUNI CREDIT|OTAA|OTA LLC|9000
NZF|NUVEEN MUNI CREDIT|PDQM|CODA MARKETS, INC.|8352
NZF|NUVEEN MUNI CREDIT|PWJC|UBS Financial Services, Inc.|73455
NZF|NUVEEN MUNI CREDIT|RBCM|RBC CAPITAL MARKETS, LLC|34082
NZF|NUVEEN MUNI CREDIT|SALI|INTL FCSTONE FINANCIAL INC.|1425
NZF|NUVEEN MUNI CREDIT|SBSH|Citigroup Global Markets Inc.|5513
NZF|NUVEEN MUNI CREDIT|SGMT|GOLDMAN SACHS & CO. LLC|10789
NZF|NUVEEN MUNI CREDIT|SPDR|SPEEDROUTE LLC|200
NZF|NUVEEN MUNI CREDIT|SPHN|Stephens Inc.|10
NZF|NUVEEN MUNI CREDIT|STFL|Stifel, Nicolaus & Company, Incorporated|43527
NZF|NUVEEN MUNI CREDIT|SWIM|TD Ameritrade, Inc.|9703
NZF|NUVEEN MUNI CREDIT|SWST|Hilltop Securities Inc.|5912
NZF|NUVEEN MUNI CREDIT|TKNG|ALLY INVEST SECURITIES LLC|1228
NZF|NUVEEN MUNI CREDIT|TRBT|Tradebot Systems, Inc.|5682
NZF|NUVEEN MUNI CREDIT|UBSA|UBS SECURITIES LLC|33739
NZF|NUVEEN MUNI CREDIT|UBSS|UBS Securities LLC|269362
NZF|NUVEEN MUNI CREDIT|VALX|VIRTU AMERICAS LLC|7210
NZF|NUVEEN MUNI CREDIT|VGRD|Vanguard Marketing Corporation|73254
NZF|NUVEEN MUNI CREDIT|WBET|Wallachbeth Capital LLC|12628
NZF|NUVEEN MUNI CREDIT|WCHV|WELLS FARGO SECURITIES, LLC|218804
NZF|NUVEEN MUNI CREDIT|WEDB|WEDBUSH SECURITIES INC.|700
NZF|NUVEEN MUNI CREDIT|WEED|Weeden & Co.L.P.|660
NZF|NUVEEN MUNI CREDIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1295
NZF|NUVEEN MUNI CREDIT|WSEA|WOLVERINE SECURITIES, LLC|8626
NZF|NUVEEN MUNI CREDIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|17404
NZF|NUVEEN MUNI CREDIT|YKNA|COMHAR CAPITAL MARKETS, LLC|937
NZF|NUVEEN MUNI CREDIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14457
O|REALTY INCOME CP|ABLE|NATIXIS Securities Americas LLC|5403
O|REALTY INCOME CP|ALTX|Alternet Securities Inc.|9304
O|REALTY INCOME CP|APCC|Apex Clearing Corporation|5849
O|REALTY INCOME CP|BANK|Primevest Financial Services, Inc.|398
O|REALTY INCOME CP|BARD|Robert W. Baird & Co. Incorporated|18013
O|REALTY INCOME CP|BATM|CBOE TRADING, INC.|13087
O|REALTY INCOME CP|BAYC|BAY CREST PARTNERS, LLC|306
O|REALTY INCOME CP|BAYT|BTIG, LLC|1600
O|REALTY INCOME CP|BBNT|BB&T SECURITIES, LLC|13098
O|REALTY INCOME CP|BERN|Sanford C. Bernstein & Co., LLC|320559
O|REALTY INCOME CP|BIAD|SAGETRADER, LLC|916
O|REALTY INCOME CP|BIDS|BIDS TRADING L.P.|15800
O|REALTY INCOME CP|BIMI|Banca IMI Securities Corp.|300
O|REALTY INCOME CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48053
O|REALTY INCOME CP|BLKX|INSTINET, LLC|6250
O|REALTY INCOME CP|BMOC|BMO Capital Markets Corp.|155503
O|REALTY INCOME CP|BNPX|BNP PARIBAS SECURITIES CORP.|221144
O|REALTY INCOME CP|BRGE|Newbridge Securities Corp.|25
O|REALTY INCOME CP|BTIG|BTIG, LLC|41562
O|REALTY INCOME CP|BYXM|CBOE TRADING, INC.|1972
O|REALTY INCOME CP|BZYD|GOLDMAN SACHS & CO. LLC|1600
O|REALTY INCOME CP|CABR|Cabrera Capital Markets, Inc.|50
O|REALTY INCOME CP|CANT|Cantor Fitzgerald & Co.|5559
O|REALTY INCOME CP|CHAS|Charles Schwab & Co., Inc.|5428
O|REALTY INCOME CP|CIBP|CIBC World Markets Corp.|43924
O|REALTY INCOME CP|CIST|Capital Institutional Services, Inc.|2917
O|REALTY INCOME CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|354701
O|REALTY INCOME CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|330
O|REALTY INCOME CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17365
O|REALTY INCOME CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|541329
O|REALTY INCOME CP|CTDL|Citadel Derivatives Group Llc|21377
O|REALTY INCOME CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|70208
O|REALTY INCOME CP|DADA|D.A. Davidson & Co.|9051
O|REALTY INCOME CP|DAVA|Davenport & Company LLC|2871
O|REALTY INCOME CP|DBAB|Deutsche Bank Securities Inc.|800671
O|REALTY INCOME CP|DBAX|Deutsche Bank Securities Inc.|573900
O|REALTY INCOME CP|DBUL|Deutsche Bank Securities Inc.|8486
O|REALTY INCOME CP|DCHF|Dart Executions, LLC|16509
O|REALTY INCOME CP|DEAN|MORGAN STANLEY|17629
O|REALTY INCOME CP|DEGS|RONIN PROFESSIONAL LLC|100
O|REALTY INCOME CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4190
O|REALTY INCOME CP|EBXL|EBX LLC|383500
O|REALTY INCOME CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3150
O|REALTY INCOME CP|EDJC|Edward Jones / CDS|6
O|REALTY INCOME CP|EDJO|Edward D. Jones & Co., L.P.|40703
O|REALTY INCOME CP|EGAM|CBOE TRADING, INC.|23360
O|REALTY INCOME CP|EGAW|CBOE TRADING, INC.|438
O|REALTY INCOME CP|EGMT|EG MARKET TECHNOLOGIES LLC|400
O|REALTY INCOME CP|EGXM|CBOE TRADING, INC.|4344
O|REALTY INCOME CP|EGXW|CBOE TRADING, INC.|20
O|REALTY INCOME CP|ETBE|Electronic Transaction Clearing, Inc.|31013
O|REALTY INCOME CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
O|REALTY INCOME CP|ETCB|ETC BROKERAGE SERVICES, LLC|1317
O|REALTY INCOME CP|ETCC|Electronic Transaction Clearing, Inc.|1621
O|REALTY INCOME CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10123
O|REALTY INCOME CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2484
O|REALTY INCOME CP|ETRS|E*Trade Securities LLC|169152
O|REALTY INCOME CP|FILL|Tradestation Securities, Inc.|5901
O|REALTY INCOME CP|FINX|FINTECH SECURITIES|2386
O|REALTY INCOME CP|FMAF|NBCN Inc./ CDS|3727
O|REALTY INCOME CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29740
O|REALTY INCOME CP|FQLS|Quantlab Securities LP|600916
O|REALTY INCOME CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|163832
O|REALTY INCOME CP|FTBR|Foliofn Investments, Inc.|9592
O|REALTY INCOME CP|GEBB|GLOBAL EXECUTION BROKERS, LP|5254
O|REALTY INCOME CP|GLIS|TD Securities Inc|1257
O|REALTY INCOME CP|GLPX|ACS EXECUTION SERVICES, LLC|156441
O|REALTY INCOME CP|GNAV|GREEN STREET TRADING, LLC|331057
O|REALTY INCOME CP|GSCO|GOLDMAN SACHS & CO. LLC|2106918
O|REALTY INCOME CP|GSCS|GOLDMAN SACHS & CO. LLC|42428
O|REALTY INCOME CP|GSLT|GOLDMAN SACHS & CO. LLC|17622
O|REALTY INCOME CP|GTSZ|GTS SECURITIES LLC|280747
O|REALTY INCOME CP|HRBF|American Enterprise Investment Services Inc.|52616
O|REALTY INCOME CP|HSBC|HSBC Securities, Inc.|900
O|REALTY INCOME CP|IATS|INTERACTIVE BROKERS LLC|18158
O|REALTY INCOME CP|IBKR|Interactive Brokers Llc|31817
O|REALTY INCOME CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|147
O|REALTY INCOME CP|ICBX|INSTINET, LLC|125727
O|REALTY INCOME CP|IEQY|CITADEL SECURITIES LLC|385074
O|REALTY INCOME CP|INCA|INSTINET, LLC|410673
O|REALTY INCOME CP|INJX|INSTINET, LLC|17140
O|REALTY INCOME CP|INTL|INTL FCSTONE FINANCIAL INC.|5793
O|REALTY INCOME CP|ITGI|ITG Inc.|39222
O|REALTY INCOME CP|ITGP|ITG INC.|390400
O|REALTY INCOME CP|JANY|Janney Montgomery Scott Inc.|5840
O|REALTY INCOME CP|JEFF|JEFFERIES LLC|299688
O|REALTY INCOME CP|JGUN|Joseph Gunnar & Co.  LLC|1500
O|REALTY INCOME CP|JMPT|JUMP TRADING, LLC|128903
O|REALTY INCOME CP|JONE|JonesTrading|16685
O|REALTY INCOME CP|JPBX|J.P. MORGAN SECURITIES LLC|115147
O|REALTY INCOME CP|JPMX|J.P. Morgan Securities LLC|695702
O|REALTY INCOME CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|2808
O|REALTY INCOME CP|JSJX|JANE STREET CAPITAL LLC|14450
O|REALTY INCOME CP|KCGM|VIRTU Americas LLC|130655
O|REALTY INCOME CP|LEHM|Barclays Capital Inc./Le|1398065
O|REALTY INCOME CP|LGNT|COR CLEARING LLC|38
O|REALTY INCOME CP|LIME|Lime Brokerage LLC|154224
O|REALTY INCOME CP|LIWD|LIME BROKERAGE LLC|3077
O|REALTY INCOME CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|352988
O|REALTY INCOME CP|LQNA|LIQUIDNET, INC.|147300
O|REALTY INCOME CP|LQNB|LIQUIDNET, INC.|15700
O|REALTY INCOME CP|LSCI|Lek Securities Corporation|262
O|REALTY INCOME CP|MACC|Mid Atlantic Capital Corporation|2589
O|REALTY INCOME CP|MAXM|Maxim Group LLC|2208
O|REALTY INCOME CP|MCBT|Moors & Cabot, Inc.|375
O|REALTY INCOME CP|MKMP|MKM Partners LLC|20100
O|REALTY INCOME CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|210188
O|REALTY INCOME CP|MOTF|MOTIF INVESTING, INC.|39
O|REALTY INCOME CP|MSCO|MORGAN STANLEY & CO. LLC|2418170
O|REALTY INCOME CP|MSPL|MORGAN STANLEY & CO. LLC|435500
O|REALTY INCOME CP|MSTX|MORGAN STANLEY & CO. LLC|389600
O|REALTY INCOME CP|NBCS|NBC Securities, INC.|600
O|REALTY INCOME CP|NFSC|National Financial Services LLC|594247
O|REALTY INCOME CP|NITE|VIRTU Americas LLC|974902
O|REALTY INCOME CP|NITP|VIRTU Americas LLC|977
O|REALTY INCOME CP|NQRB|Brut, LLC|13288
O|REALTY INCOME CP|NTBF|BMO Nesbitt Burns Inc./CDS|100
O|REALTY INCOME CP|NTRC|Northern Trust Securities, Inc.|2285
O|REALTY INCOME CP|OHOS|TWO SIGMA SECURITIES, LLC|123162
O|REALTY INCOME CP|OPCO|Oppenheimer & Co. Inc.|12750
O|REALTY INCOME CP|PCFF|Pacific International Securities Inc./CDS|400
O|REALTY INCOME CP|PDQM|CODA MARKETS, INC.|92516
O|REALTY INCOME CP|PHLY|NASDAQ Execution Services, LLC|74800
O|REALTY INCOME CP|PICT|Pictet Overseas Inc.|430
O|REALTY INCOME CP|PWJC|UBS Financial Services, Inc.|2214
O|REALTY INCOME CP|QMSR|QUATTRO M SECURITIES INC.|1141
O|REALTY INCOME CP|RBCM|RBC CAPITAL MARKETS, LLC|45740
O|REALTY INCOME CP|RGLD|Regal Securities, Inc|50
O|REALTY INCOME CP|SAGL|SAGETRADER, LLC|27549
O|REALTY INCOME CP|SALI|INTL FCSTONE FINANCIAL INC.|1028
O|REALTY INCOME CP|SBSH|Citigroup Global Markets Inc.|301155
O|REALTY INCOME CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
O|REALTY INCOME CP|SEIC|SEI Investments Distribution Co.|1049
O|REALTY INCOME CP|SGMT|GOLDMAN SACHS & CO. LLC|202018
O|REALTY INCOME CP|SJLS|TRADE INFORMATICS LLC|100
O|REALTY INCOME CP|SPDR|SPEEDROUTE LLC|16156
O|REALTY INCOME CP|SPHN|Stephens Inc.|1057
O|REALTY INCOME CP|STFL|Stifel, Nicolaus & Company, Incorporated|661802
O|REALTY INCOME CP|STKP|STOCKPILE INVESTMENTS, INC.|446
O|REALTY INCOME CP|STXG|Stockcross Financial Services, Inc.|7
O|REALTY INCOME CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2695
O|REALTY INCOME CP|SWIM|TD Ameritrade, Inc.|67308
O|REALTY INCOME CP|SWST|Hilltop Securities Inc.|8437
O|REALTY INCOME CP|TAGC|TELSEY ADVISORY GROUP LLC|718
O|REALTY INCOME CP|TKNG|ALLY INVEST SECURITIES LLC|7457
O|REALTY INCOME CP|TRBT|Tradebot Systems, Inc.|501300
O|REALTY INCOME CP|TRCM|TRC MARKETS LLC|537853
O|REALTY INCOME CP|TWTT|TASTYWORKS, INC.|888
O|REALTY INCOME CP|UBSA|UBS SECURITIES LLC|724931
O|REALTY INCOME CP|UBSS|UBS Securities LLC|1111792
O|REALTY INCOME CP|VALX|VIRTU AMERICAS LLC|14355
O|REALTY INCOME CP|VGRD|Vanguard Marketing Corporation|96840
O|REALTY INCOME CP|VSIN|Vision Financial Markets Llc|106
O|REALTY INCOME CP|WBLR|WILLIAM BLAIR|527
O|REALTY INCOME CP|WBPX|SUMMIT SECURITIES GROUP, LLC|11764
O|REALTY INCOME CP|WCHV|WELLS FARGO SECURITIES, LLC|462921
O|REALTY INCOME CP|WDNX|WEEDEN & CO.L.P.|3634
O|REALTY INCOME CP|WEDB|WEDBUSH SECURITIES INC.|17832
O|REALTY INCOME CP|WEED|Weeden & Co.L.P.|3330
O|REALTY INCOME CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|53496
O|REALTY INCOME CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44419
O|REALTY INCOME CP|WGIF|CIBC World Markets Inc.|1222
O|REALTY INCOME CP|WHOT|JUST2TRADE, INC.|35
O|REALTY INCOME CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3864
O|REALTY INCOME CP|WSAG|WALL STREET ACCESS|3408
O|REALTY INCOME CP|WSEA|WOLVERINE SECURITIES, LLC|18177
O|REALTY INCOME CP|XIST|INSTINET, LLC|86300
O|REALTY INCOME CP|XPQR|Jump Trading|3792
O|REALTY INCOME CP|XPUS|XP SECURITIES, LLC|200
O|REALTY INCOME CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|54462
O|REALTY INCOME CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3151
O|REALTY INCOME CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43208
OAK|OAKTREE CAPITAL|APCC|Apex Clearing Corporation|1812
OAK|OAKTREE CAPITAL|BANK|Primevest Financial Services, Inc.|400
OAK|OAKTREE CAPITAL|BARD|Robert W. Baird & Co. Incorporated|1663
OAK|OAKTREE CAPITAL|BATM|CBOE TRADING, INC.|100
OAK|OAKTREE CAPITAL|BAYT|BTIG, LLC|400
OAK|OAKTREE CAPITAL|BBNT|BB&T SECURITIES, LLC|700
OAK|OAKTREE CAPITAL|BERN|Sanford C. Bernstein & Co., LLC|11450
OAK|OAKTREE CAPITAL|BIAD|SAGETRADER, LLC|211
OAK|OAKTREE CAPITAL|BIDS|BIDS TRADING L.P.|98900
OAK|OAKTREE CAPITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10406
OAK|OAKTREE CAPITAL|BLKX|INSTINET, LLC|224514
OAK|OAKTREE CAPITAL|BZYD|GOLDMAN SACHS & CO. LLC|589
OAK|OAKTREE CAPITAL|CANT|Cantor Fitzgerald & Co.|76
OAK|OAKTREE CAPITAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|63000
OAK|OAKTREE CAPITAL|CHAS|Charles Schwab & Co., Inc.|1986
OAK|OAKTREE CAPITAL|CICF|Canaccord Genuity Corp.|570
OAK|OAKTREE CAPITAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9611
OAK|OAKTREE CAPITAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|233
OAK|OAKTREE CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74383
OAK|OAKTREE CAPITAL|CTDL|Citadel Derivatives Group Llc|144
OAK|OAKTREE CAPITAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|25282
OAK|OAKTREE CAPITAL|DADA|D.A. Davidson & Co.|3171
OAK|OAKTREE CAPITAL|DAVA|Davenport & Company LLC|100
OAK|OAKTREE CAPITAL|DBAB|Deutsche Bank Securities Inc.|35777
OAK|OAKTREE CAPITAL|DBAX|Deutsche Bank Securities Inc.|69700
OAK|OAKTREE CAPITAL|DEAN|MORGAN STANLEY|50028
OAK|OAKTREE CAPITAL|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1000
OAK|OAKTREE CAPITAL|EBXL|EBX LLC|43800
OAK|OAKTREE CAPITAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
OAK|OAKTREE CAPITAL|EDJC|Edward Jones / CDS|83
OAK|OAKTREE CAPITAL|EDJO|Edward D. Jones & Co., L.P.|1195
OAK|OAKTREE CAPITAL|EGAM|CBOE TRADING, INC.|1090
OAK|OAKTREE CAPITAL|EGAW|CBOE TRADING, INC.|100
OAK|OAKTREE CAPITAL|EGXW|CBOE TRADING, INC.|228
OAK|OAKTREE CAPITAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5755
OAK|OAKTREE CAPITAL|ETRS|E*Trade Securities LLC|51829
OAK|OAKTREE CAPITAL|FILL|Tradestation Securities, Inc.|20
OAK|OAKTREE CAPITAL|FMAF|NBCN Inc./ CDS|102
OAK|OAKTREE CAPITAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20922
OAK|OAKTREE CAPITAL|FTBR|Foliofn Investments, Inc.|631
OAK|OAKTREE CAPITAL|GEBB|GLOBAL EXECUTION BROKERS, LP|100
OAK|OAKTREE CAPITAL|GLIS|TD Securities Inc|685
OAK|OAKTREE CAPITAL|GLPX|ACS EXECUTION SERVICES, LLC|6310
OAK|OAKTREE CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|72553
OAK|OAKTREE CAPITAL|GSCS|GOLDMAN SACHS & CO. LLC|1300
OAK|OAKTREE CAPITAL|GSLT|GOLDMAN SACHS & CO. LLC|445
OAK|OAKTREE CAPITAL|GTSZ|GTS SECURITIES LLC|2079
OAK|OAKTREE CAPITAL|HRBF|American Enterprise Investment Services Inc.|6872
OAK|OAKTREE CAPITAL|IATS|INTERACTIVE BROKERS LLC|1434
OAK|OAKTREE CAPITAL|IBKR|Interactive Brokers Llc|21280
OAK|OAKTREE CAPITAL|ICBX|INSTINET, LLC|68100
OAK|OAKTREE CAPITAL|INCA|INSTINET, LLC|14382
OAK|OAKTREE CAPITAL|INJX|INSTINET, LLC|100
OAK|OAKTREE CAPITAL|ITGI|ITG Inc.|11464
OAK|OAKTREE CAPITAL|ITGP|ITG INC.|49400
OAK|OAKTREE CAPITAL|JANY|Janney Montgomery Scott Inc.|4897
OAK|OAKTREE CAPITAL|JEFF|JEFFERIES LLC|28130
OAK|OAKTREE CAPITAL|JMPT|JUMP TRADING, LLC|305
OAK|OAKTREE CAPITAL|JPMX|J.P. Morgan Securities LLC|171994
OAK|OAKTREE CAPITAL|JSJX|JANE STREET CAPITAL LLC|5093
OAK|OAKTREE CAPITAL|KCGM|VIRTU Americas LLC|11005
OAK|OAKTREE CAPITAL|LEHM|Barclays Capital Inc./Le|111947
OAK|OAKTREE CAPITAL|LIME|Lime Brokerage LLC|6119
OAK|OAKTREE CAPITAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|33200
OAK|OAKTREE CAPITAL|LQNA|LIQUIDNET, INC.|90700
OAK|OAKTREE CAPITAL|LSCI|Lek Securities Corporation|4
OAK|OAKTREE CAPITAL|MACC|Mid Atlantic Capital Corporation|5
OAK|OAKTREE CAPITAL|MAXM|Maxim Group LLC|700
OAK|OAKTREE CAPITAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51500
OAK|OAKTREE CAPITAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|762
OAK|OAKTREE CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|160808
OAK|OAKTREE CAPITAL|MSPL|MORGAN STANLEY & CO. LLC|45700
OAK|OAKTREE CAPITAL|NFSC|National Financial Services LLC|279704
OAK|OAKTREE CAPITAL|NITE|VIRTU Americas LLC|235260
OAK|OAKTREE CAPITAL|NQRB|Brut, LLC|100
OAK|OAKTREE CAPITAL|OPCO|Oppenheimer & Co. Inc.|804
OAK|OAKTREE CAPITAL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2795
OAK|OAKTREE CAPITAL|PCFF|Pacific International Securities Inc./CDS|650
OAK|OAKTREE CAPITAL|PDQM|CODA MARKETS, INC.|7868
OAK|OAKTREE CAPITAL|PHLY|NASDAQ Execution Services, LLC|1000
OAK|OAKTREE CAPITAL|PWJC|UBS Financial Services, Inc.|13141
OAK|OAKTREE CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|16392
OAK|OAKTREE CAPITAL|SAGL|SAGETRADER, LLC|1200
OAK|OAKTREE CAPITAL|SALI|INTL FCSTONE FINANCIAL INC.|1180
OAK|OAKTREE CAPITAL|SBSH|Citigroup Global Markets Inc.|56991
OAK|OAKTREE CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|34871
OAK|OAKTREE CAPITAL|SPDR|SPEEDROUTE LLC|4813
OAK|OAKTREE CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|6081
OAK|OAKTREE CAPITAL|SWIM|TD Ameritrade, Inc.|6778
OAK|OAKTREE CAPITAL|SWST|Hilltop Securities Inc.|521
OAK|OAKTREE CAPITAL|TKNG|ALLY INVEST SECURITIES LLC|3416
OAK|OAKTREE CAPITAL|TRBT|Tradebot Systems, Inc.|576
OAK|OAKTREE CAPITAL|TRCM|TRC MARKETS LLC|2936
OAK|OAKTREE CAPITAL|UBSS|UBS Securities LLC|135471
OAK|OAKTREE CAPITAL|VGRD|Vanguard Marketing Corporation|28217
OAK|OAKTREE CAPITAL|WBLR|WILLIAM BLAIR|200
OAK|OAKTREE CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|43553
OAK|OAKTREE CAPITAL|WEDB|WEDBUSH SECURITIES INC.|4599
OAK|OAKTREE CAPITAL|WEED|Weeden & Co.L.P.|400
OAK|OAKTREE CAPITAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2462
OAK|OAKTREE CAPITAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8466
OAK|OAKTREE CAPITAL|WGIF|CIBC World Markets Inc.|2112
OAK|OAKTREE CAPITAL|WSEA|WOLVERINE SECURITIES, LLC|3217
OAK|OAKTREE CAPITAL|XIST|INSTINET, LLC|1600
OAK|OAKTREE CAPITAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|67368
OAK|OAKTREE CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7564
OAK$A|OAKTREE CAP 6.625|AGIS|Aegis Capital Corp.|23504
OAK$A|OAKTREE CAP 6.625|ALTX|Alternet Securities Inc.|2452
OAK$A|OAKTREE CAP 6.625|BARD|Robert W. Baird & Co. Incorporated|1600
OAK$A|OAKTREE CAP 6.625|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9735
OAK$A|OAKTREE CAP 6.625|BNCH|The Benchmark Company, LLC|4300
OAK$A|OAKTREE CAP 6.625|CANT|Cantor Fitzgerald & Co.|65000
OAK$A|OAKTREE CAP 6.625|CHAS|Charles Schwab & Co., Inc.|300
OAK$A|OAKTREE CAP 6.625|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
OAK$A|OAKTREE CAP 6.625|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|39
OAK$A|OAKTREE CAP 6.625|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5406
OAK$A|OAKTREE CAP 6.625|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
OAK$A|OAKTREE CAP 6.625|DADA|D.A. Davidson & Co.|340
OAK$A|OAKTREE CAP 6.625|DBAX|Deutsche Bank Securities Inc.|3400
OAK$A|OAKTREE CAP 6.625|DEAN|MORGAN STANLEY|38372
OAK$A|OAKTREE CAP 6.625|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
OAK$A|OAKTREE CAP 6.625|EBXL|EBX LLC|15500
OAK$A|OAKTREE CAP 6.625|EDJO|Edward D. Jones & Co., L.P.|300
OAK$A|OAKTREE CAP 6.625|EGAM|CBOE TRADING, INC.|2120
OAK$A|OAKTREE CAP 6.625|EGXM|CBOE TRADING, INC.|1450
OAK$A|OAKTREE CAP 6.625|ETRS|E*Trade Securities LLC|3636
OAK$A|OAKTREE CAP 6.625|GEBB|GLOBAL EXECUTION BROKERS, LP|500
OAK$A|OAKTREE CAP 6.625|GLPX|ACS EXECUTION SERVICES, LLC|2091
OAK$A|OAKTREE CAP 6.625|GSCO|GOLDMAN SACHS & CO. LLC|3044
OAK$A|OAKTREE CAP 6.625|GSLT|GOLDMAN SACHS & CO. LLC|2094
OAK$A|OAKTREE CAP 6.625|HRBF|American Enterprise Investment Services Inc.|25392
OAK$A|OAKTREE CAP 6.625|IATS|INTERACTIVE BROKERS LLC|2906
OAK$A|OAKTREE CAP 6.625|IBKR|Interactive Brokers Llc|10648
OAK$A|OAKTREE CAP 6.625|ICBX|INSTINET, LLC|4195
OAK$A|OAKTREE CAP 6.625|INCA|INSTINET, LLC|20664
OAK$A|OAKTREE CAP 6.625|ITGI|ITG Inc.|892
OAK$A|OAKTREE CAP 6.625|ITGP|ITG INC.|10800
OAK$A|OAKTREE CAP 6.625|JANY|Janney Montgomery Scott Inc.|91
OAK$A|OAKTREE CAP 6.625|JPMX|J.P. Morgan Securities LLC|122
OAK$A|OAKTREE CAP 6.625|JSEB|JANE STREET EXECUTION SERVICES, LLC|392
OAK$A|OAKTREE CAP 6.625|KCGM|VIRTU Americas LLC|14000
OAK$A|OAKTREE CAP 6.625|LEHM|Barclays Capital Inc./Le|4646
OAK$A|OAKTREE CAP 6.625|LIME|Lime Brokerage LLC|1580
OAK$A|OAKTREE CAP 6.625|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
OAK$A|OAKTREE CAP 6.625|MAXM|Maxim Group LLC|900
OAK$A|OAKTREE CAP 6.625|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
OAK$A|OAKTREE CAP 6.625|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|30000
OAK$A|OAKTREE CAP 6.625|MSCO|MORGAN STANLEY & CO. LLC|40033
OAK$A|OAKTREE CAP 6.625|MSPL|MORGAN STANLEY & CO. LLC|400
OAK$A|OAKTREE CAP 6.625|NFSC|National Financial Services LLC|39786
OAK$A|OAKTREE CAP 6.625|NITE|VIRTU Americas LLC|145751
OAK$A|OAKTREE CAP 6.625|NQRB|Brut, LLC|8351
OAK$A|OAKTREE CAP 6.625|NTBF|BMO Nesbitt Burns Inc./CDS|2000
OAK$A|OAKTREE CAP 6.625|OPCO|Oppenheimer & Co. Inc.|1400
OAK$A|OAKTREE CAP 6.625|PDQM|CODA MARKETS, INC.|17812
OAK$A|OAKTREE CAP 6.625|PWJC|UBS Financial Services, Inc.|12600
OAK$A|OAKTREE CAP 6.625|QMSR|QUATTRO M SECURITIES INC.|16193
OAK$A|OAKTREE CAP 6.625|RBCM|RBC CAPITAL MARKETS, LLC|11100
OAK$A|OAKTREE CAP 6.625|SBSH|Citigroup Global Markets Inc.|10507
OAK$A|OAKTREE CAP 6.625|SGMT|GOLDMAN SACHS & CO. LLC|200
OAK$A|OAKTREE CAP 6.625|SPDR|SPEEDROUTE LLC|2231
OAK$A|OAKTREE CAP 6.625|SWIM|TD Ameritrade, Inc.|800
OAK$A|OAKTREE CAP 6.625|UBSA|UBS SECURITIES LLC|24838
OAK$A|OAKTREE CAP 6.625|UBSS|UBS Securities LLC|41141
OAK$A|OAKTREE CAP 6.625|VGRD|Vanguard Marketing Corporation|12690
OAK$A|OAKTREE CAP 6.625|WBLR|WILLIAM BLAIR|1500
OAK$A|OAKTREE CAP 6.625|WCHV|WELLS FARGO SECURITIES, LLC|41461
OAK$A|OAKTREE CAP 6.625|WEDB|WEDBUSH SECURITIES INC.|1100
OAK$A|OAKTREE CAP 6.625|WEXX|WOLVERINE EXECUTION SERVICES, LLC|148
OAK$A|OAKTREE CAP 6.625|YKNA|COMHAR CAPITAL MARKETS, LLC|11270
OAK$A|OAKTREE CAP 6.625|YLPL|Linsco/Private Ledger Financial Services, Incorporated|764
OAS|OASIS PETROLEUM INC.|ABLE|NATIXIS Securities Americas LLC|74557
OAS|OASIS PETROLEUM INC.|ADAM|CANACCORD GENUITY INC.|1100
OAS|OASIS PETROLEUM INC.|AGIS|Aegis Capital Corp.|53333
OAS|OASIS PETROLEUM INC.|ALTX|Alternet Securities Inc.|58953
OAS|OASIS PETROLEUM INC.|APCC|Apex Clearing Corporation|221943
OAS|OASIS PETROLEUM INC.|BANK|Primevest Financial Services, Inc.|322
OAS|OASIS PETROLEUM INC.|BARD|Robert W. Baird & Co. Incorporated|3950
OAS|OASIS PETROLEUM INC.|BATM|CBOE TRADING, INC.|25592
OAS|OASIS PETROLEUM INC.|BAYT|BTIG, LLC|45500
OAS|OASIS PETROLEUM INC.|BBNT|BB&T SECURITIES, LLC|2553
OAS|OASIS PETROLEUM INC.|BERN|Sanford C. Bernstein & Co., LLC|18386
OAS|OASIS PETROLEUM INC.|BIDS|BIDS TRADING L.P.|1900
OAS|OASIS PETROLEUM INC.|BIMI|Banca IMI Securities Corp.|300
OAS|OASIS PETROLEUM INC.|BKCM|BNY Mellon Capital Markets LLC|69466
OAS|OASIS PETROLEUM INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|236692
OAS|OASIS PETROLEUM INC.|BLKX|INSTINET, LLC|209664
OAS|OASIS PETROLEUM INC.|BMOC|BMO Capital Markets Corp.|753942
OAS|OASIS PETROLEUM INC.|BNPX|BNP PARIBAS SECURITIES CORP.|299220
OAS|OASIS PETROLEUM INC.|BRGE|Newbridge Securities Corp.|1165
OAS|OASIS PETROLEUM INC.|BRVL|BLAYLOCK VAN, LLC|1300
OAS|OASIS PETROLEUM INC.|BTIG|BTIG, LLC|3870
OAS|OASIS PETROLEUM INC.|BYXM|CBOE TRADING, INC.|5322
OAS|OASIS PETROLEUM INC.|BZYD|GOLDMAN SACHS & CO. LLC|3193
OAS|OASIS PETROLEUM INC.|CANT|Cantor Fitzgerald & Co.|906
OAS|OASIS PETROLEUM INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|122400
OAS|OASIS PETROLEUM INC.|CBRA|Cobra Trading, Inc.|3400
OAS|OASIS PETROLEUM INC.|CHAS|Charles Schwab & Co., Inc.|53610
OAS|OASIS PETROLEUM INC.|CICF|Canaccord Genuity Corp.|5000
OAS|OASIS PETROLEUM INC.|CIST|Capital Institutional Services, Inc.|21799
OAS|OASIS PETROLEUM INC.|CLSA|CLSA AMERICAS, LLC|1300
OAS|OASIS PETROLEUM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1054825
OAS|OASIS PETROLEUM INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
OAS|OASIS PETROLEUM INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16862
OAS|OASIS PETROLEUM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4111858
OAS|OASIS PETROLEUM INC.|CTDL|Citadel Derivatives Group Llc|39660
OAS|OASIS PETROLEUM INC.|CTLR|CUTLER GROUP, LP|24411
OAS|OASIS PETROLEUM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|704480
OAS|OASIS PETROLEUM INC.|DADA|D.A. Davidson & Co.|397
OAS|OASIS PETROLEUM INC.|DBAB|Deutsche Bank Securities Inc.|938250
OAS|OASIS PETROLEUM INC.|DBAX|Deutsche Bank Securities Inc.|2698300
OAS|OASIS PETROLEUM INC.|DBUL|Deutsche Bank Securities Inc.|5057
OAS|OASIS PETROLEUM INC.|DCHF|Dart Executions, LLC|17677
OAS|OASIS PETROLEUM INC.|DEAN|MORGAN STANLEY|38466
OAS|OASIS PETROLEUM INC.|DEGS|RONIN PROFESSIONAL LLC|9320
OAS|OASIS PETROLEUM INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|39522
OAS|OASIS PETROLEUM INC.|DRWK|DRW SECURITIES, L.L.C.|4806
OAS|OASIS PETROLEUM INC.|EBXL|EBX LLC|1777700
OAS|OASIS PETROLEUM INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|314269
OAS|OASIS PETROLEUM INC.|EDJC|Edward Jones / CDS|689
OAS|OASIS PETROLEUM INC.|EDJO|Edward D. Jones & Co., L.P.|27054
OAS|OASIS PETROLEUM INC.|EGAM|CBOE TRADING, INC.|60788
OAS|OASIS PETROLEUM INC.|EGAW|CBOE TRADING, INC.|1020
OAS|OASIS PETROLEUM INC.|EGXM|CBOE TRADING, INC.|23422
OAS|OASIS PETROLEUM INC.|EGXW|CBOE TRADING, INC.|200
OAS|OASIS PETROLEUM INC.|ESPO|ESPOSITO SECURITIES, LLC|3988
OAS|OASIS PETROLEUM INC.|ETBE|Electronic Transaction Clearing, Inc.|92890
OAS|OASIS PETROLEUM INC.|ETCB|ETC BROKERAGE SERVICES, LLC|1400
OAS|OASIS PETROLEUM INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
OAS|OASIS PETROLEUM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11734
OAS|OASIS PETROLEUM INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2306
OAS|OASIS PETROLEUM INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|9500
OAS|OASIS PETROLEUM INC.|ETRS|E*Trade Securities LLC|2152276
OAS|OASIS PETROLEUM INC.|FBRC|B. RILEY FBR, INC.|1375380
OAS|OASIS PETROLEUM INC.|FBSB|U.S. Bancorp Investments, Inc.|7529
OAS|OASIS PETROLEUM INC.|FILL|Tradestation Securities, Inc.|352869
OAS|OASIS PETROLEUM INC.|FINX|FINTECH SECURITIES|500
OAS|OASIS PETROLEUM INC.|FMAF|NBCN Inc./ CDS|3610
OAS|OASIS PETROLEUM INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4622
OAS|OASIS PETROLEUM INC.|FQLS|Quantlab Securities LP|687302
OAS|OASIS PETROLEUM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|339533
OAS|OASIS PETROLEUM INC.|FTBR|Foliofn Investments, Inc.|4281
OAS|OASIS PETROLEUM INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|14400
OAS|OASIS PETROLEUM INC.|GLIS|TD Securities Inc|23948
OAS|OASIS PETROLEUM INC.|GLPX|ACS EXECUTION SERVICES, LLC|142039
OAS|OASIS PETROLEUM INC.|GSCO|GOLDMAN SACHS & CO. LLC|6473453
OAS|OASIS PETROLEUM INC.|GSCS|GOLDMAN SACHS & CO. LLC|118437
OAS|OASIS PETROLEUM INC.|GSLT|GOLDMAN SACHS & CO. LLC|51754
OAS|OASIS PETROLEUM INC.|GTSZ|GTS SECURITIES LLC|368168
OAS|OASIS PETROLEUM INC.|HRBF|American Enterprise Investment Services Inc.|8518
OAS|OASIS PETROLEUM INC.|HSBC|HSBC Securities, Inc.|3353
OAS|OASIS PETROLEUM INC.|IATS|INTERACTIVE BROKERS LLC|138459
OAS|OASIS PETROLEUM INC.|IBKR|Interactive Brokers Llc|299394
OAS|OASIS PETROLEUM INC.|IBSJ|Integrity Brokerage Services, Inc.|400
OAS|OASIS PETROLEUM INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
OAS|OASIS PETROLEUM INC.|ICBX|INSTINET, LLC|893588
OAS|OASIS PETROLEUM INC.|IEQY|CITADEL SECURITIES LLC|1192196
OAS|OASIS PETROLEUM INC.|INCA|INSTINET, LLC|982105
OAS|OASIS PETROLEUM INC.|INJX|INSTINET, LLC|364325
OAS|OASIS PETROLEUM INC.|ITGI|ITG Inc.|663827
OAS|OASIS PETROLEUM INC.|ITGP|ITG INC.|1996800
OAS|OASIS PETROLEUM INC.|JANY|Janney Montgomery Scott Inc.|2675
OAS|OASIS PETROLEUM INC.|JEFF|JEFFERIES LLC|2631610
OAS|OASIS PETROLEUM INC.|JMPT|JUMP TRADING, LLC|423856
OAS|OASIS PETROLEUM INC.|JONE|JonesTrading|6895
OAS|OASIS PETROLEUM INC.|JPBX|J.P. MORGAN SECURITIES LLC|596562
OAS|OASIS PETROLEUM INC.|JPMX|J.P. Morgan Securities LLC|4401781
OAS|OASIS PETROLEUM INC.|JRCO|Johnson Rice & Company L.L.C.|56571
OAS|OASIS PETROLEUM INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|13000
OAS|OASIS PETROLEUM INC.|JSJX|JANE STREET CAPITAL LLC|23162
OAS|OASIS PETROLEUM INC.|KCGM|VIRTU Americas LLC|561199
OAS|OASIS PETROLEUM INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|100000
OAS|OASIS PETROLEUM INC.|KRSH|Kershner Securities, LLC|18731
OAS|OASIS PETROLEUM INC.|LEHM|Barclays Capital Inc./Le|6378177
OAS|OASIS PETROLEUM INC.|LIME|Lime Brokerage LLC|46880
OAS|OASIS PETROLEUM INC.|LOOP|Loop Capital Markets LLC|4453
OAS|OASIS PETROLEUM INC.|LQNA|LIQUIDNET, INC.|848400
OAS|OASIS PETROLEUM INC.|LSCI|Lek Securities Corporation|331
OAS|OASIS PETROLEUM INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|2500
OAS|OASIS PETROLEUM INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
OAS|OASIS PETROLEUM INC.|MAXM|Maxim Group LLC|1800
OAS|OASIS PETROLEUM INC.|MBTS|ALLY INVEST SECURITIES LLC|11100
OAS|OASIS PETROLEUM INC.|MCMF|Raymond James Ltd. Cds|2100
OAS|OASIS PETROLEUM INC.|MKMP|MKM Partners LLC|96500
OAS|OASIS PETROLEUM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1906498
OAS|OASIS PETROLEUM INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7945
OAS|OASIS PETROLEUM INC.|MNDX|TJM Investments, LLC|18786
OAS|OASIS PETROLEUM INC.|MOTF|MOTIF INVESTING, INC.|14
OAS|OASIS PETROLEUM INC.|MRBA|IBN FINANCIAL SERVICES, INC.|100
OAS|OASIS PETROLEUM INC.|MSCO|MORGAN STANLEY & CO. LLC|6146042
OAS|OASIS PETROLEUM INC.|MSPL|MORGAN STANLEY & CO. LLC|3300500
OAS|OASIS PETROLEUM INC.|MSTX|MORGAN STANLEY & CO. LLC|1532800
OAS|OASIS PETROLEUM INC.|NATL|National Securities Corporation|9326
OAS|OASIS PETROLEUM INC.|NBCS|NBC Securities, INC.|1000
OAS|OASIS PETROLEUM INC.|NFSC|National Financial Services LLC|3151048
OAS|OASIS PETROLEUM INC.|NITE|VIRTU Americas LLC|7771619
OAS|OASIS PETROLEUM INC.|NITP|VIRTU Americas LLC|68101
OAS|OASIS PETROLEUM INC.|NQRB|Brut, LLC|148940
OAS|OASIS PETROLEUM INC.|NTBF|BMO Nesbitt Burns Inc./CDS|21945
OAS|OASIS PETROLEUM INC.|OGRU|Oscar Gruss & Son, Incorporated|85600
OAS|OASIS PETROLEUM INC.|OHOS|TWO SIGMA SECURITIES, LLC|194977
OAS|OASIS PETROLEUM INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|8820
OAS|OASIS PETROLEUM INC.|OPCO|Oppenheimer & Co. Inc.|5866
OAS|OASIS PETROLEUM INC.|PDQM|CODA MARKETS, INC.|173769
OAS|OASIS PETROLEUM INC.|PHLY|NASDAQ Execution Services, LLC|51400
OAS|OASIS PETROLEUM INC.|PICT|Pictet Overseas Inc.|3662
OAS|OASIS PETROLEUM INC.|PREC|PRECISION SECURITIES, LLC|2400
OAS|OASIS PETROLEUM INC.|PWJC|UBS Financial Services, Inc.|23400
OAS|OASIS PETROLEUM INC.|QMSR|QUATTRO M SECURITIES INC.|4837
OAS|OASIS PETROLEUM INC.|RBCM|RBC CAPITAL MARKETS, LLC|106150
OAS|OASIS PETROLEUM INC.|RGLD|Regal Securities, Inc|75
OAS|OASIS PETROLEUM INC.|RHCO|Suntrust Robinson Humphrey, Inc.|454072
OAS|OASIS PETROLEUM INC.|SAGL|SAGETRADER, LLC|6300
OAS|OASIS PETROLEUM INC.|SAGW|SAGETRADER, LLC|300
OAS|OASIS PETROLEUM INC.|SBRX|MURIEL SIEBERT & CO INC|200
OAS|OASIS PETROLEUM INC.|SBSH|Citigroup Global Markets Inc.|590184
OAS|OASIS PETROLEUM INC.|SCMC|Scotia Capital Markets (USA) Inc.|12450
OAS|OASIS PETROLEUM INC.|SGMT|GOLDMAN SACHS & CO. LLC|1709747
OAS|OASIS PETROLEUM INC.|SPDR|SPEEDROUTE LLC|38280
OAS|OASIS PETROLEUM INC.|SPHN|Stephens Inc.|202867
OAS|OASIS PETROLEUM INC.|SPTD|MINT GLOBAL MARKETS, INC.|1600
OAS|OASIS PETROLEUM INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|2500
OAS|OASIS PETROLEUM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|28893
OAS|OASIS PETROLEUM INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18132
OAS|OASIS PETROLEUM INC.|SWIM|TD Ameritrade, Inc.|1762067
OAS|OASIS PETROLEUM INC.|SWST|Hilltop Securities Inc.|128
OAS|OASIS PETROLEUM INC.|TDFS|TRADERFIELD SECURITIES INC.|3000
OAS|OASIS PETROLEUM INC.|TKNG|ALLY INVEST SECURITIES LLC|589383
OAS|OASIS PETROLEUM INC.|TMBR|Timber Hill LLC|3
OAS|OASIS PETROLEUM INC.|TOUR|TOURMALINE PARTNERS, LLC|34500
OAS|OASIS PETROLEUM INC.|TRBT|Tradebot Systems, Inc.|782146
OAS|OASIS PETROLEUM INC.|TRCM|TRC MARKETS LLC|1381674
OAS|OASIS PETROLEUM INC.|TWTT|TASTYWORKS, INC.|900
OAS|OASIS PETROLEUM INC.|UBSA|UBS SECURITIES LLC|6141402
OAS|OASIS PETROLEUM INC.|UBSS|UBS Securities LLC|4826517
OAS|OASIS PETROLEUM INC.|VALX|VIRTU AMERICAS LLC|313898
OAS|OASIS PETROLEUM INC.|VGRD|Vanguard Marketing Corporation|206305
OAS|OASIS PETROLEUM INC.|VNDM|Wall Street Access|111745
OAS|OASIS PETROLEUM INC.|WABR|Wall Street Access|1900
OAS|OASIS PETROLEUM INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3436
OAS|OASIS PETROLEUM INC.|WCHV|WELLS FARGO SECURITIES, LLC|2359231
OAS|OASIS PETROLEUM INC.|WDNX|WEEDEN & CO.L.P.|2956
OAS|OASIS PETROLEUM INC.|WEDB|WEDBUSH SECURITIES INC.|29948
OAS|OASIS PETROLEUM INC.|WEED|Weeden & Co.L.P.|27821
OAS|OASIS PETROLEUM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|140644
OAS|OASIS PETROLEUM INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|119239
OAS|OASIS PETROLEUM INC.|WFPB|Wells Fargo Securities, LLC.|200
OAS|OASIS PETROLEUM INC.|WGIF|CIBC World Markets Inc.|12940
OAS|OASIS PETROLEUM INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|282
OAS|OASIS PETROLEUM INC.|WSEA|WOLVERINE SECURITIES, LLC|273124
OAS|OASIS PETROLEUM INC.|XIST|INSTINET, LLC|212000
OAS|OASIS PETROLEUM INC.|XPQR|Jump Trading|215
OAS|OASIS PETROLEUM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|838708
OAS|OASIS PETROLEUM INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|26676
OAS|OASIS PETROLEUM INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17009
OASI|O'SHARES FTSE ASIA P|APCC|Apex Clearing Corporation|512
OASI|O'SHARES FTSE ASIA P|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
OASI|O'SHARES FTSE ASIA P|CHAS|Charles Schwab & Co., Inc.|6
OASI|O'SHARES FTSE ASIA P|CPET|CLEARPOOL EXECUTION SERVICES, LLC|27
OASI|O'SHARES FTSE ASIA P|DEAN|MORGAN STANLEY|345
OASI|O'SHARES FTSE ASIA P|EDJO|Edward D. Jones & Co., L.P.|500
OASI|O'SHARES FTSE ASIA P|ETRS|E*Trade Securities LLC|871
OASI|O'SHARES FTSE ASIA P|FTBR|Foliofn Investments, Inc.|202
OASI|O'SHARES FTSE ASIA P|HRBF|American Enterprise Investment Services Inc.|1
OASI|O'SHARES FTSE ASIA P|IBKR|Interactive Brokers Llc|57
OASI|O'SHARES FTSE ASIA P|JANY|Janney Montgomery Scott Inc.|216
OASI|O'SHARES FTSE ASIA P|JSJX|JANE STREET CAPITAL LLC|1440
OASI|O'SHARES FTSE ASIA P|MOTF|MOTIF INVESTING, INC.|1
OASI|O'SHARES FTSE ASIA P|MSCO|MORGAN STANLEY & CO. LLC|1624
OASI|O'SHARES FTSE ASIA P|NFSC|National Financial Services LLC|280
OASI|O'SHARES FTSE ASIA P|NITE|VIRTU Americas LLC|2475
OASI|O'SHARES FTSE ASIA P|SPDR|SPEEDROUTE LLC|10
OASI|O'SHARES FTSE ASIA P|UBSA|UBS SECURITIES LLC|400
OASI|O'SHARES FTSE ASIA P|UBSS|UBS Securities LLC|202
OASI|O'SHARES FTSE ASIA P|VGRD|Vanguard Marketing Corporation|11
OASI|O'SHARES FTSE ASIA P|WCHV|WELLS FARGO SECURITIES, LLC|450
OASI|O'SHARES FTSE ASIA P|WSEA|WOLVERINE SECURITIES, LLC|4
OASI|O'SHARES FTSE ASIA P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|746
OASM|OASMIA PHARMACEU ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|457
OASM|OASMIA PHARMACEU ADS|ETRS|E*Trade Securities LLC|2171
OASM|OASMIA PHARMACEU ADS|FBCO|Credit Suisse Securities (USA) LLC|500
OASM|OASMIA PHARMACEU ADS|FOMA|TD AMERITRADE CLEARING, INC.|2077
OASM|OASMIA PHARMACEU ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1
OASM|OASMIA PHARMACEU ADS|IATS|INTERACTIVE BROKERS LLC|200
OASM|OASMIA PHARMACEU ADS|IBKR|Interactive Brokers Llc|13839
OASM|OASMIA PHARMACEU ADS|INCA|INSTINET, LLC|182
OASM|OASMIA PHARMACEU ADS|LIME|Lime Brokerage LLC|1934
OASM|OASMIA PHARMACEU ADS|MSCO|MORGAN STANLEY & CO. LLC|301
OASM|OASMIA PHARMACEU ADS|NFSC|National Financial Services LLC|14181
OASM|OASMIA PHARMACEU ADS|NITE|VIRTU Americas LLC|4765
OASM|OASMIA PHARMACEU ADS|OLDM|OLD MISSION CAPITAL, LLC|101
OASM|OASMIA PHARMACEU ADS|SWIM|TD Ameritrade, Inc.|700
OASM|OASMIA PHARMACEU ADS|UBSA|UBS SECURITIES LLC|100
OASM|OASMIA PHARMACEU ADS|UBSS|UBS Securities LLC|3772
OBAS|OPTIBASE LTD.|BATM|CBOE TRADING, INC.|176
OBAS|OPTIBASE LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
OBAS|OPTIBASE LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|699
OBAS|OPTIBASE LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|171
OBAS|OPTIBASE LTD.|EBXL|EBX LLC|100
OBAS|OPTIBASE LTD.|FBCO|Credit Suisse Securities (USA) LLC|6770
OBAS|OPTIBASE LTD.|FOMA|TD AMERITRADE CLEARING, INC.|20144
OBAS|OPTIBASE LTD.|GSLT|GOLDMAN SACHS & CO. LLC|500
OBAS|OPTIBASE LTD.|IATS|INTERACTIVE BROKERS LLC|100
OBAS|OPTIBASE LTD.|IBKR|Interactive Brokers Llc|6353
OBAS|OPTIBASE LTD.|INCA|INSTINET, LLC|2000
OBAS|OPTIBASE LTD.|LIME|Lime Brokerage LLC|371
OBAS|OPTIBASE LTD.|MSCO|MORGAN STANLEY & CO. LLC|400
OBAS|OPTIBASE LTD.|NITE|VIRTU Americas LLC|3918
OBAS|OPTIBASE LTD.|SWIM|TD Ameritrade, Inc.|1200
OBAS|OPTIBASE LTD.|UBSA|UBS SECURITIES LLC|226
OBAS|OPTIBASE LTD.|UBSS|UBS Securities LLC|1686
OBAS|OPTIBASE LTD.|VGRD|Vanguard Marketing Corporation|700
OBAS|OPTIBASE LTD.|WCHV|WELLS FARGO SECURITIES, LLC|85
OBCI|OCEAN BIO CHEM INC|APCC|Apex Clearing Corporation|7
OBCI|OCEAN BIO CHEM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|677
OBCI|OCEAN BIO CHEM INC|CTDL|Citadel Derivatives Group Llc|40
OBCI|OCEAN BIO CHEM INC|DBAB|Deutsche Bank Securities Inc.|604
OBCI|OCEAN BIO CHEM INC|EDJO|Edward D. Jones & Co., L.P.|50
OBCI|OCEAN BIO CHEM INC|ETRS|E*Trade Securities LLC|3399
OBCI|OCEAN BIO CHEM INC|FBCO|Credit Suisse Securities (USA) LLC|1951
OBCI|OCEAN BIO CHEM INC|FOMA|TD AMERITRADE CLEARING, INC.|6801
OBCI|OCEAN BIO CHEM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12
OBCI|OCEAN BIO CHEM INC|FTBR|Foliofn Investments, Inc.|33
OBCI|OCEAN BIO CHEM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4
OBCI|OCEAN BIO CHEM INC|GLPX|ACS EXECUTION SERVICES, LLC|300
OBCI|OCEAN BIO CHEM INC|GSCO|GOLDMAN SACHS & CO. LLC|30
OBCI|OCEAN BIO CHEM INC|IATS|INTERACTIVE BROKERS LLC|255
OBCI|OCEAN BIO CHEM INC|IBKR|Interactive Brokers Llc|2548
OBCI|OCEAN BIO CHEM INC|INCA|INSTINET, LLC|487
OBCI|OCEAN BIO CHEM INC|LEHM|Barclays Capital Inc./Le|829
OBCI|OCEAN BIO CHEM INC|LIME|Lime Brokerage LLC|8948
OBCI|OCEAN BIO CHEM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|74
OBCI|OCEAN BIO CHEM INC|MSCO|MORGAN STANLEY & CO. LLC|5373
OBCI|OCEAN BIO CHEM INC|NFSC|National Financial Services LLC|8527
OBCI|OCEAN BIO CHEM INC|NITE|VIRTU Americas LLC|18414
OBCI|OCEAN BIO CHEM INC|NQRB|Brut, LLC|500
OBCI|OCEAN BIO CHEM INC|PDQM|CODA MARKETS, INC.|313
OBCI|OCEAN BIO CHEM INC|SGMT|GOLDMAN SACHS & CO. LLC|201
OBCI|OCEAN BIO CHEM INC|STFL|Stifel, Nicolaus & Company, Incorporated|7400
OBCI|OCEAN BIO CHEM INC|TRCM|TRC MARKETS LLC|772
OBCI|OCEAN BIO CHEM INC|UBSA|UBS SECURITIES LLC|886
OBCI|OCEAN BIO CHEM INC|UBSS|UBS Securities LLC|3580
OBCI|OCEAN BIO CHEM INC|VGRD|Vanguard Marketing Corporation|10880
OBCI|OCEAN BIO CHEM INC|WCHV|WELLS FARGO SECURITIES, LLC|50
OBCI|OCEAN BIO CHEM INC|WSEA|WOLVERINE SECURITIES, LLC|6
OBE|OBSIDIAN ENERGY LTD.|ALTX|Alternet Securities Inc.|3763
OBE|OBSIDIAN ENERGY LTD.|APCC|Apex Clearing Corporation|826476
OBE|OBSIDIAN ENERGY LTD.|BARD|Robert W. Baird & Co. Incorporated|575
OBE|OBSIDIAN ENERGY LTD.|BATM|CBOE TRADING, INC.|100
OBE|OBSIDIAN ENERGY LTD.|BIAD|SAGETRADER, LLC|700
OBE|OBSIDIAN ENERGY LTD.|BIMI|Banca IMI Securities Corp.|8700
OBE|OBSIDIAN ENERGY LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20205
OBE|OBSIDIAN ENERGY LTD.|CHAS|Charles Schwab & Co., Inc.|15921
OBE|OBSIDIAN ENERGY LTD.|CIST|Capital Institutional Services, Inc.|900
OBE|OBSIDIAN ENERGY LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4400
OBE|OBSIDIAN ENERGY LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|286576
OBE|OBSIDIAN ENERGY LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6826
OBE|OBSIDIAN ENERGY LTD.|DADA|D.A. Davidson & Co.|397
OBE|OBSIDIAN ENERGY LTD.|DBAB|Deutsche Bank Securities Inc.|20855
OBE|OBSIDIAN ENERGY LTD.|DBAX|Deutsche Bank Securities Inc.|84300
OBE|OBSIDIAN ENERGY LTD.|DEAN|MORGAN STANLEY|9437
OBE|OBSIDIAN ENERGY LTD.|DEGS|RONIN PROFESSIONAL LLC|3574
OBE|OBSIDIAN ENERGY LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|64183
OBE|OBSIDIAN ENERGY LTD.|EBXL|EBX LLC|156500
OBE|OBSIDIAN ENERGY LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|20210
OBE|OBSIDIAN ENERGY LTD.|EDJO|Edward D. Jones & Co., L.P.|10500
OBE|OBSIDIAN ENERGY LTD.|EGAM|CBOE TRADING, INC.|1150
OBE|OBSIDIAN ENERGY LTD.|EGXM|CBOE TRADING, INC.|33117
OBE|OBSIDIAN ENERGY LTD.|EGXW|CBOE TRADING, INC.|100
OBE|OBSIDIAN ENERGY LTD.|ETBE|Electronic Transaction Clearing, Inc.|5900
OBE|OBSIDIAN ENERGY LTD.|ETRS|E*Trade Securities LLC|584585
OBE|OBSIDIAN ENERGY LTD.|FBSB|U.S. Bancorp Investments, Inc.|100
OBE|OBSIDIAN ENERGY LTD.|FILL|Tradestation Securities, Inc.|1000
OBE|OBSIDIAN ENERGY LTD.|FMAF|NBCN Inc./ CDS|21200
OBE|OBSIDIAN ENERGY LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96749
OBE|OBSIDIAN ENERGY LTD.|FTBR|Foliofn Investments, Inc.|1305
OBE|OBSIDIAN ENERGY LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|8421
OBE|OBSIDIAN ENERGY LTD.|GLIS|TD Securities Inc|17030
OBE|OBSIDIAN ENERGY LTD.|GLPX|ACS EXECUTION SERVICES, LLC|100
OBE|OBSIDIAN ENERGY LTD.|GSCO|GOLDMAN SACHS & CO. LLC|22553
OBE|OBSIDIAN ENERGY LTD.|GSLT|GOLDMAN SACHS & CO. LLC|20000
OBE|OBSIDIAN ENERGY LTD.|HRBF|American Enterprise Investment Services Inc.|13892
OBE|OBSIDIAN ENERGY LTD.|HSBC|HSBC Securities, Inc.|1446
OBE|OBSIDIAN ENERGY LTD.|IATS|INTERACTIVE BROKERS LLC|119968
OBE|OBSIDIAN ENERGY LTD.|IBKR|Interactive Brokers Llc|48210
OBE|OBSIDIAN ENERGY LTD.|ICBX|INSTINET, LLC|129586
OBE|OBSIDIAN ENERGY LTD.|INCA|INSTINET, LLC|4887
OBE|OBSIDIAN ENERGY LTD.|ITGI|ITG Inc.|113640
OBE|OBSIDIAN ENERGY LTD.|ITGP|ITG INC.|42800
OBE|OBSIDIAN ENERGY LTD.|JANY|Janney Montgomery Scott Inc.|1303
OBE|OBSIDIAN ENERGY LTD.|JEFF|JEFFERIES LLC|60804
OBE|OBSIDIAN ENERGY LTD.|JMPT|JUMP TRADING, LLC|19399
OBE|OBSIDIAN ENERGY LTD.|JPMX|J.P. Morgan Securities LLC|95040
OBE|OBSIDIAN ENERGY LTD.|KCGM|VIRTU Americas LLC|25063
OBE|OBSIDIAN ENERGY LTD.|LEHM|Barclays Capital Inc./Le|218300
OBE|OBSIDIAN ENERGY LTD.|LIME|Lime Brokerage LLC|6786
OBE|OBSIDIAN ENERGY LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|201386
OBE|OBSIDIAN ENERGY LTD.|MSCO|MORGAN STANLEY & CO. LLC|164248
OBE|OBSIDIAN ENERGY LTD.|MSPL|MORGAN STANLEY & CO. LLC|19100
OBE|OBSIDIAN ENERGY LTD.|NATL|National Securities Corporation|2000
OBE|OBSIDIAN ENERGY LTD.|NFSC|National Financial Services LLC|1007415
OBE|OBSIDIAN ENERGY LTD.|NITE|VIRTU Americas LLC|2157242
OBE|OBSIDIAN ENERGY LTD.|NITP|VIRTU Americas LLC|39742
OBE|OBSIDIAN ENERGY LTD.|NQRB|Brut, LLC|3900
OBE|OBSIDIAN ENERGY LTD.|NTBF|BMO Nesbitt Burns Inc./CDS|19080
OBE|OBSIDIAN ENERGY LTD.|OPCO|Oppenheimer & Co. Inc.|14572
OBE|OBSIDIAN ENERGY LTD.|PCPT|PHILLIP CAPITAL INC.|46576
OBE|OBSIDIAN ENERGY LTD.|PDQM|CODA MARKETS, INC.|600
OBE|OBSIDIAN ENERGY LTD.|PWJC|UBS Financial Services, Inc.|43200
OBE|OBSIDIAN ENERGY LTD.|RBCM|RBC CAPITAL MARKETS, LLC|49273
OBE|OBSIDIAN ENERGY LTD.|SALI|INTL FCSTONE FINANCIAL INC.|6183
OBE|OBSIDIAN ENERGY LTD.|SBSH|Citigroup Global Markets Inc.|13901
OBE|OBSIDIAN ENERGY LTD.|SGMT|GOLDMAN SACHS & CO. LLC|34145
OBE|OBSIDIAN ENERGY LTD.|SPDR|SPEEDROUTE LLC|400
OBE|OBSIDIAN ENERGY LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|3171
OBE|OBSIDIAN ENERGY LTD.|SWIM|TD Ameritrade, Inc.|264134
OBE|OBSIDIAN ENERGY LTD.|SWST|Hilltop Securities Inc.|27917
OBE|OBSIDIAN ENERGY LTD.|TKNG|ALLY INVEST SECURITIES LLC|27373
OBE|OBSIDIAN ENERGY LTD.|TRCM|TRC MARKETS LLC|10778
OBE|OBSIDIAN ENERGY LTD.|UBSA|UBS SECURITIES LLC|161021
OBE|OBSIDIAN ENERGY LTD.|UBSS|UBS Securities LLC|350986
OBE|OBSIDIAN ENERGY LTD.|VALX|VIRTU AMERICAS LLC|87686
OBE|OBSIDIAN ENERGY LTD.|VGRD|Vanguard Marketing Corporation|73603
OBE|OBSIDIAN ENERGY LTD.|VSIN|Vision Financial Markets Llc|950
OBE|OBSIDIAN ENERGY LTD.|WCHV|WELLS FARGO SECURITIES, LLC|38180
OBE|OBSIDIAN ENERGY LTD.|WDCO|Wilson-Davis & Co., Inc.|83
OBE|OBSIDIAN ENERGY LTD.|WEDB|WEDBUSH SECURITIES INC.|225
OBE|OBSIDIAN ENERGY LTD.|WEED|Weeden & Co.L.P.|9130
OBE|OBSIDIAN ENERGY LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4404
OBE|OBSIDIAN ENERGY LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10011
OBE|OBSIDIAN ENERGY LTD.|WSEA|WOLVERINE SECURITIES, LLC|38309
OBE|OBSIDIAN ENERGY LTD.|XIST|INSTINET, LLC|49600
OBE|OBSIDIAN ENERGY LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5742
OBE|OBSIDIAN ENERGY LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27916
OBLN|OBALON THERAPTC CM|ALTX|Alternet Securities Inc.|100
OBLN|OBALON THERAPTC CM|APCC|Apex Clearing Corporation|912
OBLN|OBALON THERAPTC CM|ATPA|COWEN PRIME SERVICES LLC|200
OBLN|OBALON THERAPTC CM|BATM|CBOE TRADING, INC.|108
OBLN|OBALON THERAPTC CM|BAYC|BAY CREST PARTNERS, LLC|936
OBLN|OBALON THERAPTC CM|BERN|Sanford C. Bernstein & Co., LLC|9139
OBLN|OBALON THERAPTC CM|BMOC|BMO Capital Markets Corp.|1352
OBLN|OBALON THERAPTC CM|BNPX|BNP PARIBAS SECURITIES CORP.|308
OBLN|OBALON THERAPTC CM|BTIG|BTIG, LLC|1421134
OBLN|OBALON THERAPTC CM|CANT|Cantor Fitzgerald & Co.|1000
OBLN|OBALON THERAPTC CM|CHAS|Charles Schwab & Co., Inc.|5000
OBLN|OBALON THERAPTC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9712
OBLN|OBALON THERAPTC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1330
OBLN|OBALON THERAPTC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5000
OBLN|OBALON THERAPTC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18138
OBLN|OBALON THERAPTC CM|CTDL|Citadel Derivatives Group Llc|16364
OBLN|OBALON THERAPTC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1358
OBLN|OBALON THERAPTC CM|DBAB|Deutsche Bank Securities Inc.|92163
OBLN|OBALON THERAPTC CM|DBAX|Deutsche Bank Securities Inc.|11500
OBLN|OBALON THERAPTC CM|DEGS|RONIN PROFESSIONAL LLC|3684
OBLN|OBALON THERAPTC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40821
OBLN|OBALON THERAPTC CM|EBXL|EBX LLC|34200
OBLN|OBALON THERAPTC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8455
OBLN|OBALON THERAPTC CM|EDJO|Edward D. Jones & Co., L.P.|2500
OBLN|OBALON THERAPTC CM|EGAM|CBOE TRADING, INC.|200
OBLN|OBALON THERAPTC CM|EGAW|CBOE TRADING, INC.|100
OBLN|OBALON THERAPTC CM|EGMT|EG MARKET TECHNOLOGIES LLC|500
OBLN|OBALON THERAPTC CM|EGXM|CBOE TRADING, INC.|1
OBLN|OBALON THERAPTC CM|EGXW|CBOE TRADING, INC.|507
OBLN|OBALON THERAPTC CM|ETBE|Electronic Transaction Clearing, Inc.|1600
OBLN|OBALON THERAPTC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3259
OBLN|OBALON THERAPTC CM|ETRS|E*Trade Securities LLC|84112
OBLN|OBALON THERAPTC CM|FBCO|Credit Suisse Securities (USA) LLC|40638
OBLN|OBALON THERAPTC CM|FOMA|TD AMERITRADE CLEARING, INC.|46467
OBLN|OBALON THERAPTC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8918
OBLN|OBALON THERAPTC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2822
OBLN|OBALON THERAPTC CM|GLPX|ACS EXECUTION SERVICES, LLC|2321
OBLN|OBALON THERAPTC CM|GSCO|GOLDMAN SACHS & CO. LLC|376439
OBLN|OBALON THERAPTC CM|GSCS|GOLDMAN SACHS & CO. LLC|6402
OBLN|OBALON THERAPTC CM|GSLT|GOLDMAN SACHS & CO. LLC|3691
OBLN|OBALON THERAPTC CM|GTSZ|GTS SECURITIES LLC|9967
OBLN|OBALON THERAPTC CM|IATS|INTERACTIVE BROKERS LLC|4124
OBLN|OBALON THERAPTC CM|IBKR|Interactive Brokers Llc|50717
OBLN|OBALON THERAPTC CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
OBLN|OBALON THERAPTC CM|ICBX|INSTINET, LLC|1400
OBLN|OBALON THERAPTC CM|IEQY|CITADEL SECURITIES LLC|5036
OBLN|OBALON THERAPTC CM|INCA|INSTINET, LLC|87489
OBLN|OBALON THERAPTC CM|INJX|INSTINET, LLC|518
OBLN|OBALON THERAPTC CM|ITGI|ITG Inc.|606
OBLN|OBALON THERAPTC CM|ITGP|ITG INC.|24200
OBLN|OBALON THERAPTC CM|JEFF|JEFFERIES LLC|402
OBLN|OBALON THERAPTC CM|JMPT|JUMP TRADING, LLC|251
OBLN|OBALON THERAPTC CM|JPBX|J.P. MORGAN SECURITIES LLC|200
OBLN|OBALON THERAPTC CM|JPMX|J.P. Morgan Securities LLC|88276
OBLN|OBALON THERAPTC CM|KCGM|VIRTU Americas LLC|20060
OBLN|OBALON THERAPTC CM|LEER|LEERINK PARTNERS LLC|500
OBLN|OBALON THERAPTC CM|LEHM|Barclays Capital Inc./Le|146520
OBLN|OBALON THERAPTC CM|LIME|Lime Brokerage LLC|32415
OBLN|OBALON THERAPTC CM|LMGP|LIME BROKERAGE LLC|6315
OBLN|OBALON THERAPTC CM|LQNA|LIQUIDNET, INC.|48700
OBLN|OBALON THERAPTC CM|LSCI|Lek Securities Corporation|100
OBLN|OBALON THERAPTC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
OBLN|OBALON THERAPTC CM|MAXM|Maxim Group LLC|84639
OBLN|OBALON THERAPTC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13045
OBLN|OBALON THERAPTC CM|MSCO|MORGAN STANLEY & CO. LLC|522365
OBLN|OBALON THERAPTC CM|MSPL|MORGAN STANLEY & CO. LLC|14100
OBLN|OBALON THERAPTC CM|MSTX|MORGAN STANLEY & CO. LLC|12600
OBLN|OBALON THERAPTC CM|NFSC|National Financial Services LLC|69000
OBLN|OBALON THERAPTC CM|NITE|VIRTU Americas LLC|238361
OBLN|OBALON THERAPTC CM|NITP|VIRTU Americas LLC|19127
OBLN|OBALON THERAPTC CM|NQRB|Brut, LLC|300
OBLN|OBALON THERAPTC CM|PDQM|CODA MARKETS, INC.|5747
OBLN|OBALON THERAPTC CM|PWJC|UBS Financial Services, Inc.|16212
OBLN|OBALON THERAPTC CM|RAJA|Raymond James & Associates, Inc.|1000
OBLN|OBALON THERAPTC CM|SAGL|SAGETRADER, LLC|30
OBLN|OBALON THERAPTC CM|SBSH|Citigroup Global Markets Inc.|44887
OBLN|OBALON THERAPTC CM|SGMT|GOLDMAN SACHS & CO. LLC|6413
OBLN|OBALON THERAPTC CM|SPDR|SPEEDROUTE LLC|8098
OBLN|OBALON THERAPTC CM|STFL|Stifel, Nicolaus & Company, Incorporated|20695
OBLN|OBALON THERAPTC CM|SWIM|TD Ameritrade, Inc.|19140
OBLN|OBALON THERAPTC CM|TKNG|ALLY INVEST SECURITIES LLC|200
OBLN|OBALON THERAPTC CM|TRCM|TRC MARKETS LLC|1200
OBLN|OBALON THERAPTC CM|UBSA|UBS SECURITIES LLC|101049
OBLN|OBALON THERAPTC CM|UBSS|UBS Securities LLC|434331
OBLN|OBALON THERAPTC CM|VALX|VIRTU AMERICAS LLC|653
OBLN|OBALON THERAPTC CM|VGRD|Vanguard Marketing Corporation|27429
OBLN|OBALON THERAPTC CM|WCHV|WELLS FARGO SECURITIES, LLC|13985
OBLN|OBALON THERAPTC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2227
OBLN|OBALON THERAPTC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1906
OBLN|OBALON THERAPTC CM|WSEA|WOLVERINE SECURITIES, LLC|9050
OBLN|OBALON THERAPTC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|48
OBNK|ORIGIN BANCORP CMN|ALTX|Alternet Securities Inc.|14314
OBNK|ORIGIN BANCORP CMN|APCC|Apex Clearing Corporation|100
OBNK|ORIGIN BANCORP CMN|BARD|Robert W. Baird & Co. Incorporated|100
OBNK|ORIGIN BANCORP CMN|BATM|CBOE TRADING, INC.|1879
OBNK|ORIGIN BANCORP CMN|BAYC|BAY CREST PARTNERS, LLC|540
OBNK|ORIGIN BANCORP CMN|BAYT|BTIG, LLC|9800
OBNK|ORIGIN BANCORP CMN|BERN|Sanford C. Bernstein & Co., LLC|980
OBNK|ORIGIN BANCORP CMN|BLKX|INSTINET, LLC|5500
OBNK|ORIGIN BANCORP CMN|BMOC|BMO Capital Markets Corp.|1230
OBNK|ORIGIN BANCORP CMN|BNKS|Fig Partners, LLC|53696
OBNK|ORIGIN BANCORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2386
OBNK|ORIGIN BANCORP CMN|BTIG|BTIG, LLC|348
OBNK|ORIGIN BANCORP CMN|BYXM|CBOE TRADING, INC.|1848
OBNK|ORIGIN BANCORP CMN|CHAS|Charles Schwab & Co., Inc.|360
OBNK|ORIGIN BANCORP CMN|CIST|Capital Institutional Services, Inc.|26986
OBNK|ORIGIN BANCORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51027
OBNK|ORIGIN BANCORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18386
OBNK|ORIGIN BANCORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7804
OBNK|ORIGIN BANCORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69591
OBNK|ORIGIN BANCORP CMN|CTDL|Citadel Derivatives Group Llc|2864
OBNK|ORIGIN BANCORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4552
OBNK|ORIGIN BANCORP CMN|DBAB|Deutsche Bank Securities Inc.|275816
OBNK|ORIGIN BANCORP CMN|DBAX|Deutsche Bank Securities Inc.|78100
OBNK|ORIGIN BANCORP CMN|DCHF|Dart Executions, LLC|1658
OBNK|ORIGIN BANCORP CMN|DEAN|MORGAN STANLEY|957
OBNK|ORIGIN BANCORP CMN|DEGS|RONIN PROFESSIONAL LLC|9712
OBNK|ORIGIN BANCORP CMN|DRWK|DRW SECURITIES, L.L.C.|2982
OBNK|ORIGIN BANCORP CMN|EBXL|EBX LLC|56500
OBNK|ORIGIN BANCORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|551
OBNK|ORIGIN BANCORP CMN|EDJC|Edward Jones / CDS|8
OBNK|ORIGIN BANCORP CMN|EDJO|Edward D. Jones & Co., L.P.|1300
OBNK|ORIGIN BANCORP CMN|EGAM|CBOE TRADING, INC.|7388
OBNK|ORIGIN BANCORP CMN|EGXM|CBOE TRADING, INC.|219
OBNK|ORIGIN BANCORP CMN|ETBE|Electronic Transaction Clearing, Inc.|25733
OBNK|ORIGIN BANCORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7211
OBNK|ORIGIN BANCORP CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|914
OBNK|ORIGIN BANCORP CMN|ETRS|E*Trade Securities LLC|49489
OBNK|ORIGIN BANCORP CMN|FBCO|Credit Suisse Securities (USA) LLC|161663
OBNK|ORIGIN BANCORP CMN|FILL|Tradestation Securities, Inc.|63
OBNK|ORIGIN BANCORP CMN|FMAF|NBCN Inc./ CDS|115
OBNK|ORIGIN BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|24368
OBNK|ORIGIN BANCORP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
OBNK|ORIGIN BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32553
OBNK|ORIGIN BANCORP CMN|FTBR|Foliofn Investments, Inc.|25
OBNK|ORIGIN BANCORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|3238
OBNK|ORIGIN BANCORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|38766
OBNK|ORIGIN BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|724186
OBNK|ORIGIN BANCORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|9766
OBNK|ORIGIN BANCORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|1312
OBNK|ORIGIN BANCORP CMN|GTSZ|GTS SECURITIES LLC|45980
OBNK|ORIGIN BANCORP CMN|HSBC|HSBC Securities, Inc.|100
OBNK|ORIGIN BANCORP CMN|IATS|INTERACTIVE BROKERS LLC|2956
OBNK|ORIGIN BANCORP CMN|IBKR|Interactive Brokers Llc|23719
OBNK|ORIGIN BANCORP CMN|ICBX|INSTINET, LLC|10415
OBNK|ORIGIN BANCORP CMN|IEQY|CITADEL SECURITIES LLC|5138
OBNK|ORIGIN BANCORP CMN|INCA|INSTINET, LLC|147052
OBNK|ORIGIN BANCORP CMN|INJX|INSTINET, LLC|6628
OBNK|ORIGIN BANCORP CMN|ITGI|ITG Inc.|48009
OBNK|ORIGIN BANCORP CMN|ITGP|ITG INC.|38600
OBNK|ORIGIN BANCORP CMN|JANY|Janney Montgomery Scott Inc.|3900
OBNK|ORIGIN BANCORP CMN|JEFF|JEFFERIES LLC|73330
OBNK|ORIGIN BANCORP CMN|JMPT|JUMP TRADING, LLC|3544
OBNK|ORIGIN BANCORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|8138
OBNK|ORIGIN BANCORP CMN|JPMX|J.P. Morgan Securities LLC|111666
OBNK|ORIGIN BANCORP CMN|JSJX|JANE STREET CAPITAL LLC|2308
OBNK|ORIGIN BANCORP CMN|KBWI|Keefe, Bruyette & Woods, Inc.|19722
OBNK|ORIGIN BANCORP CMN|KCGM|VIRTU Americas LLC|5800
OBNK|ORIGIN BANCORP CMN|LEHM|Barclays Capital Inc./Le|514273
OBNK|ORIGIN BANCORP CMN|LIME|Lime Brokerage LLC|72423
OBNK|ORIGIN BANCORP CMN|LMGP|LIME BROKERAGE LLC|54911
OBNK|ORIGIN BANCORP CMN|LOOP|Loop Capital Markets LLC|2429
OBNK|ORIGIN BANCORP CMN|MAXM|Maxim Group LLC|672
OBNK|ORIGIN BANCORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43253
OBNK|ORIGIN BANCORP CMN|MOTF|MOTIF INVESTING, INC.|23
OBNK|ORIGIN BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|724216
OBNK|ORIGIN BANCORP CMN|MSPL|MORGAN STANLEY & CO. LLC|37600
OBNK|ORIGIN BANCORP CMN|MSTX|MORGAN STANLEY & CO. LLC|12800
OBNK|ORIGIN BANCORP CMN|NFSC|National Financial Services LLC|47413
OBNK|ORIGIN BANCORP CMN|NITE|VIRTU Americas LLC|132875
OBNK|ORIGIN BANCORP CMN|NITP|VIRTU Americas LLC|3200
OBNK|ORIGIN BANCORP CMN|NQRB|Brut, LLC|1484
OBNK|ORIGIN BANCORP CMN|PDQM|CODA MARKETS, INC.|118110
OBNK|ORIGIN BANCORP CMN|PNSR|Penserra Securities, LLC|1913
OBNK|ORIGIN BANCORP CMN|RAJA|Raymond James & Associates, Inc.|17540
OBNK|ORIGIN BANCORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|2879
OBNK|ORIGIN BANCORP CMN|RGLD|Regal Securities, Inc|75
OBNK|ORIGIN BANCORP CMN|SAGL|SAGETRADER, LLC|404
OBNK|ORIGIN BANCORP CMN|SBSH|Citigroup Global Markets Inc.|86161
OBNK|ORIGIN BANCORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|23192
OBNK|ORIGIN BANCORP CMN|SPDR|SPEEDROUTE LLC|28591
OBNK|ORIGIN BANCORP CMN|SPHN|Stephens Inc.|136293
OBNK|ORIGIN BANCORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2450
OBNK|ORIGIN BANCORP CMN|STXG|Stockcross Financial Services, Inc.|100
OBNK|ORIGIN BANCORP CMN|SWIM|TD Ameritrade, Inc.|25519
OBNK|ORIGIN BANCORP CMN|TKNG|ALLY INVEST SECURITIES LLC|331
OBNK|ORIGIN BANCORP CMN|TRBT|Tradebot Systems, Inc.|29389
OBNK|ORIGIN BANCORP CMN|TRCM|TRC MARKETS LLC|9146
OBNK|ORIGIN BANCORP CMN|UBSA|UBS SECURITIES LLC|205948
OBNK|ORIGIN BANCORP CMN|UBSS|UBS Securities LLC|652488
OBNK|ORIGIN BANCORP CMN|VALX|VIRTU AMERICAS LLC|2787
OBNK|ORIGIN BANCORP CMN|VGRD|Vanguard Marketing Corporation|1632
OBNK|ORIGIN BANCORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|57734
OBNK|ORIGIN BANCORP CMN|WEDB|WEDBUSH SECURITIES INC.|500
OBNK|ORIGIN BANCORP CMN|WEED|Weeden & Co.L.P.|300
OBNK|ORIGIN BANCORP CMN|WSEA|WOLVERINE SECURITIES, LLC|237
OBNK|ORIGIN BANCORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|19456
OBNK|ORIGIN BANCORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|15183
OBNK|ORIGIN BANCORP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24120
OBOR|KRANESHARES MSCI ONE|APCC|Apex Clearing Corporation|485
OBOR|KRANESHARES MSCI ONE|BBNT|BB&T SECURITIES, LLC|250
OBOR|KRANESHARES MSCI ONE|CHAS|Charles Schwab & Co., Inc.|200
OBOR|KRANESHARES MSCI ONE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
OBOR|KRANESHARES MSCI ONE|DBAX|Deutsche Bank Securities Inc.|100
OBOR|KRANESHARES MSCI ONE|EBXL|EBX LLC|700
OBOR|KRANESHARES MSCI ONE|EGXM|CBOE TRADING, INC.|200
OBOR|KRANESHARES MSCI ONE|ETRS|E*Trade Securities LLC|11133
OBOR|KRANESHARES MSCI ONE|FILL|Tradestation Securities, Inc.|1050
OBOR|KRANESHARES MSCI ONE|FMAF|NBCN Inc./ CDS|400
OBOR|KRANESHARES MSCI ONE|FTBR|Foliofn Investments, Inc.|55
OBOR|KRANESHARES MSCI ONE|GLIS|TD Securities Inc|25
OBOR|KRANESHARES MSCI ONE|GSLT|GOLDMAN SACHS & CO. LLC|807
OBOR|KRANESHARES MSCI ONE|IATS|INTERACTIVE BROKERS LLC|270
OBOR|KRANESHARES MSCI ONE|IBKR|Interactive Brokers Llc|2963
OBOR|KRANESHARES MSCI ONE|ICBX|INSTINET, LLC|200
OBOR|KRANESHARES MSCI ONE|JSEB|JANE STREET EXECUTION SERVICES, LLC|33140
OBOR|KRANESHARES MSCI ONE|JSJX|JANE STREET CAPITAL LLC|34169
OBOR|KRANESHARES MSCI ONE|KCGM|VIRTU Americas LLC|135
OBOR|KRANESHARES MSCI ONE|LEHM|Barclays Capital Inc./Le|400
OBOR|KRANESHARES MSCI ONE|LIME|Lime Brokerage LLC|2318
OBOR|KRANESHARES MSCI ONE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
OBOR|KRANESHARES MSCI ONE|MSCO|MORGAN STANLEY & CO. LLC|9856
OBOR|KRANESHARES MSCI ONE|MSPL|MORGAN STANLEY & CO. LLC|1400
OBOR|KRANESHARES MSCI ONE|NFSC|National Financial Services LLC|44439
OBOR|KRANESHARES MSCI ONE|NITE|VIRTU Americas LLC|45656
OBOR|KRANESHARES MSCI ONE|OPCO|Oppenheimer & Co. Inc.|200
OBOR|KRANESHARES MSCI ONE|PDQM|CODA MARKETS, INC.|85
OBOR|KRANESHARES MSCI ONE|PWJC|UBS Financial Services, Inc.|3000
OBOR|KRANESHARES MSCI ONE|SGMT|GOLDMAN SACHS & CO. LLC|300
OBOR|KRANESHARES MSCI ONE|SWIM|TD Ameritrade, Inc.|4375
OBOR|KRANESHARES MSCI ONE|SWST|Hilltop Securities Inc.|3455
OBOR|KRANESHARES MSCI ONE|UBSA|UBS SECURITIES LLC|1789
OBOR|KRANESHARES MSCI ONE|UBSS|UBS Securities LLC|7200
OBOR|KRANESHARES MSCI ONE|VGRD|Vanguard Marketing Corporation|3338
OBOR|KRANESHARES MSCI ONE|WCHV|WELLS FARGO SECURITIES, LLC|911
OBOR|KRANESHARES MSCI ONE|WEDB|WEDBUSH SECURITIES INC.|400
OBOR|KRANESHARES MSCI ONE|WSEA|WOLVERINE SECURITIES, LLC|144
OBOR|KRANESHARES MSCI ONE|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
OBSV|OBSEVA SA ORD|AGIS|Aegis Capital Corp.|2850
OBSV|OBSEVA SA ORD|ALTX|Alternet Securities Inc.|6600
OBSV|OBSEVA SA ORD|APCC|Apex Clearing Corporation|5419
OBSV|OBSEVA SA ORD|BATM|CBOE TRADING, INC.|3175
OBSV|OBSEVA SA ORD|BERN|Sanford C. Bernstein & Co., LLC|7300
OBSV|OBSEVA SA ORD|BIDS|BIDS TRADING L.P.|8100
OBSV|OBSEVA SA ORD|BIMI|Banca IMI Securities Corp.|2800
OBSV|OBSEVA SA ORD|BLKX|INSTINET, LLC|59600
OBSV|OBSEVA SA ORD|BNCH|The Benchmark Company, LLC|5100
OBSV|OBSEVA SA ORD|BYXM|CBOE TRADING, INC.|203
OBSV|OBSEVA SA ORD|CHAS|Charles Schwab & Co., Inc.|71
OBSV|OBSEVA SA ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|232648
OBSV|OBSEVA SA ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21777
OBSV|OBSEVA SA ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28096
OBSV|OBSEVA SA ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47266
OBSV|OBSEVA SA ORD|CTDL|Citadel Derivatives Group Llc|1516
OBSV|OBSEVA SA ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|29788
OBSV|OBSEVA SA ORD|DBAB|Deutsche Bank Securities Inc.|14400
OBSV|OBSEVA SA ORD|DBAX|Deutsche Bank Securities Inc.|90600
OBSV|OBSEVA SA ORD|DEAN|MORGAN STANLEY|1000
OBSV|OBSEVA SA ORD|DEGS|RONIN PROFESSIONAL LLC|16361
OBSV|OBSEVA SA ORD|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|900
OBSV|OBSEVA SA ORD|EBXL|EBX LLC|89900
OBSV|OBSEVA SA ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2554
OBSV|OBSEVA SA ORD|EGAM|CBOE TRADING, INC.|3230
OBSV|OBSEVA SA ORD|EGXM|CBOE TRADING, INC.|1005
OBSV|OBSEVA SA ORD|ETBE|Electronic Transaction Clearing, Inc.|1065
OBSV|OBSEVA SA ORD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
OBSV|OBSEVA SA ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5898
OBSV|OBSEVA SA ORD|ETRS|E*Trade Securities LLC|15060
OBSV|OBSEVA SA ORD|FBCO|Credit Suisse Securities (USA) LLC|55359
OBSV|OBSEVA SA ORD|FILL|Tradestation Securities, Inc.|1880
OBSV|OBSEVA SA ORD|FMAF|NBCN Inc./ CDS|600
OBSV|OBSEVA SA ORD|FMCO|First Manhattan Co|14417
OBSV|OBSEVA SA ORD|FOMA|TD AMERITRADE CLEARING, INC.|84173
OBSV|OBSEVA SA ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|270
OBSV|OBSEVA SA ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12344
OBSV|OBSEVA SA ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|2975
OBSV|OBSEVA SA ORD|GLPX|ACS EXECUTION SERVICES, LLC|32900
OBSV|OBSEVA SA ORD|GSCO|GOLDMAN SACHS & CO. LLC|81864
OBSV|OBSEVA SA ORD|GSCS|GOLDMAN SACHS & CO. LLC|13688
OBSV|OBSEVA SA ORD|GSLT|GOLDMAN SACHS & CO. LLC|3450
OBSV|OBSEVA SA ORD|GTSZ|GTS SECURITIES LLC|28455
OBSV|OBSEVA SA ORD|IATS|INTERACTIVE BROKERS LLC|16462
OBSV|OBSEVA SA ORD|IBKR|Interactive Brokers Llc|210539
OBSV|OBSEVA SA ORD|ICBX|INSTINET, LLC|20180
OBSV|OBSEVA SA ORD|INCA|INSTINET, LLC|113387
OBSV|OBSEVA SA ORD|INJX|INSTINET, LLC|77597
OBSV|OBSEVA SA ORD|ITGI|ITG Inc.|50195
OBSV|OBSEVA SA ORD|ITGP|ITG INC.|31200
OBSV|OBSEVA SA ORD|JANY|Janney Montgomery Scott Inc.|1070
OBSV|OBSEVA SA ORD|JEFF|JEFFERIES LLC|51569
OBSV|OBSEVA SA ORD|JMPT|JUMP TRADING, LLC|3803
OBSV|OBSEVA SA ORD|JONE|JonesTrading|2500
OBSV|OBSEVA SA ORD|JPMX|J.P. Morgan Securities LLC|89991
OBSV|OBSEVA SA ORD|JSJX|JANE STREET CAPITAL LLC|3278
OBSV|OBSEVA SA ORD|KCGM|VIRTU Americas LLC|27536
OBSV|OBSEVA SA ORD|LAFC|R. F. Lafferty & Co., Inc.|4000
OBSV|OBSEVA SA ORD|LEER|LEERINK PARTNERS LLC|175234
OBSV|OBSEVA SA ORD|LEHM|Barclays Capital Inc./Le|84137
OBSV|OBSEVA SA ORD|LIME|Lime Brokerage LLC|46477
OBSV|OBSEVA SA ORD|LQNA|LIQUIDNET, INC.|45400
OBSV|OBSEVA SA ORD|LSCI|Lek Securities Corporation|500
OBSV|OBSEVA SA ORD|LTCO|Ladenburg, Thalmann & Co., Inc.|150
OBSV|OBSEVA SA ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
OBSV|OBSEVA SA ORD|MAXM|Maxim Group LLC|510
OBSV|OBSEVA SA ORD|MICA|Spartan Securities Group, Ltd.|21000
OBSV|OBSEVA SA ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47800
OBSV|OBSEVA SA ORD|MOTF|MOTIF INVESTING, INC.|1
OBSV|OBSEVA SA ORD|MSCO|MORGAN STANLEY & CO. LLC|291501
OBSV|OBSEVA SA ORD|MSPL|MORGAN STANLEY & CO. LLC|37800
OBSV|OBSEVA SA ORD|NATL|National Securities Corporation|5200
OBSV|OBSEVA SA ORD|NFSC|National Financial Services LLC|90018
OBSV|OBSEVA SA ORD|NITE|VIRTU Americas LLC|348359
OBSV|OBSEVA SA ORD|NQRB|Brut, LLC|1800
OBSV|OBSEVA SA ORD|OPCO|Oppenheimer & Co. Inc.|2800
OBSV|OBSEVA SA ORD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|34220
OBSV|OBSEVA SA ORD|PDQM|CODA MARKETS, INC.|58780
OBSV|OBSEVA SA ORD|PREC|PRECISION SECURITIES, LLC|1100
OBSV|OBSEVA SA ORD|PWJC|UBS Financial Services, Inc.|2700
OBSV|OBSEVA SA ORD|RAJA|Raymond James & Associates, Inc.|240
OBSV|OBSEVA SA ORD|RBCM|RBC CAPITAL MARKETS, LLC|7800
OBSV|OBSEVA SA ORD|RJLC|RJL CAPITAL GROUP, LLC|304
OBSV|OBSEVA SA ORD|SAGL|SAGETRADER, LLC|23635
OBSV|OBSEVA SA ORD|SBSH|Citigroup Global Markets Inc.|3753
OBSV|OBSEVA SA ORD|SGMT|GOLDMAN SACHS & CO. LLC|23139
OBSV|OBSEVA SA ORD|SPDR|SPEEDROUTE LLC|12977
OBSV|OBSEVA SA ORD|SPTD|MINT GLOBAL MARKETS, INC.|1125
OBSV|OBSEVA SA ORD|STFL|Stifel, Nicolaus & Company, Incorporated|100
OBSV|OBSEVA SA ORD|SWIM|TD Ameritrade, Inc.|69700
OBSV|OBSEVA SA ORD|TKNG|ALLY INVEST SECURITIES LLC|545
OBSV|OBSEVA SA ORD|TRBT|Tradebot Systems, Inc.|3246
OBSV|OBSEVA SA ORD|TRCM|TRC MARKETS LLC|492
OBSV|OBSEVA SA ORD|UBSA|UBS SECURITIES LLC|131935
OBSV|OBSEVA SA ORD|UBSS|UBS Securities LLC|129775
OBSV|OBSEVA SA ORD|VALX|VIRTU AMERICAS LLC|2080
OBSV|OBSEVA SA ORD|VGRD|Vanguard Marketing Corporation|13
OBSV|OBSEVA SA ORD|WABR|Wall Street Access|6200
OBSV|OBSEVA SA ORD|WCHV|WELLS FARGO SECURITIES, LLC|10850
OBSV|OBSEVA SA ORD|WEDB|WEDBUSH SECURITIES INC.|6800
OBSV|OBSEVA SA ORD|WEED|Weeden & Co.L.P.|600
OBSV|OBSEVA SA ORD|WGIF|CIBC World Markets Inc.|513
OBSV|OBSEVA SA ORD|WSEA|WOLVERINE SECURITIES, LLC|351
OBSV|OBSEVA SA ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|23800
OBSV|OBSEVA SA ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|4084
OC|OWENS CORNING|ABLE|NATIXIS Securities Americas LLC|441403
OC|OWENS CORNING|AGIS|Aegis Capital Corp.|1710
OC|OWENS CORNING|ALTX|Alternet Securities Inc.|22098
OC|OWENS CORNING|ANOS|ABEL/NOSER, L.L.C.|1750
OC|OWENS CORNING|APCC|Apex Clearing Corporation|321
OC|OWENS CORNING|AQUA|AQUA SECURITIES L.P.|4400
OC|OWENS CORNING|BALE|M&T SECURITIES, INC.|2668
OC|OWENS CORNING|BANK|Primevest Financial Services, Inc.|84
OC|OWENS CORNING|BARD|Robert W. Baird & Co. Incorporated|2358
OC|OWENS CORNING|BATM|CBOE TRADING, INC.|18821
OC|OWENS CORNING|BAYC|BAY CREST PARTNERS, LLC|270
OC|OWENS CORNING|BAYT|BTIG, LLC|2300
OC|OWENS CORNING|BBNT|BB&T SECURITIES, LLC|8133
OC|OWENS CORNING|BERN|Sanford C. Bernstein & Co., LLC|321196
OC|OWENS CORNING|BGCE|BGC Financial Inc.|2950
OC|OWENS CORNING|BIDS|BIDS TRADING L.P.|31700
OC|OWENS CORNING|BIMI|Banca IMI Securities Corp.|135
OC|OWENS CORNING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9304
OC|OWENS CORNING|BLKX|INSTINET, LLC|80965
OC|OWENS CORNING|BMOC|BMO Capital Markets Corp.|337
OC|OWENS CORNING|BNPX|BNP PARIBAS SECURITIES CORP.|374720
OC|OWENS CORNING|BTIG|BTIG, LLC|143672
OC|OWENS CORNING|BYXM|CBOE TRADING, INC.|2682
OC|OWENS CORNING|CABR|Cabrera Capital Markets, Inc.|25
OC|OWENS CORNING|CANT|Cantor Fitzgerald & Co.|25005
OC|OWENS CORNING|CBLC|CITIGROUP GLOBAL MARKETS INC.|41800
OC|OWENS CORNING|CHAS|Charles Schwab & Co., Inc.|2387
OC|OWENS CORNING|CIOI|CITIGROUP GLOBAL MARKETS INC|46500
OC|OWENS CORNING|CIST|Capital Institutional Services, Inc.|25322
OC|OWENS CORNING|CLSA|CLSA AMERICAS, LLC|189400
OC|OWENS CORNING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|168626
OC|OWENS CORNING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12454
OC|OWENS CORNING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1281
OC|OWENS CORNING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|836071
OC|OWENS CORNING|CTDL|Citadel Derivatives Group Llc|63390
OC|OWENS CORNING|CTLR|CUTLER GROUP, LP|111
OC|OWENS CORNING|CXCX|CITIGROUP GLOBAL MARKETS INC.|80088
OC|OWENS CORNING|DADA|D.A. Davidson & Co.|1038
OC|OWENS CORNING|DBAB|Deutsche Bank Securities Inc.|631609
OC|OWENS CORNING|DBAX|Deutsche Bank Securities Inc.|855500
OC|OWENS CORNING|DBUL|Deutsche Bank Securities Inc.|8310
OC|OWENS CORNING|DCHF|Dart Executions, LLC|5394
OC|OWENS CORNING|DEAN|MORGAN STANLEY|17757
OC|OWENS CORNING|DEGS|RONIN PROFESSIONAL LLC|1100
OC|OWENS CORNING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6082
OC|OWENS CORNING|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1000
OC|OWENS CORNING|EBXL|EBX LLC|778000
OC|OWENS CORNING|ECUT|CONVERGEX EXECUTION SOLUTIONS|13724
OC|OWENS CORNING|EDJC|Edward Jones / CDS|52
OC|OWENS CORNING|EDJO|Edward D. Jones & Co., L.P.|2875
OC|OWENS CORNING|EGAM|CBOE TRADING, INC.|110237
OC|OWENS CORNING|EGAW|CBOE TRADING, INC.|707
OC|OWENS CORNING|EGMT|EG MARKET TECHNOLOGIES LLC|14852
OC|OWENS CORNING|EGXM|CBOE TRADING, INC.|6509
OC|OWENS CORNING|EGXW|CBOE TRADING, INC.|99
OC|OWENS CORNING|ETBE|Electronic Transaction Clearing, Inc.|71544
OC|OWENS CORNING|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
OC|OWENS CORNING|ETCC|Electronic Transaction Clearing, Inc.|134
OC|OWENS CORNING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35834
OC|OWENS CORNING|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
OC|OWENS CORNING|ETRS|E*Trade Securities LLC|26529
OC|OWENS CORNING|FBSB|U.S. Bancorp Investments, Inc.|566
OC|OWENS CORNING|FILL|Tradestation Securities, Inc.|2181
OC|OWENS CORNING|FINX|FINTECH SECURITIES|4200
OC|OWENS CORNING|FMAF|NBCN Inc./ CDS|10472
OC|OWENS CORNING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6388
OC|OWENS CORNING|FQLS|Quantlab Securities LP|779105
OC|OWENS CORNING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110918
OC|OWENS CORNING|FTBR|Foliofn Investments, Inc.|1206
OC|OWENS CORNING|GEBB|GLOBAL EXECUTION BROKERS, LP|201
OC|OWENS CORNING|GLIS|TD Securities Inc|353
OC|OWENS CORNING|GLPX|ACS EXECUTION SERVICES, LLC|144203
OC|OWENS CORNING|GSCO|GOLDMAN SACHS & CO. LLC|3928191
OC|OWENS CORNING|GSCS|GOLDMAN SACHS & CO. LLC|22476
OC|OWENS CORNING|GSLT|GOLDMAN SACHS & CO. LLC|57437
OC|OWENS CORNING|GTSZ|GTS SECURITIES LLC|202538
OC|OWENS CORNING|HPPX|POTAMUS TRADING, LLC|686
OC|OWENS CORNING|HRBF|American Enterprise Investment Services Inc.|8006
OC|OWENS CORNING|HSBC|HSBC Securities, Inc.|1104
OC|OWENS CORNING|IATS|INTERACTIVE BROKERS LLC|7230
OC|OWENS CORNING|IBKR|Interactive Brokers Llc|18555
OC|OWENS CORNING|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|83
OC|OWENS CORNING|ICBX|INSTINET, LLC|107089
OC|OWENS CORNING|IEQY|CITADEL SECURITIES LLC|76105
OC|OWENS CORNING|IMPC|Imperial Capital, LLC|1900
OC|OWENS CORNING|INCA|INSTINET, LLC|657163
OC|OWENS CORNING|INJX|INSTINET, LLC|26749
OC|OWENS CORNING|ITGI|ITG Inc.|152686
OC|OWENS CORNING|ITGP|ITG INC.|212000
OC|OWENS CORNING|JANY|Janney Montgomery Scott Inc.|4239
OC|OWENS CORNING|JEFF|JEFFERIES LLC|746528
OC|OWENS CORNING|JMPT|JUMP TRADING, LLC|262327
OC|OWENS CORNING|JONE|JonesTrading|1806
OC|OWENS CORNING|JPBX|J.P. MORGAN SECURITIES LLC|197140
OC|OWENS CORNING|JPMX|J.P. Morgan Securities LLC|1317555
OC|OWENS CORNING|JSJX|JANE STREET CAPITAL LLC|11895
OC|OWENS CORNING|KCGM|VIRTU Americas LLC|95825
OC|OWENS CORNING|LEHM|Barclays Capital Inc./Le|1237498
OC|OWENS CORNING|LIME|Lime Brokerage LLC|63353
OC|OWENS CORNING|LMNX|LUMINEX TRADING & ANALYTICS LLC|660032
OC|OWENS CORNING|LOOP|Loop Capital Markets LLC|100
OC|OWENS CORNING|LQNA|LIQUIDNET, INC.|393400
OC|OWENS CORNING|LQNB|LIQUIDNET, INC.|32500
OC|OWENS CORNING|LSCI|Lek Securities Corporation|50
OC|OWENS CORNING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1132
OC|OWENS CORNING|MACC|Mid Atlantic Capital Corporation|330
OC|OWENS CORNING|MACQ|Macquarie Capital (USA) Inc.|141295
OC|OWENS CORNING|MBTS|ALLY INVEST SECURITIES LLC|333
OC|OWENS CORNING|MCMF|Raymond James Ltd. Cds|170
OC|OWENS CORNING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|151493
OC|OWENS CORNING|MOTF|MOTIF INVESTING, INC.|3
OC|OWENS CORNING|MSCO|MORGAN STANLEY & CO. LLC|6327014
OC|OWENS CORNING|MSPL|MORGAN STANLEY & CO. LLC|898500
OC|OWENS CORNING|MSTX|MORGAN STANLEY & CO. LLC|305000
OC|OWENS CORNING|NBCS|NBC Securities, INC.|910
OC|OWENS CORNING|NFSC|National Financial Services LLC|228048
OC|OWENS CORNING|NITE|VIRTU Americas LLC|524596
OC|OWENS CORNING|NITP|VIRTU Americas LLC|1175
OC|OWENS CORNING|NQRB|Brut, LLC|28700
OC|OWENS CORNING|NTBF|BMO Nesbitt Burns Inc./CDS|344
OC|OWENS CORNING|OHOS|TWO SIGMA SECURITIES, LLC|132639
OC|OWENS CORNING|OPCO|Oppenheimer & Co. Inc.|4271
OC|OWENS CORNING|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|410
OC|OWENS CORNING|PDQM|CODA MARKETS, INC.|635842
OC|OWENS CORNING|PHLY|NASDAQ Execution Services, LLC|22400
OC|OWENS CORNING|PICT|Pictet Overseas Inc.|2
OC|OWENS CORNING|PWJC|UBS Financial Services, Inc.|1923
OC|OWENS CORNING|RBCM|RBC CAPITAL MARKETS, LLC|15025
OC|OWENS CORNING|RHCO|Suntrust Robinson Humphrey, Inc.|50600
OC|OWENS CORNING|RHOX|XR Securities LLC|28040
OC|OWENS CORNING|SAGL|SAGETRADER, LLC|404547
OC|OWENS CORNING|SAGW|SAGETRADER, LLC|4707
OC|OWENS CORNING|SALI|INTL FCSTONE FINANCIAL INC.|1455
OC|OWENS CORNING|SBSH|Citigroup Global Markets Inc.|218203
OC|OWENS CORNING|SCMC|Scotia Capital Markets (USA) Inc.|400000
OC|OWENS CORNING|SEIC|SEI Investments Distribution Co.|4095
OC|OWENS CORNING|SGMT|GOLDMAN SACHS & CO. LLC|892682
OC|OWENS CORNING|SIBO|Prime Executions, Inc.|1400
OC|OWENS CORNING|SJLS|TRADE INFORMATICS LLC|200
OC|OWENS CORNING|SOCO|Capital One Southcoast, Inc|500
OC|OWENS CORNING|SPDR|SPEEDROUTE LLC|58626
OC|OWENS CORNING|SPHN|Stephens Inc.|1553
OC|OWENS CORNING|STFL|Stifel, Nicolaus & Company, Incorporated|45112
OC|OWENS CORNING|STKP|STOCKPILE INVESTMENTS, INC.|80
OC|OWENS CORNING|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3724
OC|OWENS CORNING|SWIM|TD Ameritrade, Inc.|51308
OC|OWENS CORNING|SWST|Hilltop Securities Inc.|26035
OC|OWENS CORNING|TKNG|ALLY INVEST SECURITIES LLC|627
OC|OWENS CORNING|TRBT|Tradebot Systems, Inc.|365291
OC|OWENS CORNING|TRCM|TRC MARKETS LLC|372959
OC|OWENS CORNING|UBSA|UBS SECURITIES LLC|1153291
OC|OWENS CORNING|UBSS|UBS Securities LLC|1557538
OC|OWENS CORNING|VALX|VIRTU AMERICAS LLC|6530
OC|OWENS CORNING|VERT|The Vertical Trading Group, LLC|465
OC|OWENS CORNING|VGRD|Vanguard Marketing Corporation|7603
OC|OWENS CORNING|VNDM|Wall Street Access|28918
OC|OWENS CORNING|WABR|Wall Street Access|74400
OC|OWENS CORNING|WBLR|WILLIAM BLAIR|174
OC|OWENS CORNING|WBPX|SUMMIT SECURITIES GROUP, LLC|5761
OC|OWENS CORNING|WCHV|WELLS FARGO SECURITIES, LLC|211185
OC|OWENS CORNING|WEDB|WEDBUSH SECURITIES INC.|2017
OC|OWENS CORNING|WEED|Weeden & Co.L.P.|179507
OC|OWENS CORNING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22939
OC|OWENS CORNING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19027
OC|OWENS CORNING|WLTH|WEALTHFRONT BROKERAGE CORPORATION|21
OC|OWENS CORNING|WSEA|WOLVERINE SECURITIES, LLC|3925
OC|OWENS CORNING|XIST|INSTINET, LLC|160112
OC|OWENS CORNING|XPQR|Jump Trading|5849
OC|OWENS CORNING|XSTM|NATIONAL FINANCIAL SERVICES LLC|106048
OC|OWENS CORNING|YKNA|COMHAR CAPITAL MARKETS, LLC|18335
OC|OWENS CORNING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6471
OCC|OPTICAL CABLE CORP|APCC|Apex Clearing Corporation|1204
OCC|OPTICAL CABLE CORP|BIMI|Banca IMI Securities Corp.|1702
OCC|OPTICAL CABLE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4169
OCC|OPTICAL CABLE CORP|CHAS|Charles Schwab & Co., Inc.|676
OCC|OPTICAL CABLE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
OCC|OPTICAL CABLE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
OCC|OPTICAL CABLE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1086
OCC|OPTICAL CABLE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3603
OCC|OPTICAL CABLE CORP|CTDL|Citadel Derivatives Group Llc|26
OCC|OPTICAL CABLE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8000
OCC|OPTICAL CABLE CORP|DAVA|Davenport & Company LLC|20991
OCC|OPTICAL CABLE CORP|DBAX|Deutsche Bank Securities Inc.|1000
OCC|OPTICAL CABLE CORP|DEGS|RONIN PROFESSIONAL LLC|190
OCC|OPTICAL CABLE CORP|EBXL|EBX LLC|1000
OCC|OPTICAL CABLE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|370
OCC|OPTICAL CABLE CORP|EDJO|Edward D. Jones & Co., L.P.|7
OCC|OPTICAL CABLE CORP|EGXM|CBOE TRADING, INC.|800
OCC|OPTICAL CABLE CORP|EGXW|CBOE TRADING, INC.|9812
OCC|OPTICAL CABLE CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1800
OCC|OPTICAL CABLE CORP|ETRS|E*Trade Securities LLC|84424
OCC|OPTICAL CABLE CORP|FBCO|Credit Suisse Securities (USA) LLC|25885
OCC|OPTICAL CABLE CORP|FILL|Tradestation Securities, Inc.|700
OCC|OPTICAL CABLE CORP|FMAF|NBCN Inc./ CDS|82
OCC|OPTICAL CABLE CORP|FOMA|TD AMERITRADE CLEARING, INC.|92898
OCC|OPTICAL CABLE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|250
OCC|OPTICAL CABLE CORP|FTBR|Foliofn Investments, Inc.|5570
OCC|OPTICAL CABLE CORP|GLPX|ACS EXECUTION SERVICES, LLC|36
OCC|OPTICAL CABLE CORP|GSCO|GOLDMAN SACHS & CO. LLC|2080
OCC|OPTICAL CABLE CORP|GSLT|GOLDMAN SACHS & CO. LLC|11261
OCC|OPTICAL CABLE CORP|GTSZ|GTS SECURITIES LLC|2077
OCC|OPTICAL CABLE CORP|HRBF|American Enterprise Investment Services Inc.|312
OCC|OPTICAL CABLE CORP|IATS|INTERACTIVE BROKERS LLC|11114
OCC|OPTICAL CABLE CORP|IBKR|Interactive Brokers Llc|96977
OCC|OPTICAL CABLE CORP|ICBX|INSTINET, LLC|4000
OCC|OPTICAL CABLE CORP|INCA|INSTINET, LLC|15607
OCC|OPTICAL CABLE CORP|INJX|INSTINET, LLC|1732
OCC|OPTICAL CABLE CORP|ITGI|ITG Inc.|3598
OCC|OPTICAL CABLE CORP|ITGP|ITG INC.|2000
OCC|OPTICAL CABLE CORP|JEFF|JEFFERIES LLC|1574
OCC|OPTICAL CABLE CORP|JPMX|J.P. Morgan Securities LLC|200
OCC|OPTICAL CABLE CORP|KCGM|VIRTU Americas LLC|2400
OCC|OPTICAL CABLE CORP|LEHM|Barclays Capital Inc./Le|6669
OCC|OPTICAL CABLE CORP|LIME|Lime Brokerage LLC|12494
OCC|OPTICAL CABLE CORP|MBTS|ALLY INVEST SECURITIES LLC|725
OCC|OPTICAL CABLE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
OCC|OPTICAL CABLE CORP|MSCO|MORGAN STANLEY & CO. LLC|99818
OCC|OPTICAL CABLE CORP|MSPL|MORGAN STANLEY & CO. LLC|700
OCC|OPTICAL CABLE CORP|NFSC|National Financial Services LLC|71784
OCC|OPTICAL CABLE CORP|NITE|VIRTU Americas LLC|251045
OCC|OPTICAL CABLE CORP|NQRB|Brut, LLC|22
OCC|OPTICAL CABLE CORP|PDQM|CODA MARKETS, INC.|7372
OCC|OPTICAL CABLE CORP|SAGL|SAGETRADER, LLC|115
OCC|OPTICAL CABLE CORP|SBSH|Citigroup Global Markets Inc.|1600
OCC|OPTICAL CABLE CORP|SGMT|GOLDMAN SACHS & CO. LLC|746
OCC|OPTICAL CABLE CORP|SPDR|SPEEDROUTE LLC|1035
OCC|OPTICAL CABLE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|500
OCC|OPTICAL CABLE CORP|SWIM|TD Ameritrade, Inc.|41065
OCC|OPTICAL CABLE CORP|SWST|Hilltop Securities Inc.|2206
OCC|OPTICAL CABLE CORP|TKNG|ALLY INVEST SECURITIES LLC|941
OCC|OPTICAL CABLE CORP|TRCM|TRC MARKETS LLC|2116
OCC|OPTICAL CABLE CORP|TWTT|TASTYWORKS, INC.|1000
OCC|OPTICAL CABLE CORP|UBSA|UBS SECURITIES LLC|21280
OCC|OPTICAL CABLE CORP|UBSS|UBS Securities LLC|28945
OCC|OPTICAL CABLE CORP|VALX|VIRTU AMERICAS LLC|96
OCC|OPTICAL CABLE CORP|VGRD|Vanguard Marketing Corporation|7723
OCC|OPTICAL CABLE CORP|VSIN|Vision Financial Markets Llc|215
OCC|OPTICAL CABLE CORP|WCHV|WELLS FARGO SECURITIES, LLC|4000
OCC|OPTICAL CABLE CORP|WEDB|WEDBUSH SECURITIES INC.|2000
OCC|OPTICAL CABLE CORP|WSEA|WOLVERINE SECURITIES, LLC|4158
OCC|OPTICAL CABLE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17654
OCFC|OCEANFIRST FINL CORP|ALTX|Alternet Securities Inc.|9421
OCFC|OCEANFIRST FINL CORP|ANOS|ABEL/NOSER, L.L.C.|100
OCFC|OCEANFIRST FINL CORP|APCC|Apex Clearing Corporation|14
OCFC|OCEANFIRST FINL CORP|AQUA|AQUA SECURITIES L.P.|7700
OCFC|OCEANFIRST FINL CORP|BATM|CBOE TRADING, INC.|5362
OCFC|OCEANFIRST FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|22743
OCFC|OCEANFIRST FINL CORP|BIDS|BIDS TRADING L.P.|25000
OCFC|OCEANFIRST FINL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3354
OCFC|OCEANFIRST FINL CORP|BLKX|INSTINET, LLC|55000
OCFC|OCEANFIRST FINL CORP|BMOC|BMO Capital Markets Corp.|6952
OCFC|OCEANFIRST FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|324
OCFC|OCEANFIRST FINL CORP|BTIG|BTIG, LLC|740
OCFC|OCEANFIRST FINL CORP|BYXM|CBOE TRADING, INC.|2275
OCFC|OCEANFIRST FINL CORP|BZYD|GOLDMAN SACHS & CO. LLC|5261
OCFC|OCEANFIRST FINL CORP|CANT|Cantor Fitzgerald & Co.|19374
OCFC|OCEANFIRST FINL CORP|CHAS|Charles Schwab & Co., Inc.|252
OCFC|OCEANFIRST FINL CORP|CMPT|Compass Point Research & Trading, LLC|2200
OCFC|OCEANFIRST FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107072
OCFC|OCEANFIRST FINL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16405
OCFC|OCEANFIRST FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|168843
OCFC|OCEANFIRST FINL CORP|CTDL|Citadel Derivatives Group Llc|13983
OCFC|OCEANFIRST FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11776
OCFC|OCEANFIRST FINL CORP|DBAB|Deutsche Bank Securities Inc.|279496
OCFC|OCEANFIRST FINL CORP|DBAX|Deutsche Bank Securities Inc.|60200
OCFC|OCEANFIRST FINL CORP|DBUL|Deutsche Bank Securities Inc.|1546
OCFC|OCEANFIRST FINL CORP|DEAN|MORGAN STANLEY|3348
OCFC|OCEANFIRST FINL CORP|DEGS|RONIN PROFESSIONAL LLC|746
OCFC|OCEANFIRST FINL CORP|EBXL|EBX LLC|101500
OCFC|OCEANFIRST FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|21645
OCFC|OCEANFIRST FINL CORP|EDJO|Edward D. Jones & Co., L.P.|86
OCFC|OCEANFIRST FINL CORP|EGAM|CBOE TRADING, INC.|10442
OCFC|OCEANFIRST FINL CORP|EGAW|CBOE TRADING, INC.|294
OCFC|OCEANFIRST FINL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|980
OCFC|OCEANFIRST FINL CORP|EGXM|CBOE TRADING, INC.|6839
OCFC|OCEANFIRST FINL CORP|EGXW|CBOE TRADING, INC.|400
OCFC|OCEANFIRST FINL CORP|ETBE|Electronic Transaction Clearing, Inc.|12344
OCFC|OCEANFIRST FINL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3806
OCFC|OCEANFIRST FINL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13956
OCFC|OCEANFIRST FINL CORP|ETRS|E*Trade Securities LLC|6561
OCFC|OCEANFIRST FINL CORP|FBCO|Credit Suisse Securities (USA) LLC|239076
OCFC|OCEANFIRST FINL CORP|FMAF|NBCN Inc./ CDS|103
OCFC|OCEANFIRST FINL CORP|FOMA|TD AMERITRADE CLEARING, INC.|16450
OCFC|OCEANFIRST FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131093
OCFC|OCEANFIRST FINL CORP|FTBR|Foliofn Investments, Inc.|19
OCFC|OCEANFIRST FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|15700
OCFC|OCEANFIRST FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|5363
OCFC|OCEANFIRST FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|528436
OCFC|OCEANFIRST FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|2522
OCFC|OCEANFIRST FINL CORP|GSLT|GOLDMAN SACHS & CO. LLC|3478
OCFC|OCEANFIRST FINL CORP|GTSZ|GTS SECURITIES LLC|7644
OCFC|OCEANFIRST FINL CORP|IATS|INTERACTIVE BROKERS LLC|3625
OCFC|OCEANFIRST FINL CORP|IBKR|Interactive Brokers Llc|95609
OCFC|OCEANFIRST FINL CORP|ICBX|INSTINET, LLC|37258
OCFC|OCEANFIRST FINL CORP|IEQY|CITADEL SECURITIES LLC|24231
OCFC|OCEANFIRST FINL CORP|INCA|INSTINET, LLC|195656
OCFC|OCEANFIRST FINL CORP|INJX|INSTINET, LLC|37960
OCFC|OCEANFIRST FINL CORP|ITGI|ITG Inc.|39653
OCFC|OCEANFIRST FINL CORP|ITGP|ITG INC.|87600
OCFC|OCEANFIRST FINL CORP|JANY|Janney Montgomery Scott Inc.|956
OCFC|OCEANFIRST FINL CORP|JEFF|JEFFERIES LLC|69373
OCFC|OCEANFIRST FINL CORP|JMPT|JUMP TRADING, LLC|20722
OCFC|OCEANFIRST FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|19868
OCFC|OCEANFIRST FINL CORP|JPMX|J.P. Morgan Securities LLC|189535
OCFC|OCEANFIRST FINL CORP|JSJX|JANE STREET CAPITAL LLC|4092
OCFC|OCEANFIRST FINL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|372938
OCFC|OCEANFIRST FINL CORP|KCGM|VIRTU Americas LLC|20499
OCFC|OCEANFIRST FINL CORP|LEHM|Barclays Capital Inc./Le|231614
OCFC|OCEANFIRST FINL CORP|LIME|Lime Brokerage LLC|124942
OCFC|OCEANFIRST FINL CORP|LMGP|LIME BROKERAGE LLC|800
OCFC|OCEANFIRST FINL CORP|LOOP|Loop Capital Markets LLC|100
OCFC|OCEANFIRST FINL CORP|LQNA|LIQUIDNET, INC.|251700
OCFC|OCEANFIRST FINL CORP|LQNB|LIQUIDNET, INC.|30700
OCFC|OCEANFIRST FINL CORP|MAXM|Maxim Group LLC|4896
OCFC|OCEANFIRST FINL CORP|MCBT|Moors & Cabot, Inc.|2900
OCFC|OCEANFIRST FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63350
OCFC|OCEANFIRST FINL CORP|MOTF|MOTIF INVESTING, INC.|1
OCFC|OCEANFIRST FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|1022904
OCFC|OCEANFIRST FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|101400
OCFC|OCEANFIRST FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|18800
OCFC|OCEANFIRST FINL CORP|NFSC|National Financial Services LLC|32044
OCFC|OCEANFIRST FINL CORP|NITE|VIRTU Americas LLC|123726
OCFC|OCEANFIRST FINL CORP|NITP|VIRTU Americas LLC|5400
OCFC|OCEANFIRST FINL CORP|NQRB|Brut, LLC|17917
OCFC|OCEANFIRST FINL CORP|NTRC|Northern Trust Securities, Inc.|1652
OCFC|OCEANFIRST FINL CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|6523
OCFC|OCEANFIRST FINL CORP|OPCO|Oppenheimer & Co. Inc.|7
OCFC|OCEANFIRST FINL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1991
OCFC|OCEANFIRST FINL CORP|PDQM|CODA MARKETS, INC.|90103
OCFC|OCEANFIRST FINL CORP|RAJA|Raymond James & Associates, Inc.|932
OCFC|OCEANFIRST FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|52
OCFC|OCEANFIRST FINL CORP|SAGL|SAGETRADER, LLC|326
OCFC|OCEANFIRST FINL CORP|SBSH|Citigroup Global Markets Inc.|99309
OCFC|OCEANFIRST FINL CORP|SDLR|Sandler, O'Neill & Partners, L.P.|24288
OCFC|OCEANFIRST FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|64996
OCFC|OCEANFIRST FINL CORP|SPDR|SPEEDROUTE LLC|24485
OCFC|OCEANFIRST FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4898
OCFC|OCEANFIRST FINL CORP|SWIM|TD Ameritrade, Inc.|498
OCFC|OCEANFIRST FINL CORP|SWST|Hilltop Securities Inc.|26
OCFC|OCEANFIRST FINL CORP|TKNG|ALLY INVEST SECURITIES LLC|45
OCFC|OCEANFIRST FINL CORP|TRBT|Tradebot Systems, Inc.|125620
OCFC|OCEANFIRST FINL CORP|TRCM|TRC MARKETS LLC|124016
OCFC|OCEANFIRST FINL CORP|UBSA|UBS SECURITIES LLC|171615
OCFC|OCEANFIRST FINL CORP|UBSS|UBS Securities LLC|480827
OCFC|OCEANFIRST FINL CORP|VALX|VIRTU AMERICAS LLC|1850
OCFC|OCEANFIRST FINL CORP|VGRD|Vanguard Marketing Corporation|901
OCFC|OCEANFIRST FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|42892
OCFC|OCEANFIRST FINL CORP|WEED|Weeden & Co.L.P.|5600
OCFC|OCEANFIRST FINL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|249
OCFC|OCEANFIRST FINL CORP|WGIF|CIBC World Markets Inc.|30
OCFC|OCEANFIRST FINL CORP|WSEA|WOLVERINE SECURITIES, LLC|103
OCFC|OCEANFIRST FINL CORP|XIST|INSTINET, LLC|16000
OCFC|OCEANFIRST FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|33000
OCFC|OCEANFIRST FINL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|577
OCIO|CLEARSHARES OCIO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
OCIO|CLEARSHARES OCIO ETF|ETRS|E*Trade Securities LLC|6700
OCIO|CLEARSHARES OCIO ETF|GSLT|GOLDMAN SACHS & CO. LLC|1500
OCIO|CLEARSHARES OCIO ETF|HRBF|American Enterprise Investment Services Inc.|940
OCIO|CLEARSHARES OCIO ETF|JSJX|JANE STREET CAPITAL LLC|2007
OCIO|CLEARSHARES OCIO ETF|KCGM|VIRTU Americas LLC|24
OCIO|CLEARSHARES OCIO ETF|LIME|Lime Brokerage LLC|200
OCIO|CLEARSHARES OCIO ETF|MSCO|MORGAN STANLEY & CO. LLC|5600
OCIO|CLEARSHARES OCIO ETF|NFSC|National Financial Services LLC|52
OCIO|CLEARSHARES OCIO ETF|NITE|VIRTU Americas LLC|2384
OCIO|CLEARSHARES OCIO ETF|SWIM|TD Ameritrade, Inc.|12
OCIP|OCI PARTNERS LP|APCC|Apex Clearing Corporation|26
OCIP|OCI PARTNERS LP|BATM|CBOE TRADING, INC.|500
OCIP|OCI PARTNERS LP|BBNT|BB&T SECURITIES, LLC|300
OCIP|OCI PARTNERS LP|CHAS|Charles Schwab & Co., Inc.|2
OCIP|OCI PARTNERS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17420
OCIP|OCI PARTNERS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9499
OCIP|OCI PARTNERS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
OCIP|OCI PARTNERS LP|DBAB|Deutsche Bank Securities Inc.|1000
OCIP|OCI PARTNERS LP|DBAX|Deutsche Bank Securities Inc.|8500
OCIP|OCI PARTNERS LP|DEGS|RONIN PROFESSIONAL LLC|6
OCIP|OCI PARTNERS LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|45204
OCIP|OCI PARTNERS LP|EBXL|EBX LLC|6600
OCIP|OCI PARTNERS LP|EDJO|Edward D. Jones & Co., L.P.|5
OCIP|OCI PARTNERS LP|ETRS|E*Trade Securities LLC|9156
OCIP|OCI PARTNERS LP|FBSB|U.S. Bancorp Investments, Inc.|180
OCIP|OCI PARTNERS LP|FTBR|Foliofn Investments, Inc.|333
OCIP|OCI PARTNERS LP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
OCIP|OCI PARTNERS LP|GSCO|GOLDMAN SACHS & CO. LLC|3020
OCIP|OCI PARTNERS LP|GSCS|GOLDMAN SACHS & CO. LLC|4900
OCIP|OCI PARTNERS LP|GSLT|GOLDMAN SACHS & CO. LLC|100
OCIP|OCI PARTNERS LP|IBKR|Interactive Brokers Llc|12756
OCIP|OCI PARTNERS LP|ICBX|INSTINET, LLC|19766
OCIP|OCI PARTNERS LP|INCA|INSTINET, LLC|3399
OCIP|OCI PARTNERS LP|ITGP|ITG INC.|9400
OCIP|OCI PARTNERS LP|JPMX|J.P. Morgan Securities LLC|8404
OCIP|OCI PARTNERS LP|KCGM|VIRTU Americas LLC|6753
OCIP|OCI PARTNERS LP|LEHM|Barclays Capital Inc./Le|9900
OCIP|OCI PARTNERS LP|LIME|Lime Brokerage LLC|6820
OCIP|OCI PARTNERS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
OCIP|OCI PARTNERS LP|MSCO|MORGAN STANLEY & CO. LLC|13124
OCIP|OCI PARTNERS LP|MSPL|MORGAN STANLEY & CO. LLC|5000
OCIP|OCI PARTNERS LP|NFSC|National Financial Services LLC|66991
OCIP|OCI PARTNERS LP|NITE|VIRTU Americas LLC|54647
OCIP|OCI PARTNERS LP|PDQM|CODA MARKETS, INC.|725
OCIP|OCI PARTNERS LP|SGMT|GOLDMAN SACHS & CO. LLC|29243
OCIP|OCI PARTNERS LP|SOGO|Wang Investment Associates, Inc.|50
OCIP|OCI PARTNERS LP|SPDR|SPEEDROUTE LLC|1519
OCIP|OCI PARTNERS LP|STFL|Stifel, Nicolaus & Company, Incorporated|5354
OCIP|OCI PARTNERS LP|SWIM|TD Ameritrade, Inc.|20110
OCIP|OCI PARTNERS LP|TKNG|ALLY INVEST SECURITIES LLC|256
OCIP|OCI PARTNERS LP|UBSA|UBS SECURITIES LLC|17841
OCIP|OCI PARTNERS LP|UBSS|UBS Securities LLC|33417
OCIP|OCI PARTNERS LP|VALX|VIRTU AMERICAS LLC|5520
OCIP|OCI PARTNERS LP|VGRD|Vanguard Marketing Corporation|7672
OCIP|OCI PARTNERS LP|WCHV|WELLS FARGO SECURITIES, LLC|1953
OCIP|OCI PARTNERS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1057
OCIP|OCI PARTNERS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|90
OCIP|OCI PARTNERS LP|WGIF|CIBC World Markets Inc.|1
OCIP|OCI PARTNERS LP|WSEA|WOLVERINE SECURITIES, LLC|9
OCIP|OCI PARTNERS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
OCIP|OCI PARTNERS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19
OCLR|OCLARO, INC|ADAM|CANACCORD GENUITY INC.|82712
OCLR|OCLARO, INC|AGIS|Aegis Capital Corp.|2210
OCLR|OCLARO, INC|ALTX|Alternet Securities Inc.|6433
OCLR|OCLARO, INC|ANOS|ABEL/NOSER, L.L.C.|691
OCLR|OCLARO, INC|APCC|Apex Clearing Corporation|5398
OCLR|OCLARO, INC|BANK|Primevest Financial Services, Inc.|100
OCLR|OCLARO, INC|BARD|Robert W. Baird & Co. Incorporated|11
OCLR|OCLARO, INC|BATM|CBOE TRADING, INC.|1932
OCLR|OCLARO, INC|BAYT|BTIG, LLC|4816
OCLR|OCLARO, INC|BBNT|BB&T SECURITIES, LLC|4583
OCLR|OCLARO, INC|BERN|Sanford C. Bernstein & Co., LLC|13864
OCLR|OCLARO, INC|BIAD|SAGETRADER, LLC|72
OCLR|OCLARO, INC|BIDS|BIDS TRADING L.P.|16700
OCLR|OCLARO, INC|BIMI|Banca IMI Securities Corp.|1703
OCLR|OCLARO, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44421
OCLR|OCLARO, INC|BMOC|BMO Capital Markets Corp.|26830
OCLR|OCLARO, INC|BNPX|BNP PARIBAS SECURITIES CORP.|129402
OCLR|OCLARO, INC|BRVL|BLAYLOCK VAN, LLC|7000
OCLR|OCLARO, INC|BTIG|BTIG, LLC|88605
OCLR|OCLARO, INC|BYXM|CBOE TRADING, INC.|1254
OCLR|OCLARO, INC|CANT|Cantor Fitzgerald & Co.|466043
OCLR|OCLARO, INC|CHAS|Charles Schwab & Co., Inc.|5850
OCLR|OCLARO, INC|CIST|Capital Institutional Services, Inc.|999
OCLR|OCLARO, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|676533
OCLR|OCLARO, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2600
OCLR|OCLARO, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3054
OCLR|OCLARO, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|389177
OCLR|OCLARO, INC|CSMS|CORNERSTONE MACRO LLC|2998
OCLR|OCLARO, INC|CTDL|Citadel Derivatives Group Llc|68852
OCLR|OCLARO, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|650682
OCLR|OCLARO, INC|DBAB|Deutsche Bank Securities Inc.|857835
OCLR|OCLARO, INC|DBAX|Deutsche Bank Securities Inc.|380100
OCLR|OCLARO, INC|DCHF|Dart Executions, LLC|87802
OCLR|OCLARO, INC|DEAN|MORGAN STANLEY|18485
OCLR|OCLARO, INC|DEGS|RONIN PROFESSIONAL LLC|3971
OCLR|OCLARO, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1522
OCLR|OCLARO, INC|EBXL|EBX LLC|300100
OCLR|OCLARO, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15985
OCLR|OCLARO, INC|EDJO|Edward D. Jones & Co., L.P.|10067
OCLR|OCLARO, INC|EGAM|CBOE TRADING, INC.|21935
OCLR|OCLARO, INC|EGXM|CBOE TRADING, INC.|11220
OCLR|OCLARO, INC|ETBE|Electronic Transaction Clearing, Inc.|42360
OCLR|OCLARO, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|42310
OCLR|OCLARO, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6640
OCLR|OCLARO, INC|ETRS|E*Trade Securities LLC|333848
OCLR|OCLARO, INC|FBCO|Credit Suisse Securities (USA) LLC|4286563
OCLR|OCLARO, INC|FBRC|B. RILEY FBR, INC.|332189
OCLR|OCLARO, INC|FILL|Tradestation Securities, Inc.|384
OCLR|OCLARO, INC|FMAF|NBCN Inc./ CDS|23
OCLR|OCLARO, INC|FOMA|TD AMERITRADE CLEARING, INC.|1007580
OCLR|OCLARO, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4259
OCLR|OCLARO, INC|FQLS|Quantlab Securities LP|168659
OCLR|OCLARO, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111519
OCLR|OCLARO, INC|FTBR|Foliofn Investments, Inc.|1038
OCLR|OCLARO, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|92328
OCLR|OCLARO, INC|GLPX|ACS EXECUTION SERVICES, LLC|10337
OCLR|OCLARO, INC|GSCO|GOLDMAN SACHS & CO. LLC|3498829
OCLR|OCLARO, INC|GSCS|GOLDMAN SACHS & CO. LLC|191039
OCLR|OCLARO, INC|GSLT|GOLDMAN SACHS & CO. LLC|25545
OCLR|OCLARO, INC|GTSZ|GTS SECURITIES LLC|24965
OCLR|OCLARO, INC|HRBF|American Enterprise Investment Services Inc.|207
OCLR|OCLARO, INC|HSBC|HSBC Securities, Inc.|5100
OCLR|OCLARO, INC|IATS|INTERACTIVE BROKERS LLC|48054
OCLR|OCLARO, INC|IBKR|Interactive Brokers Llc|422349
OCLR|OCLARO, INC|ICBX|INSTINET, LLC|118244
OCLR|OCLARO, INC|IEQY|CITADEL SECURITIES LLC|146537
OCLR|OCLARO, INC|INCA|INSTINET, LLC|636018
OCLR|OCLARO, INC|INJX|INSTINET, LLC|54720
OCLR|OCLARO, INC|ITGI|ITG Inc.|109312
OCLR|OCLARO, INC|ITGP|ITG INC.|247000
OCLR|OCLARO, INC|JEFF|JEFFERIES LLC|239499
OCLR|OCLARO, INC|JMPT|JUMP TRADING, LLC|141009
OCLR|OCLARO, INC|JPBX|J.P. MORGAN SECURITIES LLC|23896
OCLR|OCLARO, INC|JPMX|J.P. Morgan Securities LLC|529002
OCLR|OCLARO, INC|JSJX|JANE STREET CAPITAL LLC|13478
OCLR|OCLARO, INC|KCGM|VIRTU Americas LLC|78767
OCLR|OCLARO, INC|LEER|LEERINK PARTNERS LLC|2890
OCLR|OCLARO, INC|LEHM|Barclays Capital Inc./Le|4308776
OCLR|OCLARO, INC|LGNT|COR CLEARING LLC|35
OCLR|OCLARO, INC|LIME|Lime Brokerage LLC|254166
OCLR|OCLARO, INC|LOOP|Loop Capital Markets LLC|2002
OCLR|OCLARO, INC|LQNA|LIQUIDNET, INC.|24200
OCLR|OCLARO, INC|LQNB|LIQUIDNET, INC.|16700
OCLR|OCLARO, INC|LSCI|Lek Securities Corporation|25212
OCLR|OCLARO, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
OCLR|OCLARO, INC|MACQ|Macquarie Capital (USA) Inc.|23104
OCLR|OCLARO, INC|MAGM|TOR BROKERAGE LLC|2000
OCLR|OCLARO, INC|MAXM|Maxim Group LLC|66617
OCLR|OCLARO, INC|MBTS|ALLY INVEST SECURITIES LLC|1249
OCLR|OCLARO, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|691987
OCLR|OCLARO, INC|MOTF|MOTIF INVESTING, INC.|6
OCLR|OCLARO, INC|MSCO|MORGAN STANLEY & CO. LLC|2805514
OCLR|OCLARO, INC|MSPL|MORGAN STANLEY & CO. LLC|648100
OCLR|OCLARO, INC|MSTX|MORGAN STANLEY & CO. LLC|86900
OCLR|OCLARO, INC|MZHO|Mizuho Securities USA LLC|50000
OCLR|OCLARO, INC|NEED|Needham & Company, LLC|2
OCLR|OCLARO, INC|NFSC|National Financial Services LLC|755215
OCLR|OCLARO, INC|NITE|VIRTU Americas LLC|1403385
OCLR|OCLARO, INC|NITP|VIRTU Americas LLC|27884
OCLR|OCLARO, INC|NORT|Northland Securities, Inc.|3000
OCLR|OCLARO, INC|NQRB|Brut, LLC|72230
OCLR|OCLARO, INC|OPCO|Oppenheimer & Co. Inc.|23775
OCLR|OCLARO, INC|PDQM|CODA MARKETS, INC.|34336
OCLR|OCLARO, INC|PWJC|UBS Financial Services, Inc.|80
OCLR|OCLARO, INC|RAJA|Raymond James & Associates, Inc.|192400
OCLR|OCLARO, INC|RBCM|RBC CAPITAL MARKETS, LLC|24158
OCLR|OCLARO, INC|SAGL|SAGETRADER, LLC|100
OCLR|OCLARO, INC|SAGW|SAGETRADER, LLC|2887
OCLR|OCLARO, INC|SBSH|Citigroup Global Markets Inc.|1796920
OCLR|OCLARO, INC|SGMT|GOLDMAN SACHS & CO. LLC|468496
OCLR|OCLARO, INC|SPDR|SPEEDROUTE LLC|2100
OCLR|OCLARO, INC|STFL|Stifel, Nicolaus & Company, Incorporated|20488
OCLR|OCLARO, INC|STKP|STOCKPILE INVESTMENTS, INC.|98
OCLR|OCLARO, INC|SWIM|TD Ameritrade, Inc.|75578
OCLR|OCLARO, INC|SWST|Hilltop Securities Inc.|885
OCLR|OCLARO, INC|TKNG|ALLY INVEST SECURITIES LLC|4214
OCLR|OCLARO, INC|TMBR|Timber Hill LLC|900
OCLR|OCLARO, INC|TRBT|Tradebot Systems, Inc.|416084
OCLR|OCLARO, INC|TRCM|TRC MARKETS LLC|76992
OCLR|OCLARO, INC|UBSA|UBS SECURITIES LLC|997997
OCLR|OCLARO, INC|UBSS|UBS Securities LLC|1819334
OCLR|OCLARO, INC|VALX|VIRTU AMERICAS LLC|147247
OCLR|OCLARO, INC|VERT|The Vertical Trading Group, LLC|21600
OCLR|OCLARO, INC|VGRD|Vanguard Marketing Corporation|26173
OCLR|OCLARO, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2200
OCLR|OCLARO, INC|WCHV|WELLS FARGO SECURITIES, LLC|157531
OCLR|OCLARO, INC|WEED|Weeden & Co.L.P.|1950
OCLR|OCLARO, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5359
OCLR|OCLARO, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18500
OCLR|OCLARO, INC|WFPB|Wells Fargo Securities, LLC.|1602
OCLR|OCLARO, INC|WGIF|CIBC World Markets Inc.|2571
OCLR|OCLARO, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|78
OCLR|OCLARO, INC|WSEA|WOLVERINE SECURITIES, LLC|11829
OCLR|OCLARO, INC|WTFS|JUST2TRADE, INC.|5
OCLR|OCLARO, INC|XIST|INSTINET, LLC|77854
OCLR|OCLARO, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|23608
OCLR|OCLARO, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1813
OCLR|OCLARO, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|625
OCN|OCWEN FINL CORP|ALTX|Alternet Securities Inc.|670
OCN|OCWEN FINL CORP|APCC|Apex Clearing Corporation|15
OCN|OCWEN FINL CORP|BARD|Robert W. Baird & Co. Incorporated|24500
OCN|OCWEN FINL CORP|BATM|CBOE TRADING, INC.|304
OCN|OCWEN FINL CORP|BAYT|BTIG, LLC|300
OCN|OCWEN FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|1604
OCN|OCWEN FINL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9562
OCN|OCWEN FINL CORP|BTIG|BTIG, LLC|73
OCN|OCWEN FINL CORP|BZYD|GOLDMAN SACHS & CO. LLC|1300
OCN|OCWEN FINL CORP|CANT|Cantor Fitzgerald & Co.|50100
OCN|OCWEN FINL CORP|CHAS|Charles Schwab & Co., Inc.|2000
OCN|OCWEN FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42021
OCN|OCWEN FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|212023
OCN|OCWEN FINL CORP|CTDL|Citadel Derivatives Group Llc|10244
OCN|OCWEN FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|71038
OCN|OCWEN FINL CORP|DBAB|Deutsche Bank Securities Inc.|100133
OCN|OCWEN FINL CORP|DBAX|Deutsche Bank Securities Inc.|185200
OCN|OCWEN FINL CORP|DEAN|MORGAN STANLEY|266
OCN|OCWEN FINL CORP|DEGS|RONIN PROFESSIONAL LLC|2200
OCN|OCWEN FINL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36020
OCN|OCWEN FINL CORP|EBXL|EBX LLC|74200
OCN|OCWEN FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
OCN|OCWEN FINL CORP|EGAM|CBOE TRADING, INC.|9894
OCN|OCWEN FINL CORP|EGXM|CBOE TRADING, INC.|995
OCN|OCWEN FINL CORP|ETBE|Electronic Transaction Clearing, Inc.|3099
OCN|OCWEN FINL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
OCN|OCWEN FINL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
OCN|OCWEN FINL CORP|ETRS|E*Trade Securities LLC|101654
OCN|OCWEN FINL CORP|FILL|Tradestation Securities, Inc.|1877
OCN|OCWEN FINL CORP|FQLS|Quantlab Securities LP|21462
OCN|OCWEN FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30320
OCN|OCWEN FINL CORP|FTBR|Foliofn Investments, Inc.|7618
OCN|OCWEN FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4600
OCN|OCWEN FINL CORP|GLIS|TD Securities Inc|600
OCN|OCWEN FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|3140
OCN|OCWEN FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|106290
OCN|OCWEN FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|8402
OCN|OCWEN FINL CORP|GSLT|GOLDMAN SACHS & CO. LLC|2558
OCN|OCWEN FINL CORP|GTSZ|GTS SECURITIES LLC|48899
OCN|OCWEN FINL CORP|HRBF|American Enterprise Investment Services Inc.|280
OCN|OCWEN FINL CORP|IATS|INTERACTIVE BROKERS LLC|26579
OCN|OCWEN FINL CORP|IBKR|Interactive Brokers Llc|129567
OCN|OCWEN FINL CORP|ICBX|INSTINET, LLC|37780
OCN|OCWEN FINL CORP|IEQY|CITADEL SECURITIES LLC|16773
OCN|OCWEN FINL CORP|INCA|INSTINET, LLC|60290
OCN|OCWEN FINL CORP|INJX|INSTINET, LLC|1151
OCN|OCWEN FINL CORP|ITGI|ITG Inc.|56963
OCN|OCWEN FINL CORP|ITGP|ITG INC.|132600
OCN|OCWEN FINL CORP|JANY|Janney Montgomery Scott Inc.|2500
OCN|OCWEN FINL CORP|JEFF|JEFFERIES LLC|23798
OCN|OCWEN FINL CORP|JMPT|JUMP TRADING, LLC|20838
OCN|OCWEN FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|8250
OCN|OCWEN FINL CORP|JPMX|J.P. Morgan Securities LLC|87307
OCN|OCWEN FINL CORP|JSJX|JANE STREET CAPITAL LLC|82552
OCN|OCWEN FINL CORP|KCGM|VIRTU Americas LLC|34161
OCN|OCWEN FINL CORP|LEHM|Barclays Capital Inc./Le|383650
OCN|OCWEN FINL CORP|LIME|Lime Brokerage LLC|16815
OCN|OCWEN FINL CORP|LOOP|Loop Capital Markets LLC|7300
OCN|OCWEN FINL CORP|LQNB|LIQUIDNET, INC.|6317
OCN|OCWEN FINL CORP|LSCI|Lek Securities Corporation|960
OCN|OCWEN FINL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
OCN|OCWEN FINL CORP|MAXM|Maxim Group LLC|270636
OCN|OCWEN FINL CORP|MBTS|ALLY INVEST SECURITIES LLC|1400
OCN|OCWEN FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|160354
OCN|OCWEN FINL CORP|MOTF|MOTIF INVESTING, INC.|1
OCN|OCWEN FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|416042
OCN|OCWEN FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|380100
OCN|OCWEN FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|189500
OCN|OCWEN FINL CORP|NFSC|National Financial Services LLC|231612
OCN|OCWEN FINL CORP|NITE|VIRTU Americas LLC|397565
OCN|OCWEN FINL CORP|NITP|VIRTU Americas LLC|20411
OCN|OCWEN FINL CORP|NQRB|Brut, LLC|1302
OCN|OCWEN FINL CORP|OHOS|TWO SIGMA SECURITIES, LLC|18616
OCN|OCWEN FINL CORP|OPCO|Oppenheimer & Co. Inc.|3900
OCN|OCWEN FINL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4503
OCN|OCWEN FINL CORP|PDQM|CODA MARKETS, INC.|7398
OCN|OCWEN FINL CORP|PHLY|NASDAQ Execution Services, LLC|2000
OCN|OCWEN FINL CORP|PWJC|UBS Financial Services, Inc.|1288
OCN|OCWEN FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|975
OCN|OCWEN FINL CORP|SAGL|SAGETRADER, LLC|700
OCN|OCWEN FINL CORP|SBSH|Citigroup Global Markets Inc.|85524
OCN|OCWEN FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|93800
OCN|OCWEN FINL CORP|SPDR|SPEEDROUTE LLC|200
OCN|OCWEN FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|8600
OCN|OCWEN FINL CORP|SWIM|TD Ameritrade, Inc.|131193
OCN|OCWEN FINL CORP|TKNG|ALLY INVEST SECURITIES LLC|719
OCN|OCWEN FINL CORP|TMBR|Timber Hill LLC|900
OCN|OCWEN FINL CORP|TRBT|Tradebot Systems, Inc.|52808
OCN|OCWEN FINL CORP|TRCM|TRC MARKETS LLC|17479
OCN|OCWEN FINL CORP|UBSA|UBS SECURITIES LLC|464266
OCN|OCWEN FINL CORP|UBSS|UBS Securities LLC|503862
OCN|OCWEN FINL CORP|UCML|UNITED CAPITAL MARKETS, INC.|1989
OCN|OCWEN FINL CORP|VALX|VIRTU AMERICAS LLC|35614
OCN|OCWEN FINL CORP|VGRD|Vanguard Marketing Corporation|5431
OCN|OCWEN FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|7795
OCN|OCWEN FINL CORP|WEDB|WEDBUSH SECURITIES INC.|8294
OCN|OCWEN FINL CORP|WEED|Weeden & Co.L.P.|44900
OCN|OCWEN FINL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22741
OCN|OCWEN FINL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3944
OCN|OCWEN FINL CORP|WSEA|WOLVERINE SECURITIES, LLC|4538
OCN|OCWEN FINL CORP|XIST|INSTINET, LLC|24800
OCN|OCWEN FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14650
OCN|OCWEN FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
OCSI|OAKTREE STRATEGIC|ALTX|Alternet Securities Inc.|700
OCSI|OAKTREE STRATEGIC|APCC|Apex Clearing Corporation|31
OCSI|OAKTREE STRATEGIC|BARD|Robert W. Baird & Co. Incorporated|1338
OCSI|OAKTREE STRATEGIC|BATM|CBOE TRADING, INC.|611
OCSI|OAKTREE STRATEGIC|BBNT|BB&T SECURITIES, LLC|5850
OCSI|OAKTREE STRATEGIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1055
OCSI|OAKTREE STRATEGIC|BRGE|Newbridge Securities Corp.|1731
OCSI|OAKTREE STRATEGIC|BZYD|GOLDMAN SACHS & CO. LLC|1100
OCSI|OAKTREE STRATEGIC|CANT|Cantor Fitzgerald & Co.|9150
OCSI|OAKTREE STRATEGIC|CHAS|Charles Schwab & Co., Inc.|697
OCSI|OAKTREE STRATEGIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2430
OCSI|OAKTREE STRATEGIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
OCSI|OAKTREE STRATEGIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8277
OCSI|OAKTREE STRATEGIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
OCSI|OAKTREE STRATEGIC|DBAB|Deutsche Bank Securities Inc.|8051
OCSI|OAKTREE STRATEGIC|DBAX|Deutsche Bank Securities Inc.|9400
OCSI|OAKTREE STRATEGIC|DEAN|MORGAN STANLEY|3399
OCSI|OAKTREE STRATEGIC|DEGS|RONIN PROFESSIONAL LLC|5235
OCSI|OAKTREE STRATEGIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3508
OCSI|OAKTREE STRATEGIC|EBXL|EBX LLC|600
OCSI|OAKTREE STRATEGIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
OCSI|OAKTREE STRATEGIC|EDJO|Edward D. Jones & Co., L.P.|419
OCSI|OAKTREE STRATEGIC|EGAM|CBOE TRADING, INC.|900
OCSI|OAKTREE STRATEGIC|EGXM|CBOE TRADING, INC.|4
OCSI|OAKTREE STRATEGIC|EGXW|CBOE TRADING, INC.|5758
OCSI|OAKTREE STRATEGIC|ETBE|Electronic Transaction Clearing, Inc.|200
OCSI|OAKTREE STRATEGIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
OCSI|OAKTREE STRATEGIC|ETRS|E*Trade Securities LLC|8224
OCSI|OAKTREE STRATEGIC|FBCO|Credit Suisse Securities (USA) LLC|10087
OCSI|OAKTREE STRATEGIC|FOMA|TD AMERITRADE CLEARING, INC.|52791
OCSI|OAKTREE STRATEGIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|860
OCSI|OAKTREE STRATEGIC|FTBR|Foliofn Investments, Inc.|54
OCSI|OAKTREE STRATEGIC|GEBB|GLOBAL EXECUTION BROKERS, LP|3385
OCSI|OAKTREE STRATEGIC|GSCO|GOLDMAN SACHS & CO. LLC|13334
OCSI|OAKTREE STRATEGIC|GSCS|GOLDMAN SACHS & CO. LLC|864
OCSI|OAKTREE STRATEGIC|GSLT|GOLDMAN SACHS & CO. LLC|100
OCSI|OAKTREE STRATEGIC|GTSZ|GTS SECURITIES LLC|4744
OCSI|OAKTREE STRATEGIC|HRBF|American Enterprise Investment Services Inc.|4614
OCSI|OAKTREE STRATEGIC|IATS|INTERACTIVE BROKERS LLC|300
OCSI|OAKTREE STRATEGIC|IBKR|Interactive Brokers Llc|20894
OCSI|OAKTREE STRATEGIC|ICBX|INSTINET, LLC|200
OCSI|OAKTREE STRATEGIC|INCA|INSTINET, LLC|8444
OCSI|OAKTREE STRATEGIC|INJX|INSTINET, LLC|300
OCSI|OAKTREE STRATEGIC|ITGI|ITG Inc.|601
OCSI|OAKTREE STRATEGIC|ITGP|ITG INC.|800
OCSI|OAKTREE STRATEGIC|JANY|Janney Montgomery Scott Inc.|1983
OCSI|OAKTREE STRATEGIC|JPMX|J.P. Morgan Securities LLC|5738
OCSI|OAKTREE STRATEGIC|KCGM|VIRTU Americas LLC|400
OCSI|OAKTREE STRATEGIC|LEHM|Barclays Capital Inc./Le|11435
OCSI|OAKTREE STRATEGIC|LIME|Lime Brokerage LLC|14957
OCSI|OAKTREE STRATEGIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
OCSI|OAKTREE STRATEGIC|MSCO|MORGAN STANLEY & CO. LLC|63244
OCSI|OAKTREE STRATEGIC|MSPL|MORGAN STANLEY & CO. LLC|12300
OCSI|OAKTREE STRATEGIC|MSTX|MORGAN STANLEY & CO. LLC|400
OCSI|OAKTREE STRATEGIC|NATL|National Securities Corporation|1859
OCSI|OAKTREE STRATEGIC|NFSC|National Financial Services LLC|45605
OCSI|OAKTREE STRATEGIC|NITE|VIRTU Americas LLC|158004
OCSI|OAKTREE STRATEGIC|NQRB|Brut, LLC|100
OCSI|OAKTREE STRATEGIC|ONEL|O'NEIL SECURITIES, INCORPORATED|5260
OCSI|OAKTREE STRATEGIC|OPCO|Oppenheimer & Co. Inc.|5225
OCSI|OAKTREE STRATEGIC|PDQM|CODA MARKETS, INC.|1518
OCSI|OAKTREE STRATEGIC|RAJA|Raymond James & Associates, Inc.|476
OCSI|OAKTREE STRATEGIC|RBCM|RBC CAPITAL MARKETS, LLC|721
OCSI|OAKTREE STRATEGIC|SBSH|Citigroup Global Markets Inc.|245
OCSI|OAKTREE STRATEGIC|SGMT|GOLDMAN SACHS & CO. LLC|2352
OCSI|OAKTREE STRATEGIC|SOGO|Wang Investment Associates, Inc.|2700
OCSI|OAKTREE STRATEGIC|SPDR|SPEEDROUTE LLC|7515
OCSI|OAKTREE STRATEGIC|SPHN|Stephens Inc.|11
OCSI|OAKTREE STRATEGIC|SPTD|MINT GLOBAL MARKETS, INC.|8699
OCSI|OAKTREE STRATEGIC|STFL|Stifel, Nicolaus & Company, Incorporated|4300
OCSI|OAKTREE STRATEGIC|SWIM|TD Ameritrade, Inc.|20449
OCSI|OAKTREE STRATEGIC|SWST|Hilltop Securities Inc.|10
OCSI|OAKTREE STRATEGIC|TMBR|Timber Hill LLC|14
OCSI|OAKTREE STRATEGIC|TRBT|Tradebot Systems, Inc.|700
OCSI|OAKTREE STRATEGIC|TRCM|TRC MARKETS LLC|1949
OCSI|OAKTREE STRATEGIC|UBSA|UBS SECURITIES LLC|26184
OCSI|OAKTREE STRATEGIC|UBSS|UBS Securities LLC|188933
OCSI|OAKTREE STRATEGIC|VGRD|Vanguard Marketing Corporation|7048
OCSI|OAKTREE STRATEGIC|WCHV|WELLS FARGO SECURITIES, LLC|35570
OCSI|OAKTREE STRATEGIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|909
OCSI|OAKTREE STRATEGIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6261
OCSI|OAKTREE STRATEGIC|WSEA|WOLVERINE SECURITIES, LLC|523
OCSI|OAKTREE STRATEGIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
OCSI|OAKTREE STRATEGIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5769
OCSL|OAKTREE SPECIALTY|ALTX|Alternet Securities Inc.|2000
OCSL|OAKTREE SPECIALTY|APCC|Apex Clearing Corporation|1102
OCSL|OAKTREE SPECIALTY|AQUA|AQUA SECURITIES L.P.|24200
OCSL|OAKTREE SPECIALTY|BANK|Primevest Financial Services, Inc.|62
OCSL|OAKTREE SPECIALTY|BARD|Robert W. Baird & Co. Incorporated|2613
OCSL|OAKTREE SPECIALTY|BATM|CBOE TRADING, INC.|37481
OCSL|OAKTREE SPECIALTY|BBNT|BB&T SECURITIES, LLC|739
OCSL|OAKTREE SPECIALTY|BERN|Sanford C. Bernstein & Co., LLC|1370
OCSL|OAKTREE SPECIALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8685
OCSL|OAKTREE SPECIALTY|BLKX|INSTINET, LLC|133700
OCSL|OAKTREE SPECIALTY|BTIG|BTIG, LLC|400
OCSL|OAKTREE SPECIALTY|BZYD|GOLDMAN SACHS & CO. LLC|10504
OCSL|OAKTREE SPECIALTY|CANT|Cantor Fitzgerald & Co.|851
OCSL|OAKTREE SPECIALTY|CHAS|Charles Schwab & Co., Inc.|5110
OCSL|OAKTREE SPECIALTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|423071
OCSL|OAKTREE SPECIALTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
OCSL|OAKTREE SPECIALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106802
OCSL|OAKTREE SPECIALTY|CTDL|Citadel Derivatives Group Llc|7675
OCSL|OAKTREE SPECIALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|14572
OCSL|OAKTREE SPECIALTY|DADA|D.A. Davidson & Co.|2782
OCSL|OAKTREE SPECIALTY|DBAB|Deutsche Bank Securities Inc.|12529
OCSL|OAKTREE SPECIALTY|DBAX|Deutsche Bank Securities Inc.|235000
OCSL|OAKTREE SPECIALTY|DEAN|MORGAN STANLEY|28186
OCSL|OAKTREE SPECIALTY|DEGS|RONIN PROFESSIONAL LLC|3100
OCSL|OAKTREE SPECIALTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|41227
OCSL|OAKTREE SPECIALTY|EBXL|EBX LLC|84000
OCSL|OAKTREE SPECIALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|5900
OCSL|OAKTREE SPECIALTY|EDJO|Edward D. Jones & Co., L.P.|3627
OCSL|OAKTREE SPECIALTY|EGAM|CBOE TRADING, INC.|2730
OCSL|OAKTREE SPECIALTY|ESPO|ESPOSITO SECURITIES, LLC|1569
OCSL|OAKTREE SPECIALTY|ETBE|Electronic Transaction Clearing, Inc.|4158
OCSL|OAKTREE SPECIALTY|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
OCSL|OAKTREE SPECIALTY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
OCSL|OAKTREE SPECIALTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17926
OCSL|OAKTREE SPECIALTY|ETRS|E*Trade Securities LLC|93658
OCSL|OAKTREE SPECIALTY|FBCO|Credit Suisse Securities (USA) LLC|66786
OCSL|OAKTREE SPECIALTY|FBSB|U.S. Bancorp Investments, Inc.|392
OCSL|OAKTREE SPECIALTY|FILL|Tradestation Securities, Inc.|1650
OCSL|OAKTREE SPECIALTY|FOMA|TD AMERITRADE CLEARING, INC.|148085
OCSL|OAKTREE SPECIALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18651
OCSL|OAKTREE SPECIALTY|FTBR|Foliofn Investments, Inc.|1270
OCSL|OAKTREE SPECIALTY|GEBB|GLOBAL EXECUTION BROKERS, LP|7309
OCSL|OAKTREE SPECIALTY|GLPX|ACS EXECUTION SERVICES, LLC|1906
OCSL|OAKTREE SPECIALTY|GSCO|GOLDMAN SACHS & CO. LLC|467890
OCSL|OAKTREE SPECIALTY|GSCS|GOLDMAN SACHS & CO. LLC|5488
OCSL|OAKTREE SPECIALTY|GSLT|GOLDMAN SACHS & CO. LLC|3710
OCSL|OAKTREE SPECIALTY|GTSZ|GTS SECURITIES LLC|22218
OCSL|OAKTREE SPECIALTY|HRBF|American Enterprise Investment Services Inc.|6879
OCSL|OAKTREE SPECIALTY|HSBC|HSBC Securities, Inc.|7638
OCSL|OAKTREE SPECIALTY|IATS|INTERACTIVE BROKERS LLC|24280
OCSL|OAKTREE SPECIALTY|IBKR|Interactive Brokers Llc|114119
OCSL|OAKTREE SPECIALTY|ICBX|INSTINET, LLC|35447
OCSL|OAKTREE SPECIALTY|INCA|INSTINET, LLC|827889
OCSL|OAKTREE SPECIALTY|INJX|INSTINET, LLC|200
OCSL|OAKTREE SPECIALTY|ITGI|ITG Inc.|61153
OCSL|OAKTREE SPECIALTY|ITGP|ITG INC.|48800
OCSL|OAKTREE SPECIALTY|JANY|Janney Montgomery Scott Inc.|500
OCSL|OAKTREE SPECIALTY|JEFF|JEFFERIES LLC|1684
OCSL|OAKTREE SPECIALTY|JMPT|JUMP TRADING, LLC|1250
OCSL|OAKTREE SPECIALTY|JPBX|J.P. MORGAN SECURITIES LLC|5900
OCSL|OAKTREE SPECIALTY|JPMX|J.P. Morgan Securities LLC|149158
OCSL|OAKTREE SPECIALTY|JSJX|JANE STREET CAPITAL LLC|2429
OCSL|OAKTREE SPECIALTY|JSSF|JMP Securities LLC|2620
OCSL|OAKTREE SPECIALTY|KBWI|Keefe, Bruyette & Woods, Inc.|890957
OCSL|OAKTREE SPECIALTY|KCGM|VIRTU Americas LLC|45648
OCSL|OAKTREE SPECIALTY|LEHM|Barclays Capital Inc./Le|592693
OCSL|OAKTREE SPECIALTY|LGNT|COR CLEARING LLC|1848
OCSL|OAKTREE SPECIALTY|LIME|Lime Brokerage LLC|165879
OCSL|OAKTREE SPECIALTY|LPCM|Lampert Capital Markets Inc.|2900
OCSL|OAKTREE SPECIALTY|LQNA|LIQUIDNET, INC.|49800
OCSL|OAKTREE SPECIALTY|LSCI|Lek Securities Corporation|200
OCSL|OAKTREE SPECIALTY|MAXM|Maxim Group LLC|2900
OCSL|OAKTREE SPECIALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140056
OCSL|OAKTREE SPECIALTY|MOTF|MOTIF INVESTING, INC.|2
OCSL|OAKTREE SPECIALTY|MSCO|MORGAN STANLEY & CO. LLC|425198
OCSL|OAKTREE SPECIALTY|MSPL|MORGAN STANLEY & CO. LLC|233800
OCSL|OAKTREE SPECIALTY|MSTX|MORGAN STANLEY & CO. LLC|76600
OCSL|OAKTREE SPECIALTY|NFSC|National Financial Services LLC|198202
OCSL|OAKTREE SPECIALTY|NITE|VIRTU Americas LLC|525291
OCSL|OAKTREE SPECIALTY|NITP|VIRTU Americas LLC|2299
OCSL|OAKTREE SPECIALTY|NQRB|Brut, LLC|600
OCSL|OAKTREE SPECIALTY|OPCO|Oppenheimer & Co. Inc.|8550
OCSL|OAKTREE SPECIALTY|PDQM|CODA MARKETS, INC.|14156
OCSL|OAKTREE SPECIALTY|PHLY|NASDAQ Execution Services, LLC|200
OCSL|OAKTREE SPECIALTY|PWJC|UBS Financial Services, Inc.|450
OCSL|OAKTREE SPECIALTY|RAJA|Raymond James & Associates, Inc.|64425
OCSL|OAKTREE SPECIALTY|RBCM|RBC CAPITAL MARKETS, LLC|26983
OCSL|OAKTREE SPECIALTY|SAGL|SAGETRADER, LLC|300
OCSL|OAKTREE SPECIALTY|SALI|INTL FCSTONE FINANCIAL INC.|2530
OCSL|OAKTREE SPECIALTY|SBSH|Citigroup Global Markets Inc.|51844
OCSL|OAKTREE SPECIALTY|SGMT|GOLDMAN SACHS & CO. LLC|70778
OCSL|OAKTREE SPECIALTY|SPDR|SPEEDROUTE LLC|15063
OCSL|OAKTREE SPECIALTY|STFL|Stifel, Nicolaus & Company, Incorporated|4509
OCSL|OAKTREE SPECIALTY|STXG|Stockcross Financial Services, Inc.|36
OCSL|OAKTREE SPECIALTY|SWIM|TD Ameritrade, Inc.|12804
OCSL|OAKTREE SPECIALTY|SWST|Hilltop Securities Inc.|15096
OCSL|OAKTREE SPECIALTY|TKNG|ALLY INVEST SECURITIES LLC|1674
OCSL|OAKTREE SPECIALTY|TRBT|Tradebot Systems, Inc.|52299
OCSL|OAKTREE SPECIALTY|TRCM|TRC MARKETS LLC|43075
OCSL|OAKTREE SPECIALTY|TWTT|TASTYWORKS, INC.|1900
OCSL|OAKTREE SPECIALTY|UBSA|UBS SECURITIES LLC|300903
OCSL|OAKTREE SPECIALTY|UBSS|UBS Securities LLC|360431
OCSL|OAKTREE SPECIALTY|VALX|VIRTU AMERICAS LLC|3221
OCSL|OAKTREE SPECIALTY|VGRD|Vanguard Marketing Corporation|11945
OCSL|OAKTREE SPECIALTY|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
OCSL|OAKTREE SPECIALTY|WCHV|WELLS FARGO SECURITIES, LLC|793613
OCSL|OAKTREE SPECIALTY|WEDB|WEDBUSH SECURITIES INC.|1000
OCSL|OAKTREE SPECIALTY|WEED|Weeden & Co.L.P.|113448
OCSL|OAKTREE SPECIALTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3006
OCSL|OAKTREE SPECIALTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2565
OCSL|OAKTREE SPECIALTY|WGIF|CIBC World Markets Inc.|286
OCSL|OAKTREE SPECIALTY|WSEA|WOLVERINE SECURITIES, LLC|5817
OCSL|OAKTREE SPECIALTY|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4000
OCSL|OAKTREE SPECIALTY|XIST|INSTINET, LLC|7200
OCSL|OAKTREE SPECIALTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|42696
OCSL|OAKTREE SPECIALTY|YKNA|COMHAR CAPITAL MARKETS, LLC|500
OCSL|OAKTREE SPECIALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33217
OCSLL|OAKTREE 6.125 SN|BATM|CBOE TRADING, INC.|330
OCSLL|OAKTREE 6.125 SN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4
OCSLL|OAKTREE 6.125 SN|DEAN|MORGAN STANLEY|4500
OCSLL|OAKTREE 6.125 SN|EDJO|Edward D. Jones & Co., L.P.|1017
OCSLL|OAKTREE 6.125 SN|ETRS|E*Trade Securities LLC|5760
OCSLL|OAKTREE 6.125 SN|FBCO|Credit Suisse Securities (USA) LLC|2200
OCSLL|OAKTREE 6.125 SN|FOMA|TD AMERITRADE CLEARING, INC.|6758
OCSLL|OAKTREE 6.125 SN|GEBB|GLOBAL EXECUTION BROKERS, LP|120
OCSLL|OAKTREE 6.125 SN|IATS|INTERACTIVE BROKERS LLC|4100
OCSLL|OAKTREE 6.125 SN|IBKR|Interactive Brokers Llc|30978
OCSLL|OAKTREE 6.125 SN|ITGI|ITG Inc.|400
OCSLL|OAKTREE 6.125 SN|LIME|Lime Brokerage LLC|678
OCSLL|OAKTREE 6.125 SN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4301
OCSLL|OAKTREE 6.125 SN|MSCO|MORGAN STANLEY & CO. LLC|2328
OCSLL|OAKTREE 6.125 SN|NFSC|National Financial Services LLC|820
OCSLL|OAKTREE 6.125 SN|NITE|VIRTU Americas LLC|19479
OCSLL|OAKTREE 6.125 SN|NQRB|Brut, LLC|1800
OCSLL|OAKTREE 6.125 SN|RAJA|Raymond James & Associates, Inc.|1370
OCSLL|OAKTREE 6.125 SN|RBCM|RBC CAPITAL MARKETS, LLC|2650
OCSLL|OAKTREE 6.125 SN|SPDR|SPEEDROUTE LLC|300
OCSLL|OAKTREE 6.125 SN|STFL|Stifel, Nicolaus & Company, Incorporated|6896
OCSLL|OAKTREE 6.125 SN|SWIM|TD Ameritrade, Inc.|4916
OCSLL|OAKTREE 6.125 SN|UBSA|UBS SECURITIES LLC|744
OCSLL|OAKTREE 6.125 SN|UBSS|UBS Securities LLC|1740
OCSLL|OAKTREE 6.125 SN|WCHV|WELLS FARGO SECURITIES, LLC|240
OCSLL|OAKTREE 6.125 SN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1326
OCUL|OCULAR THERAPEUT CMN|AGIS|Aegis Capital Corp.|5823
OCUL|OCULAR THERAPEUT CMN|ALTX|Alternet Securities Inc.|4044
OCUL|OCULAR THERAPEUT CMN|APCC|Apex Clearing Corporation|2675
OCUL|OCULAR THERAPEUT CMN|BARD|Robert W. Baird & Co. Incorporated|2180
OCUL|OCULAR THERAPEUT CMN|BATM|CBOE TRADING, INC.|4342
OCUL|OCULAR THERAPEUT CMN|BIMI|Banca IMI Securities Corp.|4116
OCUL|OCULAR THERAPEUT CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|875
OCUL|OCULAR THERAPEUT CMN|BMOC|BMO Capital Markets Corp.|4862
OCUL|OCULAR THERAPEUT CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1830
OCUL|OCULAR THERAPEUT CMN|BTIG|BTIG, LLC|12220
OCUL|OCULAR THERAPEUT CMN|BYXM|CBOE TRADING, INC.|100
OCUL|OCULAR THERAPEUT CMN|CANT|Cantor Fitzgerald & Co.|4900
OCUL|OCULAR THERAPEUT CMN|CHAS|Charles Schwab & Co., Inc.|100
OCUL|OCULAR THERAPEUT CMN|CLSA|CLSA AMERICAS, LLC|39534
OCUL|OCULAR THERAPEUT CMN|CMPT|Compass Point Research & Trading, LLC|200
OCUL|OCULAR THERAPEUT CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|342927
OCUL|OCULAR THERAPEUT CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
OCUL|OCULAR THERAPEUT CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|211338
OCUL|OCULAR THERAPEUT CMN|CTDL|Citadel Derivatives Group Llc|10449
OCUL|OCULAR THERAPEUT CMN|CTLR|CUTLER GROUP, LP|1312
OCUL|OCULAR THERAPEUT CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|30290
OCUL|OCULAR THERAPEUT CMN|DBAB|Deutsche Bank Securities Inc.|148819
OCUL|OCULAR THERAPEUT CMN|DBAX|Deutsche Bank Securities Inc.|49700
OCUL|OCULAR THERAPEUT CMN|DEAN|MORGAN STANLEY|7134
OCUL|OCULAR THERAPEUT CMN|DEGS|RONIN PROFESSIONAL LLC|32605
OCUL|OCULAR THERAPEUT CMN|EBXL|EBX LLC|60400
OCUL|OCULAR THERAPEUT CMN|EDJC|Edward Jones / CDS|918
OCUL|OCULAR THERAPEUT CMN|EDJO|Edward D. Jones & Co., L.P.|7553
OCUL|OCULAR THERAPEUT CMN|EGAM|CBOE TRADING, INC.|2267
OCUL|OCULAR THERAPEUT CMN|EGAW|CBOE TRADING, INC.|2
OCUL|OCULAR THERAPEUT CMN|EGMT|EG MARKET TECHNOLOGIES LLC|20
OCUL|OCULAR THERAPEUT CMN|EGXM|CBOE TRADING, INC.|3097
OCUL|OCULAR THERAPEUT CMN|EGXW|CBOE TRADING, INC.|100
OCUL|OCULAR THERAPEUT CMN|ETBE|Electronic Transaction Clearing, Inc.|6329
OCUL|OCULAR THERAPEUT CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5226
OCUL|OCULAR THERAPEUT CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2540
OCUL|OCULAR THERAPEUT CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4212
OCUL|OCULAR THERAPEUT CMN|ETRS|E*Trade Securities LLC|369809
OCUL|OCULAR THERAPEUT CMN|FBCO|Credit Suisse Securities (USA) LLC|107998
OCUL|OCULAR THERAPEUT CMN|FFSI|Firstrade Securities Inc.|200
OCUL|OCULAR THERAPEUT CMN|FILL|Tradestation Securities, Inc.|12450
OCUL|OCULAR THERAPEUT CMN|FMAF|NBCN Inc./ CDS|2770
OCUL|OCULAR THERAPEUT CMN|FOMA|TD AMERITRADE CLEARING, INC.|1068083
OCUL|OCULAR THERAPEUT CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84600
OCUL|OCULAR THERAPEUT CMN|FTBR|Foliofn Investments, Inc.|11690
OCUL|OCULAR THERAPEUT CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|20883
OCUL|OCULAR THERAPEUT CMN|GLPX|ACS EXECUTION SERVICES, LLC|5536
OCUL|OCULAR THERAPEUT CMN|GSCO|GOLDMAN SACHS & CO. LLC|541222
OCUL|OCULAR THERAPEUT CMN|GSCS|GOLDMAN SACHS & CO. LLC|19337
OCUL|OCULAR THERAPEUT CMN|GSLT|GOLDMAN SACHS & CO. LLC|8475
OCUL|OCULAR THERAPEUT CMN|GTSZ|GTS SECURITIES LLC|1477
OCUL|OCULAR THERAPEUT CMN|HAPX|HAP Trading, LLC|835
OCUL|OCULAR THERAPEUT CMN|HRBF|American Enterprise Investment Services Inc.|41846
OCUL|OCULAR THERAPEUT CMN|HSBC|HSBC Securities, Inc.|8400
OCUL|OCULAR THERAPEUT CMN|IATS|INTERACTIVE BROKERS LLC|31606
OCUL|OCULAR THERAPEUT CMN|IBKR|Interactive Brokers Llc|328759
OCUL|OCULAR THERAPEUT CMN|ICBX|INSTINET, LLC|43934
OCUL|OCULAR THERAPEUT CMN|IEQY|CITADEL SECURITIES LLC|38750
OCUL|OCULAR THERAPEUT CMN|INCA|INSTINET, LLC|154831
OCUL|OCULAR THERAPEUT CMN|INJX|INSTINET, LLC|10249
OCUL|OCULAR THERAPEUT CMN|ITGI|ITG Inc.|53606
OCUL|OCULAR THERAPEUT CMN|ITGP|ITG INC.|67800
OCUL|OCULAR THERAPEUT CMN|JANY|Janney Montgomery Scott Inc.|2000
OCUL|OCULAR THERAPEUT CMN|JEFF|JEFFERIES LLC|31318
OCUL|OCULAR THERAPEUT CMN|JMPT|JUMP TRADING, LLC|21159
OCUL|OCULAR THERAPEUT CMN|JPBX|J.P. MORGAN SECURITIES LLC|24293
OCUL|OCULAR THERAPEUT CMN|JPMX|J.P. Morgan Securities LLC|117629
OCUL|OCULAR THERAPEUT CMN|JSJX|JANE STREET CAPITAL LLC|92145
OCUL|OCULAR THERAPEUT CMN|KCGM|VIRTU Americas LLC|41077
OCUL|OCULAR THERAPEUT CMN|LEHM|Barclays Capital Inc./Le|243068
OCUL|OCULAR THERAPEUT CMN|LIME|Lime Brokerage LLC|103361
OCUL|OCULAR THERAPEUT CMN|LMGP|LIME BROKERAGE LLC|4660
OCUL|OCULAR THERAPEUT CMN|LOOP|Loop Capital Markets LLC|6800
OCUL|OCULAR THERAPEUT CMN|LPCM|Lampert Capital Markets Inc.|25147
OCUL|OCULAR THERAPEUT CMN|LSCI|Lek Securities Corporation|196
OCUL|OCULAR THERAPEUT CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
OCUL|OCULAR THERAPEUT CMN|MAXM|Maxim Group LLC|2949
OCUL|OCULAR THERAPEUT CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103612
OCUL|OCULAR THERAPEUT CMN|MOTF|MOTIF INVESTING, INC.|8
OCUL|OCULAR THERAPEUT CMN|MSCO|MORGAN STANLEY & CO. LLC|783007
OCUL|OCULAR THERAPEUT CMN|MSPL|MORGAN STANLEY & CO. LLC|103700
OCUL|OCULAR THERAPEUT CMN|MSTX|MORGAN STANLEY & CO. LLC|12200
OCUL|OCULAR THERAPEUT CMN|NFSC|National Financial Services LLC|770889
OCUL|OCULAR THERAPEUT CMN|NITE|VIRTU Americas LLC|1281247
OCUL|OCULAR THERAPEUT CMN|NITP|VIRTU Americas LLC|1500
OCUL|OCULAR THERAPEUT CMN|NQRB|Brut, LLC|4488
OCUL|OCULAR THERAPEUT CMN|NTRC|Northern Trust Securities, Inc.|230
OCUL|OCULAR THERAPEUT CMN|OPCO|Oppenheimer & Co. Inc.|21401
OCUL|OCULAR THERAPEUT CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9652
OCUL|OCULAR THERAPEUT CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1550
OCUL|OCULAR THERAPEUT CMN|PDQM|CODA MARKETS, INC.|5611
OCUL|OCULAR THERAPEUT CMN|PHLY|NASDAQ Execution Services, LLC|16400
OCUL|OCULAR THERAPEUT CMN|PWJC|UBS Financial Services, Inc.|5020
OCUL|OCULAR THERAPEUT CMN|RAJA|Raymond James & Associates, Inc.|8680
OCUL|OCULAR THERAPEUT CMN|RBCM|RBC CAPITAL MARKETS, LLC|23340
OCUL|OCULAR THERAPEUT CMN|SAGL|SAGETRADER, LLC|6474
OCUL|OCULAR THERAPEUT CMN|SALI|INTL FCSTONE FINANCIAL INC.|928
OCUL|OCULAR THERAPEUT CMN|SBSH|Citigroup Global Markets Inc.|114234
OCUL|OCULAR THERAPEUT CMN|SGMT|GOLDMAN SACHS & CO. LLC|109558
OCUL|OCULAR THERAPEUT CMN|SPDR|SPEEDROUTE LLC|2500
OCUL|OCULAR THERAPEUT CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3145
OCUL|OCULAR THERAPEUT CMN|SWIM|TD Ameritrade, Inc.|152829
OCUL|OCULAR THERAPEUT CMN|SWST|Hilltop Securities Inc.|1500
OCUL|OCULAR THERAPEUT CMN|TKNG|ALLY INVEST SECURITIES LLC|14149
OCUL|OCULAR THERAPEUT CMN|TRBT|Tradebot Systems, Inc.|107094
OCUL|OCULAR THERAPEUT CMN|TRCM|TRC MARKETS LLC|74575
OCUL|OCULAR THERAPEUT CMN|TWTT|TASTYWORKS, INC.|725
OCUL|OCULAR THERAPEUT CMN|UBSA|UBS SECURITIES LLC|277681
OCUL|OCULAR THERAPEUT CMN|UBSS|UBS Securities LLC|538238
OCUL|OCULAR THERAPEUT CMN|VALX|VIRTU AMERICAS LLC|6127
OCUL|OCULAR THERAPEUT CMN|VGRD|Vanguard Marketing Corporation|46532
OCUL|OCULAR THERAPEUT CMN|WABR|Wall Street Access|41300
OCUL|OCULAR THERAPEUT CMN|WCHV|WELLS FARGO SECURITIES, LLC|73419
OCUL|OCULAR THERAPEUT CMN|WEDB|WEDBUSH SECURITIES INC.|1400
OCUL|OCULAR THERAPEUT CMN|WEED|Weeden & Co.L.P.|90
OCUL|OCULAR THERAPEUT CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1009
OCUL|OCULAR THERAPEUT CMN|WFPB|Wells Fargo Securities, LLC.|3627
OCUL|OCULAR THERAPEUT CMN|WGIF|CIBC World Markets Inc.|15351
OCUL|OCULAR THERAPEUT CMN|WSEA|WOLVERINE SECURITIES, LLC|3027
OCUL|OCULAR THERAPEUT CMN|XIST|INSTINET, LLC|1200
OCUL|OCULAR THERAPEUT CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|122886
OCUL|OCULAR THERAPEUT CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7089
OCX|ONCOCYTE CORP|AGIS|Aegis Capital Corp.|1325
OCX|ONCOCYTE CORP|APCC|Apex Clearing Corporation|6310
OCX|ONCOCYTE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24571
OCX|ONCOCYTE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
OCX|ONCOCYTE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
OCX|ONCOCYTE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4215
OCX|ONCOCYTE CORP|CTDL|Citadel Derivatives Group Llc|243
OCX|ONCOCYTE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|80
OCX|ONCOCYTE CORP|DBAB|Deutsche Bank Securities Inc.|2561
OCX|ONCOCYTE CORP|DBAX|Deutsche Bank Securities Inc.|1900
OCX|ONCOCYTE CORP|DEAN|MORGAN STANLEY|1880
OCX|ONCOCYTE CORP|DEGS|RONIN PROFESSIONAL LLC|1006
OCX|ONCOCYTE CORP|EBXL|EBX LLC|6300
OCX|ONCOCYTE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
OCX|ONCOCYTE CORP|EDJO|Edward D. Jones & Co., L.P.|20
OCX|ONCOCYTE CORP|EGAM|CBOE TRADING, INC.|1000
OCX|ONCOCYTE CORP|EGXM|CBOE TRADING, INC.|200
OCX|ONCOCYTE CORP|ETRS|E*Trade Securities LLC|16775
OCX|ONCOCYTE CORP|FILL|Tradestation Securities, Inc.|3917
OCX|ONCOCYTE CORP|FMAF|NBCN Inc./ CDS|100
OCX|ONCOCYTE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|894
OCX|ONCOCYTE CORP|FTBR|Foliofn Investments, Inc.|89
OCX|ONCOCYTE CORP|GLIS|TD Securities Inc|2000
OCX|ONCOCYTE CORP|GLPX|ACS EXECUTION SERVICES, LLC|1100
OCX|ONCOCYTE CORP|GSCO|GOLDMAN SACHS & CO. LLC|24741
OCX|ONCOCYTE CORP|GSLT|GOLDMAN SACHS & CO. LLC|1808
OCX|ONCOCYTE CORP|HRBF|American Enterprise Investment Services Inc.|1165
OCX|ONCOCYTE CORP|IBKR|Interactive Brokers Llc|14858
OCX|ONCOCYTE CORP|ICBX|INSTINET, LLC|2600
OCX|ONCOCYTE CORP|IEQY|CITADEL SECURITIES LLC|306
OCX|ONCOCYTE CORP|INCA|INSTINET, LLC|4774
OCX|ONCOCYTE CORP|ITGI|ITG Inc.|4209
OCX|ONCOCYTE CORP|ITGP|ITG INC.|3000
OCX|ONCOCYTE CORP|JANY|Janney Montgomery Scott Inc.|4500
OCX|ONCOCYTE CORP|JEFF|JEFFERIES LLC|366
OCX|ONCOCYTE CORP|JPBX|J.P. MORGAN SECURITIES LLC|2000
OCX|ONCOCYTE CORP|JPMX|J.P. Morgan Securities LLC|17384
OCX|ONCOCYTE CORP|KCGM|VIRTU Americas LLC|2563
OCX|ONCOCYTE CORP|LEHM|Barclays Capital Inc./Le|6511
OCX|ONCOCYTE CORP|LIME|Lime Brokerage LLC|15284
OCX|ONCOCYTE CORP|LQNA|LIQUIDNET, INC.|52000
OCX|ONCOCYTE CORP|LSCI|Lek Securities Corporation|290
OCX|ONCOCYTE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3479
OCX|ONCOCYTE CORP|MSCO|MORGAN STANLEY & CO. LLC|37131
OCX|ONCOCYTE CORP|MSPL|MORGAN STANLEY & CO. LLC|2000
OCX|ONCOCYTE CORP|MSTX|MORGAN STANLEY & CO. LLC|3200
OCX|ONCOCYTE CORP|NFSC|National Financial Services LLC|77749
OCX|ONCOCYTE CORP|NITE|VIRTU Americas LLC|70041
OCX|ONCOCYTE CORP|NQRB|Brut, LLC|495
OCX|ONCOCYTE CORP|NTBF|BMO Nesbitt Burns Inc./CDS|140
OCX|ONCOCYTE CORP|PDQM|CODA MARKETS, INC.|2399
OCX|ONCOCYTE CORP|RGLD|Regal Securities, Inc|3230
OCX|ONCOCYTE CORP|SBSH|Citigroup Global Markets Inc.|690
OCX|ONCOCYTE CORP|SGMT|GOLDMAN SACHS & CO. LLC|510
OCX|ONCOCYTE CORP|SPDR|SPEEDROUTE LLC|3300
OCX|ONCOCYTE CORP|SWIM|TD Ameritrade, Inc.|10370
OCX|ONCOCYTE CORP|TKNG|ALLY INVEST SECURITIES LLC|864
OCX|ONCOCYTE CORP|UBSA|UBS SECURITIES LLC|34570
OCX|ONCOCYTE CORP|UBSS|UBS Securities LLC|14604
OCX|ONCOCYTE CORP|VALX|VIRTU AMERICAS LLC|725
OCX|ONCOCYTE CORP|VGRD|Vanguard Marketing Corporation|2405
OCX|ONCOCYTE CORP|WCHV|WELLS FARGO SECURITIES, LLC|6848
OCX|ONCOCYTE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19
OCX|ONCOCYTE CORP|WSEA|WOLVERINE SECURITIES, LLC|615
OCX|ONCOCYTE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|22600
OCX|ONCOCYTE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|225
ODC|OIL DRI CP OF AMERIC|ALTX|Alternet Securities Inc.|202
ODC|OIL DRI CP OF AMERIC|APCC|Apex Clearing Corporation|40
ODC|OIL DRI CP OF AMERIC|BARD|Robert W. Baird & Co. Incorporated|76
ODC|OIL DRI CP OF AMERIC|BATM|CBOE TRADING, INC.|614
ODC|OIL DRI CP OF AMERIC|BNPX|BNP PARIBAS SECURITIES CORP.|455
ODC|OIL DRI CP OF AMERIC|BZYD|GOLDMAN SACHS & CO. LLC|301
ODC|OIL DRI CP OF AMERIC|CHAS|Charles Schwab & Co., Inc.|4
ODC|OIL DRI CP OF AMERIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1101
ODC|OIL DRI CP OF AMERIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3031
ODC|OIL DRI CP OF AMERIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3690
ODC|OIL DRI CP OF AMERIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2377
ODC|OIL DRI CP OF AMERIC|CTDL|Citadel Derivatives Group Llc|39
ODC|OIL DRI CP OF AMERIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|686
ODC|OIL DRI CP OF AMERIC|DBAB|Deutsche Bank Securities Inc.|316
ODC|OIL DRI CP OF AMERIC|DBAX|Deutsche Bank Securities Inc.|1000
ODC|OIL DRI CP OF AMERIC|EBXL|EBX LLC|600
ODC|OIL DRI CP OF AMERIC|EDJO|Edward D. Jones & Co., L.P.|100
ODC|OIL DRI CP OF AMERIC|EGAM|CBOE TRADING, INC.|400
ODC|OIL DRI CP OF AMERIC|ETRS|E*Trade Securities LLC|4683
ODC|OIL DRI CP OF AMERIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1852
ODC|OIL DRI CP OF AMERIC|FTBR|Foliofn Investments, Inc.|47
ODC|OIL DRI CP OF AMERIC|GLPX|ACS EXECUTION SERVICES, LLC|3784
ODC|OIL DRI CP OF AMERIC|GSCO|GOLDMAN SACHS & CO. LLC|4207
ODC|OIL DRI CP OF AMERIC|GSLT|GOLDMAN SACHS & CO. LLC|100
ODC|OIL DRI CP OF AMERIC|GTSZ|GTS SECURITIES LLC|3992
ODC|OIL DRI CP OF AMERIC|HRBF|American Enterprise Investment Services Inc.|100
ODC|OIL DRI CP OF AMERIC|IATS|INTERACTIVE BROKERS LLC|1400
ODC|OIL DRI CP OF AMERIC|IBKR|Interactive Brokers Llc|930
ODC|OIL DRI CP OF AMERIC|ICBX|INSTINET, LLC|200
ODC|OIL DRI CP OF AMERIC|INCA|INSTINET, LLC|4367
ODC|OIL DRI CP OF AMERIC|INJX|INSTINET, LLC|287
ODC|OIL DRI CP OF AMERIC|ITGI|ITG Inc.|2396
ODC|OIL DRI CP OF AMERIC|ITGP|ITG INC.|9000
ODC|OIL DRI CP OF AMERIC|JEFF|JEFFERIES LLC|100
ODC|OIL DRI CP OF AMERIC|JPMX|J.P. Morgan Securities LLC|2701
ODC|OIL DRI CP OF AMERIC|KCGM|VIRTU Americas LLC|306
ODC|OIL DRI CP OF AMERIC|LEHM|Barclays Capital Inc./Le|1605
ODC|OIL DRI CP OF AMERIC|LIME|Lime Brokerage LLC|1349
ODC|OIL DRI CP OF AMERIC|LQNA|LIQUIDNET, INC.|13200
ODC|OIL DRI CP OF AMERIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2476
ODC|OIL DRI CP OF AMERIC|MSCO|MORGAN STANLEY & CO. LLC|3889
ODC|OIL DRI CP OF AMERIC|MSPL|MORGAN STANLEY & CO. LLC|2200
ODC|OIL DRI CP OF AMERIC|NFSC|National Financial Services LLC|5264
ODC|OIL DRI CP OF AMERIC|NITE|VIRTU Americas LLC|24491
ODC|OIL DRI CP OF AMERIC|NQRB|Brut, LLC|3
ODC|OIL DRI CP OF AMERIC|PDQM|CODA MARKETS, INC.|5504
ODC|OIL DRI CP OF AMERIC|RBCM|RBC CAPITAL MARKETS, LLC|4
ODC|OIL DRI CP OF AMERIC|SBSH|Citigroup Global Markets Inc.|2667
ODC|OIL DRI CP OF AMERIC|SGMT|GOLDMAN SACHS & CO. LLC|350
ODC|OIL DRI CP OF AMERIC|SPDR|SPEEDROUTE LLC|1856
ODC|OIL DRI CP OF AMERIC|SPTD|MINT GLOBAL MARKETS, INC.|6825
ODC|OIL DRI CP OF AMERIC|SWIM|TD Ameritrade, Inc.|5856
ODC|OIL DRI CP OF AMERIC|TKNG|ALLY INVEST SECURITIES LLC|1
ODC|OIL DRI CP OF AMERIC|TRCM|TRC MARKETS LLC|609
ODC|OIL DRI CP OF AMERIC|UBSA|UBS SECURITIES LLC|8478
ODC|OIL DRI CP OF AMERIC|UBSS|UBS Securities LLC|4104
ODC|OIL DRI CP OF AMERIC|VALX|VIRTU AMERICAS LLC|1063
ODC|OIL DRI CP OF AMERIC|VGRD|Vanguard Marketing Corporation|613
ODC|OIL DRI CP OF AMERIC|WBLR|WILLIAM BLAIR|184
ODC|OIL DRI CP OF AMERIC|WCHV|WELLS FARGO SECURITIES, LLC|1500
ODC|OIL DRI CP OF AMERIC|WSEA|WOLVERINE SECURITIES, LLC|1
ODC|OIL DRI CP OF AMERIC|YKNA|COMHAR CAPITAL MARKETS, LLC|186
ODC|OIL DRI CP OF AMERIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
ODFL|OLD DOMINION FREIG##|ALTX|Alternet Securities Inc.|2008
ODFL|OLD DOMINION FREIG##|ANOS|ABEL/NOSER, L.L.C.|600
ODFL|OLD DOMINION FREIG##|APCC|Apex Clearing Corporation|237
ODFL|OLD DOMINION FREIG##|BALE|M&T SECURITIES, INC.|320
ODFL|OLD DOMINION FREIG##|BANK|Primevest Financial Services, Inc.|25
ODFL|OLD DOMINION FREIG##|BARD|Robert W. Baird & Co. Incorporated|494
ODFL|OLD DOMINION FREIG##|BATM|CBOE TRADING, INC.|7321
ODFL|OLD DOMINION FREIG##|BAYC|BAY CREST PARTNERS, LLC|29240
ODFL|OLD DOMINION FREIG##|BAYT|BTIG, LLC|500
ODFL|OLD DOMINION FREIG##|BBNT|BB&T SECURITIES, LLC|69
ODFL|OLD DOMINION FREIG##|BERN|Sanford C. Bernstein & Co., LLC|9391
ODFL|OLD DOMINION FREIG##|BIMI|Banca IMI Securities Corp.|400
ODFL|OLD DOMINION FREIG##|BKCM|BNY Mellon Capital Markets LLC|11183
ODFL|OLD DOMINION FREIG##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12869
ODFL|OLD DOMINION FREIG##|BLKX|INSTINET, LLC|37000
ODFL|OLD DOMINION FREIG##|BMOC|BMO Capital Markets Corp.|7284
ODFL|OLD DOMINION FREIG##|BNPX|BNP PARIBAS SECURITIES CORP.|48797
ODFL|OLD DOMINION FREIG##|BTIG|BTIG, LLC|21364
ODFL|OLD DOMINION FREIG##|BYXM|CBOE TRADING, INC.|2605
ODFL|OLD DOMINION FREIG##|BZYD|GOLDMAN SACHS & CO. LLC|200
ODFL|OLD DOMINION FREIG##|CANT|Cantor Fitzgerald & Co.|858
ODFL|OLD DOMINION FREIG##|CBLC|CITIGROUP GLOBAL MARKETS INC.|28600
ODFL|OLD DOMINION FREIG##|CHAS|Charles Schwab & Co., Inc.|354
ODFL|OLD DOMINION FREIG##|CIST|Capital Institutional Services, Inc.|4777
ODFL|OLD DOMINION FREIG##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75932
ODFL|OLD DOMINION FREIG##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3312
ODFL|OLD DOMINION FREIG##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|548
ODFL|OLD DOMINION FREIG##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|250046
ODFL|OLD DOMINION FREIG##|CTDL|Citadel Derivatives Group Llc|11665
ODFL|OLD DOMINION FREIG##|CXCX|CITIGROUP GLOBAL MARKETS INC.|11596
ODFL|OLD DOMINION FREIG##|DADA|D.A. Davidson & Co.|37
ODFL|OLD DOMINION FREIG##|DAVA|Davenport & Company LLC|2675
ODFL|OLD DOMINION FREIG##|DBAB|Deutsche Bank Securities Inc.|614883
ODFL|OLD DOMINION FREIG##|DBAX|Deutsche Bank Securities Inc.|203700
ODFL|OLD DOMINION FREIG##|DBUL|Deutsche Bank Securities Inc.|8822
ODFL|OLD DOMINION FREIG##|DEAN|MORGAN STANLEY|5137
ODFL|OLD DOMINION FREIG##|DEGS|RONIN PROFESSIONAL LLC|784
ODFL|OLD DOMINION FREIG##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9521
ODFL|OLD DOMINION FREIG##|EBXL|EBX LLC|107500
ODFL|OLD DOMINION FREIG##|ECUT|CONVERGEX EXECUTION SOLUTIONS|38755
ODFL|OLD DOMINION FREIG##|EDJO|Edward D. Jones & Co., L.P.|1130
ODFL|OLD DOMINION FREIG##|EGAM|CBOE TRADING, INC.|3371
ODFL|OLD DOMINION FREIG##|EGAW|CBOE TRADING, INC.|108
ODFL|OLD DOMINION FREIG##|EGMT|EG MARKET TECHNOLOGIES LLC|900
ODFL|OLD DOMINION FREIG##|EGXM|CBOE TRADING, INC.|1174
ODFL|OLD DOMINION FREIG##|EGXW|CBOE TRADING, INC.|9
ODFL|OLD DOMINION FREIG##|ESPO|ESPOSITO SECURITIES, LLC|395
ODFL|OLD DOMINION FREIG##|ETBE|Electronic Transaction Clearing, Inc.|15911
ODFL|OLD DOMINION FREIG##|ETCC|Electronic Transaction Clearing, Inc.|80
ODFL|OLD DOMINION FREIG##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3078
ODFL|OLD DOMINION FREIG##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|70437
ODFL|OLD DOMINION FREIG##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|392
ODFL|OLD DOMINION FREIG##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|115180
ODFL|OLD DOMINION FREIG##|ETRS|E*Trade Securities LLC|14293
ODFL|OLD DOMINION FREIG##|FBCO|Credit Suisse Securities (USA) LLC|584064
ODFL|OLD DOMINION FREIG##|FILL|Tradestation Securities, Inc.|1488
ODFL|OLD DOMINION FREIG##|FINX|FINTECH SECURITIES|1603
ODFL|OLD DOMINION FREIG##|FMAF|NBCN Inc./ CDS|4839
ODFL|OLD DOMINION FREIG##|FOMA|TD AMERITRADE CLEARING, INC.|73941
ODFL|OLD DOMINION FREIG##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2875
ODFL|OLD DOMINION FREIG##|FQLS|Quantlab Securities LP|193298
ODFL|OLD DOMINION FREIG##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108625
ODFL|OLD DOMINION FREIG##|FTBR|Foliofn Investments, Inc.|2565
ODFL|OLD DOMINION FREIG##|GEBB|GLOBAL EXECUTION BROKERS, LP|7402
ODFL|OLD DOMINION FREIG##|GLIS|TD Securities Inc|62
ODFL|OLD DOMINION FREIG##|GLPX|ACS EXECUTION SERVICES, LLC|20963
ODFL|OLD DOMINION FREIG##|GSCO|GOLDMAN SACHS & CO. LLC|907166
ODFL|OLD DOMINION FREIG##|GSCS|GOLDMAN SACHS & CO. LLC|19061
ODFL|OLD DOMINION FREIG##|GSLT|GOLDMAN SACHS & CO. LLC|413
ODFL|OLD DOMINION FREIG##|GTSZ|GTS SECURITIES LLC|78122
ODFL|OLD DOMINION FREIG##|HPPX|POTAMUS TRADING, LLC|149
ODFL|OLD DOMINION FREIG##|HRBF|American Enterprise Investment Services Inc.|3934
ODFL|OLD DOMINION FREIG##|HSBC|HSBC Securities, Inc.|244
ODFL|OLD DOMINION FREIG##|IATS|INTERACTIVE BROKERS LLC|11165
ODFL|OLD DOMINION FREIG##|IBKR|Interactive Brokers Llc|68320
ODFL|OLD DOMINION FREIG##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|145
ODFL|OLD DOMINION FREIG##|ICBX|INSTINET, LLC|13929
ODFL|OLD DOMINION FREIG##|IEQY|CITADEL SECURITIES LLC|75667
ODFL|OLD DOMINION FREIG##|INCA|INSTINET, LLC|422097
ODFL|OLD DOMINION FREIG##|INJX|INSTINET, LLC|29085
ODFL|OLD DOMINION FREIG##|ITGI|ITG Inc.|1243993
ODFL|OLD DOMINION FREIG##|ITGP|ITG INC.|38800
ODFL|OLD DOMINION FREIG##|JANY|Janney Montgomery Scott Inc.|284
ODFL|OLD DOMINION FREIG##|JEFF|JEFFERIES LLC|201238
ODFL|OLD DOMINION FREIG##|JMPT|JUMP TRADING, LLC|43603
ODFL|OLD DOMINION FREIG##|JPBX|J.P. MORGAN SECURITIES LLC|22773
ODFL|OLD DOMINION FREIG##|JPMX|J.P. Morgan Securities LLC|155508
ODFL|OLD DOMINION FREIG##|JSJX|JANE STREET CAPITAL LLC|8290
ODFL|OLD DOMINION FREIG##|KCGM|VIRTU Americas LLC|13826
ODFL|OLD DOMINION FREIG##|KCRD|PHX FINANCIAL, INC.|200
ODFL|OLD DOMINION FREIG##|KEYB|KEYBANC CAPITAL MARKETS INC.|3000
ODFL|OLD DOMINION FREIG##|LEHM|Barclays Capital Inc./Le|796042
ODFL|OLD DOMINION FREIG##|LIME|Lime Brokerage LLC|155692
ODFL|OLD DOMINION FREIG##|LMGP|LIME BROKERAGE LLC|2181
ODFL|OLD DOMINION FREIG##|LOOP|Loop Capital Markets LLC|2476
ODFL|OLD DOMINION FREIG##|LQNA|LIQUIDNET, INC.|72900
ODFL|OLD DOMINION FREIG##|LSCI|Lek Securities Corporation|16118
ODFL|OLD DOMINION FREIG##|MACQ|Macquarie Capital (USA) Inc.|5032
ODFL|OLD DOMINION FREIG##|MAXM|Maxim Group LLC|88
ODFL|OLD DOMINION FREIG##|MCMF|Raymond James Ltd. Cds|150
ODFL|OLD DOMINION FREIG##|MKMP|MKM Partners LLC|200
ODFL|OLD DOMINION FREIG##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27401
ODFL|OLD DOMINION FREIG##|MOTF|MOTIF INVESTING, INC.|18
ODFL|OLD DOMINION FREIG##|MRBA|IBN FINANCIAL SERVICES, INC.|10
ODFL|OLD DOMINION FREIG##|MSCO|MORGAN STANLEY & CO. LLC|1900142
ODFL|OLD DOMINION FREIG##|MSPL|MORGAN STANLEY & CO. LLC|196100
ODFL|OLD DOMINION FREIG##|MSTX|MORGAN STANLEY & CO. LLC|72900
ODFL|OLD DOMINION FREIG##|NATL|National Securities Corporation|2346
ODFL|OLD DOMINION FREIG##|NBCS|NBC Securities, INC.|1095
ODFL|OLD DOMINION FREIG##|NEED|Needham & Company, LLC|123
ODFL|OLD DOMINION FREIG##|NFSC|National Financial Services LLC|111971
ODFL|OLD DOMINION FREIG##|NITE|VIRTU Americas LLC|272356
ODFL|OLD DOMINION FREIG##|NITP|VIRTU Americas LLC|3000
ODFL|OLD DOMINION FREIG##|NQRB|Brut, LLC|7040
ODFL|OLD DOMINION FREIG##|NTRC|Northern Trust Securities, Inc.|2850
ODFL|OLD DOMINION FREIG##|OPCO|Oppenheimer & Co. Inc.|5671
ODFL|OLD DOMINION FREIG##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|221
ODFL|OLD DOMINION FREIG##|PDQM|CODA MARKETS, INC.|85240
ODFL|OLD DOMINION FREIG##|PHLY|NASDAQ Execution Services, LLC|1200
ODFL|OLD DOMINION FREIG##|PIPR|Piper Jaffray & Co.|1000
ODFL|OLD DOMINION FREIG##|PWJC|UBS Financial Services, Inc.|624
ODFL|OLD DOMINION FREIG##|QMSR|QUATTRO M SECURITIES INC.|10191
ODFL|OLD DOMINION FREIG##|RAJA|Raymond James & Associates, Inc.|39552
ODFL|OLD DOMINION FREIG##|RBCM|RBC CAPITAL MARKETS, LLC|7305
ODFL|OLD DOMINION FREIG##|SAGL|SAGETRADER, LLC|1020
ODFL|OLD DOMINION FREIG##|SAGW|SAGETRADER, LLC|181
ODFL|OLD DOMINION FREIG##|SALI|INTL FCSTONE FINANCIAL INC.|64
ODFL|OLD DOMINION FREIG##|SBSH|Citigroup Global Markets Inc.|460765
ODFL|OLD DOMINION FREIG##|SCMC|Scotia Capital Markets (USA) Inc.|200
ODFL|OLD DOMINION FREIG##|SGMT|GOLDMAN SACHS & CO. LLC|39754
ODFL|OLD DOMINION FREIG##|SJLS|TRADE INFORMATICS LLC|100
ODFL|OLD DOMINION FREIG##|SPDR|SPEEDROUTE LLC|10900
ODFL|OLD DOMINION FREIG##|SPHN|Stephens Inc.|5220
ODFL|OLD DOMINION FREIG##|SPTD|MINT GLOBAL MARKETS, INC.|1700
ODFL|OLD DOMINION FREIG##|STFL|Stifel, Nicolaus & Company, Incorporated|6318
ODFL|OLD DOMINION FREIG##|STKP|STOCKPILE INVESTMENTS, INC.|44
ODFL|OLD DOMINION FREIG##|STXG|Stockcross Financial Services, Inc.|50
ODFL|OLD DOMINION FREIG##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|83
ODFL|OLD DOMINION FREIG##|SWIM|TD Ameritrade, Inc.|27213
ODFL|OLD DOMINION FREIG##|SWST|Hilltop Securities Inc.|3998
ODFL|OLD DOMINION FREIG##|TKNG|ALLY INVEST SECURITIES LLC|496
ODFL|OLD DOMINION FREIG##|TONC|CUTTONE & CO., LLC|897
ODFL|OLD DOMINION FREIG##|TRBT|Tradebot Systems, Inc.|209434
ODFL|OLD DOMINION FREIG##|TRCM|TRC MARKETS LLC|87366
ODFL|OLD DOMINION FREIG##|TWTT|TASTYWORKS, INC.|769
ODFL|OLD DOMINION FREIG##|UBSA|UBS SECURITIES LLC|347191
ODFL|OLD DOMINION FREIG##|UBSS|UBS Securities LLC|1006720
ODFL|OLD DOMINION FREIG##|VALX|VIRTU AMERICAS LLC|6110
ODFL|OLD DOMINION FREIG##|VGRD|Vanguard Marketing Corporation|5114
ODFL|OLD DOMINION FREIG##|WABR|Wall Street Access|15154
ODFL|OLD DOMINION FREIG##|WBLR|WILLIAM BLAIR|2825
ODFL|OLD DOMINION FREIG##|WBPX|SUMMIT SECURITIES GROUP, LLC|3356
ODFL|OLD DOMINION FREIG##|WCHV|WELLS FARGO SECURITIES, LLC|152803
ODFL|OLD DOMINION FREIG##|WDNX|WEEDEN & CO.L.P.|1502
ODFL|OLD DOMINION FREIG##|WEDB|WEDBUSH SECURITIES INC.|100
ODFL|OLD DOMINION FREIG##|WEED|Weeden & Co.L.P.|1596
ODFL|OLD DOMINION FREIG##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5505
ODFL|OLD DOMINION FREIG##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22087
ODFL|OLD DOMINION FREIG##|WGIF|CIBC World Markets Inc.|242
ODFL|OLD DOMINION FREIG##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|91
ODFL|OLD DOMINION FREIG##|WORD|Worden Capital Management LLC|4805
ODFL|OLD DOMINION FREIG##|WSAG|WALL STREET ACCESS|1050
ODFL|OLD DOMINION FREIG##|WSEA|WOLVERINE SECURITIES, LLC|924
ODFL|OLD DOMINION FREIG##|XIST|INSTINET, LLC|19028
ODFL|OLD DOMINION FREIG##|XSTM|NATIONAL FINANCIAL SERVICES LLC|14992
ODFL|OLD DOMINION FREIG##|YKNA|COMHAR CAPITAL MARKETS, LLC|8938
ODFL|OLD DOMINION FREIG##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5206
ODP|OFFICE DEPOT CMN|ABLE|NATIXIS Securities Americas LLC|18942
ODP|OFFICE DEPOT CMN|AGIS|Aegis Capital Corp.|20238
ODP|OFFICE DEPOT CMN|ALTX|Alternet Securities Inc.|20750
ODP|OFFICE DEPOT CMN|ANOS|ABEL/NOSER, L.L.C.|68171
ODP|OFFICE DEPOT CMN|APCC|Apex Clearing Corporation|95194
ODP|OFFICE DEPOT CMN|AQUA|AQUA SECURITIES L.P.|4000
ODP|OFFICE DEPOT CMN|BANK|Primevest Financial Services, Inc.|1028
ODP|OFFICE DEPOT CMN|BARD|Robert W. Baird & Co. Incorporated|6311
ODP|OFFICE DEPOT CMN|BATM|CBOE TRADING, INC.|2000
ODP|OFFICE DEPOT CMN|BAYC|BAY CREST PARTNERS, LLC|445110
ODP|OFFICE DEPOT CMN|BAYT|BTIG, LLC|3100
ODP|OFFICE DEPOT CMN|BBNT|BB&T SECURITIES, LLC|55566
ODP|OFFICE DEPOT CMN|BERN|Sanford C. Bernstein & Co., LLC|857105
ODP|OFFICE DEPOT CMN|BIDS|BIDS TRADING L.P.|5100
ODP|OFFICE DEPOT CMN|BIMI|Banca IMI Securities Corp.|2750
ODP|OFFICE DEPOT CMN|BKCM|BNY Mellon Capital Markets LLC|5981523
ODP|OFFICE DEPOT CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|211389
ODP|OFFICE DEPOT CMN|BLKX|INSTINET, LLC|86890
ODP|OFFICE DEPOT CMN|BMOC|BMO Capital Markets Corp.|85059
ODP|OFFICE DEPOT CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1547374
ODP|OFFICE DEPOT CMN|BRGE|Newbridge Securities Corp.|1787
ODP|OFFICE DEPOT CMN|BRVL|BLAYLOCK VAN, LLC|30400
ODP|OFFICE DEPOT CMN|BTIG|BTIG, LLC|755252
ODP|OFFICE DEPOT CMN|BYXM|CBOE TRADING, INC.|2470
ODP|OFFICE DEPOT CMN|BZYD|GOLDMAN SACHS & CO. LLC|19100
ODP|OFFICE DEPOT CMN|CANT|Cantor Fitzgerald & Co.|160322
ODP|OFFICE DEPOT CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|1075288
ODP|OFFICE DEPOT CMN|CHAS|Charles Schwab & Co., Inc.|112467
ODP|OFFICE DEPOT CMN|CIST|Capital Institutional Services, Inc.|45847
ODP|OFFICE DEPOT CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|389381
ODP|OFFICE DEPOT CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|145
ODP|OFFICE DEPOT CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13089
ODP|OFFICE DEPOT CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3032301
ODP|OFFICE DEPOT CMN|CTDL|Citadel Derivatives Group Llc|763000
ODP|OFFICE DEPOT CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1385368
ODP|OFFICE DEPOT CMN|DBAB|Deutsche Bank Securities Inc.|60143444
ODP|OFFICE DEPOT CMN|DBAX|Deutsche Bank Securities Inc.|2829600
ODP|OFFICE DEPOT CMN|DEAN|MORGAN STANLEY|15681
ODP|OFFICE DEPOT CMN|DEGS|RONIN PROFESSIONAL LLC|65599
ODP|OFFICE DEPOT CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|220324
ODP|OFFICE DEPOT CMN|EBXL|EBX LLC|2070800
ODP|OFFICE DEPOT CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|9361
ODP|OFFICE DEPOT CMN|EDJO|Edward D. Jones & Co., L.P.|29998
ODP|OFFICE DEPOT CMN|EGAM|CBOE TRADING, INC.|114766
ODP|OFFICE DEPOT CMN|EGAW|CBOE TRADING, INC.|169
ODP|OFFICE DEPOT CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
ODP|OFFICE DEPOT CMN|EGXM|CBOE TRADING, INC.|33773
ODP|OFFICE DEPOT CMN|ETBE|Electronic Transaction Clearing, Inc.|689428
ODP|OFFICE DEPOT CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|15000
ODP|OFFICE DEPOT CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|128148
ODP|OFFICE DEPOT CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|70594
ODP|OFFICE DEPOT CMN|ETRS|E*Trade Securities LLC|1991293
ODP|OFFICE DEPOT CMN|FBCO|Credit Suisse Securities (USA) LLC|4811606
ODP|OFFICE DEPOT CMN|FBSB|U.S. Bancorp Investments, Inc.|53
ODP|OFFICE DEPOT CMN|FILL|Tradestation Securities, Inc.|32448
ODP|OFFICE DEPOT CMN|FMAF|NBCN Inc./ CDS|166275
ODP|OFFICE DEPOT CMN|FOMA|TD AMERITRADE CLEARING, INC.|4103449
ODP|OFFICE DEPOT CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1579478
ODP|OFFICE DEPOT CMN|FQLS|Quantlab Securities LP|1243895
ODP|OFFICE DEPOT CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|312712
ODP|OFFICE DEPOT CMN|FTBR|Foliofn Investments, Inc.|62005
ODP|OFFICE DEPOT CMN|GBMT|GBM International, Inc.|15000
ODP|OFFICE DEPOT CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|290073
ODP|OFFICE DEPOT CMN|GLPX|ACS EXECUTION SERVICES, LLC|28720
ODP|OFFICE DEPOT CMN|GSCO|GOLDMAN SACHS & CO. LLC|32776690
ODP|OFFICE DEPOT CMN|GSCS|GOLDMAN SACHS & CO. LLC|6803593
ODP|OFFICE DEPOT CMN|GSLT|GOLDMAN SACHS & CO. LLC|265223
ODP|OFFICE DEPOT CMN|GTSZ|GTS SECURITIES LLC|348856
ODP|OFFICE DEPOT CMN|HRBF|American Enterprise Investment Services Inc.|5774
ODP|OFFICE DEPOT CMN|HSBC|HSBC Securities, Inc.|200
ODP|OFFICE DEPOT CMN|IATS|INTERACTIVE BROKERS LLC|124206
ODP|OFFICE DEPOT CMN|IBKR|Interactive Brokers Llc|899271
ODP|OFFICE DEPOT CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1439
ODP|OFFICE DEPOT CMN|ICBX|INSTINET, LLC|1156822
ODP|OFFICE DEPOT CMN|IEQY|CITADEL SECURITIES LLC|469875
ODP|OFFICE DEPOT CMN|INCA|INSTINET, LLC|3789482
ODP|OFFICE DEPOT CMN|INJX|INSTINET, LLC|237577
ODP|OFFICE DEPOT CMN|ITGI|ITG Inc.|6550360
ODP|OFFICE DEPOT CMN|ITGP|ITG INC.|1762600
ODP|OFFICE DEPOT CMN|JANY|Janney Montgomery Scott Inc.|28539
ODP|OFFICE DEPOT CMN|JEFF|JEFFERIES LLC|1506865
ODP|OFFICE DEPOT CMN|JMPT|JUMP TRADING, LLC|274739
ODP|OFFICE DEPOT CMN|JONE|JonesTrading|93801
ODP|OFFICE DEPOT CMN|JPBX|J.P. MORGAN SECURITIES LLC|330266
ODP|OFFICE DEPOT CMN|JPMX|J.P. Morgan Securities LLC|3059145
ODP|OFFICE DEPOT CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|4166
ODP|OFFICE DEPOT CMN|JSJX|JANE STREET CAPITAL LLC|11899
ODP|OFFICE DEPOT CMN|KCGM|VIRTU Americas LLC|892268
ODP|OFFICE DEPOT CMN|KRSH|Kershner Securities, LLC|7950
ODP|OFFICE DEPOT CMN|LEHM|Barclays Capital Inc./Le|14957569
ODP|OFFICE DEPOT CMN|LGNT|COR CLEARING LLC|500000
ODP|OFFICE DEPOT CMN|LIME|Lime Brokerage LLC|1843509
ODP|OFFICE DEPOT CMN|LMGP|LIME BROKERAGE LLC|211700
ODP|OFFICE DEPOT CMN|LOOP|Loop Capital Markets LLC|19535
ODP|OFFICE DEPOT CMN|LQNB|LIQUIDNET, INC.|5777
ODP|OFFICE DEPOT CMN|LSCI|Lek Securities Corporation|400
ODP|OFFICE DEPOT CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ODP|OFFICE DEPOT CMN|MACQ|Macquarie Capital (USA) Inc.|3982
ODP|OFFICE DEPOT CMN|MAXM|Maxim Group LLC|89639
ODP|OFFICE DEPOT CMN|MBTS|ALLY INVEST SECURITIES LLC|1742
ODP|OFFICE DEPOT CMN|MICA|Spartan Securities Group, Ltd.|40000
ODP|OFFICE DEPOT CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2595034
ODP|OFFICE DEPOT CMN|MOTF|MOTIF INVESTING, INC.|2
ODP|OFFICE DEPOT CMN|MSCO|MORGAN STANLEY & CO. LLC|26394854
ODP|OFFICE DEPOT CMN|MSPL|MORGAN STANLEY & CO. LLC|6963400
ODP|OFFICE DEPOT CMN|MSTX|MORGAN STANLEY & CO. LLC|1830300
ODP|OFFICE DEPOT CMN|NATL|National Securities Corporation|49600
ODP|OFFICE DEPOT CMN|NEED|Needham & Company, LLC|15900
ODP|OFFICE DEPOT CMN|NEUB|NEUBERGER BERMAN BD LLC|1910
ODP|OFFICE DEPOT CMN|NFSC|National Financial Services LLC|3094821
ODP|OFFICE DEPOT CMN|NITE|VIRTU Americas LLC|6871714
ODP|OFFICE DEPOT CMN|NITP|VIRTU Americas LLC|1029495
ODP|OFFICE DEPOT CMN|NQRB|Brut, LLC|46138
ODP|OFFICE DEPOT CMN|NTRC|Northern Trust Securities, Inc.|6712
ODP|OFFICE DEPOT CMN|OHOS|TWO SIGMA SECURITIES, LLC|49130
ODP|OFFICE DEPOT CMN|OPCO|Oppenheimer & Co. Inc.|77193
ODP|OFFICE DEPOT CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|31700
ODP|OFFICE DEPOT CMN|PDQM|CODA MARKETS, INC.|106526
ODP|OFFICE DEPOT CMN|PHLY|NASDAQ Execution Services, LLC|2000
ODP|OFFICE DEPOT CMN|PWJC|UBS Financial Services, Inc.|64601
ODP|OFFICE DEPOT CMN|RAJA|Raymond James & Associates, Inc.|12095
ODP|OFFICE DEPOT CMN|RBCM|RBC CAPITAL MARKETS, LLC|70441
ODP|OFFICE DEPOT CMN|RHCO|Suntrust Robinson Humphrey, Inc.|274651
ODP|OFFICE DEPOT CMN|SAGL|SAGETRADER, LLC|58300
ODP|OFFICE DEPOT CMN|SBSH|Citigroup Global Markets Inc.|3598070
ODP|OFFICE DEPOT CMN|SGMT|GOLDMAN SACHS & CO. LLC|1998149
ODP|OFFICE DEPOT CMN|SHMR|ABN Amro Clearing LLC|235
ODP|OFFICE DEPOT CMN|SPDR|SPEEDROUTE LLC|139213
ODP|OFFICE DEPOT CMN|SPHN|Stephens Inc.|1011000
ODP|OFFICE DEPOT CMN|SPNT|SEVEN POINTS CAPITAL, LLC|10700
ODP|OFFICE DEPOT CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|8900
ODP|OFFICE DEPOT CMN|STFL|Stifel, Nicolaus & Company, Incorporated|163543
ODP|OFFICE DEPOT CMN|STXG|Stockcross Financial Services, Inc.|4
ODP|OFFICE DEPOT CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|95
ODP|OFFICE DEPOT CMN|SWIM|TD Ameritrade, Inc.|784784
ODP|OFFICE DEPOT CMN|SWST|Hilltop Securities Inc.|151789
ODP|OFFICE DEPOT CMN|TDCO|Thompson Davis & Co., Inc.|34084
ODP|OFFICE DEPOT CMN|TKNG|ALLY INVEST SECURITIES LLC|113948
ODP|OFFICE DEPOT CMN|TRBT|Tradebot Systems, Inc.|1281180
ODP|OFFICE DEPOT CMN|TRCM|TRC MARKETS LLC|511893
ODP|OFFICE DEPOT CMN|TWTT|TASTYWORKS, INC.|630
ODP|OFFICE DEPOT CMN|UBSA|UBS SECURITIES LLC|5629391
ODP|OFFICE DEPOT CMN|UBSS|UBS Securities LLC|10634452
ODP|OFFICE DEPOT CMN|VALX|VIRTU AMERICAS LLC|1133891
ODP|OFFICE DEPOT CMN|VGRD|Vanguard Marketing Corporation|175650
ODP|OFFICE DEPOT CMN|VSIN|Vision Financial Markets Llc|12440
ODP|OFFICE DEPOT CMN|WCHV|WELLS FARGO SECURITIES, LLC|3900145
ODP|OFFICE DEPOT CMN|WEDB|WEDBUSH SECURITIES INC.|3300
ODP|OFFICE DEPOT CMN|WEED|Weeden & Co.L.P.|34349
ODP|OFFICE DEPOT CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4422
ODP|OFFICE DEPOT CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57097
ODP|OFFICE DEPOT CMN|WFPB|Wells Fargo Securities, LLC.|15432
ODP|OFFICE DEPOT CMN|WGIF|CIBC World Markets Inc.|90602
ODP|OFFICE DEPOT CMN|WSEA|WOLVERINE SECURITIES, LLC|34740
ODP|OFFICE DEPOT CMN|XIST|INSTINET, LLC|167302
ODP|OFFICE DEPOT CMN|XPQR|Jump Trading|3800
ODP|OFFICE DEPOT CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|253144
ODP|OFFICE DEPOT CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4350
ODP|OFFICE DEPOT CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5092
ODT|ODONATE THRPTCS CMN|AGIS|Aegis Capital Corp.|100
ODT|ODONATE THRPTCS CMN|ALTX|Alternet Securities Inc.|1320
ODT|ODONATE THRPTCS CMN|APCC|Apex Clearing Corporation|68
ODT|ODONATE THRPTCS CMN|BATM|CBOE TRADING, INC.|2033
ODT|ODONATE THRPTCS CMN|BERN|Sanford C. Bernstein & Co., LLC|518
ODT|ODONATE THRPTCS CMN|BMOC|BMO Capital Markets Corp.|1081
ODT|ODONATE THRPTCS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|526
ODT|ODONATE THRPTCS CMN|BTIG|BTIG, LLC|4
ODT|ODONATE THRPTCS CMN|BYXM|CBOE TRADING, INC.|741
ODT|ODONATE THRPTCS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28309
ODT|ODONATE THRPTCS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3361
ODT|ODONATE THRPTCS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5179
ODT|ODONATE THRPTCS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8227
ODT|ODONATE THRPTCS CMN|CTDL|Citadel Derivatives Group Llc|669
ODT|ODONATE THRPTCS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2404
ODT|ODONATE THRPTCS CMN|DADA|D.A. Davidson & Co.|401
ODT|ODONATE THRPTCS CMN|DBAB|Deutsche Bank Securities Inc.|12867
ODT|ODONATE THRPTCS CMN|DBAX|Deutsche Bank Securities Inc.|33400
ODT|ODONATE THRPTCS CMN|DEAN|MORGAN STANLEY|164
ODT|ODONATE THRPTCS CMN|DEGS|RONIN PROFESSIONAL LLC|7596
ODT|ODONATE THRPTCS CMN|EBXL|EBX LLC|13000
ODT|ODONATE THRPTCS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|268
ODT|ODONATE THRPTCS CMN|EGAM|CBOE TRADING, INC.|511
ODT|ODONATE THRPTCS CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|70
ODT|ODONATE THRPTCS CMN|ETRS|E*Trade Securities LLC|1432
ODT|ODONATE THRPTCS CMN|FBCO|Credit Suisse Securities (USA) LLC|36061
ODT|ODONATE THRPTCS CMN|FOMA|TD AMERITRADE CLEARING, INC.|18173
ODT|ODONATE THRPTCS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2200
ODT|ODONATE THRPTCS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9678
ODT|ODONATE THRPTCS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
ODT|ODONATE THRPTCS CMN|GLPX|ACS EXECUTION SERVICES, LLC|6048
ODT|ODONATE THRPTCS CMN|GSCO|GOLDMAN SACHS & CO. LLC|72838
ODT|ODONATE THRPTCS CMN|GSCS|GOLDMAN SACHS & CO. LLC|4566
ODT|ODONATE THRPTCS CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
ODT|ODONATE THRPTCS CMN|GTSZ|GTS SECURITIES LLC|40535
ODT|ODONATE THRPTCS CMN|HRBF|American Enterprise Investment Services Inc.|1000
ODT|ODONATE THRPTCS CMN|IATS|INTERACTIVE BROKERS LLC|400
ODT|ODONATE THRPTCS CMN|IBKR|Interactive Brokers Llc|13382
ODT|ODONATE THRPTCS CMN|ICBX|INSTINET, LLC|2200
ODT|ODONATE THRPTCS CMN|IEQY|CITADEL SECURITIES LLC|6203
ODT|ODONATE THRPTCS CMN|INCA|INSTINET, LLC|34545
ODT|ODONATE THRPTCS CMN|INJX|INSTINET, LLC|7001
ODT|ODONATE THRPTCS CMN|ITGI|ITG Inc.|15335
ODT|ODONATE THRPTCS CMN|ITGP|ITG INC.|9800
ODT|ODONATE THRPTCS CMN|JEFF|JEFFERIES LLC|3752
ODT|ODONATE THRPTCS CMN|JONE|JonesTrading|2919
ODT|ODONATE THRPTCS CMN|JPMX|J.P. Morgan Securities LLC|19668
ODT|ODONATE THRPTCS CMN|JSJX|JANE STREET CAPITAL LLC|898
ODT|ODONATE THRPTCS CMN|KCGM|VIRTU Americas LLC|4951
ODT|ODONATE THRPTCS CMN|LEER|LEERINK PARTNERS LLC|76490
ODT|ODONATE THRPTCS CMN|LEHM|Barclays Capital Inc./Le|32712
ODT|ODONATE THRPTCS CMN|LIME|Lime Brokerage LLC|37180
ODT|ODONATE THRPTCS CMN|LMGP|LIME BROKERAGE LLC|7761
ODT|ODONATE THRPTCS CMN|LSCI|Lek Securities Corporation|390
ODT|ODONATE THRPTCS CMN|MAXM|Maxim Group LLC|532
ODT|ODONATE THRPTCS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10468
ODT|ODONATE THRPTCS CMN|MSCO|MORGAN STANLEY & CO. LLC|97802
ODT|ODONATE THRPTCS CMN|MSPL|MORGAN STANLEY & CO. LLC|15000
ODT|ODONATE THRPTCS CMN|MSTX|MORGAN STANLEY & CO. LLC|200
ODT|ODONATE THRPTCS CMN|NFSC|National Financial Services LLC|12564
ODT|ODONATE THRPTCS CMN|NITE|VIRTU Americas LLC|28166
ODT|ODONATE THRPTCS CMN|NITP|VIRTU Americas LLC|400
ODT|ODONATE THRPTCS CMN|PDQM|CODA MARKETS, INC.|18317
ODT|ODONATE THRPTCS CMN|PIPR|Piper Jaffray & Co.|880
ODT|ODONATE THRPTCS CMN|PWJC|UBS Financial Services, Inc.|400
ODT|ODONATE THRPTCS CMN|RAJA|Raymond James & Associates, Inc.|600
ODT|ODONATE THRPTCS CMN|SBSH|Citigroup Global Markets Inc.|9019
ODT|ODONATE THRPTCS CMN|SGMT|GOLDMAN SACHS & CO. LLC|5852
ODT|ODONATE THRPTCS CMN|SPDR|SPEEDROUTE LLC|5671
ODT|ODONATE THRPTCS CMN|SPTD|MINT GLOBAL MARKETS, INC.|1596
ODT|ODONATE THRPTCS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|500
ODT|ODONATE THRPTCS CMN|SWIM|TD Ameritrade, Inc.|1560
ODT|ODONATE THRPTCS CMN|TKNG|ALLY INVEST SECURITIES LLC|40
ODT|ODONATE THRPTCS CMN|TRBT|Tradebot Systems, Inc.|5064
ODT|ODONATE THRPTCS CMN|TRCM|TRC MARKETS LLC|17610
ODT|ODONATE THRPTCS CMN|TTUC|CUTTONE & CO., INC.|8723
ODT|ODONATE THRPTCS CMN|UBSA|UBS SECURITIES LLC|40147
ODT|ODONATE THRPTCS CMN|UBSS|UBS Securities LLC|110160
ODT|ODONATE THRPTCS CMN|VALX|VIRTU AMERICAS LLC|2870
ODT|ODONATE THRPTCS CMN|WCHV|WELLS FARGO SECURITIES, LLC|2397
ODT|ODONATE THRPTCS CMN|WSEA|WOLVERINE SECURITIES, LLC|89
ODT|ODONATE THRPTCS CMN|XIST|INSTINET, LLC|5100
ODT|ODONATE THRPTCS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|3137
ODT|ODONATE THRPTCS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35
OEC|ORION ENGINEERED CRN|APCC|Apex Clearing Corporation|225
OEC|ORION ENGINEERED CRN|BATM|CBOE TRADING, INC.|200
OEC|ORION ENGINEERED CRN|BAYT|BTIG, LLC|1100
OEC|ORION ENGINEERED CRN|BBNT|BB&T SECURITIES, LLC|245
OEC|ORION ENGINEERED CRN|BERN|Sanford C. Bernstein & Co., LLC|15127
OEC|ORION ENGINEERED CRN|BIDS|BIDS TRADING L.P.|10200
OEC|ORION ENGINEERED CRN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|271
OEC|ORION ENGINEERED CRN|BLKX|INSTINET, LLC|19846
OEC|ORION ENGINEERED CRN|BTIG|BTIG, LLC|2200
OEC|ORION ENGINEERED CRN|BZYD|GOLDMAN SACHS & CO. LLC|2386
OEC|ORION ENGINEERED CRN|CANT|Cantor Fitzgerald & Co.|39400
OEC|ORION ENGINEERED CRN|CBLC|CITIGROUP GLOBAL MARKETS INC.|14820
OEC|ORION ENGINEERED CRN|CHAS|Charles Schwab & Co., Inc.|304
OEC|ORION ENGINEERED CRN|CJSC|CJS Securities, Inc.|10000
OEC|ORION ENGINEERED CRN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69116
OEC|ORION ENGINEERED CRN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|145573
OEC|ORION ENGINEERED CRN|CXCX|CITIGROUP GLOBAL MARKETS INC.|25242
OEC|ORION ENGINEERED CRN|DBAB|Deutsche Bank Securities Inc.|13858
OEC|ORION ENGINEERED CRN|DBAX|Deutsche Bank Securities Inc.|109800
OEC|ORION ENGINEERED CRN|DBUL|Deutsche Bank Securities Inc.|200
OEC|ORION ENGINEERED CRN|DEAN|MORGAN STANLEY|6344
OEC|ORION ENGINEERED CRN|DEGS|RONIN PROFESSIONAL LLC|322
OEC|ORION ENGINEERED CRN|EBXL|EBX LLC|60700
OEC|ORION ENGINEERED CRN|ECUT|CONVERGEX EXECUTION SOLUTIONS|12700
OEC|ORION ENGINEERED CRN|EDJO|Edward D. Jones & Co., L.P.|550
OEC|ORION ENGINEERED CRN|EGAM|CBOE TRADING, INC.|9548
OEC|ORION ENGINEERED CRN|EGXM|CBOE TRADING, INC.|100
OEC|ORION ENGINEERED CRN|ESPO|ESPOSITO SECURITIES, LLC|237
OEC|ORION ENGINEERED CRN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8037
OEC|ORION ENGINEERED CRN|ETRS|E*Trade Securities LLC|39253
OEC|ORION ENGINEERED CRN|FILL|Tradestation Securities, Inc.|983
OEC|ORION ENGINEERED CRN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4800
OEC|ORION ENGINEERED CRN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18031
OEC|ORION ENGINEERED CRN|FTBR|Foliofn Investments, Inc.|1249
OEC|ORION ENGINEERED CRN|GEBB|GLOBAL EXECUTION BROKERS, LP|200
OEC|ORION ENGINEERED CRN|GLIS|TD Securities Inc|375
OEC|ORION ENGINEERED CRN|GLPX|ACS EXECUTION SERVICES, LLC|857
OEC|ORION ENGINEERED CRN|GSCO|GOLDMAN SACHS & CO. LLC|248580
OEC|ORION ENGINEERED CRN|GSCS|GOLDMAN SACHS & CO. LLC|30081
OEC|ORION ENGINEERED CRN|GSLT|GOLDMAN SACHS & CO. LLC|1790
OEC|ORION ENGINEERED CRN|GTSZ|GTS SECURITIES LLC|6093
OEC|ORION ENGINEERED CRN|HRBF|American Enterprise Investment Services Inc.|865
OEC|ORION ENGINEERED CRN|IBKR|Interactive Brokers Llc|9662
OEC|ORION ENGINEERED CRN|ICBX|INSTINET, LLC|24344
OEC|ORION ENGINEERED CRN|INCA|INSTINET, LLC|34722
OEC|ORION ENGINEERED CRN|INJX|INSTINET, LLC|4483
OEC|ORION ENGINEERED CRN|ITGI|ITG Inc.|32261
OEC|ORION ENGINEERED CRN|ITGP|ITG INC.|18200
OEC|ORION ENGINEERED CRN|JANY|Janney Montgomery Scott Inc.|1250
OEC|ORION ENGINEERED CRN|JEFF|JEFFERIES LLC|74903
OEC|ORION ENGINEERED CRN|JMPT|JUMP TRADING, LLC|1266
OEC|ORION ENGINEERED CRN|JONE|JonesTrading|802988
OEC|ORION ENGINEERED CRN|JPBX|J.P. MORGAN SECURITIES LLC|22750
OEC|ORION ENGINEERED CRN|JPMX|J.P. Morgan Securities LLC|162652
OEC|ORION ENGINEERED CRN|KCGM|VIRTU Americas LLC|36966
OEC|ORION ENGINEERED CRN|KEYB|KEYBANC CAPITAL MARKETS INC.|34065
OEC|ORION ENGINEERED CRN|LEHM|Barclays Capital Inc./Le|139302
OEC|ORION ENGINEERED CRN|LIME|Lime Brokerage LLC|20987
OEC|ORION ENGINEERED CRN|LMNX|LUMINEX TRADING & ANALYTICS LLC|40000
OEC|ORION ENGINEERED CRN|LOOP|Loop Capital Markets LLC|2000
OEC|ORION ENGINEERED CRN|LQNA|LIQUIDNET, INC.|93600
OEC|ORION ENGINEERED CRN|MBTS|ALLY INVEST SECURITIES LLC|554
OEC|ORION ENGINEERED CRN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76202
OEC|ORION ENGINEERED CRN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1216
OEC|ORION ENGINEERED CRN|MSCO|MORGAN STANLEY & CO. LLC|274487
OEC|ORION ENGINEERED CRN|MSPL|MORGAN STANLEY & CO. LLC|61600
OEC|ORION ENGINEERED CRN|MSTX|MORGAN STANLEY & CO. LLC|83000
OEC|ORION ENGINEERED CRN|NFSC|National Financial Services LLC|171185
OEC|ORION ENGINEERED CRN|NITE|VIRTU Americas LLC|135880
OEC|ORION ENGINEERED CRN|NQRB|Brut, LLC|1969
OEC|ORION ENGINEERED CRN|NTBF|BMO Nesbitt Burns Inc./CDS|3310
OEC|ORION ENGINEERED CRN|OPCO|Oppenheimer & Co. Inc.|4100
OEC|ORION ENGINEERED CRN|PDQM|CODA MARKETS, INC.|24283
OEC|ORION ENGINEERED CRN|PHLY|NASDAQ Execution Services, LLC|200
OEC|ORION ENGINEERED CRN|PWJC|UBS Financial Services, Inc.|1700
OEC|ORION ENGINEERED CRN|RHCO|Suntrust Robinson Humphrey, Inc.|37857
OEC|ORION ENGINEERED CRN|SBRX|MURIEL SIEBERT & CO INC|400
OEC|ORION ENGINEERED CRN|SBSH|Citigroup Global Markets Inc.|144889
OEC|ORION ENGINEERED CRN|SGMT|GOLDMAN SACHS & CO. LLC|83922
OEC|ORION ENGINEERED CRN|SPDR|SPEEDROUTE LLC|2500
OEC|ORION ENGINEERED CRN|SPHN|Stephens Inc.|1851
OEC|ORION ENGINEERED CRN|STFL|Stifel, Nicolaus & Company, Incorporated|1265
OEC|ORION ENGINEERED CRN|STKP|STOCKPILE INVESTMENTS, INC.|16
OEC|ORION ENGINEERED CRN|SWIM|TD Ameritrade, Inc.|17311
OEC|ORION ENGINEERED CRN|SWST|Hilltop Securities Inc.|13
OEC|ORION ENGINEERED CRN|TKNG|ALLY INVEST SECURITIES LLC|1714
OEC|ORION ENGINEERED CRN|TRBT|Tradebot Systems, Inc.|3487
OEC|ORION ENGINEERED CRN|TRCM|TRC MARKETS LLC|51364
OEC|ORION ENGINEERED CRN|TWTT|TASTYWORKS, INC.|900
OEC|ORION ENGINEERED CRN|UBSA|UBS SECURITIES LLC|358339
OEC|ORION ENGINEERED CRN|UBSS|UBS Securities LLC|193291
OEC|ORION ENGINEERED CRN|VALX|VIRTU AMERICAS LLC|19137
OEC|ORION ENGINEERED CRN|VGRD|Vanguard Marketing Corporation|5815
OEC|ORION ENGINEERED CRN|VNDM|Wall Street Access|4700
OEC|ORION ENGINEERED CRN|WABR|Wall Street Access|1000
OEC|ORION ENGINEERED CRN|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
OEC|ORION ENGINEERED CRN|WCHV|WELLS FARGO SECURITIES, LLC|18262
OEC|ORION ENGINEERED CRN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2748
OEC|ORION ENGINEERED CRN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|898
OEC|ORION ENGINEERED CRN|WSAG|WALL STREET ACCESS|200
OEC|ORION ENGINEERED CRN|WSEA|WOLVERINE SECURITIES, LLC|1161
OEC|ORION ENGINEERED CRN|XIST|INSTINET, LLC|114000
OEC|ORION ENGINEERED CRN|XSTM|NATIONAL FINANCIAL SERVICES LLC|46874
OEC|ORION ENGINEERED CRN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4536
OEF|ISHARES S&P 100 ETF|AGIS|Aegis Capital Corp.|68
OEF|ISHARES S&P 100 ETF|ALTX|Alternet Securities Inc.|403
OEF|ISHARES S&P 100 ETF|APCC|Apex Clearing Corporation|42
OEF|ISHARES S&P 100 ETF|BALE|M&T SECURITIES, INC.|384
OEF|ISHARES S&P 100 ETF|BARD|Robert W. Baird & Co. Incorporated|538
OEF|ISHARES S&P 100 ETF|BATM|CBOE TRADING, INC.|230
OEF|ISHARES S&P 100 ETF|BERN|Sanford C. Bernstein & Co., LLC|3824
OEF|ISHARES S&P 100 ETF|BIDS|BIDS TRADING L.P.|400
OEF|ISHARES S&P 100 ETF|BKCM|BNY Mellon Capital Markets LLC|2036
OEF|ISHARES S&P 100 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11490
OEF|ISHARES S&P 100 ETF|BNPX|BNP PARIBAS SECURITIES CORP.|183835
OEF|ISHARES S&P 100 ETF|BYXM|CBOE TRADING, INC.|200
OEF|ISHARES S&P 100 ETF|CANT|Cantor Fitzgerald & Co.|285
OEF|ISHARES S&P 100 ETF|CHAS|Charles Schwab & Co., Inc.|1352
OEF|ISHARES S&P 100 ETF|CIST|Capital Institutional Services, Inc.|610
OEF|ISHARES S&P 100 ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2983
OEF|ISHARES S&P 100 ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|749
OEF|ISHARES S&P 100 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|60987
OEF|ISHARES S&P 100 ETF|CSIN|Citadel Securities Institutional LLC|1291441
OEF|ISHARES S&P 100 ETF|CTDL|Citadel Derivatives Group Llc|1260818
OEF|ISHARES S&P 100 ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|764
OEF|ISHARES S&P 100 ETF|DADA|D.A. Davidson & Co.|556
OEF|ISHARES S&P 100 ETF|DBAB|Deutsche Bank Securities Inc.|5590
OEF|ISHARES S&P 100 ETF|DBAX|Deutsche Bank Securities Inc.|15700
OEF|ISHARES S&P 100 ETF|DEAN|MORGAN STANLEY|2544
OEF|ISHARES S&P 100 ETF|DEGS|RONIN PROFESSIONAL LLC|100
OEF|ISHARES S&P 100 ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4400
OEF|ISHARES S&P 100 ETF|EBXL|EBX LLC|12000
OEF|ISHARES S&P 100 ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2924
OEF|ISHARES S&P 100 ETF|EDJO|Edward D. Jones & Co., L.P.|1423291
OEF|ISHARES S&P 100 ETF|EGAM|CBOE TRADING, INC.|6273
OEF|ISHARES S&P 100 ETF|EGAW|CBOE TRADING, INC.|129
OEF|ISHARES S&P 100 ETF|EGXM|CBOE TRADING, INC.|377
OEF|ISHARES S&P 100 ETF|ETBE|Electronic Transaction Clearing, Inc.|1999
OEF|ISHARES S&P 100 ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6450
OEF|ISHARES S&P 100 ETF|ETRS|E*Trade Securities LLC|12667
OEF|ISHARES S&P 100 ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|27
OEF|ISHARES S&P 100 ETF|FILL|Tradestation Securities, Inc.|3250
OEF|ISHARES S&P 100 ETF|FINX|FINTECH SECURITIES|25
OEF|ISHARES S&P 100 ETF|FMAF|NBCN Inc./ CDS|4158
OEF|ISHARES S&P 100 ETF|FQLS|Quantlab Securities LP|10341
OEF|ISHARES S&P 100 ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7675
OEF|ISHARES S&P 100 ETF|FTBR|Foliofn Investments, Inc.|708
OEF|ISHARES S&P 100 ETF|GLPX|ACS EXECUTION SERVICES, LLC|150
OEF|ISHARES S&P 100 ETF|GSCO|GOLDMAN SACHS & CO. LLC|1136236
OEF|ISHARES S&P 100 ETF|GSLT|GOLDMAN SACHS & CO. LLC|11310
OEF|ISHARES S&P 100 ETF|GTSZ|GTS SECURITIES LLC|415500
OEF|ISHARES S&P 100 ETF|HRBF|American Enterprise Investment Services Inc.|7042
OEF|ISHARES S&P 100 ETF|IATS|INTERACTIVE BROKERS LLC|15
OEF|ISHARES S&P 100 ETF|IBKR|Interactive Brokers Llc|4463
OEF|ISHARES S&P 100 ETF|ICBX|INSTINET, LLC|24559
OEF|ISHARES S&P 100 ETF|INCA|INSTINET, LLC|16013
OEF|ISHARES S&P 100 ETF|ITGI|ITG Inc.|2500
OEF|ISHARES S&P 100 ETF|ITGP|ITG INC.|8800
OEF|ISHARES S&P 100 ETF|JANY|Janney Montgomery Scott Inc.|2069
OEF|ISHARES S&P 100 ETF|JMPT|JUMP TRADING, LLC|7288
OEF|ISHARES S&P 100 ETF|JPMX|J.P. Morgan Securities LLC|1914
OEF|ISHARES S&P 100 ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|73837
OEF|ISHARES S&P 100 ETF|JSJX|JANE STREET CAPITAL LLC|66708
OEF|ISHARES S&P 100 ETF|KCGM|VIRTU Americas LLC|1870
OEF|ISHARES S&P 100 ETF|LEHM|Barclays Capital Inc./Le|126761
OEF|ISHARES S&P 100 ETF|LIME|Lime Brokerage LLC|54334
OEF|ISHARES S&P 100 ETF|LOOP|Loop Capital Markets LLC|100
OEF|ISHARES S&P 100 ETF|LSCI|Lek Securities Corporation|84
OEF|ISHARES S&P 100 ETF|MACC|Mid Atlantic Capital Corporation|15
OEF|ISHARES S&P 100 ETF|MCMF|Raymond James Ltd. Cds|50
OEF|ISHARES S&P 100 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2832
OEF|ISHARES S&P 100 ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2700
OEF|ISHARES S&P 100 ETF|MOTF|MOTIF INVESTING, INC.|146
OEF|ISHARES S&P 100 ETF|MSCO|MORGAN STANLEY & CO. LLC|67200
OEF|ISHARES S&P 100 ETF|MSPL|MORGAN STANLEY & CO. LLC|1900
OEF|ISHARES S&P 100 ETF|NFSC|National Financial Services LLC|79420
OEF|ISHARES S&P 100 ETF|NITE|VIRTU Americas LLC|315232
OEF|ISHARES S&P 100 ETF|NITP|VIRTU Americas LLC|4756
OEF|ISHARES S&P 100 ETF|NQRB|Brut, LLC|6098
OEF|ISHARES S&P 100 ETF|NTBF|BMO Nesbitt Burns Inc./CDS|200
OEF|ISHARES S&P 100 ETF|NTRC|Northern Trust Securities, Inc.|656
OEF|ISHARES S&P 100 ETF|OHOS|TWO SIGMA SECURITIES, LLC|92538
OEF|ISHARES S&P 100 ETF|PDQM|CODA MARKETS, INC.|300
OEF|ISHARES S&P 100 ETF|PHLY|NASDAQ Execution Services, LLC|1000
OEF|ISHARES S&P 100 ETF|PWJC|UBS Financial Services, Inc.|407
OEF|ISHARES S&P 100 ETF|RBCM|RBC CAPITAL MARKETS, LLC|609
OEF|ISHARES S&P 100 ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2300
OEF|ISHARES S&P 100 ETF|RHOX|XR Securities LLC|326642
OEF|ISHARES S&P 100 ETF|SALI|INTL FCSTONE FINANCIAL INC.|27
OEF|ISHARES S&P 100 ETF|SBSH|Citigroup Global Markets Inc.|4569
OEF|ISHARES S&P 100 ETF|SEIC|SEI Investments Distribution Co.|100
OEF|ISHARES S&P 100 ETF|SGMT|GOLDMAN SACHS & CO. LLC|11180
OEF|ISHARES S&P 100 ETF|SHMR|ABN Amro Clearing LLC|193
OEF|ISHARES S&P 100 ETF|SPHN|Stephens Inc.|18
OEF|ISHARES S&P 100 ETF|STFL|Stifel, Nicolaus & Company, Incorporated|3055
OEF|ISHARES S&P 100 ETF|SWIM|TD Ameritrade, Inc.|1250
OEF|ISHARES S&P 100 ETF|SWST|Hilltop Securities Inc.|826
OEF|ISHARES S&P 100 ETF|TRBT|Tradebot Systems, Inc.|145431
OEF|ISHARES S&P 100 ETF|TRCM|TRC MARKETS LLC|262278
OEF|ISHARES S&P 100 ETF|UBSA|UBS SECURITIES LLC|40919
OEF|ISHARES S&P 100 ETF|UBSS|UBS Securities LLC|85916
OEF|ISHARES S&P 100 ETF|VALX|VIRTU AMERICAS LLC|253
OEF|ISHARES S&P 100 ETF|VGRD|Vanguard Marketing Corporation|288
OEF|ISHARES S&P 100 ETF|WBET|Wallachbeth Capital LLC|7514
OEF|ISHARES S&P 100 ETF|WBLR|WILLIAM BLAIR|5
OEF|ISHARES S&P 100 ETF|WCHV|WELLS FARGO SECURITIES, LLC|13999
OEF|ISHARES S&P 100 ETF|WEDB|WEDBUSH SECURITIES INC.|19
OEF|ISHARES S&P 100 ETF|WEED|Weeden & Co.L.P.|1615
OEF|ISHARES S&P 100 ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1316
OEF|ISHARES S&P 100 ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2695
OEF|ISHARES S&P 100 ETF|WSEA|WOLVERINE SECURITIES, LLC|980
OEF|ISHARES S&P 100 ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
OEF|ISHARES S&P 100 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6006
OESX|ORION ENERGY SYST CM|ALTX|Alternet Securities Inc.|300
OESX|ORION ENERGY SYST CM|APCC|Apex Clearing Corporation|16537
OESX|ORION ENERGY SYST CM|BARD|Robert W. Baird & Co. Incorporated|6290
OESX|ORION ENERGY SYST CM|BATM|CBOE TRADING, INC.|2
OESX|ORION ENERGY SYST CM|BIMI|Banca IMI Securities Corp.|20708
OESX|ORION ENERGY SYST CM|BTIG|BTIG, LLC|300
OESX|ORION ENERGY SYST CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6130
OESX|ORION ENERGY SYST CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3699
OESX|ORION ENERGY SYST CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14849
OESX|ORION ENERGY SYST CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8258
OESX|ORION ENERGY SYST CM|CTDL|Citadel Derivatives Group Llc|1847
OESX|ORION ENERGY SYST CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
OESX|ORION ENERGY SYST CM|DBAB|Deutsche Bank Securities Inc.|8856
OESX|ORION ENERGY SYST CM|DBAX|Deutsche Bank Securities Inc.|2700
OESX|ORION ENERGY SYST CM|DEAN|MORGAN STANLEY|6971
OESX|ORION ENERGY SYST CM|DEGS|RONIN PROFESSIONAL LLC|11310
OESX|ORION ENERGY SYST CM|EBXL|EBX LLC|3800
OESX|ORION ENERGY SYST CM|EDJO|Edward D. Jones & Co., L.P.|2390
OESX|ORION ENERGY SYST CM|EGAM|CBOE TRADING, INC.|1400
OESX|ORION ENERGY SYST CM|EGAW|CBOE TRADING, INC.|1200
OESX|ORION ENERGY SYST CM|EGXM|CBOE TRADING, INC.|100
OESX|ORION ENERGY SYST CM|EGXW|CBOE TRADING, INC.|11533
OESX|ORION ENERGY SYST CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
OESX|ORION ENERGY SYST CM|ETRS|E*Trade Securities LLC|91590
OESX|ORION ENERGY SYST CM|FBCO|Credit Suisse Securities (USA) LLC|36335
OESX|ORION ENERGY SYST CM|FILL|Tradestation Securities, Inc.|20494
OESX|ORION ENERGY SYST CM|FOMA|TD AMERITRADE CLEARING, INC.|308046
OESX|ORION ENERGY SYST CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1509
OESX|ORION ENERGY SYST CM|FTBR|Foliofn Investments, Inc.|1473
OESX|ORION ENERGY SYST CM|GEBB|GLOBAL EXECUTION BROKERS, LP|600
OESX|ORION ENERGY SYST CM|GLPX|ACS EXECUTION SERVICES, LLC|1105
OESX|ORION ENERGY SYST CM|GSCO|GOLDMAN SACHS & CO. LLC|39504
OESX|ORION ENERGY SYST CM|GSLT|GOLDMAN SACHS & CO. LLC|2100
OESX|ORION ENERGY SYST CM|GTSZ|GTS SECURITIES LLC|300
OESX|ORION ENERGY SYST CM|IATS|INTERACTIVE BROKERS LLC|1717
OESX|ORION ENERGY SYST CM|IBKR|Interactive Brokers Llc|167406
OESX|ORION ENERGY SYST CM|ICBX|INSTINET, LLC|3500
OESX|ORION ENERGY SYST CM|INCA|INSTINET, LLC|44422
OESX|ORION ENERGY SYST CM|ITGI|ITG Inc.|2898
OESX|ORION ENERGY SYST CM|ITGP|ITG INC.|5400
OESX|ORION ENERGY SYST CM|JMPT|JUMP TRADING, LLC|318
OESX|ORION ENERGY SYST CM|JPMX|J.P. Morgan Securities LLC|9400
OESX|ORION ENERGY SYST CM|JSJX|JANE STREET CAPITAL LLC|201
OESX|ORION ENERGY SYST CM|KCGM|VIRTU Americas LLC|5596
OESX|ORION ENERGY SYST CM|LEHM|Barclays Capital Inc./Le|9636
OESX|ORION ENERGY SYST CM|LIME|Lime Brokerage LLC|22798
OESX|ORION ENERGY SYST CM|LSCI|Lek Securities Corporation|8408
OESX|ORION ENERGY SYST CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
OESX|ORION ENERGY SYST CM|MACC|Mid Atlantic Capital Corporation|30751
OESX|ORION ENERGY SYST CM|MAXM|Maxim Group LLC|7844
OESX|ORION ENERGY SYST CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
OESX|ORION ENERGY SYST CM|MSCO|MORGAN STANLEY & CO. LLC|217428
OESX|ORION ENERGY SYST CM|MSPL|MORGAN STANLEY & CO. LLC|300
OESX|ORION ENERGY SYST CM|NBCS|NBC Securities, INC.|250
OESX|ORION ENERGY SYST CM|NFSC|National Financial Services LLC|234107
OESX|ORION ENERGY SYST CM|NITE|VIRTU Americas LLC|375882
OESX|ORION ENERGY SYST CM|NITP|VIRTU Americas LLC|700
OESX|ORION ENERGY SYST CM|NQRB|Brut, LLC|195
OESX|ORION ENERGY SYST CM|PDQM|CODA MARKETS, INC.|2405
OESX|ORION ENERGY SYST CM|PWJC|UBS Financial Services, Inc.|9900
OESX|ORION ENERGY SYST CM|RAJA|Raymond James & Associates, Inc.|5650
OESX|ORION ENERGY SYST CM|SGMT|GOLDMAN SACHS & CO. LLC|2685
OESX|ORION ENERGY SYST CM|SPDR|SPEEDROUTE LLC|2090
OESX|ORION ENERGY SYST CM|STFL|Stifel, Nicolaus & Company, Incorporated|31906
OESX|ORION ENERGY SYST CM|SWIM|TD Ameritrade, Inc.|45544
OESX|ORION ENERGY SYST CM|TDCO|Thompson Davis & Co., Inc.|71
OESX|ORION ENERGY SYST CM|TKNG|ALLY INVEST SECURITIES LLC|908
OESX|ORION ENERGY SYST CM|TRCM|TRC MARKETS LLC|2414
OESX|ORION ENERGY SYST CM|UBSA|UBS SECURITIES LLC|22721
OESX|ORION ENERGY SYST CM|UBSS|UBS Securities LLC|73005
OESX|ORION ENERGY SYST CM|VGRD|Vanguard Marketing Corporation|36642
OESX|ORION ENERGY SYST CM|WBLR|WILLIAM BLAIR|1521
OESX|ORION ENERGY SYST CM|WCHV|WELLS FARGO SECURITIES, LLC|26535
OESX|ORION ENERGY SYST CM|WEDB|WEDBUSH SECURITIES INC.|700
OESX|ORION ENERGY SYST CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23
OESX|ORION ENERGY SYST CM|WFPB|Wells Fargo Securities, LLC.|37466
OESX|ORION ENERGY SYST CM|WSEA|WOLVERINE SECURITIES, LLC|2472
OESX|ORION ENERGY SYST CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11250
OEUR|O'SHARES FTSE EUROPE|APCC|Apex Clearing Corporation|29
OEUR|O'SHARES FTSE EUROPE|BATM|CBOE TRADING, INC.|2700
OEUR|O'SHARES FTSE EUROPE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
OEUR|O'SHARES FTSE EUROPE|CHAS|Charles Schwab & Co., Inc.|96263
OEUR|O'SHARES FTSE EUROPE|CIST|Capital Institutional Services, Inc.|91
OEUR|O'SHARES FTSE EUROPE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16
OEUR|O'SHARES FTSE EUROPE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5367
OEUR|O'SHARES FTSE EUROPE|CSIN|Citadel Securities Institutional LLC|12135
OEUR|O'SHARES FTSE EUROPE|CTDL|Citadel Derivatives Group Llc|9830
OEUR|O'SHARES FTSE EUROPE|DBAX|Deutsche Bank Securities Inc.|1000
OEUR|O'SHARES FTSE EUROPE|EBXL|EBX LLC|1900
OEUR|O'SHARES FTSE EUROPE|EDJO|Edward D. Jones & Co., L.P.|1500
OEUR|O'SHARES FTSE EUROPE|ETRS|E*Trade Securities LLC|1291
OEUR|O'SHARES FTSE EUROPE|FTBR|Foliofn Investments, Inc.|267
OEUR|O'SHARES FTSE EUROPE|IATS|INTERACTIVE BROKERS LLC|39
OEUR|O'SHARES FTSE EUROPE|IBKR|Interactive Brokers Llc|926
OEUR|O'SHARES FTSE EUROPE|ICBX|INSTINET, LLC|200
OEUR|O'SHARES FTSE EUROPE|INCA|INSTINET, LLC|1
OEUR|O'SHARES FTSE EUROPE|ITGP|ITG INC.|400
OEUR|O'SHARES FTSE EUROPE|JANY|Janney Montgomery Scott Inc.|36
OEUR|O'SHARES FTSE EUROPE|JPMX|J.P. Morgan Securities LLC|212
OEUR|O'SHARES FTSE EUROPE|JSEB|JANE STREET EXECUTION SERVICES, LLC|96251
OEUR|O'SHARES FTSE EUROPE|JSJX|JANE STREET CAPITAL LLC|17692
OEUR|O'SHARES FTSE EUROPE|KCGM|VIRTU Americas LLC|8723
OEUR|O'SHARES FTSE EUROPE|LEHM|Barclays Capital Inc./Le|600
OEUR|O'SHARES FTSE EUROPE|LIME|Lime Brokerage LLC|1487
OEUR|O'SHARES FTSE EUROPE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2014
OEUR|O'SHARES FTSE EUROPE|MSCO|MORGAN STANLEY & CO. LLC|1800
OEUR|O'SHARES FTSE EUROPE|MSPL|MORGAN STANLEY & CO. LLC|600
OEUR|O'SHARES FTSE EUROPE|NFSC|National Financial Services LLC|12476
OEUR|O'SHARES FTSE EUROPE|NITE|VIRTU Americas LLC|17269
OEUR|O'SHARES FTSE EUROPE|NTBF|BMO Nesbitt Burns Inc./CDS|250
OEUR|O'SHARES FTSE EUROPE|OPCO|Oppenheimer & Co. Inc.|1000
OEUR|O'SHARES FTSE EUROPE|SGMT|GOLDMAN SACHS & CO. LLC|1043
OEUR|O'SHARES FTSE EUROPE|SPDR|SPEEDROUTE LLC|4
OEUR|O'SHARES FTSE EUROPE|STFL|Stifel, Nicolaus & Company, Incorporated|1432
OEUR|O'SHARES FTSE EUROPE|SWIM|TD Ameritrade, Inc.|46
OEUR|O'SHARES FTSE EUROPE|SWST|Hilltop Securities Inc.|79
OEUR|O'SHARES FTSE EUROPE|UBSA|UBS SECURITIES LLC|12604
OEUR|O'SHARES FTSE EUROPE|UBSS|UBS Securities LLC|19283
OEUR|O'SHARES FTSE EUROPE|WCHV|WELLS FARGO SECURITIES, LLC|4916
OEUR|O'SHARES FTSE EUROPE|WSEA|WOLVERINE SECURITIES, LLC|2
OEUR|O'SHARES FTSE EUROPE|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
OEUR|O'SHARES FTSE EUROPE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1043
OEW|INVESCO S&P 100 E|CANT|Cantor Fitzgerald & Co.|2200
OEW|INVESCO S&P 100 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17
OEW|INVESCO S&P 100 E|FMAF|NBCN Inc./ CDS|130
OEW|INVESCO S&P 100 E|JSJX|JANE STREET CAPITAL LLC|200
OEW|INVESCO S&P 100 E|KCGM|VIRTU Americas LLC|10
OEW|INVESCO S&P 100 E|MSCO|MORGAN STANLEY & CO. LLC|600
OEW|INVESCO S&P 100 E|NFSC|National Financial Services LLC|106
OEW|INVESCO S&P 100 E|NITE|VIRTU Americas LLC|7
OEW|INVESCO S&P 100 E|RBCM|RBC CAPITAL MARKETS, LLC|1
OEW|INVESCO S&P 100 E|UBSS|UBS Securities LLC|200
OFC|CORP OFFICE PPTY TR|ALTX|Alternet Securities Inc.|6900
OFC|CORP OFFICE PPTY TR|APCC|Apex Clearing Corporation|35
OFC|CORP OFFICE PPTY TR|BARD|Robert W. Baird & Co. Incorporated|28
OFC|CORP OFFICE PPTY TR|BATM|CBOE TRADING, INC.|1592
OFC|CORP OFFICE PPTY TR|BAYC|BAY CREST PARTNERS, LLC|36
OFC|CORP OFFICE PPTY TR|BBNT|BB&T SECURITIES, LLC|50
OFC|CORP OFFICE PPTY TR|BERN|Sanford C. Bernstein & Co., LLC|6714
OFC|CORP OFFICE PPTY TR|BIDS|BIDS TRADING L.P.|10100
OFC|CORP OFFICE PPTY TR|BKCM|BNY Mellon Capital Markets LLC|29127
OFC|CORP OFFICE PPTY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3996
OFC|CORP OFFICE PPTY TR|BLKX|INSTINET, LLC|39630
OFC|CORP OFFICE PPTY TR|BNPX|BNP PARIBAS SECURITIES CORP.|19266
OFC|CORP OFFICE PPTY TR|BRVL|BLAYLOCK VAN, LLC|7530
OFC|CORP OFFICE PPTY TR|BTIG|BTIG, LLC|7652
OFC|CORP OFFICE PPTY TR|BYXM|CBOE TRADING, INC.|1223
OFC|CORP OFFICE PPTY TR|BZYD|GOLDMAN SACHS & CO. LLC|2600
OFC|CORP OFFICE PPTY TR|CANT|Cantor Fitzgerald & Co.|95929
OFC|CORP OFFICE PPTY TR|CBLC|CITIGROUP GLOBAL MARKETS INC.|117482
OFC|CORP OFFICE PPTY TR|CHAS|Charles Schwab & Co., Inc.|217
OFC|CORP OFFICE PPTY TR|CIST|Capital Institutional Services, Inc.|7244
OFC|CORP OFFICE PPTY TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91452
OFC|CORP OFFICE PPTY TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|448
OFC|CORP OFFICE PPTY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3880
OFC|CORP OFFICE PPTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|347478
OFC|CORP OFFICE PPTY TR|CTDL|Citadel Derivatives Group Llc|3701
OFC|CORP OFFICE PPTY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|88694
OFC|CORP OFFICE PPTY TR|DADA|D.A. Davidson & Co.|1379
OFC|CORP OFFICE PPTY TR|DAVA|Davenport & Company LLC|32
OFC|CORP OFFICE PPTY TR|DBAB|Deutsche Bank Securities Inc.|415953
OFC|CORP OFFICE PPTY TR|DBAX|Deutsche Bank Securities Inc.|244200
OFC|CORP OFFICE PPTY TR|DBUL|Deutsche Bank Securities Inc.|1500
OFC|CORP OFFICE PPTY TR|DEAN|MORGAN STANLEY|545
OFC|CORP OFFICE PPTY TR|DEGS|RONIN PROFESSIONAL LLC|480
OFC|CORP OFFICE PPTY TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
OFC|CORP OFFICE PPTY TR|EBXL|EBX LLC|99400
OFC|CORP OFFICE PPTY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2460
OFC|CORP OFFICE PPTY TR|EGAM|CBOE TRADING, INC.|12388
OFC|CORP OFFICE PPTY TR|EGXM|CBOE TRADING, INC.|1481
OFC|CORP OFFICE PPTY TR|ETBE|Electronic Transaction Clearing, Inc.|4531
OFC|CORP OFFICE PPTY TR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
OFC|CORP OFFICE PPTY TR|ETCC|Electronic Transaction Clearing, Inc.|270
OFC|CORP OFFICE PPTY TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2200
OFC|CORP OFFICE PPTY TR|ETRS|E*Trade Securities LLC|2278
OFC|CORP OFFICE PPTY TR|FILL|Tradestation Securities, Inc.|50
OFC|CORP OFFICE PPTY TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13231
OFC|CORP OFFICE PPTY TR|FQLS|Quantlab Securities LP|155003
OFC|CORP OFFICE PPTY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|116389
OFC|CORP OFFICE PPTY TR|FTBR|Foliofn Investments, Inc.|1165
OFC|CORP OFFICE PPTY TR|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
OFC|CORP OFFICE PPTY TR|GLPX|ACS EXECUTION SERVICES, LLC|5446
OFC|CORP OFFICE PPTY TR|GNAV|GREEN STREET TRADING, LLC|13892
OFC|CORP OFFICE PPTY TR|GSCO|GOLDMAN SACHS & CO. LLC|948366
OFC|CORP OFFICE PPTY TR|GSCS|GOLDMAN SACHS & CO. LLC|8343
OFC|CORP OFFICE PPTY TR|GSLT|GOLDMAN SACHS & CO. LLC|6952
OFC|CORP OFFICE PPTY TR|GTSZ|GTS SECURITIES LLC|59916
OFC|CORP OFFICE PPTY TR|HRBF|American Enterprise Investment Services Inc.|404
OFC|CORP OFFICE PPTY TR|HSBC|HSBC Securities, Inc.|4166
OFC|CORP OFFICE PPTY TR|IATS|INTERACTIVE BROKERS LLC|538
OFC|CORP OFFICE PPTY TR|IBKR|Interactive Brokers Llc|8785
OFC|CORP OFFICE PPTY TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1419
OFC|CORP OFFICE PPTY TR|ICBX|INSTINET, LLC|40500
OFC|CORP OFFICE PPTY TR|IEQY|CITADEL SECURITIES LLC|57859
OFC|CORP OFFICE PPTY TR|INCA|INSTINET, LLC|133251
OFC|CORP OFFICE PPTY TR|INJX|INSTINET, LLC|111
OFC|CORP OFFICE PPTY TR|ITGI|ITG Inc.|61941
OFC|CORP OFFICE PPTY TR|ITGP|ITG INC.|260000
OFC|CORP OFFICE PPTY TR|JEFF|JEFFERIES LLC|115092
OFC|CORP OFFICE PPTY TR|JMPT|JUMP TRADING, LLC|61170
OFC|CORP OFFICE PPTY TR|JONE|JonesTrading|11800
OFC|CORP OFFICE PPTY TR|JPBX|J.P. MORGAN SECURITIES LLC|49074
OFC|CORP OFFICE PPTY TR|JPMX|J.P. Morgan Securities LLC|319991
OFC|CORP OFFICE PPTY TR|JSJX|JANE STREET CAPITAL LLC|7389
OFC|CORP OFFICE PPTY TR|KCGM|VIRTU Americas LLC|28150
OFC|CORP OFFICE PPTY TR|LEHM|Barclays Capital Inc./Le|599190
OFC|CORP OFFICE PPTY TR|LIME|Lime Brokerage LLC|11592
OFC|CORP OFFICE PPTY TR|LOOP|Loop Capital Markets LLC|4060
OFC|CORP OFFICE PPTY TR|LQNA|LIQUIDNET, INC.|201000
OFC|CORP OFFICE PPTY TR|LQNB|LIQUIDNET, INC.|9800
OFC|CORP OFFICE PPTY TR|MACQ|Macquarie Capital (USA) Inc.|300
OFC|CORP OFFICE PPTY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|201519
OFC|CORP OFFICE PPTY TR|MOTF|MOTIF INVESTING, INC.|1
OFC|CORP OFFICE PPTY TR|MSCO|MORGAN STANLEY & CO. LLC|693788
OFC|CORP OFFICE PPTY TR|MSPL|MORGAN STANLEY & CO. LLC|412800
OFC|CORP OFFICE PPTY TR|MSTX|MORGAN STANLEY & CO. LLC|136100
OFC|CORP OFFICE PPTY TR|MULL|MARK J. MULLER EQUITIES, INC.|4200
OFC|CORP OFFICE PPTY TR|NFSC|National Financial Services LLC|1111482
OFC|CORP OFFICE PPTY TR|NITE|VIRTU Americas LLC|151059
OFC|CORP OFFICE PPTY TR|NITP|VIRTU Americas LLC|976
OFC|CORP OFFICE PPTY TR|NQRB|Brut, LLC|7772
OFC|CORP OFFICE PPTY TR|OPCO|Oppenheimer & Co. Inc.|2868
OFC|CORP OFFICE PPTY TR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|12613
OFC|CORP OFFICE PPTY TR|PDQM|CODA MARKETS, INC.|22511
OFC|CORP OFFICE PPTY TR|RBCM|RBC CAPITAL MARKETS, LLC|3460
OFC|CORP OFFICE PPTY TR|SAGL|SAGETRADER, LLC|2990
OFC|CORP OFFICE PPTY TR|SBSH|Citigroup Global Markets Inc.|93268
OFC|CORP OFFICE PPTY TR|SEIC|SEI Investments Distribution Co.|300
OFC|CORP OFFICE PPTY TR|SGMT|GOLDMAN SACHS & CO. LLC|113687
OFC|CORP OFFICE PPTY TR|SPDR|SPEEDROUTE LLC|5900
OFC|CORP OFFICE PPTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|3120
OFC|CORP OFFICE PPTY TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4352
OFC|CORP OFFICE PPTY TR|SWIM|TD Ameritrade, Inc.|835
OFC|CORP OFFICE PPTY TR|SWST|Hilltop Securities Inc.|1683
OFC|CORP OFFICE PPTY TR|TKNG|ALLY INVEST SECURITIES LLC|45
OFC|CORP OFFICE PPTY TR|TRBT|Tradebot Systems, Inc.|94605
OFC|CORP OFFICE PPTY TR|TRCM|TRC MARKETS LLC|125401
OFC|CORP OFFICE PPTY TR|UBSA|UBS SECURITIES LLC|699772
OFC|CORP OFFICE PPTY TR|UBSS|UBS Securities LLC|748976
OFC|CORP OFFICE PPTY TR|VALX|VIRTU AMERICAS LLC|11697
OFC|CORP OFFICE PPTY TR|VGRD|Vanguard Marketing Corporation|11630
OFC|CORP OFFICE PPTY TR|WBPX|SUMMIT SECURITIES GROUP, LLC|6516
OFC|CORP OFFICE PPTY TR|WCHV|WELLS FARGO SECURITIES, LLC|35266
OFC|CORP OFFICE PPTY TR|WDNX|WEEDEN & CO.L.P.|1330
OFC|CORP OFFICE PPTY TR|WEDB|WEDBUSH SECURITIES INC.|2136
OFC|CORP OFFICE PPTY TR|WEED|Weeden & Co.L.P.|15183
OFC|CORP OFFICE PPTY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35944
OFC|CORP OFFICE PPTY TR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|149
OFC|CORP OFFICE PPTY TR|WSAG|WALL STREET ACCESS|100
OFC|CORP OFFICE PPTY TR|WSEA|WOLVERINE SECURITIES, LLC|156
OFC|CORP OFFICE PPTY TR|XIST|INSTINET, LLC|60000
OFC|CORP OFFICE PPTY TR|XPQR|Jump Trading|301
OFC|CORP OFFICE PPTY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|15704
OFC|CORP OFFICE PPTY TR|YKNA|COMHAR CAPITAL MARKETS, LLC|400
OFC|CORP OFFICE PPTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1944
OFED|OCONEE FED FIN CORP|ALTX|Alternet Securities Inc.|100
OFED|OCONEE FED FIN CORP|BATM|CBOE TRADING, INC.|429
OFED|OCONEE FED FIN CORP|BAYC|BAY CREST PARTNERS, LLC|129
OFED|OCONEE FED FIN CORP|BMOC|BMO Capital Markets Corp.|194
OFED|OCONEE FED FIN CORP|BNKS|Fig Partners, LLC|604
OFED|OCONEE FED FIN CORP|BNPX|BNP PARIBAS SECURITIES CORP.|124
OFED|OCONEE FED FIN CORP|BTIG|BTIG, LLC|7
OFED|OCONEE FED FIN CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|534
OFED|OCONEE FED FIN CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2358
OFED|OCONEE FED FIN CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2523
OFED|OCONEE FED FIN CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49
OFED|OCONEE FED FIN CORP|CTDL|Citadel Derivatives Group Llc|25
OFED|OCONEE FED FIN CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10
OFED|OCONEE FED FIN CORP|DBAB|Deutsche Bank Securities Inc.|4129
OFED|OCONEE FED FIN CORP|DBAX|Deutsche Bank Securities Inc.|400
OFED|OCONEE FED FIN CORP|DEGS|RONIN PROFESSIONAL LLC|20
OFED|OCONEE FED FIN CORP|EBXL|EBX LLC|300
OFED|OCONEE FED FIN CORP|EGAM|CBOE TRADING, INC.|329
OFED|OCONEE FED FIN CORP|FBCO|Credit Suisse Securities (USA) LLC|1914
OFED|OCONEE FED FIN CORP|FINX|FINTECH SECURITIES|100
OFED|OCONEE FED FIN CORP|FOMA|TD AMERITRADE CLEARING, INC.|14268
OFED|OCONEE FED FIN CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|879
OFED|OCONEE FED FIN CORP|FTBR|Foliofn Investments, Inc.|1
OFED|OCONEE FED FIN CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|300
OFED|OCONEE FED FIN CORP|GLPX|ACS EXECUTION SERVICES, LLC|100
OFED|OCONEE FED FIN CORP|GSCO|GOLDMAN SACHS & CO. LLC|15081
OFED|OCONEE FED FIN CORP|GTSZ|GTS SECURITIES LLC|387
OFED|OCONEE FED FIN CORP|IATS|INTERACTIVE BROKERS LLC|996
OFED|OCONEE FED FIN CORP|IBKR|Interactive Brokers Llc|7255
OFED|OCONEE FED FIN CORP|ICBX|INSTINET, LLC|100
OFED|OCONEE FED FIN CORP|INCA|INSTINET, LLC|4742
OFED|OCONEE FED FIN CORP|ITGI|ITG Inc.|106
OFED|OCONEE FED FIN CORP|JPMX|J.P. Morgan Securities LLC|277
OFED|OCONEE FED FIN CORP|LEHM|Barclays Capital Inc./Le|3289
OFED|OCONEE FED FIN CORP|LIME|Lime Brokerage LLC|1794
OFED|OCONEE FED FIN CORP|MAXM|Maxim Group LLC|75
OFED|OCONEE FED FIN CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
OFED|OCONEE FED FIN CORP|MSCO|MORGAN STANLEY & CO. LLC|7075
OFED|OCONEE FED FIN CORP|NFSC|National Financial Services LLC|68
OFED|OCONEE FED FIN CORP|NITE|VIRTU Americas LLC|8444
OFED|OCONEE FED FIN CORP|PDQM|CODA MARKETS, INC.|104
OFED|OCONEE FED FIN CORP|SBSH|Citigroup Global Markets Inc.|2499
OFED|OCONEE FED FIN CORP|SGMT|GOLDMAN SACHS & CO. LLC|2
OFED|OCONEE FED FIN CORP|SPDR|SPEEDROUTE LLC|1690
OFED|OCONEE FED FIN CORP|SPTD|MINT GLOBAL MARKETS, INC.|457
OFED|OCONEE FED FIN CORP|SWIM|TD Ameritrade, Inc.|8597
OFED|OCONEE FED FIN CORP|TRCM|TRC MARKETS LLC|196
OFED|OCONEE FED FIN CORP|UBSA|UBS SECURITIES LLC|1675
OFED|OCONEE FED FIN CORP|UBSS|UBS Securities LLC|8699
OFED|OCONEE FED FIN CORP|VALX|VIRTU AMERICAS LLC|34
OFED|OCONEE FED FIN CORP|WCHV|WELLS FARGO SECURITIES, LLC|172
OFG|OFG BANCORP|ANOS|ABEL/NOSER, L.L.C.|100
OFG|OFG BANCORP|APCC|Apex Clearing Corporation|6
OFG|OFG BANCORP|BATM|CBOE TRADING, INC.|100
OFG|OFG BANCORP|BAYT|BTIG, LLC|600
OFG|OFG BANCORP|BERN|Sanford C. Bernstein & Co., LLC|8160
OFG|OFG BANCORP|BIDS|BIDS TRADING L.P.|200
OFG|OFG BANCORP|BLKX|INSTINET, LLC|115400
OFG|OFG BANCORP|BRVL|BLAYLOCK VAN, LLC|900
OFG|OFG BANCORP|BTIG|BTIG, LLC|80412
OFG|OFG BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|800
OFG|OFG BANCORP|CANT|Cantor Fitzgerald & Co.|100
OFG|OFG BANCORP|CHAS|Charles Schwab & Co., Inc.|2800
OFG|OFG BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2335
OFG|OFG BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|603
OFG|OFG BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37405
OFG|OFG BANCORP|CTDL|Citadel Derivatives Group Llc|12085
OFG|OFG BANCORP|CTLR|CUTLER GROUP, LP|2256
OFG|OFG BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11202
OFG|OFG BANCORP|DBAB|Deutsche Bank Securities Inc.|16881
OFG|OFG BANCORP|DBAX|Deutsche Bank Securities Inc.|23900
OFG|OFG BANCORP|DEAN|MORGAN STANLEY|246
OFG|OFG BANCORP|DEGS|RONIN PROFESSIONAL LLC|1099
OFG|OFG BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8902
OFG|OFG BANCORP|EBXL|EBX LLC|35700
OFG|OFG BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
OFG|OFG BANCORP|EGAM|CBOE TRADING, INC.|2873
OFG|OFG BANCORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
OFG|OFG BANCORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
OFG|OFG BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5755
OFG|OFG BANCORP|ETRS|E*Trade Securities LLC|19182
OFG|OFG BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
OFG|OFG BANCORP|FQLS|Quantlab Securities LP|27088
OFG|OFG BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22456
OFG|OFG BANCORP|FTBR|Foliofn Investments, Inc.|34720
OFG|OFG BANCORP|GLIS|TD Securities Inc|2000
OFG|OFG BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|48788
OFG|OFG BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|4847
OFG|OFG BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|677
OFG|OFG BANCORP|GTSZ|GTS SECURITIES LLC|16556
OFG|OFG BANCORP|IBKR|Interactive Brokers Llc|3737
OFG|OFG BANCORP|ICBX|INSTINET, LLC|24258
OFG|OFG BANCORP|IEQY|CITADEL SECURITIES LLC|6051
OFG|OFG BANCORP|INCA|INSTINET, LLC|38673
OFG|OFG BANCORP|INJX|INSTINET, LLC|1400
OFG|OFG BANCORP|ITGI|ITG Inc.|92719
OFG|OFG BANCORP|ITGP|ITG INC.|20200
OFG|OFG BANCORP|JANY|Janney Montgomery Scott Inc.|127
OFG|OFG BANCORP|JEFF|JEFFERIES LLC|29921
OFG|OFG BANCORP|JMPT|JUMP TRADING, LLC|489
OFG|OFG BANCORP|JONE|JonesTrading|300
OFG|OFG BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|900
OFG|OFG BANCORP|JPMX|J.P. Morgan Securities LLC|136367
OFG|OFG BANCORP|KCGM|VIRTU Americas LLC|24057
OFG|OFG BANCORP|LEHM|Barclays Capital Inc./Le|102898
OFG|OFG BANCORP|LIME|Lime Brokerage LLC|8936
OFG|OFG BANCORP|LSCI|Lek Securities Corporation|238
OFG|OFG BANCORP|MACC|Mid Atlantic Capital Corporation|14766
OFG|OFG BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51862
OFG|OFG BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4287
OFG|OFG BANCORP|MSCO|MORGAN STANLEY & CO. LLC|92229
OFG|OFG BANCORP|MSPL|MORGAN STANLEY & CO. LLC|8300
OFG|OFG BANCORP|MSTX|MORGAN STANLEY & CO. LLC|14500
OFG|OFG BANCORP|MTON|MILLINGTON SECURITIES, INC.|33149
OFG|OFG BANCORP|MUFG|MUFG SECURITIES AMERICAS INC.|639600
OFG|OFG BANCORP|NBCS|NBC Securities, INC.|5400
OFG|OFG BANCORP|NFSC|National Financial Services LLC|46343
OFG|OFG BANCORP|NITE|VIRTU Americas LLC|119320
OFG|OFG BANCORP|NQRB|Brut, LLC|900
OFG|OFG BANCORP|NTRC|Northern Trust Securities, Inc.|53
OFG|OFG BANCORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
OFG|OFG BANCORP|PDQM|CODA MARKETS, INC.|3718
OFG|OFG BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|1813
OFG|OFG BANCORP|SAGW|SAGETRADER, LLC|1300
OFG|OFG BANCORP|SBSH|Citigroup Global Markets Inc.|23080
OFG|OFG BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|25037
OFG|OFG BANCORP|SPDR|SPEEDROUTE LLC|1400
OFG|OFG BANCORP|SWIM|TD Ameritrade, Inc.|3593
OFG|OFG BANCORP|TKNG|ALLY INVEST SECURITIES LLC|250
OFG|OFG BANCORP|TRBT|Tradebot Systems, Inc.|200
OFG|OFG BANCORP|TRCM|TRC MARKETS LLC|22051
OFG|OFG BANCORP|UBSA|UBS SECURITIES LLC|199037
OFG|OFG BANCORP|UBSS|UBS Securities LLC|119210
OFG|OFG BANCORP|VALX|VIRTU AMERICAS LLC|11522
OFG|OFG BANCORP|VGRD|Vanguard Marketing Corporation|1102
OFG|OFG BANCORP|WABR|Wall Street Access|33349
OFG|OFG BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|1715
OFG|OFG BANCORP|WEED|Weeden & Co.L.P.|16800
OFG|OFG BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15332
OFG|OFG BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|261
OFG|OFG BANCORP|WGIF|CIBC World Markets Inc.|1
OFG|OFG BANCORP|WSEA|WOLVERINE SECURITIES, LLC|92
OFG|OFG BANCORP|XIST|INSTINET, LLC|47600
OFG|OFG BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|10500
OFG|OFG BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|151
OFG$A|OFG BANCORP PFD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
OFG$A|OFG BANCORP PFD A|DBAX|Deutsche Bank Securities Inc.|500
OFG$A|OFG BANCORP PFD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|28
OFG$A|OFG BANCORP PFD A|ETRS|E*Trade Securities LLC|5726
OFG$A|OFG BANCORP PFD A|FTBR|Foliofn Investments, Inc.|85
OFG$A|OFG BANCORP PFD A|IBKR|Interactive Brokers Llc|300
OFG$A|OFG BANCORP PFD A|INCA|INSTINET, LLC|21
OFG$A|OFG BANCORP PFD A|LEHM|Barclays Capital Inc./Le|200
OFG$A|OFG BANCORP PFD A|LIME|Lime Brokerage LLC|100
OFG$A|OFG BANCORP PFD A|NITE|VIRTU Americas LLC|9656
OFG$A|OFG BANCORP PFD A|SPDR|SPEEDROUTE LLC|100
OFG$A|OFG BANCORP PFD A|UBSA|UBS SECURITIES LLC|821
OFG$A|OFG BANCORP PFD A|UBSS|UBS Securities LLC|3312
OFG$A|OFG BANCORP PFD A|WCHV|WELLS FARGO SECURITIES, LLC|360
OFG$B|OFG BANCORP PFD B|APCC|Apex Clearing Corporation|2
OFG$B|OFG BANCORP PFD B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
OFG$B|OFG BANCORP PFD B|DBAX|Deutsche Bank Securities Inc.|500
OFG$B|OFG BANCORP PFD B|EGAM|CBOE TRADING, INC.|500
OFG$B|OFG BANCORP PFD B|ETRS|E*Trade Securities LLC|5857
OFG$B|OFG BANCORP PFD B|IBKR|Interactive Brokers Llc|200
OFG$B|OFG BANCORP PFD B|INCA|INSTINET, LLC|300
OFG$B|OFG BANCORP PFD B|LEHM|Barclays Capital Inc./Le|200
OFG$B|OFG BANCORP PFD B|LIME|Lime Brokerage LLC|100
OFG$B|OFG BANCORP PFD B|NFSC|National Financial Services LLC|2798
OFG$B|OFG BANCORP PFD B|NITE|VIRTU Americas LLC|12903
OFG$B|OFG BANCORP PFD B|SBSH|Citigroup Global Markets Inc.|301
OFG$B|OFG BANCORP PFD B|SWIM|TD Ameritrade, Inc.|7873
OFG$B|OFG BANCORP PFD B|UBSA|UBS SECURITIES LLC|3100
OFG$B|OFG BANCORP PFD B|UBSS|UBS Securities LLC|1200
OFG$B|OFG BANCORP PFD B|VGRD|Vanguard Marketing Corporation|10
OFG$B|OFG BANCORP PFD B|WCHV|WELLS FARGO SECURITIES, LLC|2950
OFG$D|OFG BANCORP PFD D|BATM|CBOE TRADING, INC.|200
OFG$D|OFG BANCORP PFD D|DBAX|Deutsche Bank Securities Inc.|500
OFG$D|OFG BANCORP PFD D|DEAN|MORGAN STANLEY|1800
OFG$D|OFG BANCORP PFD D|ECUT|CONVERGEX EXECUTION SOLUTIONS|28
OFG$D|OFG BANCORP PFD D|ETRS|E*Trade Securities LLC|14693
OFG$D|OFG BANCORP PFD D|IATS|INTERACTIVE BROKERS LLC|100
OFG$D|OFG BANCORP PFD D|IBKR|Interactive Brokers Llc|200
OFG$D|OFG BANCORP PFD D|LEHM|Barclays Capital Inc./Le|400
OFG$D|OFG BANCORP PFD D|LIME|Lime Brokerage LLC|300
OFG$D|OFG BANCORP PFD D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
OFG$D|OFG BANCORP PFD D|NFSC|National Financial Services LLC|3754
OFG$D|OFG BANCORP PFD D|NITE|VIRTU Americas LLC|21096
OFG$D|OFG BANCORP PFD D|SBSH|Citigroup Global Markets Inc.|411
OFG$D|OFG BANCORP PFD D|STFL|Stifel, Nicolaus & Company, Incorporated|100
OFG$D|OFG BANCORP PFD D|UBSA|UBS SECURITIES LLC|2900
OFG$D|OFG BANCORP PFD D|UBSS|UBS Securities LLC|2178
OFG$D|OFG BANCORP PFD D|WCHV|WELLS FARGO SECURITIES, LLC|1978
OFG$D|OFG BANCORP PFD D|WEDB|WEDBUSH SECURITIES INC.|1945
OFIX|ORTHOFIX INTL NV|ADAM|CANACCORD GENUITY INC.|21289
OFIX|ORTHOFIX INTL NV|ALTX|Alternet Securities Inc.|3124
OFIX|ORTHOFIX INTL NV|APCC|Apex Clearing Corporation|37
OFIX|ORTHOFIX INTL NV|BATM|CBOE TRADING, INC.|1173
OFIX|ORTHOFIX INTL NV|BAYC|BAY CREST PARTNERS, LLC|211
OFIX|ORTHOFIX INTL NV|BAYT|BTIG, LLC|6363
OFIX|ORTHOFIX INTL NV|BERN|Sanford C. Bernstein & Co., LLC|4484
OFIX|ORTHOFIX INTL NV|BIMI|Banca IMI Securities Corp.|171
OFIX|ORTHOFIX INTL NV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1424
OFIX|ORTHOFIX INTL NV|BLKX|INSTINET, LLC|42832
OFIX|ORTHOFIX INTL NV|BMOC|BMO Capital Markets Corp.|2785
OFIX|ORTHOFIX INTL NV|BNPX|BNP PARIBAS SECURITIES CORP.|4059
OFIX|ORTHOFIX INTL NV|BRVL|BLAYLOCK VAN, LLC|100
OFIX|ORTHOFIX INTL NV|BTIG|BTIG, LLC|289213
OFIX|ORTHOFIX INTL NV|BZYD|GOLDMAN SACHS & CO. LLC|1683
OFIX|ORTHOFIX INTL NV|CANT|Cantor Fitzgerald & Co.|189
OFIX|ORTHOFIX INTL NV|CHAS|Charles Schwab & Co., Inc.|69
OFIX|ORTHOFIX INTL NV|CIST|Capital Institutional Services, Inc.|19
OFIX|ORTHOFIX INTL NV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27491
OFIX|ORTHOFIX INTL NV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10729
OFIX|ORTHOFIX INTL NV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|501
OFIX|ORTHOFIX INTL NV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33619
OFIX|ORTHOFIX INTL NV|CTDL|Citadel Derivatives Group Llc|4020
OFIX|ORTHOFIX INTL NV|CXCX|CITIGROUP GLOBAL MARKETS INC.|3590
OFIX|ORTHOFIX INTL NV|DBAB|Deutsche Bank Securities Inc.|99994
OFIX|ORTHOFIX INTL NV|DBAX|Deutsche Bank Securities Inc.|29500
OFIX|ORTHOFIX INTL NV|DBUL|Deutsche Bank Securities Inc.|168
OFIX|ORTHOFIX INTL NV|DEAN|MORGAN STANLEY|507
OFIX|ORTHOFIX INTL NV|DEGS|RONIN PROFESSIONAL LLC|958
OFIX|ORTHOFIX INTL NV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
OFIX|ORTHOFIX INTL NV|EBXL|EBX LLC|28700
OFIX|ORTHOFIX INTL NV|ECUT|CONVERGEX EXECUTION SOLUTIONS|613
OFIX|ORTHOFIX INTL NV|EGAM|CBOE TRADING, INC.|2066
OFIX|ORTHOFIX INTL NV|EGAW|CBOE TRADING, INC.|200
OFIX|ORTHOFIX INTL NV|EGMT|EG MARKET TECHNOLOGIES LLC|130
OFIX|ORTHOFIX INTL NV|EGXM|CBOE TRADING, INC.|1209
OFIX|ORTHOFIX INTL NV|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|535
OFIX|ORTHOFIX INTL NV|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1490
OFIX|ORTHOFIX INTL NV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19809
OFIX|ORTHOFIX INTL NV|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|107
OFIX|ORTHOFIX INTL NV|ETRS|E*Trade Securities LLC|23509
OFIX|ORTHOFIX INTL NV|FBCO|Credit Suisse Securities (USA) LLC|263427
OFIX|ORTHOFIX INTL NV|FILL|Tradestation Securities, Inc.|117
OFIX|ORTHOFIX INTL NV|FMAF|NBCN Inc./ CDS|17
OFIX|ORTHOFIX INTL NV|FOMA|TD AMERITRADE CLEARING, INC.|68017
OFIX|ORTHOFIX INTL NV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|539
OFIX|ORTHOFIX INTL NV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57426
OFIX|ORTHOFIX INTL NV|FTBR|Foliofn Investments, Inc.|2509
OFIX|ORTHOFIX INTL NV|GEBB|GLOBAL EXECUTION BROKERS, LP|5188
OFIX|ORTHOFIX INTL NV|GLPX|ACS EXECUTION SERVICES, LLC|6172
OFIX|ORTHOFIX INTL NV|GSCO|GOLDMAN SACHS & CO. LLC|368732
OFIX|ORTHOFIX INTL NV|GSCS|GOLDMAN SACHS & CO. LLC|39963
OFIX|ORTHOFIX INTL NV|GSLT|GOLDMAN SACHS & CO. LLC|1774
OFIX|ORTHOFIX INTL NV|GTSZ|GTS SECURITIES LLC|27745
OFIX|ORTHOFIX INTL NV|HRBF|American Enterprise Investment Services Inc.|42
OFIX|ORTHOFIX INTL NV|HSBC|HSBC Securities, Inc.|14100
OFIX|ORTHOFIX INTL NV|IATS|INTERACTIVE BROKERS LLC|2089
OFIX|ORTHOFIX INTL NV|IBKR|Interactive Brokers Llc|12845
OFIX|ORTHOFIX INTL NV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|197
OFIX|ORTHOFIX INTL NV|ICBX|INSTINET, LLC|5613
OFIX|ORTHOFIX INTL NV|IEQY|CITADEL SECURITIES LLC|21309
OFIX|ORTHOFIX INTL NV|INCA|INSTINET, LLC|95729
OFIX|ORTHOFIX INTL NV|INJX|INSTINET, LLC|19105
OFIX|ORTHOFIX INTL NV|ITGI|ITG Inc.|48814
OFIX|ORTHOFIX INTL NV|ITGP|ITG INC.|134000
OFIX|ORTHOFIX INTL NV|JEFF|JEFFERIES LLC|43451
OFIX|ORTHOFIX INTL NV|JMPT|JUMP TRADING, LLC|14280
OFIX|ORTHOFIX INTL NV|JPBX|J.P. MORGAN SECURITIES LLC|14868
OFIX|ORTHOFIX INTL NV|JPMX|J.P. Morgan Securities LLC|67075
OFIX|ORTHOFIX INTL NV|JSJX|JANE STREET CAPITAL LLC|4739
OFIX|ORTHOFIX INTL NV|KCGM|VIRTU Americas LLC|7380
OFIX|ORTHOFIX INTL NV|LEHM|Barclays Capital Inc./Le|186123
OFIX|ORTHOFIX INTL NV|LIME|Lime Brokerage LLC|86159
OFIX|ORTHOFIX INTL NV|LQNA|LIQUIDNET, INC.|18800
OFIX|ORTHOFIX INTL NV|LSCI|Lek Securities Corporation|1
OFIX|ORTHOFIX INTL NV|MAXM|Maxim Group LLC|1774
OFIX|ORTHOFIX INTL NV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14200
OFIX|ORTHOFIX INTL NV|MOTF|MOTIF INVESTING, INC.|6
OFIX|ORTHOFIX INTL NV|MSCO|MORGAN STANLEY & CO. LLC|424421
OFIX|ORTHOFIX INTL NV|MSPL|MORGAN STANLEY & CO. LLC|49500
OFIX|ORTHOFIX INTL NV|MSTX|MORGAN STANLEY & CO. LLC|11200
OFIX|ORTHOFIX INTL NV|NFSC|National Financial Services LLC|12071
OFIX|ORTHOFIX INTL NV|NITE|VIRTU Americas LLC|69176
OFIX|ORTHOFIX INTL NV|NITP|VIRTU Americas LLC|1507
OFIX|ORTHOFIX INTL NV|NQRB|Brut, LLC|3752
OFIX|ORTHOFIX INTL NV|NTRC|Northern Trust Securities, Inc.|726
OFIX|ORTHOFIX INTL NV|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|843
OFIX|ORTHOFIX INTL NV|PDQM|CODA MARKETS, INC.|9806
OFIX|ORTHOFIX INTL NV|PWJC|UBS Financial Services, Inc.|200
OFIX|ORTHOFIX INTL NV|RAJA|Raymond James & Associates, Inc.|25
OFIX|ORTHOFIX INTL NV|RBCM|RBC CAPITAL MARKETS, LLC|143
OFIX|ORTHOFIX INTL NV|SAGL|SAGETRADER, LLC|3813
OFIX|ORTHOFIX INTL NV|SBSH|Citigroup Global Markets Inc.|80664
OFIX|ORTHOFIX INTL NV|SGMT|GOLDMAN SACHS & CO. LLC|21323
OFIX|ORTHOFIX INTL NV|SPDR|SPEEDROUTE LLC|6400
OFIX|ORTHOFIX INTL NV|SPHN|Stephens Inc.|5000
OFIX|ORTHOFIX INTL NV|SPTD|MINT GLOBAL MARKETS, INC.|20559
OFIX|ORTHOFIX INTL NV|TRBT|Tradebot Systems, Inc.|33370
OFIX|ORTHOFIX INTL NV|TRCM|TRC MARKETS LLC|37831
OFIX|ORTHOFIX INTL NV|UBSA|UBS SECURITIES LLC|99564
OFIX|ORTHOFIX INTL NV|UBSS|UBS Securities LLC|330382
OFIX|ORTHOFIX INTL NV|VALX|VIRTU AMERICAS LLC|4725
OFIX|ORTHOFIX INTL NV|VGRD|Vanguard Marketing Corporation|585
OFIX|ORTHOFIX INTL NV|WCHV|WELLS FARGO SECURITIES, LLC|4866
OFIX|ORTHOFIX INTL NV|WEED|Weeden & Co.L.P.|1605
OFIX|ORTHOFIX INTL NV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|138
OFIX|ORTHOFIX INTL NV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23
OFIX|ORTHOFIX INTL NV|WSEA|WOLVERINE SECURITIES, LLC|2
OFIX|ORTHOFIX INTL NV|XIST|INSTINET, LLC|25810
OFIX|ORTHOFIX INTL NV|XPQR|Jump Trading|400
OFIX|ORTHOFIX INTL NV|XSTM|NATIONAL FINANCIAL SERVICES LLC|3132
OFIX|ORTHOFIX INTL NV|YKNA|COMHAR CAPITAL MARKETS, LLC|1583
OFLX|OMEGA FLEX, INC.|ALTX|Alternet Securities Inc.|400
OFLX|OMEGA FLEX, INC.|APCC|Apex Clearing Corporation|121
OFLX|OMEGA FLEX, INC.|BARD|Robert W. Baird & Co. Incorporated|710
OFLX|OMEGA FLEX, INC.|BATM|CBOE TRADING, INC.|388
OFLX|OMEGA FLEX, INC.|BERN|Sanford C. Bernstein & Co., LLC|4033
OFLX|OMEGA FLEX, INC.|BMOC|BMO Capital Markets Corp.|465
OFLX|OMEGA FLEX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|173
OFLX|OMEGA FLEX, INC.|BTIG|BTIG, LLC|98
OFLX|OMEGA FLEX, INC.|BYXM|CBOE TRADING, INC.|4
OFLX|OMEGA FLEX, INC.|BZYD|GOLDMAN SACHS & CO. LLC|697
OFLX|OMEGA FLEX, INC.|CIST|Capital Institutional Services, Inc.|639
OFLX|OMEGA FLEX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26
OFLX|OMEGA FLEX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22408
OFLX|OMEGA FLEX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22683
OFLX|OMEGA FLEX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3615
OFLX|OMEGA FLEX, INC.|CTDL|Citadel Derivatives Group Llc|23
OFLX|OMEGA FLEX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|164
OFLX|OMEGA FLEX, INC.|DBAB|Deutsche Bank Securities Inc.|12418
OFLX|OMEGA FLEX, INC.|DBAX|Deutsche Bank Securities Inc.|3400
OFLX|OMEGA FLEX, INC.|DEGS|RONIN PROFESSIONAL LLC|208
OFLX|OMEGA FLEX, INC.|EBXL|EBX LLC|1000
OFLX|OMEGA FLEX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|313
OFLX|OMEGA FLEX, INC.|EGAM|CBOE TRADING, INC.|104
OFLX|OMEGA FLEX, INC.|EGXM|CBOE TRADING, INC.|1
OFLX|OMEGA FLEX, INC.|ETCC|Electronic Transaction Clearing, Inc.|1700
OFLX|OMEGA FLEX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1138
OFLX|OMEGA FLEX, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
OFLX|OMEGA FLEX, INC.|ETRS|E*Trade Securities LLC|2150
OFLX|OMEGA FLEX, INC.|FBCO|Credit Suisse Securities (USA) LLC|10175
OFLX|OMEGA FLEX, INC.|FILL|Tradestation Securities, Inc.|487
OFLX|OMEGA FLEX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|7062
OFLX|OMEGA FLEX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4539
OFLX|OMEGA FLEX, INC.|FTBR|Foliofn Investments, Inc.|81
OFLX|OMEGA FLEX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|302
OFLX|OMEGA FLEX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2909
OFLX|OMEGA FLEX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|28531
OFLX|OMEGA FLEX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|100
OFLX|OMEGA FLEX, INC.|GTSZ|GTS SECURITIES LLC|9693
OFLX|OMEGA FLEX, INC.|HRBF|American Enterprise Investment Services Inc.|4124
OFLX|OMEGA FLEX, INC.|IBKR|Interactive Brokers Llc|4427
OFLX|OMEGA FLEX, INC.|ICBX|INSTINET, LLC|200
OFLX|OMEGA FLEX, INC.|IEQY|CITADEL SECURITIES LLC|1454
OFLX|OMEGA FLEX, INC.|INCA|INSTINET, LLC|12924
OFLX|OMEGA FLEX, INC.|INJX|INSTINET, LLC|2246
OFLX|OMEGA FLEX, INC.|ITGI|ITG Inc.|4626
OFLX|OMEGA FLEX, INC.|ITGP|ITG INC.|3600
OFLX|OMEGA FLEX, INC.|JEFF|JEFFERIES LLC|1690
OFLX|OMEGA FLEX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|96
OFLX|OMEGA FLEX, INC.|JPMX|J.P. Morgan Securities LLC|8158
OFLX|OMEGA FLEX, INC.|KCGM|VIRTU Americas LLC|511
OFLX|OMEGA FLEX, INC.|LEHM|Barclays Capital Inc./Le|8682
OFLX|OMEGA FLEX, INC.|LIME|Lime Brokerage LLC|9032
OFLX|OMEGA FLEX, INC.|LMGP|LIME BROKERAGE LLC|4300
OFLX|OMEGA FLEX, INC.|MAXM|Maxim Group LLC|206
OFLX|OMEGA FLEX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10206
OFLX|OMEGA FLEX, INC.|MSCO|MORGAN STANLEY & CO. LLC|43605
OFLX|OMEGA FLEX, INC.|MSPL|MORGAN STANLEY & CO. LLC|5600
OFLX|OMEGA FLEX, INC.|NFSC|National Financial Services LLC|7528
OFLX|OMEGA FLEX, INC.|NITE|VIRTU Americas LLC|16446
OFLX|OMEGA FLEX, INC.|NQRB|Brut, LLC|100
OFLX|OMEGA FLEX, INC.|PDQM|CODA MARKETS, INC.|11313
OFLX|OMEGA FLEX, INC.|RAJA|Raymond James & Associates, Inc.|1501
OFLX|OMEGA FLEX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|700
OFLX|OMEGA FLEX, INC.|SAGW|SAGETRADER, LLC|65
OFLX|OMEGA FLEX, INC.|SBSH|Citigroup Global Markets Inc.|6740
OFLX|OMEGA FLEX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|776
OFLX|OMEGA FLEX, INC.|SPDR|SPEEDROUTE LLC|3322
OFLX|OMEGA FLEX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2615
OFLX|OMEGA FLEX, INC.|SWIM|TD Ameritrade, Inc.|196
OFLX|OMEGA FLEX, INC.|TMBR|Timber Hill LLC|1
OFLX|OMEGA FLEX, INC.|TRBT|Tradebot Systems, Inc.|973
OFLX|OMEGA FLEX, INC.|TRCM|TRC MARKETS LLC|8606
OFLX|OMEGA FLEX, INC.|UBSA|UBS SECURITIES LLC|19876
OFLX|OMEGA FLEX, INC.|UBSS|UBS Securities LLC|34085
OFLX|OMEGA FLEX, INC.|VALX|VIRTU AMERICAS LLC|1093
OFLX|OMEGA FLEX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|3643
OFLX|OMEGA FLEX, INC.|WEED|Weeden & Co.L.P.|400
OFLX|OMEGA FLEX, INC.|XIST|INSTINET, LLC|440
OFLX|OMEGA FLEX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
OFLX|OMEGA FLEX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|116
OFLX|OMEGA FLEX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|769
OFS|OFS CAPITAL CORPORAT|APCC|Apex Clearing Corporation|241
OFS|OFS CAPITAL CORPORAT|BANK|Primevest Financial Services, Inc.|186
OFS|OFS CAPITAL CORPORAT|BARD|Robert W. Baird & Co. Incorporated|881
OFS|OFS CAPITAL CORPORAT|BATM|CBOE TRADING, INC.|21
OFS|OFS CAPITAL CORPORAT|BERN|Sanford C. Bernstein & Co., LLC|799
OFS|OFS CAPITAL CORPORAT|BRGE|Newbridge Securities Corp.|1400
OFS|OFS CAPITAL CORPORAT|BTIG|BTIG, LLC|1307
OFS|OFS CAPITAL CORPORAT|BZYD|GOLDMAN SACHS & CO. LLC|1131
OFS|OFS CAPITAL CORPORAT|CHAS|Charles Schwab & Co., Inc.|402
OFS|OFS CAPITAL CORPORAT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12242
OFS|OFS CAPITAL CORPORAT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
OFS|OFS CAPITAL CORPORAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17814
OFS|OFS CAPITAL CORPORAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|62
OFS|OFS CAPITAL CORPORAT|DBAB|Deutsche Bank Securities Inc.|200
OFS|OFS CAPITAL CORPORAT|DBAX|Deutsche Bank Securities Inc.|2800
OFS|OFS CAPITAL CORPORAT|DEAN|MORGAN STANLEY|9050
OFS|OFS CAPITAL CORPORAT|DEGS|RONIN PROFESSIONAL LLC|4716
OFS|OFS CAPITAL CORPORAT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1330
OFS|OFS CAPITAL CORPORAT|EBXL|EBX LLC|3300
OFS|OFS CAPITAL CORPORAT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1604
OFS|OFS CAPITAL CORPORAT|EDJO|Edward D. Jones & Co., L.P.|2122
OFS|OFS CAPITAL CORPORAT|EGXM|CBOE TRADING, INC.|50
OFS|OFS CAPITAL CORPORAT|EGXW|CBOE TRADING, INC.|712
OFS|OFS CAPITAL CORPORAT|ESPO|ESPOSITO SECURITIES, LLC|1170
OFS|OFS CAPITAL CORPORAT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
OFS|OFS CAPITAL CORPORAT|ETRS|E*Trade Securities LLC|33772
OFS|OFS CAPITAL CORPORAT|FBCO|Credit Suisse Securities (USA) LLC|14447
OFS|OFS CAPITAL CORPORAT|FILL|Tradestation Securities, Inc.|1000
OFS|OFS CAPITAL CORPORAT|FMAF|NBCN Inc./ CDS|1799
OFS|OFS CAPITAL CORPORAT|FOMA|TD AMERITRADE CLEARING, INC.|150131
OFS|OFS CAPITAL CORPORAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27403
OFS|OFS CAPITAL CORPORAT|FTBR|Foliofn Investments, Inc.|14245
OFS|OFS CAPITAL CORPORAT|GEBB|GLOBAL EXECUTION BROKERS, LP|1361
OFS|OFS CAPITAL CORPORAT|GLPX|ACS EXECUTION SERVICES, LLC|78
OFS|OFS CAPITAL CORPORAT|GSCO|GOLDMAN SACHS & CO. LLC|6398
OFS|OFS CAPITAL CORPORAT|GSCS|GOLDMAN SACHS & CO. LLC|3139
OFS|OFS CAPITAL CORPORAT|GTSZ|GTS SECURITIES LLC|13338
OFS|OFS CAPITAL CORPORAT|HRBF|American Enterprise Investment Services Inc.|2651
OFS|OFS CAPITAL CORPORAT|IATS|INTERACTIVE BROKERS LLC|1660
OFS|OFS CAPITAL CORPORAT|IBKR|Interactive Brokers Llc|26471
OFS|OFS CAPITAL CORPORAT|ICBX|INSTINET, LLC|300
OFS|OFS CAPITAL CORPORAT|INCA|INSTINET, LLC|14799
OFS|OFS CAPITAL CORPORAT|ITGI|ITG Inc.|200
OFS|OFS CAPITAL CORPORAT|ITGP|ITG INC.|1400
OFS|OFS CAPITAL CORPORAT|JANY|Janney Montgomery Scott Inc.|34229
OFS|OFS CAPITAL CORPORAT|JPMX|J.P. Morgan Securities LLC|10286
OFS|OFS CAPITAL CORPORAT|KCGM|VIRTU Americas LLC|4000
OFS|OFS CAPITAL CORPORAT|LEHM|Barclays Capital Inc./Le|21559
OFS|OFS CAPITAL CORPORAT|LIME|Lime Brokerage LLC|21473
OFS|OFS CAPITAL CORPORAT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1230
OFS|OFS CAPITAL CORPORAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
OFS|OFS CAPITAL CORPORAT|MSCO|MORGAN STANLEY & CO. LLC|86926
OFS|OFS CAPITAL CORPORAT|MSPL|MORGAN STANLEY & CO. LLC|21200
OFS|OFS CAPITAL CORPORAT|MSTX|MORGAN STANLEY & CO. LLC|1600
OFS|OFS CAPITAL CORPORAT|NATL|National Securities Corporation|9608
OFS|OFS CAPITAL CORPORAT|NFSC|National Financial Services LLC|168559
OFS|OFS CAPITAL CORPORAT|NITE|VIRTU Americas LLC|297611
OFS|OFS CAPITAL CORPORAT|NQRB|Brut, LLC|100
OFS|OFS CAPITAL CORPORAT|OPCO|Oppenheimer & Co. Inc.|700
OFS|OFS CAPITAL CORPORAT|PCPT|PHILLIP CAPITAL INC.|280
OFS|OFS CAPITAL CORPORAT|PDQM|CODA MARKETS, INC.|78
OFS|OFS CAPITAL CORPORAT|PWJC|UBS Financial Services, Inc.|7319
OFS|OFS CAPITAL CORPORAT|RAJA|Raymond James & Associates, Inc.|3839
OFS|OFS CAPITAL CORPORAT|RBCM|RBC CAPITAL MARKETS, LLC|19154
OFS|OFS CAPITAL CORPORAT|SALI|INTL FCSTONE FINANCIAL INC.|1945
OFS|OFS CAPITAL CORPORAT|SBSH|Citigroup Global Markets Inc.|711
OFS|OFS CAPITAL CORPORAT|SGMT|GOLDMAN SACHS & CO. LLC|5083
OFS|OFS CAPITAL CORPORAT|SPDR|SPEEDROUTE LLC|100
OFS|OFS CAPITAL CORPORAT|STFL|Stifel, Nicolaus & Company, Incorporated|9664
OFS|OFS CAPITAL CORPORAT|SWIM|TD Ameritrade, Inc.|12665
OFS|OFS CAPITAL CORPORAT|SWST|Hilltop Securities Inc.|1400
OFS|OFS CAPITAL CORPORAT|TKNG|ALLY INVEST SECURITIES LLC|2350
OFS|OFS CAPITAL CORPORAT|TRBT|Tradebot Systems, Inc.|2758
OFS|OFS CAPITAL CORPORAT|TRCM|TRC MARKETS LLC|7191
OFS|OFS CAPITAL CORPORAT|UBSA|UBS SECURITIES LLC|23003
OFS|OFS CAPITAL CORPORAT|UBSS|UBS Securities LLC|68508
OFS|OFS CAPITAL CORPORAT|VALX|VIRTU AMERICAS LLC|1872
OFS|OFS CAPITAL CORPORAT|VGRD|Vanguard Marketing Corporation|8232
OFS|OFS CAPITAL CORPORAT|VSIN|Vision Financial Markets Llc|78
OFS|OFS CAPITAL CORPORAT|WCHV|WELLS FARGO SECURITIES, LLC|20548
OFS|OFS CAPITAL CORPORAT|WEED|Weeden & Co.L.P.|6800
OFS|OFS CAPITAL CORPORAT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1303
OFS|OFS CAPITAL CORPORAT|WGIF|CIBC World Markets Inc.|104
OFS|OFS CAPITAL CORPORAT|WSEA|WOLVERINE SECURITIES, LLC|2337
OFS|OFS CAPITAL CORPORAT|XIST|INSTINET, LLC|800
OFS|OFS CAPITAL CORPORAT|XPQR|Jump Trading|200
OFS|OFS CAPITAL CORPORAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1532
OFS|OFS CAPITAL CORPORAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7995
OFSSL|OFS CAPITAL 6.375 NT|BANK|Primevest Financial Services, Inc.|124
OFSSL|OFS CAPITAL 6.375 NT|BARD|Robert W. Baird & Co. Incorporated|80
OFSSL|OFS CAPITAL 6.375 NT|BBNT|BB&T SECURITIES, LLC|1700
OFSSL|OFS CAPITAL 6.375 NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1347
OFSSL|OFS CAPITAL 6.375 NT|DBAX|Deutsche Bank Securities Inc.|200
OFSSL|OFS CAPITAL 6.375 NT|EGXM|CBOE TRADING, INC.|800
OFSSL|OFS CAPITAL 6.375 NT|ETRS|E*Trade Securities LLC|600
OFSSL|OFS CAPITAL 6.375 NT|FBCO|Credit Suisse Securities (USA) LLC|6959
OFSSL|OFS CAPITAL 6.375 NT|FOMA|TD AMERITRADE CLEARING, INC.|4575
OFSSL|OFS CAPITAL 6.375 NT|IATS|INTERACTIVE BROKERS LLC|1100
OFSSL|OFS CAPITAL 6.375 NT|IBKR|Interactive Brokers Llc|15670
OFSSL|OFS CAPITAL 6.375 NT|JANY|Janney Montgomery Scott Inc.|25925
OFSSL|OFS CAPITAL 6.375 NT|LIME|Lime Brokerage LLC|2136
OFSSL|OFS CAPITAL 6.375 NT|LTCO|Ladenburg, Thalmann & Co., Inc.|1615
OFSSL|OFS CAPITAL 6.375 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
OFSSL|OFS CAPITAL 6.375 NT|MSCO|MORGAN STANLEY & CO. LLC|2700
OFSSL|OFS CAPITAL 6.375 NT|NATL|National Securities Corporation|8653
OFSSL|OFS CAPITAL 6.375 NT|NFSC|National Financial Services LLC|11287
OFSSL|OFS CAPITAL 6.375 NT|NITE|VIRTU Americas LLC|25609
OFSSL|OFS CAPITAL 6.375 NT|NQRB|Brut, LLC|600
OFSSL|OFS CAPITAL 6.375 NT|RAJA|Raymond James & Associates, Inc.|401
OFSSL|OFS CAPITAL 6.375 NT|STFL|Stifel, Nicolaus & Company, Incorporated|2795
OFSSL|OFS CAPITAL 6.375 NT|TKNG|ALLY INVEST SECURITIES LLC|389
OFSSL|OFS CAPITAL 6.375 NT|UBSA|UBS SECURITIES LLC|1100
OFSSL|OFS CAPITAL 6.375 NT|UBSS|UBS Securities LLC|15775
OFSSL|OFS CAPITAL 6.375 NT|VGRD|Vanguard Marketing Corporation|300
OFSSL|OFS CAPITAL 6.375 NT|VNDM|Wall Street Access|100
OFSSL|OFS CAPITAL 6.375 NT|WCHV|WELLS FARGO SECURITIES, LLC|1829
OGCP|EMPIRE STATE REALTY|DEAN|MORGAN STANLEY|302
OGCP|EMPIRE STATE REALTY|ETRS|E*Trade Securities LLC|105
OGCP|EMPIRE STATE REALTY|FILL|Tradestation Securities, Inc.|200
OGCP|EMPIRE STATE REALTY|GSLT|GOLDMAN SACHS & CO. LLC|100
OGCP|EMPIRE STATE REALTY|HRBF|American Enterprise Investment Services Inc.|300
OGCP|EMPIRE STATE REALTY|IBKR|Interactive Brokers Llc|120
OGCP|EMPIRE STATE REALTY|ITGI|ITG Inc.|1075
OGCP|EMPIRE STATE REALTY|LIME|Lime Brokerage LLC|28351
OGCP|EMPIRE STATE REALTY|MSCO|MORGAN STANLEY & CO. LLC|1677
OGCP|EMPIRE STATE REALTY|NFSC|National Financial Services LLC|240
OGCP|EMPIRE STATE REALTY|NITE|VIRTU Americas LLC|18332
OGCP|EMPIRE STATE REALTY|PWJC|UBS Financial Services, Inc.|1000
OGCP|EMPIRE STATE REALTY|UBSS|UBS Securities LLC|2736
OGCP|EMPIRE STATE REALTY|VGRD|Vanguard Marketing Corporation|2829
OGCP|EMPIRE STATE REALTY|VNDM|Wall Street Access|1360
OGCP|EMPIRE STATE REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|419
OGE|OGE ENERGY CP|ABLE|NATIXIS Securities Americas LLC|2436
OGE|OGE ENERGY CP|AGIS|Aegis Capital Corp.|17
OGE|OGE ENERGY CP|ALTX|Alternet Securities Inc.|6657
OGE|OGE ENERGY CP|ANOS|ABEL/NOSER, L.L.C.|1655
OGE|OGE ENERGY CP|APCC|Apex Clearing Corporation|41
OGE|OGE ENERGY CP|BANK|Primevest Financial Services, Inc.|614
OGE|OGE ENERGY CP|BARD|Robert W. Baird & Co. Incorporated|4761
OGE|OGE ENERGY CP|BATM|CBOE TRADING, INC.|6531
OGE|OGE ENERGY CP|BAYC|BAY CREST PARTNERS, LLC|290
OGE|OGE ENERGY CP|BBNT|BB&T SECURITIES, LLC|991
OGE|OGE ENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|3002
OGE|OGE ENERGY CP|BIDS|BIDS TRADING L.P.|200
OGE|OGE ENERGY CP|BKCM|BNY Mellon Capital Markets LLC|37975
OGE|OGE ENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11519
OGE|OGE ENERGY CP|BLKX|INSTINET, LLC|55800
OGE|OGE ENERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|107046
OGE|OGE ENERGY CP|BRVL|BLAYLOCK VAN, LLC|1200
OGE|OGE ENERGY CP|BTIG|BTIG, LLC|13593
OGE|OGE ENERGY CP|BYXM|CBOE TRADING, INC.|800
OGE|OGE ENERGY CP|BZYD|GOLDMAN SACHS & CO. LLC|3209
OGE|OGE ENERGY CP|CANT|Cantor Fitzgerald & Co.|470
OGE|OGE ENERGY CP|CHAS|Charles Schwab & Co., Inc.|1671
OGE|OGE ENERGY CP|CIBP|CIBC World Markets Corp.|181600
OGE|OGE ENERGY CP|CIST|Capital Institutional Services, Inc.|1814
OGE|OGE ENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|528313
OGE|OGE ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|389225
OGE|OGE ENERGY CP|CTDL|Citadel Derivatives Group Llc|10877
OGE|OGE ENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|38172
OGE|OGE ENERGY CP|DADA|D.A. Davidson & Co.|100
OGE|OGE ENERGY CP|DBAB|Deutsche Bank Securities Inc.|423332
OGE|OGE ENERGY CP|DBAX|Deutsche Bank Securities Inc.|343100
OGE|OGE ENERGY CP|DEAN|MORGAN STANLEY|3926
OGE|OGE ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|659
OGE|OGE ENERGY CP|EBXL|EBX LLC|330500
OGE|OGE ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|28114
OGE|OGE ENERGY CP|EDJC|Edward Jones / CDS|286
OGE|OGE ENERGY CP|EDJO|Edward D. Jones & Co., L.P.|41337
OGE|OGE ENERGY CP|EGAM|CBOE TRADING, INC.|20407
OGE|OGE ENERGY CP|EGAW|CBOE TRADING, INC.|238
OGE|OGE ENERGY CP|EGXM|CBOE TRADING, INC.|1118
OGE|OGE ENERGY CP|ESPO|ESPOSITO SECURITIES, LLC|424
OGE|OGE ENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|12488
OGE|OGE ENERGY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
OGE|OGE ENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1080
OGE|OGE ENERGY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1829
OGE|OGE ENERGY CP|ETRS|E*Trade Securities LLC|32123
OGE|OGE ENERGY CP|FILL|Tradestation Securities, Inc.|2069
OGE|OGE ENERGY CP|FINX|FINTECH SECURITIES|358
OGE|OGE ENERGY CP|FMAF|NBCN Inc./ CDS|282
OGE|OGE ENERGY CP|FMCO|First Manhattan Co|1450
OGE|OGE ENERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7443
OGE|OGE ENERGY CP|FQLS|Quantlab Securities LP|354653
OGE|OGE ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108513
OGE|OGE ENERGY CP|FTBR|Foliofn Investments, Inc.|1135
OGE|OGE ENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
OGE|OGE ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|11527
OGE|OGE ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|1397973
OGE|OGE ENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|754
OGE|OGE ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|5639
OGE|OGE ENERGY CP|GTSZ|GTS SECURITIES LLC|80976
OGE|OGE ENERGY CP|HRBF|American Enterprise Investment Services Inc.|8239
OGE|OGE ENERGY CP|HSBC|HSBC Securities, Inc.|3133
OGE|OGE ENERGY CP|IATS|INTERACTIVE BROKERS LLC|1518
OGE|OGE ENERGY CP|IBKR|Interactive Brokers Llc|15827
OGE|OGE ENERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|846
OGE|OGE ENERGY CP|ICBX|INSTINET, LLC|84993
OGE|OGE ENERGY CP|IEQY|CITADEL SECURITIES LLC|55625
OGE|OGE ENERGY CP|INCA|INSTINET, LLC|219122
OGE|OGE ENERGY CP|INJX|INSTINET, LLC|32815
OGE|OGE ENERGY CP|ITGI|ITG Inc.|12486
OGE|OGE ENERGY CP|ITGP|ITG INC.|144600
OGE|OGE ENERGY CP|JANY|Janney Montgomery Scott Inc.|5323
OGE|OGE ENERGY CP|JEFF|JEFFERIES LLC|163781
OGE|OGE ENERGY CP|JMPT|JUMP TRADING, LLC|76570
OGE|OGE ENERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|174650
OGE|OGE ENERGY CP|JPMX|J.P. Morgan Securities LLC|623138
OGE|OGE ENERGY CP|JSJX|JANE STREET CAPITAL LLC|15667
OGE|OGE ENERGY CP|KCGM|VIRTU Americas LLC|48602
OGE|OGE ENERGY CP|KING|C. L. King & Associates, Inc.|100
OGE|OGE ENERGY CP|LEHM|Barclays Capital Inc./Le|1156877
OGE|OGE ENERGY CP|LIME|Lime Brokerage LLC|6977
OGE|OGE ENERGY CP|LQNA|LIQUIDNET, INC.|52100
OGE|OGE ENERGY CP|LQNB|LIQUIDNET, INC.|460
OGE|OGE ENERGY CP|LSCI|Lek Securities Corporation|27
OGE|OGE ENERGY CP|MACC|Mid Atlantic Capital Corporation|621
OGE|OGE ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|224663
OGE|OGE ENERGY CP|MOTF|MOTIF INVESTING, INC.|8
OGE|OGE ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|1831312
OGE|OGE ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|488400
OGE|OGE ENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|221500
OGE|OGE ENERGY CP|MTON|MILLINGTON SECURITIES, INC.|98613
OGE|OGE ENERGY CP|MULL|MARK J. MULLER EQUITIES, INC.|6490
OGE|OGE ENERGY CP|MZHO|Mizuho Securities USA LLC|710261
OGE|OGE ENERGY CP|NFSC|National Financial Services LLC|161326
OGE|OGE ENERGY CP|NITE|VIRTU Americas LLC|427583
OGE|OGE ENERGY CP|NITP|VIRTU Americas LLC|400
OGE|OGE ENERGY CP|NQRB|Brut, LLC|23648
OGE|OGE ENERGY CP|NTBF|BMO Nesbitt Burns Inc./CDS|1213
OGE|OGE ENERGY CP|OPCO|Oppenheimer & Co. Inc.|623
OGE|OGE ENERGY CP|PDQM|CODA MARKETS, INC.|11978
OGE|OGE ENERGY CP|PHLY|NASDAQ Execution Services, LLC|200
OGE|OGE ENERGY CP|PUMA|Puma Capital, Llc|99113
OGE|OGE ENERGY CP|PUMX|Puma Capital, LLC|1100
OGE|OGE ENERGY CP|PWJC|UBS Financial Services, Inc.|4774
OGE|OGE ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|22573
OGE|OGE ENERGY CP|RHCO|Suntrust Robinson Humphrey, Inc.|29924
OGE|OGE ENERGY CP|SAGL|SAGETRADER, LLC|42056
OGE|OGE ENERGY CP|SAGW|SAGETRADER, LLC|5
OGE|OGE ENERGY CP|SBSH|Citigroup Global Markets Inc.|65168
OGE|OGE ENERGY CP|SEIC|SEI Investments Distribution Co.|400
OGE|OGE ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|174993
OGE|OGE ENERGY CP|SJLS|TRADE INFORMATICS LLC|100
OGE|OGE ENERGY CP|SPDR|SPEEDROUTE LLC|21074
OGE|OGE ENERGY CP|SPHN|Stephens Inc.|1078
OGE|OGE ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|19458
OGE|OGE ENERGY CP|STKP|STOCKPILE INVESTMENTS, INC.|12
OGE|OGE ENERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5442
OGE|OGE ENERGY CP|SWIM|TD Ameritrade, Inc.|11371
OGE|OGE ENERGY CP|SWST|Hilltop Securities Inc.|8434
OGE|OGE ENERGY CP|TAGC|TELSEY ADVISORY GROUP LLC|3397
OGE|OGE ENERGY CP|TRBT|Tradebot Systems, Inc.|155967
OGE|OGE ENERGY CP|TRCM|TRC MARKETS LLC|227946
OGE|OGE ENERGY CP|TWTT|TASTYWORKS, INC.|200
OGE|OGE ENERGY CP|UBSA|UBS SECURITIES LLC|703203
OGE|OGE ENERGY CP|UBSS|UBS Securities LLC|682135
OGE|OGE ENERGY CP|VALX|VIRTU AMERICAS LLC|35196
OGE|OGE ENERGY CP|VGRD|Vanguard Marketing Corporation|6916
OGE|OGE ENERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|11324
OGE|OGE ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|189963
OGE|OGE ENERGY CP|WDNX|WEEDEN & CO.L.P.|534
OGE|OGE ENERGY CP|WEDB|WEDBUSH SECURITIES INC.|2663
OGE|OGE ENERGY CP|WEED|Weeden & Co.L.P.|3800
OGE|OGE ENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1013
OGE|OGE ENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4
OGE|OGE ENERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|128
OGE|OGE ENERGY CP|WOLF|Wolfe Trahan Securities|4300
OGE|OGE ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|1699
OGE|OGE ENERGY CP|XIST|INSTINET, LLC|74322
OGE|OGE ENERGY CP|XPQR|Jump Trading|136
OGE|OGE ENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|25990
OGE|OGE ENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|500
OGE|OGE ENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18051
OGEN|ORAGENICS INC|ALTX|Alternet Securities Inc.|1900
OGEN|ORAGENICS INC|APCC|Apex Clearing Corporation|29153
OGEN|ORAGENICS INC|BAYT|BTIG, LLC|49326
OGEN|ORAGENICS INC|BIMI|Banca IMI Securities Corp.|6139
OGEN|ORAGENICS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3725
OGEN|ORAGENICS INC|CANT|Cantor Fitzgerald & Co.|51910
OGEN|ORAGENICS INC|CHAS|Charles Schwab & Co., Inc.|7000
OGEN|ORAGENICS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3300
OGEN|ORAGENICS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17473
OGEN|ORAGENICS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10287
OGEN|ORAGENICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16371
OGEN|ORAGENICS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
OGEN|ORAGENICS INC|DBAB|Deutsche Bank Securities Inc.|9200
OGEN|ORAGENICS INC|DBAX|Deutsche Bank Securities Inc.|7400
OGEN|ORAGENICS INC|DEAN|MORGAN STANLEY|2300
OGEN|ORAGENICS INC|DEGS|RONIN PROFESSIONAL LLC|20
OGEN|ORAGENICS INC|EBXL|EBX LLC|9400
OGEN|ORAGENICS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|12900
OGEN|ORAGENICS INC|EDJO|Edward D. Jones & Co., L.P.|13
OGEN|ORAGENICS INC|EGAM|CBOE TRADING, INC.|5580
OGEN|ORAGENICS INC|EGXM|CBOE TRADING, INC.|4739
OGEN|ORAGENICS INC|EGXW|CBOE TRADING, INC.|100
OGEN|ORAGENICS INC|ETBE|Electronic Transaction Clearing, Inc.|1400
OGEN|ORAGENICS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|930
OGEN|ORAGENICS INC|ETRS|E*Trade Securities LLC|627323
OGEN|ORAGENICS INC|FBSB|U.S. Bancorp Investments, Inc.|1000
OGEN|ORAGENICS INC|FILL|Tradestation Securities, Inc.|12855
OGEN|ORAGENICS INC|FMAF|NBCN Inc./ CDS|3115
OGEN|ORAGENICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114885
OGEN|ORAGENICS INC|FTBR|Foliofn Investments, Inc.|32
OGEN|ORAGENICS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|345
OGEN|ORAGENICS INC|GLIS|TD Securities Inc|2390
OGEN|ORAGENICS INC|GLPX|ACS EXECUTION SERVICES, LLC|14455
OGEN|ORAGENICS INC|GSCO|GOLDMAN SACHS & CO. LLC|510
OGEN|ORAGENICS INC|GSCS|GOLDMAN SACHS & CO. LLC|4350
OGEN|ORAGENICS INC|GSLT|GOLDMAN SACHS & CO. LLC|6511
OGEN|ORAGENICS INC|IATS|INTERACTIVE BROKERS LLC|29130
OGEN|ORAGENICS INC|IBKR|Interactive Brokers Llc|114764
OGEN|ORAGENICS INC|ICBX|INSTINET, LLC|5500
OGEN|ORAGENICS INC|INCA|INSTINET, LLC|41225
OGEN|ORAGENICS INC|ITGI|ITG Inc.|8550
OGEN|ORAGENICS INC|ITGP|ITG INC.|15800
OGEN|ORAGENICS INC|JANY|Janney Montgomery Scott Inc.|8677
OGEN|ORAGENICS INC|JEFF|JEFFERIES LLC|5000
OGEN|ORAGENICS INC|JMPT|JUMP TRADING, LLC|2967
OGEN|ORAGENICS INC|JPMX|J.P. Morgan Securities LLC|2600
OGEN|ORAGENICS INC|KCGM|VIRTU Americas LLC|2300
OGEN|ORAGENICS INC|LEHM|Barclays Capital Inc./Le|16470
OGEN|ORAGENICS INC|LIME|Lime Brokerage LLC|8521
OGEN|ORAGENICS INC|LSCI|Lek Securities Corporation|1750
OGEN|ORAGENICS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
OGEN|ORAGENICS INC|MICA|Spartan Securities Group, Ltd.|2000
OGEN|ORAGENICS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
OGEN|ORAGENICS INC|MSCO|MORGAN STANLEY & CO. LLC|189656
OGEN|ORAGENICS INC|MSPL|MORGAN STANLEY & CO. LLC|18500
OGEN|ORAGENICS INC|NFSC|National Financial Services LLC|727284
OGEN|ORAGENICS INC|NITE|VIRTU Americas LLC|1234026
OGEN|ORAGENICS INC|NQRB|Brut, LLC|4600
OGEN|ORAGENICS INC|NTBF|BMO Nesbitt Burns Inc./CDS|1550
OGEN|ORAGENICS INC|PCPT|PHILLIP CAPITAL INC.|950
OGEN|ORAGENICS INC|PDQM|CODA MARKETS, INC.|16980
OGEN|ORAGENICS INC|RGLD|Regal Securities, Inc|100
OGEN|ORAGENICS INC|SBSH|Citigroup Global Markets Inc.|24825
OGEN|ORAGENICS INC|SGMT|GOLDMAN SACHS & CO. LLC|4510
OGEN|ORAGENICS INC|SPDR|SPEEDROUTE LLC|6357
OGEN|ORAGENICS INC|SPHN|Stephens Inc.|1695
OGEN|ORAGENICS INC|SPTD|MINT GLOBAL MARKETS, INC.|17436
OGEN|ORAGENICS INC|SWIM|TD Ameritrade, Inc.|348849
OGEN|ORAGENICS INC|SWST|Hilltop Securities Inc.|2000
OGEN|ORAGENICS INC|TKNG|ALLY INVEST SECURITIES LLC|5762
OGEN|ORAGENICS INC|TRBT|Tradebot Systems, Inc.|50
OGEN|ORAGENICS INC|TWTT|TASTYWORKS, INC.|1900
OGEN|ORAGENICS INC|UBSA|UBS SECURITIES LLC|27127
OGEN|ORAGENICS INC|UBSS|UBS Securities LLC|50647
OGEN|ORAGENICS INC|VALX|VIRTU AMERICAS LLC|2275
OGEN|ORAGENICS INC|VGRD|Vanguard Marketing Corporation|11554
OGEN|ORAGENICS INC|WCHV|WELLS FARGO SECURITIES, LLC|17873
OGEN|ORAGENICS INC|WEDB|WEDBUSH SECURITIES INC.|5400
OGEN|ORAGENICS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48188
OGEN|ORAGENICS INC|WGIF|CIBC World Markets Inc.|75
OGEN|ORAGENICS INC|WSEA|WOLVERINE SECURITIES, LLC|30343
OGEN|ORAGENICS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
OGEN|ORAGENICS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
OGIG|O'SHARES GLOBAL INTE|ALTX|Alternet Securities Inc.|100
OGIG|O'SHARES GLOBAL INTE|APCC|Apex Clearing Corporation|2655
OGIG|O'SHARES GLOBAL INTE|BARD|Robert W. Baird & Co. Incorporated|850
OGIG|O'SHARES GLOBAL INTE|BATM|CBOE TRADING, INC.|5000
OGIG|O'SHARES GLOBAL INTE|BBNT|BB&T SECURITIES, LLC|200
OGIG|O'SHARES GLOBAL INTE|CANT|Cantor Fitzgerald & Co.|64462
OGIG|O'SHARES GLOBAL INTE|CHAS|Charles Schwab & Co., Inc.|9443
OGIG|O'SHARES GLOBAL INTE|CICF|Canaccord Genuity Corp.|500
OGIG|O'SHARES GLOBAL INTE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90667
OGIG|O'SHARES GLOBAL INTE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1148
OGIG|O'SHARES GLOBAL INTE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89327
OGIG|O'SHARES GLOBAL INTE|CTDL|Citadel Derivatives Group Llc|21889
OGIG|O'SHARES GLOBAL INTE|CXCX|CITIGROUP GLOBAL MARKETS INC.|4600
OGIG|O'SHARES GLOBAL INTE|DBAX|Deutsche Bank Securities Inc.|23600
OGIG|O'SHARES GLOBAL INTE|DEAN|MORGAN STANLEY|15501
OGIG|O'SHARES GLOBAL INTE|EBXL|EBX LLC|29300
OGIG|O'SHARES GLOBAL INTE|ECUT|CONVERGEX EXECUTION SOLUTIONS|17275
OGIG|O'SHARES GLOBAL INTE|EGAM|CBOE TRADING, INC.|300
OGIG|O'SHARES GLOBAL INTE|EGXM|CBOE TRADING, INC.|100
OGIG|O'SHARES GLOBAL INTE|ELEV|ELEVATION, LLC|5700
OGIG|O'SHARES GLOBAL INTE|ESPO|ESPOSITO SECURITIES, LLC|100000
OGIG|O'SHARES GLOBAL INTE|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|300
OGIG|O'SHARES GLOBAL INTE|ETCB|ETC BROKERAGE SERVICES, LLC|11
OGIG|O'SHARES GLOBAL INTE|ETRS|E*Trade Securities LLC|117224
OGIG|O'SHARES GLOBAL INTE|FBSB|U.S. Bancorp Investments, Inc.|238
OGIG|O'SHARES GLOBAL INTE|FILL|Tradestation Securities, Inc.|549
OGIG|O'SHARES GLOBAL INTE|FMAF|NBCN Inc./ CDS|298
OGIG|O'SHARES GLOBAL INTE|FTBR|Foliofn Investments, Inc.|934
OGIG|O'SHARES GLOBAL INTE|GEBB|GLOBAL EXECUTION BROKERS, LP|2618
OGIG|O'SHARES GLOBAL INTE|GLIS|TD Securities Inc|451
OGIG|O'SHARES GLOBAL INTE|GLPX|ACS EXECUTION SERVICES, LLC|2367
OGIG|O'SHARES GLOBAL INTE|GSCO|GOLDMAN SACHS & CO. LLC|400
OGIG|O'SHARES GLOBAL INTE|GSLT|GOLDMAN SACHS & CO. LLC|441
OGIG|O'SHARES GLOBAL INTE|GTSZ|GTS SECURITIES LLC|4277
OGIG|O'SHARES GLOBAL INTE|HRBF|American Enterprise Investment Services Inc.|6250
OGIG|O'SHARES GLOBAL INTE|IATS|INTERACTIVE BROKERS LLC|3495
OGIG|O'SHARES GLOBAL INTE|IBKR|Interactive Brokers Llc|18027
OGIG|O'SHARES GLOBAL INTE|ICBX|INSTINET, LLC|54729
OGIG|O'SHARES GLOBAL INTE|INCA|INSTINET, LLC|14014
OGIG|O'SHARES GLOBAL INTE|ITGI|ITG Inc.|4109
OGIG|O'SHARES GLOBAL INTE|ITGP|ITG INC.|4800
OGIG|O'SHARES GLOBAL INTE|JANY|Janney Montgomery Scott Inc.|5364
OGIG|O'SHARES GLOBAL INTE|JEFF|JEFFERIES LLC|200
OGIG|O'SHARES GLOBAL INTE|JPMX|J.P. Morgan Securities LLC|41176
OGIG|O'SHARES GLOBAL INTE|JSJX|JANE STREET CAPITAL LLC|39802
OGIG|O'SHARES GLOBAL INTE|KCGM|VIRTU Americas LLC|85079
OGIG|O'SHARES GLOBAL INTE|LEHM|Barclays Capital Inc./Le|43000
OGIG|O'SHARES GLOBAL INTE|LIME|Lime Brokerage LLC|388
OGIG|O'SHARES GLOBAL INTE|MAXM|Maxim Group LLC|8400
OGIG|O'SHARES GLOBAL INTE|MCMF|Raymond James Ltd. Cds|400
OGIG|O'SHARES GLOBAL INTE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27038
OGIG|O'SHARES GLOBAL INTE|MOTF|MOTIF INVESTING, INC.|11
OGIG|O'SHARES GLOBAL INTE|MSCO|MORGAN STANLEY & CO. LLC|100292
OGIG|O'SHARES GLOBAL INTE|MSPL|MORGAN STANLEY & CO. LLC|31300
OGIG|O'SHARES GLOBAL INTE|NFSC|National Financial Services LLC|433298
OGIG|O'SHARES GLOBAL INTE|NITE|VIRTU Americas LLC|690077
OGIG|O'SHARES GLOBAL INTE|NITP|VIRTU Americas LLC|15202
OGIG|O'SHARES GLOBAL INTE|NTBF|BMO Nesbitt Burns Inc./CDS|839
OGIG|O'SHARES GLOBAL INTE|OPCO|Oppenheimer & Co. Inc.|2913
OGIG|O'SHARES GLOBAL INTE|PCPT|PHILLIP CAPITAL INC.|200
OGIG|O'SHARES GLOBAL INTE|PDQM|CODA MARKETS, INC.|4414
OGIG|O'SHARES GLOBAL INTE|PWJC|UBS Financial Services, Inc.|500
OGIG|O'SHARES GLOBAL INTE|RBCM|RBC CAPITAL MARKETS, LLC|31672
OGIG|O'SHARES GLOBAL INTE|SAGL|SAGETRADER, LLC|3270
OGIG|O'SHARES GLOBAL INTE|SBRX|MURIEL SIEBERT & CO INC|150
OGIG|O'SHARES GLOBAL INTE|SBSH|Citigroup Global Markets Inc.|3389
OGIG|O'SHARES GLOBAL INTE|SGMT|GOLDMAN SACHS & CO. LLC|10705
OGIG|O'SHARES GLOBAL INTE|SPDR|SPEEDROUTE LLC|140
OGIG|O'SHARES GLOBAL INTE|SPHN|Stephens Inc.|200
OGIG|O'SHARES GLOBAL INTE|STFL|Stifel, Nicolaus & Company, Incorporated|1000
OGIG|O'SHARES GLOBAL INTE|SWIM|TD Ameritrade, Inc.|49459
OGIG|O'SHARES GLOBAL INTE|SWST|Hilltop Securities Inc.|1290
OGIG|O'SHARES GLOBAL INTE|TKNG|ALLY INVEST SECURITIES LLC|1725
OGIG|O'SHARES GLOBAL INTE|UBSA|UBS SECURITIES LLC|229242
OGIG|O'SHARES GLOBAL INTE|UBSS|UBS Securities LLC|140495
OGIG|O'SHARES GLOBAL INTE|VGRD|Vanguard Marketing Corporation|47097
OGIG|O'SHARES GLOBAL INTE|WCHV|WELLS FARGO SECURITIES, LLC|28716
OGIG|O'SHARES GLOBAL INTE|WEDB|WEDBUSH SECURITIES INC.|5700
OGIG|O'SHARES GLOBAL INTE|WGIF|CIBC World Markets Inc.|500
OGIG|O'SHARES GLOBAL INTE|WSEA|WOLVERINE SECURITIES, LLC|2864
OGIG|O'SHARES GLOBAL INTE|XSTM|NATIONAL FINANCIAL SERVICES LLC|116580
OGIG|O'SHARES GLOBAL INTE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
OGS|ONE GAS, INC.|ALTX|Alternet Securities Inc.|698
OGS|ONE GAS, INC.|ANOS|ABEL/NOSER, L.L.C.|704
OGS|ONE GAS, INC.|APCC|Apex Clearing Corporation|45
OGS|ONE GAS, INC.|BANK|Primevest Financial Services, Inc.|51
OGS|ONE GAS, INC.|BARD|Robert W. Baird & Co. Incorporated|23
OGS|ONE GAS, INC.|BATM|CBOE TRADING, INC.|2158
OGS|ONE GAS, INC.|BBNT|BB&T SECURITIES, LLC|1
OGS|ONE GAS, INC.|BERN|Sanford C. Bernstein & Co., LLC|7739
OGS|ONE GAS, INC.|BIMI|Banca IMI Securities Corp.|16
OGS|ONE GAS, INC.|BKCM|BNY Mellon Capital Markets LLC|12198
OGS|ONE GAS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|273
OGS|ONE GAS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|50815
OGS|ONE GAS, INC.|BRVL|BLAYLOCK VAN, LLC|200
OGS|ONE GAS, INC.|BTIG|BTIG, LLC|477
OGS|ONE GAS, INC.|BYXM|CBOE TRADING, INC.|158
OGS|ONE GAS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2101
OGS|ONE GAS, INC.|CANT|Cantor Fitzgerald & Co.|2121
OGS|ONE GAS, INC.|CHAS|Charles Schwab & Co., Inc.|268
OGS|ONE GAS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3936
OGS|ONE GAS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
OGS|ONE GAS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|76834
OGS|ONE GAS, INC.|CTDL|Citadel Derivatives Group Llc|4980
OGS|ONE GAS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|14890
OGS|ONE GAS, INC.|DADA|D.A. Davidson & Co.|24
OGS|ONE GAS, INC.|DBAB|Deutsche Bank Securities Inc.|125895
OGS|ONE GAS, INC.|DBAX|Deutsche Bank Securities Inc.|44600
OGS|ONE GAS, INC.|DBUL|Deutsche Bank Securities Inc.|100
OGS|ONE GAS, INC.|DEAN|MORGAN STANLEY|880
OGS|ONE GAS, INC.|DEGS|RONIN PROFESSIONAL LLC|100
OGS|ONE GAS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|184
OGS|ONE GAS, INC.|EBXL|EBX LLC|49000
OGS|ONE GAS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|737
OGS|ONE GAS, INC.|EDJO|Edward D. Jones & Co., L.P.|4621
OGS|ONE GAS, INC.|EGAM|CBOE TRADING, INC.|441
OGS|ONE GAS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
OGS|ONE GAS, INC.|EGXM|CBOE TRADING, INC.|301
OGS|ONE GAS, INC.|ETBE|Electronic Transaction Clearing, Inc.|4190
OGS|ONE GAS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9091
OGS|ONE GAS, INC.|ETRS|E*Trade Securities LLC|4401
OGS|ONE GAS, INC.|FBSB|U.S. Bancorp Investments, Inc.|7
OGS|ONE GAS, INC.|FILL|Tradestation Securities, Inc.|1630
OGS|ONE GAS, INC.|FINX|FINTECH SECURITIES|10
OGS|ONE GAS, INC.|FMAF|NBCN Inc./ CDS|100
OGS|ONE GAS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3155
OGS|ONE GAS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46772
OGS|ONE GAS, INC.|FTBR|Foliofn Investments, Inc.|130
OGS|ONE GAS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|7333
OGS|ONE GAS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|261711
OGS|ONE GAS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|930
OGS|ONE GAS, INC.|GTSZ|GTS SECURITIES LLC|15773
OGS|ONE GAS, INC.|HRBF|American Enterprise Investment Services Inc.|1429
OGS|ONE GAS, INC.|HSBC|HSBC Securities, Inc.|900
OGS|ONE GAS, INC.|IATS|INTERACTIVE BROKERS LLC|1007
OGS|ONE GAS, INC.|IBKR|Interactive Brokers Llc|846
OGS|ONE GAS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
OGS|ONE GAS, INC.|ICBX|INSTINET, LLC|15800
OGS|ONE GAS, INC.|IEQY|CITADEL SECURITIES LLC|20513
OGS|ONE GAS, INC.|INCA|INSTINET, LLC|59865
OGS|ONE GAS, INC.|INJX|INSTINET, LLC|532
OGS|ONE GAS, INC.|ITGI|ITG Inc.|13425
OGS|ONE GAS, INC.|ITGP|ITG INC.|87000
OGS|ONE GAS, INC.|JANY|Janney Montgomery Scott Inc.|68
OGS|ONE GAS, INC.|JEFF|JEFFERIES LLC|46780
OGS|ONE GAS, INC.|JMPT|JUMP TRADING, LLC|10206
OGS|ONE GAS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|11221
OGS|ONE GAS, INC.|JPMX|J.P. Morgan Securities LLC|140945
OGS|ONE GAS, INC.|JSJX|JANE STREET CAPITAL LLC|1920
OGS|ONE GAS, INC.|KCGM|VIRTU Americas LLC|10454
OGS|ONE GAS, INC.|LEHM|Barclays Capital Inc./Le|89853
OGS|ONE GAS, INC.|LIME|Lime Brokerage LLC|8843
OGS|ONE GAS, INC.|LOOP|Loop Capital Markets LLC|1670
OGS|ONE GAS, INC.|LSCI|Lek Securities Corporation|1609
OGS|ONE GAS, INC.|MAXM|Maxim Group LLC|37
OGS|ONE GAS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15444
OGS|ONE GAS, INC.|MOTF|MOTIF INVESTING, INC.|3
OGS|ONE GAS, INC.|MSCO|MORGAN STANLEY & CO. LLC|361075
OGS|ONE GAS, INC.|MSPL|MORGAN STANLEY & CO. LLC|51200
OGS|ONE GAS, INC.|MSTX|MORGAN STANLEY & CO. LLC|11600
OGS|ONE GAS, INC.|NFSC|National Financial Services LLC|21887
OGS|ONE GAS, INC.|NITE|VIRTU Americas LLC|61088
OGS|ONE GAS, INC.|NITP|VIRTU Americas LLC|200
OGS|ONE GAS, INC.|NQRB|Brut, LLC|696
OGS|ONE GAS, INC.|OPCO|Oppenheimer & Co. Inc.|19
OGS|ONE GAS, INC.|PDQM|CODA MARKETS, INC.|32088
OGS|ONE GAS, INC.|PWJC|UBS Financial Services, Inc.|5215
OGS|ONE GAS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1059
OGS|ONE GAS, INC.|SBSH|Citigroup Global Markets Inc.|82347
OGS|ONE GAS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|21271
OGS|ONE GAS, INC.|SPDR|SPEEDROUTE LLC|1900
OGS|ONE GAS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|400
OGS|ONE GAS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1740
OGS|ONE GAS, INC.|STXG|Stockcross Financial Services, Inc.|1
OGS|ONE GAS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3446
OGS|ONE GAS, INC.|SWIM|TD Ameritrade, Inc.|195
OGS|ONE GAS, INC.|SWST|Hilltop Securities Inc.|1568
OGS|ONE GAS, INC.|TRBT|Tradebot Systems, Inc.|7087
OGS|ONE GAS, INC.|TRCM|TRC MARKETS LLC|20607
OGS|ONE GAS, INC.|UBSA|UBS SECURITIES LLC|118009
OGS|ONE GAS, INC.|UBSS|UBS Securities LLC|167310
OGS|ONE GAS, INC.|VALX|VIRTU AMERICAS LLC|6853
OGS|ONE GAS, INC.|VGRD|Vanguard Marketing Corporation|831
OGS|ONE GAS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|848
OGS|ONE GAS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|18995
OGS|ONE GAS, INC.|WDNX|WEEDEN & CO.L.P.|1440
OGS|ONE GAS, INC.|WEED|Weeden & Co.L.P.|3365
OGS|ONE GAS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|243
OGS|ONE GAS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2417
OGS|ONE GAS, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|122
OGS|ONE GAS, INC.|WSEA|WOLVERINE SECURITIES, LLC|40
OGS|ONE GAS, INC.|XIST|INSTINET, LLC|10200
OGS|ONE GAS, INC.|XPQR|Jump Trading|900
OGS|ONE GAS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2826
OGS|ONE GAS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2465
OHAI|OHA INVESTMNT CP CMN|APCC|Apex Clearing Corporation|652
OHAI|OHA INVESTMNT CP CMN|CHAS|Charles Schwab & Co., Inc.|1
OHAI|OHA INVESTMNT CP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6100
OHAI|OHA INVESTMNT CP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
OHAI|OHA INVESTMNT CP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
OHAI|OHA INVESTMNT CP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4700
OHAI|OHA INVESTMNT CP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4000
OHAI|OHA INVESTMNT CP CMN|DBAX|Deutsche Bank Securities Inc.|8700
OHAI|OHA INVESTMNT CP CMN|DEAN|MORGAN STANLEY|1012
OHAI|OHA INVESTMNT CP CMN|DEGS|RONIN PROFESSIONAL LLC|5964
OHAI|OHA INVESTMNT CP CMN|EBXL|EBX LLC|2500
OHAI|OHA INVESTMNT CP CMN|ETRS|E*Trade Securities LLC|15136
OHAI|OHA INVESTMNT CP CMN|FBCO|Credit Suisse Securities (USA) LLC|683
OHAI|OHA INVESTMNT CP CMN|FILL|Tradestation Securities, Inc.|4300
OHAI|OHA INVESTMNT CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|29084
OHAI|OHA INVESTMNT CP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15000
OHAI|OHA INVESTMNT CP CMN|FTBR|Foliofn Investments, Inc.|36
OHAI|OHA INVESTMNT CP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|302
OHAI|OHA INVESTMNT CP CMN|GSCO|GOLDMAN SACHS & CO. LLC|1742
OHAI|OHA INVESTMNT CP CMN|GTSZ|GTS SECURITIES LLC|800
OHAI|OHA INVESTMNT CP CMN|IATS|INTERACTIVE BROKERS LLC|1000
OHAI|OHA INVESTMNT CP CMN|IBKR|Interactive Brokers Llc|17773
OHAI|OHA INVESTMNT CP CMN|ICBX|INSTINET, LLC|3800
OHAI|OHA INVESTMNT CP CMN|INCA|INSTINET, LLC|1300
OHAI|OHA INVESTMNT CP CMN|INJX|INSTINET, LLC|40518
OHAI|OHA INVESTMNT CP CMN|ITGP|ITG INC.|200
OHAI|OHA INVESTMNT CP CMN|JEFF|JEFFERIES LLC|100
OHAI|OHA INVESTMNT CP CMN|JONE|JonesTrading|80
OHAI|OHA INVESTMNT CP CMN|JPMX|J.P. Morgan Securities LLC|9290
OHAI|OHA INVESTMNT CP CMN|KCGM|VIRTU Americas LLC|1400
OHAI|OHA INVESTMNT CP CMN|LEHM|Barclays Capital Inc./Le|6400
OHAI|OHA INVESTMNT CP CMN|LIME|Lime Brokerage LLC|2309
OHAI|OHA INVESTMNT CP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
OHAI|OHA INVESTMNT CP CMN|MSCO|MORGAN STANLEY & CO. LLC|27764
OHAI|OHA INVESTMNT CP CMN|MSPL|MORGAN STANLEY & CO. LLC|5000
OHAI|OHA INVESTMNT CP CMN|NFSC|National Financial Services LLC|34158
OHAI|OHA INVESTMNT CP CMN|NITE|VIRTU Americas LLC|60884
OHAI|OHA INVESTMNT CP CMN|RAJA|Raymond James & Associates, Inc.|5800
OHAI|OHA INVESTMNT CP CMN|RBCM|RBC CAPITAL MARKETS, LLC|1300
OHAI|OHA INVESTMNT CP CMN|SGMT|GOLDMAN SACHS & CO. LLC|4700
OHAI|OHA INVESTMNT CP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|250
OHAI|OHA INVESTMNT CP CMN|SWST|Hilltop Securities Inc.|950
OHAI|OHA INVESTMNT CP CMN|TKNG|ALLY INVEST SECURITIES LLC|500
OHAI|OHA INVESTMNT CP CMN|TRCM|TRC MARKETS LLC|66
OHAI|OHA INVESTMNT CP CMN|UBSA|UBS SECURITIES LLC|35730
OHAI|OHA INVESTMNT CP CMN|UBSS|UBS Securities LLC|39740
OHAI|OHA INVESTMNT CP CMN|VALX|VIRTU AMERICAS LLC|200
OHAI|OHA INVESTMNT CP CMN|VGRD|Vanguard Marketing Corporation|14462
OHAI|OHA INVESTMNT CP CMN|WCHV|WELLS FARGO SECURITIES, LLC|7004
OHAI|OHA INVESTMNT CP CMN|WGIF|CIBC World Markets Inc.|58
OHAI|OHA INVESTMNT CP CMN|WSEA|WOLVERINE SECURITIES, LLC|260
OHAI|OHA INVESTMNT CP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
OHAI|OHA INVESTMNT CP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9200
OHGI|ONE HORIZON GRP CMN|APCC|Apex Clearing Corporation|67017
OHGI|ONE HORIZON GRP CMN|BATM|CBOE TRADING, INC.|4312
OHGI|ONE HORIZON GRP CMN|BIMI|Banca IMI Securities Corp.|74229
OHGI|ONE HORIZON GRP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39299
OHGI|ONE HORIZON GRP CMN|CHAS|Charles Schwab & Co., Inc.|11600
OHGI|ONE HORIZON GRP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8001
OHGI|ONE HORIZON GRP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19445
OHGI|ONE HORIZON GRP CMN|CRFN|ROBINHOOD FINANCIAL, LLC|3000
OHGI|ONE HORIZON GRP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8300
OHGI|ONE HORIZON GRP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
OHGI|ONE HORIZON GRP CMN|DBAB|Deutsche Bank Securities Inc.|7785
OHGI|ONE HORIZON GRP CMN|DBAX|Deutsche Bank Securities Inc.|4700
OHGI|ONE HORIZON GRP CMN|EBXL|EBX LLC|6400
OHGI|ONE HORIZON GRP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|10500
OHGI|ONE HORIZON GRP CMN|EGAM|CBOE TRADING, INC.|16463
OHGI|ONE HORIZON GRP CMN|EGXM|CBOE TRADING, INC.|22744
OHGI|ONE HORIZON GRP CMN|ETRS|E*Trade Securities LLC|1275990
OHGI|ONE HORIZON GRP CMN|FBCO|Credit Suisse Securities (USA) LLC|44757
OHGI|ONE HORIZON GRP CMN|FILL|Tradestation Securities, Inc.|24660
OHGI|ONE HORIZON GRP CMN|FMAF|NBCN Inc./ CDS|5737
OHGI|ONE HORIZON GRP CMN|FOMA|TD AMERITRADE CLEARING, INC.|1435925
OHGI|ONE HORIZON GRP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|323
OHGI|ONE HORIZON GRP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2009
OHGI|ONE HORIZON GRP CMN|GLIS|TD Securities Inc|600
OHGI|ONE HORIZON GRP CMN|GSCO|GOLDMAN SACHS & CO. LLC|4438
OHGI|ONE HORIZON GRP CMN|GSLT|GOLDMAN SACHS & CO. LLC|23532
OHGI|ONE HORIZON GRP CMN|HRBF|American Enterprise Investment Services Inc.|4000
OHGI|ONE HORIZON GRP CMN|IATS|INTERACTIVE BROKERS LLC|2413
OHGI|ONE HORIZON GRP CMN|IBKR|Interactive Brokers Llc|327007
OHGI|ONE HORIZON GRP CMN|ICBX|INSTINET, LLC|5300
OHGI|ONE HORIZON GRP CMN|INCA|INSTINET, LLC|204499
OHGI|ONE HORIZON GRP CMN|ITGI|ITG Inc.|7000
OHGI|ONE HORIZON GRP CMN|JMPT|JUMP TRADING, LLC|7977
OHGI|ONE HORIZON GRP CMN|JPMX|J.P. Morgan Securities LLC|200
OHGI|ONE HORIZON GRP CMN|JSJX|JANE STREET CAPITAL LLC|1
OHGI|ONE HORIZON GRP CMN|LEHM|Barclays Capital Inc./Le|183468
OHGI|ONE HORIZON GRP CMN|LIME|Lime Brokerage LLC|2240
OHGI|ONE HORIZON GRP CMN|LSCI|Lek Securities Corporation|3100
OHGI|ONE HORIZON GRP CMN|MSCO|MORGAN STANLEY & CO. LLC|770957
OHGI|ONE HORIZON GRP CMN|NFSC|National Financial Services LLC|954334
OHGI|ONE HORIZON GRP CMN|NITE|VIRTU Americas LLC|2287827
OHGI|ONE HORIZON GRP CMN|NITP|VIRTU Americas LLC|800
OHGI|ONE HORIZON GRP CMN|NQRB|Brut, LLC|2805
OHGI|ONE HORIZON GRP CMN|PDQM|CODA MARKETS, INC.|124811
OHGI|ONE HORIZON GRP CMN|RBCM|RBC CAPITAL MARKETS, LLC|44600
OHGI|ONE HORIZON GRP CMN|RGLD|Regal Securities, Inc|1500
OHGI|ONE HORIZON GRP CMN|SAGL|SAGETRADER, LLC|43613
OHGI|ONE HORIZON GRP CMN|SBSH|Citigroup Global Markets Inc.|75732
OHGI|ONE HORIZON GRP CMN|SGMT|GOLDMAN SACHS & CO. LLC|5000
OHGI|ONE HORIZON GRP CMN|SPDR|SPEEDROUTE LLC|31349
OHGI|ONE HORIZON GRP CMN|SWIM|TD Ameritrade, Inc.|798437
OHGI|ONE HORIZON GRP CMN|TKNG|ALLY INVEST SECURITIES LLC|33056
OHGI|ONE HORIZON GRP CMN|TWTT|TASTYWORKS, INC.|2900
OHGI|ONE HORIZON GRP CMN|UBSA|UBS SECURITIES LLC|82073
OHGI|ONE HORIZON GRP CMN|UBSS|UBS Securities LLC|471933
OHGI|ONE HORIZON GRP CMN|VALX|VIRTU AMERICAS LLC|300
OHGI|ONE HORIZON GRP CMN|VGRD|Vanguard Marketing Corporation|10868
OHGI|ONE HORIZON GRP CMN|VIEW|VIEWTRADE SECURITIES LLC|877
OHGI|ONE HORIZON GRP CMN|VSIN|Vision Financial Markets Llc|27126
OHGI|ONE HORIZON GRP CMN|WCHV|WELLS FARGO SECURITIES, LLC|1000
OHGI|ONE HORIZON GRP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16058
OHGI|ONE HORIZON GRP CMN|WGIF|CIBC World Markets Inc.|15490
OHGI|ONE HORIZON GRP CMN|WSEA|WOLVERINE SECURITIES, LLC|89888
OHGI|ONE HORIZON GRP CMN|WTFS|JUST2TRADE, INC.|1227
OHI|OMEGA HEALTHCARE INV|ADAM|CANACCORD GENUITY INC.|84731
OHI|OMEGA HEALTHCARE INV|AGIS|Aegis Capital Corp.|128
OHI|OMEGA HEALTHCARE INV|ALLN|Allen & Company LLC|30829
OHI|OMEGA HEALTHCARE INV|ALTX|Alternet Securities Inc.|5603
OHI|OMEGA HEALTHCARE INV|APCC|Apex Clearing Corporation|4796
OHI|OMEGA HEALTHCARE INV|BANK|Primevest Financial Services, Inc.|5605
OHI|OMEGA HEALTHCARE INV|BARD|Robert W. Baird & Co. Incorporated|7723
OHI|OMEGA HEALTHCARE INV|BATM|CBOE TRADING, INC.|6387
OHI|OMEGA HEALTHCARE INV|BAYC|BAY CREST PARTNERS, LLC|122
OHI|OMEGA HEALTHCARE INV|BAYT|BTIG, LLC|400
OHI|OMEGA HEALTHCARE INV|BBNT|BB&T SECURITIES, LLC|7716
OHI|OMEGA HEALTHCARE INV|BERN|Sanford C. Bernstein & Co., LLC|168612
OHI|OMEGA HEALTHCARE INV|BIAD|SAGETRADER, LLC|70
OHI|OMEGA HEALTHCARE INV|BIDS|BIDS TRADING L.P.|3800
OHI|OMEGA HEALTHCARE INV|BIMI|Banca IMI Securities Corp.|250
OHI|OMEGA HEALTHCARE INV|BKCM|BNY Mellon Capital Markets LLC|37631
OHI|OMEGA HEALTHCARE INV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44337
OHI|OMEGA HEALTHCARE INV|BLKX|INSTINET, LLC|32000
OHI|OMEGA HEALTHCARE INV|BNCH|The Benchmark Company, LLC|203514
OHI|OMEGA HEALTHCARE INV|BNPX|BNP PARIBAS SECURITIES CORP.|20458
OHI|OMEGA HEALTHCARE INV|BRGE|Newbridge Securities Corp.|6753
OHI|OMEGA HEALTHCARE INV|BRVL|BLAYLOCK VAN, LLC|500
OHI|OMEGA HEALTHCARE INV|BTIG|BTIG, LLC|33813
OHI|OMEGA HEALTHCARE INV|BYXM|CBOE TRADING, INC.|779
OHI|OMEGA HEALTHCARE INV|BZYD|GOLDMAN SACHS & CO. LLC|1400
OHI|OMEGA HEALTHCARE INV|CANT|Cantor Fitzgerald & Co.|43559
OHI|OMEGA HEALTHCARE INV|CHAS|Charles Schwab & Co., Inc.|8575
OHI|OMEGA HEALTHCARE INV|CIST|Capital Institutional Services, Inc.|3014
OHI|OMEGA HEALTHCARE INV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|211234
OHI|OMEGA HEALTHCARE INV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29
OHI|OMEGA HEALTHCARE INV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1678
OHI|OMEGA HEALTHCARE INV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|581053
OHI|OMEGA HEALTHCARE INV|CTDL|Citadel Derivatives Group Llc|16515
OHI|OMEGA HEALTHCARE INV|CXCX|CITIGROUP GLOBAL MARKETS INC.|70362
OHI|OMEGA HEALTHCARE INV|DADA|D.A. Davidson & Co.|3258
OHI|OMEGA HEALTHCARE INV|DBAB|Deutsche Bank Securities Inc.|342280
OHI|OMEGA HEALTHCARE INV|DBAX|Deutsche Bank Securities Inc.|463000
OHI|OMEGA HEALTHCARE INV|DBUL|Deutsche Bank Securities Inc.|4100
OHI|OMEGA HEALTHCARE INV|DCHF|Dart Executions, LLC|7809
OHI|OMEGA HEALTHCARE INV|DEAN|MORGAN STANLEY|17523
OHI|OMEGA HEALTHCARE INV|DEGS|RONIN PROFESSIONAL LLC|22109
OHI|OMEGA HEALTHCARE INV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12204
OHI|OMEGA HEALTHCARE INV|EBXL|EBX LLC|357300
OHI|OMEGA HEALTHCARE INV|ECUT|CONVERGEX EXECUTION SOLUTIONS|2615
OHI|OMEGA HEALTHCARE INV|EDJC|Edward Jones / CDS|415
OHI|OMEGA HEALTHCARE INV|EDJO|Edward D. Jones & Co., L.P.|21060
OHI|OMEGA HEALTHCARE INV|EGAM|CBOE TRADING, INC.|15861
OHI|OMEGA HEALTHCARE INV|EGAW|CBOE TRADING, INC.|224
OHI|OMEGA HEALTHCARE INV|EGMT|EG MARKET TECHNOLOGIES LLC|700
OHI|OMEGA HEALTHCARE INV|EGXM|CBOE TRADING, INC.|2101
OHI|OMEGA HEALTHCARE INV|ETBE|Electronic Transaction Clearing, Inc.|11845
OHI|OMEGA HEALTHCARE INV|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
OHI|OMEGA HEALTHCARE INV|ETCB|ETC BROKERAGE SERVICES, LLC|145
OHI|OMEGA HEALTHCARE INV|ETCC|Electronic Transaction Clearing, Inc.|900
OHI|OMEGA HEALTHCARE INV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2450
OHI|OMEGA HEALTHCARE INV|ETRS|E*Trade Securities LLC|242792
OHI|OMEGA HEALTHCARE INV|FILL|Tradestation Securities, Inc.|2001
OHI|OMEGA HEALTHCARE INV|FINX|FINTECH SECURITIES|691
OHI|OMEGA HEALTHCARE INV|FMAF|NBCN Inc./ CDS|3446
OHI|OMEGA HEALTHCARE INV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35734
OHI|OMEGA HEALTHCARE INV|FQLS|Quantlab Securities LP|526341
OHI|OMEGA HEALTHCARE INV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114317
OHI|OMEGA HEALTHCARE INV|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|7000
OHI|OMEGA HEALTHCARE INV|FTBR|Foliofn Investments, Inc.|29730
OHI|OMEGA HEALTHCARE INV|GEBB|GLOBAL EXECUTION BROKERS, LP|7200
OHI|OMEGA HEALTHCARE INV|GLPX|ACS EXECUTION SERVICES, LLC|10013
OHI|OMEGA HEALTHCARE INV|GSCO|GOLDMAN SACHS & CO. LLC|1441835
OHI|OMEGA HEALTHCARE INV|GSCS|GOLDMAN SACHS & CO. LLC|4759
OHI|OMEGA HEALTHCARE INV|GSLT|GOLDMAN SACHS & CO. LLC|15480
OHI|OMEGA HEALTHCARE INV|GTSY|GTS SECURITIES LLC|500
OHI|OMEGA HEALTHCARE INV|GTSZ|GTS SECURITIES LLC|148382
OHI|OMEGA HEALTHCARE INV|HRBF|American Enterprise Investment Services Inc.|260461
OHI|OMEGA HEALTHCARE INV|HSBC|HSBC Securities, Inc.|1300
OHI|OMEGA HEALTHCARE INV|IATS|INTERACTIVE BROKERS LLC|13867
OHI|OMEGA HEALTHCARE INV|IBKR|Interactive Brokers Llc|26971
OHI|OMEGA HEALTHCARE INV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|45
OHI|OMEGA HEALTHCARE INV|ICBX|INSTINET, LLC|166630
OHI|OMEGA HEALTHCARE INV|IEQY|CITADEL SECURITIES LLC|157152
OHI|OMEGA HEALTHCARE INV|INCA|INSTINET, LLC|420189
OHI|OMEGA HEALTHCARE INV|INJX|INSTINET, LLC|14365
OHI|OMEGA HEALTHCARE INV|ITGI|ITG Inc.|13257
OHI|OMEGA HEALTHCARE INV|ITGP|ITG INC.|125600
OHI|OMEGA HEALTHCARE INV|JANY|Janney Montgomery Scott Inc.|11461
OHI|OMEGA HEALTHCARE INV|JEFF|JEFFERIES LLC|684108
OHI|OMEGA HEALTHCARE INV|JMPT|JUMP TRADING, LLC|92693
OHI|OMEGA HEALTHCARE INV|JPBX|J.P. MORGAN SECURITIES LLC|113620
OHI|OMEGA HEALTHCARE INV|JPMX|J.P. Morgan Securities LLC|1006834
OHI|OMEGA HEALTHCARE INV|JSJX|JANE STREET CAPITAL LLC|16353
OHI|OMEGA HEALTHCARE INV|KCGM|VIRTU Americas LLC|83491
OHI|OMEGA HEALTHCARE INV|LEHM|Barclays Capital Inc./Le|1173817
OHI|OMEGA HEALTHCARE INV|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|17944
OHI|OMEGA HEALTHCARE INV|LIME|Lime Brokerage LLC|12002
OHI|OMEGA HEALTHCARE INV|LIWD|LIME BROKERAGE LLC|651
OHI|OMEGA HEALTHCARE INV|LOOP|Loop Capital Markets LLC|600
OHI|OMEGA HEALTHCARE INV|LQNB|LIQUIDNET, INC.|3400
OHI|OMEGA HEALTHCARE INV|LSCI|Lek Securities Corporation|4
OHI|OMEGA HEALTHCARE INV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
OHI|OMEGA HEALTHCARE INV|MACQ|Macquarie Capital (USA) Inc.|76172
OHI|OMEGA HEALTHCARE INV|MAXM|Maxim Group LLC|4760
OHI|OMEGA HEALTHCARE INV|MBTS|ALLY INVEST SECURITIES LLC|500
OHI|OMEGA HEALTHCARE INV|MCMF|Raymond James Ltd. Cds|360
OHI|OMEGA HEALTHCARE INV|MKMP|MKM Partners LLC|57905
OHI|OMEGA HEALTHCARE INV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|198739
OHI|OMEGA HEALTHCARE INV|MOTF|MOTIF INVESTING, INC.|19
OHI|OMEGA HEALTHCARE INV|MSCO|MORGAN STANLEY & CO. LLC|1831112
OHI|OMEGA HEALTHCARE INV|MSPL|MORGAN STANLEY & CO. LLC|424400
OHI|OMEGA HEALTHCARE INV|MSTX|MORGAN STANLEY & CO. LLC|199300
OHI|OMEGA HEALTHCARE INV|MZHO|Mizuho Securities USA LLC|19300
OHI|OMEGA HEALTHCARE INV|NATL|National Securities Corporation|1235
OHI|OMEGA HEALTHCARE INV|NFSC|National Financial Services LLC|753050
OHI|OMEGA HEALTHCARE INV|NITE|VIRTU Americas LLC|1402771
OHI|OMEGA HEALTHCARE INV|NITP|VIRTU Americas LLC|615
OHI|OMEGA HEALTHCARE INV|NQRB|Brut, LLC|10185
OHI|OMEGA HEALTHCARE INV|NTBF|BMO Nesbitt Burns Inc./CDS|2059
OHI|OMEGA HEALTHCARE INV|NTRC|Northern Trust Securities, Inc.|300
OHI|OMEGA HEALTHCARE INV|OHOS|TWO SIGMA SECURITIES, LLC|53295
OHI|OMEGA HEALTHCARE INV|OPCO|Oppenheimer & Co. Inc.|13265
OHI|OMEGA HEALTHCARE INV|PDQM|CODA MARKETS, INC.|33804
OHI|OMEGA HEALTHCARE INV|PHLY|NASDAQ Execution Services, LLC|17200
OHI|OMEGA HEALTHCARE INV|PWJC|UBS Financial Services, Inc.|1290
OHI|OMEGA HEALTHCARE INV|RBCM|RBC CAPITAL MARKETS, LLC|32659
OHI|OMEGA HEALTHCARE INV|RGLD|Regal Securities, Inc|225
OHI|OMEGA HEALTHCARE INV|RHCO|Suntrust Robinson Humphrey, Inc.|1354
OHI|OMEGA HEALTHCARE INV|SAGL|SAGETRADER, LLC|22600
OHI|OMEGA HEALTHCARE INV|SAGW|SAGETRADER, LLC|2
OHI|OMEGA HEALTHCARE INV|SALI|INTL FCSTONE FINANCIAL INC.|12646
OHI|OMEGA HEALTHCARE INV|SBSH|Citigroup Global Markets Inc.|239379
OHI|OMEGA HEALTHCARE INV|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
OHI|OMEGA HEALTHCARE INV|SGMT|GOLDMAN SACHS & CO. LLC|226356
OHI|OMEGA HEALTHCARE INV|SIBO|Prime Executions, Inc.|50780
OHI|OMEGA HEALTHCARE INV|SOGO|Wang Investment Associates, Inc.|20
OHI|OMEGA HEALTHCARE INV|SPDR|SPEEDROUTE LLC|10712
OHI|OMEGA HEALTHCARE INV|SPHN|Stephens Inc.|1961
OHI|OMEGA HEALTHCARE INV|STFL|Stifel, Nicolaus & Company, Incorporated|82918
OHI|OMEGA HEALTHCARE INV|STKP|STOCKPILE INVESTMENTS, INC.|266
OHI|OMEGA HEALTHCARE INV|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4605
OHI|OMEGA HEALTHCARE INV|SWIM|TD Ameritrade, Inc.|67390
OHI|OMEGA HEALTHCARE INV|SWST|Hilltop Securities Inc.|13059
OHI|OMEGA HEALTHCARE INV|TKNG|ALLY INVEST SECURITIES LLC|4275
OHI|OMEGA HEALTHCARE INV|TOUR|TOURMALINE PARTNERS, LLC|30200
OHI|OMEGA HEALTHCARE INV|TRBT|Tradebot Systems, Inc.|250429
OHI|OMEGA HEALTHCARE INV|TRCM|TRC MARKETS LLC|338908
OHI|OMEGA HEALTHCARE INV|TWTT|TASTYWORKS, INC.|400
OHI|OMEGA HEALTHCARE INV|UBSA|UBS SECURITIES LLC|963576
OHI|OMEGA HEALTHCARE INV|UBSS|UBS Securities LLC|930276
OHI|OMEGA HEALTHCARE INV|VALX|VIRTU AMERICAS LLC|44995
OHI|OMEGA HEALTHCARE INV|VERT|The Vertical Trading Group, LLC|300
OHI|OMEGA HEALTHCARE INV|VGRD|Vanguard Marketing Corporation|169295
OHI|OMEGA HEALTHCARE INV|WBLR|WILLIAM BLAIR|966
OHI|OMEGA HEALTHCARE INV|WBPX|SUMMIT SECURITIES GROUP, LLC|3121
OHI|OMEGA HEALTHCARE INV|WCHV|WELLS FARGO SECURITIES, LLC|473395
OHI|OMEGA HEALTHCARE INV|WDNX|WEEDEN & CO.L.P.|1922
OHI|OMEGA HEALTHCARE INV|WEDB|WEDBUSH SECURITIES INC.|1037
OHI|OMEGA HEALTHCARE INV|WEED|Weeden & Co.L.P.|17501
OHI|OMEGA HEALTHCARE INV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|54822
OHI|OMEGA HEALTHCARE INV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71728
OHI|OMEGA HEALTHCARE INV|WGIF|CIBC World Markets Inc.|1655
OHI|OMEGA HEALTHCARE INV|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138
OHI|OMEGA HEALTHCARE INV|WSEA|WOLVERINE SECURITIES, LLC|39339
OHI|OMEGA HEALTHCARE INV|XIST|INSTINET, LLC|189400
OHI|OMEGA HEALTHCARE INV|XPQR|Jump Trading|200
OHI|OMEGA HEALTHCARE INV|XSTM|NATIONAL FINANCIAL SERVICES LLC|70710
OHI|OMEGA HEALTHCARE INV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31050
OHRP|OHR PHARMCEUTIAL CM|APCC|Apex Clearing Corporation|92572
OHRP|OHR PHARMCEUTIAL CM|BATM|CBOE TRADING, INC.|8665
OHRP|OHR PHARMCEUTIAL CM|BIMI|Banca IMI Securities Corp.|160550
OHRP|OHR PHARMCEUTIAL CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19825
OHRP|OHR PHARMCEUTIAL CM|BYXM|CBOE TRADING, INC.|85
OHRP|OHR PHARMCEUTIAL CM|CHAS|Charles Schwab & Co., Inc.|35907
OHRP|OHR PHARMCEUTIAL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26729
OHRP|OHR PHARMCEUTIAL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10100
OHRP|OHR PHARMCEUTIAL CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
OHRP|OHR PHARMCEUTIAL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6200
OHRP|OHR PHARMCEUTIAL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|6600
OHRP|OHR PHARMCEUTIAL CM|DBAB|Deutsche Bank Securities Inc.|83512
OHRP|OHR PHARMCEUTIAL CM|DBAX|Deutsche Bank Securities Inc.|700
OHRP|OHR PHARMCEUTIAL CM|EBXL|EBX LLC|8100
OHRP|OHR PHARMCEUTIAL CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|10200
OHRP|OHR PHARMCEUTIAL CM|EDJO|Edward D. Jones & Co., L.P.|3273
OHRP|OHR PHARMCEUTIAL CM|EGAM|CBOE TRADING, INC.|37791
OHRP|OHR PHARMCEUTIAL CM|EGXM|CBOE TRADING, INC.|31700
OHRP|OHR PHARMCEUTIAL CM|ETRS|E*Trade Securities LLC|2100336
OHRP|OHR PHARMCEUTIAL CM|FBCO|Credit Suisse Securities (USA) LLC|76556
OHRP|OHR PHARMCEUTIAL CM|FILL|Tradestation Securities, Inc.|75200
OHRP|OHR PHARMCEUTIAL CM|FMAF|NBCN Inc./ CDS|4640
OHRP|OHR PHARMCEUTIAL CM|FOMA|TD AMERITRADE CLEARING, INC.|2255284
OHRP|OHR PHARMCEUTIAL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|223
OHRP|OHR PHARMCEUTIAL CM|FTBR|Foliofn Investments, Inc.|541
OHRP|OHR PHARMCEUTIAL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|22503
OHRP|OHR PHARMCEUTIAL CM|GLPX|ACS EXECUTION SERVICES, LLC|4153
OHRP|OHR PHARMCEUTIAL CM|GSCO|GOLDMAN SACHS & CO. LLC|17471
OHRP|OHR PHARMCEUTIAL CM|GSCS|GOLDMAN SACHS & CO. LLC|2353
OHRP|OHR PHARMCEUTIAL CM|GSLT|GOLDMAN SACHS & CO. LLC|64889
OHRP|OHR PHARMCEUTIAL CM|IATS|INTERACTIVE BROKERS LLC|28600
OHRP|OHR PHARMCEUTIAL CM|IBKR|Interactive Brokers Llc|739859
OHRP|OHR PHARMCEUTIAL CM|ICBX|INSTINET, LLC|2300
OHRP|OHR PHARMCEUTIAL CM|INCA|INSTINET, LLC|270098
OHRP|OHR PHARMCEUTIAL CM|ITGI|ITG Inc.|3940
OHRP|OHR PHARMCEUTIAL CM|ITGP|ITG INC.|1600
OHRP|OHR PHARMCEUTIAL CM|JMPT|JUMP TRADING, LLC|9247
OHRP|OHR PHARMCEUTIAL CM|JPMX|J.P. Morgan Securities LLC|200
OHRP|OHR PHARMCEUTIAL CM|KCGM|VIRTU Americas LLC|100
OHRP|OHR PHARMCEUTIAL CM|LEHM|Barclays Capital Inc./Le|26478
OHRP|OHR PHARMCEUTIAL CM|LIME|Lime Brokerage LLC|1224
OHRP|OHR PHARMCEUTIAL CM|LSCI|Lek Securities Corporation|3174
OHRP|OHR PHARMCEUTIAL CM|MAXM|Maxim Group LLC|480654
OHRP|OHR PHARMCEUTIAL CM|MBTS|ALLY INVEST SECURITIES LLC|5150
OHRP|OHR PHARMCEUTIAL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
OHRP|OHR PHARMCEUTIAL CM|MSCO|MORGAN STANLEY & CO. LLC|903636
OHRP|OHR PHARMCEUTIAL CM|NFSC|National Financial Services LLC|1731497
OHRP|OHR PHARMCEUTIAL CM|NITE|VIRTU Americas LLC|3995004
OHRP|OHR PHARMCEUTIAL CM|NITP|VIRTU Americas LLC|301
OHRP|OHR PHARMCEUTIAL CM|NQRB|Brut, LLC|1319
OHRP|OHR PHARMCEUTIAL CM|OPCO|Oppenheimer & Co. Inc.|367105
OHRP|OHR PHARMCEUTIAL CM|PCPT|PHILLIP CAPITAL INC.|12470
OHRP|OHR PHARMCEUTIAL CM|PDQM|CODA MARKETS, INC.|472689
OHRP|OHR PHARMCEUTIAL CM|PWJC|UBS Financial Services, Inc.|3000
OHRP|OHR PHARMCEUTIAL CM|RAJA|Raymond James & Associates, Inc.|9317
OHRP|OHR PHARMCEUTIAL CM|ROTH|Roth Capital Partners, LLC|5000
OHRP|OHR PHARMCEUTIAL CM|SAGL|SAGETRADER, LLC|3034
OHRP|OHR PHARMCEUTIAL CM|SBSH|Citigroup Global Markets Inc.|112459
OHRP|OHR PHARMCEUTIAL CM|SGMT|GOLDMAN SACHS & CO. LLC|3904
OHRP|OHR PHARMCEUTIAL CM|SPDR|SPEEDROUTE LLC|18989
OHRP|OHR PHARMCEUTIAL CM|SWIM|TD Ameritrade, Inc.|1267871
OHRP|OHR PHARMCEUTIAL CM|SWST|Hilltop Securities Inc.|5000
OHRP|OHR PHARMCEUTIAL CM|TKNG|ALLY INVEST SECURITIES LLC|14880
OHRP|OHR PHARMCEUTIAL CM|TWTT|TASTYWORKS, INC.|3600
OHRP|OHR PHARMCEUTIAL CM|UBSA|UBS SECURITIES LLC|111265
OHRP|OHR PHARMCEUTIAL CM|UBSS|UBS Securities LLC|454818
OHRP|OHR PHARMCEUTIAL CM|VGRD|Vanguard Marketing Corporation|46378
OHRP|OHR PHARMCEUTIAL CM|VSIN|Vision Financial Markets Llc|91443
OHRP|OHR PHARMCEUTIAL CM|WCHV|WELLS FARGO SECURITIES, LLC|23400
OHRP|OHR PHARMCEUTIAL CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|129088
OHRP|OHR PHARMCEUTIAL CM|WGIF|CIBC World Markets Inc.|110012
OHRP|OHR PHARMCEUTIAL CM|WSEA|WOLVERINE SECURITIES, LLC|221103
OHRP|OHR PHARMCEUTIAL CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4000
OI|OWENS ILLINOIS|ADAM|CANACCORD GENUITY INC.|80849
OI|OWENS ILLINOIS|ALTX|Alternet Securities Inc.|19394
OI|OWENS ILLINOIS|ANOS|ABEL/NOSER, L.L.C.|780
OI|OWENS ILLINOIS|APCC|Apex Clearing Corporation|621
OI|OWENS ILLINOIS|AQUA|AQUA SECURITIES L.P.|27300
OI|OWENS ILLINOIS|BANK|Primevest Financial Services, Inc.|1523
OI|OWENS ILLINOIS|BARD|Robert W. Baird & Co. Incorporated|116031
OI|OWENS ILLINOIS|BATM|CBOE TRADING, INC.|3219
OI|OWENS ILLINOIS|BAYC|BAY CREST PARTNERS, LLC|40
OI|OWENS ILLINOIS|BAYT|BTIG, LLC|4200
OI|OWENS ILLINOIS|BERN|Sanford C. Bernstein & Co., LLC|9399
OI|OWENS ILLINOIS|BIAD|SAGETRADER, LLC|1
OI|OWENS ILLINOIS|BIDS|BIDS TRADING L.P.|100
OI|OWENS ILLINOIS|BKCM|BNY Mellon Capital Markets LLC|20589
OI|OWENS ILLINOIS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6216
OI|OWENS ILLINOIS|BLKX|INSTINET, LLC|10657
OI|OWENS ILLINOIS|BMOC|BMO Capital Markets Corp.|50000
OI|OWENS ILLINOIS|BNPX|BNP PARIBAS SECURITIES CORP.|5324
OI|OWENS ILLINOIS|BRVL|BLAYLOCK VAN, LLC|1600
OI|OWENS ILLINOIS|BTIG|BTIG, LLC|6710
OI|OWENS ILLINOIS|BYXM|CBOE TRADING, INC.|1930
OI|OWENS ILLINOIS|BZYD|GOLDMAN SACHS & CO. LLC|700
OI|OWENS ILLINOIS|CANT|Cantor Fitzgerald & Co.|447049
OI|OWENS ILLINOIS|CBLC|CITIGROUP GLOBAL MARKETS INC.|27800
OI|OWENS ILLINOIS|CHAS|Charles Schwab & Co., Inc.|4036
OI|OWENS ILLINOIS|CIST|Capital Institutional Services, Inc.|11462
OI|OWENS ILLINOIS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1133634
OI|OWENS ILLINOIS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3940
OI|OWENS ILLINOIS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|620034
OI|OWENS ILLINOIS|CTDL|Citadel Derivatives Group Llc|3948
OI|OWENS ILLINOIS|CTLR|CUTLER GROUP, LP|400
OI|OWENS ILLINOIS|CXCX|CITIGROUP GLOBAL MARKETS INC.|377492
OI|OWENS ILLINOIS|DADA|D.A. Davidson & Co.|2954
OI|OWENS ILLINOIS|DBAB|Deutsche Bank Securities Inc.|255644
OI|OWENS ILLINOIS|DBAX|Deutsche Bank Securities Inc.|585000
OI|OWENS ILLINOIS|DBUL|Deutsche Bank Securities Inc.|2899
OI|OWENS ILLINOIS|DCHF|Dart Executions, LLC|400
OI|OWENS ILLINOIS|DEAN|MORGAN STANLEY|97200
OI|OWENS ILLINOIS|DEGS|RONIN PROFESSIONAL LLC|600
OI|OWENS ILLINOIS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6000
OI|OWENS ILLINOIS|EBXL|EBX LLC|589900
OI|OWENS ILLINOIS|ECUT|CONVERGEX EXECUTION SOLUTIONS|23912
OI|OWENS ILLINOIS|EDJO|Edward D. Jones & Co., L.P.|2523
OI|OWENS ILLINOIS|EGAM|CBOE TRADING, INC.|25138
OI|OWENS ILLINOIS|EGAW|CBOE TRADING, INC.|48
OI|OWENS ILLINOIS|EGXM|CBOE TRADING, INC.|3100
OI|OWENS ILLINOIS|ESPO|ESPOSITO SECURITIES, LLC|2284
OI|OWENS ILLINOIS|ETBE|Electronic Transaction Clearing, Inc.|19542
OI|OWENS ILLINOIS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
OI|OWENS ILLINOIS|ETCC|Electronic Transaction Clearing, Inc.|650
OI|OWENS ILLINOIS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5179
OI|OWENS ILLINOIS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2050
OI|OWENS ILLINOIS|ETRS|E*Trade Securities LLC|62139
OI|OWENS ILLINOIS|FBRC|B. RILEY FBR, INC.|783164
OI|OWENS ILLINOIS|FILL|Tradestation Securities, Inc.|1259
OI|OWENS ILLINOIS|FINX|FINTECH SECURITIES|500
OI|OWENS ILLINOIS|FMAF|NBCN Inc./ CDS|7481
OI|OWENS ILLINOIS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4911
OI|OWENS ILLINOIS|FQLS|Quantlab Securities LP|481044
OI|OWENS ILLINOIS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|167400
OI|OWENS ILLINOIS|FTBR|Foliofn Investments, Inc.|3567
OI|OWENS ILLINOIS|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
OI|OWENS ILLINOIS|GLPX|ACS EXECUTION SERVICES, LLC|124236
OI|OWENS ILLINOIS|GSCO|GOLDMAN SACHS & CO. LLC|1998404
OI|OWENS ILLINOIS|GSCS|GOLDMAN SACHS & CO. LLC|3229
OI|OWENS ILLINOIS|GSLT|GOLDMAN SACHS & CO. LLC|37238
OI|OWENS ILLINOIS|GTSZ|GTS SECURITIES LLC|104070
OI|OWENS ILLINOIS|HRBF|American Enterprise Investment Services Inc.|16448
OI|OWENS ILLINOIS|HSBC|HSBC Securities, Inc.|200
OI|OWENS ILLINOIS|IATS|INTERACTIVE BROKERS LLC|11329
OI|OWENS ILLINOIS|IBKR|Interactive Brokers Llc|46031
OI|OWENS ILLINOIS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4912
OI|OWENS ILLINOIS|ICBX|INSTINET, LLC|129508
OI|OWENS ILLINOIS|IEQY|CITADEL SECURITIES LLC|97949
OI|OWENS ILLINOIS|INCA|INSTINET, LLC|390807
OI|OWENS ILLINOIS|INJX|INSTINET, LLC|12496
OI|OWENS ILLINOIS|ITGI|ITG Inc.|92346
OI|OWENS ILLINOIS|ITGP|ITG INC.|326200
OI|OWENS ILLINOIS|JANY|Janney Montgomery Scott Inc.|8846
OI|OWENS ILLINOIS|JEFF|JEFFERIES LLC|195132
OI|OWENS ILLINOIS|JMPT|JUMP TRADING, LLC|116950
OI|OWENS ILLINOIS|JPBX|J.P. MORGAN SECURITIES LLC|356034
OI|OWENS ILLINOIS|JPMX|J.P. Morgan Securities LLC|894929
OI|OWENS ILLINOIS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1700
OI|OWENS ILLINOIS|JSJX|JANE STREET CAPITAL LLC|8005
OI|OWENS ILLINOIS|KCGM|VIRTU Americas LLC|84572
OI|OWENS ILLINOIS|KEYB|KEYBANC CAPITAL MARKETS INC.|19988
OI|OWENS ILLINOIS|LEHM|Barclays Capital Inc./Le|1666713
OI|OWENS ILLINOIS|LIME|Lime Brokerage LLC|74601
OI|OWENS ILLINOIS|LMNX|LUMINEX TRADING & ANALYTICS LLC|10558
OI|OWENS ILLINOIS|LOOP|Loop Capital Markets LLC|1519
OI|OWENS ILLINOIS|LQNA|LIQUIDNET, INC.|28000
OI|OWENS ILLINOIS|LSCI|Lek Securities Corporation|285
OI|OWENS ILLINOIS|MACQ|Macquarie Capital (USA) Inc.|20214
OI|OWENS ILLINOIS|MAGM|TOR BROKERAGE LLC|7600
OI|OWENS ILLINOIS|MAXM|Maxim Group LLC|20750
OI|OWENS ILLINOIS|MBTS|ALLY INVEST SECURITIES LLC|122
OI|OWENS ILLINOIS|MKMP|MKM Partners LLC|5000
OI|OWENS ILLINOIS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|337710
OI|OWENS ILLINOIS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
OI|OWENS ILLINOIS|MOTF|MOTIF INVESTING, INC.|1
OI|OWENS ILLINOIS|MSCO|MORGAN STANLEY & CO. LLC|1308969
OI|OWENS ILLINOIS|MSPL|MORGAN STANLEY & CO. LLC|648600
OI|OWENS ILLINOIS|MSTX|MORGAN STANLEY & CO. LLC|305900
OI|OWENS ILLINOIS|NEUB|NEUBERGER BERMAN BD LLC|449
OI|OWENS ILLINOIS|NFSC|National Financial Services LLC|287480
OI|OWENS ILLINOIS|NITE|VIRTU Americas LLC|608301
OI|OWENS ILLINOIS|NITP|VIRTU Americas LLC|900
OI|OWENS ILLINOIS|NQRB|Brut, LLC|11564
OI|OWENS ILLINOIS|NTBF|BMO Nesbitt Burns Inc./CDS|860
OI|OWENS ILLINOIS|NTRC|Northern Trust Securities, Inc.|16
OI|OWENS ILLINOIS|OHOS|TWO SIGMA SECURITIES, LLC|49309
OI|OWENS ILLINOIS|OPCO|Oppenheimer & Co. Inc.|1605
OI|OWENS ILLINOIS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|359
OI|OWENS ILLINOIS|PDQM|CODA MARKETS, INC.|53961
OI|OWENS ILLINOIS|PHLY|NASDAQ Execution Services, LLC|2800
OI|OWENS ILLINOIS|PWJC|UBS Financial Services, Inc.|1996
OI|OWENS ILLINOIS|RBCM|RBC CAPITAL MARKETS, LLC|21235
OI|OWENS ILLINOIS|RHCO|Suntrust Robinson Humphrey, Inc.|33500
OI|OWENS ILLINOIS|SAGC|SAGETRADER, LLC|1500
OI|OWENS ILLINOIS|SAGL|SAGETRADER, LLC|63130
OI|OWENS ILLINOIS|SAGW|SAGETRADER, LLC|10
OI|OWENS ILLINOIS|SBSH|Citigroup Global Markets Inc.|445762
OI|OWENS ILLINOIS|SEIC|SEI Investments Distribution Co.|8615
OI|OWENS ILLINOIS|SGMT|GOLDMAN SACHS & CO. LLC|174484
OI|OWENS ILLINOIS|SPDR|SPEEDROUTE LLC|19000
OI|OWENS ILLINOIS|SPHN|Stephens Inc.|3000
OI|OWENS ILLINOIS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1432
OI|OWENS ILLINOIS|STFL|Stifel, Nicolaus & Company, Incorporated|64495
OI|OWENS ILLINOIS|STKP|STOCKPILE INVESTMENTS, INC.|12
OI|OWENS ILLINOIS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7328
OI|OWENS ILLINOIS|SWIM|TD Ameritrade, Inc.|182254
OI|OWENS ILLINOIS|SWST|Hilltop Securities Inc.|866
OI|OWENS ILLINOIS|TKNG|ALLY INVEST SECURITIES LLC|500
OI|OWENS ILLINOIS|TRBT|Tradebot Systems, Inc.|278008
OI|OWENS ILLINOIS|TRCM|TRC MARKETS LLC|107952
OI|OWENS ILLINOIS|UBSA|UBS SECURITIES LLC|1011724
OI|OWENS ILLINOIS|UBSS|UBS Securities LLC|707741
OI|OWENS ILLINOIS|VALX|VIRTU AMERICAS LLC|41778
OI|OWENS ILLINOIS|VGRD|Vanguard Marketing Corporation|35598
OI|OWENS ILLINOIS|WBPX|SUMMIT SECURITIES GROUP, LLC|12677
OI|OWENS ILLINOIS|WCHV|WELLS FARGO SECURITIES, LLC|104963
OI|OWENS ILLINOIS|WEDB|WEDBUSH SECURITIES INC.|9343
OI|OWENS ILLINOIS|WEED|Weeden & Co.L.P.|4010
OI|OWENS ILLINOIS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4015
OI|OWENS ILLINOIS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4688
OI|OWENS ILLINOIS|WFPB|Wells Fargo Securities, LLC.|5500
OI|OWENS ILLINOIS|WGIF|CIBC World Markets Inc.|3131
OI|OWENS ILLINOIS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1058
OI|OWENS ILLINOIS|WSEA|WOLVERINE SECURITIES, LLC|4135
OI|OWENS ILLINOIS|XIST|INSTINET, LLC|29200
OI|OWENS ILLINOIS|XPQR|Jump Trading|589
OI|OWENS ILLINOIS|XSTM|NATIONAL FINANCIAL SERVICES LLC|90016
OI|OWENS ILLINOIS|YKNA|COMHAR CAPITAL MARKETS, LLC|1601
OI|OWENS ILLINOIS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14599
OIA|INVESCO MNI INC TR I|ALTX|Alternet Securities Inc.|500
OIA|INVESCO MNI INC TR I|APCC|Apex Clearing Corporation|8
OIA|INVESCO MNI INC TR I|BANK|Primevest Financial Services, Inc.|3358
OIA|INVESCO MNI INC TR I|BARD|Robert W. Baird & Co. Incorporated|871
OIA|INVESCO MNI INC TR I|BATM|CBOE TRADING, INC.|22
OIA|INVESCO MNI INC TR I|BBNT|BB&T SECURITIES, LLC|3689
OIA|INVESCO MNI INC TR I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11093
OIA|INVESCO MNI INC TR I|CANT|Cantor Fitzgerald & Co.|3
OIA|INVESCO MNI INC TR I|CHAS|Charles Schwab & Co., Inc.|2
OIA|INVESCO MNI INC TR I|CIST|Capital Institutional Services, Inc.|4922
OIA|INVESCO MNI INC TR I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
OIA|INVESCO MNI INC TR I|CTDL|Citadel Derivatives Group Llc|1
OIA|INVESCO MNI INC TR I|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
OIA|INVESCO MNI INC TR I|DBAX|Deutsche Bank Securities Inc.|1700
OIA|INVESCO MNI INC TR I|DEAN|MORGAN STANLEY|5159
OIA|INVESCO MNI INC TR I|DEGS|RONIN PROFESSIONAL LLC|200
OIA|INVESCO MNI INC TR I|EBXL|EBX LLC|600
OIA|INVESCO MNI INC TR I|EDJO|Edward D. Jones & Co., L.P.|395437
OIA|INVESCO MNI INC TR I|EGAM|CBOE TRADING, INC.|2000
OIA|INVESCO MNI INC TR I|EGXM|CBOE TRADING, INC.|722
OIA|INVESCO MNI INC TR I|ETRS|E*Trade Securities LLC|8826
OIA|INVESCO MNI INC TR I|FILL|Tradestation Securities, Inc.|2200
OIA|INVESCO MNI INC TR I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
OIA|INVESCO MNI INC TR I|FTBR|Foliofn Investments, Inc.|22
OIA|INVESCO MNI INC TR I|GLPX|ACS EXECUTION SERVICES, LLC|5100
OIA|INVESCO MNI INC TR I|GSCO|GOLDMAN SACHS & CO. LLC|100
OIA|INVESCO MNI INC TR I|HRBF|American Enterprise Investment Services Inc.|40869
OIA|INVESCO MNI INC TR I|IATS|INTERACTIVE BROKERS LLC|2708
OIA|INVESCO MNI INC TR I|IBKR|Interactive Brokers Llc|5822
OIA|INVESCO MNI INC TR I|ICBX|INSTINET, LLC|1700
OIA|INVESCO MNI INC TR I|INCA|INSTINET, LLC|4843
OIA|INVESCO MNI INC TR I|ITGI|ITG Inc.|3882
OIA|INVESCO MNI INC TR I|ITGP|ITG INC.|5000
OIA|INVESCO MNI INC TR I|JANY|Janney Montgomery Scott Inc.|4324
OIA|INVESCO MNI INC TR I|LEHM|Barclays Capital Inc./Le|200
OIA|INVESCO MNI INC TR I|LIME|Lime Brokerage LLC|3
OIA|INVESCO MNI INC TR I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
OIA|INVESCO MNI INC TR I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
OIA|INVESCO MNI INC TR I|MSCO|MORGAN STANLEY & CO. LLC|53374
OIA|INVESCO MNI INC TR I|MSPL|MORGAN STANLEY & CO. LLC|6000
OIA|INVESCO MNI INC TR I|NFSC|National Financial Services LLC|104762
OIA|INVESCO MNI INC TR I|NITE|VIRTU Americas LLC|155052
OIA|INVESCO MNI INC TR I|NQRB|Brut, LLC|3440
OIA|INVESCO MNI INC TR I|OPCO|Oppenheimer & Co. Inc.|1136
OIA|INVESCO MNI INC TR I|PDQM|CODA MARKETS, INC.|4500
OIA|INVESCO MNI INC TR I|PWJC|UBS Financial Services, Inc.|1504
OIA|INVESCO MNI INC TR I|RBCM|RBC CAPITAL MARKETS, LLC|6956
OIA|INVESCO MNI INC TR I|SALI|INTL FCSTONE FINANCIAL INC.|2
OIA|INVESCO MNI INC TR I|SGMT|GOLDMAN SACHS & CO. LLC|506
OIA|INVESCO MNI INC TR I|SPDR|SPEEDROUTE LLC|200
OIA|INVESCO MNI INC TR I|SPHN|Stephens Inc.|2
OIA|INVESCO MNI INC TR I|STFL|Stifel, Nicolaus & Company, Incorporated|2400
OIA|INVESCO MNI INC TR I|SWIM|TD Ameritrade, Inc.|403
OIA|INVESCO MNI INC TR I|SWST|Hilltop Securities Inc.|989
OIA|INVESCO MNI INC TR I|TRBT|Tradebot Systems, Inc.|1738
OIA|INVESCO MNI INC TR I|UBSA|UBS SECURITIES LLC|2414
OIA|INVESCO MNI INC TR I|UBSS|UBS Securities LLC|55052
OIA|INVESCO MNI INC TR I|VGRD|Vanguard Marketing Corporation|10812
OIA|INVESCO MNI INC TR I|WCHV|WELLS FARGO SECURITIES, LLC|45095
OIA|INVESCO MNI INC TR I|WEDB|WEDBUSH SECURITIES INC.|4
OIA|INVESCO MNI INC TR I|WSEA|WOLVERINE SECURITIES, LLC|618
OIA|INVESCO MNI INC TR I|YKNA|COMHAR CAPITAL MARKETS, LLC|900
OIA|INVESCO MNI INC TR I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5746
OIBR.C|OI S.A. ADR|ALTX|Alternet Securities Inc.|100
OIBR.C|OI S.A. ADR|BATM|CBOE TRADING, INC.|103
OIBR.C|OI S.A. ADR|BERN|Sanford C. Bernstein & Co., LLC|61
OIBR.C|OI S.A. ADR|BYXM|CBOE TRADING, INC.|300
OIBR.C|OI S.A. ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
OIBR.C|OI S.A. ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13131
OIBR.C|OI S.A. ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
OIBR.C|OI S.A. ADR|DBAX|Deutsche Bank Securities Inc.|16600
OIBR.C|OI S.A. ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|55536
OIBR.C|OI S.A. ADR|EBXL|EBX LLC|21200
OIBR.C|OI S.A. ADR|EDJO|Edward D. Jones & Co., L.P.|115
OIBR.C|OI S.A. ADR|EGXM|CBOE TRADING, INC.|100
OIBR.C|OI S.A. ADR|ETRS|E*Trade Securities LLC|46
OIBR.C|OI S.A. ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|116
OIBR.C|OI S.A. ADR|FTBR|Foliofn Investments, Inc.|185119
OIBR.C|OI S.A. ADR|GLPX|ACS EXECUTION SERVICES, LLC|2397
OIBR.C|OI S.A. ADR|GSCO|GOLDMAN SACHS & CO. LLC|183140
OIBR.C|OI S.A. ADR|GSLT|GOLDMAN SACHS & CO. LLC|100
OIBR.C|OI S.A. ADR|GTSZ|GTS SECURITIES LLC|3667
OIBR.C|OI S.A. ADR|IATS|INTERACTIVE BROKERS LLC|702
OIBR.C|OI S.A. ADR|IBKR|Interactive Brokers Llc|14783
OIBR.C|OI S.A. ADR|ICBX|INSTINET, LLC|8040
OIBR.C|OI S.A. ADR|INCA|INSTINET, LLC|23080
OIBR.C|OI S.A. ADR|ITGI|ITG Inc.|1222
OIBR.C|OI S.A. ADR|ITGP|ITG INC.|800
OIBR.C|OI S.A. ADR|JEFF|JEFFERIES LLC|418
OIBR.C|OI S.A. ADR|JMPT|JUMP TRADING, LLC|40
OIBR.C|OI S.A. ADR|JPMX|J.P. Morgan Securities LLC|15848
OIBR.C|OI S.A. ADR|KCGM|VIRTU Americas LLC|11975
OIBR.C|OI S.A. ADR|LEHM|Barclays Capital Inc./Le|10000
OIBR.C|OI S.A. ADR|LGNT|COR CLEARING LLC|1
OIBR.C|OI S.A. ADR|LIME|Lime Brokerage LLC|11402
OIBR.C|OI S.A. ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41358
OIBR.C|OI S.A. ADR|MSCO|MORGAN STANLEY & CO. LLC|71481
OIBR.C|OI S.A. ADR|MSPL|MORGAN STANLEY & CO. LLC|90300
OIBR.C|OI S.A. ADR|MSTX|MORGAN STANLEY & CO. LLC|1200
OIBR.C|OI S.A. ADR|NFSC|National Financial Services LLC|4825
OIBR.C|OI S.A. ADR|NITE|VIRTU Americas LLC|277217
OIBR.C|OI S.A. ADR|PDQM|CODA MARKETS, INC.|5197
OIBR.C|OI S.A. ADR|SAGL|SAGETRADER, LLC|4099
OIBR.C|OI S.A. ADR|SGMT|GOLDMAN SACHS & CO. LLC|27609
OIBR.C|OI S.A. ADR|TKNG|ALLY INVEST SECURITIES LLC|80
OIBR.C|OI S.A. ADR|TRCM|TRC MARKETS LLC|100
OIBR.C|OI S.A. ADR|UBSA|UBS SECURITIES LLC|38774
OIBR.C|OI S.A. ADR|UBSS|UBS Securities LLC|8497
OIBR.C|OI S.A. ADR|VGRD|Vanguard Marketing Corporation|200
OIBR.C|OI S.A. ADR|WCHV|WELLS FARGO SECURITIES, LLC|7549
OIBR.C|OI S.A. ADR|WSEA|WOLVERINE SECURITIES, LLC|80
OIBR.C|OI S.A. ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
OIBR.C|OI S.A. ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67
OIH|VANECK VECTORS OIL|ALLN|Allen & Company LLC|100
OIH|VANECK VECTORS OIL|ALTX|Alternet Securities Inc.|15250
OIH|VANECK VECTORS OIL|APCC|Apex Clearing Corporation|20453
OIH|VANECK VECTORS OIL|BANK|Primevest Financial Services, Inc.|107
OIH|VANECK VECTORS OIL|BARD|Robert W. Baird & Co. Incorporated|1
OIH|VANECK VECTORS OIL|BATM|CBOE TRADING, INC.|51392
OIH|VANECK VECTORS OIL|BAYC|BAY CREST PARTNERS, LLC|32410
OIH|VANECK VECTORS OIL|BAYT|BTIG, LLC|400
OIH|VANECK VECTORS OIL|BERN|Sanford C. Bernstein & Co., LLC|356950
OIH|VANECK VECTORS OIL|BIDS|BIDS TRADING L.P.|500
OIH|VANECK VECTORS OIL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13132
OIH|VANECK VECTORS OIL|BLKX|INSTINET, LLC|19200
OIH|VANECK VECTORS OIL|BMOC|BMO Capital Markets Corp.|27881
OIH|VANECK VECTORS OIL|BNPX|BNP PARIBAS SECURITIES CORP.|1459804
OIH|VANECK VECTORS OIL|BTIG|BTIG, LLC|139587
OIH|VANECK VECTORS OIL|BYXM|CBOE TRADING, INC.|7064
OIH|VANECK VECTORS OIL|CANT|Cantor Fitzgerald & Co.|110882
OIH|VANECK VECTORS OIL|CBRA|Cobra Trading, Inc.|5600
OIH|VANECK VECTORS OIL|CHAS|Charles Schwab & Co., Inc.|80224
OIH|VANECK VECTORS OIL|CICF|Canaccord Genuity Corp.|2100
OIH|VANECK VECTORS OIL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|602928
OIH|VANECK VECTORS OIL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5000
OIH|VANECK VECTORS OIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1963114
OIH|VANECK VECTORS OIL|CTDE|CHOICETRADE|100
OIH|VANECK VECTORS OIL|CTDL|Citadel Derivatives Group Llc|129626
OIH|VANECK VECTORS OIL|CTLR|CUTLER GROUP, LP|2800
OIH|VANECK VECTORS OIL|CXCX|CITIGROUP GLOBAL MARKETS INC.|541676
OIH|VANECK VECTORS OIL|DBAB|Deutsche Bank Securities Inc.|131768
OIH|VANECK VECTORS OIL|DBAX|Deutsche Bank Securities Inc.|1350800
OIH|VANECK VECTORS OIL|DCHF|Dart Executions, LLC|66941
OIH|VANECK VECTORS OIL|DEAN|MORGAN STANLEY|47567
OIH|VANECK VECTORS OIL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|48285
OIH|VANECK VECTORS OIL|EBXL|EBX LLC|1357700
OIH|VANECK VECTORS OIL|ECUT|CONVERGEX EXECUTION SOLUTIONS|30915
OIH|VANECK VECTORS OIL|EDJO|Edward D. Jones & Co., L.P.|60
OIH|VANECK VECTORS OIL|EGAM|CBOE TRADING, INC.|45218
OIH|VANECK VECTORS OIL|EGAW|CBOE TRADING, INC.|750
OIH|VANECK VECTORS OIL|EGXM|CBOE TRADING, INC.|57442
OIH|VANECK VECTORS OIL|EGXW|CBOE TRADING, INC.|100
OIH|VANECK VECTORS OIL|EROP|Eroom Securities L.L.C.|63550
OIH|VANECK VECTORS OIL|ETBE|Electronic Transaction Clearing, Inc.|198370
OIH|VANECK VECTORS OIL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30669
OIH|VANECK VECTORS OIL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2000
OIH|VANECK VECTORS OIL|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|300
OIH|VANECK VECTORS OIL|ETRS|E*Trade Securities LLC|242735
OIH|VANECK VECTORS OIL|FILL|Tradestation Securities, Inc.|16227
OIH|VANECK VECTORS OIL|FMAF|NBCN Inc./ CDS|6490
OIH|VANECK VECTORS OIL|FQLS|Quantlab Securities LP|934151
OIH|VANECK VECTORS OIL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|155196
OIH|VANECK VECTORS OIL|FTBR|Foliofn Investments, Inc.|14010
OIH|VANECK VECTORS OIL|GARC|ICAP Corporates LLC|32281
OIH|VANECK VECTORS OIL|GBMT|GBM International, Inc.|2000
OIH|VANECK VECTORS OIL|GEBB|GLOBAL EXECUTION BROKERS, LP|271538
OIH|VANECK VECTORS OIL|GLIS|TD Securities Inc|13639
OIH|VANECK VECTORS OIL|GLPX|ACS EXECUTION SERVICES, LLC|26716
OIH|VANECK VECTORS OIL|GSCO|GOLDMAN SACHS & CO. LLC|2978286
OIH|VANECK VECTORS OIL|GSCS|GOLDMAN SACHS & CO. LLC|225312
OIH|VANECK VECTORS OIL|GSLT|GOLDMAN SACHS & CO. LLC|151375
OIH|VANECK VECTORS OIL|GTSZ|GTS SECURITIES LLC|197806
OIH|VANECK VECTORS OIL|HAPX|HAP Trading, LLC|500
OIH|VANECK VECTORS OIL|HRBF|American Enterprise Investment Services Inc.|27636
OIH|VANECK VECTORS OIL|IATS|INTERACTIVE BROKERS LLC|79654
OIH|VANECK VECTORS OIL|IBKR|Interactive Brokers Llc|696987
OIH|VANECK VECTORS OIL|ICBX|INSTINET, LLC|859558
OIH|VANECK VECTORS OIL|INCA|INSTINET, LLC|1306980
OIH|VANECK VECTORS OIL|INJX|INSTINET, LLC|7382
OIH|VANECK VECTORS OIL|ITGI|ITG Inc.|251877
OIH|VANECK VECTORS OIL|ITGP|ITG INC.|519600
OIH|VANECK VECTORS OIL|JANY|Janney Montgomery Scott Inc.|6647
OIH|VANECK VECTORS OIL|JEFF|JEFFERIES LLC|239377
OIH|VANECK VECTORS OIL|JMPT|JUMP TRADING, LLC|220617
OIH|VANECK VECTORS OIL|JPBX|J.P. MORGAN SECURITIES LLC|33279
OIH|VANECK VECTORS OIL|JPMX|J.P. Morgan Securities LLC|963682
OIH|VANECK VECTORS OIL|JSEB|JANE STREET EXECUTION SERVICES, LLC|745343
OIH|VANECK VECTORS OIL|JSJX|JANE STREET CAPITAL LLC|705449
OIH|VANECK VECTORS OIL|KCGM|VIRTU Americas LLC|540873
OIH|VANECK VECTORS OIL|LEHM|Barclays Capital Inc./Le|7768880
OIH|VANECK VECTORS OIL|LIME|Lime Brokerage LLC|177040
OIH|VANECK VECTORS OIL|LQNA|LIQUIDNET, INC.|12500
OIH|VANECK VECTORS OIL|LSCI|Lek Securities Corporation|281205
OIH|VANECK VECTORS OIL|LVMR|LIVERMORE TRADING GROUP, INC.|3580
OIH|VANECK VECTORS OIL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4800
OIH|VANECK VECTORS OIL|MACC|Mid Atlantic Capital Corporation|9945
OIH|VANECK VECTORS OIL|MAXM|Maxim Group LLC|1870
OIH|VANECK VECTORS OIL|MCMF|Raymond James Ltd. Cds|300
OIH|VANECK VECTORS OIL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|914998
OIH|VANECK VECTORS OIL|MOTF|MOTIF INVESTING, INC.|2
OIH|VANECK VECTORS OIL|MPSG|E D & F Man Capital Markets Inc.|17100
OIH|VANECK VECTORS OIL|MSCO|MORGAN STANLEY & CO. LLC|5520152
OIH|VANECK VECTORS OIL|MSPL|MORGAN STANLEY & CO. LLC|1162200
OIH|VANECK VECTORS OIL|MSTX|MORGAN STANLEY & CO. LLC|35500
OIH|VANECK VECTORS OIL|MZHO|Mizuho Securities USA LLC|808802
OIH|VANECK VECTORS OIL|NATL|National Securities Corporation|5600
OIH|VANECK VECTORS OIL|NFSC|National Financial Services LLC|973876
OIH|VANECK VECTORS OIL|NITE|VIRTU Americas LLC|3581969
OIH|VANECK VECTORS OIL|NITP|VIRTU Americas LLC|132404
OIH|VANECK VECTORS OIL|NMRA|Nomura Securities International, Inc.|500
OIH|VANECK VECTORS OIL|NORT|Northland Securities, Inc.|1000
OIH|VANECK VECTORS OIL|NQRB|Brut, LLC|51209
OIH|VANECK VECTORS OIL|NTBF|BMO Nesbitt Burns Inc./CDS|4726
OIH|VANECK VECTORS OIL|NTRC|Northern Trust Securities, Inc.|5
OIH|VANECK VECTORS OIL|OHOS|TWO SIGMA SECURITIES, LLC|285466
OIH|VANECK VECTORS OIL|OLDM|OLD MISSION CAPITAL, LLC|570
OIH|VANECK VECTORS OIL|OPCO|Oppenheimer & Co. Inc.|17721
OIH|VANECK VECTORS OIL|PCPT|PHILLIP CAPITAL INC.|678
OIH|VANECK VECTORS OIL|PDQM|CODA MARKETS, INC.|40327
OIH|VANECK VECTORS OIL|PHLY|NASDAQ Execution Services, LLC|12800
OIH|VANECK VECTORS OIL|PICT|Pictet Overseas Inc.|800
OIH|VANECK VECTORS OIL|PIPR|Piper Jaffray & Co.|5000
OIH|VANECK VECTORS OIL|PWJC|UBS Financial Services, Inc.|5050
OIH|VANECK VECTORS OIL|RBCM|RBC CAPITAL MARKETS, LLC|15103
OIH|VANECK VECTORS OIL|RGLD|Regal Securities, Inc|200
OIH|VANECK VECTORS OIL|RHCO|Suntrust Robinson Humphrey, Inc.|10200
OIH|VANECK VECTORS OIL|SAGL|SAGETRADER, LLC|65120
OIH|VANECK VECTORS OIL|SALI|INTL FCSTONE FINANCIAL INC.|1420
OIH|VANECK VECTORS OIL|SBSH|Citigroup Global Markets Inc.|754511
OIH|VANECK VECTORS OIL|SEIC|SEI Investments Distribution Co.|400
OIH|VANECK VECTORS OIL|SGMT|GOLDMAN SACHS & CO. LLC|1043417
OIH|VANECK VECTORS OIL|SHMR|ABN Amro Clearing LLC|1531
OIH|VANECK VECTORS OIL|SPDR|SPEEDROUTE LLC|21825
OIH|VANECK VECTORS OIL|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
OIH|VANECK VECTORS OIL|STFL|Stifel, Nicolaus & Company, Incorporated|10905
OIH|VANECK VECTORS OIL|SWIM|TD Ameritrade, Inc.|702988
OIH|VANECK VECTORS OIL|SWST|Hilltop Securities Inc.|65450
OIH|VANECK VECTORS OIL|TKNG|ALLY INVEST SECURITIES LLC|7414
OIH|VANECK VECTORS OIL|TRBT|Tradebot Systems, Inc.|1492965
OIH|VANECK VECTORS OIL|TRCM|TRC MARKETS LLC|4390907
OIH|VANECK VECTORS OIL|TWTT|TASTYWORKS, INC.|1100
OIH|VANECK VECTORS OIL|UBSA|UBS SECURITIES LLC|3869997
OIH|VANECK VECTORS OIL|UBSS|UBS Securities LLC|2396169
OIH|VANECK VECTORS OIL|VALX|VIRTU AMERICAS LLC|248806
OIH|VANECK VECTORS OIL|VFIN|National Securities Corporation|1100
OIH|VANECK VECTORS OIL|VGRD|Vanguard Marketing Corporation|92320
OIH|VANECK VECTORS OIL|WBLR|WILLIAM BLAIR|500
OIH|VANECK VECTORS OIL|WCHV|WELLS FARGO SECURITIES, LLC|534263
OIH|VANECK VECTORS OIL|WEDB|WEDBUSH SECURITIES INC.|6000
OIH|VANECK VECTORS OIL|WEED|Weeden & Co.L.P.|8477
OIH|VANECK VECTORS OIL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19232
OIH|VANECK VECTORS OIL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|270126
OIH|VANECK VECTORS OIL|WGIF|CIBC World Markets Inc.|15000
OIH|VANECK VECTORS OIL|WSEA|WOLVERINE SECURITIES, LLC|33728
OIH|VANECK VECTORS OIL|XSTM|NATIONAL FINANCIAL SERVICES LLC|19494
OIH|VANECK VECTORS OIL|YKNA|COMHAR CAPITAL MARKETS, LLC|2543
OIH|VANECK VECTORS OIL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22105
OII|OCEANEERING INTL INC|ABLE|NATIXIS Securities Americas LLC|73000
OII|OCEANEERING INTL INC|ALTX|Alternet Securities Inc.|11642
OII|OCEANEERING INTL INC|ANOS|ABEL/NOSER, L.L.C.|1214
OII|OCEANEERING INTL INC|APCC|Apex Clearing Corporation|3611
OII|OCEANEERING INTL INC|BATM|CBOE TRADING, INC.|12685
OII|OCEANEERING INTL INC|BAYC|BAY CREST PARTNERS, LLC|3697
OII|OCEANEERING INTL INC|BAYT|BTIG, LLC|400
OII|OCEANEERING INTL INC|BBNT|BB&T SECURITIES, LLC|24
OII|OCEANEERING INTL INC|BERN|Sanford C. Bernstein & Co., LLC|8827
OII|OCEANEERING INTL INC|BIDS|BIDS TRADING L.P.|300
OII|OCEANEERING INTL INC|BIMI|Banca IMI Securities Corp.|56
OII|OCEANEERING INTL INC|BKCM|BNY Mellon Capital Markets LLC|19419
OII|OCEANEERING INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3686
OII|OCEANEERING INTL INC|BLKX|INSTINET, LLC|88290
OII|OCEANEERING INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|103066
OII|OCEANEERING INTL INC|BRVL|BLAYLOCK VAN, LLC|7690
OII|OCEANEERING INTL INC|BTIG|BTIG, LLC|64196
OII|OCEANEERING INTL INC|BYXM|CBOE TRADING, INC.|1569
OII|OCEANEERING INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|2517
OII|OCEANEERING INTL INC|CANT|Cantor Fitzgerald & Co.|12450
OII|OCEANEERING INTL INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|161600
OII|OCEANEERING INTL INC|CHAS|Charles Schwab & Co., Inc.|1213
OII|OCEANEERING INTL INC|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
OII|OCEANEERING INTL INC|CIST|Capital Institutional Services, Inc.|3427
OII|OCEANEERING INTL INC|CLSA|CLSA AMERICAS, LLC|9356
OII|OCEANEERING INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29601
OII|OCEANEERING INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|401
OII|OCEANEERING INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4201
OII|OCEANEERING INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|526795
OII|OCEANEERING INTL INC|CTDL|Citadel Derivatives Group Llc|49419
OII|OCEANEERING INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|72650
OII|OCEANEERING INTL INC|DADA|D.A. Davidson & Co.|62
OII|OCEANEERING INTL INC|DBAB|Deutsche Bank Securities Inc.|472323
OII|OCEANEERING INTL INC|DBAX|Deutsche Bank Securities Inc.|298500
OII|OCEANEERING INTL INC|DBUL|Deutsche Bank Securities Inc.|12429
OII|OCEANEERING INTL INC|DEAN|MORGAN STANLEY|665
OII|OCEANEERING INTL INC|DEGS|RONIN PROFESSIONAL LLC|3343
OII|OCEANEERING INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
OII|OCEANEERING INTL INC|DRWK|DRW SECURITIES, L.L.C.|3996
OII|OCEANEERING INTL INC|EBXL|EBX LLC|246400
OII|OCEANEERING INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|20939
OII|OCEANEERING INTL INC|EDJO|Edward D. Jones & Co., L.P.|2623
OII|OCEANEERING INTL INC|EGAM|CBOE TRADING, INC.|20562
OII|OCEANEERING INTL INC|EGAW|CBOE TRADING, INC.|100
OII|OCEANEERING INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
OII|OCEANEERING INTL INC|EGXM|CBOE TRADING, INC.|3690
OII|OCEANEERING INTL INC|EGXW|CBOE TRADING, INC.|100
OII|OCEANEERING INTL INC|ETBE|Electronic Transaction Clearing, Inc.|18192
OII|OCEANEERING INTL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
OII|OCEANEERING INTL INC|ETCC|Electronic Transaction Clearing, Inc.|426
OII|OCEANEERING INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16983
OII|OCEANEERING INTL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3862
OII|OCEANEERING INTL INC|ETRS|E*Trade Securities LLC|39628
OII|OCEANEERING INTL INC|FBSB|U.S. Bancorp Investments, Inc.|60
OII|OCEANEERING INTL INC|FILL|Tradestation Securities, Inc.|4259
OII|OCEANEERING INTL INC|FMAF|NBCN Inc./ CDS|2445
OII|OCEANEERING INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10098
OII|OCEANEERING INTL INC|FQLS|Quantlab Securities LP|361977
OII|OCEANEERING INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|194896
OII|OCEANEERING INTL INC|FTBR|Foliofn Investments, Inc.|4798
OII|OCEANEERING INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6190
OII|OCEANEERING INTL INC|GLIS|TD Securities Inc|85
OII|OCEANEERING INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|44008
OII|OCEANEERING INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|2324850
OII|OCEANEERING INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|33434
OII|OCEANEERING INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|9571
OII|OCEANEERING INTL INC|GTSZ|GTS SECURITIES LLC|187579
OII|OCEANEERING INTL INC|HAPX|HAP Trading, LLC|200
OII|OCEANEERING INTL INC|HRBF|American Enterprise Investment Services Inc.|950
OII|OCEANEERING INTL INC|HSBC|HSBC Securities, Inc.|100
OII|OCEANEERING INTL INC|IATS|INTERACTIVE BROKERS LLC|7946
OII|OCEANEERING INTL INC|IBKR|Interactive Brokers Llc|11484
OII|OCEANEERING INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1258
OII|OCEANEERING INTL INC|ICBX|INSTINET, LLC|77440
OII|OCEANEERING INTL INC|IEQY|CITADEL SECURITIES LLC|129140
OII|OCEANEERING INTL INC|INCA|INSTINET, LLC|276284
OII|OCEANEERING INTL INC|INJX|INSTINET, LLC|55247
OII|OCEANEERING INTL INC|ITGI|ITG Inc.|69547
OII|OCEANEERING INTL INC|ITGP|ITG INC.|127000
OII|OCEANEERING INTL INC|JANY|Janney Montgomery Scott Inc.|5
OII|OCEANEERING INTL INC|JEFF|JEFFERIES LLC|224895
OII|OCEANEERING INTL INC|JMPT|JUMP TRADING, LLC|81775
OII|OCEANEERING INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|75991
OII|OCEANEERING INTL INC|JPMX|J.P. Morgan Securities LLC|419417
OII|OCEANEERING INTL INC|JSJX|JANE STREET CAPITAL LLC|22140
OII|OCEANEERING INTL INC|KCGM|VIRTU Americas LLC|54735
OII|OCEANEERING INTL INC|KRSH|Kershner Securities, LLC|1920
OII|OCEANEERING INTL INC|LEHM|Barclays Capital Inc./Le|871215
OII|OCEANEERING INTL INC|LIME|Lime Brokerage LLC|80610
OII|OCEANEERING INTL INC|LOOP|Loop Capital Markets LLC|22528
OII|OCEANEERING INTL INC|LQNA|LIQUIDNET, INC.|67100
OII|OCEANEERING INTL INC|LSCI|Lek Securities Corporation|5179
OII|OCEANEERING INTL INC|LVMR|LIVERMORE TRADING GROUP, INC.|8150
OII|OCEANEERING INTL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
OII|OCEANEERING INTL INC|MCMF|Raymond James Ltd. Cds|4489
OII|OCEANEERING INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|137001
OII|OCEANEERING INTL INC|MOTF|MOTIF INVESTING, INC.|12
OII|OCEANEERING INTL INC|MPSG|E D & F Man Capital Markets Inc.|665
OII|OCEANEERING INTL INC|MSCO|MORGAN STANLEY & CO. LLC|2125169
OII|OCEANEERING INTL INC|MSPL|MORGAN STANLEY & CO. LLC|680000
OII|OCEANEERING INTL INC|MSTX|MORGAN STANLEY & CO. LLC|311600
OII|OCEANEERING INTL INC|NATL|National Securities Corporation|8000
OII|OCEANEERING INTL INC|NFSC|National Financial Services LLC|106057
OII|OCEANEERING INTL INC|NITE|VIRTU Americas LLC|292817
OII|OCEANEERING INTL INC|NITP|VIRTU Americas LLC|200
OII|OCEANEERING INTL INC|NQRB|Brut, LLC|23311
OII|OCEANEERING INTL INC|NTRC|Northern Trust Securities, Inc.|1183
OII|OCEANEERING INTL INC|OHOS|TWO SIGMA SECURITIES, LLC|29700
OII|OCEANEERING INTL INC|OPCO|Oppenheimer & Co. Inc.|1137
OII|OCEANEERING INTL INC|PDQM|CODA MARKETS, INC.|88235
OII|OCEANEERING INTL INC|PIPR|Piper Jaffray & Co.|465
OII|OCEANEERING INTL INC|PWJC|UBS Financial Services, Inc.|70
OII|OCEANEERING INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|9050
OII|OCEANEERING INTL INC|SAGL|SAGETRADER, LLC|27225
OII|OCEANEERING INTL INC|SAGW|SAGETRADER, LLC|128
OII|OCEANEERING INTL INC|SBSH|Citigroup Global Markets Inc.|241984
OII|OCEANEERING INTL INC|SEIC|SEI Investments Distribution Co.|623
OII|OCEANEERING INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|178460
OII|OCEANEERING INTL INC|SPDR|SPEEDROUTE LLC|20975
OII|OCEANEERING INTL INC|SPGS|Sea Port Group Securities, LLC|16390
OII|OCEANEERING INTL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
OII|OCEANEERING INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|8896
OII|OCEANEERING INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3626
OII|OCEANEERING INTL INC|SWIM|TD Ameritrade, Inc.|9983
OII|OCEANEERING INTL INC|SWST|Hilltop Securities Inc.|492
OII|OCEANEERING INTL INC|TKNG|ALLY INVEST SECURITIES LLC|6509
OII|OCEANEERING INTL INC|TRBT|Tradebot Systems, Inc.|220071
OII|OCEANEERING INTL INC|TRCM|TRC MARKETS LLC|150238
OII|OCEANEERING INTL INC|TWTT|TASTYWORKS, INC.|50
OII|OCEANEERING INTL INC|UBSA|UBS SECURITIES LLC|751160
OII|OCEANEERING INTL INC|UBSS|UBS Securities LLC|909306
OII|OCEANEERING INTL INC|VALX|VIRTU AMERICAS LLC|9632
OII|OCEANEERING INTL INC|VGRD|Vanguard Marketing Corporation|7553
OII|OCEANEERING INTL INC|VSIN|Vision Financial Markets Llc|50
OII|OCEANEERING INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6831
OII|OCEANEERING INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|36521
OII|OCEANEERING INTL INC|WDNX|WEEDEN & CO.L.P.|4622
OII|OCEANEERING INTL INC|WEDB|WEDBUSH SECURITIES INC.|13090
OII|OCEANEERING INTL INC|WEED|Weeden & Co.L.P.|2000
OII|OCEANEERING INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15337
OII|OCEANEERING INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2001
OII|OCEANEERING INTL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|218
OII|OCEANEERING INTL INC|WSEA|WOLVERINE SECURITIES, LLC|25085
OII|OCEANEERING INTL INC|XIST|INSTINET, LLC|85364
OII|OCEANEERING INTL INC|XPQR|Jump Trading|2477
OII|OCEANEERING INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|88970
OII|OCEANEERING INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|760
OII|OCEANEERING INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2062
OIIL|CREDIT SUISSE WTI OI|ETRS|E*Trade Securities LLC|36
OIIL|CREDIT SUISSE WTI OI|GSLT|GOLDMAN SACHS & CO. LLC|3800
OIIL|CREDIT SUISSE WTI OI|JSJX|JANE STREET CAPITAL LLC|500
OIIL|CREDIT SUISSE WTI OI|LIME|Lime Brokerage LLC|1000
OIIL|CREDIT SUISSE WTI OI|MSCO|MORGAN STANLEY & CO. LLC|2
OIIL|CREDIT SUISSE WTI OI|NITE|VIRTU Americas LLC|355
OIIL|CREDIT SUISSE WTI OI|SGMT|GOLDMAN SACHS & CO. LLC|35
OIIL|CREDIT SUISSE WTI OI|UBSA|UBS SECURITIES LLC|300
OIIL|CREDIT SUISSE WTI OI|UBSS|UBS Securities LLC|335
OIIL|CREDIT SUISSE WTI OI|WSEA|WOLVERINE SECURITIES, LLC|18
OIIL|CREDIT SUISSE WTI OI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|330
OIIM|O2MICRO INTL LTD|ALTX|Alternet Securities Inc.|200
OIIM|O2MICRO INTL LTD|ANDG|Andrew Garrett Inc.|7100
OIIM|O2MICRO INTL LTD|APCC|Apex Clearing Corporation|343
OIIM|O2MICRO INTL LTD|BATM|CBOE TRADING, INC.|6
OIIM|O2MICRO INTL LTD|CHAS|Charles Schwab & Co., Inc.|5000
OIIM|O2MICRO INTL LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
OIIM|O2MICRO INTL LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5542
OIIM|O2MICRO INTL LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
OIIM|O2MICRO INTL LTD|DBAB|Deutsche Bank Securities Inc.|999
OIIM|O2MICRO INTL LTD|DEGS|RONIN PROFESSIONAL LLC|4336
OIIM|O2MICRO INTL LTD|EGXW|CBOE TRADING, INC.|2870
OIIM|O2MICRO INTL LTD|ETRS|E*Trade Securities LLC|36194
OIIM|O2MICRO INTL LTD|FBCO|Credit Suisse Securities (USA) LLC|7014
OIIM|O2MICRO INTL LTD|FILL|Tradestation Securities, Inc.|4500
OIIM|O2MICRO INTL LTD|FOMA|TD AMERITRADE CLEARING, INC.|254317
OIIM|O2MICRO INTL LTD|FTBR|Foliofn Investments, Inc.|1092
OIIM|O2MICRO INTL LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|150
OIIM|O2MICRO INTL LTD|GTSZ|GTS SECURITIES LLC|1200
OIIM|O2MICRO INTL LTD|IATS|INTERACTIVE BROKERS LLC|17474
OIIM|O2MICRO INTL LTD|IBKR|Interactive Brokers Llc|144051
OIIM|O2MICRO INTL LTD|INCA|INSTINET, LLC|2853
OIIM|O2MICRO INTL LTD|ITGP|ITG INC.|1600
OIIM|O2MICRO INTL LTD|JPMX|J.P. Morgan Securities LLC|2400
OIIM|O2MICRO INTL LTD|KCGM|VIRTU Americas LLC|2000
OIIM|O2MICRO INTL LTD|LEHM|Barclays Capital Inc./Le|4400
OIIM|O2MICRO INTL LTD|LIME|Lime Brokerage LLC|3785
OIIM|O2MICRO INTL LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
OIIM|O2MICRO INTL LTD|MOTF|MOTIF INVESTING, INC.|1
OIIM|O2MICRO INTL LTD|MSCO|MORGAN STANLEY & CO. LLC|70354
OIIM|O2MICRO INTL LTD|NEED|Needham & Company, LLC|42900
OIIM|O2MICRO INTL LTD|NFSC|National Financial Services LLC|6445
OIIM|O2MICRO INTL LTD|NITE|VIRTU Americas LLC|151200
OIIM|O2MICRO INTL LTD|NQRB|Brut, LLC|37
OIIM|O2MICRO INTL LTD|RAJA|Raymond James & Associates, Inc.|3000
OIIM|O2MICRO INTL LTD|RBCM|RBC CAPITAL MARKETS, LLC|4200
OIIM|O2MICRO INTL LTD|SBSH|Citigroup Global Markets Inc.|7889
OIIM|O2MICRO INTL LTD|SGMT|GOLDMAN SACHS & CO. LLC|1900
OIIM|O2MICRO INTL LTD|STFL|Stifel, Nicolaus & Company, Incorporated|18805
OIIM|O2MICRO INTL LTD|SWIM|TD Ameritrade, Inc.|25037
OIIM|O2MICRO INTL LTD|TRCM|TRC MARKETS LLC|11909
OIIM|O2MICRO INTL LTD|UBSA|UBS SECURITIES LLC|7051
OIIM|O2MICRO INTL LTD|UBSS|UBS Securities LLC|20300
OIIM|O2MICRO INTL LTD|VGRD|Vanguard Marketing Corporation|600
OIIM|O2MICRO INTL LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2
OIIM|O2MICRO INTL LTD|WSEA|WOLVERINE SECURITIES, LLC|731
OILB|IPATH SERIES B S&P G|APCC|Apex Clearing Corporation|5
OILB|IPATH SERIES B S&P G|BANK|Primevest Financial Services, Inc.|38
OILB|IPATH SERIES B S&P G|BATM|CBOE TRADING, INC.|200
OILB|IPATH SERIES B S&P G|CHAS|Charles Schwab & Co., Inc.|160
OILB|IPATH SERIES B S&P G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
OILB|IPATH SERIES B S&P G|DBAX|Deutsche Bank Securities Inc.|100
OILB|IPATH SERIES B S&P G|DEAN|MORGAN STANLEY|173
OILB|IPATH SERIES B S&P G|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|180
OILB|IPATH SERIES B S&P G|EBXL|EBX LLC|600
OILB|IPATH SERIES B S&P G|ETRS|E*Trade Securities LLC|1769
OILB|IPATH SERIES B S&P G|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|24832
OILB|IPATH SERIES B S&P G|GSCO|GOLDMAN SACHS & CO. LLC|200
OILB|IPATH SERIES B S&P G|IBKR|Interactive Brokers Llc|113
OILB|IPATH SERIES B S&P G|JANY|Janney Montgomery Scott Inc.|6
OILB|IPATH SERIES B S&P G|JSEB|JANE STREET EXECUTION SERVICES, LLC|230
OILB|IPATH SERIES B S&P G|JSJX|JANE STREET CAPITAL LLC|1032
OILB|IPATH SERIES B S&P G|LEHM|Barclays Capital Inc./Le|1800
OILB|IPATH SERIES B S&P G|LIME|Lime Brokerage LLC|24
OILB|IPATH SERIES B S&P G|MACC|Mid Atlantic Capital Corporation|44
OILB|IPATH SERIES B S&P G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
OILB|IPATH SERIES B S&P G|MSPL|MORGAN STANLEY & CO. LLC|100
OILB|IPATH SERIES B S&P G|NFSC|National Financial Services LLC|1428
OILB|IPATH SERIES B S&P G|NITE|VIRTU Americas LLC|2093
OILB|IPATH SERIES B S&P G|PWJC|UBS Financial Services, Inc.|27
OILB|IPATH SERIES B S&P G|SGMT|GOLDMAN SACHS & CO. LLC|200
OILB|IPATH SERIES B S&P G|SHMR|ABN Amro Clearing LLC|24832
OILB|IPATH SERIES B S&P G|STKP|STOCKPILE INVESTMENTS, INC.|156
OILB|IPATH SERIES B S&P G|SWIM|TD Ameritrade, Inc.|108
OILB|IPATH SERIES B S&P G|UBSA|UBS SECURITIES LLC|2166
OILB|IPATH SERIES B S&P G|UBSS|UBS Securities LLC|14118
OILB|IPATH SERIES B S&P G|VGRD|Vanguard Marketing Corporation|700
OILB|IPATH SERIES B S&P G|WSEA|WOLVERINE SECURITIES, LLC|1
OILB|IPATH SERIES B S&P G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5752
OILD|PROSHARES ULTRAPRO 3|ALTX|Alternet Securities Inc.|700
OILD|PROSHARES ULTRAPRO 3|APCC|Apex Clearing Corporation|9313
OILD|PROSHARES ULTRAPRO 3|BKMM|BNY MELLON CAPITAL MARKETS, LLC|847
OILD|PROSHARES ULTRAPRO 3|BYXM|CBOE TRADING, INC.|100
OILD|PROSHARES ULTRAPRO 3|CHAS|Charles Schwab & Co., Inc.|2900
OILD|PROSHARES ULTRAPRO 3|CIST|Capital Institutional Services, Inc.|12400
OILD|PROSHARES ULTRAPRO 3|CROS|CREDIT SUISSE SECURITIES (USA) LLC|311445
OILD|PROSHARES ULTRAPRO 3|CXCX|CITIGROUP GLOBAL MARKETS INC.|130
OILD|PROSHARES ULTRAPRO 3|DBAX|Deutsche Bank Securities Inc.|20000
OILD|PROSHARES ULTRAPRO 3|DEAN|MORGAN STANLEY|500
OILD|PROSHARES ULTRAPRO 3|DEGS|RONIN PROFESSIONAL LLC|100
OILD|PROSHARES ULTRAPRO 3|EBXL|EBX LLC|77200
OILD|PROSHARES ULTRAPRO 3|ECUT|CONVERGEX EXECUTION SOLUTIONS|5100
OILD|PROSHARES ULTRAPRO 3|EGAM|CBOE TRADING, INC.|467
OILD|PROSHARES ULTRAPRO 3|EGXM|CBOE TRADING, INC.|8267
OILD|PROSHARES ULTRAPRO 3|ETBE|Electronic Transaction Clearing, Inc.|4400
OILD|PROSHARES ULTRAPRO 3|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
OILD|PROSHARES ULTRAPRO 3|ETRS|E*Trade Securities LLC|143670
OILD|PROSHARES ULTRAPRO 3|FILL|Tradestation Securities, Inc.|18397
OILD|PROSHARES ULTRAPRO 3|FMAF|NBCN Inc./ CDS|9617
OILD|PROSHARES ULTRAPRO 3|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|280
OILD|PROSHARES ULTRAPRO 3|FTBR|Foliofn Investments, Inc.|17
OILD|PROSHARES ULTRAPRO 3|GLIS|TD Securities Inc|2670
OILD|PROSHARES ULTRAPRO 3|GLPX|ACS EXECUTION SERVICES, LLC|19500
OILD|PROSHARES ULTRAPRO 3|GSCO|GOLDMAN SACHS & CO. LLC|200
OILD|PROSHARES ULTRAPRO 3|GSLT|GOLDMAN SACHS & CO. LLC|11160
OILD|PROSHARES ULTRAPRO 3|GTSZ|GTS SECURITIES LLC|3555
OILD|PROSHARES ULTRAPRO 3|HRBF|American Enterprise Investment Services Inc.|1328
OILD|PROSHARES ULTRAPRO 3|HSBC|HSBC Securities, Inc.|500
OILD|PROSHARES ULTRAPRO 3|IATS|INTERACTIVE BROKERS LLC|6599
OILD|PROSHARES ULTRAPRO 3|IBKR|Interactive Brokers Llc|89193
OILD|PROSHARES ULTRAPRO 3|ICBX|INSTINET, LLC|80370
OILD|PROSHARES ULTRAPRO 3|INCA|INSTINET, LLC|218603
OILD|PROSHARES ULTRAPRO 3|ITGI|ITG Inc.|700
OILD|PROSHARES ULTRAPRO 3|ITGP|ITG INC.|41800
OILD|PROSHARES ULTRAPRO 3|JANY|Janney Montgomery Scott Inc.|1500
OILD|PROSHARES ULTRAPRO 3|JMPT|JUMP TRADING, LLC|9657
OILD|PROSHARES ULTRAPRO 3|JPMX|J.P. Morgan Securities LLC|10804
OILD|PROSHARES ULTRAPRO 3|JSJX|JANE STREET CAPITAL LLC|356655
OILD|PROSHARES ULTRAPRO 3|KCGM|VIRTU Americas LLC|44662
OILD|PROSHARES ULTRAPRO 3|LEHM|Barclays Capital Inc./Le|54600
OILD|PROSHARES ULTRAPRO 3|LIME|Lime Brokerage LLC|17438
OILD|PROSHARES ULTRAPRO 3|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24860
OILD|PROSHARES ULTRAPRO 3|MSCO|MORGAN STANLEY & CO. LLC|98084
OILD|PROSHARES ULTRAPRO 3|MSPL|MORGAN STANLEY & CO. LLC|1100
OILD|PROSHARES ULTRAPRO 3|NFSC|National Financial Services LLC|648298
OILD|PROSHARES ULTRAPRO 3|NITE|VIRTU Americas LLC|1083996
OILD|PROSHARES ULTRAPRO 3|NQRB|Brut, LLC|14820
OILD|PROSHARES ULTRAPRO 3|NTBF|BMO Nesbitt Burns Inc./CDS|6080
OILD|PROSHARES ULTRAPRO 3|OPCO|Oppenheimer & Co. Inc.|4485
OILD|PROSHARES ULTRAPRO 3|PCPT|PHILLIP CAPITAL INC.|100
OILD|PROSHARES ULTRAPRO 3|PDQM|CODA MARKETS, INC.|12000
OILD|PROSHARES ULTRAPRO 3|RHOX|XR Securities LLC|107184
OILD|PROSHARES ULTRAPRO 3|SGMT|GOLDMAN SACHS & CO. LLC|50131
OILD|PROSHARES ULTRAPRO 3|SHMR|ABN Amro Clearing LLC|13595
OILD|PROSHARES ULTRAPRO 3|SWIM|TD Ameritrade, Inc.|529664
OILD|PROSHARES ULTRAPRO 3|TKNG|ALLY INVEST SECURITIES LLC|3909
OILD|PROSHARES ULTRAPRO 3|TRBT|Tradebot Systems, Inc.|31600
OILD|PROSHARES ULTRAPRO 3|TRCM|TRC MARKETS LLC|650
OILD|PROSHARES ULTRAPRO 3|UBSA|UBS SECURITIES LLC|332885
OILD|PROSHARES ULTRAPRO 3|UBSS|UBS Securities LLC|150354
OILD|PROSHARES ULTRAPRO 3|VGRD|Vanguard Marketing Corporation|64928
OILD|PROSHARES ULTRAPRO 3|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7995
OILD|PROSHARES ULTRAPRO 3|WSEA|WOLVERINE SECURITIES, LLC|820
OILK|PROSHARES K-1 FREE C|BANK|Primevest Financial Services, Inc.|500
OILK|PROSHARES K-1 FREE C|CSIN|Citadel Securities Institutional LLC|358
OILK|PROSHARES K-1 FREE C|CTDL|Citadel Derivatives Group Llc|358
OILK|PROSHARES K-1 FREE C|DBAX|Deutsche Bank Securities Inc.|100
OILK|PROSHARES K-1 FREE C|EBXL|EBX LLC|500
OILK|PROSHARES K-1 FREE C|ETRS|E*Trade Securities LLC|3650
OILK|PROSHARES K-1 FREE C|IATS|INTERACTIVE BROKERS LLC|200
OILK|PROSHARES K-1 FREE C|ICBX|INSTINET, LLC|200
OILK|PROSHARES K-1 FREE C|JPMX|J.P. Morgan Securities LLC|200
OILK|PROSHARES K-1 FREE C|JSJX|JANE STREET CAPITAL LLC|13335
OILK|PROSHARES K-1 FREE C|LIME|Lime Brokerage LLC|300
OILK|PROSHARES K-1 FREE C|MACC|Mid Atlantic Capital Corporation|41
OILK|PROSHARES K-1 FREE C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
OILK|PROSHARES K-1 FREE C|MSCO|MORGAN STANLEY & CO. LLC|100
OILK|PROSHARES K-1 FREE C|NFSC|National Financial Services LLC|6622
OILK|PROSHARES K-1 FREE C|NITE|VIRTU Americas LLC|26968
OILK|PROSHARES K-1 FREE C|SWIM|TD Ameritrade, Inc.|2682
OILK|PROSHARES K-1 FREE C|UBSA|UBS SECURITIES LLC|2324
OILK|PROSHARES K-1 FREE C|UBSS|UBS Securities LLC|1842
OILK|PROSHARES K-1 FREE C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|445
OILU|PROSHARES ULTRAPRO 3|ALTX|Alternet Securities Inc.|1300
OILU|PROSHARES ULTRAPRO 3|APCC|Apex Clearing Corporation|6705
OILU|PROSHARES ULTRAPRO 3|BATM|CBOE TRADING, INC.|1300
OILU|PROSHARES ULTRAPRO 3|BIMI|Banca IMI Securities Corp.|1450
OILU|PROSHARES ULTRAPRO 3|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5373
OILU|PROSHARES ULTRAPRO 3|BYXM|CBOE TRADING, INC.|1200
OILU|PROSHARES ULTRAPRO 3|CHAS|Charles Schwab & Co., Inc.|2930
OILU|PROSHARES ULTRAPRO 3|CIST|Capital Institutional Services, Inc.|24600
OILU|PROSHARES ULTRAPRO 3|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132
OILU|PROSHARES ULTRAPRO 3|CROS|CREDIT SUISSE SECURITIES (USA) LLC|120896
OILU|PROSHARES ULTRAPRO 3|DBAX|Deutsche Bank Securities Inc.|6500
OILU|PROSHARES ULTRAPRO 3|DEAN|MORGAN STANLEY|1140
OILU|PROSHARES ULTRAPRO 3|DEGS|RONIN PROFESSIONAL LLC|10926
OILU|PROSHARES ULTRAPRO 3|EBXL|EBX LLC|38800
OILU|PROSHARES ULTRAPRO 3|ECUT|CONVERGEX EXECUTION SOLUTIONS|280
OILU|PROSHARES ULTRAPRO 3|EGAM|CBOE TRADING, INC.|2213
OILU|PROSHARES ULTRAPRO 3|EGAW|CBOE TRADING, INC.|400
OILU|PROSHARES ULTRAPRO 3|EGXM|CBOE TRADING, INC.|14737
OILU|PROSHARES ULTRAPRO 3|EGXW|CBOE TRADING, INC.|150
OILU|PROSHARES ULTRAPRO 3|ETBE|Electronic Transaction Clearing, Inc.|6098
OILU|PROSHARES ULTRAPRO 3|ETRS|E*Trade Securities LLC|112592
OILU|PROSHARES ULTRAPRO 3|FILL|Tradestation Securities, Inc.|15678
OILU|PROSHARES ULTRAPRO 3|FMAF|NBCN Inc./ CDS|5251
OILU|PROSHARES ULTRAPRO 3|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|116
OILU|PROSHARES ULTRAPRO 3|FTBR|Foliofn Investments, Inc.|7
OILU|PROSHARES ULTRAPRO 3|GLIS|TD Securities Inc|12855
OILU|PROSHARES ULTRAPRO 3|GLPX|ACS EXECUTION SERVICES, LLC|213
OILU|PROSHARES ULTRAPRO 3|GSCO|GOLDMAN SACHS & CO. LLC|1890
OILU|PROSHARES ULTRAPRO 3|GSCS|GOLDMAN SACHS & CO. LLC|646
OILU|PROSHARES ULTRAPRO 3|GSLT|GOLDMAN SACHS & CO. LLC|9959
OILU|PROSHARES ULTRAPRO 3|GTSZ|GTS SECURITIES LLC|3300
OILU|PROSHARES ULTRAPRO 3|HRBF|American Enterprise Investment Services Inc.|217
OILU|PROSHARES ULTRAPRO 3|HSBC|HSBC Securities, Inc.|130
OILU|PROSHARES ULTRAPRO 3|IATS|INTERACTIVE BROKERS LLC|6994
OILU|PROSHARES ULTRAPRO 3|IBKR|Interactive Brokers Llc|63380
OILU|PROSHARES ULTRAPRO 3|ICBX|INSTINET, LLC|29630
OILU|PROSHARES ULTRAPRO 3|INCA|INSTINET, LLC|8497
OILU|PROSHARES ULTRAPRO 3|ITGI|ITG Inc.|1350
OILU|PROSHARES ULTRAPRO 3|ITGP|ITG INC.|14000
OILU|PROSHARES ULTRAPRO 3|JMPT|JUMP TRADING, LLC|4782
OILU|PROSHARES ULTRAPRO 3|JPMX|J.P. Morgan Securities LLC|3400
OILU|PROSHARES ULTRAPRO 3|JSJX|JANE STREET CAPITAL LLC|81758
OILU|PROSHARES ULTRAPRO 3|KCGM|VIRTU Americas LLC|7925
OILU|PROSHARES ULTRAPRO 3|LEHM|Barclays Capital Inc./Le|31600
OILU|PROSHARES ULTRAPRO 3|LIME|Lime Brokerage LLC|11700
OILU|PROSHARES ULTRAPRO 3|MBTS|ALLY INVEST SECURITIES LLC|14
OILU|PROSHARES ULTRAPRO 3|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9434
OILU|PROSHARES ULTRAPRO 3|MOTF|MOTIF INVESTING, INC.|11
OILU|PROSHARES ULTRAPRO 3|MSCO|MORGAN STANLEY & CO. LLC|64719
OILU|PROSHARES ULTRAPRO 3|MSPL|MORGAN STANLEY & CO. LLC|1600
OILU|PROSHARES ULTRAPRO 3|NFSC|National Financial Services LLC|232971
OILU|PROSHARES ULTRAPRO 3|NITE|VIRTU Americas LLC|514102
OILU|PROSHARES ULTRAPRO 3|NITP|VIRTU Americas LLC|1300
OILU|PROSHARES ULTRAPRO 3|NQRB|Brut, LLC|2700
OILU|PROSHARES ULTRAPRO 3|NTBF|BMO Nesbitt Burns Inc./CDS|835
OILU|PROSHARES ULTRAPRO 3|OPCO|Oppenheimer & Co. Inc.|100
OILU|PROSHARES ULTRAPRO 3|PCPT|PHILLIP CAPITAL INC.|339
OILU|PROSHARES ULTRAPRO 3|PDQM|CODA MARKETS, INC.|13
OILU|PROSHARES ULTRAPRO 3|RBCM|RBC CAPITAL MARKETS, LLC|350
OILU|PROSHARES ULTRAPRO 3|RHOX|XR Securities LLC|62190
OILU|PROSHARES ULTRAPRO 3|SBSH|Citigroup Global Markets Inc.|4689
OILU|PROSHARES ULTRAPRO 3|SGMT|GOLDMAN SACHS & CO. LLC|35135
OILU|PROSHARES ULTRAPRO 3|SHMR|ABN Amro Clearing LLC|18835
OILU|PROSHARES ULTRAPRO 3|SPDR|SPEEDROUTE LLC|300
OILU|PROSHARES ULTRAPRO 3|SWIM|TD Ameritrade, Inc.|96584
OILU|PROSHARES ULTRAPRO 3|TKNG|ALLY INVEST SECURITIES LLC|3157
OILU|PROSHARES ULTRAPRO 3|TRBT|Tradebot Systems, Inc.|71578
OILU|PROSHARES ULTRAPRO 3|TRCM|TRC MARKETS LLC|113
OILU|PROSHARES ULTRAPRO 3|TWTT|TASTYWORKS, INC.|210
OILU|PROSHARES ULTRAPRO 3|UBSA|UBS SECURITIES LLC|193218
OILU|PROSHARES ULTRAPRO 3|UBSS|UBS Securities LLC|115282
OILU|PROSHARES ULTRAPRO 3|VGRD|Vanguard Marketing Corporation|26360
OILU|PROSHARES ULTRAPRO 3|WEDB|WEDBUSH SECURITIES INC.|235
OILU|PROSHARES ULTRAPRO 3|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20300
OILU|PROSHARES ULTRAPRO 3|WGIF|CIBC World Markets Inc.|4950
OILU|PROSHARES ULTRAPRO 3|WSEA|WOLVERINE SECURITIES, LLC|10361
OILX|ETRACS S&P GSCI CRUD|APCC|Apex Clearing Corporation|3
OILX|ETRACS S&P GSCI CRUD|JSJX|JANE STREET CAPITAL LLC|800
OILX|ETRACS S&P GSCI CRUD|LIME|Lime Brokerage LLC|300
OILX|ETRACS S&P GSCI CRUD|NFSC|National Financial Services LLC|3315
OILX|ETRACS S&P GSCI CRUD|NITE|VIRTU Americas LLC|3213
OILX|ETRACS S&P GSCI CRUD|UBSA|UBS SECURITIES LLC|115
OILX|ETRACS S&P GSCI CRUD|UBSS|UBS Securities LLC|1000
OILX|ETRACS S&P GSCI CRUD|WSEA|WOLVERINE SECURITIES, LLC|10
OIS|OIL STATES INTL INC|APCC|Apex Clearing Corporation|54
OIS|OIL STATES INTL INC|BATM|CBOE TRADING, INC.|3007
OIS|OIL STATES INTL INC|BAYC|BAY CREST PARTNERS, LLC|6718
OIS|OIL STATES INTL INC|BAYT|BTIG, LLC|700
OIS|OIL STATES INTL INC|BBNT|BB&T SECURITIES, LLC|181
OIS|OIL STATES INTL INC|BERN|Sanford C. Bernstein & Co., LLC|31584
OIS|OIL STATES INTL INC|BIDS|BIDS TRADING L.P.|600
OIS|OIL STATES INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|372
OIS|OIL STATES INTL INC|BLKX|INSTINET, LLC|7800
OIS|OIL STATES INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|19344
OIS|OIL STATES INTL INC|BRVL|BLAYLOCK VAN, LLC|500
OIS|OIL STATES INTL INC|BTIG|BTIG, LLC|1195
OIS|OIL STATES INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|200
OIS|OIL STATES INTL INC|CANT|Cantor Fitzgerald & Co.|6787
OIS|OIL STATES INTL INC|CHAS|Charles Schwab & Co., Inc.|296
OIS|OIL STATES INTL INC|CIST|Capital Institutional Services, Inc.|520
OIS|OIL STATES INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|280283
OIS|OIL STATES INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
OIS|OIL STATES INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109789
OIS|OIL STATES INTL INC|CTDL|Citadel Derivatives Group Llc|2212
OIS|OIL STATES INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|29178
OIS|OIL STATES INTL INC|DBAB|Deutsche Bank Securities Inc.|134901
OIS|OIL STATES INTL INC|DBAX|Deutsche Bank Securities Inc.|152700
OIS|OIL STATES INTL INC|DEAN|MORGAN STANLEY|1503
OIS|OIL STATES INTL INC|DEGS|RONIN PROFESSIONAL LLC|1191
OIS|OIL STATES INTL INC|EBXL|EBX LLC|126700
OIS|OIL STATES INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1117
OIS|OIL STATES INTL INC|EDJO|Edward D. Jones & Co., L.P.|91
OIS|OIL STATES INTL INC|EGAM|CBOE TRADING, INC.|8754
OIS|OIL STATES INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
OIS|OIL STATES INTL INC|EGXM|CBOE TRADING, INC.|1740
OIS|OIL STATES INTL INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
OIS|OIL STATES INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23397
OIS|OIL STATES INTL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|662
OIS|OIL STATES INTL INC|ETRS|E*Trade Securities LLC|4455
OIS|OIL STATES INTL INC|FILL|Tradestation Securities, Inc.|411
OIS|OIL STATES INTL INC|FMAF|NBCN Inc./ CDS|500
OIS|OIL STATES INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1073
OIS|OIL STATES INTL INC|FQLS|Quantlab Securities LP|191180
OIS|OIL STATES INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40982
OIS|OIL STATES INTL INC|FTBR|Foliofn Investments, Inc.|735
OIS|OIL STATES INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|3465
OIS|OIL STATES INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|377208
OIS|OIL STATES INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|830
OIS|OIL STATES INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|1842
OIS|OIL STATES INTL INC|GTSZ|GTS SECURITIES LLC|45077
OIS|OIL STATES INTL INC|HRBF|American Enterprise Investment Services Inc.|1
OIS|OIL STATES INTL INC|HSBC|HSBC Securities, Inc.|100
OIS|OIL STATES INTL INC|IBKR|Interactive Brokers Llc|3857
OIS|OIL STATES INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|32
OIS|OIL STATES INTL INC|ICBX|INSTINET, LLC|50400
OIS|OIL STATES INTL INC|IEQY|CITADEL SECURITIES LLC|25357
OIS|OIL STATES INTL INC|INCA|INSTINET, LLC|105258
OIS|OIL STATES INTL INC|INJX|INSTINET, LLC|5562
OIS|OIL STATES INTL INC|ITGI|ITG Inc.|28655
OIS|OIL STATES INTL INC|ITGP|ITG INC.|30000
OIS|OIL STATES INTL INC|JEFF|JEFFERIES LLC|57081
OIS|OIL STATES INTL INC|JMPT|JUMP TRADING, LLC|14847
OIS|OIL STATES INTL INC|JONE|JonesTrading|400
OIS|OIL STATES INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|40265
OIS|OIL STATES INTL INC|JPMX|J.P. Morgan Securities LLC|211471
OIS|OIL STATES INTL INC|KCGM|VIRTU Americas LLC|81165
OIS|OIL STATES INTL INC|LEHM|Barclays Capital Inc./Le|393799
OIS|OIL STATES INTL INC|LIME|Lime Brokerage LLC|19216
OIS|OIL STATES INTL INC|LOOP|Loop Capital Markets LLC|2351
OIS|OIL STATES INTL INC|LVMR|LIVERMORE TRADING GROUP, INC.|100
OIS|OIL STATES INTL INC|MACQ|Macquarie Capital (USA) Inc.|1800
OIS|OIL STATES INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|97224
OIS|OIL STATES INTL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3636
OIS|OIL STATES INTL INC|MNDX|TJM Investments, LLC|4645
OIS|OIL STATES INTL INC|MSCO|MORGAN STANLEY & CO. LLC|522321
OIS|OIL STATES INTL INC|MSPL|MORGAN STANLEY & CO. LLC|58600
OIS|OIL STATES INTL INC|MSTX|MORGAN STANLEY & CO. LLC|78200
OIS|OIL STATES INTL INC|MZHO|Mizuho Securities USA LLC|500000
OIS|OIL STATES INTL INC|NFSC|National Financial Services LLC|21068
OIS|OIL STATES INTL INC|NITE|VIRTU Americas LLC|50566
OIS|OIL STATES INTL INC|NQRB|Brut, LLC|1200
OIS|OIL STATES INTL INC|OHOS|TWO SIGMA SECURITIES, LLC|16063
OIS|OIL STATES INTL INC|PDQM|CODA MARKETS, INC.|19256
OIS|OIL STATES INTL INC|QMSR|QUATTRO M SECURITIES INC.|410
OIS|OIL STATES INTL INC|SBSH|Citigroup Global Markets Inc.|62420
OIS|OIL STATES INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|104896
OIS|OIL STATES INTL INC|SPDR|SPEEDROUTE LLC|2000
OIS|OIL STATES INTL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|32126
OIS|OIL STATES INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|70
OIS|OIL STATES INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
OIS|OIL STATES INTL INC|SWIM|TD Ameritrade, Inc.|2205
OIS|OIL STATES INTL INC|SWST|Hilltop Securities Inc.|2330
OIS|OIL STATES INTL INC|TIAD|Triad Securities Corp|16
OIS|OIL STATES INTL INC|TRBT|Tradebot Systems, Inc.|6286
OIS|OIL STATES INTL INC|TRCM|TRC MARKETS LLC|137111
OIS|OIL STATES INTL INC|UBSA|UBS SECURITIES LLC|628106
OIS|OIL STATES INTL INC|UBSS|UBS Securities LLC|618117
OIS|OIL STATES INTL INC|VALX|VIRTU AMERICAS LLC|21256
OIS|OIL STATES INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|700
OIS|OIL STATES INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|371746
OIS|OIL STATES INTL INC|WEDB|WEDBUSH SECURITIES INC.|389
OIS|OIL STATES INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|196
OIS|OIL STATES INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|430
OIS|OIL STATES INTL INC|WGIF|CIBC World Markets Inc.|342
OIS|OIL STATES INTL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|77
OIS|OIL STATES INTL INC|WSEA|WOLVERINE SECURITIES, LLC|2037
OIS|OIL STATES INTL INC|XIST|INSTINET, LLC|85000
OIS|OIL STATES INTL INC|XPQR|Jump Trading|100
OIS|OIL STATES INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|37276
OIS|OIL STATES INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|205
OKDCC|EV OKTR DIV CR NXTSH|FTBR|Foliofn Investments, Inc.|1194
OKDCC|EV OKTR DIV CR NXTSH|IBKR|Interactive Brokers Llc|1000
OKDCC|EV OKTR DIV CR NXTSH|NITE|VIRTU Americas LLC|10944
OKDCC|EV OKTR DIV CR NXTSH|NITP|VIRTU Americas LLC|1000
OKDCC|EV OKTR DIV CR NXTSH|PWJC|UBS Financial Services, Inc.|9750
OKE|ONEOK INC        NEW|ABLE|NATIXIS Securities Americas LLC|351398
OKE|ONEOK INC        NEW|AGIS|Aegis Capital Corp.|2208
OKE|ONEOK INC        NEW|ALTX|Alternet Securities Inc.|9857
OKE|ONEOK INC        NEW|ANOS|ABEL/NOSER, L.L.C.|859
OKE|ONEOK INC        NEW|APCC|Apex Clearing Corporation|5759
OKE|ONEOK INC        NEW|AQUA|AQUA SECURITIES L.P.|7100
OKE|ONEOK INC        NEW|BALE|M&T SECURITIES, INC.|2581
OKE|ONEOK INC        NEW|BANK|Primevest Financial Services, Inc.|1147
OKE|ONEOK INC        NEW|BARD|Robert W. Baird & Co. Incorporated|27456
OKE|ONEOK INC        NEW|BATM|CBOE TRADING, INC.|15969
OKE|ONEOK INC        NEW|BAYC|BAY CREST PARTNERS, LLC|11157
OKE|ONEOK INC        NEW|BAYT|BTIG, LLC|4100
OKE|ONEOK INC        NEW|BBNT|BB&T SECURITIES, LLC|3956
OKE|ONEOK INC        NEW|BERN|Sanford C. Bernstein & Co., LLC|85169
OKE|ONEOK INC        NEW|BIDS|BIDS TRADING L.P.|1800
OKE|ONEOK INC        NEW|BIMI|Banca IMI Securities Corp.|100
OKE|ONEOK INC        NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47015
OKE|ONEOK INC        NEW|BLKX|INSTINET, LLC|126043
OKE|ONEOK INC        NEW|BNPX|BNP PARIBAS SECURITIES CORP.|279259
OKE|ONEOK INC        NEW|BTIG|BTIG, LLC|75846
OKE|ONEOK INC        NEW|BYXM|CBOE TRADING, INC.|924
OKE|ONEOK INC        NEW|BZYD|GOLDMAN SACHS & CO. LLC|300
OKE|ONEOK INC        NEW|CABR|Cabrera Capital Markets, Inc.|50
OKE|ONEOK INC        NEW|CANT|Cantor Fitzgerald & Co.|7690
OKE|ONEOK INC        NEW|CHAS|Charles Schwab & Co., Inc.|11078
OKE|ONEOK INC        NEW|CIBP|CIBC World Markets Corp.|36720
OKE|ONEOK INC        NEW|CIOI|CITIGROUP GLOBAL MARKETS INC|32325
OKE|ONEOK INC        NEW|CIST|Capital Institutional Services, Inc.|4490
OKE|ONEOK INC        NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64113
OKE|ONEOK INC        NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
OKE|ONEOK INC        NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1049
OKE|ONEOK INC        NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500462
OKE|ONEOK INC        NEW|CTDL|Citadel Derivatives Group Llc|34594
OKE|ONEOK INC        NEW|CTLR|CUTLER GROUP, LP|1276
OKE|ONEOK INC        NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|38874
OKE|ONEOK INC        NEW|DADA|D.A. Davidson & Co.|126
OKE|ONEOK INC        NEW|DBAB|Deutsche Bank Securities Inc.|597099
OKE|ONEOK INC        NEW|DBAX|Deutsche Bank Securities Inc.|227200
OKE|ONEOK INC        NEW|DBUL|Deutsche Bank Securities Inc.|18535
OKE|ONEOK INC        NEW|DCHF|Dart Executions, LLC|2647
OKE|ONEOK INC        NEW|DEAN|MORGAN STANLEY|28182
OKE|ONEOK INC        NEW|DEGS|RONIN PROFESSIONAL LLC|300
OKE|ONEOK INC        NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|46072
OKE|ONEOK INC        NEW|EBXL|EBX LLC|432500
OKE|ONEOK INC        NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|86392
OKE|ONEOK INC        NEW|EDJC|Edward Jones / CDS|416
OKE|ONEOK INC        NEW|EDJO|Edward D. Jones & Co., L.P.|81188
OKE|ONEOK INC        NEW|EGAM|CBOE TRADING, INC.|26291
OKE|ONEOK INC        NEW|EGAW|CBOE TRADING, INC.|171
OKE|ONEOK INC        NEW|EGMT|EG MARKET TECHNOLOGIES LLC|1183
OKE|ONEOK INC        NEW|EGXM|CBOE TRADING, INC.|2718
OKE|ONEOK INC        NEW|EGXW|CBOE TRADING, INC.|100
OKE|ONEOK INC        NEW|ESPO|ESPOSITO SECURITIES, LLC|1044
OKE|ONEOK INC        NEW|ETBE|Electronic Transaction Clearing, Inc.|47071
OKE|ONEOK INC        NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
OKE|ONEOK INC        NEW|ETCC|Electronic Transaction Clearing, Inc.|300
OKE|ONEOK INC        NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24280
OKE|ONEOK INC        NEW|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
OKE|ONEOK INC        NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1168
OKE|ONEOK INC        NEW|ETRS|E*Trade Securities LLC|60536
OKE|ONEOK INC        NEW|FBRC|B. RILEY FBR, INC.|9200
OKE|ONEOK INC        NEW|FBSB|U.S. Bancorp Investments, Inc.|4817
OKE|ONEOK INC        NEW|FILL|Tradestation Securities, Inc.|1921
OKE|ONEOK INC        NEW|FINX|FINTECH SECURITIES|2941
OKE|ONEOK INC        NEW|FMAF|NBCN Inc./ CDS|1438
OKE|ONEOK INC        NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38986
OKE|ONEOK INC        NEW|FQLS|Quantlab Securities LP|372958
OKE|ONEOK INC        NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|185717
OKE|ONEOK INC        NEW|FTBR|Foliofn Investments, Inc.|11669
OKE|ONEOK INC        NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|10892
OKE|ONEOK INC        NEW|GLIS|TD Securities Inc|99
OKE|ONEOK INC        NEW|GLPX|ACS EXECUTION SERVICES, LLC|122955
OKE|ONEOK INC        NEW|GSCO|GOLDMAN SACHS & CO. LLC|2236340
OKE|ONEOK INC        NEW|GSCS|GOLDMAN SACHS & CO. LLC|9799
OKE|ONEOK INC        NEW|GSLT|GOLDMAN SACHS & CO. LLC|25911
OKE|ONEOK INC        NEW|GTSZ|GTS SECURITIES LLC|298173
OKE|ONEOK INC        NEW|HAPX|HAP Trading, LLC|1439
OKE|ONEOK INC        NEW|HRBF|American Enterprise Investment Services Inc.|31912
OKE|ONEOK INC        NEW|HSBC|HSBC Securities, Inc.|540
OKE|ONEOK INC        NEW|IATS|INTERACTIVE BROKERS LLC|23235
OKE|ONEOK INC        NEW|IBKR|Interactive Brokers Llc|37698
OKE|ONEOK INC        NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|208
OKE|ONEOK INC        NEW|ICBX|INSTINET, LLC|86090
OKE|ONEOK INC        NEW|IEQY|CITADEL SECURITIES LLC|277367
OKE|ONEOK INC        NEW|INCA|INSTINET, LLC|594099
OKE|ONEOK INC        NEW|INJX|INSTINET, LLC|27885
OKE|ONEOK INC        NEW|ITGI|ITG Inc.|69745
OKE|ONEOK INC        NEW|ITGP|ITG INC.|72000
OKE|ONEOK INC        NEW|JANY|Janney Montgomery Scott Inc.|2233
OKE|ONEOK INC        NEW|JEFF|JEFFERIES LLC|223772
OKE|ONEOK INC        NEW|JMPT|JUMP TRADING, LLC|183109
OKE|ONEOK INC        NEW|JONE|JonesTrading|505
OKE|ONEOK INC        NEW|JPBX|J.P. MORGAN SECURITIES LLC|154872
OKE|ONEOK INC        NEW|JPMX|J.P. Morgan Securities LLC|575496
OKE|ONEOK INC        NEW|JSJX|JANE STREET CAPITAL LLC|152082
OKE|ONEOK INC        NEW|KCGM|VIRTU Americas LLC|51898
OKE|ONEOK INC        NEW|LEHM|Barclays Capital Inc./Le|1145391
OKE|ONEOK INC        NEW|LIME|Lime Brokerage LLC|163214
OKE|ONEOK INC        NEW|LMNX|LUMINEX TRADING & ANALYTICS LLC|232006
OKE|ONEOK INC        NEW|LOOP|Loop Capital Markets LLC|3030
OKE|ONEOK INC        NEW|LQNA|LIQUIDNET, INC.|238800
OKE|ONEOK INC        NEW|LQNB|LIQUIDNET, INC.|5600
OKE|ONEOK INC        NEW|LSCI|Lek Securities Corporation|642
OKE|ONEOK INC        NEW|MACC|Mid Atlantic Capital Corporation|996
OKE|ONEOK INC        NEW|MAXM|Maxim Group LLC|7128
OKE|ONEOK INC        NEW|MBTS|ALLY INVEST SECURITIES LLC|512
OKE|ONEOK INC        NEW|MKMP|MKM Partners LLC|54000
OKE|ONEOK INC        NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|169700
OKE|ONEOK INC        NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1336
OKE|ONEOK INC        NEW|MOTF|MOTIF INVESTING, INC.|43
OKE|ONEOK INC        NEW|MSCO|MORGAN STANLEY & CO. LLC|2305418
OKE|ONEOK INC        NEW|MSPL|MORGAN STANLEY & CO. LLC|337200
OKE|ONEOK INC        NEW|MSTX|MORGAN STANLEY & CO. LLC|334100
OKE|ONEOK INC        NEW|MULL|MARK J. MULLER EQUITIES, INC.|10501
OKE|ONEOK INC        NEW|MZHO|Mizuho Securities USA LLC|1700
OKE|ONEOK INC        NEW|NEUB|NEUBERGER BERMAN BD LLC|11884
OKE|ONEOK INC        NEW|NFSC|National Financial Services LLC|484183
OKE|ONEOK INC        NEW|NITE|VIRTU Americas LLC|896344
OKE|ONEOK INC        NEW|NITP|VIRTU Americas LLC|100
OKE|ONEOK INC        NEW|NQRB|Brut, LLC|51434
OKE|ONEOK INC        NEW|NTBF|BMO Nesbitt Burns Inc./CDS|1711
OKE|ONEOK INC        NEW|NTRC|Northern Trust Securities, Inc.|211
OKE|ONEOK INC        NEW|OHOS|TWO SIGMA SECURITIES, LLC|185718
OKE|ONEOK INC        NEW|OPCO|Oppenheimer & Co. Inc.|11250
OKE|ONEOK INC        NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|562
OKE|ONEOK INC        NEW|PCPT|PHILLIP CAPITAL INC.|18
OKE|ONEOK INC        NEW|PDQM|CODA MARKETS, INC.|328951
OKE|ONEOK INC        NEW|PHLY|NASDAQ Execution Services, LLC|3800
OKE|ONEOK INC        NEW|PWJC|UBS Financial Services, Inc.|3379
OKE|ONEOK INC        NEW|QMSR|QUATTRO M SECURITIES INC.|5044
OKE|ONEOK INC        NEW|RBCM|RBC CAPITAL MARKETS, LLC|42233
OKE|ONEOK INC        NEW|SAGL|SAGETRADER, LLC|73737
OKE|ONEOK INC        NEW|SAGW|SAGETRADER, LLC|1302
OKE|ONEOK INC        NEW|SALI|INTL FCSTONE FINANCIAL INC.|1188
OKE|ONEOK INC        NEW|SBRX|MURIEL SIEBERT & CO INC|65
OKE|ONEOK INC        NEW|SBSH|Citigroup Global Markets Inc.|292429
OKE|ONEOK INC        NEW|SEIC|SEI Investments Distribution Co.|3354
OKE|ONEOK INC        NEW|SGMT|GOLDMAN SACHS & CO. LLC|141431
OKE|ONEOK INC        NEW|SHMR|ABN Amro Clearing LLC|145
OKE|ONEOK INC        NEW|SIBO|Prime Executions, Inc.|6600
OKE|ONEOK INC        NEW|SJLS|TRADE INFORMATICS LLC|100
OKE|ONEOK INC        NEW|SPDR|SPEEDROUTE LLC|54355
OKE|ONEOK INC        NEW|SPHN|Stephens Inc.|182
OKE|ONEOK INC        NEW|STFL|Stifel, Nicolaus & Company, Incorporated|59477
OKE|ONEOK INC        NEW|STKP|STOCKPILE INVESTMENTS, INC.|48
OKE|ONEOK INC        NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6084
OKE|ONEOK INC        NEW|SWIM|TD Ameritrade, Inc.|47519
OKE|ONEOK INC        NEW|SWST|Hilltop Securities Inc.|6513
OKE|ONEOK INC        NEW|TDSI|TD Securities (USA) LLC|89221
OKE|ONEOK INC        NEW|TKNG|ALLY INVEST SECURITIES LLC|411
OKE|ONEOK INC        NEW|TMBR|Timber Hill LLC|2290
OKE|ONEOK INC        NEW|TRBT|Tradebot Systems, Inc.|342978
OKE|ONEOK INC        NEW|TRCM|TRC MARKETS LLC|494835
OKE|ONEOK INC        NEW|UBSA|UBS SECURITIES LLC|868384
OKE|ONEOK INC        NEW|UBSS|UBS Securities LLC|1941071
OKE|ONEOK INC        NEW|USCA|USCA Securities LLC|400
OKE|ONEOK INC        NEW|VALX|VIRTU AMERICAS LLC|25853
OKE|ONEOK INC        NEW|VERT|The Vertical Trading Group, LLC|1
OKE|ONEOK INC        NEW|VGRD|Vanguard Marketing Corporation|22356
OKE|ONEOK INC        NEW|WBET|Wallachbeth Capital LLC|60912
OKE|ONEOK INC        NEW|WBLR|WILLIAM BLAIR|334
OKE|ONEOK INC        NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|6793
OKE|ONEOK INC        NEW|WCHV|WELLS FARGO SECURITIES, LLC|249567
OKE|ONEOK INC        NEW|WDNX|WEEDEN & CO.L.P.|3338
OKE|ONEOK INC        NEW|WEDB|WEDBUSH SECURITIES INC.|18274
OKE|ONEOK INC        NEW|WEED|Weeden & Co.L.P.|122710
OKE|ONEOK INC        NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|49778
OKE|ONEOK INC        NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41570
OKE|ONEOK INC        NEW|WGIF|CIBC World Markets Inc.|164
OKE|ONEOK INC        NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|778
OKE|ONEOK INC        NEW|WSEA|WOLVERINE SECURITIES, LLC|9676
OKE|ONEOK INC        NEW|XIST|INSTINET, LLC|322260
OKE|ONEOK INC        NEW|XPQR|Jump Trading|4166
OKE|ONEOK INC        NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|83796
OKE|ONEOK INC        NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|4412
OKE|ONEOK INC        NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15624
OKTA|OKTA, INC. CL A CM|ACPL|American Capital Partners, LLC|13788
OKTA|OKTA, INC. CL A CM|AGCP|AEGIS CAPITAL CORP.|157
OKTA|OKTA, INC. CL A CM|AGIS|Aegis Capital Corp.|21260
OKTA|OKTA, INC. CL A CM|ALTX|Alternet Securities Inc.|64053
OKTA|OKTA, INC. CL A CM|ANOS|ABEL/NOSER, L.L.C.|885
OKTA|OKTA, INC. CL A CM|APCC|Apex Clearing Corporation|23792
OKTA|OKTA, INC. CL A CM|AQUA|AQUA SECURITIES L.P.|5800
OKTA|OKTA, INC. CL A CM|BANK|Primevest Financial Services, Inc.|1115
OKTA|OKTA, INC. CL A CM|BARD|Robert W. Baird & Co. Incorporated|21448
OKTA|OKTA, INC. CL A CM|BATM|CBOE TRADING, INC.|15765
OKTA|OKTA, INC. CL A CM|BAYC|BAY CREST PARTNERS, LLC|6279
OKTA|OKTA, INC. CL A CM|BAYT|BTIG, LLC|266370
OKTA|OKTA, INC. CL A CM|BBNT|BB&T SECURITIES, LLC|200
OKTA|OKTA, INC. CL A CM|BERN|Sanford C. Bernstein & Co., LLC|58717
OKTA|OKTA, INC. CL A CM|BIAD|SAGETRADER, LLC|418
OKTA|OKTA, INC. CL A CM|BIDS|BIDS TRADING L.P.|25000
OKTA|OKTA, INC. CL A CM|BIMI|Banca IMI Securities Corp.|3960
OKTA|OKTA, INC. CL A CM|BKCM|BNY Mellon Capital Markets LLC|289
OKTA|OKTA, INC. CL A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|92018
OKTA|OKTA, INC. CL A CM|BLKX|INSTINET, LLC|172600
OKTA|OKTA, INC. CL A CM|BMOC|BMO Capital Markets Corp.|11386
OKTA|OKTA, INC. CL A CM|BNPX|BNP PARIBAS SECURITIES CORP.|34142
OKTA|OKTA, INC. CL A CM|BTIG|BTIG, LLC|56132
OKTA|OKTA, INC. CL A CM|BYXM|CBOE TRADING, INC.|5660
OKTA|OKTA, INC. CL A CM|BZYD|GOLDMAN SACHS & CO. LLC|1800
OKTA|OKTA, INC. CL A CM|CANT|Cantor Fitzgerald & Co.|6091
OKTA|OKTA, INC. CL A CM|CHAS|Charles Schwab & Co., Inc.|17907
OKTA|OKTA, INC. CL A CM|CICF|Canaccord Genuity Corp.|500
OKTA|OKTA, INC. CL A CM|CIST|Capital Institutional Services, Inc.|954
OKTA|OKTA, INC. CL A CM|CLSA|CLSA AMERICAS, LLC|800
OKTA|OKTA, INC. CL A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|392832
OKTA|OKTA, INC. CL A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2589
OKTA|OKTA, INC. CL A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25857
OKTA|OKTA, INC. CL A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1046323
OKTA|OKTA, INC. CL A CM|CTDL|Citadel Derivatives Group Llc|89287
OKTA|OKTA, INC. CL A CM|CTLR|CUTLER GROUP, LP|39931
OKTA|OKTA, INC. CL A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|71070
OKTA|OKTA, INC. CL A CM|DADA|D.A. Davidson & Co.|111
OKTA|OKTA, INC. CL A CM|DAKO|Dakota Securities International, Inc.|1287
OKTA|OKTA, INC. CL A CM|DAWA|Daiwa Capital Markets America Inc.|4170
OKTA|OKTA, INC. CL A CM|DBAB|Deutsche Bank Securities Inc.|2072206
OKTA|OKTA, INC. CL A CM|DBAX|Deutsche Bank Securities Inc.|730300
OKTA|OKTA, INC. CL A CM|DCHF|Dart Executions, LLC|2800
OKTA|OKTA, INC. CL A CM|DEAN|MORGAN STANLEY|283869
OKTA|OKTA, INC. CL A CM|DEGS|RONIN PROFESSIONAL LLC|86964
OKTA|OKTA, INC. CL A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|442223
OKTA|OKTA, INC. CL A CM|DRWK|DRW SECURITIES, L.L.C.|15124
OKTA|OKTA, INC. CL A CM|EBXL|EBX LLC|465900
OKTA|OKTA, INC. CL A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3522
OKTA|OKTA, INC. CL A CM|EDJC|Edward Jones / CDS|100
OKTA|OKTA, INC. CL A CM|EDJO|Edward D. Jones & Co., L.P.|12349
OKTA|OKTA, INC. CL A CM|EGAM|CBOE TRADING, INC.|38840
OKTA|OKTA, INC. CL A CM|EGAW|CBOE TRADING, INC.|243
OKTA|OKTA, INC. CL A CM|EGMT|EG MARKET TECHNOLOGIES LLC|4204
OKTA|OKTA, INC. CL A CM|EGXM|CBOE TRADING, INC.|35895
OKTA|OKTA, INC. CL A CM|EGXW|CBOE TRADING, INC.|100
OKTA|OKTA, INC. CL A CM|ELEV|ELEVATION, LLC|19198
OKTA|OKTA, INC. CL A CM|ESPO|ESPOSITO SECURITIES, LLC|289222
OKTA|OKTA, INC. CL A CM|ETBE|Electronic Transaction Clearing, Inc.|172805
OKTA|OKTA, INC. CL A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|235699
OKTA|OKTA, INC. CL A CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1167
OKTA|OKTA, INC. CL A CM|ETRS|E*Trade Securities LLC|2750970
OKTA|OKTA, INC. CL A CM|FBCO|Credit Suisse Securities (USA) LLC|2576595
OKTA|OKTA, INC. CL A CM|FBSB|U.S. Bancorp Investments, Inc.|530
OKTA|OKTA, INC. CL A CM|FFSI|Firstrade Securities Inc.|300
OKTA|OKTA, INC. CL A CM|FILL|Tradestation Securities, Inc.|103820
OKTA|OKTA, INC. CL A CM|FINX|FINTECH SECURITIES|25
OKTA|OKTA, INC. CL A CM|FMAF|NBCN Inc./ CDS|11818
OKTA|OKTA, INC. CL A CM|FOMA|TD AMERITRADE CLEARING, INC.|3743731
OKTA|OKTA, INC. CL A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22618
OKTA|OKTA, INC. CL A CM|FQLS|Quantlab Securities LP|1597814
OKTA|OKTA, INC. CL A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|332157
OKTA|OKTA, INC. CL A CM|FTBR|Foliofn Investments, Inc.|8601
OKTA|OKTA, INC. CL A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|67130
OKTA|OKTA, INC. CL A CM|GILG|Gilder Gagnon Howe & Co. LLC|79158
OKTA|OKTA, INC. CL A CM|GLIS|TD Securities Inc|820
OKTA|OKTA, INC. CL A CM|GLPX|ACS EXECUTION SERVICES, LLC|318906
OKTA|OKTA, INC. CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|7651885
OKTA|OKTA, INC. CL A CM|GSCS|GOLDMAN SACHS & CO. LLC|71235
OKTA|OKTA, INC. CL A CM|GSLT|GOLDMAN SACHS & CO. LLC|35962
OKTA|OKTA, INC. CL A CM|GTSZ|GTS SECURITIES LLC|364103
OKTA|OKTA, INC. CL A CM|HAPX|HAP Trading, LLC|500
OKTA|OKTA, INC. CL A CM|HRBF|American Enterprise Investment Services Inc.|54555
OKTA|OKTA, INC. CL A CM|HSBC|HSBC Securities, Inc.|256900
OKTA|OKTA, INC. CL A CM|IATS|INTERACTIVE BROKERS LLC|140939
OKTA|OKTA, INC. CL A CM|IBKR|Interactive Brokers Llc|1178511
OKTA|OKTA, INC. CL A CM|ICBX|INSTINET, LLC|185193
OKTA|OKTA, INC. CL A CM|IEQY|CITADEL SECURITIES LLC|94732
OKTA|OKTA, INC. CL A CM|INCA|INSTINET, LLC|1573374
OKTA|OKTA, INC. CL A CM|INJX|INSTINET, LLC|105481
OKTA|OKTA, INC. CL A CM|ITGI|ITG Inc.|2304320
OKTA|OKTA, INC. CL A CM|ITGP|ITG INC.|305800
OKTA|OKTA, INC. CL A CM|JANY|Janney Montgomery Scott Inc.|8641
OKTA|OKTA, INC. CL A CM|JEFF|JEFFERIES LLC|334114
OKTA|OKTA, INC. CL A CM|JMPT|JUMP TRADING, LLC|338596
OKTA|OKTA, INC. CL A CM|JONE|JonesTrading|21587
OKTA|OKTA, INC. CL A CM|JPBX|J.P. MORGAN SECURITIES LLC|160072
OKTA|OKTA, INC. CL A CM|JPMX|J.P. Morgan Securities LLC|811366
OKTA|OKTA, INC. CL A CM|JSCL|JOSEPH STONE CAPITAL L.L.C.|1550
OKTA|OKTA, INC. CL A CM|JSJX|JANE STREET CAPITAL LLC|330327
OKTA|OKTA, INC. CL A CM|KCGM|VIRTU Americas LLC|137209
OKTA|OKTA, INC. CL A CM|KCRD|PHX FINANCIAL, INC.|6136
OKTA|OKTA, INC. CL A CM|KEYB|KEYBANC CAPITAL MARKETS INC.|36516
OKTA|OKTA, INC. CL A CM|KING|C. L. King & Associates, Inc.|8200
OKTA|OKTA, INC. CL A CM|LEER|LEERINK PARTNERS LLC|660
OKTA|OKTA, INC. CL A CM|LEHM|Barclays Capital Inc./Le|3297225
OKTA|OKTA, INC. CL A CM|LIME|Lime Brokerage LLC|462535
OKTA|OKTA, INC. CL A CM|LMGP|LIME BROKERAGE LLC|9075
OKTA|OKTA, INC. CL A CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
OKTA|OKTA, INC. CL A CM|LOOP|Loop Capital Markets LLC|6113
OKTA|OKTA, INC. CL A CM|LQNA|LIQUIDNET, INC.|78400
OKTA|OKTA, INC. CL A CM|LQNB|LIQUIDNET, INC.|30800
OKTA|OKTA, INC. CL A CM|LSCI|Lek Securities Corporation|5828
OKTA|OKTA, INC. CL A CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|540
OKTA|OKTA, INC. CL A CM|MACQ|Macquarie Capital (USA) Inc.|9908
OKTA|OKTA, INC. CL A CM|MAXM|Maxim Group LLC|94810
OKTA|OKTA, INC. CL A CM|MBTS|ALLY INVEST SECURITIES LLC|16613
OKTA|OKTA, INC. CL A CM|MCMF|Raymond James Ltd. Cds|3511
OKTA|OKTA, INC. CL A CM|MKMP|MKM Partners LLC|17660
OKTA|OKTA, INC. CL A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|222086
OKTA|OKTA, INC. CL A CM|MOTF|MOTIF INVESTING, INC.|266
OKTA|OKTA, INC. CL A CM|MSCO|MORGAN STANLEY & CO. LLC|9561846
OKTA|OKTA, INC. CL A CM|MSPL|MORGAN STANLEY & CO. LLC|904400
OKTA|OKTA, INC. CL A CM|MSTX|MORGAN STANLEY & CO. LLC|680200
OKTA|OKTA, INC. CL A CM|NATL|National Securities Corporation|1075
OKTA|OKTA, INC. CL A CM|NBCS|NBC Securities, INC.|520
OKTA|OKTA, INC. CL A CM|NEED|Needham & Company, LLC|35152
OKTA|OKTA, INC. CL A CM|NFSC|National Financial Services LLC|2485185
OKTA|OKTA, INC. CL A CM|NITE|VIRTU Americas LLC|4948821
OKTA|OKTA, INC. CL A CM|NITP|VIRTU Americas LLC|11192
OKTA|OKTA, INC. CL A CM|NMRA|Nomura Securities International, Inc.|600
OKTA|OKTA, INC. CL A CM|NQRB|Brut, LLC|59575
OKTA|OKTA, INC. CL A CM|NTRC|Northern Trust Securities, Inc.|3700
OKTA|OKTA, INC. CL A CM|OPCO|Oppenheimer & Co. Inc.|122433
OKTA|OKTA, INC. CL A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
OKTA|OKTA, INC. CL A CM|PCPT|PHILLIP CAPITAL INC.|2959
OKTA|OKTA, INC. CL A CM|PDQM|CODA MARKETS, INC.|272344
OKTA|OKTA, INC. CL A CM|PHLY|NASDAQ Execution Services, LLC|26800
OKTA|OKTA, INC. CL A CM|PWJC|UBS Financial Services, Inc.|11345
OKTA|OKTA, INC. CL A CM|QMSR|QUATTRO M SECURITIES INC.|33474
OKTA|OKTA, INC. CL A CM|RAJA|Raymond James & Associates, Inc.|114523
OKTA|OKTA, INC. CL A CM|RBCM|RBC CAPITAL MARKETS, LLC|100899
OKTA|OKTA, INC. CL A CM|RGLD|Regal Securities, Inc|150
OKTA|OKTA, INC. CL A CM|RHCO|Suntrust Robinson Humphrey, Inc.|38271
OKTA|OKTA, INC. CL A CM|RILY|B. RILEY FBR, INC.|5320
OKTA|OKTA, INC. CL A CM|RWPS|R.W. Pressprich & Co., Inc.|1190
OKTA|OKTA, INC. CL A CM|SAGL|SAGETRADER, LLC|23992
OKTA|OKTA, INC. CL A CM|SAGW|SAGETRADER, LLC|610
OKTA|OKTA, INC. CL A CM|SALI|INTL FCSTONE FINANCIAL INC.|1020
OKTA|OKTA, INC. CL A CM|SBSH|Citigroup Global Markets Inc.|1064060
OKTA|OKTA, INC. CL A CM|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|6482
OKTA|OKTA, INC. CL A CM|SEIC|SEI Investments Distribution Co.|30719
OKTA|OKTA, INC. CL A CM|SGMT|GOLDMAN SACHS & CO. LLC|392337
OKTA|OKTA, INC. CL A CM|SJLS|TRADE INFORMATICS LLC|100
OKTA|OKTA, INC. CL A CM|SOGO|Wang Investment Associates, Inc.|420
OKTA|OKTA, INC. CL A CM|SPDR|SPEEDROUTE LLC|32039
OKTA|OKTA, INC. CL A CM|SPNT|SEVEN POINTS CAPITAL, LLC|900
OKTA|OKTA, INC. CL A CM|SPTD|MINT GLOBAL MARKETS, INC.|800
OKTA|OKTA, INC. CL A CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
OKTA|OKTA, INC. CL A CM|STFL|Stifel, Nicolaus & Company, Incorporated|10420
OKTA|OKTA, INC. CL A CM|STKP|STOCKPILE INVESTMENTS, INC.|586
OKTA|OKTA, INC. CL A CM|STXG|Stockcross Financial Services, Inc.|40
OKTA|OKTA, INC. CL A CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|371
OKTA|OKTA, INC. CL A CM|SWIM|TD Ameritrade, Inc.|1567871
OKTA|OKTA, INC. CL A CM|SWST|Hilltop Securities Inc.|1123
OKTA|OKTA, INC. CL A CM|TDCO|Thompson Davis & Co., Inc.|600
OKTA|OKTA, INC. CL A CM|TKNG|ALLY INVEST SECURITIES LLC|32706
OKTA|OKTA, INC. CL A CM|TRBT|Tradebot Systems, Inc.|1206289
OKTA|OKTA, INC. CL A CM|TRCM|TRC MARKETS LLC|233782
OKTA|OKTA, INC. CL A CM|TWTT|TASTYWORKS, INC.|1890
OKTA|OKTA, INC. CL A CM|UBSA|UBS SECURITIES LLC|1798311
OKTA|OKTA, INC. CL A CM|UBSS|UBS Securities LLC|6829754
OKTA|OKTA, INC. CL A CM|VALX|VIRTU AMERICAS LLC|39396
OKTA|OKTA, INC. CL A CM|VGRD|Vanguard Marketing Corporation|256240
OKTA|OKTA, INC. CL A CM|VSIN|Vision Financial Markets Llc|359
OKTA|OKTA, INC. CL A CM|WABR|Wall Street Access|1100
OKTA|OKTA, INC. CL A CM|WBET|Wallachbeth Capital LLC|1746
OKTA|OKTA, INC. CL A CM|WBLR|WILLIAM BLAIR|4140
OKTA|OKTA, INC. CL A CM|WBPX|SUMMIT SECURITIES GROUP, LLC|806
OKTA|OKTA, INC. CL A CM|WCHV|WELLS FARGO SECURITIES, LLC|807308
OKTA|OKTA, INC. CL A CM|WDNX|WEEDEN & CO.L.P.|10620
OKTA|OKTA, INC. CL A CM|WEDB|WEDBUSH SECURITIES INC.|83025
OKTA|OKTA, INC. CL A CM|WEED|Weeden & Co.L.P.|2079
OKTA|OKTA, INC. CL A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|79552
OKTA|OKTA, INC. CL A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|136804
OKTA|OKTA, INC. CL A CM|WGIF|CIBC World Markets Inc.|44245
OKTA|OKTA, INC. CL A CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
OKTA|OKTA, INC. CL A CM|WSEA|WOLVERINE SECURITIES, LLC|89201
OKTA|OKTA, INC. CL A CM|WTFS|JUST2TRADE, INC.|60
OKTA|OKTA, INC. CL A CM|XIST|INSTINET, LLC|191132
OKTA|OKTA, INC. CL A CM|XPQR|Jump Trading|2484
OKTA|OKTA, INC. CL A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|322036
OKTA|OKTA, INC. CL A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|18627
OKTA|OKTA, INC. CL A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21774
OLBK|OLD LINE BANCSHS MD|ALTX|Alternet Securities Inc.|208
OLBK|OLD LINE BANCSHS MD|APCC|Apex Clearing Corporation|21
OLBK|OLD LINE BANCSHS MD|BARD|Robert W. Baird & Co. Incorporated|84
OLBK|OLD LINE BANCSHS MD|BATM|CBOE TRADING, INC.|1041
OLBK|OLD LINE BANCSHS MD|BAYC|BAY CREST PARTNERS, LLC|210
OLBK|OLD LINE BANCSHS MD|BAYT|BTIG, LLC|900
OLBK|OLD LINE BANCSHS MD|BERN|Sanford C. Bernstein & Co., LLC|5399
OLBK|OLD LINE BANCSHS MD|BLKX|INSTINET, LLC|28406
OLBK|OLD LINE BANCSHS MD|BMOC|BMO Capital Markets Corp.|2138
OLBK|OLD LINE BANCSHS MD|BNKS|Fig Partners, LLC|1066
OLBK|OLD LINE BANCSHS MD|BNPX|BNP PARIBAS SECURITIES CORP.|1856
OLBK|OLD LINE BANCSHS MD|BTIG|BTIG, LLC|299940
OLBK|OLD LINE BANCSHS MD|BYXM|CBOE TRADING, INC.|13
OLBK|OLD LINE BANCSHS MD|CHAS|Charles Schwab & Co., Inc.|1
OLBK|OLD LINE BANCSHS MD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10734
OLBK|OLD LINE BANCSHS MD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|810
OLBK|OLD LINE BANCSHS MD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26295
OLBK|OLD LINE BANCSHS MD|CTDL|Citadel Derivatives Group Llc|4447
OLBK|OLD LINE BANCSHS MD|CXCX|CITIGROUP GLOBAL MARKETS INC.|24180
OLBK|OLD LINE BANCSHS MD|DBAB|Deutsche Bank Securities Inc.|191131
OLBK|OLD LINE BANCSHS MD|DBAX|Deutsche Bank Securities Inc.|12700
OLBK|OLD LINE BANCSHS MD|DBUL|Deutsche Bank Securities Inc.|600
OLBK|OLD LINE BANCSHS MD|DEAN|MORGAN STANLEY|244
OLBK|OLD LINE BANCSHS MD|DEGS|RONIN PROFESSIONAL LLC|1176
OLBK|OLD LINE BANCSHS MD|EBXL|EBX LLC|7400
OLBK|OLD LINE BANCSHS MD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3948
OLBK|OLD LINE BANCSHS MD|EDJO|Edward D. Jones & Co., L.P.|100
OLBK|OLD LINE BANCSHS MD|EGAM|CBOE TRADING, INC.|1424
OLBK|OLD LINE BANCSHS MD|EGMT|EG MARKET TECHNOLOGIES LLC|100
OLBK|OLD LINE BANCSHS MD|EGXM|CBOE TRADING, INC.|203
OLBK|OLD LINE BANCSHS MD|ETBE|Electronic Transaction Clearing, Inc.|7734
OLBK|OLD LINE BANCSHS MD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|900
OLBK|OLD LINE BANCSHS MD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4203
OLBK|OLD LINE BANCSHS MD|ETRS|E*Trade Securities LLC|6142
OLBK|OLD LINE BANCSHS MD|FBCO|Credit Suisse Securities (USA) LLC|116706
OLBK|OLD LINE BANCSHS MD|FILL|Tradestation Securities, Inc.|84
OLBK|OLD LINE BANCSHS MD|FMCO|First Manhattan Co|1233
OLBK|OLD LINE BANCSHS MD|FOMA|TD AMERITRADE CLEARING, INC.|5600
OLBK|OLD LINE BANCSHS MD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|966
OLBK|OLD LINE BANCSHS MD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29330
OLBK|OLD LINE BANCSHS MD|FTBR|Foliofn Investments, Inc.|13
OLBK|OLD LINE BANCSHS MD|GEBB|GLOBAL EXECUTION BROKERS, LP|4246
OLBK|OLD LINE BANCSHS MD|GSCO|GOLDMAN SACHS & CO. LLC|270168
OLBK|OLD LINE BANCSHS MD|GSCS|GOLDMAN SACHS & CO. LLC|12570
OLBK|OLD LINE BANCSHS MD|GSLT|GOLDMAN SACHS & CO. LLC|100
OLBK|OLD LINE BANCSHS MD|GTSZ|GTS SECURITIES LLC|11631
OLBK|OLD LINE BANCSHS MD|HOVD|HOVDE GROUP, LLC|13530
OLBK|OLD LINE BANCSHS MD|HRBF|American Enterprise Investment Services Inc.|104
OLBK|OLD LINE BANCSHS MD|IATS|INTERACTIVE BROKERS LLC|300
OLBK|OLD LINE BANCSHS MD|IBKR|Interactive Brokers Llc|8788
OLBK|OLD LINE BANCSHS MD|ICBX|INSTINET, LLC|9400
OLBK|OLD LINE BANCSHS MD|IEQY|CITADEL SECURITIES LLC|8947
OLBK|OLD LINE BANCSHS MD|INCA|INSTINET, LLC|38148
OLBK|OLD LINE BANCSHS MD|INJX|INSTINET, LLC|4663
OLBK|OLD LINE BANCSHS MD|ITGI|ITG Inc.|7598
OLBK|OLD LINE BANCSHS MD|ITGP|ITG INC.|37800
OLBK|OLD LINE BANCSHS MD|JANY|Janney Montgomery Scott Inc.|7
OLBK|OLD LINE BANCSHS MD|JEFF|JEFFERIES LLC|17876
OLBK|OLD LINE BANCSHS MD|JMPT|JUMP TRADING, LLC|2966
OLBK|OLD LINE BANCSHS MD|JPBX|J.P. MORGAN SECURITIES LLC|978
OLBK|OLD LINE BANCSHS MD|JPMX|J.P. Morgan Securities LLC|24783
OLBK|OLD LINE BANCSHS MD|JSJX|JANE STREET CAPITAL LLC|666
OLBK|OLD LINE BANCSHS MD|KBWI|Keefe, Bruyette & Woods, Inc.|7434
OLBK|OLD LINE BANCSHS MD|KCGM|VIRTU Americas LLC|6457
OLBK|OLD LINE BANCSHS MD|LEHM|Barclays Capital Inc./Le|108599
OLBK|OLD LINE BANCSHS MD|LIME|Lime Brokerage LLC|55241
OLBK|OLD LINE BANCSHS MD|LMGP|LIME BROKERAGE LLC|4479
OLBK|OLD LINE BANCSHS MD|LQNA|LIQUIDNET, INC.|18600
OLBK|OLD LINE BANCSHS MD|LSCI|Lek Securities Corporation|286
OLBK|OLD LINE BANCSHS MD|MAXM|Maxim Group LLC|1526
OLBK|OLD LINE BANCSHS MD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14800
OLBK|OLD LINE BANCSHS MD|MSCO|MORGAN STANLEY & CO. LLC|329775
OLBK|OLD LINE BANCSHS MD|MSPL|MORGAN STANLEY & CO. LLC|42900
OLBK|OLD LINE BANCSHS MD|MSTX|MORGAN STANLEY & CO. LLC|3200
OLBK|OLD LINE BANCSHS MD|NFSC|National Financial Services LLC|5132
OLBK|OLD LINE BANCSHS MD|NITE|VIRTU Americas LLC|24675
OLBK|OLD LINE BANCSHS MD|NITP|VIRTU Americas LLC|437
OLBK|OLD LINE BANCSHS MD|NQRB|Brut, LLC|500
OLBK|OLD LINE BANCSHS MD|PDQM|CODA MARKETS, INC.|3312
OLBK|OLD LINE BANCSHS MD|PWJC|UBS Financial Services, Inc.|1251
OLBK|OLD LINE BANCSHS MD|RAJA|Raymond James & Associates, Inc.|1693
OLBK|OLD LINE BANCSHS MD|RBCM|RBC CAPITAL MARKETS, LLC|300
OLBK|OLD LINE BANCSHS MD|SBSH|Citigroup Global Markets Inc.|30382
OLBK|OLD LINE BANCSHS MD|SGMT|GOLDMAN SACHS & CO. LLC|6991
OLBK|OLD LINE BANCSHS MD|SPDR|SPEEDROUTE LLC|106
OLBK|OLD LINE BANCSHS MD|STFL|Stifel, Nicolaus & Company, Incorporated|528
OLBK|OLD LINE BANCSHS MD|TKNG|ALLY INVEST SECURITIES LLC|26
OLBK|OLD LINE BANCSHS MD|TMBR|Timber Hill LLC|144
OLBK|OLD LINE BANCSHS MD|TRBT|Tradebot Systems, Inc.|16914
OLBK|OLD LINE BANCSHS MD|TRCM|TRC MARKETS LLC|28792
OLBK|OLD LINE BANCSHS MD|UBSA|UBS SECURITIES LLC|87414
OLBK|OLD LINE BANCSHS MD|UBSS|UBS Securities LLC|236753
OLBK|OLD LINE BANCSHS MD|VALX|VIRTU AMERICAS LLC|8635
OLBK|OLD LINE BANCSHS MD|VGRD|Vanguard Marketing Corporation|618
OLBK|OLD LINE BANCSHS MD|WCHV|WELLS FARGO SECURITIES, LLC|16988
OLBK|OLD LINE BANCSHS MD|WEED|Weeden & Co.L.P.|1410
OLBK|OLD LINE BANCSHS MD|WGIF|CIBC World Markets Inc.|607
OLBK|OLD LINE BANCSHS MD|WSEA|WOLVERINE SECURITIES, LLC|104
OLBK|OLD LINE BANCSHS MD|XIST|INSTINET, LLC|5600
OLBK|OLD LINE BANCSHS MD|XSTM|NATIONAL FINANCIAL SERVICES LLC|7800
OLBK|OLD LINE BANCSHS MD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
OLD|THE LNG-TRM CARE ETF|CHAS|Charles Schwab & Co., Inc.|1
OLD|THE LNG-TRM CARE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|250
OLD|THE LNG-TRM CARE ETF|CTDL|Citadel Derivatives Group Llc|4096
OLD|THE LNG-TRM CARE ETF|FBCO|Credit Suisse Securities (USA) LLC|166
OLD|THE LNG-TRM CARE ETF|FOMA|TD AMERITRADE CLEARING, INC.|2697
OLD|THE LNG-TRM CARE ETF|FTBR|Foliofn Investments, Inc.|2
OLD|THE LNG-TRM CARE ETF|IBKR|Interactive Brokers Llc|2367
OLD|THE LNG-TRM CARE ETF|INCA|INSTINET, LLC|800
OLD|THE LNG-TRM CARE ETF|JSJX|JANE STREET CAPITAL LLC|200
OLD|THE LNG-TRM CARE ETF|KCGM|VIRTU Americas LLC|779
OLD|THE LNG-TRM CARE ETF|LIME|Lime Brokerage LLC|506
OLD|THE LNG-TRM CARE ETF|MSCO|MORGAN STANLEY & CO. LLC|837
OLD|THE LNG-TRM CARE ETF|NFSC|National Financial Services LLC|763
OLD|THE LNG-TRM CARE ETF|NITE|VIRTU Americas LLC|1884
OLD|THE LNG-TRM CARE ETF|RBCM|RBC CAPITAL MARKETS, LLC|80
OLD|THE LNG-TRM CARE ETF|SOGO|Wang Investment Associates, Inc.|34
OLD|THE LNG-TRM CARE ETF|UBSA|UBS SECURITIES LLC|150
OLD|THE LNG-TRM CARE ETF|UBSS|UBS Securities LLC|255
OLD|THE LNG-TRM CARE ETF|VGRD|Vanguard Marketing Corporation|1011
OLD|THE LNG-TRM CARE ETF|WCHV|WELLS FARGO SECURITIES, LLC|4
OLD|THE LNG-TRM CARE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1766
OLED|UNIVERSAL DISPLAY|ACLP|ALEXANDER CAPITAL, L.P.|3130
OLED|UNIVERSAL DISPLAY|AGIS|Aegis Capital Corp.|4549
OLED|UNIVERSAL DISPLAY|APCC|Apex Clearing Corporation|7839
OLED|UNIVERSAL DISPLAY|AURC|Aurora Capital LLC|50
OLED|UNIVERSAL DISPLAY|BANK|Primevest Financial Services, Inc.|1050
OLED|UNIVERSAL DISPLAY|BARD|Robert W. Baird & Co. Incorporated|2412
OLED|UNIVERSAL DISPLAY|BATM|CBOE TRADING, INC.|6339
OLED|UNIVERSAL DISPLAY|BAYT|BTIG, LLC|200
OLED|UNIVERSAL DISPLAY|BBNT|BB&T SECURITIES, LLC|300
OLED|UNIVERSAL DISPLAY|BERN|Sanford C. Bernstein & Co., LLC|89604
OLED|UNIVERSAL DISPLAY|BIMI|Banca IMI Securities Corp.|10
OLED|UNIVERSAL DISPLAY|BKCM|BNY Mellon Capital Markets LLC|729
OLED|UNIVERSAL DISPLAY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3458
OLED|UNIVERSAL DISPLAY|BLKX|INSTINET, LLC|33956
OLED|UNIVERSAL DISPLAY|BMOC|BMO Capital Markets Corp.|1958
OLED|UNIVERSAL DISPLAY|BNPX|BNP PARIBAS SECURITIES CORP.|61230
OLED|UNIVERSAL DISPLAY|BRGE|Newbridge Securities Corp.|3195
OLED|UNIVERSAL DISPLAY|BTIG|BTIG, LLC|17020
OLED|UNIVERSAL DISPLAY|BYXM|CBOE TRADING, INC.|100
OLED|UNIVERSAL DISPLAY|CANT|Cantor Fitzgerald & Co.|14785
OLED|UNIVERSAL DISPLAY|CBLC|CITIGROUP GLOBAL MARKETS INC.|126200
OLED|UNIVERSAL DISPLAY|CHAS|Charles Schwab & Co., Inc.|20957
OLED|UNIVERSAL DISPLAY|CIST|Capital Institutional Services, Inc.|600
OLED|UNIVERSAL DISPLAY|COKE|Coker & Palmer|2620
OLED|UNIVERSAL DISPLAY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77761
OLED|UNIVERSAL DISPLAY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|445
OLED|UNIVERSAL DISPLAY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4628
OLED|UNIVERSAL DISPLAY|CRFN|ROBINHOOD FINANCIAL, LLC|10
OLED|UNIVERSAL DISPLAY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200680
OLED|UNIVERSAL DISPLAY|CSMS|CORNERSTONE MACRO LLC|83
OLED|UNIVERSAL DISPLAY|CTDL|Citadel Derivatives Group Llc|9147
OLED|UNIVERSAL DISPLAY|CTLR|CUTLER GROUP, LP|6288
OLED|UNIVERSAL DISPLAY|CXCX|CITIGROUP GLOBAL MARKETS INC.|18572
OLED|UNIVERSAL DISPLAY|DADA|D.A. Davidson & Co.|200
OLED|UNIVERSAL DISPLAY|DAVA|Davenport & Company LLC|200
OLED|UNIVERSAL DISPLAY|DAWA|Daiwa Capital Markets America Inc.|1175
OLED|UNIVERSAL DISPLAY|DBAB|Deutsche Bank Securities Inc.|633725
OLED|UNIVERSAL DISPLAY|DBAX|Deutsche Bank Securities Inc.|230000
OLED|UNIVERSAL DISPLAY|DBUL|Deutsche Bank Securities Inc.|21147
OLED|UNIVERSAL DISPLAY|DCHF|Dart Executions, LLC|55053
OLED|UNIVERSAL DISPLAY|DEAN|MORGAN STANLEY|9514
OLED|UNIVERSAL DISPLAY|DEGS|RONIN PROFESSIONAL LLC|5580
OLED|UNIVERSAL DISPLAY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
OLED|UNIVERSAL DISPLAY|EBXL|EBX LLC|129400
OLED|UNIVERSAL DISPLAY|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
OLED|UNIVERSAL DISPLAY|EDJC|Edward Jones / CDS|92
OLED|UNIVERSAL DISPLAY|EDJO|Edward D. Jones & Co., L.P.|3508
OLED|UNIVERSAL DISPLAY|EGAM|CBOE TRADING, INC.|24496
OLED|UNIVERSAL DISPLAY|EGMT|EG MARKET TECHNOLOGIES LLC|820
OLED|UNIVERSAL DISPLAY|EGXM|CBOE TRADING, INC.|9668
OLED|UNIVERSAL DISPLAY|ETBE|Electronic Transaction Clearing, Inc.|11054
OLED|UNIVERSAL DISPLAY|ETCC|Electronic Transaction Clearing, Inc.|509
OLED|UNIVERSAL DISPLAY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|280
OLED|UNIVERSAL DISPLAY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|129880
OLED|UNIVERSAL DISPLAY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2000
OLED|UNIVERSAL DISPLAY|ETRS|E*Trade Securities LLC|819757
OLED|UNIVERSAL DISPLAY|FBCO|Credit Suisse Securities (USA) LLC|597714
OLED|UNIVERSAL DISPLAY|FILL|Tradestation Securities, Inc.|29685
OLED|UNIVERSAL DISPLAY|FINX|FINTECH SECURITIES|51
OLED|UNIVERSAL DISPLAY|FMAF|NBCN Inc./ CDS|6840
OLED|UNIVERSAL DISPLAY|FMCO|First Manhattan Co|450
OLED|UNIVERSAL DISPLAY|FOMA|TD AMERITRADE CLEARING, INC.|1383950
OLED|UNIVERSAL DISPLAY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|198
OLED|UNIVERSAL DISPLAY|FQLS|Quantlab Securities LP|765809
OLED|UNIVERSAL DISPLAY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43816
OLED|UNIVERSAL DISPLAY|FTBR|Foliofn Investments, Inc.|37558
OLED|UNIVERSAL DISPLAY|GEBB|GLOBAL EXECUTION BROKERS, LP|40108
OLED|UNIVERSAL DISPLAY|GLIS|TD Securities Inc|298
OLED|UNIVERSAL DISPLAY|GLPX|ACS EXECUTION SERVICES, LLC|378
OLED|UNIVERSAL DISPLAY|GSCO|GOLDMAN SACHS & CO. LLC|821149
OLED|UNIVERSAL DISPLAY|GSCS|GOLDMAN SACHS & CO. LLC|38459
OLED|UNIVERSAL DISPLAY|GSLT|GOLDMAN SACHS & CO. LLC|15792
OLED|UNIVERSAL DISPLAY|GTSZ|GTS SECURITIES LLC|4100
OLED|UNIVERSAL DISPLAY|HRBF|American Enterprise Investment Services Inc.|5161
OLED|UNIVERSAL DISPLAY|HSBC|HSBC Securities, Inc.|77571
OLED|UNIVERSAL DISPLAY|IATS|INTERACTIVE BROKERS LLC|600
OLED|UNIVERSAL DISPLAY|IBKR|Interactive Brokers Llc|328686
OLED|UNIVERSAL DISPLAY|ICBX|INSTINET, LLC|36336
OLED|UNIVERSAL DISPLAY|INCA|INSTINET, LLC|615626
OLED|UNIVERSAL DISPLAY|INJX|INSTINET, LLC|40886
OLED|UNIVERSAL DISPLAY|ITGI|ITG Inc.|36532
OLED|UNIVERSAL DISPLAY|ITGP|ITG INC.|33600
OLED|UNIVERSAL DISPLAY|JANY|Janney Montgomery Scott Inc.|2306
OLED|UNIVERSAL DISPLAY|JEFF|JEFFERIES LLC|139021
OLED|UNIVERSAL DISPLAY|JGUN|Joseph Gunnar & Co.  LLC|400
OLED|UNIVERSAL DISPLAY|JLEO|Primary Capital, LLC|50
OLED|UNIVERSAL DISPLAY|JMPT|JUMP TRADING, LLC|50467
OLED|UNIVERSAL DISPLAY|JPBX|J.P. MORGAN SECURITIES LLC|73543
OLED|UNIVERSAL DISPLAY|JPMX|J.P. Morgan Securities LLC|255383
OLED|UNIVERSAL DISPLAY|JSCL|JOSEPH STONE CAPITAL L.L.C.|9747
OLED|UNIVERSAL DISPLAY|KCGM|VIRTU Americas LLC|50445
OLED|UNIVERSAL DISPLAY|KCRD|PHX FINANCIAL, INC.|100
OLED|UNIVERSAL DISPLAY|LEER|LEERINK PARTNERS LLC|3930
OLED|UNIVERSAL DISPLAY|LEHM|Barclays Capital Inc./Le|1222063
OLED|UNIVERSAL DISPLAY|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|734
OLED|UNIVERSAL DISPLAY|LIME|Lime Brokerage LLC|153465
OLED|UNIVERSAL DISPLAY|LOOP|Loop Capital Markets LLC|1319
OLED|UNIVERSAL DISPLAY|LQNB|LIQUIDNET, INC.|72
OLED|UNIVERSAL DISPLAY|LSCI|Lek Securities Corporation|261141
OLED|UNIVERSAL DISPLAY|MACC|Mid Atlantic Capital Corporation|5
OLED|UNIVERSAL DISPLAY|MACQ|Macquarie Capital (USA) Inc.|3000
OLED|UNIVERSAL DISPLAY|MAXM|Maxim Group LLC|990
OLED|UNIVERSAL DISPLAY|MBTS|ALLY INVEST SECURITIES LLC|1514
OLED|UNIVERSAL DISPLAY|MCMF|Raymond James Ltd. Cds|35
OLED|UNIVERSAL DISPLAY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|141252
OLED|UNIVERSAL DISPLAY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|220
OLED|UNIVERSAL DISPLAY|MPSG|E D & F Man Capital Markets Inc.|709
OLED|UNIVERSAL DISPLAY|MSCO|MORGAN STANLEY & CO. LLC|3199904
OLED|UNIVERSAL DISPLAY|MSPL|MORGAN STANLEY & CO. LLC|226800
OLED|UNIVERSAL DISPLAY|MSTX|MORGAN STANLEY & CO. LLC|202800
OLED|UNIVERSAL DISPLAY|MULL|MARK J. MULLER EQUITIES, INC.|2380
OLED|UNIVERSAL DISPLAY|MZHO|Mizuho Securities USA LLC|72500
OLED|UNIVERSAL DISPLAY|NEUB|NEUBERGER BERMAN BD LLC|3531
OLED|UNIVERSAL DISPLAY|NFSC|National Financial Services LLC|1068290
OLED|UNIVERSAL DISPLAY|NITE|VIRTU Americas LLC|1311307
OLED|UNIVERSAL DISPLAY|NITP|VIRTU Americas LLC|2316
OLED|UNIVERSAL DISPLAY|NQRB|Brut, LLC|15572
OLED|UNIVERSAL DISPLAY|OHOS|TWO SIGMA SECURITIES, LLC|35763
OLED|UNIVERSAL DISPLAY|OPCO|Oppenheimer & Co. Inc.|7643
OLED|UNIVERSAL DISPLAY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|429
OLED|UNIVERSAL DISPLAY|PCPT|PHILLIP CAPITAL INC.|1600
OLED|UNIVERSAL DISPLAY|PDQM|CODA MARKETS, INC.|72216
OLED|UNIVERSAL DISPLAY|PHLY|NASDAQ Execution Services, LLC|36400
OLED|UNIVERSAL DISPLAY|PIPR|Piper Jaffray & Co.|1900
OLED|UNIVERSAL DISPLAY|PWJC|UBS Financial Services, Inc.|22135
OLED|UNIVERSAL DISPLAY|RAJA|Raymond James & Associates, Inc.|2650
OLED|UNIVERSAL DISPLAY|RBCM|RBC CAPITAL MARKETS, LLC|28792
OLED|UNIVERSAL DISPLAY|RGLD|Regal Securities, Inc|1000
OLED|UNIVERSAL DISPLAY|RHCO|Suntrust Robinson Humphrey, Inc.|23191
OLED|UNIVERSAL DISPLAY|SAGL|SAGETRADER, LLC|6
OLED|UNIVERSAL DISPLAY|SAGW|SAGETRADER, LLC|711
OLED|UNIVERSAL DISPLAY|SALI|INTL FCSTONE FINANCIAL INC.|6170
OLED|UNIVERSAL DISPLAY|SBSH|Citigroup Global Markets Inc.|305791
OLED|UNIVERSAL DISPLAY|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1150
OLED|UNIVERSAL DISPLAY|SGMT|GOLDMAN SACHS & CO. LLC|121970
OLED|UNIVERSAL DISPLAY|SJLS|TRADE INFORMATICS LLC|1100
OLED|UNIVERSAL DISPLAY|SPDR|SPEEDROUTE LLC|36539
OLED|UNIVERSAL DISPLAY|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
OLED|UNIVERSAL DISPLAY|STFL|Stifel, Nicolaus & Company, Incorporated|12643
OLED|UNIVERSAL DISPLAY|STKP|STOCKPILE INVESTMENTS, INC.|148
OLED|UNIVERSAL DISPLAY|STXG|Stockcross Financial Services, Inc.|100
OLED|UNIVERSAL DISPLAY|SWIM|TD Ameritrade, Inc.|374186
OLED|UNIVERSAL DISPLAY|SWST|Hilltop Securities Inc.|21758
OLED|UNIVERSAL DISPLAY|TKNG|ALLY INVEST SECURITIES LLC|11231
OLED|UNIVERSAL DISPLAY|TMBR|Timber Hill LLC|2574
OLED|UNIVERSAL DISPLAY|TOUR|TOURMALINE PARTNERS, LLC|4200
OLED|UNIVERSAL DISPLAY|TRBT|Tradebot Systems, Inc.|148945
OLED|UNIVERSAL DISPLAY|TRCM|TRC MARKETS LLC|176117
OLED|UNIVERSAL DISPLAY|TWTT|TASTYWORKS, INC.|681
OLED|UNIVERSAL DISPLAY|UBSA|UBS SECURITIES LLC|449746
OLED|UNIVERSAL DISPLAY|UBSS|UBS Securities LLC|977209
OLED|UNIVERSAL DISPLAY|VALX|VIRTU AMERICAS LLC|5882
OLED|UNIVERSAL DISPLAY|VGRD|Vanguard Marketing Corporation|52846
OLED|UNIVERSAL DISPLAY|WBLR|WILLIAM BLAIR|4861
OLED|UNIVERSAL DISPLAY|WBPX|SUMMIT SECURITIES GROUP, LLC|3197
OLED|UNIVERSAL DISPLAY|WCHV|WELLS FARGO SECURITIES, LLC|134800
OLED|UNIVERSAL DISPLAY|WDNX|WEEDEN & CO.L.P.|2030
OLED|UNIVERSAL DISPLAY|WEDB|WEDBUSH SECURITIES INC.|7345
OLED|UNIVERSAL DISPLAY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|118423
OLED|UNIVERSAL DISPLAY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|65790
OLED|UNIVERSAL DISPLAY|WGIF|CIBC World Markets Inc.|4800
OLED|UNIVERSAL DISPLAY|WHOT|JUST2TRADE, INC.|20
OLED|UNIVERSAL DISPLAY|WORD|Worden Capital Management LLC|255
OLED|UNIVERSAL DISPLAY|WSAG|WALL STREET ACCESS|34
OLED|UNIVERSAL DISPLAY|WSEA|WOLVERINE SECURITIES, LLC|28216
OLED|UNIVERSAL DISPLAY|XIST|INSTINET, LLC|26292
OLED|UNIVERSAL DISPLAY|XPQR|Jump Trading|1670
OLED|UNIVERSAL DISPLAY|XSTM|NATIONAL FINANCIAL SERVICES LLC|137782
OLED|UNIVERSAL DISPLAY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7756
OLEM|IPATH PB CRUDE OIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
OLEM|IPATH PB CRUDE OIL|EBXL|EBX LLC|100
OLEM|IPATH PB CRUDE OIL|ETRS|E*Trade Securities LLC|95
OLEM|IPATH PB CRUDE OIL|FILL|Tradestation Securities, Inc.|25
OLEM|IPATH PB CRUDE OIL|HRBF|American Enterprise Investment Services Inc.|575
OLEM|IPATH PB CRUDE OIL|IBKR|Interactive Brokers Llc|600
OLEM|IPATH PB CRUDE OIL|JSJX|JANE STREET CAPITAL LLC|1205
OLEM|IPATH PB CRUDE OIL|LEHM|Barclays Capital Inc./Le|2800
OLEM|IPATH PB CRUDE OIL|LIME|Lime Brokerage LLC|2000
OLEM|IPATH PB CRUDE OIL|NITE|VIRTU Americas LLC|677
OLEM|IPATH PB CRUDE OIL|NITP|VIRTU Americas LLC|2500
OLEM|IPATH PB CRUDE OIL|UBSS|UBS Securities LLC|83
OLEM|IPATH PB CRUDE OIL|WSEA|WOLVERINE SECURITIES, LLC|16
OLLI|OLLIES BARGAIN CS|ADAM|CANACCORD GENUITY INC.|13299
OLLI|OLLIES BARGAIN CS|AGIS|Aegis Capital Corp.|1600
OLLI|OLLIES BARGAIN CS|APCC|Apex Clearing Corporation|1064
OLLI|OLLIES BARGAIN CS|BARD|Robert W. Baird & Co. Incorporated|578
OLLI|OLLIES BARGAIN CS|BATM|CBOE TRADING, INC.|13381
OLLI|OLLIES BARGAIN CS|BAYC|BAY CREST PARTNERS, LLC|2288
OLLI|OLLIES BARGAIN CS|BAYT|BTIG, LLC|1200
OLLI|OLLIES BARGAIN CS|BBNT|BB&T SECURITIES, LLC|179
OLLI|OLLIES BARGAIN CS|BERN|Sanford C. Bernstein & Co., LLC|13666
OLLI|OLLIES BARGAIN CS|BIAD|SAGETRADER, LLC|300
OLLI|OLLIES BARGAIN CS|BIDS|BIDS TRADING L.P.|5000
OLLI|OLLIES BARGAIN CS|BKCM|BNY Mellon Capital Markets LLC|580345
OLLI|OLLIES BARGAIN CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5299
OLLI|OLLIES BARGAIN CS|BLKX|INSTINET, LLC|51700
OLLI|OLLIES BARGAIN CS|BMOC|BMO Capital Markets Corp.|10515
OLLI|OLLIES BARGAIN CS|BNPX|BNP PARIBAS SECURITIES CORP.|24072
OLLI|OLLIES BARGAIN CS|BRVL|BLAYLOCK VAN, LLC|543
OLLI|OLLIES BARGAIN CS|BTIG|BTIG, LLC|34442
OLLI|OLLIES BARGAIN CS|BYXM|CBOE TRADING, INC.|1300
OLLI|OLLIES BARGAIN CS|BZYD|GOLDMAN SACHS & CO. LLC|278
OLLI|OLLIES BARGAIN CS|CANT|Cantor Fitzgerald & Co.|281
OLLI|OLLIES BARGAIN CS|CBLC|CITIGROUP GLOBAL MARKETS INC.|17600
OLLI|OLLIES BARGAIN CS|CHAS|Charles Schwab & Co., Inc.|3573
OLLI|OLLIES BARGAIN CS|CIST|Capital Institutional Services, Inc.|2174
OLLI|OLLIES BARGAIN CS|CLSA|CLSA AMERICAS, LLC|8060
OLLI|OLLIES BARGAIN CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85630
OLLI|OLLIES BARGAIN CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3061
OLLI|OLLIES BARGAIN CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25170
OLLI|OLLIES BARGAIN CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|158146
OLLI|OLLIES BARGAIN CS|CTDL|Citadel Derivatives Group Llc|12412
OLLI|OLLIES BARGAIN CS|CTLR|CUTLER GROUP, LP|2564
OLLI|OLLIES BARGAIN CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|32298
OLLI|OLLIES BARGAIN CS|DBAB|Deutsche Bank Securities Inc.|1232202
OLLI|OLLIES BARGAIN CS|DBAX|Deutsche Bank Securities Inc.|162500
OLLI|OLLIES BARGAIN CS|DBUL|Deutsche Bank Securities Inc.|1244
OLLI|OLLIES BARGAIN CS|DCHF|Dart Executions, LLC|4464
OLLI|OLLIES BARGAIN CS|DEAN|MORGAN STANLEY|4962
OLLI|OLLIES BARGAIN CS|DEGS|RONIN PROFESSIONAL LLC|3105
OLLI|OLLIES BARGAIN CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7376
OLLI|OLLIES BARGAIN CS|EBXL|EBX LLC|92000
OLLI|OLLIES BARGAIN CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|159758
OLLI|OLLIES BARGAIN CS|EDJO|Edward D. Jones & Co., L.P.|2939
OLLI|OLLIES BARGAIN CS|EGAM|CBOE TRADING, INC.|35467
OLLI|OLLIES BARGAIN CS|EGMT|EG MARKET TECHNOLOGIES LLC|2000
OLLI|OLLIES BARGAIN CS|EGXM|CBOE TRADING, INC.|10226
OLLI|OLLIES BARGAIN CS|ETBE|Electronic Transaction Clearing, Inc.|44698
OLLI|OLLIES BARGAIN CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
OLLI|OLLIES BARGAIN CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|86857
OLLI|OLLIES BARGAIN CS|ETRS|E*Trade Securities LLC|90740
OLLI|OLLIES BARGAIN CS|FBCO|Credit Suisse Securities (USA) LLC|586474
OLLI|OLLIES BARGAIN CS|FBSB|U.S. Bancorp Investments, Inc.|6
OLLI|OLLIES BARGAIN CS|FILL|Tradestation Securities, Inc.|4121
OLLI|OLLIES BARGAIN CS|FINX|FINTECH SECURITIES|231
OLLI|OLLIES BARGAIN CS|FMAF|NBCN Inc./ CDS|334
OLLI|OLLIES BARGAIN CS|FOMA|TD AMERITRADE CLEARING, INC.|265717
OLLI|OLLIES BARGAIN CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29153
OLLI|OLLIES BARGAIN CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45491
OLLI|OLLIES BARGAIN CS|FTBR|Foliofn Investments, Inc.|4263
OLLI|OLLIES BARGAIN CS|GEBB|GLOBAL EXECUTION BROKERS, LP|34207
OLLI|OLLIES BARGAIN CS|GLPX|ACS EXECUTION SERVICES, LLC|231
OLLI|OLLIES BARGAIN CS|GSCO|GOLDMAN SACHS & CO. LLC|4057919
OLLI|OLLIES BARGAIN CS|GSCS|GOLDMAN SACHS & CO. LLC|13082
OLLI|OLLIES BARGAIN CS|GSLT|GOLDMAN SACHS & CO. LLC|6118
OLLI|OLLIES BARGAIN CS|GTSZ|GTS SECURITIES LLC|13614
OLLI|OLLIES BARGAIN CS|HRBF|American Enterprise Investment Services Inc.|53215
OLLI|OLLIES BARGAIN CS|IBKR|Interactive Brokers Llc|159330
OLLI|OLLIES BARGAIN CS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|58
OLLI|OLLIES BARGAIN CS|ICBX|INSTINET, LLC|43799
OLLI|OLLIES BARGAIN CS|IEQY|CITADEL SECURITIES LLC|181393
OLLI|OLLIES BARGAIN CS|INCA|INSTINET, LLC|4843574
OLLI|OLLIES BARGAIN CS|INJX|INSTINET, LLC|20434
OLLI|OLLIES BARGAIN CS|ITGI|ITG Inc.|128811
OLLI|OLLIES BARGAIN CS|ITGP|ITG INC.|97400
OLLI|OLLIES BARGAIN CS|JANY|Janney Montgomery Scott Inc.|7142
OLLI|OLLIES BARGAIN CS|JEFF|JEFFERIES LLC|183780
OLLI|OLLIES BARGAIN CS|JMPT|JUMP TRADING, LLC|32650
OLLI|OLLIES BARGAIN CS|JONE|JonesTrading|24250
OLLI|OLLIES BARGAIN CS|JPBX|J.P. MORGAN SECURITIES LLC|223257
OLLI|OLLIES BARGAIN CS|JPMX|J.P. Morgan Securities LLC|393371
OLLI|OLLIES BARGAIN CS|KCGM|VIRTU Americas LLC|53196
OLLI|OLLIES BARGAIN CS|LEER|LEERINK PARTNERS LLC|530
OLLI|OLLIES BARGAIN CS|LEHM|Barclays Capital Inc./Le|2226197
OLLI|OLLIES BARGAIN CS|LIME|Lime Brokerage LLC|202341
OLLI|OLLIES BARGAIN CS|LMGP|LIME BROKERAGE LLC|31541
OLLI|OLLIES BARGAIN CS|LOOP|Loop Capital Markets LLC|2290
OLLI|OLLIES BARGAIN CS|LQNA|LIQUIDNET, INC.|50200
OLLI|OLLIES BARGAIN CS|LQNB|LIQUIDNET, INC.|5000
OLLI|OLLIES BARGAIN CS|LSCI|Lek Securities Corporation|5000
OLLI|OLLIES BARGAIN CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
OLLI|OLLIES BARGAIN CS|MAXM|Maxim Group LLC|3449
OLLI|OLLIES BARGAIN CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116626
OLLI|OLLIES BARGAIN CS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|760
OLLI|OLLIES BARGAIN CS|MSCO|MORGAN STANLEY & CO. LLC|3353157
OLLI|OLLIES BARGAIN CS|MSPL|MORGAN STANLEY & CO. LLC|209100
OLLI|OLLIES BARGAIN CS|MSTX|MORGAN STANLEY & CO. LLC|209700
OLLI|OLLIES BARGAIN CS|NFSC|National Financial Services LLC|203172
OLLI|OLLIES BARGAIN CS|NITE|VIRTU Americas LLC|426141
OLLI|OLLIES BARGAIN CS|NITP|VIRTU Americas LLC|4391
OLLI|OLLIES BARGAIN CS|NQRB|Brut, LLC|67345
OLLI|OLLIES BARGAIN CS|NTRC|Northern Trust Securities, Inc.|1639
OLLI|OLLIES BARGAIN CS|OPCO|Oppenheimer & Co. Inc.|1300
OLLI|OLLIES BARGAIN CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|967
OLLI|OLLIES BARGAIN CS|PDQM|CODA MARKETS, INC.|40903
OLLI|OLLIES BARGAIN CS|PHLY|NASDAQ Execution Services, LLC|6600
OLLI|OLLIES BARGAIN CS|PIPR|Piper Jaffray & Co.|2800
OLLI|OLLIES BARGAIN CS|QMSR|QUATTRO M SECURITIES INC.|13843
OLLI|OLLIES BARGAIN CS|RAJA|Raymond James & Associates, Inc.|82096
OLLI|OLLIES BARGAIN CS|RBCM|RBC CAPITAL MARKETS, LLC|1733
OLLI|OLLIES BARGAIN CS|SAGW|SAGETRADER, LLC|125
OLLI|OLLIES BARGAIN CS|SALI|INTL FCSTONE FINANCIAL INC.|17
OLLI|OLLIES BARGAIN CS|SBSH|Citigroup Global Markets Inc.|284048
OLLI|OLLIES BARGAIN CS|SGMT|GOLDMAN SACHS & CO. LLC|192477
OLLI|OLLIES BARGAIN CS|SPDR|SPEEDROUTE LLC|27039
OLLI|OLLIES BARGAIN CS|SPHN|Stephens Inc.|8398
OLLI|OLLIES BARGAIN CS|STFL|Stifel, Nicolaus & Company, Incorporated|42943
OLLI|OLLIES BARGAIN CS|STRS|STRATEGAS RESEARCH PARTNERS|10
OLLI|OLLIES BARGAIN CS|STXG|Stockcross Financial Services, Inc.|40
OLLI|OLLIES BARGAIN CS|SWIM|TD Ameritrade, Inc.|82150
OLLI|OLLIES BARGAIN CS|TKNG|ALLY INVEST SECURITIES LLC|7293
OLLI|OLLIES BARGAIN CS|TONC|CUTTONE & CO., LLC|850
OLLI|OLLIES BARGAIN CS|TRBT|Tradebot Systems, Inc.|201656
OLLI|OLLIES BARGAIN CS|TRCM|TRC MARKETS LLC|150743
OLLI|OLLIES BARGAIN CS|TWTT|TASTYWORKS, INC.|256
OLLI|OLLIES BARGAIN CS|UBSA|UBS SECURITIES LLC|608123
OLLI|OLLIES BARGAIN CS|UBSS|UBS Securities LLC|1641348
OLLI|OLLIES BARGAIN CS|VALX|VIRTU AMERICAS LLC|15310
OLLI|OLLIES BARGAIN CS|VFIN|National Securities Corporation|25600
OLLI|OLLIES BARGAIN CS|VGRD|Vanguard Marketing Corporation|22420
OLLI|OLLIES BARGAIN CS|VSIN|Vision Financial Markets Llc|900
OLLI|OLLIES BARGAIN CS|WBLR|WILLIAM BLAIR|10000
OLLI|OLLIES BARGAIN CS|WBPX|SUMMIT SECURITIES GROUP, LLC|2420
OLLI|OLLIES BARGAIN CS|WCHV|WELLS FARGO SECURITIES, LLC|322047
OLLI|OLLIES BARGAIN CS|WEDB|WEDBUSH SECURITIES INC.|5518
OLLI|OLLIES BARGAIN CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20506
OLLI|OLLIES BARGAIN CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18429
OLLI|OLLIES BARGAIN CS|WGIF|CIBC World Markets Inc.|47
OLLI|OLLIES BARGAIN CS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8
OLLI|OLLIES BARGAIN CS|WSAG|WALL STREET ACCESS|174
OLLI|OLLIES BARGAIN CS|WSEA|WOLVERINE SECURITIES, LLC|6150
OLLI|OLLIES BARGAIN CS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|17800
OLLI|OLLIES BARGAIN CS|XIST|INSTINET, LLC|169382
OLLI|OLLIES BARGAIN CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|34162
OLLI|OLLIES BARGAIN CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5625
OLN|OLIN CP|ADAM|CANACCORD GENUITY INC.|88988
OLN|OLIN CP|ALTX|Alternet Securities Inc.|16003
OLN|OLIN CP|APCC|Apex Clearing Corporation|8029
OLN|OLIN CP|BANK|Primevest Financial Services, Inc.|1309
OLN|OLIN CP|BARD|Robert W. Baird & Co. Incorporated|267
OLN|OLIN CP|BATM|CBOE TRADING, INC.|7075
OLN|OLIN CP|BBNT|BB&T SECURITIES, LLC|1244
OLN|OLIN CP|BERN|Sanford C. Bernstein & Co., LLC|124787
OLN|OLIN CP|BIDS|BIDS TRADING L.P.|300
OLN|OLIN CP|BIMI|Banca IMI Securities Corp.|84
OLN|OLIN CP|BKCM|BNY Mellon Capital Markets LLC|32835
OLN|OLIN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12324
OLN|OLIN CP|BLKX|INSTINET, LLC|255890
OLN|OLIN CP|BMOC|BMO Capital Markets Corp.|477802
OLN|OLIN CP|BNPX|BNP PARIBAS SECURITIES CORP.|5978
OLN|OLIN CP|BRVL|BLAYLOCK VAN, LLC|700
OLN|OLIN CP|BTIG|BTIG, LLC|6217
OLN|OLIN CP|BYXM|CBOE TRADING, INC.|4021
OLN|OLIN CP|BZYD|GOLDMAN SACHS & CO. LLC|1600
OLN|OLIN CP|CANT|Cantor Fitzgerald & Co.|27576
OLN|OLIN CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|90800
OLN|OLIN CP|CBRA|Cobra Trading, Inc.|1600
OLN|OLIN CP|CHAS|Charles Schwab & Co., Inc.|3286
OLN|OLIN CP|CIST|Capital Institutional Services, Inc.|585
OLN|OLIN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|458095
OLN|OLIN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
OLN|OLIN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1435
OLN|OLIN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|859480
OLN|OLIN CP|CTDL|Citadel Derivatives Group Llc|10115
OLN|OLIN CP|CTLR|CUTLER GROUP, LP|2507
OLN|OLIN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|196746
OLN|OLIN CP|DADA|D.A. Davidson & Co.|213
OLN|OLIN CP|DBAB|Deutsche Bank Securities Inc.|449509
OLN|OLIN CP|DBAX|Deutsche Bank Securities Inc.|974600
OLN|OLIN CP|DBUL|Deutsche Bank Securities Inc.|17198
OLN|OLIN CP|DCHF|Dart Executions, LLC|3647
OLN|OLIN CP|DEAN|MORGAN STANLEY|41168
OLN|OLIN CP|DEGS|RONIN PROFESSIONAL LLC|100
OLN|OLIN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
OLN|OLIN CP|EBXL|EBX LLC|295600
OLN|OLIN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|37118
OLN|OLIN CP|EDJC|Edward Jones / CDS|21
OLN|OLIN CP|EDJO|Edward D. Jones & Co., L.P.|10560
OLN|OLIN CP|EGAM|CBOE TRADING, INC.|33798
OLN|OLIN CP|EGAW|CBOE TRADING, INC.|143
OLN|OLIN CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
OLN|OLIN CP|EGXM|CBOE TRADING, INC.|4017
OLN|OLIN CP|EGXW|CBOE TRADING, INC.|201
OLN|OLIN CP|EROM|Eroom Securities L.L.C.|4340
OLN|OLIN CP|ETBE|Electronic Transaction Clearing, Inc.|16436
OLN|OLIN CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
OLN|OLIN CP|ETCC|Electronic Transaction Clearing, Inc.|160
OLN|OLIN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11378
OLN|OLIN CP|ETRS|E*Trade Securities LLC|33640
OLN|OLIN CP|FBSB|U.S. Bancorp Investments, Inc.|1300
OLN|OLIN CP|FILL|Tradestation Securities, Inc.|4408
OLN|OLIN CP|FINX|FINTECH SECURITIES|1100
OLN|OLIN CP|FMAF|NBCN Inc./ CDS|5045
OLN|OLIN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13855
OLN|OLIN CP|FQLS|Quantlab Securities LP|559311
OLN|OLIN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|214048
OLN|OLIN CP|FTBR|Foliofn Investments, Inc.|2572
OLN|OLIN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|4515
OLN|OLIN CP|GLPX|ACS EXECUTION SERVICES, LLC|52047
OLN|OLIN CP|GSCO|GOLDMAN SACHS & CO. LLC|2871330
OLN|OLIN CP|GSCS|GOLDMAN SACHS & CO. LLC|32838
OLN|OLIN CP|GSLT|GOLDMAN SACHS & CO. LLC|26930
OLN|OLIN CP|GTSZ|GTS SECURITIES LLC|91315
OLN|OLIN CP|HRBF|American Enterprise Investment Services Inc.|13638
OLN|OLIN CP|HSBC|HSBC Securities, Inc.|200
OLN|OLIN CP|IATS|INTERACTIVE BROKERS LLC|24567
OLN|OLIN CP|IBKR|Interactive Brokers Llc|49713
OLN|OLIN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1066
OLN|OLIN CP|ICBX|INSTINET, LLC|54679
OLN|OLIN CP|IEQY|CITADEL SECURITIES LLC|91947
OLN|OLIN CP|INCA|INSTINET, LLC|458624
OLN|OLIN CP|INJX|INSTINET, LLC|9400
OLN|OLIN CP|ITGI|ITG Inc.|70843
OLN|OLIN CP|ITGP|ITG INC.|203000
OLN|OLIN CP|JANY|Janney Montgomery Scott Inc.|10597
OLN|OLIN CP|JEFF|JEFFERIES LLC|505077
OLN|OLIN CP|JMPT|JUMP TRADING, LLC|124356
OLN|OLIN CP|JPBX|J.P. MORGAN SECURITIES LLC|457882
OLN|OLIN CP|JPMX|J.P. Morgan Securities LLC|1706622
OLN|OLIN CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
OLN|OLIN CP|JSJX|JANE STREET CAPITAL LLC|25001
OLN|OLIN CP|KCGM|VIRTU Americas LLC|71185
OLN|OLIN CP|LEHM|Barclays Capital Inc./Le|1048577
OLN|OLIN CP|LIME|Lime Brokerage LLC|82484
OLN|OLIN CP|LQNA|LIQUIDNET, INC.|529100
OLN|OLIN CP|LSCI|Lek Securities Corporation|11
OLN|OLIN CP|LVMR|LIVERMORE TRADING GROUP, INC.|7242
OLN|OLIN CP|MAXM|Maxim Group LLC|14200
OLN|OLIN CP|MBTS|ALLY INVEST SECURITIES LLC|1300
OLN|OLIN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|292460
OLN|OLIN CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
OLN|OLIN CP|MOTF|MOTIF INVESTING, INC.|22
OLN|OLIN CP|MSCO|MORGAN STANLEY & CO. LLC|1967106
OLN|OLIN CP|MSPL|MORGAN STANLEY & CO. LLC|558600
OLN|OLIN CP|MSTX|MORGAN STANLEY & CO. LLC|316200
OLN|OLIN CP|MZHO|Mizuho Securities USA LLC|693022
OLN|OLIN CP|NEUB|NEUBERGER BERMAN BD LLC|186
OLN|OLIN CP|NFSC|National Financial Services LLC|169661
OLN|OLIN CP|NITE|VIRTU Americas LLC|560522
OLN|OLIN CP|NITP|VIRTU Americas LLC|1615
OLN|OLIN CP|NQRB|Brut, LLC|20129
OLN|OLIN CP|NTBF|BMO Nesbitt Burns Inc./CDS|500
OLN|OLIN CP|NTRC|Northern Trust Securities, Inc.|2212
OLN|OLIN CP|OHOS|TWO SIGMA SECURITIES, LLC|75504
OLN|OLIN CP|OPCO|Oppenheimer & Co. Inc.|4421
OLN|OLIN CP|PDQM|CODA MARKETS, INC.|239125
OLN|OLIN CP|PHLY|NASDAQ Execution Services, LLC|1600
OLN|OLIN CP|PWJC|UBS Financial Services, Inc.|4675
OLN|OLIN CP|QMSR|QUATTRO M SECURITIES INC.|9412
OLN|OLIN CP|RBCM|RBC CAPITAL MARKETS, LLC|16462
OLN|OLIN CP|RHCO|Suntrust Robinson Humphrey, Inc.|23645
OLN|OLIN CP|SAGL|SAGETRADER, LLC|123037
OLN|OLIN CP|SAGW|SAGETRADER, LLC|2900
OLN|OLIN CP|SBSH|Citigroup Global Markets Inc.|776403
OLN|OLIN CP|SEIC|SEI Investments Distribution Co.|300
OLN|OLIN CP|SGMT|GOLDMAN SACHS & CO. LLC|193622
OLN|OLIN CP|SIBO|Prime Executions, Inc.|7700
OLN|OLIN CP|SPDR|SPEEDROUTE LLC|14587
OLN|OLIN CP|SPHN|Stephens Inc.|2323
OLN|OLIN CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|3400
OLN|OLIN CP|STFC|Stuart Frankel & Co., Incorporated|4999
OLN|OLIN CP|STFL|Stifel, Nicolaus & Company, Incorporated|11415
OLN|OLIN CP|STXG|Stockcross Financial Services, Inc.|6
OLN|OLIN CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3481
OLN|OLIN CP|SWIM|TD Ameritrade, Inc.|76913
OLN|OLIN CP|SWST|Hilltop Securities Inc.|15735
OLN|OLIN CP|TKNG|ALLY INVEST SECURITIES LLC|1315
OLN|OLIN CP|TRBT|Tradebot Systems, Inc.|251126
OLN|OLIN CP|TRCM|TRC MARKETS LLC|325739
OLN|OLIN CP|UBSA|UBS SECURITIES LLC|979829
OLN|OLIN CP|UBSS|UBS Securities LLC|946958
OLN|OLIN CP|VALX|VIRTU AMERICAS LLC|6547
OLN|OLIN CP|VGRD|Vanguard Marketing Corporation|15100
OLN|OLIN CP|WBET|Wallachbeth Capital LLC|8756
OLN|OLIN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|10895
OLN|OLIN CP|WCHV|WELLS FARGO SECURITIES, LLC|200898
OLN|OLIN CP|WEDB|WEDBUSH SECURITIES INC.|1359
OLN|OLIN CP|WEED|Weeden & Co.L.P.|797
OLN|OLIN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11754
OLN|OLIN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26860
OLN|OLIN CP|WGIF|CIBC World Markets Inc.|100
OLN|OLIN CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|563
OLN|OLIN CP|WSEA|WOLVERINE SECURITIES, LLC|14336
OLN|OLIN CP|WTFS|JUST2TRADE, INC.|344
OLN|OLIN CP|XIST|INSTINET, LLC|86600
OLN|OLIN CP|XPQR|Jump Trading|2590
OLN|OLIN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|58766
OLN|OLIN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2970
OLN|OLIN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18906
OLO|DB CRUDE OIL LONG|BATM|CBOE TRADING, INC.|179
OLO|DB CRUDE OIL LONG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|193
OLO|DB CRUDE OIL LONG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
OLO|DB CRUDE OIL LONG|ETRS|E*Trade Securities LLC|606
OLO|DB CRUDE OIL LONG|IBKR|Interactive Brokers Llc|1100
OLO|DB CRUDE OIL LONG|JSJX|JANE STREET CAPITAL LLC|1486
OLO|DB CRUDE OIL LONG|LEHM|Barclays Capital Inc./Le|600
OLO|DB CRUDE OIL LONG|MOTF|MOTIF INVESTING, INC.|1
OLO|DB CRUDE OIL LONG|MSCO|MORGAN STANLEY & CO. LLC|1140
OLO|DB CRUDE OIL LONG|NFSC|National Financial Services LLC|304
OLO|DB CRUDE OIL LONG|NITE|VIRTU Americas LLC|1357
OLO|DB CRUDE OIL LONG|SWIM|TD Ameritrade, Inc.|232
OLO|DB CRUDE OIL LONG|UBSA|UBS SECURITIES LLC|106
OLO|DB CRUDE OIL LONG|UBSS|UBS Securities LLC|300
OLO|DB CRUDE OIL LONG|WCHV|WELLS FARGO SECURITIES, LLC|1330
OLO|DB CRUDE OIL LONG|WSEA|WOLVERINE SECURITIES, LLC|30
OLP|ONE LIBERTY PROP|ALTX|Alternet Securities Inc.|300
OLP|ONE LIBERTY PROP|APCC|Apex Clearing Corporation|37
OLP|ONE LIBERTY PROP|BARD|Robert W. Baird & Co. Incorporated|3
OLP|ONE LIBERTY PROP|BATM|CBOE TRADING, INC.|131
OLP|ONE LIBERTY PROP|BAYC|BAY CREST PARTNERS, LLC|2
OLP|ONE LIBERTY PROP|BBNT|BB&T SECURITIES, LLC|549
OLP|ONE LIBERTY PROP|BNPX|BNP PARIBAS SECURITIES CORP.|2450
OLP|ONE LIBERTY PROP|BYXM|CBOE TRADING, INC.|100
OLP|ONE LIBERTY PROP|BZYD|GOLDMAN SACHS & CO. LLC|2219
OLP|ONE LIBERTY PROP|CHAS|Charles Schwab & Co., Inc.|344
OLP|ONE LIBERTY PROP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6795
OLP|ONE LIBERTY PROP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|521
OLP|ONE LIBERTY PROP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
OLP|ONE LIBERTY PROP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15494
OLP|ONE LIBERTY PROP|CTDL|Citadel Derivatives Group Llc|411
OLP|ONE LIBERTY PROP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3096
OLP|ONE LIBERTY PROP|DAVA|Davenport & Company LLC|100
OLP|ONE LIBERTY PROP|DBAB|Deutsche Bank Securities Inc.|6236
OLP|ONE LIBERTY PROP|DBAX|Deutsche Bank Securities Inc.|4100
OLP|ONE LIBERTY PROP|DEAN|MORGAN STANLEY|1531
OLP|ONE LIBERTY PROP|DEGS|RONIN PROFESSIONAL LLC|831
OLP|ONE LIBERTY PROP|EBXL|EBX LLC|2400
OLP|ONE LIBERTY PROP|ECUT|CONVERGEX EXECUTION SOLUTIONS|828
OLP|ONE LIBERTY PROP|EDJO|Edward D. Jones & Co., L.P.|1903
OLP|ONE LIBERTY PROP|EGAM|CBOE TRADING, INC.|454
OLP|ONE LIBERTY PROP|ETBE|Electronic Transaction Clearing, Inc.|100
OLP|ONE LIBERTY PROP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
OLP|ONE LIBERTY PROP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
OLP|ONE LIBERTY PROP|ETRS|E*Trade Securities LLC|11745
OLP|ONE LIBERTY PROP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|48
OLP|ONE LIBERTY PROP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5952
OLP|ONE LIBERTY PROP|FTBR|Foliofn Investments, Inc.|8884
OLP|ONE LIBERTY PROP|GSCO|GOLDMAN SACHS & CO. LLC|13942
OLP|ONE LIBERTY PROP|GTSZ|GTS SECURITIES LLC|7703
OLP|ONE LIBERTY PROP|HRBF|American Enterprise Investment Services Inc.|200
OLP|ONE LIBERTY PROP|IATS|INTERACTIVE BROKERS LLC|600
OLP|ONE LIBERTY PROP|IBKR|Interactive Brokers Llc|2426
OLP|ONE LIBERTY PROP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|44
OLP|ONE LIBERTY PROP|ICBX|INSTINET, LLC|2036
OLP|ONE LIBERTY PROP|IEQY|CITADEL SECURITIES LLC|3607
OLP|ONE LIBERTY PROP|INCA|INSTINET, LLC|4350
OLP|ONE LIBERTY PROP|ITGI|ITG Inc.|2023
OLP|ONE LIBERTY PROP|ITGP|ITG INC.|5400
OLP|ONE LIBERTY PROP|JEFF|JEFFERIES LLC|2336
OLP|ONE LIBERTY PROP|JPBX|J.P. MORGAN SECURITIES LLC|1100
OLP|ONE LIBERTY PROP|JPMX|J.P. Morgan Securities LLC|21682
OLP|ONE LIBERTY PROP|JSJX|JANE STREET CAPITAL LLC|59
OLP|ONE LIBERTY PROP|KCGM|VIRTU Americas LLC|2210
OLP|ONE LIBERTY PROP|LEHM|Barclays Capital Inc./Le|12144
OLP|ONE LIBERTY PROP|LIME|Lime Brokerage LLC|4366
OLP|ONE LIBERTY PROP|LQNA|LIQUIDNET, INC.|8100
OLP|ONE LIBERTY PROP|MAXM|Maxim Group LLC|398
OLP|ONE LIBERTY PROP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6846
OLP|ONE LIBERTY PROP|MSCO|MORGAN STANLEY & CO. LLC|31561
OLP|ONE LIBERTY PROP|MSPL|MORGAN STANLEY & CO. LLC|4900
OLP|ONE LIBERTY PROP|MSTX|MORGAN STANLEY & CO. LLC|400
OLP|ONE LIBERTY PROP|NFSC|National Financial Services LLC|12191
OLP|ONE LIBERTY PROP|NITE|VIRTU Americas LLC|49329
OLP|ONE LIBERTY PROP|OPCO|Oppenheimer & Co. Inc.|3750
OLP|ONE LIBERTY PROP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20
OLP|ONE LIBERTY PROP|PDQM|CODA MARKETS, INC.|555
OLP|ONE LIBERTY PROP|RBCM|RBC CAPITAL MARKETS, LLC|850
OLP|ONE LIBERTY PROP|SBSH|Citigroup Global Markets Inc.|10816
OLP|ONE LIBERTY PROP|SGMT|GOLDMAN SACHS & CO. LLC|1410
OLP|ONE LIBERTY PROP|SPDR|SPEEDROUTE LLC|100
OLP|ONE LIBERTY PROP|SPTD|MINT GLOBAL MARKETS, INC.|2200
OLP|ONE LIBERTY PROP|STXG|Stockcross Financial Services, Inc.|1900
OLP|ONE LIBERTY PROP|SWIM|TD Ameritrade, Inc.|16765
OLP|ONE LIBERTY PROP|TRBT|Tradebot Systems, Inc.|2007
OLP|ONE LIBERTY PROP|TRCM|TRC MARKETS LLC|5560
OLP|ONE LIBERTY PROP|UBSA|UBS SECURITIES LLC|26708
OLP|ONE LIBERTY PROP|UBSS|UBS Securities LLC|86966
OLP|ONE LIBERTY PROP|VALX|VIRTU AMERICAS LLC|4206
OLP|ONE LIBERTY PROP|VGRD|Vanguard Marketing Corporation|1357
OLP|ONE LIBERTY PROP|WCHV|WELLS FARGO SECURITIES, LLC|11373
OLP|ONE LIBERTY PROP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1872
OLP|ONE LIBERTY PROP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1044
OLP|ONE LIBERTY PROP|WSEA|WOLVERINE SECURITIES, LLC|783
OLP|ONE LIBERTY PROP|XIST|INSTINET, LLC|600
OLP|ONE LIBERTY PROP|XPQR|Jump Trading|417
OLP|ONE LIBERTY PROP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1095
OMAB|GRUPO AEROPORTUARIO|ALTX|Alternet Securities Inc.|2200
OMAB|GRUPO AEROPORTUARIO|APCC|Apex Clearing Corporation|14
OMAB|GRUPO AEROPORTUARIO|BATM|CBOE TRADING, INC.|163
OMAB|GRUPO AEROPORTUARIO|BERN|Sanford C. Bernstein & Co., LLC|1105
OMAB|GRUPO AEROPORTUARIO|BMOC|BMO Capital Markets Corp.|1903
OMAB|GRUPO AEROPORTUARIO|BTIG|BTIG, LLC|160
OMAB|GRUPO AEROPORTUARIO|BZYD|GOLDMAN SACHS & CO. LLC|1244
OMAB|GRUPO AEROPORTUARIO|CANT|Cantor Fitzgerald & Co.|688
OMAB|GRUPO AEROPORTUARIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2118
OMAB|GRUPO AEROPORTUARIO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1258
OMAB|GRUPO AEROPORTUARIO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
OMAB|GRUPO AEROPORTUARIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25944
OMAB|GRUPO AEROPORTUARIO|CTDL|Citadel Derivatives Group Llc|4168
OMAB|GRUPO AEROPORTUARIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
OMAB|GRUPO AEROPORTUARIO|DBAB|Deutsche Bank Securities Inc.|29435
OMAB|GRUPO AEROPORTUARIO|DBAX|Deutsche Bank Securities Inc.|24800
OMAB|GRUPO AEROPORTUARIO|DEAN|MORGAN STANLEY|1082
OMAB|GRUPO AEROPORTUARIO|DEGS|RONIN PROFESSIONAL LLC|7034
OMAB|GRUPO AEROPORTUARIO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1096
OMAB|GRUPO AEROPORTUARIO|EBXL|EBX LLC|19800
OMAB|GRUPO AEROPORTUARIO|EDJO|Edward D. Jones & Co., L.P.|8
OMAB|GRUPO AEROPORTUARIO|EGAM|CBOE TRADING, INC.|1000
OMAB|GRUPO AEROPORTUARIO|EGMT|EG MARKET TECHNOLOGIES LLC|50
OMAB|GRUPO AEROPORTUARIO|EGXM|CBOE TRADING, INC.|100
OMAB|GRUPO AEROPORTUARIO|ETBE|Electronic Transaction Clearing, Inc.|1810
OMAB|GRUPO AEROPORTUARIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8854
OMAB|GRUPO AEROPORTUARIO|ETRS|E*Trade Securities LLC|9363
OMAB|GRUPO AEROPORTUARIO|FBCO|Credit Suisse Securities (USA) LLC|43188
OMAB|GRUPO AEROPORTUARIO|FMAF|NBCN Inc./ CDS|1180
OMAB|GRUPO AEROPORTUARIO|FOMA|TD AMERITRADE CLEARING, INC.|60684
OMAB|GRUPO AEROPORTUARIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19903
OMAB|GRUPO AEROPORTUARIO|FTBR|Foliofn Investments, Inc.|9941
OMAB|GRUPO AEROPORTUARIO|GBMT|GBM International, Inc.|255712
OMAB|GRUPO AEROPORTUARIO|GEBB|GLOBAL EXECUTION BROKERS, LP|767
OMAB|GRUPO AEROPORTUARIO|GLPX|ACS EXECUTION SERVICES, LLC|4814
OMAB|GRUPO AEROPORTUARIO|GSCO|GOLDMAN SACHS & CO. LLC|48274
OMAB|GRUPO AEROPORTUARIO|GSCS|GOLDMAN SACHS & CO. LLC|3829
OMAB|GRUPO AEROPORTUARIO|GSLT|GOLDMAN SACHS & CO. LLC|500
OMAB|GRUPO AEROPORTUARIO|GTSZ|GTS SECURITIES LLC|13330
OMAB|GRUPO AEROPORTUARIO|HRBF|American Enterprise Investment Services Inc.|1
OMAB|GRUPO AEROPORTUARIO|HSBC|HSBC Securities, Inc.|100
OMAB|GRUPO AEROPORTUARIO|IATS|INTERACTIVE BROKERS LLC|18704
OMAB|GRUPO AEROPORTUARIO|IBKR|Interactive Brokers Llc|46055
OMAB|GRUPO AEROPORTUARIO|ICBX|INSTINET, LLC|24118
OMAB|GRUPO AEROPORTUARIO|INCA|INSTINET, LLC|22193
OMAB|GRUPO AEROPORTUARIO|INJX|INSTINET, LLC|1665
OMAB|GRUPO AEROPORTUARIO|ITGI|ITG Inc.|7988
OMAB|GRUPO AEROPORTUARIO|ITGP|ITG INC.|8000
OMAB|GRUPO AEROPORTUARIO|JEFF|JEFFERIES LLC|4058
OMAB|GRUPO AEROPORTUARIO|JMPT|JUMP TRADING, LLC|233
OMAB|GRUPO AEROPORTUARIO|JPBX|J.P. MORGAN SECURITIES LLC|2846
OMAB|GRUPO AEROPORTUARIO|JPMX|J.P. Morgan Securities LLC|29076
OMAB|GRUPO AEROPORTUARIO|JSJX|JANE STREET CAPITAL LLC|240
OMAB|GRUPO AEROPORTUARIO|KCGM|VIRTU Americas LLC|1200
OMAB|GRUPO AEROPORTUARIO|LEHM|Barclays Capital Inc./Le|10376
OMAB|GRUPO AEROPORTUARIO|LIME|Lime Brokerage LLC|40955
OMAB|GRUPO AEROPORTUARIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7602
OMAB|GRUPO AEROPORTUARIO|MOTF|MOTIF INVESTING, INC.|2
OMAB|GRUPO AEROPORTUARIO|MSCO|MORGAN STANLEY & CO. LLC|108201
OMAB|GRUPO AEROPORTUARIO|MSPL|MORGAN STANLEY & CO. LLC|12100
OMAB|GRUPO AEROPORTUARIO|MSTX|MORGAN STANLEY & CO. LLC|800
OMAB|GRUPO AEROPORTUARIO|NFSC|National Financial Services LLC|11838
OMAB|GRUPO AEROPORTUARIO|NITE|VIRTU Americas LLC|75249
OMAB|GRUPO AEROPORTUARIO|OPCO|Oppenheimer & Co. Inc.|2148
OMAB|GRUPO AEROPORTUARIO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2310
OMAB|GRUPO AEROPORTUARIO|PDQM|CODA MARKETS, INC.|17316
OMAB|GRUPO AEROPORTUARIO|RBCM|RBC CAPITAL MARKETS, LLC|535
OMAB|GRUPO AEROPORTUARIO|SANT|Santander Investment Securities Inc.|100545
OMAB|GRUPO AEROPORTUARIO|SBSH|Citigroup Global Markets Inc.|13271
OMAB|GRUPO AEROPORTUARIO|SCMC|Scotia Capital Markets (USA) Inc.|2600
OMAB|GRUPO AEROPORTUARIO|SGMT|GOLDMAN SACHS & CO. LLC|14884
OMAB|GRUPO AEROPORTUARIO|SPDR|SPEEDROUTE LLC|3540
OMAB|GRUPO AEROPORTUARIO|SPTD|MINT GLOBAL MARKETS, INC.|717
OMAB|GRUPO AEROPORTUARIO|STFL|Stifel, Nicolaus & Company, Incorporated|140
OMAB|GRUPO AEROPORTUARIO|SWIM|TD Ameritrade, Inc.|5117
OMAB|GRUPO AEROPORTUARIO|SWST|Hilltop Securities Inc.|1284
OMAB|GRUPO AEROPORTUARIO|TKNG|ALLY INVEST SECURITIES LLC|841
OMAB|GRUPO AEROPORTUARIO|TRBT|Tradebot Systems, Inc.|15733
OMAB|GRUPO AEROPORTUARIO|TRCM|TRC MARKETS LLC|10002
OMAB|GRUPO AEROPORTUARIO|UBSA|UBS SECURITIES LLC|81139
OMAB|GRUPO AEROPORTUARIO|UBSS|UBS Securities LLC|65336
OMAB|GRUPO AEROPORTUARIO|VALX|VIRTU AMERICAS LLC|4813
OMAB|GRUPO AEROPORTUARIO|VGRD|Vanguard Marketing Corporation|281
OMAB|GRUPO AEROPORTUARIO|WCHV|WELLS FARGO SECURITIES, LLC|17476
OMAB|GRUPO AEROPORTUARIO|WEED|Weeden & Co.L.P.|569
OMAB|GRUPO AEROPORTUARIO|WSEA|WOLVERINE SECURITIES, LLC|204
OMAB|GRUPO AEROPORTUARIO|XIST|INSTINET, LLC|2600
OMAB|GRUPO AEROPORTUARIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
OMAB|GRUPO AEROPORTUARIO|YKNA|COMHAR CAPITAL MARKETS, LLC|400
OMAB|GRUPO AEROPORTUARIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70
OMAD|ONE MADISON CP|BTIG|BTIG, LLC|35722
OMAD|ONE MADISON CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|222
OMAD|ONE MADISON CP|MACQ|Macquarie Capital (USA) Inc.|200000
OMAD|ONE MADISON CP|MITR|GMP SECURITIES, LLC|100
OMAD|ONE MADISON CP|MSCO|MORGAN STANLEY & CO. LLC|1815
OMAD|ONE MADISON CP|NFSC|National Financial Services LLC|100
OMAD|ONE MADISON CP|NITE|VIRTU Americas LLC|10622
OMAD|ONE MADISON CP|RBCM|RBC CAPITAL MARKETS, LLC|10200
OMAD|ONE MADISON CP|UBSA|UBS SECURITIES LLC|200
OMAD.U|ONE MADISON CP UTS|BATM|CBOE TRADING, INC.|200
OMAD.U|ONE MADISON CP UTS|BYXM|CBOE TRADING, INC.|400
OMAD.U|ONE MADISON CP UTS|CANT|Cantor Fitzgerald & Co.|7555
OMAD.U|ONE MADISON CP UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
OMAD.U|ONE MADISON CP UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
OMAD.U|ONE MADISON CP UTS|EGAM|CBOE TRADING, INC.|100
OMAD.U|ONE MADISON CP UTS|EGXM|CBOE TRADING, INC.|400
OMAD.U|ONE MADISON CP UTS|GSCO|GOLDMAN SACHS & CO. LLC|7373
OMAD.U|ONE MADISON CP UTS|GSLT|GOLDMAN SACHS & CO. LLC|800
OMAD.U|ONE MADISON CP UTS|MILE|I-Bankers Securities, Inc.|600
OMAD.U|ONE MADISON CP UTS|MITR|GMP SECURITIES, LLC|39538
OMAD.U|ONE MADISON CP UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
OMAD.U|ONE MADISON CP UTS|MSCO|MORGAN STANLEY & CO. LLC|6300
OMAD.U|ONE MADISON CP UTS|NFSC|National Financial Services LLC|104
OMAD.U|ONE MADISON CP UTS|NITE|VIRTU Americas LLC|15904
OMAD.U|ONE MADISON CP UTS|RBCM|RBC CAPITAL MARKETS, LLC|10200
OMAD.U|ONE MADISON CP UTS|TDSI|TD Securities (USA) LLC|13600
OMAD.U|ONE MADISON CP UTS|UBSA|UBS SECURITIES LLC|1300
OMAD.U|ONE MADISON CP UTS|WCHV|WELLS FARGO SECURITIES, LLC|2700
OMAD.W|ONE MADISON WT|ETRS|E*Trade Securities LLC|1500
OMAD.W|ONE MADISON WT|GSCO|GOLDMAN SACHS & CO. LLC|2100
OMAD.W|ONE MADISON WT|MITR|GMP SECURITIES, LLC|24600
OMAD.W|ONE MADISON WT|MPSG|E D & F Man Capital Markets Inc.|50000
OMAD.W|ONE MADISON WT|MSCO|MORGAN STANLEY & CO. LLC|4200
OMAD.W|ONE MADISON WT|NITE|VIRTU Americas LLC|8500
OMAD.W|ONE MADISON WT|RBCM|RBC CAPITAL MARKETS, LLC|5000
OMC|OMNICOM GP INC|ABLE|NATIXIS Securities Americas LLC|122377
OMC|OMNICOM GP INC|ALTX|Alternet Securities Inc.|18600
OMC|OMNICOM GP INC|ANOS|ABEL/NOSER, L.L.C.|14126
OMC|OMNICOM GP INC|APCC|Apex Clearing Corporation|300
OMC|OMNICOM GP INC|AQUA|AQUA SECURITIES L.P.|2500
OMC|OMNICOM GP INC|BALE|M&T SECURITIES, INC.|1724
OMC|OMNICOM GP INC|BANK|Primevest Financial Services, Inc.|1086
OMC|OMNICOM GP INC|BARD|Robert W. Baird & Co. Incorporated|16160
OMC|OMNICOM GP INC|BATM|CBOE TRADING, INC.|7513
OMC|OMNICOM GP INC|BAYC|BAY CREST PARTNERS, LLC|20
OMC|OMNICOM GP INC|BAYT|BTIG, LLC|2600
OMC|OMNICOM GP INC|BBNT|BB&T SECURITIES, LLC|16615
OMC|OMNICOM GP INC|BERN|Sanford C. Bernstein & Co., LLC|216486
OMC|OMNICOM GP INC|BIDS|BIDS TRADING L.P.|1800
OMC|OMNICOM GP INC|BIMI|Banca IMI Securities Corp.|17
OMC|OMNICOM GP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10962
OMC|OMNICOM GP INC|BLKX|INSTINET, LLC|39900
OMC|OMNICOM GP INC|BMOC|BMO Capital Markets Corp.|4
OMC|OMNICOM GP INC|BNPX|BNP PARIBAS SECURITIES CORP.|332742
OMC|OMNICOM GP INC|BTIG|BTIG, LLC|58697
OMC|OMNICOM GP INC|BYXM|CBOE TRADING, INC.|2285
OMC|OMNICOM GP INC|BZYD|GOLDMAN SACHS & CO. LLC|300
OMC|OMNICOM GP INC|CANT|Cantor Fitzgerald & Co.|11407
OMC|OMNICOM GP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|103934
OMC|OMNICOM GP INC|CHAS|Charles Schwab & Co., Inc.|6559
OMC|OMNICOM GP INC|CHBC|PENSERRA SECURITIES, LLC|350000
OMC|OMNICOM GP INC|CIBP|CIBC World Markets Corp.|12699
OMC|OMNICOM GP INC|CICF|Canaccord Genuity Corp.|377
OMC|OMNICOM GP INC|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
OMC|OMNICOM GP INC|CIST|Capital Institutional Services, Inc.|10586
OMC|OMNICOM GP INC|CNFR|Cowen Prime Services LLC|1136
OMC|OMNICOM GP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|163654
OMC|OMNICOM GP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1226
OMC|OMNICOM GP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|553409
OMC|OMNICOM GP INC|CSIN|Citadel Securities Institutional LLC|5600
OMC|OMNICOM GP INC|CTDL|Citadel Derivatives Group Llc|6509
OMC|OMNICOM GP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|107624
OMC|OMNICOM GP INC|DADA|D.A. Davidson & Co.|600
OMC|OMNICOM GP INC|DAVA|Davenport & Company LLC|38
OMC|OMNICOM GP INC|DBAB|Deutsche Bank Securities Inc.|244373
OMC|OMNICOM GP INC|DBAX|Deutsche Bank Securities Inc.|389200
OMC|OMNICOM GP INC|DBUL|Deutsche Bank Securities Inc.|21858
OMC|OMNICOM GP INC|DCHF|Dart Executions, LLC|13653
OMC|OMNICOM GP INC|DEAN|MORGAN STANLEY|7343
OMC|OMNICOM GP INC|DEGS|RONIN PROFESSIONAL LLC|300
OMC|OMNICOM GP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13941
OMC|OMNICOM GP INC|DRWK|DRW SECURITIES, L.L.C.|5036
OMC|OMNICOM GP INC|EBXL|EBX LLC|332800
OMC|OMNICOM GP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|16158
OMC|OMNICOM GP INC|EDJC|Edward Jones / CDS|6050
OMC|OMNICOM GP INC|EDJO|Edward D. Jones & Co., L.P.|48222
OMC|OMNICOM GP INC|EGAM|CBOE TRADING, INC.|26807
OMC|OMNICOM GP INC|EGAW|CBOE TRADING, INC.|260
OMC|OMNICOM GP INC|EGMT|EG MARKET TECHNOLOGIES LLC|1084
OMC|OMNICOM GP INC|EGXM|CBOE TRADING, INC.|5983
OMC|OMNICOM GP INC|EGXW|CBOE TRADING, INC.|180
OMC|OMNICOM GP INC|ELEV|ELEVATION, LLC|15813
OMC|OMNICOM GP INC|ETBE|Electronic Transaction Clearing, Inc.|29012
OMC|OMNICOM GP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
OMC|OMNICOM GP INC|ETCC|Electronic Transaction Clearing, Inc.|573
OMC|OMNICOM GP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
OMC|OMNICOM GP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31749
OMC|OMNICOM GP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1771
OMC|OMNICOM GP INC|ETRS|E*Trade Securities LLC|51599
OMC|OMNICOM GP INC|FBSB|U.S. Bancorp Investments, Inc.|29
OMC|OMNICOM GP INC|FILL|Tradestation Securities, Inc.|221
OMC|OMNICOM GP INC|FINX|FINTECH SECURITIES|9976
OMC|OMNICOM GP INC|FMAF|NBCN Inc./ CDS|630
OMC|OMNICOM GP INC|FMCO|First Manhattan Co|275
OMC|OMNICOM GP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16208
OMC|OMNICOM GP INC|FQLS|Quantlab Securities LP|603653
OMC|OMNICOM GP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|258066
OMC|OMNICOM GP INC|FTBR|Foliofn Investments, Inc.|3422
OMC|OMNICOM GP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|18038
OMC|OMNICOM GP INC|GLPX|ACS EXECUTION SERVICES, LLC|32925
OMC|OMNICOM GP INC|GSCO|GOLDMAN SACHS & CO. LLC|1660268
OMC|OMNICOM GP INC|GSCS|GOLDMAN SACHS & CO. LLC|17321
OMC|OMNICOM GP INC|GSLT|GOLDMAN SACHS & CO. LLC|26696
OMC|OMNICOM GP INC|GTSZ|GTS SECURITIES LLC|186281
OMC|OMNICOM GP INC|HAPX|HAP Trading, LLC|100
OMC|OMNICOM GP INC|HRBF|American Enterprise Investment Services Inc.|5341
OMC|OMNICOM GP INC|HSBC|HSBC Securities, Inc.|14056
OMC|OMNICOM GP INC|IATS|INTERACTIVE BROKERS LLC|7052
OMC|OMNICOM GP INC|IBKR|Interactive Brokers Llc|11785
OMC|OMNICOM GP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1995
OMC|OMNICOM GP INC|ICBX|INSTINET, LLC|74679
OMC|OMNICOM GP INC|IEQY|CITADEL SECURITIES LLC|108748
OMC|OMNICOM GP INC|INCA|INSTINET, LLC|559541
OMC|OMNICOM GP INC|INJX|INSTINET, LLC|21829
OMC|OMNICOM GP INC|ITGI|ITG Inc.|71440
OMC|OMNICOM GP INC|ITGP|ITG INC.|525200
OMC|OMNICOM GP INC|JANY|Janney Montgomery Scott Inc.|3335
OMC|OMNICOM GP INC|JEFF|JEFFERIES LLC|211012
OMC|OMNICOM GP INC|JMPT|JUMP TRADING, LLC|119376
OMC|OMNICOM GP INC|JPBX|J.P. MORGAN SECURITIES LLC|192606
OMC|OMNICOM GP INC|JPMX|J.P. Morgan Securities LLC|1181205
OMC|OMNICOM GP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|700
OMC|OMNICOM GP INC|JSJX|JANE STREET CAPITAL LLC|7313
OMC|OMNICOM GP INC|KCGM|VIRTU Americas LLC|51622
OMC|OMNICOM GP INC|LEHM|Barclays Capital Inc./Le|892765
OMC|OMNICOM GP INC|LIME|Lime Brokerage LLC|48998
OMC|OMNICOM GP INC|LOOP|Loop Capital Markets LLC|890
OMC|OMNICOM GP INC|LQNA|LIQUIDNET, INC.|258800
OMC|OMNICOM GP INC|LQNB|LIQUIDNET, INC.|1800
OMC|OMNICOM GP INC|LSCI|Lek Securities Corporation|2489
OMC|OMNICOM GP INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
OMC|OMNICOM GP INC|MACC|Mid Atlantic Capital Corporation|2525
OMC|OMNICOM GP INC|MACQ|Macquarie Capital (USA) Inc.|10400
OMC|OMNICOM GP INC|MCMF|Raymond James Ltd. Cds|1328
OMC|OMNICOM GP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|180706
OMC|OMNICOM GP INC|MNDX|TJM Investments, LLC|21636
OMC|OMNICOM GP INC|MOTF|MOTIF INVESTING, INC.|41
OMC|OMNICOM GP INC|MSCO|MORGAN STANLEY & CO. LLC|2283533
OMC|OMNICOM GP INC|MSPL|MORGAN STANLEY & CO. LLC|427700
OMC|OMNICOM GP INC|MSTX|MORGAN STANLEY & CO. LLC|341600
OMC|OMNICOM GP INC|MTON|MILLINGTON SECURITIES, INC.|63419
OMC|OMNICOM GP INC|NEUB|NEUBERGER BERMAN BD LLC|1330
OMC|OMNICOM GP INC|NFSC|National Financial Services LLC|275759
OMC|OMNICOM GP INC|NITE|VIRTU Americas LLC|430094
OMC|OMNICOM GP INC|NITP|VIRTU Americas LLC|600
OMC|OMNICOM GP INC|NMRA|Nomura Securities International, Inc.|602100
OMC|OMNICOM GP INC|NQRB|Brut, LLC|27449
OMC|OMNICOM GP INC|NTBF|BMO Nesbitt Burns Inc./CDS|1719
OMC|OMNICOM GP INC|NTRC|Northern Trust Securities, Inc.|541
OMC|OMNICOM GP INC|OHOS|TWO SIGMA SECURITIES, LLC|121697
OMC|OMNICOM GP INC|ONEL|O'NEIL SECURITIES, INCORPORATED|17426
OMC|OMNICOM GP INC|OPCO|Oppenheimer & Co. Inc.|1336
OMC|OMNICOM GP INC|OTAA|OTA LLC|600
OMC|OMNICOM GP INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|790
OMC|OMNICOM GP INC|PDQM|CODA MARKETS, INC.|36879
OMC|OMNICOM GP INC|PHLY|NASDAQ Execution Services, LLC|1800
OMC|OMNICOM GP INC|PICT|Pictet Overseas Inc.|348
OMC|OMNICOM GP INC|PIPR|Piper Jaffray & Co.|2628
OMC|OMNICOM GP INC|PNSR|Penserra Securities, LLC|4700
OMC|OMNICOM GP INC|PWJC|UBS Financial Services, Inc.|12102
OMC|OMNICOM GP INC|QMSR|QUATTRO M SECURITIES INC.|10903
OMC|OMNICOM GP INC|RBCM|RBC CAPITAL MARKETS, LLC|16757
OMC|OMNICOM GP INC|RHCO|Suntrust Robinson Humphrey, Inc.|500
OMC|OMNICOM GP INC|SAGL|SAGETRADER, LLC|9835
OMC|OMNICOM GP INC|SAGW|SAGETRADER, LLC|133
OMC|OMNICOM GP INC|SALI|INTL FCSTONE FINANCIAL INC.|1129
OMC|OMNICOM GP INC|SBSH|Citigroup Global Markets Inc.|233658
OMC|OMNICOM GP INC|SEIC|SEI Investments Distribution Co.|1800
OMC|OMNICOM GP INC|SGMT|GOLDMAN SACHS & CO. LLC|190272
OMC|OMNICOM GP INC|SPDR|SPEEDROUTE LLC|16787
OMC|OMNICOM GP INC|SPHN|Stephens Inc.|25
OMC|OMNICOM GP INC|STFL|Stifel, Nicolaus & Company, Incorporated|2365
OMC|OMNICOM GP INC|STKP|STOCKPILE INVESTMENTS, INC.|14
OMC|OMNICOM GP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4332
OMC|OMNICOM GP INC|SWIM|TD Ameritrade, Inc.|39710
OMC|OMNICOM GP INC|SWST|Hilltop Securities Inc.|2763
OMC|OMNICOM GP INC|TKNG|ALLY INVEST SECURITIES LLC|3065
OMC|OMNICOM GP INC|TMBR|Timber Hill LLC|7990
OMC|OMNICOM GP INC|TOUR|TOURMALINE PARTNERS, LLC|1249
OMC|OMNICOM GP INC|TRBT|Tradebot Systems, Inc.|366900
OMC|OMNICOM GP INC|TRCM|TRC MARKETS LLC|302909
OMC|OMNICOM GP INC|UBSA|UBS SECURITIES LLC|862153
OMC|OMNICOM GP INC|UBSS|UBS Securities LLC|1445468
OMC|OMNICOM GP INC|VALX|VIRTU AMERICAS LLC|11657
OMC|OMNICOM GP INC|VGRD|Vanguard Marketing Corporation|6728
OMC|OMNICOM GP INC|WABR|Wall Street Access|67619
OMC|OMNICOM GP INC|WBLR|WILLIAM BLAIR|501
OMC|OMNICOM GP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5160
OMC|OMNICOM GP INC|WCHV|WELLS FARGO SECURITIES, LLC|157710
OMC|OMNICOM GP INC|WDNX|WEEDEN & CO.L.P.|624
OMC|OMNICOM GP INC|WEDB|WEDBUSH SECURITIES INC.|10243
OMC|OMNICOM GP INC|WEED|Weeden & Co.L.P.|172018
OMC|OMNICOM GP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21005
OMC|OMNICOM GP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40701
OMC|OMNICOM GP INC|WGIF|CIBC World Markets Inc.|5046
OMC|OMNICOM GP INC|WHOT|JUST2TRADE, INC.|10
OMC|OMNICOM GP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1216
OMC|OMNICOM GP INC|WSEA|WOLVERINE SECURITIES, LLC|4135
OMC|OMNICOM GP INC|WTFS|JUST2TRADE, INC.|16
OMC|OMNICOM GP INC|XIST|INSTINET, LLC|151258
OMC|OMNICOM GP INC|XPQR|Jump Trading|2749
OMC|OMNICOM GP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|129262
OMC|OMNICOM GP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1877
OMC|OMNICOM GP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7318
OMCL|OMNICELL INC      ##|AGIS|Aegis Capital Corp.|100
OMCL|OMNICELL INC      ##|ANOS|ABEL/NOSER, L.L.C.|289
OMCL|OMNICELL INC      ##|APCC|Apex Clearing Corporation|30
OMCL|OMNICELL INC      ##|BARD|Robert W. Baird & Co. Incorporated|2717
OMCL|OMNICELL INC      ##|BATM|CBOE TRADING, INC.|2619
OMCL|OMNICELL INC      ##|BAYT|BTIG, LLC|6600
OMCL|OMNICELL INC      ##|BBNT|BB&T SECURITIES, LLC|11
OMCL|OMNICELL INC      ##|BERN|Sanford C. Bernstein & Co., LLC|2257
OMCL|OMNICELL INC      ##|BIDS|BIDS TRADING L.P.|200
OMCL|OMNICELL INC      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|781
OMCL|OMNICELL INC      ##|BLKX|INSTINET, LLC|22700
OMCL|OMNICELL INC      ##|BMOC|BMO Capital Markets Corp.|6053
OMCL|OMNICELL INC      ##|BNPX|BNP PARIBAS SECURITIES CORP.|6622
OMCL|OMNICELL INC      ##|BRVL|BLAYLOCK VAN, LLC|300
OMCL|OMNICELL INC      ##|BTIG|BTIG, LLC|358
OMCL|OMNICELL INC      ##|BYXM|CBOE TRADING, INC.|371
OMCL|OMNICELL INC      ##|BZYD|GOLDMAN SACHS & CO. LLC|600
OMCL|OMNICELL INC      ##|CANT|Cantor Fitzgerald & Co.|1317
OMCL|OMNICELL INC      ##|CHAS|Charles Schwab & Co., Inc.|304
OMCL|OMNICELL INC      ##|CHLM|Craig-Hallum Capital Group LLC|22439
OMCL|OMNICELL INC      ##|CIST|Capital Institutional Services, Inc.|5144
OMCL|OMNICELL INC      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51267
OMCL|OMNICELL INC      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|913
OMCL|OMNICELL INC      ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2318
OMCL|OMNICELL INC      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|204942
OMCL|OMNICELL INC      ##|CTDL|Citadel Derivatives Group Llc|8182
OMCL|OMNICELL INC      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|27550
OMCL|OMNICELL INC      ##|DADA|D.A. Davidson & Co.|400
OMCL|OMNICELL INC      ##|DBAB|Deutsche Bank Securities Inc.|459090
OMCL|OMNICELL INC      ##|DBAX|Deutsche Bank Securities Inc.|137300
OMCL|OMNICELL INC      ##|DBUL|Deutsche Bank Securities Inc.|1200
OMCL|OMNICELL INC      ##|DEAN|MORGAN STANLEY|4662
OMCL|OMNICELL INC      ##|DEGS|RONIN PROFESSIONAL LLC|1516
OMCL|OMNICELL INC      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3395
OMCL|OMNICELL INC      ##|EBXL|EBX LLC|73900
OMCL|OMNICELL INC      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|12221
OMCL|OMNICELL INC      ##|EGAM|CBOE TRADING, INC.|7081
OMCL|OMNICELL INC      ##|EGAW|CBOE TRADING, INC.|65
OMCL|OMNICELL INC      ##|EGMT|EG MARKET TECHNOLOGIES LLC|195
OMCL|OMNICELL INC      ##|EGXM|CBOE TRADING, INC.|2814
OMCL|OMNICELL INC      ##|EGXW|CBOE TRADING, INC.|154
OMCL|OMNICELL INC      ##|ESPO|ESPOSITO SECURITIES, LLC|5
OMCL|OMNICELL INC      ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|384
OMCL|OMNICELL INC      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14987
OMCL|OMNICELL INC      ##|ETRS|E*Trade Securities LLC|155629
OMCL|OMNICELL INC      ##|FBCO|Credit Suisse Securities (USA) LLC|177263
OMCL|OMNICELL INC      ##|FBSB|U.S. Bancorp Investments, Inc.|34
OMCL|OMNICELL INC      ##|FILL|Tradestation Securities, Inc.|104
OMCL|OMNICELL INC      ##|FOMA|TD AMERITRADE CLEARING, INC.|7269
OMCL|OMNICELL INC      ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2989
OMCL|OMNICELL INC      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25439
OMCL|OMNICELL INC      ##|FTBR|Foliofn Investments, Inc.|1685
OMCL|OMNICELL INC      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|11390
OMCL|OMNICELL INC      ##|GLPX|ACS EXECUTION SERVICES, LLC|1969
OMCL|OMNICELL INC      ##|GSCO|GOLDMAN SACHS & CO. LLC|636068
OMCL|OMNICELL INC      ##|GSCS|GOLDMAN SACHS & CO. LLC|10457
OMCL|OMNICELL INC      ##|GSLT|GOLDMAN SACHS & CO. LLC|1157
OMCL|OMNICELL INC      ##|GTSZ|GTS SECURITIES LLC|7225
OMCL|OMNICELL INC      ##|HRBF|American Enterprise Investment Services Inc.|299
OMCL|OMNICELL INC      ##|IATS|INTERACTIVE BROKERS LLC|600
OMCL|OMNICELL INC      ##|IBKR|Interactive Brokers Llc|11483
OMCL|OMNICELL INC      ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1702
OMCL|OMNICELL INC      ##|ICBX|INSTINET, LLC|17000
OMCL|OMNICELL INC      ##|IEQY|CITADEL SECURITIES LLC|28293
OMCL|OMNICELL INC      ##|INCA|INSTINET, LLC|119303
OMCL|OMNICELL INC      ##|INJX|INSTINET, LLC|19988
OMCL|OMNICELL INC      ##|ITGI|ITG Inc.|27369
OMCL|OMNICELL INC      ##|ITGP|ITG INC.|73400
OMCL|OMNICELL INC      ##|JANY|Janney Montgomery Scott Inc.|234
OMCL|OMNICELL INC      ##|JEFF|JEFFERIES LLC|44816
OMCL|OMNICELL INC      ##|JMPT|JUMP TRADING, LLC|14054
OMCL|OMNICELL INC      ##|JPBX|J.P. MORGAN SECURITIES LLC|7290
OMCL|OMNICELL INC      ##|JPMX|J.P. Morgan Securities LLC|574635
OMCL|OMNICELL INC      ##|JSJX|JANE STREET CAPITAL LLC|23003
OMCL|OMNICELL INC      ##|KCGM|VIRTU Americas LLC|36647
OMCL|OMNICELL INC      ##|KING|C. L. King & Associates, Inc.|22293
OMCL|OMNICELL INC      ##|LEHM|Barclays Capital Inc./Le|232773
OMCL|OMNICELL INC      ##|LIME|Lime Brokerage LLC|78712
OMCL|OMNICELL INC      ##|LQNA|LIQUIDNET, INC.|67000
OMCL|OMNICELL INC      ##|LSCI|Lek Securities Corporation|3569
OMCL|OMNICELL INC      ##|MAXM|Maxim Group LLC|4107
OMCL|OMNICELL INC      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|261040
OMCL|OMNICELL INC      ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1629
OMCL|OMNICELL INC      ##|MSCO|MORGAN STANLEY & CO. LLC|767615
OMCL|OMNICELL INC      ##|MSPL|MORGAN STANLEY & CO. LLC|202700
OMCL|OMNICELL INC      ##|MSTX|MORGAN STANLEY & CO. LLC|27800
OMCL|OMNICELL INC      ##|NFSC|National Financial Services LLC|10947
OMCL|OMNICELL INC      ##|NITE|VIRTU Americas LLC|126264
OMCL|OMNICELL INC      ##|NITP|VIRTU Americas LLC|1657
OMCL|OMNICELL INC      ##|NQRB|Brut, LLC|11796
OMCL|OMNICELL INC      ##|NTRC|Northern Trust Securities, Inc.|363
OMCL|OMNICELL INC      ##|OPCO|Oppenheimer & Co. Inc.|1046
OMCL|OMNICELL INC      ##|PCPT|PHILLIP CAPITAL INC.|75
OMCL|OMNICELL INC      ##|PDQM|CODA MARKETS, INC.|56585
OMCL|OMNICELL INC      ##|PIPR|Piper Jaffray & Co.|100
OMCL|OMNICELL INC      ##|RBCM|RBC CAPITAL MARKETS, LLC|5256
OMCL|OMNICELL INC      ##|RHCO|Suntrust Robinson Humphrey, Inc.|1140
OMCL|OMNICELL INC      ##|SAGL|SAGETRADER, LLC|1414
OMCL|OMNICELL INC      ##|SAGW|SAGETRADER, LLC|365
OMCL|OMNICELL INC      ##|SBSH|Citigroup Global Markets Inc.|80697
OMCL|OMNICELL INC      ##|SGMT|GOLDMAN SACHS & CO. LLC|87173
OMCL|OMNICELL INC      ##|SIDC|Sidoti & Company, LLC|900
OMCL|OMNICELL INC      ##|SPDR|SPEEDROUTE LLC|14296
OMCL|OMNICELL INC      ##|SPHN|Stephens Inc.|1586
OMCL|OMNICELL INC      ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|44200
OMCL|OMNICELL INC      ##|STFL|Stifel, Nicolaus & Company, Incorporated|27
OMCL|OMNICELL INC      ##|SWIM|TD Ameritrade, Inc.|965
OMCL|OMNICELL INC      ##|SWST|Hilltop Securities Inc.|169
OMCL|OMNICELL INC      ##|TKNG|ALLY INVEST SECURITIES LLC|50
OMCL|OMNICELL INC      ##|TMBR|Timber Hill LLC|10
OMCL|OMNICELL INC      ##|TRBT|Tradebot Systems, Inc.|25734
OMCL|OMNICELL INC      ##|TRCM|TRC MARKETS LLC|65592
OMCL|OMNICELL INC      ##|TWTT|TASTYWORKS, INC.|20
OMCL|OMNICELL INC      ##|UBSS|UBS Securities LLC|566569
OMCL|OMNICELL INC      ##|VALX|VIRTU AMERICAS LLC|20317
OMCL|OMNICELL INC      ##|VGRD|Vanguard Marketing Corporation|783
OMCL|OMNICELL INC      ##|VSIN|Vision Financial Markets Llc|18
OMCL|OMNICELL INC      ##|WCHV|WELLS FARGO SECURITIES, LLC|99875
OMCL|OMNICELL INC      ##|WEED|Weeden & Co.L.P.|4014
OMCL|OMNICELL INC      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3873
OMCL|OMNICELL INC      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2215
OMCL|OMNICELL INC      ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138
OMCL|OMNICELL INC      ##|WSEA|WOLVERINE SECURITIES, LLC|860
OMCL|OMNICELL INC      ##|XIST|INSTINET, LLC|5636
OMCL|OMNICELL INC      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|8800
OMCL|OMNICELL INC      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|187
OMED|ONCOMED PHARMA|ALTX|Alternet Securities Inc.|100
OMED|ONCOMED PHARMA|APCC|Apex Clearing Corporation|12
OMED|ONCOMED PHARMA|BATM|CBOE TRADING, INC.|104
OMED|ONCOMED PHARMA|BAYC|BAY CREST PARTNERS, LLC|228
OMED|ONCOMED PHARMA|BTIG|BTIG, LLC|113
OMED|ONCOMED PHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4604
OMED|ONCOMED PHARMA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|30
OMED|ONCOMED PHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14819
OMED|ONCOMED PHARMA|CTLR|CUTLER GROUP, LP|439
OMED|ONCOMED PHARMA|DBAB|Deutsche Bank Securities Inc.|9474
OMED|ONCOMED PHARMA|DBAX|Deutsche Bank Securities Inc.|3500
OMED|ONCOMED PHARMA|DEGS|RONIN PROFESSIONAL LLC|17498
OMED|ONCOMED PHARMA|EBXL|EBX LLC|3100
OMED|ONCOMED PHARMA|EGAM|CBOE TRADING, INC.|100
OMED|ONCOMED PHARMA|EGXM|CBOE TRADING, INC.|104
OMED|ONCOMED PHARMA|EGXW|CBOE TRADING, INC.|100
OMED|ONCOMED PHARMA|ETBE|Electronic Transaction Clearing, Inc.|5
OMED|ONCOMED PHARMA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|521
OMED|ONCOMED PHARMA|ETRS|E*Trade Securities LLC|45092
OMED|ONCOMED PHARMA|FBCO|Credit Suisse Securities (USA) LLC|8020
OMED|ONCOMED PHARMA|FBSB|U.S. Bancorp Investments, Inc.|400
OMED|ONCOMED PHARMA|FILL|Tradestation Securities, Inc.|200
OMED|ONCOMED PHARMA|FMAF|NBCN Inc./ CDS|1574
OMED|ONCOMED PHARMA|FOMA|TD AMERITRADE CLEARING, INC.|66080
OMED|ONCOMED PHARMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2079
OMED|ONCOMED PHARMA|FTBR|Foliofn Investments, Inc.|3
OMED|ONCOMED PHARMA|GEBB|GLOBAL EXECUTION BROKERS, LP|150
OMED|ONCOMED PHARMA|GLPX|ACS EXECUTION SERVICES, LLC|200
OMED|ONCOMED PHARMA|GSCO|GOLDMAN SACHS & CO. LLC|16153
OMED|ONCOMED PHARMA|GSCS|GOLDMAN SACHS & CO. LLC|5196
OMED|ONCOMED PHARMA|GTSZ|GTS SECURITIES LLC|169
OMED|ONCOMED PHARMA|HRBF|American Enterprise Investment Services Inc.|2000
OMED|ONCOMED PHARMA|IATS|INTERACTIVE BROKERS LLC|800
OMED|ONCOMED PHARMA|IBKR|Interactive Brokers Llc|18994
OMED|ONCOMED PHARMA|ICBX|INSTINET, LLC|2400
OMED|ONCOMED PHARMA|INCA|INSTINET, LLC|27268
OMED|ONCOMED PHARMA|INJX|INSTINET, LLC|20143
OMED|ONCOMED PHARMA|ITGI|ITG Inc.|6903
OMED|ONCOMED PHARMA|ITGP|ITG INC.|9800
OMED|ONCOMED PHARMA|JEFF|JEFFERIES LLC|4290
OMED|ONCOMED PHARMA|JPMX|J.P. Morgan Securities LLC|3000
OMED|ONCOMED PHARMA|KCGM|VIRTU Americas LLC|905
OMED|ONCOMED PHARMA|LEHM|Barclays Capital Inc./Le|15858
OMED|ONCOMED PHARMA|LIME|Lime Brokerage LLC|48898
OMED|ONCOMED PHARMA|LSCI|Lek Securities Corporation|339
OMED|ONCOMED PHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
OMED|ONCOMED PHARMA|MOTF|MOTIF INVESTING, INC.|1
OMED|ONCOMED PHARMA|MSCO|MORGAN STANLEY & CO. LLC|46286
OMED|ONCOMED PHARMA|MSPL|MORGAN STANLEY & CO. LLC|5200
OMED|ONCOMED PHARMA|MSTX|MORGAN STANLEY & CO. LLC|5600
OMED|ONCOMED PHARMA|NEED|Needham & Company, LLC|9902
OMED|ONCOMED PHARMA|NFSC|National Financial Services LLC|86722
OMED|ONCOMED PHARMA|NITE|VIRTU Americas LLC|105558
OMED|ONCOMED PHARMA|NQRB|Brut, LLC|200
OMED|ONCOMED PHARMA|PDQM|CODA MARKETS, INC.|200
OMED|ONCOMED PHARMA|RAJA|Raymond James & Associates, Inc.|5000
OMED|ONCOMED PHARMA|RBCM|RBC CAPITAL MARKETS, LLC|3000
OMED|ONCOMED PHARMA|SBSH|Citigroup Global Markets Inc.|9558
OMED|ONCOMED PHARMA|SGMT|GOLDMAN SACHS & CO. LLC|2522
OMED|ONCOMED PHARMA|SWIM|TD Ameritrade, Inc.|15895
OMED|ONCOMED PHARMA|TKNG|ALLY INVEST SECURITIES LLC|200
OMED|ONCOMED PHARMA|TRBT|Tradebot Systems, Inc.|184
OMED|ONCOMED PHARMA|TRCM|TRC MARKETS LLC|7918
OMED|ONCOMED PHARMA|UBSA|UBS SECURITIES LLC|19722
OMED|ONCOMED PHARMA|UBSS|UBS Securities LLC|38613
OMED|ONCOMED PHARMA|VALX|VIRTU AMERICAS LLC|155
OMED|ONCOMED PHARMA|VGRD|Vanguard Marketing Corporation|4569
OMED|ONCOMED PHARMA|WCHV|WELLS FARGO SECURITIES, LLC|8105
OMED|ONCOMED PHARMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
OMED|ONCOMED PHARMA|WGIF|CIBC World Markets Inc.|1650
OMED|ONCOMED PHARMA|WSEA|WOLVERINE SECURITIES, LLC|455
OMED|ONCOMED PHARMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
OMER|OMEROS CORPORATION|ALTX|Alternet Securities Inc.|1700
OMER|OMEROS CORPORATION|ANDG|Andrew Garrett Inc.|13529
OMER|OMEROS CORPORATION|APCC|Apex Clearing Corporation|661
OMER|OMEROS CORPORATION|BALE|M&T SECURITIES, INC.|307
OMER|OMEROS CORPORATION|BARD|Robert W. Baird & Co. Incorporated|5537
OMER|OMEROS CORPORATION|BATM|CBOE TRADING, INC.|3088
OMER|OMEROS CORPORATION|BAYT|BTIG, LLC|3504
OMER|OMEROS CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|12500
OMER|OMEROS CORPORATION|BIMI|Banca IMI Securities Corp.|1497
OMER|OMEROS CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29000
OMER|OMEROS CORPORATION|BMOC|BMO Capital Markets Corp.|7287
OMER|OMEROS CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|4510
OMER|OMEROS CORPORATION|BRGE|Newbridge Securities Corp.|1900
OMER|OMEROS CORPORATION|BTIG|BTIG, LLC|7831
OMER|OMEROS CORPORATION|BYXM|CBOE TRADING, INC.|850
OMER|OMEROS CORPORATION|CHAS|Charles Schwab & Co., Inc.|11622
OMER|OMEROS CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12916
OMER|OMEROS CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
OMER|OMEROS CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|153678
OMER|OMEROS CORPORATION|CTDL|Citadel Derivatives Group Llc|29702
OMER|OMEROS CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|13892
OMER|OMEROS CORPORATION|DADA|D.A. Davidson & Co.|2952
OMER|OMEROS CORPORATION|DAVA|Davenport & Company LLC|775
OMER|OMEROS CORPORATION|DBAB|Deutsche Bank Securities Inc.|237844
OMER|OMEROS CORPORATION|DBAX|Deutsche Bank Securities Inc.|66300
OMER|OMEROS CORPORATION|DCHF|Dart Executions, LLC|22020
OMER|OMEROS CORPORATION|DEAN|MORGAN STANLEY|18330
OMER|OMEROS CORPORATION|DEGS|RONIN PROFESSIONAL LLC|13491
OMER|OMEROS CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6342
OMER|OMEROS CORPORATION|EBXL|EBX LLC|58000
OMER|OMEROS CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|18171
OMER|OMEROS CORPORATION|EDJO|Edward D. Jones & Co., L.P.|10130
OMER|OMEROS CORPORATION|EGAM|CBOE TRADING, INC.|9761
OMER|OMEROS CORPORATION|EGAW|CBOE TRADING, INC.|250
OMER|OMEROS CORPORATION|EGXM|CBOE TRADING, INC.|4183
OMER|OMEROS CORPORATION|EGXW|CBOE TRADING, INC.|100
OMER|OMEROS CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|9967
OMER|OMEROS CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3658
OMER|OMEROS CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34093
OMER|OMEROS CORPORATION|ETRS|E*Trade Securities LLC|309432
OMER|OMEROS CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|400871
OMER|OMEROS CORPORATION|FILL|Tradestation Securities, Inc.|3259
OMER|OMEROS CORPORATION|FINX|FINTECH SECURITIES|105
OMER|OMEROS CORPORATION|FMAF|NBCN Inc./ CDS|10736
OMER|OMEROS CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|995118
OMER|OMEROS CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|123448
OMER|OMEROS CORPORATION|FTBR|Foliofn Investments, Inc.|7376
OMER|OMEROS CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|19476
OMER|OMEROS CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|16626
OMER|OMEROS CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|269493
OMER|OMEROS CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|23078
OMER|OMEROS CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|5978
OMER|OMEROS CORPORATION|GTSZ|GTS SECURITIES LLC|70123
OMER|OMEROS CORPORATION|HAPX|HAP Trading, LLC|235
OMER|OMEROS CORPORATION|HRBF|American Enterprise Investment Services Inc.|18109
OMER|OMEROS CORPORATION|HSBC|HSBC Securities, Inc.|100
OMER|OMEROS CORPORATION|IATS|INTERACTIVE BROKERS LLC|24275
OMER|OMEROS CORPORATION|IBKR|Interactive Brokers Llc|124516
OMER|OMEROS CORPORATION|ICBX|INSTINET, LLC|21400
OMER|OMEROS CORPORATION|IEQY|CITADEL SECURITIES LLC|131941
OMER|OMEROS CORPORATION|INCA|INSTINET, LLC|162316
OMER|OMEROS CORPORATION|INJX|INSTINET, LLC|43904
OMER|OMEROS CORPORATION|ITGI|ITG Inc.|15867
OMER|OMEROS CORPORATION|ITGP|ITG INC.|21200
OMER|OMEROS CORPORATION|JANY|Janney Montgomery Scott Inc.|1000
OMER|OMEROS CORPORATION|JEFF|JEFFERIES LLC|126427
OMER|OMEROS CORPORATION|JMPT|JUMP TRADING, LLC|37780
OMER|OMEROS CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|5261
OMER|OMEROS CORPORATION|JPMX|J.P. Morgan Securities LLC|62850
OMER|OMEROS CORPORATION|JSJX|JANE STREET CAPITAL LLC|4318
OMER|OMEROS CORPORATION|KCGM|VIRTU Americas LLC|14869
OMER|OMEROS CORPORATION|LEHM|Barclays Capital Inc./Le|611327
OMER|OMEROS CORPORATION|LIME|Lime Brokerage LLC|226676
OMER|OMEROS CORPORATION|LMGP|LIME BROKERAGE LLC|3965
OMER|OMEROS CORPORATION|LQNA|LIQUIDNET, INC.|16300
OMER|OMEROS CORPORATION|LSCI|Lek Securities Corporation|23503
OMER|OMEROS CORPORATION|MAXM|Maxim Group LLC|4825
OMER|OMEROS CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|2824
OMER|OMEROS CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42400
OMER|OMEROS CORPORATION|MOTF|MOTIF INVESTING, INC.|6
OMER|OMEROS CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1497243
OMER|OMEROS CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|136000
OMER|OMEROS CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|48300
OMER|OMEROS CORPORATION|NATL|National Securities Corporation|100
OMER|OMEROS CORPORATION|NFSC|National Financial Services LLC|836479
OMER|OMEROS CORPORATION|NITE|VIRTU Americas LLC|1291685
OMER|OMEROS CORPORATION|NITP|VIRTU Americas LLC|8600
OMER|OMEROS CORPORATION|NQRB|Brut, LLC|15222
OMER|OMEROS CORPORATION|OPCO|Oppenheimer & Co. Inc.|150
OMER|OMEROS CORPORATION|PCPT|PHILLIP CAPITAL INC.|513
OMER|OMEROS CORPORATION|PDQM|CODA MARKETS, INC.|27636
OMER|OMEROS CORPORATION|PHLY|NASDAQ Execution Services, LLC|32800
OMER|OMEROS CORPORATION|RAJA|Raymond James & Associates, Inc.|4184
OMER|OMEROS CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|6626
OMER|OMEROS CORPORATION|RGLD|Regal Securities, Inc|200
OMER|OMEROS CORPORATION|SAGL|SAGETRADER, LLC|17930
OMER|OMEROS CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|250
OMER|OMEROS CORPORATION|SBSH|Citigroup Global Markets Inc.|140781
OMER|OMEROS CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|73926
OMER|OMEROS CORPORATION|SPDR|SPEEDROUTE LLC|450
OMER|OMEROS CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|45655
OMER|OMEROS CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|6033
OMER|OMEROS CORPORATION|STXG|Stockcross Financial Services, Inc.|2200
OMER|OMEROS CORPORATION|SWIM|TD Ameritrade, Inc.|332702
OMER|OMEROS CORPORATION|SWST|Hilltop Securities Inc.|11539
OMER|OMEROS CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|6561
OMER|OMEROS CORPORATION|TRBT|Tradebot Systems, Inc.|149754
OMER|OMEROS CORPORATION|TRCM|TRC MARKETS LLC|109237
OMER|OMEROS CORPORATION|TWTT|TASTYWORKS, INC.|900
OMER|OMEROS CORPORATION|UBSA|UBS SECURITIES LLC|207394
OMER|OMEROS CORPORATION|UBSS|UBS Securities LLC|683263
OMER|OMEROS CORPORATION|VALX|VIRTU AMERICAS LLC|6272
OMER|OMEROS CORPORATION|VERT|The Vertical Trading Group, LLC|20
OMER|OMEROS CORPORATION|VGRD|Vanguard Marketing Corporation|56897
OMER|OMEROS CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|200
OMER|OMEROS CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|125351
OMER|OMEROS CORPORATION|WDNX|WEEDEN & CO.L.P.|8000
OMER|OMEROS CORPORATION|WEDB|WEDBUSH SECURITIES INC.|27875
OMER|OMEROS CORPORATION|WEED|Weeden & Co.L.P.|5030
OMER|OMEROS CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20282
OMER|OMEROS CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20484
OMER|OMEROS CORPORATION|WGIF|CIBC World Markets Inc.|9650
OMER|OMEROS CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|15473
OMER|OMEROS CORPORATION|XIST|INSTINET, LLC|3800
OMER|OMEROS CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|26040
OMER|OMEROS CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|3434
OMER|OMEROS CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1770
OMEX|ODYSSEY MARINE EXPL|ALTX|Alternet Securities Inc.|700
OMEX|ODYSSEY MARINE EXPL|APCC|Apex Clearing Corporation|78
OMEX|ODYSSEY MARINE EXPL|BATM|CBOE TRADING, INC.|783
OMEX|ODYSSEY MARINE EXPL|BAYT|BTIG, LLC|7600
OMEX|ODYSSEY MARINE EXPL|BBNT|BB&T SECURITIES, LLC|20
OMEX|ODYSSEY MARINE EXPL|BYXM|CBOE TRADING, INC.|278
OMEX|ODYSSEY MARINE EXPL|CANT|Cantor Fitzgerald & Co.|107
OMEX|ODYSSEY MARINE EXPL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
OMEX|ODYSSEY MARINE EXPL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3878
OMEX|ODYSSEY MARINE EXPL|CTDL|Citadel Derivatives Group Llc|58
OMEX|ODYSSEY MARINE EXPL|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
OMEX|ODYSSEY MARINE EXPL|DBAB|Deutsche Bank Securities Inc.|6439
OMEX|ODYSSEY MARINE EXPL|DBAX|Deutsche Bank Securities Inc.|1700
OMEX|ODYSSEY MARINE EXPL|DEAN|MORGAN STANLEY|400
OMEX|ODYSSEY MARINE EXPL|DEGS|RONIN PROFESSIONAL LLC|15199
OMEX|ODYSSEY MARINE EXPL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
OMEX|ODYSSEY MARINE EXPL|EBXL|EBX LLC|2300
OMEX|ODYSSEY MARINE EXPL|ECUT|CONVERGEX EXECUTION SOLUTIONS|2217
OMEX|ODYSSEY MARINE EXPL|EDJO|Edward D. Jones & Co., L.P.|1576
OMEX|ODYSSEY MARINE EXPL|EGXM|CBOE TRADING, INC.|300
OMEX|ODYSSEY MARINE EXPL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
OMEX|ODYSSEY MARINE EXPL|ETRS|E*Trade Securities LLC|8081
OMEX|ODYSSEY MARINE EXPL|FBCO|Credit Suisse Securities (USA) LLC|5905
OMEX|ODYSSEY MARINE EXPL|FILL|Tradestation Securities, Inc.|500
OMEX|ODYSSEY MARINE EXPL|FOMA|TD AMERITRADE CLEARING, INC.|64391
OMEX|ODYSSEY MARINE EXPL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1616
OMEX|ODYSSEY MARINE EXPL|FTBR|Foliofn Investments, Inc.|98
OMEX|ODYSSEY MARINE EXPL|GEBB|GLOBAL EXECUTION BROKERS, LP|136
OMEX|ODYSSEY MARINE EXPL|GLPX|ACS EXECUTION SERVICES, LLC|64
OMEX|ODYSSEY MARINE EXPL|GSCO|GOLDMAN SACHS & CO. LLC|11485
OMEX|ODYSSEY MARINE EXPL|GSCS|GOLDMAN SACHS & CO. LLC|10865
OMEX|ODYSSEY MARINE EXPL|GTSZ|GTS SECURITIES LLC|5680
OMEX|ODYSSEY MARINE EXPL|HRBF|American Enterprise Investment Services Inc.|84
OMEX|ODYSSEY MARINE EXPL|IATS|INTERACTIVE BROKERS LLC|4500
OMEX|ODYSSEY MARINE EXPL|IBKR|Interactive Brokers Llc|19792
OMEX|ODYSSEY MARINE EXPL|ICBX|INSTINET, LLC|3270
OMEX|ODYSSEY MARINE EXPL|INCA|INSTINET, LLC|6184
OMEX|ODYSSEY MARINE EXPL|INJX|INSTINET, LLC|201
OMEX|ODYSSEY MARINE EXPL|ITGI|ITG Inc.|1002
OMEX|ODYSSEY MARINE EXPL|ITGP|ITG INC.|4600
OMEX|ODYSSEY MARINE EXPL|JPMX|J.P. Morgan Securities LLC|5302
OMEX|ODYSSEY MARINE EXPL|KCGM|VIRTU Americas LLC|261
OMEX|ODYSSEY MARINE EXPL|LEHM|Barclays Capital Inc./Le|4776
OMEX|ODYSSEY MARINE EXPL|LIME|Lime Brokerage LLC|10432
OMEX|ODYSSEY MARINE EXPL|MBTS|ALLY INVEST SECURITIES LLC|368
OMEX|ODYSSEY MARINE EXPL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
OMEX|ODYSSEY MARINE EXPL|MSCO|MORGAN STANLEY & CO. LLC|36528
OMEX|ODYSSEY MARINE EXPL|MSPL|MORGAN STANLEY & CO. LLC|5200
OMEX|ODYSSEY MARINE EXPL|NFSC|National Financial Services LLC|45038
OMEX|ODYSSEY MARINE EXPL|NITE|VIRTU Americas LLC|104113
OMEX|ODYSSEY MARINE EXPL|NITP|VIRTU Americas LLC|1
OMEX|ODYSSEY MARINE EXPL|PDQM|CODA MARKETS, INC.|264
OMEX|ODYSSEY MARINE EXPL|PHLY|NASDAQ Execution Services, LLC|22000
OMEX|ODYSSEY MARINE EXPL|RAJA|Raymond James & Associates, Inc.|802
OMEX|ODYSSEY MARINE EXPL|RBCM|RBC CAPITAL MARKETS, LLC|1000
OMEX|ODYSSEY MARINE EXPL|SGMT|GOLDMAN SACHS & CO. LLC|1659
OMEX|ODYSSEY MARINE EXPL|SPDR|SPEEDROUTE LLC|955
OMEX|ODYSSEY MARINE EXPL|SPHN|Stephens Inc.|167
OMEX|ODYSSEY MARINE EXPL|SPTD|MINT GLOBAL MARKETS, INC.|730
OMEX|ODYSSEY MARINE EXPL|STKP|STOCKPILE INVESTMENTS, INC.|286
OMEX|ODYSSEY MARINE EXPL|SWIM|TD Ameritrade, Inc.|1700
OMEX|ODYSSEY MARINE EXPL|TKNG|ALLY INVEST SECURITIES LLC|77
OMEX|ODYSSEY MARINE EXPL|TRCM|TRC MARKETS LLC|2100
OMEX|ODYSSEY MARINE EXPL|UBSA|UBS SECURITIES LLC|13049
OMEX|ODYSSEY MARINE EXPL|UBSS|UBS Securities LLC|32908
OMEX|ODYSSEY MARINE EXPL|VALX|VIRTU AMERICAS LLC|950
OMEX|ODYSSEY MARINE EXPL|VGRD|Vanguard Marketing Corporation|578
OMEX|ODYSSEY MARINE EXPL|WCHV|WELLS FARGO SECURITIES, LLC|2507
OMEX|ODYSSEY MARINE EXPL|WEED|Weeden & Co.L.P.|14160
OMEX|ODYSSEY MARINE EXPL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2898
OMEX|ODYSSEY MARINE EXPL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7803
OMEX|ODYSSEY MARINE EXPL|WGIF|CIBC World Markets Inc.|10
OMEX|ODYSSEY MARINE EXPL|WSEA|WOLVERINE SECURITIES, LLC|1381
OMEX|ODYSSEY MARINE EXPL|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
OMF|ONEMAIN HOLDINGS INC|ALLN|Allen & Company LLC|137
OMF|ONEMAIN HOLDINGS INC|ALTX|Alternet Securities Inc.|1000
OMF|ONEMAIN HOLDINGS INC|APCC|Apex Clearing Corporation|16
OMF|ONEMAIN HOLDINGS INC|BARD|Robert W. Baird & Co. Incorporated|105
OMF|ONEMAIN HOLDINGS INC|BATM|CBOE TRADING, INC.|2752
OMF|ONEMAIN HOLDINGS INC|BBNT|BB&T SECURITIES, LLC|125
OMF|ONEMAIN HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|53110
OMF|ONEMAIN HOLDINGS INC|BIDS|BIDS TRADING L.P.|100
OMF|ONEMAIN HOLDINGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2492
OMF|ONEMAIN HOLDINGS INC|BLKX|INSTINET, LLC|64966
OMF|ONEMAIN HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|884
OMF|ONEMAIN HOLDINGS INC|BTIG|BTIG, LLC|6309
OMF|ONEMAIN HOLDINGS INC|BYXM|CBOE TRADING, INC.|478
OMF|ONEMAIN HOLDINGS INC|BZYD|GOLDMAN SACHS & CO. LLC|385
OMF|ONEMAIN HOLDINGS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|15800
OMF|ONEMAIN HOLDINGS INC|CHAS|Charles Schwab & Co., Inc.|2465
OMF|ONEMAIN HOLDINGS INC|CIST|Capital Institutional Services, Inc.|606
OMF|ONEMAIN HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41074
OMF|ONEMAIN HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
OMF|ONEMAIN HOLDINGS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1899
OMF|ONEMAIN HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|229762
OMF|ONEMAIN HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|5751
OMF|ONEMAIN HOLDINGS INC|CTLR|CUTLER GROUP, LP|871
OMF|ONEMAIN HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10900
OMF|ONEMAIN HOLDINGS INC|DADA|D.A. Davidson & Co.|52
OMF|ONEMAIN HOLDINGS INC|DAVA|Davenport & Company LLC|75
OMF|ONEMAIN HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|81743
OMF|ONEMAIN HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|83700
OMF|ONEMAIN HOLDINGS INC|DBUL|Deutsche Bank Securities Inc.|1300
OMF|ONEMAIN HOLDINGS INC|DEAN|MORGAN STANLEY|3730
OMF|ONEMAIN HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|1666
OMF|ONEMAIN HOLDINGS INC|EBXL|EBX LLC|83200
OMF|ONEMAIN HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5368
OMF|ONEMAIN HOLDINGS INC|EGAM|CBOE TRADING, INC.|1317
OMF|ONEMAIN HOLDINGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
OMF|ONEMAIN HOLDINGS INC|EGXM|CBOE TRADING, INC.|1631
OMF|ONEMAIN HOLDINGS INC|ETBE|Electronic Transaction Clearing, Inc.|2863
OMF|ONEMAIN HOLDINGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4296
OMF|ONEMAIN HOLDINGS INC|ETRS|E*Trade Securities LLC|5713
OMF|ONEMAIN HOLDINGS INC|FILL|Tradestation Securities, Inc.|600
OMF|ONEMAIN HOLDINGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1402
OMF|ONEMAIN HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35924
OMF|ONEMAIN HOLDINGS INC|FTBR|Foliofn Investments, Inc.|1654
OMF|ONEMAIN HOLDINGS INC|GLPX|ACS EXECUTION SERVICES, LLC|1672
OMF|ONEMAIN HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|297060
OMF|ONEMAIN HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|21
OMF|ONEMAIN HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|2649
OMF|ONEMAIN HOLDINGS INC|GTSZ|GTS SECURITIES LLC|29285
OMF|ONEMAIN HOLDINGS INC|HAPX|HAP Trading, LLC|705
OMF|ONEMAIN HOLDINGS INC|HRBF|American Enterprise Investment Services Inc.|150
OMF|ONEMAIN HOLDINGS INC|HSBC|HSBC Securities, Inc.|200
OMF|ONEMAIN HOLDINGS INC|IATS|INTERACTIVE BROKERS LLC|3201
OMF|ONEMAIN HOLDINGS INC|IBKR|Interactive Brokers Llc|8308
OMF|ONEMAIN HOLDINGS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|158
OMF|ONEMAIN HOLDINGS INC|ICBX|INSTINET, LLC|19873
OMF|ONEMAIN HOLDINGS INC|INCA|INSTINET, LLC|107328
OMF|ONEMAIN HOLDINGS INC|INJX|INSTINET, LLC|22532
OMF|ONEMAIN HOLDINGS INC|ITGI|ITG Inc.|25039
OMF|ONEMAIN HOLDINGS INC|ITGP|ITG INC.|168200
OMF|ONEMAIN HOLDINGS INC|JANY|Janney Montgomery Scott Inc.|1351
OMF|ONEMAIN HOLDINGS INC|JEFF|JEFFERIES LLC|81414
OMF|ONEMAIN HOLDINGS INC|JMPT|JUMP TRADING, LLC|24217
OMF|ONEMAIN HOLDINGS INC|JPBX|J.P. MORGAN SECURITIES LLC|32680
OMF|ONEMAIN HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|244858
OMF|ONEMAIN HOLDINGS INC|JSJX|JANE STREET CAPITAL LLC|24150
OMF|ONEMAIN HOLDINGS INC|KCGM|VIRTU Americas LLC|14160
OMF|ONEMAIN HOLDINGS INC|LEHM|Barclays Capital Inc./Le|245963
OMF|ONEMAIN HOLDINGS INC|LIME|Lime Brokerage LLC|11049
OMF|ONEMAIN HOLDINGS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|72600
OMF|ONEMAIN HOLDINGS INC|LOOP|Loop Capital Markets LLC|4348
OMF|ONEMAIN HOLDINGS INC|LQNA|LIQUIDNET, INC.|33400
OMF|ONEMAIN HOLDINGS INC|MKMP|MKM Partners LLC|13000
OMF|ONEMAIN HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82398
OMF|ONEMAIN HOLDINGS INC|MOTF|MOTIF INVESTING, INC.|1
OMF|ONEMAIN HOLDINGS INC|MPSG|E D & F Man Capital Markets Inc.|4070
OMF|ONEMAIN HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|488602
OMF|ONEMAIN HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|214600
OMF|ONEMAIN HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|61600
OMF|ONEMAIN HOLDINGS INC|NFSC|National Financial Services LLC|25530
OMF|ONEMAIN HOLDINGS INC|NITE|VIRTU Americas LLC|74634
OMF|ONEMAIN HOLDINGS INC|NITP|VIRTU Americas LLC|100
OMF|ONEMAIN HOLDINGS INC|NQRB|Brut, LLC|2447
OMF|ONEMAIN HOLDINGS INC|OHOS|TWO SIGMA SECURITIES, LLC|15253
OMF|ONEMAIN HOLDINGS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
OMF|ONEMAIN HOLDINGS INC|PDQM|CODA MARKETS, INC.|4102
OMF|ONEMAIN HOLDINGS INC|PHLY|NASDAQ Execution Services, LLC|3200
OMF|ONEMAIN HOLDINGS INC|PWJC|UBS Financial Services, Inc.|2
OMF|ONEMAIN HOLDINGS INC|SAGL|SAGETRADER, LLC|2091
OMF|ONEMAIN HOLDINGS INC|SAGW|SAGETRADER, LLC|9
OMF|ONEMAIN HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|18406
OMF|ONEMAIN HOLDINGS INC|SDLR|Sandler, O'Neill & Partners, L.P.|100
OMF|ONEMAIN HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|52114
OMF|ONEMAIN HOLDINGS INC|SJLS|TRADE INFORMATICS LLC|1100
OMF|ONEMAIN HOLDINGS INC|SPDR|SPEEDROUTE LLC|700
OMF|ONEMAIN HOLDINGS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|3893
OMF|ONEMAIN HOLDINGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|923
OMF|ONEMAIN HOLDINGS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2457
OMF|ONEMAIN HOLDINGS INC|SWIM|TD Ameritrade, Inc.|3524
OMF|ONEMAIN HOLDINGS INC|TKNG|ALLY INVEST SECURITIES LLC|1321
OMF|ONEMAIN HOLDINGS INC|TRBT|Tradebot Systems, Inc.|98799
OMF|ONEMAIN HOLDINGS INC|TRCM|TRC MARKETS LLC|29156
OMF|ONEMAIN HOLDINGS INC|UBSA|UBS SECURITIES LLC|273295
OMF|ONEMAIN HOLDINGS INC|UBSS|UBS Securities LLC|362143
OMF|ONEMAIN HOLDINGS INC|VALX|VIRTU AMERICAS LLC|3754
OMF|ONEMAIN HOLDINGS INC|VGRD|Vanguard Marketing Corporation|2936
OMF|ONEMAIN HOLDINGS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
OMF|ONEMAIN HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|86062
OMF|ONEMAIN HOLDINGS INC|WDNX|WEEDEN & CO.L.P.|1176
OMF|ONEMAIN HOLDINGS INC|WEED|Weeden & Co.L.P.|2916
OMF|ONEMAIN HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1412
OMF|ONEMAIN HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|484
OMF|ONEMAIN HOLDINGS INC|XIST|INSTINET, LLC|35800
OMF|ONEMAIN HOLDINGS INC|XPQR|Jump Trading|391
OMF|ONEMAIN HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4744
OMF|ONEMAIN HOLDINGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|267
OMF|ONEMAIN HOLDINGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2509
OMFL|OPPENHEIMER RUSSELL|DBAB|Deutsche Bank Securities Inc.|1600
OMFL|OPPENHEIMER RUSSELL|EGXM|CBOE TRADING, INC.|100
OMFL|OPPENHEIMER RUSSELL|NFSC|National Financial Services LLC|12912
OMFL|OPPENHEIMER RUSSELL|NITE|VIRTU Americas LLC|9461
OMFS|OPPENHEIMER RUSSELL|ETRS|E*Trade Securities LLC|962
OMFS|OPPENHEIMER RUSSELL|NFSC|National Financial Services LLC|807
OMFS|OPPENHEIMER RUSSELL|NITE|VIRTU Americas LLC|579
OMI|OWENS AND MINOR INC|AGIS|Aegis Capital Corp.|850
OMI|OWENS AND MINOR INC|ALTX|Alternet Securities Inc.|10112
OMI|OWENS AND MINOR INC|APCC|Apex Clearing Corporation|1661
OMI|OWENS AND MINOR INC|BAQP|BURKE & QUICK PARTNERS LLC|500
OMI|OWENS AND MINOR INC|BARD|Robert W. Baird & Co. Incorporated|314
OMI|OWENS AND MINOR INC|BATM|CBOE TRADING, INC.|6956
OMI|OWENS AND MINOR INC|BAYT|BTIG, LLC|4204
OMI|OWENS AND MINOR INC|BBNT|BB&T SECURITIES, LLC|4303
OMI|OWENS AND MINOR INC|BERN|Sanford C. Bernstein & Co., LLC|50741
OMI|OWENS AND MINOR INC|BIAD|SAGETRADER, LLC|1
OMI|OWENS AND MINOR INC|BIDS|BIDS TRADING L.P.|300
OMI|OWENS AND MINOR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14681
OMI|OWENS AND MINOR INC|BLKX|INSTINET, LLC|20000
OMI|OWENS AND MINOR INC|BNPX|BNP PARIBAS SECURITIES CORP.|16962
OMI|OWENS AND MINOR INC|BTIG|BTIG, LLC|29074
OMI|OWENS AND MINOR INC|BYXM|CBOE TRADING, INC.|2767
OMI|OWENS AND MINOR INC|CANT|Cantor Fitzgerald & Co.|15545
OMI|OWENS AND MINOR INC|CHAS|Charles Schwab & Co., Inc.|316
OMI|OWENS AND MINOR INC|CIST|Capital Institutional Services, Inc.|78
OMI|OWENS AND MINOR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16512
OMI|OWENS AND MINOR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8914
OMI|OWENS AND MINOR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|219656
OMI|OWENS AND MINOR INC|CTDL|Citadel Derivatives Group Llc|4417
OMI|OWENS AND MINOR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|51786
OMI|OWENS AND MINOR INC|DADA|D.A. Davidson & Co.|600
OMI|OWENS AND MINOR INC|DAVA|Davenport & Company LLC|500
OMI|OWENS AND MINOR INC|DBAB|Deutsche Bank Securities Inc.|128304
OMI|OWENS AND MINOR INC|DBAX|Deutsche Bank Securities Inc.|212700
OMI|OWENS AND MINOR INC|DBUL|Deutsche Bank Securities Inc.|5124
OMI|OWENS AND MINOR INC|DEAN|MORGAN STANLEY|15200
OMI|OWENS AND MINOR INC|DEGS|RONIN PROFESSIONAL LLC|2197
OMI|OWENS AND MINOR INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|180
OMI|OWENS AND MINOR INC|EBXL|EBX LLC|108900
OMI|OWENS AND MINOR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|39380
OMI|OWENS AND MINOR INC|EDJC|Edward Jones / CDS|890
OMI|OWENS AND MINOR INC|EDJO|Edward D. Jones & Co., L.P.|16421
OMI|OWENS AND MINOR INC|EGAM|CBOE TRADING, INC.|19665
OMI|OWENS AND MINOR INC|EGXM|CBOE TRADING, INC.|7054
OMI|OWENS AND MINOR INC|ESPO|ESPOSITO SECURITIES, LLC|2552
OMI|OWENS AND MINOR INC|ETBE|Electronic Transaction Clearing, Inc.|6215
OMI|OWENS AND MINOR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5691
OMI|OWENS AND MINOR INC|ETRS|E*Trade Securities LLC|62209
OMI|OWENS AND MINOR INC|FBSB|U.S. Bancorp Investments, Inc.|43
OMI|OWENS AND MINOR INC|FILL|Tradestation Securities, Inc.|5787
OMI|OWENS AND MINOR INC|FMAF|NBCN Inc./ CDS|500
OMI|OWENS AND MINOR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2551
OMI|OWENS AND MINOR INC|FQLS|Quantlab Securities LP|175254
OMI|OWENS AND MINOR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103220
OMI|OWENS AND MINOR INC|FTBR|Foliofn Investments, Inc.|1716
OMI|OWENS AND MINOR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|11441
OMI|OWENS AND MINOR INC|GLIS|TD Securities Inc|359
OMI|OWENS AND MINOR INC|GLPX|ACS EXECUTION SERVICES, LLC|5578
OMI|OWENS AND MINOR INC|GSCO|GOLDMAN SACHS & CO. LLC|598599
OMI|OWENS AND MINOR INC|GSCS|GOLDMAN SACHS & CO. LLC|15667
OMI|OWENS AND MINOR INC|GSLT|GOLDMAN SACHS & CO. LLC|4959
OMI|OWENS AND MINOR INC|GTSZ|GTS SECURITIES LLC|34878
OMI|OWENS AND MINOR INC|HRBF|American Enterprise Investment Services Inc.|10314
OMI|OWENS AND MINOR INC|HSBC|HSBC Securities, Inc.|1985
OMI|OWENS AND MINOR INC|IATS|INTERACTIVE BROKERS LLC|8961
OMI|OWENS AND MINOR INC|IBKR|Interactive Brokers Llc|13921
OMI|OWENS AND MINOR INC|ICBX|INSTINET, LLC|27315
OMI|OWENS AND MINOR INC|IEQY|CITADEL SECURITIES LLC|38023
OMI|OWENS AND MINOR INC|INCA|INSTINET, LLC|84669
OMI|OWENS AND MINOR INC|INJX|INSTINET, LLC|1197
OMI|OWENS AND MINOR INC|ITGI|ITG Inc.|66013
OMI|OWENS AND MINOR INC|ITGP|ITG INC.|76000
OMI|OWENS AND MINOR INC|JANY|Janney Montgomery Scott Inc.|34122
OMI|OWENS AND MINOR INC|JEFF|JEFFERIES LLC|53354
OMI|OWENS AND MINOR INC|JMPT|JUMP TRADING, LLC|50507
OMI|OWENS AND MINOR INC|JONE|JonesTrading|2500
OMI|OWENS AND MINOR INC|JPBX|J.P. MORGAN SECURITIES LLC|22931
OMI|OWENS AND MINOR INC|JPMX|J.P. Morgan Securities LLC|347175
OMI|OWENS AND MINOR INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
OMI|OWENS AND MINOR INC|JSJX|JANE STREET CAPITAL LLC|77830
OMI|OWENS AND MINOR INC|KCGM|VIRTU Americas LLC|29199
OMI|OWENS AND MINOR INC|LEHM|Barclays Capital Inc./Le|370096
OMI|OWENS AND MINOR INC|LIME|Lime Brokerage LLC|8642
OMI|OWENS AND MINOR INC|LQNA|LIQUIDNET, INC.|60000
OMI|OWENS AND MINOR INC|LSCI|Lek Securities Corporation|19645
OMI|OWENS AND MINOR INC|MACC|Mid Atlantic Capital Corporation|4817
OMI|OWENS AND MINOR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|167248
OMI|OWENS AND MINOR INC|MOTF|MOTIF INVESTING, INC.|2
OMI|OWENS AND MINOR INC|MSCO|MORGAN STANLEY & CO. LLC|875681
OMI|OWENS AND MINOR INC|MSPL|MORGAN STANLEY & CO. LLC|306300
OMI|OWENS AND MINOR INC|MSTX|MORGAN STANLEY & CO. LLC|89800
OMI|OWENS AND MINOR INC|MULL|MARK J. MULLER EQUITIES, INC.|7670
OMI|OWENS AND MINOR INC|NFSC|National Financial Services LLC|429106
OMI|OWENS AND MINOR INC|NITE|VIRTU Americas LLC|548775
OMI|OWENS AND MINOR INC|NITP|VIRTU Americas LLC|700
OMI|OWENS AND MINOR INC|NQRB|Brut, LLC|21384
OMI|OWENS AND MINOR INC|NTBF|BMO Nesbitt Burns Inc./CDS|560
OMI|OWENS AND MINOR INC|OPCO|Oppenheimer & Co. Inc.|4204
OMI|OWENS AND MINOR INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1150
OMI|OWENS AND MINOR INC|PDQM|CODA MARKETS, INC.|13134
OMI|OWENS AND MINOR INC|PHLY|NASDAQ Execution Services, LLC|8600
OMI|OWENS AND MINOR INC|PWJC|UBS Financial Services, Inc.|1400
OMI|OWENS AND MINOR INC|RBCM|RBC CAPITAL MARKETS, LLC|37130
OMI|OWENS AND MINOR INC|SAGL|SAGETRADER, LLC|5672
OMI|OWENS AND MINOR INC|SAGW|SAGETRADER, LLC|228
OMI|OWENS AND MINOR INC|SALI|INTL FCSTONE FINANCIAL INC.|1150
OMI|OWENS AND MINOR INC|SBRX|MURIEL SIEBERT & CO INC|300
OMI|OWENS AND MINOR INC|SBSH|Citigroup Global Markets Inc.|107091
OMI|OWENS AND MINOR INC|SEIC|SEI Investments Distribution Co.|800
OMI|OWENS AND MINOR INC|SGMT|GOLDMAN SACHS & CO. LLC|67758
OMI|OWENS AND MINOR INC|SPDR|SPEEDROUTE LLC|5939
OMI|OWENS AND MINOR INC|SPHN|Stephens Inc.|689
OMI|OWENS AND MINOR INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|573
OMI|OWENS AND MINOR INC|STFL|Stifel, Nicolaus & Company, Incorporated|6714
OMI|OWENS AND MINOR INC|STKP|STOCKPILE INVESTMENTS, INC.|76
OMI|OWENS AND MINOR INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5803
OMI|OWENS AND MINOR INC|SWIM|TD Ameritrade, Inc.|43994
OMI|OWENS AND MINOR INC|SWST|Hilltop Securities Inc.|13360
OMI|OWENS AND MINOR INC|TKNG|ALLY INVEST SECURITIES LLC|1521
OMI|OWENS AND MINOR INC|TRBT|Tradebot Systems, Inc.|168112
OMI|OWENS AND MINOR INC|TRCM|TRC MARKETS LLC|76786
OMI|OWENS AND MINOR INC|UBSA|UBS SECURITIES LLC|367411
OMI|OWENS AND MINOR INC|UBSS|UBS Securities LLC|465520
OMI|OWENS AND MINOR INC|VALX|VIRTU AMERICAS LLC|8708
OMI|OWENS AND MINOR INC|VGRD|Vanguard Marketing Corporation|35517
OMI|OWENS AND MINOR INC|VNDM|Wall Street Access|39125
OMI|OWENS AND MINOR INC|VSIN|Vision Financial Markets Llc|1
OMI|OWENS AND MINOR INC|WCHV|WELLS FARGO SECURITIES, LLC|180086
OMI|OWENS AND MINOR INC|WDNX|WEEDEN & CO.L.P.|2600
OMI|OWENS AND MINOR INC|WEDB|WEDBUSH SECURITIES INC.|700
OMI|OWENS AND MINOR INC|WEED|Weeden & Co.L.P.|20
OMI|OWENS AND MINOR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10280
OMI|OWENS AND MINOR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7970
OMI|OWENS AND MINOR INC|WGIF|CIBC World Markets Inc.|9444
OMI|OWENS AND MINOR INC|WSEA|WOLVERINE SECURITIES, LLC|4093
OMI|OWENS AND MINOR INC|XIST|INSTINET, LLC|111200
OMI|OWENS AND MINOR INC|XPQR|Jump Trading|628
OMI|OWENS AND MINOR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|29054
OMI|OWENS AND MINOR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1235
OMI|OWENS AND MINOR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17417
OMN|OMNOVA SOLUTIONS INC|APCC|Apex Clearing Corporation|4
OMN|OMNOVA SOLUTIONS INC|BERN|Sanford C. Bernstein & Co., LLC|5721
OMN|OMNOVA SOLUTIONS INC|BLKX|INSTINET, LLC|24600
OMN|OMNOVA SOLUTIONS INC|BNPX|BNP PARIBAS SECURITIES CORP.|2758
OMN|OMNOVA SOLUTIONS INC|BZYD|GOLDMAN SACHS & CO. LLC|1200
OMN|OMNOVA SOLUTIONS INC|CANT|Cantor Fitzgerald & Co.|50000
OMN|OMNOVA SOLUTIONS INC|CHAS|Charles Schwab & Co., Inc.|150
OMN|OMNOVA SOLUTIONS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3610
OMN|OMNOVA SOLUTIONS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|310
OMN|OMNOVA SOLUTIONS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|87066
OMN|OMNOVA SOLUTIONS INC|CTDL|Citadel Derivatives Group Llc|2989
OMN|OMNOVA SOLUTIONS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|15772
OMN|OMNOVA SOLUTIONS INC|DBAB|Deutsche Bank Securities Inc.|9534
OMN|OMNOVA SOLUTIONS INC|DBAX|Deutsche Bank Securities Inc.|47900
OMN|OMNOVA SOLUTIONS INC|DEGS|RONIN PROFESSIONAL LLC|4778
OMN|OMNOVA SOLUTIONS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
OMN|OMNOVA SOLUTIONS INC|EBXL|EBX LLC|39500
OMN|OMNOVA SOLUTIONS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13692
OMN|OMNOVA SOLUTIONS INC|EDJO|Edward D. Jones & Co., L.P.|1289
OMN|OMNOVA SOLUTIONS INC|EGAM|CBOE TRADING, INC.|180
OMN|OMNOVA SOLUTIONS INC|EGXM|CBOE TRADING, INC.|200
OMN|OMNOVA SOLUTIONS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
OMN|OMNOVA SOLUTIONS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1480
OMN|OMNOVA SOLUTIONS INC|ETRS|E*Trade Securities LLC|1070
OMN|OMNOVA SOLUTIONS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12472
OMN|OMNOVA SOLUTIONS INC|FTBR|Foliofn Investments, Inc.|17
OMN|OMNOVA SOLUTIONS INC|GLPX|ACS EXECUTION SERVICES, LLC|4574
OMN|OMNOVA SOLUTIONS INC|GSCO|GOLDMAN SACHS & CO. LLC|63229
OMN|OMNOVA SOLUTIONS INC|GSCS|GOLDMAN SACHS & CO. LLC|9500
OMN|OMNOVA SOLUTIONS INC|GSLT|GOLDMAN SACHS & CO. LLC|700
OMN|OMNOVA SOLUTIONS INC|GTSZ|GTS SECURITIES LLC|16265
OMN|OMNOVA SOLUTIONS INC|HRBF|American Enterprise Investment Services Inc.|9
OMN|OMNOVA SOLUTIONS INC|IATS|INTERACTIVE BROKERS LLC|1740
OMN|OMNOVA SOLUTIONS INC|IBKR|Interactive Brokers Llc|19911
OMN|OMNOVA SOLUTIONS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
OMN|OMNOVA SOLUTIONS INC|ICBX|INSTINET, LLC|8800
OMN|OMNOVA SOLUTIONS INC|IEQY|CITADEL SECURITIES LLC|48
OMN|OMNOVA SOLUTIONS INC|INCA|INSTINET, LLC|15226
OMN|OMNOVA SOLUTIONS INC|INJX|INSTINET, LLC|579
OMN|OMNOVA SOLUTIONS INC|ITGI|ITG Inc.|11000
OMN|OMNOVA SOLUTIONS INC|ITGP|ITG INC.|103200
OMN|OMNOVA SOLUTIONS INC|JANY|Janney Montgomery Scott Inc.|1010
OMN|OMNOVA SOLUTIONS INC|JEFF|JEFFERIES LLC|18343
OMN|OMNOVA SOLUTIONS INC|JMPT|JUMP TRADING, LLC|2078
OMN|OMNOVA SOLUTIONS INC|JPBX|J.P. MORGAN SECURITIES LLC|2300
OMN|OMNOVA SOLUTIONS INC|JPMX|J.P. Morgan Securities LLC|103953
OMN|OMNOVA SOLUTIONS INC|JSJX|JANE STREET CAPITAL LLC|5283
OMN|OMNOVA SOLUTIONS INC|KCGM|VIRTU Americas LLC|3478
OMN|OMNOVA SOLUTIONS INC|LEHM|Barclays Capital Inc./Le|101057
OMN|OMNOVA SOLUTIONS INC|LIME|Lime Brokerage LLC|14628
OMN|OMNOVA SOLUTIONS INC|MACQ|Macquarie Capital (USA) Inc.|1743
OMN|OMNOVA SOLUTIONS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83234
OMN|OMNOVA SOLUTIONS INC|MSCO|MORGAN STANLEY & CO. LLC|49483
OMN|OMNOVA SOLUTIONS INC|MSPL|MORGAN STANLEY & CO. LLC|46600
OMN|OMNOVA SOLUTIONS INC|MSTX|MORGAN STANLEY & CO. LLC|7600
OMN|OMNOVA SOLUTIONS INC|NFSC|National Financial Services LLC|8215
OMN|OMNOVA SOLUTIONS INC|NITE|VIRTU Americas LLC|73626
OMN|OMNOVA SOLUTIONS INC|NITP|VIRTU Americas LLC|100
OMN|OMNOVA SOLUTIONS INC|NQRB|Brut, LLC|300
OMN|OMNOVA SOLUTIONS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2942
OMN|OMNOVA SOLUTIONS INC|PDQM|CODA MARKETS, INC.|3868
OMN|OMNOVA SOLUTIONS INC|PWJC|UBS Financial Services, Inc.|93
OMN|OMNOVA SOLUTIONS INC|RBCM|RBC CAPITAL MARKETS, LLC|13
OMN|OMNOVA SOLUTIONS INC|RGLD|Regal Securities, Inc|6
OMN|OMNOVA SOLUTIONS INC|ROBT|Robotti & Company, LLC|71
OMN|OMNOVA SOLUTIONS INC|SBSH|Citigroup Global Markets Inc.|17609
OMN|OMNOVA SOLUTIONS INC|SGMT|GOLDMAN SACHS & CO. LLC|29806
OMN|OMNOVA SOLUTIONS INC|SPDR|SPEEDROUTE LLC|1800
OMN|OMNOVA SOLUTIONS INC|TKNG|ALLY INVEST SECURITIES LLC|100
OMN|OMNOVA SOLUTIONS INC|TRBT|Tradebot Systems, Inc.|3206
OMN|OMNOVA SOLUTIONS INC|TRCM|TRC MARKETS LLC|1685
OMN|OMNOVA SOLUTIONS INC|UBSA|UBS SECURITIES LLC|18399
OMN|OMNOVA SOLUTIONS INC|UBSS|UBS Securities LLC|66576
OMN|OMNOVA SOLUTIONS INC|VALX|VIRTU AMERICAS LLC|19708
OMN|OMNOVA SOLUTIONS INC|VGRD|Vanguard Marketing Corporation|5217
OMN|OMNOVA SOLUTIONS INC|WCHV|WELLS FARGO SECURITIES, LLC|6370
OMN|OMNOVA SOLUTIONS INC|WDNX|WEEDEN & CO.L.P.|348
OMN|OMNOVA SOLUTIONS INC|WEED|Weeden & Co.L.P.|5929
OMN|OMNOVA SOLUTIONS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2594
OMN|OMNOVA SOLUTIONS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3215
OMN|OMNOVA SOLUTIONS INC|WSEA|WOLVERINE SECURITIES, LLC|1242
OMN|OMNOVA SOLUTIONS INC|XIST|INSTINET, LLC|11600
OMN|OMNOVA SOLUTIONS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
OMN|OMNOVA SOLUTIONS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|313
OMOM|OPPENHEIMER RUSSELL|NITE|VIRTU Americas LLC|100
OMOM|OPPENHEIMER RUSSELL|UBSA|UBS SECURITIES LLC|182
OMP|OASIS MIDSTREAM PART|ALTX|Alternet Securities Inc.|1100
OMP|OASIS MIDSTREAM PART|APCC|Apex Clearing Corporation|340
OMP|OASIS MIDSTREAM PART|BANK|Primevest Financial Services, Inc.|300
OMP|OASIS MIDSTREAM PART|BARD|Robert W. Baird & Co. Incorporated|75
OMP|OASIS MIDSTREAM PART|BATM|CBOE TRADING, INC.|462
OMP|OASIS MIDSTREAM PART|BERN|Sanford C. Bernstein & Co., LLC|19716
OMP|OASIS MIDSTREAM PART|BYXM|CBOE TRADING, INC.|300
OMP|OASIS MIDSTREAM PART|CHAS|Charles Schwab & Co., Inc.|3
OMP|OASIS MIDSTREAM PART|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14659
OMP|OASIS MIDSTREAM PART|CPET|CLEARPOOL EXECUTION SERVICES, LLC|296
OMP|OASIS MIDSTREAM PART|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18372
OMP|OASIS MIDSTREAM PART|CXCX|CITIGROUP GLOBAL MARKETS INC.|1418
OMP|OASIS MIDSTREAM PART|DBAX|Deutsche Bank Securities Inc.|17100
OMP|OASIS MIDSTREAM PART|DEAN|MORGAN STANLEY|4245
OMP|OASIS MIDSTREAM PART|DEGS|RONIN PROFESSIONAL LLC|1200
OMP|OASIS MIDSTREAM PART|EBXL|EBX LLC|9900
OMP|OASIS MIDSTREAM PART|EDJO|Edward D. Jones & Co., L.P.|1756
OMP|OASIS MIDSTREAM PART|EGAM|CBOE TRADING, INC.|696
OMP|OASIS MIDSTREAM PART|EGXM|CBOE TRADING, INC.|100
OMP|OASIS MIDSTREAM PART|ETCB|ETC BROKERAGE SERVICES, LLC|305
OMP|OASIS MIDSTREAM PART|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
OMP|OASIS MIDSTREAM PART|ETRS|E*Trade Securities LLC|33737
OMP|OASIS MIDSTREAM PART|FBSB|U.S. Bancorp Investments, Inc.|15
OMP|OASIS MIDSTREAM PART|FILL|Tradestation Securities, Inc.|3
OMP|OASIS MIDSTREAM PART|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|666
OMP|OASIS MIDSTREAM PART|FTBR|Foliofn Investments, Inc.|11
OMP|OASIS MIDSTREAM PART|GLPX|ACS EXECUTION SERVICES, LLC|5200
OMP|OASIS MIDSTREAM PART|GSCO|GOLDMAN SACHS & CO. LLC|15667
OMP|OASIS MIDSTREAM PART|GSLT|GOLDMAN SACHS & CO. LLC|100
OMP|OASIS MIDSTREAM PART|GTSZ|GTS SECURITIES LLC|6115
OMP|OASIS MIDSTREAM PART|HRBF|American Enterprise Investment Services Inc.|3142
OMP|OASIS MIDSTREAM PART|IATS|INTERACTIVE BROKERS LLC|10575
OMP|OASIS MIDSTREAM PART|IBKR|Interactive Brokers Llc|9150
OMP|OASIS MIDSTREAM PART|ICBX|INSTINET, LLC|18482
OMP|OASIS MIDSTREAM PART|INCA|INSTINET, LLC|24623
OMP|OASIS MIDSTREAM PART|INJX|INSTINET, LLC|17
OMP|OASIS MIDSTREAM PART|ITGI|ITG Inc.|140
OMP|OASIS MIDSTREAM PART|ITGP|ITG INC.|7000
OMP|OASIS MIDSTREAM PART|JEFF|JEFFERIES LLC|16710
OMP|OASIS MIDSTREAM PART|JPMX|J.P. Morgan Securities LLC|12958
OMP|OASIS MIDSTREAM PART|KCGM|VIRTU Americas LLC|5007
OMP|OASIS MIDSTREAM PART|LEHM|Barclays Capital Inc./Le|20403
OMP|OASIS MIDSTREAM PART|LIME|Lime Brokerage LLC|2349
OMP|OASIS MIDSTREAM PART|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
OMP|OASIS MIDSTREAM PART|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14290
OMP|OASIS MIDSTREAM PART|MSCO|MORGAN STANLEY & CO. LLC|18283
OMP|OASIS MIDSTREAM PART|MSPL|MORGAN STANLEY & CO. LLC|13800
OMP|OASIS MIDSTREAM PART|NFSC|National Financial Services LLC|54863
OMP|OASIS MIDSTREAM PART|NITE|VIRTU Americas LLC|89716
OMP|OASIS MIDSTREAM PART|NQRB|Brut, LLC|200
OMP|OASIS MIDSTREAM PART|PDQM|CODA MARKETS, INC.|18944
OMP|OASIS MIDSTREAM PART|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|100000
OMP|OASIS MIDSTREAM PART|RBCM|RBC CAPITAL MARKETS, LLC|3080
OMP|OASIS MIDSTREAM PART|SBSH|Citigroup Global Markets Inc.|2057
OMP|OASIS MIDSTREAM PART|SGMT|GOLDMAN SACHS & CO. LLC|6700
OMP|OASIS MIDSTREAM PART|SPDR|SPEEDROUTE LLC|1700
OMP|OASIS MIDSTREAM PART|STFL|Stifel, Nicolaus & Company, Incorporated|500
OMP|OASIS MIDSTREAM PART|SWIM|TD Ameritrade, Inc.|11379
OMP|OASIS MIDSTREAM PART|TKNG|ALLY INVEST SECURITIES LLC|224
OMP|OASIS MIDSTREAM PART|TRBT|Tradebot Systems, Inc.|672
OMP|OASIS MIDSTREAM PART|TRCM|TRC MARKETS LLC|100
OMP|OASIS MIDSTREAM PART|UBSA|UBS SECURITIES LLC|35587
OMP|OASIS MIDSTREAM PART|UBSS|UBS Securities LLC|16610
OMP|OASIS MIDSTREAM PART|VALX|VIRTU AMERICAS LLC|2167
OMP|OASIS MIDSTREAM PART|VGRD|Vanguard Marketing Corporation|10603
OMP|OASIS MIDSTREAM PART|WCHV|WELLS FARGO SECURITIES, LLC|25198
OMP|OASIS MIDSTREAM PART|WEED|Weeden & Co.L.P.|100
OMP|OASIS MIDSTREAM PART|WFPB|Wells Fargo Securities, LLC.|1688
OMP|OASIS MIDSTREAM PART|XSTM|NATIONAL FINANCIAL SERVICES LLC|1500
OMP|OASIS MIDSTREAM PART|YKNA|COMHAR CAPITAL MARKETS, LLC|876
ON|ON SEMICONDUCTOR|ABLE|NATIXIS Securities Americas LLC|5215
ON|ON SEMICONDUCTOR|AGIS|Aegis Capital Corp.|6093
ON|ON SEMICONDUCTOR|ALTX|Alternet Securities Inc.|61410
ON|ON SEMICONDUCTOR|ANOS|ABEL/NOSER, L.L.C.|5276
ON|ON SEMICONDUCTOR|APCC|Apex Clearing Corporation|13975
ON|ON SEMICONDUCTOR|AQUA|AQUA SECURITIES L.P.|4400
ON|ON SEMICONDUCTOR|BANK|Primevest Financial Services, Inc.|100
ON|ON SEMICONDUCTOR|BARD|Robert W. Baird & Co. Incorporated|239650
ON|ON SEMICONDUCTOR|BATM|CBOE TRADING, INC.|6572
ON|ON SEMICONDUCTOR|BAYC|BAY CREST PARTNERS, LLC|7539
ON|ON SEMICONDUCTOR|BAYT|BTIG, LLC|18500
ON|ON SEMICONDUCTOR|BBNT|BB&T SECURITIES, LLC|6431
ON|ON SEMICONDUCTOR|BERN|Sanford C. Bernstein & Co., LLC|221402
ON|ON SEMICONDUCTOR|BIDS|BIDS TRADING L.P.|167900
ON|ON SEMICONDUCTOR|BKCM|BNY Mellon Capital Markets LLC|166
ON|ON SEMICONDUCTOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56910
ON|ON SEMICONDUCTOR|BLKX|INSTINET, LLC|170214
ON|ON SEMICONDUCTOR|BMAK|BMA SECURITIES|72338
ON|ON SEMICONDUCTOR|BMOC|BMO Capital Markets Corp.|613597
ON|ON SEMICONDUCTOR|BNPX|BNP PARIBAS SECURITIES CORP.|456708
ON|ON SEMICONDUCTOR|BRCY|BCP SECURITIES, LLC|219200
ON|ON SEMICONDUCTOR|BTIG|BTIG, LLC|303011
ON|ON SEMICONDUCTOR|BYXM|CBOE TRADING, INC.|5609
ON|ON SEMICONDUCTOR|BZYD|GOLDMAN SACHS & CO. LLC|3900
ON|ON SEMICONDUCTOR|CANT|Cantor Fitzgerald & Co.|4372
ON|ON SEMICONDUCTOR|CBLC|CITIGROUP GLOBAL MARKETS INC.|10400
ON|ON SEMICONDUCTOR|CHAS|Charles Schwab & Co., Inc.|7532
ON|ON SEMICONDUCTOR|CHBC|PENSERRA SECURITIES, LLC|420000
ON|ON SEMICONDUCTOR|CIST|Capital Institutional Services, Inc.|26681
ON|ON SEMICONDUCTOR|CLSA|CLSA AMERICAS, LLC|11800
ON|ON SEMICONDUCTOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1703596
ON|ON SEMICONDUCTOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1132
ON|ON SEMICONDUCTOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4798
ON|ON SEMICONDUCTOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2416483
ON|ON SEMICONDUCTOR|CTDL|Citadel Derivatives Group Llc|188863
ON|ON SEMICONDUCTOR|CTLR|CUTLER GROUP, LP|13192
ON|ON SEMICONDUCTOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|468760
ON|ON SEMICONDUCTOR|DAWA|Daiwa Capital Markets America Inc.|67096
ON|ON SEMICONDUCTOR|DBAB|Deutsche Bank Securities Inc.|3328448
ON|ON SEMICONDUCTOR|DBAX|Deutsche Bank Securities Inc.|1985300
ON|ON SEMICONDUCTOR|DBUL|Deutsche Bank Securities Inc.|35711
ON|ON SEMICONDUCTOR|DCHF|Dart Executions, LLC|79588
ON|ON SEMICONDUCTOR|DEAN|MORGAN STANLEY|18691
ON|ON SEMICONDUCTOR|DEGS|RONIN PROFESSIONAL LLC|20606
ON|ON SEMICONDUCTOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|60895
ON|ON SEMICONDUCTOR|DRWK|DRW SECURITIES, L.L.C.|236754
ON|ON SEMICONDUCTOR|EBXL|EBX LLC|1094600
ON|ON SEMICONDUCTOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|203593
ON|ON SEMICONDUCTOR|EDFC|E D & F MAN CAPITAL MARKETS INC.|29000
ON|ON SEMICONDUCTOR|EDJO|Edward D. Jones & Co., L.P.|14147
ON|ON SEMICONDUCTOR|EGAM|CBOE TRADING, INC.|44850
ON|ON SEMICONDUCTOR|EGAW|CBOE TRADING, INC.|2641
ON|ON SEMICONDUCTOR|EGXM|CBOE TRADING, INC.|7282
ON|ON SEMICONDUCTOR|ETBE|Electronic Transaction Clearing, Inc.|274940
ON|ON SEMICONDUCTOR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|461
ON|ON SEMICONDUCTOR|ETCC|Electronic Transaction Clearing, Inc.|4741
ON|ON SEMICONDUCTOR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|28244
ON|ON SEMICONDUCTOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57231
ON|ON SEMICONDUCTOR|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
ON|ON SEMICONDUCTOR|ETRS|E*Trade Securities LLC|1027380
ON|ON SEMICONDUCTOR|FBCO|Credit Suisse Securities (USA) LLC|3677557
ON|ON SEMICONDUCTOR|FILL|Tradestation Securities, Inc.|81579
ON|ON SEMICONDUCTOR|FMAF|NBCN Inc./ CDS|4320
ON|ON SEMICONDUCTOR|FOMA|TD AMERITRADE CLEARING, INC.|906723
ON|ON SEMICONDUCTOR|FORD|Fordham Financial Management, Inc.|72338
ON|ON SEMICONDUCTOR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|92826
ON|ON SEMICONDUCTOR|FQLS|Quantlab Securities LP|2403882
ON|ON SEMICONDUCTOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|501429
ON|ON SEMICONDUCTOR|FTBR|Foliofn Investments, Inc.|14221
ON|ON SEMICONDUCTOR|GEBB|GLOBAL EXECUTION BROKERS, LP|186955
ON|ON SEMICONDUCTOR|GLPX|ACS EXECUTION SERVICES, LLC|49747
ON|ON SEMICONDUCTOR|GSCO|GOLDMAN SACHS & CO. LLC|8038745
ON|ON SEMICONDUCTOR|GSCS|GOLDMAN SACHS & CO. LLC|138526
ON|ON SEMICONDUCTOR|GSLT|GOLDMAN SACHS & CO. LLC|32619
ON|ON SEMICONDUCTOR|GTSZ|GTS SECURITIES LLC|507539
ON|ON SEMICONDUCTOR|HRBF|American Enterprise Investment Services Inc.|11593
ON|ON SEMICONDUCTOR|HSBC|HSBC Securities, Inc.|42172
ON|ON SEMICONDUCTOR|IATS|INTERACTIVE BROKERS LLC|60627
ON|ON SEMICONDUCTOR|IBKR|Interactive Brokers Llc|504641
ON|ON SEMICONDUCTOR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7656
ON|ON SEMICONDUCTOR|ICBX|INSTINET, LLC|724589
ON|ON SEMICONDUCTOR|INCA|INSTINET, LLC|3619063
ON|ON SEMICONDUCTOR|INJX|INSTINET, LLC|257224
ON|ON SEMICONDUCTOR|INTL|INTL FCSTONE FINANCIAL INC.|15
ON|ON SEMICONDUCTOR|ITGI|ITG Inc.|346179
ON|ON SEMICONDUCTOR|ITGP|ITG INC.|1137000
ON|ON SEMICONDUCTOR|JANY|Janney Montgomery Scott Inc.|4283
ON|ON SEMICONDUCTOR|JEFF|JEFFERIES LLC|3983261
ON|ON SEMICONDUCTOR|JMPT|JUMP TRADING, LLC|299793
ON|ON SEMICONDUCTOR|JONE|JonesTrading|1200
ON|ON SEMICONDUCTOR|JPBX|J.P. MORGAN SECURITIES LLC|749146
ON|ON SEMICONDUCTOR|JPMX|J.P. Morgan Securities LLC|1791810
ON|ON SEMICONDUCTOR|JSJX|JANE STREET CAPITAL LLC|15911
ON|ON SEMICONDUCTOR|KCGM|VIRTU Americas LLC|249133
ON|ON SEMICONDUCTOR|KEYB|KEYBANC CAPITAL MARKETS INC.|423954
ON|ON SEMICONDUCTOR|LBOW|Longbow Securities, LLC|200
ON|ON SEMICONDUCTOR|LEHM|Barclays Capital Inc./Le|8407450
ON|ON SEMICONDUCTOR|LIME|Lime Brokerage LLC|1118060
ON|ON SEMICONDUCTOR|LMGP|LIME BROKERAGE LLC|19400
ON|ON SEMICONDUCTOR|LMNX|LUMINEX TRADING & ANALYTICS LLC|44600
ON|ON SEMICONDUCTOR|LOOP|Loop Capital Markets LLC|6192
ON|ON SEMICONDUCTOR|LQNA|LIQUIDNET, INC.|174600
ON|ON SEMICONDUCTOR|LSCI|Lek Securities Corporation|26869
ON|ON SEMICONDUCTOR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
ON|ON SEMICONDUCTOR|MACQ|Macquarie Capital (USA) Inc.|13812
ON|ON SEMICONDUCTOR|MAXM|Maxim Group LLC|149606
ON|ON SEMICONDUCTOR|MBTS|ALLY INVEST SECURITIES LLC|23
ON|ON SEMICONDUCTOR|MITR|GMP SECURITIES, LLC|22200
ON|ON SEMICONDUCTOR|MKMP|MKM Partners LLC|1500
ON|ON SEMICONDUCTOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1372712
ON|ON SEMICONDUCTOR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
ON|ON SEMICONDUCTOR|MOTF|MOTIF INVESTING, INC.|31
ON|ON SEMICONDUCTOR|MPSG|E D & F Man Capital Markets Inc.|142421
ON|ON SEMICONDUCTOR|MSCO|MORGAN STANLEY & CO. LLC|14026619
ON|ON SEMICONDUCTOR|MSPL|MORGAN STANLEY & CO. LLC|1648800
ON|ON SEMICONDUCTOR|MSTX|MORGAN STANLEY & CO. LLC|1245700
ON|ON SEMICONDUCTOR|MZHO|Mizuho Securities USA LLC|156170
ON|ON SEMICONDUCTOR|NEED|Needham & Company, LLC|944
ON|ON SEMICONDUCTOR|NEUB|NEUBERGER BERMAN BD LLC|120
ON|ON SEMICONDUCTOR|NFSC|National Financial Services LLC|837243
ON|ON SEMICONDUCTOR|NITE|VIRTU Americas LLC|3321923
ON|ON SEMICONDUCTOR|NITP|VIRTU Americas LLC|14467
ON|ON SEMICONDUCTOR|NMRA|Nomura Securities International, Inc.|1592277
ON|ON SEMICONDUCTOR|NORT|Northland Securities, Inc.|5036
ON|ON SEMICONDUCTOR|NQRB|Brut, LLC|144874
ON|ON SEMICONDUCTOR|NTRC|Northern Trust Securities, Inc.|14151
ON|ON SEMICONDUCTOR|OHOS|TWO SIGMA SECURITIES, LLC|242484
ON|ON SEMICONDUCTOR|OPCO|Oppenheimer & Co. Inc.|68919
ON|ON SEMICONDUCTOR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10218
ON|ON SEMICONDUCTOR|PATR|TULLETT PREBON FINANCIAL SERVICES LLC|6400
ON|ON SEMICONDUCTOR|PCFF|Pacific International Securities Inc./CDS|250
ON|ON SEMICONDUCTOR|PCPT|PHILLIP CAPITAL INC.|1898
ON|ON SEMICONDUCTOR|PDQM|CODA MARKETS, INC.|73646
ON|ON SEMICONDUCTOR|PHLY|NASDAQ Execution Services, LLC|6800
ON|ON SEMICONDUCTOR|PIPR|Piper Jaffray & Co.|202513
ON|ON SEMICONDUCTOR|PWJC|UBS Financial Services, Inc.|5745
ON|ON SEMICONDUCTOR|RAJA|Raymond James & Associates, Inc.|42026
ON|ON SEMICONDUCTOR|RBCM|RBC CAPITAL MARKETS, LLC|18099
ON|ON SEMICONDUCTOR|RGLD|Regal Securities, Inc|20
ON|ON SEMICONDUCTOR|RHCO|Suntrust Robinson Humphrey, Inc.|239689
ON|ON SEMICONDUCTOR|SAGL|SAGETRADER, LLC|26049
ON|ON SEMICONDUCTOR|SAGW|SAGETRADER, LLC|114
ON|ON SEMICONDUCTOR|SALI|INTL FCSTONE FINANCIAL INC.|720
ON|ON SEMICONDUCTOR|SBSH|Citigroup Global Markets Inc.|4228604
ON|ON SEMICONDUCTOR|SCMC|Scotia Capital Markets (USA) Inc.|290000
ON|ON SEMICONDUCTOR|SEIC|SEI Investments Distribution Co.|16888
ON|ON SEMICONDUCTOR|SGMT|GOLDMAN SACHS & CO. LLC|900618
ON|ON SEMICONDUCTOR|SJLS|TRADE INFORMATICS LLC|28164
ON|ON SEMICONDUCTOR|SOGO|Wang Investment Associates, Inc.|12910
ON|ON SEMICONDUCTOR|SPDR|SPEEDROUTE LLC|30018
ON|ON SEMICONDUCTOR|SPHN|Stephens Inc.|6089
ON|ON SEMICONDUCTOR|SSBS|STATE STREET GLOBAL MARKETS, LLC|4207
ON|ON SEMICONDUCTOR|STFL|Stifel, Nicolaus & Company, Incorporated|38967
ON|ON SEMICONDUCTOR|STKP|STOCKPILE INVESTMENTS, INC.|36
ON|ON SEMICONDUCTOR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|371
ON|ON SEMICONDUCTOR|SWIM|TD Ameritrade, Inc.|415436
ON|ON SEMICONDUCTOR|SWST|Hilltop Securities Inc.|5614
ON|ON SEMICONDUCTOR|TKNG|ALLY INVEST SECURITIES LLC|10696
ON|ON SEMICONDUCTOR|TONC|CUTTONE & CO., LLC|3440
ON|ON SEMICONDUCTOR|TOUR|TOURMALINE PARTNERS, LLC|900
ON|ON SEMICONDUCTOR|TRBT|Tradebot Systems, Inc.|1848228
ON|ON SEMICONDUCTOR|TRCM|TRC MARKETS LLC|1494730
ON|ON SEMICONDUCTOR|TWTT|TASTYWORKS, INC.|200
ON|ON SEMICONDUCTOR|UBSA|UBS SECURITIES LLC|4172042
ON|ON SEMICONDUCTOR|UBSS|UBS Securities LLC|5615015
ON|ON SEMICONDUCTOR|VALX|VIRTU AMERICAS LLC|116957
ON|ON SEMICONDUCTOR|VERT|The Vertical Trading Group, LLC|200
ON|ON SEMICONDUCTOR|VGRD|Vanguard Marketing Corporation|62508
ON|ON SEMICONDUCTOR|VSIN|Vision Financial Markets Llc|1038
ON|ON SEMICONDUCTOR|WBLR|WILLIAM BLAIR|1961
ON|ON SEMICONDUCTOR|WCHV|WELLS FARGO SECURITIES, LLC|773405
ON|ON SEMICONDUCTOR|WEDB|WEDBUSH SECURITIES INC.|2900
ON|ON SEMICONDUCTOR|WEED|Weeden & Co.L.P.|44481
ON|ON SEMICONDUCTOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|65090
ON|ON SEMICONDUCTOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64030
ON|ON SEMICONDUCTOR|WGIF|CIBC World Markets Inc.|1245
ON|ON SEMICONDUCTOR|WOLF|Wolfe Trahan Securities|7600
ON|ON SEMICONDUCTOR|WSEA|WOLVERINE SECURITIES, LLC|25048
ON|ON SEMICONDUCTOR|XIST|INSTINET, LLC|149126
ON|ON SEMICONDUCTOR|XPQR|Jump Trading|6000
ON|ON SEMICONDUCTOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|193260
ON|ON SEMICONDUCTOR|YKNA|COMHAR CAPITAL MARKETS, LLC|18850
ON|ON SEMICONDUCTOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51527
ONB|OLD NATIONAL BNCP CM|APCC|Apex Clearing Corporation|8
ONB|OLD NATIONAL BNCP CM|BANK|Primevest Financial Services, Inc.|98
ONB|OLD NATIONAL BNCP CM|BARD|Robert W. Baird & Co. Incorporated|252
ONB|OLD NATIONAL BNCP CM|BATM|CBOE TRADING, INC.|200
ONB|OLD NATIONAL BNCP CM|BAYT|BTIG, LLC|10000
ONB|OLD NATIONAL BNCP CM|BBNT|BB&T SECURITIES, LLC|32
ONB|OLD NATIONAL BNCP CM|BERN|Sanford C. Bernstein & Co., LLC|64246
ONB|OLD NATIONAL BNCP CM|BIDS|BIDS TRADING L.P.|7900
ONB|OLD NATIONAL BNCP CM|BKCM|BNY Mellon Capital Markets LLC|54
ONB|OLD NATIONAL BNCP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|630
ONB|OLD NATIONAL BNCP CM|BLKX|INSTINET, LLC|31728
ONB|OLD NATIONAL BNCP CM|BMOC|BMO Capital Markets Corp.|22722
ONB|OLD NATIONAL BNCP CM|BNCH|The Benchmark Company, LLC|5370
ONB|OLD NATIONAL BNCP CM|BNPX|BNP PARIBAS SECURITIES CORP.|42340
ONB|OLD NATIONAL BNCP CM|BRVL|BLAYLOCK VAN, LLC|15700
ONB|OLD NATIONAL BNCP CM|BTIG|BTIG, LLC|689
ONB|OLD NATIONAL BNCP CM|BZYD|GOLDMAN SACHS & CO. LLC|3700
ONB|OLD NATIONAL BNCP CM|CHAS|Charles Schwab & Co., Inc.|313
ONB|OLD NATIONAL BNCP CM|CIST|Capital Institutional Services, Inc.|283
ONB|OLD NATIONAL BNCP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72347
ONB|OLD NATIONAL BNCP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|428
ONB|OLD NATIONAL BNCP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|329478
ONB|OLD NATIONAL BNCP CM|CTDL|Citadel Derivatives Group Llc|19258
ONB|OLD NATIONAL BNCP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|185544
ONB|OLD NATIONAL BNCP CM|DADA|D.A. Davidson & Co.|14199
ONB|OLD NATIONAL BNCP CM|DBAB|Deutsche Bank Securities Inc.|612624
ONB|OLD NATIONAL BNCP CM|DBAX|Deutsche Bank Securities Inc.|184000
ONB|OLD NATIONAL BNCP CM|DBUL|Deutsche Bank Securities Inc.|400
ONB|OLD NATIONAL BNCP CM|DEAN|MORGAN STANLEY|1669
ONB|OLD NATIONAL BNCP CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33342
ONB|OLD NATIONAL BNCP CM|EBXL|EBX LLC|102700
ONB|OLD NATIONAL BNCP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|131
ONB|OLD NATIONAL BNCP CM|EDJO|Edward D. Jones & Co., L.P.|14625
ONB|OLD NATIONAL BNCP CM|EGAM|CBOE TRADING, INC.|19698
ONB|OLD NATIONAL BNCP CM|ETBE|Electronic Transaction Clearing, Inc.|33183
ONB|OLD NATIONAL BNCP CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|258
ONB|OLD NATIONAL BNCP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26144
ONB|OLD NATIONAL BNCP CM|ETRS|E*Trade Securities LLC|32640
ONB|OLD NATIONAL BNCP CM|FBCO|Credit Suisse Securities (USA) LLC|692889
ONB|OLD NATIONAL BNCP CM|FBSB|U.S. Bancorp Investments, Inc.|117
ONB|OLD NATIONAL BNCP CM|FILL|Tradestation Securities, Inc.|89
ONB|OLD NATIONAL BNCP CM|FINX|FINTECH SECURITIES|1199
ONB|OLD NATIONAL BNCP CM|FMAF|NBCN Inc./ CDS|5000
ONB|OLD NATIONAL BNCP CM|FOMA|TD AMERITRADE CLEARING, INC.|47798
ONB|OLD NATIONAL BNCP CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1041
ONB|OLD NATIONAL BNCP CM|FQLS|Quantlab Securities LP|112207
ONB|OLD NATIONAL BNCP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70814
ONB|OLD NATIONAL BNCP CM|FTBR|Foliofn Investments, Inc.|251
ONB|OLD NATIONAL BNCP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|70787
ONB|OLD NATIONAL BNCP CM|GLPX|ACS EXECUTION SERVICES, LLC|200
ONB|OLD NATIONAL BNCP CM|GSCO|GOLDMAN SACHS & CO. LLC|2039902
ONB|OLD NATIONAL BNCP CM|GSCS|GOLDMAN SACHS & CO. LLC|36246
ONB|OLD NATIONAL BNCP CM|GSLT|GOLDMAN SACHS & CO. LLC|4040
ONB|OLD NATIONAL BNCP CM|GTSZ|GTS SECURITIES LLC|76119
ONB|OLD NATIONAL BNCP CM|HOVD|HOVDE GROUP, LLC|2800
ONB|OLD NATIONAL BNCP CM|HRBF|American Enterprise Investment Services Inc.|6982
ONB|OLD NATIONAL BNCP CM|HSBC|HSBC Securities, Inc.|200
ONB|OLD NATIONAL BNCP CM|IBKR|Interactive Brokers Llc|47432
ONB|OLD NATIONAL BNCP CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
ONB|OLD NATIONAL BNCP CM|ICBX|INSTINET, LLC|51140
ONB|OLD NATIONAL BNCP CM|IEQY|CITADEL SECURITIES LLC|48549
ONB|OLD NATIONAL BNCP CM|INCA|INSTINET, LLC|350445
ONB|OLD NATIONAL BNCP CM|INJX|INSTINET, LLC|25957
ONB|OLD NATIONAL BNCP CM|ITGI|ITG Inc.|56559
ONB|OLD NATIONAL BNCP CM|ITGP|ITG INC.|692000
ONB|OLD NATIONAL BNCP CM|JANY|Janney Montgomery Scott Inc.|67
ONB|OLD NATIONAL BNCP CM|JEFF|JEFFERIES LLC|356435
ONB|OLD NATIONAL BNCP CM|JMPT|JUMP TRADING, LLC|10127
ONB|OLD NATIONAL BNCP CM|JONE|JonesTrading|56
ONB|OLD NATIONAL BNCP CM|JPBX|J.P. MORGAN SECURITIES LLC|68257
ONB|OLD NATIONAL BNCP CM|JPMX|J.P. Morgan Securities LLC|492539
ONB|OLD NATIONAL BNCP CM|KCGM|VIRTU Americas LLC|69794
ONB|OLD NATIONAL BNCP CM|LEHM|Barclays Capital Inc./Le|1064962
ONB|OLD NATIONAL BNCP CM|LIME|Lime Brokerage LLC|310552
ONB|OLD NATIONAL BNCP CM|LMGP|LIME BROKERAGE LLC|10200
ONB|OLD NATIONAL BNCP CM|LOOP|Loop Capital Markets LLC|3156
ONB|OLD NATIONAL BNCP CM|LQNA|LIQUIDNET, INC.|5000
ONB|OLD NATIONAL BNCP CM|LSCI|Lek Securities Corporation|2
ONB|OLD NATIONAL BNCP CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ONB|OLD NATIONAL BNCP CM|MAXM|Maxim Group LLC|8343
ONB|OLD NATIONAL BNCP CM|MBTS|ALLY INVEST SECURITIES LLC|100
ONB|OLD NATIONAL BNCP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|220234
ONB|OLD NATIONAL BNCP CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|37633
ONB|OLD NATIONAL BNCP CM|MSCO|MORGAN STANLEY & CO. LLC|2045450
ONB|OLD NATIONAL BNCP CM|MSPL|MORGAN STANLEY & CO. LLC|138700
ONB|OLD NATIONAL BNCP CM|MSTX|MORGAN STANLEY & CO. LLC|126600
ONB|OLD NATIONAL BNCP CM|NFSC|National Financial Services LLC|62692
ONB|OLD NATIONAL BNCP CM|NITE|VIRTU Americas LLC|170842
ONB|OLD NATIONAL BNCP CM|NITP|VIRTU Americas LLC|70647
ONB|OLD NATIONAL BNCP CM|NQRB|Brut, LLC|4259
ONB|OLD NATIONAL BNCP CM|NTRC|Northern Trust Securities, Inc.|1693
ONB|OLD NATIONAL BNCP CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1771
ONB|OLD NATIONAL BNCP CM|PDQM|CODA MARKETS, INC.|245273
ONB|OLD NATIONAL BNCP CM|PWJC|UBS Financial Services, Inc.|1693
ONB|OLD NATIONAL BNCP CM|RAJA|Raymond James & Associates, Inc.|2351
ONB|OLD NATIONAL BNCP CM|RBCM|RBC CAPITAL MARKETS, LLC|32
ONB|OLD NATIONAL BNCP CM|SAGL|SAGETRADER, LLC|3560
ONB|OLD NATIONAL BNCP CM|SAGW|SAGETRADER, LLC|297
ONB|OLD NATIONAL BNCP CM|SBSH|Citigroup Global Markets Inc.|294121
ONB|OLD NATIONAL BNCP CM|SDLR|Sandler, O'Neill & Partners, L.P.|23560
ONB|OLD NATIONAL BNCP CM|SGMT|GOLDMAN SACHS & CO. LLC|631633
ONB|OLD NATIONAL BNCP CM|SPDR|SPEEDROUTE LLC|7699
ONB|OLD NATIONAL BNCP CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|28078
ONB|OLD NATIONAL BNCP CM|STFL|Stifel, Nicolaus & Company, Incorporated|7322
ONB|OLD NATIONAL BNCP CM|SWIM|TD Ameritrade, Inc.|300
ONB|OLD NATIONAL BNCP CM|SWST|Hilltop Securities Inc.|5063
ONB|OLD NATIONAL BNCP CM|TKNG|ALLY INVEST SECURITIES LLC|66
ONB|OLD NATIONAL BNCP CM|TMBR|Timber Hill LLC|300
ONB|OLD NATIONAL BNCP CM|TRBT|Tradebot Systems, Inc.|43137
ONB|OLD NATIONAL BNCP CM|TRCM|TRC MARKETS LLC|77893
ONB|OLD NATIONAL BNCP CM|UBSA|UBS SECURITIES LLC|1368461
ONB|OLD NATIONAL BNCP CM|UBSS|UBS Securities LLC|1595665
ONB|OLD NATIONAL BNCP CM|VALX|VIRTU AMERICAS LLC|55618
ONB|OLD NATIONAL BNCP CM|VGRD|Vanguard Marketing Corporation|1895
ONB|OLD NATIONAL BNCP CM|WBPX|SUMMIT SECURITIES GROUP, LLC|2700
ONB|OLD NATIONAL BNCP CM|WCHV|WELLS FARGO SECURITIES, LLC|122026
ONB|OLD NATIONAL BNCP CM|WEDB|WEDBUSH SECURITIES INC.|2
ONB|OLD NATIONAL BNCP CM|WEED|Weeden & Co.L.P.|51405
ONB|OLD NATIONAL BNCP CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5231
ONB|OLD NATIONAL BNCP CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|203
ONB|OLD NATIONAL BNCP CM|WSEA|WOLVERINE SECURITIES, LLC|248
ONB|OLD NATIONAL BNCP CM|XIST|INSTINET, LLC|58038
ONB|OLD NATIONAL BNCP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|14514
ONB|OLD NATIONAL BNCP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15169
ONCE|SPARK THERAP CMN|AGIS|Aegis Capital Corp.|100
ONCE|SPARK THERAP CMN|ALTX|Alternet Securities Inc.|5090
ONCE|SPARK THERAP CMN|ANOS|ABEL/NOSER, L.L.C.|1304
ONCE|SPARK THERAP CMN|APCC|Apex Clearing Corporation|123
ONCE|SPARK THERAP CMN|BATM|CBOE TRADING, INC.|10459
ONCE|SPARK THERAP CMN|BAYT|BTIG, LLC|7500
ONCE|SPARK THERAP CMN|BERN|Sanford C. Bernstein & Co., LLC|25328
ONCE|SPARK THERAP CMN|BIMI|Banca IMI Securities Corp.|970
ONCE|SPARK THERAP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4109
ONCE|SPARK THERAP CMN|BLKX|INSTINET, LLC|19670
ONCE|SPARK THERAP CMN|BMOC|BMO Capital Markets Corp.|136999
ONCE|SPARK THERAP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|28205
ONCE|SPARK THERAP CMN|BRGE|Newbridge Securities Corp.|86
ONCE|SPARK THERAP CMN|BTIG|BTIG, LLC|11735
ONCE|SPARK THERAP CMN|BYXM|CBOE TRADING, INC.|1019
ONCE|SPARK THERAP CMN|CFGT|CF Global Trading, LLC|300
ONCE|SPARK THERAP CMN|CHAS|Charles Schwab & Co., Inc.|991
ONCE|SPARK THERAP CMN|CIST|Capital Institutional Services, Inc.|38
ONCE|SPARK THERAP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48379
ONCE|SPARK THERAP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5585
ONCE|SPARK THERAP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|414
ONCE|SPARK THERAP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|205532
ONCE|SPARK THERAP CMN|CTDL|Citadel Derivatives Group Llc|8822
ONCE|SPARK THERAP CMN|CTLR|CUTLER GROUP, LP|1962
ONCE|SPARK THERAP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28328
ONCE|SPARK THERAP CMN|DBAB|Deutsche Bank Securities Inc.|554381
ONCE|SPARK THERAP CMN|DBAX|Deutsche Bank Securities Inc.|148000
ONCE|SPARK THERAP CMN|DBUL|Deutsche Bank Securities Inc.|3655
ONCE|SPARK THERAP CMN|DEAN|MORGAN STANLEY|13683
ONCE|SPARK THERAP CMN|DEGS|RONIN PROFESSIONAL LLC|12234
ONCE|SPARK THERAP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1983
ONCE|SPARK THERAP CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2680
ONCE|SPARK THERAP CMN|EBXL|EBX LLC|82300
ONCE|SPARK THERAP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|7628
ONCE|SPARK THERAP CMN|EDJO|Edward D. Jones & Co., L.P.|147
ONCE|SPARK THERAP CMN|EGAM|CBOE TRADING, INC.|3638
ONCE|SPARK THERAP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|400
ONCE|SPARK THERAP CMN|EGXM|CBOE TRADING, INC.|1379
ONCE|SPARK THERAP CMN|ETBE|Electronic Transaction Clearing, Inc.|29101
ONCE|SPARK THERAP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4290
ONCE|SPARK THERAP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|120365
ONCE|SPARK THERAP CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1246
ONCE|SPARK THERAP CMN|ETRS|E*Trade Securities LLC|52917
ONCE|SPARK THERAP CMN|FBCO|Credit Suisse Securities (USA) LLC|373217
ONCE|SPARK THERAP CMN|FBSB|U.S. Bancorp Investments, Inc.|600
ONCE|SPARK THERAP CMN|FILL|Tradestation Securities, Inc.|2159
ONCE|SPARK THERAP CMN|FMAF|NBCN Inc./ CDS|140
ONCE|SPARK THERAP CMN|FOMA|TD AMERITRADE CLEARING, INC.|334410
ONCE|SPARK THERAP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9585
ONCE|SPARK THERAP CMN|FQLS|Quantlab Securities LP|175016
ONCE|SPARK THERAP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83579
ONCE|SPARK THERAP CMN|FTBR|Foliofn Investments, Inc.|146
ONCE|SPARK THERAP CMN|GLIS|TD Securities Inc|50
ONCE|SPARK THERAP CMN|GLPX|ACS EXECUTION SERVICES, LLC|54132
ONCE|SPARK THERAP CMN|GSCO|GOLDMAN SACHS & CO. LLC|860940
ONCE|SPARK THERAP CMN|GSCS|GOLDMAN SACHS & CO. LLC|31636
ONCE|SPARK THERAP CMN|GSLT|GOLDMAN SACHS & CO. LLC|4152
ONCE|SPARK THERAP CMN|GTSZ|GTS SECURITIES LLC|84089
ONCE|SPARK THERAP CMN|HAPX|HAP Trading, LLC|1338
ONCE|SPARK THERAP CMN|HRBF|American Enterprise Investment Services Inc.|1397
ONCE|SPARK THERAP CMN|IATS|INTERACTIVE BROKERS LLC|13614
ONCE|SPARK THERAP CMN|IBKR|Interactive Brokers Llc|50070
ONCE|SPARK THERAP CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|163
ONCE|SPARK THERAP CMN|ICBX|INSTINET, LLC|25409
ONCE|SPARK THERAP CMN|IEQY|CITADEL SECURITIES LLC|147605
ONCE|SPARK THERAP CMN|INCA|INSTINET, LLC|308817
ONCE|SPARK THERAP CMN|INJX|INSTINET, LLC|62388
ONCE|SPARK THERAP CMN|ITGI|ITG Inc.|20710
ONCE|SPARK THERAP CMN|ITGP|ITG INC.|66800
ONCE|SPARK THERAP CMN|JANY|Janney Montgomery Scott Inc.|880
ONCE|SPARK THERAP CMN|JEFF|JEFFERIES LLC|306160
ONCE|SPARK THERAP CMN|JMPT|JUMP TRADING, LLC|57531
ONCE|SPARK THERAP CMN|JONE|JonesTrading|32578
ONCE|SPARK THERAP CMN|JPBX|J.P. MORGAN SECURITIES LLC|30459
ONCE|SPARK THERAP CMN|JPMX|J.P. Morgan Securities LLC|392419
ONCE|SPARK THERAP CMN|JSJX|JANE STREET CAPITAL LLC|27575
ONCE|SPARK THERAP CMN|KCGM|VIRTU Americas LLC|27522
ONCE|SPARK THERAP CMN|LEHM|Barclays Capital Inc./Le|676543
ONCE|SPARK THERAP CMN|LIME|Lime Brokerage LLC|143227
ONCE|SPARK THERAP CMN|LMGP|LIME BROKERAGE LLC|244
ONCE|SPARK THERAP CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|40000
ONCE|SPARK THERAP CMN|LQNA|LIQUIDNET, INC.|73100
ONCE|SPARK THERAP CMN|MAXM|Maxim Group LLC|3011
ONCE|SPARK THERAP CMN|MBTS|ALLY INVEST SECURITIES LLC|150
ONCE|SPARK THERAP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62312
ONCE|SPARK THERAP CMN|MOTF|MOTIF INVESTING, INC.|14
ONCE|SPARK THERAP CMN|MSCO|MORGAN STANLEY & CO. LLC|1635461
ONCE|SPARK THERAP CMN|MSPL|MORGAN STANLEY & CO. LLC|190000
ONCE|SPARK THERAP CMN|MSTX|MORGAN STANLEY & CO. LLC|30400
ONCE|SPARK THERAP CMN|NFSC|National Financial Services LLC|137096
ONCE|SPARK THERAP CMN|NITE|VIRTU Americas LLC|462705
ONCE|SPARK THERAP CMN|NITP|VIRTU Americas LLC|1300
ONCE|SPARK THERAP CMN|NQRB|Brut, LLC|5334
ONCE|SPARK THERAP CMN|NTRC|Northern Trust Securities, Inc.|3970
ONCE|SPARK THERAP CMN|OPCO|Oppenheimer & Co. Inc.|863
ONCE|SPARK THERAP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1896
ONCE|SPARK THERAP CMN|PCPT|PHILLIP CAPITAL INC.|1000
ONCE|SPARK THERAP CMN|PDQM|CODA MARKETS, INC.|103286
ONCE|SPARK THERAP CMN|PHLY|NASDAQ Execution Services, LLC|200
ONCE|SPARK THERAP CMN|PICT|Pictet Overseas Inc.|218
ONCE|SPARK THERAP CMN|PIPR|Piper Jaffray & Co.|2600
ONCE|SPARK THERAP CMN|RAJA|Raymond James & Associates, Inc.|5043
ONCE|SPARK THERAP CMN|RBCM|RBC CAPITAL MARKETS, LLC|2534
ONCE|SPARK THERAP CMN|SAGL|SAGETRADER, LLC|101199
ONCE|SPARK THERAP CMN|SAGW|SAGETRADER, LLC|774
ONCE|SPARK THERAP CMN|SALI|INTL FCSTONE FINANCIAL INC.|4
ONCE|SPARK THERAP CMN|SBSH|Citigroup Global Markets Inc.|220442
ONCE|SPARK THERAP CMN|SEIC|SEI Investments Distribution Co.|300
ONCE|SPARK THERAP CMN|SGMT|GOLDMAN SACHS & CO. LLC|74716
ONCE|SPARK THERAP CMN|SOGO|Wang Investment Associates, Inc.|712
ONCE|SPARK THERAP CMN|SPDR|SPEEDROUTE LLC|2672
ONCE|SPARK THERAP CMN|SPTD|MINT GLOBAL MARKETS, INC.|2160
ONCE|SPARK THERAP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|8040
ONCE|SPARK THERAP CMN|STKP|STOCKPILE INVESTMENTS, INC.|22
ONCE|SPARK THERAP CMN|SWIM|TD Ameritrade, Inc.|131642
ONCE|SPARK THERAP CMN|SWST|Hilltop Securities Inc.|668
ONCE|SPARK THERAP CMN|TKNG|ALLY INVEST SECURITIES LLC|99
ONCE|SPARK THERAP CMN|TRBT|Tradebot Systems, Inc.|171177
ONCE|SPARK THERAP CMN|TRCM|TRC MARKETS LLC|73010
ONCE|SPARK THERAP CMN|UBSA|UBS SECURITIES LLC|395229
ONCE|SPARK THERAP CMN|UBSS|UBS Securities LLC|1160018
ONCE|SPARK THERAP CMN|VALX|VIRTU AMERICAS LLC|63570
ONCE|SPARK THERAP CMN|VGRD|Vanguard Marketing Corporation|6260
ONCE|SPARK THERAP CMN|VSIN|Vision Financial Markets Llc|5
ONCE|SPARK THERAP CMN|WABR|Wall Street Access|1000
ONCE|SPARK THERAP CMN|WBLR|WILLIAM BLAIR|450
ONCE|SPARK THERAP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|6440
ONCE|SPARK THERAP CMN|WCHV|WELLS FARGO SECURITIES, LLC|60707
ONCE|SPARK THERAP CMN|WEDB|WEDBUSH SECURITIES INC.|1500
ONCE|SPARK THERAP CMN|WEED|Weeden & Co.L.P.|6788
ONCE|SPARK THERAP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3957
ONCE|SPARK THERAP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26269
ONCE|SPARK THERAP CMN|WGIF|CIBC World Markets Inc.|2963
ONCE|SPARK THERAP CMN|WHOT|JUST2TRADE, INC.|600
ONCE|SPARK THERAP CMN|WSAG|WALL STREET ACCESS|133
ONCE|SPARK THERAP CMN|WSEA|WOLVERINE SECURITIES, LLC|5638
ONCE|SPARK THERAP CMN|XIST|INSTINET, LLC|47358
ONCE|SPARK THERAP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|56658
ONCE|SPARK THERAP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|21819
ONCE|SPARK THERAP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2676
ONCS|ONCOSEC MEDICAL CM|AGIS|Aegis Capital Corp.|2900
ONCS|ONCOSEC MEDICAL CM|ALTX|Alternet Securities Inc.|886
ONCS|ONCOSEC MEDICAL CM|APCC|Apex Clearing Corporation|1899
ONCS|ONCOSEC MEDICAL CM|BATM|CBOE TRADING, INC.|1100
ONCS|ONCOSEC MEDICAL CM|BERN|Sanford C. Bernstein & Co., LLC|1785
ONCS|ONCOSEC MEDICAL CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36773
ONCS|ONCOSEC MEDICAL CM|BTIG|BTIG, LLC|6715
ONCS|ONCOSEC MEDICAL CM|BYXM|CBOE TRADING, INC.|100
ONCS|ONCOSEC MEDICAL CM|CANT|Cantor Fitzgerald & Co.|6000
ONCS|ONCOSEC MEDICAL CM|CHAS|Charles Schwab & Co., Inc.|3400
ONCS|ONCOSEC MEDICAL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29055
ONCS|ONCOSEC MEDICAL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1235
ONCS|ONCOSEC MEDICAL CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
ONCS|ONCOSEC MEDICAL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42452
ONCS|ONCOSEC MEDICAL CM|CTDE|CHOICETRADE|23
ONCS|ONCOSEC MEDICAL CM|CTDL|Citadel Derivatives Group Llc|2993
ONCS|ONCOSEC MEDICAL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5250
ONCS|ONCOSEC MEDICAL CM|DADA|D.A. Davidson & Co.|17100
ONCS|ONCOSEC MEDICAL CM|DBAB|Deutsche Bank Securities Inc.|36730
ONCS|ONCOSEC MEDICAL CM|DBAX|Deutsche Bank Securities Inc.|65700
ONCS|ONCOSEC MEDICAL CM|DEAN|MORGAN STANLEY|21423
ONCS|ONCOSEC MEDICAL CM|DEGS|RONIN PROFESSIONAL LLC|36730
ONCS|ONCOSEC MEDICAL CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|7147
ONCS|ONCOSEC MEDICAL CM|EBXL|EBX LLC|16000
ONCS|ONCOSEC MEDICAL CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|46106
ONCS|ONCOSEC MEDICAL CM|EDJO|Edward D. Jones & Co., L.P.|2100
ONCS|ONCOSEC MEDICAL CM|EGAM|CBOE TRADING, INC.|2200
ONCS|ONCOSEC MEDICAL CM|EGXM|CBOE TRADING, INC.|800
ONCS|ONCOSEC MEDICAL CM|ETBE|Electronic Transaction Clearing, Inc.|1400
ONCS|ONCOSEC MEDICAL CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3136
ONCS|ONCOSEC MEDICAL CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2795
ONCS|ONCOSEC MEDICAL CM|ETRS|E*Trade Securities LLC|745353
ONCS|ONCOSEC MEDICAL CM|FBCO|Credit Suisse Securities (USA) LLC|82392
ONCS|ONCOSEC MEDICAL CM|FILL|Tradestation Securities, Inc.|36772
ONCS|ONCOSEC MEDICAL CM|FMAF|NBCN Inc./ CDS|7200
ONCS|ONCOSEC MEDICAL CM|FOMA|TD AMERITRADE CLEARING, INC.|945832
ONCS|ONCOSEC MEDICAL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10660
ONCS|ONCOSEC MEDICAL CM|FTBR|Foliofn Investments, Inc.|189
ONCS|ONCOSEC MEDICAL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5620
ONCS|ONCOSEC MEDICAL CM|GLPX|ACS EXECUTION SERVICES, LLC|2000
ONCS|ONCOSEC MEDICAL CM|GSCO|GOLDMAN SACHS & CO. LLC|69989
ONCS|ONCOSEC MEDICAL CM|GSLT|GOLDMAN SACHS & CO. LLC|714
ONCS|ONCOSEC MEDICAL CM|GTSZ|GTS SECURITIES LLC|1120
ONCS|ONCOSEC MEDICAL CM|HRBF|American Enterprise Investment Services Inc.|24871
ONCS|ONCOSEC MEDICAL CM|HSBC|HSBC Securities, Inc.|1600
ONCS|ONCOSEC MEDICAL CM|IATS|INTERACTIVE BROKERS LLC|33168
ONCS|ONCOSEC MEDICAL CM|IBKR|Interactive Brokers Llc|177230
ONCS|ONCOSEC MEDICAL CM|ICBX|INSTINET, LLC|17816
ONCS|ONCOSEC MEDICAL CM|INCA|INSTINET, LLC|29951
ONCS|ONCOSEC MEDICAL CM|INJX|INSTINET, LLC|400
ONCS|ONCOSEC MEDICAL CM|ITGI|ITG Inc.|1586
ONCS|ONCOSEC MEDICAL CM|ITGP|ITG INC.|17800
ONCS|ONCOSEC MEDICAL CM|JEFF|JEFFERIES LLC|7979
ONCS|ONCOSEC MEDICAL CM|JMPT|JUMP TRADING, LLC|9755
ONCS|ONCOSEC MEDICAL CM|JONE|JonesTrading|84281
ONCS|ONCOSEC MEDICAL CM|JPMX|J.P. Morgan Securities LLC|27000
ONCS|ONCOSEC MEDICAL CM|JSJX|JANE STREET CAPITAL LLC|7917
ONCS|ONCOSEC MEDICAL CM|KCGM|VIRTU Americas LLC|11500
ONCS|ONCOSEC MEDICAL CM|LEHM|Barclays Capital Inc./Le|140556
ONCS|ONCOSEC MEDICAL CM|LIME|Lime Brokerage LLC|35934
ONCS|ONCOSEC MEDICAL CM|LMGP|LIME BROKERAGE LLC|1300
ONCS|ONCOSEC MEDICAL CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
ONCS|ONCOSEC MEDICAL CM|MAXM|Maxim Group LLC|50554
ONCS|ONCOSEC MEDICAL CM|MBTS|ALLY INVEST SECURITIES LLC|3000
ONCS|ONCOSEC MEDICAL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30450
ONCS|ONCOSEC MEDICAL CM|MSCO|MORGAN STANLEY & CO. LLC|502488
ONCS|ONCOSEC MEDICAL CM|MSPL|MORGAN STANLEY & CO. LLC|39400
ONCS|ONCOSEC MEDICAL CM|MSTX|MORGAN STANLEY & CO. LLC|19000
ONCS|ONCOSEC MEDICAL CM|NFSC|National Financial Services LLC|807191
ONCS|ONCOSEC MEDICAL CM|NITE|VIRTU Americas LLC|1781054
ONCS|ONCOSEC MEDICAL CM|NITP|VIRTU Americas LLC|29584
ONCS|ONCOSEC MEDICAL CM|NQRB|Brut, LLC|800
ONCS|ONCOSEC MEDICAL CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5600
ONCS|ONCOSEC MEDICAL CM|PCPT|PHILLIP CAPITAL INC.|11900
ONCS|ONCOSEC MEDICAL CM|PDQM|CODA MARKETS, INC.|5699
ONCS|ONCOSEC MEDICAL CM|PWJC|UBS Financial Services, Inc.|4582
ONCS|ONCOSEC MEDICAL CM|RAJA|Raymond James & Associates, Inc.|117295
ONCS|ONCOSEC MEDICAL CM|RBCM|RBC CAPITAL MARKETS, LLC|109975
ONCS|ONCOSEC MEDICAL CM|SBSH|Citigroup Global Markets Inc.|32620
ONCS|ONCOSEC MEDICAL CM|SGMT|GOLDMAN SACHS & CO. LLC|11776
ONCS|ONCOSEC MEDICAL CM|SPDR|SPEEDROUTE LLC|18146
ONCS|ONCOSEC MEDICAL CM|STXG|Stockcross Financial Services, Inc.|10000
ONCS|ONCOSEC MEDICAL CM|SWIM|TD Ameritrade, Inc.|441288
ONCS|ONCOSEC MEDICAL CM|SWST|Hilltop Securities Inc.|2519
ONCS|ONCOSEC MEDICAL CM|TKNG|ALLY INVEST SECURITIES LLC|7203
ONCS|ONCOSEC MEDICAL CM|TWTT|TASTYWORKS, INC.|1172
ONCS|ONCOSEC MEDICAL CM|UBSA|UBS SECURITIES LLC|156280
ONCS|ONCOSEC MEDICAL CM|UBSS|UBS Securities LLC|350269
ONCS|ONCOSEC MEDICAL CM|VALX|VIRTU AMERICAS LLC|5403
ONCS|ONCOSEC MEDICAL CM|VGRD|Vanguard Marketing Corporation|33883
ONCS|ONCOSEC MEDICAL CM|VSIN|Vision Financial Markets Llc|14140
ONCS|ONCOSEC MEDICAL CM|WCHV|WELLS FARGO SECURITIES, LLC|99503
ONCS|ONCOSEC MEDICAL CM|WEED|Weeden & Co.L.P.|2900
ONCS|ONCOSEC MEDICAL CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7566
ONCS|ONCOSEC MEDICAL CM|WGIF|CIBC World Markets Inc.|15906
ONCS|ONCOSEC MEDICAL CM|WHOT|JUST2TRADE, INC.|700
ONCS|ONCOSEC MEDICAL CM|WSEA|WOLVERINE SECURITIES, LLC|5496
ONCS|ONCOSEC MEDICAL CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
ONCS|ONCOSEC MEDICAL CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
ONCS|ONCOSEC MEDICAL CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18950
ONCY|ONCOLYTICS BIOTCH CM|AGIS|Aegis Capital Corp.|9325
ONCY|ONCOLYTICS BIOTCH CM|ALTX|Alternet Securities Inc.|2072
ONCY|ONCOLYTICS BIOTCH CM|APCC|Apex Clearing Corporation|6
ONCY|ONCOLYTICS BIOTCH CM|BATM|CBOE TRADING, INC.|900
ONCY|ONCOLYTICS BIOTCH CM|BERN|Sanford C. Bernstein & Co., LLC|750
ONCY|ONCOLYTICS BIOTCH CM|BIMI|Banca IMI Securities Corp.|619
ONCY|ONCOLYTICS BIOTCH CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
ONCY|ONCOLYTICS BIOTCH CM|CANT|Cantor Fitzgerald & Co.|100
ONCY|ONCOLYTICS BIOTCH CM|CHAS|Charles Schwab & Co., Inc.|1090
ONCY|ONCOLYTICS BIOTCH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21652
ONCY|ONCOLYTICS BIOTCH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6000
ONCY|ONCOLYTICS BIOTCH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14830
ONCY|ONCOLYTICS BIOTCH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2128
ONCY|ONCOLYTICS BIOTCH CM|DBAB|Deutsche Bank Securities Inc.|12744
ONCY|ONCOLYTICS BIOTCH CM|DBAX|Deutsche Bank Securities Inc.|3900
ONCY|ONCOLYTICS BIOTCH CM|DEAN|MORGAN STANLEY|903
ONCY|ONCOLYTICS BIOTCH CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
ONCY|ONCOLYTICS BIOTCH CM|EBXL|EBX LLC|21900
ONCY|ONCOLYTICS BIOTCH CM|EGAM|CBOE TRADING, INC.|8672
ONCY|ONCOLYTICS BIOTCH CM|EGXM|CBOE TRADING, INC.|2340
ONCY|ONCOLYTICS BIOTCH CM|ETBE|Electronic Transaction Clearing, Inc.|169
ONCY|ONCOLYTICS BIOTCH CM|ETCB|ETC BROKERAGE SERVICES, LLC|4
ONCY|ONCOLYTICS BIOTCH CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
ONCY|ONCOLYTICS BIOTCH CM|ETRS|E*Trade Securities LLC|112678
ONCY|ONCOLYTICS BIOTCH CM|FBCO|Credit Suisse Securities (USA) LLC|5713
ONCY|ONCOLYTICS BIOTCH CM|FILL|Tradestation Securities, Inc.|38966
ONCY|ONCOLYTICS BIOTCH CM|FMAF|NBCN Inc./ CDS|6321
ONCY|ONCOLYTICS BIOTCH CM|FOMA|TD AMERITRADE CLEARING, INC.|166276
ONCY|ONCOLYTICS BIOTCH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9622
ONCY|ONCOLYTICS BIOTCH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|906
ONCY|ONCOLYTICS BIOTCH CM|GLPX|ACS EXECUTION SERVICES, LLC|200
ONCY|ONCOLYTICS BIOTCH CM|GSCO|GOLDMAN SACHS & CO. LLC|12305
ONCY|ONCOLYTICS BIOTCH CM|GSCS|GOLDMAN SACHS & CO. LLC|1000
ONCY|ONCOLYTICS BIOTCH CM|GSLT|GOLDMAN SACHS & CO. LLC|21211
ONCY|ONCOLYTICS BIOTCH CM|GTSZ|GTS SECURITIES LLC|11057
ONCY|ONCOLYTICS BIOTCH CM|HRBF|American Enterprise Investment Services Inc.|910
ONCY|ONCOLYTICS BIOTCH CM|HSBC|HSBC Securities, Inc.|1
ONCY|ONCOLYTICS BIOTCH CM|IATS|INTERACTIVE BROKERS LLC|493
ONCY|ONCOLYTICS BIOTCH CM|IBKR|Interactive Brokers Llc|15311
ONCY|ONCOLYTICS BIOTCH CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
ONCY|ONCOLYTICS BIOTCH CM|ICBX|INSTINET, LLC|4700
ONCY|ONCOLYTICS BIOTCH CM|INCA|INSTINET, LLC|20014
ONCY|ONCOLYTICS BIOTCH CM|INJX|INSTINET, LLC|16104
ONCY|ONCOLYTICS BIOTCH CM|ITGI|ITG Inc.|19852
ONCY|ONCOLYTICS BIOTCH CM|ITGP|ITG INC.|7000
ONCY|ONCOLYTICS BIOTCH CM|JEFF|JEFFERIES LLC|22233
ONCY|ONCOLYTICS BIOTCH CM|JMPT|JUMP TRADING, LLC|210
ONCY|ONCOLYTICS BIOTCH CM|JPMX|J.P. Morgan Securities LLC|11618
ONCY|ONCOLYTICS BIOTCH CM|KCGM|VIRTU Americas LLC|7012
ONCY|ONCOLYTICS BIOTCH CM|LAFC|R. F. Lafferty & Co., Inc.|400
ONCY|ONCOLYTICS BIOTCH CM|LEHM|Barclays Capital Inc./Le|32000
ONCY|ONCOLYTICS BIOTCH CM|LGNT|COR CLEARING LLC|2
ONCY|ONCOLYTICS BIOTCH CM|LIME|Lime Brokerage LLC|2484
ONCY|ONCOLYTICS BIOTCH CM|LTCO|Ladenburg, Thalmann & Co., Inc.|167267
ONCY|ONCOLYTICS BIOTCH CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1075
ONCY|ONCOLYTICS BIOTCH CM|MAXM|Maxim Group LLC|22100
ONCY|ONCOLYTICS BIOTCH CM|MICA|Spartan Securities Group, Ltd.|2400
ONCY|ONCOLYTICS BIOTCH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
ONCY|ONCOLYTICS BIOTCH CM|MOTF|MOTIF INVESTING, INC.|35
ONCY|ONCOLYTICS BIOTCH CM|MSCO|MORGAN STANLEY & CO. LLC|152505
ONCY|ONCOLYTICS BIOTCH CM|MSPL|MORGAN STANLEY & CO. LLC|1000
ONCY|ONCOLYTICS BIOTCH CM|NATL|National Securities Corporation|8600
ONCY|ONCOLYTICS BIOTCH CM|NFSC|National Financial Services LLC|203569
ONCY|ONCOLYTICS BIOTCH CM|NITE|VIRTU Americas LLC|340064
ONCY|ONCOLYTICS BIOTCH CM|NTRC|Northern Trust Securities, Inc.|105
ONCY|ONCOLYTICS BIOTCH CM|OPCO|Oppenheimer & Co. Inc.|1100
ONCY|ONCOLYTICS BIOTCH CM|PCPT|PHILLIP CAPITAL INC.|500
ONCY|ONCOLYTICS BIOTCH CM|PDQM|CODA MARKETS, INC.|300
ONCY|ONCOLYTICS BIOTCH CM|PWJC|UBS Financial Services, Inc.|948
ONCY|ONCOLYTICS BIOTCH CM|RAJA|Raymond James & Associates, Inc.|4929
ONCY|ONCOLYTICS BIOTCH CM|RBCM|RBC CAPITAL MARKETS, LLC|9300
ONCY|ONCOLYTICS BIOTCH CM|SALI|INTL FCSTONE FINANCIAL INC.|1
ONCY|ONCOLYTICS BIOTCH CM|SBSH|Citigroup Global Markets Inc.|9772
ONCY|ONCOLYTICS BIOTCH CM|SGMT|GOLDMAN SACHS & CO. LLC|4780
ONCY|ONCOLYTICS BIOTCH CM|SPDR|SPEEDROUTE LLC|100
ONCY|ONCOLYTICS BIOTCH CM|STFL|Stifel, Nicolaus & Company, Incorporated|1591
ONCY|ONCOLYTICS BIOTCH CM|SWIM|TD Ameritrade, Inc.|36364
ONCY|ONCOLYTICS BIOTCH CM|SWST|Hilltop Securities Inc.|158
ONCY|ONCOLYTICS BIOTCH CM|TKNG|ALLY INVEST SECURITIES LLC|142
ONCY|ONCOLYTICS BIOTCH CM|TRCM|TRC MARKETS LLC|661
ONCY|ONCOLYTICS BIOTCH CM|UBSA|UBS SECURITIES LLC|22159
ONCY|ONCOLYTICS BIOTCH CM|UBSS|UBS Securities LLC|24443
ONCY|ONCOLYTICS BIOTCH CM|VGRD|Vanguard Marketing Corporation|12526
ONCY|ONCOLYTICS BIOTCH CM|WCHV|WELLS FARGO SECURITIES, LLC|10462
ONCY|ONCOLYTICS BIOTCH CM|WEDB|WEDBUSH SECURITIES INC.|1011
ONCY|ONCOLYTICS BIOTCH CM|WGIF|CIBC World Markets Inc.|1041
ONCY|ONCOLYTICS BIOTCH CM|WSEA|WOLVERINE SECURITIES, LLC|1223
ONCY|ONCOLYTICS BIOTCH CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
ONCY|ONCOLYTICS BIOTCH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
ONCY|ONCOLYTICS BIOTCH CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7162
ONDK|ON DECK CAPITAL, INC|ALTX|Alternet Securities Inc.|4900
ONDK|ON DECK CAPITAL, INC|APCC|Apex Clearing Corporation|4009
ONDK|ON DECK CAPITAL, INC|BARD|Robert W. Baird & Co. Incorporated|13
ONDK|ON DECK CAPITAL, INC|BATM|CBOE TRADING, INC.|919
ONDK|ON DECK CAPITAL, INC|BAYC|BAY CREST PARTNERS, LLC|2252
ONDK|ON DECK CAPITAL, INC|BERN|Sanford C. Bernstein & Co., LLC|1700
ONDK|ON DECK CAPITAL, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5167
ONDK|ON DECK CAPITAL, INC|BLKX|INSTINET, LLC|15406
ONDK|ON DECK CAPITAL, INC|BNPX|BNP PARIBAS SECURITIES CORP.|4217
ONDK|ON DECK CAPITAL, INC|BZYD|GOLDMAN SACHS & CO. LLC|2100
ONDK|ON DECK CAPITAL, INC|CANT|Cantor Fitzgerald & Co.|6242
ONDK|ON DECK CAPITAL, INC|CHAS|Charles Schwab & Co., Inc.|25
ONDK|ON DECK CAPITAL, INC|CLSA|CLSA AMERICAS, LLC|100
ONDK|ON DECK CAPITAL, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68205
ONDK|ON DECK CAPITAL, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1892
ONDK|ON DECK CAPITAL, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93398
ONDK|ON DECK CAPITAL, INC|CTDL|Citadel Derivatives Group Llc|3398
ONDK|ON DECK CAPITAL, INC|CTLR|CUTLER GROUP, LP|8677
ONDK|ON DECK CAPITAL, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|21182
ONDK|ON DECK CAPITAL, INC|DBAB|Deutsche Bank Securities Inc.|46107
ONDK|ON DECK CAPITAL, INC|DBAX|Deutsche Bank Securities Inc.|75200
ONDK|ON DECK CAPITAL, INC|DEAN|MORGAN STANLEY|138635
ONDK|ON DECK CAPITAL, INC|DEGS|RONIN PROFESSIONAL LLC|3308
ONDK|ON DECK CAPITAL, INC|EBXL|EBX LLC|46600
ONDK|ON DECK CAPITAL, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6403
ONDK|ON DECK CAPITAL, INC|EDJO|Edward D. Jones & Co., L.P.|138
ONDK|ON DECK CAPITAL, INC|EGAM|CBOE TRADING, INC.|4240
ONDK|ON DECK CAPITAL, INC|EGXM|CBOE TRADING, INC.|4376
ONDK|ON DECK CAPITAL, INC|EGXW|CBOE TRADING, INC.|100
ONDK|ON DECK CAPITAL, INC|ETBE|Electronic Transaction Clearing, Inc.|5271
ONDK|ON DECK CAPITAL, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2380
ONDK|ON DECK CAPITAL, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|229
ONDK|ON DECK CAPITAL, INC|ETRS|E*Trade Securities LLC|39255
ONDK|ON DECK CAPITAL, INC|FILL|Tradestation Securities, Inc.|15416
ONDK|ON DECK CAPITAL, INC|FMAF|NBCN Inc./ CDS|650
ONDK|ON DECK CAPITAL, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ONDK|ON DECK CAPITAL, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25104
ONDK|ON DECK CAPITAL, INC|FTBR|Foliofn Investments, Inc.|5630
ONDK|ON DECK CAPITAL, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
ONDK|ON DECK CAPITAL, INC|GLPX|ACS EXECUTION SERVICES, LLC|3838
ONDK|ON DECK CAPITAL, INC|GSCO|GOLDMAN SACHS & CO. LLC|157934
ONDK|ON DECK CAPITAL, INC|GSCS|GOLDMAN SACHS & CO. LLC|6095
ONDK|ON DECK CAPITAL, INC|GSLT|GOLDMAN SACHS & CO. LLC|1396
ONDK|ON DECK CAPITAL, INC|GTSZ|GTS SECURITIES LLC|20774
ONDK|ON DECK CAPITAL, INC|HRBF|American Enterprise Investment Services Inc.|768
ONDK|ON DECK CAPITAL, INC|IATS|INTERACTIVE BROKERS LLC|10277
ONDK|ON DECK CAPITAL, INC|IBKR|Interactive Brokers Llc|58074
ONDK|ON DECK CAPITAL, INC|ICBX|INSTINET, LLC|22099
ONDK|ON DECK CAPITAL, INC|IEQY|CITADEL SECURITIES LLC|13064
ONDK|ON DECK CAPITAL, INC|INCA|INSTINET, LLC|48907
ONDK|ON DECK CAPITAL, INC|INJX|INSTINET, LLC|10068
ONDK|ON DECK CAPITAL, INC|ITGI|ITG Inc.|15149
ONDK|ON DECK CAPITAL, INC|ITGP|ITG INC.|55200
ONDK|ON DECK CAPITAL, INC|JEFF|JEFFERIES LLC|20800
ONDK|ON DECK CAPITAL, INC|JMPT|JUMP TRADING, LLC|1818
ONDK|ON DECK CAPITAL, INC|JPBX|J.P. MORGAN SECURITIES LLC|4790
ONDK|ON DECK CAPITAL, INC|JPMX|J.P. Morgan Securities LLC|161944
ONDK|ON DECK CAPITAL, INC|JSJX|JANE STREET CAPITAL LLC|4726
ONDK|ON DECK CAPITAL, INC|JSSF|JMP Securities LLC|4473
ONDK|ON DECK CAPITAL, INC|KCGM|VIRTU Americas LLC|26029
ONDK|ON DECK CAPITAL, INC|LEHM|Barclays Capital Inc./Le|116350
ONDK|ON DECK CAPITAL, INC|LIME|Lime Brokerage LLC|20770
ONDK|ON DECK CAPITAL, INC|LOOP|Loop Capital Markets LLC|3600
ONDK|ON DECK CAPITAL, INC|LQNA|LIQUIDNET, INC.|180700
ONDK|ON DECK CAPITAL, INC|LSCI|Lek Securities Corporation|165
ONDK|ON DECK CAPITAL, INC|MACQ|Macquarie Capital (USA) Inc.|7663
ONDK|ON DECK CAPITAL, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96135
ONDK|ON DECK CAPITAL, INC|MOTF|MOTIF INVESTING, INC.|2
ONDK|ON DECK CAPITAL, INC|MSCO|MORGAN STANLEY & CO. LLC|239253
ONDK|ON DECK CAPITAL, INC|MSPL|MORGAN STANLEY & CO. LLC|131800
ONDK|ON DECK CAPITAL, INC|MSTX|MORGAN STANLEY & CO. LLC|58800
ONDK|ON DECK CAPITAL, INC|NATL|National Securities Corporation|1000
ONDK|ON DECK CAPITAL, INC|NFSC|National Financial Services LLC|87297
ONDK|ON DECK CAPITAL, INC|NITE|VIRTU Americas LLC|188871
ONDK|ON DECK CAPITAL, INC|NQRB|Brut, LLC|4800
ONDK|ON DECK CAPITAL, INC|NTBF|BMO Nesbitt Burns Inc./CDS|10200
ONDK|ON DECK CAPITAL, INC|PDQM|CODA MARKETS, INC.|5893
ONDK|ON DECK CAPITAL, INC|SAGL|SAGETRADER, LLC|100
ONDK|ON DECK CAPITAL, INC|SBSH|Citigroup Global Markets Inc.|23557
ONDK|ON DECK CAPITAL, INC|SGMT|GOLDMAN SACHS & CO. LLC|27386
ONDK|ON DECK CAPITAL, INC|SOGO|Wang Investment Associates, Inc.|80
ONDK|ON DECK CAPITAL, INC|SPDR|SPEEDROUTE LLC|300
ONDK|ON DECK CAPITAL, INC|SPHN|Stephens Inc.|125294
ONDK|ON DECK CAPITAL, INC|STFL|Stifel, Nicolaus & Company, Incorporated|3700
ONDK|ON DECK CAPITAL, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7011
ONDK|ON DECK CAPITAL, INC|SWIM|TD Ameritrade, Inc.|25363
ONDK|ON DECK CAPITAL, INC|SWST|Hilltop Securities Inc.|2100
ONDK|ON DECK CAPITAL, INC|TKNG|ALLY INVEST SECURITIES LLC|3268
ONDK|ON DECK CAPITAL, INC|TRBT|Tradebot Systems, Inc.|50911
ONDK|ON DECK CAPITAL, INC|TRCM|TRC MARKETS LLC|10409
ONDK|ON DECK CAPITAL, INC|UBSA|UBS SECURITIES LLC|148609
ONDK|ON DECK CAPITAL, INC|UBSS|UBS Securities LLC|105744
ONDK|ON DECK CAPITAL, INC|VALX|VIRTU AMERICAS LLC|8765
ONDK|ON DECK CAPITAL, INC|VGRD|Vanguard Marketing Corporation|23092
ONDK|ON DECK CAPITAL, INC|WCHV|WELLS FARGO SECURITIES, LLC|19845
ONDK|ON DECK CAPITAL, INC|WDNX|WEEDEN & CO.L.P.|16700
ONDK|ON DECK CAPITAL, INC|WEDB|WEDBUSH SECURITIES INC.|1100
ONDK|ON DECK CAPITAL, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|428
ONDK|ON DECK CAPITAL, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27318
ONDK|ON DECK CAPITAL, INC|WGIF|CIBC World Markets Inc.|200
ONDK|ON DECK CAPITAL, INC|WSEA|WOLVERINE SECURITIES, LLC|3354
ONDK|ON DECK CAPITAL, INC|XIST|INSTINET, LLC|3200
ONDK|ON DECK CAPITAL, INC|XPQR|Jump Trading|100
ONDK|ON DECK CAPITAL, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
ONDK|ON DECK CAPITAL, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|740
ONE|ONESMART INTL ADS|ALTX|Alternet Securities Inc.|26837
ONE|ONESMART INTL ADS|APCC|Apex Clearing Corporation|5345
ONE|ONESMART INTL ADS|BATM|CBOE TRADING, INC.|9192
ONE|ONESMART INTL ADS|BAYT|BTIG, LLC|47020
ONE|ONESMART INTL ADS|BERN|Sanford C. Bernstein & Co., LLC|17896
ONE|ONESMART INTL ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2640
ONE|ONESMART INTL ADS|BYXM|CBOE TRADING, INC.|1600
ONE|ONESMART INTL ADS|CHAS|Charles Schwab & Co., Inc.|350
ONE|ONESMART INTL ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|206653
ONE|ONESMART INTL ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|61504
ONE|ONESMART INTL ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|154890
ONE|ONESMART INTL ADS|CTDL|Citadel Derivatives Group Llc|10
ONE|ONESMART INTL ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|33326
ONE|ONESMART INTL ADS|DBAB|Deutsche Bank Securities Inc.|44648
ONE|ONESMART INTL ADS|DBAX|Deutsche Bank Securities Inc.|342900
ONE|ONESMART INTL ADS|DEAN|MORGAN STANLEY|6250
ONE|ONESMART INTL ADS|DEGS|RONIN PROFESSIONAL LLC|4315
ONE|ONESMART INTL ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|93
ONE|ONESMART INTL ADS|EBXL|EBX LLC|80600
ONE|ONESMART INTL ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2400
ONE|ONESMART INTL ADS|EGAM|CBOE TRADING, INC.|19550
ONE|ONESMART INTL ADS|EGAW|CBOE TRADING, INC.|1110
ONE|ONESMART INTL ADS|EGXM|CBOE TRADING, INC.|1773
ONE|ONESMART INTL ADS|EGXW|CBOE TRADING, INC.|200
ONE|ONESMART INTL ADS|ETBE|Electronic Transaction Clearing, Inc.|910
ONE|ONESMART INTL ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
ONE|ONESMART INTL ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3768
ONE|ONESMART INTL ADS|ETRS|E*Trade Securities LLC|121385
ONE|ONESMART INTL ADS|FILL|Tradestation Securities, Inc.|5705
ONE|ONESMART INTL ADS|FMAF|NBCN Inc./ CDS|20
ONE|ONESMART INTL ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27735
ONE|ONESMART INTL ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18810
ONE|ONESMART INTL ADS|FTBR|Foliofn Investments, Inc.|2199
ONE|ONESMART INTL ADS|GLIS|TD Securities Inc|19809
ONE|ONESMART INTL ADS|GLPX|ACS EXECUTION SERVICES, LLC|105348
ONE|ONESMART INTL ADS|GSCO|GOLDMAN SACHS & CO. LLC|71961
ONE|ONESMART INTL ADS|GSCS|GOLDMAN SACHS & CO. LLC|85043
ONE|ONESMART INTL ADS|GSLT|GOLDMAN SACHS & CO. LLC|4998
ONE|ONESMART INTL ADS|GTSZ|GTS SECURITIES LLC|24230
ONE|ONESMART INTL ADS|HSBC|HSBC Securities, Inc.|3298
ONE|ONESMART INTL ADS|IATS|INTERACTIVE BROKERS LLC|164612
ONE|ONESMART INTL ADS|IBKR|Interactive Brokers Llc|203551
ONE|ONESMART INTL ADS|ICBX|INSTINET, LLC|31660
ONE|ONESMART INTL ADS|INCA|INSTINET, LLC|134530
ONE|ONESMART INTL ADS|ITGI|ITG Inc.|42954
ONE|ONESMART INTL ADS|ITGP|ITG INC.|141400
ONE|ONESMART INTL ADS|JEFF|JEFFERIES LLC|9312
ONE|ONESMART INTL ADS|JMPT|JUMP TRADING, LLC|3521
ONE|ONESMART INTL ADS|JPBX|J.P. MORGAN SECURITIES LLC|24944
ONE|ONESMART INTL ADS|JPMX|J.P. Morgan Securities LLC|320112
ONE|ONESMART INTL ADS|JSJX|JANE STREET CAPITAL LLC|380
ONE|ONESMART INTL ADS|JSSF|JMP Securities LLC|1
ONE|ONESMART INTL ADS|KCGM|VIRTU Americas LLC|31382
ONE|ONESMART INTL ADS|LEHM|Barclays Capital Inc./Le|133576
ONE|ONESMART INTL ADS|LIME|Lime Brokerage LLC|22528
ONE|ONESMART INTL ADS|MACQ|Macquarie Capital (USA) Inc.|6100
ONE|ONESMART INTL ADS|MAVB|Great Point Capital LLC|900
ONE|ONESMART INTL ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57808
ONE|ONESMART INTL ADS|MOTF|MOTIF INVESTING, INC.|1
ONE|ONESMART INTL ADS|MSCO|MORGAN STANLEY & CO. LLC|252559
ONE|ONESMART INTL ADS|MSPL|MORGAN STANLEY & CO. LLC|65300
ONE|ONESMART INTL ADS|MSTX|MORGAN STANLEY & CO. LLC|2300
ONE|ONESMART INTL ADS|NFSC|National Financial Services LLC|147072
ONE|ONESMART INTL ADS|NITE|VIRTU Americas LLC|635303
ONE|ONESMART INTL ADS|NQRB|Brut, LLC|7300
ONE|ONESMART INTL ADS|NTBF|BMO Nesbitt Burns Inc./CDS|6731
ONE|ONESMART INTL ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
ONE|ONESMART INTL ADS|PAUL|Paulson Investment Company, Inc.|100
ONE|ONESMART INTL ADS|PCPT|PHILLIP CAPITAL INC.|8454
ONE|ONESMART INTL ADS|PDQM|CODA MARKETS, INC.|277546
ONE|ONESMART INTL ADS|PWJC|UBS Financial Services, Inc.|10380
ONE|ONESMART INTL ADS|RBCM|RBC CAPITAL MARKETS, LLC|1200
ONE|ONESMART INTL ADS|SAGL|SAGETRADER, LLC|22490
ONE|ONESMART INTL ADS|SBSH|Citigroup Global Markets Inc.|9291
ONE|ONESMART INTL ADS|SGMT|GOLDMAN SACHS & CO. LLC|103697
ONE|ONESMART INTL ADS|SPDR|SPEEDROUTE LLC|35286
ONE|ONESMART INTL ADS|STFL|Stifel, Nicolaus & Company, Incorporated|5009
ONE|ONESMART INTL ADS|SWIM|TD Ameritrade, Inc.|62302
ONE|ONESMART INTL ADS|TKNG|ALLY INVEST SECURITIES LLC|2261
ONE|ONESMART INTL ADS|TRBT|Tradebot Systems, Inc.|62815
ONE|ONESMART INTL ADS|TRCM|TRC MARKETS LLC|2334
ONE|ONESMART INTL ADS|UBSA|UBS SECURITIES LLC|491908
ONE|ONESMART INTL ADS|UBSS|UBS Securities LLC|464596
ONE|ONESMART INTL ADS|VALX|VIRTU AMERICAS LLC|20144
ONE|ONESMART INTL ADS|VGRD|Vanguard Marketing Corporation|10866
ONE|ONESMART INTL ADS|VSIN|Vision Financial Markets Llc|19
ONE|ONESMART INTL ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|400
ONE|ONESMART INTL ADS|WCHV|WELLS FARGO SECURITIES, LLC|5882
ONE|ONESMART INTL ADS|WEDB|WEDBUSH SECURITIES INC.|700
ONE|ONESMART INTL ADS|WEED|Weeden & Co.L.P.|3659
ONE|ONESMART INTL ADS|WGIF|CIBC World Markets Inc.|800
ONE|ONESMART INTL ADS|WSEA|WOLVERINE SECURITIES, LLC|700
ONE|ONESMART INTL ADS|XIST|INSTINET, LLC|4200
ONE|ONESMART INTL ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|26320
ONE|ONESMART INTL ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|17964
ONE|ONESMART INTL ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
ONEO|SPDR RUSSELL 1000 MO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1178
ONEO|SPDR RUSSELL 1000 MO|BTIG|BTIG, LLC|3600
ONEO|SPDR RUSSELL 1000 MO|CHAS|Charles Schwab & Co., Inc.|2
ONEO|SPDR RUSSELL 1000 MO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5009
ONEO|SPDR RUSSELL 1000 MO|DBAX|Deutsche Bank Securities Inc.|400
ONEO|SPDR RUSSELL 1000 MO|ETRS|E*Trade Securities LLC|291
ONEO|SPDR RUSSELL 1000 MO|FTBR|Foliofn Investments, Inc.|1
ONEO|SPDR RUSSELL 1000 MO|GSCO|GOLDMAN SACHS & CO. LLC|49701
ONEO|SPDR RUSSELL 1000 MO|GSLT|GOLDMAN SACHS & CO. LLC|1084
ONEO|SPDR RUSSELL 1000 MO|JANY|Janney Montgomery Scott Inc.|140
ONEO|SPDR RUSSELL 1000 MO|JPMX|J.P. Morgan Securities LLC|1200
ONEO|SPDR RUSSELL 1000 MO|JSEB|JANE STREET EXECUTION SERVICES, LLC|21675
ONEO|SPDR RUSSELL 1000 MO|JSJX|JANE STREET CAPITAL LLC|14985
ONEO|SPDR RUSSELL 1000 MO|KCGM|VIRTU Americas LLC|12972
ONEO|SPDR RUSSELL 1000 MO|LEHM|Barclays Capital Inc./Le|400
ONEO|SPDR RUSSELL 1000 MO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3623
ONEO|SPDR RUSSELL 1000 MO|LIME|Lime Brokerage LLC|1179
ONEO|SPDR RUSSELL 1000 MO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
ONEO|SPDR RUSSELL 1000 MO|MSCO|MORGAN STANLEY & CO. LLC|2323
ONEO|SPDR RUSSELL 1000 MO|NFSC|National Financial Services LLC|481
ONEO|SPDR RUSSELL 1000 MO|NITE|VIRTU Americas LLC|7010
ONEO|SPDR RUSSELL 1000 MO|PDQM|CODA MARKETS, INC.|3000
ONEO|SPDR RUSSELL 1000 MO|SGMT|GOLDMAN SACHS & CO. LLC|300
ONEO|SPDR RUSSELL 1000 MO|SWIM|TD Ameritrade, Inc.|11
ONEO|SPDR RUSSELL 1000 MO|UBSA|UBS SECURITIES LLC|12963
ONEO|SPDR RUSSELL 1000 MO|UBSS|UBS Securities LLC|2681
ONEO|SPDR RUSSELL 1000 MO|VGRD|Vanguard Marketing Corporation|500
ONEO|SPDR RUSSELL 1000 MO|WCHV|WELLS FARGO SECURITIES, LLC|265
ONEO|SPDR RUSSELL 1000 MO|WSEA|WOLVERINE SECURITIES, LLC|3
ONEO|SPDR RUSSELL 1000 MO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|190
ONEQ|NASDAQ COMP NDX FUND|APCC|Apex Clearing Corporation|220
ONEQ|NASDAQ COMP NDX FUND|BANK|Primevest Financial Services, Inc.|40
ONEQ|NASDAQ COMP NDX FUND|BARD|Robert W. Baird & Co. Incorporated|11
ONEQ|NASDAQ COMP NDX FUND|BBNT|BB&T SECURITIES, LLC|120
ONEQ|NASDAQ COMP NDX FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|268
ONEQ|NASDAQ COMP NDX FUND|BYXM|CBOE TRADING, INC.|100
ONEQ|NASDAQ COMP NDX FUND|CANT|Cantor Fitzgerald & Co.|12429
ONEQ|NASDAQ COMP NDX FUND|CHAS|Charles Schwab & Co., Inc.|17
ONEQ|NASDAQ COMP NDX FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
ONEQ|NASDAQ COMP NDX FUND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ONEQ|NASDAQ COMP NDX FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23493
ONEQ|NASDAQ COMP NDX FUND|DBAX|Deutsche Bank Securities Inc.|1000
ONEQ|NASDAQ COMP NDX FUND|DEAN|MORGAN STANLEY|2077
ONEQ|NASDAQ COMP NDX FUND|EBXL|EBX LLC|1500
ONEQ|NASDAQ COMP NDX FUND|EDJO|Edward D. Jones & Co., L.P.|945
ONEQ|NASDAQ COMP NDX FUND|EGXM|CBOE TRADING, INC.|80
ONEQ|NASDAQ COMP NDX FUND|ETRS|E*Trade Securities LLC|5558
ONEQ|NASDAQ COMP NDX FUND|FBCO|Credit Suisse Securities (USA) LLC|11157
ONEQ|NASDAQ COMP NDX FUND|FBSB|U.S. Bancorp Investments, Inc.|54
ONEQ|NASDAQ COMP NDX FUND|FOMA|TD AMERITRADE CLEARING, INC.|18801
ONEQ|NASDAQ COMP NDX FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78
ONEQ|NASDAQ COMP NDX FUND|FTBR|Foliofn Investments, Inc.|11
ONEQ|NASDAQ COMP NDX FUND|GEBB|GLOBAL EXECUTION BROKERS, LP|1766
ONEQ|NASDAQ COMP NDX FUND|GLPX|ACS EXECUTION SERVICES, LLC|398
ONEQ|NASDAQ COMP NDX FUND|GSCO|GOLDMAN SACHS & CO. LLC|19691
ONEQ|NASDAQ COMP NDX FUND|GSLT|GOLDMAN SACHS & CO. LLC|937
ONEQ|NASDAQ COMP NDX FUND|GTSZ|GTS SECURITIES LLC|4469
ONEQ|NASDAQ COMP NDX FUND|HRBF|American Enterprise Investment Services Inc.|1991
ONEQ|NASDAQ COMP NDX FUND|IATS|INTERACTIVE BROKERS LLC|1109
ONEQ|NASDAQ COMP NDX FUND|IBKR|Interactive Brokers Llc|8360
ONEQ|NASDAQ COMP NDX FUND|ICBX|INSTINET, LLC|3200
ONEQ|NASDAQ COMP NDX FUND|INCA|INSTINET, LLC|1543
ONEQ|NASDAQ COMP NDX FUND|ITGI|ITG Inc.|4
ONEQ|NASDAQ COMP NDX FUND|ITGP|ITG INC.|400
ONEQ|NASDAQ COMP NDX FUND|JPMX|J.P. Morgan Securities LLC|14826
ONEQ|NASDAQ COMP NDX FUND|JSJX|JANE STREET CAPITAL LLC|11599
ONEQ|NASDAQ COMP NDX FUND|KCGM|VIRTU Americas LLC|19743
ONEQ|NASDAQ COMP NDX FUND|LEHM|Barclays Capital Inc./Le|3000
ONEQ|NASDAQ COMP NDX FUND|LIME|Lime Brokerage LLC|8317
ONEQ|NASDAQ COMP NDX FUND|LSCI|Lek Securities Corporation|17
ONEQ|NASDAQ COMP NDX FUND|MACC|Mid Atlantic Capital Corporation|242
ONEQ|NASDAQ COMP NDX FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
ONEQ|NASDAQ COMP NDX FUND|MOTF|MOTIF INVESTING, INC.|1
ONEQ|NASDAQ COMP NDX FUND|MSCO|MORGAN STANLEY & CO. LLC|13542
ONEQ|NASDAQ COMP NDX FUND|MSPL|MORGAN STANLEY & CO. LLC|400
ONEQ|NASDAQ COMP NDX FUND|NFSC|National Financial Services LLC|278343
ONEQ|NASDAQ COMP NDX FUND|NITE|VIRTU Americas LLC|128915
ONEQ|NASDAQ COMP NDX FUND|NITP|VIRTU Americas LLC|2805
ONEQ|NASDAQ COMP NDX FUND|OLDM|OLD MISSION CAPITAL, LLC|379
ONEQ|NASDAQ COMP NDX FUND|PDQM|CODA MARKETS, INC.|498
ONEQ|NASDAQ COMP NDX FUND|PWJC|UBS Financial Services, Inc.|1367
ONEQ|NASDAQ COMP NDX FUND|RAJA|Raymond James & Associates, Inc.|295
ONEQ|NASDAQ COMP NDX FUND|RBCM|RBC CAPITAL MARKETS, LLC|274
ONEQ|NASDAQ COMP NDX FUND|SBSH|Citigroup Global Markets Inc.|1086
ONEQ|NASDAQ COMP NDX FUND|SGMT|GOLDMAN SACHS & CO. LLC|22577
ONEQ|NASDAQ COMP NDX FUND|SPDR|SPEEDROUTE LLC|200
ONEQ|NASDAQ COMP NDX FUND|SPHN|Stephens Inc.|50
ONEQ|NASDAQ COMP NDX FUND|STFL|Stifel, Nicolaus & Company, Incorporated|1
ONEQ|NASDAQ COMP NDX FUND|STKP|STOCKPILE INVESTMENTS, INC.|150
ONEQ|NASDAQ COMP NDX FUND|SWIM|TD Ameritrade, Inc.|248
ONEQ|NASDAQ COMP NDX FUND|TKNG|ALLY INVEST SECURITIES LLC|51
ONEQ|NASDAQ COMP NDX FUND|TRBT|Tradebot Systems, Inc.|400
ONEQ|NASDAQ COMP NDX FUND|TRCM|TRC MARKETS LLC|200
ONEQ|NASDAQ COMP NDX FUND|UBSA|UBS SECURITIES LLC|23912
ONEQ|NASDAQ COMP NDX FUND|UBSS|UBS Securities LLC|44032
ONEQ|NASDAQ COMP NDX FUND|VALX|VIRTU AMERICAS LLC|1272
ONEQ|NASDAQ COMP NDX FUND|VGRD|Vanguard Marketing Corporation|2817
ONEQ|NASDAQ COMP NDX FUND|VSIN|Vision Financial Markets Llc|1
ONEQ|NASDAQ COMP NDX FUND|WCHV|WELLS FARGO SECURITIES, LLC|2381
ONEQ|NASDAQ COMP NDX FUND|WGIF|CIBC World Markets Inc.|103
ONEQ|NASDAQ COMP NDX FUND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|52
ONEQ|NASDAQ COMP NDX FUND|WSEA|WOLVERINE SECURITIES, LLC|35
ONEQ|NASDAQ COMP NDX FUND|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ONEQ|NASDAQ COMP NDX FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2910
ONEV|SPDR RUSSELL 1000 LO|CANT|Cantor Fitzgerald & Co.|65
ONEV|SPDR RUSSELL 1000 LO|CHAS|Charles Schwab & Co., Inc.|1
ONEV|SPDR RUSSELL 1000 LO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52
ONEV|SPDR RUSSELL 1000 LO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|336
ONEV|SPDR RUSSELL 1000 LO|EBXL|EBX LLC|100
ONEV|SPDR RUSSELL 1000 LO|EDJO|Edward D. Jones & Co., L.P.|604
ONEV|SPDR RUSSELL 1000 LO|ETRS|E*Trade Securities LLC|12
ONEV|SPDR RUSSELL 1000 LO|FTBR|Foliofn Investments, Inc.|1
ONEV|SPDR RUSSELL 1000 LO|JPMX|J.P. Morgan Securities LLC|14
ONEV|SPDR RUSSELL 1000 LO|JSJX|JANE STREET CAPITAL LLC|83
ONEV|SPDR RUSSELL 1000 LO|KCGM|VIRTU Americas LLC|234
ONEV|SPDR RUSSELL 1000 LO|LEHM|Barclays Capital Inc./Le|600
ONEV|SPDR RUSSELL 1000 LO|LIME|Lime Brokerage LLC|44
ONEV|SPDR RUSSELL 1000 LO|MAXM|Maxim Group LLC|100
ONEV|SPDR RUSSELL 1000 LO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ONEV|SPDR RUSSELL 1000 LO|MSCO|MORGAN STANLEY & CO. LLC|11
ONEV|SPDR RUSSELL 1000 LO|NFSC|National Financial Services LLC|124
ONEV|SPDR RUSSELL 1000 LO|NITE|VIRTU Americas LLC|200
ONEV|SPDR RUSSELL 1000 LO|SGMT|GOLDMAN SACHS & CO. LLC|115
ONEV|SPDR RUSSELL 1000 LO|SWIM|TD Ameritrade, Inc.|129
ONEV|SPDR RUSSELL 1000 LO|UBSS|UBS Securities LLC|311
ONEV|SPDR RUSSELL 1000 LO|VGRD|Vanguard Marketing Corporation|10
ONEV|SPDR RUSSELL 1000 LO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6569
ONEY|SPDR RUSSELL 1000 YI|APCC|Apex Clearing Corporation|14
ONEY|SPDR RUSSELL 1000 YI|CHAS|Charles Schwab & Co., Inc.|1
ONEY|SPDR RUSSELL 1000 YI|EDJO|Edward D. Jones & Co., L.P.|106
ONEY|SPDR RUSSELL 1000 YI|FTBR|Foliofn Investments, Inc.|7
ONEY|SPDR RUSSELL 1000 YI|GSLT|GOLDMAN SACHS & CO. LLC|150
ONEY|SPDR RUSSELL 1000 YI|IBKR|Interactive Brokers Llc|132
ONEY|SPDR RUSSELL 1000 YI|JPMX|J.P. Morgan Securities LLC|400
ONEY|SPDR RUSSELL 1000 YI|JSJX|JANE STREET CAPITAL LLC|857
ONEY|SPDR RUSSELL 1000 YI|KCGM|VIRTU Americas LLC|1964
ONEY|SPDR RUSSELL 1000 YI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ONEY|SPDR RUSSELL 1000 YI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ONEY|SPDR RUSSELL 1000 YI|NFSC|National Financial Services LLC|27
ONEY|SPDR RUSSELL 1000 YI|NITE|VIRTU Americas LLC|294
ONEY|SPDR RUSSELL 1000 YI|PDQM|CODA MARKETS, INC.|500
ONEY|SPDR RUSSELL 1000 YI|SGMT|GOLDMAN SACHS & CO. LLC|100
ONEY|SPDR RUSSELL 1000 YI|SWIM|TD Ameritrade, Inc.|1
ONEY|SPDR RUSSELL 1000 YI|UBSA|UBS SECURITIES LLC|752
ONEY|SPDR RUSSELL 1000 YI|UBSS|UBS Securities LLC|800
ONEY|SPDR RUSSELL 1000 YI|WSEA|WOLVERINE SECURITIES, LLC|3
ONP|ORIENT PAPER, INC.|APCC|Apex Clearing Corporation|5639
ONP|ORIENT PAPER, INC.|BARD|Robert W. Baird & Co. Incorporated|480
ONP|ORIENT PAPER, INC.|BATM|CBOE TRADING, INC.|3800
ONP|ORIENT PAPER, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ONP|ORIENT PAPER, INC.|DBAB|Deutsche Bank Securities Inc.|10
ONP|ORIENT PAPER, INC.|DEGS|RONIN PROFESSIONAL LLC|3
ONP|ORIENT PAPER, INC.|EBXL|EBX LLC|100
ONP|ORIENT PAPER, INC.|EGAM|CBOE TRADING, INC.|100
ONP|ORIENT PAPER, INC.|ETRS|E*Trade Securities LLC|36044
ONP|ORIENT PAPER, INC.|GSCO|GOLDMAN SACHS & CO. LLC|700
ONP|ORIENT PAPER, INC.|IATS|INTERACTIVE BROKERS LLC|3
ONP|ORIENT PAPER, INC.|IBKR|Interactive Brokers Llc|3429
ONP|ORIENT PAPER, INC.|INCA|INSTINET, LLC|4729
ONP|ORIENT PAPER, INC.|ITGI|ITG Inc.|1290
ONP|ORIENT PAPER, INC.|LEHM|Barclays Capital Inc./Le|400
ONP|ORIENT PAPER, INC.|LIME|Lime Brokerage LLC|1111
ONP|ORIENT PAPER, INC.|MSCO|MORGAN STANLEY & CO. LLC|36371
ONP|ORIENT PAPER, INC.|NFSC|National Financial Services LLC|24212
ONP|ORIENT PAPER, INC.|NITE|VIRTU Americas LLC|37073
ONP|ORIENT PAPER, INC.|NQRB|Brut, LLC|100
ONP|ORIENT PAPER, INC.|SWIM|TD Ameritrade, Inc.|6300
ONP|ORIENT PAPER, INC.|SWST|Hilltop Securities Inc.|28593
ONP|ORIENT PAPER, INC.|UBSA|UBS SECURITIES LLC|1280
ONP|ORIENT PAPER, INC.|UBSS|UBS Securities LLC|47710
ONP|ORIENT PAPER, INC.|WCHV|WELLS FARGO SECURITIES, LLC|4000
ONP|ORIENT PAPER, INC.|WSEA|WOLVERINE SECURITIES, LLC|1301
ONS|ONCOBIOLOGICS CM|ALTX|Alternet Securities Inc.|400
ONS|ONCOBIOLOGICS CM|APCC|Apex Clearing Corporation|10975
ONS|ONCOBIOLOGICS CM|BATM|CBOE TRADING, INC.|300
ONS|ONCOBIOLOGICS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2735
ONS|ONCOBIOLOGICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10686
ONS|ONCOBIOLOGICS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13406
ONS|ONCOBIOLOGICS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
ONS|ONCOBIOLOGICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5083
ONS|ONCOBIOLOGICS CM|CTDL|Citadel Derivatives Group Llc|3554
ONS|ONCOBIOLOGICS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|4362
ONS|ONCOBIOLOGICS CM|DBAB|Deutsche Bank Securities Inc.|9215
ONS|ONCOBIOLOGICS CM|DBAX|Deutsche Bank Securities Inc.|27700
ONS|ONCOBIOLOGICS CM|EBXL|EBX LLC|9300
ONS|ONCOBIOLOGICS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1741
ONS|ONCOBIOLOGICS CM|EGAM|CBOE TRADING, INC.|6289
ONS|ONCOBIOLOGICS CM|EGXM|CBOE TRADING, INC.|558
ONS|ONCOBIOLOGICS CM|EGXW|CBOE TRADING, INC.|1529
ONS|ONCOBIOLOGICS CM|ETRS|E*Trade Securities LLC|212979
ONS|ONCOBIOLOGICS CM|FBCO|Credit Suisse Securities (USA) LLC|23196
ONS|ONCOBIOLOGICS CM|FILL|Tradestation Securities, Inc.|6400
ONS|ONCOBIOLOGICS CM|FOMA|TD AMERITRADE CLEARING, INC.|120047
ONS|ONCOBIOLOGICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4779
ONS|ONCOBIOLOGICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
ONS|ONCOBIOLOGICS CM|GLPX|ACS EXECUTION SERVICES, LLC|200
ONS|ONCOBIOLOGICS CM|GSCO|GOLDMAN SACHS & CO. LLC|28352
ONS|ONCOBIOLOGICS CM|GSLT|GOLDMAN SACHS & CO. LLC|4825
ONS|ONCOBIOLOGICS CM|GTSZ|GTS SECURITIES LLC|120
ONS|ONCOBIOLOGICS CM|IATS|INTERACTIVE BROKERS LLC|1300
ONS|ONCOBIOLOGICS CM|IBKR|Interactive Brokers Llc|108858
ONS|ONCOBIOLOGICS CM|ICBX|INSTINET, LLC|10968
ONS|ONCOBIOLOGICS CM|INCA|INSTINET, LLC|84425
ONS|ONCOBIOLOGICS CM|ITGI|ITG Inc.|2100
ONS|ONCOBIOLOGICS CM|ITGP|ITG INC.|2800
ONS|ONCOBIOLOGICS CM|JONE|JonesTrading|6516
ONS|ONCOBIOLOGICS CM|JPMX|J.P. Morgan Securities LLC|25738
ONS|ONCOBIOLOGICS CM|KCGM|VIRTU Americas LLC|22959
ONS|ONCOBIOLOGICS CM|LEHM|Barclays Capital Inc./Le|8284
ONS|ONCOBIOLOGICS CM|LIME|Lime Brokerage LLC|5680
ONS|ONCOBIOLOGICS CM|LMGP|LIME BROKERAGE LLC|12266
ONS|ONCOBIOLOGICS CM|LSCI|Lek Securities Corporation|200
ONS|ONCOBIOLOGICS CM|MAXM|Maxim Group LLC|7500
ONS|ONCOBIOLOGICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21580
ONS|ONCOBIOLOGICS CM|MSCO|MORGAN STANLEY & CO. LLC|106379
ONS|ONCOBIOLOGICS CM|MSPL|MORGAN STANLEY & CO. LLC|100
ONS|ONCOBIOLOGICS CM|MSTX|MORGAN STANLEY & CO. LLC|4800
ONS|ONCOBIOLOGICS CM|NFSC|National Financial Services LLC|100127
ONS|ONCOBIOLOGICS CM|NITE|VIRTU Americas LLC|303802
ONS|ONCOBIOLOGICS CM|NITP|VIRTU Americas LLC|3700
ONS|ONCOBIOLOGICS CM|NORT|Northland Securities, Inc.|5800
ONS|ONCOBIOLOGICS CM|NQRB|Brut, LLC|10414
ONS|ONCOBIOLOGICS CM|PCPT|PHILLIP CAPITAL INC.|2540
ONS|ONCOBIOLOGICS CM|PDQM|CODA MARKETS, INC.|3800
ONS|ONCOBIOLOGICS CM|RBCM|RBC CAPITAL MARKETS, LLC|89121
ONS|ONCOBIOLOGICS CM|SAGL|SAGETRADER, LLC|1580
ONS|ONCOBIOLOGICS CM|SBSH|Citigroup Global Markets Inc.|329
ONS|ONCOBIOLOGICS CM|SGMT|GOLDMAN SACHS & CO. LLC|14140
ONS|ONCOBIOLOGICS CM|SPDR|SPEEDROUTE LLC|9145
ONS|ONCOBIOLOGICS CM|SWIM|TD Ameritrade, Inc.|135329
ONS|ONCOBIOLOGICS CM|TKNG|ALLY INVEST SECURITIES LLC|400
ONS|ONCOBIOLOGICS CM|TRCM|TRC MARKETS LLC|1000
ONS|ONCOBIOLOGICS CM|TWTT|TASTYWORKS, INC.|700
ONS|ONCOBIOLOGICS CM|UBSA|UBS SECURITIES LLC|64818
ONS|ONCOBIOLOGICS CM|UBSS|UBS Securities LLC|227850
ONS|ONCOBIOLOGICS CM|VGRD|Vanguard Marketing Corporation|749
ONS|ONCOBIOLOGICS CM|WEDB|WEDBUSH SECURITIES INC.|500
ONS|ONCOBIOLOGICS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6979
ONS|ONCOBIOLOGICS CM|WSEA|WOLVERINE SECURITIES, LLC|11214
ONSIW|ONCOBIOLOGICS WTA|APCC|Apex Clearing Corporation|1000
ONSIW|ONCOBIOLOGICS WTA|ETRS|E*Trade Securities LLC|23498
ONSIW|ONCOBIOLOGICS WTA|FOMA|TD AMERITRADE CLEARING, INC.|3680
ONSIW|ONCOBIOLOGICS WTA|GEBB|GLOBAL EXECUTION BROKERS, LP|150
ONSIW|ONCOBIOLOGICS WTA|INCA|INSTINET, LLC|700
ONSIW|ONCOBIOLOGICS WTA|LIME|Lime Brokerage LLC|37
ONSIW|ONCOBIOLOGICS WTA|MAXM|Maxim Group LLC|300
ONSIW|ONCOBIOLOGICS WTA|MSCO|MORGAN STANLEY & CO. LLC|750
ONSIW|ONCOBIOLOGICS WTA|NFSC|National Financial Services LLC|9415
ONSIW|ONCOBIOLOGICS WTA|NITE|VIRTU Americas LLC|5518
ONSIW|ONCOBIOLOGICS WTA|RBCM|RBC CAPITAL MARKETS, LLC|300
ONSIW|ONCOBIOLOGICS WTA|UBSS|UBS Securities LLC|9400
ONSIW|ONCOBIOLOGICS WTA|WSEA|WOLVERINE SECURITIES, LLC|5
ONTL|O'SHARES FTSE RUSSEL|APCC|Apex Clearing Corporation|3
ONTL|O'SHARES FTSE RUSSEL|CHAS|Charles Schwab & Co., Inc.|3
ONTL|O'SHARES FTSE RUSSEL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15
ONTL|O'SHARES FTSE RUSSEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|490
ONTL|O'SHARES FTSE RUSSEL|CTDL|Citadel Derivatives Group Llc|531
ONTL|O'SHARES FTSE RUSSEL|DBAX|Deutsche Bank Securities Inc.|500
ONTL|O'SHARES FTSE RUSSEL|EBXL|EBX LLC|300
ONTL|O'SHARES FTSE RUSSEL|ETRS|E*Trade Securities LLC|1162
ONTL|O'SHARES FTSE RUSSEL|FTBR|Foliofn Investments, Inc.|168
ONTL|O'SHARES FTSE RUSSEL|IBKR|Interactive Brokers Llc|3
ONTL|O'SHARES FTSE RUSSEL|ICBX|INSTINET, LLC|100
ONTL|O'SHARES FTSE RUSSEL|JSJX|JANE STREET CAPITAL LLC|1487
ONTL|O'SHARES FTSE RUSSEL|LEHM|Barclays Capital Inc./Le|2600
ONTL|O'SHARES FTSE RUSSEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
ONTL|O'SHARES FTSE RUSSEL|MOTF|MOTIF INVESTING, INC.|1
ONTL|O'SHARES FTSE RUSSEL|MSPL|MORGAN STANLEY & CO. LLC|100
ONTL|O'SHARES FTSE RUSSEL|NFSC|National Financial Services LLC|5232
ONTL|O'SHARES FTSE RUSSEL|NITE|VIRTU Americas LLC|3223
ONTL|O'SHARES FTSE RUSSEL|SBSH|Citigroup Global Markets Inc.|200
ONTL|O'SHARES FTSE RUSSEL|SPDR|SPEEDROUTE LLC|1
ONTL|O'SHARES FTSE RUSSEL|SWIM|TD Ameritrade, Inc.|100
ONTL|O'SHARES FTSE RUSSEL|SWST|Hilltop Securities Inc.|376
ONTL|O'SHARES FTSE RUSSEL|TKNG|ALLY INVEST SECURITIES LLC|2
ONTL|O'SHARES FTSE RUSSEL|UBSA|UBS SECURITIES LLC|2205
ONTL|O'SHARES FTSE RUSSEL|UBSS|UBS Securities LLC|2283
ONTL|O'SHARES FTSE RUSSEL|VGRD|Vanguard Marketing Corporation|1120
ONTL|O'SHARES FTSE RUSSEL|WCHV|WELLS FARGO SECURITIES, LLC|242
ONTL|O'SHARES FTSE RUSSEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2041
ONTX|ONCONOVA THERAPEUTIC|ALTX|Alternet Securities Inc.|100
ONTX|ONCONOVA THERAPEUTIC|APCC|Apex Clearing Corporation|378048
ONTX|ONCONOVA THERAPEUTIC|BARD|Robert W. Baird & Co. Incorporated|7100
ONTX|ONCONOVA THERAPEUTIC|BATM|CBOE TRADING, INC.|29401
ONTX|ONCONOVA THERAPEUTIC|BAYT|BTIG, LLC|9700
ONTX|ONCONOVA THERAPEUTIC|BIMI|Banca IMI Securities Corp.|469237
ONTX|ONCONOVA THERAPEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|133855
ONTX|ONCONOVA THERAPEUTIC|BLKX|INSTINET, LLC|244650
ONTX|ONCONOVA THERAPEUTIC|BYXM|CBOE TRADING, INC.|10700
ONTX|ONCONOVA THERAPEUTIC|CANT|Cantor Fitzgerald & Co.|733
ONTX|ONCONOVA THERAPEUTIC|CHAS|Charles Schwab & Co., Inc.|60655
ONTX|ONCONOVA THERAPEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|424096
ONTX|ONCONOVA THERAPEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45600
ONTX|ONCONOVA THERAPEUTIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|854422
ONTX|ONCONOVA THERAPEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|362927
ONTX|ONCONOVA THERAPEUTIC|CTDE|CHOICETRADE|10000
ONTX|ONCONOVA THERAPEUTIC|CTDL|Citadel Derivatives Group Llc|32959
ONTX|ONCONOVA THERAPEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|149844
ONTX|ONCONOVA THERAPEUTIC|DBAB|Deutsche Bank Securities Inc.|316493
ONTX|ONCONOVA THERAPEUTIC|DBAX|Deutsche Bank Securities Inc.|466900
ONTX|ONCONOVA THERAPEUTIC|DEAN|MORGAN STANLEY|11259
ONTX|ONCONOVA THERAPEUTIC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|543555
ONTX|ONCONOVA THERAPEUTIC|EBXL|EBX LLC|282400
ONTX|ONCONOVA THERAPEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13497
ONTX|ONCONOVA THERAPEUTIC|EGAM|CBOE TRADING, INC.|74504
ONTX|ONCONOVA THERAPEUTIC|EGAW|CBOE TRADING, INC.|200
ONTX|ONCONOVA THERAPEUTIC|EGXM|CBOE TRADING, INC.|150550
ONTX|ONCONOVA THERAPEUTIC|EGXW|CBOE TRADING, INC.|5000
ONTX|ONCONOVA THERAPEUTIC|EROP|Eroom Securities L.L.C.|7750
ONTX|ONCONOVA THERAPEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
ONTX|ONCONOVA THERAPEUTIC|ETRS|E*Trade Securities LLC|8397285
ONTX|ONCONOVA THERAPEUTIC|FBCO|Credit Suisse Securities (USA) LLC|234807
ONTX|ONCONOVA THERAPEUTIC|FBSB|U.S. Bancorp Investments, Inc.|3100
ONTX|ONCONOVA THERAPEUTIC|FILL|Tradestation Securities, Inc.|583228
ONTX|ONCONOVA THERAPEUTIC|FMAF|NBCN Inc./ CDS|51278
ONTX|ONCONOVA THERAPEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|10489535
ONTX|ONCONOVA THERAPEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65737
ONTX|ONCONOVA THERAPEUTIC|FTBR|Foliofn Investments, Inc.|11525
ONTX|ONCONOVA THERAPEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|87740
ONTX|ONCONOVA THERAPEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|47900
ONTX|ONCONOVA THERAPEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|49348
ONTX|ONCONOVA THERAPEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|1300
ONTX|ONCONOVA THERAPEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|357079
ONTX|ONCONOVA THERAPEUTIC|GTSZ|GTS SECURITIES LLC|3090
ONTX|ONCONOVA THERAPEUTIC|HRBF|American Enterprise Investment Services Inc.|2999
ONTX|ONCONOVA THERAPEUTIC|HSBC|HSBC Securities, Inc.|5839
ONTX|ONCONOVA THERAPEUTIC|IATS|INTERACTIVE BROKERS LLC|113221
ONTX|ONCONOVA THERAPEUTIC|IBKR|Interactive Brokers Llc|2598798
ONTX|ONCONOVA THERAPEUTIC|ICBX|INSTINET, LLC|248939
ONTX|ONCONOVA THERAPEUTIC|INCA|INSTINET, LLC|2066663
ONTX|ONCONOVA THERAPEUTIC|ITGI|ITG Inc.|10759
ONTX|ONCONOVA THERAPEUTIC|ITGP|ITG INC.|42600
ONTX|ONCONOVA THERAPEUTIC|JANY|Janney Montgomery Scott Inc.|300
ONTX|ONCONOVA THERAPEUTIC|JMPT|JUMP TRADING, LLC|48748
ONTX|ONCONOVA THERAPEUTIC|JONE|JonesTrading|1232377
ONTX|ONCONOVA THERAPEUTIC|JPMX|J.P. Morgan Securities LLC|295630
ONTX|ONCONOVA THERAPEUTIC|JSJX|JANE STREET CAPITAL LLC|3300
ONTX|ONCONOVA THERAPEUTIC|KCGM|VIRTU Americas LLC|349006
ONTX|ONCONOVA THERAPEUTIC|LEHM|Barclays Capital Inc./Le|1133164
ONTX|ONCONOVA THERAPEUTIC|LIME|Lime Brokerage LLC|22244
ONTX|ONCONOVA THERAPEUTIC|LMGP|LIME BROKERAGE LLC|400
ONTX|ONCONOVA THERAPEUTIC|LSCI|Lek Securities Corporation|10550
ONTX|ONCONOVA THERAPEUTIC|MAXM|Maxim Group LLC|63570
ONTX|ONCONOVA THERAPEUTIC|MBTS|ALLY INVEST SECURITIES LLC|100
ONTX|ONCONOVA THERAPEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|542172
ONTX|ONCONOVA THERAPEUTIC|MOTF|MOTIF INVESTING, INC.|2
ONTX|ONCONOVA THERAPEUTIC|MSCO|MORGAN STANLEY & CO. LLC|4448293
ONTX|ONCONOVA THERAPEUTIC|MSPL|MORGAN STANLEY & CO. LLC|21100
ONTX|ONCONOVA THERAPEUTIC|NATL|National Securities Corporation|15450
ONTX|ONCONOVA THERAPEUTIC|NFSC|National Financial Services LLC|5664266
ONTX|ONCONOVA THERAPEUTIC|NITE|VIRTU Americas LLC|14907607
ONTX|ONCONOVA THERAPEUTIC|NITP|VIRTU Americas LLC|32713
ONTX|ONCONOVA THERAPEUTIC|NOBL|NOBLE CAPITAL MARKETS, INC.|10000
ONTX|ONCONOVA THERAPEUTIC|NORT|Northland Securities, Inc.|2644673
ONTX|ONCONOVA THERAPEUTIC|NQRB|Brut, LLC|35210
ONTX|ONCONOVA THERAPEUTIC|OPCO|Oppenheimer & Co. Inc.|42608
ONTX|ONCONOVA THERAPEUTIC|PCPT|PHILLIP CAPITAL INC.|3000
ONTX|ONCONOVA THERAPEUTIC|PDQM|CODA MARKETS, INC.|2856055
ONTX|ONCONOVA THERAPEUTIC|RAJA|Raymond James & Associates, Inc.|5400
ONTX|ONCONOVA THERAPEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|59108
ONTX|ONCONOVA THERAPEUTIC|RGLD|Regal Securities, Inc|19630
ONTX|ONCONOVA THERAPEUTIC|SAGL|SAGETRADER, LLC|29196
ONTX|ONCONOVA THERAPEUTIC|SBSH|Citigroup Global Markets Inc.|153923
ONTX|ONCONOVA THERAPEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|143611
ONTX|ONCONOVA THERAPEUTIC|SPDR|SPEEDROUTE LLC|185886
ONTX|ONCONOVA THERAPEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|20
ONTX|ONCONOVA THERAPEUTIC|STXG|Stockcross Financial Services, Inc.|19400
ONTX|ONCONOVA THERAPEUTIC|SWIM|TD Ameritrade, Inc.|4335858
ONTX|ONCONOVA THERAPEUTIC|TKNG|ALLY INVEST SECURITIES LLC|248453
ONTX|ONCONOVA THERAPEUTIC|TRCM|TRC MARKETS LLC|4400
ONTX|ONCONOVA THERAPEUTIC|TTUC|CUTTONE & CO., INC.|1031975
ONTX|ONCONOVA THERAPEUTIC|TWTT|TASTYWORKS, INC.|20410
ONTX|ONCONOVA THERAPEUTIC|UBSA|UBS SECURITIES LLC|1792280
ONTX|ONCONOVA THERAPEUTIC|UBSS|UBS Securities LLC|3651777
ONTX|ONCONOVA THERAPEUTIC|VALX|VIRTU AMERICAS LLC|1000
ONTX|ONCONOVA THERAPEUTIC|VGRD|Vanguard Marketing Corporation|397011
ONTX|ONCONOVA THERAPEUTIC|VIEW|VIEWTRADE SECURITIES LLC|2000
ONTX|ONCONOVA THERAPEUTIC|VSIN|Vision Financial Markets Llc|267142
ONTX|ONCONOVA THERAPEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|269332
ONTX|ONCONOVA THERAPEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|202594
ONTX|ONCONOVA THERAPEUTIC|WGIF|CIBC World Markets Inc.|196123
ONTX|ONCONOVA THERAPEUTIC|WSEA|WOLVERINE SECURITIES, LLC|438480
ONTX|ONCONOVA THERAPEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|140590
ONTX|ONCONOVA THERAPEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17000
ONTXW|ONCONOVA THERA WT|ETRS|E*Trade Securities LLC|6258
ONTXW|ONCONOVA THERA WT|MSCO|MORGAN STANLEY & CO. LLC|5000
ONTXW|ONCONOVA THERA WT|NFSC|National Financial Services LLC|5000
ONTXW|ONCONOVA THERA WT|NITE|VIRTU Americas LLC|1041
ONVO|ORGANOVO HLDGS CMN|ABLE|NATIXIS Securities Americas LLC|3192
ONVO|ORGANOVO HLDGS CMN|AGIS|Aegis Capital Corp.|6680
ONVO|ORGANOVO HLDGS CMN|ALTX|Alternet Securities Inc.|10600
ONVO|ORGANOVO HLDGS CMN|APCC|Apex Clearing Corporation|18668
ONVO|ORGANOVO HLDGS CMN|BATM|CBOE TRADING, INC.|2254
ONVO|ORGANOVO HLDGS CMN|BAYT|BTIG, LLC|23877
ONVO|ORGANOVO HLDGS CMN|BERN|Sanford C. Bernstein & Co., LLC|8100
ONVO|ORGANOVO HLDGS CMN|BIAD|SAGETRADER, LLC|947
ONVO|ORGANOVO HLDGS CMN|BIMI|Banca IMI Securities Corp.|71155
ONVO|ORGANOVO HLDGS CMN|BKCM|BNY Mellon Capital Markets LLC|4165
ONVO|ORGANOVO HLDGS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|240163
ONVO|ORGANOVO HLDGS CMN|BLKX|INSTINET, LLC|31175
ONVO|ORGANOVO HLDGS CMN|BMOC|BMO Capital Markets Corp.|16712
ONVO|ORGANOVO HLDGS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|5384
ONVO|ORGANOVO HLDGS CMN|BTIG|BTIG, LLC|6168
ONVO|ORGANOVO HLDGS CMN|BYXM|CBOE TRADING, INC.|600
ONVO|ORGANOVO HLDGS CMN|CANT|Cantor Fitzgerald & Co.|1537
ONVO|ORGANOVO HLDGS CMN|CHAS|Charles Schwab & Co., Inc.|21737
ONVO|ORGANOVO HLDGS CMN|CIST|Capital Institutional Services, Inc.|800
ONVO|ORGANOVO HLDGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|586780
ONVO|ORGANOVO HLDGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2120
ONVO|ORGANOVO HLDGS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7800
ONVO|ORGANOVO HLDGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|250934
ONVO|ORGANOVO HLDGS CMN|CTDL|Citadel Derivatives Group Llc|38929
ONVO|ORGANOVO HLDGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|83472
ONVO|ORGANOVO HLDGS CMN|DBAB|Deutsche Bank Securities Inc.|221763
ONVO|ORGANOVO HLDGS CMN|DBAX|Deutsche Bank Securities Inc.|379900
ONVO|ORGANOVO HLDGS CMN|DEAN|MORGAN STANLEY|3700
ONVO|ORGANOVO HLDGS CMN|DEGS|RONIN PROFESSIONAL LLC|116380
ONVO|ORGANOVO HLDGS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|203052
ONVO|ORGANOVO HLDGS CMN|EBXL|EBX LLC|164500
ONVO|ORGANOVO HLDGS CMN|EDJO|Edward D. Jones & Co., L.P.|13652
ONVO|ORGANOVO HLDGS CMN|EGAM|CBOE TRADING, INC.|14421
ONVO|ORGANOVO HLDGS CMN|EGAW|CBOE TRADING, INC.|400
ONVO|ORGANOVO HLDGS CMN|EGXM|CBOE TRADING, INC.|7221
ONVO|ORGANOVO HLDGS CMN|EGXW|CBOE TRADING, INC.|200
ONVO|ORGANOVO HLDGS CMN|ETBE|Electronic Transaction Clearing, Inc.|24414
ONVO|ORGANOVO HLDGS CMN|ETCB|ETC BROKERAGE SERVICES, LLC|539
ONVO|ORGANOVO HLDGS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4834
ONVO|ORGANOVO HLDGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17960
ONVO|ORGANOVO HLDGS CMN|ETRS|E*Trade Securities LLC|1251044
ONVO|ORGANOVO HLDGS CMN|FBCO|Credit Suisse Securities (USA) LLC|448187
ONVO|ORGANOVO HLDGS CMN|FILL|Tradestation Securities, Inc.|26844
ONVO|ORGANOVO HLDGS CMN|FMAF|NBCN Inc./ CDS|5920
ONVO|ORGANOVO HLDGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|1477844
ONVO|ORGANOVO HLDGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|167478
ONVO|ORGANOVO HLDGS CMN|FTBR|Foliofn Investments, Inc.|25718
ONVO|ORGANOVO HLDGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|72772
ONVO|ORGANOVO HLDGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|26493
ONVO|ORGANOVO HLDGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|387933
ONVO|ORGANOVO HLDGS CMN|GSCS|GOLDMAN SACHS & CO. LLC|25952
ONVO|ORGANOVO HLDGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|19911
ONVO|ORGANOVO HLDGS CMN|GTSZ|GTS SECURITIES LLC|12880
ONVO|ORGANOVO HLDGS CMN|HRBF|American Enterprise Investment Services Inc.|61053
ONVO|ORGANOVO HLDGS CMN|IATS|INTERACTIVE BROKERS LLC|62260
ONVO|ORGANOVO HLDGS CMN|IBKR|Interactive Brokers Llc|457323
ONVO|ORGANOVO HLDGS CMN|ICBX|INSTINET, LLC|96462
ONVO|ORGANOVO HLDGS CMN|IEQY|CITADEL SECURITIES LLC|19672
ONVO|ORGANOVO HLDGS CMN|INCA|INSTINET, LLC|97894
ONVO|ORGANOVO HLDGS CMN|INJX|INSTINET, LLC|310788
ONVO|ORGANOVO HLDGS CMN|ITGI|ITG Inc.|39247
ONVO|ORGANOVO HLDGS CMN|ITGP|ITG INC.|67400
ONVO|ORGANOVO HLDGS CMN|JANY|Janney Montgomery Scott Inc.|2250
ONVO|ORGANOVO HLDGS CMN|JEFF|JEFFERIES LLC|132293
ONVO|ORGANOVO HLDGS CMN|JHDR|J.H. Darbie & Co., Inc.|150
ONVO|ORGANOVO HLDGS CMN|JMPT|JUMP TRADING, LLC|136766
ONVO|ORGANOVO HLDGS CMN|JONE|JonesTrading|823468
ONVO|ORGANOVO HLDGS CMN|JPMX|J.P. Morgan Securities LLC|274557
ONVO|ORGANOVO HLDGS CMN|JSJX|JANE STREET CAPITAL LLC|5068
ONVO|ORGANOVO HLDGS CMN|KCGM|VIRTU Americas LLC|125610
ONVO|ORGANOVO HLDGS CMN|LEHM|Barclays Capital Inc./Le|556791
ONVO|ORGANOVO HLDGS CMN|LGNT|COR CLEARING LLC|250
ONVO|ORGANOVO HLDGS CMN|LIME|Lime Brokerage LLC|100543
ONVO|ORGANOVO HLDGS CMN|LMGP|LIME BROKERAGE LLC|87200
ONVO|ORGANOVO HLDGS CMN|LQNA|LIQUIDNET, INC.|11500
ONVO|ORGANOVO HLDGS CMN|LSCI|Lek Securities Corporation|400
ONVO|ORGANOVO HLDGS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ONVO|ORGANOVO HLDGS CMN|MAXM|Maxim Group LLC|19177
ONVO|ORGANOVO HLDGS CMN|MBTS|ALLY INVEST SECURITIES LLC|117001
ONVO|ORGANOVO HLDGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|604995
ONVO|ORGANOVO HLDGS CMN|MOTF|MOTIF INVESTING, INC.|6
ONVO|ORGANOVO HLDGS CMN|MSCO|MORGAN STANLEY & CO. LLC|1268703
ONVO|ORGANOVO HLDGS CMN|MSPL|MORGAN STANLEY & CO. LLC|405300
ONVO|ORGANOVO HLDGS CMN|MSTX|MORGAN STANLEY & CO. LLC|27000
ONVO|ORGANOVO HLDGS CMN|NFSC|National Financial Services LLC|1758232
ONVO|ORGANOVO HLDGS CMN|NITE|VIRTU Americas LLC|2833133
ONVO|ORGANOVO HLDGS CMN|NITP|VIRTU Americas LLC|97421
ONVO|ORGANOVO HLDGS CMN|NQRB|Brut, LLC|24600
ONVO|ORGANOVO HLDGS CMN|OPCO|Oppenheimer & Co. Inc.|1200
ONVO|ORGANOVO HLDGS CMN|PCPT|PHILLIP CAPITAL INC.|20000
ONVO|ORGANOVO HLDGS CMN|PDQM|CODA MARKETS, INC.|90766
ONVO|ORGANOVO HLDGS CMN|PWJC|UBS Financial Services, Inc.|1900
ONVO|ORGANOVO HLDGS CMN|RAJA|Raymond James & Associates, Inc.|33052
ONVO|ORGANOVO HLDGS CMN|RBCM|RBC CAPITAL MARKETS, LLC|1650
ONVO|ORGANOVO HLDGS CMN|RGLD|Regal Securities, Inc|500
ONVO|ORGANOVO HLDGS CMN|SAGL|SAGETRADER, LLC|7798
ONVO|ORGANOVO HLDGS CMN|SALI|INTL FCSTONE FINANCIAL INC.|4595
ONVO|ORGANOVO HLDGS CMN|SBSH|Citigroup Global Markets Inc.|215546
ONVO|ORGANOVO HLDGS CMN|SEIC|SEI Investments Distribution Co.|400
ONVO|ORGANOVO HLDGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|180339
ONVO|ORGANOVO HLDGS CMN|SPDR|SPEEDROUTE LLC|48001
ONVO|ORGANOVO HLDGS CMN|SPNT|SEVEN POINTS CAPITAL, LLC|1129
ONVO|ORGANOVO HLDGS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|38500
ONVO|ORGANOVO HLDGS CMN|SWIM|TD Ameritrade, Inc.|409279
ONVO|ORGANOVO HLDGS CMN|SWST|Hilltop Securities Inc.|1695
ONVO|ORGANOVO HLDGS CMN|TITL|TITLEIST ASSET MANAGEMENT, LTD.|4995
ONVO|ORGANOVO HLDGS CMN|TKNG|ALLY INVEST SECURITIES LLC|25284
ONVO|ORGANOVO HLDGS CMN|TRCM|TRC MARKETS LLC|3861
ONVO|ORGANOVO HLDGS CMN|TWTT|TASTYWORKS, INC.|2700
ONVO|ORGANOVO HLDGS CMN|UBSA|UBS SECURITIES LLC|598252
ONVO|ORGANOVO HLDGS CMN|UBSS|UBS Securities LLC|1025509
ONVO|ORGANOVO HLDGS CMN|VALX|VIRTU AMERICAS LLC|43301
ONVO|ORGANOVO HLDGS CMN|VGRD|Vanguard Marketing Corporation|155034
ONVO|ORGANOVO HLDGS CMN|WABR|Wall Street Access|28700
ONVO|ORGANOVO HLDGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|60724
ONVO|ORGANOVO HLDGS CMN|WEDB|WEDBUSH SECURITIES INC.|1000
ONVO|ORGANOVO HLDGS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10488
ONVO|ORGANOVO HLDGS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26125
ONVO|ORGANOVO HLDGS CMN|WGIF|CIBC World Markets Inc.|32600
ONVO|ORGANOVO HLDGS CMN|WSEA|WOLVERINE SECURITIES, LLC|88254
ONVO|ORGANOVO HLDGS CMN|XIST|INSTINET, LLC|1400
ONVO|ORGANOVO HLDGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|50482
ONVO|ORGANOVO HLDGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|480
ONVO|ORGANOVO HLDGS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25015
OOMA|OOMA, INC.|APCC|Apex Clearing Corporation|12
OOMA|OOMA, INC.|BATM|CBOE TRADING, INC.|313
OOMA|OOMA, INC.|BERN|Sanford C. Bernstein & Co., LLC|3000
OOMA|OOMA, INC.|BLKX|INSTINET, LLC|33000
OOMA|OOMA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|971
OOMA|OOMA, INC.|BZYD|GOLDMAN SACHS & CO. LLC|3678
OOMA|OOMA, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|10600
OOMA|OOMA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29281
OOMA|OOMA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
OOMA|OOMA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22096
OOMA|OOMA, INC.|CTDL|Citadel Derivatives Group Llc|373
OOMA|OOMA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|5340
OOMA|OOMA, INC.|DBAB|Deutsche Bank Securities Inc.|5116
OOMA|OOMA, INC.|DBAX|Deutsche Bank Securities Inc.|28500
OOMA|OOMA, INC.|DEAN|MORGAN STANLEY|300
OOMA|OOMA, INC.|DEGS|RONIN PROFESSIONAL LLC|2884
OOMA|OOMA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
OOMA|OOMA, INC.|EBXL|EBX LLC|13100
OOMA|OOMA, INC.|EGAM|CBOE TRADING, INC.|818
OOMA|OOMA, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
OOMA|OOMA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1778
OOMA|OOMA, INC.|ETRS|E*Trade Securities LLC|69419
OOMA|OOMA, INC.|FILL|Tradestation Securities, Inc.|800
OOMA|OOMA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1880
OOMA|OOMA, INC.|FTBR|Foliofn Investments, Inc.|1
OOMA|OOMA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|103885
OOMA|OOMA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2058
OOMA|OOMA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1073
OOMA|OOMA, INC.|GTSZ|GTS SECURITIES LLC|2500
OOMA|OOMA, INC.|IBKR|Interactive Brokers Llc|5963
OOMA|OOMA, INC.|ICBX|INSTINET, LLC|3200
OOMA|OOMA, INC.|IEQY|CITADEL SECURITIES LLC|67
OOMA|OOMA, INC.|INCA|INSTINET, LLC|4819
OOMA|OOMA, INC.|INJX|INSTINET, LLC|514
OOMA|OOMA, INC.|ITGI|ITG Inc.|9783
OOMA|OOMA, INC.|ITGP|ITG INC.|19400
OOMA|OOMA, INC.|JEFF|JEFFERIES LLC|10017
OOMA|OOMA, INC.|JMPT|JUMP TRADING, LLC|101
OOMA|OOMA, INC.|JONE|JonesTrading|4200
OOMA|OOMA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1002
OOMA|OOMA, INC.|JPMX|J.P. Morgan Securities LLC|69124
OOMA|OOMA, INC.|KCGM|VIRTU Americas LLC|5256
OOMA|OOMA, INC.|LEHM|Barclays Capital Inc./Le|61498
OOMA|OOMA, INC.|LIME|Lime Brokerage LLC|5307
OOMA|OOMA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13410
OOMA|OOMA, INC.|MSCO|MORGAN STANLEY & CO. LLC|45020
OOMA|OOMA, INC.|MSPL|MORGAN STANLEY & CO. LLC|10400
OOMA|OOMA, INC.|MSTX|MORGAN STANLEY & CO. LLC|9700
OOMA|OOMA, INC.|MULL|MARK J. MULLER EQUITIES, INC.|1280
OOMA|OOMA, INC.|NFSC|National Financial Services LLC|17672
OOMA|OOMA, INC.|NITE|VIRTU Americas LLC|38119
OOMA|OOMA, INC.|NQRB|Brut, LLC|400
OOMA|OOMA, INC.|OPCO|Oppenheimer & Co. Inc.|1243
OOMA|OOMA, INC.|PDQM|CODA MARKETS, INC.|5652
OOMA|OOMA, INC.|PNSR|Penserra Securities, LLC|4841
OOMA|OOMA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2000
OOMA|OOMA, INC.|RILY|B. RILEY FBR, INC.|3010
OOMA|OOMA, INC.|SBSH|Citigroup Global Markets Inc.|11758
OOMA|OOMA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|25261
OOMA|OOMA, INC.|SPDR|SPEEDROUTE LLC|400
OOMA|OOMA, INC.|SWIM|TD Ameritrade, Inc.|4713
OOMA|OOMA, INC.|TKNG|ALLY INVEST SECURITIES LLC|148
OOMA|OOMA, INC.|TRBT|Tradebot Systems, Inc.|2525
OOMA|OOMA, INC.|TRCM|TRC MARKETS LLC|5664
OOMA|OOMA, INC.|UBSA|UBS SECURITIES LLC|102991
OOMA|OOMA, INC.|UBSS|UBS Securities LLC|77611
OOMA|OOMA, INC.|VALX|VIRTU AMERICAS LLC|1211
OOMA|OOMA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|3797
OOMA|OOMA, INC.|WDNX|WEEDEN & CO.L.P.|714
OOMA|OOMA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|836
OOMA|OOMA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|633
OOMA|OOMA, INC.|WSEA|WOLVERINE SECURITIES, LLC|83
OOMA|OOMA, INC.|XIST|INSTINET, LLC|600
OOMA|OOMA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
OOMA|OOMA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
OPB|OPUS BANK CMN STK|APCC|Apex Clearing Corporation|10
OPB|OPUS BANK CMN STK|BATM|CBOE TRADING, INC.|300
OPB|OPUS BANK CMN STK|BERN|Sanford C. Bernstein & Co., LLC|31568
OPB|OPUS BANK CMN STK|BMOC|BMO Capital Markets Corp.|3170
OPB|OPUS BANK CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|8785
OPB|OPUS BANK CMN STK|BRVL|BLAYLOCK VAN, LLC|600
OPB|OPUS BANK CMN STK|BTIG|BTIG, LLC|260
OPB|OPUS BANK CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|1636
OPB|OPUS BANK CMN STK|CHAS|Charles Schwab & Co., Inc.|755
OPB|OPUS BANK CMN STK|CIST|Capital Institutional Services, Inc.|2400
OPB|OPUS BANK CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5946
OPB|OPUS BANK CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24177
OPB|OPUS BANK CMN STK|CTDL|Citadel Derivatives Group Llc|1832
OPB|OPUS BANK CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|4468
OPB|OPUS BANK CMN STK|DBAB|Deutsche Bank Securities Inc.|81236
OPB|OPUS BANK CMN STK|DBAX|Deutsche Bank Securities Inc.|18300
OPB|OPUS BANK CMN STK|DBUL|Deutsche Bank Securities Inc.|715
OPB|OPUS BANK CMN STK|DEAN|MORGAN STANLEY|18
OPB|OPUS BANK CMN STK|DEGS|RONIN PROFESSIONAL LLC|1045
OPB|OPUS BANK CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3037
OPB|OPUS BANK CMN STK|EBXL|EBX LLC|18900
OPB|OPUS BANK CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|2400
OPB|OPUS BANK CMN STK|EDJO|Edward D. Jones & Co., L.P.|100
OPB|OPUS BANK CMN STK|EGAM|CBOE TRADING, INC.|500
OPB|OPUS BANK CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
OPB|OPUS BANK CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13135
OPB|OPUS BANK CMN STK|ETRS|E*Trade Securities LLC|5300
OPB|OPUS BANK CMN STK|FBCO|Credit Suisse Securities (USA) LLC|373733
OPB|OPUS BANK CMN STK|FINX|FINTECH SECURITIES|314
OPB|OPUS BANK CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|14671
OPB|OPUS BANK CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|301
OPB|OPUS BANK CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15311
OPB|OPUS BANK CMN STK|FTBR|Foliofn Investments, Inc.|258
OPB|OPUS BANK CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|7054
OPB|OPUS BANK CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|508278
OPB|OPUS BANK CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|2803
OPB|OPUS BANK CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|2288
OPB|OPUS BANK CMN STK|GTSZ|GTS SECURITIES LLC|329
OPB|OPUS BANK CMN STK|HAPX|HAP Trading, LLC|80
OPB|OPUS BANK CMN STK|HRBF|American Enterprise Investment Services Inc.|100
OPB|OPUS BANK CMN STK|IBKR|Interactive Brokers Llc|9949
OPB|OPUS BANK CMN STK|ICBX|INSTINET, LLC|9903
OPB|OPUS BANK CMN STK|IEQY|CITADEL SECURITIES LLC|11838
OPB|OPUS BANK CMN STK|INCA|INSTINET, LLC|64407
OPB|OPUS BANK CMN STK|INJX|INSTINET, LLC|13564
OPB|OPUS BANK CMN STK|ITGI|ITG Inc.|6666
OPB|OPUS BANK CMN STK|ITGP|ITG INC.|22200
OPB|OPUS BANK CMN STK|JEFF|JEFFERIES LLC|28198
OPB|OPUS BANK CMN STK|JMPT|JUMP TRADING, LLC|1103
OPB|OPUS BANK CMN STK|JONE|JonesTrading|108000
OPB|OPUS BANK CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|27276
OPB|OPUS BANK CMN STK|JPMX|J.P. Morgan Securities LLC|52913
OPB|OPUS BANK CMN STK|KCGM|VIRTU Americas LLC|28252
OPB|OPUS BANK CMN STK|LEHM|Barclays Capital Inc./Le|178229
OPB|OPUS BANK CMN STK|LIME|Lime Brokerage LLC|72852
OPB|OPUS BANK CMN STK|LOOP|Loop Capital Markets LLC|186
OPB|OPUS BANK CMN STK|MAXM|Maxim Group LLC|1106
OPB|OPUS BANK CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51600
OPB|OPUS BANK CMN STK|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
OPB|OPUS BANK CMN STK|MSCO|MORGAN STANLEY & CO. LLC|231093
OPB|OPUS BANK CMN STK|MSPL|MORGAN STANLEY & CO. LLC|11000
OPB|OPUS BANK CMN STK|MSTX|MORGAN STANLEY & CO. LLC|11300
OPB|OPUS BANK CMN STK|NFSC|National Financial Services LLC|4750
OPB|OPUS BANK CMN STK|NITE|VIRTU Americas LLC|19138
OPB|OPUS BANK CMN STK|NITP|VIRTU Americas LLC|100
OPB|OPUS BANK CMN STK|NQRB|Brut, LLC|1600
OPB|OPUS BANK CMN STK|OPCO|Oppenheimer & Co. Inc.|132
OPB|OPUS BANK CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|590
OPB|OPUS BANK CMN STK|PDQM|CODA MARKETS, INC.|4590
OPB|OPUS BANK CMN STK|SAGW|SAGETRADER, LLC|4483
OPB|OPUS BANK CMN STK|SBSH|Citigroup Global Markets Inc.|52851
OPB|OPUS BANK CMN STK|SDLR|Sandler, O'Neill & Partners, L.P.|15544
OPB|OPUS BANK CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|19546
OPB|OPUS BANK CMN STK|SPDR|SPEEDROUTE LLC|6900
OPB|OPUS BANK CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|3029
OPB|OPUS BANK CMN STK|SWST|Hilltop Securities Inc.|44
OPB|OPUS BANK CMN STK|TRBT|Tradebot Systems, Inc.|4275
OPB|OPUS BANK CMN STK|TRCM|TRC MARKETS LLC|27102
OPB|OPUS BANK CMN STK|UBSA|UBS SECURITIES LLC|109194
OPB|OPUS BANK CMN STK|UBSS|UBS Securities LLC|139643
OPB|OPUS BANK CMN STK|VALX|VIRTU AMERICAS LLC|13762
OPB|OPUS BANK CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|200
OPB|OPUS BANK CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|5748
OPB|OPUS BANK CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
OPB|OPUS BANK CMN STK|WSEA|WOLVERINE SECURITIES, LLC|5
OPB|OPUS BANK CMN STK|XIST|INSTINET, LLC|28340
OPB|OPUS BANK CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
OPB|OPUS BANK CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|191
OPBK|OP BANCORP CMN STK|ALTX|Alternet Securities Inc.|1289
OPBK|OP BANCORP CMN STK|BATM|CBOE TRADING, INC.|1108
OPBK|OP BANCORP CMN STK|BAYC|BAY CREST PARTNERS, LLC|679
OPBK|OP BANCORP CMN STK|BAYT|BTIG, LLC|1600
OPBK|OP BANCORP CMN STK|BIDS|BIDS TRADING L.P.|27300
OPBK|OP BANCORP CMN STK|BMOC|BMO Capital Markets Corp.|937
OPBK|OP BANCORP CMN STK|BNKS|Fig Partners, LLC|73944
OPBK|OP BANCORP CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|2021
OPBK|OP BANCORP CMN STK|BTIG|BTIG, LLC|22720
OPBK|OP BANCORP CMN STK|CANT|Cantor Fitzgerald & Co.|44586
OPBK|OP BANCORP CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10468
OPBK|OP BANCORP CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1251
OPBK|OP BANCORP CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|240
OPBK|OP BANCORP CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13389
OPBK|OP BANCORP CMN STK|CTDL|Citadel Derivatives Group Llc|4733
OPBK|OP BANCORP CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
OPBK|OP BANCORP CMN STK|DADA|D.A. Davidson & Co.|42248
OPBK|OP BANCORP CMN STK|DBAB|Deutsche Bank Securities Inc.|155964
OPBK|OP BANCORP CMN STK|DBAX|Deutsche Bank Securities Inc.|9000
OPBK|OP BANCORP CMN STK|DEAN|MORGAN STANLEY|14000
OPBK|OP BANCORP CMN STK|DEGS|RONIN PROFESSIONAL LLC|9805
OPBK|OP BANCORP CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
OPBK|OP BANCORP CMN STK|EBXL|EBX LLC|8300
OPBK|OP BANCORP CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|1863
OPBK|OP BANCORP CMN STK|EGAM|CBOE TRADING, INC.|200
OPBK|OP BANCORP CMN STK|EGXM|CBOE TRADING, INC.|100
OPBK|OP BANCORP CMN STK|ETBE|Electronic Transaction Clearing, Inc.|23654
OPBK|OP BANCORP CMN STK|ETRS|E*Trade Securities LLC|5416
OPBK|OP BANCORP CMN STK|FBCO|Credit Suisse Securities (USA) LLC|24838
OPBK|OP BANCORP CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|38255
OPBK|OP BANCORP CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23129
OPBK|OP BANCORP CMN STK|FTBR|Foliofn Investments, Inc.|7
OPBK|OP BANCORP CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
OPBK|OP BANCORP CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|2240
OPBK|OP BANCORP CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|440323
OPBK|OP BANCORP CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|100
OPBK|OP BANCORP CMN STK|GTSZ|GTS SECURITIES LLC|26433
OPBK|OP BANCORP CMN STK|GUGS|Guggenheim Securities, LLC|27300
OPBK|OP BANCORP CMN STK|HOVD|HOVDE GROUP, LLC|1069
OPBK|OP BANCORP CMN STK|HRBF|American Enterprise Investment Services Inc.|382
OPBK|OP BANCORP CMN STK|IATS|INTERACTIVE BROKERS LLC|160
OPBK|OP BANCORP CMN STK|IBKR|Interactive Brokers Llc|6927
OPBK|OP BANCORP CMN STK|ICBX|INSTINET, LLC|3500
OPBK|OP BANCORP CMN STK|IEQY|CITADEL SECURITIES LLC|925
OPBK|OP BANCORP CMN STK|INCA|INSTINET, LLC|71919
OPBK|OP BANCORP CMN STK|INJX|INSTINET, LLC|390
OPBK|OP BANCORP CMN STK|ITGI|ITG Inc.|6911
OPBK|OP BANCORP CMN STK|ITGP|ITG INC.|7200
OPBK|OP BANCORP CMN STK|JEFF|JEFFERIES LLC|8926
OPBK|OP BANCORP CMN STK|JMPT|JUMP TRADING, LLC|3228
OPBK|OP BANCORP CMN STK|JONE|JonesTrading|341488
OPBK|OP BANCORP CMN STK|JSJX|JANE STREET CAPITAL LLC|2917
OPBK|OP BANCORP CMN STK|KBWI|Keefe, Bruyette & Woods, Inc.|25013
OPBK|OP BANCORP CMN STK|KCGM|VIRTU Americas LLC|2220
OPBK|OP BANCORP CMN STK|LEHM|Barclays Capital Inc./Le|91385
OPBK|OP BANCORP CMN STK|LIME|Lime Brokerage LLC|29793
OPBK|OP BANCORP CMN STK|LMGP|LIME BROKERAGE LLC|72295
OPBK|OP BANCORP CMN STK|LOOP|Loop Capital Markets LLC|1864
OPBK|OP BANCORP CMN STK|LQNA|LIQUIDNET, INC.|57800
OPBK|OP BANCORP CMN STK|MAXM|Maxim Group LLC|924
OPBK|OP BANCORP CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20502
OPBK|OP BANCORP CMN STK|MSCO|MORGAN STANLEY & CO. LLC|448694
OPBK|OP BANCORP CMN STK|MSPL|MORGAN STANLEY & CO. LLC|19300
OPBK|OP BANCORP CMN STK|MSTX|MORGAN STANLEY & CO. LLC|20500
OPBK|OP BANCORP CMN STK|NFSC|National Financial Services LLC|44946
OPBK|OP BANCORP CMN STK|NITE|VIRTU Americas LLC|125194
OPBK|OP BANCORP CMN STK|NITP|VIRTU Americas LLC|1195
OPBK|OP BANCORP CMN STK|NQRB|Brut, LLC|200
OPBK|OP BANCORP CMN STK|PDQM|CODA MARKETS, INC.|11303
OPBK|OP BANCORP CMN STK|RAJA|Raymond James & Associates, Inc.|698
OPBK|OP BANCORP CMN STK|SBSH|Citigroup Global Markets Inc.|63418
OPBK|OP BANCORP CMN STK|SDLR|Sandler, O'Neill & Partners, L.P.|60748
OPBK|OP BANCORP CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|4803
OPBK|OP BANCORP CMN STK|SPDR|SPEEDROUTE LLC|14380
OPBK|OP BANCORP CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|1000
OPBK|OP BANCORP CMN STK|SWIM|TD Ameritrade, Inc.|5994
OPBK|OP BANCORP CMN STK|TRBT|Tradebot Systems, Inc.|519
OPBK|OP BANCORP CMN STK|TRCM|TRC MARKETS LLC|12220
OPBK|OP BANCORP CMN STK|UBSA|UBS SECURITIES LLC|60391
OPBK|OP BANCORP CMN STK|UBSS|UBS Securities LLC|534406
OPBK|OP BANCORP CMN STK|VALX|VIRTU AMERICAS LLC|166
OPBK|OP BANCORP CMN STK|VGRD|Vanguard Marketing Corporation|3833
OPBK|OP BANCORP CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|6756
OPBK|OP BANCORP CMN STK|WDNX|WEEDEN & CO.L.P.|2144
OPBK|OP BANCORP CMN STK|WEDB|WEDBUSH SECURITIES INC.|6
OPBK|OP BANCORP CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|13
OPES|OPES ACQUISITION CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
OPES|OPES ACQUISITION CM|FBCO|Credit Suisse Securities (USA) LLC|275
OPES|OPES ACQUISITION CM|IATS|INTERACTIVE BROKERS LLC|100
OPES|OPES ACQUISITION CM|LIME|Lime Brokerage LLC|100
OPES|OPES ACQUISITION CM|NITE|VIRTU Americas LLC|975
OPES|OPES ACQUISITION CM|UBSA|UBS SECURITIES LLC|100
OPESU|OPES ACQUISITION UT|EGAM|CBOE TRADING, INC.|1900
OPESU|OPES ACQUISITION UT|GSCS|GOLDMAN SACHS & CO. LLC|600
OPESU|OPES ACQUISITION UT|IBKR|Interactive Brokers Llc|19501
OPESU|OPES ACQUISITION UT|INCA|INSTINET, LLC|12600
OPESU|OPES ACQUISITION UT|LIME|Lime Brokerage LLC|501
OPESU|OPES ACQUISITION UT|LSCI|Lek Securities Corporation|2100
OPESU|OPES ACQUISITION UT|MITR|GMP SECURITIES, LLC|2400
OPESU|OPES ACQUISITION UT|MSCO|MORGAN STANLEY & CO. LLC|9200
OPESU|OPES ACQUISITION UT|NITE|VIRTU Americas LLC|300
OPESU|OPES ACQUISITION UT|TDSI|TD Securities (USA) LLC|13600
OPESU|OPES ACQUISITION UT|UBSA|UBS SECURITIES LLC|500
OPESU|OPES ACQUISITION UT|UBSS|UBS Securities LLC|1800
OPESW|OPES ACQUISITION WT|BTIG|BTIG, LLC|851000
OPESW|OPES ACQUISITION WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5000
OPESW|OPES ACQUISITION WT|FBCO|Credit Suisse Securities (USA) LLC|10000
OPESW|OPES ACQUISITION WT|IBKR|Interactive Brokers Llc|9700
OPESW|OPES ACQUISITION WT|MPSG|E D & F Man Capital Markets Inc.|110000
OPESW|OPES ACQUISITION WT|MSCO|MORGAN STANLEY & CO. LLC|200
OPESW|OPES ACQUISITION WT|NITE|VIRTU Americas LLC|10000
OPESW|OPES ACQUISITION WT|SGMT|GOLDMAN SACHS & CO. LLC|5000
OPGN|OPGEN, INC CMN STK|ALTX|Alternet Securities Inc.|1796
OPGN|OPGEN, INC CMN STK|APCC|Apex Clearing Corporation|17196
OPGN|OPGEN, INC CMN STK|BATM|CBOE TRADING, INC.|61
OPGN|OPGEN, INC CMN STK|BIMI|Banca IMI Securities Corp.|7713
OPGN|OPGEN, INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10604
OPGN|OPGEN, INC CMN STK|BYXM|CBOE TRADING, INC.|100
OPGN|OPGEN, INC CMN STK|CANT|Cantor Fitzgerald & Co.|213
OPGN|OPGEN, INC CMN STK|CHAS|Charles Schwab & Co., Inc.|7180
OPGN|OPGEN, INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19823
OPGN|OPGEN, INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11310
OPGN|OPGEN, INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31266
OPGN|OPGEN, INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30675
OPGN|OPGEN, INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|10700
OPGN|OPGEN, INC CMN STK|DBAB|Deutsche Bank Securities Inc.|15378
OPGN|OPGEN, INC CMN STK|DBAX|Deutsche Bank Securities Inc.|20200
OPGN|OPGEN, INC CMN STK|DBUL|Deutsche Bank Securities Inc.|1482
OPGN|OPGEN, INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|25618
OPGN|OPGEN, INC CMN STK|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3000
OPGN|OPGEN, INC CMN STK|EBXL|EBX LLC|16800
OPGN|OPGEN, INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|2800
OPGN|OPGEN, INC CMN STK|EDJC|Edward Jones / CDS|100
OPGN|OPGEN, INC CMN STK|EGAM|CBOE TRADING, INC.|12895
OPGN|OPGEN, INC CMN STK|EGXM|CBOE TRADING, INC.|4936
OPGN|OPGEN, INC CMN STK|EGXW|CBOE TRADING, INC.|400
OPGN|OPGEN, INC CMN STK|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|494
OPGN|OPGEN, INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|2000
OPGN|OPGEN, INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2839
OPGN|OPGEN, INC CMN STK|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
OPGN|OPGEN, INC CMN STK|ETRS|E*Trade Securities LLC|694712
OPGN|OPGEN, INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|82273
OPGN|OPGEN, INC CMN STK|FILL|Tradestation Securities, Inc.|21174
OPGN|OPGEN, INC CMN STK|FMAF|NBCN Inc./ CDS|900
OPGN|OPGEN, INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|672920
OPGN|OPGEN, INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15544
OPGN|OPGEN, INC CMN STK|FTBR|Foliofn Investments, Inc.|25
OPGN|OPGEN, INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|3503
OPGN|OPGEN, INC CMN STK|GLIS|TD Securities Inc|3400
OPGN|OPGEN, INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|44828
OPGN|OPGEN, INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|25801
OPGN|OPGEN, INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|11300
OPGN|OPGEN, INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|13127
OPGN|OPGEN, INC CMN STK|GTSZ|GTS SECURITIES LLC|3957
OPGN|OPGEN, INC CMN STK|HRBF|American Enterprise Investment Services Inc.|34425
OPGN|OPGEN, INC CMN STK|IATS|INTERACTIVE BROKERS LLC|14078
OPGN|OPGEN, INC CMN STK|IBKR|Interactive Brokers Llc|200013
OPGN|OPGEN, INC CMN STK|ICBX|INSTINET, LLC|15460
OPGN|OPGEN, INC CMN STK|INCA|INSTINET, LLC|62045
OPGN|OPGEN, INC CMN STK|INJX|INSTINET, LLC|1232
OPGN|OPGEN, INC CMN STK|ITGI|ITG Inc.|24142
OPGN|OPGEN, INC CMN STK|ITGP|ITG INC.|19600
OPGN|OPGEN, INC CMN STK|JEFF|JEFFERIES LLC|317
OPGN|OPGEN, INC CMN STK|JGUN|Joseph Gunnar & Co.  LLC|10000
OPGN|OPGEN, INC CMN STK|JMPT|JUMP TRADING, LLC|2683
OPGN|OPGEN, INC CMN STK|JONE|JonesTrading|88791
OPGN|OPGEN, INC CMN STK|JPMX|J.P. Morgan Securities LLC|12876
OPGN|OPGEN, INC CMN STK|JSJX|JANE STREET CAPITAL LLC|1500
OPGN|OPGEN, INC CMN STK|KCGM|VIRTU Americas LLC|7931
OPGN|OPGEN, INC CMN STK|LEHM|Barclays Capital Inc./Le|36537
OPGN|OPGEN, INC CMN STK|LIME|Lime Brokerage LLC|22624
OPGN|OPGEN, INC CMN STK|LSCI|Lek Securities Corporation|600
OPGN|OPGEN, INC CMN STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1530
OPGN|OPGEN, INC CMN STK|MAXM|Maxim Group LLC|30287
OPGN|OPGEN, INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6720
OPGN|OPGEN, INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|379741
OPGN|OPGEN, INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|9900
OPGN|OPGEN, INC CMN STK|NATL|National Securities Corporation|16
OPGN|OPGEN, INC CMN STK|NFSC|National Financial Services LLC|403830
OPGN|OPGEN, INC CMN STK|NITE|VIRTU Americas LLC|1100165
OPGN|OPGEN, INC CMN STK|NITP|VIRTU Americas LLC|300
OPGN|OPGEN, INC CMN STK|NQRB|Brut, LLC|1899
OPGN|OPGEN, INC CMN STK|OPCO|Oppenheimer & Co. Inc.|8892
OPGN|OPGEN, INC CMN STK|PCPT|PHILLIP CAPITAL INC.|1000
OPGN|OPGEN, INC CMN STK|PDQM|CODA MARKETS, INC.|46218
OPGN|OPGEN, INC CMN STK|RAJA|Raymond James & Associates, Inc.|5179
OPGN|OPGEN, INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|2000
OPGN|OPGEN, INC CMN STK|SAGL|SAGETRADER, LLC|1704
OPGN|OPGEN, INC CMN STK|SBSH|Citigroup Global Markets Inc.|19513
OPGN|OPGEN, INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|16561
OPGN|OPGEN, INC CMN STK|SPDR|SPEEDROUTE LLC|4704
OPGN|OPGEN, INC CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|500
OPGN|OPGEN, INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|6700
OPGN|OPGEN, INC CMN STK|SWIM|TD Ameritrade, Inc.|417794
OPGN|OPGEN, INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|12655
OPGN|OPGEN, INC CMN STK|TRCM|TRC MARKETS LLC|480
OPGN|OPGEN, INC CMN STK|TTUC|CUTTONE & CO., INC.|3025
OPGN|OPGEN, INC CMN STK|TWTT|TASTYWORKS, INC.|700
OPGN|OPGEN, INC CMN STK|UBSA|UBS SECURITIES LLC|61474
OPGN|OPGEN, INC CMN STK|UBSS|UBS Securities LLC|139081
OPGN|OPGEN, INC CMN STK|VALX|VIRTU AMERICAS LLC|1829
OPGN|OPGEN, INC CMN STK|VGRD|Vanguard Marketing Corporation|22805
OPGN|OPGEN, INC CMN STK|VSIN|Vision Financial Markets Llc|360
OPGN|OPGEN, INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|66358
OPGN|OPGEN, INC CMN STK|WEDB|WEDBUSH SECURITIES INC.|2600
OPGN|OPGEN, INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2370
OPGN|OPGEN, INC CMN STK|WGIF|CIBC World Markets Inc.|5500
OPGN|OPGEN, INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|50563
OPGN|OPGEN, INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
OPGN|OPGEN, INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|900
OPGN|OPGEN, INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8000
OPGNW|OPGEN, INC WARRANT|IBKR|Interactive Brokers Llc|2208
OPGNW|OPGEN, INC WARRANT|INCA|INSTINET, LLC|8
OPGNW|OPGEN, INC WARRANT|LIME|Lime Brokerage LLC|330
OPGNW|OPGEN, INC WARRANT|MAXM|Maxim Group LLC|40
OPGNW|OPGEN, INC WARRANT|NATL|National Securities Corporation|16
OPGNW|OPGEN, INC WARRANT|NFSC|National Financial Services LLC|2045
OPGNW|OPGEN, INC WARRANT|NITE|VIRTU Americas LLC|2788
OPGNW|OPGEN, INC WARRANT|UBSS|UBS Securities LLC|56
OPHC|OPTIMUMBANK HLDGS|APCC|Apex Clearing Corporation|938
OPHC|OPTIMUMBANK HLDGS|BATM|CBOE TRADING, INC.|1187
OPHC|OPTIMUMBANK HLDGS|BYXM|CBOE TRADING, INC.|110
OPHC|OPTIMUMBANK HLDGS|CIST|Capital Institutional Services, Inc.|409
OPHC|OPTIMUMBANK HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3900
OPHC|OPTIMUMBANK HLDGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|835
OPHC|OPTIMUMBANK HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
OPHC|OPTIMUMBANK HLDGS|DBAB|Deutsche Bank Securities Inc.|200
OPHC|OPTIMUMBANK HLDGS|DBAX|Deutsche Bank Securities Inc.|400
OPHC|OPTIMUMBANK HLDGS|DEGS|RONIN PROFESSIONAL LLC|1362
OPHC|OPTIMUMBANK HLDGS|EBXL|EBX LLC|300
OPHC|OPTIMUMBANK HLDGS|EGAM|CBOE TRADING, INC.|100
OPHC|OPTIMUMBANK HLDGS|EGXW|CBOE TRADING, INC.|609
OPHC|OPTIMUMBANK HLDGS|ETRS|E*Trade Securities LLC|14954
OPHC|OPTIMUMBANK HLDGS|FBCO|Credit Suisse Securities (USA) LLC|198
OPHC|OPTIMUMBANK HLDGS|FOMA|TD AMERITRADE CLEARING, INC.|45951
OPHC|OPTIMUMBANK HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19
OPHC|OPTIMUMBANK HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|12
OPHC|OPTIMUMBANK HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|1633
OPHC|OPTIMUMBANK HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|1496
OPHC|OPTIMUMBANK HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|600
OPHC|OPTIMUMBANK HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|908
OPHC|OPTIMUMBANK HLDGS|GTSZ|GTS SECURITIES LLC|1253
OPHC|OPTIMUMBANK HLDGS|IATS|INTERACTIVE BROKERS LLC|301
OPHC|OPTIMUMBANK HLDGS|IBKR|Interactive Brokers Llc|6722
OPHC|OPTIMUMBANK HLDGS|INCA|INSTINET, LLC|10532
OPHC|OPTIMUMBANK HLDGS|ITGI|ITG Inc.|1700
OPHC|OPTIMUMBANK HLDGS|ITGP|ITG INC.|400
OPHC|OPTIMUMBANK HLDGS|KCGM|VIRTU Americas LLC|900
OPHC|OPTIMUMBANK HLDGS|LEHM|Barclays Capital Inc./Le|1964
OPHC|OPTIMUMBANK HLDGS|LIME|Lime Brokerage LLC|7591
OPHC|OPTIMUMBANK HLDGS|LSCI|Lek Securities Corporation|100
OPHC|OPTIMUMBANK HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
OPHC|OPTIMUMBANK HLDGS|MSCO|MORGAN STANLEY & CO. LLC|14737
OPHC|OPTIMUMBANK HLDGS|NFSC|National Financial Services LLC|8313
OPHC|OPTIMUMBANK HLDGS|NITE|VIRTU Americas LLC|23665
OPHC|OPTIMUMBANK HLDGS|PDQM|CODA MARKETS, INC.|2406
OPHC|OPTIMUMBANK HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|602
OPHC|OPTIMUMBANK HLDGS|SPDR|SPEEDROUTE LLC|540
OPHC|OPTIMUMBANK HLDGS|SPTD|MINT GLOBAL MARKETS, INC.|420
OPHC|OPTIMUMBANK HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|360
OPHC|OPTIMUMBANK HLDGS|SWIM|TD Ameritrade, Inc.|13136
OPHC|OPTIMUMBANK HLDGS|TKNG|ALLY INVEST SECURITIES LLC|50
OPHC|OPTIMUMBANK HLDGS|UBSA|UBS SECURITIES LLC|1639
OPHC|OPTIMUMBANK HLDGS|UBSS|UBS Securities LLC|4482
OPHC|OPTIMUMBANK HLDGS|VALX|VIRTU AMERICAS LLC|3
OPHC|OPTIMUMBANK HLDGS|WEDB|WEDBUSH SECURITIES INC.|9622
OPHC|OPTIMUMBANK HLDGS|WSEA|WOLVERINE SECURITIES, LLC|62
OPHC|OPTIMUMBANK HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
OPHT|OPHTHOTECH CORP CMN|ALTX|Alternet Securities Inc.|220629
OPHT|OPHTHOTECH CORP CMN|ANDG|Andrew Garrett Inc.|15000
OPHT|OPHTHOTECH CORP CMN|APCC|Apex Clearing Corporation|211409
OPHT|OPHTHOTECH CORP CMN|AQUA|AQUA SECURITIES L.P.|20000
OPHT|OPHTHOTECH CORP CMN|AXCS|Access Securities, LLC|2700
OPHT|OPHTHOTECH CORP CMN|BATM|CBOE TRADING, INC.|4792
OPHT|OPHTHOTECH CORP CMN|BAYC|BAY CREST PARTNERS, LLC|8600
OPHT|OPHTHOTECH CORP CMN|BBNT|BB&T SECURITIES, LLC|3300
OPHT|OPHTHOTECH CORP CMN|BERN|Sanford C. Bernstein & Co., LLC|341920
OPHT|OPHTHOTECH CORP CMN|BIMI|Banca IMI Securities Corp.|25343
OPHT|OPHTHOTECH CORP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|161712
OPHT|OPHTHOTECH CORP CMN|BLKX|INSTINET, LLC|120000
OPHT|OPHTHOTECH CORP CMN|BRGE|Newbridge Securities Corp.|17811
OPHT|OPHTHOTECH CORP CMN|BYXM|CBOE TRADING, INC.|1000
OPHT|OPHTHOTECH CORP CMN|CANT|Cantor Fitzgerald & Co.|554
OPHT|OPHTHOTECH CORP CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|49200
OPHT|OPHTHOTECH CORP CMN|CHAS|Charles Schwab & Co., Inc.|17128
OPHT|OPHTHOTECH CORP CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|2000
OPHT|OPHTHOTECH CORP CMN|CNTR|PRECISION SECURITIES, LLC|5700
OPHT|OPHTHOTECH CORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|99340
OPHT|OPHTHOTECH CORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|74480
OPHT|OPHTHOTECH CORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|212083
OPHT|OPHTHOTECH CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|618155
OPHT|OPHTHOTECH CORP CMN|CTDL|Citadel Derivatives Group Llc|6627
OPHT|OPHTHOTECH CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|37808
OPHT|OPHTHOTECH CORP CMN|DBAB|Deutsche Bank Securities Inc.|120499
OPHT|OPHTHOTECH CORP CMN|DBAX|Deutsche Bank Securities Inc.|252400
OPHT|OPHTHOTECH CORP CMN|DEAN|MORGAN STANLEY|11465
OPHT|OPHTHOTECH CORP CMN|DEGS|RONIN PROFESSIONAL LLC|46848
OPHT|OPHTHOTECH CORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6700
OPHT|OPHTHOTECH CORP CMN|EBXL|EBX LLC|332800
OPHT|OPHTHOTECH CORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|67686
OPHT|OPHTHOTECH CORP CMN|EDJO|Edward D. Jones & Co., L.P.|2000
OPHT|OPHTHOTECH CORP CMN|EGAM|CBOE TRADING, INC.|54372
OPHT|OPHTHOTECH CORP CMN|EGAW|CBOE TRADING, INC.|1640
OPHT|OPHTHOTECH CORP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
OPHT|OPHTHOTECH CORP CMN|EGXM|CBOE TRADING, INC.|76276
OPHT|OPHTHOTECH CORP CMN|EGXW|CBOE TRADING, INC.|3877
OPHT|OPHTHOTECH CORP CMN|ELEV|ELEVATION, LLC|10949
OPHT|OPHTHOTECH CORP CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
OPHT|OPHTHOTECH CORP CMN|ETBE|Electronic Transaction Clearing, Inc.|18608
OPHT|OPHTHOTECH CORP CMN|ETCC|Electronic Transaction Clearing, Inc.|11300
OPHT|OPHTHOTECH CORP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1890
OPHT|OPHTHOTECH CORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7076
OPHT|OPHTHOTECH CORP CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|10730
OPHT|OPHTHOTECH CORP CMN|ETRS|E*Trade Securities LLC|2371682
OPHT|OPHTHOTECH CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|486702
OPHT|OPHTHOTECH CORP CMN|FILL|Tradestation Securities, Inc.|186083
OPHT|OPHTHOTECH CORP CMN|FMAF|NBCN Inc./ CDS|13753
OPHT|OPHTHOTECH CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|2849551
OPHT|OPHTHOTECH CORP CMN|FQLS|Quantlab Securities LP|23175
OPHT|OPHTHOTECH CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39887
OPHT|OPHTHOTECH CORP CMN|FTBR|Foliofn Investments, Inc.|53291
OPHT|OPHTHOTECH CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|10557
OPHT|OPHTHOTECH CORP CMN|GLIS|TD Securities Inc|1100
OPHT|OPHTHOTECH CORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|519400
OPHT|OPHTHOTECH CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|172439
OPHT|OPHTHOTECH CORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|5500
OPHT|OPHTHOTECH CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|46632
OPHT|OPHTHOTECH CORP CMN|GTSZ|GTS SECURITIES LLC|9656
OPHT|OPHTHOTECH CORP CMN|HRBF|American Enterprise Investment Services Inc.|2775
OPHT|OPHTHOTECH CORP CMN|HSBC|HSBC Securities, Inc.|10283
OPHT|OPHTHOTECH CORP CMN|IATS|INTERACTIVE BROKERS LLC|118525
OPHT|OPHTHOTECH CORP CMN|IBKR|Interactive Brokers Llc|1011119
OPHT|OPHTHOTECH CORP CMN|ICBX|INSTINET, LLC|114760
OPHT|OPHTHOTECH CORP CMN|INCA|INSTINET, LLC|218194
OPHT|OPHTHOTECH CORP CMN|INJX|INSTINET, LLC|11424
OPHT|OPHTHOTECH CORP CMN|ITGI|ITG Inc.|220362
OPHT|OPHTHOTECH CORP CMN|ITGP|ITG INC.|290000
OPHT|OPHTHOTECH CORP CMN|JEFF|JEFFERIES LLC|7302
OPHT|OPHTHOTECH CORP CMN|JMPT|JUMP TRADING, LLC|94966
OPHT|OPHTHOTECH CORP CMN|JONE|JonesTrading|46570
OPHT|OPHTHOTECH CORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|14718
OPHT|OPHTHOTECH CORP CMN|JPMX|J.P. Morgan Securities LLC|505174
OPHT|OPHTHOTECH CORP CMN|JSJX|JANE STREET CAPITAL LLC|128855
OPHT|OPHTHOTECH CORP CMN|KCGM|VIRTU Americas LLC|214149
OPHT|OPHTHOTECH CORP CMN|LEHM|Barclays Capital Inc./Le|607930
OPHT|OPHTHOTECH CORP CMN|LIME|Lime Brokerage LLC|78885
OPHT|OPHTHOTECH CORP CMN|LMGP|LIME BROKERAGE LLC|253
OPHT|OPHTHOTECH CORP CMN|LQNA|LIQUIDNET, INC.|169300
OPHT|OPHTHOTECH CORP CMN|LQNB|LIQUIDNET, INC.|40000
OPHT|OPHTHOTECH CORP CMN|LSCI|Lek Securities Corporation|76800
OPHT|OPHTHOTECH CORP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7433
OPHT|OPHTHOTECH CORP CMN|MACC|Mid Atlantic Capital Corporation|190
OPHT|OPHTHOTECH CORP CMN|MAXM|Maxim Group LLC|1800
OPHT|OPHTHOTECH CORP CMN|MBTS|ALLY INVEST SECURITIES LLC|800
OPHT|OPHTHOTECH CORP CMN|MICA|Spartan Securities Group, Ltd.|2000
OPHT|OPHTHOTECH CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154272
OPHT|OPHTHOTECH CORP CMN|MOTF|MOTIF INVESTING, INC.|2
OPHT|OPHTHOTECH CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|1106262
OPHT|OPHTHOTECH CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|120600
OPHT|OPHTHOTECH CORP CMN|MSTX|MORGAN STANLEY & CO. LLC|23900
OPHT|OPHTHOTECH CORP CMN|NATL|National Securities Corporation|1000
OPHT|OPHTHOTECH CORP CMN|NFSC|National Financial Services LLC|1672665
OPHT|OPHTHOTECH CORP CMN|NITE|VIRTU Americas LLC|4556950
OPHT|OPHTHOTECH CORP CMN|NORT|Northland Securities, Inc.|74600
OPHT|OPHTHOTECH CORP CMN|NQRB|Brut, LLC|54143
OPHT|OPHTHOTECH CORP CMN|OPCO|Oppenheimer & Co. Inc.|54462
OPHT|OPHTHOTECH CORP CMN|PCFF|Pacific International Securities Inc./CDS|2150
OPHT|OPHTHOTECH CORP CMN|PCPT|PHILLIP CAPITAL INC.|2970
OPHT|OPHTHOTECH CORP CMN|PDQM|CODA MARKETS, INC.|550014
OPHT|OPHTHOTECH CORP CMN|PHLY|NASDAQ Execution Services, LLC|800
OPHT|OPHTHOTECH CORP CMN|POIN|PRECISION SECURITIES, LLC (POIN)|10425
OPHT|OPHTHOTECH CORP CMN|PWJC|UBS Financial Services, Inc.|85
OPHT|OPHTHOTECH CORP CMN|RAJA|Raymond James & Associates, Inc.|18466
OPHT|OPHTHOTECH CORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|39250
OPHT|OPHTHOTECH CORP CMN|RGLD|Regal Securities, Inc|675
OPHT|OPHTHOTECH CORP CMN|SAGL|SAGETRADER, LLC|22421
OPHT|OPHTHOTECH CORP CMN|SALI|INTL FCSTONE FINANCIAL INC.|150
OPHT|OPHTHOTECH CORP CMN|SBSH|Citigroup Global Markets Inc.|78279
OPHT|OPHTHOTECH CORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|133516
OPHT|OPHTHOTECH CORP CMN|SPDR|SPEEDROUTE LLC|390870
OPHT|OPHTHOTECH CORP CMN|SPTD|MINT GLOBAL MARKETS, INC.|900
OPHT|OPHTHOTECH CORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1200
OPHT|OPHTHOTECH CORP CMN|STXG|Stockcross Financial Services, Inc.|10692
OPHT|OPHTHOTECH CORP CMN|SWIM|TD Ameritrade, Inc.|1755947
OPHT|OPHTHOTECH CORP CMN|SWST|Hilltop Securities Inc.|15000
OPHT|OPHTHOTECH CORP CMN|TKNG|ALLY INVEST SECURITIES LLC|25421
OPHT|OPHTHOTECH CORP CMN|TRBT|Tradebot Systems, Inc.|117433
OPHT|OPHTHOTECH CORP CMN|TRCM|TRC MARKETS LLC|28396
OPHT|OPHTHOTECH CORP CMN|TTUC|CUTTONE & CO., INC.|18080
OPHT|OPHTHOTECH CORP CMN|TWTT|TASTYWORKS, INC.|3800
OPHT|OPHTHOTECH CORP CMN|UBSA|UBS SECURITIES LLC|790287
OPHT|OPHTHOTECH CORP CMN|UBSS|UBS Securities LLC|966060
OPHT|OPHTHOTECH CORP CMN|VALX|VIRTU AMERICAS LLC|1505
OPHT|OPHTHOTECH CORP CMN|VGRD|Vanguard Marketing Corporation|75776
OPHT|OPHTHOTECH CORP CMN|VNDS|VANDHAM SECURITIES CORP|31343
OPHT|OPHTHOTECH CORP CMN|VSIN|Vision Financial Markets Llc|19092
OPHT|OPHTHOTECH CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|3920653
OPHT|OPHTHOTECH CORP CMN|WEDB|WEDBUSH SECURITIES INC.|57964
OPHT|OPHTHOTECH CORP CMN|WEED|Weeden & Co.L.P.|1537
OPHT|OPHTHOTECH CORP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24896
OPHT|OPHTHOTECH CORP CMN|WFPB|Wells Fargo Securities, LLC.|1700
OPHT|OPHTHOTECH CORP CMN|WGIF|CIBC World Markets Inc.|16248
OPHT|OPHTHOTECH CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|30246
OPHT|OPHTHOTECH CORP CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
OPHT|OPHTHOTECH CORP CMN|XIST|INSTINET, LLC|14400
OPHT|OPHTHOTECH CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|61800
OPHT|OPHTHOTECH CORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|25149
OPHT|OPHTHOTECH CORP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5920
OPK|OPKO HEALTH INC|ABLE|NATIXIS Securities Americas LLC|6653
OPK|OPKO HEALTH INC|AGIS|Aegis Capital Corp.|5400
OPK|OPKO HEALTH INC|ALTX|Alternet Securities Inc.|9200
OPK|OPKO HEALTH INC|APCC|Apex Clearing Corporation|56107
OPK|OPKO HEALTH INC|BARD|Robert W. Baird & Co. Incorporated|2490
OPK|OPKO HEALTH INC|BATM|CBOE TRADING, INC.|10374
OPK|OPKO HEALTH INC|BAYC|BAY CREST PARTNERS, LLC|9169
OPK|OPKO HEALTH INC|BAYT|BTIG, LLC|5000
OPK|OPKO HEALTH INC|BBNT|BB&T SECURITIES, LLC|950
OPK|OPKO HEALTH INC|BERN|Sanford C. Bernstein & Co., LLC|7400
OPK|OPKO HEALTH INC|BIDS|BIDS TRADING L.P.|3000
OPK|OPKO HEALTH INC|BIMI|Banca IMI Securities Corp.|9198
OPK|OPKO HEALTH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100020
OPK|OPKO HEALTH INC|BLKX|INSTINET, LLC|96900
OPK|OPKO HEALTH INC|BMOC|BMO Capital Markets Corp.|27652
OPK|OPKO HEALTH INC|BNPX|BNP PARIBAS SECURITIES CORP.|446251
OPK|OPKO HEALTH INC|BRGE|Newbridge Securities Corp.|3764
OPK|OPKO HEALTH INC|BTIG|BTIG, LLC|266394
OPK|OPKO HEALTH INC|BYXM|CBOE TRADING, INC.|190
OPK|OPKO HEALTH INC|CANT|Cantor Fitzgerald & Co.|49734
OPK|OPKO HEALTH INC|CHAS|Charles Schwab & Co., Inc.|7160
OPK|OPKO HEALTH INC|CICF|Canaccord Genuity Corp.|1400
OPK|OPKO HEALTH INC|CIST|Capital Institutional Services, Inc.|4310
OPK|OPKO HEALTH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42872
OPK|OPKO HEALTH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|435
OPK|OPKO HEALTH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|23372
OPK|OPKO HEALTH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1662048
OPK|OPKO HEALTH INC|CTDL|Citadel Derivatives Group Llc|270632
OPK|OPKO HEALTH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|124900
OPK|OPKO HEALTH INC|DBAB|Deutsche Bank Securities Inc.|4004663
OPK|OPKO HEALTH INC|DBAX|Deutsche Bank Securities Inc.|1070000
OPK|OPKO HEALTH INC|DCHF|Dart Executions, LLC|40672
OPK|OPKO HEALTH INC|DEAN|MORGAN STANLEY|46897
OPK|OPKO HEALTH INC|DEGS|RONIN PROFESSIONAL LLC|24800
OPK|OPKO HEALTH INC|DRWK|DRW SECURITIES, L.L.C.|27066
OPK|OPKO HEALTH INC|EBXL|EBX LLC|583900
OPK|OPKO HEALTH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15414
OPK|OPKO HEALTH INC|EDJO|Edward D. Jones & Co., L.P.|1805
OPK|OPKO HEALTH INC|EGAM|CBOE TRADING, INC.|33643
OPK|OPKO HEALTH INC|EGAW|CBOE TRADING, INC.|1400
OPK|OPKO HEALTH INC|EGXM|CBOE TRADING, INC.|6007
OPK|OPKO HEALTH INC|ETBE|Electronic Transaction Clearing, Inc.|34664
OPK|OPKO HEALTH INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|87716
OPK|OPKO HEALTH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25950
OPK|OPKO HEALTH INC|ETRS|E*Trade Securities LLC|2047297
OPK|OPKO HEALTH INC|FBCO|Credit Suisse Securities (USA) LLC|14321748
OPK|OPKO HEALTH INC|FBSB|U.S. Bancorp Investments, Inc.|2100
OPK|OPKO HEALTH INC|FFSI|Firstrade Securities Inc.|100
OPK|OPKO HEALTH INC|FILL|Tradestation Securities, Inc.|85874
OPK|OPKO HEALTH INC|FINX|FINTECH SECURITIES|100
OPK|OPKO HEALTH INC|FMAF|NBCN Inc./ CDS|28905
OPK|OPKO HEALTH INC|FOMA|TD AMERITRADE CLEARING, INC.|3555565
OPK|OPKO HEALTH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
OPK|OPKO HEALTH INC|FQLS|Quantlab Securities LP|606377
OPK|OPKO HEALTH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|238962
OPK|OPKO HEALTH INC|FTBR|Foliofn Investments, Inc.|1147
OPK|OPKO HEALTH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|375782
OPK|OPKO HEALTH INC|GLPX|ACS EXECUTION SERVICES, LLC|25928
OPK|OPKO HEALTH INC|GSCO|GOLDMAN SACHS & CO. LLC|14085100
OPK|OPKO HEALTH INC|GSCS|GOLDMAN SACHS & CO. LLC|72037
OPK|OPKO HEALTH INC|GSLT|GOLDMAN SACHS & CO. LLC|12057
OPK|OPKO HEALTH INC|GTSZ|GTS SECURITIES LLC|85365
OPK|OPKO HEALTH INC|HAPX|HAP Trading, LLC|5139
OPK|OPKO HEALTH INC|HASF|Haywood Securities Inc./CDS|5500
OPK|OPKO HEALTH INC|HRBF|American Enterprise Investment Services Inc.|56119
OPK|OPKO HEALTH INC|HSBC|HSBC Securities, Inc.|481
OPK|OPKO HEALTH INC|IATS|INTERACTIVE BROKERS LLC|111742
OPK|OPKO HEALTH INC|IBKR|Interactive Brokers Llc|380260
OPK|OPKO HEALTH INC|ICBX|INSTINET, LLC|394433
OPK|OPKO HEALTH INC|IEQY|CITADEL SECURITIES LLC|245825
OPK|OPKO HEALTH INC|INCA|INSTINET, LLC|1479814
OPK|OPKO HEALTH INC|INJX|INSTINET, LLC|216005
OPK|OPKO HEALTH INC|ITGI|ITG Inc.|108769
OPK|OPKO HEALTH INC|ITGP|ITG INC.|217600
OPK|OPKO HEALTH INC|JANY|Janney Montgomery Scott Inc.|31193
OPK|OPKO HEALTH INC|JEFF|JEFFERIES LLC|765981
OPK|OPKO HEALTH INC|JMPT|JUMP TRADING, LLC|124990
OPK|OPKO HEALTH INC|JPBX|J.P. MORGAN SECURITIES LLC|313922
OPK|OPKO HEALTH INC|JPMX|J.P. Morgan Securities LLC|1124314
OPK|OPKO HEALTH INC|JSJX|JANE STREET CAPITAL LLC|76226
OPK|OPKO HEALTH INC|KCGM|VIRTU Americas LLC|256877
OPK|OPKO HEALTH INC|KRSH|Kershner Securities, LLC|3333
OPK|OPKO HEALTH INC|LEHM|Barclays Capital Inc./Le|9450969
OPK|OPKO HEALTH INC|LGNT|COR CLEARING LLC|569
OPK|OPKO HEALTH INC|LIME|Lime Brokerage LLC|806213
OPK|OPKO HEALTH INC|LMGP|LIME BROKERAGE LLC|2400
OPK|OPKO HEALTH INC|LOOP|Loop Capital Markets LLC|62883
OPK|OPKO HEALTH INC|LQNA|LIQUIDNET, INC.|1100
OPK|OPKO HEALTH INC|LQNB|LIQUIDNET, INC.|3000
OPK|OPKO HEALTH INC|LSCI|Lek Securities Corporation|769
OPK|OPKO HEALTH INC|LTCO|Ladenburg, Thalmann & Co., Inc.|208328
OPK|OPKO HEALTH INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
OPK|OPKO HEALTH INC|MACQ|Macquarie Capital (USA) Inc.|3014
OPK|OPKO HEALTH INC|MAXM|Maxim Group LLC|129378
OPK|OPKO HEALTH INC|MBTS|ALLY INVEST SECURITIES LLC|18028
OPK|OPKO HEALTH INC|MCBT|Moors & Cabot, Inc.|5000
OPK|OPKO HEALTH INC|MILE|I-Bankers Securities, Inc.|1940
OPK|OPKO HEALTH INC|MKMP|MKM Partners LLC|20000
OPK|OPKO HEALTH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1648700
OPK|OPKO HEALTH INC|MOTF|MOTIF INVESTING, INC.|1
OPK|OPKO HEALTH INC|MSCO|MORGAN STANLEY & CO. LLC|21490722
OPK|OPKO HEALTH INC|MSPL|MORGAN STANLEY & CO. LLC|1105100
OPK|OPKO HEALTH INC|MSTX|MORGAN STANLEY & CO. LLC|910300
OPK|OPKO HEALTH INC|NATL|National Securities Corporation|181986
OPK|OPKO HEALTH INC|NFSC|National Financial Services LLC|4227042
OPK|OPKO HEALTH INC|NITE|VIRTU Americas LLC|5800040
OPK|OPKO HEALTH INC|NITP|VIRTU Americas LLC|301421
OPK|OPKO HEALTH INC|NQRB|Brut, LLC|19472
OPK|OPKO HEALTH INC|NTFN|Network 1 Financial Securities Inc.|4000
OPK|OPKO HEALTH INC|NTRC|Northern Trust Securities, Inc.|3036
OPK|OPKO HEALTH INC|OHOS|TWO SIGMA SECURITIES, LLC|107582
OPK|OPKO HEALTH INC|OPCO|Oppenheimer & Co. Inc.|147214
OPK|OPKO HEALTH INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
OPK|OPKO HEALTH INC|PCPT|PHILLIP CAPITAL INC.|5096
OPK|OPKO HEALTH INC|PDQM|CODA MARKETS, INC.|50749
OPK|OPKO HEALTH INC|PHLY|NASDAQ Execution Services, LLC|41400
OPK|OPKO HEALTH INC|PWJC|UBS Financial Services, Inc.|31229
OPK|OPKO HEALTH INC|RAJA|Raymond James & Associates, Inc.|73736
OPK|OPKO HEALTH INC|RBCM|RBC CAPITAL MARKETS, LLC|271572
OPK|OPKO HEALTH INC|RGLD|Regal Securities, Inc|300
OPK|OPKO HEALTH INC|SAGL|SAGETRADER, LLC|16756
OPK|OPKO HEALTH INC|SAGW|SAGETRADER, LLC|15863
OPK|OPKO HEALTH INC|SALI|INTL FCSTONE FINANCIAL INC.|975
OPK|OPKO HEALTH INC|SBSH|Citigroup Global Markets Inc.|3038132
OPK|OPKO HEALTH INC|SGMT|GOLDMAN SACHS & CO. LLC|693541
OPK|OPKO HEALTH INC|SPDR|SPEEDROUTE LLC|5525
OPK|OPKO HEALTH INC|SPTD|MINT GLOBAL MARKETS, INC.|100
OPK|OPKO HEALTH INC|STFL|Stifel, Nicolaus & Company, Incorporated|52556
OPK|OPKO HEALTH INC|STKP|STOCKPILE INVESTMENTS, INC.|28
OPK|OPKO HEALTH INC|STRS|STRATEGAS RESEARCH PARTNERS|1050
OPK|OPKO HEALTH INC|SWIM|TD Ameritrade, Inc.|1533848
OPK|OPKO HEALTH INC|SWST|Hilltop Securities Inc.|115193
OPK|OPKO HEALTH INC|TKNG|ALLY INVEST SECURITIES LLC|44638
OPK|OPKO HEALTH INC|TRBT|Tradebot Systems, Inc.|1019985
OPK|OPKO HEALTH INC|TRCM|TRC MARKETS LLC|330336
OPK|OPKO HEALTH INC|TWTT|TASTYWORKS, INC.|1150
OPK|OPKO HEALTH INC|UBSA|UBS SECURITIES LLC|2408201
OPK|OPKO HEALTH INC|UBSS|UBS Securities LLC|12503730
OPK|OPKO HEALTH INC|VALX|VIRTU AMERICAS LLC|340626
OPK|OPKO HEALTH INC|VERT|The Vertical Trading Group, LLC|4200
OPK|OPKO HEALTH INC|VGRD|Vanguard Marketing Corporation|243542
OPK|OPKO HEALTH INC|VIEW|VIEWTRADE SECURITIES LLC|1358
OPK|OPKO HEALTH INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3608
OPK|OPKO HEALTH INC|WCHV|WELLS FARGO SECURITIES, LLC|609582
OPK|OPKO HEALTH INC|WDNX|WEEDEN & CO.L.P.|2128
OPK|OPKO HEALTH INC|WEED|Weeden & Co.L.P.|31420
OPK|OPKO HEALTH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|79148
OPK|OPKO HEALTH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|153358
OPK|OPKO HEALTH INC|WGIF|CIBC World Markets Inc.|28298
OPK|OPKO HEALTH INC|WHOT|JUST2TRADE, INC.|200
OPK|OPKO HEALTH INC|WORD|Worden Capital Management LLC|2000
OPK|OPKO HEALTH INC|WSEA|WOLVERINE SECURITIES, LLC|86001
OPK|OPKO HEALTH INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|5000
OPK|OPKO HEALTH INC|WTFS|JUST2TRADE, INC.|400
OPK|OPKO HEALTH INC|XIST|INSTINET, LLC|717650
OPK|OPKO HEALTH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|232260
OPK|OPKO HEALTH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1410
OPK|OPKO HEALTH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18425
OPNT|OPIANT PHARMA CM|AGIS|Aegis Capital Corp.|500
OPNT|OPIANT PHARMA CM|APCC|Apex Clearing Corporation|650
OPNT|OPIANT PHARMA CM|BATM|CBOE TRADING, INC.|577
OPNT|OPIANT PHARMA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
OPNT|OPIANT PHARMA CM|BMAK|BMA SECURITIES|4000
OPNT|OPIANT PHARMA CM|CANT|Cantor Fitzgerald & Co.|358
OPNT|OPIANT PHARMA CM|CHAS|Charles Schwab & Co., Inc.|200
OPNT|OPIANT PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1660
OPNT|OPIANT PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1359
OPNT|OPIANT PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7577
OPNT|OPIANT PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1453
OPNT|OPIANT PHARMA CM|CTDL|Citadel Derivatives Group Llc|401
OPNT|OPIANT PHARMA CM|DBAB|Deutsche Bank Securities Inc.|200
OPNT|OPIANT PHARMA CM|DBAX|Deutsche Bank Securities Inc.|400
OPNT|OPIANT PHARMA CM|DEAN|MORGAN STANLEY|1780
OPNT|OPIANT PHARMA CM|DEGS|RONIN PROFESSIONAL LLC|4350
OPNT|OPIANT PHARMA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
OPNT|OPIANT PHARMA CM|EBXL|EBX LLC|500
OPNT|OPIANT PHARMA CM|EDJO|Edward D. Jones & Co., L.P.|450
OPNT|OPIANT PHARMA CM|EGAM|CBOE TRADING, INC.|100
OPNT|OPIANT PHARMA CM|EGXM|CBOE TRADING, INC.|802
OPNT|OPIANT PHARMA CM|ETRS|E*Trade Securities LLC|8999
OPNT|OPIANT PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|7463
OPNT|OPIANT PHARMA CM|FMAF|NBCN Inc./ CDS|569
OPNT|OPIANT PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|38598
OPNT|OPIANT PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|269
OPNT|OPIANT PHARMA CM|FTBR|Foliofn Investments, Inc.|793
OPNT|OPIANT PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|359
OPNT|OPIANT PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|890
OPNT|OPIANT PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|2065
OPNT|OPIANT PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|90
OPNT|OPIANT PHARMA CM|GTSZ|GTS SECURITIES LLC|4235
OPNT|OPIANT PHARMA CM|HRBF|American Enterprise Investment Services Inc.|200
OPNT|OPIANT PHARMA CM|IATS|INTERACTIVE BROKERS LLC|1500
OPNT|OPIANT PHARMA CM|IBKR|Interactive Brokers Llc|11859
OPNT|OPIANT PHARMA CM|ICBX|INSTINET, LLC|900
OPNT|OPIANT PHARMA CM|INCA|INSTINET, LLC|2669
OPNT|OPIANT PHARMA CM|INJX|INSTINET, LLC|282
OPNT|OPIANT PHARMA CM|ITGI|ITG Inc.|2570
OPNT|OPIANT PHARMA CM|ITGP|ITG INC.|1800
OPNT|OPIANT PHARMA CM|JANY|Janney Montgomery Scott Inc.|100
OPNT|OPIANT PHARMA CM|JPMX|J.P. Morgan Securities LLC|1100
OPNT|OPIANT PHARMA CM|KCGM|VIRTU Americas LLC|126
OPNT|OPIANT PHARMA CM|LEHM|Barclays Capital Inc./Le|1844
OPNT|OPIANT PHARMA CM|LIME|Lime Brokerage LLC|14579
OPNT|OPIANT PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500
OPNT|OPIANT PHARMA CM|MOTF|MOTIF INVESTING, INC.|1
OPNT|OPIANT PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|34186
OPNT|OPIANT PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|100
OPNT|OPIANT PHARMA CM|NFSC|National Financial Services LLC|40392
OPNT|OPIANT PHARMA CM|NITE|VIRTU Americas LLC|68099
OPNT|OPIANT PHARMA CM|NITP|VIRTU Americas LLC|100
OPNT|OPIANT PHARMA CM|NQRB|Brut, LLC|200
OPNT|OPIANT PHARMA CM|PDQM|CODA MARKETS, INC.|1412
OPNT|OPIANT PHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|3495
OPNT|OPIANT PHARMA CM|SAGL|SAGETRADER, LLC|144
OPNT|OPIANT PHARMA CM|SBSH|Citigroup Global Markets Inc.|200
OPNT|OPIANT PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|897
OPNT|OPIANT PHARMA CM|SPDR|SPEEDROUTE LLC|200
OPNT|OPIANT PHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|1742
OPNT|OPIANT PHARMA CM|STXG|Stockcross Financial Services, Inc.|500
OPNT|OPIANT PHARMA CM|SWIM|TD Ameritrade, Inc.|21386
OPNT|OPIANT PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|4
OPNT|OPIANT PHARMA CM|TRCM|TRC MARKETS LLC|498
OPNT|OPIANT PHARMA CM|UBSA|UBS SECURITIES LLC|6507
OPNT|OPIANT PHARMA CM|UBSS|UBS Securities LLC|21684
OPNT|OPIANT PHARMA CM|VALX|VIRTU AMERICAS LLC|563
OPNT|OPIANT PHARMA CM|VGRD|Vanguard Marketing Corporation|3182
OPNT|OPIANT PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|4187
OPNT|OPIANT PHARMA CM|WEDB|WEDBUSH SECURITIES INC.|150
OPNT|OPIANT PHARMA CM|WGIF|CIBC World Markets Inc.|64
OPNT|OPIANT PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|1162
OPNT|OPIANT PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
OPNT|OPIANT PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|105
OPNT|OPIANT PHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|575
OPOF|OLD POINT FINL CP|ALTX|Alternet Securities Inc.|500
OPOF|OLD POINT FINL CP|BATM|CBOE TRADING, INC.|1070
OPOF|OLD POINT FINL CP|BAYC|BAY CREST PARTNERS, LLC|499
OPOF|OLD POINT FINL CP|BBNT|BB&T SECURITIES, LLC|1
OPOF|OLD POINT FINL CP|BERN|Sanford C. Bernstein & Co., LLC|100
OPOF|OLD POINT FINL CP|BMOC|BMO Capital Markets Corp.|549
OPOF|OLD POINT FINL CP|BNKS|Fig Partners, LLC|3891
OPOF|OLD POINT FINL CP|BNPX|BNP PARIBAS SECURITIES CORP.|269
OPOF|OLD POINT FINL CP|BTIG|BTIG, LLC|191
OPOF|OLD POINT FINL CP|BYXM|CBOE TRADING, INC.|458
OPOF|OLD POINT FINL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|325
OPOF|OLD POINT FINL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10028
OPOF|OLD POINT FINL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8185
OPOF|OLD POINT FINL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2492
OPOF|OLD POINT FINL CP|CTDL|Citadel Derivatives Group Llc|753
OPOF|OLD POINT FINL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|312
OPOF|OLD POINT FINL CP|DAVA|Davenport & Company LLC|156
OPOF|OLD POINT FINL CP|DBAB|Deutsche Bank Securities Inc.|65322
OPOF|OLD POINT FINL CP|DBAX|Deutsche Bank Securities Inc.|4200
OPOF|OLD POINT FINL CP|DEGS|RONIN PROFESSIONAL LLC|405
OPOF|OLD POINT FINL CP|EBXL|EBX LLC|500
OPOF|OLD POINT FINL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|296
OPOF|OLD POINT FINL CP|EGAM|CBOE TRADING, INC.|100
OPOF|OLD POINT FINL CP|ETRS|E*Trade Securities LLC|47
OPOF|OLD POINT FINL CP|FBCO|Credit Suisse Securities (USA) LLC|4607
OPOF|OLD POINT FINL CP|FINX|FINTECH SECURITIES|2038
OPOF|OLD POINT FINL CP|FOMA|TD AMERITRADE CLEARING, INC.|6682
OPOF|OLD POINT FINL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
OPOF|OLD POINT FINL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5797
OPOF|OLD POINT FINL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1301
OPOF|OLD POINT FINL CP|GLPX|ACS EXECUTION SERVICES, LLC|3178
OPOF|OLD POINT FINL CP|GSCO|GOLDMAN SACHS & CO. LLC|123325
OPOF|OLD POINT FINL CP|GSCS|GOLDMAN SACHS & CO. LLC|3
OPOF|OLD POINT FINL CP|GTSZ|GTS SECURITIES LLC|9654
OPOF|OLD POINT FINL CP|IBKR|Interactive Brokers Llc|1630
OPOF|OLD POINT FINL CP|ICBX|INSTINET, LLC|700
OPOF|OLD POINT FINL CP|IEQY|CITADEL SECURITIES LLC|735
OPOF|OLD POINT FINL CP|INCA|INSTINET, LLC|13121
OPOF|OLD POINT FINL CP|INJX|INSTINET, LLC|314
OPOF|OLD POINT FINL CP|ITGI|ITG Inc.|32971
OPOF|OLD POINT FINL CP|ITGP|ITG INC.|1200
OPOF|OLD POINT FINL CP|JEFF|JEFFERIES LLC|821
OPOF|OLD POINT FINL CP|JPMX|J.P. Morgan Securities LLC|5472
OPOF|OLD POINT FINL CP|KCGM|VIRTU Americas LLC|2143
OPOF|OLD POINT FINL CP|LEHM|Barclays Capital Inc./Le|26586
OPOF|OLD POINT FINL CP|LIME|Lime Brokerage LLC|17619
OPOF|OLD POINT FINL CP|LMGP|LIME BROKERAGE LLC|8062
OPOF|OLD POINT FINL CP|LQNA|LIQUIDNET, INC.|2800
OPOF|OLD POINT FINL CP|MAXM|Maxim Group LLC|106
OPOF|OLD POINT FINL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1103
OPOF|OLD POINT FINL CP|MSCO|MORGAN STANLEY & CO. LLC|126896
OPOF|OLD POINT FINL CP|MSPL|MORGAN STANLEY & CO. LLC|6500
OPOF|OLD POINT FINL CP|MSTX|MORGAN STANLEY & CO. LLC|400
OPOF|OLD POINT FINL CP|NFSC|National Financial Services LLC|2849
OPOF|OLD POINT FINL CP|NITE|VIRTU Americas LLC|18166
OPOF|OLD POINT FINL CP|NQRB|Brut, LLC|200
OPOF|OLD POINT FINL CP|PDQM|CODA MARKETS, INC.|7194
OPOF|OLD POINT FINL CP|RAJA|Raymond James & Associates, Inc.|1062
OPOF|OLD POINT FINL CP|SBSH|Citigroup Global Markets Inc.|15506
OPOF|OLD POINT FINL CP|SGMT|GOLDMAN SACHS & CO. LLC|829
OPOF|OLD POINT FINL CP|SPDR|SPEEDROUTE LLC|1600
OPOF|OLD POINT FINL CP|SWIM|TD Ameritrade, Inc.|7461
OPOF|OLD POINT FINL CP|TMBR|Timber Hill LLC|100
OPOF|OLD POINT FINL CP|TRBT|Tradebot Systems, Inc.|414
OPOF|OLD POINT FINL CP|TRCM|TRC MARKETS LLC|2871
OPOF|OLD POINT FINL CP|UBSA|UBS SECURITIES LLC|18122
OPOF|OLD POINT FINL CP|UBSS|UBS Securities LLC|108104
OPOF|OLD POINT FINL CP|VALX|VIRTU AMERICAS LLC|1026
OPOF|OLD POINT FINL CP|VGRD|Vanguard Marketing Corporation|289
OPOF|OLD POINT FINL CP|WCHV|WELLS FARGO SECURITIES, LLC|1520
OPOF|OLD POINT FINL CP|WDNX|WEEDEN & CO.L.P.|1898
OPOF|OLD POINT FINL CP|WSEA|WOLVERINE SECURITIES, LLC|200
OPOF|OLD POINT FINL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|16
OPP|RIVERNORTH/DOUBLELIN|APCC|Apex Clearing Corporation|5
OPP|RIVERNORTH/DOUBLELIN|BARD|Robert W. Baird & Co. Incorporated|294
OPP|RIVERNORTH/DOUBLELIN|BATM|CBOE TRADING, INC.|100
OPP|RIVERNORTH/DOUBLELIN|BBNT|BB&T SECURITIES, LLC|1000
OPP|RIVERNORTH/DOUBLELIN|BERN|Sanford C. Bernstein & Co., LLC|12
OPP|RIVERNORTH/DOUBLELIN|CANT|Cantor Fitzgerald & Co.|14614
OPP|RIVERNORTH/DOUBLELIN|CHAS|Charles Schwab & Co., Inc.|4561
OPP|RIVERNORTH/DOUBLELIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1684
OPP|RIVERNORTH/DOUBLELIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|10390
OPP|RIVERNORTH/DOUBLELIN|DBAX|Deutsche Bank Securities Inc.|2700
OPP|RIVERNORTH/DOUBLELIN|DEAN|MORGAN STANLEY|14362
OPP|RIVERNORTH/DOUBLELIN|EBXL|EBX LLC|2300
OPP|RIVERNORTH/DOUBLELIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
OPP|RIVERNORTH/DOUBLELIN|EDJO|Edward D. Jones & Co., L.P.|2000
OPP|RIVERNORTH/DOUBLELIN|EGXM|CBOE TRADING, INC.|1
OPP|RIVERNORTH/DOUBLELIN|ETRS|E*Trade Securities LLC|2443
OPP|RIVERNORTH/DOUBLELIN|FBSB|U.S. Bancorp Investments, Inc.|2302
OPP|RIVERNORTH/DOUBLELIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|514
OPP|RIVERNORTH/DOUBLELIN|GLPX|ACS EXECUTION SERVICES, LLC|200
OPP|RIVERNORTH/DOUBLELIN|GSLT|GOLDMAN SACHS & CO. LLC|100
OPP|RIVERNORTH/DOUBLELIN|GTSZ|GTS SECURITIES LLC|1070
OPP|RIVERNORTH/DOUBLELIN|HRBF|American Enterprise Investment Services Inc.|650
OPP|RIVERNORTH/DOUBLELIN|IATS|INTERACTIVE BROKERS LLC|275
OPP|RIVERNORTH/DOUBLELIN|IBKR|Interactive Brokers Llc|8513
OPP|RIVERNORTH/DOUBLELIN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1044
OPP|RIVERNORTH/DOUBLELIN|ICBX|INSTINET, LLC|2695
OPP|RIVERNORTH/DOUBLELIN|INCA|INSTINET, LLC|1519
OPP|RIVERNORTH/DOUBLELIN|ITGI|ITG Inc.|86
OPP|RIVERNORTH/DOUBLELIN|ITGP|ITG INC.|4200
OPP|RIVERNORTH/DOUBLELIN|JANY|Janney Montgomery Scott Inc.|2052
OPP|RIVERNORTH/DOUBLELIN|JPMX|J.P. Morgan Securities LLC|4000
OPP|RIVERNORTH/DOUBLELIN|KCGM|VIRTU Americas LLC|1936
OPP|RIVERNORTH/DOUBLELIN|LEHM|Barclays Capital Inc./Le|9297
OPP|RIVERNORTH/DOUBLELIN|LIME|Lime Brokerage LLC|2198
OPP|RIVERNORTH/DOUBLELIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
OPP|RIVERNORTH/DOUBLELIN|MOTF|MOTIF INVESTING, INC.|1
OPP|RIVERNORTH/DOUBLELIN|MSCO|MORGAN STANLEY & CO. LLC|6456
OPP|RIVERNORTH/DOUBLELIN|MSPL|MORGAN STANLEY & CO. LLC|1000
OPP|RIVERNORTH/DOUBLELIN|NBCS|NBC Securities, INC.|3455
OPP|RIVERNORTH/DOUBLELIN|NFSC|National Financial Services LLC|97173
OPP|RIVERNORTH/DOUBLELIN|NITE|VIRTU Americas LLC|160590
OPP|RIVERNORTH/DOUBLELIN|NQRB|Brut, LLC|600
OPP|RIVERNORTH/DOUBLELIN|OPCO|Oppenheimer & Co. Inc.|7074
OPP|RIVERNORTH/DOUBLELIN|PDQM|CODA MARKETS, INC.|500
OPP|RIVERNORTH/DOUBLELIN|PWJC|UBS Financial Services, Inc.|32626
OPP|RIVERNORTH/DOUBLELIN|RBCM|RBC CAPITAL MARKETS, LLC|24003
OPP|RIVERNORTH/DOUBLELIN|SALI|INTL FCSTONE FINANCIAL INC.|113
OPP|RIVERNORTH/DOUBLELIN|SBSH|Citigroup Global Markets Inc.|13732
OPP|RIVERNORTH/DOUBLELIN|SGMT|GOLDMAN SACHS & CO. LLC|1509
OPP|RIVERNORTH/DOUBLELIN|STFL|Stifel, Nicolaus & Company, Incorporated|28038
OPP|RIVERNORTH/DOUBLELIN|SWIM|TD Ameritrade, Inc.|1200
OPP|RIVERNORTH/DOUBLELIN|TKNG|ALLY INVEST SECURITIES LLC|25
OPP|RIVERNORTH/DOUBLELIN|TRBT|Tradebot Systems, Inc.|516
OPP|RIVERNORTH/DOUBLELIN|UBSA|UBS SECURITIES LLC|7738
OPP|RIVERNORTH/DOUBLELIN|UBSS|UBS Securities LLC|79297
OPP|RIVERNORTH/DOUBLELIN|VGRD|Vanguard Marketing Corporation|9337
OPP|RIVERNORTH/DOUBLELIN|WCHV|WELLS FARGO SECURITIES, LLC|35382
OPP|RIVERNORTH/DOUBLELIN|WEED|Weeden & Co.L.P.|10
OPP|RIVERNORTH/DOUBLELIN|WSEA|WOLVERINE SECURITIES, LLC|6
OPP|RIVERNORTH/DOUBLELIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|12800
OPP|RIVERNORTH/DOUBLELIN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
OPP|RIVERNORTH/DOUBLELIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2739
OPRX|OPTIMIZERX CORP CM|BATM|CBOE TRADING, INC.|100
OPRX|OPTIMIZERX CORP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|401
OPRX|OPTIMIZERX CORP CM|CTDL|Citadel Derivatives Group Llc|56
OPRX|OPTIMIZERX CORP CM|EBXL|EBX LLC|100
OPRX|OPTIMIZERX CORP CM|ETBE|Electronic Transaction Clearing, Inc.|50
OPRX|OPTIMIZERX CORP CM|ETRS|E*Trade Securities LLC|100
OPRX|OPTIMIZERX CORP CM|FBCO|Credit Suisse Securities (USA) LLC|13876
OPRX|OPTIMIZERX CORP CM|FOMA|TD AMERITRADE CLEARING, INC.|13200
OPRX|OPTIMIZERX CORP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|300
OPRX|OPTIMIZERX CORP CM|GSCO|GOLDMAN SACHS & CO. LLC|7370
OPRX|OPTIMIZERX CORP CM|GSLT|GOLDMAN SACHS & CO. LLC|2000
OPRX|OPTIMIZERX CORP CM|IBKR|Interactive Brokers Llc|436
OPRX|OPTIMIZERX CORP CM|INCA|INSTINET, LLC|3010
OPRX|OPTIMIZERX CORP CM|INJX|INSTINET, LLC|100
OPRX|OPTIMIZERX CORP CM|ITGP|ITG INC.|200
OPRX|OPTIMIZERX CORP CM|KCGM|VIRTU Americas LLC|200
OPRX|OPTIMIZERX CORP CM|LIME|Lime Brokerage LLC|534
OPRX|OPTIMIZERX CORP CM|MSCO|MORGAN STANLEY & CO. LLC|1820
OPRX|OPTIMIZERX CORP CM|NFSC|National Financial Services LLC|6945
OPRX|OPTIMIZERX CORP CM|NITE|VIRTU Americas LLC|8308
OPRX|OPTIMIZERX CORP CM|ROTH|Roth Capital Partners, LLC|68
OPRX|OPTIMIZERX CORP CM|SALI|INTL FCSTONE FINANCIAL INC.|247
OPRX|OPTIMIZERX CORP CM|SGMT|GOLDMAN SACHS & CO. LLC|200
OPRX|OPTIMIZERX CORP CM|SPDR|SPEEDROUTE LLC|450
OPRX|OPTIMIZERX CORP CM|SWIM|TD Ameritrade, Inc.|433
OPRX|OPTIMIZERX CORP CM|UBSA|UBS SECURITIES LLC|726
OPRX|OPTIMIZERX CORP CM|UBSS|UBS Securities LLC|450
OPRX|OPTIMIZERX CORP CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|600
OPTN|OPTINOSE, INC. CM|AGIS|Aegis Capital Corp.|1250
OPTN|OPTINOSE, INC. CM|ALTX|Alternet Securities Inc.|23236
OPTN|OPTINOSE, INC. CM|ANOS|ABEL/NOSER, L.L.C.|671
OPTN|OPTINOSE, INC. CM|APCC|Apex Clearing Corporation|102
OPTN|OPTINOSE, INC. CM|AQUA|AQUA SECURITIES L.P.|4300
OPTN|OPTINOSE, INC. CM|AVON|Avondale Partners, LLC|100
OPTN|OPTINOSE, INC. CM|BATM|CBOE TRADING, INC.|2749
OPTN|OPTINOSE, INC. CM|BAYC|BAY CREST PARTNERS, LLC|477
OPTN|OPTINOSE, INC. CM|BAYT|BTIG, LLC|1400
OPTN|OPTINOSE, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|82896
OPTN|OPTINOSE, INC. CM|BIDS|BIDS TRADING L.P.|2800
OPTN|OPTINOSE, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6697
OPTN|OPTINOSE, INC. CM|BLKX|INSTINET, LLC|51100
OPTN|OPTINOSE, INC. CM|BMOC|BMO Capital Markets Corp.|1671
OPTN|OPTINOSE, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|1529
OPTN|OPTINOSE, INC. CM|BTIG|BTIG, LLC|12035
OPTN|OPTINOSE, INC. CM|BYXM|CBOE TRADING, INC.|2665
OPTN|OPTINOSE, INC. CM|CANT|Cantor Fitzgerald & Co.|100
OPTN|OPTINOSE, INC. CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|10800
OPTN|OPTINOSE, INC. CM|CHAS|Charles Schwab & Co., Inc.|700
OPTN|OPTINOSE, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|398397
OPTN|OPTINOSE, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20712
OPTN|OPTINOSE, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14664
OPTN|OPTINOSE, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|198235
OPTN|OPTINOSE, INC. CM|CSMS|CORNERSTONE MACRO LLC|37500
OPTN|OPTINOSE, INC. CM|CTDL|Citadel Derivatives Group Llc|11441
OPTN|OPTINOSE, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|26288
OPTN|OPTINOSE, INC. CM|DBAB|Deutsche Bank Securities Inc.|171852
OPTN|OPTINOSE, INC. CM|DBAX|Deutsche Bank Securities Inc.|223200
OPTN|OPTINOSE, INC. CM|DBUL|Deutsche Bank Securities Inc.|520
OPTN|OPTINOSE, INC. CM|DEAN|MORGAN STANLEY|7341
OPTN|OPTINOSE, INC. CM|DEGS|RONIN PROFESSIONAL LLC|30017
OPTN|OPTINOSE, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13500
OPTN|OPTINOSE, INC. CM|DOTC|Dougherty & Company LLC|800
OPTN|OPTINOSE, INC. CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|100
OPTN|OPTINOSE, INC. CM|EBXL|EBX LLC|163700
OPTN|OPTINOSE, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|7769
OPTN|OPTINOSE, INC. CM|EDJO|Edward D. Jones & Co., L.P.|206
OPTN|OPTINOSE, INC. CM|EGAM|CBOE TRADING, INC.|18369
OPTN|OPTINOSE, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|610
OPTN|OPTINOSE, INC. CM|EGXM|CBOE TRADING, INC.|5363
OPTN|OPTINOSE, INC. CM|EGXW|CBOE TRADING, INC.|88
OPTN|OPTINOSE, INC. CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
OPTN|OPTINOSE, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|19195
OPTN|OPTINOSE, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17774
OPTN|OPTINOSE, INC. CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
OPTN|OPTINOSE, INC. CM|ETRS|E*Trade Securities LLC|46760
OPTN|OPTINOSE, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|131610
OPTN|OPTINOSE, INC. CM|FILL|Tradestation Securities, Inc.|3121
OPTN|OPTINOSE, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|153722
OPTN|OPTINOSE, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2403
OPTN|OPTINOSE, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99977
OPTN|OPTINOSE, INC. CM|FTBR|Foliofn Investments, Inc.|3
OPTN|OPTINOSE, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6139
OPTN|OPTINOSE, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|47857
OPTN|OPTINOSE, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|748702
OPTN|OPTINOSE, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|7309
OPTN|OPTINOSE, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|6590
OPTN|OPTINOSE, INC. CM|GTSZ|GTS SECURITIES LLC|72029
OPTN|OPTINOSE, INC. CM|HRBF|American Enterprise Investment Services Inc.|1965
OPTN|OPTINOSE, INC. CM|IATS|INTERACTIVE BROKERS LLC|7270
OPTN|OPTINOSE, INC. CM|IBKR|Interactive Brokers Llc|198542
OPTN|OPTINOSE, INC. CM|ICBX|INSTINET, LLC|48338
OPTN|OPTINOSE, INC. CM|IEQY|CITADEL SECURITIES LLC|42490
OPTN|OPTINOSE, INC. CM|INCA|INSTINET, LLC|323888
OPTN|OPTINOSE, INC. CM|INJX|INSTINET, LLC|401066
OPTN|OPTINOSE, INC. CM|ITGI|ITG Inc.|59736
OPTN|OPTINOSE, INC. CM|ITGP|ITG INC.|210800
OPTN|OPTINOSE, INC. CM|JEFF|JEFFERIES LLC|397573
OPTN|OPTINOSE, INC. CM|JMPT|JUMP TRADING, LLC|34884
OPTN|OPTINOSE, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|6158
OPTN|OPTINOSE, INC. CM|JPMX|J.P. Morgan Securities LLC|238433
OPTN|OPTINOSE, INC. CM|JSJX|JANE STREET CAPITAL LLC|17396
OPTN|OPTINOSE, INC. CM|KCGM|VIRTU Americas LLC|45814
OPTN|OPTINOSE, INC. CM|LAFC|R. F. Lafferty & Co., Inc.|2500
OPTN|OPTINOSE, INC. CM|LEHM|Barclays Capital Inc./Le|617312
OPTN|OPTINOSE, INC. CM|LIME|Lime Brokerage LLC|181418
OPTN|OPTINOSE, INC. CM|LMGP|LIME BROKERAGE LLC|12555
OPTN|OPTINOSE, INC. CM|LQNA|LIQUIDNET, INC.|238500
OPTN|OPTINOSE, INC. CM|LTCO|Ladenburg, Thalmann & Co., Inc.|900
OPTN|OPTINOSE, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
OPTN|OPTINOSE, INC. CM|MAXM|Maxim Group LLC|2356
OPTN|OPTINOSE, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108359
OPTN|OPTINOSE, INC. CM|MOTF|MOTIF INVESTING, INC.|66
OPTN|OPTINOSE, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|913080
OPTN|OPTINOSE, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|134600
OPTN|OPTINOSE, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|25400
OPTN|OPTINOSE, INC. CM|NATL|National Securities Corporation|3100
OPTN|OPTINOSE, INC. CM|NFSC|National Financial Services LLC|66264
OPTN|OPTINOSE, INC. CM|NITE|VIRTU Americas LLC|309648
OPTN|OPTINOSE, INC. CM|NITP|VIRTU Americas LLC|18518
OPTN|OPTINOSE, INC. CM|NQRB|Brut, LLC|17972
OPTN|OPTINOSE, INC. CM|OPCO|Oppenheimer & Co. Inc.|1200
OPTN|OPTINOSE, INC. CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
OPTN|OPTINOSE, INC. CM|PDQM|CODA MARKETS, INC.|133939
OPTN|OPTINOSE, INC. CM|PIPR|Piper Jaffray & Co.|541674
OPTN|OPTINOSE, INC. CM|PREC|PRECISION SECURITIES, LLC|1150
OPTN|OPTINOSE, INC. CM|RAJA|Raymond James & Associates, Inc.|2220
OPTN|OPTINOSE, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|14740
OPTN|OPTINOSE, INC. CM|RJLC|RJL CAPITAL GROUP, LLC|2000
OPTN|OPTINOSE, INC. CM|ROTH|Roth Capital Partners, LLC|100
OPTN|OPTINOSE, INC. CM|SAGL|SAGETRADER, LLC|2000
OPTN|OPTINOSE, INC. CM|SALI|INTL FCSTONE FINANCIAL INC.|950
OPTN|OPTINOSE, INC. CM|SBSH|Citigroup Global Markets Inc.|103350
OPTN|OPTINOSE, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|71571
OPTN|OPTINOSE, INC. CM|SPDR|SPEEDROUTE LLC|51779
OPTN|OPTINOSE, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|22316
OPTN|OPTINOSE, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|3683
OPTN|OPTINOSE, INC. CM|SWIM|TD Ameritrade, Inc.|34350
OPTN|OPTINOSE, INC. CM|TDCO|Thompson Davis & Co., Inc.|2800
OPTN|OPTINOSE, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|71
OPTN|OPTINOSE, INC. CM|TRBT|Tradebot Systems, Inc.|74288
OPTN|OPTINOSE, INC. CM|TRCM|TRC MARKETS LLC|91662
OPTN|OPTINOSE, INC. CM|UBSA|UBS SECURITIES LLC|418279
OPTN|OPTINOSE, INC. CM|UBSS|UBS Securities LLC|1126755
OPTN|OPTINOSE, INC. CM|VALX|VIRTU AMERICAS LLC|4506
OPTN|OPTINOSE, INC. CM|VGRD|Vanguard Marketing Corporation|6222
OPTN|OPTINOSE, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|108298
OPTN|OPTINOSE, INC. CM|WEDB|WEDBUSH SECURITIES INC.|700
OPTN|OPTINOSE, INC. CM|WEED|Weeden & Co.L.P.|14640
OPTN|OPTINOSE, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|673
OPTN|OPTINOSE, INC. CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4518
OPTN|OPTINOSE, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|3171
OPTN|OPTINOSE, INC. CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
OPTN|OPTINOSE, INC. CM|XIST|INSTINET, LLC|11100
OPTN|OPTINOSE, INC. CM|XPQR|Jump Trading|1000
OPTN|OPTINOSE, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|12600
OPTN|OPTINOSE, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|6751
OPTN|OPTINOSE, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
OPTT|OCEAN POWER TECH INC|AGIS|Aegis Capital Corp.|10000
OPTT|OCEAN POWER TECH INC|ALTX|Alternet Securities Inc.|9872
OPTT|OCEAN POWER TECH INC|APCC|Apex Clearing Corporation|14331
OPTT|OCEAN POWER TECH INC|BATM|CBOE TRADING, INC.|350
OPTT|OCEAN POWER TECH INC|BIMI|Banca IMI Securities Corp.|14016
OPTT|OCEAN POWER TECH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|870
OPTT|OCEAN POWER TECH INC|BYXM|CBOE TRADING, INC.|100
OPTT|OCEAN POWER TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1233
OPTT|OCEAN POWER TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
OPTT|OCEAN POWER TECH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3600
OPTT|OCEAN POWER TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62238
OPTT|OCEAN POWER TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16692
OPTT|OCEAN POWER TECH INC|DBAB|Deutsche Bank Securities Inc.|17956
OPTT|OCEAN POWER TECH INC|DBAX|Deutsche Bank Securities Inc.|17500
OPTT|OCEAN POWER TECH INC|DEGS|RONIN PROFESSIONAL LLC|10196
OPTT|OCEAN POWER TECH INC|EBXL|EBX LLC|21000
OPTT|OCEAN POWER TECH INC|EDJO|Edward D. Jones & Co., L.P.|538
OPTT|OCEAN POWER TECH INC|EGAM|CBOE TRADING, INC.|14150
OPTT|OCEAN POWER TECH INC|EGAW|CBOE TRADING, INC.|100
OPTT|OCEAN POWER TECH INC|EGXM|CBOE TRADING, INC.|4600
OPTT|OCEAN POWER TECH INC|ETBE|Electronic Transaction Clearing, Inc.|15258
OPTT|OCEAN POWER TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2634
OPTT|OCEAN POWER TECH INC|ETRS|E*Trade Securities LLC|1089999
OPTT|OCEAN POWER TECH INC|FBCO|Credit Suisse Securities (USA) LLC|81544
OPTT|OCEAN POWER TECH INC|FILL|Tradestation Securities, Inc.|42659
OPTT|OCEAN POWER TECH INC|FMAF|NBCN Inc./ CDS|15202
OPTT|OCEAN POWER TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|1308203
OPTT|OCEAN POWER TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2185
OPTT|OCEAN POWER TECH INC|FTBR|Foliofn Investments, Inc.|37
OPTT|OCEAN POWER TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8452
OPTT|OCEAN POWER TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|11300
OPTT|OCEAN POWER TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|2328
OPTT|OCEAN POWER TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|10588
OPTT|OCEAN POWER TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|40964
OPTT|OCEAN POWER TECH INC|GTSZ|GTS SECURITIES LLC|2114
OPTT|OCEAN POWER TECH INC|HRBF|American Enterprise Investment Services Inc.|3335
OPTT|OCEAN POWER TECH INC|IATS|INTERACTIVE BROKERS LLC|15762
OPTT|OCEAN POWER TECH INC|IBKR|Interactive Brokers Llc|222643
OPTT|OCEAN POWER TECH INC|ICBX|INSTINET, LLC|10729
OPTT|OCEAN POWER TECH INC|INCA|INSTINET, LLC|35651
OPTT|OCEAN POWER TECH INC|INJX|INSTINET, LLC|2780
OPTT|OCEAN POWER TECH INC|ITGI|ITG Inc.|19467
OPTT|OCEAN POWER TECH INC|ITGP|ITG INC.|6200
OPTT|OCEAN POWER TECH INC|JANY|Janney Montgomery Scott Inc.|5
OPTT|OCEAN POWER TECH INC|JEFF|JEFFERIES LLC|197477
OPTT|OCEAN POWER TECH INC|JMPT|JUMP TRADING, LLC|30
OPTT|OCEAN POWER TECH INC|JPMX|J.P. Morgan Securities LLC|7452
OPTT|OCEAN POWER TECH INC|JSJX|JANE STREET CAPITAL LLC|5404
OPTT|OCEAN POWER TECH INC|KCGM|VIRTU Americas LLC|2860
OPTT|OCEAN POWER TECH INC|LEHM|Barclays Capital Inc./Le|164273
OPTT|OCEAN POWER TECH INC|LIME|Lime Brokerage LLC|17039
OPTT|OCEAN POWER TECH INC|MBTS|ALLY INVEST SECURITIES LLC|8026
OPTT|OCEAN POWER TECH INC|MICA|Spartan Securities Group, Ltd.|1000
OPTT|OCEAN POWER TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33138
OPTT|OCEAN POWER TECH INC|MOTF|MOTIF INVESTING, INC.|4
OPTT|OCEAN POWER TECH INC|MSCO|MORGAN STANLEY & CO. LLC|609388
OPTT|OCEAN POWER TECH INC|MSPL|MORGAN STANLEY & CO. LLC|30700
OPTT|OCEAN POWER TECH INC|NFSC|National Financial Services LLC|1405835
OPTT|OCEAN POWER TECH INC|NITE|VIRTU Americas LLC|2018519
OPTT|OCEAN POWER TECH INC|NQRB|Brut, LLC|800
OPTT|OCEAN POWER TECH INC|OPCO|Oppenheimer & Co. Inc.|19289
OPTT|OCEAN POWER TECH INC|PCPT|PHILLIP CAPITAL INC.|25
OPTT|OCEAN POWER TECH INC|PDQM|CODA MARKETS, INC.|6732
OPTT|OCEAN POWER TECH INC|SAGL|SAGETRADER, LLC|5700
OPTT|OCEAN POWER TECH INC|SBSH|Citigroup Global Markets Inc.|4050
OPTT|OCEAN POWER TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|8450
OPTT|OCEAN POWER TECH INC|SPDR|SPEEDROUTE LLC|26128
OPTT|OCEAN POWER TECH INC|SPTD|MINT GLOBAL MARKETS, INC.|123
OPTT|OCEAN POWER TECH INC|SWIM|TD Ameritrade, Inc.|376610
OPTT|OCEAN POWER TECH INC|SWST|Hilltop Securities Inc.|400
OPTT|OCEAN POWER TECH INC|TKNG|ALLY INVEST SECURITIES LLC|38664
OPTT|OCEAN POWER TECH INC|UBSA|UBS SECURITIES LLC|80647
OPTT|OCEAN POWER TECH INC|UBSS|UBS Securities LLC|87826
OPTT|OCEAN POWER TECH INC|VALX|VIRTU AMERICAS LLC|3600
OPTT|OCEAN POWER TECH INC|VGRD|Vanguard Marketing Corporation|113889
OPTT|OCEAN POWER TECH INC|VNDS|VANDHAM SECURITIES CORP|6417
OPTT|OCEAN POWER TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|57823
OPTT|OCEAN POWER TECH INC|WDCO|Wilson-Davis & Co., Inc.|11528
OPTT|OCEAN POWER TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9100
OPTT|OCEAN POWER TECH INC|WGIF|CIBC World Markets Inc.|1590
OPTT|OCEAN POWER TECH INC|WSEA|WOLVERINE SECURITIES, LLC|44327
OPTT|OCEAN POWER TECH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|815
OPTT|OCEAN POWER TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1250
OPY|OPPENHEIMER HLDGS A|ALTX|Alternet Securities Inc.|184
OPY|OPPENHEIMER HLDGS A|ANOS|ABEL/NOSER, L.L.C.|1327
OPY|OPPENHEIMER HLDGS A|APCC|Apex Clearing Corporation|36
OPY|OPPENHEIMER HLDGS A|BATM|CBOE TRADING, INC.|535
OPY|OPPENHEIMER HLDGS A|BERN|Sanford C. Bernstein & Co., LLC|11918
OPY|OPPENHEIMER HLDGS A|BIDS|BIDS TRADING L.P.|100
OPY|OPPENHEIMER HLDGS A|BNPX|BNP PARIBAS SECURITIES CORP.|1036
OPY|OPPENHEIMER HLDGS A|BYXM|CBOE TRADING, INC.|100
OPY|OPPENHEIMER HLDGS A|BZYD|GOLDMAN SACHS & CO. LLC|888
OPY|OPPENHEIMER HLDGS A|CHAS|Charles Schwab & Co., Inc.|403
OPY|OPPENHEIMER HLDGS A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4900
OPY|OPPENHEIMER HLDGS A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
OPY|OPPENHEIMER HLDGS A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
OPY|OPPENHEIMER HLDGS A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24213
OPY|OPPENHEIMER HLDGS A|CTDL|Citadel Derivatives Group Llc|107
OPY|OPPENHEIMER HLDGS A|CXCX|CITIGROUP GLOBAL MARKETS INC.|4400
OPY|OPPENHEIMER HLDGS A|DBAB|Deutsche Bank Securities Inc.|9831
OPY|OPPENHEIMER HLDGS A|DBAX|Deutsche Bank Securities Inc.|10400
OPY|OPPENHEIMER HLDGS A|DEAN|MORGAN STANLEY|1173
OPY|OPPENHEIMER HLDGS A|DEGS|RONIN PROFESSIONAL LLC|1730
OPY|OPPENHEIMER HLDGS A|EBXL|EBX LLC|9100
OPY|OPPENHEIMER HLDGS A|EDJO|Edward D. Jones & Co., L.P.|181
OPY|OPPENHEIMER HLDGS A|EGAM|CBOE TRADING, INC.|284
OPY|OPPENHEIMER HLDGS A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
OPY|OPPENHEIMER HLDGS A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6
OPY|OPPENHEIMER HLDGS A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|505
OPY|OPPENHEIMER HLDGS A|ETRS|E*Trade Securities LLC|4473
OPY|OPPENHEIMER HLDGS A|FMAF|NBCN Inc./ CDS|300
OPY|OPPENHEIMER HLDGS A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4585
OPY|OPPENHEIMER HLDGS A|FTBR|Foliofn Investments, Inc.|2294
OPY|OPPENHEIMER HLDGS A|GLPX|ACS EXECUTION SERVICES, LLC|67
OPY|OPPENHEIMER HLDGS A|GSCO|GOLDMAN SACHS & CO. LLC|12185
OPY|OPPENHEIMER HLDGS A|GSLT|GOLDMAN SACHS & CO. LLC|511
OPY|OPPENHEIMER HLDGS A|GTSZ|GTS SECURITIES LLC|7349
OPY|OPPENHEIMER HLDGS A|IATS|INTERACTIVE BROKERS LLC|3910
OPY|OPPENHEIMER HLDGS A|IBKR|Interactive Brokers Llc|19913
OPY|OPPENHEIMER HLDGS A|ICBX|INSTINET, LLC|4420
OPY|OPPENHEIMER HLDGS A|IEQY|CITADEL SECURITIES LLC|1550
OPY|OPPENHEIMER HLDGS A|INCA|INSTINET, LLC|5873
OPY|OPPENHEIMER HLDGS A|INJX|INSTINET, LLC|71
OPY|OPPENHEIMER HLDGS A|ITGI|ITG Inc.|3237
OPY|OPPENHEIMER HLDGS A|ITGP|ITG INC.|36000
OPY|OPPENHEIMER HLDGS A|JEFF|JEFFERIES LLC|200
OPY|OPPENHEIMER HLDGS A|JPMX|J.P. Morgan Securities LLC|37585
OPY|OPPENHEIMER HLDGS A|KBWI|Keefe, Bruyette & Woods, Inc.|199
OPY|OPPENHEIMER HLDGS A|KCGM|VIRTU Americas LLC|6856
OPY|OPPENHEIMER HLDGS A|LEHM|Barclays Capital Inc./Le|14395
OPY|OPPENHEIMER HLDGS A|LIME|Lime Brokerage LLC|3484
OPY|OPPENHEIMER HLDGS A|LOOP|Loop Capital Markets LLC|300
OPY|OPPENHEIMER HLDGS A|LQNA|LIQUIDNET, INC.|4200
OPY|OPPENHEIMER HLDGS A|MBTS|ALLY INVEST SECURITIES LLC|251
OPY|OPPENHEIMER HLDGS A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15000
OPY|OPPENHEIMER HLDGS A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|920
OPY|OPPENHEIMER HLDGS A|MSCO|MORGAN STANLEY & CO. LLC|19827
OPY|OPPENHEIMER HLDGS A|MSPL|MORGAN STANLEY & CO. LLC|13000
OPY|OPPENHEIMER HLDGS A|MSTX|MORGAN STANLEY & CO. LLC|600
OPY|OPPENHEIMER HLDGS A|NFSC|National Financial Services LLC|23425
OPY|OPPENHEIMER HLDGS A|NITE|VIRTU Americas LLC|88961
OPY|OPPENHEIMER HLDGS A|OPCO|Oppenheimer & Co. Inc.|14600
OPY|OPPENHEIMER HLDGS A|PDQM|CODA MARKETS, INC.|646
OPY|OPPENHEIMER HLDGS A|PHLY|NASDAQ Execution Services, LLC|800
OPY|OPPENHEIMER HLDGS A|SAGW|SAGETRADER, LLC|400
OPY|OPPENHEIMER HLDGS A|SBSH|Citigroup Global Markets Inc.|6662
OPY|OPPENHEIMER HLDGS A|SGMT|GOLDMAN SACHS & CO. LLC|5865
OPY|OPPENHEIMER HLDGS A|SPDR|SPEEDROUTE LLC|1000
OPY|OPPENHEIMER HLDGS A|SSBS|STATE STREET GLOBAL MARKETS, LLC|18000
OPY|OPPENHEIMER HLDGS A|STFL|Stifel, Nicolaus & Company, Incorporated|120
OPY|OPPENHEIMER HLDGS A|SWIM|TD Ameritrade, Inc.|4422
OPY|OPPENHEIMER HLDGS A|TKNG|ALLY INVEST SECURITIES LLC|100
OPY|OPPENHEIMER HLDGS A|TRBT|Tradebot Systems, Inc.|400
OPY|OPPENHEIMER HLDGS A|TRCM|TRC MARKETS LLC|619
OPY|OPPENHEIMER HLDGS A|UBSA|UBS SECURITIES LLC|54199
OPY|OPPENHEIMER HLDGS A|UBSS|UBS Securities LLC|33942
OPY|OPPENHEIMER HLDGS A|VALX|VIRTU AMERICAS LLC|1762
OPY|OPPENHEIMER HLDGS A|VGRD|Vanguard Marketing Corporation|1102
OPY|OPPENHEIMER HLDGS A|WCHV|WELLS FARGO SECURITIES, LLC|6334
OPY|OPPENHEIMER HLDGS A|WEED|Weeden & Co.L.P.|4340
OPY|OPPENHEIMER HLDGS A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|340
OPY|OPPENHEIMER HLDGS A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2201
OPY|OPPENHEIMER HLDGS A|WSEA|WOLVERINE SECURITIES, LLC|886
OPY|OPPENHEIMER HLDGS A|XIST|INSTINET, LLC|2400
OPY|OPPENHEIMER HLDGS A|XPQR|Jump Trading|100
OPY|OPPENHEIMER HLDGS A|XSTM|NATIONAL FINANCIAL SERVICES LLC|8786
OQAL|OPPENHEIMER RUSSELL|NITE|VIRTU Americas LLC|14
OR|OSISKO GOLD ROYALTIE|ALTX|Alternet Securities Inc.|800
OR|OSISKO GOLD ROYALTIE|APCC|Apex Clearing Corporation|1150
OR|OSISKO GOLD ROYALTIE|BATM|CBOE TRADING, INC.|7667
OR|OSISKO GOLD ROYALTIE|BERN|Sanford C. Bernstein & Co., LLC|138
OR|OSISKO GOLD ROYALTIE|BIDS|BIDS TRADING L.P.|800
OR|OSISKO GOLD ROYALTIE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7677
OR|OSISKO GOLD ROYALTIE|BTIG|BTIG, LLC|1500
OR|OSISKO GOLD ROYALTIE|BYXM|CBOE TRADING, INC.|100
OR|OSISKO GOLD ROYALTIE|BZYD|GOLDMAN SACHS & CO. LLC|1500
OR|OSISKO GOLD ROYALTIE|CANT|Cantor Fitzgerald & Co.|510
OR|OSISKO GOLD ROYALTIE|CHAS|Charles Schwab & Co., Inc.|5000
OR|OSISKO GOLD ROYALTIE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7741
OR|OSISKO GOLD ROYALTIE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
OR|OSISKO GOLD ROYALTIE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61400
OR|OSISKO GOLD ROYALTIE|CTDL|Citadel Derivatives Group Llc|8499
OR|OSISKO GOLD ROYALTIE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2640
OR|OSISKO GOLD ROYALTIE|DBAB|Deutsche Bank Securities Inc.|16432
OR|OSISKO GOLD ROYALTIE|DBAX|Deutsche Bank Securities Inc.|65300
OR|OSISKO GOLD ROYALTIE|DEAN|MORGAN STANLEY|1400
OR|OSISKO GOLD ROYALTIE|DEGS|RONIN PROFESSIONAL LLC|531
OR|OSISKO GOLD ROYALTIE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7552
OR|OSISKO GOLD ROYALTIE|EBXL|EBX LLC|27400
OR|OSISKO GOLD ROYALTIE|EDJO|Edward D. Jones & Co., L.P.|1892
OR|OSISKO GOLD ROYALTIE|EGAM|CBOE TRADING, INC.|1007
OR|OSISKO GOLD ROYALTIE|EGXM|CBOE TRADING, INC.|100
OR|OSISKO GOLD ROYALTIE|ELEV|ELEVATION, LLC|9700
OR|OSISKO GOLD ROYALTIE|ETBE|Electronic Transaction Clearing, Inc.|3195
OR|OSISKO GOLD ROYALTIE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2000
OR|OSISKO GOLD ROYALTIE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
OR|OSISKO GOLD ROYALTIE|ETRS|E*Trade Securities LLC|50614
OR|OSISKO GOLD ROYALTIE|FILL|Tradestation Securities, Inc.|890
OR|OSISKO GOLD ROYALTIE|FMAF|NBCN Inc./ CDS|1400
OR|OSISKO GOLD ROYALTIE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5740
OR|OSISKO GOLD ROYALTIE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40761
OR|OSISKO GOLD ROYALTIE|FTBR|Foliofn Investments, Inc.|96
OR|OSISKO GOLD ROYALTIE|GEBB|GLOBAL EXECUTION BROKERS, LP|400
OR|OSISKO GOLD ROYALTIE|GLIS|TD Securities Inc|380
OR|OSISKO GOLD ROYALTIE|GLPX|ACS EXECUTION SERVICES, LLC|806
OR|OSISKO GOLD ROYALTIE|GSCO|GOLDMAN SACHS & CO. LLC|283019
OR|OSISKO GOLD ROYALTIE|GSCS|GOLDMAN SACHS & CO. LLC|5385
OR|OSISKO GOLD ROYALTIE|GSLT|GOLDMAN SACHS & CO. LLC|1381
OR|OSISKO GOLD ROYALTIE|GTSZ|GTS SECURITIES LLC|13800
OR|OSISKO GOLD ROYALTIE|IATS|INTERACTIVE BROKERS LLC|5288
OR|OSISKO GOLD ROYALTIE|IBKR|Interactive Brokers Llc|10492
OR|OSISKO GOLD ROYALTIE|ICBX|INSTINET, LLC|60698
OR|OSISKO GOLD ROYALTIE|INCA|INSTINET, LLC|69419
OR|OSISKO GOLD ROYALTIE|ITGI|ITG Inc.|151943
OR|OSISKO GOLD ROYALTIE|ITGP|ITG INC.|27800
OR|OSISKO GOLD ROYALTIE|JEFF|JEFFERIES LLC|9963
OR|OSISKO GOLD ROYALTIE|JMPT|JUMP TRADING, LLC|1202
OR|OSISKO GOLD ROYALTIE|JPBX|J.P. MORGAN SECURITIES LLC|1942
OR|OSISKO GOLD ROYALTIE|JPMX|J.P. Morgan Securities LLC|111156
OR|OSISKO GOLD ROYALTIE|JSJX|JANE STREET CAPITAL LLC|34678
OR|OSISKO GOLD ROYALTIE|KCGM|VIRTU Americas LLC|25356
OR|OSISKO GOLD ROYALTIE|LEHM|Barclays Capital Inc./Le|206925
OR|OSISKO GOLD ROYALTIE|LIME|Lime Brokerage LLC|7942
OR|OSISKO GOLD ROYALTIE|LOOP|Loop Capital Markets LLC|1200
OR|OSISKO GOLD ROYALTIE|LSCI|Lek Securities Corporation|37
OR|OSISKO GOLD ROYALTIE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48080
OR|OSISKO GOLD ROYALTIE|MOTF|MOTIF INVESTING, INC.|34
OR|OSISKO GOLD ROYALTIE|MSCO|MORGAN STANLEY & CO. LLC|140864
OR|OSISKO GOLD ROYALTIE|MSPL|MORGAN STANLEY & CO. LLC|94000
OR|OSISKO GOLD ROYALTIE|MSTX|MORGAN STANLEY & CO. LLC|33000
OR|OSISKO GOLD ROYALTIE|NFSC|National Financial Services LLC|86641
OR|OSISKO GOLD ROYALTIE|NITE|VIRTU Americas LLC|284804
OR|OSISKO GOLD ROYALTIE|NQRB|Brut, LLC|2000
OR|OSISKO GOLD ROYALTIE|OLDM|OLD MISSION CAPITAL, LLC|27866
OR|OSISKO GOLD ROYALTIE|PDQM|CODA MARKETS, INC.|1006
OR|OSISKO GOLD ROYALTIE|RBCM|RBC CAPITAL MARKETS, LLC|5220
OR|OSISKO GOLD ROYALTIE|RHOX|XR Securities LLC|3500
OR|OSISKO GOLD ROYALTIE|SAGL|SAGETRADER, LLC|300
OR|OSISKO GOLD ROYALTIE|SALI|INTL FCSTONE FINANCIAL INC.|250
OR|OSISKO GOLD ROYALTIE|SBSH|Citigroup Global Markets Inc.|232
OR|OSISKO GOLD ROYALTIE|SEIC|SEI Investments Distribution Co.|400
OR|OSISKO GOLD ROYALTIE|SGMT|GOLDMAN SACHS & CO. LLC|36782
OR|OSISKO GOLD ROYALTIE|SPDR|SPEEDROUTE LLC|200
OR|OSISKO GOLD ROYALTIE|STFL|Stifel, Nicolaus & Company, Incorporated|500
OR|OSISKO GOLD ROYALTIE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4710
OR|OSISKO GOLD ROYALTIE|SWIM|TD Ameritrade, Inc.|11916
OR|OSISKO GOLD ROYALTIE|SWST|Hilltop Securities Inc.|285
OR|OSISKO GOLD ROYALTIE|TKNG|ALLY INVEST SECURITIES LLC|950
OR|OSISKO GOLD ROYALTIE|TRBT|Tradebot Systems, Inc.|23638
OR|OSISKO GOLD ROYALTIE|TRCM|TRC MARKETS LLC|19703
OR|OSISKO GOLD ROYALTIE|UBSA|UBS SECURITIES LLC|166236
OR|OSISKO GOLD ROYALTIE|UBSS|UBS Securities LLC|324605
OR|OSISKO GOLD ROYALTIE|VALX|VIRTU AMERICAS LLC|19721
OR|OSISKO GOLD ROYALTIE|VGRD|Vanguard Marketing Corporation|19076
OR|OSISKO GOLD ROYALTIE|WBLR|WILLIAM BLAIR|100
OR|OSISKO GOLD ROYALTIE|WBPX|SUMMIT SECURITIES GROUP, LLC|3321
OR|OSISKO GOLD ROYALTIE|WCHV|WELLS FARGO SECURITIES, LLC|15739
OR|OSISKO GOLD ROYALTIE|WEDB|WEDBUSH SECURITIES INC.|2320
OR|OSISKO GOLD ROYALTIE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1539
OR|OSISKO GOLD ROYALTIE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3331
OR|OSISKO GOLD ROYALTIE|WSEA|WOLVERINE SECURITIES, LLC|1945
OR|OSISKO GOLD ROYALTIE|XIST|INSTINET, LLC|5400
OR|OSISKO GOLD ROYALTIE|XSTM|NATIONAL FINANCIAL SERVICES LLC|11040
ORA|ORMAT TECHNOLOGIES|ALTX|Alternet Securities Inc.|1553
ORA|ORMAT TECHNOLOGIES|ANOS|ABEL/NOSER, L.L.C.|60
ORA|ORMAT TECHNOLOGIES|APCC|Apex Clearing Corporation|47
ORA|ORMAT TECHNOLOGIES|BANK|Primevest Financial Services, Inc.|20
ORA|ORMAT TECHNOLOGIES|BARD|Robert W. Baird & Co. Incorporated|37
ORA|ORMAT TECHNOLOGIES|BATM|CBOE TRADING, INC.|758
ORA|ORMAT TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|3574
ORA|ORMAT TECHNOLOGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1234
ORA|ORMAT TECHNOLOGIES|BLKX|INSTINET, LLC|10200
ORA|ORMAT TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|4250
ORA|ORMAT TECHNOLOGIES|BYXM|CBOE TRADING, INC.|585
ORA|ORMAT TECHNOLOGIES|BZYD|GOLDMAN SACHS & CO. LLC|100
ORA|ORMAT TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|183
ORA|ORMAT TECHNOLOGIES|CIST|Capital Institutional Services, Inc.|38
ORA|ORMAT TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3493
ORA|ORMAT TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16
ORA|ORMAT TECHNOLOGIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|653
ORA|ORMAT TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58774
ORA|ORMAT TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|17536
ORA|ORMAT TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|7304
ORA|ORMAT TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|19690
ORA|ORMAT TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|80700
ORA|ORMAT TECHNOLOGIES|DBUL|Deutsche Bank Securities Inc.|250
ORA|ORMAT TECHNOLOGIES|DEAN|MORGAN STANLEY|931
ORA|ORMAT TECHNOLOGIES|EBXL|EBX LLC|43400
ORA|ORMAT TECHNOLOGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|2859
ORA|ORMAT TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|48
ORA|ORMAT TECHNOLOGIES|EGAM|CBOE TRADING, INC.|2088
ORA|ORMAT TECHNOLOGIES|EGXM|CBOE TRADING, INC.|791
ORA|ORMAT TECHNOLOGIES|EGXW|CBOE TRADING, INC.|100
ORA|ORMAT TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|2231
ORA|ORMAT TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6552
ORA|ORMAT TECHNOLOGIES|ETRS|E*Trade Securities LLC|7760
ORA|ORMAT TECHNOLOGIES|FBSB|U.S. Bancorp Investments, Inc.|1
ORA|ORMAT TECHNOLOGIES|FIDT|Fidelity Clearing Canada ULC./ CDS|1
ORA|ORMAT TECHNOLOGIES|FMAF|NBCN Inc./ CDS|150
ORA|ORMAT TECHNOLOGIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
ORA|ORMAT TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44826
ORA|ORMAT TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|566
ORA|ORMAT TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|6459
ORA|ORMAT TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|132594
ORA|ORMAT TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|380
ORA|ORMAT TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|23680
ORA|ORMAT TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|3071
ORA|ORMAT TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|2367
ORA|ORMAT TECHNOLOGIES|IBKR|Interactive Brokers Llc|5076
ORA|ORMAT TECHNOLOGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|32
ORA|ORMAT TECHNOLOGIES|ICBX|INSTINET, LLC|8898
ORA|ORMAT TECHNOLOGIES|IEQY|CITADEL SECURITIES LLC|12870
ORA|ORMAT TECHNOLOGIES|INCA|INSTINET, LLC|31487
ORA|ORMAT TECHNOLOGIES|INJX|INSTINET, LLC|1766
ORA|ORMAT TECHNOLOGIES|ITGI|ITG Inc.|5074
ORA|ORMAT TECHNOLOGIES|ITGP|ITG INC.|7000
ORA|ORMAT TECHNOLOGIES|JEFF|JEFFERIES LLC|5146
ORA|ORMAT TECHNOLOGIES|JMPT|JUMP TRADING, LLC|7734
ORA|ORMAT TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|4620
ORA|ORMAT TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|72295
ORA|ORMAT TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|19061
ORA|ORMAT TECHNOLOGIES|KCGM|VIRTU Americas LLC|14999
ORA|ORMAT TECHNOLOGIES|KING|C. L. King & Associates, Inc.|200
ORA|ORMAT TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|108437
ORA|ORMAT TECHNOLOGIES|LIME|Lime Brokerage LLC|8050
ORA|ORMAT TECHNOLOGIES|LSCI|Lek Securities Corporation|465
ORA|ORMAT TECHNOLOGIES|MACC|Mid Atlantic Capital Corporation|223
ORA|ORMAT TECHNOLOGIES|MACQ|Macquarie Capital (USA) Inc.|1589
ORA|ORMAT TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43866
ORA|ORMAT TECHNOLOGIES|MOTF|MOTIF INVESTING, INC.|45
ORA|ORMAT TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|283062
ORA|ORMAT TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|80000
ORA|ORMAT TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|37800
ORA|ORMAT TECHNOLOGIES|NEUB|NEUBERGER BERMAN BD LLC|95
ORA|ORMAT TECHNOLOGIES|NFSC|National Financial Services LLC|14879
ORA|ORMAT TECHNOLOGIES|NITE|VIRTU Americas LLC|77184
ORA|ORMAT TECHNOLOGIES|NQRB|Brut, LLC|1608
ORA|ORMAT TECHNOLOGIES|OPCO|Oppenheimer & Co. Inc.|7939
ORA|ORMAT TECHNOLOGIES|PDQM|CODA MARKETS, INC.|85541
ORA|ORMAT TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|1289
ORA|ORMAT TECHNOLOGIES|SAGL|SAGETRADER, LLC|8300
ORA|ORMAT TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|18940
ORA|ORMAT TECHNOLOGIES|SEIC|SEI Investments Distribution Co.|100
ORA|ORMAT TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|29062
ORA|ORMAT TECHNOLOGIES|SPDR|SPEEDROUTE LLC|2508
ORA|ORMAT TECHNOLOGIES|STFL|Stifel, Nicolaus & Company, Incorporated|300
ORA|ORMAT TECHNOLOGIES|STKP|STOCKPILE INVESTMENTS, INC.|6
ORA|ORMAT TECHNOLOGIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4938
ORA|ORMAT TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|2123
ORA|ORMAT TECHNOLOGIES|SWST|Hilltop Securities Inc.|1200
ORA|ORMAT TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|60
ORA|ORMAT TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|27649
ORA|ORMAT TECHNOLOGIES|TRCM|TRC MARKETS LLC|19999
ORA|ORMAT TECHNOLOGIES|TWTT|TASTYWORKS, INC.|200
ORA|ORMAT TECHNOLOGIES|UBSA|UBS SECURITIES LLC|123763
ORA|ORMAT TECHNOLOGIES|UBSS|UBS Securities LLC|213368
ORA|ORMAT TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|3311
ORA|ORMAT TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|564
ORA|ORMAT TECHNOLOGIES|WBPX|SUMMIT SECURITIES GROUP, LLC|400
ORA|ORMAT TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|8787
ORA|ORMAT TECHNOLOGIES|WDNX|WEEDEN & CO.L.P.|2196
ORA|ORMAT TECHNOLOGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|883
ORA|ORMAT TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2131
ORA|ORMAT TECHNOLOGIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|87
ORA|ORMAT TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|2008
ORA|ORMAT TECHNOLOGIES|XIST|INSTINET, LLC|28068
ORA|ORMAT TECHNOLOGIES|XPQR|Jump Trading|1000
ORA|ORMAT TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|2428
ORA|ORMAT TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|853
ORA|ORMAT TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1093
ORAN|ORANGE|ALTX|Alternet Securities Inc.|1717
ORAN|ORANGE|APCC|Apex Clearing Corporation|1108
ORAN|ORANGE|BALE|M&T SECURITIES, INC.|476
ORAN|ORANGE|BANK|Primevest Financial Services, Inc.|83
ORAN|ORANGE|BARD|Robert W. Baird & Co. Incorporated|15967
ORAN|ORANGE|BATM|CBOE TRADING, INC.|2046
ORAN|ORANGE|BBNT|BB&T SECURITIES, LLC|1441
ORAN|ORANGE|BERN|Sanford C. Bernstein & Co., LLC|1200
ORAN|ORANGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10582
ORAN|ORANGE|BTIG|BTIG, LLC|33454
ORAN|ORANGE|CABR|Cabrera Capital Markets, Inc.|3640
ORAN|ORANGE|CHAS|Charles Schwab & Co., Inc.|340
ORAN|ORANGE|CIST|Capital Institutional Services, Inc.|5171
ORAN|ORANGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ORAN|ORANGE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6400
ORAN|ORANGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37959
ORAN|ORANGE|CTDL|Citadel Derivatives Group Llc|986
ORAN|ORANGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2474
ORAN|ORANGE|DADA|D.A. Davidson & Co.|1122
ORAN|ORANGE|DAVA|Davenport & Company LLC|694
ORAN|ORANGE|DBAB|Deutsche Bank Securities Inc.|21570
ORAN|ORANGE|DBAX|Deutsche Bank Securities Inc.|40800
ORAN|ORANGE|DCHF|Dart Executions, LLC|5974
ORAN|ORANGE|DEAN|MORGAN STANLEY|36819
ORAN|ORANGE|DEGS|RONIN PROFESSIONAL LLC|40
ORAN|ORANGE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|172
ORAN|ORANGE|EBXL|EBX LLC|12700
ORAN|ORANGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|12880
ORAN|ORANGE|EDJO|Edward D. Jones & Co., L.P.|1397
ORAN|ORANGE|EGAM|CBOE TRADING, INC.|857
ORAN|ORANGE|EGXM|CBOE TRADING, INC.|100
ORAN|ORANGE|ETRS|E*Trade Securities LLC|26361
ORAN|ORANGE|FBSB|U.S. Bancorp Investments, Inc.|69
ORAN|ORANGE|FINX|FINTECH SECURITIES|2445
ORAN|ORANGE|FMAF|NBCN Inc./ CDS|1401
ORAN|ORANGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18597
ORAN|ORANGE|FTBR|Foliofn Investments, Inc.|83621
ORAN|ORANGE|GEBB|GLOBAL EXECUTION BROKERS, LP|300
ORAN|ORANGE|GLIS|TD Securities Inc|35
ORAN|ORANGE|GLPX|ACS EXECUTION SERVICES, LLC|1271
ORAN|ORANGE|GSCO|GOLDMAN SACHS & CO. LLC|9391
ORAN|ORANGE|GSCS|GOLDMAN SACHS & CO. LLC|1200
ORAN|ORANGE|GSLT|GOLDMAN SACHS & CO. LLC|2451
ORAN|ORANGE|GTSZ|GTS SECURITIES LLC|20787
ORAN|ORANGE|HRBF|American Enterprise Investment Services Inc.|17289
ORAN|ORANGE|HSBC|HSBC Securities, Inc.|1200
ORAN|ORANGE|IATS|INTERACTIVE BROKERS LLC|1725
ORAN|ORANGE|IBKR|Interactive Brokers Llc|5320
ORAN|ORANGE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3710
ORAN|ORANGE|ICBX|INSTINET, LLC|29470
ORAN|ORANGE|INCA|INSTINET, LLC|21226
ORAN|ORANGE|INTL|INTL FCSTONE FINANCIAL INC.|22500
ORAN|ORANGE|ITGI|ITG Inc.|32878
ORAN|ORANGE|ITGP|ITG INC.|38200
ORAN|ORANGE|JANY|Janney Montgomery Scott Inc.|26370
ORAN|ORANGE|JEFF|JEFFERIES LLC|808
ORAN|ORANGE|JMPT|JUMP TRADING, LLC|920
ORAN|ORANGE|JPBX|J.P. MORGAN SECURITIES LLC|3020
ORAN|ORANGE|JPMX|J.P. Morgan Securities LLC|69948
ORAN|ORANGE|KCGM|VIRTU Americas LLC|4150
ORAN|ORANGE|LEHM|Barclays Capital Inc./Le|228386
ORAN|ORANGE|LIME|Lime Brokerage LLC|60440
ORAN|ORANGE|MAXM|Maxim Group LLC|304
ORAN|ORANGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70968
ORAN|ORANGE|MOTF|MOTIF INVESTING, INC.|2
ORAN|ORANGE|MSCO|MORGAN STANLEY & CO. LLC|236133
ORAN|ORANGE|MSPL|MORGAN STANLEY & CO. LLC|57100
ORAN|ORANGE|MSTX|MORGAN STANLEY & CO. LLC|18800
ORAN|ORANGE|NFSC|National Financial Services LLC|90852
ORAN|ORANGE|NITE|VIRTU Americas LLC|431772
ORAN|ORANGE|NITP|VIRTU Americas LLC|300
ORAN|ORANGE|NQRB|Brut, LLC|2075
ORAN|ORANGE|NTBF|BMO Nesbitt Burns Inc./CDS|818
ORAN|ORANGE|NTRC|Northern Trust Securities, Inc.|452
ORAN|ORANGE|OLDM|OLD MISSION CAPITAL, LLC|21571
ORAN|ORANGE|OPCO|Oppenheimer & Co. Inc.|905
ORAN|ORANGE|PAUL|Paulson Investment Company, Inc.|72
ORAN|ORANGE|PDQM|CODA MARKETS, INC.|2871
ORAN|ORANGE|PWJC|UBS Financial Services, Inc.|1022
ORAN|ORANGE|RBCM|RBC CAPITAL MARKETS, LLC|11013
ORAN|ORANGE|SBSH|Citigroup Global Markets Inc.|10402
ORAN|ORANGE|SEIC|SEI Investments Distribution Co.|1017
ORAN|ORANGE|SGMT|GOLDMAN SACHS & CO. LLC|16805
ORAN|ORANGE|SPHN|Stephens Inc.|129
ORAN|ORANGE|STFL|Stifel, Nicolaus & Company, Incorporated|6218
ORAN|ORANGE|SWIM|TD Ameritrade, Inc.|9503
ORAN|ORANGE|SWST|Hilltop Securities Inc.|611
ORAN|ORANGE|TKNG|ALLY INVEST SECURITIES LLC|2
ORAN|ORANGE|TMBR|Timber Hill LLC|15
ORAN|ORANGE|TRCM|TRC MARKETS LLC|9857
ORAN|ORANGE|UBSS|UBS Securities LLC|158961
ORAN|ORANGE|VALX|VIRTU AMERICAS LLC|63188
ORAN|ORANGE|VGRD|Vanguard Marketing Corporation|8427
ORAN|ORANGE|WABR|Wall Street Access|500
ORAN|ORANGE|WBLR|WILLIAM BLAIR|522
ORAN|ORANGE|WCHV|WELLS FARGO SECURITIES, LLC|84619
ORAN|ORANGE|WEDB|WEDBUSH SECURITIES INC.|793
ORAN|ORANGE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2633
ORAN|ORANGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1248
ORAN|ORANGE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|73
ORAN|ORANGE|WSEA|WOLVERINE SECURITIES, LLC|4699
ORAN|ORANGE|XIST|INSTINET, LLC|1902
ORAN|ORANGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|18954
ORAN|ORANGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4206
ORBC|ORBCOMM INC.|ADAM|CANACCORD GENUITY INC.|27935
ORBC|ORBCOMM INC.|ALTX|Alternet Securities Inc.|3600
ORBC|ORBCOMM INC.|APCC|Apex Clearing Corporation|72
ORBC|ORBCOMM INC.|BALE|M&T SECURITIES, INC.|227
ORBC|ORBCOMM INC.|BARD|Robert W. Baird & Co. Incorporated|1868
ORBC|ORBCOMM INC.|BATM|CBOE TRADING, INC.|409
ORBC|ORBCOMM INC.|BAYT|BTIG, LLC|5599
ORBC|ORBCOMM INC.|BBNT|BB&T SECURITIES, LLC|200
ORBC|ORBCOMM INC.|BERN|Sanford C. Bernstein & Co., LLC|141710
ORBC|ORBCOMM INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5055
ORBC|ORBCOMM INC.|BLKX|INSTINET, LLC|23300
ORBC|ORBCOMM INC.|BMOC|BMO Capital Markets Corp.|11240
ORBC|ORBCOMM INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4488
ORBC|ORBCOMM INC.|BTIG|BTIG, LLC|50706
ORBC|ORBCOMM INC.|BYXM|CBOE TRADING, INC.|377
ORBC|ORBCOMM INC.|BZYD|GOLDMAN SACHS & CO. LLC|900
ORBC|ORBCOMM INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|72118
ORBC|ORBCOMM INC.|CICF|Canaccord Genuity Corp.|600
ORBC|ORBCOMM INC.|CIST|Capital Institutional Services, Inc.|4400
ORBC|ORBCOMM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38124
ORBC|ORBCOMM INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
ORBC|ORBCOMM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|144689
ORBC|ORBCOMM INC.|CTDL|Citadel Derivatives Group Llc|26179
ORBC|ORBCOMM INC.|CTLR|CUTLER GROUP, LP|1400
ORBC|ORBCOMM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|76030
ORBC|ORBCOMM INC.|DBAB|Deutsche Bank Securities Inc.|305420
ORBC|ORBCOMM INC.|DBAX|Deutsche Bank Securities Inc.|121500
ORBC|ORBCOMM INC.|DBUL|Deutsche Bank Securities Inc.|3600
ORBC|ORBCOMM INC.|DEAN|MORGAN STANLEY|10719
ORBC|ORBCOMM INC.|DEGS|RONIN PROFESSIONAL LLC|3019
ORBC|ORBCOMM INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|10600
ORBC|ORBCOMM INC.|EBXL|EBX LLC|116100
ORBC|ORBCOMM INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|23445
ORBC|ORBCOMM INC.|EGAM|CBOE TRADING, INC.|2776
ORBC|ORBCOMM INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
ORBC|ORBCOMM INC.|EGXM|CBOE TRADING, INC.|265
ORBC|ORBCOMM INC.|EGXW|CBOE TRADING, INC.|93
ORBC|ORBCOMM INC.|ETBE|Electronic Transaction Clearing, Inc.|11353
ORBC|ORBCOMM INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17476
ORBC|ORBCOMM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2374
ORBC|ORBCOMM INC.|ETRS|E*Trade Securities LLC|10377
ORBC|ORBCOMM INC.|FBCO|Credit Suisse Securities (USA) LLC|253249
ORBC|ORBCOMM INC.|FOMA|TD AMERITRADE CLEARING, INC.|61324
ORBC|ORBCOMM INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1608
ORBC|ORBCOMM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|172902
ORBC|ORBCOMM INC.|FTBR|Foliofn Investments, Inc.|3
ORBC|ORBCOMM INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|23479
ORBC|ORBCOMM INC.|GLPX|ACS EXECUTION SERVICES, LLC|20281
ORBC|ORBCOMM INC.|GSCO|GOLDMAN SACHS & CO. LLC|709056
ORBC|ORBCOMM INC.|GSCS|GOLDMAN SACHS & CO. LLC|9704
ORBC|ORBCOMM INC.|GSLT|GOLDMAN SACHS & CO. LLC|6547
ORBC|ORBCOMM INC.|GTSZ|GTS SECURITIES LLC|11669
ORBC|ORBCOMM INC.|HRBF|American Enterprise Investment Services Inc.|3458
ORBC|ORBCOMM INC.|HSBC|HSBC Securities, Inc.|8254
ORBC|ORBCOMM INC.|IATS|INTERACTIVE BROKERS LLC|9727
ORBC|ORBCOMM INC.|IBKR|Interactive Brokers Llc|132279
ORBC|ORBCOMM INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
ORBC|ORBCOMM INC.|ICBX|INSTINET, LLC|61617
ORBC|ORBCOMM INC.|IEQY|CITADEL SECURITIES LLC|52477
ORBC|ORBCOMM INC.|INCA|INSTINET, LLC|417194
ORBC|ORBCOMM INC.|INJX|INSTINET, LLC|30515
ORBC|ORBCOMM INC.|ITGI|ITG Inc.|235657
ORBC|ORBCOMM INC.|ITGP|ITG INC.|194400
ORBC|ORBCOMM INC.|JEFF|JEFFERIES LLC|327357
ORBC|ORBCOMM INC.|JMPT|JUMP TRADING, LLC|18524
ORBC|ORBCOMM INC.|JONE|JonesTrading|335
ORBC|ORBCOMM INC.|JPBX|J.P. MORGAN SECURITIES LLC|52907
ORBC|ORBCOMM INC.|JPMX|J.P. Morgan Securities LLC|195144
ORBC|ORBCOMM INC.|JSJX|JANE STREET CAPITAL LLC|256025
ORBC|ORBCOMM INC.|KCGM|VIRTU Americas LLC|27091
ORBC|ORBCOMM INC.|LEHM|Barclays Capital Inc./Le|703201
ORBC|ORBCOMM INC.|LIME|Lime Brokerage LLC|204695
ORBC|ORBCOMM INC.|LQNA|LIQUIDNET, INC.|1635700
ORBC|ORBCOMM INC.|LSCI|Lek Securities Corporation|4002
ORBC|ORBCOMM INC.|MACQ|Macquarie Capital (USA) Inc.|1636
ORBC|ORBCOMM INC.|MAXM|Maxim Group LLC|7426
ORBC|ORBCOMM INC.|MBTS|ALLY INVEST SECURITIES LLC|100
ORBC|ORBCOMM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|117321
ORBC|ORBCOMM INC.|MOTF|MOTIF INVESTING, INC.|2
ORBC|ORBCOMM INC.|MSCO|MORGAN STANLEY & CO. LLC|1277473
ORBC|ORBCOMM INC.|MSPL|MORGAN STANLEY & CO. LLC|202700
ORBC|ORBCOMM INC.|MSTX|MORGAN STANLEY & CO. LLC|92900
ORBC|ORBCOMM INC.|MWCC|Monness Crespi Hardt & Co., Inc.|5657
ORBC|ORBCOMM INC.|NFSC|National Financial Services LLC|37579
ORBC|ORBCOMM INC.|NITE|VIRTU Americas LLC|246087
ORBC|ORBCOMM INC.|NITP|VIRTU Americas LLC|3300
ORBC|ORBCOMM INC.|NORT|Northland Securities, Inc.|1500
ORBC|ORBCOMM INC.|NQRB|Brut, LLC|26965
ORBC|ORBCOMM INC.|NTRC|Northern Trust Securities, Inc.|128
ORBC|ORBCOMM INC.|OPCO|Oppenheimer & Co. Inc.|15000
ORBC|ORBCOMM INC.|PDQM|CODA MARKETS, INC.|3296
ORBC|ORBCOMM INC.|PWJC|UBS Financial Services, Inc.|300
ORBC|ORBCOMM INC.|RAJA|Raymond James & Associates, Inc.|179715
ORBC|ORBCOMM INC.|RBCM|RBC CAPITAL MARKETS, LLC|13800
ORBC|ORBCOMM INC.|RILY|B. RILEY FBR, INC.|1500
ORBC|ORBCOMM INC.|SAGW|SAGETRADER, LLC|7099
ORBC|ORBCOMM INC.|SBSH|Citigroup Global Markets Inc.|380522
ORBC|ORBCOMM INC.|SGMT|GOLDMAN SACHS & CO. LLC|80490
ORBC|ORBCOMM INC.|SPDR|SPEEDROUTE LLC|600
ORBC|ORBCOMM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|11913
ORBC|ORBCOMM INC.|SWIM|TD Ameritrade, Inc.|9104
ORBC|ORBCOMM INC.|TKNG|ALLY INVEST SECURITIES LLC|13
ORBC|ORBCOMM INC.|TMBR|Timber Hill LLC|11
ORBC|ORBCOMM INC.|TRBT|Tradebot Systems, Inc.|171413
ORBC|ORBCOMM INC.|TRCM|TRC MARKETS LLC|106109
ORBC|ORBCOMM INC.|UBSA|UBS SECURITIES LLC|500088
ORBC|ORBCOMM INC.|UBSS|UBS Securities LLC|1200192
ORBC|ORBCOMM INC.|VALX|VIRTU AMERICAS LLC|23281
ORBC|ORBCOMM INC.|VGRD|Vanguard Marketing Corporation|37524
ORBC|ORBCOMM INC.|WABR|Wall Street Access|33545
ORBC|ORBCOMM INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
ORBC|ORBCOMM INC.|WCHV|WELLS FARGO SECURITIES, LLC|100891
ORBC|ORBCOMM INC.|WEED|Weeden & Co.L.P.|30670
ORBC|ORBCOMM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7769
ORBC|ORBCOMM INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8392
ORBC|ORBCOMM INC.|WSEA|WOLVERINE SECURITIES, LLC|1948
ORBC|ORBCOMM INC.|XIST|INSTINET, LLC|21360
ORBC|ORBCOMM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|17000
ORBC|ORBCOMM INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
ORBC|ORBCOMM INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3947
ORBK|ORBOTECH LTD.|AGIS|Aegis Capital Corp.|1890
ORBK|ORBOTECH LTD.|ALTX|Alternet Securities Inc.|1716
ORBK|ORBOTECH LTD.|APCC|Apex Clearing Corporation|80
ORBK|ORBOTECH LTD.|BARD|Robert W. Baird & Co. Incorporated|42
ORBK|ORBOTECH LTD.|BATM|CBOE TRADING, INC.|2985
ORBK|ORBOTECH LTD.|BERN|Sanford C. Bernstein & Co., LLC|145342
ORBK|ORBOTECH LTD.|BIMI|Banca IMI Securities Corp.|480
ORBK|ORBOTECH LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3256
ORBK|ORBOTECH LTD.|BTIG|BTIG, LLC|87621
ORBK|ORBOTECH LTD.|BYXM|CBOE TRADING, INC.|687
ORBK|ORBOTECH LTD.|CANT|Cantor Fitzgerald & Co.|126
ORBK|ORBOTECH LTD.|CHLC|CHURCHILL CAPITAL USA, INC.|5956
ORBK|ORBOTECH LTD.|CIST|Capital Institutional Services, Inc.|6264
ORBK|ORBOTECH LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32009
ORBK|ORBOTECH LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
ORBK|ORBOTECH LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|254668
ORBK|ORBOTECH LTD.|CTDL|Citadel Derivatives Group Llc|9489
ORBK|ORBOTECH LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15316
ORBK|ORBOTECH LTD.|DBAB|Deutsche Bank Securities Inc.|228774
ORBK|ORBOTECH LTD.|DBAX|Deutsche Bank Securities Inc.|83200
ORBK|ORBOTECH LTD.|DEAN|MORGAN STANLEY|5334
ORBK|ORBOTECH LTD.|DEGS|RONIN PROFESSIONAL LLC|7714
ORBK|ORBOTECH LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6191
ORBK|ORBOTECH LTD.|EBXL|EBX LLC|146600
ORBK|ORBOTECH LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5034
ORBK|ORBOTECH LTD.|EDJO|Edward D. Jones & Co., L.P.|168
ORBK|ORBOTECH LTD.|EGAM|CBOE TRADING, INC.|6011
ORBK|ORBOTECH LTD.|EGAW|CBOE TRADING, INC.|300
ORBK|ORBOTECH LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|213
ORBK|ORBOTECH LTD.|EGXM|CBOE TRADING, INC.|583
ORBK|ORBOTECH LTD.|ELEV|ELEVATION, LLC|2234
ORBK|ORBOTECH LTD.|ESPO|ESPOSITO SECURITIES, LLC|541
ORBK|ORBOTECH LTD.|ETBE|Electronic Transaction Clearing, Inc.|9316
ORBK|ORBOTECH LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2630
ORBK|ORBOTECH LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8684
ORBK|ORBOTECH LTD.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|50
ORBK|ORBOTECH LTD.|ETRS|E*Trade Securities LLC|15871
ORBK|ORBOTECH LTD.|FARA|FARINA & ASSOCIATES, INC.|15
ORBK|ORBOTECH LTD.|FBCO|Credit Suisse Securities (USA) LLC|571572
ORBK|ORBOTECH LTD.|FBRC|B. RILEY FBR, INC.|75692
ORBK|ORBOTECH LTD.|FILL|Tradestation Securities, Inc.|481
ORBK|ORBOTECH LTD.|FMAF|NBCN Inc./ CDS|100
ORBK|ORBOTECH LTD.|FOMA|TD AMERITRADE CLEARING, INC.|49753
ORBK|ORBOTECH LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|241
ORBK|ORBOTECH LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20710
ORBK|ORBOTECH LTD.|FTBR|Foliofn Investments, Inc.|2460
ORBK|ORBOTECH LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|1477
ORBK|ORBOTECH LTD.|GLPX|ACS EXECUTION SERVICES, LLC|39887
ORBK|ORBOTECH LTD.|GSCO|GOLDMAN SACHS & CO. LLC|319825
ORBK|ORBOTECH LTD.|GSCS|GOLDMAN SACHS & CO. LLC|46138
ORBK|ORBOTECH LTD.|GSLT|GOLDMAN SACHS & CO. LLC|8264
ORBK|ORBOTECH LTD.|GTSZ|GTS SECURITIES LLC|35168
ORBK|ORBOTECH LTD.|HRBF|American Enterprise Investment Services Inc.|3455
ORBK|ORBOTECH LTD.|HSBC|HSBC Securities, Inc.|20224
ORBK|ORBOTECH LTD.|IATS|INTERACTIVE BROKERS LLC|5470
ORBK|ORBOTECH LTD.|IBKR|Interactive Brokers Llc|24627
ORBK|ORBOTECH LTD.|ICBX|INSTINET, LLC|37282
ORBK|ORBOTECH LTD.|INCA|INSTINET, LLC|78535
ORBK|ORBOTECH LTD.|INJX|INSTINET, LLC|24871
ORBK|ORBOTECH LTD.|ITGI|ITG Inc.|47645
ORBK|ORBOTECH LTD.|ITGP|ITG INC.|42600
ORBK|ORBOTECH LTD.|JEFF|JEFFERIES LLC|67287
ORBK|ORBOTECH LTD.|JMPT|JUMP TRADING, LLC|26842
ORBK|ORBOTECH LTD.|JPBX|J.P. MORGAN SECURITIES LLC|4234
ORBK|ORBOTECH LTD.|JPMX|J.P. Morgan Securities LLC|150846
ORBK|ORBOTECH LTD.|JSJX|JANE STREET CAPITAL LLC|5779
ORBK|ORBOTECH LTD.|KCGM|VIRTU Americas LLC|56187
ORBK|ORBOTECH LTD.|LEHM|Barclays Capital Inc./Le|123239
ORBK|ORBOTECH LTD.|LIME|Lime Brokerage LLC|83494
ORBK|ORBOTECH LTD.|LQNA|LIQUIDNET, INC.|117900
ORBK|ORBOTECH LTD.|LSCI|Lek Securities Corporation|3
ORBK|ORBOTECH LTD.|MACQ|Macquarie Capital (USA) Inc.|700
ORBK|ORBOTECH LTD.|MAXM|Maxim Group LLC|1507
ORBK|ORBOTECH LTD.|MBTS|ALLY INVEST SECURITIES LLC|700
ORBK|ORBOTECH LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26938
ORBK|ORBOTECH LTD.|MOTF|MOTIF INVESTING, INC.|4
ORBK|ORBOTECH LTD.|MSCO|MORGAN STANLEY & CO. LLC|950736
ORBK|ORBOTECH LTD.|MSPL|MORGAN STANLEY & CO. LLC|146600
ORBK|ORBOTECH LTD.|MSTX|MORGAN STANLEY & CO. LLC|2700
ORBK|ORBOTECH LTD.|NEUB|NEUBERGER BERMAN BD LLC|25
ORBK|ORBOTECH LTD.|NFSC|National Financial Services LLC|111799
ORBK|ORBOTECH LTD.|NITE|VIRTU Americas LLC|273587
ORBK|ORBOTECH LTD.|NITP|VIRTU Americas LLC|1547
ORBK|ORBOTECH LTD.|NQRB|Brut, LLC|11244
ORBK|ORBOTECH LTD.|OGRU|Oscar Gruss & Son, Incorporated|100000
ORBK|ORBOTECH LTD.|OPCO|Oppenheimer & Co. Inc.|1104442
ORBK|ORBOTECH LTD.|OTUS|OLIVETREE FINANCIAL, LLC|50000
ORBK|ORBOTECH LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1922
ORBK|ORBOTECH LTD.|PDQM|CODA MARKETS, INC.|46205
ORBK|ORBOTECH LTD.|PIPR|Piper Jaffray & Co.|500
ORBK|ORBOTECH LTD.|PWJC|UBS Financial Services, Inc.|1100
ORBK|ORBOTECH LTD.|RAJA|Raymond James & Associates, Inc.|2293
ORBK|ORBOTECH LTD.|RBCM|RBC CAPITAL MARKETS, LLC|1348
ORBK|ORBOTECH LTD.|RHCO|Suntrust Robinson Humphrey, Inc.|1821
ORBK|ORBOTECH LTD.|SAGL|SAGETRADER, LLC|3507
ORBK|ORBOTECH LTD.|SAGW|SAGETRADER, LLC|65
ORBK|ORBOTECH LTD.|SBSH|Citigroup Global Markets Inc.|107211
ORBK|ORBOTECH LTD.|SGMT|GOLDMAN SACHS & CO. LLC|175709
ORBK|ORBOTECH LTD.|SPDR|SPEEDROUTE LLC|2600
ORBK|ORBOTECH LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|2138
ORBK|ORBOTECH LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
ORBK|ORBOTECH LTD.|SWIM|TD Ameritrade, Inc.|7598
ORBK|ORBOTECH LTD.|SWST|Hilltop Securities Inc.|1000
ORBK|ORBOTECH LTD.|TKNG|ALLY INVEST SECURITIES LLC|355
ORBK|ORBOTECH LTD.|TRBT|Tradebot Systems, Inc.|7883
ORBK|ORBOTECH LTD.|TRCM|TRC MARKETS LLC|105692
ORBK|ORBOTECH LTD.|UBSA|UBS SECURITIES LLC|320390
ORBK|ORBOTECH LTD.|UBSS|UBS Securities LLC|335148
ORBK|ORBOTECH LTD.|VALX|VIRTU AMERICAS LLC|13133
ORBK|ORBOTECH LTD.|VGRD|Vanguard Marketing Corporation|7295
ORBK|ORBOTECH LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|400
ORBK|ORBOTECH LTD.|WCHV|WELLS FARGO SECURITIES, LLC|63260
ORBK|ORBOTECH LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7182
ORBK|ORBOTECH LTD.|WGIF|CIBC World Markets Inc.|43
ORBK|ORBOTECH LTD.|WSEA|WOLVERINE SECURITIES, LLC|1185
ORBK|ORBOTECH LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
ORBK|ORBOTECH LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|2175
ORBK|ORBOTECH LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2599
ORC|ORCHID ISLAND CAPITA|AGCP|AEGIS CAPITAL CORP.|3310
ORC|ORCHID ISLAND CAPITA|ALTX|Alternet Securities Inc.|500
ORC|ORCHID ISLAND CAPITA|APCC|Apex Clearing Corporation|26432
ORC|ORCHID ISLAND CAPITA|BANK|Primevest Financial Services, Inc.|18
ORC|ORCHID ISLAND CAPITA|BARD|Robert W. Baird & Co. Incorporated|675
ORC|ORCHID ISLAND CAPITA|BATM|CBOE TRADING, INC.|1102
ORC|ORCHID ISLAND CAPITA|BBNT|BB&T SECURITIES, LLC|53
ORC|ORCHID ISLAND CAPITA|BERN|Sanford C. Bernstein & Co., LLC|2500
ORC|ORCHID ISLAND CAPITA|BIDS|BIDS TRADING L.P.|300
ORC|ORCHID ISLAND CAPITA|BIMI|Banca IMI Securities Corp.|1274
ORC|ORCHID ISLAND CAPITA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14801
ORC|ORCHID ISLAND CAPITA|BLKX|INSTINET, LLC|6700
ORC|ORCHID ISLAND CAPITA|BNPX|BNP PARIBAS SECURITIES CORP.|5123
ORC|ORCHID ISLAND CAPITA|BTIG|BTIG, LLC|11870
ORC|ORCHID ISLAND CAPITA|BYXM|CBOE TRADING, INC.|20
ORC|ORCHID ISLAND CAPITA|BZYD|GOLDMAN SACHS & CO. LLC|1100
ORC|ORCHID ISLAND CAPITA|CHAS|Charles Schwab & Co., Inc.|9808
ORC|ORCHID ISLAND CAPITA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30804
ORC|ORCHID ISLAND CAPITA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ORC|ORCHID ISLAND CAPITA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71909
ORC|ORCHID ISLAND CAPITA|CTDL|Citadel Derivatives Group Llc|1171
ORC|ORCHID ISLAND CAPITA|CXCX|CITIGROUP GLOBAL MARKETS INC.|20844
ORC|ORCHID ISLAND CAPITA|DADA|D.A. Davidson & Co.|3
ORC|ORCHID ISLAND CAPITA|DBAB|Deutsche Bank Securities Inc.|37433
ORC|ORCHID ISLAND CAPITA|DBAX|Deutsche Bank Securities Inc.|111200
ORC|ORCHID ISLAND CAPITA|DEAN|MORGAN STANLEY|5597
ORC|ORCHID ISLAND CAPITA|DEGS|RONIN PROFESSIONAL LLC|786
ORC|ORCHID ISLAND CAPITA|EBXL|EBX LLC|21700
ORC|ORCHID ISLAND CAPITA|ECUT|CONVERGEX EXECUTION SOLUTIONS|578
ORC|ORCHID ISLAND CAPITA|EDJO|Edward D. Jones & Co., L.P.|1820
ORC|ORCHID ISLAND CAPITA|EGAM|CBOE TRADING, INC.|850
ORC|ORCHID ISLAND CAPITA|EGXM|CBOE TRADING, INC.|1863
ORC|ORCHID ISLAND CAPITA|ETBE|Electronic Transaction Clearing, Inc.|700
ORC|ORCHID ISLAND CAPITA|ETCB|ETC BROKERAGE SERVICES, LLC|66
ORC|ORCHID ISLAND CAPITA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
ORC|ORCHID ISLAND CAPITA|ETRS|E*Trade Securities LLC|428786
ORC|ORCHID ISLAND CAPITA|FBSB|U.S. Bancorp Investments, Inc.|874
ORC|ORCHID ISLAND CAPITA|FILL|Tradestation Securities, Inc.|1084
ORC|ORCHID ISLAND CAPITA|FMAF|NBCN Inc./ CDS|6035
ORC|ORCHID ISLAND CAPITA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
ORC|ORCHID ISLAND CAPITA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33094
ORC|ORCHID ISLAND CAPITA|FTBR|Foliofn Investments, Inc.|513
ORC|ORCHID ISLAND CAPITA|GEBB|GLOBAL EXECUTION BROKERS, LP|5400
ORC|ORCHID ISLAND CAPITA|GLIS|TD Securities Inc|2480
ORC|ORCHID ISLAND CAPITA|GLPX|ACS EXECUTION SERVICES, LLC|4466
ORC|ORCHID ISLAND CAPITA|GSCO|GOLDMAN SACHS & CO. LLC|444745
ORC|ORCHID ISLAND CAPITA|GSLT|GOLDMAN SACHS & CO. LLC|957
ORC|ORCHID ISLAND CAPITA|GTSZ|GTS SECURITIES LLC|10347
ORC|ORCHID ISLAND CAPITA|HRBF|American Enterprise Investment Services Inc.|11679
ORC|ORCHID ISLAND CAPITA|HSBC|HSBC Securities, Inc.|10338
ORC|ORCHID ISLAND CAPITA|IATS|INTERACTIVE BROKERS LLC|12166
ORC|ORCHID ISLAND CAPITA|IBKR|Interactive Brokers Llc|33064
ORC|ORCHID ISLAND CAPITA|ICBX|INSTINET, LLC|21638
ORC|ORCHID ISLAND CAPITA|IEQY|CITADEL SECURITIES LLC|11914
ORC|ORCHID ISLAND CAPITA|INCA|INSTINET, LLC|150373
ORC|ORCHID ISLAND CAPITA|INJX|INSTINET, LLC|150
ORC|ORCHID ISLAND CAPITA|ITGI|ITG Inc.|29957
ORC|ORCHID ISLAND CAPITA|ITGP|ITG INC.|59200
ORC|ORCHID ISLAND CAPITA|JEFF|JEFFERIES LLC|2950
ORC|ORCHID ISLAND CAPITA|JMPT|JUMP TRADING, LLC|5565
ORC|ORCHID ISLAND CAPITA|JPBX|J.P. MORGAN SECURITIES LLC|5732
ORC|ORCHID ISLAND CAPITA|JPMX|J.P. Morgan Securities LLC|44654
ORC|ORCHID ISLAND CAPITA|JSCL|JOSEPH STONE CAPITAL L.L.C.|1500
ORC|ORCHID ISLAND CAPITA|JSJX|JANE STREET CAPITAL LLC|4342
ORC|ORCHID ISLAND CAPITA|KCGM|VIRTU Americas LLC|23099
ORC|ORCHID ISLAND CAPITA|LEHM|Barclays Capital Inc./Le|271053
ORC|ORCHID ISLAND CAPITA|LGNT|COR CLEARING LLC|167
ORC|ORCHID ISLAND CAPITA|LIME|Lime Brokerage LLC|4060
ORC|ORCHID ISLAND CAPITA|LOOP|Loop Capital Markets LLC|100
ORC|ORCHID ISLAND CAPITA|MACC|Mid Atlantic Capital Corporation|1500
ORC|ORCHID ISLAND CAPITA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94129
ORC|ORCHID ISLAND CAPITA|MOTF|MOTIF INVESTING, INC.|11
ORC|ORCHID ISLAND CAPITA|MSCO|MORGAN STANLEY & CO. LLC|340545
ORC|ORCHID ISLAND CAPITA|MSPL|MORGAN STANLEY & CO. LLC|271800
ORC|ORCHID ISLAND CAPITA|MSTX|MORGAN STANLEY & CO. LLC|28100
ORC|ORCHID ISLAND CAPITA|NFSC|National Financial Services LLC|718077
ORC|ORCHID ISLAND CAPITA|NITE|VIRTU Americas LLC|1823090
ORC|ORCHID ISLAND CAPITA|NITP|VIRTU Americas LLC|11754
ORC|ORCHID ISLAND CAPITA|NQRB|Brut, LLC|300
ORC|ORCHID ISLAND CAPITA|OPCO|Oppenheimer & Co. Inc.|26066
ORC|ORCHID ISLAND CAPITA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
ORC|ORCHID ISLAND CAPITA|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2900
ORC|ORCHID ISLAND CAPITA|PDQM|CODA MARKETS, INC.|5098
ORC|ORCHID ISLAND CAPITA|QMSR|QUATTRO M SECURITIES INC.|118
ORC|ORCHID ISLAND CAPITA|RBCM|RBC CAPITAL MARKETS, LLC|29722
ORC|ORCHID ISLAND CAPITA|RGLD|Regal Securities, Inc|1000
ORC|ORCHID ISLAND CAPITA|SBSH|Citigroup Global Markets Inc.|39803
ORC|ORCHID ISLAND CAPITA|SGMT|GOLDMAN SACHS & CO. LLC|44483
ORC|ORCHID ISLAND CAPITA|SPDR|SPEEDROUTE LLC|400
ORC|ORCHID ISLAND CAPITA|SPHN|Stephens Inc.|10
ORC|ORCHID ISLAND CAPITA|STFL|Stifel, Nicolaus & Company, Incorporated|10004
ORC|ORCHID ISLAND CAPITA|STKP|STOCKPILE INVESTMENTS, INC.|1892
ORC|ORCHID ISLAND CAPITA|STXG|Stockcross Financial Services, Inc.|5
ORC|ORCHID ISLAND CAPITA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4363
ORC|ORCHID ISLAND CAPITA|SWIM|TD Ameritrade, Inc.|90320
ORC|ORCHID ISLAND CAPITA|SWST|Hilltop Securities Inc.|1371
ORC|ORCHID ISLAND CAPITA|TKNG|ALLY INVEST SECURITIES LLC|40090
ORC|ORCHID ISLAND CAPITA|TRBT|Tradebot Systems, Inc.|37305
ORC|ORCHID ISLAND CAPITA|TRCM|TRC MARKETS LLC|3297
ORC|ORCHID ISLAND CAPITA|TWTT|TASTYWORKS, INC.|330
ORC|ORCHID ISLAND CAPITA|UBSA|UBS SECURITIES LLC|231493
ORC|ORCHID ISLAND CAPITA|UBSS|UBS Securities LLC|195691
ORC|ORCHID ISLAND CAPITA|VALX|VIRTU AMERICAS LLC|35241
ORC|ORCHID ISLAND CAPITA|VGRD|Vanguard Marketing Corporation|127279
ORC|ORCHID ISLAND CAPITA|WCHV|WELLS FARGO SECURITIES, LLC|115022
ORC|ORCHID ISLAND CAPITA|WEED|Weeden & Co.L.P.|600
ORC|ORCHID ISLAND CAPITA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5829
ORC|ORCHID ISLAND CAPITA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|585247
ORC|ORCHID ISLAND CAPITA|WGIF|CIBC World Markets Inc.|6604
ORC|ORCHID ISLAND CAPITA|WSEA|WOLVERINE SECURITIES, LLC|16530
ORC|ORCHID ISLAND CAPITA|XIST|INSTINET, LLC|324
ORC|ORCHID ISLAND CAPITA|XSTM|NATIONAL FINANCIAL SERVICES LLC|56522
ORC|ORCHID ISLAND CAPITA|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ORC|ORCHID ISLAND CAPITA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14063
ORCL|ORACLE CORPORATION|ABLE|NATIXIS Securities Americas LLC|893971
ORCL|ORACLE CORPORATION|ADAM|CANACCORD GENUITY INC.|5900
ORCL|ORACLE CORPORATION|AGIS|Aegis Capital Corp.|15373
ORCL|ORACLE CORPORATION|ALFA|ALPHA TRADING L.P.|367775
ORCL|ORACLE CORPORATION|ALTX|Alternet Securities Inc.|214264
ORCL|ORACLE CORPORATION|ANOS|ABEL/NOSER, L.L.C.|60003
ORCL|ORACLE CORPORATION|APCC|Apex Clearing Corporation|100364
ORCL|ORACLE CORPORATION|BALE|M&T SECURITIES, INC.|29002
ORCL|ORACLE CORPORATION|BANK|Primevest Financial Services, Inc.|2634
ORCL|ORACLE CORPORATION|BARD|Robert W. Baird & Co. Incorporated|141339
ORCL|ORACLE CORPORATION|BATM|CBOE TRADING, INC.|136684
ORCL|ORACLE CORPORATION|BAYC|BAY CREST PARTNERS, LLC|18104
ORCL|ORACLE CORPORATION|BAYT|BTIG, LLC|214543
ORCL|ORACLE CORPORATION|BBNT|BB&T SECURITIES, LLC|27557
ORCL|ORACLE CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|2293585
ORCL|ORACLE CORPORATION|BIDS|BIDS TRADING L.P.|162300
ORCL|ORACLE CORPORATION|BIMI|Banca IMI Securities Corp.|21251
ORCL|ORACLE CORPORATION|BKCM|BNY Mellon Capital Markets LLC|715
ORCL|ORACLE CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|137822
ORCL|ORACLE CORPORATION|BLKX|INSTINET, LLC|4026164
ORCL|ORACLE CORPORATION|BMOC|BMO Capital Markets Corp.|508847
ORCL|ORACLE CORPORATION|BNCH|The Benchmark Company, LLC|14136
ORCL|ORACLE CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|555173
ORCL|ORACLE CORPORATION|BOSC|Boenning & Scattergood, Inc.|2520
ORCL|ORACLE CORPORATION|BTIG|BTIG, LLC|890446
ORCL|ORACLE CORPORATION|BYXM|CBOE TRADING, INC.|19061
ORCL|ORACLE CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|2700
ORCL|ORACLE CORPORATION|CANT|Cantor Fitzgerald & Co.|28671
ORCL|ORACLE CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|324886
ORCL|ORACLE CORPORATION|CFGT|CF Global Trading, LLC|200
ORCL|ORACLE CORPORATION|CHAS|Charles Schwab & Co., Inc.|65833
ORCL|ORACLE CORPORATION|CHLM|Craig-Hallum Capital Group LLC|3215
ORCL|ORACLE CORPORATION|CIBP|CIBC World Markets Corp.|225190
ORCL|ORACLE CORPORATION|CICF|Canaccord Genuity Corp.|1179
ORCL|ORACLE CORPORATION|CIST|Capital Institutional Services, Inc.|129455
ORCL|ORACLE CORPORATION|CLSA|CLSA AMERICAS, LLC|72370
ORCL|ORACLE CORPORATION|CNFR|Cowen Prime Services LLC|196700
ORCL|ORACLE CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2179864
ORCL|ORACLE CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|82931
ORCL|ORACLE CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|202613
ORCL|ORACLE CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8439353
ORCL|ORACLE CORPORATION|CTDL|Citadel Derivatives Group Llc|192461
ORCL|ORACLE CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|1054534
ORCL|ORACLE CORPORATION|DADA|D.A. Davidson & Co.|13282
ORCL|ORACLE CORPORATION|DAVA|Davenport & Company LLC|941038
ORCL|ORACLE CORPORATION|DBAB|Deutsche Bank Securities Inc.|2759971
ORCL|ORACLE CORPORATION|DBAX|Deutsche Bank Securities Inc.|4964800
ORCL|ORACLE CORPORATION|DBUL|Deutsche Bank Securities Inc.|34725
ORCL|ORACLE CORPORATION|DCHF|Dart Executions, LLC|42848
ORCL|ORACLE CORPORATION|DEAN|MORGAN STANLEY|259865
ORCL|ORACLE CORPORATION|DEGS|RONIN PROFESSIONAL LLC|4100
ORCL|ORACLE CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|65086
ORCL|ORACLE CORPORATION|DIVA|Divine Capital Markets LLC|1800
ORCL|ORACLE CORPORATION|DREX|Drexel Hamilton, LLC|25200
ORCL|ORACLE CORPORATION|DRWK|DRW SECURITIES, L.L.C.|87562
ORCL|ORACLE CORPORATION|EBXL|EBX LLC|3527200
ORCL|ORACLE CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|533785
ORCL|ORACLE CORPORATION|EDJC|Edward Jones / CDS|14614
ORCL|ORACLE CORPORATION|EDJO|Edward D. Jones & Co., L.P.|46026
ORCL|ORACLE CORPORATION|EGAM|CBOE TRADING, INC.|224742
ORCL|ORACLE CORPORATION|EGAW|CBOE TRADING, INC.|3341
ORCL|ORACLE CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|100
ORCL|ORACLE CORPORATION|EGXM|CBOE TRADING, INC.|99638
ORCL|ORACLE CORPORATION|EGXW|CBOE TRADING, INC.|633
ORCL|ORACLE CORPORATION|ELEV|ELEVATION, LLC|6700
ORCL|ORACLE CORPORATION|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ORCL|ORACLE CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|302600
ORCL|ORACLE CORPORATION|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
ORCL|ORACLE CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|512
ORCL|ORACLE CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|57356
ORCL|ORACLE CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|114654
ORCL|ORACLE CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2632
ORCL|ORACLE CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|14795
ORCL|ORACLE CORPORATION|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5050
ORCL|ORACLE CORPORATION|ETRS|E*Trade Securities LLC|2225012
ORCL|ORACLE CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|591
ORCL|ORACLE CORPORATION|FFSI|Firstrade Securities Inc.|430
ORCL|ORACLE CORPORATION|FIDT|Fidelity Clearing Canada ULC./ CDS|1414
ORCL|ORACLE CORPORATION|FILL|Tradestation Securities, Inc.|230561
ORCL|ORACLE CORPORATION|FINX|FINTECH SECURITIES|22652
ORCL|ORACLE CORPORATION|FINZ|FINTECH SECURITIES|325
ORCL|ORACLE CORPORATION|FMAF|NBCN Inc./ CDS|57887
ORCL|ORACLE CORPORATION|FMCO|First Manhattan Co|23579
ORCL|ORACLE CORPORATION|FOGS|FOG EQUITIES LLC|31900
ORCL|ORACLE CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|59425
ORCL|ORACLE CORPORATION|FQLS|Quantlab Securities LP|4711490
ORCL|ORACLE CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|717825
ORCL|ORACLE CORPORATION|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|8700
ORCL|ORACLE CORPORATION|FTBR|Foliofn Investments, Inc.|12544
ORCL|ORACLE CORPORATION|GARC|ICAP Corporates LLC|2234
ORCL|ORACLE CORPORATION|GBMT|GBM International, Inc.|58901
ORCL|ORACLE CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|264280
ORCL|ORACLE CORPORATION|GFIS|GFI Securities LLC|38100
ORCL|ORACLE CORPORATION|GFRY|JUMP TRADING, LLC|1008593
ORCL|ORACLE CORPORATION|GLIS|TD Securities Inc|22973
ORCL|ORACLE CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|1024708
ORCL|ORACLE CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|16834960
ORCL|ORACLE CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|124337
ORCL|ORACLE CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|496186
ORCL|ORACLE CORPORATION|GTSZ|GTS SECURITIES LLC|2020984
ORCL|ORACLE CORPORATION|HAPX|HAP Trading, LLC|1214
ORCL|ORACLE CORPORATION|HCTA|Hardcastle Trading USA LLC|437222
ORCL|ORACLE CORPORATION|HRBF|American Enterprise Investment Services Inc.|157026
ORCL|ORACLE CORPORATION|HSBC|HSBC Securities, Inc.|79094
ORCL|ORACLE CORPORATION|IATS|INTERACTIVE BROKERS LLC|258871
ORCL|ORACLE CORPORATION|IBKR|Interactive Brokers Llc|761017
ORCL|ORACLE CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7765
ORCL|ORACLE CORPORATION|ICBX|INSTINET, LLC|1790580
ORCL|ORACLE CORPORATION|IEQY|CITADEL SECURITIES LLC|1060625
ORCL|ORACLE CORPORATION|INCA|INSTINET, LLC|5029262
ORCL|ORACLE CORPORATION|INJX|INSTINET, LLC|646388
ORCL|ORACLE CORPORATION|ITGI|ITG Inc.|949065
ORCL|ORACLE CORPORATION|ITGP|ITG INC.|3413600
ORCL|ORACLE CORPORATION|JANY|Janney Montgomery Scott Inc.|56991
ORCL|ORACLE CORPORATION|JEFF|JEFFERIES LLC|2876991
ORCL|ORACLE CORPORATION|JMPT|JUMP TRADING, LLC|978008
ORCL|ORACLE CORPORATION|JONE|JonesTrading|10836
ORCL|ORACLE CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|2271608
ORCL|ORACLE CORPORATION|JPMX|J.P. Morgan Securities LLC|6223261
ORCL|ORACLE CORPORATION|JRCO|Johnson Rice & Company L.L.C.|6100
ORCL|ORACLE CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|231554
ORCL|ORACLE CORPORATION|JSJX|JANE STREET CAPITAL LLC|889369
ORCL|ORACLE CORPORATION|JSSF|JMP Securities LLC|35972
ORCL|ORACLE CORPORATION|JUTA|JUMP TRADING, LLC|1300
ORCL|ORACLE CORPORATION|KBWI|Keefe, Bruyette & Woods, Inc.|300
ORCL|ORACLE CORPORATION|KCGM|VIRTU Americas LLC|1292181
ORCL|ORACLE CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|423219
ORCL|ORACLE CORPORATION|LEHM|Barclays Capital Inc./Le|13223235
ORCL|ORACLE CORPORATION|LIME|Lime Brokerage LLC|257189
ORCL|ORACLE CORPORATION|LIWK|LIME BROKERAGE LLC|4
ORCL|ORACLE CORPORATION|LMGP|LIME BROKERAGE LLC|19700
ORCL|ORACLE CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|1440800
ORCL|ORACLE CORPORATION|LOOP|Loop Capital Markets LLC|36127
ORCL|ORACLE CORPORATION|LQNA|LIQUIDNET, INC.|2007900
ORCL|ORACLE CORPORATION|LQNB|LIQUIDNET, INC.|180563
ORCL|ORACLE CORPORATION|LSCI|Lek Securities Corporation|40857
ORCL|ORACLE CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10353
ORCL|ORACLE CORPORATION|MACC|Mid Atlantic Capital Corporation|9193
ORCL|ORACLE CORPORATION|MACQ|Macquarie Capital (USA) Inc.|74577
ORCL|ORACLE CORPORATION|MAXM|Maxim Group LLC|290027
ORCL|ORACLE CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|7377
ORCL|ORACLE CORPORATION|MCBT|Moors & Cabot, Inc.|9173
ORCL|ORACLE CORPORATION|MCMF|Raymond James Ltd. Cds|74155
ORCL|ORACLE CORPORATION|MKMP|MKM Partners LLC|11000
ORCL|ORACLE CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2454805
ORCL|ORACLE CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|38042
ORCL|ORACLE CORPORATION|MOTF|MOTIF INVESTING, INC.|165
ORCL|ORACLE CORPORATION|MPSG|E D & F Man Capital Markets Inc.|11983
ORCL|ORACLE CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|27798498
ORCL|ORACLE CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|5388400
ORCL|ORACLE CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|6165400
ORCL|ORACLE CORPORATION|MULL|MARK J. MULLER EQUITIES, INC.|500
ORCL|ORACLE CORPORATION|MZHO|Mizuho Securities USA LLC|57000
ORCL|ORACLE CORPORATION|NBCS|NBC Securities, INC.|668
ORCL|ORACLE CORPORATION|NEED|Needham & Company, LLC|11425
ORCL|ORACLE CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|118800
ORCL|ORACLE CORPORATION|NFSC|National Financial Services LLC|5890117
ORCL|ORACLE CORPORATION|NITE|VIRTU Americas LLC|11746501
ORCL|ORACLE CORPORATION|NITP|VIRTU Americas LLC|389999
ORCL|ORACLE CORPORATION|NMRA|Nomura Securities International, Inc.|800
ORCL|ORACLE CORPORATION|NQRB|Brut, LLC|289836
ORCL|ORACLE CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|41750
ORCL|ORACLE CORPORATION|NTRC|Northern Trust Securities, Inc.|43531
ORCL|ORACLE CORPORATION|OCEA|OCEAN FINANCIAL SERVICES, LLC|100
ORCL|ORACLE CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|437971
ORCL|ORACLE CORPORATION|OPCO|Oppenheimer & Co. Inc.|281160
ORCL|ORACLE CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|25825
ORCL|ORACLE CORPORATION|PCPT|PHILLIP CAPITAL INC.|1670
ORCL|ORACLE CORPORATION|PDQM|CODA MARKETS, INC.|1227232
ORCL|ORACLE CORPORATION|PHLY|NASDAQ Execution Services, LLC|210310
ORCL|ORACLE CORPORATION|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|2969
ORCL|ORACLE CORPORATION|PICT|Pictet Overseas Inc.|11996
ORCL|ORACLE CORPORATION|PIPR|Piper Jaffray & Co.|6370
ORCL|ORACLE CORPORATION|POIN|PRECISION SECURITIES, LLC (POIN)|1912
ORCL|ORACLE CORPORATION|PREC|PRECISION SECURITIES, LLC|3000
ORCL|ORACLE CORPORATION|PWJC|UBS Financial Services, Inc.|392311
ORCL|ORACLE CORPORATION|QMSR|QUATTRO M SECURITIES INC.|78887
ORCL|ORACLE CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|178206
ORCL|ORACLE CORPORATION|RGLD|Regal Securities, Inc|700
ORCL|ORACLE CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|130619
ORCL|ORACLE CORPORATION|SAGL|SAGETRADER, LLC|221749
ORCL|ORACLE CORPORATION|SAGW|SAGETRADER, LLC|3300
ORCL|ORACLE CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|23110
ORCL|ORACLE CORPORATION|SBSH|Citigroup Global Markets Inc.|3443813
ORCL|ORACLE CORPORATION|SCMC|Scotia Capital Markets (USA) Inc.|200
ORCL|ORACLE CORPORATION|SEIC|SEI Investments Distribution Co.|67995
ORCL|ORACLE CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|2269547
ORCL|ORACLE CORPORATION|SHMR|ABN Amro Clearing LLC|620
ORCL|ORACLE CORPORATION|SIBO|Prime Executions, Inc.|42993
ORCL|ORACLE CORPORATION|SJLS|TRADE INFORMATICS LLC|46300
ORCL|ORACLE CORPORATION|SOGO|Wang Investment Associates, Inc.|1739
ORCL|ORACLE CORPORATION|SPDR|SPEEDROUTE LLC|375765
ORCL|ORACLE CORPORATION|SPHN|Stephens Inc.|101324
ORCL|ORACLE CORPORATION|SPNT|SEVEN POINTS CAPITAL, LLC|20110
ORCL|ORACLE CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|5900
ORCL|ORACLE CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|13137
ORCL|ORACLE CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|451334
ORCL|ORACLE CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|264
ORCL|ORACLE CORPORATION|STXG|Stockcross Financial Services, Inc.|75
ORCL|ORACLE CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|25367
ORCL|ORACLE CORPORATION|SWIM|TD Ameritrade, Inc.|1852984
ORCL|ORACLE CORPORATION|SWST|Hilltop Securities Inc.|49886
ORCL|ORACLE CORPORATION|TAGC|TELSEY ADVISORY GROUP LLC|1115
ORCL|ORACLE CORPORATION|TDSI|TD Securities (USA) LLC|1402
ORCL|ORACLE CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|33213
ORCL|ORACLE CORPORATION|TRBT|Tradebot Systems, Inc.|2826143
ORCL|ORACLE CORPORATION|TRCM|TRC MARKETS LLC|1924241
ORCL|ORACLE CORPORATION|TWTT|TASTYWORKS, INC.|4737
ORCL|ORACLE CORPORATION|UBSA|UBS SECURITIES LLC|13271154
ORCL|ORACLE CORPORATION|UBSS|UBS Securities LLC|9267976
ORCL|ORACLE CORPORATION|VALX|VIRTU AMERICAS LLC|316891
ORCL|ORACLE CORPORATION|VERT|The Vertical Trading Group, LLC|1157388
ORCL|ORACLE CORPORATION|VGRD|Vanguard Marketing Corporation|195618
ORCL|ORACLE CORPORATION|VNDM|Wall Street Access|1300
ORCL|ORACLE CORPORATION|VNDS|VANDHAM SECURITIES CORP|100
ORCL|ORACLE CORPORATION|VSIN|Vision Financial Markets Llc|1567
ORCL|ORACLE CORPORATION|WABR|Wall Street Access|115
ORCL|ORACLE CORPORATION|WBLR|WILLIAM BLAIR|6675
ORCL|ORACLE CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|21918
ORCL|ORACLE CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|2371194
ORCL|ORACLE CORPORATION|WDNX|WEEDEN & CO.L.P.|37326
ORCL|ORACLE CORPORATION|WEDB|WEDBUSH SECURITIES INC.|290746
ORCL|ORACLE CORPORATION|WEED|Weeden & Co.L.P.|86208
ORCL|ORACLE CORPORATION|WESC|Wellington Shields & Co., LLC|400
ORCL|ORACLE CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|881763
ORCL|ORACLE CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|67534
ORCL|ORACLE CORPORATION|WFPB|Wells Fargo Securities, LLC.|366
ORCL|ORACLE CORPORATION|WGIF|CIBC World Markets Inc.|27209
ORCL|ORACLE CORPORATION|WHOT|JUST2TRADE, INC.|24
ORCL|ORACLE CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|21805
ORCL|ORACLE CORPORATION|WOLF|Wolfe Trahan Securities|100
ORCL|ORACLE CORPORATION|WSAG|WALL STREET ACCESS|3100
ORCL|ORACLE CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|121187
ORCL|ORACLE CORPORATION|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|7205
ORCL|ORACLE CORPORATION|XIST|INSTINET, LLC|1071700
ORCL|ORACLE CORPORATION|XPQR|Jump Trading|800
ORCL|ORACLE CORPORATION|XPUS|XP SECURITIES, LLC|1672
ORCL|ORACLE CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1484394
ORCL|ORACLE CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|50834
ORCL|ORACLE CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|121163
ORG|THE ORGANICS ETF|APCC|Apex Clearing Corporation|265
ORG|THE ORGANICS ETF|BARD|Robert W. Baird & Co. Incorporated|200
ORG|THE ORGANICS ETF|BBNT|BB&T SECURITIES, LLC|35
ORG|THE ORGANICS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
ORG|THE ORGANICS ETF|CHAS|Charles Schwab & Co., Inc.|4
ORG|THE ORGANICS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29
ORG|THE ORGANICS ETF|CTDL|Citadel Derivatives Group Llc|5689
ORG|THE ORGANICS ETF|DBAX|Deutsche Bank Securities Inc.|200
ORG|THE ORGANICS ETF|EBXL|EBX LLC|200
ORG|THE ORGANICS ETF|ETRS|E*Trade Securities LLC|1654
ORG|THE ORGANICS ETF|FBCO|Credit Suisse Securities (USA) LLC|660
ORG|THE ORGANICS ETF|FOMA|TD AMERITRADE CLEARING, INC.|4262
ORG|THE ORGANICS ETF|FTBR|Foliofn Investments, Inc.|30
ORG|THE ORGANICS ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|302
ORG|THE ORGANICS ETF|IBKR|Interactive Brokers Llc|2216
ORG|THE ORGANICS ETF|ICBX|INSTINET, LLC|900
ORG|THE ORGANICS ETF|INCA|INSTINET, LLC|470
ORG|THE ORGANICS ETF|ITGP|ITG INC.|200
ORG|THE ORGANICS ETF|JSJX|JANE STREET CAPITAL LLC|2127
ORG|THE ORGANICS ETF|KCGM|VIRTU Americas LLC|1593
ORG|THE ORGANICS ETF|LEHM|Barclays Capital Inc./Le|400
ORG|THE ORGANICS ETF|LIME|Lime Brokerage LLC|1763
ORG|THE ORGANICS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
ORG|THE ORGANICS ETF|MSCO|MORGAN STANLEY & CO. LLC|1590
ORG|THE ORGANICS ETF|NFSC|National Financial Services LLC|7367
ORG|THE ORGANICS ETF|NITE|VIRTU Americas LLC|12977
ORG|THE ORGANICS ETF|PCFF|Pacific International Securities Inc./CDS|605
ORG|THE ORGANICS ETF|SWIM|TD Ameritrade, Inc.|74
ORG|THE ORGANICS ETF|TKNG|ALLY INVEST SECURITIES LLC|21
ORG|THE ORGANICS ETF|UBSA|UBS SECURITIES LLC|1661
ORG|THE ORGANICS ETF|UBSS|UBS Securities LLC|1575
ORG|THE ORGANICS ETF|VGRD|Vanguard Marketing Corporation|323
ORG|THE ORGANICS ETF|WSEA|WOLVERINE SECURITIES, LLC|17
ORG|THE ORGANICS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|536
ORGS|ORGENESIS INC.CMN|ALPS|Alpine Securities Corporation|7289
ORGS|ORGENESIS INC.CMN|BATM|CBOE TRADING, INC.|217
ORGS|ORGENESIS INC.CMN|BERN|Sanford C. Bernstein & Co., LLC|5832
ORGS|ORGENESIS INC.CMN|BIMI|Banca IMI Securities Corp.|280
ORGS|ORGENESIS INC.CMN|BYXM|CBOE TRADING, INC.|61
ORGS|ORGENESIS INC.CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
ORGS|ORGENESIS INC.CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
ORGS|ORGENESIS INC.CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3200
ORGS|ORGENESIS INC.CMN|CTDL|Citadel Derivatives Group Llc|1460
ORGS|ORGENESIS INC.CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
ORGS|ORGENESIS INC.CMN|DBAB|Deutsche Bank Securities Inc.|21205
ORGS|ORGENESIS INC.CMN|DBAX|Deutsche Bank Securities Inc.|1500
ORGS|ORGENESIS INC.CMN|DEAN|MORGAN STANLEY|1000
ORGS|ORGENESIS INC.CMN|DEGS|RONIN PROFESSIONAL LLC|3206
ORGS|ORGENESIS INC.CMN|EBXL|EBX LLC|2700
ORGS|ORGENESIS INC.CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
ORGS|ORGENESIS INC.CMN|EDJO|Edward D. Jones & Co., L.P.|354
ORGS|ORGENESIS INC.CMN|EGXW|CBOE TRADING, INC.|600
ORGS|ORGENESIS INC.CMN|ETRS|E*Trade Securities LLC|9535
ORGS|ORGENESIS INC.CMN|FBCO|Credit Suisse Securities (USA) LLC|4723
ORGS|ORGENESIS INC.CMN|FILL|Tradestation Securities, Inc.|1100
ORGS|ORGENESIS INC.CMN|FOMA|TD AMERITRADE CLEARING, INC.|30278
ORGS|ORGENESIS INC.CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6518
ORGS|ORGENESIS INC.CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|600
ORGS|ORGENESIS INC.CMN|GLPX|ACS EXECUTION SERVICES, LLC|500
ORGS|ORGENESIS INC.CMN|GSCO|GOLDMAN SACHS & CO. LLC|67923
ORGS|ORGENESIS INC.CMN|GSLT|GOLDMAN SACHS & CO. LLC|907
ORGS|ORGENESIS INC.CMN|GTSZ|GTS SECURITIES LLC|5713
ORGS|ORGENESIS INC.CMN|HSBC|HSBC Securities, Inc.|500
ORGS|ORGENESIS INC.CMN|IATS|INTERACTIVE BROKERS LLC|107
ORGS|ORGENESIS INC.CMN|IBKR|Interactive Brokers Llc|13731
ORGS|ORGENESIS INC.CMN|ICBX|INSTINET, LLC|700
ORGS|ORGENESIS INC.CMN|INCA|INSTINET, LLC|3519
ORGS|ORGENESIS INC.CMN|INTL|INTL FCSTONE FINANCIAL INC.|3570
ORGS|ORGENESIS INC.CMN|ITGI|ITG Inc.|132993
ORGS|ORGENESIS INC.CMN|ITGP|ITG INC.|2000
ORGS|ORGENESIS INC.CMN|JPMX|J.P. Morgan Securities LLC|1200
ORGS|ORGENESIS INC.CMN|KCGM|VIRTU Americas LLC|668
ORGS|ORGENESIS INC.CMN|LEHM|Barclays Capital Inc./Le|25060
ORGS|ORGENESIS INC.CMN|LIME|Lime Brokerage LLC|22315
ORGS|ORGENESIS INC.CMN|LMGP|LIME BROKERAGE LLC|2840
ORGS|ORGENESIS INC.CMN|MBTS|ALLY INVEST SECURITIES LLC|500
ORGS|ORGENESIS INC.CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9173
ORGS|ORGENESIS INC.CMN|MSCO|MORGAN STANLEY & CO. LLC|85977
ORGS|ORGENESIS INC.CMN|MSPL|MORGAN STANLEY & CO. LLC|500
ORGS|ORGENESIS INC.CMN|NFSC|National Financial Services LLC|64098
ORGS|ORGENESIS INC.CMN|NITE|VIRTU Americas LLC|107832
ORGS|ORGENESIS INC.CMN|OPCO|Oppenheimer & Co. Inc.|10564
ORGS|ORGENESIS INC.CMN|PCFF|Pacific International Securities Inc./CDS|3200
ORGS|ORGENESIS INC.CMN|PDQM|CODA MARKETS, INC.|900
ORGS|ORGENESIS INC.CMN|PUMA|Puma Capital, Llc|7289
ORGS|ORGENESIS INC.CMN|PWJC|UBS Financial Services, Inc.|1000
ORGS|ORGENESIS INC.CMN|RAJA|Raymond James & Associates, Inc.|79
ORGS|ORGENESIS INC.CMN|RBCM|RBC CAPITAL MARKETS, LLC|1000
ORGS|ORGENESIS INC.CMN|SBSH|Citigroup Global Markets Inc.|14400
ORGS|ORGENESIS INC.CMN|SGMT|GOLDMAN SACHS & CO. LLC|1080
ORGS|ORGENESIS INC.CMN|SPDR|SPEEDROUTE LLC|213
ORGS|ORGENESIS INC.CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3014
ORGS|ORGENESIS INC.CMN|SWIM|TD Ameritrade, Inc.|5794
ORGS|ORGENESIS INC.CMN|TKNG|ALLY INVEST SECURITIES LLC|2085
ORGS|ORGENESIS INC.CMN|TRBT|Tradebot Systems, Inc.|100
ORGS|ORGENESIS INC.CMN|TRCM|TRC MARKETS LLC|83
ORGS|ORGENESIS INC.CMN|UBSA|UBS SECURITIES LLC|11451
ORGS|ORGENESIS INC.CMN|UBSS|UBS Securities LLC|82875
ORGS|ORGENESIS INC.CMN|VGRD|Vanguard Marketing Corporation|1571
ORGS|ORGENESIS INC.CMN|WBLR|WILLIAM BLAIR|500
ORGS|ORGENESIS INC.CMN|WCHV|WELLS FARGO SECURITIES, LLC|1775
ORGS|ORGENESIS INC.CMN|WDCO|Wilson-Davis & Co., Inc.|830
ORGS|ORGENESIS INC.CMN|WEDB|WEDBUSH SECURITIES INC.|5846
ORGS|ORGENESIS INC.CMN|WEED|Weeden & Co.L.P.|500
ORGS|ORGENESIS INC.CMN|WSEA|WOLVERINE SECURITIES, LLC|30
ORGS|ORGENESIS INC.CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
ORGS|ORGENESIS INC.CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|400
ORI|OLD REPUBLIC INTL CP|ABLE|NATIXIS Securities Americas LLC|43800
ORI|OLD REPUBLIC INTL CP|ALTX|Alternet Securities Inc.|3954
ORI|OLD REPUBLIC INTL CP|ANOS|ABEL/NOSER, L.L.C.|559
ORI|OLD REPUBLIC INTL CP|APCC|Apex Clearing Corporation|895
ORI|OLD REPUBLIC INTL CP|BALE|M&T SECURITIES, INC.|2700
ORI|OLD REPUBLIC INTL CP|BANK|Primevest Financial Services, Inc.|37
ORI|OLD REPUBLIC INTL CP|BARD|Robert W. Baird & Co. Incorporated|4818
ORI|OLD REPUBLIC INTL CP|BATM|CBOE TRADING, INC.|795
ORI|OLD REPUBLIC INTL CP|BAYC|BAY CREST PARTNERS, LLC|6394
ORI|OLD REPUBLIC INTL CP|BBNT|BB&T SECURITIES, LLC|398
ORI|OLD REPUBLIC INTL CP|BERN|Sanford C. Bernstein & Co., LLC|32708
ORI|OLD REPUBLIC INTL CP|BIDS|BIDS TRADING L.P.|800
ORI|OLD REPUBLIC INTL CP|BKCM|BNY Mellon Capital Markets LLC|50023
ORI|OLD REPUBLIC INTL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9569
ORI|OLD REPUBLIC INTL CP|BNPX|BNP PARIBAS SECURITIES CORP.|13569
ORI|OLD REPUBLIC INTL CP|BRVL|BLAYLOCK VAN, LLC|800
ORI|OLD REPUBLIC INTL CP|BTIG|BTIG, LLC|62306
ORI|OLD REPUBLIC INTL CP|BYXM|CBOE TRADING, INC.|314
ORI|OLD REPUBLIC INTL CP|BZYD|GOLDMAN SACHS & CO. LLC|3800
ORI|OLD REPUBLIC INTL CP|CANT|Cantor Fitzgerald & Co.|1280
ORI|OLD REPUBLIC INTL CP|CHAS|Charles Schwab & Co., Inc.|3335
ORI|OLD REPUBLIC INTL CP|CIST|Capital Institutional Services, Inc.|525
ORI|OLD REPUBLIC INTL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41472
ORI|OLD REPUBLIC INTL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|527
ORI|OLD REPUBLIC INTL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|316253
ORI|OLD REPUBLIC INTL CP|CTDL|Citadel Derivatives Group Llc|129961
ORI|OLD REPUBLIC INTL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|83536
ORI|OLD REPUBLIC INTL CP|DBAB|Deutsche Bank Securities Inc.|835783
ORI|OLD REPUBLIC INTL CP|DBAX|Deutsche Bank Securities Inc.|325500
ORI|OLD REPUBLIC INTL CP|DBUL|Deutsche Bank Securities Inc.|100
ORI|OLD REPUBLIC INTL CP|DCHF|Dart Executions, LLC|2138
ORI|OLD REPUBLIC INTL CP|DEAN|MORGAN STANLEY|10206
ORI|OLD REPUBLIC INTL CP|DEGS|RONIN PROFESSIONAL LLC|225
ORI|OLD REPUBLIC INTL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11500
ORI|OLD REPUBLIC INTL CP|DIVA|Divine Capital Markets LLC|21
ORI|OLD REPUBLIC INTL CP|EBXL|EBX LLC|355000
ORI|OLD REPUBLIC INTL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7171
ORI|OLD REPUBLIC INTL CP|EDJO|Edward D. Jones & Co., L.P.|12626
ORI|OLD REPUBLIC INTL CP|EGAM|CBOE TRADING, INC.|8940
ORI|OLD REPUBLIC INTL CP|EGAW|CBOE TRADING, INC.|233
ORI|OLD REPUBLIC INTL CP|EGXM|CBOE TRADING, INC.|3959
ORI|OLD REPUBLIC INTL CP|ETBE|Electronic Transaction Clearing, Inc.|6587
ORI|OLD REPUBLIC INTL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
ORI|OLD REPUBLIC INTL CP|ETCC|Electronic Transaction Clearing, Inc.|160
ORI|OLD REPUBLIC INTL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
ORI|OLD REPUBLIC INTL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|26
ORI|OLD REPUBLIC INTL CP|ETRS|E*Trade Securities LLC|34535
ORI|OLD REPUBLIC INTL CP|FILL|Tradestation Securities, Inc.|1725
ORI|OLD REPUBLIC INTL CP|FINX|FINTECH SECURITIES|3150
ORI|OLD REPUBLIC INTL CP|FMAF|NBCN Inc./ CDS|2330
ORI|OLD REPUBLIC INTL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9210
ORI|OLD REPUBLIC INTL CP|FQLS|Quantlab Securities LP|271686
ORI|OLD REPUBLIC INTL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145641
ORI|OLD REPUBLIC INTL CP|FTBR|Foliofn Investments, Inc.|5947
ORI|OLD REPUBLIC INTL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|800
ORI|OLD REPUBLIC INTL CP|GLIS|TD Securities Inc|70
ORI|OLD REPUBLIC INTL CP|GLPX|ACS EXECUTION SERVICES, LLC|5186
ORI|OLD REPUBLIC INTL CP|GSCO|GOLDMAN SACHS & CO. LLC|6530371
ORI|OLD REPUBLIC INTL CP|GSCS|GOLDMAN SACHS & CO. LLC|8490
ORI|OLD REPUBLIC INTL CP|GSLT|GOLDMAN SACHS & CO. LLC|3296
ORI|OLD REPUBLIC INTL CP|GTSZ|GTS SECURITIES LLC|156642
ORI|OLD REPUBLIC INTL CP|HRBF|American Enterprise Investment Services Inc.|9420
ORI|OLD REPUBLIC INTL CP|HSBC|HSBC Securities, Inc.|500
ORI|OLD REPUBLIC INTL CP|IATS|INTERACTIVE BROKERS LLC|6032
ORI|OLD REPUBLIC INTL CP|IBKR|Interactive Brokers Llc|24538
ORI|OLD REPUBLIC INTL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3310
ORI|OLD REPUBLIC INTL CP|ICBX|INSTINET, LLC|99914
ORI|OLD REPUBLIC INTL CP|IEQY|CITADEL SECURITIES LLC|77795
ORI|OLD REPUBLIC INTL CP|INCA|INSTINET, LLC|223254
ORI|OLD REPUBLIC INTL CP|INJX|INSTINET, LLC|1607
ORI|OLD REPUBLIC INTL CP|ITGI|ITG Inc.|256646
ORI|OLD REPUBLIC INTL CP|ITGP|ITG INC.|269200
ORI|OLD REPUBLIC INTL CP|JANY|Janney Montgomery Scott Inc.|1640
ORI|OLD REPUBLIC INTL CP|JEFF|JEFFERIES LLC|64693
ORI|OLD REPUBLIC INTL CP|JMPT|JUMP TRADING, LLC|33405
ORI|OLD REPUBLIC INTL CP|JONE|JonesTrading|20648
ORI|OLD REPUBLIC INTL CP|JPBX|J.P. MORGAN SECURITIES LLC|150361
ORI|OLD REPUBLIC INTL CP|JPMX|J.P. Morgan Securities LLC|384859
ORI|OLD REPUBLIC INTL CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1600
ORI|OLD REPUBLIC INTL CP|JSJX|JANE STREET CAPITAL LLC|11348
ORI|OLD REPUBLIC INTL CP|KBWI|Keefe, Bruyette & Woods, Inc.|100000
ORI|OLD REPUBLIC INTL CP|KCGM|VIRTU Americas LLC|54394
ORI|OLD REPUBLIC INTL CP|LEHM|Barclays Capital Inc./Le|1196089
ORI|OLD REPUBLIC INTL CP|LGNT|COR CLEARING LLC|2
ORI|OLD REPUBLIC INTL CP|LIME|Lime Brokerage LLC|20313
ORI|OLD REPUBLIC INTL CP|LOOP|Loop Capital Markets LLC|9599
ORI|OLD REPUBLIC INTL CP|LSCI|Lek Securities Corporation|122
ORI|OLD REPUBLIC INTL CP|MACC|Mid Atlantic Capital Corporation|2166
ORI|OLD REPUBLIC INTL CP|MACQ|Macquarie Capital (USA) Inc.|3922
ORI|OLD REPUBLIC INTL CP|MAXM|Maxim Group LLC|600
ORI|OLD REPUBLIC INTL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|205262
ORI|OLD REPUBLIC INTL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
ORI|OLD REPUBLIC INTL CP|MOTF|MOTIF INVESTING, INC.|54
ORI|OLD REPUBLIC INTL CP|MSCO|MORGAN STANLEY & CO. LLC|7920053
ORI|OLD REPUBLIC INTL CP|MSPL|MORGAN STANLEY & CO. LLC|648500
ORI|OLD REPUBLIC INTL CP|MSTX|MORGAN STANLEY & CO. LLC|369800
ORI|OLD REPUBLIC INTL CP|NEUB|NEUBERGER BERMAN BD LLC|171
ORI|OLD REPUBLIC INTL CP|NFSC|National Financial Services LLC|383022
ORI|OLD REPUBLIC INTL CP|NITE|VIRTU Americas LLC|451324
ORI|OLD REPUBLIC INTL CP|NITP|VIRTU Americas LLC|500
ORI|OLD REPUBLIC INTL CP|NQRB|Brut, LLC|3125
ORI|OLD REPUBLIC INTL CP|NTBF|BMO Nesbitt Burns Inc./CDS|423
ORI|OLD REPUBLIC INTL CP|PDQM|CODA MARKETS, INC.|3200
ORI|OLD REPUBLIC INTL CP|PHLY|NASDAQ Execution Services, LLC|3200
ORI|OLD REPUBLIC INTL CP|PIPR|Piper Jaffray & Co.|279
ORI|OLD REPUBLIC INTL CP|PWJC|UBS Financial Services, Inc.|2354
ORI|OLD REPUBLIC INTL CP|RBCM|RBC CAPITAL MARKETS, LLC|18504
ORI|OLD REPUBLIC INTL CP|SAGL|SAGETRADER, LLC|6128
ORI|OLD REPUBLIC INTL CP|SBRX|MURIEL SIEBERT & CO INC|17
ORI|OLD REPUBLIC INTL CP|SBSH|Citigroup Global Markets Inc.|147000
ORI|OLD REPUBLIC INTL CP|SEIC|SEI Investments Distribution Co.|1175
ORI|OLD REPUBLIC INTL CP|SGMT|GOLDMAN SACHS & CO. LLC|236057
ORI|OLD REPUBLIC INTL CP|SHMR|ABN Amro Clearing LLC|3
ORI|OLD REPUBLIC INTL CP|SPDR|SPEEDROUTE LLC|46700
ORI|OLD REPUBLIC INTL CP|SPHN|Stephens Inc.|163
ORI|OLD REPUBLIC INTL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
ORI|OLD REPUBLIC INTL CP|STFL|Stifel, Nicolaus & Company, Incorporated|14073
ORI|OLD REPUBLIC INTL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5475
ORI|OLD REPUBLIC INTL CP|SWIM|TD Ameritrade, Inc.|206896
ORI|OLD REPUBLIC INTL CP|SWST|Hilltop Securities Inc.|16276
ORI|OLD REPUBLIC INTL CP|TKNG|ALLY INVEST SECURITIES LLC|860
ORI|OLD REPUBLIC INTL CP|TRBT|Tradebot Systems, Inc.|184153
ORI|OLD REPUBLIC INTL CP|TRCM|TRC MARKETS LLC|65981
ORI|OLD REPUBLIC INTL CP|UBSA|UBS SECURITIES LLC|815926
ORI|OLD REPUBLIC INTL CP|UBSS|UBS Securities LLC|850235
ORI|OLD REPUBLIC INTL CP|VALX|VIRTU AMERICAS LLC|55808
ORI|OLD REPUBLIC INTL CP|VGRD|Vanguard Marketing Corporation|37812
ORI|OLD REPUBLIC INTL CP|VNDM|Wall Street Access|50218
ORI|OLD REPUBLIC INTL CP|WBET|Wallachbeth Capital LLC|5140
ORI|OLD REPUBLIC INTL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|6235
ORI|OLD REPUBLIC INTL CP|WCHV|WELLS FARGO SECURITIES, LLC|262364
ORI|OLD REPUBLIC INTL CP|WDNX|WEEDEN & CO.L.P.|15188
ORI|OLD REPUBLIC INTL CP|WEDB|WEDBUSH SECURITIES INC.|15749
ORI|OLD REPUBLIC INTL CP|WEED|Weeden & Co.L.P.|1600
ORI|OLD REPUBLIC INTL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2785
ORI|OLD REPUBLIC INTL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1071
ORI|OLD REPUBLIC INTL CP|WGIF|CIBC World Markets Inc.|1900
ORI|OLD REPUBLIC INTL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2558
ORI|OLD REPUBLIC INTL CP|WSEA|WOLVERINE SECURITIES, LLC|3293
ORI|OLD REPUBLIC INTL CP|XIST|INSTINET, LLC|59000
ORI|OLD REPUBLIC INTL CP|XPQR|Jump Trading|500
ORI|OLD REPUBLIC INTL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|30036
ORI|OLD REPUBLIC INTL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19641
ORIG|OCEAN RIG UDW CL A|ADAM|CANACCORD GENUITY INC.|1600
ORIG|OCEAN RIG UDW CL A|ALTX|Alternet Securities Inc.|30826
ORIG|OCEAN RIG UDW CL A|APCC|Apex Clearing Corporation|4
ORIG|OCEAN RIG UDW CL A|AQUA|AQUA SECURITIES L.P.|5000
ORIG|OCEAN RIG UDW CL A|BATM|CBOE TRADING, INC.|3196
ORIG|OCEAN RIG UDW CL A|BAYC|BAY CREST PARTNERS, LLC|3093
ORIG|OCEAN RIG UDW CL A|BERN|Sanford C. Bernstein & Co., LLC|8700
ORIG|OCEAN RIG UDW CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5928
ORIG|OCEAN RIG UDW CL A|BLKX|INSTINET, LLC|13200
ORIG|OCEAN RIG UDW CL A|BMOC|BMO Capital Markets Corp.|4118
ORIG|OCEAN RIG UDW CL A|BNPX|BNP PARIBAS SECURITIES CORP.|9589
ORIG|OCEAN RIG UDW CL A|BTIG|BTIG, LLC|30854
ORIG|OCEAN RIG UDW CL A|BYXM|CBOE TRADING, INC.|922
ORIG|OCEAN RIG UDW CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69268
ORIG|OCEAN RIG UDW CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50495
ORIG|OCEAN RIG UDW CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
ORIG|OCEAN RIG UDW CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|315825
ORIG|OCEAN RIG UDW CL A|CTDL|Citadel Derivatives Group Llc|19143
ORIG|OCEAN RIG UDW CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|7090
ORIG|OCEAN RIG UDW CL A|DBAB|Deutsche Bank Securities Inc.|898268
ORIG|OCEAN RIG UDW CL A|DBAX|Deutsche Bank Securities Inc.|333600
ORIG|OCEAN RIG UDW CL A|DEAN|MORGAN STANLEY|307
ORIG|OCEAN RIG UDW CL A|DEGS|RONIN PROFESSIONAL LLC|6530
ORIG|OCEAN RIG UDW CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32393
ORIG|OCEAN RIG UDW CL A|EBXL|EBX LLC|136800
ORIG|OCEAN RIG UDW CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|3898
ORIG|OCEAN RIG UDW CL A|EGAM|CBOE TRADING, INC.|19322
ORIG|OCEAN RIG UDW CL A|EGAW|CBOE TRADING, INC.|100
ORIG|OCEAN RIG UDW CL A|EGXM|CBOE TRADING, INC.|3291
ORIG|OCEAN RIG UDW CL A|ETBE|Electronic Transaction Clearing, Inc.|152678
ORIG|OCEAN RIG UDW CL A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
ORIG|OCEAN RIG UDW CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4694
ORIG|OCEAN RIG UDW CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29851
ORIG|OCEAN RIG UDW CL A|ETRS|E*Trade Securities LLC|1361
ORIG|OCEAN RIG UDW CL A|FBCO|Credit Suisse Securities (USA) LLC|263001
ORIG|OCEAN RIG UDW CL A|FBSB|U.S. Bancorp Investments, Inc.|937
ORIG|OCEAN RIG UDW CL A|FILL|Tradestation Securities, Inc.|90
ORIG|OCEAN RIG UDW CL A|FOMA|TD AMERITRADE CLEARING, INC.|10922
ORIG|OCEAN RIG UDW CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15469
ORIG|OCEAN RIG UDW CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142409
ORIG|OCEAN RIG UDW CL A|FTBR|Foliofn Investments, Inc.|792
ORIG|OCEAN RIG UDW CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|7412
ORIG|OCEAN RIG UDW CL A|GLPX|ACS EXECUTION SERVICES, LLC|78924
ORIG|OCEAN RIG UDW CL A|GSCO|GOLDMAN SACHS & CO. LLC|2816269
ORIG|OCEAN RIG UDW CL A|GSCS|GOLDMAN SACHS & CO. LLC|2150
ORIG|OCEAN RIG UDW CL A|GSLT|GOLDMAN SACHS & CO. LLC|6274
ORIG|OCEAN RIG UDW CL A|GTSZ|GTS SECURITIES LLC|28006
ORIG|OCEAN RIG UDW CL A|HRBF|American Enterprise Investment Services Inc.|1134
ORIG|OCEAN RIG UDW CL A|HSBC|HSBC Securities, Inc.|709
ORIG|OCEAN RIG UDW CL A|IATS|INTERACTIVE BROKERS LLC|2750
ORIG|OCEAN RIG UDW CL A|IBKR|Interactive Brokers Llc|72167
ORIG|OCEAN RIG UDW CL A|ICBX|INSTINET, LLC|30809
ORIG|OCEAN RIG UDW CL A|IEQY|CITADEL SECURITIES LLC|16588
ORIG|OCEAN RIG UDW CL A|IMPC|Imperial Capital, LLC|4321
ORIG|OCEAN RIG UDW CL A|INCA|INSTINET, LLC|316548
ORIG|OCEAN RIG UDW CL A|INJX|INSTINET, LLC|16656
ORIG|OCEAN RIG UDW CL A|ITGI|ITG Inc.|34332
ORIG|OCEAN RIG UDW CL A|ITGP|ITG INC.|217800
ORIG|OCEAN RIG UDW CL A|JANY|Janney Montgomery Scott Inc.|302
ORIG|OCEAN RIG UDW CL A|JEFF|JEFFERIES LLC|70111
ORIG|OCEAN RIG UDW CL A|JMPT|JUMP TRADING, LLC|37229
ORIG|OCEAN RIG UDW CL A|JONE|JonesTrading|9800
ORIG|OCEAN RIG UDW CL A|JPBX|J.P. MORGAN SECURITIES LLC|30364
ORIG|OCEAN RIG UDW CL A|JPMX|J.P. Morgan Securities LLC|561275
ORIG|OCEAN RIG UDW CL A|JSJX|JANE STREET CAPITAL LLC|22556
ORIG|OCEAN RIG UDW CL A|KCGM|VIRTU Americas LLC|58351
ORIG|OCEAN RIG UDW CL A|LEHM|Barclays Capital Inc./Le|1085584
ORIG|OCEAN RIG UDW CL A|LIME|Lime Brokerage LLC|234196
ORIG|OCEAN RIG UDW CL A|LMGP|LIME BROKERAGE LLC|73237
ORIG|OCEAN RIG UDW CL A|LOOP|Loop Capital Markets LLC|8144
ORIG|OCEAN RIG UDW CL A|LSCI|Lek Securities Corporation|47
ORIG|OCEAN RIG UDW CL A|MACQ|Macquarie Capital (USA) Inc.|4464
ORIG|OCEAN RIG UDW CL A|MAXM|Maxim Group LLC|4275
ORIG|OCEAN RIG UDW CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|197489
ORIG|OCEAN RIG UDW CL A|MSCO|MORGAN STANLEY & CO. LLC|2180559
ORIG|OCEAN RIG UDW CL A|MSPL|MORGAN STANLEY & CO. LLC|218300
ORIG|OCEAN RIG UDW CL A|MSTX|MORGAN STANLEY & CO. LLC|112900
ORIG|OCEAN RIG UDW CL A|MWCC|Monness Crespi Hardt & Co., Inc.|10405
ORIG|OCEAN RIG UDW CL A|NFSC|National Financial Services LLC|12215
ORIG|OCEAN RIG UDW CL A|NITE|VIRTU Americas LLC|107833
ORIG|OCEAN RIG UDW CL A|NITP|VIRTU Americas LLC|2988
ORIG|OCEAN RIG UDW CL A|NQRB|Brut, LLC|16070
ORIG|OCEAN RIG UDW CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1972
ORIG|OCEAN RIG UDW CL A|PDQM|CODA MARKETS, INC.|114424
ORIG|OCEAN RIG UDW CL A|QMSR|QUATTRO M SECURITIES INC.|16697
ORIG|OCEAN RIG UDW CL A|SAGL|SAGETRADER, LLC|3000
ORIG|OCEAN RIG UDW CL A|SBSH|Citigroup Global Markets Inc.|316276
ORIG|OCEAN RIG UDW CL A|SGMT|GOLDMAN SACHS & CO. LLC|155966
ORIG|OCEAN RIG UDW CL A|SPDR|SPEEDROUTE LLC|88053
ORIG|OCEAN RIG UDW CL A|STFL|Stifel, Nicolaus & Company, Incorporated|1
ORIG|OCEAN RIG UDW CL A|SWIM|TD Ameritrade, Inc.|2750
ORIG|OCEAN RIG UDW CL A|TKNG|ALLY INVEST SECURITIES LLC|125
ORIG|OCEAN RIG UDW CL A|TRBT|Tradebot Systems, Inc.|205373
ORIG|OCEAN RIG UDW CL A|TRCM|TRC MARKETS LLC|108474
ORIG|OCEAN RIG UDW CL A|UBSA|UBS SECURITIES LLC|69274
ORIG|OCEAN RIG UDW CL A|UBSS|UBS Securities LLC|3088383
ORIG|OCEAN RIG UDW CL A|VALX|VIRTU AMERICAS LLC|15526
ORIG|OCEAN RIG UDW CL A|VGRD|Vanguard Marketing Corporation|602
ORIG|OCEAN RIG UDW CL A|VSIN|Vision Financial Markets Llc|20
ORIG|OCEAN RIG UDW CL A|WCHV|WELLS FARGO SECURITIES, LLC|41641
ORIG|OCEAN RIG UDW CL A|WDNX|WEEDEN & CO.L.P.|1398
ORIG|OCEAN RIG UDW CL A|WEDB|WEDBUSH SECURITIES INC.|2731
ORIG|OCEAN RIG UDW CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|414
ORIG|OCEAN RIG UDW CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
ORIG|OCEAN RIG UDW CL A|WSEA|WOLVERINE SECURITIES, LLC|22
ORIG|OCEAN RIG UDW CL A|XIST|INSTINET, LLC|24600
ORIG|OCEAN RIG UDW CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
ORIG|OCEAN RIG UDW CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|7837
ORIT|ORITANI FINANCIAL|ANOS|ABEL/NOSER, L.L.C.|1230
ORIT|ORITANI FINANCIAL|APCC|Apex Clearing Corporation|28
ORIT|ORITANI FINANCIAL|BATM|CBOE TRADING, INC.|1605
ORIT|ORITANI FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|2303
ORIT|ORITANI FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3683
ORIT|ORITANI FINANCIAL|BMOC|BMO Capital Markets Corp.|6360
ORIT|ORITANI FINANCIAL|BNKS|Fig Partners, LLC|8237
ORIT|ORITANI FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|8592
ORIT|ORITANI FINANCIAL|BRVL|BLAYLOCK VAN, LLC|1500
ORIT|ORITANI FINANCIAL|BTIG|BTIG, LLC|20551
ORIT|ORITANI FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|1514
ORIT|ORITANI FINANCIAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
ORIT|ORITANI FINANCIAL|CHAS|Charles Schwab & Co., Inc.|500
ORIT|ORITANI FINANCIAL|CIST|Capital Institutional Services, Inc.|259
ORIT|ORITANI FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24121
ORIT|ORITANI FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
ORIT|ORITANI FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ORIT|ORITANI FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55895
ORIT|ORITANI FINANCIAL|CTDL|Citadel Derivatives Group Llc|2748
ORIT|ORITANI FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|19794
ORIT|ORITANI FINANCIAL|DBAB|Deutsche Bank Securities Inc.|77429
ORIT|ORITANI FINANCIAL|DBAX|Deutsche Bank Securities Inc.|60000
ORIT|ORITANI FINANCIAL|DEAN|MORGAN STANLEY|5616
ORIT|ORITANI FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|280
ORIT|ORITANI FINANCIAL|EBXL|EBX LLC|31500
ORIT|ORITANI FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|5808
ORIT|ORITANI FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|168
ORIT|ORITANI FINANCIAL|EGAM|CBOE TRADING, INC.|549
ORIT|ORITANI FINANCIAL|EGXM|CBOE TRADING, INC.|1200
ORIT|ORITANI FINANCIAL|EGXW|CBOE TRADING, INC.|100
ORIT|ORITANI FINANCIAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|113
ORIT|ORITANI FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
ORIT|ORITANI FINANCIAL|ETRS|E*Trade Securities LLC|23522
ORIT|ORITANI FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|172130
ORIT|ORITANI FINANCIAL|FMAF|NBCN Inc./ CDS|476
ORIT|ORITANI FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|36800
ORIT|ORITANI FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31579
ORIT|ORITANI FINANCIAL|FTBR|Foliofn Investments, Inc.|232
ORIT|ORITANI FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|13309
ORIT|ORITANI FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|200
ORIT|ORITANI FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|294746
ORIT|ORITANI FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|11435
ORIT|ORITANI FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|63
ORIT|ORITANI FINANCIAL|GTSZ|GTS SECURITIES LLC|15491
ORIT|ORITANI FINANCIAL|HRBF|American Enterprise Investment Services Inc.|400
ORIT|ORITANI FINANCIAL|IATS|INTERACTIVE BROKERS LLC|186
ORIT|ORITANI FINANCIAL|IBKR|Interactive Brokers Llc|13426
ORIT|ORITANI FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|85
ORIT|ORITANI FINANCIAL|ICBX|INSTINET, LLC|45797
ORIT|ORITANI FINANCIAL|IEQY|CITADEL SECURITIES LLC|4102
ORIT|ORITANI FINANCIAL|INCA|INSTINET, LLC|156545
ORIT|ORITANI FINANCIAL|INJX|INSTINET, LLC|2133
ORIT|ORITANI FINANCIAL|ITGI|ITG Inc.|34267
ORIT|ORITANI FINANCIAL|ITGP|ITG INC.|153600
ORIT|ORITANI FINANCIAL|JANY|Janney Montgomery Scott Inc.|4870
ORIT|ORITANI FINANCIAL|JEFF|JEFFERIES LLC|21926
ORIT|ORITANI FINANCIAL|JMPT|JUMP TRADING, LLC|20
ORIT|ORITANI FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|825
ORIT|ORITANI FINANCIAL|JPMX|J.P. Morgan Securities LLC|69765
ORIT|ORITANI FINANCIAL|JSJX|JANE STREET CAPITAL LLC|1104
ORIT|ORITANI FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|7060
ORIT|ORITANI FINANCIAL|KCGM|VIRTU Americas LLC|7509
ORIT|ORITANI FINANCIAL|LEHM|Barclays Capital Inc./Le|102180
ORIT|ORITANI FINANCIAL|LIME|Lime Brokerage LLC|152338
ORIT|ORITANI FINANCIAL|LOOP|Loop Capital Markets LLC|2600
ORIT|ORITANI FINANCIAL|MAXM|Maxim Group LLC|4406
ORIT|ORITANI FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77300
ORIT|ORITANI FINANCIAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4530
ORIT|ORITANI FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|263701
ORIT|ORITANI FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|78500
ORIT|ORITANI FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|8400
ORIT|ORITANI FINANCIAL|NFSC|National Financial Services LLC|38551
ORIT|ORITANI FINANCIAL|NITE|VIRTU Americas LLC|104447
ORIT|ORITANI FINANCIAL|NITP|VIRTU Americas LLC|1411
ORIT|ORITANI FINANCIAL|NQRB|Brut, LLC|200
ORIT|ORITANI FINANCIAL|OPCO|Oppenheimer & Co. Inc.|3400
ORIT|ORITANI FINANCIAL|PDQM|CODA MARKETS, INC.|8269
ORIT|ORITANI FINANCIAL|PWJC|UBS Financial Services, Inc.|500
ORIT|ORITANI FINANCIAL|RAJA|Raymond James & Associates, Inc.|1725
ORIT|ORITANI FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|7786
ORIT|ORITANI FINANCIAL|SAGL|SAGETRADER, LLC|1
ORIT|ORITANI FINANCIAL|SAGW|SAGETRADER, LLC|195
ORIT|ORITANI FINANCIAL|SBSH|Citigroup Global Markets Inc.|51924
ORIT|ORITANI FINANCIAL|SDLR|Sandler, O'Neill & Partners, L.P.|14784
ORIT|ORITANI FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|25680
ORIT|ORITANI FINANCIAL|SPDR|SPEEDROUTE LLC|11654
ORIT|ORITANI FINANCIAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|1100
ORIT|ORITANI FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|7187
ORIT|ORITANI FINANCIAL|SWIM|TD Ameritrade, Inc.|233
ORIT|ORITANI FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|368
ORIT|ORITANI FINANCIAL|TRBT|Tradebot Systems, Inc.|3169
ORIT|ORITANI FINANCIAL|TRCM|TRC MARKETS LLC|16309
ORIT|ORITANI FINANCIAL|UBSA|UBS SECURITIES LLC|223308
ORIT|ORITANI FINANCIAL|UBSS|UBS Securities LLC|244530
ORIT|ORITANI FINANCIAL|VALX|VIRTU AMERICAS LLC|24945
ORIT|ORITANI FINANCIAL|VGRD|Vanguard Marketing Corporation|11359
ORIT|ORITANI FINANCIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|2949
ORIT|ORITANI FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|20861
ORIT|ORITANI FINANCIAL|WEED|Weeden & Co.L.P.|600
ORIT|ORITANI FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|165
ORIT|ORITANI FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1744
ORIT|ORITANI FINANCIAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
ORIT|ORITANI FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|1955
ORIT|ORITANI FINANCIAL|XIST|INSTINET, LLC|1800
ORIT|ORITANI FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|18600
ORLY|O'REILLY AUTOMOTIVE|ABLE|NATIXIS Securities Americas LLC|1614
ORLY|O'REILLY AUTOMOTIVE|ADAM|CANACCORD GENUITY INC.|2000
ORLY|O'REILLY AUTOMOTIVE|AGIS|Aegis Capital Corp.|3
ORLY|O'REILLY AUTOMOTIVE|ALTX|Alternet Securities Inc.|2700
ORLY|O'REILLY AUTOMOTIVE|ANOS|ABEL/NOSER, L.L.C.|600
ORLY|O'REILLY AUTOMOTIVE|APCC|Apex Clearing Corporation|50
ORLY|O'REILLY AUTOMOTIVE|BANK|Primevest Financial Services, Inc.|28
ORLY|O'REILLY AUTOMOTIVE|BARD|Robert W. Baird & Co. Incorporated|927
ORLY|O'REILLY AUTOMOTIVE|BATM|CBOE TRADING, INC.|9062
ORLY|O'REILLY AUTOMOTIVE|BAYC|BAY CREST PARTNERS, LLC|4904
ORLY|O'REILLY AUTOMOTIVE|BAYT|BTIG, LLC|100
ORLY|O'REILLY AUTOMOTIVE|BBNT|BB&T SECURITIES, LLC|1614
ORLY|O'REILLY AUTOMOTIVE|BERN|Sanford C. Bernstein & Co., LLC|43873
ORLY|O'REILLY AUTOMOTIVE|BIDS|BIDS TRADING L.P.|5100
ORLY|O'REILLY AUTOMOTIVE|BIMI|Banca IMI Securities Corp.|423
ORLY|O'REILLY AUTOMOTIVE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4916
ORLY|O'REILLY AUTOMOTIVE|BLKX|INSTINET, LLC|23400
ORLY|O'REILLY AUTOMOTIVE|BMOC|BMO Capital Markets Corp.|23597
ORLY|O'REILLY AUTOMOTIVE|BNPX|BNP PARIBAS SECURITIES CORP.|100409
ORLY|O'REILLY AUTOMOTIVE|BTIG|BTIG, LLC|191924
ORLY|O'REILLY AUTOMOTIVE|BYXM|CBOE TRADING, INC.|339
ORLY|O'REILLY AUTOMOTIVE|BZYD|GOLDMAN SACHS & CO. LLC|200
ORLY|O'REILLY AUTOMOTIVE|CABR|Cabrera Capital Markets, Inc.|125
ORLY|O'REILLY AUTOMOTIVE|CANT|Cantor Fitzgerald & Co.|798
ORLY|O'REILLY AUTOMOTIVE|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
ORLY|O'REILLY AUTOMOTIVE|CHAS|Charles Schwab & Co., Inc.|509
ORLY|O'REILLY AUTOMOTIVE|CIBP|CIBC World Markets Corp.|5136
ORLY|O'REILLY AUTOMOTIVE|CIST|Capital Institutional Services, Inc.|3184
ORLY|O'REILLY AUTOMOTIVE|CLSA|CLSA AMERICAS, LLC|100
ORLY|O'REILLY AUTOMOTIVE|CNFR|Cowen Prime Services LLC|100
ORLY|O'REILLY AUTOMOTIVE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55795
ORLY|O'REILLY AUTOMOTIVE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3787
ORLY|O'REILLY AUTOMOTIVE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
ORLY|O'REILLY AUTOMOTIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|306864
ORLY|O'REILLY AUTOMOTIVE|CTDL|Citadel Derivatives Group Llc|11736
ORLY|O'REILLY AUTOMOTIVE|CXCX|CITIGROUP GLOBAL MARKETS INC.|17900
ORLY|O'REILLY AUTOMOTIVE|DADA|D.A. Davidson & Co.|632
ORLY|O'REILLY AUTOMOTIVE|DBAB|Deutsche Bank Securities Inc.|480725
ORLY|O'REILLY AUTOMOTIVE|DBAX|Deutsche Bank Securities Inc.|131800
ORLY|O'REILLY AUTOMOTIVE|DBUL|Deutsche Bank Securities Inc.|3264
ORLY|O'REILLY AUTOMOTIVE|DCHF|Dart Executions, LLC|1468
ORLY|O'REILLY AUTOMOTIVE|DEAN|MORGAN STANLEY|23780
ORLY|O'REILLY AUTOMOTIVE|DEGS|RONIN PROFESSIONAL LLC|221
ORLY|O'REILLY AUTOMOTIVE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5624
ORLY|O'REILLY AUTOMOTIVE|DREX|Drexel Hamilton, LLC|5000
ORLY|O'REILLY AUTOMOTIVE|DRWK|DRW SECURITIES, L.L.C.|20927
ORLY|O'REILLY AUTOMOTIVE|EBXL|EBX LLC|131600
ORLY|O'REILLY AUTOMOTIVE|ECUT|CONVERGEX EXECUTION SOLUTIONS|21692
ORLY|O'REILLY AUTOMOTIVE|EDJC|Edward Jones / CDS|45
ORLY|O'REILLY AUTOMOTIVE|EDJO|Edward D. Jones & Co., L.P.|11024
ORLY|O'REILLY AUTOMOTIVE|EGAM|CBOE TRADING, INC.|8311
ORLY|O'REILLY AUTOMOTIVE|EGAW|CBOE TRADING, INC.|70
ORLY|O'REILLY AUTOMOTIVE|EGMT|EG MARKET TECHNOLOGIES LLC|442
ORLY|O'REILLY AUTOMOTIVE|EGXM|CBOE TRADING, INC.|295
ORLY|O'REILLY AUTOMOTIVE|EGXW|CBOE TRADING, INC.|30
ORLY|O'REILLY AUTOMOTIVE|ESPO|ESPOSITO SECURITIES, LLC|2
ORLY|O'REILLY AUTOMOTIVE|ETBE|Electronic Transaction Clearing, Inc.|36370
ORLY|O'REILLY AUTOMOTIVE|ETCC|Electronic Transaction Clearing, Inc.|1298
ORLY|O'REILLY AUTOMOTIVE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
ORLY|O'REILLY AUTOMOTIVE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|93990
ORLY|O'REILLY AUTOMOTIVE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|335
ORLY|O'REILLY AUTOMOTIVE|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|46085
ORLY|O'REILLY AUTOMOTIVE|ETRS|E*Trade Securities LLC|17684
ORLY|O'REILLY AUTOMOTIVE|FBCO|Credit Suisse Securities (USA) LLC|669264
ORLY|O'REILLY AUTOMOTIVE|FBSB|U.S. Bancorp Investments, Inc.|116
ORLY|O'REILLY AUTOMOTIVE|FIDT|Fidelity Clearing Canada ULC./ CDS|24
ORLY|O'REILLY AUTOMOTIVE|FILL|Tradestation Securities, Inc.|1048
ORLY|O'REILLY AUTOMOTIVE|FINX|FINTECH SECURITIES|1500
ORLY|O'REILLY AUTOMOTIVE|FINZ|FINTECH SECURITIES|63
ORLY|O'REILLY AUTOMOTIVE|FMAF|NBCN Inc./ CDS|1389
ORLY|O'REILLY AUTOMOTIVE|FMCO|First Manhattan Co|400
ORLY|O'REILLY AUTOMOTIVE|FOMA|TD AMERITRADE CLEARING, INC.|59839
ORLY|O'REILLY AUTOMOTIVE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|41978
ORLY|O'REILLY AUTOMOTIVE|FQLS|Quantlab Securities LP|314002
ORLY|O'REILLY AUTOMOTIVE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86457
ORLY|O'REILLY AUTOMOTIVE|FTBR|Foliofn Investments, Inc.|1064
ORLY|O'REILLY AUTOMOTIVE|GEBB|GLOBAL EXECUTION BROKERS, LP|33973
ORLY|O'REILLY AUTOMOTIVE|GELP|RBC CAPITAL MARKETS, LLC|2658
ORLY|O'REILLY AUTOMOTIVE|GLIS|TD Securities Inc|20
ORLY|O'REILLY AUTOMOTIVE|GLPX|ACS EXECUTION SERVICES, LLC|38334
ORLY|O'REILLY AUTOMOTIVE|GSCO|GOLDMAN SACHS & CO. LLC|959558
ORLY|O'REILLY AUTOMOTIVE|GSCS|GOLDMAN SACHS & CO. LLC|9251
ORLY|O'REILLY AUTOMOTIVE|GSLT|GOLDMAN SACHS & CO. LLC|1690
ORLY|O'REILLY AUTOMOTIVE|GTSZ|GTS SECURITIES LLC|170692
ORLY|O'REILLY AUTOMOTIVE|HRBF|American Enterprise Investment Services Inc.|2228
ORLY|O'REILLY AUTOMOTIVE|HSBC|HSBC Securities, Inc.|8108
ORLY|O'REILLY AUTOMOTIVE|IATS|INTERACTIVE BROKERS LLC|4551
ORLY|O'REILLY AUTOMOTIVE|IBKR|Interactive Brokers Llc|33382
ORLY|O'REILLY AUTOMOTIVE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|713
ORLY|O'REILLY AUTOMOTIVE|ICBX|INSTINET, LLC|37512
ORLY|O'REILLY AUTOMOTIVE|IEQY|CITADEL SECURITIES LLC|260895
ORLY|O'REILLY AUTOMOTIVE|INCA|INSTINET, LLC|443592
ORLY|O'REILLY AUTOMOTIVE|INJX|INSTINET, LLC|25729
ORLY|O'REILLY AUTOMOTIVE|INTL|INTL FCSTONE FINANCIAL INC.|3
ORLY|O'REILLY AUTOMOTIVE|ITGI|ITG Inc.|87473
ORLY|O'REILLY AUTOMOTIVE|ITGP|ITG INC.|88400
ORLY|O'REILLY AUTOMOTIVE|JANY|Janney Montgomery Scott Inc.|458
ORLY|O'REILLY AUTOMOTIVE|JEFF|JEFFERIES LLC|148962
ORLY|O'REILLY AUTOMOTIVE|JMPT|JUMP TRADING, LLC|68161
ORLY|O'REILLY AUTOMOTIVE|JONE|JonesTrading|4
ORLY|O'REILLY AUTOMOTIVE|JPBX|J.P. MORGAN SECURITIES LLC|47381
ORLY|O'REILLY AUTOMOTIVE|JPMX|J.P. Morgan Securities LLC|302432
ORLY|O'REILLY AUTOMOTIVE|JSJX|JANE STREET CAPITAL LLC|8768
ORLY|O'REILLY AUTOMOTIVE|KCGM|VIRTU Americas LLC|17980
ORLY|O'REILLY AUTOMOTIVE|LEER|LEERINK PARTNERS LLC|228
ORLY|O'REILLY AUTOMOTIVE|LEHM|Barclays Capital Inc./Le|852822
ORLY|O'REILLY AUTOMOTIVE|LIME|Lime Brokerage LLC|155597
ORLY|O'REILLY AUTOMOTIVE|LIWD|LIME BROKERAGE LLC|52
ORLY|O'REILLY AUTOMOTIVE|LMGP|LIME BROKERAGE LLC|1560
ORLY|O'REILLY AUTOMOTIVE|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
ORLY|O'REILLY AUTOMOTIVE|LQNA|LIQUIDNET, INC.|74100
ORLY|O'REILLY AUTOMOTIVE|LSCI|Lek Securities Corporation|992
ORLY|O'REILLY AUTOMOTIVE|MACC|Mid Atlantic Capital Corporation|829
ORLY|O'REILLY AUTOMOTIVE|MACQ|Macquarie Capital (USA) Inc.|47897
ORLY|O'REILLY AUTOMOTIVE|MAXM|Maxim Group LLC|959
ORLY|O'REILLY AUTOMOTIVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|56280
ORLY|O'REILLY AUTOMOTIVE|MOTF|MOTIF INVESTING, INC.|7
ORLY|O'REILLY AUTOMOTIVE|MSCO|MORGAN STANLEY & CO. LLC|1926153
ORLY|O'REILLY AUTOMOTIVE|MSPL|MORGAN STANLEY & CO. LLC|167300
ORLY|O'REILLY AUTOMOTIVE|MSTX|MORGAN STANLEY & CO. LLC|33700
ORLY|O'REILLY AUTOMOTIVE|NEUB|NEUBERGER BERMAN BD LLC|45
ORLY|O'REILLY AUTOMOTIVE|NFSC|National Financial Services LLC|89912
ORLY|O'REILLY AUTOMOTIVE|NITE|VIRTU Americas LLC|227346
ORLY|O'REILLY AUTOMOTIVE|NITP|VIRTU Americas LLC|2080
ORLY|O'REILLY AUTOMOTIVE|NQRB|Brut, LLC|2918
ORLY|O'REILLY AUTOMOTIVE|NTRC|Northern Trust Securities, Inc.|186
ORLY|O'REILLY AUTOMOTIVE|OHOS|TWO SIGMA SECURITIES, LLC|61467
ORLY|O'REILLY AUTOMOTIVE|OLDM|OLD MISSION CAPITAL, LLC|2023
ORLY|O'REILLY AUTOMOTIVE|OPCO|Oppenheimer & Co. Inc.|1761
ORLY|O'REILLY AUTOMOTIVE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|711
ORLY|O'REILLY AUTOMOTIVE|PDQM|CODA MARKETS, INC.|129402
ORLY|O'REILLY AUTOMOTIVE|PICT|Pictet Overseas Inc.|530
ORLY|O'REILLY AUTOMOTIVE|PWJC|UBS Financial Services, Inc.|1015
ORLY|O'REILLY AUTOMOTIVE|RAJA|Raymond James & Associates, Inc.|7287
ORLY|O'REILLY AUTOMOTIVE|RBCM|RBC CAPITAL MARKETS, LLC|6502
ORLY|O'REILLY AUTOMOTIVE|SAGL|SAGETRADER, LLC|6653
ORLY|O'REILLY AUTOMOTIVE|SAGW|SAGETRADER, LLC|492
ORLY|O'REILLY AUTOMOTIVE|SALI|INTL FCSTONE FINANCIAL INC.|206
ORLY|O'REILLY AUTOMOTIVE|SBSH|Citigroup Global Markets Inc.|320592
ORLY|O'REILLY AUTOMOTIVE|SEIC|SEI Investments Distribution Co.|300
ORLY|O'REILLY AUTOMOTIVE|SGMT|GOLDMAN SACHS & CO. LLC|98557
ORLY|O'REILLY AUTOMOTIVE|SJLS|TRADE INFORMATICS LLC|600
ORLY|O'REILLY AUTOMOTIVE|SPDR|SPEEDROUTE LLC|11640
ORLY|O'REILLY AUTOMOTIVE|SPHN|Stephens Inc.|838
ORLY|O'REILLY AUTOMOTIVE|STFL|Stifel, Nicolaus & Company, Incorporated|3548
ORLY|O'REILLY AUTOMOTIVE|STKP|STOCKPILE INVESTMENTS, INC.|30
ORLY|O'REILLY AUTOMOTIVE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
ORLY|O'REILLY AUTOMOTIVE|SWIM|TD Ameritrade, Inc.|4095
ORLY|O'REILLY AUTOMOTIVE|SWST|Hilltop Securities Inc.|1617
ORLY|O'REILLY AUTOMOTIVE|TKNG|ALLY INVEST SECURITIES LLC|192
ORLY|O'REILLY AUTOMOTIVE|TONC|CUTTONE & CO., LLC|290
ORLY|O'REILLY AUTOMOTIVE|TOUR|TOURMALINE PARTNERS, LLC|1376
ORLY|O'REILLY AUTOMOTIVE|TRBT|Tradebot Systems, Inc.|178876
ORLY|O'REILLY AUTOMOTIVE|TRCM|TRC MARKETS LLC|116087
ORLY|O'REILLY AUTOMOTIVE|TTUC|CUTTONE & CO., INC.|326
ORLY|O'REILLY AUTOMOTIVE|UBSA|UBS SECURITIES LLC|495574
ORLY|O'REILLY AUTOMOTIVE|UBSS|UBS Securities LLC|1323922
ORLY|O'REILLY AUTOMOTIVE|VALX|VIRTU AMERICAS LLC|18286
ORLY|O'REILLY AUTOMOTIVE|VERT|The Vertical Trading Group, LLC|255
ORLY|O'REILLY AUTOMOTIVE|VGRD|Vanguard Marketing Corporation|1581
ORLY|O'REILLY AUTOMOTIVE|VNDS|VANDHAM SECURITIES CORP|3902
ORLY|O'REILLY AUTOMOTIVE|WBET|Wallachbeth Capital LLC|1318
ORLY|O'REILLY AUTOMOTIVE|WBLR|WILLIAM BLAIR|675
ORLY|O'REILLY AUTOMOTIVE|WBPX|SUMMIT SECURITIES GROUP, LLC|6411
ORLY|O'REILLY AUTOMOTIVE|WCHV|WELLS FARGO SECURITIES, LLC|48914
ORLY|O'REILLY AUTOMOTIVE|WEDB|WEDBUSH SECURITIES INC.|4814
ORLY|O'REILLY AUTOMOTIVE|WEED|Weeden & Co.L.P.|1236
ORLY|O'REILLY AUTOMOTIVE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7374
ORLY|O'REILLY AUTOMOTIVE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9297
ORLY|O'REILLY AUTOMOTIVE|WGIF|CIBC World Markets Inc.|100
ORLY|O'REILLY AUTOMOTIVE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|238
ORLY|O'REILLY AUTOMOTIVE|WSEA|WOLVERINE SECURITIES, LLC|2002
ORLY|O'REILLY AUTOMOTIVE|XIST|INSTINET, LLC|16762
ORLY|O'REILLY AUTOMOTIVE|XPQR|Jump Trading|9
ORLY|O'REILLY AUTOMOTIVE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2782
ORLY|O'REILLY AUTOMOTIVE|YKNA|COMHAR CAPITAL MARKETS, LLC|16676
ORLY|O'REILLY AUTOMOTIVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4124
ORM|OWENS REALTY MTG|ALTX|Alternet Securities Inc.|500
ORM|OWENS REALTY MTG|APCC|Apex Clearing Corporation|7
ORM|OWENS REALTY MTG|BATM|CBOE TRADING, INC.|150
ORM|OWENS REALTY MTG|BAYC|BAY CREST PARTNERS, LLC|702
ORM|OWENS REALTY MTG|BERN|Sanford C. Bernstein & Co., LLC|1303
ORM|OWENS REALTY MTG|BYXM|CBOE TRADING, INC.|100
ORM|OWENS REALTY MTG|BZYD|GOLDMAN SACHS & CO. LLC|2497
ORM|OWENS REALTY MTG|CHAS|Charles Schwab & Co., Inc.|60
ORM|OWENS REALTY MTG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8720
ORM|OWENS REALTY MTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8408
ORM|OWENS REALTY MTG|CTDL|Citadel Derivatives Group Llc|762
ORM|OWENS REALTY MTG|CXCX|CITIGROUP GLOBAL MARKETS INC.|2024
ORM|OWENS REALTY MTG|DBAB|Deutsche Bank Securities Inc.|2685
ORM|OWENS REALTY MTG|DBAX|Deutsche Bank Securities Inc.|7700
ORM|OWENS REALTY MTG|DEAN|MORGAN STANLEY|982
ORM|OWENS REALTY MTG|DEGS|RONIN PROFESSIONAL LLC|822
ORM|OWENS REALTY MTG|EBXL|EBX LLC|9600
ORM|OWENS REALTY MTG|ECUT|CONVERGEX EXECUTION SOLUTIONS|905
ORM|OWENS REALTY MTG|EGAM|CBOE TRADING, INC.|116
ORM|OWENS REALTY MTG|EGXM|CBOE TRADING, INC.|201
ORM|OWENS REALTY MTG|ETRS|E*Trade Securities LLC|224
ORM|OWENS REALTY MTG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|570
ORM|OWENS REALTY MTG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8840
ORM|OWENS REALTY MTG|GLPX|ACS EXECUTION SERVICES, LLC|1363
ORM|OWENS REALTY MTG|GSCO|GOLDMAN SACHS & CO. LLC|93323
ORM|OWENS REALTY MTG|GSLT|GOLDMAN SACHS & CO. LLC|1003
ORM|OWENS REALTY MTG|GTSZ|GTS SECURITIES LLC|13196
ORM|OWENS REALTY MTG|IATS|INTERACTIVE BROKERS LLC|1720
ORM|OWENS REALTY MTG|IBKR|Interactive Brokers Llc|3089
ORM|OWENS REALTY MTG|ICBX|INSTINET, LLC|1400
ORM|OWENS REALTY MTG|IEQY|CITADEL SECURITIES LLC|911
ORM|OWENS REALTY MTG|INCA|INSTINET, LLC|6633
ORM|OWENS REALTY MTG|INJX|INSTINET, LLC|22
ORM|OWENS REALTY MTG|ITGI|ITG Inc.|10640
ORM|OWENS REALTY MTG|ITGP|ITG INC.|38200
ORM|OWENS REALTY MTG|JEFF|JEFFERIES LLC|863
ORM|OWENS REALTY MTG|JPBX|J.P. MORGAN SECURITIES LLC|600
ORM|OWENS REALTY MTG|JPMX|J.P. Morgan Securities LLC|9702
ORM|OWENS REALTY MTG|JSJX|JANE STREET CAPITAL LLC|312
ORM|OWENS REALTY MTG|KCGM|VIRTU Americas LLC|817
ORM|OWENS REALTY MTG|LEHM|Barclays Capital Inc./Le|18397
ORM|OWENS REALTY MTG|LIME|Lime Brokerage LLC|7378
ORM|OWENS REALTY MTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6350
ORM|OWENS REALTY MTG|MSCO|MORGAN STANLEY & CO. LLC|88173
ORM|OWENS REALTY MTG|MSPL|MORGAN STANLEY & CO. LLC|20100
ORM|OWENS REALTY MTG|MSTX|MORGAN STANLEY & CO. LLC|20900
ORM|OWENS REALTY MTG|NFSC|National Financial Services LLC|7726
ORM|OWENS REALTY MTG|NITE|VIRTU Americas LLC|33803
ORM|OWENS REALTY MTG|NQRB|Brut, LLC|707
ORM|OWENS REALTY MTG|PDQM|CODA MARKETS, INC.|2752
ORM|OWENS REALTY MTG|RBCM|RBC CAPITAL MARKETS, LLC|962
ORM|OWENS REALTY MTG|SAGL|SAGETRADER, LLC|1139
ORM|OWENS REALTY MTG|SBSH|Citigroup Global Markets Inc.|3098
ORM|OWENS REALTY MTG|SGMT|GOLDMAN SACHS & CO. LLC|1832
ORM|OWENS REALTY MTG|SPDR|SPEEDROUTE LLC|985
ORM|OWENS REALTY MTG|STFL|Stifel, Nicolaus & Company, Incorporated|376
ORM|OWENS REALTY MTG|SWIM|TD Ameritrade, Inc.|21639
ORM|OWENS REALTY MTG|TRBT|Tradebot Systems, Inc.|1975
ORM|OWENS REALTY MTG|TRCM|TRC MARKETS LLC|60
ORM|OWENS REALTY MTG|UBSA|UBS SECURITIES LLC|41455
ORM|OWENS REALTY MTG|UBSS|UBS Securities LLC|34110
ORM|OWENS REALTY MTG|VALX|VIRTU AMERICAS LLC|1573
ORM|OWENS REALTY MTG|VGRD|Vanguard Marketing Corporation|500
ORM|OWENS REALTY MTG|WCHV|WELLS FARGO SECURITIES, LLC|15746
ORM|OWENS REALTY MTG|WDNX|WEEDEN & CO.L.P.|1772
ORM|OWENS REALTY MTG|WEED|Weeden & Co.L.P.|1000
ORM|OWENS REALTY MTG|WFPB|Wells Fargo Securities, LLC.|2000
ORM|OWENS REALTY MTG|WSEA|WOLVERINE SECURITIES, LLC|21
ORM|OWENS REALTY MTG|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ORM|OWENS REALTY MTG|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ORM|OWENS REALTY MTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|699
ORMP|ORAMED PHARMA CMN|APCC|Apex Clearing Corporation|13804
ORMP|ORAMED PHARMA CMN|BARD|Robert W. Baird & Co. Incorporated|100
ORMP|ORAMED PHARMA CMN|BATM|CBOE TRADING, INC.|277
ORMP|ORAMED PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|400
ORMP|ORAMED PHARMA CMN|BIMI|Banca IMI Securities Corp.|1350
ORMP|ORAMED PHARMA CMN|BYXM|CBOE TRADING, INC.|170
ORMP|ORAMED PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|408
ORMP|ORAMED PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
ORMP|ORAMED PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2465
ORMP|ORAMED PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
ORMP|ORAMED PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|3397
ORMP|ORAMED PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|1300
ORMP|ORAMED PHARMA CMN|DEAN|MORGAN STANLEY|301
ORMP|ORAMED PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|9887
ORMP|ORAMED PHARMA CMN|EBXL|EBX LLC|1900
ORMP|ORAMED PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|1000
ORMP|ORAMED PHARMA CMN|EGXM|CBOE TRADING, INC.|1
ORMP|ORAMED PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|260
ORMP|ORAMED PHARMA CMN|ETRS|E*Trade Securities LLC|21835
ORMP|ORAMED PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|5523
ORMP|ORAMED PHARMA CMN|FMAF|NBCN Inc./ CDS|282
ORMP|ORAMED PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|20160
ORMP|ORAMED PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1602
ORMP|ORAMED PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|863
ORMP|ORAMED PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|200
ORMP|ORAMED PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|8420
ORMP|ORAMED PHARMA CMN|GTSZ|GTS SECURITIES LLC|7240
ORMP|ORAMED PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|59
ORMP|ORAMED PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|499
ORMP|ORAMED PHARMA CMN|IBKR|Interactive Brokers Llc|11885
ORMP|ORAMED PHARMA CMN|IBSJ|Integrity Brokerage Services, Inc.|575
ORMP|ORAMED PHARMA CMN|ICBX|INSTINET, LLC|900
ORMP|ORAMED PHARMA CMN|INCA|INSTINET, LLC|3703
ORMP|ORAMED PHARMA CMN|INJX|INSTINET, LLC|498
ORMP|ORAMED PHARMA CMN|ITGI|ITG Inc.|386
ORMP|ORAMED PHARMA CMN|ITGP|ITG INC.|1000
ORMP|ORAMED PHARMA CMN|JANY|Janney Montgomery Scott Inc.|1575
ORMP|ORAMED PHARMA CMN|KCGM|VIRTU Americas LLC|796
ORMP|ORAMED PHARMA CMN|LEHM|Barclays Capital Inc./Le|1675
ORMP|ORAMED PHARMA CMN|LGNT|COR CLEARING LLC|668
ORMP|ORAMED PHARMA CMN|LIME|Lime Brokerage LLC|15521
ORMP|ORAMED PHARMA CMN|LMGP|LIME BROKERAGE LLC|800
ORMP|ORAMED PHARMA CMN|MBTS|ALLY INVEST SECURITIES LLC|2758
ORMP|ORAMED PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3300
ORMP|ORAMED PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|66355
ORMP|ORAMED PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|500
ORMP|ORAMED PHARMA CMN|NATL|National Securities Corporation|100
ORMP|ORAMED PHARMA CMN|NFSC|National Financial Services LLC|26690
ORMP|ORAMED PHARMA CMN|NITE|VIRTU Americas LLC|124448
ORMP|ORAMED PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|231
ORMP|ORAMED PHARMA CMN|PDQM|CODA MARKETS, INC.|2000
ORMP|ORAMED PHARMA CMN|PWJC|UBS Financial Services, Inc.|225
ORMP|ORAMED PHARMA CMN|RAJA|Raymond James & Associates, Inc.|742
ORMP|ORAMED PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|24665
ORMP|ORAMED PHARMA CMN|SBSH|Citigroup Global Markets Inc.|4119
ORMP|ORAMED PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|341
ORMP|ORAMED PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|528
ORMP|ORAMED PHARMA CMN|SWIM|TD Ameritrade, Inc.|16215
ORMP|ORAMED PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|1180
ORMP|ORAMED PHARMA CMN|TRCM|TRC MARKETS LLC|3988
ORMP|ORAMED PHARMA CMN|UBSA|UBS SECURITIES LLC|6090
ORMP|ORAMED PHARMA CMN|UBSS|UBS Securities LLC|30005
ORMP|ORAMED PHARMA CMN|VALX|VIRTU AMERICAS LLC|30
ORMP|ORAMED PHARMA CMN|VGRD|Vanguard Marketing Corporation|2209
ORMP|ORAMED PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|10522
ORMP|ORAMED PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|300
ORMP|ORAMED PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|558
ORMP|ORAMED PHARMA CMN|WGIF|CIBC World Markets Inc.|250
ORMP|ORAMED PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|145
ORMP|ORAMED PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|270
ORN|ORION GRP HLDGS|ALTX|Alternet Securities Inc.|2946
ORN|ORION GRP HLDGS|APCC|Apex Clearing Corporation|106
ORN|ORION GRP HLDGS|BATM|CBOE TRADING, INC.|536
ORN|ORION GRP HLDGS|BAYT|BTIG, LLC|1900
ORN|ORION GRP HLDGS|BERN|Sanford C. Bernstein & Co., LLC|452
ORN|ORION GRP HLDGS|BLKX|INSTINET, LLC|37200
ORN|ORION GRP HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|5148
ORN|ORION GRP HLDGS|BRVL|BLAYLOCK VAN, LLC|1100
ORN|ORION GRP HLDGS|BTIG|BTIG, LLC|300
ORN|ORION GRP HLDGS|BYXM|CBOE TRADING, INC.|500
ORN|ORION GRP HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|2776
ORN|ORION GRP HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9941
ORN|ORION GRP HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2600
ORN|ORION GRP HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34118
ORN|ORION GRP HLDGS|CTDL|Citadel Derivatives Group Llc|1343
ORN|ORION GRP HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3758
ORN|ORION GRP HLDGS|DBAB|Deutsche Bank Securities Inc.|26345
ORN|ORION GRP HLDGS|DBAX|Deutsche Bank Securities Inc.|13900
ORN|ORION GRP HLDGS|DEAN|MORGAN STANLEY|747
ORN|ORION GRP HLDGS|DEGS|RONIN PROFESSIONAL LLC|3445
ORN|ORION GRP HLDGS|EBXL|EBX LLC|13000
ORN|ORION GRP HLDGS|EDJO|Edward D. Jones & Co., L.P.|200
ORN|ORION GRP HLDGS|EGAM|CBOE TRADING, INC.|5459
ORN|ORION GRP HLDGS|EGMT|EG MARKET TECHNOLOGIES LLC|100
ORN|ORION GRP HLDGS|EGXM|CBOE TRADING, INC.|1049
ORN|ORION GRP HLDGS|EGXW|CBOE TRADING, INC.|105
ORN|ORION GRP HLDGS|ETBE|Electronic Transaction Clearing, Inc.|400
ORN|ORION GRP HLDGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
ORN|ORION GRP HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
ORN|ORION GRP HLDGS|ETRS|E*Trade Securities LLC|11534
ORN|ORION GRP HLDGS|FILL|Tradestation Securities, Inc.|382
ORN|ORION GRP HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20871
ORN|ORION GRP HLDGS|FTBR|Foliofn Investments, Inc.|31538
ORN|ORION GRP HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|10
ORN|ORION GRP HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|3455
ORN|ORION GRP HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|51796
ORN|ORION GRP HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|3483
ORN|ORION GRP HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|1313
ORN|ORION GRP HLDGS|GTSZ|GTS SECURITIES LLC|5626
ORN|ORION GRP HLDGS|HRBF|American Enterprise Investment Services Inc.|548
ORN|ORION GRP HLDGS|IATS|INTERACTIVE BROKERS LLC|5018
ORN|ORION GRP HLDGS|IBKR|Interactive Brokers Llc|9707
ORN|ORION GRP HLDGS|ICBX|INSTINET, LLC|7205
ORN|ORION GRP HLDGS|IEQY|CITADEL SECURITIES LLC|5016
ORN|ORION GRP HLDGS|INCA|INSTINET, LLC|28511
ORN|ORION GRP HLDGS|INJX|INSTINET, LLC|2800
ORN|ORION GRP HLDGS|ITGI|ITG Inc.|50502
ORN|ORION GRP HLDGS|ITGP|ITG INC.|65200
ORN|ORION GRP HLDGS|JEFF|JEFFERIES LLC|19225
ORN|ORION GRP HLDGS|JMPT|JUMP TRADING, LLC|4497
ORN|ORION GRP HLDGS|JONE|JonesTrading|542650
ORN|ORION GRP HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|200
ORN|ORION GRP HLDGS|JPMX|J.P. Morgan Securities LLC|28398
ORN|ORION GRP HLDGS|JSJX|JANE STREET CAPITAL LLC|4523
ORN|ORION GRP HLDGS|KCGM|VIRTU Americas LLC|8385
ORN|ORION GRP HLDGS|LEHM|Barclays Capital Inc./Le|32605
ORN|ORION GRP HLDGS|LIME|Lime Brokerage LLC|15323
ORN|ORION GRP HLDGS|LQNA|LIQUIDNET, INC.|28500
ORN|ORION GRP HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22984
ORN|ORION GRP HLDGS|MSCO|MORGAN STANLEY & CO. LLC|87691
ORN|ORION GRP HLDGS|MSPL|MORGAN STANLEY & CO. LLC|19200
ORN|ORION GRP HLDGS|MSTX|MORGAN STANLEY & CO. LLC|6800
ORN|ORION GRP HLDGS|NFSC|National Financial Services LLC|82179
ORN|ORION GRP HLDGS|NITE|VIRTU Americas LLC|261273
ORN|ORION GRP HLDGS|NQRB|Brut, LLC|1400
ORN|ORION GRP HLDGS|OPCO|Oppenheimer & Co. Inc.|99
ORN|ORION GRP HLDGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ORN|ORION GRP HLDGS|PDQM|CODA MARKETS, INC.|6759
ORN|ORION GRP HLDGS|SBSH|Citigroup Global Markets Inc.|12578
ORN|ORION GRP HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|10399
ORN|ORION GRP HLDGS|SPDR|SPEEDROUTE LLC|3575
ORN|ORION GRP HLDGS|SPHN|Stephens Inc.|569
ORN|ORION GRP HLDGS|SWIM|TD Ameritrade, Inc.|49258
ORN|ORION GRP HLDGS|TKNG|ALLY INVEST SECURITIES LLC|6100
ORN|ORION GRP HLDGS|TRBT|Tradebot Systems, Inc.|11758
ORN|ORION GRP HLDGS|TRCM|TRC MARKETS LLC|5261
ORN|ORION GRP HLDGS|TWTT|TASTYWORKS, INC.|350
ORN|ORION GRP HLDGS|UBSA|UBS SECURITIES LLC|93412
ORN|ORION GRP HLDGS|UBSS|UBS Securities LLC|145864
ORN|ORION GRP HLDGS|VALX|VIRTU AMERICAS LLC|2985
ORN|ORION GRP HLDGS|VGRD|Vanguard Marketing Corporation|17719
ORN|ORION GRP HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|2226
ORN|ORION GRP HLDGS|WEDB|WEDBUSH SECURITIES INC.|1215
ORN|ORION GRP HLDGS|WEED|Weeden & Co.L.P.|8700
ORN|ORION GRP HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1832
ORN|ORION GRP HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2713
ORN|ORION GRP HLDGS|WSEA|WOLVERINE SECURITIES, LLC|7807
ORN|ORION GRP HLDGS|XIST|INSTINET, LLC|15400
ORN|ORION GRP HLDGS|XPQR|Jump Trading|100
ORN|ORION GRP HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
ORN|ORION GRP HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|969
ORN|ORION GRP HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2343
ORPN|BIOBLAST PHARMA LTD|ALTX|Alternet Securities Inc.|200
ORPN|BIOBLAST PHARMA LTD|APCC|Apex Clearing Corporation|1897
ORPN|BIOBLAST PHARMA LTD|BATM|CBOE TRADING, INC.|800
ORPN|BIOBLAST PHARMA LTD|BIMI|Banca IMI Securities Corp.|640
ORPN|BIOBLAST PHARMA LTD|BYXM|CBOE TRADING, INC.|200
ORPN|BIOBLAST PHARMA LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
ORPN|BIOBLAST PHARMA LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2388
ORPN|BIOBLAST PHARMA LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
ORPN|BIOBLAST PHARMA LTD|DBAB|Deutsche Bank Securities Inc.|3723
ORPN|BIOBLAST PHARMA LTD|DBAX|Deutsche Bank Securities Inc.|500
ORPN|BIOBLAST PHARMA LTD|DEAN|MORGAN STANLEY|1800
ORPN|BIOBLAST PHARMA LTD|DEGS|RONIN PROFESSIONAL LLC|6664
ORPN|BIOBLAST PHARMA LTD|EBXL|EBX LLC|500
ORPN|BIOBLAST PHARMA LTD|EGAM|CBOE TRADING, INC.|700
ORPN|BIOBLAST PHARMA LTD|EGXM|CBOE TRADING, INC.|74
ORPN|BIOBLAST PHARMA LTD|ETRS|E*Trade Securities LLC|51742
ORPN|BIOBLAST PHARMA LTD|FBCO|Credit Suisse Securities (USA) LLC|18567
ORPN|BIOBLAST PHARMA LTD|FILL|Tradestation Securities, Inc.|3200
ORPN|BIOBLAST PHARMA LTD|FOMA|TD AMERITRADE CLEARING, INC.|140903
ORPN|BIOBLAST PHARMA LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|200
ORPN|BIOBLAST PHARMA LTD|GLPX|ACS EXECUTION SERVICES, LLC|8271
ORPN|BIOBLAST PHARMA LTD|GSCS|GOLDMAN SACHS & CO. LLC|100
ORPN|BIOBLAST PHARMA LTD|GSLT|GOLDMAN SACHS & CO. LLC|373
ORPN|BIOBLAST PHARMA LTD|GTSZ|GTS SECURITIES LLC|314
ORPN|BIOBLAST PHARMA LTD|IATS|INTERACTIVE BROKERS LLC|6788
ORPN|BIOBLAST PHARMA LTD|IBKR|Interactive Brokers Llc|82008
ORPN|BIOBLAST PHARMA LTD|ICBX|INSTINET, LLC|1500
ORPN|BIOBLAST PHARMA LTD|INCA|INSTINET, LLC|5832
ORPN|BIOBLAST PHARMA LTD|ITGI|ITG Inc.|2410
ORPN|BIOBLAST PHARMA LTD|ITGP|ITG INC.|5800
ORPN|BIOBLAST PHARMA LTD|JPMX|J.P. Morgan Securities LLC|2400
ORPN|BIOBLAST PHARMA LTD|LEHM|Barclays Capital Inc./Le|4000
ORPN|BIOBLAST PHARMA LTD|LIME|Lime Brokerage LLC|11467
ORPN|BIOBLAST PHARMA LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ORPN|BIOBLAST PHARMA LTD|MSCO|MORGAN STANLEY & CO. LLC|40489
ORPN|BIOBLAST PHARMA LTD|MSPL|MORGAN STANLEY & CO. LLC|1900
ORPN|BIOBLAST PHARMA LTD|NFSC|National Financial Services LLC|137134
ORPN|BIOBLAST PHARMA LTD|NITE|VIRTU Americas LLC|224873
ORPN|BIOBLAST PHARMA LTD|NQRB|Brut, LLC|300
ORPN|BIOBLAST PHARMA LTD|OPCO|Oppenheimer & Co. Inc.|18456
ORPN|BIOBLAST PHARMA LTD|PDQM|CODA MARKETS, INC.|5681
ORPN|BIOBLAST PHARMA LTD|RGLD|Regal Securities, Inc|100
ORPN|BIOBLAST PHARMA LTD|SAGL|SAGETRADER, LLC|400
ORPN|BIOBLAST PHARMA LTD|SBSH|Citigroup Global Markets Inc.|5979
ORPN|BIOBLAST PHARMA LTD|SGMT|GOLDMAN SACHS & CO. LLC|400
ORPN|BIOBLAST PHARMA LTD|SPDR|SPEEDROUTE LLC|1570
ORPN|BIOBLAST PHARMA LTD|SWIM|TD Ameritrade, Inc.|45755
ORPN|BIOBLAST PHARMA LTD|TKNG|ALLY INVEST SECURITIES LLC|2042
ORPN|BIOBLAST PHARMA LTD|TRCM|TRC MARKETS LLC|164
ORPN|BIOBLAST PHARMA LTD|UBSA|UBS SECURITIES LLC|4550
ORPN|BIOBLAST PHARMA LTD|UBSS|UBS Securities LLC|16021
ORPN|BIOBLAST PHARMA LTD|VALX|VIRTU AMERICAS LLC|1650
ORPN|BIOBLAST PHARMA LTD|VGRD|Vanguard Marketing Corporation|2150
ORPN|BIOBLAST PHARMA LTD|WCHV|WELLS FARGO SECURITIES, LLC|210
ORPN|BIOBLAST PHARMA LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ORRF|ORRSTOWN FINL SVCS|APCC|Apex Clearing Corporation|12
ORRF|ORRSTOWN FINL SVCS|AQUA|AQUA SECURITIES L.P.|15000
ORRF|ORRSTOWN FINL SVCS|BERN|Sanford C. Bernstein & Co., LLC|61
ORRF|ORRSTOWN FINL SVCS|BLKX|INSTINET, LLC|6000
ORRF|ORRSTOWN FINL SVCS|BMOC|BMO Capital Markets Corp.|1184
ORRF|ORRSTOWN FINL SVCS|BNKS|Fig Partners, LLC|900
ORRF|ORRSTOWN FINL SVCS|BNPX|BNP PARIBAS SECURITIES CORP.|701
ORRF|ORRSTOWN FINL SVCS|BTIG|BTIG, LLC|11
ORRF|ORRSTOWN FINL SVCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56778
ORRF|ORRSTOWN FINL SVCS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2868
ORRF|ORRSTOWN FINL SVCS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4568
ORRF|ORRSTOWN FINL SVCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2180
ORRF|ORRSTOWN FINL SVCS|CTDL|Citadel Derivatives Group Llc|313
ORRF|ORRSTOWN FINL SVCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|22218
ORRF|ORRSTOWN FINL SVCS|DBAB|Deutsche Bank Securities Inc.|12666
ORRF|ORRSTOWN FINL SVCS|DBAX|Deutsche Bank Securities Inc.|2700
ORRF|ORRSTOWN FINL SVCS|DEGS|RONIN PROFESSIONAL LLC|250
ORRF|ORRSTOWN FINL SVCS|EBXL|EBX LLC|4200
ORRF|ORRSTOWN FINL SVCS|FBCO|Credit Suisse Securities (USA) LLC|21810
ORRF|ORRSTOWN FINL SVCS|FINX|FINTECH SECURITIES|151
ORRF|ORRSTOWN FINL SVCS|FOMA|TD AMERITRADE CLEARING, INC.|424
ORRF|ORRSTOWN FINL SVCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|594
ORRF|ORRSTOWN FINL SVCS|FTBR|Foliofn Investments, Inc.|78
ORRF|ORRSTOWN FINL SVCS|GEBB|GLOBAL EXECUTION BROKERS, LP|2038
ORRF|ORRSTOWN FINL SVCS|GSCO|GOLDMAN SACHS & CO. LLC|45109
ORRF|ORRSTOWN FINL SVCS|GTSZ|GTS SECURITIES LLC|27
ORRF|ORRSTOWN FINL SVCS|HOVD|HOVDE GROUP, LLC|800
ORRF|ORRSTOWN FINL SVCS|IBKR|Interactive Brokers Llc|14072
ORRF|ORRSTOWN FINL SVCS|ICBX|INSTINET, LLC|1174
ORRF|ORRSTOWN FINL SVCS|IEQY|CITADEL SECURITIES LLC|1223
ORRF|ORRSTOWN FINL SVCS|IMPC|Imperial Capital, LLC|329
ORRF|ORRSTOWN FINL SVCS|INCA|INSTINET, LLC|21319
ORRF|ORRSTOWN FINL SVCS|INJX|INSTINET, LLC|2404
ORRF|ORRSTOWN FINL SVCS|ITGI|ITG Inc.|4995
ORRF|ORRSTOWN FINL SVCS|ITGP|ITG INC.|6200
ORRF|ORRSTOWN FINL SVCS|JEFF|JEFFERIES LLC|3368
ORRF|ORRSTOWN FINL SVCS|JONE|JonesTrading|3280
ORRF|ORRSTOWN FINL SVCS|JPMX|J.P. Morgan Securities LLC|4312
ORRF|ORRSTOWN FINL SVCS|KBWI|Keefe, Bruyette & Woods, Inc.|73156
ORRF|ORRSTOWN FINL SVCS|KCGM|VIRTU Americas LLC|2802
ORRF|ORRSTOWN FINL SVCS|LEHM|Barclays Capital Inc./Le|20813
ORRF|ORRSTOWN FINL SVCS|LIME|Lime Brokerage LLC|36067
ORRF|ORRSTOWN FINL SVCS|MACC|Mid Atlantic Capital Corporation|307
ORRF|ORRSTOWN FINL SVCS|MAXM|Maxim Group LLC|415
ORRF|ORRSTOWN FINL SVCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6054
ORRF|ORRSTOWN FINL SVCS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ORRF|ORRSTOWN FINL SVCS|MSCO|MORGAN STANLEY & CO. LLC|41894
ORRF|ORRSTOWN FINL SVCS|MSPL|MORGAN STANLEY & CO. LLC|6500
ORRF|ORRSTOWN FINL SVCS|MSTX|MORGAN STANLEY & CO. LLC|200
ORRF|ORRSTOWN FINL SVCS|NFSC|National Financial Services LLC|1314
ORRF|ORRSTOWN FINL SVCS|NITE|VIRTU Americas LLC|5125
ORRF|ORRSTOWN FINL SVCS|PDQM|CODA MARKETS, INC.|419
ORRF|ORRSTOWN FINL SVCS|SBSH|Citigroup Global Markets Inc.|10851
ORRF|ORRSTOWN FINL SVCS|SGMT|GOLDMAN SACHS & CO. LLC|6100
ORRF|ORRSTOWN FINL SVCS|SPDR|SPEEDROUTE LLC|214
ORRF|ORRSTOWN FINL SVCS|STFL|Stifel, Nicolaus & Company, Incorporated|159
ORRF|ORRSTOWN FINL SVCS|TRBT|Tradebot Systems, Inc.|794
ORRF|ORRSTOWN FINL SVCS|TRCM|TRC MARKETS LLC|5544
ORRF|ORRSTOWN FINL SVCS|UBSA|UBS SECURITIES LLC|14970
ORRF|ORRSTOWN FINL SVCS|UBSS|UBS Securities LLC|19793
ORRF|ORRSTOWN FINL SVCS|VALX|VIRTU AMERICAS LLC|233
ORRF|ORRSTOWN FINL SVCS|WCHV|WELLS FARGO SECURITIES, LLC|428
ORRF|ORRSTOWN FINL SVCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7631
ORRF|ORRSTOWN FINL SVCS|WSEA|WOLVERINE SECURITIES, LLC|4
OSB|NORBORD INC. CMN STK|APCC|Apex Clearing Corporation|582
OSB|NORBORD INC. CMN STK|BATM|CBOE TRADING, INC.|187
OSB|NORBORD INC. CMN STK|BERN|Sanford C. Bernstein & Co., LLC|300
OSB|NORBORD INC. CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|786
OSB|NORBORD INC. CMN STK|BLKX|INSTINET, LLC|20000
OSB|NORBORD INC. CMN STK|BTIG|BTIG, LLC|33
OSB|NORBORD INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|88
OSB|NORBORD INC. CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4531
OSB|NORBORD INC. CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15
OSB|NORBORD INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18428
OSB|NORBORD INC. CMN STK|CTDL|Citadel Derivatives Group Llc|66
OSB|NORBORD INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
OSB|NORBORD INC. CMN STK|DADA|D.A. Davidson & Co.|2650
OSB|NORBORD INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|15462
OSB|NORBORD INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|11100
OSB|NORBORD INC. CMN STK|DEAN|MORGAN STANLEY|800
OSB|NORBORD INC. CMN STK|DEGS|RONIN PROFESSIONAL LLC|600
OSB|NORBORD INC. CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
OSB|NORBORD INC. CMN STK|EBXL|EBX LLC|17800
OSB|NORBORD INC. CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
OSB|NORBORD INC. CMN STK|EDJO|Edward D. Jones & Co., L.P.|348
OSB|NORBORD INC. CMN STK|EGAM|CBOE TRADING, INC.|250
OSB|NORBORD INC. CMN STK|EGAW|CBOE TRADING, INC.|50
OSB|NORBORD INC. CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|100
OSB|NORBORD INC. CMN STK|EGXM|CBOE TRADING, INC.|300
OSB|NORBORD INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|1473
OSB|NORBORD INC. CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4281
OSB|NORBORD INC. CMN STK|ETRS|E*Trade Securities LLC|14114
OSB|NORBORD INC. CMN STK|FILL|Tradestation Securities, Inc.|658
OSB|NORBORD INC. CMN STK|FMAF|NBCN Inc./ CDS|400
OSB|NORBORD INC. CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|67
OSB|NORBORD INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21192
OSB|NORBORD INC. CMN STK|FTBR|Foliofn Investments, Inc.|7754
OSB|NORBORD INC. CMN STK|GLIS|TD Securities Inc|470
OSB|NORBORD INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|452
OSB|NORBORD INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|57118
OSB|NORBORD INC. CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|3738
OSB|NORBORD INC. CMN STK|GTSZ|GTS SECURITIES LLC|2432
OSB|NORBORD INC. CMN STK|HASF|Haywood Securities Inc./CDS|1114
OSB|NORBORD INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|1014
OSB|NORBORD INC. CMN STK|HSBC|HSBC Securities, Inc.|209
OSB|NORBORD INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|3211
OSB|NORBORD INC. CMN STK|IBKR|Interactive Brokers Llc|5875
OSB|NORBORD INC. CMN STK|ICBX|INSTINET, LLC|1600
OSB|NORBORD INC. CMN STK|INCA|INSTINET, LLC|33105
OSB|NORBORD INC. CMN STK|ITGI|ITG Inc.|15040
OSB|NORBORD INC. CMN STK|ITGP|ITG INC.|2000
OSB|NORBORD INC. CMN STK|JEFF|JEFFERIES LLC|634
OSB|NORBORD INC. CMN STK|JMPT|JUMP TRADING, LLC|1063
OSB|NORBORD INC. CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|600
OSB|NORBORD INC. CMN STK|JPMX|J.P. Morgan Securities LLC|6142
OSB|NORBORD INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|998
OSB|NORBORD INC. CMN STK|KCGM|VIRTU Americas LLC|2565
OSB|NORBORD INC. CMN STK|LEHM|Barclays Capital Inc./Le|16950
OSB|NORBORD INC. CMN STK|LIME|Lime Brokerage LLC|12143
OSB|NORBORD INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
OSB|NORBORD INC. CMN STK|MOTF|MOTIF INVESTING, INC.|1
OSB|NORBORD INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|65423
OSB|NORBORD INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|27000
OSB|NORBORD INC. CMN STK|MSTX|MORGAN STANLEY & CO. LLC|2000
OSB|NORBORD INC. CMN STK|NFSC|National Financial Services LLC|46231
OSB|NORBORD INC. CMN STK|NITE|VIRTU Americas LLC|99043
OSB|NORBORD INC. CMN STK|NQRB|Brut, LLC|250
OSB|NORBORD INC. CMN STK|NTBF|BMO Nesbitt Burns Inc./CDS|2380
OSB|NORBORD INC. CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|420
OSB|NORBORD INC. CMN STK|PWJC|UBS Financial Services, Inc.|982
OSB|NORBORD INC. CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|1462
OSB|NORBORD INC. CMN STK|SALI|INTL FCSTONE FINANCIAL INC.|990
OSB|NORBORD INC. CMN STK|SBSH|Citigroup Global Markets Inc.|2234
OSB|NORBORD INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|4127
OSB|NORBORD INC. CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|2513
OSB|NORBORD INC. CMN STK|SWIM|TD Ameritrade, Inc.|11161
OSB|NORBORD INC. CMN STK|SWST|Hilltop Securities Inc.|2
OSB|NORBORD INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|2287
OSB|NORBORD INC. CMN STK|TRBT|Tradebot Systems, Inc.|10917
OSB|NORBORD INC. CMN STK|TRCM|TRC MARKETS LLC|20879
OSB|NORBORD INC. CMN STK|TWTT|TASTYWORKS, INC.|2
OSB|NORBORD INC. CMN STK|UBSA|UBS SECURITIES LLC|27875
OSB|NORBORD INC. CMN STK|UBSS|UBS Securities LLC|48049
OSB|NORBORD INC. CMN STK|VALX|VIRTU AMERICAS LLC|10745
OSB|NORBORD INC. CMN STK|VGRD|Vanguard Marketing Corporation|5741
OSB|NORBORD INC. CMN STK|VSIN|Vision Financial Markets Llc|88
OSB|NORBORD INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|10295
OSB|NORBORD INC. CMN STK|WEED|Weeden & Co.L.P.|521
OSB|NORBORD INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|177
OSB|NORBORD INC. CMN STK|XIST|INSTINET, LLC|3400
OSB|NORBORD INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
OSB|NORBORD INC. CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|255
OSBC|OLD SECOND BANCORP|APCC|Apex Clearing Corporation|98
OSBC|OLD SECOND BANCORP|BATM|CBOE TRADING, INC.|2
OSBC|OLD SECOND BANCORP|BMOC|BMO Capital Markets Corp.|4626
OSBC|OLD SECOND BANCORP|BNKS|Fig Partners, LLC|139541
OSBC|OLD SECOND BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|2730
OSBC|OLD SECOND BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|1801
OSBC|OLD SECOND BANCORP|CHAS|Charles Schwab & Co., Inc.|1003
OSBC|OLD SECOND BANCORP|CIST|Capital Institutional Services, Inc.|984
OSBC|OLD SECOND BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33617
OSBC|OLD SECOND BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|120
OSBC|OLD SECOND BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40574
OSBC|OLD SECOND BANCORP|CTDL|Citadel Derivatives Group Llc|2190
OSBC|OLD SECOND BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12864
OSBC|OLD SECOND BANCORP|DBAB|Deutsche Bank Securities Inc.|51044
OSBC|OLD SECOND BANCORP|DBAX|Deutsche Bank Securities Inc.|40000
OSBC|OLD SECOND BANCORP|DEAN|MORGAN STANLEY|1895
OSBC|OLD SECOND BANCORP|DEGS|RONIN PROFESSIONAL LLC|1829
OSBC|OLD SECOND BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4700
OSBC|OLD SECOND BANCORP|EBXL|EBX LLC|14500
OSBC|OLD SECOND BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|480
OSBC|OLD SECOND BANCORP|EGAM|CBOE TRADING, INC.|600
OSBC|OLD SECOND BANCORP|EGXM|CBOE TRADING, INC.|535
OSBC|OLD SECOND BANCORP|EGXW|CBOE TRADING, INC.|841
OSBC|OLD SECOND BANCORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|14
OSBC|OLD SECOND BANCORP|ETRS|E*Trade Securities LLC|1727
OSBC|OLD SECOND BANCORP|FBCO|Credit Suisse Securities (USA) LLC|129162
OSBC|OLD SECOND BANCORP|FILL|Tradestation Securities, Inc.|8371
OSBC|OLD SECOND BANCORP|FINX|FINTECH SECURITIES|800
OSBC|OLD SECOND BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|20119
OSBC|OLD SECOND BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|591
OSBC|OLD SECOND BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28753
OSBC|OLD SECOND BANCORP|FTBR|Foliofn Investments, Inc.|1878
OSBC|OLD SECOND BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|9960
OSBC|OLD SECOND BANCORP|GLIS|TD Securities Inc|493
OSBC|OLD SECOND BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|1550
OSBC|OLD SECOND BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|125796
OSBC|OLD SECOND BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|248
OSBC|OLD SECOND BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|1200
OSBC|OLD SECOND BANCORP|GTSZ|GTS SECURITIES LLC|9823
OSBC|OLD SECOND BANCORP|IATS|INTERACTIVE BROKERS LLC|800
OSBC|OLD SECOND BANCORP|IBKR|Interactive Brokers Llc|11132
OSBC|OLD SECOND BANCORP|ICBX|INSTINET, LLC|15400
OSBC|OLD SECOND BANCORP|IEQY|CITADEL SECURITIES LLC|2703
OSBC|OLD SECOND BANCORP|INCA|INSTINET, LLC|103767
OSBC|OLD SECOND BANCORP|INJX|INSTINET, LLC|1300
OSBC|OLD SECOND BANCORP|ITGI|ITG Inc.|28229
OSBC|OLD SECOND BANCORP|ITGP|ITG INC.|20200
OSBC|OLD SECOND BANCORP|JEFF|JEFFERIES LLC|9620
OSBC|OLD SECOND BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|366
OSBC|OLD SECOND BANCORP|JPMX|J.P. Morgan Securities LLC|33404
OSBC|OLD SECOND BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|2230
OSBC|OLD SECOND BANCORP|KCGM|VIRTU Americas LLC|8341
OSBC|OLD SECOND BANCORP|LEHM|Barclays Capital Inc./Le|100787
OSBC|OLD SECOND BANCORP|LIME|Lime Brokerage LLC|30817
OSBC|OLD SECOND BANCORP|LOOP|Loop Capital Markets LLC|453
OSBC|OLD SECOND BANCORP|LQNB|LIQUIDNET, INC.|200
OSBC|OLD SECOND BANCORP|MAXM|Maxim Group LLC|3124
OSBC|OLD SECOND BANCORP|MBTS|ALLY INVEST SECURITIES LLC|966
OSBC|OLD SECOND BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46278
OSBC|OLD SECOND BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1700
OSBC|OLD SECOND BANCORP|MSCO|MORGAN STANLEY & CO. LLC|161280
OSBC|OLD SECOND BANCORP|MSPL|MORGAN STANLEY & CO. LLC|38100
OSBC|OLD SECOND BANCORP|MSTX|MORGAN STANLEY & CO. LLC|2700
OSBC|OLD SECOND BANCORP|MTON|MILLINGTON SECURITIES, INC.|25412
OSBC|OLD SECOND BANCORP|NFSC|National Financial Services LLC|16921
OSBC|OLD SECOND BANCORP|NITE|VIRTU Americas LLC|57618
OSBC|OLD SECOND BANCORP|NQRB|Brut, LLC|400
OSBC|OLD SECOND BANCORP|PDQM|CODA MARKETS, INC.|7319
OSBC|OLD SECOND BANCORP|RAJA|Raymond James & Associates, Inc.|200
OSBC|OLD SECOND BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|221
OSBC|OLD SECOND BANCORP|SAGW|SAGETRADER, LLC|300
OSBC|OLD SECOND BANCORP|SBSH|Citigroup Global Markets Inc.|35097
OSBC|OLD SECOND BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|9464
OSBC|OLD SECOND BANCORP|SPDR|SPEEDROUTE LLC|3500
OSBC|OLD SECOND BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|4115
OSBC|OLD SECOND BANCORP|SWIM|TD Ameritrade, Inc.|1785
OSBC|OLD SECOND BANCORP|TKNG|ALLY INVEST SECURITIES LLC|49
OSBC|OLD SECOND BANCORP|TRBT|Tradebot Systems, Inc.|1246
OSBC|OLD SECOND BANCORP|TRCM|TRC MARKETS LLC|31197
OSBC|OLD SECOND BANCORP|UBSA|UBS SECURITIES LLC|102901
OSBC|OLD SECOND BANCORP|UBSS|UBS Securities LLC|263422
OSBC|OLD SECOND BANCORP|VALX|VIRTU AMERICAS LLC|14783
OSBC|OLD SECOND BANCORP|VGRD|Vanguard Marketing Corporation|6268
OSBC|OLD SECOND BANCORP|WBLR|WILLIAM BLAIR|350
OSBC|OLD SECOND BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|3645
OSBC|OLD SECOND BANCORP|WEED|Weeden & Co.L.P.|100
OSBC|OLD SECOND BANCORP|WSEA|WOLVERINE SECURITIES, LLC|659
OSBC|OLD SECOND BANCORP|XIST|INSTINET, LLC|150
OSBC|OLD SECOND BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
OSBC|OLD SECOND BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|850
OSBCP|OLD SECOND BNCP   ##|BATM|CBOE TRADING, INC.|520
OSBCP|OLD SECOND BNCP   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67
OSBCP|OLD SECOND BNCP   ##|DADA|D.A. Davidson & Co.|767
OSBCP|OLD SECOND BNCP   ##|FBCO|Credit Suisse Securities (USA) LLC|100
OSBCP|OLD SECOND BNCP   ##|FOMA|TD AMERITRADE CLEARING, INC.|17045
OSBCP|OLD SECOND BNCP   ##|LIME|Lime Brokerage LLC|833
OSBCP|OLD SECOND BNCP   ##|MSCO|MORGAN STANLEY & CO. LLC|1596
OSBCP|OLD SECOND BNCP   ##|NFSC|National Financial Services LLC|2040
OSBCP|OLD SECOND BNCP   ##|NITE|VIRTU Americas LLC|5867
OSBCP|OLD SECOND BNCP   ##|PWJC|UBS Financial Services, Inc.|2500
OSBCP|OLD SECOND BNCP   ##|RBCM|RBC CAPITAL MARKETS, LLC|500
OSBCP|OLD SECOND BNCP   ##|STFL|Stifel, Nicolaus & Company, Incorporated|2000
OSBCP|OLD SECOND BNCP   ##|SWIM|TD Ameritrade, Inc.|1800
OSBCP|OLD SECOND BNCP   ##|UBSA|UBS SECURITIES LLC|200
OSBCP|OLD SECOND BNCP   ##|UBSS|UBS Securities LLC|7400
OSBCP|OLD SECOND BNCP   ##|VGRD|Vanguard Marketing Corporation|300
OSBCP|OLD SECOND BNCP   ##|WCHV|WELLS FARGO SECURITIES, LLC|730
OSG|OVERSEAS CL A|ABLE|NATIXIS Securities Americas LLC|1961
OSG|OVERSEAS CL A|ALTX|Alternet Securities Inc.|37130
OSG|OVERSEAS CL A|APCC|Apex Clearing Corporation|3306
OSG|OVERSEAS CL A|BATM|CBOE TRADING, INC.|4835
OSG|OVERSEAS CL A|BERN|Sanford C. Bernstein & Co., LLC|16673
OSG|OVERSEAS CL A|BIDS|BIDS TRADING L.P.|400
OSG|OVERSEAS CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
OSG|OVERSEAS CL A|BLKX|INSTINET, LLC|18000
OSG|OVERSEAS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|15253
OSG|OVERSEAS CL A|BTIG|BTIG, LLC|195092
OSG|OVERSEAS CL A|BYXM|CBOE TRADING, INC.|610
OSG|OVERSEAS CL A|CHAS|Charles Schwab & Co., Inc.|10000
OSG|OVERSEAS CL A|CHLM|Craig-Hallum Capital Group LLC|2692
OSG|OVERSEAS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60035
OSG|OVERSEAS CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|511574
OSG|OVERSEAS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|241443
OSG|OVERSEAS CL A|CTDL|Citadel Derivatives Group Llc|12006
OSG|OVERSEAS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|83490
OSG|OVERSEAS CL A|DBAB|Deutsche Bank Securities Inc.|60265
OSG|OVERSEAS CL A|DBAX|Deutsche Bank Securities Inc.|216400
OSG|OVERSEAS CL A|DEAN|MORGAN STANLEY|3510
OSG|OVERSEAS CL A|DEGS|RONIN PROFESSIONAL LLC|5200
OSG|OVERSEAS CL A|EBXL|EBX LLC|111400
OSG|OVERSEAS CL A|EGAM|CBOE TRADING, INC.|48251
OSG|OVERSEAS CL A|EGAW|CBOE TRADING, INC.|200
OSG|OVERSEAS CL A|EGXM|CBOE TRADING, INC.|15257
OSG|OVERSEAS CL A|EGXW|CBOE TRADING, INC.|69
OSG|OVERSEAS CL A|ELEV|ELEVATION, LLC|1106
OSG|OVERSEAS CL A|ETBE|Electronic Transaction Clearing, Inc.|5090
OSG|OVERSEAS CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1242
OSG|OVERSEAS CL A|ETRS|E*Trade Securities LLC|91009
OSG|OVERSEAS CL A|FILL|Tradestation Securities, Inc.|3715
OSG|OVERSEAS CL A|FMAF|NBCN Inc./ CDS|1500
OSG|OVERSEAS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17888
OSG|OVERSEAS CL A|FTBR|Foliofn Investments, Inc.|8134
OSG|OVERSEAS CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|500
OSG|OVERSEAS CL A|GLIS|TD Securities Inc|6254
OSG|OVERSEAS CL A|GLPX|ACS EXECUTION SERVICES, LLC|92768
OSG|OVERSEAS CL A|GSCO|GOLDMAN SACHS & CO. LLC|219708
OSG|OVERSEAS CL A|GSCS|GOLDMAN SACHS & CO. LLC|50425
OSG|OVERSEAS CL A|GSLT|GOLDMAN SACHS & CO. LLC|2070
OSG|OVERSEAS CL A|GTSZ|GTS SECURITIES LLC|32363
OSG|OVERSEAS CL A|IATS|INTERACTIVE BROKERS LLC|5484
OSG|OVERSEAS CL A|IBKR|Interactive Brokers Llc|28475
OSG|OVERSEAS CL A|ICBX|INSTINET, LLC|59298
OSG|OVERSEAS CL A|IEQY|CITADEL SECURITIES LLC|7100
OSG|OVERSEAS CL A|INCA|INSTINET, LLC|179243
OSG|OVERSEAS CL A|INJX|INSTINET, LLC|5730
OSG|OVERSEAS CL A|ITGI|ITG Inc.|89395
OSG|OVERSEAS CL A|ITGP|ITG INC.|265800
OSG|OVERSEAS CL A|JEFF|JEFFERIES LLC|32000
OSG|OVERSEAS CL A|JMPT|JUMP TRADING, LLC|12485
OSG|OVERSEAS CL A|JPBX|J.P. MORGAN SECURITIES LLC|4700
OSG|OVERSEAS CL A|JPMX|J.P. Morgan Securities LLC|380868
OSG|OVERSEAS CL A|JSJX|JANE STREET CAPITAL LLC|59307
OSG|OVERSEAS CL A|KCGM|VIRTU Americas LLC|39539
OSG|OVERSEAS CL A|LEHM|Barclays Capital Inc./Le|452266
OSG|OVERSEAS CL A|LIME|Lime Brokerage LLC|12565
OSG|OVERSEAS CL A|LOOP|Loop Capital Markets LLC|14905
OSG|OVERSEAS CL A|LQNA|LIQUIDNET, INC.|9000
OSG|OVERSEAS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|363598
OSG|OVERSEAS CL A|MNDX|TJM Investments, LLC|2700
OSG|OVERSEAS CL A|MSCO|MORGAN STANLEY & CO. LLC|152317
OSG|OVERSEAS CL A|MSPL|MORGAN STANLEY & CO. LLC|90800
OSG|OVERSEAS CL A|MSTX|MORGAN STANLEY & CO. LLC|37000
OSG|OVERSEAS CL A|NFSC|National Financial Services LLC|406873
OSG|OVERSEAS CL A|NITE|VIRTU Americas LLC|502758
OSG|OVERSEAS CL A|NQRB|Brut, LLC|19709
OSG|OVERSEAS CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
OSG|OVERSEAS CL A|PDQM|CODA MARKETS, INC.|239681
OSG|OVERSEAS CL A|SAGL|SAGETRADER, LLC|96885
OSG|OVERSEAS CL A|SBSH|Citigroup Global Markets Inc.|58421
OSG|OVERSEAS CL A|SGMT|GOLDMAN SACHS & CO. LLC|73610
OSG|OVERSEAS CL A|SPDR|SPEEDROUTE LLC|66693
OSG|OVERSEAS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|110
OSG|OVERSEAS CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4800
OSG|OVERSEAS CL A|SWIM|TD Ameritrade, Inc.|273789
OSG|OVERSEAS CL A|TKNG|ALLY INVEST SECURITIES LLC|812
OSG|OVERSEAS CL A|TOUR|TOURMALINE PARTNERS, LLC|13800
OSG|OVERSEAS CL A|TRBT|Tradebot Systems, Inc.|86283
OSG|OVERSEAS CL A|TRCM|TRC MARKETS LLC|24563
OSG|OVERSEAS CL A|TWTT|TASTYWORKS, INC.|800
OSG|OVERSEAS CL A|UBSA|UBS SECURITIES LLC|408581
OSG|OVERSEAS CL A|UBSS|UBS Securities LLC|326391
OSG|OVERSEAS CL A|VALX|VIRTU AMERICAS LLC|4321
OSG|OVERSEAS CL A|VGRD|Vanguard Marketing Corporation|10962
OSG|OVERSEAS CL A|VSIN|Vision Financial Markets Llc|2950
OSG|OVERSEAS CL A|WCHV|WELLS FARGO SECURITIES, LLC|7812
OSG|OVERSEAS CL A|WDNX|WEEDEN & CO.L.P.|1434
OSG|OVERSEAS CL A|WEDB|WEDBUSH SECURITIES INC.|1196
OSG|OVERSEAS CL A|WEED|Weeden & Co.L.P.|470
OSG|OVERSEAS CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|104
OSG|OVERSEAS CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1645
OSG|OVERSEAS CL A|WGIF|CIBC World Markets Inc.|12494
OSG|OVERSEAS CL A|WSEA|WOLVERINE SECURITIES, LLC|1011
OSG|OVERSEAS CL A|XIST|INSTINET, LLC|9000
OSG|OVERSEAS CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|28600
OSG|OVERSEAS CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|7743
OSIS|O S I SYSTEMS INC ##|ADAM|CANACCORD GENUITY INC.|400
OSIS|O S I SYSTEMS INC ##|ALTX|Alternet Securities Inc.|2018
OSIS|O S I SYSTEMS INC ##|APCC|Apex Clearing Corporation|738
OSIS|O S I SYSTEMS INC ##|BARD|Robert W. Baird & Co. Incorporated|815
OSIS|O S I SYSTEMS INC ##|BATM|CBOE TRADING, INC.|1644
OSIS|O S I SYSTEMS INC ##|BAYC|BAY CREST PARTNERS, LLC|516
OSIS|O S I SYSTEMS INC ##|BBNT|BB&T SECURITIES, LLC|380
OSIS|O S I SYSTEMS INC ##|BERN|Sanford C. Bernstein & Co., LLC|30515
OSIS|O S I SYSTEMS INC ##|BIAD|SAGETRADER, LLC|1
OSIS|O S I SYSTEMS INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|169
OSIS|O S I SYSTEMS INC ##|BLKX|INSTINET, LLC|74452
OSIS|O S I SYSTEMS INC ##|BMOC|BMO Capital Markets Corp.|2795
OSIS|O S I SYSTEMS INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|3639
OSIS|O S I SYSTEMS INC ##|BRVL|BLAYLOCK VAN, LLC|300
OSIS|O S I SYSTEMS INC ##|BTIG|BTIG, LLC|3622
OSIS|O S I SYSTEMS INC ##|BZYD|GOLDMAN SACHS & CO. LLC|245
OSIS|O S I SYSTEMS INC ##|CANT|Cantor Fitzgerald & Co.|16
OSIS|O S I SYSTEMS INC ##|CHAS|Charles Schwab & Co., Inc.|250
OSIS|O S I SYSTEMS INC ##|CIST|Capital Institutional Services, Inc.|681
OSIS|O S I SYSTEMS INC ##|CLSA|CLSA AMERICAS, LLC|500
OSIS|O S I SYSTEMS INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11210
OSIS|O S I SYSTEMS INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1006
OSIS|O S I SYSTEMS INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
OSIS|O S I SYSTEMS INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59552
OSIS|O S I SYSTEMS INC ##|CTDL|Citadel Derivatives Group Llc|5898
OSIS|O S I SYSTEMS INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|6572
OSIS|O S I SYSTEMS INC ##|DBAB|Deutsche Bank Securities Inc.|222311
OSIS|O S I SYSTEMS INC ##|DBAX|Deutsche Bank Securities Inc.|63200
OSIS|O S I SYSTEMS INC ##|DEAN|MORGAN STANLEY|3337
OSIS|O S I SYSTEMS INC ##|DEGS|RONIN PROFESSIONAL LLC|1111
OSIS|O S I SYSTEMS INC ##|DRWC|DRW SECURITIES, L.L.C.|1430
OSIS|O S I SYSTEMS INC ##|EBXL|EBX LLC|39600
OSIS|O S I SYSTEMS INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|90
OSIS|O S I SYSTEMS INC ##|EDJO|Edward D. Jones & Co., L.P.|122
OSIS|O S I SYSTEMS INC ##|EGAM|CBOE TRADING, INC.|996
OSIS|O S I SYSTEMS INC ##|EGMT|EG MARKET TECHNOLOGIES LLC|1500
OSIS|O S I SYSTEMS INC ##|EGXM|CBOE TRADING, INC.|204
OSIS|O S I SYSTEMS INC ##|EGXW|CBOE TRADING, INC.|100
OSIS|O S I SYSTEMS INC ##|ETBE|Electronic Transaction Clearing, Inc.|2
OSIS|O S I SYSTEMS INC ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|24
OSIS|O S I SYSTEMS INC ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2894
OSIS|O S I SYSTEMS INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22773
OSIS|O S I SYSTEMS INC ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
OSIS|O S I SYSTEMS INC ##|ETRS|E*Trade Securities LLC|13791
OSIS|O S I SYSTEMS INC ##|FBCO|Credit Suisse Securities (USA) LLC|361498
OSIS|O S I SYSTEMS INC ##|FILL|Tradestation Securities, Inc.|220
OSIS|O S I SYSTEMS INC ##|FOMA|TD AMERITRADE CLEARING, INC.|62799
OSIS|O S I SYSTEMS INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|230
OSIS|O S I SYSTEMS INC ##|FQLS|Quantlab Securities LP|79888
OSIS|O S I SYSTEMS INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27408
OSIS|O S I SYSTEMS INC ##|FTBR|Foliofn Investments, Inc.|300
OSIS|O S I SYSTEMS INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|5792
OSIS|O S I SYSTEMS INC ##|GLPX|ACS EXECUTION SERVICES, LLC|7752
OSIS|O S I SYSTEMS INC ##|GSCO|GOLDMAN SACHS & CO. LLC|356132
OSIS|O S I SYSTEMS INC ##|GSCS|GOLDMAN SACHS & CO. LLC|9070
OSIS|O S I SYSTEMS INC ##|GTSZ|GTS SECURITIES LLC|46426
OSIS|O S I SYSTEMS INC ##|HAPX|HAP Trading, LLC|500
OSIS|O S I SYSTEMS INC ##|HRBF|American Enterprise Investment Services Inc.|1264
OSIS|O S I SYSTEMS INC ##|IATS|INTERACTIVE BROKERS LLC|3923
OSIS|O S I SYSTEMS INC ##|IBKR|Interactive Brokers Llc|15786
OSIS|O S I SYSTEMS INC ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|42
OSIS|O S I SYSTEMS INC ##|ICBX|INSTINET, LLC|4500
OSIS|O S I SYSTEMS INC ##|IEQY|CITADEL SECURITIES LLC|22563
OSIS|O S I SYSTEMS INC ##|INCA|INSTINET, LLC|112445
OSIS|O S I SYSTEMS INC ##|INJX|INSTINET, LLC|3819
OSIS|O S I SYSTEMS INC ##|ITGI|ITG Inc.|139121
OSIS|O S I SYSTEMS INC ##|ITGP|ITG INC.|36200
OSIS|O S I SYSTEMS INC ##|JANY|Janney Montgomery Scott Inc.|26
OSIS|O S I SYSTEMS INC ##|JEFF|JEFFERIES LLC|42261
OSIS|O S I SYSTEMS INC ##|JMPT|JUMP TRADING, LLC|12467
OSIS|O S I SYSTEMS INC ##|JPBX|J.P. MORGAN SECURITIES LLC|1212
OSIS|O S I SYSTEMS INC ##|JPMX|J.P. Morgan Securities LLC|164606
OSIS|O S I SYSTEMS INC ##|JSJX|JANE STREET CAPITAL LLC|1752
OSIS|O S I SYSTEMS INC ##|KCGM|VIRTU Americas LLC|8776
OSIS|O S I SYSTEMS INC ##|LEHM|Barclays Capital Inc./Le|323268
OSIS|O S I SYSTEMS INC ##|LIME|Lime Brokerage LLC|90230
OSIS|O S I SYSTEMS INC ##|LOOP|Loop Capital Markets LLC|299
OSIS|O S I SYSTEMS INC ##|LQNA|LIQUIDNET, INC.|13900
OSIS|O S I SYSTEMS INC ##|MAXM|Maxim Group LLC|1806
OSIS|O S I SYSTEMS INC ##|MBTS|ALLY INVEST SECURITIES LLC|149
OSIS|O S I SYSTEMS INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14200
OSIS|O S I SYSTEMS INC ##|MOTF|MOTIF INVESTING, INC.|3
OSIS|O S I SYSTEMS INC ##|MSCO|MORGAN STANLEY & CO. LLC|515667
OSIS|O S I SYSTEMS INC ##|MSPL|MORGAN STANLEY & CO. LLC|73000
OSIS|O S I SYSTEMS INC ##|MSTX|MORGAN STANLEY & CO. LLC|10700
OSIS|O S I SYSTEMS INC ##|NEUB|NEUBERGER BERMAN BD LLC|10
OSIS|O S I SYSTEMS INC ##|NFSC|National Financial Services LLC|11200
OSIS|O S I SYSTEMS INC ##|NITE|VIRTU Americas LLC|51997
OSIS|O S I SYSTEMS INC ##|NITP|VIRTU Americas LLC|1161
OSIS|O S I SYSTEMS INC ##|NQRB|Brut, LLC|1020
OSIS|O S I SYSTEMS INC ##|OPCO|Oppenheimer & Co. Inc.|373
OSIS|O S I SYSTEMS INC ##|PDQM|CODA MARKETS, INC.|43281
OSIS|O S I SYSTEMS INC ##|RAJA|Raymond James & Associates, Inc.|310
OSIS|O S I SYSTEMS INC ##|RBCM|RBC CAPITAL MARKETS, LLC|1039
OSIS|O S I SYSTEMS INC ##|SAGL|SAGETRADER, LLC|1791
OSIS|O S I SYSTEMS INC ##|SAGW|SAGETRADER, LLC|33
OSIS|O S I SYSTEMS INC ##|SBSH|Citigroup Global Markets Inc.|91230
OSIS|O S I SYSTEMS INC ##|SGMT|GOLDMAN SACHS & CO. LLC|15444
OSIS|O S I SYSTEMS INC ##|SPDR|SPEEDROUTE LLC|4980
OSIS|O S I SYSTEMS INC ##|SPTD|MINT GLOBAL MARKETS, INC.|8254
OSIS|O S I SYSTEMS INC ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|18042
OSIS|O S I SYSTEMS INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|4213
OSIS|O S I SYSTEMS INC ##|SWIM|TD Ameritrade, Inc.|251
OSIS|O S I SYSTEMS INC ##|TKNG|ALLY INVEST SECURITIES LLC|23
OSIS|O S I SYSTEMS INC ##|TMBR|Timber Hill LLC|12
OSIS|O S I SYSTEMS INC ##|TRBT|Tradebot Systems, Inc.|31092
OSIS|O S I SYSTEMS INC ##|TRCM|TRC MARKETS LLC|27154
OSIS|O S I SYSTEMS INC ##|UBSA|UBS SECURITIES LLC|144106
OSIS|O S I SYSTEMS INC ##|UBSS|UBS Securities LLC|322019
OSIS|O S I SYSTEMS INC ##|VALX|VIRTU AMERICAS LLC|4020
OSIS|O S I SYSTEMS INC ##|VGRD|Vanguard Marketing Corporation|183
OSIS|O S I SYSTEMS INC ##|WCHV|WELLS FARGO SECURITIES, LLC|9109
OSIS|O S I SYSTEMS INC ##|WEED|Weeden & Co.L.P.|340
OSIS|O S I SYSTEMS INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1638
OSIS|O S I SYSTEMS INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1785
OSIS|O S I SYSTEMS INC ##|WSEA|WOLVERINE SECURITIES, LLC|135
OSIS|O S I SYSTEMS INC ##|XIST|INSTINET, LLC|44770
OSIS|O S I SYSTEMS INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
OSIS|O S I SYSTEMS INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|2790
OSIS|O S I SYSTEMS INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|275
OSK|OSHKOSH CP|ABLE|NATIXIS Securities Americas LLC|72000
OSK|OSHKOSH CP|ALTX|Alternet Securities Inc.|4217
OSK|OSHKOSH CP|APCC|Apex Clearing Corporation|167
OSK|OSHKOSH CP|AQUA|AQUA SECURITIES L.P.|9700
OSK|OSHKOSH CP|BALE|M&T SECURITIES, INC.|175
OSK|OSHKOSH CP|BANK|Primevest Financial Services, Inc.|801
OSK|OSHKOSH CP|BARD|Robert W. Baird & Co. Incorporated|27915
OSK|OSHKOSH CP|BATM|CBOE TRADING, INC.|2753
OSK|OSHKOSH CP|BAYC|BAY CREST PARTNERS, LLC|3300
OSK|OSHKOSH CP|BAYT|BTIG, LLC|100
OSK|OSHKOSH CP|BBNT|BB&T SECURITIES, LLC|99
OSK|OSHKOSH CP|BERN|Sanford C. Bernstein & Co., LLC|18914
OSK|OSHKOSH CP|BIDS|BIDS TRADING L.P.|100
OSK|OSHKOSH CP|BKCM|BNY Mellon Capital Markets LLC|10426
OSK|OSHKOSH CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3064
OSK|OSHKOSH CP|BNPX|BNP PARIBAS SECURITIES CORP.|168566
OSK|OSHKOSH CP|BRVL|BLAYLOCK VAN, LLC|200
OSK|OSHKOSH CP|BTIG|BTIG, LLC|8907
OSK|OSHKOSH CP|BYXM|CBOE TRADING, INC.|30
OSK|OSHKOSH CP|BZYD|GOLDMAN SACHS & CO. LLC|306
OSK|OSHKOSH CP|CANT|Cantor Fitzgerald & Co.|229
OSK|OSHKOSH CP|CHAS|Charles Schwab & Co., Inc.|3160
OSK|OSHKOSH CP|CIBP|CIBC World Markets Corp.|153000
OSK|OSHKOSH CP|CIOI|CITIGROUP GLOBAL MARKETS INC|36073
OSK|OSHKOSH CP|CIST|Capital Institutional Services, Inc.|8511
OSK|OSHKOSH CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53941
OSK|OSHKOSH CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
OSK|OSHKOSH CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
OSK|OSHKOSH CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|256805
OSK|OSHKOSH CP|CTDL|Citadel Derivatives Group Llc|3441
OSK|OSHKOSH CP|CTLR|CUTLER GROUP, LP|374
OSK|OSHKOSH CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|53350
OSK|OSHKOSH CP|DADA|D.A. Davidson & Co.|416
OSK|OSHKOSH CP|DBAB|Deutsche Bank Securities Inc.|238207
OSK|OSHKOSH CP|DBAX|Deutsche Bank Securities Inc.|123100
OSK|OSHKOSH CP|DCHF|Dart Executions, LLC|1253
OSK|OSHKOSH CP|DEAN|MORGAN STANLEY|14337
OSK|OSHKOSH CP|DEGS|RONIN PROFESSIONAL LLC|300
OSK|OSHKOSH CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8
OSK|OSHKOSH CP|EBXL|EBX LLC|129700
OSK|OSHKOSH CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1821
OSK|OSHKOSH CP|EDJO|Edward D. Jones & Co., L.P.|2886
OSK|OSHKOSH CP|EGAM|CBOE TRADING, INC.|4432
OSK|OSHKOSH CP|EGAW|CBOE TRADING, INC.|13
OSK|OSHKOSH CP|EGMT|EG MARKET TECHNOLOGIES LLC|1282
OSK|OSHKOSH CP|EGXM|CBOE TRADING, INC.|1710
OSK|OSHKOSH CP|ETBE|Electronic Transaction Clearing, Inc.|12271
OSK|OSHKOSH CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
OSK|OSHKOSH CP|ETCC|Electronic Transaction Clearing, Inc.|731
OSK|OSHKOSH CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26007
OSK|OSHKOSH CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|60
OSK|OSHKOSH CP|ETRS|E*Trade Securities LLC|35466
OSK|OSHKOSH CP|FILL|Tradestation Securities, Inc.|684
OSK|OSHKOSH CP|FINX|FINTECH SECURITIES|100
OSK|OSHKOSH CP|FMAF|NBCN Inc./ CDS|1028
OSK|OSHKOSH CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35221
OSK|OSHKOSH CP|FQLS|Quantlab Securities LP|273056
OSK|OSHKOSH CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43296
OSK|OSHKOSH CP|FTBR|Foliofn Investments, Inc.|834
OSK|OSHKOSH CP|GLPX|ACS EXECUTION SERVICES, LLC|12711
OSK|OSHKOSH CP|GSCO|GOLDMAN SACHS & CO. LLC|1084934
OSK|OSHKOSH CP|GSCS|GOLDMAN SACHS & CO. LLC|2842
OSK|OSHKOSH CP|GSLT|GOLDMAN SACHS & CO. LLC|3080
OSK|OSHKOSH CP|GTSZ|GTS SECURITIES LLC|34483
OSK|OSHKOSH CP|HPPX|POTAMUS TRADING, LLC|153
OSK|OSHKOSH CP|HRBF|American Enterprise Investment Services Inc.|1638
OSK|OSHKOSH CP|HSBC|HSBC Securities, Inc.|200
OSK|OSHKOSH CP|IATS|INTERACTIVE BROKERS LLC|2515
OSK|OSHKOSH CP|IBKR|Interactive Brokers Llc|3291
OSK|OSHKOSH CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|661
OSK|OSHKOSH CP|ICBX|INSTINET, LLC|22900
OSK|OSHKOSH CP|IEQY|CITADEL SECURITIES LLC|70456
OSK|OSHKOSH CP|INCA|INSTINET, LLC|202031
OSK|OSHKOSH CP|INJX|INSTINET, LLC|1400
OSK|OSHKOSH CP|ITGI|ITG Inc.|215237
OSK|OSHKOSH CP|ITGP|ITG INC.|300800
OSK|OSHKOSH CP|JANY|Janney Montgomery Scott Inc.|923
OSK|OSHKOSH CP|JEFF|JEFFERIES LLC|34813
OSK|OSHKOSH CP|JMPT|JUMP TRADING, LLC|58536
OSK|OSHKOSH CP|JONE|JonesTrading|612
OSK|OSHKOSH CP|JPBX|J.P. MORGAN SECURITIES LLC|38697
OSK|OSHKOSH CP|JPMX|J.P. Morgan Securities LLC|309419
OSK|OSHKOSH CP|JSJX|JANE STREET CAPITAL LLC|28979
OSK|OSHKOSH CP|KCGM|VIRTU Americas LLC|34763
OSK|OSHKOSH CP|KEYB|KEYBANC CAPITAL MARKETS INC.|6200
OSK|OSHKOSH CP|LEHM|Barclays Capital Inc./Le|685042
OSK|OSHKOSH CP|LIME|Lime Brokerage LLC|21343
OSK|OSHKOSH CP|LSCI|Lek Securities Corporation|64
OSK|OSHKOSH CP|MACC|Mid Atlantic Capital Corporation|30
OSK|OSHKOSH CP|MAXM|Maxim Group LLC|1523
OSK|OSHKOSH CP|MCMF|Raymond James Ltd. Cds|993
OSK|OSHKOSH CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70400
OSK|OSHKOSH CP|MOTF|MOTIF INVESTING, INC.|44
OSK|OSHKOSH CP|MSCO|MORGAN STANLEY & CO. LLC|1811647
OSK|OSHKOSH CP|MSPL|MORGAN STANLEY & CO. LLC|196400
OSK|OSHKOSH CP|MSTX|MORGAN STANLEY & CO. LLC|133300
OSK|OSHKOSH CP|MULL|MARK J. MULLER EQUITIES, INC.|1695
OSK|OSHKOSH CP|NEUB|NEUBERGER BERMAN BD LLC|23
OSK|OSHKOSH CP|NFSC|National Financial Services LLC|67115
OSK|OSHKOSH CP|NITE|VIRTU Americas LLC|178209
OSK|OSHKOSH CP|NITP|VIRTU Americas LLC|200
OSK|OSHKOSH CP|NQRB|Brut, LLC|991
OSK|OSHKOSH CP|NTBF|BMO Nesbitt Burns Inc./CDS|755
OSK|OSHKOSH CP|NTRC|Northern Trust Securities, Inc.|104
OSK|OSHKOSH CP|OHOS|TWO SIGMA SECURITIES, LLC|16319
OSK|OSHKOSH CP|OPCO|Oppenheimer & Co. Inc.|1463
OSK|OSHKOSH CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|214
OSK|OSHKOSH CP|PDQM|CODA MARKETS, INC.|44187
OSK|OSHKOSH CP|PHLY|NASDAQ Execution Services, LLC|600
OSK|OSHKOSH CP|PWJC|UBS Financial Services, Inc.|5
OSK|OSHKOSH CP|RBCM|RBC CAPITAL MARKETS, LLC|17959
OSK|OSHKOSH CP|SAGL|SAGETRADER, LLC|1048
OSK|OSHKOSH CP|SAGW|SAGETRADER, LLC|100
OSK|OSHKOSH CP|SALI|INTL FCSTONE FINANCIAL INC.|225
OSK|OSHKOSH CP|SBSH|Citigroup Global Markets Inc.|108858
OSK|OSHKOSH CP|SEIC|SEI Investments Distribution Co.|300
OSK|OSHKOSH CP|SGMT|GOLDMAN SACHS & CO. LLC|61696
OSK|OSHKOSH CP|SJLS|TRADE INFORMATICS LLC|1400
OSK|OSHKOSH CP|SPDR|SPEEDROUTE LLC|9800
OSK|OSHKOSH CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|613
OSK|OSHKOSH CP|STFL|Stifel, Nicolaus & Company, Incorporated|15578
OSK|OSHKOSH CP|STKP|STOCKPILE INVESTMENTS, INC.|4
OSK|OSHKOSH CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3638
OSK|OSHKOSH CP|SWIM|TD Ameritrade, Inc.|11066
OSK|OSHKOSH CP|SWST|Hilltop Securities Inc.|4990
OSK|OSHKOSH CP|TKNG|ALLY INVEST SECURITIES LLC|223
OSK|OSHKOSH CP|TRBT|Tradebot Systems, Inc.|223478
OSK|OSHKOSH CP|TRCM|TRC MARKETS LLC|80251
OSK|OSHKOSH CP|UBSA|UBS SECURITIES LLC|386908
OSK|OSHKOSH CP|UBSS|UBS Securities LLC|548980
OSK|OSHKOSH CP|VALX|VIRTU AMERICAS LLC|6238
OSK|OSHKOSH CP|VGRD|Vanguard Marketing Corporation|2382
OSK|OSHKOSH CP|WBPX|SUMMIT SECURITIES GROUP, LLC|410
OSK|OSHKOSH CP|WCHV|WELLS FARGO SECURITIES, LLC|72633
OSK|OSHKOSH CP|WEDB|WEDBUSH SECURITIES INC.|1253
OSK|OSHKOSH CP|WEED|Weeden & Co.L.P.|2678
OSK|OSHKOSH CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2579
OSK|OSHKOSH CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3108
OSK|OSHKOSH CP|WGIF|CIBC World Markets Inc.|150
OSK|OSHKOSH CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|493
OSK|OSHKOSH CP|WSEA|WOLVERINE SECURITIES, LLC|2115
OSK|OSHKOSH CP|XIST|INSTINET, LLC|40800
OSK|OSHKOSH CP|XPQR|Jump Trading|4493
OSK|OSHKOSH CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|28568
OSK|OSHKOSH CP|YKNA|COMHAR CAPITAL MARKETS, LLC|600
OSK|OSHKOSH CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|244
OSLE|OAKTREE SPECIALTY LE|BANK|Primevest Financial Services, Inc.|491
OSLE|OAKTREE SPECIALTY LE|BARD|Robert W. Baird & Co. Incorporated|310
OSLE|OAKTREE SPECIALTY LE|BATM|CBOE TRADING, INC.|323
OSLE|OAKTREE SPECIALTY LE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|722
OSLE|OAKTREE SPECIALTY LE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1637
OSLE|OAKTREE SPECIALTY LE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|925
OSLE|OAKTREE SPECIALTY LE|DBAX|Deutsche Bank Securities Inc.|3000
OSLE|OAKTREE SPECIALTY LE|EDJO|Edward D. Jones & Co., L.P.|20
OSLE|OAKTREE SPECIALTY LE|GLPX|ACS EXECUTION SERVICES, LLC|2300
OSLE|OAKTREE SPECIALTY LE|GSLT|GOLDMAN SACHS & CO. LLC|5427
OSLE|OAKTREE SPECIALTY LE|GTSZ|GTS SECURITIES LLC|651
OSLE|OAKTREE SPECIALTY LE|IBKR|Interactive Brokers Llc|100
OSLE|OAKTREE SPECIALTY LE|ICBX|INSTINET, LLC|100
OSLE|OAKTREE SPECIALTY LE|INCA|INSTINET, LLC|400
OSLE|OAKTREE SPECIALTY LE|KCGM|VIRTU Americas LLC|738
OSLE|OAKTREE SPECIALTY LE|LEHM|Barclays Capital Inc./Le|400
OSLE|OAKTREE SPECIALTY LE|LIME|Lime Brokerage LLC|725
OSLE|OAKTREE SPECIALTY LE|MSCO|MORGAN STANLEY & CO. LLC|683
OSLE|OAKTREE SPECIALTY LE|NFSC|National Financial Services LLC|2970
OSLE|OAKTREE SPECIALTY LE|NITE|VIRTU Americas LLC|19427
OSLE|OAKTREE SPECIALTY LE|PDQM|CODA MARKETS, INC.|701
OSLE|OAKTREE SPECIALTY LE|RBCM|RBC CAPITAL MARKETS, LLC|2257
OSLE|OAKTREE SPECIALTY LE|SBSH|Citigroup Global Markets Inc.|400
OSLE|OAKTREE SPECIALTY LE|SGMT|GOLDMAN SACHS & CO. LLC|151
OSLE|OAKTREE SPECIALTY LE|SPDR|SPEEDROUTE LLC|3000
OSLE|OAKTREE SPECIALTY LE|STFL|Stifel, Nicolaus & Company, Incorporated|2450
OSLE|OAKTREE SPECIALTY LE|SWIM|TD Ameritrade, Inc.|3987
OSLE|OAKTREE SPECIALTY LE|UBSA|UBS SECURITIES LLC|1300
OSLE|OAKTREE SPECIALTY LE|UBSS|UBS Securities LLC|6291
OSLE|OAKTREE SPECIALTY LE|WCHV|WELLS FARGO SECURITIES, LLC|6211
OSLE|OAKTREE SPECIALTY LE|YKNA|COMHAR CAPITAL MARKETS, LLC|100
OSN|OSSEN INNOVATION CO|ALTX|Alternet Securities Inc.|293
OSN|OSSEN INNOVATION CO|APCC|Apex Clearing Corporation|7063
OSN|OSSEN INNOVATION CO|BATM|CBOE TRADING, INC.|364
OSN|OSSEN INNOVATION CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
OSN|OSSEN INNOVATION CO|BYXM|CBOE TRADING, INC.|281
OSN|OSSEN INNOVATION CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3121
OSN|OSSEN INNOVATION CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3360
OSN|OSSEN INNOVATION CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
OSN|OSSEN INNOVATION CO|DBAB|Deutsche Bank Securities Inc.|3912
OSN|OSSEN INNOVATION CO|DBAX|Deutsche Bank Securities Inc.|1900
OSN|OSSEN INNOVATION CO|DBUL|Deutsche Bank Securities Inc.|900
OSN|OSSEN INNOVATION CO|DEGS|RONIN PROFESSIONAL LLC|4984
OSN|OSSEN INNOVATION CO|EBXL|EBX LLC|1100
OSN|OSSEN INNOVATION CO|EGAM|CBOE TRADING, INC.|100
OSN|OSSEN INNOVATION CO|EGXM|CBOE TRADING, INC.|123
OSN|OSSEN INNOVATION CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|38389
OSN|OSSEN INNOVATION CO|ETRS|E*Trade Securities LLC|93236
OSN|OSSEN INNOVATION CO|FBCO|Credit Suisse Securities (USA) LLC|19050
OSN|OSSEN INNOVATION CO|FILL|Tradestation Securities, Inc.|715
OSN|OSSEN INNOVATION CO|FMAF|NBCN Inc./ CDS|2500
OSN|OSSEN INNOVATION CO|FOMA|TD AMERITRADE CLEARING, INC.|146900
OSN|OSSEN INNOVATION CO|GEBB|GLOBAL EXECUTION BROKERS, LP|420
OSN|OSSEN INNOVATION CO|GLPX|ACS EXECUTION SERVICES, LLC|3370
OSN|OSSEN INNOVATION CO|GSLT|GOLDMAN SACHS & CO. LLC|601
OSN|OSSEN INNOVATION CO|GTSZ|GTS SECURITIES LLC|7038
OSN|OSSEN INNOVATION CO|IATS|INTERACTIVE BROKERS LLC|13134
OSN|OSSEN INNOVATION CO|IBKR|Interactive Brokers Llc|103502
OSN|OSSEN INNOVATION CO|ICBX|INSTINET, LLC|2100
OSN|OSSEN INNOVATION CO|INCA|INSTINET, LLC|22498
OSN|OSSEN INNOVATION CO|ITGI|ITG Inc.|3944
OSN|OSSEN INNOVATION CO|ITGP|ITG INC.|2600
OSN|OSSEN INNOVATION CO|KCGM|VIRTU Americas LLC|317
OSN|OSSEN INNOVATION CO|LEHM|Barclays Capital Inc./Le|4000
OSN|OSSEN INNOVATION CO|LIME|Lime Brokerage LLC|11113
OSN|OSSEN INNOVATION CO|LSCI|Lek Securities Corporation|511
OSN|OSSEN INNOVATION CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
OSN|OSSEN INNOVATION CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
OSN|OSSEN INNOVATION CO|MOTF|MOTIF INVESTING, INC.|4
OSN|OSSEN INNOVATION CO|MSCO|MORGAN STANLEY & CO. LLC|31853
OSN|OSSEN INNOVATION CO|MSPL|MORGAN STANLEY & CO. LLC|300
OSN|OSSEN INNOVATION CO|NFSC|National Financial Services LLC|75575
OSN|OSSEN INNOVATION CO|NITE|VIRTU Americas LLC|257879
OSN|OSSEN INNOVATION CO|NQRB|Brut, LLC|900
OSN|OSSEN INNOVATION CO|PDQM|CODA MARKETS, INC.|3125
OSN|OSSEN INNOVATION CO|RBCM|RBC CAPITAL MARKETS, LLC|29118
OSN|OSSEN INNOVATION CO|SAGL|SAGETRADER, LLC|1889
OSN|OSSEN INNOVATION CO|SBSH|Citigroup Global Markets Inc.|3960
OSN|OSSEN INNOVATION CO|SGMT|GOLDMAN SACHS & CO. LLC|950
OSN|OSSEN INNOVATION CO|SPDR|SPEEDROUTE LLC|1789
OSN|OSSEN INNOVATION CO|SWIM|TD Ameritrade, Inc.|124743
OSN|OSSEN INNOVATION CO|TKNG|ALLY INVEST SECURITIES LLC|5126
OSN|OSSEN INNOVATION CO|TRCM|TRC MARKETS LLC|379
OSN|OSSEN INNOVATION CO|UBSA|UBS SECURITIES LLC|6968
OSN|OSSEN INNOVATION CO|UBSS|UBS Securities LLC|11078
OSN|OSSEN INNOVATION CO|VALX|VIRTU AMERICAS LLC|3177
OSN|OSSEN INNOVATION CO|VGRD|Vanguard Marketing Corporation|4125
OSN|OSSEN INNOVATION CO|VSIN|Vision Financial Markets Llc|215
OSN|OSSEN INNOVATION CO|WCHV|WELLS FARGO SECURITIES, LLC|17168
OSN|OSSEN INNOVATION CO|WGIF|CIBC World Markets Inc.|200
OSN|OSSEN INNOVATION CO|WHOT|JUST2TRADE, INC.|122
OSN|OSSEN INNOVATION CO|WSEA|WOLVERINE SECURITIES, LLC|474
OSN|OSSEN INNOVATION CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
OSPN|ONESPAN INC.|APCC|Apex Clearing Corporation|3113
OSPN|ONESPAN INC.|BARD|Robert W. Baird & Co. Incorporated|13082
OSPN|ONESPAN INC.|BATM|CBOE TRADING, INC.|205
OSPN|ONESPAN INC.|BERN|Sanford C. Bernstein & Co., LLC|17349
OSPN|ONESPAN INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|75
OSPN|ONESPAN INC.|BMOC|BMO Capital Markets Corp.|4928
OSPN|ONESPAN INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6196
OSPN|ONESPAN INC.|BTIG|BTIG, LLC|59984
OSPN|ONESPAN INC.|CANT|Cantor Fitzgerald & Co.|100
OSPN|ONESPAN INC.|CHAS|Charles Schwab & Co., Inc.|300
OSPN|ONESPAN INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5478
OSPN|ONESPAN INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
OSPN|ONESPAN INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35653
OSPN|ONESPAN INC.|CTDL|Citadel Derivatives Group Llc|16719
OSPN|ONESPAN INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11240
OSPN|ONESPAN INC.|DBAB|Deutsche Bank Securities Inc.|167762
OSPN|ONESPAN INC.|DBAX|Deutsche Bank Securities Inc.|34500
OSPN|ONESPAN INC.|DBUL|Deutsche Bank Securities Inc.|400
OSPN|ONESPAN INC.|DEAN|MORGAN STANLEY|49
OSPN|ONESPAN INC.|DEGS|RONIN PROFESSIONAL LLC|2218
OSPN|ONESPAN INC.|DOTC|Dougherty & Company LLC|16107
OSPN|ONESPAN INC.|EBXL|EBX LLC|26100
OSPN|ONESPAN INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1667
OSPN|ONESPAN INC.|EDJO|Edward D. Jones & Co., L.P.|2
OSPN|ONESPAN INC.|EGAM|CBOE TRADING, INC.|2302
OSPN|ONESPAN INC.|EGMT|EG MARKET TECHNOLOGIES LLC|220
OSPN|ONESPAN INC.|EGXM|CBOE TRADING, INC.|125
OSPN|ONESPAN INC.|ELEV|ELEVATION, LLC|10280
OSPN|ONESPAN INC.|ESPO|ESPOSITO SECURITIES, LLC|56050
OSPN|ONESPAN INC.|ETRS|E*Trade Securities LLC|21746
OSPN|ONESPAN INC.|FBCO|Credit Suisse Securities (USA) LLC|975037
OSPN|ONESPAN INC.|FILL|Tradestation Securities, Inc.|2980
OSPN|ONESPAN INC.|FMAF|NBCN Inc./ CDS|130
OSPN|ONESPAN INC.|FOMA|TD AMERITRADE CLEARING, INC.|50445
OSPN|ONESPAN INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1641
OSPN|ONESPAN INC.|FQLS|Quantlab Securities LP|44541
OSPN|ONESPAN INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43281
OSPN|ONESPAN INC.|FTBR|Foliofn Investments, Inc.|1898
OSPN|ONESPAN INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|14402
OSPN|ONESPAN INC.|GSCO|GOLDMAN SACHS & CO. LLC|723097
OSPN|ONESPAN INC.|GSCS|GOLDMAN SACHS & CO. LLC|10746
OSPN|ONESPAN INC.|GSLT|GOLDMAN SACHS & CO. LLC|1443
OSPN|ONESPAN INC.|GTSZ|GTS SECURITIES LLC|3249
OSPN|ONESPAN INC.|HASF|Haywood Securities Inc./CDS|1500
OSPN|ONESPAN INC.|HRBF|American Enterprise Investment Services Inc.|1352
OSPN|ONESPAN INC.|HSBC|HSBC Securities, Inc.|2100
OSPN|ONESPAN INC.|IBKR|Interactive Brokers Llc|52010
OSPN|ONESPAN INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
OSPN|ONESPAN INC.|ICBX|INSTINET, LLC|12264
OSPN|ONESPAN INC.|IEQY|CITADEL SECURITIES LLC|12508
OSPN|ONESPAN INC.|INCA|INSTINET, LLC|55620
OSPN|ONESPAN INC.|INJX|INSTINET, LLC|8042
OSPN|ONESPAN INC.|ITGI|ITG Inc.|91420
OSPN|ONESPAN INC.|ITGP|ITG INC.|15600
OSPN|ONESPAN INC.|JEFF|JEFFERIES LLC|133673
OSPN|ONESPAN INC.|JMPT|JUMP TRADING, LLC|5763
OSPN|ONESPAN INC.|JPBX|J.P. MORGAN SECURITIES LLC|800
OSPN|ONESPAN INC.|JPMX|J.P. Morgan Securities LLC|89530
OSPN|ONESPAN INC.|KCGM|VIRTU Americas LLC|13245
OSPN|ONESPAN INC.|LEHM|Barclays Capital Inc./Le|454287
OSPN|ONESPAN INC.|LGNT|COR CLEARING LLC|200
OSPN|ONESPAN INC.|LIME|Lime Brokerage LLC|104790
OSPN|ONESPAN INC.|LMGP|LIME BROKERAGE LLC|1800
OSPN|ONESPAN INC.|LQNA|LIQUIDNET, INC.|14600
OSPN|ONESPAN INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|219
OSPN|ONESPAN INC.|MACC|Mid Atlantic Capital Corporation|592
OSPN|ONESPAN INC.|MACQ|Macquarie Capital (USA) Inc.|4979
OSPN|ONESPAN INC.|MAXM|Maxim Group LLC|2019
OSPN|ONESPAN INC.|MBTS|ALLY INVEST SECURITIES LLC|746
OSPN|ONESPAN INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15800
OSPN|ONESPAN INC.|MSCO|MORGAN STANLEY & CO. LLC|769539
OSPN|ONESPAN INC.|MSPL|MORGAN STANLEY & CO. LLC|16300
OSPN|ONESPAN INC.|MSTX|MORGAN STANLEY & CO. LLC|39100
OSPN|ONESPAN INC.|NFSC|National Financial Services LLC|85710
OSPN|ONESPAN INC.|NITE|VIRTU Americas LLC|114764
OSPN|ONESPAN INC.|NITP|VIRTU Americas LLC|1300
OSPN|ONESPAN INC.|NQRB|Brut, LLC|600
OSPN|ONESPAN INC.|OPCO|Oppenheimer & Co. Inc.|200
OSPN|ONESPAN INC.|PDQM|CODA MARKETS, INC.|10377
OSPN|ONESPAN INC.|PHLY|NASDAQ Execution Services, LLC|1000
OSPN|ONESPAN INC.|PNSR|Penserra Securities, LLC|2402
OSPN|ONESPAN INC.|RAJA|Raymond James & Associates, Inc.|6570
OSPN|ONESPAN INC.|RGLD|Regal Securities, Inc|3
OSPN|ONESPAN INC.|SALI|INTL FCSTONE FINANCIAL INC.|32
OSPN|ONESPAN INC.|SBSH|Citigroup Global Markets Inc.|78222
OSPN|ONESPAN INC.|SGMT|GOLDMAN SACHS & CO. LLC|13442
OSPN|ONESPAN INC.|SPDR|SPEEDROUTE LLC|1500
OSPN|ONESPAN INC.|STFL|Stifel, Nicolaus & Company, Incorporated|450
OSPN|ONESPAN INC.|SWIM|TD Ameritrade, Inc.|7161
OSPN|ONESPAN INC.|TKNG|ALLY INVEST SECURITIES LLC|516
OSPN|ONESPAN INC.|TMBR|Timber Hill LLC|21
OSPN|ONESPAN INC.|TRCM|TRC MARKETS LLC|18533
OSPN|ONESPAN INC.|TWTT|TASTYWORKS, INC.|225
OSPN|ONESPAN INC.|UBSA|UBS SECURITIES LLC|151120
OSPN|ONESPAN INC.|UBSS|UBS Securities LLC|228749
OSPN|ONESPAN INC.|VALX|VIRTU AMERICAS LLC|972
OSPN|ONESPAN INC.|VGRD|Vanguard Marketing Corporation|7345
OSPN|ONESPAN INC.|WCHV|WELLS FARGO SECURITIES, LLC|33176
OSPN|ONESPAN INC.|WEED|Weeden & Co.L.P.|882
OSPN|ONESPAN INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8968
OSPN|ONESPAN INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3752
OSPN|ONESPAN INC.|WSEA|WOLVERINE SECURITIES, LLC|947
OSPN|ONESPAN INC.|XIST|INSTINET, LLC|42430
OSPN|ONESPAN INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5550
OSPN|ONESPAN INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|201
OSPR|OSPREY ENERGY CM A|ALTX|Alternet Securities Inc.|800
OSPR|OSPREY ENERGY CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9500
OSPR|OSPREY ENERGY CM A|BTIG|BTIG, LLC|490315
OSPR|OSPREY ENERGY CM A|CANT|Cantor Fitzgerald & Co.|774572
OSPR|OSPREY ENERGY CM A|CHAS|Charles Schwab & Co., Inc.|200
OSPR|OSPREY ENERGY CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46657
OSPR|OSPREY ENERGY CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46900
OSPR|OSPREY ENERGY CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|11946
OSPR|OSPREY ENERGY CM A|DBAB|Deutsche Bank Securities Inc.|1800
OSPR|OSPREY ENERGY CM A|DBAX|Deutsche Bank Securities Inc.|38400
OSPR|OSPREY ENERGY CM A|EBXL|EBX LLC|19600
OSPR|OSPREY ENERGY CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
OSPR|OSPREY ENERGY CM A|ETRS|E*Trade Securities LLC|200
OSPR|OSPREY ENERGY CM A|FBCO|Credit Suisse Securities (USA) LLC|78433
OSPR|OSPREY ENERGY CM A|FOMA|TD AMERITRADE CLEARING, INC.|50
OSPR|OSPREY ENERGY CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27133
OSPR|OSPREY ENERGY CM A|GLPX|ACS EXECUTION SERVICES, LLC|1200
OSPR|OSPREY ENERGY CM A|GSCO|GOLDMAN SACHS & CO. LLC|186919
OSPR|OSPREY ENERGY CM A|GSLT|GOLDMAN SACHS & CO. LLC|600
OSPR|OSPREY ENERGY CM A|GTSZ|GTS SECURITIES LLC|200
OSPR|OSPREY ENERGY CM A|IBKR|Interactive Brokers Llc|50874
OSPR|OSPREY ENERGY CM A|ICBX|INSTINET, LLC|13300
OSPR|OSPREY ENERGY CM A|INCA|INSTINET, LLC|47558
OSPR|OSPREY ENERGY CM A|INJX|INSTINET, LLC|10000
OSPR|OSPREY ENERGY CM A|ITGI|ITG Inc.|5500
OSPR|OSPREY ENERGY CM A|ITGP|ITG INC.|10600
OSPR|OSPREY ENERGY CM A|JEFF|JEFFERIES LLC|300
OSPR|OSPREY ENERGY CM A|JMPT|JUMP TRADING, LLC|198
OSPR|OSPREY ENERGY CM A|JONE|JonesTrading|25100
OSPR|OSPREY ENERGY CM A|JPMX|J.P. Morgan Securities LLC|32460
OSPR|OSPREY ENERGY CM A|KCGM|VIRTU Americas LLC|24200
OSPR|OSPREY ENERGY CM A|LEHM|Barclays Capital Inc./Le|11700
OSPR|OSPREY ENERGY CM A|LIME|Lime Brokerage LLC|1871
OSPR|OSPREY ENERGY CM A|LSCI|Lek Securities Corporation|110200
OSPR|OSPREY ENERGY CM A|LTCO|Ladenburg, Thalmann & Co., Inc.|25000
OSPR|OSPREY ENERGY CM A|MACQ|Macquarie Capital (USA) Inc.|903628
OSPR|OSPREY ENERGY CM A|MITR|GMP SECURITIES, LLC|65200
OSPR|OSPREY ENERGY CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43800
OSPR|OSPREY ENERGY CM A|MPSG|E D & F Man Capital Markets Inc.|550000
OSPR|OSPREY ENERGY CM A|MSCO|MORGAN STANLEY & CO. LLC|207853
OSPR|OSPREY ENERGY CM A|MSPL|MORGAN STANLEY & CO. LLC|70400
OSPR|OSPREY ENERGY CM A|NFSC|National Financial Services LLC|9000
OSPR|OSPREY ENERGY CM A|NITE|VIRTU Americas LLC|37683
OSPR|OSPREY ENERGY CM A|OPCO|Oppenheimer & Co. Inc.|99800
OSPR|OSPREY ENERGY CM A|PDQM|CODA MARKETS, INC.|1200
OSPR|OSPREY ENERGY CM A|RAJA|Raymond James & Associates, Inc.|100
OSPR|OSPREY ENERGY CM A|SBSH|Citigroup Global Markets Inc.|8500
OSPR|OSPREY ENERGY CM A|SGMT|GOLDMAN SACHS & CO. LLC|48433
OSPR|OSPREY ENERGY CM A|SIBO|Prime Executions, Inc.|4800
OSPR|OSPREY ENERGY CM A|TRBT|Tradebot Systems, Inc.|7956
OSPR|OSPREY ENERGY CM A|TRCM|TRC MARKETS LLC|433
OSPR|OSPREY ENERGY CM A|UBSA|UBS SECURITIES LLC|73903
OSPR|OSPREY ENERGY CM A|UBSS|UBS Securities LLC|43534
OSPR|OSPREY ENERGY CM A|VGRD|Vanguard Marketing Corporation|3000
OSPR|OSPREY ENERGY CM A|WCHV|WELLS FARGO SECURITIES, LLC|1500
OSPR|OSPREY ENERGY CM A|WEDB|WEDBUSH SECURITIES INC.|5843
OSPR|OSPREY ENERGY CM A|WEED|Weeden & Co.L.P.|330159
OSPR|OSPREY ENERGY CM A|WGIF|CIBC World Markets Inc.|1
OSPR|OSPREY ENERGY CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
OSPRU|OSPREY ENERGY ACQ UN|BIMI|Banca IMI Securities Corp.|2500
OSPRU|OSPREY ENERGY ACQ UN|BTIG|BTIG, LLC|81202
OSPRU|OSPREY ENERGY ACQ UN|CANT|Cantor Fitzgerald & Co.|2000
OSPRU|OSPREY ENERGY ACQ UN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
OSPRU|OSPREY ENERGY ACQ UN|DBAX|Deutsche Bank Securities Inc.|1200
OSPRU|OSPREY ENERGY ACQ UN|EBXL|EBX LLC|300
OSPRU|OSPREY ENERGY ACQ UN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1700
OSPRU|OSPREY ENERGY ACQ UN|FBCO|Credit Suisse Securities (USA) LLC|800
OSPRU|OSPREY ENERGY ACQ UN|FOMA|TD AMERITRADE CLEARING, INC.|934
OSPRU|OSPREY ENERGY ACQ UN|GSCO|GOLDMAN SACHS & CO. LLC|2
OSPRU|OSPREY ENERGY ACQ UN|GSCS|GOLDMAN SACHS & CO. LLC|800
OSPRU|OSPREY ENERGY ACQ UN|GSLT|GOLDMAN SACHS & CO. LLC|5900
OSPRU|OSPREY ENERGY ACQ UN|IBKR|Interactive Brokers Llc|16071
OSPRU|OSPREY ENERGY ACQ UN|JEFF|JEFFERIES LLC|200
OSPRU|OSPREY ENERGY ACQ UN|JPMX|J.P. Morgan Securities LLC|400
OSPRU|OSPREY ENERGY ACQ UN|LIME|Lime Brokerage LLC|9894
OSPRU|OSPREY ENERGY ACQ UN|MILE|I-Bankers Securities, Inc.|1000
OSPRU|OSPREY ENERGY ACQ UN|MITR|GMP SECURITIES, LLC|10700
OSPRU|OSPREY ENERGY ACQ UN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
OSPRU|OSPREY ENERGY ACQ UN|MSCO|MORGAN STANLEY & CO. LLC|57506
OSPRU|OSPREY ENERGY ACQ UN|MSPL|MORGAN STANLEY & CO. LLC|200
OSPRU|OSPREY ENERGY ACQ UN|NFSC|National Financial Services LLC|2
OSPRU|OSPREY ENERGY ACQ UN|NITE|VIRTU Americas LLC|16715
OSPRU|OSPREY ENERGY ACQ UN|SGMT|GOLDMAN SACHS & CO. LLC|700
OSPRU|OSPREY ENERGY ACQ UN|SWIM|TD Ameritrade, Inc.|1400
OSPRU|OSPREY ENERGY ACQ UN|TRCM|TRC MARKETS LLC|396
OSPRU|OSPREY ENERGY ACQ UN|UBSA|UBS SECURITIES LLC|10413
OSPRU|OSPREY ENERGY ACQ UN|UBSS|UBS Securities LLC|300
OSPRW|OSPREY ENERGY ACQ WT|BTIG|BTIG, LLC|213500
OSPRW|OSPREY ENERGY ACQ WT|CANT|Cantor Fitzgerald & Co.|3750
OSPRW|OSPREY ENERGY ACQ WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
OSPRW|OSPREY ENERGY ACQ WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54235
OSPRW|OSPREY ENERGY ACQ WT|CXCX|CITIGROUP GLOBAL MARKETS INC.|3878
OSPRW|OSPREY ENERGY ACQ WT|DBAX|Deutsche Bank Securities Inc.|5700
OSPRW|OSPREY ENERGY ACQ WT|EBXL|EBX LLC|3100
OSPRW|OSPREY ENERGY ACQ WT|ETRS|E*Trade Securities LLC|5700
OSPRW|OSPREY ENERGY ACQ WT|FBCO|Credit Suisse Securities (USA) LLC|37200
OSPRW|OSPREY ENERGY ACQ WT|FOMA|TD AMERITRADE CLEARING, INC.|3900
OSPRW|OSPREY ENERGY ACQ WT|GLPX|ACS EXECUTION SERVICES, LLC|100
OSPRW|OSPREY ENERGY ACQ WT|GSCO|GOLDMAN SACHS & CO. LLC|71343
OSPRW|OSPREY ENERGY ACQ WT|GSCS|GOLDMAN SACHS & CO. LLC|300
OSPRW|OSPREY ENERGY ACQ WT|IBKR|Interactive Brokers Llc|59945
OSPRW|OSPREY ENERGY ACQ WT|ICBX|INSTINET, LLC|2203
OSPRW|OSPREY ENERGY ACQ WT|INCA|INSTINET, LLC|19050
OSPRW|OSPREY ENERGY ACQ WT|JEFF|JEFFERIES LLC|1200
OSPRW|OSPREY ENERGY ACQ WT|JONE|JonesTrading|286
OSPRW|OSPREY ENERGY ACQ WT|LEHM|Barclays Capital Inc./Le|4000
OSPRW|OSPREY ENERGY ACQ WT|LIME|Lime Brokerage LLC|395
OSPRW|OSPREY ENERGY ACQ WT|MACQ|Macquarie Capital (USA) Inc.|1385500
OSPRW|OSPREY ENERGY ACQ WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4390
OSPRW|OSPREY ENERGY ACQ WT|MPSG|E D & F Man Capital Markets Inc.|325000
OSPRW|OSPREY ENERGY ACQ WT|MSCO|MORGAN STANLEY & CO. LLC|24090
OSPRW|OSPREY ENERGY ACQ WT|NFSC|National Financial Services LLC|900
OSPRW|OSPREY ENERGY ACQ WT|NITE|VIRTU Americas LLC|15555
OSPRW|OSPREY ENERGY ACQ WT|PDQM|CODA MARKETS, INC.|200
OSPRW|OSPREY ENERGY ACQ WT|SBSH|Citigroup Global Markets Inc.|7500
OSPRW|OSPREY ENERGY ACQ WT|SGMT|GOLDMAN SACHS & CO. LLC|3779
OSPRW|OSPREY ENERGY ACQ WT|UBSA|UBS SECURITIES LLC|7827
OSPRW|OSPREY ENERGY ACQ WT|VGRD|Vanguard Marketing Corporation|2700
OSS|ONE STOP SYSTEMS CM|APCC|Apex Clearing Corporation|1000
OSS|ONE STOP SYSTEMS CM|BATM|CBOE TRADING, INC.|135
OSS|ONE STOP SYSTEMS CM|BAYT|BTIG, LLC|300
OSS|ONE STOP SYSTEMS CM|BTIG|BTIG, LLC|150
OSS|ONE STOP SYSTEMS CM|CIST|Capital Institutional Services, Inc.|1346
OSS|ONE STOP SYSTEMS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
OSS|ONE STOP SYSTEMS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2600
OSS|ONE STOP SYSTEMS CM|DBAB|Deutsche Bank Securities Inc.|1726
OSS|ONE STOP SYSTEMS CM|DBAX|Deutsche Bank Securities Inc.|2200
OSS|ONE STOP SYSTEMS CM|DEGS|RONIN PROFESSIONAL LLC|3354
OSS|ONE STOP SYSTEMS CM|EBXL|EBX LLC|400
OSS|ONE STOP SYSTEMS CM|ETRS|E*Trade Securities LLC|9963
OSS|ONE STOP SYSTEMS CM|FBCO|Credit Suisse Securities (USA) LLC|3392
OSS|ONE STOP SYSTEMS CM|FOMA|TD AMERITRADE CLEARING, INC.|34781
OSS|ONE STOP SYSTEMS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4820
OSS|ONE STOP SYSTEMS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|222
OSS|ONE STOP SYSTEMS CM|GSCO|GOLDMAN SACHS & CO. LLC|1073
OSS|ONE STOP SYSTEMS CM|GSCS|GOLDMAN SACHS & CO. LLC|39
OSS|ONE STOP SYSTEMS CM|GTSZ|GTS SECURITIES LLC|1347
OSS|ONE STOP SYSTEMS CM|HRBF|American Enterprise Investment Services Inc.|38
OSS|ONE STOP SYSTEMS CM|IATS|INTERACTIVE BROKERS LLC|250
OSS|ONE STOP SYSTEMS CM|IBKR|Interactive Brokers Llc|10911
OSS|ONE STOP SYSTEMS CM|ICBX|INSTINET, LLC|100
OSS|ONE STOP SYSTEMS CM|INCA|INSTINET, LLC|1046
OSS|ONE STOP SYSTEMS CM|ITGP|ITG INC.|1200
OSS|ONE STOP SYSTEMS CM|KCGM|VIRTU Americas LLC|1350
OSS|ONE STOP SYSTEMS CM|LEHM|Barclays Capital Inc./Le|934
OSS|ONE STOP SYSTEMS CM|LIME|Lime Brokerage LLC|8289
OSS|ONE STOP SYSTEMS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
OSS|ONE STOP SYSTEMS CM|MOTF|MOTIF INVESTING, INC.|8
OSS|ONE STOP SYSTEMS CM|MSCO|MORGAN STANLEY & CO. LLC|4062
OSS|ONE STOP SYSTEMS CM|MSPL|MORGAN STANLEY & CO. LLC|600
OSS|ONE STOP SYSTEMS CM|NFSC|National Financial Services LLC|13009
OSS|ONE STOP SYSTEMS CM|NITE|VIRTU Americas LLC|26165
OSS|ONE STOP SYSTEMS CM|NORT|Northland Securities, Inc.|745
OSS|ONE STOP SYSTEMS CM|ROTH|Roth Capital Partners, LLC|800
OSS|ONE STOP SYSTEMS CM|SBSH|Citigroup Global Markets Inc.|100
OSS|ONE STOP SYSTEMS CM|SGMT|GOLDMAN SACHS & CO. LLC|3839
OSS|ONE STOP SYSTEMS CM|SPDR|SPEEDROUTE LLC|100
OSS|ONE STOP SYSTEMS CM|SWIM|TD Ameritrade, Inc.|11681
OSS|ONE STOP SYSTEMS CM|TKNG|ALLY INVEST SECURITIES LLC|1218
OSS|ONE STOP SYSTEMS CM|TRCM|TRC MARKETS LLC|1273
OSS|ONE STOP SYSTEMS CM|UBSA|UBS SECURITIES LLC|849
OSS|ONE STOP SYSTEMS CM|UBSS|UBS Securities LLC|4967
OSS|ONE STOP SYSTEMS CM|WCHV|WELLS FARGO SECURITIES, LLC|1300
OSTK|OVERSTOCK.COM, INC.|AGIS|Aegis Capital Corp.|1276
OSTK|OVERSTOCK.COM, INC.|ALTX|Alternet Securities Inc.|12186
OSTK|OVERSTOCK.COM, INC.|APCC|Apex Clearing Corporation|22109
OSTK|OVERSTOCK.COM, INC.|ATPA|COWEN PRIME SERVICES LLC|200
OSTK|OVERSTOCK.COM, INC.|BARD|Robert W. Baird & Co. Incorporated|2000
OSTK|OVERSTOCK.COM, INC.|BATM|CBOE TRADING, INC.|10694
OSTK|OVERSTOCK.COM, INC.|BAYT|BTIG, LLC|2404
OSTK|OVERSTOCK.COM, INC.|BBNT|BB&T SECURITIES, LLC|570
OSTK|OVERSTOCK.COM, INC.|BERN|Sanford C. Bernstein & Co., LLC|2459
OSTK|OVERSTOCK.COM, INC.|BIMI|Banca IMI Securities Corp.|18581
OSTK|OVERSTOCK.COM, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19705
OSTK|OVERSTOCK.COM, INC.|BMOC|BMO Capital Markets Corp.|2977
OSTK|OVERSTOCK.COM, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|56471
OSTK|OVERSTOCK.COM, INC.|BRGE|Newbridge Securities Corp.|1435
OSTK|OVERSTOCK.COM, INC.|BTIG|BTIG, LLC|3767
OSTK|OVERSTOCK.COM, INC.|BYXM|CBOE TRADING, INC.|914
OSTK|OVERSTOCK.COM, INC.|CANT|Cantor Fitzgerald & Co.|448
OSTK|OVERSTOCK.COM, INC.|CHAS|Charles Schwab & Co., Inc.|17132
OSTK|OVERSTOCK.COM, INC.|CHBC|PENSERRA SECURITIES, LLC|9000
OSTK|OVERSTOCK.COM, INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|400
OSTK|OVERSTOCK.COM, INC.|CIST|Capital Institutional Services, Inc.|1087
OSTK|OVERSTOCK.COM, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68385
OSTK|OVERSTOCK.COM, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7400
OSTK|OVERSTOCK.COM, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|60523
OSTK|OVERSTOCK.COM, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|328758
OSTK|OVERSTOCK.COM, INC.|CTDL|Citadel Derivatives Group Llc|18113
OSTK|OVERSTOCK.COM, INC.|CTLR|CUTLER GROUP, LP|26205
OSTK|OVERSTOCK.COM, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|27704
OSTK|OVERSTOCK.COM, INC.|DADA|D.A. Davidson & Co.|17957
OSTK|OVERSTOCK.COM, INC.|DAVA|Davenport & Company LLC|220
OSTK|OVERSTOCK.COM, INC.|DBAB|Deutsche Bank Securities Inc.|299013
OSTK|OVERSTOCK.COM, INC.|DBAX|Deutsche Bank Securities Inc.|174300
OSTK|OVERSTOCK.COM, INC.|DBUL|Deutsche Bank Securities Inc.|6521
OSTK|OVERSTOCK.COM, INC.|DEAN|MORGAN STANLEY|61384
OSTK|OVERSTOCK.COM, INC.|DEGS|RONIN PROFESSIONAL LLC|66432
OSTK|OVERSTOCK.COM, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6206
OSTK|OVERSTOCK.COM, INC.|DRWC|DRW SECURITIES, L.L.C.|817
OSTK|OVERSTOCK.COM, INC.|EBXL|EBX LLC|140300
OSTK|OVERSTOCK.COM, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2860
OSTK|OVERSTOCK.COM, INC.|EDJO|Edward D. Jones & Co., L.P.|4266
OSTK|OVERSTOCK.COM, INC.|EGAM|CBOE TRADING, INC.|34527
OSTK|OVERSTOCK.COM, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1530
OSTK|OVERSTOCK.COM, INC.|EGXM|CBOE TRADING, INC.|11081
OSTK|OVERSTOCK.COM, INC.|EGXW|CBOE TRADING, INC.|100
OSTK|OVERSTOCK.COM, INC.|EROP|Eroom Securities L.L.C.|500
OSTK|OVERSTOCK.COM, INC.|ETBE|Electronic Transaction Clearing, Inc.|19984
OSTK|OVERSTOCK.COM, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4300
OSTK|OVERSTOCK.COM, INC.|ETCC|Electronic Transaction Clearing, Inc.|583
OSTK|OVERSTOCK.COM, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4464
OSTK|OVERSTOCK.COM, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|89665
OSTK|OVERSTOCK.COM, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2800
OSTK|OVERSTOCK.COM, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|100
OSTK|OVERSTOCK.COM, INC.|ETRS|E*Trade Securities LLC|1066179
OSTK|OVERSTOCK.COM, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|135
OSTK|OVERSTOCK.COM, INC.|FBCO|Credit Suisse Securities (USA) LLC|636525
OSTK|OVERSTOCK.COM, INC.|FBSB|U.S. Bancorp Investments, Inc.|339
OSTK|OVERSTOCK.COM, INC.|FFSI|Firstrade Securities Inc.|200
OSTK|OVERSTOCK.COM, INC.|FILL|Tradestation Securities, Inc.|31399
OSTK|OVERSTOCK.COM, INC.|FMAF|NBCN Inc./ CDS|17043
OSTK|OVERSTOCK.COM, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1951358
OSTK|OVERSTOCK.COM, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|110
OSTK|OVERSTOCK.COM, INC.|FQLS|Quantlab Securities LP|825082
OSTK|OVERSTOCK.COM, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43422
OSTK|OVERSTOCK.COM, INC.|FTBR|Foliofn Investments, Inc.|8303
OSTK|OVERSTOCK.COM, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|134108
OSTK|OVERSTOCK.COM, INC.|GLIS|TD Securities Inc|1982
OSTK|OVERSTOCK.COM, INC.|GLPX|ACS EXECUTION SERVICES, LLC|69824
OSTK|OVERSTOCK.COM, INC.|GSCO|GOLDMAN SACHS & CO. LLC|671564
OSTK|OVERSTOCK.COM, INC.|GSCS|GOLDMAN SACHS & CO. LLC|61264
OSTK|OVERSTOCK.COM, INC.|GSLT|GOLDMAN SACHS & CO. LLC|21328
OSTK|OVERSTOCK.COM, INC.|GTSZ|GTS SECURITIES LLC|36260
OSTK|OVERSTOCK.COM, INC.|HAPX|HAP Trading, LLC|590
OSTK|OVERSTOCK.COM, INC.|HASF|Haywood Securities Inc./CDS|1400
OSTK|OVERSTOCK.COM, INC.|HRBF|American Enterprise Investment Services Inc.|12305
OSTK|OVERSTOCK.COM, INC.|HSBC|HSBC Securities, Inc.|3998
OSTK|OVERSTOCK.COM, INC.|IATS|INTERACTIVE BROKERS LLC|252898
OSTK|OVERSTOCK.COM, INC.|IBKR|Interactive Brokers Llc|950354
OSTK|OVERSTOCK.COM, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
OSTK|OVERSTOCK.COM, INC.|ICBX|INSTINET, LLC|44212
OSTK|OVERSTOCK.COM, INC.|IEQY|CITADEL SECURITIES LLC|142117
OSTK|OVERSTOCK.COM, INC.|IMPC|Imperial Capital, LLC|900
OSTK|OVERSTOCK.COM, INC.|INCA|INSTINET, LLC|868695
OSTK|OVERSTOCK.COM, INC.|INJX|INSTINET, LLC|86981
OSTK|OVERSTOCK.COM, INC.|ITGI|ITG Inc.|22943
OSTK|OVERSTOCK.COM, INC.|ITGP|ITG INC.|66600
OSTK|OVERSTOCK.COM, INC.|JANY|Janney Montgomery Scott Inc.|4731
OSTK|OVERSTOCK.COM, INC.|JEFF|JEFFERIES LLC|70147
OSTK|OVERSTOCK.COM, INC.|JMPT|JUMP TRADING, LLC|61324
OSTK|OVERSTOCK.COM, INC.|JPBX|J.P. MORGAN SECURITIES LLC|161481
OSTK|OVERSTOCK.COM, INC.|JPMX|J.P. Morgan Securities LLC|393668
OSTK|OVERSTOCK.COM, INC.|JRCO|Johnson Rice & Company L.L.C.|1500
OSTK|OVERSTOCK.COM, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|3271
OSTK|OVERSTOCK.COM, INC.|JSJX|JANE STREET CAPITAL LLC|22382
OSTK|OVERSTOCK.COM, INC.|JUTA|JUMP TRADING, LLC|1300
OSTK|OVERSTOCK.COM, INC.|KCGM|VIRTU Americas LLC|54327
OSTK|OVERSTOCK.COM, INC.|LEER|LEERINK PARTNERS LLC|920
OSTK|OVERSTOCK.COM, INC.|LEHM|Barclays Capital Inc./Le|1021359
OSTK|OVERSTOCK.COM, INC.|LGNT|COR CLEARING LLC|66
OSTK|OVERSTOCK.COM, INC.|LIME|Lime Brokerage LLC|284391
OSTK|OVERSTOCK.COM, INC.|LSCI|Lek Securities Corporation|869
OSTK|OVERSTOCK.COM, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|513
OSTK|OVERSTOCK.COM, INC.|MAXM|Maxim Group LLC|3298
OSTK|OVERSTOCK.COM, INC.|MCMF|Raymond James Ltd. Cds|75
OSTK|OVERSTOCK.COM, INC.|MKMP|MKM Partners LLC|5000
OSTK|OVERSTOCK.COM, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200430
OSTK|OVERSTOCK.COM, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
OSTK|OVERSTOCK.COM, INC.|MSCO|MORGAN STANLEY & CO. LLC|2954980
OSTK|OVERSTOCK.COM, INC.|MSPL|MORGAN STANLEY & CO. LLC|289900
OSTK|OVERSTOCK.COM, INC.|MSTX|MORGAN STANLEY & CO. LLC|141400
OSTK|OVERSTOCK.COM, INC.|NATL|National Securities Corporation|20323
OSTK|OVERSTOCK.COM, INC.|NFSC|National Financial Services LLC|1105980
OSTK|OVERSTOCK.COM, INC.|NITE|VIRTU Americas LLC|2448379
OSTK|OVERSTOCK.COM, INC.|NITP|VIRTU Americas LLC|2291
OSTK|OVERSTOCK.COM, INC.|NQRB|Brut, LLC|12503
OSTK|OVERSTOCK.COM, INC.|NTFN|Network 1 Financial Securities Inc.|1800
OSTK|OVERSTOCK.COM, INC.|NTRC|Northern Trust Securities, Inc.|54
OSTK|OVERSTOCK.COM, INC.|OHOS|TWO SIGMA SECURITIES, LLC|425
OSTK|OVERSTOCK.COM, INC.|OPCO|Oppenheimer & Co. Inc.|17899
OSTK|OVERSTOCK.COM, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2340
OSTK|OVERSTOCK.COM, INC.|PCFF|Pacific International Securities Inc./CDS|1000
OSTK|OVERSTOCK.COM, INC.|PCPT|PHILLIP CAPITAL INC.|250
OSTK|OVERSTOCK.COM, INC.|PDQM|CODA MARKETS, INC.|115667
OSTK|OVERSTOCK.COM, INC.|PHLY|NASDAQ Execution Services, LLC|55200
OSTK|OVERSTOCK.COM, INC.|PINT|PRECISION SECURITIES, LLC|100
OSTK|OVERSTOCK.COM, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|2300
OSTK|OVERSTOCK.COM, INC.|PWJC|UBS Financial Services, Inc.|8033
OSTK|OVERSTOCK.COM, INC.|RAJA|Raymond James & Associates, Inc.|54037
OSTK|OVERSTOCK.COM, INC.|RBCM|RBC CAPITAL MARKETS, LLC|41456
OSTK|OVERSTOCK.COM, INC.|RGLD|Regal Securities, Inc|314
OSTK|OVERSTOCK.COM, INC.|SAGL|SAGETRADER, LLC|5055
OSTK|OVERSTOCK.COM, INC.|SALI|INTL FCSTONE FINANCIAL INC.|61802
OSTK|OVERSTOCK.COM, INC.|SBSH|Citigroup Global Markets Inc.|203589
OSTK|OVERSTOCK.COM, INC.|SGMT|GOLDMAN SACHS & CO. LLC|145719
OSTK|OVERSTOCK.COM, INC.|SPDR|SPEEDROUTE LLC|14661
OSTK|OVERSTOCK.COM, INC.|SPHN|Stephens Inc.|200
OSTK|OVERSTOCK.COM, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|9289
OSTK|OVERSTOCK.COM, INC.|STKP|STOCKPILE INVESTMENTS, INC.|404
OSTK|OVERSTOCK.COM, INC.|SWIM|TD Ameritrade, Inc.|808172
OSTK|OVERSTOCK.COM, INC.|SWST|Hilltop Securities Inc.|2096
OSTK|OVERSTOCK.COM, INC.|TKNG|ALLY INVEST SECURITIES LLC|46985
OSTK|OVERSTOCK.COM, INC.|TRBT|Tradebot Systems, Inc.|117255
OSTK|OVERSTOCK.COM, INC.|TRCM|TRC MARKETS LLC|297175
OSTK|OVERSTOCK.COM, INC.|TWTT|TASTYWORKS, INC.|1750
OSTK|OVERSTOCK.COM, INC.|UBSA|UBS SECURITIES LLC|655929
OSTK|OVERSTOCK.COM, INC.|UBSS|UBS Securities LLC|1032452
OSTK|OVERSTOCK.COM, INC.|VALX|VIRTU AMERICAS LLC|13997
OSTK|OVERSTOCK.COM, INC.|VGRD|Vanguard Marketing Corporation|75216
OSTK|OVERSTOCK.COM, INC.|VSIN|Vision Financial Markets Llc|468
OSTK|OVERSTOCK.COM, INC.|WCHV|WELLS FARGO SECURITIES, LLC|281724
OSTK|OVERSTOCK.COM, INC.|WEDB|WEDBUSH SECURITIES INC.|22542
OSTK|OVERSTOCK.COM, INC.|WEED|Weeden & Co.L.P.|700
OSTK|OVERSTOCK.COM, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|79649
OSTK|OVERSTOCK.COM, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|143352
OSTK|OVERSTOCK.COM, INC.|WGIF|CIBC World Markets Inc.|14983
OSTK|OVERSTOCK.COM, INC.|WORD|Worden Capital Management LLC|6067
OSTK|OVERSTOCK.COM, INC.|WSEA|WOLVERINE SECURITIES, LLC|90778
OSTK|OVERSTOCK.COM, INC.|XIST|INSTINET, LLC|147040
OSTK|OVERSTOCK.COM, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|106246
OSTK|OVERSTOCK.COM, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1650
OSTK|OVERSTOCK.COM, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10679
OSUR|ORASURE TECH INC  ##|ALTX|Alternet Securities Inc.|2870
OSUR|ORASURE TECH INC  ##|ANOS|ABEL/NOSER, L.L.C.|983
OSUR|ORASURE TECH INC  ##|APCC|Apex Clearing Corporation|29
OSUR|ORASURE TECH INC  ##|AURC|Aurora Capital LLC|1640
OSUR|ORASURE TECH INC  ##|BARD|Robert W. Baird & Co. Incorporated|153002
OSUR|ORASURE TECH INC  ##|BATM|CBOE TRADING, INC.|300
OSUR|ORASURE TECH INC  ##|BERN|Sanford C. Bernstein & Co., LLC|56048
OSUR|ORASURE TECH INC  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4854
OSUR|ORASURE TECH INC  ##|BLKX|INSTINET, LLC|11140
OSUR|ORASURE TECH INC  ##|BMOC|BMO Capital Markets Corp.|9305
OSUR|ORASURE TECH INC  ##|BNPX|BNP PARIBAS SECURITIES CORP.|10683
OSUR|ORASURE TECH INC  ##|BRVL|BLAYLOCK VAN, LLC|300
OSUR|ORASURE TECH INC  ##|BTIG|BTIG, LLC|46477
OSUR|ORASURE TECH INC  ##|BYXM|CBOE TRADING, INC.|993
OSUR|ORASURE TECH INC  ##|BZYD|GOLDMAN SACHS & CO. LLC|1309
OSUR|ORASURE TECH INC  ##|CANT|Cantor Fitzgerald & Co.|698
OSUR|ORASURE TECH INC  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62674
OSUR|ORASURE TECH INC  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
OSUR|ORASURE TECH INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|168849
OSUR|ORASURE TECH INC  ##|CTDL|Citadel Derivatives Group Llc|6829
OSUR|ORASURE TECH INC  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|20570
OSUR|ORASURE TECH INC  ##|DBAB|Deutsche Bank Securities Inc.|342661
OSUR|ORASURE TECH INC  ##|DBAX|Deutsche Bank Securities Inc.|138600
OSUR|ORASURE TECH INC  ##|DEAN|MORGAN STANLEY|14020
OSUR|ORASURE TECH INC  ##|DEGS|RONIN PROFESSIONAL LLC|1486
OSUR|ORASURE TECH INC  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
OSUR|ORASURE TECH INC  ##|EBXL|EBX LLC|102400
OSUR|ORASURE TECH INC  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|22652
OSUR|ORASURE TECH INC  ##|EDJO|Edward D. Jones & Co., L.P.|670
OSUR|ORASURE TECH INC  ##|EGAM|CBOE TRADING, INC.|8247
OSUR|ORASURE TECH INC  ##|EGAW|CBOE TRADING, INC.|111
OSUR|ORASURE TECH INC  ##|EGMT|EG MARKET TECHNOLOGIES LLC|410
OSUR|ORASURE TECH INC  ##|EGXM|CBOE TRADING, INC.|6079
OSUR|ORASURE TECH INC  ##|EGXW|CBOE TRADING, INC.|93
OSUR|ORASURE TECH INC  ##|ETBE|Electronic Transaction Clearing, Inc.|4134
OSUR|ORASURE TECH INC  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10936
OSUR|ORASURE TECH INC  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7011
OSUR|ORASURE TECH INC  ##|ETRS|E*Trade Securities LLC|5526
OSUR|ORASURE TECH INC  ##|FBCO|Credit Suisse Securities (USA) LLC|328188
OSUR|ORASURE TECH INC  ##|FILL|Tradestation Securities, Inc.|426
OSUR|ORASURE TECH INC  ##|FINX|FINTECH SECURITIES|439
OSUR|ORASURE TECH INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|62874
OSUR|ORASURE TECH INC  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2627
OSUR|ORASURE TECH INC  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85865
OSUR|ORASURE TECH INC  ##|FTBR|Foliofn Investments, Inc.|26138
OSUR|ORASURE TECH INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|18452
OSUR|ORASURE TECH INC  ##|GLPX|ACS EXECUTION SERVICES, LLC|1703
OSUR|ORASURE TECH INC  ##|GSCO|GOLDMAN SACHS & CO. LLC|571555
OSUR|ORASURE TECH INC  ##|GSCS|GOLDMAN SACHS & CO. LLC|21715
OSUR|ORASURE TECH INC  ##|GSLT|GOLDMAN SACHS & CO. LLC|402
OSUR|ORASURE TECH INC  ##|GTSZ|GTS SECURITIES LLC|5541
OSUR|ORASURE TECH INC  ##|HRBF|American Enterprise Investment Services Inc.|1614
OSUR|ORASURE TECH INC  ##|IATS|INTERACTIVE BROKERS LLC|1403
OSUR|ORASURE TECH INC  ##|IBKR|Interactive Brokers Llc|38519
OSUR|ORASURE TECH INC  ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
OSUR|ORASURE TECH INC  ##|ICBX|INSTINET, LLC|14100
OSUR|ORASURE TECH INC  ##|IEQY|CITADEL SECURITIES LLC|53938
OSUR|ORASURE TECH INC  ##|INCA|INSTINET, LLC|229165
OSUR|ORASURE TECH INC  ##|INJX|INSTINET, LLC|302674
OSUR|ORASURE TECH INC  ##|ITGI|ITG Inc.|98496
OSUR|ORASURE TECH INC  ##|ITGP|ITG INC.|105400
OSUR|ORASURE TECH INC  ##|JANY|Janney Montgomery Scott Inc.|1300
OSUR|ORASURE TECH INC  ##|JEFF|JEFFERIES LLC|85655
OSUR|ORASURE TECH INC  ##|JMPT|JUMP TRADING, LLC|44725
OSUR|ORASURE TECH INC  ##|JPBX|J.P. MORGAN SECURITIES LLC|11982
OSUR|ORASURE TECH INC  ##|JPMX|J.P. Morgan Securities LLC|183788
OSUR|ORASURE TECH INC  ##|JSJX|JANE STREET CAPITAL LLC|2592
OSUR|ORASURE TECH INC  ##|KCGM|VIRTU Americas LLC|37501
OSUR|ORASURE TECH INC  ##|LEHM|Barclays Capital Inc./Le|493480
OSUR|ORASURE TECH INC  ##|LIME|Lime Brokerage LLC|109473
OSUR|ORASURE TECH INC  ##|LOOP|Loop Capital Markets LLC|329
OSUR|ORASURE TECH INC  ##|MAVB|Great Point Capital LLC|200
OSUR|ORASURE TECH INC  ##|MAXM|Maxim Group LLC|6136
OSUR|ORASURE TECH INC  ##|MCMF|Raymond James Ltd. Cds|100
OSUR|ORASURE TECH INC  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59978
OSUR|ORASURE TECH INC  ##|MOTF|MOTIF INVESTING, INC.|2
OSUR|ORASURE TECH INC  ##|MSCO|MORGAN STANLEY & CO. LLC|1235088
OSUR|ORASURE TECH INC  ##|MSPL|MORGAN STANLEY & CO. LLC|279300
OSUR|ORASURE TECH INC  ##|MSTX|MORGAN STANLEY & CO. LLC|127900
OSUR|ORASURE TECH INC  ##|NFSC|National Financial Services LLC|63775
OSUR|ORASURE TECH INC  ##|NITE|VIRTU Americas LLC|206405
OSUR|ORASURE TECH INC  ##|NITP|VIRTU Americas LLC|800
OSUR|ORASURE TECH INC  ##|NQRB|Brut, LLC|12441
OSUR|ORASURE TECH INC  ##|OHOS|TWO SIGMA SECURITIES, LLC|18399
OSUR|ORASURE TECH INC  ##|OPCO|Oppenheimer & Co. Inc.|1077
OSUR|ORASURE TECH INC  ##|PDQM|CODA MARKETS, INC.|4681
OSUR|ORASURE TECH INC  ##|PIPR|Piper Jaffray & Co.|200
OSUR|ORASURE TECH INC  ##|PWJC|UBS Financial Services, Inc.|1800
OSUR|ORASURE TECH INC  ##|RAJA|Raymond James & Associates, Inc.|11000
OSUR|ORASURE TECH INC  ##|RBCM|RBC CAPITAL MARKETS, LLC|2772
OSUR|ORASURE TECH INC  ##|RGLD|Regal Securities, Inc|100
OSUR|ORASURE TECH INC  ##|SAGL|SAGETRADER, LLC|3300
OSUR|ORASURE TECH INC  ##|SAGW|SAGETRADER, LLC|8175
OSUR|ORASURE TECH INC  ##|SBSH|Citigroup Global Markets Inc.|118849
OSUR|ORASURE TECH INC  ##|SGMT|GOLDMAN SACHS & CO. LLC|63569
OSUR|ORASURE TECH INC  ##|SPDR|SPEEDROUTE LLC|800
OSUR|ORASURE TECH INC  ##|SPHN|Stephens Inc.|252076
OSUR|ORASURE TECH INC  ##|STFL|Stifel, Nicolaus & Company, Incorporated|300
OSUR|ORASURE TECH INC  ##|SWIM|TD Ameritrade, Inc.|5902
OSUR|ORASURE TECH INC  ##|SWST|Hilltop Securities Inc.|642
OSUR|ORASURE TECH INC  ##|TKNG|ALLY INVEST SECURITIES LLC|1000
OSUR|ORASURE TECH INC  ##|TRBT|Tradebot Systems, Inc.|134952
OSUR|ORASURE TECH INC  ##|TRCM|TRC MARKETS LLC|70257
OSUR|ORASURE TECH INC  ##|UBSA|UBS SECURITIES LLC|251292
OSUR|ORASURE TECH INC  ##|UBSS|UBS Securities LLC|591497
OSUR|ORASURE TECH INC  ##|VALX|VIRTU AMERICAS LLC|4224
OSUR|ORASURE TECH INC  ##|VGRD|Vanguard Marketing Corporation|8021
OSUR|ORASURE TECH INC  ##|VNDM|Wall Street Access|15510
OSUR|ORASURE TECH INC  ##|WBLR|WILLIAM BLAIR|310
OSUR|ORASURE TECH INC  ##|WCHV|WELLS FARGO SECURITIES, LLC|46637
OSUR|ORASURE TECH INC  ##|WEED|Weeden & Co.L.P.|14070
OSUR|ORASURE TECH INC  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
OSUR|ORASURE TECH INC  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1783
OSUR|ORASURE TECH INC  ##|WGIF|CIBC World Markets Inc.|15
OSUR|ORASURE TECH INC  ##|WSEA|WOLVERINE SECURITIES, LLC|1581
OSUR|ORASURE TECH INC  ##|XIST|INSTINET, LLC|57776
OSUR|ORASURE TECH INC  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|9050
OSUR|ORASURE TECH INC  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|132
OTEL|OTELCO CL A CMN|APCC|Apex Clearing Corporation|255
OTEL|OTELCO CL A CMN|BARD|Robert W. Baird & Co. Incorporated|5
OTEL|OTELCO CL A CMN|BATM|CBOE TRADING, INC.|13
OTEL|OTELCO CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|128
OTEL|OTELCO CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|111
OTEL|OTELCO CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1285
OTEL|OTELCO CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1540
OTEL|OTELCO CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|404
OTEL|OTELCO CL A CMN|DBAB|Deutsche Bank Securities Inc.|200
OTEL|OTELCO CL A CMN|DEGS|RONIN PROFESSIONAL LLC|1242
OTEL|OTELCO CL A CMN|EBXL|EBX LLC|100
OTEL|OTELCO CL A CMN|ETRS|E*Trade Securities LLC|25
OTEL|OTELCO CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|5467
OTEL|OTELCO CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|8592
OTEL|OTELCO CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|534
OTEL|OTELCO CL A CMN|FTBR|Foliofn Investments, Inc.|253
OTEL|OTELCO CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|150
OTEL|OTELCO CL A CMN|GLIS|TD Securities Inc|20
OTEL|OTELCO CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|5104
OTEL|OTELCO CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|20071
OTEL|OTELCO CL A CMN|GTSZ|GTS SECURITIES LLC|416
OTEL|OTELCO CL A CMN|IATS|INTERACTIVE BROKERS LLC|800
OTEL|OTELCO CL A CMN|IBKR|Interactive Brokers Llc|26831
OTEL|OTELCO CL A CMN|ICBX|INSTINET, LLC|400
OTEL|OTELCO CL A CMN|INCA|INSTINET, LLC|1567
OTEL|OTELCO CL A CMN|ITGI|ITG Inc.|15923
OTEL|OTELCO CL A CMN|ITGP|ITG INC.|4200
OTEL|OTELCO CL A CMN|JPMX|J.P. Morgan Securities LLC|1200
OTEL|OTELCO CL A CMN|KCGM|VIRTU Americas LLC|8
OTEL|OTELCO CL A CMN|LEHM|Barclays Capital Inc./Le|276
OTEL|OTELCO CL A CMN|LIME|Lime Brokerage LLC|9709
OTEL|OTELCO CL A CMN|LMGP|LIME BROKERAGE LLC|300
OTEL|OTELCO CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
OTEL|OTELCO CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|8269
OTEL|OTELCO CL A CMN|NFSC|National Financial Services LLC|780
OTEL|OTELCO CL A CMN|NITE|VIRTU Americas LLC|7950
OTEL|OTELCO CL A CMN|RAJA|Raymond James & Associates, Inc.|705
OTEL|OTELCO CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|11
OTEL|OTELCO CL A CMN|RILY|B. RILEY FBR, INC.|2000
OTEL|OTELCO CL A CMN|SBSH|Citigroup Global Markets Inc.|200
OTEL|OTELCO CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|300
OTEL|OTELCO CL A CMN|SPDR|SPEEDROUTE LLC|2027
OTEL|OTELCO CL A CMN|SPTD|MINT GLOBAL MARKETS, INC.|1056
OTEL|OTELCO CL A CMN|SWIM|TD Ameritrade, Inc.|780
OTEL|OTELCO CL A CMN|SWST|Hilltop Securities Inc.|200
OTEL|OTELCO CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|240
OTEL|OTELCO CL A CMN|TRBT|Tradebot Systems, Inc.|565
OTEL|OTELCO CL A CMN|TRCM|TRC MARKETS LLC|1136
OTEL|OTELCO CL A CMN|UBSA|UBS SECURITIES LLC|1426
OTEL|OTELCO CL A CMN|UBSS|UBS Securities LLC|5889
OTEL|OTELCO CL A CMN|VALX|VIRTU AMERICAS LLC|274
OTEL|OTELCO CL A CMN|VGRD|Vanguard Marketing Corporation|1065
OTEL|OTELCO CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|331
OTEL|OTELCO CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|359
OTEL|OTELCO CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
OTEL|OTELCO CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|130
OTEX|OPEN TEXT CP|ALTX|Alternet Securities Inc.|3296
OTEX|OPEN TEXT CP|ANOS|ABEL/NOSER, L.L.C.|1451
OTEX|OPEN TEXT CP|APCC|Apex Clearing Corporation|263
OTEX|OPEN TEXT CP|BARD|Robert W. Baird & Co. Incorporated|379
OTEX|OPEN TEXT CP|BATM|CBOE TRADING, INC.|17683
OTEX|OPEN TEXT CP|BERN|Sanford C. Bernstein & Co., LLC|65869
OTEX|OPEN TEXT CP|BIMI|Banca IMI Securities Corp.|36
OTEX|OPEN TEXT CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3069
OTEX|OPEN TEXT CP|BLKX|INSTINET, LLC|197900
OTEX|OPEN TEXT CP|BTIG|BTIG, LLC|8254
OTEX|OPEN TEXT CP|BYXM|CBOE TRADING, INC.|500
OTEX|OPEN TEXT CP|BZYD|GOLDMAN SACHS & CO. LLC|2000
OTEX|OPEN TEXT CP|CANT|Cantor Fitzgerald & Co.|1210
OTEX|OPEN TEXT CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|15952
OTEX|OPEN TEXT CP|CHAS|Charles Schwab & Co., Inc.|1835
OTEX|OPEN TEXT CP|CICF|Canaccord Genuity Corp.|1240
OTEX|OPEN TEXT CP|CIST|Capital Institutional Services, Inc.|95521
OTEX|OPEN TEXT CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75826
OTEX|OPEN TEXT CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
OTEX|OPEN TEXT CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1250
OTEX|OPEN TEXT CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197459
OTEX|OPEN TEXT CP|CTDL|Citadel Derivatives Group Llc|25554
OTEX|OPEN TEXT CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12386
OTEX|OPEN TEXT CP|DBAB|Deutsche Bank Securities Inc.|187207
OTEX|OPEN TEXT CP|DBAX|Deutsche Bank Securities Inc.|98500
OTEX|OPEN TEXT CP|DEAN|MORGAN STANLEY|11589
OTEX|OPEN TEXT CP|DEGS|RONIN PROFESSIONAL LLC|500
OTEX|OPEN TEXT CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17685
OTEX|OPEN TEXT CP|EBXL|EBX LLC|118500
OTEX|OPEN TEXT CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|19618
OTEX|OPEN TEXT CP|EDJO|Edward D. Jones & Co., L.P.|450
OTEX|OPEN TEXT CP|EGAM|CBOE TRADING, INC.|1979
OTEX|OPEN TEXT CP|EGXM|CBOE TRADING, INC.|1792
OTEX|OPEN TEXT CP|ETBE|Electronic Transaction Clearing, Inc.|16674
OTEX|OPEN TEXT CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3342
OTEX|OPEN TEXT CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7855
OTEX|OPEN TEXT CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
OTEX|OPEN TEXT CP|ETRS|E*Trade Securities LLC|79014
OTEX|OPEN TEXT CP|FBCO|Credit Suisse Securities (USA) LLC|211259
OTEX|OPEN TEXT CP|FILL|Tradestation Securities, Inc.|632
OTEX|OPEN TEXT CP|FMAF|NBCN Inc./ CDS|5028
OTEX|OPEN TEXT CP|FOMA|TD AMERITRADE CLEARING, INC.|47474
OTEX|OPEN TEXT CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13243
OTEX|OPEN TEXT CP|FQLS|Quantlab Securities LP|139701
OTEX|OPEN TEXT CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77502
OTEX|OPEN TEXT CP|FTBR|Foliofn Investments, Inc.|4331
OTEX|OPEN TEXT CP|GEBB|GLOBAL EXECUTION BROKERS, LP|127476
OTEX|OPEN TEXT CP|GLPX|ACS EXECUTION SERVICES, LLC|221
OTEX|OPEN TEXT CP|GSCO|GOLDMAN SACHS & CO. LLC|259032
OTEX|OPEN TEXT CP|GSCS|GOLDMAN SACHS & CO. LLC|13375
OTEX|OPEN TEXT CP|GSLT|GOLDMAN SACHS & CO. LLC|1089
OTEX|OPEN TEXT CP|GTSZ|GTS SECURITIES LLC|15575
OTEX|OPEN TEXT CP|HAPX|HAP Trading, LLC|200
OTEX|OPEN TEXT CP|HASF|Haywood Securities Inc./CDS|100
OTEX|OPEN TEXT CP|HRBF|American Enterprise Investment Services Inc.|1839
OTEX|OPEN TEXT CP|HSBC|HSBC Securities, Inc.|745
OTEX|OPEN TEXT CP|IATS|INTERACTIVE BROKERS LLC|611
OTEX|OPEN TEXT CP|IBKR|Interactive Brokers Llc|17348
OTEX|OPEN TEXT CP|ICBX|INSTINET, LLC|39635
OTEX|OPEN TEXT CP|INCA|INSTINET, LLC|382625
OTEX|OPEN TEXT CP|INJX|INSTINET, LLC|35922
OTEX|OPEN TEXT CP|INTL|INTL FCSTONE FINANCIAL INC.|7
OTEX|OPEN TEXT CP|ITGI|ITG Inc.|149530
OTEX|OPEN TEXT CP|ITGP|ITG INC.|87000
OTEX|OPEN TEXT CP|JANY|Janney Montgomery Scott Inc.|683
OTEX|OPEN TEXT CP|JEFF|JEFFERIES LLC|79640
OTEX|OPEN TEXT CP|JMPT|JUMP TRADING, LLC|25838
OTEX|OPEN TEXT CP|JPBX|J.P. MORGAN SECURITIES LLC|483
OTEX|OPEN TEXT CP|JPMX|J.P. Morgan Securities LLC|87183
OTEX|OPEN TEXT CP|JSJX|JANE STREET CAPITAL LLC|5060
OTEX|OPEN TEXT CP|KCGM|VIRTU Americas LLC|20028
OTEX|OPEN TEXT CP|LEHM|Barclays Capital Inc./Le|295803
OTEX|OPEN TEXT CP|LGNT|COR CLEARING LLC|4
OTEX|OPEN TEXT CP|LIME|Lime Brokerage LLC|112677
OTEX|OPEN TEXT CP|LMGP|LIME BROKERAGE LLC|4800
OTEX|OPEN TEXT CP|LQNA|LIQUIDNET, INC.|16900
OTEX|OPEN TEXT CP|LSCI|Lek Securities Corporation|150
OTEX|OPEN TEXT CP|MCMF|Raymond James Ltd. Cds|3522
OTEX|OPEN TEXT CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42500
OTEX|OPEN TEXT CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
OTEX|OPEN TEXT CP|MOTF|MOTIF INVESTING, INC.|3
OTEX|OPEN TEXT CP|MSCO|MORGAN STANLEY & CO. LLC|1030897
OTEX|OPEN TEXT CP|MSPL|MORGAN STANLEY & CO. LLC|157600
OTEX|OPEN TEXT CP|MSTX|MORGAN STANLEY & CO. LLC|23400
OTEX|OPEN TEXT CP|NFSC|National Financial Services LLC|122547
OTEX|OPEN TEXT CP|NITE|VIRTU Americas LLC|255379
OTEX|OPEN TEXT CP|NITP|VIRTU Americas LLC|1867
OTEX|OPEN TEXT CP|NQRB|Brut, LLC|2606
OTEX|OPEN TEXT CP|OHOS|TWO SIGMA SECURITIES, LLC|34362
OTEX|OPEN TEXT CP|OPCO|Oppenheimer & Co. Inc.|4528
OTEX|OPEN TEXT CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1376
OTEX|OPEN TEXT CP|PCPT|PHILLIP CAPITAL INC.|560
OTEX|OPEN TEXT CP|PDQM|CODA MARKETS, INC.|576
OTEX|OPEN TEXT CP|PHLY|NASDAQ Execution Services, LLC|200
OTEX|OPEN TEXT CP|PWJC|UBS Financial Services, Inc.|351
OTEX|OPEN TEXT CP|RAJA|Raymond James & Associates, Inc.|4024
OTEX|OPEN TEXT CP|RBCM|RBC CAPITAL MARKETS, LLC|2877
OTEX|OPEN TEXT CP|SBSH|Citigroup Global Markets Inc.|132783
OTEX|OPEN TEXT CP|SCMC|Scotia Capital Markets (USA) Inc.|100
OTEX|OPEN TEXT CP|SGMT|GOLDMAN SACHS & CO. LLC|16874
OTEX|OPEN TEXT CP|SPDR|SPEEDROUTE LLC|1310
OTEX|OPEN TEXT CP|SPHN|Stephens Inc.|39
OTEX|OPEN TEXT CP|STFL|Stifel, Nicolaus & Company, Incorporated|6069
OTEX|OPEN TEXT CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
OTEX|OPEN TEXT CP|SWIM|TD Ameritrade, Inc.|5241
OTEX|OPEN TEXT CP|SWST|Hilltop Securities Inc.|2175
OTEX|OPEN TEXT CP|TKNG|ALLY INVEST SECURITIES LLC|13
OTEX|OPEN TEXT CP|TONC|CUTTONE & CO., LLC|4327
OTEX|OPEN TEXT CP|TRBT|Tradebot Systems, Inc.|184181
OTEX|OPEN TEXT CP|TRCM|TRC MARKETS LLC|153391
OTEX|OPEN TEXT CP|TWTT|TASTYWORKS, INC.|300
OTEX|OPEN TEXT CP|UBSA|UBS SECURITIES LLC|178940
OTEX|OPEN TEXT CP|UBSS|UBS Securities LLC|344315
OTEX|OPEN TEXT CP|VALX|VIRTU AMERICAS LLC|13400
OTEX|OPEN TEXT CP|VGRD|Vanguard Marketing Corporation|3035
OTEX|OPEN TEXT CP|WBLR|WILLIAM BLAIR|12
OTEX|OPEN TEXT CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
OTEX|OPEN TEXT CP|WCHV|WELLS FARGO SECURITIES, LLC|6606
OTEX|OPEN TEXT CP|WEED|Weeden & Co.L.P.|30
OTEX|OPEN TEXT CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9449
OTEX|OPEN TEXT CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18677
OTEX|OPEN TEXT CP|WSEA|WOLVERINE SECURITIES, LLC|2940
OTEX|OPEN TEXT CP|XIST|INSTINET, LLC|22200
OTEX|OPEN TEXT CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|11914
OTEX|OPEN TEXT CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3377
OTIC|OTONOMY, INC.|ACLN|ALEXANDER CAPITAL, L.P.|3256
OTIC|OTONOMY, INC.|APCC|Apex Clearing Corporation|228
OTIC|OTONOMY, INC.|BATM|CBOE TRADING, INC.|154
OTIC|OTONOMY, INC.|BAYC|BAY CREST PARTNERS, LLC|1486
OTIC|OTONOMY, INC.|BERN|Sanford C. Bernstein & Co., LLC|5001
OTIC|OTONOMY, INC.|BLKX|INSTINET, LLC|14800
OTIC|OTONOMY, INC.|BMOC|BMO Capital Markets Corp.|4266
OTIC|OTONOMY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2244
OTIC|OTONOMY, INC.|BRGE|Newbridge Securities Corp.|7500
OTIC|OTONOMY, INC.|BTIG|BTIG, LLC|330
OTIC|OTONOMY, INC.|BYXM|CBOE TRADING, INC.|140
OTIC|OTONOMY, INC.|CHAS|Charles Schwab & Co., Inc.|100
OTIC|OTONOMY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4059
OTIC|OTONOMY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1582
OTIC|OTONOMY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|118301
OTIC|OTONOMY, INC.|CTDL|Citadel Derivatives Group Llc|1419
OTIC|OTONOMY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|10936
OTIC|OTONOMY, INC.|DBAB|Deutsche Bank Securities Inc.|280418
OTIC|OTONOMY, INC.|DBAX|Deutsche Bank Securities Inc.|86500
OTIC|OTONOMY, INC.|DEGS|RONIN PROFESSIONAL LLC|31917
OTIC|OTONOMY, INC.|EBXL|EBX LLC|30100
OTIC|OTONOMY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|751
OTIC|OTONOMY, INC.|EGAM|CBOE TRADING, INC.|953
OTIC|OTONOMY, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|180
OTIC|OTONOMY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1890
OTIC|OTONOMY, INC.|ETRS|E*Trade Securities LLC|196525
OTIC|OTONOMY, INC.|FBCO|Credit Suisse Securities (USA) LLC|68009
OTIC|OTONOMY, INC.|FILL|Tradestation Securities, Inc.|4200
OTIC|OTONOMY, INC.|FMAF|NBCN Inc./ CDS|40
OTIC|OTONOMY, INC.|FOMA|TD AMERITRADE CLEARING, INC.|84037
OTIC|OTONOMY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8011
OTIC|OTONOMY, INC.|FTBR|Foliofn Investments, Inc.|4
OTIC|OTONOMY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|8717
OTIC|OTONOMY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1400
OTIC|OTONOMY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1170347
OTIC|OTONOMY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|11900
OTIC|OTONOMY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|5090
OTIC|OTONOMY, INC.|GTSZ|GTS SECURITIES LLC|24017
OTIC|OTONOMY, INC.|HSBC|HSBC Securities, Inc.|200
OTIC|OTONOMY, INC.|IATS|INTERACTIVE BROKERS LLC|200
OTIC|OTONOMY, INC.|IBKR|Interactive Brokers Llc|44387
OTIC|OTONOMY, INC.|ICBX|INSTINET, LLC|36488
OTIC|OTONOMY, INC.|IEQY|CITADEL SECURITIES LLC|2239
OTIC|OTONOMY, INC.|INCA|INSTINET, LLC|101565
OTIC|OTONOMY, INC.|INJX|INSTINET, LLC|1320
OTIC|OTONOMY, INC.|ITGI|ITG Inc.|195544
OTIC|OTONOMY, INC.|ITGP|ITG INC.|58600
OTIC|OTONOMY, INC.|JEFF|JEFFERIES LLC|39114
OTIC|OTONOMY, INC.|JMPT|JUMP TRADING, LLC|528
OTIC|OTONOMY, INC.|JPMX|J.P. Morgan Securities LLC|161863
OTIC|OTONOMY, INC.|JSJX|JANE STREET CAPITAL LLC|2456
OTIC|OTONOMY, INC.|KCGM|VIRTU Americas LLC|14055
OTIC|OTONOMY, INC.|LEHM|Barclays Capital Inc./Le|524639
OTIC|OTONOMY, INC.|LIME|Lime Brokerage LLC|132512
OTIC|OTONOMY, INC.|LOOP|Loop Capital Markets LLC|4170
OTIC|OTONOMY, INC.|LSCI|Lek Securities Corporation|100
OTIC|OTONOMY, INC.|MACQ|Macquarie Capital (USA) Inc.|2864
OTIC|OTONOMY, INC.|MAXM|Maxim Group LLC|830
OTIC|OTONOMY, INC.|MBTS|ALLY INVEST SECURITIES LLC|1000
OTIC|OTONOMY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92500
OTIC|OTONOMY, INC.|MSCO|MORGAN STANLEY & CO. LLC|1157431
OTIC|OTONOMY, INC.|MSPL|MORGAN STANLEY & CO. LLC|132800
OTIC|OTONOMY, INC.|MSTX|MORGAN STANLEY & CO. LLC|81600
OTIC|OTONOMY, INC.|NFSC|National Financial Services LLC|144784
OTIC|OTONOMY, INC.|NITE|VIRTU Americas LLC|265448
OTIC|OTONOMY, INC.|NITP|VIRTU Americas LLC|2900
OTIC|OTONOMY, INC.|NQRB|Brut, LLC|200
OTIC|OTONOMY, INC.|PDQM|CODA MARKETS, INC.|53340
OTIC|OTONOMY, INC.|PNSR|Penserra Securities, LLC|22216
OTIC|OTONOMY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4270
OTIC|OTONOMY, INC.|SAGL|SAGETRADER, LLC|25
OTIC|OTONOMY, INC.|SALI|INTL FCSTONE FINANCIAL INC.|100
OTIC|OTONOMY, INC.|SBSH|Citigroup Global Markets Inc.|147567
OTIC|OTONOMY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|54740
OTIC|OTONOMY, INC.|SPDR|SPEEDROUTE LLC|4867
OTIC|OTONOMY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2000
OTIC|OTONOMY, INC.|SWIM|TD Ameritrade, Inc.|12701
OTIC|OTONOMY, INC.|TKNG|ALLY INVEST SECURITIES LLC|12832
OTIC|OTONOMY, INC.|TRBT|Tradebot Systems, Inc.|2607
OTIC|OTONOMY, INC.|TRCM|TRC MARKETS LLC|26209
OTIC|OTONOMY, INC.|UBSA|UBS SECURITIES LLC|358636
OTIC|OTONOMY, INC.|UBSS|UBS Securities LLC|1648086
OTIC|OTONOMY, INC.|VALX|VIRTU AMERICAS LLC|14014
OTIC|OTONOMY, INC.|VGRD|Vanguard Marketing Corporation|8269
OTIC|OTONOMY, INC.|VSIN|Vision Financial Markets Llc|2711
OTIC|OTONOMY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|86582
OTIC|OTONOMY, INC.|WDNX|WEEDEN & CO.L.P.|4842
OTIC|OTONOMY, INC.|WEDB|WEDBUSH SECURITIES INC.|8752
OTIC|OTONOMY, INC.|WGIF|CIBC World Markets Inc.|687
OTIC|OTONOMY, INC.|WSEA|WOLVERINE SECURITIES, LLC|21619
OTIC|OTONOMY, INC.|XIST|INSTINET, LLC|51200
OTIC|OTONOMY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|17800
OTIC|OTONOMY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|700
OTIC|OTONOMY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8288
OTIV|ON TRACK INNOVATIONS|ALTX|Alternet Securities Inc.|2290
OTIV|ON TRACK INNOVATIONS|ANDG|Andrew Garrett Inc.|6000
OTIV|ON TRACK INNOVATIONS|APCC|Apex Clearing Corporation|8201
OTIV|ON TRACK INNOVATIONS|BATM|CBOE TRADING, INC.|300
OTIV|ON TRACK INNOVATIONS|BERN|Sanford C. Bernstein & Co., LLC|100
OTIV|ON TRACK INNOVATIONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3422
OTIV|ON TRACK INNOVATIONS|BRGE|Newbridge Securities Corp.|700
OTIV|ON TRACK INNOVATIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
OTIV|ON TRACK INNOVATIONS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4883
OTIV|ON TRACK INNOVATIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6805
OTIV|ON TRACK INNOVATIONS|DBAB|Deutsche Bank Securities Inc.|3925
OTIV|ON TRACK INNOVATIONS|DBAX|Deutsche Bank Securities Inc.|1100
OTIV|ON TRACK INNOVATIONS|DEGS|RONIN PROFESSIONAL LLC|45566
OTIV|ON TRACK INNOVATIONS|EBXL|EBX LLC|400
OTIV|ON TRACK INNOVATIONS|EDJC|Edward Jones / CDS|230
OTIV|ON TRACK INNOVATIONS|EDJO|Edward D. Jones & Co., L.P.|600
OTIV|ON TRACK INNOVATIONS|EGAM|CBOE TRADING, INC.|1170
OTIV|ON TRACK INNOVATIONS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7702
OTIV|ON TRACK INNOVATIONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|856
OTIV|ON TRACK INNOVATIONS|ETRS|E*Trade Securities LLC|152741
OTIV|ON TRACK INNOVATIONS|FBCO|Credit Suisse Securities (USA) LLC|17238
OTIV|ON TRACK INNOVATIONS|FILL|Tradestation Securities, Inc.|4023
OTIV|ON TRACK INNOVATIONS|FOMA|TD AMERITRADE CLEARING, INC.|185177
OTIV|ON TRACK INNOVATIONS|FTBR|Foliofn Investments, Inc.|229
OTIV|ON TRACK INNOVATIONS|GEBB|GLOBAL EXECUTION BROKERS, LP|3150
OTIV|ON TRACK INNOVATIONS|GLPX|ACS EXECUTION SERVICES, LLC|296
OTIV|ON TRACK INNOVATIONS|GSCO|GOLDMAN SACHS & CO. LLC|4100
OTIV|ON TRACK INNOVATIONS|GSLT|GOLDMAN SACHS & CO. LLC|3890
OTIV|ON TRACK INNOVATIONS|HSBC|HSBC Securities, Inc.|1550
OTIV|ON TRACK INNOVATIONS|IATS|INTERACTIVE BROKERS LLC|9701
OTIV|ON TRACK INNOVATIONS|IBKR|Interactive Brokers Llc|53983
OTIV|ON TRACK INNOVATIONS|ICBX|INSTINET, LLC|4500
OTIV|ON TRACK INNOVATIONS|INCA|INSTINET, LLC|39079
OTIV|ON TRACK INNOVATIONS|INJX|INSTINET, LLC|300
OTIV|ON TRACK INNOVATIONS|ITGI|ITG Inc.|5400
OTIV|ON TRACK INNOVATIONS|ITGP|ITG INC.|4200
OTIV|ON TRACK INNOVATIONS|JMPT|JUMP TRADING, LLC|429
OTIV|ON TRACK INNOVATIONS|JPMX|J.P. Morgan Securities LLC|4300
OTIV|ON TRACK INNOVATIONS|JSJX|JANE STREET CAPITAL LLC|100
OTIV|ON TRACK INNOVATIONS|LEHM|Barclays Capital Inc./Le|1000
OTIV|ON TRACK INNOVATIONS|LIME|Lime Brokerage LLC|13079
OTIV|ON TRACK INNOVATIONS|LSCI|Lek Securities Corporation|100
OTIV|ON TRACK INNOVATIONS|MICA|Spartan Securities Group, Ltd.|692
OTIV|ON TRACK INNOVATIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
OTIV|ON TRACK INNOVATIONS|MSCO|MORGAN STANLEY & CO. LLC|236968
OTIV|ON TRACK INNOVATIONS|MSPL|MORGAN STANLEY & CO. LLC|4700
OTIV|ON TRACK INNOVATIONS|NFSC|National Financial Services LLC|252339
OTIV|ON TRACK INNOVATIONS|NITE|VIRTU Americas LLC|481679
OTIV|ON TRACK INNOVATIONS|OPCO|Oppenheimer & Co. Inc.|17112
OTIV|ON TRACK INNOVATIONS|PCPT|PHILLIP CAPITAL INC.|9800
OTIV|ON TRACK INNOVATIONS|PDQM|CODA MARKETS, INC.|3957
OTIV|ON TRACK INNOVATIONS|RAJA|Raymond James & Associates, Inc.|5300
OTIV|ON TRACK INNOVATIONS|RBCM|RBC CAPITAL MARKETS, LLC|195147
OTIV|ON TRACK INNOVATIONS|SBSH|Citigroup Global Markets Inc.|25763
OTIV|ON TRACK INNOVATIONS|SGMT|GOLDMAN SACHS & CO. LLC|2150
OTIV|ON TRACK INNOVATIONS|SPDR|SPEEDROUTE LLC|6271
OTIV|ON TRACK INNOVATIONS|SWIM|TD Ameritrade, Inc.|31130
OTIV|ON TRACK INNOVATIONS|TKNG|ALLY INVEST SECURITIES LLC|1647
OTIV|ON TRACK INNOVATIONS|TWTT|TASTYWORKS, INC.|200
OTIV|ON TRACK INNOVATIONS|UBSA|UBS SECURITIES LLC|7520
OTIV|ON TRACK INNOVATIONS|UBSS|UBS Securities LLC|60942
OTIV|ON TRACK INNOVATIONS|VGRD|Vanguard Marketing Corporation|15490
OTIV|ON TRACK INNOVATIONS|WCHV|WELLS FARGO SECURITIES, LLC|1729
OTIV|ON TRACK INNOVATIONS|WGIF|CIBC World Markets Inc.|6636
OTIV|ON TRACK INNOVATIONS|WSEA|WOLVERINE SECURITIES, LLC|400
OTIV|ON TRACK INNOVATIONS|YKNA|COMHAR CAPITAL MARKETS, LLC|600
OTTR|OTTER TAIL CORP   ##|ALTX|Alternet Securities Inc.|1971
OTTR|OTTER TAIL CORP   ##|APCC|Apex Clearing Corporation|153
OTTR|OTTER TAIL CORP   ##|BANK|Primevest Financial Services, Inc.|830
OTTR|OTTER TAIL CORP   ##|BARD|Robert W. Baird & Co. Incorporated|2721
OTTR|OTTER TAIL CORP   ##|BATM|CBOE TRADING, INC.|556
OTTR|OTTER TAIL CORP   ##|BERN|Sanford C. Bernstein & Co., LLC|533
OTTR|OTTER TAIL CORP   ##|BMOC|BMO Capital Markets Corp.|6286
OTTR|OTTER TAIL CORP   ##|BNPX|BNP PARIBAS SECURITIES CORP.|3902
OTTR|OTTER TAIL CORP   ##|BTIG|BTIG, LLC|168
OTTR|OTTER TAIL CORP   ##|BYXM|CBOE TRADING, INC.|663
OTTR|OTTER TAIL CORP   ##|BZYD|GOLDMAN SACHS & CO. LLC|2100
OTTR|OTTER TAIL CORP   ##|CANT|Cantor Fitzgerald & Co.|2390
OTTR|OTTER TAIL CORP   ##|CHAS|Charles Schwab & Co., Inc.|4
OTTR|OTTER TAIL CORP   ##|CIST|Capital Institutional Services, Inc.|29
OTTR|OTTER TAIL CORP   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2541
OTTR|OTTER TAIL CORP   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1638
OTTR|OTTER TAIL CORP   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19579
OTTR|OTTER TAIL CORP   ##|CTDL|Citadel Derivatives Group Llc|5110
OTTR|OTTER TAIL CORP   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|11850
OTTR|OTTER TAIL CORP   ##|DADA|D.A. Davidson & Co.|5
OTTR|OTTER TAIL CORP   ##|DBAB|Deutsche Bank Securities Inc.|101046
OTTR|OTTER TAIL CORP   ##|DBAX|Deutsche Bank Securities Inc.|29000
OTTR|OTTER TAIL CORP   ##|DBUL|Deutsche Bank Securities Inc.|300
OTTR|OTTER TAIL CORP   ##|DEAN|MORGAN STANLEY|1614
OTTR|OTTER TAIL CORP   ##|DEGS|RONIN PROFESSIONAL LLC|384
OTTR|OTTER TAIL CORP   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|821
OTTR|OTTER TAIL CORP   ##|EBXL|EBX LLC|13100
OTTR|OTTER TAIL CORP   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|874
OTTR|OTTER TAIL CORP   ##|EDJO|Edward D. Jones & Co., L.P.|8608
OTTR|OTTER TAIL CORP   ##|EGAM|CBOE TRADING, INC.|3707
OTTR|OTTER TAIL CORP   ##|EGXM|CBOE TRADING, INC.|752
OTTR|OTTER TAIL CORP   ##|ESPO|ESPOSITO SECURITIES, LLC|43
OTTR|OTTER TAIL CORP   ##|ETBE|Electronic Transaction Clearing, Inc.|314
OTTR|OTTER TAIL CORP   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1742
OTTR|OTTER TAIL CORP   ##|ETRS|E*Trade Securities LLC|5105
OTTR|OTTER TAIL CORP   ##|FBCO|Credit Suisse Securities (USA) LLC|133742
OTTR|OTTER TAIL CORP   ##|FBSB|U.S. Bancorp Investments, Inc.|433
OTTR|OTTER TAIL CORP   ##|FINX|FINTECH SECURITIES|400
OTTR|OTTER TAIL CORP   ##|FMAF|NBCN Inc./ CDS|190
OTTR|OTTER TAIL CORP   ##|FMCO|First Manhattan Co|300
OTTR|OTTER TAIL CORP   ##|FOMA|TD AMERITRADE CLEARING, INC.|25457
OTTR|OTTER TAIL CORP   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22058
OTTR|OTTER TAIL CORP   ##|FTBR|Foliofn Investments, Inc.|235
OTTR|OTTER TAIL CORP   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|22026
OTTR|OTTER TAIL CORP   ##|GLPX|ACS EXECUTION SERVICES, LLC|1900
OTTR|OTTER TAIL CORP   ##|GSCO|GOLDMAN SACHS & CO. LLC|114759
OTTR|OTTER TAIL CORP   ##|GSCS|GOLDMAN SACHS & CO. LLC|6268
OTTR|OTTER TAIL CORP   ##|GSLT|GOLDMAN SACHS & CO. LLC|110
OTTR|OTTER TAIL CORP   ##|GTSZ|GTS SECURITIES LLC|12559
OTTR|OTTER TAIL CORP   ##|HRBF|American Enterprise Investment Services Inc.|1407
OTTR|OTTER TAIL CORP   ##|IBKR|Interactive Brokers Llc|8715
OTTR|OTTER TAIL CORP   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|951
OTTR|OTTER TAIL CORP   ##|ICBX|INSTINET, LLC|1500
OTTR|OTTER TAIL CORP   ##|IEQY|CITADEL SECURITIES LLC|8469
OTTR|OTTER TAIL CORP   ##|INCA|INSTINET, LLC|73186
OTTR|OTTER TAIL CORP   ##|INJX|INSTINET, LLC|736
OTTR|OTTER TAIL CORP   ##|ITGI|ITG Inc.|67834
OTTR|OTTER TAIL CORP   ##|ITGP|ITG INC.|8000
OTTR|OTTER TAIL CORP   ##|JANY|Janney Montgomery Scott Inc.|937
OTTR|OTTER TAIL CORP   ##|JEFF|JEFFERIES LLC|8141
OTTR|OTTER TAIL CORP   ##|JMPT|JUMP TRADING, LLC|6668
OTTR|OTTER TAIL CORP   ##|JPBX|J.P. MORGAN SECURITIES LLC|11156
OTTR|OTTER TAIL CORP   ##|JPMX|J.P. Morgan Securities LLC|52345
OTTR|OTTER TAIL CORP   ##|JSJX|JANE STREET CAPITAL LLC|2242
OTTR|OTTER TAIL CORP   ##|KCGM|VIRTU Americas LLC|3165
OTTR|OTTER TAIL CORP   ##|LEHM|Barclays Capital Inc./Le|93857
OTTR|OTTER TAIL CORP   ##|LIME|Lime Brokerage LLC|99211
OTTR|OTTER TAIL CORP   ##|LMGP|LIME BROKERAGE LLC|3284
OTTR|OTTER TAIL CORP   ##|MAXM|Maxim Group LLC|4223
OTTR|OTTER TAIL CORP   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16080
OTTR|OTTER TAIL CORP   ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1960
OTTR|OTTER TAIL CORP   ##|MSCO|MORGAN STANLEY & CO. LLC|306245
OTTR|OTTER TAIL CORP   ##|MSPL|MORGAN STANLEY & CO. LLC|35900
OTTR|OTTER TAIL CORP   ##|MSTX|MORGAN STANLEY & CO. LLC|4200
OTTR|OTTER TAIL CORP   ##|NBCS|NBC Securities, INC.|75
OTTR|OTTER TAIL CORP   ##|NFSC|National Financial Services LLC|37714
OTTR|OTTER TAIL CORP   ##|NITE|VIRTU Americas LLC|105672
OTTR|OTTER TAIL CORP   ##|NITP|VIRTU Americas LLC|1900
OTTR|OTTER TAIL CORP   ##|NQRB|Brut, LLC|4531
OTTR|OTTER TAIL CORP   ##|OPCO|Oppenheimer & Co. Inc.|1242
OTTR|OTTER TAIL CORP   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|478
OTTR|OTTER TAIL CORP   ##|PDQM|CODA MARKETS, INC.|5261
OTTR|OTTER TAIL CORP   ##|PWJC|UBS Financial Services, Inc.|160
OTTR|OTTER TAIL CORP   ##|RBCM|RBC CAPITAL MARKETS, LLC|6425
OTTR|OTTER TAIL CORP   ##|SAGL|SAGETRADER, LLC|6119
OTTR|OTTER TAIL CORP   ##|SBSH|Citigroup Global Markets Inc.|73178
OTTR|OTTER TAIL CORP   ##|SGMT|GOLDMAN SACHS & CO. LLC|4055
OTTR|OTTER TAIL CORP   ##|SPDR|SPEEDROUTE LLC|871
OTTR|OTTER TAIL CORP   ##|SPTD|MINT GLOBAL MARKETS, INC.|2588
OTTR|OTTER TAIL CORP   ##|STFL|Stifel, Nicolaus & Company, Incorporated|2037
OTTR|OTTER TAIL CORP   ##|STXG|Stockcross Financial Services, Inc.|104
OTTR|OTTER TAIL CORP   ##|SWIM|TD Ameritrade, Inc.|924
OTTR|OTTER TAIL CORP   ##|SWST|Hilltop Securities Inc.|2635
OTTR|OTTER TAIL CORP   ##|TKNG|ALLY INVEST SECURITIES LLC|10
OTTR|OTTER TAIL CORP   ##|TRBT|Tradebot Systems, Inc.|18371
OTTR|OTTER TAIL CORP   ##|TRCM|TRC MARKETS LLC|48290
OTTR|OTTER TAIL CORP   ##|UBSA|UBS SECURITIES LLC|53728
OTTR|OTTER TAIL CORP   ##|UBSS|UBS Securities LLC|171295
OTTR|OTTER TAIL CORP   ##|VALX|VIRTU AMERICAS LLC|5205
OTTR|OTTER TAIL CORP   ##|VGRD|Vanguard Marketing Corporation|1514
OTTR|OTTER TAIL CORP   ##|WCHV|WELLS FARGO SECURITIES, LLC|69544
OTTR|OTTER TAIL CORP   ##|WDNX|WEEDEN & CO.L.P.|1112
OTTR|OTTER TAIL CORP   ##|WEDB|WEDBUSH SECURITIES INC.|1
OTTR|OTTER TAIL CORP   ##|WEED|Weeden & Co.L.P.|383
OTTR|OTTER TAIL CORP   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30
OTTR|OTTER TAIL CORP   ##|WSEA|WOLVERINE SECURITIES, LLC|695
OTTR|OTTER TAIL CORP   ##|XIST|INSTINET, LLC|7040
OTTR|OTTER TAIL CORP   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
OTTR|OTTER TAIL CORP   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|400
OTTR|OTTER TAIL CORP   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2544
OTTW|OTTAWA BANCORP CMN|BNKS|Fig Partners, LLC|34219
OTTW|OTTAWA BANCORP CMN|CHAS|Charles Schwab & Co., Inc.|2
OTTW|OTTAWA BANCORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101
OTTW|OTTAWA BANCORP CMN|CTDL|Citadel Derivatives Group Llc|1
OTTW|OTTAWA BANCORP CMN|DBAB|Deutsche Bank Securities Inc.|105
OTTW|OTTAWA BANCORP CMN|EGXW|CBOE TRADING, INC.|2
OTTW|OTTAWA BANCORP CMN|ETRS|E*Trade Securities LLC|101
OTTW|OTTAWA BANCORP CMN|FBCO|Credit Suisse Securities (USA) LLC|208
OTTW|OTTAWA BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|4924
OTTW|OTTAWA BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|259
OTTW|OTTAWA BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|10
OTTW|OTTAWA BANCORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|400
OTTW|OTTAWA BANCORP CMN|HOVD|HOVDE GROUP, LLC|25
OTTW|OTTAWA BANCORP CMN|IBKR|Interactive Brokers Llc|202
OTTW|OTTAWA BANCORP CMN|INCA|INSTINET, LLC|234
OTTW|OTTAWA BANCORP CMN|LEHM|Barclays Capital Inc./Le|89
OTTW|OTTAWA BANCORP CMN|LIME|Lime Brokerage LLC|4121
OTTW|OTTAWA BANCORP CMN|MOTF|MOTIF INVESTING, INC.|1
OTTW|OTTAWA BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|1323
OTTW|OTTAWA BANCORP CMN|NFSC|National Financial Services LLC|2670
OTTW|OTTAWA BANCORP CMN|NITE|VIRTU Americas LLC|2892
OTTW|OTTAWA BANCORP CMN|SDLR|Sandler, O'Neill & Partners, L.P.|6919
OTTW|OTTAWA BANCORP CMN|SWIM|TD Ameritrade, Inc.|2000
OTTW|OTTAWA BANCORP CMN|TKNG|ALLY INVEST SECURITIES LLC|50
OTTW|OTTAWA BANCORP CMN|TRCM|TRC MARKETS LLC|4
OTTW|OTTAWA BANCORP CMN|UBSA|UBS SECURITIES LLC|200
OTTW|OTTAWA BANCORP CMN|UBSS|UBS Securities LLC|3102
OTTW|OTTAWA BANCORP CMN|WSEA|WOLVERINE SECURITIES, LLC|2
OUNZ|VANECK MERK GOLD TRS|APCC|Apex Clearing Corporation|627
OUNZ|VANECK MERK GOLD TRS|BATM|CBOE TRADING, INC.|646
OUNZ|VANECK MERK GOLD TRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|447
OUNZ|VANECK MERK GOLD TRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|716
OUNZ|VANECK MERK GOLD TRS|DBAX|Deutsche Bank Securities Inc.|27900
OUNZ|VANECK MERK GOLD TRS|DEAN|MORGAN STANLEY|557
OUNZ|VANECK MERK GOLD TRS|EBXL|EBX LLC|66200
OUNZ|VANECK MERK GOLD TRS|ETCB|ETC BROKERAGE SERVICES, LLC|635
OUNZ|VANECK MERK GOLD TRS|ETRS|E*Trade Securities LLC|8462
OUNZ|VANECK MERK GOLD TRS|FTBR|Foliofn Investments, Inc.|17
OUNZ|VANECK MERK GOLD TRS|HRBF|American Enterprise Investment Services Inc.|8134
OUNZ|VANECK MERK GOLD TRS|IATS|INTERACTIVE BROKERS LLC|1282
OUNZ|VANECK MERK GOLD TRS|IBKR|Interactive Brokers Llc|51761
OUNZ|VANECK MERK GOLD TRS|INCA|INSTINET, LLC|2000
OUNZ|VANECK MERK GOLD TRS|JANY|Janney Montgomery Scott Inc.|5100
OUNZ|VANECK MERK GOLD TRS|JSJX|JANE STREET CAPITAL LLC|104487
OUNZ|VANECK MERK GOLD TRS|KCGM|VIRTU Americas LLC|6033
OUNZ|VANECK MERK GOLD TRS|LEHM|Barclays Capital Inc./Le|56600
OUNZ|VANECK MERK GOLD TRS|LIME|Lime Brokerage LLC|200
OUNZ|VANECK MERK GOLD TRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41338
OUNZ|VANECK MERK GOLD TRS|MSCO|MORGAN STANLEY & CO. LLC|13282
OUNZ|VANECK MERK GOLD TRS|MSPL|MORGAN STANLEY & CO. LLC|8000
OUNZ|VANECK MERK GOLD TRS|NFSC|National Financial Services LLC|73050
OUNZ|VANECK MERK GOLD TRS|NITE|VIRTU Americas LLC|108362
OUNZ|VANECK MERK GOLD TRS|OPCO|Oppenheimer & Co. Inc.|4450
OUNZ|VANECK MERK GOLD TRS|PDQM|CODA MARKETS, INC.|49000
OUNZ|VANECK MERK GOLD TRS|RBCM|RBC CAPITAL MARKETS, LLC|967
OUNZ|VANECK MERK GOLD TRS|SPDR|SPEEDROUTE LLC|30000
OUNZ|VANECK MERK GOLD TRS|STFL|Stifel, Nicolaus & Company, Incorporated|25
OUNZ|VANECK MERK GOLD TRS|SWIM|TD Ameritrade, Inc.|4645
OUNZ|VANECK MERK GOLD TRS|TKNG|ALLY INVEST SECURITIES LLC|24
OUNZ|VANECK MERK GOLD TRS|UBSA|UBS SECURITIES LLC|4650
OUNZ|VANECK MERK GOLD TRS|UBSS|UBS Securities LLC|19101
OUNZ|VANECK MERK GOLD TRS|VGRD|Vanguard Marketing Corporation|30158
OUNZ|VANECK MERK GOLD TRS|WBET|Wallachbeth Capital LLC|298484
OUNZ|VANECK MERK GOLD TRS|WCHV|WELLS FARGO SECURITIES, LLC|1010
OUNZ|VANECK MERK GOLD TRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3080
OUNZ|VANECK MERK GOLD TRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2568
OUNZ|VANECK MERK GOLD TRS|WSEA|WOLVERINE SECURITIES, LLC|79
OUNZ|VANECK MERK GOLD TRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5946
OUSA|O'SHARES FTSE U.S.|AGIS|Aegis Capital Corp.|270
OUSA|O'SHARES FTSE U.S.|APCC|Apex Clearing Corporation|40
OUSA|O'SHARES FTSE U.S.|BARD|Robert W. Baird & Co. Incorporated|2936
OUSA|O'SHARES FTSE U.S.|BBNT|BB&T SECURITIES, LLC|156
OUSA|O'SHARES FTSE U.S.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
OUSA|O'SHARES FTSE U.S.|CHAS|Charles Schwab & Co., Inc.|554781
OUSA|O'SHARES FTSE U.S.|CIST|Capital Institutional Services, Inc.|64
OUSA|O'SHARES FTSE U.S.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|168
OUSA|O'SHARES FTSE U.S.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8715
OUSA|O'SHARES FTSE U.S.|CSIN|Citadel Securities Institutional LLC|5507
OUSA|O'SHARES FTSE U.S.|CTDL|Citadel Derivatives Group Llc|5507
OUSA|O'SHARES FTSE U.S.|CXCX|CITIGROUP GLOBAL MARKETS INC.|416
OUSA|O'SHARES FTSE U.S.|DADA|D.A. Davidson & Co.|1
OUSA|O'SHARES FTSE U.S.|DBAX|Deutsche Bank Securities Inc.|1400
OUSA|O'SHARES FTSE U.S.|DEAN|MORGAN STANLEY|13650
OUSA|O'SHARES FTSE U.S.|EBXL|EBX LLC|2700
OUSA|O'SHARES FTSE U.S.|EDJO|Edward D. Jones & Co., L.P.|17360
OUSA|O'SHARES FTSE U.S.|ETRS|E*Trade Securities LLC|15735
OUSA|O'SHARES FTSE U.S.|FBSB|U.S. Bancorp Investments, Inc.|2
OUSA|O'SHARES FTSE U.S.|FILL|Tradestation Securities, Inc.|205
OUSA|O'SHARES FTSE U.S.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93
OUSA|O'SHARES FTSE U.S.|FTBR|Foliofn Investments, Inc.|768
OUSA|O'SHARES FTSE U.S.|GLIS|TD Securities Inc|1
OUSA|O'SHARES FTSE U.S.|GSLT|GOLDMAN SACHS & CO. LLC|500
OUSA|O'SHARES FTSE U.S.|HRBF|American Enterprise Investment Services Inc.|1301
OUSA|O'SHARES FTSE U.S.|IATS|INTERACTIVE BROKERS LLC|64
OUSA|O'SHARES FTSE U.S.|IBKR|Interactive Brokers Llc|4094
OUSA|O'SHARES FTSE U.S.|ICBX|INSTINET, LLC|826
OUSA|O'SHARES FTSE U.S.|INCA|INSTINET, LLC|200
OUSA|O'SHARES FTSE U.S.|JANY|Janney Montgomery Scott Inc.|1525
OUSA|O'SHARES FTSE U.S.|JPMX|J.P. Morgan Securities LLC|516
OUSA|O'SHARES FTSE U.S.|JSEB|JANE STREET EXECUTION SERVICES, LLC|567213
OUSA|O'SHARES FTSE U.S.|JSJX|JANE STREET CAPITAL LLC|96375
OUSA|O'SHARES FTSE U.S.|KCGM|VIRTU Americas LLC|4835
OUSA|O'SHARES FTSE U.S.|LEHM|Barclays Capital Inc./Le|3400
OUSA|O'SHARES FTSE U.S.|LIME|Lime Brokerage LLC|7765
OUSA|O'SHARES FTSE U.S.|LSCI|Lek Securities Corporation|8
OUSA|O'SHARES FTSE U.S.|MACC|Mid Atlantic Capital Corporation|16
OUSA|O'SHARES FTSE U.S.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3762
OUSA|O'SHARES FTSE U.S.|MOTF|MOTIF INVESTING, INC.|3
OUSA|O'SHARES FTSE U.S.|MSCO|MORGAN STANLEY & CO. LLC|55952
OUSA|O'SHARES FTSE U.S.|NFSC|National Financial Services LLC|164969
OUSA|O'SHARES FTSE U.S.|NITE|VIRTU Americas LLC|148290
OUSA|O'SHARES FTSE U.S.|OPCO|Oppenheimer & Co. Inc.|4933
OUSA|O'SHARES FTSE U.S.|PWJC|UBS Financial Services, Inc.|3890
OUSA|O'SHARES FTSE U.S.|RBCM|RBC CAPITAL MARKETS, LLC|8418
OUSA|O'SHARES FTSE U.S.|SBSH|Citigroup Global Markets Inc.|1554
OUSA|O'SHARES FTSE U.S.|SGMT|GOLDMAN SACHS & CO. LLC|1560
OUSA|O'SHARES FTSE U.S.|SHMR|ABN Amro Clearing LLC|103
OUSA|O'SHARES FTSE U.S.|STFL|Stifel, Nicolaus & Company, Incorporated|1218
OUSA|O'SHARES FTSE U.S.|SWIM|TD Ameritrade, Inc.|8740
OUSA|O'SHARES FTSE U.S.|SWST|Hilltop Securities Inc.|682
OUSA|O'SHARES FTSE U.S.|TKNG|ALLY INVEST SECURITIES LLC|7
OUSA|O'SHARES FTSE U.S.|UBSA|UBS SECURITIES LLC|16049
OUSA|O'SHARES FTSE U.S.|UBSS|UBS Securities LLC|54514
OUSA|O'SHARES FTSE U.S.|VGRD|Vanguard Marketing Corporation|7921
OUSA|O'SHARES FTSE U.S.|WCHV|WELLS FARGO SECURITIES, LLC|48664
OUSA|O'SHARES FTSE U.S.|WEDB|WEDBUSH SECURITIES INC.|9
OUSA|O'SHARES FTSE U.S.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1431
OUSA|O'SHARES FTSE U.S.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
OUSA|O'SHARES FTSE U.S.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
OUSA|O'SHARES FTSE U.S.|WSEA|WOLVERINE SECURITIES, LLC|2729
OUSA|O'SHARES FTSE U.S.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18827
OUSM|O'SHARES FTSE RUSSEL|APCC|Apex Clearing Corporation|30
OUSM|O'SHARES FTSE RUSSEL|BARD|Robert W. Baird & Co. Incorporated|2402
OUSM|O'SHARES FTSE RUSSEL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|305
OUSM|O'SHARES FTSE RUSSEL|CHAS|Charles Schwab & Co., Inc.|23
OUSM|O'SHARES FTSE RUSSEL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
OUSM|O'SHARES FTSE RUSSEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14087
OUSM|O'SHARES FTSE RUSSEL|DBAX|Deutsche Bank Securities Inc.|10400
OUSM|O'SHARES FTSE RUSSEL|DEAN|MORGAN STANLEY|8465
OUSM|O'SHARES FTSE RUSSEL|EBXL|EBX LLC|7400
OUSM|O'SHARES FTSE RUSSEL|EGAM|CBOE TRADING, INC.|100
OUSM|O'SHARES FTSE RUSSEL|ETRS|E*Trade Securities LLC|17080
OUSM|O'SHARES FTSE RUSSEL|FBSB|U.S. Bancorp Investments, Inc.|1
OUSM|O'SHARES FTSE RUSSEL|FILL|Tradestation Securities, Inc.|910
OUSM|O'SHARES FTSE RUSSEL|FMAF|NBCN Inc./ CDS|1990
OUSM|O'SHARES FTSE RUSSEL|FTBR|Foliofn Investments, Inc.|2933
OUSM|O'SHARES FTSE RUSSEL|GSLT|GOLDMAN SACHS & CO. LLC|30
OUSM|O'SHARES FTSE RUSSEL|HRBF|American Enterprise Investment Services Inc.|200
OUSM|O'SHARES FTSE RUSSEL|IATS|INTERACTIVE BROKERS LLC|50
OUSM|O'SHARES FTSE RUSSEL|IBKR|Interactive Brokers Llc|7690
OUSM|O'SHARES FTSE RUSSEL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|415
OUSM|O'SHARES FTSE RUSSEL|ICBX|INSTINET, LLC|5040
OUSM|O'SHARES FTSE RUSSEL|INCA|INSTINET, LLC|215
OUSM|O'SHARES FTSE RUSSEL|JANY|Janney Montgomery Scott Inc.|1750
OUSM|O'SHARES FTSE RUSSEL|JPMX|J.P. Morgan Securities LLC|7732
OUSM|O'SHARES FTSE RUSSEL|JSJX|JANE STREET CAPITAL LLC|52788
OUSM|O'SHARES FTSE RUSSEL|KCGM|VIRTU Americas LLC|16301
OUSM|O'SHARES FTSE RUSSEL|LEHM|Barclays Capital Inc./Le|9000
OUSM|O'SHARES FTSE RUSSEL|LIME|Lime Brokerage LLC|3706
OUSM|O'SHARES FTSE RUSSEL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
OUSM|O'SHARES FTSE RUSSEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11708
OUSM|O'SHARES FTSE RUSSEL|MOTF|MOTIF INVESTING, INC.|1
OUSM|O'SHARES FTSE RUSSEL|MSCO|MORGAN STANLEY & CO. LLC|63150
OUSM|O'SHARES FTSE RUSSEL|MSPL|MORGAN STANLEY & CO. LLC|1500
OUSM|O'SHARES FTSE RUSSEL|NFSC|National Financial Services LLC|139049
OUSM|O'SHARES FTSE RUSSEL|NITE|VIRTU Americas LLC|150141
OUSM|O'SHARES FTSE RUSSEL|NITP|VIRTU Americas LLC|6618
OUSM|O'SHARES FTSE RUSSEL|PWJC|UBS Financial Services, Inc.|500
OUSM|O'SHARES FTSE RUSSEL|RBCM|RBC CAPITAL MARKETS, LLC|2030
OUSM|O'SHARES FTSE RUSSEL|SGMT|GOLDMAN SACHS & CO. LLC|13133
OUSM|O'SHARES FTSE RUSSEL|SPHN|Stephens Inc.|2
OUSM|O'SHARES FTSE RUSSEL|STFL|Stifel, Nicolaus & Company, Incorporated|2401
OUSM|O'SHARES FTSE RUSSEL|STKP|STOCKPILE INVESTMENTS, INC.|34
OUSM|O'SHARES FTSE RUSSEL|SWIM|TD Ameritrade, Inc.|2803
OUSM|O'SHARES FTSE RUSSEL|SWST|Hilltop Securities Inc.|1390
OUSM|O'SHARES FTSE RUSSEL|TKNG|ALLY INVEST SECURITIES LLC|315
OUSM|O'SHARES FTSE RUSSEL|TWTT|TASTYWORKS, INC.|25
OUSM|O'SHARES FTSE RUSSEL|UBSA|UBS SECURITIES LLC|32026
OUSM|O'SHARES FTSE RUSSEL|UBSS|UBS Securities LLC|85050
OUSM|O'SHARES FTSE RUSSEL|VGRD|Vanguard Marketing Corporation|15798
OUSM|O'SHARES FTSE RUSSEL|WCHV|WELLS FARGO SECURITIES, LLC|3616
OUSM|O'SHARES FTSE RUSSEL|WGIF|CIBC World Markets Inc.|1240
OUSM|O'SHARES FTSE RUSSEL|WSEA|WOLVERINE SECURITIES, LLC|507
OUSM|O'SHARES FTSE RUSSEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26182
OUT|OUTFRONT MEDIA INC.|AGIS|Aegis Capital Corp.|5382
OUT|OUTFRONT MEDIA INC.|ALTX|Alternet Securities Inc.|3728
OUT|OUTFRONT MEDIA INC.|ANOS|ABEL/NOSER, L.L.C.|100
OUT|OUTFRONT MEDIA INC.|APCC|Apex Clearing Corporation|299
OUT|OUTFRONT MEDIA INC.|BANK|Primevest Financial Services, Inc.|80
OUT|OUTFRONT MEDIA INC.|BARD|Robert W. Baird & Co. Incorporated|14
OUT|OUTFRONT MEDIA INC.|BATM|CBOE TRADING, INC.|5518
OUT|OUTFRONT MEDIA INC.|BAYC|BAY CREST PARTNERS, LLC|936
OUT|OUTFRONT MEDIA INC.|BAYT|BTIG, LLC|1600
OUT|OUTFRONT MEDIA INC.|BERN|Sanford C. Bernstein & Co., LLC|111498
OUT|OUTFRONT MEDIA INC.|BIDS|BIDS TRADING L.P.|17400
OUT|OUTFRONT MEDIA INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8916
OUT|OUTFRONT MEDIA INC.|BLKX|INSTINET, LLC|111200
OUT|OUTFRONT MEDIA INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2252
OUT|OUTFRONT MEDIA INC.|BTIG|BTIG, LLC|9453
OUT|OUTFRONT MEDIA INC.|BYXM|CBOE TRADING, INC.|1104
OUT|OUTFRONT MEDIA INC.|BZYD|GOLDMAN SACHS & CO. LLC|2300
OUT|OUTFRONT MEDIA INC.|CANT|Cantor Fitzgerald & Co.|80054
OUT|OUTFRONT MEDIA INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|25614
OUT|OUTFRONT MEDIA INC.|CHAS|Charles Schwab & Co., Inc.|886
OUT|OUTFRONT MEDIA INC.|CIST|Capital Institutional Services, Inc.|1286
OUT|OUTFRONT MEDIA INC.|CLSA|CLSA AMERICAS, LLC|1400
OUT|OUTFRONT MEDIA INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51891
OUT|OUTFRONT MEDIA INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3120
OUT|OUTFRONT MEDIA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|193174
OUT|OUTFRONT MEDIA INC.|CTDL|Citadel Derivatives Group Llc|10979
OUT|OUTFRONT MEDIA INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15566
OUT|OUTFRONT MEDIA INC.|DADA|D.A. Davidson & Co.|250
OUT|OUTFRONT MEDIA INC.|DAVA|Davenport & Company LLC|8992
OUT|OUTFRONT MEDIA INC.|DBAB|Deutsche Bank Securities Inc.|96690
OUT|OUTFRONT MEDIA INC.|DBAX|Deutsche Bank Securities Inc.|213800
OUT|OUTFRONT MEDIA INC.|DEAN|MORGAN STANLEY|20130
OUT|OUTFRONT MEDIA INC.|DEGS|RONIN PROFESSIONAL LLC|14
OUT|OUTFRONT MEDIA INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1037
OUT|OUTFRONT MEDIA INC.|EBXL|EBX LLC|178000
OUT|OUTFRONT MEDIA INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1299
OUT|OUTFRONT MEDIA INC.|EDJO|Edward D. Jones & Co., L.P.|384
OUT|OUTFRONT MEDIA INC.|EGAM|CBOE TRADING, INC.|8181
OUT|OUTFRONT MEDIA INC.|EGAW|CBOE TRADING, INC.|3
OUT|OUTFRONT MEDIA INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
OUT|OUTFRONT MEDIA INC.|EGXM|CBOE TRADING, INC.|100
OUT|OUTFRONT MEDIA INC.|ETBE|Electronic Transaction Clearing, Inc.|6488
OUT|OUTFRONT MEDIA INC.|ETCC|Electronic Transaction Clearing, Inc.|180
OUT|OUTFRONT MEDIA INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1940
OUT|OUTFRONT MEDIA INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|282
OUT|OUTFRONT MEDIA INC.|ETRS|E*Trade Securities LLC|11649
OUT|OUTFRONT MEDIA INC.|FBSB|U.S. Bancorp Investments, Inc.|1
OUT|OUTFRONT MEDIA INC.|FILL|Tradestation Securities, Inc.|1121
OUT|OUTFRONT MEDIA INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19752
OUT|OUTFRONT MEDIA INC.|FQLS|Quantlab Securities LP|242179
OUT|OUTFRONT MEDIA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74379
OUT|OUTFRONT MEDIA INC.|FTBR|Foliofn Investments, Inc.|1037
OUT|OUTFRONT MEDIA INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|400
OUT|OUTFRONT MEDIA INC.|GLPX|ACS EXECUTION SERVICES, LLC|16905
OUT|OUTFRONT MEDIA INC.|GSCO|GOLDMAN SACHS & CO. LLC|487233
OUT|OUTFRONT MEDIA INC.|GSCS|GOLDMAN SACHS & CO. LLC|7450
OUT|OUTFRONT MEDIA INC.|GSLT|GOLDMAN SACHS & CO. LLC|12649
OUT|OUTFRONT MEDIA INC.|GTSZ|GTS SECURITIES LLC|73735
OUT|OUTFRONT MEDIA INC.|HRBF|American Enterprise Investment Services Inc.|1152
OUT|OUTFRONT MEDIA INC.|HSBC|HSBC Securities, Inc.|900
OUT|OUTFRONT MEDIA INC.|IATS|INTERACTIVE BROKERS LLC|800
OUT|OUTFRONT MEDIA INC.|IBKR|Interactive Brokers Llc|3485
OUT|OUTFRONT MEDIA INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
OUT|OUTFRONT MEDIA INC.|ICBX|INSTINET, LLC|61097
OUT|OUTFRONT MEDIA INC.|IEQY|CITADEL SECURITIES LLC|32921
OUT|OUTFRONT MEDIA INC.|INCA|INSTINET, LLC|99565
OUT|OUTFRONT MEDIA INC.|INJX|INSTINET, LLC|4770
OUT|OUTFRONT MEDIA INC.|ITGI|ITG Inc.|37845
OUT|OUTFRONT MEDIA INC.|ITGP|ITG INC.|306000
OUT|OUTFRONT MEDIA INC.|JANY|Janney Montgomery Scott Inc.|346
OUT|OUTFRONT MEDIA INC.|JEFF|JEFFERIES LLC|155336
OUT|OUTFRONT MEDIA INC.|JMPT|JUMP TRADING, LLC|151723
OUT|OUTFRONT MEDIA INC.|JONE|JonesTrading|79
OUT|OUTFRONT MEDIA INC.|JPBX|J.P. MORGAN SECURITIES LLC|63045
OUT|OUTFRONT MEDIA INC.|JPMX|J.P. Morgan Securities LLC|422031
OUT|OUTFRONT MEDIA INC.|JSJX|JANE STREET CAPITAL LLC|8368
OUT|OUTFRONT MEDIA INC.|KCGM|VIRTU Americas LLC|37978
OUT|OUTFRONT MEDIA INC.|LEHM|Barclays Capital Inc./Le|480812
OUT|OUTFRONT MEDIA INC.|LIME|Lime Brokerage LLC|7961
OUT|OUTFRONT MEDIA INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|11800
OUT|OUTFRONT MEDIA INC.|LOOP|Loop Capital Markets LLC|2275
OUT|OUTFRONT MEDIA INC.|LQNA|LIQUIDNET, INC.|196800
OUT|OUTFRONT MEDIA INC.|LSCI|Lek Securities Corporation|26
OUT|OUTFRONT MEDIA INC.|MACQ|Macquarie Capital (USA) Inc.|1615
OUT|OUTFRONT MEDIA INC.|MAXM|Maxim Group LLC|42298
OUT|OUTFRONT MEDIA INC.|MKMP|MKM Partners LLC|500
OUT|OUTFRONT MEDIA INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|268290
OUT|OUTFRONT MEDIA INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
OUT|OUTFRONT MEDIA INC.|MSCO|MORGAN STANLEY & CO. LLC|872152
OUT|OUTFRONT MEDIA INC.|MSPL|MORGAN STANLEY & CO. LLC|263300
OUT|OUTFRONT MEDIA INC.|MSTX|MORGAN STANLEY & CO. LLC|158000
OUT|OUTFRONT MEDIA INC.|NATL|National Securities Corporation|3137
OUT|OUTFRONT MEDIA INC.|NEUB|NEUBERGER BERMAN BD LLC|2258
OUT|OUTFRONT MEDIA INC.|NFSC|National Financial Services LLC|184146
OUT|OUTFRONT MEDIA INC.|NITE|VIRTU Americas LLC|183765
OUT|OUTFRONT MEDIA INC.|NITP|VIRTU Americas LLC|450
OUT|OUTFRONT MEDIA INC.|NQRB|Brut, LLC|56719
OUT|OUTFRONT MEDIA INC.|OHOS|TWO SIGMA SECURITIES, LLC|13281
OUT|OUTFRONT MEDIA INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|47
OUT|OUTFRONT MEDIA INC.|OPCO|Oppenheimer & Co. Inc.|3085
OUT|OUTFRONT MEDIA INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
OUT|OUTFRONT MEDIA INC.|PDQM|CODA MARKETS, INC.|10905
OUT|OUTFRONT MEDIA INC.|PHLY|NASDAQ Execution Services, LLC|7200
OUT|OUTFRONT MEDIA INC.|PWJC|UBS Financial Services, Inc.|4334
OUT|OUTFRONT MEDIA INC.|QMSR|QUATTRO M SECURITIES INC.|10600
OUT|OUTFRONT MEDIA INC.|RBCM|RBC CAPITAL MARKETS, LLC|2222
OUT|OUTFRONT MEDIA INC.|SAGL|SAGETRADER, LLC|9100
OUT|OUTFRONT MEDIA INC.|SBSH|Citigroup Global Markets Inc.|47443
OUT|OUTFRONT MEDIA INC.|SGMT|GOLDMAN SACHS & CO. LLC|105018
OUT|OUTFRONT MEDIA INC.|SPDR|SPEEDROUTE LLC|3400
OUT|OUTFRONT MEDIA INC.|SPHN|Stephens Inc.|1333
OUT|OUTFRONT MEDIA INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|10800
OUT|OUTFRONT MEDIA INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8340
OUT|OUTFRONT MEDIA INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4108
OUT|OUTFRONT MEDIA INC.|SWIM|TD Ameritrade, Inc.|4465
OUT|OUTFRONT MEDIA INC.|SWST|Hilltop Securities Inc.|4308
OUT|OUTFRONT MEDIA INC.|TKNG|ALLY INVEST SECURITIES LLC|3134
OUT|OUTFRONT MEDIA INC.|TRBT|Tradebot Systems, Inc.|167146
OUT|OUTFRONT MEDIA INC.|TRCM|TRC MARKETS LLC|48838
OUT|OUTFRONT MEDIA INC.|TWTT|TASTYWORKS, INC.|500
OUT|OUTFRONT MEDIA INC.|UBSA|UBS SECURITIES LLC|465088
OUT|OUTFRONT MEDIA INC.|UBSS|UBS Securities LLC|505688
OUT|OUTFRONT MEDIA INC.|VALX|VIRTU AMERICAS LLC|18192
OUT|OUTFRONT MEDIA INC.|VGRD|Vanguard Marketing Corporation|10313
OUT|OUTFRONT MEDIA INC.|WABR|Wall Street Access|2900
OUT|OUTFRONT MEDIA INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|6724
OUT|OUTFRONT MEDIA INC.|WCHV|WELLS FARGO SECURITIES, LLC|127992
OUT|OUTFRONT MEDIA INC.|WEDB|WEDBUSH SECURITIES INC.|1282
OUT|OUTFRONT MEDIA INC.|WEED|Weeden & Co.L.P.|5670
OUT|OUTFRONT MEDIA INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3106
OUT|OUTFRONT MEDIA INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7434
OUT|OUTFRONT MEDIA INC.|WFPB|Wells Fargo Securities, LLC.|5000
OUT|OUTFRONT MEDIA INC.|WSEA|WOLVERINE SECURITIES, LLC|1324
OUT|OUTFRONT MEDIA INC.|XIST|INSTINET, LLC|4200
OUT|OUTFRONT MEDIA INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|58700
OUT|OUTFRONT MEDIA INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1524
OUT|OUTFRONT MEDIA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1346
OVAS|OVASCIENCE CMN STK|APCC|Apex Clearing Corporation|4140
OVAS|OVASCIENCE CMN STK|BIMI|Banca IMI Securities Corp.|12741
OVAS|OVASCIENCE CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1675
OVAS|OVASCIENCE CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2054
OVAS|OVASCIENCE CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3400
OVAS|OVASCIENCE CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13079
OVAS|OVASCIENCE CMN STK|CTDL|Citadel Derivatives Group Llc|4462
OVAS|OVASCIENCE CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|7900
OVAS|OVASCIENCE CMN STK|DBAB|Deutsche Bank Securities Inc.|37586
OVAS|OVASCIENCE CMN STK|DBAX|Deutsche Bank Securities Inc.|5100
OVAS|OVASCIENCE CMN STK|DEAN|MORGAN STANLEY|100
OVAS|OVASCIENCE CMN STK|DEGS|RONIN PROFESSIONAL LLC|8200
OVAS|OVASCIENCE CMN STK|EBXL|EBX LLC|3800
OVAS|OVASCIENCE CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|8409
OVAS|OVASCIENCE CMN STK|EGAM|CBOE TRADING, INC.|300
OVAS|OVASCIENCE CMN STK|EGXM|CBOE TRADING, INC.|5800
OVAS|OVASCIENCE CMN STK|EGXW|CBOE TRADING, INC.|2122
OVAS|OVASCIENCE CMN STK|ETRS|E*Trade Securities LLC|314011
OVAS|OVASCIENCE CMN STK|FBCO|Credit Suisse Securities (USA) LLC|60380
OVAS|OVASCIENCE CMN STK|FILL|Tradestation Securities, Inc.|10375
OVAS|OVASCIENCE CMN STK|FMAF|NBCN Inc./ CDS|12800
OVAS|OVASCIENCE CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|673187
OVAS|OVASCIENCE CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6029
OVAS|OVASCIENCE CMN STK|FTBR|Foliofn Investments, Inc.|5
OVAS|OVASCIENCE CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|450
OVAS|OVASCIENCE CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|49133
OVAS|OVASCIENCE CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|22100
OVAS|OVASCIENCE CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|16760
OVAS|OVASCIENCE CMN STK|IATS|INTERACTIVE BROKERS LLC|50
OVAS|OVASCIENCE CMN STK|IBKR|Interactive Brokers Llc|166569
OVAS|OVASCIENCE CMN STK|ICBX|INSTINET, LLC|4800
OVAS|OVASCIENCE CMN STK|INCA|INSTINET, LLC|6024
OVAS|OVASCIENCE CMN STK|INJX|INSTINET, LLC|16007
OVAS|OVASCIENCE CMN STK|ITGI|ITG Inc.|1100
OVAS|OVASCIENCE CMN STK|ITGP|ITG INC.|2000
OVAS|OVASCIENCE CMN STK|JEFF|JEFFERIES LLC|210
OVAS|OVASCIENCE CMN STK|JMPT|JUMP TRADING, LLC|20
OVAS|OVASCIENCE CMN STK|JONE|JonesTrading|23963
OVAS|OVASCIENCE CMN STK|JPMX|J.P. Morgan Securities LLC|7162
OVAS|OVASCIENCE CMN STK|JSJX|JANE STREET CAPITAL LLC|175
OVAS|OVASCIENCE CMN STK|KCGM|VIRTU Americas LLC|1800
OVAS|OVASCIENCE CMN STK|LEHM|Barclays Capital Inc./Le|20651
OVAS|OVASCIENCE CMN STK|LIME|Lime Brokerage LLC|12712
OVAS|OVASCIENCE CMN STK|LSCI|Lek Securities Corporation|20
OVAS|OVASCIENCE CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9174
OVAS|OVASCIENCE CMN STK|MSCO|MORGAN STANLEY & CO. LLC|277375
OVAS|OVASCIENCE CMN STK|MSPL|MORGAN STANLEY & CO. LLC|3400
OVAS|OVASCIENCE CMN STK|MSTX|MORGAN STANLEY & CO. LLC|2000
OVAS|OVASCIENCE CMN STK|NFSC|National Financial Services LLC|223308
OVAS|OVASCIENCE CMN STK|NITE|VIRTU Americas LLC|470779
OVAS|OVASCIENCE CMN STK|NQRB|Brut, LLC|5840
OVAS|OVASCIENCE CMN STK|OPCO|Oppenheimer & Co. Inc.|8751
OVAS|OVASCIENCE CMN STK|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2700
OVAS|OVASCIENCE CMN STK|PDQM|CODA MARKETS, INC.|12916
OVAS|OVASCIENCE CMN STK|PWJC|UBS Financial Services, Inc.|1200
OVAS|OVASCIENCE CMN STK|RAJA|Raymond James & Associates, Inc.|31340
OVAS|OVASCIENCE CMN STK|SBSH|Citigroup Global Markets Inc.|6755
OVAS|OVASCIENCE CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|7505
OVAS|OVASCIENCE CMN STK|SPDR|SPEEDROUTE LLC|100
OVAS|OVASCIENCE CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|350
OVAS|OVASCIENCE CMN STK|STXG|Stockcross Financial Services, Inc.|10
OVAS|OVASCIENCE CMN STK|SWIM|TD Ameritrade, Inc.|99212
OVAS|OVASCIENCE CMN STK|SWST|Hilltop Securities Inc.|13500
OVAS|OVASCIENCE CMN STK|TKNG|ALLY INVEST SECURITIES LLC|442
OVAS|OVASCIENCE CMN STK|UBSA|UBS SECURITIES LLC|33266
OVAS|OVASCIENCE CMN STK|UBSS|UBS Securities LLC|93181
OVAS|OVASCIENCE CMN STK|VGRD|Vanguard Marketing Corporation|10985
OVAS|OVASCIENCE CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|61268
OVAS|OVASCIENCE CMN STK|WEED|Weeden & Co.L.P.|4200
OVAS|OVASCIENCE CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|129
OVAS|OVASCIENCE CMN STK|WSEA|WOLVERINE SECURITIES, LLC|3344
OVAS|OVASCIENCE CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34
OVBC|OHIO VALLEY BANC CP|BATM|CBOE TRADING, INC.|771
OVBC|OHIO VALLEY BANC CP|BAYC|BAY CREST PARTNERS, LLC|206
OVBC|OHIO VALLEY BANC CP|BBNT|BB&T SECURITIES, LLC|50
OVBC|OHIO VALLEY BANC CP|BERN|Sanford C. Bernstein & Co., LLC|1241
OVBC|OHIO VALLEY BANC CP|BMOC|BMO Capital Markets Corp.|653
OVBC|OHIO VALLEY BANC CP|BNPX|BNP PARIBAS SECURITIES CORP.|391
OVBC|OHIO VALLEY BANC CP|BTIG|BTIG, LLC|12
OVBC|OHIO VALLEY BANC CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20
OVBC|OHIO VALLEY BANC CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5019
OVBC|OHIO VALLEY BANC CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19150
OVBC|OHIO VALLEY BANC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
OVBC|OHIO VALLEY BANC CP|CTDL|Citadel Derivatives Group Llc|882
OVBC|OHIO VALLEY BANC CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4
OVBC|OHIO VALLEY BANC CP|DBAB|Deutsche Bank Securities Inc.|9640
OVBC|OHIO VALLEY BANC CP|DBAX|Deutsche Bank Securities Inc.|1000
OVBC|OHIO VALLEY BANC CP|DEGS|RONIN PROFESSIONAL LLC|614
OVBC|OHIO VALLEY BANC CP|EBXL|EBX LLC|600
OVBC|OHIO VALLEY BANC CP|EDJO|Edward D. Jones & Co., L.P.|1660
OVBC|OHIO VALLEY BANC CP|EGAM|CBOE TRADING, INC.|716
OVBC|OHIO VALLEY BANC CP|EGXM|CBOE TRADING, INC.|1
OVBC|OHIO VALLEY BANC CP|ETCC|Electronic Transaction Clearing, Inc.|36
OVBC|OHIO VALLEY BANC CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8
OVBC|OHIO VALLEY BANC CP|ETRS|E*Trade Securities LLC|9923
OVBC|OHIO VALLEY BANC CP|FBCO|Credit Suisse Securities (USA) LLC|18645
OVBC|OHIO VALLEY BANC CP|FILL|Tradestation Securities, Inc.|1500
OVBC|OHIO VALLEY BANC CP|FOMA|TD AMERITRADE CLEARING, INC.|675
OVBC|OHIO VALLEY BANC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3328
OVBC|OHIO VALLEY BANC CP|FTBR|Foliofn Investments, Inc.|2
OVBC|OHIO VALLEY BANC CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1061
OVBC|OHIO VALLEY BANC CP|GSCO|GOLDMAN SACHS & CO. LLC|26030
OVBC|OHIO VALLEY BANC CP|GSCS|GOLDMAN SACHS & CO. LLC|821
OVBC|OHIO VALLEY BANC CP|GTSZ|GTS SECURITIES LLC|185
OVBC|OHIO VALLEY BANC CP|HRBF|American Enterprise Investment Services Inc.|100
OVBC|OHIO VALLEY BANC CP|IBKR|Interactive Brokers Llc|2969
OVBC|OHIO VALLEY BANC CP|ICBX|INSTINET, LLC|600
OVBC|OHIO VALLEY BANC CP|IEQY|CITADEL SECURITIES LLC|286
OVBC|OHIO VALLEY BANC CP|INCA|INSTINET, LLC|10009
OVBC|OHIO VALLEY BANC CP|INJX|INSTINET, LLC|241
OVBC|OHIO VALLEY BANC CP|ITGI|ITG Inc.|74857
OVBC|OHIO VALLEY BANC CP|ITGP|ITG INC.|2000
OVBC|OHIO VALLEY BANC CP|JEFF|JEFFERIES LLC|1227
OVBC|OHIO VALLEY BANC CP|JPMX|J.P. Morgan Securities LLC|767
OVBC|OHIO VALLEY BANC CP|KCGM|VIRTU Americas LLC|200
OVBC|OHIO VALLEY BANC CP|LEHM|Barclays Capital Inc./Le|4627
OVBC|OHIO VALLEY BANC CP|LIME|Lime Brokerage LLC|24869
OVBC|OHIO VALLEY BANC CP|LMGP|LIME BROKERAGE LLC|5431
OVBC|OHIO VALLEY BANC CP|MAXM|Maxim Group LLC|289
OVBC|OHIO VALLEY BANC CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
OVBC|OHIO VALLEY BANC CP|MSCO|MORGAN STANLEY & CO. LLC|46357
OVBC|OHIO VALLEY BANC CP|MSPL|MORGAN STANLEY & CO. LLC|1200
OVBC|OHIO VALLEY BANC CP|MSTX|MORGAN STANLEY & CO. LLC|200
OVBC|OHIO VALLEY BANC CP|NFSC|National Financial Services LLC|7163
OVBC|OHIO VALLEY BANC CP|NITE|VIRTU Americas LLC|12231
OVBC|OHIO VALLEY BANC CP|PDQM|CODA MARKETS, INC.|770
OVBC|OHIO VALLEY BANC CP|SBSH|Citigroup Global Markets Inc.|5415
OVBC|OHIO VALLEY BANC CP|SGMT|GOLDMAN SACHS & CO. LLC|1388
OVBC|OHIO VALLEY BANC CP|SPDR|SPEEDROUTE LLC|3833
OVBC|OHIO VALLEY BANC CP|SWEN|Sweney Cartwright & Company|17706
OVBC|OHIO VALLEY BANC CP|SWIM|TD Ameritrade, Inc.|28
OVBC|OHIO VALLEY BANC CP|TRBT|Tradebot Systems, Inc.|64
OVBC|OHIO VALLEY BANC CP|TRCM|TRC MARKETS LLC|8941
OVBC|OHIO VALLEY BANC CP|UBSA|UBS SECURITIES LLC|2733
OVBC|OHIO VALLEY BANC CP|UBSS|UBS Securities LLC|64126
OVBC|OHIO VALLEY BANC CP|VALX|VIRTU AMERICAS LLC|315
OVBC|OHIO VALLEY BANC CP|WCHV|WELLS FARGO SECURITIES, LLC|1393
OVID|OVID THERAPEUTICS CM|ALTX|Alternet Securities Inc.|400
OVID|OVID THERAPEUTICS CM|APCC|Apex Clearing Corporation|5
OVID|OVID THERAPEUTICS CM|BATM|CBOE TRADING, INC.|119
OVID|OVID THERAPEUTICS CM|BERN|Sanford C. Bernstein & Co., LLC|100
OVID|OVID THERAPEUTICS CM|BMOC|BMO Capital Markets Corp.|2028
OVID|OVID THERAPEUTICS CM|BNPX|BNP PARIBAS SECURITIES CORP.|935
OVID|OVID THERAPEUTICS CM|BTIG|BTIG, LLC|105
OVID|OVID THERAPEUTICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|444
OVID|OVID THERAPEUTICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9116
OVID|OVID THERAPEUTICS CM|CTDL|Citadel Derivatives Group Llc|444
OVID|OVID THERAPEUTICS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2118
OVID|OVID THERAPEUTICS CM|DBAB|Deutsche Bank Securities Inc.|37508
OVID|OVID THERAPEUTICS CM|DBAX|Deutsche Bank Securities Inc.|10200
OVID|OVID THERAPEUTICS CM|DBUL|Deutsche Bank Securities Inc.|100
OVID|OVID THERAPEUTICS CM|DEGS|RONIN PROFESSIONAL LLC|11269
OVID|OVID THERAPEUTICS CM|EBXL|EBX LLC|1000
OVID|OVID THERAPEUTICS CM|EGAM|CBOE TRADING, INC.|600
OVID|OVID THERAPEUTICS CM|EGXM|CBOE TRADING, INC.|8
OVID|OVID THERAPEUTICS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1512
OVID|OVID THERAPEUTICS CM|ETRS|E*Trade Securities LLC|11703
OVID|OVID THERAPEUTICS CM|FBCO|Credit Suisse Securities (USA) LLC|74403
OVID|OVID THERAPEUTICS CM|FMAF|NBCN Inc./ CDS|76
OVID|OVID THERAPEUTICS CM|FOMA|TD AMERITRADE CLEARING, INC.|15695
OVID|OVID THERAPEUTICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1561
OVID|OVID THERAPEUTICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3100
OVID|OVID THERAPEUTICS CM|GSCO|GOLDMAN SACHS & CO. LLC|128433
OVID|OVID THERAPEUTICS CM|GSCS|GOLDMAN SACHS & CO. LLC|1588
OVID|OVID THERAPEUTICS CM|GTSZ|GTS SECURITIES LLC|9283
OVID|OVID THERAPEUTICS CM|IATS|INTERACTIVE BROKERS LLC|4035
OVID|OVID THERAPEUTICS CM|IBKR|Interactive Brokers Llc|6199
OVID|OVID THERAPEUTICS CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|97
OVID|OVID THERAPEUTICS CM|ICBX|INSTINET, LLC|1100
OVID|OVID THERAPEUTICS CM|IEQY|CITADEL SECURITIES LLC|4294
OVID|OVID THERAPEUTICS CM|INCA|INSTINET, LLC|19021
OVID|OVID THERAPEUTICS CM|INJX|INSTINET, LLC|2188
OVID|OVID THERAPEUTICS CM|ITGI|ITG Inc.|3710
OVID|OVID THERAPEUTICS CM|ITGP|ITG INC.|6200
OVID|OVID THERAPEUTICS CM|JANY|Janney Montgomery Scott Inc.|20
OVID|OVID THERAPEUTICS CM|JEFF|JEFFERIES LLC|18166
OVID|OVID THERAPEUTICS CM|JPMX|J.P. Morgan Securities LLC|14392
OVID|OVID THERAPEUTICS CM|KCGM|VIRTU Americas LLC|42
OVID|OVID THERAPEUTICS CM|LEHM|Barclays Capital Inc./Le|59778
OVID|OVID THERAPEUTICS CM|LIME|Lime Brokerage LLC|30220
OVID|OVID THERAPEUTICS CM|LMGP|LIME BROKERAGE LLC|3140
OVID|OVID THERAPEUTICS CM|LSCI|Lek Securities Corporation|1260
OVID|OVID THERAPEUTICS CM|MAXM|Maxim Group LLC|1196
OVID|OVID THERAPEUTICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3914
OVID|OVID THERAPEUTICS CM|MSCO|MORGAN STANLEY & CO. LLC|89644
OVID|OVID THERAPEUTICS CM|MSPL|MORGAN STANLEY & CO. LLC|13800
OVID|OVID THERAPEUTICS CM|MSTX|MORGAN STANLEY & CO. LLC|2000
OVID|OVID THERAPEUTICS CM|NFSC|National Financial Services LLC|32408
OVID|OVID THERAPEUTICS CM|NITE|VIRTU Americas LLC|112617
OVID|OVID THERAPEUTICS CM|NITP|VIRTU Americas LLC|1085
OVID|OVID THERAPEUTICS CM|NQRB|Brut, LLC|123
OVID|OVID THERAPEUTICS CM|RBCM|RBC CAPITAL MARKETS, LLC|53192
OVID|OVID THERAPEUTICS CM|SALI|INTL FCSTONE FINANCIAL INC.|800
OVID|OVID THERAPEUTICS CM|SBSH|Citigroup Global Markets Inc.|31552
OVID|OVID THERAPEUTICS CM|SGMT|GOLDMAN SACHS & CO. LLC|1044
OVID|OVID THERAPEUTICS CM|SPDR|SPEEDROUTE LLC|100
OVID|OVID THERAPEUTICS CM|STFL|Stifel, Nicolaus & Company, Incorporated|900
OVID|OVID THERAPEUTICS CM|SWIM|TD Ameritrade, Inc.|8081
OVID|OVID THERAPEUTICS CM|TRBT|Tradebot Systems, Inc.|2552
OVID|OVID THERAPEUTICS CM|TRCM|TRC MARKETS LLC|5895
OVID|OVID THERAPEUTICS CM|TWTT|TASTYWORKS, INC.|175
OVID|OVID THERAPEUTICS CM|UBSA|UBS SECURITIES LLC|21844
OVID|OVID THERAPEUTICS CM|UBSS|UBS Securities LLC|89461
OVID|OVID THERAPEUTICS CM|VALX|VIRTU AMERICAS LLC|4600
OVID|OVID THERAPEUTICS CM|VGRD|Vanguard Marketing Corporation|1253
OVID|OVID THERAPEUTICS CM|WBLR|WILLIAM BLAIR|400
OVID|OVID THERAPEUTICS CM|WCHV|WELLS FARGO SECURITIES, LLC|3394
OVID|OVID THERAPEUTICS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109
OVID|OVID THERAPEUTICS CM|WSEA|WOLVERINE SECURITIES, LLC|195
OVID|OVID THERAPEUTICS CM|XIST|INSTINET, LLC|200
OVID|OVID THERAPEUTICS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3180
OVLC|INVESCO U.S. LARG|JSJX|JANE STREET CAPITAL LLC|302
OVLC|INVESCO U.S. LARG|NFSC|National Financial Services LLC|28
OVLC|INVESCO U.S. LARG|NITE|VIRTU Americas LLC|303
OVLU|OPPENHEIMER RUSSELL|KCGM|VIRTU Americas LLC|100
OVLY|OAK VALLEY BANCP CA|ALTX|Alternet Securities Inc.|2032
OVLY|OAK VALLEY BANCP CA|BATM|CBOE TRADING, INC.|998
OVLY|OAK VALLEY BANCP CA|BAYC|BAY CREST PARTNERS, LLC|1048
OVLY|OAK VALLEY BANCP CA|BMOC|BMO Capital Markets Corp.|523
OVLY|OAK VALLEY BANCP CA|BNKS|Fig Partners, LLC|13866
OVLY|OAK VALLEY BANCP CA|BNPX|BNP PARIBAS SECURITIES CORP.|1096
OVLY|OAK VALLEY BANCP CA|BTIG|BTIG, LLC|244
OVLY|OAK VALLEY BANCP CA|BYXM|CBOE TRADING, INC.|129
OVLY|OAK VALLEY BANCP CA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
OVLY|OAK VALLEY BANCP CA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29483
OVLY|OAK VALLEY BANCP CA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16717
OVLY|OAK VALLEY BANCP CA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11721
OVLY|OAK VALLEY BANCP CA|CTDL|Citadel Derivatives Group Llc|1714
OVLY|OAK VALLEY BANCP CA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1740
OVLY|OAK VALLEY BANCP CA|DBAB|Deutsche Bank Securities Inc.|93724
OVLY|OAK VALLEY BANCP CA|DBAX|Deutsche Bank Securities Inc.|11900
OVLY|OAK VALLEY BANCP CA|DEGS|RONIN PROFESSIONAL LLC|2702
OVLY|OAK VALLEY BANCP CA|EBXL|EBX LLC|8600
OVLY|OAK VALLEY BANCP CA|ECUT|CONVERGEX EXECUTION SOLUTIONS|480
OVLY|OAK VALLEY BANCP CA|EDJO|Edward D. Jones & Co., L.P.|47
OVLY|OAK VALLEY BANCP CA|EGAM|CBOE TRADING, INC.|643
OVLY|OAK VALLEY BANCP CA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
OVLY|OAK VALLEY BANCP CA|ETRS|E*Trade Securities LLC|11301
OVLY|OAK VALLEY BANCP CA|FBCO|Credit Suisse Securities (USA) LLC|2591
OVLY|OAK VALLEY BANCP CA|FOMA|TD AMERITRADE CLEARING, INC.|1910
OVLY|OAK VALLEY BANCP CA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
OVLY|OAK VALLEY BANCP CA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4945
OVLY|OAK VALLEY BANCP CA|FTBR|Foliofn Investments, Inc.|74
OVLY|OAK VALLEY BANCP CA|GEBB|GLOBAL EXECUTION BROKERS, LP|800
OVLY|OAK VALLEY BANCP CA|GLPX|ACS EXECUTION SERVICES, LLC|6852
OVLY|OAK VALLEY BANCP CA|GSCO|GOLDMAN SACHS & CO. LLC|168080
OVLY|OAK VALLEY BANCP CA|GTSZ|GTS SECURITIES LLC|14155
OVLY|OAK VALLEY BANCP CA|IATS|INTERACTIVE BROKERS LLC|626
OVLY|OAK VALLEY BANCP CA|IBKR|Interactive Brokers Llc|3308
OVLY|OAK VALLEY BANCP CA|ICBX|INSTINET, LLC|700
OVLY|OAK VALLEY BANCP CA|IEQY|CITADEL SECURITIES LLC|761
OVLY|OAK VALLEY BANCP CA|INCA|INSTINET, LLC|40971
OVLY|OAK VALLEY BANCP CA|INJX|INSTINET, LLC|10080
OVLY|OAK VALLEY BANCP CA|ITGI|ITG Inc.|1926
OVLY|OAK VALLEY BANCP CA|ITGP|ITG INC.|3000
OVLY|OAK VALLEY BANCP CA|JEFF|JEFFERIES LLC|9038
OVLY|OAK VALLEY BANCP CA|JPMX|J.P. Morgan Securities LLC|21513
OVLY|OAK VALLEY BANCP CA|JSJX|JANE STREET CAPITAL LLC|184
OVLY|OAK VALLEY BANCP CA|KCGM|VIRTU Americas LLC|2648
OVLY|OAK VALLEY BANCP CA|LEHM|Barclays Capital Inc./Le|41462
OVLY|OAK VALLEY BANCP CA|LIME|Lime Brokerage LLC|30838
OVLY|OAK VALLEY BANCP CA|LMGP|LIME BROKERAGE LLC|30068
OVLY|OAK VALLEY BANCP CA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
OVLY|OAK VALLEY BANCP CA|MAXM|Maxim Group LLC|472
OVLY|OAK VALLEY BANCP CA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8430
OVLY|OAK VALLEY BANCP CA|MOTF|MOTIF INVESTING, INC.|1
OVLY|OAK VALLEY BANCP CA|MSCO|MORGAN STANLEY & CO. LLC|176205
OVLY|OAK VALLEY BANCP CA|MSPL|MORGAN STANLEY & CO. LLC|5200
OVLY|OAK VALLEY BANCP CA|MSTX|MORGAN STANLEY & CO. LLC|900
OVLY|OAK VALLEY BANCP CA|NFSC|National Financial Services LLC|8991
OVLY|OAK VALLEY BANCP CA|NITE|VIRTU Americas LLC|25715
OVLY|OAK VALLEY BANCP CA|NQRB|Brut, LLC|130
OVLY|OAK VALLEY BANCP CA|PDQM|CODA MARKETS, INC.|15799
OVLY|OAK VALLEY BANCP CA|RAJA|Raymond James & Associates, Inc.|684
OVLY|OAK VALLEY BANCP CA|SBSH|Citigroup Global Markets Inc.|36296
OVLY|OAK VALLEY BANCP CA|SDLR|Sandler, O'Neill & Partners, L.P.|2948
OVLY|OAK VALLEY BANCP CA|SGMT|GOLDMAN SACHS & CO. LLC|1691
OVLY|OAK VALLEY BANCP CA|SPDR|SPEEDROUTE LLC|4650
OVLY|OAK VALLEY BANCP CA|SWIM|TD Ameritrade, Inc.|6169
OVLY|OAK VALLEY BANCP CA|TRCM|TRC MARKETS LLC|1642
OVLY|OAK VALLEY BANCP CA|UBSS|UBS Securities LLC|179835
OVLY|OAK VALLEY BANCP CA|VALX|VIRTU AMERICAS LLC|1998
OVLY|OAK VALLEY BANCP CA|WCHV|WELLS FARGO SECURITIES, LLC|5753
OVLY|OAK VALLEY BANCP CA|WEED|Weeden & Co.L.P.|1700
OVLY|OAK VALLEY BANCP CA|WSEA|WOLVERINE SECURITIES, LLC|49
OVLY|OAK VALLEY BANCP CA|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
OVLY|OAK VALLEY BANCP CA|YKNA|COMHAR CAPITAL MARKETS, LLC|541
OVOL|OPPENHEIMER RUSSELL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1
OXBR|OXBRIDGE ORD SHRS|ALTX|Alternet Securities Inc.|700
OXBR|OXBRIDGE ORD SHRS|APCC|Apex Clearing Corporation|1830
OXBR|OXBRIDGE ORD SHRS|BATM|CBOE TRADING, INC.|600
OXBR|OXBRIDGE ORD SHRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2052
OXBR|OXBRIDGE ORD SHRS|BYXM|CBOE TRADING, INC.|731
OXBR|OXBRIDGE ORD SHRS|CANT|Cantor Fitzgerald & Co.|400
OXBR|OXBRIDGE ORD SHRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1401
OXBR|OXBRIDGE ORD SHRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
OXBR|OXBRIDGE ORD SHRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2886
OXBR|OXBRIDGE ORD SHRS|CTDL|Citadel Derivatives Group Llc|1866
OXBR|OXBRIDGE ORD SHRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
OXBR|OXBRIDGE ORD SHRS|DBAX|Deutsche Bank Securities Inc.|3400
OXBR|OXBRIDGE ORD SHRS|DEGS|RONIN PROFESSIONAL LLC|1956
OXBR|OXBRIDGE ORD SHRS|EBXL|EBX LLC|1500
OXBR|OXBRIDGE ORD SHRS|EDJO|Edward D. Jones & Co., L.P.|3501
OXBR|OXBRIDGE ORD SHRS|EGAM|CBOE TRADING, INC.|800
OXBR|OXBRIDGE ORD SHRS|EGXM|CBOE TRADING, INC.|1000
OXBR|OXBRIDGE ORD SHRS|ETRS|E*Trade Securities LLC|68111
OXBR|OXBRIDGE ORD SHRS|FBCO|Credit Suisse Securities (USA) LLC|12944
OXBR|OXBRIDGE ORD SHRS|FILL|Tradestation Securities, Inc.|15700
OXBR|OXBRIDGE ORD SHRS|FOMA|TD AMERITRADE CLEARING, INC.|76016
OXBR|OXBRIDGE ORD SHRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1718
OXBR|OXBRIDGE ORD SHRS|GEBB|GLOBAL EXECUTION BROKERS, LP|5070
OXBR|OXBRIDGE ORD SHRS|GLPX|ACS EXECUTION SERVICES, LLC|700
OXBR|OXBRIDGE ORD SHRS|GSCO|GOLDMAN SACHS & CO. LLC|7719
OXBR|OXBRIDGE ORD SHRS|GSLT|GOLDMAN SACHS & CO. LLC|1250
OXBR|OXBRIDGE ORD SHRS|GTSZ|GTS SECURITIES LLC|151
OXBR|OXBRIDGE ORD SHRS|IATS|INTERACTIVE BROKERS LLC|7950
OXBR|OXBRIDGE ORD SHRS|IBKR|Interactive Brokers Llc|71130
OXBR|OXBRIDGE ORD SHRS|ICBX|INSTINET, LLC|1300
OXBR|OXBRIDGE ORD SHRS|INCA|INSTINET, LLC|23902
OXBR|OXBRIDGE ORD SHRS|ITGI|ITG Inc.|6893
OXBR|OXBRIDGE ORD SHRS|ITGP|ITG INC.|1200
OXBR|OXBRIDGE ORD SHRS|JPMX|J.P. Morgan Securities LLC|908
OXBR|OXBRIDGE ORD SHRS|KCGM|VIRTU Americas LLC|337
OXBR|OXBRIDGE ORD SHRS|KING|C. L. King & Associates, Inc.|600
OXBR|OXBRIDGE ORD SHRS|LEHM|Barclays Capital Inc./Le|3984
OXBR|OXBRIDGE ORD SHRS|LIME|Lime Brokerage LLC|22056
OXBR|OXBRIDGE ORD SHRS|LMGP|LIME BROKERAGE LLC|700
OXBR|OXBRIDGE ORD SHRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
OXBR|OXBRIDGE ORD SHRS|MSCO|MORGAN STANLEY & CO. LLC|88030
OXBR|OXBRIDGE ORD SHRS|MSPL|MORGAN STANLEY & CO. LLC|600
OXBR|OXBRIDGE ORD SHRS|NFSC|National Financial Services LLC|77512
OXBR|OXBRIDGE ORD SHRS|NITE|VIRTU Americas LLC|153085
OXBR|OXBRIDGE ORD SHRS|NQRB|Brut, LLC|900
OXBR|OXBRIDGE ORD SHRS|PDQM|CODA MARKETS, INC.|1800
OXBR|OXBRIDGE ORD SHRS|PWJC|UBS Financial Services, Inc.|10000
OXBR|OXBRIDGE ORD SHRS|RAJA|Raymond James & Associates, Inc.|800
OXBR|OXBRIDGE ORD SHRS|SAGL|SAGETRADER, LLC|216
OXBR|OXBRIDGE ORD SHRS|SGMT|GOLDMAN SACHS & CO. LLC|996
OXBR|OXBRIDGE ORD SHRS|SPDR|SPEEDROUTE LLC|8936
OXBR|OXBRIDGE ORD SHRS|SWIM|TD Ameritrade, Inc.|45213
OXBR|OXBRIDGE ORD SHRS|SWST|Hilltop Securities Inc.|4351
OXBR|OXBRIDGE ORD SHRS|TKNG|ALLY INVEST SECURITIES LLC|3200
OXBR|OXBRIDGE ORD SHRS|TRCM|TRC MARKETS LLC|1202
OXBR|OXBRIDGE ORD SHRS|UBSA|UBS SECURITIES LLC|10994
OXBR|OXBRIDGE ORD SHRS|UBSS|UBS Securities LLC|59191
OXBR|OXBRIDGE ORD SHRS|VALX|VIRTU AMERICAS LLC|1069
OXBR|OXBRIDGE ORD SHRS|WCHV|WELLS FARGO SECURITIES, LLC|1147
OXBR|OXBRIDGE ORD SHRS|WSEA|WOLVERINE SECURITIES, LLC|6765
OXBR|OXBRIDGE ORD SHRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
OXBRW|OXBRIDGE WARRANTS|CANT|Cantor Fitzgerald & Co.|200
OXBRW|OXBRIDGE WARRANTS|FOMA|TD AMERITRADE CLEARING, INC.|1500
OXBRW|OXBRIDGE WARRANTS|INCA|INSTINET, LLC|10
OXBRW|OXBRIDGE WARRANTS|LIME|Lime Brokerage LLC|1
OXBRW|OXBRIDGE WARRANTS|MSCO|MORGAN STANLEY & CO. LLC|100
OXBRW|OXBRIDGE WARRANTS|NITE|VIRTU Americas LLC|5911
OXBRW|OXBRIDGE WARRANTS|OPCO|Oppenheimer & Co. Inc.|3000
OXBRW|OXBRIDGE WARRANTS|RAJA|Raymond James & Associates, Inc.|1000
OXBRW|OXBRIDGE WARRANTS|RBCM|RBC CAPITAL MARKETS, LLC|1000
OXBRW|OXBRIDGE WARRANTS|SPDR|SPEEDROUTE LLC|400
OXFD|OXFORD IMMUNOTEC|ADAM|CANACCORD GENUITY INC.|20014
OXFD|OXFORD IMMUNOTEC|ALTX|Alternet Securities Inc.|2477
OXFD|OXFORD IMMUNOTEC|APCC|Apex Clearing Corporation|5
OXFD|OXFORD IMMUNOTEC|AQUA|AQUA SECURITIES L.P.|30000
OXFD|OXFORD IMMUNOTEC|BARD|Robert W. Baird & Co. Incorporated|500
OXFD|OXFORD IMMUNOTEC|BATM|CBOE TRADING, INC.|3240
OXFD|OXFORD IMMUNOTEC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|350
OXFD|OXFORD IMMUNOTEC|BERN|Sanford C. Bernstein & Co., LLC|11350
OXFD|OXFORD IMMUNOTEC|BMOC|BMO Capital Markets Corp.|4047
OXFD|OXFORD IMMUNOTEC|BNPX|BNP PARIBAS SECURITIES CORP.|1412
OXFD|OXFORD IMMUNOTEC|BTIG|BTIG, LLC|313525
OXFD|OXFORD IMMUNOTEC|BYXM|CBOE TRADING, INC.|200
OXFD|OXFORD IMMUNOTEC|BZYD|GOLDMAN SACHS & CO. LLC|6284
OXFD|OXFORD IMMUNOTEC|CANT|Cantor Fitzgerald & Co.|26
OXFD|OXFORD IMMUNOTEC|CHAS|Charles Schwab & Co., Inc.|5000
OXFD|OXFORD IMMUNOTEC|CIST|Capital Institutional Services, Inc.|843
OXFD|OXFORD IMMUNOTEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21106
OXFD|OXFORD IMMUNOTEC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1139
OXFD|OXFORD IMMUNOTEC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
OXFD|OXFORD IMMUNOTEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47335
OXFD|OXFORD IMMUNOTEC|CTDL|Citadel Derivatives Group Llc|469
OXFD|OXFORD IMMUNOTEC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8590
OXFD|OXFORD IMMUNOTEC|DBAB|Deutsche Bank Securities Inc.|76719
OXFD|OXFORD IMMUNOTEC|DBAX|Deutsche Bank Securities Inc.|36900
OXFD|OXFORD IMMUNOTEC|DEAN|MORGAN STANLEY|325
OXFD|OXFORD IMMUNOTEC|DEGS|RONIN PROFESSIONAL LLC|13054
OXFD|OXFORD IMMUNOTEC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2252
OXFD|OXFORD IMMUNOTEC|EBXL|EBX LLC|60200
OXFD|OXFORD IMMUNOTEC|EDJO|Edward D. Jones & Co., L.P.|660
OXFD|OXFORD IMMUNOTEC|EGAM|CBOE TRADING, INC.|2961
OXFD|OXFORD IMMUNOTEC|EGMT|EG MARKET TECHNOLOGIES LLC|300
OXFD|OXFORD IMMUNOTEC|EGXM|CBOE TRADING, INC.|420
OXFD|OXFORD IMMUNOTEC|ETBE|Electronic Transaction Clearing, Inc.|4376
OXFD|OXFORD IMMUNOTEC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1800
OXFD|OXFORD IMMUNOTEC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16767
OXFD|OXFORD IMMUNOTEC|ETRS|E*Trade Securities LLC|2164
OXFD|OXFORD IMMUNOTEC|FBCO|Credit Suisse Securities (USA) LLC|88386
OXFD|OXFORD IMMUNOTEC|FILL|Tradestation Securities, Inc.|615
OXFD|OXFORD IMMUNOTEC|FOMA|TD AMERITRADE CLEARING, INC.|143
OXFD|OXFORD IMMUNOTEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31012
OXFD|OXFORD IMMUNOTEC|GEBB|GLOBAL EXECUTION BROKERS, LP|7749
OXFD|OXFORD IMMUNOTEC|GLPX|ACS EXECUTION SERVICES, LLC|33604
OXFD|OXFORD IMMUNOTEC|GSCO|GOLDMAN SACHS & CO. LLC|141038
OXFD|OXFORD IMMUNOTEC|GSCS|GOLDMAN SACHS & CO. LLC|9651
OXFD|OXFORD IMMUNOTEC|GSLT|GOLDMAN SACHS & CO. LLC|21411
OXFD|OXFORD IMMUNOTEC|GTSZ|GTS SECURITIES LLC|17320
OXFD|OXFORD IMMUNOTEC|IATS|INTERACTIVE BROKERS LLC|70
OXFD|OXFORD IMMUNOTEC|IBKR|Interactive Brokers Llc|14194
OXFD|OXFORD IMMUNOTEC|ICBX|INSTINET, LLC|23900
OXFD|OXFORD IMMUNOTEC|IEQY|CITADEL SECURITIES LLC|10098
OXFD|OXFORD IMMUNOTEC|INCA|INSTINET, LLC|59598
OXFD|OXFORD IMMUNOTEC|INJX|INSTINET, LLC|6368
OXFD|OXFORD IMMUNOTEC|ITGI|ITG Inc.|14367
OXFD|OXFORD IMMUNOTEC|ITGP|ITG INC.|52800
OXFD|OXFORD IMMUNOTEC|JEFF|JEFFERIES LLC|34649
OXFD|OXFORD IMMUNOTEC|JHDR|J.H. Darbie & Co., Inc.|1599
OXFD|OXFORD IMMUNOTEC|JMPT|JUMP TRADING, LLC|20102
OXFD|OXFORD IMMUNOTEC|JPBX|J.P. MORGAN SECURITIES LLC|2000
OXFD|OXFORD IMMUNOTEC|JPMX|J.P. Morgan Securities LLC|80850
OXFD|OXFORD IMMUNOTEC|JSJX|JANE STREET CAPITAL LLC|710
OXFD|OXFORD IMMUNOTEC|KCGM|VIRTU Americas LLC|11795
OXFD|OXFORD IMMUNOTEC|LEHM|Barclays Capital Inc./Le|182465
OXFD|OXFORD IMMUNOTEC|LIME|Lime Brokerage LLC|70799
OXFD|OXFORD IMMUNOTEC|LQNA|LIQUIDNET, INC.|5300
OXFD|OXFORD IMMUNOTEC|MAXM|Maxim Group LLC|2631
OXFD|OXFORD IMMUNOTEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16600
OXFD|OXFORD IMMUNOTEC|MSCO|MORGAN STANLEY & CO. LLC|295231
OXFD|OXFORD IMMUNOTEC|MSPL|MORGAN STANLEY & CO. LLC|26600
OXFD|OXFORD IMMUNOTEC|MSTX|MORGAN STANLEY & CO. LLC|3200
OXFD|OXFORD IMMUNOTEC|NEED|Needham & Company, LLC|14285
OXFD|OXFORD IMMUNOTEC|NFSC|National Financial Services LLC|2592
OXFD|OXFORD IMMUNOTEC|NITE|VIRTU Americas LLC|82678
OXFD|OXFORD IMMUNOTEC|NITP|VIRTU Americas LLC|598
OXFD|OXFORD IMMUNOTEC|NORT|Northland Securities, Inc.|4400
OXFD|OXFORD IMMUNOTEC|NQRB|Brut, LLC|23837
OXFD|OXFORD IMMUNOTEC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1340
OXFD|OXFORD IMMUNOTEC|PDQM|CODA MARKETS, INC.|13836
OXFD|OXFORD IMMUNOTEC|PIPR|Piper Jaffray & Co.|988
OXFD|OXFORD IMMUNOTEC|RBCM|RBC CAPITAL MARKETS, LLC|9285
OXFD|OXFORD IMMUNOTEC|SAGL|SAGETRADER, LLC|1160
OXFD|OXFORD IMMUNOTEC|SAGW|SAGETRADER, LLC|65
OXFD|OXFORD IMMUNOTEC|SBSH|Citigroup Global Markets Inc.|26448
OXFD|OXFORD IMMUNOTEC|SGMT|GOLDMAN SACHS & CO. LLC|27202
OXFD|OXFORD IMMUNOTEC|SPDR|SPEEDROUTE LLC|4500
OXFD|OXFORD IMMUNOTEC|SWIM|TD Ameritrade, Inc.|2001
OXFD|OXFORD IMMUNOTEC|TMBR|Timber Hill LLC|26
OXFD|OXFORD IMMUNOTEC|TRBT|Tradebot Systems, Inc.|31327
OXFD|OXFORD IMMUNOTEC|TRCM|TRC MARKETS LLC|101772
OXFD|OXFORD IMMUNOTEC|UBSA|UBS SECURITIES LLC|115154
OXFD|OXFORD IMMUNOTEC|UBSS|UBS Securities LLC|245713
OXFD|OXFORD IMMUNOTEC|VALX|VIRTU AMERICAS LLC|2616
OXFD|OXFORD IMMUNOTEC|WCHV|WELLS FARGO SECURITIES, LLC|851505
OXFD|OXFORD IMMUNOTEC|WSEA|WOLVERINE SECURITIES, LLC|2
OXFD|OXFORD IMMUNOTEC|XIST|INSTINET, LLC|4818
OXFD|OXFORD IMMUNOTEC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
OXFD|OXFORD IMMUNOTEC|YKNA|COMHAR CAPITAL MARKETS, LLC|939
OXLC|OXFORD LANE CAPITAL|AGIS|Aegis Capital Corp.|6045
OXLC|OXFORD LANE CAPITAL|ALTX|Alternet Securities Inc.|3100
OXLC|OXFORD LANE CAPITAL|APCC|Apex Clearing Corporation|11687
OXLC|OXFORD LANE CAPITAL|BARD|Robert W. Baird & Co. Incorporated|830
OXLC|OXFORD LANE CAPITAL|BATM|CBOE TRADING, INC.|101
OXLC|OXFORD LANE CAPITAL|BBNT|BB&T SECURITIES, LLC|900
OXLC|OXFORD LANE CAPITAL|BERN|Sanford C. Bernstein & Co., LLC|2779
OXLC|OXFORD LANE CAPITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2055
OXLC|OXFORD LANE CAPITAL|BYXM|CBOE TRADING, INC.|2100
OXLC|OXFORD LANE CAPITAL|CANT|Cantor Fitzgerald & Co.|576
OXLC|OXFORD LANE CAPITAL|CHAS|Charles Schwab & Co., Inc.|7810
OXLC|OXFORD LANE CAPITAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10505
OXLC|OXFORD LANE CAPITAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|714
OXLC|OXFORD LANE CAPITAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
OXLC|OXFORD LANE CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109415
OXLC|OXFORD LANE CAPITAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|4600
OXLC|OXFORD LANE CAPITAL|DADA|D.A. Davidson & Co.|3000
OXLC|OXFORD LANE CAPITAL|DBAB|Deutsche Bank Securities Inc.|29621
OXLC|OXFORD LANE CAPITAL|DBAX|Deutsche Bank Securities Inc.|21300
OXLC|OXFORD LANE CAPITAL|DEAN|MORGAN STANLEY|3161
OXLC|OXFORD LANE CAPITAL|DEGS|RONIN PROFESSIONAL LLC|100
OXLC|OXFORD LANE CAPITAL|EBXL|EBX LLC|24100
OXLC|OXFORD LANE CAPITAL|EDJO|Edward D. Jones & Co., L.P.|1200
OXLC|OXFORD LANE CAPITAL|EGAM|CBOE TRADING, INC.|1362
OXLC|OXFORD LANE CAPITAL|EGXM|CBOE TRADING, INC.|2494
OXLC|OXFORD LANE CAPITAL|EGXW|CBOE TRADING, INC.|201
OXLC|OXFORD LANE CAPITAL|ETBE|Electronic Transaction Clearing, Inc.|900
OXLC|OXFORD LANE CAPITAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1698
OXLC|OXFORD LANE CAPITAL|ETRS|E*Trade Securities LLC|114828
OXLC|OXFORD LANE CAPITAL|FBCO|Credit Suisse Securities (USA) LLC|16103
OXLC|OXFORD LANE CAPITAL|FBSB|U.S. Bancorp Investments, Inc.|1820
OXLC|OXFORD LANE CAPITAL|FILL|Tradestation Securities, Inc.|1877
OXLC|OXFORD LANE CAPITAL|FMAF|NBCN Inc./ CDS|4550
OXLC|OXFORD LANE CAPITAL|FOMA|TD AMERITRADE CLEARING, INC.|516129
OXLC|OXFORD LANE CAPITAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2724
OXLC|OXFORD LANE CAPITAL|FTBR|Foliofn Investments, Inc.|22191
OXLC|OXFORD LANE CAPITAL|GEBB|GLOBAL EXECUTION BROKERS, LP|8901
OXLC|OXFORD LANE CAPITAL|GLPX|ACS EXECUTION SERVICES, LLC|1405
OXLC|OXFORD LANE CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|18503
OXLC|OXFORD LANE CAPITAL|GSCS|GOLDMAN SACHS & CO. LLC|100
OXLC|OXFORD LANE CAPITAL|GSLT|GOLDMAN SACHS & CO. LLC|1300
OXLC|OXFORD LANE CAPITAL|GTSZ|GTS SECURITIES LLC|4375
OXLC|OXFORD LANE CAPITAL|HRBF|American Enterprise Investment Services Inc.|6177
OXLC|OXFORD LANE CAPITAL|HSBC|HSBC Securities, Inc.|40
OXLC|OXFORD LANE CAPITAL|IATS|INTERACTIVE BROKERS LLC|7399
OXLC|OXFORD LANE CAPITAL|IBKR|Interactive Brokers Llc|89170
OXLC|OXFORD LANE CAPITAL|ICBX|INSTINET, LLC|2700
OXLC|OXFORD LANE CAPITAL|INCA|INSTINET, LLC|46787
OXLC|OXFORD LANE CAPITAL|ITGI|ITG Inc.|2740
OXLC|OXFORD LANE CAPITAL|ITGP|ITG INC.|14600
OXLC|OXFORD LANE CAPITAL|JANY|Janney Montgomery Scott Inc.|1000
OXLC|OXFORD LANE CAPITAL|JMPT|JUMP TRADING, LLC|1777
OXLC|OXFORD LANE CAPITAL|JPMX|J.P. Morgan Securities LLC|8886
OXLC|OXFORD LANE CAPITAL|JSJX|JANE STREET CAPITAL LLC|400
OXLC|OXFORD LANE CAPITAL|KCGM|VIRTU Americas LLC|125603
OXLC|OXFORD LANE CAPITAL|LEHM|Barclays Capital Inc./Le|99191
OXLC|OXFORD LANE CAPITAL|LIME|Lime Brokerage LLC|56058
OXLC|OXFORD LANE CAPITAL|LTCO|Ladenburg, Thalmann & Co., Inc.|907126
OXLC|OXFORD LANE CAPITAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
OXLC|OXFORD LANE CAPITAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89668
OXLC|OXFORD LANE CAPITAL|MOTF|MOTIF INVESTING, INC.|5
OXLC|OXFORD LANE CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|288820
OXLC|OXFORD LANE CAPITAL|MSPL|MORGAN STANLEY & CO. LLC|36000
OXLC|OXFORD LANE CAPITAL|NATL|National Securities Corporation|900
OXLC|OXFORD LANE CAPITAL|NFSC|National Financial Services LLC|558754
OXLC|OXFORD LANE CAPITAL|NITE|VIRTU Americas LLC|822168
OXLC|OXFORD LANE CAPITAL|NQRB|Brut, LLC|67491
OXLC|OXFORD LANE CAPITAL|OPCO|Oppenheimer & Co. Inc.|2300
OXLC|OXFORD LANE CAPITAL|PDQM|CODA MARKETS, INC.|5261
OXLC|OXFORD LANE CAPITAL|PWJC|UBS Financial Services, Inc.|1100
OXLC|OXFORD LANE CAPITAL|RAJA|Raymond James & Associates, Inc.|8241
OXLC|OXFORD LANE CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|6257
OXLC|OXFORD LANE CAPITAL|SAGC|SAGETRADER, LLC|300
OXLC|OXFORD LANE CAPITAL|SAGL|SAGETRADER, LLC|452
OXLC|OXFORD LANE CAPITAL|SALI|INTL FCSTONE FINANCIAL INC.|1304
OXLC|OXFORD LANE CAPITAL|SBSH|Citigroup Global Markets Inc.|3863
OXLC|OXFORD LANE CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|53516
OXLC|OXFORD LANE CAPITAL|SPDR|SPEEDROUTE LLC|300
OXLC|OXFORD LANE CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|5738
OXLC|OXFORD LANE CAPITAL|SWIM|TD Ameritrade, Inc.|40443
OXLC|OXFORD LANE CAPITAL|SWST|Hilltop Securities Inc.|15
OXLC|OXFORD LANE CAPITAL|TKNG|ALLY INVEST SECURITIES LLC|7060
OXLC|OXFORD LANE CAPITAL|TRBT|Tradebot Systems, Inc.|42011
OXLC|OXFORD LANE CAPITAL|TRCM|TRC MARKETS LLC|2369
OXLC|OXFORD LANE CAPITAL|TWTT|TASTYWORKS, INC.|5018
OXLC|OXFORD LANE CAPITAL|UBSA|UBS SECURITIES LLC|135865
OXLC|OXFORD LANE CAPITAL|UBSS|UBS Securities LLC|133032
OXLC|OXFORD LANE CAPITAL|VGRD|Vanguard Marketing Corporation|76632
OXLC|OXFORD LANE CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|44716
OXLC|OXFORD LANE CAPITAL|WEDB|WEDBUSH SECURITIES INC.|1830
OXLC|OXFORD LANE CAPITAL|WEED|Weeden & Co.L.P.|320
OXLC|OXFORD LANE CAPITAL|WGIF|CIBC World Markets Inc.|836
OXLC|OXFORD LANE CAPITAL|WSEA|WOLVERINE SECURITIES, LLC|3777
OXLC|OXFORD LANE CAPITAL|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
OXLC|OXFORD LANE CAPITAL|XPQR|Jump Trading|1000
OXLC|OXFORD LANE CAPITAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
OXLC|OXFORD LANE CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11005
OXLCM|OXFORD LANE 6.75PREF|BERN|Sanford C. Bernstein & Co., LLC|307
OXLCM|OXFORD LANE 6.75PREF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
OXLCM|OXFORD LANE 6.75PREF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2106
OXLCM|OXFORD LANE 6.75PREF|EDJO|Edward D. Jones & Co., L.P.|1100
OXLCM|OXFORD LANE 6.75PREF|ETRS|E*Trade Securities LLC|10
OXLCM|OXFORD LANE 6.75PREF|FBCO|Credit Suisse Securities (USA) LLC|120
OXLCM|OXFORD LANE 6.75PREF|FOMA|TD AMERITRADE CLEARING, INC.|119
OXLCM|OXFORD LANE 6.75PREF|HRBF|American Enterprise Investment Services Inc.|156
OXLCM|OXFORD LANE 6.75PREF|IATS|INTERACTIVE BROKERS LLC|100
OXLCM|OXFORD LANE 6.75PREF|IBKR|Interactive Brokers Llc|4113
OXLCM|OXFORD LANE 6.75PREF|LIME|Lime Brokerage LLC|1111
OXLCM|OXFORD LANE 6.75PREF|MSCO|MORGAN STANLEY & CO. LLC|1064
OXLCM|OXFORD LANE 6.75PREF|NFSC|National Financial Services LLC|2029
OXLCM|OXFORD LANE 6.75PREF|NITE|VIRTU Americas LLC|5907
OXLCM|OXFORD LANE 6.75PREF|NQRB|Brut, LLC|200
OXLCM|OXFORD LANE 6.75PREF|SALI|INTL FCSTONE FINANCIAL INC.|175
OXLCM|OXFORD LANE 6.75PREF|STFL|Stifel, Nicolaus & Company, Incorporated|14
OXLCM|OXFORD LANE 6.75PREF|TRCM|TRC MARKETS LLC|277
OXLCM|OXFORD LANE 6.75PREF|UBSA|UBS SECURITIES LLC|200
OXLCM|OXFORD LANE 6.75PREF|UBSS|UBS Securities LLC|2019
OXLCM|OXFORD LANE 6.75PREF|VGRD|Vanguard Marketing Corporation|80
OXLCM|OXFORD LANE 6.75PREF|WBLR|WILLIAM BLAIR|300
OXLCM|OXFORD LANE 6.75PREF|WCHV|WELLS FARGO SECURITIES, LLC|1543
OXLCM|OXFORD LANE 6.75PREF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|360
OXLCO|OXFORD LANE CAP 7.5|BATM|CBOE TRADING, INC.|200
OXLCO|OXFORD LANE CAP 7.5|BBNT|BB&T SECURITIES, LLC|153
OXLCO|OXFORD LANE CAP 7.5|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8735
OXLCO|OXFORD LANE CAP 7.5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2127
OXLCO|OXFORD LANE CAP 7.5|DBAX|Deutsche Bank Securities Inc.|200
OXLCO|OXFORD LANE CAP 7.5|DEAN|MORGAN STANLEY|4100
OXLCO|OXFORD LANE CAP 7.5|EBXL|EBX LLC|200
OXLCO|OXFORD LANE CAP 7.5|EDJO|Edward D. Jones & Co., L.P.|100
OXLCO|OXFORD LANE CAP 7.5|ETRS|E*Trade Securities LLC|13
OXLCO|OXFORD LANE CAP 7.5|FBCO|Credit Suisse Securities (USA) LLC|6004
OXLCO|OXFORD LANE CAP 7.5|FOMA|TD AMERITRADE CLEARING, INC.|6349
OXLCO|OXFORD LANE CAP 7.5|FTBR|Foliofn Investments, Inc.|2
OXLCO|OXFORD LANE CAP 7.5|GEBB|GLOBAL EXECUTION BROKERS, LP|272
OXLCO|OXFORD LANE CAP 7.5|GSCO|GOLDMAN SACHS & CO. LLC|200
OXLCO|OXFORD LANE CAP 7.5|HRBF|American Enterprise Investment Services Inc.|4721
OXLCO|OXFORD LANE CAP 7.5|IATS|INTERACTIVE BROKERS LLC|1300
OXLCO|OXFORD LANE CAP 7.5|IBKR|Interactive Brokers Llc|8595
OXLCO|OXFORD LANE CAP 7.5|INCA|INSTINET, LLC|200
OXLCO|OXFORD LANE CAP 7.5|ITGI|ITG Inc.|1120
OXLCO|OXFORD LANE CAP 7.5|KCGM|VIRTU Americas LLC|2660
OXLCO|OXFORD LANE CAP 7.5|LEHM|Barclays Capital Inc./Le|200
OXLCO|OXFORD LANE CAP 7.5|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1435
OXLCO|OXFORD LANE CAP 7.5|MSCO|MORGAN STANLEY & CO. LLC|29921
OXLCO|OXFORD LANE CAP 7.5|MSPL|MORGAN STANLEY & CO. LLC|300
OXLCO|OXFORD LANE CAP 7.5|NFSC|National Financial Services LLC|9589
OXLCO|OXFORD LANE CAP 7.5|NITE|VIRTU Americas LLC|32437
OXLCO|OXFORD LANE CAP 7.5|NQRB|Brut, LLC|870
OXLCO|OXFORD LANE CAP 7.5|RAJA|Raymond James & Associates, Inc.|509
OXLCO|OXFORD LANE CAP 7.5|RBCM|RBC CAPITAL MARKETS, LLC|200
OXLCO|OXFORD LANE CAP 7.5|SALI|INTL FCSTONE FINANCIAL INC.|1807
OXLCO|OXFORD LANE CAP 7.5|SBSH|Citigroup Global Markets Inc.|3900
OXLCO|OXFORD LANE CAP 7.5|STFL|Stifel, Nicolaus & Company, Incorporated|234
OXLCO|OXFORD LANE CAP 7.5|SWST|Hilltop Securities Inc.|259
OXLCO|OXFORD LANE CAP 7.5|TRCM|TRC MARKETS LLC|34
OXLCO|OXFORD LANE CAP 7.5|UBSA|UBS SECURITIES LLC|2000
OXLCO|OXFORD LANE CAP 7.5|UBSS|UBS Securities LLC|10348
OXLCO|OXFORD LANE CAP 7.5|VGRD|Vanguard Marketing Corporation|917
OXLCO|OXFORD LANE CAP 7.5|WCHV|WELLS FARGO SECURITIES, LLC|203
OXLCO|OXFORD LANE CAP 7.5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25
OXM|OXFORD INDS|ALTX|Alternet Securities Inc.|2400
OXM|OXFORD INDS|ANOS|ABEL/NOSER, L.L.C.|581
OXM|OXFORD INDS|APCC|Apex Clearing Corporation|406
OXM|OXFORD INDS|BARD|Robert W. Baird & Co. Incorporated|40556
OXM|OXFORD INDS|BATM|CBOE TRADING, INC.|1936
OXM|OXFORD INDS|BAYT|BTIG, LLC|1700
OXM|OXFORD INDS|BBNT|BB&T SECURITIES, LLC|7
OXM|OXFORD INDS|BERN|Sanford C. Bernstein & Co., LLC|22458
OXM|OXFORD INDS|BIAD|SAGETRADER, LLC|1
OXM|OXFORD INDS|BIDS|BIDS TRADING L.P.|100
OXM|OXFORD INDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
OXM|OXFORD INDS|BNPX|BNP PARIBAS SECURITIES CORP.|3440
OXM|OXFORD INDS|BRVL|BLAYLOCK VAN, LLC|700
OXM|OXFORD INDS|BTIG|BTIG, LLC|100
OXM|OXFORD INDS|BZYD|GOLDMAN SACHS & CO. LLC|451
OXM|OXFORD INDS|CANT|Cantor Fitzgerald & Co.|5
OXM|OXFORD INDS|CHAS|Charles Schwab & Co., Inc.|1603
OXM|OXFORD INDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43216
OXM|OXFORD INDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10140
OXM|OXFORD INDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9230
OXM|OXFORD INDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|122780
OXM|OXFORD INDS|CTDL|Citadel Derivatives Group Llc|1250
OXM|OXFORD INDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2462
OXM|OXFORD INDS|DBAB|Deutsche Bank Securities Inc.|24130
OXM|OXFORD INDS|DBAX|Deutsche Bank Securities Inc.|83500
OXM|OXFORD INDS|DBUL|Deutsche Bank Securities Inc.|200
OXM|OXFORD INDS|DEAN|MORGAN STANLEY|429
OXM|OXFORD INDS|DEGS|RONIN PROFESSIONAL LLC|600
OXM|OXFORD INDS|EBXL|EBX LLC|70100
OXM|OXFORD INDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
OXM|OXFORD INDS|EDJO|Edward D. Jones & Co., L.P.|2559
OXM|OXFORD INDS|EGAM|CBOE TRADING, INC.|4466
OXM|OXFORD INDS|EGAW|CBOE TRADING, INC.|350
OXM|OXFORD INDS|EGMT|EG MARKET TECHNOLOGIES LLC|838
OXM|OXFORD INDS|EGXM|CBOE TRADING, INC.|825
OXM|OXFORD INDS|EGXW|CBOE TRADING, INC.|175
OXM|OXFORD INDS|ETBE|Electronic Transaction Clearing, Inc.|5856
OXM|OXFORD INDS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21159
OXM|OXFORD INDS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
OXM|OXFORD INDS|ETRS|E*Trade Securities LLC|21311
OXM|OXFORD INDS|FILL|Tradestation Securities, Inc.|214
OXM|OXFORD INDS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|537
OXM|OXFORD INDS|FQLS|Quantlab Securities LP|37504
OXM|OXFORD INDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54490
OXM|OXFORD INDS|FTBR|Foliofn Investments, Inc.|412
OXM|OXFORD INDS|GEBB|GLOBAL EXECUTION BROKERS, LP|1164
OXM|OXFORD INDS|GLIS|TD Securities Inc|693
OXM|OXFORD INDS|GLPX|ACS EXECUTION SERVICES, LLC|29064
OXM|OXFORD INDS|GSCO|GOLDMAN SACHS & CO. LLC|136169
OXM|OXFORD INDS|GSCS|GOLDMAN SACHS & CO. LLC|4003
OXM|OXFORD INDS|GSLT|GOLDMAN SACHS & CO. LLC|413
OXM|OXFORD INDS|GTSZ|GTS SECURITIES LLC|34686
OXM|OXFORD INDS|HRBF|American Enterprise Investment Services Inc.|984
OXM|OXFORD INDS|HSBC|HSBC Securities, Inc.|2414
OXM|OXFORD INDS|IATS|INTERACTIVE BROKERS LLC|4791
OXM|OXFORD INDS|IBKR|Interactive Brokers Llc|9090
OXM|OXFORD INDS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1091
OXM|OXFORD INDS|ICBX|INSTINET, LLC|14900
OXM|OXFORD INDS|IEQY|CITADEL SECURITIES LLC|8183
OXM|OXFORD INDS|INCA|INSTINET, LLC|52122
OXM|OXFORD INDS|INJX|INSTINET, LLC|1400
OXM|OXFORD INDS|ITGI|ITG Inc.|11497
OXM|OXFORD INDS|ITGP|ITG INC.|38600
OXM|OXFORD INDS|JEFF|JEFFERIES LLC|3709
OXM|OXFORD INDS|JMPT|JUMP TRADING, LLC|5234
OXM|OXFORD INDS|JONE|JonesTrading|218449
OXM|OXFORD INDS|JPBX|J.P. MORGAN SECURITIES LLC|8861
OXM|OXFORD INDS|JPMX|J.P. Morgan Securities LLC|105470
OXM|OXFORD INDS|JSJX|JANE STREET CAPITAL LLC|4824
OXM|OXFORD INDS|KCGM|VIRTU Americas LLC|26798
OXM|OXFORD INDS|LEHM|Barclays Capital Inc./Le|154415
OXM|OXFORD INDS|LIME|Lime Brokerage LLC|6376
OXM|OXFORD INDS|LQNA|LIQUIDNET, INC.|37100
OXM|OXFORD INDS|LSCI|Lek Securities Corporation|5
OXM|OXFORD INDS|LTCO|Ladenburg, Thalmann & Co., Inc.|10558
OXM|OXFORD INDS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
OXM|OXFORD INDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24406
OXM|OXFORD INDS|MOTF|MOTIF INVESTING, INC.|30
OXM|OXFORD INDS|MSCO|MORGAN STANLEY & CO. LLC|175968
OXM|OXFORD INDS|MSPL|MORGAN STANLEY & CO. LLC|117200
OXM|OXFORD INDS|MSTX|MORGAN STANLEY & CO. LLC|23200
OXM|OXFORD INDS|MTON|MILLINGTON SECURITIES, INC.|35360
OXM|OXFORD INDS|NEUB|NEUBERGER BERMAN BD LLC|22
OXM|OXFORD INDS|NFSC|National Financial Services LLC|33912
OXM|OXFORD INDS|NITE|VIRTU Americas LLC|140643
OXM|OXFORD INDS|NITP|VIRTU Americas LLC|100
OXM|OXFORD INDS|NQRB|Brut, LLC|2015
OXM|OXFORD INDS|NTRC|Northern Trust Securities, Inc.|464
OXM|OXFORD INDS|OPCO|Oppenheimer & Co. Inc.|750
OXM|OXFORD INDS|PDQM|CODA MARKETS, INC.|34410
OXM|OXFORD INDS|PIPR|Piper Jaffray & Co.|200
OXM|OXFORD INDS|PUMA|Puma Capital, Llc|42414
OXM|OXFORD INDS|RBCM|RBC CAPITAL MARKETS, LLC|1004
OXM|OXFORD INDS|RHCO|Suntrust Robinson Humphrey, Inc.|1900
OXM|OXFORD INDS|SAGL|SAGETRADER, LLC|7586
OXM|OXFORD INDS|SAGW|SAGETRADER, LLC|100
OXM|OXFORD INDS|SBRX|MURIEL SIEBERT & CO INC|90
OXM|OXFORD INDS|SBSH|Citigroup Global Markets Inc.|10862
OXM|OXFORD INDS|SGMT|GOLDMAN SACHS & CO. LLC|59205
OXM|OXFORD INDS|SIDC|Sidoti & Company, LLC|100
OXM|OXFORD INDS|SPDR|SPEEDROUTE LLC|4510
OXM|OXFORD INDS|SPTD|MINT GLOBAL MARKETS, INC.|4066
OXM|OXFORD INDS|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
OXM|OXFORD INDS|STFL|Stifel, Nicolaus & Company, Incorporated|310
OXM|OXFORD INDS|STKP|STOCKPILE INVESTMENTS, INC.|46
OXM|OXFORD INDS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
OXM|OXFORD INDS|SWIM|TD Ameritrade, Inc.|15806
OXM|OXFORD INDS|TKNG|ALLY INVEST SECURITIES LLC|118
OXM|OXFORD INDS|TRBT|Tradebot Systems, Inc.|24391
OXM|OXFORD INDS|TRCM|TRC MARKETS LLC|6261
OXM|OXFORD INDS|TWTT|TASTYWORKS, INC.|100
OXM|OXFORD INDS|UBSA|UBS SECURITIES LLC|148538
OXM|OXFORD INDS|UBSS|UBS Securities LLC|170665
OXM|OXFORD INDS|VALX|VIRTU AMERICAS LLC|6605
OXM|OXFORD INDS|VGRD|Vanguard Marketing Corporation|2281
OXM|OXFORD INDS|WBPX|SUMMIT SECURITIES GROUP, LLC|732
OXM|OXFORD INDS|WCHV|WELLS FARGO SECURITIES, LLC|44251
OXM|OXFORD INDS|WEDB|WEDBUSH SECURITIES INC.|600
OXM|OXFORD INDS|WEED|Weeden & Co.L.P.|21934
OXM|OXFORD INDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|827
OXM|OXFORD INDS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6782
OXM|OXFORD INDS|WSEA|WOLVERINE SECURITIES, LLC|861
OXM|OXFORD INDS|XIST|INSTINET, LLC|21812
OXM|OXFORD INDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3542
OXM|OXFORD INDS|YKNA|COMHAR CAPITAL MARKETS, LLC|7253
OXM|OXFORD INDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1264
OXSQ|OXFORD SQ CAP CP|ALTX|Alternet Securities Inc.|1200
OXSQ|OXFORD SQ CAP CP|APCC|Apex Clearing Corporation|1880
OXSQ|OXFORD SQ CAP CP|BANK|Primevest Financial Services, Inc.|62
OXSQ|OXFORD SQ CAP CP|BARD|Robert W. Baird & Co. Incorporated|646
OXSQ|OXFORD SQ CAP CP|BATM|CBOE TRADING, INC.|1333
OXSQ|OXFORD SQ CAP CP|BAYC|BAY CREST PARTNERS, LLC|1835
OXSQ|OXFORD SQ CAP CP|BBNT|BB&T SECURITIES, LLC|2960
OXSQ|OXFORD SQ CAP CP|BIMI|Banca IMI Securities Corp.|386
OXSQ|OXFORD SQ CAP CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
OXSQ|OXFORD SQ CAP CP|BLKX|INSTINET, LLC|5000
OXSQ|OXFORD SQ CAP CP|BRGE|Newbridge Securities Corp.|3777
OXSQ|OXFORD SQ CAP CP|BTIG|BTIG, LLC|395
OXSQ|OXFORD SQ CAP CP|BYXM|CBOE TRADING, INC.|300
OXSQ|OXFORD SQ CAP CP|CANT|Cantor Fitzgerald & Co.|1091
OXSQ|OXFORD SQ CAP CP|CHAS|Charles Schwab & Co., Inc.|3006
OXSQ|OXFORD SQ CAP CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|111335
OXSQ|OXFORD SQ CAP CP|CTDL|Citadel Derivatives Group Llc|6295
OXSQ|OXFORD SQ CAP CP|CTLR|CUTLER GROUP, LP|100
OXSQ|OXFORD SQ CAP CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|6290
OXSQ|OXFORD SQ CAP CP|DADA|D.A. Davidson & Co.|750
OXSQ|OXFORD SQ CAP CP|DBAB|Deutsche Bank Securities Inc.|10178
OXSQ|OXFORD SQ CAP CP|DBAX|Deutsche Bank Securities Inc.|35900
OXSQ|OXFORD SQ CAP CP|DEAN|MORGAN STANLEY|40893
OXSQ|OXFORD SQ CAP CP|DEGS|RONIN PROFESSIONAL LLC|1678
OXSQ|OXFORD SQ CAP CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1229
OXSQ|OXFORD SQ CAP CP|EBXL|EBX LLC|26700
OXSQ|OXFORD SQ CAP CP|EDJO|Edward D. Jones & Co., L.P.|6234
OXSQ|OXFORD SQ CAP CP|EGAM|CBOE TRADING, INC.|1400
OXSQ|OXFORD SQ CAP CP|EGXM|CBOE TRADING, INC.|15147
OXSQ|OXFORD SQ CAP CP|ESPO|ESPOSITO SECURITIES, LLC|712
OXSQ|OXFORD SQ CAP CP|ETCB|ETC BROKERAGE SERVICES, LLC|137
OXSQ|OXFORD SQ CAP CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6284
OXSQ|OXFORD SQ CAP CP|ETRS|E*Trade Securities LLC|231274
OXSQ|OXFORD SQ CAP CP|FBCO|Credit Suisse Securities (USA) LLC|42586
OXSQ|OXFORD SQ CAP CP|FBSB|U.S. Bancorp Investments, Inc.|38
OXSQ|OXFORD SQ CAP CP|FILL|Tradestation Securities, Inc.|5220
OXSQ|OXFORD SQ CAP CP|FMAF|NBCN Inc./ CDS|2000
OXSQ|OXFORD SQ CAP CP|FOMA|TD AMERITRADE CLEARING, INC.|394803
OXSQ|OXFORD SQ CAP CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74170
OXSQ|OXFORD SQ CAP CP|FTBR|Foliofn Investments, Inc.|1909
OXSQ|OXFORD SQ CAP CP|GEBB|GLOBAL EXECUTION BROKERS, LP|13494
OXSQ|OXFORD SQ CAP CP|GLPX|ACS EXECUTION SERVICES, LLC|100
OXSQ|OXFORD SQ CAP CP|GSCO|GOLDMAN SACHS & CO. LLC|331287
OXSQ|OXFORD SQ CAP CP|GSCS|GOLDMAN SACHS & CO. LLC|12545
OXSQ|OXFORD SQ CAP CP|GSLT|GOLDMAN SACHS & CO. LLC|1297
OXSQ|OXFORD SQ CAP CP|GTSZ|GTS SECURITIES LLC|2036
OXSQ|OXFORD SQ CAP CP|HRBF|American Enterprise Investment Services Inc.|80461
OXSQ|OXFORD SQ CAP CP|IATS|INTERACTIVE BROKERS LLC|7890
OXSQ|OXFORD SQ CAP CP|IBKR|Interactive Brokers Llc|71833
OXSQ|OXFORD SQ CAP CP|ICBX|INSTINET, LLC|29445
OXSQ|OXFORD SQ CAP CP|INCA|INSTINET, LLC|33855
OXSQ|OXFORD SQ CAP CP|INJX|INSTINET, LLC|2405
OXSQ|OXFORD SQ CAP CP|ITGI|ITG Inc.|26214
OXSQ|OXFORD SQ CAP CP|ITGP|ITG INC.|42000
OXSQ|OXFORD SQ CAP CP|JANY|Janney Montgomery Scott Inc.|869
OXSQ|OXFORD SQ CAP CP|JEFF|JEFFERIES LLC|4934
OXSQ|OXFORD SQ CAP CP|JMPT|JUMP TRADING, LLC|619
OXSQ|OXFORD SQ CAP CP|JPBX|J.P. MORGAN SECURITIES LLC|2222
OXSQ|OXFORD SQ CAP CP|JPMX|J.P. Morgan Securities LLC|36950
OXSQ|OXFORD SQ CAP CP|JSJX|JANE STREET CAPITAL LLC|80328
OXSQ|OXFORD SQ CAP CP|KCGM|VIRTU Americas LLC|28618
OXSQ|OXFORD SQ CAP CP|LEHM|Barclays Capital Inc./Le|121458
OXSQ|OXFORD SQ CAP CP|LGNT|COR CLEARING LLC|70
OXSQ|OXFORD SQ CAP CP|LIME|Lime Brokerage LLC|35584
OXSQ|OXFORD SQ CAP CP|LTCO|Ladenburg, Thalmann & Co., Inc.|31443
OXSQ|OXFORD SQ CAP CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62588
OXSQ|OXFORD SQ CAP CP|MOTF|MOTIF INVESTING, INC.|3
OXSQ|OXFORD SQ CAP CP|MSCO|MORGAN STANLEY & CO. LLC|279568
OXSQ|OXFORD SQ CAP CP|MSPL|MORGAN STANLEY & CO. LLC|65900
OXSQ|OXFORD SQ CAP CP|MSTX|MORGAN STANLEY & CO. LLC|15400
OXSQ|OXFORD SQ CAP CP|NBCS|NBC Securities, INC.|100
OXSQ|OXFORD SQ CAP CP|NFSC|National Financial Services LLC|506020
OXSQ|OXFORD SQ CAP CP|NITE|VIRTU Americas LLC|660398
OXSQ|OXFORD SQ CAP CP|NITP|VIRTU Americas LLC|2300
OXSQ|OXFORD SQ CAP CP|NQRB|Brut, LLC|21500
OXSQ|OXFORD SQ CAP CP|OPCO|Oppenheimer & Co. Inc.|7023
OXSQ|OXFORD SQ CAP CP|PCPT|PHILLIP CAPITAL INC.|100
OXSQ|OXFORD SQ CAP CP|PDQM|CODA MARKETS, INC.|800
OXSQ|OXFORD SQ CAP CP|PWJC|UBS Financial Services, Inc.|1590
OXSQ|OXFORD SQ CAP CP|RAJA|Raymond James & Associates, Inc.|11266
OXSQ|OXFORD SQ CAP CP|RBCM|RBC CAPITAL MARKETS, LLC|11451
OXSQ|OXFORD SQ CAP CP|SALI|INTL FCSTONE FINANCIAL INC.|3
OXSQ|OXFORD SQ CAP CP|SBSH|Citigroup Global Markets Inc.|18821
OXSQ|OXFORD SQ CAP CP|SEIC|SEI Investments Distribution Co.|100
OXSQ|OXFORD SQ CAP CP|SGMT|GOLDMAN SACHS & CO. LLC|20773
OXSQ|OXFORD SQ CAP CP|SPDR|SPEEDROUTE LLC|8700
OXSQ|OXFORD SQ CAP CP|SPHN|Stephens Inc.|177
OXSQ|OXFORD SQ CAP CP|STFL|Stifel, Nicolaus & Company, Incorporated|3875
OXSQ|OXFORD SQ CAP CP|SWIM|TD Ameritrade, Inc.|33052
OXSQ|OXFORD SQ CAP CP|SWST|Hilltop Securities Inc.|5004
OXSQ|OXFORD SQ CAP CP|TKNG|ALLY INVEST SECURITIES LLC|10119
OXSQ|OXFORD SQ CAP CP|TRBT|Tradebot Systems, Inc.|50063
OXSQ|OXFORD SQ CAP CP|TRCM|TRC MARKETS LLC|27755
OXSQ|OXFORD SQ CAP CP|UBSA|UBS SECURITIES LLC|140368
OXSQ|OXFORD SQ CAP CP|UBSS|UBS Securities LLC|275459
OXSQ|OXFORD SQ CAP CP|VALX|VIRTU AMERICAS LLC|3195
OXSQ|OXFORD SQ CAP CP|VGRD|Vanguard Marketing Corporation|26492
OXSQ|OXFORD SQ CAP CP|WCHV|WELLS FARGO SECURITIES, LLC|153447
OXSQ|OXFORD SQ CAP CP|WEED|Weeden & Co.L.P.|500
OXSQ|OXFORD SQ CAP CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8681
OXSQ|OXFORD SQ CAP CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|111
OXSQ|OXFORD SQ CAP CP|WGIF|CIBC World Markets Inc.|3113
OXSQ|OXFORD SQ CAP CP|WSEA|WOLVERINE SECURITIES, LLC|25082
OXSQ|OXFORD SQ CAP CP|XIST|INSTINET, LLC|3000
OXSQ|OXFORD SQ CAP CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
OXSQ|OXFORD SQ CAP CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38289
OXSQL|OXFORD SQ CP NTS|BANK|Primevest Financial Services, Inc.|100
OXSQL|OXFORD SQ CP NTS|BARD|Robert W. Baird & Co. Incorporated|40
OXSQL|OXFORD SQ CP NTS|BBNT|BB&T SECURITIES, LLC|800
OXSQL|OXFORD SQ CP NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
OXSQL|OXFORD SQ CP NTS|CIST|Capital Institutional Services, Inc.|225
OXSQL|OXFORD SQ CP NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85
OXSQL|OXFORD SQ CP NTS|ETRS|E*Trade Securities LLC|100
OXSQL|OXFORD SQ CP NTS|FBCO|Credit Suisse Securities (USA) LLC|900
OXSQL|OXFORD SQ CP NTS|FOMA|TD AMERITRADE CLEARING, INC.|5417
OXSQL|OXFORD SQ CP NTS|IATS|INTERACTIVE BROKERS LLC|200
OXSQL|OXFORD SQ CP NTS|IBKR|Interactive Brokers Llc|12995
OXSQL|OXFORD SQ CP NTS|INCA|INSTINET, LLC|85
OXSQL|OXFORD SQ CP NTS|ITGI|ITG Inc.|29
OXSQL|OXFORD SQ CP NTS|LIME|Lime Brokerage LLC|743
OXSQL|OXFORD SQ CP NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|138
OXSQL|OXFORD SQ CP NTS|MSCO|MORGAN STANLEY & CO. LLC|400
OXSQL|OXFORD SQ CP NTS|NFSC|National Financial Services LLC|1860
OXSQL|OXFORD SQ CP NTS|NITE|VIRTU Americas LLC|9390
OXSQL|OXFORD SQ CP NTS|OPCO|Oppenheimer & Co. Inc.|2400
OXSQL|OXFORD SQ CP NTS|RAJA|Raymond James & Associates, Inc.|133
OXSQL|OXFORD SQ CP NTS|STFL|Stifel, Nicolaus & Company, Incorporated|1217
OXSQL|OXFORD SQ CP NTS|UBSA|UBS SECURITIES LLC|469
OXSQL|OXFORD SQ CP NTS|UBSS|UBS Securities LLC|2178
OXSQL|OXFORD SQ CP NTS|VGRD|Vanguard Marketing Corporation|437
OXSQL|OXFORD SQ CP NTS|WCHV|WELLS FARGO SECURITIES, LLC|1046
OXY|OCCIDENTAL PET|ABLE|NATIXIS Securities Americas LLC|333408
OXY|OCCIDENTAL PET|ADAM|CANACCORD GENUITY INC.|3303
OXY|OCCIDENTAL PET|AGIS|Aegis Capital Corp.|331
OXY|OCCIDENTAL PET|ALTX|Alternet Securities Inc.|63097
OXY|OCCIDENTAL PET|ANOS|ABEL/NOSER, L.L.C.|126006
OXY|OCCIDENTAL PET|APCC|Apex Clearing Corporation|765
OXY|OCCIDENTAL PET|BALE|M&T SECURITIES, INC.|621
OXY|OCCIDENTAL PET|BANK|Primevest Financial Services, Inc.|857
OXY|OCCIDENTAL PET|BARD|Robert W. Baird & Co. Incorporated|34372
OXY|OCCIDENTAL PET|BATM|CBOE TRADING, INC.|35917
OXY|OCCIDENTAL PET|BAYC|BAY CREST PARTNERS, LLC|134
OXY|OCCIDENTAL PET|BAYT|BTIG, LLC|35047
OXY|OCCIDENTAL PET|BBNT|BB&T SECURITIES, LLC|27443
OXY|OCCIDENTAL PET|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
OXY|OCCIDENTAL PET|BERN|Sanford C. Bernstein & Co., LLC|574439
OXY|OCCIDENTAL PET|BIAD|SAGETRADER, LLC|798
OXY|OCCIDENTAL PET|BIDS|BIDS TRADING L.P.|79700
OXY|OCCIDENTAL PET|BIMI|Banca IMI Securities Corp.|2485
OXY|OCCIDENTAL PET|BKCM|BNY Mellon Capital Markets LLC|162
OXY|OCCIDENTAL PET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|90187
OXY|OCCIDENTAL PET|BLKX|INSTINET, LLC|576518
OXY|OCCIDENTAL PET|BMOC|BMO Capital Markets Corp.|243757
OXY|OCCIDENTAL PET|BNPX|BNP PARIBAS SECURITIES CORP.|814772
OXY|OCCIDENTAL PET|BTIG|BTIG, LLC|274870
OXY|OCCIDENTAL PET|BYXM|CBOE TRADING, INC.|5560
OXY|OCCIDENTAL PET|BZYD|GOLDMAN SACHS & CO. LLC|1853
OXY|OCCIDENTAL PET|CABR|Cabrera Capital Markets, Inc.|135
OXY|OCCIDENTAL PET|CANT|Cantor Fitzgerald & Co.|27190
OXY|OCCIDENTAL PET|CBLC|CITIGROUP GLOBAL MARKETS INC.|69208
OXY|OCCIDENTAL PET|CHAS|Charles Schwab & Co., Inc.|40845
OXY|OCCIDENTAL PET|CIBP|CIBC World Markets Corp.|348463
OXY|OCCIDENTAL PET|CIOI|CITIGROUP GLOBAL MARKETS INC|95000
OXY|OCCIDENTAL PET|CIST|Capital Institutional Services, Inc.|9500
OXY|OCCIDENTAL PET|CLSA|CLSA AMERICAS, LLC|100
OXY|OCCIDENTAL PET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|395905
OXY|OCCIDENTAL PET|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
OXY|OCCIDENTAL PET|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3991
OXY|OCCIDENTAL PET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1602135
OXY|OCCIDENTAL PET|CTDL|Citadel Derivatives Group Llc|54232
OXY|OCCIDENTAL PET|CTLR|CUTLER GROUP, LP|995
OXY|OCCIDENTAL PET|CXCX|CITIGROUP GLOBAL MARKETS INC.|122740
OXY|OCCIDENTAL PET|DADA|D.A. Davidson & Co.|6455
OXY|OCCIDENTAL PET|DAVA|Davenport & Company LLC|9863
OXY|OCCIDENTAL PET|DBAB|Deutsche Bank Securities Inc.|1135066
OXY|OCCIDENTAL PET|DBAX|Deutsche Bank Securities Inc.|1036900
OXY|OCCIDENTAL PET|DBUL|Deutsche Bank Securities Inc.|2344
OXY|OCCIDENTAL PET|DCHF|Dart Executions, LLC|19930
OXY|OCCIDENTAL PET|DEAN|MORGAN STANLEY|118304
OXY|OCCIDENTAL PET|DEGS|RONIN PROFESSIONAL LLC|900
OXY|OCCIDENTAL PET|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19771
OXY|OCCIDENTAL PET|DIVA|Divine Capital Markets LLC|3700
OXY|OCCIDENTAL PET|DRWK|DRW SECURITIES, L.L.C.|11765
OXY|OCCIDENTAL PET|EBXL|EBX LLC|896500
OXY|OCCIDENTAL PET|ECUT|CONVERGEX EXECUTION SOLUTIONS|166429
OXY|OCCIDENTAL PET|EDJC|Edward Jones / CDS|171
OXY|OCCIDENTAL PET|EDJO|Edward D. Jones & Co., L.P.|31641
OXY|OCCIDENTAL PET|EGAM|CBOE TRADING, INC.|62667
OXY|OCCIDENTAL PET|EGAW|CBOE TRADING, INC.|3406
OXY|OCCIDENTAL PET|EGMT|EG MARKET TECHNOLOGIES LLC|2600
OXY|OCCIDENTAL PET|EGXM|CBOE TRADING, INC.|20628
OXY|OCCIDENTAL PET|ELEV|ELEVATION, LLC|19251
OXY|OCCIDENTAL PET|ESPO|ESPOSITO SECURITIES, LLC|570
OXY|OCCIDENTAL PET|ETBE|Electronic Transaction Clearing, Inc.|92278
OXY|OCCIDENTAL PET|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
OXY|OCCIDENTAL PET|ETCC|Electronic Transaction Clearing, Inc.|440
OXY|OCCIDENTAL PET|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52719
OXY|OCCIDENTAL PET|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1704
OXY|OCCIDENTAL PET|ETRS|E*Trade Securities LLC|229113
OXY|OCCIDENTAL PET|FBSB|U.S. Bancorp Investments, Inc.|795
OXY|OCCIDENTAL PET|FIDT|Fidelity Clearing Canada ULC./ CDS|100
OXY|OCCIDENTAL PET|FILL|Tradestation Securities, Inc.|16316
OXY|OCCIDENTAL PET|FINX|FINTECH SECURITIES|6793
OXY|OCCIDENTAL PET|FMAF|NBCN Inc./ CDS|59417
OXY|OCCIDENTAL PET|FMCO|First Manhattan Co|50
OXY|OCCIDENTAL PET|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|153226
OXY|OCCIDENTAL PET|FQLS|Quantlab Securities LP|1102425
OXY|OCCIDENTAL PET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161719
OXY|OCCIDENTAL PET|FTBR|Foliofn Investments, Inc.|10489
OXY|OCCIDENTAL PET|GEBB|GLOBAL EXECUTION BROKERS, LP|14008
OXY|OCCIDENTAL PET|GLIS|TD Securities Inc|5878
OXY|OCCIDENTAL PET|GLPX|ACS EXECUTION SERVICES, LLC|137000
OXY|OCCIDENTAL PET|GSCO|GOLDMAN SACHS & CO. LLC|5201158
OXY|OCCIDENTAL PET|GSCS|GOLDMAN SACHS & CO. LLC|59877
OXY|OCCIDENTAL PET|GSLT|GOLDMAN SACHS & CO. LLC|36701
OXY|OCCIDENTAL PET|GTSZ|GTS SECURITIES LLC|945014
OXY|OCCIDENTAL PET|HAPX|HAP Trading, LLC|312
OXY|OCCIDENTAL PET|HRBF|American Enterprise Investment Services Inc.|76154
OXY|OCCIDENTAL PET|HSBC|HSBC Securities, Inc.|14123
OXY|OCCIDENTAL PET|IATS|INTERACTIVE BROKERS LLC|31422
OXY|OCCIDENTAL PET|IBKR|Interactive Brokers Llc|58513
OXY|OCCIDENTAL PET|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5292
OXY|OCCIDENTAL PET|ICBX|INSTINET, LLC|360419
OXY|OCCIDENTAL PET|IEQY|CITADEL SECURITIES LLC|748440
OXY|OCCIDENTAL PET|INCA|INSTINET, LLC|1372324
OXY|OCCIDENTAL PET|INJX|INSTINET, LLC|78471
OXY|OCCIDENTAL PET|ITGI|ITG Inc.|172868
OXY|OCCIDENTAL PET|ITGP|ITG INC.|639600
OXY|OCCIDENTAL PET|JANY|Janney Montgomery Scott Inc.|11523
OXY|OCCIDENTAL PET|JEFF|JEFFERIES LLC|398526
OXY|OCCIDENTAL PET|JMPT|JUMP TRADING, LLC|224128
OXY|OCCIDENTAL PET|JPBX|J.P. MORGAN SECURITIES LLC|395474
OXY|OCCIDENTAL PET|JPMX|J.P. Morgan Securities LLC|1169718
OXY|OCCIDENTAL PET|JRCO|Johnson Rice & Company L.L.C.|1578
OXY|OCCIDENTAL PET|JSEB|JANE STREET EXECUTION SERVICES, LLC|67164
OXY|OCCIDENTAL PET|JSJX|JANE STREET CAPITAL LLC|18445
OXY|OCCIDENTAL PET|KCGM|VIRTU Americas LLC|170959
OXY|OCCIDENTAL PET|LEHM|Barclays Capital Inc./Le|2714432
OXY|OCCIDENTAL PET|LIME|Lime Brokerage LLC|124069
OXY|OCCIDENTAL PET|LIWD|LIME BROKERAGE LLC|29
OXY|OCCIDENTAL PET|LMNX|LUMINEX TRADING & ANALYTICS LLC|294700
OXY|OCCIDENTAL PET|LOOP|Loop Capital Markets LLC|7250
OXY|OCCIDENTAL PET|LQNA|LIQUIDNET, INC.|356000
OXY|OCCIDENTAL PET|LSCI|Lek Securities Corporation|2239953
OXY|OCCIDENTAL PET|LVMR|LIVERMORE TRADING GROUP, INC.|900
OXY|OCCIDENTAL PET|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
OXY|OCCIDENTAL PET|MACC|Mid Atlantic Capital Corporation|4207
OXY|OCCIDENTAL PET|MACQ|Macquarie Capital (USA) Inc.|2500
OXY|OCCIDENTAL PET|MAXM|Maxim Group LLC|8064
OXY|OCCIDENTAL PET|MCMF|Raymond James Ltd. Cds|559
OXY|OCCIDENTAL PET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|458864
OXY|OCCIDENTAL PET|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3100
OXY|OCCIDENTAL PET|MNDX|TJM Investments, LLC|12407
OXY|OCCIDENTAL PET|MOTF|MOTIF INVESTING, INC.|103
OXY|OCCIDENTAL PET|MPSG|E D & F Man Capital Markets Inc.|1232
OXY|OCCIDENTAL PET|MSCO|MORGAN STANLEY & CO. LLC|6643612
OXY|OCCIDENTAL PET|MSPL|MORGAN STANLEY & CO. LLC|849800
OXY|OCCIDENTAL PET|MSTX|MORGAN STANLEY & CO. LLC|753600
OXY|OCCIDENTAL PET|MZHO|Mizuho Securities USA LLC|148951
OXY|OCCIDENTAL PET|NATL|National Securities Corporation|700
OXY|OCCIDENTAL PET|NBCS|NBC Securities, INC.|15
OXY|OCCIDENTAL PET|NEUB|NEUBERGER BERMAN BD LLC|4126
OXY|OCCIDENTAL PET|NFSC|National Financial Services LLC|1477335
OXY|OCCIDENTAL PET|NITE|VIRTU Americas LLC|2348957
OXY|OCCIDENTAL PET|NITP|VIRTU Americas LLC|3856
OXY|OCCIDENTAL PET|NQRB|Brut, LLC|74414
OXY|OCCIDENTAL PET|NTBF|BMO Nesbitt Burns Inc./CDS|251
OXY|OCCIDENTAL PET|NTRC|Northern Trust Securities, Inc.|639
OXY|OCCIDENTAL PET|OHOS|TWO SIGMA SECURITIES, LLC|383265
OXY|OCCIDENTAL PET|ONEL|O'NEIL SECURITIES, INCORPORATED|5608
OXY|OCCIDENTAL PET|OPCO|Oppenheimer & Co. Inc.|7769
OXY|OCCIDENTAL PET|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|748
OXY|OCCIDENTAL PET|PCFF|Pacific International Securities Inc./CDS|350
OXY|OCCIDENTAL PET|PDQM|CODA MARKETS, INC.|223128
OXY|OCCIDENTAL PET|PHLY|NASDAQ Execution Services, LLC|160746
OXY|OCCIDENTAL PET|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|100000
OXY|OCCIDENTAL PET|PICT|Pictet Overseas Inc.|5055
OXY|OCCIDENTAL PET|PIPR|Piper Jaffray & Co.|61602
OXY|OCCIDENTAL PET|PNSR|Penserra Securities, LLC|7001
OXY|OCCIDENTAL PET|PWJC|UBS Financial Services, Inc.|33757
OXY|OCCIDENTAL PET|QMSR|QUATTRO M SECURITIES INC.|2827
OXY|OCCIDENTAL PET|RBCM|RBC CAPITAL MARKETS, LLC|79607
OXY|OCCIDENTAL PET|RHCO|Suntrust Robinson Humphrey, Inc.|11361
OXY|OCCIDENTAL PET|SAGL|SAGETRADER, LLC|166520
OXY|OCCIDENTAL PET|SALI|INTL FCSTONE FINANCIAL INC.|1924
OXY|OCCIDENTAL PET|SBRX|MURIEL SIEBERT & CO INC|2124
OXY|OCCIDENTAL PET|SBSH|Citigroup Global Markets Inc.|676580
OXY|OCCIDENTAL PET|SEIC|SEI Investments Distribution Co.|31182
OXY|OCCIDENTAL PET|SGMT|GOLDMAN SACHS & CO. LLC|586049
OXY|OCCIDENTAL PET|SHMR|ABN Amro Clearing LLC|153
OXY|OCCIDENTAL PET|SIBO|Prime Executions, Inc.|4600
OXY|OCCIDENTAL PET|SJLS|TRADE INFORMATICS LLC|28300
OXY|OCCIDENTAL PET|SOCO|Capital One Southcoast, Inc|100
OXY|OCCIDENTAL PET|SPDR|SPEEDROUTE LLC|62513
OXY|OCCIDENTAL PET|SPHN|Stephens Inc.|10287
OXY|OCCIDENTAL PET|STFL|Stifel, Nicolaus & Company, Incorporated|45668
OXY|OCCIDENTAL PET|STKP|STOCKPILE INVESTMENTS, INC.|34
OXY|OCCIDENTAL PET|STRS|STRATEGAS RESEARCH PARTNERS|9500
OXY|OCCIDENTAL PET|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17937
OXY|OCCIDENTAL PET|SWIM|TD Ameritrade, Inc.|313870
OXY|OCCIDENTAL PET|SWST|Hilltop Securities Inc.|5860
OXY|OCCIDENTAL PET|TAGC|TELSEY ADVISORY GROUP LLC|1891
OXY|OCCIDENTAL PET|TKNG|ALLY INVEST SECURITIES LLC|4776
OXY|OCCIDENTAL PET|TOUR|TOURMALINE PARTNERS, LLC|12500
OXY|OCCIDENTAL PET|TRBT|Tradebot Systems, Inc.|717755
OXY|OCCIDENTAL PET|TRCM|TRC MARKETS LLC|1180995
OXY|OCCIDENTAL PET|TWTT|TASTYWORKS, INC.|810
OXY|OCCIDENTAL PET|UBSA|UBS SECURITIES LLC|3086863
OXY|OCCIDENTAL PET|UBSS|UBS Securities LLC|4380278
OXY|OCCIDENTAL PET|USCA|USCA Securities LLC|6240
OXY|OCCIDENTAL PET|VALX|VIRTU AMERICAS LLC|46347
OXY|OCCIDENTAL PET|VGRD|Vanguard Marketing Corporation|48337
OXY|OCCIDENTAL PET|VNDM|Wall Street Access|20132
OXY|OCCIDENTAL PET|WABR|Wall Street Access|28823
OXY|OCCIDENTAL PET|WBET|Wallachbeth Capital LLC|33686
OXY|OCCIDENTAL PET|WBLR|WILLIAM BLAIR|651
OXY|OCCIDENTAL PET|WBPX|SUMMIT SECURITIES GROUP, LLC|9755
OXY|OCCIDENTAL PET|WCHV|WELLS FARGO SECURITIES, LLC|443180
OXY|OCCIDENTAL PET|WDNX|WEEDEN & CO.L.P.|13452
OXY|OCCIDENTAL PET|WEDB|WEDBUSH SECURITIES INC.|20791
OXY|OCCIDENTAL PET|WEED|Weeden & Co.L.P.|12433
OXY|OCCIDENTAL PET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|105448
OXY|OCCIDENTAL PET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|142229
OXY|OCCIDENTAL PET|WFPB|Wells Fargo Securities, LLC.|1250
OXY|OCCIDENTAL PET|WGIF|CIBC World Markets Inc.|45516
OXY|OCCIDENTAL PET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2647
OXY|OCCIDENTAL PET|WSAG|WALL STREET ACCESS|11
OXY|OCCIDENTAL PET|WSEA|WOLVERINE SECURITIES, LLC|34841
OXY|OCCIDENTAL PET|XIST|INSTINET, LLC|198412
OXY|OCCIDENTAL PET|XPQR|Jump Trading|2530
OXY|OCCIDENTAL PET|XSTM|NATIONAL FINANCIAL SERVICES LLC|326526
OXY|OCCIDENTAL PET|YKNA|COMHAR CAPITAL MARKETS, LLC|4538
OXY|OCCIDENTAL PET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|101617
OYLD|OPPENHEIMER RUSSELL|ETRS|E*Trade Securities LLC|10
OYLD|OPPENHEIMER RUSSELL|JSJX|JANE STREET CAPITAL LLC|1015
OYLD|OPPENHEIMER RUSSELL|PDQM|CODA MARKETS, INC.|1015
OZM|OCH-ZIFF CAP MGMT|AGIS|Aegis Capital Corp.|8525
OZM|OCH-ZIFF CAP MGMT|ALTX|Alternet Securities Inc.|4800
OZM|OCH-ZIFF CAP MGMT|ANOS|ABEL/NOSER, L.L.C.|26251
OZM|OCH-ZIFF CAP MGMT|APCC|Apex Clearing Corporation|2929
OZM|OCH-ZIFF CAP MGMT|BATM|CBOE TRADING, INC.|320
OZM|OCH-ZIFF CAP MGMT|BBNT|BB&T SECURITIES, LLC|108
OZM|OCH-ZIFF CAP MGMT|BERN|Sanford C. Bernstein & Co., LLC|900
OZM|OCH-ZIFF CAP MGMT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50136
OZM|OCH-ZIFF CAP MGMT|BLKX|INSTINET, LLC|70200
OZM|OCH-ZIFF CAP MGMT|BRGE|Newbridge Securities Corp.|3900
OZM|OCH-ZIFF CAP MGMT|BYXM|CBOE TRADING, INC.|100
OZM|OCH-ZIFF CAP MGMT|CHAS|Charles Schwab & Co., Inc.|1287
OZM|OCH-ZIFF CAP MGMT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20944
OZM|OCH-ZIFF CAP MGMT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
OZM|OCH-ZIFF CAP MGMT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
OZM|OCH-ZIFF CAP MGMT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85776
OZM|OCH-ZIFF CAP MGMT|CXCX|CITIGROUP GLOBAL MARKETS INC.|24496
OZM|OCH-ZIFF CAP MGMT|DBAB|Deutsche Bank Securities Inc.|200937
OZM|OCH-ZIFF CAP MGMT|DBAX|Deutsche Bank Securities Inc.|200400
OZM|OCH-ZIFF CAP MGMT|DEAN|MORGAN STANLEY|22070
OZM|OCH-ZIFF CAP MGMT|DEGS|RONIN PROFESSIONAL LLC|119
OZM|OCH-ZIFF CAP MGMT|EBXL|EBX LLC|65700
OZM|OCH-ZIFF CAP MGMT|ECUT|CONVERGEX EXECUTION SOLUTIONS|33200
OZM|OCH-ZIFF CAP MGMT|EDJO|Edward D. Jones & Co., L.P.|1560
OZM|OCH-ZIFF CAP MGMT|EGAM|CBOE TRADING, INC.|451
OZM|OCH-ZIFF CAP MGMT|EGXM|CBOE TRADING, INC.|7950
OZM|OCH-ZIFF CAP MGMT|ETBE|Electronic Transaction Clearing, Inc.|19710
OZM|OCH-ZIFF CAP MGMT|ETRS|E*Trade Securities LLC|118125
OZM|OCH-ZIFF CAP MGMT|FILL|Tradestation Securities, Inc.|8414
OZM|OCH-ZIFF CAP MGMT|FQLS|Quantlab Securities LP|4329
OZM|OCH-ZIFF CAP MGMT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|837
OZM|OCH-ZIFF CAP MGMT|FTBR|Foliofn Investments, Inc.|201
OZM|OCH-ZIFF CAP MGMT|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
OZM|OCH-ZIFF CAP MGMT|GLIS|TD Securities Inc|700
OZM|OCH-ZIFF CAP MGMT|GLPX|ACS EXECUTION SERVICES, LLC|2600
OZM|OCH-ZIFF CAP MGMT|GSCO|GOLDMAN SACHS & CO. LLC|36191
OZM|OCH-ZIFF CAP MGMT|GSCS|GOLDMAN SACHS & CO. LLC|100
OZM|OCH-ZIFF CAP MGMT|GSLT|GOLDMAN SACHS & CO. LLC|2400
OZM|OCH-ZIFF CAP MGMT|GTSZ|GTS SECURITIES LLC|1601
OZM|OCH-ZIFF CAP MGMT|HRBF|American Enterprise Investment Services Inc.|32856
OZM|OCH-ZIFF CAP MGMT|IATS|INTERACTIVE BROKERS LLC|63388
OZM|OCH-ZIFF CAP MGMT|IBKR|Interactive Brokers Llc|125543
OZM|OCH-ZIFF CAP MGMT|ICBX|INSTINET, LLC|37481
OZM|OCH-ZIFF CAP MGMT|INCA|INSTINET, LLC|39987
OZM|OCH-ZIFF CAP MGMT|ITGI|ITG Inc.|5400
OZM|OCH-ZIFF CAP MGMT|ITGP|ITG INC.|34400
OZM|OCH-ZIFF CAP MGMT|JEFF|JEFFERIES LLC|44770
OZM|OCH-ZIFF CAP MGMT|JMPT|JUMP TRADING, LLC|850
OZM|OCH-ZIFF CAP MGMT|JPMX|J.P. Morgan Securities LLC|95208
OZM|OCH-ZIFF CAP MGMT|JSJX|JANE STREET CAPITAL LLC|105816
OZM|OCH-ZIFF CAP MGMT|KCGM|VIRTU Americas LLC|21413
OZM|OCH-ZIFF CAP MGMT|LEHM|Barclays Capital Inc./Le|97400
OZM|OCH-ZIFF CAP MGMT|LIME|Lime Brokerage LLC|3700
OZM|OCH-ZIFF CAP MGMT|MBTS|ALLY INVEST SECURITIES LLC|5000
OZM|OCH-ZIFF CAP MGMT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107840
OZM|OCH-ZIFF CAP MGMT|MOTF|MOTIF INVESTING, INC.|2
OZM|OCH-ZIFF CAP MGMT|MSCO|MORGAN STANLEY & CO. LLC|201765
OZM|OCH-ZIFF CAP MGMT|MSPL|MORGAN STANLEY & CO. LLC|96700
OZM|OCH-ZIFF CAP MGMT|MSTX|MORGAN STANLEY & CO. LLC|700
OZM|OCH-ZIFF CAP MGMT|NFSC|National Financial Services LLC|429240
OZM|OCH-ZIFF CAP MGMT|NITE|VIRTU Americas LLC|716770
OZM|OCH-ZIFF CAP MGMT|NITP|VIRTU Americas LLC|1000
OZM|OCH-ZIFF CAP MGMT|NQRB|Brut, LLC|10500
OZM|OCH-ZIFF CAP MGMT|OPCO|Oppenheimer & Co. Inc.|14766
OZM|OCH-ZIFF CAP MGMT|PDQM|CODA MARKETS, INC.|7270
OZM|OCH-ZIFF CAP MGMT|PHLY|NASDAQ Execution Services, LLC|6000
OZM|OCH-ZIFF CAP MGMT|PWJC|UBS Financial Services, Inc.|137406
OZM|OCH-ZIFF CAP MGMT|SBSH|Citigroup Global Markets Inc.|43730
OZM|OCH-ZIFF CAP MGMT|SGMT|GOLDMAN SACHS & CO. LLC|26410
OZM|OCH-ZIFF CAP MGMT|SIBO|Prime Executions, Inc.|13200
OZM|OCH-ZIFF CAP MGMT|SPDR|SPEEDROUTE LLC|3100
OZM|OCH-ZIFF CAP MGMT|SSBS|STATE STREET GLOBAL MARKETS, LLC|5300
OZM|OCH-ZIFF CAP MGMT|STFL|Stifel, Nicolaus & Company, Incorporated|3300
OZM|OCH-ZIFF CAP MGMT|SWIM|TD Ameritrade, Inc.|112683
OZM|OCH-ZIFF CAP MGMT|SWST|Hilltop Securities Inc.|82100
OZM|OCH-ZIFF CAP MGMT|TDSI|TD Securities (USA) LLC|17400
OZM|OCH-ZIFF CAP MGMT|TKNG|ALLY INVEST SECURITIES LLC|6367
OZM|OCH-ZIFF CAP MGMT|TRBT|Tradebot Systems, Inc.|28325
OZM|OCH-ZIFF CAP MGMT|TRCM|TRC MARKETS LLC|10897
OZM|OCH-ZIFF CAP MGMT|UBSA|UBS SECURITIES LLC|211090
OZM|OCH-ZIFF CAP MGMT|UBSS|UBS Securities LLC|451974
OZM|OCH-ZIFF CAP MGMT|VALX|VIRTU AMERICAS LLC|1993
OZM|OCH-ZIFF CAP MGMT|VGRD|Vanguard Marketing Corporation|64370
OZM|OCH-ZIFF CAP MGMT|WCHV|WELLS FARGO SECURITIES, LLC|68373
OZM|OCH-ZIFF CAP MGMT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5385
OZM|OCH-ZIFF CAP MGMT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9695
OZM|OCH-ZIFF CAP MGMT|WFPB|Wells Fargo Securities, LLC.|7900
OZM|OCH-ZIFF CAP MGMT|WSEA|WOLVERINE SECURITIES, LLC|13585
OZM|OCH-ZIFF CAP MGMT|XSTM|NATIONAL FINANCIAL SERVICES LLC|26400
OZM|OCH-ZIFF CAP MGMT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7420
OZRK|BANK OF THE OZARK|ALLN|Allen & Company LLC|1255
OZRK|BANK OF THE OZARK|ALTX|Alternet Securities Inc.|6319
OZRK|BANK OF THE OZARK|APCC|Apex Clearing Corporation|99
OZRK|BANK OF THE OZARK|BANK|Primevest Financial Services, Inc.|2550
OZRK|BANK OF THE OZARK|BARD|Robert W. Baird & Co. Incorporated|331
OZRK|BANK OF THE OZARK|BATM|CBOE TRADING, INC.|4974
OZRK|BANK OF THE OZARK|BBNT|BB&T SECURITIES, LLC|4108
OZRK|BANK OF THE OZARK|BERN|Sanford C. Bernstein & Co., LLC|115409
OZRK|BANK OF THE OZARK|BKCM|BNY Mellon Capital Markets LLC|22906
OZRK|BANK OF THE OZARK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17216
OZRK|BANK OF THE OZARK|BLKX|INSTINET, LLC|213000
OZRK|BANK OF THE OZARK|BMOC|BMO Capital Markets Corp.|33879
OZRK|BANK OF THE OZARK|BNPX|BNP PARIBAS SECURITIES CORP.|40662
OZRK|BANK OF THE OZARK|BRVL|BLAYLOCK VAN, LLC|100
OZRK|BANK OF THE OZARK|BTIG|BTIG, LLC|68690
OZRK|BANK OF THE OZARK|BYXM|CBOE TRADING, INC.|413
OZRK|BANK OF THE OZARK|BZYD|GOLDMAN SACHS & CO. LLC|800
OZRK|BANK OF THE OZARK|CANT|Cantor Fitzgerald & Co.|701
OZRK|BANK OF THE OZARK|CBLC|CITIGROUP GLOBAL MARKETS INC.|39248
OZRK|BANK OF THE OZARK|CHAS|Charles Schwab & Co., Inc.|1558
OZRK|BANK OF THE OZARK|CIST|Capital Institutional Services, Inc.|3811
OZRK|BANK OF THE OZARK|CLSA|CLSA AMERICAS, LLC|200
OZRK|BANK OF THE OZARK|CNFR|Cowen Prime Services LLC|500
OZRK|BANK OF THE OZARK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131713
OZRK|BANK OF THE OZARK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3319
OZRK|BANK OF THE OZARK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|376994
OZRK|BANK OF THE OZARK|CTDL|Citadel Derivatives Group Llc|10556
OZRK|BANK OF THE OZARK|CXCX|CITIGROUP GLOBAL MARKETS INC.|26638
OZRK|BANK OF THE OZARK|DADA|D.A. Davidson & Co.|25
OZRK|BANK OF THE OZARK|DBAB|Deutsche Bank Securities Inc.|603797
OZRK|BANK OF THE OZARK|DBAX|Deutsche Bank Securities Inc.|230400
OZRK|BANK OF THE OZARK|DBUL|Deutsche Bank Securities Inc.|1300
OZRK|BANK OF THE OZARK|DEAN|MORGAN STANLEY|39907
OZRK|BANK OF THE OZARK|DEGS|RONIN PROFESSIONAL LLC|100
OZRK|BANK OF THE OZARK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19372
OZRK|BANK OF THE OZARK|DOTC|Dougherty & Company LLC|5463
OZRK|BANK OF THE OZARK|EBXL|EBX LLC|182300
OZRK|BANK OF THE OZARK|ECUT|CONVERGEX EXECUTION SOLUTIONS|11168
OZRK|BANK OF THE OZARK|EDJO|Edward D. Jones & Co., L.P.|3483
OZRK|BANK OF THE OZARK|EGAM|CBOE TRADING, INC.|12609
OZRK|BANK OF THE OZARK|EGAW|CBOE TRADING, INC.|285
OZRK|BANK OF THE OZARK|EGMT|EG MARKET TECHNOLOGIES LLC|2671
OZRK|BANK OF THE OZARK|EGXM|CBOE TRADING, INC.|2129
OZRK|BANK OF THE OZARK|ESPO|ESPOSITO SECURITIES, LLC|390
OZRK|BANK OF THE OZARK|ETBE|Electronic Transaction Clearing, Inc.|16616
OZRK|BANK OF THE OZARK|ETCC|Electronic Transaction Clearing, Inc.|683
OZRK|BANK OF THE OZARK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1720
OZRK|BANK OF THE OZARK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25929
OZRK|BANK OF THE OZARK|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|12230
OZRK|BANK OF THE OZARK|ETRS|E*Trade Securities LLC|16890
OZRK|BANK OF THE OZARK|FBCO|Credit Suisse Securities (USA) LLC|719767
OZRK|BANK OF THE OZARK|FIDT|Fidelity Clearing Canada ULC./ CDS|93
OZRK|BANK OF THE OZARK|FILL|Tradestation Securities, Inc.|425
OZRK|BANK OF THE OZARK|FINX|FINTECH SECURITIES|1805
OZRK|BANK OF THE OZARK|FMAF|NBCN Inc./ CDS|19194
OZRK|BANK OF THE OZARK|FOMA|TD AMERITRADE CLEARING, INC.|105942
OZRK|BANK OF THE OZARK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6726
OZRK|BANK OF THE OZARK|FQLS|Quantlab Securities LP|288954
OZRK|BANK OF THE OZARK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146165
OZRK|BANK OF THE OZARK|FTBR|Foliofn Investments, Inc.|1746
OZRK|BANK OF THE OZARK|GEBB|GLOBAL EXECUTION BROKERS, LP|10157
OZRK|BANK OF THE OZARK|GLIS|TD Securities Inc|150
OZRK|BANK OF THE OZARK|GLPX|ACS EXECUTION SERVICES, LLC|16526
OZRK|BANK OF THE OZARK|GSCO|GOLDMAN SACHS & CO. LLC|1063088
OZRK|BANK OF THE OZARK|GSCS|GOLDMAN SACHS & CO. LLC|104316
OZRK|BANK OF THE OZARK|GSLT|GOLDMAN SACHS & CO. LLC|2910
OZRK|BANK OF THE OZARK|GTSZ|GTS SECURITIES LLC|252423
OZRK|BANK OF THE OZARK|HAPX|HAP Trading, LLC|252
OZRK|BANK OF THE OZARK|HRBF|American Enterprise Investment Services Inc.|4126
OZRK|BANK OF THE OZARK|HSBC|HSBC Securities, Inc.|49
OZRK|BANK OF THE OZARK|IATS|INTERACTIVE BROKERS LLC|4213
OZRK|BANK OF THE OZARK|IBKR|Interactive Brokers Llc|49598
OZRK|BANK OF THE OZARK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|776
OZRK|BANK OF THE OZARK|ICBX|INSTINET, LLC|48803
OZRK|BANK OF THE OZARK|IEQY|CITADEL SECURITIES LLC|336662
OZRK|BANK OF THE OZARK|INCA|INSTINET, LLC|658515
OZRK|BANK OF THE OZARK|INJX|INSTINET, LLC|13840
OZRK|BANK OF THE OZARK|ITGI|ITG Inc.|118442
OZRK|BANK OF THE OZARK|ITGP|ITG INC.|247200
OZRK|BANK OF THE OZARK|JANY|Janney Montgomery Scott Inc.|3413
OZRK|BANK OF THE OZARK|JEFF|JEFFERIES LLC|113784
OZRK|BANK OF THE OZARK|JMPT|JUMP TRADING, LLC|88816
OZRK|BANK OF THE OZARK|JONE|JonesTrading|111
OZRK|BANK OF THE OZARK|JPBX|J.P. MORGAN SECURITIES LLC|67905
OZRK|BANK OF THE OZARK|JPMX|J.P. Morgan Securities LLC|388305
OZRK|BANK OF THE OZARK|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
OZRK|BANK OF THE OZARK|JSJX|JANE STREET CAPITAL LLC|7085
OZRK|BANK OF THE OZARK|KBWI|Keefe, Bruyette & Woods, Inc.|84865
OZRK|BANK OF THE OZARK|KCGM|VIRTU Americas LLC|65093
OZRK|BANK OF THE OZARK|LEHM|Barclays Capital Inc./Le|786117
OZRK|BANK OF THE OZARK|LIME|Lime Brokerage LLC|186261
OZRK|BANK OF THE OZARK|LQNA|LIQUIDNET, INC.|106500
OZRK|BANK OF THE OZARK|LSCI|Lek Securities Corporation|160
OZRK|BANK OF THE OZARK|MACQ|Macquarie Capital (USA) Inc.|9279
OZRK|BANK OF THE OZARK|MAXM|Maxim Group LLC|2808
OZRK|BANK OF THE OZARK|MCMF|Raymond James Ltd. Cds|983
OZRK|BANK OF THE OZARK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104182
OZRK|BANK OF THE OZARK|MOTF|MOTIF INVESTING, INC.|21
OZRK|BANK OF THE OZARK|MSCO|MORGAN STANLEY & CO. LLC|3140314
OZRK|BANK OF THE OZARK|MSPL|MORGAN STANLEY & CO. LLC|313100
OZRK|BANK OF THE OZARK|MSTX|MORGAN STANLEY & CO. LLC|104100
OZRK|BANK OF THE OZARK|NFSC|National Financial Services LLC|95685
OZRK|BANK OF THE OZARK|NITE|VIRTU Americas LLC|332160
OZRK|BANK OF THE OZARK|NITP|VIRTU Americas LLC|900
OZRK|BANK OF THE OZARK|NMRA|Nomura Securities International, Inc.|200
OZRK|BANK OF THE OZARK|NQRB|Brut, LLC|6327
OZRK|BANK OF THE OZARK|NTRC|Northern Trust Securities, Inc.|58
OZRK|BANK OF THE OZARK|OPCO|Oppenheimer & Co. Inc.|12425
OZRK|BANK OF THE OZARK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|435
OZRK|BANK OF THE OZARK|PDQM|CODA MARKETS, INC.|122666
OZRK|BANK OF THE OZARK|PHLY|NASDAQ Execution Services, LLC|2000
OZRK|BANK OF THE OZARK|PIPR|Piper Jaffray & Co.|4946
OZRK|BANK OF THE OZARK|PWJC|UBS Financial Services, Inc.|929
OZRK|BANK OF THE OZARK|RAJA|Raymond James & Associates, Inc.|99102
OZRK|BANK OF THE OZARK|RBCM|RBC CAPITAL MARKETS, LLC|5592
OZRK|BANK OF THE OZARK|SAGL|SAGETRADER, LLC|23417
OZRK|BANK OF THE OZARK|SAGW|SAGETRADER, LLC|119
OZRK|BANK OF THE OZARK|SBSH|Citigroup Global Markets Inc.|313555
OZRK|BANK OF THE OZARK|SDLR|Sandler, O'Neill & Partners, L.P.|4200
OZRK|BANK OF THE OZARK|SEIC|SEI Investments Distribution Co.|400
OZRK|BANK OF THE OZARK|SGMT|GOLDMAN SACHS & CO. LLC|100357
OZRK|BANK OF THE OZARK|SJLS|TRADE INFORMATICS LLC|100
OZRK|BANK OF THE OZARK|SPDR|SPEEDROUTE LLC|36242
OZRK|BANK OF THE OZARK|SPHN|Stephens Inc.|2891
OZRK|BANK OF THE OZARK|STFL|Stifel, Nicolaus & Company, Incorporated|23144
OZRK|BANK OF THE OZARK|STKP|STOCKPILE INVESTMENTS, INC.|4
OZRK|BANK OF THE OZARK|STXG|Stockcross Financial Services, Inc.|373
OZRK|BANK OF THE OZARK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18
OZRK|BANK OF THE OZARK|SWIM|TD Ameritrade, Inc.|109526
OZRK|BANK OF THE OZARK|SWST|Hilltop Securities Inc.|987
OZRK|BANK OF THE OZARK|TKNG|ALLY INVEST SECURITIES LLC|593
OZRK|BANK OF THE OZARK|TRBT|Tradebot Systems, Inc.|247989
OZRK|BANK OF THE OZARK|TRCM|TRC MARKETS LLC|287191
OZRK|BANK OF THE OZARK|UBSA|UBS SECURITIES LLC|478472
OZRK|BANK OF THE OZARK|UBSS|UBS Securities LLC|1013941
OZRK|BANK OF THE OZARK|VALX|VIRTU AMERICAS LLC|6237
OZRK|BANK OF THE OZARK|VGRD|Vanguard Marketing Corporation|8700
OZRK|BANK OF THE OZARK|WBLR|WILLIAM BLAIR|230
OZRK|BANK OF THE OZARK|WBPX|SUMMIT SECURITIES GROUP, LLC|100
OZRK|BANK OF THE OZARK|WCHV|WELLS FARGO SECURITIES, LLC|110451
OZRK|BANK OF THE OZARK|WDNX|WEEDEN & CO.L.P.|1678
OZRK|BANK OF THE OZARK|WEDB|WEDBUSH SECURITIES INC.|11
OZRK|BANK OF THE OZARK|WEED|Weeden & Co.L.P.|58081
OZRK|BANK OF THE OZARK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4996
OZRK|BANK OF THE OZARK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1620
OZRK|BANK OF THE OZARK|WGIF|CIBC World Markets Inc.|2199
OZRK|BANK OF THE OZARK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
OZRK|BANK OF THE OZARK|WSAG|WALL STREET ACCESS|637
OZRK|BANK OF THE OZARK|WSEA|WOLVERINE SECURITIES, LLC|3440
OZRK|BANK OF THE OZARK|XIST|INSTINET, LLC|58712
OZRK|BANK OF THE OZARK|XSTM|NATIONAL FINANCIAL SERVICES LLC|40468
OZRK|BANK OF THE OZARK|YKNA|COMHAR CAPITAL MARKETS, LLC|3309
OZRK|BANK OF THE OZARK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3637
P|PANDORA MEDIA, INC.|ABLE|NATIXIS Securities Americas LLC|3186
P|PANDORA MEDIA, INC.|AGIS|Aegis Capital Corp.|7500
P|PANDORA MEDIA, INC.|ALLN|Allen & Company LLC|8990
P|PANDORA MEDIA, INC.|ALTX|Alternet Securities Inc.|31986
P|PANDORA MEDIA, INC.|APCC|Apex Clearing Corporation|114245
P|PANDORA MEDIA, INC.|AQUA|AQUA SECURITIES L.P.|51300
P|PANDORA MEDIA, INC.|BANK|Primevest Financial Services, Inc.|3350
P|PANDORA MEDIA, INC.|BARD|Robert W. Baird & Co. Incorporated|3785
P|PANDORA MEDIA, INC.|BATM|CBOE TRADING, INC.|8195
P|PANDORA MEDIA, INC.|BAYC|BAY CREST PARTNERS, LLC|66318
P|PANDORA MEDIA, INC.|BAYT|BTIG, LLC|47525
P|PANDORA MEDIA, INC.|BERN|Sanford C. Bernstein & Co., LLC|109819
P|PANDORA MEDIA, INC.|BIDS|BIDS TRADING L.P.|13800
P|PANDORA MEDIA, INC.|BIMI|Banca IMI Securities Corp.|5148
P|PANDORA MEDIA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|120223
P|PANDORA MEDIA, INC.|BLKX|INSTINET, LLC|390900
P|PANDORA MEDIA, INC.|BMOC|BMO Capital Markets Corp.|492335
P|PANDORA MEDIA, INC.|BNCH|The Benchmark Company, LLC|50000
P|PANDORA MEDIA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|18120
P|PANDORA MEDIA, INC.|BTIG|BTIG, LLC|144019
P|PANDORA MEDIA, INC.|BYXM|CBOE TRADING, INC.|5726
P|PANDORA MEDIA, INC.|BZYD|GOLDMAN SACHS & CO. LLC|3700
P|PANDORA MEDIA, INC.|CANT|Cantor Fitzgerald & Co.|217176
P|PANDORA MEDIA, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|153400
P|PANDORA MEDIA, INC.|CHAS|Charles Schwab & Co., Inc.|23467
P|PANDORA MEDIA, INC.|CHLM|Craig-Hallum Capital Group LLC|8050
P|PANDORA MEDIA, INC.|CLSA|CLSA AMERICAS, LLC|37129
P|PANDORA MEDIA, INC.|COWR|Cowen and Company, LLC|8050
P|PANDORA MEDIA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|808923
P|PANDORA MEDIA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
P|PANDORA MEDIA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|84888
P|PANDORA MEDIA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2587413
P|PANDORA MEDIA, INC.|CTDL|Citadel Derivatives Group Llc|11164
P|PANDORA MEDIA, INC.|CTLR|CUTLER GROUP, LP|3298
P|PANDORA MEDIA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|622314
P|PANDORA MEDIA, INC.|DAVA|Davenport & Company LLC|200
P|PANDORA MEDIA, INC.|DBAB|Deutsche Bank Securities Inc.|575389
P|PANDORA MEDIA, INC.|DBAX|Deutsche Bank Securities Inc.|2623800
P|PANDORA MEDIA, INC.|DBUL|Deutsche Bank Securities Inc.|75173
P|PANDORA MEDIA, INC.|DCHF|Dart Executions, LLC|11245
P|PANDORA MEDIA, INC.|DEAN|MORGAN STANLEY|33593
P|PANDORA MEDIA, INC.|DEGS|RONIN PROFESSIONAL LLC|200
P|PANDORA MEDIA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6114
P|PANDORA MEDIA, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|43595
P|PANDORA MEDIA, INC.|EBXL|EBX LLC|1459800
P|PANDORA MEDIA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|196408
P|PANDORA MEDIA, INC.|EDJO|Edward D. Jones & Co., L.P.|39780
P|PANDORA MEDIA, INC.|EGAM|CBOE TRADING, INC.|32587
P|PANDORA MEDIA, INC.|EGAW|CBOE TRADING, INC.|2409
P|PANDORA MEDIA, INC.|EGXM|CBOE TRADING, INC.|6269
P|PANDORA MEDIA, INC.|ELEV|ELEVATION, LLC|23717
P|PANDORA MEDIA, INC.|ETBE|Electronic Transaction Clearing, Inc.|51944
P|PANDORA MEDIA, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2200
P|PANDORA MEDIA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|822
P|PANDORA MEDIA, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|652
P|PANDORA MEDIA, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7000
P|PANDORA MEDIA, INC.|ETRS|E*Trade Securities LLC|3799688
P|PANDORA MEDIA, INC.|FILL|Tradestation Securities, Inc.|107388
P|PANDORA MEDIA, INC.|FMAF|NBCN Inc./ CDS|4749
P|PANDORA MEDIA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13293
P|PANDORA MEDIA, INC.|FQLS|Quantlab Securities LP|979820
P|PANDORA MEDIA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|687135
P|PANDORA MEDIA, INC.|FTBR|Foliofn Investments, Inc.|125530
P|PANDORA MEDIA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|46548
P|PANDORA MEDIA, INC.|GLIS|TD Securities Inc|61502
P|PANDORA MEDIA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|284979
P|PANDORA MEDIA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|6510351
P|PANDORA MEDIA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1436287
P|PANDORA MEDIA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|110616
P|PANDORA MEDIA, INC.|GTSZ|GTS SECURITIES LLC|436630
P|PANDORA MEDIA, INC.|HRBF|American Enterprise Investment Services Inc.|63791
P|PANDORA MEDIA, INC.|HSBC|HSBC Securities, Inc.|3600
P|PANDORA MEDIA, INC.|IATS|INTERACTIVE BROKERS LLC|276455
P|PANDORA MEDIA, INC.|IBKR|Interactive Brokers Llc|412963
P|PANDORA MEDIA, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|118
P|PANDORA MEDIA, INC.|ICBX|INSTINET, LLC|790011
P|PANDORA MEDIA, INC.|IEQY|CITADEL SECURITIES LLC|36819
P|PANDORA MEDIA, INC.|INCA|INSTINET, LLC|647003
P|PANDORA MEDIA, INC.|INJX|INSTINET, LLC|117031
P|PANDORA MEDIA, INC.|ITGI|ITG Inc.|610986
P|PANDORA MEDIA, INC.|ITGP|ITG INC.|1871400
P|PANDORA MEDIA, INC.|JANY|Janney Montgomery Scott Inc.|10200
P|PANDORA MEDIA, INC.|JEFF|JEFFERIES LLC|2536414
P|PANDORA MEDIA, INC.|JMPT|JUMP TRADING, LLC|266970
P|PANDORA MEDIA, INC.|JONE|JonesTrading|20871
P|PANDORA MEDIA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|771944
P|PANDORA MEDIA, INC.|JPMX|J.P. Morgan Securities LLC|4978362
P|PANDORA MEDIA, INC.|JSJX|JANE STREET CAPITAL LLC|236165
P|PANDORA MEDIA, INC.|KCGM|VIRTU Americas LLC|630593
P|PANDORA MEDIA, INC.|LEHM|Barclays Capital Inc./Le|4574109
P|PANDORA MEDIA, INC.|LIME|Lime Brokerage LLC|19708
P|PANDORA MEDIA, INC.|LOOP|Loop Capital Markets LLC|49902
P|PANDORA MEDIA, INC.|LQNA|LIQUIDNET, INC.|10900
P|PANDORA MEDIA, INC.|LSCI|Lek Securities Corporation|240
P|PANDORA MEDIA, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|176055
P|PANDORA MEDIA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
P|PANDORA MEDIA, INC.|MACC|Mid Atlantic Capital Corporation|50
P|PANDORA MEDIA, INC.|MACQ|Macquarie Capital (USA) Inc.|11578
P|PANDORA MEDIA, INC.|MAXM|Maxim Group LLC|22444
P|PANDORA MEDIA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2080891
P|PANDORA MEDIA, INC.|MNDX|TJM Investments, LLC|330817
P|PANDORA MEDIA, INC.|MOTF|MOTIF INVESTING, INC.|45
P|PANDORA MEDIA, INC.|MSCO|MORGAN STANLEY & CO. LLC|11244202
P|PANDORA MEDIA, INC.|MSPL|MORGAN STANLEY & CO. LLC|3008300
P|PANDORA MEDIA, INC.|MSTX|MORGAN STANLEY & CO. LLC|2086300
P|PANDORA MEDIA, INC.|NATL|National Securities Corporation|12080
P|PANDORA MEDIA, INC.|NEED|Needham & Company, LLC|22162
P|PANDORA MEDIA, INC.|NFSC|National Financial Services LLC|2565611
P|PANDORA MEDIA, INC.|NITE|VIRTU Americas LLC|7079713
P|PANDORA MEDIA, INC.|NITP|VIRTU Americas LLC|199561
P|PANDORA MEDIA, INC.|NMRA|Nomura Securities International, Inc.|158300
P|PANDORA MEDIA, INC.|NQRB|Brut, LLC|104064
P|PANDORA MEDIA, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|12924
P|PANDORA MEDIA, INC.|OHOS|TWO SIGMA SECURITIES, LLC|57688
P|PANDORA MEDIA, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|430186
P|PANDORA MEDIA, INC.|OPCO|Oppenheimer & Co. Inc.|6701
P|PANDORA MEDIA, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|89350
P|PANDORA MEDIA, INC.|PDQM|CODA MARKETS, INC.|105496
P|PANDORA MEDIA, INC.|PHLY|NASDAQ Execution Services, LLC|78000
P|PANDORA MEDIA, INC.|PWJC|UBS Financial Services, Inc.|5041
P|PANDORA MEDIA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|73984
P|PANDORA MEDIA, INC.|RGLD|Regal Securities, Inc|8070
P|PANDORA MEDIA, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|207548
P|PANDORA MEDIA, INC.|RJLC|RJL CAPITAL GROUP, LLC|1000
P|PANDORA MEDIA, INC.|SAGL|SAGETRADER, LLC|17983
P|PANDORA MEDIA, INC.|SAGW|SAGETRADER, LLC|2098
P|PANDORA MEDIA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|39910
P|PANDORA MEDIA, INC.|SALW|SW FINANCIAL|2500
P|PANDORA MEDIA, INC.|SBRX|MURIEL SIEBERT & CO INC|300
P|PANDORA MEDIA, INC.|SBSH|Citigroup Global Markets Inc.|562869
P|PANDORA MEDIA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1591522
P|PANDORA MEDIA, INC.|SOGO|Wang Investment Associates, Inc.|1818
P|PANDORA MEDIA, INC.|SPDR|SPEEDROUTE LLC|15615
P|PANDORA MEDIA, INC.|SPHN|Stephens Inc.|25500
P|PANDORA MEDIA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|736130
P|PANDORA MEDIA, INC.|STKP|STOCKPILE INVESTMENTS, INC.|3262
P|PANDORA MEDIA, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13932
P|PANDORA MEDIA, INC.|SWIM|TD Ameritrade, Inc.|3814697
P|PANDORA MEDIA, INC.|SWST|Hilltop Securities Inc.|3892
P|PANDORA MEDIA, INC.|TAGC|TELSEY ADVISORY GROUP LLC|800
P|PANDORA MEDIA, INC.|TKNG|ALLY INVEST SECURITIES LLC|51549
P|PANDORA MEDIA, INC.|TRBT|Tradebot Systems, Inc.|746769
P|PANDORA MEDIA, INC.|TRCM|TRC MARKETS LLC|625908
P|PANDORA MEDIA, INC.|TWTT|TASTYWORKS, INC.|4684
P|PANDORA MEDIA, INC.|UBSA|UBS SECURITIES LLC|3744891
P|PANDORA MEDIA, INC.|UBSS|UBS Securities LLC|3499367
P|PANDORA MEDIA, INC.|VALX|VIRTU AMERICAS LLC|342818
P|PANDORA MEDIA, INC.|VGRD|Vanguard Marketing Corporation|209890
P|PANDORA MEDIA, INC.|VNDM|Wall Street Access|1000
P|PANDORA MEDIA, INC.|VSIN|Vision Financial Markets Llc|64
P|PANDORA MEDIA, INC.|WBLR|WILLIAM BLAIR|7285
P|PANDORA MEDIA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|896511
P|PANDORA MEDIA, INC.|WDNX|WEEDEN & CO.L.P.|1588
P|PANDORA MEDIA, INC.|WEDB|WEDBUSH SECURITIES INC.|44451
P|PANDORA MEDIA, INC.|WEED|Weeden & Co.L.P.|99225
P|PANDORA MEDIA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|62079
P|PANDORA MEDIA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|158678
P|PANDORA MEDIA, INC.|WFPB|Wells Fargo Securities, LLC.|29632
P|PANDORA MEDIA, INC.|WGIF|CIBC World Markets Inc.|172162
P|PANDORA MEDIA, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|24
P|PANDORA MEDIA, INC.|WMLL|Watermill Institutional Trading LLC|188698
P|PANDORA MEDIA, INC.|WORD|Worden Capital Management LLC|7090
P|PANDORA MEDIA, INC.|WSEA|WOLVERINE SECURITIES, LLC|34693
P|PANDORA MEDIA, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3125
P|PANDORA MEDIA, INC.|XIST|INSTINET, LLC|601754
P|PANDORA MEDIA, INC.|XPQR|Jump Trading|2078
P|PANDORA MEDIA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|291252
P|PANDORA MEDIA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2631
P|PANDORA MEDIA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48527
PAA|PLAINS ALL AMER LP|ABLE|NATIXIS Securities Americas LLC|755100
PAA|PLAINS ALL AMER LP|AGIS|Aegis Capital Corp.|10000
PAA|PLAINS ALL AMER LP|ALTX|Alternet Securities Inc.|52168
PAA|PLAINS ALL AMER LP|ANOS|ABEL/NOSER, L.L.C.|22815
PAA|PLAINS ALL AMER LP|APCC|Apex Clearing Corporation|2953
PAA|PLAINS ALL AMER LP|BANK|Primevest Financial Services, Inc.|100
PAA|PLAINS ALL AMER LP|BARD|Robert W. Baird & Co. Incorporated|7465
PAA|PLAINS ALL AMER LP|BATM|CBOE TRADING, INC.|22166
PAA|PLAINS ALL AMER LP|BAYT|BTIG, LLC|12800
PAA|PLAINS ALL AMER LP|BBNT|BB&T SECURITIES, LLC|11778
PAA|PLAINS ALL AMER LP|BERN|Sanford C. Bernstein & Co., LLC|37625
PAA|PLAINS ALL AMER LP|BIDS|BIDS TRADING L.P.|2500
PAA|PLAINS ALL AMER LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13703
PAA|PLAINS ALL AMER LP|BLKX|INSTINET, LLC|19200
PAA|PLAINS ALL AMER LP|BNPX|BNP PARIBAS SECURITIES CORP.|49
PAA|PLAINS ALL AMER LP|BTIG|BTIG, LLC|242728
PAA|PLAINS ALL AMER LP|BYXM|CBOE TRADING, INC.|5088
PAA|PLAINS ALL AMER LP|BZYD|GOLDMAN SACHS & CO. LLC|3271
PAA|PLAINS ALL AMER LP|CANT|Cantor Fitzgerald & Co.|1925
PAA|PLAINS ALL AMER LP|CBLC|CITIGROUP GLOBAL MARKETS INC.|14788
PAA|PLAINS ALL AMER LP|CHAS|Charles Schwab & Co., Inc.|8255
PAA|PLAINS ALL AMER LP|CICF|Canaccord Genuity Corp.|178
PAA|PLAINS ALL AMER LP|CIST|Capital Institutional Services, Inc.|1620
PAA|PLAINS ALL AMER LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|176501
PAA|PLAINS ALL AMER LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12
PAA|PLAINS ALL AMER LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|738583
PAA|PLAINS ALL AMER LP|CTDL|Citadel Derivatives Group Llc|71816
PAA|PLAINS ALL AMER LP|CTLR|CUTLER GROUP, LP|309
PAA|PLAINS ALL AMER LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|101092
PAA|PLAINS ALL AMER LP|DADA|D.A. Davidson & Co.|712
PAA|PLAINS ALL AMER LP|DBAB|Deutsche Bank Securities Inc.|200960
PAA|PLAINS ALL AMER LP|DBAX|Deutsche Bank Securities Inc.|541100
PAA|PLAINS ALL AMER LP|DCHF|Dart Executions, LLC|8096
PAA|PLAINS ALL AMER LP|DEAN|MORGAN STANLEY|78591
PAA|PLAINS ALL AMER LP|DEGS|RONIN PROFESSIONAL LLC|200
PAA|PLAINS ALL AMER LP|EBXL|EBX LLC|512200
PAA|PLAINS ALL AMER LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6096
PAA|PLAINS ALL AMER LP|EDJO|Edward D. Jones & Co., L.P.|20388
PAA|PLAINS ALL AMER LP|EGAM|CBOE TRADING, INC.|117725
PAA|PLAINS ALL AMER LP|EGAW|CBOE TRADING, INC.|7286
PAA|PLAINS ALL AMER LP|EGXM|CBOE TRADING, INC.|18498
PAA|PLAINS ALL AMER LP|EGXW|CBOE TRADING, INC.|100
PAA|PLAINS ALL AMER LP|ETBE|Electronic Transaction Clearing, Inc.|18328
PAA|PLAINS ALL AMER LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
PAA|PLAINS ALL AMER LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5061
PAA|PLAINS ALL AMER LP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4750
PAA|PLAINS ALL AMER LP|ETRS|E*Trade Securities LLC|127253
PAA|PLAINS ALL AMER LP|FBSB|U.S. Bancorp Investments, Inc.|100
PAA|PLAINS ALL AMER LP|FILL|Tradestation Securities, Inc.|1651
PAA|PLAINS ALL AMER LP|FMAF|NBCN Inc./ CDS|470
PAA|PLAINS ALL AMER LP|FQLS|Quantlab Securities LP|518824
PAA|PLAINS ALL AMER LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|158056
PAA|PLAINS ALL AMER LP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|9700
PAA|PLAINS ALL AMER LP|FTBR|Foliofn Investments, Inc.|1099
PAA|PLAINS ALL AMER LP|GEBB|GLOBAL EXECUTION BROKERS, LP|10056
PAA|PLAINS ALL AMER LP|GLIS|TD Securities Inc|2617
PAA|PLAINS ALL AMER LP|GLPX|ACS EXECUTION SERVICES, LLC|62807
PAA|PLAINS ALL AMER LP|GSCO|GOLDMAN SACHS & CO. LLC|2133193
PAA|PLAINS ALL AMER LP|GSCS|GOLDMAN SACHS & CO. LLC|32659
PAA|PLAINS ALL AMER LP|GSLT|GOLDMAN SACHS & CO. LLC|42186
PAA|PLAINS ALL AMER LP|GTSZ|GTS SECURITIES LLC|196243
PAA|PLAINS ALL AMER LP|HAPX|HAP Trading, LLC|28
PAA|PLAINS ALL AMER LP|HRBF|American Enterprise Investment Services Inc.|22744
PAA|PLAINS ALL AMER LP|IATS|INTERACTIVE BROKERS LLC|29789
PAA|PLAINS ALL AMER LP|IBKR|Interactive Brokers Llc|83567
PAA|PLAINS ALL AMER LP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1121
PAA|PLAINS ALL AMER LP|ICBX|INSTINET, LLC|213691
PAA|PLAINS ALL AMER LP|INCA|INSTINET, LLC|227141
PAA|PLAINS ALL AMER LP|INJX|INSTINET, LLC|789
PAA|PLAINS ALL AMER LP|ITGI|ITG Inc.|86933
PAA|PLAINS ALL AMER LP|ITGP|ITG INC.|232600
PAA|PLAINS ALL AMER LP|JANY|Janney Montgomery Scott Inc.|4737
PAA|PLAINS ALL AMER LP|JEFF|JEFFERIES LLC|122754
PAA|PLAINS ALL AMER LP|JMPT|JUMP TRADING, LLC|87873
PAA|PLAINS ALL AMER LP|JPBX|J.P. MORGAN SECURITIES LLC|10329
PAA|PLAINS ALL AMER LP|JPMX|J.P. Morgan Securities LLC|421088
PAA|PLAINS ALL AMER LP|JSJX|JANE STREET CAPITAL LLC|25629
PAA|PLAINS ALL AMER LP|KCGM|VIRTU Americas LLC|139659
PAA|PLAINS ALL AMER LP|LEHM|Barclays Capital Inc./Le|1012895
PAA|PLAINS ALL AMER LP|LIME|Lime Brokerage LLC|44929
PAA|PLAINS ALL AMER LP|LQNA|LIQUIDNET, INC.|34900
PAA|PLAINS ALL AMER LP|LSCI|Lek Securities Corporation|20
PAA|PLAINS ALL AMER LP|MACC|Mid Atlantic Capital Corporation|1000
PAA|PLAINS ALL AMER LP|MBTS|ALLY INVEST SECURITIES LLC|151
PAA|PLAINS ALL AMER LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|296478
PAA|PLAINS ALL AMER LP|MOTF|MOTIF INVESTING, INC.|3
PAA|PLAINS ALL AMER LP|MSCO|MORGAN STANLEY & CO. LLC|3398826
PAA|PLAINS ALL AMER LP|MSPL|MORGAN STANLEY & CO. LLC|354400
PAA|PLAINS ALL AMER LP|MSTX|MORGAN STANLEY & CO. LLC|18300
PAA|PLAINS ALL AMER LP|NATL|National Securities Corporation|90
PAA|PLAINS ALL AMER LP|NBCS|NBC Securities, INC.|637
PAA|PLAINS ALL AMER LP|NFSC|National Financial Services LLC|316404
PAA|PLAINS ALL AMER LP|NITE|VIRTU Americas LLC|1390188
PAA|PLAINS ALL AMER LP|NITP|VIRTU Americas LLC|2829
PAA|PLAINS ALL AMER LP|NQRB|Brut, LLC|20015
PAA|PLAINS ALL AMER LP|NTBF|BMO Nesbitt Burns Inc./CDS|3469
PAA|PLAINS ALL AMER LP|NTRC|Northern Trust Securities, Inc.|1038
PAA|PLAINS ALL AMER LP|OHOS|TWO SIGMA SECURITIES, LLC|105931
PAA|PLAINS ALL AMER LP|OPCO|Oppenheimer & Co. Inc.|23626
PAA|PLAINS ALL AMER LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
PAA|PLAINS ALL AMER LP|PDQM|CODA MARKETS, INC.|66318
PAA|PLAINS ALL AMER LP|PHLY|NASDAQ Execution Services, LLC|4000
PAA|PLAINS ALL AMER LP|PWJC|UBS Financial Services, Inc.|18767
PAA|PLAINS ALL AMER LP|RBCM|RBC CAPITAL MARKETS, LLC|51942
PAA|PLAINS ALL AMER LP|SAGL|SAGETRADER, LLC|266535
PAA|PLAINS ALL AMER LP|SAGW|SAGETRADER, LLC|171
PAA|PLAINS ALL AMER LP|SALI|INTL FCSTONE FINANCIAL INC.|281
PAA|PLAINS ALL AMER LP|SBRX|MURIEL SIEBERT & CO INC|200
PAA|PLAINS ALL AMER LP|SBSH|Citigroup Global Markets Inc.|647602
PAA|PLAINS ALL AMER LP|SEIC|SEI Investments Distribution Co.|500
PAA|PLAINS ALL AMER LP|SGMT|GOLDMAN SACHS & CO. LLC|262669
PAA|PLAINS ALL AMER LP|SPDR|SPEEDROUTE LLC|40610
PAA|PLAINS ALL AMER LP|SPGS|Sea Port Group Securities, LLC|60500
PAA|PLAINS ALL AMER LP|SPHN|Stephens Inc.|1761
PAA|PLAINS ALL AMER LP|STFL|Stifel, Nicolaus & Company, Incorporated|48226
PAA|PLAINS ALL AMER LP|STKP|STOCKPILE INVESTMENTS, INC.|52
PAA|PLAINS ALL AMER LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13637
PAA|PLAINS ALL AMER LP|SWIM|TD Ameritrade, Inc.|66103
PAA|PLAINS ALL AMER LP|SWST|Hilltop Securities Inc.|2650
PAA|PLAINS ALL AMER LP|TKNG|ALLY INVEST SECURITIES LLC|2660
PAA|PLAINS ALL AMER LP|TRBT|Tradebot Systems, Inc.|316388
PAA|PLAINS ALL AMER LP|TRCM|TRC MARKETS LLC|363934
PAA|PLAINS ALL AMER LP|UBSS|UBS Securities LLC|1273920
PAA|PLAINS ALL AMER LP|USCA|USCA Securities LLC|9291
PAA|PLAINS ALL AMER LP|VALX|VIRTU AMERICAS LLC|31599
PAA|PLAINS ALL AMER LP|VGRD|Vanguard Marketing Corporation|57559
PAA|PLAINS ALL AMER LP|WBET|Wallachbeth Capital LLC|7454
PAA|PLAINS ALL AMER LP|WBPX|SUMMIT SECURITIES GROUP, LLC|1973
PAA|PLAINS ALL AMER LP|WCHV|WELLS FARGO SECURITIES, LLC|233305
PAA|PLAINS ALL AMER LP|WEDB|WEDBUSH SECURITIES INC.|8129
PAA|PLAINS ALL AMER LP|WEED|Weeden & Co.L.P.|600
PAA|PLAINS ALL AMER LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14762
PAA|PLAINS ALL AMER LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|295500
PAA|PLAINS ALL AMER LP|WFPB|Wells Fargo Securities, LLC.|231938
PAA|PLAINS ALL AMER LP|WGIF|CIBC World Markets Inc.|1776
PAA|PLAINS ALL AMER LP|WOLF|Wolfe Trahan Securities|104
PAA|PLAINS ALL AMER LP|WSEA|WOLVERINE SECURITIES, LLC|16284
PAA|PLAINS ALL AMER LP|XIST|INSTINET, LLC|1372
PAA|PLAINS ALL AMER LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|21186
PAA|PLAINS ALL AMER LP|YKNA|COMHAR CAPITAL MARKETS, LLC|1421
PAA|PLAINS ALL AMER LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15957
PAAS|PAN AMER SILVER CORP|ALTX|Alternet Securities Inc.|4130
PAAS|PAN AMER SILVER CORP|APCC|Apex Clearing Corporation|6847
PAAS|PAN AMER SILVER CORP|BANK|Primevest Financial Services, Inc.|851
PAAS|PAN AMER SILVER CORP|BARD|Robert W. Baird & Co. Incorporated|1855
PAAS|PAN AMER SILVER CORP|BATM|CBOE TRADING, INC.|7507
PAAS|PAN AMER SILVER CORP|BBNT|BB&T SECURITIES, LLC|4
PAAS|PAN AMER SILVER CORP|BERN|Sanford C. Bernstein & Co., LLC|1916
PAAS|PAN AMER SILVER CORP|BIMI|Banca IMI Securities Corp.|2250
PAAS|PAN AMER SILVER CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8760
PAAS|PAN AMER SILVER CORP|BLKX|INSTINET, LLC|6100
PAAS|PAN AMER SILVER CORP|BMOC|BMO Capital Markets Corp.|44029
PAAS|PAN AMER SILVER CORP|BNPX|BNP PARIBAS SECURITIES CORP.|9115
PAAS|PAN AMER SILVER CORP|BTIG|BTIG, LLC|135324
PAAS|PAN AMER SILVER CORP|BYXM|CBOE TRADING, INC.|1845
PAAS|PAN AMER SILVER CORP|BZYD|GOLDMAN SACHS & CO. LLC|2000
PAAS|PAN AMER SILVER CORP|CANT|Cantor Fitzgerald & Co.|239
PAAS|PAN AMER SILVER CORP|CHAS|Charles Schwab & Co., Inc.|1300
PAAS|PAN AMER SILVER CORP|CICF|Canaccord Genuity Corp.|500
PAAS|PAN AMER SILVER CORP|CLSA|CLSA AMERICAS, LLC|40
PAAS|PAN AMER SILVER CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81625
PAAS|PAN AMER SILVER CORP|CRFN|ROBINHOOD FINANCIAL, LLC|200
PAAS|PAN AMER SILVER CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|264376
PAAS|PAN AMER SILVER CORP|CTDL|Citadel Derivatives Group Llc|53059
PAAS|PAN AMER SILVER CORP|CTLR|CUTLER GROUP, LP|900
PAAS|PAN AMER SILVER CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|20800
PAAS|PAN AMER SILVER CORP|DADA|D.A. Davidson & Co.|200
PAAS|PAN AMER SILVER CORP|DBAB|Deutsche Bank Securities Inc.|677055
PAAS|PAN AMER SILVER CORP|DBAX|Deutsche Bank Securities Inc.|272200
PAAS|PAN AMER SILVER CORP|DBUL|Deutsche Bank Securities Inc.|25921
PAAS|PAN AMER SILVER CORP|DEAN|MORGAN STANLEY|22298
PAAS|PAN AMER SILVER CORP|DEGS|RONIN PROFESSIONAL LLC|5330
PAAS|PAN AMER SILVER CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21843
PAAS|PAN AMER SILVER CORP|EBXL|EBX LLC|98200
PAAS|PAN AMER SILVER CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4951
PAAS|PAN AMER SILVER CORP|EDJO|Edward D. Jones & Co., L.P.|3807
PAAS|PAN AMER SILVER CORP|EGAM|CBOE TRADING, INC.|7805
PAAS|PAN AMER SILVER CORP|EGAW|CBOE TRADING, INC.|524
PAAS|PAN AMER SILVER CORP|EGXM|CBOE TRADING, INC.|1723
PAAS|PAN AMER SILVER CORP|EGXW|CBOE TRADING, INC.|20
PAAS|PAN AMER SILVER CORP|ELEV|ELEVATION, LLC|11726
PAAS|PAN AMER SILVER CORP|ETBE|Electronic Transaction Clearing, Inc.|23057
PAAS|PAN AMER SILVER CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3682
PAAS|PAN AMER SILVER CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9834
PAAS|PAN AMER SILVER CORP|ETRS|E*Trade Securities LLC|199865
PAAS|PAN AMER SILVER CORP|FBCO|Credit Suisse Securities (USA) LLC|311438
PAAS|PAN AMER SILVER CORP|FILL|Tradestation Securities, Inc.|12149
PAAS|PAN AMER SILVER CORP|FINX|FINTECH SECURITIES|2060
PAAS|PAN AMER SILVER CORP|FMAF|NBCN Inc./ CDS|2510
PAAS|PAN AMER SILVER CORP|FMCO|First Manhattan Co|2450
PAAS|PAN AMER SILVER CORP|FOMA|TD AMERITRADE CLEARING, INC.|616911
PAAS|PAN AMER SILVER CORP|FQLS|Quantlab Securities LP|216793
PAAS|PAN AMER SILVER CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72767
PAAS|PAN AMER SILVER CORP|FTBR|Foliofn Investments, Inc.|1612
PAAS|PAN AMER SILVER CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|72215
PAAS|PAN AMER SILVER CORP|GLIS|TD Securities Inc|1912
PAAS|PAN AMER SILVER CORP|GLPX|ACS EXECUTION SERVICES, LLC|1934
PAAS|PAN AMER SILVER CORP|GSCO|GOLDMAN SACHS & CO. LLC|772934
PAAS|PAN AMER SILVER CORP|GSCS|GOLDMAN SACHS & CO. LLC|55920
PAAS|PAN AMER SILVER CORP|GSLT|GOLDMAN SACHS & CO. LLC|16949
PAAS|PAN AMER SILVER CORP|GTSZ|GTS SECURITIES LLC|12744
PAAS|PAN AMER SILVER CORP|HAPX|HAP Trading, LLC|100
PAAS|PAN AMER SILVER CORP|HRBF|American Enterprise Investment Services Inc.|5830
PAAS|PAN AMER SILVER CORP|HSBC|HSBC Securities, Inc.|1185
PAAS|PAN AMER SILVER CORP|IATS|INTERACTIVE BROKERS LLC|24747
PAAS|PAN AMER SILVER CORP|IBKR|Interactive Brokers Llc|167126
PAAS|PAN AMER SILVER CORP|ICBX|INSTINET, LLC|72379
PAAS|PAN AMER SILVER CORP|INCA|INSTINET, LLC|284628
PAAS|PAN AMER SILVER CORP|INJX|INSTINET, LLC|37678
PAAS|PAN AMER SILVER CORP|ITGI|ITG Inc.|73818
PAAS|PAN AMER SILVER CORP|ITGP|ITG INC.|71600
PAAS|PAN AMER SILVER CORP|JANY|Janney Montgomery Scott Inc.|3302
PAAS|PAN AMER SILVER CORP|JEFF|JEFFERIES LLC|148842
PAAS|PAN AMER SILVER CORP|JMPT|JUMP TRADING, LLC|80067
PAAS|PAN AMER SILVER CORP|JPBX|J.P. MORGAN SECURITIES LLC|9392
PAAS|PAN AMER SILVER CORP|JPMX|J.P. Morgan Securities LLC|205798
PAAS|PAN AMER SILVER CORP|JSJX|JANE STREET CAPITAL LLC|5658
PAAS|PAN AMER SILVER CORP|KCGM|VIRTU Americas LLC|27772
PAAS|PAN AMER SILVER CORP|LEER|LEERINK PARTNERS LLC|3830
PAAS|PAN AMER SILVER CORP|LEHM|Barclays Capital Inc./Le|1100002
PAAS|PAN AMER SILVER CORP|LGNT|COR CLEARING LLC|7
PAAS|PAN AMER SILVER CORP|LIME|Lime Brokerage LLC|280348
PAAS|PAN AMER SILVER CORP|LMGP|LIME BROKERAGE LLC|2100
PAAS|PAN AMER SILVER CORP|LOOP|Loop Capital Markets LLC|200
PAAS|PAN AMER SILVER CORP|LSCI|Lek Securities Corporation|316
PAAS|PAN AMER SILVER CORP|MACC|Mid Atlantic Capital Corporation|8500
PAAS|PAN AMER SILVER CORP|MCMF|Raymond James Ltd. Cds|1500
PAAS|PAN AMER SILVER CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86320
PAAS|PAN AMER SILVER CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
PAAS|PAN AMER SILVER CORP|MOTF|MOTIF INVESTING, INC.|14
PAAS|PAN AMER SILVER CORP|MSCO|MORGAN STANLEY & CO. LLC|2019649
PAAS|PAN AMER SILVER CORP|MSPL|MORGAN STANLEY & CO. LLC|211300
PAAS|PAN AMER SILVER CORP|MSTX|MORGAN STANLEY & CO. LLC|64700
PAAS|PAN AMER SILVER CORP|NATL|National Securities Corporation|1900
PAAS|PAN AMER SILVER CORP|NFSC|National Financial Services LLC|352217
PAAS|PAN AMER SILVER CORP|NITE|VIRTU Americas LLC|877432
PAAS|PAN AMER SILVER CORP|NITP|VIRTU Americas LLC|5900
PAAS|PAN AMER SILVER CORP|NQRB|Brut, LLC|4259
PAAS|PAN AMER SILVER CORP|OHOS|TWO SIGMA SECURITIES, LLC|87752
PAAS|PAN AMER SILVER CORP|OLDM|OLD MISSION CAPITAL, LLC|91861
PAAS|PAN AMER SILVER CORP|OPCO|Oppenheimer & Co. Inc.|3544
PAAS|PAN AMER SILVER CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4345
PAAS|PAN AMER SILVER CORP|PAUL|Paulson Investment Company, Inc.|1000
PAAS|PAN AMER SILVER CORP|PDQM|CODA MARKETS, INC.|6583
PAAS|PAN AMER SILVER CORP|PHLY|NASDAQ Execution Services, LLC|600
PAAS|PAN AMER SILVER CORP|PNSR|Penserra Securities, LLC|1600
PAAS|PAN AMER SILVER CORP|PWJC|UBS Financial Services, Inc.|7425
PAAS|PAN AMER SILVER CORP|RAJA|Raymond James & Associates, Inc.|25337
PAAS|PAN AMER SILVER CORP|RBCM|RBC CAPITAL MARKETS, LLC|15895
PAAS|PAN AMER SILVER CORP|RGLD|Regal Securities, Inc|510
PAAS|PAN AMER SILVER CORP|RHOX|XR Securities LLC|2713
PAAS|PAN AMER SILVER CORP|RILY|B. RILEY FBR, INC.|1700
PAAS|PAN AMER SILVER CORP|SAGL|SAGETRADER, LLC|2000
PAAS|PAN AMER SILVER CORP|SALI|INTL FCSTONE FINANCIAL INC.|401
PAAS|PAN AMER SILVER CORP|SBSH|Citigroup Global Markets Inc.|28872
PAAS|PAN AMER SILVER CORP|SEIC|SEI Investments Distribution Co.|600
PAAS|PAN AMER SILVER CORP|SGMT|GOLDMAN SACHS & CO. LLC|104983
PAAS|PAN AMER SILVER CORP|SPDR|SPEEDROUTE LLC|1239
PAAS|PAN AMER SILVER CORP|SPHN|Stephens Inc.|1
PAAS|PAN AMER SILVER CORP|STFL|Stifel, Nicolaus & Company, Incorporated|10166
PAAS|PAN AMER SILVER CORP|STKP|STOCKPILE INVESTMENTS, INC.|136
PAAS|PAN AMER SILVER CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|130
PAAS|PAN AMER SILVER CORP|SWIM|TD Ameritrade, Inc.|273431
PAAS|PAN AMER SILVER CORP|SWST|Hilltop Securities Inc.|11996
PAAS|PAN AMER SILVER CORP|TKNG|ALLY INVEST SECURITIES LLC|907
PAAS|PAN AMER SILVER CORP|TRBT|Tradebot Systems, Inc.|176326
PAAS|PAN AMER SILVER CORP|TRCM|TRC MARKETS LLC|302735
PAAS|PAN AMER SILVER CORP|TWTT|TASTYWORKS, INC.|3102
PAAS|PAN AMER SILVER CORP|UBSA|UBS SECURITIES LLC|554820
PAAS|PAN AMER SILVER CORP|UBSS|UBS Securities LLC|821451
PAAS|PAN AMER SILVER CORP|VALX|VIRTU AMERICAS LLC|42808
PAAS|PAN AMER SILVER CORP|VGRD|Vanguard Marketing Corporation|46805
PAAS|PAN AMER SILVER CORP|WBLR|WILLIAM BLAIR|800
PAAS|PAN AMER SILVER CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|500
PAAS|PAN AMER SILVER CORP|WCHV|WELLS FARGO SECURITIES, LLC|95807
PAAS|PAN AMER SILVER CORP|WEED|Weeden & Co.L.P.|6563
PAAS|PAN AMER SILVER CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16216
PAAS|PAN AMER SILVER CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25043
PAAS|PAN AMER SILVER CORP|WSEA|WOLVERINE SECURITIES, LLC|7015
PAAS|PAN AMER SILVER CORP|XIST|INSTINET, LLC|27400
PAAS|PAN AMER SILVER CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|50392
PAAS|PAN AMER SILVER CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|436
PAAS|PAN AMER SILVER CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3595
PAC|GRUPO AEROPORTUARIO|APCC|Apex Clearing Corporation|132
PAC|GRUPO AEROPORTUARIO|BARD|Robert W. Baird & Co. Incorporated|150
PAC|GRUPO AEROPORTUARIO|BATM|CBOE TRADING, INC.|603
PAC|GRUPO AEROPORTUARIO|BAYT|BTIG, LLC|400
PAC|GRUPO AEROPORTUARIO|BERN|Sanford C. Bernstein & Co., LLC|2900
PAC|GRUPO AEROPORTUARIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|614
PAC|GRUPO AEROPORTUARIO|BRGE|Newbridge Securities Corp.|15
PAC|GRUPO AEROPORTUARIO|BTIG|BTIG, LLC|1238
PAC|GRUPO AEROPORTUARIO|BZYD|GOLDMAN SACHS & CO. LLC|300
PAC|GRUPO AEROPORTUARIO|CANT|Cantor Fitzgerald & Co.|87
PAC|GRUPO AEROPORTUARIO|CHAS|Charles Schwab & Co., Inc.|290
PAC|GRUPO AEROPORTUARIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|322
PAC|GRUPO AEROPORTUARIO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|117
PAC|GRUPO AEROPORTUARIO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|215
PAC|GRUPO AEROPORTUARIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17528
PAC|GRUPO AEROPORTUARIO|CTDL|Citadel Derivatives Group Llc|1221
PAC|GRUPO AEROPORTUARIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|2806
PAC|GRUPO AEROPORTUARIO|DBAB|Deutsche Bank Securities Inc.|4977
PAC|GRUPO AEROPORTUARIO|DBAX|Deutsche Bank Securities Inc.|28600
PAC|GRUPO AEROPORTUARIO|DBUL|Deutsche Bank Securities Inc.|100
PAC|GRUPO AEROPORTUARIO|DEAN|MORGAN STANLEY|1482
PAC|GRUPO AEROPORTUARIO|DEGS|RONIN PROFESSIONAL LLC|400
PAC|GRUPO AEROPORTUARIO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|163
PAC|GRUPO AEROPORTUARIO|EBXL|EBX LLC|17600
PAC|GRUPO AEROPORTUARIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1191
PAC|GRUPO AEROPORTUARIO|EDJO|Edward D. Jones & Co., L.P.|229
PAC|GRUPO AEROPORTUARIO|EGAM|CBOE TRADING, INC.|600
PAC|GRUPO AEROPORTUARIO|EGMT|EG MARKET TECHNOLOGIES LLC|101
PAC|GRUPO AEROPORTUARIO|EGXM|CBOE TRADING, INC.|74
PAC|GRUPO AEROPORTUARIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4775
PAC|GRUPO AEROPORTUARIO|ETRS|E*Trade Securities LLC|7250
PAC|GRUPO AEROPORTUARIO|FILL|Tradestation Securities, Inc.|50
PAC|GRUPO AEROPORTUARIO|FMAF|NBCN Inc./ CDS|242
PAC|GRUPO AEROPORTUARIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15318
PAC|GRUPO AEROPORTUARIO|FTBR|Foliofn Investments, Inc.|1372
PAC|GRUPO AEROPORTUARIO|GARC|ICAP Corporates LLC|2911
PAC|GRUPO AEROPORTUARIO|GBMT|GBM International, Inc.|154911
PAC|GRUPO AEROPORTUARIO|GLIS|TD Securities Inc|180
PAC|GRUPO AEROPORTUARIO|GLPX|ACS EXECUTION SERVICES, LLC|569
PAC|GRUPO AEROPORTUARIO|GSCO|GOLDMAN SACHS & CO. LLC|41319
PAC|GRUPO AEROPORTUARIO|GSCS|GOLDMAN SACHS & CO. LLC|390
PAC|GRUPO AEROPORTUARIO|GSLT|GOLDMAN SACHS & CO. LLC|125
PAC|GRUPO AEROPORTUARIO|GTSZ|GTS SECURITIES LLC|16608
PAC|GRUPO AEROPORTUARIO|HRBF|American Enterprise Investment Services Inc.|160
PAC|GRUPO AEROPORTUARIO|HSBC|HSBC Securities, Inc.|2350
PAC|GRUPO AEROPORTUARIO|IATS|INTERACTIVE BROKERS LLC|11871
PAC|GRUPO AEROPORTUARIO|IBKR|Interactive Brokers Llc|2614
PAC|GRUPO AEROPORTUARIO|ICBX|INSTINET, LLC|17100
PAC|GRUPO AEROPORTUARIO|INCA|INSTINET, LLC|7546
PAC|GRUPO AEROPORTUARIO|INJX|INSTINET, LLC|82
PAC|GRUPO AEROPORTUARIO|INTL|INTL FCSTONE FINANCIAL INC.|24
PAC|GRUPO AEROPORTUARIO|ITGI|ITG Inc.|825
PAC|GRUPO AEROPORTUARIO|ITGP|ITG INC.|3800
PAC|GRUPO AEROPORTUARIO|JEFF|JEFFERIES LLC|6268
PAC|GRUPO AEROPORTUARIO|JPMX|J.P. Morgan Securities LLC|33148
PAC|GRUPO AEROPORTUARIO|JSJX|JANE STREET CAPITAL LLC|2
PAC|GRUPO AEROPORTUARIO|KCGM|VIRTU Americas LLC|3542
PAC|GRUPO AEROPORTUARIO|LEHM|Barclays Capital Inc./Le|40959
PAC|GRUPO AEROPORTUARIO|LIME|Lime Brokerage LLC|3499
PAC|GRUPO AEROPORTUARIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11780
PAC|GRUPO AEROPORTUARIO|MOTF|MOTIF INVESTING, INC.|4
PAC|GRUPO AEROPORTUARIO|MSCO|MORGAN STANLEY & CO. LLC|52127
PAC|GRUPO AEROPORTUARIO|MSPL|MORGAN STANLEY & CO. LLC|22700
PAC|GRUPO AEROPORTUARIO|MSTX|MORGAN STANLEY & CO. LLC|1000
PAC|GRUPO AEROPORTUARIO|NFSC|National Financial Services LLC|35998
PAC|GRUPO AEROPORTUARIO|NITE|VIRTU Americas LLC|58220
PAC|GRUPO AEROPORTUARIO|NQRB|Brut, LLC|1502
PAC|GRUPO AEROPORTUARIO|NTBF|BMO Nesbitt Burns Inc./CDS|1000
PAC|GRUPO AEROPORTUARIO|PACT|BTG Pactual US Capital Corp.|281
PAC|GRUPO AEROPORTUARIO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PAC|GRUPO AEROPORTUARIO|PDQM|CODA MARKETS, INC.|705
PAC|GRUPO AEROPORTUARIO|RBCM|RBC CAPITAL MARKETS, LLC|55
PAC|GRUPO AEROPORTUARIO|SBSH|Citigroup Global Markets Inc.|27150
PAC|GRUPO AEROPORTUARIO|SGMT|GOLDMAN SACHS & CO. LLC|9467
PAC|GRUPO AEROPORTUARIO|SPDR|SPEEDROUTE LLC|500
PAC|GRUPO AEROPORTUARIO|SPTD|MINT GLOBAL MARKETS, INC.|1790
PAC|GRUPO AEROPORTUARIO|STFL|Stifel, Nicolaus & Company, Incorporated|64
PAC|GRUPO AEROPORTUARIO|SWIM|TD Ameritrade, Inc.|407
PAC|GRUPO AEROPORTUARIO|SWST|Hilltop Securities Inc.|129
PAC|GRUPO AEROPORTUARIO|TKNG|ALLY INVEST SECURITIES LLC|54
PAC|GRUPO AEROPORTUARIO|TRBT|Tradebot Systems, Inc.|1896
PAC|GRUPO AEROPORTUARIO|TRCM|TRC MARKETS LLC|2874
PAC|GRUPO AEROPORTUARIO|UBSA|UBS SECURITIES LLC|41067
PAC|GRUPO AEROPORTUARIO|UBSS|UBS Securities LLC|51057
PAC|GRUPO AEROPORTUARIO|VALX|VIRTU AMERICAS LLC|5338
PAC|GRUPO AEROPORTUARIO|VGRD|Vanguard Marketing Corporation|2377
PAC|GRUPO AEROPORTUARIO|VSIN|Vision Financial Markets Llc|880
PAC|GRUPO AEROPORTUARIO|WCHV|WELLS FARGO SECURITIES, LLC|3958
PAC|GRUPO AEROPORTUARIO|WEED|Weeden & Co.L.P.|390
PAC|GRUPO AEROPORTUARIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|236
PAC|GRUPO AEROPORTUARIO|WGIF|CIBC World Markets Inc.|25
PAC|GRUPO AEROPORTUARIO|WSEA|WOLVERINE SECURITIES, LLC|42
PAC|GRUPO AEROPORTUARIO|XIST|INSTINET, LLC|1000
PAC|GRUPO AEROPORTUARIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
PAC|GRUPO AEROPORTUARIO|YKNA|COMHAR CAPITAL MARKETS, LLC|300
PAC|GRUPO AEROPORTUARIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41
PACB|PACIFIC BIOSCIENCES|ABLE|NATIXIS Securities Americas LLC|3119
PACB|PACIFIC BIOSCIENCES|ALTX|Alternet Securities Inc.|3904
PACB|PACIFIC BIOSCIENCES|ANDG|Andrew Garrett Inc.|5272
PACB|PACIFIC BIOSCIENCES|APCC|Apex Clearing Corporation|12445
PACB|PACIFIC BIOSCIENCES|BATM|CBOE TRADING, INC.|5636
PACB|PACIFIC BIOSCIENCES|BERN|Sanford C. Bernstein & Co., LLC|98942
PACB|PACIFIC BIOSCIENCES|BIMI|Banca IMI Securities Corp.|18674
PACB|PACIFIC BIOSCIENCES|BKCM|BNY Mellon Capital Markets LLC|66937
PACB|PACIFIC BIOSCIENCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2822
PACB|PACIFIC BIOSCIENCES|BLKX|INSTINET, LLC|13100
PACB|PACIFIC BIOSCIENCES|BMOC|BMO Capital Markets Corp.|18911
PACB|PACIFIC BIOSCIENCES|BNPX|BNP PARIBAS SECURITIES CORP.|8607
PACB|PACIFIC BIOSCIENCES|BTIG|BTIG, LLC|209955
PACB|PACIFIC BIOSCIENCES|BYXM|CBOE TRADING, INC.|137
PACB|PACIFIC BIOSCIENCES|CHAS|Charles Schwab & Co., Inc.|7289
PACB|PACIFIC BIOSCIENCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110041
PACB|PACIFIC BIOSCIENCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4170
PACB|PACIFIC BIOSCIENCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176394
PACB|PACIFIC BIOSCIENCES|CTDL|Citadel Derivatives Group Llc|30734
PACB|PACIFIC BIOSCIENCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|91732
PACB|PACIFIC BIOSCIENCES|DBAB|Deutsche Bank Securities Inc.|385947
PACB|PACIFIC BIOSCIENCES|DBAX|Deutsche Bank Securities Inc.|129800
PACB|PACIFIC BIOSCIENCES|DBUL|Deutsche Bank Securities Inc.|8900
PACB|PACIFIC BIOSCIENCES|DEAN|MORGAN STANLEY|14757
PACB|PACIFIC BIOSCIENCES|DEGS|RONIN PROFESSIONAL LLC|69743
PACB|PACIFIC BIOSCIENCES|EBXL|EBX LLC|113600
PACB|PACIFIC BIOSCIENCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|36279
PACB|PACIFIC BIOSCIENCES|EDJO|Edward D. Jones & Co., L.P.|26147
PACB|PACIFIC BIOSCIENCES|EGAM|CBOE TRADING, INC.|9086
PACB|PACIFIC BIOSCIENCES|EGAW|CBOE TRADING, INC.|423
PACB|PACIFIC BIOSCIENCES|EGXM|CBOE TRADING, INC.|3268
PACB|PACIFIC BIOSCIENCES|EGXW|CBOE TRADING, INC.|64
PACB|PACIFIC BIOSCIENCES|ETBE|Electronic Transaction Clearing, Inc.|10025
PACB|PACIFIC BIOSCIENCES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6346
PACB|PACIFIC BIOSCIENCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|868
PACB|PACIFIC BIOSCIENCES|ETRS|E*Trade Securities LLC|448344
PACB|PACIFIC BIOSCIENCES|FBCO|Credit Suisse Securities (USA) LLC|387522
PACB|PACIFIC BIOSCIENCES|FBSB|U.S. Bancorp Investments, Inc.|900
PACB|PACIFIC BIOSCIENCES|FILL|Tradestation Securities, Inc.|17771
PACB|PACIFIC BIOSCIENCES|FMAF|NBCN Inc./ CDS|66332
PACB|PACIFIC BIOSCIENCES|FOMA|TD AMERITRADE CLEARING, INC.|1269244
PACB|PACIFIC BIOSCIENCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32479
PACB|PACIFIC BIOSCIENCES|FTBR|Foliofn Investments, Inc.|1117
PACB|PACIFIC BIOSCIENCES|GEBB|GLOBAL EXECUTION BROKERS, LP|51851
PACB|PACIFIC BIOSCIENCES|GLIS|TD Securities Inc|1840
PACB|PACIFIC BIOSCIENCES|GLPX|ACS EXECUTION SERVICES, LLC|7292
PACB|PACIFIC BIOSCIENCES|GSCO|GOLDMAN SACHS & CO. LLC|1245483
PACB|PACIFIC BIOSCIENCES|GSCS|GOLDMAN SACHS & CO. LLC|60368
PACB|PACIFIC BIOSCIENCES|GSLT|GOLDMAN SACHS & CO. LLC|2096
PACB|PACIFIC BIOSCIENCES|GTSZ|GTS SECURITIES LLC|6692
PACB|PACIFIC BIOSCIENCES|HAPX|HAP Trading, LLC|100
PACB|PACIFIC BIOSCIENCES|HRBF|American Enterprise Investment Services Inc.|5035
PACB|PACIFIC BIOSCIENCES|HSBC|HSBC Securities, Inc.|7252
PACB|PACIFIC BIOSCIENCES|IATS|INTERACTIVE BROKERS LLC|28348
PACB|PACIFIC BIOSCIENCES|IBKR|Interactive Brokers Llc|256948
PACB|PACIFIC BIOSCIENCES|ICBX|INSTINET, LLC|131026
PACB|PACIFIC BIOSCIENCES|IEQY|CITADEL SECURITIES LLC|70068
PACB|PACIFIC BIOSCIENCES|INCA|INSTINET, LLC|322918
PACB|PACIFIC BIOSCIENCES|INJX|INSTINET, LLC|15387
PACB|PACIFIC BIOSCIENCES|ITGI|ITG Inc.|29448
PACB|PACIFIC BIOSCIENCES|ITGP|ITG INC.|43000
PACB|PACIFIC BIOSCIENCES|JEFF|JEFFERIES LLC|123247
PACB|PACIFIC BIOSCIENCES|JMPT|JUMP TRADING, LLC|144289
PACB|PACIFIC BIOSCIENCES|JPBX|J.P. MORGAN SECURITIES LLC|10203
PACB|PACIFIC BIOSCIENCES|JPMX|J.P. Morgan Securities LLC|281828
PACB|PACIFIC BIOSCIENCES|JSJX|JANE STREET CAPITAL LLC|115260
PACB|PACIFIC BIOSCIENCES|KCGM|VIRTU Americas LLC|41660
PACB|PACIFIC BIOSCIENCES|LEHM|Barclays Capital Inc./Le|900284
PACB|PACIFIC BIOSCIENCES|LIME|Lime Brokerage LLC|304759
PACB|PACIFIC BIOSCIENCES|LMGP|LIME BROKERAGE LLC|157612
PACB|PACIFIC BIOSCIENCES|LOOP|Loop Capital Markets LLC|9102
PACB|PACIFIC BIOSCIENCES|LQNA|LIQUIDNET, INC.|59300
PACB|PACIFIC BIOSCIENCES|LSCI|Lek Securities Corporation|2906
PACB|PACIFIC BIOSCIENCES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PACB|PACIFIC BIOSCIENCES|MACQ|Macquarie Capital (USA) Inc.|1777
PACB|PACIFIC BIOSCIENCES|MAXM|Maxim Group LLC|12934
PACB|PACIFIC BIOSCIENCES|MBTS|ALLY INVEST SECURITIES LLC|11321
PACB|PACIFIC BIOSCIENCES|MCMF|Raymond James Ltd. Cds|2000
PACB|PACIFIC BIOSCIENCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|269184
PACB|PACIFIC BIOSCIENCES|MOTF|MOTIF INVESTING, INC.|2
PACB|PACIFIC BIOSCIENCES|MSCO|MORGAN STANLEY & CO. LLC|1416741
PACB|PACIFIC BIOSCIENCES|MSPL|MORGAN STANLEY & CO. LLC|181500
PACB|PACIFIC BIOSCIENCES|MSTX|MORGAN STANLEY & CO. LLC|93200
PACB|PACIFIC BIOSCIENCES|NATL|National Securities Corporation|2500
PACB|PACIFIC BIOSCIENCES|NFSC|National Financial Services LLC|1230716
PACB|PACIFIC BIOSCIENCES|NITE|VIRTU Americas LLC|1735388
PACB|PACIFIC BIOSCIENCES|NITP|VIRTU Americas LLC|64708
PACB|PACIFIC BIOSCIENCES|NQRB|Brut, LLC|17700
PACB|PACIFIC BIOSCIENCES|NTFN|Network 1 Financial Securities Inc.|500
PACB|PACIFIC BIOSCIENCES|OPCO|Oppenheimer & Co. Inc.|841
PACB|PACIFIC BIOSCIENCES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3350
PACB|PACIFIC BIOSCIENCES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1300
PACB|PACIFIC BIOSCIENCES|PCPT|PHILLIP CAPITAL INC.|2000
PACB|PACIFIC BIOSCIENCES|PDQM|CODA MARKETS, INC.|17385
PACB|PACIFIC BIOSCIENCES|PIPR|Piper Jaffray & Co.|1030513
PACB|PACIFIC BIOSCIENCES|PWJC|UBS Financial Services, Inc.|2000
PACB|PACIFIC BIOSCIENCES|RBCM|RBC CAPITAL MARKETS, LLC|108169
PACB|PACIFIC BIOSCIENCES|SBSH|Citigroup Global Markets Inc.|192062
PACB|PACIFIC BIOSCIENCES|SEIC|SEI Investments Distribution Co.|500
PACB|PACIFIC BIOSCIENCES|SGMT|GOLDMAN SACHS & CO. LLC|112933
PACB|PACIFIC BIOSCIENCES|SPDR|SPEEDROUTE LLC|3400
PACB|PACIFIC BIOSCIENCES|SPHN|Stephens Inc.|1200
PACB|PACIFIC BIOSCIENCES|SPTD|MINT GLOBAL MARKETS, INC.|1000
PACB|PACIFIC BIOSCIENCES|STFL|Stifel, Nicolaus & Company, Incorporated|1000
PACB|PACIFIC BIOSCIENCES|STXG|Stockcross Financial Services, Inc.|400
PACB|PACIFIC BIOSCIENCES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|187
PACB|PACIFIC BIOSCIENCES|SWIM|TD Ameritrade, Inc.|318500
PACB|PACIFIC BIOSCIENCES|TKNG|ALLY INVEST SECURITIES LLC|25693
PACB|PACIFIC BIOSCIENCES|TRBT|Tradebot Systems, Inc.|185091
PACB|PACIFIC BIOSCIENCES|TRCM|TRC MARKETS LLC|246635
PACB|PACIFIC BIOSCIENCES|TWTT|TASTYWORKS, INC.|50
PACB|PACIFIC BIOSCIENCES|UBSA|UBS SECURITIES LLC|426790
PACB|PACIFIC BIOSCIENCES|UBSS|UBS Securities LLC|1511655
PACB|PACIFIC BIOSCIENCES|VALX|VIRTU AMERICAS LLC|9639
PACB|PACIFIC BIOSCIENCES|VERT|The Vertical Trading Group, LLC|11860
PACB|PACIFIC BIOSCIENCES|VGRD|Vanguard Marketing Corporation|84496
PACB|PACIFIC BIOSCIENCES|VSIN|Vision Financial Markets Llc|83
PACB|PACIFIC BIOSCIENCES|WCHV|WELLS FARGO SECURITIES, LLC|128708
PACB|PACIFIC BIOSCIENCES|WEDB|WEDBUSH SECURITIES INC.|2600
PACB|PACIFIC BIOSCIENCES|WEED|Weeden & Co.L.P.|20175
PACB|PACIFIC BIOSCIENCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6558
PACB|PACIFIC BIOSCIENCES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21097
PACB|PACIFIC BIOSCIENCES|WGIF|CIBC World Markets Inc.|2561
PACB|PACIFIC BIOSCIENCES|WSEA|WOLVERINE SECURITIES, LLC|33217
PACB|PACIFIC BIOSCIENCES|WTFS|JUST2TRADE, INC.|100
PACB|PACIFIC BIOSCIENCES|XIST|INSTINET, LLC|12200
PACB|PACIFIC BIOSCIENCES|XPQR|Jump Trading|264
PACB|PACIFIC BIOSCIENCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|117582
PACB|PACIFIC BIOSCIENCES|YKNA|COMHAR CAPITAL MARKETS, LLC|2505
PACB|PACIFIC BIOSCIENCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14830
PACQ|PURE ACQUISITION COR|BMOC|BMO Capital Markets Corp.|3229200
PACQ|PURE ACQUISITION COR|BTIG|BTIG, LLC|50000
PACQ|PURE ACQUISITION COR|CANT|Cantor Fitzgerald & Co.|929300
PACQ|PURE ACQUISITION COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|263615
PACQ|PURE ACQUISITION COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6807
PACQ|PURE ACQUISITION COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9848
PACQ|PURE ACQUISITION COR|DBAX|Deutsche Bank Securities Inc.|10300
PACQ|PURE ACQUISITION COR|DEAN|MORGAN STANLEY|250
PACQ|PURE ACQUISITION COR|EBXL|EBX LLC|60900
PACQ|PURE ACQUISITION COR|ETRS|E*Trade Securities LLC|1000
PACQ|PURE ACQUISITION COR|FBCO|Credit Suisse Securities (USA) LLC|170188
PACQ|PURE ACQUISITION COR|GEBB|GLOBAL EXECUTION BROKERS, LP|300
PACQ|PURE ACQUISITION COR|GSCO|GOLDMAN SACHS & CO. LLC|56000
PACQ|PURE ACQUISITION COR|GSCS|GOLDMAN SACHS & CO. LLC|6400
PACQ|PURE ACQUISITION COR|ICBX|INSTINET, LLC|5234
PACQ|PURE ACQUISITION COR|INCA|INSTINET, LLC|511
PACQ|PURE ACQUISITION COR|ITGI|ITG Inc.|10000
PACQ|PURE ACQUISITION COR|JMPT|JUMP TRADING, LLC|180
PACQ|PURE ACQUISITION COR|JPMX|J.P. Morgan Securities LLC|10292
PACQ|PURE ACQUISITION COR|KBWI|Keefe, Bruyette & Woods, Inc.|50000
PACQ|PURE ACQUISITION COR|KCGM|VIRTU Americas LLC|11314
PACQ|PURE ACQUISITION COR|LEHM|Barclays Capital Inc./Le|10000
PACQ|PURE ACQUISITION COR|LIME|Lime Brokerage LLC|600
PACQ|PURE ACQUISITION COR|MITR|GMP SECURITIES, LLC|460740
PACQ|PURE ACQUISITION COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10328
PACQ|PURE ACQUISITION COR|MPSG|E D & F Man Capital Markets Inc.|100000
PACQ|PURE ACQUISITION COR|MSCO|MORGAN STANLEY & CO. LLC|581870
PACQ|PURE ACQUISITION COR|MZHO|Mizuho Securities USA LLC|3209000
PACQ|PURE ACQUISITION COR|NFSC|National Financial Services LLC|26200
PACQ|PURE ACQUISITION COR|NITE|VIRTU Americas LLC|39485
PACQ|PURE ACQUISITION COR|SBSH|Citigroup Global Markets Inc.|3300
PACQ|PURE ACQUISITION COR|SGMT|GOLDMAN SACHS & CO. LLC|6100
PACQ|PURE ACQUISITION COR|STXG|Stockcross Financial Services, Inc.|1000
PACQ|PURE ACQUISITION COR|UBSA|UBS SECURITIES LLC|23371
PACQ|PURE ACQUISITION COR|UBSS|UBS Securities LLC|252301
PACQ|PURE ACQUISITION COR|WSEA|WOLVERINE SECURITIES, LLC|2
PACQU|PURE ACQ CP UNIT|BTIG|BTIG, LLC|679416
PACQU|PURE ACQ CP UNIT|CANT|Cantor Fitzgerald & Co.|75400
PACQU|PURE ACQ CP UNIT|CHLC|CHURCHILL CAPITAL USA, INC.|9128
PACQU|PURE ACQ CP UNIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8633
PACQU|PURE ACQ CP UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2900
PACQU|PURE ACQ CP UNIT|DBAX|Deutsche Bank Securities Inc.|1600
PACQU|PURE ACQ CP UNIT|EBXL|EBX LLC|2800
PACQU|PURE ACQ CP UNIT|FBCO|Credit Suisse Securities (USA) LLC|29200
PACQU|PURE ACQ CP UNIT|GSCO|GOLDMAN SACHS & CO. LLC|600
PACQU|PURE ACQ CP UNIT|IATS|INTERACTIVE BROKERS LLC|21
PACQU|PURE ACQ CP UNIT|IBKR|Interactive Brokers Llc|1831
PACQU|PURE ACQ CP UNIT|ICBX|INSTINET, LLC|1400
PACQU|PURE ACQ CP UNIT|INCA|INSTINET, LLC|1500
PACQU|PURE ACQ CP UNIT|ITGP|ITG INC.|2000
PACQU|PURE ACQ CP UNIT|JONE|JonesTrading|92433
PACQU|PURE ACQ CP UNIT|JPMX|J.P. Morgan Securities LLC|9000
PACQU|PURE ACQ CP UNIT|KCGM|VIRTU Americas LLC|900
PACQU|PURE ACQ CP UNIT|LIME|Lime Brokerage LLC|1794
PACQU|PURE ACQ CP UNIT|MILE|I-Bankers Securities, Inc.|1500
PACQU|PURE ACQ CP UNIT|MITR|GMP SECURITIES, LLC|102652
PACQU|PURE ACQ CP UNIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
PACQU|PURE ACQ CP UNIT|MSCO|MORGAN STANLEY & CO. LLC|52638
PACQU|PURE ACQ CP UNIT|MSPL|MORGAN STANLEY & CO. LLC|7000
PACQU|PURE ACQ CP UNIT|NFSC|National Financial Services LLC|2200
PACQU|PURE ACQ CP UNIT|NITE|VIRTU Americas LLC|27872
PACQU|PURE ACQ CP UNIT|OPCO|Oppenheimer & Co. Inc.|1238536
PACQU|PURE ACQ CP UNIT|PDQM|CODA MARKETS, INC.|100
PACQU|PURE ACQ CP UNIT|SGMT|GOLDMAN SACHS & CO. LLC|4733
PACQU|PURE ACQ CP UNIT|TDSI|TD Securities (USA) LLC|36000
PACQU|PURE ACQ CP UNIT|TRCM|TRC MARKETS LLC|346
PACQU|PURE ACQ CP UNIT|UBSA|UBS SECURITIES LLC|7900
PACQU|PURE ACQ CP UNIT|UBSS|UBS Securities LLC|174
PACQW|PURE ACQUISITION COR|BAYT|BTIG, LLC|2955
PACQW|PURE ACQUISITION COR|BTIG|BTIG, LLC|25300
PACQW|PURE ACQUISITION COR|CANT|Cantor Fitzgerald & Co.|275100
PACQW|PURE ACQUISITION COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
PACQW|PURE ACQUISITION COR|EBRD|EARLYBIRDCAPITAL, INC.|575000
PACQW|PURE ACQUISITION COR|EBXL|EBX LLC|1000
PACQW|PURE ACQUISITION COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
PACQW|PURE ACQUISITION COR|GSCS|GOLDMAN SACHS & CO. LLC|845
PACQW|PURE ACQUISITION COR|ICBX|INSTINET, LLC|1000
PACQW|PURE ACQUISITION COR|INCA|INSTINET, LLC|4956
PACQW|PURE ACQUISITION COR|LEHM|Barclays Capital Inc./Le|200
PACQW|PURE ACQUISITION COR|LTCO|Ladenburg, Thalmann & Co., Inc.|100
PACQW|PURE ACQUISITION COR|MITR|GMP SECURITIES, LLC|50000
PACQW|PURE ACQUISITION COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
PACQW|PURE ACQUISITION COR|MPSG|E D & F Man Capital Markets Inc.|272000
PACQW|PURE ACQUISITION COR|MSCO|MORGAN STANLEY & CO. LLC|33000
PACQW|PURE ACQUISITION COR|SGMT|GOLDMAN SACHS & CO. LLC|845
PACQW|PURE ACQUISITION COR|UBSA|UBS SECURITIES LLC|955
PACQW|PURE ACQUISITION COR|UBSS|UBS Securities LLC|27300
PACQW|PURE ACQUISITION COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
PACW|PACWEST BANCORP|ABLE|NATIXIS Securities Americas LLC|47000
PACW|PACWEST BANCORP|ALTX|Alternet Securities Inc.|5653
PACW|PACWEST BANCORP|ANOS|ABEL/NOSER, L.L.C.|630
PACW|PACWEST BANCORP|APCC|Apex Clearing Corporation|35
PACW|PACWEST BANCORP|BALE|M&T SECURITIES, INC.|1225
PACW|PACWEST BANCORP|BANK|Primevest Financial Services, Inc.|960
PACW|PACWEST BANCORP|BARD|Robert W. Baird & Co. Incorporated|101
PACW|PACWEST BANCORP|BATM|CBOE TRADING, INC.|4517
PACW|PACWEST BANCORP|BAYC|BAY CREST PARTNERS, LLC|520
PACW|PACWEST BANCORP|BAYT|BTIG, LLC|100
PACW|PACWEST BANCORP|BBNT|BB&T SECURITIES, LLC|753
PACW|PACWEST BANCORP|BERN|Sanford C. Bernstein & Co., LLC|10563
PACW|PACWEST BANCORP|BKCM|BNY Mellon Capital Markets LLC|18281
PACW|PACWEST BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13974
PACW|PACWEST BANCORP|BMOC|BMO Capital Markets Corp.|1009
PACW|PACWEST BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|84150
PACW|PACWEST BANCORP|BRVL|BLAYLOCK VAN, LLC|200
PACW|PACWEST BANCORP|BTIG|BTIG, LLC|19925
PACW|PACWEST BANCORP|BYXM|CBOE TRADING, INC.|5590
PACW|PACWEST BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|1100
PACW|PACWEST BANCORP|CANT|Cantor Fitzgerald & Co.|116
PACW|PACWEST BANCORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|87262
PACW|PACWEST BANCORP|CHAS|Charles Schwab & Co., Inc.|3480
PACW|PACWEST BANCORP|CICF|Canaccord Genuity Corp.|1541
PACW|PACWEST BANCORP|CIOI|CITIGROUP GLOBAL MARKETS INC|24600
PACW|PACWEST BANCORP|CIST|Capital Institutional Services, Inc.|18317
PACW|PACWEST BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107526
PACW|PACWEST BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1351
PACW|PACWEST BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|354
PACW|PACWEST BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|562985
PACW|PACWEST BANCORP|CTDL|Citadel Derivatives Group Llc|13002
PACW|PACWEST BANCORP|CTLR|CUTLER GROUP, LP|1873
PACW|PACWEST BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|35606
PACW|PACWEST BANCORP|DADA|D.A. Davidson & Co.|24930
PACW|PACWEST BANCORP|DBAB|Deutsche Bank Securities Inc.|748587
PACW|PACWEST BANCORP|DBAX|Deutsche Bank Securities Inc.|234200
PACW|PACWEST BANCORP|DBUL|Deutsche Bank Securities Inc.|300
PACW|PACWEST BANCORP|DEAN|MORGAN STANLEY|14234
PACW|PACWEST BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20971
PACW|PACWEST BANCORP|EBXL|EBX LLC|186000
PACW|PACWEST BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|21049
PACW|PACWEST BANCORP|EDJO|Edward D. Jones & Co., L.P.|4026
PACW|PACWEST BANCORP|EGAM|CBOE TRADING, INC.|12936
PACW|PACWEST BANCORP|EGAW|CBOE TRADING, INC.|342
PACW|PACWEST BANCORP|EGMT|EG MARKET TECHNOLOGIES LLC|2200
PACW|PACWEST BANCORP|EGXM|CBOE TRADING, INC.|2974
PACW|PACWEST BANCORP|ETBE|Electronic Transaction Clearing, Inc.|33005
PACW|PACWEST BANCORP|ETCC|Electronic Transaction Clearing, Inc.|509
PACW|PACWEST BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1417
PACW|PACWEST BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13573
PACW|PACWEST BANCORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|192
PACW|PACWEST BANCORP|ETRS|E*Trade Securities LLC|8617
PACW|PACWEST BANCORP|FBCO|Credit Suisse Securities (USA) LLC|1140110
PACW|PACWEST BANCORP|FBSB|U.S. Bancorp Investments, Inc.|2251
PACW|PACWEST BANCORP|FILL|Tradestation Securities, Inc.|94
PACW|PACWEST BANCORP|FINX|FINTECH SECURITIES|2697
PACW|PACWEST BANCORP|FMAF|NBCN Inc./ CDS|2734
PACW|PACWEST BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|218503
PACW|PACWEST BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11003
PACW|PACWEST BANCORP|FQLS|Quantlab Securities LP|488151
PACW|PACWEST BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|260891
PACW|PACWEST BANCORP|FTBR|Foliofn Investments, Inc.|2191
PACW|PACWEST BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|17127
PACW|PACWEST BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|6581
PACW|PACWEST BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|1716797
PACW|PACWEST BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|29334
PACW|PACWEST BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|4262
PACW|PACWEST BANCORP|GTSZ|GTS SECURITIES LLC|607864
PACW|PACWEST BANCORP|HAPX|HAP Trading, LLC|719
PACW|PACWEST BANCORP|HRBF|American Enterprise Investment Services Inc.|2910
PACW|PACWEST BANCORP|HSBC|HSBC Securities, Inc.|60540
PACW|PACWEST BANCORP|IATS|INTERACTIVE BROKERS LLC|2641
PACW|PACWEST BANCORP|IBKR|Interactive Brokers Llc|44417
PACW|PACWEST BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2226
PACW|PACWEST BANCORP|ICBX|INSTINET, LLC|22840
PACW|PACWEST BANCORP|IEQY|CITADEL SECURITIES LLC|540530
PACW|PACWEST BANCORP|INCA|INSTINET, LLC|503464
PACW|PACWEST BANCORP|INJX|INSTINET, LLC|28251
PACW|PACWEST BANCORP|ITGI|ITG Inc.|68322
PACW|PACWEST BANCORP|ITGP|ITG INC.|141000
PACW|PACWEST BANCORP|JANY|Janney Montgomery Scott Inc.|551
PACW|PACWEST BANCORP|JEFF|JEFFERIES LLC|174936
PACW|PACWEST BANCORP|JHDR|J.H. Darbie & Co., Inc.|500
PACW|PACWEST BANCORP|JMPT|JUMP TRADING, LLC|90412
PACW|PACWEST BANCORP|JONE|JonesTrading|6205
PACW|PACWEST BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|124775
PACW|PACWEST BANCORP|JPMX|J.P. Morgan Securities LLC|265354
PACW|PACWEST BANCORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
PACW|PACWEST BANCORP|JSJX|JANE STREET CAPITAL LLC|4261
PACW|PACWEST BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|8000
PACW|PACWEST BANCORP|KCGM|VIRTU Americas LLC|50078
PACW|PACWEST BANCORP|KCRD|PHX FINANCIAL, INC.|89
PACW|PACWEST BANCORP|LEHM|Barclays Capital Inc./Le|2317558
PACW|PACWEST BANCORP|LIME|Lime Brokerage LLC|244865
PACW|PACWEST BANCORP|LOOP|Loop Capital Markets LLC|36
PACW|PACWEST BANCORP|LQNA|LIQUIDNET, INC.|5200
PACW|PACWEST BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113223
PACW|PACWEST BANCORP|MOTF|MOTIF INVESTING, INC.|7
PACW|PACWEST BANCORP|MPSG|E D & F Man Capital Markets Inc.|3526
PACW|PACWEST BANCORP|MSCO|MORGAN STANLEY & CO. LLC|2687426
PACW|PACWEST BANCORP|MSPL|MORGAN STANLEY & CO. LLC|268500
PACW|PACWEST BANCORP|MSTX|MORGAN STANLEY & CO. LLC|154900
PACW|PACWEST BANCORP|NBCS|NBC Securities, INC.|535
PACW|PACWEST BANCORP|NFSC|National Financial Services LLC|149735
PACW|PACWEST BANCORP|NITE|VIRTU Americas LLC|476320
PACW|PACWEST BANCORP|NITP|VIRTU Americas LLC|4700
PACW|PACWEST BANCORP|NQRB|Brut, LLC|10157
PACW|PACWEST BANCORP|NTRC|Northern Trust Securities, Inc.|15786
PACW|PACWEST BANCORP|ONEL|O'NEIL SECURITIES, INCORPORATED|143
PACW|PACWEST BANCORP|OPCO|Oppenheimer & Co. Inc.|2857
PACW|PACWEST BANCORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|944
PACW|PACWEST BANCORP|PDQM|CODA MARKETS, INC.|48649
PACW|PACWEST BANCORP|PHLY|NASDAQ Execution Services, LLC|3200
PACW|PACWEST BANCORP|PIPR|Piper Jaffray & Co.|3600
PACW|PACWEST BANCORP|PWJC|UBS Financial Services, Inc.|975
PACW|PACWEST BANCORP|RAJA|Raymond James & Associates, Inc.|119167
PACW|PACWEST BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|7776
PACW|PACWEST BANCORP|RHCO|Suntrust Robinson Humphrey, Inc.|25000
PACW|PACWEST BANCORP|RILY|B. RILEY FBR, INC.|1800
PACW|PACWEST BANCORP|SAGL|SAGETRADER, LLC|7878
PACW|PACWEST BANCORP|SAGW|SAGETRADER, LLC|372
PACW|PACWEST BANCORP|SALI|INTL FCSTONE FINANCIAL INC.|36
PACW|PACWEST BANCORP|SBSH|Citigroup Global Markets Inc.|426565
PACW|PACWEST BANCORP|SDLR|Sandler, O'Neill & Partners, L.P.|23875
PACW|PACWEST BANCORP|SEIC|SEI Investments Distribution Co.|503
PACW|PACWEST BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|69885
PACW|PACWEST BANCORP|SIDC|Sidoti & Company, LLC|1744
PACW|PACWEST BANCORP|SJLS|TRADE INFORMATICS LLC|100
PACW|PACWEST BANCORP|SPDR|SPEEDROUTE LLC|3000
PACW|PACWEST BANCORP|SPHN|Stephens Inc.|139
PACW|PACWEST BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1500
PACW|PACWEST BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|14855
PACW|PACWEST BANCORP|STXG|Stockcross Financial Services, Inc.|2
PACW|PACWEST BANCORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|223
PACW|PACWEST BANCORP|SWIM|TD Ameritrade, Inc.|4039
PACW|PACWEST BANCORP|SWST|Hilltop Securities Inc.|15090
PACW|PACWEST BANCORP|TKNG|ALLY INVEST SECURITIES LLC|706
PACW|PACWEST BANCORP|TRBT|Tradebot Systems, Inc.|338005
PACW|PACWEST BANCORP|TRCM|TRC MARKETS LLC|222076
PACW|PACWEST BANCORP|UBSA|UBS SECURITIES LLC|536457
PACW|PACWEST BANCORP|UBSS|UBS Securities LLC|1407217
PACW|PACWEST BANCORP|VALX|VIRTU AMERICAS LLC|11054
PACW|PACWEST BANCORP|VGRD|Vanguard Marketing Corporation|4541
PACW|PACWEST BANCORP|WBET|Wallachbeth Capital LLC|2179
PACW|PACWEST BANCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|404
PACW|PACWEST BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|183806
PACW|PACWEST BANCORP|WEDB|WEDBUSH SECURITIES INC.|116
PACW|PACWEST BANCORP|WEED|Weeden & Co.L.P.|1494
PACW|PACWEST BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5717
PACW|PACWEST BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8912
PACW|PACWEST BANCORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|256
PACW|PACWEST BANCORP|WSEA|WOLVERINE SECURITIES, LLC|4488
PACW|PACWEST BANCORP|XIST|INSTINET, LLC|26680
PACW|PACWEST BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|27258
PACW|PACWEST BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1101
PACW|PACWEST BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4340
PAF|IN FTSE RAFI EX JP|APCC|Apex Clearing Corporation|14
PAF|IN FTSE RAFI EX JP|CHAS|Charles Schwab & Co., Inc.|5
PAF|IN FTSE RAFI EX JP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93
PAF|IN FTSE RAFI EX JP|CTDL|Citadel Derivatives Group Llc|500
PAF|IN FTSE RAFI EX JP|DEAN|MORGAN STANLEY|514
PAF|IN FTSE RAFI EX JP|EBXL|EBX LLC|100
PAF|IN FTSE RAFI EX JP|EDJO|Edward D. Jones & Co., L.P.|2
PAF|IN FTSE RAFI EX JP|ETRS|E*Trade Securities LLC|11
PAF|IN FTSE RAFI EX JP|HRBF|American Enterprise Investment Services Inc.|9
PAF|IN FTSE RAFI EX JP|JSJX|JANE STREET CAPITAL LLC|87
PAF|IN FTSE RAFI EX JP|LEHM|Barclays Capital Inc./Le|400
PAF|IN FTSE RAFI EX JP|MSCO|MORGAN STANLEY & CO. LLC|460
PAF|IN FTSE RAFI EX JP|NFSC|National Financial Services LLC|319
PAF|IN FTSE RAFI EX JP|NITE|VIRTU Americas LLC|394
PAF|IN FTSE RAFI EX JP|SGMT|GOLDMAN SACHS & CO. LLC|100
PAF|IN FTSE RAFI EX JP|UBSA|UBS SECURITIES LLC|629
PAF|IN FTSE RAFI EX JP|UBSS|UBS Securities LLC|1002
PAF|IN FTSE RAFI EX JP|WCHV|WELLS FARGO SECURITIES, LLC|1001
PAF|IN FTSE RAFI EX JP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13
PAG|PENSKE AUTOMOTIVE|ALTX|Alternet Securities Inc.|3100
PAG|PENSKE AUTOMOTIVE|APCC|Apex Clearing Corporation|41
PAG|PENSKE AUTOMOTIVE|BARD|Robert W. Baird & Co. Incorporated|1158
PAG|PENSKE AUTOMOTIVE|BATM|CBOE TRADING, INC.|3414
PAG|PENSKE AUTOMOTIVE|BAYT|BTIG, LLC|8000
PAG|PENSKE AUTOMOTIVE|BBNT|BB&T SECURITIES, LLC|16434
PAG|PENSKE AUTOMOTIVE|BERN|Sanford C. Bernstein & Co., LLC|28849
PAG|PENSKE AUTOMOTIVE|BKCM|BNY Mellon Capital Markets LLC|350
PAG|PENSKE AUTOMOTIVE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|953
PAG|PENSKE AUTOMOTIVE|BNPX|BNP PARIBAS SECURITIES CORP.|931
PAG|PENSKE AUTOMOTIVE|BYXM|CBOE TRADING, INC.|639
PAG|PENSKE AUTOMOTIVE|BZYD|GOLDMAN SACHS & CO. LLC|61
PAG|PENSKE AUTOMOTIVE|CANT|Cantor Fitzgerald & Co.|23
PAG|PENSKE AUTOMOTIVE|CHAS|Charles Schwab & Co., Inc.|211
PAG|PENSKE AUTOMOTIVE|CICF|Canaccord Genuity Corp.|2859
PAG|PENSKE AUTOMOTIVE|CIST|Capital Institutional Services, Inc.|850
PAG|PENSKE AUTOMOTIVE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36807
PAG|PENSKE AUTOMOTIVE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|768
PAG|PENSKE AUTOMOTIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142963
PAG|PENSKE AUTOMOTIVE|CTDL|Citadel Derivatives Group Llc|1831
PAG|PENSKE AUTOMOTIVE|CTLR|CUTLER GROUP, LP|200
PAG|PENSKE AUTOMOTIVE|CXCX|CITIGROUP GLOBAL MARKETS INC.|13704
PAG|PENSKE AUTOMOTIVE|DBAB|Deutsche Bank Securities Inc.|109152
PAG|PENSKE AUTOMOTIVE|DBAX|Deutsche Bank Securities Inc.|76800
PAG|PENSKE AUTOMOTIVE|DBUL|Deutsche Bank Securities Inc.|500
PAG|PENSKE AUTOMOTIVE|DEAN|MORGAN STANLEY|16371
PAG|PENSKE AUTOMOTIVE|DEGS|RONIN PROFESSIONAL LLC|76
PAG|PENSKE AUTOMOTIVE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1526
PAG|PENSKE AUTOMOTIVE|EBXL|EBX LLC|70100
PAG|PENSKE AUTOMOTIVE|ECUT|CONVERGEX EXECUTION SOLUTIONS|4119
PAG|PENSKE AUTOMOTIVE|EDJO|Edward D. Jones & Co., L.P.|655
PAG|PENSKE AUTOMOTIVE|EGAM|CBOE TRADING, INC.|4223
PAG|PENSKE AUTOMOTIVE|EGAW|CBOE TRADING, INC.|5
PAG|PENSKE AUTOMOTIVE|EGMT|EG MARKET TECHNOLOGIES LLC|300
PAG|PENSKE AUTOMOTIVE|EGXM|CBOE TRADING, INC.|1698
PAG|PENSKE AUTOMOTIVE|EGXW|CBOE TRADING, INC.|100
PAG|PENSKE AUTOMOTIVE|ETBE|Electronic Transaction Clearing, Inc.|6626
PAG|PENSKE AUTOMOTIVE|ETCC|Electronic Transaction Clearing, Inc.|846
PAG|PENSKE AUTOMOTIVE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6917
PAG|PENSKE AUTOMOTIVE|ETRS|E*Trade Securities LLC|11140
PAG|PENSKE AUTOMOTIVE|FBSB|U.S. Bancorp Investments, Inc.|102
PAG|PENSKE AUTOMOTIVE|FMAF|NBCN Inc./ CDS|223
PAG|PENSKE AUTOMOTIVE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|264
PAG|PENSKE AUTOMOTIVE|FQLS|Quantlab Securities LP|51587
PAG|PENSKE AUTOMOTIVE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74796
PAG|PENSKE AUTOMOTIVE|FTBR|Foliofn Investments, Inc.|3051
PAG|PENSKE AUTOMOTIVE|GLIS|TD Securities Inc|50
PAG|PENSKE AUTOMOTIVE|GLPX|ACS EXECUTION SERVICES, LLC|8294
PAG|PENSKE AUTOMOTIVE|GSCO|GOLDMAN SACHS & CO. LLC|303006
PAG|PENSKE AUTOMOTIVE|GSCS|GOLDMAN SACHS & CO. LLC|5305
PAG|PENSKE AUTOMOTIVE|GSLT|GOLDMAN SACHS & CO. LLC|737
PAG|PENSKE AUTOMOTIVE|GTSZ|GTS SECURITIES LLC|22182
PAG|PENSKE AUTOMOTIVE|HRBF|American Enterprise Investment Services Inc.|692
PAG|PENSKE AUTOMOTIVE|IATS|INTERACTIVE BROKERS LLC|3210
PAG|PENSKE AUTOMOTIVE|IBKR|Interactive Brokers Llc|5073
PAG|PENSKE AUTOMOTIVE|ICBX|INSTINET, LLC|13900
PAG|PENSKE AUTOMOTIVE|IEQY|CITADEL SECURITIES LLC|30039
PAG|PENSKE AUTOMOTIVE|INCA|INSTINET, LLC|76070
PAG|PENSKE AUTOMOTIVE|INJX|INSTINET, LLC|2129
PAG|PENSKE AUTOMOTIVE|ITGI|ITG Inc.|41818
PAG|PENSKE AUTOMOTIVE|ITGP|ITG INC.|203400
PAG|PENSKE AUTOMOTIVE|JANY|Janney Montgomery Scott Inc.|549
PAG|PENSKE AUTOMOTIVE|JEFF|JEFFERIES LLC|20505
PAG|PENSKE AUTOMOTIVE|JMPT|JUMP TRADING, LLC|23384
PAG|PENSKE AUTOMOTIVE|JONE|JonesTrading|200
PAG|PENSKE AUTOMOTIVE|JPBX|J.P. MORGAN SECURITIES LLC|13772
PAG|PENSKE AUTOMOTIVE|JPMX|J.P. Morgan Securities LLC|108057
PAG|PENSKE AUTOMOTIVE|JSJX|JANE STREET CAPITAL LLC|4614
PAG|PENSKE AUTOMOTIVE|KCGM|VIRTU Americas LLC|19256
PAG|PENSKE AUTOMOTIVE|LEHM|Barclays Capital Inc./Le|212399
PAG|PENSKE AUTOMOTIVE|LGNT|COR CLEARING LLC|1
PAG|PENSKE AUTOMOTIVE|LIME|Lime Brokerage LLC|7596
PAG|PENSKE AUTOMOTIVE|LQNA|LIQUIDNET, INC.|13100
PAG|PENSKE AUTOMOTIVE|LSCI|Lek Securities Corporation|31
PAG|PENSKE AUTOMOTIVE|MAXM|Maxim Group LLC|858
PAG|PENSKE AUTOMOTIVE|MBTS|ALLY INVEST SECURITIES LLC|52
PAG|PENSKE AUTOMOTIVE|MCMF|Raymond James Ltd. Cds|4749
PAG|PENSKE AUTOMOTIVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36325
PAG|PENSKE AUTOMOTIVE|MOTF|MOTIF INVESTING, INC.|1
PAG|PENSKE AUTOMOTIVE|MSCO|MORGAN STANLEY & CO. LLC|760033
PAG|PENSKE AUTOMOTIVE|MSPL|MORGAN STANLEY & CO. LLC|185100
PAG|PENSKE AUTOMOTIVE|MSTX|MORGAN STANLEY & CO. LLC|25200
PAG|PENSKE AUTOMOTIVE|NATL|National Securities Corporation|100
PAG|PENSKE AUTOMOTIVE|NFSC|National Financial Services LLC|56165
PAG|PENSKE AUTOMOTIVE|NITE|VIRTU Americas LLC|148289
PAG|PENSKE AUTOMOTIVE|NQRB|Brut, LLC|10186
PAG|PENSKE AUTOMOTIVE|NTBF|BMO Nesbitt Burns Inc./CDS|450
PAG|PENSKE AUTOMOTIVE|PDQM|CODA MARKETS, INC.|28499
PAG|PENSKE AUTOMOTIVE|PWJC|UBS Financial Services, Inc.|1750
PAG|PENSKE AUTOMOTIVE|RBCM|RBC CAPITAL MARKETS, LLC|5648
PAG|PENSKE AUTOMOTIVE|RHCO|Suntrust Robinson Humphrey, Inc.|8000
PAG|PENSKE AUTOMOTIVE|SAGL|SAGETRADER, LLC|13406
PAG|PENSKE AUTOMOTIVE|SAGW|SAGETRADER, LLC|18
PAG|PENSKE AUTOMOTIVE|SALI|INTL FCSTONE FINANCIAL INC.|65
PAG|PENSKE AUTOMOTIVE|SBSH|Citigroup Global Markets Inc.|11321
PAG|PENSKE AUTOMOTIVE|SEIC|SEI Investments Distribution Co.|900
PAG|PENSKE AUTOMOTIVE|SGMT|GOLDMAN SACHS & CO. LLC|30893
PAG|PENSKE AUTOMOTIVE|SPDR|SPEEDROUTE LLC|2500
PAG|PENSKE AUTOMOTIVE|SPHN|Stephens Inc.|250
PAG|PENSKE AUTOMOTIVE|SPTD|MINT GLOBAL MARKETS, INC.|18008
PAG|PENSKE AUTOMOTIVE|SSBS|STATE STREET GLOBAL MARKETS, LLC|3324
PAG|PENSKE AUTOMOTIVE|STFL|Stifel, Nicolaus & Company, Incorporated|13296
PAG|PENSKE AUTOMOTIVE|STKP|STOCKPILE INVESTMENTS, INC.|18
PAG|PENSKE AUTOMOTIVE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3500
PAG|PENSKE AUTOMOTIVE|SWIM|TD Ameritrade, Inc.|10909
PAG|PENSKE AUTOMOTIVE|SWST|Hilltop Securities Inc.|712
PAG|PENSKE AUTOMOTIVE|TKNG|ALLY INVEST SECURITIES LLC|20
PAG|PENSKE AUTOMOTIVE|TMBR|Timber Hill LLC|68
PAG|PENSKE AUTOMOTIVE|TRBT|Tradebot Systems, Inc.|59676
PAG|PENSKE AUTOMOTIVE|TRCM|TRC MARKETS LLC|34352
PAG|PENSKE AUTOMOTIVE|UBSA|UBS SECURITIES LLC|206110
PAG|PENSKE AUTOMOTIVE|UBSS|UBS Securities LLC|292464
PAG|PENSKE AUTOMOTIVE|VALX|VIRTU AMERICAS LLC|4867
PAG|PENSKE AUTOMOTIVE|VGRD|Vanguard Marketing Corporation|6809
PAG|PENSKE AUTOMOTIVE|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
PAG|PENSKE AUTOMOTIVE|WCHV|WELLS FARGO SECURITIES, LLC|32274
PAG|PENSKE AUTOMOTIVE|WDNX|WEEDEN & CO.L.P.|1634
PAG|PENSKE AUTOMOTIVE|WEDB|WEDBUSH SECURITIES INC.|610
PAG|PENSKE AUTOMOTIVE|WEED|Weeden & Co.L.P.|300
PAG|PENSKE AUTOMOTIVE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|118
PAG|PENSKE AUTOMOTIVE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4694
PAG|PENSKE AUTOMOTIVE|WGIF|CIBC World Markets Inc.|300
PAG|PENSKE AUTOMOTIVE|WORD|Worden Capital Management LLC|4221
PAG|PENSKE AUTOMOTIVE|WSEA|WOLVERINE SECURITIES, LLC|308
PAG|PENSKE AUTOMOTIVE|XIST|INSTINET, LLC|6400
PAG|PENSKE AUTOMOTIVE|XPQR|Jump Trading|1612
PAG|PENSKE AUTOMOTIVE|XSTM|NATIONAL FINANCIAL SERVICES LLC|5250
PAG|PENSKE AUTOMOTIVE|YKNA|COMHAR CAPITAL MARKETS, LLC|1301
PAG|PENSKE AUTOMOTIVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3346
PAGG|INVESCO GLBL AGRIC|APCC|Apex Clearing Corporation|13
PAGG|INVESCO GLBL AGRIC|CHAS|Charles Schwab & Co., Inc.|1
PAGG|INVESCO GLBL AGRIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|564
PAGG|INVESCO GLBL AGRIC|CTDL|Citadel Derivatives Group Llc|36
PAGG|INVESCO GLBL AGRIC|DBAX|Deutsche Bank Securities Inc.|100
PAGG|INVESCO GLBL AGRIC|DEAN|MORGAN STANLEY|25
PAGG|INVESCO GLBL AGRIC|EBXL|EBX LLC|400
PAGG|INVESCO GLBL AGRIC|EDJO|Edward D. Jones & Co., L.P.|149
PAGG|INVESCO GLBL AGRIC|ETRS|E*Trade Securities LLC|2503
PAGG|INVESCO GLBL AGRIC|FOMA|TD AMERITRADE CLEARING, INC.|1185
PAGG|INVESCO GLBL AGRIC|GEBB|GLOBAL EXECUTION BROKERS, LP|330
PAGG|INVESCO GLBL AGRIC|HRBF|American Enterprise Investment Services Inc.|4
PAGG|INVESCO GLBL AGRIC|IBKR|Interactive Brokers Llc|709
PAGG|INVESCO GLBL AGRIC|JSJX|JANE STREET CAPITAL LLC|1780
PAGG|INVESCO GLBL AGRIC|LEHM|Barclays Capital Inc./Le|600
PAGG|INVESCO GLBL AGRIC|LIME|Lime Brokerage LLC|757
PAGG|INVESCO GLBL AGRIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PAGG|INVESCO GLBL AGRIC|MSCO|MORGAN STANLEY & CO. LLC|1219
PAGG|INVESCO GLBL AGRIC|NFSC|National Financial Services LLC|1379
PAGG|INVESCO GLBL AGRIC|NITE|VIRTU Americas LLC|945
PAGG|INVESCO GLBL AGRIC|RAJA|Raymond James & Associates, Inc.|72
PAGG|INVESCO GLBL AGRIC|SGMT|GOLDMAN SACHS & CO. LLC|200
PAGG|INVESCO GLBL AGRIC|STFL|Stifel, Nicolaus & Company, Incorporated|2
PAGG|INVESCO GLBL AGRIC|UBSA|UBS SECURITIES LLC|938
PAGG|INVESCO GLBL AGRIC|UBSS|UBS Securities LLC|1228
PAGG|INVESCO GLBL AGRIC|VGRD|Vanguard Marketing Corporation|204
PAGG|INVESCO GLBL AGRIC|WCHV|WELLS FARGO SECURITIES, LLC|10
PAGG|INVESCO GLBL AGRIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53
PAGP|PLAINS GP HLDHS LP|ALTX|Alternet Securities Inc.|74615
PAGP|PLAINS GP HLDHS LP|ANOS|ABEL/NOSER, L.L.C.|430
PAGP|PLAINS GP HLDHS LP|APCC|Apex Clearing Corporation|29
PAGP|PLAINS GP HLDHS LP|BARD|Robert W. Baird & Co. Incorporated|3850
PAGP|PLAINS GP HLDHS LP|BATM|CBOE TRADING, INC.|8623
PAGP|PLAINS GP HLDHS LP|BAYC|BAY CREST PARTNERS, LLC|17574
PAGP|PLAINS GP HLDHS LP|BAYT|BTIG, LLC|4200
PAGP|PLAINS GP HLDHS LP|BERN|Sanford C. Bernstein & Co., LLC|165554
PAGP|PLAINS GP HLDHS LP|BIDS|BIDS TRADING L.P.|57000
PAGP|PLAINS GP HLDHS LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7316
PAGP|PLAINS GP HLDHS LP|BLKX|INSTINET, LLC|132800
PAGP|PLAINS GP HLDHS LP|BMOC|BMO Capital Markets Corp.|29775
PAGP|PLAINS GP HLDHS LP|BTIG|BTIG, LLC|28405
PAGP|PLAINS GP HLDHS LP|BYXM|CBOE TRADING, INC.|1845
PAGP|PLAINS GP HLDHS LP|BZYD|GOLDMAN SACHS & CO. LLC|2300
PAGP|PLAINS GP HLDHS LP|CBLC|CITIGROUP GLOBAL MARKETS INC.|116748
PAGP|PLAINS GP HLDHS LP|CHAS|Charles Schwab & Co., Inc.|34382
PAGP|PLAINS GP HLDHS LP|CIST|Capital Institutional Services, Inc.|19530
PAGP|PLAINS GP HLDHS LP|CLSA|CLSA AMERICAS, LLC|1800
PAGP|PLAINS GP HLDHS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120816
PAGP|PLAINS GP HLDHS LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6084
PAGP|PLAINS GP HLDHS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|576945
PAGP|PLAINS GP HLDHS LP|CTDL|Citadel Derivatives Group Llc|2751
PAGP|PLAINS GP HLDHS LP|CTLR|CUTLER GROUP, LP|796
PAGP|PLAINS GP HLDHS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|157776
PAGP|PLAINS GP HLDHS LP|DADA|D.A. Davidson & Co.|369
PAGP|PLAINS GP HLDHS LP|DBAB|Deutsche Bank Securities Inc.|506854
PAGP|PLAINS GP HLDHS LP|DBAX|Deutsche Bank Securities Inc.|311700
PAGP|PLAINS GP HLDHS LP|DEAN|MORGAN STANLEY|136401
PAGP|PLAINS GP HLDHS LP|DEGS|RONIN PROFESSIONAL LLC|300
PAGP|PLAINS GP HLDHS LP|EBXL|EBX LLC|226900
PAGP|PLAINS GP HLDHS LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2793
PAGP|PLAINS GP HLDHS LP|EDJO|Edward D. Jones & Co., L.P.|403
PAGP|PLAINS GP HLDHS LP|EGAM|CBOE TRADING, INC.|115671
PAGP|PLAINS GP HLDHS LP|EGAW|CBOE TRADING, INC.|495
PAGP|PLAINS GP HLDHS LP|EGXM|CBOE TRADING, INC.|6582
PAGP|PLAINS GP HLDHS LP|EGXW|CBOE TRADING, INC.|200
PAGP|PLAINS GP HLDHS LP|ETBE|Electronic Transaction Clearing, Inc.|6310
PAGP|PLAINS GP HLDHS LP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
PAGP|PLAINS GP HLDHS LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4357
PAGP|PLAINS GP HLDHS LP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1928
PAGP|PLAINS GP HLDHS LP|ETRS|E*Trade Securities LLC|19778
PAGP|PLAINS GP HLDHS LP|FILL|Tradestation Securities, Inc.|1277
PAGP|PLAINS GP HLDHS LP|FINX|FINTECH SECURITIES|187
PAGP|PLAINS GP HLDHS LP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3245
PAGP|PLAINS GP HLDHS LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103207
PAGP|PLAINS GP HLDHS LP|FTBR|Foliofn Investments, Inc.|90
PAGP|PLAINS GP HLDHS LP|GEBB|GLOBAL EXECUTION BROKERS, LP|905
PAGP|PLAINS GP HLDHS LP|GLIS|TD Securities Inc|700
PAGP|PLAINS GP HLDHS LP|GLPX|ACS EXECUTION SERVICES, LLC|19387
PAGP|PLAINS GP HLDHS LP|GSCO|GOLDMAN SACHS & CO. LLC|900106
PAGP|PLAINS GP HLDHS LP|GSCS|GOLDMAN SACHS & CO. LLC|5832
PAGP|PLAINS GP HLDHS LP|GSLT|GOLDMAN SACHS & CO. LLC|16865
PAGP|PLAINS GP HLDHS LP|GTSZ|GTS SECURITIES LLC|95642
PAGP|PLAINS GP HLDHS LP|HRBF|American Enterprise Investment Services Inc.|1521
PAGP|PLAINS GP HLDHS LP|IATS|INTERACTIVE BROKERS LLC|19274
PAGP|PLAINS GP HLDHS LP|IBKR|Interactive Brokers Llc|49800
PAGP|PLAINS GP HLDHS LP|ICBX|INSTINET, LLC|126935
PAGP|PLAINS GP HLDHS LP|INCA|INSTINET, LLC|203911
PAGP|PLAINS GP HLDHS LP|INJX|INSTINET, LLC|14088
PAGP|PLAINS GP HLDHS LP|ITGI|ITG Inc.|42984
PAGP|PLAINS GP HLDHS LP|ITGP|ITG INC.|291600
PAGP|PLAINS GP HLDHS LP|JANY|Janney Montgomery Scott Inc.|1867
PAGP|PLAINS GP HLDHS LP|JEFF|JEFFERIES LLC|513361
PAGP|PLAINS GP HLDHS LP|JMPT|JUMP TRADING, LLC|80827
PAGP|PLAINS GP HLDHS LP|JONE|JonesTrading|5900
PAGP|PLAINS GP HLDHS LP|JPBX|J.P. MORGAN SECURITIES LLC|81848
PAGP|PLAINS GP HLDHS LP|JPMX|J.P. Morgan Securities LLC|449674
PAGP|PLAINS GP HLDHS LP|JSJX|JANE STREET CAPITAL LLC|11021
PAGP|PLAINS GP HLDHS LP|KCGM|VIRTU Americas LLC|46800
PAGP|PLAINS GP HLDHS LP|LEHM|Barclays Capital Inc./Le|920749
PAGP|PLAINS GP HLDHS LP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|18427
PAGP|PLAINS GP HLDHS LP|LIME|Lime Brokerage LLC|13020
PAGP|PLAINS GP HLDHS LP|LMNX|LUMINEX TRADING & ANALYTICS LLC|300000
PAGP|PLAINS GP HLDHS LP|LQNA|LIQUIDNET, INC.|486600
PAGP|PLAINS GP HLDHS LP|LQNB|LIQUIDNET, INC.|143600
PAGP|PLAINS GP HLDHS LP|LSCI|Lek Securities Corporation|26
PAGP|PLAINS GP HLDHS LP|MACQ|Macquarie Capital (USA) Inc.|12000
PAGP|PLAINS GP HLDHS LP|MCMF|Raymond James Ltd. Cds|380
PAGP|PLAINS GP HLDHS LP|MKMP|MKM Partners LLC|15900
PAGP|PLAINS GP HLDHS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|407738
PAGP|PLAINS GP HLDHS LP|MOTF|MOTIF INVESTING, INC.|3
PAGP|PLAINS GP HLDHS LP|MSCO|MORGAN STANLEY & CO. LLC|1261001
PAGP|PLAINS GP HLDHS LP|MSPL|MORGAN STANLEY & CO. LLC|502500
PAGP|PLAINS GP HLDHS LP|MSTX|MORGAN STANLEY & CO. LLC|329600
PAGP|PLAINS GP HLDHS LP|MULL|MARK J. MULLER EQUITIES, INC.|18581
PAGP|PLAINS GP HLDHS LP|NFSC|National Financial Services LLC|125457
PAGP|PLAINS GP HLDHS LP|NITE|VIRTU Americas LLC|404464
PAGP|PLAINS GP HLDHS LP|NITP|VIRTU Americas LLC|1330
PAGP|PLAINS GP HLDHS LP|NQRB|Brut, LLC|13364
PAGP|PLAINS GP HLDHS LP|NTRC|Northern Trust Securities, Inc.|2800
PAGP|PLAINS GP HLDHS LP|OPCO|Oppenheimer & Co. Inc.|2219
PAGP|PLAINS GP HLDHS LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
PAGP|PLAINS GP HLDHS LP|PDQM|CODA MARKETS, INC.|32588
PAGP|PLAINS GP HLDHS LP|PWJC|UBS Financial Services, Inc.|2319
PAGP|PLAINS GP HLDHS LP|RBCM|RBC CAPITAL MARKETS, LLC|5213
PAGP|PLAINS GP HLDHS LP|SAGL|SAGETRADER, LLC|7100
PAGP|PLAINS GP HLDHS LP|SAGW|SAGETRADER, LLC|15
PAGP|PLAINS GP HLDHS LP|SBSH|Citigroup Global Markets Inc.|289834
PAGP|PLAINS GP HLDHS LP|SGMT|GOLDMAN SACHS & CO. LLC|131592
PAGP|PLAINS GP HLDHS LP|SPDR|SPEEDROUTE LLC|14296
PAGP|PLAINS GP HLDHS LP|SPHN|Stephens Inc.|521
PAGP|PLAINS GP HLDHS LP|STFL|Stifel, Nicolaus & Company, Incorporated|1876
PAGP|PLAINS GP HLDHS LP|STRS|STRATEGAS RESEARCH PARTNERS|25000
PAGP|PLAINS GP HLDHS LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5795
PAGP|PLAINS GP HLDHS LP|SWIM|TD Ameritrade, Inc.|13752
PAGP|PLAINS GP HLDHS LP|SWST|Hilltop Securities Inc.|168
PAGP|PLAINS GP HLDHS LP|TAGC|TELSEY ADVISORY GROUP LLC|5092
PAGP|PLAINS GP HLDHS LP|TKNG|ALLY INVEST SECURITIES LLC|1644
PAGP|PLAINS GP HLDHS LP|TRBT|Tradebot Systems, Inc.|210506
PAGP|PLAINS GP HLDHS LP|TRCM|TRC MARKETS LLC|141924
PAGP|PLAINS GP HLDHS LP|UBSA|UBS SECURITIES LLC|915738
PAGP|PLAINS GP HLDHS LP|UBSS|UBS Securities LLC|1142791
PAGP|PLAINS GP HLDHS LP|USCA|USCA Securities LLC|4500
PAGP|PLAINS GP HLDHS LP|VALX|VIRTU AMERICAS LLC|16818
PAGP|PLAINS GP HLDHS LP|VGRD|Vanguard Marketing Corporation|19151
PAGP|PLAINS GP HLDHS LP|WABR|Wall Street Access|12462
PAGP|PLAINS GP HLDHS LP|WBET|Wallachbeth Capital LLC|5168
PAGP|PLAINS GP HLDHS LP|WBPX|SUMMIT SECURITIES GROUP, LLC|3232
PAGP|PLAINS GP HLDHS LP|WCHV|WELLS FARGO SECURITIES, LLC|232219
PAGP|PLAINS GP HLDHS LP|WEDB|WEDBUSH SECURITIES INC.|4552
PAGP|PLAINS GP HLDHS LP|WEED|Weeden & Co.L.P.|10
PAGP|PLAINS GP HLDHS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|380
PAGP|PLAINS GP HLDHS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4268
PAGP|PLAINS GP HLDHS LP|WOLF|Wolfe Trahan Securities|300
PAGP|PLAINS GP HLDHS LP|WSEA|WOLVERINE SECURITIES, LLC|1204
PAGP|PLAINS GP HLDHS LP|XIST|INSTINET, LLC|90400
PAGP|PLAINS GP HLDHS LP|XPQR|Jump Trading|2232
PAGP|PLAINS GP HLDHS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|88998
PAGP|PLAINS GP HLDHS LP|YKNA|COMHAR CAPITAL MARKETS, LLC|1060
PAGP|PLAINS GP HLDHS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9283
PAGS|PAGSEGURO DIGITAL LT|ACLN|ALEXANDER CAPITAL, L.P.|15950
PAGS|PAGSEGURO DIGITAL LT|ACLP|ALEXANDER CAPITAL, L.P.|2200
PAGS|PAGSEGURO DIGITAL LT|ADAM|CANACCORD GENUITY INC.|43380
PAGS|PAGSEGURO DIGITAL LT|AGIS|Aegis Capital Corp.|3600
PAGS|PAGSEGURO DIGITAL LT|ALTX|Alternet Securities Inc.|234321
PAGS|PAGSEGURO DIGITAL LT|ANOS|ABEL/NOSER, L.L.C.|6800
PAGS|PAGSEGURO DIGITAL LT|APCC|Apex Clearing Corporation|53270
PAGS|PAGSEGURO DIGITAL LT|AQUA|AQUA SECURITIES L.P.|39000
PAGS|PAGSEGURO DIGITAL LT|ATRE|ATREYU GROUP LLC|400
PAGS|PAGSEGURO DIGITAL LT|BANK|Primevest Financial Services, Inc.|15
PAGS|PAGSEGURO DIGITAL LT|BARD|Robert W. Baird & Co. Incorporated|1951
PAGS|PAGSEGURO DIGITAL LT|BATM|CBOE TRADING, INC.|59120
PAGS|PAGSEGURO DIGITAL LT|BAYT|BTIG, LLC|40824
PAGS|PAGSEGURO DIGITAL LT|BBNT|BB&T SECURITIES, LLC|275
PAGS|PAGSEGURO DIGITAL LT|BERN|Sanford C. Bernstein & Co., LLC|704439
PAGS|PAGSEGURO DIGITAL LT|BIAD|SAGETRADER, LLC|2
PAGS|PAGSEGURO DIGITAL LT|BIMI|Banca IMI Securities Corp.|37
PAGS|PAGSEGURO DIGITAL LT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10773
PAGS|PAGSEGURO DIGITAL LT|BLKX|INSTINET, LLC|1041781
PAGS|PAGSEGURO DIGITAL LT|BMOC|BMO Capital Markets Corp.|941
PAGS|PAGSEGURO DIGITAL LT|BMSI|BULL MARKET SECURITIES, INC.|145
PAGS|PAGSEGURO DIGITAL LT|BRGE|Newbridge Securities Corp.|15126
PAGS|PAGSEGURO DIGITAL LT|BTIG|BTIG, LLC|1512105
PAGS|PAGSEGURO DIGITAL LT|BYXM|CBOE TRADING, INC.|37934
PAGS|PAGSEGURO DIGITAL LT|CANT|Cantor Fitzgerald & Co.|56906
PAGS|PAGSEGURO DIGITAL LT|CBLC|CITIGROUP GLOBAL MARKETS INC.|155552
PAGS|PAGSEGURO DIGITAL LT|CBRA|Cobra Trading, Inc.|1900
PAGS|PAGSEGURO DIGITAL LT|CHAS|Charles Schwab & Co., Inc.|13547
PAGS|PAGSEGURO DIGITAL LT|CHBC|PENSERRA SECURITIES, LLC|62000
PAGS|PAGSEGURO DIGITAL LT|CHLM|Craig-Hallum Capital Group LLC|2000
PAGS|PAGSEGURO DIGITAL LT|CIST|Capital Institutional Services, Inc.|2250
PAGS|PAGSEGURO DIGITAL LT|CLSA|CLSA AMERICAS, LLC|66504
PAGS|PAGSEGURO DIGITAL LT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|974582
PAGS|PAGSEGURO DIGITAL LT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|193313
PAGS|PAGSEGURO DIGITAL LT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|97468
PAGS|PAGSEGURO DIGITAL LT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2111438
PAGS|PAGSEGURO DIGITAL LT|CSIN|Citadel Securities Institutional LLC|54816
PAGS|PAGSEGURO DIGITAL LT|CTDL|Citadel Derivatives Group Llc|4025
PAGS|PAGSEGURO DIGITAL LT|CTLR|CUTLER GROUP, LP|42933
PAGS|PAGSEGURO DIGITAL LT|CXCX|CITIGROUP GLOBAL MARKETS INC.|506360
PAGS|PAGSEGURO DIGITAL LT|DBAB|Deutsche Bank Securities Inc.|572096
PAGS|PAGSEGURO DIGITAL LT|DBAX|Deutsche Bank Securities Inc.|2765800
PAGS|PAGSEGURO DIGITAL LT|DCHF|Dart Executions, LLC|4306
PAGS|PAGSEGURO DIGITAL LT|DEAN|MORGAN STANLEY|470811
PAGS|PAGSEGURO DIGITAL LT|DEGS|RONIN PROFESSIONAL LLC|54465
PAGS|PAGSEGURO DIGITAL LT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|261414
PAGS|PAGSEGURO DIGITAL LT|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|4401
PAGS|PAGSEGURO DIGITAL LT|EBXL|EBX LLC|1432800
PAGS|PAGSEGURO DIGITAL LT|ECUT|CONVERGEX EXECUTION SOLUTIONS|52536
PAGS|PAGSEGURO DIGITAL LT|EDJO|Edward D. Jones & Co., L.P.|3502
PAGS|PAGSEGURO DIGITAL LT|EGAM|CBOE TRADING, INC.|325537
PAGS|PAGSEGURO DIGITAL LT|EGAW|CBOE TRADING, INC.|2458
PAGS|PAGSEGURO DIGITAL LT|EGMT|EG MARKET TECHNOLOGIES LLC|1000
PAGS|PAGSEGURO DIGITAL LT|EGXM|CBOE TRADING, INC.|81332
PAGS|PAGSEGURO DIGITAL LT|EGXW|CBOE TRADING, INC.|2746
PAGS|PAGSEGURO DIGITAL LT|ETBE|Electronic Transaction Clearing, Inc.|96488
PAGS|PAGSEGURO DIGITAL LT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|86074
PAGS|PAGSEGURO DIGITAL LT|ETCC|Electronic Transaction Clearing, Inc.|400
PAGS|PAGSEGURO DIGITAL LT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|230214
PAGS|PAGSEGURO DIGITAL LT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|692
PAGS|PAGSEGURO DIGITAL LT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|12148
PAGS|PAGSEGURO DIGITAL LT|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5490
PAGS|PAGSEGURO DIGITAL LT|ETRS|E*Trade Securities LLC|1291421
PAGS|PAGSEGURO DIGITAL LT|FCST|INTL FCSTONE FINANCIAL INC.|50159
PAGS|PAGSEGURO DIGITAL LT|FFSI|Firstrade Securities Inc.|100
PAGS|PAGSEGURO DIGITAL LT|FILL|Tradestation Securities, Inc.|65242
PAGS|PAGSEGURO DIGITAL LT|FMAF|NBCN Inc./ CDS|3038
PAGS|PAGSEGURO DIGITAL LT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3950
PAGS|PAGSEGURO DIGITAL LT|FQLS|Quantlab Securities LP|1304304
PAGS|PAGSEGURO DIGITAL LT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|408328
PAGS|PAGSEGURO DIGITAL LT|FTBR|Foliofn Investments, Inc.|7930
PAGS|PAGSEGURO DIGITAL LT|GARC|ICAP Corporates LLC|476868
PAGS|PAGSEGURO DIGITAL LT|GEBB|GLOBAL EXECUTION BROKERS, LP|78714
PAGS|PAGSEGURO DIGITAL LT|GLIS|TD Securities Inc|8925
PAGS|PAGSEGURO DIGITAL LT|GLPX|ACS EXECUTION SERVICES, LLC|599795
PAGS|PAGSEGURO DIGITAL LT|GSCO|GOLDMAN SACHS & CO. LLC|7410218
PAGS|PAGSEGURO DIGITAL LT|GSCS|GOLDMAN SACHS & CO. LLC|322558
PAGS|PAGSEGURO DIGITAL LT|GSLT|GOLDMAN SACHS & CO. LLC|57696
PAGS|PAGSEGURO DIGITAL LT|GTSZ|GTS SECURITIES LLC|366864
PAGS|PAGSEGURO DIGITAL LT|HAPX|HAP Trading, LLC|2272
PAGS|PAGSEGURO DIGITAL LT|HRBF|American Enterprise Investment Services Inc.|3923
PAGS|PAGSEGURO DIGITAL LT|HSBC|HSBC Securities, Inc.|159754
PAGS|PAGSEGURO DIGITAL LT|IATS|INTERACTIVE BROKERS LLC|78357
PAGS|PAGSEGURO DIGITAL LT|IBKR|Interactive Brokers Llc|370824
PAGS|PAGSEGURO DIGITAL LT|ICBX|INSTINET, LLC|911143
PAGS|PAGSEGURO DIGITAL LT|INCA|INSTINET, LLC|1671455
PAGS|PAGSEGURO DIGITAL LT|INJX|INSTINET, LLC|14818
PAGS|PAGSEGURO DIGITAL LT|ITGI|ITG Inc.|698367
PAGS|PAGSEGURO DIGITAL LT|ITGP|ITG INC.|3520000
PAGS|PAGSEGURO DIGITAL LT|JEFF|JEFFERIES LLC|1630045
PAGS|PAGSEGURO DIGITAL LT|JMPT|JUMP TRADING, LLC|364140
PAGS|PAGSEGURO DIGITAL LT|JONE|JonesTrading|1429762
PAGS|PAGSEGURO DIGITAL LT|JPBX|J.P. MORGAN SECURITIES LLC|533187
PAGS|PAGSEGURO DIGITAL LT|JPMX|J.P. Morgan Securities LLC|4615973
PAGS|PAGSEGURO DIGITAL LT|JSJX|JANE STREET CAPITAL LLC|15347
PAGS|PAGSEGURO DIGITAL LT|KCGM|VIRTU Americas LLC|582257
PAGS|PAGSEGURO DIGITAL LT|KCRD|PHX FINANCIAL, INC.|200
PAGS|PAGSEGURO DIGITAL LT|KEYB|KEYBANC CAPITAL MARKETS INC.|4600
PAGS|PAGSEGURO DIGITAL LT|LEHM|Barclays Capital Inc./Le|2313279
PAGS|PAGSEGURO DIGITAL LT|LIME|Lime Brokerage LLC|49227
PAGS|PAGSEGURO DIGITAL LT|LQNA|LIQUIDNET, INC.|1906100
PAGS|PAGSEGURO DIGITAL LT|LQNB|LIQUIDNET, INC.|17800
PAGS|PAGSEGURO DIGITAL LT|LSCI|Lek Securities Corporation|8225
PAGS|PAGSEGURO DIGITAL LT|LTCO|Ladenburg, Thalmann & Co., Inc.|26622
PAGS|PAGSEGURO DIGITAL LT|LVMR|LIVERMORE TRADING GROUP, INC.|2777
PAGS|PAGSEGURO DIGITAL LT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10900
PAGS|PAGSEGURO DIGITAL LT|MAXM|Maxim Group LLC|53251
PAGS|PAGSEGURO DIGITAL LT|MBTS|ALLY INVEST SECURITIES LLC|14500
PAGS|PAGSEGURO DIGITAL LT|MKMP|MKM Partners LLC|90000
PAGS|PAGSEGURO DIGITAL LT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1106560
PAGS|PAGSEGURO DIGITAL LT|MOTF|MOTIF INVESTING, INC.|61
PAGS|PAGSEGURO DIGITAL LT|MSCO|MORGAN STANLEY & CO. LLC|9431373
PAGS|PAGSEGURO DIGITAL LT|MSPL|MORGAN STANLEY & CO. LLC|2412900
PAGS|PAGSEGURO DIGITAL LT|MSTX|MORGAN STANLEY & CO. LLC|644700
PAGS|PAGSEGURO DIGITAL LT|MULL|MARK J. MULLER EQUITIES, INC.|14300
PAGS|PAGSEGURO DIGITAL LT|NATL|National Securities Corporation|215
PAGS|PAGSEGURO DIGITAL LT|NEED|Needham & Company, LLC|25000
PAGS|PAGSEGURO DIGITAL LT|NFSC|National Financial Services LLC|1146530
PAGS|PAGSEGURO DIGITAL LT|NITE|VIRTU Americas LLC|3080144
PAGS|PAGSEGURO DIGITAL LT|NITP|VIRTU Americas LLC|5150
PAGS|PAGSEGURO DIGITAL LT|NMRA|Nomura Securities International, Inc.|600
PAGS|PAGSEGURO DIGITAL LT|NQRB|Brut, LLC|314820
PAGS|PAGSEGURO DIGITAL LT|NTBF|BMO Nesbitt Burns Inc./CDS|1298
PAGS|PAGSEGURO DIGITAL LT|NTRC|Northern Trust Securities, Inc.|26719
PAGS|PAGSEGURO DIGITAL LT|ONEL|O'NEIL SECURITIES, INCORPORATED|28500
PAGS|PAGSEGURO DIGITAL LT|OPCO|Oppenheimer & Co. Inc.|1869
PAGS|PAGSEGURO DIGITAL LT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
PAGS|PAGSEGURO DIGITAL LT|PDQM|CODA MARKETS, INC.|1317303
PAGS|PAGSEGURO DIGITAL LT|PHLY|NASDAQ Execution Services, LLC|3200
PAGS|PAGSEGURO DIGITAL LT|PIPR|Piper Jaffray & Co.|537
PAGS|PAGSEGURO DIGITAL LT|PREC|PRECISION SECURITIES, LLC|13519
PAGS|PAGSEGURO DIGITAL LT|PWJC|UBS Financial Services, Inc.|11415
PAGS|PAGSEGURO DIGITAL LT|RBCM|RBC CAPITAL MARKETS, LLC|54566
PAGS|PAGSEGURO DIGITAL LT|RHCO|Suntrust Robinson Humphrey, Inc.|89802
PAGS|PAGSEGURO DIGITAL LT|RJLC|RJL CAPITAL GROUP, LLC|24505
PAGS|PAGSEGURO DIGITAL LT|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|3600
PAGS|PAGSEGURO DIGITAL LT|ROTH|Roth Capital Partners, LLC|3200
PAGS|PAGSEGURO DIGITAL LT|SAGL|SAGETRADER, LLC|152630
PAGS|PAGSEGURO DIGITAL LT|SAGW|SAGETRADER, LLC|300
PAGS|PAGSEGURO DIGITAL LT|SALI|INTL FCSTONE FINANCIAL INC.|889
PAGS|PAGSEGURO DIGITAL LT|SALW|SW FINANCIAL|11894
PAGS|PAGSEGURO DIGITAL LT|SBSH|Citigroup Global Markets Inc.|1413296
PAGS|PAGSEGURO DIGITAL LT|SGMT|GOLDMAN SACHS & CO. LLC|1381584
PAGS|PAGSEGURO DIGITAL LT|SOGO|Wang Investment Associates, Inc.|2000
PAGS|PAGSEGURO DIGITAL LT|SPDR|SPEEDROUTE LLC|147788
PAGS|PAGSEGURO DIGITAL LT|SPHN|Stephens Inc.|13582
PAGS|PAGSEGURO DIGITAL LT|SPNT|SEVEN POINTS CAPITAL, LLC|1200
PAGS|PAGSEGURO DIGITAL LT|SPTD|MINT GLOBAL MARKETS, INC.|4900
PAGS|PAGSEGURO DIGITAL LT|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
PAGS|PAGSEGURO DIGITAL LT|STFL|Stifel, Nicolaus & Company, Incorporated|5212
PAGS|PAGSEGURO DIGITAL LT|STKP|STOCKPILE INVESTMENTS, INC.|48
PAGS|PAGSEGURO DIGITAL LT|STXG|Stockcross Financial Services, Inc.|500
PAGS|PAGSEGURO DIGITAL LT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4620
PAGS|PAGSEGURO DIGITAL LT|SWIM|TD Ameritrade, Inc.|655455
PAGS|PAGSEGURO DIGITAL LT|SWST|Hilltop Securities Inc.|3950
PAGS|PAGSEGURO DIGITAL LT|TAGC|TELSEY ADVISORY GROUP LLC|387
PAGS|PAGSEGURO DIGITAL LT|TKNG|ALLY INVEST SECURITIES LLC|2872
PAGS|PAGSEGURO DIGITAL LT|TOUR|TOURMALINE PARTNERS, LLC|8000
PAGS|PAGSEGURO DIGITAL LT|TRBT|Tradebot Systems, Inc.|1341016
PAGS|PAGSEGURO DIGITAL LT|TRCM|TRC MARKETS LLC|23827
PAGS|PAGSEGURO DIGITAL LT|TWTT|TASTYWORKS, INC.|300
PAGS|PAGSEGURO DIGITAL LT|UBSA|UBS SECURITIES LLC|4156842
PAGS|PAGSEGURO DIGITAL LT|UBSS|UBS Securities LLC|3396050
PAGS|PAGSEGURO DIGITAL LT|VALX|VIRTU AMERICAS LLC|36476
PAGS|PAGSEGURO DIGITAL LT|VGRD|Vanguard Marketing Corporation|41002
PAGS|PAGSEGURO DIGITAL LT|VNDS|VANDHAM SECURITIES CORP|1700
PAGS|PAGSEGURO DIGITAL LT|VSIN|Vision Financial Markets Llc|8
PAGS|PAGSEGURO DIGITAL LT|WABR|Wall Street Access|600
PAGS|PAGSEGURO DIGITAL LT|WBLR|WILLIAM BLAIR|21187
PAGS|PAGSEGURO DIGITAL LT|WBPX|SUMMIT SECURITIES GROUP, LLC|240
PAGS|PAGSEGURO DIGITAL LT|WCHV|WELLS FARGO SECURITIES, LLC|961455
PAGS|PAGSEGURO DIGITAL LT|WEDB|WEDBUSH SECURITIES INC.|213642
PAGS|PAGSEGURO DIGITAL LT|WEED|Weeden & Co.L.P.|5018
PAGS|PAGSEGURO DIGITAL LT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30100
PAGS|PAGSEGURO DIGITAL LT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85734
PAGS|PAGSEGURO DIGITAL LT|WGIF|CIBC World Markets Inc.|840
PAGS|PAGSEGURO DIGITAL LT|WORD|Worden Capital Management LLC|28631
PAGS|PAGSEGURO DIGITAL LT|WSAG|WALL STREET ACCESS|755
PAGS|PAGSEGURO DIGITAL LT|WSEA|WOLVERINE SECURITIES, LLC|7776
PAGS|PAGSEGURO DIGITAL LT|XIST|INSTINET, LLC|84000
PAGS|PAGSEGURO DIGITAL LT|XPUS|XP SECURITIES, LLC|237940
PAGS|PAGSEGURO DIGITAL LT|XSTM|NATIONAL FINANCIAL SERVICES LLC|418342
PAGS|PAGSEGURO DIGITAL LT|YKNA|COMHAR CAPITAL MARKETS, LLC|96483
PAGS|PAGSEGURO DIGITAL LT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22910
PAH|PLATFORM SPECIALTY|ABLE|NATIXIS Securities Americas LLC|1093000
PAH|PLATFORM SPECIALTY|ALLN|Allen & Company LLC|23950
PAH|PLATFORM SPECIALTY|ALTX|Alternet Securities Inc.|31167
PAH|PLATFORM SPECIALTY|APCC|Apex Clearing Corporation|10845
PAH|PLATFORM SPECIALTY|BARD|Robert W. Baird & Co. Incorporated|400
PAH|PLATFORM SPECIALTY|BATM|CBOE TRADING, INC.|12484
PAH|PLATFORM SPECIALTY|BAYT|BTIG, LLC|2200
PAH|PLATFORM SPECIALTY|BBNT|BB&T SECURITIES, LLC|1000
PAH|PLATFORM SPECIALTY|BERN|Sanford C. Bernstein & Co., LLC|23941
PAH|PLATFORM SPECIALTY|BIDS|BIDS TRADING L.P.|10000
PAH|PLATFORM SPECIALTY|BIMI|Banca IMI Securities Corp.|3500
PAH|PLATFORM SPECIALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24648
PAH|PLATFORM SPECIALTY|BLKX|INSTINET, LLC|74400
PAH|PLATFORM SPECIALTY|BNPX|BNP PARIBAS SECURITIES CORP.|2506596
PAH|PLATFORM SPECIALTY|BTIG|BTIG, LLC|600
PAH|PLATFORM SPECIALTY|BYXM|CBOE TRADING, INC.|2470
PAH|PLATFORM SPECIALTY|BZYD|GOLDMAN SACHS & CO. LLC|4672
PAH|PLATFORM SPECIALTY|CANT|Cantor Fitzgerald & Co.|600
PAH|PLATFORM SPECIALTY|CBRA|Cobra Trading, Inc.|400
PAH|PLATFORM SPECIALTY|CHAS|Charles Schwab & Co., Inc.|5314
PAH|PLATFORM SPECIALTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|239006
PAH|PLATFORM SPECIALTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7256
PAH|PLATFORM SPECIALTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|39498
PAH|PLATFORM SPECIALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|767791
PAH|PLATFORM SPECIALTY|CTDL|Citadel Derivatives Group Llc|3693
PAH|PLATFORM SPECIALTY|CTLR|CUTLER GROUP, LP|17017
PAH|PLATFORM SPECIALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|184956
PAH|PLATFORM SPECIALTY|DBAB|Deutsche Bank Securities Inc.|1233862
PAH|PLATFORM SPECIALTY|DBAX|Deutsche Bank Securities Inc.|817600
PAH|PLATFORM SPECIALTY|DBUL|Deutsche Bank Securities Inc.|21138
PAH|PLATFORM SPECIALTY|DCHF|Dart Executions, LLC|2970
PAH|PLATFORM SPECIALTY|DEAN|MORGAN STANLEY|8337
PAH|PLATFORM SPECIALTY|DEGS|RONIN PROFESSIONAL LLC|7192
PAH|PLATFORM SPECIALTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|127000
PAH|PLATFORM SPECIALTY|DRWC|DRW SECURITIES, L.L.C.|8400
PAH|PLATFORM SPECIALTY|EBXL|EBX LLC|299800
PAH|PLATFORM SPECIALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|52561
PAH|PLATFORM SPECIALTY|EDJO|Edward D. Jones & Co., L.P.|200
PAH|PLATFORM SPECIALTY|EGAM|CBOE TRADING, INC.|32696
PAH|PLATFORM SPECIALTY|EGAW|CBOE TRADING, INC.|321
PAH|PLATFORM SPECIALTY|EGXM|CBOE TRADING, INC.|7077
PAH|PLATFORM SPECIALTY|EGXW|CBOE TRADING, INC.|1600
PAH|PLATFORM SPECIALTY|ELEV|ELEVATION, LLC|44154
PAH|PLATFORM SPECIALTY|ETBE|Electronic Transaction Clearing, Inc.|33180
PAH|PLATFORM SPECIALTY|ETCC|Electronic Transaction Clearing, Inc.|950
PAH|PLATFORM SPECIALTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2749
PAH|PLATFORM SPECIALTY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2851
PAH|PLATFORM SPECIALTY|ETRS|E*Trade Securities LLC|157901
PAH|PLATFORM SPECIALTY|FBRC|B. RILEY FBR, INC.|18000
PAH|PLATFORM SPECIALTY|FILL|Tradestation Securities, Inc.|6538
PAH|PLATFORM SPECIALTY|FMAF|NBCN Inc./ CDS|3656
PAH|PLATFORM SPECIALTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7293
PAH|PLATFORM SPECIALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137306
PAH|PLATFORM SPECIALTY|FTBR|Foliofn Investments, Inc.|62
PAH|PLATFORM SPECIALTY|GEBB|GLOBAL EXECUTION BROKERS, LP|48630
PAH|PLATFORM SPECIALTY|GLIS|TD Securities Inc|900
PAH|PLATFORM SPECIALTY|GLPX|ACS EXECUTION SERVICES, LLC|123715
PAH|PLATFORM SPECIALTY|GSCO|GOLDMAN SACHS & CO. LLC|5628228
PAH|PLATFORM SPECIALTY|GSCS|GOLDMAN SACHS & CO. LLC|27402
PAH|PLATFORM SPECIALTY|GSLT|GOLDMAN SACHS & CO. LLC|28354
PAH|PLATFORM SPECIALTY|GTSZ|GTS SECURITIES LLC|125696
PAH|PLATFORM SPECIALTY|HRBF|American Enterprise Investment Services Inc.|7030
PAH|PLATFORM SPECIALTY|IATS|INTERACTIVE BROKERS LLC|74918
PAH|PLATFORM SPECIALTY|IBKR|Interactive Brokers Llc|246732
PAH|PLATFORM SPECIALTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
PAH|PLATFORM SPECIALTY|ICBX|INSTINET, LLC|390842
PAH|PLATFORM SPECIALTY|INCA|INSTINET, LLC|1507188
PAH|PLATFORM SPECIALTY|INJX|INSTINET, LLC|38211
PAH|PLATFORM SPECIALTY|ITGI|ITG Inc.|167855
PAH|PLATFORM SPECIALTY|ITGP|ITG INC.|246000
PAH|PLATFORM SPECIALTY|JEFF|JEFFERIES LLC|316616
PAH|PLATFORM SPECIALTY|JMPT|JUMP TRADING, LLC|150737
PAH|PLATFORM SPECIALTY|JONE|JonesTrading|771
PAH|PLATFORM SPECIALTY|JPBX|J.P. MORGAN SECURITIES LLC|80219
PAH|PLATFORM SPECIALTY|JPMX|J.P. Morgan Securities LLC|938063
PAH|PLATFORM SPECIALTY|JSJX|JANE STREET CAPITAL LLC|76123
PAH|PLATFORM SPECIALTY|KCGM|VIRTU Americas LLC|99669
PAH|PLATFORM SPECIALTY|LEHM|Barclays Capital Inc./Le|1743896
PAH|PLATFORM SPECIALTY|LIME|Lime Brokerage LLC|35025
PAH|PLATFORM SPECIALTY|LOOP|Loop Capital Markets LLC|5814
PAH|PLATFORM SPECIALTY|LQNA|LIQUIDNET, INC.|266200
PAH|PLATFORM SPECIALTY|LSCI|Lek Securities Corporation|41
PAH|PLATFORM SPECIALTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
PAH|PLATFORM SPECIALTY|MACQ|Macquarie Capital (USA) Inc.|2009
PAH|PLATFORM SPECIALTY|MAXM|Maxim Group LLC|3386
PAH|PLATFORM SPECIALTY|MKMP|MKM Partners LLC|10342
PAH|PLATFORM SPECIALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|583559
PAH|PLATFORM SPECIALTY|MRBA|IBN FINANCIAL SERVICES, INC.|1000
PAH|PLATFORM SPECIALTY|MSCO|MORGAN STANLEY & CO. LLC|9869332
PAH|PLATFORM SPECIALTY|MSPL|MORGAN STANLEY & CO. LLC|1175900
PAH|PLATFORM SPECIALTY|MSTX|MORGAN STANLEY & CO. LLC|416600
PAH|PLATFORM SPECIALTY|MULL|MARK J. MULLER EQUITIES, INC.|4800
PAH|PLATFORM SPECIALTY|NFSC|National Financial Services LLC|340069
PAH|PLATFORM SPECIALTY|NITE|VIRTU Americas LLC|1240626
PAH|PLATFORM SPECIALTY|NITP|VIRTU Americas LLC|2930
PAH|PLATFORM SPECIALTY|NQRB|Brut, LLC|49130
PAH|PLATFORM SPECIALTY|NTBF|BMO Nesbitt Burns Inc./CDS|200
PAH|PLATFORM SPECIALTY|OPCO|Oppenheimer & Co. Inc.|59635
PAH|PLATFORM SPECIALTY|PDQM|CODA MARKETS, INC.|140040
PAH|PLATFORM SPECIALTY|PWJC|UBS Financial Services, Inc.|44336
PAH|PLATFORM SPECIALTY|RBCM|RBC CAPITAL MARKETS, LLC|5218
PAH|PLATFORM SPECIALTY|RHCO|Suntrust Robinson Humphrey, Inc.|703627
PAH|PLATFORM SPECIALTY|SAGL|SAGETRADER, LLC|27247
PAH|PLATFORM SPECIALTY|SAGW|SAGETRADER, LLC|9281
PAH|PLATFORM SPECIALTY|SBSH|Citigroup Global Markets Inc.|214801
PAH|PLATFORM SPECIALTY|SGMT|GOLDMAN SACHS & CO. LLC|370071
PAH|PLATFORM SPECIALTY|SPDR|SPEEDROUTE LLC|4100
PAH|PLATFORM SPECIALTY|STFC|Stuart Frankel & Co., Incorporated|16800
PAH|PLATFORM SPECIALTY|STFL|Stifel, Nicolaus & Company, Incorporated|11600
PAH|PLATFORM SPECIALTY|STRS|STRATEGAS RESEARCH PARTNERS|26170
PAH|PLATFORM SPECIALTY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21202
PAH|PLATFORM SPECIALTY|SWIM|TD Ameritrade, Inc.|103398
PAH|PLATFORM SPECIALTY|TKNG|ALLY INVEST SECURITIES LLC|2274
PAH|PLATFORM SPECIALTY|TRBT|Tradebot Systems, Inc.|436168
PAH|PLATFORM SPECIALTY|TRCM|TRC MARKETS LLC|169522
PAH|PLATFORM SPECIALTY|TWTT|TASTYWORKS, INC.|230
PAH|PLATFORM SPECIALTY|UBSA|UBS SECURITIES LLC|1557652
PAH|PLATFORM SPECIALTY|UBSS|UBS Securities LLC|2431879
PAH|PLATFORM SPECIALTY|VALX|VIRTU AMERICAS LLC|32014
PAH|PLATFORM SPECIALTY|VGRD|Vanguard Marketing Corporation|65865
PAH|PLATFORM SPECIALTY|WBLR|WILLIAM BLAIR|3400
PAH|PLATFORM SPECIALTY|WBPX|SUMMIT SECURITIES GROUP, LLC|23809
PAH|PLATFORM SPECIALTY|WCHV|WELLS FARGO SECURITIES, LLC|79542
PAH|PLATFORM SPECIALTY|WEDB|WEDBUSH SECURITIES INC.|23520
PAH|PLATFORM SPECIALTY|WEED|Weeden & Co.L.P.|2017
PAH|PLATFORM SPECIALTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45392
PAH|PLATFORM SPECIALTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49019
PAH|PLATFORM SPECIALTY|WSEA|WOLVERINE SECURITIES, LLC|10316
PAH|PLATFORM SPECIALTY|XIST|INSTINET, LLC|3400
PAH|PLATFORM SPECIALTY|XPQR|Jump Trading|1137
PAH|PLATFORM SPECIALTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|72332
PAH|PLATFORM SPECIALTY|YKNA|COMHAR CAPITAL MARKETS, LLC|6560
PAH|PLATFORM SPECIALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1891
PAHC|PHIBRO ANL HTLH A CM|APCC|Apex Clearing Corporation|14
PAHC|PHIBRO ANL HTLH A CM|BATM|CBOE TRADING, INC.|700
PAHC|PHIBRO ANL HTLH A CM|BERN|Sanford C. Bernstein & Co., LLC|3775
PAHC|PHIBRO ANL HTLH A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|268
PAHC|PHIBRO ANL HTLH A CM|BLKX|INSTINET, LLC|5000
PAHC|PHIBRO ANL HTLH A CM|BMOC|BMO Capital Markets Corp.|3169
PAHC|PHIBRO ANL HTLH A CM|BNPX|BNP PARIBAS SECURITIES CORP.|3488
PAHC|PHIBRO ANL HTLH A CM|BTIG|BTIG, LLC|15430
PAHC|PHIBRO ANL HTLH A CM|CHAS|Charles Schwab & Co., Inc.|2
PAHC|PHIBRO ANL HTLH A CM|CIST|Capital Institutional Services, Inc.|168
PAHC|PHIBRO ANL HTLH A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7560
PAHC|PHIBRO ANL HTLH A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2158
PAHC|PHIBRO ANL HTLH A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18057
PAHC|PHIBRO ANL HTLH A CM|CTDL|Citadel Derivatives Group Llc|1880
PAHC|PHIBRO ANL HTLH A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5406
PAHC|PHIBRO ANL HTLH A CM|DADA|D.A. Davidson & Co.|750
PAHC|PHIBRO ANL HTLH A CM|DBAB|Deutsche Bank Securities Inc.|114992
PAHC|PHIBRO ANL HTLH A CM|DBAX|Deutsche Bank Securities Inc.|28300
PAHC|PHIBRO ANL HTLH A CM|DEAN|MORGAN STANLEY|24
PAHC|PHIBRO ANL HTLH A CM|DEGS|RONIN PROFESSIONAL LLC|2336
PAHC|PHIBRO ANL HTLH A CM|EBXL|EBX LLC|30600
PAHC|PHIBRO ANL HTLH A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
PAHC|PHIBRO ANL HTLH A CM|EGAM|CBOE TRADING, INC.|1192
PAHC|PHIBRO ANL HTLH A CM|EGMT|EG MARKET TECHNOLOGIES LLC|400
PAHC|PHIBRO ANL HTLH A CM|EGXM|CBOE TRADING, INC.|127
PAHC|PHIBRO ANL HTLH A CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|201
PAHC|PHIBRO ANL HTLH A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23601
PAHC|PHIBRO ANL HTLH A CM|ETRS|E*Trade Securities LLC|1014
PAHC|PHIBRO ANL HTLH A CM|FBCO|Credit Suisse Securities (USA) LLC|100287
PAHC|PHIBRO ANL HTLH A CM|FOMA|TD AMERITRADE CLEARING, INC.|62869
PAHC|PHIBRO ANL HTLH A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6093
PAHC|PHIBRO ANL HTLH A CM|FTBR|Foliofn Investments, Inc.|60
PAHC|PHIBRO ANL HTLH A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5929
PAHC|PHIBRO ANL HTLH A CM|GSCO|GOLDMAN SACHS & CO. LLC|249197
PAHC|PHIBRO ANL HTLH A CM|GSCS|GOLDMAN SACHS & CO. LLC|6380
PAHC|PHIBRO ANL HTLH A CM|GSLT|GOLDMAN SACHS & CO. LLC|215
PAHC|PHIBRO ANL HTLH A CM|GTSZ|GTS SECURITIES LLC|1129
PAHC|PHIBRO ANL HTLH A CM|IBKR|Interactive Brokers Llc|11796
PAHC|PHIBRO ANL HTLH A CM|ICBX|INSTINET, LLC|6300
PAHC|PHIBRO ANL HTLH A CM|IEQY|CITADEL SECURITIES LLC|8922
PAHC|PHIBRO ANL HTLH A CM|INCA|INSTINET, LLC|65752
PAHC|PHIBRO ANL HTLH A CM|INJX|INSTINET, LLC|5487
PAHC|PHIBRO ANL HTLH A CM|ITGI|ITG Inc.|9321
PAHC|PHIBRO ANL HTLH A CM|ITGP|ITG INC.|15200
PAHC|PHIBRO ANL HTLH A CM|JEFF|JEFFERIES LLC|17825
PAHC|PHIBRO ANL HTLH A CM|JMPT|JUMP TRADING, LLC|4690
PAHC|PHIBRO ANL HTLH A CM|JPBX|J.P. MORGAN SECURITIES LLC|1100
PAHC|PHIBRO ANL HTLH A CM|JPMX|J.P. Morgan Securities LLC|28277
PAHC|PHIBRO ANL HTLH A CM|KCGM|VIRTU Americas LLC|16517
PAHC|PHIBRO ANL HTLH A CM|LEHM|Barclays Capital Inc./Le|194422
PAHC|PHIBRO ANL HTLH A CM|LIME|Lime Brokerage LLC|56793
PAHC|PHIBRO ANL HTLH A CM|LMGP|LIME BROKERAGE LLC|900
PAHC|PHIBRO ANL HTLH A CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
PAHC|PHIBRO ANL HTLH A CM|LOOP|Loop Capital Markets LLC|100
PAHC|PHIBRO ANL HTLH A CM|MAXM|Maxim Group LLC|1234
PAHC|PHIBRO ANL HTLH A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
PAHC|PHIBRO ANL HTLH A CM|MSCO|MORGAN STANLEY & CO. LLC|276802
PAHC|PHIBRO ANL HTLH A CM|MSPL|MORGAN STANLEY & CO. LLC|12200
PAHC|PHIBRO ANL HTLH A CM|MSTX|MORGAN STANLEY & CO. LLC|1600
PAHC|PHIBRO ANL HTLH A CM|NFSC|National Financial Services LLC|16776
PAHC|PHIBRO ANL HTLH A CM|NITE|VIRTU Americas LLC|19618
PAHC|PHIBRO ANL HTLH A CM|NITP|VIRTU Americas LLC|600
PAHC|PHIBRO ANL HTLH A CM|NQRB|Brut, LLC|1800
PAHC|PHIBRO ANL HTLH A CM|OPCO|Oppenheimer & Co. Inc.|992
PAHC|PHIBRO ANL HTLH A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PAHC|PHIBRO ANL HTLH A CM|PDQM|CODA MARKETS, INC.|3194
PAHC|PHIBRO ANL HTLH A CM|RAJA|Raymond James & Associates, Inc.|620
PAHC|PHIBRO ANL HTLH A CM|RBCM|RBC CAPITAL MARKETS, LLC|313
PAHC|PHIBRO ANL HTLH A CM|SAGL|SAGETRADER, LLC|721
PAHC|PHIBRO ANL HTLH A CM|SAGW|SAGETRADER, LLC|100
PAHC|PHIBRO ANL HTLH A CM|SBSH|Citigroup Global Markets Inc.|37341
PAHC|PHIBRO ANL HTLH A CM|SGMT|GOLDMAN SACHS & CO. LLC|9660
PAHC|PHIBRO ANL HTLH A CM|SPDR|SPEEDROUTE LLC|1907
PAHC|PHIBRO ANL HTLH A CM|SPTD|MINT GLOBAL MARKETS, INC.|4363
PAHC|PHIBRO ANL HTLH A CM|SWIM|TD Ameritrade, Inc.|258
PAHC|PHIBRO ANL HTLH A CM|TRBT|Tradebot Systems, Inc.|4516
PAHC|PHIBRO ANL HTLH A CM|TRCM|TRC MARKETS LLC|18287
PAHC|PHIBRO ANL HTLH A CM|UBSA|UBS SECURITIES LLC|72221
PAHC|PHIBRO ANL HTLH A CM|UBSS|UBS Securities LLC|174056
PAHC|PHIBRO ANL HTLH A CM|VALX|VIRTU AMERICAS LLC|2020
PAHC|PHIBRO ANL HTLH A CM|VGRD|Vanguard Marketing Corporation|15
PAHC|PHIBRO ANL HTLH A CM|WBPX|SUMMIT SECURITIES GROUP, LLC|300
PAHC|PHIBRO ANL HTLH A CM|WCHV|WELLS FARGO SECURITIES, LLC|38035
PAHC|PHIBRO ANL HTLH A CM|WEED|Weeden & Co.L.P.|3800
PAHC|PHIBRO ANL HTLH A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|190
PAHC|PHIBRO ANL HTLH A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52
PAHC|PHIBRO ANL HTLH A CM|WSEA|WOLVERINE SECURITIES, LLC|120
PAHC|PHIBRO ANL HTLH A CM|XIST|INSTINET, LLC|11490
PAHC|PHIBRO ANL HTLH A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1248
PAI|WESTERN ASSET INVT G|ALTX|Alternet Securities Inc.|100
PAI|WESTERN ASSET INVT G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|768
PAI|WESTERN ASSET INVT G|BTIG|BTIG, LLC|12134
PAI|WESTERN ASSET INVT G|CANT|Cantor Fitzgerald & Co.|221
PAI|WESTERN ASSET INVT G|CHAS|Charles Schwab & Co., Inc.|1
PAI|WESTERN ASSET INVT G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
PAI|WESTERN ASSET INVT G|CXCX|CITIGROUP GLOBAL MARKETS INC.|510
PAI|WESTERN ASSET INVT G|DADA|D.A. Davidson & Co.|1
PAI|WESTERN ASSET INVT G|DBAX|Deutsche Bank Securities Inc.|600
PAI|WESTERN ASSET INVT G|DEAN|MORGAN STANLEY|1223
PAI|WESTERN ASSET INVT G|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8270
PAI|WESTERN ASSET INVT G|EBXL|EBX LLC|3300
PAI|WESTERN ASSET INVT G|ECUT|CONVERGEX EXECUTION SOLUTIONS|3284
PAI|WESTERN ASSET INVT G|EDJO|Edward D. Jones & Co., L.P.|24786
PAI|WESTERN ASSET INVT G|EGAM|CBOE TRADING, INC.|100
PAI|WESTERN ASSET INVT G|EGXM|CBOE TRADING, INC.|200
PAI|WESTERN ASSET INVT G|ETRS|E*Trade Securities LLC|464
PAI|WESTERN ASSET INVT G|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4300
PAI|WESTERN ASSET INVT G|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
PAI|WESTERN ASSET INVT G|FTBR|Foliofn Investments, Inc.|1
PAI|WESTERN ASSET INVT G|GLPX|ACS EXECUTION SERVICES, LLC|300
PAI|WESTERN ASSET INVT G|GSCO|GOLDMAN SACHS & CO. LLC|4892
PAI|WESTERN ASSET INVT G|GTSZ|GTS SECURITIES LLC|100
PAI|WESTERN ASSET INVT G|HRBF|American Enterprise Investment Services Inc.|31209
PAI|WESTERN ASSET INVT G|IATS|INTERACTIVE BROKERS LLC|200
PAI|WESTERN ASSET INVT G|IBKR|Interactive Brokers Llc|1177
PAI|WESTERN ASSET INVT G|INCA|INSTINET, LLC|163
PAI|WESTERN ASSET INVT G|ITGI|ITG Inc.|2400
PAI|WESTERN ASSET INVT G|ITGP|ITG INC.|3600
PAI|WESTERN ASSET INVT G|JANY|Janney Montgomery Scott Inc.|1
PAI|WESTERN ASSET INVT G|KCGM|VIRTU Americas LLC|100
PAI|WESTERN ASSET INVT G|LIME|Lime Brokerage LLC|263
PAI|WESTERN ASSET INVT G|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|483
PAI|WESTERN ASSET INVT G|MAXM|Maxim Group LLC|2358
PAI|WESTERN ASSET INVT G|MSCO|MORGAN STANLEY & CO. LLC|4377
PAI|WESTERN ASSET INVT G|MSTX|MORGAN STANLEY & CO. LLC|700
PAI|WESTERN ASSET INVT G|NFSC|National Financial Services LLC|14997
PAI|WESTERN ASSET INVT G|NITE|VIRTU Americas LLC|40012
PAI|WESTERN ASSET INVT G|NQRB|Brut, LLC|400
PAI|WESTERN ASSET INVT G|OPCO|Oppenheimer & Co. Inc.|21164
PAI|WESTERN ASSET INVT G|PDQM|CODA MARKETS, INC.|300
PAI|WESTERN ASSET INVT G|PWJC|UBS Financial Services, Inc.|2000
PAI|WESTERN ASSET INVT G|RBCM|RBC CAPITAL MARKETS, LLC|6
PAI|WESTERN ASSET INVT G|SALI|INTL FCSTONE FINANCIAL INC.|1
PAI|WESTERN ASSET INVT G|SBSH|Citigroup Global Markets Inc.|21618
PAI|WESTERN ASSET INVT G|SGMT|GOLDMAN SACHS & CO. LLC|1900
PAI|WESTERN ASSET INVT G|SPDR|SPEEDROUTE LLC|100
PAI|WESTERN ASSET INVT G|STFL|Stifel, Nicolaus & Company, Incorporated|3
PAI|WESTERN ASSET INVT G|STXG|Stockcross Financial Services, Inc.|11
PAI|WESTERN ASSET INVT G|SWST|Hilltop Securities Inc.|581
PAI|WESTERN ASSET INVT G|TRBT|Tradebot Systems, Inc.|1620
PAI|WESTERN ASSET INVT G|UBSA|UBS SECURITIES LLC|5494
PAI|WESTERN ASSET INVT G|UBSS|UBS Securities LLC|28294
PAI|WESTERN ASSET INVT G|VALX|VIRTU AMERICAS LLC|145
PAI|WESTERN ASSET INVT G|VGRD|Vanguard Marketing Corporation|3911
PAI|WESTERN ASSET INVT G|WCHV|WELLS FARGO SECURITIES, LLC|20699
PAI|WESTERN ASSET INVT G|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3558
PAI|WESTERN ASSET INVT G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16
PAK|GLOBAL X MSCI PAKIST|ALTX|Alternet Securities Inc.|100
PAK|GLOBAL X MSCI PAKIST|APCC|Apex Clearing Corporation|3093
PAK|GLOBAL X MSCI PAKIST|CHAS|Charles Schwab & Co., Inc.|2
PAK|GLOBAL X MSCI PAKIST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13000
PAK|GLOBAL X MSCI PAKIST|CSIN|Citadel Securities Institutional LLC|22400
PAK|GLOBAL X MSCI PAKIST|DBAX|Deutsche Bank Securities Inc.|2100
PAK|GLOBAL X MSCI PAKIST|DEAN|MORGAN STANLEY|374
PAK|GLOBAL X MSCI PAKIST|EBXL|EBX LLC|9500
PAK|GLOBAL X MSCI PAKIST|ETBE|Electronic Transaction Clearing, Inc.|100
PAK|GLOBAL X MSCI PAKIST|ETRS|E*Trade Securities LLC|1219
PAK|GLOBAL X MSCI PAKIST|FMAF|NBCN Inc./ CDS|112
PAK|GLOBAL X MSCI PAKIST|FTBR|Foliofn Investments, Inc.|61
PAK|GLOBAL X MSCI PAKIST|GEBB|GLOBAL EXECUTION BROKERS, LP|3772
PAK|GLOBAL X MSCI PAKIST|GSCO|GOLDMAN SACHS & CO. LLC|38527
PAK|GLOBAL X MSCI PAKIST|GTSZ|GTS SECURITIES LLC|2643
PAK|GLOBAL X MSCI PAKIST|IATS|INTERACTIVE BROKERS LLC|1730
PAK|GLOBAL X MSCI PAKIST|IBKR|Interactive Brokers Llc|6152
PAK|GLOBAL X MSCI PAKIST|ICBX|INSTINET, LLC|16400
PAK|GLOBAL X MSCI PAKIST|ITGI|ITG Inc.|150
PAK|GLOBAL X MSCI PAKIST|ITGP|ITG INC.|1600
PAK|GLOBAL X MSCI PAKIST|JPMX|J.P. Morgan Securities LLC|12200
PAK|GLOBAL X MSCI PAKIST|JSEB|JANE STREET EXECUTION SERVICES, LLC|59000
PAK|GLOBAL X MSCI PAKIST|JSJX|JANE STREET CAPITAL LLC|15633
PAK|GLOBAL X MSCI PAKIST|KCGM|VIRTU Americas LLC|6927
PAK|GLOBAL X MSCI PAKIST|LEHM|Barclays Capital Inc./Le|12800
PAK|GLOBAL X MSCI PAKIST|LIME|Lime Brokerage LLC|3532
PAK|GLOBAL X MSCI PAKIST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|49
PAK|GLOBAL X MSCI PAKIST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24251
PAK|GLOBAL X MSCI PAKIST|MSCO|MORGAN STANLEY & CO. LLC|11405
PAK|GLOBAL X MSCI PAKIST|MSPL|MORGAN STANLEY & CO. LLC|4600
PAK|GLOBAL X MSCI PAKIST|NFSC|National Financial Services LLC|16966
PAK|GLOBAL X MSCI PAKIST|NITE|VIRTU Americas LLC|25367
PAK|GLOBAL X MSCI PAKIST|SBSH|Citigroup Global Markets Inc.|5548
PAK|GLOBAL X MSCI PAKIST|SGMT|GOLDMAN SACHS & CO. LLC|7903
PAK|GLOBAL X MSCI PAKIST|SWIM|TD Ameritrade, Inc.|3500
PAK|GLOBAL X MSCI PAKIST|TRCM|TRC MARKETS LLC|100
PAK|GLOBAL X MSCI PAKIST|TWTT|TASTYWORKS, INC.|300
PAK|GLOBAL X MSCI PAKIST|UBSA|UBS SECURITIES LLC|5728
PAK|GLOBAL X MSCI PAKIST|UBSS|UBS Securities LLC|25196
PAK|GLOBAL X MSCI PAKIST|VGRD|Vanguard Marketing Corporation|2279
PAK|GLOBAL X MSCI PAKIST|VSIN|Vision Financial Markets Llc|2
PAK|GLOBAL X MSCI PAKIST|WCHV|WELLS FARGO SECURITIES, LLC|944
PAK|GLOBAL X MSCI PAKIST|WSEA|WOLVERINE SECURITIES, LLC|904
PALL|ETFS PHYSICAL PALLAD|APCC|Apex Clearing Corporation|321
PALL|ETFS PHYSICAL PALLAD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24
PALL|ETFS PHYSICAL PALLAD|CANT|Cantor Fitzgerald & Co.|109
PALL|ETFS PHYSICAL PALLAD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22
PALL|ETFS PHYSICAL PALLAD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8353
PALL|ETFS PHYSICAL PALLAD|DBAX|Deutsche Bank Securities Inc.|500
PALL|ETFS PHYSICAL PALLAD|DEAN|MORGAN STANLEY|377
PALL|ETFS PHYSICAL PALLAD|EBXL|EBX LLC|200
PALL|ETFS PHYSICAL PALLAD|EDJO|Edward D. Jones & Co., L.P.|80
PALL|ETFS PHYSICAL PALLAD|ETBE|Electronic Transaction Clearing, Inc.|200
PALL|ETFS PHYSICAL PALLAD|ETRS|E*Trade Securities LLC|2766
PALL|ETFS PHYSICAL PALLAD|FILL|Tradestation Securities, Inc.|1910
PALL|ETFS PHYSICAL PALLAD|FMAF|NBCN Inc./ CDS|248
PALL|ETFS PHYSICAL PALLAD|FTBR|Foliofn Investments, Inc.|452
PALL|ETFS PHYSICAL PALLAD|GSCO|GOLDMAN SACHS & CO. LLC|1300
PALL|ETFS PHYSICAL PALLAD|IATS|INTERACTIVE BROKERS LLC|731
PALL|ETFS PHYSICAL PALLAD|IBKR|Interactive Brokers Llc|5455
PALL|ETFS PHYSICAL PALLAD|INCA|INSTINET, LLC|39
PALL|ETFS PHYSICAL PALLAD|JANY|Janney Montgomery Scott Inc.|10
PALL|ETFS PHYSICAL PALLAD|JSEB|JANE STREET EXECUTION SERVICES, LLC|662
PALL|ETFS PHYSICAL PALLAD|JSJX|JANE STREET CAPITAL LLC|7800
PALL|ETFS PHYSICAL PALLAD|KCGM|VIRTU Americas LLC|249
PALL|ETFS PHYSICAL PALLAD|LEHM|Barclays Capital Inc./Le|600
PALL|ETFS PHYSICAL PALLAD|LIME|Lime Brokerage LLC|3808
PALL|ETFS PHYSICAL PALLAD|MOTF|MOTIF INVESTING, INC.|6
PALL|ETFS PHYSICAL PALLAD|MSCO|MORGAN STANLEY & CO. LLC|5224
PALL|ETFS PHYSICAL PALLAD|NFSC|National Financial Services LLC|11636
PALL|ETFS PHYSICAL PALLAD|NITE|VIRTU Americas LLC|15509
PALL|ETFS PHYSICAL PALLAD|NTBF|BMO Nesbitt Burns Inc./CDS|26
PALL|ETFS PHYSICAL PALLAD|OPCO|Oppenheimer & Co. Inc.|314
PALL|ETFS PHYSICAL PALLAD|PWJC|UBS Financial Services, Inc.|803
PALL|ETFS PHYSICAL PALLAD|RBCM|RBC CAPITAL MARKETS, LLC|235
PALL|ETFS PHYSICAL PALLAD|SBSH|Citigroup Global Markets Inc.|40
PALL|ETFS PHYSICAL PALLAD|SHMR|ABN Amro Clearing LLC|2200
PALL|ETFS PHYSICAL PALLAD|STFL|Stifel, Nicolaus & Company, Incorporated|10
PALL|ETFS PHYSICAL PALLAD|STKP|STOCKPILE INVESTMENTS, INC.|60
PALL|ETFS PHYSICAL PALLAD|SWIM|TD Ameritrade, Inc.|4934
PALL|ETFS PHYSICAL PALLAD|TKNG|ALLY INVEST SECURITIES LLC|68
PALL|ETFS PHYSICAL PALLAD|TWTT|TASTYWORKS, INC.|300
PALL|ETFS PHYSICAL PALLAD|UBSA|UBS SECURITIES LLC|10787
PALL|ETFS PHYSICAL PALLAD|UBSS|UBS Securities LLC|12187
PALL|ETFS PHYSICAL PALLAD|VGRD|Vanguard Marketing Corporation|440
PALL|ETFS PHYSICAL PALLAD|WCHV|WELLS FARGO SECURITIES, LLC|2424
PALL|ETFS PHYSICAL PALLAD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8
PALL|ETFS PHYSICAL PALLAD|WSEA|WOLVERINE SECURITIES, LLC|30
PALL|ETFS PHYSICAL PALLAD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1191
PAM|PAMPA ENERGIA S.A.|AGIS|Aegis Capital Corp.|21
PAM|PAMPA ENERGIA S.A.|ALTX|Alternet Securities Inc.|20464
PAM|PAMPA ENERGIA S.A.|APCC|Apex Clearing Corporation|617
PAM|PAMPA ENERGIA S.A.|BATM|CBOE TRADING, INC.|3939
PAM|PAMPA ENERGIA S.A.|BAYT|BTIG, LLC|8670
PAM|PAMPA ENERGIA S.A.|BERN|Sanford C. Bernstein & Co., LLC|85937
PAM|PAMPA ENERGIA S.A.|BIMI|Banca IMI Securities Corp.|5285
PAM|PAMPA ENERGIA S.A.|BKCM|BNY Mellon Capital Markets LLC|3284
PAM|PAMPA ENERGIA S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49842
PAM|PAMPA ENERGIA S.A.|BLKX|INSTINET, LLC|27300
PAM|PAMPA ENERGIA S.A.|BMSI|BULL MARKET SECURITIES, INC.|512
PAM|PAMPA ENERGIA S.A.|BNPX|BNP PARIBAS SECURITIES CORP.|1500
PAM|PAMPA ENERGIA S.A.|BTIG|BTIG, LLC|100
PAM|PAMPA ENERGIA S.A.|BYXM|CBOE TRADING, INC.|1200
PAM|PAMPA ENERGIA S.A.|BZYD|GOLDMAN SACHS & CO. LLC|800
PAM|PAMPA ENERGIA S.A.|CANT|Cantor Fitzgerald & Co.|547
PAM|PAMPA ENERGIA S.A.|CHAS|Charles Schwab & Co., Inc.|100
PAM|PAMPA ENERGIA S.A.|CLSA|CLSA AMERICAS, LLC|55300
PAM|PAMPA ENERGIA S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9683
PAM|PAMPA ENERGIA S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23125
PAM|PAMPA ENERGIA S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|405700
PAM|PAMPA ENERGIA S.A.|CTDL|Citadel Derivatives Group Llc|425
PAM|PAMPA ENERGIA S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|34312
PAM|PAMPA ENERGIA S.A.|DADA|D.A. Davidson & Co.|42
PAM|PAMPA ENERGIA S.A.|DBAB|Deutsche Bank Securities Inc.|53158
PAM|PAMPA ENERGIA S.A.|DBAX|Deutsche Bank Securities Inc.|193600
PAM|PAMPA ENERGIA S.A.|DCHF|Dart Executions, LLC|936
PAM|PAMPA ENERGIA S.A.|DEAN|MORGAN STANLEY|19166
PAM|PAMPA ENERGIA S.A.|DEGS|RONIN PROFESSIONAL LLC|3575
PAM|PAMPA ENERGIA S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3101
PAM|PAMPA ENERGIA S.A.|EBXL|EBX LLC|157900
PAM|PAMPA ENERGIA S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|8774
PAM|PAMPA ENERGIA S.A.|EGAM|CBOE TRADING, INC.|2210
PAM|PAMPA ENERGIA S.A.|EGAW|CBOE TRADING, INC.|117
PAM|PAMPA ENERGIA S.A.|EGMT|EG MARKET TECHNOLOGIES LLC|200
PAM|PAMPA ENERGIA S.A.|EGXM|CBOE TRADING, INC.|2640
PAM|PAMPA ENERGIA S.A.|ETBE|Electronic Transaction Clearing, Inc.|13895
PAM|PAMPA ENERGIA S.A.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1400
PAM|PAMPA ENERGIA S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33630
PAM|PAMPA ENERGIA S.A.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|750
PAM|PAMPA ENERGIA S.A.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2648
PAM|PAMPA ENERGIA S.A.|ETRS|E*Trade Securities LLC|37379
PAM|PAMPA ENERGIA S.A.|FCST|INTL FCSTONE FINANCIAL INC.|200
PAM|PAMPA ENERGIA S.A.|FILL|Tradestation Securities, Inc.|175
PAM|PAMPA ENERGIA S.A.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|799
PAM|PAMPA ENERGIA S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32641
PAM|PAMPA ENERGIA S.A.|FTBR|Foliofn Investments, Inc.|49
PAM|PAMPA ENERGIA S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
PAM|PAMPA ENERGIA S.A.|GLPX|ACS EXECUTION SERVICES, LLC|82666
PAM|PAMPA ENERGIA S.A.|GSCO|GOLDMAN SACHS & CO. LLC|414867
PAM|PAMPA ENERGIA S.A.|GSCS|GOLDMAN SACHS & CO. LLC|5241
PAM|PAMPA ENERGIA S.A.|GSIC|GLOBAL STRATEGIC INVESTMENTS|620
PAM|PAMPA ENERGIA S.A.|GSLT|GOLDMAN SACHS & CO. LLC|8863
PAM|PAMPA ENERGIA S.A.|GTSZ|GTS SECURITIES LLC|56784
PAM|PAMPA ENERGIA S.A.|HRBF|American Enterprise Investment Services Inc.|61
PAM|PAMPA ENERGIA S.A.|HSBC|HSBC Securities, Inc.|4863
PAM|PAMPA ENERGIA S.A.|IATS|INTERACTIVE BROKERS LLC|19579
PAM|PAMPA ENERGIA S.A.|IBKR|Interactive Brokers Llc|46555
PAM|PAMPA ENERGIA S.A.|ICBX|INSTINET, LLC|63638
PAM|PAMPA ENERGIA S.A.|INCA|INSTINET, LLC|128601
PAM|PAMPA ENERGIA S.A.|INJX|INSTINET, LLC|202
PAM|PAMPA ENERGIA S.A.|ITGI|ITG Inc.|28169
PAM|PAMPA ENERGIA S.A.|ITGP|ITG INC.|70000
PAM|PAMPA ENERGIA S.A.|JANY|Janney Montgomery Scott Inc.|71
PAM|PAMPA ENERGIA S.A.|JEFF|JEFFERIES LLC|31844
PAM|PAMPA ENERGIA S.A.|JMPT|JUMP TRADING, LLC|22517
PAM|PAMPA ENERGIA S.A.|JPBX|J.P. MORGAN SECURITIES LLC|10323
PAM|PAMPA ENERGIA S.A.|JPMX|J.P. Morgan Securities LLC|533488
PAM|PAMPA ENERGIA S.A.|JSJX|JANE STREET CAPITAL LLC|1212
PAM|PAMPA ENERGIA S.A.|KCGM|VIRTU Americas LLC|137522
PAM|PAMPA ENERGIA S.A.|LEHM|Barclays Capital Inc./Le|857249
PAM|PAMPA ENERGIA S.A.|LIME|Lime Brokerage LLC|23904
PAM|PAMPA ENERGIA S.A.|LQNA|LIQUIDNET, INC.|153200
PAM|PAMPA ENERGIA S.A.|LSCI|Lek Securities Corporation|4533
PAM|PAMPA ENERGIA S.A.|MBTS|ALLY INVEST SECURITIES LLC|756
PAM|PAMPA ENERGIA S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154992
PAM|PAMPA ENERGIA S.A.|MOTF|MOTIF INVESTING, INC.|1
PAM|PAMPA ENERGIA S.A.|MSCO|MORGAN STANLEY & CO. LLC|541023
PAM|PAMPA ENERGIA S.A.|MSPL|MORGAN STANLEY & CO. LLC|91000
PAM|PAMPA ENERGIA S.A.|MSTX|MORGAN STANLEY & CO. LLC|29100
PAM|PAMPA ENERGIA S.A.|NATL|National Securities Corporation|200
PAM|PAMPA ENERGIA S.A.|NFSC|National Financial Services LLC|12802
PAM|PAMPA ENERGIA S.A.|NITE|VIRTU Americas LLC|929430
PAM|PAMPA ENERGIA S.A.|NITP|VIRTU Americas LLC|300
PAM|PAMPA ENERGIA S.A.|NQRB|Brut, LLC|3963
PAM|PAMPA ENERGIA S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|22
PAM|PAMPA ENERGIA S.A.|OPCO|Oppenheimer & Co. Inc.|3133
PAM|PAMPA ENERGIA S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|695
PAM|PAMPA ENERGIA S.A.|PDQM|CODA MARKETS, INC.|173368
PAM|PAMPA ENERGIA S.A.|PIPR|Piper Jaffray & Co.|400
PAM|PAMPA ENERGIA S.A.|PWJC|UBS Financial Services, Inc.|13332
PAM|PAMPA ENERGIA S.A.|RBCM|RBC CAPITAL MARKETS, LLC|16
PAM|PAMPA ENERGIA S.A.|RILY|B. RILEY FBR, INC.|100
PAM|PAMPA ENERGIA S.A.|SAGL|SAGETRADER, LLC|19883
PAM|PAMPA ENERGIA S.A.|SALI|INTL FCSTONE FINANCIAL INC.|1158
PAM|PAMPA ENERGIA S.A.|SBSH|Citigroup Global Markets Inc.|78648
PAM|PAMPA ENERGIA S.A.|SCMC|Scotia Capital Markets (USA) Inc.|100
PAM|PAMPA ENERGIA S.A.|SGMT|GOLDMAN SACHS & CO. LLC|259616
PAM|PAMPA ENERGIA S.A.|SPDR|SPEEDROUTE LLC|20004
PAM|PAMPA ENERGIA S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|1401
PAM|PAMPA ENERGIA S.A.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|710
PAM|PAMPA ENERGIA S.A.|SWIM|TD Ameritrade, Inc.|36499
PAM|PAMPA ENERGIA S.A.|TKNG|ALLY INVEST SECURITIES LLC|321
PAM|PAMPA ENERGIA S.A.|TRBT|Tradebot Systems, Inc.|127324
PAM|PAMPA ENERGIA S.A.|TRCM|TRC MARKETS LLC|97066
PAM|PAMPA ENERGIA S.A.|UBSA|UBS SECURITIES LLC|127512
PAM|PAMPA ENERGIA S.A.|UBSS|UBS Securities LLC|975147
PAM|PAMPA ENERGIA S.A.|VALX|VIRTU AMERICAS LLC|19765
PAM|PAMPA ENERGIA S.A.|VGRD|Vanguard Marketing Corporation|350
PAM|PAMPA ENERGIA S.A.|WBPX|SUMMIT SECURITIES GROUP, LLC|850
PAM|PAMPA ENERGIA S.A.|WCHV|WELLS FARGO SECURITIES, LLC|19845
PAM|PAMPA ENERGIA S.A.|WEDB|WEDBUSH SECURITIES INC.|2398
PAM|PAMPA ENERGIA S.A.|WEED|Weeden & Co.L.P.|59400
PAM|PAMPA ENERGIA S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5933
PAM|PAMPA ENERGIA S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2071
PAM|PAMPA ENERGIA S.A.|WGIF|CIBC World Markets Inc.|262
PAM|PAMPA ENERGIA S.A.|WSEA|WOLVERINE SECURITIES, LLC|1788
PAM|PAMPA ENERGIA S.A.|XIST|INSTINET, LLC|2000
PAM|PAMPA ENERGIA S.A.|XPUS|XP SECURITIES, LLC|100000
PAM|PAMPA ENERGIA S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|23430
PAM|PAMPA ENERGIA S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|22630
PANL|PANGAEA LOGISTICS SO|BAYC|BAY CREST PARTNERS, LLC|311
PANL|PANGAEA LOGISTICS SO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|707
PANL|PANGAEA LOGISTICS SO|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
PANL|PANGAEA LOGISTICS SO|DBAB|Deutsche Bank Securities Inc.|3247
PANL|PANGAEA LOGISTICS SO|DBAX|Deutsche Bank Securities Inc.|1700
PANL|PANGAEA LOGISTICS SO|DEGS|RONIN PROFESSIONAL LLC|1634
PANL|PANGAEA LOGISTICS SO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
PANL|PANGAEA LOGISTICS SO|ETRS|E*Trade Securities LLC|2572
PANL|PANGAEA LOGISTICS SO|FBCO|Credit Suisse Securities (USA) LLC|500
PANL|PANGAEA LOGISTICS SO|FOMA|TD AMERITRADE CLEARING, INC.|26841
PANL|PANGAEA LOGISTICS SO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|485
PANL|PANGAEA LOGISTICS SO|GEBB|GLOBAL EXECUTION BROKERS, LP|200
PANL|PANGAEA LOGISTICS SO|GLPX|ACS EXECUTION SERVICES, LLC|400
PANL|PANGAEA LOGISTICS SO|GSCO|GOLDMAN SACHS & CO. LLC|7884
PANL|PANGAEA LOGISTICS SO|GTSZ|GTS SECURITIES LLC|7
PANL|PANGAEA LOGISTICS SO|IATS|INTERACTIVE BROKERS LLC|1275
PANL|PANGAEA LOGISTICS SO|IBKR|Interactive Brokers Llc|22225
PANL|PANGAEA LOGISTICS SO|ICBX|INSTINET, LLC|200
PANL|PANGAEA LOGISTICS SO|INCA|INSTINET, LLC|1358
PANL|PANGAEA LOGISTICS SO|INJX|INSTINET, LLC|500
PANL|PANGAEA LOGISTICS SO|ITGI|ITG Inc.|6683
PANL|PANGAEA LOGISTICS SO|ITGP|ITG INC.|400
PANL|PANGAEA LOGISTICS SO|JEFF|JEFFERIES LLC|2600
PANL|PANGAEA LOGISTICS SO|JPMX|J.P. Morgan Securities LLC|1006
PANL|PANGAEA LOGISTICS SO|LEHM|Barclays Capital Inc./Le|2335
PANL|PANGAEA LOGISTICS SO|LIME|Lime Brokerage LLC|7633
PANL|PANGAEA LOGISTICS SO|MOTF|MOTIF INVESTING, INC.|1
PANL|PANGAEA LOGISTICS SO|MSCO|MORGAN STANLEY & CO. LLC|32942
PANL|PANGAEA LOGISTICS SO|MSPL|MORGAN STANLEY & CO. LLC|1100
PANL|PANGAEA LOGISTICS SO|NFSC|National Financial Services LLC|6307
PANL|PANGAEA LOGISTICS SO|NITE|VIRTU Americas LLC|47635
PANL|PANGAEA LOGISTICS SO|PDQM|CODA MARKETS, INC.|700
PANL|PANGAEA LOGISTICS SO|PWJC|UBS Financial Services, Inc.|4800
PANL|PANGAEA LOGISTICS SO|SBSH|Citigroup Global Markets Inc.|30
PANL|PANGAEA LOGISTICS SO|SGMT|GOLDMAN SACHS & CO. LLC|403
PANL|PANGAEA LOGISTICS SO|SWIM|TD Ameritrade, Inc.|7411
PANL|PANGAEA LOGISTICS SO|SWST|Hilltop Securities Inc.|2200
PANL|PANGAEA LOGISTICS SO|TRCM|TRC MARKETS LLC|403
PANL|PANGAEA LOGISTICS SO|UBSA|UBS SECURITIES LLC|2749
PANL|PANGAEA LOGISTICS SO|UBSS|UBS Securities LLC|31546
PANL|PANGAEA LOGISTICS SO|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
PANL|PANGAEA LOGISTICS SO|YKNA|COMHAR CAPITAL MARKETS, LLC|300
PANW|PALO ALTO NETWORKS|ABLE|NATIXIS Securities Americas LLC|17200
PANW|PALO ALTO NETWORKS|ACPL|American Capital Partners, LLC|96
PANW|PALO ALTO NETWORKS|ADAM|CANACCORD GENUITY INC.|1900
PANW|PALO ALTO NETWORKS|AGIS|Aegis Capital Corp.|8166
PANW|PALO ALTO NETWORKS|ALTX|Alternet Securities Inc.|12793
PANW|PALO ALTO NETWORKS|ANOS|ABEL/NOSER, L.L.C.|1548
PANW|PALO ALTO NETWORKS|APCC|Apex Clearing Corporation|1837
PANW|PALO ALTO NETWORKS|AQUA|AQUA SECURITIES L.P.|3100
PANW|PALO ALTO NETWORKS|BANK|Primevest Financial Services, Inc.|171
PANW|PALO ALTO NETWORKS|BARD|Robert W. Baird & Co. Incorporated|4990
PANW|PALO ALTO NETWORKS|BATM|CBOE TRADING, INC.|28042
PANW|PALO ALTO NETWORKS|BAYC|BAY CREST PARTNERS, LLC|8735
PANW|PALO ALTO NETWORKS|BAYT|BTIG, LLC|5989
PANW|PALO ALTO NETWORKS|BBNT|BB&T SECURITIES, LLC|274
PANW|PALO ALTO NETWORKS|BERN|Sanford C. Bernstein & Co., LLC|46082
PANW|PALO ALTO NETWORKS|BIDS|BIDS TRADING L.P.|1000
PANW|PALO ALTO NETWORKS|BIMI|Banca IMI Securities Corp.|634
PANW|PALO ALTO NETWORKS|BKCM|BNY Mellon Capital Markets LLC|50
PANW|PALO ALTO NETWORKS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29274
PANW|PALO ALTO NETWORKS|BLKX|INSTINET, LLC|91067
PANW|PALO ALTO NETWORKS|BMOC|BMO Capital Markets Corp.|18100
PANW|PALO ALTO NETWORKS|BNCH|The Benchmark Company, LLC|500
PANW|PALO ALTO NETWORKS|BNPX|BNP PARIBAS SECURITIES CORP.|77178
PANW|PALO ALTO NETWORKS|BTIG|BTIG, LLC|10427
PANW|PALO ALTO NETWORKS|BYXM|CBOE TRADING, INC.|3190
PANW|PALO ALTO NETWORKS|BZYD|GOLDMAN SACHS & CO. LLC|200
PANW|PALO ALTO NETWORKS|CABR|Cabrera Capital Markets, Inc.|14
PANW|PALO ALTO NETWORKS|CANT|Cantor Fitzgerald & Co.|4408
PANW|PALO ALTO NETWORKS|CBLC|CITIGROUP GLOBAL MARKETS INC.|20800
PANW|PALO ALTO NETWORKS|CHAS|Charles Schwab & Co., Inc.|8337
PANW|PALO ALTO NETWORKS|CIST|Capital Institutional Services, Inc.|2230
PANW|PALO ALTO NETWORKS|CLSA|CLSA AMERICAS, LLC|900
PANW|PALO ALTO NETWORKS|CNFR|Cowen Prime Services LLC|300
PANW|PALO ALTO NETWORKS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|187436
PANW|PALO ALTO NETWORKS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2768
PANW|PALO ALTO NETWORKS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38912
PANW|PALO ALTO NETWORKS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|747172
PANW|PALO ALTO NETWORKS|CTDL|Citadel Derivatives Group Llc|14200
PANW|PALO ALTO NETWORKS|CTLR|CUTLER GROUP, LP|10397
PANW|PALO ALTO NETWORKS|CXCX|CITIGROUP GLOBAL MARKETS INC.|116890
PANW|PALO ALTO NETWORKS|DADA|D.A. Davidson & Co.|4075
PANW|PALO ALTO NETWORKS|DAVA|Davenport & Company LLC|125
PANW|PALO ALTO NETWORKS|DBAB|Deutsche Bank Securities Inc.|268755
PANW|PALO ALTO NETWORKS|DBAX|Deutsche Bank Securities Inc.|507800
PANW|PALO ALTO NETWORKS|DBUL|Deutsche Bank Securities Inc.|4668
PANW|PALO ALTO NETWORKS|DCHF|Dart Executions, LLC|11045
PANW|PALO ALTO NETWORKS|DEAN|MORGAN STANLEY|40693
PANW|PALO ALTO NETWORKS|DEGS|RONIN PROFESSIONAL LLC|800
PANW|PALO ALTO NETWORKS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|959
PANW|PALO ALTO NETWORKS|DRWK|DRW SECURITIES, L.L.C.|1351
PANW|PALO ALTO NETWORKS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5992
PANW|PALO ALTO NETWORKS|EBXL|EBX LLC|266000
PANW|PALO ALTO NETWORKS|ECUT|CONVERGEX EXECUTION SOLUTIONS|34380
PANW|PALO ALTO NETWORKS|EDJC|Edward Jones / CDS|148
PANW|PALO ALTO NETWORKS|EDJO|Edward D. Jones & Co., L.P.|1563
PANW|PALO ALTO NETWORKS|EGAM|CBOE TRADING, INC.|28668
PANW|PALO ALTO NETWORKS|EGAW|CBOE TRADING, INC.|4
PANW|PALO ALTO NETWORKS|EGMT|EG MARKET TECHNOLOGIES LLC|3139
PANW|PALO ALTO NETWORKS|EGXM|CBOE TRADING, INC.|8346
PANW|PALO ALTO NETWORKS|EGXW|CBOE TRADING, INC.|100
PANW|PALO ALTO NETWORKS|ESPO|ESPOSITO SECURITIES, LLC|32655
PANW|PALO ALTO NETWORKS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1500
PANW|PALO ALTO NETWORKS|ETBE|Electronic Transaction Clearing, Inc.|66300
PANW|PALO ALTO NETWORKS|ETCC|Electronic Transaction Clearing, Inc.|375
PANW|PALO ALTO NETWORKS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
PANW|PALO ALTO NETWORKS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|125701
PANW|PALO ALTO NETWORKS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1218
PANW|PALO ALTO NETWORKS|ETRS|E*Trade Securities LLC|721739
PANW|PALO ALTO NETWORKS|FBSB|U.S. Bancorp Investments, Inc.|72
PANW|PALO ALTO NETWORKS|FILL|Tradestation Securities, Inc.|56290
PANW|PALO ALTO NETWORKS|FINX|FINTECH SECURITIES|125
PANW|PALO ALTO NETWORKS|FMAF|NBCN Inc./ CDS|1538
PANW|PALO ALTO NETWORKS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3716
PANW|PALO ALTO NETWORKS|FQLS|Quantlab Securities LP|412993
PANW|PALO ALTO NETWORKS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94638
PANW|PALO ALTO NETWORKS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|2161
PANW|PALO ALTO NETWORKS|FTBR|Foliofn Investments, Inc.|3604
PANW|PALO ALTO NETWORKS|GEBB|GLOBAL EXECUTION BROKERS, LP|61489
PANW|PALO ALTO NETWORKS|GLIS|TD Securities Inc|15246
PANW|PALO ALTO NETWORKS|GLPX|ACS EXECUTION SERVICES, LLC|138364
PANW|PALO ALTO NETWORKS|GSCO|GOLDMAN SACHS & CO. LLC|1325979
PANW|PALO ALTO NETWORKS|GSCS|GOLDMAN SACHS & CO. LLC|14567
PANW|PALO ALTO NETWORKS|GSLT|GOLDMAN SACHS & CO. LLC|17306
PANW|PALO ALTO NETWORKS|GTSZ|GTS SECURITIES LLC|166799
PANW|PALO ALTO NETWORKS|HAPX|HAP Trading, LLC|1000
PANW|PALO ALTO NETWORKS|HRBF|American Enterprise Investment Services Inc.|16483
PANW|PALO ALTO NETWORKS|HSBC|HSBC Securities, Inc.|3053
PANW|PALO ALTO NETWORKS|IATS|INTERACTIVE BROKERS LLC|76743
PANW|PALO ALTO NETWORKS|IBKR|Interactive Brokers Llc|67888
PANW|PALO ALTO NETWORKS|IBSJ|Integrity Brokerage Services, Inc.|285
PANW|PALO ALTO NETWORKS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|862
PANW|PALO ALTO NETWORKS|ICBX|INSTINET, LLC|109839
PANW|PALO ALTO NETWORKS|INCA|INSTINET, LLC|656805
PANW|PALO ALTO NETWORKS|INJX|INSTINET, LLC|11987
PANW|PALO ALTO NETWORKS|ITGI|ITG Inc.|120224
PANW|PALO ALTO NETWORKS|ITGP|ITG INC.|92600
PANW|PALO ALTO NETWORKS|JANY|Janney Montgomery Scott Inc.|1508
PANW|PALO ALTO NETWORKS|JEFF|JEFFERIES LLC|221088
PANW|PALO ALTO NETWORKS|JMPT|JUMP TRADING, LLC|176636
PANW|PALO ALTO NETWORKS|JONE|JonesTrading|5650
PANW|PALO ALTO NETWORKS|JPBX|J.P. MORGAN SECURITIES LLC|206091
PANW|PALO ALTO NETWORKS|JPMX|J.P. Morgan Securities LLC|756111
PANW|PALO ALTO NETWORKS|JSCL|JOSEPH STONE CAPITAL L.L.C.|600
PANW|PALO ALTO NETWORKS|JSJX|JANE STREET CAPITAL LLC|17109
PANW|PALO ALTO NETWORKS|JUTA|JUMP TRADING, LLC|795
PANW|PALO ALTO NETWORKS|KCGM|VIRTU Americas LLC|80970
PANW|PALO ALTO NETWORKS|LEHM|Barclays Capital Inc./Le|1267424
PANW|PALO ALTO NETWORKS|LIME|Lime Brokerage LLC|28363
PANW|PALO ALTO NETWORKS|LMGP|LIME BROKERAGE LLC|46
PANW|PALO ALTO NETWORKS|LOOP|Loop Capital Markets LLC|1171
PANW|PALO ALTO NETWORKS|LPSP|LPS Partners INC.|10500
PANW|PALO ALTO NETWORKS|LQNA|LIQUIDNET, INC.|69900
PANW|PALO ALTO NETWORKS|LSCI|Lek Securities Corporation|994
PANW|PALO ALTO NETWORKS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PANW|PALO ALTO NETWORKS|MACC|Mid Atlantic Capital Corporation|1422
PANW|PALO ALTO NETWORKS|MACQ|Macquarie Capital (USA) Inc.|100
PANW|PALO ALTO NETWORKS|MAXM|Maxim Group LLC|3424
PANW|PALO ALTO NETWORKS|MBTS|ALLY INVEST SECURITIES LLC|4993
PANW|PALO ALTO NETWORKS|MCMF|Raymond James Ltd. Cds|382
PANW|PALO ALTO NETWORKS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|248109
PANW|PALO ALTO NETWORKS|MOTF|MOTIF INVESTING, INC.|171
PANW|PALO ALTO NETWORKS|MPSG|E D & F Man Capital Markets Inc.|258
PANW|PALO ALTO NETWORKS|MSCO|MORGAN STANLEY & CO. LLC|2417117
PANW|PALO ALTO NETWORKS|MSPL|MORGAN STANLEY & CO. LLC|455200
PANW|PALO ALTO NETWORKS|MSTX|MORGAN STANLEY & CO. LLC|254500
PANW|PALO ALTO NETWORKS|NATL|National Securities Corporation|8048
PANW|PALO ALTO NETWORKS|NEED|Needham & Company, LLC|5675
PANW|PALO ALTO NETWORKS|NEUB|NEUBERGER BERMAN BD LLC|4
PANW|PALO ALTO NETWORKS|NFSC|National Financial Services LLC|1001404
PANW|PALO ALTO NETWORKS|NITE|VIRTU Americas LLC|1863667
PANW|PALO ALTO NETWORKS|NITP|VIRTU Americas LLC|526
PANW|PALO ALTO NETWORKS|NQRB|Brut, LLC|13245
PANW|PALO ALTO NETWORKS|NTBF|BMO Nesbitt Burns Inc./CDS|1601
PANW|PALO ALTO NETWORKS|NTRC|Northern Trust Securities, Inc.|130
PANW|PALO ALTO NETWORKS|OHOS|TWO SIGMA SECURITIES, LLC|40431
PANW|PALO ALTO NETWORKS|ONEL|O'NEIL SECURITIES, INCORPORATED|2900
PANW|PALO ALTO NETWORKS|OPCO|Oppenheimer & Co. Inc.|16402
PANW|PALO ALTO NETWORKS|PDQM|CODA MARKETS, INC.|270802
PANW|PALO ALTO NETWORKS|PHLY|NASDAQ Execution Services, LLC|91800
PANW|PALO ALTO NETWORKS|PICT|Pictet Overseas Inc.|5
PANW|PALO ALTO NETWORKS|PIPR|Piper Jaffray & Co.|125475
PANW|PALO ALTO NETWORKS|PWJC|UBS Financial Services, Inc.|6330
PANW|PALO ALTO NETWORKS|QMSR|QUATTRO M SECURITIES INC.|9322
PANW|PALO ALTO NETWORKS|RBCM|RBC CAPITAL MARKETS, LLC|20155
PANW|PALO ALTO NETWORKS|RGLD|Regal Securities, Inc|3527
PANW|PALO ALTO NETWORKS|SAGL|SAGETRADER, LLC|37713
PANW|PALO ALTO NETWORKS|SAGW|SAGETRADER, LLC|4682
PANW|PALO ALTO NETWORKS|SALI|INTL FCSTONE FINANCIAL INC.|2417
PANW|PALO ALTO NETWORKS|SBRX|MURIEL SIEBERT & CO INC|582
PANW|PALO ALTO NETWORKS|SBSH|Citigroup Global Markets Inc.|178450
PANW|PALO ALTO NETWORKS|SEIC|SEI Investments Distribution Co.|2300
PANW|PALO ALTO NETWORKS|SGMT|GOLDMAN SACHS & CO. LLC|184546
PANW|PALO ALTO NETWORKS|SOGO|Wang Investment Associates, Inc.|5
PANW|PALO ALTO NETWORKS|SPDR|SPEEDROUTE LLC|41262
PANW|PALO ALTO NETWORKS|SPHN|Stephens Inc.|2603
PANW|PALO ALTO NETWORKS|STFL|Stifel, Nicolaus & Company, Incorporated|75681
PANW|PALO ALTO NETWORKS|STKP|STOCKPILE INVESTMENTS, INC.|54
PANW|PALO ALTO NETWORKS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2068
PANW|PALO ALTO NETWORKS|SWIM|TD Ameritrade, Inc.|668121
PANW|PALO ALTO NETWORKS|SWST|Hilltop Securities Inc.|3020
PANW|PALO ALTO NETWORKS|TAGC|TELSEY ADVISORY GROUP LLC|19
PANW|PALO ALTO NETWORKS|TKNG|ALLY INVEST SECURITIES LLC|6625
PANW|PALO ALTO NETWORKS|TMBR|Timber Hill LLC|15
PANW|PALO ALTO NETWORKS|TRBT|Tradebot Systems, Inc.|261273
PANW|PALO ALTO NETWORKS|TRCM|TRC MARKETS LLC|120877
PANW|PALO ALTO NETWORKS|TWTT|TASTYWORKS, INC.|1662
PANW|PALO ALTO NETWORKS|UBSA|UBS SECURITIES LLC|1256202
PANW|PALO ALTO NETWORKS|UBSS|UBS Securities LLC|1715797
PANW|PALO ALTO NETWORKS|VALX|VIRTU AMERICAS LLC|26424
PANW|PALO ALTO NETWORKS|VGRD|Vanguard Marketing Corporation|54960
PANW|PALO ALTO NETWORKS|VSIN|Vision Financial Markets Llc|150
PANW|PALO ALTO NETWORKS|WABR|Wall Street Access|11051
PANW|PALO ALTO NETWORKS|WBLR|WILLIAM BLAIR|39915
PANW|PALO ALTO NETWORKS|WBPX|SUMMIT SECURITIES GROUP, LLC|6571
PANW|PALO ALTO NETWORKS|WCHV|WELLS FARGO SECURITIES, LLC|149204
PANW|PALO ALTO NETWORKS|WEDB|WEDBUSH SECURITIES INC.|95375
PANW|PALO ALTO NETWORKS|WEED|Weeden & Co.L.P.|35240
PANW|PALO ALTO NETWORKS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19261
PANW|PALO ALTO NETWORKS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43429
PANW|PALO ALTO NETWORKS|WGIF|CIBC World Markets Inc.|6670
PANW|PALO ALTO NETWORKS|WORD|Worden Capital Management LLC|170
PANW|PALO ALTO NETWORKS|WSEA|WOLVERINE SECURITIES, LLC|24934
PANW|PALO ALTO NETWORKS|WTFS|JUST2TRADE, INC.|98
PANW|PALO ALTO NETWORKS|XIST|INSTINET, LLC|39888
PANW|PALO ALTO NETWORKS|XPQR|Jump Trading|189
PANW|PALO ALTO NETWORKS|XSTM|NATIONAL FINANCIAL SERVICES LLC|91982
PANW|PALO ALTO NETWORKS|YKNA|COMHAR CAPITAL MARKETS, LLC|18586
PANW|PALO ALTO NETWORKS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13644
PAR|P A R TECH CP|ALTX|Alternet Securities Inc.|3833
PAR|P A R TECH CP|APCC|Apex Clearing Corporation|450
PAR|P A R TECH CP|BATM|CBOE TRADING, INC.|700
PAR|P A R TECH CP|BAYC|BAY CREST PARTNERS, LLC|785
PAR|P A R TECH CP|BAYT|BTIG, LLC|5100
PAR|P A R TECH CP|BBNT|BB&T SECURITIES, LLC|152
PAR|P A R TECH CP|BNPX|BNP PARIBAS SECURITIES CORP.|692
PAR|P A R TECH CP|BYXM|CBOE TRADING, INC.|100
PAR|P A R TECH CP|BZYD|GOLDMAN SACHS & CO. LLC|1921
PAR|P A R TECH CP|CHAS|Charles Schwab & Co., Inc.|10000
PAR|P A R TECH CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12017
PAR|P A R TECH CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6027
PAR|P A R TECH CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|206
PAR|P A R TECH CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22384
PAR|P A R TECH CP|CTDL|Citadel Derivatives Group Llc|2072
PAR|P A R TECH CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1850
PAR|P A R TECH CP|DBAB|Deutsche Bank Securities Inc.|10870
PAR|P A R TECH CP|DBAX|Deutsche Bank Securities Inc.|13300
PAR|P A R TECH CP|DEAN|MORGAN STANLEY|3858
PAR|P A R TECH CP|DEGS|RONIN PROFESSIONAL LLC|2379
PAR|P A R TECH CP|EBXL|EBX LLC|17200
PAR|P A R TECH CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|305
PAR|P A R TECH CP|EDJO|Edward D. Jones & Co., L.P.|235
PAR|P A R TECH CP|EGAM|CBOE TRADING, INC.|6795
PAR|P A R TECH CP|EGXM|CBOE TRADING, INC.|1101
PAR|P A R TECH CP|EGXW|CBOE TRADING, INC.|4
PAR|P A R TECH CP|ETBE|Electronic Transaction Clearing, Inc.|2060
PAR|P A R TECH CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
PAR|P A R TECH CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3654
PAR|P A R TECH CP|ETRS|E*Trade Securities LLC|22288
PAR|P A R TECH CP|FILL|Tradestation Securities, Inc.|690
PAR|P A R TECH CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2194
PAR|P A R TECH CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8881
PAR|P A R TECH CP|FTBR|Foliofn Investments, Inc.|985
PAR|P A R TECH CP|GLPX|ACS EXECUTION SERVICES, LLC|29529
PAR|P A R TECH CP|GSCO|GOLDMAN SACHS & CO. LLC|102726
PAR|P A R TECH CP|GSCS|GOLDMAN SACHS & CO. LLC|601
PAR|P A R TECH CP|GSLT|GOLDMAN SACHS & CO. LLC|16838
PAR|P A R TECH CP|GTSZ|GTS SECURITIES LLC|17729
PAR|P A R TECH CP|HRBF|American Enterprise Investment Services Inc.|100
PAR|P A R TECH CP|HSBC|HSBC Securities, Inc.|1236
PAR|P A R TECH CP|IATS|INTERACTIVE BROKERS LLC|10300
PAR|P A R TECH CP|IBKR|Interactive Brokers Llc|17716
PAR|P A R TECH CP|ICBX|INSTINET, LLC|6936
PAR|P A R TECH CP|IEQY|CITADEL SECURITIES LLC|1854
PAR|P A R TECH CP|INCA|INSTINET, LLC|14765
PAR|P A R TECH CP|INJX|INSTINET, LLC|100
PAR|P A R TECH CP|ITGI|ITG Inc.|12961
PAR|P A R TECH CP|ITGP|ITG INC.|13200
PAR|P A R TECH CP|JANY|Janney Montgomery Scott Inc.|2000
PAR|P A R TECH CP|JEFF|JEFFERIES LLC|362
PAR|P A R TECH CP|JMPT|JUMP TRADING, LLC|1063
PAR|P A R TECH CP|JPBX|J.P. MORGAN SECURITIES LLC|650
PAR|P A R TECH CP|JPMX|J.P. Morgan Securities LLC|25902
PAR|P A R TECH CP|JSJX|JANE STREET CAPITAL LLC|1939
PAR|P A R TECH CP|KCGM|VIRTU Americas LLC|9832
PAR|P A R TECH CP|LEHM|Barclays Capital Inc./Le|13777
PAR|P A R TECH CP|LIME|Lime Brokerage LLC|10996
PAR|P A R TECH CP|LOOP|Loop Capital Markets LLC|1683
PAR|P A R TECH CP|LQNA|LIQUIDNET, INC.|10000
PAR|P A R TECH CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15972
PAR|P A R TECH CP|MOTF|MOTIF INVESTING, INC.|2
PAR|P A R TECH CP|MSCO|MORGAN STANLEY & CO. LLC|72652
PAR|P A R TECH CP|MSPL|MORGAN STANLEY & CO. LLC|15700
PAR|P A R TECH CP|MSTX|MORGAN STANLEY & CO. LLC|10700
PAR|P A R TECH CP|NFSC|National Financial Services LLC|32342
PAR|P A R TECH CP|NITE|VIRTU Americas LLC|203900
PAR|P A R TECH CP|NQRB|Brut, LLC|2400
PAR|P A R TECH CP|NTBF|BMO Nesbitt Burns Inc./CDS|467
PAR|P A R TECH CP|OPCO|Oppenheimer & Co. Inc.|1103
PAR|P A R TECH CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PAR|P A R TECH CP|PDQM|CODA MARKETS, INC.|35677
PAR|P A R TECH CP|PWJC|UBS Financial Services, Inc.|5500
PAR|P A R TECH CP|RBCM|RBC CAPITAL MARKETS, LLC|3108
PAR|P A R TECH CP|ROTH|Roth Capital Partners, LLC|200
PAR|P A R TECH CP|SAGL|SAGETRADER, LLC|4495
PAR|P A R TECH CP|SBSH|Citigroup Global Markets Inc.|2550
PAR|P A R TECH CP|SGMT|GOLDMAN SACHS & CO. LLC|5701
PAR|P A R TECH CP|SPDR|SPEEDROUTE LLC|3800
PAR|P A R TECH CP|SWIM|TD Ameritrade, Inc.|73456
PAR|P A R TECH CP|TKNG|ALLY INVEST SECURITIES LLC|186
PAR|P A R TECH CP|TMBR|Timber Hill LLC|550
PAR|P A R TECH CP|TRBT|Tradebot Systems, Inc.|11264
PAR|P A R TECH CP|TRCM|TRC MARKETS LLC|20799
PAR|P A R TECH CP|UBSA|UBS SECURITIES LLC|96973
PAR|P A R TECH CP|UBSS|UBS Securities LLC|96479
PAR|P A R TECH CP|VALX|VIRTU AMERICAS LLC|4339
PAR|P A R TECH CP|VGRD|Vanguard Marketing Corporation|1072
PAR|P A R TECH CP|WABR|Wall Street Access|1000
PAR|P A R TECH CP|WCHV|WELLS FARGO SECURITIES, LLC|12419
PAR|P A R TECH CP|WEED|Weeden & Co.L.P.|500
PAR|P A R TECH CP|WGIF|CIBC World Markets Inc.|50
PAR|P A R TECH CP|WSEA|WOLVERINE SECURITIES, LLC|478
PAR|P A R TECH CP|XIST|INSTINET, LLC|200
PAR|P A R TECH CP|XPQR|Jump Trading|359
PAR|P A R TECH CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
PAR|P A R TECH CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1320
PARR|PAR PACIFIC HLDGS|ABLE|NATIXIS Securities Americas LLC|2076
PARR|PAR PACIFIC HLDGS|ALTX|Alternet Securities Inc.|2900
PARR|PAR PACIFIC HLDGS|APCC|Apex Clearing Corporation|10
PARR|PAR PACIFIC HLDGS|BARD|Robert W. Baird & Co. Incorporated|10000
PARR|PAR PACIFIC HLDGS|BATM|CBOE TRADING, INC.|1773
PARR|PAR PACIFIC HLDGS|BAYC|BAY CREST PARTNERS, LLC|260
PARR|PAR PACIFIC HLDGS|BERN|Sanford C. Bernstein & Co., LLC|289
PARR|PAR PACIFIC HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|338
PARR|PAR PACIFIC HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|16731
PARR|PAR PACIFIC HLDGS|BRVL|BLAYLOCK VAN, LLC|800
PARR|PAR PACIFIC HLDGS|BTIG|BTIG, LLC|558
PARR|PAR PACIFIC HLDGS|BYXM|CBOE TRADING, INC.|498
PARR|PAR PACIFIC HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|600
PARR|PAR PACIFIC HLDGS|CHAS|Charles Schwab & Co., Inc.|597
PARR|PAR PACIFIC HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4823
PARR|PAR PACIFIC HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8205
PARR|PAR PACIFIC HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85090
PARR|PAR PACIFIC HLDGS|CTDL|Citadel Derivatives Group Llc|13880
PARR|PAR PACIFIC HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|11988
PARR|PAR PACIFIC HLDGS|DBAB|Deutsche Bank Securities Inc.|40405
PARR|PAR PACIFIC HLDGS|DBAX|Deutsche Bank Securities Inc.|65800
PARR|PAR PACIFIC HLDGS|DEGS|RONIN PROFESSIONAL LLC|200
PARR|PAR PACIFIC HLDGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
PARR|PAR PACIFIC HLDGS|EBXL|EBX LLC|61300
PARR|PAR PACIFIC HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|884
PARR|PAR PACIFIC HLDGS|EGAM|CBOE TRADING, INC.|10991
PARR|PAR PACIFIC HLDGS|EGAW|CBOE TRADING, INC.|100
PARR|PAR PACIFIC HLDGS|EGMT|EG MARKET TECHNOLOGIES LLC|900
PARR|PAR PACIFIC HLDGS|EGXM|CBOE TRADING, INC.|1848
PARR|PAR PACIFIC HLDGS|ETBE|Electronic Transaction Clearing, Inc.|1100
PARR|PAR PACIFIC HLDGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
PARR|PAR PACIFIC HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3112
PARR|PAR PACIFIC HLDGS|ETRS|E*Trade Securities LLC|636
PARR|PAR PACIFIC HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4699
PARR|PAR PACIFIC HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42808
PARR|PAR PACIFIC HLDGS|FTBR|Foliofn Investments, Inc.|2686
PARR|PAR PACIFIC HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|3297
PARR|PAR PACIFIC HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|131373
PARR|PAR PACIFIC HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|26
PARR|PAR PACIFIC HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|632
PARR|PAR PACIFIC HLDGS|GTSZ|GTS SECURITIES LLC|16753
PARR|PAR PACIFIC HLDGS|HRBF|American Enterprise Investment Services Inc.|12
PARR|PAR PACIFIC HLDGS|HSBC|HSBC Securities, Inc.|1100
PARR|PAR PACIFIC HLDGS|IATS|INTERACTIVE BROKERS LLC|1082
PARR|PAR PACIFIC HLDGS|IBKR|Interactive Brokers Llc|1478
PARR|PAR PACIFIC HLDGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|667
PARR|PAR PACIFIC HLDGS|ICBX|INSTINET, LLC|14400
PARR|PAR PACIFIC HLDGS|IEQY|CITADEL SECURITIES LLC|17120
PARR|PAR PACIFIC HLDGS|INCA|INSTINET, LLC|19587
PARR|PAR PACIFIC HLDGS|INJX|INSTINET, LLC|138
PARR|PAR PACIFIC HLDGS|ITGI|ITG Inc.|77097
PARR|PAR PACIFIC HLDGS|ITGP|ITG INC.|186400
PARR|PAR PACIFIC HLDGS|JEFF|JEFFERIES LLC|33375
PARR|PAR PACIFIC HLDGS|JMPT|JUMP TRADING, LLC|6074
PARR|PAR PACIFIC HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|5027
PARR|PAR PACIFIC HLDGS|JPMX|J.P. Morgan Securities LLC|97452
PARR|PAR PACIFIC HLDGS|JSEB|JANE STREET EXECUTION SERVICES, LLC|900
PARR|PAR PACIFIC HLDGS|JSJX|JANE STREET CAPITAL LLC|653
PARR|PAR PACIFIC HLDGS|KCGM|VIRTU Americas LLC|11758
PARR|PAR PACIFIC HLDGS|LEHM|Barclays Capital Inc./Le|141488
PARR|PAR PACIFIC HLDGS|LIME|Lime Brokerage LLC|9170
PARR|PAR PACIFIC HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24968
PARR|PAR PACIFIC HLDGS|MSCO|MORGAN STANLEY & CO. LLC|187696
PARR|PAR PACIFIC HLDGS|MSPL|MORGAN STANLEY & CO. LLC|75300
PARR|PAR PACIFIC HLDGS|MSTX|MORGAN STANLEY & CO. LLC|22600
PARR|PAR PACIFIC HLDGS|NFSC|National Financial Services LLC|71819
PARR|PAR PACIFIC HLDGS|NITE|VIRTU Americas LLC|60998
PARR|PAR PACIFIC HLDGS|NQRB|Brut, LLC|3344
PARR|PAR PACIFIC HLDGS|NTBF|BMO Nesbitt Burns Inc./CDS|250
PARR|PAR PACIFIC HLDGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|251
PARR|PAR PACIFIC HLDGS|PDQM|CODA MARKETS, INC.|6107
PARR|PAR PACIFIC HLDGS|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|500
PARR|PAR PACIFIC HLDGS|PWJC|UBS Financial Services, Inc.|2565
PARR|PAR PACIFIC HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|2600
PARR|PAR PACIFIC HLDGS|SAGL|SAGETRADER, LLC|10284
PARR|PAR PACIFIC HLDGS|SAGW|SAGETRADER, LLC|100
PARR|PAR PACIFIC HLDGS|SBSH|Citigroup Global Markets Inc.|17040
PARR|PAR PACIFIC HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|25672
PARR|PAR PACIFIC HLDGS|SJLS|TRADE INFORMATICS LLC|500
PARR|PAR PACIFIC HLDGS|SPDR|SPEEDROUTE LLC|3800
PARR|PAR PACIFIC HLDGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3933
PARR|PAR PACIFIC HLDGS|SWIM|TD Ameritrade, Inc.|963
PARR|PAR PACIFIC HLDGS|TKNG|ALLY INVEST SECURITIES LLC|102
PARR|PAR PACIFIC HLDGS|TRBT|Tradebot Systems, Inc.|31839
PARR|PAR PACIFIC HLDGS|TRCM|TRC MARKETS LLC|4676
PARR|PAR PACIFIC HLDGS|UBSA|UBS SECURITIES LLC|115536
PARR|PAR PACIFIC HLDGS|UBSS|UBS Securities LLC|132021
PARR|PAR PACIFIC HLDGS|VALX|VIRTU AMERICAS LLC|12980
PARR|PAR PACIFIC HLDGS|VGRD|Vanguard Marketing Corporation|3235
PARR|PAR PACIFIC HLDGS|VNDS|VANDHAM SECURITIES CORP|490
PARR|PAR PACIFIC HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|5683
PARR|PAR PACIFIC HLDGS|WEED|Weeden & Co.L.P.|7456
PARR|PAR PACIFIC HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|175
PARR|PAR PACIFIC HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1333
PARR|PAR PACIFIC HLDGS|WSEA|WOLVERINE SECURITIES, LLC|1484
PARR|PAR PACIFIC HLDGS|XIST|INSTINET, LLC|10800
PARR|PAR PACIFIC HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
PARR|PAR PACIFIC HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|160
PARR|PAR PACIFIC HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11
PATI|PATRIOT TR HD CM|ALTX|Alternet Securities Inc.|799
PATI|PATRIOT TR HD CM|APCC|Apex Clearing Corporation|5
PATI|PATRIOT TR HD CM|BATM|CBOE TRADING, INC.|417
PATI|PATRIOT TR HD CM|BLKX|INSTINET, LLC|20000
PATI|PATRIOT TR HD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|480
PATI|PATRIOT TR HD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2413
PATI|PATRIOT TR HD CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2385
PATI|PATRIOT TR HD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4488
PATI|PATRIOT TR HD CM|CTDL|Citadel Derivatives Group Llc|551
PATI|PATRIOT TR HD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1002
PATI|PATRIOT TR HD CM|DBAB|Deutsche Bank Securities Inc.|1100
PATI|PATRIOT TR HD CM|DBAX|Deutsche Bank Securities Inc.|2700
PATI|PATRIOT TR HD CM|DEGS|RONIN PROFESSIONAL LLC|598
PATI|PATRIOT TR HD CM|EBXL|EBX LLC|3500
PATI|PATRIOT TR HD CM|ETRS|E*Trade Securities LLC|1000
PATI|PATRIOT TR HD CM|FBCO|Credit Suisse Securities (USA) LLC|1899
PATI|PATRIOT TR HD CM|FILL|Tradestation Securities, Inc.|469
PATI|PATRIOT TR HD CM|FOMA|TD AMERITRADE CLEARING, INC.|14380
PATI|PATRIOT TR HD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2477
PATI|PATRIOT TR HD CM|FTBR|Foliofn Investments, Inc.|94
PATI|PATRIOT TR HD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|258
PATI|PATRIOT TR HD CM|GLPX|ACS EXECUTION SERVICES, LLC|200
PATI|PATRIOT TR HD CM|GSCO|GOLDMAN SACHS & CO. LLC|28186
PATI|PATRIOT TR HD CM|GTSZ|GTS SECURITIES LLC|1230
PATI|PATRIOT TR HD CM|HRBF|American Enterprise Investment Services Inc.|75
PATI|PATRIOT TR HD CM|IATS|INTERACTIVE BROKERS LLC|155
PATI|PATRIOT TR HD CM|IBKR|Interactive Brokers Llc|14521
PATI|PATRIOT TR HD CM|ICBX|INSTINET, LLC|900
PATI|PATRIOT TR HD CM|INCA|INSTINET, LLC|37678
PATI|PATRIOT TR HD CM|INJX|INSTINET, LLC|500
PATI|PATRIOT TR HD CM|ITGI|ITG Inc.|187
PATI|PATRIOT TR HD CM|ITGP|ITG INC.|1400
PATI|PATRIOT TR HD CM|JANY|Janney Montgomery Scott Inc.|234
PATI|PATRIOT TR HD CM|JEFF|JEFFERIES LLC|500
PATI|PATRIOT TR HD CM|JPMX|J.P. Morgan Securities LLC|2800
PATI|PATRIOT TR HD CM|KCGM|VIRTU Americas LLC|1000
PATI|PATRIOT TR HD CM|LEHM|Barclays Capital Inc./Le|2176
PATI|PATRIOT TR HD CM|LIME|Lime Brokerage LLC|8254
PATI|PATRIOT TR HD CM|LMGP|LIME BROKERAGE LLC|8547
PATI|PATRIOT TR HD CM|LQNA|LIQUIDNET, INC.|1300
PATI|PATRIOT TR HD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PATI|PATRIOT TR HD CM|MSCO|MORGAN STANLEY & CO. LLC|19274
PATI|PATRIOT TR HD CM|MSPL|MORGAN STANLEY & CO. LLC|4900
PATI|PATRIOT TR HD CM|NFSC|National Financial Services LLC|5095
PATI|PATRIOT TR HD CM|NITE|VIRTU Americas LLC|14554
PATI|PATRIOT TR HD CM|OPCO|Oppenheimer & Co. Inc.|333
PATI|PATRIOT TR HD CM|PDQM|CODA MARKETS, INC.|350
PATI|PATRIOT TR HD CM|RBCM|RBC CAPITAL MARKETS, LLC|200
PATI|PATRIOT TR HD CM|SALI|INTL FCSTONE FINANCIAL INC.|300
PATI|PATRIOT TR HD CM|SBSH|Citigroup Global Markets Inc.|1648
PATI|PATRIOT TR HD CM|SGMT|GOLDMAN SACHS & CO. LLC|200
PATI|PATRIOT TR HD CM|SPDR|SPEEDROUTE LLC|6980
PATI|PATRIOT TR HD CM|SPTD|MINT GLOBAL MARKETS, INC.|1825
PATI|PATRIOT TR HD CM|SWIM|TD Ameritrade, Inc.|3885
PATI|PATRIOT TR HD CM|TRCM|TRC MARKETS LLC|963
PATI|PATRIOT TR HD CM|UBSA|UBS SECURITIES LLC|5902
PATI|PATRIOT TR HD CM|UBSS|UBS Securities LLC|29065
PATI|PATRIOT TR HD CM|WGIF|CIBC World Markets Inc.|120
PATK|PATRICK INDS INC  ##|ALTX|Alternet Securities Inc.|2200
PATK|PATRICK INDS INC  ##|APCC|Apex Clearing Corporation|322
PATK|PATRICK INDS INC  ##|BARD|Robert W. Baird & Co. Incorporated|40
PATK|PATRICK INDS INC  ##|BATM|CBOE TRADING, INC.|1500
PATK|PATRICK INDS INC  ##|BAYC|BAY CREST PARTNERS, LLC|135
PATK|PATRICK INDS INC  ##|BBNT|BB&T SECURITIES, LLC|10
PATK|PATRICK INDS INC  ##|BERN|Sanford C. Bernstein & Co., LLC|25075
PATK|PATRICK INDS INC  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2598
PATK|PATRICK INDS INC  ##|BLKX|INSTINET, LLC|23600
PATK|PATRICK INDS INC  ##|BMOC|BMO Capital Markets Corp.|4159
PATK|PATRICK INDS INC  ##|BNPX|BNP PARIBAS SECURITIES CORP.|3964
PATK|PATRICK INDS INC  ##|BRVL|BLAYLOCK VAN, LLC|1100
PATK|PATRICK INDS INC  ##|BTIG|BTIG, LLC|928
PATK|PATRICK INDS INC  ##|BYXM|CBOE TRADING, INC.|310
PATK|PATRICK INDS INC  ##|BZYD|GOLDMAN SACHS & CO. LLC|300
PATK|PATRICK INDS INC  ##|CANT|Cantor Fitzgerald & Co.|356
PATK|PATRICK INDS INC  ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|15800
PATK|PATRICK INDS INC  ##|CHAS|Charles Schwab & Co., Inc.|1792
PATK|PATRICK INDS INC  ##|CIST|Capital Institutional Services, Inc.|836
PATK|PATRICK INDS INC  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11674
PATK|PATRICK INDS INC  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3984
PATK|PATRICK INDS INC  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
PATK|PATRICK INDS INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48206
PATK|PATRICK INDS INC  ##|CTDL|Citadel Derivatives Group Llc|2336
PATK|PATRICK INDS INC  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|40106
PATK|PATRICK INDS INC  ##|DBAB|Deutsche Bank Securities Inc.|145742
PATK|PATRICK INDS INC  ##|DBAX|Deutsche Bank Securities Inc.|57300
PATK|PATRICK INDS INC  ##|DBUL|Deutsche Bank Securities Inc.|350
PATK|PATRICK INDS INC  ##|DEAN|MORGAN STANLEY|2884
PATK|PATRICK INDS INC  ##|DEGS|RONIN PROFESSIONAL LLC|850
PATK|PATRICK INDS INC  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|468
PATK|PATRICK INDS INC  ##|EBXL|EBX LLC|52600
PATK|PATRICK INDS INC  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|326
PATK|PATRICK INDS INC  ##|EDJO|Edward D. Jones & Co., L.P.|304
PATK|PATRICK INDS INC  ##|EGAM|CBOE TRADING, INC.|5281
PATK|PATRICK INDS INC  ##|EGMT|EG MARKET TECHNOLOGIES LLC|591
PATK|PATRICK INDS INC  ##|EGXM|CBOE TRADING, INC.|1396
PATK|PATRICK INDS INC  ##|EGXW|CBOE TRADING, INC.|26
PATK|PATRICK INDS INC  ##|ETBE|Electronic Transaction Clearing, Inc.|800
PATK|PATRICK INDS INC  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|521
PATK|PATRICK INDS INC  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17401
PATK|PATRICK INDS INC  ##|ETRS|E*Trade Securities LLC|5525
PATK|PATRICK INDS INC  ##|FBCO|Credit Suisse Securities (USA) LLC|93437
PATK|PATRICK INDS INC  ##|FBSB|U.S. Bancorp Investments, Inc.|213
PATK|PATRICK INDS INC  ##|FILL|Tradestation Securities, Inc.|234
PATK|PATRICK INDS INC  ##|FMAF|NBCN Inc./ CDS|1360
PATK|PATRICK INDS INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|127729
PATK|PATRICK INDS INC  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1508
PATK|PATRICK INDS INC  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44277
PATK|PATRICK INDS INC  ##|FTBR|Foliofn Investments, Inc.|3088
PATK|PATRICK INDS INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|55478
PATK|PATRICK INDS INC  ##|GLPX|ACS EXECUTION SERVICES, LLC|3846
PATK|PATRICK INDS INC  ##|GSCO|GOLDMAN SACHS & CO. LLC|164078
PATK|PATRICK INDS INC  ##|GSCS|GOLDMAN SACHS & CO. LLC|4530
PATK|PATRICK INDS INC  ##|GSLT|GOLDMAN SACHS & CO. LLC|6720
PATK|PATRICK INDS INC  ##|GTSZ|GTS SECURITIES LLC|3666
PATK|PATRICK INDS INC  ##|HPPX|POTAMUS TRADING, LLC|366
PATK|PATRICK INDS INC  ##|HRBF|American Enterprise Investment Services Inc.|820
PATK|PATRICK INDS INC  ##|HSBC|HSBC Securities, Inc.|1400
PATK|PATRICK INDS INC  ##|IATS|INTERACTIVE BROKERS LLC|2078
PATK|PATRICK INDS INC  ##|IBKR|Interactive Brokers Llc|31195
PATK|PATRICK INDS INC  ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|269
PATK|PATRICK INDS INC  ##|ICBX|INSTINET, LLC|10017
PATK|PATRICK INDS INC  ##|IEQY|CITADEL SECURITIES LLC|22924
PATK|PATRICK INDS INC  ##|INCA|INSTINET, LLC|104534
PATK|PATRICK INDS INC  ##|INJX|INSTINET, LLC|4742
PATK|PATRICK INDS INC  ##|ITGI|ITG Inc.|20342
PATK|PATRICK INDS INC  ##|ITGP|ITG INC.|23000
PATK|PATRICK INDS INC  ##|JANY|Janney Montgomery Scott Inc.|1652
PATK|PATRICK INDS INC  ##|JEFF|JEFFERIES LLC|19202
PATK|PATRICK INDS INC  ##|JMPT|JUMP TRADING, LLC|19739
PATK|PATRICK INDS INC  ##|JPBX|J.P. MORGAN SECURITIES LLC|10836
PATK|PATRICK INDS INC  ##|JPMX|J.P. Morgan Securities LLC|82319
PATK|PATRICK INDS INC  ##|JSJX|JANE STREET CAPITAL LLC|5605
PATK|PATRICK INDS INC  ##|KCGM|VIRTU Americas LLC|4986
PATK|PATRICK INDS INC  ##|LEHM|Barclays Capital Inc./Le|179778
PATK|PATRICK INDS INC  ##|LIME|Lime Brokerage LLC|54428
PATK|PATRICK INDS INC  ##|LOOP|Loop Capital Markets LLC|100
PATK|PATRICK INDS INC  ##|LQNA|LIQUIDNET, INC.|74200
PATK|PATRICK INDS INC  ##|LQNB|LIQUIDNET, INC.|381
PATK|PATRICK INDS INC  ##|MAXM|Maxim Group LLC|2959
PATK|PATRICK INDS INC  ##|MCMF|Raymond James Ltd. Cds|250
PATK|PATRICK INDS INC  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28932
PATK|PATRICK INDS INC  ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|560
PATK|PATRICK INDS INC  ##|MSCO|MORGAN STANLEY & CO. LLC|542859
PATK|PATRICK INDS INC  ##|MSPL|MORGAN STANLEY & CO. LLC|87700
PATK|PATRICK INDS INC  ##|MSTX|MORGAN STANLEY & CO. LLC|10300
PATK|PATRICK INDS INC  ##|NFSC|National Financial Services LLC|203185
PATK|PATRICK INDS INC  ##|NITE|VIRTU Americas LLC|125881
PATK|PATRICK INDS INC  ##|NITP|VIRTU Americas LLC|600
PATK|PATRICK INDS INC  ##|NQRB|Brut, LLC|1960
PATK|PATRICK INDS INC  ##|NTRC|Northern Trust Securities, Inc.|12
PATK|PATRICK INDS INC  ##|OPCO|Oppenheimer & Co. Inc.|1696
PATK|PATRICK INDS INC  ##|OTAA|OTA LLC|707
PATK|PATRICK INDS INC  ##|PDQM|CODA MARKETS, INC.|20742
PATK|PATRICK INDS INC  ##|PIPR|Piper Jaffray & Co.|5584
PATK|PATRICK INDS INC  ##|RAJA|Raymond James & Associates, Inc.|1153
PATK|PATRICK INDS INC  ##|RBCM|RBC CAPITAL MARKETS, LLC|818
PATK|PATRICK INDS INC  ##|SAGL|SAGETRADER, LLC|930
PATK|PATRICK INDS INC  ##|SAGW|SAGETRADER, LLC|65
PATK|PATRICK INDS INC  ##|SBSH|Citigroup Global Markets Inc.|238377
PATK|PATRICK INDS INC  ##|SGMT|GOLDMAN SACHS & CO. LLC|20520
PATK|PATRICK INDS INC  ##|SPDR|SPEEDROUTE LLC|4208
PATK|PATRICK INDS INC  ##|SPHN|Stephens Inc.|100
PATK|PATRICK INDS INC  ##|SPTD|MINT GLOBAL MARKETS, INC.|8980
PATK|PATRICK INDS INC  ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
PATK|PATRICK INDS INC  ##|STFL|Stifel, Nicolaus & Company, Incorporated|626
PATK|PATRICK INDS INC  ##|STXG|Stockcross Financial Services, Inc.|40
PATK|PATRICK INDS INC  ##|SWIM|TD Ameritrade, Inc.|7119
PATK|PATRICK INDS INC  ##|SWST|Hilltop Securities Inc.|812
PATK|PATRICK INDS INC  ##|TKNG|ALLY INVEST SECURITIES LLC|346
PATK|PATRICK INDS INC  ##|TMBR|Timber Hill LLC|44
PATK|PATRICK INDS INC  ##|TRBT|Tradebot Systems, Inc.|12737
PATK|PATRICK INDS INC  ##|TRCM|TRC MARKETS LLC|56574
PATK|PATRICK INDS INC  ##|UBSA|UBS SECURITIES LLC|125664
PATK|PATRICK INDS INC  ##|UBSS|UBS Securities LLC|328988
PATK|PATRICK INDS INC  ##|VALX|VIRTU AMERICAS LLC|8445
PATK|PATRICK INDS INC  ##|VGRD|Vanguard Marketing Corporation|5763
PATK|PATRICK INDS INC  ##|WCHV|WELLS FARGO SECURITIES, LLC|28154
PATK|PATRICK INDS INC  ##|WEDB|WEDBUSH SECURITIES INC.|500
PATK|PATRICK INDS INC  ##|WEED|Weeden & Co.L.P.|1080
PATK|PATRICK INDS INC  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1237
PATK|PATRICK INDS INC  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|964
PATK|PATRICK INDS INC  ##|WGIF|CIBC World Markets Inc.|72
PATK|PATRICK INDS INC  ##|WSEA|WOLVERINE SECURITIES, LLC|1851
PATK|PATRICK INDS INC  ##|XIST|INSTINET, LLC|31218
PATK|PATRICK INDS INC  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|6480
PATK|PATRICK INDS INC  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|989
PATK|PATRICK INDS INC  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9197
PAVE|GLOBAL X U.S. INFRAS|APCC|Apex Clearing Corporation|46
PAVE|GLOBAL X U.S. INFRAS|BATM|CBOE TRADING, INC.|200
PAVE|GLOBAL X U.S. INFRAS|CHAS|Charles Schwab & Co., Inc.|6
PAVE|GLOBAL X U.S. INFRAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6273
PAVE|GLOBAL X U.S. INFRAS|DBAX|Deutsche Bank Securities Inc.|2800
PAVE|GLOBAL X U.S. INFRAS|EBXL|EBX LLC|2100
PAVE|GLOBAL X U.S. INFRAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1900
PAVE|GLOBAL X U.S. INFRAS|EGAM|CBOE TRADING, INC.|100
PAVE|GLOBAL X U.S. INFRAS|ETCB|ETC BROKERAGE SERVICES, LLC|875
PAVE|GLOBAL X U.S. INFRAS|ETRS|E*Trade Securities LLC|5614
PAVE|GLOBAL X U.S. INFRAS|FTBR|Foliofn Investments, Inc.|396
PAVE|GLOBAL X U.S. INFRAS|IATS|INTERACTIVE BROKERS LLC|200
PAVE|GLOBAL X U.S. INFRAS|IBKR|Interactive Brokers Llc|2543
PAVE|GLOBAL X U.S. INFRAS|ICBX|INSTINET, LLC|200
PAVE|GLOBAL X U.S. INFRAS|INJX|INSTINET, LLC|8
PAVE|GLOBAL X U.S. INFRAS|JANY|Janney Montgomery Scott Inc.|400
PAVE|GLOBAL X U.S. INFRAS|JEFF|JEFFERIES LLC|202
PAVE|GLOBAL X U.S. INFRAS|JPMX|J.P. Morgan Securities LLC|3000
PAVE|GLOBAL X U.S. INFRAS|JSJX|JANE STREET CAPITAL LLC|55683
PAVE|GLOBAL X U.S. INFRAS|KCGM|VIRTU Americas LLC|5366
PAVE|GLOBAL X U.S. INFRAS|LEHM|Barclays Capital Inc./Le|9000
PAVE|GLOBAL X U.S. INFRAS|LIME|Lime Brokerage LLC|300
PAVE|GLOBAL X U.S. INFRAS|LSCI|Lek Securities Corporation|6
PAVE|GLOBAL X U.S. INFRAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
PAVE|GLOBAL X U.S. INFRAS|MRBA|IBN FINANCIAL SERVICES, INC.|70
PAVE|GLOBAL X U.S. INFRAS|MSCO|MORGAN STANLEY & CO. LLC|15197
PAVE|GLOBAL X U.S. INFRAS|NFSC|National Financial Services LLC|54525
PAVE|GLOBAL X U.S. INFRAS|NITE|VIRTU Americas LLC|62855
PAVE|GLOBAL X U.S. INFRAS|OPCO|Oppenheimer & Co. Inc.|353
PAVE|GLOBAL X U.S. INFRAS|PWJC|UBS Financial Services, Inc.|600
PAVE|GLOBAL X U.S. INFRAS|RBCM|RBC CAPITAL MARKETS, LLC|16032
PAVE|GLOBAL X U.S. INFRAS|SBSH|Citigroup Global Markets Inc.|5800
PAVE|GLOBAL X U.S. INFRAS|SGMT|GOLDMAN SACHS & CO. LLC|1800
PAVE|GLOBAL X U.S. INFRAS|STFL|Stifel, Nicolaus & Company, Incorporated|1576
PAVE|GLOBAL X U.S. INFRAS|SWIM|TD Ameritrade, Inc.|1672
PAVE|GLOBAL X U.S. INFRAS|SWST|Hilltop Securities Inc.|500
PAVE|GLOBAL X U.S. INFRAS|TKNG|ALLY INVEST SECURITIES LLC|43
PAVE|GLOBAL X U.S. INFRAS|UBSA|UBS SECURITIES LLC|11347
PAVE|GLOBAL X U.S. INFRAS|UBSS|UBS Securities LLC|18446
PAVE|GLOBAL X U.S. INFRAS|VGRD|Vanguard Marketing Corporation|3133
PAVE|GLOBAL X U.S. INFRAS|WCHV|WELLS FARGO SECURITIES, LLC|6282
PAVE|GLOBAL X U.S. INFRAS|WEDB|WEDBUSH SECURITIES INC.|895
PAVE|GLOBAL X U.S. INFRAS|WSEA|WOLVERINE SECURITIES, LLC|162
PAVE|GLOBAL X U.S. INFRAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32955
PAVM|PAVMED INC.|ALTX|Alternet Securities Inc.|4500
PAVM|PAVMED INC.|APCC|Apex Clearing Corporation|43499
PAVM|PAVMED INC.|BATM|CBOE TRADING, INC.|2400
PAVM|PAVMED INC.|BAYT|BTIG, LLC|4530
PAVM|PAVMED INC.|BIMI|Banca IMI Securities Corp.|14607
PAVM|PAVMED INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8750
PAVM|PAVMED INC.|BTIG|BTIG, LLC|1000
PAVM|PAVMED INC.|CANT|Cantor Fitzgerald & Co.|79
PAVM|PAVMED INC.|CHAS|Charles Schwab & Co., Inc.|3000
PAVM|PAVMED INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33023
PAVM|PAVMED INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15619
PAVM|PAVMED INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|71376
PAVM|PAVMED INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47613
PAVM|PAVMED INC.|CTDE|CHOICETRADE|100
PAVM|PAVMED INC.|CTDL|Citadel Derivatives Group Llc|6732
PAVM|PAVMED INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|16910
PAVM|PAVMED INC.|DBAB|Deutsche Bank Securities Inc.|51002
PAVM|PAVMED INC.|DBAX|Deutsche Bank Securities Inc.|51600
PAVM|PAVMED INC.|DEAN|MORGAN STANLEY|7500
PAVM|PAVMED INC.|DEGS|RONIN PROFESSIONAL LLC|96101
PAVM|PAVMED INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|207218
PAVM|PAVMED INC.|DJSA|Dawson James Securities, Inc|261649
PAVM|PAVMED INC.|EBXL|EBX LLC|58700
PAVM|PAVMED INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1500
PAVM|PAVMED INC.|EDJO|Edward D. Jones & Co., L.P.|112
PAVM|PAVMED INC.|EGAM|CBOE TRADING, INC.|9700
PAVM|PAVMED INC.|EGXM|CBOE TRADING, INC.|28050
PAVM|PAVMED INC.|EGXW|CBOE TRADING, INC.|200
PAVM|PAVMED INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1908
PAVM|PAVMED INC.|ETRS|E*Trade Securities LLC|1600662
PAVM|PAVMED INC.|FBCO|Credit Suisse Securities (USA) LLC|188736
PAVM|PAVMED INC.|FILL|Tradestation Securities, Inc.|65664
PAVM|PAVMED INC.|FOMA|TD AMERITRADE CLEARING, INC.|2462810
PAVM|PAVMED INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29255
PAVM|PAVMED INC.|FTBR|Foliofn Investments, Inc.|497
PAVM|PAVMED INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3503
PAVM|PAVMED INC.|GLPX|ACS EXECUTION SERVICES, LLC|19552
PAVM|PAVMED INC.|GSCO|GOLDMAN SACHS & CO. LLC|38659
PAVM|PAVMED INC.|GSCS|GOLDMAN SACHS & CO. LLC|200
PAVM|PAVMED INC.|GSLT|GOLDMAN SACHS & CO. LLC|8031
PAVM|PAVMED INC.|GTSZ|GTS SECURITIES LLC|900
PAVM|PAVMED INC.|IATS|INTERACTIVE BROKERS LLC|7500
PAVM|PAVMED INC.|IBKR|Interactive Brokers Llc|488583
PAVM|PAVMED INC.|ICBX|INSTINET, LLC|36190
PAVM|PAVMED INC.|INCA|INSTINET, LLC|62735
PAVM|PAVMED INC.|INJX|INSTINET, LLC|24000
PAVM|PAVMED INC.|ITGI|ITG Inc.|17570
PAVM|PAVMED INC.|ITGP|ITG INC.|24200
PAVM|PAVMED INC.|JMPT|JUMP TRADING, LLC|13480
PAVM|PAVMED INC.|JONE|JonesTrading|208756
PAVM|PAVMED INC.|JPMX|J.P. Morgan Securities LLC|86950
PAVM|PAVMED INC.|JSJX|JANE STREET CAPITAL LLC|102
PAVM|PAVMED INC.|KCGM|VIRTU Americas LLC|38688
PAVM|PAVMED INC.|LEHM|Barclays Capital Inc./Le|67218
PAVM|PAVMED INC.|LIME|Lime Brokerage LLC|14385
PAVM|PAVMED INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2480
PAVM|PAVMED INC.|MAXM|Maxim Group LLC|374609
PAVM|PAVMED INC.|MICA|Spartan Securities Group, Ltd.|2500
PAVM|PAVMED INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22930
PAVM|PAVMED INC.|MOTF|MOTIF INVESTING, INC.|1
PAVM|PAVMED INC.|MSCO|MORGAN STANLEY & CO. LLC|716587
PAVM|PAVMED INC.|MSPL|MORGAN STANLEY & CO. LLC|2700
PAVM|PAVMED INC.|NFSC|National Financial Services LLC|873221
PAVM|PAVMED INC.|NITE|VIRTU Americas LLC|2358416
PAVM|PAVMED INC.|NORT|Northland Securities, Inc.|199031
PAVM|PAVMED INC.|NQRB|Brut, LLC|1143
PAVM|PAVMED INC.|PDQM|CODA MARKETS, INC.|61167
PAVM|PAVMED INC.|RAJA|Raymond James & Associates, Inc.|4690
PAVM|PAVMED INC.|RBCM|RBC CAPITAL MARKETS, LLC|11300
PAVM|PAVMED INC.|SAGL|SAGETRADER, LLC|4200
PAVM|PAVMED INC.|SALI|INTL FCSTONE FINANCIAL INC.|2900
PAVM|PAVMED INC.|SBSH|Citigroup Global Markets Inc.|4800
PAVM|PAVMED INC.|SGMT|GOLDMAN SACHS & CO. LLC|39923
PAVM|PAVMED INC.|SPDR|SPEEDROUTE LLC|38645
PAVM|PAVMED INC.|SWIM|TD Ameritrade, Inc.|937120
PAVM|PAVMED INC.|TKNG|ALLY INVEST SECURITIES LLC|5850
PAVM|PAVMED INC.|TRCM|TRC MARKETS LLC|1300
PAVM|PAVMED INC.|TTUC|CUTTONE & CO., INC.|17696
PAVM|PAVMED INC.|TWTT|TASTYWORKS, INC.|3000
PAVM|PAVMED INC.|UBSA|UBS SECURITIES LLC|205975
PAVM|PAVMED INC.|UBSS|UBS Securities LLC|389323
PAVM|PAVMED INC.|VALX|VIRTU AMERICAS LLC|101
PAVM|PAVMED INC.|VGRD|Vanguard Marketing Corporation|97453
PAVM|PAVMED INC.|VSIN|Vision Financial Markets Llc|50833
PAVM|PAVMED INC.|WCHV|WELLS FARGO SECURITIES, LLC|8175
PAVM|PAVMED INC.|WEDB|WEDBUSH SECURITIES INC.|30081
PAVM|PAVMED INC.|WGIF|CIBC World Markets Inc.|47180
PAVM|PAVMED INC.|WSEA|WOLVERINE SECURITIES, LLC|63665
PAVM|PAVMED INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
PAVM|PAVMED INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|8300
PAVMW|PAVMED INC. WARRANT|EDJO|Edward D. Jones & Co., L.P.|112
PAVMW|PAVMED INC. WARRANT|ETRS|E*Trade Securities LLC|426
PAVMW|PAVMED INC. WARRANT|LIME|Lime Brokerage LLC|74
PAVMW|PAVMED INC. WARRANT|NITE|VIRTU Americas LLC|1500
PAVMZ|PAVMED INC. WT SER Z|CROS|CREDIT SUISSE SECURITIES (USA) LLC|296
PAVMZ|PAVMED INC. WT SER Z|EBXL|EBX LLC|500
PAVMZ|PAVMED INC. WT SER Z|ECUT|CONVERGEX EXECUTION SOLUTIONS|1900
PAVMZ|PAVMED INC. WT SER Z|ETRS|E*Trade Securities LLC|58290
PAVMZ|PAVMED INC. WT SER Z|FOMA|TD AMERITRADE CLEARING, INC.|17573
PAVMZ|PAVMED INC. WT SER Z|GSLT|GOLDMAN SACHS & CO. LLC|33304
PAVMZ|PAVMED INC. WT SER Z|IBKR|Interactive Brokers Llc|68286
PAVMZ|PAVMED INC. WT SER Z|LIME|Lime Brokerage LLC|527
PAVMZ|PAVMED INC. WT SER Z|MAXM|Maxim Group LLC|200
PAVMZ|PAVMED INC. WT SER Z|MSCO|MORGAN STANLEY & CO. LLC|18705
PAVMZ|PAVMED INC. WT SER Z|NFSC|National Financial Services LLC|400
PAVMZ|PAVMED INC. WT SER Z|NITE|VIRTU Americas LLC|34474
PAVMZ|PAVMED INC. WT SER Z|NQRB|Brut, LLC|517
PAVMZ|PAVMED INC. WT SER Z|RBCM|RBC CAPITAL MARKETS, LLC|7250
PAVMZ|PAVMED INC. WT SER Z|SWIM|TD Ameritrade, Inc.|7600
PAVMZ|PAVMED INC. WT SER Z|UBSS|UBS Securities LLC|9517
PAVMZ|PAVMED INC. WT SER Z|WEDB|WEDBUSH SECURITIES INC.|21400
PAY|VERIFONE SYSTEMS INC|ABLE|NATIXIS Securities Americas LLC|73800
PAY|VERIFONE SYSTEMS INC|AGIS|Aegis Capital Corp.|400
PAY|VERIFONE SYSTEMS INC|ALTX|Alternet Securities Inc.|3019
PAY|VERIFONE SYSTEMS INC|APCC|Apex Clearing Corporation|56
PAY|VERIFONE SYSTEMS INC|BARD|Robert W. Baird & Co. Incorporated|233
PAY|VERIFONE SYSTEMS INC|BATM|CBOE TRADING, INC.|1100
PAY|VERIFONE SYSTEMS INC|BAYT|BTIG, LLC|1450
PAY|VERIFONE SYSTEMS INC|BBNT|BB&T SECURITIES, LLC|378
PAY|VERIFONE SYSTEMS INC|BERN|Sanford C. Bernstein & Co., LLC|298711
PAY|VERIFONE SYSTEMS INC|BIAD|SAGETRADER, LLC|1930
PAY|VERIFONE SYSTEMS INC|BIDS|BIDS TRADING L.P.|100
PAY|VERIFONE SYSTEMS INC|BIMI|Banca IMI Securities Corp.|13
PAY|VERIFONE SYSTEMS INC|BKCM|BNY Mellon Capital Markets LLC|25342
PAY|VERIFONE SYSTEMS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2808
PAY|VERIFONE SYSTEMS INC|BLKX|INSTINET, LLC|70200
PAY|VERIFONE SYSTEMS INC|BNPX|BNP PARIBAS SECURITIES CORP.|317517
PAY|VERIFONE SYSTEMS INC|BRVL|BLAYLOCK VAN, LLC|800
PAY|VERIFONE SYSTEMS INC|BTIG|BTIG, LLC|3780
PAY|VERIFONE SYSTEMS INC|BYXM|CBOE TRADING, INC.|389
PAY|VERIFONE SYSTEMS INC|CANT|Cantor Fitzgerald & Co.|1879
PAY|VERIFONE SYSTEMS INC|CHLC|CHURCHILL CAPITAL USA, INC.|199700
PAY|VERIFONE SYSTEMS INC|CIST|Capital Institutional Services, Inc.|21929
PAY|VERIFONE SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107589
PAY|VERIFONE SYSTEMS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1910
PAY|VERIFONE SYSTEMS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15
PAY|VERIFONE SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|363072
PAY|VERIFONE SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|13446
PAY|VERIFONE SYSTEMS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|64426
PAY|VERIFONE SYSTEMS INC|DAVA|Davenport & Company LLC|1000
PAY|VERIFONE SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|298889
PAY|VERIFONE SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|535900
PAY|VERIFONE SYSTEMS INC|DEAN|MORGAN STANLEY|303
PAY|VERIFONE SYSTEMS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|79544
PAY|VERIFONE SYSTEMS INC|EBXL|EBX LLC|390700
PAY|VERIFONE SYSTEMS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10968
PAY|VERIFONE SYSTEMS INC|EDJO|Edward D. Jones & Co., L.P.|613
PAY|VERIFONE SYSTEMS INC|EGAM|CBOE TRADING, INC.|31538
PAY|VERIFONE SYSTEMS INC|EGXM|CBOE TRADING, INC.|80
PAY|VERIFONE SYSTEMS INC|EGXW|CBOE TRADING, INC.|2720
PAY|VERIFONE SYSTEMS INC|ELEV|ELEVATION, LLC|4644
PAY|VERIFONE SYSTEMS INC|ETBE|Electronic Transaction Clearing, Inc.|17991
PAY|VERIFONE SYSTEMS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
PAY|VERIFONE SYSTEMS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2800
PAY|VERIFONE SYSTEMS INC|ETRS|E*Trade Securities LLC|93646
PAY|VERIFONE SYSTEMS INC|FBSB|U.S. Bancorp Investments, Inc.|400
PAY|VERIFONE SYSTEMS INC|FILL|Tradestation Securities, Inc.|750
PAY|VERIFONE SYSTEMS INC|FMAF|NBCN Inc./ CDS|2648
PAY|VERIFONE SYSTEMS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2500
PAY|VERIFONE SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54597
PAY|VERIFONE SYSTEMS INC|FTBR|Foliofn Investments, Inc.|8
PAY|VERIFONE SYSTEMS INC|GARC|ICAP Corporates LLC|1000000
PAY|VERIFONE SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
PAY|VERIFONE SYSTEMS INC|GLPX|ACS EXECUTION SERVICES, LLC|12971
PAY|VERIFONE SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|3566033
PAY|VERIFONE SYSTEMS INC|GSCS|GOLDMAN SACHS & CO. LLC|68437
PAY|VERIFONE SYSTEMS INC|GSLT|GOLDMAN SACHS & CO. LLC|26997
PAY|VERIFONE SYSTEMS INC|GTSZ|GTS SECURITIES LLC|45532
PAY|VERIFONE SYSTEMS INC|HRBF|American Enterprise Investment Services Inc.|4587
PAY|VERIFONE SYSTEMS INC|IATS|INTERACTIVE BROKERS LLC|17195
PAY|VERIFONE SYSTEMS INC|IBKR|Interactive Brokers Llc|66456
PAY|VERIFONE SYSTEMS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|48
PAY|VERIFONE SYSTEMS INC|ICBX|INSTINET, LLC|141119
PAY|VERIFONE SYSTEMS INC|IEQY|CITADEL SECURITIES LLC|171419
PAY|VERIFONE SYSTEMS INC|INCA|INSTINET, LLC|227833
PAY|VERIFONE SYSTEMS INC|INJX|INSTINET, LLC|20
PAY|VERIFONE SYSTEMS INC|ITGI|ITG Inc.|76457
PAY|VERIFONE SYSTEMS INC|ITGP|ITG INC.|804600
PAY|VERIFONE SYSTEMS INC|JANY|Janney Montgomery Scott Inc.|966
PAY|VERIFONE SYSTEMS INC|JEFF|JEFFERIES LLC|2713
PAY|VERIFONE SYSTEMS INC|JMPT|JUMP TRADING, LLC|56193
PAY|VERIFONE SYSTEMS INC|JONE|JonesTrading|146576
PAY|VERIFONE SYSTEMS INC|JPBX|J.P. MORGAN SECURITIES LLC|5264
PAY|VERIFONE SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|439854
PAY|VERIFONE SYSTEMS INC|JSJX|JANE STREET CAPITAL LLC|3397
PAY|VERIFONE SYSTEMS INC|JUTA|JUMP TRADING, LLC|4600
PAY|VERIFONE SYSTEMS INC|KCGM|VIRTU Americas LLC|134038
PAY|VERIFONE SYSTEMS INC|LEHM|Barclays Capital Inc./Le|948119
PAY|VERIFONE SYSTEMS INC|LIME|Lime Brokerage LLC|231094
PAY|VERIFONE SYSTEMS INC|LSCI|Lek Securities Corporation|29
PAY|VERIFONE SYSTEMS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4510
PAY|VERIFONE SYSTEMS INC|MACQ|Macquarie Capital (USA) Inc.|10948
PAY|VERIFONE SYSTEMS INC|MAXM|Maxim Group LLC|23329
PAY|VERIFONE SYSTEMS INC|MCMF|Raymond James Ltd. Cds|500
PAY|VERIFONE SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|390996
PAY|VERIFONE SYSTEMS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|15618
PAY|VERIFONE SYSTEMS INC|MNDX|TJM Investments, LLC|73400
PAY|VERIFONE SYSTEMS INC|MOTF|MOTIF INVESTING, INC.|103
PAY|VERIFONE SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|2240739
PAY|VERIFONE SYSTEMS INC|MSPL|MORGAN STANLEY & CO. LLC|3140400
PAY|VERIFONE SYSTEMS INC|MSTX|MORGAN STANLEY & CO. LLC|692000
PAY|VERIFONE SYSTEMS INC|NEUB|NEUBERGER BERMAN BD LLC|380
PAY|VERIFONE SYSTEMS INC|NFSC|National Financial Services LLC|45072
PAY|VERIFONE SYSTEMS INC|NITE|VIRTU Americas LLC|362202
PAY|VERIFONE SYSTEMS INC|NITP|VIRTU Americas LLC|207758
PAY|VERIFONE SYSTEMS INC|NQRB|Brut, LLC|2003
PAY|VERIFONE SYSTEMS INC|NTRC|Northern Trust Securities, Inc.|250
PAY|VERIFONE SYSTEMS INC|OHOS|TWO SIGMA SECURITIES, LLC|4975
PAY|VERIFONE SYSTEMS INC|OPCO|Oppenheimer & Co. Inc.|5805
PAY|VERIFONE SYSTEMS INC|PDQM|CODA MARKETS, INC.|48463
PAY|VERIFONE SYSTEMS INC|PIPR|Piper Jaffray & Co.|3400
PAY|VERIFONE SYSTEMS INC|QMSR|QUATTRO M SECURITIES INC.|1088
PAY|VERIFONE SYSTEMS INC|RBCM|RBC CAPITAL MARKETS, LLC|2118
PAY|VERIFONE SYSTEMS INC|RGLD|Regal Securities, Inc|200
PAY|VERIFONE SYSTEMS INC|RHCO|Suntrust Robinson Humphrey, Inc.|1199
PAY|VERIFONE SYSTEMS INC|SAGL|SAGETRADER, LLC|2520
PAY|VERIFONE SYSTEMS INC|SAGW|SAGETRADER, LLC|557
PAY|VERIFONE SYSTEMS INC|SALI|INTL FCSTONE FINANCIAL INC.|7000
PAY|VERIFONE SYSTEMS INC|SBSH|Citigroup Global Markets Inc.|88588
PAY|VERIFONE SYSTEMS INC|SEIC|SEI Investments Distribution Co.|573
PAY|VERIFONE SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|423904
PAY|VERIFONE SYSTEMS INC|SJLS|TRADE INFORMATICS LLC|1400
PAY|VERIFONE SYSTEMS INC|SPDR|SPEEDROUTE LLC|10679
PAY|VERIFONE SYSTEMS INC|SPGS|Sea Port Group Securities, LLC|34100
PAY|VERIFONE SYSTEMS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|20352
PAY|VERIFONE SYSTEMS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1347133
PAY|VERIFONE SYSTEMS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7770
PAY|VERIFONE SYSTEMS INC|SWIM|TD Ameritrade, Inc.|2376
PAY|VERIFONE SYSTEMS INC|SWST|Hilltop Securities Inc.|10000
PAY|VERIFONE SYSTEMS INC|TKNG|ALLY INVEST SECURITIES LLC|325
PAY|VERIFONE SYSTEMS INC|TMBR|Timber Hill LLC|7
PAY|VERIFONE SYSTEMS INC|TRBT|Tradebot Systems, Inc.|281028
PAY|VERIFONE SYSTEMS INC|TRCM|TRC MARKETS LLC|73188
PAY|VERIFONE SYSTEMS INC|UBSA|UBS SECURITIES LLC|1064971
PAY|VERIFONE SYSTEMS INC|UBSS|UBS Securities LLC|3391951
PAY|VERIFONE SYSTEMS INC|VALX|VIRTU AMERICAS LLC|65082
PAY|VERIFONE SYSTEMS INC|VGRD|Vanguard Marketing Corporation|6357
PAY|VERIFONE SYSTEMS INC|VSIN|Vision Financial Markets Llc|40
PAY|VERIFONE SYSTEMS INC|WABR|Wall Street Access|25876
PAY|VERIFONE SYSTEMS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|215
PAY|VERIFONE SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|27205
PAY|VERIFONE SYSTEMS INC|WDNX|WEEDEN & CO.L.P.|806
PAY|VERIFONE SYSTEMS INC|WEDB|WEDBUSH SECURITIES INC.|45
PAY|VERIFONE SYSTEMS INC|WEED|Weeden & Co.L.P.|103800
PAY|VERIFONE SYSTEMS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|87867
PAY|VERIFONE SYSTEMS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53452
PAY|VERIFONE SYSTEMS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|524
PAY|VERIFONE SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|2092
PAY|VERIFONE SYSTEMS INC|XIST|INSTINET, LLC|2296
PAY|VERIFONE SYSTEMS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
PAY|VERIFONE SYSTEMS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PAY|VERIFONE SYSTEMS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2518
PAYC|PAYCOM SOFTWARE, INC|ABLE|NATIXIS Securities Americas LLC|24000
PAYC|PAYCOM SOFTWARE, INC|ADAM|CANACCORD GENUITY INC.|12740
PAYC|PAYCOM SOFTWARE, INC|AGIS|Aegis Capital Corp.|2872
PAYC|PAYCOM SOFTWARE, INC|ALTX|Alternet Securities Inc.|3517
PAYC|PAYCOM SOFTWARE, INC|ANOS|ABEL/NOSER, L.L.C.|260
PAYC|PAYCOM SOFTWARE, INC|APCC|Apex Clearing Corporation|1939
PAYC|PAYCOM SOFTWARE, INC|AQUA|AQUA SECURITIES L.P.|6200
PAYC|PAYCOM SOFTWARE, INC|BARD|Robert W. Baird & Co. Incorporated|4441
PAYC|PAYCOM SOFTWARE, INC|BATM|CBOE TRADING, INC.|12086
PAYC|PAYCOM SOFTWARE, INC|BAYC|BAY CREST PARTNERS, LLC|1768
PAYC|PAYCOM SOFTWARE, INC|BAYT|BTIG, LLC|1700
PAYC|PAYCOM SOFTWARE, INC|BBNT|BB&T SECURITIES, LLC|181
PAYC|PAYCOM SOFTWARE, INC|BERN|Sanford C. Bernstein & Co., LLC|58793
PAYC|PAYCOM SOFTWARE, INC|BIDS|BIDS TRADING L.P.|200
PAYC|PAYCOM SOFTWARE, INC|BIMI|Banca IMI Securities Corp.|336
PAYC|PAYCOM SOFTWARE, INC|BKCM|BNY Mellon Capital Markets LLC|183
PAYC|PAYCOM SOFTWARE, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11072
PAYC|PAYCOM SOFTWARE, INC|BLKX|INSTINET, LLC|68500
PAYC|PAYCOM SOFTWARE, INC|BNPX|BNP PARIBAS SECURITIES CORP.|1264
PAYC|PAYCOM SOFTWARE, INC|BRGE|Newbridge Securities Corp.|245
PAYC|PAYCOM SOFTWARE, INC|BTIG|BTIG, LLC|4174
PAYC|PAYCOM SOFTWARE, INC|BYXM|CBOE TRADING, INC.|322
PAYC|PAYCOM SOFTWARE, INC|CANT|Cantor Fitzgerald & Co.|1663
PAYC|PAYCOM SOFTWARE, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|85630
PAYC|PAYCOM SOFTWARE, INC|CHAS|Charles Schwab & Co., Inc.|8537
PAYC|PAYCOM SOFTWARE, INC|CICF|Canaccord Genuity Corp.|70
PAYC|PAYCOM SOFTWARE, INC|CIST|Capital Institutional Services, Inc.|3932
PAYC|PAYCOM SOFTWARE, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81018
PAYC|PAYCOM SOFTWARE, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|43
PAYC|PAYCOM SOFTWARE, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|720
PAYC|PAYCOM SOFTWARE, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|315392
PAYC|PAYCOM SOFTWARE, INC|CTDL|Citadel Derivatives Group Llc|4190
PAYC|PAYCOM SOFTWARE, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|24730
PAYC|PAYCOM SOFTWARE, INC|DADA|D.A. Davidson & Co.|903
PAYC|PAYCOM SOFTWARE, INC|DBAB|Deutsche Bank Securities Inc.|239994
PAYC|PAYCOM SOFTWARE, INC|DBAX|Deutsche Bank Securities Inc.|186800
PAYC|PAYCOM SOFTWARE, INC|DCHF|Dart Executions, LLC|1952
PAYC|PAYCOM SOFTWARE, INC|DEAN|MORGAN STANLEY|6260
PAYC|PAYCOM SOFTWARE, INC|DEGS|RONIN PROFESSIONAL LLC|19090
PAYC|PAYCOM SOFTWARE, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5714
PAYC|PAYCOM SOFTWARE, INC|DRWK|DRW SECURITIES, L.L.C.|2125
PAYC|PAYCOM SOFTWARE, INC|EBXL|EBX LLC|124900
PAYC|PAYCOM SOFTWARE, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|17379
PAYC|PAYCOM SOFTWARE, INC|EDJO|Edward D. Jones & Co., L.P.|5614
PAYC|PAYCOM SOFTWARE, INC|EGAM|CBOE TRADING, INC.|4925
PAYC|PAYCOM SOFTWARE, INC|EGAW|CBOE TRADING, INC.|13
PAYC|PAYCOM SOFTWARE, INC|EGMT|EG MARKET TECHNOLOGIES LLC|4208
PAYC|PAYCOM SOFTWARE, INC|EGXM|CBOE TRADING, INC.|1920
PAYC|PAYCOM SOFTWARE, INC|ELEV|ELEVATION, LLC|4706
PAYC|PAYCOM SOFTWARE, INC|ETBE|Electronic Transaction Clearing, Inc.|24313
PAYC|PAYCOM SOFTWARE, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51146
PAYC|PAYCOM SOFTWARE, INC|ETRS|E*Trade Securities LLC|133428
PAYC|PAYCOM SOFTWARE, INC|FBSB|U.S. Bancorp Investments, Inc.|6
PAYC|PAYCOM SOFTWARE, INC|FIDT|Fidelity Clearing Canada ULC./ CDS|100
PAYC|PAYCOM SOFTWARE, INC|FILL|Tradestation Securities, Inc.|9243
PAYC|PAYCOM SOFTWARE, INC|FMAF|NBCN Inc./ CDS|1076
PAYC|PAYCOM SOFTWARE, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11651
PAYC|PAYCOM SOFTWARE, INC|FQLS|Quantlab Securities LP|286357
PAYC|PAYCOM SOFTWARE, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70034
PAYC|PAYCOM SOFTWARE, INC|FTBR|Foliofn Investments, Inc.|5718
PAYC|PAYCOM SOFTWARE, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2010
PAYC|PAYCOM SOFTWARE, INC|GLIS|TD Securities Inc|1939
PAYC|PAYCOM SOFTWARE, INC|GLPX|ACS EXECUTION SERVICES, LLC|11808
PAYC|PAYCOM SOFTWARE, INC|GSCO|GOLDMAN SACHS & CO. LLC|1120808
PAYC|PAYCOM SOFTWARE, INC|GSCS|GOLDMAN SACHS & CO. LLC|22491
PAYC|PAYCOM SOFTWARE, INC|GSLT|GOLDMAN SACHS & CO. LLC|5598
PAYC|PAYCOM SOFTWARE, INC|GTSZ|GTS SECURITIES LLC|57994
PAYC|PAYCOM SOFTWARE, INC|HRBF|American Enterprise Investment Services Inc.|9036
PAYC|PAYCOM SOFTWARE, INC|HSBC|HSBC Securities, Inc.|826
PAYC|PAYCOM SOFTWARE, INC|IATS|INTERACTIVE BROKERS LLC|38946
PAYC|PAYCOM SOFTWARE, INC|IBKR|Interactive Brokers Llc|31415
PAYC|PAYCOM SOFTWARE, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1697
PAYC|PAYCOM SOFTWARE, INC|ICBX|INSTINET, LLC|37300
PAYC|PAYCOM SOFTWARE, INC|IEQY|CITADEL SECURITIES LLC|29043
PAYC|PAYCOM SOFTWARE, INC|INCA|INSTINET, LLC|260702
PAYC|PAYCOM SOFTWARE, INC|INJX|INSTINET, LLC|2054
PAYC|PAYCOM SOFTWARE, INC|ITGI|ITG Inc.|46711
PAYC|PAYCOM SOFTWARE, INC|ITGP|ITG INC.|81800
PAYC|PAYCOM SOFTWARE, INC|JANY|Janney Montgomery Scott Inc.|624
PAYC|PAYCOM SOFTWARE, INC|JEFF|JEFFERIES LLC|40033
PAYC|PAYCOM SOFTWARE, INC|JMPT|JUMP TRADING, LLC|43349
PAYC|PAYCOM SOFTWARE, INC|JPBX|J.P. MORGAN SECURITIES LLC|74642
PAYC|PAYCOM SOFTWARE, INC|JPMX|J.P. Morgan Securities LLC|253572
PAYC|PAYCOM SOFTWARE, INC|JSJX|JANE STREET CAPITAL LLC|10507
PAYC|PAYCOM SOFTWARE, INC|KCGM|VIRTU Americas LLC|28365
PAYC|PAYCOM SOFTWARE, INC|KING|C. L. King & Associates, Inc.|1200
PAYC|PAYCOM SOFTWARE, INC|LEHM|Barclays Capital Inc./Le|495169
PAYC|PAYCOM SOFTWARE, INC|LIME|Lime Brokerage LLC|16963
PAYC|PAYCOM SOFTWARE, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|30712
PAYC|PAYCOM SOFTWARE, INC|LOOP|Loop Capital Markets LLC|9906
PAYC|PAYCOM SOFTWARE, INC|LQNA|LIQUIDNET, INC.|42100
PAYC|PAYCOM SOFTWARE, INC|LSCI|Lek Securities Corporation|3309
PAYC|PAYCOM SOFTWARE, INC|LVMR|LIVERMORE TRADING GROUP, INC.|11765
PAYC|PAYCOM SOFTWARE, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
PAYC|PAYCOM SOFTWARE, INC|MACC|Mid Atlantic Capital Corporation|352
PAYC|PAYCOM SOFTWARE, INC|MAVB|Great Point Capital LLC|100
PAYC|PAYCOM SOFTWARE, INC|MAXM|Maxim Group LLC|715
PAYC|PAYCOM SOFTWARE, INC|MBTS|ALLY INVEST SECURITIES LLC|1091
PAYC|PAYCOM SOFTWARE, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|137062
PAYC|PAYCOM SOFTWARE, INC|MOTF|MOTIF INVESTING, INC.|153
PAYC|PAYCOM SOFTWARE, INC|MSCO|MORGAN STANLEY & CO. LLC|1320595
PAYC|PAYCOM SOFTWARE, INC|MSPL|MORGAN STANLEY & CO. LLC|490800
PAYC|PAYCOM SOFTWARE, INC|MSTX|MORGAN STANLEY & CO. LLC|182000
PAYC|PAYCOM SOFTWARE, INC|NATL|National Securities Corporation|100
PAYC|PAYCOM SOFTWARE, INC|NBCS|NBC Securities, INC.|140
PAYC|PAYCOM SOFTWARE, INC|NFSC|National Financial Services LLC|393028
PAYC|PAYCOM SOFTWARE, INC|NITE|VIRTU Americas LLC|650585
PAYC|PAYCOM SOFTWARE, INC|NITP|VIRTU Americas LLC|446
PAYC|PAYCOM SOFTWARE, INC|NQRB|Brut, LLC|5750
PAYC|PAYCOM SOFTWARE, INC|NTBF|BMO Nesbitt Burns Inc./CDS|789
PAYC|PAYCOM SOFTWARE, INC|NTRC|Northern Trust Securities, Inc.|1051
PAYC|PAYCOM SOFTWARE, INC|ONEL|O'NEIL SECURITIES, INCORPORATED|400
PAYC|PAYCOM SOFTWARE, INC|OPCO|Oppenheimer & Co. Inc.|3096
PAYC|PAYCOM SOFTWARE, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|391
PAYC|PAYCOM SOFTWARE, INC|PDQM|CODA MARKETS, INC.|18865
PAYC|PAYCOM SOFTWARE, INC|PHLY|NASDAQ Execution Services, LLC|5000
PAYC|PAYCOM SOFTWARE, INC|PWJC|UBS Financial Services, Inc.|2900
PAYC|PAYCOM SOFTWARE, INC|QMSR|QUATTRO M SECURITIES INC.|580
PAYC|PAYCOM SOFTWARE, INC|RBCM|RBC CAPITAL MARKETS, LLC|9003
PAYC|PAYCOM SOFTWARE, INC|RGLD|Regal Securities, Inc|78
PAYC|PAYCOM SOFTWARE, INC|SAGL|SAGETRADER, LLC|5936
PAYC|PAYCOM SOFTWARE, INC|SAGW|SAGETRADER, LLC|121
PAYC|PAYCOM SOFTWARE, INC|SALI|INTL FCSTONE FINANCIAL INC.|900
PAYC|PAYCOM SOFTWARE, INC|SBRX|MURIEL SIEBERT & CO INC|218
PAYC|PAYCOM SOFTWARE, INC|SBSH|Citigroup Global Markets Inc.|145204
PAYC|PAYCOM SOFTWARE, INC|SEIC|SEI Investments Distribution Co.|100
PAYC|PAYCOM SOFTWARE, INC|SGMT|GOLDMAN SACHS & CO. LLC|144507
PAYC|PAYCOM SOFTWARE, INC|SJLS|TRADE INFORMATICS LLC|2500
PAYC|PAYCOM SOFTWARE, INC|SPDR|SPEEDROUTE LLC|2059
PAYC|PAYCOM SOFTWARE, INC|SPHN|Stephens Inc.|800
PAYC|PAYCOM SOFTWARE, INC|STFL|Stifel, Nicolaus & Company, Incorporated|4907
PAYC|PAYCOM SOFTWARE, INC|STKP|STOCKPILE INVESTMENTS, INC.|74
PAYC|PAYCOM SOFTWARE, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4567
PAYC|PAYCOM SOFTWARE, INC|SWIM|TD Ameritrade, Inc.|76218
PAYC|PAYCOM SOFTWARE, INC|SWST|Hilltop Securities Inc.|110
PAYC|PAYCOM SOFTWARE, INC|TKNG|ALLY INVEST SECURITIES LLC|3590
PAYC|PAYCOM SOFTWARE, INC|TMBR|Timber Hill LLC|25
PAYC|PAYCOM SOFTWARE, INC|TRBT|Tradebot Systems, Inc.|285562
PAYC|PAYCOM SOFTWARE, INC|TRCM|TRC MARKETS LLC|104080
PAYC|PAYCOM SOFTWARE, INC|TWTT|TASTYWORKS, INC.|700
PAYC|PAYCOM SOFTWARE, INC|UBSA|UBS SECURITIES LLC|453305
PAYC|PAYCOM SOFTWARE, INC|UBSS|UBS Securities LLC|876548
PAYC|PAYCOM SOFTWARE, INC|VALX|VIRTU AMERICAS LLC|10608
PAYC|PAYCOM SOFTWARE, INC|VGRD|Vanguard Marketing Corporation|25263
PAYC|PAYCOM SOFTWARE, INC|VSIN|Vision Financial Markets Llc|160
PAYC|PAYCOM SOFTWARE, INC|WABR|Wall Street Access|30385
PAYC|PAYCOM SOFTWARE, INC|WBLR|WILLIAM BLAIR|830
PAYC|PAYCOM SOFTWARE, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2162
PAYC|PAYCOM SOFTWARE, INC|WCHV|WELLS FARGO SECURITIES, LLC|82318
PAYC|PAYCOM SOFTWARE, INC|WEDB|WEDBUSH SECURITIES INC.|3623
PAYC|PAYCOM SOFTWARE, INC|WEED|Weeden & Co.L.P.|630
PAYC|PAYCOM SOFTWARE, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13906
PAYC|PAYCOM SOFTWARE, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35029
PAYC|PAYCOM SOFTWARE, INC|WFPB|Wells Fargo Securities, LLC.|200
PAYC|PAYCOM SOFTWARE, INC|WGIF|CIBC World Markets Inc.|378
PAYC|PAYCOM SOFTWARE, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|395
PAYC|PAYCOM SOFTWARE, INC|WSEA|WOLVERINE SECURITIES, LLC|7137
PAYC|PAYCOM SOFTWARE, INC|WTFS|JUST2TRADE, INC.|65
PAYC|PAYCOM SOFTWARE, INC|XIST|INSTINET, LLC|22800
PAYC|PAYCOM SOFTWARE, INC|XPQR|Jump Trading|2601
PAYC|PAYCOM SOFTWARE, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|86820
PAYC|PAYCOM SOFTWARE, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1953
PAYC|PAYCOM SOFTWARE, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8271
PAYX|PAYCHEX, INC.|ABLE|NATIXIS Securities Americas LLC|13052
PAYX|PAYCHEX, INC.|ALTX|Alternet Securities Inc.|22105
PAYX|PAYCHEX, INC.|ANOS|ABEL/NOSER, L.L.C.|23
PAYX|PAYCHEX, INC.|APCC|Apex Clearing Corporation|3272
PAYX|PAYCHEX, INC.|BANK|Primevest Financial Services, Inc.|172
PAYX|PAYCHEX, INC.|BARD|Robert W. Baird & Co. Incorporated|13253
PAYX|PAYCHEX, INC.|BATM|CBOE TRADING, INC.|14289
PAYX|PAYCHEX, INC.|BAYC|BAY CREST PARTNERS, LLC|118614
PAYX|PAYCHEX, INC.|BAYT|BTIG, LLC|20116
PAYX|PAYCHEX, INC.|BBNT|BB&T SECURITIES, LLC|3978
PAYX|PAYCHEX, INC.|BERN|Sanford C. Bernstein & Co., LLC|193590
PAYX|PAYCHEX, INC.|BIDS|BIDS TRADING L.P.|300
PAYX|PAYCHEX, INC.|BKCM|BNY Mellon Capital Markets LLC|2109
PAYX|PAYCHEX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55932
PAYX|PAYCHEX, INC.|BLKX|INSTINET, LLC|22400
PAYX|PAYCHEX, INC.|BMOC|BMO Capital Markets Corp.|158087
PAYX|PAYCHEX, INC.|BNCH|The Benchmark Company, LLC|13502
PAYX|PAYCHEX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|873564
PAYX|PAYCHEX, INC.|BTIG|BTIG, LLC|138565
PAYX|PAYCHEX, INC.|BYXM|CBOE TRADING, INC.|17214
PAYX|PAYCHEX, INC.|BZYD|GOLDMAN SACHS & CO. LLC|150
PAYX|PAYCHEX, INC.|CABR|Cabrera Capital Markets, Inc.|50
PAYX|PAYCHEX, INC.|CANT|Cantor Fitzgerald & Co.|10045
PAYX|PAYCHEX, INC.|CHAS|Charles Schwab & Co., Inc.|2353
PAYX|PAYCHEX, INC.|CIBP|CIBC World Markets Corp.|17684
PAYX|PAYCHEX, INC.|CIST|Capital Institutional Services, Inc.|9618
PAYX|PAYCHEX, INC.|CLSA|CLSA AMERICAS, LLC|28700
PAYX|PAYCHEX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|347050
PAYX|PAYCHEX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3476
PAYX|PAYCHEX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|650
PAYX|PAYCHEX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|915482
PAYX|PAYCHEX, INC.|CTDL|Citadel Derivatives Group Llc|50429
PAYX|PAYCHEX, INC.|CTLR|CUTLER GROUP, LP|5711
PAYX|PAYCHEX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|93844
PAYX|PAYCHEX, INC.|DADA|D.A. Davidson & Co.|550
PAYX|PAYCHEX, INC.|DAVA|Davenport & Company LLC|80
PAYX|PAYCHEX, INC.|DAWA|Daiwa Capital Markets America Inc.|227
PAYX|PAYCHEX, INC.|DBAB|Deutsche Bank Securities Inc.|2178603
PAYX|PAYCHEX, INC.|DBAX|Deutsche Bank Securities Inc.|377000
PAYX|PAYCHEX, INC.|DBUL|Deutsche Bank Securities Inc.|8678
PAYX|PAYCHEX, INC.|DCHF|Dart Executions, LLC|2823
PAYX|PAYCHEX, INC.|DEAN|MORGAN STANLEY|30655
PAYX|PAYCHEX, INC.|DEGS|RONIN PROFESSIONAL LLC|1648
PAYX|PAYCHEX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10693
PAYX|PAYCHEX, INC.|DRWK|DRW SECURITIES, L.L.C.|113169
PAYX|PAYCHEX, INC.|EBXL|EBX LLC|305700
PAYX|PAYCHEX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|17948
PAYX|PAYCHEX, INC.|EDJC|Edward Jones / CDS|100
PAYX|PAYCHEX, INC.|EDJO|Edward D. Jones & Co., L.P.|6509
PAYX|PAYCHEX, INC.|EGAM|CBOE TRADING, INC.|40088
PAYX|PAYCHEX, INC.|EGAW|CBOE TRADING, INC.|986
PAYX|PAYCHEX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2050
PAYX|PAYCHEX, INC.|EGXM|CBOE TRADING, INC.|11484
PAYX|PAYCHEX, INC.|EGXW|CBOE TRADING, INC.|105
PAYX|PAYCHEX, INC.|ESPO|ESPOSITO SECURITIES, LLC|932
PAYX|PAYCHEX, INC.|ETBE|Electronic Transaction Clearing, Inc.|137022
PAYX|PAYCHEX, INC.|ETCC|Electronic Transaction Clearing, Inc.|3151
PAYX|PAYCHEX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4780
PAYX|PAYCHEX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41076
PAYX|PAYCHEX, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
PAYX|PAYCHEX, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|505760
PAYX|PAYCHEX, INC.|ETRS|E*Trade Securities LLC|108913
PAYX|PAYCHEX, INC.|FBCO|Credit Suisse Securities (USA) LLC|2342202
PAYX|PAYCHEX, INC.|FBSB|U.S. Bancorp Investments, Inc.|831
PAYX|PAYCHEX, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|57
PAYX|PAYCHEX, INC.|FILL|Tradestation Securities, Inc.|8918
PAYX|PAYCHEX, INC.|FINX|FINTECH SECURITIES|2686
PAYX|PAYCHEX, INC.|FINZ|FINTECH SECURITIES|200
PAYX|PAYCHEX, INC.|FMAF|NBCN Inc./ CDS|5179
PAYX|PAYCHEX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|193672
PAYX|PAYCHEX, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42195
PAYX|PAYCHEX, INC.|FQLS|Quantlab Securities LP|922790
PAYX|PAYCHEX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|237379
PAYX|PAYCHEX, INC.|FTBR|Foliofn Investments, Inc.|5496
PAYX|PAYCHEX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|125800
PAYX|PAYCHEX, INC.|GELP|RBC CAPITAL MARKETS, LLC|2197
PAYX|PAYCHEX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|43748
PAYX|PAYCHEX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3573682
PAYX|PAYCHEX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|31999
PAYX|PAYCHEX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|42731
PAYX|PAYCHEX, INC.|GTSZ|GTS SECURITIES LLC|491562
PAYX|PAYCHEX, INC.|HAPX|HAP Trading, LLC|120
PAYX|PAYCHEX, INC.|HRBF|American Enterprise Investment Services Inc.|355519
PAYX|PAYCHEX, INC.|HSBC|HSBC Securities, Inc.|116663
PAYX|PAYCHEX, INC.|IATS|INTERACTIVE BROKERS LLC|12785
PAYX|PAYCHEX, INC.|IBKR|Interactive Brokers Llc|124283
PAYX|PAYCHEX, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|113
PAYX|PAYCHEX, INC.|ICBX|INSTINET, LLC|119427
PAYX|PAYCHEX, INC.|IEQY|CITADEL SECURITIES LLC|391497
PAYX|PAYCHEX, INC.|INCA|INSTINET, LLC|1406091
PAYX|PAYCHEX, INC.|INJX|INSTINET, LLC|147347
PAYX|PAYCHEX, INC.|ITGI|ITG Inc.|144051
PAYX|PAYCHEX, INC.|ITGP|ITG INC.|278400
PAYX|PAYCHEX, INC.|JANY|Janney Montgomery Scott Inc.|13023
PAYX|PAYCHEX, INC.|JEFF|JEFFERIES LLC|725093
PAYX|PAYCHEX, INC.|JMPT|JUMP TRADING, LLC|227705
PAYX|PAYCHEX, INC.|JONE|JonesTrading|5080
PAYX|PAYCHEX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|97247
PAYX|PAYCHEX, INC.|JPMX|J.P. Morgan Securities LLC|805490
PAYX|PAYCHEX, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|1416
PAYX|PAYCHEX, INC.|JSJX|JANE STREET CAPITAL LLC|10770
PAYX|PAYCHEX, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|10000
PAYX|PAYCHEX, INC.|KCGM|VIRTU Americas LLC|72684
PAYX|PAYCHEX, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|70200
PAYX|PAYCHEX, INC.|LEHM|Barclays Capital Inc./Le|2238370
PAYX|PAYCHEX, INC.|LIME|Lime Brokerage LLC|287033
PAYX|PAYCHEX, INC.|LIWD|LIME BROKERAGE LLC|76
PAYX|PAYCHEX, INC.|LMGP|LIME BROKERAGE LLC|23100
PAYX|PAYCHEX, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|127000
PAYX|PAYCHEX, INC.|LOOP|Loop Capital Markets LLC|100
PAYX|PAYCHEX, INC.|LQNA|LIQUIDNET, INC.|51100
PAYX|PAYCHEX, INC.|LSCI|Lek Securities Corporation|717
PAYX|PAYCHEX, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
PAYX|PAYCHEX, INC.|MACC|Mid Atlantic Capital Corporation|2745
PAYX|PAYCHEX, INC.|MACQ|Macquarie Capital (USA) Inc.|200
PAYX|PAYCHEX, INC.|MAXM|Maxim Group LLC|4216
PAYX|PAYCHEX, INC.|MCMF|Raymond James Ltd. Cds|2930
PAYX|PAYCHEX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|231660
PAYX|PAYCHEX, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
PAYX|PAYCHEX, INC.|MOTF|MOTIF INVESTING, INC.|28
PAYX|PAYCHEX, INC.|MSCO|MORGAN STANLEY & CO. LLC|7261675
PAYX|PAYCHEX, INC.|MSPL|MORGAN STANLEY & CO. LLC|737400
PAYX|PAYCHEX, INC.|MSTX|MORGAN STANLEY & CO. LLC|723700
PAYX|PAYCHEX, INC.|NATL|National Securities Corporation|895
PAYX|PAYCHEX, INC.|NEUB|NEUBERGER BERMAN BD LLC|664
PAYX|PAYCHEX, INC.|NFSC|National Financial Services LLC|396499
PAYX|PAYCHEX, INC.|NITE|VIRTU Americas LLC|1105728
PAYX|PAYCHEX, INC.|NITP|VIRTU Americas LLC|14180
PAYX|PAYCHEX, INC.|NMRA|Nomura Securities International, Inc.|400
PAYX|PAYCHEX, INC.|NQRB|Brut, LLC|78668
PAYX|PAYCHEX, INC.|NTRC|Northern Trust Securities, Inc.|316
PAYX|PAYCHEX, INC.|OHOS|TWO SIGMA SECURITIES, LLC|198379
PAYX|PAYCHEX, INC.|OLDM|OLD MISSION CAPITAL, LLC|13351
PAYX|PAYCHEX, INC.|OPCO|Oppenheimer & Co. Inc.|2561
PAYX|PAYCHEX, INC.|OTAA|OTA LLC|500
PAYX|PAYCHEX, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|14172
PAYX|PAYCHEX, INC.|PDQM|CODA MARKETS, INC.|127126
PAYX|PAYCHEX, INC.|PHLY|NASDAQ Execution Services, LLC|28800
PAYX|PAYCHEX, INC.|PICT|Pictet Overseas Inc.|168
PAYX|PAYCHEX, INC.|PWJC|UBS Financial Services, Inc.|19203
PAYX|PAYCHEX, INC.|RAJA|Raymond James & Associates, Inc.|29557
PAYX|PAYCHEX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|25699
PAYX|PAYCHEX, INC.|RGLD|Regal Securities, Inc|1
PAYX|PAYCHEX, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|18610
PAYX|PAYCHEX, INC.|SAGL|SAGETRADER, LLC|46787
PAYX|PAYCHEX, INC.|SAGW|SAGETRADER, LLC|1828
PAYX|PAYCHEX, INC.|SALI|INTL FCSTONE FINANCIAL INC.|509
PAYX|PAYCHEX, INC.|SBSH|Citigroup Global Markets Inc.|1557956
PAYX|PAYCHEX, INC.|SCMC|Scotia Capital Markets (USA) Inc.|128000
PAYX|PAYCHEX, INC.|SEIC|SEI Investments Distribution Co.|1300
PAYX|PAYCHEX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|273691
PAYX|PAYCHEX, INC.|SJLS|TRADE INFORMATICS LLC|200
PAYX|PAYCHEX, INC.|SOGO|Wang Investment Associates, Inc.|150
PAYX|PAYCHEX, INC.|SPDR|SPEEDROUTE LLC|15262
PAYX|PAYCHEX, INC.|SPHN|Stephens Inc.|3960
PAYX|PAYCHEX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|40362
PAYX|PAYCHEX, INC.|STKP|STOCKPILE INVESTMENTS, INC.|40
PAYX|PAYCHEX, INC.|STXG|Stockcross Financial Services, Inc.|3
PAYX|PAYCHEX, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
PAYX|PAYCHEX, INC.|SWIM|TD Ameritrade, Inc.|48565
PAYX|PAYCHEX, INC.|SWST|Hilltop Securities Inc.|15735
PAYX|PAYCHEX, INC.|TKNG|ALLY INVEST SECURITIES LLC|2503
PAYX|PAYCHEX, INC.|TONC|CUTTONE & CO., LLC|2300
PAYX|PAYCHEX, INC.|TRBT|Tradebot Systems, Inc.|958704
PAYX|PAYCHEX, INC.|TRCM|TRC MARKETS LLC|865297
PAYX|PAYCHEX, INC.|TTUC|CUTTONE & CO., INC.|7117
PAYX|PAYCHEX, INC.|TWTT|TASTYWORKS, INC.|1618
PAYX|PAYCHEX, INC.|UBSA|UBS SECURITIES LLC|1185805
PAYX|PAYCHEX, INC.|UBSS|UBS Securities LLC|2213315
PAYX|PAYCHEX, INC.|VALX|VIRTU AMERICAS LLC|25200
PAYX|PAYCHEX, INC.|VGRD|Vanguard Marketing Corporation|20852
PAYX|PAYCHEX, INC.|WBLR|WILLIAM BLAIR|3604
PAYX|PAYCHEX, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|18054
PAYX|PAYCHEX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|687489
PAYX|PAYCHEX, INC.|WDNX|WEEDEN & CO.L.P.|3802
PAYX|PAYCHEX, INC.|WEDB|WEDBUSH SECURITIES INC.|306
PAYX|PAYCHEX, INC.|WEED|Weeden & Co.L.P.|1842
PAYX|PAYCHEX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55980
PAYX|PAYCHEX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|83679
PAYX|PAYCHEX, INC.|WGIF|CIBC World Markets Inc.|1848
PAYX|PAYCHEX, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|618
PAYX|PAYCHEX, INC.|WSEA|WOLVERINE SECURITIES, LLC|19503
PAYX|PAYCHEX, INC.|XIST|INSTINET, LLC|559916
PAYX|PAYCHEX, INC.|XPQR|Jump Trading|50
PAYX|PAYCHEX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|86772
PAYX|PAYCHEX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1668
PAYX|PAYCHEX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29127
PB|PROSPERITY BNCSH INC|ALTX|Alternet Securities Inc.|4395
PB|PROSPERITY BNCSH INC|ANOS|ABEL/NOSER, L.L.C.|350
PB|PROSPERITY BNCSH INC|APCC|Apex Clearing Corporation|18
PB|PROSPERITY BNCSH INC|BANK|Primevest Financial Services, Inc.|440
PB|PROSPERITY BNCSH INC|BARD|Robert W. Baird & Co. Incorporated|4869
PB|PROSPERITY BNCSH INC|BATM|CBOE TRADING, INC.|1229
PB|PROSPERITY BNCSH INC|BERN|Sanford C. Bernstein & Co., LLC|1871
PB|PROSPERITY BNCSH INC|BIDS|BIDS TRADING L.P.|20100
PB|PROSPERITY BNCSH INC|BKCM|BNY Mellon Capital Markets LLC|13325
PB|PROSPERITY BNCSH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79
PB|PROSPERITY BNCSH INC|BLKX|INSTINET, LLC|10000
PB|PROSPERITY BNCSH INC|BNPX|BNP PARIBAS SECURITIES CORP.|3831
PB|PROSPERITY BNCSH INC|BRVL|BLAYLOCK VAN, LLC|1500
PB|PROSPERITY BNCSH INC|BTIG|BTIG, LLC|4501
PB|PROSPERITY BNCSH INC|BYXM|CBOE TRADING, INC.|20
PB|PROSPERITY BNCSH INC|BZYD|GOLDMAN SACHS & CO. LLC|546
PB|PROSPERITY BNCSH INC|CHAS|Charles Schwab & Co., Inc.|561
PB|PROSPERITY BNCSH INC|CIST|Capital Institutional Services, Inc.|356
PB|PROSPERITY BNCSH INC|CMPT|Compass Point Research & Trading, LLC|1000
PB|PROSPERITY BNCSH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32201
PB|PROSPERITY BNCSH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|102
PB|PROSPERITY BNCSH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
PB|PROSPERITY BNCSH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|215994
PB|PROSPERITY BNCSH INC|CTDL|Citadel Derivatives Group Llc|4572
PB|PROSPERITY BNCSH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16632
PB|PROSPERITY BNCSH INC|DBAB|Deutsche Bank Securities Inc.|84289
PB|PROSPERITY BNCSH INC|DBAX|Deutsche Bank Securities Inc.|129100
PB|PROSPERITY BNCSH INC|DBUL|Deutsche Bank Securities Inc.|5113
PB|PROSPERITY BNCSH INC|DEAN|MORGAN STANLEY|928
PB|PROSPERITY BNCSH INC|DEGS|RONIN PROFESSIONAL LLC|50
PB|PROSPERITY BNCSH INC|EBXL|EBX LLC|84600
PB|PROSPERITY BNCSH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|23274
PB|PROSPERITY BNCSH INC|EDJO|Edward D. Jones & Co., L.P.|1760
PB|PROSPERITY BNCSH INC|EGAM|CBOE TRADING, INC.|6561
PB|PROSPERITY BNCSH INC|EGAW|CBOE TRADING, INC.|8
PB|PROSPERITY BNCSH INC|EGMT|EG MARKET TECHNOLOGIES LLC|1182
PB|PROSPERITY BNCSH INC|EGXM|CBOE TRADING, INC.|1185
PB|PROSPERITY BNCSH INC|ETBE|Electronic Transaction Clearing, Inc.|7109
PB|PROSPERITY BNCSH INC|ETCC|Electronic Transaction Clearing, Inc.|460
PB|PROSPERITY BNCSH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8222
PB|PROSPERITY BNCSH INC|ETRS|E*Trade Securities LLC|1841
PB|PROSPERITY BNCSH INC|FBSB|U.S. Bancorp Investments, Inc.|85
PB|PROSPERITY BNCSH INC|FINX|FINTECH SECURITIES|573
PB|PROSPERITY BNCSH INC|FMAF|NBCN Inc./ CDS|1008
PB|PROSPERITY BNCSH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4149
PB|PROSPERITY BNCSH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85519
PB|PROSPERITY BNCSH INC|FTBR|Foliofn Investments, Inc.|233
PB|PROSPERITY BNCSH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|201
PB|PROSPERITY BNCSH INC|GLPX|ACS EXECUTION SERVICES, LLC|62905
PB|PROSPERITY BNCSH INC|GSCO|GOLDMAN SACHS & CO. LLC|443706
PB|PROSPERITY BNCSH INC|GSLT|GOLDMAN SACHS & CO. LLC|2333
PB|PROSPERITY BNCSH INC|GTSZ|GTS SECURITIES LLC|25264
PB|PROSPERITY BNCSH INC|HAPX|HAP Trading, LLC|113
PB|PROSPERITY BNCSH INC|HRBF|American Enterprise Investment Services Inc.|4241
PB|PROSPERITY BNCSH INC|HSBC|HSBC Securities, Inc.|100
PB|PROSPERITY BNCSH INC|IATS|INTERACTIVE BROKERS LLC|802
PB|PROSPERITY BNCSH INC|IBKR|Interactive Brokers Llc|1859
PB|PROSPERITY BNCSH INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|77
PB|PROSPERITY BNCSH INC|ICBX|INSTINET, LLC|72100
PB|PROSPERITY BNCSH INC|IEQY|CITADEL SECURITIES LLC|66454
PB|PROSPERITY BNCSH INC|INCA|INSTINET, LLC|87362
PB|PROSPERITY BNCSH INC|INJX|INSTINET, LLC|1665
PB|PROSPERITY BNCSH INC|ITGI|ITG Inc.|19288
PB|PROSPERITY BNCSH INC|ITGP|ITG INC.|35800
PB|PROSPERITY BNCSH INC|JANY|Janney Montgomery Scott Inc.|8
PB|PROSPERITY BNCSH INC|JEFF|JEFFERIES LLC|100880
PB|PROSPERITY BNCSH INC|JMPT|JUMP TRADING, LLC|21415
PB|PROSPERITY BNCSH INC|JONE|JonesTrading|28
PB|PROSPERITY BNCSH INC|JPBX|J.P. MORGAN SECURITIES LLC|34970
PB|PROSPERITY BNCSH INC|JPMX|J.P. Morgan Securities LLC|189930
PB|PROSPERITY BNCSH INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
PB|PROSPERITY BNCSH INC|JSJX|JANE STREET CAPITAL LLC|3300
PB|PROSPERITY BNCSH INC|KCGM|VIRTU Americas LLC|26606
PB|PROSPERITY BNCSH INC|LEHM|Barclays Capital Inc./Le|420256
PB|PROSPERITY BNCSH INC|LIME|Lime Brokerage LLC|18002
PB|PROSPERITY BNCSH INC|LQNA|LIQUIDNET, INC.|10500
PB|PROSPERITY BNCSH INC|LSCI|Lek Securities Corporation|206
PB|PROSPERITY BNCSH INC|MACQ|Macquarie Capital (USA) Inc.|13700
PB|PROSPERITY BNCSH INC|MAXM|Maxim Group LLC|22
PB|PROSPERITY BNCSH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113650
PB|PROSPERITY BNCSH INC|MOTF|MOTIF INVESTING, INC.|4
PB|PROSPERITY BNCSH INC|MSCO|MORGAN STANLEY & CO. LLC|530049
PB|PROSPERITY BNCSH INC|MSPL|MORGAN STANLEY & CO. LLC|159100
PB|PROSPERITY BNCSH INC|MSTX|MORGAN STANLEY & CO. LLC|23900
PB|PROSPERITY BNCSH INC|MULL|MARK J. MULLER EQUITIES, INC.|11035
PB|PROSPERITY BNCSH INC|NFSC|National Financial Services LLC|37872
PB|PROSPERITY BNCSH INC|NITE|VIRTU Americas LLC|92103
PB|PROSPERITY BNCSH INC|NQRB|Brut, LLC|2109
PB|PROSPERITY BNCSH INC|PDQM|CODA MARKETS, INC.|96200
PB|PROSPERITY BNCSH INC|PWJC|UBS Financial Services, Inc.|207
PB|PROSPERITY BNCSH INC|RBCM|RBC CAPITAL MARKETS, LLC|20
PB|PROSPERITY BNCSH INC|SAGL|SAGETRADER, LLC|3849
PB|PROSPERITY BNCSH INC|SAGW|SAGETRADER, LLC|121
PB|PROSPERITY BNCSH INC|SALI|INTL FCSTONE FINANCIAL INC.|7413
PB|PROSPERITY BNCSH INC|SBSH|Citigroup Global Markets Inc.|37682
PB|PROSPERITY BNCSH INC|SGMT|GOLDMAN SACHS & CO. LLC|72001
PB|PROSPERITY BNCSH INC|SPDR|SPEEDROUTE LLC|14527
PB|PROSPERITY BNCSH INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|26200
PB|PROSPERITY BNCSH INC|STFL|Stifel, Nicolaus & Company, Incorporated|29517
PB|PROSPERITY BNCSH INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1200
PB|PROSPERITY BNCSH INC|SWIM|TD Ameritrade, Inc.|128
PB|PROSPERITY BNCSH INC|SWST|Hilltop Securities Inc.|200
PB|PROSPERITY BNCSH INC|TIAD|Triad Securities Corp|42
PB|PROSPERITY BNCSH INC|TMBR|Timber Hill LLC|4
PB|PROSPERITY BNCSH INC|TRBT|Tradebot Systems, Inc.|20028
PB|PROSPERITY BNCSH INC|TRCM|TRC MARKETS LLC|61263
PB|PROSPERITY BNCSH INC|UBSA|UBS SECURITIES LLC|333207
PB|PROSPERITY BNCSH INC|UBSS|UBS Securities LLC|383223
PB|PROSPERITY BNCSH INC|VALX|VIRTU AMERICAS LLC|5970
PB|PROSPERITY BNCSH INC|VGRD|Vanguard Marketing Corporation|486
PB|PROSPERITY BNCSH INC|VNDM|Wall Street Access|25111
PB|PROSPERITY BNCSH INC|WBPX|SUMMIT SECURITIES GROUP, LLC|340
PB|PROSPERITY BNCSH INC|WCHV|WELLS FARGO SECURITIES, LLC|11357
PB|PROSPERITY BNCSH INC|WDNX|WEEDEN & CO.L.P.|4082
PB|PROSPERITY BNCSH INC|WEED|Weeden & Co.L.P.|25086
PB|PROSPERITY BNCSH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|854
PB|PROSPERITY BNCSH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3260
PB|PROSPERITY BNCSH INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|597
PB|PROSPERITY BNCSH INC|WSEA|WOLVERINE SECURITIES, LLC|179
PB|PROSPERITY BNCSH INC|XIST|INSTINET, LLC|24800
PB|PROSPERITY BNCSH INC|XPQR|Jump Trading|1700
PB|PROSPERITY BNCSH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6416
PB|PROSPERITY BNCSH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|11794
PB|PROSPERITY BNCSH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6429
PBA|PEMBINA PIPELINE COR|AGCP|AEGIS CAPITAL CORP.|20
PBA|PEMBINA PIPELINE COR|ALTX|Alternet Securities Inc.|1810
PBA|PEMBINA PIPELINE COR|ANOS|ABEL/NOSER, L.L.C.|578
PBA|PEMBINA PIPELINE COR|APCC|Apex Clearing Corporation|3548
PBA|PEMBINA PIPELINE COR|BANK|Primevest Financial Services, Inc.|22
PBA|PEMBINA PIPELINE COR|BARD|Robert W. Baird & Co. Incorporated|1062
PBA|PEMBINA PIPELINE COR|BATM|CBOE TRADING, INC.|1071
PBA|PEMBINA PIPELINE COR|BBNT|BB&T SECURITIES, LLC|245
PBA|PEMBINA PIPELINE COR|BERN|Sanford C. Bernstein & Co., LLC|2108
PBA|PEMBINA PIPELINE COR|BIMI|Banca IMI Securities Corp.|40
PBA|PEMBINA PIPELINE COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5622
PBA|PEMBINA PIPELINE COR|BTIG|BTIG, LLC|100
PBA|PEMBINA PIPELINE COR|BYXM|CBOE TRADING, INC.|200
PBA|PEMBINA PIPELINE COR|BZYD|GOLDMAN SACHS & CO. LLC|3563
PBA|PEMBINA PIPELINE COR|CANT|Cantor Fitzgerald & Co.|170
PBA|PEMBINA PIPELINE COR|CHAS|Charles Schwab & Co., Inc.|322
PBA|PEMBINA PIPELINE COR|CIST|Capital Institutional Services, Inc.|1424
PBA|PEMBINA PIPELINE COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8711
PBA|PEMBINA PIPELINE COR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|302
PBA|PEMBINA PIPELINE COR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
PBA|PEMBINA PIPELINE COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149048
PBA|PEMBINA PIPELINE COR|CTDL|Citadel Derivatives Group Llc|2834
PBA|PEMBINA PIPELINE COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|580
PBA|PEMBINA PIPELINE COR|DADA|D.A. Davidson & Co.|644
PBA|PEMBINA PIPELINE COR|DAVA|Davenport & Company LLC|793
PBA|PEMBINA PIPELINE COR|DBAB|Deutsche Bank Securities Inc.|80645
PBA|PEMBINA PIPELINE COR|DBAX|Deutsche Bank Securities Inc.|28000
PBA|PEMBINA PIPELINE COR|DBUL|Deutsche Bank Securities Inc.|900
PBA|PEMBINA PIPELINE COR|DCHF|Dart Executions, LLC|800
PBA|PEMBINA PIPELINE COR|DEAN|MORGAN STANLEY|5456
PBA|PEMBINA PIPELINE COR|DEGS|RONIN PROFESSIONAL LLC|440
PBA|PEMBINA PIPELINE COR|EBXL|EBX LLC|54700
PBA|PEMBINA PIPELINE COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|32723
PBA|PEMBINA PIPELINE COR|EDJO|Edward D. Jones & Co., L.P.|7077
PBA|PEMBINA PIPELINE COR|EGAM|CBOE TRADING, INC.|7179
PBA|PEMBINA PIPELINE COR|EGAW|CBOE TRADING, INC.|34
PBA|PEMBINA PIPELINE COR|EGXM|CBOE TRADING, INC.|1532
PBA|PEMBINA PIPELINE COR|ETBE|Electronic Transaction Clearing, Inc.|8720
PBA|PEMBINA PIPELINE COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
PBA|PEMBINA PIPELINE COR|ETRS|E*Trade Securities LLC|44408
PBA|PEMBINA PIPELINE COR|FILL|Tradestation Securities, Inc.|505
PBA|PEMBINA PIPELINE COR|FMAF|NBCN Inc./ CDS|121
PBA|PEMBINA PIPELINE COR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6111
PBA|PEMBINA PIPELINE COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54196
PBA|PEMBINA PIPELINE COR|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|250
PBA|PEMBINA PIPELINE COR|FTBR|Foliofn Investments, Inc.|257
PBA|PEMBINA PIPELINE COR|GLIS|TD Securities Inc|300
PBA|PEMBINA PIPELINE COR|GLPX|ACS EXECUTION SERVICES, LLC|312
PBA|PEMBINA PIPELINE COR|GSCO|GOLDMAN SACHS & CO. LLC|79068
PBA|PEMBINA PIPELINE COR|GSCS|GOLDMAN SACHS & CO. LLC|3947
PBA|PEMBINA PIPELINE COR|GSLT|GOLDMAN SACHS & CO. LLC|4833
PBA|PEMBINA PIPELINE COR|GTSY|GTS SECURITIES LLC|1600
PBA|PEMBINA PIPELINE COR|GTSZ|GTS SECURITIES LLC|74773
PBA|PEMBINA PIPELINE COR|HRBF|American Enterprise Investment Services Inc.|5875
PBA|PEMBINA PIPELINE COR|HSBC|HSBC Securities, Inc.|200
PBA|PEMBINA PIPELINE COR|IATS|INTERACTIVE BROKERS LLC|1725
PBA|PEMBINA PIPELINE COR|IBKR|Interactive Brokers Llc|3029
PBA|PEMBINA PIPELINE COR|ICBX|INSTINET, LLC|26500
PBA|PEMBINA PIPELINE COR|INCA|INSTINET, LLC|144028
PBA|PEMBINA PIPELINE COR|INJX|INSTINET, LLC|10
PBA|PEMBINA PIPELINE COR|ITGI|ITG Inc.|56441
PBA|PEMBINA PIPELINE COR|ITGP|ITG INC.|45600
PBA|PEMBINA PIPELINE COR|JANY|Janney Montgomery Scott Inc.|139
PBA|PEMBINA PIPELINE COR|JEFF|JEFFERIES LLC|8125
PBA|PEMBINA PIPELINE COR|JMPT|JUMP TRADING, LLC|4844
PBA|PEMBINA PIPELINE COR|JPBX|J.P. MORGAN SECURITIES LLC|9768
PBA|PEMBINA PIPELINE COR|JPMX|J.P. Morgan Securities LLC|54934
PBA|PEMBINA PIPELINE COR|JSJX|JANE STREET CAPITAL LLC|34432
PBA|PEMBINA PIPELINE COR|KCGM|VIRTU Americas LLC|13111
PBA|PEMBINA PIPELINE COR|LEHM|Barclays Capital Inc./Le|129147
PBA|PEMBINA PIPELINE COR|LGNT|COR CLEARING LLC|12
PBA|PEMBINA PIPELINE COR|LIME|Lime Brokerage LLC|9882
PBA|PEMBINA PIPELINE COR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PBA|PEMBINA PIPELINE COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35200
PBA|PEMBINA PIPELINE COR|MOTF|MOTIF INVESTING, INC.|3
PBA|PEMBINA PIPELINE COR|MSCO|MORGAN STANLEY & CO. LLC|1012422
PBA|PEMBINA PIPELINE COR|MSPL|MORGAN STANLEY & CO. LLC|141100
PBA|PEMBINA PIPELINE COR|MSTX|MORGAN STANLEY & CO. LLC|7400
PBA|PEMBINA PIPELINE COR|MULL|MARK J. MULLER EQUITIES, INC.|6800
PBA|PEMBINA PIPELINE COR|NEUB|NEUBERGER BERMAN BD LLC|250
PBA|PEMBINA PIPELINE COR|NFSC|National Financial Services LLC|105404
PBA|PEMBINA PIPELINE COR|NITE|VIRTU Americas LLC|300685
PBA|PEMBINA PIPELINE COR|NITP|VIRTU Americas LLC|452
PBA|PEMBINA PIPELINE COR|NQRB|Brut, LLC|2447
PBA|PEMBINA PIPELINE COR|NTBF|BMO Nesbitt Burns Inc./CDS|1940
PBA|PEMBINA PIPELINE COR|NTRC|Northern Trust Securities, Inc.|625
PBA|PEMBINA PIPELINE COR|OPCO|Oppenheimer & Co. Inc.|4787
PBA|PEMBINA PIPELINE COR|PCFF|Pacific International Securities Inc./CDS|98
PBA|PEMBINA PIPELINE COR|PDQM|CODA MARKETS, INC.|3371
PBA|PEMBINA PIPELINE COR|PWJC|UBS Financial Services, Inc.|742
PBA|PEMBINA PIPELINE COR|RBCM|RBC CAPITAL MARKETS, LLC|22444
PBA|PEMBINA PIPELINE COR|SAGL|SAGETRADER, LLC|500
PBA|PEMBINA PIPELINE COR|SALI|INTL FCSTONE FINANCIAL INC.|360
PBA|PEMBINA PIPELINE COR|SBSH|Citigroup Global Markets Inc.|1656
PBA|PEMBINA PIPELINE COR|SEIC|SEI Investments Distribution Co.|100
PBA|PEMBINA PIPELINE COR|SGMT|GOLDMAN SACHS & CO. LLC|19437
PBA|PEMBINA PIPELINE COR|SPDR|SPEEDROUTE LLC|100
PBA|PEMBINA PIPELINE COR|SPHN|Stephens Inc.|5
PBA|PEMBINA PIPELINE COR|STFL|Stifel, Nicolaus & Company, Incorporated|4459
PBA|PEMBINA PIPELINE COR|STKP|STOCKPILE INVESTMENTS, INC.|118
PBA|PEMBINA PIPELINE COR|STXG|Stockcross Financial Services, Inc.|3
PBA|PEMBINA PIPELINE COR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1165
PBA|PEMBINA PIPELINE COR|SWIM|TD Ameritrade, Inc.|7248
PBA|PEMBINA PIPELINE COR|SWST|Hilltop Securities Inc.|1033
PBA|PEMBINA PIPELINE COR|TKNG|ALLY INVEST SECURITIES LLC|1712
PBA|PEMBINA PIPELINE COR|TRBT|Tradebot Systems, Inc.|61857
PBA|PEMBINA PIPELINE COR|TRCM|TRC MARKETS LLC|116763
PBA|PEMBINA PIPELINE COR|UBSA|UBS SECURITIES LLC|199309
PBA|PEMBINA PIPELINE COR|UBSS|UBS Securities LLC|291338
PBA|PEMBINA PIPELINE COR|USCA|USCA Securities LLC|300
PBA|PEMBINA PIPELINE COR|VALX|VIRTU AMERICAS LLC|17843
PBA|PEMBINA PIPELINE COR|VGRD|Vanguard Marketing Corporation|22419
PBA|PEMBINA PIPELINE COR|WBLR|WILLIAM BLAIR|265
PBA|PEMBINA PIPELINE COR|WBPX|SUMMIT SECURITIES GROUP, LLC|764
PBA|PEMBINA PIPELINE COR|WCHV|WELLS FARGO SECURITIES, LLC|40013
PBA|PEMBINA PIPELINE COR|WEDB|WEDBUSH SECURITIES INC.|51
PBA|PEMBINA PIPELINE COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3620
PBA|PEMBINA PIPELINE COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4802
PBA|PEMBINA PIPELINE COR|WSEA|WOLVERINE SECURITIES, LLC|3667
PBA|PEMBINA PIPELINE COR|XIST|INSTINET, LLC|19600
PBA|PEMBINA PIPELINE COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|3092
PBA|PEMBINA PIPELINE COR|YKNA|COMHAR CAPITAL MARKETS, LLC|200
PBA|PEMBINA PIPELINE COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4751
PBB|PROSPECT CAP 6.25%|APCC|Apex Clearing Corporation|2
PBB|PROSPECT CAP 6.25%|BBNT|BB&T SECURITIES, LLC|5327
PBB|PROSPECT CAP 6.25%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2521
PBB|PROSPECT CAP 6.25%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20000
PBB|PROSPECT CAP 6.25%|CPET|CLEARPOOL EXECUTION SERVICES, LLC|150
PBB|PROSPECT CAP 6.25%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4799
PBB|PROSPECT CAP 6.25%|DBAX|Deutsche Bank Securities Inc.|21800
PBB|PROSPECT CAP 6.25%|DEAN|MORGAN STANLEY|2113
PBB|PROSPECT CAP 6.25%|EBXL|EBX LLC|6400
PBB|PROSPECT CAP 6.25%|ECUT|CONVERGEX EXECUTION SOLUTIONS|1720
PBB|PROSPECT CAP 6.25%|EDJO|Edward D. Jones & Co., L.P.|1500
PBB|PROSPECT CAP 6.25%|ETRS|E*Trade Securities LLC|36
PBB|PROSPECT CAP 6.25%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
PBB|PROSPECT CAP 6.25%|GLPX|ACS EXECUTION SERVICES, LLC|1179
PBB|PROSPECT CAP 6.25%|GSCO|GOLDMAN SACHS & CO. LLC|3700
PBB|PROSPECT CAP 6.25%|GTSZ|GTS SECURITIES LLC|3200
PBB|PROSPECT CAP 6.25%|HRBF|American Enterprise Investment Services Inc.|790
PBB|PROSPECT CAP 6.25%|IATS|INTERACTIVE BROKERS LLC|180
PBB|PROSPECT CAP 6.25%|IBKR|Interactive Brokers Llc|4900
PBB|PROSPECT CAP 6.25%|ICBX|INSTINET, LLC|3200
PBB|PROSPECT CAP 6.25%|INCA|INSTINET, LLC|2400
PBB|PROSPECT CAP 6.25%|ITGI|ITG Inc.|4800
PBB|PROSPECT CAP 6.25%|JANY|Janney Montgomery Scott Inc.|1300
PBB|PROSPECT CAP 6.25%|JSEB|JANE STREET EXECUTION SERVICES, LLC|352
PBB|PROSPECT CAP 6.25%|KCGM|VIRTU Americas LLC|2900
PBB|PROSPECT CAP 6.25%|LEHM|Barclays Capital Inc./Le|2200
PBB|PROSPECT CAP 6.25%|LIME|Lime Brokerage LLC|1904
PBB|PROSPECT CAP 6.25%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|102
PBB|PROSPECT CAP 6.25%|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
PBB|PROSPECT CAP 6.25%|MSCO|MORGAN STANLEY & CO. LLC|17585
PBB|PROSPECT CAP 6.25%|MSPL|MORGAN STANLEY & CO. LLC|3300
PBB|PROSPECT CAP 6.25%|NFSC|National Financial Services LLC|7312
PBB|PROSPECT CAP 6.25%|NITE|VIRTU Americas LLC|25068
PBB|PROSPECT CAP 6.25%|NQRB|Brut, LLC|500
PBB|PROSPECT CAP 6.25%|PDQM|CODA MARKETS, INC.|6979
PBB|PROSPECT CAP 6.25%|PWJC|UBS Financial Services, Inc.|2000
PBB|PROSPECT CAP 6.25%|RBCM|RBC CAPITAL MARKETS, LLC|5630
PBB|PROSPECT CAP 6.25%|SALI|INTL FCSTONE FINANCIAL INC.|400
PBB|PROSPECT CAP 6.25%|SBSH|Citigroup Global Markets Inc.|68
PBB|PROSPECT CAP 6.25%|SGMT|GOLDMAN SACHS & CO. LLC|1200
PBB|PROSPECT CAP 6.25%|SPDR|SPEEDROUTE LLC|5903
PBB|PROSPECT CAP 6.25%|STFL|Stifel, Nicolaus & Company, Incorporated|488
PBB|PROSPECT CAP 6.25%|UBSA|UBS SECURITIES LLC|17966
PBB|PROSPECT CAP 6.25%|UBSS|UBS Securities LLC|16827
PBB|PROSPECT CAP 6.25%|VGRD|Vanguard Marketing Corporation|106
PBB|PROSPECT CAP 6.25%|WCHV|WELLS FARGO SECURITIES, LLC|19912
PBB|PROSPECT CAP 6.25%|WEXX|WOLVERINE EXECUTION SERVICES, LLC|181
PBB|PROSPECT CAP 6.25%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4823
PBBI|PB BANCORP, INC.|APCC|Apex Clearing Corporation|10
PBBI|PB BANCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|1500
PBBI|PB BANCORP, INC.|BNKS|Fig Partners, LLC|23115
PBBI|PB BANCORP, INC.|CHAS|Charles Schwab & Co., Inc.|1
PBBI|PB BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2200
PBBI|PB BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
PBBI|PB BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4945
PBBI|PB BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|166
PBBI|PB BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
PBBI|PB BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|3282
PBBI|PB BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|3600
PBBI|PB BANCORP, INC.|DEGS|RONIN PROFESSIONAL LLC|4004
PBBI|PB BANCORP, INC.|EBXL|EBX LLC|1400
PBBI|PB BANCORP, INC.|ETRS|E*Trade Securities LLC|445
PBBI|PB BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|271
PBBI|PB BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|6381
PBBI|PB BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142
PBBI|PB BANCORP, INC.|FTBR|Foliofn Investments, Inc.|50
PBBI|PB BANCORP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2296
PBBI|PB BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2236
PBBI|PB BANCORP, INC.|GTSZ|GTS SECURITIES LLC|120
PBBI|PB BANCORP, INC.|IBKR|Interactive Brokers Llc|4690
PBBI|PB BANCORP, INC.|ICBX|INSTINET, LLC|1100
PBBI|PB BANCORP, INC.|INCA|INSTINET, LLC|2050
PBBI|PB BANCORP, INC.|INJX|INSTINET, LLC|210
PBBI|PB BANCORP, INC.|ITGI|ITG Inc.|19572
PBBI|PB BANCORP, INC.|ITGP|ITG INC.|200
PBBI|PB BANCORP, INC.|JEFF|JEFFERIES LLC|1400
PBBI|PB BANCORP, INC.|JPMX|J.P. Morgan Securities LLC|800
PBBI|PB BANCORP, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|656
PBBI|PB BANCORP, INC.|KCGM|VIRTU Americas LLC|2299
PBBI|PB BANCORP, INC.|LEHM|Barclays Capital Inc./Le|4460
PBBI|PB BANCORP, INC.|LIME|Lime Brokerage LLC|20041
PBBI|PB BANCORP, INC.|LMGP|LIME BROKERAGE LLC|18410
PBBI|PB BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2300
PBBI|PB BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|60731
PBBI|PB BANCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|600
PBBI|PB BANCORP, INC.|NFSC|National Financial Services LLC|23672
PBBI|PB BANCORP, INC.|NITE|VIRTU Americas LLC|35562
PBBI|PB BANCORP, INC.|OPCO|Oppenheimer & Co. Inc.|98
PBBI|PB BANCORP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1000
PBBI|PB BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1000
PBBI|PB BANCORP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|10898
PBBI|PB BANCORP, INC.|SWIM|TD Ameritrade, Inc.|1350
PBBI|PB BANCORP, INC.|TRBT|Tradebot Systems, Inc.|546
PBBI|PB BANCORP, INC.|TRCM|TRC MARKETS LLC|4890
PBBI|PB BANCORP, INC.|UBSA|UBS SECURITIES LLC|6740
PBBI|PB BANCORP, INC.|UBSS|UBS Securities LLC|6935
PBBI|PB BANCORP, INC.|VALX|VIRTU AMERICAS LLC|4
PBBI|PB BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2159
PBBI|PB BANCORP, INC.|WEDB|WEDBUSH SECURITIES INC.|246
PBBI|PB BANCORP, INC.|WFPB|Wells Fargo Securities, LLC.|3204
PBBI|PB BANCORP, INC.|WSEA|WOLVERINE SECURITIES, LLC|101
PBBI|PB BANCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
PBCT|PEOPLE'S UNITED FINL|ABLE|NATIXIS Securities Americas LLC|169031
PBCT|PEOPLE'S UNITED FINL|ALTX|Alternet Securities Inc.|3542
PBCT|PEOPLE'S UNITED FINL|APCC|Apex Clearing Corporation|5368
PBCT|PEOPLE'S UNITED FINL|AQUA|AQUA SECURITIES L.P.|4700
PBCT|PEOPLE'S UNITED FINL|BALE|M&T SECURITIES, INC.|2709
PBCT|PEOPLE'S UNITED FINL|BANK|Primevest Financial Services, Inc.|2760
PBCT|PEOPLE'S UNITED FINL|BARD|Robert W. Baird & Co. Incorporated|9371
PBCT|PEOPLE'S UNITED FINL|BATM|CBOE TRADING, INC.|8168
PBCT|PEOPLE'S UNITED FINL|BAYC|BAY CREST PARTNERS, LLC|102577
PBCT|PEOPLE'S UNITED FINL|BAYT|BTIG, LLC|89476
PBCT|PEOPLE'S UNITED FINL|BBNT|BB&T SECURITIES, LLC|5515
PBCT|PEOPLE'S UNITED FINL|BERN|Sanford C. Bernstein & Co., LLC|185768
PBCT|PEOPLE'S UNITED FINL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62171
PBCT|PEOPLE'S UNITED FINL|BLKX|INSTINET, LLC|14100
PBCT|PEOPLE'S UNITED FINL|BMOC|BMO Capital Markets Corp.|118565
PBCT|PEOPLE'S UNITED FINL|BNPX|BNP PARIBAS SECURITIES CORP.|217815
PBCT|PEOPLE'S UNITED FINL|BTIG|BTIG, LLC|274509
PBCT|PEOPLE'S UNITED FINL|BYXM|CBOE TRADING, INC.|3393
PBCT|PEOPLE'S UNITED FINL|BZYD|GOLDMAN SACHS & CO. LLC|2598
PBCT|PEOPLE'S UNITED FINL|CANT|Cantor Fitzgerald & Co.|2051
PBCT|PEOPLE'S UNITED FINL|CHAS|Charles Schwab & Co., Inc.|3135
PBCT|PEOPLE'S UNITED FINL|CIBP|CIBC World Markets Corp.|19210
PBCT|PEOPLE'S UNITED FINL|CIST|Capital Institutional Services, Inc.|14949
PBCT|PEOPLE'S UNITED FINL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|857114
PBCT|PEOPLE'S UNITED FINL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2700
PBCT|PEOPLE'S UNITED FINL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|986221
PBCT|PEOPLE'S UNITED FINL|CTDL|Citadel Derivatives Group Llc|128967
PBCT|PEOPLE'S UNITED FINL|CTLR|CUTLER GROUP, LP|3763
PBCT|PEOPLE'S UNITED FINL|CXCX|CITIGROUP GLOBAL MARKETS INC.|221646
PBCT|PEOPLE'S UNITED FINL|DADA|D.A. Davidson & Co.|210
PBCT|PEOPLE'S UNITED FINL|DAVA|Davenport & Company LLC|449
PBCT|PEOPLE'S UNITED FINL|DBAB|Deutsche Bank Securities Inc.|1091528
PBCT|PEOPLE'S UNITED FINL|DBAX|Deutsche Bank Securities Inc.|758000
PBCT|PEOPLE'S UNITED FINL|DBUL|Deutsche Bank Securities Inc.|10351
PBCT|PEOPLE'S UNITED FINL|DEAN|MORGAN STANLEY|16139
PBCT|PEOPLE'S UNITED FINL|DEGS|RONIN PROFESSIONAL LLC|14857
PBCT|PEOPLE'S UNITED FINL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|75094
PBCT|PEOPLE'S UNITED FINL|EBXL|EBX LLC|446100
PBCT|PEOPLE'S UNITED FINL|ECUT|CONVERGEX EXECUTION SOLUTIONS|41093
PBCT|PEOPLE'S UNITED FINL|EDJO|Edward D. Jones & Co., L.P.|6202
PBCT|PEOPLE'S UNITED FINL|EGAM|CBOE TRADING, INC.|14253
PBCT|PEOPLE'S UNITED FINL|EGAW|CBOE TRADING, INC.|326
PBCT|PEOPLE'S UNITED FINL|EGXM|CBOE TRADING, INC.|800
PBCT|PEOPLE'S UNITED FINL|EGXW|CBOE TRADING, INC.|6
PBCT|PEOPLE'S UNITED FINL|ESPO|ESPOSITO SECURITIES, LLC|244
PBCT|PEOPLE'S UNITED FINL|ETBE|Electronic Transaction Clearing, Inc.|113270
PBCT|PEOPLE'S UNITED FINL|ETCC|Electronic Transaction Clearing, Inc.|14394
PBCT|PEOPLE'S UNITED FINL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|69740
PBCT|PEOPLE'S UNITED FINL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14677
PBCT|PEOPLE'S UNITED FINL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|290
PBCT|PEOPLE'S UNITED FINL|ETRS|E*Trade Securities LLC|9455
PBCT|PEOPLE'S UNITED FINL|FBCO|Credit Suisse Securities (USA) LLC|2339276
PBCT|PEOPLE'S UNITED FINL|FBRC|B. RILEY FBR, INC.|50000
PBCT|PEOPLE'S UNITED FINL|FILL|Tradestation Securities, Inc.|901
PBCT|PEOPLE'S UNITED FINL|FINX|FINTECH SECURITIES|1400
PBCT|PEOPLE'S UNITED FINL|FMAF|NBCN Inc./ CDS|2953
PBCT|PEOPLE'S UNITED FINL|FOMA|TD AMERITRADE CLEARING, INC.|408153
PBCT|PEOPLE'S UNITED FINL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14784
PBCT|PEOPLE'S UNITED FINL|FQLS|Quantlab Securities LP|391460
PBCT|PEOPLE'S UNITED FINL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133032
PBCT|PEOPLE'S UNITED FINL|FTBR|Foliofn Investments, Inc.|36242
PBCT|PEOPLE'S UNITED FINL|GEBB|GLOBAL EXECUTION BROKERS, LP|62256
PBCT|PEOPLE'S UNITED FINL|GELP|RBC CAPITAL MARKETS, LLC|2425
PBCT|PEOPLE'S UNITED FINL|GLPX|ACS EXECUTION SERVICES, LLC|1120
PBCT|PEOPLE'S UNITED FINL|GSCO|GOLDMAN SACHS & CO. LLC|4724949
PBCT|PEOPLE'S UNITED FINL|GSCS|GOLDMAN SACHS & CO. LLC|1601295
PBCT|PEOPLE'S UNITED FINL|GSLT|GOLDMAN SACHS & CO. LLC|11238
PBCT|PEOPLE'S UNITED FINL|GTSZ|GTS SECURITIES LLC|219689
PBCT|PEOPLE'S UNITED FINL|HAPX|HAP Trading, LLC|200
PBCT|PEOPLE'S UNITED FINL|HRBF|American Enterprise Investment Services Inc.|29003
PBCT|PEOPLE'S UNITED FINL|HSBC|HSBC Securities, Inc.|144317
PBCT|PEOPLE'S UNITED FINL|IATS|INTERACTIVE BROKERS LLC|8914
PBCT|PEOPLE'S UNITED FINL|IBKR|Interactive Brokers Llc|144554
PBCT|PEOPLE'S UNITED FINL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1785
PBCT|PEOPLE'S UNITED FINL|ICBX|INSTINET, LLC|244808
PBCT|PEOPLE'S UNITED FINL|IEQY|CITADEL SECURITIES LLC|1318118
PBCT|PEOPLE'S UNITED FINL|INCA|INSTINET, LLC|1248970
PBCT|PEOPLE'S UNITED FINL|INJX|INSTINET, LLC|186222
PBCT|PEOPLE'S UNITED FINL|ITGI|ITG Inc.|189915
PBCT|PEOPLE'S UNITED FINL|ITGP|ITG INC.|475600
PBCT|PEOPLE'S UNITED FINL|JANY|Janney Montgomery Scott Inc.|10215
PBCT|PEOPLE'S UNITED FINL|JEFF|JEFFERIES LLC|811045
PBCT|PEOPLE'S UNITED FINL|JMPT|JUMP TRADING, LLC|157926
PBCT|PEOPLE'S UNITED FINL|JONE|JonesTrading|81393
PBCT|PEOPLE'S UNITED FINL|JPBX|J.P. MORGAN SECURITIES LLC|177925
PBCT|PEOPLE'S UNITED FINL|JPMX|J.P. Morgan Securities LLC|1351462
PBCT|PEOPLE'S UNITED FINL|JSEB|JANE STREET EXECUTION SERVICES, LLC|6288
PBCT|PEOPLE'S UNITED FINL|JSJX|JANE STREET CAPITAL LLC|10018
PBCT|PEOPLE'S UNITED FINL|KBWI|Keefe, Bruyette & Woods, Inc.|935782
PBCT|PEOPLE'S UNITED FINL|KCGM|VIRTU Americas LLC|138404
PBCT|PEOPLE'S UNITED FINL|LEHM|Barclays Capital Inc./Le|4032281
PBCT|PEOPLE'S UNITED FINL|LIME|Lime Brokerage LLC|778632
PBCT|PEOPLE'S UNITED FINL|LMGP|LIME BROKERAGE LLC|300
PBCT|PEOPLE'S UNITED FINL|LOOP|Loop Capital Markets LLC|5782
PBCT|PEOPLE'S UNITED FINL|LSCI|Lek Securities Corporation|2719
PBCT|PEOPLE'S UNITED FINL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PBCT|PEOPLE'S UNITED FINL|MACC|Mid Atlantic Capital Corporation|870
PBCT|PEOPLE'S UNITED FINL|MACQ|Macquarie Capital (USA) Inc.|100
PBCT|PEOPLE'S UNITED FINL|MAXM|Maxim Group LLC|27318
PBCT|PEOPLE'S UNITED FINL|MKMP|MKM Partners LLC|41588
PBCT|PEOPLE'S UNITED FINL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|765212
PBCT|PEOPLE'S UNITED FINL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|22511
PBCT|PEOPLE'S UNITED FINL|MOTF|MOTIF INVESTING, INC.|36
PBCT|PEOPLE'S UNITED FINL|MSCO|MORGAN STANLEY & CO. LLC|6533459
PBCT|PEOPLE'S UNITED FINL|MSPL|MORGAN STANLEY & CO. LLC|792000
PBCT|PEOPLE'S UNITED FINL|MSTX|MORGAN STANLEY & CO. LLC|367400
PBCT|PEOPLE'S UNITED FINL|MTON|MILLINGTON SECURITIES, INC.|34025
PBCT|PEOPLE'S UNITED FINL|MZHO|Mizuho Securities USA LLC|457316
PBCT|PEOPLE'S UNITED FINL|NFSC|National Financial Services LLC|350307
PBCT|PEOPLE'S UNITED FINL|NITE|VIRTU Americas LLC|859308
PBCT|PEOPLE'S UNITED FINL|NITP|VIRTU Americas LLC|76302
PBCT|PEOPLE'S UNITED FINL|NQRB|Brut, LLC|13442
PBCT|PEOPLE'S UNITED FINL|NTRC|Northern Trust Securities, Inc.|3512
PBCT|PEOPLE'S UNITED FINL|OPCO|Oppenheimer & Co. Inc.|422663
PBCT|PEOPLE'S UNITED FINL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3603
PBCT|PEOPLE'S UNITED FINL|PDQM|CODA MARKETS, INC.|1840
PBCT|PEOPLE'S UNITED FINL|PIPR|Piper Jaffray & Co.|64682
PBCT|PEOPLE'S UNITED FINL|PWJC|UBS Financial Services, Inc.|1300
PBCT|PEOPLE'S UNITED FINL|RAJA|Raymond James & Associates, Inc.|33605
PBCT|PEOPLE'S UNITED FINL|RBCM|RBC CAPITAL MARKETS, LLC|11647
PBCT|PEOPLE'S UNITED FINL|RHCO|Suntrust Robinson Humphrey, Inc.|8000
PBCT|PEOPLE'S UNITED FINL|SAGW|SAGETRADER, LLC|4776
PBCT|PEOPLE'S UNITED FINL|SBSH|Citigroup Global Markets Inc.|2121502
PBCT|PEOPLE'S UNITED FINL|SDLR|Sandler, O'Neill & Partners, L.P.|4400
PBCT|PEOPLE'S UNITED FINL|SEIC|SEI Investments Distribution Co.|1600
PBCT|PEOPLE'S UNITED FINL|SGMT|GOLDMAN SACHS & CO. LLC|645335
PBCT|PEOPLE'S UNITED FINL|SPDR|SPEEDROUTE LLC|13674
PBCT|PEOPLE'S UNITED FINL|SPHN|Stephens Inc.|208043
PBCT|PEOPLE'S UNITED FINL|SSBS|STATE STREET GLOBAL MARKETS, LLC|9000
PBCT|PEOPLE'S UNITED FINL|STFL|Stifel, Nicolaus & Company, Incorporated|35126
PBCT|PEOPLE'S UNITED FINL|STKP|STOCKPILE INVESTMENTS, INC.|80
PBCT|PEOPLE'S UNITED FINL|SWIM|TD Ameritrade, Inc.|12014
PBCT|PEOPLE'S UNITED FINL|SWST|Hilltop Securities Inc.|11704
PBCT|PEOPLE'S UNITED FINL|TKNG|ALLY INVEST SECURITIES LLC|284
PBCT|PEOPLE'S UNITED FINL|TONC|CUTTONE & CO., LLC|3340
PBCT|PEOPLE'S UNITED FINL|TRBT|Tradebot Systems, Inc.|560602
PBCT|PEOPLE'S UNITED FINL|TRCM|TRC MARKETS LLC|657877
PBCT|PEOPLE'S UNITED FINL|UBSA|UBS SECURITIES LLC|1922812
PBCT|PEOPLE'S UNITED FINL|UBSS|UBS Securities LLC|2964699
PBCT|PEOPLE'S UNITED FINL|VALX|VIRTU AMERICAS LLC|110694
PBCT|PEOPLE'S UNITED FINL|VGRD|Vanguard Marketing Corporation|8553
PBCT|PEOPLE'S UNITED FINL|VNDM|Wall Street Access|900
PBCT|PEOPLE'S UNITED FINL|WABR|Wall Street Access|44025
PBCT|PEOPLE'S UNITED FINL|WBET|Wallachbeth Capital LLC|101876
PBCT|PEOPLE'S UNITED FINL|WBLR|WILLIAM BLAIR|1000
PBCT|PEOPLE'S UNITED FINL|WBPX|SUMMIT SECURITIES GROUP, LLC|800
PBCT|PEOPLE'S UNITED FINL|WCHV|WELLS FARGO SECURITIES, LLC|913766
PBCT|PEOPLE'S UNITED FINL|WDNX|WEEDEN & CO.L.P.|1680
PBCT|PEOPLE'S UNITED FINL|WEED|Weeden & Co.L.P.|2143
PBCT|PEOPLE'S UNITED FINL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|65240
PBCT|PEOPLE'S UNITED FINL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5806
PBCT|PEOPLE'S UNITED FINL|WGIF|CIBC World Markets Inc.|675
PBCT|PEOPLE'S UNITED FINL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10764
PBCT|PEOPLE'S UNITED FINL|WSEA|WOLVERINE SECURITIES, LLC|8907
PBCT|PEOPLE'S UNITED FINL|XIST|INSTINET, LLC|135496
PBCT|PEOPLE'S UNITED FINL|XSTM|NATIONAL FINANCIAL SERVICES LLC|26256
PBCT|PEOPLE'S UNITED FINL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50398
PBCTP|PPLS UT PR PFD A|BARD|Robert W. Baird & Co. Incorporated|382
PBCTP|PPLS UT PR PFD A|BATM|CBOE TRADING, INC.|100
PBCTP|PPLS UT PR PFD A|BBNT|BB&T SECURITIES, LLC|508
PBCTP|PPLS UT PR PFD A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1243
PBCTP|PPLS UT PR PFD A|BTIG|BTIG, LLC|627
PBCTP|PPLS UT PR PFD A|BYXM|CBOE TRADING, INC.|330
PBCTP|PPLS UT PR PFD A|CHAS|Charles Schwab & Co., Inc.|74
PBCTP|PPLS UT PR PFD A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|213
PBCTP|PPLS UT PR PFD A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4545
PBCTP|PPLS UT PR PFD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9650
PBCTP|PPLS UT PR PFD A|CTDL|Citadel Derivatives Group Llc|100
PBCTP|PPLS UT PR PFD A|CXCX|CITIGROUP GLOBAL MARKETS INC.|33400
PBCTP|PPLS UT PR PFD A|DBAX|Deutsche Bank Securities Inc.|5200
PBCTP|PPLS UT PR PFD A|DEAN|MORGAN STANLEY|4946
PBCTP|PPLS UT PR PFD A|DEGS|RONIN PROFESSIONAL LLC|1706
PBCTP|PPLS UT PR PFD A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|709
PBCTP|PPLS UT PR PFD A|EBXL|EBX LLC|6000
PBCTP|PPLS UT PR PFD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|70928
PBCTP|PPLS UT PR PFD A|EDJO|Edward D. Jones & Co., L.P.|54
PBCTP|PPLS UT PR PFD A|ETRS|E*Trade Securities LLC|119
PBCTP|PPLS UT PR PFD A|FBCO|Credit Suisse Securities (USA) LLC|836
PBCTP|PPLS UT PR PFD A|FINX|FINTECH SECURITIES|137
PBCTP|PPLS UT PR PFD A|FOMA|TD AMERITRADE CLEARING, INC.|419
PBCTP|PPLS UT PR PFD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1603
PBCTP|PPLS UT PR PFD A|GEBB|GLOBAL EXECUTION BROKERS, LP|405
PBCTP|PPLS UT PR PFD A|GLPX|ACS EXECUTION SERVICES, LLC|112
PBCTP|PPLS UT PR PFD A|GSCO|GOLDMAN SACHS & CO. LLC|7057
PBCTP|PPLS UT PR PFD A|GSCS|GOLDMAN SACHS & CO. LLC|808
PBCTP|PPLS UT PR PFD A|GSLT|GOLDMAN SACHS & CO. LLC|900
PBCTP|PPLS UT PR PFD A|GTSZ|GTS SECURITIES LLC|2123
PBCTP|PPLS UT PR PFD A|HRBF|American Enterprise Investment Services Inc.|1121
PBCTP|PPLS UT PR PFD A|IATS|INTERACTIVE BROKERS LLC|100
PBCTP|PPLS UT PR PFD A|IBKR|Interactive Brokers Llc|15787
PBCTP|PPLS UT PR PFD A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|595
PBCTP|PPLS UT PR PFD A|ICBX|INSTINET, LLC|7512
PBCTP|PPLS UT PR PFD A|INCA|INSTINET, LLC|1551
PBCTP|PPLS UT PR PFD A|INJX|INSTINET, LLC|851
PBCTP|PPLS UT PR PFD A|ITGI|ITG Inc.|288
PBCTP|PPLS UT PR PFD A|ITGP|ITG INC.|1000
PBCTP|PPLS UT PR PFD A|JANY|Janney Montgomery Scott Inc.|16842
PBCTP|PPLS UT PR PFD A|JEFF|JEFFERIES LLC|858
PBCTP|PPLS UT PR PFD A|JPMX|J.P. Morgan Securities LLC|2000
PBCTP|PPLS UT PR PFD A|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
PBCTP|PPLS UT PR PFD A|KCGM|VIRTU Americas LLC|2195
PBCTP|PPLS UT PR PFD A|LEHM|Barclays Capital Inc./Le|13000
PBCTP|PPLS UT PR PFD A|LIME|Lime Brokerage LLC|4065
PBCTP|PPLS UT PR PFD A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|64
PBCTP|PPLS UT PR PFD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PBCTP|PPLS UT PR PFD A|MSCO|MORGAN STANLEY & CO. LLC|44096
PBCTP|PPLS UT PR PFD A|MSPL|MORGAN STANLEY & CO. LLC|31000
PBCTP|PPLS UT PR PFD A|NFSC|National Financial Services LLC|9481
PBCTP|PPLS UT PR PFD A|NITE|VIRTU Americas LLC|37064
PBCTP|PPLS UT PR PFD A|NQRB|Brut, LLC|1223
PBCTP|PPLS UT PR PFD A|OPCO|Oppenheimer & Co. Inc.|2388
PBCTP|PPLS UT PR PFD A|PDQM|CODA MARKETS, INC.|124
PBCTP|PPLS UT PR PFD A|PWJC|UBS Financial Services, Inc.|255
PBCTP|PPLS UT PR PFD A|RAJA|Raymond James & Associates, Inc.|229
PBCTP|PPLS UT PR PFD A|RBCM|RBC CAPITAL MARKETS, LLC|777
PBCTP|PPLS UT PR PFD A|SBSH|Citigroup Global Markets Inc.|239
PBCTP|PPLS UT PR PFD A|SGMT|GOLDMAN SACHS & CO. LLC|200
PBCTP|PPLS UT PR PFD A|SPDR|SPEEDROUTE LLC|502
PBCTP|PPLS UT PR PFD A|STFL|Stifel, Nicolaus & Company, Incorporated|23778
PBCTP|PPLS UT PR PFD A|SWIM|TD Ameritrade, Inc.|16
PBCTP|PPLS UT PR PFD A|SWST|Hilltop Securities Inc.|768
PBCTP|PPLS UT PR PFD A|TRBT|Tradebot Systems, Inc.|558
PBCTP|PPLS UT PR PFD A|TRCM|TRC MARKETS LLC|1003
PBCTP|PPLS UT PR PFD A|UBSA|UBS SECURITIES LLC|3936
PBCTP|PPLS UT PR PFD A|UBSS|UBS Securities LLC|34461
PBCTP|PPLS UT PR PFD A|VGRD|Vanguard Marketing Corporation|300
PBCTP|PPLS UT PR PFD A|WCHV|WELLS FARGO SECURITIES, LLC|12091
PBCTP|PPLS UT PR PFD A|WEDB|WEDBUSH SECURITIES INC.|83
PBCTP|PPLS UT PR PFD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|290
PBCTP|PPLS UT PR PFD A|XSTM|NATIONAL FINANCIAL SERVICES LLC|4660
PBCTP|PPLS UT PR PFD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|74
PBD|IN GBL CLN EGY PTFL|APCC|Apex Clearing Corporation|45
PBD|IN GBL CLN EGY PTFL|CANT|Cantor Fitzgerald & Co.|240
PBD|IN GBL CLN EGY PTFL|CHAS|Charles Schwab & Co., Inc.|4
PBD|IN GBL CLN EGY PTFL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4316
PBD|IN GBL CLN EGY PTFL|CSIN|Citadel Securities Institutional LLC|2750
PBD|IN GBL CLN EGY PTFL|CTDL|Citadel Derivatives Group Llc|5643
PBD|IN GBL CLN EGY PTFL|DBAX|Deutsche Bank Securities Inc.|4000
PBD|IN GBL CLN EGY PTFL|DEAN|MORGAN STANLEY|1199
PBD|IN GBL CLN EGY PTFL|EBXL|EBX LLC|2000
PBD|IN GBL CLN EGY PTFL|EDJO|Edward D. Jones & Co., L.P.|1875
PBD|IN GBL CLN EGY PTFL|ETRS|E*Trade Securities LLC|1748
PBD|IN GBL CLN EGY PTFL|FILL|Tradestation Securities, Inc.|10
PBD|IN GBL CLN EGY PTFL|FMAF|NBCN Inc./ CDS|135
PBD|IN GBL CLN EGY PTFL|FTBR|Foliofn Investments, Inc.|73
PBD|IN GBL CLN EGY PTFL|HRBF|American Enterprise Investment Services Inc.|1044
PBD|IN GBL CLN EGY PTFL|IBKR|Interactive Brokers Llc|428
PBD|IN GBL CLN EGY PTFL|ICBX|INSTINET, LLC|2100
PBD|IN GBL CLN EGY PTFL|INCA|INSTINET, LLC|10
PBD|IN GBL CLN EGY PTFL|ITGI|ITG Inc.|449
PBD|IN GBL CLN EGY PTFL|ITGP|ITG INC.|1000
PBD|IN GBL CLN EGY PTFL|JPMX|J.P. Morgan Securities LLC|296
PBD|IN GBL CLN EGY PTFL|JSJX|JANE STREET CAPITAL LLC|6982
PBD|IN GBL CLN EGY PTFL|KCGM|VIRTU Americas LLC|2396
PBD|IN GBL CLN EGY PTFL|LEHM|Barclays Capital Inc./Le|8200
PBD|IN GBL CLN EGY PTFL|LIME|Lime Brokerage LLC|1118
PBD|IN GBL CLN EGY PTFL|MACC|Mid Atlantic Capital Corporation|2164
PBD|IN GBL CLN EGY PTFL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2704
PBD|IN GBL CLN EGY PTFL|MSCO|MORGAN STANLEY & CO. LLC|36751
PBD|IN GBL CLN EGY PTFL|NFSC|National Financial Services LLC|3685
PBD|IN GBL CLN EGY PTFL|NITE|VIRTU Americas LLC|5172
PBD|IN GBL CLN EGY PTFL|RBCM|RBC CAPITAL MARKETS, LLC|10
PBD|IN GBL CLN EGY PTFL|SGMT|GOLDMAN SACHS & CO. LLC|298
PBD|IN GBL CLN EGY PTFL|STFL|Stifel, Nicolaus & Company, Incorporated|1251
PBD|IN GBL CLN EGY PTFL|SWIM|TD Ameritrade, Inc.|300
PBD|IN GBL CLN EGY PTFL|TKNG|ALLY INVEST SECURITIES LLC|396
PBD|IN GBL CLN EGY PTFL|UBSS|UBS Securities LLC|8840
PBD|IN GBL CLN EGY PTFL|VGRD|Vanguard Marketing Corporation|974
PBD|IN GBL CLN EGY PTFL|WCHV|WELLS FARGO SECURITIES, LLC|3394
PBD|IN GBL CLN EGY PTFL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|686
PBE|INVESCO DYN BIO&GEN|APCC|Apex Clearing Corporation|41
PBE|INVESCO DYN BIO&GEN|BBNT|BB&T SECURITIES, LLC|250
PBE|INVESCO DYN BIO&GEN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|814
PBE|INVESCO DYN BIO&GEN|CHAS|Charles Schwab & Co., Inc.|80
PBE|INVESCO DYN BIO&GEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6488
PBE|INVESCO DYN BIO&GEN|CTDL|Citadel Derivatives Group Llc|405
PBE|INVESCO DYN BIO&GEN|DBAX|Deutsche Bank Securities Inc.|5300
PBE|INVESCO DYN BIO&GEN|DEAN|MORGAN STANLEY|2285
PBE|INVESCO DYN BIO&GEN|EBXL|EBX LLC|6400
PBE|INVESCO DYN BIO&GEN|EDJO|Edward D. Jones & Co., L.P.|3139
PBE|INVESCO DYN BIO&GEN|ETRS|E*Trade Securities LLC|736
PBE|INVESCO DYN BIO&GEN|FTBR|Foliofn Investments, Inc.|14
PBE|INVESCO DYN BIO&GEN|GSCO|GOLDMAN SACHS & CO. LLC|236
PBE|INVESCO DYN BIO&GEN|GSLT|GOLDMAN SACHS & CO. LLC|200
PBE|INVESCO DYN BIO&GEN|HRBF|American Enterprise Investment Services Inc.|652
PBE|INVESCO DYN BIO&GEN|IATS|INTERACTIVE BROKERS LLC|100
PBE|INVESCO DYN BIO&GEN|IBKR|Interactive Brokers Llc|2197
PBE|INVESCO DYN BIO&GEN|ICBX|INSTINET, LLC|700
PBE|INVESCO DYN BIO&GEN|INCA|INSTINET, LLC|100
PBE|INVESCO DYN BIO&GEN|ITGI|ITG Inc.|385
PBE|INVESCO DYN BIO&GEN|JPMX|J.P. Morgan Securities LLC|1160
PBE|INVESCO DYN BIO&GEN|JSJX|JANE STREET CAPITAL LLC|13943
PBE|INVESCO DYN BIO&GEN|KCGM|VIRTU Americas LLC|5486
PBE|INVESCO DYN BIO&GEN|LEHM|Barclays Capital Inc./Le|5970
PBE|INVESCO DYN BIO&GEN|LIME|Lime Brokerage LLC|5089
PBE|INVESCO DYN BIO&GEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14302
PBE|INVESCO DYN BIO&GEN|MSCO|MORGAN STANLEY & CO. LLC|8507
PBE|INVESCO DYN BIO&GEN|MSPL|MORGAN STANLEY & CO. LLC|1500
PBE|INVESCO DYN BIO&GEN|NFSC|National Financial Services LLC|21318
PBE|INVESCO DYN BIO&GEN|NITE|VIRTU Americas LLC|28985
PBE|INVESCO DYN BIO&GEN|OPCO|Oppenheimer & Co. Inc.|1218
PBE|INVESCO DYN BIO&GEN|PWJC|UBS Financial Services, Inc.|350
PBE|INVESCO DYN BIO&GEN|RBCM|RBC CAPITAL MARKETS, LLC|513
PBE|INVESCO DYN BIO&GEN|SALI|INTL FCSTONE FINANCIAL INC.|1
PBE|INVESCO DYN BIO&GEN|SGMT|GOLDMAN SACHS & CO. LLC|5494
PBE|INVESCO DYN BIO&GEN|STFL|Stifel, Nicolaus & Company, Incorporated|1296
PBE|INVESCO DYN BIO&GEN|STKP|STOCKPILE INVESTMENTS, INC.|30
PBE|INVESCO DYN BIO&GEN|SWIM|TD Ameritrade, Inc.|499
PBE|INVESCO DYN BIO&GEN|TKNG|ALLY INVEST SECURITIES LLC|4
PBE|INVESCO DYN BIO&GEN|UBSA|UBS SECURITIES LLC|7637
PBE|INVESCO DYN BIO&GEN|UBSS|UBS Securities LLC|11011
PBE|INVESCO DYN BIO&GEN|VALX|VIRTU AMERICAS LLC|19
PBE|INVESCO DYN BIO&GEN|VGRD|Vanguard Marketing Corporation|1007
PBE|INVESCO DYN BIO&GEN|WCHV|WELLS FARGO SECURITIES, LLC|21574
PBE|INVESCO DYN BIO&GEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4290
PBEE|INVESCO PUREBETA FTS|BKCM|BNY Mellon Capital Markets LLC|20000
PBEE|INVESCO PUREBETA FTS|DBAX|Deutsche Bank Securities Inc.|600
PBEE|INVESCO PUREBETA FTS|EBXL|EBX LLC|500
PBEE|INVESCO PUREBETA FTS|FTBR|Foliofn Investments, Inc.|1
PBEE|INVESCO PUREBETA FTS|KCGM|VIRTU Americas LLC|20
PBEE|INVESCO PUREBETA FTS|NFSC|National Financial Services LLC|150
PBEE|INVESCO PUREBETA FTS|NITE|VIRTU Americas LLC|10000
PBEE|INVESCO PUREBETA FTS|SBSH|Citigroup Global Markets Inc.|6753
PBEE|INVESCO PUREBETA FTS|UBSA|UBS SECURITIES LLC|1800
PBEE|INVESCO PUREBETA FTS|UBSS|UBS Securities LLC|2400
PBF|PBF ENERGY INC.|ABLE|NATIXIS Securities Americas LLC|318792
PBF|PBF ENERGY INC.|ALTX|Alternet Securities Inc.|21636
PBF|PBF ENERGY INC.|ANOS|ABEL/NOSER, L.L.C.|12000
PBF|PBF ENERGY INC.|APCC|Apex Clearing Corporation|6700
PBF|PBF ENERGY INC.|BARD|Robert W. Baird & Co. Incorporated|1686
PBF|PBF ENERGY INC.|BATM|CBOE TRADING, INC.|14408
PBF|PBF ENERGY INC.|BAYC|BAY CREST PARTNERS, LLC|80
PBF|PBF ENERGY INC.|BAYT|BTIG, LLC|1400
PBF|PBF ENERGY INC.|BBNT|BB&T SECURITIES, LLC|693
PBF|PBF ENERGY INC.|BERN|Sanford C. Bernstein & Co., LLC|150205
PBF|PBF ENERGY INC.|BIAD|SAGETRADER, LLC|1123
PBF|PBF ENERGY INC.|BIDS|BIDS TRADING L.P.|300
PBF|PBF ENERGY INC.|BKCM|BNY Mellon Capital Markets LLC|39012
PBF|PBF ENERGY INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14552
PBF|PBF ENERGY INC.|BLKX|INSTINET, LLC|56919
PBF|PBF ENERGY INC.|BNPX|BNP PARIBAS SECURITIES CORP.|157535
PBF|PBF ENERGY INC.|BRVL|BLAYLOCK VAN, LLC|300
PBF|PBF ENERGY INC.|BTIG|BTIG, LLC|116014
PBF|PBF ENERGY INC.|BYXM|CBOE TRADING, INC.|6202
PBF|PBF ENERGY INC.|BZYD|GOLDMAN SACHS & CO. LLC|1202
PBF|PBF ENERGY INC.|CANT|Cantor Fitzgerald & Co.|3670
PBF|PBF ENERGY INC.|CBRA|Cobra Trading, Inc.|1600
PBF|PBF ENERGY INC.|CHAS|Charles Schwab & Co., Inc.|2205
PBF|PBF ENERGY INC.|CIBP|CIBC World Markets Corp.|250000
PBF|PBF ENERGY INC.|CIST|Capital Institutional Services, Inc.|22880
PBF|PBF ENERGY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|119600
PBF|PBF ENERGY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
PBF|PBF ENERGY INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17005
PBF|PBF ENERGY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|833561
PBF|PBF ENERGY INC.|CTDL|Citadel Derivatives Group Llc|17723
PBF|PBF ENERGY INC.|CTLR|CUTLER GROUP, LP|4198
PBF|PBF ENERGY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|87336
PBF|PBF ENERGY INC.|DADA|D.A. Davidson & Co.|1611
PBF|PBF ENERGY INC.|DBAB|Deutsche Bank Securities Inc.|1028966
PBF|PBF ENERGY INC.|DBAX|Deutsche Bank Securities Inc.|544600
PBF|PBF ENERGY INC.|DBUL|Deutsche Bank Securities Inc.|8935
PBF|PBF ENERGY INC.|DCHF|Dart Executions, LLC|1463
PBF|PBF ENERGY INC.|DEAN|MORGAN STANLEY|21833
PBF|PBF ENERGY INC.|DEGS|RONIN PROFESSIONAL LLC|700
PBF|PBF ENERGY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26153
PBF|PBF ENERGY INC.|EBXL|EBX LLC|796000
PBF|PBF ENERGY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|80865
PBF|PBF ENERGY INC.|EDJO|Edward D. Jones & Co., L.P.|4661
PBF|PBF ENERGY INC.|EGAM|CBOE TRADING, INC.|41749
PBF|PBF ENERGY INC.|EGAW|CBOE TRADING, INC.|500
PBF|PBF ENERGY INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1000
PBF|PBF ENERGY INC.|EGXM|CBOE TRADING, INC.|9163
PBF|PBF ENERGY INC.|ETBE|Electronic Transaction Clearing, Inc.|45869
PBF|PBF ENERGY INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
PBF|PBF ENERGY INC.|ETCC|Electronic Transaction Clearing, Inc.|400
PBF|PBF ENERGY INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|77957
PBF|PBF ENERGY INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PBF|PBF ENERGY INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|416
PBF|PBF ENERGY INC.|ETRS|E*Trade Securities LLC|84211
PBF|PBF ENERGY INC.|FILL|Tradestation Securities, Inc.|16537
PBF|PBF ENERGY INC.|FMAF|NBCN Inc./ CDS|25243
PBF|PBF ENERGY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7326
PBF|PBF ENERGY INC.|FQLS|Quantlab Securities LP|477210
PBF|PBF ENERGY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|206443
PBF|PBF ENERGY INC.|FTBR|Foliofn Investments, Inc.|9150
PBF|PBF ENERGY INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|610
PBF|PBF ENERGY INC.|GLIS|TD Securities Inc|643
PBF|PBF ENERGY INC.|GLPX|ACS EXECUTION SERVICES, LLC|234274
PBF|PBF ENERGY INC.|GSCO|GOLDMAN SACHS & CO. LLC|2343235
PBF|PBF ENERGY INC.|GSCS|GOLDMAN SACHS & CO. LLC|21876
PBF|PBF ENERGY INC.|GSLT|GOLDMAN SACHS & CO. LLC|27879
PBF|PBF ENERGY INC.|GTSZ|GTS SECURITIES LLC|188648
PBF|PBF ENERGY INC.|HITS|Height Securities, LLC|5500
PBF|PBF ENERGY INC.|HRBF|American Enterprise Investment Services Inc.|30565
PBF|PBF ENERGY INC.|IATS|INTERACTIVE BROKERS LLC|32959
PBF|PBF ENERGY INC.|IBKR|Interactive Brokers Llc|58238
PBF|PBF ENERGY INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|579
PBF|PBF ENERGY INC.|ICBX|INSTINET, LLC|132312
PBF|PBF ENERGY INC.|IEQY|CITADEL SECURITIES LLC|324833
PBF|PBF ENERGY INC.|INCA|INSTINET, LLC|899496
PBF|PBF ENERGY INC.|INJX|INSTINET, LLC|55095
PBF|PBF ENERGY INC.|ITGI|ITG Inc.|89064
PBF|PBF ENERGY INC.|ITGP|ITG INC.|589800
PBF|PBF ENERGY INC.|JANY|Janney Montgomery Scott Inc.|2009
PBF|PBF ENERGY INC.|JEFF|JEFFERIES LLC|391843
PBF|PBF ENERGY INC.|JMPT|JUMP TRADING, LLC|170954
PBF|PBF ENERGY INC.|JONE|JonesTrading|1304
PBF|PBF ENERGY INC.|JPBX|J.P. MORGAN SECURITIES LLC|306818
PBF|PBF ENERGY INC.|JPMX|J.P. Morgan Securities LLC|1304844
PBF|PBF ENERGY INC.|JSJX|JANE STREET CAPITAL LLC|8788
PBF|PBF ENERGY INC.|KCGM|VIRTU Americas LLC|97637
PBF|PBF ENERGY INC.|LEHM|Barclays Capital Inc./Le|1382953
PBF|PBF ENERGY INC.|LIME|Lime Brokerage LLC|68223
PBF|PBF ENERGY INC.|LIWD|LIME BROKERAGE LLC|38
PBF|PBF ENERGY INC.|LOOP|Loop Capital Markets LLC|3364
PBF|PBF ENERGY INC.|LQNA|LIQUIDNET, INC.|70200
PBF|PBF ENERGY INC.|LSCI|Lek Securities Corporation|12051
PBF|PBF ENERGY INC.|LVMR|LIVERMORE TRADING GROUP, INC.|3650
PBF|PBF ENERGY INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PBF|PBF ENERGY INC.|MACC|Mid Atlantic Capital Corporation|6260
PBF|PBF ENERGY INC.|MACQ|Macquarie Capital (USA) Inc.|1200
PBF|PBF ENERGY INC.|MAXM|Maxim Group LLC|200
PBF|PBF ENERGY INC.|MBTS|ALLY INVEST SECURITIES LLC|666
PBF|PBF ENERGY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|185594
PBF|PBF ENERGY INC.|MOTF|MOTIF INVESTING, INC.|53
PBF|PBF ENERGY INC.|MSCO|MORGAN STANLEY & CO. LLC|4182780
PBF|PBF ENERGY INC.|MSPL|MORGAN STANLEY & CO. LLC|882900
PBF|PBF ENERGY INC.|MSTX|MORGAN STANLEY & CO. LLC|723900
PBF|PBF ENERGY INC.|MTON|MILLINGTON SECURITIES, INC.|75684
PBF|PBF ENERGY INC.|MULL|MARK J. MULLER EQUITIES, INC.|4445
PBF|PBF ENERGY INC.|NBCS|NBC Securities, INC.|350
PBF|PBF ENERGY INC.|NFSC|National Financial Services LLC|241572
PBF|PBF ENERGY INC.|NITE|VIRTU Americas LLC|799589
PBF|PBF ENERGY INC.|NITP|VIRTU Americas LLC|1379
PBF|PBF ENERGY INC.|NQRB|Brut, LLC|41701
PBF|PBF ENERGY INC.|NTBF|BMO Nesbitt Burns Inc./CDS|750
PBF|PBF ENERGY INC.|OPCO|Oppenheimer & Co. Inc.|6322
PBF|PBF ENERGY INC.|PDQM|CODA MARKETS, INC.|588388
PBF|PBF ENERGY INC.|PHLY|NASDAQ Execution Services, LLC|7400
PBF|PBF ENERGY INC.|PUMA|Puma Capital, Llc|38861
PBF|PBF ENERGY INC.|PUMX|Puma Capital, LLC|100
PBF|PBF ENERGY INC.|PWJC|UBS Financial Services, Inc.|580
PBF|PBF ENERGY INC.|QMSR|QUATTRO M SECURITIES INC.|4420
PBF|PBF ENERGY INC.|RBCM|RBC CAPITAL MARKETS, LLC|21485
PBF|PBF ENERGY INC.|SAGL|SAGETRADER, LLC|98650
PBF|PBF ENERGY INC.|SAGW|SAGETRADER, LLC|100
PBF|PBF ENERGY INC.|SALI|INTL FCSTONE FINANCIAL INC.|3500
PBF|PBF ENERGY INC.|SBSH|Citigroup Global Markets Inc.|393403
PBF|PBF ENERGY INC.|SCMC|Scotia Capital Markets (USA) Inc.|200
PBF|PBF ENERGY INC.|SGMT|GOLDMAN SACHS & CO. LLC|177615
PBF|PBF ENERGY INC.|SHMR|ABN Amro Clearing LLC|3
PBF|PBF ENERGY INC.|SJLS|TRADE INFORMATICS LLC|1200
PBF|PBF ENERGY INC.|SPDR|SPEEDROUTE LLC|32878
PBF|PBF ENERGY INC.|SPHN|Stephens Inc.|120
PBF|PBF ENERGY INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3789
PBF|PBF ENERGY INC.|STKP|STOCKPILE INVESTMENTS, INC.|10
PBF|PBF ENERGY INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9658
PBF|PBF ENERGY INC.|SWIM|TD Ameritrade, Inc.|115620
PBF|PBF ENERGY INC.|SWST|Hilltop Securities Inc.|4370
PBF|PBF ENERGY INC.|TKNG|ALLY INVEST SECURITIES LLC|9357
PBF|PBF ENERGY INC.|TOUR|TOURMALINE PARTNERS, LLC|1100
PBF|PBF ENERGY INC.|TRBT|Tradebot Systems, Inc.|436465
PBF|PBF ENERGY INC.|TRCM|TRC MARKETS LLC|825566
PBF|PBF ENERGY INC.|TWTT|TASTYWORKS, INC.|196
PBF|PBF ENERGY INC.|UBSA|UBS SECURITIES LLC|1240134
PBF|PBF ENERGY INC.|UBSS|UBS Securities LLC|1592401
PBF|PBF ENERGY INC.|VALX|VIRTU AMERICAS LLC|12142
PBF|PBF ENERGY INC.|VGRD|Vanguard Marketing Corporation|25676
PBF|PBF ENERGY INC.|VNDS|VANDHAM SECURITIES CORP|22418
PBF|PBF ENERGY INC.|WABR|Wall Street Access|40823
PBF|PBF ENERGY INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2971
PBF|PBF ENERGY INC.|WCHV|WELLS FARGO SECURITIES, LLC|420849
PBF|PBF ENERGY INC.|WDNX|WEEDEN & CO.L.P.|914
PBF|PBF ENERGY INC.|WEDB|WEDBUSH SECURITIES INC.|8067
PBF|PBF ENERGY INC.|WEED|Weeden & Co.L.P.|4059
PBF|PBF ENERGY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23561
PBF|PBF ENERGY INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25063
PBF|PBF ENERGY INC.|WGIF|CIBC World Markets Inc.|210
PBF|PBF ENERGY INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|131
PBF|PBF ENERGY INC.|WSEA|WOLVERINE SECURITIES, LLC|10926
PBF|PBF ENERGY INC.|XIST|INSTINET, LLC|95110
PBF|PBF ENERGY INC.|XPQR|Jump Trading|500
PBF|PBF ENERGY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|60316
PBF|PBF ENERGY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4888
PBF|PBF ENERGY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24417
PBFX|PBF LOGISTICS LP|ANOS|ABEL/NOSER, L.L.C.|2565
PBFX|PBF LOGISTICS LP|APCC|Apex Clearing Corporation|86
PBFX|PBF LOGISTICS LP|BBNT|BB&T SECURITIES, LLC|1150
PBFX|PBF LOGISTICS LP|BTIG|BTIG, LLC|100
PBFX|PBF LOGISTICS LP|BYXM|CBOE TRADING, INC.|100
PBFX|PBF LOGISTICS LP|BZYD|GOLDMAN SACHS & CO. LLC|579
PBFX|PBF LOGISTICS LP|CANT|Cantor Fitzgerald & Co.|112
PBFX|PBF LOGISTICS LP|CHAS|Charles Schwab & Co., Inc.|4
PBFX|PBF LOGISTICS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19
PBFX|PBF LOGISTICS LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|101
PBFX|PBF LOGISTICS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20886
PBFX|PBF LOGISTICS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3900
PBFX|PBF LOGISTICS LP|DBAB|Deutsche Bank Securities Inc.|2214
PBFX|PBF LOGISTICS LP|DBAX|Deutsche Bank Securities Inc.|7700
PBFX|PBF LOGISTICS LP|DEAN|MORGAN STANLEY|1507
PBFX|PBF LOGISTICS LP|DEGS|RONIN PROFESSIONAL LLC|42
PBFX|PBF LOGISTICS LP|EBXL|EBX LLC|8700
PBFX|PBF LOGISTICS LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
PBFX|PBF LOGISTICS LP|EDJO|Edward D. Jones & Co., L.P.|700
PBFX|PBF LOGISTICS LP|EGAM|CBOE TRADING, INC.|416
PBFX|PBF LOGISTICS LP|EGXM|CBOE TRADING, INC.|100
PBFX|PBF LOGISTICS LP|ETRS|E*Trade Securities LLC|22929
PBFX|PBF LOGISTICS LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1175
PBFX|PBF LOGISTICS LP|FTBR|Foliofn Investments, Inc.|119
PBFX|PBF LOGISTICS LP|GEBB|GLOBAL EXECUTION BROKERS, LP|237
PBFX|PBF LOGISTICS LP|GLPX|ACS EXECUTION SERVICES, LLC|600
PBFX|PBF LOGISTICS LP|GSCO|GOLDMAN SACHS & CO. LLC|22412
PBFX|PBF LOGISTICS LP|GSLT|GOLDMAN SACHS & CO. LLC|390
PBFX|PBF LOGISTICS LP|GTSZ|GTS SECURITIES LLC|4214
PBFX|PBF LOGISTICS LP|HRBF|American Enterprise Investment Services Inc.|150
PBFX|PBF LOGISTICS LP|IBKR|Interactive Brokers Llc|3973
PBFX|PBF LOGISTICS LP|ICBX|INSTINET, LLC|4365
PBFX|PBF LOGISTICS LP|INCA|INSTINET, LLC|7645
PBFX|PBF LOGISTICS LP|INJX|INSTINET, LLC|604
PBFX|PBF LOGISTICS LP|ITGI|ITG Inc.|1878
PBFX|PBF LOGISTICS LP|ITGP|ITG INC.|22600
PBFX|PBF LOGISTICS LP|JEFF|JEFFERIES LLC|6619
PBFX|PBF LOGISTICS LP|JMPT|JUMP TRADING, LLC|330
PBFX|PBF LOGISTICS LP|JPMX|J.P. Morgan Securities LLC|9421
PBFX|PBF LOGISTICS LP|KCGM|VIRTU Americas LLC|5810
PBFX|PBF LOGISTICS LP|LEHM|Barclays Capital Inc./Le|36300
PBFX|PBF LOGISTICS LP|LIME|Lime Brokerage LLC|7000
PBFX|PBF LOGISTICS LP|MAXM|Maxim Group LLC|10600
PBFX|PBF LOGISTICS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26780
PBFX|PBF LOGISTICS LP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|855
PBFX|PBF LOGISTICS LP|MSCO|MORGAN STANLEY & CO. LLC|29795
PBFX|PBF LOGISTICS LP|MSPL|MORGAN STANLEY & CO. LLC|7500
PBFX|PBF LOGISTICS LP|MSTX|MORGAN STANLEY & CO. LLC|400
PBFX|PBF LOGISTICS LP|NFSC|National Financial Services LLC|32874
PBFX|PBF LOGISTICS LP|NITE|VIRTU Americas LLC|104562
PBFX|PBF LOGISTICS LP|NITP|VIRTU Americas LLC|300
PBFX|PBF LOGISTICS LP|NQRB|Brut, LLC|100
PBFX|PBF LOGISTICS LP|OPCO|Oppenheimer & Co. Inc.|6460
PBFX|PBF LOGISTICS LP|PDQM|CODA MARKETS, INC.|4380
PBFX|PBF LOGISTICS LP|PICT|Pictet Overseas Inc.|157
PBFX|PBF LOGISTICS LP|PWJC|UBS Financial Services, Inc.|3689
PBFX|PBF LOGISTICS LP|RBCM|RBC CAPITAL MARKETS, LLC|1500
PBFX|PBF LOGISTICS LP|SBSH|Citigroup Global Markets Inc.|6100
PBFX|PBF LOGISTICS LP|SGMT|GOLDMAN SACHS & CO. LLC|2040
PBFX|PBF LOGISTICS LP|SPDR|SPEEDROUTE LLC|4600
PBFX|PBF LOGISTICS LP|STFL|Stifel, Nicolaus & Company, Incorporated|2000
PBFX|PBF LOGISTICS LP|SWIM|TD Ameritrade, Inc.|1792
PBFX|PBF LOGISTICS LP|TRBT|Tradebot Systems, Inc.|389
PBFX|PBF LOGISTICS LP|TRCM|TRC MARKETS LLC|1582
PBFX|PBF LOGISTICS LP|UBSA|UBS SECURITIES LLC|23471
PBFX|PBF LOGISTICS LP|UBSS|UBS Securities LLC|29416
PBFX|PBF LOGISTICS LP|VALX|VIRTU AMERICAS LLC|796
PBFX|PBF LOGISTICS LP|VGRD|Vanguard Marketing Corporation|1495
PBFX|PBF LOGISTICS LP|WCHV|WELLS FARGO SECURITIES, LLC|19116
PBFX|PBF LOGISTICS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|322
PBFX|PBF LOGISTICS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2261
PBFX|PBF LOGISTICS LP|WFPB|Wells Fargo Securities, LLC.|2904
PBFX|PBF LOGISTICS LP|WGIF|CIBC World Markets Inc.|35
PBFX|PBF LOGISTICS LP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
PBFX|PBF LOGISTICS LP|WSEA|WOLVERINE SECURITIES, LLC|433
PBFX|PBF LOGISTICS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
PBFX|PBF LOGISTICS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3787
PBH|PRESTIGE BRAND HLGS|ALTX|Alternet Securities Inc.|5895
PBH|PRESTIGE BRAND HLGS|APCC|Apex Clearing Corporation|2349
PBH|PRESTIGE BRAND HLGS|BARD|Robert W. Baird & Co. Incorporated|600
PBH|PRESTIGE BRAND HLGS|BATM|CBOE TRADING, INC.|4017
PBH|PRESTIGE BRAND HLGS|BBNT|BB&T SECURITIES, LLC|16
PBH|PRESTIGE BRAND HLGS|BERN|Sanford C. Bernstein & Co., LLC|97636
PBH|PRESTIGE BRAND HLGS|BIDS|BIDS TRADING L.P.|1600
PBH|PRESTIGE BRAND HLGS|BKCM|BNY Mellon Capital Markets LLC|10415
PBH|PRESTIGE BRAND HLGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2441
PBH|PRESTIGE BRAND HLGS|BLKX|INSTINET, LLC|78586
PBH|PRESTIGE BRAND HLGS|BNPX|BNP PARIBAS SECURITIES CORP.|8861
PBH|PRESTIGE BRAND HLGS|BRVL|BLAYLOCK VAN, LLC|400
PBH|PRESTIGE BRAND HLGS|BTIG|BTIG, LLC|776
PBH|PRESTIGE BRAND HLGS|BYXM|CBOE TRADING, INC.|1348
PBH|PRESTIGE BRAND HLGS|CANT|Cantor Fitzgerald & Co.|5717
PBH|PRESTIGE BRAND HLGS|CBLC|CITIGROUP GLOBAL MARKETS INC.|23220
PBH|PRESTIGE BRAND HLGS|CHAS|Charles Schwab & Co., Inc.|848
PBH|PRESTIGE BRAND HLGS|CICF|Canaccord Genuity Corp.|100
PBH|PRESTIGE BRAND HLGS|CIST|Capital Institutional Services, Inc.|116
PBH|PRESTIGE BRAND HLGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50707
PBH|PRESTIGE BRAND HLGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
PBH|PRESTIGE BRAND HLGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|190498
PBH|PRESTIGE BRAND HLGS|CTDL|Citadel Derivatives Group Llc|1333
PBH|PRESTIGE BRAND HLGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|47758
PBH|PRESTIGE BRAND HLGS|DADA|D.A. Davidson & Co.|558
PBH|PRESTIGE BRAND HLGS|DAVA|Davenport & Company LLC|22
PBH|PRESTIGE BRAND HLGS|DBAB|Deutsche Bank Securities Inc.|319847
PBH|PRESTIGE BRAND HLGS|DBAX|Deutsche Bank Securities Inc.|227000
PBH|PRESTIGE BRAND HLGS|DBUL|Deutsche Bank Securities Inc.|100
PBH|PRESTIGE BRAND HLGS|DEAN|MORGAN STANLEY|3374
PBH|PRESTIGE BRAND HLGS|DEGS|RONIN PROFESSIONAL LLC|200
PBH|PRESTIGE BRAND HLGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4400
PBH|PRESTIGE BRAND HLGS|EBXL|EBX LLC|136700
PBH|PRESTIGE BRAND HLGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9772
PBH|PRESTIGE BRAND HLGS|EDJO|Edward D. Jones & Co., L.P.|302
PBH|PRESTIGE BRAND HLGS|EGAM|CBOE TRADING, INC.|15664
PBH|PRESTIGE BRAND HLGS|EGMT|EG MARKET TECHNOLOGIES LLC|2100
PBH|PRESTIGE BRAND HLGS|EGXM|CBOE TRADING, INC.|7425
PBH|PRESTIGE BRAND HLGS|EGXW|CBOE TRADING, INC.|99
PBH|PRESTIGE BRAND HLGS|ETBE|Electronic Transaction Clearing, Inc.|19181
PBH|PRESTIGE BRAND HLGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23939
PBH|PRESTIGE BRAND HLGS|ETRS|E*Trade Securities LLC|7584
PBH|PRESTIGE BRAND HLGS|FILL|Tradestation Securities, Inc.|500
PBH|PRESTIGE BRAND HLGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|49982
PBH|PRESTIGE BRAND HLGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45048
PBH|PRESTIGE BRAND HLGS|FTBR|Foliofn Investments, Inc.|3174
PBH|PRESTIGE BRAND HLGS|GLPX|ACS EXECUTION SERVICES, LLC|17892
PBH|PRESTIGE BRAND HLGS|GSCO|GOLDMAN SACHS & CO. LLC|575997
PBH|PRESTIGE BRAND HLGS|GSCS|GOLDMAN SACHS & CO. LLC|18308
PBH|PRESTIGE BRAND HLGS|GSLT|GOLDMAN SACHS & CO. LLC|3084
PBH|PRESTIGE BRAND HLGS|GTSZ|GTS SECURITIES LLC|94313
PBH|PRESTIGE BRAND HLGS|HRBF|American Enterprise Investment Services Inc.|3003
PBH|PRESTIGE BRAND HLGS|HSBC|HSBC Securities, Inc.|172
PBH|PRESTIGE BRAND HLGS|IATS|INTERACTIVE BROKERS LLC|3512
PBH|PRESTIGE BRAND HLGS|IBKR|Interactive Brokers Llc|2933
PBH|PRESTIGE BRAND HLGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4400
PBH|PRESTIGE BRAND HLGS|ICBX|INSTINET, LLC|30500
PBH|PRESTIGE BRAND HLGS|IEQY|CITADEL SECURITIES LLC|64116
PBH|PRESTIGE BRAND HLGS|INCA|INSTINET, LLC|190898
PBH|PRESTIGE BRAND HLGS|INJX|INSTINET, LLC|19976
PBH|PRESTIGE BRAND HLGS|ITGI|ITG Inc.|33401
PBH|PRESTIGE BRAND HLGS|ITGP|ITG INC.|64000
PBH|PRESTIGE BRAND HLGS|JEFF|JEFFERIES LLC|53857
PBH|PRESTIGE BRAND HLGS|JMPT|JUMP TRADING, LLC|60246
PBH|PRESTIGE BRAND HLGS|JONE|JonesTrading|200
PBH|PRESTIGE BRAND HLGS|JPBX|J.P. MORGAN SECURITIES LLC|56532
PBH|PRESTIGE BRAND HLGS|JPMX|J.P. Morgan Securities LLC|292100
PBH|PRESTIGE BRAND HLGS|JSJX|JANE STREET CAPITAL LLC|2919
PBH|PRESTIGE BRAND HLGS|KCGM|VIRTU Americas LLC|46229
PBH|PRESTIGE BRAND HLGS|LEHM|Barclays Capital Inc./Le|413711
PBH|PRESTIGE BRAND HLGS|LIME|Lime Brokerage LLC|14955
PBH|PRESTIGE BRAND HLGS|LOOP|Loop Capital Markets LLC|2174
PBH|PRESTIGE BRAND HLGS|LQNA|LIQUIDNET, INC.|39000
PBH|PRESTIGE BRAND HLGS|LSCI|Lek Securities Corporation|96
PBH|PRESTIGE BRAND HLGS|MACQ|Macquarie Capital (USA) Inc.|8447
PBH|PRESTIGE BRAND HLGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42454
PBH|PRESTIGE BRAND HLGS|MSCO|MORGAN STANLEY & CO. LLC|959316
PBH|PRESTIGE BRAND HLGS|MSPL|MORGAN STANLEY & CO. LLC|367700
PBH|PRESTIGE BRAND HLGS|MSTX|MORGAN STANLEY & CO. LLC|181100
PBH|PRESTIGE BRAND HLGS|NEUB|NEUBERGER BERMAN BD LLC|1000
PBH|PRESTIGE BRAND HLGS|NFSC|National Financial Services LLC|70731
PBH|PRESTIGE BRAND HLGS|NITE|VIRTU Americas LLC|118047
PBH|PRESTIGE BRAND HLGS|NQRB|Brut, LLC|19004
PBH|PRESTIGE BRAND HLGS|NTBF|BMO Nesbitt Burns Inc./CDS|40
PBH|PRESTIGE BRAND HLGS|OPCO|Oppenheimer & Co. Inc.|544
PBH|PRESTIGE BRAND HLGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|161
PBH|PRESTIGE BRAND HLGS|PDQM|CODA MARKETS, INC.|74721
PBH|PRESTIGE BRAND HLGS|PHLY|NASDAQ Execution Services, LLC|600
PBH|PRESTIGE BRAND HLGS|PWJC|UBS Financial Services, Inc.|224
PBH|PRESTIGE BRAND HLGS|RBCM|RBC CAPITAL MARKETS, LLC|2493
PBH|PRESTIGE BRAND HLGS|SAGL|SAGETRADER, LLC|23922
PBH|PRESTIGE BRAND HLGS|SAGW|SAGETRADER, LLC|15
PBH|PRESTIGE BRAND HLGS|SBSH|Citigroup Global Markets Inc.|75059
PBH|PRESTIGE BRAND HLGS|SGMT|GOLDMAN SACHS & CO. LLC|103459
PBH|PRESTIGE BRAND HLGS|SOGO|Wang Investment Associates, Inc.|40
PBH|PRESTIGE BRAND HLGS|SPDR|SPEEDROUTE LLC|5000
PBH|PRESTIGE BRAND HLGS|SPTD|MINT GLOBAL MARKETS, INC.|12600
PBH|PRESTIGE BRAND HLGS|STFL|Stifel, Nicolaus & Company, Incorporated|1691
PBH|PRESTIGE BRAND HLGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4160
PBH|PRESTIGE BRAND HLGS|SWIM|TD Ameritrade, Inc.|7625
PBH|PRESTIGE BRAND HLGS|TKNG|ALLY INVEST SECURITIES LLC|117
PBH|PRESTIGE BRAND HLGS|TRBT|Tradebot Systems, Inc.|199975
PBH|PRESTIGE BRAND HLGS|TRCM|TRC MARKETS LLC|22705
PBH|PRESTIGE BRAND HLGS|UBSA|UBS SECURITIES LLC|363364
PBH|PRESTIGE BRAND HLGS|UBSS|UBS Securities LLC|437470
PBH|PRESTIGE BRAND HLGS|VALX|VIRTU AMERICAS LLC|7534
PBH|PRESTIGE BRAND HLGS|VGRD|Vanguard Marketing Corporation|1862
PBH|PRESTIGE BRAND HLGS|WBLR|WILLIAM BLAIR|116833
PBH|PRESTIGE BRAND HLGS|WBPX|SUMMIT SECURITIES GROUP, LLC|3153
PBH|PRESTIGE BRAND HLGS|WCHV|WELLS FARGO SECURITIES, LLC|26957
PBH|PRESTIGE BRAND HLGS|WDNX|WEEDEN & CO.L.P.|200
PBH|PRESTIGE BRAND HLGS|WEED|Weeden & Co.L.P.|204040
PBH|PRESTIGE BRAND HLGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1324
PBH|PRESTIGE BRAND HLGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2624
PBH|PRESTIGE BRAND HLGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|326
PBH|PRESTIGE BRAND HLGS|WSEA|WOLVERINE SECURITIES, LLC|2973
PBH|PRESTIGE BRAND HLGS|XIST|INSTINET, LLC|96400
PBH|PRESTIGE BRAND HLGS|XPQR|Jump Trading|5689
PBH|PRESTIGE BRAND HLGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|16720
PBH|PRESTIGE BRAND HLGS|YKNA|COMHAR CAPITAL MARKETS, LLC|4010
PBH|PRESTIGE BRAND HLGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|914
PBHC|PATHFINDER BCP MD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|102
PBHC|PATHFINDER BCP MD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
PBHC|PATHFINDER BCP MD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|210
PBHC|PATHFINDER BCP MD|DBAB|Deutsche Bank Securities Inc.|50
PBHC|PATHFINDER BCP MD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5700
PBHC|PATHFINDER BCP MD|ETRS|E*Trade Securities LLC|2430
PBHC|PATHFINDER BCP MD|FBCO|Credit Suisse Securities (USA) LLC|193
PBHC|PATHFINDER BCP MD|FOMA|TD AMERITRADE CLEARING, INC.|8081
PBHC|PATHFINDER BCP MD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26
PBHC|PATHFINDER BCP MD|GEBB|GLOBAL EXECUTION BROKERS, LP|166
PBHC|PATHFINDER BCP MD|GLPX|ACS EXECUTION SERVICES, LLC|105
PBHC|PATHFINDER BCP MD|GSCO|GOLDMAN SACHS & CO. LLC|1
PBHC|PATHFINDER BCP MD|GSLT|GOLDMAN SACHS & CO. LLC|53
PBHC|PATHFINDER BCP MD|IBKR|Interactive Brokers Llc|3985
PBHC|PATHFINDER BCP MD|INCA|INSTINET, LLC|333
PBHC|PATHFINDER BCP MD|INJX|INSTINET, LLC|100
PBHC|PATHFINDER BCP MD|JEFF|JEFFERIES LLC|600
PBHC|PATHFINDER BCP MD|KBWI|Keefe, Bruyette & Woods, Inc.|375
PBHC|PATHFINDER BCP MD|LEHM|Barclays Capital Inc./Le|27
PBHC|PATHFINDER BCP MD|LIME|Lime Brokerage LLC|1783
PBHC|PATHFINDER BCP MD|MSCO|MORGAN STANLEY & CO. LLC|723
PBHC|PATHFINDER BCP MD|NFSC|National Financial Services LLC|341
PBHC|PATHFINDER BCP MD|NITE|VIRTU Americas LLC|5581
PBHC|PATHFINDER BCP MD|PDQM|CODA MARKETS, INC.|210
PBHC|PATHFINDER BCP MD|SGMT|GOLDMAN SACHS & CO. LLC|10
PBHC|PATHFINDER BCP MD|SPTD|MINT GLOBAL MARKETS, INC.|1800
PBHC|PATHFINDER BCP MD|STXG|Stockcross Financial Services, Inc.|100
PBHC|PATHFINDER BCP MD|SWIM|TD Ameritrade, Inc.|2005
PBHC|PATHFINDER BCP MD|TKNG|ALLY INVEST SECURITIES LLC|35
PBHC|PATHFINDER BCP MD|TRCM|TRC MARKETS LLC|484
PBHC|PATHFINDER BCP MD|UBSA|UBS SECURITIES LLC|385
PBHC|PATHFINDER BCP MD|UBSS|UBS Securities LLC|3893
PBHC|PATHFINDER BCP MD|WCHV|WELLS FARGO SECURITIES, LLC|1200
PBHC|PATHFINDER BCP MD|YKNA|COMHAR CAPITAL MARKETS, LLC|5
PBI|PITNEY BOWES INC|ABLE|NATIXIS Securities Americas LLC|4578
PBI|PITNEY BOWES INC|AGIS|Aegis Capital Corp.|220
PBI|PITNEY BOWES INC|ALTX|Alternet Securities Inc.|6283
PBI|PITNEY BOWES INC|APCC|Apex Clearing Corporation|27072
PBI|PITNEY BOWES INC|BALE|M&T SECURITIES, INC.|100
PBI|PITNEY BOWES INC|BANK|Primevest Financial Services, Inc.|509
PBI|PITNEY BOWES INC|BARD|Robert W. Baird & Co. Incorporated|58752
PBI|PITNEY BOWES INC|BATM|CBOE TRADING, INC.|2369
PBI|PITNEY BOWES INC|BAYC|BAY CREST PARTNERS, LLC|6973
PBI|PITNEY BOWES INC|BAYT|BTIG, LLC|7300
PBI|PITNEY BOWES INC|BBNT|BB&T SECURITIES, LLC|3312
PBI|PITNEY BOWES INC|BERN|Sanford C. Bernstein & Co., LLC|23990
PBI|PITNEY BOWES INC|BIDS|BIDS TRADING L.P.|2600
PBI|PITNEY BOWES INC|BIMI|Banca IMI Securities Corp.|200
PBI|PITNEY BOWES INC|BKCM|BNY Mellon Capital Markets LLC|44197
PBI|PITNEY BOWES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47610
PBI|PITNEY BOWES INC|BLKX|INSTINET, LLC|16090
PBI|PITNEY BOWES INC|BMAK|BMA SECURITIES|15000
PBI|PITNEY BOWES INC|BNPX|BNP PARIBAS SECURITIES CORP.|421308
PBI|PITNEY BOWES INC|BRVL|BLAYLOCK VAN, LLC|900
PBI|PITNEY BOWES INC|BTIG|BTIG, LLC|164277
PBI|PITNEY BOWES INC|BYXM|CBOE TRADING, INC.|1063
PBI|PITNEY BOWES INC|BZYD|GOLDMAN SACHS & CO. LLC|4200
PBI|PITNEY BOWES INC|CANT|Cantor Fitzgerald & Co.|25793
PBI|PITNEY BOWES INC|CHAS|Charles Schwab & Co., Inc.|28012
PBI|PITNEY BOWES INC|CIBP|CIBC World Markets Corp.|308300
PBI|PITNEY BOWES INC|CLSA|CLSA AMERICAS, LLC|500
PBI|PITNEY BOWES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60856
PBI|PITNEY BOWES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|320
PBI|PITNEY BOWES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7192
PBI|PITNEY BOWES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|494381
PBI|PITNEY BOWES INC|CTDL|Citadel Derivatives Group Llc|37482
PBI|PITNEY BOWES INC|CTLR|CUTLER GROUP, LP|600
PBI|PITNEY BOWES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|114210
PBI|PITNEY BOWES INC|DADA|D.A. Davidson & Co.|60
PBI|PITNEY BOWES INC|DAVA|Davenport & Company LLC|800
PBI|PITNEY BOWES INC|DBAB|Deutsche Bank Securities Inc.|546871
PBI|PITNEY BOWES INC|DBAX|Deutsche Bank Securities Inc.|600800
PBI|PITNEY BOWES INC|DBUL|Deutsche Bank Securities Inc.|11600
PBI|PITNEY BOWES INC|DCHF|Dart Executions, LLC|1107
PBI|PITNEY BOWES INC|DEAN|MORGAN STANLEY|17930
PBI|PITNEY BOWES INC|DEGS|RONIN PROFESSIONAL LLC|500
PBI|PITNEY BOWES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|58456
PBI|PITNEY BOWES INC|EBXL|EBX LLC|254200
PBI|PITNEY BOWES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15474
PBI|PITNEY BOWES INC|EDJO|Edward D. Jones & Co., L.P.|38278
PBI|PITNEY BOWES INC|EGAM|CBOE TRADING, INC.|12395
PBI|PITNEY BOWES INC|EGAW|CBOE TRADING, INC.|194
PBI|PITNEY BOWES INC|EGXM|CBOE TRADING, INC.|6855
PBI|PITNEY BOWES INC|ESPO|ESPOSITO SECURITIES, LLC|5206
PBI|PITNEY BOWES INC|ETBE|Electronic Transaction Clearing, Inc.|20425
PBI|PITNEY BOWES INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
PBI|PITNEY BOWES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1476
PBI|PITNEY BOWES INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|675
PBI|PITNEY BOWES INC|ETRS|E*Trade Securities LLC|333586
PBI|PITNEY BOWES INC|FBSB|U.S. Bancorp Investments, Inc.|50
PBI|PITNEY BOWES INC|FILL|Tradestation Securities, Inc.|12752
PBI|PITNEY BOWES INC|FINX|FINTECH SECURITIES|5375
PBI|PITNEY BOWES INC|FMAF|NBCN Inc./ CDS|753
PBI|PITNEY BOWES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3065
PBI|PITNEY BOWES INC|FQLS|Quantlab Securities LP|376772
PBI|PITNEY BOWES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96136
PBI|PITNEY BOWES INC|FTBR|Foliofn Investments, Inc.|22006
PBI|PITNEY BOWES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12900
PBI|PITNEY BOWES INC|GLIS|TD Securities Inc|2625
PBI|PITNEY BOWES INC|GLPX|ACS EXECUTION SERVICES, LLC|21884
PBI|PITNEY BOWES INC|GSCO|GOLDMAN SACHS & CO. LLC|2885435
PBI|PITNEY BOWES INC|GSCS|GOLDMAN SACHS & CO. LLC|27591
PBI|PITNEY BOWES INC|GSLT|GOLDMAN SACHS & CO. LLC|10108
PBI|PITNEY BOWES INC|GTSZ|GTS SECURITIES LLC|125439
PBI|PITNEY BOWES INC|HPPX|POTAMUS TRADING, LLC|2291
PBI|PITNEY BOWES INC|HRBF|American Enterprise Investment Services Inc.|35033
PBI|PITNEY BOWES INC|HSBC|HSBC Securities, Inc.|1594
PBI|PITNEY BOWES INC|IATS|INTERACTIVE BROKERS LLC|36731
PBI|PITNEY BOWES INC|IBKR|Interactive Brokers Llc|87163
PBI|PITNEY BOWES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1100
PBI|PITNEY BOWES INC|ICBX|INSTINET, LLC|157769
PBI|PITNEY BOWES INC|IEQY|CITADEL SECURITIES LLC|141072
PBI|PITNEY BOWES INC|INCA|INSTINET, LLC|272507
PBI|PITNEY BOWES INC|INJX|INSTINET, LLC|100
PBI|PITNEY BOWES INC|INTL|INTL FCSTONE FINANCIAL INC.|55
PBI|PITNEY BOWES INC|ITGI|ITG Inc.|129018
PBI|PITNEY BOWES INC|ITGP|ITG INC.|167000
PBI|PITNEY BOWES INC|JANY|Janney Montgomery Scott Inc.|18000
PBI|PITNEY BOWES INC|JEFF|JEFFERIES LLC|84727
PBI|PITNEY BOWES INC|JMPT|JUMP TRADING, LLC|119314
PBI|PITNEY BOWES INC|JONE|JonesTrading|500
PBI|PITNEY BOWES INC|JPBX|J.P. MORGAN SECURITIES LLC|231474
PBI|PITNEY BOWES INC|JPMX|J.P. Morgan Securities LLC|821635
PBI|PITNEY BOWES INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|700
PBI|PITNEY BOWES INC|JSJX|JANE STREET CAPITAL LLC|142463
PBI|PITNEY BOWES INC|KCGM|VIRTU Americas LLC|84920
PBI|PITNEY BOWES INC|KRSH|Kershner Securities, LLC|1589
PBI|PITNEY BOWES INC|LEHM|Barclays Capital Inc./Le|2099494
PBI|PITNEY BOWES INC|LGNT|COR CLEARING LLC|1
PBI|PITNEY BOWES INC|LIME|Lime Brokerage LLC|69160
PBI|PITNEY BOWES INC|LOOP|Loop Capital Markets LLC|44177
PBI|PITNEY BOWES INC|LSCI|Lek Securities Corporation|159
PBI|PITNEY BOWES INC|LTCO|Ladenburg, Thalmann & Co., Inc.|1600
PBI|PITNEY BOWES INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PBI|PITNEY BOWES INC|MACQ|Macquarie Capital (USA) Inc.|16690
PBI|PITNEY BOWES INC|MAXM|Maxim Group LLC|2400
PBI|PITNEY BOWES INC|MBTS|ALLY INVEST SECURITIES LLC|3622
PBI|PITNEY BOWES INC|MKMP|MKM Partners LLC|61900
PBI|PITNEY BOWES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|415316
PBI|PITNEY BOWES INC|MSCO|MORGAN STANLEY & CO. LLC|2574177
PBI|PITNEY BOWES INC|MSPL|MORGAN STANLEY & CO. LLC|1050600
PBI|PITNEY BOWES INC|MSTX|MORGAN STANLEY & CO. LLC|939900
PBI|PITNEY BOWES INC|MTON|MILLINGTON SECURITIES, INC.|42711
PBI|PITNEY BOWES INC|NBCS|NBC Securities, INC.|1500
PBI|PITNEY BOWES INC|NEUB|NEUBERGER BERMAN BD LLC|2400
PBI|PITNEY BOWES INC|NFSC|National Financial Services LLC|1029891
PBI|PITNEY BOWES INC|NITE|VIRTU Americas LLC|1445219
PBI|PITNEY BOWES INC|NITP|VIRTU Americas LLC|46099
PBI|PITNEY BOWES INC|NQRB|Brut, LLC|5174
PBI|PITNEY BOWES INC|NTBF|BMO Nesbitt Burns Inc./CDS|200
PBI|PITNEY BOWES INC|NTRC|Northern Trust Securities, Inc.|2227
PBI|PITNEY BOWES INC|OHOS|TWO SIGMA SECURITIES, LLC|29390
PBI|PITNEY BOWES INC|ONEL|O'NEIL SECURITIES, INCORPORATED|153825
PBI|PITNEY BOWES INC|OPCO|Oppenheimer & Co. Inc.|26206
PBI|PITNEY BOWES INC|PDQM|CODA MARKETS, INC.|14666
PBI|PITNEY BOWES INC|PHLY|NASDAQ Execution Services, LLC|17200
PBI|PITNEY BOWES INC|PWJC|UBS Financial Services, Inc.|2840
PBI|PITNEY BOWES INC|RBCM|RBC CAPITAL MARKETS, LLC|36626
PBI|PITNEY BOWES INC|SAGL|SAGETRADER, LLC|5500
PBI|PITNEY BOWES INC|SAGW|SAGETRADER, LLC|448
PBI|PITNEY BOWES INC|SALI|INTL FCSTONE FINANCIAL INC.|9
PBI|PITNEY BOWES INC|SBRX|MURIEL SIEBERT & CO INC|500
PBI|PITNEY BOWES INC|SBSH|Citigroup Global Markets Inc.|274350
PBI|PITNEY BOWES INC|SGMT|GOLDMAN SACHS & CO. LLC|229913
PBI|PITNEY BOWES INC|SPDR|SPEEDROUTE LLC|4359
PBI|PITNEY BOWES INC|SPHN|Stephens Inc.|153
PBI|PITNEY BOWES INC|STFL|Stifel, Nicolaus & Company, Incorporated|24237
PBI|PITNEY BOWES INC|STKP|STOCKPILE INVESTMENTS, INC.|98
PBI|PITNEY BOWES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17492
PBI|PITNEY BOWES INC|SWIM|TD Ameritrade, Inc.|144106
PBI|PITNEY BOWES INC|SWST|Hilltop Securities Inc.|26817
PBI|PITNEY BOWES INC|TKNG|ALLY INVEST SECURITIES LLC|6757
PBI|PITNEY BOWES INC|TMBR|Timber Hill LLC|900
PBI|PITNEY BOWES INC|TRBT|Tradebot Systems, Inc.|384584
PBI|PITNEY BOWES INC|TRCM|TRC MARKETS LLC|57245
PBI|PITNEY BOWES INC|UBSA|UBS SECURITIES LLC|1108568
PBI|PITNEY BOWES INC|UBSS|UBS Securities LLC|1059431
PBI|PITNEY BOWES INC|VALX|VIRTU AMERICAS LLC|55587
PBI|PITNEY BOWES INC|VGRD|Vanguard Marketing Corporation|73642
PBI|PITNEY BOWES INC|WABR|Wall Street Access|42711
PBI|PITNEY BOWES INC|WBET|Wallachbeth Capital LLC|17994
PBI|PITNEY BOWES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2000
PBI|PITNEY BOWES INC|WCHV|WELLS FARGO SECURITIES, LLC|289454
PBI|PITNEY BOWES INC|WDNX|WEEDEN & CO.L.P.|1950
PBI|PITNEY BOWES INC|WEDB|WEDBUSH SECURITIES INC.|15603
PBI|PITNEY BOWES INC|WEED|Weeden & Co.L.P.|12800
PBI|PITNEY BOWES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8770
PBI|PITNEY BOWES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12493
PBI|PITNEY BOWES INC|WFPB|Wells Fargo Securities, LLC.|56764
PBI|PITNEY BOWES INC|WGIF|CIBC World Markets Inc.|316
PBI|PITNEY BOWES INC|WSEA|WOLVERINE SECURITIES, LLC|19608
PBI|PITNEY BOWES INC|XIST|INSTINET, LLC|354534
PBI|PITNEY BOWES INC|XPQR|Jump Trading|2082
PBI|PITNEY BOWES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|161010
PBI|PITNEY BOWES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|944
PBI|PITNEY BOWES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52927
PBI$B|PITNEY BOWES INC NTS|ALTX|Alternet Securities Inc.|200
PBI$B|PITNEY BOWES INC NTS|BANK|Primevest Financial Services, Inc.|17
PBI$B|PITNEY BOWES INC NTS|BARD|Robert W. Baird & Co. Incorporated|2200
PBI$B|PITNEY BOWES INC NTS|BATM|CBOE TRADING, INC.|500
PBI$B|PITNEY BOWES INC NTS|BBNT|BB&T SECURITIES, LLC|2361
PBI$B|PITNEY BOWES INC NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15455
PBI$B|PITNEY BOWES INC NTS|BNCH|The Benchmark Company, LLC|2000
PBI$B|PITNEY BOWES INC NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2017
PBI$B|PITNEY BOWES INC NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3489
PBI$B|PITNEY BOWES INC NTS|DBAX|Deutsche Bank Securities Inc.|7500
PBI$B|PITNEY BOWES INC NTS|DEAN|MORGAN STANLEY|11823
PBI$B|PITNEY BOWES INC NTS|EBXL|EBX LLC|5200
PBI$B|PITNEY BOWES INC NTS|EDJO|Edward D. Jones & Co., L.P.|1430
PBI$B|PITNEY BOWES INC NTS|EGXM|CBOE TRADING, INC.|714
PBI$B|PITNEY BOWES INC NTS|ETRS|E*Trade Securities LLC|1907
PBI$B|PITNEY BOWES INC NTS|FINX|FINTECH SECURITIES|1000
PBI$B|PITNEY BOWES INC NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
PBI$B|PITNEY BOWES INC NTS|GLPX|ACS EXECUTION SERVICES, LLC|1265
PBI$B|PITNEY BOWES INC NTS|GSCO|GOLDMAN SACHS & CO. LLC|1200
PBI$B|PITNEY BOWES INC NTS|GSLT|GOLDMAN SACHS & CO. LLC|500
PBI$B|PITNEY BOWES INC NTS|GTSZ|GTS SECURITIES LLC|2124
PBI$B|PITNEY BOWES INC NTS|HRBF|American Enterprise Investment Services Inc.|5243
PBI$B|PITNEY BOWES INC NTS|IATS|INTERACTIVE BROKERS LLC|200
PBI$B|PITNEY BOWES INC NTS|IBKR|Interactive Brokers Llc|1557
PBI$B|PITNEY BOWES INC NTS|ICBX|INSTINET, LLC|1100
PBI$B|PITNEY BOWES INC NTS|INCA|INSTINET, LLC|3928
PBI$B|PITNEY BOWES INC NTS|INJX|INSTINET, LLC|2838
PBI$B|PITNEY BOWES INC NTS|ITGI|ITG Inc.|825
PBI$B|PITNEY BOWES INC NTS|JANY|Janney Montgomery Scott Inc.|3470
PBI$B|PITNEY BOWES INC NTS|JPMX|J.P. Morgan Securities LLC|1794
PBI$B|PITNEY BOWES INC NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1104
PBI$B|PITNEY BOWES INC NTS|KCGM|VIRTU Americas LLC|4317
PBI$B|PITNEY BOWES INC NTS|LEHM|Barclays Capital Inc./Le|1000
PBI$B|PITNEY BOWES INC NTS|LIME|Lime Brokerage LLC|874
PBI$B|PITNEY BOWES INC NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|202
PBI$B|PITNEY BOWES INC NTS|MACC|Mid Atlantic Capital Corporation|100
PBI$B|PITNEY BOWES INC NTS|MAXM|Maxim Group LLC|3000
PBI$B|PITNEY BOWES INC NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
PBI$B|PITNEY BOWES INC NTS|MSCO|MORGAN STANLEY & CO. LLC|37182
PBI$B|PITNEY BOWES INC NTS|MSPL|MORGAN STANLEY & CO. LLC|13400
PBI$B|PITNEY BOWES INC NTS|NFSC|National Financial Services LLC|8196
PBI$B|PITNEY BOWES INC NTS|NITE|VIRTU Americas LLC|68996
PBI$B|PITNEY BOWES INC NTS|NQRB|Brut, LLC|700
PBI$B|PITNEY BOWES INC NTS|OLDM|OLD MISSION CAPITAL, LLC|590
PBI$B|PITNEY BOWES INC NTS|OPCO|Oppenheimer & Co. Inc.|700
PBI$B|PITNEY BOWES INC NTS|PCPT|PHILLIP CAPITAL INC.|1000
PBI$B|PITNEY BOWES INC NTS|PDQM|CODA MARKETS, INC.|1823
PBI$B|PITNEY BOWES INC NTS|PWJC|UBS Financial Services, Inc.|3738
PBI$B|PITNEY BOWES INC NTS|RBCM|RBC CAPITAL MARKETS, LLC|7711
PBI$B|PITNEY BOWES INC NTS|SBSH|Citigroup Global Markets Inc.|9241
PBI$B|PITNEY BOWES INC NTS|SGMT|GOLDMAN SACHS & CO. LLC|1753
PBI$B|PITNEY BOWES INC NTS|SPDR|SPEEDROUTE LLC|1100
PBI$B|PITNEY BOWES INC NTS|STFL|Stifel, Nicolaus & Company, Incorporated|8757
PBI$B|PITNEY BOWES INC NTS|SWST|Hilltop Securities Inc.|7
PBI$B|PITNEY BOWES INC NTS|UBSA|UBS SECURITIES LLC|12298
PBI$B|PITNEY BOWES INC NTS|UBSS|UBS Securities LLC|21919
PBI$B|PITNEY BOWES INC NTS|VGRD|Vanguard Marketing Corporation|3585
PBI$B|PITNEY BOWES INC NTS|WCHV|WELLS FARGO SECURITIES, LLC|65342
PBI$B|PITNEY BOWES INC NTS|WEDB|WEDBUSH SECURITIES INC.|500
PBI$B|PITNEY BOWES INC NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48
PBI$B|PITNEY BOWES INC NTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
PBI$B|PITNEY BOWES INC NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9267
PBIP|PRUDENTIAL BANCORP|APCC|Apex Clearing Corporation|12
PBIP|PRUDENTIAL BANCORP|BATM|CBOE TRADING, INC.|219
PBIP|PRUDENTIAL BANCORP|BAYC|BAY CREST PARTNERS, LLC|130
PBIP|PRUDENTIAL BANCORP|BERN|Sanford C. Bernstein & Co., LLC|6902
PBIP|PRUDENTIAL BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
PBIP|PRUDENTIAL BANCORP|BMOC|BMO Capital Markets Corp.|1353
PBIP|PRUDENTIAL BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|852
PBIP|PRUDENTIAL BANCORP|BTIG|BTIG, LLC|7
PBIP|PRUDENTIAL BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|5
PBIP|PRUDENTIAL BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58
PBIP|PRUDENTIAL BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4306
PBIP|PRUDENTIAL BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3227
PBIP|PRUDENTIAL BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3781
PBIP|PRUDENTIAL BANCORP|CTDL|Citadel Derivatives Group Llc|224
PBIP|PRUDENTIAL BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|930
PBIP|PRUDENTIAL BANCORP|DBAB|Deutsche Bank Securities Inc.|28740
PBIP|PRUDENTIAL BANCORP|DBAX|Deutsche Bank Securities Inc.|2100
PBIP|PRUDENTIAL BANCORP|DEAN|MORGAN STANLEY|882
PBIP|PRUDENTIAL BANCORP|DEGS|RONIN PROFESSIONAL LLC|1400
PBIP|PRUDENTIAL BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|369
PBIP|PRUDENTIAL BANCORP|EBXL|EBX LLC|1200
PBIP|PRUDENTIAL BANCORP|EDJO|Edward D. Jones & Co., L.P.|39
PBIP|PRUDENTIAL BANCORP|EGAM|CBOE TRADING, INC.|200
PBIP|PRUDENTIAL BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1600
PBIP|PRUDENTIAL BANCORP|ETRS|E*Trade Securities LLC|2597
PBIP|PRUDENTIAL BANCORP|FBCO|Credit Suisse Securities (USA) LLC|43044
PBIP|PRUDENTIAL BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|3285
PBIP|PRUDENTIAL BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4975
PBIP|PRUDENTIAL BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2391
PBIP|PRUDENTIAL BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|6769
PBIP|PRUDENTIAL BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|40487
PBIP|PRUDENTIAL BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|314
PBIP|PRUDENTIAL BANCORP|GTSZ|GTS SECURITIES LLC|6332
PBIP|PRUDENTIAL BANCORP|IATS|INTERACTIVE BROKERS LLC|653
PBIP|PRUDENTIAL BANCORP|IBKR|Interactive Brokers Llc|6971
PBIP|PRUDENTIAL BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|35
PBIP|PRUDENTIAL BANCORP|ICBX|INSTINET, LLC|1000
PBIP|PRUDENTIAL BANCORP|IEQY|CITADEL SECURITIES LLC|1259
PBIP|PRUDENTIAL BANCORP|INCA|INSTINET, LLC|11500
PBIP|PRUDENTIAL BANCORP|INJX|INSTINET, LLC|847
PBIP|PRUDENTIAL BANCORP|ITGI|ITG Inc.|4103
PBIP|PRUDENTIAL BANCORP|ITGP|ITG INC.|400
PBIP|PRUDENTIAL BANCORP|JEFF|JEFFERIES LLC|4754
PBIP|PRUDENTIAL BANCORP|JPMX|J.P. Morgan Securities LLC|7093
PBIP|PRUDENTIAL BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|3075
PBIP|PRUDENTIAL BANCORP|KCGM|VIRTU Americas LLC|574
PBIP|PRUDENTIAL BANCORP|LEHM|Barclays Capital Inc./Le|9402
PBIP|PRUDENTIAL BANCORP|LIME|Lime Brokerage LLC|19593
PBIP|PRUDENTIAL BANCORP|LMGP|LIME BROKERAGE LLC|1452
PBIP|PRUDENTIAL BANCORP|MAXM|Maxim Group LLC|870
PBIP|PRUDENTIAL BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
PBIP|PRUDENTIAL BANCORP|MSCO|MORGAN STANLEY & CO. LLC|59559
PBIP|PRUDENTIAL BANCORP|MSPL|MORGAN STANLEY & CO. LLC|700
PBIP|PRUDENTIAL BANCORP|MSTX|MORGAN STANLEY & CO. LLC|200
PBIP|PRUDENTIAL BANCORP|NFSC|National Financial Services LLC|5053
PBIP|PRUDENTIAL BANCORP|NITE|VIRTU Americas LLC|18445
PBIP|PRUDENTIAL BANCORP|NITP|VIRTU Americas LLC|200
PBIP|PRUDENTIAL BANCORP|OPCO|Oppenheimer & Co. Inc.|901
PBIP|PRUDENTIAL BANCORP|PDQM|CODA MARKETS, INC.|2678
PBIP|PRUDENTIAL BANCORP|PWJC|UBS Financial Services, Inc.|62
PBIP|PRUDENTIAL BANCORP|RAJA|Raymond James & Associates, Inc.|2997
PBIP|PRUDENTIAL BANCORP|SBSH|Citigroup Global Markets Inc.|11948
PBIP|PRUDENTIAL BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|1203
PBIP|PRUDENTIAL BANCORP|SPDR|SPEEDROUTE LLC|250
PBIP|PRUDENTIAL BANCORP|SWIM|TD Ameritrade, Inc.|1950
PBIP|PRUDENTIAL BANCORP|TMBR|Timber Hill LLC|30
PBIP|PRUDENTIAL BANCORP|TRBT|Tradebot Systems, Inc.|490
PBIP|PRUDENTIAL BANCORP|TRCM|TRC MARKETS LLC|7115
PBIP|PRUDENTIAL BANCORP|UBSA|UBS SECURITIES LLC|12948
PBIP|PRUDENTIAL BANCORP|UBSS|UBS Securities LLC|97564
PBIP|PRUDENTIAL BANCORP|VALX|VIRTU AMERICAS LLC|3396
PBIP|PRUDENTIAL BANCORP|VGRD|Vanguard Marketing Corporation|11
PBIP|PRUDENTIAL BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|7158
PBIP|PRUDENTIAL BANCORP|WEED|Weeden & Co.L.P.|310
PBIP|PRUDENTIAL BANCORP|WFPB|Wells Fargo Securities, LLC.|3776
PBIP|PRUDENTIAL BANCORP|WSEA|WOLVERINE SECURITIES, LLC|16
PBIP|PRUDENTIAL BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
PBIP|PRUDENTIAL BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|404
PBJ|INVESC DYN FOOD&BEVE|APCC|Apex Clearing Corporation|33
PBJ|INVESC DYN FOOD&BEVE|BARD|Robert W. Baird & Co. Incorporated|1
PBJ|INVESC DYN FOOD&BEVE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30
PBJ|INVESC DYN FOOD&BEVE|CHAS|Charles Schwab & Co., Inc.|1
PBJ|INVESC DYN FOOD&BEVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9640
PBJ|INVESC DYN FOOD&BEVE|CTDL|Citadel Derivatives Group Llc|4722
PBJ|INVESC DYN FOOD&BEVE|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PBJ|INVESC DYN FOOD&BEVE|DBAX|Deutsche Bank Securities Inc.|3200
PBJ|INVESC DYN FOOD&BEVE|EBXL|EBX LLC|7600
PBJ|INVESC DYN FOOD&BEVE|EDJO|Edward D. Jones & Co., L.P.|2468
PBJ|INVESC DYN FOOD&BEVE|ETRS|E*Trade Securities LLC|1043
PBJ|INVESC DYN FOOD&BEVE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|215
PBJ|INVESC DYN FOOD&BEVE|GSCO|GOLDMAN SACHS & CO. LLC|6600
PBJ|INVESC DYN FOOD&BEVE|GSLT|GOLDMAN SACHS & CO. LLC|200
PBJ|INVESC DYN FOOD&BEVE|GTSZ|GTS SECURITIES LLC|100
PBJ|INVESC DYN FOOD&BEVE|HRBF|American Enterprise Investment Services Inc.|2512
PBJ|INVESC DYN FOOD&BEVE|IATS|INTERACTIVE BROKERS LLC|328
PBJ|INVESC DYN FOOD&BEVE|IBKR|Interactive Brokers Llc|6313
PBJ|INVESC DYN FOOD&BEVE|ICBX|INSTINET, LLC|6472
PBJ|INVESC DYN FOOD&BEVE|JANY|Janney Montgomery Scott Inc.|6
PBJ|INVESC DYN FOOD&BEVE|JPMX|J.P. Morgan Securities LLC|6810
PBJ|INVESC DYN FOOD&BEVE|JSJX|JANE STREET CAPITAL LLC|9889
PBJ|INVESC DYN FOOD&BEVE|KCGM|VIRTU Americas LLC|11365
PBJ|INVESC DYN FOOD&BEVE|LEHM|Barclays Capital Inc./Le|4200
PBJ|INVESC DYN FOOD&BEVE|LIME|Lime Brokerage LLC|960
PBJ|INVESC DYN FOOD&BEVE|MACC|Mid Atlantic Capital Corporation|19
PBJ|INVESC DYN FOOD&BEVE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6892
PBJ|INVESC DYN FOOD&BEVE|MSCO|MORGAN STANLEY & CO. LLC|372
PBJ|INVESC DYN FOOD&BEVE|MSPL|MORGAN STANLEY & CO. LLC|4800
PBJ|INVESC DYN FOOD&BEVE|NFSC|National Financial Services LLC|9963
PBJ|INVESC DYN FOOD&BEVE|NITE|VIRTU Americas LLC|70160
PBJ|INVESC DYN FOOD&BEVE|OPCO|Oppenheimer & Co. Inc.|67
PBJ|INVESC DYN FOOD&BEVE|RBCM|RBC CAPITAL MARKETS, LLC|1030
PBJ|INVESC DYN FOOD&BEVE|SALI|INTL FCSTONE FINANCIAL INC.|1
PBJ|INVESC DYN FOOD&BEVE|SGMT|GOLDMAN SACHS & CO. LLC|6160
PBJ|INVESC DYN FOOD&BEVE|SPDR|SPEEDROUTE LLC|300
PBJ|INVESC DYN FOOD&BEVE|STFL|Stifel, Nicolaus & Company, Incorporated|1934
PBJ|INVESC DYN FOOD&BEVE|SWIM|TD Ameritrade, Inc.|180
PBJ|INVESC DYN FOOD&BEVE|SWST|Hilltop Securities Inc.|1
PBJ|INVESC DYN FOOD&BEVE|UBSA|UBS SECURITIES LLC|7775
PBJ|INVESC DYN FOOD&BEVE|UBSS|UBS Securities LLC|6301
PBJ|INVESC DYN FOOD&BEVE|VGRD|Vanguard Marketing Corporation|200
PBJ|INVESC DYN FOOD&BEVE|WBET|Wallachbeth Capital LLC|49
PBJ|INVESC DYN FOOD&BEVE|WCHV|WELLS FARGO SECURITIES, LLC|3105
PBJ|INVESC DYN FOOD&BEVE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22
PBJ|INVESC DYN FOOD&BEVE|WSEA|WOLVERINE SECURITIES, LLC|2060
PBJ|INVESC DYN FOOD&BEVE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PBJ|INVESC DYN FOOD&BEVE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6754
PBND|INVESCO PUREBETA US|CHAS|Charles Schwab & Co., Inc.|1293
PBND|INVESCO PUREBETA US|JSJX|JANE STREET CAPITAL LLC|296
PBND|INVESCO PUREBETA US|SBSH|Citigroup Global Markets Inc.|416
PBP|INVESCO S&P 500|ALTX|Alternet Securities Inc.|988
PBP|INVESCO S&P 500|APCC|Apex Clearing Corporation|615
PBP|INVESCO S&P 500|BANK|Primevest Financial Services, Inc.|161
PBP|INVESCO S&P 500|BARD|Robert W. Baird & Co. Incorporated|6
PBP|INVESCO S&P 500|BATM|CBOE TRADING, INC.|29896
PBP|INVESCO S&P 500|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1839
PBP|INVESCO S&P 500|BYXM|CBOE TRADING, INC.|100
PBP|INVESCO S&P 500|CANT|Cantor Fitzgerald & Co.|51975
PBP|INVESCO S&P 500|CHAS|Charles Schwab & Co., Inc.|6
PBP|INVESCO S&P 500|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43469
PBP|INVESCO S&P 500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56631
PBP|INVESCO S&P 500|CSIN|Citadel Securities Institutional LLC|115521
PBP|INVESCO S&P 500|CTDL|Citadel Derivatives Group Llc|115941
PBP|INVESCO S&P 500|CXCX|CITIGROUP GLOBAL MARKETS INC.|780
PBP|INVESCO S&P 500|DBAX|Deutsche Bank Securities Inc.|10800
PBP|INVESCO S&P 500|DEAN|MORGAN STANLEY|3119
PBP|INVESCO S&P 500|EBXL|EBX LLC|4500
PBP|INVESCO S&P 500|EGAM|CBOE TRADING, INC.|3434
PBP|INVESCO S&P 500|EGAW|CBOE TRADING, INC.|100
PBP|INVESCO S&P 500|ETRS|E*Trade Securities LLC|13235
PBP|INVESCO S&P 500|FINX|FINTECH SECURITIES|2075
PBP|INVESCO S&P 500|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
PBP|INVESCO S&P 500|FTBR|Foliofn Investments, Inc.|3401
PBP|INVESCO S&P 500|GEBB|GLOBAL EXECUTION BROKERS, LP|4673
PBP|INVESCO S&P 500|GLPX|ACS EXECUTION SERVICES, LLC|1305
PBP|INVESCO S&P 500|GSCO|GOLDMAN SACHS & CO. LLC|5479
PBP|INVESCO S&P 500|GSCS|GOLDMAN SACHS & CO. LLC|8
PBP|INVESCO S&P 500|GSLT|GOLDMAN SACHS & CO. LLC|651
PBP|INVESCO S&P 500|GTSZ|GTS SECURITIES LLC|3811
PBP|INVESCO S&P 500|HRBF|American Enterprise Investment Services Inc.|24373
PBP|INVESCO S&P 500|IATS|INTERACTIVE BROKERS LLC|620
PBP|INVESCO S&P 500|IBKR|Interactive Brokers Llc|13869
PBP|INVESCO S&P 500|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3524
PBP|INVESCO S&P 500|ICBX|INSTINET, LLC|10840
PBP|INVESCO S&P 500|INCA|INSTINET, LLC|6357
PBP|INVESCO S&P 500|ITGI|ITG Inc.|4942
PBP|INVESCO S&P 500|ITGP|ITG INC.|4400
PBP|INVESCO S&P 500|JANY|Janney Montgomery Scott Inc.|1263
PBP|INVESCO S&P 500|JMPT|JUMP TRADING, LLC|10
PBP|INVESCO S&P 500|JPMX|J.P. Morgan Securities LLC|6636
PBP|INVESCO S&P 500|JSEB|JANE STREET EXECUTION SERVICES, LLC|403593
PBP|INVESCO S&P 500|JSJX|JANE STREET CAPITAL LLC|215755
PBP|INVESCO S&P 500|KCGM|VIRTU Americas LLC|11543
PBP|INVESCO S&P 500|LEHM|Barclays Capital Inc./Le|9900
PBP|INVESCO S&P 500|LIME|Lime Brokerage LLC|5164
PBP|INVESCO S&P 500|MACC|Mid Atlantic Capital Corporation|921
PBP|INVESCO S&P 500|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15888
PBP|INVESCO S&P 500|MSCO|MORGAN STANLEY & CO. LLC|34551
PBP|INVESCO S&P 500|MSPL|MORGAN STANLEY & CO. LLC|2000
PBP|INVESCO S&P 500|NFSC|National Financial Services LLC|85960
PBP|INVESCO S&P 500|NITE|VIRTU Americas LLC|182306
PBP|INVESCO S&P 500|NTBF|BMO Nesbitt Burns Inc./CDS|500
PBP|INVESCO S&P 500|PDQM|CODA MARKETS, INC.|11615
PBP|INVESCO S&P 500|PWJC|UBS Financial Services, Inc.|11
PBP|INVESCO S&P 500|RBCM|RBC CAPITAL MARKETS, LLC|11486
PBP|INVESCO S&P 500|SAGL|SAGETRADER, LLC|600
PBP|INVESCO S&P 500|SALI|INTL FCSTONE FINANCIAL INC.|555
PBP|INVESCO S&P 500|SBSH|Citigroup Global Markets Inc.|250
PBP|INVESCO S&P 500|SEIC|SEI Investments Distribution Co.|888
PBP|INVESCO S&P 500|SGMT|GOLDMAN SACHS & CO. LLC|17905
PBP|INVESCO S&P 500|SPDR|SPEEDROUTE LLC|1500
PBP|INVESCO S&P 500|STFL|Stifel, Nicolaus & Company, Incorporated|2
PBP|INVESCO S&P 500|SWIM|TD Ameritrade, Inc.|1349
PBP|INVESCO S&P 500|SWST|Hilltop Securities Inc.|1468
PBP|INVESCO S&P 500|TKNG|ALLY INVEST SECURITIES LLC|1100
PBP|INVESCO S&P 500|TRBT|Tradebot Systems, Inc.|100
PBP|INVESCO S&P 500|TRCM|TRC MARKETS LLC|577
PBP|INVESCO S&P 500|UBSA|UBS SECURITIES LLC|52200
PBP|INVESCO S&P 500|UBSS|UBS Securities LLC|95379
PBP|INVESCO S&P 500|VALX|VIRTU AMERICAS LLC|15
PBP|INVESCO S&P 500|VGRD|Vanguard Marketing Corporation|3944
PBP|INVESCO S&P 500|WCHV|WELLS FARGO SECURITIES, LLC|29004
PBP|INVESCO S&P 500|WEXM|WOLVERINE EXECUTION SERVICES, LLC|686
PBP|INVESCO S&P 500|WEXX|WOLVERINE EXECUTION SERVICES, LLC|104766
PBP|INVESCO S&P 500|WSEA|WOLVERINE SECURITIES, LLC|1002
PBP|INVESCO S&P 500|XSTM|NATIONAL FINANCIAL SERVICES LLC|14234
PBP|INVESCO S&P 500|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22621
PBPB|POTBELLY CORP CMN|APCC|Apex Clearing Corporation|5
PBPB|POTBELLY CORP CMN|AQUA|AQUA SECURITIES L.P.|19000
PBPB|POTBELLY CORP CMN|BARD|Robert W. Baird & Co. Incorporated|232
PBPB|POTBELLY CORP CMN|BAYT|BTIG, LLC|3800
PBPB|POTBELLY CORP CMN|BERN|Sanford C. Bernstein & Co., LLC|19524
PBPB|POTBELLY CORP CMN|BIDS|BIDS TRADING L.P.|11800
PBPB|POTBELLY CORP CMN|BLKX|INSTINET, LLC|12400
PBPB|POTBELLY CORP CMN|BMOC|BMO Capital Markets Corp.|3654
PBPB|POTBELLY CORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1824
PBPB|POTBELLY CORP CMN|BTIG|BTIG, LLC|1380
PBPB|POTBELLY CORP CMN|BZYD|GOLDMAN SACHS & CO. LLC|1299
PBPB|POTBELLY CORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20344
PBPB|POTBELLY CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18317
PBPB|POTBELLY CORP CMN|CTDL|Citadel Derivatives Group Llc|3451
PBPB|POTBELLY CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4350
PBPB|POTBELLY CORP CMN|DBAB|Deutsche Bank Securities Inc.|75070
PBPB|POTBELLY CORP CMN|DBAX|Deutsche Bank Securities Inc.|17200
PBPB|POTBELLY CORP CMN|DBUL|Deutsche Bank Securities Inc.|400
PBPB|POTBELLY CORP CMN|DEGS|RONIN PROFESSIONAL LLC|1941
PBPB|POTBELLY CORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|69
PBPB|POTBELLY CORP CMN|EBXL|EBX LLC|14300
PBPB|POTBELLY CORP CMN|EGAM|CBOE TRADING, INC.|1000
PBPB|POTBELLY CORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5128
PBPB|POTBELLY CORP CMN|ETRS|E*Trade Securities LLC|8190
PBPB|POTBELLY CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|240648
PBPB|POTBELLY CORP CMN|FILL|Tradestation Securities, Inc.|440
PBPB|POTBELLY CORP CMN|FMAF|NBCN Inc./ CDS|3501
PBPB|POTBELLY CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|38740
PBPB|POTBELLY CORP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|143
PBPB|POTBELLY CORP CMN|FQLS|Quantlab Securities LP|35935
PBPB|POTBELLY CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7867
PBPB|POTBELLY CORP CMN|FTBR|Foliofn Investments, Inc.|4
PBPB|POTBELLY CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|6560
PBPB|POTBELLY CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|347441
PBPB|POTBELLY CORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|10080
PBPB|POTBELLY CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|700
PBPB|POTBELLY CORP CMN|GTSZ|GTS SECURITIES LLC|8673
PBPB|POTBELLY CORP CMN|HRBF|American Enterprise Investment Services Inc.|100
PBPB|POTBELLY CORP CMN|IBKR|Interactive Brokers Llc|22495
PBPB|POTBELLY CORP CMN|ICBX|INSTINET, LLC|28487
PBPB|POTBELLY CORP CMN|IEQY|CITADEL SECURITIES LLC|1573
PBPB|POTBELLY CORP CMN|INCA|INSTINET, LLC|72415
PBPB|POTBELLY CORP CMN|INJX|INSTINET, LLC|3983
PBPB|POTBELLY CORP CMN|ITGI|ITG Inc.|153089
PBPB|POTBELLY CORP CMN|ITGP|ITG INC.|240000
PBPB|POTBELLY CORP CMN|JEFF|JEFFERIES LLC|31115
PBPB|POTBELLY CORP CMN|JMPT|JUMP TRADING, LLC|320
PBPB|POTBELLY CORP CMN|JONE|JonesTrading|1200
PBPB|POTBELLY CORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|20690
PBPB|POTBELLY CORP CMN|JPMX|J.P. Morgan Securities LLC|69368
PBPB|POTBELLY CORP CMN|KCGM|VIRTU Americas LLC|2347
PBPB|POTBELLY CORP CMN|LEHM|Barclays Capital Inc./Le|118497
PBPB|POTBELLY CORP CMN|LIME|Lime Brokerage LLC|123585
PBPB|POTBELLY CORP CMN|LMGP|LIME BROKERAGE LLC|7119
PBPB|POTBELLY CORP CMN|LQNA|LIQUIDNET, INC.|26200
PBPB|POTBELLY CORP CMN|MACQ|Macquarie Capital (USA) Inc.|1634
PBPB|POTBELLY CORP CMN|MAXM|Maxim Group LLC|1487
PBPB|POTBELLY CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21781
PBPB|POTBELLY CORP CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|295
PBPB|POTBELLY CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|183883
PBPB|POTBELLY CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|20300
PBPB|POTBELLY CORP CMN|MSTX|MORGAN STANLEY & CO. LLC|30200
PBPB|POTBELLY CORP CMN|NFSC|National Financial Services LLC|30058
PBPB|POTBELLY CORP CMN|NITE|VIRTU Americas LLC|45241
PBPB|POTBELLY CORP CMN|NITP|VIRTU Americas LLC|1280
PBPB|POTBELLY CORP CMN|NQRB|Brut, LLC|191
PBPB|POTBELLY CORP CMN|OPCO|Oppenheimer & Co. Inc.|289
PBPB|POTBELLY CORP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PBPB|POTBELLY CORP CMN|PDQM|CODA MARKETS, INC.|8420
PBPB|POTBELLY CORP CMN|PWJC|UBS Financial Services, Inc.|780
PBPB|POTBELLY CORP CMN|SAGL|SAGETRADER, LLC|300
PBPB|POTBELLY CORP CMN|SAGW|SAGETRADER, LLC|1000
PBPB|POTBELLY CORP CMN|SBSH|Citigroup Global Markets Inc.|26587
PBPB|POTBELLY CORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|11097
PBPB|POTBELLY CORP CMN|SPDR|SPEEDROUTE LLC|1115
PBPB|POTBELLY CORP CMN|SWIM|TD Ameritrade, Inc.|2435
PBPB|POTBELLY CORP CMN|SWST|Hilltop Securities Inc.|436
PBPB|POTBELLY CORP CMN|TKNG|ALLY INVEST SECURITIES LLC|8
PBPB|POTBELLY CORP CMN|TRBT|Tradebot Systems, Inc.|8086
PBPB|POTBELLY CORP CMN|TRCM|TRC MARKETS LLC|30229
PBPB|POTBELLY CORP CMN|UBSA|UBS SECURITIES LLC|102691
PBPB|POTBELLY CORP CMN|UBSS|UBS Securities LLC|80249
PBPB|POTBELLY CORP CMN|VALX|VIRTU AMERICAS LLC|15655
PBPB|POTBELLY CORP CMN|VGRD|Vanguard Marketing Corporation|308
PBPB|POTBELLY CORP CMN|WBLR|WILLIAM BLAIR|10000
PBPB|POTBELLY CORP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|200
PBPB|POTBELLY CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|11605
PBPB|POTBELLY CORP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
PBPB|POTBELLY CORP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3081
PBPB|POTBELLY CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|306
PBPB|POTBELLY CORP CMN|XIST|INSTINET, LLC|32850
PBPB|POTBELLY CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
PBPB|POTBELLY CORP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1600
PBR|PETROLEO BRASILEIRO|ACCP|AEGIS CAPITAL CORP|5300
PBR|PETROLEO BRASILEIRO|ADAM|CANACCORD GENUITY INC.|13800
PBR|PETROLEO BRASILEIRO|AGIS|Aegis Capital Corp.|8600
PBR|PETROLEO BRASILEIRO|ALFA|ALPHA TRADING L.P.|243467
PBR|PETROLEO BRASILEIRO|ALTX|Alternet Securities Inc.|657231
PBR|PETROLEO BRASILEIRO|APCC|Apex Clearing Corporation|857606
PBR|PETROLEO BRASILEIRO|AVON|Avondale Partners, LLC|1550
PBR|PETROLEO BRASILEIRO|BANK|Primevest Financial Services, Inc.|277
PBR|PETROLEO BRASILEIRO|BARD|Robert W. Baird & Co. Incorporated|352
PBR|PETROLEO BRASILEIRO|BATM|CBOE TRADING, INC.|54244
PBR|PETROLEO BRASILEIRO|BAYC|BAY CREST PARTNERS, LLC|31600
PBR|PETROLEO BRASILEIRO|BAYT|BTIG, LLC|1900
PBR|PETROLEO BRASILEIRO|BBNT|BB&T SECURITIES, LLC|3920
PBR|PETROLEO BRASILEIRO|BERN|Sanford C. Bernstein & Co., LLC|559151
PBR|PETROLEO BRASILEIRO|BIDS|BIDS TRADING L.P.|283200
PBR|PETROLEO BRASILEIRO|BIMI|Banca IMI Securities Corp.|42396
PBR|PETROLEO BRASILEIRO|BKCM|BNY Mellon Capital Markets LLC|30966
PBR|PETROLEO BRASILEIRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3583590
PBR|PETROLEO BRASILEIRO|BLKX|INSTINET, LLC|967601
PBR|PETROLEO BRASILEIRO|BLTK|Bulltick, Llc|700
PBR|PETROLEO BRASILEIRO|BMOC|BMO Capital Markets Corp.|1250000
PBR|PETROLEO BRASILEIRO|BNPX|BNP PARIBAS SECURITIES CORP.|85016
PBR|PETROLEO BRASILEIRO|BRGE|Newbridge Securities Corp.|855
PBR|PETROLEO BRASILEIRO|BTIG|BTIG, LLC|400360
PBR|PETROLEO BRASILEIRO|BYXM|CBOE TRADING, INC.|9550
PBR|PETROLEO BRASILEIRO|BZYD|GOLDMAN SACHS & CO. LLC|2600
PBR|PETROLEO BRASILEIRO|CANT|Cantor Fitzgerald & Co.|8063
PBR|PETROLEO BRASILEIRO|CBLC|CITIGROUP GLOBAL MARKETS INC.|71692
PBR|PETROLEO BRASILEIRO|CBRA|Cobra Trading, Inc.|34699
PBR|PETROLEO BRASILEIRO|CHAS|Charles Schwab & Co., Inc.|173990
PBR|PETROLEO BRASILEIRO|CHBC|PENSERRA SECURITIES, LLC|1182000
PBR|PETROLEO BRASILEIRO|CICF|Canaccord Genuity Corp.|7205
PBR|PETROLEO BRASILEIRO|CIST|Capital Institutional Services, Inc.|204716
PBR|PETROLEO BRASILEIRO|CLSA|CLSA AMERICAS, LLC|500
PBR|PETROLEO BRASILEIRO|CNTR|PRECISION SECURITIES, LLC|8677
PBR|PETROLEO BRASILEIRO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1014686
PBR|PETROLEO BRASILEIRO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|91384
PBR|PETROLEO BRASILEIRO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|623770
PBR|PETROLEO BRASILEIRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9077735
PBR|PETROLEO BRASILEIRO|CTDL|Citadel Derivatives Group Llc|79295
PBR|PETROLEO BRASILEIRO|CTLR|CUTLER GROUP, LP|3500
PBR|PETROLEO BRASILEIRO|CXCX|CITIGROUP GLOBAL MARKETS INC.|2106956
PBR|PETROLEO BRASILEIRO|DADA|D.A. Davidson & Co.|44
PBR|PETROLEO BRASILEIRO|DAVA|Davenport & Company LLC|2000
PBR|PETROLEO BRASILEIRO|DBAB|Deutsche Bank Securities Inc.|3953023
PBR|PETROLEO BRASILEIRO|DBAX|Deutsche Bank Securities Inc.|6203600
PBR|PETROLEO BRASILEIRO|DBUL|Deutsche Bank Securities Inc.|13592
PBR|PETROLEO BRASILEIRO|DCHF|Dart Executions, LLC|65347
PBR|PETROLEO BRASILEIRO|DEAN|MORGAN STANLEY|476427
PBR|PETROLEO BRASILEIRO|DEGS|RONIN PROFESSIONAL LLC|2400
PBR|PETROLEO BRASILEIRO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1557803
PBR|PETROLEO BRASILEIRO|DRWC|DRW SECURITIES, L.L.C.|12800
PBR|PETROLEO BRASILEIRO|DRWK|DRW SECURITIES, L.L.C.|3196
PBR|PETROLEO BRASILEIRO|EBXL|EBX LLC|7524700
PBR|PETROLEO BRASILEIRO|ECUT|CONVERGEX EXECUTION SOLUTIONS|589875
PBR|PETROLEO BRASILEIRO|EDJC|Edward Jones / CDS|1500
PBR|PETROLEO BRASILEIRO|EDJO|Edward D. Jones & Co., L.P.|10720
PBR|PETROLEO BRASILEIRO|EGAM|CBOE TRADING, INC.|267003
PBR|PETROLEO BRASILEIRO|EGAW|CBOE TRADING, INC.|8711
PBR|PETROLEO BRASILEIRO|EGXM|CBOE TRADING, INC.|262276
PBR|PETROLEO BRASILEIRO|EGXW|CBOE TRADING, INC.|4670
PBR|PETROLEO BRASILEIRO|EROP|Eroom Securities L.L.C.|2500
PBR|PETROLEO BRASILEIRO|ETBE|Electronic Transaction Clearing, Inc.|502883
PBR|PETROLEO BRASILEIRO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|69108
PBR|PETROLEO BRASILEIRO|ETCB|ETC BROKERAGE SERVICES, LLC|1
PBR|PETROLEO BRASILEIRO|ETCC|Electronic Transaction Clearing, Inc.|1100
PBR|PETROLEO BRASILEIRO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5870
PBR|PETROLEO BRASILEIRO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|59511
PBR|PETROLEO BRASILEIRO|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2500
PBR|PETROLEO BRASILEIRO|ETRS|E*Trade Securities LLC|17538643
PBR|PETROLEO BRASILEIRO|FBRC|B. RILEY FBR, INC.|1000
PBR|PETROLEO BRASILEIRO|FCST|INTL FCSTONE FINANCIAL INC.|116871
PBR|PETROLEO BRASILEIRO|FFSI|Firstrade Securities Inc.|200
PBR|PETROLEO BRASILEIRO|FILL|Tradestation Securities, Inc.|679538
PBR|PETROLEO BRASILEIRO|FINX|FINTECH SECURITIES|150
PBR|PETROLEO BRASILEIRO|FMAF|NBCN Inc./ CDS|128596
PBR|PETROLEO BRASILEIRO|FNXS|FENIX SECURITIES, LLC|1320
PBR|PETROLEO BRASILEIRO|FOGS|FOG EQUITIES LLC|396000
PBR|PETROLEO BRASILEIRO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4350
PBR|PETROLEO BRASILEIRO|FQLS|Quantlab Securities LP|6963582
PBR|PETROLEO BRASILEIRO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|573148
PBR|PETROLEO BRASILEIRO|FTBR|Foliofn Investments, Inc.|64295
PBR|PETROLEO BRASILEIRO|GARC|ICAP Corporates LLC|736644
PBR|PETROLEO BRASILEIRO|GBMT|GBM International, Inc.|488661
PBR|PETROLEO BRASILEIRO|GEBB|GLOBAL EXECUTION BROKERS, LP|970582
PBR|PETROLEO BRASILEIRO|GLIS|TD Securities Inc|243562
PBR|PETROLEO BRASILEIRO|GLPX|ACS EXECUTION SERVICES, LLC|1258838
PBR|PETROLEO BRASILEIRO|GSCO|GOLDMAN SACHS & CO. LLC|12000042
PBR|PETROLEO BRASILEIRO|GSCS|GOLDMAN SACHS & CO. LLC|87570
PBR|PETROLEO BRASILEIRO|GSIC|GLOBAL STRATEGIC INVESTMENTS|4200
PBR|PETROLEO BRASILEIRO|GSLT|GOLDMAN SACHS & CO. LLC|641572
PBR|PETROLEO BRASILEIRO|GTSZ|GTS SECURITIES LLC|491754
PBR|PETROLEO BRASILEIRO|HRBF|American Enterprise Investment Services Inc.|177890
PBR|PETROLEO BRASILEIRO|HSBC|HSBC Securities, Inc.|383159
PBR|PETROLEO BRASILEIRO|IATS|INTERACTIVE BROKERS LLC|2725810
PBR|PETROLEO BRASILEIRO|IBKR|Interactive Brokers Llc|6409067
PBR|PETROLEO BRASILEIRO|ICBX|INSTINET, LLC|5998071
PBR|PETROLEO BRASILEIRO|INCA|INSTINET, LLC|6524822
PBR|PETROLEO BRASILEIRO|INJX|INSTINET, LLC|71113
PBR|PETROLEO BRASILEIRO|INTL|INTL FCSTONE FINANCIAL INC.|6892
PBR|PETROLEO BRASILEIRO|ITGI|ITG Inc.|1849082
PBR|PETROLEO BRASILEIRO|ITGP|ITG INC.|4139200
PBR|PETROLEO BRASILEIRO|JANY|Janney Montgomery Scott Inc.|64151
PBR|PETROLEO BRASILEIRO|JEFF|JEFFERIES LLC|1296477
PBR|PETROLEO BRASILEIRO|JMPT|JUMP TRADING, LLC|1778448
PBR|PETROLEO BRASILEIRO|JPBX|J.P. MORGAN SECURITIES LLC|1055595
PBR|PETROLEO BRASILEIRO|JPMX|J.P. Morgan Securities LLC|9963277
PBR|PETROLEO BRASILEIRO|JSJX|JANE STREET CAPITAL LLC|41305
PBR|PETROLEO BRASILEIRO|KCGM|VIRTU Americas LLC|2662390
PBR|PETROLEO BRASILEIRO|KRSH|Kershner Securities, LLC|9680
PBR|PETROLEO BRASILEIRO|LAMP|Lampost Capital, L.C.|31865
PBR|PETROLEO BRASILEIRO|LEHM|Barclays Capital Inc./Le|37462438
PBR|PETROLEO BRASILEIRO|LGNT|COR CLEARING LLC|13
PBR|PETROLEO BRASILEIRO|LIME|Lime Brokerage LLC|5983013
PBR|PETROLEO BRASILEIRO|LOOP|Loop Capital Markets LLC|122200
PBR|PETROLEO BRASILEIRO|LPCM|Lampert Capital Markets Inc.|800
PBR|PETROLEO BRASILEIRO|LQNA|LIQUIDNET, INC.|625500
PBR|PETROLEO BRASILEIRO|LQNB|LIQUIDNET, INC.|382500
PBR|PETROLEO BRASILEIRO|LSCI|Lek Securities Corporation|3361874
PBR|PETROLEO BRASILEIRO|LTCO|Ladenburg, Thalmann & Co., Inc.|6500
PBR|PETROLEO BRASILEIRO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5434
PBR|PETROLEO BRASILEIRO|MACQ|Macquarie Capital (USA) Inc.|5800
PBR|PETROLEO BRASILEIRO|MAVB|Great Point Capital LLC|7400
PBR|PETROLEO BRASILEIRO|MAXM|Maxim Group LLC|1271855
PBR|PETROLEO BRASILEIRO|MBTS|ALLY INVEST SECURITIES LLC|125152
PBR|PETROLEO BRASILEIRO|MICA|Spartan Securities Group, Ltd.|4000
PBR|PETROLEO BRASILEIRO|MKMP|MKM Partners LLC|35800
PBR|PETROLEO BRASILEIRO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7086504
PBR|PETROLEO BRASILEIRO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|51538
PBR|PETROLEO BRASILEIRO|MNDX|TJM Investments, LLC|59100
PBR|PETROLEO BRASILEIRO|MOTF|MOTIF INVESTING, INC.|3
PBR|PETROLEO BRASILEIRO|MPSG|E D & F Man Capital Markets Inc.|604235
PBR|PETROLEO BRASILEIRO|MRBA|IBN FINANCIAL SERVICES, INC.|1840
PBR|PETROLEO BRASILEIRO|MSCO|MORGAN STANLEY & CO. LLC|31524286
PBR|PETROLEO BRASILEIRO|MSPL|MORGAN STANLEY & CO. LLC|24175000
PBR|PETROLEO BRASILEIRO|MSTX|MORGAN STANLEY & CO. LLC|1005600
PBR|PETROLEO BRASILEIRO|MULL|MARK J. MULLER EQUITIES, INC.|5900
PBR|PETROLEO BRASILEIRO|NATL|National Securities Corporation|55106
PBR|PETROLEO BRASILEIRO|NBCS|NBC Securities, INC.|3000
PBR|PETROLEO BRASILEIRO|NFSC|National Financial Services LLC|15206117
PBR|PETROLEO BRASILEIRO|NITE|VIRTU Americas LLC|46141006
PBR|PETROLEO BRASILEIRO|NITP|VIRTU Americas LLC|2426467
PBR|PETROLEO BRASILEIRO|NQRB|Brut, LLC|263695
PBR|PETROLEO BRASILEIRO|NTBF|BMO Nesbitt Burns Inc./CDS|420707
PBR|PETROLEO BRASILEIRO|NTRC|Northern Trust Securities, Inc.|1000
PBR|PETROLEO BRASILEIRO|OHOS|TWO SIGMA SECURITIES, LLC|11330
PBR|PETROLEO BRASILEIRO|OPCO|Oppenheimer & Co. Inc.|91468
PBR|PETROLEO BRASILEIRO|OTAA|OTA LLC|6400
PBR|PETROLEO BRASILEIRO|PACT|BTG Pactual US Capital Corp.|77210
PBR|PETROLEO BRASILEIRO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|30190
PBR|PETROLEO BRASILEIRO|PCPT|PHILLIP CAPITAL INC.|83923
PBR|PETROLEO BRASILEIRO|PDQM|CODA MARKETS, INC.|2608894
PBR|PETROLEO BRASILEIRO|PHLY|NASDAQ Execution Services, LLC|218800
PBR|PETROLEO BRASILEIRO|PICT|Pictet Overseas Inc.|9178
PBR|PETROLEO BRASILEIRO|PIPR|Piper Jaffray & Co.|10000
PBR|PETROLEO BRASILEIRO|PNSR|Penserra Securities, LLC|122454
PBR|PETROLEO BRASILEIRO|POIN|PRECISION SECURITIES, LLC (POIN)|6400
PBR|PETROLEO BRASILEIRO|PREC|PRECISION SECURITIES, LLC|64600
PBR|PETROLEO BRASILEIRO|PWJC|UBS Financial Services, Inc.|2374402
PBR|PETROLEO BRASILEIRO|QMSR|QUATTRO M SECURITIES INC.|22225
PBR|PETROLEO BRASILEIRO|RBCM|RBC CAPITAL MARKETS, LLC|155329
PBR|PETROLEO BRASILEIRO|RGLD|Regal Securities, Inc|2232
PBR|PETROLEO BRASILEIRO|RJLB|RJL CAPITAL GROUP, LLC|13700
PBR|PETROLEO BRASILEIRO|SAGL|SAGETRADER, LLC|150021
PBR|PETROLEO BRASILEIRO|SALI|INTL FCSTONE FINANCIAL INC.|58517
PBR|PETROLEO BRASILEIRO|SANT|Santander Investment Securities Inc.|906
PBR|PETROLEO BRASILEIRO|SBSH|Citigroup Global Markets Inc.|3799484
PBR|PETROLEO BRASILEIRO|SGMT|GOLDMAN SACHS & CO. LLC|4009790
PBR|PETROLEO BRASILEIRO|SJLS|TRADE INFORMATICS LLC|531459
PBR|PETROLEO BRASILEIRO|SOGO|Wang Investment Associates, Inc.|183
PBR|PETROLEO BRASILEIRO|SPDR|SPEEDROUTE LLC|269812
PBR|PETROLEO BRASILEIRO|SPHN|Stephens Inc.|106
PBR|PETROLEO BRASILEIRO|SPNT|SEVEN POINTS CAPITAL, LLC|173384
PBR|PETROLEO BRASILEIRO|SPTD|MINT GLOBAL MARKETS, INC.|30480
PBR|PETROLEO BRASILEIRO|STFL|Stifel, Nicolaus & Company, Incorporated|81320
PBR|PETROLEO BRASILEIRO|STXG|Stockcross Financial Services, Inc.|4000
PBR|PETROLEO BRASILEIRO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17448
PBR|PETROLEO BRASILEIRO|SWIM|TD Ameritrade, Inc.|27433900
PBR|PETROLEO BRASILEIRO|SWST|Hilltop Securities Inc.|44307
PBR|PETROLEO BRASILEIRO|TITL|TITLEIST ASSET MANAGEMENT, LTD.|9900
PBR|PETROLEO BRASILEIRO|TKNG|ALLY INVEST SECURITIES LLC|116218
PBR|PETROLEO BRASILEIRO|TRBT|Tradebot Systems, Inc.|4545129
PBR|PETROLEO BRASILEIRO|TRCM|TRC MARKETS LLC|5401365
PBR|PETROLEO BRASILEIRO|TWTT|TASTYWORKS, INC.|37652
PBR|PETROLEO BRASILEIRO|UBSA|UBS SECURITIES LLC|23030914
PBR|PETROLEO BRASILEIRO|UBSS|UBS Securities LLC|12733766
PBR|PETROLEO BRASILEIRO|VALX|VIRTU AMERICAS LLC|914733
PBR|PETROLEO BRASILEIRO|VERT|The Vertical Trading Group, LLC|12400
PBR|PETROLEO BRASILEIRO|VGRD|Vanguard Marketing Corporation|459387
PBR|PETROLEO BRASILEIRO|VIEW|VIEWTRADE SECURITIES LLC|101000
PBR|PETROLEO BRASILEIRO|VSIN|Vision Financial Markets Llc|4227
PBR|PETROLEO BRASILEIRO|WABR|Wall Street Access|3900
PBR|PETROLEO BRASILEIRO|WBPX|SUMMIT SECURITIES GROUP, LLC|18857
PBR|PETROLEO BRASILEIRO|WCHV|WELLS FARGO SECURITIES, LLC|3152554
PBR|PETROLEO BRASILEIRO|WDCO|Wilson-Davis & Co., Inc.|300
PBR|PETROLEO BRASILEIRO|WEDB|WEDBUSH SECURITIES INC.|2719599
PBR|PETROLEO BRASILEIRO|WEED|Weeden & Co.L.P.|32664
PBR|PETROLEO BRASILEIRO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|479718
PBR|PETROLEO BRASILEIRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|333471
PBR|PETROLEO BRASILEIRO|WGIF|CIBC World Markets Inc.|70822
PBR|PETROLEO BRASILEIRO|WHOT|JUST2TRADE, INC.|150
PBR|PETROLEO BRASILEIRO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|500
PBR|PETROLEO BRASILEIRO|WSAG|WALL STREET ACCESS|10513
PBR|PETROLEO BRASILEIRO|WSEA|WOLVERINE SECURITIES, LLC|229325
PBR|PETROLEO BRASILEIRO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4000
PBR|PETROLEO BRASILEIRO|WTFS|JUST2TRADE, INC.|100
PBR|PETROLEO BRASILEIRO|XIST|INSTINET, LLC|393096
PBR|PETROLEO BRASILEIRO|XPUS|XP SECURITIES, LLC|1789366
PBR|PETROLEO BRASILEIRO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1168204
PBR|PETROLEO BRASILEIRO|YKNA|COMHAR CAPITAL MARKETS, LLC|184317
PBR|PETROLEO BRASILEIRO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48321
PBR.A|PETROLEO BRAS PETROB|ADAM|CANACCORD GENUITY INC.|29575
PBR.A|PETROLEO BRAS PETROB|ALFA|ALPHA TRADING L.P.|110218
PBR.A|PETROLEO BRAS PETROB|ALTX|Alternet Securities Inc.|42298
PBR.A|PETROLEO BRAS PETROB|APCC|Apex Clearing Corporation|26934
PBR.A|PETROLEO BRAS PETROB|AURC|Aurora Capital LLC|25
PBR.A|PETROLEO BRAS PETROB|BARD|Robert W. Baird & Co. Incorporated|1136
PBR.A|PETROLEO BRAS PETROB|BATM|CBOE TRADING, INC.|9319
PBR.A|PETROLEO BRAS PETROB|BAYC|BAY CREST PARTNERS, LLC|111336
PBR.A|PETROLEO BRAS PETROB|BBNT|BB&T SECURITIES, LLC|100
PBR.A|PETROLEO BRAS PETROB|BERN|Sanford C. Bernstein & Co., LLC|194304
PBR.A|PETROLEO BRAS PETROB|BIDS|BIDS TRADING L.P.|100
PBR.A|PETROLEO BRAS PETROB|BIMI|Banca IMI Securities Corp.|9600
PBR.A|PETROLEO BRAS PETROB|BKCM|BNY Mellon Capital Markets LLC|1755
PBR.A|PETROLEO BRAS PETROB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9257
PBR.A|PETROLEO BRAS PETROB|BLKX|INSTINET, LLC|12600
PBR.A|PETROLEO BRAS PETROB|BNPX|BNP PARIBAS SECURITIES CORP.|1030
PBR.A|PETROLEO BRAS PETROB|BTIG|BTIG, LLC|6210
PBR.A|PETROLEO BRAS PETROB|BYXM|CBOE TRADING, INC.|2050
PBR.A|PETROLEO BRAS PETROB|CANT|Cantor Fitzgerald & Co.|5000
PBR.A|PETROLEO BRAS PETROB|CHAS|Charles Schwab & Co., Inc.|4200
PBR.A|PETROLEO BRAS PETROB|CIST|Capital Institutional Services, Inc.|104619
PBR.A|PETROLEO BRAS PETROB|CLSA|CLSA AMERICAS, LLC|28400
PBR.A|PETROLEO BRAS PETROB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|322482
PBR.A|PETROLEO BRAS PETROB|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1723
PBR.A|PETROLEO BRAS PETROB|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11200
PBR.A|PETROLEO BRAS PETROB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2828528
PBR.A|PETROLEO BRAS PETROB|CTDL|Citadel Derivatives Group Llc|37022
PBR.A|PETROLEO BRAS PETROB|CXCX|CITIGROUP GLOBAL MARKETS INC.|554486
PBR.A|PETROLEO BRAS PETROB|DADA|D.A. Davidson & Co.|100
PBR.A|PETROLEO BRAS PETROB|DBAB|Deutsche Bank Securities Inc.|1193487
PBR.A|PETROLEO BRAS PETROB|DBAX|Deutsche Bank Securities Inc.|1271500
PBR.A|PETROLEO BRAS PETROB|DCHF|Dart Executions, LLC|4403
PBR.A|PETROLEO BRAS PETROB|DEAN|MORGAN STANLEY|70153
PBR.A|PETROLEO BRAS PETROB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1710751
PBR.A|PETROLEO BRAS PETROB|EBXL|EBX LLC|1763200
PBR.A|PETROLEO BRAS PETROB|ECUT|CONVERGEX EXECUTION SOLUTIONS|62060
PBR.A|PETROLEO BRAS PETROB|EDJO|Edward D. Jones & Co., L.P.|1474
PBR.A|PETROLEO BRAS PETROB|EGAM|CBOE TRADING, INC.|63081
PBR.A|PETROLEO BRAS PETROB|EGAW|CBOE TRADING, INC.|2017
PBR.A|PETROLEO BRAS PETROB|EGXM|CBOE TRADING, INC.|1346
PBR.A|PETROLEO BRAS PETROB|EGXW|CBOE TRADING, INC.|900
PBR.A|PETROLEO BRAS PETROB|ETBE|Electronic Transaction Clearing, Inc.|198762
PBR.A|PETROLEO BRAS PETROB|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|99874
PBR.A|PETROLEO BRAS PETROB|ETRS|E*Trade Securities LLC|180650
PBR.A|PETROLEO BRAS PETROB|FBSB|U.S. Bancorp Investments, Inc.|17
PBR.A|PETROLEO BRAS PETROB|FCST|INTL FCSTONE FINANCIAL INC.|8233
PBR.A|PETROLEO BRAS PETROB|FILL|Tradestation Securities, Inc.|3763
PBR.A|PETROLEO BRAS PETROB|FMAF|NBCN Inc./ CDS|4525
PBR.A|PETROLEO BRAS PETROB|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1132
PBR.A|PETROLEO BRAS PETROB|FQLS|Quantlab Securities LP|1627042
PBR.A|PETROLEO BRAS PETROB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|202888
PBR.A|PETROLEO BRAS PETROB|FTBR|Foliofn Investments, Inc.|3071
PBR.A|PETROLEO BRAS PETROB|GARC|ICAP Corporates LLC|64346
PBR.A|PETROLEO BRAS PETROB|GEBB|GLOBAL EXECUTION BROKERS, LP|355958
PBR.A|PETROLEO BRAS PETROB|GLPX|ACS EXECUTION SERVICES, LLC|48400
PBR.A|PETROLEO BRAS PETROB|GSCO|GOLDMAN SACHS & CO. LLC|3629223
PBR.A|PETROLEO BRAS PETROB|GSCS|GOLDMAN SACHS & CO. LLC|33064
PBR.A|PETROLEO BRAS PETROB|GSLT|GOLDMAN SACHS & CO. LLC|278202
PBR.A|PETROLEO BRAS PETROB|GTSZ|GTS SECURITIES LLC|253095
PBR.A|PETROLEO BRAS PETROB|HRBF|American Enterprise Investment Services Inc.|4224
PBR.A|PETROLEO BRAS PETROB|HSBC|HSBC Securities, Inc.|2416542
PBR.A|PETROLEO BRAS PETROB|IATS|INTERACTIVE BROKERS LLC|189824
PBR.A|PETROLEO BRAS PETROB|IBKR|Interactive Brokers Llc|195407
PBR.A|PETROLEO BRAS PETROB|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22901
PBR.A|PETROLEO BRAS PETROB|ICBX|INSTINET, LLC|1541294
PBR.A|PETROLEO BRAS PETROB|INCA|INSTINET, LLC|1540016
PBR.A|PETROLEO BRAS PETROB|INJX|INSTINET, LLC|38900
PBR.A|PETROLEO BRAS PETROB|INTL|INTL FCSTONE FINANCIAL INC.|6210
PBR.A|PETROLEO BRAS PETROB|ITAU|Itau USA Securities Inc.|120000
PBR.A|PETROLEO BRAS PETROB|ITGI|ITG Inc.|585934
PBR.A|PETROLEO BRAS PETROB|ITGP|ITG INC.|1873400
PBR.A|PETROLEO BRAS PETROB|JEFF|JEFFERIES LLC|404232
PBR.A|PETROLEO BRAS PETROB|JMPT|JUMP TRADING, LLC|1048446
PBR.A|PETROLEO BRAS PETROB|JPBX|J.P. MORGAN SECURITIES LLC|127090
PBR.A|PETROLEO BRAS PETROB|JPMX|J.P. Morgan Securities LLC|3328527
PBR.A|PETROLEO BRAS PETROB|JSJX|JANE STREET CAPITAL LLC|87865
PBR.A|PETROLEO BRAS PETROB|KCGM|VIRTU Americas LLC|644680
PBR.A|PETROLEO BRAS PETROB|KRSH|Kershner Securities, LLC|5244
PBR.A|PETROLEO BRAS PETROB|LAMP|Lampost Capital, L.C.|7210
PBR.A|PETROLEO BRAS PETROB|LEHM|Barclays Capital Inc./Le|4680181
PBR.A|PETROLEO BRAS PETROB|LIME|Lime Brokerage LLC|7236918
PBR.A|PETROLEO BRAS PETROB|LMNX|LUMINEX TRADING & ANALYTICS LLC|324400
PBR.A|PETROLEO BRAS PETROB|LOOP|Loop Capital Markets LLC|900
PBR.A|PETROLEO BRAS PETROB|LQNA|LIQUIDNET, INC.|36200
PBR.A|PETROLEO BRAS PETROB|LSCI|Lek Securities Corporation|1200
PBR.A|PETROLEO BRAS PETROB|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PBR.A|PETROLEO BRAS PETROB|MACQ|Macquarie Capital (USA) Inc.|4400
PBR.A|PETROLEO BRAS PETROB|MBTS|ALLY INVEST SECURITIES LLC|87296
PBR.A|PETROLEO BRAS PETROB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1324756
PBR.A|PETROLEO BRAS PETROB|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
PBR.A|PETROLEO BRAS PETROB|MOTF|MOTIF INVESTING, INC.|2
PBR.A|PETROLEO BRAS PETROB|MSCO|MORGAN STANLEY & CO. LLC|16453021
PBR.A|PETROLEO BRAS PETROB|MSPL|MORGAN STANLEY & CO. LLC|15848900
PBR.A|PETROLEO BRAS PETROB|MSTX|MORGAN STANLEY & CO. LLC|135700
PBR.A|PETROLEO BRAS PETROB|NATL|National Securities Corporation|30700
PBR.A|PETROLEO BRAS PETROB|NFSC|National Financial Services LLC|237905
PBR.A|PETROLEO BRAS PETROB|NITE|VIRTU Americas LLC|2697995
PBR.A|PETROLEO BRAS PETROB|NITP|VIRTU Americas LLC|1035585
PBR.A|PETROLEO BRAS PETROB|NQRB|Brut, LLC|40457
PBR.A|PETROLEO BRAS PETROB|NTBF|BMO Nesbitt Burns Inc./CDS|2399
PBR.A|PETROLEO BRAS PETROB|OPCO|Oppenheimer & Co. Inc.|2915
PBR.A|PETROLEO BRAS PETROB|OTAA|OTA LLC|5300
PBR.A|PETROLEO BRAS PETROB|PACT|BTG Pactual US Capital Corp.|228446
PBR.A|PETROLEO BRAS PETROB|PDQM|CODA MARKETS, INC.|108687
PBR.A|PETROLEO BRAS PETROB|PWJC|UBS Financial Services, Inc.|12835
PBR.A|PETROLEO BRAS PETROB|QMSR|QUATTRO M SECURITIES INC.|46427
PBR.A|PETROLEO BRAS PETROB|RBCM|RBC CAPITAL MARKETS, LLC|25289
PBR.A|PETROLEO BRAS PETROB|SAGL|SAGETRADER, LLC|4200
PBR.A|PETROLEO BRAS PETROB|SBSH|Citigroup Global Markets Inc.|1012038
PBR.A|PETROLEO BRAS PETROB|SGMT|GOLDMAN SACHS & CO. LLC|1240447
PBR.A|PETROLEO BRAS PETROB|SPDR|SPEEDROUTE LLC|5300
PBR.A|PETROLEO BRAS PETROB|STFL|Stifel, Nicolaus & Company, Incorporated|7554
PBR.A|PETROLEO BRAS PETROB|SWIM|TD Ameritrade, Inc.|528420
PBR.A|PETROLEO BRAS PETROB|SWST|Hilltop Securities Inc.|295
PBR.A|PETROLEO BRAS PETROB|TKNG|ALLY INVEST SECURITIES LLC|2087
PBR.A|PETROLEO BRAS PETROB|TRBT|Tradebot Systems, Inc.|1781219
PBR.A|PETROLEO BRAS PETROB|TRCM|TRC MARKETS LLC|1986991
PBR.A|PETROLEO BRAS PETROB|TWTT|TASTYWORKS, INC.|100
PBR.A|PETROLEO BRAS PETROB|UBSA|UBS SECURITIES LLC|9830918
PBR.A|PETROLEO BRAS PETROB|UBSS|UBS Securities LLC|4375301
PBR.A|PETROLEO BRAS PETROB|VALX|VIRTU AMERICAS LLC|838471
PBR.A|PETROLEO BRAS PETROB|VGRD|Vanguard Marketing Corporation|43764
PBR.A|PETROLEO BRAS PETROB|WCHV|WELLS FARGO SECURITIES, LLC|412813
PBR.A|PETROLEO BRAS PETROB|WEDB|WEDBUSH SECURITIES INC.|400
PBR.A|PETROLEO BRAS PETROB|WEED|Weeden & Co.L.P.|64922
PBR.A|PETROLEO BRAS PETROB|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39742
PBR.A|PETROLEO BRAS PETROB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15938
PBR.A|PETROLEO BRAS PETROB|WGIF|CIBC World Markets Inc.|41
PBR.A|PETROLEO BRAS PETROB|WSEA|WOLVERINE SECURITIES, LLC|42293
PBR.A|PETROLEO BRAS PETROB|XIST|INSTINET, LLC|111600
PBR.A|PETROLEO BRAS PETROB|XPUS|XP SECURITIES, LLC|341904
PBR.A|PETROLEO BRAS PETROB|XSTM|NATIONAL FINANCIAL SERVICES LLC|86800
PBR.A|PETROLEO BRAS PETROB|YKNA|COMHAR CAPITAL MARKETS, LLC|8856
PBR.A|PETROLEO BRAS PETROB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|620
PBS|INVESCO DYNAM MEDIA|APCC|Apex Clearing Corporation|15
PBS|INVESCO DYNAM MEDIA|CHAS|Charles Schwab & Co., Inc.|66
PBS|INVESCO DYNAM MEDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7709
PBS|INVESCO DYNAM MEDIA|CTDL|Citadel Derivatives Group Llc|1600
PBS|INVESCO DYNAM MEDIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PBS|INVESCO DYNAM MEDIA|DBAX|Deutsche Bank Securities Inc.|1000
PBS|INVESCO DYNAM MEDIA|DEAN|MORGAN STANLEY|1423
PBS|INVESCO DYNAM MEDIA|EBXL|EBX LLC|200
PBS|INVESCO DYNAM MEDIA|EDJO|Edward D. Jones & Co., L.P.|394
PBS|INVESCO DYNAM MEDIA|ETRS|E*Trade Securities LLC|7993
PBS|INVESCO DYNAM MEDIA|FILL|Tradestation Securities, Inc.|690
PBS|INVESCO DYNAM MEDIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43
PBS|INVESCO DYNAM MEDIA|FTBR|Foliofn Investments, Inc.|18
PBS|INVESCO DYNAM MEDIA|GEBB|GLOBAL EXECUTION BROKERS, LP|300
PBS|INVESCO DYNAM MEDIA|GLPX|ACS EXECUTION SERVICES, LLC|1121
PBS|INVESCO DYNAM MEDIA|GSCO|GOLDMAN SACHS & CO. LLC|201
PBS|INVESCO DYNAM MEDIA|GSLT|GOLDMAN SACHS & CO. LLC|4300
PBS|INVESCO DYNAM MEDIA|HRBF|American Enterprise Investment Services Inc.|1
PBS|INVESCO DYNAM MEDIA|IBKR|Interactive Brokers Llc|1998
PBS|INVESCO DYNAM MEDIA|ICBX|INSTINET, LLC|400
PBS|INVESCO DYNAM MEDIA|ITGI|ITG Inc.|1000
PBS|INVESCO DYNAM MEDIA|ITGP|ITG INC.|600
PBS|INVESCO DYNAM MEDIA|JPMX|J.P. Morgan Securities LLC|600
PBS|INVESCO DYNAM MEDIA|JSJX|JANE STREET CAPITAL LLC|68552
PBS|INVESCO DYNAM MEDIA|KCGM|VIRTU Americas LLC|18436
PBS|INVESCO DYNAM MEDIA|LEHM|Barclays Capital Inc./Le|1600
PBS|INVESCO DYNAM MEDIA|LIME|Lime Brokerage LLC|2035
PBS|INVESCO DYNAM MEDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
PBS|INVESCO DYNAM MEDIA|MOTF|MOTIF INVESTING, INC.|1
PBS|INVESCO DYNAM MEDIA|MSCO|MORGAN STANLEY & CO. LLC|6382
PBS|INVESCO DYNAM MEDIA|NFSC|National Financial Services LLC|49342
PBS|INVESCO DYNAM MEDIA|NITE|VIRTU Americas LLC|63740
PBS|INVESCO DYNAM MEDIA|OPCO|Oppenheimer & Co. Inc.|18
PBS|INVESCO DYNAM MEDIA|PDQM|CODA MARKETS, INC.|1121
PBS|INVESCO DYNAM MEDIA|RBCM|RBC CAPITAL MARKETS, LLC|1001
PBS|INVESCO DYNAM MEDIA|SAGL|SAGETRADER, LLC|100
PBS|INVESCO DYNAM MEDIA|SBSH|Citigroup Global Markets Inc.|15
PBS|INVESCO DYNAM MEDIA|SGMT|GOLDMAN SACHS & CO. LLC|600
PBS|INVESCO DYNAM MEDIA|STFL|Stifel, Nicolaus & Company, Incorporated|1
PBS|INVESCO DYNAM MEDIA|SWIM|TD Ameritrade, Inc.|1000
PBS|INVESCO DYNAM MEDIA|UBSA|UBS SECURITIES LLC|31401
PBS|INVESCO DYNAM MEDIA|UBSS|UBS Securities LLC|36435
PBS|INVESCO DYNAM MEDIA|VGRD|Vanguard Marketing Corporation|8730
PBS|INVESCO DYNAM MEDIA|WCHV|WELLS FARGO SECURITIES, LLC|5623
PBS|INVESCO DYNAM MEDIA|WGIF|CIBC World Markets Inc.|35
PBS|INVESCO DYNAM MEDIA|WSEA|WOLVERINE SECURITIES, LLC|206
PBS|INVESCO DYNAM MEDIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14153
PBSK|POAGE BANKSHARES INC|BNKS|Fig Partners, LLC|5808
PBSK|POAGE BANKSHARES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|202
PBSK|POAGE BANKSHARES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|60
PBSK|POAGE BANKSHARES INC|EDJO|Edward D. Jones & Co., L.P.|80
PBSK|POAGE BANKSHARES INC|EGAM|CBOE TRADING, INC.|100
PBSK|POAGE BANKSHARES INC|ETRS|E*Trade Securities LLC|955
PBSK|POAGE BANKSHARES INC|FBCO|Credit Suisse Securities (USA) LLC|102
PBSK|POAGE BANKSHARES INC|FOMA|TD AMERITRADE CLEARING, INC.|3942
PBSK|POAGE BANKSHARES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16
PBSK|POAGE BANKSHARES INC|GSCO|GOLDMAN SACHS & CO. LLC|115
PBSK|POAGE BANKSHARES INC|IBKR|Interactive Brokers Llc|667
PBSK|POAGE BANKSHARES INC|INJX|INSTINET, LLC|100
PBSK|POAGE BANKSHARES INC|JEFF|JEFFERIES LLC|100
PBSK|POAGE BANKSHARES INC|KCGM|VIRTU Americas LLC|100
PBSK|POAGE BANKSHARES INC|LEHM|Barclays Capital Inc./Le|13
PBSK|POAGE BANKSHARES INC|LIME|Lime Brokerage LLC|1853
PBSK|POAGE BANKSHARES INC|MSCO|MORGAN STANLEY & CO. LLC|3278
PBSK|POAGE BANKSHARES INC|NFSC|National Financial Services LLC|4661
PBSK|POAGE BANKSHARES INC|NITE|VIRTU Americas LLC|3051
PBSK|POAGE BANKSHARES INC|SPTD|MINT GLOBAL MARKETS, INC.|200
PBSK|POAGE BANKSHARES INC|TRCM|TRC MARKETS LLC|300
PBSK|POAGE BANKSHARES INC|UBSS|UBS Securities LLC|2350
PBSK|POAGE BANKSHARES INC|VGRD|Vanguard Marketing Corporation|24
PBSK|POAGE BANKSHARES INC|WCHV|WELLS FARGO SECURITIES, LLC|250
PBSM|INVESCO PUREBETA MSC|BKCM|BNY Mellon Capital Markets LLC|5000
PBSM|INVESCO PUREBETA MSC|KCGM|VIRTU Americas LLC|20
PBSM|INVESCO PUREBETA MSC|MSCO|MORGAN STANLEY & CO. LLC|1
PBSM|INVESCO PUREBETA MSC|NITE|VIRTU Americas LLC|5000
PBT|PERMIAN BASIN ROY TR|ALTX|Alternet Securities Inc.|549
PBT|PERMIAN BASIN ROY TR|APCC|Apex Clearing Corporation|109
PBT|PERMIAN BASIN ROY TR|BANK|Primevest Financial Services, Inc.|105
PBT|PERMIAN BASIN ROY TR|BARD|Robert W. Baird & Co. Incorporated|4809
PBT|PERMIAN BASIN ROY TR|BATM|CBOE TRADING, INC.|9
PBT|PERMIAN BASIN ROY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4770
PBT|PERMIAN BASIN ROY TR|BZYD|GOLDMAN SACHS & CO. LLC|520
PBT|PERMIAN BASIN ROY TR|CHAS|Charles Schwab & Co., Inc.|20
PBT|PERMIAN BASIN ROY TR|CIST|Capital Institutional Services, Inc.|800
PBT|PERMIAN BASIN ROY TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PBT|PERMIAN BASIN ROY TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|315
PBT|PERMIAN BASIN ROY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8034
PBT|PERMIAN BASIN ROY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PBT|PERMIAN BASIN ROY TR|DADA|D.A. Davidson & Co.|902
PBT|PERMIAN BASIN ROY TR|DBAB|Deutsche Bank Securities Inc.|8494
PBT|PERMIAN BASIN ROY TR|DBAX|Deutsche Bank Securities Inc.|3600
PBT|PERMIAN BASIN ROY TR|DEAN|MORGAN STANLEY|70
PBT|PERMIAN BASIN ROY TR|DEGS|RONIN PROFESSIONAL LLC|493
PBT|PERMIAN BASIN ROY TR|EBXL|EBX LLC|200
PBT|PERMIAN BASIN ROY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|5165
PBT|PERMIAN BASIN ROY TR|EDJO|Edward D. Jones & Co., L.P.|7625
PBT|PERMIAN BASIN ROY TR|EGAM|CBOE TRADING, INC.|300
PBT|PERMIAN BASIN ROY TR|EGAW|CBOE TRADING, INC.|100
PBT|PERMIAN BASIN ROY TR|EGXM|CBOE TRADING, INC.|324
PBT|PERMIAN BASIN ROY TR|ETBE|Electronic Transaction Clearing, Inc.|100
PBT|PERMIAN BASIN ROY TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22
PBT|PERMIAN BASIN ROY TR|ETRS|E*Trade Securities LLC|48434
PBT|PERMIAN BASIN ROY TR|FBSB|U.S. Bancorp Investments, Inc.|404
PBT|PERMIAN BASIN ROY TR|FILL|Tradestation Securities, Inc.|2600
PBT|PERMIAN BASIN ROY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|667
PBT|PERMIAN BASIN ROY TR|FTBR|Foliofn Investments, Inc.|535
PBT|PERMIAN BASIN ROY TR|GLPX|ACS EXECUTION SERVICES, LLC|267
PBT|PERMIAN BASIN ROY TR|GSCO|GOLDMAN SACHS & CO. LLC|3700
PBT|PERMIAN BASIN ROY TR|GSLT|GOLDMAN SACHS & CO. LLC|100
PBT|PERMIAN BASIN ROY TR|GTSZ|GTS SECURITIES LLC|338
PBT|PERMIAN BASIN ROY TR|HRBF|American Enterprise Investment Services Inc.|3878
PBT|PERMIAN BASIN ROY TR|IATS|INTERACTIVE BROKERS LLC|2380
PBT|PERMIAN BASIN ROY TR|IBKR|Interactive Brokers Llc|3407
PBT|PERMIAN BASIN ROY TR|ICBX|INSTINET, LLC|900
PBT|PERMIAN BASIN ROY TR|INCA|INSTINET, LLC|348
PBT|PERMIAN BASIN ROY TR|ITGI|ITG Inc.|1351
PBT|PERMIAN BASIN ROY TR|ITGP|ITG INC.|1400
PBT|PERMIAN BASIN ROY TR|JANY|Janney Montgomery Scott Inc.|203
PBT|PERMIAN BASIN ROY TR|JPMX|J.P. Morgan Securities LLC|2400
PBT|PERMIAN BASIN ROY TR|JSJX|JANE STREET CAPITAL LLC|700
PBT|PERMIAN BASIN ROY TR|KCGM|VIRTU Americas LLC|400
PBT|PERMIAN BASIN ROY TR|LEHM|Barclays Capital Inc./Le|1200
PBT|PERMIAN BASIN ROY TR|LIME|Lime Brokerage LLC|14735
PBT|PERMIAN BASIN ROY TR|MAXM|Maxim Group LLC|500
PBT|PERMIAN BASIN ROY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
PBT|PERMIAN BASIN ROY TR|MOTF|MOTIF INVESTING, INC.|2
PBT|PERMIAN BASIN ROY TR|MSCO|MORGAN STANLEY & CO. LLC|23955
PBT|PERMIAN BASIN ROY TR|MSPL|MORGAN STANLEY & CO. LLC|1800
PBT|PERMIAN BASIN ROY TR|NATL|National Securities Corporation|1000
PBT|PERMIAN BASIN ROY TR|NFSC|National Financial Services LLC|184491
PBT|PERMIAN BASIN ROY TR|NITE|VIRTU Americas LLC|341997
PBT|PERMIAN BASIN ROY TR|NQRB|Brut, LLC|620
PBT|PERMIAN BASIN ROY TR|OPCO|Oppenheimer & Co. Inc.|85
PBT|PERMIAN BASIN ROY TR|PDQM|CODA MARKETS, INC.|1067
PBT|PERMIAN BASIN ROY TR|PWJC|UBS Financial Services, Inc.|7947
PBT|PERMIAN BASIN ROY TR|RBCM|RBC CAPITAL MARKETS, LLC|32404
PBT|PERMIAN BASIN ROY TR|SAGW|SAGETRADER, LLC|500
PBT|PERMIAN BASIN ROY TR|SGMT|GOLDMAN SACHS & CO. LLC|1680
PBT|PERMIAN BASIN ROY TR|SPHN|Stephens Inc.|7
PBT|PERMIAN BASIN ROY TR|STFL|Stifel, Nicolaus & Company, Incorporated|3012
PBT|PERMIAN BASIN ROY TR|STXG|Stockcross Financial Services, Inc.|6
PBT|PERMIAN BASIN ROY TR|SWIM|TD Ameritrade, Inc.|15487
PBT|PERMIAN BASIN ROY TR|SWST|Hilltop Securities Inc.|5780
PBT|PERMIAN BASIN ROY TR|TKNG|ALLY INVEST SECURITIES LLC|2827
PBT|PERMIAN BASIN ROY TR|TRBT|Tradebot Systems, Inc.|767
PBT|PERMIAN BASIN ROY TR|TRIP|Trident Partners Ltd.|8
PBT|PERMIAN BASIN ROY TR|UBSS|UBS Securities LLC|88648
PBT|PERMIAN BASIN ROY TR|VALX|VIRTU AMERICAS LLC|1401
PBT|PERMIAN BASIN ROY TR|VGRD|Vanguard Marketing Corporation|16324
PBT|PERMIAN BASIN ROY TR|VNDM|Wall Street Access|549
PBT|PERMIAN BASIN ROY TR|WCHV|WELLS FARGO SECURITIES, LLC|45535
PBT|PERMIAN BASIN ROY TR|WEDB|WEDBUSH SECURITIES INC.|1
PBT|PERMIAN BASIN ROY TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|818
PBT|PERMIAN BASIN ROY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6768
PBT|PERMIAN BASIN ROY TR|WSEA|WOLVERINE SECURITIES, LLC|2316
PBT|PERMIAN BASIN ROY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
PBT|PERMIAN BASIN ROY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3877
PBUS|INVESCO PUREBETA MSC|BKCM|BNY Mellon Capital Markets LLC|5000
PBUS|INVESCO PUREBETA MSC|IBKR|Interactive Brokers Llc|45
PBUS|INVESCO PUREBETA MSC|LEHM|Barclays Capital Inc./Le|3200
PBUS|INVESCO PUREBETA MSC|NITE|VIRTU Americas LLC|5100
PBUS|INVESCO PUREBETA MSC|SGMT|GOLDMAN SACHS & CO. LLC|100
PBUS|INVESCO PUREBETA MSC|UBSS|UBS Securities LLC|100
PBW|IN WILDERHILL ENRGY|APCC|Apex Clearing Corporation|251
PBW|IN WILDERHILL ENRGY|BANK|Primevest Financial Services, Inc.|1
PBW|IN WILDERHILL ENRGY|BARD|Robert W. Baird & Co. Incorporated|216
PBW|IN WILDERHILL ENRGY|BATM|CBOE TRADING, INC.|290
PBW|IN WILDERHILL ENRGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25
PBW|IN WILDERHILL ENRGY|CHAS|Charles Schwab & Co., Inc.|17
PBW|IN WILDERHILL ENRGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21354
PBW|IN WILDERHILL ENRGY|CSIN|Citadel Securities Institutional LLC|18313
PBW|IN WILDERHILL ENRGY|CTDL|Citadel Derivatives Group Llc|20533
PBW|IN WILDERHILL ENRGY|DBAX|Deutsche Bank Securities Inc.|300
PBW|IN WILDERHILL ENRGY|DEAN|MORGAN STANLEY|795
PBW|IN WILDERHILL ENRGY|EBXL|EBX LLC|300
PBW|IN WILDERHILL ENRGY|EDJO|Edward D. Jones & Co., L.P.|341
PBW|IN WILDERHILL ENRGY|ETRS|E*Trade Securities LLC|1336
PBW|IN WILDERHILL ENRGY|FBSB|U.S. Bancorp Investments, Inc.|25
PBW|IN WILDERHILL ENRGY|FILL|Tradestation Securities, Inc.|250
PBW|IN WILDERHILL ENRGY|FMAF|NBCN Inc./ CDS|20
PBW|IN WILDERHILL ENRGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2018
PBW|IN WILDERHILL ENRGY|FTBR|Foliofn Investments, Inc.|15
PBW|IN WILDERHILL ENRGY|GLPX|ACS EXECUTION SERVICES, LLC|110
PBW|IN WILDERHILL ENRGY|GSCO|GOLDMAN SACHS & CO. LLC|324
PBW|IN WILDERHILL ENRGY|GSLT|GOLDMAN SACHS & CO. LLC|300
PBW|IN WILDERHILL ENRGY|HRBF|American Enterprise Investment Services Inc.|1371
PBW|IN WILDERHILL ENRGY|IBKR|Interactive Brokers Llc|189
PBW|IN WILDERHILL ENRGY|ICBX|INSTINET, LLC|200
PBW|IN WILDERHILL ENRGY|INCA|INSTINET, LLC|209
PBW|IN WILDERHILL ENRGY|ITGI|ITG Inc.|1000
PBW|IN WILDERHILL ENRGY|JANY|Janney Montgomery Scott Inc.|60
PBW|IN WILDERHILL ENRGY|JEFF|JEFFERIES LLC|300
PBW|IN WILDERHILL ENRGY|JPMX|J.P. Morgan Securities LLC|800
PBW|IN WILDERHILL ENRGY|JSEB|JANE STREET EXECUTION SERVICES, LLC|28022
PBW|IN WILDERHILL ENRGY|JSJX|JANE STREET CAPITAL LLC|19697
PBW|IN WILDERHILL ENRGY|KCGM|VIRTU Americas LLC|7057
PBW|IN WILDERHILL ENRGY|LEHM|Barclays Capital Inc./Le|1837
PBW|IN WILDERHILL ENRGY|LIME|Lime Brokerage LLC|2011
PBW|IN WILDERHILL ENRGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
PBW|IN WILDERHILL ENRGY|MSCO|MORGAN STANLEY & CO. LLC|6473
PBW|IN WILDERHILL ENRGY|MSPL|MORGAN STANLEY & CO. LLC|500
PBW|IN WILDERHILL ENRGY|NFSC|National Financial Services LLC|58612
PBW|IN WILDERHILL ENRGY|NITE|VIRTU Americas LLC|21944
PBW|IN WILDERHILL ENRGY|OHOS|TWO SIGMA SECURITIES, LLC|100
PBW|IN WILDERHILL ENRGY|OPCO|Oppenheimer & Co. Inc.|1496
PBW|IN WILDERHILL ENRGY|PDQM|CODA MARKETS, INC.|220
PBW|IN WILDERHILL ENRGY|PWJC|UBS Financial Services, Inc.|50
PBW|IN WILDERHILL ENRGY|RBCM|RBC CAPITAL MARKETS, LLC|1550
PBW|IN WILDERHILL ENRGY|SBSH|Citigroup Global Markets Inc.|544
PBW|IN WILDERHILL ENRGY|SGMT|GOLDMAN SACHS & CO. LLC|600
PBW|IN WILDERHILL ENRGY|STFL|Stifel, Nicolaus & Company, Incorporated|55
PBW|IN WILDERHILL ENRGY|SWIM|TD Ameritrade, Inc.|1680
PBW|IN WILDERHILL ENRGY|SWST|Hilltop Securities Inc.|941
PBW|IN WILDERHILL ENRGY|TKNG|ALLY INVEST SECURITIES LLC|75
PBW|IN WILDERHILL ENRGY|UBSA|UBS SECURITIES LLC|2960
PBW|IN WILDERHILL ENRGY|UBSS|UBS Securities LLC|9184
PBW|IN WILDERHILL ENRGY|VGRD|Vanguard Marketing Corporation|3248
PBW|IN WILDERHILL ENRGY|WCHV|WELLS FARGO SECURITIES, LLC|2346
PBW|IN WILDERHILL ENRGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2603
PBW|IN WILDERHILL ENRGY|WGIF|CIBC World Markets Inc.|230
PBW|IN WILDERHILL ENRGY|WSEA|WOLVERINE SECURITIES, LLC|656
PBW|IN WILDERHILL ENRGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1149
PBY|PROSPECT CAP NT 6.25|BBNT|BB&T SECURITIES, LLC|7500
PBY|PROSPECT CAP NT 6.25|BKMM|BNY MELLON CAPITAL MARKETS, LLC|338
PBY|PROSPECT CAP NT 6.25|CANT|Cantor Fitzgerald & Co.|100
PBY|PROSPECT CAP NT 6.25|CHAS|Charles Schwab & Co., Inc.|150
PBY|PROSPECT CAP NT 6.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
PBY|PROSPECT CAP NT 6.25|DEAN|MORGAN STANLEY|7728
PBY|PROSPECT CAP NT 6.25|EBXL|EBX LLC|500
PBY|PROSPECT CAP NT 6.25|EGXM|CBOE TRADING, INC.|300
PBY|PROSPECT CAP NT 6.25|ETRS|E*Trade Securities LLC|1997
PBY|PROSPECT CAP NT 6.25|GLPX|ACS EXECUTION SERVICES, LLC|300
PBY|PROSPECT CAP NT 6.25|GSLT|GOLDMAN SACHS & CO. LLC|750
PBY|PROSPECT CAP NT 6.25|IATS|INTERACTIVE BROKERS LLC|200
PBY|PROSPECT CAP NT 6.25|IBKR|Interactive Brokers Llc|3700
PBY|PROSPECT CAP NT 6.25|INCA|INSTINET, LLC|500
PBY|PROSPECT CAP NT 6.25|KCGM|VIRTU Americas LLC|1000
PBY|PROSPECT CAP NT 6.25|LEHM|Barclays Capital Inc./Le|600
PBY|PROSPECT CAP NT 6.25|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PBY|PROSPECT CAP NT 6.25|MAXM|Maxim Group LLC|500
PBY|PROSPECT CAP NT 6.25|MSCO|MORGAN STANLEY & CO. LLC|2523
PBY|PROSPECT CAP NT 6.25|NFSC|National Financial Services LLC|13990
PBY|PROSPECT CAP NT 6.25|NITE|VIRTU Americas LLC|87857
PBY|PROSPECT CAP NT 6.25|NQRB|Brut, LLC|100
PBY|PROSPECT CAP NT 6.25|OPCO|Oppenheimer & Co. Inc.|200
PBY|PROSPECT CAP NT 6.25|PDQM|CODA MARKETS, INC.|1100
PBY|PROSPECT CAP NT 6.25|PWJC|UBS Financial Services, Inc.|73130
PBY|PROSPECT CAP NT 6.25|PWJX|UBS Financial Services Inc.|3075
PBY|PROSPECT CAP NT 6.25|RBCM|RBC CAPITAL MARKETS, LLC|26170
PBY|PROSPECT CAP NT 6.25|SBSH|Citigroup Global Markets Inc.|10742
PBY|PROSPECT CAP NT 6.25|SPHN|Stephens Inc.|175
PBY|PROSPECT CAP NT 6.25|STXG|Stockcross Financial Services, Inc.|1600
PBY|PROSPECT CAP NT 6.25|SWIM|TD Ameritrade, Inc.|150
PBY|PROSPECT CAP NT 6.25|UBSA|UBS SECURITIES LLC|500
PBY|PROSPECT CAP NT 6.25|UBSS|UBS Securities LLC|44340
PBY|PROSPECT CAP NT 6.25|VGRD|Vanguard Marketing Corporation|1050
PBY|PROSPECT CAP NT 6.25|WCHV|WELLS FARGO SECURITIES, LLC|22508
PBY|PROSPECT CAP NT 6.25|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
PBY|PROSPECT CAP NT 6.25|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2300
PBYI|PUMA BIOTCHNGY CM|AGIS|Aegis Capital Corp.|13241
PBYI|PUMA BIOTCHNGY CM|ALTX|Alternet Securities Inc.|27005
PBYI|PUMA BIOTCHNGY CM|ANOS|ABEL/NOSER, L.L.C.|200
PBYI|PUMA BIOTCHNGY CM|APCC|Apex Clearing Corporation|2367
PBYI|PUMA BIOTCHNGY CM|BARD|Robert W. Baird & Co. Incorporated|100
PBYI|PUMA BIOTCHNGY CM|BATM|CBOE TRADING, INC.|11080
PBYI|PUMA BIOTCHNGY CM|BAYT|BTIG, LLC|2300
PBYI|PUMA BIOTCHNGY CM|BBNT|BB&T SECURITIES, LLC|197
PBYI|PUMA BIOTCHNGY CM|BERN|Sanford C. Bernstein & Co., LLC|291140
PBYI|PUMA BIOTCHNGY CM|BIDS|BIDS TRADING L.P.|16200
PBYI|PUMA BIOTCHNGY CM|BIMI|Banca IMI Securities Corp.|680
PBYI|PUMA BIOTCHNGY CM|BKCM|BNY Mellon Capital Markets LLC|775
PBYI|PUMA BIOTCHNGY CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20948
PBYI|PUMA BIOTCHNGY CM|BLKX|INSTINET, LLC|34000
PBYI|PUMA BIOTCHNGY CM|BMOC|BMO Capital Markets Corp.|4652
PBYI|PUMA BIOTCHNGY CM|BNPX|BNP PARIBAS SECURITIES CORP.|63554
PBYI|PUMA BIOTCHNGY CM|BTIG|BTIG, LLC|15988
PBYI|PUMA BIOTCHNGY CM|BYXM|CBOE TRADING, INC.|2839
PBYI|PUMA BIOTCHNGY CM|CANT|Cantor Fitzgerald & Co.|119
PBYI|PUMA BIOTCHNGY CM|CHAS|Charles Schwab & Co., Inc.|2778
PBYI|PUMA BIOTCHNGY CM|CIST|Capital Institutional Services, Inc.|302
PBYI|PUMA BIOTCHNGY CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|281103
PBYI|PUMA BIOTCHNGY CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40881
PBYI|PUMA BIOTCHNGY CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21611
PBYI|PUMA BIOTCHNGY CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|530665
PBYI|PUMA BIOTCHNGY CM|CTDL|Citadel Derivatives Group Llc|10379
PBYI|PUMA BIOTCHNGY CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|73548
PBYI|PUMA BIOTCHNGY CM|DBAB|Deutsche Bank Securities Inc.|324190
PBYI|PUMA BIOTCHNGY CM|DBAX|Deutsche Bank Securities Inc.|345800
PBYI|PUMA BIOTCHNGY CM|DBUL|Deutsche Bank Securities Inc.|11602
PBYI|PUMA BIOTCHNGY CM|DCHF|Dart Executions, LLC|219
PBYI|PUMA BIOTCHNGY CM|DEAN|MORGAN STANLEY|2257
PBYI|PUMA BIOTCHNGY CM|DEGS|RONIN PROFESSIONAL LLC|23399
PBYI|PUMA BIOTCHNGY CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|62373
PBYI|PUMA BIOTCHNGY CM|DOTC|Dougherty & Company LLC|1128
PBYI|PUMA BIOTCHNGY CM|EBXL|EBX LLC|216300
PBYI|PUMA BIOTCHNGY CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1163
PBYI|PUMA BIOTCHNGY CM|EDJC|Edward Jones / CDS|12
PBYI|PUMA BIOTCHNGY CM|EDJO|Edward D. Jones & Co., L.P.|510
PBYI|PUMA BIOTCHNGY CM|EGAM|CBOE TRADING, INC.|42890
PBYI|PUMA BIOTCHNGY CM|EGAW|CBOE TRADING, INC.|98
PBYI|PUMA BIOTCHNGY CM|EGMT|EG MARKET TECHNOLOGIES LLC|2226
PBYI|PUMA BIOTCHNGY CM|EGXM|CBOE TRADING, INC.|10383
PBYI|PUMA BIOTCHNGY CM|EGXW|CBOE TRADING, INC.|96
PBYI|PUMA BIOTCHNGY CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|500
PBYI|PUMA BIOTCHNGY CM|ETBE|Electronic Transaction Clearing, Inc.|2811
PBYI|PUMA BIOTCHNGY CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
PBYI|PUMA BIOTCHNGY CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|10646
PBYI|PUMA BIOTCHNGY CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1202
PBYI|PUMA BIOTCHNGY CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|129741
PBYI|PUMA BIOTCHNGY CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|89490
PBYI|PUMA BIOTCHNGY CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3204
PBYI|PUMA BIOTCHNGY CM|ETRS|E*Trade Securities LLC|235662
PBYI|PUMA BIOTCHNGY CM|FBCO|Credit Suisse Securities (USA) LLC|459782
PBYI|PUMA BIOTCHNGY CM|FBSB|U.S. Bancorp Investments, Inc.|300
PBYI|PUMA BIOTCHNGY CM|FFSI|Firstrade Securities Inc.|195
PBYI|PUMA BIOTCHNGY CM|FILL|Tradestation Securities, Inc.|9616
PBYI|PUMA BIOTCHNGY CM|FINX|FINTECH SECURITIES|25
PBYI|PUMA BIOTCHNGY CM|FMAF|NBCN Inc./ CDS|1660
PBYI|PUMA BIOTCHNGY CM|FOMA|TD AMERITRADE CLEARING, INC.|1132261
PBYI|PUMA BIOTCHNGY CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2119
PBYI|PUMA BIOTCHNGY CM|FQLS|Quantlab Securities LP|472317
PBYI|PUMA BIOTCHNGY CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69976
PBYI|PUMA BIOTCHNGY CM|FTBR|Foliofn Investments, Inc.|731
PBYI|PUMA BIOTCHNGY CM|GEBB|GLOBAL EXECUTION BROKERS, LP|65411
PBYI|PUMA BIOTCHNGY CM|GLIS|TD Securities Inc|300
PBYI|PUMA BIOTCHNGY CM|GLPX|ACS EXECUTION SERVICES, LLC|20471
PBYI|PUMA BIOTCHNGY CM|GSCO|GOLDMAN SACHS & CO. LLC|955806
PBYI|PUMA BIOTCHNGY CM|GSCS|GOLDMAN SACHS & CO. LLC|42757
PBYI|PUMA BIOTCHNGY CM|GSLT|GOLDMAN SACHS & CO. LLC|26760
PBYI|PUMA BIOTCHNGY CM|GTSZ|GTS SECURITIES LLC|25935
PBYI|PUMA BIOTCHNGY CM|HAPX|HAP Trading, LLC|692
PBYI|PUMA BIOTCHNGY CM|HRBF|American Enterprise Investment Services Inc.|1103
PBYI|PUMA BIOTCHNGY CM|HSBC|HSBC Securities, Inc.|201
PBYI|PUMA BIOTCHNGY CM|IATS|INTERACTIVE BROKERS LLC|46015
PBYI|PUMA BIOTCHNGY CM|IBKR|Interactive Brokers Llc|260089
PBYI|PUMA BIOTCHNGY CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
PBYI|PUMA BIOTCHNGY CM|ICBX|INSTINET, LLC|79655
PBYI|PUMA BIOTCHNGY CM|IEQY|CITADEL SECURITIES LLC|262603
PBYI|PUMA BIOTCHNGY CM|INCA|INSTINET, LLC|888806
PBYI|PUMA BIOTCHNGY CM|INJX|INSTINET, LLC|76329
PBYI|PUMA BIOTCHNGY CM|ITGI|ITG Inc.|65551
PBYI|PUMA BIOTCHNGY CM|ITGP|ITG INC.|820200
PBYI|PUMA BIOTCHNGY CM|JANY|Janney Montgomery Scott Inc.|915
PBYI|PUMA BIOTCHNGY CM|JEFF|JEFFERIES LLC|221847
PBYI|PUMA BIOTCHNGY CM|JMPT|JUMP TRADING, LLC|81732
PBYI|PUMA BIOTCHNGY CM|JONE|JonesTrading|7570
PBYI|PUMA BIOTCHNGY CM|JPBX|J.P. MORGAN SECURITIES LLC|26432
PBYI|PUMA BIOTCHNGY CM|JPMX|J.P. Morgan Securities LLC|730335
PBYI|PUMA BIOTCHNGY CM|JSJX|JANE STREET CAPITAL LLC|6019
PBYI|PUMA BIOTCHNGY CM|KCGM|VIRTU Americas LLC|69346
PBYI|PUMA BIOTCHNGY CM|KEYB|KEYBANC CAPITAL MARKETS INC.|2000
PBYI|PUMA BIOTCHNGY CM|LEER|LEERINK PARTNERS LLC|130886
PBYI|PUMA BIOTCHNGY CM|LEHM|Barclays Capital Inc./Le|1001197
PBYI|PUMA BIOTCHNGY CM|LIME|Lime Brokerage LLC|134338
PBYI|PUMA BIOTCHNGY CM|LIWE|LIME BROKERAGE LLC|400
PBYI|PUMA BIOTCHNGY CM|LQNA|LIQUIDNET, INC.|241400
PBYI|PUMA BIOTCHNGY CM|LQNB|LIQUIDNET, INC.|1700
PBYI|PUMA BIOTCHNGY CM|LSCI|Lek Securities Corporation|25500
PBYI|PUMA BIOTCHNGY CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1270
PBYI|PUMA BIOTCHNGY CM|MACC|Mid Atlantic Capital Corporation|440
PBYI|PUMA BIOTCHNGY CM|MAXM|Maxim Group LLC|5409
PBYI|PUMA BIOTCHNGY CM|MICA|Spartan Securities Group, Ltd.|1000
PBYI|PUMA BIOTCHNGY CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|206956
PBYI|PUMA BIOTCHNGY CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1500
PBYI|PUMA BIOTCHNGY CM|MNDX|TJM Investments, LLC|373413
PBYI|PUMA BIOTCHNGY CM|MSCO|MORGAN STANLEY & CO. LLC|3192820
PBYI|PUMA BIOTCHNGY CM|MSPL|MORGAN STANLEY & CO. LLC|455400
PBYI|PUMA BIOTCHNGY CM|MSTX|MORGAN STANLEY & CO. LLC|121600
PBYI|PUMA BIOTCHNGY CM|NATL|National Securities Corporation|200
PBYI|PUMA BIOTCHNGY CM|NEED|Needham & Company, LLC|20100
PBYI|PUMA BIOTCHNGY CM|NFSC|National Financial Services LLC|1032174
PBYI|PUMA BIOTCHNGY CM|NITE|VIRTU Americas LLC|1629200
PBYI|PUMA BIOTCHNGY CM|NITP|VIRTU Americas LLC|2701
PBYI|PUMA BIOTCHNGY CM|NQRB|Brut, LLC|21471
PBYI|PUMA BIOTCHNGY CM|OPCO|Oppenheimer & Co. Inc.|5542
PBYI|PUMA BIOTCHNGY CM|PDQM|CODA MARKETS, INC.|120650
PBYI|PUMA BIOTCHNGY CM|PHLY|NASDAQ Execution Services, LLC|7200
PBYI|PUMA BIOTCHNGY CM|PWJC|UBS Financial Services, Inc.|30175
PBYI|PUMA BIOTCHNGY CM|RAJA|Raymond James & Associates, Inc.|62626
PBYI|PUMA BIOTCHNGY CM|RBCM|RBC CAPITAL MARKETS, LLC|10437
PBYI|PUMA BIOTCHNGY CM|RGLD|Regal Securities, Inc|1140
PBYI|PUMA BIOTCHNGY CM|RHCO|Suntrust Robinson Humphrey, Inc.|38952
PBYI|PUMA BIOTCHNGY CM|SAGL|SAGETRADER, LLC|28602
PBYI|PUMA BIOTCHNGY CM|SAGW|SAGETRADER, LLC|654
PBYI|PUMA BIOTCHNGY CM|SALI|INTL FCSTONE FINANCIAL INC.|60
PBYI|PUMA BIOTCHNGY CM|SBSH|Citigroup Global Markets Inc.|223616
PBYI|PUMA BIOTCHNGY CM|SCMC|Scotia Capital Markets (USA) Inc.|600
PBYI|PUMA BIOTCHNGY CM|SGMT|GOLDMAN SACHS & CO. LLC|229922
PBYI|PUMA BIOTCHNGY CM|SPDR|SPEEDROUTE LLC|43733
PBYI|PUMA BIOTCHNGY CM|SPTD|MINT GLOBAL MARKETS, INC.|1000
PBYI|PUMA BIOTCHNGY CM|STFL|Stifel, Nicolaus & Company, Incorporated|4501
PBYI|PUMA BIOTCHNGY CM|STXG|Stockcross Financial Services, Inc.|41623
PBYI|PUMA BIOTCHNGY CM|SWIM|TD Ameritrade, Inc.|946003
PBYI|PUMA BIOTCHNGY CM|SWST|Hilltop Securities Inc.|445
PBYI|PUMA BIOTCHNGY CM|TDFS|TRADERFIELD SECURITIES INC.|550
PBYI|PUMA BIOTCHNGY CM|TKNG|ALLY INVEST SECURITIES LLC|6993
PBYI|PUMA BIOTCHNGY CM|TRBT|Tradebot Systems, Inc.|58760
PBYI|PUMA BIOTCHNGY CM|TRCM|TRC MARKETS LLC|89412
PBYI|PUMA BIOTCHNGY CM|TWTT|TASTYWORKS, INC.|330
PBYI|PUMA BIOTCHNGY CM|UBSA|UBS SECURITIES LLC|901448
PBYI|PUMA BIOTCHNGY CM|UBSS|UBS Securities LLC|1443944
PBYI|PUMA BIOTCHNGY CM|VALX|VIRTU AMERICAS LLC|65703
PBYI|PUMA BIOTCHNGY CM|VGRD|Vanguard Marketing Corporation|29596
PBYI|PUMA BIOTCHNGY CM|VSIN|Vision Financial Markets Llc|46
PBYI|PUMA BIOTCHNGY CM|WBLR|WILLIAM BLAIR|100
PBYI|PUMA BIOTCHNGY CM|WBPX|SUMMIT SECURITIES GROUP, LLC|7482
PBYI|PUMA BIOTCHNGY CM|WCHV|WELLS FARGO SECURITIES, LLC|62465
PBYI|PUMA BIOTCHNGY CM|WDNX|WEEDEN & CO.L.P.|1812
PBYI|PUMA BIOTCHNGY CM|WEDB|WEDBUSH SECURITIES INC.|18474
PBYI|PUMA BIOTCHNGY CM|WEED|Weeden & Co.L.P.|200
PBYI|PUMA BIOTCHNGY CM|WESC|Wellington Shields & Co., LLC|100
PBYI|PUMA BIOTCHNGY CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17551
PBYI|PUMA BIOTCHNGY CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24498
PBYI|PUMA BIOTCHNGY CM|WGIF|CIBC World Markets Inc.|11254
PBYI|PUMA BIOTCHNGY CM|WSEA|WOLVERINE SECURITIES, LLC|15179
PBYI|PUMA BIOTCHNGY CM|WTCO|Williams Trading LLC|25000
PBYI|PUMA BIOTCHNGY CM|XIST|INSTINET, LLC|67260
PBYI|PUMA BIOTCHNGY CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|170156
PBYI|PUMA BIOTCHNGY CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4965
PBYI|PUMA BIOTCHNGY CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12046
PCAR|PACCAR INC.|ABLE|NATIXIS Securities Americas LLC|205303
PCAR|PACCAR INC.|ALTX|Alternet Securities Inc.|11615
PCAR|PACCAR INC.|ANOS|ABEL/NOSER, L.L.C.|1311
PCAR|PACCAR INC.|APCC|Apex Clearing Corporation|1126
PCAR|PACCAR INC.|AQUA|AQUA SECURITIES L.P.|8400
PCAR|PACCAR INC.|BALE|M&T SECURITIES, INC.|2000
PCAR|PACCAR INC.|BANK|Primevest Financial Services, Inc.|400
PCAR|PACCAR INC.|BARD|Robert W. Baird & Co. Incorporated|38154
PCAR|PACCAR INC.|BATM|CBOE TRADING, INC.|9811
PCAR|PACCAR INC.|BAYC|BAY CREST PARTNERS, LLC|120800
PCAR|PACCAR INC.|BAYT|BTIG, LLC|7791
PCAR|PACCAR INC.|BBNT|BB&T SECURITIES, LLC|1031
PCAR|PACCAR INC.|BERN|Sanford C. Bernstein & Co., LLC|282873
PCAR|PACCAR INC.|BIDS|BIDS TRADING L.P.|22343
PCAR|PACCAR INC.|BIMI|Banca IMI Securities Corp.|60
PCAR|PACCAR INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24471
PCAR|PACCAR INC.|BLKX|INSTINET, LLC|216365
PCAR|PACCAR INC.|BMOC|BMO Capital Markets Corp.|65178
PCAR|PACCAR INC.|BNPX|BNP PARIBAS SECURITIES CORP.|735963
PCAR|PACCAR INC.|BTIG|BTIG, LLC|35717
PCAR|PACCAR INC.|BYXM|CBOE TRADING, INC.|17462
PCAR|PACCAR INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
PCAR|PACCAR INC.|CANT|Cantor Fitzgerald & Co.|123
PCAR|PACCAR INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|184800
PCAR|PACCAR INC.|CHAS|Charles Schwab & Co., Inc.|2256
PCAR|PACCAR INC.|CIBP|CIBC World Markets Corp.|25215
PCAR|PACCAR INC.|CICF|Canaccord Genuity Corp.|32
PCAR|PACCAR INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|98871
PCAR|PACCAR INC.|CIST|Capital Institutional Services, Inc.|5627
PCAR|PACCAR INC.|CLSA|CLSA AMERICAS, LLC|60800
PCAR|PACCAR INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107616
PCAR|PACCAR INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1247
PCAR|PACCAR INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15813
PCAR|PACCAR INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|590504
PCAR|PACCAR INC.|CTDL|Citadel Derivatives Group Llc|68167
PCAR|PACCAR INC.|CTLR|CUTLER GROUP, LP|1859
PCAR|PACCAR INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|71628
PCAR|PACCAR INC.|DADA|D.A. Davidson & Co.|8605
PCAR|PACCAR INC.|DAWA|Daiwa Capital Markets America Inc.|80
PCAR|PACCAR INC.|DBAB|Deutsche Bank Securities Inc.|1193610
PCAR|PACCAR INC.|DBAX|Deutsche Bank Securities Inc.|554600
PCAR|PACCAR INC.|DBUL|Deutsche Bank Securities Inc.|5521
PCAR|PACCAR INC.|DCHF|Dart Executions, LLC|4049
PCAR|PACCAR INC.|DEAN|MORGAN STANLEY|15416
PCAR|PACCAR INC.|DEGS|RONIN PROFESSIONAL LLC|387
PCAR|PACCAR INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20114
PCAR|PACCAR INC.|DREX|Drexel Hamilton, LLC|22343
PCAR|PACCAR INC.|DRWK|DRW SECURITIES, L.L.C.|65707
PCAR|PACCAR INC.|EBXL|EBX LLC|281400
PCAR|PACCAR INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|20049
PCAR|PACCAR INC.|EDJC|Edward Jones / CDS|303
PCAR|PACCAR INC.|EDJO|Edward D. Jones & Co., L.P.|14629
PCAR|PACCAR INC.|EGAM|CBOE TRADING, INC.|39475
PCAR|PACCAR INC.|EGAW|CBOE TRADING, INC.|17
PCAR|PACCAR INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3410
PCAR|PACCAR INC.|EGXM|CBOE TRADING, INC.|6843
PCAR|PACCAR INC.|EGXW|CBOE TRADING, INC.|92
PCAR|PACCAR INC.|ETBE|Electronic Transaction Clearing, Inc.|84020
PCAR|PACCAR INC.|ETCC|Electronic Transaction Clearing, Inc.|5066
PCAR|PACCAR INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7000
PCAR|PACCAR INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46821
PCAR|PACCAR INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
PCAR|PACCAR INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|363109
PCAR|PACCAR INC.|ETRS|E*Trade Securities LLC|49748
PCAR|PACCAR INC.|FBCO|Credit Suisse Securities (USA) LLC|1255973
PCAR|PACCAR INC.|FBSB|U.S. Bancorp Investments, Inc.|1399
PCAR|PACCAR INC.|FILL|Tradestation Securities, Inc.|2706
PCAR|PACCAR INC.|FINX|FINTECH SECURITIES|948
PCAR|PACCAR INC.|FMAF|NBCN Inc./ CDS|4842
PCAR|PACCAR INC.|FOMA|TD AMERITRADE CLEARING, INC.|92414
PCAR|PACCAR INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|61047
PCAR|PACCAR INC.|FQLS|Quantlab Securities LP|675123
PCAR|PACCAR INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|201307
PCAR|PACCAR INC.|FTBR|Foliofn Investments, Inc.|2656
PCAR|PACCAR INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|116537
PCAR|PACCAR INC.|GELP|RBC CAPITAL MARKETS, LLC|2401
PCAR|PACCAR INC.|GLPX|ACS EXECUTION SERVICES, LLC|42444
PCAR|PACCAR INC.|GSCO|GOLDMAN SACHS & CO. LLC|4013643
PCAR|PACCAR INC.|GSCS|GOLDMAN SACHS & CO. LLC|21641
PCAR|PACCAR INC.|GSLT|GOLDMAN SACHS & CO. LLC|5075
PCAR|PACCAR INC.|GTSZ|GTS SECURITIES LLC|638012
PCAR|PACCAR INC.|HPPX|POTAMUS TRADING, LLC|987
PCAR|PACCAR INC.|HRBF|American Enterprise Investment Services Inc.|5201
PCAR|PACCAR INC.|HSBC|HSBC Securities, Inc.|70909
PCAR|PACCAR INC.|IATS|INTERACTIVE BROKERS LLC|9513
PCAR|PACCAR INC.|IBKR|Interactive Brokers Llc|119047
PCAR|PACCAR INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|765
PCAR|PACCAR INC.|ICBX|INSTINET, LLC|58262
PCAR|PACCAR INC.|IEQY|CITADEL SECURITIES LLC|396975
PCAR|PACCAR INC.|INCA|INSTINET, LLC|1428144
PCAR|PACCAR INC.|INJX|INSTINET, LLC|114306
PCAR|PACCAR INC.|INTL|INTL FCSTONE FINANCIAL INC.|33
PCAR|PACCAR INC.|ITGI|ITG Inc.|225968
PCAR|PACCAR INC.|ITGP|ITG INC.|603000
PCAR|PACCAR INC.|JANY|Janney Montgomery Scott Inc.|3560
PCAR|PACCAR INC.|JEFF|JEFFERIES LLC|647157
PCAR|PACCAR INC.|JMPT|JUMP TRADING, LLC|162114
PCAR|PACCAR INC.|JPBX|J.P. MORGAN SECURITIES LLC|160337
PCAR|PACCAR INC.|JPMX|J.P. Morgan Securities LLC|1126781
PCAR|PACCAR INC.|JSJX|JANE STREET CAPITAL LLC|47274
PCAR|PACCAR INC.|KCGM|VIRTU Americas LLC|87799
PCAR|PACCAR INC.|LEHM|Barclays Capital Inc./Le|2478559
PCAR|PACCAR INC.|LIME|Lime Brokerage LLC|351675
PCAR|PACCAR INC.|LMGP|LIME BROKERAGE LLC|10950
PCAR|PACCAR INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|98190
PCAR|PACCAR INC.|LPCM|Lampert Capital Markets Inc.|5300
PCAR|PACCAR INC.|LQNA|LIQUIDNET, INC.|561000
PCAR|PACCAR INC.|LQNB|LIQUIDNET, INC.|159
PCAR|PACCAR INC.|LSCI|Lek Securities Corporation|127
PCAR|PACCAR INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PCAR|PACCAR INC.|MACC|Mid Atlantic Capital Corporation|296
PCAR|PACCAR INC.|MAXM|Maxim Group LLC|176
PCAR|PACCAR INC.|MCMF|Raymond James Ltd. Cds|553
PCAR|PACCAR INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|211459
PCAR|PACCAR INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|411
PCAR|PACCAR INC.|MOTF|MOTIF INVESTING, INC.|4
PCAR|PACCAR INC.|MSCO|MORGAN STANLEY & CO. LLC|5302047
PCAR|PACCAR INC.|MSPL|MORGAN STANLEY & CO. LLC|442700
PCAR|PACCAR INC.|MSTX|MORGAN STANLEY & CO. LLC|206000
PCAR|PACCAR INC.|NFSC|National Financial Services LLC|365635
PCAR|PACCAR INC.|NITE|VIRTU Americas LLC|664464
PCAR|PACCAR INC.|NITP|VIRTU Americas LLC|7221
PCAR|PACCAR INC.|NQRB|Brut, LLC|67227
PCAR|PACCAR INC.|NTRC|Northern Trust Securities, Inc.|1097
PCAR|PACCAR INC.|OHOS|TWO SIGMA SECURITIES, LLC|189851
PCAR|PACCAR INC.|OLDM|OLD MISSION CAPITAL, LLC|16712
PCAR|PACCAR INC.|OPCO|Oppenheimer & Co. Inc.|876
PCAR|PACCAR INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|14416
PCAR|PACCAR INC.|PDQM|CODA MARKETS, INC.|303802
PCAR|PACCAR INC.|PHLY|NASDAQ Execution Services, LLC|9800
PCAR|PACCAR INC.|PWJC|UBS Financial Services, Inc.|3437
PCAR|PACCAR INC.|RAJA|Raymond James & Associates, Inc.|57555
PCAR|PACCAR INC.|RBCM|RBC CAPITAL MARKETS, LLC|34791
PCAR|PACCAR INC.|SAGL|SAGETRADER, LLC|132699
PCAR|PACCAR INC.|SAGW|SAGETRADER, LLC|1293
PCAR|PACCAR INC.|SALI|INTL FCSTONE FINANCIAL INC.|6152
PCAR|PACCAR INC.|SBSH|Citigroup Global Markets Inc.|1016956
PCAR|PACCAR INC.|SEIC|SEI Investments Distribution Co.|841
PCAR|PACCAR INC.|SGMT|GOLDMAN SACHS & CO. LLC|267046
PCAR|PACCAR INC.|SJLS|TRADE INFORMATICS LLC|13296
PCAR|PACCAR INC.|SPDR|SPEEDROUTE LLC|17002
PCAR|PACCAR INC.|SPGS|Sea Port Group Securities, LLC|200
PCAR|PACCAR INC.|SPHN|Stephens Inc.|280
PCAR|PACCAR INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|272
PCAR|PACCAR INC.|STFL|Stifel, Nicolaus & Company, Incorporated|14307
PCAR|PACCAR INC.|STKP|STOCKPILE INVESTMENTS, INC.|6
PCAR|PACCAR INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|42
PCAR|PACCAR INC.|SWIM|TD Ameritrade, Inc.|245394
PCAR|PACCAR INC.|SWST|Hilltop Securities Inc.|4098
PCAR|PACCAR INC.|TAGC|TELSEY ADVISORY GROUP LLC|36
PCAR|PACCAR INC.|TKNG|ALLY INVEST SECURITIES LLC|863
PCAR|PACCAR INC.|TONC|CUTTONE & CO., LLC|2860
PCAR|PACCAR INC.|TRBT|Tradebot Systems, Inc.|458535
PCAR|PACCAR INC.|TRCM|TRC MARKETS LLC|855039
PCAR|PACCAR INC.|TTUC|CUTTONE & CO., INC.|93
PCAR|PACCAR INC.|UBSA|UBS SECURITIES LLC|965065
PCAR|PACCAR INC.|UBSS|UBS Securities LLC|2444100
PCAR|PACCAR INC.|VALX|VIRTU AMERICAS LLC|21962
PCAR|PACCAR INC.|VGRD|Vanguard Marketing Corporation|14274
PCAR|PACCAR INC.|VNDM|Wall Street Access|31500
PCAR|PACCAR INC.|WBLR|WILLIAM BLAIR|316
PCAR|PACCAR INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|15235
PCAR|PACCAR INC.|WCHV|WELLS FARGO SECURITIES, LLC|377185
PCAR|PACCAR INC.|WDNX|WEEDEN & CO.L.P.|1120
PCAR|PACCAR INC.|WEDB|WEDBUSH SECURITIES INC.|830
PCAR|PACCAR INC.|WEED|Weeden & Co.L.P.|1151
PCAR|PACCAR INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35664
PCAR|PACCAR INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36052
PCAR|PACCAR INC.|WGIF|CIBC World Markets Inc.|8785
PCAR|PACCAR INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1415
PCAR|PACCAR INC.|WSAG|WALL STREET ACCESS|70
PCAR|PACCAR INC.|WSEA|WOLVERINE SECURITIES, LLC|7973
PCAR|PACCAR INC.|XIST|INSTINET, LLC|98190
PCAR|PACCAR INC.|XPQR|Jump Trading|2306
PCAR|PACCAR INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|84894
PCAR|PACCAR INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2444
PCAR|PACCAR INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1553
PCEF|INVESCO CEF INC CMP|ADAM|CANACCORD GENUITY INC.|200
PCEF|INVESCO CEF INC CMP|ALTX|Alternet Securities Inc.|400
PCEF|INVESCO CEF INC CMP|APCC|Apex Clearing Corporation|454
PCEF|INVESCO CEF INC CMP|BANK|Primevest Financial Services, Inc.|1
PCEF|INVESCO CEF INC CMP|BARD|Robert W. Baird & Co. Incorporated|1472
PCEF|INVESCO CEF INC CMP|BATM|CBOE TRADING, INC.|43
PCEF|INVESCO CEF INC CMP|BBNT|BB&T SECURITIES, LLC|579
PCEF|INVESCO CEF INC CMP|BRGE|Newbridge Securities Corp.|2120
PCEF|INVESCO CEF INC CMP|CHAS|Charles Schwab & Co., Inc.|1215
PCEF|INVESCO CEF INC CMP|CIST|Capital Institutional Services, Inc.|74
PCEF|INVESCO CEF INC CMP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16518
PCEF|INVESCO CEF INC CMP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
PCEF|INVESCO CEF INC CMP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11667
PCEF|INVESCO CEF INC CMP|CXCX|CITIGROUP GLOBAL MARKETS INC.|140
PCEF|INVESCO CEF INC CMP|DADA|D.A. Davidson & Co.|900
PCEF|INVESCO CEF INC CMP|DAVA|Davenport & Company LLC|750
PCEF|INVESCO CEF INC CMP|DBAB|Deutsche Bank Securities Inc.|736
PCEF|INVESCO CEF INC CMP|DBAX|Deutsche Bank Securities Inc.|6500
PCEF|INVESCO CEF INC CMP|DEAN|MORGAN STANLEY|10153
PCEF|INVESCO CEF INC CMP|EBXL|EBX LLC|4900
PCEF|INVESCO CEF INC CMP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4100
PCEF|INVESCO CEF INC CMP|EDJO|Edward D. Jones & Co., L.P.|2349
PCEF|INVESCO CEF INC CMP|EGAM|CBOE TRADING, INC.|1900
PCEF|INVESCO CEF INC CMP|EGAW|CBOE TRADING, INC.|200
PCEF|INVESCO CEF INC CMP|EGXM|CBOE TRADING, INC.|400
PCEF|INVESCO CEF INC CMP|EGXW|CBOE TRADING, INC.|138
PCEF|INVESCO CEF INC CMP|ETRS|E*Trade Securities LLC|26401
PCEF|INVESCO CEF INC CMP|FBSB|U.S. Bancorp Investments, Inc.|5773
PCEF|INVESCO CEF INC CMP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6090
PCEF|INVESCO CEF INC CMP|FTBR|Foliofn Investments, Inc.|1257
PCEF|INVESCO CEF INC CMP|GBMT|GBM International, Inc.|1070
PCEF|INVESCO CEF INC CMP|GLIS|TD Securities Inc|914
PCEF|INVESCO CEF INC CMP|GLPX|ACS EXECUTION SERVICES, LLC|900
PCEF|INVESCO CEF INC CMP|GSLT|GOLDMAN SACHS & CO. LLC|185
PCEF|INVESCO CEF INC CMP|HRBF|American Enterprise Investment Services Inc.|72586
PCEF|INVESCO CEF INC CMP|IATS|INTERACTIVE BROKERS LLC|3840
PCEF|INVESCO CEF INC CMP|IBKR|Interactive Brokers Llc|13818
PCEF|INVESCO CEF INC CMP|ICBX|INSTINET, LLC|5200
PCEF|INVESCO CEF INC CMP|INCA|INSTINET, LLC|200
PCEF|INVESCO CEF INC CMP|ITGI|ITG Inc.|1925
PCEF|INVESCO CEF INC CMP|JANY|Janney Montgomery Scott Inc.|9896
PCEF|INVESCO CEF INC CMP|JEFF|JEFFERIES LLC|300
PCEF|INVESCO CEF INC CMP|JPMX|J.P. Morgan Securities LLC|5966
PCEF|INVESCO CEF INC CMP|JSEB|JANE STREET EXECUTION SERVICES, LLC|30090
PCEF|INVESCO CEF INC CMP|JSJX|JANE STREET CAPITAL LLC|79892
PCEF|INVESCO CEF INC CMP|KCGM|VIRTU Americas LLC|2702
PCEF|INVESCO CEF INC CMP|LEHM|Barclays Capital Inc./Le|11745
PCEF|INVESCO CEF INC CMP|LIME|Lime Brokerage LLC|6801
PCEF|INVESCO CEF INC CMP|LSCI|Lek Securities Corporation|10
PCEF|INVESCO CEF INC CMP|MACC|Mid Atlantic Capital Corporation|156
PCEF|INVESCO CEF INC CMP|MCMF|Raymond James Ltd. Cds|3300
PCEF|INVESCO CEF INC CMP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
PCEF|INVESCO CEF INC CMP|MOTF|MOTIF INVESTING, INC.|3
PCEF|INVESCO CEF INC CMP|MSCO|MORGAN STANLEY & CO. LLC|69602
PCEF|INVESCO CEF INC CMP|MSPL|MORGAN STANLEY & CO. LLC|800
PCEF|INVESCO CEF INC CMP|NBCS|NBC Securities, INC.|6
PCEF|INVESCO CEF INC CMP|NFSC|National Financial Services LLC|149949
PCEF|INVESCO CEF INC CMP|NITE|VIRTU Americas LLC|247073
PCEF|INVESCO CEF INC CMP|NQRB|Brut, LLC|4277
PCEF|INVESCO CEF INC CMP|OPCO|Oppenheimer & Co. Inc.|15400
PCEF|INVESCO CEF INC CMP|PDQM|CODA MARKETS, INC.|8525
PCEF|INVESCO CEF INC CMP|PWJC|UBS Financial Services, Inc.|2600
PCEF|INVESCO CEF INC CMP|RBCM|RBC CAPITAL MARKETS, LLC|49845
PCEF|INVESCO CEF INC CMP|SALI|INTL FCSTONE FINANCIAL INC.|10
PCEF|INVESCO CEF INC CMP|SBSH|Citigroup Global Markets Inc.|2376
PCEF|INVESCO CEF INC CMP|SGMT|GOLDMAN SACHS & CO. LLC|2695
PCEF|INVESCO CEF INC CMP|SPDR|SPEEDROUTE LLC|3100
PCEF|INVESCO CEF INC CMP|STFL|Stifel, Nicolaus & Company, Incorporated|2650
PCEF|INVESCO CEF INC CMP|SWIM|TD Ameritrade, Inc.|3874
PCEF|INVESCO CEF INC CMP|SWST|Hilltop Securities Inc.|2963
PCEF|INVESCO CEF INC CMP|TKNG|ALLY INVEST SECURITIES LLC|23
PCEF|INVESCO CEF INC CMP|TWTT|TASTYWORKS, INC.|200
PCEF|INVESCO CEF INC CMP|UBSA|UBS SECURITIES LLC|13647
PCEF|INVESCO CEF INC CMP|UBSS|UBS Securities LLC|91271
PCEF|INVESCO CEF INC CMP|VALX|VIRTU AMERICAS LLC|167
PCEF|INVESCO CEF INC CMP|VGRD|Vanguard Marketing Corporation|25356
PCEF|INVESCO CEF INC CMP|WCHV|WELLS FARGO SECURITIES, LLC|49449
PCEF|INVESCO CEF INC CMP|WEDB|WEDBUSH SECURITIES INC.|360
PCEF|INVESCO CEF INC CMP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|324
PCEF|INVESCO CEF INC CMP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|800
PCEF|INVESCO CEF INC CMP|WSEA|WOLVERINE SECURITIES, LLC|897
PCEF|INVESCO CEF INC CMP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PCEF|INVESCO CEF INC CMP|YKNA|COMHAR CAPITAL MARKETS, LLC|319
PCEF|INVESCO CEF INC CMP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|55828
PCF|PUTNAM HGH INC SC FD|ALTX|Alternet Securities Inc.|100
PCF|PUTNAM HGH INC SC FD|APCC|Apex Clearing Corporation|44
PCF|PUTNAM HGH INC SC FD|BARD|Robert W. Baird & Co. Incorporated|1022
PCF|PUTNAM HGH INC SC FD|BATM|CBOE TRADING, INC.|1962
PCF|PUTNAM HGH INC SC FD|BBNT|BB&T SECURITIES, LLC|1
PCF|PUTNAM HGH INC SC FD|BTIG|BTIG, LLC|5921
PCF|PUTNAM HGH INC SC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
PCF|PUTNAM HGH INC SC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1010
PCF|PUTNAM HGH INC SC FD|CTDL|Citadel Derivatives Group Llc|20
PCF|PUTNAM HGH INC SC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1602
PCF|PUTNAM HGH INC SC FD|DBAX|Deutsche Bank Securities Inc.|2000
PCF|PUTNAM HGH INC SC FD|DEAN|MORGAN STANLEY|28
PCF|PUTNAM HGH INC SC FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3260
PCF|PUTNAM HGH INC SC FD|EBXL|EBX LLC|200
PCF|PUTNAM HGH INC SC FD|EDJO|Edward D. Jones & Co., L.P.|4647
PCF|PUTNAM HGH INC SC FD|EGAM|CBOE TRADING, INC.|400
PCF|PUTNAM HGH INC SC FD|ESPO|ESPOSITO SECURITIES, LLC|6086
PCF|PUTNAM HGH INC SC FD|ETRS|E*Trade Securities LLC|615
PCF|PUTNAM HGH INC SC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|126
PCF|PUTNAM HGH INC SC FD|FTBR|Foliofn Investments, Inc.|15
PCF|PUTNAM HGH INC SC FD|GLPX|ACS EXECUTION SERVICES, LLC|270
PCF|PUTNAM HGH INC SC FD|GSLT|GOLDMAN SACHS & CO. LLC|41
PCF|PUTNAM HGH INC SC FD|GTSZ|GTS SECURITIES LLC|300
PCF|PUTNAM HGH INC SC FD|HRBF|American Enterprise Investment Services Inc.|381
PCF|PUTNAM HGH INC SC FD|IATS|INTERACTIVE BROKERS LLC|2800
PCF|PUTNAM HGH INC SC FD|IBKR|Interactive Brokers Llc|9231
PCF|PUTNAM HGH INC SC FD|ICBX|INSTINET, LLC|800
PCF|PUTNAM HGH INC SC FD|INCA|INSTINET, LLC|1028
PCF|PUTNAM HGH INC SC FD|ITGP|ITG INC.|400
PCF|PUTNAM HGH INC SC FD|JANY|Janney Montgomery Scott Inc.|8
PCF|PUTNAM HGH INC SC FD|JPMX|J.P. Morgan Securities LLC|1790
PCF|PUTNAM HGH INC SC FD|KCGM|VIRTU Americas LLC|2200
PCF|PUTNAM HGH INC SC FD|LEHM|Barclays Capital Inc./Le|1900
PCF|PUTNAM HGH INC SC FD|LIME|Lime Brokerage LLC|414
PCF|PUTNAM HGH INC SC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1283
PCF|PUTNAM HGH INC SC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3566
PCF|PUTNAM HGH INC SC FD|MSCO|MORGAN STANLEY & CO. LLC|14190
PCF|PUTNAM HGH INC SC FD|MSPL|MORGAN STANLEY & CO. LLC|14000
PCF|PUTNAM HGH INC SC FD|MSTX|MORGAN STANLEY & CO. LLC|400
PCF|PUTNAM HGH INC SC FD|NATL|National Securities Corporation|200000
PCF|PUTNAM HGH INC SC FD|NFSC|National Financial Services LLC|58400
PCF|PUTNAM HGH INC SC FD|NITE|VIRTU Americas LLC|60911
PCF|PUTNAM HGH INC SC FD|OPCO|Oppenheimer & Co. Inc.|50
PCF|PUTNAM HGH INC SC FD|PDQM|CODA MARKETS, INC.|370
PCF|PUTNAM HGH INC SC FD|RBCM|RBC CAPITAL MARKETS, LLC|1246
PCF|PUTNAM HGH INC SC FD|SAGC|SAGETRADER, LLC|100
PCF|PUTNAM HGH INC SC FD|SBSH|Citigroup Global Markets Inc.|437
PCF|PUTNAM HGH INC SC FD|SGMT|GOLDMAN SACHS & CO. LLC|953
PCF|PUTNAM HGH INC SC FD|SPDR|SPEEDROUTE LLC|100
PCF|PUTNAM HGH INC SC FD|STFL|Stifel, Nicolaus & Company, Incorporated|6
PCF|PUTNAM HGH INC SC FD|SWST|Hilltop Securities Inc.|3732
PCF|PUTNAM HGH INC SC FD|TRCM|TRC MARKETS LLC|100
PCF|PUTNAM HGH INC SC FD|UBSA|UBS SECURITIES LLC|2548
PCF|PUTNAM HGH INC SC FD|UBSS|UBS Securities LLC|7429
PCF|PUTNAM HGH INC SC FD|VGRD|Vanguard Marketing Corporation|12
PCF|PUTNAM HGH INC SC FD|WCHV|WELLS FARGO SECURITIES, LLC|22183
PCF|PUTNAM HGH INC SC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3542
PCF|PUTNAM HGH INC SC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PCF|PUTNAM HGH INC SC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
PCG|PG&E CP|ABLE|NATIXIS Securities Americas LLC|425635
PCG|PG&E CP|ALTX|Alternet Securities Inc.|88275
PCG|PG&E CP|ANOS|ABEL/NOSER, L.L.C.|20437
PCG|PG&E CP|APCC|Apex Clearing Corporation|127496
PCG|PG&E CP|BANK|Primevest Financial Services, Inc.|675
PCG|PG&E CP|BARD|Robert W. Baird & Co. Incorporated|7353
PCG|PG&E CP|BATM|CBOE TRADING, INC.|80925
PCG|PG&E CP|BAYC|BAY CREST PARTNERS, LLC|10
PCG|PG&E CP|BAYT|BTIG, LLC|1000
PCG|PG&E CP|BBNT|BB&T SECURITIES, LLC|1216
PCG|PG&E CP|BERN|Sanford C. Bernstein & Co., LLC|2018263
PCG|PG&E CP|BIDS|BIDS TRADING L.P.|96600
PCG|PG&E CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76163
PCG|PG&E CP|BLKX|INSTINET, LLC|948586
PCG|PG&E CP|BMOC|BMO Capital Markets Corp.|2776
PCG|PG&E CP|BNPX|BNP PARIBAS SECURITIES CORP.|462542
PCG|PG&E CP|BTIG|BTIG, LLC|161622
PCG|PG&E CP|BYXM|CBOE TRADING, INC.|8390
PCG|PG&E CP|BZYD|GOLDMAN SACHS & CO. LLC|900
PCG|PG&E CP|CANT|Cantor Fitzgerald & Co.|3127
PCG|PG&E CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|414106
PCG|PG&E CP|CHAS|Charles Schwab & Co., Inc.|10462
PCG|PG&E CP|CHBC|PENSERRA SECURITIES, LLC|9600
PCG|PG&E CP|CIBP|CIBC World Markets Corp.|327978
PCG|PG&E CP|CIST|Capital Institutional Services, Inc.|20208
PCG|PG&E CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|336720
PCG|PG&E CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|93987
PCG|PG&E CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|57807
PCG|PG&E CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2017987
PCG|PG&E CP|CTDL|Citadel Derivatives Group Llc|30807
PCG|PG&E CP|CTLR|CUTLER GROUP, LP|28202
PCG|PG&E CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|280686
PCG|PG&E CP|DADA|D.A. Davidson & Co.|1093
PCG|PG&E CP|DAVA|Davenport & Company LLC|1
PCG|PG&E CP|DBAB|Deutsche Bank Securities Inc.|1611890
PCG|PG&E CP|DBAX|Deutsche Bank Securities Inc.|1545800
PCG|PG&E CP|DBUL|Deutsche Bank Securities Inc.|1201
PCG|PG&E CP|DCHF|Dart Executions, LLC|37387
PCG|PG&E CP|DEAN|MORGAN STANLEY|100179
PCG|PG&E CP|DEGS|RONIN PROFESSIONAL LLC|3400
PCG|PG&E CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2150
PCG|PG&E CP|DRWC|DRW SECURITIES, L.L.C.|3600
PCG|PG&E CP|DRWK|DRW SECURITIES, L.L.C.|30141
PCG|PG&E CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|12836
PCG|PG&E CP|EBXL|EBX LLC|1467700
PCG|PG&E CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|92625
PCG|PG&E CP|EDJC|Edward Jones / CDS|355
PCG|PG&E CP|EDJO|Edward D. Jones & Co., L.P.|39012
PCG|PG&E CP|EGAM|CBOE TRADING, INC.|112784
PCG|PG&E CP|EGAW|CBOE TRADING, INC.|3824
PCG|PG&E CP|EGMT|EG MARKET TECHNOLOGIES LLC|702
PCG|PG&E CP|EGXM|CBOE TRADING, INC.|35895
PCG|PG&E CP|EGXW|CBOE TRADING, INC.|613
PCG|PG&E CP|EROP|Eroom Securities L.L.C.|1500
PCG|PG&E CP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
PCG|PG&E CP|ETBE|Electronic Transaction Clearing, Inc.|130679
PCG|PG&E CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
PCG|PG&E CP|ETCB|ETC BROKERAGE SERVICES, LLC|11
PCG|PG&E CP|ETCC|Electronic Transaction Clearing, Inc.|1658
PCG|PG&E CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
PCG|PG&E CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|93156
PCG|PG&E CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|500
PCG|PG&E CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4069
PCG|PG&E CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4168
PCG|PG&E CP|ETRS|E*Trade Securities LLC|987379
PCG|PG&E CP|FBSB|U.S. Bancorp Investments, Inc.|875
PCG|PG&E CP|FIDT|Fidelity Clearing Canada ULC./ CDS|46
PCG|PG&E CP|FILL|Tradestation Securities, Inc.|121136
PCG|PG&E CP|FINX|FINTECH SECURITIES|1113
PCG|PG&E CP|FMAF|NBCN Inc./ CDS|2509
PCG|PG&E CP|FMCO|First Manhattan Co|2816
PCG|PG&E CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12610
PCG|PG&E CP|FQLS|Quantlab Securities LP|1385123
PCG|PG&E CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|294421
PCG|PG&E CP|FTBR|Foliofn Investments, Inc.|10666
PCG|PG&E CP|GEBB|GLOBAL EXECUTION BROKERS, LP|24914
PCG|PG&E CP|GLIS|TD Securities Inc|300
PCG|PG&E CP|GLPX|ACS EXECUTION SERVICES, LLC|382174
PCG|PG&E CP|GSCO|GOLDMAN SACHS & CO. LLC|5201362
PCG|PG&E CP|GSCS|GOLDMAN SACHS & CO. LLC|75494
PCG|PG&E CP|GSLT|GOLDMAN SACHS & CO. LLC|84436
PCG|PG&E CP|GTSZ|GTS SECURITIES LLC|477658
PCG|PG&E CP|HAPX|HAP Trading, LLC|720
PCG|PG&E CP|HITS|Height Securities, LLC|500
PCG|PG&E CP|HRBF|American Enterprise Investment Services Inc.|31402
PCG|PG&E CP|HSBC|HSBC Securities, Inc.|15903
PCG|PG&E CP|IATS|INTERACTIVE BROKERS LLC|112927
PCG|PG&E CP|IBKR|Interactive Brokers Llc|319522
PCG|PG&E CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9460
PCG|PG&E CP|ICBX|INSTINET, LLC|493972
PCG|PG&E CP|IEQY|CITADEL SECURITIES LLC|502832
PCG|PG&E CP|IMPC|Imperial Capital, LLC|1400
PCG|PG&E CP|INCA|INSTINET, LLC|1870690
PCG|PG&E CP|INJX|INSTINET, LLC|205967
PCG|PG&E CP|INTL|INTL FCSTONE FINANCIAL INC.|38
PCG|PG&E CP|ITGI|ITG Inc.|259883
PCG|PG&E CP|ITGP|ITG INC.|860800
PCG|PG&E CP|JANY|Janney Montgomery Scott Inc.|8954
PCG|PG&E CP|JEFF|JEFFERIES LLC|521079
PCG|PG&E CP|JMPT|JUMP TRADING, LLC|517001
PCG|PG&E CP|JONE|JonesTrading|18267
PCG|PG&E CP|JPBX|J.P. MORGAN SECURITIES LLC|635752
PCG|PG&E CP|JPMX|J.P. Morgan Securities LLC|2509201
PCG|PG&E CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1100
PCG|PG&E CP|JSJX|JANE STREET CAPITAL LLC|25361
PCG|PG&E CP|KCGM|VIRTU Americas LLC|332173
PCG|PG&E CP|KEYB|KEYBANC CAPITAL MARKETS INC.|24711
PCG|PG&E CP|LEHM|Barclays Capital Inc./Le|4442754
PCG|PG&E CP|LIME|Lime Brokerage LLC|95184
PCG|PG&E CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|2156584
PCG|PG&E CP|LOOP|Loop Capital Markets LLC|30597
PCG|PG&E CP|LQNA|LIQUIDNET, INC.|323500
PCG|PG&E CP|LQNB|LIQUIDNET, INC.|89915
PCG|PG&E CP|LSCI|Lek Securities Corporation|17715
PCG|PG&E CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1937
PCG|PG&E CP|MACC|Mid Atlantic Capital Corporation|620
PCG|PG&E CP|MACQ|Macquarie Capital (USA) Inc.|20280
PCG|PG&E CP|MAXM|Maxim Group LLC|30225
PCG|PG&E CP|MBTS|ALLY INVEST SECURITIES LLC|22400
PCG|PG&E CP|MCMF|Raymond James Ltd. Cds|1600
PCG|PG&E CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|683821
PCG|PG&E CP|MOTF|MOTIF INVESTING, INC.|7
PCG|PG&E CP|MSCO|MORGAN STANLEY & CO. LLC|12206984
PCG|PG&E CP|MSPL|MORGAN STANLEY & CO. LLC|1648800
PCG|PG&E CP|MSTX|MORGAN STANLEY & CO. LLC|746100
PCG|PG&E CP|NFSC|National Financial Services LLC|1361367
PCG|PG&E CP|NITE|VIRTU Americas LLC|4012468
PCG|PG&E CP|NITP|VIRTU Americas LLC|11503
PCG|PG&E CP|NMRA|Nomura Securities International, Inc.|41825
PCG|PG&E CP|NQRB|Brut, LLC|163388
PCG|PG&E CP|NTBF|BMO Nesbitt Burns Inc./CDS|4203
PCG|PG&E CP|NTFN|Network 1 Financial Securities Inc.|390
PCG|PG&E CP|NTRC|Northern Trust Securities, Inc.|5112
PCG|PG&E CP|OHOS|TWO SIGMA SECURITIES, LLC|13704
PCG|PG&E CP|OPCO|Oppenheimer & Co. Inc.|6723
PCG|PG&E CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|378831
PCG|PG&E CP|PDQM|CODA MARKETS, INC.|675338
PCG|PG&E CP|PHLY|NASDAQ Execution Services, LLC|26000
PCG|PG&E CP|PIPR|Piper Jaffray & Co.|2600
PCG|PG&E CP|POIN|PRECISION SECURITIES, LLC (POIN)|4500
PCG|PG&E CP|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|20800
PCG|PG&E CP|PWJC|UBS Financial Services, Inc.|44806
PCG|PG&E CP|QMSR|QUATTRO M SECURITIES INC.|5223
PCG|PG&E CP|RBCM|RBC CAPITAL MARKETS, LLC|25522
PCG|PG&E CP|RHCO|Suntrust Robinson Humphrey, Inc.|42710
PCG|PG&E CP|SAGL|SAGETRADER, LLC|205841
PCG|PG&E CP|SAGW|SAGETRADER, LLC|15
PCG|PG&E CP|SALI|INTL FCSTONE FINANCIAL INC.|2127
PCG|PG&E CP|SBRX|MURIEL SIEBERT & CO INC|1100
PCG|PG&E CP|SBSH|Citigroup Global Markets Inc.|1247265
PCG|PG&E CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|80
PCG|PG&E CP|SEIC|SEI Investments Distribution Co.|3400
PCG|PG&E CP|SGMT|GOLDMAN SACHS & CO. LLC|793904
PCG|PG&E CP|SIDC|Sidoti & Company, LLC|8400
PCG|PG&E CP|SPDR|SPEEDROUTE LLC|146896
PCG|PG&E CP|SPNT|SEVEN POINTS CAPITAL, LLC|1300
PCG|PG&E CP|SPTD|MINT GLOBAL MARKETS, INC.|3000
PCG|PG&E CP|STFL|Stifel, Nicolaus & Company, Incorporated|24134
PCG|PG&E CP|STKP|STOCKPILE INVESTMENTS, INC.|20
PCG|PG&E CP|STRS|STRATEGAS RESEARCH PARTNERS|31984
PCG|PG&E CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21542
PCG|PG&E CP|SWIM|TD Ameritrade, Inc.|2723887
PCG|PG&E CP|SWST|Hilltop Securities Inc.|4836
PCG|PG&E CP|TAGC|TELSEY ADVISORY GROUP LLC|32813
PCG|PG&E CP|TKNG|ALLY INVEST SECURITIES LLC|22078
PCG|PG&E CP|TRBT|Tradebot Systems, Inc.|1119591
PCG|PG&E CP|TRCM|TRC MARKETS LLC|941680
PCG|PG&E CP|TWTT|TASTYWORKS, INC.|8900
PCG|PG&E CP|UBSA|UBS SECURITIES LLC|3583629
PCG|PG&E CP|UBSS|UBS Securities LLC|4994056
PCG|PG&E CP|VALX|VIRTU AMERICAS LLC|57715
PCG|PG&E CP|VERT|The Vertical Trading Group, LLC|5553
PCG|PG&E CP|VGRD|Vanguard Marketing Corporation|39890
PCG|PG&E CP|WABR|Wall Street Access|1300
PCG|PG&E CP|WBLR|WILLIAM BLAIR|10062
PCG|PG&E CP|WBPX|SUMMIT SECURITIES GROUP, LLC|17010
PCG|PG&E CP|WCHV|WELLS FARGO SECURITIES, LLC|403615
PCG|PG&E CP|WDNX|WEEDEN & CO.L.P.|6000
PCG|PG&E CP|WEDB|WEDBUSH SECURITIES INC.|49598
PCG|PG&E CP|WEED|Weeden & Co.L.P.|16084
PCG|PG&E CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|111987
PCG|PG&E CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|114918
PCG|PG&E CP|WGIF|CIBC World Markets Inc.|1366
PCG|PG&E CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10329
PCG|PG&E CP|WOLF|Wolfe Trahan Securities|40000
PCG|PG&E CP|WSEA|WOLVERINE SECURITIES, LLC|46150
PCG|PG&E CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2731
PCG|PG&E CP|WTCO|Williams Trading LLC|11600
PCG|PG&E CP|XIST|INSTINET, LLC|186976
PCG|PG&E CP|XPQR|Jump Trading|2100
PCG|PG&E CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|205094
PCG|PG&E CP|YKNA|COMHAR CAPITAL MARKETS, LLC|29495
PCG|PG&E CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39262
PCG$A|PACIFIC GAS EL 6.00|APCC|Apex Clearing Corporation|1236
PCG$A|PACIFIC GAS EL 6.00|BARD|Robert W. Baird & Co. Incorporated|115
PCG$A|PACIFIC GAS EL 6.00|BATM|CBOE TRADING, INC.|192
PCG$A|PACIFIC GAS EL 6.00|CANT|Cantor Fitzgerald & Co.|1642
PCG$A|PACIFIC GAS EL 6.00|CHAS|Charles Schwab & Co., Inc.|1480
PCG$A|PACIFIC GAS EL 6.00|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2400
PCG$A|PACIFIC GAS EL 6.00|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PCG$A|PACIFIC GAS EL 6.00|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2053
PCG$A|PACIFIC GAS EL 6.00|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PCG$A|PACIFIC GAS EL 6.00|DADA|D.A. Davidson & Co.|100
PCG$A|PACIFIC GAS EL 6.00|DBAX|Deutsche Bank Securities Inc.|2400
PCG$A|PACIFIC GAS EL 6.00|DEAN|MORGAN STANLEY|2845
PCG$A|PACIFIC GAS EL 6.00|EBXL|EBX LLC|800
PCG$A|PACIFIC GAS EL 6.00|EDJO|Edward D. Jones & Co., L.P.|9426
PCG$A|PACIFIC GAS EL 6.00|ETRS|E*Trade Securities LLC|346
PCG$A|PACIFIC GAS EL 6.00|FTBR|Foliofn Investments, Inc.|73
PCG$A|PACIFIC GAS EL 6.00|GEBB|GLOBAL EXECUTION BROKERS, LP|100
PCG$A|PACIFIC GAS EL 6.00|GLPX|ACS EXECUTION SERVICES, LLC|221
PCG$A|PACIFIC GAS EL 6.00|GSCO|GOLDMAN SACHS & CO. LLC|600
PCG$A|PACIFIC GAS EL 6.00|GSCS|GOLDMAN SACHS & CO. LLC|660
PCG$A|PACIFIC GAS EL 6.00|GTSZ|GTS SECURITIES LLC|800
PCG$A|PACIFIC GAS EL 6.00|HRBF|American Enterprise Investment Services Inc.|307
PCG$A|PACIFIC GAS EL 6.00|IBKR|Interactive Brokers Llc|542
PCG$A|PACIFIC GAS EL 6.00|INCA|INSTINET, LLC|2578
PCG$A|PACIFIC GAS EL 6.00|ITGI|ITG Inc.|2412
PCG$A|PACIFIC GAS EL 6.00|JSEB|JANE STREET EXECUTION SERVICES, LLC|240
PCG$A|PACIFIC GAS EL 6.00|KCGM|VIRTU Americas LLC|1000
PCG$A|PACIFIC GAS EL 6.00|LIME|Lime Brokerage LLC|679
PCG$A|PACIFIC GAS EL 6.00|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1021
PCG$A|PACIFIC GAS EL 6.00|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PCG$A|PACIFIC GAS EL 6.00|MSCO|MORGAN STANLEY & CO. LLC|2783
PCG$A|PACIFIC GAS EL 6.00|MSPL|MORGAN STANLEY & CO. LLC|1000
PCG$A|PACIFIC GAS EL 6.00|NFSC|National Financial Services LLC|4959
PCG$A|PACIFIC GAS EL 6.00|NITE|VIRTU Americas LLC|25129
PCG$A|PACIFIC GAS EL 6.00|NQRB|Brut, LLC|300
PCG$A|PACIFIC GAS EL 6.00|OLDM|OLD MISSION CAPITAL, LLC|1060
PCG$A|PACIFIC GAS EL 6.00|PDQM|CODA MARKETS, INC.|421
PCG$A|PACIFIC GAS EL 6.00|PWJC|UBS Financial Services, Inc.|100
PCG$A|PACIFIC GAS EL 6.00|SGMT|GOLDMAN SACHS & CO. LLC|308
PCG$A|PACIFIC GAS EL 6.00|STFL|Stifel, Nicolaus & Company, Incorporated|1653
PCG$A|PACIFIC GAS EL 6.00|SWIM|TD Ameritrade, Inc.|1025
PCG$A|PACIFIC GAS EL 6.00|SWST|Hilltop Securities Inc.|2300
PCG$A|PACIFIC GAS EL 6.00|UBSA|UBS SECURITIES LLC|5354
PCG$A|PACIFIC GAS EL 6.00|UBSS|UBS Securities LLC|4309
PCG$A|PACIFIC GAS EL 6.00|VGRD|Vanguard Marketing Corporation|3099
PCG$A|PACIFIC GAS EL 6.00|WCHV|WELLS FARGO SECURITIES, LLC|3296
PCG$A|PACIFIC GAS EL 6.00|WEDB|WEDBUSH SECURITIES INC.|850
PCG$A|PACIFIC GAS EL 6.00|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41
PCG$A|PACIFIC GAS EL 6.00|WSRP|WESTROCK CAPITAL MANAGEMENT, INC.|1000
PCG$A|PACIFIC GAS EL 6.00|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PCG$A|PACIFIC GAS EL 6.00|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
PCG$B|PACIFIC GAS EL 5.50|BARD|Robert W. Baird & Co. Incorporated|125
PCG$B|PACIFIC GAS EL 5.50|BATM|CBOE TRADING, INC.|473
PCG$B|PACIFIC GAS EL 5.50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110
PCG$B|PACIFIC GAS EL 5.50|DEAN|MORGAN STANLEY|1500
PCG$B|PACIFIC GAS EL 5.50|EBXL|EBX LLC|100
PCG$B|PACIFIC GAS EL 5.50|EDJO|Edward D. Jones & Co., L.P.|500
PCG$B|PACIFIC GAS EL 5.50|ETRS|E*Trade Securities LLC|280
PCG$B|PACIFIC GAS EL 5.50|HRBF|American Enterprise Investment Services Inc.|1261
PCG$B|PACIFIC GAS EL 5.50|INCA|INSTINET, LLC|598
PCG$B|PACIFIC GAS EL 5.50|LIME|Lime Brokerage LLC|210
PCG$B|PACIFIC GAS EL 5.50|MSCO|MORGAN STANLEY & CO. LLC|4685
PCG$B|PACIFIC GAS EL 5.50|NFSC|National Financial Services LLC|3282
PCG$B|PACIFIC GAS EL 5.50|NITE|VIRTU Americas LLC|9861
PCG$B|PACIFIC GAS EL 5.50|STFL|Stifel, Nicolaus & Company, Incorporated|2669
PCG$B|PACIFIC GAS EL 5.50|SWIM|TD Ameritrade, Inc.|600
PCG$B|PACIFIC GAS EL 5.50|UBSA|UBS SECURITIES LLC|746
PCG$B|PACIFIC GAS EL 5.50|UBSS|UBS Securities LLC|1341
PCG$B|PACIFIC GAS EL 5.50|WCHV|WELLS FARGO SECURITIES, LLC|312
PCG$C|PACIFIC GAS EL 5.00|BATM|CBOE TRADING, INC.|5
PCG$C|PACIFIC GAS EL 5.00|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
PCG$C|PACIFIC GAS EL 5.00|DEAN|MORGAN STANLEY|20
PCG$C|PACIFIC GAS EL 5.00|IBKR|Interactive Brokers Llc|233
PCG$C|PACIFIC GAS EL 5.00|ITGI|ITG Inc.|200
PCG$C|PACIFIC GAS EL 5.00|LEHM|Barclays Capital Inc./Le|200
PCG$C|PACIFIC GAS EL 5.00|LIME|Lime Brokerage LLC|200
PCG$C|PACIFIC GAS EL 5.00|NFSC|National Financial Services LLC|926
PCG$C|PACIFIC GAS EL 5.00|NITE|VIRTU Americas LLC|2476
PCG$C|PACIFIC GAS EL 5.00|STFL|Stifel, Nicolaus & Company, Incorporated|463
PCG$C|PACIFIC GAS EL 5.00|UBSA|UBS SECURITIES LLC|5
PCG$C|PACIFIC GAS EL 5.00|UBSS|UBS Securities LLC|5296
PCG$C|PACIFIC GAS EL 5.00|VGRD|Vanguard Marketing Corporation|335
PCG$C|PACIFIC GAS EL 5.00|WCHV|WELLS FARGO SECURITIES, LLC|260
PCG$C|PACIFIC GAS EL 5.00|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1200
PCG$D|PACIFIC GAS EL 5.00|ALTX|Alternet Securities Inc.|300
PCG$D|PACIFIC GAS EL 5.00|BATM|CBOE TRADING, INC.|400
PCG$D|PACIFIC GAS EL 5.00|CPET|CLEARPOOL EXECUTION SERVICES, LLC|101
PCG$D|PACIFIC GAS EL 5.00|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
PCG$D|PACIFIC GAS EL 5.00|DEAN|MORGAN STANLEY|2473
PCG$D|PACIFIC GAS EL 5.00|EBXL|EBX LLC|100
PCG$D|PACIFIC GAS EL 5.00|EGXM|CBOE TRADING, INC.|300
PCG$D|PACIFIC GAS EL 5.00|ETRS|E*Trade Securities LLC|447
PCG$D|PACIFIC GAS EL 5.00|HRBF|American Enterprise Investment Services Inc.|970
PCG$D|PACIFIC GAS EL 5.00|IBKR|Interactive Brokers Llc|2823
PCG$D|PACIFIC GAS EL 5.00|INCA|INSTINET, LLC|904
PCG$D|PACIFIC GAS EL 5.00|ITGI|ITG Inc.|400
PCG$D|PACIFIC GAS EL 5.00|LEHM|Barclays Capital Inc./Le|200
PCG$D|PACIFIC GAS EL 5.00|LIME|Lime Brokerage LLC|358
PCG$D|PACIFIC GAS EL 5.00|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|123
PCG$D|PACIFIC GAS EL 5.00|MCBT|Moors & Cabot, Inc.|500
PCG$D|PACIFIC GAS EL 5.00|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PCG$D|PACIFIC GAS EL 5.00|MSCO|MORGAN STANLEY & CO. LLC|1000
PCG$D|PACIFIC GAS EL 5.00|NFSC|National Financial Services LLC|3051
PCG$D|PACIFIC GAS EL 5.00|NITE|VIRTU Americas LLC|8484
PCG$D|PACIFIC GAS EL 5.00|NQRB|Brut, LLC|200
PCG$D|PACIFIC GAS EL 5.00|STFL|Stifel, Nicolaus & Company, Incorporated|240
PCG$D|PACIFIC GAS EL 5.00|SWST|Hilltop Securities Inc.|2314
PCG$D|PACIFIC GAS EL 5.00|UBSA|UBS SECURITIES LLC|800
PCG$D|PACIFIC GAS EL 5.00|UBSS|UBS Securities LLC|1366
PCG$D|PACIFIC GAS EL 5.00|VGRD|Vanguard Marketing Corporation|200
PCG$D|PACIFIC GAS EL 5.00|WCHV|WELLS FARGO SECURITIES, LLC|2053
PCG$D|PACIFIC GAS EL 5.00|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1371
PCG$E|PACIFIC GAS EL 5.00|BATM|CBOE TRADING, INC.|100
PCG$E|PACIFIC GAS EL 5.00|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
PCG$E|PACIFIC GAS EL 5.00|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PCG$E|PACIFIC GAS EL 5.00|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
PCG$E|PACIFIC GAS EL 5.00|DEAN|MORGAN STANLEY|34
PCG$E|PACIFIC GAS EL 5.00|GTSZ|GTS SECURITIES LLC|100
PCG$E|PACIFIC GAS EL 5.00|IBKR|Interactive Brokers Llc|200
PCG$E|PACIFIC GAS EL 5.00|INCA|INSTINET, LLC|616
PCG$E|PACIFIC GAS EL 5.00|ITGI|ITG Inc.|200
PCG$E|PACIFIC GAS EL 5.00|MSCO|MORGAN STANLEY & CO. LLC|10741
PCG$E|PACIFIC GAS EL 5.00|NFSC|National Financial Services LLC|2813
PCG$E|PACIFIC GAS EL 5.00|NITE|VIRTU Americas LLC|9292
PCG$E|PACIFIC GAS EL 5.00|RBCM|RBC CAPITAL MARKETS, LLC|50
PCG$E|PACIFIC GAS EL 5.00|STFL|Stifel, Nicolaus & Company, Incorporated|471
PCG$E|PACIFIC GAS EL 5.00|UBSA|UBS SECURITIES LLC|1426
PCG$E|PACIFIC GAS EL 5.00|UBSS|UBS Securities LLC|4800
PCG$E|PACIFIC GAS EL 5.00|WCHV|WELLS FARGO SECURITIES, LLC|3480
PCG$E|PACIFIC GAS EL 5.00|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2100
PCG$G|PACIFIC GAS EL 4.80|BARD|Robert W. Baird & Co. Incorporated|1000
PCG$G|PACIFIC GAS EL 4.80|DBAX|Deutsche Bank Securities Inc.|400
PCG$G|PACIFIC GAS EL 4.80|DEAN|MORGAN STANLEY|50
PCG$G|PACIFIC GAS EL 4.80|ETRS|E*Trade Securities LLC|1092
PCG$G|PACIFIC GAS EL 4.80|INCA|INSTINET, LLC|100
PCG$G|PACIFIC GAS EL 4.80|MSCO|MORGAN STANLEY & CO. LLC|2265
PCG$G|PACIFIC GAS EL 4.80|NFSC|National Financial Services LLC|100
PCG$G|PACIFIC GAS EL 4.80|NITE|VIRTU Americas LLC|2765
PCG$G|PACIFIC GAS EL 4.80|UBSS|UBS Securities LLC|1500
PCG$G|PACIFIC GAS EL 4.80|WCHV|WELLS FARGO SECURITIES, LLC|1301
PCG$G|PACIFIC GAS EL 4.80|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
PCG$H|PACIFIC GAS EL 4.50|BATM|CBOE TRADING, INC.|536
PCG$H|PACIFIC GAS EL 4.50|BERN|Sanford C. Bernstein & Co., LLC|200
PCG$H|PACIFIC GAS EL 4.50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|214
PCG$H|PACIFIC GAS EL 4.50|DEAN|MORGAN STANLEY|2800
PCG$H|PACIFIC GAS EL 4.50|EDJO|Edward D. Jones & Co., L.P.|250
PCG$H|PACIFIC GAS EL 4.50|ETRS|E*Trade Securities LLC|1480
PCG$H|PACIFIC GAS EL 4.50|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38
PCG$H|PACIFIC GAS EL 4.50|HRBF|American Enterprise Investment Services Inc.|6173
PCG$H|PACIFIC GAS EL 4.50|IBKR|Interactive Brokers Llc|1335
PCG$H|PACIFIC GAS EL 4.50|LEHM|Barclays Capital Inc./Le|200
PCG$H|PACIFIC GAS EL 4.50|LIME|Lime Brokerage LLC|103
PCG$H|PACIFIC GAS EL 4.50|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PCG$H|PACIFIC GAS EL 4.50|MSCO|MORGAN STANLEY & CO. LLC|1175
PCG$H|PACIFIC GAS EL 4.50|NFSC|National Financial Services LLC|450
PCG$H|PACIFIC GAS EL 4.50|NITE|VIRTU Americas LLC|2725
PCG$H|PACIFIC GAS EL 4.50|NQRB|Brut, LLC|500
PCG$H|PACIFIC GAS EL 4.50|SGMT|GOLDMAN SACHS & CO. LLC|150
PCG$H|PACIFIC GAS EL 4.50|UBSA|UBS SECURITIES LLC|300
PCG$H|PACIFIC GAS EL 4.50|UBSS|UBS Securities LLC|1430
PCG$H|PACIFIC GAS EL 4.50|WCHV|WELLS FARGO SECURITIES, LLC|570
PCG$H|PACIFIC GAS EL 4.50|WEDB|WEDBUSH SECURITIES INC.|3772
PCG$H|PACIFIC GAS EL 4.50|YLPL|Linsco/Private Ledger Financial Services, Incorporated|860
PCG$I|PACIFIC GAS EL 4.36|BARD|Robert W. Baird & Co. Incorporated|1200
PCG$I|PACIFIC GAS EL 4.36|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
PCG$I|PACIFIC GAS EL 4.36|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
PCG$I|PACIFIC GAS EL 4.36|ETRS|E*Trade Securities LLC|923
PCG$I|PACIFIC GAS EL 4.36|IBKR|Interactive Brokers Llc|892
PCG$I|PACIFIC GAS EL 4.36|INCA|INSTINET, LLC|315
PCG$I|PACIFIC GAS EL 4.36|NFSC|National Financial Services LLC|1866
PCG$I|PACIFIC GAS EL 4.36|NITE|VIRTU Americas LLC|3797
PCG$I|PACIFIC GAS EL 4.36|UBSS|UBS Securities LLC|135
PCG$I|PACIFIC GAS EL 4.36|WCHV|WELLS FARGO SECURITIES, LLC|1109
PCH|POTLATCHDELTIC CP|APCC|Apex Clearing Corporation|37
PCH|POTLATCHDELTIC CP|BARD|Robert W. Baird & Co. Incorporated|11765
PCH|POTLATCHDELTIC CP|BATM|CBOE TRADING, INC.|2782
PCH|POTLATCHDELTIC CP|BAYC|BAY CREST PARTNERS, LLC|84
PCH|POTLATCHDELTIC CP|BBNT|BB&T SECURITIES, LLC|1903
PCH|POTLATCHDELTIC CP|BERN|Sanford C. Bernstein & Co., LLC|30022
PCH|POTLATCHDELTIC CP|BKCM|BNY Mellon Capital Markets LLC|12932
PCH|POTLATCHDELTIC CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5466
PCH|POTLATCHDELTIC CP|BLKX|INSTINET, LLC|120494
PCH|POTLATCHDELTIC CP|BMOC|BMO Capital Markets Corp.|11465
PCH|POTLATCHDELTIC CP|BNPX|BNP PARIBAS SECURITIES CORP.|27875
PCH|POTLATCHDELTIC CP|BRVL|BLAYLOCK VAN, LLC|1700
PCH|POTLATCHDELTIC CP|BTIG|BTIG, LLC|35540
PCH|POTLATCHDELTIC CP|BYXM|CBOE TRADING, INC.|700
PCH|POTLATCHDELTIC CP|BZYD|GOLDMAN SACHS & CO. LLC|1706
PCH|POTLATCHDELTIC CP|CANT|Cantor Fitzgerald & Co.|1672
PCH|POTLATCHDELTIC CP|CHAS|Charles Schwab & Co., Inc.|985
PCH|POTLATCHDELTIC CP|CIST|Capital Institutional Services, Inc.|208
PCH|POTLATCHDELTIC CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55064
PCH|POTLATCHDELTIC CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1171
PCH|POTLATCHDELTIC CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
PCH|POTLATCHDELTIC CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|382461
PCH|POTLATCHDELTIC CP|CTDL|Citadel Derivatives Group Llc|15299
PCH|POTLATCHDELTIC CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|41648
PCH|POTLATCHDELTIC CP|DADA|D.A. Davidson & Co.|300
PCH|POTLATCHDELTIC CP|DBAB|Deutsche Bank Securities Inc.|407518
PCH|POTLATCHDELTIC CP|DBAX|Deutsche Bank Securities Inc.|291200
PCH|POTLATCHDELTIC CP|DBUL|Deutsche Bank Securities Inc.|5800
PCH|POTLATCHDELTIC CP|DCHF|Dart Executions, LLC|1121
PCH|POTLATCHDELTIC CP|DEAN|MORGAN STANLEY|2853
PCH|POTLATCHDELTIC CP|DEGS|RONIN PROFESSIONAL LLC|338
PCH|POTLATCHDELTIC CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|922
PCH|POTLATCHDELTIC CP|EBXL|EBX LLC|193300
PCH|POTLATCHDELTIC CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12350
PCH|POTLATCHDELTIC CP|EDJO|Edward D. Jones & Co., L.P.|1003
PCH|POTLATCHDELTIC CP|EGAM|CBOE TRADING, INC.|21274
PCH|POTLATCHDELTIC CP|EGAW|CBOE TRADING, INC.|154
PCH|POTLATCHDELTIC CP|EGXM|CBOE TRADING, INC.|498
PCH|POTLATCHDELTIC CP|ETBE|Electronic Transaction Clearing, Inc.|16381
PCH|POTLATCHDELTIC CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|19323
PCH|POTLATCHDELTIC CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12146
PCH|POTLATCHDELTIC CP|ETRS|E*Trade Securities LLC|5474
PCH|POTLATCHDELTIC CP|FBCO|Credit Suisse Securities (USA) LLC|1781392
PCH|POTLATCHDELTIC CP|FILL|Tradestation Securities, Inc.|30
PCH|POTLATCHDELTIC CP|FINX|FINTECH SECURITIES|950
PCH|POTLATCHDELTIC CP|FMAF|NBCN Inc./ CDS|300
PCH|POTLATCHDELTIC CP|FOMA|TD AMERITRADE CLEARING, INC.|10367
PCH|POTLATCHDELTIC CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3870
PCH|POTLATCHDELTIC CP|FQLS|Quantlab Securities LP|141199
PCH|POTLATCHDELTIC CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22603
PCH|POTLATCHDELTIC CP|FTBR|Foliofn Investments, Inc.|296
PCH|POTLATCHDELTIC CP|GEBB|GLOBAL EXECUTION BROKERS, LP|19509
PCH|POTLATCHDELTIC CP|GLPX|ACS EXECUTION SERVICES, LLC|11438
PCH|POTLATCHDELTIC CP|GSCO|GOLDMAN SACHS & CO. LLC|1616103
PCH|POTLATCHDELTIC CP|GSCS|GOLDMAN SACHS & CO. LLC|6650
PCH|POTLATCHDELTIC CP|GSLT|GOLDMAN SACHS & CO. LLC|801
PCH|POTLATCHDELTIC CP|GTSZ|GTS SECURITIES LLC|3271
PCH|POTLATCHDELTIC CP|HRBF|American Enterprise Investment Services Inc.|165
PCH|POTLATCHDELTIC CP|HSBC|HSBC Securities, Inc.|48441
PCH|POTLATCHDELTIC CP|IATS|INTERACTIVE BROKERS LLC|700
PCH|POTLATCHDELTIC CP|IBKR|Interactive Brokers Llc|13595
PCH|POTLATCHDELTIC CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2231
PCH|POTLATCHDELTIC CP|ICBX|INSTINET, LLC|90013
PCH|POTLATCHDELTIC CP|IEQY|CITADEL SECURITIES LLC|67383
PCH|POTLATCHDELTIC CP|INCA|INSTINET, LLC|186869
PCH|POTLATCHDELTIC CP|INJX|INSTINET, LLC|17113
PCH|POTLATCHDELTIC CP|ITGI|ITG Inc.|511299
PCH|POTLATCHDELTIC CP|ITGP|ITG INC.|135400
PCH|POTLATCHDELTIC CP|JANY|Janney Montgomery Scott Inc.|1
PCH|POTLATCHDELTIC CP|JEFF|JEFFERIES LLC|107091
PCH|POTLATCHDELTIC CP|JMPT|JUMP TRADING, LLC|11350
PCH|POTLATCHDELTIC CP|JPBX|J.P. MORGAN SECURITIES LLC|116900
PCH|POTLATCHDELTIC CP|JPMX|J.P. Morgan Securities LLC|724968
PCH|POTLATCHDELTIC CP|JSJX|JANE STREET CAPITAL LLC|11578
PCH|POTLATCHDELTIC CP|KCGM|VIRTU Americas LLC|63940
PCH|POTLATCHDELTIC CP|LEHM|Barclays Capital Inc./Le|651087
PCH|POTLATCHDELTIC CP|LIME|Lime Brokerage LLC|111617
PCH|POTLATCHDELTIC CP|LMGP|LIME BROKERAGE LLC|4800
PCH|POTLATCHDELTIC CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|133006
PCH|POTLATCHDELTIC CP|LOOP|Loop Capital Markets LLC|400
PCH|POTLATCHDELTIC CP|LQNA|LIQUIDNET, INC.|36600
PCH|POTLATCHDELTIC CP|LSCI|Lek Securities Corporation|200
PCH|POTLATCHDELTIC CP|MACQ|Macquarie Capital (USA) Inc.|9672
PCH|POTLATCHDELTIC CP|MAXM|Maxim Group LLC|6523
PCH|POTLATCHDELTIC CP|MBTS|ALLY INVEST SECURITIES LLC|48
PCH|POTLATCHDELTIC CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136280
PCH|POTLATCHDELTIC CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1398
PCH|POTLATCHDELTIC CP|MSCO|MORGAN STANLEY & CO. LLC|1479298
PCH|POTLATCHDELTIC CP|MSPL|MORGAN STANLEY & CO. LLC|220900
PCH|POTLATCHDELTIC CP|MSTX|MORGAN STANLEY & CO. LLC|45800
PCH|POTLATCHDELTIC CP|NFSC|National Financial Services LLC|27025
PCH|POTLATCHDELTIC CP|NITE|VIRTU Americas LLC|84457
PCH|POTLATCHDELTIC CP|NITP|VIRTU Americas LLC|5933
PCH|POTLATCHDELTIC CP|NQRB|Brut, LLC|1350
PCH|POTLATCHDELTIC CP|NTRC|Northern Trust Securities, Inc.|2159
PCH|POTLATCHDELTIC CP|OPCO|Oppenheimer & Co. Inc.|233
PCH|POTLATCHDELTIC CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1558
PCH|POTLATCHDELTIC CP|PCPT|PHILLIP CAPITAL INC.|320
PCH|POTLATCHDELTIC CP|PDQM|CODA MARKETS, INC.|329279
PCH|POTLATCHDELTIC CP|QMSR|QUATTRO M SECURITIES INC.|1200
PCH|POTLATCHDELTIC CP|RAJA|Raymond James & Associates, Inc.|1067
PCH|POTLATCHDELTIC CP|RBCM|RBC CAPITAL MARKETS, LLC|3873
PCH|POTLATCHDELTIC CP|SAGL|SAGETRADER, LLC|100
PCH|POTLATCHDELTIC CP|SAGW|SAGETRADER, LLC|176
PCH|POTLATCHDELTIC CP|SALI|INTL FCSTONE FINANCIAL INC.|16
PCH|POTLATCHDELTIC CP|SBSH|Citigroup Global Markets Inc.|175302
PCH|POTLATCHDELTIC CP|SGMT|GOLDMAN SACHS & CO. LLC|126980
PCH|POTLATCHDELTIC CP|SPDR|SPEEDROUTE LLC|34413
PCH|POTLATCHDELTIC CP|STFL|Stifel, Nicolaus & Company, Incorporated|283
PCH|POTLATCHDELTIC CP|STKP|STOCKPILE INVESTMENTS, INC.|8
PCH|POTLATCHDELTIC CP|SWIM|TD Ameritrade, Inc.|4400
PCH|POTLATCHDELTIC CP|SWST|Hilltop Securities Inc.|150
PCH|POTLATCHDELTIC CP|TKNG|ALLY INVEST SECURITIES LLC|190
PCH|POTLATCHDELTIC CP|TONC|CUTTONE & CO., LLC|1505
PCH|POTLATCHDELTIC CP|TRBT|Tradebot Systems, Inc.|48929
PCH|POTLATCHDELTIC CP|TRCM|TRC MARKETS LLC|84983
PCH|POTLATCHDELTIC CP|UBSA|UBS SECURITIES LLC|126579
PCH|POTLATCHDELTIC CP|UBSS|UBS Securities LLC|584368
PCH|POTLATCHDELTIC CP|VALX|VIRTU AMERICAS LLC|21930
PCH|POTLATCHDELTIC CP|VGRD|Vanguard Marketing Corporation|15839
PCH|POTLATCHDELTIC CP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
PCH|POTLATCHDELTIC CP|WCHV|WELLS FARGO SECURITIES, LLC|100770
PCH|POTLATCHDELTIC CP|WDNX|WEEDEN & CO.L.P.|204
PCH|POTLATCHDELTIC CP|WEED|Weeden & Co.L.P.|16300
PCH|POTLATCHDELTIC CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3567
PCH|POTLATCHDELTIC CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|517
PCH|POTLATCHDELTIC CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|479
PCH|POTLATCHDELTIC CP|WSEA|WOLVERINE SECURITIES, LLC|219
PCH|POTLATCHDELTIC CP|XIST|INSTINET, LLC|131406
PCH|POTLATCHDELTIC CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7868
PCH|POTLATCHDELTIC CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1101
PCI|PIMCO DYN CRD & MTG|AGIS|Aegis Capital Corp.|3786
PCI|PIMCO DYN CRD & MTG|ALTX|Alternet Securities Inc.|6500
PCI|PIMCO DYN CRD & MTG|APCC|Apex Clearing Corporation|13574
PCI|PIMCO DYN CRD & MTG|BANK|Primevest Financial Services, Inc.|2868
PCI|PIMCO DYN CRD & MTG|BARD|Robert W. Baird & Co. Incorporated|9081
PCI|PIMCO DYN CRD & MTG|BATM|CBOE TRADING, INC.|986
PCI|PIMCO DYN CRD & MTG|BBNT|BB&T SECURITIES, LLC|16845
PCI|PIMCO DYN CRD & MTG|BERN|Sanford C. Bernstein & Co., LLC|49652
PCI|PIMCO DYN CRD & MTG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3168
PCI|PIMCO DYN CRD & MTG|BTIG|BTIG, LLC|1660
PCI|PIMCO DYN CRD & MTG|BYXM|CBOE TRADING, INC.|200
PCI|PIMCO DYN CRD & MTG|CANT|Cantor Fitzgerald & Co.|28491
PCI|PIMCO DYN CRD & MTG|CHAS|Charles Schwab & Co., Inc.|14281
PCI|PIMCO DYN CRD & MTG|CIST|Capital Institutional Services, Inc.|45898
PCI|PIMCO DYN CRD & MTG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21105
PCI|PIMCO DYN CRD & MTG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|782
PCI|PIMCO DYN CRD & MTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|124820
PCI|PIMCO DYN CRD & MTG|CXCX|CITIGROUP GLOBAL MARKETS INC.|13606
PCI|PIMCO DYN CRD & MTG|DADA|D.A. Davidson & Co.|20736
PCI|PIMCO DYN CRD & MTG|DBAX|Deutsche Bank Securities Inc.|26500
PCI|PIMCO DYN CRD & MTG|DEAN|MORGAN STANLEY|87786
PCI|PIMCO DYN CRD & MTG|DEGS|RONIN PROFESSIONAL LLC|200
PCI|PIMCO DYN CRD & MTG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
PCI|PIMCO DYN CRD & MTG|EBXL|EBX LLC|59200
PCI|PIMCO DYN CRD & MTG|ECUT|CONVERGEX EXECUTION SOLUTIONS|11631
PCI|PIMCO DYN CRD & MTG|EDJC|Edward Jones / CDS|404
PCI|PIMCO DYN CRD & MTG|EDJO|Edward D. Jones & Co., L.P.|2968
PCI|PIMCO DYN CRD & MTG|EGAM|CBOE TRADING, INC.|15706
PCI|PIMCO DYN CRD & MTG|EGXM|CBOE TRADING, INC.|3101
PCI|PIMCO DYN CRD & MTG|EGXW|CBOE TRADING, INC.|100
PCI|PIMCO DYN CRD & MTG|ETBE|Electronic Transaction Clearing, Inc.|1057
PCI|PIMCO DYN CRD & MTG|ETCB|ETC BROKERAGE SERVICES, LLC|400
PCI|PIMCO DYN CRD & MTG|ETRS|E*Trade Securities LLC|125277
PCI|PIMCO DYN CRD & MTG|FBSB|U.S. Bancorp Investments, Inc.|11
PCI|PIMCO DYN CRD & MTG|FINX|FINTECH SECURITIES|800
PCI|PIMCO DYN CRD & MTG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9138
PCI|PIMCO DYN CRD & MTG|FTBR|Foliofn Investments, Inc.|2035
PCI|PIMCO DYN CRD & MTG|GLIS|TD Securities Inc|3720
PCI|PIMCO DYN CRD & MTG|GLPX|ACS EXECUTION SERVICES, LLC|7935
PCI|PIMCO DYN CRD & MTG|GSCO|GOLDMAN SACHS & CO. LLC|46592
PCI|PIMCO DYN CRD & MTG|GSCS|GOLDMAN SACHS & CO. LLC|400
PCI|PIMCO DYN CRD & MTG|GSLT|GOLDMAN SACHS & CO. LLC|1880
PCI|PIMCO DYN CRD & MTG|GTSZ|GTS SECURITIES LLC|924
PCI|PIMCO DYN CRD & MTG|HRBF|American Enterprise Investment Services Inc.|6298
PCI|PIMCO DYN CRD & MTG|IATS|INTERACTIVE BROKERS LLC|31972
PCI|PIMCO DYN CRD & MTG|IBKR|Interactive Brokers Llc|69450
PCI|PIMCO DYN CRD & MTG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|475
PCI|PIMCO DYN CRD & MTG|ICBX|INSTINET, LLC|44481
PCI|PIMCO DYN CRD & MTG|INCA|INSTINET, LLC|39251
PCI|PIMCO DYN CRD & MTG|ISLL|INLET SECURITIES, LLC|162
PCI|PIMCO DYN CRD & MTG|ITGI|ITG Inc.|47637
PCI|PIMCO DYN CRD & MTG|ITGP|ITG INC.|60600
PCI|PIMCO DYN CRD & MTG|JANY|Janney Montgomery Scott Inc.|18425
PCI|PIMCO DYN CRD & MTG|JMPT|JUMP TRADING, LLC|1286
PCI|PIMCO DYN CRD & MTG|JPMX|J.P. Morgan Securities LLC|128018
PCI|PIMCO DYN CRD & MTG|JSJX|JANE STREET CAPITAL LLC|303
PCI|PIMCO DYN CRD & MTG|KCGM|VIRTU Americas LLC|28324
PCI|PIMCO DYN CRD & MTG|LEHM|Barclays Capital Inc./Le|70370
PCI|PIMCO DYN CRD & MTG|LGNT|COR CLEARING LLC|15
PCI|PIMCO DYN CRD & MTG|LIME|Lime Brokerage LLC|1286
PCI|PIMCO DYN CRD & MTG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7400
PCI|PIMCO DYN CRD & MTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73932
PCI|PIMCO DYN CRD & MTG|MOTF|MOTIF INVESTING, INC.|7
PCI|PIMCO DYN CRD & MTG|MSCO|MORGAN STANLEY & CO. LLC|453775
PCI|PIMCO DYN CRD & MTG|MSPL|MORGAN STANLEY & CO. LLC|37900
PCI|PIMCO DYN CRD & MTG|MSTX|MORGAN STANLEY & CO. LLC|1600
PCI|PIMCO DYN CRD & MTG|NATL|National Securities Corporation|6740
PCI|PIMCO DYN CRD & MTG|NFSC|National Financial Services LLC|1092313
PCI|PIMCO DYN CRD & MTG|NITE|VIRTU Americas LLC|1387197
PCI|PIMCO DYN CRD & MTG|NQRB|Brut, LLC|3156
PCI|PIMCO DYN CRD & MTG|NTBF|BMO Nesbitt Burns Inc./CDS|1000
PCI|PIMCO DYN CRD & MTG|OPCO|Oppenheimer & Co. Inc.|18883
PCI|PIMCO DYN CRD & MTG|OTAA|OTA LLC|10000
PCI|PIMCO DYN CRD & MTG|PCFF|Pacific International Securities Inc./CDS|850
PCI|PIMCO DYN CRD & MTG|PDQM|CODA MARKETS, INC.|23004
PCI|PIMCO DYN CRD & MTG|PWJC|UBS Financial Services, Inc.|85277
PCI|PIMCO DYN CRD & MTG|RBCM|RBC CAPITAL MARKETS, LLC|56436
PCI|PIMCO DYN CRD & MTG|SAGC|SAGETRADER, LLC|100
PCI|PIMCO DYN CRD & MTG|SAGL|SAGETRADER, LLC|400
PCI|PIMCO DYN CRD & MTG|SALI|INTL FCSTONE FINANCIAL INC.|1300
PCI|PIMCO DYN CRD & MTG|SBSH|Citigroup Global Markets Inc.|20340
PCI|PIMCO DYN CRD & MTG|SGMT|GOLDMAN SACHS & CO. LLC|24264
PCI|PIMCO DYN CRD & MTG|SPDR|SPEEDROUTE LLC|1000
PCI|PIMCO DYN CRD & MTG|STFL|Stifel, Nicolaus & Company, Incorporated|37855
PCI|PIMCO DYN CRD & MTG|STXG|Stockcross Financial Services, Inc.|51
PCI|PIMCO DYN CRD & MTG|SWIM|TD Ameritrade, Inc.|53313
PCI|PIMCO DYN CRD & MTG|SWST|Hilltop Securities Inc.|7733
PCI|PIMCO DYN CRD & MTG|TKNG|ALLY INVEST SECURITIES LLC|2340
PCI|PIMCO DYN CRD & MTG|TRBT|Tradebot Systems, Inc.|13976
PCI|PIMCO DYN CRD & MTG|UBSA|UBS SECURITIES LLC|133264
PCI|PIMCO DYN CRD & MTG|UBSS|UBS Securities LLC|367918
PCI|PIMCO DYN CRD & MTG|VALX|VIRTU AMERICAS LLC|5752
PCI|PIMCO DYN CRD & MTG|VGRD|Vanguard Marketing Corporation|180646
PCI|PIMCO DYN CRD & MTG|VNDM|Wall Street Access|60480
PCI|PIMCO DYN CRD & MTG|WABR|Wall Street Access|4100
PCI|PIMCO DYN CRD & MTG|WBET|Wallachbeth Capital LLC|50
PCI|PIMCO DYN CRD & MTG|WCHV|WELLS FARGO SECURITIES, LLC|271754
PCI|PIMCO DYN CRD & MTG|WEDB|WEDBUSH SECURITIES INC.|17726
PCI|PIMCO DYN CRD & MTG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2123
PCI|PIMCO DYN CRD & MTG|WGIF|CIBC World Markets Inc.|837
PCI|PIMCO DYN CRD & MTG|WSEA|WOLVERINE SECURITIES, LLC|9506
PCI|PIMCO DYN CRD & MTG|XSTM|NATIONAL FINANCIAL SERVICES LLC|12448
PCI|PIMCO DYN CRD & MTG|YKNA|COMHAR CAPITAL MARKETS, LLC|6066
PCI|PIMCO DYN CRD & MTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56410
PCK|PIMCO CAL MUN INC II|ALTX|Alternet Securities Inc.|500
PCK|PIMCO CAL MUN INC II|APCC|Apex Clearing Corporation|45
PCK|PIMCO CAL MUN INC II|BATM|CBOE TRADING, INC.|200
PCK|PIMCO CAL MUN INC II|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3180
PCK|PIMCO CAL MUN INC II|BMAK|BMA SECURITIES|1420
PCK|PIMCO CAL MUN INC II|BTIG|BTIG, LLC|900
PCK|PIMCO CAL MUN INC II|CANT|Cantor Fitzgerald & Co.|2411
PCK|PIMCO CAL MUN INC II|CHAS|Charles Schwab & Co., Inc.|2004
PCK|PIMCO CAL MUN INC II|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
PCK|PIMCO CAL MUN INC II|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
PCK|PIMCO CAL MUN INC II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3755
PCK|PIMCO CAL MUN INC II|CTDL|Citadel Derivatives Group Llc|91
PCK|PIMCO CAL MUN INC II|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PCK|PIMCO CAL MUN INC II|DADA|D.A. Davidson & Co.|1640
PCK|PIMCO CAL MUN INC II|DCHF|Dart Executions, LLC|200
PCK|PIMCO CAL MUN INC II|DEAN|MORGAN STANLEY|5652
PCK|PIMCO CAL MUN INC II|DEGS|RONIN PROFESSIONAL LLC|200
PCK|PIMCO CAL MUN INC II|EBXL|EBX LLC|1100
PCK|PIMCO CAL MUN INC II|ECUT|CONVERGEX EXECUTION SOLUTIONS|3002
PCK|PIMCO CAL MUN INC II|EDJO|Edward D. Jones & Co., L.P.|1397
PCK|PIMCO CAL MUN INC II|EGAM|CBOE TRADING, INC.|500
PCK|PIMCO CAL MUN INC II|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
PCK|PIMCO CAL MUN INC II|ETRS|E*Trade Securities LLC|43971
PCK|PIMCO CAL MUN INC II|FILL|Tradestation Securities, Inc.|400
PCK|PIMCO CAL MUN INC II|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6258
PCK|PIMCO CAL MUN INC II|FTBR|Foliofn Investments, Inc.|25
PCK|PIMCO CAL MUN INC II|GLPX|ACS EXECUTION SERVICES, LLC|230
PCK|PIMCO CAL MUN INC II|GSCO|GOLDMAN SACHS & CO. LLC|100
PCK|PIMCO CAL MUN INC II|GTSZ|GTS SECURITIES LLC|200
PCK|PIMCO CAL MUN INC II|HRBF|American Enterprise Investment Services Inc.|26
PCK|PIMCO CAL MUN INC II|IATS|INTERACTIVE BROKERS LLC|1346
PCK|PIMCO CAL MUN INC II|IBKR|Interactive Brokers Llc|8748
PCK|PIMCO CAL MUN INC II|INCA|INSTINET, LLC|1833
PCK|PIMCO CAL MUN INC II|ITGI|ITG Inc.|2100
PCK|PIMCO CAL MUN INC II|ITGP|ITG INC.|1000
PCK|PIMCO CAL MUN INC II|JSJX|JANE STREET CAPITAL LLC|200
PCK|PIMCO CAL MUN INC II|KCGM|VIRTU Americas LLC|14
PCK|PIMCO CAL MUN INC II|LEHM|Barclays Capital Inc./Le|400
PCK|PIMCO CAL MUN INC II|LIME|Lime Brokerage LLC|578
PCK|PIMCO CAL MUN INC II|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
PCK|PIMCO CAL MUN INC II|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2850
PCK|PIMCO CAL MUN INC II|MSCO|MORGAN STANLEY & CO. LLC|104783
PCK|PIMCO CAL MUN INC II|MSPL|MORGAN STANLEY & CO. LLC|9000
PCK|PIMCO CAL MUN INC II|NFSC|National Financial Services LLC|193544
PCK|PIMCO CAL MUN INC II|NITE|VIRTU Americas LLC|230487
PCK|PIMCO CAL MUN INC II|NQRB|Brut, LLC|2110
PCK|PIMCO CAL MUN INC II|OPCO|Oppenheimer & Co. Inc.|13604
PCK|PIMCO CAL MUN INC II|PDQM|CODA MARKETS, INC.|1160
PCK|PIMCO CAL MUN INC II|RBCM|RBC CAPITAL MARKETS, LLC|1564
PCK|PIMCO CAL MUN INC II|SAGC|SAGETRADER, LLC|100
PCK|PIMCO CAL MUN INC II|SBSH|Citigroup Global Markets Inc.|800
PCK|PIMCO CAL MUN INC II|SGMT|GOLDMAN SACHS & CO. LLC|100
PCK|PIMCO CAL MUN INC II|SPDR|SPEEDROUTE LLC|100
PCK|PIMCO CAL MUN INC II|STFL|Stifel, Nicolaus & Company, Incorporated|3114
PCK|PIMCO CAL MUN INC II|SWIM|TD Ameritrade, Inc.|12686
PCK|PIMCO CAL MUN INC II|SWST|Hilltop Securities Inc.|5198
PCK|PIMCO CAL MUN INC II|TKNG|ALLY INVEST SECURITIES LLC|1269
PCK|PIMCO CAL MUN INC II|TRBT|Tradebot Systems, Inc.|971
PCK|PIMCO CAL MUN INC II|UBSA|UBS SECURITIES LLC|6585
PCK|PIMCO CAL MUN INC II|UBSS|UBS Securities LLC|68196
PCK|PIMCO CAL MUN INC II|VGRD|Vanguard Marketing Corporation|16313
PCK|PIMCO CAL MUN INC II|WCHV|WELLS FARGO SECURITIES, LLC|22693
PCK|PIMCO CAL MUN INC II|WEDB|WEDBUSH SECURITIES INC.|14482
PCK|PIMCO CAL MUN INC II|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11348
PCK|PIMCO CAL MUN INC II|WSEA|WOLVERINE SECURITIES, LLC|367
PCK|PIMCO CAL MUN INC II|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PCK|PIMCO CAL MUN INC II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13606
PCM|PCM FUND, INC.|APCC|Apex Clearing Corporation|528
PCM|PCM FUND, INC.|BARD|Robert W. Baird & Co. Incorporated|38
PCM|PCM FUND, INC.|BATM|CBOE TRADING, INC.|116
PCM|PCM FUND, INC.|CHAS|Charles Schwab & Co., Inc.|3
PCM|PCM FUND, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107
PCM|PCM FUND, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
PCM|PCM FUND, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
PCM|PCM FUND, INC.|DADA|D.A. Davidson & Co.|900
PCM|PCM FUND, INC.|DBAX|Deutsche Bank Securities Inc.|1100
PCM|PCM FUND, INC.|DEAN|MORGAN STANLEY|202
PCM|PCM FUND, INC.|EBXL|EBX LLC|800
PCM|PCM FUND, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3599
PCM|PCM FUND, INC.|EDJO|Edward D. Jones & Co., L.P.|90
PCM|PCM FUND, INC.|EGXM|CBOE TRADING, INC.|77
PCM|PCM FUND, INC.|ETRS|E*Trade Securities LLC|6067
PCM|PCM FUND, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
PCM|PCM FUND, INC.|FTBR|Foliofn Investments, Inc.|530
PCM|PCM FUND, INC.|GLPX|ACS EXECUTION SERVICES, LLC|284
PCM|PCM FUND, INC.|GSLT|GOLDMAN SACHS & CO. LLC|940
PCM|PCM FUND, INC.|GTSZ|GTS SECURITIES LLC|605
PCM|PCM FUND, INC.|HRBF|American Enterprise Investment Services Inc.|4722
PCM|PCM FUND, INC.|IATS|INTERACTIVE BROKERS LLC|6388
PCM|PCM FUND, INC.|IBKR|Interactive Brokers Llc|12285
PCM|PCM FUND, INC.|ICBX|INSTINET, LLC|300
PCM|PCM FUND, INC.|INCA|INSTINET, LLC|2782
PCM|PCM FUND, INC.|ITGI|ITG Inc.|184
PCM|PCM FUND, INC.|JPMX|J.P. Morgan Securities LLC|276
PCM|PCM FUND, INC.|KCGM|VIRTU Americas LLC|232
PCM|PCM FUND, INC.|LGNT|COR CLEARING LLC|1
PCM|PCM FUND, INC.|LIME|Lime Brokerage LLC|639
PCM|PCM FUND, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|507
PCM|PCM FUND, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
PCM|PCM FUND, INC.|MOTF|MOTIF INVESTING, INC.|3
PCM|PCM FUND, INC.|MSCO|MORGAN STANLEY & CO. LLC|4272
PCM|PCM FUND, INC.|MSPL|MORGAN STANLEY & CO. LLC|4100
PCM|PCM FUND, INC.|NFSC|National Financial Services LLC|68675
PCM|PCM FUND, INC.|NITE|VIRTU Americas LLC|116921
PCM|PCM FUND, INC.|NQRB|Brut, LLC|1600
PCM|PCM FUND, INC.|OPCO|Oppenheimer & Co. Inc.|650
PCM|PCM FUND, INC.|PDQM|CODA MARKETS, INC.|484
PCM|PCM FUND, INC.|PWJC|UBS Financial Services, Inc.|2800
PCM|PCM FUND, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2554
PCM|PCM FUND, INC.|RGLD|Regal Securities, Inc|60
PCM|PCM FUND, INC.|SALI|INTL FCSTONE FINANCIAL INC.|200
PCM|PCM FUND, INC.|SBSH|Citigroup Global Markets Inc.|100
PCM|PCM FUND, INC.|SGMT|GOLDMAN SACHS & CO. LLC|100
PCM|PCM FUND, INC.|SWIM|TD Ameritrade, Inc.|4380
PCM|PCM FUND, INC.|SWST|Hilltop Securities Inc.|746
PCM|PCM FUND, INC.|TKNG|ALLY INVEST SECURITIES LLC|785
PCM|PCM FUND, INC.|TRBT|Tradebot Systems, Inc.|1900
PCM|PCM FUND, INC.|UBSA|UBS SECURITIES LLC|4732
PCM|PCM FUND, INC.|UBSS|UBS Securities LLC|37341
PCM|PCM FUND, INC.|VALX|VIRTU AMERICAS LLC|100
PCM|PCM FUND, INC.|VGRD|Vanguard Marketing Corporation|10814
PCM|PCM FUND, INC.|VSIN|Vision Financial Markets Llc|22
PCM|PCM FUND, INC.|WCHV|WELLS FARGO SECURITIES, LLC|29570
PCM|PCM FUND, INC.|WEDB|WEDBUSH SECURITIES INC.|300
PCM|PCM FUND, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|360
PCM|PCM FUND, INC.|WSEA|WOLVERINE SECURITIES, LLC|2236
PCM|PCM FUND, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
PCM|PCM FUND, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
PCM|PCM FUND, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24402
PCMI|PCM, INC.|APCC|Apex Clearing Corporation|7
PCMI|PCM, INC.|BATM|CBOE TRADING, INC.|401
PCMI|PCM, INC.|BAYC|BAY CREST PARTNERS, LLC|245
PCMI|PCM, INC.|BAYT|BTIG, LLC|3700
PCMI|PCM, INC.|BERN|Sanford C. Bernstein & Co., LLC|1600
PCMI|PCM, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2800
PCMI|PCM, INC.|BMOC|BMO Capital Markets Corp.|1429
PCMI|PCM, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|486
PCMI|PCM, INC.|BTIG|BTIG, LLC|5937
PCMI|PCM, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1600
PCMI|PCM, INC.|CHAS|Charles Schwab & Co., Inc.|1572
PCMI|PCM, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14
PCMI|PCM, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10207
PCMI|PCM, INC.|CTDL|Citadel Derivatives Group Llc|483
PCMI|PCM, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1268
PCMI|PCM, INC.|DBAB|Deutsche Bank Securities Inc.|197591
PCMI|PCM, INC.|DBAX|Deutsche Bank Securities Inc.|3900
PCMI|PCM, INC.|DEAN|MORGAN STANLEY|6043
PCMI|PCM, INC.|DEGS|RONIN PROFESSIONAL LLC|11173
PCMI|PCM, INC.|EBXL|EBX LLC|7200
PCMI|PCM, INC.|EGAM|CBOE TRADING, INC.|500
PCMI|PCM, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|110
PCMI|PCM, INC.|EGXM|CBOE TRADING, INC.|152
PCMI|PCM, INC.|ETBE|Electronic Transaction Clearing, Inc.|16633
PCMI|PCM, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
PCMI|PCM, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10544
PCMI|PCM, INC.|ETRS|E*Trade Securities LLC|35087
PCMI|PCM, INC.|FBCO|Credit Suisse Securities (USA) LLC|33436
PCMI|PCM, INC.|FILL|Tradestation Securities, Inc.|2092
PCMI|PCM, INC.|FINX|FINTECH SECURITIES|1380
PCMI|PCM, INC.|FMAF|NBCN Inc./ CDS|27
PCMI|PCM, INC.|FOMA|TD AMERITRADE CLEARING, INC.|92169
PCMI|PCM, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9795
PCMI|PCM, INC.|FTBR|Foliofn Investments, Inc.|3561
PCMI|PCM, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3009
PCMI|PCM, INC.|GLPX|ACS EXECUTION SERVICES, LLC|500
PCMI|PCM, INC.|GSCO|GOLDMAN SACHS & CO. LLC|267696
PCMI|PCM, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3655
PCMI|PCM, INC.|GSLT|GOLDMAN SACHS & CO. LLC|710
PCMI|PCM, INC.|GTSZ|GTS SECURITIES LLC|216
PCMI|PCM, INC.|IBKR|Interactive Brokers Llc|47533
PCMI|PCM, INC.|ICBX|INSTINET, LLC|5600
PCMI|PCM, INC.|IEQY|CITADEL SECURITIES LLC|2248
PCMI|PCM, INC.|INCA|INSTINET, LLC|75106
PCMI|PCM, INC.|INJX|INSTINET, LLC|345
PCMI|PCM, INC.|ITGI|ITG Inc.|13651
PCMI|PCM, INC.|ITGP|ITG INC.|15800
PCMI|PCM, INC.|JEFF|JEFFERIES LLC|654
PCMI|PCM, INC.|JMPT|JUMP TRADING, LLC|2105
PCMI|PCM, INC.|JPBX|J.P. MORGAN SECURITIES LLC|5832
PCMI|PCM, INC.|JPMX|J.P. Morgan Securities LLC|38798
PCMI|PCM, INC.|KCGM|VIRTU Americas LLC|1057
PCMI|PCM, INC.|LEHM|Barclays Capital Inc./Le|141490
PCMI|PCM, INC.|LIME|Lime Brokerage LLC|58622
PCMI|PCM, INC.|LMGP|LIME BROKERAGE LLC|9550
PCMI|PCM, INC.|MAXM|Maxim Group LLC|378
PCMI|PCM, INC.|MBTS|ALLY INVEST SECURITIES LLC|300
PCMI|PCM, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5700
PCMI|PCM, INC.|MSCO|MORGAN STANLEY & CO. LLC|532302
PCMI|PCM, INC.|MSPL|MORGAN STANLEY & CO. LLC|7800
PCMI|PCM, INC.|MSTX|MORGAN STANLEY & CO. LLC|13500
PCMI|PCM, INC.|NFSC|National Financial Services LLC|122060
PCMI|PCM, INC.|NITE|VIRTU Americas LLC|157072
PCMI|PCM, INC.|NITP|VIRTU Americas LLC|5400
PCMI|PCM, INC.|NQRB|Brut, LLC|780
PCMI|PCM, INC.|OPCO|Oppenheimer & Co. Inc.|840
PCMI|PCM, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2494
PCMI|PCM, INC.|PDQM|CODA MARKETS, INC.|1510
PCMI|PCM, INC.|RAJA|Raymond James & Associates, Inc.|1950
PCMI|PCM, INC.|SAGL|SAGETRADER, LLC|352
PCMI|PCM, INC.|SALI|INTL FCSTONE FINANCIAL INC.|10000
PCMI|PCM, INC.|SBSH|Citigroup Global Markets Inc.|46373
PCMI|PCM, INC.|SGMT|GOLDMAN SACHS & CO. LLC|3956
PCMI|PCM, INC.|SPDR|SPEEDROUTE LLC|3000
PCMI|PCM, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2950
PCMI|PCM, INC.|SWIM|TD Ameritrade, Inc.|15560
PCMI|PCM, INC.|SWST|Hilltop Securities Inc.|400
PCMI|PCM, INC.|TKNG|ALLY INVEST SECURITIES LLC|3040
PCMI|PCM, INC.|TMBR|Timber Hill LLC|460
PCMI|PCM, INC.|TRBT|Tradebot Systems, Inc.|2732
PCMI|PCM, INC.|TRCM|TRC MARKETS LLC|31877
PCMI|PCM, INC.|TWTT|TASTYWORKS, INC.|150
PCMI|PCM, INC.|UBSA|UBS SECURITIES LLC|83954
PCMI|PCM, INC.|UBSS|UBS Securities LLC|353206
PCMI|PCM, INC.|VALX|VIRTU AMERICAS LLC|4884
PCMI|PCM, INC.|VGRD|Vanguard Marketing Corporation|2765
PCMI|PCM, INC.|WCHV|WELLS FARGO SECURITIES, LLC|10971
PCMI|PCM, INC.|WEED|Weeden & Co.L.P.|9200
PCMI|PCM, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3369
PCMI|PCM, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|112
PCMI|PCM, INC.|WSEA|WOLVERINE SECURITIES, LLC|1430
PCMI|PCM, INC.|XIST|INSTINET, LLC|1400
PCMI|PCM, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
PCN|PIMCO CORP & INC.|ALTX|Alternet Securities Inc.|3500
PCN|PIMCO CORP & INC.|APCC|Apex Clearing Corporation|114
PCN|PIMCO CORP & INC.|BARD|Robert W. Baird & Co. Incorporated|28
PCN|PIMCO CORP & INC.|BATM|CBOE TRADING, INC.|279
PCN|PIMCO CORP & INC.|BBNT|BB&T SECURITIES, LLC|24
PCN|PIMCO CORP & INC.|CHAS|Charles Schwab & Co., Inc.|46
PCN|PIMCO CORP & INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
PCN|PIMCO CORP & INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PCN|PIMCO CORP & INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8217
PCN|PIMCO CORP & INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|232
PCN|PIMCO CORP & INC.|DADA|D.A. Davidson & Co.|10002
PCN|PIMCO CORP & INC.|DBAX|Deutsche Bank Securities Inc.|900
PCN|PIMCO CORP & INC.|DEAN|MORGAN STANLEY|11099
PCN|PIMCO CORP & INC.|DEGS|RONIN PROFESSIONAL LLC|400
PCN|PIMCO CORP & INC.|EBXL|EBX LLC|2700
PCN|PIMCO CORP & INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6
PCN|PIMCO CORP & INC.|EDJO|Edward D. Jones & Co., L.P.|1474
PCN|PIMCO CORP & INC.|EGAM|CBOE TRADING, INC.|9675
PCN|PIMCO CORP & INC.|EGAW|CBOE TRADING, INC.|300
PCN|PIMCO CORP & INC.|EGXM|CBOE TRADING, INC.|1400
PCN|PIMCO CORP & INC.|ETBE|Electronic Transaction Clearing, Inc.|200
PCN|PIMCO CORP & INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
PCN|PIMCO CORP & INC.|ETRS|E*Trade Securities LLC|13705
PCN|PIMCO CORP & INC.|FBSB|U.S. Bancorp Investments, Inc.|27
PCN|PIMCO CORP & INC.|FILL|Tradestation Securities, Inc.|100
PCN|PIMCO CORP & INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5401
PCN|PIMCO CORP & INC.|FTBR|Foliofn Investments, Inc.|257
PCN|PIMCO CORP & INC.|GLPX|ACS EXECUTION SERVICES, LLC|3779
PCN|PIMCO CORP & INC.|GSCO|GOLDMAN SACHS & CO. LLC|200
PCN|PIMCO CORP & INC.|GSLT|GOLDMAN SACHS & CO. LLC|100
PCN|PIMCO CORP & INC.|GTSZ|GTS SECURITIES LLC|100
PCN|PIMCO CORP & INC.|HRBF|American Enterprise Investment Services Inc.|73934
PCN|PIMCO CORP & INC.|IATS|INTERACTIVE BROKERS LLC|13160
PCN|PIMCO CORP & INC.|IBKR|Interactive Brokers Llc|25313
PCN|PIMCO CORP & INC.|ICBX|INSTINET, LLC|200
PCN|PIMCO CORP & INC.|INCA|INSTINET, LLC|6939
PCN|PIMCO CORP & INC.|ITGI|ITG Inc.|11074
PCN|PIMCO CORP & INC.|ITGP|ITG INC.|3400
PCN|PIMCO CORP & INC.|JANY|Janney Montgomery Scott Inc.|1117
PCN|PIMCO CORP & INC.|JEFF|JEFFERIES LLC|430
PCN|PIMCO CORP & INC.|JPMX|J.P. Morgan Securities LLC|1400
PCN|PIMCO CORP & INC.|JSJX|JANE STREET CAPITAL LLC|100
PCN|PIMCO CORP & INC.|KCGM|VIRTU Americas LLC|1700
PCN|PIMCO CORP & INC.|LEHM|Barclays Capital Inc./Le|1000
PCN|PIMCO CORP & INC.|LGNT|COR CLEARING LLC|3
PCN|PIMCO CORP & INC.|LIME|Lime Brokerage LLC|1534
PCN|PIMCO CORP & INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2674
PCN|PIMCO CORP & INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
PCN|PIMCO CORP & INC.|MOTF|MOTIF INVESTING, INC.|5
PCN|PIMCO CORP & INC.|MSCO|MORGAN STANLEY & CO. LLC|77463
PCN|PIMCO CORP & INC.|MSPL|MORGAN STANLEY & CO. LLC|7500
PCN|PIMCO CORP & INC.|NFSC|National Financial Services LLC|211784
PCN|PIMCO CORP & INC.|NITE|VIRTU Americas LLC|299631
PCN|PIMCO CORP & INC.|NQRB|Brut, LLC|1000
PCN|PIMCO CORP & INC.|OPCO|Oppenheimer & Co. Inc.|3958
PCN|PIMCO CORP & INC.|OTAA|OTA LLC|2900
PCN|PIMCO CORP & INC.|PDQM|CODA MARKETS, INC.|7883
PCN|PIMCO CORP & INC.|RBCM|RBC CAPITAL MARKETS, LLC|6869
PCN|PIMCO CORP & INC.|SAGC|SAGETRADER, LLC|200
PCN|PIMCO CORP & INC.|SBSH|Citigroup Global Markets Inc.|1958
PCN|PIMCO CORP & INC.|SGMT|GOLDMAN SACHS & CO. LLC|3967
PCN|PIMCO CORP & INC.|SPDR|SPEEDROUTE LLC|327
PCN|PIMCO CORP & INC.|STFL|Stifel, Nicolaus & Company, Incorporated|8262
PCN|PIMCO CORP & INC.|SWIM|TD Ameritrade, Inc.|5727
PCN|PIMCO CORP & INC.|SWST|Hilltop Securities Inc.|3564
PCN|PIMCO CORP & INC.|TKNG|ALLY INVEST SECURITIES LLC|10
PCN|PIMCO CORP & INC.|TRBT|Tradebot Systems, Inc.|450
PCN|PIMCO CORP & INC.|TWTT|TASTYWORKS, INC.|121
PCN|PIMCO CORP & INC.|UBSA|UBS SECURITIES LLC|5375
PCN|PIMCO CORP & INC.|UBSS|UBS Securities LLC|88576
PCN|PIMCO CORP & INC.|VALX|VIRTU AMERICAS LLC|1200
PCN|PIMCO CORP & INC.|VGRD|Vanguard Marketing Corporation|20936
PCN|PIMCO CORP & INC.|WCHV|WELLS FARGO SECURITIES, LLC|18272
PCN|PIMCO CORP & INC.|WEDB|WEDBUSH SECURITIES INC.|9
PCN|PIMCO CORP & INC.|WSEA|WOLVERINE SECURITIES, LLC|637
PCN|PIMCO CORP & INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
PCN|PIMCO CORP & INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35422
PCOM|POINTS INTL LTD|ALTX|Alternet Securities Inc.|700
PCOM|POINTS INTL LTD|ANOS|ABEL/NOSER, L.L.C.|771
PCOM|POINTS INTL LTD|APCC|Apex Clearing Corporation|596
PCOM|POINTS INTL LTD|BATM|CBOE TRADING, INC.|166
PCOM|POINTS INTL LTD|BAYT|BTIG, LLC|200
PCOM|POINTS INTL LTD|BERN|Sanford C. Bernstein & Co., LLC|257
PCOM|POINTS INTL LTD|BLKX|INSTINET, LLC|100000
PCOM|POINTS INTL LTD|BTIG|BTIG, LLC|100
PCOM|POINTS INTL LTD|BYXM|CBOE TRADING, INC.|200
PCOM|POINTS INTL LTD|CANT|Cantor Fitzgerald & Co.|1434
PCOM|POINTS INTL LTD|CHAS|Charles Schwab & Co., Inc.|1700
PCOM|POINTS INTL LTD|CICF|Canaccord Genuity Corp.|1000
PCOM|POINTS INTL LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13820
PCOM|POINTS INTL LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5652
PCOM|POINTS INTL LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PCOM|POINTS INTL LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70498
PCOM|POINTS INTL LTD|CTDL|Citadel Derivatives Group Llc|202
PCOM|POINTS INTL LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1420
PCOM|POINTS INTL LTD|DBAB|Deutsche Bank Securities Inc.|15079
PCOM|POINTS INTL LTD|DBAX|Deutsche Bank Securities Inc.|27700
PCOM|POINTS INTL LTD|DBUL|Deutsche Bank Securities Inc.|200
PCOM|POINTS INTL LTD|DEAN|MORGAN STANLEY|18302
PCOM|POINTS INTL LTD|DEGS|RONIN PROFESSIONAL LLC|17688
PCOM|POINTS INTL LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5500
PCOM|POINTS INTL LTD|EBXL|EBX LLC|36200
PCOM|POINTS INTL LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|22924
PCOM|POINTS INTL LTD|EDJO|Edward D. Jones & Co., L.P.|317
PCOM|POINTS INTL LTD|EGAM|CBOE TRADING, INC.|1552
PCOM|POINTS INTL LTD|EGAW|CBOE TRADING, INC.|100
PCOM|POINTS INTL LTD|EGMT|EG MARKET TECHNOLOGIES LLC|10
PCOM|POINTS INTL LTD|EGXM|CBOE TRADING, INC.|26
PCOM|POINTS INTL LTD|ETBE|Electronic Transaction Clearing, Inc.|1603
PCOM|POINTS INTL LTD|ETCB|ETC BROKERAGE SERVICES, LLC|200
PCOM|POINTS INTL LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
PCOM|POINTS INTL LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1423
PCOM|POINTS INTL LTD|ETRS|E*Trade Securities LLC|130081
PCOM|POINTS INTL LTD|FBCO|Credit Suisse Securities (USA) LLC|28250
PCOM|POINTS INTL LTD|FILL|Tradestation Securities, Inc.|8348
PCOM|POINTS INTL LTD|FMAF|NBCN Inc./ CDS|2033
PCOM|POINTS INTL LTD|FOMA|TD AMERITRADE CLEARING, INC.|148581
PCOM|POINTS INTL LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13426
PCOM|POINTS INTL LTD|FTBR|Foliofn Investments, Inc.|47163
PCOM|POINTS INTL LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|5176
PCOM|POINTS INTL LTD|GLIS|TD Securities Inc|800
PCOM|POINTS INTL LTD|GLPX|ACS EXECUTION SERVICES, LLC|1652
PCOM|POINTS INTL LTD|GSCO|GOLDMAN SACHS & CO. LLC|27393
PCOM|POINTS INTL LTD|GSCS|GOLDMAN SACHS & CO. LLC|7854
PCOM|POINTS INTL LTD|GSLT|GOLDMAN SACHS & CO. LLC|3622
PCOM|POINTS INTL LTD|GTSZ|GTS SECURITIES LLC|19013
PCOM|POINTS INTL LTD|HRBF|American Enterprise Investment Services Inc.|458
PCOM|POINTS INTL LTD|IATS|INTERACTIVE BROKERS LLC|12704
PCOM|POINTS INTL LTD|IBKR|Interactive Brokers Llc|135565
PCOM|POINTS INTL LTD|ICBX|INSTINET, LLC|3700
PCOM|POINTS INTL LTD|INCA|INSTINET, LLC|16750
PCOM|POINTS INTL LTD|INJX|INSTINET, LLC|1703
PCOM|POINTS INTL LTD|ITGI|ITG Inc.|37234
PCOM|POINTS INTL LTD|ITGP|ITG INC.|43800
PCOM|POINTS INTL LTD|JEFF|JEFFERIES LLC|16202
PCOM|POINTS INTL LTD|JMPT|JUMP TRADING, LLC|5082
PCOM|POINTS INTL LTD|JONE|JonesTrading|5833
PCOM|POINTS INTL LTD|JPMX|J.P. Morgan Securities LLC|51782
PCOM|POINTS INTL LTD|JSJX|JANE STREET CAPITAL LLC|3623
PCOM|POINTS INTL LTD|KCGM|VIRTU Americas LLC|3959
PCOM|POINTS INTL LTD|LEHM|Barclays Capital Inc./Le|63362
PCOM|POINTS INTL LTD|LIME|Lime Brokerage LLC|37190
PCOM|POINTS INTL LTD|LOOP|Loop Capital Markets LLC|978
PCOM|POINTS INTL LTD|MBTS|ALLY INVEST SECURITIES LLC|1800
PCOM|POINTS INTL LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23400
PCOM|POINTS INTL LTD|MOTF|MOTIF INVESTING, INC.|2
PCOM|POINTS INTL LTD|MSCO|MORGAN STANLEY & CO. LLC|295486
PCOM|POINTS INTL LTD|MSPL|MORGAN STANLEY & CO. LLC|32600
PCOM|POINTS INTL LTD|MSTX|MORGAN STANLEY & CO. LLC|200
PCOM|POINTS INTL LTD|NFSC|National Financial Services LLC|167539
PCOM|POINTS INTL LTD|NITE|VIRTU Americas LLC|417674
PCOM|POINTS INTL LTD|NQRB|Brut, LLC|1696
PCOM|POINTS INTL LTD|OPCO|Oppenheimer & Co. Inc.|126
PCOM|POINTS INTL LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2595
PCOM|POINTS INTL LTD|PCFF|Pacific International Securities Inc./CDS|16103
PCOM|POINTS INTL LTD|PDQM|CODA MARKETS, INC.|4353
PCOM|POINTS INTL LTD|RAJA|Raymond James & Associates, Inc.|4373
PCOM|POINTS INTL LTD|RBCM|RBC CAPITAL MARKETS, LLC|1205
PCOM|POINTS INTL LTD|SAGL|SAGETRADER, LLC|450
PCOM|POINTS INTL LTD|SBSH|Citigroup Global Markets Inc.|695
PCOM|POINTS INTL LTD|SGMT|GOLDMAN SACHS & CO. LLC|16825
PCOM|POINTS INTL LTD|SPDR|SPEEDROUTE LLC|2101
PCOM|POINTS INTL LTD|SPHN|Stephens Inc.|100
PCOM|POINTS INTL LTD|STFL|Stifel, Nicolaus & Company, Incorporated|252
PCOM|POINTS INTL LTD|SWIM|TD Ameritrade, Inc.|16584
PCOM|POINTS INTL LTD|SWST|Hilltop Securities Inc.|3678
PCOM|POINTS INTL LTD|TKNG|ALLY INVEST SECURITIES LLC|5780
PCOM|POINTS INTL LTD|TRBT|Tradebot Systems, Inc.|11232
PCOM|POINTS INTL LTD|TRCM|TRC MARKETS LLC|48323
PCOM|POINTS INTL LTD|UBSA|UBS SECURITIES LLC|169155
PCOM|POINTS INTL LTD|UBSS|UBS Securities LLC|199249
PCOM|POINTS INTL LTD|VALX|VIRTU AMERICAS LLC|4969
PCOM|POINTS INTL LTD|VGRD|Vanguard Marketing Corporation|34176
PCOM|POINTS INTL LTD|WCHV|WELLS FARGO SECURITIES, LLC|29358
PCOM|POINTS INTL LTD|WEED|Weeden & Co.L.P.|110
PCOM|POINTS INTL LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1921
PCOM|POINTS INTL LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2839
PCOM|POINTS INTL LTD|WORD|Worden Capital Management LLC|2381
PCOM|POINTS INTL LTD|WSEA|WOLVERINE SECURITIES, LLC|4175
PCOM|POINTS INTL LTD|XIST|INSTINET, LLC|4200
PCOM|POINTS INTL LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|10150
PCOM|POINTS INTL LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|600
PCOM|POINTS INTL LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1950
PCQ|PIMCO CAL MUN INC FD|ALTX|Alternet Securities Inc.|500
PCQ|PIMCO CAL MUN INC FD|APCC|Apex Clearing Corporation|529
PCQ|PIMCO CAL MUN INC FD|BATM|CBOE TRADING, INC.|100
PCQ|PIMCO CAL MUN INC FD|BERN|Sanford C. Bernstein & Co., LLC|700
PCQ|PIMCO CAL MUN INC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
PCQ|PIMCO CAL MUN INC FD|BTIG|BTIG, LLC|138
PCQ|PIMCO CAL MUN INC FD|CHAS|Charles Schwab & Co., Inc.|4
PCQ|PIMCO CAL MUN INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
PCQ|PIMCO CAL MUN INC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PCQ|PIMCO CAL MUN INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6910
PCQ|PIMCO CAL MUN INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PCQ|PIMCO CAL MUN INC FD|DADA|D.A. Davidson & Co.|14082
PCQ|PIMCO CAL MUN INC FD|DBAX|Deutsche Bank Securities Inc.|1500
PCQ|PIMCO CAL MUN INC FD|DEAN|MORGAN STANLEY|11944
PCQ|PIMCO CAL MUN INC FD|EBXL|EBX LLC|1400
PCQ|PIMCO CAL MUN INC FD|EDJO|Edward D. Jones & Co., L.P.|200
PCQ|PIMCO CAL MUN INC FD|EGXM|CBOE TRADING, INC.|600
PCQ|PIMCO CAL MUN INC FD|EGXW|CBOE TRADING, INC.|200
PCQ|PIMCO CAL MUN INC FD|ETBE|Electronic Transaction Clearing, Inc.|400
PCQ|PIMCO CAL MUN INC FD|ETRS|E*Trade Securities LLC|23489
PCQ|PIMCO CAL MUN INC FD|FTBR|Foliofn Investments, Inc.|11
PCQ|PIMCO CAL MUN INC FD|GLPX|ACS EXECUTION SERVICES, LLC|405
PCQ|PIMCO CAL MUN INC FD|GSCO|GOLDMAN SACHS & CO. LLC|100
PCQ|PIMCO CAL MUN INC FD|GTSZ|GTS SECURITIES LLC|2100
PCQ|PIMCO CAL MUN INC FD|HRBF|American Enterprise Investment Services Inc.|17
PCQ|PIMCO CAL MUN INC FD|IATS|INTERACTIVE BROKERS LLC|3276
PCQ|PIMCO CAL MUN INC FD|IBKR|Interactive Brokers Llc|27194
PCQ|PIMCO CAL MUN INC FD|ICBX|INSTINET, LLC|1300
PCQ|PIMCO CAL MUN INC FD|INCA|INSTINET, LLC|901
PCQ|PIMCO CAL MUN INC FD|ITGI|ITG Inc.|9570
PCQ|PIMCO CAL MUN INC FD|ITGP|ITG INC.|17400
PCQ|PIMCO CAL MUN INC FD|JPMX|J.P. Morgan Securities LLC|950
PCQ|PIMCO CAL MUN INC FD|KCGM|VIRTU Americas LLC|1441
PCQ|PIMCO CAL MUN INC FD|LEHM|Barclays Capital Inc./Le|800
PCQ|PIMCO CAL MUN INC FD|LIME|Lime Brokerage LLC|633
PCQ|PIMCO CAL MUN INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
PCQ|PIMCO CAL MUN INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
PCQ|PIMCO CAL MUN INC FD|MOTF|MOTIF INVESTING, INC.|1
PCQ|PIMCO CAL MUN INC FD|MSCO|MORGAN STANLEY & CO. LLC|54123
PCQ|PIMCO CAL MUN INC FD|MSPL|MORGAN STANLEY & CO. LLC|7100
PCQ|PIMCO CAL MUN INC FD|MSTX|MORGAN STANLEY & CO. LLC|4200
PCQ|PIMCO CAL MUN INC FD|NFSC|National Financial Services LLC|37439
PCQ|PIMCO CAL MUN INC FD|NITE|VIRTU Americas LLC|105141
PCQ|PIMCO CAL MUN INC FD|NQRB|Brut, LLC|2167
PCQ|PIMCO CAL MUN INC FD|OPCO|Oppenheimer & Co. Inc.|71
PCQ|PIMCO CAL MUN INC FD|PDQM|CODA MARKETS, INC.|4862
PCQ|PIMCO CAL MUN INC FD|RBCM|RBC CAPITAL MARKETS, LLC|11
PCQ|PIMCO CAL MUN INC FD|SBSH|Citigroup Global Markets Inc.|890
PCQ|PIMCO CAL MUN INC FD|SGMT|GOLDMAN SACHS & CO. LLC|903
PCQ|PIMCO CAL MUN INC FD|SPTD|MINT GLOBAL MARKETS, INC.|13523
PCQ|PIMCO CAL MUN INC FD|SWIM|TD Ameritrade, Inc.|60139
PCQ|PIMCO CAL MUN INC FD|SWST|Hilltop Securities Inc.|100
PCQ|PIMCO CAL MUN INC FD|TRBT|Tradebot Systems, Inc.|400
PCQ|PIMCO CAL MUN INC FD|UBSA|UBS SECURITIES LLC|7207
PCQ|PIMCO CAL MUN INC FD|UBSS|UBS Securities LLC|43052
PCQ|PIMCO CAL MUN INC FD|VALX|VIRTU AMERICAS LLC|293
PCQ|PIMCO CAL MUN INC FD|VGRD|Vanguard Marketing Corporation|14129
PCQ|PIMCO CAL MUN INC FD|WCHV|WELLS FARGO SECURITIES, LLC|20347
PCQ|PIMCO CAL MUN INC FD|WEDB|WEDBUSH SECURITIES INC.|3841
PCQ|PIMCO CAL MUN INC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|400
PCQ|PIMCO CAL MUN INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4156
PCRX|PACIRA PHARM INC|ANOS|ABEL/NOSER, L.L.C.|1573
PCRX|PACIRA PHARM INC|APCC|Apex Clearing Corporation|1946
PCRX|PACIRA PHARM INC|BARD|Robert W. Baird & Co. Incorporated|2150
PCRX|PACIRA PHARM INC|BATM|CBOE TRADING, INC.|4198
PCRX|PACIRA PHARM INC|BAYT|BTIG, LLC|8100
PCRX|PACIRA PHARM INC|BBNT|BB&T SECURITIES, LLC|25
PCRX|PACIRA PHARM INC|BERN|Sanford C. Bernstein & Co., LLC|201127
PCRX|PACIRA PHARM INC|BIMI|Banca IMI Securities Corp.|75
PCRX|PACIRA PHARM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2381
PCRX|PACIRA PHARM INC|BLKX|INSTINET, LLC|45000
PCRX|PACIRA PHARM INC|BMOC|BMO Capital Markets Corp.|6359
PCRX|PACIRA PHARM INC|BNPX|BNP PARIBAS SECURITIES CORP.|4785
PCRX|PACIRA PHARM INC|BTIG|BTIG, LLC|134444
PCRX|PACIRA PHARM INC|BYXM|CBOE TRADING, INC.|594
PCRX|PACIRA PHARM INC|CANT|Cantor Fitzgerald & Co.|14073
PCRX|PACIRA PHARM INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|130972
PCRX|PACIRA PHARM INC|CHAS|Charles Schwab & Co., Inc.|339
PCRX|PACIRA PHARM INC|CIST|Capital Institutional Services, Inc.|996
PCRX|PACIRA PHARM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177880
PCRX|PACIRA PHARM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1274
PCRX|PACIRA PHARM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6816
PCRX|PACIRA PHARM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|425244
PCRX|PACIRA PHARM INC|CTDL|Citadel Derivatives Group Llc|10768
PCRX|PACIRA PHARM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|86142
PCRX|PACIRA PHARM INC|DADA|D.A. Davidson & Co.|2550
PCRX|PACIRA PHARM INC|DBAB|Deutsche Bank Securities Inc.|174332
PCRX|PACIRA PHARM INC|DBAX|Deutsche Bank Securities Inc.|333200
PCRX|PACIRA PHARM INC|DBUL|Deutsche Bank Securities Inc.|400
PCRX|PACIRA PHARM INC|DCHF|Dart Executions, LLC|315
PCRX|PACIRA PHARM INC|DEAN|MORGAN STANLEY|12160
PCRX|PACIRA PHARM INC|DEGS|RONIN PROFESSIONAL LLC|5380
PCRX|PACIRA PHARM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6452
PCRX|PACIRA PHARM INC|DOTC|Dougherty & Company LLC|2193
PCRX|PACIRA PHARM INC|EBXL|EBX LLC|197900
PCRX|PACIRA PHARM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15058
PCRX|PACIRA PHARM INC|EDJO|Edward D. Jones & Co., L.P.|1550
PCRX|PACIRA PHARM INC|EGAM|CBOE TRADING, INC.|23782
PCRX|PACIRA PHARM INC|EGMT|EG MARKET TECHNOLOGIES LLC|564
PCRX|PACIRA PHARM INC|EGXM|CBOE TRADING, INC.|1051
PCRX|PACIRA PHARM INC|ETBE|Electronic Transaction Clearing, Inc.|500
PCRX|PACIRA PHARM INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2137
PCRX|PACIRA PHARM INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6711
PCRX|PACIRA PHARM INC|ETCB|ETC BROKERAGE SERVICES, LLC|41
PCRX|PACIRA PHARM INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
PCRX|PACIRA PHARM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29278
PCRX|PACIRA PHARM INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|320
PCRX|PACIRA PHARM INC|ETRS|E*Trade Securities LLC|89194
PCRX|PACIRA PHARM INC|FBCO|Credit Suisse Securities (USA) LLC|626892
PCRX|PACIRA PHARM INC|FBSB|U.S. Bancorp Investments, Inc.|70
PCRX|PACIRA PHARM INC|FILL|Tradestation Securities, Inc.|9635
PCRX|PACIRA PHARM INC|FMAF|NBCN Inc./ CDS|1200
PCRX|PACIRA PHARM INC|FOMA|TD AMERITRADE CLEARING, INC.|235199
PCRX|PACIRA PHARM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2301
PCRX|PACIRA PHARM INC|FQLS|Quantlab Securities LP|283484
PCRX|PACIRA PHARM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41895
PCRX|PACIRA PHARM INC|FTBR|Foliofn Investments, Inc.|74
PCRX|PACIRA PHARM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12568
PCRX|PACIRA PHARM INC|GLPX|ACS EXECUTION SERVICES, LLC|46765
PCRX|PACIRA PHARM INC|GSCO|GOLDMAN SACHS & CO. LLC|459931
PCRX|PACIRA PHARM INC|GSCS|GOLDMAN SACHS & CO. LLC|13617
PCRX|PACIRA PHARM INC|GSLT|GOLDMAN SACHS & CO. LLC|2219
PCRX|PACIRA PHARM INC|GTSZ|GTS SECURITIES LLC|27560
PCRX|PACIRA PHARM INC|HAPX|HAP Trading, LLC|9693
PCRX|PACIRA PHARM INC|HRBF|American Enterprise Investment Services Inc.|2081
PCRX|PACIRA PHARM INC|IATS|INTERACTIVE BROKERS LLC|3592
PCRX|PACIRA PHARM INC|IBKR|Interactive Brokers Llc|88148
PCRX|PACIRA PHARM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|21
PCRX|PACIRA PHARM INC|ICBX|INSTINET, LLC|51383
PCRX|PACIRA PHARM INC|IEQY|CITADEL SECURITIES LLC|49963
PCRX|PACIRA PHARM INC|INCA|INSTINET, LLC|190271
PCRX|PACIRA PHARM INC|INJX|INSTINET, LLC|287681
PCRX|PACIRA PHARM INC|ITGI|ITG Inc.|135669
PCRX|PACIRA PHARM INC|ITGP|ITG INC.|496600
PCRX|PACIRA PHARM INC|JANY|Janney Montgomery Scott Inc.|1729
PCRX|PACIRA PHARM INC|JEFF|JEFFERIES LLC|699176
PCRX|PACIRA PHARM INC|JMPT|JUMP TRADING, LLC|34737
PCRX|PACIRA PHARM INC|JPBX|J.P. MORGAN SECURITIES LLC|19809
PCRX|PACIRA PHARM INC|JPMX|J.P. Morgan Securities LLC|1041645
PCRX|PACIRA PHARM INC|JSJX|JANE STREET CAPITAL LLC|15000
PCRX|PACIRA PHARM INC|JUTA|JUMP TRADING, LLC|103
PCRX|PACIRA PHARM INC|KCGM|VIRTU Americas LLC|75106
PCRX|PACIRA PHARM INC|KING|C. L. King & Associates, Inc.|15300
PCRX|PACIRA PHARM INC|LEER|LEERINK PARTNERS LLC|135998
PCRX|PACIRA PHARM INC|LEHM|Barclays Capital Inc./Le|758497
PCRX|PACIRA PHARM INC|LIME|Lime Brokerage LLC|92168
PCRX|PACIRA PHARM INC|LQNA|LIQUIDNET, INC.|340700
PCRX|PACIRA PHARM INC|LSCI|Lek Securities Corporation|702
PCRX|PACIRA PHARM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|807
PCRX|PACIRA PHARM INC|MAXM|Maxim Group LLC|5627
PCRX|PACIRA PHARM INC|MBTS|ALLY INVEST SECURITIES LLC|125
PCRX|PACIRA PHARM INC|MKMP|MKM Partners LLC|100
PCRX|PACIRA PHARM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|164933
PCRX|PACIRA PHARM INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|160
PCRX|PACIRA PHARM INC|MSCO|MORGAN STANLEY & CO. LLC|1193985
PCRX|PACIRA PHARM INC|MSPL|MORGAN STANLEY & CO. LLC|379000
PCRX|PACIRA PHARM INC|MSTX|MORGAN STANLEY & CO. LLC|107700
PCRX|PACIRA PHARM INC|MWCC|Monness Crespi Hardt & Co., Inc.|5787
PCRX|PACIRA PHARM INC|MZHO|Mizuho Securities USA LLC|214216
PCRX|PACIRA PHARM INC|NEED|Needham & Company, LLC|531
PCRX|PACIRA PHARM INC|NFSC|National Financial Services LLC|208672
PCRX|PACIRA PHARM INC|NITE|VIRTU Americas LLC|520971
PCRX|PACIRA PHARM INC|NITP|VIRTU Americas LLC|3342
PCRX|PACIRA PHARM INC|NQRB|Brut, LLC|9023
PCRX|PACIRA PHARM INC|OPCO|Oppenheimer & Co. Inc.|20661
PCRX|PACIRA PHARM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1016
PCRX|PACIRA PHARM INC|PDQM|CODA MARKETS, INC.|124420
PCRX|PACIRA PHARM INC|PHLY|NASDAQ Execution Services, LLC|2200
PCRX|PACIRA PHARM INC|PICT|Pictet Overseas Inc.|300
PCRX|PACIRA PHARM INC|PIPR|Piper Jaffray & Co.|247
PCRX|PACIRA PHARM INC|POIN|PRECISION SECURITIES, LLC (POIN)|700
PCRX|PACIRA PHARM INC|PWJC|UBS Financial Services, Inc.|8975
PCRX|PACIRA PHARM INC|RAJA|Raymond James & Associates, Inc.|10611
PCRX|PACIRA PHARM INC|RBCM|RBC CAPITAL MARKETS, LLC|4089
PCRX|PACIRA PHARM INC|RGLD|Regal Securities, Inc|1056
PCRX|PACIRA PHARM INC|RHCO|Suntrust Robinson Humphrey, Inc.|13116
PCRX|PACIRA PHARM INC|SAGL|SAGETRADER, LLC|16800
PCRX|PACIRA PHARM INC|SAGW|SAGETRADER, LLC|1238
PCRX|PACIRA PHARM INC|SBSH|Citigroup Global Markets Inc.|133235
PCRX|PACIRA PHARM INC|SGMT|GOLDMAN SACHS & CO. LLC|140723
PCRX|PACIRA PHARM INC|SIDC|Sidoti & Company, LLC|200
PCRX|PACIRA PHARM INC|SPDR|SPEEDROUTE LLC|30007
PCRX|PACIRA PHARM INC|SPGS|Sea Port Group Securities, LLC|19700
PCRX|PACIRA PHARM INC|SPHN|Stephens Inc.|65
PCRX|PACIRA PHARM INC|SPNT|SEVEN POINTS CAPITAL, LLC|1600
PCRX|PACIRA PHARM INC|STFL|Stifel, Nicolaus & Company, Incorporated|25208
PCRX|PACIRA PHARM INC|SWIM|TD Ameritrade, Inc.|150093
PCRX|PACIRA PHARM INC|SWST|Hilltop Securities Inc.|1850
PCRX|PACIRA PHARM INC|TKNG|ALLY INVEST SECURITIES LLC|160
PCRX|PACIRA PHARM INC|TRBT|Tradebot Systems, Inc.|13513
PCRX|PACIRA PHARM INC|TRCM|TRC MARKETS LLC|26836
PCRX|PACIRA PHARM INC|UBSA|UBS SECURITIES LLC|793351
PCRX|PACIRA PHARM INC|UBSS|UBS Securities LLC|805106
PCRX|PACIRA PHARM INC|VALX|VIRTU AMERICAS LLC|16377
PCRX|PACIRA PHARM INC|VGRD|Vanguard Marketing Corporation|17751
PCRX|PACIRA PHARM INC|WAIN|H.C. Wainwright & Co., Inc.|650
PCRX|PACIRA PHARM INC|WBLR|WILLIAM BLAIR|154
PCRX|PACIRA PHARM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2700
PCRX|PACIRA PHARM INC|WCHV|WELLS FARGO SECURITIES, LLC|142226
PCRX|PACIRA PHARM INC|WEDB|WEDBUSH SECURITIES INC.|32775
PCRX|PACIRA PHARM INC|WEED|Weeden & Co.L.P.|6088
PCRX|PACIRA PHARM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16566
PCRX|PACIRA PHARM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53684
PCRX|PACIRA PHARM INC|WGIF|CIBC World Markets Inc.|500
PCRX|PACIRA PHARM INC|WSEA|WOLVERINE SECURITIES, LLC|6402
PCRX|PACIRA PHARM INC|XIST|INSTINET, LLC|68440
PCRX|PACIRA PHARM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|84730
PCRX|PACIRA PHARM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2101
PCSB|PCSB FINANCIAL CM|ALTX|Alternet Securities Inc.|1234
PCSB|PCSB FINANCIAL CM|ANOS|ABEL/NOSER, L.L.C.|4733
PCSB|PCSB FINANCIAL CM|APCC|Apex Clearing Corporation|32
PCSB|PCSB FINANCIAL CM|BATM|CBOE TRADING, INC.|73
PCSB|PCSB FINANCIAL CM|BERN|Sanford C. Bernstein & Co., LLC|5200
PCSB|PCSB FINANCIAL CM|BMOC|BMO Capital Markets Corp.|2856
PCSB|PCSB FINANCIAL CM|BNKS|Fig Partners, LLC|17448
PCSB|PCSB FINANCIAL CM|BNPX|BNP PARIBAS SECURITIES CORP.|1647
PCSB|PCSB FINANCIAL CM|BYXM|CBOE TRADING, INC.|100
PCSB|PCSB FINANCIAL CM|CANT|Cantor Fitzgerald & Co.|283
PCSB|PCSB FINANCIAL CM|CHAS|Charles Schwab & Co., Inc.|4
PCSB|PCSB FINANCIAL CM|CIST|Capital Institutional Services, Inc.|28
PCSB|PCSB FINANCIAL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4820
PCSB|PCSB FINANCIAL CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
PCSB|PCSB FINANCIAL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19100
PCSB|PCSB FINANCIAL CM|CTDL|Citadel Derivatives Group Llc|1429
PCSB|PCSB FINANCIAL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7212
PCSB|PCSB FINANCIAL CM|DBAB|Deutsche Bank Securities Inc.|45492
PCSB|PCSB FINANCIAL CM|DBAX|Deutsche Bank Securities Inc.|6600
PCSB|PCSB FINANCIAL CM|DEAN|MORGAN STANLEY|347
PCSB|PCSB FINANCIAL CM|DEGS|RONIN PROFESSIONAL LLC|2992
PCSB|PCSB FINANCIAL CM|EBXL|EBX LLC|4700
PCSB|PCSB FINANCIAL CM|EDJO|Edward D. Jones & Co., L.P.|9887
PCSB|PCSB FINANCIAL CM|EGAM|CBOE TRADING, INC.|1064
PCSB|PCSB FINANCIAL CM|EGXM|CBOE TRADING, INC.|1007
PCSB|PCSB FINANCIAL CM|ETBE|Electronic Transaction Clearing, Inc.|202
PCSB|PCSB FINANCIAL CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|720
PCSB|PCSB FINANCIAL CM|ETRS|E*Trade Securities LLC|13544
PCSB|PCSB FINANCIAL CM|FBCO|Credit Suisse Securities (USA) LLC|96287
PCSB|PCSB FINANCIAL CM|FOMA|TD AMERITRADE CLEARING, INC.|41063
PCSB|PCSB FINANCIAL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11240
PCSB|PCSB FINANCIAL CM|FTBR|Foliofn Investments, Inc.|1
PCSB|PCSB FINANCIAL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5094
PCSB|PCSB FINANCIAL CM|GLPX|ACS EXECUTION SERVICES, LLC|3323
PCSB|PCSB FINANCIAL CM|GSCO|GOLDMAN SACHS & CO. LLC|122815
PCSB|PCSB FINANCIAL CM|GSLT|GOLDMAN SACHS & CO. LLC|10
PCSB|PCSB FINANCIAL CM|GTSZ|GTS SECURITIES LLC|9100
PCSB|PCSB FINANCIAL CM|IATS|INTERACTIVE BROKERS LLC|1059
PCSB|PCSB FINANCIAL CM|IBKR|Interactive Brokers Llc|22846
PCSB|PCSB FINANCIAL CM|ICBX|INSTINET, LLC|2200
PCSB|PCSB FINANCIAL CM|IEQY|CITADEL SECURITIES LLC|6652
PCSB|PCSB FINANCIAL CM|INCA|INSTINET, LLC|83323
PCSB|PCSB FINANCIAL CM|INJX|INSTINET, LLC|1776
PCSB|PCSB FINANCIAL CM|ITGI|ITG Inc.|33274
PCSB|PCSB FINANCIAL CM|ITGP|ITG INC.|12600
PCSB|PCSB FINANCIAL CM|JANY|Janney Montgomery Scott Inc.|3000
PCSB|PCSB FINANCIAL CM|JEFF|JEFFERIES LLC|9310
PCSB|PCSB FINANCIAL CM|JONE|JonesTrading|130215
PCSB|PCSB FINANCIAL CM|JPMX|J.P. Morgan Securities LLC|9806
PCSB|PCSB FINANCIAL CM|KBWI|Keefe, Bruyette & Woods, Inc.|3537
PCSB|PCSB FINANCIAL CM|KCGM|VIRTU Americas LLC|2685
PCSB|PCSB FINANCIAL CM|LEHM|Barclays Capital Inc./Le|38984
PCSB|PCSB FINANCIAL CM|LIME|Lime Brokerage LLC|42561
PCSB|PCSB FINANCIAL CM|LMGP|LIME BROKERAGE LLC|3810
PCSB|PCSB FINANCIAL CM|LSCI|Lek Securities Corporation|200
PCSB|PCSB FINANCIAL CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PCSB|PCSB FINANCIAL CM|MAXM|Maxim Group LLC|1291
PCSB|PCSB FINANCIAL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
PCSB|PCSB FINANCIAL CM|MOTF|MOTIF INVESTING, INC.|1
PCSB|PCSB FINANCIAL CM|MSCO|MORGAN STANLEY & CO. LLC|135529
PCSB|PCSB FINANCIAL CM|MSPL|MORGAN STANLEY & CO. LLC|7700
PCSB|PCSB FINANCIAL CM|MSTX|MORGAN STANLEY & CO. LLC|800
PCSB|PCSB FINANCIAL CM|NFSC|National Financial Services LLC|25140
PCSB|PCSB FINANCIAL CM|NITE|VIRTU Americas LLC|63503
PCSB|PCSB FINANCIAL CM|NITP|VIRTU Americas LLC|300
PCSB|PCSB FINANCIAL CM|NQRB|Brut, LLC|1700
PCSB|PCSB FINANCIAL CM|NTRC|Northern Trust Securities, Inc.|535
PCSB|PCSB FINANCIAL CM|OPCO|Oppenheimer & Co. Inc.|44
PCSB|PCSB FINANCIAL CM|PDQM|CODA MARKETS, INC.|17392
PCSB|PCSB FINANCIAL CM|RBCM|RBC CAPITAL MARKETS, LLC|101
PCSB|PCSB FINANCIAL CM|SBSH|Citigroup Global Markets Inc.|22373
PCSB|PCSB FINANCIAL CM|SDLR|Sandler, O'Neill & Partners, L.P.|1028
PCSB|PCSB FINANCIAL CM|SGMT|GOLDMAN SACHS & CO. LLC|4913
PCSB|PCSB FINANCIAL CM|SPDR|SPEEDROUTE LLC|300
PCSB|PCSB FINANCIAL CM|STFL|Stifel, Nicolaus & Company, Incorporated|1182
PCSB|PCSB FINANCIAL CM|SWIM|TD Ameritrade, Inc.|4590
PCSB|PCSB FINANCIAL CM|SWST|Hilltop Securities Inc.|1100
PCSB|PCSB FINANCIAL CM|TRBT|Tradebot Systems, Inc.|5019
PCSB|PCSB FINANCIAL CM|TRCM|TRC MARKETS LLC|32984
PCSB|PCSB FINANCIAL CM|UBSA|UBS SECURITIES LLC|36447
PCSB|PCSB FINANCIAL CM|UBSS|UBS Securities LLC|106735
PCSB|PCSB FINANCIAL CM|VALX|VIRTU AMERICAS LLC|2397
PCSB|PCSB FINANCIAL CM|VGRD|Vanguard Marketing Corporation|4000
PCSB|PCSB FINANCIAL CM|WCHV|WELLS FARGO SECURITIES, LLC|1190
PCSB|PCSB FINANCIAL CM|WEED|Weeden & Co.L.P.|100
PCSB|PCSB FINANCIAL CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1333
PCSB|PCSB FINANCIAL CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
PCSB|PCSB FINANCIAL CM|YKNA|COMHAR CAPITAL MARKETS, LLC|11
PCTI|PC-TEL, INC.|ALTX|Alternet Securities Inc.|300
PCTI|PC-TEL, INC.|APCC|Apex Clearing Corporation|5
PCTI|PC-TEL, INC.|BATM|CBOE TRADING, INC.|5
PCTI|PC-TEL, INC.|BAYC|BAY CREST PARTNERS, LLC|5012
PCTI|PC-TEL, INC.|BERN|Sanford C. Bernstein & Co., LLC|6027
PCTI|PC-TEL, INC.|BZYD|GOLDMAN SACHS & CO. LLC|98
PCTI|PC-TEL, INC.|CANT|Cantor Fitzgerald & Co.|97
PCTI|PC-TEL, INC.|CHAS|Charles Schwab & Co., Inc.|4
PCTI|PC-TEL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5888
PCTI|PC-TEL, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4
PCTI|PC-TEL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9129
PCTI|PC-TEL, INC.|CTDL|Citadel Derivatives Group Llc|319
PCTI|PC-TEL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
PCTI|PC-TEL, INC.|DBAB|Deutsche Bank Securities Inc.|7434
PCTI|PC-TEL, INC.|DBAX|Deutsche Bank Securities Inc.|7200
PCTI|PC-TEL, INC.|DEGS|RONIN PROFESSIONAL LLC|2811
PCTI|PC-TEL, INC.|EBXL|EBX LLC|6400
PCTI|PC-TEL, INC.|EDJO|Edward D. Jones & Co., L.P.|200
PCTI|PC-TEL, INC.|EGAM|CBOE TRADING, INC.|200
PCTI|PC-TEL, INC.|EGXM|CBOE TRADING, INC.|100
PCTI|PC-TEL, INC.|ETRS|E*Trade Securities LLC|2014
PCTI|PC-TEL, INC.|FBCO|Credit Suisse Securities (USA) LLC|16279
PCTI|PC-TEL, INC.|FOMA|TD AMERITRADE CLEARING, INC.|9972
PCTI|PC-TEL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3192
PCTI|PC-TEL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|345
PCTI|PC-TEL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|38308
PCTI|PC-TEL, INC.|GTSZ|GTS SECURITIES LLC|5918
PCTI|PC-TEL, INC.|HRBF|American Enterprise Investment Services Inc.|600
PCTI|PC-TEL, INC.|IATS|INTERACTIVE BROKERS LLC|720
PCTI|PC-TEL, INC.|IBKR|Interactive Brokers Llc|2476
PCTI|PC-TEL, INC.|ICBX|INSTINET, LLC|600
PCTI|PC-TEL, INC.|INCA|INSTINET, LLC|6214
PCTI|PC-TEL, INC.|INJX|INSTINET, LLC|310
PCTI|PC-TEL, INC.|ITGI|ITG Inc.|47029
PCTI|PC-TEL, INC.|ITGP|ITG INC.|6000
PCTI|PC-TEL, INC.|JONE|JonesTrading|596
PCTI|PC-TEL, INC.|JPMX|J.P. Morgan Securities LLC|11600
PCTI|PC-TEL, INC.|KCGM|VIRTU Americas LLC|2871
PCTI|PC-TEL, INC.|LEHM|Barclays Capital Inc./Le|9436
PCTI|PC-TEL, INC.|LIME|Lime Brokerage LLC|29875
PCTI|PC-TEL, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PCTI|PC-TEL, INC.|MACC|Mid Atlantic Capital Corporation|1800
PCTI|PC-TEL, INC.|MCMF|Raymond James Ltd. Cds|594
PCTI|PC-TEL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7300
PCTI|PC-TEL, INC.|MSCO|MORGAN STANLEY & CO. LLC|30076
PCTI|PC-TEL, INC.|MSPL|MORGAN STANLEY & CO. LLC|4700
PCTI|PC-TEL, INC.|NFSC|National Financial Services LLC|20085
PCTI|PC-TEL, INC.|NITE|VIRTU Americas LLC|37306
PCTI|PC-TEL, INC.|NQRB|Brut, LLC|100
PCTI|PC-TEL, INC.|PDQM|CODA MARKETS, INC.|345
PCTI|PC-TEL, INC.|PWJC|UBS Financial Services, Inc.|100
PCTI|PC-TEL, INC.|RAJA|Raymond James & Associates, Inc.|7994
PCTI|PC-TEL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1220
PCTI|PC-TEL, INC.|SBSH|Citigroup Global Markets Inc.|902
PCTI|PC-TEL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|6724
PCTI|PC-TEL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1514
PCTI|PC-TEL, INC.|SWIM|TD Ameritrade, Inc.|1659
PCTI|PC-TEL, INC.|TKNG|ALLY INVEST SECURITIES LLC|669
PCTI|PC-TEL, INC.|TMBR|Timber Hill LLC|117
PCTI|PC-TEL, INC.|TRBT|Tradebot Systems, Inc.|101
PCTI|PC-TEL, INC.|TRCM|TRC MARKETS LLC|12619
PCTI|PC-TEL, INC.|UBSS|UBS Securities LLC|46388
PCTI|PC-TEL, INC.|VALX|VIRTU AMERICAS LLC|873
PCTI|PC-TEL, INC.|VGRD|Vanguard Marketing Corporation|300
PCTI|PC-TEL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1063
PCTI|PC-TEL, INC.|WGIF|CIBC World Markets Inc.|921
PCTI|PC-TEL, INC.|WSEA|WOLVERINE SECURITIES, LLC|152
PCTI|PC-TEL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
PCTY|PAYLOCITY HLDNG CORP|ALTX|Alternet Securities Inc.|3100
PCTY|PAYLOCITY HLDNG CORP|APCC|Apex Clearing Corporation|29
PCTY|PAYLOCITY HLDNG CORP|BARD|Robert W. Baird & Co. Incorporated|117
PCTY|PAYLOCITY HLDNG CORP|BATM|CBOE TRADING, INC.|1605
PCTY|PAYLOCITY HLDNG CORP|BAYT|BTIG, LLC|2196
PCTY|PAYLOCITY HLDNG CORP|BBNT|BB&T SECURITIES, LLC|474
PCTY|PAYLOCITY HLDNG CORP|BERN|Sanford C. Bernstein & Co., LLC|85961
PCTY|PAYLOCITY HLDNG CORP|BIDS|BIDS TRADING L.P.|37500
PCTY|PAYLOCITY HLDNG CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2468
PCTY|PAYLOCITY HLDNG CORP|BLKX|INSTINET, LLC|6600
PCTY|PAYLOCITY HLDNG CORP|BMOC|BMO Capital Markets Corp.|4418
PCTY|PAYLOCITY HLDNG CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1742
PCTY|PAYLOCITY HLDNG CORP|BTIG|BTIG, LLC|6133
PCTY|PAYLOCITY HLDNG CORP|BYXM|CBOE TRADING, INC.|100
PCTY|PAYLOCITY HLDNG CORP|BZYD|GOLDMAN SACHS & CO. LLC|572
PCTY|PAYLOCITY HLDNG CORP|CHAS|Charles Schwab & Co., Inc.|93
PCTY|PAYLOCITY HLDNG CORP|CIST|Capital Institutional Services, Inc.|36
PCTY|PAYLOCITY HLDNG CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67311
PCTY|PAYLOCITY HLDNG CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6045
PCTY|PAYLOCITY HLDNG CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|134862
PCTY|PAYLOCITY HLDNG CORP|CTDL|Citadel Derivatives Group Llc|7112
PCTY|PAYLOCITY HLDNG CORP|CTLR|CUTLER GROUP, LP|2191
PCTY|PAYLOCITY HLDNG CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10192
PCTY|PAYLOCITY HLDNG CORP|DBAB|Deutsche Bank Securities Inc.|218924
PCTY|PAYLOCITY HLDNG CORP|DBAX|Deutsche Bank Securities Inc.|74800
PCTY|PAYLOCITY HLDNG CORP|DBUL|Deutsche Bank Securities Inc.|753
PCTY|PAYLOCITY HLDNG CORP|DEAN|MORGAN STANLEY|3317
PCTY|PAYLOCITY HLDNG CORP|DEGS|RONIN PROFESSIONAL LLC|1695
PCTY|PAYLOCITY HLDNG CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3738
PCTY|PAYLOCITY HLDNG CORP|EBXL|EBX LLC|108600
PCTY|PAYLOCITY HLDNG CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4428
PCTY|PAYLOCITY HLDNG CORP|EGAM|CBOE TRADING, INC.|4092
PCTY|PAYLOCITY HLDNG CORP|EGMT|EG MARKET TECHNOLOGIES LLC|2110
PCTY|PAYLOCITY HLDNG CORP|EGXM|CBOE TRADING, INC.|1111
PCTY|PAYLOCITY HLDNG CORP|ETBE|Electronic Transaction Clearing, Inc.|1810
PCTY|PAYLOCITY HLDNG CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|154
PCTY|PAYLOCITY HLDNG CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1367
PCTY|PAYLOCITY HLDNG CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22899
PCTY|PAYLOCITY HLDNG CORP|ETRS|E*Trade Securities LLC|5479
PCTY|PAYLOCITY HLDNG CORP|FBCO|Credit Suisse Securities (USA) LLC|377375
PCTY|PAYLOCITY HLDNG CORP|FILL|Tradestation Securities, Inc.|374
PCTY|PAYLOCITY HLDNG CORP|FOMA|TD AMERITRADE CLEARING, INC.|34811
PCTY|PAYLOCITY HLDNG CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8659
PCTY|PAYLOCITY HLDNG CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59920
PCTY|PAYLOCITY HLDNG CORP|FTBR|Foliofn Investments, Inc.|152
PCTY|PAYLOCITY HLDNG CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|9139
PCTY|PAYLOCITY HLDNG CORP|GLIS|TD Securities Inc|25
PCTY|PAYLOCITY HLDNG CORP|GLPX|ACS EXECUTION SERVICES, LLC|17904
PCTY|PAYLOCITY HLDNG CORP|GSCO|GOLDMAN SACHS & CO. LLC|446456
PCTY|PAYLOCITY HLDNG CORP|GSCS|GOLDMAN SACHS & CO. LLC|39248
PCTY|PAYLOCITY HLDNG CORP|GSLT|GOLDMAN SACHS & CO. LLC|1208
PCTY|PAYLOCITY HLDNG CORP|GTSZ|GTS SECURITIES LLC|28451
PCTY|PAYLOCITY HLDNG CORP|GUGS|Guggenheim Securities, LLC|50100
PCTY|PAYLOCITY HLDNG CORP|HRBF|American Enterprise Investment Services Inc.|203
PCTY|PAYLOCITY HLDNG CORP|IATS|INTERACTIVE BROKERS LLC|3090
PCTY|PAYLOCITY HLDNG CORP|IBKR|Interactive Brokers Llc|92744
PCTY|PAYLOCITY HLDNG CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
PCTY|PAYLOCITY HLDNG CORP|ICBX|INSTINET, LLC|26327
PCTY|PAYLOCITY HLDNG CORP|IEQY|CITADEL SECURITIES LLC|33535
PCTY|PAYLOCITY HLDNG CORP|INCA|INSTINET, LLC|159468
PCTY|PAYLOCITY HLDNG CORP|INJX|INSTINET, LLC|8440
PCTY|PAYLOCITY HLDNG CORP|ITGI|ITG Inc.|172198
PCTY|PAYLOCITY HLDNG CORP|ITGP|ITG INC.|208000
PCTY|PAYLOCITY HLDNG CORP|JEFF|JEFFERIES LLC|20521
PCTY|PAYLOCITY HLDNG CORP|JMPT|JUMP TRADING, LLC|18957
PCTY|PAYLOCITY HLDNG CORP|JPBX|J.P. MORGAN SECURITIES LLC|11658
PCTY|PAYLOCITY HLDNG CORP|JPMX|J.P. Morgan Securities LLC|162763
PCTY|PAYLOCITY HLDNG CORP|JSJX|JANE STREET CAPITAL LLC|12940
PCTY|PAYLOCITY HLDNG CORP|KCGM|VIRTU Americas LLC|27504
PCTY|PAYLOCITY HLDNG CORP|LEHM|Barclays Capital Inc./Le|275944
PCTY|PAYLOCITY HLDNG CORP|LIME|Lime Brokerage LLC|96909
PCTY|PAYLOCITY HLDNG CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|190718
PCTY|PAYLOCITY HLDNG CORP|LQNA|LIQUIDNET, INC.|90300
PCTY|PAYLOCITY HLDNG CORP|LQNB|LIQUIDNET, INC.|3200
PCTY|PAYLOCITY HLDNG CORP|MAXM|Maxim Group LLC|1868
PCTY|PAYLOCITY HLDNG CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36502
PCTY|PAYLOCITY HLDNG CORP|MOTF|MOTIF INVESTING, INC.|22
PCTY|PAYLOCITY HLDNG CORP|MSCO|MORGAN STANLEY & CO. LLC|620272
PCTY|PAYLOCITY HLDNG CORP|MSPL|MORGAN STANLEY & CO. LLC|116100
PCTY|PAYLOCITY HLDNG CORP|MSTX|MORGAN STANLEY & CO. LLC|13800
PCTY|PAYLOCITY HLDNG CORP|NEED|Needham & Company, LLC|620
PCTY|PAYLOCITY HLDNG CORP|NFSC|National Financial Services LLC|23500
PCTY|PAYLOCITY HLDNG CORP|NITE|VIRTU Americas LLC|138602
PCTY|PAYLOCITY HLDNG CORP|NITP|VIRTU Americas LLC|1367
PCTY|PAYLOCITY HLDNG CORP|NQRB|Brut, LLC|3146
PCTY|PAYLOCITY HLDNG CORP|OPCO|Oppenheimer & Co. Inc.|1340
PCTY|PAYLOCITY HLDNG CORP|PDQM|CODA MARKETS, INC.|83041
PCTY|PAYLOCITY HLDNG CORP|RAJA|Raymond James & Associates, Inc.|1738
PCTY|PAYLOCITY HLDNG CORP|RBCM|RBC CAPITAL MARKETS, LLC|7882
PCTY|PAYLOCITY HLDNG CORP|SAGL|SAGETRADER, LLC|13470
PCTY|PAYLOCITY HLDNG CORP|SAGW|SAGETRADER, LLC|1383
PCTY|PAYLOCITY HLDNG CORP|SBSH|Citigroup Global Markets Inc.|65330
PCTY|PAYLOCITY HLDNG CORP|SGMT|GOLDMAN SACHS & CO. LLC|48059
PCTY|PAYLOCITY HLDNG CORP|SPDR|SPEEDROUTE LLC|9145
PCTY|PAYLOCITY HLDNG CORP|SPHN|Stephens Inc.|163
PCTY|PAYLOCITY HLDNG CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|4000
PCTY|PAYLOCITY HLDNG CORP|STFL|Stifel, Nicolaus & Company, Incorporated|337615
PCTY|PAYLOCITY HLDNG CORP|SWIM|TD Ameritrade, Inc.|4085
PCTY|PAYLOCITY HLDNG CORP|SWST|Hilltop Securities Inc.|4493
PCTY|PAYLOCITY HLDNG CORP|TKNG|ALLY INVEST SECURITIES LLC|28
PCTY|PAYLOCITY HLDNG CORP|TMBR|Timber Hill LLC|12
PCTY|PAYLOCITY HLDNG CORP|TONC|CUTTONE & CO., LLC|699
PCTY|PAYLOCITY HLDNG CORP|TRBT|Tradebot Systems, Inc.|61201
PCTY|PAYLOCITY HLDNG CORP|TRCM|TRC MARKETS LLC|67297
PCTY|PAYLOCITY HLDNG CORP|UBSA|UBS SECURITIES LLC|206028
PCTY|PAYLOCITY HLDNG CORP|UBSS|UBS Securities LLC|366102
PCTY|PAYLOCITY HLDNG CORP|VALX|VIRTU AMERICAS LLC|4019
PCTY|PAYLOCITY HLDNG CORP|VGRD|Vanguard Marketing Corporation|1452
PCTY|PAYLOCITY HLDNG CORP|VNDM|Wall Street Access|1138
PCTY|PAYLOCITY HLDNG CORP|WABR|Wall Street Access|2800
PCTY|PAYLOCITY HLDNG CORP|WBLR|WILLIAM BLAIR|14845
PCTY|PAYLOCITY HLDNG CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
PCTY|PAYLOCITY HLDNG CORP|WCHV|WELLS FARGO SECURITIES, LLC|50671
PCTY|PAYLOCITY HLDNG CORP|WEED|Weeden & Co.L.P.|386
PCTY|PAYLOCITY HLDNG CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5563
PCTY|PAYLOCITY HLDNG CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32559
PCTY|PAYLOCITY HLDNG CORP|WGIF|CIBC World Markets Inc.|12
PCTY|PAYLOCITY HLDNG CORP|WMLL|Watermill Institutional Trading LLC|400
PCTY|PAYLOCITY HLDNG CORP|WSEA|WOLVERINE SECURITIES, LLC|1019
PCTY|PAYLOCITY HLDNG CORP|XIST|INSTINET, LLC|19400
PCTY|PAYLOCITY HLDNG CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
PCTY|PAYLOCITY HLDNG CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|3704
PCTY|PAYLOCITY HLDNG CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|569
PCY|INVESCO EMERGING MAR|ALTX|Alternet Securities Inc.|32641
PCY|INVESCO EMERGING MAR|APCC|Apex Clearing Corporation|21437
PCY|INVESCO EMERGING MAR|BANK|Primevest Financial Services, Inc.|2212
PCY|INVESCO EMERGING MAR|BARD|Robert W. Baird & Co. Incorporated|2314
PCY|INVESCO EMERGING MAR|BATM|CBOE TRADING, INC.|600
PCY|INVESCO EMERGING MAR|BBNT|BB&T SECURITIES, LLC|220240
PCY|INVESCO EMERGING MAR|BERN|Sanford C. Bernstein & Co., LLC|500
PCY|INVESCO EMERGING MAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|84260
PCY|INVESCO EMERGING MAR|BRGE|Newbridge Securities Corp.|25
PCY|INVESCO EMERGING MAR|BYXM|CBOE TRADING, INC.|86107
PCY|INVESCO EMERGING MAR|CANT|Cantor Fitzgerald & Co.|14198
PCY|INVESCO EMERGING MAR|CHAS|Charles Schwab & Co., Inc.|55409
PCY|INVESCO EMERGING MAR|CIST|Capital Institutional Services, Inc.|261
PCY|INVESCO EMERGING MAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49349
PCY|INVESCO EMERGING MAR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|51744
PCY|INVESCO EMERGING MAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|703595
PCY|INVESCO EMERGING MAR|CSIN|Citadel Securities Institutional LLC|158357
PCY|INVESCO EMERGING MAR|CTDL|Citadel Derivatives Group Llc|349338
PCY|INVESCO EMERGING MAR|CXCX|CITIGROUP GLOBAL MARKETS INC.|229170
PCY|INVESCO EMERGING MAR|DADA|D.A. Davidson & Co.|404
PCY|INVESCO EMERGING MAR|DBAB|Deutsche Bank Securities Inc.|4209
PCY|INVESCO EMERGING MAR|DBAX|Deutsche Bank Securities Inc.|76000
PCY|INVESCO EMERGING MAR|DEAN|MORGAN STANLEY|11664
PCY|INVESCO EMERGING MAR|EBXL|EBX LLC|115300
PCY|INVESCO EMERGING MAR|EDJO|Edward D. Jones & Co., L.P.|907
PCY|INVESCO EMERGING MAR|EGAM|CBOE TRADING, INC.|10908
PCY|INVESCO EMERGING MAR|EGXM|CBOE TRADING, INC.|3800
PCY|INVESCO EMERGING MAR|ETBE|Electronic Transaction Clearing, Inc.|15691
PCY|INVESCO EMERGING MAR|ETCB|ETC BROKERAGE SERVICES, LLC|225
PCY|INVESCO EMERGING MAR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7300
PCY|INVESCO EMERGING MAR|ETRS|E*Trade Securities LLC|29037
PCY|INVESCO EMERGING MAR|FBSB|U.S. Bancorp Investments, Inc.|273
PCY|INVESCO EMERGING MAR|FILL|Tradestation Securities, Inc.|90
PCY|INVESCO EMERGING MAR|FINX|FINTECH SECURITIES|1108
PCY|INVESCO EMERGING MAR|FLTU|FLOW TRADERS US LLC|229963
PCY|INVESCO EMERGING MAR|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|5813
PCY|INVESCO EMERGING MAR|FMAF|NBCN Inc./ CDS|20210
PCY|INVESCO EMERGING MAR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8110
PCY|INVESCO EMERGING MAR|FTBR|Foliofn Investments, Inc.|31556
PCY|INVESCO EMERGING MAR|GEBB|GLOBAL EXECUTION BROKERS, LP|216248
PCY|INVESCO EMERGING MAR|GSCO|GOLDMAN SACHS & CO. LLC|1381920
PCY|INVESCO EMERGING MAR|GSCS|GOLDMAN SACHS & CO. LLC|15490
PCY|INVESCO EMERGING MAR|GSLT|GOLDMAN SACHS & CO. LLC|297302
PCY|INVESCO EMERGING MAR|GTSZ|GTS SECURITIES LLC|6184
PCY|INVESCO EMERGING MAR|HRBF|American Enterprise Investment Services Inc.|1504659
PCY|INVESCO EMERGING MAR|IATS|INTERACTIVE BROKERS LLC|17950
PCY|INVESCO EMERGING MAR|IBKR|Interactive Brokers Llc|40458
PCY|INVESCO EMERGING MAR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|23966
PCY|INVESCO EMERGING MAR|ICBX|INSTINET, LLC|434973
PCY|INVESCO EMERGING MAR|INCA|INSTINET, LLC|335695
PCY|INVESCO EMERGING MAR|ITGI|ITG Inc.|58547
PCY|INVESCO EMERGING MAR|ITGP|ITG INC.|155400
PCY|INVESCO EMERGING MAR|JANY|Janney Montgomery Scott Inc.|3819
PCY|INVESCO EMERGING MAR|JMPT|JUMP TRADING, LLC|36360
PCY|INVESCO EMERGING MAR|JPMX|J.P. Morgan Securities LLC|150820
PCY|INVESCO EMERGING MAR|JSEB|JANE STREET EXECUTION SERVICES, LLC|1418008
PCY|INVESCO EMERGING MAR|JSJX|JANE STREET CAPITAL LLC|872126
PCY|INVESCO EMERGING MAR|KCGM|VIRTU Americas LLC|63418
PCY|INVESCO EMERGING MAR|LEHM|Barclays Capital Inc./Le|658692
PCY|INVESCO EMERGING MAR|LIME|Lime Brokerage LLC|11066
PCY|INVESCO EMERGING MAR|LSCI|Lek Securities Corporation|90
PCY|INVESCO EMERGING MAR|MACC|Mid Atlantic Capital Corporation|12732
PCY|INVESCO EMERGING MAR|MCMF|Raymond James Ltd. Cds|124
PCY|INVESCO EMERGING MAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|459878
PCY|INVESCO EMERGING MAR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|34897
PCY|INVESCO EMERGING MAR|MOTF|MOTIF INVESTING, INC.|4
PCY|INVESCO EMERGING MAR|MSCO|MORGAN STANLEY & CO. LLC|1137186
PCY|INVESCO EMERGING MAR|MSPL|MORGAN STANLEY & CO. LLC|81500
PCY|INVESCO EMERGING MAR|NFSC|National Financial Services LLC|178712
PCY|INVESCO EMERGING MAR|NITE|VIRTU Americas LLC|1562518
PCY|INVESCO EMERGING MAR|NITP|VIRTU Americas LLC|97997
PCY|INVESCO EMERGING MAR|NTBF|BMO Nesbitt Burns Inc./CDS|307
PCY|INVESCO EMERGING MAR|NTRC|Northern Trust Securities, Inc.|28
PCY|INVESCO EMERGING MAR|OLDM|OLD MISSION CAPITAL, LLC|94878
PCY|INVESCO EMERGING MAR|ONEL|O'NEIL SECURITIES, INCORPORATED|20000
PCY|INVESCO EMERGING MAR|OPCO|Oppenheimer & Co. Inc.|7092
PCY|INVESCO EMERGING MAR|OTAA|OTA LLC|5100
PCY|INVESCO EMERGING MAR|PDQM|CODA MARKETS, INC.|1699
PCY|INVESCO EMERGING MAR|PWJC|UBS Financial Services, Inc.|42
PCY|INVESCO EMERGING MAR|RBCM|RBC CAPITAL MARKETS, LLC|26115
PCY|INVESCO EMERGING MAR|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1500
PCY|INVESCO EMERGING MAR|SALI|INTL FCSTONE FINANCIAL INC.|4
PCY|INVESCO EMERGING MAR|SBSH|Citigroup Global Markets Inc.|43545
PCY|INVESCO EMERGING MAR|SEIC|SEI Investments Distribution Co.|27046
PCY|INVESCO EMERGING MAR|SGMT|GOLDMAN SACHS & CO. LLC|281579
PCY|INVESCO EMERGING MAR|SIBO|Prime Executions, Inc.|12097
PCY|INVESCO EMERGING MAR|SPHN|Stephens Inc.|4690
PCY|INVESCO EMERGING MAR|STFL|Stifel, Nicolaus & Company, Incorporated|8145
PCY|INVESCO EMERGING MAR|STXG|Stockcross Financial Services, Inc.|82
PCY|INVESCO EMERGING MAR|SWIM|TD Ameritrade, Inc.|4720
PCY|INVESCO EMERGING MAR|SWST|Hilltop Securities Inc.|1062
PCY|INVESCO EMERGING MAR|TKNG|ALLY INVEST SECURITIES LLC|227
PCY|INVESCO EMERGING MAR|TRBT|Tradebot Systems, Inc.|304227
PCY|INVESCO EMERGING MAR|UBSA|UBS SECURITIES LLC|727553
PCY|INVESCO EMERGING MAR|UBSS|UBS Securities LLC|890150
PCY|INVESCO EMERGING MAR|VALX|VIRTU AMERICAS LLC|10091
PCY|INVESCO EMERGING MAR|VGRD|Vanguard Marketing Corporation|21850
PCY|INVESCO EMERGING MAR|WBET|Wallachbeth Capital LLC|20200
PCY|INVESCO EMERGING MAR|WCHV|WELLS FARGO SECURITIES, LLC|2346534
PCY|INVESCO EMERGING MAR|WEED|Weeden & Co.L.P.|490
PCY|INVESCO EMERGING MAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12866
PCY|INVESCO EMERGING MAR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1467
PCY|INVESCO EMERGING MAR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|29963
PCY|INVESCO EMERGING MAR|WSEA|WOLVERINE SECURITIES, LLC|55792
PCY|INVESCO EMERGING MAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|9490
PCY|INVESCO EMERGING MAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|98881
PCYG|PARK CITY GROUP CMN|ALTX|Alternet Securities Inc.|200
PCYG|PARK CITY GROUP CMN|APCC|Apex Clearing Corporation|414
PCYG|PARK CITY GROUP CMN|BARD|Robert W. Baird & Co. Incorporated|5500
PCYG|PARK CITY GROUP CMN|BATM|CBOE TRADING, INC.|400
PCYG|PARK CITY GROUP CMN|BBNT|BB&T SECURITIES, LLC|1512
PCYG|PARK CITY GROUP CMN|BMOC|BMO Capital Markets Corp.|2120
PCYG|PARK CITY GROUP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1069
PCYG|PARK CITY GROUP CMN|BTIG|BTIG, LLC|13111
PCYG|PARK CITY GROUP CMN|CHAS|Charles Schwab & Co., Inc.|2384
PCYG|PARK CITY GROUP CMN|CHLM|Craig-Hallum Capital Group LLC|67883
PCYG|PARK CITY GROUP CMN|CIST|Capital Institutional Services, Inc.|8043
PCYG|PARK CITY GROUP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7329
PCYG|PARK CITY GROUP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
PCYG|PARK CITY GROUP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32929
PCYG|PARK CITY GROUP CMN|CTDL|Citadel Derivatives Group Llc|1424
PCYG|PARK CITY GROUP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7710
PCYG|PARK CITY GROUP CMN|DADA|D.A. Davidson & Co.|605908
PCYG|PARK CITY GROUP CMN|DBAB|Deutsche Bank Securities Inc.|32508
PCYG|PARK CITY GROUP CMN|DBAX|Deutsche Bank Securities Inc.|17700
PCYG|PARK CITY GROUP CMN|DBUL|Deutsche Bank Securities Inc.|290
PCYG|PARK CITY GROUP CMN|DEGS|RONIN PROFESSIONAL LLC|28534
PCYG|PARK CITY GROUP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
PCYG|PARK CITY GROUP CMN|DOTC|Dougherty & Company LLC|90787
PCYG|PARK CITY GROUP CMN|EBXL|EBX LLC|14500
PCYG|PARK CITY GROUP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3300
PCYG|PARK CITY GROUP CMN|EDJO|Edward D. Jones & Co., L.P.|3304
PCYG|PARK CITY GROUP CMN|EGAM|CBOE TRADING, INC.|400
PCYG|PARK CITY GROUP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|300
PCYG|PARK CITY GROUP CMN|EGXM|CBOE TRADING, INC.|316
PCYG|PARK CITY GROUP CMN|ETBE|Electronic Transaction Clearing, Inc.|200
PCYG|PARK CITY GROUP CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
PCYG|PARK CITY GROUP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|331
PCYG|PARK CITY GROUP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|248
PCYG|PARK CITY GROUP CMN|ETRS|E*Trade Securities LLC|24610
PCYG|PARK CITY GROUP CMN|FBCO|Credit Suisse Securities (USA) LLC|82122
PCYG|PARK CITY GROUP CMN|FILL|Tradestation Securities, Inc.|50
PCYG|PARK CITY GROUP CMN|FMAF|NBCN Inc./ CDS|1500
PCYG|PARK CITY GROUP CMN|FOMA|TD AMERITRADE CLEARING, INC.|56730
PCYG|PARK CITY GROUP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8786
PCYG|PARK CITY GROUP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4170
PCYG|PARK CITY GROUP CMN|GSCO|GOLDMAN SACHS & CO. LLC|89005
PCYG|PARK CITY GROUP CMN|GSCS|GOLDMAN SACHS & CO. LLC|313
PCYG|PARK CITY GROUP CMN|GSLT|GOLDMAN SACHS & CO. LLC|2190
PCYG|PARK CITY GROUP CMN|GTSZ|GTS SECURITIES LLC|7452
PCYG|PARK CITY GROUP CMN|HRBF|American Enterprise Investment Services Inc.|3475
PCYG|PARK CITY GROUP CMN|IATS|INTERACTIVE BROKERS LLC|2720
PCYG|PARK CITY GROUP CMN|IBKR|Interactive Brokers Llc|75410
PCYG|PARK CITY GROUP CMN|ICBX|INSTINET, LLC|5815
PCYG|PARK CITY GROUP CMN|IEQY|CITADEL SECURITIES LLC|285
PCYG|PARK CITY GROUP CMN|INCA|INSTINET, LLC|46315
PCYG|PARK CITY GROUP CMN|INJX|INSTINET, LLC|781
PCYG|PARK CITY GROUP CMN|ITGI|ITG Inc.|5290
PCYG|PARK CITY GROUP CMN|ITGP|ITG INC.|44600
PCYG|PARK CITY GROUP CMN|JEFF|JEFFERIES LLC|12296
PCYG|PARK CITY GROUP CMN|JMPT|JUMP TRADING, LLC|1629
PCYG|PARK CITY GROUP CMN|JPMX|J.P. Morgan Securities LLC|46734
PCYG|PARK CITY GROUP CMN|JSJX|JANE STREET CAPITAL LLC|773
PCYG|PARK CITY GROUP CMN|KCGM|VIRTU Americas LLC|21136
PCYG|PARK CITY GROUP CMN|LEHM|Barclays Capital Inc./Le|60257
PCYG|PARK CITY GROUP CMN|LIME|Lime Brokerage LLC|33884
PCYG|PARK CITY GROUP CMN|LMGP|LIME BROKERAGE LLC|8738
PCYG|PARK CITY GROUP CMN|LSCI|Lek Securities Corporation|14
PCYG|PARK CITY GROUP CMN|MAXM|Maxim Group LLC|1388
PCYG|PARK CITY GROUP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17396
PCYG|PARK CITY GROUP CMN|MSCO|MORGAN STANLEY & CO. LLC|146245
PCYG|PARK CITY GROUP CMN|MSPL|MORGAN STANLEY & CO. LLC|30000
PCYG|PARK CITY GROUP CMN|MSTX|MORGAN STANLEY & CO. LLC|6200
PCYG|PARK CITY GROUP CMN|NFSC|National Financial Services LLC|68809
PCYG|PARK CITY GROUP CMN|NITE|VIRTU Americas LLC|353052
PCYG|PARK CITY GROUP CMN|NITP|VIRTU Americas LLC|2500
PCYG|PARK CITY GROUP CMN|NQRB|Brut, LLC|716
PCYG|PARK CITY GROUP CMN|PDQM|CODA MARKETS, INC.|3467
PCYG|PARK CITY GROUP CMN|RAJA|Raymond James & Associates, Inc.|1200
PCYG|PARK CITY GROUP CMN|RBCM|RBC CAPITAL MARKETS, LLC|3950
PCYG|PARK CITY GROUP CMN|SBSH|Citigroup Global Markets Inc.|15522
PCYG|PARK CITY GROUP CMN|SGMT|GOLDMAN SACHS & CO. LLC|17849
PCYG|PARK CITY GROUP CMN|SPDR|SPEEDROUTE LLC|100
PCYG|PARK CITY GROUP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|77543
PCYG|PARK CITY GROUP CMN|SWIM|TD Ameritrade, Inc.|16435
PCYG|PARK CITY GROUP CMN|TRBT|Tradebot Systems, Inc.|6285
PCYG|PARK CITY GROUP CMN|TRCM|TRC MARKETS LLC|8724
PCYG|PARK CITY GROUP CMN|UBSA|UBS SECURITIES LLC|57524
PCYG|PARK CITY GROUP CMN|UBSS|UBS Securities LLC|113689
PCYG|PARK CITY GROUP CMN|VALX|VIRTU AMERICAS LLC|2634
PCYG|PARK CITY GROUP CMN|VGRD|Vanguard Marketing Corporation|8548
PCYG|PARK CITY GROUP CMN|WABR|Wall Street Access|5343
PCYG|PARK CITY GROUP CMN|WCHV|WELLS FARGO SECURITIES, LLC|2803
PCYG|PARK CITY GROUP CMN|WEDB|WEDBUSH SECURITIES INC.|52936
PCYG|PARK CITY GROUP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9528
PCYG|PARK CITY GROUP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5204
PCYG|PARK CITY GROUP CMN|WSEA|WOLVERINE SECURITIES, LLC|2939
PCYG|PARK CITY GROUP CMN|XIST|INSTINET, LLC|410
PCYG|PARK CITY GROUP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
PCYG|PARK CITY GROUP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
PCYO|PURE CYCLE CORP|APCC|Apex Clearing Corporation|3
PCYO|PURE CYCLE CORP|BERN|Sanford C. Bernstein & Co., LLC|1100
PCYO|PURE CYCLE CORP|BMOC|BMO Capital Markets Corp.|2731
PCYO|PURE CYCLE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1551
PCYO|PURE CYCLE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1094
PCYO|PURE CYCLE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1498
PCYO|PURE CYCLE CORP|CTDL|Citadel Derivatives Group Llc|676
PCYO|PURE CYCLE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|834
PCYO|PURE CYCLE CORP|DBAB|Deutsche Bank Securities Inc.|17440
PCYO|PURE CYCLE CORP|DBAX|Deutsche Bank Securities Inc.|3500
PCYO|PURE CYCLE CORP|DEGS|RONIN PROFESSIONAL LLC|4330
PCYO|PURE CYCLE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1695
PCYO|PURE CYCLE CORP|EBXL|EBX LLC|3200
PCYO|PURE CYCLE CORP|EGXM|CBOE TRADING, INC.|2
PCYO|PURE CYCLE CORP|ETRS|E*Trade Securities LLC|864
PCYO|PURE CYCLE CORP|FBCO|Credit Suisse Securities (USA) LLC|223633
PCYO|PURE CYCLE CORP|FOMA|TD AMERITRADE CLEARING, INC.|6870
PCYO|PURE CYCLE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|709
PCYO|PURE CYCLE CORP|FTBR|Foliofn Investments, Inc.|1
PCYO|PURE CYCLE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4903
PCYO|PURE CYCLE CORP|GSCO|GOLDMAN SACHS & CO. LLC|169600
PCYO|PURE CYCLE CORP|GSLT|GOLDMAN SACHS & CO. LLC|2338
PCYO|PURE CYCLE CORP|GTSZ|GTS SECURITIES LLC|2948
PCYO|PURE CYCLE CORP|HSBC|HSBC Securities, Inc.|271
PCYO|PURE CYCLE CORP|IBKR|Interactive Brokers Llc|5111
PCYO|PURE CYCLE CORP|ICBX|INSTINET, LLC|100
PCYO|PURE CYCLE CORP|IEQY|CITADEL SECURITIES LLC|100
PCYO|PURE CYCLE CORP|INCA|INSTINET, LLC|15032
PCYO|PURE CYCLE CORP|INJX|INSTINET, LLC|1638
PCYO|PURE CYCLE CORP|ITGI|ITG Inc.|8342
PCYO|PURE CYCLE CORP|ITGP|ITG INC.|7400
PCYO|PURE CYCLE CORP|JEFF|JEFFERIES LLC|14808
PCYO|PURE CYCLE CORP|JPMX|J.P. Morgan Securities LLC|6932
PCYO|PURE CYCLE CORP|KCGM|VIRTU Americas LLC|200
PCYO|PURE CYCLE CORP|LEHM|Barclays Capital Inc./Le|38820
PCYO|PURE CYCLE CORP|LIME|Lime Brokerage LLC|42020
PCYO|PURE CYCLE CORP|LMGP|LIME BROKERAGE LLC|6800
PCYO|PURE CYCLE CORP|LQNA|LIQUIDNET, INC.|24600
PCYO|PURE CYCLE CORP|MAXM|Maxim Group LLC|1031
PCYO|PURE CYCLE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1750
PCYO|PURE CYCLE CORP|MSCO|MORGAN STANLEY & CO. LLC|65213
PCYO|PURE CYCLE CORP|MSPL|MORGAN STANLEY & CO. LLC|800
PCYO|PURE CYCLE CORP|MSTX|MORGAN STANLEY & CO. LLC|1000
PCYO|PURE CYCLE CORP|NFSC|National Financial Services LLC|11055
PCYO|PURE CYCLE CORP|NITE|VIRTU Americas LLC|37978
PCYO|PURE CYCLE CORP|RAJA|Raymond James & Associates, Inc.|32
PCYO|PURE CYCLE CORP|RBCM|RBC CAPITAL MARKETS, LLC|2565
PCYO|PURE CYCLE CORP|SBSH|Citigroup Global Markets Inc.|42145
PCYO|PURE CYCLE CORP|SGMT|GOLDMAN SACHS & CO. LLC|400
PCYO|PURE CYCLE CORP|SPDR|SPEEDROUTE LLC|906
PCYO|PURE CYCLE CORP|SWIM|TD Ameritrade, Inc.|32932
PCYO|PURE CYCLE CORP|TKNG|ALLY INVEST SECURITIES LLC|22
PCYO|PURE CYCLE CORP|TMBR|Timber Hill LLC|155
PCYO|PURE CYCLE CORP|TRBT|Tradebot Systems, Inc.|2107
PCYO|PURE CYCLE CORP|TRCM|TRC MARKETS LLC|5372
PCYO|PURE CYCLE CORP|UBSA|UBS SECURITIES LLC|11178
PCYO|PURE CYCLE CORP|UBSS|UBS Securities LLC|71262
PCYO|PURE CYCLE CORP|VALX|VIRTU AMERICAS LLC|593
PCYO|PURE CYCLE CORP|VGRD|Vanguard Marketing Corporation|100
PCYO|PURE CYCLE CORP|WCHV|WELLS FARGO SECURITIES, LLC|10267
PCYO|PURE CYCLE CORP|WEED|Weeden & Co.L.P.|200
PCYO|PURE CYCLE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1453
PCYO|PURE CYCLE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|422
PCYO|PURE CYCLE CORP|WFPB|Wells Fargo Securities, LLC.|3452
PCYO|PURE CYCLE CORP|WSEA|WOLVERINE SECURITIES, LLC|10
PDBC|INVESCO OPTI YLD DIV|ADAM|CANACCORD GENUITY INC.|164200
PDBC|INVESCO OPTI YLD DIV|APCC|Apex Clearing Corporation|2979
PDBC|INVESCO OPTI YLD DIV|BANK|Primevest Financial Services, Inc.|31522
PDBC|INVESCO OPTI YLD DIV|BARD|Robert W. Baird & Co. Incorporated|2493
PDBC|INVESCO OPTI YLD DIV|BERN|Sanford C. Bernstein & Co., LLC|983
PDBC|INVESCO OPTI YLD DIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|172723
PDBC|INVESCO OPTI YLD DIV|BTIG|BTIG, LLC|54543
PDBC|INVESCO OPTI YLD DIV|CANT|Cantor Fitzgerald & Co.|765672
PDBC|INVESCO OPTI YLD DIV|CHAS|Charles Schwab & Co., Inc.|51397
PDBC|INVESCO OPTI YLD DIV|CIST|Capital Institutional Services, Inc.|7567
PDBC|INVESCO OPTI YLD DIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51930
PDBC|INVESCO OPTI YLD DIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|667822
PDBC|INVESCO OPTI YLD DIV|CSIN|Citadel Securities Institutional LLC|432389
PDBC|INVESCO OPTI YLD DIV|CTDL|Citadel Derivatives Group Llc|857371
PDBC|INVESCO OPTI YLD DIV|CXCX|CITIGROUP GLOBAL MARKETS INC.|3384
PDBC|INVESCO OPTI YLD DIV|DADA|D.A. Davidson & Co.|4893
PDBC|INVESCO OPTI YLD DIV|DAVA|Davenport & Company LLC|9550
PDBC|INVESCO OPTI YLD DIV|DBAB|Deutsche Bank Securities Inc.|11400
PDBC|INVESCO OPTI YLD DIV|DBAX|Deutsche Bank Securities Inc.|103900
PDBC|INVESCO OPTI YLD DIV|DEAN|MORGAN STANLEY|83254
PDBC|INVESCO OPTI YLD DIV|EBXL|EBX LLC|183000
PDBC|INVESCO OPTI YLD DIV|ECUT|CONVERGEX EXECUTION SOLUTIONS|4101
PDBC|INVESCO OPTI YLD DIV|EDJC|Edward Jones / CDS|135
PDBC|INVESCO OPTI YLD DIV|EDJO|Edward D. Jones & Co., L.P.|1150
PDBC|INVESCO OPTI YLD DIV|EGAM|CBOE TRADING, INC.|100
PDBC|INVESCO OPTI YLD DIV|EGXM|CBOE TRADING, INC.|700
PDBC|INVESCO OPTI YLD DIV|ETBE|Electronic Transaction Clearing, Inc.|36392
PDBC|INVESCO OPTI YLD DIV|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5020
PDBC|INVESCO OPTI YLD DIV|ETRS|E*Trade Securities LLC|24133
PDBC|INVESCO OPTI YLD DIV|FBCO|Credit Suisse Securities (USA) LLC|142036
PDBC|INVESCO OPTI YLD DIV|FBSB|U.S. Bancorp Investments, Inc.|7285
PDBC|INVESCO OPTI YLD DIV|FILL|Tradestation Securities, Inc.|333
PDBC|INVESCO OPTI YLD DIV|FINX|FINTECH SECURITIES|245
PDBC|INVESCO OPTI YLD DIV|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|100000
PDBC|INVESCO OPTI YLD DIV|FOMA|TD AMERITRADE CLEARING, INC.|860279
PDBC|INVESCO OPTI YLD DIV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28584
PDBC|INVESCO OPTI YLD DIV|FTBR|Foliofn Investments, Inc.|183433
PDBC|INVESCO OPTI YLD DIV|GEBB|GLOBAL EXECUTION BROKERS, LP|26376
PDBC|INVESCO OPTI YLD DIV|GLIS|TD Securities Inc|50
PDBC|INVESCO OPTI YLD DIV|GLPX|ACS EXECUTION SERVICES, LLC|705
PDBC|INVESCO OPTI YLD DIV|GSCO|GOLDMAN SACHS & CO. LLC|707656
PDBC|INVESCO OPTI YLD DIV|GSLT|GOLDMAN SACHS & CO. LLC|27833
PDBC|INVESCO OPTI YLD DIV|GTSZ|GTS SECURITIES LLC|1500
PDBC|INVESCO OPTI YLD DIV|HRBF|American Enterprise Investment Services Inc.|3275
PDBC|INVESCO OPTI YLD DIV|IATS|INTERACTIVE BROKERS LLC|36296
PDBC|INVESCO OPTI YLD DIV|IBKR|Interactive Brokers Llc|173756
PDBC|INVESCO OPTI YLD DIV|ICBX|INSTINET, LLC|298180
PDBC|INVESCO OPTI YLD DIV|INCA|INSTINET, LLC|108443
PDBC|INVESCO OPTI YLD DIV|ITGI|ITG Inc.|26758
PDBC|INVESCO OPTI YLD DIV|ITGP|ITG INC.|59600
PDBC|INVESCO OPTI YLD DIV|JANY|Janney Montgomery Scott Inc.|9715
PDBC|INVESCO OPTI YLD DIV|JMPT|JUMP TRADING, LLC|22319
PDBC|INVESCO OPTI YLD DIV|JPMX|J.P. Morgan Securities LLC|71124
PDBC|INVESCO OPTI YLD DIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|6036952
PDBC|INVESCO OPTI YLD DIV|JSJX|JANE STREET CAPITAL LLC|876480
PDBC|INVESCO OPTI YLD DIV|KCGM|VIRTU Americas LLC|76551
PDBC|INVESCO OPTI YLD DIV|LEHM|Barclays Capital Inc./Le|1325399
PDBC|INVESCO OPTI YLD DIV|LIME|Lime Brokerage LLC|181461
PDBC|INVESCO OPTI YLD DIV|LMGP|LIME BROKERAGE LLC|20200
PDBC|INVESCO OPTI YLD DIV|MACC|Mid Atlantic Capital Corporation|34877
PDBC|INVESCO OPTI YLD DIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|238844
PDBC|INVESCO OPTI YLD DIV|MSCO|MORGAN STANLEY & CO. LLC|566452
PDBC|INVESCO OPTI YLD DIV|MSPL|MORGAN STANLEY & CO. LLC|10600
PDBC|INVESCO OPTI YLD DIV|NFSC|National Financial Services LLC|1441568
PDBC|INVESCO OPTI YLD DIV|NITE|VIRTU Americas LLC|3203807
PDBC|INVESCO OPTI YLD DIV|NITP|VIRTU Americas LLC|587436
PDBC|INVESCO OPTI YLD DIV|NQRB|Brut, LLC|2500
PDBC|INVESCO OPTI YLD DIV|OLDM|OLD MISSION CAPITAL, LLC|303843
PDBC|INVESCO OPTI YLD DIV|PDQM|CODA MARKETS, INC.|1205
PDBC|INVESCO OPTI YLD DIV|PWJC|UBS Financial Services, Inc.|55064
PDBC|INVESCO OPTI YLD DIV|RAJA|Raymond James & Associates, Inc.|35465
PDBC|INVESCO OPTI YLD DIV|RBCM|RBC CAPITAL MARKETS, LLC|44308
PDBC|INVESCO OPTI YLD DIV|SALI|INTL FCSTONE FINANCIAL INC.|223
PDBC|INVESCO OPTI YLD DIV|SBSH|Citigroup Global Markets Inc.|19835
PDBC|INVESCO OPTI YLD DIV|SGMT|GOLDMAN SACHS & CO. LLC|85986
PDBC|INVESCO OPTI YLD DIV|SHMR|ABN Amro Clearing LLC|167155
PDBC|INVESCO OPTI YLD DIV|SPDR|SPEEDROUTE LLC|10700
PDBC|INVESCO OPTI YLD DIV|SPHN|Stephens Inc.|585
PDBC|INVESCO OPTI YLD DIV|STFL|Stifel, Nicolaus & Company, Incorporated|14454
PDBC|INVESCO OPTI YLD DIV|SWIM|TD Ameritrade, Inc.|14769
PDBC|INVESCO OPTI YLD DIV|SWST|Hilltop Securities Inc.|26915
PDBC|INVESCO OPTI YLD DIV|TKNG|ALLY INVEST SECURITIES LLC|287
PDBC|INVESCO OPTI YLD DIV|TRBT|Tradebot Systems, Inc.|44559
PDBC|INVESCO OPTI YLD DIV|TRCM|TRC MARKETS LLC|40969
PDBC|INVESCO OPTI YLD DIV|UBSA|UBS SECURITIES LLC|705064
PDBC|INVESCO OPTI YLD DIV|UBSS|UBS Securities LLC|851816
PDBC|INVESCO OPTI YLD DIV|VALX|VIRTU AMERICAS LLC|26376
PDBC|INVESCO OPTI YLD DIV|VERT|The Vertical Trading Group, LLC|1479
PDBC|INVESCO OPTI YLD DIV|VGRD|Vanguard Marketing Corporation|34241
PDBC|INVESCO OPTI YLD DIV|WBET|Wallachbeth Capital LLC|66343
PDBC|INVESCO OPTI YLD DIV|WCHV|WELLS FARGO SECURITIES, LLC|543607
PDBC|INVESCO OPTI YLD DIV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1731
PDBC|INVESCO OPTI YLD DIV|WLTH|WEALTHFRONT BROKERAGE CORPORATION|497
PDBC|INVESCO OPTI YLD DIV|WSEA|WOLVERINE SECURITIES, LLC|10791
PDBC|INVESCO OPTI YLD DIV|XSTM|NATIONAL FINANCIAL SERVICES LLC|15436
PDBC|INVESCO OPTI YLD DIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|243606
PDCE|PDC ENERGY, INC.|ABLE|NATIXIS Securities Americas LLC|110000
PDCE|PDC ENERGY, INC.|ALTX|Alternet Securities Inc.|21060
PDCE|PDC ENERGY, INC.|ANOS|ABEL/NOSER, L.L.C.|100
PDCE|PDC ENERGY, INC.|APCC|Apex Clearing Corporation|2186
PDCE|PDC ENERGY, INC.|BARD|Robert W. Baird & Co. Incorporated|428
PDCE|PDC ENERGY, INC.|BATM|CBOE TRADING, INC.|6164
PDCE|PDC ENERGY, INC.|BAYT|BTIG, LLC|62253
PDCE|PDC ENERGY, INC.|BERN|Sanford C. Bernstein & Co., LLC|117759
PDCE|PDC ENERGY, INC.|BIDS|BIDS TRADING L.P.|96200
PDCE|PDC ENERGY, INC.|BKCM|BNY Mellon Capital Markets LLC|35
PDCE|PDC ENERGY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9357
PDCE|PDC ENERGY, INC.|BLKX|INSTINET, LLC|36337
PDCE|PDC ENERGY, INC.|BMOC|BMO Capital Markets Corp.|10708
PDCE|PDC ENERGY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|17254
PDCE|PDC ENERGY, INC.|BTIG|BTIG, LLC|2099
PDCE|PDC ENERGY, INC.|BYXM|CBOE TRADING, INC.|2679
PDCE|PDC ENERGY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|600
PDCE|PDC ENERGY, INC.|CANT|Cantor Fitzgerald & Co.|2877
PDCE|PDC ENERGY, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
PDCE|PDC ENERGY, INC.|CHAS|Charles Schwab & Co., Inc.|150
PDCE|PDC ENERGY, INC.|CIST|Capital Institutional Services, Inc.|207
PDCE|PDC ENERGY, INC.|CJSC|CJS Securities, Inc.|93000
PDCE|PDC ENERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87775
PDCE|PDC ENERGY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5451
PDCE|PDC ENERGY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
PDCE|PDC ENERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|510611
PDCE|PDC ENERGY, INC.|CTDL|Citadel Derivatives Group Llc|11177
PDCE|PDC ENERGY, INC.|CTLR|CUTLER GROUP, LP|100
PDCE|PDC ENERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|28456
PDCE|PDC ENERGY, INC.|DBAB|Deutsche Bank Securities Inc.|562163
PDCE|PDC ENERGY, INC.|DBAX|Deutsche Bank Securities Inc.|208800
PDCE|PDC ENERGY, INC.|DBUL|Deutsche Bank Securities Inc.|11848
PDCE|PDC ENERGY, INC.|DEAN|MORGAN STANLEY|6561
PDCE|PDC ENERGY, INC.|DEGS|RONIN PROFESSIONAL LLC|700
PDCE|PDC ENERGY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|314
PDCE|PDC ENERGY, INC.|EBXL|EBX LLC|152800
PDCE|PDC ENERGY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|104852
PDCE|PDC ENERGY, INC.|EDFC|E D & F MAN CAPITAL MARKETS INC.|1100
PDCE|PDC ENERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|1120
PDCE|PDC ENERGY, INC.|EGAM|CBOE TRADING, INC.|19819
PDCE|PDC ENERGY, INC.|EGAW|CBOE TRADING, INC.|111
PDCE|PDC ENERGY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1601
PDCE|PDC ENERGY, INC.|EGXM|CBOE TRADING, INC.|6328
PDCE|PDC ENERGY, INC.|EGXW|CBOE TRADING, INC.|202
PDCE|PDC ENERGY, INC.|ETBE|Electronic Transaction Clearing, Inc.|34433
PDCE|PDC ENERGY, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4200
PDCE|PDC ENERGY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55130
PDCE|PDC ENERGY, INC.|ETRS|E*Trade Securities LLC|79360
PDCE|PDC ENERGY, INC.|FBCO|Credit Suisse Securities (USA) LLC|1102349
PDCE|PDC ENERGY, INC.|FBSB|U.S. Bancorp Investments, Inc.|30
PDCE|PDC ENERGY, INC.|FILL|Tradestation Securities, Inc.|5741
PDCE|PDC ENERGY, INC.|FMAF|NBCN Inc./ CDS|130
PDCE|PDC ENERGY, INC.|FOMA|TD AMERITRADE CLEARING, INC.|47458
PDCE|PDC ENERGY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4802
PDCE|PDC ENERGY, INC.|FQLS|Quantlab Securities LP|446355
PDCE|PDC ENERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|237500
PDCE|PDC ENERGY, INC.|FTBR|Foliofn Investments, Inc.|3458
PDCE|PDC ENERGY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|42487
PDCE|PDC ENERGY, INC.|GELP|RBC CAPITAL MARKETS, LLC|57
PDCE|PDC ENERGY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|44246
PDCE|PDC ENERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1252007
PDCE|PDC ENERGY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|34081
PDCE|PDC ENERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4373
PDCE|PDC ENERGY, INC.|GTSZ|GTS SECURITIES LLC|124557
PDCE|PDC ENERGY, INC.|HAPX|HAP Trading, LLC|176
PDCE|PDC ENERGY, INC.|HRBF|American Enterprise Investment Services Inc.|1330
PDCE|PDC ENERGY, INC.|IATS|INTERACTIVE BROKERS LLC|5930
PDCE|PDC ENERGY, INC.|IBKR|Interactive Brokers Llc|43759
PDCE|PDC ENERGY, INC.|ICBX|INSTINET, LLC|31700
PDCE|PDC ENERGY, INC.|IEQY|CITADEL SECURITIES LLC|242275
PDCE|PDC ENERGY, INC.|INCA|INSTINET, LLC|636223
PDCE|PDC ENERGY, INC.|INJX|INSTINET, LLC|128871
PDCE|PDC ENERGY, INC.|ITGI|ITG Inc.|52381
PDCE|PDC ENERGY, INC.|ITGP|ITG INC.|113800
PDCE|PDC ENERGY, INC.|JANY|Janney Montgomery Scott Inc.|19
PDCE|PDC ENERGY, INC.|JEFF|JEFFERIES LLC|249371
PDCE|PDC ENERGY, INC.|JMPT|JUMP TRADING, LLC|115397
PDCE|PDC ENERGY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|37633
PDCE|PDC ENERGY, INC.|JPMX|J.P. Morgan Securities LLC|403361
PDCE|PDC ENERGY, INC.|JSJX|JANE STREET CAPITAL LLC|11037
PDCE|PDC ENERGY, INC.|KCGM|VIRTU Americas LLC|38612
PDCE|PDC ENERGY, INC.|LEHM|Barclays Capital Inc./Le|776157
PDCE|PDC ENERGY, INC.|LIME|Lime Brokerage LLC|168521
PDCE|PDC ENERGY, INC.|LIWE|LIME BROKERAGE LLC|4200
PDCE|PDC ENERGY, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|47800
PDCE|PDC ENERGY, INC.|LOOP|Loop Capital Markets LLC|771
PDCE|PDC ENERGY, INC.|LQNA|LIQUIDNET, INC.|54100
PDCE|PDC ENERGY, INC.|LQNB|LIQUIDNET, INC.|3200
PDCE|PDC ENERGY, INC.|LSCI|Lek Securities Corporation|7600
PDCE|PDC ENERGY, INC.|MAXM|Maxim Group LLC|7286
PDCE|PDC ENERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|91462
PDCE|PDC ENERGY, INC.|MOTF|MOTIF INVESTING, INC.|2
PDCE|PDC ENERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|3043417
PDCE|PDC ENERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|370000
PDCE|PDC ENERGY, INC.|MSTX|MORGAN STANLEY & CO. LLC|151700
PDCE|PDC ENERGY, INC.|NATL|National Securities Corporation|8800
PDCE|PDC ENERGY, INC.|NFSC|National Financial Services LLC|119897
PDCE|PDC ENERGY, INC.|NITE|VIRTU Americas LLC|371208
PDCE|PDC ENERGY, INC.|NITP|VIRTU Americas LLC|3100
PDCE|PDC ENERGY, INC.|NQRB|Brut, LLC|17215
PDCE|PDC ENERGY, INC.|NTRC|Northern Trust Securities, Inc.|4638
PDCE|PDC ENERGY, INC.|OPCO|Oppenheimer & Co. Inc.|440
PDCE|PDC ENERGY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|586
PDCE|PDC ENERGY, INC.|PDQM|CODA MARKETS, INC.|146225
PDCE|PDC ENERGY, INC.|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|900
PDCE|PDC ENERGY, INC.|RAJA|Raymond James & Associates, Inc.|1827
PDCE|PDC ENERGY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|174
PDCE|PDC ENERGY, INC.|SAGL|SAGETRADER, LLC|30629
PDCE|PDC ENERGY, INC.|SAGW|SAGETRADER, LLC|314
PDCE|PDC ENERGY, INC.|SBSH|Citigroup Global Markets Inc.|218879
PDCE|PDC ENERGY, INC.|SCMC|Scotia Capital Markets (USA) Inc.|400
PDCE|PDC ENERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|167218
PDCE|PDC ENERGY, INC.|SIBO|Prime Executions, Inc.|61263
PDCE|PDC ENERGY, INC.|SOCO|Capital One Southcoast, Inc|249
PDCE|PDC ENERGY, INC.|SPDR|SPEEDROUTE LLC|94642
PDCE|PDC ENERGY, INC.|SPHN|Stephens Inc.|126
PDCE|PDC ENERGY, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|98526
PDCE|PDC ENERGY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|53271
PDCE|PDC ENERGY, INC.|SWIM|TD Ameritrade, Inc.|2280
PDCE|PDC ENERGY, INC.|SWST|Hilltop Securities Inc.|163
PDCE|PDC ENERGY, INC.|TOUR|TOURMALINE PARTNERS, LLC|1700
PDCE|PDC ENERGY, INC.|TRBT|Tradebot Systems, Inc.|316158
PDCE|PDC ENERGY, INC.|TRCM|TRC MARKETS LLC|348557
PDCE|PDC ENERGY, INC.|UBSA|UBS SECURITIES LLC|697314
PDCE|PDC ENERGY, INC.|UBSS|UBS Securities LLC|1099324
PDCE|PDC ENERGY, INC.|VALX|VIRTU AMERICAS LLC|45573
PDCE|PDC ENERGY, INC.|VGRD|Vanguard Marketing Corporation|918
PDCE|PDC ENERGY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1892
PDCE|PDC ENERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|146349
PDCE|PDC ENERGY, INC.|WEDB|WEDBUSH SECURITIES INC.|1635
PDCE|PDC ENERGY, INC.|WEED|Weeden & Co.L.P.|8093
PDCE|PDC ENERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2526
PDCE|PDC ENERGY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2895
PDCE|PDC ENERGY, INC.|WGIF|CIBC World Markets Inc.|32306
PDCE|PDC ENERGY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|120
PDCE|PDC ENERGY, INC.|WOLF|Wolfe Trahan Securities|600
PDCE|PDC ENERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|612
PDCE|PDC ENERGY, INC.|XIST|INSTINET, LLC|65770
PDCE|PDC ENERGY, INC.|XPQR|Jump Trading|200
PDCE|PDC ENERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|40632
PDCE|PDC ENERGY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|13032
PDCE|PDC ENERGY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2340
PDCO|PATTERSON COMPANIES|ABLE|NATIXIS Securities Americas LLC|154200
PDCO|PATTERSON COMPANIES|ADAM|CANACCORD GENUITY INC.|28030
PDCO|PATTERSON COMPANIES|ALTX|Alternet Securities Inc.|216860
PDCO|PATTERSON COMPANIES|ANOS|ABEL/NOSER, L.L.C.|800
PDCO|PATTERSON COMPANIES|APCC|Apex Clearing Corporation|7018
PDCO|PATTERSON COMPANIES|AQUA|AQUA SECURITIES L.P.|11000
PDCO|PATTERSON COMPANIES|ATPA|COWEN PRIME SERVICES LLC|5800
PDCO|PATTERSON COMPANIES|AVON|Avondale Partners, LLC|200
PDCO|PATTERSON COMPANIES|BANK|Primevest Financial Services, Inc.|126
PDCO|PATTERSON COMPANIES|BARD|Robert W. Baird & Co. Incorporated|406283
PDCO|PATTERSON COMPANIES|BATM|CBOE TRADING, INC.|26098
PDCO|PATTERSON COMPANIES|BAYC|BAY CREST PARTNERS, LLC|10
PDCO|PATTERSON COMPANIES|BAYT|BTIG, LLC|900
PDCO|PATTERSON COMPANIES|BBNT|BB&T SECURITIES, LLC|248
PDCO|PATTERSON COMPANIES|BERN|Sanford C. Bernstein & Co., LLC|122388
PDCO|PATTERSON COMPANIES|BIDS|BIDS TRADING L.P.|11500
PDCO|PATTERSON COMPANIES|BKCM|BNY Mellon Capital Markets LLC|13482
PDCO|PATTERSON COMPANIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14535
PDCO|PATTERSON COMPANIES|BLKX|INSTINET, LLC|109250
PDCO|PATTERSON COMPANIES|BMOC|BMO Capital Markets Corp.|11504
PDCO|PATTERSON COMPANIES|BNPX|BNP PARIBAS SECURITIES CORP.|413937
PDCO|PATTERSON COMPANIES|BRGE|Newbridge Securities Corp.|2000
PDCO|PATTERSON COMPANIES|BTIG|BTIG, LLC|200321
PDCO|PATTERSON COMPANIES|BYXM|CBOE TRADING, INC.|10308
PDCO|PATTERSON COMPANIES|BZYD|GOLDMAN SACHS & CO. LLC|200
PDCO|PATTERSON COMPANIES|CANT|Cantor Fitzgerald & Co.|5440
PDCO|PATTERSON COMPANIES|CBLC|CITIGROUP GLOBAL MARKETS INC.|77908
PDCO|PATTERSON COMPANIES|CBRA|Cobra Trading, Inc.|200
PDCO|PATTERSON COMPANIES|CHAS|Charles Schwab & Co., Inc.|1824
PDCO|PATTERSON COMPANIES|CHLM|Craig-Hallum Capital Group LLC|2375
PDCO|PATTERSON COMPANIES|CICF|Canaccord Genuity Corp.|360
PDCO|PATTERSON COMPANIES|CIST|Capital Institutional Services, Inc.|200
PDCO|PATTERSON COMPANIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|255744
PDCO|PATTERSON COMPANIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1963
PDCO|PATTERSON COMPANIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14125
PDCO|PATTERSON COMPANIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1311130
PDCO|PATTERSON COMPANIES|CTDL|Citadel Derivatives Group Llc|39211
PDCO|PATTERSON COMPANIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|210986
PDCO|PATTERSON COMPANIES|DADA|D.A. Davidson & Co.|449
PDCO|PATTERSON COMPANIES|DAVA|Davenport & Company LLC|100
PDCO|PATTERSON COMPANIES|DAWA|Daiwa Capital Markets America Inc.|200
PDCO|PATTERSON COMPANIES|DBAB|Deutsche Bank Securities Inc.|1233766
PDCO|PATTERSON COMPANIES|DBAX|Deutsche Bank Securities Inc.|815000
PDCO|PATTERSON COMPANIES|DBUL|Deutsche Bank Securities Inc.|300
PDCO|PATTERSON COMPANIES|DCHF|Dart Executions, LLC|27238
PDCO|PATTERSON COMPANIES|DEAN|MORGAN STANLEY|29231
PDCO|PATTERSON COMPANIES|DEGS|RONIN PROFESSIONAL LLC|14672
PDCO|PATTERSON COMPANIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17199
PDCO|PATTERSON COMPANIES|DRWK|DRW SECURITIES, L.L.C.|51216
PDCO|PATTERSON COMPANIES|EBXL|EBX LLC|436300
PDCO|PATTERSON COMPANIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|23362
PDCO|PATTERSON COMPANIES|EDJO|Edward D. Jones & Co., L.P.|6916
PDCO|PATTERSON COMPANIES|EGAM|CBOE TRADING, INC.|35834
PDCO|PATTERSON COMPANIES|EGAW|CBOE TRADING, INC.|200
PDCO|PATTERSON COMPANIES|EGMT|EG MARKET TECHNOLOGIES LLC|1950
PDCO|PATTERSON COMPANIES|EGXM|CBOE TRADING, INC.|11563
PDCO|PATTERSON COMPANIES|EGXW|CBOE TRADING, INC.|100
PDCO|PATTERSON COMPANIES|ESPO|ESPOSITO SECURITIES, LLC|588
PDCO|PATTERSON COMPANIES|ETBE|Electronic Transaction Clearing, Inc.|156126
PDCO|PATTERSON COMPANIES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
PDCO|PATTERSON COMPANIES|ETCC|Electronic Transaction Clearing, Inc.|455
PDCO|PATTERSON COMPANIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9084
PDCO|PATTERSON COMPANIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|113050
PDCO|PATTERSON COMPANIES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PDCO|PATTERSON COMPANIES|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|139659
PDCO|PATTERSON COMPANIES|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|886
PDCO|PATTERSON COMPANIES|ETRS|E*Trade Securities LLC|292064
PDCO|PATTERSON COMPANIES|FBCO|Credit Suisse Securities (USA) LLC|4263058
PDCO|PATTERSON COMPANIES|FBSB|U.S. Bancorp Investments, Inc.|100
PDCO|PATTERSON COMPANIES|FIDT|Fidelity Clearing Canada ULC./ CDS|6
PDCO|PATTERSON COMPANIES|FILL|Tradestation Securities, Inc.|49043
PDCO|PATTERSON COMPANIES|FINX|FINTECH SECURITIES|100
PDCO|PATTERSON COMPANIES|FMAF|NBCN Inc./ CDS|9070
PDCO|PATTERSON COMPANIES|FOMA|TD AMERITRADE CLEARING, INC.|407944
PDCO|PATTERSON COMPANIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|56376
PDCO|PATTERSON COMPANIES|FQLS|Quantlab Securities LP|1293120
PDCO|PATTERSON COMPANIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|423142
PDCO|PATTERSON COMPANIES|FTBR|Foliofn Investments, Inc.|28679
PDCO|PATTERSON COMPANIES|GEBB|GLOBAL EXECUTION BROKERS, LP|58500
PDCO|PATTERSON COMPANIES|GHCC|Gordon, Haskett Capital Corporation|3800
PDCO|PATTERSON COMPANIES|GLPX|ACS EXECUTION SERVICES, LLC|176867
PDCO|PATTERSON COMPANIES|GSCO|GOLDMAN SACHS & CO. LLC|4423373
PDCO|PATTERSON COMPANIES|GSCS|GOLDMAN SACHS & CO. LLC|158699
PDCO|PATTERSON COMPANIES|GSLT|GOLDMAN SACHS & CO. LLC|38948
PDCO|PATTERSON COMPANIES|GTSZ|GTS SECURITIES LLC|112036
PDCO|PATTERSON COMPANIES|HRBF|American Enterprise Investment Services Inc.|11266
PDCO|PATTERSON COMPANIES|IATS|INTERACTIVE BROKERS LLC|43487
PDCO|PATTERSON COMPANIES|IBKR|Interactive Brokers Llc|330980
PDCO|PATTERSON COMPANIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3192
PDCO|PATTERSON COMPANIES|ICBX|INSTINET, LLC|148655
PDCO|PATTERSON COMPANIES|IEQY|CITADEL SECURITIES LLC|282114
PDCO|PATTERSON COMPANIES|IMPC|Imperial Capital, LLC|24200
PDCO|PATTERSON COMPANIES|INCA|INSTINET, LLC|1914175
PDCO|PATTERSON COMPANIES|INJX|INSTINET, LLC|360060
PDCO|PATTERSON COMPANIES|INTL|INTL FCSTONE FINANCIAL INC.|38
PDCO|PATTERSON COMPANIES|ITGI|ITG Inc.|383207
PDCO|PATTERSON COMPANIES|ITGP|ITG INC.|353600
PDCO|PATTERSON COMPANIES|JANY|Janney Montgomery Scott Inc.|3035
PDCO|PATTERSON COMPANIES|JEFF|JEFFERIES LLC|782746
PDCO|PATTERSON COMPANIES|JMPT|JUMP TRADING, LLC|285624
PDCO|PATTERSON COMPANIES|JPBX|J.P. MORGAN SECURITIES LLC|142789
PDCO|PATTERSON COMPANIES|JPMX|J.P. Morgan Securities LLC|1601947
PDCO|PATTERSON COMPANIES|JSEB|JANE STREET EXECUTION SERVICES, LLC|5694
PDCO|PATTERSON COMPANIES|JSJX|JANE STREET CAPITAL LLC|17630
PDCO|PATTERSON COMPANIES|KCGM|VIRTU Americas LLC|166594
PDCO|PATTERSON COMPANIES|LEER|LEERINK PARTNERS LLC|500
PDCO|PATTERSON COMPANIES|LEHM|Barclays Capital Inc./Le|4556514
PDCO|PATTERSON COMPANIES|LIME|Lime Brokerage LLC|355166
PDCO|PATTERSON COMPANIES|LOOP|Loop Capital Markets LLC|15099
PDCO|PATTERSON COMPANIES|LQNA|LIQUIDNET, INC.|289400
PDCO|PATTERSON COMPANIES|LQNB|LIQUIDNET, INC.|17275
PDCO|PATTERSON COMPANIES|LSCI|Lek Securities Corporation|17339
PDCO|PATTERSON COMPANIES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1113
PDCO|PATTERSON COMPANIES|MACC|Mid Atlantic Capital Corporation|500
PDCO|PATTERSON COMPANIES|MACQ|Macquarie Capital (USA) Inc.|200
PDCO|PATTERSON COMPANIES|MAVB|Great Point Capital LLC|100
PDCO|PATTERSON COMPANIES|MAXM|Maxim Group LLC|7197
PDCO|PATTERSON COMPANIES|MBTS|ALLY INVEST SECURITIES LLC|400
PDCO|PATTERSON COMPANIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|316345
PDCO|PATTERSON COMPANIES|MOTF|MOTIF INVESTING, INC.|9
PDCO|PATTERSON COMPANIES|MSCO|MORGAN STANLEY & CO. LLC|8275225
PDCO|PATTERSON COMPANIES|MSPL|MORGAN STANLEY & CO. LLC|954400
PDCO|PATTERSON COMPANIES|MSTX|MORGAN STANLEY & CO. LLC|1070000
PDCO|PATTERSON COMPANIES|MULL|MARK J. MULLER EQUITIES, INC.|246
PDCO|PATTERSON COMPANIES|NEUB|NEUBERGER BERMAN BD LLC|25
PDCO|PATTERSON COMPANIES|NFSC|National Financial Services LLC|533242
PDCO|PATTERSON COMPANIES|NITE|VIRTU Americas LLC|1296620
PDCO|PATTERSON COMPANIES|NITP|VIRTU Americas LLC|13773
PDCO|PATTERSON COMPANIES|NQRB|Brut, LLC|85744
PDCO|PATTERSON COMPANIES|NTRC|Northern Trust Securities, Inc.|3450
PDCO|PATTERSON COMPANIES|OHOS|TWO SIGMA SECURITIES, LLC|203447
PDCO|PATTERSON COMPANIES|OPCO|Oppenheimer & Co. Inc.|7545
PDCO|PATTERSON COMPANIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2630
PDCO|PATTERSON COMPANIES|PDQM|CODA MARKETS, INC.|101770
PDCO|PATTERSON COMPANIES|PHLY|NASDAQ Execution Services, LLC|18400
PDCO|PATTERSON COMPANIES|PWJC|UBS Financial Services, Inc.|27958
PDCO|PATTERSON COMPANIES|QMSR|QUATTRO M SECURITIES INC.|1700
PDCO|PATTERSON COMPANIES|RAJA|Raymond James & Associates, Inc.|16561
PDCO|PATTERSON COMPANIES|RBCM|RBC CAPITAL MARKETS, LLC|15691
PDCO|PATTERSON COMPANIES|RHCO|Suntrust Robinson Humphrey, Inc.|9500
PDCO|PATTERSON COMPANIES|SAGL|SAGETRADER, LLC|159629
PDCO|PATTERSON COMPANIES|SAGW|SAGETRADER, LLC|2156
PDCO|PATTERSON COMPANIES|SALI|INTL FCSTONE FINANCIAL INC.|70
PDCO|PATTERSON COMPANIES|SBSH|Citigroup Global Markets Inc.|848013
PDCO|PATTERSON COMPANIES|SEIC|SEI Investments Distribution Co.|400
PDCO|PATTERSON COMPANIES|SGMT|GOLDMAN SACHS & CO. LLC|296467
PDCO|PATTERSON COMPANIES|SHMR|ABN Amro Clearing LLC|30
PDCO|PATTERSON COMPANIES|SPDR|SPEEDROUTE LLC|20629
PDCO|PATTERSON COMPANIES|SPHN|Stephens Inc.|8985
PDCO|PATTERSON COMPANIES|SSBS|STATE STREET GLOBAL MARKETS, LLC|27586
PDCO|PATTERSON COMPANIES|STFL|Stifel, Nicolaus & Company, Incorporated|26652
PDCO|PATTERSON COMPANIES|STKP|STOCKPILE INVESTMENTS, INC.|104
PDCO|PATTERSON COMPANIES|STXG|Stockcross Financial Services, Inc.|3300
PDCO|PATTERSON COMPANIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|365
PDCO|PATTERSON COMPANIES|SWIM|TD Ameritrade, Inc.|660664
PDCO|PATTERSON COMPANIES|SWST|Hilltop Securities Inc.|25318
PDCO|PATTERSON COMPANIES|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|2000
PDCO|PATTERSON COMPANIES|TKNG|ALLY INVEST SECURITIES LLC|1402
PDCO|PATTERSON COMPANIES|TONC|CUTTONE & CO., LLC|10051
PDCO|PATTERSON COMPANIES|TRBT|Tradebot Systems, Inc.|902943
PDCO|PATTERSON COMPANIES|TRCM|TRC MARKETS LLC|422727
PDCO|PATTERSON COMPANIES|UBSA|UBS SECURITIES LLC|1822851
PDCO|PATTERSON COMPANIES|UBSS|UBS Securities LLC|4365005
PDCO|PATTERSON COMPANIES|VALX|VIRTU AMERICAS LLC|16960
PDCO|PATTERSON COMPANIES|VGRD|Vanguard Marketing Corporation|33933
PDCO|PATTERSON COMPANIES|VNDS|VANDHAM SECURITIES CORP|185817
PDCO|PATTERSON COMPANIES|VSIN|Vision Financial Markets Llc|200
PDCO|PATTERSON COMPANIES|WABR|Wall Street Access|120240
PDCO|PATTERSON COMPANIES|WBET|Wallachbeth Capital LLC|12054
PDCO|PATTERSON COMPANIES|WBLR|WILLIAM BLAIR|200
PDCO|PATTERSON COMPANIES|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
PDCO|PATTERSON COMPANIES|WCHV|WELLS FARGO SECURITIES, LLC|259121
PDCO|PATTERSON COMPANIES|WDNX|WEEDEN & CO.L.P.|2592
PDCO|PATTERSON COMPANIES|WEDB|WEDBUSH SECURITIES INC.|2804
PDCO|PATTERSON COMPANIES|WEED|Weeden & Co.L.P.|500
PDCO|PATTERSON COMPANIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44137
PDCO|PATTERSON COMPANIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25980
PDCO|PATTERSON COMPANIES|WGIF|CIBC World Markets Inc.|7846
PDCO|PATTERSON COMPANIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1272
PDCO|PATTERSON COMPANIES|WSEA|WOLVERINE SECURITIES, LLC|16962
PDCO|PATTERSON COMPANIES|XIST|INSTINET, LLC|339976
PDCO|PATTERSON COMPANIES|XPQR|Jump Trading|400
PDCO|PATTERSON COMPANIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|205426
PDCO|PATTERSON COMPANIES|YKNA|COMHAR CAPITAL MARKETS, LLC|7890
PDCO|PATTERSON COMPANIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9913
PDEX|PRO-DEX INC NEW|APCC|Apex Clearing Corporation|370
PDEX|PRO-DEX INC NEW|BARD|Robert W. Baird & Co. Incorporated|500
PDEX|PRO-DEX INC NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
PDEX|PRO-DEX INC NEW|DBAB|Deutsche Bank Securities Inc.|512
PDEX|PRO-DEX INC NEW|DEAN|MORGAN STANLEY|1500
PDEX|PRO-DEX INC NEW|DEGS|RONIN PROFESSIONAL LLC|300
PDEX|PRO-DEX INC NEW|EBXL|EBX LLC|100
PDEX|PRO-DEX INC NEW|ETRS|E*Trade Securities LLC|5369
PDEX|PRO-DEX INC NEW|FOMA|TD AMERITRADE CLEARING, INC.|27444
PDEX|PRO-DEX INC NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|208
PDEX|PRO-DEX INC NEW|FTBR|Foliofn Investments, Inc.|404
PDEX|PRO-DEX INC NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|91
PDEX|PRO-DEX INC NEW|GLPX|ACS EXECUTION SERVICES, LLC|200
PDEX|PRO-DEX INC NEW|GSCO|GOLDMAN SACHS & CO. LLC|1072
PDEX|PRO-DEX INC NEW|GSLT|GOLDMAN SACHS & CO. LLC|800
PDEX|PRO-DEX INC NEW|HRBF|American Enterprise Investment Services Inc.|800
PDEX|PRO-DEX INC NEW|HSBC|HSBC Securities, Inc.|1854
PDEX|PRO-DEX INC NEW|IATS|INTERACTIVE BROKERS LLC|596
PDEX|PRO-DEX INC NEW|IBKR|Interactive Brokers Llc|10318
PDEX|PRO-DEX INC NEW|INCA|INSTINET, LLC|316
PDEX|PRO-DEX INC NEW|ITGI|ITG Inc.|800
PDEX|PRO-DEX INC NEW|JANY|Janney Montgomery Scott Inc.|440
PDEX|PRO-DEX INC NEW|LEHM|Barclays Capital Inc./Le|14
PDEX|PRO-DEX INC NEW|LIME|Lime Brokerage LLC|13166
PDEX|PRO-DEX INC NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PDEX|PRO-DEX INC NEW|MSCO|MORGAN STANLEY & CO. LLC|12418
PDEX|PRO-DEX INC NEW|NFSC|National Financial Services LLC|24041
PDEX|PRO-DEX INC NEW|NITE|VIRTU Americas LLC|27019
PDEX|PRO-DEX INC NEW|PDQM|CODA MARKETS, INC.|700
PDEX|PRO-DEX INC NEW|PIPR|Piper Jaffray & Co.|3
PDEX|PRO-DEX INC NEW|RAJA|Raymond James & Associates, Inc.|110
PDEX|PRO-DEX INC NEW|SGMT|GOLDMAN SACHS & CO. LLC|12
PDEX|PRO-DEX INC NEW|SWIM|TD Ameritrade, Inc.|3200
PDEX|PRO-DEX INC NEW|TKNG|ALLY INVEST SECURITIES LLC|90
PDEX|PRO-DEX INC NEW|UBSA|UBS SECURITIES LLC|1579
PDEX|PRO-DEX INC NEW|UBSS|UBS Securities LLC|3092
PDEX|PRO-DEX INC NEW|VALX|VIRTU AMERICAS LLC|1
PDEX|PRO-DEX INC NEW|VGRD|Vanguard Marketing Corporation|6215
PDEX|PRO-DEX INC NEW|WCHV|WELLS FARGO SECURITIES, LLC|482
PDEX|PRO-DEX INC NEW|WSEA|WOLVERINE SECURITIES, LLC|126
PDFS|PDF SOLUTIONS INC ##|AGIS|Aegis Capital Corp.|300
PDFS|PDF SOLUTIONS INC ##|ALTX|Alternet Securities Inc.|1403
PDFS|PDF SOLUTIONS INC ##|APCC|Apex Clearing Corporation|5
PDFS|PDF SOLUTIONS INC ##|BATM|CBOE TRADING, INC.|893
PDFS|PDF SOLUTIONS INC ##|BERN|Sanford C. Bernstein & Co., LLC|5386
PDFS|PDF SOLUTIONS INC ##|BLKX|INSTINET, LLC|51372
PDFS|PDF SOLUTIONS INC ##|BMOC|BMO Capital Markets Corp.|4440
PDFS|PDF SOLUTIONS INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|6519
PDFS|PDF SOLUTIONS INC ##|BRVL|BLAYLOCK VAN, LLC|1300
PDFS|PDF SOLUTIONS INC ##|BTIG|BTIG, LLC|169147
PDFS|PDF SOLUTIONS INC ##|BYXM|CBOE TRADING, INC.|643
PDFS|PDF SOLUTIONS INC ##|BZYD|GOLDMAN SACHS & CO. LLC|961
PDFS|PDF SOLUTIONS INC ##|CMPT|Compass Point Research & Trading, LLC|1041
PDFS|PDF SOLUTIONS INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22580
PDFS|PDF SOLUTIONS INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|560
PDFS|PDF SOLUTIONS INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|104842
PDFS|PDF SOLUTIONS INC ##|CTDL|Citadel Derivatives Group Llc|7660
PDFS|PDF SOLUTIONS INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|13792
PDFS|PDF SOLUTIONS INC ##|DADA|D.A. Davidson & Co.|300
PDFS|PDF SOLUTIONS INC ##|DBAB|Deutsche Bank Securities Inc.|150091
PDFS|PDF SOLUTIONS INC ##|DBAX|Deutsche Bank Securities Inc.|52900
PDFS|PDF SOLUTIONS INC ##|DBUL|Deutsche Bank Securities Inc.|100
PDFS|PDF SOLUTIONS INC ##|DEGS|RONIN PROFESSIONAL LLC|5266
PDFS|PDF SOLUTIONS INC ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2100
PDFS|PDF SOLUTIONS INC ##|EBXL|EBX LLC|60300
PDFS|PDF SOLUTIONS INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1612
PDFS|PDF SOLUTIONS INC ##|EGAM|CBOE TRADING, INC.|4985
PDFS|PDF SOLUTIONS INC ##|EGMT|EG MARKET TECHNOLOGIES LLC|588
PDFS|PDF SOLUTIONS INC ##|EGXM|CBOE TRADING, INC.|1784
PDFS|PDF SOLUTIONS INC ##|ETBE|Electronic Transaction Clearing, Inc.|2654
PDFS|PDF SOLUTIONS INC ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|876
PDFS|PDF SOLUTIONS INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9508
PDFS|PDF SOLUTIONS INC ##|ETRS|E*Trade Securities LLC|65366
PDFS|PDF SOLUTIONS INC ##|FBCO|Credit Suisse Securities (USA) LLC|736709
PDFS|PDF SOLUTIONS INC ##|FILL|Tradestation Securities, Inc.|350
PDFS|PDF SOLUTIONS INC ##|FOMA|TD AMERITRADE CLEARING, INC.|5400
PDFS|PDF SOLUTIONS INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|137
PDFS|PDF SOLUTIONS INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76590
PDFS|PDF SOLUTIONS INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|11066
PDFS|PDF SOLUTIONS INC ##|GLPX|ACS EXECUTION SERVICES, LLC|1605
PDFS|PDF SOLUTIONS INC ##|GSCO|GOLDMAN SACHS & CO. LLC|507497
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PDFS|PDF SOLUTIONS INC ##|GSLT|GOLDMAN SACHS & CO. LLC|1500
PDFS|PDF SOLUTIONS INC ##|GTSZ|GTS SECURITIES LLC|9678
PDFS|PDF SOLUTIONS INC ##|IATS|INTERACTIVE BROKERS LLC|2229
PDFS|PDF SOLUTIONS INC ##|IBKR|Interactive Brokers Llc|16086
PDFS|PDF SOLUTIONS INC ##|ICBX|INSTINET, LLC|20050
PDFS|PDF SOLUTIONS INC ##|IEQY|CITADEL SECURITIES LLC|21028
PDFS|PDF SOLUTIONS INC ##|INCA|INSTINET, LLC|123273
PDFS|PDF SOLUTIONS INC ##|INJX|INSTINET, LLC|4323
PDFS|PDF SOLUTIONS INC ##|ITGI|ITG Inc.|67914
PDFS|PDF SOLUTIONS INC ##|ITGP|ITG INC.|917200
PDFS|PDF SOLUTIONS INC ##|JEFF|JEFFERIES LLC|9168
PDFS|PDF SOLUTIONS INC ##|JMPT|JUMP TRADING, LLC|10888
PDFS|PDF SOLUTIONS INC ##|JPBX|J.P. MORGAN SECURITIES LLC|581
PDFS|PDF SOLUTIONS INC ##|JPMX|J.P. Morgan Securities LLC|143185
PDFS|PDF SOLUTIONS INC ##|JSJX|JANE STREET CAPITAL LLC|2157
PDFS|PDF SOLUTIONS INC ##|KCGM|VIRTU Americas LLC|10890
PDFS|PDF SOLUTIONS INC ##|LEHM|Barclays Capital Inc./Le|221225
PDFS|PDF SOLUTIONS INC ##|LIME|Lime Brokerage LLC|134012
PDFS|PDF SOLUTIONS INC ##|LQNA|LIQUIDNET, INC.|36600
PDFS|PDF SOLUTIONS INC ##|MACQ|Macquarie Capital (USA) Inc.|3756
PDFS|PDF SOLUTIONS INC ##|MAXM|Maxim Group LLC|2948
PDFS|PDF SOLUTIONS INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65112
PDFS|PDF SOLUTIONS INC ##|MSCO|MORGAN STANLEY & CO. LLC|426976
PDFS|PDF SOLUTIONS INC ##|MSPL|MORGAN STANLEY & CO. LLC|60500
PDFS|PDF SOLUTIONS INC ##|MSTX|MORGAN STANLEY & CO. LLC|11800
PDFS|PDF SOLUTIONS INC ##|NFSC|National Financial Services LLC|76016
PDFS|PDF SOLUTIONS INC ##|NITE|VIRTU Americas LLC|71085
PDFS|PDF SOLUTIONS INC ##|NITP|VIRTU Americas LLC|2500
PDFS|PDF SOLUTIONS INC ##|NQRB|Brut, LLC|6860
PDFS|PDF SOLUTIONS INC ##|NTRC|Northern Trust Securities, Inc.|428
PDFS|PDF SOLUTIONS INC ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PDFS|PDF SOLUTIONS INC ##|PDQM|CODA MARKETS, INC.|18138
PDFS|PDF SOLUTIONS INC ##|RBCM|RBC CAPITAL MARKETS, LLC|761
PDFS|PDF SOLUTIONS INC ##|SAGW|SAGETRADER, LLC|65
PDFS|PDF SOLUTIONS INC ##|SBSH|Citigroup Global Markets Inc.|40551
PDFS|PDF SOLUTIONS INC ##|SGMT|GOLDMAN SACHS & CO. LLC|30644
PDFS|PDF SOLUTIONS INC ##|SPDR|SPEEDROUTE LLC|2851
PDFS|PDF SOLUTIONS INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|700
PDFS|PDF SOLUTIONS INC ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|35
PDFS|PDF SOLUTIONS INC ##|SWIM|TD Ameritrade, Inc.|18427
PDFS|PDF SOLUTIONS INC ##|TKNG|ALLY INVEST SECURITIES LLC|16
PDFS|PDF SOLUTIONS INC ##|TRBT|Tradebot Systems, Inc.|47020
PDFS|PDF SOLUTIONS INC ##|TRCM|TRC MARKETS LLC|58612
PDFS|PDF SOLUTIONS INC ##|UBSA|UBS SECURITIES LLC|133643
PDFS|PDF SOLUTIONS INC ##|UBSS|UBS Securities LLC|209028
PDFS|PDF SOLUTIONS INC ##|VALX|VIRTU AMERICAS LLC|6198
PDFS|PDF SOLUTIONS INC ##|VERT|The Vertical Trading Group, LLC|304
PDFS|PDF SOLUTIONS INC ##|VGRD|Vanguard Marketing Corporation|200
PDFS|PDF SOLUTIONS INC ##|WBPX|SUMMIT SECURITIES GROUP, LLC|34
PDFS|PDF SOLUTIONS INC ##|WCHV|WELLS FARGO SECURITIES, LLC|34019
PDFS|PDF SOLUTIONS INC ##|WEED|Weeden & Co.L.P.|1915
PDFS|PDF SOLUTIONS INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27
PDFS|PDF SOLUTIONS INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2835
PDFS|PDF SOLUTIONS INC ##|WSEA|WOLVERINE SECURITIES, LLC|1262
PDFS|PDF SOLUTIONS INC ##|XIST|INSTINET, LLC|14708
PDFS|PDF SOLUTIONS INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|29594
PDFS|PDF SOLUTIONS INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|80
PDFS|PDF SOLUTIONS INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18
PDI|PIMCO DYNAMIC INC FD|AGIS|Aegis Capital Corp.|300
PDI|PIMCO DYNAMIC INC FD|ALTX|Alternet Securities Inc.|1600
PDI|PIMCO DYNAMIC INC FD|APCC|Apex Clearing Corporation|409
PDI|PIMCO DYNAMIC INC FD|BANK|Primevest Financial Services, Inc.|155
PDI|PIMCO DYNAMIC INC FD|BARD|Robert W. Baird & Co. Incorporated|1
PDI|PIMCO DYNAMIC INC FD|BBNT|BB&T SECURITIES, LLC|2474
PDI|PIMCO DYNAMIC INC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3490
PDI|PIMCO DYNAMIC INC FD|CHAS|Charles Schwab & Co., Inc.|76
PDI|PIMCO DYNAMIC INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|223623
PDI|PIMCO DYNAMIC INC FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3784
PDI|PIMCO DYNAMIC INC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1596
PDI|PIMCO DYNAMIC INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23463
PDI|PIMCO DYNAMIC INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|18178
PDI|PIMCO DYNAMIC INC FD|DADA|D.A. Davidson & Co.|10475
PDI|PIMCO DYNAMIC INC FD|DBAX|Deutsche Bank Securities Inc.|33000
PDI|PIMCO DYNAMIC INC FD|DCHF|Dart Executions, LLC|100
PDI|PIMCO DYNAMIC INC FD|DEAN|MORGAN STANLEY|17756
PDI|PIMCO DYNAMIC INC FD|DEGS|RONIN PROFESSIONAL LLC|300
PDI|PIMCO DYNAMIC INC FD|EBXL|EBX LLC|50100
PDI|PIMCO DYNAMIC INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4
PDI|PIMCO DYNAMIC INC FD|EDJO|Edward D. Jones & Co., L.P.|1038
PDI|PIMCO DYNAMIC INC FD|EGAM|CBOE TRADING, INC.|10441
PDI|PIMCO DYNAMIC INC FD|ETBE|Electronic Transaction Clearing, Inc.|200
PDI|PIMCO DYNAMIC INC FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
PDI|PIMCO DYNAMIC INC FD|ETRS|E*Trade Securities LLC|50532
PDI|PIMCO DYNAMIC INC FD|FMAF|NBCN Inc./ CDS|1140
PDI|PIMCO DYNAMIC INC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|206406
PDI|PIMCO DYNAMIC INC FD|FTBR|Foliofn Investments, Inc.|1303
PDI|PIMCO DYNAMIC INC FD|GLIS|TD Securities Inc|2338
PDI|PIMCO DYNAMIC INC FD|GLPX|ACS EXECUTION SERVICES, LLC|4262
PDI|PIMCO DYNAMIC INC FD|GSCO|GOLDMAN SACHS & CO. LLC|1400
PDI|PIMCO DYNAMIC INC FD|GSLT|GOLDMAN SACHS & CO. LLC|280
PDI|PIMCO DYNAMIC INC FD|GTSZ|GTS SECURITIES LLC|2802
PDI|PIMCO DYNAMIC INC FD|HRBF|American Enterprise Investment Services Inc.|1437
PDI|PIMCO DYNAMIC INC FD|IATS|INTERACTIVE BROKERS LLC|21628
PDI|PIMCO DYNAMIC INC FD|IBKR|Interactive Brokers Llc|22506
PDI|PIMCO DYNAMIC INC FD|ICBX|INSTINET, LLC|54877
PDI|PIMCO DYNAMIC INC FD|INCA|INSTINET, LLC|5855
PDI|PIMCO DYNAMIC INC FD|ITGI|ITG Inc.|25398
PDI|PIMCO DYNAMIC INC FD|ITGP|ITG INC.|12400
PDI|PIMCO DYNAMIC INC FD|JANY|Janney Montgomery Scott Inc.|4528
PDI|PIMCO DYNAMIC INC FD|JEFF|JEFFERIES LLC|5020
PDI|PIMCO DYNAMIC INC FD|JMPT|JUMP TRADING, LLC|722
PDI|PIMCO DYNAMIC INC FD|JONE|JonesTrading|14083
PDI|PIMCO DYNAMIC INC FD|JPMX|J.P. Morgan Securities LLC|53322
PDI|PIMCO DYNAMIC INC FD|JSJX|JANE STREET CAPITAL LLC|700
PDI|PIMCO DYNAMIC INC FD|KCGM|VIRTU Americas LLC|29476
PDI|PIMCO DYNAMIC INC FD|LEHM|Barclays Capital Inc./Le|28400
PDI|PIMCO DYNAMIC INC FD|LGNT|COR CLEARING LLC|1
PDI|PIMCO DYNAMIC INC FD|LIME|Lime Brokerage LLC|1183
PDI|PIMCO DYNAMIC INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11613
PDI|PIMCO DYNAMIC INC FD|MCMF|Raymond James Ltd. Cds|180
PDI|PIMCO DYNAMIC INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59546
PDI|PIMCO DYNAMIC INC FD|MOTF|MOTIF INVESTING, INC.|17
PDI|PIMCO DYNAMIC INC FD|MSCO|MORGAN STANLEY & CO. LLC|152180
PDI|PIMCO DYNAMIC INC FD|MSPL|MORGAN STANLEY & CO. LLC|50200
PDI|PIMCO DYNAMIC INC FD|NBCS|NBC Securities, INC.|1670
PDI|PIMCO DYNAMIC INC FD|NFSC|National Financial Services LLC|447175
PDI|PIMCO DYNAMIC INC FD|NITE|VIRTU Americas LLC|620867
PDI|PIMCO DYNAMIC INC FD|NQRB|Brut, LLC|1900
PDI|PIMCO DYNAMIC INC FD|NTBF|BMO Nesbitt Burns Inc./CDS|250
PDI|PIMCO DYNAMIC INC FD|OPCO|Oppenheimer & Co. Inc.|3649
PDI|PIMCO DYNAMIC INC FD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PDI|PIMCO DYNAMIC INC FD|PDQM|CODA MARKETS, INC.|7040
PDI|PIMCO DYNAMIC INC FD|PWJC|UBS Financial Services, Inc.|31572
PDI|PIMCO DYNAMIC INC FD|RBCM|RBC CAPITAL MARKETS, LLC|13404
PDI|PIMCO DYNAMIC INC FD|SBSH|Citigroup Global Markets Inc.|6487
PDI|PIMCO DYNAMIC INC FD|SEIC|SEI Investments Distribution Co.|300
PDI|PIMCO DYNAMIC INC FD|SGMT|GOLDMAN SACHS & CO. LLC|19340
PDI|PIMCO DYNAMIC INC FD|SPDR|SPEEDROUTE LLC|1600
PDI|PIMCO DYNAMIC INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|2568
PDI|PIMCO DYNAMIC INC FD|SWIM|TD Ameritrade, Inc.|30950
PDI|PIMCO DYNAMIC INC FD|SWST|Hilltop Securities Inc.|5481
PDI|PIMCO DYNAMIC INC FD|TKNG|ALLY INVEST SECURITIES LLC|915
PDI|PIMCO DYNAMIC INC FD|TRBT|Tradebot Systems, Inc.|7974
PDI|PIMCO DYNAMIC INC FD|TRCM|TRC MARKETS LLC|100
PDI|PIMCO DYNAMIC INC FD|UBSA|UBS SECURITIES LLC|100874
PDI|PIMCO DYNAMIC INC FD|UBSS|UBS Securities LLC|236417
PDI|PIMCO DYNAMIC INC FD|VALX|VIRTU AMERICAS LLC|8437
PDI|PIMCO DYNAMIC INC FD|VERT|The Vertical Trading Group, LLC|4
PDI|PIMCO DYNAMIC INC FD|VGRD|Vanguard Marketing Corporation|68259
PDI|PIMCO DYNAMIC INC FD|WCHV|WELLS FARGO SECURITIES, LLC|70376
PDI|PIMCO DYNAMIC INC FD|WEDB|WEDBUSH SECURITIES INC.|4980
PDI|PIMCO DYNAMIC INC FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|678
PDI|PIMCO DYNAMIC INC FD|WGIF|CIBC World Markets Inc.|1051
PDI|PIMCO DYNAMIC INC FD|WSEA|WOLVERINE SECURITIES, LLC|1308
PDI|PIMCO DYNAMIC INC FD|XPQR|Jump Trading|100
PDI|PIMCO DYNAMIC INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|16954
PDI|PIMCO DYNAMIC INC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|1525
PDI|PIMCO DYNAMIC INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52516
PDLB|PDL COMMUNITYBANC CM|ALTX|Alternet Securities Inc.|600
PDLB|PDL COMMUNITYBANC CM|AQUA|AQUA SECURITIES L.P.|12000
PDLB|PDL COMMUNITYBANC CM|BATM|CBOE TRADING, INC.|601
PDLB|PDL COMMUNITYBANC CM|BAYC|BAY CREST PARTNERS, LLC|1563
PDLB|PDL COMMUNITYBANC CM|BAYT|BTIG, LLC|1200
PDLB|PDL COMMUNITYBANC CM|BERN|Sanford C. Bernstein & Co., LLC|7421
PDLB|PDL COMMUNITYBANC CM|BMOC|BMO Capital Markets Corp.|662
PDLB|PDL COMMUNITYBANC CM|BNKS|Fig Partners, LLC|26540
PDLB|PDL COMMUNITYBANC CM|BNPX|BNP PARIBAS SECURITIES CORP.|1430
PDLB|PDL COMMUNITYBANC CM|BTIG|BTIG, LLC|334
PDLB|PDL COMMUNITYBANC CM|CHAS|Charles Schwab & Co., Inc.|217
PDLB|PDL COMMUNITYBANC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|421
PDLB|PDL COMMUNITYBANC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2413
PDLB|PDL COMMUNITYBANC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3418
PDLB|PDL COMMUNITYBANC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7825
PDLB|PDL COMMUNITYBANC CM|CTDL|Citadel Derivatives Group Llc|3162
PDLB|PDL COMMUNITYBANC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
PDLB|PDL COMMUNITYBANC CM|DBAB|Deutsche Bank Securities Inc.|143165
PDLB|PDL COMMUNITYBANC CM|DBAX|Deutsche Bank Securities Inc.|5700
PDLB|PDL COMMUNITYBANC CM|DEGS|RONIN PROFESSIONAL LLC|600
PDLB|PDL COMMUNITYBANC CM|EBXL|EBX LLC|8800
PDLB|PDL COMMUNITYBANC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|515
PDLB|PDL COMMUNITYBANC CM|EGAM|CBOE TRADING, INC.|200
PDLB|PDL COMMUNITYBANC CM|EGAW|CBOE TRADING, INC.|100
PDLB|PDL COMMUNITYBANC CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
PDLB|PDL COMMUNITYBANC CM|EGXM|CBOE TRADING, INC.|63
PDLB|PDL COMMUNITYBANC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|70
PDLB|PDL COMMUNITYBANC CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PDLB|PDL COMMUNITYBANC CM|ETRS|E*Trade Securities LLC|761
PDLB|PDL COMMUNITYBANC CM|FBCO|Credit Suisse Securities (USA) LLC|8784
PDLB|PDL COMMUNITYBANC CM|FOMA|TD AMERITRADE CLEARING, INC.|36535
PDLB|PDL COMMUNITYBANC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|929
PDLB|PDL COMMUNITYBANC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26483
PDLB|PDL COMMUNITYBANC CM|FTBR|Foliofn Investments, Inc.|103
PDLB|PDL COMMUNITYBANC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1484
PDLB|PDL COMMUNITYBANC CM|GLPX|ACS EXECUTION SERVICES, LLC|3009
PDLB|PDL COMMUNITYBANC CM|GSCO|GOLDMAN SACHS & CO. LLC|298612
PDLB|PDL COMMUNITYBANC CM|GSLT|GOLDMAN SACHS & CO. LLC|200
PDLB|PDL COMMUNITYBANC CM|GTSZ|GTS SECURITIES LLC|16999
PDLB|PDL COMMUNITYBANC CM|IATS|INTERACTIVE BROKERS LLC|1170
PDLB|PDL COMMUNITYBANC CM|IBKR|Interactive Brokers Llc|58047
PDLB|PDL COMMUNITYBANC CM|ICBX|INSTINET, LLC|1400
PDLB|PDL COMMUNITYBANC CM|IEQY|CITADEL SECURITIES LLC|1191
PDLB|PDL COMMUNITYBANC CM|INCA|INSTINET, LLC|28973
PDLB|PDL COMMUNITYBANC CM|INJX|INSTINET, LLC|666
PDLB|PDL COMMUNITYBANC CM|ITGI|ITG Inc.|3107
PDLB|PDL COMMUNITYBANC CM|ITGP|ITG INC.|4200
PDLB|PDL COMMUNITYBANC CM|JEFF|JEFFERIES LLC|1357
PDLB|PDL COMMUNITYBANC CM|JPMX|J.P. Morgan Securities LLC|26118
PDLB|PDL COMMUNITYBANC CM|JSJX|JANE STREET CAPITAL LLC|300
PDLB|PDL COMMUNITYBANC CM|KBWI|Keefe, Bruyette & Woods, Inc.|600
PDLB|PDL COMMUNITYBANC CM|KCGM|VIRTU Americas LLC|1900
PDLB|PDL COMMUNITYBANC CM|LEHM|Barclays Capital Inc./Le|69425
PDLB|PDL COMMUNITYBANC CM|LIME|Lime Brokerage LLC|23385
PDLB|PDL COMMUNITYBANC CM|LQNA|LIQUIDNET, INC.|14900
PDLB|PDL COMMUNITYBANC CM|MAXM|Maxim Group LLC|624
PDLB|PDL COMMUNITYBANC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6668
PDLB|PDL COMMUNITYBANC CM|MSCO|MORGAN STANLEY & CO. LLC|251946
PDLB|PDL COMMUNITYBANC CM|MSPL|MORGAN STANLEY & CO. LLC|13600
PDLB|PDL COMMUNITYBANC CM|MSTX|MORGAN STANLEY & CO. LLC|1300
PDLB|PDL COMMUNITYBANC CM|NFSC|National Financial Services LLC|2238
PDLB|PDL COMMUNITYBANC CM|NITE|VIRTU Americas LLC|42282
PDLB|PDL COMMUNITYBANC CM|NQRB|Brut, LLC|100
PDLB|PDL COMMUNITYBANC CM|PDQM|CODA MARKETS, INC.|3829
PDLB|PDL COMMUNITYBANC CM|RBCM|RBC CAPITAL MARKETS, LLC|2073
PDLB|PDL COMMUNITYBANC CM|SBSH|Citigroup Global Markets Inc.|37161
PDLB|PDL COMMUNITYBANC CM|SGMT|GOLDMAN SACHS & CO. LLC|2310
PDLB|PDL COMMUNITYBANC CM|SPTD|MINT GLOBAL MARKETS, INC.|1190
PDLB|PDL COMMUNITYBANC CM|STFL|Stifel, Nicolaus & Company, Incorporated|1190
PDLB|PDL COMMUNITYBANC CM|SWIM|TD Ameritrade, Inc.|8521
PDLB|PDL COMMUNITYBANC CM|TKNG|ALLY INVEST SECURITIES LLC|50
PDLB|PDL COMMUNITYBANC CM|TRBT|Tradebot Systems, Inc.|1706
PDLB|PDL COMMUNITYBANC CM|TRCM|TRC MARKETS LLC|2071
PDLB|PDL COMMUNITYBANC CM|UBSA|UBS SECURITIES LLC|59626
PDLB|PDL COMMUNITYBANC CM|UBSS|UBS Securities LLC|294129
PDLB|PDL COMMUNITYBANC CM|VALX|VIRTU AMERICAS LLC|119
PDLB|PDL COMMUNITYBANC CM|VGRD|Vanguard Marketing Corporation|1500
PDLB|PDL COMMUNITYBANC CM|WCHV|WELLS FARGO SECURITIES, LLC|119484
PDLB|PDL COMMUNITYBANC CM|WEDB|WEDBUSH SECURITIES INC.|1000
PDLB|PDL COMMUNITYBANC CM|WSEA|WOLVERINE SECURITIES, LLC|10
PDLB|PDL COMMUNITYBANC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3640
PDLB|PDL COMMUNITYBANC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PDLI|PDL BIOPHARMA INC|ALTX|Alternet Securities Inc.|1786
PDLI|PDL BIOPHARMA INC|APCC|Apex Clearing Corporation|12550
PDLI|PDL BIOPHARMA INC|BANK|Primevest Financial Services, Inc.|40
PDLI|PDL BIOPHARMA INC|BATM|CBOE TRADING, INC.|252
PDLI|PDL BIOPHARMA INC|BAYT|BTIG, LLC|24700
PDLI|PDL BIOPHARMA INC|BERN|Sanford C. Bernstein & Co., LLC|5400
PDLI|PDL BIOPHARMA INC|BIDS|BIDS TRADING L.P.|120500
PDLI|PDL BIOPHARMA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11422
PDLI|PDL BIOPHARMA INC|BLKX|INSTINET, LLC|123900
PDLI|PDL BIOPHARMA INC|BMOC|BMO Capital Markets Corp.|24126
PDLI|PDL BIOPHARMA INC|BNPX|BNP PARIBAS SECURITIES CORP.|81908
PDLI|PDL BIOPHARMA INC|BRCY|BCP SECURITIES, LLC|8800
PDLI|PDL BIOPHARMA INC|BTIG|BTIG, LLC|1079790
PDLI|PDL BIOPHARMA INC|BYXM|CBOE TRADING, INC.|7241
PDLI|PDL BIOPHARMA INC|CANT|Cantor Fitzgerald & Co.|8602
PDLI|PDL BIOPHARMA INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|324590
PDLI|PDL BIOPHARMA INC|CHAS|Charles Schwab & Co., Inc.|23329
PDLI|PDL BIOPHARMA INC|CLSA|CLSA AMERICAS, LLC|800
PDLI|PDL BIOPHARMA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|197949
PDLI|PDL BIOPHARMA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|778027
PDLI|PDL BIOPHARMA INC|CTDL|Citadel Derivatives Group Llc|14302
PDLI|PDL BIOPHARMA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|224820
PDLI|PDL BIOPHARMA INC|DBAB|Deutsche Bank Securities Inc.|744644
PDLI|PDL BIOPHARMA INC|DBAX|Deutsche Bank Securities Inc.|345700
PDLI|PDL BIOPHARMA INC|DEAN|MORGAN STANLEY|20410
PDLI|PDL BIOPHARMA INC|DEGS|RONIN PROFESSIONAL LLC|46428
PDLI|PDL BIOPHARMA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19700
PDLI|PDL BIOPHARMA INC|EBXL|EBX LLC|612500
PDLI|PDL BIOPHARMA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|55278
PDLI|PDL BIOPHARMA INC|EDJO|Edward D. Jones & Co., L.P.|167
PDLI|PDL BIOPHARMA INC|EGAM|CBOE TRADING, INC.|13732
PDLI|PDL BIOPHARMA INC|EGAW|CBOE TRADING, INC.|439
PDLI|PDL BIOPHARMA INC|EGXM|CBOE TRADING, INC.|200
PDLI|PDL BIOPHARMA INC|ETBE|Electronic Transaction Clearing, Inc.|19385
PDLI|PDL BIOPHARMA INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3200
PDLI|PDL BIOPHARMA INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|25080
PDLI|PDL BIOPHARMA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2400
PDLI|PDL BIOPHARMA INC|ETRS|E*Trade Securities LLC|534471
PDLI|PDL BIOPHARMA INC|FBCO|Credit Suisse Securities (USA) LLC|723864
PDLI|PDL BIOPHARMA INC|FILL|Tradestation Securities, Inc.|9584
PDLI|PDL BIOPHARMA INC|FMAF|NBCN Inc./ CDS|1768
PDLI|PDL BIOPHARMA INC|FOMA|TD AMERITRADE CLEARING, INC.|782510
PDLI|PDL BIOPHARMA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2340
PDLI|PDL BIOPHARMA INC|FQLS|Quantlab Securities LP|70357
PDLI|PDL BIOPHARMA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145175
PDLI|PDL BIOPHARMA INC|FTBR|Foliofn Investments, Inc.|4904
PDLI|PDL BIOPHARMA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|105255
PDLI|PDL BIOPHARMA INC|GLPX|ACS EXECUTION SERVICES, LLC|1411
PDLI|PDL BIOPHARMA INC|GSCO|GOLDMAN SACHS & CO. LLC|1711555
PDLI|PDL BIOPHARMA INC|GSCS|GOLDMAN SACHS & CO. LLC|128359
PDLI|PDL BIOPHARMA INC|GSLT|GOLDMAN SACHS & CO. LLC|200
PDLI|PDL BIOPHARMA INC|GTSZ|GTS SECURITIES LLC|6096
PDLI|PDL BIOPHARMA INC|HAPX|HAP Trading, LLC|1800
PDLI|PDL BIOPHARMA INC|HRBF|American Enterprise Investment Services Inc.|7497
PDLI|PDL BIOPHARMA INC|IATS|INTERACTIVE BROKERS LLC|57126
PDLI|PDL BIOPHARMA INC|IBKR|Interactive Brokers Llc|258647
PDLI|PDL BIOPHARMA INC|ICBX|INSTINET, LLC|238990
PDLI|PDL BIOPHARMA INC|IEQY|CITADEL SECURITIES LLC|115431
PDLI|PDL BIOPHARMA INC|INCA|INSTINET, LLC|509202
PDLI|PDL BIOPHARMA INC|INJX|INSTINET, LLC|23433
PDLI|PDL BIOPHARMA INC|ITGI|ITG Inc.|615272
PDLI|PDL BIOPHARMA INC|ITGP|ITG INC.|1378800
PDLI|PDL BIOPHARMA INC|JANY|Janney Montgomery Scott Inc.|260
PDLI|PDL BIOPHARMA INC|JEFF|JEFFERIES LLC|170844
PDLI|PDL BIOPHARMA INC|JHDR|J.H. Darbie & Co., Inc.|979
PDLI|PDL BIOPHARMA INC|JMPT|JUMP TRADING, LLC|214555
PDLI|PDL BIOPHARMA INC|JPBX|J.P. MORGAN SECURITIES LLC|12700
PDLI|PDL BIOPHARMA INC|JPMX|J.P. Morgan Securities LLC|1202505
PDLI|PDL BIOPHARMA INC|JSJX|JANE STREET CAPITAL LLC|16789
PDLI|PDL BIOPHARMA INC|KCGM|VIRTU Americas LLC|255476
PDLI|PDL BIOPHARMA INC|LEHM|Barclays Capital Inc./Le|1401684
PDLI|PDL BIOPHARMA INC|LIME|Lime Brokerage LLC|576123
PDLI|PDL BIOPHARMA INC|LQNA|LIQUIDNET, INC.|372100
PDLI|PDL BIOPHARMA INC|LQNB|LIQUIDNET, INC.|138500
PDLI|PDL BIOPHARMA INC|LSCI|Lek Securities Corporation|400
PDLI|PDL BIOPHARMA INC|MAXM|Maxim Group LLC|37687
PDLI|PDL BIOPHARMA INC|MITR|GMP SECURITIES, LLC|105250
PDLI|PDL BIOPHARMA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|740220
PDLI|PDL BIOPHARMA INC|MOTF|MOTIF INVESTING, INC.|3
PDLI|PDL BIOPHARMA INC|MSCO|MORGAN STANLEY & CO. LLC|4213310
PDLI|PDL BIOPHARMA INC|MSPL|MORGAN STANLEY & CO. LLC|597200
PDLI|PDL BIOPHARMA INC|MSTX|MORGAN STANLEY & CO. LLC|129600
PDLI|PDL BIOPHARMA INC|NFSC|National Financial Services LLC|569820
PDLI|PDL BIOPHARMA INC|NITE|VIRTU Americas LLC|1568687
PDLI|PDL BIOPHARMA INC|NITP|VIRTU Americas LLC|228235
PDLI|PDL BIOPHARMA INC|NQRB|Brut, LLC|7898
PDLI|PDL BIOPHARMA INC|OPCO|Oppenheimer & Co. Inc.|82366
PDLI|PDL BIOPHARMA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4120
PDLI|PDL BIOPHARMA INC|PCFF|Pacific International Securities Inc./CDS|41
PDLI|PDL BIOPHARMA INC|PDQM|CODA MARKETS, INC.|2011
PDLI|PDL BIOPHARMA INC|RAJA|Raymond James & Associates, Inc.|5478
PDLI|PDL BIOPHARMA INC|RBCM|RBC CAPITAL MARKETS, LLC|666
PDLI|PDL BIOPHARMA INC|SAGL|SAGETRADER, LLC|1100
PDLI|PDL BIOPHARMA INC|SBSH|Citigroup Global Markets Inc.|918521
PDLI|PDL BIOPHARMA INC|SEIC|SEI Investments Distribution Co.|486
PDLI|PDL BIOPHARMA INC|SGMT|GOLDMAN SACHS & CO. LLC|331276
PDLI|PDL BIOPHARMA INC|SPDR|SPEEDROUTE LLC|4085
PDLI|PDL BIOPHARMA INC|STFL|Stifel, Nicolaus & Company, Incorporated|93975
PDLI|PDL BIOPHARMA INC|SWIM|TD Ameritrade, Inc.|88644
PDLI|PDL BIOPHARMA INC|SWST|Hilltop Securities Inc.|12650
PDLI|PDL BIOPHARMA INC|TKNG|ALLY INVEST SECURITIES LLC|7467
PDLI|PDL BIOPHARMA INC|TRBT|Tradebot Systems, Inc.|376331
PDLI|PDL BIOPHARMA INC|TRCM|TRC MARKETS LLC|92733
PDLI|PDL BIOPHARMA INC|UBSA|UBS SECURITIES LLC|1801458
PDLI|PDL BIOPHARMA INC|UBSS|UBS Securities LLC|2070775
PDLI|PDL BIOPHARMA INC|VALX|VIRTU AMERICAS LLC|265801
PDLI|PDL BIOPHARMA INC|VGRD|Vanguard Marketing Corporation|95194
PDLI|PDL BIOPHARMA INC|VSIN|Vision Financial Markets Llc|8055
PDLI|PDL BIOPHARMA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
PDLI|PDL BIOPHARMA INC|WCHV|WELLS FARGO SECURITIES, LLC|251909
PDLI|PDL BIOPHARMA INC|WEDB|WEDBUSH SECURITIES INC.|1200
PDLI|PDL BIOPHARMA INC|WEED|Weeden & Co.L.P.|42430
PDLI|PDL BIOPHARMA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5416
PDLI|PDL BIOPHARMA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|122534
PDLI|PDL BIOPHARMA INC|WGIF|CIBC World Markets Inc.|38366
PDLI|PDL BIOPHARMA INC|WSEA|WOLVERINE SECURITIES, LLC|16896
PDLI|PDL BIOPHARMA INC|XIST|INSTINET, LLC|448078
PDLI|PDL BIOPHARMA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|170090
PDLI|PDL BIOPHARMA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30825
PDM|PIEDMONT OFFICE REAL|ABLE|NATIXIS Securities Americas LLC|1871
PDM|PIEDMONT OFFICE REAL|ADAM|CANACCORD GENUITY INC.|28918
PDM|PIEDMONT OFFICE REAL|ALTX|Alternet Securities Inc.|11895
PDM|PIEDMONT OFFICE REAL|APCC|Apex Clearing Corporation|253
PDM|PIEDMONT OFFICE REAL|BANK|Primevest Financial Services, Inc.|857
PDM|PIEDMONT OFFICE REAL|BARD|Robert W. Baird & Co. Incorporated|143985
PDM|PIEDMONT OFFICE REAL|BATM|CBOE TRADING, INC.|1631
PDM|PIEDMONT OFFICE REAL|BAYC|BAY CREST PARTNERS, LLC|87
PDM|PIEDMONT OFFICE REAL|BBNT|BB&T SECURITIES, LLC|333
PDM|PIEDMONT OFFICE REAL|BERN|Sanford C. Bernstein & Co., LLC|15287
PDM|PIEDMONT OFFICE REAL|BIDS|BIDS TRADING L.P.|400
PDM|PIEDMONT OFFICE REAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12248
PDM|PIEDMONT OFFICE REAL|BLKX|INSTINET, LLC|148400
PDM|PIEDMONT OFFICE REAL|BNPX|BNP PARIBAS SECURITIES CORP.|55281
PDM|PIEDMONT OFFICE REAL|BTIG|BTIG, LLC|32672
PDM|PIEDMONT OFFICE REAL|BYXM|CBOE TRADING, INC.|2511
PDM|PIEDMONT OFFICE REAL|BZYD|GOLDMAN SACHS & CO. LLC|6949
PDM|PIEDMONT OFFICE REAL|CANT|Cantor Fitzgerald & Co.|11023
PDM|PIEDMONT OFFICE REAL|CHAS|Charles Schwab & Co., Inc.|618
PDM|PIEDMONT OFFICE REAL|CIST|Capital Institutional Services, Inc.|1220
PDM|PIEDMONT OFFICE REAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68554
PDM|PIEDMONT OFFICE REAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25495
PDM|PIEDMONT OFFICE REAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|305533
PDM|PIEDMONT OFFICE REAL|CTDL|Citadel Derivatives Group Llc|77373
PDM|PIEDMONT OFFICE REAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|123304
PDM|PIEDMONT OFFICE REAL|DADA|D.A. Davidson & Co.|9
PDM|PIEDMONT OFFICE REAL|DBAB|Deutsche Bank Securities Inc.|323711
PDM|PIEDMONT OFFICE REAL|DBAX|Deutsche Bank Securities Inc.|378600
PDM|PIEDMONT OFFICE REAL|DBUL|Deutsche Bank Securities Inc.|833
PDM|PIEDMONT OFFICE REAL|DCHF|Dart Executions, LLC|717
PDM|PIEDMONT OFFICE REAL|DEAN|MORGAN STANLEY|805
PDM|PIEDMONT OFFICE REAL|DEGS|RONIN PROFESSIONAL LLC|100
PDM|PIEDMONT OFFICE REAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4600
PDM|PIEDMONT OFFICE REAL|DRWK|DRW SECURITIES, L.L.C.|13871
PDM|PIEDMONT OFFICE REAL|EBXL|EBX LLC|200700
PDM|PIEDMONT OFFICE REAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|65856
PDM|PIEDMONT OFFICE REAL|EDJO|Edward D. Jones & Co., L.P.|4220
PDM|PIEDMONT OFFICE REAL|EGAM|CBOE TRADING, INC.|51709
PDM|PIEDMONT OFFICE REAL|EGAW|CBOE TRADING, INC.|100
PDM|PIEDMONT OFFICE REAL|EGXM|CBOE TRADING, INC.|5776
PDM|PIEDMONT OFFICE REAL|EGXW|CBOE TRADING, INC.|9
PDM|PIEDMONT OFFICE REAL|ETBE|Electronic Transaction Clearing, Inc.|7402
PDM|PIEDMONT OFFICE REAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
PDM|PIEDMONT OFFICE REAL|ETCC|Electronic Transaction Clearing, Inc.|140
PDM|PIEDMONT OFFICE REAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|570
PDM|PIEDMONT OFFICE REAL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|26
PDM|PIEDMONT OFFICE REAL|ETRS|E*Trade Securities LLC|5334
PDM|PIEDMONT OFFICE REAL|FBSB|U.S. Bancorp Investments, Inc.|14
PDM|PIEDMONT OFFICE REAL|FILL|Tradestation Securities, Inc.|200
PDM|PIEDMONT OFFICE REAL|FMAF|NBCN Inc./ CDS|16
PDM|PIEDMONT OFFICE REAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6826
PDM|PIEDMONT OFFICE REAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|165920
PDM|PIEDMONT OFFICE REAL|FTBR|Foliofn Investments, Inc.|23699
PDM|PIEDMONT OFFICE REAL|GEBB|GLOBAL EXECUTION BROKERS, LP|3800
PDM|PIEDMONT OFFICE REAL|GLPX|ACS EXECUTION SERVICES, LLC|21639
PDM|PIEDMONT OFFICE REAL|GNAV|GREEN STREET TRADING, LLC|15300
PDM|PIEDMONT OFFICE REAL|GSCO|GOLDMAN SACHS & CO. LLC|1834204
PDM|PIEDMONT OFFICE REAL|GSCS|GOLDMAN SACHS & CO. LLC|2534
PDM|PIEDMONT OFFICE REAL|GSLT|GOLDMAN SACHS & CO. LLC|8852
PDM|PIEDMONT OFFICE REAL|GTSZ|GTS SECURITIES LLC|85339
PDM|PIEDMONT OFFICE REAL|HRBF|American Enterprise Investment Services Inc.|1346
PDM|PIEDMONT OFFICE REAL|IATS|INTERACTIVE BROKERS LLC|2267
PDM|PIEDMONT OFFICE REAL|IBKR|Interactive Brokers Llc|11248
PDM|PIEDMONT OFFICE REAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4601
PDM|PIEDMONT OFFICE REAL|ICBX|INSTINET, LLC|153908
PDM|PIEDMONT OFFICE REAL|IEQY|CITADEL SECURITIES LLC|56593
PDM|PIEDMONT OFFICE REAL|INCA|INSTINET, LLC|262037
PDM|PIEDMONT OFFICE REAL|INJX|INSTINET, LLC|615
PDM|PIEDMONT OFFICE REAL|ITGI|ITG Inc.|250845
PDM|PIEDMONT OFFICE REAL|ITGP|ITG INC.|214200
PDM|PIEDMONT OFFICE REAL|JANY|Janney Montgomery Scott Inc.|180
PDM|PIEDMONT OFFICE REAL|JEFF|JEFFERIES LLC|98385
PDM|PIEDMONT OFFICE REAL|JMPT|JUMP TRADING, LLC|50082
PDM|PIEDMONT OFFICE REAL|JONE|JonesTrading|11849
PDM|PIEDMONT OFFICE REAL|JPBX|J.P. MORGAN SECURITIES LLC|123599
PDM|PIEDMONT OFFICE REAL|JPMX|J.P. Morgan Securities LLC|670502
PDM|PIEDMONT OFFICE REAL|JSJX|JANE STREET CAPITAL LLC|36850
PDM|PIEDMONT OFFICE REAL|KCGM|VIRTU Americas LLC|64297
PDM|PIEDMONT OFFICE REAL|KEYB|KEYBANC CAPITAL MARKETS INC.|4150
PDM|PIEDMONT OFFICE REAL|LEHM|Barclays Capital Inc./Le|922926
PDM|PIEDMONT OFFICE REAL|LIME|Lime Brokerage LLC|13551
PDM|PIEDMONT OFFICE REAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|118200
PDM|PIEDMONT OFFICE REAL|LOOP|Loop Capital Markets LLC|23908
PDM|PIEDMONT OFFICE REAL|LQNA|LIQUIDNET, INC.|9200
PDM|PIEDMONT OFFICE REAL|LQNB|LIQUIDNET, INC.|600
PDM|PIEDMONT OFFICE REAL|MACQ|Macquarie Capital (USA) Inc.|1695
PDM|PIEDMONT OFFICE REAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|207283
PDM|PIEDMONT OFFICE REAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
PDM|PIEDMONT OFFICE REAL|MOTF|MOTIF INVESTING, INC.|2
PDM|PIEDMONT OFFICE REAL|MSCO|MORGAN STANLEY & CO. LLC|786722
PDM|PIEDMONT OFFICE REAL|MSPL|MORGAN STANLEY & CO. LLC|582100
PDM|PIEDMONT OFFICE REAL|MSTX|MORGAN STANLEY & CO. LLC|281400
PDM|PIEDMONT OFFICE REAL|NATL|National Securities Corporation|896
PDM|PIEDMONT OFFICE REAL|NEUB|NEUBERGER BERMAN BD LLC|1031
PDM|PIEDMONT OFFICE REAL|NFSC|National Financial Services LLC|108109
PDM|PIEDMONT OFFICE REAL|NITE|VIRTU Americas LLC|194112
PDM|PIEDMONT OFFICE REAL|NITP|VIRTU Americas LLC|300
PDM|PIEDMONT OFFICE REAL|NQRB|Brut, LLC|18377
PDM|PIEDMONT OFFICE REAL|OPCO|Oppenheimer & Co. Inc.|100
PDM|PIEDMONT OFFICE REAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
PDM|PIEDMONT OFFICE REAL|PDQM|CODA MARKETS, INC.|46118
PDM|PIEDMONT OFFICE REAL|PWJC|UBS Financial Services, Inc.|30
PDM|PIEDMONT OFFICE REAL|RBCM|RBC CAPITAL MARKETS, LLC|2084
PDM|PIEDMONT OFFICE REAL|SAGL|SAGETRADER, LLC|25102
PDM|PIEDMONT OFFICE REAL|SAGW|SAGETRADER, LLC|3
PDM|PIEDMONT OFFICE REAL|SBSH|Citigroup Global Markets Inc.|502527
PDM|PIEDMONT OFFICE REAL|SEIC|SEI Investments Distribution Co.|500
PDM|PIEDMONT OFFICE REAL|SGMT|GOLDMAN SACHS & CO. LLC|152633
PDM|PIEDMONT OFFICE REAL|SPDR|SPEEDROUTE LLC|18697
PDM|PIEDMONT OFFICE REAL|SPHN|Stephens Inc.|116893
PDM|PIEDMONT OFFICE REAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|1400
PDM|PIEDMONT OFFICE REAL|STFL|Stifel, Nicolaus & Company, Incorporated|22668
PDM|PIEDMONT OFFICE REAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6158
PDM|PIEDMONT OFFICE REAL|SWIM|TD Ameritrade, Inc.|940
PDM|PIEDMONT OFFICE REAL|SWST|Hilltop Securities Inc.|8763
PDM|PIEDMONT OFFICE REAL|TRBT|Tradebot Systems, Inc.|149706
PDM|PIEDMONT OFFICE REAL|TRCM|TRC MARKETS LLC|43314
PDM|PIEDMONT OFFICE REAL|UBSA|UBS SECURITIES LLC|643238
PDM|PIEDMONT OFFICE REAL|UBSS|UBS Securities LLC|426130
PDM|PIEDMONT OFFICE REAL|VALX|VIRTU AMERICAS LLC|45486
PDM|PIEDMONT OFFICE REAL|VGRD|Vanguard Marketing Corporation|1895
PDM|PIEDMONT OFFICE REAL|WBPX|SUMMIT SECURITIES GROUP, LLC|10933
PDM|PIEDMONT OFFICE REAL|WCHV|WELLS FARGO SECURITIES, LLC|66284
PDM|PIEDMONT OFFICE REAL|WDNX|WEEDEN & CO.L.P.|1170
PDM|PIEDMONT OFFICE REAL|WEDB|WEDBUSH SECURITIES INC.|1861
PDM|PIEDMONT OFFICE REAL|WEED|Weeden & Co.L.P.|25487
PDM|PIEDMONT OFFICE REAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|885
PDM|PIEDMONT OFFICE REAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40730
PDM|PIEDMONT OFFICE REAL|WSEA|WOLVERINE SECURITIES, LLC|354
PDM|PIEDMONT OFFICE REAL|XIST|INSTINET, LLC|486652
PDM|PIEDMONT OFFICE REAL|XPQR|Jump Trading|100
PDM|PIEDMONT OFFICE REAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|24434
PDM|PIEDMONT OFFICE REAL|YKNA|COMHAR CAPITAL MARKETS, LLC|1470
PDM|PIEDMONT OFFICE REAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23855
PDN|INVESCO FTSE|APCC|Apex Clearing Corporation|27
PDN|INVESCO FTSE|BARD|Robert W. Baird & Co. Incorporated|43
PDN|INVESCO FTSE|BATM|CBOE TRADING, INC.|53
PDN|INVESCO FTSE|CHAS|Charles Schwab & Co., Inc.|6012
PDN|INVESCO FTSE|CIST|Capital Institutional Services, Inc.|3783
PDN|INVESCO FTSE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|983
PDN|INVESCO FTSE|CSIN|Citadel Securities Institutional LLC|105740
PDN|INVESCO FTSE|CTDL|Citadel Derivatives Group Llc|76571
PDN|INVESCO FTSE|CXCX|CITIGROUP GLOBAL MARKETS INC.|120
PDN|INVESCO FTSE|DBAX|Deutsche Bank Securities Inc.|4000
PDN|INVESCO FTSE|DEAN|MORGAN STANLEY|72
PDN|INVESCO FTSE|EBXL|EBX LLC|2400
PDN|INVESCO FTSE|ECUT|CONVERGEX EXECUTION SOLUTIONS|160
PDN|INVESCO FTSE|EDJO|Edward D. Jones & Co., L.P.|5341
PDN|INVESCO FTSE|EGAM|CBOE TRADING, INC.|134
PDN|INVESCO FTSE|EGXM|CBOE TRADING, INC.|2671
PDN|INVESCO FTSE|ETRS|E*Trade Securities LLC|871
PDN|INVESCO FTSE|FBSB|U.S. Bancorp Investments, Inc.|2208
PDN|INVESCO FTSE|FMAF|NBCN Inc./ CDS|480
PDN|INVESCO FTSE|GEBB|GLOBAL EXECUTION BROKERS, LP|700
PDN|INVESCO FTSE|GSLT|GOLDMAN SACHS & CO. LLC|548
PDN|INVESCO FTSE|HRBF|American Enterprise Investment Services Inc.|5908
PDN|INVESCO FTSE|IBKR|Interactive Brokers Llc|1167
PDN|INVESCO FTSE|ICBX|INSTINET, LLC|400
PDN|INVESCO FTSE|INCA|INSTINET, LLC|1821
PDN|INVESCO FTSE|ITGI|ITG Inc.|100
PDN|INVESCO FTSE|JPMX|J.P. Morgan Securities LLC|870
PDN|INVESCO FTSE|JSEB|JANE STREET EXECUTION SERVICES, LLC|6007
PDN|INVESCO FTSE|JSJX|JANE STREET CAPITAL LLC|32672
PDN|INVESCO FTSE|KCGM|VIRTU Americas LLC|1561
PDN|INVESCO FTSE|LEHM|Barclays Capital Inc./Le|8600
PDN|INVESCO FTSE|LIME|Lime Brokerage LLC|2124
PDN|INVESCO FTSE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
PDN|INVESCO FTSE|MSCO|MORGAN STANLEY & CO. LLC|3261
PDN|INVESCO FTSE|NFSC|National Financial Services LLC|27781
PDN|INVESCO FTSE|NITE|VIRTU Americas LLC|29360
PDN|INVESCO FTSE|OLDM|OLD MISSION CAPITAL, LLC|100
PDN|INVESCO FTSE|SBSH|Citigroup Global Markets Inc.|3073
PDN|INVESCO FTSE|SGMT|GOLDMAN SACHS & CO. LLC|902
PDN|INVESCO FTSE|SPHN|Stephens Inc.|186
PDN|INVESCO FTSE|STFL|Stifel, Nicolaus & Company, Incorporated|797
PDN|INVESCO FTSE|UBSA|UBS SECURITIES LLC|23261
PDN|INVESCO FTSE|UBSS|UBS Securities LLC|45571
PDN|INVESCO FTSE|VGRD|Vanguard Marketing Corporation|2354
PDN|INVESCO FTSE|WCHV|WELLS FARGO SECURITIES, LLC|15573
PDN|INVESCO FTSE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|366
PDN|INVESCO FTSE|WGIF|CIBC World Markets Inc.|1369
PDN|INVESCO FTSE|WSEA|WOLVERINE SECURITIES, LLC|1634
PDN|INVESCO FTSE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PDN|INVESCO FTSE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|725
PDP|INVESCO DWA MOMENTUM|APCC|Apex Clearing Corporation|402
PDP|INVESCO DWA MOMENTUM|BANK|Primevest Financial Services, Inc.|87
PDP|INVESCO DWA MOMENTUM|BARD|Robert W. Baird & Co. Incorporated|4238
PDP|INVESCO DWA MOMENTUM|BATM|CBOE TRADING, INC.|264
PDP|INVESCO DWA MOMENTUM|BBNT|BB&T SECURITIES, LLC|9238
PDP|INVESCO DWA MOMENTUM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|577
PDP|INVESCO DWA MOMENTUM|CANT|Cantor Fitzgerald & Co.|17897
PDP|INVESCO DWA MOMENTUM|CHAS|Charles Schwab & Co., Inc.|2836
PDP|INVESCO DWA MOMENTUM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5693
PDP|INVESCO DWA MOMENTUM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
PDP|INVESCO DWA MOMENTUM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8254
PDP|INVESCO DWA MOMENTUM|CSIN|Citadel Securities Institutional LLC|140691
PDP|INVESCO DWA MOMENTUM|CTDL|Citadel Derivatives Group Llc|170526
PDP|INVESCO DWA MOMENTUM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2018
PDP|INVESCO DWA MOMENTUM|DADA|D.A. Davidson & Co.|273
PDP|INVESCO DWA MOMENTUM|DBAB|Deutsche Bank Securities Inc.|100
PDP|INVESCO DWA MOMENTUM|DBAX|Deutsche Bank Securities Inc.|2300
PDP|INVESCO DWA MOMENTUM|DEAN|MORGAN STANLEY|6187
PDP|INVESCO DWA MOMENTUM|DEGS|RONIN PROFESSIONAL LLC|1300
PDP|INVESCO DWA MOMENTUM|EBXL|EBX LLC|2300
PDP|INVESCO DWA MOMENTUM|ECUT|CONVERGEX EXECUTION SOLUTIONS|210
PDP|INVESCO DWA MOMENTUM|EDJO|Edward D. Jones & Co., L.P.|579
PDP|INVESCO DWA MOMENTUM|EGAM|CBOE TRADING, INC.|831
PDP|INVESCO DWA MOMENTUM|EGXM|CBOE TRADING, INC.|2
PDP|INVESCO DWA MOMENTUM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1418
PDP|INVESCO DWA MOMENTUM|ETRS|E*Trade Securities LLC|812
PDP|INVESCO DWA MOMENTUM|FBCO|Credit Suisse Securities (USA) LLC|53766
PDP|INVESCO DWA MOMENTUM|FBSB|U.S. Bancorp Investments, Inc.|157
PDP|INVESCO DWA MOMENTUM|FILL|Tradestation Securities, Inc.|80
PDP|INVESCO DWA MOMENTUM|FMAF|NBCN Inc./ CDS|530
PDP|INVESCO DWA MOMENTUM|FOMA|TD AMERITRADE CLEARING, INC.|66940
PDP|INVESCO DWA MOMENTUM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|311
PDP|INVESCO DWA MOMENTUM|FTBR|Foliofn Investments, Inc.|57679
PDP|INVESCO DWA MOMENTUM|GEBB|GLOBAL EXECUTION BROKERS, LP|2453
PDP|INVESCO DWA MOMENTUM|GSCO|GOLDMAN SACHS & CO. LLC|202
PDP|INVESCO DWA MOMENTUM|GSCS|GOLDMAN SACHS & CO. LLC|120
PDP|INVESCO DWA MOMENTUM|GSLT|GOLDMAN SACHS & CO. LLC|37
PDP|INVESCO DWA MOMENTUM|GTSZ|GTS SECURITIES LLC|975
PDP|INVESCO DWA MOMENTUM|HRBF|American Enterprise Investment Services Inc.|16793
PDP|INVESCO DWA MOMENTUM|IATS|INTERACTIVE BROKERS LLC|33
PDP|INVESCO DWA MOMENTUM|IBKR|Interactive Brokers Llc|4497
PDP|INVESCO DWA MOMENTUM|ICBX|INSTINET, LLC|5600
PDP|INVESCO DWA MOMENTUM|INCA|INSTINET, LLC|1385
PDP|INVESCO DWA MOMENTUM|INJX|INSTINET, LLC|1000
PDP|INVESCO DWA MOMENTUM|ITGI|ITG Inc.|1295
PDP|INVESCO DWA MOMENTUM|JANY|Janney Montgomery Scott Inc.|4305
PDP|INVESCO DWA MOMENTUM|JEFF|JEFFERIES LLC|100
PDP|INVESCO DWA MOMENTUM|JPMX|J.P. Morgan Securities LLC|6826
PDP|INVESCO DWA MOMENTUM|JSEB|JANE STREET EXECUTION SERVICES, LLC|2705
PDP|INVESCO DWA MOMENTUM|JSJX|JANE STREET CAPITAL LLC|96253
PDP|INVESCO DWA MOMENTUM|KCGM|VIRTU Americas LLC|5066
PDP|INVESCO DWA MOMENTUM|LEHM|Barclays Capital Inc./Le|11400
PDP|INVESCO DWA MOMENTUM|LIME|Lime Brokerage LLC|19609
PDP|INVESCO DWA MOMENTUM|MACC|Mid Atlantic Capital Corporation|9907
PDP|INVESCO DWA MOMENTUM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22102
PDP|INVESCO DWA MOMENTUM|MSCO|MORGAN STANLEY & CO. LLC|56710
PDP|INVESCO DWA MOMENTUM|NBCS|NBC Securities, INC.|1485
PDP|INVESCO DWA MOMENTUM|NFSC|National Financial Services LLC|73008
PDP|INVESCO DWA MOMENTUM|NITE|VIRTU Americas LLC|235158
PDP|INVESCO DWA MOMENTUM|OPCO|Oppenheimer & Co. Inc.|6284
PDP|INVESCO DWA MOMENTUM|PDQM|CODA MARKETS, INC.|2321
PDP|INVESCO DWA MOMENTUM|PWJC|UBS Financial Services, Inc.|1175
PDP|INVESCO DWA MOMENTUM|RAJA|Raymond James & Associates, Inc.|44811
PDP|INVESCO DWA MOMENTUM|RBCM|RBC CAPITAL MARKETS, LLC|10193
PDP|INVESCO DWA MOMENTUM|SALI|INTL FCSTONE FINANCIAL INC.|500
PDP|INVESCO DWA MOMENTUM|SGMT|GOLDMAN SACHS & CO. LLC|4864
PDP|INVESCO DWA MOMENTUM|SPHN|Stephens Inc.|1
PDP|INVESCO DWA MOMENTUM|STFL|Stifel, Nicolaus & Company, Incorporated|6621
PDP|INVESCO DWA MOMENTUM|SWIM|TD Ameritrade, Inc.|615
PDP|INVESCO DWA MOMENTUM|SWST|Hilltop Securities Inc.|485
PDP|INVESCO DWA MOMENTUM|TKNG|ALLY INVEST SECURITIES LLC|581
PDP|INVESCO DWA MOMENTUM|TRCM|TRC MARKETS LLC|200
PDP|INVESCO DWA MOMENTUM|UBSA|UBS SECURITIES LLC|18739
PDP|INVESCO DWA MOMENTUM|UBSS|UBS Securities LLC|62084
PDP|INVESCO DWA MOMENTUM|VALX|VIRTU AMERICAS LLC|100
PDP|INVESCO DWA MOMENTUM|VERT|The Vertical Trading Group, LLC|1416
PDP|INVESCO DWA MOMENTUM|VGRD|Vanguard Marketing Corporation|782
PDP|INVESCO DWA MOMENTUM|WBLR|WILLIAM BLAIR|1080
PDP|INVESCO DWA MOMENTUM|WCHV|WELLS FARGO SECURITIES, LLC|112491
PDP|INVESCO DWA MOMENTUM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5892
PDP|INVESCO DWA MOMENTUM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6706
PDP|INVESCO DWA MOMENTUM|WSEA|WOLVERINE SECURITIES, LLC|6870
PDP|INVESCO DWA MOMENTUM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27596
PDS|PRECISION DRILL CORP|ADAM|CANACCORD GENUITY INC.|100
PDS|PRECISION DRILL CORP|ALTX|Alternet Securities Inc.|3219
PDS|PRECISION DRILL CORP|APCC|Apex Clearing Corporation|114538
PDS|PRECISION DRILL CORP|BATM|CBOE TRADING, INC.|400
PDS|PRECISION DRILL CORP|BAYC|BAY CREST PARTNERS, LLC|6000
PDS|PRECISION DRILL CORP|BAYT|BTIG, LLC|400
PDS|PRECISION DRILL CORP|BERN|Sanford C. Bernstein & Co., LLC|20500
PDS|PRECISION DRILL CORP|BIAD|SAGETRADER, LLC|1
PDS|PRECISION DRILL CORP|BIDS|BIDS TRADING L.P.|200
PDS|PRECISION DRILL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28192
PDS|PRECISION DRILL CORP|BLKX|INSTINET, LLC|12718
PDS|PRECISION DRILL CORP|BYXM|CBOE TRADING, INC.|100
PDS|PRECISION DRILL CORP|BZYD|GOLDMAN SACHS & CO. LLC|3518
PDS|PRECISION DRILL CORP|CANT|Cantor Fitzgerald & Co.|65704
PDS|PRECISION DRILL CORP|CHAS|Charles Schwab & Co., Inc.|2949
PDS|PRECISION DRILL CORP|CICF|Canaccord Genuity Corp.|23229
PDS|PRECISION DRILL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51850
PDS|PRECISION DRILL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|408077
PDS|PRECISION DRILL CORP|CTDL|Citadel Derivatives Group Llc|596
PDS|PRECISION DRILL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|50874
PDS|PRECISION DRILL CORP|DBAB|Deutsche Bank Securities Inc.|26979
PDS|PRECISION DRILL CORP|DBAX|Deutsche Bank Securities Inc.|216000
PDS|PRECISION DRILL CORP|DEAN|MORGAN STANLEY|2090
PDS|PRECISION DRILL CORP|DEGS|RONIN PROFESSIONAL LLC|6767
PDS|PRECISION DRILL CORP|EBXL|EBX LLC|174600
PDS|PRECISION DRILL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2924
PDS|PRECISION DRILL CORP|EDJO|Edward D. Jones & Co., L.P.|489
PDS|PRECISION DRILL CORP|EGAM|CBOE TRADING, INC.|1100
PDS|PRECISION DRILL CORP|EGAW|CBOE TRADING, INC.|81
PDS|PRECISION DRILL CORP|EGXM|CBOE TRADING, INC.|13892
PDS|PRECISION DRILL CORP|ETBE|Electronic Transaction Clearing, Inc.|20539
PDS|PRECISION DRILL CORP|ETRS|E*Trade Securities LLC|334536
PDS|PRECISION DRILL CORP|FILL|Tradestation Securities, Inc.|33233
PDS|PRECISION DRILL CORP|FMAF|NBCN Inc./ CDS|3774
PDS|PRECISION DRILL CORP|FQLS|Quantlab Securities LP|74457
PDS|PRECISION DRILL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53977
PDS|PRECISION DRILL CORP|FTBR|Foliofn Investments, Inc.|343
PDS|PRECISION DRILL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|29300
PDS|PRECISION DRILL CORP|GLIS|TD Securities Inc|25933
PDS|PRECISION DRILL CORP|GSCO|GOLDMAN SACHS & CO. LLC|1202613
PDS|PRECISION DRILL CORP|GSCS|GOLDMAN SACHS & CO. LLC|2600
PDS|PRECISION DRILL CORP|GSLT|GOLDMAN SACHS & CO. LLC|8900
PDS|PRECISION DRILL CORP|GTSZ|GTS SECURITIES LLC|35352
PDS|PRECISION DRILL CORP|HRBF|American Enterprise Investment Services Inc.|4223
PDS|PRECISION DRILL CORP|HSBC|HSBC Securities, Inc.|2026
PDS|PRECISION DRILL CORP|IATS|INTERACTIVE BROKERS LLC|113003
PDS|PRECISION DRILL CORP|IBKR|Interactive Brokers Llc|91262
PDS|PRECISION DRILL CORP|ICBX|INSTINET, LLC|260434
PDS|PRECISION DRILL CORP|INCA|INSTINET, LLC|117582
PDS|PRECISION DRILL CORP|ITGI|ITG Inc.|253163
PDS|PRECISION DRILL CORP|ITGP|ITG INC.|346200
PDS|PRECISION DRILL CORP|JANY|Janney Montgomery Scott Inc.|84
PDS|PRECISION DRILL CORP|JEFF|JEFFERIES LLC|12087
PDS|PRECISION DRILL CORP|JMPT|JUMP TRADING, LLC|30411
PDS|PRECISION DRILL CORP|JPBX|J.P. MORGAN SECURITIES LLC|3000
PDS|PRECISION DRILL CORP|JPMX|J.P. Morgan Securities LLC|269770
PDS|PRECISION DRILL CORP|JSJX|JANE STREET CAPITAL LLC|900
PDS|PRECISION DRILL CORP|KCGM|VIRTU Americas LLC|122988
PDS|PRECISION DRILL CORP|LEHM|Barclays Capital Inc./Le|1125056
PDS|PRECISION DRILL CORP|LIME|Lime Brokerage LLC|12900
PDS|PRECISION DRILL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|951204
PDS|PRECISION DRILL CORP|MOTF|MOTIF INVESTING, INC.|4
PDS|PRECISION DRILL CORP|MSCO|MORGAN STANLEY & CO. LLC|535509
PDS|PRECISION DRILL CORP|MSPL|MORGAN STANLEY & CO. LLC|654700
PDS|PRECISION DRILL CORP|MSTX|MORGAN STANLEY & CO. LLC|48600
PDS|PRECISION DRILL CORP|NFSC|National Financial Services LLC|271850
PDS|PRECISION DRILL CORP|NITE|VIRTU Americas LLC|1158946
PDS|PRECISION DRILL CORP|NITP|VIRTU Americas LLC|225240
PDS|PRECISION DRILL CORP|NQRB|Brut, LLC|1200
PDS|PRECISION DRILL CORP|NTBF|BMO Nesbitt Burns Inc./CDS|16000
PDS|PRECISION DRILL CORP|PWJC|UBS Financial Services, Inc.|6000
PDS|PRECISION DRILL CORP|RBCM|RBC CAPITAL MARKETS, LLC|4584
PDS|PRECISION DRILL CORP|SBSH|Citigroup Global Markets Inc.|37251
PDS|PRECISION DRILL CORP|SGMT|GOLDMAN SACHS & CO. LLC|580372
PDS|PRECISION DRILL CORP|SPDR|SPEEDROUTE LLC|300
PDS|PRECISION DRILL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|10400
PDS|PRECISION DRILL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6500
PDS|PRECISION DRILL CORP|SWIM|TD Ameritrade, Inc.|300854
PDS|PRECISION DRILL CORP|SWST|Hilltop Securities Inc.|3850
PDS|PRECISION DRILL CORP|TKNG|ALLY INVEST SECURITIES LLC|2509
PDS|PRECISION DRILL CORP|TRBT|Tradebot Systems, Inc.|56070
PDS|PRECISION DRILL CORP|TRCM|TRC MARKETS LLC|87110
PDS|PRECISION DRILL CORP|TWTT|TASTYWORKS, INC.|600
PDS|PRECISION DRILL CORP|UBSA|UBS SECURITIES LLC|793351
PDS|PRECISION DRILL CORP|UBSS|UBS Securities LLC|269700
PDS|PRECISION DRILL CORP|VALX|VIRTU AMERICAS LLC|63144
PDS|PRECISION DRILL CORP|VGRD|Vanguard Marketing Corporation|45345
PDS|PRECISION DRILL CORP|WCHV|WELLS FARGO SECURITIES, LLC|135027
PDS|PRECISION DRILL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1533
PDS|PRECISION DRILL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|750
PDS|PRECISION DRILL CORP|WSEA|WOLVERINE SECURITIES, LLC|2233
PDS|PRECISION DRILL CORP|XIST|INSTINET, LLC|20200
PDS|PRECISION DRILL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|35050
PDS|PRECISION DRILL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24189
PDT|JOHN HANC PRM DV2 FD|ALTX|Alternet Securities Inc.|971
PDT|JOHN HANC PRM DV2 FD|APCC|Apex Clearing Corporation|109
PDT|JOHN HANC PRM DV2 FD|BANK|Primevest Financial Services, Inc.|701
PDT|JOHN HANC PRM DV2 FD|BARD|Robert W. Baird & Co. Incorporated|2328
PDT|JOHN HANC PRM DV2 FD|BATM|CBOE TRADING, INC.|368
PDT|JOHN HANC PRM DV2 FD|BBNT|BB&T SECURITIES, LLC|1
PDT|JOHN HANC PRM DV2 FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1235
PDT|JOHN HANC PRM DV2 FD|BRGE|Newbridge Securities Corp.|3672
PDT|JOHN HANC PRM DV2 FD|BYXM|CBOE TRADING, INC.|300
PDT|JOHN HANC PRM DV2 FD|CANT|Cantor Fitzgerald & Co.|1
PDT|JOHN HANC PRM DV2 FD|CHAS|Charles Schwab & Co., Inc.|8
PDT|JOHN HANC PRM DV2 FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
PDT|JOHN HANC PRM DV2 FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9188
PDT|JOHN HANC PRM DV2 FD|CTDL|Citadel Derivatives Group Llc|4710
PDT|JOHN HANC PRM DV2 FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
PDT|JOHN HANC PRM DV2 FD|DADA|D.A. Davidson & Co.|107
PDT|JOHN HANC PRM DV2 FD|DBAX|Deutsche Bank Securities Inc.|5400
PDT|JOHN HANC PRM DV2 FD|DEAN|MORGAN STANLEY|9765
PDT|JOHN HANC PRM DV2 FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4028
PDT|JOHN HANC PRM DV2 FD|EBXL|EBX LLC|4400
PDT|JOHN HANC PRM DV2 FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5695
PDT|JOHN HANC PRM DV2 FD|EDJO|Edward D. Jones & Co., L.P.|1952
PDT|JOHN HANC PRM DV2 FD|EGAM|CBOE TRADING, INC.|300
PDT|JOHN HANC PRM DV2 FD|EGXM|CBOE TRADING, INC.|1003
PDT|JOHN HANC PRM DV2 FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
PDT|JOHN HANC PRM DV2 FD|ETRS|E*Trade Securities LLC|30717
PDT|JOHN HANC PRM DV2 FD|FILL|Tradestation Securities, Inc.|625
PDT|JOHN HANC PRM DV2 FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5823
PDT|JOHN HANC PRM DV2 FD|FTBR|Foliofn Investments, Inc.|3961
PDT|JOHN HANC PRM DV2 FD|GLIS|TD Securities Inc|470
PDT|JOHN HANC PRM DV2 FD|GLPX|ACS EXECUTION SERVICES, LLC|2192
PDT|JOHN HANC PRM DV2 FD|GSLT|GOLDMAN SACHS & CO. LLC|105
PDT|JOHN HANC PRM DV2 FD|GTSZ|GTS SECURITIES LLC|900
PDT|JOHN HANC PRM DV2 FD|HRBF|American Enterprise Investment Services Inc.|11077
PDT|JOHN HANC PRM DV2 FD|IATS|INTERACTIVE BROKERS LLC|6365
PDT|JOHN HANC PRM DV2 FD|IBKR|Interactive Brokers Llc|9460
PDT|JOHN HANC PRM DV2 FD|ICBX|INSTINET, LLC|4000
PDT|JOHN HANC PRM DV2 FD|INCA|INSTINET, LLC|14671
PDT|JOHN HANC PRM DV2 FD|ITGI|ITG Inc.|5068
PDT|JOHN HANC PRM DV2 FD|ITGP|ITG INC.|12600
PDT|JOHN HANC PRM DV2 FD|JANY|Janney Montgomery Scott Inc.|3231
PDT|JOHN HANC PRM DV2 FD|JPMX|J.P. Morgan Securities LLC|2600
PDT|JOHN HANC PRM DV2 FD|KCGM|VIRTU Americas LLC|2664
PDT|JOHN HANC PRM DV2 FD|KCRD|PHX FINANCIAL, INC.|70
PDT|JOHN HANC PRM DV2 FD|LEHM|Barclays Capital Inc./Le|5800
PDT|JOHN HANC PRM DV2 FD|LGNT|COR CLEARING LLC|9
PDT|JOHN HANC PRM DV2 FD|LIME|Lime Brokerage LLC|213
PDT|JOHN HANC PRM DV2 FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1116
PDT|JOHN HANC PRM DV2 FD|MBTS|ALLY INVEST SECURITIES LLC|222
PDT|JOHN HANC PRM DV2 FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
PDT|JOHN HANC PRM DV2 FD|MOTF|MOTIF INVESTING, INC.|2
PDT|JOHN HANC PRM DV2 FD|MSCO|MORGAN STANLEY & CO. LLC|47974
PDT|JOHN HANC PRM DV2 FD|MSPL|MORGAN STANLEY & CO. LLC|6800
PDT|JOHN HANC PRM DV2 FD|NFSC|National Financial Services LLC|168997
PDT|JOHN HANC PRM DV2 FD|NITE|VIRTU Americas LLC|286393
PDT|JOHN HANC PRM DV2 FD|NQRB|Brut, LLC|2822
PDT|JOHN HANC PRM DV2 FD|NTBF|BMO Nesbitt Burns Inc./CDS|143
PDT|JOHN HANC PRM DV2 FD|OPCO|Oppenheimer & Co. Inc.|13136
PDT|JOHN HANC PRM DV2 FD|OTAA|OTA LLC|1500
PDT|JOHN HANC PRM DV2 FD|PDQM|CODA MARKETS, INC.|3714
PDT|JOHN HANC PRM DV2 FD|PWJC|UBS Financial Services, Inc.|3115
PDT|JOHN HANC PRM DV2 FD|RBCM|RBC CAPITAL MARKETS, LLC|25251
PDT|JOHN HANC PRM DV2 FD|SBSH|Citigroup Global Markets Inc.|535
PDT|JOHN HANC PRM DV2 FD|SGMT|GOLDMAN SACHS & CO. LLC|3677
PDT|JOHN HANC PRM DV2 FD|SPDR|SPEEDROUTE LLC|700
PDT|JOHN HANC PRM DV2 FD|SPHN|Stephens Inc.|9
PDT|JOHN HANC PRM DV2 FD|STFL|Stifel, Nicolaus & Company, Incorporated|3062
PDT|JOHN HANC PRM DV2 FD|STXG|Stockcross Financial Services, Inc.|11449
PDT|JOHN HANC PRM DV2 FD|SWIM|TD Ameritrade, Inc.|3574
PDT|JOHN HANC PRM DV2 FD|SWST|Hilltop Securities Inc.|3318
PDT|JOHN HANC PRM DV2 FD|TKNG|ALLY INVEST SECURITIES LLC|1140
PDT|JOHN HANC PRM DV2 FD|TRBT|Tradebot Systems, Inc.|734
PDT|JOHN HANC PRM DV2 FD|TRCM|TRC MARKETS LLC|100
PDT|JOHN HANC PRM DV2 FD|UBSA|UBS SECURITIES LLC|18051
PDT|JOHN HANC PRM DV2 FD|UBSS|UBS Securities LLC|87055
PDT|JOHN HANC PRM DV2 FD|VALX|VIRTU AMERICAS LLC|400
PDT|JOHN HANC PRM DV2 FD|VGRD|Vanguard Marketing Corporation|16217
PDT|JOHN HANC PRM DV2 FD|WCHV|WELLS FARGO SECURITIES, LLC|107592
PDT|JOHN HANC PRM DV2 FD|WEDB|WEDBUSH SECURITIES INC.|6002
PDT|JOHN HANC PRM DV2 FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1378
PDT|JOHN HANC PRM DV2 FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5162
PDT|JOHN HANC PRM DV2 FD|WSEA|WOLVERINE SECURITIES, LLC|7260
PDT|JOHN HANC PRM DV2 FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PDT|JOHN HANC PRM DV2 FD|YKNA|COMHAR CAPITAL MARKETS, LLC|500
PDT|JOHN HANC PRM DV2 FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30041
PDVW|PDVWIRELESS CMN STK|ALTX|Alternet Securities Inc.|1020
PDVW|PDVWIRELESS CMN STK|APCC|Apex Clearing Corporation|3
PDVW|PDVWIRELESS CMN STK|BATM|CBOE TRADING, INC.|1564
PDVW|PDVWIRELESS CMN STK|BAYT|BTIG, LLC|3900
PDVW|PDVWIRELESS CMN STK|BERN|Sanford C. Bernstein & Co., LLC|2559
PDVW|PDVWIRELESS CMN STK|BMOC|BMO Capital Markets Corp.|1503
PDVW|PDVWIRELESS CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|866
PDVW|PDVWIRELESS CMN STK|BTIG|BTIG, LLC|86956
PDVW|PDVWIRELESS CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10219
PDVW|PDVWIRELESS CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8575
PDVW|PDVWIRELESS CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7376
PDVW|PDVWIRELESS CMN STK|CTDL|Citadel Derivatives Group Llc|3110
PDVW|PDVWIRELESS CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|602
PDVW|PDVWIRELESS CMN STK|DBAB|Deutsche Bank Securities Inc.|65007
PDVW|PDVWIRELESS CMN STK|DBAX|Deutsche Bank Securities Inc.|6400
PDVW|PDVWIRELESS CMN STK|DBUL|Deutsche Bank Securities Inc.|1100
PDVW|PDVWIRELESS CMN STK|DEGS|RONIN PROFESSIONAL LLC|15738
PDVW|PDVWIRELESS CMN STK|EBXL|EBX LLC|2200
PDVW|PDVWIRELESS CMN STK|EDJO|Edward D. Jones & Co., L.P.|1100
PDVW|PDVWIRELESS CMN STK|EGAM|CBOE TRADING, INC.|400
PDVW|PDVWIRELESS CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|600
PDVW|PDVWIRELESS CMN STK|EGXM|CBOE TRADING, INC.|470
PDVW|PDVWIRELESS CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3024
PDVW|PDVWIRELESS CMN STK|ETRS|E*Trade Securities LLC|4786
PDVW|PDVWIRELESS CMN STK|FBCO|Credit Suisse Securities (USA) LLC|26342
PDVW|PDVWIRELESS CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|5034
PDVW|PDVWIRELESS CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6628
PDVW|PDVWIRELESS CMN STK|FTBR|Foliofn Investments, Inc.|1001
PDVW|PDVWIRELESS CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|2333
PDVW|PDVWIRELESS CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|504
PDVW|PDVWIRELESS CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|42827
PDVW|PDVWIRELESS CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|10069
PDVW|PDVWIRELESS CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|191
PDVW|PDVWIRELESS CMN STK|GTSZ|GTS SECURITIES LLC|3251
PDVW|PDVWIRELESS CMN STK|IATS|INTERACTIVE BROKERS LLC|700
PDVW|PDVWIRELESS CMN STK|IBKR|Interactive Brokers Llc|13040
PDVW|PDVWIRELESS CMN STK|ICBX|INSTINET, LLC|2100
PDVW|PDVWIRELESS CMN STK|IEQY|CITADEL SECURITIES LLC|4321
PDVW|PDVWIRELESS CMN STK|INCA|INSTINET, LLC|86076
PDVW|PDVWIRELESS CMN STK|INJX|INSTINET, LLC|4186
PDVW|PDVWIRELESS CMN STK|ITGI|ITG Inc.|1215
PDVW|PDVWIRELESS CMN STK|ITGP|ITG INC.|63800
PDVW|PDVWIRELESS CMN STK|JEFF|JEFFERIES LLC|9596
PDVW|PDVWIRELESS CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|200
PDVW|PDVWIRELESS CMN STK|JPMX|J.P. Morgan Securities LLC|7171
PDVW|PDVWIRELESS CMN STK|JSJX|JANE STREET CAPITAL LLC|313
PDVW|PDVWIRELESS CMN STK|KCGM|VIRTU Americas LLC|1209
PDVW|PDVWIRELESS CMN STK|LEHM|Barclays Capital Inc./Le|22772
PDVW|PDVWIRELESS CMN STK|LIME|Lime Brokerage LLC|54045
PDVW|PDVWIRELESS CMN STK|LMGP|LIME BROKERAGE LLC|4923
PDVW|PDVWIRELESS CMN STK|MAXM|Maxim Group LLC|733
PDVW|PDVWIRELESS CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11592
PDVW|PDVWIRELESS CMN STK|MSCO|MORGAN STANLEY & CO. LLC|150173
PDVW|PDVWIRELESS CMN STK|MSPL|MORGAN STANLEY & CO. LLC|11500
PDVW|PDVWIRELESS CMN STK|MSTX|MORGAN STANLEY & CO. LLC|1400
PDVW|PDVWIRELESS CMN STK|NFSC|National Financial Services LLC|5745
PDVW|PDVWIRELESS CMN STK|NITE|VIRTU Americas LLC|20137
PDVW|PDVWIRELESS CMN STK|NQRB|Brut, LLC|400
PDVW|PDVWIRELESS CMN STK|PDQM|CODA MARKETS, INC.|2148
PDVW|PDVWIRELESS CMN STK|PWJC|UBS Financial Services, Inc.|300
PDVW|PDVWIRELESS CMN STK|SAGW|SAGETRADER, LLC|130
PDVW|PDVWIRELESS CMN STK|SBSH|Citigroup Global Markets Inc.|12066
PDVW|PDVWIRELESS CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|1772
PDVW|PDVWIRELESS CMN STK|SPDR|SPEEDROUTE LLC|23
PDVW|PDVWIRELESS CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|3635
PDVW|PDVWIRELESS CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|28
PDVW|PDVWIRELESS CMN STK|SWIM|TD Ameritrade, Inc.|6290
PDVW|PDVWIRELESS CMN STK|TKNG|ALLY INVEST SECURITIES LLC|60
PDVW|PDVWIRELESS CMN STK|TRBT|Tradebot Systems, Inc.|5736
PDVW|PDVWIRELESS CMN STK|TRCM|TRC MARKETS LLC|23295
PDVW|PDVWIRELESS CMN STK|UBSA|UBS SECURITIES LLC|23291
PDVW|PDVWIRELESS CMN STK|UBSS|UBS Securities LLC|100821
PDVW|PDVWIRELESS CMN STK|VALX|VIRTU AMERICAS LLC|1695
PDVW|PDVWIRELESS CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|4197
PDVW|PDVWIRELESS CMN STK|WEED|Weeden & Co.L.P.|170
PDVW|PDVWIRELESS CMN STK|WSEA|WOLVERINE SECURITIES, LLC|30
PDVW|PDVWIRELESS CMN STK|XIST|INSTINET, LLC|5020
PDVW|PDVWIRELESS CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PE|PARSLEY ENERGY CL A|ABLE|NATIXIS Securities Americas LLC|187488
PE|PARSLEY ENERGY CL A|ADAM|CANACCORD GENUITY INC.|361900
PE|PARSLEY ENERGY CL A|ALTX|Alternet Securities Inc.|48611
PE|PARSLEY ENERGY CL A|ANOS|ABEL/NOSER, L.L.C.|600
PE|PARSLEY ENERGY CL A|APCC|Apex Clearing Corporation|18878
PE|PARSLEY ENERGY CL A|BANK|Primevest Financial Services, Inc.|93
PE|PARSLEY ENERGY CL A|BARD|Robert W. Baird & Co. Incorporated|1428
PE|PARSLEY ENERGY CL A|BATM|CBOE TRADING, INC.|16409
PE|PARSLEY ENERGY CL A|BAYC|BAY CREST PARTNERS, LLC|70
PE|PARSLEY ENERGY CL A|BAYT|BTIG, LLC|29698
PE|PARSLEY ENERGY CL A|BBNT|BB&T SECURITIES, LLC|9075
PE|PARSLEY ENERGY CL A|BERN|Sanford C. Bernstein & Co., LLC|233501
PE|PARSLEY ENERGY CL A|BIDS|BIDS TRADING L.P.|17100
PE|PARSLEY ENERGY CL A|BIMI|Banca IMI Securities Corp.|200
PE|PARSLEY ENERGY CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18339
PE|PARSLEY ENERGY CL A|BLKX|INSTINET, LLC|205455
PE|PARSLEY ENERGY CL A|BMOC|BMO Capital Markets Corp.|1214093
PE|PARSLEY ENERGY CL A|BNPX|BNP PARIBAS SECURITIES CORP.|47713
PE|PARSLEY ENERGY CL A|BTIG|BTIG, LLC|13447
PE|PARSLEY ENERGY CL A|BYXM|CBOE TRADING, INC.|9763
PE|PARSLEY ENERGY CL A|BZYD|GOLDMAN SACHS & CO. LLC|1300
PE|PARSLEY ENERGY CL A|CANT|Cantor Fitzgerald & Co.|1048
PE|PARSLEY ENERGY CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|104804
PE|PARSLEY ENERGY CL A|CHAS|Charles Schwab & Co., Inc.|22505
PE|PARSLEY ENERGY CL A|CICF|Canaccord Genuity Corp.|900
PE|PARSLEY ENERGY CL A|CIST|Capital Institutional Services, Inc.|15976
PE|PARSLEY ENERGY CL A|CLSA|CLSA AMERICAS, LLC|1700
PE|PARSLEY ENERGY CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|657412
PE|PARSLEY ENERGY CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5157
PE|PARSLEY ENERGY CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1969365
PE|PARSLEY ENERGY CL A|CSMS|CORNERSTONE MACRO LLC|300
PE|PARSLEY ENERGY CL A|CTDL|Citadel Derivatives Group Llc|46553
PE|PARSLEY ENERGY CL A|CTLR|CUTLER GROUP, LP|4670
PE|PARSLEY ENERGY CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|219094
PE|PARSLEY ENERGY CL A|DADA|D.A. Davidson & Co.|1550
PE|PARSLEY ENERGY CL A|DBAB|Deutsche Bank Securities Inc.|1111386
PE|PARSLEY ENERGY CL A|DBAX|Deutsche Bank Securities Inc.|1642200
PE|PARSLEY ENERGY CL A|DBUL|Deutsche Bank Securities Inc.|18222
PE|PARSLEY ENERGY CL A|DCHF|Dart Executions, LLC|18634
PE|PARSLEY ENERGY CL A|DEAN|MORGAN STANLEY|14688
PE|PARSLEY ENERGY CL A|DEGS|RONIN PROFESSIONAL LLC|38660
PE|PARSLEY ENERGY CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15193
PE|PARSLEY ENERGY CL A|DRWK|DRW SECURITIES, L.L.C.|1380
PE|PARSLEY ENERGY CL A|EBXL|EBX LLC|1156700
PE|PARSLEY ENERGY CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|239891
PE|PARSLEY ENERGY CL A|EDJO|Edward D. Jones & Co., L.P.|44700
PE|PARSLEY ENERGY CL A|EGAM|CBOE TRADING, INC.|75028
PE|PARSLEY ENERGY CL A|EGAW|CBOE TRADING, INC.|2100
PE|PARSLEY ENERGY CL A|EGMT|EG MARKET TECHNOLOGIES LLC|200
PE|PARSLEY ENERGY CL A|EGXM|CBOE TRADING, INC.|20361
PE|PARSLEY ENERGY CL A|EGXW|CBOE TRADING, INC.|510
PE|PARSLEY ENERGY CL A|ELEV|ELEVATION, LLC|19880
PE|PARSLEY ENERGY CL A|ETBE|Electronic Transaction Clearing, Inc.|63279
PE|PARSLEY ENERGY CL A|ETCB|ETC BROKERAGE SERVICES, LLC|2365
PE|PARSLEY ENERGY CL A|ETCC|Electronic Transaction Clearing, Inc.|1250
PE|PARSLEY ENERGY CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31742
PE|PARSLEY ENERGY CL A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3574
PE|PARSLEY ENERGY CL A|ETRS|E*Trade Securities LLC|221897
PE|PARSLEY ENERGY CL A|EVRS|E1 ASSET MANAGEMENT, INC.|900
PE|PARSLEY ENERGY CL A|FBSB|U.S. Bancorp Investments, Inc.|367
PE|PARSLEY ENERGY CL A|FILL|Tradestation Securities, Inc.|7834
PE|PARSLEY ENERGY CL A|FINX|FINTECH SECURITIES|2013
PE|PARSLEY ENERGY CL A|FMAF|NBCN Inc./ CDS|4927
PE|PARSLEY ENERGY CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|80139
PE|PARSLEY ENERGY CL A|FQLS|Quantlab Securities LP|1766012
PE|PARSLEY ENERGY CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|390944
PE|PARSLEY ENERGY CL A|FTBR|Foliofn Investments, Inc.|2017
PE|PARSLEY ENERGY CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|12487
PE|PARSLEY ENERGY CL A|GLIS|TD Securities Inc|2651
PE|PARSLEY ENERGY CL A|GLPX|ACS EXECUTION SERVICES, LLC|107100
PE|PARSLEY ENERGY CL A|GSCO|GOLDMAN SACHS & CO. LLC|4133279
PE|PARSLEY ENERGY CL A|GSCS|GOLDMAN SACHS & CO. LLC|61688
PE|PARSLEY ENERGY CL A|GSLT|GOLDMAN SACHS & CO. LLC|55355
PE|PARSLEY ENERGY CL A|GTSZ|GTS SECURITIES LLC|344997
PE|PARSLEY ENERGY CL A|HRBF|American Enterprise Investment Services Inc.|34536
PE|PARSLEY ENERGY CL A|HSBC|HSBC Securities, Inc.|18058
PE|PARSLEY ENERGY CL A|IATS|INTERACTIVE BROKERS LLC|94005
PE|PARSLEY ENERGY CL A|IBKR|Interactive Brokers Llc|199852
PE|PARSLEY ENERGY CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1545
PE|PARSLEY ENERGY CL A|ICBX|INSTINET, LLC|449705
PE|PARSLEY ENERGY CL A|IEQY|CITADEL SECURITIES LLC|317712
PE|PARSLEY ENERGY CL A|INCA|INSTINET, LLC|1415118
PE|PARSLEY ENERGY CL A|INJX|INSTINET, LLC|146342
PE|PARSLEY ENERGY CL A|ITGI|ITG Inc.|209863
PE|PARSLEY ENERGY CL A|ITGP|ITG INC.|742000
PE|PARSLEY ENERGY CL A|JANY|Janney Montgomery Scott Inc.|1024
PE|PARSLEY ENERGY CL A|JEFF|JEFFERIES LLC|929288
PE|PARSLEY ENERGY CL A|JMPT|JUMP TRADING, LLC|403215
PE|PARSLEY ENERGY CL A|JONE|JonesTrading|37027
PE|PARSLEY ENERGY CL A|JPBX|J.P. MORGAN SECURITIES LLC|573605
PE|PARSLEY ENERGY CL A|JPMX|J.P. Morgan Securities LLC|3523894
PE|PARSLEY ENERGY CL A|JRCO|Johnson Rice & Company L.L.C.|7650
PE|PARSLEY ENERGY CL A|JSJX|JANE STREET CAPITAL LLC|16428
PE|PARSLEY ENERGY CL A|KCGM|VIRTU Americas LLC|238648
PE|PARSLEY ENERGY CL A|LEHM|Barclays Capital Inc./Le|6020201
PE|PARSLEY ENERGY CL A|LIME|Lime Brokerage LLC|28465
PE|PARSLEY ENERGY CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|272000
PE|PARSLEY ENERGY CL A|LOOP|Loop Capital Markets LLC|10800
PE|PARSLEY ENERGY CL A|LQNA|LIQUIDNET, INC.|416400
PE|PARSLEY ENERGY CL A|LSCI|Lek Securities Corporation|37838
PE|PARSLEY ENERGY CL A|LTCO|Ladenburg, Thalmann & Co., Inc.|16300
PE|PARSLEY ENERGY CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PE|PARSLEY ENERGY CL A|MACQ|Macquarie Capital (USA) Inc.|35522
PE|PARSLEY ENERGY CL A|MAXM|Maxim Group LLC|500
PE|PARSLEY ENERGY CL A|MCMF|Raymond James Ltd. Cds|69
PE|PARSLEY ENERGY CL A|MKMP|MKM Partners LLC|19956
PE|PARSLEY ENERGY CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|857214
PE|PARSLEY ENERGY CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
PE|PARSLEY ENERGY CL A|MNDX|TJM Investments, LLC|128426
PE|PARSLEY ENERGY CL A|MOTF|MOTIF INVESTING, INC.|18
PE|PARSLEY ENERGY CL A|MSCO|MORGAN STANLEY & CO. LLC|5933540
PE|PARSLEY ENERGY CL A|MSPL|MORGAN STANLEY & CO. LLC|2020700
PE|PARSLEY ENERGY CL A|MSTX|MORGAN STANLEY & CO. LLC|1450600
PE|PARSLEY ENERGY CL A|MZHO|Mizuho Securities USA LLC|300292
PE|PARSLEY ENERGY CL A|NATL|National Securities Corporation|172452
PE|PARSLEY ENERGY CL A|NBCS|NBC Securities, INC.|1165
PE|PARSLEY ENERGY CL A|NFSC|National Financial Services LLC|1044363
PE|PARSLEY ENERGY CL A|NITE|VIRTU Americas LLC|2503304
PE|PARSLEY ENERGY CL A|NITP|VIRTU Americas LLC|3830
PE|PARSLEY ENERGY CL A|NQRB|Brut, LLC|154326
PE|PARSLEY ENERGY CL A|NTBF|BMO Nesbitt Burns Inc./CDS|1450
PE|PARSLEY ENERGY CL A|OGRU|Oscar Gruss & Son, Incorporated|50400
PE|PARSLEY ENERGY CL A|OPCO|Oppenheimer & Co. Inc.|8903
PE|PARSLEY ENERGY CL A|PDQM|CODA MARKETS, INC.|170866
PE|PARSLEY ENERGY CL A|PHLY|NASDAQ Execution Services, LLC|200
PE|PARSLEY ENERGY CL A|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|18000
PE|PARSLEY ENERGY CL A|PWJC|UBS Financial Services, Inc.|10938
PE|PARSLEY ENERGY CL A|QMSR|QUATTRO M SECURITIES INC.|4100
PE|PARSLEY ENERGY CL A|RBCM|RBC CAPITAL MARKETS, LLC|21412
PE|PARSLEY ENERGY CL A|RHCO|Suntrust Robinson Humphrey, Inc.|12500
PE|PARSLEY ENERGY CL A|SAGL|SAGETRADER, LLC|162378
PE|PARSLEY ENERGY CL A|SAGW|SAGETRADER, LLC|1417
PE|PARSLEY ENERGY CL A|SALI|INTL FCSTONE FINANCIAL INC.|1722
PE|PARSLEY ENERGY CL A|SBSH|Citigroup Global Markets Inc.|468609
PE|PARSLEY ENERGY CL A|SEIC|SEI Investments Distribution Co.|600
PE|PARSLEY ENERGY CL A|SGMT|GOLDMAN SACHS & CO. LLC|770058
PE|PARSLEY ENERGY CL A|SIBO|Prime Executions, Inc.|87138
PE|PARSLEY ENERGY CL A|SIDC|Sidoti & Company, LLC|300
PE|PARSLEY ENERGY CL A|SOCO|Capital One Southcoast, Inc|1500
PE|PARSLEY ENERGY CL A|SPDR|SPEEDROUTE LLC|73546
PE|PARSLEY ENERGY CL A|SPGS|Sea Port Group Securities, LLC|15000
PE|PARSLEY ENERGY CL A|SPHN|Stephens Inc.|441
PE|PARSLEY ENERGY CL A|STFL|Stifel, Nicolaus & Company, Incorporated|159587
PE|PARSLEY ENERGY CL A|STKP|STOCKPILE INVESTMENTS, INC.|28
PE|PARSLEY ENERGY CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18853
PE|PARSLEY ENERGY CL A|SWIM|TD Ameritrade, Inc.|267436
PE|PARSLEY ENERGY CL A|SWST|Hilltop Securities Inc.|15900
PE|PARSLEY ENERGY CL A|TDSI|TD Securities (USA) LLC|1400
PE|PARSLEY ENERGY CL A|TITL|TITLEIST ASSET MANAGEMENT, LTD.|47525
PE|PARSLEY ENERGY CL A|TKNG|ALLY INVEST SECURITIES LLC|1614
PE|PARSLEY ENERGY CL A|TOUR|TOURMALINE PARTNERS, LLC|17600
PE|PARSLEY ENERGY CL A|TRBT|Tradebot Systems, Inc.|1076585
PE|PARSLEY ENERGY CL A|TRCM|TRC MARKETS LLC|1111068
PE|PARSLEY ENERGY CL A|TWTT|TASTYWORKS, INC.|2000
PE|PARSLEY ENERGY CL A|UBSA|UBS SECURITIES LLC|3867775
PE|PARSLEY ENERGY CL A|UBSS|UBS Securities LLC|3899595
PE|PARSLEY ENERGY CL A|VALX|VIRTU AMERICAS LLC|55490
PE|PARSLEY ENERGY CL A|VERT|The Vertical Trading Group, LLC|300
PE|PARSLEY ENERGY CL A|VGRD|Vanguard Marketing Corporation|54110
PE|PARSLEY ENERGY CL A|VNDM|Wall Street Access|16121
PE|PARSLEY ENERGY CL A|WBLR|WILLIAM BLAIR|861
PE|PARSLEY ENERGY CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|18572
PE|PARSLEY ENERGY CL A|WCHV|WELLS FARGO SECURITIES, LLC|556994
PE|PARSLEY ENERGY CL A|WEDB|WEDBUSH SECURITIES INC.|18376
PE|PARSLEY ENERGY CL A|WEED|Weeden & Co.L.P.|9435
PE|PARSLEY ENERGY CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|84492
PE|PARSLEY ENERGY CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|115334
PE|PARSLEY ENERGY CL A|WGIF|CIBC World Markets Inc.|3330
PE|PARSLEY ENERGY CL A|WOLF|Wolfe Trahan Securities|100
PE|PARSLEY ENERGY CL A|WSEA|WOLVERINE SECURITIES, LLC|22401
PE|PARSLEY ENERGY CL A|XIST|INSTINET, LLC|136000
PE|PARSLEY ENERGY CL A|XPQR|Jump Trading|2879
PE|PARSLEY ENERGY CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|237932
PE|PARSLEY ENERGY CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|7898
PE|PARSLEY ENERGY CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16026
PEB|PEBBLEBROOK HOTEL TR|ALTX|Alternet Securities Inc.|3250
PEB|PEBBLEBROOK HOTEL TR|ANOS|ABEL/NOSER, L.L.C.|700
PEB|PEBBLEBROOK HOTEL TR|APCC|Apex Clearing Corporation|522
PEB|PEBBLEBROOK HOTEL TR|BARD|Robert W. Baird & Co. Incorporated|45
PEB|PEBBLEBROOK HOTEL TR|BATM|CBOE TRADING, INC.|3749
PEB|PEBBLEBROOK HOTEL TR|BAYC|BAY CREST PARTNERS, LLC|41
PEB|PEBBLEBROOK HOTEL TR|BAYT|BTIG, LLC|400
PEB|PEBBLEBROOK HOTEL TR|BBNT|BB&T SECURITIES, LLC|76
PEB|PEBBLEBROOK HOTEL TR|BERN|Sanford C. Bernstein & Co., LLC|77097
PEB|PEBBLEBROOK HOTEL TR|BIDS|BIDS TRADING L.P.|400
PEB|PEBBLEBROOK HOTEL TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3166
PEB|PEBBLEBROOK HOTEL TR|BLKX|INSTINET, LLC|63500
PEB|PEBBLEBROOK HOTEL TR|BNPX|BNP PARIBAS SECURITIES CORP.|15524
PEB|PEBBLEBROOK HOTEL TR|BTIG|BTIG, LLC|430707
PEB|PEBBLEBROOK HOTEL TR|BYXM|CBOE TRADING, INC.|1046
PEB|PEBBLEBROOK HOTEL TR|BZYD|GOLDMAN SACHS & CO. LLC|200
PEB|PEBBLEBROOK HOTEL TR|CANT|Cantor Fitzgerald & Co.|10134
PEB|PEBBLEBROOK HOTEL TR|CHAS|Charles Schwab & Co., Inc.|6119
PEB|PEBBLEBROOK HOTEL TR|CIST|Capital Institutional Services, Inc.|871
PEB|PEBBLEBROOK HOTEL TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84237
PEB|PEBBLEBROOK HOTEL TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5830
PEB|PEBBLEBROOK HOTEL TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|79956
PEB|PEBBLEBROOK HOTEL TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|257311
PEB|PEBBLEBROOK HOTEL TR|CTDL|Citadel Derivatives Group Llc|5366
PEB|PEBBLEBROOK HOTEL TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|35532
PEB|PEBBLEBROOK HOTEL TR|DADA|D.A. Davidson & Co.|26
PEB|PEBBLEBROOK HOTEL TR|DBAB|Deutsche Bank Securities Inc.|263197
PEB|PEBBLEBROOK HOTEL TR|DBAX|Deutsche Bank Securities Inc.|180800
PEB|PEBBLEBROOK HOTEL TR|DBUL|Deutsche Bank Securities Inc.|800
PEB|PEBBLEBROOK HOTEL TR|DEAN|MORGAN STANLEY|5345
PEB|PEBBLEBROOK HOTEL TR|DEGS|RONIN PROFESSIONAL LLC|1847
PEB|PEBBLEBROOK HOTEL TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10700
PEB|PEBBLEBROOK HOTEL TR|EBXL|EBX LLC|236400
PEB|PEBBLEBROOK HOTEL TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|3052
PEB|PEBBLEBROOK HOTEL TR|EDJC|Edward Jones / CDS|615
PEB|PEBBLEBROOK HOTEL TR|EDJO|Edward D. Jones & Co., L.P.|63
PEB|PEBBLEBROOK HOTEL TR|EGAM|CBOE TRADING, INC.|8028
PEB|PEBBLEBROOK HOTEL TR|EGAW|CBOE TRADING, INC.|215
PEB|PEBBLEBROOK HOTEL TR|EGMT|EG MARKET TECHNOLOGIES LLC|900
PEB|PEBBLEBROOK HOTEL TR|EGXM|CBOE TRADING, INC.|820
PEB|PEBBLEBROOK HOTEL TR|ELEV|ELEVATION, LLC|400
PEB|PEBBLEBROOK HOTEL TR|ETBE|Electronic Transaction Clearing, Inc.|11485
PEB|PEBBLEBROOK HOTEL TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6911
PEB|PEBBLEBROOK HOTEL TR|ETRS|E*Trade Securities LLC|2629
PEB|PEBBLEBROOK HOTEL TR|FILL|Tradestation Securities, Inc.|606
PEB|PEBBLEBROOK HOTEL TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8249
PEB|PEBBLEBROOK HOTEL TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83955
PEB|PEBBLEBROOK HOTEL TR|FTBR|Foliofn Investments, Inc.|1268
PEB|PEBBLEBROOK HOTEL TR|GEBB|GLOBAL EXECUTION BROKERS, LP|754
PEB|PEBBLEBROOK HOTEL TR|GLPX|ACS EXECUTION SERVICES, LLC|49519
PEB|PEBBLEBROOK HOTEL TR|GSCO|GOLDMAN SACHS & CO. LLC|593206
PEB|PEBBLEBROOK HOTEL TR|GSCS|GOLDMAN SACHS & CO. LLC|41805
PEB|PEBBLEBROOK HOTEL TR|GSLT|GOLDMAN SACHS & CO. LLC|6968
PEB|PEBBLEBROOK HOTEL TR|GTSZ|GTS SECURITIES LLC|35643
PEB|PEBBLEBROOK HOTEL TR|HRBF|American Enterprise Investment Services Inc.|902
PEB|PEBBLEBROOK HOTEL TR|HSBC|HSBC Securities, Inc.|300
PEB|PEBBLEBROOK HOTEL TR|IATS|INTERACTIVE BROKERS LLC|8766
PEB|PEBBLEBROOK HOTEL TR|IBKR|Interactive Brokers Llc|12930
PEB|PEBBLEBROOK HOTEL TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|96
PEB|PEBBLEBROOK HOTEL TR|ICBX|INSTINET, LLC|31395
PEB|PEBBLEBROOK HOTEL TR|IEQY|CITADEL SECURITIES LLC|71463
PEB|PEBBLEBROOK HOTEL TR|INCA|INSTINET, LLC|182599
PEB|PEBBLEBROOK HOTEL TR|INJX|INSTINET, LLC|127
PEB|PEBBLEBROOK HOTEL TR|ITGI|ITG Inc.|23439
PEB|PEBBLEBROOK HOTEL TR|ITGP|ITG INC.|60800
PEB|PEBBLEBROOK HOTEL TR|JANY|Janney Montgomery Scott Inc.|51
PEB|PEBBLEBROOK HOTEL TR|JEFF|JEFFERIES LLC|106914
PEB|PEBBLEBROOK HOTEL TR|JMPT|JUMP TRADING, LLC|53231
PEB|PEBBLEBROOK HOTEL TR|JPBX|J.P. MORGAN SECURITIES LLC|94478
PEB|PEBBLEBROOK HOTEL TR|JPMX|J.P. Morgan Securities LLC|500906
PEB|PEBBLEBROOK HOTEL TR|JSJX|JANE STREET CAPITAL LLC|7085
PEB|PEBBLEBROOK HOTEL TR|KCGM|VIRTU Americas LLC|41465
PEB|PEBBLEBROOK HOTEL TR|LEHM|Barclays Capital Inc./Le|496359
PEB|PEBBLEBROOK HOTEL TR|LIME|Lime Brokerage LLC|13384
PEB|PEBBLEBROOK HOTEL TR|LMNX|LUMINEX TRADING & ANALYTICS LLC|420000
PEB|PEBBLEBROOK HOTEL TR|LOOP|Loop Capital Markets LLC|1400
PEB|PEBBLEBROOK HOTEL TR|LQNA|LIQUIDNET, INC.|172400
PEB|PEBBLEBROOK HOTEL TR|LQNB|LIQUIDNET, INC.|10000
PEB|PEBBLEBROOK HOTEL TR|LSCI|Lek Securities Corporation|70
PEB|PEBBLEBROOK HOTEL TR|MACC|Mid Atlantic Capital Corporation|300
PEB|PEBBLEBROOK HOTEL TR|MACQ|Macquarie Capital (USA) Inc.|700
PEB|PEBBLEBROOK HOTEL TR|MAXM|Maxim Group LLC|500
PEB|PEBBLEBROOK HOTEL TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|178080
PEB|PEBBLEBROOK HOTEL TR|MOTF|MOTIF INVESTING, INC.|3
PEB|PEBBLEBROOK HOTEL TR|MSCO|MORGAN STANLEY & CO. LLC|730604
PEB|PEBBLEBROOK HOTEL TR|MSPL|MORGAN STANLEY & CO. LLC|218800
PEB|PEBBLEBROOK HOTEL TR|MSTX|MORGAN STANLEY & CO. LLC|85600
PEB|PEBBLEBROOK HOTEL TR|NEUB|NEUBERGER BERMAN BD LLC|52
PEB|PEBBLEBROOK HOTEL TR|NFSC|National Financial Services LLC|22166
PEB|PEBBLEBROOK HOTEL TR|NITE|VIRTU Americas LLC|124913
PEB|PEBBLEBROOK HOTEL TR|NITP|VIRTU Americas LLC|700
PEB|PEBBLEBROOK HOTEL TR|NQRB|Brut, LLC|4803
PEB|PEBBLEBROOK HOTEL TR|OPCO|Oppenheimer & Co. Inc.|1341
PEB|PEBBLEBROOK HOTEL TR|PDQM|CODA MARKETS, INC.|32310
PEB|PEBBLEBROOK HOTEL TR|PIPR|Piper Jaffray & Co.|69847
PEB|PEBBLEBROOK HOTEL TR|PWJC|UBS Financial Services, Inc.|56
PEB|PEBBLEBROOK HOTEL TR|QMSR|QUATTRO M SECURITIES INC.|212
PEB|PEBBLEBROOK HOTEL TR|RBCM|RBC CAPITAL MARKETS, LLC|1983
PEB|PEBBLEBROOK HOTEL TR|RHCO|Suntrust Robinson Humphrey, Inc.|315
PEB|PEBBLEBROOK HOTEL TR|SAGL|SAGETRADER, LLC|11596
PEB|PEBBLEBROOK HOTEL TR|SBSH|Citigroup Global Markets Inc.|159057
PEB|PEBBLEBROOK HOTEL TR|SGMT|GOLDMAN SACHS & CO. LLC|155181
PEB|PEBBLEBROOK HOTEL TR|SPDR|SPEEDROUTE LLC|9700
PEB|PEBBLEBROOK HOTEL TR|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
PEB|PEBBLEBROOK HOTEL TR|STFL|Stifel, Nicolaus & Company, Incorporated|10721
PEB|PEBBLEBROOK HOTEL TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3071
PEB|PEBBLEBROOK HOTEL TR|SWIM|TD Ameritrade, Inc.|3966
PEB|PEBBLEBROOK HOTEL TR|TKNG|ALLY INVEST SECURITIES LLC|25
PEB|PEBBLEBROOK HOTEL TR|TRBT|Tradebot Systems, Inc.|195481
PEB|PEBBLEBROOK HOTEL TR|TRCM|TRC MARKETS LLC|184552
PEB|PEBBLEBROOK HOTEL TR|UBSA|UBS SECURITIES LLC|380202
PEB|PEBBLEBROOK HOTEL TR|UBSS|UBS Securities LLC|343396
PEB|PEBBLEBROOK HOTEL TR|UFPA|UNITED FIRST PARTNERS LLC|42643
PEB|PEBBLEBROOK HOTEL TR|VALX|VIRTU AMERICAS LLC|9305
PEB|PEBBLEBROOK HOTEL TR|VGRD|Vanguard Marketing Corporation|985
PEB|PEBBLEBROOK HOTEL TR|WBET|Wallachbeth Capital LLC|2364
PEB|PEBBLEBROOK HOTEL TR|WBPX|SUMMIT SECURITIES GROUP, LLC|400
PEB|PEBBLEBROOK HOTEL TR|WCHV|WELLS FARGO SECURITIES, LLC|56787
PEB|PEBBLEBROOK HOTEL TR|WEED|Weeden & Co.L.P.|2905
PEB|PEBBLEBROOK HOTEL TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|225
PEB|PEBBLEBROOK HOTEL TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1385
PEB|PEBBLEBROOK HOTEL TR|WSEA|WOLVERINE SECURITIES, LLC|872
PEB|PEBBLEBROOK HOTEL TR|XIST|INSTINET, LLC|11200
PEB|PEBBLEBROOK HOTEL TR|XPQR|Jump Trading|1584
PEB|PEBBLEBROOK HOTEL TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|13482
PEB|PEBBLEBROOK HOTEL TR|YKNA|COMHAR CAPITAL MARKETS, LLC|450
PEB|PEBBLEBROOK HOTEL TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|226
PEB$C|PEBBLEBROOK HOTEL PF|BATM|CBOE TRADING, INC.|100
PEB$C|PEBBLEBROOK HOTEL PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
PEB$C|PEBBLEBROOK HOTEL PF|DBAX|Deutsche Bank Securities Inc.|300
PEB$C|PEBBLEBROOK HOTEL PF|EBXL|EBX LLC|500
PEB$C|PEBBLEBROOK HOTEL PF|EGXM|CBOE TRADING, INC.|1
PEB$C|PEBBLEBROOK HOTEL PF|ETRS|E*Trade Securities LLC|6850
PEB$C|PEBBLEBROOK HOTEL PF|GSCO|GOLDMAN SACHS & CO. LLC|300
PEB$C|PEBBLEBROOK HOTEL PF|GSLT|GOLDMAN SACHS & CO. LLC|400
PEB$C|PEBBLEBROOK HOTEL PF|GTSZ|GTS SECURITIES LLC|300
PEB$C|PEBBLEBROOK HOTEL PF|HRBF|American Enterprise Investment Services Inc.|1000
PEB$C|PEBBLEBROOK HOTEL PF|IATS|INTERACTIVE BROKERS LLC|384
PEB$C|PEBBLEBROOK HOTEL PF|IBKR|Interactive Brokers Llc|692
PEB$C|PEBBLEBROOK HOTEL PF|ICBX|INSTINET, LLC|400
PEB$C|PEBBLEBROOK HOTEL PF|ITGI|ITG Inc.|300
PEB$C|PEBBLEBROOK HOTEL PF|KCGM|VIRTU Americas LLC|1900
PEB$C|PEBBLEBROOK HOTEL PF|LEHM|Barclays Capital Inc./Le|21500
PEB$C|PEBBLEBROOK HOTEL PF|MSCO|MORGAN STANLEY & CO. LLC|4792
PEB$C|PEBBLEBROOK HOTEL PF|NFSC|National Financial Services LLC|4698
PEB$C|PEBBLEBROOK HOTEL PF|NITE|VIRTU Americas LLC|14213
PEB$C|PEBBLEBROOK HOTEL PF|STFL|Stifel, Nicolaus & Company, Incorporated|830
PEB$C|PEBBLEBROOK HOTEL PF|UBSA|UBS SECURITIES LLC|2100
PEB$C|PEBBLEBROOK HOTEL PF|VGRD|Vanguard Marketing Corporation|200
PEB$C|PEBBLEBROOK HOTEL PF|WCHV|WELLS FARGO SECURITIES, LLC|538
PEB$C|PEBBLEBROOK HOTEL PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
PEB$D|PEBBLEBROOK 6.375%|BATM|CBOE TRADING, INC.|50
PEB$D|PEBBLEBROOK 6.375%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155
PEB$D|PEBBLEBROOK 6.375%|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
PEB$D|PEBBLEBROOK 6.375%|DBAX|Deutsche Bank Securities Inc.|500
PEB$D|PEBBLEBROOK 6.375%|DEAN|MORGAN STANLEY|400
PEB$D|PEBBLEBROOK 6.375%|EBXL|EBX LLC|100
PEB$D|PEBBLEBROOK 6.375%|ETRS|E*Trade Securities LLC|300
PEB$D|PEBBLEBROOK 6.375%|GSCO|GOLDMAN SACHS & CO. LLC|300
PEB$D|PEBBLEBROOK 6.375%|IATS|INTERACTIVE BROKERS LLC|400
PEB$D|PEBBLEBROOK 6.375%|INCA|INSTINET, LLC|200
PEB$D|PEBBLEBROOK 6.375%|ITGI|ITG Inc.|700
PEB$D|PEBBLEBROOK 6.375%|LIME|Lime Brokerage LLC|2
PEB$D|PEBBLEBROOK 6.375%|MSCO|MORGAN STANLEY & CO. LLC|1
PEB$D|PEBBLEBROOK 6.375%|NFSC|National Financial Services LLC|6861
PEB$D|PEBBLEBROOK 6.375%|NITE|VIRTU Americas LLC|5540
PEB$D|PEBBLEBROOK 6.375%|SGMT|GOLDMAN SACHS & CO. LLC|300
PEB$D|PEBBLEBROOK 6.375%|SPDR|SPEEDROUTE LLC|100
PEB$D|PEBBLEBROOK 6.375%|SWIM|TD Ameritrade, Inc.|53
PEB$D|PEBBLEBROOK 6.375%|UBSA|UBS SECURITIES LLC|700
PEB$D|PEBBLEBROOK 6.375%|UBSS|UBS Securities LLC|3904
PEB$D|PEBBLEBROOK 6.375%|WCHV|WELLS FARGO SECURITIES, LLC|17940
PEBK|PEOPLES BANCORP NC|ALTX|Alternet Securities Inc.|301
PEBK|PEOPLES BANCORP NC|APCC|Apex Clearing Corporation|1532
PEBK|PEOPLES BANCORP NC|BATM|CBOE TRADING, INC.|290
PEBK|PEOPLES BANCORP NC|BBNT|BB&T SECURITIES, LLC|3
PEBK|PEOPLES BANCORP NC|BMOC|BMO Capital Markets Corp.|742
PEBK|PEOPLES BANCORP NC|BNPX|BNP PARIBAS SECURITIES CORP.|436
PEBK|PEOPLES BANCORP NC|BZYD|GOLDMAN SACHS & CO. LLC|228
PEBK|PEOPLES BANCORP NC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25
PEBK|PEOPLES BANCORP NC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4971
PEBK|PEOPLES BANCORP NC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5370
PEBK|PEOPLES BANCORP NC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|676
PEBK|PEOPLES BANCORP NC|CTDL|Citadel Derivatives Group Llc|30
PEBK|PEOPLES BANCORP NC|CXCX|CITIGROUP GLOBAL MARKETS INC.|308
PEBK|PEOPLES BANCORP NC|DBAB|Deutsche Bank Securities Inc.|4668
PEBK|PEOPLES BANCORP NC|DBAX|Deutsche Bank Securities Inc.|1000
PEBK|PEOPLES BANCORP NC|DEGS|RONIN PROFESSIONAL LLC|332
PEBK|PEOPLES BANCORP NC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3266
PEBK|PEOPLES BANCORP NC|EBXL|EBX LLC|400
PEBK|PEOPLES BANCORP NC|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
PEBK|PEOPLES BANCORP NC|EDJO|Edward D. Jones & Co., L.P.|2726
PEBK|PEOPLES BANCORP NC|EGAM|CBOE TRADING, INC.|100
PEBK|PEOPLES BANCORP NC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
PEBK|PEOPLES BANCORP NC|ETRS|E*Trade Securities LLC|1014
PEBK|PEOPLES BANCORP NC|FBCO|Credit Suisse Securities (USA) LLC|7964
PEBK|PEOPLES BANCORP NC|FOMA|TD AMERITRADE CLEARING, INC.|4072
PEBK|PEOPLES BANCORP NC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193
PEBK|PEOPLES BANCORP NC|FTBR|Foliofn Investments, Inc.|1
PEBK|PEOPLES BANCORP NC|GEBB|GLOBAL EXECUTION BROKERS, LP|800
PEBK|PEOPLES BANCORP NC|GLPX|ACS EXECUTION SERVICES, LLC|979
PEBK|PEOPLES BANCORP NC|GSCO|GOLDMAN SACHS & CO. LLC|7918
PEBK|PEOPLES BANCORP NC|GSCS|GOLDMAN SACHS & CO. LLC|44
PEBK|PEOPLES BANCORP NC|GTSZ|GTS SECURITIES LLC|672
PEBK|PEOPLES BANCORP NC|HRBF|American Enterprise Investment Services Inc.|1
PEBK|PEOPLES BANCORP NC|IATS|INTERACTIVE BROKERS LLC|2
PEBK|PEOPLES BANCORP NC|IBKR|Interactive Brokers Llc|2424
PEBK|PEOPLES BANCORP NC|ICBX|INSTINET, LLC|200
PEBK|PEOPLES BANCORP NC|IEQY|CITADEL SECURITIES LLC|800
PEBK|PEOPLES BANCORP NC|INCA|INSTINET, LLC|4710
PEBK|PEOPLES BANCORP NC|INJX|INSTINET, LLC|200
PEBK|PEOPLES BANCORP NC|ITGI|ITG Inc.|2080
PEBK|PEOPLES BANCORP NC|ITGP|ITG INC.|400
PEBK|PEOPLES BANCORP NC|JEFF|JEFFERIES LLC|2167
PEBK|PEOPLES BANCORP NC|JPMX|J.P. Morgan Securities LLC|3199
PEBK|PEOPLES BANCORP NC|KCGM|VIRTU Americas LLC|242
PEBK|PEOPLES BANCORP NC|LEHM|Barclays Capital Inc./Le|5515
PEBK|PEOPLES BANCORP NC|LIME|Lime Brokerage LLC|4079
PEBK|PEOPLES BANCORP NC|MACC|Mid Atlantic Capital Corporation|168
PEBK|PEOPLES BANCORP NC|MAXM|Maxim Group LLC|403
PEBK|PEOPLES BANCORP NC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
PEBK|PEOPLES BANCORP NC|MSCO|MORGAN STANLEY & CO. LLC|13616
PEBK|PEOPLES BANCORP NC|MSPL|MORGAN STANLEY & CO. LLC|500
PEBK|PEOPLES BANCORP NC|NFSC|National Financial Services LLC|1595
PEBK|PEOPLES BANCORP NC|NITE|VIRTU Americas LLC|5468
PEBK|PEOPLES BANCORP NC|NQRB|Brut, LLC|150
PEBK|PEOPLES BANCORP NC|OPCO|Oppenheimer & Co. Inc.|15
PEBK|PEOPLES BANCORP NC|PDQM|CODA MARKETS, INC.|2353
PEBK|PEOPLES BANCORP NC|RAJA|Raymond James & Associates, Inc.|256
PEBK|PEOPLES BANCORP NC|SBSH|Citigroup Global Markets Inc.|4651
PEBK|PEOPLES BANCORP NC|SGMT|GOLDMAN SACHS & CO. LLC|333
PEBK|PEOPLES BANCORP NC|SPDR|SPEEDROUTE LLC|2345
PEBK|PEOPLES BANCORP NC|SWIM|TD Ameritrade, Inc.|2100
PEBK|PEOPLES BANCORP NC|TMBR|Timber Hill LLC|41
PEBK|PEOPLES BANCORP NC|TRCM|TRC MARKETS LLC|4084
PEBK|PEOPLES BANCORP NC|UBSA|UBS SECURITIES LLC|1913
PEBK|PEOPLES BANCORP NC|UBSS|UBS Securities LLC|7599
PEBK|PEOPLES BANCORP NC|VALX|VIRTU AMERICAS LLC|815
PEBK|PEOPLES BANCORP NC|VGRD|Vanguard Marketing Corporation|150
PEBK|PEOPLES BANCORP NC|WCHV|WELLS FARGO SECURITIES, LLC|694
PEBK|PEOPLES BANCORP NC|WDNX|WEEDEN & CO.L.P.|840
PEBK|PEOPLES BANCORP NC|YKNA|COMHAR CAPITAL MARKETS, LLC|1
PEBO|PEOPLES BANCORP INC|ALTX|Alternet Securities Inc.|200
PEBO|PEOPLES BANCORP INC|APCC|Apex Clearing Corporation|19
PEBO|PEOPLES BANCORP INC|BANK|Primevest Financial Services, Inc.|200
PEBO|PEOPLES BANCORP INC|BATM|CBOE TRADING, INC.|200
PEBO|PEOPLES BANCORP INC|BAYC|BAY CREST PARTNERS, LLC|500
PEBO|PEOPLES BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|100
PEBO|PEOPLES BANCORP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1090
PEBO|PEOPLES BANCORP INC|BMOC|BMO Capital Markets Corp.|2716
PEBO|PEOPLES BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|1804
PEBO|PEOPLES BANCORP INC|BTIG|BTIG, LLC|115
PEBO|PEOPLES BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|520
PEBO|PEOPLES BANCORP INC|CHAS|Charles Schwab & Co., Inc.|48
PEBO|PEOPLES BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1188
PEBO|PEOPLES BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
PEBO|PEOPLES BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
PEBO|PEOPLES BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13629
PEBO|PEOPLES BANCORP INC|CTDL|Citadel Derivatives Group Llc|2639
PEBO|PEOPLES BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1640
PEBO|PEOPLES BANCORP INC|DBAB|Deutsche Bank Securities Inc.|47775
PEBO|PEOPLES BANCORP INC|DBAX|Deutsche Bank Securities Inc.|6000
PEBO|PEOPLES BANCORP INC|DBUL|Deutsche Bank Securities Inc.|326
PEBO|PEOPLES BANCORP INC|DEAN|MORGAN STANLEY|39
PEBO|PEOPLES BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|609
PEBO|PEOPLES BANCORP INC|EBXL|EBX LLC|1200
PEBO|PEOPLES BANCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
PEBO|PEOPLES BANCORP INC|EDJO|Edward D. Jones & Co., L.P.|452
PEBO|PEOPLES BANCORP INC|EGAM|CBOE TRADING, INC.|200
PEBO|PEOPLES BANCORP INC|EGXM|CBOE TRADING, INC.|2
PEBO|PEOPLES BANCORP INC|ETCB|ETC BROKERAGE SERVICES, LLC|200
PEBO|PEOPLES BANCORP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1218
PEBO|PEOPLES BANCORP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|72
PEBO|PEOPLES BANCORP INC|ETRS|E*Trade Securities LLC|1924
PEBO|PEOPLES BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|71915
PEBO|PEOPLES BANCORP INC|FILL|Tradestation Securities, Inc.|202
PEBO|PEOPLES BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|5446
PEBO|PEOPLES BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15401
PEBO|PEOPLES BANCORP INC|FTBR|Foliofn Investments, Inc.|26
PEBO|PEOPLES BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6202
PEBO|PEOPLES BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|89140
PEBO|PEOPLES BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|3436
PEBO|PEOPLES BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|200
PEBO|PEOPLES BANCORP INC|GTSZ|GTS SECURITIES LLC|17718
PEBO|PEOPLES BANCORP INC|HOVD|HOVDE GROUP, LLC|18800
PEBO|PEOPLES BANCORP INC|IATS|INTERACTIVE BROKERS LLC|62
PEBO|PEOPLES BANCORP INC|IBKR|Interactive Brokers Llc|4169
PEBO|PEOPLES BANCORP INC|ICBX|INSTINET, LLC|300
PEBO|PEOPLES BANCORP INC|IEQY|CITADEL SECURITIES LLC|4542
PEBO|PEOPLES BANCORP INC|INCA|INSTINET, LLC|29250
PEBO|PEOPLES BANCORP INC|INJX|INSTINET, LLC|6621
PEBO|PEOPLES BANCORP INC|ITGI|ITG Inc.|10350
PEBO|PEOPLES BANCORP INC|ITGP|ITG INC.|9200
PEBO|PEOPLES BANCORP INC|JEFF|JEFFERIES LLC|4515
PEBO|PEOPLES BANCORP INC|JONE|JonesTrading|163
PEBO|PEOPLES BANCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|384
PEBO|PEOPLES BANCORP INC|JPMX|J.P. Morgan Securities LLC|21752
PEBO|PEOPLES BANCORP INC|JSJX|JANE STREET CAPITAL LLC|832
PEBO|PEOPLES BANCORP INC|KCGM|VIRTU Americas LLC|2098
PEBO|PEOPLES BANCORP INC|LEHM|Barclays Capital Inc./Le|28692
PEBO|PEOPLES BANCORP INC|LIME|Lime Brokerage LLC|31494
PEBO|PEOPLES BANCORP INC|MAXM|Maxim Group LLC|1758
PEBO|PEOPLES BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6180
PEBO|PEOPLES BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|176779
PEBO|PEOPLES BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|11100
PEBO|PEOPLES BANCORP INC|MTON|MILLINGTON SECURITIES, INC.|8603
PEBO|PEOPLES BANCORP INC|NFSC|National Financial Services LLC|13660
PEBO|PEOPLES BANCORP INC|NITE|VIRTU Americas LLC|22385
PEBO|PEOPLES BANCORP INC|NQRB|Brut, LLC|745
PEBO|PEOPLES BANCORP INC|NTRC|Northern Trust Securities, Inc.|147
PEBO|PEOPLES BANCORP INC|OPCO|Oppenheimer & Co. Inc.|3
PEBO|PEOPLES BANCORP INC|PDQM|CODA MARKETS, INC.|100
PEBO|PEOPLES BANCORP INC|RAJA|Raymond James & Associates, Inc.|22239
PEBO|PEOPLES BANCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|1
PEBO|PEOPLES BANCORP INC|SAGW|SAGETRADER, LLC|100
PEBO|PEOPLES BANCORP INC|SBSH|Citigroup Global Markets Inc.|29416
PEBO|PEOPLES BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|2356
PEBO|PEOPLES BANCORP INC|SPDR|SPEEDROUTE LLC|201
PEBO|PEOPLES BANCORP INC|SWEN|Sweney Cartwright & Company|500
PEBO|PEOPLES BANCORP INC|SWIM|TD Ameritrade, Inc.|674
PEBO|PEOPLES BANCORP INC|SWST|Hilltop Securities Inc.|55
PEBO|PEOPLES BANCORP INC|TRBT|Tradebot Systems, Inc.|8600
PEBO|PEOPLES BANCORP INC|TRCM|TRC MARKETS LLC|17544
PEBO|PEOPLES BANCORP INC|UBSA|UBS SECURITIES LLC|20456
PEBO|PEOPLES BANCORP INC|UBSS|UBS Securities LLC|126110
PEBO|PEOPLES BANCORP INC|VALX|VIRTU AMERICAS LLC|4515
PEBO|PEOPLES BANCORP INC|VGRD|Vanguard Marketing Corporation|355
PEBO|PEOPLES BANCORP INC|WABR|Wall Street Access|10076
PEBO|PEOPLES BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|8305
PEBO|PEOPLES BANCORP INC|WEED|Weeden & Co.L.P.|12000
PEBO|PEOPLES BANCORP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|745
PEBO|PEOPLES BANCORP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1685
PEBO|PEOPLES BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|13
PEBO|PEOPLES BANCORP INC|XIST|INSTINET, LLC|2000
PEBO|PEOPLES BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|320
PEBO|PEOPLES BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|448
PED|PEDEVCO CORP|ADAM|CANACCORD GENUITY INC.|100
PED|PEDEVCO CORP|ALTX|Alternet Securities Inc.|40254
PED|PEDEVCO CORP|APCC|Apex Clearing Corporation|709378
PED|PEDEVCO CORP|BATM|CBOE TRADING, INC.|1415
PED|PEDEVCO CORP|BAYT|BTIG, LLC|38063
PED|PEDEVCO CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
PED|PEDEVCO CORP|BRGE|Newbridge Securities Corp.|48375
PED|PEDEVCO CORP|BYXM|CBOE TRADING, INC.|2800
PED|PEDEVCO CORP|CANT|Cantor Fitzgerald & Co.|17145
PED|PEDEVCO CORP|CHAS|Charles Schwab & Co., Inc.|15618
PED|PEDEVCO CORP|CIIV|CORPORATE INVESTMENTS GROUP, INC.|4600
PED|PEDEVCO CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|142887
PED|PEDEVCO CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|145032
PED|PEDEVCO CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|698464
PED|PEDEVCO CORP|CRFN|ROBINHOOD FINANCIAL, LLC|900
PED|PEDEVCO CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|315087
PED|PEDEVCO CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|54196
PED|PEDEVCO CORP|DBAB|Deutsche Bank Securities Inc.|3913
PED|PEDEVCO CORP|DBAX|Deutsche Bank Securities Inc.|160400
PED|PEDEVCO CORP|DEAN|MORGAN STANLEY|2416
PED|PEDEVCO CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|46694
PED|PEDEVCO CORP|EBXL|EBX LLC|297500
PED|PEDEVCO CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|44166
PED|PEDEVCO CORP|EGAM|CBOE TRADING, INC.|51180
PED|PEDEVCO CORP|EGAW|CBOE TRADING, INC.|14383
PED|PEDEVCO CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
PED|PEDEVCO CORP|EGXM|CBOE TRADING, INC.|45668
PED|PEDEVCO CORP|EGXW|CBOE TRADING, INC.|11348
PED|PEDEVCO CORP|ETBE|Electronic Transaction Clearing, Inc.|1788
PED|PEDEVCO CORP|ETCC|Electronic Transaction Clearing, Inc.|600
PED|PEDEVCO CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1141408
PED|PEDEVCO CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|138645
PED|PEDEVCO CORP|ETRS|E*Trade Securities LLC|4176545
PED|PEDEVCO CORP|FILL|Tradestation Securities, Inc.|269247
PED|PEDEVCO CORP|FMAF|NBCN Inc./ CDS|4860
PED|PEDEVCO CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2500
PED|PEDEVCO CORP|GLIS|TD Securities Inc|16396
PED|PEDEVCO CORP|GLPX|ACS EXECUTION SERVICES, LLC|299156
PED|PEDEVCO CORP|GSCO|GOLDMAN SACHS & CO. LLC|44619
PED|PEDEVCO CORP|GSCS|GOLDMAN SACHS & CO. LLC|47394
PED|PEDEVCO CORP|GSLT|GOLDMAN SACHS & CO. LLC|48403
PED|PEDEVCO CORP|GTSZ|GTS SECURITIES LLC|17797
PED|PEDEVCO CORP|HRBF|American Enterprise Investment Services Inc.|1630
PED|PEDEVCO CORP|IATS|INTERACTIVE BROKERS LLC|195303
PED|PEDEVCO CORP|IBKR|Interactive Brokers Llc|504797
PED|PEDEVCO CORP|ICBX|INSTINET, LLC|97123
PED|PEDEVCO CORP|INCA|INSTINET, LLC|306717
PED|PEDEVCO CORP|ITGI|ITG Inc.|126385
PED|PEDEVCO CORP|ITGP|ITG INC.|42600
PED|PEDEVCO CORP|JMPT|JUMP TRADING, LLC|9693
PED|PEDEVCO CORP|JPMX|J.P. Morgan Securities LLC|67092
PED|PEDEVCO CORP|JSJX|JANE STREET CAPITAL LLC|603
PED|PEDEVCO CORP|KCGM|VIRTU Americas LLC|94806
PED|PEDEVCO CORP|LAFC|R. F. Lafferty & Co., Inc.|14400
PED|PEDEVCO CORP|LEHM|Barclays Capital Inc./Le|336518
PED|PEDEVCO CORP|LIME|Lime Brokerage LLC|138182
PED|PEDEVCO CORP|LSCI|Lek Securities Corporation|11263
PED|PEDEVCO CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6119
PED|PEDEVCO CORP|MAVB|Great Point Capital LLC|100
PED|PEDEVCO CORP|MAXM|Maxim Group LLC|34048
PED|PEDEVCO CORP|MBTS|ALLY INVEST SECURITIES LLC|300
PED|PEDEVCO CORP|MICA|Spartan Securities Group, Ltd.|27400
PED|PEDEVCO CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44968
PED|PEDEVCO CORP|MSCO|MORGAN STANLEY & CO. LLC|848727
PED|PEDEVCO CORP|MSPL|MORGAN STANLEY & CO. LLC|14700
PED|PEDEVCO CORP|NATL|National Securities Corporation|12000
PED|PEDEVCO CORP|NFSC|National Financial Services LLC|3271337
PED|PEDEVCO CORP|NITE|VIRTU Americas LLC|6884358
PED|PEDEVCO CORP|NQRB|Brut, LLC|8145
PED|PEDEVCO CORP|NTBF|BMO Nesbitt Burns Inc./CDS|33745
PED|PEDEVCO CORP|OPCO|Oppenheimer & Co. Inc.|135214
PED|PEDEVCO CORP|PCPT|PHILLIP CAPITAL INC.|6609
PED|PEDEVCO CORP|PDQM|CODA MARKETS, INC.|399711
PED|PEDEVCO CORP|PINT|PRECISION SECURITIES, LLC|100
PED|PEDEVCO CORP|ROTH|Roth Capital Partners, LLC|200
PED|PEDEVCO CORP|SAGL|SAGETRADER, LLC|115109
PED|PEDEVCO CORP|SBSH|Citigroup Global Markets Inc.|22329
PED|PEDEVCO CORP|SGMT|GOLDMAN SACHS & CO. LLC|129901
PED|PEDEVCO CORP|SOGO|Wang Investment Associates, Inc.|1
PED|PEDEVCO CORP|SPDR|SPEEDROUTE LLC|468051
PED|PEDEVCO CORP|SPNT|SEVEN POINTS CAPITAL, LLC|300
PED|PEDEVCO CORP|STXG|Stockcross Financial Services, Inc.|78801
PED|PEDEVCO CORP|SWIM|TD Ameritrade, Inc.|2834481
PED|PEDEVCO CORP|SWST|Hilltop Securities Inc.|29050
PED|PEDEVCO CORP|TKNG|ALLY INVEST SECURITIES LLC|101816
PED|PEDEVCO CORP|TWTT|TASTYWORKS, INC.|3530
PED|PEDEVCO CORP|UBSA|UBS SECURITIES LLC|544561
PED|PEDEVCO CORP|UBSS|UBS Securities LLC|315252
PED|PEDEVCO CORP|VERT|The Vertical Trading Group, LLC|100
PED|PEDEVCO CORP|VGRD|Vanguard Marketing Corporation|29982
PED|PEDEVCO CORP|VIEW|VIEWTRADE SECURITIES LLC|125
PED|PEDEVCO CORP|VSIN|Vision Financial Markets Llc|62261
PED|PEDEVCO CORP|WABR|Wall Street Access|100
PED|PEDEVCO CORP|WCHV|WELLS FARGO SECURITIES, LLC|95487
PED|PEDEVCO CORP|WEDB|WEDBUSH SECURITIES INC.|60778
PED|PEDEVCO CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|77296
PED|PEDEVCO CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41387
PED|PEDEVCO CORP|WGIF|CIBC World Markets Inc.|21042
PED|PEDEVCO CORP|WSEA|WOLVERINE SECURITIES, LLC|190621
PED|PEDEVCO CORP|WTFS|JUST2TRADE, INC.|550
PED|PEDEVCO CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
PED|PEDEVCO CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|20327
PED|PEDEVCO CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15001
PEG|PUB ENTRPR GP|ABLE|NATIXIS Securities Americas LLC|291163
PEG|PUB ENTRPR GP|AGIS|Aegis Capital Corp.|159
PEG|PUB ENTRPR GP|ALTX|Alternet Securities Inc.|27035
PEG|PUB ENTRPR GP|ANOS|ABEL/NOSER, L.L.C.|1194
PEG|PUB ENTRPR GP|APCC|Apex Clearing Corporation|1962
PEG|PUB ENTRPR GP|AQUA|AQUA SECURITIES L.P.|21900
PEG|PUB ENTRPR GP|BANK|Primevest Financial Services, Inc.|1033
PEG|PUB ENTRPR GP|BARD|Robert W. Baird & Co. Incorporated|6069
PEG|PUB ENTRPR GP|BATM|CBOE TRADING, INC.|13187
PEG|PUB ENTRPR GP|BAYC|BAY CREST PARTNERS, LLC|199
PEG|PUB ENTRPR GP|BAYT|BTIG, LLC|15221
PEG|PUB ENTRPR GP|BBNT|BB&T SECURITIES, LLC|2178
PEG|PUB ENTRPR GP|BERN|Sanford C. Bernstein & Co., LLC|128009
PEG|PUB ENTRPR GP|BIDS|BIDS TRADING L.P.|3700
PEG|PUB ENTRPR GP|BKCM|BNY Mellon Capital Markets LLC|14198
PEG|PUB ENTRPR GP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22822
PEG|PUB ENTRPR GP|BLKX|INSTINET, LLC|158400
PEG|PUB ENTRPR GP|BMAK|BMA SECURITIES|303998
PEG|PUB ENTRPR GP|BMOC|BMO Capital Markets Corp.|15398
PEG|PUB ENTRPR GP|BNPX|BNP PARIBAS SECURITIES CORP.|825956
PEG|PUB ENTRPR GP|BTIG|BTIG, LLC|4458
PEG|PUB ENTRPR GP|BYXM|CBOE TRADING, INC.|3049
PEG|PUB ENTRPR GP|BZYD|GOLDMAN SACHS & CO. LLC|3100
PEG|PUB ENTRPR GP|CANT|Cantor Fitzgerald & Co.|7435
PEG|PUB ENTRPR GP|CHAS|Charles Schwab & Co., Inc.|2778
PEG|PUB ENTRPR GP|CIBP|CIBC World Markets Corp.|30157
PEG|PUB ENTRPR GP|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
PEG|PUB ENTRPR GP|CIST|Capital Institutional Services, Inc.|18811
PEG|PUB ENTRPR GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|574117
PEG|PUB ENTRPR GP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
PEG|PUB ENTRPR GP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|39013
PEG|PUB ENTRPR GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|925776
PEG|PUB ENTRPR GP|CTDL|Citadel Derivatives Group Llc|38885
PEG|PUB ENTRPR GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|120294
PEG|PUB ENTRPR GP|DADA|D.A. Davidson & Co.|66
PEG|PUB ENTRPR GP|DBAB|Deutsche Bank Securities Inc.|782027
PEG|PUB ENTRPR GP|DBAX|Deutsche Bank Securities Inc.|798800
PEG|PUB ENTRPR GP|DBUL|Deutsche Bank Securities Inc.|3108
PEG|PUB ENTRPR GP|DCHF|Dart Executions, LLC|6169
PEG|PUB ENTRPR GP|DEAN|MORGAN STANLEY|42877
PEG|PUB ENTRPR GP|DEGS|RONIN PROFESSIONAL LLC|500
PEG|PUB ENTRPR GP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|46
PEG|PUB ENTRPR GP|DRWK|DRW SECURITIES, L.L.C.|10584
PEG|PUB ENTRPR GP|EBXL|EBX LLC|746100
PEG|PUB ENTRPR GP|ECUT|CONVERGEX EXECUTION SOLUTIONS|32114
PEG|PUB ENTRPR GP|EDJO|Edward D. Jones & Co., L.P.|18241
PEG|PUB ENTRPR GP|EGAM|CBOE TRADING, INC.|53286
PEG|PUB ENTRPR GP|EGAW|CBOE TRADING, INC.|516
PEG|PUB ENTRPR GP|EGMT|EG MARKET TECHNOLOGIES LLC|100
PEG|PUB ENTRPR GP|EGXM|CBOE TRADING, INC.|6143
PEG|PUB ENTRPR GP|EGXW|CBOE TRADING, INC.|40
PEG|PUB ENTRPR GP|ESPO|ESPOSITO SECURITIES, LLC|576
PEG|PUB ENTRPR GP|ETBE|Electronic Transaction Clearing, Inc.|43150
PEG|PUB ENTRPR GP|ETCC|Electronic Transaction Clearing, Inc.|1198
PEG|PUB ENTRPR GP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6199
PEG|PUB ENTRPR GP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1704
PEG|PUB ENTRPR GP|ETRS|E*Trade Securities LLC|62541
PEG|PUB ENTRPR GP|FBSB|U.S. Bancorp Investments, Inc.|80
PEG|PUB ENTRPR GP|FILL|Tradestation Securities, Inc.|2374
PEG|PUB ENTRPR GP|FINX|FINTECH SECURITIES|2120
PEG|PUB ENTRPR GP|FMAF|NBCN Inc./ CDS|1088
PEG|PUB ENTRPR GP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8824
PEG|PUB ENTRPR GP|FQLS|Quantlab Securities LP|704793
PEG|PUB ENTRPR GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|231938
PEG|PUB ENTRPR GP|FTBR|Foliofn Investments, Inc.|2067
PEG|PUB ENTRPR GP|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
PEG|PUB ENTRPR GP|GLPX|ACS EXECUTION SERVICES, LLC|51646
PEG|PUB ENTRPR GP|GSCO|GOLDMAN SACHS & CO. LLC|3287468
PEG|PUB ENTRPR GP|GSCS|GOLDMAN SACHS & CO. LLC|3847
PEG|PUB ENTRPR GP|GSLT|GOLDMAN SACHS & CO. LLC|48841
PEG|PUB ENTRPR GP|GTSY|GTS SECURITIES LLC|1500
PEG|PUB ENTRPR GP|GTSZ|GTS SECURITIES LLC|564718
PEG|PUB ENTRPR GP|HRBF|American Enterprise Investment Services Inc.|10207
PEG|PUB ENTRPR GP|HSBC|HSBC Securities, Inc.|3190
PEG|PUB ENTRPR GP|IATS|INTERACTIVE BROKERS LLC|7090
PEG|PUB ENTRPR GP|IBKR|Interactive Brokers Llc|14688
PEG|PUB ENTRPR GP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6007
PEG|PUB ENTRPR GP|ICBX|INSTINET, LLC|205823
PEG|PUB ENTRPR GP|IEQY|CITADEL SECURITIES LLC|370538
PEG|PUB ENTRPR GP|INCA|INSTINET, LLC|894559
PEG|PUB ENTRPR GP|INJX|INSTINET, LLC|32554
PEG|PUB ENTRPR GP|ITGI|ITG Inc.|110627
PEG|PUB ENTRPR GP|ITGP|ITG INC.|158200
PEG|PUB ENTRPR GP|JANY|Janney Montgomery Scott Inc.|9773
PEG|PUB ENTRPR GP|JEFF|JEFFERIES LLC|435742
PEG|PUB ENTRPR GP|JMPT|JUMP TRADING, LLC|250209
PEG|PUB ENTRPR GP|JPBX|J.P. MORGAN SECURITIES LLC|642162
PEG|PUB ENTRPR GP|JPMX|J.P. Morgan Securities LLC|931897
PEG|PUB ENTRPR GP|JSJX|JANE STREET CAPITAL LLC|138375
PEG|PUB ENTRPR GP|JUTA|JUMP TRADING, LLC|591
PEG|PUB ENTRPR GP|KCGM|VIRTU Americas LLC|147913
PEG|PUB ENTRPR GP|KEYB|KEYBANC CAPITAL MARKETS INC.|100000
PEG|PUB ENTRPR GP|LEHM|Barclays Capital Inc./Le|1720478
PEG|PUB ENTRPR GP|LGNT|COR CLEARING LLC|9
PEG|PUB ENTRPR GP|LIME|Lime Brokerage LLC|260313
PEG|PUB ENTRPR GP|LOOP|Loop Capital Markets LLC|2672
PEG|PUB ENTRPR GP|LQNA|LIQUIDNET, INC.|72500
PEG|PUB ENTRPR GP|LQNB|LIQUIDNET, INC.|4800
PEG|PUB ENTRPR GP|LSCI|Lek Securities Corporation|1217
PEG|PUB ENTRPR GP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PEG|PUB ENTRPR GP|MACC|Mid Atlantic Capital Corporation|3751
PEG|PUB ENTRPR GP|MAXM|Maxim Group LLC|3540
PEG|PUB ENTRPR GP|MBTS|ALLY INVEST SECURITIES LLC|240
PEG|PUB ENTRPR GP|MCMF|Raymond James Ltd. Cds|273
PEG|PUB ENTRPR GP|MKMP|MKM Partners LLC|24700
PEG|PUB ENTRPR GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|425643
PEG|PUB ENTRPR GP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
PEG|PUB ENTRPR GP|MOTF|MOTIF INVESTING, INC.|14
PEG|PUB ENTRPR GP|MSCO|MORGAN STANLEY & CO. LLC|4812851
PEG|PUB ENTRPR GP|MSPL|MORGAN STANLEY & CO. LLC|629700
PEG|PUB ENTRPR GP|MSTX|MORGAN STANLEY & CO. LLC|472700
PEG|PUB ENTRPR GP|NEUB|NEUBERGER BERMAN BD LLC|1300
PEG|PUB ENTRPR GP|NFSC|National Financial Services LLC|440843
PEG|PUB ENTRPR GP|NITE|VIRTU Americas LLC|1048360
PEG|PUB ENTRPR GP|NITP|VIRTU Americas LLC|2063
PEG|PUB ENTRPR GP|NQRB|Brut, LLC|60310
PEG|PUB ENTRPR GP|NTBF|BMO Nesbitt Burns Inc./CDS|488
PEG|PUB ENTRPR GP|NTRC|Northern Trust Securities, Inc.|2340
PEG|PUB ENTRPR GP|OHOS|TWO SIGMA SECURITIES, LLC|181721
PEG|PUB ENTRPR GP|OPCO|Oppenheimer & Co. Inc.|2602
PEG|PUB ENTRPR GP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
PEG|PUB ENTRPR GP|PDQM|CODA MARKETS, INC.|255875
PEG|PUB ENTRPR GP|PICT|Pictet Overseas Inc.|680
PEG|PUB ENTRPR GP|PREC|PRECISION SECURITIES, LLC|150000
PEG|PUB ENTRPR GP|PWJC|UBS Financial Services, Inc.|2506
PEG|PUB ENTRPR GP|QMSR|QUATTRO M SECURITIES INC.|1928
PEG|PUB ENTRPR GP|RBCM|RBC CAPITAL MARKETS, LLC|12303
PEG|PUB ENTRPR GP|ROTH|Roth Capital Partners, LLC|18784
PEG|PUB ENTRPR GP|SAGL|SAGETRADER, LLC|101096
PEG|PUB ENTRPR GP|SAGW|SAGETRADER, LLC|16
PEG|PUB ENTRPR GP|SALI|INTL FCSTONE FINANCIAL INC.|555
PEG|PUB ENTRPR GP|SBSH|Citigroup Global Markets Inc.|1149402
PEG|PUB ENTRPR GP|SEIC|SEI Investments Distribution Co.|1665
PEG|PUB ENTRPR GP|SGMT|GOLDMAN SACHS & CO. LLC|527703
PEG|PUB ENTRPR GP|SJLS|TRADE INFORMATICS LLC|100
PEG|PUB ENTRPR GP|SPDR|SPEEDROUTE LLC|85142
PEG|PUB ENTRPR GP|SPHN|Stephens Inc.|841
PEG|PUB ENTRPR GP|STFL|Stifel, Nicolaus & Company, Incorporated|21561
PEG|PUB ENTRPR GP|STKP|STOCKPILE INVESTMENTS, INC.|8
PEG|PUB ENTRPR GP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16092
PEG|PUB ENTRPR GP|SWIM|TD Ameritrade, Inc.|36904
PEG|PUB ENTRPR GP|SWST|Hilltop Securities Inc.|7382
PEG|PUB ENTRPR GP|TKNG|ALLY INVEST SECURITIES LLC|284
PEG|PUB ENTRPR GP|TMBR|Timber Hill LLC|1435
PEG|PUB ENTRPR GP|TRBT|Tradebot Systems, Inc.|625999
PEG|PUB ENTRPR GP|TRCM|TRC MARKETS LLC|876073
PEG|PUB ENTRPR GP|UBSA|UBS SECURITIES LLC|1711227
PEG|PUB ENTRPR GP|UBSS|UBS Securities LLC|2926626
PEG|PUB ENTRPR GP|VALX|VIRTU AMERICAS LLC|15105
PEG|PUB ENTRPR GP|VERT|The Vertical Trading Group, LLC|5649
PEG|PUB ENTRPR GP|VGRD|Vanguard Marketing Corporation|23530
PEG|PUB ENTRPR GP|WBLR|WILLIAM BLAIR|500
PEG|PUB ENTRPR GP|WBPX|SUMMIT SECURITIES GROUP, LLC|11206
PEG|PUB ENTRPR GP|WCHV|WELLS FARGO SECURITIES, LLC|407799
PEG|PUB ENTRPR GP|WDNX|WEEDEN & CO.L.P.|2686
PEG|PUB ENTRPR GP|WEDB|WEDBUSH SECURITIES INC.|16752
PEG|PUB ENTRPR GP|WEED|Weeden & Co.L.P.|10900
PEG|PUB ENTRPR GP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|73145
PEG|PUB ENTRPR GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21921
PEG|PUB ENTRPR GP|WGIF|CIBC World Markets Inc.|1246
PEG|PUB ENTRPR GP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2125
PEG|PUB ENTRPR GP|WSEA|WOLVERINE SECURITIES, LLC|48179
PEG|PUB ENTRPR GP|XIST|INSTINET, LLC|199144
PEG|PUB ENTRPR GP|XPQR|Jump Trading|6425
PEG|PUB ENTRPR GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|181902
PEG|PUB ENTRPR GP|YKNA|COMHAR CAPITAL MARKETS, LLC|5764
PEG|PUB ENTRPR GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5070
PEGA|PEGASYSTEMS INC   ##|AGIS|Aegis Capital Corp.|5480
PEGA|PEGASYSTEMS INC   ##|APCC|Apex Clearing Corporation|109
PEGA|PEGASYSTEMS INC   ##|BARD|Robert W. Baird & Co. Incorporated|180
PEGA|PEGASYSTEMS INC   ##|BATM|CBOE TRADING, INC.|3810
PEGA|PEGASYSTEMS INC   ##|BAYC|BAY CREST PARTNERS, LLC|605
PEGA|PEGASYSTEMS INC   ##|BAYT|BTIG, LLC|3000
PEGA|PEGASYSTEMS INC   ##|BBNT|BB&T SECURITIES, LLC|163
PEGA|PEGASYSTEMS INC   ##|BERN|Sanford C. Bernstein & Co., LLC|49478
PEGA|PEGASYSTEMS INC   ##|BIMI|Banca IMI Securities Corp.|110
PEGA|PEGASYSTEMS INC   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|525
PEGA|PEGASYSTEMS INC   ##|BLKX|INSTINET, LLC|102656
PEGA|PEGASYSTEMS INC   ##|BMOC|BMO Capital Markets Corp.|9251
PEGA|PEGASYSTEMS INC   ##|BNPX|BNP PARIBAS SECURITIES CORP.|2329
PEGA|PEGASYSTEMS INC   ##|BTIG|BTIG, LLC|394144
PEGA|PEGASYSTEMS INC   ##|BYXM|CBOE TRADING, INC.|2006
PEGA|PEGASYSTEMS INC   ##|BZYD|GOLDMAN SACHS & CO. LLC|800
PEGA|PEGASYSTEMS INC   ##|CABR|Cabrera Capital Markets, Inc.|25
PEGA|PEGASYSTEMS INC   ##|CANT|Cantor Fitzgerald & Co.|3551
PEGA|PEGASYSTEMS INC   ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|30000
PEGA|PEGASYSTEMS INC   ##|CHAS|Charles Schwab & Co., Inc.|1354
PEGA|PEGASYSTEMS INC   ##|CHLM|Craig-Hallum Capital Group LLC|300
PEGA|PEGASYSTEMS INC   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68534
PEGA|PEGASYSTEMS INC   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1020
PEGA|PEGASYSTEMS INC   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|314055
PEGA|PEGASYSTEMS INC   ##|CTDL|Citadel Derivatives Group Llc|19241
PEGA|PEGASYSTEMS INC   ##|CTLR|CUTLER GROUP, LP|400
PEGA|PEGASYSTEMS INC   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|56094
PEGA|PEGASYSTEMS INC   ##|DADA|D.A. Davidson & Co.|1490
PEGA|PEGASYSTEMS INC   ##|DBAB|Deutsche Bank Securities Inc.|505084
PEGA|PEGASYSTEMS INC   ##|DBAX|Deutsche Bank Securities Inc.|312900
PEGA|PEGASYSTEMS INC   ##|DBUL|Deutsche Bank Securities Inc.|1640
PEGA|PEGASYSTEMS INC   ##|DEAN|MORGAN STANLEY|37248
PEGA|PEGASYSTEMS INC   ##|DEGS|RONIN PROFESSIONAL LLC|1016
PEGA|PEGASYSTEMS INC   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3840
PEGA|PEGASYSTEMS INC   ##|EBXL|EBX LLC|96000
PEGA|PEGASYSTEMS INC   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|6804
PEGA|PEGASYSTEMS INC   ##|EDJO|Edward D. Jones & Co., L.P.|394
PEGA|PEGASYSTEMS INC   ##|EGAM|CBOE TRADING, INC.|15125
PEGA|PEGASYSTEMS INC   ##|EGAW|CBOE TRADING, INC.|12
PEGA|PEGASYSTEMS INC   ##|EGMT|EG MARKET TECHNOLOGIES LLC|632
PEGA|PEGASYSTEMS INC   ##|EGXM|CBOE TRADING, INC.|2184
PEGA|PEGASYSTEMS INC   ##|EGXW|CBOE TRADING, INC.|123
PEGA|PEGASYSTEMS INC   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|311
PEGA|PEGASYSTEMS INC   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22229
PEGA|PEGASYSTEMS INC   ##|ETRS|E*Trade Securities LLC|37429
PEGA|PEGASYSTEMS INC   ##|FBCO|Credit Suisse Securities (USA) LLC|1641662
PEGA|PEGASYSTEMS INC   ##|FBSB|U.S. Bancorp Investments, Inc.|9
PEGA|PEGASYSTEMS INC   ##|FILL|Tradestation Securities, Inc.|589
PEGA|PEGASYSTEMS INC   ##|FOMA|TD AMERITRADE CLEARING, INC.|42040
PEGA|PEGASYSTEMS INC   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4357
PEGA|PEGASYSTEMS INC   ##|FQLS|Quantlab Securities LP|209739
PEGA|PEGASYSTEMS INC   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16014
PEGA|PEGASYSTEMS INC   ##|FTBR|Foliofn Investments, Inc.|1664
PEGA|PEGASYSTEMS INC   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|10639
PEGA|PEGASYSTEMS INC   ##|GLPX|ACS EXECUTION SERVICES, LLC|3282
PEGA|PEGASYSTEMS INC   ##|GSCO|GOLDMAN SACHS & CO. LLC|1507777
PEGA|PEGASYSTEMS INC   ##|GSCS|GOLDMAN SACHS & CO. LLC|23878
PEGA|PEGASYSTEMS INC   ##|GSLT|GOLDMAN SACHS & CO. LLC|4003
PEGA|PEGASYSTEMS INC   ##|GTSZ|GTS SECURITIES LLC|3544
PEGA|PEGASYSTEMS INC   ##|HRBF|American Enterprise Investment Services Inc.|12548
PEGA|PEGASYSTEMS INC   ##|HSBC|HSBC Securities, Inc.|1138
PEGA|PEGASYSTEMS INC   ##|IATS|INTERACTIVE BROKERS LLC|302
PEGA|PEGASYSTEMS INC   ##|IBKR|Interactive Brokers Llc|35650
PEGA|PEGASYSTEMS INC   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|33
PEGA|PEGASYSTEMS INC   ##|ICBX|INSTINET, LLC|16936
PEGA|PEGASYSTEMS INC   ##|IEQY|CITADEL SECURITIES LLC|32439
PEGA|PEGASYSTEMS INC   ##|INCA|INSTINET, LLC|340002
PEGA|PEGASYSTEMS INC   ##|INJX|INSTINET, LLC|13002
PEGA|PEGASYSTEMS INC   ##|ITGI|ITG Inc.|283434
PEGA|PEGASYSTEMS INC   ##|ITGP|ITG INC.|65400
PEGA|PEGASYSTEMS INC   ##|JEFF|JEFFERIES LLC|228165
PEGA|PEGASYSTEMS INC   ##|JMPT|JUMP TRADING, LLC|29552
PEGA|PEGASYSTEMS INC   ##|JONE|JonesTrading|21500
PEGA|PEGASYSTEMS INC   ##|JPBX|J.P. MORGAN SECURITIES LLC|50541
PEGA|PEGASYSTEMS INC   ##|JPMX|J.P. Morgan Securities LLC|519178
PEGA|PEGASYSTEMS INC   ##|JSJX|JANE STREET CAPITAL LLC|10982
PEGA|PEGASYSTEMS INC   ##|KCGM|VIRTU Americas LLC|22629
PEGA|PEGASYSTEMS INC   ##|KEYB|KEYBANC CAPITAL MARKETS INC.|10000
PEGA|PEGASYSTEMS INC   ##|LEHM|Barclays Capital Inc./Le|795438
PEGA|PEGASYSTEMS INC   ##|LIME|Lime Brokerage LLC|128283
PEGA|PEGASYSTEMS INC   ##|LMGP|LIME BROKERAGE LLC|1700
PEGA|PEGASYSTEMS INC   ##|LOOP|Loop Capital Markets LLC|5281
PEGA|PEGASYSTEMS INC   ##|LQNA|LIQUIDNET, INC.|84000
PEGA|PEGASYSTEMS INC   ##|MAXM|Maxim Group LLC|1078
PEGA|PEGASYSTEMS INC   ##|MBTS|ALLY INVEST SECURITIES LLC|324
PEGA|PEGASYSTEMS INC   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104054
PEGA|PEGASYSTEMS INC   ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3647
PEGA|PEGASYSTEMS INC   ##|MSCO|MORGAN STANLEY & CO. LLC|2156944
PEGA|PEGASYSTEMS INC   ##|MSPL|MORGAN STANLEY & CO. LLC|388700
PEGA|PEGASYSTEMS INC   ##|MSTX|MORGAN STANLEY & CO. LLC|106700
PEGA|PEGASYSTEMS INC   ##|MULL|MARK J. MULLER EQUITIES, INC.|18268
PEGA|PEGASYSTEMS INC   ##|NEED|Needham & Company, LLC|100
PEGA|PEGASYSTEMS INC   ##|NFSC|National Financial Services LLC|87747
PEGA|PEGASYSTEMS INC   ##|NITE|VIRTU Americas LLC|233461
PEGA|PEGASYSTEMS INC   ##|NITP|VIRTU Americas LLC|3596
PEGA|PEGASYSTEMS INC   ##|NQRB|Brut, LLC|18034
PEGA|PEGASYSTEMS INC   ##|OPCO|Oppenheimer & Co. Inc.|751
PEGA|PEGASYSTEMS INC   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3376
PEGA|PEGASYSTEMS INC   ##|PDQM|CODA MARKETS, INC.|74794
PEGA|PEGASYSTEMS INC   ##|PHLY|NASDAQ Execution Services, LLC|200
PEGA|PEGASYSTEMS INC   ##|PICT|Pictet Overseas Inc.|315
PEGA|PEGASYSTEMS INC   ##|PWJC|UBS Financial Services, Inc.|32
PEGA|PEGASYSTEMS INC   ##|RAJA|Raymond James & Associates, Inc.|9317
PEGA|PEGASYSTEMS INC   ##|RBCM|RBC CAPITAL MARKETS, LLC|2765
PEGA|PEGASYSTEMS INC   ##|SAGL|SAGETRADER, LLC|312
PEGA|PEGASYSTEMS INC   ##|SAGW|SAGETRADER, LLC|611
PEGA|PEGASYSTEMS INC   ##|SALI|INTL FCSTONE FINANCIAL INC.|178
PEGA|PEGASYSTEMS INC   ##|SBSH|Citigroup Global Markets Inc.|244927
PEGA|PEGASYSTEMS INC   ##|SGMT|GOLDMAN SACHS & CO. LLC|91722
PEGA|PEGASYSTEMS INC   ##|SJLS|TRADE INFORMATICS LLC|100
PEGA|PEGASYSTEMS INC   ##|SPDR|SPEEDROUTE LLC|19969
PEGA|PEGASYSTEMS INC   ##|STFL|Stifel, Nicolaus & Company, Incorporated|39568
PEGA|PEGASYSTEMS INC   ##|STKP|STOCKPILE INVESTMENTS, INC.|56
PEGA|PEGASYSTEMS INC   ##|SWIM|TD Ameritrade, Inc.|14782
PEGA|PEGASYSTEMS INC   ##|SWST|Hilltop Securities Inc.|968
PEGA|PEGASYSTEMS INC   ##|TKNG|ALLY INVEST SECURITIES LLC|5707
PEGA|PEGASYSTEMS INC   ##|TONC|CUTTONE & CO., LLC|1491
PEGA|PEGASYSTEMS INC   ##|TRBT|Tradebot Systems, Inc.|36362
PEGA|PEGASYSTEMS INC   ##|TRCM|TRC MARKETS LLC|78659
PEGA|PEGASYSTEMS INC   ##|UBSA|UBS SECURITIES LLC|436916
PEGA|PEGASYSTEMS INC   ##|UBSS|UBS Securities LLC|954712
PEGA|PEGASYSTEMS INC   ##|VALX|VIRTU AMERICAS LLC|9580
PEGA|PEGASYSTEMS INC   ##|VGRD|Vanguard Marketing Corporation|1924
PEGA|PEGASYSTEMS INC   ##|WBPX|SUMMIT SECURITIES GROUP, LLC|400
PEGA|PEGASYSTEMS INC   ##|WCHV|WELLS FARGO SECURITIES, LLC|323776
PEGA|PEGASYSTEMS INC   ##|WDNX|WEEDEN & CO.L.P.|196
PEGA|PEGASYSTEMS INC   ##|WEDB|WEDBUSH SECURITIES INC.|38840
PEGA|PEGASYSTEMS INC   ##|WEED|Weeden & Co.L.P.|13600
PEGA|PEGASYSTEMS INC   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1948
PEGA|PEGASYSTEMS INC   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7397
PEGA|PEGASYSTEMS INC   ##|WGIF|CIBC World Markets Inc.|300
PEGA|PEGASYSTEMS INC   ##|WOLF|Wolfe Trahan Securities|500
PEGA|PEGASYSTEMS INC   ##|WSEA|WOLVERINE SECURITIES, LLC|546
PEGA|PEGASYSTEMS INC   ##|XIST|INSTINET, LLC|72212
PEGA|PEGASYSTEMS INC   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|16926
PEGA|PEGASYSTEMS INC   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|50
PEGA|PEGASYSTEMS INC   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|89
PEGI|PATTERN ENERGY CL A|ALTX|Alternet Securities Inc.|10465
PEGI|PATTERN ENERGY CL A|APCC|Apex Clearing Corporation|2247
PEGI|PATTERN ENERGY CL A|BARD|Robert W. Baird & Co. Incorporated|3237
PEGI|PATTERN ENERGY CL A|BATM|CBOE TRADING, INC.|1910
PEGI|PATTERN ENERGY CL A|BERN|Sanford C. Bernstein & Co., LLC|31654
PEGI|PATTERN ENERGY CL A|BIDS|BIDS TRADING L.P.|49700
PEGI|PATTERN ENERGY CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28399
PEGI|PATTERN ENERGY CL A|BLKX|INSTINET, LLC|105000
PEGI|PATTERN ENERGY CL A|BMOC|BMO Capital Markets Corp.|222368
PEGI|PATTERN ENERGY CL A|BNPX|BNP PARIBAS SECURITIES CORP.|9139
PEGI|PATTERN ENERGY CL A|BOSC|Boenning & Scattergood, Inc.|800
PEGI|PATTERN ENERGY CL A|BTIG|BTIG, LLC|83110
PEGI|PATTERN ENERGY CL A|BYXM|CBOE TRADING, INC.|611
PEGI|PATTERN ENERGY CL A|BZYD|GOLDMAN SACHS & CO. LLC|1000
PEGI|PATTERN ENERGY CL A|CANT|Cantor Fitzgerald & Co.|3335
PEGI|PATTERN ENERGY CL A|CHAS|Charles Schwab & Co., Inc.|1863
PEGI|PATTERN ENERGY CL A|CICF|Canaccord Genuity Corp.|680
PEGI|PATTERN ENERGY CL A|CIST|Capital Institutional Services, Inc.|2466
PEGI|PATTERN ENERGY CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51227
PEGI|PATTERN ENERGY CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|406
PEGI|PATTERN ENERGY CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|263507
PEGI|PATTERN ENERGY CL A|CTDL|Citadel Derivatives Group Llc|25941
PEGI|PATTERN ENERGY CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|43410
PEGI|PATTERN ENERGY CL A|DAVA|Davenport & Company LLC|550
PEGI|PATTERN ENERGY CL A|DAWA|Daiwa Capital Markets America Inc.|6957
PEGI|PATTERN ENERGY CL A|DBAB|Deutsche Bank Securities Inc.|234435
PEGI|PATTERN ENERGY CL A|DBAX|Deutsche Bank Securities Inc.|197700
PEGI|PATTERN ENERGY CL A|DBUL|Deutsche Bank Securities Inc.|1600
PEGI|PATTERN ENERGY CL A|DEAN|MORGAN STANLEY|51265
PEGI|PATTERN ENERGY CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4280
PEGI|PATTERN ENERGY CL A|EBXL|EBX LLC|111900
PEGI|PATTERN ENERGY CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|12600
PEGI|PATTERN ENERGY CL A|EDJO|Edward D. Jones & Co., L.P.|7513
PEGI|PATTERN ENERGY CL A|EGAM|CBOE TRADING, INC.|5478
PEGI|PATTERN ENERGY CL A|EGAW|CBOE TRADING, INC.|200
PEGI|PATTERN ENERGY CL A|EGXM|CBOE TRADING, INC.|1827
PEGI|PATTERN ENERGY CL A|EGXW|CBOE TRADING, INC.|9
PEGI|PATTERN ENERGY CL A|ESPO|ESPOSITO SECURITIES, LLC|2852
PEGI|PATTERN ENERGY CL A|ETBE|Electronic Transaction Clearing, Inc.|9729
PEGI|PATTERN ENERGY CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3454
PEGI|PATTERN ENERGY CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8514
PEGI|PATTERN ENERGY CL A|ETRS|E*Trade Securities LLC|142125
PEGI|PATTERN ENERGY CL A|FBCO|Credit Suisse Securities (USA) LLC|948064
PEGI|PATTERN ENERGY CL A|FILL|Tradestation Securities, Inc.|2696
PEGI|PATTERN ENERGY CL A|FMAF|NBCN Inc./ CDS|6625
PEGI|PATTERN ENERGY CL A|FOMA|TD AMERITRADE CLEARING, INC.|313189
PEGI|PATTERN ENERGY CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142903
PEGI|PATTERN ENERGY CL A|FTBR|Foliofn Investments, Inc.|7819
PEGI|PATTERN ENERGY CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|26163
PEGI|PATTERN ENERGY CL A|GLPX|ACS EXECUTION SERVICES, LLC|17225
PEGI|PATTERN ENERGY CL A|GSCO|GOLDMAN SACHS & CO. LLC|762649
PEGI|PATTERN ENERGY CL A|GSCS|GOLDMAN SACHS & CO. LLC|307504
PEGI|PATTERN ENERGY CL A|GSLT|GOLDMAN SACHS & CO. LLC|1117
PEGI|PATTERN ENERGY CL A|GTSZ|GTS SECURITIES LLC|5586
PEGI|PATTERN ENERGY CL A|HRBF|American Enterprise Investment Services Inc.|12943
PEGI|PATTERN ENERGY CL A|HSBC|HSBC Securities, Inc.|975
PEGI|PATTERN ENERGY CL A|IATS|INTERACTIVE BROKERS LLC|11769
PEGI|PATTERN ENERGY CL A|IBKR|Interactive Brokers Llc|128587
PEGI|PATTERN ENERGY CL A|ICBX|INSTINET, LLC|76380
PEGI|PATTERN ENERGY CL A|IEQY|CITADEL SECURITIES LLC|73819
PEGI|PATTERN ENERGY CL A|INCA|INSTINET, LLC|941768
PEGI|PATTERN ENERGY CL A|INJX|INSTINET, LLC|112123
PEGI|PATTERN ENERGY CL A|ITGI|ITG Inc.|116890
PEGI|PATTERN ENERGY CL A|ITGP|ITG INC.|489600
PEGI|PATTERN ENERGY CL A|JANY|Janney Montgomery Scott Inc.|1625
PEGI|PATTERN ENERGY CL A|JEFF|JEFFERIES LLC|615869
PEGI|PATTERN ENERGY CL A|JMPT|JUMP TRADING, LLC|59956
PEGI|PATTERN ENERGY CL A|JPBX|J.P. MORGAN SECURITIES LLC|72337
PEGI|PATTERN ENERGY CL A|JPMX|J.P. Morgan Securities LLC|277279
PEGI|PATTERN ENERGY CL A|JSJX|JANE STREET CAPITAL LLC|7698
PEGI|PATTERN ENERGY CL A|KCGM|VIRTU Americas LLC|46710
PEGI|PATTERN ENERGY CL A|LEHM|Barclays Capital Inc./Le|838365
PEGI|PATTERN ENERGY CL A|LIME|Lime Brokerage LLC|131152
PEGI|PATTERN ENERGY CL A|LOOP|Loop Capital Markets LLC|3605
PEGI|PATTERN ENERGY CL A|LQNA|LIQUIDNET, INC.|278700
PEGI|PATTERN ENERGY CL A|LQNB|LIQUIDNET, INC.|49700
PEGI|PATTERN ENERGY CL A|LSCI|Lek Securities Corporation|797
PEGI|PATTERN ENERGY CL A|MACC|Mid Atlantic Capital Corporation|1600
PEGI|PATTERN ENERGY CL A|MACQ|Macquarie Capital (USA) Inc.|74693
PEGI|PATTERN ENERGY CL A|MAXM|Maxim Group LLC|13008
PEGI|PATTERN ENERGY CL A|MBTS|ALLY INVEST SECURITIES LLC|1060
PEGI|PATTERN ENERGY CL A|MCMF|Raymond James Ltd. Cds|1925
PEGI|PATTERN ENERGY CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173433
PEGI|PATTERN ENERGY CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
PEGI|PATTERN ENERGY CL A|MOTF|MOTIF INVESTING, INC.|72
PEGI|PATTERN ENERGY CL A|MSCO|MORGAN STANLEY & CO. LLC|1684631
PEGI|PATTERN ENERGY CL A|MSPL|MORGAN STANLEY & CO. LLC|386600
PEGI|PATTERN ENERGY CL A|MSTX|MORGAN STANLEY & CO. LLC|164500
PEGI|PATTERN ENERGY CL A|NBCS|NBC Securities, INC.|100
PEGI|PATTERN ENERGY CL A|NFSC|National Financial Services LLC|342718
PEGI|PATTERN ENERGY CL A|NITE|VIRTU Americas LLC|570911
PEGI|PATTERN ENERGY CL A|NITP|VIRTU Americas LLC|1209
PEGI|PATTERN ENERGY CL A|NMRA|Nomura Securities International, Inc.|1200
PEGI|PATTERN ENERGY CL A|NQRB|Brut, LLC|30087
PEGI|PATTERN ENERGY CL A|NTRC|Northern Trust Securities, Inc.|2463
PEGI|PATTERN ENERGY CL A|OPCO|Oppenheimer & Co. Inc.|5086
PEGI|PATTERN ENERGY CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PEGI|PATTERN ENERGY CL A|PDQM|CODA MARKETS, INC.|4972
PEGI|PATTERN ENERGY CL A|PHLY|NASDAQ Execution Services, LLC|2800
PEGI|PATTERN ENERGY CL A|PICT|Pictet Overseas Inc.|500
PEGI|PATTERN ENERGY CL A|PNSR|Penserra Securities, LLC|700
PEGI|PATTERN ENERGY CL A|PWJC|UBS Financial Services, Inc.|2035
PEGI|PATTERN ENERGY CL A|RAJA|Raymond James & Associates, Inc.|30443
PEGI|PATTERN ENERGY CL A|RBCM|RBC CAPITAL MARKETS, LLC|24455
PEGI|PATTERN ENERGY CL A|RGLD|Regal Securities, Inc|200
PEGI|PATTERN ENERGY CL A|SAGL|SAGETRADER, LLC|1100
PEGI|PATTERN ENERGY CL A|SAGW|SAGETRADER, LLC|2551
PEGI|PATTERN ENERGY CL A|SALI|INTL FCSTONE FINANCIAL INC.|200
PEGI|PATTERN ENERGY CL A|SBSH|Citigroup Global Markets Inc.|613050
PEGI|PATTERN ENERGY CL A|SGMT|GOLDMAN SACHS & CO. LLC|153904
PEGI|PATTERN ENERGY CL A|SPDR|SPEEDROUTE LLC|1000
PEGI|PATTERN ENERGY CL A|STFL|Stifel, Nicolaus & Company, Incorporated|2966
PEGI|PATTERN ENERGY CL A|STKP|STOCKPILE INVESTMENTS, INC.|332
PEGI|PATTERN ENERGY CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
PEGI|PATTERN ENERGY CL A|SWIM|TD Ameritrade, Inc.|69663
PEGI|PATTERN ENERGY CL A|SWST|Hilltop Securities Inc.|4448
PEGI|PATTERN ENERGY CL A|TKNG|ALLY INVEST SECURITIES LLC|2323
PEGI|PATTERN ENERGY CL A|TRBT|Tradebot Systems, Inc.|280549
PEGI|PATTERN ENERGY CL A|TRCM|TRC MARKETS LLC|109219
PEGI|PATTERN ENERGY CL A|TWTT|TASTYWORKS, INC.|3810
PEGI|PATTERN ENERGY CL A|UBSA|UBS SECURITIES LLC|586731
PEGI|PATTERN ENERGY CL A|UBSS|UBS Securities LLC|947716
PEGI|PATTERN ENERGY CL A|VALX|VIRTU AMERICAS LLC|23345
PEGI|PATTERN ENERGY CL A|VERT|The Vertical Trading Group, LLC|208
PEGI|PATTERN ENERGY CL A|VGRD|Vanguard Marketing Corporation|83029
PEGI|PATTERN ENERGY CL A|VNDS|VANDHAM SECURITIES CORP|7565
PEGI|PATTERN ENERGY CL A|WABR|Wall Street Access|10693
PEGI|PATTERN ENERGY CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
PEGI|PATTERN ENERGY CL A|WCHV|WELLS FARGO SECURITIES, LLC|161539
PEGI|PATTERN ENERGY CL A|WDNX|WEEDEN & CO.L.P.|9158
PEGI|PATTERN ENERGY CL A|WEDB|WEDBUSH SECURITIES INC.|300
PEGI|PATTERN ENERGY CL A|WEED|Weeden & Co.L.P.|1206
PEGI|PATTERN ENERGY CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3456
PEGI|PATTERN ENERGY CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4881
PEGI|PATTERN ENERGY CL A|WSEA|WOLVERINE SECURITIES, LLC|6989
PEGI|PATTERN ENERGY CL A|XIST|INSTINET, LLC|25350
PEGI|PATTERN ENERGY CL A|XPQR|Jump Trading|17
PEGI|PATTERN ENERGY CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|50710
PEGI|PATTERN ENERGY CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PEGI|PATTERN ENERGY CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15900
PEI|PENN REAL ESTATE TR|ALTX|Alternet Securities Inc.|3700
PEI|PENN REAL ESTATE TR|APCC|Apex Clearing Corporation|7104
PEI|PENN REAL ESTATE TR|BANK|Primevest Financial Services, Inc.|752
PEI|PENN REAL ESTATE TR|BARD|Robert W. Baird & Co. Incorporated|105
PEI|PENN REAL ESTATE TR|BATM|CBOE TRADING, INC.|757
PEI|PENN REAL ESTATE TR|BAYC|BAY CREST PARTNERS, LLC|29
PEI|PENN REAL ESTATE TR|BAYT|BTIG, LLC|2900
PEI|PENN REAL ESTATE TR|BBNT|BB&T SECURITIES, LLC|38
PEI|PENN REAL ESTATE TR|BERN|Sanford C. Bernstein & Co., LLC|41800
PEI|PENN REAL ESTATE TR|BIDS|BIDS TRADING L.P.|300
PEI|PENN REAL ESTATE TR|BIMI|Banca IMI Securities Corp.|104
PEI|PENN REAL ESTATE TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2157
PEI|PENN REAL ESTATE TR|BLKX|INSTINET, LLC|22800
PEI|PENN REAL ESTATE TR|BNPX|BNP PARIBAS SECURITIES CORP.|26282
PEI|PENN REAL ESTATE TR|BRGE|Newbridge Securities Corp.|306
PEI|PENN REAL ESTATE TR|BTIG|BTIG, LLC|706
PEI|PENN REAL ESTATE TR|BYXM|CBOE TRADING, INC.|570
PEI|PENN REAL ESTATE TR|BZYD|GOLDMAN SACHS & CO. LLC|3200
PEI|PENN REAL ESTATE TR|CANT|Cantor Fitzgerald & Co.|5778
PEI|PENN REAL ESTATE TR|CBLC|CITIGROUP GLOBAL MARKETS INC.|133324
PEI|PENN REAL ESTATE TR|CHAS|Charles Schwab & Co., Inc.|267
PEI|PENN REAL ESTATE TR|COKE|Coker & Palmer|9800
PEI|PENN REAL ESTATE TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68931
PEI|PENN REAL ESTATE TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20756
PEI|PENN REAL ESTATE TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|309623
PEI|PENN REAL ESTATE TR|CTDL|Citadel Derivatives Group Llc|8200
PEI|PENN REAL ESTATE TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|73502
PEI|PENN REAL ESTATE TR|DBAB|Deutsche Bank Securities Inc.|118116
PEI|PENN REAL ESTATE TR|DBAX|Deutsche Bank Securities Inc.|215500
PEI|PENN REAL ESTATE TR|DBUL|Deutsche Bank Securities Inc.|200
PEI|PENN REAL ESTATE TR|DCHF|Dart Executions, LLC|2111
PEI|PENN REAL ESTATE TR|DEAN|MORGAN STANLEY|9628
PEI|PENN REAL ESTATE TR|DEGS|RONIN PROFESSIONAL LLC|3000
PEI|PENN REAL ESTATE TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9500
PEI|PENN REAL ESTATE TR|EBXL|EBX LLC|312900
PEI|PENN REAL ESTATE TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|484
PEI|PENN REAL ESTATE TR|EDJO|Edward D. Jones & Co., L.P.|1750
PEI|PENN REAL ESTATE TR|EGAM|CBOE TRADING, INC.|7265
PEI|PENN REAL ESTATE TR|EGAW|CBOE TRADING, INC.|100
PEI|PENN REAL ESTATE TR|EGXM|CBOE TRADING, INC.|1358
PEI|PENN REAL ESTATE TR|ETBE|Electronic Transaction Clearing, Inc.|8850
PEI|PENN REAL ESTATE TR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2200
PEI|PENN REAL ESTATE TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2170
PEI|PENN REAL ESTATE TR|ETRS|E*Trade Securities LLC|73985
PEI|PENN REAL ESTATE TR|FBRC|B. RILEY FBR, INC.|16932
PEI|PENN REAL ESTATE TR|FBSB|U.S. Bancorp Investments, Inc.|7
PEI|PENN REAL ESTATE TR|FILL|Tradestation Securities, Inc.|7988
PEI|PENN REAL ESTATE TR|FMAF|NBCN Inc./ CDS|600
PEI|PENN REAL ESTATE TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17374
PEI|PENN REAL ESTATE TR|FQLS|Quantlab Securities LP|176175
PEI|PENN REAL ESTATE TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|203447
PEI|PENN REAL ESTATE TR|FTBR|Foliofn Investments, Inc.|1554
PEI|PENN REAL ESTATE TR|GEBB|GLOBAL EXECUTION BROKERS, LP|300
PEI|PENN REAL ESTATE TR|GLPX|ACS EXECUTION SERVICES, LLC|1400
PEI|PENN REAL ESTATE TR|GNAV|GREEN STREET TRADING, LLC|32058
PEI|PENN REAL ESTATE TR|GSCO|GOLDMAN SACHS & CO. LLC|946880
PEI|PENN REAL ESTATE TR|GSCS|GOLDMAN SACHS & CO. LLC|7184
PEI|PENN REAL ESTATE TR|GSLT|GOLDMAN SACHS & CO. LLC|7110
PEI|PENN REAL ESTATE TR|GTSZ|GTS SECURITIES LLC|59759
PEI|PENN REAL ESTATE TR|HRBF|American Enterprise Investment Services Inc.|359
PEI|PENN REAL ESTATE TR|HSBC|HSBC Securities, Inc.|300
PEI|PENN REAL ESTATE TR|IATS|INTERACTIVE BROKERS LLC|17322
PEI|PENN REAL ESTATE TR|IBKR|Interactive Brokers Llc|36164
PEI|PENN REAL ESTATE TR|ICBX|INSTINET, LLC|190829
PEI|PENN REAL ESTATE TR|IEQY|CITADEL SECURITIES LLC|98692
PEI|PENN REAL ESTATE TR|INCA|INSTINET, LLC|182061
PEI|PENN REAL ESTATE TR|INJX|INSTINET, LLC|1537
PEI|PENN REAL ESTATE TR|ITGI|ITG Inc.|233356
PEI|PENN REAL ESTATE TR|ITGP|ITG INC.|234800
PEI|PENN REAL ESTATE TR|JANY|Janney Montgomery Scott Inc.|6948
PEI|PENN REAL ESTATE TR|JEFF|JEFFERIES LLC|84095
PEI|PENN REAL ESTATE TR|JMPT|JUMP TRADING, LLC|114168
PEI|PENN REAL ESTATE TR|JONE|JonesTrading|3900
PEI|PENN REAL ESTATE TR|JPBX|J.P. MORGAN SECURITIES LLC|17924
PEI|PENN REAL ESTATE TR|JPMX|J.P. Morgan Securities LLC|503291
PEI|PENN REAL ESTATE TR|JSJX|JANE STREET CAPITAL LLC|10716
PEI|PENN REAL ESTATE TR|KCGM|VIRTU Americas LLC|44873
PEI|PENN REAL ESTATE TR|LEHM|Barclays Capital Inc./Le|573078
PEI|PENN REAL ESTATE TR|LIME|Lime Brokerage LLC|8363
PEI|PENN REAL ESTATE TR|LOOP|Loop Capital Markets LLC|563
PEI|PENN REAL ESTATE TR|LQNA|LIQUIDNET, INC.|83800
PEI|PENN REAL ESTATE TR|LQNB|LIQUIDNET, INC.|1300
PEI|PENN REAL ESTATE TR|LSCI|Lek Securities Corporation|160
PEI|PENN REAL ESTATE TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
PEI|PENN REAL ESTATE TR|MACQ|Macquarie Capital (USA) Inc.|5897
PEI|PENN REAL ESTATE TR|MAXM|Maxim Group LLC|1835
PEI|PENN REAL ESTATE TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|182742
PEI|PENN REAL ESTATE TR|MSCO|MORGAN STANLEY & CO. LLC|744742
PEI|PENN REAL ESTATE TR|MSPL|MORGAN STANLEY & CO. LLC|458100
PEI|PENN REAL ESTATE TR|MSTX|MORGAN STANLEY & CO. LLC|95100
PEI|PENN REAL ESTATE TR|NFSC|National Financial Services LLC|242461
PEI|PENN REAL ESTATE TR|NITE|VIRTU Americas LLC|587767
PEI|PENN REAL ESTATE TR|NQRB|Brut, LLC|11668
PEI|PENN REAL ESTATE TR|NTRC|Northern Trust Securities, Inc.|3652
PEI|PENN REAL ESTATE TR|OPCO|Oppenheimer & Co. Inc.|1804
PEI|PENN REAL ESTATE TR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3500
PEI|PENN REAL ESTATE TR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4350
PEI|PENN REAL ESTATE TR|PDQM|CODA MARKETS, INC.|1700
PEI|PENN REAL ESTATE TR|PHLY|NASDAQ Execution Services, LLC|2600
PEI|PENN REAL ESTATE TR|PWJC|UBS Financial Services, Inc.|9564
PEI|PENN REAL ESTATE TR|RBCM|RBC CAPITAL MARKETS, LLC|9897
PEI|PENN REAL ESTATE TR|SAGW|SAGETRADER, LLC|667
PEI|PENN REAL ESTATE TR|SALI|INTL FCSTONE FINANCIAL INC.|800
PEI|PENN REAL ESTATE TR|SBSH|Citigroup Global Markets Inc.|324463
PEI|PENN REAL ESTATE TR|SEIC|SEI Investments Distribution Co.|100
PEI|PENN REAL ESTATE TR|SGMT|GOLDMAN SACHS & CO. LLC|235691
PEI|PENN REAL ESTATE TR|SPDR|SPEEDROUTE LLC|300
PEI|PENN REAL ESTATE TR|SPHN|Stephens Inc.|1648
PEI|PENN REAL ESTATE TR|STFL|Stifel, Nicolaus & Company, Incorporated|26897
PEI|PENN REAL ESTATE TR|STXG|Stockcross Financial Services, Inc.|4
PEI|PENN REAL ESTATE TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4382
PEI|PENN REAL ESTATE TR|SWIM|TD Ameritrade, Inc.|86659
PEI|PENN REAL ESTATE TR|SWST|Hilltop Securities Inc.|12274
PEI|PENN REAL ESTATE TR|TKNG|ALLY INVEST SECURITIES LLC|3515
PEI|PENN REAL ESTATE TR|TRBT|Tradebot Systems, Inc.|180962
PEI|PENN REAL ESTATE TR|TRCM|TRC MARKETS LLC|61215
PEI|PENN REAL ESTATE TR|UBSA|UBS SECURITIES LLC|586905
PEI|PENN REAL ESTATE TR|UBSS|UBS Securities LLC|514535
PEI|PENN REAL ESTATE TR|VALX|VIRTU AMERICAS LLC|52600
PEI|PENN REAL ESTATE TR|VGRD|Vanguard Marketing Corporation|23331
PEI|PENN REAL ESTATE TR|WBPX|SUMMIT SECURITIES GROUP, LLC|2439
PEI|PENN REAL ESTATE TR|WCHV|WELLS FARGO SECURITIES, LLC|29493
PEI|PENN REAL ESTATE TR|WDNX|WEEDEN & CO.L.P.|774
PEI|PENN REAL ESTATE TR|WEDB|WEDBUSH SECURITIES INC.|7807
PEI|PENN REAL ESTATE TR|WEED|Weeden & Co.L.P.|2947
PEI|PENN REAL ESTATE TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4041
PEI|PENN REAL ESTATE TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|144596
PEI|PENN REAL ESTATE TR|WSEA|WOLVERINE SECURITIES, LLC|3187
PEI|PENN REAL ESTATE TR|XIST|INSTINET, LLC|46000
PEI|PENN REAL ESTATE TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|23142
PEI|PENN REAL ESTATE TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1716
PEI$B|PENN REAL ESTATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23
PEI$B|PENN REAL ESTATE|DEAN|MORGAN STANLEY|1200
PEI$B|PENN REAL ESTATE|EBXL|EBX LLC|400
PEI$B|PENN REAL ESTATE|ETRS|E*Trade Securities LLC|3526
PEI$B|PENN REAL ESTATE|GLPX|ACS EXECUTION SERVICES, LLC|979
PEI$B|PENN REAL ESTATE|IATS|INTERACTIVE BROKERS LLC|250
PEI$B|PENN REAL ESTATE|IBKR|Interactive Brokers Llc|288
PEI$B|PENN REAL ESTATE|INCA|INSTINET, LLC|239
PEI$B|PENN REAL ESTATE|JANY|Janney Montgomery Scott Inc.|1720
PEI$B|PENN REAL ESTATE|LIME|Lime Brokerage LLC|100
PEI$B|PENN REAL ESTATE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PEI$B|PENN REAL ESTATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PEI$B|PENN REAL ESTATE|MSCO|MORGAN STANLEY & CO. LLC|2616
PEI$B|PENN REAL ESTATE|NFSC|National Financial Services LLC|10236
PEI$B|PENN REAL ESTATE|NITE|VIRTU Americas LLC|15053
PEI$B|PENN REAL ESTATE|NITP|VIRTU Americas LLC|200
PEI$B|PENN REAL ESTATE|NQRB|Brut, LLC|195
PEI$B|PENN REAL ESTATE|PDQM|CODA MARKETS, INC.|1480
PEI$B|PENN REAL ESTATE|SPDR|SPEEDROUTE LLC|100
PEI$B|PENN REAL ESTATE|STFL|Stifel, Nicolaus & Company, Incorporated|500
PEI$B|PENN REAL ESTATE|SWIM|TD Ameritrade, Inc.|8637
PEI$B|PENN REAL ESTATE|SWST|Hilltop Securities Inc.|3
PEI$B|PENN REAL ESTATE|UBSA|UBS SECURITIES LLC|924
PEI$B|PENN REAL ESTATE|UBSS|UBS Securities LLC|2499
PEI$B|PENN REAL ESTATE|VGRD|Vanguard Marketing Corporation|250
PEI$B|PENN REAL ESTATE|WCHV|WELLS FARGO SECURITIES, LLC|53050
PEI$B|PENN REAL ESTATE|YKNA|COMHAR CAPITAL MARKETS, LLC|16
PEI$B|PENN REAL ESTATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1460
PEI$C|PENNSYLVANIA 7.20 C|BATM|CBOE TRADING, INC.|246
PEI$C|PENNSYLVANIA 7.20 C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6900
PEI$C|PENNSYLVANIA 7.20 C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PEI$C|PENNSYLVANIA 7.20 C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|711
PEI$C|PENNSYLVANIA 7.20 C|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
PEI$C|PENNSYLVANIA 7.20 C|DBAX|Deutsche Bank Securities Inc.|4800
PEI$C|PENNSYLVANIA 7.20 C|EBXL|EBX LLC|5400
PEI$C|PENNSYLVANIA 7.20 C|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
PEI$C|PENNSYLVANIA 7.20 C|EGAM|CBOE TRADING, INC.|100
PEI$C|PENNSYLVANIA 7.20 C|EGAW|CBOE TRADING, INC.|100
PEI$C|PENNSYLVANIA 7.20 C|EGXM|CBOE TRADING, INC.|100
PEI$C|PENNSYLVANIA 7.20 C|ETRS|E*Trade Securities LLC|15146
PEI$C|PENNSYLVANIA 7.20 C|FILL|Tradestation Securities, Inc.|212
PEI$C|PENNSYLVANIA 7.20 C|GLPX|ACS EXECUTION SERVICES, LLC|594
PEI$C|PENNSYLVANIA 7.20 C|GSCS|GOLDMAN SACHS & CO. LLC|574
PEI$C|PENNSYLVANIA 7.20 C|GTSZ|GTS SECURITIES LLC|301
PEI$C|PENNSYLVANIA 7.20 C|IATS|INTERACTIVE BROKERS LLC|7466
PEI$C|PENNSYLVANIA 7.20 C|IBKR|Interactive Brokers Llc|3770
PEI$C|PENNSYLVANIA 7.20 C|ICBX|INSTINET, LLC|1500
PEI$C|PENNSYLVANIA 7.20 C|INCA|INSTINET, LLC|1100
PEI$C|PENNSYLVANIA 7.20 C|JANY|Janney Montgomery Scott Inc.|3334
PEI$C|PENNSYLVANIA 7.20 C|JPMX|J.P. Morgan Securities LLC|12254
PEI$C|PENNSYLVANIA 7.20 C|KCGM|VIRTU Americas LLC|600
PEI$C|PENNSYLVANIA 7.20 C|LEHM|Barclays Capital Inc./Le|1609
PEI$C|PENNSYLVANIA 7.20 C|LIME|Lime Brokerage LLC|211
PEI$C|PENNSYLVANIA 7.20 C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
PEI$C|PENNSYLVANIA 7.20 C|MSCO|MORGAN STANLEY & CO. LLC|150
PEI$C|PENNSYLVANIA 7.20 C|NFSC|National Financial Services LLC|28869
PEI$C|PENNSYLVANIA 7.20 C|NITE|VIRTU Americas LLC|43018
PEI$C|PENNSYLVANIA 7.20 C|NQRB|Brut, LLC|865
PEI$C|PENNSYLVANIA 7.20 C|PDQM|CODA MARKETS, INC.|662
PEI$C|PENNSYLVANIA 7.20 C|SBSH|Citigroup Global Markets Inc.|5800
PEI$C|PENNSYLVANIA 7.20 C|SGMT|GOLDMAN SACHS & CO. LLC|1400
PEI$C|PENNSYLVANIA 7.20 C|SPDR|SPEEDROUTE LLC|200
PEI$C|PENNSYLVANIA 7.20 C|STFL|Stifel, Nicolaus & Company, Incorporated|660
PEI$C|PENNSYLVANIA 7.20 C|SWIM|TD Ameritrade, Inc.|8476
PEI$C|PENNSYLVANIA 7.20 C|UBSA|UBS SECURITIES LLC|2549
PEI$C|PENNSYLVANIA 7.20 C|UBSS|UBS Securities LLC|3763
PEI$C|PENNSYLVANIA 7.20 C|VGRD|Vanguard Marketing Corporation|1875
PEI$C|PENNSYLVANIA 7.20 C|WCHV|WELLS FARGO SECURITIES, LLC|16716
PEI$C|PENNSYLVANIA 7.20 C|WSEA|WOLVERINE SECURITIES, LLC|40
PEI$D|PENNSYLVANIA RE SR D|BATM|CBOE TRADING, INC.|171
PEI$D|PENNSYLVANIA RE SR D|BBNT|BB&T SECURITIES, LLC|4000
PEI$D|PENNSYLVANIA RE SR D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
PEI$D|PENNSYLVANIA RE SR D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73
PEI$D|PENNSYLVANIA RE SR D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115
PEI$D|PENNSYLVANIA RE SR D|DBAX|Deutsche Bank Securities Inc.|100
PEI$D|PENNSYLVANIA RE SR D|DEAN|MORGAN STANLEY|2945
PEI$D|PENNSYLVANIA RE SR D|EBXL|EBX LLC|200
PEI$D|PENNSYLVANIA RE SR D|ETRS|E*Trade Securities LLC|20144
PEI$D|PENNSYLVANIA RE SR D|GLPX|ACS EXECUTION SERVICES, LLC|100
PEI$D|PENNSYLVANIA RE SR D|GTSZ|GTS SECURITIES LLC|203
PEI$D|PENNSYLVANIA RE SR D|HRBF|American Enterprise Investment Services Inc.|500
PEI$D|PENNSYLVANIA RE SR D|IATS|INTERACTIVE BROKERS LLC|239
PEI$D|PENNSYLVANIA RE SR D|IBKR|Interactive Brokers Llc|4226
PEI$D|PENNSYLVANIA RE SR D|INCA|INSTINET, LLC|562
PEI$D|PENNSYLVANIA RE SR D|ITGI|ITG Inc.|100
PEI$D|PENNSYLVANIA RE SR D|JANY|Janney Montgomery Scott Inc.|5011
PEI$D|PENNSYLVANIA RE SR D|KCGM|VIRTU Americas LLC|100
PEI$D|PENNSYLVANIA RE SR D|LIME|Lime Brokerage LLC|217
PEI$D|PENNSYLVANIA RE SR D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3202
PEI$D|PENNSYLVANIA RE SR D|MSCO|MORGAN STANLEY & CO. LLC|150
PEI$D|PENNSYLVANIA RE SR D|NFSC|National Financial Services LLC|12649
PEI$D|PENNSYLVANIA RE SR D|NITE|VIRTU Americas LLC|35864
PEI$D|PENNSYLVANIA RE SR D|NQRB|Brut, LLC|1100
PEI$D|PENNSYLVANIA RE SR D|PDQM|CODA MARKETS, INC.|100
PEI$D|PENNSYLVANIA RE SR D|SBSH|Citigroup Global Markets Inc.|1100
PEI$D|PENNSYLVANIA RE SR D|STFL|Stifel, Nicolaus & Company, Incorporated|1200
PEI$D|PENNSYLVANIA RE SR D|SWIM|TD Ameritrade, Inc.|19042
PEI$D|PENNSYLVANIA RE SR D|SWST|Hilltop Securities Inc.|22
PEI$D|PENNSYLVANIA RE SR D|UBSA|UBS SECURITIES LLC|773
PEI$D|PENNSYLVANIA RE SR D|UBSS|UBS Securities LLC|507
PEI$D|PENNSYLVANIA RE SR D|VGRD|Vanguard Marketing Corporation|250
PEI$D|PENNSYLVANIA RE SR D|WCHV|WELLS FARGO SECURITIES, LLC|21407
PEI$D|PENNSYLVANIA RE SR D|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1200
PEI$D|PENNSYLVANIA RE SR D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900
PEIX|PACIFIC ETHANOL INC|AGIS|Aegis Capital Corp.|4085
PEIX|PACIFIC ETHANOL INC|APCC|Apex Clearing Corporation|5005
PEIX|PACIFIC ETHANOL INC|AQUA|AQUA SECURITIES L.P.|3300
PEIX|PACIFIC ETHANOL INC|BANK|Primevest Financial Services, Inc.|1525
PEIX|PACIFIC ETHANOL INC|BAYC|BAY CREST PARTNERS, LLC|1795
PEIX|PACIFIC ETHANOL INC|BBNT|BB&T SECURITIES, LLC|500
PEIX|PACIFIC ETHANOL INC|BERN|Sanford C. Bernstein & Co., LLC|6710
PEIX|PACIFIC ETHANOL INC|BIDS|BIDS TRADING L.P.|15300
PEIX|PACIFIC ETHANOL INC|BIMI|Banca IMI Securities Corp.|21665
PEIX|PACIFIC ETHANOL INC|BLKX|INSTINET, LLC|789674
PEIX|PACIFIC ETHANOL INC|BMOC|BMO Capital Markets Corp.|6528
PEIX|PACIFIC ETHANOL INC|BNPX|BNP PARIBAS SECURITIES CORP.|3061
PEIX|PACIFIC ETHANOL INC|BRGE|Newbridge Securities Corp.|12900
PEIX|PACIFIC ETHANOL INC|BTIG|BTIG, LLC|12384
PEIX|PACIFIC ETHANOL INC|BYXM|CBOE TRADING, INC.|1000
PEIX|PACIFIC ETHANOL INC|CHAS|Charles Schwab & Co., Inc.|12587
PEIX|PACIFIC ETHANOL INC|CHLM|Craig-Hallum Capital Group LLC|8400
PEIX|PACIFIC ETHANOL INC|CLSA|CLSA AMERICAS, LLC|100
PEIX|PACIFIC ETHANOL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35061
PEIX|PACIFIC ETHANOL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|139156
PEIX|PACIFIC ETHANOL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|615179
PEIX|PACIFIC ETHANOL INC|CTDL|Citadel Derivatives Group Llc|2358
PEIX|PACIFIC ETHANOL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|41478
PEIX|PACIFIC ETHANOL INC|DBAB|Deutsche Bank Securities Inc.|844247
PEIX|PACIFIC ETHANOL INC|DBAX|Deutsche Bank Securities Inc.|357300
PEIX|PACIFIC ETHANOL INC|DEAN|MORGAN STANLEY|16090
PEIX|PACIFIC ETHANOL INC|DEGS|RONIN PROFESSIONAL LLC|54994
PEIX|PACIFIC ETHANOL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9600
PEIX|PACIFIC ETHANOL INC|EBXL|EBX LLC|297800
PEIX|PACIFIC ETHANOL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10408
PEIX|PACIFIC ETHANOL INC|EDJO|Edward D. Jones & Co., L.P.|2737
PEIX|PACIFIC ETHANOL INC|EGAM|CBOE TRADING, INC.|1700
PEIX|PACIFIC ETHANOL INC|EGXM|CBOE TRADING, INC.|300
PEIX|PACIFIC ETHANOL INC|EGXW|CBOE TRADING, INC.|200
PEIX|PACIFIC ETHANOL INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1105
PEIX|PACIFIC ETHANOL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6304
PEIX|PACIFIC ETHANOL INC|ETRS|E*Trade Securities LLC|219917
PEIX|PACIFIC ETHANOL INC|FBCO|Credit Suisse Securities (USA) LLC|212239
PEIX|PACIFIC ETHANOL INC|FILL|Tradestation Securities, Inc.|41
PEIX|PACIFIC ETHANOL INC|FMAF|NBCN Inc./ CDS|2490
PEIX|PACIFIC ETHANOL INC|FOMA|TD AMERITRADE CLEARING, INC.|582987
PEIX|PACIFIC ETHANOL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44212
PEIX|PACIFIC ETHANOL INC|FTBR|Foliofn Investments, Inc.|1119
PEIX|PACIFIC ETHANOL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|14089
PEIX|PACIFIC ETHANOL INC|GLPX|ACS EXECUTION SERVICES, LLC|613
PEIX|PACIFIC ETHANOL INC|GSCO|GOLDMAN SACHS & CO. LLC|770725
PEIX|PACIFIC ETHANOL INC|GSCS|GOLDMAN SACHS & CO. LLC|35551
PEIX|PACIFIC ETHANOL INC|GSLT|GOLDMAN SACHS & CO. LLC|2676
PEIX|PACIFIC ETHANOL INC|GTSZ|GTS SECURITIES LLC|18889
PEIX|PACIFIC ETHANOL INC|HRBF|American Enterprise Investment Services Inc.|1807
PEIX|PACIFIC ETHANOL INC|IATS|INTERACTIVE BROKERS LLC|6400
PEIX|PACIFIC ETHANOL INC|IBKR|Interactive Brokers Llc|140144
PEIX|PACIFIC ETHANOL INC|ICBX|INSTINET, LLC|115858
PEIX|PACIFIC ETHANOL INC|IEQY|CITADEL SECURITIES LLC|160
PEIX|PACIFIC ETHANOL INC|INCA|INSTINET, LLC|215840
PEIX|PACIFIC ETHANOL INC|INJX|INSTINET, LLC|115852
PEIX|PACIFIC ETHANOL INC|ITGI|ITG Inc.|38016
PEIX|PACIFIC ETHANOL INC|ITGP|ITG INC.|245600
PEIX|PACIFIC ETHANOL INC|JEFF|JEFFERIES LLC|1544994
PEIX|PACIFIC ETHANOL INC|JMPT|JUMP TRADING, LLC|2420
PEIX|PACIFIC ETHANOL INC|JONE|JonesTrading|59100
PEIX|PACIFIC ETHANOL INC|JPBX|J.P. MORGAN SECURITIES LLC|2846
PEIX|PACIFIC ETHANOL INC|JPMX|J.P. Morgan Securities LLC|716929
PEIX|PACIFIC ETHANOL INC|JSJX|JANE STREET CAPITAL LLC|19084
PEIX|PACIFIC ETHANOL INC|KCGM|VIRTU Americas LLC|164503
PEIX|PACIFIC ETHANOL INC|LEHM|Barclays Capital Inc./Le|1404014
PEIX|PACIFIC ETHANOL INC|LGNT|COR CLEARING LLC|60
PEIX|PACIFIC ETHANOL INC|LIME|Lime Brokerage LLC|252798
PEIX|PACIFIC ETHANOL INC|LOOP|Loop Capital Markets LLC|13239
PEIX|PACIFIC ETHANOL INC|LQNA|LIQUIDNET, INC.|190600
PEIX|PACIFIC ETHANOL INC|LQNB|LIQUIDNET, INC.|18600
PEIX|PACIFIC ETHANOL INC|MACQ|Macquarie Capital (USA) Inc.|5393
PEIX|PACIFIC ETHANOL INC|MAXM|Maxim Group LLC|1221
PEIX|PACIFIC ETHANOL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|502662
PEIX|PACIFIC ETHANOL INC|MSCO|MORGAN STANLEY & CO. LLC|2033177
PEIX|PACIFIC ETHANOL INC|MSPL|MORGAN STANLEY & CO. LLC|351900
PEIX|PACIFIC ETHANOL INC|MSTX|MORGAN STANLEY & CO. LLC|188300
PEIX|PACIFIC ETHANOL INC|NFSC|National Financial Services LLC|531542
PEIX|PACIFIC ETHANOL INC|NITE|VIRTU Americas LLC|650572
PEIX|PACIFIC ETHANOL INC|NITP|VIRTU Americas LLC|16548
PEIX|PACIFIC ETHANOL INC|NQRB|Brut, LLC|1200
PEIX|PACIFIC ETHANOL INC|OPCO|Oppenheimer & Co. Inc.|2085
PEIX|PACIFIC ETHANOL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PEIX|PACIFIC ETHANOL INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1850
PEIX|PACIFIC ETHANOL INC|PDQM|CODA MARKETS, INC.|144821
PEIX|PACIFIC ETHANOL INC|PHLY|NASDAQ Execution Services, LLC|600
PEIX|PACIFIC ETHANOL INC|RAJA|Raymond James & Associates, Inc.|5506
PEIX|PACIFIC ETHANOL INC|RBCM|RBC CAPITAL MARKETS, LLC|876
PEIX|PACIFIC ETHANOL INC|RGLD|Regal Securities, Inc|171
PEIX|PACIFIC ETHANOL INC|ROTH|Roth Capital Partners, LLC|1000
PEIX|PACIFIC ETHANOL INC|SAGL|SAGETRADER, LLC|323
PEIX|PACIFIC ETHANOL INC|SBSH|Citigroup Global Markets Inc.|286372
PEIX|PACIFIC ETHANOL INC|SGMT|GOLDMAN SACHS & CO. LLC|183852
PEIX|PACIFIC ETHANOL INC|SPDR|SPEEDROUTE LLC|45488
PEIX|PACIFIC ETHANOL INC|STFL|Stifel, Nicolaus & Company, Incorporated|1400
PEIX|PACIFIC ETHANOL INC|SWIM|TD Ameritrade, Inc.|246815
PEIX|PACIFIC ETHANOL INC|SWST|Hilltop Securities Inc.|2010
PEIX|PACIFIC ETHANOL INC|TKNG|ALLY INVEST SECURITIES LLC|17710
PEIX|PACIFIC ETHANOL INC|TMBR|Timber Hill LLC|200
PEIX|PACIFIC ETHANOL INC|TRBT|Tradebot Systems, Inc.|2900
PEIX|PACIFIC ETHANOL INC|TRCM|TRC MARKETS LLC|24396
PEIX|PACIFIC ETHANOL INC|UBSS|UBS Securities LLC|1648151
PEIX|PACIFIC ETHANOL INC|VALX|VIRTU AMERICAS LLC|83413
PEIX|PACIFIC ETHANOL INC|VGRD|Vanguard Marketing Corporation|7180
PEIX|PACIFIC ETHANOL INC|VSIN|Vision Financial Markets Llc|500
PEIX|PACIFIC ETHANOL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
PEIX|PACIFIC ETHANOL INC|WCHV|WELLS FARGO SECURITIES, LLC|28731
PEIX|PACIFIC ETHANOL INC|WDNX|WEEDEN & CO.L.P.|7432
PEIX|PACIFIC ETHANOL INC|WEDB|WEDBUSH SECURITIES INC.|18000
PEIX|PACIFIC ETHANOL INC|WEED|Weeden & Co.L.P.|49727
PEIX|PACIFIC ETHANOL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3000
PEIX|PACIFIC ETHANOL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1122
PEIX|PACIFIC ETHANOL INC|WGIF|CIBC World Markets Inc.|2000
PEIX|PACIFIC ETHANOL INC|WSEA|WOLVERINE SECURITIES, LLC|19130
PEIX|PACIFIC ETHANOL INC|XIST|INSTINET, LLC|13600
PEIX|PACIFIC ETHANOL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|84600
PEIX|PACIFIC ETHANOL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5310
PEJ|PWSHR DYN LEISUR&ENT|APCC|Apex Clearing Corporation|3949
PEJ|PWSHR DYN LEISUR&ENT|BARD|Robert W. Baird & Co. Incorporated|59
PEJ|PWSHR DYN LEISUR&ENT|BATM|CBOE TRADING, INC.|1
PEJ|PWSHR DYN LEISUR&ENT|BBNT|BB&T SECURITIES, LLC|275
PEJ|PWSHR DYN LEISUR&ENT|CANT|Cantor Fitzgerald & Co.|58367
PEJ|PWSHR DYN LEISUR&ENT|CHAS|Charles Schwab & Co., Inc.|4
PEJ|PWSHR DYN LEISUR&ENT|CICF|Canaccord Genuity Corp.|214
PEJ|PWSHR DYN LEISUR&ENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4400
PEJ|PWSHR DYN LEISUR&ENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9853
PEJ|PWSHR DYN LEISUR&ENT|CTDL|Citadel Derivatives Group Llc|624
PEJ|PWSHR DYN LEISUR&ENT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
PEJ|PWSHR DYN LEISUR&ENT|DBAX|Deutsche Bank Securities Inc.|8400
PEJ|PWSHR DYN LEISUR&ENT|DEAN|MORGAN STANLEY|235
PEJ|PWSHR DYN LEISUR&ENT|EBXL|EBX LLC|9800
PEJ|PWSHR DYN LEISUR&ENT|EDJO|Edward D. Jones & Co., L.P.|348
PEJ|PWSHR DYN LEISUR&ENT|ETRS|E*Trade Securities LLC|148
PEJ|PWSHR DYN LEISUR&ENT|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|14136
PEJ|PWSHR DYN LEISUR&ENT|FMAF|NBCN Inc./ CDS|756
PEJ|PWSHR DYN LEISUR&ENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|208
PEJ|PWSHR DYN LEISUR&ENT|FTBR|Foliofn Investments, Inc.|4
PEJ|PWSHR DYN LEISUR&ENT|GLIS|TD Securities Inc|60
PEJ|PWSHR DYN LEISUR&ENT|GSCO|GOLDMAN SACHS & CO. LLC|200
PEJ|PWSHR DYN LEISUR&ENT|HRBF|American Enterprise Investment Services Inc.|3272
PEJ|PWSHR DYN LEISUR&ENT|IATS|INTERACTIVE BROKERS LLC|400
PEJ|PWSHR DYN LEISUR&ENT|IBKR|Interactive Brokers Llc|14920
PEJ|PWSHR DYN LEISUR&ENT|ICBX|INSTINET, LLC|15761
PEJ|PWSHR DYN LEISUR&ENT|INCA|INSTINET, LLC|1230
PEJ|PWSHR DYN LEISUR&ENT|ITGP|ITG INC.|200
PEJ|PWSHR DYN LEISUR&ENT|JANY|Janney Montgomery Scott Inc.|3606
PEJ|PWSHR DYN LEISUR&ENT|JPMX|J.P. Morgan Securities LLC|11284
PEJ|PWSHR DYN LEISUR&ENT|JSJX|JANE STREET CAPITAL LLC|24674
PEJ|PWSHR DYN LEISUR&ENT|KCGM|VIRTU Americas LLC|9082
PEJ|PWSHR DYN LEISUR&ENT|LEHM|Barclays Capital Inc./Le|12200
PEJ|PWSHR DYN LEISUR&ENT|LIME|Lime Brokerage LLC|744
PEJ|PWSHR DYN LEISUR&ENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16328
PEJ|PWSHR DYN LEISUR&ENT|MSCO|MORGAN STANLEY & CO. LLC|66527
PEJ|PWSHR DYN LEISUR&ENT|MSPL|MORGAN STANLEY & CO. LLC|1000
PEJ|PWSHR DYN LEISUR&ENT|NFSC|National Financial Services LLC|13500
PEJ|PWSHR DYN LEISUR&ENT|NITE|VIRTU Americas LLC|13949
PEJ|PWSHR DYN LEISUR&ENT|OPCO|Oppenheimer & Co. Inc.|134
PEJ|PWSHR DYN LEISUR&ENT|RBCM|RBC CAPITAL MARKETS, LLC|80
PEJ|PWSHR DYN LEISUR&ENT|SBSH|Citigroup Global Markets Inc.|17
PEJ|PWSHR DYN LEISUR&ENT|SGMT|GOLDMAN SACHS & CO. LLC|9536
PEJ|PWSHR DYN LEISUR&ENT|SHMR|ABN Amro Clearing LLC|14236
PEJ|PWSHR DYN LEISUR&ENT|STFL|Stifel, Nicolaus & Company, Incorporated|33
PEJ|PWSHR DYN LEISUR&ENT|STKP|STOCKPILE INVESTMENTS, INC.|94
PEJ|PWSHR DYN LEISUR&ENT|UBSS|UBS Securities LLC|11286
PEJ|PWSHR DYN LEISUR&ENT|VALX|VIRTU AMERICAS LLC|220
PEJ|PWSHR DYN LEISUR&ENT|VGRD|Vanguard Marketing Corporation|1173
PEJ|PWSHR DYN LEISUR&ENT|WBET|Wallachbeth Capital LLC|1263140
PEJ|PWSHR DYN LEISUR&ENT|WCHV|WELLS FARGO SECURITIES, LLC|1343
PEJ|PWSHR DYN LEISUR&ENT|WSEA|WOLVERINE SECURITIES, LLC|5
PEJ|PWSHR DYN LEISUR&ENT|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
PEJ|PWSHR DYN LEISUR&ENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|112
PEK|VANECK VECTORS CHINA|APCC|Apex Clearing Corporation|90
PEK|VANECK VECTORS CHINA|BATM|CBOE TRADING, INC.|55
PEK|VANECK VECTORS CHINA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|183
PEK|VANECK VECTORS CHINA|CHAS|Charles Schwab & Co., Inc.|1
PEK|VANECK VECTORS CHINA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
PEK|VANECK VECTORS CHINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|797
PEK|VANECK VECTORS CHINA|DBAX|Deutsche Bank Securities Inc.|700
PEK|VANECK VECTORS CHINA|EBXL|EBX LLC|800
PEK|VANECK VECTORS CHINA|EGXM|CBOE TRADING, INC.|81
PEK|VANECK VECTORS CHINA|ETRS|E*Trade Securities LLC|550
PEK|VANECK VECTORS CHINA|FILL|Tradestation Securities, Inc.|30
PEK|VANECK VECTORS CHINA|FTBR|Foliofn Investments, Inc.|5
PEK|VANECK VECTORS CHINA|GLPX|ACS EXECUTION SERVICES, LLC|500
PEK|VANECK VECTORS CHINA|GSCO|GOLDMAN SACHS & CO. LLC|8640
PEK|VANECK VECTORS CHINA|GSLT|GOLDMAN SACHS & CO. LLC|1795
PEK|VANECK VECTORS CHINA|IATS|INTERACTIVE BROKERS LLC|200
PEK|VANECK VECTORS CHINA|IBKR|Interactive Brokers Llc|3727
PEK|VANECK VECTORS CHINA|ICBX|INSTINET, LLC|1200
PEK|VANECK VECTORS CHINA|INCA|INSTINET, LLC|300
PEK|VANECK VECTORS CHINA|JPMX|J.P. Morgan Securities LLC|1000
PEK|VANECK VECTORS CHINA|JSJX|JANE STREET CAPITAL LLC|17821
PEK|VANECK VECTORS CHINA|KCGM|VIRTU Americas LLC|400
PEK|VANECK VECTORS CHINA|LEHM|Barclays Capital Inc./Le|1600
PEK|VANECK VECTORS CHINA|LIME|Lime Brokerage LLC|2541
PEK|VANECK VECTORS CHINA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PEK|VANECK VECTORS CHINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
PEK|VANECK VECTORS CHINA|MSCO|MORGAN STANLEY & CO. LLC|9550
PEK|VANECK VECTORS CHINA|NFSC|National Financial Services LLC|6233
PEK|VANECK VECTORS CHINA|NITE|VIRTU Americas LLC|6415
PEK|VANECK VECTORS CHINA|NQRB|Brut, LLC|900
PEK|VANECK VECTORS CHINA|OLDM|OLD MISSION CAPITAL, LLC|74
PEK|VANECK VECTORS CHINA|PDQM|CODA MARKETS, INC.|1000
PEK|VANECK VECTORS CHINA|RBCM|RBC CAPITAL MARKETS, LLC|100
PEK|VANECK VECTORS CHINA|SBSH|Citigroup Global Markets Inc.|636
PEK|VANECK VECTORS CHINA|SGMT|GOLDMAN SACHS & CO. LLC|501
PEK|VANECK VECTORS CHINA|SWIM|TD Ameritrade, Inc.|267
PEK|VANECK VECTORS CHINA|UBSA|UBS SECURITIES LLC|1114
PEK|VANECK VECTORS CHINA|UBSS|UBS Securities LLC|2338
PEK|VANECK VECTORS CHINA|VGRD|Vanguard Marketing Corporation|566
PEK|VANECK VECTORS CHINA|WCHV|WELLS FARGO SECURITIES, LLC|107
PEK|VANECK VECTORS CHINA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61
PEK|VANECK VECTORS CHINA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22
PEN|PENUMBRA INC.|ADAM|CANACCORD GENUITY INC.|2498
PEN|PENUMBRA INC.|ANOS|ABEL/NOSER, L.L.C.|75
PEN|PENUMBRA INC.|APCC|Apex Clearing Corporation|346
PEN|PENUMBRA INC.|AQUA|AQUA SECURITIES L.P.|3600
PEN|PENUMBRA INC.|BARD|Robert W. Baird & Co. Incorporated|2
PEN|PENUMBRA INC.|BATM|CBOE TRADING, INC.|5700
PEN|PENUMBRA INC.|BBNT|BB&T SECURITIES, LLC|100
PEN|PENUMBRA INC.|BERN|Sanford C. Bernstein & Co., LLC|25080
PEN|PENUMBRA INC.|BGCE|BGC Financial Inc.|2970
PEN|PENUMBRA INC.|BIDS|BIDS TRADING L.P.|100
PEN|PENUMBRA INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2019
PEN|PENUMBRA INC.|BLKX|INSTINET, LLC|10000
PEN|PENUMBRA INC.|BNPX|BNP PARIBAS SECURITIES CORP.|825
PEN|PENUMBRA INC.|BTIG|BTIG, LLC|333
PEN|PENUMBRA INC.|BYXM|CBOE TRADING, INC.|770
PEN|PENUMBRA INC.|BZYD|GOLDMAN SACHS & CO. LLC|500
PEN|PENUMBRA INC.|CABR|Cabrera Capital Markets, Inc.|11
PEN|PENUMBRA INC.|CANT|Cantor Fitzgerald & Co.|10
PEN|PENUMBRA INC.|CHAS|Charles Schwab & Co., Inc.|550
PEN|PENUMBRA INC.|CIST|Capital Institutional Services, Inc.|1975
PEN|PENUMBRA INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35308
PEN|PENUMBRA INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7444
PEN|PENUMBRA INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|907
PEN|PENUMBRA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|143313
PEN|PENUMBRA INC.|CTDL|Citadel Derivatives Group Llc|2472
PEN|PENUMBRA INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|17148
PEN|PENUMBRA INC.|DBAB|Deutsche Bank Securities Inc.|83627
PEN|PENUMBRA INC.|DBAX|Deutsche Bank Securities Inc.|140900
PEN|PENUMBRA INC.|DBUL|Deutsche Bank Securities Inc.|300
PEN|PENUMBRA INC.|DEAN|MORGAN STANLEY|562
PEN|PENUMBRA INC.|DEGS|RONIN PROFESSIONAL LLC|200
PEN|PENUMBRA INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4920
PEN|PENUMBRA INC.|EBXL|EBX LLC|144100
PEN|PENUMBRA INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|586
PEN|PENUMBRA INC.|EDJO|Edward D. Jones & Co., L.P.|130
PEN|PENUMBRA INC.|EGAM|CBOE TRADING, INC.|14865
PEN|PENUMBRA INC.|EGAW|CBOE TRADING, INC.|46
PEN|PENUMBRA INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2575
PEN|PENUMBRA INC.|EGXM|CBOE TRADING, INC.|612
PEN|PENUMBRA INC.|ELEV|ELEVATION, LLC|4045
PEN|PENUMBRA INC.|ETBE|Electronic Transaction Clearing, Inc.|2072
PEN|PENUMBRA INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
PEN|PENUMBRA INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
PEN|PENUMBRA INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23519
PEN|PENUMBRA INC.|ETRS|E*Trade Securities LLC|59481
PEN|PENUMBRA INC.|FILL|Tradestation Securities, Inc.|1304
PEN|PENUMBRA INC.|FMAF|NBCN Inc./ CDS|63
PEN|PENUMBRA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23091
PEN|PENUMBRA INC.|FTBR|Foliofn Investments, Inc.|1024
PEN|PENUMBRA INC.|GLIS|TD Securities Inc|435
PEN|PENUMBRA INC.|GLPX|ACS EXECUTION SERVICES, LLC|22233
PEN|PENUMBRA INC.|GSCO|GOLDMAN SACHS & CO. LLC|390634
PEN|PENUMBRA INC.|GSCS|GOLDMAN SACHS & CO. LLC|4000
PEN|PENUMBRA INC.|GSLT|GOLDMAN SACHS & CO. LLC|1606
PEN|PENUMBRA INC.|GTSZ|GTS SECURITIES LLC|16016
PEN|PENUMBRA INC.|HRBF|American Enterprise Investment Services Inc.|304
PEN|PENUMBRA INC.|HSBC|HSBC Securities, Inc.|812
PEN|PENUMBRA INC.|IATS|INTERACTIVE BROKERS LLC|5313
PEN|PENUMBRA INC.|IBKR|Interactive Brokers Llc|12547
PEN|PENUMBRA INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
PEN|PENUMBRA INC.|ICBX|INSTINET, LLC|15117
PEN|PENUMBRA INC.|IEQY|CITADEL SECURITIES LLC|13907
PEN|PENUMBRA INC.|INCA|INSTINET, LLC|44960
PEN|PENUMBRA INC.|INJX|INSTINET, LLC|3899
PEN|PENUMBRA INC.|ITGI|ITG Inc.|21388
PEN|PENUMBRA INC.|ITGP|ITG INC.|160200
PEN|PENUMBRA INC.|JEFF|JEFFERIES LLC|31307
PEN|PENUMBRA INC.|JMPT|JUMP TRADING, LLC|36996
PEN|PENUMBRA INC.|JONE|JonesTrading|10
PEN|PENUMBRA INC.|JPBX|J.P. MORGAN SECURITIES LLC|45198
PEN|PENUMBRA INC.|JPMX|J.P. Morgan Securities LLC|494044
PEN|PENUMBRA INC.|JSJX|JANE STREET CAPITAL LLC|9195
PEN|PENUMBRA INC.|KCGM|VIRTU Americas LLC|22958
PEN|PENUMBRA INC.|LEHM|Barclays Capital Inc./Le|217391
PEN|PENUMBRA INC.|LIME|Lime Brokerage LLC|8757
PEN|PENUMBRA INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|101696
PEN|PENUMBRA INC.|LOOP|Loop Capital Markets LLC|10076
PEN|PENUMBRA INC.|LQNA|LIQUIDNET, INC.|28400
PEN|PENUMBRA INC.|LQNB|LIQUIDNET, INC.|3600
PEN|PENUMBRA INC.|LSCI|Lek Securities Corporation|14
PEN|PENUMBRA INC.|LVMR|LIVERMORE TRADING GROUP, INC.|798
PEN|PENUMBRA INC.|MBTS|ALLY INVEST SECURITIES LLC|101
PEN|PENUMBRA INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48808
PEN|PENUMBRA INC.|MSCO|MORGAN STANLEY & CO. LLC|322383
PEN|PENUMBRA INC.|MSPL|MORGAN STANLEY & CO. LLC|220200
PEN|PENUMBRA INC.|MSTX|MORGAN STANLEY & CO. LLC|35900
PEN|PENUMBRA INC.|MULL|MARK J. MULLER EQUITIES, INC.|2000
PEN|PENUMBRA INC.|NFSC|National Financial Services LLC|36120
PEN|PENUMBRA INC.|NITE|VIRTU Americas LLC|133186
PEN|PENUMBRA INC.|NQRB|Brut, LLC|746
PEN|PENUMBRA INC.|NTBF|BMO Nesbitt Burns Inc./CDS|50
PEN|PENUMBRA INC.|OPCO|Oppenheimer & Co. Inc.|145
PEN|PENUMBRA INC.|PCPT|PHILLIP CAPITAL INC.|217
PEN|PENUMBRA INC.|PDQM|CODA MARKETS, INC.|40431
PEN|PENUMBRA INC.|PWJC|UBS Financial Services, Inc.|160
PEN|PENUMBRA INC.|RBCM|RBC CAPITAL MARKETS, LLC|68
PEN|PENUMBRA INC.|SAGL|SAGETRADER, LLC|7349
PEN|PENUMBRA INC.|SBSH|Citigroup Global Markets Inc.|32294
PEN|PENUMBRA INC.|SGMT|GOLDMAN SACHS & CO. LLC|63148
PEN|PENUMBRA INC.|SJLS|TRADE INFORMATICS LLC|100
PEN|PENUMBRA INC.|SOGO|Wang Investment Associates, Inc.|200
PEN|PENUMBRA INC.|SPDR|SPEEDROUTE LLC|18886
PEN|PENUMBRA INC.|SPTD|MINT GLOBAL MARKETS, INC.|13903
PEN|PENUMBRA INC.|STFL|Stifel, Nicolaus & Company, Incorporated|403
PEN|PENUMBRA INC.|STKP|STOCKPILE INVESTMENTS, INC.|10
PEN|PENUMBRA INC.|SWIM|TD Ameritrade, Inc.|7911
PEN|PENUMBRA INC.|SWST|Hilltop Securities Inc.|2342
PEN|PENUMBRA INC.|TIAD|Triad Securities Corp|84
PEN|PENUMBRA INC.|TKNG|ALLY INVEST SECURITIES LLC|236
PEN|PENUMBRA INC.|TMBR|Timber Hill LLC|1
PEN|PENUMBRA INC.|TRBT|Tradebot Systems, Inc.|937
PEN|PENUMBRA INC.|TRCM|TRC MARKETS LLC|28307
PEN|PENUMBRA INC.|TWTT|TASTYWORKS, INC.|4
PEN|PENUMBRA INC.|UBSA|UBS SECURITIES LLC|241245
PEN|PENUMBRA INC.|UBSS|UBS Securities LLC|326449
PEN|PENUMBRA INC.|VALX|VIRTU AMERICAS LLC|20159
PEN|PENUMBRA INC.|VGRD|Vanguard Marketing Corporation|1467
PEN|PENUMBRA INC.|WABR|Wall Street Access|2900
PEN|PENUMBRA INC.|WBLR|WILLIAM BLAIR|4300
PEN|PENUMBRA INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|690
PEN|PENUMBRA INC.|WCHV|WELLS FARGO SECURITIES, LLC|24565
PEN|PENUMBRA INC.|WEDB|WEDBUSH SECURITIES INC.|2174
PEN|PENUMBRA INC.|WEED|Weeden & Co.L.P.|389
PEN|PENUMBRA INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|797
PEN|PENUMBRA INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9610
PEN|PENUMBRA INC.|WSEA|WOLVERINE SECURITIES, LLC|499
PEN|PENUMBRA INC.|XIST|INSTINET, LLC|7200
PEN|PENUMBRA INC.|XPQR|Jump Trading|400
PEN|PENUMBRA INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|9690
PEN|PENUMBRA INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3838
PEN|PENUMBRA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|339
PENN|PENN NATL GAMING INC|ABLE|NATIXIS Securities Americas LLC|4614
PENN|PENN NATL GAMING INC|ADAM|CANACCORD GENUITY INC.|35100
PENN|PENN NATL GAMING INC|ALTX|Alternet Securities Inc.|9700
PENN|PENN NATL GAMING INC|ANOS|ABEL/NOSER, L.L.C.|200
PENN|PENN NATL GAMING INC|APCC|Apex Clearing Corporation|1718
PENN|PENN NATL GAMING INC|BANK|Primevest Financial Services, Inc.|250
PENN|PENN NATL GAMING INC|BARD|Robert W. Baird & Co. Incorporated|2300
PENN|PENN NATL GAMING INC|BATM|CBOE TRADING, INC.|22985
PENN|PENN NATL GAMING INC|BAYC|BAY CREST PARTNERS, LLC|8581
PENN|PENN NATL GAMING INC|BBNT|BB&T SECURITIES, LLC|6
PENN|PENN NATL GAMING INC|BERN|Sanford C. Bernstein & Co., LLC|126312
PENN|PENN NATL GAMING INC|BIDS|BIDS TRADING L.P.|200
PENN|PENN NATL GAMING INC|BIMI|Banca IMI Securities Corp.|36
PENN|PENN NATL GAMING INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13429
PENN|PENN NATL GAMING INC|BLKX|INSTINET, LLC|264390
PENN|PENN NATL GAMING INC|BMOC|BMO Capital Markets Corp.|17542
PENN|PENN NATL GAMING INC|BNPX|BNP PARIBAS SECURITIES CORP.|29062
PENN|PENN NATL GAMING INC|BRVL|BLAYLOCK VAN, LLC|200
PENN|PENN NATL GAMING INC|BTIG|BTIG, LLC|1303
PENN|PENN NATL GAMING INC|BYXM|CBOE TRADING, INC.|6683
PENN|PENN NATL GAMING INC|BZYD|GOLDMAN SACHS & CO. LLC|1700
PENN|PENN NATL GAMING INC|CANT|Cantor Fitzgerald & Co.|2217
PENN|PENN NATL GAMING INC|CHAS|Charles Schwab & Co., Inc.|5625
PENN|PENN NATL GAMING INC|CIST|Capital Institutional Services, Inc.|137
PENN|PENN NATL GAMING INC|CLSA|CLSA AMERICAS, LLC|2000
PENN|PENN NATL GAMING INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|280689
PENN|PENN NATL GAMING INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
PENN|PENN NATL GAMING INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|498067
PENN|PENN NATL GAMING INC|CTDL|Citadel Derivatives Group Llc|26267
PENN|PENN NATL GAMING INC|CTLR|CUTLER GROUP, LP|200
PENN|PENN NATL GAMING INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|113112
PENN|PENN NATL GAMING INC|DBAB|Deutsche Bank Securities Inc.|618644
PENN|PENN NATL GAMING INC|DBAX|Deutsche Bank Securities Inc.|505900
PENN|PENN NATL GAMING INC|DBUL|Deutsche Bank Securities Inc.|100
PENN|PENN NATL GAMING INC|DEAN|MORGAN STANLEY|598
PENN|PENN NATL GAMING INC|DEGS|RONIN PROFESSIONAL LLC|976
PENN|PENN NATL GAMING INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16074
PENN|PENN NATL GAMING INC|EBXL|EBX LLC|348000
PENN|PENN NATL GAMING INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4130
PENN|PENN NATL GAMING INC|EDJO|Edward D. Jones & Co., L.P.|1845
PENN|PENN NATL GAMING INC|EGAM|CBOE TRADING, INC.|12052
PENN|PENN NATL GAMING INC|EGAW|CBOE TRADING, INC.|300
PENN|PENN NATL GAMING INC|EGMT|EG MARKET TECHNOLOGIES LLC|3970
PENN|PENN NATL GAMING INC|EGXM|CBOE TRADING, INC.|4445
PENN|PENN NATL GAMING INC|EGXW|CBOE TRADING, INC.|200
PENN|PENN NATL GAMING INC|ELEV|ELEVATION, LLC|1318
PENN|PENN NATL GAMING INC|ETBE|Electronic Transaction Clearing, Inc.|42012
PENN|PENN NATL GAMING INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4592
PENN|PENN NATL GAMING INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48991
PENN|PENN NATL GAMING INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PENN|PENN NATL GAMING INC|ETRS|E*Trade Securities LLC|77192
PENN|PENN NATL GAMING INC|FBCO|Credit Suisse Securities (USA) LLC|755478
PENN|PENN NATL GAMING INC|FIDT|Fidelity Clearing Canada ULC./ CDS|11
PENN|PENN NATL GAMING INC|FILL|Tradestation Securities, Inc.|17727
PENN|PENN NATL GAMING INC|FMAF|NBCN Inc./ CDS|1015
PENN|PENN NATL GAMING INC|FOMA|TD AMERITRADE CLEARING, INC.|187103
PENN|PENN NATL GAMING INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5546
PENN|PENN NATL GAMING INC|FQLS|Quantlab Securities LP|592955
PENN|PENN NATL GAMING INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|154500
PENN|PENN NATL GAMING INC|FTBR|Foliofn Investments, Inc.|12189
PENN|PENN NATL GAMING INC|GARC|ICAP Corporates LLC|126
PENN|PENN NATL GAMING INC|GEBB|GLOBAL EXECUTION BROKERS, LP|114050
PENN|PENN NATL GAMING INC|GLPX|ACS EXECUTION SERVICES, LLC|29872
PENN|PENN NATL GAMING INC|GSCO|GOLDMAN SACHS & CO. LLC|1416742
PENN|PENN NATL GAMING INC|GSCS|GOLDMAN SACHS & CO. LLC|46468
PENN|PENN NATL GAMING INC|GSLT|GOLDMAN SACHS & CO. LLC|11144
PENN|PENN NATL GAMING INC|GTSZ|GTS SECURITIES LLC|153793
PENN|PENN NATL GAMING INC|HRBF|American Enterprise Investment Services Inc.|8761
PENN|PENN NATL GAMING INC|HSBC|HSBC Securities, Inc.|2819
PENN|PENN NATL GAMING INC|IATS|INTERACTIVE BROKERS LLC|14972
PENN|PENN NATL GAMING INC|IBKR|Interactive Brokers Llc|128126
PENN|PENN NATL GAMING INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
PENN|PENN NATL GAMING INC|ICBX|INSTINET, LLC|122008
PENN|PENN NATL GAMING INC|IEQY|CITADEL SECURITIES LLC|78471
PENN|PENN NATL GAMING INC|INCA|INSTINET, LLC|954159
PENN|PENN NATL GAMING INC|INJX|INSTINET, LLC|81144
PENN|PENN NATL GAMING INC|ITGI|ITG Inc.|179766
PENN|PENN NATL GAMING INC|ITGP|ITG INC.|280800
PENN|PENN NATL GAMING INC|JANY|Janney Montgomery Scott Inc.|971
PENN|PENN NATL GAMING INC|JEFF|JEFFERIES LLC|411683
PENN|PENN NATL GAMING INC|JMPT|JUMP TRADING, LLC|178115
PENN|PENN NATL GAMING INC|JPBX|J.P. MORGAN SECURITIES LLC|463506
PENN|PENN NATL GAMING INC|JPMX|J.P. Morgan Securities LLC|684650
PENN|PENN NATL GAMING INC|JSJX|JANE STREET CAPITAL LLC|76494
PENN|PENN NATL GAMING INC|KBWI|Keefe, Bruyette & Woods, Inc.|25000
PENN|PENN NATL GAMING INC|KCGM|VIRTU Americas LLC|119085
PENN|PENN NATL GAMING INC|KEYB|KEYBANC CAPITAL MARKETS INC.|23800
PENN|PENN NATL GAMING INC|LEHM|Barclays Capital Inc./Le|926105
PENN|PENN NATL GAMING INC|LIME|Lime Brokerage LLC|210397
PENN|PENN NATL GAMING INC|LOOP|Loop Capital Markets LLC|475
PENN|PENN NATL GAMING INC|LQNA|LIQUIDNET, INC.|339500
PENN|PENN NATL GAMING INC|LSCI|Lek Securities Corporation|1066
PENN|PENN NATL GAMING INC|MACQ|Macquarie Capital (USA) Inc.|145894
PENN|PENN NATL GAMING INC|MAXM|Maxim Group LLC|15697
PENN|PENN NATL GAMING INC|MBTS|ALLY INVEST SECURITIES LLC|128
PENN|PENN NATL GAMING INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|207429
PENN|PENN NATL GAMING INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
PENN|PENN NATL GAMING INC|MOTF|MOTIF INVESTING, INC.|33
PENN|PENN NATL GAMING INC|MSCO|MORGAN STANLEY & CO. LLC|3744070
PENN|PENN NATL GAMING INC|MSPL|MORGAN STANLEY & CO. LLC|568700
PENN|PENN NATL GAMING INC|MSTX|MORGAN STANLEY & CO. LLC|362400
PENN|PENN NATL GAMING INC|MZHO|Mizuho Securities USA LLC|223947
PENN|PENN NATL GAMING INC|NFSC|National Financial Services LLC|207702
PENN|PENN NATL GAMING INC|NITE|VIRTU Americas LLC|529474
PENN|PENN NATL GAMING INC|NITP|VIRTU Americas LLC|6666
PENN|PENN NATL GAMING INC|NMRA|Nomura Securities International, Inc.|6500
PENN|PENN NATL GAMING INC|NQRB|Brut, LLC|10421
PENN|PENN NATL GAMING INC|NTRC|Northern Trust Securities, Inc.|2023
PENN|PENN NATL GAMING INC|OHOS|TWO SIGMA SECURITIES, LLC|102658
PENN|PENN NATL GAMING INC|OPCO|Oppenheimer & Co. Inc.|6480
PENN|PENN NATL GAMING INC|OTAA|OTA LLC|6000
PENN|PENN NATL GAMING INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
PENN|PENN NATL GAMING INC|PDQM|CODA MARKETS, INC.|156554
PENN|PENN NATL GAMING INC|PHLY|NASDAQ Execution Services, LLC|400
PENN|PENN NATL GAMING INC|PIPR|Piper Jaffray & Co.|587
PENN|PENN NATL GAMING INC|RAJA|Raymond James & Associates, Inc.|184
PENN|PENN NATL GAMING INC|RBCM|RBC CAPITAL MARKETS, LLC|5738
PENN|PENN NATL GAMING INC|ROTH|Roth Capital Partners, LLC|400
PENN|PENN NATL GAMING INC|SAGL|SAGETRADER, LLC|2586
PENN|PENN NATL GAMING INC|SAGW|SAGETRADER, LLC|886
PENN|PENN NATL GAMING INC|SBSH|Citigroup Global Markets Inc.|322341
PENN|PENN NATL GAMING INC|SEIC|SEI Investments Distribution Co.|300
PENN|PENN NATL GAMING INC|SGMT|GOLDMAN SACHS & CO. LLC|219810
PENN|PENN NATL GAMING INC|SPDR|SPEEDROUTE LLC|14764
PENN|PENN NATL GAMING INC|STFL|Stifel, Nicolaus & Company, Incorporated|14124
PENN|PENN NATL GAMING INC|STKP|STOCKPILE INVESTMENTS, INC.|158
PENN|PENN NATL GAMING INC|STXG|Stockcross Financial Services, Inc.|3
PENN|PENN NATL GAMING INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|450
PENN|PENN NATL GAMING INC|SWIM|TD Ameritrade, Inc.|86861
PENN|PENN NATL GAMING INC|SWST|Hilltop Securities Inc.|27189
PENN|PENN NATL GAMING INC|TAGC|TELSEY ADVISORY GROUP LLC|4004
PENN|PENN NATL GAMING INC|TKNG|ALLY INVEST SECURITIES LLC|3512
PENN|PENN NATL GAMING INC|TMBR|Timber Hill LLC|40
PENN|PENN NATL GAMING INC|TONC|CUTTONE & CO., LLC|6480
PENN|PENN NATL GAMING INC|TRBT|Tradebot Systems, Inc.|423430
PENN|PENN NATL GAMING INC|TRCM|TRC MARKETS LLC|327799
PENN|PENN NATL GAMING INC|TWTT|TASTYWORKS, INC.|2240
PENN|PENN NATL GAMING INC|UBSA|UBS SECURITIES LLC|757953
PENN|PENN NATL GAMING INC|UBSS|UBS Securities LLC|1736166
PENN|PENN NATL GAMING INC|VALX|VIRTU AMERICAS LLC|10528
PENN|PENN NATL GAMING INC|VGRD|Vanguard Marketing Corporation|22172
PENN|PENN NATL GAMING INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
PENN|PENN NATL GAMING INC|WCHV|WELLS FARGO SECURITIES, LLC|50515
PENN|PENN NATL GAMING INC|WEED|Weeden & Co.L.P.|13178
PENN|PENN NATL GAMING INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30982
PENN|PENN NATL GAMING INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48524
PENN|PENN NATL GAMING INC|WFPB|Wells Fargo Securities, LLC.|881
PENN|PENN NATL GAMING INC|WGIF|CIBC World Markets Inc.|448
PENN|PENN NATL GAMING INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|77
PENN|PENN NATL GAMING INC|WSEA|WOLVERINE SECURITIES, LLC|9623
PENN|PENN NATL GAMING INC|XIST|INSTINET, LLC|69054
PENN|PENN NATL GAMING INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|95216
PENN|PENN NATL GAMING INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1997
PENN|PENN NATL GAMING INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3426
PEO|ADAMS NAT RES FD|ALTX|Alternet Securities Inc.|6968
PEO|ADAMS NAT RES FD|APCC|Apex Clearing Corporation|16
PEO|ADAMS NAT RES FD|BARD|Robert W. Baird & Co. Incorporated|1592
PEO|ADAMS NAT RES FD|BATM|CBOE TRADING, INC.|100
PEO|ADAMS NAT RES FD|BBNT|BB&T SECURITIES, LLC|11
PEO|ADAMS NAT RES FD|BERN|Sanford C. Bernstein & Co., LLC|114
PEO|ADAMS NAT RES FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1052
PEO|ADAMS NAT RES FD|CANT|Cantor Fitzgerald & Co.|184
PEO|ADAMS NAT RES FD|CHAS|Charles Schwab & Co., Inc.|513
PEO|ADAMS NAT RES FD|CIST|Capital Institutional Services, Inc.|371
PEO|ADAMS NAT RES FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
PEO|ADAMS NAT RES FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1536
PEO|ADAMS NAT RES FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13221
PEO|ADAMS NAT RES FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1700
PEO|ADAMS NAT RES FD|DADA|D.A. Davidson & Co.|1421
PEO|ADAMS NAT RES FD|DAVA|Davenport & Company LLC|1
PEO|ADAMS NAT RES FD|DBAX|Deutsche Bank Securities Inc.|3400
PEO|ADAMS NAT RES FD|DEAN|MORGAN STANLEY|4495
PEO|ADAMS NAT RES FD|DEGS|RONIN PROFESSIONAL LLC|1758
PEO|ADAMS NAT RES FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6598
PEO|ADAMS NAT RES FD|EBXL|EBX LLC|21200
PEO|ADAMS NAT RES FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|12182
PEO|ADAMS NAT RES FD|EDJO|Edward D. Jones & Co., L.P.|3542
PEO|ADAMS NAT RES FD|EGAM|CBOE TRADING, INC.|6861
PEO|ADAMS NAT RES FD|EGAW|CBOE TRADING, INC.|200
PEO|ADAMS NAT RES FD|EGXM|CBOE TRADING, INC.|320
PEO|ADAMS NAT RES FD|ETBE|Electronic Transaction Clearing, Inc.|100
PEO|ADAMS NAT RES FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|453
PEO|ADAMS NAT RES FD|ETRS|E*Trade Securities LLC|10027
PEO|ADAMS NAT RES FD|FMAF|NBCN Inc./ CDS|928
PEO|ADAMS NAT RES FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4710
PEO|ADAMS NAT RES FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3179
PEO|ADAMS NAT RES FD|FTBR|Foliofn Investments, Inc.|133
PEO|ADAMS NAT RES FD|GLPX|ACS EXECUTION SERVICES, LLC|550
PEO|ADAMS NAT RES FD|GSCO|GOLDMAN SACHS & CO. LLC|9778
PEO|ADAMS NAT RES FD|GSLT|GOLDMAN SACHS & CO. LLC|300
PEO|ADAMS NAT RES FD|GTSZ|GTS SECURITIES LLC|830
PEO|ADAMS NAT RES FD|HRBF|American Enterprise Investment Services Inc.|7410
PEO|ADAMS NAT RES FD|IATS|INTERACTIVE BROKERS LLC|9318
PEO|ADAMS NAT RES FD|IBKR|Interactive Brokers Llc|45294
PEO|ADAMS NAT RES FD|ICBX|INSTINET, LLC|10200
PEO|ADAMS NAT RES FD|INCA|INSTINET, LLC|6758
PEO|ADAMS NAT RES FD|INJX|INSTINET, LLC|3695
PEO|ADAMS NAT RES FD|ITGI|ITG Inc.|28072
PEO|ADAMS NAT RES FD|ITGP|ITG INC.|25000
PEO|ADAMS NAT RES FD|JANY|Janney Montgomery Scott Inc.|3
PEO|ADAMS NAT RES FD|JEFF|JEFFERIES LLC|430
PEO|ADAMS NAT RES FD|JMPT|JUMP TRADING, LLC|20
PEO|ADAMS NAT RES FD|JONE|JonesTrading|200
PEO|ADAMS NAT RES FD|JPMX|J.P. Morgan Securities LLC|3000
PEO|ADAMS NAT RES FD|JSJX|JANE STREET CAPITAL LLC|200
PEO|ADAMS NAT RES FD|KCGM|VIRTU Americas LLC|3700
PEO|ADAMS NAT RES FD|LEHM|Barclays Capital Inc./Le|12367
PEO|ADAMS NAT RES FD|LIME|Lime Brokerage LLC|285
PEO|ADAMS NAT RES FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PEO|ADAMS NAT RES FD|MCMF|Raymond James Ltd. Cds|1649
PEO|ADAMS NAT RES FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15944
PEO|ADAMS NAT RES FD|MSCO|MORGAN STANLEY & CO. LLC|39621
PEO|ADAMS NAT RES FD|MSPL|MORGAN STANLEY & CO. LLC|800
PEO|ADAMS NAT RES FD|NATL|National Securities Corporation|100
PEO|ADAMS NAT RES FD|NFSC|National Financial Services LLC|232766
PEO|ADAMS NAT RES FD|NITE|VIRTU Americas LLC|201578
PEO|ADAMS NAT RES FD|NQRB|Brut, LLC|3500
PEO|ADAMS NAT RES FD|OPCO|Oppenheimer & Co. Inc.|341
PEO|ADAMS NAT RES FD|PDQM|CODA MARKETS, INC.|1666
PEO|ADAMS NAT RES FD|PWJC|UBS Financial Services, Inc.|2397
PEO|ADAMS NAT RES FD|RBCM|RBC CAPITAL MARKETS, LLC|12283
PEO|ADAMS NAT RES FD|SAGL|SAGETRADER, LLC|902
PEO|ADAMS NAT RES FD|SBSH|Citigroup Global Markets Inc.|1878
PEO|ADAMS NAT RES FD|SGMT|GOLDMAN SACHS & CO. LLC|4400
PEO|ADAMS NAT RES FD|SPDR|SPEEDROUTE LLC|5000
PEO|ADAMS NAT RES FD|SPHN|Stephens Inc.|50
PEO|ADAMS NAT RES FD|STFL|Stifel, Nicolaus & Company, Incorporated|1270
PEO|ADAMS NAT RES FD|STXG|Stockcross Financial Services, Inc.|25
PEO|ADAMS NAT RES FD|SWIM|TD Ameritrade, Inc.|5792
PEO|ADAMS NAT RES FD|SWST|Hilltop Securities Inc.|7254
PEO|ADAMS NAT RES FD|TKNG|ALLY INVEST SECURITIES LLC|10
PEO|ADAMS NAT RES FD|TRBT|Tradebot Systems, Inc.|3163
PEO|ADAMS NAT RES FD|UBSA|UBS SECURITIES LLC|23766
PEO|ADAMS NAT RES FD|UBSS|UBS Securities LLC|31326
PEO|ADAMS NAT RES FD|VALX|VIRTU AMERICAS LLC|1321
PEO|ADAMS NAT RES FD|VGRD|Vanguard Marketing Corporation|29107
PEO|ADAMS NAT RES FD|WCHV|WELLS FARGO SECURITIES, LLC|62533
PEO|ADAMS NAT RES FD|WEDB|WEDBUSH SECURITIES INC.|2
PEO|ADAMS NAT RES FD|WEED|Weeden & Co.L.P.|250
PEO|ADAMS NAT RES FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|90
PEO|ADAMS NAT RES FD|WSEA|WOLVERINE SECURITIES, LLC|615
PEO|ADAMS NAT RES FD|XPQR|Jump Trading|200
PEO|ADAMS NAT RES FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
PEO|ADAMS NAT RES FD|YKNA|COMHAR CAPITAL MARKETS, LLC|616
PEO|ADAMS NAT RES FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6226
PEP|PEPSICO INC|ABLE|NATIXIS Securities Americas LLC|448298
PEP|PEPSICO INC|ADAM|CANACCORD GENUITY INC.|4825
PEP|PEPSICO INC|AGIS|Aegis Capital Corp.|409
PEP|PEPSICO INC|ALLN|Allen & Company LLC|10121
PEP|PEPSICO INC|ALTX|Alternet Securities Inc.|58333
PEP|PEPSICO INC|ANOS|ABEL/NOSER, L.L.C.|2636
PEP|PEPSICO INC|APCC|Apex Clearing Corporation|5655
PEP|PEPSICO INC|AQUA|AQUA SECURITIES L.P.|7700
PEP|PEPSICO INC|BALE|M&T SECURITIES, INC.|5583
PEP|PEPSICO INC|BANK|Primevest Financial Services, Inc.|1533
PEP|PEPSICO INC|BARD|Robert W. Baird & Co. Incorporated|51702
PEP|PEPSICO INC|BATM|CBOE TRADING, INC.|47759
PEP|PEPSICO INC|BAYC|BAY CREST PARTNERS, LLC|84446
PEP|PEPSICO INC|BAYT|BTIG, LLC|69700
PEP|PEPSICO INC|BBNT|BB&T SECURITIES, LLC|26356
PEP|PEPSICO INC|BERN|Sanford C. Bernstein & Co., LLC|1786241
PEP|PEPSICO INC|BIAD|SAGETRADER, LLC|698
PEP|PEPSICO INC|BIDS|BIDS TRADING L.P.|4100
PEP|PEPSICO INC|BIMI|Banca IMI Securities Corp.|2233
PEP|PEPSICO INC|BKCM|BNY Mellon Capital Markets LLC|3611
PEP|PEPSICO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55187
PEP|PEPSICO INC|BLKX|INSTINET, LLC|300397
PEP|PEPSICO INC|BMOC|BMO Capital Markets Corp.|581022
PEP|PEPSICO INC|BNCH|The Benchmark Company, LLC|22500
PEP|PEPSICO INC|BNPX|BNP PARIBAS SECURITIES CORP.|1061984
PEP|PEPSICO INC|BOSC|Boenning & Scattergood, Inc.|50
PEP|PEPSICO INC|BTIG|BTIG, LLC|250643
PEP|PEPSICO INC|BYXM|CBOE TRADING, INC.|25268
PEP|PEPSICO INC|BZYD|GOLDMAN SACHS & CO. LLC|100
PEP|PEPSICO INC|CANT|Cantor Fitzgerald & Co.|323292
PEP|PEPSICO INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|66130
PEP|PEPSICO INC|CBRA|Cobra Trading, Inc.|1600
PEP|PEPSICO INC|CHAS|Charles Schwab & Co., Inc.|24444
PEP|PEPSICO INC|CIBP|CIBC World Markets Corp.|93722
PEP|PEPSICO INC|CICF|Canaccord Genuity Corp.|484
PEP|PEPSICO INC|CIST|Capital Institutional Services, Inc.|66199
PEP|PEPSICO INC|CLSA|CLSA AMERICAS, LLC|5500
PEP|PEPSICO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|767029
PEP|PEPSICO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1948
PEP|PEPSICO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28652
PEP|PEPSICO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1598442
PEP|PEPSICO INC|CTDL|Citadel Derivatives Group Llc|233750
PEP|PEPSICO INC|CTLR|CUTLER GROUP, LP|395
PEP|PEPSICO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|190360
PEP|PEPSICO INC|DADA|D.A. Davidson & Co.|12121
PEP|PEPSICO INC|DAVA|Davenport & Company LLC|37071
PEP|PEPSICO INC|DAWA|Daiwa Capital Markets America Inc.|2160
PEP|PEPSICO INC|DBAB|Deutsche Bank Securities Inc.|3863112
PEP|PEPSICO INC|DBAX|Deutsche Bank Securities Inc.|930300
PEP|PEPSICO INC|DBUL|Deutsche Bank Securities Inc.|58573
PEP|PEPSICO INC|DCHF|Dart Executions, LLC|21373
PEP|PEPSICO INC|DEAN|MORGAN STANLEY|291756
PEP|PEPSICO INC|DEGS|RONIN PROFESSIONAL LLC|11910
PEP|PEPSICO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|91031
PEP|PEPSICO INC|DOTC|Dougherty & Company LLC|5000
PEP|PEPSICO INC|DRWK|DRW SECURITIES, L.L.C.|235844
PEP|PEPSICO INC|EBXL|EBX LLC|1098100
PEP|PEPSICO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|87229
PEP|PEPSICO INC|EDJC|Edward Jones / CDS|11749
PEP|PEPSICO INC|EDJO|Edward D. Jones & Co., L.P.|270278
PEP|PEPSICO INC|EGAM|CBOE TRADING, INC.|111884
PEP|PEPSICO INC|EGAW|CBOE TRADING, INC.|796
PEP|PEPSICO INC|EGMT|EG MARKET TECHNOLOGIES LLC|5201
PEP|PEPSICO INC|EGXM|CBOE TRADING, INC.|33886
PEP|PEPSICO INC|EGXW|CBOE TRADING, INC.|697
PEP|PEPSICO INC|EROP|Eroom Securities L.L.C.|4500
PEP|PEPSICO INC|ESPO|ESPOSITO SECURITIES, LLC|319
PEP|PEPSICO INC|ETBE|Electronic Transaction Clearing, Inc.|390273
PEP|PEPSICO INC|ETCC|Electronic Transaction Clearing, Inc.|4587
PEP|PEPSICO INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10310
PEP|PEPSICO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28942
PEP|PEPSICO INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|102
PEP|PEPSICO INC|ETRS|E*Trade Securities LLC|266079
PEP|PEPSICO INC|FBCO|Credit Suisse Securities (USA) LLC|3534478
PEP|PEPSICO INC|FBSB|U.S. Bancorp Investments, Inc.|2013
PEP|PEPSICO INC|FIDT|Fidelity Clearing Canada ULC./ CDS|133
PEP|PEPSICO INC|FILL|Tradestation Securities, Inc.|32130
PEP|PEPSICO INC|FINX|FINTECH SECURITIES|10729
PEP|PEPSICO INC|FINZ|FINTECH SECURITIES|180
PEP|PEPSICO INC|FMAF|NBCN Inc./ CDS|24260
PEP|PEPSICO INC|FMCO|First Manhattan Co|812
PEP|PEPSICO INC|FOMA|TD AMERITRADE CLEARING, INC.|669417
PEP|PEPSICO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3719
PEP|PEPSICO INC|FQLS|Quantlab Securities LP|2209024
PEP|PEPSICO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|185972
PEP|PEPSICO INC|FTBR|Foliofn Investments, Inc.|7720
PEP|PEPSICO INC|GBMT|GBM International, Inc.|1007
PEP|PEPSICO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|252306
PEP|PEPSICO INC|GELP|RBC CAPITAL MARKETS, LLC|15119
PEP|PEPSICO INC|GLPX|ACS EXECUTION SERVICES, LLC|252064
PEP|PEPSICO INC|GSCO|GOLDMAN SACHS & CO. LLC|9955188
PEP|PEPSICO INC|GSCS|GOLDMAN SACHS & CO. LLC|169357
PEP|PEPSICO INC|GSLT|GOLDMAN SACHS & CO. LLC|30545
PEP|PEPSICO INC|GTSZ|GTS SECURITIES LLC|1231435
PEP|PEPSICO INC|HAPX|HAP Trading, LLC|2640
PEP|PEPSICO INC|HCTA|Hardcastle Trading USA LLC|166875
PEP|PEPSICO INC|HRBF|American Enterprise Investment Services Inc.|170908
PEP|PEPSICO INC|HSBC|HSBC Securities, Inc.|180480
PEP|PEPSICO INC|IATS|INTERACTIVE BROKERS LLC|22875
PEP|PEPSICO INC|IBKR|Interactive Brokers Llc|316728
PEP|PEPSICO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15182
PEP|PEPSICO INC|ICBX|INSTINET, LLC|279512
PEP|PEPSICO INC|IEQY|CITADEL SECURITIES LLC|568736
PEP|PEPSICO INC|INCA|INSTINET, LLC|3413663
PEP|PEPSICO INC|INJX|INSTINET, LLC|185117
PEP|PEPSICO INC|INTL|INTL FCSTONE FINANCIAL INC.|58
PEP|PEPSICO INC|ITGI|ITG Inc.|515066
PEP|PEPSICO INC|ITGP|ITG INC.|1903400
PEP|PEPSICO INC|JANY|Janney Montgomery Scott Inc.|30532
PEP|PEPSICO INC|JEFF|JEFFERIES LLC|862084
PEP|PEPSICO INC|JMPT|JUMP TRADING, LLC|386937
PEP|PEPSICO INC|JONE|JonesTrading|26802
PEP|PEPSICO INC|JPBX|J.P. MORGAN SECURITIES LLC|393864
PEP|PEPSICO INC|JPMX|J.P. Morgan Securities LLC|1265842
PEP|PEPSICO INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1412
PEP|PEPSICO INC|JSJX|JANE STREET CAPITAL LLC|446261
PEP|PEPSICO INC|KCGM|VIRTU Americas LLC|193188
PEP|PEPSICO INC|LEER|LEERINK PARTNERS LLC|5000
PEP|PEPSICO INC|LEHM|Barclays Capital Inc./Le|7112586
PEP|PEPSICO INC|LGNT|COR CLEARING LLC|4
PEP|PEPSICO INC|LIME|Lime Brokerage LLC|1013523
PEP|PEPSICO INC|LMGP|LIME BROKERAGE LLC|149388
PEP|PEPSICO INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|51674
PEP|PEPSICO INC|LOOP|Loop Capital Markets LLC|23522
PEP|PEPSICO INC|LQNA|LIQUIDNET, INC.|509200
PEP|PEPSICO INC|LQNB|LIQUIDNET, INC.|2764
PEP|PEPSICO INC|LSCI|Lek Securities Corporation|13613
PEP|PEPSICO INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PEP|PEPSICO INC|MACC|Mid Atlantic Capital Corporation|10526
PEP|PEPSICO INC|MACQ|Macquarie Capital (USA) Inc.|1342
PEP|PEPSICO INC|MAXM|Maxim Group LLC|32249
PEP|PEPSICO INC|MBTS|ALLY INVEST SECURITIES LLC|800
PEP|PEPSICO INC|MCBT|Moors & Cabot, Inc.|232
PEP|PEPSICO INC|MCMF|Raymond James Ltd. Cds|5134
PEP|PEPSICO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|456773
PEP|PEPSICO INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1550
PEP|PEPSICO INC|MOTF|MOTIF INVESTING, INC.|73
PEP|PEPSICO INC|MPSG|E D & F Man Capital Markets Inc.|7298
PEP|PEPSICO INC|MSCO|MORGAN STANLEY & CO. LLC|16121634
PEP|PEPSICO INC|MSPL|MORGAN STANLEY & CO. LLC|548800
PEP|PEPSICO INC|MSTX|MORGAN STANLEY & CO. LLC|626800
PEP|PEPSICO INC|NATL|National Securities Corporation|157
PEP|PEPSICO INC|NBCS|NBC Securities, INC.|296
PEP|PEPSICO INC|NEUB|NEUBERGER BERMAN BD LLC|7993
PEP|PEPSICO INC|NFSC|National Financial Services LLC|1466571
PEP|PEPSICO INC|NITE|VIRTU Americas LLC|3316029
PEP|PEPSICO INC|NITP|VIRTU Americas LLC|12052
PEP|PEPSICO INC|NQRB|Brut, LLC|130189
PEP|PEPSICO INC|NTRC|Northern Trust Securities, Inc.|7301
PEP|PEPSICO INC|OHOS|TWO SIGMA SECURITIES, LLC|497064
PEP|PEPSICO INC|OPCO|Oppenheimer & Co. Inc.|79094
PEP|PEPSICO INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|17326
PEP|PEPSICO INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|25395
PEP|PEPSICO INC|PDQM|CODA MARKETS, INC.|773368
PEP|PEPSICO INC|PHLY|NASDAQ Execution Services, LLC|30192
PEP|PEPSICO INC|PICT|Pictet Overseas Inc.|10521
PEP|PEPSICO INC|PIPR|Piper Jaffray & Co.|6070
PEP|PEPSICO INC|PWJC|UBS Financial Services, Inc.|35247
PEP|PEPSICO INC|RAJA|Raymond James & Associates, Inc.|137639
PEP|PEPSICO INC|RBCM|RBC CAPITAL MARKETS, LLC|95021
PEP|PEPSICO INC|RGLD|Regal Securities, Inc|300
PEP|PEPSICO INC|ROTH|Roth Capital Partners, LLC|400
PEP|PEPSICO INC|SAGL|SAGETRADER, LLC|219348
PEP|PEPSICO INC|SAGW|SAGETRADER, LLC|1191
PEP|PEPSICO INC|SALI|INTL FCSTONE FINANCIAL INC.|5770
PEP|PEPSICO INC|SBSH|Citigroup Global Markets Inc.|3665576
PEP|PEPSICO INC|SCMC|Scotia Capital Markets (USA) Inc.|800725
PEP|PEPSICO INC|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|272
PEP|PEPSICO INC|SEIC|SEI Investments Distribution Co.|14396
PEP|PEPSICO INC|SGMT|GOLDMAN SACHS & CO. LLC|858484
PEP|PEPSICO INC|SJLS|TRADE INFORMATICS LLC|1400
PEP|PEPSICO INC|SOGO|Wang Investment Associates, Inc.|17
PEP|PEPSICO INC|SPDR|SPEEDROUTE LLC|53967
PEP|PEPSICO INC|SPHN|Stephens Inc.|3988
PEP|PEPSICO INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
PEP|PEPSICO INC|STFL|Stifel, Nicolaus & Company, Incorporated|86531
PEP|PEPSICO INC|STKP|STOCKPILE INVESTMENTS, INC.|786
PEP|PEPSICO INC|STXG|Stockcross Financial Services, Inc.|316
PEP|PEPSICO INC|SWIM|TD Ameritrade, Inc.|125672
PEP|PEPSICO INC|SWST|Hilltop Securities Inc.|29567
PEP|PEPSICO INC|TAGC|TELSEY ADVISORY GROUP LLC|801
PEP|PEPSICO INC|TKNG|ALLY INVEST SECURITIES LLC|7941
PEP|PEPSICO INC|TMBR|Timber Hill LLC|19404
PEP|PEPSICO INC|TONC|CUTTONE & CO., LLC|3430
PEP|PEPSICO INC|TRBT|Tradebot Systems, Inc.|1327769
PEP|PEPSICO INC|TRCM|TRC MARKETS LLC|1219997
PEP|PEPSICO INC|TTUC|CUTTONE & CO., INC.|54652
PEP|PEPSICO INC|TWTT|TASTYWORKS, INC.|626
PEP|PEPSICO INC|UBSA|UBS SECURITIES LLC|3340785
PEP|PEPSICO INC|UBSS|UBS Securities LLC|6183900
PEP|PEPSICO INC|VALX|VIRTU AMERICAS LLC|18415
PEP|PEPSICO INC|VGRD|Vanguard Marketing Corporation|115386
PEP|PEPSICO INC|VIEW|VIEWTRADE SECURITIES LLC|2
PEP|PEPSICO INC|VNDM|Wall Street Access|64224
PEP|PEPSICO INC|VSIN|Vision Financial Markets Llc|77
PEP|PEPSICO INC|WABR|Wall Street Access|550
PEP|PEPSICO INC|WBET|Wallachbeth Capital LLC|2203
PEP|PEPSICO INC|WBLR|WILLIAM BLAIR|3136
PEP|PEPSICO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|18374
PEP|PEPSICO INC|WCHV|WELLS FARGO SECURITIES, LLC|1241226
PEP|PEPSICO INC|WDNX|WEEDEN & CO.L.P.|30928
PEP|PEPSICO INC|WEDB|WEDBUSH SECURITIES INC.|17103
PEP|PEPSICO INC|WEED|Weeden & Co.L.P.|7801
PEP|PEPSICO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|344977
PEP|PEPSICO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27204
PEP|PEPSICO INC|WGIF|CIBC World Markets Inc.|46361
PEP|PEPSICO INC|WHOT|JUST2TRADE, INC.|30
PEP|PEPSICO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|14589
PEP|PEPSICO INC|WOLF|Wolfe Trahan Securities|200
PEP|PEPSICO INC|WORD|Worden Capital Management LLC|44
PEP|PEPSICO INC|WSAG|WALL STREET ACCESS|185
PEP|PEPSICO INC|WSEA|WOLVERINE SECURITIES, LLC|49563
PEP|PEPSICO INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1559
PEP|PEPSICO INC|XIST|INSTINET, LLC|190232
PEP|PEPSICO INC|XPQR|Jump Trading|800
PEP|PEPSICO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|314376
PEP|PEPSICO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|21301
PEP|PEPSICO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|68942
PER|SANDRIDGE PERMIAN TR|ALTX|Alternet Securities Inc.|950
PER|SANDRIDGE PERMIAN TR|APCC|Apex Clearing Corporation|3821
PER|SANDRIDGE PERMIAN TR|BANK|Primevest Financial Services, Inc.|2060
PER|SANDRIDGE PERMIAN TR|BARD|Robert W. Baird & Co. Incorporated|650
PER|SANDRIDGE PERMIAN TR|BATM|CBOE TRADING, INC.|400
PER|SANDRIDGE PERMIAN TR|BBNT|BB&T SECURITIES, LLC|600
PER|SANDRIDGE PERMIAN TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
PER|SANDRIDGE PERMIAN TR|BYXM|CBOE TRADING, INC.|400
PER|SANDRIDGE PERMIAN TR|CHAS|Charles Schwab & Co., Inc.|10
PER|SANDRIDGE PERMIAN TR|CIST|Capital Institutional Services, Inc.|435
PER|SANDRIDGE PERMIAN TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2400
PER|SANDRIDGE PERMIAN TR|CRFN|ROBINHOOD FINANCIAL, LLC|2
PER|SANDRIDGE PERMIAN TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25566
PER|SANDRIDGE PERMIAN TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3608
PER|SANDRIDGE PERMIAN TR|DBAB|Deutsche Bank Securities Inc.|800
PER|SANDRIDGE PERMIAN TR|DBAX|Deutsche Bank Securities Inc.|14100
PER|SANDRIDGE PERMIAN TR|DEAN|MORGAN STANLEY|6450
PER|SANDRIDGE PERMIAN TR|DEGS|RONIN PROFESSIONAL LLC|3900
PER|SANDRIDGE PERMIAN TR|EBXL|EBX LLC|23200
PER|SANDRIDGE PERMIAN TR|EDJO|Edward D. Jones & Co., L.P.|3000
PER|SANDRIDGE PERMIAN TR|EGXM|CBOE TRADING, INC.|1700
PER|SANDRIDGE PERMIAN TR|ETRS|E*Trade Securities LLC|349807
PER|SANDRIDGE PERMIAN TR|FILL|Tradestation Securities, Inc.|800
PER|SANDRIDGE PERMIAN TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7750
PER|SANDRIDGE PERMIAN TR|FTBR|Foliofn Investments, Inc.|114
PER|SANDRIDGE PERMIAN TR|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
PER|SANDRIDGE PERMIAN TR|GLPX|ACS EXECUTION SERVICES, LLC|946
PER|SANDRIDGE PERMIAN TR|GSCO|GOLDMAN SACHS & CO. LLC|1000
PER|SANDRIDGE PERMIAN TR|GSLT|GOLDMAN SACHS & CO. LLC|1600
PER|SANDRIDGE PERMIAN TR|GTSZ|GTS SECURITIES LLC|3802
PER|SANDRIDGE PERMIAN TR|HRBF|American Enterprise Investment Services Inc.|925
PER|SANDRIDGE PERMIAN TR|IATS|INTERACTIVE BROKERS LLC|18095
PER|SANDRIDGE PERMIAN TR|IBKR|Interactive Brokers Llc|5987
PER|SANDRIDGE PERMIAN TR|ICBX|INSTINET, LLC|29793
PER|SANDRIDGE PERMIAN TR|INCA|INSTINET, LLC|2520
PER|SANDRIDGE PERMIAN TR|ITGI|ITG Inc.|600
PER|SANDRIDGE PERMIAN TR|ITGP|ITG INC.|3400
PER|SANDRIDGE PERMIAN TR|JPMX|J.P. Morgan Securities LLC|17552
PER|SANDRIDGE PERMIAN TR|KCGM|VIRTU Americas LLC|5035
PER|SANDRIDGE PERMIAN TR|LEHM|Barclays Capital Inc./Le|38200
PER|SANDRIDGE PERMIAN TR|LIME|Lime Brokerage LLC|415
PER|SANDRIDGE PERMIAN TR|MCBT|Moors & Cabot, Inc.|5000
PER|SANDRIDGE PERMIAN TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12990
PER|SANDRIDGE PERMIAN TR|MSCO|MORGAN STANLEY & CO. LLC|69178
PER|SANDRIDGE PERMIAN TR|MSPL|MORGAN STANLEY & CO. LLC|2700
PER|SANDRIDGE PERMIAN TR|NFSC|National Financial Services LLC|263733
PER|SANDRIDGE PERMIAN TR|NITE|VIRTU Americas LLC|620523
PER|SANDRIDGE PERMIAN TR|OPCO|Oppenheimer & Co. Inc.|6280
PER|SANDRIDGE PERMIAN TR|PDQM|CODA MARKETS, INC.|26726
PER|SANDRIDGE PERMIAN TR|PHLY|NASDAQ Execution Services, LLC|8000
PER|SANDRIDGE PERMIAN TR|PWJC|UBS Financial Services, Inc.|54100
PER|SANDRIDGE PERMIAN TR|RBCM|RBC CAPITAL MARKETS, LLC|13167
PER|SANDRIDGE PERMIAN TR|RGLD|Regal Securities, Inc|16341
PER|SANDRIDGE PERMIAN TR|SBSH|Citigroup Global Markets Inc.|10650
PER|SANDRIDGE PERMIAN TR|SGMT|GOLDMAN SACHS & CO. LLC|8039
PER|SANDRIDGE PERMIAN TR|SPDR|SPEEDROUTE LLC|3400
PER|SANDRIDGE PERMIAN TR|SPHN|Stephens Inc.|1600
PER|SANDRIDGE PERMIAN TR|SPTD|MINT GLOBAL MARKETS, INC.|850
PER|SANDRIDGE PERMIAN TR|STFL|Stifel, Nicolaus & Company, Incorporated|2616
PER|SANDRIDGE PERMIAN TR|SWIM|TD Ameritrade, Inc.|66975
PER|SANDRIDGE PERMIAN TR|SWST|Hilltop Securities Inc.|15900
PER|SANDRIDGE PERMIAN TR|TKNG|ALLY INVEST SECURITIES LLC|22009
PER|SANDRIDGE PERMIAN TR|TRCM|TRC MARKETS LLC|1990
PER|SANDRIDGE PERMIAN TR|TWTT|TASTYWORKS, INC.|175
PER|SANDRIDGE PERMIAN TR|UBSA|UBS SECURITIES LLC|109497
PER|SANDRIDGE PERMIAN TR|UBSS|UBS Securities LLC|215400
PER|SANDRIDGE PERMIAN TR|VALX|VIRTU AMERICAS LLC|18666
PER|SANDRIDGE PERMIAN TR|VGRD|Vanguard Marketing Corporation|46316
PER|SANDRIDGE PERMIAN TR|WCHV|WELLS FARGO SECURITIES, LLC|73413
PER|SANDRIDGE PERMIAN TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38857
PER|SANDRIDGE PERMIAN TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17197
PER|SANDRIDGE PERMIAN TR|WGIF|CIBC World Markets Inc.|225
PER|SANDRIDGE PERMIAN TR|WSEA|WOLVERINE SECURITIES, LLC|14468
PER|SANDRIDGE PERMIAN TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
PER|SANDRIDGE PERMIAN TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8392
PERI|PERION NETWORK LTD.|APCC|Apex Clearing Corporation|4012
PERI|PERION NETWORK LTD.|BATM|CBOE TRADING, INC.|100
PERI|PERION NETWORK LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24313
PERI|PERION NETWORK LTD.|CANT|Cantor Fitzgerald & Co.|4600
PERI|PERION NETWORK LTD.|CHAS|Charles Schwab & Co., Inc.|1000
PERI|PERION NETWORK LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|554
PERI|PERION NETWORK LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
PERI|PERION NETWORK LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18401
PERI|PERION NETWORK LTD.|CTDL|Citadel Derivatives Group Llc|2083
PERI|PERION NETWORK LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|8058
PERI|PERION NETWORK LTD.|DBAB|Deutsche Bank Securities Inc.|25002
PERI|PERION NETWORK LTD.|DBAX|Deutsche Bank Securities Inc.|11400
PERI|PERION NETWORK LTD.|DEAN|MORGAN STANLEY|4100
PERI|PERION NETWORK LTD.|DEGS|RONIN PROFESSIONAL LLC|42458
PERI|PERION NETWORK LTD.|EBXL|EBX LLC|14100
PERI|PERION NETWORK LTD.|EGAM|CBOE TRADING, INC.|100
PERI|PERION NETWORK LTD.|EGXM|CBOE TRADING, INC.|4302
PERI|PERION NETWORK LTD.|ELEV|ELEVATION, LLC|17163
PERI|PERION NETWORK LTD.|ETBE|Electronic Transaction Clearing, Inc.|271
PERI|PERION NETWORK LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
PERI|PERION NETWORK LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4526
PERI|PERION NETWORK LTD.|ETRS|E*Trade Securities LLC|38065
PERI|PERION NETWORK LTD.|FBCO|Credit Suisse Securities (USA) LLC|55866
PERI|PERION NETWORK LTD.|FILL|Tradestation Securities, Inc.|10836
PERI|PERION NETWORK LTD.|FMAF|NBCN Inc./ CDS|2600
PERI|PERION NETWORK LTD.|FOMA|TD AMERITRADE CLEARING, INC.|303264
PERI|PERION NETWORK LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10999
PERI|PERION NETWORK LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7201
PERI|PERION NETWORK LTD.|FTBR|Foliofn Investments, Inc.|63685
PERI|PERION NETWORK LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|1359
PERI|PERION NETWORK LTD.|GLPX|ACS EXECUTION SERVICES, LLC|102
PERI|PERION NETWORK LTD.|GSCO|GOLDMAN SACHS & CO. LLC|5424
PERI|PERION NETWORK LTD.|GSCS|GOLDMAN SACHS & CO. LLC|8202
PERI|PERION NETWORK LTD.|GSLT|GOLDMAN SACHS & CO. LLC|2100
PERI|PERION NETWORK LTD.|GTSZ|GTS SECURITIES LLC|100
PERI|PERION NETWORK LTD.|HSBC|HSBC Securities, Inc.|2450
PERI|PERION NETWORK LTD.|IATS|INTERACTIVE BROKERS LLC|13616
PERI|PERION NETWORK LTD.|IBKR|Interactive Brokers Llc|113283
PERI|PERION NETWORK LTD.|ICBX|INSTINET, LLC|3800
PERI|PERION NETWORK LTD.|INCA|INSTINET, LLC|28535
PERI|PERION NETWORK LTD.|INJX|INSTINET, LLC|600
PERI|PERION NETWORK LTD.|ITGI|ITG Inc.|3255
PERI|PERION NETWORK LTD.|ITGP|ITG INC.|7000
PERI|PERION NETWORK LTD.|JEFF|JEFFERIES LLC|1200
PERI|PERION NETWORK LTD.|JMPT|JUMP TRADING, LLC|2422
PERI|PERION NETWORK LTD.|JPMX|J.P. Morgan Securities LLC|30858
PERI|PERION NETWORK LTD.|KCGM|VIRTU Americas LLC|5381
PERI|PERION NETWORK LTD.|LEHM|Barclays Capital Inc./Le|15066
PERI|PERION NETWORK LTD.|LIME|Lime Brokerage LLC|19775
PERI|PERION NETWORK LTD.|LSCI|Lek Securities Corporation|1100
PERI|PERION NETWORK LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
PERI|PERION NETWORK LTD.|MBTS|ALLY INVEST SECURITIES LLC|1855
PERI|PERION NETWORK LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14762
PERI|PERION NETWORK LTD.|MSCO|MORGAN STANLEY & CO. LLC|156219
PERI|PERION NETWORK LTD.|MSPL|MORGAN STANLEY & CO. LLC|12900
PERI|PERION NETWORK LTD.|MSTX|MORGAN STANLEY & CO. LLC|11600
PERI|PERION NETWORK LTD.|NFSC|National Financial Services LLC|254512
PERI|PERION NETWORK LTD.|NITE|VIRTU Americas LLC|587721
PERI|PERION NETWORK LTD.|NQRB|Brut, LLC|300
PERI|PERION NETWORK LTD.|OPCO|Oppenheimer & Co. Inc.|1494200
PERI|PERION NETWORK LTD.|PDQM|CODA MARKETS, INC.|1933
PERI|PERION NETWORK LTD.|SBSH|Citigroup Global Markets Inc.|7685
PERI|PERION NETWORK LTD.|SGMT|GOLDMAN SACHS & CO. LLC|17862
PERI|PERION NETWORK LTD.|SPDR|SPEEDROUTE LLC|8180
PERI|PERION NETWORK LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|1000
PERI|PERION NETWORK LTD.|SWIM|TD Ameritrade, Inc.|55842
PERI|PERION NETWORK LTD.|SWST|Hilltop Securities Inc.|10032
PERI|PERION NETWORK LTD.|TKNG|ALLY INVEST SECURITIES LLC|8039
PERI|PERION NETWORK LTD.|TRBT|Tradebot Systems, Inc.|788
PERI|PERION NETWORK LTD.|TRCM|TRC MARKETS LLC|32907
PERI|PERION NETWORK LTD.|UBSA|UBS SECURITIES LLC|68140
PERI|PERION NETWORK LTD.|UBSS|UBS Securities LLC|121387
PERI|PERION NETWORK LTD.|VALX|VIRTU AMERICAS LLC|500
PERI|PERION NETWORK LTD.|VGRD|Vanguard Marketing Corporation|2000
PERI|PERION NETWORK LTD.|WEED|Weeden & Co.L.P.|11800
PERI|PERION NETWORK LTD.|WSEA|WOLVERINE SECURITIES, LLC|2255
PERI|PERION NETWORK LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|1
PERY|PERRY ELLIS INT   ##|ALTX|Alternet Securities Inc.|3620
PERY|PERRY ELLIS INT   ##|APCC|Apex Clearing Corporation|2736
PERY|PERRY ELLIS INT   ##|BARD|Robert W. Baird & Co. Incorporated|25000
PERY|PERRY ELLIS INT   ##|BATM|CBOE TRADING, INC.|2330
PERY|PERRY ELLIS INT   ##|BAYC|BAY CREST PARTNERS, LLC|42
PERY|PERRY ELLIS INT   ##|BAYT|BTIG, LLC|15888
PERY|PERRY ELLIS INT   ##|BERN|Sanford C. Bernstein & Co., LLC|27539
PERY|PERRY ELLIS INT   ##|BLKX|INSTINET, LLC|41800
PERY|PERRY ELLIS INT   ##|BMOC|BMO Capital Markets Corp.|2052
PERY|PERRY ELLIS INT   ##|BNPX|BNP PARIBAS SECURITIES CORP.|2788
PERY|PERRY ELLIS INT   ##|BRVL|BLAYLOCK VAN, LLC|600
PERY|PERRY ELLIS INT   ##|BTIG|BTIG, LLC|9690
PERY|PERRY ELLIS INT   ##|BYXM|CBOE TRADING, INC.|150
PERY|PERRY ELLIS INT   ##|CANT|Cantor Fitzgerald & Co.|105748
PERY|PERRY ELLIS INT   ##|CHAS|Charles Schwab & Co., Inc.|2729
PERY|PERRY ELLIS INT   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56218
PERY|PERRY ELLIS INT   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2643
PERY|PERRY ELLIS INT   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
PERY|PERRY ELLIS INT   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106377
PERY|PERRY ELLIS INT   ##|CTDL|Citadel Derivatives Group Llc|4310
PERY|PERRY ELLIS INT   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|9034
PERY|PERRY ELLIS INT   ##|DBAB|Deutsche Bank Securities Inc.|155477
PERY|PERRY ELLIS INT   ##|DBAX|Deutsche Bank Securities Inc.|38500
PERY|PERRY ELLIS INT   ##|DBUL|Deutsche Bank Securities Inc.|800
PERY|PERRY ELLIS INT   ##|DEAN|MORGAN STANLEY|3931
PERY|PERRY ELLIS INT   ##|DEGS|RONIN PROFESSIONAL LLC|2654
PERY|PERRY ELLIS INT   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9861
PERY|PERRY ELLIS INT   ##|EBXL|EBX LLC|65700
PERY|PERRY ELLIS INT   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|121
PERY|PERRY ELLIS INT   ##|EDJO|Edward D. Jones & Co., L.P.|111
PERY|PERRY ELLIS INT   ##|EGAM|CBOE TRADING, INC.|3844
PERY|PERRY ELLIS INT   ##|EGAW|CBOE TRADING, INC.|81
PERY|PERRY ELLIS INT   ##|EGMT|EG MARKET TECHNOLOGIES LLC|660
PERY|PERRY ELLIS INT   ##|EGXM|CBOE TRADING, INC.|235
PERY|PERRY ELLIS INT   ##|ETBE|Electronic Transaction Clearing, Inc.|506
PERY|PERRY ELLIS INT   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4928
PERY|PERRY ELLIS INT   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3470
PERY|PERRY ELLIS INT   ##|ETRS|E*Trade Securities LLC|20866
PERY|PERRY ELLIS INT   ##|FBCO|Credit Suisse Securities (USA) LLC|155180
PERY|PERRY ELLIS INT   ##|FILL|Tradestation Securities, Inc.|62
PERY|PERRY ELLIS INT   ##|FMAF|NBCN Inc./ CDS|350
PERY|PERRY ELLIS INT   ##|FOMA|TD AMERITRADE CLEARING, INC.|35592
PERY|PERRY ELLIS INT   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|321
PERY|PERRY ELLIS INT   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25925
PERY|PERRY ELLIS INT   ##|FTBR|Foliofn Investments, Inc.|4715
PERY|PERRY ELLIS INT   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3241
PERY|PERRY ELLIS INT   ##|GLPX|ACS EXECUTION SERVICES, LLC|17476
PERY|PERRY ELLIS INT   ##|GSCO|GOLDMAN SACHS & CO. LLC|169063
PERY|PERRY ELLIS INT   ##|GSCS|GOLDMAN SACHS & CO. LLC|36725
PERY|PERRY ELLIS INT   ##|GSLT|GOLDMAN SACHS & CO. LLC|536
PERY|PERRY ELLIS INT   ##|GTSZ|GTS SECURITIES LLC|14017
PERY|PERRY ELLIS INT   ##|HRBF|American Enterprise Investment Services Inc.|9
PERY|PERRY ELLIS INT   ##|HSBC|HSBC Securities, Inc.|600
PERY|PERRY ELLIS INT   ##|IATS|INTERACTIVE BROKERS LLC|4760
PERY|PERRY ELLIS INT   ##|IBKR|Interactive Brokers Llc|72686
PERY|PERRY ELLIS INT   ##|ICBX|INSTINET, LLC|39518
PERY|PERRY ELLIS INT   ##|IEQY|CITADEL SECURITIES LLC|40680
PERY|PERRY ELLIS INT   ##|INCA|INSTINET, LLC|87696
PERY|PERRY ELLIS INT   ##|INJX|INSTINET, LLC|5644
PERY|PERRY ELLIS INT   ##|ITGI|ITG Inc.|59900
PERY|PERRY ELLIS INT   ##|ITGP|ITG INC.|44600
PERY|PERRY ELLIS INT   ##|JANY|Janney Montgomery Scott Inc.|4869
PERY|PERRY ELLIS INT   ##|JEFF|JEFFERIES LLC|47947
PERY|PERRY ELLIS INT   ##|JMPT|JUMP TRADING, LLC|10808
PERY|PERRY ELLIS INT   ##|JPBX|J.P. MORGAN SECURITIES LLC|600
PERY|PERRY ELLIS INT   ##|JPMX|J.P. Morgan Securities LLC|110309
PERY|PERRY ELLIS INT   ##|JSJX|JANE STREET CAPITAL LLC|439
PERY|PERRY ELLIS INT   ##|KCGM|VIRTU Americas LLC|30175
PERY|PERRY ELLIS INT   ##|LEHM|Barclays Capital Inc./Le|150658
PERY|PERRY ELLIS INT   ##|LIME|Lime Brokerage LLC|57535
PERY|PERRY ELLIS INT   ##|LQNA|LIQUIDNET, INC.|46500
PERY|PERRY ELLIS INT   ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PERY|PERRY ELLIS INT   ##|MAXM|Maxim Group LLC|1340
PERY|PERRY ELLIS INT   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50066
PERY|PERRY ELLIS INT   ##|MOTF|MOTIF INVESTING, INC.|8
PERY|PERRY ELLIS INT   ##|MSCO|MORGAN STANLEY & CO. LLC|361329
PERY|PERRY ELLIS INT   ##|MSPL|MORGAN STANLEY & CO. LLC|35800
PERY|PERRY ELLIS INT   ##|MSTX|MORGAN STANLEY & CO. LLC|2900
PERY|PERRY ELLIS INT   ##|NFSC|National Financial Services LLC|63920
PERY|PERRY ELLIS INT   ##|NITE|VIRTU Americas LLC|142707
PERY|PERRY ELLIS INT   ##|NITP|VIRTU Americas LLC|938
PERY|PERRY ELLIS INT   ##|NQRB|Brut, LLC|2766
PERY|PERRY ELLIS INT   ##|OGRU|Oscar Gruss & Son, Incorporated|200
PERY|PERRY ELLIS INT   ##|OPCO|Oppenheimer & Co. Inc.|63
PERY|PERRY ELLIS INT   ##|PDQM|CODA MARKETS, INC.|24370
PERY|PERRY ELLIS INT   ##|PWJC|UBS Financial Services, Inc.|155
PERY|PERRY ELLIS INT   ##|RAJA|Raymond James & Associates, Inc.|3060
PERY|PERRY ELLIS INT   ##|SAGL|SAGETRADER, LLC|1631
PERY|PERRY ELLIS INT   ##|SBSH|Citigroup Global Markets Inc.|31443
PERY|PERRY ELLIS INT   ##|SGMT|GOLDMAN SACHS & CO. LLC|43733
PERY|PERRY ELLIS INT   ##|SPDR|SPEEDROUTE LLC|7555
PERY|PERRY ELLIS INT   ##|SPTD|MINT GLOBAL MARKETS, INC.|26624
PERY|PERRY ELLIS INT   ##|STKP|STOCKPILE INVESTMENTS, INC.|18
PERY|PERRY ELLIS INT   ##|SWIM|TD Ameritrade, Inc.|22403
PERY|PERRY ELLIS INT   ##|TAGC|TELSEY ADVISORY GROUP LLC|26879
PERY|PERRY ELLIS INT   ##|TMBR|Timber Hill LLC|104
PERY|PERRY ELLIS INT   ##|TRBT|Tradebot Systems, Inc.|12269
PERY|PERRY ELLIS INT   ##|TRCM|TRC MARKETS LLC|35998
PERY|PERRY ELLIS INT   ##|UBSA|UBS SECURITIES LLC|128572
PERY|PERRY ELLIS INT   ##|UBSS|UBS Securities LLC|169962
PERY|PERRY ELLIS INT   ##|UFPA|UNITED FIRST PARTNERS LLC|9900
PERY|PERRY ELLIS INT   ##|VALX|VIRTU AMERICAS LLC|5773
PERY|PERRY ELLIS INT   ##|VGRD|Vanguard Marketing Corporation|366
PERY|PERRY ELLIS INT   ##|WCHV|WELLS FARGO SECURITIES, LLC|5279
PERY|PERRY ELLIS INT   ##|WDNX|WEEDEN & CO.L.P.|112
PERY|PERRY ELLIS INT   ##|WEDB|WEDBUSH SECURITIES INC.|32
PERY|PERRY ELLIS INT   ##|WEED|Weeden & Co.L.P.|3449
PERY|PERRY ELLIS INT   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2681
PERY|PERRY ELLIS INT   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5512
PERY|PERRY ELLIS INT   ##|WGIF|CIBC World Markets Inc.|110
PERY|PERRY ELLIS INT   ##|WSEA|WOLVERINE SECURITIES, LLC|804
PERY|PERRY ELLIS INT   ##|XIST|INSTINET, LLC|6900
PERY|PERRY ELLIS INT   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|12936
PERY|PERRY ELLIS INT   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|217
PERY|PERRY ELLIS INT   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1071
PES|PIONEER ENERGY SVCS|ALTX|Alternet Securities Inc.|1400
PES|PIONEER ENERGY SVCS|APCC|Apex Clearing Corporation|18370
PES|PIONEER ENERGY SVCS|BARD|Robert W. Baird & Co. Incorporated|934
PES|PIONEER ENERGY SVCS|BATM|CBOE TRADING, INC.|400
PES|PIONEER ENERGY SVCS|BERN|Sanford C. Bernstein & Co., LLC|36025
PES|PIONEER ENERGY SVCS|BIAD|SAGETRADER, LLC|2353
PES|PIONEER ENERGY SVCS|BIDS|BIDS TRADING L.P.|495400
PES|PIONEER ENERGY SVCS|BIMI|Banca IMI Securities Corp.|1000
PES|PIONEER ENERGY SVCS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31387
PES|PIONEER ENERGY SVCS|BLKX|INSTINET, LLC|12000
PES|PIONEER ENERGY SVCS|BNPX|BNP PARIBAS SECURITIES CORP.|17137
PES|PIONEER ENERGY SVCS|BRVL|BLAYLOCK VAN, LLC|1600
PES|PIONEER ENERGY SVCS|BTIG|BTIG, LLC|83164
PES|PIONEER ENERGY SVCS|BYXM|CBOE TRADING, INC.|700
PES|PIONEER ENERGY SVCS|BZYD|GOLDMAN SACHS & CO. LLC|5679
PES|PIONEER ENERGY SVCS|CANT|Cantor Fitzgerald & Co.|26662
PES|PIONEER ENERGY SVCS|CHAS|Charles Schwab & Co., Inc.|44862
PES|PIONEER ENERGY SVCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6280
PES|PIONEER ENERGY SVCS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100030
PES|PIONEER ENERGY SVCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|497245
PES|PIONEER ENERGY SVCS|CTDL|Citadel Derivatives Group Llc|1398
PES|PIONEER ENERGY SVCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|80764
PES|PIONEER ENERGY SVCS|DBAB|Deutsche Bank Securities Inc.|45832
PES|PIONEER ENERGY SVCS|DBAX|Deutsche Bank Securities Inc.|440300
PES|PIONEER ENERGY SVCS|DEAN|MORGAN STANLEY|10513
PES|PIONEER ENERGY SVCS|DEGS|RONIN PROFESSIONAL LLC|17659
PES|PIONEER ENERGY SVCS|EBXL|EBX LLC|233100
PES|PIONEER ENERGY SVCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|10254
PES|PIONEER ENERGY SVCS|EDJO|Edward D. Jones & Co., L.P.|5134
PES|PIONEER ENERGY SVCS|EGAM|CBOE TRADING, INC.|24238
PES|PIONEER ENERGY SVCS|EGXM|CBOE TRADING, INC.|6881
PES|PIONEER ENERGY SVCS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|736
PES|PIONEER ENERGY SVCS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
PES|PIONEER ENERGY SVCS|ETCB|ETC BROKERAGE SERVICES, LLC|4000
PES|PIONEER ENERGY SVCS|ETCC|Electronic Transaction Clearing, Inc.|400
PES|PIONEER ENERGY SVCS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|711
PES|PIONEER ENERGY SVCS|ETRS|E*Trade Securities LLC|446778
PES|PIONEER ENERGY SVCS|FFSI|Firstrade Securities Inc.|100
PES|PIONEER ENERGY SVCS|FILL|Tradestation Securities, Inc.|28969
PES|PIONEER ENERGY SVCS|FMAF|NBCN Inc./ CDS|6000
PES|PIONEER ENERGY SVCS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1200
PES|PIONEER ENERGY SVCS|FQLS|Quantlab Securities LP|75401
PES|PIONEER ENERGY SVCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84221
PES|PIONEER ENERGY SVCS|FTBR|Foliofn Investments, Inc.|16188
PES|PIONEER ENERGY SVCS|GLIS|TD Securities Inc|20132
PES|PIONEER ENERGY SVCS|GLPX|ACS EXECUTION SERVICES, LLC|17082
PES|PIONEER ENERGY SVCS|GSCO|GOLDMAN SACHS & CO. LLC|437529
PES|PIONEER ENERGY SVCS|GSCS|GOLDMAN SACHS & CO. LLC|2500
PES|PIONEER ENERGY SVCS|GSLT|GOLDMAN SACHS & CO. LLC|5531
PES|PIONEER ENERGY SVCS|GTSZ|GTS SECURITIES LLC|62627
PES|PIONEER ENERGY SVCS|HRBF|American Enterprise Investment Services Inc.|86024
PES|PIONEER ENERGY SVCS|IATS|INTERACTIVE BROKERS LLC|54487
PES|PIONEER ENERGY SVCS|IBKR|Interactive Brokers Llc|53852
PES|PIONEER ENERGY SVCS|ICBX|INSTINET, LLC|101748
PES|PIONEER ENERGY SVCS|IEQY|CITADEL SECURITIES LLC|7796
PES|PIONEER ENERGY SVCS|INCA|INSTINET, LLC|43300
PES|PIONEER ENERGY SVCS|INJX|INSTINET, LLC|2840
PES|PIONEER ENERGY SVCS|ITGI|ITG Inc.|45371
PES|PIONEER ENERGY SVCS|ITGP|ITG INC.|409400
PES|PIONEER ENERGY SVCS|JEFF|JEFFERIES LLC|134985
PES|PIONEER ENERGY SVCS|JMPT|JUMP TRADING, LLC|9108
PES|PIONEER ENERGY SVCS|JPBX|J.P. MORGAN SECURITIES LLC|23308
PES|PIONEER ENERGY SVCS|JPMX|J.P. Morgan Securities LLC|697743
PES|PIONEER ENERGY SVCS|JRCO|Johnson Rice & Company L.L.C.|100
PES|PIONEER ENERGY SVCS|JSEB|JANE STREET EXECUTION SERVICES, LLC|2700
PES|PIONEER ENERGY SVCS|JSJX|JANE STREET CAPITAL LLC|34975
PES|PIONEER ENERGY SVCS|KCGM|VIRTU Americas LLC|94343
PES|PIONEER ENERGY SVCS|LEHM|Barclays Capital Inc./Le|589452
PES|PIONEER ENERGY SVCS|LIME|Lime Brokerage LLC|10570
PES|PIONEER ENERGY SVCS|LOOP|Loop Capital Markets LLC|1765
PES|PIONEER ENERGY SVCS|LQNA|LIQUIDNET, INC.|36700
PES|PIONEER ENERGY SVCS|LQNB|LIQUIDNET, INC.|1799
PES|PIONEER ENERGY SVCS|LSCI|Lek Securities Corporation|437
PES|PIONEER ENERGY SVCS|MAXM|Maxim Group LLC|1799
PES|PIONEER ENERGY SVCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|321873
PES|PIONEER ENERGY SVCS|MSCO|MORGAN STANLEY & CO. LLC|241706
PES|PIONEER ENERGY SVCS|MSPL|MORGAN STANLEY & CO. LLC|383100
PES|PIONEER ENERGY SVCS|MSTX|MORGAN STANLEY & CO. LLC|122600
PES|PIONEER ENERGY SVCS|NFSC|National Financial Services LLC|985623
PES|PIONEER ENERGY SVCS|NITE|VIRTU Americas LLC|1257369
PES|PIONEER ENERGY SVCS|NITP|VIRTU Americas LLC|51093
PES|PIONEER ENERGY SVCS|NQRB|Brut, LLC|500
PES|PIONEER ENERGY SVCS|NTBF|BMO Nesbitt Burns Inc./CDS|4900
PES|PIONEER ENERGY SVCS|NTRC|Northern Trust Securities, Inc.|100
PES|PIONEER ENERGY SVCS|OPCO|Oppenheimer & Co. Inc.|3020
PES|PIONEER ENERGY SVCS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
PES|PIONEER ENERGY SVCS|PCPT|PHILLIP CAPITAL INC.|2000
PES|PIONEER ENERGY SVCS|PDQM|CODA MARKETS, INC.|111583
PES|PIONEER ENERGY SVCS|PHLY|NASDAQ Execution Services, LLC|3600
PES|PIONEER ENERGY SVCS|RBCM|RBC CAPITAL MARKETS, LLC|30913
PES|PIONEER ENERGY SVCS|RGLD|Regal Securities, Inc|94
PES|PIONEER ENERGY SVCS|SAGL|SAGETRADER, LLC|100
PES|PIONEER ENERGY SVCS|SBSH|Citigroup Global Markets Inc.|52667
PES|PIONEER ENERGY SVCS|SGMT|GOLDMAN SACHS & CO. LLC|197206
PES|PIONEER ENERGY SVCS|SPDR|SPEEDROUTE LLC|21700
PES|PIONEER ENERGY SVCS|STFL|Stifel, Nicolaus & Company, Incorporated|1543
PES|PIONEER ENERGY SVCS|SWIM|TD Ameritrade, Inc.|68025
PES|PIONEER ENERGY SVCS|SWST|Hilltop Securities Inc.|25000
PES|PIONEER ENERGY SVCS|TKNG|ALLY INVEST SECURITIES LLC|13339
PES|PIONEER ENERGY SVCS|TMBR|Timber Hill LLC|13
PES|PIONEER ENERGY SVCS|TRBT|Tradebot Systems, Inc.|12877
PES|PIONEER ENERGY SVCS|TRCM|TRC MARKETS LLC|15620
PES|PIONEER ENERGY SVCS|TWTT|TASTYWORKS, INC.|430
PES|PIONEER ENERGY SVCS|UBSS|UBS Securities LLC|658499
PES|PIONEER ENERGY SVCS|VALX|VIRTU AMERICAS LLC|126811
PES|PIONEER ENERGY SVCS|VGRD|Vanguard Marketing Corporation|19144
PES|PIONEER ENERGY SVCS|VNDM|Wall Street Access|49176
PES|PIONEER ENERGY SVCS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
PES|PIONEER ENERGY SVCS|WCHV|WELLS FARGO SECURITIES, LLC|22899
PES|PIONEER ENERGY SVCS|WDNX|WEEDEN & CO.L.P.|12444
PES|PIONEER ENERGY SVCS|WEDB|WEDBUSH SECURITIES INC.|1000
PES|PIONEER ENERGY SVCS|WEED|Weeden & Co.L.P.|300
PES|PIONEER ENERGY SVCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3726
PES|PIONEER ENERGY SVCS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19784
PES|PIONEER ENERGY SVCS|WGIF|CIBC World Markets Inc.|2700
PES|PIONEER ENERGY SVCS|WSEA|WOLVERINE SECURITIES, LLC|14600
PES|PIONEER ENERGY SVCS|XIST|INSTINET, LLC|69600
PES|PIONEER ENERGY SVCS|XPQR|Jump Trading|113
PES|PIONEER ENERGY SVCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|49608
PES|PIONEER ENERGY SVCS|YKNA|COMHAR CAPITAL MARKETS, LLC|600
PES|PIONEER ENERGY SVCS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2975
PESI|PERMA-FIX ENVIR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1033
PESI|PERMA-FIX ENVIR|CANT|Cantor Fitzgerald & Co.|9703
PESI|PERMA-FIX ENVIR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|814
PESI|PERMA-FIX ENVIR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
PESI|PERMA-FIX ENVIR|CTDL|Citadel Derivatives Group Llc|120
PESI|PERMA-FIX ENVIR|DBAB|Deutsche Bank Securities Inc.|1087
PESI|PERMA-FIX ENVIR|DBAX|Deutsche Bank Securities Inc.|100
PESI|PERMA-FIX ENVIR|DEGS|RONIN PROFESSIONAL LLC|3609
PESI|PERMA-FIX ENVIR|EBXL|EBX LLC|600
PESI|PERMA-FIX ENVIR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1360
PESI|PERMA-FIX ENVIR|ETRS|E*Trade Securities LLC|2850
PESI|PERMA-FIX ENVIR|FBCO|Credit Suisse Securities (USA) LLC|1474
PESI|PERMA-FIX ENVIR|FOMA|TD AMERITRADE CLEARING, INC.|4479
PESI|PERMA-FIX ENVIR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11
PESI|PERMA-FIX ENVIR|FTBR|Foliofn Investments, Inc.|216
PESI|PERMA-FIX ENVIR|GEBB|GLOBAL EXECUTION BROKERS, LP|168
PESI|PERMA-FIX ENVIR|GSCO|GOLDMAN SACHS & CO. LLC|1378
PESI|PERMA-FIX ENVIR|GSLT|GOLDMAN SACHS & CO. LLC|1800
PESI|PERMA-FIX ENVIR|HRBF|American Enterprise Investment Services Inc.|200
PESI|PERMA-FIX ENVIR|HSBC|HSBC Securities, Inc.|8152
PESI|PERMA-FIX ENVIR|IBKR|Interactive Brokers Llc|18643
PESI|PERMA-FIX ENVIR|ICBX|INSTINET, LLC|100
PESI|PERMA-FIX ENVIR|INCA|INSTINET, LLC|4363
PESI|PERMA-FIX ENVIR|JANY|Janney Montgomery Scott Inc.|1700
PESI|PERMA-FIX ENVIR|JPMX|J.P. Morgan Securities LLC|400
PESI|PERMA-FIX ENVIR|LEHM|Barclays Capital Inc./Le|653
PESI|PERMA-FIX ENVIR|LIME|Lime Brokerage LLC|21614
PESI|PERMA-FIX ENVIR|LSCI|Lek Securities Corporation|311
PESI|PERMA-FIX ENVIR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
PESI|PERMA-FIX ENVIR|MSCO|MORGAN STANLEY & CO. LLC|14045
PESI|PERMA-FIX ENVIR|MSPL|MORGAN STANLEY & CO. LLC|100
PESI|PERMA-FIX ENVIR|NFSC|National Financial Services LLC|1331
PESI|PERMA-FIX ENVIR|NITE|VIRTU Americas LLC|10042
PESI|PERMA-FIX ENVIR|NQRB|Brut, LLC|100
PESI|PERMA-FIX ENVIR|OPCO|Oppenheimer & Co. Inc.|1324
PESI|PERMA-FIX ENVIR|SGMT|GOLDMAN SACHS & CO. LLC|500
PESI|PERMA-FIX ENVIR|SPDR|SPEEDROUTE LLC|300
PESI|PERMA-FIX ENVIR|TRBT|Tradebot Systems, Inc.|622
PESI|PERMA-FIX ENVIR|TRCM|TRC MARKETS LLC|3833
PESI|PERMA-FIX ENVIR|UBSA|UBS SECURITIES LLC|343
PESI|PERMA-FIX ENVIR|UBSS|UBS Securities LLC|8870
PESI|PERMA-FIX ENVIR|VALX|VIRTU AMERICAS LLC|963
PESI|PERMA-FIX ENVIR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|749
PESI|PERMA-FIX ENVIR|WFPB|Wells Fargo Securities, LLC.|1405
PESI|PERMA-FIX ENVIR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9503
PETQ|PETIQ, INC. CL A CM|AGIS|Aegis Capital Corp.|4230
PETQ|PETIQ, INC. CL A CM|ALTX|Alternet Securities Inc.|10873
PETQ|PETIQ, INC. CL A CM|APCC|Apex Clearing Corporation|29763
PETQ|PETIQ, INC. CL A CM|BATM|CBOE TRADING, INC.|1848
PETQ|PETIQ, INC. CL A CM|BAYT|BTIG, LLC|100
PETQ|PETIQ, INC. CL A CM|BBNT|BB&T SECURITIES, LLC|18519
PETQ|PETIQ, INC. CL A CM|BERN|Sanford C. Bernstein & Co., LLC|33247
PETQ|PETIQ, INC. CL A CM|BGCE|BGC Financial Inc.|8441
PETQ|PETIQ, INC. CL A CM|BIDS|BIDS TRADING L.P.|5000
PETQ|PETIQ, INC. CL A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|481
PETQ|PETIQ, INC. CL A CM|BLKX|INSTINET, LLC|118252
PETQ|PETIQ, INC. CL A CM|BMOC|BMO Capital Markets Corp.|1425
PETQ|PETIQ, INC. CL A CM|BNPX|BNP PARIBAS SECURITIES CORP.|1282
PETQ|PETIQ, INC. CL A CM|BTIG|BTIG, LLC|9200
PETQ|PETIQ, INC. CL A CM|BYXM|CBOE TRADING, INC.|1191
PETQ|PETIQ, INC. CL A CM|CANT|Cantor Fitzgerald & Co.|148
PETQ|PETIQ, INC. CL A CM|CHAS|Charles Schwab & Co., Inc.|5536
PETQ|PETIQ, INC. CL A CM|CIST|Capital Institutional Services, Inc.|1402
PETQ|PETIQ, INC. CL A CM|CLSA|CLSA AMERICAS, LLC|120145
PETQ|PETIQ, INC. CL A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56524
PETQ|PETIQ, INC. CL A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1927
PETQ|PETIQ, INC. CL A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2005
PETQ|PETIQ, INC. CL A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|135914
PETQ|PETIQ, INC. CL A CM|CTDL|Citadel Derivatives Group Llc|7567
PETQ|PETIQ, INC. CL A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7078
PETQ|PETIQ, INC. CL A CM|DADA|D.A. Davidson & Co.|500
PETQ|PETIQ, INC. CL A CM|DBAB|Deutsche Bank Securities Inc.|96443
PETQ|PETIQ, INC. CL A CM|DBAX|Deutsche Bank Securities Inc.|88800
PETQ|PETIQ, INC. CL A CM|DBUL|Deutsche Bank Securities Inc.|2800
PETQ|PETIQ, INC. CL A CM|DEAN|MORGAN STANLEY|3716
PETQ|PETIQ, INC. CL A CM|DEGS|RONIN PROFESSIONAL LLC|6656
PETQ|PETIQ, INC. CL A CM|EBXL|EBX LLC|84600
PETQ|PETIQ, INC. CL A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|117
PETQ|PETIQ, INC. CL A CM|EDJO|Edward D. Jones & Co., L.P.|723
PETQ|PETIQ, INC. CL A CM|EGAM|CBOE TRADING, INC.|10812
PETQ|PETIQ, INC. CL A CM|EGAW|CBOE TRADING, INC.|100
PETQ|PETIQ, INC. CL A CM|EGMT|EG MARKET TECHNOLOGIES LLC|290
PETQ|PETIQ, INC. CL A CM|EGXM|CBOE TRADING, INC.|5595
PETQ|PETIQ, INC. CL A CM|EGXW|CBOE TRADING, INC.|100
PETQ|PETIQ, INC. CL A CM|ETBE|Electronic Transaction Clearing, Inc.|15647
PETQ|PETIQ, INC. CL A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29474
PETQ|PETIQ, INC. CL A CM|ETRS|E*Trade Securities LLC|32072
PETQ|PETIQ, INC. CL A CM|FBCO|Credit Suisse Securities (USA) LLC|213986
PETQ|PETIQ, INC. CL A CM|FILL|Tradestation Securities, Inc.|1425
PETQ|PETIQ, INC. CL A CM|FOMA|TD AMERITRADE CLEARING, INC.|85357
PETQ|PETIQ, INC. CL A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14449
PETQ|PETIQ, INC. CL A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78627
PETQ|PETIQ, INC. CL A CM|FTBR|Foliofn Investments, Inc.|114
PETQ|PETIQ, INC. CL A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3496
PETQ|PETIQ, INC. CL A CM|GLIS|TD Securities Inc|280
PETQ|PETIQ, INC. CL A CM|GLPX|ACS EXECUTION SERVICES, LLC|22341
PETQ|PETIQ, INC. CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|529622
PETQ|PETIQ, INC. CL A CM|GSCS|GOLDMAN SACHS & CO. LLC|7404
PETQ|PETIQ, INC. CL A CM|GSLT|GOLDMAN SACHS & CO. LLC|1334
PETQ|PETIQ, INC. CL A CM|GTSZ|GTS SECURITIES LLC|20808
PETQ|PETIQ, INC. CL A CM|HAPX|HAP Trading, LLC|96
PETQ|PETIQ, INC. CL A CM|HRBF|American Enterprise Investment Services Inc.|14832
PETQ|PETIQ, INC. CL A CM|HSBC|HSBC Securities, Inc.|538
PETQ|PETIQ, INC. CL A CM|IATS|INTERACTIVE BROKERS LLC|4196
PETQ|PETIQ, INC. CL A CM|IBKR|Interactive Brokers Llc|97225
PETQ|PETIQ, INC. CL A CM|ICBX|INSTINET, LLC|13836
PETQ|PETIQ, INC. CL A CM|IEQY|CITADEL SECURITIES LLC|41436
PETQ|PETIQ, INC. CL A CM|INCA|INSTINET, LLC|247866
PETQ|PETIQ, INC. CL A CM|INJX|INSTINET, LLC|16362
PETQ|PETIQ, INC. CL A CM|ITGI|ITG Inc.|55250
PETQ|PETIQ, INC. CL A CM|ITGP|ITG INC.|180400
PETQ|PETIQ, INC. CL A CM|JEFF|JEFFERIES LLC|57489
PETQ|PETIQ, INC. CL A CM|JMPT|JUMP TRADING, LLC|15797
PETQ|PETIQ, INC. CL A CM|JONE|JonesTrading|46569
PETQ|PETIQ, INC. CL A CM|JPBX|J.P. MORGAN SECURITIES LLC|35582
PETQ|PETIQ, INC. CL A CM|JPMX|J.P. Morgan Securities LLC|112733
PETQ|PETIQ, INC. CL A CM|JSJX|JANE STREET CAPITAL LLC|100999
PETQ|PETIQ, INC. CL A CM|KCGM|VIRTU Americas LLC|20922
PETQ|PETIQ, INC. CL A CM|KEYB|KEYBANC CAPITAL MARKETS INC.|6363
PETQ|PETIQ, INC. CL A CM|KING|C. L. King & Associates, Inc.|1976
PETQ|PETIQ, INC. CL A CM|LEHM|Barclays Capital Inc./Le|256519
PETQ|PETIQ, INC. CL A CM|LIME|Lime Brokerage LLC|111206
PETQ|PETIQ, INC. CL A CM|LMGP|LIME BROKERAGE LLC|200
PETQ|PETIQ, INC. CL A CM|LQNA|LIQUIDNET, INC.|18100
PETQ|PETIQ, INC. CL A CM|LQNB|LIQUIDNET, INC.|5000
PETQ|PETIQ, INC. CL A CM|MAVB|Great Point Capital LLC|966
PETQ|PETIQ, INC. CL A CM|MAXM|Maxim Group LLC|970
PETQ|PETIQ, INC. CL A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31500
PETQ|PETIQ, INC. CL A CM|MOTF|MOTIF INVESTING, INC.|8
PETQ|PETIQ, INC. CL A CM|MSCO|MORGAN STANLEY & CO. LLC|875340
PETQ|PETIQ, INC. CL A CM|MSPL|MORGAN STANLEY & CO. LLC|96400
PETQ|PETIQ, INC. CL A CM|MSTX|MORGAN STANLEY & CO. LLC|12100
PETQ|PETIQ, INC. CL A CM|NATL|National Securities Corporation|1010
PETQ|PETIQ, INC. CL A CM|NFSC|National Financial Services LLC|59449
PETQ|PETIQ, INC. CL A CM|NITE|VIRTU Americas LLC|255521
PETQ|PETIQ, INC. CL A CM|NITP|VIRTU Americas LLC|1500
PETQ|PETIQ, INC. CL A CM|NQRB|Brut, LLC|10587
PETQ|PETIQ, INC. CL A CM|OPCO|Oppenheimer & Co. Inc.|19734
PETQ|PETIQ, INC. CL A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|101
PETQ|PETIQ, INC. CL A CM|PDQM|CODA MARKETS, INC.|75347
PETQ|PETIQ, INC. CL A CM|PIPR|Piper Jaffray & Co.|179
PETQ|PETIQ, INC. CL A CM|RAJA|Raymond James & Associates, Inc.|60761
PETQ|PETIQ, INC. CL A CM|RBCM|RBC CAPITAL MARKETS, LLC|907
PETQ|PETIQ, INC. CL A CM|RHCO|Suntrust Robinson Humphrey, Inc.|2783
PETQ|PETIQ, INC. CL A CM|SAGL|SAGETRADER, LLC|17310
PETQ|PETIQ, INC. CL A CM|SALI|INTL FCSTONE FINANCIAL INC.|250
PETQ|PETIQ, INC. CL A CM|SBSH|Citigroup Global Markets Inc.|45298
PETQ|PETIQ, INC. CL A CM|SGMT|GOLDMAN SACHS & CO. LLC|74414
PETQ|PETIQ, INC. CL A CM|SPDR|SPEEDROUTE LLC|11373
PETQ|PETIQ, INC. CL A CM|STFL|Stifel, Nicolaus & Company, Incorporated|300
PETQ|PETIQ, INC. CL A CM|STKP|STOCKPILE INVESTMENTS, INC.|20
PETQ|PETIQ, INC. CL A CM|SWIM|TD Ameritrade, Inc.|72932
PETQ|PETIQ, INC. CL A CM|TDCO|Thompson Davis & Co., Inc.|56
PETQ|PETIQ, INC. CL A CM|TKNG|ALLY INVEST SECURITIES LLC|595
PETQ|PETIQ, INC. CL A CM|TOUR|TOURMALINE PARTNERS, LLC|500
PETQ|PETIQ, INC. CL A CM|TRBT|Tradebot Systems, Inc.|126601
PETQ|PETIQ, INC. CL A CM|TRCM|TRC MARKETS LLC|75988
PETQ|PETIQ, INC. CL A CM|UBSA|UBS SECURITIES LLC|301202
PETQ|PETIQ, INC. CL A CM|UBSS|UBS Securities LLC|613671
PETQ|PETIQ, INC. CL A CM|VALX|VIRTU AMERICAS LLC|4900
PETQ|PETIQ, INC. CL A CM|VGRD|Vanguard Marketing Corporation|3751
PETQ|PETIQ, INC. CL A CM|VNDM|Wall Street Access|9100
PETQ|PETIQ, INC. CL A CM|WBLR|WILLIAM BLAIR|121212
PETQ|PETIQ, INC. CL A CM|WBPX|SUMMIT SECURITIES GROUP, LLC|72
PETQ|PETIQ, INC. CL A CM|WCHV|WELLS FARGO SECURITIES, LLC|42327
PETQ|PETIQ, INC. CL A CM|WEED|Weeden & Co.L.P.|2620
PETQ|PETIQ, INC. CL A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13199
PETQ|PETIQ, INC. CL A CM|WGIF|CIBC World Markets Inc.|1861
PETQ|PETIQ, INC. CL A CM|WORD|Worden Capital Management LLC|19
PETQ|PETIQ, INC. CL A CM|WSEA|WOLVERINE SECURITIES, LLC|1613
PETQ|PETIQ, INC. CL A CM|WTCO|Williams Trading LLC|1300
PETQ|PETIQ, INC. CL A CM|WTFS|JUST2TRADE, INC.|50
PETQ|PETIQ, INC. CL A CM|XIST|INSTINET, LLC|15870
PETQ|PETIQ, INC. CL A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7096
PETQ|PETIQ, INC. CL A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4795
PETQ|PETIQ, INC. CL A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
PETS|PETMED EXPRESS INC|ALTX|Alternet Securities Inc.|3748
PETS|PETMED EXPRESS INC|APCC|Apex Clearing Corporation|47279
PETS|PETMED EXPRESS INC|AQUA|AQUA SECURITIES L.P.|4000
PETS|PETMED EXPRESS INC|BARD|Robert W. Baird & Co. Incorporated|650
PETS|PETMED EXPRESS INC|BATM|CBOE TRADING, INC.|2163
PETS|PETMED EXPRESS INC|BERN|Sanford C. Bernstein & Co., LLC|35045
PETS|PETMED EXPRESS INC|BIMI|Banca IMI Securities Corp.|600
PETS|PETMED EXPRESS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11293
PETS|PETMED EXPRESS INC|BLKX|INSTINET, LLC|74570
PETS|PETMED EXPRESS INC|BMOC|BMO Capital Markets Corp.|3170
PETS|PETMED EXPRESS INC|BNPX|BNP PARIBAS SECURITIES CORP.|33344
PETS|PETMED EXPRESS INC|BRGE|Newbridge Securities Corp.|1000
PETS|PETMED EXPRESS INC|BTIG|BTIG, LLC|3364
PETS|PETMED EXPRESS INC|BYXM|CBOE TRADING, INC.|1083
PETS|PETMED EXPRESS INC|BZYD|GOLDMAN SACHS & CO. LLC|200
PETS|PETMED EXPRESS INC|CANT|Cantor Fitzgerald & Co.|984
PETS|PETMED EXPRESS INC|CHAS|Charles Schwab & Co., Inc.|1707
PETS|PETMED EXPRESS INC|CICF|Canaccord Genuity Corp.|478
PETS|PETMED EXPRESS INC|CIST|Capital Institutional Services, Inc.|1482
PETS|PETMED EXPRESS INC|CLSA|CLSA AMERICAS, LLC|4200
PETS|PETMED EXPRESS INC|CNFR|Cowen Prime Services LLC|100
PETS|PETMED EXPRESS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13923
PETS|PETMED EXPRESS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PETS|PETMED EXPRESS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|108
PETS|PETMED EXPRESS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|277899
PETS|PETMED EXPRESS INC|CTDL|Citadel Derivatives Group Llc|44413
PETS|PETMED EXPRESS INC|CTLR|CUTLER GROUP, LP|2707
PETS|PETMED EXPRESS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|28898
PETS|PETMED EXPRESS INC|DAVA|Davenport & Company LLC|500
PETS|PETMED EXPRESS INC|DBAB|Deutsche Bank Securities Inc.|354463
PETS|PETMED EXPRESS INC|DBAX|Deutsche Bank Securities Inc.|141100
PETS|PETMED EXPRESS INC|DBUL|Deutsche Bank Securities Inc.|12862
PETS|PETMED EXPRESS INC|DEAN|MORGAN STANLEY|8161
PETS|PETMED EXPRESS INC|DEGS|RONIN PROFESSIONAL LLC|4218
PETS|PETMED EXPRESS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|770
PETS|PETMED EXPRESS INC|EBXL|EBX LLC|74400
PETS|PETMED EXPRESS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|16196
PETS|PETMED EXPRESS INC|EDJO|Edward D. Jones & Co., L.P.|2812
PETS|PETMED EXPRESS INC|EGAM|CBOE TRADING, INC.|6738
PETS|PETMED EXPRESS INC|EGMT|EG MARKET TECHNOLOGIES LLC|920
PETS|PETMED EXPRESS INC|EGXM|CBOE TRADING, INC.|4287
PETS|PETMED EXPRESS INC|ETBE|Electronic Transaction Clearing, Inc.|20353
PETS|PETMED EXPRESS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5478
PETS|PETMED EXPRESS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33905
PETS|PETMED EXPRESS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PETS|PETMED EXPRESS INC|ETRS|E*Trade Securities LLC|38745
PETS|PETMED EXPRESS INC|FBCO|Credit Suisse Securities (USA) LLC|344803
PETS|PETMED EXPRESS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|4
PETS|PETMED EXPRESS INC|FILL|Tradestation Securities, Inc.|3992
PETS|PETMED EXPRESS INC|FMAF|NBCN Inc./ CDS|5069
PETS|PETMED EXPRESS INC|FOMA|TD AMERITRADE CLEARING, INC.|136601
PETS|PETMED EXPRESS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|82603
PETS|PETMED EXPRESS INC|FQLS|Quantlab Securities LP|277521
PETS|PETMED EXPRESS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60093
PETS|PETMED EXPRESS INC|FTBR|Foliofn Investments, Inc.|15258
PETS|PETMED EXPRESS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|11462
PETS|PETMED EXPRESS INC|GLIS|TD Securities Inc|600
PETS|PETMED EXPRESS INC|GLPX|ACS EXECUTION SERVICES, LLC|10938
PETS|PETMED EXPRESS INC|GSCO|GOLDMAN SACHS & CO. LLC|244213
PETS|PETMED EXPRESS INC|GSCS|GOLDMAN SACHS & CO. LLC|18262
PETS|PETMED EXPRESS INC|GSLT|GOLDMAN SACHS & CO. LLC|1563
PETS|PETMED EXPRESS INC|GTSZ|GTS SECURITIES LLC|55542
PETS|PETMED EXPRESS INC|HRBF|American Enterprise Investment Services Inc.|5519
PETS|PETMED EXPRESS INC|HSBC|HSBC Securities, Inc.|251
PETS|PETMED EXPRESS INC|IATS|INTERACTIVE BROKERS LLC|5702
PETS|PETMED EXPRESS INC|IBKR|Interactive Brokers Llc|67745
PETS|PETMED EXPRESS INC|ICBX|INSTINET, LLC|15700
PETS|PETMED EXPRESS INC|IEQY|CITADEL SECURITIES LLC|113131
PETS|PETMED EXPRESS INC|INCA|INSTINET, LLC|320383
PETS|PETMED EXPRESS INC|INJX|INSTINET, LLC|14834
PETS|PETMED EXPRESS INC|ITGI|ITG Inc.|29039
PETS|PETMED EXPRESS INC|ITGP|ITG INC.|183600
PETS|PETMED EXPRESS INC|JEFF|JEFFERIES LLC|26791
PETS|PETMED EXPRESS INC|JMPT|JUMP TRADING, LLC|65715
PETS|PETMED EXPRESS INC|JONE|JonesTrading|48739
PETS|PETMED EXPRESS INC|JPBX|J.P. MORGAN SECURITIES LLC|67808
PETS|PETMED EXPRESS INC|JPMX|J.P. Morgan Securities LLC|308745
PETS|PETMED EXPRESS INC|JSJX|JANE STREET CAPITAL LLC|7498
PETS|PETMED EXPRESS INC|KCGM|VIRTU Americas LLC|27162
PETS|PETMED EXPRESS INC|LEER|LEERINK PARTNERS LLC|800
PETS|PETMED EXPRESS INC|LEHM|Barclays Capital Inc./Le|431832
PETS|PETMED EXPRESS INC|LIME|Lime Brokerage LLC|134776
PETS|PETMED EXPRESS INC|LOOP|Loop Capital Markets LLC|100
PETS|PETMED EXPRESS INC|LQNA|LIQUIDNET, INC.|225000
PETS|PETMED EXPRESS INC|MACC|Mid Atlantic Capital Corporation|4495
PETS|PETMED EXPRESS INC|MAXM|Maxim Group LLC|2128
PETS|PETMED EXPRESS INC|MBTS|ALLY INVEST SECURITIES LLC|788
PETS|PETMED EXPRESS INC|MCMF|Raymond James Ltd. Cds|300
PETS|PETMED EXPRESS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42554
PETS|PETMED EXPRESS INC|MOTF|MOTIF INVESTING, INC.|51
PETS|PETMED EXPRESS INC|MSCO|MORGAN STANLEY & CO. LLC|2221364
PETS|PETMED EXPRESS INC|MSPL|MORGAN STANLEY & CO. LLC|343800
PETS|PETMED EXPRESS INC|MSTX|MORGAN STANLEY & CO. LLC|93100
PETS|PETMED EXPRESS INC|NATL|National Securities Corporation|4850
PETS|PETMED EXPRESS INC|NBCS|NBC Securities, INC.|152
PETS|PETMED EXPRESS INC|NFSC|National Financial Services LLC|274227
PETS|PETMED EXPRESS INC|NITE|VIRTU Americas LLC|404455
PETS|PETMED EXPRESS INC|NITP|VIRTU Americas LLC|2000
PETS|PETMED EXPRESS INC|NQRB|Brut, LLC|8672
PETS|PETMED EXPRESS INC|OPCO|Oppenheimer & Co. Inc.|1542
PETS|PETMED EXPRESS INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|28001
PETS|PETMED EXPRESS INC|PCPT|PHILLIP CAPITAL INC.|890
PETS|PETMED EXPRESS INC|PDQM|CODA MARKETS, INC.|54632
PETS|PETMED EXPRESS INC|PHLY|NASDAQ Execution Services, LLC|4400
PETS|PETMED EXPRESS INC|PWJC|UBS Financial Services, Inc.|800
PETS|PETMED EXPRESS INC|RAJA|Raymond James & Associates, Inc.|9952
PETS|PETMED EXPRESS INC|RBCM|RBC CAPITAL MARKETS, LLC|3150
PETS|PETMED EXPRESS INC|SAGL|SAGETRADER, LLC|7643
PETS|PETMED EXPRESS INC|SAGW|SAGETRADER, LLC|1261
PETS|PETMED EXPRESS INC|SALI|INTL FCSTONE FINANCIAL INC.|100
PETS|PETMED EXPRESS INC|SBSH|Citigroup Global Markets Inc.|155960
PETS|PETMED EXPRESS INC|SGMT|GOLDMAN SACHS & CO. LLC|109420
PETS|PETMED EXPRESS INC|SPDR|SPEEDROUTE LLC|11809
PETS|PETMED EXPRESS INC|SPHN|Stephens Inc.|394
PETS|PETMED EXPRESS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2854
PETS|PETMED EXPRESS INC|STKP|STOCKPILE INVESTMENTS, INC.|276
PETS|PETMED EXPRESS INC|STXG|Stockcross Financial Services, Inc.|9
PETS|PETMED EXPRESS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24
PETS|PETMED EXPRESS INC|SWIM|TD Ameritrade, Inc.|56221
PETS|PETMED EXPRESS INC|SWST|Hilltop Securities Inc.|1385
PETS|PETMED EXPRESS INC|TKNG|ALLY INVEST SECURITIES LLC|11461
PETS|PETMED EXPRESS INC|TRBT|Tradebot Systems, Inc.|150080
PETS|PETMED EXPRESS INC|TRCM|TRC MARKETS LLC|98237
PETS|PETMED EXPRESS INC|TWTT|TASTYWORKS, INC.|22
PETS|PETMED EXPRESS INC|UBSA|UBS SECURITIES LLC|265825
PETS|PETMED EXPRESS INC|UBSS|UBS Securities LLC|600172
PETS|PETMED EXPRESS INC|VALX|VIRTU AMERICAS LLC|8496
PETS|PETMED EXPRESS INC|VGRD|Vanguard Marketing Corporation|11921
PETS|PETMED EXPRESS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|300
PETS|PETMED EXPRESS INC|WCHV|WELLS FARGO SECURITIES, LLC|64256
PETS|PETMED EXPRESS INC|WEED|Weeden & Co.L.P.|32690
PETS|PETMED EXPRESS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9075
PETS|PETMED EXPRESS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25825
PETS|PETMED EXPRESS INC|WGIF|CIBC World Markets Inc.|2626
PETS|PETMED EXPRESS INC|WORD|Worden Capital Management LLC|250
PETS|PETMED EXPRESS INC|WSEA|WOLVERINE SECURITIES, LLC|15367
PETS|PETMED EXPRESS INC|XIST|INSTINET, LLC|85070
PETS|PETMED EXPRESS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|48958
PETS|PETMED EXPRESS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3450
PETS|PETMED EXPRESS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4435
PETX|ARATANA THERAPTCS CM|ALTX|Alternet Securities Inc.|11891
PETX|ARATANA THERAPTCS CM|APCC|Apex Clearing Corporation|1767
PETX|ARATANA THERAPTCS CM|BARD|Robert W. Baird & Co. Incorporated|500
PETX|ARATANA THERAPTCS CM|BATM|CBOE TRADING, INC.|1452
PETX|ARATANA THERAPTCS CM|BERN|Sanford C. Bernstein & Co., LLC|3400
PETX|ARATANA THERAPTCS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
PETX|ARATANA THERAPTCS CM|BLKX|INSTINET, LLC|5200
PETX|ARATANA THERAPTCS CM|BMOC|BMO Capital Markets Corp.|6855
PETX|ARATANA THERAPTCS CM|BNCH|The Benchmark Company, LLC|119077
PETX|ARATANA THERAPTCS CM|BNPX|BNP PARIBAS SECURITIES CORP.|5737
PETX|ARATANA THERAPTCS CM|BTIG|BTIG, LLC|287
PETX|ARATANA THERAPTCS CM|BYXM|CBOE TRADING, INC.|500
PETX|ARATANA THERAPTCS CM|CANT|Cantor Fitzgerald & Co.|3000
PETX|ARATANA THERAPTCS CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|27148
PETX|ARATANA THERAPTCS CM|CHAS|Charles Schwab & Co., Inc.|4250
PETX|ARATANA THERAPTCS CM|CICF|Canaccord Genuity Corp.|1000
PETX|ARATANA THERAPTCS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|179724
PETX|ARATANA THERAPTCS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|330
PETX|ARATANA THERAPTCS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4930
PETX|ARATANA THERAPTCS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125019
PETX|ARATANA THERAPTCS CM|CTDL|Citadel Derivatives Group Llc|10083
PETX|ARATANA THERAPTCS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|30230
PETX|ARATANA THERAPTCS CM|DAVA|Davenport & Company LLC|125738
PETX|ARATANA THERAPTCS CM|DBAB|Deutsche Bank Securities Inc.|170610
PETX|ARATANA THERAPTCS CM|DBAX|Deutsche Bank Securities Inc.|66800
PETX|ARATANA THERAPTCS CM|DEAN|MORGAN STANLEY|250
PETX|ARATANA THERAPTCS CM|DEGS|RONIN PROFESSIONAL LLC|15526
PETX|ARATANA THERAPTCS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
PETX|ARATANA THERAPTCS CM|EBXL|EBX LLC|68700
PETX|ARATANA THERAPTCS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3855
PETX|ARATANA THERAPTCS CM|EDJO|Edward D. Jones & Co., L.P.|1200
PETX|ARATANA THERAPTCS CM|EGAM|CBOE TRADING, INC.|6302
PETX|ARATANA THERAPTCS CM|EGAW|CBOE TRADING, INC.|50
PETX|ARATANA THERAPTCS CM|EGXM|CBOE TRADING, INC.|1965
PETX|ARATANA THERAPTCS CM|ETBE|Electronic Transaction Clearing, Inc.|2490
PETX|ARATANA THERAPTCS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4352
PETX|ARATANA THERAPTCS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7696
PETX|ARATANA THERAPTCS CM|ETRS|E*Trade Securities LLC|273095
PETX|ARATANA THERAPTCS CM|FBCO|Credit Suisse Securities (USA) LLC|464095
PETX|ARATANA THERAPTCS CM|FBSB|U.S. Bancorp Investments, Inc.|2000
PETX|ARATANA THERAPTCS CM|FILL|Tradestation Securities, Inc.|1600
PETX|ARATANA THERAPTCS CM|FMAF|NBCN Inc./ CDS|8484
PETX|ARATANA THERAPTCS CM|FOMA|TD AMERITRADE CLEARING, INC.|367316
PETX|ARATANA THERAPTCS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40870
PETX|ARATANA THERAPTCS CM|FTBR|Foliofn Investments, Inc.|921
PETX|ARATANA THERAPTCS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|13707
PETX|ARATANA THERAPTCS CM|GLPX|ACS EXECUTION SERVICES, LLC|111
PETX|ARATANA THERAPTCS CM|GSCO|GOLDMAN SACHS & CO. LLC|594732
PETX|ARATANA THERAPTCS CM|GSCS|GOLDMAN SACHS & CO. LLC|1700
PETX|ARATANA THERAPTCS CM|GSLT|GOLDMAN SACHS & CO. LLC|300
PETX|ARATANA THERAPTCS CM|GTSZ|GTS SECURITIES LLC|1757
PETX|ARATANA THERAPTCS CM|HAPX|HAP Trading, LLC|15
PETX|ARATANA THERAPTCS CM|HRBF|American Enterprise Investment Services Inc.|925
PETX|ARATANA THERAPTCS CM|IATS|INTERACTIVE BROKERS LLC|1000
PETX|ARATANA THERAPTCS CM|IBKR|Interactive Brokers Llc|59434
PETX|ARATANA THERAPTCS CM|ICBX|INSTINET, LLC|16700
PETX|ARATANA THERAPTCS CM|IEQY|CITADEL SECURITIES LLC|58522
PETX|ARATANA THERAPTCS CM|INCA|INSTINET, LLC|116873
PETX|ARATANA THERAPTCS CM|INJX|INSTINET, LLC|134281
PETX|ARATANA THERAPTCS CM|ITGI|ITG Inc.|40526
PETX|ARATANA THERAPTCS CM|ITGP|ITG INC.|41600
PETX|ARATANA THERAPTCS CM|JANY|Janney Montgomery Scott Inc.|21810
PETX|ARATANA THERAPTCS CM|JEFF|JEFFERIES LLC|68950
PETX|ARATANA THERAPTCS CM|JMPT|JUMP TRADING, LLC|3517
PETX|ARATANA THERAPTCS CM|JONE|JonesTrading|1000
PETX|ARATANA THERAPTCS CM|JPBX|J.P. MORGAN SECURITIES LLC|2100
PETX|ARATANA THERAPTCS CM|JPMX|J.P. Morgan Securities LLC|134848
PETX|ARATANA THERAPTCS CM|JSJX|JANE STREET CAPITAL LLC|25432
PETX|ARATANA THERAPTCS CM|KCGM|VIRTU Americas LLC|24278
PETX|ARATANA THERAPTCS CM|LAFC|R. F. Lafferty & Co., Inc.|1400
PETX|ARATANA THERAPTCS CM|LEHM|Barclays Capital Inc./Le|352356
PETX|ARATANA THERAPTCS CM|LIME|Lime Brokerage LLC|135070
PETX|ARATANA THERAPTCS CM|MAXM|Maxim Group LLC|4694
PETX|ARATANA THERAPTCS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62527
PETX|ARATANA THERAPTCS CM|MOTF|MOTIF INVESTING, INC.|13
PETX|ARATANA THERAPTCS CM|MSCO|MORGAN STANLEY & CO. LLC|748505
PETX|ARATANA THERAPTCS CM|MSPL|MORGAN STANLEY & CO. LLC|93100
PETX|ARATANA THERAPTCS CM|MSTX|MORGAN STANLEY & CO. LLC|24000
PETX|ARATANA THERAPTCS CM|NATL|National Securities Corporation|970
PETX|ARATANA THERAPTCS CM|NFSC|National Financial Services LLC|136719
PETX|ARATANA THERAPTCS CM|NITE|VIRTU Americas LLC|418162
PETX|ARATANA THERAPTCS CM|NITP|VIRTU Americas LLC|200
PETX|ARATANA THERAPTCS CM|NQRB|Brut, LLC|29552
PETX|ARATANA THERAPTCS CM|NTFN|Network 1 Financial Securities Inc.|3320
PETX|ARATANA THERAPTCS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2411
PETX|ARATANA THERAPTCS CM|PDQM|CODA MARKETS, INC.|1641
PETX|ARATANA THERAPTCS CM|RAJA|Raymond James & Associates, Inc.|1000
PETX|ARATANA THERAPTCS CM|RBCM|RBC CAPITAL MARKETS, LLC|3200
PETX|ARATANA THERAPTCS CM|SALI|INTL FCSTONE FINANCIAL INC.|900
PETX|ARATANA THERAPTCS CM|SBSH|Citigroup Global Markets Inc.|107543
PETX|ARATANA THERAPTCS CM|SGMT|GOLDMAN SACHS & CO. LLC|30147
PETX|ARATANA THERAPTCS CM|SPDR|SPEEDROUTE LLC|800
PETX|ARATANA THERAPTCS CM|STFL|Stifel, Nicolaus & Company, Incorporated|40888
PETX|ARATANA THERAPTCS CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|412
PETX|ARATANA THERAPTCS CM|SWIM|TD Ameritrade, Inc.|43912
PETX|ARATANA THERAPTCS CM|SWST|Hilltop Securities Inc.|200
PETX|ARATANA THERAPTCS CM|TKNG|ALLY INVEST SECURITIES LLC|19885
PETX|ARATANA THERAPTCS CM|TRBT|Tradebot Systems, Inc.|74267
PETX|ARATANA THERAPTCS CM|TRCM|TRC MARKETS LLC|74492
PETX|ARATANA THERAPTCS CM|TWTT|TASTYWORKS, INC.|1309
PETX|ARATANA THERAPTCS CM|UBSA|UBS SECURITIES LLC|212963
PETX|ARATANA THERAPTCS CM|UBSS|UBS Securities LLC|513610
PETX|ARATANA THERAPTCS CM|VALX|VIRTU AMERICAS LLC|3770
PETX|ARATANA THERAPTCS CM|VERT|The Vertical Trading Group, LLC|2000
PETX|ARATANA THERAPTCS CM|VGRD|Vanguard Marketing Corporation|30015
PETX|ARATANA THERAPTCS CM|VNDM|Wall Street Access|9791
PETX|ARATANA THERAPTCS CM|WBLR|WILLIAM BLAIR|52087
PETX|ARATANA THERAPTCS CM|WBPX|SUMMIT SECURITIES GROUP, LLC|252
PETX|ARATANA THERAPTCS CM|WCHV|WELLS FARGO SECURITIES, LLC|191923
PETX|ARATANA THERAPTCS CM|WEDB|WEDBUSH SECURITIES INC.|1000
PETX|ARATANA THERAPTCS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1570
PETX|ARATANA THERAPTCS CM|WGIF|CIBC World Markets Inc.|2595
PETX|ARATANA THERAPTCS CM|WSEA|WOLVERINE SECURITIES, LLC|17584
PETX|ARATANA THERAPTCS CM|XIST|INSTINET, LLC|57800
PETX|ARATANA THERAPTCS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|19928
PETX|ARATANA THERAPTCS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|200
PETX|ARATANA THERAPTCS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5201
PETZ|TDH HOLDINGS CMN|AGIS|Aegis Capital Corp.|50
PETZ|TDH HOLDINGS CMN|ALTX|Alternet Securities Inc.|800
PETZ|TDH HOLDINGS CMN|APCC|Apex Clearing Corporation|12302
PETZ|TDH HOLDINGS CMN|BATM|CBOE TRADING, INC.|600
PETZ|TDH HOLDINGS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4901
PETZ|TDH HOLDINGS CMN|BYXM|CBOE TRADING, INC.|100
PETZ|TDH HOLDINGS CMN|CHAS|Charles Schwab & Co., Inc.|5000
PETZ|TDH HOLDINGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1201
PETZ|TDH HOLDINGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34160
PETZ|TDH HOLDINGS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
PETZ|TDH HOLDINGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6898
PETZ|TDH HOLDINGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PETZ|TDH HOLDINGS CMN|DBAB|Deutsche Bank Securities Inc.|1480
PETZ|TDH HOLDINGS CMN|DBAX|Deutsche Bank Securities Inc.|4900
PETZ|TDH HOLDINGS CMN|DBUL|Deutsche Bank Securities Inc.|500
PETZ|TDH HOLDINGS CMN|DEAN|MORGAN STANLEY|600
PETZ|TDH HOLDINGS CMN|DEGS|RONIN PROFESSIONAL LLC|16987
PETZ|TDH HOLDINGS CMN|EBXL|EBX LLC|7100
PETZ|TDH HOLDINGS CMN|EGAM|CBOE TRADING, INC.|1600
PETZ|TDH HOLDINGS CMN|ETBE|Electronic Transaction Clearing, Inc.|300
PETZ|TDH HOLDINGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
PETZ|TDH HOLDINGS CMN|ETRS|E*Trade Securities LLC|27563
PETZ|TDH HOLDINGS CMN|FBCO|Credit Suisse Securities (USA) LLC|12815
PETZ|TDH HOLDINGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|258504
PETZ|TDH HOLDINGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1043
PETZ|TDH HOLDINGS CMN|FTBR|Foliofn Investments, Inc.|1
PETZ|TDH HOLDINGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
PETZ|TDH HOLDINGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|8793
PETZ|TDH HOLDINGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|500
PETZ|TDH HOLDINGS CMN|GTSZ|GTS SECURITIES LLC|11016
PETZ|TDH HOLDINGS CMN|IATS|INTERACTIVE BROKERS LLC|44849
PETZ|TDH HOLDINGS CMN|IBKR|Interactive Brokers Llc|283512
PETZ|TDH HOLDINGS CMN|ICBX|INSTINET, LLC|1340
PETZ|TDH HOLDINGS CMN|INCA|INSTINET, LLC|55109
PETZ|TDH HOLDINGS CMN|ITGI|ITG Inc.|16130
PETZ|TDH HOLDINGS CMN|ITGP|ITG INC.|21000
PETZ|TDH HOLDINGS CMN|JONE|JonesTrading|5604
PETZ|TDH HOLDINGS CMN|JPMX|J.P. Morgan Securities LLC|8500
PETZ|TDH HOLDINGS CMN|JSJX|JANE STREET CAPITAL LLC|15495
PETZ|TDH HOLDINGS CMN|KCGM|VIRTU Americas LLC|300
PETZ|TDH HOLDINGS CMN|LEHM|Barclays Capital Inc./Le|1800
PETZ|TDH HOLDINGS CMN|LIME|Lime Brokerage LLC|16137
PETZ|TDH HOLDINGS CMN|MAVB|Great Point Capital LLC|100
PETZ|TDH HOLDINGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
PETZ|TDH HOLDINGS CMN|MOTF|MOTIF INVESTING, INC.|1
PETZ|TDH HOLDINGS CMN|MSCO|MORGAN STANLEY & CO. LLC|127806
PETZ|TDH HOLDINGS CMN|MSPL|MORGAN STANLEY & CO. LLC|2300
PETZ|TDH HOLDINGS CMN|NFSC|National Financial Services LLC|15981
PETZ|TDH HOLDINGS CMN|NITE|VIRTU Americas LLC|157973
PETZ|TDH HOLDINGS CMN|NITP|VIRTU Americas LLC|32
PETZ|TDH HOLDINGS CMN|NQRB|Brut, LLC|400
PETZ|TDH HOLDINGS CMN|PCFF|Pacific International Securities Inc./CDS|2000
PETZ|TDH HOLDINGS CMN|PDQM|CODA MARKETS, INC.|14037
PETZ|TDH HOLDINGS CMN|RBCM|RBC CAPITAL MARKETS, LLC|700
PETZ|TDH HOLDINGS CMN|SAGL|SAGETRADER, LLC|4797
PETZ|TDH HOLDINGS CMN|SBSH|Citigroup Global Markets Inc.|4930
PETZ|TDH HOLDINGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|1518
PETZ|TDH HOLDINGS CMN|SOGO|Wang Investment Associates, Inc.|700
PETZ|TDH HOLDINGS CMN|SPDR|SPEEDROUTE LLC|4404
PETZ|TDH HOLDINGS CMN|SPTD|MINT GLOBAL MARKETS, INC.|97839
PETZ|TDH HOLDINGS CMN|SWIM|TD Ameritrade, Inc.|21108
PETZ|TDH HOLDINGS CMN|TKNG|ALLY INVEST SECURITIES LLC|200
PETZ|TDH HOLDINGS CMN|TRCM|TRC MARKETS LLC|502
PETZ|TDH HOLDINGS CMN|TWTT|TASTYWORKS, INC.|300
PETZ|TDH HOLDINGS CMN|UBSA|UBS SECURITIES LLC|13944
PETZ|TDH HOLDINGS CMN|UBSS|UBS Securities LLC|62897
PETZ|TDH HOLDINGS CMN|VALX|VIRTU AMERICAS LLC|5390
PETZ|TDH HOLDINGS CMN|VIEW|VIEWTRADE SECURITIES LLC|88012
PETZ|TDH HOLDINGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|2900
PETZ|TDH HOLDINGS CMN|WEDB|WEDBUSH SECURITIES INC.|2746
PETZ|TDH HOLDINGS CMN|WSEA|WOLVERINE SECURITIES, LLC|700
PETZ|TDH HOLDINGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1924
PETZC|GAB PET PARNT FND NX|FTBR|Foliofn Investments, Inc.|630
PETZC|GAB PET PARNT FND NX|GABE|G.RESEARCH, INC.|95900
PETZC|GAB PET PARNT FND NX|NITE|VIRTU Americas LLC|96683
PETZC|GAB PET PARNT FND NX|NITP|VIRTU Americas LLC|200
PEX|PROSHARES GLOBAL LIS|CTDL|Citadel Derivatives Group Llc|856
PEX|PROSHARES GLOBAL LIS|ETRS|E*Trade Securities LLC|1064
PEX|PROSHARES GLOBAL LIS|FTBR|Foliofn Investments, Inc.|192
PEX|PROSHARES GLOBAL LIS|IBKR|Interactive Brokers Llc|81
PEX|PROSHARES GLOBAL LIS|ITGP|ITG INC.|200
PEX|PROSHARES GLOBAL LIS|JSJX|JANE STREET CAPITAL LLC|395
PEX|PROSHARES GLOBAL LIS|MSCO|MORGAN STANLEY & CO. LLC|2432
PEX|PROSHARES GLOBAL LIS|MSPL|MORGAN STANLEY & CO. LLC|100
PEX|PROSHARES GLOBAL LIS|NFSC|National Financial Services LLC|12268
PEX|PROSHARES GLOBAL LIS|NITE|VIRTU Americas LLC|14860
PEX|PROSHARES GLOBAL LIS|RBCM|RBC CAPITAL MARKETS, LLC|200
PEX|PROSHARES GLOBAL LIS|SWIM|TD Ameritrade, Inc.|1125
PEX|PROSHARES GLOBAL LIS|TKNG|ALLY INVEST SECURITIES LLC|141
PEX|PROSHARES GLOBAL LIS|UBSS|UBS Securities LLC|2954
PEX|PROSHARES GLOBAL LIS|VGRD|Vanguard Marketing Corporation|3520
PEX|PROSHARES GLOBAL LIS|WCHV|WELLS FARGO SECURITIES, LLC|603
PEX|PROSHARES GLOBAL LIS|WSEA|WOLVERINE SECURITIES, LLC|56
PEX|PROSHARES GLOBAL LIS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|650
PEY|INVESCO HI YLD EQ DV|ADAM|CANACCORD GENUITY INC.|20500
PEY|INVESCO HI YLD EQ DV|APCC|Apex Clearing Corporation|148
PEY|INVESCO HI YLD EQ DV|BANK|Primevest Financial Services, Inc.|5
PEY|INVESCO HI YLD EQ DV|BARD|Robert W. Baird & Co. Incorporated|995
PEY|INVESCO HI YLD EQ DV|BERN|Sanford C. Bernstein & Co., LLC|1300
PEY|INVESCO HI YLD EQ DV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8211
PEY|INVESCO HI YLD EQ DV|CANT|Cantor Fitzgerald & Co.|447
PEY|INVESCO HI YLD EQ DV|CHAS|Charles Schwab & Co., Inc.|1145
PEY|INVESCO HI YLD EQ DV|CICF|Canaccord Genuity Corp.|13940
PEY|INVESCO HI YLD EQ DV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4231
PEY|INVESCO HI YLD EQ DV|CSIN|Citadel Securities Institutional LLC|103811
PEY|INVESCO HI YLD EQ DV|CTDL|Citadel Derivatives Group Llc|103811
PEY|INVESCO HI YLD EQ DV|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PEY|INVESCO HI YLD EQ DV|DBAB|Deutsche Bank Securities Inc.|76
PEY|INVESCO HI YLD EQ DV|DBAX|Deutsche Bank Securities Inc.|800
PEY|INVESCO HI YLD EQ DV|DEAN|MORGAN STANLEY|7852
PEY|INVESCO HI YLD EQ DV|DEGS|RONIN PROFESSIONAL LLC|1300
PEY|INVESCO HI YLD EQ DV|EBXL|EBX LLC|4000
PEY|INVESCO HI YLD EQ DV|EDJO|Edward D. Jones & Co., L.P.|13873
PEY|INVESCO HI YLD EQ DV|EGXM|CBOE TRADING, INC.|10
PEY|INVESCO HI YLD EQ DV|ETRS|E*Trade Securities LLC|25291
PEY|INVESCO HI YLD EQ DV|FBCO|Credit Suisse Securities (USA) LLC|23787
PEY|INVESCO HI YLD EQ DV|FOMA|TD AMERITRADE CLEARING, INC.|105804
PEY|INVESCO HI YLD EQ DV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9375
PEY|INVESCO HI YLD EQ DV|FTBR|Foliofn Investments, Inc.|2830
PEY|INVESCO HI YLD EQ DV|GEBB|GLOBAL EXECUTION BROKERS, LP|5434
PEY|INVESCO HI YLD EQ DV|GSCO|GOLDMAN SACHS & CO. LLC|21693
PEY|INVESCO HI YLD EQ DV|GSCS|GOLDMAN SACHS & CO. LLC|3299
PEY|INVESCO HI YLD EQ DV|GSLT|GOLDMAN SACHS & CO. LLC|98
PEY|INVESCO HI YLD EQ DV|HRBF|American Enterprise Investment Services Inc.|23183
PEY|INVESCO HI YLD EQ DV|IATS|INTERACTIVE BROKERS LLC|891
PEY|INVESCO HI YLD EQ DV|IBKR|Interactive Brokers Llc|4811
PEY|INVESCO HI YLD EQ DV|ICBX|INSTINET, LLC|1100
PEY|INVESCO HI YLD EQ DV|INCA|INSTINET, LLC|1037
PEY|INVESCO HI YLD EQ DV|JANY|Janney Montgomery Scott Inc.|1766
PEY|INVESCO HI YLD EQ DV|JPMX|J.P. Morgan Securities LLC|3892
PEY|INVESCO HI YLD EQ DV|JSEB|JANE STREET EXECUTION SERVICES, LLC|51190
PEY|INVESCO HI YLD EQ DV|JSJX|JANE STREET CAPITAL LLC|49756
PEY|INVESCO HI YLD EQ DV|KCGM|VIRTU Americas LLC|3553
PEY|INVESCO HI YLD EQ DV|LEHM|Barclays Capital Inc./Le|9000
PEY|INVESCO HI YLD EQ DV|LIME|Lime Brokerage LLC|8332
PEY|INVESCO HI YLD EQ DV|MACC|Mid Atlantic Capital Corporation|311
PEY|INVESCO HI YLD EQ DV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
PEY|INVESCO HI YLD EQ DV|MSCO|MORGAN STANLEY & CO. LLC|113610
PEY|INVESCO HI YLD EQ DV|MSPL|MORGAN STANLEY & CO. LLC|20900
PEY|INVESCO HI YLD EQ DV|NBCS|NBC Securities, INC.|1385
PEY|INVESCO HI YLD EQ DV|NFSC|National Financial Services LLC|258730
PEY|INVESCO HI YLD EQ DV|NITE|VIRTU Americas LLC|267369
PEY|INVESCO HI YLD EQ DV|NQRB|Brut, LLC|300
PEY|INVESCO HI YLD EQ DV|NTRC|Northern Trust Securities, Inc.|100
PEY|INVESCO HI YLD EQ DV|OLDM|OLD MISSION CAPITAL, LLC|25454
PEY|INVESCO HI YLD EQ DV|OPCO|Oppenheimer & Co. Inc.|2373
PEY|INVESCO HI YLD EQ DV|PWJC|UBS Financial Services, Inc.|1433
PEY|INVESCO HI YLD EQ DV|RAJA|Raymond James & Associates, Inc.|7033
PEY|INVESCO HI YLD EQ DV|RBCM|RBC CAPITAL MARKETS, LLC|12308
PEY|INVESCO HI YLD EQ DV|SALI|INTL FCSTONE FINANCIAL INC.|7
PEY|INVESCO HI YLD EQ DV|SGMT|GOLDMAN SACHS & CO. LLC|6730
PEY|INVESCO HI YLD EQ DV|SHMR|ABN Amro Clearing LLC|112
PEY|INVESCO HI YLD EQ DV|SPHN|Stephens Inc.|2
PEY|INVESCO HI YLD EQ DV|STFL|Stifel, Nicolaus & Company, Incorporated|4989
PEY|INVESCO HI YLD EQ DV|SWIM|TD Ameritrade, Inc.|863
PEY|INVESCO HI YLD EQ DV|SWST|Hilltop Securities Inc.|67
PEY|INVESCO HI YLD EQ DV|TKNG|ALLY INVEST SECURITIES LLC|74
PEY|INVESCO HI YLD EQ DV|TRCM|TRC MARKETS LLC|4141
PEY|INVESCO HI YLD EQ DV|UBSA|UBS SECURITIES LLC|8716
PEY|INVESCO HI YLD EQ DV|UBSS|UBS Securities LLC|95484
PEY|INVESCO HI YLD EQ DV|VALX|VIRTU AMERICAS LLC|4676
PEY|INVESCO HI YLD EQ DV|VGRD|Vanguard Marketing Corporation|22950
PEY|INVESCO HI YLD EQ DV|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
PEY|INVESCO HI YLD EQ DV|WCHV|WELLS FARGO SECURITIES, LLC|82750
PEY|INVESCO HI YLD EQ DV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1865
PEY|INVESCO HI YLD EQ DV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
PEY|INVESCO HI YLD EQ DV|WGIF|CIBC World Markets Inc.|190
PEY|INVESCO HI YLD EQ DV|WSEA|WOLVERINE SECURITIES, LLC|4026
PEY|INVESCO HI YLD EQ DV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32042
PEZ|INVESCO DWA CONS CYL|APCC|Apex Clearing Corporation|3
PEZ|INVESCO DWA CONS CYL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|299
PEZ|INVESCO DWA CONS CYL|CHAS|Charles Schwab & Co., Inc.|400
PEZ|INVESCO DWA CONS CYL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24145
PEZ|INVESCO DWA CONS CYL|CTDL|Citadel Derivatives Group Llc|274
PEZ|INVESCO DWA CONS CYL|DBAX|Deutsche Bank Securities Inc.|7000
PEZ|INVESCO DWA CONS CYL|DEAN|MORGAN STANLEY|2549
PEZ|INVESCO DWA CONS CYL|EBXL|EBX LLC|4300
PEZ|INVESCO DWA CONS CYL|EDJO|Edward D. Jones & Co., L.P.|77
PEZ|INVESCO DWA CONS CYL|EGXW|CBOE TRADING, INC.|1864
PEZ|INVESCO DWA CONS CYL|ETBE|Electronic Transaction Clearing, Inc.|435
PEZ|INVESCO DWA CONS CYL|ETRS|E*Trade Securities LLC|1
PEZ|INVESCO DWA CONS CYL|FBCO|Credit Suisse Securities (USA) LLC|8044
PEZ|INVESCO DWA CONS CYL|FOMA|TD AMERITRADE CLEARING, INC.|8056
PEZ|INVESCO DWA CONS CYL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20
PEZ|INVESCO DWA CONS CYL|FTBR|Foliofn Investments, Inc.|71730
PEZ|INVESCO DWA CONS CYL|GEBB|GLOBAL EXECUTION BROKERS, LP|60590
PEZ|INVESCO DWA CONS CYL|GSCO|GOLDMAN SACHS & CO. LLC|628
PEZ|INVESCO DWA CONS CYL|GSLT|GOLDMAN SACHS & CO. LLC|1800
PEZ|INVESCO DWA CONS CYL|GTSZ|GTS SECURITIES LLC|2830
PEZ|INVESCO DWA CONS CYL|HRBF|American Enterprise Investment Services Inc.|1
PEZ|INVESCO DWA CONS CYL|IATS|INTERACTIVE BROKERS LLC|211
PEZ|INVESCO DWA CONS CYL|IBKR|Interactive Brokers Llc|2050
PEZ|INVESCO DWA CONS CYL|ICBX|INSTINET, LLC|900
PEZ|INVESCO DWA CONS CYL|JANY|Janney Montgomery Scott Inc.|8099
PEZ|INVESCO DWA CONS CYL|JPMX|J.P. Morgan Securities LLC|7402
PEZ|INVESCO DWA CONS CYL|JSEB|JANE STREET EXECUTION SERVICES, LLC|26998
PEZ|INVESCO DWA CONS CYL|JSJX|JANE STREET CAPITAL LLC|39223
PEZ|INVESCO DWA CONS CYL|LEHM|Barclays Capital Inc./Le|11800
PEZ|INVESCO DWA CONS CYL|LIME|Lime Brokerage LLC|4145
PEZ|INVESCO DWA CONS CYL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5094
PEZ|INVESCO DWA CONS CYL|MSCO|MORGAN STANLEY & CO. LLC|14419
PEZ|INVESCO DWA CONS CYL|MSPL|MORGAN STANLEY & CO. LLC|1000
PEZ|INVESCO DWA CONS CYL|NFSC|National Financial Services LLC|34968
PEZ|INVESCO DWA CONS CYL|NITE|VIRTU Americas LLC|140700
PEZ|INVESCO DWA CONS CYL|NITP|VIRTU Americas LLC|5304
PEZ|INVESCO DWA CONS CYL|OPCO|Oppenheimer & Co. Inc.|12
PEZ|INVESCO DWA CONS CYL|PDQM|CODA MARKETS, INC.|1700
PEZ|INVESCO DWA CONS CYL|PWJC|UBS Financial Services, Inc.|55
PEZ|INVESCO DWA CONS CYL|RAJA|Raymond James & Associates, Inc.|13087
PEZ|INVESCO DWA CONS CYL|RBCM|RBC CAPITAL MARKETS, LLC|340
PEZ|INVESCO DWA CONS CYL|SBSH|Citigroup Global Markets Inc.|100
PEZ|INVESCO DWA CONS CYL|SGMT|GOLDMAN SACHS & CO. LLC|4864
PEZ|INVESCO DWA CONS CYL|SPDR|SPEEDROUTE LLC|200
PEZ|INVESCO DWA CONS CYL|TKNG|ALLY INVEST SECURITIES LLC|857
PEZ|INVESCO DWA CONS CYL|TRCM|TRC MARKETS LLC|351
PEZ|INVESCO DWA CONS CYL|UBSA|UBS SECURITIES LLC|26006
PEZ|INVESCO DWA CONS CYL|UBSS|UBS Securities LLC|152556
PEZ|INVESCO DWA CONS CYL|VGRD|Vanguard Marketing Corporation|138
PEZ|INVESCO DWA CONS CYL|WCHV|WELLS FARGO SECURITIES, LLC|29729
PEZ|INVESCO DWA CONS CYL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|322
PEZ|INVESCO DWA CONS CYL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1336
PEZ|INVESCO DWA CONS CYL|WSEA|WOLVERINE SECURITIES, LLC|1655
PEZ|INVESCO DWA CONS CYL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17720
PF|PINNACLE FOODS, INC.|ABLE|NATIXIS Securities Americas LLC|60000
PF|PINNACLE FOODS, INC.|ALTX|Alternet Securities Inc.|47485
PF|PINNACLE FOODS, INC.|ANOS|ABEL/NOSER, L.L.C.|6569
PF|PINNACLE FOODS, INC.|APCC|Apex Clearing Corporation|6815
PF|PINNACLE FOODS, INC.|BANK|Primevest Financial Services, Inc.|1688
PF|PINNACLE FOODS, INC.|BAQP|BURKE & QUICK PARTNERS LLC|524
PF|PINNACLE FOODS, INC.|BARD|Robert W. Baird & Co. Incorporated|11272
PF|PINNACLE FOODS, INC.|BATM|CBOE TRADING, INC.|20499
PF|PINNACLE FOODS, INC.|BAYT|BTIG, LLC|500
PF|PINNACLE FOODS, INC.|BBNT|BB&T SECURITIES, LLC|100
PF|PINNACLE FOODS, INC.|BERN|Sanford C. Bernstein & Co., LLC|397511
PF|PINNACLE FOODS, INC.|BIAD|SAGETRADER, LLC|112
PF|PINNACLE FOODS, INC.|BIDS|BIDS TRADING L.P.|119300
PF|PINNACLE FOODS, INC.|BIMI|Banca IMI Securities Corp.|230
PF|PINNACLE FOODS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|830
PF|PINNACLE FOODS, INC.|BLKX|INSTINET, LLC|52450
PF|PINNACLE FOODS, INC.|BMOC|BMO Capital Markets Corp.|25475
PF|PINNACLE FOODS, INC.|BNCH|The Benchmark Company, LLC|2500
PF|PINNACLE FOODS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|9754
PF|PINNACLE FOODS, INC.|BTIG|BTIG, LLC|121705
PF|PINNACLE FOODS, INC.|BYXM|CBOE TRADING, INC.|7298
PF|PINNACLE FOODS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|995
PF|PINNACLE FOODS, INC.|CABR|Cabrera Capital Markets, Inc.|25
PF|PINNACLE FOODS, INC.|CANT|Cantor Fitzgerald & Co.|1177343
PF|PINNACLE FOODS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|84800
PF|PINNACLE FOODS, INC.|CBRA|Cobra Trading, Inc.|1100
PF|PINNACLE FOODS, INC.|CHAS|Charles Schwab & Co., Inc.|9373
PF|PINNACLE FOODS, INC.|CICF|Canaccord Genuity Corp.|1353
PF|PINNACLE FOODS, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
PF|PINNACLE FOODS, INC.|CIST|Capital Institutional Services, Inc.|8782
PF|PINNACLE FOODS, INC.|CLSA|CLSA AMERICAS, LLC|1200
PF|PINNACLE FOODS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1088116
PF|PINNACLE FOODS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|66576
PF|PINNACLE FOODS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50637
PF|PINNACLE FOODS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1171624
PF|PINNACLE FOODS, INC.|CTDL|Citadel Derivatives Group Llc|7119
PF|PINNACLE FOODS, INC.|CTLR|CUTLER GROUP, LP|17998
PF|PINNACLE FOODS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|242070
PF|PINNACLE FOODS, INC.|DADA|D.A. Davidson & Co.|1389
PF|PINNACLE FOODS, INC.|DAVA|Davenport & Company LLC|12826
PF|PINNACLE FOODS, INC.|DBAB|Deutsche Bank Securities Inc.|664244
PF|PINNACLE FOODS, INC.|DBAX|Deutsche Bank Securities Inc.|1310600
PF|PINNACLE FOODS, INC.|DBUL|Deutsche Bank Securities Inc.|1300
PF|PINNACLE FOODS, INC.|DCHF|Dart Executions, LLC|2562
PF|PINNACLE FOODS, INC.|DEAN|MORGAN STANLEY|11854
PF|PINNACLE FOODS, INC.|DEGS|RONIN PROFESSIONAL LLC|900
PF|PINNACLE FOODS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12597
PF|PINNACLE FOODS, INC.|DRWC|DRW SECURITIES, L.L.C.|7461
PF|PINNACLE FOODS, INC.|EBXL|EBX LLC|834900
PF|PINNACLE FOODS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|20052
PF|PINNACLE FOODS, INC.|EDJO|Edward D. Jones & Co., L.P.|1979
PF|PINNACLE FOODS, INC.|EGAM|CBOE TRADING, INC.|51159
PF|PINNACLE FOODS, INC.|EGAW|CBOE TRADING, INC.|540
PF|PINNACLE FOODS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1250
PF|PINNACLE FOODS, INC.|EGXM|CBOE TRADING, INC.|12316
PF|PINNACLE FOODS, INC.|EGXW|CBOE TRADING, INC.|1399
PF|PINNACLE FOODS, INC.|ETBE|Electronic Transaction Clearing, Inc.|89624
PF|PINNACLE FOODS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
PF|PINNACLE FOODS, INC.|ETCC|Electronic Transaction Clearing, Inc.|1778
PF|PINNACLE FOODS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|98060
PF|PINNACLE FOODS, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|600
PF|PINNACLE FOODS, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|27274
PF|PINNACLE FOODS, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|340
PF|PINNACLE FOODS, INC.|ETRS|E*Trade Securities LLC|164359
PF|PINNACLE FOODS, INC.|FILL|Tradestation Securities, Inc.|35593
PF|PINNACLE FOODS, INC.|FINX|FINTECH SECURITIES|4000
PF|PINNACLE FOODS, INC.|FMAF|NBCN Inc./ CDS|6318
PF|PINNACLE FOODS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1507
PF|PINNACLE FOODS, INC.|FQLS|Quantlab Securities LP|484883
PF|PINNACLE FOODS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161458
PF|PINNACLE FOODS, INC.|FTBR|Foliofn Investments, Inc.|2182
PF|PINNACLE FOODS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5362
PF|PINNACLE FOODS, INC.|GLIS|TD Securities Inc|156
PF|PINNACLE FOODS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|255156
PF|PINNACLE FOODS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|4447271
PF|PINNACLE FOODS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|240123
PF|PINNACLE FOODS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|23836
PF|PINNACLE FOODS, INC.|GTSZ|GTS SECURITIES LLC|164946
PF|PINNACLE FOODS, INC.|HAPX|HAP Trading, LLC|300
PF|PINNACLE FOODS, INC.|HRBF|American Enterprise Investment Services Inc.|6558
PF|PINNACLE FOODS, INC.|HSBC|HSBC Securities, Inc.|100
PF|PINNACLE FOODS, INC.|IATS|INTERACTIVE BROKERS LLC|48634
PF|PINNACLE FOODS, INC.|IBKR|Interactive Brokers Llc|69655
PF|PINNACLE FOODS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1274
PF|PINNACLE FOODS, INC.|ICBX|INSTINET, LLC|266466
PF|PINNACLE FOODS, INC.|IMPC|Imperial Capital, LLC|10000
PF|PINNACLE FOODS, INC.|INCA|INSTINET, LLC|1893628
PF|PINNACLE FOODS, INC.|INJX|INSTINET, LLC|31110
PF|PINNACLE FOODS, INC.|ITGI|ITG Inc.|213328
PF|PINNACLE FOODS, INC.|ITGP|ITG INC.|1013800
PF|PINNACLE FOODS, INC.|JANY|Janney Montgomery Scott Inc.|2367
PF|PINNACLE FOODS, INC.|JEFF|JEFFERIES LLC|331053
PF|PINNACLE FOODS, INC.|JMPT|JUMP TRADING, LLC|339512
PF|PINNACLE FOODS, INC.|JONE|JonesTrading|200
PF|PINNACLE FOODS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|139076
PF|PINNACLE FOODS, INC.|JPMX|J.P. Morgan Securities LLC|2178094
PF|PINNACLE FOODS, INC.|JSJX|JANE STREET CAPITAL LLC|66594
PF|PINNACLE FOODS, INC.|KCGM|VIRTU Americas LLC|265075
PF|PINNACLE FOODS, INC.|LBKI|Libucki & Co., LLC|32400
PF|PINNACLE FOODS, INC.|LEHM|Barclays Capital Inc./Le|3127613
PF|PINNACLE FOODS, INC.|LIME|Lime Brokerage LLC|73672
PF|PINNACLE FOODS, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|232900
PF|PINNACLE FOODS, INC.|LOOP|Loop Capital Markets LLC|123098
PF|PINNACLE FOODS, INC.|LQNA|LIQUIDNET, INC.|481000
PF|PINNACLE FOODS, INC.|LSCI|Lek Securities Corporation|18119
PF|PINNACLE FOODS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|740
PF|PINNACLE FOODS, INC.|MACC|Mid Atlantic Capital Corporation|59
PF|PINNACLE FOODS, INC.|MAXM|Maxim Group LLC|2223
PF|PINNACLE FOODS, INC.|MBTS|ALLY INVEST SECURITIES LLC|3000
PF|PINNACLE FOODS, INC.|MCMF|Raymond James Ltd. Cds|1088
PF|PINNACLE FOODS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|502662
PF|PINNACLE FOODS, INC.|MOTF|MOTIF INVESTING, INC.|5
PF|PINNACLE FOODS, INC.|MSCO|MORGAN STANLEY & CO. LLC|7991876
PF|PINNACLE FOODS, INC.|MSPL|MORGAN STANLEY & CO. LLC|973400
PF|PINNACLE FOODS, INC.|MSTX|MORGAN STANLEY & CO. LLC|340400
PF|PINNACLE FOODS, INC.|MZHO|Mizuho Securities USA LLC|312571
PF|PINNACLE FOODS, INC.|NEUB|NEUBERGER BERMAN BD LLC|1262
PF|PINNACLE FOODS, INC.|NFSC|National Financial Services LLC|302434
PF|PINNACLE FOODS, INC.|NITE|VIRTU Americas LLC|1143297
PF|PINNACLE FOODS, INC.|NITP|VIRTU Americas LLC|2364
PF|PINNACLE FOODS, INC.|NMRA|Nomura Securities International, Inc.|3000
PF|PINNACLE FOODS, INC.|NQRB|Brut, LLC|127849
PF|PINNACLE FOODS, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2660
PF|PINNACLE FOODS, INC.|OPCO|Oppenheimer & Co. Inc.|232217
PF|PINNACLE FOODS, INC.|OTAA|OTA LLC|100
PF|PINNACLE FOODS, INC.|PDQM|CODA MARKETS, INC.|286644
PF|PINNACLE FOODS, INC.|PHLY|NASDAQ Execution Services, LLC|11400
PF|PINNACLE FOODS, INC.|PICT|Pictet Overseas Inc.|450
PF|PINNACLE FOODS, INC.|PIPR|Piper Jaffray & Co.|179000
PF|PINNACLE FOODS, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|400
PF|PINNACLE FOODS, INC.|PWJC|UBS Financial Services, Inc.|8546
PF|PINNACLE FOODS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|26495
PF|PINNACLE FOODS, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|800
PF|PINNACLE FOODS, INC.|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|85000
PF|PINNACLE FOODS, INC.|SAGC|SAGETRADER, LLC|100
PF|PINNACLE FOODS, INC.|SAGL|SAGETRADER, LLC|39769
PF|PINNACLE FOODS, INC.|SAGW|SAGETRADER, LLC|200
PF|PINNACLE FOODS, INC.|SBSH|Citigroup Global Markets Inc.|2169297
PF|PINNACLE FOODS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1067606
PF|PINNACLE FOODS, INC.|SJLS|TRADE INFORMATICS LLC|100
PF|PINNACLE FOODS, INC.|SPDR|SPEEDROUTE LLC|88967
PF|PINNACLE FOODS, INC.|SPHN|Stephens Inc.|176
PF|PINNACLE FOODS, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|300
PF|PINNACLE FOODS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|21186
PF|PINNACLE FOODS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4981
PF|PINNACLE FOODS, INC.|SWIM|TD Ameritrade, Inc.|255593
PF|PINNACLE FOODS, INC.|SWST|Hilltop Securities Inc.|618
PF|PINNACLE FOODS, INC.|TKNG|ALLY INVEST SECURITIES LLC|1720
PF|PINNACLE FOODS, INC.|TOUR|TOURMALINE PARTNERS, LLC|24909
PF|PINNACLE FOODS, INC.|TRBT|Tradebot Systems, Inc.|238579
PF|PINNACLE FOODS, INC.|TRCM|TRC MARKETS LLC|151725
PF|PINNACLE FOODS, INC.|UBSA|UBS SECURITIES LLC|3457338
PF|PINNACLE FOODS, INC.|UBSS|UBS Securities LLC|2462854
PF|PINNACLE FOODS, INC.|UFPA|UNITED FIRST PARTNERS LLC|400
PF|PINNACLE FOODS, INC.|VALX|VIRTU AMERICAS LLC|47542
PF|PINNACLE FOODS, INC.|VGRD|Vanguard Marketing Corporation|11978
PF|PINNACLE FOODS, INC.|VNDS|VANDHAM SECURITIES CORP|500
PF|PINNACLE FOODS, INC.|WABR|Wall Street Access|3500
PF|PINNACLE FOODS, INC.|WBLR|WILLIAM BLAIR|9624
PF|PINNACLE FOODS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|4340
PF|PINNACLE FOODS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|289118
PF|PINNACLE FOODS, INC.|WEDB|WEDBUSH SECURITIES INC.|45143
PF|PINNACLE FOODS, INC.|WEED|Weeden & Co.L.P.|102146
PF|PINNACLE FOODS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40656
PF|PINNACLE FOODS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|124388
PF|PINNACLE FOODS, INC.|WGIF|CIBC World Markets Inc.|4445
PF|PINNACLE FOODS, INC.|WSEA|WOLVERINE SECURITIES, LLC|9404
PF|PINNACLE FOODS, INC.|XIST|INSTINET, LLC|50302
PF|PINNACLE FOODS, INC.|XPQR|Jump Trading|795
PF|PINNACLE FOODS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|417278
PF|PINNACLE FOODS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|18014
PF|PINNACLE FOODS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2035
PFBC|PREFERRED BANK LA|ALTX|Alternet Securities Inc.|200
PFBC|PREFERRED BANK LA|APCC|Apex Clearing Corporation|38
PFBC|PREFERRED BANK LA|BATM|CBOE TRADING, INC.|862
PFBC|PREFERRED BANK LA|BAYC|BAY CREST PARTNERS, LLC|70
PFBC|PREFERRED BANK LA|BERN|Sanford C. Bernstein & Co., LLC|3123
PFBC|PREFERRED BANK LA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|106
PFBC|PREFERRED BANK LA|BMOC|BMO Capital Markets Corp.|2185
PFBC|PREFERRED BANK LA|BNPX|BNP PARIBAS SECURITIES CORP.|1574
PFBC|PREFERRED BANK LA|BYXM|CBOE TRADING, INC.|100
PFBC|PREFERRED BANK LA|BZYD|GOLDMAN SACHS & CO. LLC|633
PFBC|PREFERRED BANK LA|CANT|Cantor Fitzgerald & Co.|229
PFBC|PREFERRED BANK LA|CHAS|Charles Schwab & Co., Inc.|1763
PFBC|PREFERRED BANK LA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16462
PFBC|PREFERRED BANK LA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|343
PFBC|PREFERRED BANK LA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|119
PFBC|PREFERRED BANK LA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16050
PFBC|PREFERRED BANK LA|CTDL|Citadel Derivatives Group Llc|5830
PFBC|PREFERRED BANK LA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2662
PFBC|PREFERRED BANK LA|DBAB|Deutsche Bank Securities Inc.|76219
PFBC|PREFERRED BANK LA|DBAX|Deutsche Bank Securities Inc.|10500
PFBC|PREFERRED BANK LA|DBUL|Deutsche Bank Securities Inc.|100
PFBC|PREFERRED BANK LA|DEAN|MORGAN STANLEY|192
PFBC|PREFERRED BANK LA|DEGS|RONIN PROFESSIONAL LLC|1350
PFBC|PREFERRED BANK LA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|259
PFBC|PREFERRED BANK LA|EBXL|EBX LLC|12300
PFBC|PREFERRED BANK LA|ECUT|CONVERGEX EXECUTION SOLUTIONS|2086
PFBC|PREFERRED BANK LA|EGAM|CBOE TRADING, INC.|330
PFBC|PREFERRED BANK LA|EGMT|EG MARKET TECHNOLOGIES LLC|199
PFBC|PREFERRED BANK LA|EGXM|CBOE TRADING, INC.|100
PFBC|PREFERRED BANK LA|ETBE|Electronic Transaction Clearing, Inc.|28
PFBC|PREFERRED BANK LA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3000
PFBC|PREFERRED BANK LA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5398
PFBC|PREFERRED BANK LA|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|120
PFBC|PREFERRED BANK LA|ETRS|E*Trade Securities LLC|1912
PFBC|PREFERRED BANK LA|FBCO|Credit Suisse Securities (USA) LLC|44423
PFBC|PREFERRED BANK LA|FMAF|NBCN Inc./ CDS|2589
PFBC|PREFERRED BANK LA|FOMA|TD AMERITRADE CLEARING, INC.|3984
PFBC|PREFERRED BANK LA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|246
PFBC|PREFERRED BANK LA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20631
PFBC|PREFERRED BANK LA|FTBR|Foliofn Investments, Inc.|839
PFBC|PREFERRED BANK LA|GEBB|GLOBAL EXECUTION BROKERS, LP|4664
PFBC|PREFERRED BANK LA|GLPX|ACS EXECUTION SERVICES, LLC|1135
PFBC|PREFERRED BANK LA|GSCO|GOLDMAN SACHS & CO. LLC|99465
PFBC|PREFERRED BANK LA|GSCS|GOLDMAN SACHS & CO. LLC|58
PFBC|PREFERRED BANK LA|GTSZ|GTS SECURITIES LLC|32249
PFBC|PREFERRED BANK LA|HAPX|HAP Trading, LLC|3
PFBC|PREFERRED BANK LA|HSBC|HSBC Securities, Inc.|400
PFBC|PREFERRED BANK LA|IATS|INTERACTIVE BROKERS LLC|900
PFBC|PREFERRED BANK LA|IBKR|Interactive Brokers Llc|10224
PFBC|PREFERRED BANK LA|ICBX|INSTINET, LLC|4400
PFBC|PREFERRED BANK LA|IEQY|CITADEL SECURITIES LLC|9136
PFBC|PREFERRED BANK LA|INCA|INSTINET, LLC|64819
PFBC|PREFERRED BANK LA|INJX|INSTINET, LLC|3087
PFBC|PREFERRED BANK LA|ITGI|ITG Inc.|10883
PFBC|PREFERRED BANK LA|ITGP|ITG INC.|18200
PFBC|PREFERRED BANK LA|JEFF|JEFFERIES LLC|9685
PFBC|PREFERRED BANK LA|JPBX|J.P. MORGAN SECURITIES LLC|392
PFBC|PREFERRED BANK LA|JPMX|J.P. Morgan Securities LLC|43875
PFBC|PREFERRED BANK LA|JSJX|JANE STREET CAPITAL LLC|1447
PFBC|PREFERRED BANK LA|KCGM|VIRTU Americas LLC|2169
PFBC|PREFERRED BANK LA|LEHM|Barclays Capital Inc./Le|86898
PFBC|PREFERRED BANK LA|LIME|Lime Brokerage LLC|49318
PFBC|PREFERRED BANK LA|MAXM|Maxim Group LLC|1441
PFBC|PREFERRED BANK LA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9972
PFBC|PREFERRED BANK LA|MOTF|MOTIF INVESTING, INC.|18
PFBC|PREFERRED BANK LA|MSCO|MORGAN STANLEY & CO. LLC|179270
PFBC|PREFERRED BANK LA|MSPL|MORGAN STANLEY & CO. LLC|25000
PFBC|PREFERRED BANK LA|MSTX|MORGAN STANLEY & CO. LLC|1800
PFBC|PREFERRED BANK LA|NFSC|National Financial Services LLC|3163
PFBC|PREFERRED BANK LA|NITE|VIRTU Americas LLC|18478
PFBC|PREFERRED BANK LA|NQRB|Brut, LLC|300
PFBC|PREFERRED BANK LA|OPCO|Oppenheimer & Co. Inc.|38
PFBC|PREFERRED BANK LA|PDQM|CODA MARKETS, INC.|1825
PFBC|PREFERRED BANK LA|PIPR|Piper Jaffray & Co.|5544
PFBC|PREFERRED BANK LA|PWJC|UBS Financial Services, Inc.|227
PFBC|PREFERRED BANK LA|RAJA|Raymond James & Associates, Inc.|59
PFBC|PREFERRED BANK LA|RBCM|RBC CAPITAL MARKETS, LLC|11
PFBC|PREFERRED BANK LA|SAGW|SAGETRADER, LLC|455
PFBC|PREFERRED BANK LA|SBSH|Citigroup Global Markets Inc.|38835
PFBC|PREFERRED BANK LA|SDLR|Sandler, O'Neill & Partners, L.P.|1380
PFBC|PREFERRED BANK LA|SGMT|GOLDMAN SACHS & CO. LLC|6545
PFBC|PREFERRED BANK LA|SPDR|SPEEDROUTE LLC|400
PFBC|PREFERRED BANK LA|STFL|Stifel, Nicolaus & Company, Incorporated|280
PFBC|PREFERRED BANK LA|SWIM|TD Ameritrade, Inc.|107
PFBC|PREFERRED BANK LA|SWST|Hilltop Securities Inc.|4157
PFBC|PREFERRED BANK LA|TKNG|ALLY INVEST SECURITIES LLC|16
PFBC|PREFERRED BANK LA|TRBT|Tradebot Systems, Inc.|9397
PFBC|PREFERRED BANK LA|TRCM|TRC MARKETS LLC|19568
PFBC|PREFERRED BANK LA|UBSA|UBS SECURITIES LLC|51505
PFBC|PREFERRED BANK LA|UBSS|UBS Securities LLC|129609
PFBC|PREFERRED BANK LA|VALX|VIRTU AMERICAS LLC|3291
PFBC|PREFERRED BANK LA|VGRD|Vanguard Marketing Corporation|781
PFBC|PREFERRED BANK LA|WCHV|WELLS FARGO SECURITIES, LLC|4200
PFBC|PREFERRED BANK LA|WEDB|WEDBUSH SECURITIES INC.|1000
PFBC|PREFERRED BANK LA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|652
PFBC|PREFERRED BANK LA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|919
PFBC|PREFERRED BANK LA|WSEA|WOLVERINE SECURITIES, LLC|229
PFBC|PREFERRED BANK LA|XIST|INSTINET, LLC|800
PFBC|PREFERRED BANK LA|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
PFBC|PREFERRED BANK LA|YKNA|COMHAR CAPITAL MARKETS, LLC|249
PFBI|PREMIER FINL BNCP|ALTX|Alternet Securities Inc.|1703
PFBI|PREMIER FINL BNCP|APCC|Apex Clearing Corporation|18
PFBI|PREMIER FINL BNCP|AXCS|Access Securities, LLC|2237
PFBI|PREMIER FINL BNCP|BANK|Primevest Financial Services, Inc.|1
PFBI|PREMIER FINL BNCP|BATM|CBOE TRADING, INC.|428
PFBI|PREMIER FINL BNCP|BERN|Sanford C. Bernstein & Co., LLC|3166
PFBI|PREMIER FINL BNCP|BMOC|BMO Capital Markets Corp.|1884
PFBI|PREMIER FINL BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|1173
PFBI|PREMIER FINL BNCP|BTIG|BTIG, LLC|32
PFBI|PREMIER FINL BNCP|BZYD|GOLDMAN SACHS & CO. LLC|191
PFBI|PREMIER FINL BNCP|CANT|Cantor Fitzgerald & Co.|166
PFBI|PREMIER FINL BNCP|CHAS|Charles Schwab & Co., Inc.|10
PFBI|PREMIER FINL BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2353
PFBI|PREMIER FINL BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2201
PFBI|PREMIER FINL BNCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4088
PFBI|PREMIER FINL BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3433
PFBI|PREMIER FINL BNCP|CTDL|Citadel Derivatives Group Llc|316
PFBI|PREMIER FINL BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3150
PFBI|PREMIER FINL BNCP|DBAB|Deutsche Bank Securities Inc.|16938
PFBI|PREMIER FINL BNCP|DBAX|Deutsche Bank Securities Inc.|6600
PFBI|PREMIER FINL BNCP|DBUL|Deutsche Bank Securities Inc.|100
PFBI|PREMIER FINL BNCP|DEAN|MORGAN STANLEY|200
PFBI|PREMIER FINL BNCP|DEGS|RONIN PROFESSIONAL LLC|2438
PFBI|PREMIER FINL BNCP|EBXL|EBX LLC|1800
PFBI|PREMIER FINL BNCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3405
PFBI|PREMIER FINL BNCP|EDJO|Edward D. Jones & Co., L.P.|563
PFBI|PREMIER FINL BNCP|EGAM|CBOE TRADING, INC.|300
PFBI|PREMIER FINL BNCP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|612
PFBI|PREMIER FINL BNCP|ETRS|E*Trade Securities LLC|7739
PFBI|PREMIER FINL BNCP|FBCO|Credit Suisse Securities (USA) LLC|67463
PFBI|PREMIER FINL BNCP|FOMA|TD AMERITRADE CLEARING, INC.|19785
PFBI|PREMIER FINL BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2955
PFBI|PREMIER FINL BNCP|FTBR|Foliofn Investments, Inc.|2624
PFBI|PREMIER FINL BNCP|GEBB|GLOBAL EXECUTION BROKERS, LP|2900
PFBI|PREMIER FINL BNCP|GLPX|ACS EXECUTION SERVICES, LLC|978
PFBI|PREMIER FINL BNCP|GSCO|GOLDMAN SACHS & CO. LLC|60251
PFBI|PREMIER FINL BNCP|GSCS|GOLDMAN SACHS & CO. LLC|3531
PFBI|PREMIER FINL BNCP|GSLT|GOLDMAN SACHS & CO. LLC|500
PFBI|PREMIER FINL BNCP|GTSZ|GTS SECURITIES LLC|17883
PFBI|PREMIER FINL BNCP|HRBF|American Enterprise Investment Services Inc.|48
PFBI|PREMIER FINL BNCP|IATS|INTERACTIVE BROKERS LLC|600
PFBI|PREMIER FINL BNCP|IBKR|Interactive Brokers Llc|9069
PFBI|PREMIER FINL BNCP|ICBX|INSTINET, LLC|800
PFBI|PREMIER FINL BNCP|IEQY|CITADEL SECURITIES LLC|1738
PFBI|PREMIER FINL BNCP|INCA|INSTINET, LLC|16407
PFBI|PREMIER FINL BNCP|INJX|INSTINET, LLC|756
PFBI|PREMIER FINL BNCP|ITGI|ITG Inc.|14621
PFBI|PREMIER FINL BNCP|ITGP|ITG INC.|7400
PFBI|PREMIER FINL BNCP|JANY|Janney Montgomery Scott Inc.|1
PFBI|PREMIER FINL BNCP|JEFF|JEFFERIES LLC|2760
PFBI|PREMIER FINL BNCP|JPMX|J.P. Morgan Securities LLC|5234
PFBI|PREMIER FINL BNCP|KCGM|VIRTU Americas LLC|778
PFBI|PREMIER FINL BNCP|LEHM|Barclays Capital Inc./Le|11846
PFBI|PREMIER FINL BNCP|LIME|Lime Brokerage LLC|27009
PFBI|PREMIER FINL BNCP|LMGP|LIME BROKERAGE LLC|6500
PFBI|PREMIER FINL BNCP|LQNA|LIQUIDNET, INC.|2500
PFBI|PREMIER FINL BNCP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3
PFBI|PREMIER FINL BNCP|MAXM|Maxim Group LLC|1031
PFBI|PREMIER FINL BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
PFBI|PREMIER FINL BNCP|MSCO|MORGAN STANLEY & CO. LLC|95288
PFBI|PREMIER FINL BNCP|MSPL|MORGAN STANLEY & CO. LLC|8100
PFBI|PREMIER FINL BNCP|MSTX|MORGAN STANLEY & CO. LLC|600
PFBI|PREMIER FINL BNCP|NFSC|National Financial Services LLC|17897
PFBI|PREMIER FINL BNCP|NITE|VIRTU Americas LLC|49183
PFBI|PREMIER FINL BNCP|NITP|VIRTU Americas LLC|300
PFBI|PREMIER FINL BNCP|NQRB|Brut, LLC|500
PFBI|PREMIER FINL BNCP|OPCO|Oppenheimer & Co. Inc.|216
PFBI|PREMIER FINL BNCP|PDQM|CODA MARKETS, INC.|2644
PFBI|PREMIER FINL BNCP|RAJA|Raymond James & Associates, Inc.|1270
PFBI|PREMIER FINL BNCP|RBCM|RBC CAPITAL MARKETS, LLC|161
PFBI|PREMIER FINL BNCP|SBSH|Citigroup Global Markets Inc.|11186
PFBI|PREMIER FINL BNCP|SGMT|GOLDMAN SACHS & CO. LLC|2005
PFBI|PREMIER FINL BNCP|SPDR|SPEEDROUTE LLC|11518
PFBI|PREMIER FINL BNCP|STFL|Stifel, Nicolaus & Company, Incorporated|5651
PFBI|PREMIER FINL BNCP|SWIM|TD Ameritrade, Inc.|2430
PFBI|PREMIER FINL BNCP|SWST|Hilltop Securities Inc.|1
PFBI|PREMIER FINL BNCP|TMBR|Timber Hill LLC|530
PFBI|PREMIER FINL BNCP|TRBT|Tradebot Systems, Inc.|1050
PFBI|PREMIER FINL BNCP|TRCM|TRC MARKETS LLC|16912
PFBI|PREMIER FINL BNCP|UBSA|UBS SECURITIES LLC|14279
PFBI|PREMIER FINL BNCP|UBSS|UBS Securities LLC|41477
PFBI|PREMIER FINL BNCP|VALX|VIRTU AMERICAS LLC|1016
PFBI|PREMIER FINL BNCP|VGRD|Vanguard Marketing Corporation|288
PFBI|PREMIER FINL BNCP|WCHV|WELLS FARGO SECURITIES, LLC|2492
PFBI|PREMIER FINL BNCP|WEED|Weeden & Co.L.P.|21085
PFBI|PREMIER FINL BNCP|WSEA|WOLVERINE SECURITIES, LLC|14
PFBI|PREMIER FINL BNCP|YKNA|COMHAR CAPITAL MARKETS, LLC|139
PFBI|PREMIER FINL BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|115
PFD|FLAHERTY PFD INC FD|ALTX|Alternet Securities Inc.|100
PFD|FLAHERTY PFD INC FD|APCC|Apex Clearing Corporation|19
PFD|FLAHERTY PFD INC FD|BARD|Robert W. Baird & Co. Incorporated|314
PFD|FLAHERTY PFD INC FD|BATM|CBOE TRADING, INC.|102
PFD|FLAHERTY PFD INC FD|BBNT|BB&T SECURITIES, LLC|1050
PFD|FLAHERTY PFD INC FD|BRGE|Newbridge Securities Corp.|4687
PFD|FLAHERTY PFD INC FD|CHAS|Charles Schwab & Co., Inc.|6
PFD|FLAHERTY PFD INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3430
PFD|FLAHERTY PFD INC FD|DBAX|Deutsche Bank Securities Inc.|1400
PFD|FLAHERTY PFD INC FD|DEAN|MORGAN STANLEY|3791
PFD|FLAHERTY PFD INC FD|EBXL|EBX LLC|400
PFD|FLAHERTY PFD INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3315
PFD|FLAHERTY PFD INC FD|EDJO|Edward D. Jones & Co., L.P.|72
PFD|FLAHERTY PFD INC FD|EGAM|CBOE TRADING, INC.|250
PFD|FLAHERTY PFD INC FD|EGXM|CBOE TRADING, INC.|202
PFD|FLAHERTY PFD INC FD|ETRS|E*Trade Securities LLC|13052
PFD|FLAHERTY PFD INC FD|FMAF|NBCN Inc./ CDS|603
PFD|FLAHERTY PFD INC FD|FTBR|Foliofn Investments, Inc.|45
PFD|FLAHERTY PFD INC FD|GLPX|ACS EXECUTION SERVICES, LLC|20
PFD|FLAHERTY PFD INC FD|GTSZ|GTS SECURITIES LLC|100
PFD|FLAHERTY PFD INC FD|HRBF|American Enterprise Investment Services Inc.|2558
PFD|FLAHERTY PFD INC FD|IBKR|Interactive Brokers Llc|6848
PFD|FLAHERTY PFD INC FD|ICBX|INSTINET, LLC|300
PFD|FLAHERTY PFD INC FD|INCA|INSTINET, LLC|2300
PFD|FLAHERTY PFD INC FD|ITGI|ITG Inc.|400
PFD|FLAHERTY PFD INC FD|JANY|Janney Montgomery Scott Inc.|2138
PFD|FLAHERTY PFD INC FD|JPMX|J.P. Morgan Securities LLC|1200
PFD|FLAHERTY PFD INC FD|KCGM|VIRTU Americas LLC|1600
PFD|FLAHERTY PFD INC FD|LGNT|COR CLEARING LLC|8
PFD|FLAHERTY PFD INC FD|LIME|Lime Brokerage LLC|40
PFD|FLAHERTY PFD INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|353
PFD|FLAHERTY PFD INC FD|MSCO|MORGAN STANLEY & CO. LLC|8349
PFD|FLAHERTY PFD INC FD|NFSC|National Financial Services LLC|41971
PFD|FLAHERTY PFD INC FD|NITE|VIRTU Americas LLC|65147
PFD|FLAHERTY PFD INC FD|NQRB|Brut, LLC|1600
PFD|FLAHERTY PFD INC FD|OPCO|Oppenheimer & Co. Inc.|64
PFD|FLAHERTY PFD INC FD|PDQM|CODA MARKETS, INC.|20
PFD|FLAHERTY PFD INC FD|PWJC|UBS Financial Services, Inc.|5400
PFD|FLAHERTY PFD INC FD|RBCM|RBC CAPITAL MARKETS, LLC|1221
PFD|FLAHERTY PFD INC FD|SEIC|SEI Investments Distribution Co.|100
PFD|FLAHERTY PFD INC FD|SGMT|GOLDMAN SACHS & CO. LLC|200
PFD|FLAHERTY PFD INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|4207
PFD|FLAHERTY PFD INC FD|SWIM|TD Ameritrade, Inc.|6198
PFD|FLAHERTY PFD INC FD|SWST|Hilltop Securities Inc.|88
PFD|FLAHERTY PFD INC FD|TRBT|Tradebot Systems, Inc.|410
PFD|FLAHERTY PFD INC FD|UBSA|UBS SECURITIES LLC|3000
PFD|FLAHERTY PFD INC FD|UBSS|UBS Securities LLC|23127
PFD|FLAHERTY PFD INC FD|VALX|VIRTU AMERICAS LLC|100
PFD|FLAHERTY PFD INC FD|VGRD|Vanguard Marketing Corporation|9217
PFD|FLAHERTY PFD INC FD|WCHV|WELLS FARGO SECURITIES, LLC|10216
PFD|FLAHERTY PFD INC FD|WEDB|WEDBUSH SECURITIES INC.|32
PFD|FLAHERTY PFD INC FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|123
PFD|FLAHERTY PFD INC FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8356
PFD|FLAHERTY PFD INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1550
PFD|FLAHERTY PFD INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1773
PFE|PFIZER INC|ABLE|NATIXIS Securities Americas LLC|952460
PFE|PFIZER INC|ADAM|CANACCORD GENUITY INC.|44610
PFE|PFIZER INC|AGIS|Aegis Capital Corp.|4081
PFE|PFIZER INC|ALFA|ALPHA TRADING L.P.|130153
PFE|PFIZER INC|ALTX|Alternet Securities Inc.|161736
PFE|PFIZER INC|ANOS|ABEL/NOSER, L.L.C.|115672
PFE|PFIZER INC|APCC|Apex Clearing Corporation|18405
PFE|PFIZER INC|AQUA|AQUA SECURITIES L.P.|6200
PFE|PFIZER INC|AVON|Avondale Partners, LLC|1500
PFE|PFIZER INC|BALE|M&T SECURITIES, INC.|6375
PFE|PFIZER INC|BANK|Primevest Financial Services, Inc.|11272
PFE|PFIZER INC|BARD|Robert W. Baird & Co. Incorporated|156782
PFE|PFIZER INC|BATM|CBOE TRADING, INC.|27992
PFE|PFIZER INC|BAYC|BAY CREST PARTNERS, LLC|12962
PFE|PFIZER INC|BAYT|BTIG, LLC|24228
PFE|PFIZER INC|BBNT|BB&T SECURITIES, LLC|53766
PFE|PFIZER INC|BERN|Sanford C. Bernstein & Co., LLC|862202
PFE|PFIZER INC|BGCE|BGC Financial Inc.|800
PFE|PFIZER INC|BIDS|BIDS TRADING L.P.|26900
PFE|PFIZER INC|BIMI|Banca IMI Securities Corp.|38036
PFE|PFIZER INC|BKCM|BNY Mellon Capital Markets LLC|15449
PFE|PFIZER INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|384963
PFE|PFIZER INC|BLKX|INSTINET, LLC|377150
PFE|PFIZER INC|BMOC|BMO Capital Markets Corp.|303100
PFE|PFIZER INC|BNCH|The Benchmark Company, LLC|59905
PFE|PFIZER INC|BNPX|BNP PARIBAS SECURITIES CORP.|1559521
PFE|PFIZER INC|BRGE|Newbridge Securities Corp.|55
PFE|PFIZER INC|BTIG|BTIG, LLC|403289
PFE|PFIZER INC|BYXM|CBOE TRADING, INC.|5269
PFE|PFIZER INC|BZYD|GOLDMAN SACHS & CO. LLC|795
PFE|PFIZER INC|CABR|Cabrera Capital Markets, Inc.|175
PFE|PFIZER INC|CANT|Cantor Fitzgerald & Co.|222089
PFE|PFIZER INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|4390634
PFE|PFIZER INC|CHAS|Charles Schwab & Co., Inc.|170354
PFE|PFIZER INC|CHBC|PENSERRA SECURITIES, LLC|375000
PFE|PFIZER INC|CIBP|CIBC World Markets Corp.|3393318
PFE|PFIZER INC|CICF|Canaccord Genuity Corp.|5444
PFE|PFIZER INC|CIOI|CITIGROUP GLOBAL MARKETS INC|1025000
PFE|PFIZER INC|CIST|Capital Institutional Services, Inc.|75016
PFE|PFIZER INC|CNFR|Cowen Prime Services LLC|51342
PFE|PFIZER INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1726612
PFE|PFIZER INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12
PFE|PFIZER INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18207
PFE|PFIZER INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5196147
PFE|PFIZER INC|CSMS|CORNERSTONE MACRO LLC|2066
PFE|PFIZER INC|CTDL|Citadel Derivatives Group Llc|194274
PFE|PFIZER INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6378392
PFE|PFIZER INC|DADA|D.A. Davidson & Co.|16630
PFE|PFIZER INC|DAVA|Davenport & Company LLC|18878
PFE|PFIZER INC|DBAB|Deutsche Bank Securities Inc.|3108522
PFE|PFIZER INC|DBAX|Deutsche Bank Securities Inc.|6388600
PFE|PFIZER INC|DBUL|Deutsche Bank Securities Inc.|12161
PFE|PFIZER INC|DCHF|Dart Executions, LLC|24975
PFE|PFIZER INC|DEAN|MORGAN STANLEY|418721
PFE|PFIZER INC|DEGS|RONIN PROFESSIONAL LLC|800
PFE|PFIZER INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|49836
PFE|PFIZER INC|DRWK|DRW SECURITIES, L.L.C.|141296
PFE|PFIZER INC|EBXL|EBX LLC|5076700
PFE|PFIZER INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|390726
PFE|PFIZER INC|EDJC|Edward Jones / CDS|39113
PFE|PFIZER INC|EDJO|Edward D. Jones & Co., L.P.|519657
PFE|PFIZER INC|EGAM|CBOE TRADING, INC.|97034
PFE|PFIZER INC|EGAW|CBOE TRADING, INC.|1152
PFE|PFIZER INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
PFE|PFIZER INC|EGXM|CBOE TRADING, INC.|26213
PFE|PFIZER INC|EGXW|CBOE TRADING, INC.|99
PFE|PFIZER INC|ELEV|ELEVATION, LLC|17460
PFE|PFIZER INC|ESPO|ESPOSITO SECURITIES, LLC|4928
PFE|PFIZER INC|ETBE|Electronic Transaction Clearing, Inc.|122019
PFE|PFIZER INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2200
PFE|PFIZER INC|ETCB|ETC BROKERAGE SERVICES, LLC|98
PFE|PFIZER INC|ETCC|Electronic Transaction Clearing, Inc.|596
PFE|PFIZER INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6714
PFE|PFIZER INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|12504
PFE|PFIZER INC|ETRS|E*Trade Securities LLC|841143
PFE|PFIZER INC|FBSB|U.S. Bancorp Investments, Inc.|2019
PFE|PFIZER INC|FIDT|Fidelity Clearing Canada ULC./ CDS|610
PFE|PFIZER INC|FILL|Tradestation Securities, Inc.|32764
PFE|PFIZER INC|FINX|FINTECH SECURITIES|53131
PFE|PFIZER INC|FMAF|NBCN Inc./ CDS|81248
PFE|PFIZER INC|FMCO|First Manhattan Co|4950
PFE|PFIZER INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|119785
PFE|PFIZER INC|FQLS|Quantlab Securities LP|2736586
PFE|PFIZER INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|962858
PFE|PFIZER INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|19490
PFE|PFIZER INC|FTBR|Foliofn Investments, Inc.|79655
PFE|PFIZER INC|GBMT|GBM International, Inc.|10640
PFE|PFIZER INC|GEBB|GLOBAL EXECUTION BROKERS, LP|93458
PFE|PFIZER INC|GFRY|JUMP TRADING, LLC|418437
PFE|PFIZER INC|GLIS|TD Securities Inc|19498
PFE|PFIZER INC|GLPX|ACS EXECUTION SERVICES, LLC|264430
PFE|PFIZER INC|GPSS|Great Pacific Securities|900
PFE|PFIZER INC|GSCO|GOLDMAN SACHS & CO. LLC|18280110
PFE|PFIZER INC|GSCS|GOLDMAN SACHS & CO. LLC|33782
PFE|PFIZER INC|GSLT|GOLDMAN SACHS & CO. LLC|161945
PFE|PFIZER INC|GTSY|GTS SECURITIES LLC|144300
PFE|PFIZER INC|GTSZ|GTS SECURITIES LLC|2469345
PFE|PFIZER INC|HAPX|HAP Trading, LLC|100
PFE|PFIZER INC|HASF|Haywood Securities Inc./CDS|100
PFE|PFIZER INC|HCTA|Hardcastle Trading USA LLC|138784
PFE|PFIZER INC|HRBF|American Enterprise Investment Services Inc.|279884
PFE|PFIZER INC|HSBC|HSBC Securities, Inc.|35941
PFE|PFIZER INC|IATS|INTERACTIVE BROKERS LLC|226996
PFE|PFIZER INC|IBKR|Interactive Brokers Llc|309360
PFE|PFIZER INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13420
PFE|PFIZER INC|ICBX|INSTINET, LLC|1741838
PFE|PFIZER INC|IEQY|CITADEL SECURITIES LLC|1250569
PFE|PFIZER INC|INCA|INSTINET, LLC|2834427
PFE|PFIZER INC|INJX|INSTINET, LLC|129401
PFE|PFIZER INC|INTL|INTL FCSTONE FINANCIAL INC.|900
PFE|PFIZER INC|ITGI|ITG Inc.|839124
PFE|PFIZER INC|ITGP|ITG INC.|2804000
PFE|PFIZER INC|JANY|Janney Montgomery Scott Inc.|96563
PFE|PFIZER INC|JEFF|JEFFERIES LLC|688641
PFE|PFIZER INC|JHDR|J.H. Darbie & Co., Inc.|50
PFE|PFIZER INC|JMPT|JUMP TRADING, LLC|516889
PFE|PFIZER INC|JONE|JonesTrading|60
PFE|PFIZER INC|JPBX|J.P. MORGAN SECURITIES LLC|1115333
PFE|PFIZER INC|JPMX|J.P. Morgan Securities LLC|5195588
PFE|PFIZER INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|4004
PFE|PFIZER INC|JSJX|JANE STREET CAPITAL LLC|37584
PFE|PFIZER INC|KCGM|VIRTU Americas LLC|892746
PFE|PFIZER INC|KEYB|KEYBANC CAPITAL MARKETS INC.|801480
PFE|PFIZER INC|KRSH|Kershner Securities, LLC|18456
PFE|PFIZER INC|LEER|LEERINK PARTNERS LLC|11845
PFE|PFIZER INC|LEHM|Barclays Capital Inc./Le|15535861
PFE|PFIZER INC|LGNT|COR CLEARING LLC|31
PFE|PFIZER INC|LIME|Lime Brokerage LLC|426191
PFE|PFIZER INC|LIWK|LIME BROKERAGE LLC|178
PFE|PFIZER INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|22800
PFE|PFIZER INC|LOOP|Loop Capital Markets LLC|23312
PFE|PFIZER INC|LQNA|LIQUIDNET, INC.|774700
PFE|PFIZER INC|LQNB|LIQUIDNET, INC.|21700
PFE|PFIZER INC|LSCI|Lek Securities Corporation|44932
PFE|PFIZER INC|LVMR|LIVERMORE TRADING GROUP, INC.|8560
PFE|PFIZER INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PFE|PFIZER INC|MACC|Mid Atlantic Capital Corporation|10634
PFE|PFIZER INC|MACQ|Macquarie Capital (USA) Inc.|17224
PFE|PFIZER INC|MAXM|Maxim Group LLC|57005
PFE|PFIZER INC|MBTS|ALLY INVEST SECURITIES LLC|1387
PFE|PFIZER INC|MCMF|Raymond James Ltd. Cds|19403
PFE|PFIZER INC|MKMP|MKM Partners LLC|8000
PFE|PFIZER INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3370147
PFE|PFIZER INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|36050
PFE|PFIZER INC|MOTF|MOTIF INVESTING, INC.|178
PFE|PFIZER INC|MPSG|E D & F Man Capital Markets Inc.|14902
PFE|PFIZER INC|MSCO|MORGAN STANLEY & CO. LLC|12738801
PFE|PFIZER INC|MSPL|MORGAN STANLEY & CO. LLC|4095000
PFE|PFIZER INC|MSTX|MORGAN STANLEY & CO. LLC|2695400
PFE|PFIZER INC|MTON|MILLINGTON SECURITIES, INC.|37458
PFE|PFIZER INC|MULL|MARK J. MULLER EQUITIES, INC.|65858
PFE|PFIZER INC|NATL|National Securities Corporation|300
PFE|PFIZER INC|NBCS|NBC Securities, INC.|86
PFE|PFIZER INC|NEED|Needham & Company, LLC|4524
PFE|PFIZER INC|NEUB|NEUBERGER BERMAN BD LLC|14327
PFE|PFIZER INC|NFSC|National Financial Services LLC|4233841
PFE|PFIZER INC|NITE|VIRTU Americas LLC|7827837
PFE|PFIZER INC|NITP|VIRTU Americas LLC|516307
PFE|PFIZER INC|NMRA|Nomura Securities International, Inc.|7500
PFE|PFIZER INC|NQRB|Brut, LLC|71074
PFE|PFIZER INC|NTBF|BMO Nesbitt Burns Inc./CDS|34205
PFE|PFIZER INC|NTRC|Northern Trust Securities, Inc.|133815
PFE|PFIZER INC|OHOS|TWO SIGMA SECURITIES, LLC|200442
PFE|PFIZER INC|OPCO|Oppenheimer & Co. Inc.|90141
PFE|PFIZER INC|PASL|Pershing Advisor Solutions LLC|2525
PFE|PFIZER INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8386
PFE|PFIZER INC|PCFF|Pacific International Securities Inc./CDS|10
PFE|PFIZER INC|PCPT|PHILLIP CAPITAL INC.|5250
PFE|PFIZER INC|PDQM|CODA MARKETS, INC.|190146
PFE|PFIZER INC|PHLY|NASDAQ Execution Services, LLC|82960
PFE|PFIZER INC|PICT|Pictet Overseas Inc.|28599
PFE|PFIZER INC|PIPR|Piper Jaffray & Co.|36400
PFE|PFIZER INC|PNSR|Penserra Securities, LLC|2400
PFE|PFIZER INC|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|8300
PFE|PFIZER INC|PWJC|UBS Financial Services, Inc.|74518
PFE|PFIZER INC|QMSR|QUATTRO M SECURITIES INC.|144806
PFE|PFIZER INC|RBCM|RBC CAPITAL MARKETS, LLC|236956
PFE|PFIZER INC|RJLC|RJL CAPITAL GROUP, LLC|2700
PFE|PFIZER INC|SAGL|SAGETRADER, LLC|68690
PFE|PFIZER INC|SAGW|SAGETRADER, LLC|3135
PFE|PFIZER INC|SALI|INTL FCSTONE FINANCIAL INC.|1926
PFE|PFIZER INC|SBRX|MURIEL SIEBERT & CO INC|507
PFE|PFIZER INC|SBSH|Citigroup Global Markets Inc.|13359712
PFE|PFIZER INC|SCMC|Scotia Capital Markets (USA) Inc.|365
PFE|PFIZER INC|SEIC|SEI Investments Distribution Co.|115813
PFE|PFIZER INC|SGMT|GOLDMAN SACHS & CO. LLC|2733423
PFE|PFIZER INC|SHMR|ABN Amro Clearing LLC|100
PFE|PFIZER INC|SJLS|TRADE INFORMATICS LLC|900
PFE|PFIZER INC|SOGO|Wang Investment Associates, Inc.|125
PFE|PFIZER INC|SPDR|SPEEDROUTE LLC|359564
PFE|PFIZER INC|SPHN|Stephens Inc.|41507
PFE|PFIZER INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2000
PFE|PFIZER INC|STFL|Stifel, Nicolaus & Company, Incorporated|356298
PFE|PFIZER INC|STKP|STOCKPILE INVESTMENTS, INC.|892
PFE|PFIZER INC|STTT|STATETRUST INVESTMENTS INC.|295
PFE|PFIZER INC|STXG|Stockcross Financial Services, Inc.|261
PFE|PFIZER INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|26808
PFE|PFIZER INC|SWIM|TD Ameritrade, Inc.|127712
PFE|PFIZER INC|SWST|Hilltop Securities Inc.|80632
PFE|PFIZER INC|TAGC|TELSEY ADVISORY GROUP LLC|4460
PFE|PFIZER INC|TDSI|TD Securities (USA) LLC|1100
PFE|PFIZER INC|TKNG|ALLY INVEST SECURITIES LLC|13312
PFE|PFIZER INC|TRBT|Tradebot Systems, Inc.|1288644
PFE|PFIZER INC|TRCM|TRC MARKETS LLC|1370465
PFE|PFIZER INC|TRIP|Trident Partners Ltd.|2237
PFE|PFIZER INC|TWTT|TASTYWORKS, INC.|100
PFE|PFIZER INC|UBSA|UBS SECURITIES LLC|11337847
PFE|PFIZER INC|UBSS|UBS Securities LLC|8354971
PFE|PFIZER INC|VALX|VIRTU AMERICAS LLC|625208
PFE|PFIZER INC|VERT|The Vertical Trading Group, LLC|1
PFE|PFIZER INC|VGRD|Vanguard Marketing Corporation|308932
PFE|PFIZER INC|VNDM|Wall Street Access|235143
PFE|PFIZER INC|VNDS|VANDHAM SECURITIES CORP|16356
PFE|PFIZER INC|VSIN|Vision Financial Markets Llc|3403
PFE|PFIZER INC|WABR|Wall Street Access|155789
PFE|PFIZER INC|WBET|Wallachbeth Capital LLC|131639
PFE|PFIZER INC|WBLR|WILLIAM BLAIR|5326
PFE|PFIZER INC|WBPX|SUMMIT SECURITIES GROUP, LLC|48514
PFE|PFIZER INC|WCHV|WELLS FARGO SECURITIES, LLC|2859757
PFE|PFIZER INC|WDNX|WEEDEN & CO.L.P.|88492
PFE|PFIZER INC|WEDB|WEDBUSH SECURITIES INC.|64007
PFE|PFIZER INC|WEED|Weeden & Co.L.P.|60920
PFE|PFIZER INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|619821
PFE|PFIZER INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29023
PFE|PFIZER INC|WGIF|CIBC World Markets Inc.|71819
PFE|PFIZER INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28529
PFE|PFIZER INC|WSEA|WOLVERINE SECURITIES, LLC|74465
PFE|PFIZER INC|XIST|INSTINET, LLC|338646
PFE|PFIZER INC|XPUS|XP SECURITIES, LLC|420
PFE|PFIZER INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|840118
PFE|PFIZER INC|YKNA|COMHAR CAPITAL MARKETS, LLC|11753
PFE|PFIZER INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|299990
PFF|ISHARES US PREFERRED|ADAM|CANACCORD GENUITY INC.|30652
PFF|ISHARES US PREFERRED|AGIS|Aegis Capital Corp.|4435
PFF|ISHARES US PREFERRED|ALTX|Alternet Securities Inc.|59423
PFF|ISHARES US PREFERRED|ANOS|ABEL/NOSER, L.L.C.|2456
PFF|ISHARES US PREFERRED|APCC|Apex Clearing Corporation|14259
PFF|ISHARES US PREFERRED|BANK|Primevest Financial Services, Inc.|9122
PFF|ISHARES US PREFERRED|BARD|Robert W. Baird & Co. Incorporated|34828
PFF|ISHARES US PREFERRED|BATM|CBOE TRADING, INC.|1100
PFF|ISHARES US PREFERRED|BAYT|BTIG, LLC|1700
PFF|ISHARES US PREFERRED|BBNT|BB&T SECURITIES, LLC|17125
PFF|ISHARES US PREFERRED|BERN|Sanford C. Bernstein & Co., LLC|374603
PFF|ISHARES US PREFERRED|BKCM|BNY Mellon Capital Markets LLC|188
PFF|ISHARES US PREFERRED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|117876
PFF|ISHARES US PREFERRED|BLTK|Bulltick, Llc|2534
PFF|ISHARES US PREFERRED|BNPX|BNP PARIBAS SECURITIES CORP.|4148
PFF|ISHARES US PREFERRED|BYXM|CBOE TRADING, INC.|600
PFF|ISHARES US PREFERRED|CANT|Cantor Fitzgerald & Co.|1611267
PFF|ISHARES US PREFERRED|CHAS|Charles Schwab & Co., Inc.|33901
PFF|ISHARES US PREFERRED|CICF|Canaccord Genuity Corp.|275
PFF|ISHARES US PREFERRED|CIST|Capital Institutional Services, Inc.|35615
PFF|ISHARES US PREFERRED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|463351
PFF|ISHARES US PREFERRED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31661
PFF|ISHARES US PREFERRED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|852640
PFF|ISHARES US PREFERRED|CSIN|Citadel Securities Institutional LLC|190876
PFF|ISHARES US PREFERRED|CTDL|Citadel Derivatives Group Llc|169620
PFF|ISHARES US PREFERRED|CXCX|CITIGROUP GLOBAL MARKETS INC.|179968
PFF|ISHARES US PREFERRED|DADA|D.A. Davidson & Co.|8095
PFF|ISHARES US PREFERRED|DAVA|Davenport & Company LLC|4003
PFF|ISHARES US PREFERRED|DAWA|Daiwa Capital Markets America Inc.|9646
PFF|ISHARES US PREFERRED|DBAB|Deutsche Bank Securities Inc.|18615
PFF|ISHARES US PREFERRED|DBAX|Deutsche Bank Securities Inc.|227100
PFF|ISHARES US PREFERRED|DBUL|Deutsche Bank Securities Inc.|5000
PFF|ISHARES US PREFERRED|DCHF|Dart Executions, LLC|180
PFF|ISHARES US PREFERRED|DEAN|MORGAN STANLEY|300467
PFF|ISHARES US PREFERRED|DEGS|RONIN PROFESSIONAL LLC|19465
PFF|ISHARES US PREFERRED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21999
PFF|ISHARES US PREFERRED|EBXL|EBX LLC|435300
PFF|ISHARES US PREFERRED|ECUT|CONVERGEX EXECUTION SOLUTIONS|9535
PFF|ISHARES US PREFERRED|EDJO|Edward D. Jones & Co., L.P.|115571
PFF|ISHARES US PREFERRED|EGAM|CBOE TRADING, INC.|16977
PFF|ISHARES US PREFERRED|EGAW|CBOE TRADING, INC.|158
PFF|ISHARES US PREFERRED|EGXM|CBOE TRADING, INC.|1399
PFF|ISHARES US PREFERRED|ESPO|ESPOSITO SECURITIES, LLC|1834
PFF|ISHARES US PREFERRED|ETBE|Electronic Transaction Clearing, Inc.|22405
PFF|ISHARES US PREFERRED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17418
PFF|ISHARES US PREFERRED|ETRS|E*Trade Securities LLC|246461
PFF|ISHARES US PREFERRED|FBCO|Credit Suisse Securities (USA) LLC|235365
PFF|ISHARES US PREFERRED|FBSB|U.S. Bancorp Investments, Inc.|12211
PFF|ISHARES US PREFERRED|FILL|Tradestation Securities, Inc.|65226
PFF|ISHARES US PREFERRED|FINX|FINTECH SECURITIES|9409
PFF|ISHARES US PREFERRED|FLTU|FLOW TRADERS US LLC|72848
PFF|ISHARES US PREFERRED|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|33719
PFF|ISHARES US PREFERRED|FMAF|NBCN Inc./ CDS|6927
PFF|ISHARES US PREFERRED|FOMA|TD AMERITRADE CLEARING, INC.|1906965
PFF|ISHARES US PREFERRED|FQLS|Quantlab Securities LP|54047
PFF|ISHARES US PREFERRED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|463289
PFF|ISHARES US PREFERRED|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|4752
PFF|ISHARES US PREFERRED|FTBR|Foliofn Investments, Inc.|66206
PFF|ISHARES US PREFERRED|GBMT|GBM International, Inc.|19039
PFF|ISHARES US PREFERRED|GEBB|GLOBAL EXECUTION BROKERS, LP|116360
PFF|ISHARES US PREFERRED|GLPX|ACS EXECUTION SERVICES, LLC|7406
PFF|ISHARES US PREFERRED|GSCO|GOLDMAN SACHS & CO. LLC|572598
PFF|ISHARES US PREFERRED|GSCS|GOLDMAN SACHS & CO. LLC|48893
PFF|ISHARES US PREFERRED|GSLT|GOLDMAN SACHS & CO. LLC|4346
PFF|ISHARES US PREFERRED|GTSZ|GTS SECURITIES LLC|3800
PFF|ISHARES US PREFERRED|HRBF|American Enterprise Investment Services Inc.|400387
PFF|ISHARES US PREFERRED|HSBC|HSBC Securities, Inc.|66
PFF|ISHARES US PREFERRED|IATS|INTERACTIVE BROKERS LLC|45990
PFF|ISHARES US PREFERRED|IBKR|Interactive Brokers Llc|370175
PFF|ISHARES US PREFERRED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|707
PFF|ISHARES US PREFERRED|ICBX|INSTINET, LLC|342557
PFF|ISHARES US PREFERRED|INCA|INSTINET, LLC|379001
PFF|ISHARES US PREFERRED|INJX|INSTINET, LLC|2300
PFF|ISHARES US PREFERRED|INTL|INTL FCSTONE FINANCIAL INC.|186802
PFF|ISHARES US PREFERRED|ITGI|ITG Inc.|158462
PFF|ISHARES US PREFERRED|ITGP|ITG INC.|286200
PFF|ISHARES US PREFERRED|JANY|Janney Montgomery Scott Inc.|46661
PFF|ISHARES US PREFERRED|JEFF|JEFFERIES LLC|51468
PFF|ISHARES US PREFERRED|JMPT|JUMP TRADING, LLC|25619
PFF|ISHARES US PREFERRED|JPMX|J.P. Morgan Securities LLC|411368
PFF|ISHARES US PREFERRED|JSEB|JANE STREET EXECUTION SERVICES, LLC|164536
PFF|ISHARES US PREFERRED|JSJX|JANE STREET CAPITAL LLC|824919
PFF|ISHARES US PREFERRED|KCGM|VIRTU Americas LLC|350951
PFF|ISHARES US PREFERRED|LEHM|Barclays Capital Inc./Le|1392793
PFF|ISHARES US PREFERRED|LGNT|COR CLEARING LLC|4
PFF|ISHARES US PREFERRED|LIME|Lime Brokerage LLC|60907
PFF|ISHARES US PREFERRED|LSCI|Lek Securities Corporation|141
PFF|ISHARES US PREFERRED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8534
PFF|ISHARES US PREFERRED|MACC|Mid Atlantic Capital Corporation|20790
PFF|ISHARES US PREFERRED|MAXM|Maxim Group LLC|7080
PFF|ISHARES US PREFERRED|MBTS|ALLY INVEST SECURITIES LLC|40
PFF|ISHARES US PREFERRED|MCMF|Raymond James Ltd. Cds|3518
PFF|ISHARES US PREFERRED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|781192
PFF|ISHARES US PREFERRED|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|35324
PFF|ISHARES US PREFERRED|MOTF|MOTIF INVESTING, INC.|6
PFF|ISHARES US PREFERRED|MRBA|IBN FINANCIAL SERVICES, INC.|346
PFF|ISHARES US PREFERRED|MSCO|MORGAN STANLEY & CO. LLC|1955176
PFF|ISHARES US PREFERRED|MSPL|MORGAN STANLEY & CO. LLC|860900
PFF|ISHARES US PREFERRED|MSTX|MORGAN STANLEY & CO. LLC|20600
PFF|ISHARES US PREFERRED|MTON|MILLINGTON SECURITIES, INC.|471580
PFF|ISHARES US PREFERRED|NATL|National Securities Corporation|57
PFF|ISHARES US PREFERRED|NFSC|National Financial Services LLC|2778163
PFF|ISHARES US PREFERRED|NITE|VIRTU Americas LLC|4476534
PFF|ISHARES US PREFERRED|NITP|VIRTU Americas LLC|200
PFF|ISHARES US PREFERRED|NQRB|Brut, LLC|26633
PFF|ISHARES US PREFERRED|NTRC|Northern Trust Securities, Inc.|8004
PFF|ISHARES US PREFERRED|OLDM|OLD MISSION CAPITAL, LLC|581789
PFF|ISHARES US PREFERRED|OPCO|Oppenheimer & Co. Inc.|18765
PFF|ISHARES US PREFERRED|PDQM|CODA MARKETS, INC.|15474
PFF|ISHARES US PREFERRED|PICT|Pictet Overseas Inc.|16277
PFF|ISHARES US PREFERRED|PWJC|UBS Financial Services, Inc.|10554
PFF|ISHARES US PREFERRED|RAJA|Raymond James & Associates, Inc.|121100
PFF|ISHARES US PREFERRED|RBCM|RBC CAPITAL MARKETS, LLC|22193
PFF|ISHARES US PREFERRED|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|5500
PFF|ISHARES US PREFERRED|SAGL|SAGETRADER, LLC|6000
PFF|ISHARES US PREFERRED|SALI|INTL FCSTONE FINANCIAL INC.|6444
PFF|ISHARES US PREFERRED|SBSH|Citigroup Global Markets Inc.|257118
PFF|ISHARES US PREFERRED|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|600
PFF|ISHARES US PREFERRED|SEIC|SEI Investments Distribution Co.|50177
PFF|ISHARES US PREFERRED|SGMT|GOLDMAN SACHS & CO. LLC|329377
PFF|ISHARES US PREFERRED|SPDR|SPEEDROUTE LLC|6223
PFF|ISHARES US PREFERRED|SPHN|Stephens Inc.|26661
PFF|ISHARES US PREFERRED|STFL|Stifel, Nicolaus & Company, Incorporated|30514
PFF|ISHARES US PREFERRED|STXG|Stockcross Financial Services, Inc.|84
PFF|ISHARES US PREFERRED|SWIM|TD Ameritrade, Inc.|29715
PFF|ISHARES US PREFERRED|SWST|Hilltop Securities Inc.|29550
PFF|ISHARES US PREFERRED|TDSI|TD Securities (USA) LLC|4500
PFF|ISHARES US PREFERRED|TITL|TITLEIST ASSET MANAGEMENT, LTD.|466
PFF|ISHARES US PREFERRED|TKNG|ALLY INVEST SECURITIES LLC|8311
PFF|ISHARES US PREFERRED|TRBT|Tradebot Systems, Inc.|311222
PFF|ISHARES US PREFERRED|TRCM|TRC MARKETS LLC|3776
PFF|ISHARES US PREFERRED|TWTT|TASTYWORKS, INC.|600
PFF|ISHARES US PREFERRED|UBSA|UBS SECURITIES LLC|840086
PFF|ISHARES US PREFERRED|UBSS|UBS Securities LLC|1263515
PFF|ISHARES US PREFERRED|VALX|VIRTU AMERICAS LLC|174749
PFF|ISHARES US PREFERRED|VGRD|Vanguard Marketing Corporation|345217
PFF|ISHARES US PREFERRED|WBET|Wallachbeth Capital LLC|64744
PFF|ISHARES US PREFERRED|WBLR|WILLIAM BLAIR|742
PFF|ISHARES US PREFERRED|WCHV|WELLS FARGO SECURITIES, LLC|981403
PFF|ISHARES US PREFERRED|WEDB|WEDBUSH SECURITIES INC.|2440
PFF|ISHARES US PREFERRED|WEED|Weeden & Co.L.P.|360
PFF|ISHARES US PREFERRED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7545
PFF|ISHARES US PREFERRED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|89416
PFF|ISHARES US PREFERRED|WGIF|CIBC World Markets Inc.|7922
PFF|ISHARES US PREFERRED|WLTH|WEALTHFRONT BROKERAGE CORPORATION|415
PFF|ISHARES US PREFERRED|WSEA|WOLVERINE SECURITIES, LLC|53404
PFF|ISHARES US PREFERRED|XSTM|NATIONAL FINANCIAL SERVICES LLC|266186
PFF|ISHARES US PREFERRED|YKNA|COMHAR CAPITAL MARKETS, LLC|2085
PFF|ISHARES US PREFERRED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|419464
PFFA|VIRTUS INFRACAP U.S.|CANT|Cantor Fitzgerald & Co.|100
PFFA|VIRTUS INFRACAP U.S.|CHAS|Charles Schwab & Co., Inc.|200
PFFA|VIRTUS INFRACAP U.S.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3400
PFFA|VIRTUS INFRACAP U.S.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
PFFA|VIRTUS INFRACAP U.S.|CXCX|CITIGROUP GLOBAL MARKETS INC.|140
PFFA|VIRTUS INFRACAP U.S.|DBAX|Deutsche Bank Securities Inc.|100
PFFA|VIRTUS INFRACAP U.S.|EBXL|EBX LLC|100
PFFA|VIRTUS INFRACAP U.S.|IBKR|Interactive Brokers Llc|9253
PFFA|VIRTUS INFRACAP U.S.|MAXM|Maxim Group LLC|41260
PFFA|VIRTUS INFRACAP U.S.|MSCO|MORGAN STANLEY & CO. LLC|2700
PFFA|VIRTUS INFRACAP U.S.|NFSC|National Financial Services LLC|197
PFFA|VIRTUS INFRACAP U.S.|NITE|VIRTU Americas LLC|2595
PFFA|VIRTUS INFRACAP U.S.|SWIM|TD Ameritrade, Inc.|180
PFFA|VIRTUS INFRACAP U.S.|UBSA|UBS SECURITIES LLC|1641
PFFA|VIRTUS INFRACAP U.S.|UBSS|UBS Securities LLC|1100
PFFA|VIRTUS INFRACAP U.S.|WCHV|WELLS FARGO SECURITIES, LLC|30318
PFFA|VIRTUS INFRACAP U.S.|WSEA|WOLVERINE SECURITIES, LLC|2
PFFD|GLOBAL X U.S. PREFER|BATM|CBOE TRADING, INC.|100
PFFD|GLOBAL X U.S. PREFER|BYXM|CBOE TRADING, INC.|300
PFFD|GLOBAL X U.S. PREFER|CANT|Cantor Fitzgerald & Co.|127758
PFFD|GLOBAL X U.S. PREFER|CHAS|Charles Schwab & Co., Inc.|160839
PFFD|GLOBAL X U.S. PREFER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12487
PFFD|GLOBAL X U.S. PREFER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6260
PFFD|GLOBAL X U.S. PREFER|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
PFFD|GLOBAL X U.S. PREFER|DBAX|Deutsche Bank Securities Inc.|1800
PFFD|GLOBAL X U.S. PREFER|DEAN|MORGAN STANLEY|2100
PFFD|GLOBAL X U.S. PREFER|EBXL|EBX LLC|3300
PFFD|GLOBAL X U.S. PREFER|ETRS|E*Trade Securities LLC|401
PFFD|GLOBAL X U.S. PREFER|FTBR|Foliofn Investments, Inc.|21
PFFD|GLOBAL X U.S. PREFER|GTSZ|GTS SECURITIES LLC|200
PFFD|GLOBAL X U.S. PREFER|HRBF|American Enterprise Investment Services Inc.|100
PFFD|GLOBAL X U.S. PREFER|IATS|INTERACTIVE BROKERS LLC|262
PFFD|GLOBAL X U.S. PREFER|IBKR|Interactive Brokers Llc|604
PFFD|GLOBAL X U.S. PREFER|ICBX|INSTINET, LLC|2000
PFFD|GLOBAL X U.S. PREFER|INCA|INSTINET, LLC|900
PFFD|GLOBAL X U.S. PREFER|JPMX|J.P. Morgan Securities LLC|2400
PFFD|GLOBAL X U.S. PREFER|JSEB|JANE STREET EXECUTION SERVICES, LLC|157327
PFFD|GLOBAL X U.S. PREFER|JSJX|JANE STREET CAPITAL LLC|9733
PFFD|GLOBAL X U.S. PREFER|KCGM|VIRTU Americas LLC|15286
PFFD|GLOBAL X U.S. PREFER|LEHM|Barclays Capital Inc./Le|1600
PFFD|GLOBAL X U.S. PREFER|LIME|Lime Brokerage LLC|170
PFFD|GLOBAL X U.S. PREFER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
PFFD|GLOBAL X U.S. PREFER|MSCO|MORGAN STANLEY & CO. LLC|2690
PFFD|GLOBAL X U.S. PREFER|MSPL|MORGAN STANLEY & CO. LLC|5100
PFFD|GLOBAL X U.S. PREFER|NFSC|National Financial Services LLC|11268
PFFD|GLOBAL X U.S. PREFER|NITE|VIRTU Americas LLC|15325
PFFD|GLOBAL X U.S. PREFER|RBCM|RBC CAPITAL MARKETS, LLC|600
PFFD|GLOBAL X U.S. PREFER|SBSH|Citigroup Global Markets Inc.|200
PFFD|GLOBAL X U.S. PREFER|SGMT|GOLDMAN SACHS & CO. LLC|2432
PFFD|GLOBAL X U.S. PREFER|SWIM|TD Ameritrade, Inc.|450
PFFD|GLOBAL X U.S. PREFER|TKNG|ALLY INVEST SECURITIES LLC|890
PFFD|GLOBAL X U.S. PREFER|UBSA|UBS SECURITIES LLC|16687
PFFD|GLOBAL X U.S. PREFER|UBSS|UBS Securities LLC|18192
PFFD|GLOBAL X U.S. PREFER|VGRD|Vanguard Marketing Corporation|5152
PFFD|GLOBAL X U.S. PREFER|WCHV|WELLS FARGO SECURITIES, LLC|1112
PFFD|GLOBAL X U.S. PREFER|WSEA|WOLVERINE SECURITIES, LLC|36
PFFD|GLOBAL X U.S. PREFER|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
PFFD|GLOBAL X U.S. PREFER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1204
PFFR|INFRACAP REIT PREFER|APCC|Apex Clearing Corporation|3
PFFR|INFRACAP REIT PREFER|CANT|Cantor Fitzgerald & Co.|16084
PFFR|INFRACAP REIT PREFER|CHAS|Charles Schwab & Co., Inc.|1
PFFR|INFRACAP REIT PREFER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4975
PFFR|INFRACAP REIT PREFER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10184
PFFR|INFRACAP REIT PREFER|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
PFFR|INFRACAP REIT PREFER|DBAX|Deutsche Bank Securities Inc.|1000
PFFR|INFRACAP REIT PREFER|EBXL|EBX LLC|600
PFFR|INFRACAP REIT PREFER|ETCB|ETC BROKERAGE SERVICES, LLC|1642
PFFR|INFRACAP REIT PREFER|ETRS|E*Trade Securities LLC|4653
PFFR|INFRACAP REIT PREFER|FMAF|NBCN Inc./ CDS|35
PFFR|INFRACAP REIT PREFER|FTBR|Foliofn Investments, Inc.|7
PFFR|INFRACAP REIT PREFER|GSLT|GOLDMAN SACHS & CO. LLC|1700
PFFR|INFRACAP REIT PREFER|IBKR|Interactive Brokers Llc|2041
PFFR|INFRACAP REIT PREFER|ICBX|INSTINET, LLC|600
PFFR|INFRACAP REIT PREFER|INCA|INSTINET, LLC|7600
PFFR|INFRACAP REIT PREFER|JSJX|JANE STREET CAPITAL LLC|1856
PFFR|INFRACAP REIT PREFER|KCGM|VIRTU Americas LLC|5883
PFFR|INFRACAP REIT PREFER|LEHM|Barclays Capital Inc./Le|200
PFFR|INFRACAP REIT PREFER|LIME|Lime Brokerage LLC|511
PFFR|INFRACAP REIT PREFER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
PFFR|INFRACAP REIT PREFER|MSCO|MORGAN STANLEY & CO. LLC|5150
PFFR|INFRACAP REIT PREFER|MSPL|MORGAN STANLEY & CO. LLC|100
PFFR|INFRACAP REIT PREFER|NFSC|National Financial Services LLC|6696
PFFR|INFRACAP REIT PREFER|NITE|VIRTU Americas LLC|7761
PFFR|INFRACAP REIT PREFER|RBCM|RBC CAPITAL MARKETS, LLC|442
PFFR|INFRACAP REIT PREFER|SGMT|GOLDMAN SACHS & CO. LLC|400
PFFR|INFRACAP REIT PREFER|SWIM|TD Ameritrade, Inc.|380
PFFR|INFRACAP REIT PREFER|UBSA|UBS SECURITIES LLC|3250
PFFR|INFRACAP REIT PREFER|UBSS|UBS Securities LLC|7155
PFFR|INFRACAP REIT PREFER|VGRD|Vanguard Marketing Corporation|1120
PFFR|INFRACAP REIT PREFER|WSEA|WOLVERINE SECURITIES, LLC|1
PFFR|INFRACAP REIT PREFER|XSTM|NATIONAL FINANCIAL SERVICES LLC|1154
PFFR|INFRACAP REIT PREFER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11
PFG|PRINCIPAL FINL GROUP|ABLE|NATIXIS Securities Americas LLC|5369
PFG|PRINCIPAL FINL GROUP|ALTX|Alternet Securities Inc.|7113
PFG|PRINCIPAL FINL GROUP|ANOS|ABEL/NOSER, L.L.C.|35569
PFG|PRINCIPAL FINL GROUP|APCC|Apex Clearing Corporation|1026
PFG|PRINCIPAL FINL GROUP|BANK|Primevest Financial Services, Inc.|718
PFG|PRINCIPAL FINL GROUP|BARD|Robert W. Baird & Co. Incorporated|10554
PFG|PRINCIPAL FINL GROUP|BATM|CBOE TRADING, INC.|9623
PFG|PRINCIPAL FINL GROUP|BAYC|BAY CREST PARTNERS, LLC|15958
PFG|PRINCIPAL FINL GROUP|BAYT|BTIG, LLC|24300
PFG|PRINCIPAL FINL GROUP|BBNT|BB&T SECURITIES, LLC|1284
PFG|PRINCIPAL FINL GROUP|BERN|Sanford C. Bernstein & Co., LLC|128621
PFG|PRINCIPAL FINL GROUP|BIDS|BIDS TRADING L.P.|22200
PFG|PRINCIPAL FINL GROUP|BIMI|Banca IMI Securities Corp.|100
PFG|PRINCIPAL FINL GROUP|BKCM|BNY Mellon Capital Markets LLC|3389
PFG|PRINCIPAL FINL GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37029
PFG|PRINCIPAL FINL GROUP|BLKX|INSTINET, LLC|16000
PFG|PRINCIPAL FINL GROUP|BMOC|BMO Capital Markets Corp.|53364
PFG|PRINCIPAL FINL GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|458892
PFG|PRINCIPAL FINL GROUP|BRGE|Newbridge Securities Corp.|4225
PFG|PRINCIPAL FINL GROUP|BTIG|BTIG, LLC|125205
PFG|PRINCIPAL FINL GROUP|BYXM|CBOE TRADING, INC.|4351
PFG|PRINCIPAL FINL GROUP|BZYD|GOLDMAN SACHS & CO. LLC|192
PFG|PRINCIPAL FINL GROUP|CABR|Cabrera Capital Markets, Inc.|50
PFG|PRINCIPAL FINL GROUP|CANT|Cantor Fitzgerald & Co.|986
PFG|PRINCIPAL FINL GROUP|CBLC|CITIGROUP GLOBAL MARKETS INC.|10400
PFG|PRINCIPAL FINL GROUP|CHAS|Charles Schwab & Co., Inc.|5733
PFG|PRINCIPAL FINL GROUP|CIBP|CIBC World Markets Corp.|14862
PFG|PRINCIPAL FINL GROUP|CIST|Capital Institutional Services, Inc.|10781
PFG|PRINCIPAL FINL GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46634
PFG|PRINCIPAL FINL GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1099
PFG|PRINCIPAL FINL GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34538
PFG|PRINCIPAL FINL GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|374846
PFG|PRINCIPAL FINL GROUP|CTDL|Citadel Derivatives Group Llc|97683
PFG|PRINCIPAL FINL GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|63652
PFG|PRINCIPAL FINL GROUP|DADA|D.A. Davidson & Co.|592
PFG|PRINCIPAL FINL GROUP|DAVA|Davenport & Company LLC|33
PFG|PRINCIPAL FINL GROUP|DAWA|Daiwa Capital Markets America Inc.|175
PFG|PRINCIPAL FINL GROUP|DBAB|Deutsche Bank Securities Inc.|1165498
PFG|PRINCIPAL FINL GROUP|DBAX|Deutsche Bank Securities Inc.|271900
PFG|PRINCIPAL FINL GROUP|DBUL|Deutsche Bank Securities Inc.|5024
PFG|PRINCIPAL FINL GROUP|DEAN|MORGAN STANLEY|12247
PFG|PRINCIPAL FINL GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26482
PFG|PRINCIPAL FINL GROUP|DIVA|Divine Capital Markets LLC|78
PFG|PRINCIPAL FINL GROUP|DRWK|DRW SECURITIES, L.L.C.|48550
PFG|PRINCIPAL FINL GROUP|EBXL|EBX LLC|215500
PFG|PRINCIPAL FINL GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|13372
PFG|PRINCIPAL FINL GROUP|EDJO|Edward D. Jones & Co., L.P.|7454
PFG|PRINCIPAL FINL GROUP|EGAM|CBOE TRADING, INC.|24097
PFG|PRINCIPAL FINL GROUP|EGAW|CBOE TRADING, INC.|325
PFG|PRINCIPAL FINL GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|2086
PFG|PRINCIPAL FINL GROUP|EGXM|CBOE TRADING, INC.|4316
PFG|PRINCIPAL FINL GROUP|ESPO|ESPOSITO SECURITIES, LLC|6
PFG|PRINCIPAL FINL GROUP|ETBE|Electronic Transaction Clearing, Inc.|107214
PFG|PRINCIPAL FINL GROUP|ETCB|ETC BROKERAGE SERVICES, LLC|26
PFG|PRINCIPAL FINL GROUP|ETCC|Electronic Transaction Clearing, Inc.|5980
PFG|PRINCIPAL FINL GROUP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6004
PFG|PRINCIPAL FINL GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20053
PFG|PRINCIPAL FINL GROUP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|9
PFG|PRINCIPAL FINL GROUP|ETRS|E*Trade Securities LLC|30778
PFG|PRINCIPAL FINL GROUP|FBCO|Credit Suisse Securities (USA) LLC|1317958
PFG|PRINCIPAL FINL GROUP|FBSB|U.S. Bancorp Investments, Inc.|482
PFG|PRINCIPAL FINL GROUP|FILL|Tradestation Securities, Inc.|1335
PFG|PRINCIPAL FINL GROUP|FINX|FINTECH SECURITIES|727
PFG|PRINCIPAL FINL GROUP|FMAF|NBCN Inc./ CDS|13466
PFG|PRINCIPAL FINL GROUP|FOMA|TD AMERITRADE CLEARING, INC.|317913
PFG|PRINCIPAL FINL GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14998
PFG|PRINCIPAL FINL GROUP|FQLS|Quantlab Securities LP|611831
PFG|PRINCIPAL FINL GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128194
PFG|PRINCIPAL FINL GROUP|FTBR|Foliofn Investments, Inc.|16094
PFG|PRINCIPAL FINL GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|52926
PFG|PRINCIPAL FINL GROUP|GELP|RBC CAPITAL MARKETS, LLC|1880
PFG|PRINCIPAL FINL GROUP|GLPX|ACS EXECUTION SERVICES, LLC|20368
PFG|PRINCIPAL FINL GROUP|GSCO|GOLDMAN SACHS & CO. LLC|3149366
PFG|PRINCIPAL FINL GROUP|GSCS|GOLDMAN SACHS & CO. LLC|26383
PFG|PRINCIPAL FINL GROUP|GSLT|GOLDMAN SACHS & CO. LLC|17876
PFG|PRINCIPAL FINL GROUP|GTSZ|GTS SECURITIES LLC|768243
PFG|PRINCIPAL FINL GROUP|HRBF|American Enterprise Investment Services Inc.|14661
PFG|PRINCIPAL FINL GROUP|HSBC|HSBC Securities, Inc.|29787
PFG|PRINCIPAL FINL GROUP|IATS|INTERACTIVE BROKERS LLC|3495
PFG|PRINCIPAL FINL GROUP|IBKR|Interactive Brokers Llc|105302
PFG|PRINCIPAL FINL GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|337
PFG|PRINCIPAL FINL GROUP|ICBX|INSTINET, LLC|60549
PFG|PRINCIPAL FINL GROUP|IEQY|CITADEL SECURITIES LLC|198790
PFG|PRINCIPAL FINL GROUP|INCA|INSTINET, LLC|886587
PFG|PRINCIPAL FINL GROUP|INJX|INSTINET, LLC|44818
PFG|PRINCIPAL FINL GROUP|INTL|INTL FCSTONE FINANCIAL INC.|222
PFG|PRINCIPAL FINL GROUP|ITGI|ITG Inc.|104053
PFG|PRINCIPAL FINL GROUP|ITGP|ITG INC.|260600
PFG|PRINCIPAL FINL GROUP|JANY|Janney Montgomery Scott Inc.|3421
PFG|PRINCIPAL FINL GROUP|JEFF|JEFFERIES LLC|371463
PFG|PRINCIPAL FINL GROUP|JHDR|J.H. Darbie & Co., Inc.|100
PFG|PRINCIPAL FINL GROUP|JMPT|JUMP TRADING, LLC|186083
PFG|PRINCIPAL FINL GROUP|JPBX|J.P. MORGAN SECURITIES LLC|129318
PFG|PRINCIPAL FINL GROUP|JPMX|J.P. Morgan Securities LLC|715026
PFG|PRINCIPAL FINL GROUP|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
PFG|PRINCIPAL FINL GROUP|JSJX|JANE STREET CAPITAL LLC|74408
PFG|PRINCIPAL FINL GROUP|KCGM|VIRTU Americas LLC|60968
PFG|PRINCIPAL FINL GROUP|LEHM|Barclays Capital Inc./Le|1398110
PFG|PRINCIPAL FINL GROUP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|30
PFG|PRINCIPAL FINL GROUP|LIME|Lime Brokerage LLC|464327
PFG|PRINCIPAL FINL GROUP|LMGP|LIME BROKERAGE LLC|38200
PFG|PRINCIPAL FINL GROUP|LMNX|LUMINEX TRADING & ANALYTICS LLC|41570
PFG|PRINCIPAL FINL GROUP|LOOP|Loop Capital Markets LLC|100
PFG|PRINCIPAL FINL GROUP|LQNA|LIQUIDNET, INC.|89000
PFG|PRINCIPAL FINL GROUP|LQNB|LIQUIDNET, INC.|21129
PFG|PRINCIPAL FINL GROUP|LSCI|Lek Securities Corporation|115
PFG|PRINCIPAL FINL GROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|336
PFG|PRINCIPAL FINL GROUP|MACC|Mid Atlantic Capital Corporation|1313
PFG|PRINCIPAL FINL GROUP|MAXM|Maxim Group LLC|6242
PFG|PRINCIPAL FINL GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|132253
PFG|PRINCIPAL FINL GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
PFG|PRINCIPAL FINL GROUP|MOTF|MOTIF INVESTING, INC.|5
PFG|PRINCIPAL FINL GROUP|MSCO|MORGAN STANLEY & CO. LLC|4975795
PFG|PRINCIPAL FINL GROUP|MSPL|MORGAN STANLEY & CO. LLC|354600
PFG|PRINCIPAL FINL GROUP|MSTX|MORGAN STANLEY & CO. LLC|169100
PFG|PRINCIPAL FINL GROUP|NFSC|National Financial Services LLC|251341
PFG|PRINCIPAL FINL GROUP|NITE|VIRTU Americas LLC|465375
PFG|PRINCIPAL FINL GROUP|NITP|VIRTU Americas LLC|10573
PFG|PRINCIPAL FINL GROUP|NQRB|Brut, LLC|16086
PFG|PRINCIPAL FINL GROUP|NTRC|Northern Trust Securities, Inc.|174
PFG|PRINCIPAL FINL GROUP|OHOS|TWO SIGMA SECURITIES, LLC|126334
PFG|PRINCIPAL FINL GROUP|OPCO|Oppenheimer & Co. Inc.|19414
PFG|PRINCIPAL FINL GROUP|OTAA|OTA LLC|400
PFG|PRINCIPAL FINL GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3858
PFG|PRINCIPAL FINL GROUP|PDQM|CODA MARKETS, INC.|73185
PFG|PRINCIPAL FINL GROUP|PHLY|NASDAQ Execution Services, LLC|1200
PFG|PRINCIPAL FINL GROUP|PWJC|UBS Financial Services, Inc.|61
PFG|PRINCIPAL FINL GROUP|RAJA|Raymond James & Associates, Inc.|26962
PFG|PRINCIPAL FINL GROUP|RBCM|RBC CAPITAL MARKETS, LLC|5022
PFG|PRINCIPAL FINL GROUP|SAGL|SAGETRADER, LLC|72183
PFG|PRINCIPAL FINL GROUP|SAGW|SAGETRADER, LLC|3161
PFG|PRINCIPAL FINL GROUP|SBSH|Citigroup Global Markets Inc.|1044478
PFG|PRINCIPAL FINL GROUP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
PFG|PRINCIPAL FINL GROUP|SEIC|SEI Investments Distribution Co.|300
PFG|PRINCIPAL FINL GROUP|SGMT|GOLDMAN SACHS & CO. LLC|187507
PFG|PRINCIPAL FINL GROUP|SHMR|ABN Amro Clearing LLC|82
PFG|PRINCIPAL FINL GROUP|SJLS|TRADE INFORMATICS LLC|6400
PFG|PRINCIPAL FINL GROUP|SPDR|SPEEDROUTE LLC|15826
PFG|PRINCIPAL FINL GROUP|SPHN|Stephens Inc.|10131
PFG|PRINCIPAL FINL GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|5582
PFG|PRINCIPAL FINL GROUP|STKP|STOCKPILE INVESTMENTS, INC.|14
PFG|PRINCIPAL FINL GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|289
PFG|PRINCIPAL FINL GROUP|SWIM|TD Ameritrade, Inc.|8163
PFG|PRINCIPAL FINL GROUP|SWST|Hilltop Securities Inc.|23827
PFG|PRINCIPAL FINL GROUP|TDSI|TD Securities (USA) LLC|500
PFG|PRINCIPAL FINL GROUP|TKNG|ALLY INVEST SECURITIES LLC|96
PFG|PRINCIPAL FINL GROUP|TONC|CUTTONE & CO., LLC|2370
PFG|PRINCIPAL FINL GROUP|TRBT|Tradebot Systems, Inc.|399909
PFG|PRINCIPAL FINL GROUP|TRCM|TRC MARKETS LLC|870382
PFG|PRINCIPAL FINL GROUP|TTUC|CUTTONE & CO., INC.|4794
PFG|PRINCIPAL FINL GROUP|TWTT|TASTYWORKS, INC.|300
PFG|PRINCIPAL FINL GROUP|UBSA|UBS SECURITIES LLC|616071
PFG|PRINCIPAL FINL GROUP|UBSS|UBS Securities LLC|2089396
PFG|PRINCIPAL FINL GROUP|VALX|VIRTU AMERICAS LLC|10681
PFG|PRINCIPAL FINL GROUP|VGRD|Vanguard Marketing Corporation|14139
PFG|PRINCIPAL FINL GROUP|WBET|Wallachbeth Capital LLC|73300
PFG|PRINCIPAL FINL GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|3000
PFG|PRINCIPAL FINL GROUP|WCHV|WELLS FARGO SECURITIES, LLC|228841
PFG|PRINCIPAL FINL GROUP|WDNX|WEEDEN & CO.L.P.|4880
PFG|PRINCIPAL FINL GROUP|WEDB|WEDBUSH SECURITIES INC.|6
PFG|PRINCIPAL FINL GROUP|WEED|Weeden & Co.L.P.|1500
PFG|PRINCIPAL FINL GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22435
PFG|PRINCIPAL FINL GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3942
PFG|PRINCIPAL FINL GROUP|WGIF|CIBC World Markets Inc.|17
PFG|PRINCIPAL FINL GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6980
PFG|PRINCIPAL FINL GROUP|WSAG|WALL STREET ACCESS|195
PFG|PRINCIPAL FINL GROUP|WSEA|WOLVERINE SECURITIES, LLC|4434
PFG|PRINCIPAL FINL GROUP|XIST|INSTINET, LLC|54434
PFG|PRINCIPAL FINL GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|44940
PFG|PRINCIPAL FINL GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|19
PFG|PRINCIPAL FINL GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3069
PFGC|PERFORMANCE FOOD GRP|APCC|Apex Clearing Corporation|15
PFGC|PERFORMANCE FOOD GRP|BARD|Robert W. Baird & Co. Incorporated|12105
PFGC|PERFORMANCE FOOD GRP|BATM|CBOE TRADING, INC.|1600
PFGC|PERFORMANCE FOOD GRP|BAYT|BTIG, LLC|2200
PFGC|PERFORMANCE FOOD GRP|BBNT|BB&T SECURITIES, LLC|600
PFGC|PERFORMANCE FOOD GRP|BERN|Sanford C. Bernstein & Co., LLC|113307
PFGC|PERFORMANCE FOOD GRP|BIDS|BIDS TRADING L.P.|600
PFGC|PERFORMANCE FOOD GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7
PFGC|PERFORMANCE FOOD GRP|BLKX|INSTINET, LLC|294504
PFGC|PERFORMANCE FOOD GRP|BNPX|BNP PARIBAS SECURITIES CORP.|6045
PFGC|PERFORMANCE FOOD GRP|BTIG|BTIG, LLC|5000
PFGC|PERFORMANCE FOOD GRP|BYXM|CBOE TRADING, INC.|19
PFGC|PERFORMANCE FOOD GRP|BZYD|GOLDMAN SACHS & CO. LLC|4872
PFGC|PERFORMANCE FOOD GRP|CBLC|CITIGROUP GLOBAL MARKETS INC.|100152
PFGC|PERFORMANCE FOOD GRP|CHAS|Charles Schwab & Co., Inc.|566
PFGC|PERFORMANCE FOOD GRP|CIST|Capital Institutional Services, Inc.|22
PFGC|PERFORMANCE FOOD GRP|CLSA|CLSA AMERICAS, LLC|16
PFGC|PERFORMANCE FOOD GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|80562
PFGC|PERFORMANCE FOOD GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
PFGC|PERFORMANCE FOOD GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|173857
PFGC|PERFORMANCE FOOD GRP|CTDL|Citadel Derivatives Group Llc|1727
PFGC|PERFORMANCE FOOD GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|76658
PFGC|PERFORMANCE FOOD GRP|DBAB|Deutsche Bank Securities Inc.|25729
PFGC|PERFORMANCE FOOD GRP|DBAX|Deutsche Bank Securities Inc.|136700
PFGC|PERFORMANCE FOOD GRP|DEAN|MORGAN STANLEY|13103
PFGC|PERFORMANCE FOOD GRP|DEGS|RONIN PROFESSIONAL LLC|574
PFGC|PERFORMANCE FOOD GRP|EBXL|EBX LLC|80000
PFGC|PERFORMANCE FOOD GRP|EDJO|Edward D. Jones & Co., L.P.|125
PFGC|PERFORMANCE FOOD GRP|EGAM|CBOE TRADING, INC.|7064
PFGC|PERFORMANCE FOOD GRP|EGXM|CBOE TRADING, INC.|61
PFGC|PERFORMANCE FOOD GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11617
PFGC|PERFORMANCE FOOD GRP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
PFGC|PERFORMANCE FOOD GRP|ETRS|E*Trade Securities LLC|4034
PFGC|PERFORMANCE FOOD GRP|FILL|Tradestation Securities, Inc.|2061
PFGC|PERFORMANCE FOOD GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32281
PFGC|PERFORMANCE FOOD GRP|FTBR|Foliofn Investments, Inc.|615
PFGC|PERFORMANCE FOOD GRP|GLIS|TD Securities Inc|100
PFGC|PERFORMANCE FOOD GRP|GLPX|ACS EXECUTION SERVICES, LLC|3738
PFGC|PERFORMANCE FOOD GRP|GSCO|GOLDMAN SACHS & CO. LLC|317915
PFGC|PERFORMANCE FOOD GRP|GSCS|GOLDMAN SACHS & CO. LLC|1447
PFGC|PERFORMANCE FOOD GRP|GSLT|GOLDMAN SACHS & CO. LLC|134
PFGC|PERFORMANCE FOOD GRP|GTSZ|GTS SECURITIES LLC|29685
PFGC|PERFORMANCE FOOD GRP|IBKR|Interactive Brokers Llc|5243
PFGC|PERFORMANCE FOOD GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|71
PFGC|PERFORMANCE FOOD GRP|ICBX|INSTINET, LLC|33863
PFGC|PERFORMANCE FOOD GRP|IEQY|CITADEL SECURITIES LLC|13164
PFGC|PERFORMANCE FOOD GRP|INCA|INSTINET, LLC|89422
PFGC|PERFORMANCE FOOD GRP|INJX|INSTINET, LLC|23103
PFGC|PERFORMANCE FOOD GRP|ITGI|ITG Inc.|67370
PFGC|PERFORMANCE FOOD GRP|ITGP|ITG INC.|284800
PFGC|PERFORMANCE FOOD GRP|JANY|Janney Montgomery Scott Inc.|763
PFGC|PERFORMANCE FOOD GRP|JEFF|JEFFERIES LLC|491622
PFGC|PERFORMANCE FOOD GRP|JMPT|JUMP TRADING, LLC|3632
PFGC|PERFORMANCE FOOD GRP|JONE|JonesTrading|30
PFGC|PERFORMANCE FOOD GRP|JPBX|J.P. MORGAN SECURITIES LLC|56449
PFGC|PERFORMANCE FOOD GRP|JPMX|J.P. Morgan Securities LLC|179856
PFGC|PERFORMANCE FOOD GRP|KCGM|VIRTU Americas LLC|56187
PFGC|PERFORMANCE FOOD GRP|KEYB|KEYBANC CAPITAL MARKETS INC.|2996
PFGC|PERFORMANCE FOOD GRP|LEHM|Barclays Capital Inc./Le|279162
PFGC|PERFORMANCE FOOD GRP|LIME|Lime Brokerage LLC|13980
PFGC|PERFORMANCE FOOD GRP|LMNX|LUMINEX TRADING & ANALYTICS LLC|20560
PFGC|PERFORMANCE FOOD GRP|LOOP|Loop Capital Markets LLC|194
PFGC|PERFORMANCE FOOD GRP|LQNA|LIQUIDNET, INC.|175100
PFGC|PERFORMANCE FOOD GRP|LSCI|Lek Securities Corporation|2
PFGC|PERFORMANCE FOOD GRP|MACQ|Macquarie Capital (USA) Inc.|1600
PFGC|PERFORMANCE FOOD GRP|MKMP|MKM Partners LLC|3800
PFGC|PERFORMANCE FOOD GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|181544
PFGC|PERFORMANCE FOOD GRP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1024
PFGC|PERFORMANCE FOOD GRP|MSCO|MORGAN STANLEY & CO. LLC|538989
PFGC|PERFORMANCE FOOD GRP|MSPL|MORGAN STANLEY & CO. LLC|115300
PFGC|PERFORMANCE FOOD GRP|MSTX|MORGAN STANLEY & CO. LLC|57900
PFGC|PERFORMANCE FOOD GRP|NFSC|National Financial Services LLC|139984
PFGC|PERFORMANCE FOOD GRP|NITE|VIRTU Americas LLC|75928
PFGC|PERFORMANCE FOOD GRP|NMRA|Nomura Securities International, Inc.|2160
PFGC|PERFORMANCE FOOD GRP|NQRB|Brut, LLC|1800
PFGC|PERFORMANCE FOOD GRP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2612
PFGC|PERFORMANCE FOOD GRP|PDQM|CODA MARKETS, INC.|26098
PFGC|PERFORMANCE FOOD GRP|PHLY|NASDAQ Execution Services, LLC|1200
PFGC|PERFORMANCE FOOD GRP|PIPR|Piper Jaffray & Co.|147
PFGC|PERFORMANCE FOOD GRP|QMSR|QUATTRO M SECURITIES INC.|167
PFGC|PERFORMANCE FOOD GRP|SAGL|SAGETRADER, LLC|100
PFGC|PERFORMANCE FOOD GRP|SBSH|Citigroup Global Markets Inc.|58791
PFGC|PERFORMANCE FOOD GRP|SGMT|GOLDMAN SACHS & CO. LLC|153170
PFGC|PERFORMANCE FOOD GRP|SIBO|Prime Executions, Inc.|2800
PFGC|PERFORMANCE FOOD GRP|SPDR|SPEEDROUTE LLC|6000
PFGC|PERFORMANCE FOOD GRP|SPHN|Stephens Inc.|835
PFGC|PERFORMANCE FOOD GRP|SSBS|STATE STREET GLOBAL MARKETS, LLC|2104
PFGC|PERFORMANCE FOOD GRP|STFL|Stifel, Nicolaus & Company, Incorporated|100
PFGC|PERFORMANCE FOOD GRP|SWIM|TD Ameritrade, Inc.|2324
PFGC|PERFORMANCE FOOD GRP|TKNG|ALLY INVEST SECURITIES LLC|35
PFGC|PERFORMANCE FOOD GRP|TRBT|Tradebot Systems, Inc.|1775
PFGC|PERFORMANCE FOOD GRP|TRCM|TRC MARKETS LLC|55117
PFGC|PERFORMANCE FOOD GRP|UBSA|UBS SECURITIES LLC|527724
PFGC|PERFORMANCE FOOD GRP|UBSS|UBS Securities LLC|466619
PFGC|PERFORMANCE FOOD GRP|VALX|VIRTU AMERICAS LLC|21466
PFGC|PERFORMANCE FOOD GRP|VGRD|Vanguard Marketing Corporation|29
PFGC|PERFORMANCE FOOD GRP|WBPX|SUMMIT SECURITIES GROUP, LLC|1160
PFGC|PERFORMANCE FOOD GRP|WCHV|WELLS FARGO SECURITIES, LLC|13663
PFGC|PERFORMANCE FOOD GRP|WDNX|WEEDEN & CO.L.P.|14408
PFGC|PERFORMANCE FOOD GRP|WEED|Weeden & Co.L.P.|2200
PFGC|PERFORMANCE FOOD GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1828
PFGC|PERFORMANCE FOOD GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|562
PFGC|PERFORMANCE FOOD GRP|WSEA|WOLVERINE SECURITIES, LLC|55
PFGC|PERFORMANCE FOOD GRP|XIST|INSTINET, LLC|101200
PFGC|PERFORMANCE FOOD GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|28990
PFGC|PERFORMANCE FOOD GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4272
PFH|CABCO TR JCP 7.625|AGIS|Aegis Capital Corp.|811
PFH|CABCO TR JCP 7.625|ALTX|Alternet Securities Inc.|100
PFH|CABCO TR JCP 7.625|APCC|Apex Clearing Corporation|20
PFH|CABCO TR JCP 7.625|BATM|CBOE TRADING, INC.|400
PFH|CABCO TR JCP 7.625|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PFH|CABCO TR JCP 7.625|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1695
PFH|CABCO TR JCP 7.625|GLPX|ACS EXECUTION SERVICES, LLC|100
PFH|CABCO TR JCP 7.625|GSCO|GOLDMAN SACHS & CO. LLC|250
PFH|CABCO TR JCP 7.625|GSCS|GOLDMAN SACHS & CO. LLC|1850
PFH|CABCO TR JCP 7.625|GTSZ|GTS SECURITIES LLC|588
PFH|CABCO TR JCP 7.625|HRBF|American Enterprise Investment Services Inc.|450
PFH|CABCO TR JCP 7.625|IATS|INTERACTIVE BROKERS LLC|300
PFH|CABCO TR JCP 7.625|IBKR|Interactive Brokers Llc|3000
PFH|CABCO TR JCP 7.625|INCA|INSTINET, LLC|600
PFH|CABCO TR JCP 7.625|ITGI|ITG Inc.|100
PFH|CABCO TR JCP 7.625|LEHM|Barclays Capital Inc./Le|200
PFH|CABCO TR JCP 7.625|LIME|Lime Brokerage LLC|800
PFH|CABCO TR JCP 7.625|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|451
PFH|CABCO TR JCP 7.625|MSCO|MORGAN STANLEY & CO. LLC|1105
PFH|CABCO TR JCP 7.625|NFSC|National Financial Services LLC|14233
PFH|CABCO TR JCP 7.625|NITE|VIRTU Americas LLC|18198
PFH|CABCO TR JCP 7.625|NQRB|Brut, LLC|300
PFH|CABCO TR JCP 7.625|PDQM|CODA MARKETS, INC.|200
PFH|CABCO TR JCP 7.625|PWJC|UBS Financial Services, Inc.|1300
PFH|CABCO TR JCP 7.625|RBCM|RBC CAPITAL MARKETS, LLC|1132
PFH|CABCO TR JCP 7.625|SBSH|Citigroup Global Markets Inc.|200
PFH|CABCO TR JCP 7.625|SGMT|GOLDMAN SACHS & CO. LLC|100
PFH|CABCO TR JCP 7.625|SWIM|TD Ameritrade, Inc.|400
PFH|CABCO TR JCP 7.625|UBSA|UBS SECURITIES LLC|1488
PFH|CABCO TR JCP 7.625|UBSS|UBS Securities LLC|3732
PFH|CABCO TR JCP 7.625|WCHV|WELLS FARGO SECURITIES, LLC|2247
PFI|INVESCO DWA FIN MOM|APCC|Apex Clearing Corporation|8
PFI|INVESCO DWA FIN MOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|825
PFI|INVESCO DWA FIN MOM|CANT|Cantor Fitzgerald & Co.|308
PFI|INVESCO DWA FIN MOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1654
PFI|INVESCO DWA FIN MOM|DBAX|Deutsche Bank Securities Inc.|300
PFI|INVESCO DWA FIN MOM|DEAN|MORGAN STANLEY|91
PFI|INVESCO DWA FIN MOM|EBXL|EBX LLC|1300
PFI|INVESCO DWA FIN MOM|EDJO|Edward D. Jones & Co., L.P.|2855
PFI|INVESCO DWA FIN MOM|ETRS|E*Trade Securities LLC|6
PFI|INVESCO DWA FIN MOM|FBCO|Credit Suisse Securities (USA) LLC|1713
PFI|INVESCO DWA FIN MOM|FMAF|NBCN Inc./ CDS|50
PFI|INVESCO DWA FIN MOM|FOMA|TD AMERITRADE CLEARING, INC.|1760
PFI|INVESCO DWA FIN MOM|FTBR|Foliofn Investments, Inc.|864
PFI|INVESCO DWA FIN MOM|GEBB|GLOBAL EXECUTION BROKERS, LP|3000
PFI|INVESCO DWA FIN MOM|GTSZ|GTS SECURITIES LLC|199
PFI|INVESCO DWA FIN MOM|HRBF|American Enterprise Investment Services Inc.|3901
PFI|INVESCO DWA FIN MOM|IBKR|Interactive Brokers Llc|1134
PFI|INVESCO DWA FIN MOM|ICBX|INSTINET, LLC|600
PFI|INVESCO DWA FIN MOM|JANY|Janney Montgomery Scott Inc.|2545
PFI|INVESCO DWA FIN MOM|JSJX|JANE STREET CAPITAL LLC|14403
PFI|INVESCO DWA FIN MOM|LEHM|Barclays Capital Inc./Le|2400
PFI|INVESCO DWA FIN MOM|LIME|Lime Brokerage LLC|784
PFI|INVESCO DWA FIN MOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PFI|INVESCO DWA FIN MOM|MSCO|MORGAN STANLEY & CO. LLC|8143
PFI|INVESCO DWA FIN MOM|NFSC|National Financial Services LLC|7140
PFI|INVESCO DWA FIN MOM|NITE|VIRTU Americas LLC|12742
PFI|INVESCO DWA FIN MOM|NITP|VIRTU Americas LLC|1909
PFI|INVESCO DWA FIN MOM|PDQM|CODA MARKETS, INC.|2000
PFI|INVESCO DWA FIN MOM|RAJA|Raymond James & Associates, Inc.|5067
PFI|INVESCO DWA FIN MOM|RBCM|RBC CAPITAL MARKETS, LLC|429
PFI|INVESCO DWA FIN MOM|SALI|INTL FCSTONE FINANCIAL INC.|16
PFI|INVESCO DWA FIN MOM|SGMT|GOLDMAN SACHS & CO. LLC|500
PFI|INVESCO DWA FIN MOM|STFL|Stifel, Nicolaus & Company, Incorporated|1007
PFI|INVESCO DWA FIN MOM|SWIM|TD Ameritrade, Inc.|10
PFI|INVESCO DWA FIN MOM|SWST|Hilltop Securities Inc.|1
PFI|INVESCO DWA FIN MOM|UBSA|UBS SECURITIES LLC|2303
PFI|INVESCO DWA FIN MOM|UBSS|UBS Securities LLC|8860
PFI|INVESCO DWA FIN MOM|VGRD|Vanguard Marketing Corporation|1180
PFI|INVESCO DWA FIN MOM|WCHV|WELLS FARGO SECURITIES, LLC|8
PFI|INVESCO DWA FIN MOM|WEDB|WEDBUSH SECURITIES INC.|310
PFI|INVESCO DWA FIN MOM|WSEA|WOLVERINE SECURITIES, LLC|10
PFI|INVESCO DWA FIN MOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1371
PFIE|PROFIRE ENERGY CMN|ADAM|CANACCORD GENUITY INC.|33344
PFIE|PROFIRE ENERGY CMN|ALTX|Alternet Securities Inc.|20047
PFIE|PROFIRE ENERGY CMN|APCC|Apex Clearing Corporation|132302
PFIE|PROFIRE ENERGY CMN|BATM|CBOE TRADING, INC.|2112
PFIE|PROFIRE ENERGY CMN|BAYC|BAY CREST PARTNERS, LLC|2134
PFIE|PROFIRE ENERGY CMN|BAYT|BTIG, LLC|18917
PFIE|PROFIRE ENERGY CMN|BERN|Sanford C. Bernstein & Co., LLC|2491
PFIE|PROFIRE ENERGY CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5740
PFIE|PROFIRE ENERGY CMN|BLKX|INSTINET, LLC|38600
PFIE|PROFIRE ENERGY CMN|BMOC|BMO Capital Markets Corp.|1784
PFIE|PROFIRE ENERGY CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1853
PFIE|PROFIRE ENERGY CMN|BTIG|BTIG, LLC|163729
PFIE|PROFIRE ENERGY CMN|BYXM|CBOE TRADING, INC.|100
PFIE|PROFIRE ENERGY CMN|CAMC|Cambria Capital, LLC|1500
PFIE|PROFIRE ENERGY CMN|CANT|Cantor Fitzgerald & Co.|1281
PFIE|PROFIRE ENERGY CMN|CBRA|Cobra Trading, Inc.|100
PFIE|PROFIRE ENERGY CMN|CHAS|Charles Schwab & Co., Inc.|7509
PFIE|PROFIRE ENERGY CMN|CIST|Capital Institutional Services, Inc.|463
PFIE|PROFIRE ENERGY CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|160620
PFIE|PROFIRE ENERGY CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5400
PFIE|PROFIRE ENERGY CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|60010
PFIE|PROFIRE ENERGY CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|268367
PFIE|PROFIRE ENERGY CMN|CTDL|Citadel Derivatives Group Llc|11164
PFIE|PROFIRE ENERGY CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|26160
PFIE|PROFIRE ENERGY CMN|DADA|D.A. Davidson & Co.|302
PFIE|PROFIRE ENERGY CMN|DBAB|Deutsche Bank Securities Inc.|477263
PFIE|PROFIRE ENERGY CMN|DBAX|Deutsche Bank Securities Inc.|60800
PFIE|PROFIRE ENERGY CMN|DEAN|MORGAN STANLEY|12357
PFIE|PROFIRE ENERGY CMN|DEGS|RONIN PROFESSIONAL LLC|61290
PFIE|PROFIRE ENERGY CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11206
PFIE|PROFIRE ENERGY CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|26670
PFIE|PROFIRE ENERGY CMN|EBXL|EBX LLC|179600
PFIE|PROFIRE ENERGY CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|49039
PFIE|PROFIRE ENERGY CMN|EDJO|Edward D. Jones & Co., L.P.|2950
PFIE|PROFIRE ENERGY CMN|EGAM|CBOE TRADING, INC.|7633
PFIE|PROFIRE ENERGY CMN|EGAW|CBOE TRADING, INC.|200
PFIE|PROFIRE ENERGY CMN|EGXM|CBOE TRADING, INC.|1336
PFIE|PROFIRE ENERGY CMN|ETBE|Electronic Transaction Clearing, Inc.|51234
PFIE|PROFIRE ENERGY CMN|ETCB|ETC BROKERAGE SERVICES, LLC|1000
PFIE|PROFIRE ENERGY CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6442
PFIE|PROFIRE ENERGY CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8347
PFIE|PROFIRE ENERGY CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PFIE|PROFIRE ENERGY CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1301
PFIE|PROFIRE ENERGY CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
PFIE|PROFIRE ENERGY CMN|ETRS|E*Trade Securities LLC|464232
PFIE|PROFIRE ENERGY CMN|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|50000
PFIE|PROFIRE ENERGY CMN|FBCO|Credit Suisse Securities (USA) LLC|502515
PFIE|PROFIRE ENERGY CMN|FILL|Tradestation Securities, Inc.|77740
PFIE|PROFIRE ENERGY CMN|FMAF|NBCN Inc./ CDS|4046
PFIE|PROFIRE ENERGY CMN|FOMA|TD AMERITRADE CLEARING, INC.|977323
PFIE|PROFIRE ENERGY CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
PFIE|PROFIRE ENERGY CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|251025
PFIE|PROFIRE ENERGY CMN|FTBR|Foliofn Investments, Inc.|170196
PFIE|PROFIRE ENERGY CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|11027
PFIE|PROFIRE ENERGY CMN|GLPX|ACS EXECUTION SERVICES, LLC|108587
PFIE|PROFIRE ENERGY CMN|GSCO|GOLDMAN SACHS & CO. LLC|1423494
PFIE|PROFIRE ENERGY CMN|GSCS|GOLDMAN SACHS & CO. LLC|164996
PFIE|PROFIRE ENERGY CMN|GSLT|GOLDMAN SACHS & CO. LLC|31887
PFIE|PROFIRE ENERGY CMN|GTSZ|GTS SECURITIES LLC|10983
PFIE|PROFIRE ENERGY CMN|HRBF|American Enterprise Investment Services Inc.|500
PFIE|PROFIRE ENERGY CMN|IATS|INTERACTIVE BROKERS LLC|67139
PFIE|PROFIRE ENERGY CMN|IBKR|Interactive Brokers Llc|751482
PFIE|PROFIRE ENERGY CMN|ICBX|INSTINET, LLC|62960
PFIE|PROFIRE ENERGY CMN|IEQY|CITADEL SECURITIES LLC|24086
PFIE|PROFIRE ENERGY CMN|INCA|INSTINET, LLC|539468
PFIE|PROFIRE ENERGY CMN|INJX|INSTINET, LLC|308347
PFIE|PROFIRE ENERGY CMN|ITGI|ITG Inc.|104717
PFIE|PROFIRE ENERGY CMN|ITGP|ITG INC.|48400
PFIE|PROFIRE ENERGY CMN|JEFF|JEFFERIES LLC|137922
PFIE|PROFIRE ENERGY CMN|JGUN|Joseph Gunnar & Co.  LLC|9000
PFIE|PROFIRE ENERGY CMN|JMPT|JUMP TRADING, LLC|77218
PFIE|PROFIRE ENERGY CMN|JPBX|J.P. MORGAN SECURITIES LLC|5790
PFIE|PROFIRE ENERGY CMN|JPMX|J.P. Morgan Securities LLC|182235
PFIE|PROFIRE ENERGY CMN|JRCO|Johnson Rice & Company L.L.C.|27000
PFIE|PROFIRE ENERGY CMN|JSJX|JANE STREET CAPITAL LLC|19807
PFIE|PROFIRE ENERGY CMN|KCGM|VIRTU Americas LLC|92604
PFIE|PROFIRE ENERGY CMN|LAFC|R. F. Lafferty & Co., Inc.|5000
PFIE|PROFIRE ENERGY CMN|LEHM|Barclays Capital Inc./Le|1133131
PFIE|PROFIRE ENERGY CMN|LIME|Lime Brokerage LLC|210244
PFIE|PROFIRE ENERGY CMN|LIWE|LIME BROKERAGE LLC|500
PFIE|PROFIRE ENERGY CMN|LMGP|LIME BROKERAGE LLC|69703
PFIE|PROFIRE ENERGY CMN|LOOP|Loop Capital Markets LLC|43517
PFIE|PROFIRE ENERGY CMN|LQNA|LIQUIDNET, INC.|315600
PFIE|PROFIRE ENERGY CMN|LSCI|Lek Securities Corporation|400
PFIE|PROFIRE ENERGY CMN|LSCM|LAKE STREET CAPITAL MARKETS, LLC|13300
PFIE|PROFIRE ENERGY CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PFIE|PROFIRE ENERGY CMN|MACQ|Macquarie Capital (USA) Inc.|2222
PFIE|PROFIRE ENERGY CMN|MAXM|Maxim Group LLC|286476
PFIE|PROFIRE ENERGY CMN|MICA|Spartan Securities Group, Ltd.|7538
PFIE|PROFIRE ENERGY CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158103
PFIE|PROFIRE ENERGY CMN|MOTF|MOTIF INVESTING, INC.|26
PFIE|PROFIRE ENERGY CMN|MSCO|MORGAN STANLEY & CO. LLC|2388277
PFIE|PROFIRE ENERGY CMN|MSPL|MORGAN STANLEY & CO. LLC|116100
PFIE|PROFIRE ENERGY CMN|MSTX|MORGAN STANLEY & CO. LLC|126500
PFIE|PROFIRE ENERGY CMN|NEED|Needham & Company, LLC|100
PFIE|PROFIRE ENERGY CMN|NFSC|National Financial Services LLC|1088341
PFIE|PROFIRE ENERGY CMN|NITE|VIRTU Americas LLC|2385810
PFIE|PROFIRE ENERGY CMN|NITP|VIRTU Americas LLC|21300
PFIE|PROFIRE ENERGY CMN|NQRB|Brut, LLC|20632
PFIE|PROFIRE ENERGY CMN|OPCO|Oppenheimer & Co. Inc.|3661
PFIE|PROFIRE ENERGY CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2798
PFIE|PROFIRE ENERGY CMN|PDQM|CODA MARKETS, INC.|92752
PFIE|PROFIRE ENERGY CMN|PWJC|UBS Financial Services, Inc.|22396
PFIE|PROFIRE ENERGY CMN|RAJA|Raymond James & Associates, Inc.|10367
PFIE|PROFIRE ENERGY CMN|RBCM|RBC CAPITAL MARKETS, LLC|19810
PFIE|PROFIRE ENERGY CMN|RGLD|Regal Securities, Inc|5589
PFIE|PROFIRE ENERGY CMN|RHCO|Suntrust Robinson Humphrey, Inc.|124087
PFIE|PROFIRE ENERGY CMN|RJLC|RJL CAPITAL GROUP, LLC|7700
PFIE|PROFIRE ENERGY CMN|ROTH|Roth Capital Partners, LLC|65414
PFIE|PROFIRE ENERGY CMN|SAGL|SAGETRADER, LLC|13973
PFIE|PROFIRE ENERGY CMN|SALI|INTL FCSTONE FINANCIAL INC.|1000
PFIE|PROFIRE ENERGY CMN|SBSH|Citigroup Global Markets Inc.|171646
PFIE|PROFIRE ENERGY CMN|SGMT|GOLDMAN SACHS & CO. LLC|90199
PFIE|PROFIRE ENERGY CMN|SOCO|Capital One Southcoast, Inc|1600
PFIE|PROFIRE ENERGY CMN|SOGO|Wang Investment Associates, Inc.|200
PFIE|PROFIRE ENERGY CMN|SPDR|SPEEDROUTE LLC|37005
PFIE|PROFIRE ENERGY CMN|SPNT|SEVEN POINTS CAPITAL, LLC|2800
PFIE|PROFIRE ENERGY CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2250
PFIE|PROFIRE ENERGY CMN|SWIM|TD Ameritrade, Inc.|294224
PFIE|PROFIRE ENERGY CMN|SWST|Hilltop Securities Inc.|14500
PFIE|PROFIRE ENERGY CMN|TKNG|ALLY INVEST SECURITIES LLC|40907
PFIE|PROFIRE ENERGY CMN|TMBR|Timber Hill LLC|50
PFIE|PROFIRE ENERGY CMN|TRBT|Tradebot Systems, Inc.|218965
PFIE|PROFIRE ENERGY CMN|TRCM|TRC MARKETS LLC|212590
PFIE|PROFIRE ENERGY CMN|TRIP|Trident Partners Ltd.|2100
PFIE|PROFIRE ENERGY CMN|TWTT|TASTYWORKS, INC.|1400
PFIE|PROFIRE ENERGY CMN|UBSA|UBS SECURITIES LLC|525455
PFIE|PROFIRE ENERGY CMN|UBSS|UBS Securities LLC|1129383
PFIE|PROFIRE ENERGY CMN|VALX|VIRTU AMERICAS LLC|3317
PFIE|PROFIRE ENERGY CMN|VGRD|Vanguard Marketing Corporation|119970
PFIE|PROFIRE ENERGY CMN|WABR|Wall Street Access|81368
PFIE|PROFIRE ENERGY CMN|WBLR|WILLIAM BLAIR|600
PFIE|PROFIRE ENERGY CMN|WCHV|WELLS FARGO SECURITIES, LLC|41287
PFIE|PROFIRE ENERGY CMN|WEDB|WEDBUSH SECURITIES INC.|16790
PFIE|PROFIRE ENERGY CMN|WEED|Weeden & Co.L.P.|4290
PFIE|PROFIRE ENERGY CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7500
PFIE|PROFIRE ENERGY CMN|WGIF|CIBC World Markets Inc.|22207
PFIE|PROFIRE ENERGY CMN|WSEA|WOLVERINE SECURITIES, LLC|32244
PFIE|PROFIRE ENERGY CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
PFIE|PROFIRE ENERGY CMN|XIST|INSTINET, LLC|5000
PFIE|PROFIRE ENERGY CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|41100
PFIE|PROFIRE ENERGY CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|5167
PFIE|PROFIRE ENERGY CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9766
PFIG|INVESC FNDMNTL IG BD|BARD|Robert W. Baird & Co. Incorporated|252
PFIG|INVESC FNDMNTL IG BD|BBNT|BB&T SECURITIES, LLC|2290
PFIG|INVESC FNDMNTL IG BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
PFIG|INVESC FNDMNTL IG BD|CANT|Cantor Fitzgerald & Co.|27596
PFIG|INVESC FNDMNTL IG BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11710
PFIG|INVESC FNDMNTL IG BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11682
PFIG|INVESC FNDMNTL IG BD|CSIN|Citadel Securities Institutional LLC|11274
PFIG|INVESC FNDMNTL IG BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|180
PFIG|INVESC FNDMNTL IG BD|DBAX|Deutsche Bank Securities Inc.|3100
PFIG|INVESC FNDMNTL IG BD|EBXL|EBX LLC|2700
PFIG|INVESC FNDMNTL IG BD|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
PFIG|INVESC FNDMNTL IG BD|EDJO|Edward D. Jones & Co., L.P.|6889
PFIG|INVESC FNDMNTL IG BD|EGXM|CBOE TRADING, INC.|434
PFIG|INVESC FNDMNTL IG BD|ETRS|E*Trade Securities LLC|1582
PFIG|INVESC FNDMNTL IG BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3544
PFIG|INVESC FNDMNTL IG BD|FTBR|Foliofn Investments, Inc.|12
PFIG|INVESC FNDMNTL IG BD|GEBB|GLOBAL EXECUTION BROKERS, LP|334
PFIG|INVESC FNDMNTL IG BD|GSCO|GOLDMAN SACHS & CO. LLC|6670
PFIG|INVESC FNDMNTL IG BD|HRBF|American Enterprise Investment Services Inc.|3052
PFIG|INVESC FNDMNTL IG BD|ICBX|INSTINET, LLC|9300
PFIG|INVESC FNDMNTL IG BD|INCA|INSTINET, LLC|2400
PFIG|INVESC FNDMNTL IG BD|JPMX|J.P. Morgan Securities LLC|4800
PFIG|INVESC FNDMNTL IG BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|78387
PFIG|INVESC FNDMNTL IG BD|JSJX|JANE STREET CAPITAL LLC|19525
PFIG|INVESC FNDMNTL IG BD|KCGM|VIRTU Americas LLC|5902
PFIG|INVESC FNDMNTL IG BD|LEHM|Barclays Capital Inc./Le|9800
PFIG|INVESC FNDMNTL IG BD|LIME|Lime Brokerage LLC|1156
PFIG|INVESC FNDMNTL IG BD|MACC|Mid Atlantic Capital Corporation|8157
PFIG|INVESC FNDMNTL IG BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
PFIG|INVESC FNDMNTL IG BD|MSCO|MORGAN STANLEY & CO. LLC|2425
PFIG|INVESC FNDMNTL IG BD|MSPL|MORGAN STANLEY & CO. LLC|200
PFIG|INVESC FNDMNTL IG BD|NFSC|National Financial Services LLC|4667
PFIG|INVESC FNDMNTL IG BD|NITE|VIRTU Americas LLC|55594
PFIG|INVESC FNDMNTL IG BD|NITP|VIRTU Americas LLC|500
PFIG|INVESC FNDMNTL IG BD|PDQM|CODA MARKETS, INC.|3833
PFIG|INVESC FNDMNTL IG BD|RBCM|RBC CAPITAL MARKETS, LLC|159
PFIG|INVESC FNDMNTL IG BD|SBSH|Citigroup Global Markets Inc.|3205
PFIG|INVESC FNDMNTL IG BD|SGMT|GOLDMAN SACHS & CO. LLC|1578
PFIG|INVESC FNDMNTL IG BD|SWST|Hilltop Securities Inc.|270
PFIG|INVESC FNDMNTL IG BD|UBSS|UBS Securities LLC|5581
PFIG|INVESC FNDMNTL IG BD|WCHV|WELLS FARGO SECURITIES, LLC|897
PFIG|INVESC FNDMNTL IG BD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1300
PFIG|INVESC FNDMNTL IG BD|WSEA|WOLVERINE SECURITIES, LLC|2
PFIG|INVESC FNDMNTL IG BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
PFIG|INVESC FNDMNTL IG BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7618
PFIN|P F INDS INC A    ##|APCC|Apex Clearing Corporation|24
PFIN|P F INDS INC A    ##|BATM|CBOE TRADING, INC.|25
PFIN|P F INDS INC A    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
PFIN|P F INDS INC A    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PFIN|P F INDS INC A    ##|DBAB|Deutsche Bank Securities Inc.|131
PFIN|P F INDS INC A    ##|EBXL|EBX LLC|300
PFIN|P F INDS INC A    ##|ETRS|E*Trade Securities LLC|3627
PFIN|P F INDS INC A    ##|FBCO|Credit Suisse Securities (USA) LLC|570
PFIN|P F INDS INC A    ##|FOMA|TD AMERITRADE CLEARING, INC.|1634
PFIN|P F INDS INC A    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|225
PFIN|P F INDS INC A    ##|FTBR|Foliofn Investments, Inc.|28
PFIN|P F INDS INC A    ##|GSCO|GOLDMAN SACHS & CO. LLC|771
PFIN|P F INDS INC A    ##|GTSZ|GTS SECURITIES LLC|121
PFIN|P F INDS INC A    ##|IBKR|Interactive Brokers Llc|2592
PFIN|P F INDS INC A    ##|INCA|INSTINET, LLC|511
PFIN|P F INDS INC A    ##|INJX|INSTINET, LLC|137
PFIN|P F INDS INC A    ##|ITGI|ITG Inc.|5
PFIN|P F INDS INC A    ##|JPMX|J.P. Morgan Securities LLC|200
PFIN|P F INDS INC A    ##|KCGM|VIRTU Americas LLC|100
PFIN|P F INDS INC A    ##|LEHM|Barclays Capital Inc./Le|31
PFIN|P F INDS INC A    ##|LIME|Lime Brokerage LLC|1742
PFIN|P F INDS INC A    ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PFIN|P F INDS INC A    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PFIN|P F INDS INC A    ##|MSCO|MORGAN STANLEY & CO. LLC|1812
PFIN|P F INDS INC A    ##|NFSC|National Financial Services LLC|514
PFIN|P F INDS INC A    ##|NITE|VIRTU Americas LLC|5906
PFIN|P F INDS INC A    ##|SGMT|GOLDMAN SACHS & CO. LLC|32
PFIN|P F INDS INC A    ##|SWIM|TD Ameritrade, Inc.|13556
PFIN|P F INDS INC A    ##|TKNG|ALLY INVEST SECURITIES LLC|500
PFIN|P F INDS INC A    ##|UBSA|UBS SECURITIES LLC|279
PFIN|P F INDS INC A    ##|UBSS|UBS Securities LLC|7398
PFIN|P F INDS INC A    ##|WABR|Wall Street Access|200
PFIN|P F INDS INC A    ##|WCHV|WELLS FARGO SECURITIES, LLC|2328
PFIS|PEOPLES FINL SVCS CO|ALTX|Alternet Securities Inc.|100
PFIS|PEOPLES FINL SVCS CO|APCC|Apex Clearing Corporation|6
PFIS|PEOPLES FINL SVCS CO|BATM|CBOE TRADING, INC.|21
PFIS|PEOPLES FINL SVCS CO|BERN|Sanford C. Bernstein & Co., LLC|200
PFIS|PEOPLES FINL SVCS CO|BMOC|BMO Capital Markets Corp.|1096
PFIS|PEOPLES FINL SVCS CO|BNPX|BNP PARIBAS SECURITIES CORP.|679
PFIS|PEOPLES FINL SVCS CO|BTIG|BTIG, LLC|11
PFIS|PEOPLES FINL SVCS CO|BYXM|CBOE TRADING, INC.|1900
PFIS|PEOPLES FINL SVCS CO|BZYD|GOLDMAN SACHS & CO. LLC|682
PFIS|PEOPLES FINL SVCS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27
PFIS|PEOPLES FINL SVCS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10948
PFIS|PEOPLES FINL SVCS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12545
PFIS|PEOPLES FINL SVCS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1154
PFIS|PEOPLES FINL SVCS CO|CTDL|Citadel Derivatives Group Llc|362
PFIS|PEOPLES FINL SVCS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1894
PFIS|PEOPLES FINL SVCS CO|DBAB|Deutsche Bank Securities Inc.|10638
PFIS|PEOPLES FINL SVCS CO|DBAX|Deutsche Bank Securities Inc.|4200
PFIS|PEOPLES FINL SVCS CO|DBUL|Deutsche Bank Securities Inc.|1
PFIS|PEOPLES FINL SVCS CO|DEGS|RONIN PROFESSIONAL LLC|790
PFIS|PEOPLES FINL SVCS CO|EBXL|EBX LLC|1100
PFIS|PEOPLES FINL SVCS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|5585
PFIS|PEOPLES FINL SVCS CO|EDJO|Edward D. Jones & Co., L.P.|120
PFIS|PEOPLES FINL SVCS CO|EGXM|CBOE TRADING, INC.|100
PFIS|PEOPLES FINL SVCS CO|ETRS|E*Trade Securities LLC|1898
PFIS|PEOPLES FINL SVCS CO|FBCO|Credit Suisse Securities (USA) LLC|18585
PFIS|PEOPLES FINL SVCS CO|FINX|FINTECH SECURITIES|40
PFIS|PEOPLES FINL SVCS CO|FOMA|TD AMERITRADE CLEARING, INC.|5313
PFIS|PEOPLES FINL SVCS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13218
PFIS|PEOPLES FINL SVCS CO|FTBR|Foliofn Investments, Inc.|2
PFIS|PEOPLES FINL SVCS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|1700
PFIS|PEOPLES FINL SVCS CO|GLPX|ACS EXECUTION SERVICES, LLC|3957
PFIS|PEOPLES FINL SVCS CO|GSCO|GOLDMAN SACHS & CO. LLC|15661
PFIS|PEOPLES FINL SVCS CO|GTSZ|GTS SECURITIES LLC|4216
PFIS|PEOPLES FINL SVCS CO|HRBF|American Enterprise Investment Services Inc.|312
PFIS|PEOPLES FINL SVCS CO|IATS|INTERACTIVE BROKERS LLC|320
PFIS|PEOPLES FINL SVCS CO|IBKR|Interactive Brokers Llc|8280
PFIS|PEOPLES FINL SVCS CO|ICBX|INSTINET, LLC|600
PFIS|PEOPLES FINL SVCS CO|IEQY|CITADEL SECURITIES LLC|339
PFIS|PEOPLES FINL SVCS CO|INCA|INSTINET, LLC|6200
PFIS|PEOPLES FINL SVCS CO|INJX|INSTINET, LLC|200
PFIS|PEOPLES FINL SVCS CO|ITGI|ITG Inc.|580
PFIS|PEOPLES FINL SVCS CO|ITGP|ITG INC.|1800
PFIS|PEOPLES FINL SVCS CO|JANY|Janney Montgomery Scott Inc.|10080
PFIS|PEOPLES FINL SVCS CO|JEFF|JEFFERIES LLC|800
PFIS|PEOPLES FINL SVCS CO|JPMX|J.P. Morgan Securities LLC|1168
PFIS|PEOPLES FINL SVCS CO|KCGM|VIRTU Americas LLC|825
PFIS|PEOPLES FINL SVCS CO|LEHM|Barclays Capital Inc./Le|3136
PFIS|PEOPLES FINL SVCS CO|LIME|Lime Brokerage LLC|4826
PFIS|PEOPLES FINL SVCS CO|MAXM|Maxim Group LLC|639
PFIS|PEOPLES FINL SVCS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
PFIS|PEOPLES FINL SVCS CO|MSCO|MORGAN STANLEY & CO. LLC|38002
PFIS|PEOPLES FINL SVCS CO|MSPL|MORGAN STANLEY & CO. LLC|1700
PFIS|PEOPLES FINL SVCS CO|NFSC|National Financial Services LLC|639
PFIS|PEOPLES FINL SVCS CO|NITE|VIRTU Americas LLC|25554
PFIS|PEOPLES FINL SVCS CO|PDQM|CODA MARKETS, INC.|6341
PFIS|PEOPLES FINL SVCS CO|RBCM|RBC CAPITAL MARKETS, LLC|1
PFIS|PEOPLES FINL SVCS CO|SBSH|Citigroup Global Markets Inc.|7086
PFIS|PEOPLES FINL SVCS CO|SGMT|GOLDMAN SACHS & CO. LLC|1077
PFIS|PEOPLES FINL SVCS CO|SPDR|SPEEDROUTE LLC|410
PFIS|PEOPLES FINL SVCS CO|STFL|Stifel, Nicolaus & Company, Incorporated|809
PFIS|PEOPLES FINL SVCS CO|SWIM|TD Ameritrade, Inc.|120
PFIS|PEOPLES FINL SVCS CO|TMBR|Timber Hill LLC|52
PFIS|PEOPLES FINL SVCS CO|TRBT|Tradebot Systems, Inc.|578
PFIS|PEOPLES FINL SVCS CO|TRCM|TRC MARKETS LLC|1218
PFIS|PEOPLES FINL SVCS CO|UBSA|UBS SECURITIES LLC|5319
PFIS|PEOPLES FINL SVCS CO|UBSS|UBS Securities LLC|14978
PFIS|PEOPLES FINL SVCS CO|VALX|VIRTU AMERICAS LLC|726
PFIS|PEOPLES FINL SVCS CO|VGRD|Vanguard Marketing Corporation|949
PFIS|PEOPLES FINL SVCS CO|WCHV|WELLS FARGO SECURITIES, LLC|5044
PFIS|PEOPLES FINL SVCS CO|WEED|Weeden & Co.L.P.|160
PFIS|PEOPLES FINL SVCS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|144
PFIS|PEOPLES FINL SVCS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|431
PFL|PIMCO INCOME STRATGY|ALTX|Alternet Securities Inc.|900
PFL|PIMCO INCOME STRATGY|APCC|Apex Clearing Corporation|793
PFL|PIMCO INCOME STRATGY|BANK|Primevest Financial Services, Inc.|500
PFL|PIMCO INCOME STRATGY|BARD|Robert W. Baird & Co. Incorporated|20
PFL|PIMCO INCOME STRATGY|BATM|CBOE TRADING, INC.|6423
PFL|PIMCO INCOME STRATGY|BBNT|BB&T SECURITIES, LLC|25
PFL|PIMCO INCOME STRATGY|BERN|Sanford C. Bernstein & Co., LLC|196
PFL|PIMCO INCOME STRATGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
PFL|PIMCO INCOME STRATGY|CANT|Cantor Fitzgerald & Co.|100514
PFL|PIMCO INCOME STRATGY|CHAS|Charles Schwab & Co., Inc.|96349
PFL|PIMCO INCOME STRATGY|CIST|Capital Institutional Services, Inc.|300
PFL|PIMCO INCOME STRATGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
PFL|PIMCO INCOME STRATGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7524
PFL|PIMCO INCOME STRATGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|208
PFL|PIMCO INCOME STRATGY|DADA|D.A. Davidson & Co.|2906
PFL|PIMCO INCOME STRATGY|DAVA|Davenport & Company LLC|700
PFL|PIMCO INCOME STRATGY|DBAX|Deutsche Bank Securities Inc.|3100
PFL|PIMCO INCOME STRATGY|DEAN|MORGAN STANLEY|2936
PFL|PIMCO INCOME STRATGY|EBXL|EBX LLC|8400
PFL|PIMCO INCOME STRATGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|304
PFL|PIMCO INCOME STRATGY|EDJO|Edward D. Jones & Co., L.P.|1908
PFL|PIMCO INCOME STRATGY|EGAM|CBOE TRADING, INC.|1400
PFL|PIMCO INCOME STRATGY|EGXM|CBOE TRADING, INC.|900
PFL|PIMCO INCOME STRATGY|ETBE|Electronic Transaction Clearing, Inc.|100
PFL|PIMCO INCOME STRATGY|ETRS|E*Trade Securities LLC|37677
PFL|PIMCO INCOME STRATGY|FILL|Tradestation Securities, Inc.|29
PFL|PIMCO INCOME STRATGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1744
PFL|PIMCO INCOME STRATGY|FTBR|Foliofn Investments, Inc.|338
PFL|PIMCO INCOME STRATGY|GLPX|ACS EXECUTION SERVICES, LLC|18053
PFL|PIMCO INCOME STRATGY|GSCS|GOLDMAN SACHS & CO. LLC|100
PFL|PIMCO INCOME STRATGY|GSLT|GOLDMAN SACHS & CO. LLC|6600
PFL|PIMCO INCOME STRATGY|GTSZ|GTS SECURITIES LLC|106
PFL|PIMCO INCOME STRATGY|HRBF|American Enterprise Investment Services Inc.|35178
PFL|PIMCO INCOME STRATGY|IATS|INTERACTIVE BROKERS LLC|7131
PFL|PIMCO INCOME STRATGY|IBKR|Interactive Brokers Llc|31658
PFL|PIMCO INCOME STRATGY|ICBX|INSTINET, LLC|4099
PFL|PIMCO INCOME STRATGY|INCA|INSTINET, LLC|12069
PFL|PIMCO INCOME STRATGY|ITGI|ITG Inc.|6626
PFL|PIMCO INCOME STRATGY|ITGP|ITG INC.|4400
PFL|PIMCO INCOME STRATGY|JPMX|J.P. Morgan Securities LLC|2188
PFL|PIMCO INCOME STRATGY|KCGM|VIRTU Americas LLC|2000
PFL|PIMCO INCOME STRATGY|LEHM|Barclays Capital Inc./Le|10673
PFL|PIMCO INCOME STRATGY|LIME|Lime Brokerage LLC|1260
PFL|PIMCO INCOME STRATGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1303
PFL|PIMCO INCOME STRATGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
PFL|PIMCO INCOME STRATGY|MOTF|MOTIF INVESTING, INC.|7
PFL|PIMCO INCOME STRATGY|MSCO|MORGAN STANLEY & CO. LLC|36207
PFL|PIMCO INCOME STRATGY|MSPL|MORGAN STANLEY & CO. LLC|6700
PFL|PIMCO INCOME STRATGY|NFSC|National Financial Services LLC|292314
PFL|PIMCO INCOME STRATGY|NITE|VIRTU Americas LLC|369036
PFL|PIMCO INCOME STRATGY|NQRB|Brut, LLC|2911
PFL|PIMCO INCOME STRATGY|OPCO|Oppenheimer & Co. Inc.|4
PFL|PIMCO INCOME STRATGY|PDQM|CODA MARKETS, INC.|5638
PFL|PIMCO INCOME STRATGY|RBCM|RBC CAPITAL MARKETS, LLC|3674
PFL|PIMCO INCOME STRATGY|SAGC|SAGETRADER, LLC|400
PFL|PIMCO INCOME STRATGY|SALI|INTL FCSTONE FINANCIAL INC.|320
PFL|PIMCO INCOME STRATGY|SGMT|GOLDMAN SACHS & CO. LLC|1978
PFL|PIMCO INCOME STRATGY|SPDR|SPEEDROUTE LLC|900
PFL|PIMCO INCOME STRATGY|SWIM|TD Ameritrade, Inc.|1769
PFL|PIMCO INCOME STRATGY|TKNG|ALLY INVEST SECURITIES LLC|889
PFL|PIMCO INCOME STRATGY|TRBT|Tradebot Systems, Inc.|945
PFL|PIMCO INCOME STRATGY|UBSA|UBS SECURITIES LLC|15553
PFL|PIMCO INCOME STRATGY|UBSS|UBS Securities LLC|33535
PFL|PIMCO INCOME STRATGY|VALX|VIRTU AMERICAS LLC|324
PFL|PIMCO INCOME STRATGY|VGRD|Vanguard Marketing Corporation|21159
PFL|PIMCO INCOME STRATGY|WBLR|WILLIAM BLAIR|300
PFL|PIMCO INCOME STRATGY|WCHV|WELLS FARGO SECURITIES, LLC|20732
PFL|PIMCO INCOME STRATGY|WEDB|WEDBUSH SECURITIES INC.|1086
PFL|PIMCO INCOME STRATGY|WEED|Weeden & Co.L.P.|444
PFL|PIMCO INCOME STRATGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|674
PFL|PIMCO INCOME STRATGY|WGIF|CIBC World Markets Inc.|2000
PFL|PIMCO INCOME STRATGY|WSEA|WOLVERINE SECURITIES, LLC|1180
PFL|PIMCO INCOME STRATGY|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
PFL|PIMCO INCOME STRATGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19224
PFLT|PENNANTPARK FLTNG RT|AGIS|Aegis Capital Corp.|981
PFLT|PENNANTPARK FLTNG RT|ALTX|Alternet Securities Inc.|700
PFLT|PENNANTPARK FLTNG RT|APCC|Apex Clearing Corporation|2582
PFLT|PENNANTPARK FLTNG RT|BANK|Primevest Financial Services, Inc.|250
PFLT|PENNANTPARK FLTNG RT|BARD|Robert W. Baird & Co. Incorporated|1075
PFLT|PENNANTPARK FLTNG RT|BATM|CBOE TRADING, INC.|436
PFLT|PENNANTPARK FLTNG RT|BBNT|BB&T SECURITIES, LLC|600
PFLT|PENNANTPARK FLTNG RT|BERN|Sanford C. Bernstein & Co., LLC|80
PFLT|PENNANTPARK FLTNG RT|BIAD|SAGETRADER, LLC|2
PFLT|PENNANTPARK FLTNG RT|BIMI|Banca IMI Securities Corp.|370
PFLT|PENNANTPARK FLTNG RT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14260
PFLT|PENNANTPARK FLTNG RT|BYXM|CBOE TRADING, INC.|200
PFLT|PENNANTPARK FLTNG RT|BZYD|GOLDMAN SACHS & CO. LLC|1184
PFLT|PENNANTPARK FLTNG RT|CANT|Cantor Fitzgerald & Co.|625
PFLT|PENNANTPARK FLTNG RT|CHAS|Charles Schwab & Co., Inc.|1385
PFLT|PENNANTPARK FLTNG RT|CIST|Capital Institutional Services, Inc.|480
PFLT|PENNANTPARK FLTNG RT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|976
PFLT|PENNANTPARK FLTNG RT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
PFLT|PENNANTPARK FLTNG RT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
PFLT|PENNANTPARK FLTNG RT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36237
PFLT|PENNANTPARK FLTNG RT|CTDL|Citadel Derivatives Group Llc|2459
PFLT|PENNANTPARK FLTNG RT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1192
PFLT|PENNANTPARK FLTNG RT|DBAB|Deutsche Bank Securities Inc.|17834
PFLT|PENNANTPARK FLTNG RT|DBAX|Deutsche Bank Securities Inc.|20600
PFLT|PENNANTPARK FLTNG RT|DEAN|MORGAN STANLEY|25782
PFLT|PENNANTPARK FLTNG RT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6109
PFLT|PENNANTPARK FLTNG RT|EBXL|EBX LLC|20800
PFLT|PENNANTPARK FLTNG RT|ECUT|CONVERGEX EXECUTION SOLUTIONS|3423
PFLT|PENNANTPARK FLTNG RT|EDJO|Edward D. Jones & Co., L.P.|939
PFLT|PENNANTPARK FLTNG RT|EGAM|CBOE TRADING, INC.|865
PFLT|PENNANTPARK FLTNG RT|EGXM|CBOE TRADING, INC.|300
PFLT|PENNANTPARK FLTNG RT|ESPO|ESPOSITO SECURITIES, LLC|1727
PFLT|PENNANTPARK FLTNG RT|ETBE|Electronic Transaction Clearing, Inc.|400
PFLT|PENNANTPARK FLTNG RT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6006
PFLT|PENNANTPARK FLTNG RT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4808
PFLT|PENNANTPARK FLTNG RT|ETRS|E*Trade Securities LLC|149021
PFLT|PENNANTPARK FLTNG RT|FBCO|Credit Suisse Securities (USA) LLC|36012
PFLT|PENNANTPARK FLTNG RT|FBSB|U.S. Bancorp Investments, Inc.|1
PFLT|PENNANTPARK FLTNG RT|FILL|Tradestation Securities, Inc.|2
PFLT|PENNANTPARK FLTNG RT|FMAF|NBCN Inc./ CDS|1200
PFLT|PENNANTPARK FLTNG RT|FOMA|TD AMERITRADE CLEARING, INC.|310450
PFLT|PENNANTPARK FLTNG RT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44404
PFLT|PENNANTPARK FLTNG RT|FTBR|Foliofn Investments, Inc.|731
PFLT|PENNANTPARK FLTNG RT|GEBB|GLOBAL EXECUTION BROKERS, LP|13317
PFLT|PENNANTPARK FLTNG RT|GLIS|TD Securities Inc|6961
PFLT|PENNANTPARK FLTNG RT|GLPX|ACS EXECUTION SERVICES, LLC|8395
PFLT|PENNANTPARK FLTNG RT|GSCO|GOLDMAN SACHS & CO. LLC|135945
PFLT|PENNANTPARK FLTNG RT|GSCS|GOLDMAN SACHS & CO. LLC|6042
PFLT|PENNANTPARK FLTNG RT|GSLT|GOLDMAN SACHS & CO. LLC|667
PFLT|PENNANTPARK FLTNG RT|GTSZ|GTS SECURITIES LLC|398
PFLT|PENNANTPARK FLTNG RT|HRBF|American Enterprise Investment Services Inc.|9508
PFLT|PENNANTPARK FLTNG RT|IATS|INTERACTIVE BROKERS LLC|9010
PFLT|PENNANTPARK FLTNG RT|IBKR|Interactive Brokers Llc|129492
PFLT|PENNANTPARK FLTNG RT|IBSJ|Integrity Brokerage Services, Inc.|350
PFLT|PENNANTPARK FLTNG RT|ICBX|INSTINET, LLC|2200
PFLT|PENNANTPARK FLTNG RT|INCA|INSTINET, LLC|16491
PFLT|PENNANTPARK FLTNG RT|INJX|INSTINET, LLC|7140
PFLT|PENNANTPARK FLTNG RT|ITGI|ITG Inc.|7116
PFLT|PENNANTPARK FLTNG RT|ITGP|ITG INC.|7200
PFLT|PENNANTPARK FLTNG RT|JANY|Janney Montgomery Scott Inc.|9789
PFLT|PENNANTPARK FLTNG RT|JMPT|JUMP TRADING, LLC|2641
PFLT|PENNANTPARK FLTNG RT|JPBX|J.P. MORGAN SECURITIES LLC|526
PFLT|PENNANTPARK FLTNG RT|JPMX|J.P. Morgan Securities LLC|12476
PFLT|PENNANTPARK FLTNG RT|JSJX|JANE STREET CAPITAL LLC|1463
PFLT|PENNANTPARK FLTNG RT|KCGM|VIRTU Americas LLC|3489
PFLT|PENNANTPARK FLTNG RT|LEHM|Barclays Capital Inc./Le|55414
PFLT|PENNANTPARK FLTNG RT|LGNT|COR CLEARING LLC|2
PFLT|PENNANTPARK FLTNG RT|LIME|Lime Brokerage LLC|72071
PFLT|PENNANTPARK FLTNG RT|LPCM|Lampert Capital Markets Inc.|2686
PFLT|PENNANTPARK FLTNG RT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PFLT|PENNANTPARK FLTNG RT|MAXM|Maxim Group LLC|400
PFLT|PENNANTPARK FLTNG RT|MCMF|Raymond James Ltd. Cds|20000
PFLT|PENNANTPARK FLTNG RT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13800
PFLT|PENNANTPARK FLTNG RT|MOTF|MOTIF INVESTING, INC.|11
PFLT|PENNANTPARK FLTNG RT|MSCO|MORGAN STANLEY & CO. LLC|380660
PFLT|PENNANTPARK FLTNG RT|MSPL|MORGAN STANLEY & CO. LLC|18000
PFLT|PENNANTPARK FLTNG RT|MSTX|MORGAN STANLEY & CO. LLC|300
PFLT|PENNANTPARK FLTNG RT|NFSC|National Financial Services LLC|411373
PFLT|PENNANTPARK FLTNG RT|NITE|VIRTU Americas LLC|578805
PFLT|PENNANTPARK FLTNG RT|NITP|VIRTU Americas LLC|918
PFLT|PENNANTPARK FLTNG RT|NQRB|Brut, LLC|5013
PFLT|PENNANTPARK FLTNG RT|OPCO|Oppenheimer & Co. Inc.|1724
PFLT|PENNANTPARK FLTNG RT|PDQM|CODA MARKETS, INC.|609
PFLT|PENNANTPARK FLTNG RT|PHLY|NASDAQ Execution Services, LLC|1200
PFLT|PENNANTPARK FLTNG RT|PWJC|UBS Financial Services, Inc.|1200
PFLT|PENNANTPARK FLTNG RT|RAJA|Raymond James & Associates, Inc.|7270
PFLT|PENNANTPARK FLTNG RT|RBCM|RBC CAPITAL MARKETS, LLC|40381
PFLT|PENNANTPARK FLTNG RT|SALI|INTL FCSTONE FINANCIAL INC.|40
PFLT|PENNANTPARK FLTNG RT|SBSH|Citigroup Global Markets Inc.|11101
PFLT|PENNANTPARK FLTNG RT|SGMT|GOLDMAN SACHS & CO. LLC|4741
PFLT|PENNANTPARK FLTNG RT|SPDR|SPEEDROUTE LLC|735
PFLT|PENNANTPARK FLTNG RT|STFL|Stifel, Nicolaus & Company, Incorporated|52592
PFLT|PENNANTPARK FLTNG RT|STXG|Stockcross Financial Services, Inc.|300
PFLT|PENNANTPARK FLTNG RT|SWIM|TD Ameritrade, Inc.|12457
PFLT|PENNANTPARK FLTNG RT|SWST|Hilltop Securities Inc.|2059
PFLT|PENNANTPARK FLTNG RT|TKNG|ALLY INVEST SECURITIES LLC|1929
PFLT|PENNANTPARK FLTNG RT|TRBT|Tradebot Systems, Inc.|8321
PFLT|PENNANTPARK FLTNG RT|TRCM|TRC MARKETS LLC|3770
PFLT|PENNANTPARK FLTNG RT|UBSA|UBS SECURITIES LLC|55048
PFLT|PENNANTPARK FLTNG RT|UBSS|UBS Securities LLC|146132
PFLT|PENNANTPARK FLTNG RT|VALX|VIRTU AMERICAS LLC|897
PFLT|PENNANTPARK FLTNG RT|VGRD|Vanguard Marketing Corporation|67836
PFLT|PENNANTPARK FLTNG RT|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
PFLT|PENNANTPARK FLTNG RT|WCHV|WELLS FARGO SECURITIES, LLC|84282
PFLT|PENNANTPARK FLTNG RT|WEDB|WEDBUSH SECURITIES INC.|6790
PFLT|PENNANTPARK FLTNG RT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1173
PFLT|PENNANTPARK FLTNG RT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1295
PFLT|PENNANTPARK FLTNG RT|WGIF|CIBC World Markets Inc.|205
PFLT|PENNANTPARK FLTNG RT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|187
PFLT|PENNANTPARK FLTNG RT|WSEA|WOLVERINE SECURITIES, LLC|6706
PFLT|PENNANTPARK FLTNG RT|XPQR|Jump Trading|200
PFLT|PENNANTPARK FLTNG RT|XSTM|NATIONAL FINANCIAL SERVICES LLC|16440
PFLT|PENNANTPARK FLTNG RT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7245
PFM|INVESCO DIV ACHIEVER|APCC|Apex Clearing Corporation|44
PFM|INVESCO DIV ACHIEVER|BANK|Primevest Financial Services, Inc.|17
PFM|INVESCO DIV ACHIEVER|BARD|Robert W. Baird & Co. Incorporated|1630
PFM|INVESCO DIV ACHIEVER|BBNT|BB&T SECURITIES, LLC|163
PFM|INVESCO DIV ACHIEVER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
PFM|INVESCO DIV ACHIEVER|CHAS|Charles Schwab & Co., Inc.|8
PFM|INVESCO DIV ACHIEVER|CIST|Capital Institutional Services, Inc.|50
PFM|INVESCO DIV ACHIEVER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|260
PFM|INVESCO DIV ACHIEVER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8
PFM|INVESCO DIV ACHIEVER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6023
PFM|INVESCO DIV ACHIEVER|CSIN|Citadel Securities Institutional LLC|15200
PFM|INVESCO DIV ACHIEVER|CTDL|Citadel Derivatives Group Llc|18026
PFM|INVESCO DIV ACHIEVER|CXCX|CITIGROUP GLOBAL MARKETS INC.|524
PFM|INVESCO DIV ACHIEVER|DBAX|Deutsche Bank Securities Inc.|600
PFM|INVESCO DIV ACHIEVER|DEAN|MORGAN STANLEY|155
PFM|INVESCO DIV ACHIEVER|EBXL|EBX LLC|1900
PFM|INVESCO DIV ACHIEVER|EDJC|Edward Jones / CDS|205
PFM|INVESCO DIV ACHIEVER|EDJO|Edward D. Jones & Co., L.P.|4377
PFM|INVESCO DIV ACHIEVER|EGXM|CBOE TRADING, INC.|19
PFM|INVESCO DIV ACHIEVER|ETRS|E*Trade Securities LLC|2490
PFM|INVESCO DIV ACHIEVER|FBCO|Credit Suisse Securities (USA) LLC|8149
PFM|INVESCO DIV ACHIEVER|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|5200
PFM|INVESCO DIV ACHIEVER|FMAF|NBCN Inc./ CDS|415
PFM|INVESCO DIV ACHIEVER|FOMA|TD AMERITRADE CLEARING, INC.|4825
PFM|INVESCO DIV ACHIEVER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7243
PFM|INVESCO DIV ACHIEVER|FTBR|Foliofn Investments, Inc.|2
PFM|INVESCO DIV ACHIEVER|GEBB|GLOBAL EXECUTION BROKERS, LP|572
PFM|INVESCO DIV ACHIEVER|GSCO|GOLDMAN SACHS & CO. LLC|6858
PFM|INVESCO DIV ACHIEVER|GSCS|GOLDMAN SACHS & CO. LLC|181
PFM|INVESCO DIV ACHIEVER|GTSZ|GTS SECURITIES LLC|166
PFM|INVESCO DIV ACHIEVER|HRBF|American Enterprise Investment Services Inc.|2813
PFM|INVESCO DIV ACHIEVER|IBKR|Interactive Brokers Llc|3686
PFM|INVESCO DIV ACHIEVER|ICBX|INSTINET, LLC|360
PFM|INVESCO DIV ACHIEVER|INCA|INSTINET, LLC|4600
PFM|INVESCO DIV ACHIEVER|JPMX|J.P. Morgan Securities LLC|278
PFM|INVESCO DIV ACHIEVER|JSEB|JANE STREET EXECUTION SERVICES, LLC|3500
PFM|INVESCO DIV ACHIEVER|JSJX|JANE STREET CAPITAL LLC|27505
PFM|INVESCO DIV ACHIEVER|KCGM|VIRTU Americas LLC|4727
PFM|INVESCO DIV ACHIEVER|LEHM|Barclays Capital Inc./Le|2400
PFM|INVESCO DIV ACHIEVER|LIME|Lime Brokerage LLC|4605
PFM|INVESCO DIV ACHIEVER|MACC|Mid Atlantic Capital Corporation|25
PFM|INVESCO DIV ACHIEVER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|488
PFM|INVESCO DIV ACHIEVER|MSCO|MORGAN STANLEY & CO. LLC|72134
PFM|INVESCO DIV ACHIEVER|NFSC|National Financial Services LLC|21045
PFM|INVESCO DIV ACHIEVER|NITE|VIRTU Americas LLC|24270
PFM|INVESCO DIV ACHIEVER|OPCO|Oppenheimer & Co. Inc.|1501
PFM|INVESCO DIV ACHIEVER|PWJC|UBS Financial Services, Inc.|1210
PFM|INVESCO DIV ACHIEVER|RAJA|Raymond James & Associates, Inc.|7147
PFM|INVESCO DIV ACHIEVER|RBCM|RBC CAPITAL MARKETS, LLC|1963
PFM|INVESCO DIV ACHIEVER|SALI|INTL FCSTONE FINANCIAL INC.|51
PFM|INVESCO DIV ACHIEVER|SBSH|Citigroup Global Markets Inc.|407
PFM|INVESCO DIV ACHIEVER|SGMT|GOLDMAN SACHS & CO. LLC|57
PFM|INVESCO DIV ACHIEVER|SHMR|ABN Amro Clearing LLC|5200
PFM|INVESCO DIV ACHIEVER|STFL|Stifel, Nicolaus & Company, Incorporated|98
PFM|INVESCO DIV ACHIEVER|SWST|Hilltop Securities Inc.|977
PFM|INVESCO DIV ACHIEVER|TKNG|ALLY INVEST SECURITIES LLC|9
PFM|INVESCO DIV ACHIEVER|TRCM|TRC MARKETS LLC|200
PFM|INVESCO DIV ACHIEVER|UBSA|UBS SECURITIES LLC|4373
PFM|INVESCO DIV ACHIEVER|UBSS|UBS Securities LLC|17511
PFM|INVESCO DIV ACHIEVER|VGRD|Vanguard Marketing Corporation|168
PFM|INVESCO DIV ACHIEVER|WCHV|WELLS FARGO SECURITIES, LLC|21125
PFM|INVESCO DIV ACHIEVER|WGIF|CIBC World Markets Inc.|1535
PFM|INVESCO DIV ACHIEVER|WSEA|WOLVERINE SECURITIES, LLC|41
PFM|INVESCO DIV ACHIEVER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3974
PFMT|PERFORMANT FINANCIAL|APCC|Apex Clearing Corporation|114
PFMT|PERFORMANT FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|7291
PFMT|PERFORMANT FINANCIAL|CMPT|Compass Point Research & Trading, LLC|101
PFMT|PERFORMANT FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12
PFMT|PERFORMANT FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4093
PFMT|PERFORMANT FINANCIAL|CTDL|Citadel Derivatives Group Llc|2
PFMT|PERFORMANT FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|4088
PFMT|PERFORMANT FINANCIAL|DBAB|Deutsche Bank Securities Inc.|17081
PFMT|PERFORMANT FINANCIAL|DBAX|Deutsche Bank Securities Inc.|5100
PFMT|PERFORMANT FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|1591
PFMT|PERFORMANT FINANCIAL|EBXL|EBX LLC|5700
PFMT|PERFORMANT FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3660
PFMT|PERFORMANT FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|69
PFMT|PERFORMANT FINANCIAL|EGXM|CBOE TRADING, INC.|1
PFMT|PERFORMANT FINANCIAL|EGXW|CBOE TRADING, INC.|1
PFMT|PERFORMANT FINANCIAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
PFMT|PERFORMANT FINANCIAL|ETRS|E*Trade Securities LLC|12877
PFMT|PERFORMANT FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|5643
PFMT|PERFORMANT FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|5616
PFMT|PERFORMANT FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|977
PFMT|PERFORMANT FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
PFMT|PERFORMANT FINANCIAL|FTBR|Foliofn Investments, Inc.|28
PFMT|PERFORMANT FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|1100
PFMT|PERFORMANT FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|16738
PFMT|PERFORMANT FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|752
PFMT|PERFORMANT FINANCIAL|GTSZ|GTS SECURITIES LLC|500
PFMT|PERFORMANT FINANCIAL|IBKR|Interactive Brokers Llc|7406
PFMT|PERFORMANT FINANCIAL|ICBX|INSTINET, LLC|1600
PFMT|PERFORMANT FINANCIAL|INCA|INSTINET, LLC|12314
PFMT|PERFORMANT FINANCIAL|INJX|INSTINET, LLC|900
PFMT|PERFORMANT FINANCIAL|ITGP|ITG INC.|1600
PFMT|PERFORMANT FINANCIAL|JEFF|JEFFERIES LLC|3074
PFMT|PERFORMANT FINANCIAL|JONE|JonesTrading|3400
PFMT|PERFORMANT FINANCIAL|JPMX|J.P. Morgan Securities LLC|11644
PFMT|PERFORMANT FINANCIAL|JSJX|JANE STREET CAPITAL LLC|773
PFMT|PERFORMANT FINANCIAL|KCGM|VIRTU Americas LLC|5001
PFMT|PERFORMANT FINANCIAL|LEHM|Barclays Capital Inc./Le|3645
PFMT|PERFORMANT FINANCIAL|LIME|Lime Brokerage LLC|27538
PFMT|PERFORMANT FINANCIAL|LMGP|LIME BROKERAGE LLC|760
PFMT|PERFORMANT FINANCIAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PFMT|PERFORMANT FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PFMT|PERFORMANT FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|19190
PFMT|PERFORMANT FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|3000
PFMT|PERFORMANT FINANCIAL|NFSC|National Financial Services LLC|14742
PFMT|PERFORMANT FINANCIAL|NITE|VIRTU Americas LLC|45586
PFMT|PERFORMANT FINANCIAL|NQRB|Brut, LLC|200
PFMT|PERFORMANT FINANCIAL|PDQM|CODA MARKETS, INC.|2100
PFMT|PERFORMANT FINANCIAL|SBSH|Citigroup Global Markets Inc.|938
PFMT|PERFORMANT FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|776
PFMT|PERFORMANT FINANCIAL|SPDR|SPEEDROUTE LLC|258
PFMT|PERFORMANT FINANCIAL|SWIM|TD Ameritrade, Inc.|1500
PFMT|PERFORMANT FINANCIAL|TRCM|TRC MARKETS LLC|4847
PFMT|PERFORMANT FINANCIAL|UBSA|UBS SECURITIES LLC|2587
PFMT|PERFORMANT FINANCIAL|UBSS|UBS Securities LLC|42587
PFMT|PERFORMANT FINANCIAL|VALX|VIRTU AMERICAS LLC|330
PFMT|PERFORMANT FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|38346
PFMT|PERFORMANT FINANCIAL|WFPB|Wells Fargo Securities, LLC.|11254
PFMT|PERFORMANT FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|219
PFMT|PERFORMANT FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
PFMT|PERFORMANT FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|6
PFN|PIMCO INCOME STRT II|AGIS|Aegis Capital Corp.|2291
PFN|PIMCO INCOME STRT II|ALTX|Alternet Securities Inc.|3650
PFN|PIMCO INCOME STRT II|APCC|Apex Clearing Corporation|455
PFN|PIMCO INCOME STRT II|BANK|Primevest Financial Services, Inc.|475
PFN|PIMCO INCOME STRT II|BARD|Robert W. Baird & Co. Incorporated|746
PFN|PIMCO INCOME STRT II|BBNT|BB&T SECURITIES, LLC|349
PFN|PIMCO INCOME STRT II|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5924
PFN|PIMCO INCOME STRT II|BTIG|BTIG, LLC|3141
PFN|PIMCO INCOME STRT II|BYXM|CBOE TRADING, INC.|900
PFN|PIMCO INCOME STRT II|CANT|Cantor Fitzgerald & Co.|17024
PFN|PIMCO INCOME STRT II|CHAS|Charles Schwab & Co., Inc.|19392
PFN|PIMCO INCOME STRT II|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4794
PFN|PIMCO INCOME STRT II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33530
PFN|PIMCO INCOME STRT II|CXCX|CITIGROUP GLOBAL MARKETS INC.|4350
PFN|PIMCO INCOME STRT II|DADA|D.A. Davidson & Co.|8371
PFN|PIMCO INCOME STRT II|DAVA|Davenport & Company LLC|1
PFN|PIMCO INCOME STRT II|DBAX|Deutsche Bank Securities Inc.|26900
PFN|PIMCO INCOME STRT II|DEAN|MORGAN STANLEY|12248
PFN|PIMCO INCOME STRT II|DEGS|RONIN PROFESSIONAL LLC|300
PFN|PIMCO INCOME STRT II|EBXL|EBX LLC|13200
PFN|PIMCO INCOME STRT II|ECUT|CONVERGEX EXECUTION SOLUTIONS|604
PFN|PIMCO INCOME STRT II|EDJO|Edward D. Jones & Co., L.P.|1312
PFN|PIMCO INCOME STRT II|EGAM|CBOE TRADING, INC.|7433
PFN|PIMCO INCOME STRT II|EGXM|CBOE TRADING, INC.|2125
PFN|PIMCO INCOME STRT II|ETBE|Electronic Transaction Clearing, Inc.|300
PFN|PIMCO INCOME STRT II|ETRS|E*Trade Securities LLC|139057
PFN|PIMCO INCOME STRT II|FILL|Tradestation Securities, Inc.|2940
PFN|PIMCO INCOME STRT II|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16010
PFN|PIMCO INCOME STRT II|FTBR|Foliofn Investments, Inc.|1762
PFN|PIMCO INCOME STRT II|GEBB|GLOBAL EXECUTION BROKERS, LP|300
PFN|PIMCO INCOME STRT II|GLPX|ACS EXECUTION SERVICES, LLC|6611
PFN|PIMCO INCOME STRT II|GSCO|GOLDMAN SACHS & CO. LLC|11364
PFN|PIMCO INCOME STRT II|GSCS|GOLDMAN SACHS & CO. LLC|300
PFN|PIMCO INCOME STRT II|GSLT|GOLDMAN SACHS & CO. LLC|200
PFN|PIMCO INCOME STRT II|GTSZ|GTS SECURITIES LLC|595
PFN|PIMCO INCOME STRT II|HRBF|American Enterprise Investment Services Inc.|49418
PFN|PIMCO INCOME STRT II|IATS|INTERACTIVE BROKERS LLC|10013
PFN|PIMCO INCOME STRT II|IBKR|Interactive Brokers Llc|31522
PFN|PIMCO INCOME STRT II|ICBX|INSTINET, LLC|10898
PFN|PIMCO INCOME STRT II|INCA|INSTINET, LLC|37815
PFN|PIMCO INCOME STRT II|INJX|INSTINET, LLC|9008
PFN|PIMCO INCOME STRT II|ITGI|ITG Inc.|56755
PFN|PIMCO INCOME STRT II|ITGP|ITG INC.|11000
PFN|PIMCO INCOME STRT II|JANY|Janney Montgomery Scott Inc.|3000
PFN|PIMCO INCOME STRT II|JEFF|JEFFERIES LLC|33780
PFN|PIMCO INCOME STRT II|JMPT|JUMP TRADING, LLC|358
PFN|PIMCO INCOME STRT II|JPMX|J.P. Morgan Securities LLC|11876
PFN|PIMCO INCOME STRT II|JSJX|JANE STREET CAPITAL LLC|1400
PFN|PIMCO INCOME STRT II|KCGM|VIRTU Americas LLC|12134
PFN|PIMCO INCOME STRT II|LEHM|Barclays Capital Inc./Le|39100
PFN|PIMCO INCOME STRT II|LGNT|COR CLEARING LLC|15
PFN|PIMCO INCOME STRT II|LIME|Lime Brokerage LLC|2352
PFN|PIMCO INCOME STRT II|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5400
PFN|PIMCO INCOME STRT II|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36430
PFN|PIMCO INCOME STRT II|MOTF|MOTIF INVESTING, INC.|2
PFN|PIMCO INCOME STRT II|MSCO|MORGAN STANLEY & CO. LLC|222623
PFN|PIMCO INCOME STRT II|MSPL|MORGAN STANLEY & CO. LLC|18000
PFN|PIMCO INCOME STRT II|NFSC|National Financial Services LLC|564044
PFN|PIMCO INCOME STRT II|NITE|VIRTU Americas LLC|501800
PFN|PIMCO INCOME STRT II|OPCO|Oppenheimer & Co. Inc.|1
PFN|PIMCO INCOME STRT II|OTAA|OTA LLC|5600
PFN|PIMCO INCOME STRT II|PCPT|PHILLIP CAPITAL INC.|1600
PFN|PIMCO INCOME STRT II|PDQM|CODA MARKETS, INC.|14976
PFN|PIMCO INCOME STRT II|RBCM|RBC CAPITAL MARKETS, LLC|7329
PFN|PIMCO INCOME STRT II|SBRX|MURIEL SIEBERT & CO INC|395
PFN|PIMCO INCOME STRT II|SBSH|Citigroup Global Markets Inc.|11439
PFN|PIMCO INCOME STRT II|SGMT|GOLDMAN SACHS & CO. LLC|11087
PFN|PIMCO INCOME STRT II|STFL|Stifel, Nicolaus & Company, Incorporated|17708
PFN|PIMCO INCOME STRT II|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
PFN|PIMCO INCOME STRT II|SWIM|TD Ameritrade, Inc.|17205
PFN|PIMCO INCOME STRT II|SWST|Hilltop Securities Inc.|36326
PFN|PIMCO INCOME STRT II|TKNG|ALLY INVEST SECURITIES LLC|1868
PFN|PIMCO INCOME STRT II|TRBT|Tradebot Systems, Inc.|5949
PFN|PIMCO INCOME STRT II|TRCM|TRC MARKETS LLC|100
PFN|PIMCO INCOME STRT II|UBSA|UBS SECURITIES LLC|55228
PFN|PIMCO INCOME STRT II|UBSS|UBS Securities LLC|136222
PFN|PIMCO INCOME STRT II|VALX|VIRTU AMERICAS LLC|3900
PFN|PIMCO INCOME STRT II|VGRD|Vanguard Marketing Corporation|58964
PFN|PIMCO INCOME STRT II|WCHV|WELLS FARGO SECURITIES, LLC|52860
PFN|PIMCO INCOME STRT II|WEDB|WEDBUSH SECURITIES INC.|3376
PFN|PIMCO INCOME STRT II|WEXM|WOLVERINE EXECUTION SERVICES, LLC|253
PFN|PIMCO INCOME STRT II|WSEA|WOLVERINE SECURITIES, LLC|2942
PFN|PIMCO INCOME STRT II|XSTM|NATIONAL FINANCIAL SERVICES LLC|47658
PFN|PIMCO INCOME STRT II|YKNA|COMHAR CAPITAL MARKETS, LLC|1594
PFN|PIMCO INCOME STRT II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33111
PFNX|PFENEX INC.|ALTX|Alternet Securities Inc.|19664
PFNX|PFENEX INC.|APCC|Apex Clearing Corporation|8
PFNX|PFENEX INC.|BATM|CBOE TRADING, INC.|1670
PFNX|PFENEX INC.|BAYC|BAY CREST PARTNERS, LLC|1177
PFNX|PFENEX INC.|BAYT|BTIG, LLC|1400
PFNX|PFENEX INC.|BERN|Sanford C. Bernstein & Co., LLC|6
PFNX|PFENEX INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2200
PFNX|PFENEX INC.|BTIG|BTIG, LLC|56043
PFNX|PFENEX INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|16400
PFNX|PFENEX INC.|CHLM|Craig-Hallum Capital Group LLC|790
PFNX|PFENEX INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47684
PFNX|PFENEX INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22975
PFNX|PFENEX INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79715
PFNX|PFENEX INC.|CTDL|Citadel Derivatives Group Llc|2189
PFNX|PFENEX INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|8910
PFNX|PFENEX INC.|DBAB|Deutsche Bank Securities Inc.|36706
PFNX|PFENEX INC.|DBAX|Deutsche Bank Securities Inc.|49700
PFNX|PFENEX INC.|DEAN|MORGAN STANLEY|2830
PFNX|PFENEX INC.|DEGS|RONIN PROFESSIONAL LLC|17979
PFNX|PFENEX INC.|EBXL|EBX LLC|41500
PFNX|PFENEX INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|25247
PFNX|PFENEX INC.|EDJO|Edward D. Jones & Co., L.P.|400
PFNX|PFENEX INC.|EGAM|CBOE TRADING, INC.|5735
PFNX|PFENEX INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
PFNX|PFENEX INC.|EGXM|CBOE TRADING, INC.|3204
PFNX|PFENEX INC.|ETBE|Electronic Transaction Clearing, Inc.|2983
PFNX|PFENEX INC.|ETRS|E*Trade Securities LLC|74603
PFNX|PFENEX INC.|FILL|Tradestation Securities, Inc.|1500
PFNX|PFENEX INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2809
PFNX|PFENEX INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7378
PFNX|PFENEX INC.|FTBR|Foliofn Investments, Inc.|25
PFNX|PFENEX INC.|GLIS|TD Securities Inc|400
PFNX|PFENEX INC.|GLPX|ACS EXECUTION SERVICES, LLC|25928
PFNX|PFENEX INC.|GSCO|GOLDMAN SACHS & CO. LLC|286144
PFNX|PFENEX INC.|GSCS|GOLDMAN SACHS & CO. LLC|5818
PFNX|PFENEX INC.|GSLT|GOLDMAN SACHS & CO. LLC|1544
PFNX|PFENEX INC.|GTSZ|GTS SECURITIES LLC|3675
PFNX|PFENEX INC.|HRBF|American Enterprise Investment Services Inc.|1100
PFNX|PFENEX INC.|IATS|INTERACTIVE BROKERS LLC|5607
PFNX|PFENEX INC.|IBKR|Interactive Brokers Llc|17592
PFNX|PFENEX INC.|ICBX|INSTINET, LLC|12221
PFNX|PFENEX INC.|IEQY|CITADEL SECURITIES LLC|2293
PFNX|PFENEX INC.|INCA|INSTINET, LLC|41610
PFNX|PFENEX INC.|INJX|INSTINET, LLC|2300
PFNX|PFENEX INC.|ITGI|ITG Inc.|74485
PFNX|PFENEX INC.|ITGP|ITG INC.|43400
PFNX|PFENEX INC.|JEFF|JEFFERIES LLC|61867
PFNX|PFENEX INC.|JMPT|JUMP TRADING, LLC|6179
PFNX|PFENEX INC.|JPBX|J.P. MORGAN SECURITIES LLC|4800
PFNX|PFENEX INC.|JPMX|J.P. Morgan Securities LLC|68986
PFNX|PFENEX INC.|JSJX|JANE STREET CAPITAL LLC|1908
PFNX|PFENEX INC.|KCGM|VIRTU Americas LLC|10565
PFNX|PFENEX INC.|LEHM|Barclays Capital Inc./Le|139249
PFNX|PFENEX INC.|LIME|Lime Brokerage LLC|3767
PFNX|PFENEX INC.|LOOP|Loop Capital Markets LLC|3182
PFNX|PFENEX INC.|LQNA|LIQUIDNET, INC.|65700
PFNX|PFENEX INC.|MACQ|Macquarie Capital (USA) Inc.|1847
PFNX|PFENEX INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21890
PFNX|PFENEX INC.|MOTF|MOTIF INVESTING, INC.|1
PFNX|PFENEX INC.|MSCO|MORGAN STANLEY & CO. LLC|190246
PFNX|PFENEX INC.|MSPL|MORGAN STANLEY & CO. LLC|34400
PFNX|PFENEX INC.|MSTX|MORGAN STANLEY & CO. LLC|43900
PFNX|PFENEX INC.|NATL|National Securities Corporation|8590
PFNX|PFENEX INC.|NFSC|National Financial Services LLC|51865
PFNX|PFENEX INC.|NITE|VIRTU Americas LLC|175285
PFNX|PFENEX INC.|NQRB|Brut, LLC|1363
PFNX|PFENEX INC.|NTBF|BMO Nesbitt Burns Inc./CDS|550
PFNX|PFENEX INC.|NTFN|Network 1 Financial Securities Inc.|1651
PFNX|PFENEX INC.|OPCO|Oppenheimer & Co. Inc.|300
PFNX|PFENEX INC.|PDQM|CODA MARKETS, INC.|47822
PFNX|PFENEX INC.|PHLY|NASDAQ Execution Services, LLC|5000
PFNX|PFENEX INC.|PICT|Pictet Overseas Inc.|4000
PFNX|PFENEX INC.|RBCM|RBC CAPITAL MARKETS, LLC|3400
PFNX|PFENEX INC.|RGLD|Regal Securities, Inc|700
PFNX|PFENEX INC.|ROTH|Roth Capital Partners, LLC|30000
PFNX|PFENEX INC.|SAGC|SAGETRADER, LLC|5300
PFNX|PFENEX INC.|SAGL|SAGETRADER, LLC|16851
PFNX|PFENEX INC.|SBSH|Citigroup Global Markets Inc.|4736
PFNX|PFENEX INC.|SGMT|GOLDMAN SACHS & CO. LLC|40917
PFNX|PFENEX INC.|SPDR|SPEEDROUTE LLC|2987
PFNX|PFENEX INC.|SPTD|MINT GLOBAL MARKETS, INC.|400
PFNX|PFENEX INC.|STFL|Stifel, Nicolaus & Company, Incorporated|200
PFNX|PFENEX INC.|STXG|Stockcross Financial Services, Inc.|1170
PFNX|PFENEX INC.|SWIM|TD Ameritrade, Inc.|13894
PFNX|PFENEX INC.|SWST|Hilltop Securities Inc.|1050
PFNX|PFENEX INC.|TDCO|Thompson Davis & Co., Inc.|200
PFNX|PFENEX INC.|TKNG|ALLY INVEST SECURITIES LLC|1481
PFNX|PFENEX INC.|TRBT|Tradebot Systems, Inc.|28905
PFNX|PFENEX INC.|TRCM|TRC MARKETS LLC|246
PFNX|PFENEX INC.|UBSA|UBS SECURITIES LLC|200771
PFNX|PFENEX INC.|UBSS|UBS Securities LLC|176930
PFNX|PFENEX INC.|VALX|VIRTU AMERICAS LLC|5589
PFNX|PFENEX INC.|VGRD|Vanguard Marketing Corporation|2985
PFNX|PFENEX INC.|VNDM|Wall Street Access|7090
PFNX|PFENEX INC.|WBLR|WILLIAM BLAIR|15914
PFNX|PFENEX INC.|WCHV|WELLS FARGO SECURITIES, LLC|12991
PFNX|PFENEX INC.|WEED|Weeden & Co.L.P.|574
PFNX|PFENEX INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1011
PFNX|PFENEX INC.|WSEA|WOLVERINE SECURITIES, LLC|1731
PFNX|PFENEX INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|19260
PFNX|PFENEX INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|6298
PFO|FLAHERTY PFD INC OPP|AGIS|Aegis Capital Corp.|1185
PFO|FLAHERTY PFD INC OPP|APCC|Apex Clearing Corporation|30
PFO|FLAHERTY PFD INC OPP|BANK|Primevest Financial Services, Inc.|26
PFO|FLAHERTY PFD INC OPP|BARD|Robert W. Baird & Co. Incorporated|16
PFO|FLAHERTY PFD INC OPP|BATM|CBOE TRADING, INC.|37
PFO|FLAHERTY PFD INC OPP|BRGE|Newbridge Securities Corp.|4081
PFO|FLAHERTY PFD INC OPP|BTIG|BTIG, LLC|1859
PFO|FLAHERTY PFD INC OPP|CHAS|Charles Schwab & Co., Inc.|1005
PFO|FLAHERTY PFD INC OPP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
PFO|FLAHERTY PFD INC OPP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
PFO|FLAHERTY PFD INC OPP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
PFO|FLAHERTY PFD INC OPP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PFO|FLAHERTY PFD INC OPP|DADA|D.A. Davidson & Co.|5442
PFO|FLAHERTY PFD INC OPP|DBAX|Deutsche Bank Securities Inc.|500
PFO|FLAHERTY PFD INC OPP|DEAN|MORGAN STANLEY|303
PFO|FLAHERTY PFD INC OPP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5180
PFO|FLAHERTY PFD INC OPP|EDJO|Edward D. Jones & Co., L.P.|6665
PFO|FLAHERTY PFD INC OPP|ETRS|E*Trade Securities LLC|13588
PFO|FLAHERTY PFD INC OPP|FBSB|U.S. Bancorp Investments, Inc.|414
PFO|FLAHERTY PFD INC OPP|FTBR|Foliofn Investments, Inc.|28
PFO|FLAHERTY PFD INC OPP|GLPX|ACS EXECUTION SERVICES, LLC|800
PFO|FLAHERTY PFD INC OPP|GSCO|GOLDMAN SACHS & CO. LLC|800
PFO|FLAHERTY PFD INC OPP|HRBF|American Enterprise Investment Services Inc.|4
PFO|FLAHERTY PFD INC OPP|IBKR|Interactive Brokers Llc|234
PFO|FLAHERTY PFD INC OPP|INCA|INSTINET, LLC|4318
PFO|FLAHERTY PFD INC OPP|ITGI|ITG Inc.|2700
PFO|FLAHERTY PFD INC OPP|ITGP|ITG INC.|1600
PFO|FLAHERTY PFD INC OPP|JANY|Janney Montgomery Scott Inc.|103
PFO|FLAHERTY PFD INC OPP|KCGM|VIRTU Americas LLC|666
PFO|FLAHERTY PFD INC OPP|LEHM|Barclays Capital Inc./Le|200
PFO|FLAHERTY PFD INC OPP|LIME|Lime Brokerage LLC|350
PFO|FLAHERTY PFD INC OPP|MSCO|MORGAN STANLEY & CO. LLC|19270
PFO|FLAHERTY PFD INC OPP|MSPL|MORGAN STANLEY & CO. LLC|200
PFO|FLAHERTY PFD INC OPP|NFSC|National Financial Services LLC|49451
PFO|FLAHERTY PFD INC OPP|NITE|VIRTU Americas LLC|84629
PFO|FLAHERTY PFD INC OPP|NQRB|Brut, LLC|2231
PFO|FLAHERTY PFD INC OPP|OPCO|Oppenheimer & Co. Inc.|4
PFO|FLAHERTY PFD INC OPP|PDQM|CODA MARKETS, INC.|850
PFO|FLAHERTY PFD INC OPP|PWJC|UBS Financial Services, Inc.|4200
PFO|FLAHERTY PFD INC OPP|RBCM|RBC CAPITAL MARKETS, LLC|12911
PFO|FLAHERTY PFD INC OPP|SBRX|MURIEL SIEBERT & CO INC|2000
PFO|FLAHERTY PFD INC OPP|SBSH|Citigroup Global Markets Inc.|800
PFO|FLAHERTY PFD INC OPP|SGMT|GOLDMAN SACHS & CO. LLC|400
PFO|FLAHERTY PFD INC OPP|STFL|Stifel, Nicolaus & Company, Incorporated|6023
PFO|FLAHERTY PFD INC OPP|STXG|Stockcross Financial Services, Inc.|8
PFO|FLAHERTY PFD INC OPP|SWIM|TD Ameritrade, Inc.|2620
PFO|FLAHERTY PFD INC OPP|SWST|Hilltop Securities Inc.|300
PFO|FLAHERTY PFD INC OPP|TKNG|ALLY INVEST SECURITIES LLC|17
PFO|FLAHERTY PFD INC OPP|TRBT|Tradebot Systems, Inc.|520
PFO|FLAHERTY PFD INC OPP|UBSA|UBS SECURITIES LLC|3501
PFO|FLAHERTY PFD INC OPP|UBSS|UBS Securities LLC|62768
PFO|FLAHERTY PFD INC OPP|VGRD|Vanguard Marketing Corporation|9075
PFO|FLAHERTY PFD INC OPP|WCHV|WELLS FARGO SECURITIES, LLC|7646
PFO|FLAHERTY PFD INC OPP|WEDB|WEDBUSH SECURITIES INC.|37
PFO|FLAHERTY PFD INC OPP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8857
PFO|FLAHERTY PFD INC OPP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1686
PFO|FLAHERTY PFD INC OPP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18052
PFPT|PROOFPOINT, INC.|ADAM|CANACCORD GENUITY INC.|1323
PFPT|PROOFPOINT, INC.|AGIS|Aegis Capital Corp.|3416
PFPT|PROOFPOINT, INC.|ALTX|Alternet Securities Inc.|12362
PFPT|PROOFPOINT, INC.|ANOS|ABEL/NOSER, L.L.C.|545
PFPT|PROOFPOINT, INC.|APCC|Apex Clearing Corporation|849
PFPT|PROOFPOINT, INC.|AVON|Avondale Partners, LLC|20
PFPT|PROOFPOINT, INC.|BARD|Robert W. Baird & Co. Incorporated|6529
PFPT|PROOFPOINT, INC.|BATM|CBOE TRADING, INC.|6778
PFPT|PROOFPOINT, INC.|BAYC|BAY CREST PARTNERS, LLC|7884
PFPT|PROOFPOINT, INC.|BBNT|BB&T SECURITIES, LLC|150
PFPT|PROOFPOINT, INC.|BERN|Sanford C. Bernstein & Co., LLC|49940
PFPT|PROOFPOINT, INC.|BGCE|BGC Financial Inc.|2350
PFPT|PROOFPOINT, INC.|BIMI|Banca IMI Securities Corp.|90
PFPT|PROOFPOINT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4482
PFPT|PROOFPOINT, INC.|BLKX|INSTINET, LLC|156100
PFPT|PROOFPOINT, INC.|BMAK|BMA SECURITIES|7426
PFPT|PROOFPOINT, INC.|BMOC|BMO Capital Markets Corp.|11559
PFPT|PROOFPOINT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3922
PFPT|PROOFPOINT, INC.|BTIG|BTIG, LLC|72636
PFPT|PROOFPOINT, INC.|BYXM|CBOE TRADING, INC.|4993
PFPT|PROOFPOINT, INC.|CANT|Cantor Fitzgerald & Co.|1219
PFPT|PROOFPOINT, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|10940
PFPT|PROOFPOINT, INC.|CHAS|Charles Schwab & Co., Inc.|4894
PFPT|PROOFPOINT, INC.|CIBP|CIBC World Markets Corp.|203600
PFPT|PROOFPOINT, INC.|CICF|Canaccord Genuity Corp.|62
PFPT|PROOFPOINT, INC.|CIST|Capital Institutional Services, Inc.|1378
PFPT|PROOFPOINT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|178396
PFPT|PROOFPOINT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4285
PFPT|PROOFPOINT, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|305
PFPT|PROOFPOINT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|364540
PFPT|PROOFPOINT, INC.|CTDL|Citadel Derivatives Group Llc|20690
PFPT|PROOFPOINT, INC.|CTLR|CUTLER GROUP, LP|770
PFPT|PROOFPOINT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|77376
PFPT|PROOFPOINT, INC.|DADA|D.A. Davidson & Co.|56
PFPT|PROOFPOINT, INC.|DBAB|Deutsche Bank Securities Inc.|650183
PFPT|PROOFPOINT, INC.|DBAX|Deutsche Bank Securities Inc.|288200
PFPT|PROOFPOINT, INC.|DBUL|Deutsche Bank Securities Inc.|12879
PFPT|PROOFPOINT, INC.|DCHF|Dart Executions, LLC|1025
PFPT|PROOFPOINT, INC.|DEAN|MORGAN STANLEY|5968
PFPT|PROOFPOINT, INC.|DEGS|RONIN PROFESSIONAL LLC|300
PFPT|PROOFPOINT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24416
PFPT|PROOFPOINT, INC.|DRWK|DRW SECURITIES, L.L.C.|26397
PFPT|PROOFPOINT, INC.|EBXL|EBX LLC|152300
PFPT|PROOFPOINT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|9019
PFPT|PROOFPOINT, INC.|EDJO|Edward D. Jones & Co., L.P.|287
PFPT|PROOFPOINT, INC.|EGAM|CBOE TRADING, INC.|11176
PFPT|PROOFPOINT, INC.|EGAW|CBOE TRADING, INC.|22
PFPT|PROOFPOINT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|6872
PFPT|PROOFPOINT, INC.|EGXM|CBOE TRADING, INC.|2040
PFPT|PROOFPOINT, INC.|EGXW|CBOE TRADING, INC.|202
PFPT|PROOFPOINT, INC.|ESPO|ESPOSITO SECURITIES, LLC|65978
PFPT|PROOFPOINT, INC.|ETBE|Electronic Transaction Clearing, Inc.|42379
PFPT|PROOFPOINT, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4061
PFPT|PROOFPOINT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|77269
PFPT|PROOFPOINT, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|101892
PFPT|PROOFPOINT, INC.|ETRS|E*Trade Securities LLC|120198
PFPT|PROOFPOINT, INC.|FBCO|Credit Suisse Securities (USA) LLC|2656082
PFPT|PROOFPOINT, INC.|FILL|Tradestation Securities, Inc.|2667
PFPT|PROOFPOINT, INC.|FINX|FINTECH SECURITIES|56
PFPT|PROOFPOINT, INC.|FMAF|NBCN Inc./ CDS|808
PFPT|PROOFPOINT, INC.|FOMA|TD AMERITRADE CLEARING, INC.|163449
PFPT|PROOFPOINT, INC.|FORD|Fordham Financial Management, Inc.|7426
PFPT|PROOFPOINT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3321
PFPT|PROOFPOINT, INC.|FQLS|Quantlab Securities LP|316844
PFPT|PROOFPOINT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|116562
PFPT|PROOFPOINT, INC.|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1940
PFPT|PROOFPOINT, INC.|FTBR|Foliofn Investments, Inc.|417
PFPT|PROOFPOINT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|19795
PFPT|PROOFPOINT, INC.|GELP|RBC CAPITAL MARKETS, LLC|732
PFPT|PROOFPOINT, INC.|GLIS|TD Securities Inc|25
PFPT|PROOFPOINT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|62604
PFPT|PROOFPOINT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2548291
PFPT|PROOFPOINT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|20156
PFPT|PROOFPOINT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4321
PFPT|PROOFPOINT, INC.|GTSZ|GTS SECURITIES LLC|48682
PFPT|PROOFPOINT, INC.|HRBF|American Enterprise Investment Services Inc.|472
PFPT|PROOFPOINT, INC.|HSBC|HSBC Securities, Inc.|534
PFPT|PROOFPOINT, INC.|IATS|INTERACTIVE BROKERS LLC|5153
PFPT|PROOFPOINT, INC.|IBKR|Interactive Brokers Llc|46666
PFPT|PROOFPOINT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|218
PFPT|PROOFPOINT, INC.|ICBX|INSTINET, LLC|56800
PFPT|PROOFPOINT, INC.|IEQY|CITADEL SECURITIES LLC|71144
PFPT|PROOFPOINT, INC.|INCA|INSTINET, LLC|642435
PFPT|PROOFPOINT, INC.|INJX|INSTINET, LLC|61917
PFPT|PROOFPOINT, INC.|ITGI|ITG Inc.|121420
PFPT|PROOFPOINT, INC.|ITGP|ITG INC.|255000
PFPT|PROOFPOINT, INC.|JANY|Janney Montgomery Scott Inc.|219
PFPT|PROOFPOINT, INC.|JEFF|JEFFERIES LLC|130964
PFPT|PROOFPOINT, INC.|JMPT|JUMP TRADING, LLC|48282
PFPT|PROOFPOINT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|92313
PFPT|PROOFPOINT, INC.|JPMX|J.P. Morgan Securities LLC|441483
PFPT|PROOFPOINT, INC.|JSJX|JANE STREET CAPITAL LLC|8974
PFPT|PROOFPOINT, INC.|KCGM|VIRTU Americas LLC|62833
PFPT|PROOFPOINT, INC.|LEHM|Barclays Capital Inc./Le|1093728
PFPT|PROOFPOINT, INC.|LIME|Lime Brokerage LLC|117737
PFPT|PROOFPOINT, INC.|LIWE|LIME BROKERAGE LLC|6272
PFPT|PROOFPOINT, INC.|LMGP|LIME BROKERAGE LLC|2040
PFPT|PROOFPOINT, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|18762
PFPT|PROOFPOINT, INC.|LOOP|Loop Capital Markets LLC|13048
PFPT|PROOFPOINT, INC.|LQNA|LIQUIDNET, INC.|47200
PFPT|PROOFPOINT, INC.|LSCI|Lek Securities Corporation|110
PFPT|PROOFPOINT, INC.|MACQ|Macquarie Capital (USA) Inc.|169800
PFPT|PROOFPOINT, INC.|MAXM|Maxim Group LLC|1384
PFPT|PROOFPOINT, INC.|MBTS|ALLY INVEST SECURITIES LLC|747
PFPT|PROOFPOINT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104574
PFPT|PROOFPOINT, INC.|MOTF|MOTIF INVESTING, INC.|99
PFPT|PROOFPOINT, INC.|MSCO|MORGAN STANLEY & CO. LLC|2720984
PFPT|PROOFPOINT, INC.|MSPL|MORGAN STANLEY & CO. LLC|260300
PFPT|PROOFPOINT, INC.|MSTX|MORGAN STANLEY & CO. LLC|60000
PFPT|PROOFPOINT, INC.|NEED|Needham & Company, LLC|33132
PFPT|PROOFPOINT, INC.|NEUB|NEUBERGER BERMAN BD LLC|20
PFPT|PROOFPOINT, INC.|NFSC|National Financial Services LLC|135505
PFPT|PROOFPOINT, INC.|NITE|VIRTU Americas LLC|275050
PFPT|PROOFPOINT, INC.|NITP|VIRTU Americas LLC|8318
PFPT|PROOFPOINT, INC.|NMRA|Nomura Securities International, Inc.|84900
PFPT|PROOFPOINT, INC.|NQRB|Brut, LLC|7008
PFPT|PROOFPOINT, INC.|NTRC|Northern Trust Securities, Inc.|2861
PFPT|PROOFPOINT, INC.|OPCO|Oppenheimer & Co. Inc.|123123
PFPT|PROOFPOINT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|701
PFPT|PROOFPOINT, INC.|PDQM|CODA MARKETS, INC.|182876
PFPT|PROOFPOINT, INC.|PHLY|NASDAQ Execution Services, LLC|2000
PFPT|PROOFPOINT, INC.|PICT|Pictet Overseas Inc.|2600
PFPT|PROOFPOINT, INC.|PIPR|Piper Jaffray & Co.|1700
PFPT|PROOFPOINT, INC.|PWJC|UBS Financial Services, Inc.|36
PFPT|PROOFPOINT, INC.|RAJA|Raymond James & Associates, Inc.|26475
PFPT|PROOFPOINT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|5077
PFPT|PROOFPOINT, INC.|SAGL|SAGETRADER, LLC|32690
PFPT|PROOFPOINT, INC.|SAGW|SAGETRADER, LLC|53
PFPT|PROOFPOINT, INC.|SBSH|Citigroup Global Markets Inc.|614573
PFPT|PROOFPOINT, INC.|SEIC|SEI Investments Distribution Co.|100
PFPT|PROOFPOINT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|118368
PFPT|PROOFPOINT, INC.|SPDR|SPEEDROUTE LLC|17737
PFPT|PROOFPOINT, INC.|SPTD|MINT GLOBAL MARKETS, INC.|18700
PFPT|PROOFPOINT, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|590
PFPT|PROOFPOINT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|12549
PFPT|PROOFPOINT, INC.|SWIM|TD Ameritrade, Inc.|5988
PFPT|PROOFPOINT, INC.|SWST|Hilltop Securities Inc.|1562
PFPT|PROOFPOINT, INC.|TKNG|ALLY INVEST SECURITIES LLC|653
PFPT|PROOFPOINT, INC.|TMBR|Timber Hill LLC|3
PFPT|PROOFPOINT, INC.|TRBT|Tradebot Systems, Inc.|240995
PFPT|PROOFPOINT, INC.|TRCM|TRC MARKETS LLC|153023
PFPT|PROOFPOINT, INC.|TWTT|TASTYWORKS, INC.|185
PFPT|PROOFPOINT, INC.|UBSA|UBS SECURITIES LLC|533796
PFPT|PROOFPOINT, INC.|UBSS|UBS Securities LLC|1475886
PFPT|PROOFPOINT, INC.|VALX|VIRTU AMERICAS LLC|13956
PFPT|PROOFPOINT, INC.|VGRD|Vanguard Marketing Corporation|4644
PFPT|PROOFPOINT, INC.|WABR|Wall Street Access|17100
PFPT|PROOFPOINT, INC.|WBLR|WILLIAM BLAIR|43895
PFPT|PROOFPOINT, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|4015
PFPT|PROOFPOINT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|90580
PFPT|PROOFPOINT, INC.|WEDB|WEDBUSH SECURITIES INC.|1460
PFPT|PROOFPOINT, INC.|WEED|Weeden & Co.L.P.|923
PFPT|PROOFPOINT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5462
PFPT|PROOFPOINT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20571
PFPT|PROOFPOINT, INC.|WGIF|CIBC World Markets Inc.|513
PFPT|PROOFPOINT, INC.|WSEA|WOLVERINE SECURITIES, LLC|3492
PFPT|PROOFPOINT, INC.|XIST|INSTINET, LLC|105252
PFPT|PROOFPOINT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|108364
PFPT|PROOFPOINT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|21991
PFPT|PROOFPOINT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3643
PFS|PROVIDENT FNL SRVS|ALTX|Alternet Securities Inc.|1722
PFS|PROVIDENT FNL SRVS|APCC|Apex Clearing Corporation|6224
PFS|PROVIDENT FNL SRVS|BANK|Primevest Financial Services, Inc.|498
PFS|PROVIDENT FNL SRVS|BATM|CBOE TRADING, INC.|662
PFS|PROVIDENT FNL SRVS|BBNT|BB&T SECURITIES, LLC|230
PFS|PROVIDENT FNL SRVS|BERN|Sanford C. Bernstein & Co., LLC|5351
PFS|PROVIDENT FNL SRVS|BIDS|BIDS TRADING L.P.|200
PFS|PROVIDENT FNL SRVS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|262
PFS|PROVIDENT FNL SRVS|BNPX|BNP PARIBAS SECURITIES CORP.|13011
PFS|PROVIDENT FNL SRVS|BRVL|BLAYLOCK VAN, LLC|300
PFS|PROVIDENT FNL SRVS|BTIG|BTIG, LLC|440
PFS|PROVIDENT FNL SRVS|BYXM|CBOE TRADING, INC.|198
PFS|PROVIDENT FNL SRVS|BZYD|GOLDMAN SACHS & CO. LLC|3433
PFS|PROVIDENT FNL SRVS|CIST|Capital Institutional Services, Inc.|669
PFS|PROVIDENT FNL SRVS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1303
PFS|PROVIDENT FNL SRVS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|280
PFS|PROVIDENT FNL SRVS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40753
PFS|PROVIDENT FNL SRVS|CTDL|Citadel Derivatives Group Llc|2583
PFS|PROVIDENT FNL SRVS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5422
PFS|PROVIDENT FNL SRVS|DBAB|Deutsche Bank Securities Inc.|37470
PFS|PROVIDENT FNL SRVS|DBAX|Deutsche Bank Securities Inc.|22800
PFS|PROVIDENT FNL SRVS|DEAN|MORGAN STANLEY|628
PFS|PROVIDENT FNL SRVS|DEGS|RONIN PROFESSIONAL LLC|14
PFS|PROVIDENT FNL SRVS|EBXL|EBX LLC|26100
PFS|PROVIDENT FNL SRVS|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
PFS|PROVIDENT FNL SRVS|EGAM|CBOE TRADING, INC.|3883
PFS|PROVIDENT FNL SRVS|EGMT|EG MARKET TECHNOLOGIES LLC|100
PFS|PROVIDENT FNL SRVS|EGXM|CBOE TRADING, INC.|100
PFS|PROVIDENT FNL SRVS|EGXW|CBOE TRADING, INC.|3
PFS|PROVIDENT FNL SRVS|ETBE|Electronic Transaction Clearing, Inc.|990
PFS|PROVIDENT FNL SRVS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
PFS|PROVIDENT FNL SRVS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1091
PFS|PROVIDENT FNL SRVS|ETRS|E*Trade Securities LLC|1234
PFS|PROVIDENT FNL SRVS|FBSB|U.S. Bancorp Investments, Inc.|1
PFS|PROVIDENT FNL SRVS|FILL|Tradestation Securities, Inc.|38
PFS|PROVIDENT FNL SRVS|FMAF|NBCN Inc./ CDS|100
PFS|PROVIDENT FNL SRVS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1505
PFS|PROVIDENT FNL SRVS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32371
PFS|PROVIDENT FNL SRVS|FTBR|Foliofn Investments, Inc.|1252
PFS|PROVIDENT FNL SRVS|GLPX|ACS EXECUTION SERVICES, LLC|490
PFS|PROVIDENT FNL SRVS|GSCO|GOLDMAN SACHS & CO. LLC|379129
PFS|PROVIDENT FNL SRVS|GSCS|GOLDMAN SACHS & CO. LLC|1761
PFS|PROVIDENT FNL SRVS|GSLT|GOLDMAN SACHS & CO. LLC|1007
PFS|PROVIDENT FNL SRVS|GTSZ|GTS SECURITIES LLC|11091
PFS|PROVIDENT FNL SRVS|HRBF|American Enterprise Investment Services Inc.|10
PFS|PROVIDENT FNL SRVS|HSBC|HSBC Securities, Inc.|971
PFS|PROVIDENT FNL SRVS|IATS|INTERACTIVE BROKERS LLC|3359
PFS|PROVIDENT FNL SRVS|IBKR|Interactive Brokers Llc|1928
PFS|PROVIDENT FNL SRVS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1080
PFS|PROVIDENT FNL SRVS|ICBX|INSTINET, LLC|10700
PFS|PROVIDENT FNL SRVS|IEQY|CITADEL SECURITIES LLC|8303
PFS|PROVIDENT FNL SRVS|INCA|INSTINET, LLC|41163
PFS|PROVIDENT FNL SRVS|INJX|INSTINET, LLC|3749
PFS|PROVIDENT FNL SRVS|ITGI|ITG Inc.|21965
PFS|PROVIDENT FNL SRVS|ITGP|ITG INC.|36400
PFS|PROVIDENT FNL SRVS|JANY|Janney Montgomery Scott Inc.|100
PFS|PROVIDENT FNL SRVS|JEFF|JEFFERIES LLC|31009
PFS|PROVIDENT FNL SRVS|JMPT|JUMP TRADING, LLC|3130
PFS|PROVIDENT FNL SRVS|JPBX|J.P. MORGAN SECURITIES LLC|3489
PFS|PROVIDENT FNL SRVS|JPMX|J.P. Morgan Securities LLC|46780
PFS|PROVIDENT FNL SRVS|JSJX|JANE STREET CAPITAL LLC|1099
PFS|PROVIDENT FNL SRVS|KBWI|Keefe, Bruyette & Woods, Inc.|4129
PFS|PROVIDENT FNL SRVS|KCGM|VIRTU Americas LLC|15369
PFS|PROVIDENT FNL SRVS|LEHM|Barclays Capital Inc./Le|83404
PFS|PROVIDENT FNL SRVS|LIME|Lime Brokerage LLC|16669
PFS|PROVIDENT FNL SRVS|MACC|Mid Atlantic Capital Corporation|1000
PFS|PROVIDENT FNL SRVS|MACQ|Macquarie Capital (USA) Inc.|4566
PFS|PROVIDENT FNL SRVS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27400
PFS|PROVIDENT FNL SRVS|MOTF|MOTIF INVESTING, INC.|2
PFS|PROVIDENT FNL SRVS|MSCO|MORGAN STANLEY & CO. LLC|138038
PFS|PROVIDENT FNL SRVS|MSPL|MORGAN STANLEY & CO. LLC|52100
PFS|PROVIDENT FNL SRVS|MSTX|MORGAN STANLEY & CO. LLC|12200
PFS|PROVIDENT FNL SRVS|NFSC|National Financial Services LLC|24131
PFS|PROVIDENT FNL SRVS|NITE|VIRTU Americas LLC|57046
PFS|PROVIDENT FNL SRVS|NITP|VIRTU Americas LLC|200
PFS|PROVIDENT FNL SRVS|NQRB|Brut, LLC|2009
PFS|PROVIDENT FNL SRVS|OPCO|Oppenheimer & Co. Inc.|3
PFS|PROVIDENT FNL SRVS|PDQM|CODA MARKETS, INC.|1590
PFS|PROVIDENT FNL SRVS|PWJC|UBS Financial Services, Inc.|1683
PFS|PROVIDENT FNL SRVS|RBCM|RBC CAPITAL MARKETS, LLC|226
PFS|PROVIDENT FNL SRVS|SAGL|SAGETRADER, LLC|657
PFS|PROVIDENT FNL SRVS|SAGW|SAGETRADER, LLC|100
PFS|PROVIDENT FNL SRVS|SBSH|Citigroup Global Markets Inc.|30650
PFS|PROVIDENT FNL SRVS|SDLR|Sandler, O'Neill & Partners, L.P.|835
PFS|PROVIDENT FNL SRVS|SGMT|GOLDMAN SACHS & CO. LLC|16255
PFS|PROVIDENT FNL SRVS|SPDR|SPEEDROUTE LLC|400
PFS|PROVIDENT FNL SRVS|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
PFS|PROVIDENT FNL SRVS|STFL|Stifel, Nicolaus & Company, Incorporated|4500
PFS|PROVIDENT FNL SRVS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2210
PFS|PROVIDENT FNL SRVS|TMBR|Timber Hill LLC|100
PFS|PROVIDENT FNL SRVS|TRBT|Tradebot Systems, Inc.|22685
PFS|PROVIDENT FNL SRVS|TRCM|TRC MARKETS LLC|10712
PFS|PROVIDENT FNL SRVS|UBSA|UBS SECURITIES LLC|74825
PFS|PROVIDENT FNL SRVS|UBSS|UBS Securities LLC|121753
PFS|PROVIDENT FNL SRVS|VALX|VIRTU AMERICAS LLC|5396
PFS|PROVIDENT FNL SRVS|VGRD|Vanguard Marketing Corporation|154
PFS|PROVIDENT FNL SRVS|WCHV|WELLS FARGO SECURITIES, LLC|3024
PFS|PROVIDENT FNL SRVS|WEED|Weeden & Co.L.P.|2113
PFS|PROVIDENT FNL SRVS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109
PFS|PROVIDENT FNL SRVS|WSEA|WOLVERINE SECURITIES, LLC|109
PFS|PROVIDENT FNL SRVS|XIST|INSTINET, LLC|25000
PFS|PROVIDENT FNL SRVS|XPQR|Jump Trading|100
PFS|PROVIDENT FNL SRVS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
PFS|PROVIDENT FNL SRVS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PFS|PROVIDENT FNL SRVS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2012
PFSI|PENNYMAC FINL SVCS|APCC|Apex Clearing Corporation|1
PFSI|PENNYMAC FINL SVCS|BARD|Robert W. Baird & Co. Incorporated|612
PFSI|PENNYMAC FINL SVCS|BATM|CBOE TRADING, INC.|540
PFSI|PENNYMAC FINL SVCS|BERN|Sanford C. Bernstein & Co., LLC|2732
PFSI|PENNYMAC FINL SVCS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|172
PFSI|PENNYMAC FINL SVCS|BLKX|INSTINET, LLC|5000
PFSI|PENNYMAC FINL SVCS|BNPX|BNP PARIBAS SECURITIES CORP.|4108
PFSI|PENNYMAC FINL SVCS|BZYD|GOLDMAN SACHS & CO. LLC|900
PFSI|PENNYMAC FINL SVCS|CHAS|Charles Schwab & Co., Inc.|200
PFSI|PENNYMAC FINL SVCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16969
PFSI|PENNYMAC FINL SVCS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
PFSI|PENNYMAC FINL SVCS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PFSI|PENNYMAC FINL SVCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27910
PFSI|PENNYMAC FINL SVCS|CTDL|Citadel Derivatives Group Llc|3256
PFSI|PENNYMAC FINL SVCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3044
PFSI|PENNYMAC FINL SVCS|DBAB|Deutsche Bank Securities Inc.|8723
PFSI|PENNYMAC FINL SVCS|DBAX|Deutsche Bank Securities Inc.|19800
PFSI|PENNYMAC FINL SVCS|DBUL|Deutsche Bank Securities Inc.|100
PFSI|PENNYMAC FINL SVCS|DEAN|MORGAN STANLEY|107
PFSI|PENNYMAC FINL SVCS|DEGS|RONIN PROFESSIONAL LLC|299
PFSI|PENNYMAC FINL SVCS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3500
PFSI|PENNYMAC FINL SVCS|EBXL|EBX LLC|25000
PFSI|PENNYMAC FINL SVCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|204
PFSI|PENNYMAC FINL SVCS|EGAM|CBOE TRADING, INC.|3209
PFSI|PENNYMAC FINL SVCS|ELEV|ELEVATION, LLC|195
PFSI|PENNYMAC FINL SVCS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
PFSI|PENNYMAC FINL SVCS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6227
PFSI|PENNYMAC FINL SVCS|ETRS|E*Trade Securities LLC|601
PFSI|PENNYMAC FINL SVCS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
PFSI|PENNYMAC FINL SVCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7991
PFSI|PENNYMAC FINL SVCS|FTBR|Foliofn Investments, Inc.|635
PFSI|PENNYMAC FINL SVCS|GLPX|ACS EXECUTION SERVICES, LLC|218
PFSI|PENNYMAC FINL SVCS|GSCO|GOLDMAN SACHS & CO. LLC|88074
PFSI|PENNYMAC FINL SVCS|GSLT|GOLDMAN SACHS & CO. LLC|114
PFSI|PENNYMAC FINL SVCS|GTSZ|GTS SECURITIES LLC|6980
PFSI|PENNYMAC FINL SVCS|IBKR|Interactive Brokers Llc|73
PFSI|PENNYMAC FINL SVCS|ICBX|INSTINET, LLC|5300
PFSI|PENNYMAC FINL SVCS|IEQY|CITADEL SECURITIES LLC|1000
PFSI|PENNYMAC FINL SVCS|INCA|INSTINET, LLC|22648
PFSI|PENNYMAC FINL SVCS|INJX|INSTINET, LLC|200
PFSI|PENNYMAC FINL SVCS|ITGI|ITG Inc.|24200
PFSI|PENNYMAC FINL SVCS|ITGP|ITG INC.|4800
PFSI|PENNYMAC FINL SVCS|JEFF|JEFFERIES LLC|4301
PFSI|PENNYMAC FINL SVCS|JMPT|JUMP TRADING, LLC|708
PFSI|PENNYMAC FINL SVCS|JPBX|J.P. MORGAN SECURITIES LLC|10801
PFSI|PENNYMAC FINL SVCS|JPMX|J.P. Morgan Securities LLC|41349
PFSI|PENNYMAC FINL SVCS|JSSF|JMP Securities LLC|650
PFSI|PENNYMAC FINL SVCS|KBWI|Keefe, Bruyette & Woods, Inc.|2832
PFSI|PENNYMAC FINL SVCS|KCGM|VIRTU Americas LLC|11307
PFSI|PENNYMAC FINL SVCS|LEHM|Barclays Capital Inc./Le|75913
PFSI|PENNYMAC FINL SVCS|LIME|Lime Brokerage LLC|4995
PFSI|PENNYMAC FINL SVCS|LSCI|Lek Securities Corporation|83
PFSI|PENNYMAC FINL SVCS|MACQ|Macquarie Capital (USA) Inc.|3400
PFSI|PENNYMAC FINL SVCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17768
PFSI|PENNYMAC FINL SVCS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
PFSI|PENNYMAC FINL SVCS|MSCO|MORGAN STANLEY & CO. LLC|1566751
PFSI|PENNYMAC FINL SVCS|MSPL|MORGAN STANLEY & CO. LLC|15300
PFSI|PENNYMAC FINL SVCS|MSTX|MORGAN STANLEY & CO. LLC|21700
PFSI|PENNYMAC FINL SVCS|NFSC|National Financial Services LLC|20999
PFSI|PENNYMAC FINL SVCS|NITE|VIRTU Americas LLC|35765
PFSI|PENNYMAC FINL SVCS|NQRB|Brut, LLC|78
PFSI|PENNYMAC FINL SVCS|NTBF|BMO Nesbitt Burns Inc./CDS|425
PFSI|PENNYMAC FINL SVCS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|710
PFSI|PENNYMAC FINL SVCS|PDQM|CODA MARKETS, INC.|7591
PFSI|PENNYMAC FINL SVCS|RBCM|RBC CAPITAL MARKETS, LLC|8103
PFSI|PENNYMAC FINL SVCS|SBSH|Citigroup Global Markets Inc.|8426
PFSI|PENNYMAC FINL SVCS|SGMT|GOLDMAN SACHS & CO. LLC|17941
PFSI|PENNYMAC FINL SVCS|SJLS|TRADE INFORMATICS LLC|5000
PFSI|PENNYMAC FINL SVCS|SPDR|SPEEDROUTE LLC|2100
PFSI|PENNYMAC FINL SVCS|TRBT|Tradebot Systems, Inc.|1085
PFSI|PENNYMAC FINL SVCS|TRCM|TRC MARKETS LLC|1471
PFSI|PENNYMAC FINL SVCS|UBSA|UBS SECURITIES LLC|131689
PFSI|PENNYMAC FINL SVCS|UBSS|UBS Securities LLC|117657
PFSI|PENNYMAC FINL SVCS|VALX|VIRTU AMERICAS LLC|6660
PFSI|PENNYMAC FINL SVCS|VGRD|Vanguard Marketing Corporation|5675
PFSI|PENNYMAC FINL SVCS|WCHV|WELLS FARGO SECURITIES, LLC|15331
PFSI|PENNYMAC FINL SVCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
PFSI|PENNYMAC FINL SVCS|WSEA|WOLVERINE SECURITIES, LLC|244
PFSI|PENNYMAC FINL SVCS|XIST|INSTINET, LLC|16800
PFSI|PENNYMAC FINL SVCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
PFSW|PFSWEB INC|ALTX|Alternet Securities Inc.|1800
PFSW|PFSWEB INC|APCC|Apex Clearing Corporation|1413
PFSW|PFSWEB INC|BARD|Robert W. Baird & Co. Incorporated|500
PFSW|PFSWEB INC|BATM|CBOE TRADING, INC.|1059
PFSW|PFSWEB INC|BAYC|BAY CREST PARTNERS, LLC|3401
PFSW|PFSWEB INC|BERN|Sanford C. Bernstein & Co., LLC|2464
PFSW|PFSWEB INC|BIDS|BIDS TRADING L.P.|10000
PFSW|PFSWEB INC|BMOC|BMO Capital Markets Corp.|1146
PFSW|PFSWEB INC|BNPX|BNP PARIBAS SECURITIES CORP.|1191
PFSW|PFSWEB INC|BTIG|BTIG, LLC|2568
PFSW|PFSWEB INC|BYXM|CBOE TRADING, INC.|300
PFSW|PFSWEB INC|CANT|Cantor Fitzgerald & Co.|1376
PFSW|PFSWEB INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|549102
PFSW|PFSWEB INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36925
PFSW|PFSWEB INC|CTDL|Citadel Derivatives Group Llc|3176
PFSW|PFSWEB INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3082
PFSW|PFSWEB INC|DBAB|Deutsche Bank Securities Inc.|307172
PFSW|PFSWEB INC|DBAX|Deutsche Bank Securities Inc.|30700
PFSW|PFSWEB INC|DEAN|MORGAN STANLEY|3987
PFSW|PFSWEB INC|DEGS|RONIN PROFESSIONAL LLC|22074
PFSW|PFSWEB INC|DRWK|DRW SECURITIES, L.L.C.|1355
PFSW|PFSWEB INC|EBXL|EBX LLC|21700
PFSW|PFSWEB INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3532
PFSW|PFSWEB INC|EGAM|CBOE TRADING, INC.|700
PFSW|PFSWEB INC|EGMT|EG MARKET TECHNOLOGIES LLC|101
PFSW|PFSWEB INC|EGXM|CBOE TRADING, INC.|200
PFSW|PFSWEB INC|ETBE|Electronic Transaction Clearing, Inc.|67124
PFSW|PFSWEB INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|736
PFSW|PFSWEB INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
PFSW|PFSWEB INC|ETRS|E*Trade Securities LLC|20453
PFSW|PFSWEB INC|FBCO|Credit Suisse Securities (USA) LLC|78853
PFSW|PFSWEB INC|FILL|Tradestation Securities, Inc.|250
PFSW|PFSWEB INC|FMAF|NBCN Inc./ CDS|650
PFSW|PFSWEB INC|FOMA|TD AMERITRADE CLEARING, INC.|38304
PFSW|PFSWEB INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3199
PFSW|PFSWEB INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24019
PFSW|PFSWEB INC|FTBR|Foliofn Investments, Inc.|34709
PFSW|PFSWEB INC|GEBB|GLOBAL EXECUTION BROKERS, LP|11008
PFSW|PFSWEB INC|GLPX|ACS EXECUTION SERVICES, LLC|329
PFSW|PFSWEB INC|GSCO|GOLDMAN SACHS & CO. LLC|515007
PFSW|PFSWEB INC|GSCS|GOLDMAN SACHS & CO. LLC|3005
PFSW|PFSWEB INC|GSLT|GOLDMAN SACHS & CO. LLC|6111
PFSW|PFSWEB INC|GTSZ|GTS SECURITIES LLC|14245
PFSW|PFSWEB INC|HRBF|American Enterprise Investment Services Inc.|490
PFSW|PFSWEB INC|IATS|INTERACTIVE BROKERS LLC|2607
PFSW|PFSWEB INC|IBKR|Interactive Brokers Llc|61061
PFSW|PFSWEB INC|ICBX|INSTINET, LLC|10825
PFSW|PFSWEB INC|IEQY|CITADEL SECURITIES LLC|2921
PFSW|PFSWEB INC|INCA|INSTINET, LLC|66078
PFSW|PFSWEB INC|INJX|INSTINET, LLC|6710
PFSW|PFSWEB INC|ITGI|ITG Inc.|20314
PFSW|PFSWEB INC|ITGP|ITG INC.|35400
PFSW|PFSWEB INC|JEFF|JEFFERIES LLC|23875
PFSW|PFSWEB INC|JMPT|JUMP TRADING, LLC|1790
PFSW|PFSWEB INC|JSJX|JANE STREET CAPITAL LLC|775
PFSW|PFSWEB INC|KCGM|VIRTU Americas LLC|13410
PFSW|PFSWEB INC|LEHM|Barclays Capital Inc./Le|189916
PFSW|PFSWEB INC|LIME|Lime Brokerage LLC|96227
PFSW|PFSWEB INC|LMGP|LIME BROKERAGE LLC|7534
PFSW|PFSWEB INC|LOOP|Loop Capital Markets LLC|2272
PFSW|PFSWEB INC|LQNA|LIQUIDNET, INC.|1100
PFSW|PFSWEB INC|LQNB|LIQUIDNET, INC.|10000
PFSW|PFSWEB INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PFSW|PFSWEB INC|MAXM|Maxim Group LLC|1152
PFSW|PFSWEB INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30670
PFSW|PFSWEB INC|MOTF|MOTIF INVESTING, INC.|6
PFSW|PFSWEB INC|MSCO|MORGAN STANLEY & CO. LLC|551457
PFSW|PFSWEB INC|MSPL|MORGAN STANLEY & CO. LLC|43900
PFSW|PFSWEB INC|MSTX|MORGAN STANLEY & CO. LLC|7200
PFSW|PFSWEB INC|NFSC|National Financial Services LLC|53940
PFSW|PFSWEB INC|NITE|VIRTU Americas LLC|202300
PFSW|PFSWEB INC|NITP|VIRTU Americas LLC|1600
PFSW|PFSWEB INC|NQRB|Brut, LLC|1100
PFSW|PFSWEB INC|OPCO|Oppenheimer & Co. Inc.|836
PFSW|PFSWEB INC|PDQM|CODA MARKETS, INC.|2774
PFSW|PFSWEB INC|PNSR|Penserra Securities, LLC|13644
PFSW|PFSWEB INC|PWJC|UBS Financial Services, Inc.|500
PFSW|PFSWEB INC|RAJA|Raymond James & Associates, Inc.|106
PFSW|PFSWEB INC|RBCM|RBC CAPITAL MARKETS, LLC|300
PFSW|PFSWEB INC|RGLD|Regal Securities, Inc|4
PFSW|PFSWEB INC|RILY|B. RILEY FBR, INC.|3259
PFSW|PFSWEB INC|SBSH|Citigroup Global Markets Inc.|56144
PFSW|PFSWEB INC|SGMT|GOLDMAN SACHS & CO. LLC|19263
PFSW|PFSWEB INC|SPDR|SPEEDROUTE LLC|213
PFSW|PFSWEB INC|STFL|Stifel, Nicolaus & Company, Incorporated|3784
PFSW|PFSWEB INC|SWIM|TD Ameritrade, Inc.|23295
PFSW|PFSWEB INC|TRBT|Tradebot Systems, Inc.|12327
PFSW|PFSWEB INC|TRCM|TRC MARKETS LLC|49455
PFSW|PFSWEB INC|UBSA|UBS SECURITIES LLC|45508
PFSW|PFSWEB INC|UBSS|UBS Securities LLC|386108
PFSW|PFSWEB INC|VALX|VIRTU AMERICAS LLC|1935
PFSW|PFSWEB INC|VGRD|Vanguard Marketing Corporation|7216
PFSW|PFSWEB INC|WCHV|WELLS FARGO SECURITIES, LLC|16309
PFSW|PFSWEB INC|WEDB|WEDBUSH SECURITIES INC.|6060
PFSW|PFSWEB INC|WEED|Weeden & Co.L.P.|1320
PFSW|PFSWEB INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1887
PFSW|PFSWEB INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|542
PFSW|PFSWEB INC|WSEA|WOLVERINE SECURITIES, LLC|642
PFSW|PFSWEB INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
PFSW|PFSWEB INC|YKNA|COMHAR CAPITAL MARKETS, LLC|38
PFXF|VE PREF EX-FIN ETF|AGIS|Aegis Capital Corp.|7825
PFXF|VE PREF EX-FIN ETF|ALTX|Alternet Securities Inc.|2400
PFXF|VE PREF EX-FIN ETF|APCC|Apex Clearing Corporation|1576
PFXF|VE PREF EX-FIN ETF|BANK|Primevest Financial Services, Inc.|3101
PFXF|VE PREF EX-FIN ETF|BARD|Robert W. Baird & Co. Incorporated|2329
PFXF|VE PREF EX-FIN ETF|BATM|CBOE TRADING, INC.|2035
PFXF|VE PREF EX-FIN ETF|BERN|Sanford C. Bernstein & Co., LLC|300
PFXF|VE PREF EX-FIN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23327
PFXF|VE PREF EX-FIN ETF|CANT|Cantor Fitzgerald & Co.|43525
PFXF|VE PREF EX-FIN ETF|CHAS|Charles Schwab & Co., Inc.|240
PFXF|VE PREF EX-FIN ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39666
PFXF|VE PREF EX-FIN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43420
PFXF|VE PREF EX-FIN ETF|CSIN|Citadel Securities Institutional LLC|56587
PFXF|VE PREF EX-FIN ETF|CTDL|Citadel Derivatives Group Llc|65587
PFXF|VE PREF EX-FIN ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|14676
PFXF|VE PREF EX-FIN ETF|DBAX|Deutsche Bank Securities Inc.|16500
PFXF|VE PREF EX-FIN ETF|DEAN|MORGAN STANLEY|2583
PFXF|VE PREF EX-FIN ETF|EBXL|EBX LLC|14800
PFXF|VE PREF EX-FIN ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1800
PFXF|VE PREF EX-FIN ETF|EDJO|Edward D. Jones & Co., L.P.|1968
PFXF|VE PREF EX-FIN ETF|EGAM|CBOE TRADING, INC.|2100
PFXF|VE PREF EX-FIN ETF|EGXM|CBOE TRADING, INC.|4896
PFXF|VE PREF EX-FIN ETF|ETRS|E*Trade Securities LLC|32607
PFXF|VE PREF EX-FIN ETF|FBSB|U.S. Bancorp Investments, Inc.|3
PFXF|VE PREF EX-FIN ETF|FILL|Tradestation Securities, Inc.|400
PFXF|VE PREF EX-FIN ETF|FINX|FINTECH SECURITIES|5289
PFXF|VE PREF EX-FIN ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
PFXF|VE PREF EX-FIN ETF|FTBR|Foliofn Investments, Inc.|5840
PFXF|VE PREF EX-FIN ETF|GLPX|ACS EXECUTION SERVICES, LLC|400
PFXF|VE PREF EX-FIN ETF|GSCO|GOLDMAN SACHS & CO. LLC|414
PFXF|VE PREF EX-FIN ETF|GSLT|GOLDMAN SACHS & CO. LLC|200
PFXF|VE PREF EX-FIN ETF|GTSZ|GTS SECURITIES LLC|200
PFXF|VE PREF EX-FIN ETF|HRBF|American Enterprise Investment Services Inc.|28178
PFXF|VE PREF EX-FIN ETF|IATS|INTERACTIVE BROKERS LLC|8968
PFXF|VE PREF EX-FIN ETF|IBKR|Interactive Brokers Llc|122071
PFXF|VE PREF EX-FIN ETF|ICBX|INSTINET, LLC|22351
PFXF|VE PREF EX-FIN ETF|INCA|INSTINET, LLC|70049
PFXF|VE PREF EX-FIN ETF|ITGI|ITG Inc.|8709
PFXF|VE PREF EX-FIN ETF|ITGP|ITG INC.|5800
PFXF|VE PREF EX-FIN ETF|JANY|Janney Montgomery Scott Inc.|1
PFXF|VE PREF EX-FIN ETF|JMPT|JUMP TRADING, LLC|500
PFXF|VE PREF EX-FIN ETF|JPMX|J.P. Morgan Securities LLC|12664
PFXF|VE PREF EX-FIN ETF|JSJX|JANE STREET CAPITAL LLC|190040
PFXF|VE PREF EX-FIN ETF|KCGM|VIRTU Americas LLC|30372
PFXF|VE PREF EX-FIN ETF|LEHM|Barclays Capital Inc./Le|13600
PFXF|VE PREF EX-FIN ETF|LGNT|COR CLEARING LLC|5
PFXF|VE PREF EX-FIN ETF|LIME|Lime Brokerage LLC|8574
PFXF|VE PREF EX-FIN ETF|LSCI|Lek Securities Corporation|6350
PFXF|VE PREF EX-FIN ETF|MACC|Mid Atlantic Capital Corporation|2465
PFXF|VE PREF EX-FIN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24896
PFXF|VE PREF EX-FIN ETF|MSCO|MORGAN STANLEY & CO. LLC|58333
PFXF|VE PREF EX-FIN ETF|MSPL|MORGAN STANLEY & CO. LLC|6400
PFXF|VE PREF EX-FIN ETF|NFSC|National Financial Services LLC|221415
PFXF|VE PREF EX-FIN ETF|NITE|VIRTU Americas LLC|301824
PFXF|VE PREF EX-FIN ETF|NQRB|Brut, LLC|1580
PFXF|VE PREF EX-FIN ETF|OPCO|Oppenheimer & Co. Inc.|56
PFXF|VE PREF EX-FIN ETF|PDQM|CODA MARKETS, INC.|1700
PFXF|VE PREF EX-FIN ETF|RBCM|RBC CAPITAL MARKETS, LLC|5982
PFXF|VE PREF EX-FIN ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|700
PFXF|VE PREF EX-FIN ETF|SAGL|SAGETRADER, LLC|700
PFXF|VE PREF EX-FIN ETF|SBSH|Citigroup Global Markets Inc.|3000
PFXF|VE PREF EX-FIN ETF|SGMT|GOLDMAN SACHS & CO. LLC|15765
PFXF|VE PREF EX-FIN ETF|SOGO|Wang Investment Associates, Inc.|61
PFXF|VE PREF EX-FIN ETF|SPDR|SPEEDROUTE LLC|1300
PFXF|VE PREF EX-FIN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1382
PFXF|VE PREF EX-FIN ETF|SWIM|TD Ameritrade, Inc.|50408
PFXF|VE PREF EX-FIN ETF|SWST|Hilltop Securities Inc.|2046
PFXF|VE PREF EX-FIN ETF|TKNG|ALLY INVEST SECURITIES LLC|1270
PFXF|VE PREF EX-FIN ETF|UBSA|UBS SECURITIES LLC|42279
PFXF|VE PREF EX-FIN ETF|UBSS|UBS Securities LLC|112788
PFXF|VE PREF EX-FIN ETF|VGRD|Vanguard Marketing Corporation|45883
PFXF|VE PREF EX-FIN ETF|WCHV|WELLS FARGO SECURITIES, LLC|49784
PFXF|VE PREF EX-FIN ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1401
PFXF|VE PREF EX-FIN ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21959
PFXF|VE PREF EX-FIN ETF|WSEA|WOLVERINE SECURITIES, LLC|7383
PFXF|VE PREF EX-FIN ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|35766
PFXF|VE PREF EX-FIN ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PFXF|VE PREF EX-FIN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18973
PG|PROCTER   GAMBLE CO|ABLE|NATIXIS Securities Americas LLC|611460
PG|PROCTER   GAMBLE CO|ADAM|CANACCORD GENUITY INC.|1283
PG|PROCTER   GAMBLE CO|AGIS|Aegis Capital Corp.|631
PG|PROCTER   GAMBLE CO|ALTX|Alternet Securities Inc.|103012
PG|PROCTER   GAMBLE CO|ANOS|ABEL/NOSER, L.L.C.|98
PG|PROCTER   GAMBLE CO|APCC|Apex Clearing Corporation|55824
PG|PROCTER   GAMBLE CO|BALE|M&T SECURITIES, INC.|1682
PG|PROCTER   GAMBLE CO|BANK|Primevest Financial Services, Inc.|6940
PG|PROCTER   GAMBLE CO|BARD|Robert W. Baird & Co. Incorporated|85606
PG|PROCTER   GAMBLE CO|BATM|CBOE TRADING, INC.|22230
PG|PROCTER   GAMBLE CO|BAYC|BAY CREST PARTNERS, LLC|110344
PG|PROCTER   GAMBLE CO|BAYT|BTIG, LLC|12834
PG|PROCTER   GAMBLE CO|BBNT|BB&T SECURITIES, LLC|51077
PG|PROCTER   GAMBLE CO|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1767
PG|PROCTER   GAMBLE CO|BERN|Sanford C. Bernstein & Co., LLC|1409437
PG|PROCTER   GAMBLE CO|BGCE|BGC Financial Inc.|3442
PG|PROCTER   GAMBLE CO|BIDS|BIDS TRADING L.P.|259000
PG|PROCTER   GAMBLE CO|BIMI|Banca IMI Securities Corp.|33503
PG|PROCTER   GAMBLE CO|BKCM|BNY Mellon Capital Markets LLC|1074
PG|PROCTER   GAMBLE CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|306297
PG|PROCTER   GAMBLE CO|BLKX|INSTINET, LLC|460674
PG|PROCTER   GAMBLE CO|BMOC|BMO Capital Markets Corp.|48764
PG|PROCTER   GAMBLE CO|BNPX|BNP PARIBAS SECURITIES CORP.|909595
PG|PROCTER   GAMBLE CO|BOSC|Boenning & Scattergood, Inc.|100
PG|PROCTER   GAMBLE CO|BRGE|Newbridge Securities Corp.|8704
PG|PROCTER   GAMBLE CO|BTIG|BTIG, LLC|345748
PG|PROCTER   GAMBLE CO|BYXM|CBOE TRADING, INC.|13904
PG|PROCTER   GAMBLE CO|BZYD|GOLDMAN SACHS & CO. LLC|1200
PG|PROCTER   GAMBLE CO|CABR|Cabrera Capital Markets, Inc.|125
PG|PROCTER   GAMBLE CO|CANT|Cantor Fitzgerald & Co.|28313
PG|PROCTER   GAMBLE CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|94706
PG|PROCTER   GAMBLE CO|CBRA|Cobra Trading, Inc.|1800
PG|PROCTER   GAMBLE CO|CHAS|Charles Schwab & Co., Inc.|47926
PG|PROCTER   GAMBLE CO|CIBP|CIBC World Markets Corp.|179021
PG|PROCTER   GAMBLE CO|CICF|Canaccord Genuity Corp.|5137
PG|PROCTER   GAMBLE CO|CIOI|CITIGROUP GLOBAL MARKETS INC|115000
PG|PROCTER   GAMBLE CO|CIST|Capital Institutional Services, Inc.|59969
PG|PROCTER   GAMBLE CO|CLSA|CLSA AMERICAS, LLC|300
PG|PROCTER   GAMBLE CO|COKE|Coker & Palmer|2600
PG|PROCTER   GAMBLE CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|575122
PG|PROCTER   GAMBLE CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4664
PG|PROCTER   GAMBLE CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35303
PG|PROCTER   GAMBLE CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1969699
PG|PROCTER   GAMBLE CO|CTDE|CHOICETRADE|6
PG|PROCTER   GAMBLE CO|CTDL|Citadel Derivatives Group Llc|98653
PG|PROCTER   GAMBLE CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|274956
PG|PROCTER   GAMBLE CO|DADA|D.A. Davidson & Co.|41397
PG|PROCTER   GAMBLE CO|DAVA|Davenport & Company LLC|205
PG|PROCTER   GAMBLE CO|DBAB|Deutsche Bank Securities Inc.|1610728
PG|PROCTER   GAMBLE CO|DBAX|Deutsche Bank Securities Inc.|1774000
PG|PROCTER   GAMBLE CO|DCHF|Dart Executions, LLC|60095
PG|PROCTER   GAMBLE CO|DEAN|MORGAN STANLEY|181592
PG|PROCTER   GAMBLE CO|DEGS|RONIN PROFESSIONAL LLC|4500
PG|PROCTER   GAMBLE CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17744
PG|PROCTER   GAMBLE CO|DRWK|DRW SECURITIES, L.L.C.|60001
PG|PROCTER   GAMBLE CO|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|6000
PG|PROCTER   GAMBLE CO|EBXL|EBX LLC|1545800
PG|PROCTER   GAMBLE CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|105180
PG|PROCTER   GAMBLE CO|EDJC|Edward Jones / CDS|41460
PG|PROCTER   GAMBLE CO|EDJO|Edward D. Jones & Co., L.P.|875304
PG|PROCTER   GAMBLE CO|EGAM|CBOE TRADING, INC.|79948
PG|PROCTER   GAMBLE CO|EGAW|CBOE TRADING, INC.|1198
PG|PROCTER   GAMBLE CO|EGMT|EG MARKET TECHNOLOGIES LLC|560
PG|PROCTER   GAMBLE CO|EGXM|CBOE TRADING, INC.|22990
PG|PROCTER   GAMBLE CO|EGXW|CBOE TRADING, INC.|691
PG|PROCTER   GAMBLE CO|EROM|Eroom Securities L.L.C.|1640
PG|PROCTER   GAMBLE CO|ESPO|ESPOSITO SECURITIES, LLC|286
PG|PROCTER   GAMBLE CO|ETBE|Electronic Transaction Clearing, Inc.|81123
PG|PROCTER   GAMBLE CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1118
PG|PROCTER   GAMBLE CO|ETCB|ETC BROKERAGE SERVICES, LLC|1
PG|PROCTER   GAMBLE CO|ETCC|Electronic Transaction Clearing, Inc.|1188
PG|PROCTER   GAMBLE CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15771
PG|PROCTER   GAMBLE CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5851
PG|PROCTER   GAMBLE CO|ETRS|E*Trade Securities LLC|675083
PG|PROCTER   GAMBLE CO|EVRS|E1 ASSET MANAGEMENT, INC.|1000
PG|PROCTER   GAMBLE CO|FBSB|U.S. Bancorp Investments, Inc.|4578
PG|PROCTER   GAMBLE CO|FFSI|Firstrade Securities Inc.|65
PG|PROCTER   GAMBLE CO|FIDT|Fidelity Clearing Canada ULC./ CDS|673
PG|PROCTER   GAMBLE CO|FILL|Tradestation Securities, Inc.|49036
PG|PROCTER   GAMBLE CO|FINX|FINTECH SECURITIES|61421
PG|PROCTER   GAMBLE CO|FINZ|FINTECH SECURITIES|250
PG|PROCTER   GAMBLE CO|FMAF|NBCN Inc./ CDS|114537
PG|PROCTER   GAMBLE CO|FMCO|First Manhattan Co|1300
PG|PROCTER   GAMBLE CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4283
PG|PROCTER   GAMBLE CO|FQLS|Quantlab Securities LP|1467717
PG|PROCTER   GAMBLE CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|479808
PG|PROCTER   GAMBLE CO|FTBR|Foliofn Investments, Inc.|15732
PG|PROCTER   GAMBLE CO|GBMT|GBM International, Inc.|27336
PG|PROCTER   GAMBLE CO|GEBB|GLOBAL EXECUTION BROKERS, LP|58161
PG|PROCTER   GAMBLE CO|GFIS|GFI Securities LLC|6900
PG|PROCTER   GAMBLE CO|GLIS|TD Securities Inc|13410
PG|PROCTER   GAMBLE CO|GLPX|ACS EXECUTION SERVICES, LLC|269434
PG|PROCTER   GAMBLE CO|GSCO|GOLDMAN SACHS & CO. LLC|7633428
PG|PROCTER   GAMBLE CO|GSCS|GOLDMAN SACHS & CO. LLC|67132
PG|PROCTER   GAMBLE CO|GSLT|GOLDMAN SACHS & CO. LLC|99487
PG|PROCTER   GAMBLE CO|GTSZ|GTS SECURITIES LLC|1176716
PG|PROCTER   GAMBLE CO|HAPX|HAP Trading, LLC|689
PG|PROCTER   GAMBLE CO|HASF|Haywood Securities Inc./CDS|748
PG|PROCTER   GAMBLE CO|HCTA|Hardcastle Trading USA LLC|225134
PG|PROCTER   GAMBLE CO|HRBF|American Enterprise Investment Services Inc.|201636
PG|PROCTER   GAMBLE CO|HSBC|HSBC Securities, Inc.|101005
PG|PROCTER   GAMBLE CO|IATS|INTERACTIVE BROKERS LLC|102477
PG|PROCTER   GAMBLE CO|IBKR|Interactive Brokers Llc|255642
PG|PROCTER   GAMBLE CO|IBSJ|Integrity Brokerage Services, Inc.|60
PG|PROCTER   GAMBLE CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10885
PG|PROCTER   GAMBLE CO|ICBX|INSTINET, LLC|494731
PG|PROCTER   GAMBLE CO|IEQY|CITADEL SECURITIES LLC|853230
PG|PROCTER   GAMBLE CO|INCA|INSTINET, LLC|2138984
PG|PROCTER   GAMBLE CO|INJX|INSTINET, LLC|12187
PG|PROCTER   GAMBLE CO|INTL|INTL FCSTONE FINANCIAL INC.|182
PG|PROCTER   GAMBLE CO|ITGI|ITG Inc.|526850
PG|PROCTER   GAMBLE CO|ITGP|ITG INC.|1232400
PG|PROCTER   GAMBLE CO|JANY|Janney Montgomery Scott Inc.|102604
PG|PROCTER   GAMBLE CO|JEFF|JEFFERIES LLC|1295659
PG|PROCTER   GAMBLE CO|JHDR|J.H. Darbie & Co., Inc.|375
PG|PROCTER   GAMBLE CO|JMPT|JUMP TRADING, LLC|539711
PG|PROCTER   GAMBLE CO|JONE|JonesTrading|7461
PG|PROCTER   GAMBLE CO|JPBX|J.P. MORGAN SECURITIES LLC|636961
PG|PROCTER   GAMBLE CO|JPMX|J.P. Morgan Securities LLC|2335714
PG|PROCTER   GAMBLE CO|JSCL|JOSEPH STONE CAPITAL L.L.C.|200
PG|PROCTER   GAMBLE CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|113633
PG|PROCTER   GAMBLE CO|JSJX|JANE STREET CAPITAL LLC|35748
PG|PROCTER   GAMBLE CO|KBWI|Keefe, Bruyette & Woods, Inc.|500
PG|PROCTER   GAMBLE CO|KCGM|VIRTU Americas LLC|318230
PG|PROCTER   GAMBLE CO|KING|C. L. King & Associates, Inc.|2500
PG|PROCTER   GAMBLE CO|LEHM|Barclays Capital Inc./Le|5609175
PG|PROCTER   GAMBLE CO|LGNT|COR CLEARING LLC|1
PG|PROCTER   GAMBLE CO|LIME|Lime Brokerage LLC|276242
PG|PROCTER   GAMBLE CO|LIWK|LIME BROKERAGE LLC|611
PG|PROCTER   GAMBLE CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|278586
PG|PROCTER   GAMBLE CO|LOOP|Loop Capital Markets LLC|270461
PG|PROCTER   GAMBLE CO|LQNA|LIQUIDNET, INC.|801200
PG|PROCTER   GAMBLE CO|LSCI|Lek Securities Corporation|10521
PG|PROCTER   GAMBLE CO|LVMR|LIVERMORE TRADING GROUP, INC.|14600
PG|PROCTER   GAMBLE CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2399
PG|PROCTER   GAMBLE CO|MACC|Mid Atlantic Capital Corporation|16491
PG|PROCTER   GAMBLE CO|MACQ|Macquarie Capital (USA) Inc.|14722
PG|PROCTER   GAMBLE CO|MAXM|Maxim Group LLC|28547
PG|PROCTER   GAMBLE CO|MBTS|ALLY INVEST SECURITIES LLC|16579
PG|PROCTER   GAMBLE CO|MCBT|Moors & Cabot, Inc.|2554
PG|PROCTER   GAMBLE CO|MCMF|Raymond James Ltd. Cds|13172
PG|PROCTER   GAMBLE CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|964564
PG|PROCTER   GAMBLE CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|16926
PG|PROCTER   GAMBLE CO|MOTF|MOTIF INVESTING, INC.|119
PG|PROCTER   GAMBLE CO|MPSG|E D & F Man Capital Markets Inc.|6575
PG|PROCTER   GAMBLE CO|MSCO|MORGAN STANLEY & CO. LLC|8608872
PG|PROCTER   GAMBLE CO|MSPL|MORGAN STANLEY & CO. LLC|2001500
PG|PROCTER   GAMBLE CO|MSTX|MORGAN STANLEY & CO. LLC|1222200
PG|PROCTER   GAMBLE CO|NATL|National Securities Corporation|3884
PG|PROCTER   GAMBLE CO|NBCS|NBC Securities, INC.|1180
PG|PROCTER   GAMBLE CO|NEUB|NEUBERGER BERMAN BD LLC|15547
PG|PROCTER   GAMBLE CO|NFSC|National Financial Services LLC|2589543
PG|PROCTER   GAMBLE CO|NITE|VIRTU Americas LLC|6398205
PG|PROCTER   GAMBLE CO|NITP|VIRTU Americas LLC|3092
PG|PROCTER   GAMBLE CO|NQRB|Brut, LLC|182830
PG|PROCTER   GAMBLE CO|NTBF|BMO Nesbitt Burns Inc./CDS|15622
PG|PROCTER   GAMBLE CO|NTFN|Network 1 Financial Securities Inc.|7
PG|PROCTER   GAMBLE CO|NTRC|Northern Trust Securities, Inc.|55422
PG|PROCTER   GAMBLE CO|OHOS|TWO SIGMA SECURITIES, LLC|415729
PG|PROCTER   GAMBLE CO|OPCO|Oppenheimer & Co. Inc.|82428
PG|PROCTER   GAMBLE CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PG|PROCTER   GAMBLE CO|PCFF|Pacific International Securities Inc./CDS|700
PG|PROCTER   GAMBLE CO|PDQM|CODA MARKETS, INC.|353235
PG|PROCTER   GAMBLE CO|PHLY|NASDAQ Execution Services, LLC|96106
PG|PROCTER   GAMBLE CO|PICT|Pictet Overseas Inc.|43263
PG|PROCTER   GAMBLE CO|PIPR|Piper Jaffray & Co.|7250
PG|PROCTER   GAMBLE CO|PWJC|UBS Financial Services, Inc.|789922
PG|PROCTER   GAMBLE CO|QMSR|QUATTRO M SECURITIES INC.|7205
PG|PROCTER   GAMBLE CO|RBCM|RBC CAPITAL MARKETS, LLC|196113
PG|PROCTER   GAMBLE CO|RDBN|Redburn Partners (USA) LP|100
PG|PROCTER   GAMBLE CO|RGLD|Regal Securities, Inc|443
PG|PROCTER   GAMBLE CO|RJLC|RJL CAPITAL GROUP, LLC|3481
PG|PROCTER   GAMBLE CO|SAGL|SAGETRADER, LLC|50651
PG|PROCTER   GAMBLE CO|SAGW|SAGETRADER, LLC|15
PG|PROCTER   GAMBLE CO|SALI|INTL FCSTONE FINANCIAL INC.|7326
PG|PROCTER   GAMBLE CO|SBRX|MURIEL SIEBERT & CO INC|1053
PG|PROCTER   GAMBLE CO|SBSH|Citigroup Global Markets Inc.|1059517
PG|PROCTER   GAMBLE CO|SCMC|Scotia Capital Markets (USA) Inc.|1180200
PG|PROCTER   GAMBLE CO|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|76
PG|PROCTER   GAMBLE CO|SEIC|SEI Investments Distribution Co.|34655
PG|PROCTER   GAMBLE CO|SGMT|GOLDMAN SACHS & CO. LLC|1122492
PG|PROCTER   GAMBLE CO|SHMR|ABN Amro Clearing LLC|724
PG|PROCTER   GAMBLE CO|SIDC|Sidoti & Company, LLC|200
PG|PROCTER   GAMBLE CO|SJLS|TRADE INFORMATICS LLC|200
PG|PROCTER   GAMBLE CO|SPDR|SPEEDROUTE LLC|191911
PG|PROCTER   GAMBLE CO|SPHN|Stephens Inc.|28284
PG|PROCTER   GAMBLE CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
PG|PROCTER   GAMBLE CO|STFL|Stifel, Nicolaus & Company, Incorporated|135760
PG|PROCTER   GAMBLE CO|STKP|STOCKPILE INVESTMENTS, INC.|848
PG|PROCTER   GAMBLE CO|STXG|Stockcross Financial Services, Inc.|1001
PG|PROCTER   GAMBLE CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|23671
PG|PROCTER   GAMBLE CO|SWIM|TD Ameritrade, Inc.|571412
PG|PROCTER   GAMBLE CO|SWST|Hilltop Securities Inc.|68554
PG|PROCTER   GAMBLE CO|TAGC|TELSEY ADVISORY GROUP LLC|535
PG|PROCTER   GAMBLE CO|TKNG|ALLY INVEST SECURITIES LLC|13114
PG|PROCTER   GAMBLE CO|TRBT|Tradebot Systems, Inc.|776023
PG|PROCTER   GAMBLE CO|TRCM|TRC MARKETS LLC|1126411
PG|PROCTER   GAMBLE CO|TWTT|TASTYWORKS, INC.|2101
PG|PROCTER   GAMBLE CO|UBSA|UBS SECURITIES LLC|3986869
PG|PROCTER   GAMBLE CO|UBSS|UBS Securities LLC|4458879
PG|PROCTER   GAMBLE CO|VALX|VIRTU AMERICAS LLC|115645
PG|PROCTER   GAMBLE CO|VERT|The Vertical Trading Group, LLC|33883
PG|PROCTER   GAMBLE CO|VGRD|Vanguard Marketing Corporation|255918
PG|PROCTER   GAMBLE CO|VNDS|VANDHAM SECURITIES CORP|1000
PG|PROCTER   GAMBLE CO|VSIN|Vision Financial Markets Llc|727
PG|PROCTER   GAMBLE CO|WABR|Wall Street Access|9085
PG|PROCTER   GAMBLE CO|WBET|Wallachbeth Capital LLC|5510
PG|PROCTER   GAMBLE CO|WBLR|WILLIAM BLAIR|3925
PG|PROCTER   GAMBLE CO|WBPX|SUMMIT SECURITIES GROUP, LLC|17819
PG|PROCTER   GAMBLE CO|WCHV|WELLS FARGO SECURITIES, LLC|2080271
PG|PROCTER   GAMBLE CO|WDNX|WEEDEN & CO.L.P.|78432
PG|PROCTER   GAMBLE CO|WEDB|WEDBUSH SECURITIES INC.|47260
PG|PROCTER   GAMBLE CO|WEED|Weeden & Co.L.P.|11149
PG|PROCTER   GAMBLE CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|548701
PG|PROCTER   GAMBLE CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63350
PG|PROCTER   GAMBLE CO|WGIF|CIBC World Markets Inc.|84125
PG|PROCTER   GAMBLE CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20275
PG|PROCTER   GAMBLE CO|WOLF|Wolfe Trahan Securities|100
PG|PROCTER   GAMBLE CO|WORD|Worden Capital Management LLC|123
PG|PROCTER   GAMBLE CO|WSAG|WALL STREET ACCESS|8493
PG|PROCTER   GAMBLE CO|WSEA|WOLVERINE SECURITIES, LLC|111193
PG|PROCTER   GAMBLE CO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|53
PG|PROCTER   GAMBLE CO|XIST|INSTINET, LLC|294412
PG|PROCTER   GAMBLE CO|XPQR|Jump Trading|500
PG|PROCTER   GAMBLE CO|XPUS|XP SECURITIES, LLC|9744
PG|PROCTER   GAMBLE CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|671722
PG|PROCTER   GAMBLE CO|YKNA|COMHAR CAPITAL MARKETS, LLC|12167
PG|PROCTER   GAMBLE CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|194841
PGAL|GX MSCI PORTUGAL ETF|ALTX|Alternet Securities Inc.|300
PGAL|GX MSCI PORTUGAL ETF|APCC|Apex Clearing Corporation|37
PGAL|GX MSCI PORTUGAL ETF|BATM|CBOE TRADING, INC.|3200
PGAL|GX MSCI PORTUGAL ETF|BERN|Sanford C. Bernstein & Co., LLC|800
PGAL|GX MSCI PORTUGAL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|174
PGAL|GX MSCI PORTUGAL ETF|BYXM|CBOE TRADING, INC.|1
PGAL|GX MSCI PORTUGAL ETF|CHAS|Charles Schwab & Co., Inc.|2
PGAL|GX MSCI PORTUGAL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
PGAL|GX MSCI PORTUGAL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17855
PGAL|GX MSCI PORTUGAL ETF|CTDL|Citadel Derivatives Group Llc|31374
PGAL|GX MSCI PORTUGAL ETF|DBAX|Deutsche Bank Securities Inc.|6400
PGAL|GX MSCI PORTUGAL ETF|EBXL|EBX LLC|10400
PGAL|GX MSCI PORTUGAL ETF|EDJO|Edward D. Jones & Co., L.P.|300
PGAL|GX MSCI PORTUGAL ETF|EGAM|CBOE TRADING, INC.|400
PGAL|GX MSCI PORTUGAL ETF|ETBE|Electronic Transaction Clearing, Inc.|400
PGAL|GX MSCI PORTUGAL ETF|ETRS|E*Trade Securities LLC|4242
PGAL|GX MSCI PORTUGAL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4900
PGAL|GX MSCI PORTUGAL ETF|FTBR|Foliofn Investments, Inc.|1969
PGAL|GX MSCI PORTUGAL ETF|GLPX|ACS EXECUTION SERVICES, LLC|827
PGAL|GX MSCI PORTUGAL ETF|GSCO|GOLDMAN SACHS & CO. LLC|651789
PGAL|GX MSCI PORTUGAL ETF|GSLT|GOLDMAN SACHS & CO. LLC|4895
PGAL|GX MSCI PORTUGAL ETF|GTSZ|GTS SECURITIES LLC|1600
PGAL|GX MSCI PORTUGAL ETF|IATS|INTERACTIVE BROKERS LLC|1285
PGAL|GX MSCI PORTUGAL ETF|IBKR|Interactive Brokers Llc|3005
PGAL|GX MSCI PORTUGAL ETF|ICBX|INSTINET, LLC|10548
PGAL|GX MSCI PORTUGAL ETF|INCA|INSTINET, LLC|1
PGAL|GX MSCI PORTUGAL ETF|ITGI|ITG Inc.|1201
PGAL|GX MSCI PORTUGAL ETF|ITGP|ITG INC.|3200
PGAL|GX MSCI PORTUGAL ETF|JPMX|J.P. Morgan Securities LLC|20246
PGAL|GX MSCI PORTUGAL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|51700
PGAL|GX MSCI PORTUGAL ETF|JSJX|JANE STREET CAPITAL LLC|40530
PGAL|GX MSCI PORTUGAL ETF|KCGM|VIRTU Americas LLC|12138
PGAL|GX MSCI PORTUGAL ETF|LEHM|Barclays Capital Inc./Le|28600
PGAL|GX MSCI PORTUGAL ETF|LIME|Lime Brokerage LLC|11386
PGAL|GX MSCI PORTUGAL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32778
PGAL|GX MSCI PORTUGAL ETF|MSCO|MORGAN STANLEY & CO. LLC|5406
PGAL|GX MSCI PORTUGAL ETF|MSPL|MORGAN STANLEY & CO. LLC|17900
PGAL|GX MSCI PORTUGAL ETF|NFSC|National Financial Services LLC|10316
PGAL|GX MSCI PORTUGAL ETF|NITE|VIRTU Americas LLC|20252
PGAL|GX MSCI PORTUGAL ETF|OLDM|OLD MISSION CAPITAL, LLC|900
PGAL|GX MSCI PORTUGAL ETF|OPCO|Oppenheimer & Co. Inc.|165
PGAL|GX MSCI PORTUGAL ETF|PDQM|CODA MARKETS, INC.|1327
PGAL|GX MSCI PORTUGAL ETF|PWJC|UBS Financial Services, Inc.|4500
PGAL|GX MSCI PORTUGAL ETF|SAGL|SAGETRADER, LLC|200
PGAL|GX MSCI PORTUGAL ETF|SGMT|GOLDMAN SACHS & CO. LLC|18364
PGAL|GX MSCI PORTUGAL ETF|SPDR|SPEEDROUTE LLC|300
PGAL|GX MSCI PORTUGAL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|795
PGAL|GX MSCI PORTUGAL ETF|SWIM|TD Ameritrade, Inc.|900
PGAL|GX MSCI PORTUGAL ETF|TKNG|ALLY INVEST SECURITIES LLC|200
PGAL|GX MSCI PORTUGAL ETF|UBSS|UBS Securities LLC|36222
PGAL|GX MSCI PORTUGAL ETF|VGRD|Vanguard Marketing Corporation|1570
PGAL|GX MSCI PORTUGAL ETF|WCHV|WELLS FARGO SECURITIES, LLC|7485
PGAL|GX MSCI PORTUGAL ETF|WSEA|WOLVERINE SECURITIES, LLC|4
PGAL|GX MSCI PORTUGAL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13857
PGC|PEAPACK GLADSTONE FI|ALTX|Alternet Securities Inc.|69
PGC|PEAPACK GLADSTONE FI|APCC|Apex Clearing Corporation|166
PGC|PEAPACK GLADSTONE FI|BATM|CBOE TRADING, INC.|400
PGC|PEAPACK GLADSTONE FI|BERN|Sanford C. Bernstein & Co., LLC|163
PGC|PEAPACK GLADSTONE FI|BLKX|INSTINET, LLC|12748
PGC|PEAPACK GLADSTONE FI|BMOC|BMO Capital Markets Corp.|2879
PGC|PEAPACK GLADSTONE FI|BNPX|BNP PARIBAS SECURITIES CORP.|2530
PGC|PEAPACK GLADSTONE FI|BZYD|GOLDMAN SACHS & CO. LLC|1192
PGC|PEAPACK GLADSTONE FI|CANT|Cantor Fitzgerald & Co.|1
PGC|PEAPACK GLADSTONE FI|CHAS|Charles Schwab & Co., Inc.|21
PGC|PEAPACK GLADSTONE FI|CIST|Capital Institutional Services, Inc.|230
PGC|PEAPACK GLADSTONE FI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3913
PGC|PEAPACK GLADSTONE FI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3955
PGC|PEAPACK GLADSTONE FI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|192
PGC|PEAPACK GLADSTONE FI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13319
PGC|PEAPACK GLADSTONE FI|CTDL|Citadel Derivatives Group Llc|4782
PGC|PEAPACK GLADSTONE FI|CXCX|CITIGROUP GLOBAL MARKETS INC.|3942
PGC|PEAPACK GLADSTONE FI|DBAB|Deutsche Bank Securities Inc.|49431
PGC|PEAPACK GLADSTONE FI|DBAX|Deutsche Bank Securities Inc.|9400
PGC|PEAPACK GLADSTONE FI|DBUL|Deutsche Bank Securities Inc.|300
PGC|PEAPACK GLADSTONE FI|DEAN|MORGAN STANLEY|32
PGC|PEAPACK GLADSTONE FI|DEGS|RONIN PROFESSIONAL LLC|2455
PGC|PEAPACK GLADSTONE FI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
PGC|PEAPACK GLADSTONE FI|EBXL|EBX LLC|6900
PGC|PEAPACK GLADSTONE FI|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
PGC|PEAPACK GLADSTONE FI|EDJO|Edward D. Jones & Co., L.P.|273
PGC|PEAPACK GLADSTONE FI|EGAM|CBOE TRADING, INC.|628
PGC|PEAPACK GLADSTONE FI|EGMT|EG MARKET TECHNOLOGIES LLC|200
PGC|PEAPACK GLADSTONE FI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|616
PGC|PEAPACK GLADSTONE FI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5093
PGC|PEAPACK GLADSTONE FI|ETRS|E*Trade Securities LLC|1160
PGC|PEAPACK GLADSTONE FI|FBCO|Credit Suisse Securities (USA) LLC|103466
PGC|PEAPACK GLADSTONE FI|FBSB|U.S. Bancorp Investments, Inc.|10
PGC|PEAPACK GLADSTONE FI|FOMA|TD AMERITRADE CLEARING, INC.|36871
PGC|PEAPACK GLADSTONE FI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14605
PGC|PEAPACK GLADSTONE FI|FTBR|Foliofn Investments, Inc.|2
PGC|PEAPACK GLADSTONE FI|GEBB|GLOBAL EXECUTION BROKERS, LP|5689
PGC|PEAPACK GLADSTONE FI|GLPX|ACS EXECUTION SERVICES, LLC|1297
PGC|PEAPACK GLADSTONE FI|GSCO|GOLDMAN SACHS & CO. LLC|123396
PGC|PEAPACK GLADSTONE FI|GSCS|GOLDMAN SACHS & CO. LLC|461
PGC|PEAPACK GLADSTONE FI|GSLT|GOLDMAN SACHS & CO. LLC|100
PGC|PEAPACK GLADSTONE FI|GTSZ|GTS SECURITIES LLC|18850
PGC|PEAPACK GLADSTONE FI|HAPX|HAP Trading, LLC|2
PGC|PEAPACK GLADSTONE FI|HOVD|HOVDE GROUP, LLC|1200
PGC|PEAPACK GLADSTONE FI|HRBF|American Enterprise Investment Services Inc.|43
PGC|PEAPACK GLADSTONE FI|IATS|INTERACTIVE BROKERS LLC|470
PGC|PEAPACK GLADSTONE FI|IBKR|Interactive Brokers Llc|10195
PGC|PEAPACK GLADSTONE FI|ICBX|INSTINET, LLC|1300
PGC|PEAPACK GLADSTONE FI|IEQY|CITADEL SECURITIES LLC|14105
PGC|PEAPACK GLADSTONE FI|INCA|INSTINET, LLC|45868
PGC|PEAPACK GLADSTONE FI|INJX|INSTINET, LLC|13950
PGC|PEAPACK GLADSTONE FI|ITGI|ITG Inc.|11295
PGC|PEAPACK GLADSTONE FI|ITGP|ITG INC.|33400
PGC|PEAPACK GLADSTONE FI|JEFF|JEFFERIES LLC|10932
PGC|PEAPACK GLADSTONE FI|JPBX|J.P. MORGAN SECURITIES LLC|562
PGC|PEAPACK GLADSTONE FI|JPMX|J.P. Morgan Securities LLC|22839
PGC|PEAPACK GLADSTONE FI|JSJX|JANE STREET CAPITAL LLC|753
PGC|PEAPACK GLADSTONE FI|KCGM|VIRTU Americas LLC|4559
PGC|PEAPACK GLADSTONE FI|LEHM|Barclays Capital Inc./Le|176234
PGC|PEAPACK GLADSTONE FI|LIME|Lime Brokerage LLC|30186
PGC|PEAPACK GLADSTONE FI|LSCI|Lek Securities Corporation|3
PGC|PEAPACK GLADSTONE FI|MAXM|Maxim Group LLC|1952
PGC|PEAPACK GLADSTONE FI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7700
PGC|PEAPACK GLADSTONE FI|MSCO|MORGAN STANLEY & CO. LLC|190345
PGC|PEAPACK GLADSTONE FI|MSPL|MORGAN STANLEY & CO. LLC|14600
PGC|PEAPACK GLADSTONE FI|NFSC|National Financial Services LLC|11027
PGC|PEAPACK GLADSTONE FI|NITE|VIRTU Americas LLC|43516
PGC|PEAPACK GLADSTONE FI|NQRB|Brut, LLC|1400
PGC|PEAPACK GLADSTONE FI|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|80
PGC|PEAPACK GLADSTONE FI|PDQM|CODA MARKETS, INC.|1980
PGC|PEAPACK GLADSTONE FI|PWJC|UBS Financial Services, Inc.|2426
PGC|PEAPACK GLADSTONE FI|RAJA|Raymond James & Associates, Inc.|288
PGC|PEAPACK GLADSTONE FI|SAGW|SAGETRADER, LLC|165
PGC|PEAPACK GLADSTONE FI|SBSH|Citigroup Global Markets Inc.|28253
PGC|PEAPACK GLADSTONE FI|SDLR|Sandler, O'Neill & Partners, L.P.|24136
PGC|PEAPACK GLADSTONE FI|SGMT|GOLDMAN SACHS & CO. LLC|7399
PGC|PEAPACK GLADSTONE FI|SPDR|SPEEDROUTE LLC|551
PGC|PEAPACK GLADSTONE FI|SPTD|MINT GLOBAL MARKETS, INC.|5500
PGC|PEAPACK GLADSTONE FI|STFL|Stifel, Nicolaus & Company, Incorporated|55
PGC|PEAPACK GLADSTONE FI|SWIM|TD Ameritrade, Inc.|2783
PGC|PEAPACK GLADSTONE FI|TRBT|Tradebot Systems, Inc.|14337
PGC|PEAPACK GLADSTONE FI|TRCM|TRC MARKETS LLC|31777
PGC|PEAPACK GLADSTONE FI|UBSA|UBS SECURITIES LLC|44197
PGC|PEAPACK GLADSTONE FI|UBSS|UBS Securities LLC|133650
PGC|PEAPACK GLADSTONE FI|VALX|VIRTU AMERICAS LLC|2549
PGC|PEAPACK GLADSTONE FI|WCHV|WELLS FARGO SECURITIES, LLC|2711
PGC|PEAPACK GLADSTONE FI|XIST|INSTINET, LLC|2400
PGC|PEAPACK GLADSTONE FI|XPQR|Jump Trading|6
PGC|PEAPACK GLADSTONE FI|YKNA|COMHAR CAPITAL MARKETS, LLC|243
PGC|PEAPACK GLADSTONE FI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|47
PGF|INVESCO FINANCIAL|AGIS|Aegis Capital Corp.|500
PGF|INVESCO FINANCIAL|ALTX|Alternet Securities Inc.|1100
PGF|INVESCO FINANCIAL|APCC|Apex Clearing Corporation|3297
PGF|INVESCO FINANCIAL|BANK|Primevest Financial Services, Inc.|6354
PGF|INVESCO FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|4679
PGF|INVESCO FINANCIAL|BATM|CBOE TRADING, INC.|300
PGF|INVESCO FINANCIAL|BBNT|BB&T SECURITIES, LLC|1439
PGF|INVESCO FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16728
PGF|INVESCO FINANCIAL|BTIG|BTIG, LLC|100
PGF|INVESCO FINANCIAL|CANT|Cantor Fitzgerald & Co.|22294
PGF|INVESCO FINANCIAL|CHAS|Charles Schwab & Co., Inc.|1227
PGF|INVESCO FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11100
PGF|INVESCO FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|585
PGF|INVESCO FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78918
PGF|INVESCO FINANCIAL|CTDL|Citadel Derivatives Group Llc|100
PGF|INVESCO FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|5988
PGF|INVESCO FINANCIAL|DADA|D.A. Davidson & Co.|4797
PGF|INVESCO FINANCIAL|DAVA|Davenport & Company LLC|994
PGF|INVESCO FINANCIAL|DBAB|Deutsche Bank Securities Inc.|801
PGF|INVESCO FINANCIAL|DBAX|Deutsche Bank Securities Inc.|30700
PGF|INVESCO FINANCIAL|DEAN|MORGAN STANLEY|18801
PGF|INVESCO FINANCIAL|EBXL|EBX LLC|41100
PGF|INVESCO FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
PGF|INVESCO FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|19273
PGF|INVESCO FINANCIAL|EGAM|CBOE TRADING, INC.|2434
PGF|INVESCO FINANCIAL|EGAW|CBOE TRADING, INC.|293
PGF|INVESCO FINANCIAL|EGXM|CBOE TRADING, INC.|100
PGF|INVESCO FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
PGF|INVESCO FINANCIAL|ETRS|E*Trade Securities LLC|53755
PGF|INVESCO FINANCIAL|FBSB|U.S. Bancorp Investments, Inc.|7276
PGF|INVESCO FINANCIAL|FINX|FINTECH SECURITIES|6432
PGF|INVESCO FINANCIAL|FMAF|NBCN Inc./ CDS|200
PGF|INVESCO FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4248
PGF|INVESCO FINANCIAL|FTBR|Foliofn Investments, Inc.|16539
PGF|INVESCO FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|2000
PGF|INVESCO FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|7220
PGF|INVESCO FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|99
PGF|INVESCO FINANCIAL|HRBF|American Enterprise Investment Services Inc.|9811
PGF|INVESCO FINANCIAL|IATS|INTERACTIVE BROKERS LLC|5327
PGF|INVESCO FINANCIAL|IBKR|Interactive Brokers Llc|50953
PGF|INVESCO FINANCIAL|ICBX|INSTINET, LLC|51967
PGF|INVESCO FINANCIAL|INCA|INSTINET, LLC|87930
PGF|INVESCO FINANCIAL|ITGI|ITG Inc.|33204
PGF|INVESCO FINANCIAL|ITGP|ITG INC.|13000
PGF|INVESCO FINANCIAL|JANY|Janney Montgomery Scott Inc.|15750
PGF|INVESCO FINANCIAL|JPMX|J.P. Morgan Securities LLC|42828
PGF|INVESCO FINANCIAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|64332
PGF|INVESCO FINANCIAL|JSJX|JANE STREET CAPITAL LLC|164737
PGF|INVESCO FINANCIAL|KCGM|VIRTU Americas LLC|25112
PGF|INVESCO FINANCIAL|LEHM|Barclays Capital Inc./Le|17800
PGF|INVESCO FINANCIAL|LIME|Lime Brokerage LLC|1100
PGF|INVESCO FINANCIAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PGF|INVESCO FINANCIAL|MACC|Mid Atlantic Capital Corporation|8773
PGF|INVESCO FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87200
PGF|INVESCO FINANCIAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
PGF|INVESCO FINANCIAL|MOTF|MOTIF INVESTING, INC.|1
PGF|INVESCO FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|74831
PGF|INVESCO FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|18300
PGF|INVESCO FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|200
PGF|INVESCO FINANCIAL|NFSC|National Financial Services LLC|370138
PGF|INVESCO FINANCIAL|NITE|VIRTU Americas LLC|500163
PGF|INVESCO FINANCIAL|NQRB|Brut, LLC|2221
PGF|INVESCO FINANCIAL|OPCO|Oppenheimer & Co. Inc.|2438
PGF|INVESCO FINANCIAL|PDQM|CODA MARKETS, INC.|5002
PGF|INVESCO FINANCIAL|PWJC|UBS Financial Services, Inc.|26105
PGF|INVESCO FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|13127
PGF|INVESCO FINANCIAL|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|33800
PGF|INVESCO FINANCIAL|SAGL|SAGETRADER, LLC|100
PGF|INVESCO FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|6
PGF|INVESCO FINANCIAL|SBSH|Citigroup Global Markets Inc.|1531
PGF|INVESCO FINANCIAL|SEIC|SEI Investments Distribution Co.|900
PGF|INVESCO FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|28228
PGF|INVESCO FINANCIAL|SPDR|SPEEDROUTE LLC|500
PGF|INVESCO FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|8345
PGF|INVESCO FINANCIAL|SWIM|TD Ameritrade, Inc.|6323
PGF|INVESCO FINANCIAL|SWST|Hilltop Securities Inc.|352
PGF|INVESCO FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|743
PGF|INVESCO FINANCIAL|TWTT|TASTYWORKS, INC.|600
PGF|INVESCO FINANCIAL|UBSA|UBS SECURITIES LLC|71661
PGF|INVESCO FINANCIAL|UBSS|UBS Securities LLC|182953
PGF|INVESCO FINANCIAL|VALX|VIRTU AMERICAS LLC|5612
PGF|INVESCO FINANCIAL|VGRD|Vanguard Marketing Corporation|46361
PGF|INVESCO FINANCIAL|WBET|Wallachbeth Capital LLC|4934
PGF|INVESCO FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|73326
PGF|INVESCO FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|2000
PGF|INVESCO FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3355
PGF|INVESCO FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20104
PGF|INVESCO FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|8692
PGF|INVESCO FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|10980
PGF|INVESCO FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|2210
PGF|INVESCO FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|47746
PGHY|GLOBAL ST HIGH YIELD|ALTX|Alternet Securities Inc.|1200
PGHY|GLOBAL ST HIGH YIELD|APCC|Apex Clearing Corporation|168
PGHY|GLOBAL ST HIGH YIELD|BARD|Robert W. Baird & Co. Incorporated|33
PGHY|GLOBAL ST HIGH YIELD|BKCM|BNY Mellon Capital Markets LLC|174
PGHY|GLOBAL ST HIGH YIELD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7723
PGHY|GLOBAL ST HIGH YIELD|BYXM|CBOE TRADING, INC.|600
PGHY|GLOBAL ST HIGH YIELD|CANT|Cantor Fitzgerald & Co.|1309
PGHY|GLOBAL ST HIGH YIELD|CHAS|Charles Schwab & Co., Inc.|13335
PGHY|GLOBAL ST HIGH YIELD|CICF|Canaccord Genuity Corp.|1877
PGHY|GLOBAL ST HIGH YIELD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11688
PGHY|GLOBAL ST HIGH YIELD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2500
PGHY|GLOBAL ST HIGH YIELD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17559
PGHY|GLOBAL ST HIGH YIELD|CXCX|CITIGROUP GLOBAL MARKETS INC.|4318
PGHY|GLOBAL ST HIGH YIELD|DBAX|Deutsche Bank Securities Inc.|13500
PGHY|GLOBAL ST HIGH YIELD|DEAN|MORGAN STANLEY|1321
PGHY|GLOBAL ST HIGH YIELD|EBXL|EBX LLC|8600
PGHY|GLOBAL ST HIGH YIELD|EDJO|Edward D. Jones & Co., L.P.|1182
PGHY|GLOBAL ST HIGH YIELD|EGAM|CBOE TRADING, INC.|2000
PGHY|GLOBAL ST HIGH YIELD|EGMT|EG MARKET TECHNOLOGIES LLC|100
PGHY|GLOBAL ST HIGH YIELD|EGXM|CBOE TRADING, INC.|889
PGHY|GLOBAL ST HIGH YIELD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
PGHY|GLOBAL ST HIGH YIELD|ETRS|E*Trade Securities LLC|9747
PGHY|GLOBAL ST HIGH YIELD|FILL|Tradestation Securities, Inc.|2
PGHY|GLOBAL ST HIGH YIELD|FMAF|NBCN Inc./ CDS|67
PGHY|GLOBAL ST HIGH YIELD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1048
PGHY|GLOBAL ST HIGH YIELD|FTBR|Foliofn Investments, Inc.|2728
PGHY|GLOBAL ST HIGH YIELD|GLIS|TD Securities Inc|1023
PGHY|GLOBAL ST HIGH YIELD|GLPX|ACS EXECUTION SERVICES, LLC|8375
PGHY|GLOBAL ST HIGH YIELD|GSCO|GOLDMAN SACHS & CO. LLC|300
PGHY|GLOBAL ST HIGH YIELD|GTSZ|GTS SECURITIES LLC|1102
PGHY|GLOBAL ST HIGH YIELD|HRBF|American Enterprise Investment Services Inc.|3956
PGHY|GLOBAL ST HIGH YIELD|HSBC|HSBC Securities, Inc.|100
PGHY|GLOBAL ST HIGH YIELD|IATS|INTERACTIVE BROKERS LLC|561
PGHY|GLOBAL ST HIGH YIELD|IBKR|Interactive Brokers Llc|7413
PGHY|GLOBAL ST HIGH YIELD|ICBX|INSTINET, LLC|7994
PGHY|GLOBAL ST HIGH YIELD|INCA|INSTINET, LLC|24976
PGHY|GLOBAL ST HIGH YIELD|ITGI|ITG Inc.|600
PGHY|GLOBAL ST HIGH YIELD|ITGP|ITG INC.|3400
PGHY|GLOBAL ST HIGH YIELD|JEFF|JEFFERIES LLC|1200
PGHY|GLOBAL ST HIGH YIELD|JPMX|J.P. Morgan Securities LLC|6400
PGHY|GLOBAL ST HIGH YIELD|JSEB|JANE STREET EXECUTION SERVICES, LLC|57837
PGHY|GLOBAL ST HIGH YIELD|JSJX|JANE STREET CAPITAL LLC|65652
PGHY|GLOBAL ST HIGH YIELD|KCGM|VIRTU Americas LLC|13877
PGHY|GLOBAL ST HIGH YIELD|LEHM|Barclays Capital Inc./Le|16400
PGHY|GLOBAL ST HIGH YIELD|LIME|Lime Brokerage LLC|6024
PGHY|GLOBAL ST HIGH YIELD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PGHY|GLOBAL ST HIGH YIELD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11800
PGHY|GLOBAL ST HIGH YIELD|MOTF|MOTIF INVESTING, INC.|2
PGHY|GLOBAL ST HIGH YIELD|MSCO|MORGAN STANLEY & CO. LLC|46246
PGHY|GLOBAL ST HIGH YIELD|MSPL|MORGAN STANLEY & CO. LLC|2400
PGHY|GLOBAL ST HIGH YIELD|NFSC|National Financial Services LLC|192550
PGHY|GLOBAL ST HIGH YIELD|NITE|VIRTU Americas LLC|179280
PGHY|GLOBAL ST HIGH YIELD|PDQM|CODA MARKETS, INC.|18266
PGHY|GLOBAL ST HIGH YIELD|RBCM|RBC CAPITAL MARKETS, LLC|17987
PGHY|GLOBAL ST HIGH YIELD|SALI|INTL FCSTONE FINANCIAL INC.|1
PGHY|GLOBAL ST HIGH YIELD|SBSH|Citigroup Global Markets Inc.|19
PGHY|GLOBAL ST HIGH YIELD|SGMT|GOLDMAN SACHS & CO. LLC|13671
PGHY|GLOBAL ST HIGH YIELD|SPDR|SPEEDROUTE LLC|10400
PGHY|GLOBAL ST HIGH YIELD|STFL|Stifel, Nicolaus & Company, Incorporated|4365
PGHY|GLOBAL ST HIGH YIELD|SWIM|TD Ameritrade, Inc.|1037
PGHY|GLOBAL ST HIGH YIELD|UBSA|UBS SECURITIES LLC|18269
PGHY|GLOBAL ST HIGH YIELD|UBSS|UBS Securities LLC|41084
PGHY|GLOBAL ST HIGH YIELD|VGRD|Vanguard Marketing Corporation|2531
PGHY|GLOBAL ST HIGH YIELD|WCHV|WELLS FARGO SECURITIES, LLC|10591
PGHY|GLOBAL ST HIGH YIELD|WEDB|WEDBUSH SECURITIES INC.|17000
PGHY|GLOBAL ST HIGH YIELD|WSEA|WOLVERINE SECURITIES, LLC|121
PGHY|GLOBAL ST HIGH YIELD|XSTM|NATIONAL FINANCIAL SERVICES LLC|5250
PGHY|GLOBAL ST HIGH YIELD|YKNA|COMHAR CAPITAL MARKETS, LLC|947
PGHY|GLOBAL ST HIGH YIELD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23843
PGJ|INVESCO GLDN DRG CHN|APCC|Apex Clearing Corporation|240
PGJ|INVESCO GLDN DRG CHN|BARD|Robert W. Baird & Co. Incorporated|418
PGJ|INVESCO GLDN DRG CHN|BATM|CBOE TRADING, INC.|148
PGJ|INVESCO GLDN DRG CHN|BBNT|BB&T SECURITIES, LLC|449
PGJ|INVESCO GLDN DRG CHN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2015
PGJ|INVESCO GLDN DRG CHN|BYXM|CBOE TRADING, INC.|1536
PGJ|INVESCO GLDN DRG CHN|CANT|Cantor Fitzgerald & Co.|30741
PGJ|INVESCO GLDN DRG CHN|CHAS|Charles Schwab & Co., Inc.|7
PGJ|INVESCO GLDN DRG CHN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13100
PGJ|INVESCO GLDN DRG CHN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3010
PGJ|INVESCO GLDN DRG CHN|CXCX|CITIGROUP GLOBAL MARKETS INC.|140
PGJ|INVESCO GLDN DRG CHN|DBAX|Deutsche Bank Securities Inc.|5100
PGJ|INVESCO GLDN DRG CHN|DEAN|MORGAN STANLEY|817
PGJ|INVESCO GLDN DRG CHN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|295
PGJ|INVESCO GLDN DRG CHN|EBXL|EBX LLC|3200
PGJ|INVESCO GLDN DRG CHN|EDJO|Edward D. Jones & Co., L.P.|2809
PGJ|INVESCO GLDN DRG CHN|ETRS|E*Trade Securities LLC|9682
PGJ|INVESCO GLDN DRG CHN|FBCO|Credit Suisse Securities (USA) LLC|10435
PGJ|INVESCO GLDN DRG CHN|FILL|Tradestation Securities, Inc.|600
PGJ|INVESCO GLDN DRG CHN|FMAF|NBCN Inc./ CDS|77
PGJ|INVESCO GLDN DRG CHN|FOMA|TD AMERITRADE CLEARING, INC.|35553
PGJ|INVESCO GLDN DRG CHN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74
PGJ|INVESCO GLDN DRG CHN|FTBR|Foliofn Investments, Inc.|100
PGJ|INVESCO GLDN DRG CHN|GEBB|GLOBAL EXECUTION BROKERS, LP|3579
PGJ|INVESCO GLDN DRG CHN|GSCO|GOLDMAN SACHS & CO. LLC|1130
PGJ|INVESCO GLDN DRG CHN|GTSZ|GTS SECURITIES LLC|4104
PGJ|INVESCO GLDN DRG CHN|HRBF|American Enterprise Investment Services Inc.|4973
PGJ|INVESCO GLDN DRG CHN|HSBC|HSBC Securities, Inc.|100
PGJ|INVESCO GLDN DRG CHN|IATS|INTERACTIVE BROKERS LLC|1110
PGJ|INVESCO GLDN DRG CHN|IBKR|Interactive Brokers Llc|23381
PGJ|INVESCO GLDN DRG CHN|INCA|INSTINET, LLC|200
PGJ|INVESCO GLDN DRG CHN|INJX|INSTINET, LLC|110
PGJ|INVESCO GLDN DRG CHN|ITGI|ITG Inc.|16
PGJ|INVESCO GLDN DRG CHN|JANY|Janney Montgomery Scott Inc.|50
PGJ|INVESCO GLDN DRG CHN|JEFF|JEFFERIES LLC|1135
PGJ|INVESCO GLDN DRG CHN|JPMX|J.P. Morgan Securities LLC|1800
PGJ|INVESCO GLDN DRG CHN|JSEB|JANE STREET EXECUTION SERVICES, LLC|1885
PGJ|INVESCO GLDN DRG CHN|JSJX|JANE STREET CAPITAL LLC|49925
PGJ|INVESCO GLDN DRG CHN|KCGM|VIRTU Americas LLC|6052
PGJ|INVESCO GLDN DRG CHN|LEHM|Barclays Capital Inc./Le|8800
PGJ|INVESCO GLDN DRG CHN|LIME|Lime Brokerage LLC|7131
PGJ|INVESCO GLDN DRG CHN|MACC|Mid Atlantic Capital Corporation|10337
PGJ|INVESCO GLDN DRG CHN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
PGJ|INVESCO GLDN DRG CHN|MOTF|MOTIF INVESTING, INC.|1
PGJ|INVESCO GLDN DRG CHN|MSCO|MORGAN STANLEY & CO. LLC|50489
PGJ|INVESCO GLDN DRG CHN|MSPL|MORGAN STANLEY & CO. LLC|500
PGJ|INVESCO GLDN DRG CHN|NBCS|NBC Securities, INC.|378
PGJ|INVESCO GLDN DRG CHN|NFSC|National Financial Services LLC|51147
PGJ|INVESCO GLDN DRG CHN|NITE|VIRTU Americas LLC|83220
PGJ|INVESCO GLDN DRG CHN|NITP|VIRTU Americas LLC|2825
PGJ|INVESCO GLDN DRG CHN|OHOS|TWO SIGMA SECURITIES, LLC|199
PGJ|INVESCO GLDN DRG CHN|OPCO|Oppenheimer & Co. Inc.|2148
PGJ|INVESCO GLDN DRG CHN|PWJC|UBS Financial Services, Inc.|250
PGJ|INVESCO GLDN DRG CHN|RBCM|RBC CAPITAL MARKETS, LLC|100
PGJ|INVESCO GLDN DRG CHN|SBSH|Citigroup Global Markets Inc.|2815
PGJ|INVESCO GLDN DRG CHN|SGMT|GOLDMAN SACHS & CO. LLC|3127
PGJ|INVESCO GLDN DRG CHN|STFL|Stifel, Nicolaus & Company, Incorporated|2
PGJ|INVESCO GLDN DRG CHN|STKP|STOCKPILE INVESTMENTS, INC.|40
PGJ|INVESCO GLDN DRG CHN|STXG|Stockcross Financial Services, Inc.|150
PGJ|INVESCO GLDN DRG CHN|SWIM|TD Ameritrade, Inc.|342
PGJ|INVESCO GLDN DRG CHN|SWST|Hilltop Securities Inc.|60
PGJ|INVESCO GLDN DRG CHN|TKNG|ALLY INVEST SECURITIES LLC|500
PGJ|INVESCO GLDN DRG CHN|TRCM|TRC MARKETS LLC|441
PGJ|INVESCO GLDN DRG CHN|UBSA|UBS SECURITIES LLC|28978
PGJ|INVESCO GLDN DRG CHN|UBSS|UBS Securities LLC|32767
PGJ|INVESCO GLDN DRG CHN|VALX|VIRTU AMERICAS LLC|1455
PGJ|INVESCO GLDN DRG CHN|VGRD|Vanguard Marketing Corporation|6380
PGJ|INVESCO GLDN DRG CHN|WCHV|WELLS FARGO SECURITIES, LLC|42657
PGJ|INVESCO GLDN DRG CHN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
PGJ|INVESCO GLDN DRG CHN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3213
PGJ|INVESCO GLDN DRG CHN|WGIF|CIBC World Markets Inc.|39557
PGJ|INVESCO GLDN DRG CHN|WSEA|WOLVERINE SECURITIES, LLC|348
PGJ|INVESCO GLDN DRG CHN|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
PGJ|INVESCO GLDN DRG CHN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4857
PGLC|PERSHING GOLD CMN|APCC|Apex Clearing Corporation|31
PGLC|PERSHING GOLD CMN|BATM|CBOE TRADING, INC.|100
PGLC|PERSHING GOLD CMN|CICF|Canaccord Genuity Corp.|15580
PGLC|PERSHING GOLD CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4238
PGLC|PERSHING GOLD CMN|CTDL|Citadel Derivatives Group Llc|1338
PGLC|PERSHING GOLD CMN|DBAB|Deutsche Bank Securities Inc.|3230
PGLC|PERSHING GOLD CMN|DBAX|Deutsche Bank Securities Inc.|800
PGLC|PERSHING GOLD CMN|DEGS|RONIN PROFESSIONAL LLC|5056
PGLC|PERSHING GOLD CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1090
PGLC|PERSHING GOLD CMN|EBXL|EBX LLC|100
PGLC|PERSHING GOLD CMN|EDJO|Edward D. Jones & Co., L.P.|766
PGLC|PERSHING GOLD CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
PGLC|PERSHING GOLD CMN|ETRS|E*Trade Securities LLC|31579
PGLC|PERSHING GOLD CMN|FBCO|Credit Suisse Securities (USA) LLC|5836
PGLC|PERSHING GOLD CMN|FILL|Tradestation Securities, Inc.|200
PGLC|PERSHING GOLD CMN|FOMA|TD AMERITRADE CLEARING, INC.|46671
PGLC|PERSHING GOLD CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38
PGLC|PERSHING GOLD CMN|FTBR|Foliofn Investments, Inc.|2330
PGLC|PERSHING GOLD CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|3040
PGLC|PERSHING GOLD CMN|GLPX|ACS EXECUTION SERVICES, LLC|302
PGLC|PERSHING GOLD CMN|GSCO|GOLDMAN SACHS & CO. LLC|3565
PGLC|PERSHING GOLD CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
PGLC|PERSHING GOLD CMN|GTSZ|GTS SECURITIES LLC|402
PGLC|PERSHING GOLD CMN|HRBF|American Enterprise Investment Services Inc.|6900
PGLC|PERSHING GOLD CMN|IATS|INTERACTIVE BROKERS LLC|2199
PGLC|PERSHING GOLD CMN|IBKR|Interactive Brokers Llc|21677
PGLC|PERSHING GOLD CMN|ICBX|INSTINET, LLC|878
PGLC|PERSHING GOLD CMN|INCA|INSTINET, LLC|7114
PGLC|PERSHING GOLD CMN|INJX|INSTINET, LLC|133
PGLC|PERSHING GOLD CMN|ITGI|ITG Inc.|1400
PGLC|PERSHING GOLD CMN|ITGP|ITG INC.|600
PGLC|PERSHING GOLD CMN|JEFF|JEFFERIES LLC|100
PGLC|PERSHING GOLD CMN|JPMX|J.P. Morgan Securities LLC|400
PGLC|PERSHING GOLD CMN|KCGM|VIRTU Americas LLC|300
PGLC|PERSHING GOLD CMN|LEHM|Barclays Capital Inc./Le|1571
PGLC|PERSHING GOLD CMN|LIME|Lime Brokerage LLC|10247
PGLC|PERSHING GOLD CMN|LMGP|LIME BROKERAGE LLC|6500
PGLC|PERSHING GOLD CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PGLC|PERSHING GOLD CMN|MOTF|MOTIF INVESTING, INC.|2
PGLC|PERSHING GOLD CMN|MSCO|MORGAN STANLEY & CO. LLC|49050
PGLC|PERSHING GOLD CMN|MSPL|MORGAN STANLEY & CO. LLC|1700
PGLC|PERSHING GOLD CMN|NFSC|National Financial Services LLC|97458
PGLC|PERSHING GOLD CMN|NITE|VIRTU Americas LLC|190164
PGLC|PERSHING GOLD CMN|NQRB|Brut, LLC|300
PGLC|PERSHING GOLD CMN|PDQM|CODA MARKETS, INC.|300
PGLC|PERSHING GOLD CMN|RBCM|RBC CAPITAL MARKETS, LLC|33480
PGLC|PERSHING GOLD CMN|SALI|INTL FCSTONE FINANCIAL INC.|18601
PGLC|PERSHING GOLD CMN|SBSH|Citigroup Global Markets Inc.|8276
PGLC|PERSHING GOLD CMN|SGMT|GOLDMAN SACHS & CO. LLC|521
PGLC|PERSHING GOLD CMN|SWIM|TD Ameritrade, Inc.|3927
PGLC|PERSHING GOLD CMN|TKNG|ALLY INVEST SECURITIES LLC|435
PGLC|PERSHING GOLD CMN|TRCM|TRC MARKETS LLC|2
PGLC|PERSHING GOLD CMN|TWTT|TASTYWORKS, INC.|100
PGLC|PERSHING GOLD CMN|UBSA|UBS SECURITIES LLC|8233
PGLC|PERSHING GOLD CMN|UBSS|UBS Securities LLC|26868
PGLC|PERSHING GOLD CMN|VGRD|Vanguard Marketing Corporation|1251
PGLC|PERSHING GOLD CMN|WCHV|WELLS FARGO SECURITIES, LLC|7755
PGLC|PERSHING GOLD CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37
PGLC|PERSHING GOLD CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2133
PGLC|PERSHING GOLD CMN|WSEA|WOLVERINE SECURITIES, LLC|163
PGLC|PERSHING GOLD CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
PGLC|PERSHING GOLD CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
PGLC|PERSHING GOLD CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25650
PGMB|IPATHA SERIES B BLO|GSLT|GOLDMAN SACHS & CO. LLC|300
PGMB|IPATHA SERIES B BLO|MSCO|MORGAN STANLEY & CO. LLC|1
PGMB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|2700
PGNX|PROGENICS PHARMACEUT|ADAM|CANACCORD GENUITY INC.|26000
PGNX|PROGENICS PHARMACEUT|AGIS|Aegis Capital Corp.|190373
PGNX|PROGENICS PHARMACEUT|ALTX|Alternet Securities Inc.|7200
PGNX|PROGENICS PHARMACEUT|ANDG|Andrew Garrett Inc.|25000
PGNX|PROGENICS PHARMACEUT|ANOS|ABEL/NOSER, L.L.C.|2563
PGNX|PROGENICS PHARMACEUT|APCC|Apex Clearing Corporation|11013
PGNX|PROGENICS PHARMACEUT|BANK|Primevest Financial Services, Inc.|1000
PGNX|PROGENICS PHARMACEUT|BARD|Robert W. Baird & Co. Incorporated|1000
PGNX|PROGENICS PHARMACEUT|BATM|CBOE TRADING, INC.|20457
PGNX|PROGENICS PHARMACEUT|BAYC|BAY CREST PARTNERS, LLC|932
PGNX|PROGENICS PHARMACEUT|BAYT|BTIG, LLC|7100
PGNX|PROGENICS PHARMACEUT|BERN|Sanford C. Bernstein & Co., LLC|20630
PGNX|PROGENICS PHARMACEUT|BIMI|Banca IMI Securities Corp.|33048
PGNX|PROGENICS PHARMACEUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45270
PGNX|PROGENICS PHARMACEUT|BLKX|INSTINET, LLC|10200
PGNX|PROGENICS PHARMACEUT|BMOC|BMO Capital Markets Corp.|11839
PGNX|PROGENICS PHARMACEUT|BNPX|BNP PARIBAS SECURITIES CORP.|41267
PGNX|PROGENICS PHARMACEUT|BRGE|Newbridge Securities Corp.|500
PGNX|PROGENICS PHARMACEUT|BRVL|BLAYLOCK VAN, LLC|200
PGNX|PROGENICS PHARMACEUT|BTIG|BTIG, LLC|94028
PGNX|PROGENICS PHARMACEUT|BYXM|CBOE TRADING, INC.|1366
PGNX|PROGENICS PHARMACEUT|CANT|Cantor Fitzgerald & Co.|555
PGNX|PROGENICS PHARMACEUT|CBLC|CITIGROUP GLOBAL MARKETS INC.|49600
PGNX|PROGENICS PHARMACEUT|CHAS|Charles Schwab & Co., Inc.|1635
PGNX|PROGENICS PHARMACEUT|CIST|Capital Institutional Services, Inc.|1730
PGNX|PROGENICS PHARMACEUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|152431
PGNX|PROGENICS PHARMACEUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|480
PGNX|PROGENICS PHARMACEUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|331868
PGNX|PROGENICS PHARMACEUT|CTDL|Citadel Derivatives Group Llc|42515
PGNX|PROGENICS PHARMACEUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|58874
PGNX|PROGENICS PHARMACEUT|DADA|D.A. Davidson & Co.|1000
PGNX|PROGENICS PHARMACEUT|DBAB|Deutsche Bank Securities Inc.|558279
PGNX|PROGENICS PHARMACEUT|DBAX|Deutsche Bank Securities Inc.|173900
PGNX|PROGENICS PHARMACEUT|DEAN|MORGAN STANLEY|4564
PGNX|PROGENICS PHARMACEUT|DEGS|RONIN PROFESSIONAL LLC|27892
PGNX|PROGENICS PHARMACEUT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10280
PGNX|PROGENICS PHARMACEUT|EBXL|EBX LLC|121700
PGNX|PROGENICS PHARMACEUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2255
PGNX|PROGENICS PHARMACEUT|EDJO|Edward D. Jones & Co., L.P.|4041
PGNX|PROGENICS PHARMACEUT|EGAM|CBOE TRADING, INC.|16965
PGNX|PROGENICS PHARMACEUT|EGAW|CBOE TRADING, INC.|23
PGNX|PROGENICS PHARMACEUT|EGMT|EG MARKET TECHNOLOGIES LLC|100
PGNX|PROGENICS PHARMACEUT|EGXM|CBOE TRADING, INC.|9968
PGNX|PROGENICS PHARMACEUT|ETBE|Electronic Transaction Clearing, Inc.|8857
PGNX|PROGENICS PHARMACEUT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9758
PGNX|PROGENICS PHARMACEUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5064
PGNX|PROGENICS PHARMACEUT|ETRS|E*Trade Securities LLC|516759
PGNX|PROGENICS PHARMACEUT|FBCO|Credit Suisse Securities (USA) LLC|338017
PGNX|PROGENICS PHARMACEUT|FBSB|U.S. Bancorp Investments, Inc.|950
PGNX|PROGENICS PHARMACEUT|FILL|Tradestation Securities, Inc.|21584
PGNX|PROGENICS PHARMACEUT|FMAF|NBCN Inc./ CDS|3066
PGNX|PROGENICS PHARMACEUT|FOMA|TD AMERITRADE CLEARING, INC.|852212
PGNX|PROGENICS PHARMACEUT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32335
PGNX|PROGENICS PHARMACEUT|FQLS|Quantlab Securities LP|303629
PGNX|PROGENICS PHARMACEUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114402
PGNX|PROGENICS PHARMACEUT|FTBR|Foliofn Investments, Inc.|575
PGNX|PROGENICS PHARMACEUT|GEBB|GLOBAL EXECUTION BROKERS, LP|76015
PGNX|PROGENICS PHARMACEUT|GLPX|ACS EXECUTION SERVICES, LLC|49019
PGNX|PROGENICS PHARMACEUT|GSCO|GOLDMAN SACHS & CO. LLC|1391436
PGNX|PROGENICS PHARMACEUT|GSCS|GOLDMAN SACHS & CO. LLC|24850
PGNX|PROGENICS PHARMACEUT|GSLT|GOLDMAN SACHS & CO. LLC|11438
PGNX|PROGENICS PHARMACEUT|GTSZ|GTS SECURITIES LLC|10605
PGNX|PROGENICS PHARMACEUT|HAPX|HAP Trading, LLC|1184
PGNX|PROGENICS PHARMACEUT|HRBF|American Enterprise Investment Services Inc.|3199
PGNX|PROGENICS PHARMACEUT|IATS|INTERACTIVE BROKERS LLC|48148
PGNX|PROGENICS PHARMACEUT|IBKR|Interactive Brokers Llc|199514
PGNX|PROGENICS PHARMACEUT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|71
PGNX|PROGENICS PHARMACEUT|ICBX|INSTINET, LLC|39290
PGNX|PROGENICS PHARMACEUT|IEQY|CITADEL SECURITIES LLC|316049
PGNX|PROGENICS PHARMACEUT|INCA|INSTINET, LLC|320102
PGNX|PROGENICS PHARMACEUT|INJX|INSTINET, LLC|557992
PGNX|PROGENICS PHARMACEUT|ITGI|ITG Inc.|76949
PGNX|PROGENICS PHARMACEUT|ITGP|ITG INC.|133400
PGNX|PROGENICS PHARMACEUT|JEFF|JEFFERIES LLC|120884
PGNX|PROGENICS PHARMACEUT|JMPT|JUMP TRADING, LLC|99163
PGNX|PROGENICS PHARMACEUT|JPBX|J.P. MORGAN SECURITIES LLC|37864
PGNX|PROGENICS PHARMACEUT|JPMX|J.P. Morgan Securities LLC|288353
PGNX|PROGENICS PHARMACEUT|JSJX|JANE STREET CAPITAL LLC|12689
PGNX|PROGENICS PHARMACEUT|KCGM|VIRTU Americas LLC|53740
PGNX|PROGENICS PHARMACEUT|LEER|LEERINK PARTNERS LLC|7200
PGNX|PROGENICS PHARMACEUT|LEHM|Barclays Capital Inc./Le|1066226
PGNX|PROGENICS PHARMACEUT|LIME|Lime Brokerage LLC|245958
PGNX|PROGENICS PHARMACEUT|LMGP|LIME BROKERAGE LLC|21452
PGNX|PROGENICS PHARMACEUT|LOOP|Loop Capital Markets LLC|2360
PGNX|PROGENICS PHARMACEUT|LQNA|LIQUIDNET, INC.|9900
PGNX|PROGENICS PHARMACEUT|LSCI|Lek Securities Corporation|37016
PGNX|PROGENICS PHARMACEUT|MAXM|Maxim Group LLC|7666
PGNX|PROGENICS PHARMACEUT|MBTS|ALLY INVEST SECURITIES LLC|290
PGNX|PROGENICS PHARMACEUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|243922
PGNX|PROGENICS PHARMACEUT|MOTF|MOTIF INVESTING, INC.|24
PGNX|PROGENICS PHARMACEUT|MSCO|MORGAN STANLEY & CO. LLC|3004790
PGNX|PROGENICS PHARMACEUT|MSPL|MORGAN STANLEY & CO. LLC|293500
PGNX|PROGENICS PHARMACEUT|MSTX|MORGAN STANLEY & CO. LLC|114000
PGNX|PROGENICS PHARMACEUT|NATL|National Securities Corporation|2627
PGNX|PROGENICS PHARMACEUT|NEED|Needham & Company, LLC|6100
PGNX|PROGENICS PHARMACEUT|NFSC|National Financial Services LLC|821820
PGNX|PROGENICS PHARMACEUT|NITE|VIRTU Americas LLC|1744876
PGNX|PROGENICS PHARMACEUT|NITP|VIRTU Americas LLC|10863
PGNX|PROGENICS PHARMACEUT|NQRB|Brut, LLC|21900
PGNX|PROGENICS PHARMACEUT|NTRC|Northern Trust Securities, Inc.|49650
PGNX|PROGENICS PHARMACEUT|OPCO|Oppenheimer & Co. Inc.|7109
PGNX|PROGENICS PHARMACEUT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3850
PGNX|PROGENICS PHARMACEUT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1950
PGNX|PROGENICS PHARMACEUT|PDQM|CODA MARKETS, INC.|33524
PGNX|PROGENICS PHARMACEUT|PHLY|NASDAQ Execution Services, LLC|10800
PGNX|PROGENICS PHARMACEUT|PWJC|UBS Financial Services, Inc.|4400
PGNX|PROGENICS PHARMACEUT|RAJA|Raymond James & Associates, Inc.|35311
PGNX|PROGENICS PHARMACEUT|RBCM|RBC CAPITAL MARKETS, LLC|25243
PGNX|PROGENICS PHARMACEUT|RGLD|Regal Securities, Inc|1044
PGNX|PROGENICS PHARMACEUT|RJLC|RJL CAPITAL GROUP, LLC|5700
PGNX|PROGENICS PHARMACEUT|ROTH|Roth Capital Partners, LLC|100
PGNX|PROGENICS PHARMACEUT|SAGL|SAGETRADER, LLC|300
PGNX|PROGENICS PHARMACEUT|SALI|INTL FCSTONE FINANCIAL INC.|30521
PGNX|PROGENICS PHARMACEUT|SBSH|Citigroup Global Markets Inc.|791180
PGNX|PROGENICS PHARMACEUT|SEDS|SPENCER EDWARDS, INC.|301
PGNX|PROGENICS PHARMACEUT|SGMT|GOLDMAN SACHS & CO. LLC|149252
PGNX|PROGENICS PHARMACEUT|SPDR|SPEEDROUTE LLC|5397
PGNX|PROGENICS PHARMACEUT|STFL|Stifel, Nicolaus & Company, Incorporated|2386
PGNX|PROGENICS PHARMACEUT|SWIM|TD Ameritrade, Inc.|294227
PGNX|PROGENICS PHARMACEUT|SWST|Hilltop Securities Inc.|344
PGNX|PROGENICS PHARMACEUT|TKNG|ALLY INVEST SECURITIES LLC|17375
PGNX|PROGENICS PHARMACEUT|TRBT|Tradebot Systems, Inc.|345322
PGNX|PROGENICS PHARMACEUT|TRCM|TRC MARKETS LLC|123319
PGNX|PROGENICS PHARMACEUT|TWTT|TASTYWORKS, INC.|350
PGNX|PROGENICS PHARMACEUT|UBSA|UBS SECURITIES LLC|679217
PGNX|PROGENICS PHARMACEUT|UBSS|UBS Securities LLC|1701310
PGNX|PROGENICS PHARMACEUT|VALX|VIRTU AMERICAS LLC|152653
PGNX|PROGENICS PHARMACEUT|VGRD|Vanguard Marketing Corporation|166286
PGNX|PROGENICS PHARMACEUT|WAIN|H.C. Wainwright & Co., Inc.|28085
PGNX|PROGENICS PHARMACEUT|WBLR|WILLIAM BLAIR|4900
PGNX|PROGENICS PHARMACEUT|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
PGNX|PROGENICS PHARMACEUT|WCHV|WELLS FARGO SECURITIES, LLC|169986
PGNX|PROGENICS PHARMACEUT|WEDB|WEDBUSH SECURITIES INC.|1200
PGNX|PROGENICS PHARMACEUT|WEED|Weeden & Co.L.P.|10750
PGNX|PROGENICS PHARMACEUT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37754
PGNX|PROGENICS PHARMACEUT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32421
PGNX|PROGENICS PHARMACEUT|WGIF|CIBC World Markets Inc.|4303
PGNX|PROGENICS PHARMACEUT|WSEA|WOLVERINE SECURITIES, LLC|38515
PGNX|PROGENICS PHARMACEUT|XIST|INSTINET, LLC|14200
PGNX|PROGENICS PHARMACEUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|59894
PGNX|PROGENICS PHARMACEUT|YKNA|COMHAR CAPITAL MARKETS, LLC|1406
PGNX|PROGENICS PHARMACEUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2348
PGP|PIMCO GL SP & INC FD|AGIS|Aegis Capital Corp.|575
PGP|PIMCO GL SP & INC FD|ALTX|Alternet Securities Inc.|1930
PGP|PIMCO GL SP & INC FD|APCC|Apex Clearing Corporation|2373
PGP|PIMCO GL SP & INC FD|BANK|Primevest Financial Services, Inc.|58
PGP|PIMCO GL SP & INC FD|BATM|CBOE TRADING, INC.|145
PGP|PIMCO GL SP & INC FD|BBNT|BB&T SECURITIES, LLC|8
PGP|PIMCO GL SP & INC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|350
PGP|PIMCO GL SP & INC FD|BLKX|INSTINET, LLC|5000
PGP|PIMCO GL SP & INC FD|BYXM|CBOE TRADING, INC.|1055
PGP|PIMCO GL SP & INC FD|CANT|Cantor Fitzgerald & Co.|8164
PGP|PIMCO GL SP & INC FD|CHAS|Charles Schwab & Co., Inc.|3465
PGP|PIMCO GL SP & INC FD|CIST|Capital Institutional Services, Inc.|900
PGP|PIMCO GL SP & INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
PGP|PIMCO GL SP & INC FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|675
PGP|PIMCO GL SP & INC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
PGP|PIMCO GL SP & INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13885
PGP|PIMCO GL SP & INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2312
PGP|PIMCO GL SP & INC FD|DAVA|Davenport & Company LLC|10
PGP|PIMCO GL SP & INC FD|DBAX|Deutsche Bank Securities Inc.|7000
PGP|PIMCO GL SP & INC FD|DEAN|MORGAN STANLEY|3767
PGP|PIMCO GL SP & INC FD|EBXL|EBX LLC|9200
PGP|PIMCO GL SP & INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
PGP|PIMCO GL SP & INC FD|EDJO|Edward D. Jones & Co., L.P.|910
PGP|PIMCO GL SP & INC FD|EGAM|CBOE TRADING, INC.|7930
PGP|PIMCO GL SP & INC FD|EGAW|CBOE TRADING, INC.|100
PGP|PIMCO GL SP & INC FD|EGXM|CBOE TRADING, INC.|100
PGP|PIMCO GL SP & INC FD|ETCB|ETC BROKERAGE SERVICES, LLC|350
PGP|PIMCO GL SP & INC FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15
PGP|PIMCO GL SP & INC FD|ETRS|E*Trade Securities LLC|111813
PGP|PIMCO GL SP & INC FD|FMAF|NBCN Inc./ CDS|150
PGP|PIMCO GL SP & INC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3153
PGP|PIMCO GL SP & INC FD|FTBR|Foliofn Investments, Inc.|151
PGP|PIMCO GL SP & INC FD|GLPX|ACS EXECUTION SERVICES, LLC|4557
PGP|PIMCO GL SP & INC FD|GSLT|GOLDMAN SACHS & CO. LLC|2257
PGP|PIMCO GL SP & INC FD|GTSZ|GTS SECURITIES LLC|8758
PGP|PIMCO GL SP & INC FD|HRBF|American Enterprise Investment Services Inc.|5228
PGP|PIMCO GL SP & INC FD|IATS|INTERACTIVE BROKERS LLC|19709
PGP|PIMCO GL SP & INC FD|IBKR|Interactive Brokers Llc|75071
PGP|PIMCO GL SP & INC FD|ICBX|INSTINET, LLC|1700
PGP|PIMCO GL SP & INC FD|INCA|INSTINET, LLC|9611
PGP|PIMCO GL SP & INC FD|ITGI|ITG Inc.|8348
PGP|PIMCO GL SP & INC FD|ITGP|ITG INC.|4200
PGP|PIMCO GL SP & INC FD|JANY|Janney Montgomery Scott Inc.|4202
PGP|PIMCO GL SP & INC FD|JMPT|JUMP TRADING, LLC|40
PGP|PIMCO GL SP & INC FD|JPMX|J.P. Morgan Securities LLC|3550
PGP|PIMCO GL SP & INC FD|JSJX|JANE STREET CAPITAL LLC|300
PGP|PIMCO GL SP & INC FD|KCGM|VIRTU Americas LLC|10820
PGP|PIMCO GL SP & INC FD|LEHM|Barclays Capital Inc./Le|10500
PGP|PIMCO GL SP & INC FD|LGNT|COR CLEARING LLC|67
PGP|PIMCO GL SP & INC FD|LIME|Lime Brokerage LLC|1354
PGP|PIMCO GL SP & INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
PGP|PIMCO GL SP & INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
PGP|PIMCO GL SP & INC FD|MOTF|MOTIF INVESTING, INC.|1
PGP|PIMCO GL SP & INC FD|MSCO|MORGAN STANLEY & CO. LLC|52091
PGP|PIMCO GL SP & INC FD|MSPL|MORGAN STANLEY & CO. LLC|4100
PGP|PIMCO GL SP & INC FD|NFSC|National Financial Services LLC|348781
PGP|PIMCO GL SP & INC FD|NITE|VIRTU Americas LLC|301677
PGP|PIMCO GL SP & INC FD|NQRB|Brut, LLC|300
PGP|PIMCO GL SP & INC FD|OPCO|Oppenheimer & Co. Inc.|17162
PGP|PIMCO GL SP & INC FD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PGP|PIMCO GL SP & INC FD|PDQM|CODA MARKETS, INC.|8946
PGP|PIMCO GL SP & INC FD|PWJC|UBS Financial Services, Inc.|6758
PGP|PIMCO GL SP & INC FD|RBCM|RBC CAPITAL MARKETS, LLC|1599
PGP|PIMCO GL SP & INC FD|SAGC|SAGETRADER, LLC|100
PGP|PIMCO GL SP & INC FD|SAGL|SAGETRADER, LLC|2025
PGP|PIMCO GL SP & INC FD|SALI|INTL FCSTONE FINANCIAL INC.|200
PGP|PIMCO GL SP & INC FD|SBRX|MURIEL SIEBERT & CO INC|500
PGP|PIMCO GL SP & INC FD|SBSH|Citigroup Global Markets Inc.|3893
PGP|PIMCO GL SP & INC FD|SGMT|GOLDMAN SACHS & CO. LLC|1500
PGP|PIMCO GL SP & INC FD|SPDR|SPEEDROUTE LLC|2200
PGP|PIMCO GL SP & INC FD|SPTD|MINT GLOBAL MARKETS, INC.|53468
PGP|PIMCO GL SP & INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|409
PGP|PIMCO GL SP & INC FD|SWIM|TD Ameritrade, Inc.|28145
PGP|PIMCO GL SP & INC FD|SWST|Hilltop Securities Inc.|1162
PGP|PIMCO GL SP & INC FD|TKNG|ALLY INVEST SECURITIES LLC|601
PGP|PIMCO GL SP & INC FD|TRBT|Tradebot Systems, Inc.|1892
PGP|PIMCO GL SP & INC FD|TWTT|TASTYWORKS, INC.|300
PGP|PIMCO GL SP & INC FD|UBSA|UBS SECURITIES LLC|27824
PGP|PIMCO GL SP & INC FD|UBSS|UBS Securities LLC|59509
PGP|PIMCO GL SP & INC FD|VALX|VIRTU AMERICAS LLC|2656
PGP|PIMCO GL SP & INC FD|VGRD|Vanguard Marketing Corporation|55654
PGP|PIMCO GL SP & INC FD|WCHV|WELLS FARGO SECURITIES, LLC|62736
PGP|PIMCO GL SP & INC FD|WEDB|WEDBUSH SECURITIES INC.|12
PGP|PIMCO GL SP & INC FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|134
PGP|PIMCO GL SP & INC FD|WSEA|WOLVERINE SECURITIES, LLC|780
PGP|PIMCO GL SP & INC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|1630
PGP|PIMCO GL SP & INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10064
PGR|PROGRESSIVE CP|ABLE|NATIXIS Securities Americas LLC|495653
PGR|PROGRESSIVE CP|AGIS|Aegis Capital Corp.|1500
PGR|PROGRESSIVE CP|ALTX|Alternet Securities Inc.|24910
PGR|PROGRESSIVE CP|AMRI|AMERICAS EXECUTIONS, LLC|2565
PGR|PROGRESSIVE CP|ANOS|ABEL/NOSER, L.L.C.|2922
PGR|PROGRESSIVE CP|APCC|Apex Clearing Corporation|5150
PGR|PROGRESSIVE CP|BANK|Primevest Financial Services, Inc.|392
PGR|PROGRESSIVE CP|BARD|Robert W. Baird & Co. Incorporated|26215
PGR|PROGRESSIVE CP|BATM|CBOE TRADING, INC.|26521
PGR|PROGRESSIVE CP|BAYC|BAY CREST PARTNERS, LLC|369
PGR|PROGRESSIVE CP|BAYT|BTIG, LLC|18169
PGR|PROGRESSIVE CP|BBNT|BB&T SECURITIES, LLC|483
PGR|PROGRESSIVE CP|BERN|Sanford C. Bernstein & Co., LLC|149616
PGR|PROGRESSIVE CP|BIDS|BIDS TRADING L.P.|23700
PGR|PROGRESSIVE CP|BIMI|Banca IMI Securities Corp.|359
PGR|PROGRESSIVE CP|BKCM|BNY Mellon Capital Markets LLC|225
PGR|PROGRESSIVE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19588
PGR|PROGRESSIVE CP|BKRT|Buckman, Buckman & Reid, Inc.|19019
PGR|PROGRESSIVE CP|BLKX|INSTINET, LLC|158831
PGR|PROGRESSIVE CP|BMOC|BMO Capital Markets Corp.|2751
PGR|PROGRESSIVE CP|BNCH|The Benchmark Company, LLC|3240
PGR|PROGRESSIVE CP|BNPX|BNP PARIBAS SECURITIES CORP.|529857
PGR|PROGRESSIVE CP|BTIG|BTIG, LLC|45795
PGR|PROGRESSIVE CP|BYXM|CBOE TRADING, INC.|2849
PGR|PROGRESSIVE CP|BZYD|GOLDMAN SACHS & CO. LLC|700
PGR|PROGRESSIVE CP|CABR|Cabrera Capital Markets, Inc.|75
PGR|PROGRESSIVE CP|CANT|Cantor Fitzgerald & Co.|33819
PGR|PROGRESSIVE CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|456432
PGR|PROGRESSIVE CP|CHAS|Charles Schwab & Co., Inc.|12836
PGR|PROGRESSIVE CP|CIBP|CIBC World Markets Corp.|38398
PGR|PROGRESSIVE CP|CIOI|CITIGROUP GLOBAL MARKETS INC|138957
PGR|PROGRESSIVE CP|CIST|Capital Institutional Services, Inc.|18618
PGR|PROGRESSIVE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|307716
PGR|PROGRESSIVE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2500
PGR|PROGRESSIVE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5460
PGR|PROGRESSIVE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1307664
PGR|PROGRESSIVE CP|CTDL|Citadel Derivatives Group Llc|29427
PGR|PROGRESSIVE CP|CTLR|CUTLER GROUP, LP|6887
PGR|PROGRESSIVE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|263612
PGR|PROGRESSIVE CP|DADA|D.A. Davidson & Co.|576
PGR|PROGRESSIVE CP|DAVA|Davenport & Company LLC|58
PGR|PROGRESSIVE CP|DBAB|Deutsche Bank Securities Inc.|1001921
PGR|PROGRESSIVE CP|DBAX|Deutsche Bank Securities Inc.|855100
PGR|PROGRESSIVE CP|DBUL|Deutsche Bank Securities Inc.|3255
PGR|PROGRESSIVE CP|DCHF|Dart Executions, LLC|22333
PGR|PROGRESSIVE CP|DEAN|MORGAN STANLEY|30901
PGR|PROGRESSIVE CP|DEGS|RONIN PROFESSIONAL LLC|1100
PGR|PROGRESSIVE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1769
PGR|PROGRESSIVE CP|DOWL|Dowling & Partners Securities LLC|3270
PGR|PROGRESSIVE CP|DRWK|DRW SECURITIES, L.L.C.|13892
PGR|PROGRESSIVE CP|EBXL|EBX LLC|667500
PGR|PROGRESSIVE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|13476
PGR|PROGRESSIVE CP|EDJO|Edward D. Jones & Co., L.P.|35522
PGR|PROGRESSIVE CP|EGAM|CBOE TRADING, INC.|52871
PGR|PROGRESSIVE CP|EGAW|CBOE TRADING, INC.|5109
PGR|PROGRESSIVE CP|EGMT|EG MARKET TECHNOLOGIES LLC|1266
PGR|PROGRESSIVE CP|EGXM|CBOE TRADING, INC.|16980
PGR|PROGRESSIVE CP|EGXW|CBOE TRADING, INC.|203
PGR|PROGRESSIVE CP|ETBE|Electronic Transaction Clearing, Inc.|76930
PGR|PROGRESSIVE CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2300
PGR|PROGRESSIVE CP|ETCC|Electronic Transaction Clearing, Inc.|807
PGR|PROGRESSIVE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31098
PGR|PROGRESSIVE CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4409
PGR|PROGRESSIVE CP|ETRS|E*Trade Securities LLC|56515
PGR|PROGRESSIVE CP|FBSB|U.S. Bancorp Investments, Inc.|16
PGR|PROGRESSIVE CP|FIDT|Fidelity Clearing Canada ULC./ CDS|100
PGR|PROGRESSIVE CP|FILL|Tradestation Securities, Inc.|7408
PGR|PROGRESSIVE CP|FINX|FINTECH SECURITIES|3000
PGR|PROGRESSIVE CP|FMAF|NBCN Inc./ CDS|3292
PGR|PROGRESSIVE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|46059
PGR|PROGRESSIVE CP|FQLS|Quantlab Securities LP|667546
PGR|PROGRESSIVE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133174
PGR|PROGRESSIVE CP|FTBR|Foliofn Investments, Inc.|9633
PGR|PROGRESSIVE CP|GBMT|GBM International, Inc.|1427
PGR|PROGRESSIVE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|18611
PGR|PROGRESSIVE CP|GLIS|TD Securities Inc|439
PGR|PROGRESSIVE CP|GLPX|ACS EXECUTION SERVICES, LLC|177861
PGR|PROGRESSIVE CP|GSCO|GOLDMAN SACHS & CO. LLC|6564146
PGR|PROGRESSIVE CP|GSCS|GOLDMAN SACHS & CO. LLC|35612
PGR|PROGRESSIVE CP|GSLT|GOLDMAN SACHS & CO. LLC|123615
PGR|PROGRESSIVE CP|GTSZ|GTS SECURITIES LLC|411941
PGR|PROGRESSIVE CP|HRBF|American Enterprise Investment Services Inc.|21682
PGR|PROGRESSIVE CP|HSBC|HSBC Securities, Inc.|1762
PGR|PROGRESSIVE CP|IATS|INTERACTIVE BROKERS LLC|25243
PGR|PROGRESSIVE CP|IBKR|Interactive Brokers Llc|42915
PGR|PROGRESSIVE CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4689
PGR|PROGRESSIVE CP|ICBX|INSTINET, LLC|260013
PGR|PROGRESSIVE CP|IEQY|CITADEL SECURITIES LLC|238827
PGR|PROGRESSIVE CP|INCA|INSTINET, LLC|964386
PGR|PROGRESSIVE CP|INJX|INSTINET, LLC|10118
PGR|PROGRESSIVE CP|INTL|INTL FCSTONE FINANCIAL INC.|1726
PGR|PROGRESSIVE CP|ITGI|ITG Inc.|333509
PGR|PROGRESSIVE CP|ITGP|ITG INC.|945200
PGR|PROGRESSIVE CP|JANY|Janney Montgomery Scott Inc.|355
PGR|PROGRESSIVE CP|JEFF|JEFFERIES LLC|961854
PGR|PROGRESSIVE CP|JMPT|JUMP TRADING, LLC|206791
PGR|PROGRESSIVE CP|JPBX|J.P. MORGAN SECURITIES LLC|417264
PGR|PROGRESSIVE CP|JPMX|J.P. Morgan Securities LLC|2000891
PGR|PROGRESSIVE CP|JSJX|JANE STREET CAPITAL LLC|9544
PGR|PROGRESSIVE CP|KCGM|VIRTU Americas LLC|243429
PGR|PROGRESSIVE CP|KEYB|KEYBANC CAPITAL MARKETS INC.|76600
PGR|PROGRESSIVE CP|LEER|LEERINK PARTNERS LLC|200
PGR|PROGRESSIVE CP|LEHM|Barclays Capital Inc./Le|1751678
PGR|PROGRESSIVE CP|LIME|Lime Brokerage LLC|176040
PGR|PROGRESSIVE CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|113136
PGR|PROGRESSIVE CP|LOOP|Loop Capital Markets LLC|7149
PGR|PROGRESSIVE CP|LQNA|LIQUIDNET, INC.|240200
PGR|PROGRESSIVE CP|LQNB|LIQUIDNET, INC.|29731
PGR|PROGRESSIVE CP|LSCI|Lek Securities Corporation|303
PGR|PROGRESSIVE CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
PGR|PROGRESSIVE CP|MACC|Mid Atlantic Capital Corporation|150
PGR|PROGRESSIVE CP|MAXM|Maxim Group LLC|19004
PGR|PROGRESSIVE CP|MCMF|Raymond James Ltd. Cds|16532
PGR|PROGRESSIVE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|444326
PGR|PROGRESSIVE CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2220
PGR|PROGRESSIVE CP|MNDX|TJM Investments, LLC|2400
PGR|PROGRESSIVE CP|MOTF|MOTIF INVESTING, INC.|7
PGR|PROGRESSIVE CP|MSCO|MORGAN STANLEY & CO. LLC|9922721
PGR|PROGRESSIVE CP|MSPL|MORGAN STANLEY & CO. LLC|623600
PGR|PROGRESSIVE CP|MSTX|MORGAN STANLEY & CO. LLC|502000
PGR|PROGRESSIVE CP|MZHO|Mizuho Securities USA LLC|53100
PGR|PROGRESSIVE CP|NATL|National Securities Corporation|100
PGR|PROGRESSIVE CP|NEED|Needham & Company, LLC|944
PGR|PROGRESSIVE CP|NEUB|NEUBERGER BERMAN BD LLC|6491
PGR|PROGRESSIVE CP|NFSC|National Financial Services LLC|480420
PGR|PROGRESSIVE CP|NITE|VIRTU Americas LLC|1237235
PGR|PROGRESSIVE CP|NITP|VIRTU Americas LLC|2576
PGR|PROGRESSIVE CP|NQRB|Brut, LLC|35563
PGR|PROGRESSIVE CP|NTBF|BMO Nesbitt Burns Inc./CDS|964
PGR|PROGRESSIVE CP|NTRC|Northern Trust Securities, Inc.|58373
PGR|PROGRESSIVE CP|OHOS|TWO SIGMA SECURITIES, LLC|178909
PGR|PROGRESSIVE CP|OPCO|Oppenheimer & Co. Inc.|17166
PGR|PROGRESSIVE CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3137
PGR|PROGRESSIVE CP|PDQM|CODA MARKETS, INC.|240109
PGR|PROGRESSIVE CP|PHLY|NASDAQ Execution Services, LLC|1400
PGR|PROGRESSIVE CP|PICT|Pictet Overseas Inc.|158
PGR|PROGRESSIVE CP|PIPR|Piper Jaffray & Co.|154
PGR|PROGRESSIVE CP|PWJC|UBS Financial Services, Inc.|4135
PGR|PROGRESSIVE CP|QMSR|QUATTRO M SECURITIES INC.|1997
PGR|PROGRESSIVE CP|RBCM|RBC CAPITAL MARKETS, LLC|8352
PGR|PROGRESSIVE CP|SAGL|SAGETRADER, LLC|448917
PGR|PROGRESSIVE CP|SAGW|SAGETRADER, LLC|1802
PGR|PROGRESSIVE CP|SALI|INTL FCSTONE FINANCIAL INC.|10
PGR|PROGRESSIVE CP|SBSH|Citigroup Global Markets Inc.|1635937
PGR|PROGRESSIVE CP|SEIC|SEI Investments Distribution Co.|6092
PGR|PROGRESSIVE CP|SGMT|GOLDMAN SACHS & CO. LLC|510785
PGR|PROGRESSIVE CP|SHMR|ABN Amro Clearing LLC|154
PGR|PROGRESSIVE CP|SPDR|SPEEDROUTE LLC|54450
PGR|PROGRESSIVE CP|SPTD|MINT GLOBAL MARKETS, INC.|3000
PGR|PROGRESSIVE CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|197200
PGR|PROGRESSIVE CP|STFC|Stuart Frankel & Co., Incorporated|1600
PGR|PROGRESSIVE CP|STFL|Stifel, Nicolaus & Company, Incorporated|13419
PGR|PROGRESSIVE CP|STKP|STOCKPILE INVESTMENTS, INC.|36
PGR|PROGRESSIVE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14765
PGR|PROGRESSIVE CP|SWIM|TD Ameritrade, Inc.|68736
PGR|PROGRESSIVE CP|SWST|Hilltop Securities Inc.|1232
PGR|PROGRESSIVE CP|TAGC|TELSEY ADVISORY GROUP LLC|600
PGR|PROGRESSIVE CP|TKNG|ALLY INVEST SECURITIES LLC|1861
PGR|PROGRESSIVE CP|TRBT|Tradebot Systems, Inc.|627357
PGR|PROGRESSIVE CP|TRCM|TRC MARKETS LLC|185423
PGR|PROGRESSIVE CP|TWTT|TASTYWORKS, INC.|70
PGR|PROGRESSIVE CP|UBSA|UBS SECURITIES LLC|1852717
PGR|PROGRESSIVE CP|UBSS|UBS Securities LLC|1979666
PGR|PROGRESSIVE CP|VALX|VIRTU AMERICAS LLC|21052
PGR|PROGRESSIVE CP|VGRD|Vanguard Marketing Corporation|15200
PGR|PROGRESSIVE CP|VSIN|Vision Financial Markets Llc|400
PGR|PROGRESSIVE CP|WABR|Wall Street Access|22197
PGR|PROGRESSIVE CP|WBLR|WILLIAM BLAIR|36118
PGR|PROGRESSIVE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|7827
PGR|PROGRESSIVE CP|WCHV|WELLS FARGO SECURITIES, LLC|738285
PGR|PROGRESSIVE CP|WDNX|WEEDEN & CO.L.P.|2260
PGR|PROGRESSIVE CP|WEDB|WEDBUSH SECURITIES INC.|21088
PGR|PROGRESSIVE CP|WEED|Weeden & Co.L.P.|16500
PGR|PROGRESSIVE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|54191
PGR|PROGRESSIVE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37114
PGR|PROGRESSIVE CP|WGIF|CIBC World Markets Inc.|2102
PGR|PROGRESSIVE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2192
PGR|PROGRESSIVE CP|WSEA|WOLVERINE SECURITIES, LLC|12277
PGR|PROGRESSIVE CP|XIST|INSTINET, LLC|185520
PGR|PROGRESSIVE CP|XPQR|Jump Trading|7769
PGR|PROGRESSIVE CP|XPUS|XP SECURITIES, LLC|2745
PGR|PROGRESSIVE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|134788
PGR|PROGRESSIVE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|5423
PGR|PROGRESSIVE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18274
PGRE|PARAMOUNT GROUP, INC|ALTX|Alternet Securities Inc.|2200
PGRE|PARAMOUNT GROUP, INC|APCC|Apex Clearing Corporation|4
PGRE|PARAMOUNT GROUP, INC|BARD|Robert W. Baird & Co. Incorporated|198
PGRE|PARAMOUNT GROUP, INC|BATM|CBOE TRADING, INC.|4669
PGRE|PARAMOUNT GROUP, INC|BAYC|BAY CREST PARTNERS, LLC|141
PGRE|PARAMOUNT GROUP, INC|BERN|Sanford C. Bernstein & Co., LLC|2433
PGRE|PARAMOUNT GROUP, INC|BIDS|BIDS TRADING L.P.|2800
PGRE|PARAMOUNT GROUP, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
PGRE|PARAMOUNT GROUP, INC|BLKX|INSTINET, LLC|50550
PGRE|PARAMOUNT GROUP, INC|BMOC|BMO Capital Markets Corp.|54634
PGRE|PARAMOUNT GROUP, INC|BNPX|BNP PARIBAS SECURITIES CORP.|33732
PGRE|PARAMOUNT GROUP, INC|BTIG|BTIG, LLC|138630
PGRE|PARAMOUNT GROUP, INC|BYXM|CBOE TRADING, INC.|793
PGRE|PARAMOUNT GROUP, INC|BZYD|GOLDMAN SACHS & CO. LLC|3972
PGRE|PARAMOUNT GROUP, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|15200
PGRE|PARAMOUNT GROUP, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|373216
PGRE|PARAMOUNT GROUP, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2454
PGRE|PARAMOUNT GROUP, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|471936
PGRE|PARAMOUNT GROUP, INC|CTDL|Citadel Derivatives Group Llc|5966
PGRE|PARAMOUNT GROUP, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|92338
PGRE|PARAMOUNT GROUP, INC|DBAB|Deutsche Bank Securities Inc.|246885
PGRE|PARAMOUNT GROUP, INC|DBAX|Deutsche Bank Securities Inc.|366200
PGRE|PARAMOUNT GROUP, INC|DBUL|Deutsche Bank Securities Inc.|400
PGRE|PARAMOUNT GROUP, INC|DEAN|MORGAN STANLEY|1015
PGRE|PARAMOUNT GROUP, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4000
PGRE|PARAMOUNT GROUP, INC|EBXL|EBX LLC|234600
PGRE|PARAMOUNT GROUP, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4695
PGRE|PARAMOUNT GROUP, INC|EGAM|CBOE TRADING, INC.|8563
PGRE|PARAMOUNT GROUP, INC|EGAW|CBOE TRADING, INC.|100
PGRE|PARAMOUNT GROUP, INC|EGXM|CBOE TRADING, INC.|11157
PGRE|PARAMOUNT GROUP, INC|ETBE|Electronic Transaction Clearing, Inc.|7400
PGRE|PARAMOUNT GROUP, INC|ETCC|Electronic Transaction Clearing, Inc.|105
PGRE|PARAMOUNT GROUP, INC|ETRS|E*Trade Securities LLC|565
PGRE|PARAMOUNT GROUP, INC|FBRC|B. RILEY FBR, INC.|717634
PGRE|PARAMOUNT GROUP, INC|FILL|Tradestation Securities, Inc.|200
PGRE|PARAMOUNT GROUP, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14456
PGRE|PARAMOUNT GROUP, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106944
PGRE|PARAMOUNT GROUP, INC|FTBR|Foliofn Investments, Inc.|1377
PGRE|PARAMOUNT GROUP, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|300
PGRE|PARAMOUNT GROUP, INC|GLPX|ACS EXECUTION SERVICES, LLC|2755
PGRE|PARAMOUNT GROUP, INC|GNAV|GREEN STREET TRADING, LLC|40000
PGRE|PARAMOUNT GROUP, INC|GSCO|GOLDMAN SACHS & CO. LLC|1005957
PGRE|PARAMOUNT GROUP, INC|GSCS|GOLDMAN SACHS & CO. LLC|4601
PGRE|PARAMOUNT GROUP, INC|GSLT|GOLDMAN SACHS & CO. LLC|6094
PGRE|PARAMOUNT GROUP, INC|GTSZ|GTS SECURITIES LLC|84646
PGRE|PARAMOUNT GROUP, INC|HRBF|American Enterprise Investment Services Inc.|61
PGRE|PARAMOUNT GROUP, INC|HSBC|HSBC Securities, Inc.|400
PGRE|PARAMOUNT GROUP, INC|IATS|INTERACTIVE BROKERS LLC|1673
PGRE|PARAMOUNT GROUP, INC|IBKR|Interactive Brokers Llc|10549
PGRE|PARAMOUNT GROUP, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1378
PGRE|PARAMOUNT GROUP, INC|ICBX|INSTINET, LLC|104599
PGRE|PARAMOUNT GROUP, INC|IEQY|CITADEL SECURITIES LLC|14241
PGRE|PARAMOUNT GROUP, INC|INCA|INSTINET, LLC|154627
PGRE|PARAMOUNT GROUP, INC|INJX|INSTINET, LLC|1000
PGRE|PARAMOUNT GROUP, INC|ITGI|ITG Inc.|191575
PGRE|PARAMOUNT GROUP, INC|ITGP|ITG INC.|340800
PGRE|PARAMOUNT GROUP, INC|JEFF|JEFFERIES LLC|192921
PGRE|PARAMOUNT GROUP, INC|JMPT|JUMP TRADING, LLC|72071
PGRE|PARAMOUNT GROUP, INC|JONE|JonesTrading|58396
PGRE|PARAMOUNT GROUP, INC|JPBX|J.P. MORGAN SECURITIES LLC|67185
PGRE|PARAMOUNT GROUP, INC|JPMX|J.P. Morgan Securities LLC|744352
PGRE|PARAMOUNT GROUP, INC|JSJX|JANE STREET CAPITAL LLC|14085
PGRE|PARAMOUNT GROUP, INC|KCGM|VIRTU Americas LLC|94930
PGRE|PARAMOUNT GROUP, INC|LEHM|Barclays Capital Inc./Le|1160043
PGRE|PARAMOUNT GROUP, INC|LIME|Lime Brokerage LLC|6148
PGRE|PARAMOUNT GROUP, INC|LQNA|LIQUIDNET, INC.|171300
PGRE|PARAMOUNT GROUP, INC|LSCI|Lek Securities Corporation|48
PGRE|PARAMOUNT GROUP, INC|MBTS|ALLY INVEST SECURITIES LLC|614
PGRE|PARAMOUNT GROUP, INC|MKMP|MKM Partners LLC|28600
PGRE|PARAMOUNT GROUP, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|365453
PGRE|PARAMOUNT GROUP, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
PGRE|PARAMOUNT GROUP, INC|MSCO|MORGAN STANLEY & CO. LLC|1046641
PGRE|PARAMOUNT GROUP, INC|MSPL|MORGAN STANLEY & CO. LLC|589800
PGRE|PARAMOUNT GROUP, INC|MSTX|MORGAN STANLEY & CO. LLC|216100
PGRE|PARAMOUNT GROUP, INC|NFSC|National Financial Services LLC|24935
PGRE|PARAMOUNT GROUP, INC|NITE|VIRTU Americas LLC|168483
PGRE|PARAMOUNT GROUP, INC|NITP|VIRTU Americas LLC|15533
PGRE|PARAMOUNT GROUP, INC|NQRB|Brut, LLC|4207
PGRE|PARAMOUNT GROUP, INC|PDQM|CODA MARKETS, INC.|3467
PGRE|PARAMOUNT GROUP, INC|PNSR|Penserra Securities, LLC|100
PGRE|PARAMOUNT GROUP, INC|PWJC|UBS Financial Services, Inc.|3500
PGRE|PARAMOUNT GROUP, INC|RBCM|RBC CAPITAL MARKETS, LLC|156
PGRE|PARAMOUNT GROUP, INC|SAGL|SAGETRADER, LLC|4400
PGRE|PARAMOUNT GROUP, INC|SAGW|SAGETRADER, LLC|132
PGRE|PARAMOUNT GROUP, INC|SBSH|Citigroup Global Markets Inc.|123677
PGRE|PARAMOUNT GROUP, INC|SEIC|SEI Investments Distribution Co.|100
PGRE|PARAMOUNT GROUP, INC|SGMT|GOLDMAN SACHS & CO. LLC|313653
PGRE|PARAMOUNT GROUP, INC|SIBO|Prime Executions, Inc.|1071
PGRE|PARAMOUNT GROUP, INC|SPDR|SPEEDROUTE LLC|6915
PGRE|PARAMOUNT GROUP, INC|STFL|Stifel, Nicolaus & Company, Incorporated|13300
PGRE|PARAMOUNT GROUP, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5882
PGRE|PARAMOUNT GROUP, INC|SWIM|TD Ameritrade, Inc.|654
PGRE|PARAMOUNT GROUP, INC|TRBT|Tradebot Systems, Inc.|113191
PGRE|PARAMOUNT GROUP, INC|TRCM|TRC MARKETS LLC|54447
PGRE|PARAMOUNT GROUP, INC|UBSA|UBS SECURITIES LLC|863429
PGRE|PARAMOUNT GROUP, INC|UBSS|UBS Securities LLC|900053
PGRE|PARAMOUNT GROUP, INC|VALX|VIRTU AMERICAS LLC|65220
PGRE|PARAMOUNT GROUP, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|14633
PGRE|PARAMOUNT GROUP, INC|WCHV|WELLS FARGO SECURITIES, LLC|22280
PGRE|PARAMOUNT GROUP, INC|WDNX|WEEDEN & CO.L.P.|3694
PGRE|PARAMOUNT GROUP, INC|WEDB|WEDBUSH SECURITIES INC.|40
PGRE|PARAMOUNT GROUP, INC|WEED|Weeden & Co.L.P.|3510
PGRE|PARAMOUNT GROUP, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|685
PGRE|PARAMOUNT GROUP, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47601
PGRE|PARAMOUNT GROUP, INC|WSEA|WOLVERINE SECURITIES, LLC|1
PGRE|PARAMOUNT GROUP, INC|XIST|INSTINET, LLC|211000
PGRE|PARAMOUNT GROUP, INC|XPQR|Jump Trading|284
PGRE|PARAMOUNT GROUP, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|18200
PGTI|PGT INNVTNS|APCC|Apex Clearing Corporation|1372
PGTI|PGT INNVTNS|BANK|Primevest Financial Services, Inc.|243
PGTI|PGT INNVTNS|BARD|Robert W. Baird & Co. Incorporated|4817
PGTI|PGT INNVTNS|BATM|CBOE TRADING, INC.|659
PGTI|PGT INNVTNS|BERN|Sanford C. Bernstein & Co., LLC|4797
PGTI|PGT INNVTNS|BIDS|BIDS TRADING L.P.|100
PGTI|PGT INNVTNS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1270
PGTI|PGT INNVTNS|BNPX|BNP PARIBAS SECURITIES CORP.|8558
PGTI|PGT INNVTNS|BRVL|BLAYLOCK VAN, LLC|3600
PGTI|PGT INNVTNS|BTIG|BTIG, LLC|900
PGTI|PGT INNVTNS|BYXM|CBOE TRADING, INC.|110
PGTI|PGT INNVTNS|BZYD|GOLDMAN SACHS & CO. LLC|1335
PGTI|PGT INNVTNS|CANT|Cantor Fitzgerald & Co.|50
PGTI|PGT INNVTNS|CHAS|Charles Schwab & Co., Inc.|2501
PGTI|PGT INNVTNS|CHLM|Craig-Hallum Capital Group LLC|200
PGTI|PGT INNVTNS|CIST|Capital Institutional Services, Inc.|12
PGTI|PGT INNVTNS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46540
PGTI|PGT INNVTNS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
PGTI|PGT INNVTNS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|124735
PGTI|PGT INNVTNS|CTDL|Citadel Derivatives Group Llc|3041
PGTI|PGT INNVTNS|CXCX|CITIGROUP GLOBAL MARKETS INC.|27588
PGTI|PGT INNVTNS|DBAB|Deutsche Bank Securities Inc.|26352
PGTI|PGT INNVTNS|DBAX|Deutsche Bank Securities Inc.|108800
PGTI|PGT INNVTNS|DEAN|MORGAN STANLEY|2598
PGTI|PGT INNVTNS|DEGS|RONIN PROFESSIONAL LLC|1662
PGTI|PGT INNVTNS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|301
PGTI|PGT INNVTNS|DOTC|Dougherty & Company LLC|6863
PGTI|PGT INNVTNS|EBXL|EBX LLC|40800
PGTI|PGT INNVTNS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1336
PGTI|PGT INNVTNS|EDJO|Edward D. Jones & Co., L.P.|856
PGTI|PGT INNVTNS|EGAM|CBOE TRADING, INC.|4941
PGTI|PGT INNVTNS|ETBE|Electronic Transaction Clearing, Inc.|100
PGTI|PGT INNVTNS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|36
PGTI|PGT INNVTNS|ETCB|ETC BROKERAGE SERVICES, LLC|45
PGTI|PGT INNVTNS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|568
PGTI|PGT INNVTNS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|972
PGTI|PGT INNVTNS|ETRS|E*Trade Securities LLC|76332
PGTI|PGT INNVTNS|FILL|Tradestation Securities, Inc.|4993
PGTI|PGT INNVTNS|FMAF|NBCN Inc./ CDS|368
PGTI|PGT INNVTNS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4958
PGTI|PGT INNVTNS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25588
PGTI|PGT INNVTNS|FTBR|Foliofn Investments, Inc.|13522
PGTI|PGT INNVTNS|GLPX|ACS EXECUTION SERVICES, LLC|2758
PGTI|PGT INNVTNS|GSCO|GOLDMAN SACHS & CO. LLC|212286
PGTI|PGT INNVTNS|GSCS|GOLDMAN SACHS & CO. LLC|4713
PGTI|PGT INNVTNS|GSLT|GOLDMAN SACHS & CO. LLC|709
PGTI|PGT INNVTNS|GTSZ|GTS SECURITIES LLC|36706
PGTI|PGT INNVTNS|HPPX|POTAMUS TRADING, LLC|1786
PGTI|PGT INNVTNS|HRBF|American Enterprise Investment Services Inc.|1705
PGTI|PGT INNVTNS|IATS|INTERACTIVE BROKERS LLC|2200
PGTI|PGT INNVTNS|IBKR|Interactive Brokers Llc|26697
PGTI|PGT INNVTNS|ICBX|INSTINET, LLC|36790
PGTI|PGT INNVTNS|IEQY|CITADEL SECURITIES LLC|5503
PGTI|PGT INNVTNS|INCA|INSTINET, LLC|77873
PGTI|PGT INNVTNS|INJX|INSTINET, LLC|409
PGTI|PGT INNVTNS|ITGI|ITG Inc.|19786
PGTI|PGT INNVTNS|ITGP|ITG INC.|64400
PGTI|PGT INNVTNS|JANY|Janney Montgomery Scott Inc.|2570
PGTI|PGT INNVTNS|JEFF|JEFFERIES LLC|7293
PGTI|PGT INNVTNS|JMPT|JUMP TRADING, LLC|1755
PGTI|PGT INNVTNS|JPBX|J.P. MORGAN SECURITIES LLC|11444
PGTI|PGT INNVTNS|JPMX|J.P. Morgan Securities LLC|173259
PGTI|PGT INNVTNS|JSJX|JANE STREET CAPITAL LLC|4388
PGTI|PGT INNVTNS|KCGM|VIRTU Americas LLC|13883
PGTI|PGT INNVTNS|LEHM|Barclays Capital Inc./Le|203958
PGTI|PGT INNVTNS|LIME|Lime Brokerage LLC|22672
PGTI|PGT INNVTNS|LOOP|Loop Capital Markets LLC|100
PGTI|PGT INNVTNS|LQNA|LIQUIDNET, INC.|15500
PGTI|PGT INNVTNS|LQNB|LIQUIDNET, INC.|1300
PGTI|PGT INNVTNS|LSCI|Lek Securities Corporation|200
PGTI|PGT INNVTNS|MACC|Mid Atlantic Capital Corporation|350
PGTI|PGT INNVTNS|MACQ|Macquarie Capital (USA) Inc.|200
PGTI|PGT INNVTNS|MBTS|ALLY INVEST SECURITIES LLC|2946
PGTI|PGT INNVTNS|MCMF|Raymond James Ltd. Cds|400
PGTI|PGT INNVTNS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98669
PGTI|PGT INNVTNS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4320
PGTI|PGT INNVTNS|MSCO|MORGAN STANLEY & CO. LLC|313128
PGTI|PGT INNVTNS|MSPL|MORGAN STANLEY & CO. LLC|216200
PGTI|PGT INNVTNS|MSTX|MORGAN STANLEY & CO. LLC|46000
PGTI|PGT INNVTNS|NATL|National Securities Corporation|400
PGTI|PGT INNVTNS|NFSC|National Financial Services LLC|223046
PGTI|PGT INNVTNS|NITE|VIRTU Americas LLC|318208
PGTI|PGT INNVTNS|NITP|VIRTU Americas LLC|9502
PGTI|PGT INNVTNS|NTBF|BMO Nesbitt Burns Inc./CDS|500
PGTI|PGT INNVTNS|PDQM|CODA MARKETS, INC.|12269
PGTI|PGT INNVTNS|PHLY|NASDAQ Execution Services, LLC|2400
PGTI|PGT INNVTNS|PIPR|Piper Jaffray & Co.|2108
PGTI|PGT INNVTNS|QMSR|QUATTRO M SECURITIES INC.|655
PGTI|PGT INNVTNS|RBCM|RBC CAPITAL MARKETS, LLC|5697
PGTI|PGT INNVTNS|RGLD|Regal Securities, Inc|400
PGTI|PGT INNVTNS|SAGW|SAGETRADER, LLC|200
PGTI|PGT INNVTNS|SBSH|Citigroup Global Markets Inc.|23449
PGTI|PGT INNVTNS|SGMT|GOLDMAN SACHS & CO. LLC|53013
PGTI|PGT INNVTNS|SPDR|SPEEDROUTE LLC|3322
PGTI|PGT INNVTNS|STFL|Stifel, Nicolaus & Company, Incorporated|1650
PGTI|PGT INNVTNS|STKP|STOCKPILE INVESTMENTS, INC.|88
PGTI|PGT INNVTNS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
PGTI|PGT INNVTNS|SWIM|TD Ameritrade, Inc.|78376
PGTI|PGT INNVTNS|SWST|Hilltop Securities Inc.|9803
PGTI|PGT INNVTNS|TKNG|ALLY INVEST SECURITIES LLC|2654
PGTI|PGT INNVTNS|TMBR|Timber Hill LLC|227
PGTI|PGT INNVTNS|TRBT|Tradebot Systems, Inc.|874
PGTI|PGT INNVTNS|TRCM|TRC MARKETS LLC|19374
PGTI|PGT INNVTNS|TWTT|TASTYWORKS, INC.|480
PGTI|PGT INNVTNS|UBSA|UBS SECURITIES LLC|343812
PGTI|PGT INNVTNS|UBSS|UBS Securities LLC|192747
PGTI|PGT INNVTNS|VALX|VIRTU AMERICAS LLC|43964
PGTI|PGT INNVTNS|VGRD|Vanguard Marketing Corporation|17345
PGTI|PGT INNVTNS|VSIN|Vision Financial Markets Llc|334
PGTI|PGT INNVTNS|WABR|Wall Street Access|3900
PGTI|PGT INNVTNS|WBLR|WILLIAM BLAIR|4114
PGTI|PGT INNVTNS|WCHV|WELLS FARGO SECURITIES, LLC|19744
PGTI|PGT INNVTNS|WEDB|WEDBUSH SECURITIES INC.|70
PGTI|PGT INNVTNS|WEED|Weeden & Co.L.P.|400
PGTI|PGT INNVTNS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10364
PGTI|PGT INNVTNS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11404
PGTI|PGT INNVTNS|WGIF|CIBC World Markets Inc.|300
PGTI|PGT INNVTNS|WSEA|WOLVERINE SECURITIES, LLC|4865
PGTI|PGT INNVTNS|XIST|INSTINET, LLC|43600
PGTI|PGT INNVTNS|XSTM|NATIONAL FINANCIAL SERVICES LLC|20460
PGTI|PGT INNVTNS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PGTI|PGT INNVTNS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5416
PGX|INVESCO PFD|AGIS|Aegis Capital Corp.|2860
PGX|INVESCO PFD|ALTX|Alternet Securities Inc.|45431
PGX|INVESCO PFD|APCC|Apex Clearing Corporation|4731
PGX|INVESCO PFD|BANK|Primevest Financial Services, Inc.|9481
PGX|INVESCO PFD|BARD|Robert W. Baird & Co. Incorporated|11646
PGX|INVESCO PFD|BBNT|BB&T SECURITIES, LLC|40992
PGX|INVESCO PFD|BERN|Sanford C. Bernstein & Co., LLC|371044
PGX|INVESCO PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|126543
PGX|INVESCO PFD|BLKX|INSTINET, LLC|5577
PGX|INVESCO PFD|BNCH|The Benchmark Company, LLC|82937
PGX|INVESCO PFD|BRGE|Newbridge Securities Corp.|340
PGX|INVESCO PFD|CANT|Cantor Fitzgerald & Co.|603409
PGX|INVESCO PFD|CBLC|CITIGROUP GLOBAL MARKETS INC.|93000
PGX|INVESCO PFD|CHAS|Charles Schwab & Co., Inc.|187855
PGX|INVESCO PFD|CICF|Canaccord Genuity Corp.|1625
PGX|INVESCO PFD|CIST|Capital Institutional Services, Inc.|121
PGX|INVESCO PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|476944
PGX|INVESCO PFD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12177
PGX|INVESCO PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|49400
PGX|INVESCO PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|711320
PGX|INVESCO PFD|CSIN|Citadel Securities Institutional LLC|52006
PGX|INVESCO PFD|CTDL|Citadel Derivatives Group Llc|145685
PGX|INVESCO PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|266432
PGX|INVESCO PFD|DADA|D.A. Davidson & Co.|1449
PGX|INVESCO PFD|DAVA|Davenport & Company LLC|1709
PGX|INVESCO PFD|DBAB|Deutsche Bank Securities Inc.|8108
PGX|INVESCO PFD|DBAX|Deutsche Bank Securities Inc.|147900
PGX|INVESCO PFD|DEAN|MORGAN STANLEY|58931
PGX|INVESCO PFD|EBXL|EBX LLC|277000
PGX|INVESCO PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|19864
PGX|INVESCO PFD|EDJC|Edward Jones / CDS|1470
PGX|INVESCO PFD|EDJO|Edward D. Jones & Co., L.P.|13608
PGX|INVESCO PFD|EGAM|CBOE TRADING, INC.|5861
PGX|INVESCO PFD|EGXM|CBOE TRADING, INC.|4100
PGX|INVESCO PFD|EGXW|CBOE TRADING, INC.|100
PGX|INVESCO PFD|ETBE|Electronic Transaction Clearing, Inc.|7732
PGX|INVESCO PFD|ETCB|ETC BROKERAGE SERVICES, LLC|535
PGX|INVESCO PFD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2200
PGX|INVESCO PFD|ETRS|E*Trade Securities LLC|2313151
PGX|INVESCO PFD|FBSB|U.S. Bancorp Investments, Inc.|26764
PGX|INVESCO PFD|FILL|Tradestation Securities, Inc.|39294
PGX|INVESCO PFD|FINX|FINTECH SECURITIES|88516
PGX|INVESCO PFD|FLTU|FLOW TRADERS US LLC|7800
PGX|INVESCO PFD|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|7800
PGX|INVESCO PFD|FMAF|NBCN Inc./ CDS|8314
PGX|INVESCO PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44346
PGX|INVESCO PFD|FTBR|Foliofn Investments, Inc.|7659
PGX|INVESCO PFD|GEBB|GLOBAL EXECUTION BROKERS, LP|19700
PGX|INVESCO PFD|GSCO|GOLDMAN SACHS & CO. LLC|353091
PGX|INVESCO PFD|GSCS|GOLDMAN SACHS & CO. LLC|25000
PGX|INVESCO PFD|GSLT|GOLDMAN SACHS & CO. LLC|11330
PGX|INVESCO PFD|HRBF|American Enterprise Investment Services Inc.|701530
PGX|INVESCO PFD|IATS|INTERACTIVE BROKERS LLC|11734
PGX|INVESCO PFD|IBKR|Interactive Brokers Llc|36384
PGX|INVESCO PFD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|400
PGX|INVESCO PFD|ICBX|INSTINET, LLC|241921
PGX|INVESCO PFD|INCA|INSTINET, LLC|239434
PGX|INVESCO PFD|INJX|INSTINET, LLC|100
PGX|INVESCO PFD|ITGI|ITG Inc.|90607
PGX|INVESCO PFD|ITGP|ITG INC.|141000
PGX|INVESCO PFD|JANY|Janney Montgomery Scott Inc.|12612
PGX|INVESCO PFD|JEFF|JEFFERIES LLC|2200
PGX|INVESCO PFD|JMPT|JUMP TRADING, LLC|42510
PGX|INVESCO PFD|JPMX|J.P. Morgan Securities LLC|193360
PGX|INVESCO PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|542227
PGX|INVESCO PFD|JSJX|JANE STREET CAPITAL LLC|602987
PGX|INVESCO PFD|KCGM|VIRTU Americas LLC|167408
PGX|INVESCO PFD|LEHM|Barclays Capital Inc./Le|403400
PGX|INVESCO PFD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|38300
PGX|INVESCO PFD|LIME|Lime Brokerage LLC|14144
PGX|INVESCO PFD|LQNA|LIQUIDNET, INC.|8500
PGX|INVESCO PFD|MACC|Mid Atlantic Capital Corporation|13503
PGX|INVESCO PFD|MAXM|Maxim Group LLC|375
PGX|INVESCO PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|540258
PGX|INVESCO PFD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|76346
PGX|INVESCO PFD|MOTF|MOTIF INVESTING, INC.|7
PGX|INVESCO PFD|MSCO|MORGAN STANLEY & CO. LLC|621336
PGX|INVESCO PFD|MSPL|MORGAN STANLEY & CO. LLC|132800
PGX|INVESCO PFD|MSTX|MORGAN STANLEY & CO. LLC|200
PGX|INVESCO PFD|NFSC|National Financial Services LLC|1233901
PGX|INVESCO PFD|NITE|VIRTU Americas LLC|2811810
PGX|INVESCO PFD|NITP|VIRTU Americas LLC|300
PGX|INVESCO PFD|NQRB|Brut, LLC|5600
PGX|INVESCO PFD|NTBF|BMO Nesbitt Burns Inc./CDS|1400
PGX|INVESCO PFD|NTRC|Northern Trust Securities, Inc.|515
PGX|INVESCO PFD|OLDM|OLD MISSION CAPITAL, LLC|63556
PGX|INVESCO PFD|OPCO|Oppenheimer & Co. Inc.|3551
PGX|INVESCO PFD|PDQM|CODA MARKETS, INC.|35255
PGX|INVESCO PFD|PWJC|UBS Financial Services, Inc.|26416
PGX|INVESCO PFD|RBCM|RBC CAPITAL MARKETS, LLC|102618
PGX|INVESCO PFD|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2300
PGX|INVESCO PFD|SAGL|SAGETRADER, LLC|600
PGX|INVESCO PFD|SALI|INTL FCSTONE FINANCIAL INC.|1025
PGX|INVESCO PFD|SBSH|Citigroup Global Markets Inc.|319662
PGX|INVESCO PFD|SEIC|SEI Investments Distribution Co.|39231
PGX|INVESCO PFD|SGMT|GOLDMAN SACHS & CO. LLC|354972
PGX|INVESCO PFD|SIBO|Prime Executions, Inc.|7140
PGX|INVESCO PFD|SPDR|SPEEDROUTE LLC|2100
PGX|INVESCO PFD|SPHN|Stephens Inc.|50
PGX|INVESCO PFD|STFL|Stifel, Nicolaus & Company, Incorporated|37160
PGX|INVESCO PFD|SWIM|TD Ameritrade, Inc.|21261
PGX|INVESCO PFD|SWST|Hilltop Securities Inc.|5454
PGX|INVESCO PFD|TKNG|ALLY INVEST SECURITIES LLC|2334
PGX|INVESCO PFD|TRBT|Tradebot Systems, Inc.|5003
PGX|INVESCO PFD|TRCM|TRC MARKETS LLC|501
PGX|INVESCO PFD|TWTT|TASTYWORKS, INC.|7500
PGX|INVESCO PFD|UBSA|UBS SECURITIES LLC|566245
PGX|INVESCO PFD|UBSS|UBS Securities LLC|688205
PGX|INVESCO PFD|VALX|VIRTU AMERICAS LLC|79485
PGX|INVESCO PFD|VGRD|Vanguard Marketing Corporation|190732
PGX|INVESCO PFD|VNDM|Wall Street Access|19942
PGX|INVESCO PFD|WBLR|WILLIAM BLAIR|8369
PGX|INVESCO PFD|WCHV|WELLS FARGO SECURITIES, LLC|1222326
PGX|INVESCO PFD|WEDB|WEDBUSH SECURITIES INC.|1000
PGX|INVESCO PFD|WEED|Weeden & Co.L.P.|39700
PGX|INVESCO PFD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|656
PGX|INVESCO PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59043
PGX|INVESCO PFD|WGIF|CIBC World Markets Inc.|249
PGX|INVESCO PFD|WSEA|WOLVERINE SECURITIES, LLC|21888
PGX|INVESCO PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|254358
PGX|INVESCO PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|1055
PGX|INVESCO PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|327544
PGZ|PRINCIPAL RE INCOME|ALTX|Alternet Securities Inc.|200
PGZ|PRINCIPAL RE INCOME|APCC|Apex Clearing Corporation|126
PGZ|PRINCIPAL RE INCOME|BATM|CBOE TRADING, INC.|1331
PGZ|PRINCIPAL RE INCOME|BRGE|Newbridge Securities Corp.|500
PGZ|PRINCIPAL RE INCOME|BTIG|BTIG, LLC|10423
PGZ|PRINCIPAL RE INCOME|CHAS|Charles Schwab & Co., Inc.|3
PGZ|PRINCIPAL RE INCOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3384
PGZ|PRINCIPAL RE INCOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2539
PGZ|PRINCIPAL RE INCOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
PGZ|PRINCIPAL RE INCOME|DBAX|Deutsche Bank Securities Inc.|2000
PGZ|PRINCIPAL RE INCOME|DEGS|RONIN PROFESSIONAL LLC|658
PGZ|PRINCIPAL RE INCOME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
PGZ|PRINCIPAL RE INCOME|EBXL|EBX LLC|1900
PGZ|PRINCIPAL RE INCOME|ECUT|CONVERGEX EXECUTION SOLUTIONS|1399
PGZ|PRINCIPAL RE INCOME|EDJO|Edward D. Jones & Co., L.P.|145
PGZ|PRINCIPAL RE INCOME|ETRS|E*Trade Securities LLC|6285
PGZ|PRINCIPAL RE INCOME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24
PGZ|PRINCIPAL RE INCOME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|449
PGZ|PRINCIPAL RE INCOME|FTBR|Foliofn Investments, Inc.|21
PGZ|PRINCIPAL RE INCOME|GLPX|ACS EXECUTION SERVICES, LLC|1690
PGZ|PRINCIPAL RE INCOME|GSCO|GOLDMAN SACHS & CO. LLC|700
PGZ|PRINCIPAL RE INCOME|GSCS|GOLDMAN SACHS & CO. LLC|300
PGZ|PRINCIPAL RE INCOME|GTSZ|GTS SECURITIES LLC|3822
PGZ|PRINCIPAL RE INCOME|HRBF|American Enterprise Investment Services Inc.|5966
PGZ|PRINCIPAL RE INCOME|IATS|INTERACTIVE BROKERS LLC|1426
PGZ|PRINCIPAL RE INCOME|IBKR|Interactive Brokers Llc|2332
PGZ|PRINCIPAL RE INCOME|ICBX|INSTINET, LLC|900
PGZ|PRINCIPAL RE INCOME|INCA|INSTINET, LLC|3588
PGZ|PRINCIPAL RE INCOME|ITGI|ITG Inc.|2015
PGZ|PRINCIPAL RE INCOME|ITGP|ITG INC.|4000
PGZ|PRINCIPAL RE INCOME|JANY|Janney Montgomery Scott Inc.|1
PGZ|PRINCIPAL RE INCOME|JPMX|J.P. Morgan Securities LLC|1400
PGZ|PRINCIPAL RE INCOME|KCGM|VIRTU Americas LLC|1307
PGZ|PRINCIPAL RE INCOME|LEHM|Barclays Capital Inc./Le|1200
PGZ|PRINCIPAL RE INCOME|LIME|Lime Brokerage LLC|460
PGZ|PRINCIPAL RE INCOME|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PGZ|PRINCIPAL RE INCOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
PGZ|PRINCIPAL RE INCOME|MOTF|MOTIF INVESTING, INC.|2
PGZ|PRINCIPAL RE INCOME|MSCO|MORGAN STANLEY & CO. LLC|5390
PGZ|PRINCIPAL RE INCOME|MSPL|MORGAN STANLEY & CO. LLC|200
PGZ|PRINCIPAL RE INCOME|NFSC|National Financial Services LLC|33597
PGZ|PRINCIPAL RE INCOME|NITE|VIRTU Americas LLC|57446
PGZ|PRINCIPAL RE INCOME|NQRB|Brut, LLC|700
PGZ|PRINCIPAL RE INCOME|OPCO|Oppenheimer & Co. Inc.|454
PGZ|PRINCIPAL RE INCOME|PDQM|CODA MARKETS, INC.|2342
PGZ|PRINCIPAL RE INCOME|PWJC|UBS Financial Services, Inc.|925
PGZ|PRINCIPAL RE INCOME|RBCM|RBC CAPITAL MARKETS, LLC|6704
PGZ|PRINCIPAL RE INCOME|SBSH|Citigroup Global Markets Inc.|3180
PGZ|PRINCIPAL RE INCOME|SGMT|GOLDMAN SACHS & CO. LLC|4081
PGZ|PRINCIPAL RE INCOME|STFL|Stifel, Nicolaus & Company, Incorporated|8
PGZ|PRINCIPAL RE INCOME|SWIM|TD Ameritrade, Inc.|2107
PGZ|PRINCIPAL RE INCOME|SWST|Hilltop Securities Inc.|1276
PGZ|PRINCIPAL RE INCOME|TKNG|ALLY INVEST SECURITIES LLC|250
PGZ|PRINCIPAL RE INCOME|TRBT|Tradebot Systems, Inc.|1558
PGZ|PRINCIPAL RE INCOME|UBSA|UBS SECURITIES LLC|7802
PGZ|PRINCIPAL RE INCOME|UBSS|UBS Securities LLC|16507
PGZ|PRINCIPAL RE INCOME|VGRD|Vanguard Marketing Corporation|1613
PGZ|PRINCIPAL RE INCOME|WCHV|WELLS FARGO SECURITIES, LLC|42031
PGZ|PRINCIPAL RE INCOME|WEDB|WEDBUSH SECURITIES INC.|820
PGZ|PRINCIPAL RE INCOME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|437
PGZ|PRINCIPAL RE INCOME|WSEA|WOLVERINE SECURITIES, LLC|4985
PGZ|PRINCIPAL RE INCOME|YKNA|COMHAR CAPITAL MARKETS, LLC|300
PGZ|PRINCIPAL RE INCOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|57
PH|PARKER HANNIFIN CP|ABLE|NATIXIS Securities Americas LLC|156630
PH|PARKER HANNIFIN CP|ALTX|Alternet Securities Inc.|11569
PH|PARKER HANNIFIN CP|APCC|Apex Clearing Corporation|52
PH|PARKER HANNIFIN CP|BANK|Primevest Financial Services, Inc.|64
PH|PARKER HANNIFIN CP|BARD|Robert W. Baird & Co. Incorporated|3833
PH|PARKER HANNIFIN CP|BATM|CBOE TRADING, INC.|13003
PH|PARKER HANNIFIN CP|BAYC|BAY CREST PARTNERS, LLC|4
PH|PARKER HANNIFIN CP|BAYT|BTIG, LLC|3800
PH|PARKER HANNIFIN CP|BBNT|BB&T SECURITIES, LLC|339
PH|PARKER HANNIFIN CP|BERN|Sanford C. Bernstein & Co., LLC|70691
PH|PARKER HANNIFIN CP|BIDS|BIDS TRADING L.P.|1300
PH|PARKER HANNIFIN CP|BIMI|Banca IMI Securities Corp.|30
PH|PARKER HANNIFIN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12253
PH|PARKER HANNIFIN CP|BLKX|INSTINET, LLC|55500
PH|PARKER HANNIFIN CP|BMOC|BMO Capital Markets Corp.|354
PH|PARKER HANNIFIN CP|BNPX|BNP PARIBAS SECURITIES CORP.|47267
PH|PARKER HANNIFIN CP|BRGE|Newbridge Securities Corp.|50
PH|PARKER HANNIFIN CP|BTIG|BTIG, LLC|4183
PH|PARKER HANNIFIN CP|BYXM|CBOE TRADING, INC.|1663
PH|PARKER HANNIFIN CP|BZYD|GOLDMAN SACHS & CO. LLC|200
PH|PARKER HANNIFIN CP|CABR|Cabrera Capital Markets, Inc.|425
PH|PARKER HANNIFIN CP|CANT|Cantor Fitzgerald & Co.|118
PH|PARKER HANNIFIN CP|CBRA|Cobra Trading, Inc.|300
PH|PARKER HANNIFIN CP|CHAS|Charles Schwab & Co., Inc.|2685
PH|PARKER HANNIFIN CP|CHBC|PENSERRA SECURITIES, LLC|126000
PH|PARKER HANNIFIN CP|CIBP|CIBC World Markets Corp.|25932
PH|PARKER HANNIFIN CP|CICF|Canaccord Genuity Corp.|153
PH|PARKER HANNIFIN CP|CIST|Capital Institutional Services, Inc.|2717
PH|PARKER HANNIFIN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92968
PH|PARKER HANNIFIN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|755
PH|PARKER HANNIFIN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
PH|PARKER HANNIFIN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|578053
PH|PARKER HANNIFIN CP|CTDL|Citadel Derivatives Group Llc|11591
PH|PARKER HANNIFIN CP|CTLR|CUTLER GROUP, LP|2367
PH|PARKER HANNIFIN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|52802
PH|PARKER HANNIFIN CP|DADA|D.A. Davidson & Co.|1143
PH|PARKER HANNIFIN CP|DBAB|Deutsche Bank Securities Inc.|558604
PH|PARKER HANNIFIN CP|DBAX|Deutsche Bank Securities Inc.|327600
PH|PARKER HANNIFIN CP|DBUL|Deutsche Bank Securities Inc.|2092
PH|PARKER HANNIFIN CP|DCHF|Dart Executions, LLC|7162
PH|PARKER HANNIFIN CP|DEAN|MORGAN STANLEY|10785
PH|PARKER HANNIFIN CP|DEGS|RONIN PROFESSIONAL LLC|400
PH|PARKER HANNIFIN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|460
PH|PARKER HANNIFIN CP|DRWK|DRW SECURITIES, L.L.C.|6707
PH|PARKER HANNIFIN CP|EBXL|EBX LLC|167100
PH|PARKER HANNIFIN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|29063
PH|PARKER HANNIFIN CP|EDJC|Edward Jones / CDS|75
PH|PARKER HANNIFIN CP|EDJO|Edward D. Jones & Co., L.P.|4548
PH|PARKER HANNIFIN CP|EGAM|CBOE TRADING, INC.|13076
PH|PARKER HANNIFIN CP|EGAW|CBOE TRADING, INC.|208
PH|PARKER HANNIFIN CP|EGMT|EG MARKET TECHNOLOGIES LLC|1664
PH|PARKER HANNIFIN CP|EGXM|CBOE TRADING, INC.|6026
PH|PARKER HANNIFIN CP|EGXW|CBOE TRADING, INC.|100
PH|PARKER HANNIFIN CP|ETBE|Electronic Transaction Clearing, Inc.|37743
PH|PARKER HANNIFIN CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
PH|PARKER HANNIFIN CP|ETCC|Electronic Transaction Clearing, Inc.|62
PH|PARKER HANNIFIN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56878
PH|PARKER HANNIFIN CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|165
PH|PARKER HANNIFIN CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|528
PH|PARKER HANNIFIN CP|ETRS|E*Trade Securities LLC|43962
PH|PARKER HANNIFIN CP|FBSB|U.S. Bancorp Investments, Inc.|206
PH|PARKER HANNIFIN CP|FILL|Tradestation Securities, Inc.|751
PH|PARKER HANNIFIN CP|FINX|FINTECH SECURITIES|50
PH|PARKER HANNIFIN CP|FMAF|NBCN Inc./ CDS|528
PH|PARKER HANNIFIN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|53251
PH|PARKER HANNIFIN CP|FQLS|Quantlab Securities LP|291571
PH|PARKER HANNIFIN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111909
PH|PARKER HANNIFIN CP|FTBR|Foliofn Investments, Inc.|2660
PH|PARKER HANNIFIN CP|GARC|ICAP Corporates LLC|2850
PH|PARKER HANNIFIN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2776
PH|PARKER HANNIFIN CP|GLIS|TD Securities Inc|75
PH|PARKER HANNIFIN CP|GLPX|ACS EXECUTION SERVICES, LLC|55079
PH|PARKER HANNIFIN CP|GSCO|GOLDMAN SACHS & CO. LLC|867687
PH|PARKER HANNIFIN CP|GSCS|GOLDMAN SACHS & CO. LLC|3132
PH|PARKER HANNIFIN CP|GSLT|GOLDMAN SACHS & CO. LLC|10567
PH|PARKER HANNIFIN CP|GTSZ|GTS SECURITIES LLC|237141
PH|PARKER HANNIFIN CP|HPPX|POTAMUS TRADING, LLC|190
PH|PARKER HANNIFIN CP|HRBF|American Enterprise Investment Services Inc.|1508
PH|PARKER HANNIFIN CP|HSBC|HSBC Securities, Inc.|2426
PH|PARKER HANNIFIN CP|IATS|INTERACTIVE BROKERS LLC|5954
PH|PARKER HANNIFIN CP|IBKR|Interactive Brokers Llc|10417
PH|PARKER HANNIFIN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1766
PH|PARKER HANNIFIN CP|ICBX|INSTINET, LLC|106456
PH|PARKER HANNIFIN CP|IEQY|CITADEL SECURITIES LLC|177371
PH|PARKER HANNIFIN CP|INCA|INSTINET, LLC|387719
PH|PARKER HANNIFIN CP|INJX|INSTINET, LLC|6306
PH|PARKER HANNIFIN CP|INTL|INTL FCSTONE FINANCIAL INC.|7
PH|PARKER HANNIFIN CP|ITGI|ITG Inc.|50838
PH|PARKER HANNIFIN CP|ITGP|ITG INC.|294800
PH|PARKER HANNIFIN CP|JANY|Janney Montgomery Scott Inc.|5864
PH|PARKER HANNIFIN CP|JEFF|JEFFERIES LLC|263673
PH|PARKER HANNIFIN CP|JMPT|JUMP TRADING, LLC|48594
PH|PARKER HANNIFIN CP|JPBX|J.P. MORGAN SECURITIES LLC|74771
PH|PARKER HANNIFIN CP|JPMX|J.P. Morgan Securities LLC|310039
PH|PARKER HANNIFIN CP|JSJX|JANE STREET CAPITAL LLC|87343
PH|PARKER HANNIFIN CP|KCGM|VIRTU Americas LLC|38308
PH|PARKER HANNIFIN CP|LEHM|Barclays Capital Inc./Le|1063913
PH|PARKER HANNIFIN CP|LIME|Lime Brokerage LLC|42116
PH|PARKER HANNIFIN CP|LOOP|Loop Capital Markets LLC|300
PH|PARKER HANNIFIN CP|LQNA|LIQUIDNET, INC.|40400
PH|PARKER HANNIFIN CP|LSCI|Lek Securities Corporation|7823
PH|PARKER HANNIFIN CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
PH|PARKER HANNIFIN CP|MACC|Mid Atlantic Capital Corporation|1331
PH|PARKER HANNIFIN CP|MACQ|Macquarie Capital (USA) Inc.|800
PH|PARKER HANNIFIN CP|MAXM|Maxim Group LLC|512
PH|PARKER HANNIFIN CP|MCMF|Raymond James Ltd. Cds|244
PH|PARKER HANNIFIN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|133468
PH|PARKER HANNIFIN CP|MOTF|MOTIF INVESTING, INC.|50
PH|PARKER HANNIFIN CP|MSCO|MORGAN STANLEY & CO. LLC|1836358
PH|PARKER HANNIFIN CP|MSPL|MORGAN STANLEY & CO. LLC|261000
PH|PARKER HANNIFIN CP|MSTX|MORGAN STANLEY & CO. LLC|104500
PH|PARKER HANNIFIN CP|NATL|National Securities Corporation|183
PH|PARKER HANNIFIN CP|NFSC|National Financial Services LLC|160145
PH|PARKER HANNIFIN CP|NITE|VIRTU Americas LLC|359089
PH|PARKER HANNIFIN CP|NITP|VIRTU Americas LLC|500
PH|PARKER HANNIFIN CP|NQRB|Brut, LLC|8038
PH|PARKER HANNIFIN CP|NTBF|BMO Nesbitt Burns Inc./CDS|521
PH|PARKER HANNIFIN CP|OHOS|TWO SIGMA SECURITIES, LLC|66919
PH|PARKER HANNIFIN CP|OPCO|Oppenheimer & Co. Inc.|571
PH|PARKER HANNIFIN CP|OTAA|OTA LLC|200
PH|PARKER HANNIFIN CP|PDQM|CODA MARKETS, INC.|170095
PH|PARKER HANNIFIN CP|PHLY|NASDAQ Execution Services, LLC|10000
PH|PARKER HANNIFIN CP|PICT|Pictet Overseas Inc.|41
PH|PARKER HANNIFIN CP|PIPR|Piper Jaffray & Co.|102
PH|PARKER HANNIFIN CP|PWJC|UBS Financial Services, Inc.|4539
PH|PARKER HANNIFIN CP|QMSR|QUATTRO M SECURITIES INC.|668
PH|PARKER HANNIFIN CP|RBCM|RBC CAPITAL MARKETS, LLC|3707
PH|PARKER HANNIFIN CP|RGLD|Regal Securities, Inc|5
PH|PARKER HANNIFIN CP|SAGL|SAGETRADER, LLC|17598
PH|PARKER HANNIFIN CP|SAGW|SAGETRADER, LLC|9
PH|PARKER HANNIFIN CP|SALI|INTL FCSTONE FINANCIAL INC.|98
PH|PARKER HANNIFIN CP|SBSH|Citigroup Global Markets Inc.|146253
PH|PARKER HANNIFIN CP|SEIC|SEI Investments Distribution Co.|400
PH|PARKER HANNIFIN CP|SGMT|GOLDMAN SACHS & CO. LLC|136711
PH|PARKER HANNIFIN CP|SHMR|ABN Amro Clearing LLC|37
PH|PARKER HANNIFIN CP|SOGO|Wang Investment Associates, Inc.|2
PH|PARKER HANNIFIN CP|SPDR|SPEEDROUTE LLC|14960
PH|PARKER HANNIFIN CP|SPHN|Stephens Inc.|94
PH|PARKER HANNIFIN CP|STFL|Stifel, Nicolaus & Company, Incorporated|15859
PH|PARKER HANNIFIN CP|STKP|STOCKPILE INVESTMENTS, INC.|20
PH|PARKER HANNIFIN CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4681
PH|PARKER HANNIFIN CP|SWIM|TD Ameritrade, Inc.|12651
PH|PARKER HANNIFIN CP|SWST|Hilltop Securities Inc.|641
PH|PARKER HANNIFIN CP|TAGC|TELSEY ADVISORY GROUP LLC|100
PH|PARKER HANNIFIN CP|TKNG|ALLY INVEST SECURITIES LLC|436
PH|PARKER HANNIFIN CP|TRBT|Tradebot Systems, Inc.|198684
PH|PARKER HANNIFIN CP|TRCM|TRC MARKETS LLC|192058
PH|PARKER HANNIFIN CP|UBSA|UBS SECURITIES LLC|750376
PH|PARKER HANNIFIN CP|UBSS|UBS Securities LLC|1505713
PH|PARKER HANNIFIN CP|VALX|VIRTU AMERICAS LLC|15597
PH|PARKER HANNIFIN CP|VGRD|Vanguard Marketing Corporation|2160
PH|PARKER HANNIFIN CP|WABR|Wall Street Access|1100
PH|PARKER HANNIFIN CP|WBLR|WILLIAM BLAIR|227
PH|PARKER HANNIFIN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4322
PH|PARKER HANNIFIN CP|WCHV|WELLS FARGO SECURITIES, LLC|151817
PH|PARKER HANNIFIN CP|WDNX|WEEDEN & CO.L.P.|4854
PH|PARKER HANNIFIN CP|WEDB|WEDBUSH SECURITIES INC.|2289
PH|PARKER HANNIFIN CP|WEED|Weeden & Co.L.P.|595
PH|PARKER HANNIFIN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12218
PH|PARKER HANNIFIN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9146
PH|PARKER HANNIFIN CP|WGIF|CIBC World Markets Inc.|1861
PH|PARKER HANNIFIN CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|696
PH|PARKER HANNIFIN CP|WORD|Worden Capital Management LLC|23
PH|PARKER HANNIFIN CP|WSEA|WOLVERINE SECURITIES, LLC|1448
PH|PARKER HANNIFIN CP|XIST|INSTINET, LLC|57056
PH|PARKER HANNIFIN CP|XPQR|Jump Trading|1303
PH|PARKER HANNIFIN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|45572
PH|PARKER HANNIFIN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|13767
PH|PARKER HANNIFIN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4769
PHB|INVESCO FDMNTL|ALTX|Alternet Securities Inc.|4100
PHB|INVESCO FDMNTL|APCC|Apex Clearing Corporation|113
PHB|INVESCO FDMNTL|BANK|Primevest Financial Services, Inc.|2611
PHB|INVESCO FDMNTL|BARD|Robert W. Baird & Co. Incorporated|14196
PHB|INVESCO FDMNTL|BATM|CBOE TRADING, INC.|7948
PHB|INVESCO FDMNTL|BBNT|BB&T SECURITIES, LLC|13
PHB|INVESCO FDMNTL|BERN|Sanford C. Bernstein & Co., LLC|207
PHB|INVESCO FDMNTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6567
PHB|INVESCO FDMNTL|CANT|Cantor Fitzgerald & Co.|82218
PHB|INVESCO FDMNTL|CHAS|Charles Schwab & Co., Inc.|62909
PHB|INVESCO FDMNTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51692
PHB|INVESCO FDMNTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|38114
PHB|INVESCO FDMNTL|DAVA|Davenport & Company LLC|1372
PHB|INVESCO FDMNTL|DBAB|Deutsche Bank Securities Inc.|1900
PHB|INVESCO FDMNTL|DBAX|Deutsche Bank Securities Inc.|77600
PHB|INVESCO FDMNTL|DEAN|MORGAN STANLEY|5578
PHB|INVESCO FDMNTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17400
PHB|INVESCO FDMNTL|EBXL|EBX LLC|52700
PHB|INVESCO FDMNTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|8804
PHB|INVESCO FDMNTL|EDJC|Edward Jones / CDS|159
PHB|INVESCO FDMNTL|EGAM|CBOE TRADING, INC.|31112
PHB|INVESCO FDMNTL|EGXM|CBOE TRADING, INC.|3500
PHB|INVESCO FDMNTL|ETBE|Electronic Transaction Clearing, Inc.|1400
PHB|INVESCO FDMNTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
PHB|INVESCO FDMNTL|ETRS|E*Trade Securities LLC|8758
PHB|INVESCO FDMNTL|FBSB|U.S. Bancorp Investments, Inc.|330
PHB|INVESCO FDMNTL|FINX|FINTECH SECURITIES|1853
PHB|INVESCO FDMNTL|FLTU|FLOW TRADERS US LLC|454360
PHB|INVESCO FDMNTL|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|436000
PHB|INVESCO FDMNTL|FMAF|NBCN Inc./ CDS|26246
PHB|INVESCO FDMNTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7092
PHB|INVESCO FDMNTL|FTBR|Foliofn Investments, Inc.|69081
PHB|INVESCO FDMNTL|GEBB|GLOBAL EXECUTION BROKERS, LP|2400
PHB|INVESCO FDMNTL|GSCO|GOLDMAN SACHS & CO. LLC|2902
PHB|INVESCO FDMNTL|GSLT|GOLDMAN SACHS & CO. LLC|2687
PHB|INVESCO FDMNTL|HRBF|American Enterprise Investment Services Inc.|45475
PHB|INVESCO FDMNTL|IATS|INTERACTIVE BROKERS LLC|9859
PHB|INVESCO FDMNTL|IBKR|Interactive Brokers Llc|12563
PHB|INVESCO FDMNTL|ICBX|INSTINET, LLC|34254
PHB|INVESCO FDMNTL|INCA|INSTINET, LLC|59123
PHB|INVESCO FDMNTL|ITGI|ITG Inc.|7507
PHB|INVESCO FDMNTL|ITGP|ITG INC.|14400
PHB|INVESCO FDMNTL|JANY|Janney Montgomery Scott Inc.|1030
PHB|INVESCO FDMNTL|JEFF|JEFFERIES LLC|44283
PHB|INVESCO FDMNTL|JMPT|JUMP TRADING, LLC|190
PHB|INVESCO FDMNTL|JPMX|J.P. Morgan Securities LLC|63840
PHB|INVESCO FDMNTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|16764
PHB|INVESCO FDMNTL|JSJX|JANE STREET CAPITAL LLC|329333
PHB|INVESCO FDMNTL|KCGM|VIRTU Americas LLC|35625
PHB|INVESCO FDMNTL|LEHM|Barclays Capital Inc./Le|390146
PHB|INVESCO FDMNTL|LIME|Lime Brokerage LLC|6161
PHB|INVESCO FDMNTL|LSCI|Lek Securities Corporation|25
PHB|INVESCO FDMNTL|MACC|Mid Atlantic Capital Corporation|60457
PHB|INVESCO FDMNTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|137700
PHB|INVESCO FDMNTL|MOTF|MOTIF INVESTING, INC.|1
PHB|INVESCO FDMNTL|MSCO|MORGAN STANLEY & CO. LLC|82223
PHB|INVESCO FDMNTL|MSPL|MORGAN STANLEY & CO. LLC|46900
PHB|INVESCO FDMNTL|NFSC|National Financial Services LLC|129601
PHB|INVESCO FDMNTL|NITE|VIRTU Americas LLC|539656
PHB|INVESCO FDMNTL|NITP|VIRTU Americas LLC|3750
PHB|INVESCO FDMNTL|NQRB|Brut, LLC|1200
PHB|INVESCO FDMNTL|OLDM|OLD MISSION CAPITAL, LLC|4826
PHB|INVESCO FDMNTL|PDQM|CODA MARKETS, INC.|2090
PHB|INVESCO FDMNTL|PWJC|UBS Financial Services, Inc.|19
PHB|INVESCO FDMNTL|RBCM|RBC CAPITAL MARKETS, LLC|10478
PHB|INVESCO FDMNTL|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2000
PHB|INVESCO FDMNTL|SAGL|SAGETRADER, LLC|5932
PHB|INVESCO FDMNTL|SALI|INTL FCSTONE FINANCIAL INC.|1
PHB|INVESCO FDMNTL|SBSH|Citigroup Global Markets Inc.|30215
PHB|INVESCO FDMNTL|SGMT|GOLDMAN SACHS & CO. LLC|38868
PHB|INVESCO FDMNTL|STFL|Stifel, Nicolaus & Company, Incorporated|4168
PHB|INVESCO FDMNTL|SWIM|TD Ameritrade, Inc.|443
PHB|INVESCO FDMNTL|SWST|Hilltop Securities Inc.|600
PHB|INVESCO FDMNTL|UBSA|UBS SECURITIES LLC|253058
PHB|INVESCO FDMNTL|UBSS|UBS Securities LLC|169150
PHB|INVESCO FDMNTL|VALX|VIRTU AMERICAS LLC|9804
PHB|INVESCO FDMNTL|VGRD|Vanguard Marketing Corporation|3688
PHB|INVESCO FDMNTL|WABR|Wall Street Access|21900
PHB|INVESCO FDMNTL|WCHV|WELLS FARGO SECURITIES, LLC|394826
PHB|INVESCO FDMNTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2514
PHB|INVESCO FDMNTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|798
PHB|INVESCO FDMNTL|WGIF|CIBC World Markets Inc.|55443
PHB|INVESCO FDMNTL|WSEA|WOLVERINE SECURITIES, LLC|19595
PHB|INVESCO FDMNTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|28508
PHB|INVESCO FDMNTL|YKNA|COMHAR CAPITAL MARKETS, LLC|500
PHB|INVESCO FDMNTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31466
PHD|PIONEER FLTG RT TRST|ALTX|Alternet Securities Inc.|800
PHD|PIONEER FLTG RT TRST|APCC|Apex Clearing Corporation|228
PHD|PIONEER FLTG RT TRST|BANK|Primevest Financial Services, Inc.|2
PHD|PIONEER FLTG RT TRST|BARD|Robert W. Baird & Co. Incorporated|38782
PHD|PIONEER FLTG RT TRST|BATM|CBOE TRADING, INC.|136
PHD|PIONEER FLTG RT TRST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1600
PHD|PIONEER FLTG RT TRST|BTIG|BTIG, LLC|9307
PHD|PIONEER FLTG RT TRST|CANT|Cantor Fitzgerald & Co.|264
PHD|PIONEER FLTG RT TRST|CHAS|Charles Schwab & Co., Inc.|4
PHD|PIONEER FLTG RT TRST|CIST|Capital Institutional Services, Inc.|1705
PHD|PIONEER FLTG RT TRST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1208
PHD|PIONEER FLTG RT TRST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
PHD|PIONEER FLTG RT TRST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1442
PHD|PIONEER FLTG RT TRST|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PHD|PIONEER FLTG RT TRST|DBAX|Deutsche Bank Securities Inc.|4400
PHD|PIONEER FLTG RT TRST|DEAN|MORGAN STANLEY|982
PHD|PIONEER FLTG RT TRST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13789
PHD|PIONEER FLTG RT TRST|EBXL|EBX LLC|7100
PHD|PIONEER FLTG RT TRST|ECUT|CONVERGEX EXECUTION SOLUTIONS|2402
PHD|PIONEER FLTG RT TRST|EDJO|Edward D. Jones & Co., L.P.|85
PHD|PIONEER FLTG RT TRST|EGAM|CBOE TRADING, INC.|627
PHD|PIONEER FLTG RT TRST|EGXM|CBOE TRADING, INC.|752
PHD|PIONEER FLTG RT TRST|ETBE|Electronic Transaction Clearing, Inc.|200
PHD|PIONEER FLTG RT TRST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2
PHD|PIONEER FLTG RT TRST|ETRS|E*Trade Securities LLC|14930
PHD|PIONEER FLTG RT TRST|FBSB|U.S. Bancorp Investments, Inc.|8
PHD|PIONEER FLTG RT TRST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
PHD|PIONEER FLTG RT TRST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6004
PHD|PIONEER FLTG RT TRST|FTBR|Foliofn Investments, Inc.|3708
PHD|PIONEER FLTG RT TRST|GLPX|ACS EXECUTION SERVICES, LLC|700
PHD|PIONEER FLTG RT TRST|GSCO|GOLDMAN SACHS & CO. LLC|28387
PHD|PIONEER FLTG RT TRST|GSCS|GOLDMAN SACHS & CO. LLC|200
PHD|PIONEER FLTG RT TRST|GSLT|GOLDMAN SACHS & CO. LLC|100
PHD|PIONEER FLTG RT TRST|HRBF|American Enterprise Investment Services Inc.|2948
PHD|PIONEER FLTG RT TRST|IATS|INTERACTIVE BROKERS LLC|1055
PHD|PIONEER FLTG RT TRST|IBKR|Interactive Brokers Llc|2250
PHD|PIONEER FLTG RT TRST|ICBX|INSTINET, LLC|700
PHD|PIONEER FLTG RT TRST|INCA|INSTINET, LLC|350
PHD|PIONEER FLTG RT TRST|ITGI|ITG Inc.|2100
PHD|PIONEER FLTG RT TRST|ITGP|ITG INC.|400
PHD|PIONEER FLTG RT TRST|JANY|Janney Montgomery Scott Inc.|2
PHD|PIONEER FLTG RT TRST|JPMX|J.P. Morgan Securities LLC|1600
PHD|PIONEER FLTG RT TRST|KCGM|VIRTU Americas LLC|1269
PHD|PIONEER FLTG RT TRST|LEHM|Barclays Capital Inc./Le|1600
PHD|PIONEER FLTG RT TRST|LGNT|COR CLEARING LLC|1
PHD|PIONEER FLTG RT TRST|LIME|Lime Brokerage LLC|149
PHD|PIONEER FLTG RT TRST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PHD|PIONEER FLTG RT TRST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PHD|PIONEER FLTG RT TRST|MOTF|MOTIF INVESTING, INC.|1
PHD|PIONEER FLTG RT TRST|MSCO|MORGAN STANLEY & CO. LLC|70718
PHD|PIONEER FLTG RT TRST|MSPL|MORGAN STANLEY & CO. LLC|5700
PHD|PIONEER FLTG RT TRST|NFSC|National Financial Services LLC|82406
PHD|PIONEER FLTG RT TRST|NITE|VIRTU Americas LLC|104344
PHD|PIONEER FLTG RT TRST|NQRB|Brut, LLC|900
PHD|PIONEER FLTG RT TRST|OPCO|Oppenheimer & Co. Inc.|22089
PHD|PIONEER FLTG RT TRST|PDQM|CODA MARKETS, INC.|2107
PHD|PIONEER FLTG RT TRST|PWJC|UBS Financial Services, Inc.|13616
PHD|PIONEER FLTG RT TRST|RBCM|RBC CAPITAL MARKETS, LLC|4349
PHD|PIONEER FLTG RT TRST|SALI|INTL FCSTONE FINANCIAL INC.|12
PHD|PIONEER FLTG RT TRST|SBSH|Citigroup Global Markets Inc.|1500
PHD|PIONEER FLTG RT TRST|SGMT|GOLDMAN SACHS & CO. LLC|1600
PHD|PIONEER FLTG RT TRST|STFL|Stifel, Nicolaus & Company, Incorporated|4140
PHD|PIONEER FLTG RT TRST|SWIM|TD Ameritrade, Inc.|500
PHD|PIONEER FLTG RT TRST|SWST|Hilltop Securities Inc.|2034
PHD|PIONEER FLTG RT TRST|TKNG|ALLY INVEST SECURITIES LLC|5
PHD|PIONEER FLTG RT TRST|TRBT|Tradebot Systems, Inc.|811
PHD|PIONEER FLTG RT TRST|UBSA|UBS SECURITIES LLC|10521
PHD|PIONEER FLTG RT TRST|UBSS|UBS Securities LLC|66806
PHD|PIONEER FLTG RT TRST|VGRD|Vanguard Marketing Corporation|4085
PHD|PIONEER FLTG RT TRST|WCHV|WELLS FARGO SECURITIES, LLC|41389
PHD|PIONEER FLTG RT TRST|WEDB|WEDBUSH SECURITIES INC.|5
PHD|PIONEER FLTG RT TRST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1002
PHD|PIONEER FLTG RT TRST|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PHD|PIONEER FLTG RT TRST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7800
PHDG|IN S&P DOWNSIDE HDGD|APCC|Apex Clearing Corporation|53
PHDG|IN S&P DOWNSIDE HDGD|BATM|CBOE TRADING, INC.|200
PHDG|IN S&P DOWNSIDE HDGD|CANT|Cantor Fitzgerald & Co.|325
PHDG|IN S&P DOWNSIDE HDGD|CHAS|Charles Schwab & Co., Inc.|1
PHDG|IN S&P DOWNSIDE HDGD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8
PHDG|IN S&P DOWNSIDE HDGD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9963
PHDG|IN S&P DOWNSIDE HDGD|DBAX|Deutsche Bank Securities Inc.|400
PHDG|IN S&P DOWNSIDE HDGD|EBXL|EBX LLC|1200
PHDG|IN S&P DOWNSIDE HDGD|ETRS|E*Trade Securities LLC|831
PHDG|IN S&P DOWNSIDE HDGD|FMAF|NBCN Inc./ CDS|1065
PHDG|IN S&P DOWNSIDE HDGD|GSCO|GOLDMAN SACHS & CO. LLC|9
PHDG|IN S&P DOWNSIDE HDGD|GSLT|GOLDMAN SACHS & CO. LLC|300
PHDG|IN S&P DOWNSIDE HDGD|IBKR|Interactive Brokers Llc|7152
PHDG|IN S&P DOWNSIDE HDGD|ICBX|INSTINET, LLC|4400
PHDG|IN S&P DOWNSIDE HDGD|JPMX|J.P. Morgan Securities LLC|54
PHDG|IN S&P DOWNSIDE HDGD|JSJX|JANE STREET CAPITAL LLC|10000
PHDG|IN S&P DOWNSIDE HDGD|LEHM|Barclays Capital Inc./Le|1800
PHDG|IN S&P DOWNSIDE HDGD|LIME|Lime Brokerage LLC|828
PHDG|IN S&P DOWNSIDE HDGD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5350
PHDG|IN S&P DOWNSIDE HDGD|MSCO|MORGAN STANLEY & CO. LLC|1442
PHDG|IN S&P DOWNSIDE HDGD|NFSC|National Financial Services LLC|6139
PHDG|IN S&P DOWNSIDE HDGD|NITE|VIRTU Americas LLC|2747
PHDG|IN S&P DOWNSIDE HDGD|SGMT|GOLDMAN SACHS & CO. LLC|1709
PHDG|IN S&P DOWNSIDE HDGD|UBSA|UBS SECURITIES LLC|12018
PHDG|IN S&P DOWNSIDE HDGD|UBSS|UBS Securities LLC|4523
PHDG|IN S&P DOWNSIDE HDGD|VGRD|Vanguard Marketing Corporation|12
PHDG|IN S&P DOWNSIDE HDGD|WCHV|WELLS FARGO SECURITIES, LLC|1209
PHDG|IN S&P DOWNSIDE HDGD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1644
PHDG|IN S&P DOWNSIDE HDGD|WSEA|WOLVERINE SECURITIES, LLC|67
PHDG|IN S&P DOWNSIDE HDGD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1292
PHG|KONINKLIJKE PHLP NV|ADAM|CANACCORD GENUITY INC.|332733
PHG|KONINKLIJKE PHLP NV|ALTX|Alternet Securities Inc.|3845
PHG|KONINKLIJKE PHLP NV|ANOS|ABEL/NOSER, L.L.C.|9559
PHG|KONINKLIJKE PHLP NV|APCC|Apex Clearing Corporation|233
PHG|KONINKLIJKE PHLP NV|BANK|Primevest Financial Services, Inc.|30
PHG|KONINKLIJKE PHLP NV|BARD|Robert W. Baird & Co. Incorporated|655
PHG|KONINKLIJKE PHLP NV|BATM|CBOE TRADING, INC.|1755
PHG|KONINKLIJKE PHLP NV|BERN|Sanford C. Bernstein & Co., LLC|12083
PHG|KONINKLIJKE PHLP NV|BIDS|BIDS TRADING L.P.|100
PHG|KONINKLIJKE PHLP NV|BKCM|BNY Mellon Capital Markets LLC|216
PHG|KONINKLIJKE PHLP NV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13212
PHG|KONINKLIJKE PHLP NV|BTIG|BTIG, LLC|11
PHG|KONINKLIJKE PHLP NV|BZYD|GOLDMAN SACHS & CO. LLC|500
PHG|KONINKLIJKE PHLP NV|CANT|Cantor Fitzgerald & Co.|6234
PHG|KONINKLIJKE PHLP NV|CHAS|Charles Schwab & Co., Inc.|3440
PHG|KONINKLIJKE PHLP NV|CHDN|CHARDAN CAPITAL MARKETS LLC|58812
PHG|KONINKLIJKE PHLP NV|CIST|Capital Institutional Services, Inc.|678
PHG|KONINKLIJKE PHLP NV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3516
PHG|KONINKLIJKE PHLP NV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|251812
PHG|KONINKLIJKE PHLP NV|CTDL|Citadel Derivatives Group Llc|5609
PHG|KONINKLIJKE PHLP NV|CXCX|CITIGROUP GLOBAL MARKETS INC.|13198
PHG|KONINKLIJKE PHLP NV|DADA|D.A. Davidson & Co.|83
PHG|KONINKLIJKE PHLP NV|DBAB|Deutsche Bank Securities Inc.|114090
PHG|KONINKLIJKE PHLP NV|DBAX|Deutsche Bank Securities Inc.|102600
PHG|KONINKLIJKE PHLP NV|DCHF|Dart Executions, LLC|4876
PHG|KONINKLIJKE PHLP NV|DEAN|MORGAN STANLEY|29068
PHG|KONINKLIJKE PHLP NV|EBXL|EBX LLC|80500
PHG|KONINKLIJKE PHLP NV|ECUT|CONVERGEX EXECUTION SOLUTIONS|7747
PHG|KONINKLIJKE PHLP NV|EDJC|Edward Jones / CDS|1
PHG|KONINKLIJKE PHLP NV|EDJO|Edward D. Jones & Co., L.P.|6344
PHG|KONINKLIJKE PHLP NV|EGAM|CBOE TRADING, INC.|3187
PHG|KONINKLIJKE PHLP NV|EGAW|CBOE TRADING, INC.|160
PHG|KONINKLIJKE PHLP NV|EGXM|CBOE TRADING, INC.|2078
PHG|KONINKLIJKE PHLP NV|ETBE|Electronic Transaction Clearing, Inc.|3081
PHG|KONINKLIJKE PHLP NV|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
PHG|KONINKLIJKE PHLP NV|ETRS|E*Trade Securities LLC|13130
PHG|KONINKLIJKE PHLP NV|FBSB|U.S. Bancorp Investments, Inc.|417
PHG|KONINKLIJKE PHLP NV|FIDT|Fidelity Clearing Canada ULC./ CDS|748
PHG|KONINKLIJKE PHLP NV|FILL|Tradestation Securities, Inc.|842
PHG|KONINKLIJKE PHLP NV|FINX|FINTECH SECURITIES|958
PHG|KONINKLIJKE PHLP NV|FMAF|NBCN Inc./ CDS|1953
PHG|KONINKLIJKE PHLP NV|FQLS|Quantlab Securities LP|90980
PHG|KONINKLIJKE PHLP NV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41796
PHG|KONINKLIJKE PHLP NV|FTBR|Foliofn Investments, Inc.|6811
PHG|KONINKLIJKE PHLP NV|GEBB|GLOBAL EXECUTION BROKERS, LP|4100
PHG|KONINKLIJKE PHLP NV|GLPX|ACS EXECUTION SERVICES, LLC|2300
PHG|KONINKLIJKE PHLP NV|GSCO|GOLDMAN SACHS & CO. LLC|175789
PHG|KONINKLIJKE PHLP NV|GSCS|GOLDMAN SACHS & CO. LLC|2994
PHG|KONINKLIJKE PHLP NV|GSLT|GOLDMAN SACHS & CO. LLC|17526
PHG|KONINKLIJKE PHLP NV|GTSZ|GTS SECURITIES LLC|25746
PHG|KONINKLIJKE PHLP NV|HRBF|American Enterprise Investment Services Inc.|89863
PHG|KONINKLIJKE PHLP NV|HSBC|HSBC Securities, Inc.|1721
PHG|KONINKLIJKE PHLP NV|IATS|INTERACTIVE BROKERS LLC|986
PHG|KONINKLIJKE PHLP NV|IBKR|Interactive Brokers Llc|8821
PHG|KONINKLIJKE PHLP NV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|425
PHG|KONINKLIJKE PHLP NV|ICBX|INSTINET, LLC|62900
PHG|KONINKLIJKE PHLP NV|INCA|INSTINET, LLC|174941
PHG|KONINKLIJKE PHLP NV|INJX|INSTINET, LLC|108
PHG|KONINKLIJKE PHLP NV|INTL|INTL FCSTONE FINANCIAL INC.|105057
PHG|KONINKLIJKE PHLP NV|ITGI|ITG Inc.|11662
PHG|KONINKLIJKE PHLP NV|ITGP|ITG INC.|48000
PHG|KONINKLIJKE PHLP NV|JANY|Janney Montgomery Scott Inc.|2993
PHG|KONINKLIJKE PHLP NV|JEFF|JEFFERIES LLC|14503
PHG|KONINKLIJKE PHLP NV|JMPT|JUMP TRADING, LLC|24931
PHG|KONINKLIJKE PHLP NV|JONE|JonesTrading|13
PHG|KONINKLIJKE PHLP NV|JPBX|J.P. MORGAN SECURITIES LLC|4509
PHG|KONINKLIJKE PHLP NV|JPMX|J.P. Morgan Securities LLC|202055
PHG|KONINKLIJKE PHLP NV|JSJX|JANE STREET CAPITAL LLC|39360
PHG|KONINKLIJKE PHLP NV|KCGM|VIRTU Americas LLC|26298
PHG|KONINKLIJKE PHLP NV|LEHM|Barclays Capital Inc./Le|537448
PHG|KONINKLIJKE PHLP NV|LIME|Lime Brokerage LLC|597065
PHG|KONINKLIJKE PHLP NV|LSCI|Lek Securities Corporation|2781
PHG|KONINKLIJKE PHLP NV|MACC|Mid Atlantic Capital Corporation|1
PHG|KONINKLIJKE PHLP NV|MCMF|Raymond James Ltd. Cds|110
PHG|KONINKLIJKE PHLP NV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54602
PHG|KONINKLIJKE PHLP NV|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
PHG|KONINKLIJKE PHLP NV|MNDX|TJM Investments, LLC|1900
PHG|KONINKLIJKE PHLP NV|MOTF|MOTIF INVESTING, INC.|38
PHG|KONINKLIJKE PHLP NV|MSCO|MORGAN STANLEY & CO. LLC|1147739
PHG|KONINKLIJKE PHLP NV|MSPL|MORGAN STANLEY & CO. LLC|269800
PHG|KONINKLIJKE PHLP NV|MSTX|MORGAN STANLEY & CO. LLC|10500
PHG|KONINKLIJKE PHLP NV|NFSC|National Financial Services LLC|112443
PHG|KONINKLIJKE PHLP NV|NITE|VIRTU Americas LLC|376390
PHG|KONINKLIJKE PHLP NV|NQRB|Brut, LLC|4383
PHG|KONINKLIJKE PHLP NV|NTBF|BMO Nesbitt Burns Inc./CDS|271
PHG|KONINKLIJKE PHLP NV|OLDM|OLD MISSION CAPITAL, LLC|78867
PHG|KONINKLIJKE PHLP NV|OPCO|Oppenheimer & Co. Inc.|3316
PHG|KONINKLIJKE PHLP NV|PDQM|CODA MARKETS, INC.|4400
PHG|KONINKLIJKE PHLP NV|PHLY|NASDAQ Execution Services, LLC|1800
PHG|KONINKLIJKE PHLP NV|PWJC|UBS Financial Services, Inc.|536
PHG|KONINKLIJKE PHLP NV|RBCM|RBC CAPITAL MARKETS, LLC|5438
PHG|KONINKLIJKE PHLP NV|RGLD|Regal Securities, Inc|2
PHG|KONINKLIJKE PHLP NV|SALI|INTL FCSTONE FINANCIAL INC.|2781
PHG|KONINKLIJKE PHLP NV|SBSH|Citigroup Global Markets Inc.|160311
PHG|KONINKLIJKE PHLP NV|SEIC|SEI Investments Distribution Co.|600
PHG|KONINKLIJKE PHLP NV|SGMT|GOLDMAN SACHS & CO. LLC|81988
PHG|KONINKLIJKE PHLP NV|SPDR|SPEEDROUTE LLC|600
PHG|KONINKLIJKE PHLP NV|SPHN|Stephens Inc.|1
PHG|KONINKLIJKE PHLP NV|STFL|Stifel, Nicolaus & Company, Incorporated|2974
PHG|KONINKLIJKE PHLP NV|STKP|STOCKPILE INVESTMENTS, INC.|68
PHG|KONINKLIJKE PHLP NV|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1298
PHG|KONINKLIJKE PHLP NV|SWIM|TD Ameritrade, Inc.|9780
PHG|KONINKLIJKE PHLP NV|SWST|Hilltop Securities Inc.|1711
PHG|KONINKLIJKE PHLP NV|TKNG|ALLY INVEST SECURITIES LLC|1087
PHG|KONINKLIJKE PHLP NV|TRBT|Tradebot Systems, Inc.|101166
PHG|KONINKLIJKE PHLP NV|TRCM|TRC MARKETS LLC|59994
PHG|KONINKLIJKE PHLP NV|UBSA|UBS SECURITIES LLC|308333
PHG|KONINKLIJKE PHLP NV|UBSS|UBS Securities LLC|371503
PHG|KONINKLIJKE PHLP NV|VALX|VIRTU AMERICAS LLC|194269
PHG|KONINKLIJKE PHLP NV|VGRD|Vanguard Marketing Corporation|6575
PHG|KONINKLIJKE PHLP NV|WABR|Wall Street Access|966
PHG|KONINKLIJKE PHLP NV|WBPX|SUMMIT SECURITIES GROUP, LLC|616
PHG|KONINKLIJKE PHLP NV|WCHV|WELLS FARGO SECURITIES, LLC|41037
PHG|KONINKLIJKE PHLP NV|WEED|Weeden & Co.L.P.|700
PHG|KONINKLIJKE PHLP NV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1164
PHG|KONINKLIJKE PHLP NV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5380
PHG|KONINKLIJKE PHLP NV|WGIF|CIBC World Markets Inc.|402
PHG|KONINKLIJKE PHLP NV|WSEA|WOLVERINE SECURITIES, LLC|2197
PHG|KONINKLIJKE PHLP NV|XIST|INSTINET, LLC|1682
PHG|KONINKLIJKE PHLP NV|XSTM|NATIONAL FINANCIAL SERVICES LLC|5452
PHG|KONINKLIJKE PHLP NV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3675
PHH|PHH CORP|ALTX|Alternet Securities Inc.|2800
PHH|PHH CORP|APCC|Apex Clearing Corporation|3
PHH|PHH CORP|BARD|Robert W. Baird & Co. Incorporated|5450
PHH|PHH CORP|BATM|CBOE TRADING, INC.|19277
PHH|PHH CORP|BAYC|BAY CREST PARTNERS, LLC|1368
PHH|PHH CORP|BERN|Sanford C. Bernstein & Co., LLC|15372
PHH|PHH CORP|BIDS|BIDS TRADING L.P.|400
PHH|PHH CORP|BNPX|BNP PARIBAS SECURITIES CORP.|3320
PHH|PHH CORP|BTIG|BTIG, LLC|200
PHH|PHH CORP|CANT|Cantor Fitzgerald & Co.|166750
PHH|PHH CORP|CHLC|CHURCHILL CAPITAL USA, INC.|14826
PHH|PHH CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68215
PHH|PHH CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58579
PHH|PHH CORP|CTDL|Citadel Derivatives Group Llc|2473
PHH|PHH CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|14088
PHH|PHH CORP|DAVA|Davenport & Company LLC|7
PHH|PHH CORP|DBAB|Deutsche Bank Securities Inc.|36787
PHH|PHH CORP|DBAX|Deutsche Bank Securities Inc.|46700
PHH|PHH CORP|DEAN|MORGAN STANLEY|13
PHH|PHH CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13100
PHH|PHH CORP|EBXL|EBX LLC|178500
PHH|PHH CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|54
PHH|PHH CORP|EDJO|Edward D. Jones & Co., L.P.|5
PHH|PHH CORP|EGAM|CBOE TRADING, INC.|1907
PHH|PHH CORP|ETBE|Electronic Transaction Clearing, Inc.|2020
PHH|PHH CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3200
PHH|PHH CORP|ETRS|E*Trade Securities LLC|934
PHH|PHH CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5091
PHH|PHH CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11693
PHH|PHH CORP|FTBR|Foliofn Investments, Inc.|4
PHH|PHH CORP|GLPX|ACS EXECUTION SERVICES, LLC|3619
PHH|PHH CORP|GSCO|GOLDMAN SACHS & CO. LLC|98745
PHH|PHH CORP|GSCS|GOLDMAN SACHS & CO. LLC|6414
PHH|PHH CORP|GSLT|GOLDMAN SACHS & CO. LLC|7517
PHH|PHH CORP|GTSZ|GTS SECURITIES LLC|21467
PHH|PHH CORP|HRBF|American Enterprise Investment Services Inc.|38
PHH|PHH CORP|IATS|INTERACTIVE BROKERS LLC|2593
PHH|PHH CORP|IBKR|Interactive Brokers Llc|1600
PHH|PHH CORP|ICBX|INSTINET, LLC|47471
PHH|PHH CORP|IEQY|CITADEL SECURITIES LLC|15800
PHH|PHH CORP|INCA|INSTINET, LLC|60566
PHH|PHH CORP|INJX|INSTINET, LLC|2400
PHH|PHH CORP|ITGI|ITG Inc.|21838
PHH|PHH CORP|ITGP|ITG INC.|36600
PHH|PHH CORP|JEFF|JEFFERIES LLC|9672
PHH|PHH CORP|JMPT|JUMP TRADING, LLC|750
PHH|PHH CORP|JONE|JonesTrading|1200
PHH|PHH CORP|JPBX|J.P. MORGAN SECURITIES LLC|1611
PHH|PHH CORP|JPMX|J.P. Morgan Securities LLC|20164
PHH|PHH CORP|JSJX|JANE STREET CAPITAL LLC|3619
PHH|PHH CORP|KCGM|VIRTU Americas LLC|13728
PHH|PHH CORP|LEHM|Barclays Capital Inc./Le|144184
PHH|PHH CORP|LIME|Lime Brokerage LLC|74079
PHH|PHH CORP|LOOP|Loop Capital Markets LLC|1480
PHH|PHH CORP|LSCI|Lek Securities Corporation|7
PHH|PHH CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|148482
PHH|PHH CORP|MOTF|MOTIF INVESTING, INC.|1
PHH|PHH CORP|MSCO|MORGAN STANLEY & CO. LLC|134214
PHH|PHH CORP|MSPL|MORGAN STANLEY & CO. LLC|90300
PHH|PHH CORP|MSTX|MORGAN STANLEY & CO. LLC|51700
PHH|PHH CORP|NFSC|National Financial Services LLC|3716
PHH|PHH CORP|NITE|VIRTU Americas LLC|24819
PHH|PHH CORP|NQRB|Brut, LLC|300
PHH|PHH CORP|PDQM|CODA MARKETS, INC.|7574
PHH|PHH CORP|PWJC|UBS Financial Services, Inc.|34
PHH|PHH CORP|RBCM|RBC CAPITAL MARKETS, LLC|25
PHH|PHH CORP|SAGL|SAGETRADER, LLC|157
PHH|PHH CORP|SAGW|SAGETRADER, LLC|7500
PHH|PHH CORP|SBSH|Citigroup Global Markets Inc.|19034
PHH|PHH CORP|SGMT|GOLDMAN SACHS & CO. LLC|39446
PHH|PHH CORP|SPDR|SPEEDROUTE LLC|12800
PHH|PHH CORP|STFL|Stifel, Nicolaus & Company, Incorporated|61
PHH|PHH CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6293
PHH|PHH CORP|TMBR|Timber Hill LLC|75
PHH|PHH CORP|TRBT|Tradebot Systems, Inc.|13971
PHH|PHH CORP|TRCM|TRC MARKETS LLC|10007
PHH|PHH CORP|UBSA|UBS SECURITIES LLC|197988
PHH|PHH CORP|UBSS|UBS Securities LLC|127697
PHH|PHH CORP|VALX|VIRTU AMERICAS LLC|12359
PHH|PHH CORP|VGRD|Vanguard Marketing Corporation|2786
PHH|PHH CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|3020
PHH|PHH CORP|WCHV|WELLS FARGO SECURITIES, LLC|1585
PHH|PHH CORP|WEED|Weeden & Co.L.P.|32000
PHH|PHH CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1889
PHH|PHH CORP|WGIF|CIBC World Markets Inc.|1951
PHH|PHH CORP|WSEA|WOLVERINE SECURITIES, LLC|103
PHH|PHH CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
PHH|PHH CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
PHH|PHH CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51
PHI|PLDT INC. ADR|ALTX|Alternet Securities Inc.|1100
PHI|PLDT INC. ADR|APCC|Apex Clearing Corporation|30
PHI|PLDT INC. ADR|BATM|CBOE TRADING, INC.|1121
PHI|PLDT INC. ADR|BBNT|BB&T SECURITIES, LLC|30
PHI|PLDT INC. ADR|BERN|Sanford C. Bernstein & Co., LLC|2818
PHI|PLDT INC. ADR|BIDS|BIDS TRADING L.P.|100
PHI|PLDT INC. ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|225
PHI|PLDT INC. ADR|BYXM|CBOE TRADING, INC.|100
PHI|PLDT INC. ADR|BZYD|GOLDMAN SACHS & CO. LLC|560
PHI|PLDT INC. ADR|CLSA|CLSA AMERICAS, LLC|2500
PHI|PLDT INC. ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32
PHI|PLDT INC. ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|710
PHI|PLDT INC. ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39667
PHI|PLDT INC. ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1232
PHI|PLDT INC. ADR|DBAB|Deutsche Bank Securities Inc.|15317
PHI|PLDT INC. ADR|DBAX|Deutsche Bank Securities Inc.|23400
PHI|PLDT INC. ADR|DEAN|MORGAN STANLEY|6773
PHI|PLDT INC. ADR|DEGS|RONIN PROFESSIONAL LLC|219
PHI|PLDT INC. ADR|EBXL|EBX LLC|30400
PHI|PLDT INC. ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|25902
PHI|PLDT INC. ADR|EGAM|CBOE TRADING, INC.|450
PHI|PLDT INC. ADR|EGXM|CBOE TRADING, INC.|181
PHI|PLDT INC. ADR|EGXW|CBOE TRADING, INC.|100
PHI|PLDT INC. ADR|ETBE|Electronic Transaction Clearing, Inc.|1090
PHI|PLDT INC. ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3315
PHI|PLDT INC. ADR|ETRS|E*Trade Securities LLC|15786
PHI|PLDT INC. ADR|FILL|Tradestation Securities, Inc.|128
PHI|PLDT INC. ADR|FMAF|NBCN Inc./ CDS|200
PHI|PLDT INC. ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10333
PHI|PLDT INC. ADR|FTBR|Foliofn Investments, Inc.|375
PHI|PLDT INC. ADR|GLIS|TD Securities Inc|200
PHI|PLDT INC. ADR|GLPX|ACS EXECUTION SERVICES, LLC|500
PHI|PLDT INC. ADR|GSCO|GOLDMAN SACHS & CO. LLC|23502
PHI|PLDT INC. ADR|GSCS|GOLDMAN SACHS & CO. LLC|5256
PHI|PLDT INC. ADR|GSLT|GOLDMAN SACHS & CO. LLC|700
PHI|PLDT INC. ADR|GTSZ|GTS SECURITIES LLC|14484
PHI|PLDT INC. ADR|HSBC|HSBC Securities, Inc.|87
PHI|PLDT INC. ADR|IATS|INTERACTIVE BROKERS LLC|10680
PHI|PLDT INC. ADR|IBKR|Interactive Brokers Llc|5346
PHI|PLDT INC. ADR|ICBX|INSTINET, LLC|10825
PHI|PLDT INC. ADR|INCA|INSTINET, LLC|41742
PHI|PLDT INC. ADR|INJX|INSTINET, LLC|25
PHI|PLDT INC. ADR|INTL|INTL FCSTONE FINANCIAL INC.|79147
PHI|PLDT INC. ADR|ITGI|ITG Inc.|2733
PHI|PLDT INC. ADR|ITGP|ITG INC.|19200
PHI|PLDT INC. ADR|JANY|Janney Montgomery Scott Inc.|66
PHI|PLDT INC. ADR|JEFF|JEFFERIES LLC|3903
PHI|PLDT INC. ADR|JMPT|JUMP TRADING, LLC|1047
PHI|PLDT INC. ADR|JPBX|J.P. MORGAN SECURITIES LLC|1200
PHI|PLDT INC. ADR|JPMX|J.P. Morgan Securities LLC|29516
PHI|PLDT INC. ADR|KCGM|VIRTU Americas LLC|5900
PHI|PLDT INC. ADR|LEHM|Barclays Capital Inc./Le|33940
PHI|PLDT INC. ADR|LIME|Lime Brokerage LLC|14802
PHI|PLDT INC. ADR|MACQ|Macquarie Capital (USA) Inc.|31300
PHI|PLDT INC. ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13719
PHI|PLDT INC. ADR|MOTF|MOTIF INVESTING, INC.|4
PHI|PLDT INC. ADR|MSCO|MORGAN STANLEY & CO. LLC|81381
PHI|PLDT INC. ADR|MSPL|MORGAN STANLEY & CO. LLC|76600
PHI|PLDT INC. ADR|MSTX|MORGAN STANLEY & CO. LLC|1400
PHI|PLDT INC. ADR|NFSC|National Financial Services LLC|36704
PHI|PLDT INC. ADR|NITE|VIRTU Americas LLC|80688
PHI|PLDT INC. ADR|NQRB|Brut, LLC|900
PHI|PLDT INC. ADR|NTBF|BMO Nesbitt Burns Inc./CDS|698
PHI|PLDT INC. ADR|PDQM|CODA MARKETS, INC.|2392
PHI|PLDT INC. ADR|PNSR|Penserra Securities, LLC|503
PHI|PLDT INC. ADR|RBCM|RBC CAPITAL MARKETS, LLC|223
PHI|PLDT INC. ADR|SAGC|SAGETRADER, LLC|600
PHI|PLDT INC. ADR|SAGL|SAGETRADER, LLC|100
PHI|PLDT INC. ADR|SBSH|Citigroup Global Markets Inc.|3319
PHI|PLDT INC. ADR|SGMT|GOLDMAN SACHS & CO. LLC|10567
PHI|PLDT INC. ADR|SPDR|SPEEDROUTE LLC|2800
PHI|PLDT INC. ADR|SPHN|Stephens Inc.|32
PHI|PLDT INC. ADR|STFL|Stifel, Nicolaus & Company, Incorporated|200
PHI|PLDT INC. ADR|SWIM|TD Ameritrade, Inc.|2122
PHI|PLDT INC. ADR|SWST|Hilltop Securities Inc.|504
PHI|PLDT INC. ADR|TKNG|ALLY INVEST SECURITIES LLC|40
PHI|PLDT INC. ADR|TRBT|Tradebot Systems, Inc.|6437
PHI|PLDT INC. ADR|TRCM|TRC MARKETS LLC|2758
PHI|PLDT INC. ADR|UBSA|UBS SECURITIES LLC|84279
PHI|PLDT INC. ADR|UBSS|UBS Securities LLC|123858
PHI|PLDT INC. ADR|VALX|VIRTU AMERICAS LLC|5886
PHI|PLDT INC. ADR|VGRD|Vanguard Marketing Corporation|223
PHI|PLDT INC. ADR|WCHV|WELLS FARGO SECURITIES, LLC|12199
PHI|PLDT INC. ADR|WEDB|WEDBUSH SECURITIES INC.|38
PHI|PLDT INC. ADR|WEED|Weeden & Co.L.P.|880
PHI|PLDT INC. ADR|WGIF|CIBC World Markets Inc.|324
PHI|PLDT INC. ADR|WSEA|WOLVERINE SECURITIES, LLC|6
PHI|PLDT INC. ADR|XIST|INSTINET, LLC|3600
PHI|PLDT INC. ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|9832
PHI|PLDT INC. ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|283
PHII|PHI, INC.|APCC|Apex Clearing Corporation|2
PHII|PHI, INC.|BATM|CBOE TRADING, INC.|572
PHII|PHI, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1405
PHII|PHI, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1504
PHII|PHI, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|379
PHII|PHI, INC.|DBAB|Deutsche Bank Securities Inc.|3141
PHII|PHI, INC.|DEGS|RONIN PROFESSIONAL LLC|946
PHII|PHI, INC.|EBXL|EBX LLC|900
PHII|PHI, INC.|EDJO|Edward D. Jones & Co., L.P.|311
PHII|PHI, INC.|ETRS|E*Trade Securities LLC|21933
PHII|PHI, INC.|FOMA|TD AMERITRADE CLEARING, INC.|23760
PHII|PHI, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
PHII|PHI, INC.|FTBR|Foliofn Investments, Inc.|1
PHII|PHI, INC.|IATS|INTERACTIVE BROKERS LLC|586
PHII|PHI, INC.|IBKR|Interactive Brokers Llc|14676
PHII|PHI, INC.|ICBX|INSTINET, LLC|200
PHII|PHI, INC.|INCA|INSTINET, LLC|2190
PHII|PHI, INC.|INJX|INSTINET, LLC|700
PHII|PHI, INC.|ITGI|ITG Inc.|11
PHII|PHI, INC.|ITGP|ITG INC.|200
PHII|PHI, INC.|JPMX|J.P. Morgan Securities LLC|200
PHII|PHI, INC.|KCGM|VIRTU Americas LLC|75
PHII|PHI, INC.|LEHM|Barclays Capital Inc./Le|1141
PHII|PHI, INC.|LIME|Lime Brokerage LLC|7046
PHII|PHI, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
PHII|PHI, INC.|MSCO|MORGAN STANLEY & CO. LLC|6988
PHII|PHI, INC.|NFSC|National Financial Services LLC|11601
PHII|PHI, INC.|NITE|VIRTU Americas LLC|24154
PHII|PHI, INC.|SGMT|GOLDMAN SACHS & CO. LLC|300
PHII|PHI, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1885
PHII|PHI, INC.|STKP|STOCKPILE INVESTMENTS, INC.|92
PHII|PHI, INC.|SWIM|TD Ameritrade, Inc.|3592
PHII|PHI, INC.|TRCM|TRC MARKETS LLC|439
PHII|PHI, INC.|UBSA|UBS SECURITIES LLC|4034
PHII|PHI, INC.|UBSS|UBS Securities LLC|3411
PHII|PHI, INC.|VGRD|Vanguard Marketing Corporation|765
PHII|PHI, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|800
PHII|PHI, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1640
PHIIK|PHI INC NON-VOTING|ALTX|Alternet Securities Inc.|200
PHIIK|PHI INC NON-VOTING|APCC|Apex Clearing Corporation|2453
PHIIK|PHI INC NON-VOTING|BAYC|BAY CREST PARTNERS, LLC|205
PHIIK|PHI INC NON-VOTING|BMOC|BMO Capital Markets Corp.|1868
PHIIK|PHI INC NON-VOTING|BNPX|BNP PARIBAS SECURITIES CORP.|1080
PHIIK|PHI INC NON-VOTING|BTIG|BTIG, LLC|79
PHIIK|PHI INC NON-VOTING|BYXM|CBOE TRADING, INC.|83
PHIIK|PHI INC NON-VOTING|BZYD|GOLDMAN SACHS & CO. LLC|487
PHIIK|PHI INC NON-VOTING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15180
PHIIK|PHI INC NON-VOTING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
PHIIK|PHI INC NON-VOTING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|606
PHIIK|PHI INC NON-VOTING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6928
PHIIK|PHI INC NON-VOTING|CTDL|Citadel Derivatives Group Llc|851
PHIIK|PHI INC NON-VOTING|CXCX|CITIGROUP GLOBAL MARKETS INC.|1380
PHIIK|PHI INC NON-VOTING|DBAB|Deutsche Bank Securities Inc.|29549
PHIIK|PHI INC NON-VOTING|DBAX|Deutsche Bank Securities Inc.|5000
PHIIK|PHI INC NON-VOTING|DEGS|RONIN PROFESSIONAL LLC|12459
PHIIK|PHI INC NON-VOTING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20792
PHIIK|PHI INC NON-VOTING|EBXL|EBX LLC|5100
PHIIK|PHI INC NON-VOTING|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
PHIIK|PHI INC NON-VOTING|EGAM|CBOE TRADING, INC.|600
PHIIK|PHI INC NON-VOTING|EGXM|CBOE TRADING, INC.|249
PHIIK|PHI INC NON-VOTING|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1400
PHIIK|PHI INC NON-VOTING|ETRS|E*Trade Securities LLC|2321
PHIIK|PHI INC NON-VOTING|FBCO|Credit Suisse Securities (USA) LLC|36751
PHIIK|PHI INC NON-VOTING|FOMA|TD AMERITRADE CLEARING, INC.|20601
PHIIK|PHI INC NON-VOTING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4288
PHIIK|PHI INC NON-VOTING|GEBB|GLOBAL EXECUTION BROKERS, LP|3000
PHIIK|PHI INC NON-VOTING|GLPX|ACS EXECUTION SERVICES, LLC|20
PHIIK|PHI INC NON-VOTING|GSCO|GOLDMAN SACHS & CO. LLC|30621
PHIIK|PHI INC NON-VOTING|GSLT|GOLDMAN SACHS & CO. LLC|154
PHIIK|PHI INC NON-VOTING|GTSZ|GTS SECURITIES LLC|14291
PHIIK|PHI INC NON-VOTING|IATS|INTERACTIVE BROKERS LLC|8440
PHIIK|PHI INC NON-VOTING|IBKR|Interactive Brokers Llc|38390
PHIIK|PHI INC NON-VOTING|ICBX|INSTINET, LLC|500
PHIIK|PHI INC NON-VOTING|IEQY|CITADEL SECURITIES LLC|4463
PHIIK|PHI INC NON-VOTING|INCA|INSTINET, LLC|14942
PHIIK|PHI INC NON-VOTING|INJX|INSTINET, LLC|2107
PHIIK|PHI INC NON-VOTING|ITGI|ITG Inc.|3613
PHIIK|PHI INC NON-VOTING|ITGP|ITG INC.|14000
PHIIK|PHI INC NON-VOTING|JEFF|JEFFERIES LLC|6155
PHIIK|PHI INC NON-VOTING|JONE|JonesTrading|1738
PHIIK|PHI INC NON-VOTING|JPMX|J.P. Morgan Securities LLC|2707
PHIIK|PHI INC NON-VOTING|KCGM|VIRTU Americas LLC|2463
PHIIK|PHI INC NON-VOTING|LEHM|Barclays Capital Inc./Le|13615
PHIIK|PHI INC NON-VOTING|LIME|Lime Brokerage LLC|32376
PHIIK|PHI INC NON-VOTING|MAXM|Maxim Group LLC|919
PHIIK|PHI INC NON-VOTING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21866
PHIIK|PHI INC NON-VOTING|MSCO|MORGAN STANLEY & CO. LLC|93709
PHIIK|PHI INC NON-VOTING|MSPL|MORGAN STANLEY & CO. LLC|6600
PHIIK|PHI INC NON-VOTING|NFSC|National Financial Services LLC|14788
PHIIK|PHI INC NON-VOTING|NITE|VIRTU Americas LLC|78311
PHIIK|PHI INC NON-VOTING|NQRB|Brut, LLC|200
PHIIK|PHI INC NON-VOTING|PDQM|CODA MARKETS, INC.|122
PHIIK|PHI INC NON-VOTING|RAJA|Raymond James & Associates, Inc.|1174
PHIIK|PHI INC NON-VOTING|SAGW|SAGETRADER, LLC|400
PHIIK|PHI INC NON-VOTING|SBSH|Citigroup Global Markets Inc.|14209
PHIIK|PHI INC NON-VOTING|SGMT|GOLDMAN SACHS & CO. LLC|3452
PHIIK|PHI INC NON-VOTING|SPDR|SPEEDROUTE LLC|400
PHIIK|PHI INC NON-VOTING|SPTD|MINT GLOBAL MARKETS, INC.|100
PHIIK|PHI INC NON-VOTING|STFL|Stifel, Nicolaus & Company, Incorporated|16987
PHIIK|PHI INC NON-VOTING|SWIM|TD Ameritrade, Inc.|68864
PHIIK|PHI INC NON-VOTING|TRBT|Tradebot Systems, Inc.|2361
PHIIK|PHI INC NON-VOTING|TRCM|TRC MARKETS LLC|16398
PHIIK|PHI INC NON-VOTING|UBSA|UBS SECURITIES LLC|19970
PHIIK|PHI INC NON-VOTING|UBSS|UBS Securities LLC|74527
PHIIK|PHI INC NON-VOTING|VALX|VIRTU AMERICAS LLC|3163
PHIIK|PHI INC NON-VOTING|VGRD|Vanguard Marketing Corporation|2900
PHIIK|PHI INC NON-VOTING|WCHV|WELLS FARGO SECURITIES, LLC|1368
PHIIK|PHI INC NON-VOTING|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
PHIIK|PHI INC NON-VOTING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|320
PHK|PIMCO HIGH INCOME FD|AGIS|Aegis Capital Corp.|9855
PHK|PIMCO HIGH INCOME FD|ALTX|Alternet Securities Inc.|20700
PHK|PIMCO HIGH INCOME FD|APCC|Apex Clearing Corporation|8716
PHK|PIMCO HIGH INCOME FD|BANK|Primevest Financial Services, Inc.|1069
PHK|PIMCO HIGH INCOME FD|BARD|Robert W. Baird & Co. Incorporated|19986
PHK|PIMCO HIGH INCOME FD|BATM|CBOE TRADING, INC.|2404
PHK|PIMCO HIGH INCOME FD|BBNT|BB&T SECURITIES, LLC|4735
PHK|PIMCO HIGH INCOME FD|BERN|Sanford C. Bernstein & Co., LLC|3470
PHK|PIMCO HIGH INCOME FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11499
PHK|PIMCO HIGH INCOME FD|BYXM|CBOE TRADING, INC.|100
PHK|PIMCO HIGH INCOME FD|CHAS|Charles Schwab & Co., Inc.|25965
PHK|PIMCO HIGH INCOME FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4037
PHK|PIMCO HIGH INCOME FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78319
PHK|PIMCO HIGH INCOME FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|21404
PHK|PIMCO HIGH INCOME FD|DAVA|Davenport & Company LLC|250
PHK|PIMCO HIGH INCOME FD|DBAX|Deutsche Bank Securities Inc.|12400
PHK|PIMCO HIGH INCOME FD|DEAN|MORGAN STANLEY|42331
PHK|PIMCO HIGH INCOME FD|DEGS|RONIN PROFESSIONAL LLC|1548
PHK|PIMCO HIGH INCOME FD|EBXL|EBX LLC|27600
PHK|PIMCO HIGH INCOME FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|30
PHK|PIMCO HIGH INCOME FD|EDJO|Edward D. Jones & Co., L.P.|10769
PHK|PIMCO HIGH INCOME FD|EGAM|CBOE TRADING, INC.|24840
PHK|PIMCO HIGH INCOME FD|EGXM|CBOE TRADING, INC.|3920
PHK|PIMCO HIGH INCOME FD|ETBE|Electronic Transaction Clearing, Inc.|76
PHK|PIMCO HIGH INCOME FD|ETCB|ETC BROKERAGE SERVICES, LLC|1000
PHK|PIMCO HIGH INCOME FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
PHK|PIMCO HIGH INCOME FD|ETRS|E*Trade Securities LLC|562463
PHK|PIMCO HIGH INCOME FD|FBSB|U.S. Bancorp Investments, Inc.|2942
PHK|PIMCO HIGH INCOME FD|FIDT|Fidelity Clearing Canada ULC./ CDS|300
PHK|PIMCO HIGH INCOME FD|FILL|Tradestation Securities, Inc.|937
PHK|PIMCO HIGH INCOME FD|FMAF|NBCN Inc./ CDS|40
PHK|PIMCO HIGH INCOME FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53448
PHK|PIMCO HIGH INCOME FD|FTBR|Foliofn Investments, Inc.|35596
PHK|PIMCO HIGH INCOME FD|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
PHK|PIMCO HIGH INCOME FD|GLIS|TD Securities Inc|900
PHK|PIMCO HIGH INCOME FD|GLPX|ACS EXECUTION SERVICES, LLC|22818
PHK|PIMCO HIGH INCOME FD|GSCO|GOLDMAN SACHS & CO. LLC|14013
PHK|PIMCO HIGH INCOME FD|GSCS|GOLDMAN SACHS & CO. LLC|200
PHK|PIMCO HIGH INCOME FD|GSLT|GOLDMAN SACHS & CO. LLC|1350
PHK|PIMCO HIGH INCOME FD|GTSZ|GTS SECURITIES LLC|3832
PHK|PIMCO HIGH INCOME FD|HRBF|American Enterprise Investment Services Inc.|40649
PHK|PIMCO HIGH INCOME FD|IATS|INTERACTIVE BROKERS LLC|97277
PHK|PIMCO HIGH INCOME FD|IBKR|Interactive Brokers Llc|193700
PHK|PIMCO HIGH INCOME FD|ICBX|INSTINET, LLC|7826
PHK|PIMCO HIGH INCOME FD|INCA|INSTINET, LLC|37277
PHK|PIMCO HIGH INCOME FD|ITGI|ITG Inc.|58860
PHK|PIMCO HIGH INCOME FD|ITGP|ITG INC.|26800
PHK|PIMCO HIGH INCOME FD|JANY|Janney Montgomery Scott Inc.|3745
PHK|PIMCO HIGH INCOME FD|JMPT|JUMP TRADING, LLC|718
PHK|PIMCO HIGH INCOME FD|JPMX|J.P. Morgan Securities LLC|68214
PHK|PIMCO HIGH INCOME FD|KCGM|VIRTU Americas LLC|19487
PHK|PIMCO HIGH INCOME FD|KCRD|PHX FINANCIAL, INC.|350
PHK|PIMCO HIGH INCOME FD|LEHM|Barclays Capital Inc./Le|167358
PHK|PIMCO HIGH INCOME FD|LGNT|COR CLEARING LLC|144
PHK|PIMCO HIGH INCOME FD|LIME|Lime Brokerage LLC|864
PHK|PIMCO HIGH INCOME FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|23700
PHK|PIMCO HIGH INCOME FD|MAXM|Maxim Group LLC|28420
PHK|PIMCO HIGH INCOME FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67074
PHK|PIMCO HIGH INCOME FD|MOTF|MOTIF INVESTING, INC.|6
PHK|PIMCO HIGH INCOME FD|MSCO|MORGAN STANLEY & CO. LLC|436976
PHK|PIMCO HIGH INCOME FD|MSPL|MORGAN STANLEY & CO. LLC|45100
PHK|PIMCO HIGH INCOME FD|MSTX|MORGAN STANLEY & CO. LLC|8600
PHK|PIMCO HIGH INCOME FD|NFSC|National Financial Services LLC|1539082
PHK|PIMCO HIGH INCOME FD|NITE|VIRTU Americas LLC|1880592
PHK|PIMCO HIGH INCOME FD|NITP|VIRTU Americas LLC|7837
PHK|PIMCO HIGH INCOME FD|NQRB|Brut, LLC|900
PHK|PIMCO HIGH INCOME FD|NTBF|BMO Nesbitt Burns Inc./CDS|3280
PHK|PIMCO HIGH INCOME FD|NTRC|Northern Trust Securities, Inc.|3800
PHK|PIMCO HIGH INCOME FD|OPCO|Oppenheimer & Co. Inc.|29734
PHK|PIMCO HIGH INCOME FD|OTAA|OTA LLC|16600
PHK|PIMCO HIGH INCOME FD|PCFF|Pacific International Securities Inc./CDS|1250
PHK|PIMCO HIGH INCOME FD|PDQM|CODA MARKETS, INC.|41366
PHK|PIMCO HIGH INCOME FD|RBCM|RBC CAPITAL MARKETS, LLC|46580
PHK|PIMCO HIGH INCOME FD|RGLD|Regal Securities, Inc|300
PHK|PIMCO HIGH INCOME FD|SAGC|SAGETRADER, LLC|700
PHK|PIMCO HIGH INCOME FD|SAGL|SAGETRADER, LLC|3900
PHK|PIMCO HIGH INCOME FD|SBSH|Citigroup Global Markets Inc.|68567
PHK|PIMCO HIGH INCOME FD|SEIC|SEI Investments Distribution Co.|900
PHK|PIMCO HIGH INCOME FD|SGMT|GOLDMAN SACHS & CO. LLC|22582
PHK|PIMCO HIGH INCOME FD|SPDR|SPEEDROUTE LLC|1300
PHK|PIMCO HIGH INCOME FD|SPHN|Stephens Inc.|300
PHK|PIMCO HIGH INCOME FD|STFL|Stifel, Nicolaus & Company, Incorporated|11106
PHK|PIMCO HIGH INCOME FD|SWIM|TD Ameritrade, Inc.|104091
PHK|PIMCO HIGH INCOME FD|SWST|Hilltop Securities Inc.|26900
PHK|PIMCO HIGH INCOME FD|TKNG|ALLY INVEST SECURITIES LLC|2909
PHK|PIMCO HIGH INCOME FD|TRBT|Tradebot Systems, Inc.|11724
PHK|PIMCO HIGH INCOME FD|TRCM|TRC MARKETS LLC|100
PHK|PIMCO HIGH INCOME FD|UBSA|UBS SECURITIES LLC|106970
PHK|PIMCO HIGH INCOME FD|UBSS|UBS Securities LLC|446840
PHK|PIMCO HIGH INCOME FD|VALX|VIRTU AMERICAS LLC|17596
PHK|PIMCO HIGH INCOME FD|VGRD|Vanguard Marketing Corporation|116761
PHK|PIMCO HIGH INCOME FD|WBET|Wallachbeth Capital LLC|3000
PHK|PIMCO HIGH INCOME FD|WCHV|WELLS FARGO SECURITIES, LLC|215410
PHK|PIMCO HIGH INCOME FD|WEDB|WEDBUSH SECURITIES INC.|5093
PHK|PIMCO HIGH INCOME FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5392
PHK|PIMCO HIGH INCOME FD|WGIF|CIBC World Markets Inc.|11123
PHK|PIMCO HIGH INCOME FD|WSEA|WOLVERINE SECURITIES, LLC|9188
PHK|PIMCO HIGH INCOME FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|62374
PHK|PIMCO HIGH INCOME FD|YKNA|COMHAR CAPITAL MARKETS, LLC|8000
PHK|PIMCO HIGH INCOME FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|57646
PHM|PULTEGROUP, INC.|ABLE|NATIXIS Securities Americas LLC|115095
PHM|PULTEGROUP, INC.|ADAM|CANACCORD GENUITY INC.|45000
PHM|PULTEGROUP, INC.|ALLN|Allen & Company LLC|1904
PHM|PULTEGROUP, INC.|ALTX|Alternet Securities Inc.|75483
PHM|PULTEGROUP, INC.|ANOS|ABEL/NOSER, L.L.C.|37300
PHM|PULTEGROUP, INC.|APCC|Apex Clearing Corporation|34219
PHM|PULTEGROUP, INC.|AQUA|AQUA SECURITIES L.P.|5200
PHM|PULTEGROUP, INC.|BANK|Primevest Financial Services, Inc.|36
PHM|PULTEGROUP, INC.|BAQP|BURKE & QUICK PARTNERS LLC|1660
PHM|PULTEGROUP, INC.|BARD|Robert W. Baird & Co. Incorporated|848
PHM|PULTEGROUP, INC.|BATM|CBOE TRADING, INC.|17232
PHM|PULTEGROUP, INC.|BAYC|BAY CREST PARTNERS, LLC|360
PHM|PULTEGROUP, INC.|BAYT|BTIG, LLC|64828
PHM|PULTEGROUP, INC.|BBNT|BB&T SECURITIES, LLC|10829
PHM|PULTEGROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|184421
PHM|PULTEGROUP, INC.|BIAD|SAGETRADER, LLC|1491
PHM|PULTEGROUP, INC.|BIDS|BIDS TRADING L.P.|36200
PHM|PULTEGROUP, INC.|BIMI|Banca IMI Securities Corp.|900
PHM|PULTEGROUP, INC.|BKCM|BNY Mellon Capital Markets LLC|550
PHM|PULTEGROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33180
PHM|PULTEGROUP, INC.|BLKX|INSTINET, LLC|120607
PHM|PULTEGROUP, INC.|BMOC|BMO Capital Markets Corp.|499642
PHM|PULTEGROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|143868
PHM|PULTEGROUP, INC.|BRGE|Newbridge Securities Corp.|77
PHM|PULTEGROUP, INC.|BTIG|BTIG, LLC|763876
PHM|PULTEGROUP, INC.|BYXM|CBOE TRADING, INC.|10154
PHM|PULTEGROUP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1888
PHM|PULTEGROUP, INC.|CANT|Cantor Fitzgerald & Co.|1519
PHM|PULTEGROUP, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|33776
PHM|PULTEGROUP, INC.|CHAS|Charles Schwab & Co., Inc.|53097
PHM|PULTEGROUP, INC.|CIBP|CIBC World Markets Corp.|14567
PHM|PULTEGROUP, INC.|CIST|Capital Institutional Services, Inc.|25585
PHM|PULTEGROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|481040
PHM|PULTEGROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
PHM|PULTEGROUP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7361
PHM|PULTEGROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1550256
PHM|PULTEGROUP, INC.|CTDL|Citadel Derivatives Group Llc|43559
PHM|PULTEGROUP, INC.|CTLR|CUTLER GROUP, LP|200
PHM|PULTEGROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|236692
PHM|PULTEGROUP, INC.|DADA|D.A. Davidson & Co.|2000
PHM|PULTEGROUP, INC.|DBAB|Deutsche Bank Securities Inc.|5722642
PHM|PULTEGROUP, INC.|DBAX|Deutsche Bank Securities Inc.|2197800
PHM|PULTEGROUP, INC.|DBUL|Deutsche Bank Securities Inc.|10013
PHM|PULTEGROUP, INC.|DCHF|Dart Executions, LLC|5501
PHM|PULTEGROUP, INC.|DEAN|MORGAN STANLEY|12794
PHM|PULTEGROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|1900
PHM|PULTEGROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12319
PHM|PULTEGROUP, INC.|EBXL|EBX LLC|784500
PHM|PULTEGROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|57021
PHM|PULTEGROUP, INC.|EDJC|Edward Jones / CDS|706
PHM|PULTEGROUP, INC.|EDJO|Edward D. Jones & Co., L.P.|7753
PHM|PULTEGROUP, INC.|EGAM|CBOE TRADING, INC.|100926
PHM|PULTEGROUP, INC.|EGAW|CBOE TRADING, INC.|1618
PHM|PULTEGROUP, INC.|EGXM|CBOE TRADING, INC.|7446
PHM|PULTEGROUP, INC.|EGXW|CBOE TRADING, INC.|148
PHM|PULTEGROUP, INC.|ETBE|Electronic Transaction Clearing, Inc.|78562
PHM|PULTEGROUP, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
PHM|PULTEGROUP, INC.|ETCC|Electronic Transaction Clearing, Inc.|1832
PHM|PULTEGROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19623
PHM|PULTEGROUP, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3780
PHM|PULTEGROUP, INC.|ETRS|E*Trade Securities LLC|251888
PHM|PULTEGROUP, INC.|FBRC|B. RILEY FBR, INC.|15815
PHM|PULTEGROUP, INC.|FILL|Tradestation Securities, Inc.|8609
PHM|PULTEGROUP, INC.|FINX|FINTECH SECURITIES|2200
PHM|PULTEGROUP, INC.|FMAF|NBCN Inc./ CDS|2522
PHM|PULTEGROUP, INC.|FMCO|First Manhattan Co|2000
PHM|PULTEGROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31592
PHM|PULTEGROUP, INC.|FQLS|Quantlab Securities LP|1256019
PHM|PULTEGROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|177166
PHM|PULTEGROUP, INC.|FTBR|Foliofn Investments, Inc.|16175
PHM|PULTEGROUP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|6636
PHM|PULTEGROUP, INC.|GLIS|TD Securities Inc|2600
PHM|PULTEGROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|93722
PHM|PULTEGROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3532689
PHM|PULTEGROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|202291
PHM|PULTEGROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|38839
PHM|PULTEGROUP, INC.|GTSY|GTS SECURITIES LLC|500
PHM|PULTEGROUP, INC.|GTSZ|GTS SECURITIES LLC|452848
PHM|PULTEGROUP, INC.|HASF|Haywood Securities Inc./CDS|245
PHM|PULTEGROUP, INC.|HRBF|American Enterprise Investment Services Inc.|33934
PHM|PULTEGROUP, INC.|HSBC|HSBC Securities, Inc.|3383
PHM|PULTEGROUP, INC.|IATS|INTERACTIVE BROKERS LLC|32839
PHM|PULTEGROUP, INC.|IBKR|Interactive Brokers Llc|103932
PHM|PULTEGROUP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|569
PHM|PULTEGROUP, INC.|ICBX|INSTINET, LLC|336971
PHM|PULTEGROUP, INC.|IEQY|CITADEL SECURITIES LLC|416260
PHM|PULTEGROUP, INC.|INCA|INSTINET, LLC|682964
PHM|PULTEGROUP, INC.|INJX|INSTINET, LLC|38330
PHM|PULTEGROUP, INC.|ITGI|ITG Inc.|224911
PHM|PULTEGROUP, INC.|ITGP|ITG INC.|962400
PHM|PULTEGROUP, INC.|JANY|Janney Montgomery Scott Inc.|16304
PHM|PULTEGROUP, INC.|JEFF|JEFFERIES LLC|1087539
PHM|PULTEGROUP, INC.|JMPT|JUMP TRADING, LLC|219600
PHM|PULTEGROUP, INC.|JONE|JonesTrading|90704
PHM|PULTEGROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|724409
PHM|PULTEGROUP, INC.|JPMX|J.P. Morgan Securities LLC|1789304
PHM|PULTEGROUP, INC.|JSJX|JANE STREET CAPITAL LLC|24171
PHM|PULTEGROUP, INC.|JSSF|JMP Securities LLC|27017
PHM|PULTEGROUP, INC.|KCGM|VIRTU Americas LLC|197482
PHM|PULTEGROUP, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|8034
PHM|PULTEGROUP, INC.|LEHM|Barclays Capital Inc./Le|2652185
PHM|PULTEGROUP, INC.|LIME|Lime Brokerage LLC|179412
PHM|PULTEGROUP, INC.|LOOP|Loop Capital Markets LLC|2162
PHM|PULTEGROUP, INC.|LQNA|LIQUIDNET, INC.|314600
PHM|PULTEGROUP, INC.|LSCI|Lek Securities Corporation|2397
PHM|PULTEGROUP, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
PHM|PULTEGROUP, INC.|MACQ|Macquarie Capital (USA) Inc.|3690
PHM|PULTEGROUP, INC.|MAXM|Maxim Group LLC|69
PHM|PULTEGROUP, INC.|MCMF|Raymond James Ltd. Cds|493
PHM|PULTEGROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|687978
PHM|PULTEGROUP, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1900
PHM|PULTEGROUP, INC.|MNDX|TJM Investments, LLC|13900
PHM|PULTEGROUP, INC.|MOTF|MOTIF INVESTING, INC.|20
PHM|PULTEGROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|4002333
PHM|PULTEGROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|1076100
PHM|PULTEGROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|526400
PHM|PULTEGROUP, INC.|MZHO|Mizuho Securities USA LLC|20000
PHM|PULTEGROUP, INC.|NFSC|National Financial Services LLC|750666
PHM|PULTEGROUP, INC.|NITE|VIRTU Americas LLC|1895823
PHM|PULTEGROUP, INC.|NITP|VIRTU Americas LLC|3300
PHM|PULTEGROUP, INC.|NMRA|Nomura Securities International, Inc.|862
PHM|PULTEGROUP, INC.|NQRB|Brut, LLC|29161
PHM|PULTEGROUP, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1731
PHM|PULTEGROUP, INC.|NTRC|Northern Trust Securities, Inc.|11737
PHM|PULTEGROUP, INC.|OHOS|TWO SIGMA SECURITIES, LLC|288377
PHM|PULTEGROUP, INC.|OPCO|Oppenheimer & Co. Inc.|10627
PHM|PULTEGROUP, INC.|OTAA|OTA LLC|500
PHM|PULTEGROUP, INC.|PDQM|CODA MARKETS, INC.|189310
PHM|PULTEGROUP, INC.|PHLY|NASDAQ Execution Services, LLC|19000
PHM|PULTEGROUP, INC.|PWJC|UBS Financial Services, Inc.|140842
PHM|PULTEGROUP, INC.|QMSR|QUATTRO M SECURITIES INC.|3351
PHM|PULTEGROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|15425
PHM|PULTEGROUP, INC.|RGLD|Regal Securities, Inc|226
PHM|PULTEGROUP, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|40300
PHM|PULTEGROUP, INC.|RHOX|XR Securities LLC|67058
PHM|PULTEGROUP, INC.|SAGL|SAGETRADER, LLC|564087
PHM|PULTEGROUP, INC.|SAGW|SAGETRADER, LLC|3105
PHM|PULTEGROUP, INC.|SBSH|Citigroup Global Markets Inc.|532403
PHM|PULTEGROUP, INC.|SEIC|SEI Investments Distribution Co.|11877
PHM|PULTEGROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1004386
PHM|PULTEGROUP, INC.|SJLS|TRADE INFORMATICS LLC|11300
PHM|PULTEGROUP, INC.|SPDR|SPEEDROUTE LLC|39270
PHM|PULTEGROUP, INC.|SPHN|Stephens Inc.|860
PHM|PULTEGROUP, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|2374
PHM|PULTEGROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3500
PHM|PULTEGROUP, INC.|STKP|STOCKPILE INVESTMENTS, INC.|2
PHM|PULTEGROUP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10327
PHM|PULTEGROUP, INC.|SWIM|TD Ameritrade, Inc.|213796
PHM|PULTEGROUP, INC.|SWST|Hilltop Securities Inc.|1876
PHM|PULTEGROUP, INC.|TAGC|TELSEY ADVISORY GROUP LLC|1616
PHM|PULTEGROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|4169
PHM|PULTEGROUP, INC.|TRBT|Tradebot Systems, Inc.|663050
PHM|PULTEGROUP, INC.|TRCM|TRC MARKETS LLC|953676
PHM|PULTEGROUP, INC.|UBSA|UBS SECURITIES LLC|3384319
PHM|PULTEGROUP, INC.|UBSS|UBS Securities LLC|4043528
PHM|PULTEGROUP, INC.|VALX|VIRTU AMERICAS LLC|74602
PHM|PULTEGROUP, INC.|VGRD|Vanguard Marketing Corporation|27773
PHM|PULTEGROUP, INC.|VNDM|Wall Street Access|42099
PHM|PULTEGROUP, INC.|WBLR|WILLIAM BLAIR|212
PHM|PULTEGROUP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|22823
PHM|PULTEGROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|210666
PHM|PULTEGROUP, INC.|WEDB|WEDBUSH SECURITIES INC.|18303
PHM|PULTEGROUP, INC.|WEED|Weeden & Co.L.P.|4262
PHM|PULTEGROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|172307
PHM|PULTEGROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16597
PHM|PULTEGROUP, INC.|WGIF|CIBC World Markets Inc.|3878
PHM|PULTEGROUP, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1474
PHM|PULTEGROUP, INC.|WMLL|Watermill Institutional Trading LLC|1800
PHM|PULTEGROUP, INC.|WSAG|WALL STREET ACCESS|170
PHM|PULTEGROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|24081
PHM|PULTEGROUP, INC.|XIST|INSTINET, LLC|176356
PHM|PULTEGROUP, INC.|XPQR|Jump Trading|300
PHM|PULTEGROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|153260
PHM|PULTEGROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|13997
PHM|PULTEGROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26170
PHO|INVESCO WTR RES ETF|APCC|Apex Clearing Corporation|15895
PHO|INVESCO WTR RES ETF|BANK|Primevest Financial Services, Inc.|3
PHO|INVESCO WTR RES ETF|BARD|Robert W. Baird & Co. Incorporated|201
PHO|INVESCO WTR RES ETF|BATM|CBOE TRADING, INC.|302
PHO|INVESCO WTR RES ETF|BBNT|BB&T SECURITIES, LLC|8
PHO|INVESCO WTR RES ETF|BERN|Sanford C. Bernstein & Co., LLC|145
PHO|INVESCO WTR RES ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|773
PHO|INVESCO WTR RES ETF|CANT|Cantor Fitzgerald & Co.|703
PHO|INVESCO WTR RES ETF|CHAS|Charles Schwab & Co., Inc.|2337
PHO|INVESCO WTR RES ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3913
PHO|INVESCO WTR RES ETF|CTDL|Citadel Derivatives Group Llc|300
PHO|INVESCO WTR RES ETF|DBAX|Deutsche Bank Securities Inc.|700
PHO|INVESCO WTR RES ETF|DEAN|MORGAN STANLEY|3016
PHO|INVESCO WTR RES ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|147
PHO|INVESCO WTR RES ETF|EBXL|EBX LLC|1400
PHO|INVESCO WTR RES ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2583
PHO|INVESCO WTR RES ETF|EDJO|Edward D. Jones & Co., L.P.|4690
PHO|INVESCO WTR RES ETF|EGAM|CBOE TRADING, INC.|200
PHO|INVESCO WTR RES ETF|ETRS|E*Trade Securities LLC|5465
PHO|INVESCO WTR RES ETF|FBCO|Credit Suisse Securities (USA) LLC|44619
PHO|INVESCO WTR RES ETF|FBSB|U.S. Bancorp Investments, Inc.|301
PHO|INVESCO WTR RES ETF|FILL|Tradestation Securities, Inc.|100
PHO|INVESCO WTR RES ETF|FINX|FINTECH SECURITIES|300
PHO|INVESCO WTR RES ETF|FMAF|NBCN Inc./ CDS|800
PHO|INVESCO WTR RES ETF|FOMA|TD AMERITRADE CLEARING, INC.|12661
PHO|INVESCO WTR RES ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|453
PHO|INVESCO WTR RES ETF|FTBR|Foliofn Investments, Inc.|1723
PHO|INVESCO WTR RES ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|2674
PHO|INVESCO WTR RES ETF|GLPX|ACS EXECUTION SERVICES, LLC|400
PHO|INVESCO WTR RES ETF|GSCO|GOLDMAN SACHS & CO. LLC|12720
PHO|INVESCO WTR RES ETF|GSCS|GOLDMAN SACHS & CO. LLC|1524
PHO|INVESCO WTR RES ETF|GTSZ|GTS SECURITIES LLC|1288
PHO|INVESCO WTR RES ETF|HRBF|American Enterprise Investment Services Inc.|24388
PHO|INVESCO WTR RES ETF|HSBC|HSBC Securities, Inc.|67
PHO|INVESCO WTR RES ETF|IATS|INTERACTIVE BROKERS LLC|221
PHO|INVESCO WTR RES ETF|IBKR|Interactive Brokers Llc|6591
PHO|INVESCO WTR RES ETF|ICBX|INSTINET, LLC|1584
PHO|INVESCO WTR RES ETF|INCA|INSTINET, LLC|5438
PHO|INVESCO WTR RES ETF|ITGI|ITG Inc.|1303
PHO|INVESCO WTR RES ETF|JANY|Janney Montgomery Scott Inc.|503
PHO|INVESCO WTR RES ETF|JPMX|J.P. Morgan Securities LLC|2810
PHO|INVESCO WTR RES ETF|JSJX|JANE STREET CAPITAL LLC|58279
PHO|INVESCO WTR RES ETF|KCGM|VIRTU Americas LLC|2000
PHO|INVESCO WTR RES ETF|LEHM|Barclays Capital Inc./Le|1450
PHO|INVESCO WTR RES ETF|LIME|Lime Brokerage LLC|16116
PHO|INVESCO WTR RES ETF|LSCI|Lek Securities Corporation|241
PHO|INVESCO WTR RES ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|408
PHO|INVESCO WTR RES ETF|MACC|Mid Atlantic Capital Corporation|59
PHO|INVESCO WTR RES ETF|MCBT|Moors & Cabot, Inc.|3300
PHO|INVESCO WTR RES ETF|MCMF|Raymond James Ltd. Cds|50
PHO|INVESCO WTR RES ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16662
PHO|INVESCO WTR RES ETF|MOTF|MOTIF INVESTING, INC.|4
PHO|INVESCO WTR RES ETF|MSCO|MORGAN STANLEY & CO. LLC|33646
PHO|INVESCO WTR RES ETF|MSPL|MORGAN STANLEY & CO. LLC|1700
PHO|INVESCO WTR RES ETF|NFSC|National Financial Services LLC|43519
PHO|INVESCO WTR RES ETF|NITE|VIRTU Americas LLC|411912
PHO|INVESCO WTR RES ETF|NQRB|Brut, LLC|2698
PHO|INVESCO WTR RES ETF|OPCO|Oppenheimer & Co. Inc.|552
PHO|INVESCO WTR RES ETF|PDQM|CODA MARKETS, INC.|400
PHO|INVESCO WTR RES ETF|PWJC|UBS Financial Services, Inc.|6346
PHO|INVESCO WTR RES ETF|RAJA|Raymond James & Associates, Inc.|2834
PHO|INVESCO WTR RES ETF|RBCM|RBC CAPITAL MARKETS, LLC|2688
PHO|INVESCO WTR RES ETF|SALI|INTL FCSTONE FINANCIAL INC.|2
PHO|INVESCO WTR RES ETF|SBSH|Citigroup Global Markets Inc.|2335
PHO|INVESCO WTR RES ETF|SGMT|GOLDMAN SACHS & CO. LLC|665
PHO|INVESCO WTR RES ETF|STFL|Stifel, Nicolaus & Company, Incorporated|207
PHO|INVESCO WTR RES ETF|SWIM|TD Ameritrade, Inc.|640
PHO|INVESCO WTR RES ETF|SWST|Hilltop Securities Inc.|9
PHO|INVESCO WTR RES ETF|TKNG|ALLY INVEST SECURITIES LLC|108
PHO|INVESCO WTR RES ETF|TRCM|TRC MARKETS LLC|830
PHO|INVESCO WTR RES ETF|UBSA|UBS SECURITIES LLC|3879
PHO|INVESCO WTR RES ETF|UBSS|UBS Securities LLC|32795
PHO|INVESCO WTR RES ETF|VALX|VIRTU AMERICAS LLC|100
PHO|INVESCO WTR RES ETF|VGRD|Vanguard Marketing Corporation|5384
PHO|INVESCO WTR RES ETF|WBLR|WILLIAM BLAIR|985
PHO|INVESCO WTR RES ETF|WCHV|WELLS FARGO SECURITIES, LLC|15468
PHO|INVESCO WTR RES ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|191
PHO|INVESCO WTR RES ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|213
PHO|INVESCO WTR RES ETF|WSEA|WOLVERINE SECURITIES, LLC|1440
PHO|INVESCO WTR RES ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4067
PHT|PIONEER HIGH INC TR|AGIS|Aegis Capital Corp.|1908
PHT|PIONEER HIGH INC TR|ALTX|Alternet Securities Inc.|1400
PHT|PIONEER HIGH INC TR|APCC|Apex Clearing Corporation|108
PHT|PIONEER HIGH INC TR|BANK|Primevest Financial Services, Inc.|30
PHT|PIONEER HIGH INC TR|BARD|Robert W. Baird & Co. Incorporated|11600
PHT|PIONEER HIGH INC TR|BATM|CBOE TRADING, INC.|153
PHT|PIONEER HIGH INC TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4533
PHT|PIONEER HIGH INC TR|BRGE|Newbridge Securities Corp.|1700
PHT|PIONEER HIGH INC TR|BTIG|BTIG, LLC|10184
PHT|PIONEER HIGH INC TR|CANT|Cantor Fitzgerald & Co.|49147
PHT|PIONEER HIGH INC TR|CHAS|Charles Schwab & Co., Inc.|7
PHT|PIONEER HIGH INC TR|CIST|Capital Institutional Services, Inc.|8221
PHT|PIONEER HIGH INC TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1209
PHT|PIONEER HIGH INC TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5044
PHT|PIONEER HIGH INC TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
PHT|PIONEER HIGH INC TR|DADA|D.A. Davidson & Co.|1
PHT|PIONEER HIGH INC TR|DBAX|Deutsche Bank Securities Inc.|1100
PHT|PIONEER HIGH INC TR|DEAN|MORGAN STANLEY|6
PHT|PIONEER HIGH INC TR|DEGS|RONIN PROFESSIONAL LLC|100
PHT|PIONEER HIGH INC TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|895
PHT|PIONEER HIGH INC TR|EBXL|EBX LLC|4200
PHT|PIONEER HIGH INC TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
PHT|PIONEER HIGH INC TR|EDJO|Edward D. Jones & Co., L.P.|1861
PHT|PIONEER HIGH INC TR|EGAM|CBOE TRADING, INC.|674
PHT|PIONEER HIGH INC TR|EGXM|CBOE TRADING, INC.|200
PHT|PIONEER HIGH INC TR|ETBE|Electronic Transaction Clearing, Inc.|50
PHT|PIONEER HIGH INC TR|ETRS|E*Trade Securities LLC|22316
PHT|PIONEER HIGH INC TR|FBSB|U.S. Bancorp Investments, Inc.|594
PHT|PIONEER HIGH INC TR|FILL|Tradestation Securities, Inc.|880
PHT|PIONEER HIGH INC TR|FINX|FINTECH SECURITIES|10
PHT|PIONEER HIGH INC TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5363
PHT|PIONEER HIGH INC TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10018
PHT|PIONEER HIGH INC TR|FTBR|Foliofn Investments, Inc.|302
PHT|PIONEER HIGH INC TR|GLPX|ACS EXECUTION SERVICES, LLC|1289
PHT|PIONEER HIGH INC TR|GSCO|GOLDMAN SACHS & CO. LLC|17033
PHT|PIONEER HIGH INC TR|GSCS|GOLDMAN SACHS & CO. LLC|100
PHT|PIONEER HIGH INC TR|GSLT|GOLDMAN SACHS & CO. LLC|731
PHT|PIONEER HIGH INC TR|GTSZ|GTS SECURITIES LLC|300
PHT|PIONEER HIGH INC TR|HRBF|American Enterprise Investment Services Inc.|1609
PHT|PIONEER HIGH INC TR|IATS|INTERACTIVE BROKERS LLC|604
PHT|PIONEER HIGH INC TR|IBKR|Interactive Brokers Llc|7002
PHT|PIONEER HIGH INC TR|ICBX|INSTINET, LLC|100
PHT|PIONEER HIGH INC TR|INCA|INSTINET, LLC|2129
PHT|PIONEER HIGH INC TR|ITGI|ITG Inc.|12356
PHT|PIONEER HIGH INC TR|ITGP|ITG INC.|3400
PHT|PIONEER HIGH INC TR|JANY|Janney Montgomery Scott Inc.|4
PHT|PIONEER HIGH INC TR|JPMX|J.P. Morgan Securities LLC|1200
PHT|PIONEER HIGH INC TR|KCGM|VIRTU Americas LLC|800
PHT|PIONEER HIGH INC TR|LEHM|Barclays Capital Inc./Le|2800
PHT|PIONEER HIGH INC TR|LGNT|COR CLEARING LLC|5
PHT|PIONEER HIGH INC TR|LIME|Lime Brokerage LLC|513
PHT|PIONEER HIGH INC TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2058
PHT|PIONEER HIGH INC TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
PHT|PIONEER HIGH INC TR|MSCO|MORGAN STANLEY & CO. LLC|27303
PHT|PIONEER HIGH INC TR|MSPL|MORGAN STANLEY & CO. LLC|4700
PHT|PIONEER HIGH INC TR|MSTX|MORGAN STANLEY & CO. LLC|1200
PHT|PIONEER HIGH INC TR|NFSC|National Financial Services LLC|102091
PHT|PIONEER HIGH INC TR|NITE|VIRTU Americas LLC|191033
PHT|PIONEER HIGH INC TR|NQRB|Brut, LLC|4699
PHT|PIONEER HIGH INC TR|OPCO|Oppenheimer & Co. Inc.|11238
PHT|PIONEER HIGH INC TR|PDQM|CODA MARKETS, INC.|2188
PHT|PIONEER HIGH INC TR|PWJC|UBS Financial Services, Inc.|22401
PHT|PIONEER HIGH INC TR|RBCM|RBC CAPITAL MARKETS, LLC|9900
PHT|PIONEER HIGH INC TR|SAGC|SAGETRADER, LLC|900
PHT|PIONEER HIGH INC TR|SALI|INTL FCSTONE FINANCIAL INC.|114
PHT|PIONEER HIGH INC TR|SBSH|Citigroup Global Markets Inc.|19919
PHT|PIONEER HIGH INC TR|SGMT|GOLDMAN SACHS & CO. LLC|1500
PHT|PIONEER HIGH INC TR|SPHN|Stephens Inc.|241
PHT|PIONEER HIGH INC TR|STFL|Stifel, Nicolaus & Company, Incorporated|2599
PHT|PIONEER HIGH INC TR|STXG|Stockcross Financial Services, Inc.|10
PHT|PIONEER HIGH INC TR|SWIM|TD Ameritrade, Inc.|7661
PHT|PIONEER HIGH INC TR|SWST|Hilltop Securities Inc.|5752
PHT|PIONEER HIGH INC TR|TKNG|ALLY INVEST SECURITIES LLC|107
PHT|PIONEER HIGH INC TR|TRBT|Tradebot Systems, Inc.|1872
PHT|PIONEER HIGH INC TR|UBSA|UBS SECURITIES LLC|16063
PHT|PIONEER HIGH INC TR|UBSS|UBS Securities LLC|161607
PHT|PIONEER HIGH INC TR|VGRD|Vanguard Marketing Corporation|13980
PHT|PIONEER HIGH INC TR|WCHV|WELLS FARGO SECURITIES, LLC|118663
PHT|PIONEER HIGH INC TR|WEDB|WEDBUSH SECURITIES INC.|85
PHT|PIONEER HIGH INC TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|256
PHT|PIONEER HIGH INC TR|WSEA|WOLVERINE SECURITIES, LLC|1825
PHT|PIONEER HIGH INC TR|YKNA|COMHAR CAPITAL MARKETS, LLC|400
PHT|PIONEER HIGH INC TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23035
PHX|PANHANDLE OIL & GAS|APCC|Apex Clearing Corporation|33
PHX|PANHANDLE OIL & GAS|BATM|CBOE TRADING, INC.|694
PHX|PANHANDLE OIL & GAS|BAYC|BAY CREST PARTNERS, LLC|16
PHX|PANHANDLE OIL & GAS|BERN|Sanford C. Bernstein & Co., LLC|206
PHX|PANHANDLE OIL & GAS|BNPX|BNP PARIBAS SECURITIES CORP.|1207
PHX|PANHANDLE OIL & GAS|BZYD|GOLDMAN SACHS & CO. LLC|708
PHX|PANHANDLE OIL & GAS|CANT|Cantor Fitzgerald & Co.|236
PHX|PANHANDLE OIL & GAS|CHAS|Charles Schwab & Co., Inc.|1
PHX|PANHANDLE OIL & GAS|CIST|Capital Institutional Services, Inc.|600
PHX|PANHANDLE OIL & GAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2157
PHX|PANHANDLE OIL & GAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2237
PHX|PANHANDLE OIL & GAS|CTDL|Citadel Derivatives Group Llc|186
PHX|PANHANDLE OIL & GAS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1574
PHX|PANHANDLE OIL & GAS|DBAB|Deutsche Bank Securities Inc.|2528
PHX|PANHANDLE OIL & GAS|DBAX|Deutsche Bank Securities Inc.|1000
PHX|PANHANDLE OIL & GAS|DEAN|MORGAN STANLEY|4
PHX|PANHANDLE OIL & GAS|DEGS|RONIN PROFESSIONAL LLC|1272
PHX|PANHANDLE OIL & GAS|EBXL|EBX LLC|1400
PHX|PANHANDLE OIL & GAS|EDJO|Edward D. Jones & Co., L.P.|10323
PHX|PANHANDLE OIL & GAS|EGAM|CBOE TRADING, INC.|134
PHX|PANHANDLE OIL & GAS|EGXM|CBOE TRADING, INC.|5
PHX|PANHANDLE OIL & GAS|ETRS|E*Trade Securities LLC|3332
PHX|PANHANDLE OIL & GAS|FMAF|NBCN Inc./ CDS|250
PHX|PANHANDLE OIL & GAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|850
PHX|PANHANDLE OIL & GAS|FTBR|Foliofn Investments, Inc.|3
PHX|PANHANDLE OIL & GAS|GLPX|ACS EXECUTION SERVICES, LLC|230
PHX|PANHANDLE OIL & GAS|GSCO|GOLDMAN SACHS & CO. LLC|6748
PHX|PANHANDLE OIL & GAS|GSLT|GOLDMAN SACHS & CO. LLC|190
PHX|PANHANDLE OIL & GAS|GTSZ|GTS SECURITIES LLC|724
PHX|PANHANDLE OIL & GAS|HRBF|American Enterprise Investment Services Inc.|4
PHX|PANHANDLE OIL & GAS|IATS|INTERACTIVE BROKERS LLC|375
PHX|PANHANDLE OIL & GAS|IBKR|Interactive Brokers Llc|778
PHX|PANHANDLE OIL & GAS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|30
PHX|PANHANDLE OIL & GAS|ICBX|INSTINET, LLC|400
PHX|PANHANDLE OIL & GAS|IEQY|CITADEL SECURITIES LLC|224
PHX|PANHANDLE OIL & GAS|INCA|INSTINET, LLC|1151
PHX|PANHANDLE OIL & GAS|INJX|INSTINET, LLC|838
PHX|PANHANDLE OIL & GAS|ITGI|ITG Inc.|2144
PHX|PANHANDLE OIL & GAS|ITGP|ITG INC.|4400
PHX|PANHANDLE OIL & GAS|JEFF|JEFFERIES LLC|486
PHX|PANHANDLE OIL & GAS|JPMX|J.P. Morgan Securities LLC|3561
PHX|PANHANDLE OIL & GAS|KCGM|VIRTU Americas LLC|420
PHX|PANHANDLE OIL & GAS|LEHM|Barclays Capital Inc./Le|2765
PHX|PANHANDLE OIL & GAS|LIME|Lime Brokerage LLC|5484
PHX|PANHANDLE OIL & GAS|MACC|Mid Atlantic Capital Corporation|2700
PHX|PANHANDLE OIL & GAS|MAXM|Maxim Group LLC|500
PHX|PANHANDLE OIL & GAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
PHX|PANHANDLE OIL & GAS|MSCO|MORGAN STANLEY & CO. LLC|9134
PHX|PANHANDLE OIL & GAS|MSPL|MORGAN STANLEY & CO. LLC|5900
PHX|PANHANDLE OIL & GAS|MSTX|MORGAN STANLEY & CO. LLC|200
PHX|PANHANDLE OIL & GAS|NFSC|National Financial Services LLC|4658
PHX|PANHANDLE OIL & GAS|NITE|VIRTU Americas LLC|29453
PHX|PANHANDLE OIL & GAS|PDQM|CODA MARKETS, INC.|230
PHX|PANHANDLE OIL & GAS|ROBT|Robotti & Company, LLC|287
PHX|PANHANDLE OIL & GAS|SAGW|SAGETRADER, LLC|100
PHX|PANHANDLE OIL & GAS|SALI|INTL FCSTONE FINANCIAL INC.|200
PHX|PANHANDLE OIL & GAS|SBSH|Citigroup Global Markets Inc.|6465
PHX|PANHANDLE OIL & GAS|SGMT|GOLDMAN SACHS & CO. LLC|1500
PHX|PANHANDLE OIL & GAS|STFL|Stifel, Nicolaus & Company, Incorporated|11
PHX|PANHANDLE OIL & GAS|SWIM|TD Ameritrade, Inc.|267
PHX|PANHANDLE OIL & GAS|TMBR|Timber Hill LLC|45
PHX|PANHANDLE OIL & GAS|TRBT|Tradebot Systems, Inc.|1246
PHX|PANHANDLE OIL & GAS|TRCM|TRC MARKETS LLC|1854
PHX|PANHANDLE OIL & GAS|UBSA|UBS SECURITIES LLC|20096
PHX|PANHANDLE OIL & GAS|UBSS|UBS Securities LLC|31454
PHX|PANHANDLE OIL & GAS|VALX|VIRTU AMERICAS LLC|857
PHX|PANHANDLE OIL & GAS|VGRD|Vanguard Marketing Corporation|12
PHX|PANHANDLE OIL & GAS|WCHV|WELLS FARGO SECURITIES, LLC|1871
PHX|PANHANDLE OIL & GAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|399
PHX|PANHANDLE OIL & GAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|603
PHX|PANHANDLE OIL & GAS|WSEA|WOLVERINE SECURITIES, LLC|931
PHX|PANHANDLE OIL & GAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|765
PHYS|SPROTT PHYSICAL GOLD|ALTX|Alternet Securities Inc.|2100
PHYS|SPROTT PHYSICAL GOLD|APCC|Apex Clearing Corporation|3270
PHYS|SPROTT PHYSICAL GOLD|BARD|Robert W. Baird & Co. Incorporated|1336
PHYS|SPROTT PHYSICAL GOLD|BATM|CBOE TRADING, INC.|11600
PHYS|SPROTT PHYSICAL GOLD|BAYT|BTIG, LLC|400
PHYS|SPROTT PHYSICAL GOLD|BBNT|BB&T SECURITIES, LLC|2395
PHYS|SPROTT PHYSICAL GOLD|BERN|Sanford C. Bernstein & Co., LLC|6700
PHYS|SPROTT PHYSICAL GOLD|BKCM|BNY Mellon Capital Markets LLC|1200
PHYS|SPROTT PHYSICAL GOLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26612
PHYS|SPROTT PHYSICAL GOLD|CHAS|Charles Schwab & Co., Inc.|5564
PHYS|SPROTT PHYSICAL GOLD|CICF|Canaccord Genuity Corp.|200
PHYS|SPROTT PHYSICAL GOLD|CIST|Capital Institutional Services, Inc.|2775
PHYS|SPROTT PHYSICAL GOLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4700
PHYS|SPROTT PHYSICAL GOLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|101
PHYS|SPROTT PHYSICAL GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113999
PHYS|SPROTT PHYSICAL GOLD|CSIN|Citadel Securities Institutional LLC|15650
PHYS|SPROTT PHYSICAL GOLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|26870
PHYS|SPROTT PHYSICAL GOLD|DADA|D.A. Davidson & Co.|700
PHYS|SPROTT PHYSICAL GOLD|DBAX|Deutsche Bank Securities Inc.|45600
PHYS|SPROTT PHYSICAL GOLD|DEAN|MORGAN STANLEY|36842
PHYS|SPROTT PHYSICAL GOLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
PHYS|SPROTT PHYSICAL GOLD|EBXL|EBX LLC|100000
PHYS|SPROTT PHYSICAL GOLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2300
PHYS|SPROTT PHYSICAL GOLD|EDJO|Edward D. Jones & Co., L.P.|18622
PHYS|SPROTT PHYSICAL GOLD|EGAM|CBOE TRADING, INC.|6000
PHYS|SPROTT PHYSICAL GOLD|EGXM|CBOE TRADING, INC.|1550
PHYS|SPROTT PHYSICAL GOLD|ETBE|Electronic Transaction Clearing, Inc.|800
PHYS|SPROTT PHYSICAL GOLD|ETCB|ETC BROKERAGE SERVICES, LLC|27
PHYS|SPROTT PHYSICAL GOLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
PHYS|SPROTT PHYSICAL GOLD|ETRS|E*Trade Securities LLC|50190
PHYS|SPROTT PHYSICAL GOLD|FBSB|U.S. Bancorp Investments, Inc.|1000
PHYS|SPROTT PHYSICAL GOLD|FILL|Tradestation Securities, Inc.|750
PHYS|SPROTT PHYSICAL GOLD|FMAF|NBCN Inc./ CDS|16955
PHYS|SPROTT PHYSICAL GOLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6543
PHYS|SPROTT PHYSICAL GOLD|FTBR|Foliofn Investments, Inc.|57150
PHYS|SPROTT PHYSICAL GOLD|GEBB|GLOBAL EXECUTION BROKERS, LP|12200
PHYS|SPROTT PHYSICAL GOLD|GLIS|TD Securities Inc|300
PHYS|SPROTT PHYSICAL GOLD|GLPX|ACS EXECUTION SERVICES, LLC|90
PHYS|SPROTT PHYSICAL GOLD|GSCO|GOLDMAN SACHS & CO. LLC|843
PHYS|SPROTT PHYSICAL GOLD|GSLT|GOLDMAN SACHS & CO. LLC|4082
PHYS|SPROTT PHYSICAL GOLD|GTSZ|GTS SECURITIES LLC|500
PHYS|SPROTT PHYSICAL GOLD|HRBF|American Enterprise Investment Services Inc.|20329
PHYS|SPROTT PHYSICAL GOLD|IATS|INTERACTIVE BROKERS LLC|34203
PHYS|SPROTT PHYSICAL GOLD|IBKR|Interactive Brokers Llc|62655
PHYS|SPROTT PHYSICAL GOLD|ICBX|INSTINET, LLC|27945
PHYS|SPROTT PHYSICAL GOLD|INCA|INSTINET, LLC|53602
PHYS|SPROTT PHYSICAL GOLD|ITGI|ITG Inc.|275316
PHYS|SPROTT PHYSICAL GOLD|ITGP|ITG INC.|149200
PHYS|SPROTT PHYSICAL GOLD|JEFF|JEFFERIES LLC|3000
PHYS|SPROTT PHYSICAL GOLD|JMPT|JUMP TRADING, LLC|787
PHYS|SPROTT PHYSICAL GOLD|JPMX|J.P. Morgan Securities LLC|28294
PHYS|SPROTT PHYSICAL GOLD|KCGM|VIRTU Americas LLC|32462
PHYS|SPROTT PHYSICAL GOLD|LEHM|Barclays Capital Inc./Le|97200
PHYS|SPROTT PHYSICAL GOLD|LIME|Lime Brokerage LLC|33221
PHYS|SPROTT PHYSICAL GOLD|MACC|Mid Atlantic Capital Corporation|86
PHYS|SPROTT PHYSICAL GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|137722
PHYS|SPROTT PHYSICAL GOLD|MOTF|MOTIF INVESTING, INC.|2
PHYS|SPROTT PHYSICAL GOLD|MSCO|MORGAN STANLEY & CO. LLC|316278
PHYS|SPROTT PHYSICAL GOLD|MSPL|MORGAN STANLEY & CO. LLC|113500
PHYS|SPROTT PHYSICAL GOLD|NFSC|National Financial Services LLC|424275
PHYS|SPROTT PHYSICAL GOLD|NITE|VIRTU Americas LLC|1025311
PHYS|SPROTT PHYSICAL GOLD|NQRB|Brut, LLC|100
PHYS|SPROTT PHYSICAL GOLD|NTBF|BMO Nesbitt Burns Inc./CDS|3800
PHYS|SPROTT PHYSICAL GOLD|PDQM|CODA MARKETS, INC.|90
PHYS|SPROTT PHYSICAL GOLD|PWJC|UBS Financial Services, Inc.|21853
PHYS|SPROTT PHYSICAL GOLD|RBCM|RBC CAPITAL MARKETS, LLC|55426
PHYS|SPROTT PHYSICAL GOLD|SBSH|Citigroup Global Markets Inc.|7100
PHYS|SPROTT PHYSICAL GOLD|SGMT|GOLDMAN SACHS & CO. LLC|24658
PHYS|SPROTT PHYSICAL GOLD|STFL|Stifel, Nicolaus & Company, Incorporated|180
PHYS|SPROTT PHYSICAL GOLD|STXG|Stockcross Financial Services, Inc.|100
PHYS|SPROTT PHYSICAL GOLD|SWIM|TD Ameritrade, Inc.|19651
PHYS|SPROTT PHYSICAL GOLD|SWST|Hilltop Securities Inc.|2787
PHYS|SPROTT PHYSICAL GOLD|TKNG|ALLY INVEST SECURITIES LLC|1597
PHYS|SPROTT PHYSICAL GOLD|TRCM|TRC MARKETS LLC|504
PHYS|SPROTT PHYSICAL GOLD|UBSA|UBS SECURITIES LLC|126158
PHYS|SPROTT PHYSICAL GOLD|UBSS|UBS Securities LLC|218508
PHYS|SPROTT PHYSICAL GOLD|VALX|VIRTU AMERICAS LLC|38304
PHYS|SPROTT PHYSICAL GOLD|VGRD|Vanguard Marketing Corporation|129327
PHYS|SPROTT PHYSICAL GOLD|WCHV|WELLS FARGO SECURITIES, LLC|81354
PHYS|SPROTT PHYSICAL GOLD|WEDB|WEDBUSH SECURITIES INC.|926
PHYS|SPROTT PHYSICAL GOLD|WSEA|WOLVERINE SECURITIES, LLC|4885
PHYS|SPROTT PHYSICAL GOLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|11050
PHYS|SPROTT PHYSICAL GOLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27855
PI|IMPINJ INC CM|AGIS|Aegis Capital Corp.|1800
PI|IMPINJ INC CM|ALTX|Alternet Securities Inc.|2099
PI|IMPINJ INC CM|APCC|Apex Clearing Corporation|1809
PI|IMPINJ INC CM|BARD|Robert W. Baird & Co. Incorporated|4049
PI|IMPINJ INC CM|BATM|CBOE TRADING, INC.|4310
PI|IMPINJ INC CM|BBNT|BB&T SECURITIES, LLC|78
PI|IMPINJ INC CM|BERN|Sanford C. Bernstein & Co., LLC|26332
PI|IMPINJ INC CM|BIMI|Banca IMI Securities Corp.|2559
PI|IMPINJ INC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7367
PI|IMPINJ INC CM|BMOC|BMO Capital Markets Corp.|2945
PI|IMPINJ INC CM|BNPX|BNP PARIBAS SECURITIES CORP.|10184
PI|IMPINJ INC CM|BRGE|Newbridge Securities Corp.|1000
PI|IMPINJ INC CM|BTIG|BTIG, LLC|4792
PI|IMPINJ INC CM|BYXM|CBOE TRADING, INC.|400
PI|IMPINJ INC CM|BZYD|GOLDMAN SACHS & CO. LLC|3990
PI|IMPINJ INC CM|CHAS|Charles Schwab & Co., Inc.|5769
PI|IMPINJ INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53094
PI|IMPINJ INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1838
PI|IMPINJ INC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|270
PI|IMPINJ INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113480
PI|IMPINJ INC CM|CTDL|Citadel Derivatives Group Llc|9283
PI|IMPINJ INC CM|CTLR|CUTLER GROUP, LP|15278
PI|IMPINJ INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|31574
PI|IMPINJ INC CM|DADA|D.A. Davidson & Co.|1609
PI|IMPINJ INC CM|DAVA|Davenport & Company LLC|400
PI|IMPINJ INC CM|DBAB|Deutsche Bank Securities Inc.|193605
PI|IMPINJ INC CM|DBAX|Deutsche Bank Securities Inc.|116100
PI|IMPINJ INC CM|DBUL|Deutsche Bank Securities Inc.|94
PI|IMPINJ INC CM|DEAN|MORGAN STANLEY|3670
PI|IMPINJ INC CM|DEGS|RONIN PROFESSIONAL LLC|35889
PI|IMPINJ INC CM|EBXL|EBX LLC|65700
PI|IMPINJ INC CM|EDJO|Edward D. Jones & Co., L.P.|2650
PI|IMPINJ INC CM|EGAM|CBOE TRADING, INC.|6896
PI|IMPINJ INC CM|EGMT|EG MARKET TECHNOLOGIES LLC|1800
PI|IMPINJ INC CM|EGXM|CBOE TRADING, INC.|2115
PI|IMPINJ INC CM|EGXW|CBOE TRADING, INC.|100
PI|IMPINJ INC CM|ETBE|Electronic Transaction Clearing, Inc.|20059
PI|IMPINJ INC CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1124
PI|IMPINJ INC CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1814
PI|IMPINJ INC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38814
PI|IMPINJ INC CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
PI|IMPINJ INC CM|ETRS|E*Trade Securities LLC|343423
PI|IMPINJ INC CM|FBCO|Credit Suisse Securities (USA) LLC|239935
PI|IMPINJ INC CM|FBSB|U.S. Bancorp Investments, Inc.|50
PI|IMPINJ INC CM|FILL|Tradestation Securities, Inc.|16979
PI|IMPINJ INC CM|FMAF|NBCN Inc./ CDS|1884
PI|IMPINJ INC CM|FOMA|TD AMERITRADE CLEARING, INC.|722256
PI|IMPINJ INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83376
PI|IMPINJ INC CM|FTBR|Foliofn Investments, Inc.|9515
PI|IMPINJ INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|13517
PI|IMPINJ INC CM|GLIS|TD Securities Inc|100
PI|IMPINJ INC CM|GLPX|ACS EXECUTION SERVICES, LLC|15754
PI|IMPINJ INC CM|GSCO|GOLDMAN SACHS & CO. LLC|295666
PI|IMPINJ INC CM|GSCS|GOLDMAN SACHS & CO. LLC|85138
PI|IMPINJ INC CM|GSLT|GOLDMAN SACHS & CO. LLC|3622
PI|IMPINJ INC CM|GTSZ|GTS SECURITIES LLC|23707
PI|IMPINJ INC CM|HAPX|HAP Trading, LLC|4765
PI|IMPINJ INC CM|HRBF|American Enterprise Investment Services Inc.|1475
PI|IMPINJ INC CM|HSBC|HSBC Securities, Inc.|55
PI|IMPINJ INC CM|IATS|INTERACTIVE BROKERS LLC|56121
PI|IMPINJ INC CM|IBKR|Interactive Brokers Llc|325189
PI|IMPINJ INC CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|131
PI|IMPINJ INC CM|ICBX|INSTINET, LLC|19089
PI|IMPINJ INC CM|IEQY|CITADEL SECURITIES LLC|50532
PI|IMPINJ INC CM|INCA|INSTINET, LLC|195380
PI|IMPINJ INC CM|INJX|INSTINET, LLC|10405
PI|IMPINJ INC CM|ITGI|ITG Inc.|97635
PI|IMPINJ INC CM|ITGP|ITG INC.|43800
PI|IMPINJ INC CM|JANY|Janney Montgomery Scott Inc.|85
PI|IMPINJ INC CM|JEFF|JEFFERIES LLC|12220
PI|IMPINJ INC CM|JMPT|JUMP TRADING, LLC|22924
PI|IMPINJ INC CM|JPBX|J.P. MORGAN SECURITIES LLC|12986
PI|IMPINJ INC CM|JPMX|J.P. Morgan Securities LLC|64400
PI|IMPINJ INC CM|JSJX|JANE STREET CAPITAL LLC|11073
PI|IMPINJ INC CM|KCGM|VIRTU Americas LLC|10609
PI|IMPINJ INC CM|LEHM|Barclays Capital Inc./Le|211945
PI|IMPINJ INC CM|LIME|Lime Brokerage LLC|164243
PI|IMPINJ INC CM|LSCI|Lek Securities Corporation|113339
PI|IMPINJ INC CM|MAVB|Great Point Capital LLC|1261
PI|IMPINJ INC CM|MAXM|Maxim Group LLC|1319
PI|IMPINJ INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28834
PI|IMPINJ INC CM|MOTF|MOTIF INVESTING, INC.|3
PI|IMPINJ INC CM|MPSG|E D & F Man Capital Markets Inc.|950
PI|IMPINJ INC CM|MSCO|MORGAN STANLEY & CO. LLC|1225492
PI|IMPINJ INC CM|MSPL|MORGAN STANLEY & CO. LLC|179300
PI|IMPINJ INC CM|MSTX|MORGAN STANLEY & CO. LLC|70600
PI|IMPINJ INC CM|NATL|National Securities Corporation|3500
PI|IMPINJ INC CM|NBCS|NBC Securities, INC.|100
PI|IMPINJ INC CM|NEUB|NEUBERGER BERMAN BD LLC|110
PI|IMPINJ INC CM|NFSC|National Financial Services LLC|589935
PI|IMPINJ INC CM|NITE|VIRTU Americas LLC|986242
PI|IMPINJ INC CM|NITP|VIRTU Americas LLC|2500
PI|IMPINJ INC CM|NQRB|Brut, LLC|8006
PI|IMPINJ INC CM|NTRC|Northern Trust Securities, Inc.|200
PI|IMPINJ INC CM|OPCO|Oppenheimer & Co. Inc.|784
PI|IMPINJ INC CM|PCPT|PHILLIP CAPITAL INC.|43
PI|IMPINJ INC CM|PDQM|CODA MARKETS, INC.|22072
PI|IMPINJ INC CM|PHLY|NASDAQ Execution Services, LLC|43200
PI|IMPINJ INC CM|PIPR|Piper Jaffray & Co.|500
PI|IMPINJ INC CM|PWJC|UBS Financial Services, Inc.|9430
PI|IMPINJ INC CM|RAJA|Raymond James & Associates, Inc.|11838
PI|IMPINJ INC CM|RBCM|RBC CAPITAL MARKETS, LLC|24441
PI|IMPINJ INC CM|RGLD|Regal Securities, Inc|181
PI|IMPINJ INC CM|SAGL|SAGETRADER, LLC|4760
PI|IMPINJ INC CM|SALI|INTL FCSTONE FINANCIAL INC.|120
PI|IMPINJ INC CM|SBSH|Citigroup Global Markets Inc.|140045
PI|IMPINJ INC CM|SGMT|GOLDMAN SACHS & CO. LLC|49981
PI|IMPINJ INC CM|SPDR|SPEEDROUTE LLC|5050
PI|IMPINJ INC CM|SPTD|MINT GLOBAL MARKETS, INC.|500
PI|IMPINJ INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|2540
PI|IMPINJ INC CM|STKP|STOCKPILE INVESTMENTS, INC.|1124
PI|IMPINJ INC CM|SWIM|TD Ameritrade, Inc.|216797
PI|IMPINJ INC CM|SWST|Hilltop Securities Inc.|10654
PI|IMPINJ INC CM|TKNG|ALLY INVEST SECURITIES LLC|27981
PI|IMPINJ INC CM|TMBR|Timber Hill LLC|1
PI|IMPINJ INC CM|TRBT|Tradebot Systems, Inc.|9954
PI|IMPINJ INC CM|TRCM|TRC MARKETS LLC|31799
PI|IMPINJ INC CM|UBSA|UBS SECURITIES LLC|228263
PI|IMPINJ INC CM|UBSS|UBS Securities LLC|679085
PI|IMPINJ INC CM|VALX|VIRTU AMERICAS LLC|6461
PI|IMPINJ INC CM|VGRD|Vanguard Marketing Corporation|33748
PI|IMPINJ INC CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
PI|IMPINJ INC CM|WCHV|WELLS FARGO SECURITIES, LLC|56267
PI|IMPINJ INC CM|WEDB|WEDBUSH SECURITIES INC.|24497
PI|IMPINJ INC CM|WEED|Weeden & Co.L.P.|2696
PI|IMPINJ INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30313
PI|IMPINJ INC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56242
PI|IMPINJ INC CM|WGIF|CIBC World Markets Inc.|1105
PI|IMPINJ INC CM|WORD|Worden Capital Management LLC|400
PI|IMPINJ INC CM|WSEA|WOLVERINE SECURITIES, LLC|16843
PI|IMPINJ INC CM|XIST|INSTINET, LLC|81000
PI|IMPINJ INC CM|XPQR|Jump Trading|1800
PI|IMPINJ INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|9840
PI|IMPINJ INC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|660
PI|IMPINJ INC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2668
PICB|INVESCO INTL CORP|APCC|Apex Clearing Corporation|9
PICB|INVESCO INTL CORP|BANK|Primevest Financial Services, Inc.|27
PICB|INVESCO INTL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7640
PICB|INVESCO INTL CORP|CANT|Cantor Fitzgerald & Co.|29676
PICB|INVESCO INTL CORP|CHAS|Charles Schwab & Co., Inc.|1706
PICB|INVESCO INTL CORP|CIST|Capital Institutional Services, Inc.|725
PICB|INVESCO INTL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13587
PICB|INVESCO INTL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5972
PICB|INVESCO INTL CORP|DBAX|Deutsche Bank Securities Inc.|2800
PICB|INVESCO INTL CORP|EBXL|EBX LLC|700
PICB|INVESCO INTL CORP|EDJO|Edward D. Jones & Co., L.P.|9016
PICB|INVESCO INTL CORP|ETRS|E*Trade Securities LLC|110
PICB|INVESCO INTL CORP|FBSB|U.S. Bancorp Investments, Inc.|396
PICB|INVESCO INTL CORP|FLTU|FLOW TRADERS US LLC|100
PICB|INVESCO INTL CORP|FMAF|NBCN Inc./ CDS|75
PICB|INVESCO INTL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7317
PICB|INVESCO INTL CORP|FTBR|Foliofn Investments, Inc.|3060
PICB|INVESCO INTL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
PICB|INVESCO INTL CORP|GSCO|GOLDMAN SACHS & CO. LLC|600
PICB|INVESCO INTL CORP|GSCS|GOLDMAN SACHS & CO. LLC|300
PICB|INVESCO INTL CORP|HRBF|American Enterprise Investment Services Inc.|3208
PICB|INVESCO INTL CORP|IATS|INTERACTIVE BROKERS LLC|600
PICB|INVESCO INTL CORP|IBKR|Interactive Brokers Llc|1564
PICB|INVESCO INTL CORP|ICBX|INSTINET, LLC|600
PICB|INVESCO INTL CORP|INCA|INSTINET, LLC|2200
PICB|INVESCO INTL CORP|ITGI|ITG Inc.|286
PICB|INVESCO INTL CORP|JEFF|JEFFERIES LLC|100
PICB|INVESCO INTL CORP|JPMX|J.P. Morgan Securities LLC|600
PICB|INVESCO INTL CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|5854
PICB|INVESCO INTL CORP|JSJX|JANE STREET CAPITAL LLC|28867
PICB|INVESCO INTL CORP|KCGM|VIRTU Americas LLC|2381
PICB|INVESCO INTL CORP|LEHM|Barclays Capital Inc./Le|4000
PICB|INVESCO INTL CORP|LIME|Lime Brokerage LLC|1586
PICB|INVESCO INTL CORP|MACC|Mid Atlantic Capital Corporation|57
PICB|INVESCO INTL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
PICB|INVESCO INTL CORP|MOTF|MOTIF INVESTING, INC.|1
PICB|INVESCO INTL CORP|MSCO|MORGAN STANLEY & CO. LLC|1992
PICB|INVESCO INTL CORP|MSPL|MORGAN STANLEY & CO. LLC|6700
PICB|INVESCO INTL CORP|NFSC|National Financial Services LLC|11628
PICB|INVESCO INTL CORP|NITE|VIRTU Americas LLC|38218
PICB|INVESCO INTL CORP|RBCM|RBC CAPITAL MARKETS, LLC|2198
PICB|INVESCO INTL CORP|SBSH|Citigroup Global Markets Inc.|1
PICB|INVESCO INTL CORP|SGMT|GOLDMAN SACHS & CO. LLC|805
PICB|INVESCO INTL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|5432
PICB|INVESCO INTL CORP|SWST|Hilltop Securities Inc.|3458
PICB|INVESCO INTL CORP|UBSA|UBS SECURITIES LLC|3365
PICB|INVESCO INTL CORP|UBSS|UBS Securities LLC|10921
PICB|INVESCO INTL CORP|VALX|VIRTU AMERICAS LLC|300
PICB|INVESCO INTL CORP|VGRD|Vanguard Marketing Corporation|2175
PICB|INVESCO INTL CORP|WCHV|WELLS FARGO SECURITIES, LLC|51353
PICB|INVESCO INTL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6254
PICB|INVESCO INTL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1876
PICK|ISHARES MSCI SLC MET|ALTX|Alternet Securities Inc.|100
PICK|ISHARES MSCI SLC MET|APCC|Apex Clearing Corporation|808
PICK|ISHARES MSCI SLC MET|BANK|Primevest Financial Services, Inc.|21
PICK|ISHARES MSCI SLC MET|BARD|Robert W. Baird & Co. Incorporated|163
PICK|ISHARES MSCI SLC MET|BATM|CBOE TRADING, INC.|200
PICK|ISHARES MSCI SLC MET|BBNT|BB&T SECURITIES, LLC|135
PICK|ISHARES MSCI SLC MET|BERN|Sanford C. Bernstein & Co., LLC|95950
PICK|ISHARES MSCI SLC MET|BYXM|CBOE TRADING, INC.|200
PICK|ISHARES MSCI SLC MET|CANT|Cantor Fitzgerald & Co.|120
PICK|ISHARES MSCI SLC MET|CHAS|Charles Schwab & Co., Inc.|1274
PICK|ISHARES MSCI SLC MET|CICF|Canaccord Genuity Corp.|2776
PICK|ISHARES MSCI SLC MET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
PICK|ISHARES MSCI SLC MET|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1704
PICK|ISHARES MSCI SLC MET|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
PICK|ISHARES MSCI SLC MET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32095
PICK|ISHARES MSCI SLC MET|CSIN|Citadel Securities Institutional LLC|92200
PICK|ISHARES MSCI SLC MET|CTDL|Citadel Derivatives Group Llc|128618
PICK|ISHARES MSCI SLC MET|CXCX|CITIGROUP GLOBAL MARKETS INC.|3022
PICK|ISHARES MSCI SLC MET|DBAB|Deutsche Bank Securities Inc.|300
PICK|ISHARES MSCI SLC MET|DBAX|Deutsche Bank Securities Inc.|136800
PICK|ISHARES MSCI SLC MET|DEAN|MORGAN STANLEY|800
PICK|ISHARES MSCI SLC MET|DEGS|RONIN PROFESSIONAL LLC|900
PICK|ISHARES MSCI SLC MET|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
PICK|ISHARES MSCI SLC MET|EBXL|EBX LLC|104700
PICK|ISHARES MSCI SLC MET|ECUT|CONVERGEX EXECUTION SOLUTIONS|3400
PICK|ISHARES MSCI SLC MET|EDJO|Edward D. Jones & Co., L.P.|4265
PICK|ISHARES MSCI SLC MET|EGAM|CBOE TRADING, INC.|700
PICK|ISHARES MSCI SLC MET|EGXM|CBOE TRADING, INC.|100
PICK|ISHARES MSCI SLC MET|EGXW|CBOE TRADING, INC.|200
PICK|ISHARES MSCI SLC MET|ELEV|ELEVATION, LLC|46800
PICK|ISHARES MSCI SLC MET|ETBE|Electronic Transaction Clearing, Inc.|100
PICK|ISHARES MSCI SLC MET|ETCB|ETC BROKERAGE SERVICES, LLC|377
PICK|ISHARES MSCI SLC MET|ETRS|E*Trade Securities LLC|10781
PICK|ISHARES MSCI SLC MET|FIDT|Fidelity Clearing Canada ULC./ CDS|500
PICK|ISHARES MSCI SLC MET|FILL|Tradestation Securities, Inc.|1000
PICK|ISHARES MSCI SLC MET|FMAF|NBCN Inc./ CDS|3926
PICK|ISHARES MSCI SLC MET|FTBR|Foliofn Investments, Inc.|287
PICK|ISHARES MSCI SLC MET|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
PICK|ISHARES MSCI SLC MET|GLIS|TD Securities Inc|1000
PICK|ISHARES MSCI SLC MET|GLPX|ACS EXECUTION SERVICES, LLC|5500
PICK|ISHARES MSCI SLC MET|GSCO|GOLDMAN SACHS & CO. LLC|427700
PICK|ISHARES MSCI SLC MET|GTSZ|GTS SECURITIES LLC|3568
PICK|ISHARES MSCI SLC MET|HRBF|American Enterprise Investment Services Inc.|8014
PICK|ISHARES MSCI SLC MET|IATS|INTERACTIVE BROKERS LLC|1774
PICK|ISHARES MSCI SLC MET|IBKR|Interactive Brokers Llc|2280
PICK|ISHARES MSCI SLC MET|ICBX|INSTINET, LLC|68650
PICK|ISHARES MSCI SLC MET|INCA|INSTINET, LLC|11761
PICK|ISHARES MSCI SLC MET|INTL|INTL FCSTONE FINANCIAL INC.|102800
PICK|ISHARES MSCI SLC MET|ITGI|ITG Inc.|5398
PICK|ISHARES MSCI SLC MET|ITGP|ITG INC.|62800
PICK|ISHARES MSCI SLC MET|JANY|Janney Montgomery Scott Inc.|1500
PICK|ISHARES MSCI SLC MET|JMPT|JUMP TRADING, LLC|230
PICK|ISHARES MSCI SLC MET|JPMX|J.P. Morgan Securities LLC|88926
PICK|ISHARES MSCI SLC MET|JSEB|JANE STREET EXECUTION SERVICES, LLC|278825
PICK|ISHARES MSCI SLC MET|JSJX|JANE STREET CAPITAL LLC|150044
PICK|ISHARES MSCI SLC MET|KCGM|VIRTU Americas LLC|32058
PICK|ISHARES MSCI SLC MET|LEHM|Barclays Capital Inc./Le|28377
PICK|ISHARES MSCI SLC MET|LGNT|COR CLEARING LLC|1
PICK|ISHARES MSCI SLC MET|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|560
PICK|ISHARES MSCI SLC MET|LIME|Lime Brokerage LLC|2689
PICK|ISHARES MSCI SLC MET|LSCI|Lek Securities Corporation|48
PICK|ISHARES MSCI SLC MET|MAXM|Maxim Group LLC|920
PICK|ISHARES MSCI SLC MET|MCMF|Raymond James Ltd. Cds|1016
PICK|ISHARES MSCI SLC MET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67290
PICK|ISHARES MSCI SLC MET|MSCO|MORGAN STANLEY & CO. LLC|39722
PICK|ISHARES MSCI SLC MET|MSPL|MORGAN STANLEY & CO. LLC|57100
PICK|ISHARES MSCI SLC MET|NATL|National Securities Corporation|300
PICK|ISHARES MSCI SLC MET|NFSC|National Financial Services LLC|130987
PICK|ISHARES MSCI SLC MET|NITE|VIRTU Americas LLC|131066
PICK|ISHARES MSCI SLC MET|NQRB|Brut, LLC|200
PICK|ISHARES MSCI SLC MET|NTRC|Northern Trust Securities, Inc.|100
PICK|ISHARES MSCI SLC MET|PCPT|PHILLIP CAPITAL INC.|500
PICK|ISHARES MSCI SLC MET|PDQM|CODA MARKETS, INC.|38715
PICK|ISHARES MSCI SLC MET|PICT|Pictet Overseas Inc.|100000
PICK|ISHARES MSCI SLC MET|PWJC|UBS Financial Services, Inc.|1147
PICK|ISHARES MSCI SLC MET|RBCM|RBC CAPITAL MARKETS, LLC|5750
PICK|ISHARES MSCI SLC MET|SAGL|SAGETRADER, LLC|6900
PICK|ISHARES MSCI SLC MET|SBSH|Citigroup Global Markets Inc.|34449
PICK|ISHARES MSCI SLC MET|SGMT|GOLDMAN SACHS & CO. LLC|240902
PICK|ISHARES MSCI SLC MET|SPDR|SPEEDROUTE LLC|8500
PICK|ISHARES MSCI SLC MET|STFL|Stifel, Nicolaus & Company, Incorporated|1209
PICK|ISHARES MSCI SLC MET|SWIM|TD Ameritrade, Inc.|3637
PICK|ISHARES MSCI SLC MET|SWST|Hilltop Securities Inc.|834
PICK|ISHARES MSCI SLC MET|TKNG|ALLY INVEST SECURITIES LLC|170
PICK|ISHARES MSCI SLC MET|TRCM|TRC MARKETS LLC|200
PICK|ISHARES MSCI SLC MET|UBSA|UBS SECURITIES LLC|10074
PICK|ISHARES MSCI SLC MET|UBSS|UBS Securities LLC|63069
PICK|ISHARES MSCI SLC MET|VALX|VIRTU AMERICAS LLC|100
PICK|ISHARES MSCI SLC MET|VGRD|Vanguard Marketing Corporation|14599
PICK|ISHARES MSCI SLC MET|WCHV|WELLS FARGO SECURITIES, LLC|14816
PICK|ISHARES MSCI SLC MET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3075
PICK|ISHARES MSCI SLC MET|WGIF|CIBC World Markets Inc.|1008
PICK|ISHARES MSCI SLC MET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|68
PICK|ISHARES MSCI SLC MET|WSEA|WOLVERINE SECURITIES, LLC|599
PICK|ISHARES MSCI SLC MET|XSTM|NATIONAL FINANCIAL SERVICES LLC|8454
PICK|ISHARES MSCI SLC MET|YKNA|COMHAR CAPITAL MARKETS, LLC|400
PICK|ISHARES MSCI SLC MET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5705
PICO|PICO HOLDINGS, INC.|APCC|Apex Clearing Corporation|26
PICO|PICO HOLDINGS, INC.|BARD|Robert W. Baird & Co. Incorporated|200
PICO|PICO HOLDINGS, INC.|BATM|CBOE TRADING, INC.|29
PICO|PICO HOLDINGS, INC.|BAYC|BAY CREST PARTNERS, LLC|210
PICO|PICO HOLDINGS, INC.|BAYT|BTIG, LLC|6994
PICO|PICO HOLDINGS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
PICO|PICO HOLDINGS, INC.|BLKX|INSTINET, LLC|45200
PICO|PICO HOLDINGS, INC.|BMOC|BMO Capital Markets Corp.|4572
PICO|PICO HOLDINGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5681
PICO|PICO HOLDINGS, INC.|BTIG|BTIG, LLC|23050
PICO|PICO HOLDINGS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|4002
PICO|PICO HOLDINGS, INC.|CHAS|Charles Schwab & Co., Inc.|3
PICO|PICO HOLDINGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12446
PICO|PICO HOLDINGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34585
PICO|PICO HOLDINGS, INC.|CTDL|Citadel Derivatives Group Llc|3185
PICO|PICO HOLDINGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2532
PICO|PICO HOLDINGS, INC.|DBAB|Deutsche Bank Securities Inc.|54820
PICO|PICO HOLDINGS, INC.|DBAX|Deutsche Bank Securities Inc.|6700
PICO|PICO HOLDINGS, INC.|DEGS|RONIN PROFESSIONAL LLC|5964
PICO|PICO HOLDINGS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2050
PICO|PICO HOLDINGS, INC.|EBXL|EBX LLC|9800
PICO|PICO HOLDINGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3300
PICO|PICO HOLDINGS, INC.|EDJO|Edward D. Jones & Co., L.P.|131
PICO|PICO HOLDINGS, INC.|EGAM|CBOE TRADING, INC.|2011
PICO|PICO HOLDINGS, INC.|ELEV|ELEVATION, LLC|355
PICO|PICO HOLDINGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6184
PICO|PICO HOLDINGS, INC.|ETRS|E*Trade Securities LLC|14422
PICO|PICO HOLDINGS, INC.|FBCO|Credit Suisse Securities (USA) LLC|70504
PICO|PICO HOLDINGS, INC.|FMAF|NBCN Inc./ CDS|1100
PICO|PICO HOLDINGS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|13100
PICO|PICO HOLDINGS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
PICO|PICO HOLDINGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9486
PICO|PICO HOLDINGS, INC.|FTBR|Foliofn Investments, Inc.|113
PICO|PICO HOLDINGS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|20049
PICO|PICO HOLDINGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|223574
PICO|PICO HOLDINGS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|15263
PICO|PICO HOLDINGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1000
PICO|PICO HOLDINGS, INC.|GTSZ|GTS SECURITIES LLC|612
PICO|PICO HOLDINGS, INC.|HRBF|American Enterprise Investment Services Inc.|200
PICO|PICO HOLDINGS, INC.|HSBC|HSBC Securities, Inc.|1500
PICO|PICO HOLDINGS, INC.|IBKR|Interactive Brokers Llc|25270
PICO|PICO HOLDINGS, INC.|ICBX|INSTINET, LLC|4400
PICO|PICO HOLDINGS, INC.|IEQY|CITADEL SECURITIES LLC|300
PICO|PICO HOLDINGS, INC.|INCA|INSTINET, LLC|42429
PICO|PICO HOLDINGS, INC.|INJX|INSTINET, LLC|2498
PICO|PICO HOLDINGS, INC.|ITGI|ITG Inc.|4141
PICO|PICO HOLDINGS, INC.|ITGP|ITG INC.|5600
PICO|PICO HOLDINGS, INC.|JEFF|JEFFERIES LLC|19709
PICO|PICO HOLDINGS, INC.|JMPT|JUMP TRADING, LLC|299
PICO|PICO HOLDINGS, INC.|JONE|JonesTrading|1000
PICO|PICO HOLDINGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|960
PICO|PICO HOLDINGS, INC.|JPMX|J.P. Morgan Securities LLC|39947
PICO|PICO HOLDINGS, INC.|KCGM|VIRTU Americas LLC|4839
PICO|PICO HOLDINGS, INC.|LEHM|Barclays Capital Inc./Le|126336
PICO|PICO HOLDINGS, INC.|LIME|Lime Brokerage LLC|34877
PICO|PICO HOLDINGS, INC.|LQNA|LIQUIDNET, INC.|5000
PICO|PICO HOLDINGS, INC.|LQNB|LIQUIDNET, INC.|5000
PICO|PICO HOLDINGS, INC.|MAXM|Maxim Group LLC|2245
PICO|PICO HOLDINGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38950
PICO|PICO HOLDINGS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1242
PICO|PICO HOLDINGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|184213
PICO|PICO HOLDINGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|8900
PICO|PICO HOLDINGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|13300
PICO|PICO HOLDINGS, INC.|NATL|National Securities Corporation|2000
PICO|PICO HOLDINGS, INC.|NFSC|National Financial Services LLC|27108
PICO|PICO HOLDINGS, INC.|NITE|VIRTU Americas LLC|32683
PICO|PICO HOLDINGS, INC.|NITP|VIRTU Americas LLC|100
PICO|PICO HOLDINGS, INC.|NQRB|Brut, LLC|100
PICO|PICO HOLDINGS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
PICO|PICO HOLDINGS, INC.|PDQM|CODA MARKETS, INC.|10755
PICO|PICO HOLDINGS, INC.|RAJA|Raymond James & Associates, Inc.|2025
PICO|PICO HOLDINGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|450
PICO|PICO HOLDINGS, INC.|SBSH|Citigroup Global Markets Inc.|38097
PICO|PICO HOLDINGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|24993
PICO|PICO HOLDINGS, INC.|SPDR|SPEEDROUTE LLC|286
PICO|PICO HOLDINGS, INC.|SWIM|TD Ameritrade, Inc.|8200
PICO|PICO HOLDINGS, INC.|TDSI|TD Securities (USA) LLC|1045
PICO|PICO HOLDINGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|49
PICO|PICO HOLDINGS, INC.|TRBT|Tradebot Systems, Inc.|1902
PICO|PICO HOLDINGS, INC.|TRCM|TRC MARKETS LLC|57859
PICO|PICO HOLDINGS, INC.|UBSA|UBS SECURITIES LLC|145809
PICO|PICO HOLDINGS, INC.|UBSS|UBS Securities LLC|170505
PICO|PICO HOLDINGS, INC.|VALX|VIRTU AMERICAS LLC|11238
PICO|PICO HOLDINGS, INC.|VGRD|Vanguard Marketing Corporation|5694
PICO|PICO HOLDINGS, INC.|WABR|Wall Street Access|3350
PICO|PICO HOLDINGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|5574
PICO|PICO HOLDINGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2448
PICO|PICO HOLDINGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2511
PICO|PICO HOLDINGS, INC.|WGIF|CIBC World Markets Inc.|550
PICO|PICO HOLDINGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|2
PICO|PICO HOLDINGS, INC.|XIST|INSTINET, LLC|3530
PICO|PICO HOLDINGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8760
PICO|PICO HOLDINGS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5470
PID|INVESCO INTL DIV ACH|ALTX|Alternet Securities Inc.|3013
PID|INVESCO INTL DIV ACH|APCC|Apex Clearing Corporation|27
PID|INVESCO INTL DIV ACH|BANK|Primevest Financial Services, Inc.|367
PID|INVESCO INTL DIV ACH|BARD|Robert W. Baird & Co. Incorporated|1879
PID|INVESCO INTL DIV ACH|BATM|CBOE TRADING, INC.|260
PID|INVESCO INTL DIV ACH|BBNT|BB&T SECURITIES, LLC|800
PID|INVESCO INTL DIV ACH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5913
PID|INVESCO INTL DIV ACH|CANT|Cantor Fitzgerald & Co.|8844
PID|INVESCO INTL DIV ACH|CHAS|Charles Schwab & Co., Inc.|39
PID|INVESCO INTL DIV ACH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5991
PID|INVESCO INTL DIV ACH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1600
PID|INVESCO INTL DIV ACH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54867
PID|INVESCO INTL DIV ACH|CTDL|Citadel Derivatives Group Llc|229645
PID|INVESCO INTL DIV ACH|CXCX|CITIGROUP GLOBAL MARKETS INC.|6954
PID|INVESCO INTL DIV ACH|DADA|D.A. Davidson & Co.|348
PID|INVESCO INTL DIV ACH|DBAB|Deutsche Bank Securities Inc.|1996
PID|INVESCO INTL DIV ACH|DBAX|Deutsche Bank Securities Inc.|30600
PID|INVESCO INTL DIV ACH|DEAN|MORGAN STANLEY|20165
PID|INVESCO INTL DIV ACH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6121
PID|INVESCO INTL DIV ACH|EBXL|EBX LLC|41400
PID|INVESCO INTL DIV ACH|EDJC|Edward Jones / CDS|8607
PID|INVESCO INTL DIV ACH|EDJO|Edward D. Jones & Co., L.P.|429007
PID|INVESCO INTL DIV ACH|EGAM|CBOE TRADING, INC.|700
PID|INVESCO INTL DIV ACH|EGXM|CBOE TRADING, INC.|100
PID|INVESCO INTL DIV ACH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|504
PID|INVESCO INTL DIV ACH|ETRS|E*Trade Securities LLC|5927
PID|INVESCO INTL DIV ACH|FBCO|Credit Suisse Securities (USA) LLC|49545
PID|INVESCO INTL DIV ACH|FIDT|Fidelity Clearing Canada ULC./ CDS|408
PID|INVESCO INTL DIV ACH|FINX|FINTECH SECURITIES|5975
PID|INVESCO INTL DIV ACH|FMAF|NBCN Inc./ CDS|1488
PID|INVESCO INTL DIV ACH|FOMA|TD AMERITRADE CLEARING, INC.|45573
PID|INVESCO INTL DIV ACH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43768
PID|INVESCO INTL DIV ACH|FTBR|Foliofn Investments, Inc.|48
PID|INVESCO INTL DIV ACH|GEBB|GLOBAL EXECUTION BROKERS, LP|12333
PID|INVESCO INTL DIV ACH|GLPX|ACS EXECUTION SERVICES, LLC|500
PID|INVESCO INTL DIV ACH|GSCO|GOLDMAN SACHS & CO. LLC|4138
PID|INVESCO INTL DIV ACH|GSCS|GOLDMAN SACHS & CO. LLC|5310
PID|INVESCO INTL DIV ACH|GTSZ|GTS SECURITIES LLC|400
PID|INVESCO INTL DIV ACH|HRBF|American Enterprise Investment Services Inc.|139919
PID|INVESCO INTL DIV ACH|IATS|INTERACTIVE BROKERS LLC|70
PID|INVESCO INTL DIV ACH|IBKR|Interactive Brokers Llc|4989
PID|INVESCO INTL DIV ACH|ICBX|INSTINET, LLC|38768
PID|INVESCO INTL DIV ACH|INCA|INSTINET, LLC|20920
PID|INVESCO INTL DIV ACH|ITGI|ITG Inc.|6665
PID|INVESCO INTL DIV ACH|ITGP|ITG INC.|9600
PID|INVESCO INTL DIV ACH|JANY|Janney Montgomery Scott Inc.|2582
PID|INVESCO INTL DIV ACH|JPMX|J.P. Morgan Securities LLC|2034
PID|INVESCO INTL DIV ACH|JSJX|JANE STREET CAPITAL LLC|218283
PID|INVESCO INTL DIV ACH|KCGM|VIRTU Americas LLC|3386
PID|INVESCO INTL DIV ACH|LEHM|Barclays Capital Inc./Le|58600
PID|INVESCO INTL DIV ACH|LIME|Lime Brokerage LLC|39847
PID|INVESCO INTL DIV ACH|MACC|Mid Atlantic Capital Corporation|37
PID|INVESCO INTL DIV ACH|MAXM|Maxim Group LLC|6000
PID|INVESCO INTL DIV ACH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65352
PID|INVESCO INTL DIV ACH|MSCO|MORGAN STANLEY & CO. LLC|188771
PID|INVESCO INTL DIV ACH|MSPL|MORGAN STANLEY & CO. LLC|68900
PID|INVESCO INTL DIV ACH|NFSC|National Financial Services LLC|146834
PID|INVESCO INTL DIV ACH|NITE|VIRTU Americas LLC|387607
PID|INVESCO INTL DIV ACH|NQRB|Brut, LLC|300
PID|INVESCO INTL DIV ACH|OLDM|OLD MISSION CAPITAL, LLC|81656
PID|INVESCO INTL DIV ACH|OPCO|Oppenheimer & Co. Inc.|607
PID|INVESCO INTL DIV ACH|PDQM|CODA MARKETS, INC.|500
PID|INVESCO INTL DIV ACH|RAJA|Raymond James & Associates, Inc.|19055
PID|INVESCO INTL DIV ACH|RBCM|RBC CAPITAL MARKETS, LLC|14799
PID|INVESCO INTL DIV ACH|SALI|INTL FCSTONE FINANCIAL INC.|5366
PID|INVESCO INTL DIV ACH|SBSH|Citigroup Global Markets Inc.|4615
PID|INVESCO INTL DIV ACH|SEIC|SEI Investments Distribution Co.|3013
PID|INVESCO INTL DIV ACH|SGMT|GOLDMAN SACHS & CO. LLC|11971
PID|INVESCO INTL DIV ACH|SPHN|Stephens Inc.|13
PID|INVESCO INTL DIV ACH|STFL|Stifel, Nicolaus & Company, Incorporated|6573
PID|INVESCO INTL DIV ACH|SWIM|TD Ameritrade, Inc.|65
PID|INVESCO INTL DIV ACH|SWST|Hilltop Securities Inc.|994
PID|INVESCO INTL DIV ACH|TRBT|Tradebot Systems, Inc.|100
PID|INVESCO INTL DIV ACH|TRCM|TRC MARKETS LLC|5900
PID|INVESCO INTL DIV ACH|UBSA|UBS SECURITIES LLC|125079
PID|INVESCO INTL DIV ACH|UBSS|UBS Securities LLC|146518
PID|INVESCO INTL DIV ACH|VALX|VIRTU AMERICAS LLC|7534
PID|INVESCO INTL DIV ACH|VGRD|Vanguard Marketing Corporation|4291
PID|INVESCO INTL DIV ACH|WBPX|SUMMIT SECURITIES GROUP, LLC|28048
PID|INVESCO INTL DIV ACH|WCHV|WELLS FARGO SECURITIES, LLC|104382
PID|INVESCO INTL DIV ACH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|632
PID|INVESCO INTL DIV ACH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7321
PID|INVESCO INTL DIV ACH|WGIF|CIBC World Markets Inc.|306
PID|INVESCO INTL DIV ACH|WSEA|WOLVERINE SECURITIES, LLC|1779
PID|INVESCO INTL DIV ACH|XSTM|NATIONAL FINANCIAL SERVICES LLC|11054
PID|INVESCO INTL DIV ACH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8299
PIE|INVESCO DWA EMG MKTS|ADAM|CANACCORD GENUITY INC.|800
PIE|INVESCO DWA EMG MKTS|APCC|Apex Clearing Corporation|37
PIE|INVESCO DWA EMG MKTS|BANK|Primevest Financial Services, Inc.|4
PIE|INVESCO DWA EMG MKTS|BARD|Robert W. Baird & Co. Incorporated|1531
PIE|INVESCO DWA EMG MKTS|BBNT|BB&T SECURITIES, LLC|2144
PIE|INVESCO DWA EMG MKTS|BERN|Sanford C. Bernstein & Co., LLC|30
PIE|INVESCO DWA EMG MKTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1552
PIE|INVESCO DWA EMG MKTS|CANT|Cantor Fitzgerald & Co.|204434
PIE|INVESCO DWA EMG MKTS|CHAS|Charles Schwab & Co., Inc.|5249
PIE|INVESCO DWA EMG MKTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49905
PIE|INVESCO DWA EMG MKTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38331
PIE|INVESCO DWA EMG MKTS|CSIN|Citadel Securities Institutional LLC|48906
PIE|INVESCO DWA EMG MKTS|CTDL|Citadel Derivatives Group Llc|261608
PIE|INVESCO DWA EMG MKTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|15334
PIE|INVESCO DWA EMG MKTS|DAVA|Davenport & Company LLC|375
PIE|INVESCO DWA EMG MKTS|DBAX|Deutsche Bank Securities Inc.|62700
PIE|INVESCO DWA EMG MKTS|DEAN|MORGAN STANLEY|8416
PIE|INVESCO DWA EMG MKTS|DEGS|RONIN PROFESSIONAL LLC|1000
PIE|INVESCO DWA EMG MKTS|EBXL|EBX LLC|45800
PIE|INVESCO DWA EMG MKTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|810
PIE|INVESCO DWA EMG MKTS|EDJO|Edward D. Jones & Co., L.P.|3173
PIE|INVESCO DWA EMG MKTS|EGAM|CBOE TRADING, INC.|200
PIE|INVESCO DWA EMG MKTS|ETBE|Electronic Transaction Clearing, Inc.|600
PIE|INVESCO DWA EMG MKTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|752
PIE|INVESCO DWA EMG MKTS|ETRS|E*Trade Securities LLC|2930
PIE|INVESCO DWA EMG MKTS|FBCO|Credit Suisse Securities (USA) LLC|154578
PIE|INVESCO DWA EMG MKTS|FBSB|U.S. Bancorp Investments, Inc.|1495
PIE|INVESCO DWA EMG MKTS|FMAF|NBCN Inc./ CDS|620
PIE|INVESCO DWA EMG MKTS|FOMA|TD AMERITRADE CLEARING, INC.|93427
PIE|INVESCO DWA EMG MKTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2759
PIE|INVESCO DWA EMG MKTS|FTBR|Foliofn Investments, Inc.|46075
PIE|INVESCO DWA EMG MKTS|GEBB|GLOBAL EXECUTION BROKERS, LP|1354
PIE|INVESCO DWA EMG MKTS|GLPX|ACS EXECUTION SERVICES, LLC|9080
PIE|INVESCO DWA EMG MKTS|GSCO|GOLDMAN SACHS & CO. LLC|900
PIE|INVESCO DWA EMG MKTS|GSLT|GOLDMAN SACHS & CO. LLC|180
PIE|INVESCO DWA EMG MKTS|GTSZ|GTS SECURITIES LLC|6774
PIE|INVESCO DWA EMG MKTS|HRBF|American Enterprise Investment Services Inc.|1099
PIE|INVESCO DWA EMG MKTS|HSBC|HSBC Securities, Inc.|2074
PIE|INVESCO DWA EMG MKTS|IATS|INTERACTIVE BROKERS LLC|1605
PIE|INVESCO DWA EMG MKTS|IBKR|Interactive Brokers Llc|25396
PIE|INVESCO DWA EMG MKTS|ICBX|INSTINET, LLC|45182
PIE|INVESCO DWA EMG MKTS|INCA|INSTINET, LLC|2000
PIE|INVESCO DWA EMG MKTS|ITGI|ITG Inc.|361
PIE|INVESCO DWA EMG MKTS|ITGP|ITG INC.|24800
PIE|INVESCO DWA EMG MKTS|JANY|Janney Montgomery Scott Inc.|8561
PIE|INVESCO DWA EMG MKTS|JMPT|JUMP TRADING, LLC|1799
PIE|INVESCO DWA EMG MKTS|JPMX|J.P. Morgan Securities LLC|25822
PIE|INVESCO DWA EMG MKTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|336676
PIE|INVESCO DWA EMG MKTS|JSJX|JANE STREET CAPITAL LLC|278434
PIE|INVESCO DWA EMG MKTS|KCGM|VIRTU Americas LLC|26307
PIE|INVESCO DWA EMG MKTS|LEHM|Barclays Capital Inc./Le|58200
PIE|INVESCO DWA EMG MKTS|LIME|Lime Brokerage LLC|29504
PIE|INVESCO DWA EMG MKTS|MACC|Mid Atlantic Capital Corporation|2241
PIE|INVESCO DWA EMG MKTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47278
PIE|INVESCO DWA EMG MKTS|MSCO|MORGAN STANLEY & CO. LLC|202031
PIE|INVESCO DWA EMG MKTS|MSPL|MORGAN STANLEY & CO. LLC|23100
PIE|INVESCO DWA EMG MKTS|NFSC|National Financial Services LLC|193573
PIE|INVESCO DWA EMG MKTS|NITE|VIRTU Americas LLC|332789
PIE|INVESCO DWA EMG MKTS|NITP|VIRTU Americas LLC|18338
PIE|INVESCO DWA EMG MKTS|OPCO|Oppenheimer & Co. Inc.|2
PIE|INVESCO DWA EMG MKTS|PDQM|CODA MARKETS, INC.|100
PIE|INVESCO DWA EMG MKTS|PWJC|UBS Financial Services, Inc.|109
PIE|INVESCO DWA EMG MKTS|RAJA|Raymond James & Associates, Inc.|93098
PIE|INVESCO DWA EMG MKTS|RBCM|RBC CAPITAL MARKETS, LLC|6652
PIE|INVESCO DWA EMG MKTS|SAGL|SAGETRADER, LLC|2300
PIE|INVESCO DWA EMG MKTS|SBSH|Citigroup Global Markets Inc.|11746
PIE|INVESCO DWA EMG MKTS|SGMT|GOLDMAN SACHS & CO. LLC|22249
PIE|INVESCO DWA EMG MKTS|SPHN|Stephens Inc.|1554
PIE|INVESCO DWA EMG MKTS|STFL|Stifel, Nicolaus & Company, Incorporated|7781
PIE|INVESCO DWA EMG MKTS|SWIM|TD Ameritrade, Inc.|3642
PIE|INVESCO DWA EMG MKTS|TKNG|ALLY INVEST SECURITIES LLC|250
PIE|INVESCO DWA EMG MKTS|TRCM|TRC MARKETS LLC|800
PIE|INVESCO DWA EMG MKTS|UBSA|UBS SECURITIES LLC|293812
PIE|INVESCO DWA EMG MKTS|UBSS|UBS Securities LLC|108845
PIE|INVESCO DWA EMG MKTS|VALX|VIRTU AMERICAS LLC|557
PIE|INVESCO DWA EMG MKTS|VGRD|Vanguard Marketing Corporation|6242
PIE|INVESCO DWA EMG MKTS|WBLR|WILLIAM BLAIR|2114
PIE|INVESCO DWA EMG MKTS|WCHV|WELLS FARGO SECURITIES, LLC|241139
PIE|INVESCO DWA EMG MKTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2111
PIE|INVESCO DWA EMG MKTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6072
PIE|INVESCO DWA EMG MKTS|WGIF|CIBC World Markets Inc.|4635
PIE|INVESCO DWA EMG MKTS|WSEA|WOLVERINE SECURITIES, LLC|5316
PIE|INVESCO DWA EMG MKTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
PIE|INVESCO DWA EMG MKTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54790
PIH|1347 PROPERTY INS CM|AGIS|Aegis Capital Corp.|800
PIH|1347 PROPERTY INS CM|APCC|Apex Clearing Corporation|70
PIH|1347 PROPERTY INS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|947
PIH|1347 PROPERTY INS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PIH|1347 PROPERTY INS CM|DBAB|Deutsche Bank Securities Inc.|418
PIH|1347 PROPERTY INS CM|DEAN|MORGAN STANLEY|747
PIH|1347 PROPERTY INS CM|DEGS|RONIN PROFESSIONAL LLC|2294
PIH|1347 PROPERTY INS CM|EBXL|EBX LLC|400
PIH|1347 PROPERTY INS CM|ETRS|E*Trade Securities LLC|1190
PIH|1347 PROPERTY INS CM|FBCO|Credit Suisse Securities (USA) LLC|1142
PIH|1347 PROPERTY INS CM|FOMA|TD AMERITRADE CLEARING, INC.|13892
PIH|1347 PROPERTY INS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17
PIH|1347 PROPERTY INS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|479
PIH|1347 PROPERTY INS CM|GSCO|GOLDMAN SACHS & CO. LLC|6
PIH|1347 PROPERTY INS CM|IATS|INTERACTIVE BROKERS LLC|212
PIH|1347 PROPERTY INS CM|IBKR|Interactive Brokers Llc|9609
PIH|1347 PROPERTY INS CM|ICBX|INSTINET, LLC|100
PIH|1347 PROPERTY INS CM|INCA|INSTINET, LLC|4468
PIH|1347 PROPERTY INS CM|ITGI|ITG Inc.|2191
PIH|1347 PROPERTY INS CM|ITGP|ITG INC.|1200
PIH|1347 PROPERTY INS CM|LEHM|Barclays Capital Inc./Le|237
PIH|1347 PROPERTY INS CM|LIME|Lime Brokerage LLC|9584
PIH|1347 PROPERTY INS CM|LMGP|LIME BROKERAGE LLC|100
PIH|1347 PROPERTY INS CM|MSCO|MORGAN STANLEY & CO. LLC|9716
PIH|1347 PROPERTY INS CM|MSPL|MORGAN STANLEY & CO. LLC|100
PIH|1347 PROPERTY INS CM|NFSC|National Financial Services LLC|3083
PIH|1347 PROPERTY INS CM|NITE|VIRTU Americas LLC|23074
PIH|1347 PROPERTY INS CM|SGMT|GOLDMAN SACHS & CO. LLC|17
PIH|1347 PROPERTY INS CM|SWIM|TD Ameritrade, Inc.|10917
PIH|1347 PROPERTY INS CM|TKNG|ALLY INVEST SECURITIES LLC|13
PIH|1347 PROPERTY INS CM|TRCM|TRC MARKETS LLC|400
PIH|1347 PROPERTY INS CM|UBSA|UBS SECURITIES LLC|5439
PIH|1347 PROPERTY INS CM|UBSS|UBS Securities LLC|10292
PIH|1347 PROPERTY INS CM|VALX|VIRTU AMERICAS LLC|115
PIH|1347 PROPERTY INS CM|VGRD|Vanguard Marketing Corporation|256
PIH|1347 PROPERTY INS CM|WCHV|WELLS FARGO SECURITIES, LLC|1370
PIH|1347 PROPERTY INS CM|WGIF|CIBC World Markets Inc.|17518
PIH|1347 PROPERTY INS CM|WSEA|WOLVERINE SECURITIES, LLC|2257
PIHPP|1347 PPTY IN 8% SR A|BATM|CBOE TRADING, INC.|300
PIHPP|1347 PPTY IN 8% SR A|BBNT|BB&T SECURITIES, LLC|2308
PIHPP|1347 PPTY IN 8% SR A|BOSC|Boenning & Scattergood, Inc.|3206
PIHPP|1347 PPTY IN 8% SR A|EBXL|EBX LLC|100
PIHPP|1347 PPTY IN 8% SR A|ETRS|E*Trade Securities LLC|25
PIHPP|1347 PPTY IN 8% SR A|FBCO|Credit Suisse Securities (USA) LLC|200
PIHPP|1347 PPTY IN 8% SR A|FOMA|TD AMERITRADE CLEARING, INC.|1205
PIHPP|1347 PPTY IN 8% SR A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2332
PIHPP|1347 PPTY IN 8% SR A|GSLT|GOLDMAN SACHS & CO. LLC|425
PIHPP|1347 PPTY IN 8% SR A|HRBF|American Enterprise Investment Services Inc.|30
PIHPP|1347 PPTY IN 8% SR A|IBKR|Interactive Brokers Llc|814
PIHPP|1347 PPTY IN 8% SR A|LIME|Lime Brokerage LLC|269
PIHPP|1347 PPTY IN 8% SR A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|57
PIHPP|1347 PPTY IN 8% SR A|MSCO|MORGAN STANLEY & CO. LLC|3689
PIHPP|1347 PPTY IN 8% SR A|NFSC|National Financial Services LLC|600
PIHPP|1347 PPTY IN 8% SR A|NITE|VIRTU Americas LLC|8008
PIHPP|1347 PPTY IN 8% SR A|RBCM|RBC CAPITAL MARKETS, LLC|4100
PIHPP|1347 PPTY IN 8% SR A|SGMT|GOLDMAN SACHS & CO. LLC|200
PIHPP|1347 PPTY IN 8% SR A|TRCM|TRC MARKETS LLC|202
PIHPP|1347 PPTY IN 8% SR A|UBSS|UBS Securities LLC|330
PIHPP|1347 PPTY IN 8% SR A|VGRD|Vanguard Marketing Corporation|100
PIHPP|1347 PPTY IN 8% SR A|WCHV|WELLS FARGO SECURITIES, LLC|100
PII|POLARIS INDUSTRIES|ADAM|CANACCORD GENUITY INC.|200
PII|POLARIS INDUSTRIES|AGIS|Aegis Capital Corp.|75
PII|POLARIS INDUSTRIES|ALTX|Alternet Securities Inc.|23811
PII|POLARIS INDUSTRIES|APCC|Apex Clearing Corporation|552
PII|POLARIS INDUSTRIES|BANK|Primevest Financial Services, Inc.|19
PII|POLARIS INDUSTRIES|BARD|Robert W. Baird & Co. Incorporated|25378
PII|POLARIS INDUSTRIES|BATM|CBOE TRADING, INC.|8858
PII|POLARIS INDUSTRIES|BAYC|BAY CREST PARTNERS, LLC|166
PII|POLARIS INDUSTRIES|BBNT|BB&T SECURITIES, LLC|2344
PII|POLARIS INDUSTRIES|BERN|Sanford C. Bernstein & Co., LLC|20275
PII|POLARIS INDUSTRIES|BIAD|SAGETRADER, LLC|52
PII|POLARIS INDUSTRIES|BIMI|Banca IMI Securities Corp.|500
PII|POLARIS INDUSTRIES|BKCM|BNY Mellon Capital Markets LLC|12000
PII|POLARIS INDUSTRIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7242
PII|POLARIS INDUSTRIES|BLKX|INSTINET, LLC|43100
PII|POLARIS INDUSTRIES|BNPX|BNP PARIBAS SECURITIES CORP.|2037
PII|POLARIS INDUSTRIES|BTIG|BTIG, LLC|29391
PII|POLARIS INDUSTRIES|BYXM|CBOE TRADING, INC.|1199
PII|POLARIS INDUSTRIES|BZYD|GOLDMAN SACHS & CO. LLC|400
PII|POLARIS INDUSTRIES|CABR|Cabrera Capital Markets, Inc.|18
PII|POLARIS INDUSTRIES|CANT|Cantor Fitzgerald & Co.|1511
PII|POLARIS INDUSTRIES|CHAS|Charles Schwab & Co., Inc.|89
PII|POLARIS INDUSTRIES|CIST|Capital Institutional Services, Inc.|1059
PII|POLARIS INDUSTRIES|CNFR|Cowen Prime Services LLC|500
PII|POLARIS INDUSTRIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|304430
PII|POLARIS INDUSTRIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|616
PII|POLARIS INDUSTRIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4099
PII|POLARIS INDUSTRIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|484290
PII|POLARIS INDUSTRIES|CTDL|Citadel Derivatives Group Llc|15857
PII|POLARIS INDUSTRIES|CTLR|CUTLER GROUP, LP|1100
PII|POLARIS INDUSTRIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|32950
PII|POLARIS INDUSTRIES|DADA|D.A. Davidson & Co.|335
PII|POLARIS INDUSTRIES|DBAB|Deutsche Bank Securities Inc.|403680
PII|POLARIS INDUSTRIES|DBAX|Deutsche Bank Securities Inc.|422400
PII|POLARIS INDUSTRIES|DBUL|Deutsche Bank Securities Inc.|14876
PII|POLARIS INDUSTRIES|DCHF|Dart Executions, LLC|1424
PII|POLARIS INDUSTRIES|DEAN|MORGAN STANLEY|5932
PII|POLARIS INDUSTRIES|DEGS|RONIN PROFESSIONAL LLC|400
PII|POLARIS INDUSTRIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2900
PII|POLARIS INDUSTRIES|EBXL|EBX LLC|157800
PII|POLARIS INDUSTRIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|11027
PII|POLARIS INDUSTRIES|EDJC|Edward Jones / CDS|11
PII|POLARIS INDUSTRIES|EDJO|Edward D. Jones & Co., L.P.|4089
PII|POLARIS INDUSTRIES|EGAM|CBOE TRADING, INC.|20177
PII|POLARIS INDUSTRIES|EGAW|CBOE TRADING, INC.|26
PII|POLARIS INDUSTRIES|EGMT|EG MARKET TECHNOLOGIES LLC|352
PII|POLARIS INDUSTRIES|EGXM|CBOE TRADING, INC.|1368
PII|POLARIS INDUSTRIES|EGXW|CBOE TRADING, INC.|100
PII|POLARIS INDUSTRIES|EROP|Eroom Securities L.L.C.|1500
PII|POLARIS INDUSTRIES|ETBE|Electronic Transaction Clearing, Inc.|23719
PII|POLARIS INDUSTRIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46685
PII|POLARIS INDUSTRIES|ETRS|E*Trade Securities LLC|166912
PII|POLARIS INDUSTRIES|FBSB|U.S. Bancorp Investments, Inc.|89
PII|POLARIS INDUSTRIES|FILL|Tradestation Securities, Inc.|728
PII|POLARIS INDUSTRIES|FINX|FINTECH SECURITIES|50
PII|POLARIS INDUSTRIES|FMAF|NBCN Inc./ CDS|2309
PII|POLARIS INDUSTRIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4863
PII|POLARIS INDUSTRIES|FQLS|Quantlab Securities LP|335576
PII|POLARIS INDUSTRIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76184
PII|POLARIS INDUSTRIES|FTBR|Foliofn Investments, Inc.|1926
PII|POLARIS INDUSTRIES|GEBB|GLOBAL EXECUTION BROKERS, LP|9837
PII|POLARIS INDUSTRIES|GLIS|TD Securities Inc|40
PII|POLARIS INDUSTRIES|GLPX|ACS EXECUTION SERVICES, LLC|132662
PII|POLARIS INDUSTRIES|GSCO|GOLDMAN SACHS & CO. LLC|756301
PII|POLARIS INDUSTRIES|GSCS|GOLDMAN SACHS & CO. LLC|19626
PII|POLARIS INDUSTRIES|GSLT|GOLDMAN SACHS & CO. LLC|5299
PII|POLARIS INDUSTRIES|GTSZ|GTS SECURITIES LLC|34903
PII|POLARIS INDUSTRIES|HRBF|American Enterprise Investment Services Inc.|7264
PII|POLARIS INDUSTRIES|HSBC|HSBC Securities, Inc.|18
PII|POLARIS INDUSTRIES|IATS|INTERACTIVE BROKERS LLC|4019
PII|POLARIS INDUSTRIES|IBKR|Interactive Brokers Llc|6924
PII|POLARIS INDUSTRIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13
PII|POLARIS INDUSTRIES|ICBX|INSTINET, LLC|56370
PII|POLARIS INDUSTRIES|IEQY|CITADEL SECURITIES LLC|107728
PII|POLARIS INDUSTRIES|IMPC|Imperial Capital, LLC|12001
PII|POLARIS INDUSTRIES|INCA|INSTINET, LLC|343838
PII|POLARIS INDUSTRIES|INJX|INSTINET, LLC|46883
PII|POLARIS INDUSTRIES|ITGI|ITG Inc.|47781
PII|POLARIS INDUSTRIES|ITGP|ITG INC.|100200
PII|POLARIS INDUSTRIES|JANY|Janney Montgomery Scott Inc.|2309
PII|POLARIS INDUSTRIES|JEFF|JEFFERIES LLC|262377
PII|POLARIS INDUSTRIES|JMPT|JUMP TRADING, LLC|46063
PII|POLARIS INDUSTRIES|JPBX|J.P. MORGAN SECURITIES LLC|31700
PII|POLARIS INDUSTRIES|JPMX|J.P. Morgan Securities LLC|403218
PII|POLARIS INDUSTRIES|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
PII|POLARIS INDUSTRIES|JSJX|JANE STREET CAPITAL LLC|12513
PII|POLARIS INDUSTRIES|KCGM|VIRTU Americas LLC|40527
PII|POLARIS INDUSTRIES|LEHM|Barclays Capital Inc./Le|549457
PII|POLARIS INDUSTRIES|LIME|Lime Brokerage LLC|17576
PII|POLARIS INDUSTRIES|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
PII|POLARIS INDUSTRIES|LOOP|Loop Capital Markets LLC|3
PII|POLARIS INDUSTRIES|LQNA|LIQUIDNET, INC.|222200
PII|POLARIS INDUSTRIES|LSCI|Lek Securities Corporation|20
PII|POLARIS INDUSTRIES|LVMR|LIVERMORE TRADING GROUP, INC.|2520
PII|POLARIS INDUSTRIES|MACC|Mid Atlantic Capital Corporation|658
PII|POLARIS INDUSTRIES|MACQ|Macquarie Capital (USA) Inc.|2101
PII|POLARIS INDUSTRIES|MAXM|Maxim Group LLC|422
PII|POLARIS INDUSTRIES|MBTS|ALLY INVEST SECURITIES LLC|317
PII|POLARIS INDUSTRIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109266
PII|POLARIS INDUSTRIES|MNDX|TJM Investments, LLC|1227
PII|POLARIS INDUSTRIES|MOTF|MOTIF INVESTING, INC.|12
PII|POLARIS INDUSTRIES|MSCO|MORGAN STANLEY & CO. LLC|1180295
PII|POLARIS INDUSTRIES|MSPL|MORGAN STANLEY & CO. LLC|513300
PII|POLARIS INDUSTRIES|MSTX|MORGAN STANLEY & CO. LLC|93500
PII|POLARIS INDUSTRIES|MTON|MILLINGTON SECURITIES, INC.|15505
PII|POLARIS INDUSTRIES|NEUB|NEUBERGER BERMAN BD LLC|1259
PII|POLARIS INDUSTRIES|NFSC|National Financial Services LLC|91318
PII|POLARIS INDUSTRIES|NITE|VIRTU Americas LLC|297279
PII|POLARIS INDUSTRIES|NITP|VIRTU Americas LLC|35
PII|POLARIS INDUSTRIES|NQRB|Brut, LLC|3165
PII|POLARIS INDUSTRIES|NTBF|BMO Nesbitt Burns Inc./CDS|45
PII|POLARIS INDUSTRIES|NTRC|Northern Trust Securities, Inc.|3933
PII|POLARIS INDUSTRIES|OHOS|TWO SIGMA SECURITIES, LLC|37003
PII|POLARIS INDUSTRIES|OPCO|Oppenheimer & Co. Inc.|9024
PII|POLARIS INDUSTRIES|PDQM|CODA MARKETS, INC.|296631
PII|POLARIS INDUSTRIES|PHLY|NASDAQ Execution Services, LLC|600
PII|POLARIS INDUSTRIES|PIPR|Piper Jaffray & Co.|800
PII|POLARIS INDUSTRIES|PWJC|UBS Financial Services, Inc.|1160
PII|POLARIS INDUSTRIES|QMSR|QUATTRO M SECURITIES INC.|12368
PII|POLARIS INDUSTRIES|RBCM|RBC CAPITAL MARKETS, LLC|10913
PII|POLARIS INDUSTRIES|SAGL|SAGETRADER, LLC|24439
PII|POLARIS INDUSTRIES|SBSH|Citigroup Global Markets Inc.|127722
PII|POLARIS INDUSTRIES|SEIC|SEI Investments Distribution Co.|1200
PII|POLARIS INDUSTRIES|SGMT|GOLDMAN SACHS & CO. LLC|87774
PII|POLARIS INDUSTRIES|SIBO|Prime Executions, Inc.|1200
PII|POLARIS INDUSTRIES|SPDR|SPEEDROUTE LLC|25627
PII|POLARIS INDUSTRIES|SPHN|Stephens Inc.|228
PII|POLARIS INDUSTRIES|STFL|Stifel, Nicolaus & Company, Incorporated|5052
PII|POLARIS INDUSTRIES|STKP|STOCKPILE INVESTMENTS, INC.|66
PII|POLARIS INDUSTRIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3972
PII|POLARIS INDUSTRIES|SWIM|TD Ameritrade, Inc.|1713
PII|POLARIS INDUSTRIES|SWST|Hilltop Securities Inc.|1248
PII|POLARIS INDUSTRIES|TKNG|ALLY INVEST SECURITIES LLC|169
PII|POLARIS INDUSTRIES|TOUR|TOURMALINE PARTNERS, LLC|1629
PII|POLARIS INDUSTRIES|TRBT|Tradebot Systems, Inc.|170311
PII|POLARIS INDUSTRIES|TRCM|TRC MARKETS LLC|107500
PII|POLARIS INDUSTRIES|TWTT|TASTYWORKS, INC.|20
PII|POLARIS INDUSTRIES|UBSA|UBS SECURITIES LLC|637355
PII|POLARIS INDUSTRIES|UBSS|UBS Securities LLC|1234853
PII|POLARIS INDUSTRIES|VALX|VIRTU AMERICAS LLC|9559
PII|POLARIS INDUSTRIES|VERT|The Vertical Trading Group, LLC|181
PII|POLARIS INDUSTRIES|VGRD|Vanguard Marketing Corporation|7596
PII|POLARIS INDUSTRIES|VNDS|VANDHAM SECURITIES CORP|12765
PII|POLARIS INDUSTRIES|WABR|Wall Street Access|15605
PII|POLARIS INDUSTRIES|WBLR|WILLIAM BLAIR|60
PII|POLARIS INDUSTRIES|WBPX|SUMMIT SECURITIES GROUP, LLC|1731
PII|POLARIS INDUSTRIES|WCHV|WELLS FARGO SECURITIES, LLC|132262
PII|POLARIS INDUSTRIES|WEDB|WEDBUSH SECURITIES INC.|10394
PII|POLARIS INDUSTRIES|WEED|Weeden & Co.L.P.|1382
PII|POLARIS INDUSTRIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5056
PII|POLARIS INDUSTRIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19157
PII|POLARIS INDUSTRIES|WFPB|Wells Fargo Securities, LLC.|548
PII|POLARIS INDUSTRIES|WGIF|CIBC World Markets Inc.|10
PII|POLARIS INDUSTRIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|135
PII|POLARIS INDUSTRIES|WSEA|WOLVERINE SECURITIES, LLC|7893
PII|POLARIS INDUSTRIES|XIST|INSTINET, LLC|13600
PII|POLARIS INDUSTRIES|XPQR|Jump Trading|2100
PII|POLARIS INDUSTRIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|20492
PII|POLARIS INDUSTRIES|YKNA|COMHAR CAPITAL MARKETS, LLC|34414
PII|POLARIS INDUSTRIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4822
PILL|DIREXION DAILY PHARM|APCC|Apex Clearing Corporation|139
PILL|DIREXION DAILY PHARM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2063
PILL|DIREXION DAILY PHARM|DBAX|Deutsche Bank Securities Inc.|600
PILL|DIREXION DAILY PHARM|EBXL|EBX LLC|1300
PILL|DIREXION DAILY PHARM|ETRS|E*Trade Securities LLC|3258
PILL|DIREXION DAILY PHARM|FILL|Tradestation Securities, Inc.|418
PILL|DIREXION DAILY PHARM|HRBF|American Enterprise Investment Services Inc.|50
PILL|DIREXION DAILY PHARM|IBKR|Interactive Brokers Llc|110
PILL|DIREXION DAILY PHARM|ICBX|INSTINET, LLC|300
PILL|DIREXION DAILY PHARM|KCGM|VIRTU Americas LLC|275
PILL|DIREXION DAILY PHARM|LEHM|Barclays Capital Inc./Le|4000
PILL|DIREXION DAILY PHARM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PILL|DIREXION DAILY PHARM|NFSC|National Financial Services LLC|4003
PILL|DIREXION DAILY PHARM|NITE|VIRTU Americas LLC|6194
PILL|DIREXION DAILY PHARM|NTBF|BMO Nesbitt Burns Inc./CDS|200
PILL|DIREXION DAILY PHARM|SGMT|GOLDMAN SACHS & CO. LLC|1217
PILL|DIREXION DAILY PHARM|STTT|STATETRUST INVESTMENTS INC.|1385
PILL|DIREXION DAILY PHARM|SWIM|TD Ameritrade, Inc.|1641
PILL|DIREXION DAILY PHARM|UBSA|UBS SECURITIES LLC|5144
PILL|DIREXION DAILY PHARM|UBSS|UBS Securities LLC|201
PILL|DIREXION DAILY PHARM|VGRD|Vanguard Marketing Corporation|120
PILL|DIREXION DAILY PHARM|WSEA|WOLVERINE SECURITIES, LLC|65
PIM|PUTNAM MASTER INTRM|AGIS|Aegis Capital Corp.|1500
PIM|PUTNAM MASTER INTRM|ALTX|Alternet Securities Inc.|300
PIM|PUTNAM MASTER INTRM|APCC|Apex Clearing Corporation|3734
PIM|PUTNAM MASTER INTRM|BARD|Robert W. Baird & Co. Incorporated|88664
PIM|PUTNAM MASTER INTRM|BATM|CBOE TRADING, INC.|203
PIM|PUTNAM MASTER INTRM|BBNT|BB&T SECURITIES, LLC|1
PIM|PUTNAM MASTER INTRM|BLKX|INSTINET, LLC|5100
PIM|PUTNAM MASTER INTRM|BTIG|BTIG, LLC|11294
PIM|PUTNAM MASTER INTRM|CHAS|Charles Schwab & Co., Inc.|3
PIM|PUTNAM MASTER INTRM|CIST|Capital Institutional Services, Inc.|1400
PIM|PUTNAM MASTER INTRM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4600
PIM|PUTNAM MASTER INTRM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PIM|PUTNAM MASTER INTRM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6420
PIM|PUTNAM MASTER INTRM|CXCX|CITIGROUP GLOBAL MARKETS INC.|546
PIM|PUTNAM MASTER INTRM|DADA|D.A. Davidson & Co.|7
PIM|PUTNAM MASTER INTRM|DBAX|Deutsche Bank Securities Inc.|1600
PIM|PUTNAM MASTER INTRM|DEAN|MORGAN STANLEY|8457
PIM|PUTNAM MASTER INTRM|EBXL|EBX LLC|7000
PIM|PUTNAM MASTER INTRM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5200
PIM|PUTNAM MASTER INTRM|EDJO|Edward D. Jones & Co., L.P.|33689
PIM|PUTNAM MASTER INTRM|EGAM|CBOE TRADING, INC.|1385
PIM|PUTNAM MASTER INTRM|ETRS|E*Trade Securities LLC|6233
PIM|PUTNAM MASTER INTRM|FBSB|U.S. Bancorp Investments, Inc.|1
PIM|PUTNAM MASTER INTRM|FILL|Tradestation Securities, Inc.|9435
PIM|PUTNAM MASTER INTRM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3581
PIM|PUTNAM MASTER INTRM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111150
PIM|PUTNAM MASTER INTRM|FTBR|Foliofn Investments, Inc.|8
PIM|PUTNAM MASTER INTRM|GSCO|GOLDMAN SACHS & CO. LLC|16981
PIM|PUTNAM MASTER INTRM|GSCS|GOLDMAN SACHS & CO. LLC|400
PIM|PUTNAM MASTER INTRM|GSLT|GOLDMAN SACHS & CO. LLC|100
PIM|PUTNAM MASTER INTRM|GTSZ|GTS SECURITIES LLC|100
PIM|PUTNAM MASTER INTRM|HRBF|American Enterprise Investment Services Inc.|2101
PIM|PUTNAM MASTER INTRM|IATS|INTERACTIVE BROKERS LLC|1845
PIM|PUTNAM MASTER INTRM|IBKR|Interactive Brokers Llc|10994
PIM|PUTNAM MASTER INTRM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2213
PIM|PUTNAM MASTER INTRM|ICBX|INSTINET, LLC|1905
PIM|PUTNAM MASTER INTRM|INCA|INSTINET, LLC|1100
PIM|PUTNAM MASTER INTRM|ITGI|ITG Inc.|1013
PIM|PUTNAM MASTER INTRM|ITGP|ITG INC.|400
PIM|PUTNAM MASTER INTRM|JANY|Janney Montgomery Scott Inc.|4940
PIM|PUTNAM MASTER INTRM|JONE|JonesTrading|6800
PIM|PUTNAM MASTER INTRM|JPMX|J.P. Morgan Securities LLC|1200
PIM|PUTNAM MASTER INTRM|KCGM|VIRTU Americas LLC|2400
PIM|PUTNAM MASTER INTRM|LEHM|Barclays Capital Inc./Le|9656
PIM|PUTNAM MASTER INTRM|LGNT|COR CLEARING LLC|1
PIM|PUTNAM MASTER INTRM|LIME|Lime Brokerage LLC|69
PIM|PUTNAM MASTER INTRM|MACC|Mid Atlantic Capital Corporation|2000
PIM|PUTNAM MASTER INTRM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8518
PIM|PUTNAM MASTER INTRM|MSCO|MORGAN STANLEY & CO. LLC|146690
PIM|PUTNAM MASTER INTRM|NATL|National Securities Corporation|3305
PIM|PUTNAM MASTER INTRM|NFSC|National Financial Services LLC|104326
PIM|PUTNAM MASTER INTRM|NITE|VIRTU Americas LLC|116531
PIM|PUTNAM MASTER INTRM|NQRB|Brut, LLC|500
PIM|PUTNAM MASTER INTRM|OPCO|Oppenheimer & Co. Inc.|24386
PIM|PUTNAM MASTER INTRM|PDQM|CODA MARKETS, INC.|1400
PIM|PUTNAM MASTER INTRM|PWJC|UBS Financial Services, Inc.|6660
PIM|PUTNAM MASTER INTRM|RBCM|RBC CAPITAL MARKETS, LLC|175
PIM|PUTNAM MASTER INTRM|SALI|INTL FCSTONE FINANCIAL INC.|24
PIM|PUTNAM MASTER INTRM|SBSH|Citigroup Global Markets Inc.|32170
PIM|PUTNAM MASTER INTRM|SGMT|GOLDMAN SACHS & CO. LLC|600
PIM|PUTNAM MASTER INTRM|SPDR|SPEEDROUTE LLC|71
PIM|PUTNAM MASTER INTRM|SPHN|Stephens Inc.|564
PIM|PUTNAM MASTER INTRM|STFL|Stifel, Nicolaus & Company, Incorporated|4338
PIM|PUTNAM MASTER INTRM|SWIM|TD Ameritrade, Inc.|240
PIM|PUTNAM MASTER INTRM|SWST|Hilltop Securities Inc.|78007
PIM|PUTNAM MASTER INTRM|TRBT|Tradebot Systems, Inc.|1507
PIM|PUTNAM MASTER INTRM|UBSA|UBS SECURITIES LLC|15089
PIM|PUTNAM MASTER INTRM|UBSS|UBS Securities LLC|130796
PIM|PUTNAM MASTER INTRM|VGRD|Vanguard Marketing Corporation|5144
PIM|PUTNAM MASTER INTRM|WBET|Wallachbeth Capital LLC|1800
PIM|PUTNAM MASTER INTRM|WCHV|WELLS FARGO SECURITIES, LLC|35272
PIM|PUTNAM MASTER INTRM|WEDB|WEDBUSH SECURITIES INC.|2001
PIM|PUTNAM MASTER INTRM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1306
PIN|INVESCO INDIA ETF|APCC|Apex Clearing Corporation|28
PIN|INVESCO INDIA ETF|BATM|CBOE TRADING, INC.|566
PIN|INVESCO INDIA ETF|BIMI|Banca IMI Securities Corp.|64
PIN|INVESCO INDIA ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|610
PIN|INVESCO INDIA ETF|CHAS|Charles Schwab & Co., Inc.|214
PIN|INVESCO INDIA ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3635
PIN|INVESCO INDIA ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
PIN|INVESCO INDIA ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10936
PIN|INVESCO INDIA ETF|CTDL|Citadel Derivatives Group Llc|16674
PIN|INVESCO INDIA ETF|CTLR|CUTLER GROUP, LP|100
PIN|INVESCO INDIA ETF|DADA|D.A. Davidson & Co.|50
PIN|INVESCO INDIA ETF|DBAX|Deutsche Bank Securities Inc.|6500
PIN|INVESCO INDIA ETF|DBUL|Deutsche Bank Securities Inc.|900
PIN|INVESCO INDIA ETF|DEAN|MORGAN STANLEY|794
PIN|INVESCO INDIA ETF|EBXL|EBX LLC|12400
PIN|INVESCO INDIA ETF|EDJO|Edward D. Jones & Co., L.P.|1054
PIN|INVESCO INDIA ETF|EGXM|CBOE TRADING, INC.|500
PIN|INVESCO INDIA ETF|ETRS|E*Trade Securities LLC|1999
PIN|INVESCO INDIA ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|2
PIN|INVESCO INDIA ETF|FLTU|FLOW TRADERS US LLC|25937
PIN|INVESCO INDIA ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|25937
PIN|INVESCO INDIA ETF|FMAF|NBCN Inc./ CDS|100
PIN|INVESCO INDIA ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
PIN|INVESCO INDIA ETF|FTBR|Foliofn Investments, Inc.|15
PIN|INVESCO INDIA ETF|GSCO|GOLDMAN SACHS & CO. LLC|31428
PIN|INVESCO INDIA ETF|GSLT|GOLDMAN SACHS & CO. LLC|400
PIN|INVESCO INDIA ETF|HRBF|American Enterprise Investment Services Inc.|5165
PIN|INVESCO INDIA ETF|IATS|INTERACTIVE BROKERS LLC|1573
PIN|INVESCO INDIA ETF|IBKR|Interactive Brokers Llc|47354
PIN|INVESCO INDIA ETF|ICBX|INSTINET, LLC|11600
PIN|INVESCO INDIA ETF|INCA|INSTINET, LLC|2435
PIN|INVESCO INDIA ETF|ITGI|ITG Inc.|4512
PIN|INVESCO INDIA ETF|ITGP|ITG INC.|8200
PIN|INVESCO INDIA ETF|JEFF|JEFFERIES LLC|100
PIN|INVESCO INDIA ETF|JPMX|J.P. Morgan Securities LLC|2400
PIN|INVESCO INDIA ETF|JSJX|JANE STREET CAPITAL LLC|76043
PIN|INVESCO INDIA ETF|KCGM|VIRTU Americas LLC|4663
PIN|INVESCO INDIA ETF|LEHM|Barclays Capital Inc./Le|14500
PIN|INVESCO INDIA ETF|LIME|Lime Brokerage LLC|7303
PIN|INVESCO INDIA ETF|LSCI|Lek Securities Corporation|2000
PIN|INVESCO INDIA ETF|MAXM|Maxim Group LLC|5200
PIN|INVESCO INDIA ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26000
PIN|INVESCO INDIA ETF|MOTF|MOTIF INVESTING, INC.|1
PIN|INVESCO INDIA ETF|MSCO|MORGAN STANLEY & CO. LLC|14297
PIN|INVESCO INDIA ETF|MSPL|MORGAN STANLEY & CO. LLC|5100
PIN|INVESCO INDIA ETF|NFSC|National Financial Services LLC|24041
PIN|INVESCO INDIA ETF|NITE|VIRTU Americas LLC|36594
PIN|INVESCO INDIA ETF|OLDM|OLD MISSION CAPITAL, LLC|250
PIN|INVESCO INDIA ETF|OPCO|Oppenheimer & Co. Inc.|471
PIN|INVESCO INDIA ETF|PDQM|CODA MARKETS, INC.|1100
PIN|INVESCO INDIA ETF|PICT|Pictet Overseas Inc.|200
PIN|INVESCO INDIA ETF|PWJC|UBS Financial Services, Inc.|223
PIN|INVESCO INDIA ETF|SBSH|Citigroup Global Markets Inc.|600
PIN|INVESCO INDIA ETF|SGMT|GOLDMAN SACHS & CO. LLC|8150
PIN|INVESCO INDIA ETF|STFL|Stifel, Nicolaus & Company, Incorporated|211
PIN|INVESCO INDIA ETF|SWIM|TD Ameritrade, Inc.|300
PIN|INVESCO INDIA ETF|SWST|Hilltop Securities Inc.|130
PIN|INVESCO INDIA ETF|TKNG|ALLY INVEST SECURITIES LLC|10
PIN|INVESCO INDIA ETF|TRCM|TRC MARKETS LLC|2737
PIN|INVESCO INDIA ETF|UBSA|UBS SECURITIES LLC|32721
PIN|INVESCO INDIA ETF|UBSS|UBS Securities LLC|33093
PIN|INVESCO INDIA ETF|VALX|VIRTU AMERICAS LLC|180
PIN|INVESCO INDIA ETF|VGRD|Vanguard Marketing Corporation|2601
PIN|INVESCO INDIA ETF|WCHV|WELLS FARGO SECURITIES, LLC|2140
PIN|INVESCO INDIA ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|115
PIN|INVESCO INDIA ETF|WSEA|WOLVERINE SECURITIES, LLC|30
PIN|INVESCO INDIA ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|697
PINC|PREMIER INC CL A CMN|ALTX|Alternet Securities Inc.|11134
PINC|PREMIER INC CL A CMN|ANOS|ABEL/NOSER, L.L.C.|400
PINC|PREMIER INC CL A CMN|APCC|Apex Clearing Corporation|39
PINC|PREMIER INC CL A CMN|AQUA|AQUA SECURITIES L.P.|10000
PINC|PREMIER INC CL A CMN|BARD|Robert W. Baird & Co. Incorporated|3527
PINC|PREMIER INC CL A CMN|BATM|CBOE TRADING, INC.|30751
PINC|PREMIER INC CL A CMN|BBNT|BB&T SECURITIES, LLC|465
PINC|PREMIER INC CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|25841
PINC|PREMIER INC CL A CMN|BIDS|BIDS TRADING L.P.|129700
PINC|PREMIER INC CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1739
PINC|PREMIER INC CL A CMN|BLKX|INSTINET, LLC|109524
PINC|PREMIER INC CL A CMN|BMOC|BMO Capital Markets Corp.|232
PINC|PREMIER INC CL A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|194
PINC|PREMIER INC CL A CMN|BTIG|BTIG, LLC|19334
PINC|PREMIER INC CL A CMN|BYXM|CBOE TRADING, INC.|1104
PINC|PREMIER INC CL A CMN|BZYD|GOLDMAN SACHS & CO. LLC|1194
PINC|PREMIER INC CL A CMN|CANT|Cantor Fitzgerald & Co.|3344
PINC|PREMIER INC CL A CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|38400
PINC|PREMIER INC CL A CMN|CHAS|Charles Schwab & Co., Inc.|2843
PINC|PREMIER INC CL A CMN|CIST|Capital Institutional Services, Inc.|9200
PINC|PREMIER INC CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|254854
PINC|PREMIER INC CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6063
PINC|PREMIER INC CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|651
PINC|PREMIER INC CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|398003
PINC|PREMIER INC CL A CMN|CTDL|Citadel Derivatives Group Llc|16792
PINC|PREMIER INC CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|48494
PINC|PREMIER INC CL A CMN|DBAB|Deutsche Bank Securities Inc.|212610
PINC|PREMIER INC CL A CMN|DBAX|Deutsche Bank Securities Inc.|212400
PINC|PREMIER INC CL A CMN|DBUL|Deutsche Bank Securities Inc.|100
PINC|PREMIER INC CL A CMN|DEAN|MORGAN STANLEY|3411
PINC|PREMIER INC CL A CMN|DEGS|RONIN PROFESSIONAL LLC|5863
PINC|PREMIER INC CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1505
PINC|PREMIER INC CL A CMN|DOTC|Dougherty & Company LLC|5978
PINC|PREMIER INC CL A CMN|EBXL|EBX LLC|237500
PINC|PREMIER INC CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|465
PINC|PREMIER INC CL A CMN|EDJO|Edward D. Jones & Co., L.P.|1872
PINC|PREMIER INC CL A CMN|EGAM|CBOE TRADING, INC.|10145
PINC|PREMIER INC CL A CMN|EGAW|CBOE TRADING, INC.|145
PINC|PREMIER INC CL A CMN|EGMT|EG MARKET TECHNOLOGIES LLC|300
PINC|PREMIER INC CL A CMN|EGXM|CBOE TRADING, INC.|2663
PINC|PREMIER INC CL A CMN|EGXW|CBOE TRADING, INC.|700
PINC|PREMIER INC CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|26810
PINC|PREMIER INC CL A CMN|ETCC|Electronic Transaction Clearing, Inc.|990
PINC|PREMIER INC CL A CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5526
PINC|PREMIER INC CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31838
PINC|PREMIER INC CL A CMN|ETRS|E*Trade Securities LLC|15292
PINC|PREMIER INC CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|295352
PINC|PREMIER INC CL A CMN|FBSB|U.S. Bancorp Investments, Inc.|24
PINC|PREMIER INC CL A CMN|FMAF|NBCN Inc./ CDS|229
PINC|PREMIER INC CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|17812
PINC|PREMIER INC CL A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24019
PINC|PREMIER INC CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99216
PINC|PREMIER INC CL A CMN|FTBR|Foliofn Investments, Inc.|6727
PINC|PREMIER INC CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4787
PINC|PREMIER INC CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|16204
PINC|PREMIER INC CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|618312
PINC|PREMIER INC CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|22276
PINC|PREMIER INC CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|58821
PINC|PREMIER INC CL A CMN|GTSZ|GTS SECURITIES LLC|67279
PINC|PREMIER INC CL A CMN|HRBF|American Enterprise Investment Services Inc.|1192
PINC|PREMIER INC CL A CMN|IATS|INTERACTIVE BROKERS LLC|3017
PINC|PREMIER INC CL A CMN|IBKR|Interactive Brokers Llc|42254
PINC|PREMIER INC CL A CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5137
PINC|PREMIER INC CL A CMN|ICBX|INSTINET, LLC|26100
PINC|PREMIER INC CL A CMN|INCA|INSTINET, LLC|291484
PINC|PREMIER INC CL A CMN|INJX|INSTINET, LLC|24772
PINC|PREMIER INC CL A CMN|INTL|INTL FCSTONE FINANCIAL INC.|1061
PINC|PREMIER INC CL A CMN|ITGI|ITG Inc.|58190
PINC|PREMIER INC CL A CMN|ITGP|ITG INC.|407800
PINC|PREMIER INC CL A CMN|JEFF|JEFFERIES LLC|325599
PINC|PREMIER INC CL A CMN|JHDR|J.H. Darbie & Co., Inc.|1000
PINC|PREMIER INC CL A CMN|JMPT|JUMP TRADING, LLC|94784
PINC|PREMIER INC CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|41647
PINC|PREMIER INC CL A CMN|JPMX|J.P. Morgan Securities LLC|803388
PINC|PREMIER INC CL A CMN|JSJX|JANE STREET CAPITAL LLC|9687
PINC|PREMIER INC CL A CMN|KCGM|VIRTU Americas LLC|40515
PINC|PREMIER INC CL A CMN|KEYB|KEYBANC CAPITAL MARKETS INC.|250000
PINC|PREMIER INC CL A CMN|LEER|LEERINK PARTNERS LLC|8000
PINC|PREMIER INC CL A CMN|LEHM|Barclays Capital Inc./Le|925658
PINC|PREMIER INC CL A CMN|LIME|Lime Brokerage LLC|154602
PINC|PREMIER INC CL A CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|21000
PINC|PREMIER INC CL A CMN|LQNA|LIQUIDNET, INC.|188000
PINC|PREMIER INC CL A CMN|LQNB|LIQUIDNET, INC.|8700
PINC|PREMIER INC CL A CMN|LSCI|Lek Securities Corporation|212
PINC|PREMIER INC CL A CMN|MCMF|Raymond James Ltd. Cds|1500
PINC|PREMIER INC CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|178275
PINC|PREMIER INC CL A CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
PINC|PREMIER INC CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|2074797
PINC|PREMIER INC CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|306900
PINC|PREMIER INC CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|123500
PINC|PREMIER INC CL A CMN|NEUB|NEUBERGER BERMAN BD LLC|404
PINC|PREMIER INC CL A CMN|NFSC|National Financial Services LLC|217789
PINC|PREMIER INC CL A CMN|NITE|VIRTU Americas LLC|275514
PINC|PREMIER INC CL A CMN|NITP|VIRTU Americas LLC|4759
PINC|PREMIER INC CL A CMN|NQRB|Brut, LLC|59865
PINC|PREMIER INC CL A CMN|NTRC|Northern Trust Securities, Inc.|454
PINC|PREMIER INC CL A CMN|OPCO|Oppenheimer & Co. Inc.|1090
PINC|PREMIER INC CL A CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2250
PINC|PREMIER INC CL A CMN|PDQM|CODA MARKETS, INC.|38948
PINC|PREMIER INC CL A CMN|PIPR|Piper Jaffray & Co.|1324
PINC|PREMIER INC CL A CMN|RAJA|Raymond James & Associates, Inc.|20321
PINC|PREMIER INC CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|9249
PINC|PREMIER INC CL A CMN|RHCO|Suntrust Robinson Humphrey, Inc.|92834
PINC|PREMIER INC CL A CMN|SAGL|SAGETRADER, LLC|42399
PINC|PREMIER INC CL A CMN|SAGW|SAGETRADER, LLC|33
PINC|PREMIER INC CL A CMN|SBSH|Citigroup Global Markets Inc.|89462
PINC|PREMIER INC CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|99206
PINC|PREMIER INC CL A CMN|SPDR|SPEEDROUTE LLC|4930
PINC|PREMIER INC CL A CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|258
PINC|PREMIER INC CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5020
PINC|PREMIER INC CL A CMN|SWIM|TD Ameritrade, Inc.|4053
PINC|PREMIER INC CL A CMN|SWST|Hilltop Securities Inc.|308
PINC|PREMIER INC CL A CMN|TDSI|TD Securities (USA) LLC|12500
PINC|PREMIER INC CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|127
PINC|PREMIER INC CL A CMN|TRBT|Tradebot Systems, Inc.|223832
PINC|PREMIER INC CL A CMN|TRCM|TRC MARKETS LLC|103396
PINC|PREMIER INC CL A CMN|UBSA|UBS SECURITIES LLC|489169
PINC|PREMIER INC CL A CMN|UBSS|UBS Securities LLC|865031
PINC|PREMIER INC CL A CMN|VALX|VIRTU AMERICAS LLC|8697
PINC|PREMIER INC CL A CMN|VGRD|Vanguard Marketing Corporation|3159
PINC|PREMIER INC CL A CMN|WBLR|WILLIAM BLAIR|23500
PINC|PREMIER INC CL A CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|920
PINC|PREMIER INC CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|4370859
PINC|PREMIER INC CL A CMN|WDNX|WEEDEN & CO.L.P.|5988
PINC|PREMIER INC CL A CMN|WEDB|WEDBUSH SECURITIES INC.|155
PINC|PREMIER INC CL A CMN|WEED|Weeden & Co.L.P.|380
PINC|PREMIER INC CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1733
PINC|PREMIER INC CL A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4458
PINC|PREMIER INC CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|360
PINC|PREMIER INC CL A CMN|XIST|INSTINET, LLC|45424
PINC|PREMIER INC CL A CMN|XPQR|Jump Trading|882
PINC|PREMIER INC CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|35812
PINC|PREMIER INC CL A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|920
PINC|PREMIER INC CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1646
PIO|INVESCO GLOBAL WATER|AGIS|Aegis Capital Corp.|600
PIO|INVESCO GLOBAL WATER|APCC|Apex Clearing Corporation|211
PIO|INVESCO GLOBAL WATER|BANK|Primevest Financial Services, Inc.|7
PIO|INVESCO GLOBAL WATER|BARD|Robert W. Baird & Co. Incorporated|39
PIO|INVESCO GLOBAL WATER|BATM|CBOE TRADING, INC.|1
PIO|INVESCO GLOBAL WATER|BBNT|BB&T SECURITIES, LLC|18
PIO|INVESCO GLOBAL WATER|CHAS|Charles Schwab & Co., Inc.|9
PIO|INVESCO GLOBAL WATER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4073
PIO|INVESCO GLOBAL WATER|CTDL|Citadel Derivatives Group Llc|30702
PIO|INVESCO GLOBAL WATER|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
PIO|INVESCO GLOBAL WATER|DBAB|Deutsche Bank Securities Inc.|1800
PIO|INVESCO GLOBAL WATER|DBAX|Deutsche Bank Securities Inc.|2700
PIO|INVESCO GLOBAL WATER|DEAN|MORGAN STANLEY|3262
PIO|INVESCO GLOBAL WATER|EBXL|EBX LLC|3100
PIO|INVESCO GLOBAL WATER|ECUT|CONVERGEX EXECUTION SOLUTIONS|11
PIO|INVESCO GLOBAL WATER|EDJO|Edward D. Jones & Co., L.P.|3232
PIO|INVESCO GLOBAL WATER|ETRS|E*Trade Securities LLC|3749
PIO|INVESCO GLOBAL WATER|FBCO|Credit Suisse Securities (USA) LLC|8772
PIO|INVESCO GLOBAL WATER|FILL|Tradestation Securities, Inc.|30
PIO|INVESCO GLOBAL WATER|FMAF|NBCN Inc./ CDS|50
PIO|INVESCO GLOBAL WATER|FOMA|TD AMERITRADE CLEARING, INC.|7358
PIO|INVESCO GLOBAL WATER|FTBR|Foliofn Investments, Inc.|100
PIO|INVESCO GLOBAL WATER|GEBB|GLOBAL EXECUTION BROKERS, LP|1222
PIO|INVESCO GLOBAL WATER|GSCO|GOLDMAN SACHS & CO. LLC|7183
PIO|INVESCO GLOBAL WATER|GTSZ|GTS SECURITIES LLC|800
PIO|INVESCO GLOBAL WATER|HRBF|American Enterprise Investment Services Inc.|1612
PIO|INVESCO GLOBAL WATER|IBKR|Interactive Brokers Llc|4248
PIO|INVESCO GLOBAL WATER|ICBX|INSTINET, LLC|2300
PIO|INVESCO GLOBAL WATER|INCA|INSTINET, LLC|2161
PIO|INVESCO GLOBAL WATER|INJX|INSTINET, LLC|181
PIO|INVESCO GLOBAL WATER|ITGI|ITG Inc.|1155
PIO|INVESCO GLOBAL WATER|ITGP|ITG INC.|1600
PIO|INVESCO GLOBAL WATER|JANY|Janney Montgomery Scott Inc.|308
PIO|INVESCO GLOBAL WATER|JEFF|JEFFERIES LLC|46923
PIO|INVESCO GLOBAL WATER|JPMX|J.P. Morgan Securities LLC|1400
PIO|INVESCO GLOBAL WATER|JSEB|JANE STREET EXECUTION SERVICES, LLC|54543
PIO|INVESCO GLOBAL WATER|JSJX|JANE STREET CAPITAL LLC|11127
PIO|INVESCO GLOBAL WATER|KCGM|VIRTU Americas LLC|3313
PIO|INVESCO GLOBAL WATER|LEHM|Barclays Capital Inc./Le|2400
PIO|INVESCO GLOBAL WATER|LIME|Lime Brokerage LLC|7611
PIO|INVESCO GLOBAL WATER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10200
PIO|INVESCO GLOBAL WATER|MOTF|MOTIF INVESTING, INC.|1
PIO|INVESCO GLOBAL WATER|MSCO|MORGAN STANLEY & CO. LLC|32495
PIO|INVESCO GLOBAL WATER|MSPL|MORGAN STANLEY & CO. LLC|2800
PIO|INVESCO GLOBAL WATER|NFSC|National Financial Services LLC|16211
PIO|INVESCO GLOBAL WATER|NITE|VIRTU Americas LLC|17522
PIO|INVESCO GLOBAL WATER|OPCO|Oppenheimer & Co. Inc.|124
PIO|INVESCO GLOBAL WATER|RAJA|Raymond James & Associates, Inc.|2638
PIO|INVESCO GLOBAL WATER|RBCM|RBC CAPITAL MARKETS, LLC|872
PIO|INVESCO GLOBAL WATER|SALI|INTL FCSTONE FINANCIAL INC.|2
PIO|INVESCO GLOBAL WATER|SBSH|Citigroup Global Markets Inc.|7017
PIO|INVESCO GLOBAL WATER|SGMT|GOLDMAN SACHS & CO. LLC|3585
PIO|INVESCO GLOBAL WATER|STFL|Stifel, Nicolaus & Company, Incorporated|659
PIO|INVESCO GLOBAL WATER|SWIM|TD Ameritrade, Inc.|105
PIO|INVESCO GLOBAL WATER|TKNG|ALLY INVEST SECURITIES LLC|22
PIO|INVESCO GLOBAL WATER|TRCM|TRC MARKETS LLC|316
PIO|INVESCO GLOBAL WATER|UBSA|UBS SECURITIES LLC|23102
PIO|INVESCO GLOBAL WATER|UBSS|UBS Securities LLC|9385
PIO|INVESCO GLOBAL WATER|VGRD|Vanguard Marketing Corporation|3105
PIO|INVESCO GLOBAL WATER|WCHV|WELLS FARGO SECURITIES, LLC|61165
PIO|INVESCO GLOBAL WATER|WEDB|WEDBUSH SECURITIES INC.|200
PIO|INVESCO GLOBAL WATER|WSEA|WOLVERINE SECURITIES, LLC|4
PIO|INVESCO GLOBAL WATER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|143
PIR|PIER ONE INC|ALTX|Alternet Securities Inc.|23900
PIR|PIER ONE INC|APCC|Apex Clearing Corporation|68059
PIR|PIER ONE INC|BARD|Robert W. Baird & Co. Incorporated|7500
PIR|PIER ONE INC|BATM|CBOE TRADING, INC.|474
PIR|PIER ONE INC|BAYT|BTIG, LLC|5100
PIR|PIER ONE INC|BBNT|BB&T SECURITIES, LLC|6030
PIR|PIER ONE INC|BERN|Sanford C. Bernstein & Co., LLC|23200
PIR|PIER ONE INC|BIDS|BIDS TRADING L.P.|5800
PIR|PIER ONE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14617
PIR|PIER ONE INC|BLKX|INSTINET, LLC|38500
PIR|PIER ONE INC|BNPX|BNP PARIBAS SECURITIES CORP.|676
PIR|PIER ONE INC|BTIG|BTIG, LLC|516523
PIR|PIER ONE INC|BYXM|CBOE TRADING, INC.|100
PIR|PIER ONE INC|CANT|Cantor Fitzgerald & Co.|90150
PIR|PIER ONE INC|CHAS|Charles Schwab & Co., Inc.|100363
PIR|PIER ONE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|554728
PIR|PIER ONE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8347
PIR|PIER ONE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5244
PIR|PIER ONE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|392717
PIR|PIER ONE INC|CTDL|Citadel Derivatives Group Llc|34732
PIR|PIER ONE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|136382
PIR|PIER ONE INC|DBAB|Deutsche Bank Securities Inc.|188613
PIR|PIER ONE INC|DBAX|Deutsche Bank Securities Inc.|948400
PIR|PIER ONE INC|DEAN|MORGAN STANLEY|14249
PIR|PIER ONE INC|DEGS|RONIN PROFESSIONAL LLC|4647
PIR|PIER ONE INC|EBXL|EBX LLC|254300
PIR|PIER ONE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|84823
PIR|PIER ONE INC|EDJO|Edward D. Jones & Co., L.P.|4749
PIR|PIER ONE INC|EGAM|CBOE TRADING, INC.|85377
PIR|PIER ONE INC|EGAW|CBOE TRADING, INC.|300
PIR|PIER ONE INC|EGXM|CBOE TRADING, INC.|8165
PIR|PIER ONE INC|ETBE|Electronic Transaction Clearing, Inc.|9060
PIR|PIER ONE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
PIR|PIER ONE INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
PIR|PIER ONE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2464
PIR|PIER ONE INC|ETRS|E*Trade Securities LLC|1318916
PIR|PIER ONE INC|FBSB|U.S. Bancorp Investments, Inc.|200
PIR|PIER ONE INC|FILL|Tradestation Securities, Inc.|65766
PIR|PIER ONE INC|FMAF|NBCN Inc./ CDS|17540
PIR|PIER ONE INC|FQLS|Quantlab Securities LP|200227
PIR|PIER ONE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|209264
PIR|PIER ONE INC|FTBR|Foliofn Investments, Inc.|49433
PIR|PIER ONE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|34143
PIR|PIER ONE INC|GLIS|TD Securities Inc|1400
PIR|PIER ONE INC|GLPX|ACS EXECUTION SERVICES, LLC|42268
PIR|PIER ONE INC|GSCO|GOLDMAN SACHS & CO. LLC|586103
PIR|PIER ONE INC|GSCS|GOLDMAN SACHS & CO. LLC|91513
PIR|PIER ONE INC|GSLT|GOLDMAN SACHS & CO. LLC|3493
PIR|PIER ONE INC|GTSZ|GTS SECURITIES LLC|126626
PIR|PIER ONE INC|HAPX|HAP Trading, LLC|815
PIR|PIER ONE INC|HASF|Haywood Securities Inc./CDS|2200
PIR|PIER ONE INC|HRBF|American Enterprise Investment Services Inc.|2600
PIR|PIER ONE INC|IATS|INTERACTIVE BROKERS LLC|87633
PIR|PIER ONE INC|IBKR|Interactive Brokers Llc|101811
PIR|PIER ONE INC|ICBX|INSTINET, LLC|152488
PIR|PIER ONE INC|IEQY|CITADEL SECURITIES LLC|35275
PIR|PIER ONE INC|INCA|INSTINET, LLC|207709
PIR|PIER ONE INC|INJX|INSTINET, LLC|4400
PIR|PIER ONE INC|ITGI|ITG Inc.|110560
PIR|PIER ONE INC|ITGP|ITG INC.|196000
PIR|PIER ONE INC|JEFF|JEFFERIES LLC|220616
PIR|PIER ONE INC|JMPT|JUMP TRADING, LLC|69717
PIR|PIER ONE INC|JPBX|J.P. MORGAN SECURITIES LLC|58263
PIR|PIER ONE INC|JPMX|J.P. Morgan Securities LLC|603777
PIR|PIER ONE INC|JSJX|JANE STREET CAPITAL LLC|21164
PIR|PIER ONE INC|KCGM|VIRTU Americas LLC|103102
PIR|PIER ONE INC|LEHM|Barclays Capital Inc./Le|1501649
PIR|PIER ONE INC|LIME|Lime Brokerage LLC|24980
PIR|PIER ONE INC|LOOP|Loop Capital Markets LLC|25973
PIR|PIER ONE INC|LQNA|LIQUIDNET, INC.|249500
PIR|PIER ONE INC|LSCI|Lek Securities Corporation|2000
PIR|PIER ONE INC|LVMR|LIVERMORE TRADING GROUP, INC.|17667
PIR|PIER ONE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
PIR|PIER ONE INC|MAXM|Maxim Group LLC|169697
PIR|PIER ONE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|528119
PIR|PIER ONE INC|MOTF|MOTIF INVESTING, INC.|1
PIR|PIER ONE INC|MSCO|MORGAN STANLEY & CO. LLC|1360760
PIR|PIER ONE INC|MSPL|MORGAN STANLEY & CO. LLC|1394200
PIR|PIER ONE INC|MSTX|MORGAN STANLEY & CO. LLC|953200
PIR|PIER ONE INC|NFSC|National Financial Services LLC|1059665
PIR|PIER ONE INC|NITE|VIRTU Americas LLC|1990924
PIR|PIER ONE INC|NITP|VIRTU Americas LLC|36924
PIR|PIER ONE INC|NQRB|Brut, LLC|900
PIR|PIER ONE INC|NTBF|BMO Nesbitt Burns Inc./CDS|5000
PIR|PIER ONE INC|OPCO|Oppenheimer & Co. Inc.|50087
PIR|PIER ONE INC|PDQM|CODA MARKETS, INC.|82589
PIR|PIER ONE INC|PHLY|NASDAQ Execution Services, LLC|13000
PIR|PIER ONE INC|PIPR|Piper Jaffray & Co.|180200
PIR|PIER ONE INC|RBCM|RBC CAPITAL MARKETS, LLC|41311
PIR|PIER ONE INC|RGLD|Regal Securities, Inc|5133
PIR|PIER ONE INC|SAGL|SAGETRADER, LLC|20725
PIR|PIER ONE INC|SBSH|Citigroup Global Markets Inc.|49730
PIR|PIER ONE INC|SEIC|SEI Investments Distribution Co.|600
PIR|PIER ONE INC|SGMT|GOLDMAN SACHS & CO. LLC|320351
PIR|PIER ONE INC|SIDC|Sidoti & Company, LLC|9052
PIR|PIER ONE INC|SPDR|SPEEDROUTE LLC|22145
PIR|PIER ONE INC|SPNT|SEVEN POINTS CAPITAL, LLC|52809
PIR|PIER ONE INC|SPTD|MINT GLOBAL MARKETS, INC.|1500
PIR|PIER ONE INC|STFL|Stifel, Nicolaus & Company, Incorporated|20891
PIR|PIER ONE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7069
PIR|PIER ONE INC|SWIM|TD Ameritrade, Inc.|658538
PIR|PIER ONE INC|SWST|Hilltop Securities Inc.|3688
PIR|PIER ONE INC|TAGC|TELSEY ADVISORY GROUP LLC|50132
PIR|PIER ONE INC|TKNG|ALLY INVEST SECURITIES LLC|31703
PIR|PIER ONE INC|TRBT|Tradebot Systems, Inc.|173766
PIR|PIER ONE INC|TRCM|TRC MARKETS LLC|12300
PIR|PIER ONE INC|TWTT|TASTYWORKS, INC.|801
PIR|PIER ONE INC|UBSA|UBS SECURITIES LLC|1462518
PIR|PIER ONE INC|UBSS|UBS Securities LLC|1098121
PIR|PIER ONE INC|VALX|VIRTU AMERICAS LLC|61064
PIR|PIER ONE INC|VGRD|Vanguard Marketing Corporation|99527
PIR|PIER ONE INC|WCHV|WELLS FARGO SECURITIES, LLC|269360
PIR|PIER ONE INC|WEDB|WEDBUSH SECURITIES INC.|28900
PIR|PIER ONE INC|WEED|Weeden & Co.L.P.|6800
PIR|PIER ONE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12567
PIR|PIER ONE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48303
PIR|PIER ONE INC|WFPB|Wells Fargo Securities, LLC.|4012
PIR|PIER ONE INC|WGIF|CIBC World Markets Inc.|2400
PIR|PIER ONE INC|WSEA|WOLVERINE SECURITIES, LLC|28970
PIR|PIER ONE INC|XIST|INSTINET, LLC|17200
PIR|PIER ONE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|225380
PIR|PIER ONE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6100
PIR|PIER ONE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33976
PIRS|PIERIS PHARMA CMN|AGIS|Aegis Capital Corp.|17084
PIRS|PIERIS PHARMA CMN|ALTX|Alternet Securities Inc.|1800
PIRS|PIERIS PHARMA CMN|APCC|Apex Clearing Corporation|12820
PIRS|PIERIS PHARMA CMN|BARD|Robert W. Baird & Co. Incorporated|18286
PIRS|PIERIS PHARMA CMN|BATM|CBOE TRADING, INC.|570
PIRS|PIERIS PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|11351
PIRS|PIERIS PHARMA CMN|BIMI|Banca IMI Securities Corp.|300
PIRS|PIERIS PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6456
PIRS|PIERIS PHARMA CMN|BLKX|INSTINET, LLC|10000
PIRS|PIERIS PHARMA CMN|BMOC|BMO Capital Markets Corp.|7290
PIRS|PIERIS PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|3565
PIRS|PIERIS PHARMA CMN|BTIG|BTIG, LLC|210195
PIRS|PIERIS PHARMA CMN|BYXM|CBOE TRADING, INC.|400
PIRS|PIERIS PHARMA CMN|CANT|Cantor Fitzgerald & Co.|75573
PIRS|PIERIS PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|2600
PIRS|PIERIS PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47836
PIRS|PIERIS PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
PIRS|PIERIS PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7500
PIRS|PIERIS PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150970
PIRS|PIERIS PHARMA CMN|CTDL|Citadel Derivatives Group Llc|13634
PIRS|PIERIS PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|15738
PIRS|PIERIS PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|236871
PIRS|PIERIS PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|56100
PIRS|PIERIS PHARMA CMN|DEAN|MORGAN STANLEY|7106
PIRS|PIERIS PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|24162
PIRS|PIERIS PHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5100
PIRS|PIERIS PHARMA CMN|EBXL|EBX LLC|48800
PIRS|PIERIS PHARMA CMN|EDJC|Edward Jones / CDS|2875
PIRS|PIERIS PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|325
PIRS|PIERIS PHARMA CMN|EGAM|CBOE TRADING, INC.|3988
PIRS|PIERIS PHARMA CMN|EGAW|CBOE TRADING, INC.|200
PIRS|PIERIS PHARMA CMN|EGXM|CBOE TRADING, INC.|1566
PIRS|PIERIS PHARMA CMN|EGXW|CBOE TRADING, INC.|400
PIRS|PIERIS PHARMA CMN|ELEV|ELEVATION, LLC|7480
PIRS|PIERIS PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|3975
PIRS|PIERIS PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5960
PIRS|PIERIS PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1020
PIRS|PIERIS PHARMA CMN|ETRS|E*Trade Securities LLC|379299
PIRS|PIERIS PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|377525
PIRS|PIERIS PHARMA CMN|FILL|Tradestation Securities, Inc.|19922
PIRS|PIERIS PHARMA CMN|FMAF|NBCN Inc./ CDS|2177
PIRS|PIERIS PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|667601
PIRS|PIERIS PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86484
PIRS|PIERIS PHARMA CMN|FTBR|Foliofn Investments, Inc.|2564
PIRS|PIERIS PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|15311
PIRS|PIERIS PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|3076
PIRS|PIERIS PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|856998
PIRS|PIERIS PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|27823
PIRS|PIERIS PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|21862
PIRS|PIERIS PHARMA CMN|GTSZ|GTS SECURITIES LLC|4628
PIRS|PIERIS PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|3000
PIRS|PIERIS PHARMA CMN|HSBC|HSBC Securities, Inc.|6413
PIRS|PIERIS PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|17684
PIRS|PIERIS PHARMA CMN|IBKR|Interactive Brokers Llc|241009
PIRS|PIERIS PHARMA CMN|ICBX|INSTINET, LLC|30700
PIRS|PIERIS PHARMA CMN|IEQY|CITADEL SECURITIES LLC|44510
PIRS|PIERIS PHARMA CMN|INCA|INSTINET, LLC|132765
PIRS|PIERIS PHARMA CMN|INJX|INSTINET, LLC|60298
PIRS|PIERIS PHARMA CMN|ITGI|ITG Inc.|85836
PIRS|PIERIS PHARMA CMN|ITGP|ITG INC.|102800
PIRS|PIERIS PHARMA CMN|JANY|Janney Montgomery Scott Inc.|600
PIRS|PIERIS PHARMA CMN|JEFF|JEFFERIES LLC|141541
PIRS|PIERIS PHARMA CMN|JMPT|JUMP TRADING, LLC|28401
PIRS|PIERIS PHARMA CMN|JONE|JonesTrading|1948177
PIRS|PIERIS PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|24932
PIRS|PIERIS PHARMA CMN|JPMX|J.P. Morgan Securities LLC|187846
PIRS|PIERIS PHARMA CMN|JSCL|JOSEPH STONE CAPITAL L.L.C.|575
PIRS|PIERIS PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|3583
PIRS|PIERIS PHARMA CMN|KCGM|VIRTU Americas LLC|32663
PIRS|PIERIS PHARMA CMN|LEER|LEERINK PARTNERS LLC|258
PIRS|PIERIS PHARMA CMN|LEHM|Barclays Capital Inc./Le|886303
PIRS|PIERIS PHARMA CMN|LIME|Lime Brokerage LLC|72679
PIRS|PIERIS PHARMA CMN|LMGP|LIME BROKERAGE LLC|4831
PIRS|PIERIS PHARMA CMN|LOOP|Loop Capital Markets LLC|22654
PIRS|PIERIS PHARMA CMN|MACQ|Macquarie Capital (USA) Inc.|1533
PIRS|PIERIS PHARMA CMN|MAXM|Maxim Group LLC|5744
PIRS|PIERIS PHARMA CMN|MBTS|ALLY INVEST SECURITIES LLC|10900
PIRS|PIERIS PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53100
PIRS|PIERIS PHARMA CMN|MOTF|MOTIF INVESTING, INC.|3
PIRS|PIERIS PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|1836780
PIRS|PIERIS PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|93200
PIRS|PIERIS PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|89700
PIRS|PIERIS PHARMA CMN|NFSC|National Financial Services LLC|482247
PIRS|PIERIS PHARMA CMN|NITE|VIRTU Americas LLC|1157734
PIRS|PIERIS PHARMA CMN|NITP|VIRTU Americas LLC|4600
PIRS|PIERIS PHARMA CMN|NQRB|Brut, LLC|6675
PIRS|PIERIS PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|28270
PIRS|PIERIS PHARMA CMN|OTAA|OTA LLC|3700
PIRS|PIERIS PHARMA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1576
PIRS|PIERIS PHARMA CMN|PDQM|CODA MARKETS, INC.|15916
PIRS|PIERIS PHARMA CMN|PNSR|Penserra Securities, LLC|28432
PIRS|PIERIS PHARMA CMN|PWJC|UBS Financial Services, Inc.|4200
PIRS|PIERIS PHARMA CMN|RAJA|Raymond James & Associates, Inc.|11194
PIRS|PIERIS PHARMA CMN|RGLD|Regal Securities, Inc|478
PIRS|PIERIS PHARMA CMN|SAGL|SAGETRADER, LLC|1200
PIRS|PIERIS PHARMA CMN|SALI|INTL FCSTONE FINANCIAL INC.|3800
PIRS|PIERIS PHARMA CMN|SBSH|Citigroup Global Markets Inc.|135409
PIRS|PIERIS PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|48438
PIRS|PIERIS PHARMA CMN|SPDR|SPEEDROUTE LLC|255
PIRS|PIERIS PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|535
PIRS|PIERIS PHARMA CMN|SWIM|TD Ameritrade, Inc.|363596
PIRS|PIERIS PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|5058
PIRS|PIERIS PHARMA CMN|TRBT|Tradebot Systems, Inc.|124211
PIRS|PIERIS PHARMA CMN|TRCM|TRC MARKETS LLC|71438
PIRS|PIERIS PHARMA CMN|TWTT|TASTYWORKS, INC.|150
PIRS|PIERIS PHARMA CMN|UBSA|UBS SECURITIES LLC|395342
PIRS|PIERIS PHARMA CMN|UBSS|UBS Securities LLC|996351
PIRS|PIERIS PHARMA CMN|VALX|VIRTU AMERICAS LLC|3863
PIRS|PIERIS PHARMA CMN|VGRD|Vanguard Marketing Corporation|25218
PIRS|PIERIS PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|64470
PIRS|PIERIS PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|4200
PIRS|PIERIS PHARMA CMN|WEED|Weeden & Co.L.P.|900
PIRS|PIERIS PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6422
PIRS|PIERIS PHARMA CMN|WFPB|Wells Fargo Securities, LLC.|3910
PIRS|PIERIS PHARMA CMN|WGIF|CIBC World Markets Inc.|16068
PIRS|PIERIS PHARMA CMN|WHOT|JUST2TRADE, INC.|1752
PIRS|PIERIS PHARMA CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|60
PIRS|PIERIS PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|10688
PIRS|PIERIS PHARMA CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|13800
PIRS|PIERIS PHARMA CMN|WTFS|JUST2TRADE, INC.|2941
PIRS|PIERIS PHARMA CMN|XIST|INSTINET, LLC|6400
PIRS|PIERIS PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|13944
PIRS|PIERIS PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|500
PIRS|PIERIS PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|175
PIXY|SHIFTPIXY, INC. CS|ALTX|Alternet Securities Inc.|1500
PIXY|SHIFTPIXY, INC. CS|APCC|Apex Clearing Corporation|7281
PIXY|SHIFTPIXY, INC. CS|BATM|CBOE TRADING, INC.|600
PIXY|SHIFTPIXY, INC. CS|BIMI|Banca IMI Securities Corp.|2400
PIXY|SHIFTPIXY, INC. CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
PIXY|SHIFTPIXY, INC. CS|BYXM|CBOE TRADING, INC.|200
PIXY|SHIFTPIXY, INC. CS|CHAS|Charles Schwab & Co., Inc.|1000
PIXY|SHIFTPIXY, INC. CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
PIXY|SHIFTPIXY, INC. CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5851
PIXY|SHIFTPIXY, INC. CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15348
PIXY|SHIFTPIXY, INC. CS|DBAB|Deutsche Bank Securities Inc.|5000
PIXY|SHIFTPIXY, INC. CS|DBAX|Deutsche Bank Securities Inc.|3200
PIXY|SHIFTPIXY, INC. CS|DEAN|MORGAN STANLEY|900
PIXY|SHIFTPIXY, INC. CS|DEGS|RONIN PROFESSIONAL LLC|6416
PIXY|SHIFTPIXY, INC. CS|DJSA|Dawson James Securities, Inc|95100
PIXY|SHIFTPIXY, INC. CS|EBXL|EBX LLC|1200
PIXY|SHIFTPIXY, INC. CS|EGAM|CBOE TRADING, INC.|3920
PIXY|SHIFTPIXY, INC. CS|EGXM|CBOE TRADING, INC.|2947
PIXY|SHIFTPIXY, INC. CS|EGXW|CBOE TRADING, INC.|5855
PIXY|SHIFTPIXY, INC. CS|ETBE|Electronic Transaction Clearing, Inc.|300
PIXY|SHIFTPIXY, INC. CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26
PIXY|SHIFTPIXY, INC. CS|ETRS|E*Trade Securities LLC|140362
PIXY|SHIFTPIXY, INC. CS|FBCO|Credit Suisse Securities (USA) LLC|24105
PIXY|SHIFTPIXY, INC. CS|FMAF|NBCN Inc./ CDS|2558
PIXY|SHIFTPIXY, INC. CS|FOMA|TD AMERITRADE CLEARING, INC.|461208
PIXY|SHIFTPIXY, INC. CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1545
PIXY|SHIFTPIXY, INC. CS|GEBB|GLOBAL EXECUTION BROKERS, LP|16439
PIXY|SHIFTPIXY, INC. CS|GLPX|ACS EXECUTION SERVICES, LLC|5202
PIXY|SHIFTPIXY, INC. CS|GSCO|GOLDMAN SACHS & CO. LLC|10518
PIXY|SHIFTPIXY, INC. CS|GSLT|GOLDMAN SACHS & CO. LLC|1100
PIXY|SHIFTPIXY, INC. CS|GTSZ|GTS SECURITIES LLC|3010
PIXY|SHIFTPIXY, INC. CS|IATS|INTERACTIVE BROKERS LLC|6516
PIXY|SHIFTPIXY, INC. CS|IBKR|Interactive Brokers Llc|70450
PIXY|SHIFTPIXY, INC. CS|ICBX|INSTINET, LLC|1300
PIXY|SHIFTPIXY, INC. CS|INCA|INSTINET, LLC|23439
PIXY|SHIFTPIXY, INC. CS|ITGI|ITG Inc.|5587
PIXY|SHIFTPIXY, INC. CS|ITGP|ITG INC.|6600
PIXY|SHIFTPIXY, INC. CS|JMPT|JUMP TRADING, LLC|235
PIXY|SHIFTPIXY, INC. CS|JPMX|J.P. Morgan Securities LLC|600
PIXY|SHIFTPIXY, INC. CS|JSJX|JANE STREET CAPITAL LLC|200
PIXY|SHIFTPIXY, INC. CS|KCGM|VIRTU Americas LLC|100
PIXY|SHIFTPIXY, INC. CS|LEHM|Barclays Capital Inc./Le|11656
PIXY|SHIFTPIXY, INC. CS|LIME|Lime Brokerage LLC|14226
PIXY|SHIFTPIXY, INC. CS|LSCI|Lek Securities Corporation|600
PIXY|SHIFTPIXY, INC. CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|35
PIXY|SHIFTPIXY, INC. CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PIXY|SHIFTPIXY, INC. CS|MOTF|MOTIF INVESTING, INC.|1
PIXY|SHIFTPIXY, INC. CS|MSCO|MORGAN STANLEY & CO. LLC|170001
PIXY|SHIFTPIXY, INC. CS|MSPL|MORGAN STANLEY & CO. LLC|2000
PIXY|SHIFTPIXY, INC. CS|NBCS|NBC Securities, INC.|2600
PIXY|SHIFTPIXY, INC. CS|NFSC|National Financial Services LLC|216059
PIXY|SHIFTPIXY, INC. CS|NITE|VIRTU Americas LLC|492554
PIXY|SHIFTPIXY, INC. CS|NITP|VIRTU Americas LLC|2400
PIXY|SHIFTPIXY, INC. CS|NTFN|Network 1 Financial Securities Inc.|10800
PIXY|SHIFTPIXY, INC. CS|PDQM|CODA MARKETS, INC.|5086
PIXY|SHIFTPIXY, INC. CS|PWJC|UBS Financial Services, Inc.|6800
PIXY|SHIFTPIXY, INC. CS|RAJA|Raymond James & Associates, Inc.|2500
PIXY|SHIFTPIXY, INC. CS|RBCM|RBC CAPITAL MARKETS, LLC|2000
PIXY|SHIFTPIXY, INC. CS|SAGL|SAGETRADER, LLC|3228
PIXY|SHIFTPIXY, INC. CS|SALI|INTL FCSTONE FINANCIAL INC.|7915
PIXY|SHIFTPIXY, INC. CS|SBSH|Citigroup Global Markets Inc.|7500
PIXY|SHIFTPIXY, INC. CS|SGMT|GOLDMAN SACHS & CO. LLC|2203
PIXY|SHIFTPIXY, INC. CS|SPDR|SPEEDROUTE LLC|2955
PIXY|SHIFTPIXY, INC. CS|SWIM|TD Ameritrade, Inc.|135921
PIXY|SHIFTPIXY, INC. CS|SWST|Hilltop Securities Inc.|1000
PIXY|SHIFTPIXY, INC. CS|TKNG|ALLY INVEST SECURITIES LLC|8912
PIXY|SHIFTPIXY, INC. CS|TRCM|TRC MARKETS LLC|1885
PIXY|SHIFTPIXY, INC. CS|TWTT|TASTYWORKS, INC.|100
PIXY|SHIFTPIXY, INC. CS|UBSA|UBS SECURITIES LLC|13913
PIXY|SHIFTPIXY, INC. CS|UBSS|UBS Securities LLC|79771
PIXY|SHIFTPIXY, INC. CS|VALX|VIRTU AMERICAS LLC|919
PIXY|SHIFTPIXY, INC. CS|VGRD|Vanguard Marketing Corporation|15568
PIXY|SHIFTPIXY, INC. CS|WCHV|WELLS FARGO SECURITIES, LLC|4264
PIXY|SHIFTPIXY, INC. CS|WEDB|WEDBUSH SECURITIES INC.|1500
PIXY|SHIFTPIXY, INC. CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1323
PIXY|SHIFTPIXY, INC. CS|WGIF|CIBC World Markets Inc.|1200
PIXY|SHIFTPIXY, INC. CS|WSEA|WOLVERINE SECURITIES, LLC|15032
PIY|ML DEP 8.375 PFDPLUS|BATM|CBOE TRADING, INC.|100
PIY|ML DEP 8.375 PFDPLUS|BBNT|BB&T SECURITIES, LLC|275
PIY|ML DEP 8.375 PFDPLUS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
PIY|ML DEP 8.375 PFDPLUS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
PIY|ML DEP 8.375 PFDPLUS|EDJO|Edward D. Jones & Co., L.P.|180
PIY|ML DEP 8.375 PFDPLUS|EGAW|CBOE TRADING, INC.|100
PIY|ML DEP 8.375 PFDPLUS|ETRS|E*Trade Securities LLC|4106
PIY|ML DEP 8.375 PFDPLUS|GLPX|ACS EXECUTION SERVICES, LLC|10
PIY|ML DEP 8.375 PFDPLUS|GTSZ|GTS SECURITIES LLC|200
PIY|ML DEP 8.375 PFDPLUS|HRBF|American Enterprise Investment Services Inc.|2636
PIY|ML DEP 8.375 PFDPLUS|IATS|INTERACTIVE BROKERS LLC|100
PIY|ML DEP 8.375 PFDPLUS|IBKR|Interactive Brokers Llc|145
PIY|ML DEP 8.375 PFDPLUS|ICBX|INSTINET, LLC|100
PIY|ML DEP 8.375 PFDPLUS|INCA|INSTINET, LLC|100
PIY|ML DEP 8.375 PFDPLUS|LEHM|Barclays Capital Inc./Le|400
PIY|ML DEP 8.375 PFDPLUS|LIME|Lime Brokerage LLC|405
PIY|ML DEP 8.375 PFDPLUS|MSCO|MORGAN STANLEY & CO. LLC|210
PIY|ML DEP 8.375 PFDPLUS|NFSC|National Financial Services LLC|3272
PIY|ML DEP 8.375 PFDPLUS|NITE|VIRTU Americas LLC|8406
PIY|ML DEP 8.375 PFDPLUS|PDQM|CODA MARKETS, INC.|10
PIY|ML DEP 8.375 PFDPLUS|SWIM|TD Ameritrade, Inc.|744
PIY|ML DEP 8.375 PFDPLUS|UBSA|UBS SECURITIES LLC|800
PIY|ML DEP 8.375 PFDPLUS|UBSS|UBS Securities LLC|316
PIY|ML DEP 8.375 PFDPLUS|VGRD|Vanguard Marketing Corporation|270
PIY|ML DEP 8.375 PFDPLUS|WCHV|WELLS FARGO SECURITIES, LLC|410
PIY|ML DEP 8.375 PFDPLUS|WEDB|WEDBUSH SECURITIES INC.|2750
PIZ|INVESCO DWA DEV MKTS|BARD|Robert W. Baird & Co. Incorporated|1503
PIZ|INVESCO DWA DEV MKTS|BATM|CBOE TRADING, INC.|437
PIZ|INVESCO DWA DEV MKTS|BBNT|BB&T SECURITIES, LLC|434
PIZ|INVESCO DWA DEV MKTS|BERN|Sanford C. Bernstein & Co., LLC|1643
PIZ|INVESCO DWA DEV MKTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1230
PIZ|INVESCO DWA DEV MKTS|BYXM|CBOE TRADING, INC.|131
PIZ|INVESCO DWA DEV MKTS|CANT|Cantor Fitzgerald & Co.|74169
PIZ|INVESCO DWA DEV MKTS|CHAS|Charles Schwab & Co., Inc.|467
PIZ|INVESCO DWA DEV MKTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47192
PIZ|INVESCO DWA DEV MKTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15268
PIZ|INVESCO DWA DEV MKTS|CSIN|Citadel Securities Institutional LLC|128383
PIZ|INVESCO DWA DEV MKTS|CTDL|Citadel Derivatives Group Llc|143527
PIZ|INVESCO DWA DEV MKTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PIZ|INVESCO DWA DEV MKTS|DAVA|Davenport & Company LLC|1837
PIZ|INVESCO DWA DEV MKTS|DBAX|Deutsche Bank Securities Inc.|17300
PIZ|INVESCO DWA DEV MKTS|DEAN|MORGAN STANLEY|2685
PIZ|INVESCO DWA DEV MKTS|EBXL|EBX LLC|22000
PIZ|INVESCO DWA DEV MKTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|350
PIZ|INVESCO DWA DEV MKTS|EDJO|Edward D. Jones & Co., L.P.|3884
PIZ|INVESCO DWA DEV MKTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|484
PIZ|INVESCO DWA DEV MKTS|ETRS|E*Trade Securities LLC|350
PIZ|INVESCO DWA DEV MKTS|FBCO|Credit Suisse Securities (USA) LLC|30732
PIZ|INVESCO DWA DEV MKTS|FOMA|TD AMERITRADE CLEARING, INC.|24532
PIZ|INVESCO DWA DEV MKTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28504
PIZ|INVESCO DWA DEV MKTS|FTBR|Foliofn Investments, Inc.|16534
PIZ|INVESCO DWA DEV MKTS|GEBB|GLOBAL EXECUTION BROKERS, LP|3682
PIZ|INVESCO DWA DEV MKTS|GSCO|GOLDMAN SACHS & CO. LLC|400
PIZ|INVESCO DWA DEV MKTS|GTSZ|GTS SECURITIES LLC|2668
PIZ|INVESCO DWA DEV MKTS|HRBF|American Enterprise Investment Services Inc.|75
PIZ|INVESCO DWA DEV MKTS|HSBC|HSBC Securities, Inc.|130
PIZ|INVESCO DWA DEV MKTS|IATS|INTERACTIVE BROKERS LLC|64
PIZ|INVESCO DWA DEV MKTS|IBKR|Interactive Brokers Llc|1085
PIZ|INVESCO DWA DEV MKTS|ICBX|INSTINET, LLC|19888
PIZ|INVESCO DWA DEV MKTS|INCA|INSTINET, LLC|6828
PIZ|INVESCO DWA DEV MKTS|JANY|Janney Montgomery Scott Inc.|1976
PIZ|INVESCO DWA DEV MKTS|JPMX|J.P. Morgan Securities LLC|9958
PIZ|INVESCO DWA DEV MKTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|168010
PIZ|INVESCO DWA DEV MKTS|JSJX|JANE STREET CAPITAL LLC|91794
PIZ|INVESCO DWA DEV MKTS|KCGM|VIRTU Americas LLC|16467
PIZ|INVESCO DWA DEV MKTS|LEHM|Barclays Capital Inc./Le|28800
PIZ|INVESCO DWA DEV MKTS|LIME|Lime Brokerage LLC|9604
PIZ|INVESCO DWA DEV MKTS|LSCI|Lek Securities Corporation|359
PIZ|INVESCO DWA DEV MKTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40632
PIZ|INVESCO DWA DEV MKTS|MSCO|MORGAN STANLEY & CO. LLC|69625
PIZ|INVESCO DWA DEV MKTS|MSPL|MORGAN STANLEY & CO. LLC|6800
PIZ|INVESCO DWA DEV MKTS|NFSC|National Financial Services LLC|123171
PIZ|INVESCO DWA DEV MKTS|NITE|VIRTU Americas LLC|79657
PIZ|INVESCO DWA DEV MKTS|OLDM|OLD MISSION CAPITAL, LLC|100
PIZ|INVESCO DWA DEV MKTS|OPCO|Oppenheimer & Co. Inc.|36830
PIZ|INVESCO DWA DEV MKTS|RAJA|Raymond James & Associates, Inc.|101740
PIZ|INVESCO DWA DEV MKTS|RBCM|RBC CAPITAL MARKETS, LLC|3817
PIZ|INVESCO DWA DEV MKTS|SGMT|GOLDMAN SACHS & CO. LLC|18292
PIZ|INVESCO DWA DEV MKTS|SPHN|Stephens Inc.|1
PIZ|INVESCO DWA DEV MKTS|STFL|Stifel, Nicolaus & Company, Incorporated|922
PIZ|INVESCO DWA DEV MKTS|SWIM|TD Ameritrade, Inc.|224
PIZ|INVESCO DWA DEV MKTS|SWST|Hilltop Securities Inc.|6
PIZ|INVESCO DWA DEV MKTS|TRCM|TRC MARKETS LLC|300
PIZ|INVESCO DWA DEV MKTS|UBSA|UBS SECURITIES LLC|68952
PIZ|INVESCO DWA DEV MKTS|UBSS|UBS Securities LLC|123033
PIZ|INVESCO DWA DEV MKTS|VGRD|Vanguard Marketing Corporation|750
PIZ|INVESCO DWA DEV MKTS|WCHV|WELLS FARGO SECURITIES, LLC|87571
PIZ|INVESCO DWA DEV MKTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1953
PIZ|INVESCO DWA DEV MKTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3602
PIZ|INVESCO DWA DEV MKTS|WSEA|WOLVERINE SECURITIES, LLC|3834
PIZ|INVESCO DWA DEV MKTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3718
PJC|PIPER JAFFRAY COS|ALTX|Alternet Securities Inc.|3400
PJC|PIPER JAFFRAY COS|ANOS|ABEL/NOSER, L.L.C.|1295
PJC|PIPER JAFFRAY COS|APCC|Apex Clearing Corporation|963
PJC|PIPER JAFFRAY COS|BANK|Primevest Financial Services, Inc.|1
PJC|PIPER JAFFRAY COS|BARD|Robert W. Baird & Co. Incorporated|85
PJC|PIPER JAFFRAY COS|BATM|CBOE TRADING, INC.|2199
PJC|PIPER JAFFRAY COS|BERN|Sanford C. Bernstein & Co., LLC|14328
PJC|PIPER JAFFRAY COS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15645
PJC|PIPER JAFFRAY COS|BNPX|BNP PARIBAS SECURITIES CORP.|3078
PJC|PIPER JAFFRAY COS|BRVL|BLAYLOCK VAN, LLC|400
PJC|PIPER JAFFRAY COS|BTIG|BTIG, LLC|1192
PJC|PIPER JAFFRAY COS|BYXM|CBOE TRADING, INC.|100
PJC|PIPER JAFFRAY COS|BZYD|GOLDMAN SACHS & CO. LLC|306
PJC|PIPER JAFFRAY COS|CBLC|CITIGROUP GLOBAL MARKETS INC.|18400
PJC|PIPER JAFFRAY COS|CHAS|Charles Schwab & Co., Inc.|5
PJC|PIPER JAFFRAY COS|CIST|Capital Institutional Services, Inc.|100
PJC|PIPER JAFFRAY COS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2316
PJC|PIPER JAFFRAY COS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2658
PJC|PIPER JAFFRAY COS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
PJC|PIPER JAFFRAY COS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25378
PJC|PIPER JAFFRAY COS|CTDL|Citadel Derivatives Group Llc|429
PJC|PIPER JAFFRAY COS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2350
PJC|PIPER JAFFRAY COS|DBAB|Deutsche Bank Securities Inc.|10750
PJC|PIPER JAFFRAY COS|DBAX|Deutsche Bank Securities Inc.|14000
PJC|PIPER JAFFRAY COS|DEAN|MORGAN STANLEY|137
PJC|PIPER JAFFRAY COS|DEGS|RONIN PROFESSIONAL LLC|400
PJC|PIPER JAFFRAY COS|EBXL|EBX LLC|5900
PJC|PIPER JAFFRAY COS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3823
PJC|PIPER JAFFRAY COS|EDJO|Edward D. Jones & Co., L.P.|38
PJC|PIPER JAFFRAY COS|EGAM|CBOE TRADING, INC.|564
PJC|PIPER JAFFRAY COS|EGMT|EG MARKET TECHNOLOGIES LLC|175
PJC|PIPER JAFFRAY COS|EGXM|CBOE TRADING, INC.|4
PJC|PIPER JAFFRAY COS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2244
PJC|PIPER JAFFRAY COS|ETRS|E*Trade Securities LLC|9
PJC|PIPER JAFFRAY COS|FBSB|U.S. Bancorp Investments, Inc.|515
PJC|PIPER JAFFRAY COS|FILL|Tradestation Securities, Inc.|200
PJC|PIPER JAFFRAY COS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3
PJC|PIPER JAFFRAY COS|FQLS|Quantlab Securities LP|23021
PJC|PIPER JAFFRAY COS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11122
PJC|PIPER JAFFRAY COS|FTBR|Foliofn Investments, Inc.|417
PJC|PIPER JAFFRAY COS|GLIS|TD Securities Inc|100
PJC|PIPER JAFFRAY COS|GLPX|ACS EXECUTION SERVICES, LLC|970
PJC|PIPER JAFFRAY COS|GSCO|GOLDMAN SACHS & CO. LLC|29998
PJC|PIPER JAFFRAY COS|GSCS|GOLDMAN SACHS & CO. LLC|147
PJC|PIPER JAFFRAY COS|GSLT|GOLDMAN SACHS & CO. LLC|8
PJC|PIPER JAFFRAY COS|GTSZ|GTS SECURITIES LLC|2748
PJC|PIPER JAFFRAY COS|HRBF|American Enterprise Investment Services Inc.|88
PJC|PIPER JAFFRAY COS|IATS|INTERACTIVE BROKERS LLC|500
PJC|PIPER JAFFRAY COS|IBKR|Interactive Brokers Llc|165
PJC|PIPER JAFFRAY COS|ICBX|INSTINET, LLC|5900
PJC|PIPER JAFFRAY COS|IEQY|CITADEL SECURITIES LLC|6559
PJC|PIPER JAFFRAY COS|INCA|INSTINET, LLC|19868
PJC|PIPER JAFFRAY COS|INJX|INSTINET, LLC|7197
PJC|PIPER JAFFRAY COS|ITGI|ITG Inc.|27210
PJC|PIPER JAFFRAY COS|ITGP|ITG INC.|30600
PJC|PIPER JAFFRAY COS|JEFF|JEFFERIES LLC|149
PJC|PIPER JAFFRAY COS|JMPT|JUMP TRADING, LLC|237
PJC|PIPER JAFFRAY COS|JPBX|J.P. MORGAN SECURITIES LLC|1582
PJC|PIPER JAFFRAY COS|JPMX|J.P. Morgan Securities LLC|28099
PJC|PIPER JAFFRAY COS|JSJX|JANE STREET CAPITAL LLC|2388
PJC|PIPER JAFFRAY COS|JSSF|JMP Securities LLC|3990
PJC|PIPER JAFFRAY COS|KCGM|VIRTU Americas LLC|6676
PJC|PIPER JAFFRAY COS|LEHM|Barclays Capital Inc./Le|16916
PJC|PIPER JAFFRAY COS|LIME|Lime Brokerage LLC|5155
PJC|PIPER JAFFRAY COS|LOOP|Loop Capital Markets LLC|402
PJC|PIPER JAFFRAY COS|LSCI|Lek Securities Corporation|6
PJC|PIPER JAFFRAY COS|MACC|Mid Atlantic Capital Corporation|380
PJC|PIPER JAFFRAY COS|MACQ|Macquarie Capital (USA) Inc.|300
PJC|PIPER JAFFRAY COS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9674
PJC|PIPER JAFFRAY COS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|380
PJC|PIPER JAFFRAY COS|MSCO|MORGAN STANLEY & CO. LLC|55692
PJC|PIPER JAFFRAY COS|MSPL|MORGAN STANLEY & CO. LLC|19500
PJC|PIPER JAFFRAY COS|MSTX|MORGAN STANLEY & CO. LLC|1000
PJC|PIPER JAFFRAY COS|NFSC|National Financial Services LLC|5974
PJC|PIPER JAFFRAY COS|NITE|VIRTU Americas LLC|33760
PJC|PIPER JAFFRAY COS|NTRC|Northern Trust Securities, Inc.|533
PJC|PIPER JAFFRAY COS|OPCO|Oppenheimer & Co. Inc.|15
PJC|PIPER JAFFRAY COS|PDQM|CODA MARKETS, INC.|4798
PJC|PIPER JAFFRAY COS|PWJC|UBS Financial Services, Inc.|147
PJC|PIPER JAFFRAY COS|RBCM|RBC CAPITAL MARKETS, LLC|27
PJC|PIPER JAFFRAY COS|SALI|INTL FCSTONE FINANCIAL INC.|1
PJC|PIPER JAFFRAY COS|SBSH|Citigroup Global Markets Inc.|7572
PJC|PIPER JAFFRAY COS|SDLR|Sandler, O'Neill & Partners, L.P.|154
PJC|PIPER JAFFRAY COS|SGMT|GOLDMAN SACHS & CO. LLC|9615
PJC|PIPER JAFFRAY COS|SPDR|SPEEDROUTE LLC|5420
PJC|PIPER JAFFRAY COS|SSBS|STATE STREET GLOBAL MARKETS, LLC|350
PJC|PIPER JAFFRAY COS|STFL|Stifel, Nicolaus & Company, Incorporated|218
PJC|PIPER JAFFRAY COS|SWST|Hilltop Securities Inc.|102
PJC|PIPER JAFFRAY COS|TMBR|Timber Hill LLC|5
PJC|PIPER JAFFRAY COS|TRBT|Tradebot Systems, Inc.|441
PJC|PIPER JAFFRAY COS|TRCM|TRC MARKETS LLC|4121
PJC|PIPER JAFFRAY COS|UBSA|UBS SECURITIES LLC|58159
PJC|PIPER JAFFRAY COS|UBSS|UBS Securities LLC|96100
PJC|PIPER JAFFRAY COS|VALX|VIRTU AMERICAS LLC|4798
PJC|PIPER JAFFRAY COS|VGRD|Vanguard Marketing Corporation|177
PJC|PIPER JAFFRAY COS|WCHV|WELLS FARGO SECURITIES, LLC|3379
PJC|PIPER JAFFRAY COS|WEDB|WEDBUSH SECURITIES INC.|1
PJC|PIPER JAFFRAY COS|WEED|Weeden & Co.L.P.|3276
PJC|PIPER JAFFRAY COS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|867
PJC|PIPER JAFFRAY COS|WSEA|WOLVERINE SECURITIES, LLC|1
PJC|PIPER JAFFRAY COS|XIST|INSTINET, LLC|12200
PJC|PIPER JAFFRAY COS|XPQR|Jump Trading|412
PJC|PIPER JAFFRAY COS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PJC|PIPER JAFFRAY COS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|136
PJH|PRUDENTIAL FINANCIAL|ALTX|Alternet Securities Inc.|100
PJH|PRUDENTIAL FINANCIAL|APCC|Apex Clearing Corporation|331
PJH|PRUDENTIAL FINANCIAL|BANK|Primevest Financial Services, Inc.|300
PJH|PRUDENTIAL FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|886
PJH|PRUDENTIAL FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|250
PJH|PRUDENTIAL FINANCIAL|BBNT|BB&T SECURITIES, LLC|1
PJH|PRUDENTIAL FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4670
PJH|PRUDENTIAL FINANCIAL|CHAS|Charles Schwab & Co., Inc.|225
PJH|PRUDENTIAL FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|556
PJH|PRUDENTIAL FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11161
PJH|PRUDENTIAL FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|1212
PJH|PRUDENTIAL FINANCIAL|DBAX|Deutsche Bank Securities Inc.|4200
PJH|PRUDENTIAL FINANCIAL|DEAN|MORGAN STANLEY|3907
PJH|PRUDENTIAL FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
PJH|PRUDENTIAL FINANCIAL|EBXL|EBX LLC|7400
PJH|PRUDENTIAL FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|504
PJH|PRUDENTIAL FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|2145
PJH|PRUDENTIAL FINANCIAL|EGAM|CBOE TRADING, INC.|100
PJH|PRUDENTIAL FINANCIAL|EGXM|CBOE TRADING, INC.|230
PJH|PRUDENTIAL FINANCIAL|ETRS|E*Trade Securities LLC|514
PJH|PRUDENTIAL FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
PJH|PRUDENTIAL FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|1500
PJH|PRUDENTIAL FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|400
PJH|PRUDENTIAL FINANCIAL|HRBF|American Enterprise Investment Services Inc.|3528
PJH|PRUDENTIAL FINANCIAL|HSBC|HSBC Securities, Inc.|5919
PJH|PRUDENTIAL FINANCIAL|IATS|INTERACTIVE BROKERS LLC|200
PJH|PRUDENTIAL FINANCIAL|IBKR|Interactive Brokers Llc|2746
PJH|PRUDENTIAL FINANCIAL|ICBX|INSTINET, LLC|700
PJH|PRUDENTIAL FINANCIAL|INCA|INSTINET, LLC|902
PJH|PRUDENTIAL FINANCIAL|INJX|INSTINET, LLC|676
PJH|PRUDENTIAL FINANCIAL|ITGI|ITG Inc.|496
PJH|PRUDENTIAL FINANCIAL|JANY|Janney Montgomery Scott Inc.|2356
PJH|PRUDENTIAL FINANCIAL|JEFF|JEFFERIES LLC|900
PJH|PRUDENTIAL FINANCIAL|JPMX|J.P. Morgan Securities LLC|1530
PJH|PRUDENTIAL FINANCIAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|1280
PJH|PRUDENTIAL FINANCIAL|KCGM|VIRTU Americas LLC|200
PJH|PRUDENTIAL FINANCIAL|LEHM|Barclays Capital Inc./Le|2200
PJH|PRUDENTIAL FINANCIAL|LIME|Lime Brokerage LLC|253
PJH|PRUDENTIAL FINANCIAL|MAXM|Maxim Group LLC|901
PJH|PRUDENTIAL FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16000
PJH|PRUDENTIAL FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|3558
PJH|PRUDENTIAL FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|5100
PJH|PRUDENTIAL FINANCIAL|NFSC|National Financial Services LLC|37711
PJH|PRUDENTIAL FINANCIAL|NITE|VIRTU Americas LLC|43903
PJH|PRUDENTIAL FINANCIAL|NQRB|Brut, LLC|6100
PJH|PRUDENTIAL FINANCIAL|PDQM|CODA MARKETS, INC.|600
PJH|PRUDENTIAL FINANCIAL|PWJC|UBS Financial Services, Inc.|1500
PJH|PRUDENTIAL FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|8495
PJH|PRUDENTIAL FINANCIAL|SBSH|Citigroup Global Markets Inc.|2601
PJH|PRUDENTIAL FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|1910
PJH|PRUDENTIAL FINANCIAL|SPDR|SPEEDROUTE LLC|1100
PJH|PRUDENTIAL FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|3127
PJH|PRUDENTIAL FINANCIAL|SWIM|TD Ameritrade, Inc.|1500
PJH|PRUDENTIAL FINANCIAL|SWST|Hilltop Securities Inc.|705
PJH|PRUDENTIAL FINANCIAL|TRBT|Tradebot Systems, Inc.|1358
PJH|PRUDENTIAL FINANCIAL|UBSA|UBS SECURITIES LLC|8139
PJH|PRUDENTIAL FINANCIAL|UBSS|UBS Securities LLC|21775
PJH|PRUDENTIAL FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|19834
PJH|PRUDENTIAL FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|2
PJH|PRUDENTIAL FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|538
PJH|PRUDENTIAL FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|5300
PJH|PRUDENTIAL FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|219
PJP|INVESCO DYN PHARMA|APCC|Apex Clearing Corporation|69
PJP|INVESCO DYN PHARMA|BANK|Primevest Financial Services, Inc.|5
PJP|INVESCO DYN PHARMA|BARD|Robert W. Baird & Co. Incorporated|723
PJP|INVESCO DYN PHARMA|BATM|CBOE TRADING, INC.|277
PJP|INVESCO DYN PHARMA|BBNT|BB&T SECURITIES, LLC|91
PJP|INVESCO DYN PHARMA|BMOC|BMO Capital Markets Corp.|200
PJP|INVESCO DYN PHARMA|CANT|Cantor Fitzgerald & Co.|10
PJP|INVESCO DYN PHARMA|CHAS|Charles Schwab & Co., Inc.|533
PJP|INVESCO DYN PHARMA|CIST|Capital Institutional Services, Inc.|10
PJP|INVESCO DYN PHARMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
PJP|INVESCO DYN PHARMA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PJP|INVESCO DYN PHARMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9149
PJP|INVESCO DYN PHARMA|CTDL|Citadel Derivatives Group Llc|200
PJP|INVESCO DYN PHARMA|DBAX|Deutsche Bank Securities Inc.|3800
PJP|INVESCO DYN PHARMA|DEAN|MORGAN STANLEY|189
PJP|INVESCO DYN PHARMA|EBXL|EBX LLC|2900
PJP|INVESCO DYN PHARMA|EDJC|Edward Jones / CDS|50
PJP|INVESCO DYN PHARMA|EDJO|Edward D. Jones & Co., L.P.|4153
PJP|INVESCO DYN PHARMA|EGXM|CBOE TRADING, INC.|4
PJP|INVESCO DYN PHARMA|ETRS|E*Trade Securities LLC|2699
PJP|INVESCO DYN PHARMA|FMAF|NBCN Inc./ CDS|1440
PJP|INVESCO DYN PHARMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
PJP|INVESCO DYN PHARMA|FTBR|Foliofn Investments, Inc.|711
PJP|INVESCO DYN PHARMA|GLIS|TD Securities Inc|50
PJP|INVESCO DYN PHARMA|GSCO|GOLDMAN SACHS & CO. LLC|1164
PJP|INVESCO DYN PHARMA|GSLT|GOLDMAN SACHS & CO. LLC|1983
PJP|INVESCO DYN PHARMA|GTSZ|GTS SECURITIES LLC|1238
PJP|INVESCO DYN PHARMA|HRBF|American Enterprise Investment Services Inc.|6478
PJP|INVESCO DYN PHARMA|IATS|INTERACTIVE BROKERS LLC|600
PJP|INVESCO DYN PHARMA|IBKR|Interactive Brokers Llc|8043
PJP|INVESCO DYN PHARMA|ICBX|INSTINET, LLC|2837
PJP|INVESCO DYN PHARMA|INCA|INSTINET, LLC|500
PJP|INVESCO DYN PHARMA|JPMX|J.P. Morgan Securities LLC|8498
PJP|INVESCO DYN PHARMA|JSJX|JANE STREET CAPITAL LLC|31745
PJP|INVESCO DYN PHARMA|KCGM|VIRTU Americas LLC|7947
PJP|INVESCO DYN PHARMA|LEHM|Barclays Capital Inc./Le|10695
PJP|INVESCO DYN PHARMA|LIME|Lime Brokerage LLC|10976
PJP|INVESCO DYN PHARMA|LSCI|Lek Securities Corporation|3
PJP|INVESCO DYN PHARMA|MACC|Mid Atlantic Capital Corporation|17
PJP|INVESCO DYN PHARMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1420
PJP|INVESCO DYN PHARMA|MSCO|MORGAN STANLEY & CO. LLC|6561
PJP|INVESCO DYN PHARMA|NFSC|National Financial Services LLC|18209
PJP|INVESCO DYN PHARMA|NITE|VIRTU Americas LLC|13159
PJP|INVESCO DYN PHARMA|OPCO|Oppenheimer & Co. Inc.|899
PJP|INVESCO DYN PHARMA|PIPR|Piper Jaffray & Co.|3320
PJP|INVESCO DYN PHARMA|PWJC|UBS Financial Services, Inc.|10
PJP|INVESCO DYN PHARMA|RBCM|RBC CAPITAL MARKETS, LLC|1
PJP|INVESCO DYN PHARMA|SALI|INTL FCSTONE FINANCIAL INC.|250
PJP|INVESCO DYN PHARMA|SBSH|Citigroup Global Markets Inc.|1559
PJP|INVESCO DYN PHARMA|SGMT|GOLDMAN SACHS & CO. LLC|1959
PJP|INVESCO DYN PHARMA|STKP|STOCKPILE INVESTMENTS, INC.|16
PJP|INVESCO DYN PHARMA|SWIM|TD Ameritrade, Inc.|758
PJP|INVESCO DYN PHARMA|SWST|Hilltop Securities Inc.|32
PJP|INVESCO DYN PHARMA|TKNG|ALLY INVEST SECURITIES LLC|16
PJP|INVESCO DYN PHARMA|TRCM|TRC MARKETS LLC|216
PJP|INVESCO DYN PHARMA|UBSA|UBS SECURITIES LLC|5259
PJP|INVESCO DYN PHARMA|UBSS|UBS Securities LLC|15248
PJP|INVESCO DYN PHARMA|VALX|VIRTU AMERICAS LLC|865
PJP|INVESCO DYN PHARMA|VGRD|Vanguard Marketing Corporation|1545
PJP|INVESCO DYN PHARMA|WCHV|WELLS FARGO SECURITIES, LLC|14693
PJP|INVESCO DYN PHARMA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|561
PJP|INVESCO DYN PHARMA|WSEA|WOLVERINE SECURITIES, LLC|2
PJP|INVESCO DYN PHARMA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5691
PJT|PJT PARTNERS INC A|ALTX|Alternet Securities Inc.|1727
PJT|PJT PARTNERS INC A|APCC|Apex Clearing Corporation|26
PJT|PJT PARTNERS INC A|AQUA|AQUA SECURITIES L.P.|5000
PJT|PJT PARTNERS INC A|BAQP|BURKE & QUICK PARTNERS LLC|4300
PJT|PJT PARTNERS INC A|BARD|Robert W. Baird & Co. Incorporated|53
PJT|PJT PARTNERS INC A|BATM|CBOE TRADING, INC.|938
PJT|PJT PARTNERS INC A|BAYC|BAY CREST PARTNERS, LLC|4162
PJT|PJT PARTNERS INC A|BBNT|BB&T SECURITIES, LLC|78
PJT|PJT PARTNERS INC A|BERN|Sanford C. Bernstein & Co., LLC|432
PJT|PJT PARTNERS INC A|BIDS|BIDS TRADING L.P.|800
PJT|PJT PARTNERS INC A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|838
PJT|PJT PARTNERS INC A|BNPX|BNP PARIBAS SECURITIES CORP.|1698
PJT|PJT PARTNERS INC A|BTIG|BTIG, LLC|1964
PJT|PJT PARTNERS INC A|BZYD|GOLDMAN SACHS & CO. LLC|398
PJT|PJT PARTNERS INC A|CHAS|Charles Schwab & Co., Inc.|177
PJT|PJT PARTNERS INC A|CIST|Capital Institutional Services, Inc.|11
PJT|PJT PARTNERS INC A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18822
PJT|PJT PARTNERS INC A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4071
PJT|PJT PARTNERS INC A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52804
PJT|PJT PARTNERS INC A|CTDL|Citadel Derivatives Group Llc|1665
PJT|PJT PARTNERS INC A|CTLR|CUTLER GROUP, LP|523
PJT|PJT PARTNERS INC A|CXCX|CITIGROUP GLOBAL MARKETS INC.|5902
PJT|PJT PARTNERS INC A|DADA|D.A. Davidson & Co.|1
PJT|PJT PARTNERS INC A|DAVA|Davenport & Company LLC|15
PJT|PJT PARTNERS INC A|DBAB|Deutsche Bank Securities Inc.|16039
PJT|PJT PARTNERS INC A|DBAX|Deutsche Bank Securities Inc.|66900
PJT|PJT PARTNERS INC A|DEAN|MORGAN STANLEY|4611
PJT|PJT PARTNERS INC A|DEGS|RONIN PROFESSIONAL LLC|2098
PJT|PJT PARTNERS INC A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
PJT|PJT PARTNERS INC A|EBXL|EBX LLC|43800
PJT|PJT PARTNERS INC A|ECUT|CONVERGEX EXECUTION SOLUTIONS|690
PJT|PJT PARTNERS INC A|EDJC|Edward Jones / CDS|5
PJT|PJT PARTNERS INC A|EDJO|Edward D. Jones & Co., L.P.|299
PJT|PJT PARTNERS INC A|EGAM|CBOE TRADING, INC.|904
PJT|PJT PARTNERS INC A|EGXM|CBOE TRADING, INC.|592
PJT|PJT PARTNERS INC A|EGXW|CBOE TRADING, INC.|100
PJT|PJT PARTNERS INC A|ETBE|Electronic Transaction Clearing, Inc.|200
PJT|PJT PARTNERS INC A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
PJT|PJT PARTNERS INC A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11571
PJT|PJT PARTNERS INC A|ETRS|E*Trade Securities LLC|3838
PJT|PJT PARTNERS INC A|FBSB|U.S. Bancorp Investments, Inc.|5
PJT|PJT PARTNERS INC A|FILL|Tradestation Securities, Inc.|50
PJT|PJT PARTNERS INC A|FMAF|NBCN Inc./ CDS|418
PJT|PJT PARTNERS INC A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|919
PJT|PJT PARTNERS INC A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34235
PJT|PJT PARTNERS INC A|FTBR|Foliofn Investments, Inc.|164
PJT|PJT PARTNERS INC A|GLIS|TD Securities Inc|100
PJT|PJT PARTNERS INC A|GLPX|ACS EXECUTION SERVICES, LLC|4380
PJT|PJT PARTNERS INC A|GSCO|GOLDMAN SACHS & CO. LLC|161686
PJT|PJT PARTNERS INC A|GSLT|GOLDMAN SACHS & CO. LLC|960
PJT|PJT PARTNERS INC A|GTSZ|GTS SECURITIES LLC|14960
PJT|PJT PARTNERS INC A|HRBF|American Enterprise Investment Services Inc.|1353
PJT|PJT PARTNERS INC A|HSBC|HSBC Securities, Inc.|1100
PJT|PJT PARTNERS INC A|IATS|INTERACTIVE BROKERS LLC|3181
PJT|PJT PARTNERS INC A|IBKR|Interactive Brokers Llc|1230
PJT|PJT PARTNERS INC A|ICBX|INSTINET, LLC|18700
PJT|PJT PARTNERS INC A|IEQY|CITADEL SECURITIES LLC|6688
PJT|PJT PARTNERS INC A|INCA|INSTINET, LLC|27931
PJT|PJT PARTNERS INC A|INJX|INSTINET, LLC|4171
PJT|PJT PARTNERS INC A|ITGI|ITG Inc.|50977
PJT|PJT PARTNERS INC A|ITGP|ITG INC.|97200
PJT|PJT PARTNERS INC A|JANY|Janney Montgomery Scott Inc.|275
PJT|PJT PARTNERS INC A|JEFF|JEFFERIES LLC|51703
PJT|PJT PARTNERS INC A|JMPT|JUMP TRADING, LLC|6210
PJT|PJT PARTNERS INC A|JPBX|J.P. MORGAN SECURITIES LLC|10788
PJT|PJT PARTNERS INC A|JPMX|J.P. Morgan Securities LLC|38265
PJT|PJT PARTNERS INC A|JSJX|JANE STREET CAPITAL LLC|3438
PJT|PJT PARTNERS INC A|KCGM|VIRTU Americas LLC|7746
PJT|PJT PARTNERS INC A|LEHM|Barclays Capital Inc./Le|71892
PJT|PJT PARTNERS INC A|LIME|Lime Brokerage LLC|13492
PJT|PJT PARTNERS INC A|LQNA|LIQUIDNET, INC.|40000
PJT|PJT PARTNERS INC A|LSCI|Lek Securities Corporation|13
PJT|PJT PARTNERS INC A|MACQ|Macquarie Capital (USA) Inc.|1733
PJT|PJT PARTNERS INC A|MAXM|Maxim Group LLC|1
PJT|PJT PARTNERS INC A|MBTS|ALLY INVEST SECURITIES LLC|241
PJT|PJT PARTNERS INC A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50628
PJT|PJT PARTNERS INC A|MOTF|MOTIF INVESTING, INC.|14
PJT|PJT PARTNERS INC A|MSCO|MORGAN STANLEY & CO. LLC|127125
PJT|PJT PARTNERS INC A|MSPL|MORGAN STANLEY & CO. LLC|75100
PJT|PJT PARTNERS INC A|MSTX|MORGAN STANLEY & CO. LLC|12700
PJT|PJT PARTNERS INC A|NATL|National Securities Corporation|2
PJT|PJT PARTNERS INC A|NEUB|NEUBERGER BERMAN BD LLC|1
PJT|PJT PARTNERS INC A|NFSC|National Financial Services LLC|21334
PJT|PJT PARTNERS INC A|NITE|VIRTU Americas LLC|54736
PJT|PJT PARTNERS INC A|NQRB|Brut, LLC|480
PJT|PJT PARTNERS INC A|NTRC|Northern Trust Securities, Inc.|736
PJT|PJT PARTNERS INC A|OPCO|Oppenheimer & Co. Inc.|52
PJT|PJT PARTNERS INC A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PJT|PJT PARTNERS INC A|PDQM|CODA MARKETS, INC.|9148
PJT|PJT PARTNERS INC A|PWJC|UBS Financial Services, Inc.|539
PJT|PJT PARTNERS INC A|RBCM|RBC CAPITAL MARKETS, LLC|405
PJT|PJT PARTNERS INC A|SAGL|SAGETRADER, LLC|100
PJT|PJT PARTNERS INC A|SBRX|MURIEL SIEBERT & CO INC|36
PJT|PJT PARTNERS INC A|SBSH|Citigroup Global Markets Inc.|21991
PJT|PJT PARTNERS INC A|SGMT|GOLDMAN SACHS & CO. LLC|22234
PJT|PJT PARTNERS INC A|SPDR|SPEEDROUTE LLC|3180
PJT|PJT PARTNERS INC A|SPHN|Stephens Inc.|166
PJT|PJT PARTNERS INC A|SPTD|MINT GLOBAL MARKETS, INC.|1812
PJT|PJT PARTNERS INC A|STFL|Stifel, Nicolaus & Company, Incorporated|102
PJT|PJT PARTNERS INC A|STXG|Stockcross Financial Services, Inc.|12
PJT|PJT PARTNERS INC A|SWIM|TD Ameritrade, Inc.|2452
PJT|PJT PARTNERS INC A|SWST|Hilltop Securities Inc.|420
PJT|PJT PARTNERS INC A|TKNG|ALLY INVEST SECURITIES LLC|163
PJT|PJT PARTNERS INC A|TMBR|Timber Hill LLC|32
PJT|PJT PARTNERS INC A|TRBT|Tradebot Systems, Inc.|22736
PJT|PJT PARTNERS INC A|TRCM|TRC MARKETS LLC|11382
PJT|PJT PARTNERS INC A|UBSA|UBS SECURITIES LLC|96514
PJT|PJT PARTNERS INC A|UBSS|UBS Securities LLC|145580
PJT|PJT PARTNERS INC A|VALX|VIRTU AMERICAS LLC|3030
PJT|PJT PARTNERS INC A|VGRD|Vanguard Marketing Corporation|1910
PJT|PJT PARTNERS INC A|WABR|Wall Street Access|18
PJT|PJT PARTNERS INC A|WBLR|WILLIAM BLAIR|51
PJT|PJT PARTNERS INC A|WCHV|WELLS FARGO SECURITIES, LLC|49885
PJT|PJT PARTNERS INC A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|507
PJT|PJT PARTNERS INC A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1948
PJT|PJT PARTNERS INC A|WGIF|CIBC World Markets Inc.|200
PJT|PJT PARTNERS INC A|WSEA|WOLVERINE SECURITIES, LLC|579
PJT|PJT PARTNERS INC A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2
PJT|PJT PARTNERS INC A|XIST|INSTINET, LLC|13800
PJT|PJT PARTNERS INC A|XPQR|Jump Trading|105
PJT|PJT PARTNERS INC A|XSTM|NATIONAL FINANCIAL SERVICES LLC|1160
PJT|PJT PARTNERS INC A|YKNA|COMHAR CAPITAL MARKETS, LLC|1400
PJT|PJT PARTNERS INC A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|439
PK|PARK HOTELS & RESORT|ABLE|NATIXIS Securities Americas LLC|134900
PK|PARK HOTELS & RESORT|ADAM|CANACCORD GENUITY INC.|25850
PK|PARK HOTELS & RESORT|ALTX|Alternet Securities Inc.|14680
PK|PARK HOTELS & RESORT|APCC|Apex Clearing Corporation|2402
PK|PARK HOTELS & RESORT|AQUA|AQUA SECURITIES L.P.|2900
PK|PARK HOTELS & RESORT|BALE|M&T SECURITIES, INC.|2922
PK|PARK HOTELS & RESORT|BANK|Primevest Financial Services, Inc.|17
PK|PARK HOTELS & RESORT|BARD|Robert W. Baird & Co. Incorporated|468
PK|PARK HOTELS & RESORT|BATM|CBOE TRADING, INC.|5313
PK|PARK HOTELS & RESORT|BAYC|BAY CREST PARTNERS, LLC|3491
PK|PARK HOTELS & RESORT|BBNT|BB&T SECURITIES, LLC|1359
PK|PARK HOTELS & RESORT|BERN|Sanford C. Bernstein & Co., LLC|37304
PK|PARK HOTELS & RESORT|BIDS|BIDS TRADING L.P.|26600
PK|PARK HOTELS & RESORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25913
PK|PARK HOTELS & RESORT|BLKX|INSTINET, LLC|82978
PK|PARK HOTELS & RESORT|BMOC|BMO Capital Markets Corp.|600
PK|PARK HOTELS & RESORT|BNPX|BNP PARIBAS SECURITIES CORP.|36106
PK|PARK HOTELS & RESORT|BTIG|BTIG, LLC|298761
PK|PARK HOTELS & RESORT|BYXM|CBOE TRADING, INC.|5337
PK|PARK HOTELS & RESORT|BZYD|GOLDMAN SACHS & CO. LLC|4550
PK|PARK HOTELS & RESORT|CANT|Cantor Fitzgerald & Co.|283
PK|PARK HOTELS & RESORT|CBLC|CITIGROUP GLOBAL MARKETS INC.|124102
PK|PARK HOTELS & RESORT|CHAS|Charles Schwab & Co., Inc.|518
PK|PARK HOTELS & RESORT|CIST|Capital Institutional Services, Inc.|300
PK|PARK HOTELS & RESORT|CLSA|CLSA AMERICAS, LLC|2175
PK|PARK HOTELS & RESORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|317873
PK|PARK HOTELS & RESORT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39
PK|PARK HOTELS & RESORT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20012
PK|PARK HOTELS & RESORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|357240
PK|PARK HOTELS & RESORT|CTDL|Citadel Derivatives Group Llc|38456
PK|PARK HOTELS & RESORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|82560
PK|PARK HOTELS & RESORT|DAVA|Davenport & Company LLC|16
PK|PARK HOTELS & RESORT|DBAB|Deutsche Bank Securities Inc.|571904
PK|PARK HOTELS & RESORT|DBAX|Deutsche Bank Securities Inc.|368200
PK|PARK HOTELS & RESORT|DBUL|Deutsche Bank Securities Inc.|14059
PK|PARK HOTELS & RESORT|DCHF|Dart Executions, LLC|3064
PK|PARK HOTELS & RESORT|DEAN|MORGAN STANLEY|6143
PK|PARK HOTELS & RESORT|DEGS|RONIN PROFESSIONAL LLC|2916
PK|PARK HOTELS & RESORT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22684
PK|PARK HOTELS & RESORT|EBXL|EBX LLC|479300
PK|PARK HOTELS & RESORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|3177
PK|PARK HOTELS & RESORT|EDJO|Edward D. Jones & Co., L.P.|1022
PK|PARK HOTELS & RESORT|EGAM|CBOE TRADING, INC.|55390
PK|PARK HOTELS & RESORT|EGAW|CBOE TRADING, INC.|132
PK|PARK HOTELS & RESORT|EGMT|EG MARKET TECHNOLOGIES LLC|100
PK|PARK HOTELS & RESORT|EGXM|CBOE TRADING, INC.|3823
PK|PARK HOTELS & RESORT|ETBE|Electronic Transaction Clearing, Inc.|14074
PK|PARK HOTELS & RESORT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
PK|PARK HOTELS & RESORT|ETCC|Electronic Transaction Clearing, Inc.|240
PK|PARK HOTELS & RESORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1683
PK|PARK HOTELS & RESORT|ETRS|E*Trade Securities LLC|27597
PK|PARK HOTELS & RESORT|FBRC|B. RILEY FBR, INC.|358559
PK|PARK HOTELS & RESORT|FBSB|U.S. Bancorp Investments, Inc.|170
PK|PARK HOTELS & RESORT|FILL|Tradestation Securities, Inc.|2011
PK|PARK HOTELS & RESORT|FINX|FINTECH SECURITIES|76
PK|PARK HOTELS & RESORT|FMAF|NBCN Inc./ CDS|846
PK|PARK HOTELS & RESORT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8805
PK|PARK HOTELS & RESORT|FQLS|Quantlab Securities LP|609188
PK|PARK HOTELS & RESORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|158268
PK|PARK HOTELS & RESORT|FTBR|Foliofn Investments, Inc.|16955
PK|PARK HOTELS & RESORT|GEBB|GLOBAL EXECUTION BROKERS, LP|800
PK|PARK HOTELS & RESORT|GLIS|TD Securities Inc|551
PK|PARK HOTELS & RESORT|GLPX|ACS EXECUTION SERVICES, LLC|60280
PK|PARK HOTELS & RESORT|GNAV|GREEN STREET TRADING, LLC|800
PK|PARK HOTELS & RESORT|GSCO|GOLDMAN SACHS & CO. LLC|1522365
PK|PARK HOTELS & RESORT|GSCS|GOLDMAN SACHS & CO. LLC|10013
PK|PARK HOTELS & RESORT|GSLT|GOLDMAN SACHS & CO. LLC|10431
PK|PARK HOTELS & RESORT|GTSZ|GTS SECURITIES LLC|95909
PK|PARK HOTELS & RESORT|HRBF|American Enterprise Investment Services Inc.|2613
PK|PARK HOTELS & RESORT|HSBC|HSBC Securities, Inc.|434
PK|PARK HOTELS & RESORT|IATS|INTERACTIVE BROKERS LLC|11891
PK|PARK HOTELS & RESORT|IBKR|Interactive Brokers Llc|43649
PK|PARK HOTELS & RESORT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2606
PK|PARK HOTELS & RESORT|ICBX|INSTINET, LLC|109606
PK|PARK HOTELS & RESORT|IEQY|CITADEL SECURITIES LLC|38294
PK|PARK HOTELS & RESORT|IMPC|Imperial Capital, LLC|100
PK|PARK HOTELS & RESORT|INCA|INSTINET, LLC|371886
PK|PARK HOTELS & RESORT|INJX|INSTINET, LLC|484
PK|PARK HOTELS & RESORT|ITGI|ITG Inc.|188202
PK|PARK HOTELS & RESORT|ITGP|ITG INC.|318200
PK|PARK HOTELS & RESORT|JANY|Janney Montgomery Scott Inc.|151
PK|PARK HOTELS & RESORT|JEFF|JEFFERIES LLC|116246
PK|PARK HOTELS & RESORT|JMPT|JUMP TRADING, LLC|180953
PK|PARK HOTELS & RESORT|JPBX|J.P. MORGAN SECURITIES LLC|237310
PK|PARK HOTELS & RESORT|JPMX|J.P. Morgan Securities LLC|988878
PK|PARK HOTELS & RESORT|JSJX|JANE STREET CAPITAL LLC|19236
PK|PARK HOTELS & RESORT|KCGM|VIRTU Americas LLC|85589
PK|PARK HOTELS & RESORT|LEHM|Barclays Capital Inc./Le|1782007
PK|PARK HOTELS & RESORT|LIME|Lime Brokerage LLC|34842
PK|PARK HOTELS & RESORT|LMNX|LUMINEX TRADING & ANALYTICS LLC|205796
PK|PARK HOTELS & RESORT|LOOP|Loop Capital Markets LLC|3374
PK|PARK HOTELS & RESORT|LQNA|LIQUIDNET, INC.|79300
PK|PARK HOTELS & RESORT|LSCI|Lek Securities Corporation|100
PK|PARK HOTELS & RESORT|LTCO|Ladenburg, Thalmann & Co., Inc.|2500
PK|PARK HOTELS & RESORT|MACC|Mid Atlantic Capital Corporation|2900
PK|PARK HOTELS & RESORT|MACQ|Macquarie Capital (USA) Inc.|200
PK|PARK HOTELS & RESORT|MAXM|Maxim Group LLC|667
PK|PARK HOTELS & RESORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|336601
PK|PARK HOTELS & RESORT|MOTF|MOTIF INVESTING, INC.|18
PK|PARK HOTELS & RESORT|MSCO|MORGAN STANLEY & CO. LLC|1641605
PK|PARK HOTELS & RESORT|MSPL|MORGAN STANLEY & CO. LLC|487900
PK|PARK HOTELS & RESORT|MSTX|MORGAN STANLEY & CO. LLC|489600
PK|PARK HOTELS & RESORT|MZHO|Mizuho Securities USA LLC|178300
PK|PARK HOTELS & RESORT|NATL|National Securities Corporation|17
PK|PARK HOTELS & RESORT|NFSC|National Financial Services LLC|214942
PK|PARK HOTELS & RESORT|NITE|VIRTU Americas LLC|513402
PK|PARK HOTELS & RESORT|NITP|VIRTU Americas LLC|338
PK|PARK HOTELS & RESORT|NQRB|Brut, LLC|24513
PK|PARK HOTELS & RESORT|NTBF|BMO Nesbitt Burns Inc./CDS|6465
PK|PARK HOTELS & RESORT|ONEL|O'NEIL SECURITIES, INCORPORATED|268
PK|PARK HOTELS & RESORT|OPCO|Oppenheimer & Co. Inc.|1461
PK|PARK HOTELS & RESORT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PK|PARK HOTELS & RESORT|PDQM|CODA MARKETS, INC.|46846
PK|PARK HOTELS & RESORT|PHLY|NASDAQ Execution Services, LLC|3200
PK|PARK HOTELS & RESORT|PWJC|UBS Financial Services, Inc.|9021
PK|PARK HOTELS & RESORT|QMSR|QUATTRO M SECURITIES INC.|14126
PK|PARK HOTELS & RESORT|RBCM|RBC CAPITAL MARKETS, LLC|14415
PK|PARK HOTELS & RESORT|RHCO|Suntrust Robinson Humphrey, Inc.|88140
PK|PARK HOTELS & RESORT|SAGL|SAGETRADER, LLC|43098
PK|PARK HOTELS & RESORT|SAGW|SAGETRADER, LLC|19
PK|PARK HOTELS & RESORT|SBSH|Citigroup Global Markets Inc.|434647
PK|PARK HOTELS & RESORT|SGMT|GOLDMAN SACHS & CO. LLC|233758
PK|PARK HOTELS & RESORT|SPDR|SPEEDROUTE LLC|15954
PK|PARK HOTELS & RESORT|SPHN|Stephens Inc.|322
PK|PARK HOTELS & RESORT|STFL|Stifel, Nicolaus & Company, Incorporated|1912
PK|PARK HOTELS & RESORT|STKP|STOCKPILE INVESTMENTS, INC.|128
PK|PARK HOTELS & RESORT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9747
PK|PARK HOTELS & RESORT|SWIM|TD Ameritrade, Inc.|29559
PK|PARK HOTELS & RESORT|SWST|Hilltop Securities Inc.|5992
PK|PARK HOTELS & RESORT|TKNG|ALLY INVEST SECURITIES LLC|334
PK|PARK HOTELS & RESORT|TRBT|Tradebot Systems, Inc.|314906
PK|PARK HOTELS & RESORT|TRCM|TRC MARKETS LLC|101932
PK|PARK HOTELS & RESORT|UBSA|UBS SECURITIES LLC|1444852
PK|PARK HOTELS & RESORT|UBSS|UBS Securities LLC|1895507
PK|PARK HOTELS & RESORT|VALX|VIRTU AMERICAS LLC|42737
PK|PARK HOTELS & RESORT|VGRD|Vanguard Marketing Corporation|25745
PK|PARK HOTELS & RESORT|WBLR|WILLIAM BLAIR|1150
PK|PARK HOTELS & RESORT|WBPX|SUMMIT SECURITIES GROUP, LLC|17899
PK|PARK HOTELS & RESORT|WCHV|WELLS FARGO SECURITIES, LLC|110719
PK|PARK HOTELS & RESORT|WEDB|WEDBUSH SECURITIES INC.|4845
PK|PARK HOTELS & RESORT|WEED|Weeden & Co.L.P.|84998
PK|PARK HOTELS & RESORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5630
PK|PARK HOTELS & RESORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38615
PK|PARK HOTELS & RESORT|WSAG|WALL STREET ACCESS|544
PK|PARK HOTELS & RESORT|WSEA|WOLVERINE SECURITIES, LLC|81
PK|PARK HOTELS & RESORT|XIST|INSTINET, LLC|44102
PK|PARK HOTELS & RESORT|XPQR|Jump Trading|1088
PK|PARK HOTELS & RESORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|86774
PK|PARK HOTELS & RESORT|YKNA|COMHAR CAPITAL MARKETS, LLC|2109
PK|PARK HOTELS & RESORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1715
PKB|INVESCO DYNAMIC|ALTX|Alternet Securities Inc.|1000
PKB|INVESCO DYNAMIC|APCC|Apex Clearing Corporation|46
PKB|INVESCO DYNAMIC|BANK|Primevest Financial Services, Inc.|250
PKB|INVESCO DYNAMIC|BBNT|BB&T SECURITIES, LLC|165
PKB|INVESCO DYNAMIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1262
PKB|INVESCO DYNAMIC|CANT|Cantor Fitzgerald & Co.|15
PKB|INVESCO DYNAMIC|CHAS|Charles Schwab & Co., Inc.|217
PKB|INVESCO DYNAMIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
PKB|INVESCO DYNAMIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8272
PKB|INVESCO DYNAMIC|DBAX|Deutsche Bank Securities Inc.|2700
PKB|INVESCO DYNAMIC|DEAN|MORGAN STANLEY|11669
PKB|INVESCO DYNAMIC|EBXL|EBX LLC|3400
PKB|INVESCO DYNAMIC|EDJO|Edward D. Jones & Co., L.P.|4195
PKB|INVESCO DYNAMIC|EGXM|CBOE TRADING, INC.|30
PKB|INVESCO DYNAMIC|ETRS|E*Trade Securities LLC|2259
PKB|INVESCO DYNAMIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
PKB|INVESCO DYNAMIC|FTBR|Foliofn Investments, Inc.|504
PKB|INVESCO DYNAMIC|GTSZ|GTS SECURITIES LLC|1000
PKB|INVESCO DYNAMIC|HRBF|American Enterprise Investment Services Inc.|17151
PKB|INVESCO DYNAMIC|IBKR|Interactive Brokers Llc|501
PKB|INVESCO DYNAMIC|ICBX|INSTINET, LLC|6276
PKB|INVESCO DYNAMIC|ITGI|ITG Inc.|400
PKB|INVESCO DYNAMIC|JANY|Janney Montgomery Scott Inc.|1000
PKB|INVESCO DYNAMIC|JPMX|J.P. Morgan Securities LLC|1210
PKB|INVESCO DYNAMIC|JSJX|JANE STREET CAPITAL LLC|108682
PKB|INVESCO DYNAMIC|KCGM|VIRTU Americas LLC|1887
PKB|INVESCO DYNAMIC|LEHM|Barclays Capital Inc./Le|9233
PKB|INVESCO DYNAMIC|LIME|Lime Brokerage LLC|10391
PKB|INVESCO DYNAMIC|MCMF|Raymond James Ltd. Cds|500
PKB|INVESCO DYNAMIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8620
PKB|INVESCO DYNAMIC|MSCO|MORGAN STANLEY & CO. LLC|25353
PKB|INVESCO DYNAMIC|MSPL|MORGAN STANLEY & CO. LLC|2200
PKB|INVESCO DYNAMIC|NFSC|National Financial Services LLC|56885
PKB|INVESCO DYNAMIC|NITE|VIRTU Americas LLC|89872
PKB|INVESCO DYNAMIC|NTRC|Northern Trust Securities, Inc.|1000
PKB|INVESCO DYNAMIC|OPCO|Oppenheimer & Co. Inc.|1747
PKB|INVESCO DYNAMIC|PWJC|UBS Financial Services, Inc.|5957
PKB|INVESCO DYNAMIC|RBCM|RBC CAPITAL MARKETS, LLC|431
PKB|INVESCO DYNAMIC|SALI|INTL FCSTONE FINANCIAL INC.|1101
PKB|INVESCO DYNAMIC|SBSH|Citigroup Global Markets Inc.|42
PKB|INVESCO DYNAMIC|SGMT|GOLDMAN SACHS & CO. LLC|3522
PKB|INVESCO DYNAMIC|STFL|Stifel, Nicolaus & Company, Incorporated|695
PKB|INVESCO DYNAMIC|SWIM|TD Ameritrade, Inc.|2300
PKB|INVESCO DYNAMIC|SWST|Hilltop Securities Inc.|5505
PKB|INVESCO DYNAMIC|TKNG|ALLY INVEST SECURITIES LLC|5
PKB|INVESCO DYNAMIC|TRCM|TRC MARKETS LLC|300
PKB|INVESCO DYNAMIC|UBSA|UBS SECURITIES LLC|16596
PKB|INVESCO DYNAMIC|UBSS|UBS Securities LLC|43421
PKB|INVESCO DYNAMIC|VALX|VIRTU AMERICAS LLC|3704
PKB|INVESCO DYNAMIC|VGRD|Vanguard Marketing Corporation|3364
PKB|INVESCO DYNAMIC|WCHV|WELLS FARGO SECURITIES, LLC|46089
PKB|INVESCO DYNAMIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|397
PKB|INVESCO DYNAMIC|WSEA|WOLVERINE SECURITIES, LLC|942
PKB|INVESCO DYNAMIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38131
PKBK|PARKE BANCORP INC|ALTX|Alternet Securities Inc.|2800
PKBK|PARKE BANCORP INC|APCC|Apex Clearing Corporation|10
PKBK|PARKE BANCORP INC|BATM|CBOE TRADING, INC.|429
PKBK|PARKE BANCORP INC|BAYC|BAY CREST PARTNERS, LLC|355
PKBK|PARKE BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|2824
PKBK|PARKE BANCORP INC|BMOC|BMO Capital Markets Corp.|1059
PKBK|PARKE BANCORP INC|BNKS|Fig Partners, LLC|1710
PKBK|PARKE BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|695
PKBK|PARKE BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22
PKBK|PARKE BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3003
PKBK|PARKE BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2038
PKBK|PARKE BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2662
PKBK|PARKE BANCORP INC|CTDL|Citadel Derivatives Group Llc|443
PKBK|PARKE BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1320
PKBK|PARKE BANCORP INC|DBAB|Deutsche Bank Securities Inc.|11716
PKBK|PARKE BANCORP INC|DBAX|Deutsche Bank Securities Inc.|2000
PKBK|PARKE BANCORP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
PKBK|PARKE BANCORP INC|EBXL|EBX LLC|800
PKBK|PARKE BANCORP INC|EGAM|CBOE TRADING, INC.|800
PKBK|PARKE BANCORP INC|EGXM|CBOE TRADING, INC.|103
PKBK|PARKE BANCORP INC|EGXW|CBOE TRADING, INC.|1533
PKBK|PARKE BANCORP INC|ETRS|E*Trade Securities LLC|1134
PKBK|PARKE BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|28072
PKBK|PARKE BANCORP INC|FILL|Tradestation Securities, Inc.|2
PKBK|PARKE BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|4287
PKBK|PARKE BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2770
PKBK|PARKE BANCORP INC|FTBR|Foliofn Investments, Inc.|4725
PKBK|PARKE BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
PKBK|PARKE BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|84218
PKBK|PARKE BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|56
PKBK|PARKE BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|26
PKBK|PARKE BANCORP INC|GTSZ|GTS SECURITIES LLC|600
PKBK|PARKE BANCORP INC|HOVD|HOVDE GROUP, LLC|13635
PKBK|PARKE BANCORP INC|IATS|INTERACTIVE BROKERS LLC|500
PKBK|PARKE BANCORP INC|IBKR|Interactive Brokers Llc|6556
PKBK|PARKE BANCORP INC|ICBX|INSTINET, LLC|700
PKBK|PARKE BANCORP INC|IEQY|CITADEL SECURITIES LLC|84
PKBK|PARKE BANCORP INC|INCA|INSTINET, LLC|13977
PKBK|PARKE BANCORP INC|INJX|INSTINET, LLC|3386
PKBK|PARKE BANCORP INC|ITGI|ITG Inc.|8634
PKBK|PARKE BANCORP INC|ITGP|ITG INC.|5000
PKBK|PARKE BANCORP INC|JANY|Janney Montgomery Scott Inc.|3000
PKBK|PARKE BANCORP INC|JEFF|JEFFERIES LLC|3826
PKBK|PARKE BANCORP INC|JPBX|J.P. MORGAN SECURITIES LLC|200
PKBK|PARKE BANCORP INC|JPMX|J.P. Morgan Securities LLC|7366
PKBK|PARKE BANCORP INC|KCGM|VIRTU Americas LLC|270
PKBK|PARKE BANCORP INC|LEHM|Barclays Capital Inc./Le|17451
PKBK|PARKE BANCORP INC|LIME|Lime Brokerage LLC|25032
PKBK|PARKE BANCORP INC|LMGP|LIME BROKERAGE LLC|6900
PKBK|PARKE BANCORP INC|MAXM|Maxim Group LLC|628
PKBK|PARKE BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
PKBK|PARKE BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|69449
PKBK|PARKE BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|5000
PKBK|PARKE BANCORP INC|MSTX|MORGAN STANLEY & CO. LLC|200
PKBK|PARKE BANCORP INC|NFSC|National Financial Services LLC|25498
PKBK|PARKE BANCORP INC|NITE|VIRTU Americas LLC|20255
PKBK|PARKE BANCORP INC|OPCO|Oppenheimer & Co. Inc.|471
PKBK|PARKE BANCORP INC|PDQM|CODA MARKETS, INC.|50
PKBK|PARKE BANCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|700
PKBK|PARKE BANCORP INC|SBSH|Citigroup Global Markets Inc.|8865
PKBK|PARKE BANCORP INC|SEIC|SEI Investments Distribution Co.|400
PKBK|PARKE BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|2344
PKBK|PARKE BANCORP INC|SPDR|SPEEDROUTE LLC|11525
PKBK|PARKE BANCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|250
PKBK|PARKE BANCORP INC|SWIM|TD Ameritrade, Inc.|504
PKBK|PARKE BANCORP INC|TRBT|Tradebot Systems, Inc.|1987
PKBK|PARKE BANCORP INC|TRCM|TRC MARKETS LLC|10599
PKBK|PARKE BANCORP INC|UBSA|UBS SECURITIES LLC|16382
PKBK|PARKE BANCORP INC|UBSS|UBS Securities LLC|58086
PKBK|PARKE BANCORP INC|VALX|VIRTU AMERICAS LLC|3484
PKBK|PARKE BANCORP INC|VGRD|Vanguard Marketing Corporation|701
PKBK|PARKE BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|463
PKBK|PARKE BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|5
PKBK|PARKE BANCORP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|759
PKD|PARKER DRILLING CO|ALTX|Alternet Securities Inc.|11200
PKD|PARKER DRILLING CO|APCC|Apex Clearing Corporation|41938
PKD|PARKER DRILLING CO|BATM|CBOE TRADING, INC.|10537
PKD|PARKER DRILLING CO|BERN|Sanford C. Bernstein & Co., LLC|73
PKD|PARKER DRILLING CO|BIMI|Banca IMI Securities Corp.|22757
PKD|PARKER DRILLING CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15889
PKD|PARKER DRILLING CO|BLKX|INSTINET, LLC|216200
PKD|PARKER DRILLING CO|BNPX|BNP PARIBAS SECURITIES CORP.|6397
PKD|PARKER DRILLING CO|BTIG|BTIG, LLC|356282
PKD|PARKER DRILLING CO|BYXM|CBOE TRADING, INC.|1620
PKD|PARKER DRILLING CO|CHAS|Charles Schwab & Co., Inc.|129307
PKD|PARKER DRILLING CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|941194
PKD|PARKER DRILLING CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|101270
PKD|PARKER DRILLING CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20871
PKD|PARKER DRILLING CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|408456
PKD|PARKER DRILLING CO|CTDE|CHOICETRADE|1300
PKD|PARKER DRILLING CO|CTDL|Citadel Derivatives Group Llc|9175
PKD|PARKER DRILLING CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|154868
PKD|PARKER DRILLING CO|DADA|D.A. Davidson & Co.|26500
PKD|PARKER DRILLING CO|DBAB|Deutsche Bank Securities Inc.|375675
PKD|PARKER DRILLING CO|DBAX|Deutsche Bank Securities Inc.|438000
PKD|PARKER DRILLING CO|DEAN|MORGAN STANLEY|500
PKD|PARKER DRILLING CO|EBXL|EBX LLC|546200
PKD|PARKER DRILLING CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|27344
PKD|PARKER DRILLING CO|EDJO|Edward D. Jones & Co., L.P.|1000
PKD|PARKER DRILLING CO|EGAM|CBOE TRADING, INC.|128237
PKD|PARKER DRILLING CO|EGXM|CBOE TRADING, INC.|75022
PKD|PARKER DRILLING CO|EGXW|CBOE TRADING, INC.|300
PKD|PARKER DRILLING CO|ETRS|E*Trade Securities LLC|997910
PKD|PARKER DRILLING CO|FILL|Tradestation Securities, Inc.|94429
PKD|PARKER DRILLING CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84496
PKD|PARKER DRILLING CO|FTBR|Foliofn Investments, Inc.|1672
PKD|PARKER DRILLING CO|GEBB|GLOBAL EXECUTION BROKERS, LP|20016
PKD|PARKER DRILLING CO|GLIS|TD Securities Inc|3341
PKD|PARKER DRILLING CO|GSCO|GOLDMAN SACHS & CO. LLC|1145914
PKD|PARKER DRILLING CO|GSCS|GOLDMAN SACHS & CO. LLC|1849
PKD|PARKER DRILLING CO|GSLT|GOLDMAN SACHS & CO. LLC|51160
PKD|PARKER DRILLING CO|HRBF|American Enterprise Investment Services Inc.|1365
PKD|PARKER DRILLING CO|HSBC|HSBC Securities, Inc.|19715
PKD|PARKER DRILLING CO|IBKR|Interactive Brokers Llc|300121
PKD|PARKER DRILLING CO|ICBX|INSTINET, LLC|323332
PKD|PARKER DRILLING CO|IEQY|CITADEL SECURITIES LLC|9911
PKD|PARKER DRILLING CO|INCA|INSTINET, LLC|416572
PKD|PARKER DRILLING CO|ITGI|ITG Inc.|226147
PKD|PARKER DRILLING CO|ITGP|ITG INC.|405600
PKD|PARKER DRILLING CO|JEFF|JEFFERIES LLC|43911
PKD|PARKER DRILLING CO|JMPT|JUMP TRADING, LLC|18910
PKD|PARKER DRILLING CO|JPMX|J.P. Morgan Securities LLC|1034026
PKD|PARKER DRILLING CO|JSJX|JANE STREET CAPITAL LLC|200
PKD|PARKER DRILLING CO|KCGM|VIRTU Americas LLC|340511
PKD|PARKER DRILLING CO|KRSH|Kershner Securities, LLC|5021
PKD|PARKER DRILLING CO|LEHM|Barclays Capital Inc./Le|994494
PKD|PARKER DRILLING CO|LOOP|Loop Capital Markets LLC|94519
PKD|PARKER DRILLING CO|LQNA|LIQUIDNET, INC.|98900
PKD|PARKER DRILLING CO|MACQ|Macquarie Capital (USA) Inc.|17613
PKD|PARKER DRILLING CO|MICA|Spartan Securities Group, Ltd.|75000
PKD|PARKER DRILLING CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|412790
PKD|PARKER DRILLING CO|MOTF|MOTIF INVESTING, INC.|1
PKD|PARKER DRILLING CO|MSCO|MORGAN STANLEY & CO. LLC|832411
PKD|PARKER DRILLING CO|MSPL|MORGAN STANLEY & CO. LLC|118000
PKD|PARKER DRILLING CO|MSTX|MORGAN STANLEY & CO. LLC|282000
PKD|PARKER DRILLING CO|NFSC|National Financial Services LLC|1287154
PKD|PARKER DRILLING CO|NITE|VIRTU Americas LLC|2141237
PKD|PARKER DRILLING CO|NQRB|Brut, LLC|7600
PKD|PARKER DRILLING CO|NTBF|BMO Nesbitt Burns Inc./CDS|15748
PKD|PARKER DRILLING CO|PCPT|PHILLIP CAPITAL INC.|4700
PKD|PARKER DRILLING CO|PDQM|CODA MARKETS, INC.|142137
PKD|PARKER DRILLING CO|PNSR|Penserra Securities, LLC|114974
PKD|PARKER DRILLING CO|PWJC|UBS Financial Services, Inc.|7471
PKD|PARKER DRILLING CO|QMSR|QUATTRO M SECURITIES INC.|43742
PKD|PARKER DRILLING CO|RBCM|RBC CAPITAL MARKETS, LLC|9800
PKD|PARKER DRILLING CO|RGLD|Regal Securities, Inc|300
PKD|PARKER DRILLING CO|RILY|B. RILEY FBR, INC.|42700
PKD|PARKER DRILLING CO|SBSH|Citigroup Global Markets Inc.|185993
PKD|PARKER DRILLING CO|SGMT|GOLDMAN SACHS & CO. LLC|180184
PKD|PARKER DRILLING CO|SPDR|SPEEDROUTE LLC|8846
PKD|PARKER DRILLING CO|STFL|Stifel, Nicolaus & Company, Incorporated|20720
PKD|PARKER DRILLING CO|SWIM|TD Ameritrade, Inc.|425403
PKD|PARKER DRILLING CO|SWST|Hilltop Securities Inc.|10000
PKD|PARKER DRILLING CO|TKNG|ALLY INVEST SECURITIES LLC|10753
PKD|PARKER DRILLING CO|TWTT|TASTYWORKS, INC.|2000
PKD|PARKER DRILLING CO|UBSA|UBS SECURITIES LLC|1178169
PKD|PARKER DRILLING CO|UBSS|UBS Securities LLC|867405
PKD|PARKER DRILLING CO|VALX|VIRTU AMERICAS LLC|2420
PKD|PARKER DRILLING CO|VERT|The Vertical Trading Group, LLC|19841
PKD|PARKER DRILLING CO|VGRD|Vanguard Marketing Corporation|97550
PKD|PARKER DRILLING CO|VSIN|Vision Financial Markets Llc|46841
PKD|PARKER DRILLING CO|WCHV|WELLS FARGO SECURITIES, LLC|119254
PKD|PARKER DRILLING CO|WEED|Weeden & Co.L.P.|9700
PKD|PARKER DRILLING CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|600
PKD|PARKER DRILLING CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|501
PKD|PARKER DRILLING CO|WGIF|CIBC World Markets Inc.|7500
PKD|PARKER DRILLING CO|WSEA|WOLVERINE SECURITIES, LLC|3414
PKD|PARKER DRILLING CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|211148
PKD|PARKER DRILLING CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29200
PKE|PARK ELECTROCHEMICAL|ALTX|Alternet Securities Inc.|3011
PKE|PARK ELECTROCHEMICAL|ANDG|Andrew Garrett Inc.|70258
PKE|PARK ELECTROCHEMICAL|APCC|Apex Clearing Corporation|117
PKE|PARK ELECTROCHEMICAL|BATM|CBOE TRADING, INC.|1020
PKE|PARK ELECTROCHEMICAL|BAYT|BTIG, LLC|7200
PKE|PARK ELECTROCHEMICAL|BERN|Sanford C. Bernstein & Co., LLC|25044
PKE|PARK ELECTROCHEMICAL|BNPX|BNP PARIBAS SECURITIES CORP.|4008
PKE|PARK ELECTROCHEMICAL|BRVL|BLAYLOCK VAN, LLC|100
PKE|PARK ELECTROCHEMICAL|BTIG|BTIG, LLC|200
PKE|PARK ELECTROCHEMICAL|BZYD|GOLDMAN SACHS & CO. LLC|4473
PKE|PARK ELECTROCHEMICAL|CANT|Cantor Fitzgerald & Co.|500
PKE|PARK ELECTROCHEMICAL|CHAS|Charles Schwab & Co., Inc.|100
PKE|PARK ELECTROCHEMICAL|CIST|Capital Institutional Services, Inc.|256
PKE|PARK ELECTROCHEMICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15593
PKE|PARK ELECTROCHEMICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|484
PKE|PARK ELECTROCHEMICAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
PKE|PARK ELECTROCHEMICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70069
PKE|PARK ELECTROCHEMICAL|CTDL|Citadel Derivatives Group Llc|878
PKE|PARK ELECTROCHEMICAL|CTLR|CUTLER GROUP, LP|1000
PKE|PARK ELECTROCHEMICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|6916
PKE|PARK ELECTROCHEMICAL|DAVA|Davenport & Company LLC|1084
PKE|PARK ELECTROCHEMICAL|DBAB|Deutsche Bank Securities Inc.|42979
PKE|PARK ELECTROCHEMICAL|DBAX|Deutsche Bank Securities Inc.|26300
PKE|PARK ELECTROCHEMICAL|DEAN|MORGAN STANLEY|28
PKE|PARK ELECTROCHEMICAL|DEGS|RONIN PROFESSIONAL LLC|2115
PKE|PARK ELECTROCHEMICAL|EBXL|EBX LLC|27100
PKE|PARK ELECTROCHEMICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|9778
PKE|PARK ELECTROCHEMICAL|EGAM|CBOE TRADING, INC.|4154
PKE|PARK ELECTROCHEMICAL|EGAW|CBOE TRADING, INC.|175
PKE|PARK ELECTROCHEMICAL|EGXM|CBOE TRADING, INC.|1161
PKE|PARK ELECTROCHEMICAL|EGXW|CBOE TRADING, INC.|100
PKE|PARK ELECTROCHEMICAL|ETBE|Electronic Transaction Clearing, Inc.|200
PKE|PARK ELECTROCHEMICAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
PKE|PARK ELECTROCHEMICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6909
PKE|PARK ELECTROCHEMICAL|ETRS|E*Trade Securities LLC|256107
PKE|PARK ELECTROCHEMICAL|FILL|Tradestation Securities, Inc.|200
PKE|PARK ELECTROCHEMICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3314
PKE|PARK ELECTROCHEMICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33825
PKE|PARK ELECTROCHEMICAL|FTBR|Foliofn Investments, Inc.|110
PKE|PARK ELECTROCHEMICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|300
PKE|PARK ELECTROCHEMICAL|GLPX|ACS EXECUTION SERVICES, LLC|91972
PKE|PARK ELECTROCHEMICAL|GSCO|GOLDMAN SACHS & CO. LLC|199914
PKE|PARK ELECTROCHEMICAL|GSCS|GOLDMAN SACHS & CO. LLC|700
PKE|PARK ELECTROCHEMICAL|GSLT|GOLDMAN SACHS & CO. LLC|1441
PKE|PARK ELECTROCHEMICAL|GTSZ|GTS SECURITIES LLC|19111
PKE|PARK ELECTROCHEMICAL|HSBC|HSBC Securities, Inc.|300
PKE|PARK ELECTROCHEMICAL|IATS|INTERACTIVE BROKERS LLC|2501
PKE|PARK ELECTROCHEMICAL|IBKR|Interactive Brokers Llc|11394
PKE|PARK ELECTROCHEMICAL|ICBX|INSTINET, LLC|7200
PKE|PARK ELECTROCHEMICAL|IEQY|CITADEL SECURITIES LLC|7051
PKE|PARK ELECTROCHEMICAL|INCA|INSTINET, LLC|31194
PKE|PARK ELECTROCHEMICAL|INJX|INSTINET, LLC|2163
PKE|PARK ELECTROCHEMICAL|ITGI|ITG Inc.|18338
PKE|PARK ELECTROCHEMICAL|ITGP|ITG INC.|16200
PKE|PARK ELECTROCHEMICAL|JEFF|JEFFERIES LLC|5578
PKE|PARK ELECTROCHEMICAL|JMPT|JUMP TRADING, LLC|2491
PKE|PARK ELECTROCHEMICAL|JPBX|J.P. MORGAN SECURITIES LLC|3490
PKE|PARK ELECTROCHEMICAL|JPMX|J.P. Morgan Securities LLC|38414
PKE|PARK ELECTROCHEMICAL|JSJX|JANE STREET CAPITAL LLC|3116
PKE|PARK ELECTROCHEMICAL|KCGM|VIRTU Americas LLC|5241
PKE|PARK ELECTROCHEMICAL|LEHM|Barclays Capital Inc./Le|57015
PKE|PARK ELECTROCHEMICAL|LIME|Lime Brokerage LLC|21183
PKE|PARK ELECTROCHEMICAL|LQNA|LIQUIDNET, INC.|18300
PKE|PARK ELECTROCHEMICAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PKE|PARK ELECTROCHEMICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
PKE|PARK ELECTROCHEMICAL|MOTF|MOTIF INVESTING, INC.|1
PKE|PARK ELECTROCHEMICAL|MSCO|MORGAN STANLEY & CO. LLC|145785
PKE|PARK ELECTROCHEMICAL|MSPL|MORGAN STANLEY & CO. LLC|51200
PKE|PARK ELECTROCHEMICAL|MSTX|MORGAN STANLEY & CO. LLC|11400
PKE|PARK ELECTROCHEMICAL|NATL|National Securities Corporation|495
PKE|PARK ELECTROCHEMICAL|NFSC|National Financial Services LLC|24298
PKE|PARK ELECTROCHEMICAL|NITE|VIRTU Americas LLC|127865
PKE|PARK ELECTROCHEMICAL|NQRB|Brut, LLC|550
PKE|PARK ELECTROCHEMICAL|PDQM|CODA MARKETS, INC.|15138
PKE|PARK ELECTROCHEMICAL|RBCM|RBC CAPITAL MARKETS, LLC|48945
PKE|PARK ELECTROCHEMICAL|SAGL|SAGETRADER, LLC|737
PKE|PARK ELECTROCHEMICAL|SAGW|SAGETRADER, LLC|400
PKE|PARK ELECTROCHEMICAL|SBSH|Citigroup Global Markets Inc.|10053
PKE|PARK ELECTROCHEMICAL|SGMT|GOLDMAN SACHS & CO. LLC|16341
PKE|PARK ELECTROCHEMICAL|SPDR|SPEEDROUTE LLC|1400
PKE|PARK ELECTROCHEMICAL|STRS|STRATEGAS RESEARCH PARTNERS|600
PKE|PARK ELECTROCHEMICAL|SWIM|TD Ameritrade, Inc.|30777
PKE|PARK ELECTROCHEMICAL|TKNG|ALLY INVEST SECURITIES LLC|1200
PKE|PARK ELECTROCHEMICAL|TMBR|Timber Hill LLC|79
PKE|PARK ELECTROCHEMICAL|TRBT|Tradebot Systems, Inc.|32182
PKE|PARK ELECTROCHEMICAL|TRCM|TRC MARKETS LLC|4934
PKE|PARK ELECTROCHEMICAL|UBSA|UBS SECURITIES LLC|98627
PKE|PARK ELECTROCHEMICAL|UBSS|UBS Securities LLC|79313
PKE|PARK ELECTROCHEMICAL|VALX|VIRTU AMERICAS LLC|2611
PKE|PARK ELECTROCHEMICAL|VGRD|Vanguard Marketing Corporation|3945
PKE|PARK ELECTROCHEMICAL|WABR|Wall Street Access|993
PKE|PARK ELECTROCHEMICAL|WCHV|WELLS FARGO SECURITIES, LLC|3870
PKE|PARK ELECTROCHEMICAL|WEDB|WEDBUSH SECURITIES INC.|220
PKE|PARK ELECTROCHEMICAL|WEED|Weeden & Co.L.P.|7027
PKE|PARK ELECTROCHEMICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58
PKE|PARK ELECTROCHEMICAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|764
PKE|PARK ELECTROCHEMICAL|WSEA|WOLVERINE SECURITIES, LLC|330
PKE|PARK ELECTROCHEMICAL|XIST|INSTINET, LLC|9600
PKE|PARK ELECTROCHEMICAL|XPQR|Jump Trading|500
PKE|PARK ELECTROCHEMICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
PKE|PARK ELECTROCHEMICAL|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
PKG|PACKAGING CP AMER|ALTX|Alternet Securities Inc.|5000
PKG|PACKAGING CP AMER|ANOS|ABEL/NOSER, L.L.C.|200
PKG|PACKAGING CP AMER|APCC|Apex Clearing Corporation|633
PKG|PACKAGING CP AMER|BANK|Primevest Financial Services, Inc.|11
PKG|PACKAGING CP AMER|BARD|Robert W. Baird & Co. Incorporated|1836
PKG|PACKAGING CP AMER|BATM|CBOE TRADING, INC.|6818
PKG|PACKAGING CP AMER|BAYT|BTIG, LLC|800
PKG|PACKAGING CP AMER|BBNT|BB&T SECURITIES, LLC|291
PKG|PACKAGING CP AMER|BERN|Sanford C. Bernstein & Co., LLC|34074
PKG|PACKAGING CP AMER|BKCM|BNY Mellon Capital Markets LLC|385
PKG|PACKAGING CP AMER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5428
PKG|PACKAGING CP AMER|BLKX|INSTINET, LLC|70500
PKG|PACKAGING CP AMER|BMOC|BMO Capital Markets Corp.|27628
PKG|PACKAGING CP AMER|BNPX|BNP PARIBAS SECURITIES CORP.|47595
PKG|PACKAGING CP AMER|BTIG|BTIG, LLC|14410
PKG|PACKAGING CP AMER|BYXM|CBOE TRADING, INC.|2165
PKG|PACKAGING CP AMER|BZYD|GOLDMAN SACHS & CO. LLC|780
PKG|PACKAGING CP AMER|CABR|Cabrera Capital Markets, Inc.|21
PKG|PACKAGING CP AMER|CANT|Cantor Fitzgerald & Co.|115
PKG|PACKAGING CP AMER|CBLC|CITIGROUP GLOBAL MARKETS INC.|19900
PKG|PACKAGING CP AMER|CHAS|Charles Schwab & Co., Inc.|1839
PKG|PACKAGING CP AMER|CIBP|CIBC World Markets Corp.|5664
PKG|PACKAGING CP AMER|CIOI|CITIGROUP GLOBAL MARKETS INC|21000
PKG|PACKAGING CP AMER|CIST|Capital Institutional Services, Inc.|2024
PKG|PACKAGING CP AMER|CLSA|CLSA AMERICAS, LLC|2400
PKG|PACKAGING CP AMER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85983
PKG|PACKAGING CP AMER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
PKG|PACKAGING CP AMER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|467
PKG|PACKAGING CP AMER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|217667
PKG|PACKAGING CP AMER|CTDL|Citadel Derivatives Group Llc|4749
PKG|PACKAGING CP AMER|CXCX|CITIGROUP GLOBAL MARKETS INC.|20338
PKG|PACKAGING CP AMER|DADA|D.A. Davidson & Co.|643
PKG|PACKAGING CP AMER|DBAB|Deutsche Bank Securities Inc.|193734
PKG|PACKAGING CP AMER|DBAX|Deutsche Bank Securities Inc.|115300
PKG|PACKAGING CP AMER|DBUL|Deutsche Bank Securities Inc.|4411
PKG|PACKAGING CP AMER|DCHF|Dart Executions, LLC|801
PKG|PACKAGING CP AMER|DEAN|MORGAN STANLEY|22673
PKG|PACKAGING CP AMER|DEGS|RONIN PROFESSIONAL LLC|500
PKG|PACKAGING CP AMER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20
PKG|PACKAGING CP AMER|EBXL|EBX LLC|101500
PKG|PACKAGING CP AMER|ECUT|CONVERGEX EXECUTION SOLUTIONS|5652
PKG|PACKAGING CP AMER|EDJC|Edward Jones / CDS|25
PKG|PACKAGING CP AMER|EDJO|Edward D. Jones & Co., L.P.|1388
PKG|PACKAGING CP AMER|EGAM|CBOE TRADING, INC.|10204
PKG|PACKAGING CP AMER|EGAW|CBOE TRADING, INC.|2
PKG|PACKAGING CP AMER|EGMT|EG MARKET TECHNOLOGIES LLC|400
PKG|PACKAGING CP AMER|EGXM|CBOE TRADING, INC.|1269
PKG|PACKAGING CP AMER|ETBE|Electronic Transaction Clearing, Inc.|15272
PKG|PACKAGING CP AMER|ETCC|Electronic Transaction Clearing, Inc.|815
PKG|PACKAGING CP AMER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22922
PKG|PACKAGING CP AMER|ETRS|E*Trade Securities LLC|35516
PKG|PACKAGING CP AMER|FBSB|U.S. Bancorp Investments, Inc.|129
PKG|PACKAGING CP AMER|FILL|Tradestation Securities, Inc.|2597
PKG|PACKAGING CP AMER|FINX|FINTECH SECURITIES|25
PKG|PACKAGING CP AMER|FMAF|NBCN Inc./ CDS|691
PKG|PACKAGING CP AMER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10209
PKG|PACKAGING CP AMER|FQLS|Quantlab Securities LP|215703
PKG|PACKAGING CP AMER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74785
PKG|PACKAGING CP AMER|FTBR|Foliofn Investments, Inc.|3761
PKG|PACKAGING CP AMER|GEBB|GLOBAL EXECUTION BROKERS, LP|310
PKG|PACKAGING CP AMER|GLIS|TD Securities Inc|400
PKG|PACKAGING CP AMER|GLPX|ACS EXECUTION SERVICES, LLC|32525
PKG|PACKAGING CP AMER|GSCO|GOLDMAN SACHS & CO. LLC|947710
PKG|PACKAGING CP AMER|GSCS|GOLDMAN SACHS & CO. LLC|715
PKG|PACKAGING CP AMER|GSLT|GOLDMAN SACHS & CO. LLC|5623
PKG|PACKAGING CP AMER|GTSZ|GTS SECURITIES LLC|42360
PKG|PACKAGING CP AMER|HRBF|American Enterprise Investment Services Inc.|6452
PKG|PACKAGING CP AMER|HSBC|HSBC Securities, Inc.|202
PKG|PACKAGING CP AMER|IATS|INTERACTIVE BROKERS LLC|5894
PKG|PACKAGING CP AMER|IBKR|Interactive Brokers Llc|12931
PKG|PACKAGING CP AMER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1078
PKG|PACKAGING CP AMER|ICBX|INSTINET, LLC|31096
PKG|PACKAGING CP AMER|IEQY|CITADEL SECURITIES LLC|108502
PKG|PACKAGING CP AMER|INCA|INSTINET, LLC|289937
PKG|PACKAGING CP AMER|INJX|INSTINET, LLC|4863
PKG|PACKAGING CP AMER|ITGI|ITG Inc.|16096
PKG|PACKAGING CP AMER|ITGP|ITG INC.|35400
PKG|PACKAGING CP AMER|JANY|Janney Montgomery Scott Inc.|364
PKG|PACKAGING CP AMER|JEFF|JEFFERIES LLC|75897
PKG|PACKAGING CP AMER|JMPT|JUMP TRADING, LLC|27101
PKG|PACKAGING CP AMER|JONE|JonesTrading|1155
PKG|PACKAGING CP AMER|JPBX|J.P. MORGAN SECURITIES LLC|90904
PKG|PACKAGING CP AMER|JPMX|J.P. Morgan Securities LLC|217207
PKG|PACKAGING CP AMER|JSJX|JANE STREET CAPITAL LLC|9105
PKG|PACKAGING CP AMER|KCGM|VIRTU Americas LLC|19946
PKG|PACKAGING CP AMER|KEYB|KEYBANC CAPITAL MARKETS INC.|4284
PKG|PACKAGING CP AMER|LEHM|Barclays Capital Inc./Le|384552
PKG|PACKAGING CP AMER|LIME|Lime Brokerage LLC|14542
PKG|PACKAGING CP AMER|LOOP|Loop Capital Markets LLC|3845
PKG|PACKAGING CP AMER|LQNA|LIQUIDNET, INC.|49600
PKG|PACKAGING CP AMER|LVMR|LIVERMORE TRADING GROUP, INC.|5500
PKG|PACKAGING CP AMER|MACC|Mid Atlantic Capital Corporation|5
PKG|PACKAGING CP AMER|MACQ|Macquarie Capital (USA) Inc.|10700
PKG|PACKAGING CP AMER|MAXM|Maxim Group LLC|4448
PKG|PACKAGING CP AMER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75127
PKG|PACKAGING CP AMER|MOTF|MOTIF INVESTING, INC.|2
PKG|PACKAGING CP AMER|MSCO|MORGAN STANLEY & CO. LLC|1419513
PKG|PACKAGING CP AMER|MSPL|MORGAN STANLEY & CO. LLC|126700
PKG|PACKAGING CP AMER|MSTX|MORGAN STANLEY & CO. LLC|61500
PKG|PACKAGING CP AMER|NATL|National Securities Corporation|300
PKG|PACKAGING CP AMER|NEUB|NEUBERGER BERMAN BD LLC|1225
PKG|PACKAGING CP AMER|NFSC|National Financial Services LLC|102290
PKG|PACKAGING CP AMER|NITE|VIRTU Americas LLC|205347
PKG|PACKAGING CP AMER|NQRB|Brut, LLC|2426
PKG|PACKAGING CP AMER|NTBF|BMO Nesbitt Burns Inc./CDS|174
PKG|PACKAGING CP AMER|NTRC|Northern Trust Securities, Inc.|200
PKG|PACKAGING CP AMER|OHOS|TWO SIGMA SECURITIES, LLC|28815
PKG|PACKAGING CP AMER|OPCO|Oppenheimer & Co. Inc.|322
PKG|PACKAGING CP AMER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PKG|PACKAGING CP AMER|PDQM|CODA MARKETS, INC.|171650
PKG|PACKAGING CP AMER|PHLY|NASDAQ Execution Services, LLC|600
PKG|PACKAGING CP AMER|PIPR|Piper Jaffray & Co.|211
PKG|PACKAGING CP AMER|PWJC|UBS Financial Services, Inc.|1220
PKG|PACKAGING CP AMER|QMSR|QUATTRO M SECURITIES INC.|1928
PKG|PACKAGING CP AMER|RBCM|RBC CAPITAL MARKETS, LLC|3365
PKG|PACKAGING CP AMER|RHCO|Suntrust Robinson Humphrey, Inc.|1608
PKG|PACKAGING CP AMER|SAGL|SAGETRADER, LLC|9842
PKG|PACKAGING CP AMER|SAGW|SAGETRADER, LLC|33
PKG|PACKAGING CP AMER|SALI|INTL FCSTONE FINANCIAL INC.|82
PKG|PACKAGING CP AMER|SBRX|MURIEL SIEBERT & CO INC|4
PKG|PACKAGING CP AMER|SBSH|Citigroup Global Markets Inc.|81676
PKG|PACKAGING CP AMER|SEIC|SEI Investments Distribution Co.|200
PKG|PACKAGING CP AMER|SGMT|GOLDMAN SACHS & CO. LLC|78650
PKG|PACKAGING CP AMER|SJLS|TRADE INFORMATICS LLC|100
PKG|PACKAGING CP AMER|SPDR|SPEEDROUTE LLC|18942
PKG|PACKAGING CP AMER|SPHN|Stephens Inc.|12558
PKG|PACKAGING CP AMER|SPTD|MINT GLOBAL MARKETS, INC.|3700
PKG|PACKAGING CP AMER|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
PKG|PACKAGING CP AMER|STFL|Stifel, Nicolaus & Company, Incorporated|2871
PKG|PACKAGING CP AMER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4318
PKG|PACKAGING CP AMER|SWIM|TD Ameritrade, Inc.|5330
PKG|PACKAGING CP AMER|TAGC|TELSEY ADVISORY GROUP LLC|187
PKG|PACKAGING CP AMER|TKNG|ALLY INVEST SECURITIES LLC|1327
PKG|PACKAGING CP AMER|TRBT|Tradebot Systems, Inc.|173404
PKG|PACKAGING CP AMER|TRCM|TRC MARKETS LLC|51613
PKG|PACKAGING CP AMER|UBSA|UBS SECURITIES LLC|338282
PKG|PACKAGING CP AMER|UBSS|UBS Securities LLC|705431
PKG|PACKAGING CP AMER|VALX|VIRTU AMERICAS LLC|10435
PKG|PACKAGING CP AMER|VERT|The Vertical Trading Group, LLC|30
PKG|PACKAGING CP AMER|VGRD|Vanguard Marketing Corporation|12329
PKG|PACKAGING CP AMER|WBLR|WILLIAM BLAIR|124
PKG|PACKAGING CP AMER|WBPX|SUMMIT SECURITIES GROUP, LLC|1096
PKG|PACKAGING CP AMER|WCHV|WELLS FARGO SECURITIES, LLC|73606
PKG|PACKAGING CP AMER|WDNX|WEEDEN & CO.L.P.|1100
PKG|PACKAGING CP AMER|WEDB|WEDBUSH SECURITIES INC.|1810
PKG|PACKAGING CP AMER|WEED|Weeden & Co.L.P.|575
PKG|PACKAGING CP AMER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7161
PKG|PACKAGING CP AMER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6131
PKG|PACKAGING CP AMER|WGIF|CIBC World Markets Inc.|208
PKG|PACKAGING CP AMER|WLTH|WEALTHFRONT BROKERAGE CORPORATION|477
PKG|PACKAGING CP AMER|WSAG|WALL STREET ACCESS|2168
PKG|PACKAGING CP AMER|WSEA|WOLVERINE SECURITIES, LLC|1652
PKG|PACKAGING CP AMER|XIST|INSTINET, LLC|3006
PKG|PACKAGING CP AMER|XPQR|Jump Trading|2400
PKG|PACKAGING CP AMER|XSTM|NATIONAL FINANCIAL SERVICES LLC|162630
PKG|PACKAGING CP AMER|YKNA|COMHAR CAPITAL MARKETS, LLC|2148
PKG|PACKAGING CP AMER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12067
PKI|PERKIN ELMER INC|ALTX|Alternet Securities Inc.|3601
PKI|PERKIN ELMER INC|APCC|Apex Clearing Corporation|47
PKI|PERKIN ELMER INC|BARD|Robert W. Baird & Co. Incorporated|1499
PKI|PERKIN ELMER INC|BATM|CBOE TRADING, INC.|2597
PKI|PERKIN ELMER INC|BBNT|BB&T SECURITIES, LLC|12
PKI|PERKIN ELMER INC|BERN|Sanford C. Bernstein & Co., LLC|10148
PKI|PERKIN ELMER INC|BIDS|BIDS TRADING L.P.|200
PKI|PERKIN ELMER INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2719
PKI|PERKIN ELMER INC|BLKX|INSTINET, LLC|54314
PKI|PERKIN ELMER INC|BNPX|BNP PARIBAS SECURITIES CORP.|40738
PKI|PERKIN ELMER INC|BTIG|BTIG, LLC|1494
PKI|PERKIN ELMER INC|BYXM|CBOE TRADING, INC.|1341
PKI|PERKIN ELMER INC|BZYD|GOLDMAN SACHS & CO. LLC|300
PKI|PERKIN ELMER INC|CANT|Cantor Fitzgerald & Co.|121
PKI|PERKIN ELMER INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|165800
PKI|PERKIN ELMER INC|CHAS|Charles Schwab & Co., Inc.|30
PKI|PERKIN ELMER INC|CIBP|CIBC World Markets Corp.|4699
PKI|PERKIN ELMER INC|CIST|Capital Institutional Services, Inc.|6439
PKI|PERKIN ELMER INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62368
PKI|PERKIN ELMER INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|940
PKI|PERKIN ELMER INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8
PKI|PERKIN ELMER INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|148718
PKI|PERKIN ELMER INC|CTDL|Citadel Derivatives Group Llc|3672
PKI|PERKIN ELMER INC|CTLR|CUTLER GROUP, LP|200
PKI|PERKIN ELMER INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|133012
PKI|PERKIN ELMER INC|DADA|D.A. Davidson & Co.|38
PKI|PERKIN ELMER INC|DBAB|Deutsche Bank Securities Inc.|101261
PKI|PERKIN ELMER INC|DBAX|Deutsche Bank Securities Inc.|241800
PKI|PERKIN ELMER INC|DBUL|Deutsche Bank Securities Inc.|5849
PKI|PERKIN ELMER INC|DCHF|Dart Executions, LLC|969
PKI|PERKIN ELMER INC|DEAN|MORGAN STANLEY|2679
PKI|PERKIN ELMER INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4500
PKI|PERKIN ELMER INC|EBXL|EBX LLC|68500
PKI|PERKIN ELMER INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3568
PKI|PERKIN ELMER INC|EDJC|Edward Jones / CDS|100
PKI|PERKIN ELMER INC|EDJO|Edward D. Jones & Co., L.P.|552
PKI|PERKIN ELMER INC|EGAM|CBOE TRADING, INC.|3206
PKI|PERKIN ELMER INC|EGAW|CBOE TRADING, INC.|717
PKI|PERKIN ELMER INC|EGMT|EG MARKET TECHNOLOGIES LLC|946
PKI|PERKIN ELMER INC|EGXM|CBOE TRADING, INC.|1780
PKI|PERKIN ELMER INC|ETBE|Electronic Transaction Clearing, Inc.|9152
PKI|PERKIN ELMER INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
PKI|PERKIN ELMER INC|ETCC|Electronic Transaction Clearing, Inc.|349
PKI|PERKIN ELMER INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15642
PKI|PERKIN ELMER INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|396
PKI|PERKIN ELMER INC|ETRS|E*Trade Securities LLC|4135
PKI|PERKIN ELMER INC|FBSB|U.S. Bancorp Investments, Inc.|14
PKI|PERKIN ELMER INC|FIDT|Fidelity Clearing Canada ULC./ CDS|14
PKI|PERKIN ELMER INC|FILL|Tradestation Securities, Inc.|312
PKI|PERKIN ELMER INC|FINX|FINTECH SECURITIES|50
PKI|PERKIN ELMER INC|FMAF|NBCN Inc./ CDS|280
PKI|PERKIN ELMER INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29876
PKI|PERKIN ELMER INC|FQLS|Quantlab Securities LP|119599
PKI|PERKIN ELMER INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55236
PKI|PERKIN ELMER INC|FTBR|Foliofn Investments, Inc.|123
PKI|PERKIN ELMER INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
PKI|PERKIN ELMER INC|GLPX|ACS EXECUTION SERVICES, LLC|22514
PKI|PERKIN ELMER INC|GSCO|GOLDMAN SACHS & CO. LLC|403410
PKI|PERKIN ELMER INC|GSCS|GOLDMAN SACHS & CO. LLC|2064
PKI|PERKIN ELMER INC|GSLT|GOLDMAN SACHS & CO. LLC|4652
PKI|PERKIN ELMER INC|GTSZ|GTS SECURITIES LLC|92649
PKI|PERKIN ELMER INC|HRBF|American Enterprise Investment Services Inc.|533
PKI|PERKIN ELMER INC|HSBC|HSBC Securities, Inc.|755
PKI|PERKIN ELMER INC|IATS|INTERACTIVE BROKERS LLC|1821
PKI|PERKIN ELMER INC|IBKR|Interactive Brokers Llc|6004
PKI|PERKIN ELMER INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1419
PKI|PERKIN ELMER INC|ICBX|INSTINET, LLC|45324
PKI|PERKIN ELMER INC|IEQY|CITADEL SECURITIES LLC|61288
PKI|PERKIN ELMER INC|INCA|INSTINET, LLC|138414
PKI|PERKIN ELMER INC|INJX|INSTINET, LLC|11661
PKI|PERKIN ELMER INC|ITGI|ITG Inc.|36784
PKI|PERKIN ELMER INC|ITGP|ITG INC.|69800
PKI|PERKIN ELMER INC|JANY|Janney Montgomery Scott Inc.|1967
PKI|PERKIN ELMER INC|JEFF|JEFFERIES LLC|91882
PKI|PERKIN ELMER INC|JMPT|JUMP TRADING, LLC|33817
PKI|PERKIN ELMER INC|JPBX|J.P. MORGAN SECURITIES LLC|27563
PKI|PERKIN ELMER INC|JPMX|J.P. Morgan Securities LLC|141030
PKI|PERKIN ELMER INC|JSJX|JANE STREET CAPITAL LLC|12177
PKI|PERKIN ELMER INC|KCGM|VIRTU Americas LLC|19106
PKI|PERKIN ELMER INC|KEYB|KEYBANC CAPITAL MARKETS INC.|112215
PKI|PERKIN ELMER INC|LEHM|Barclays Capital Inc./Le|308035
PKI|PERKIN ELMER INC|LIME|Lime Brokerage LLC|30171
PKI|PERKIN ELMER INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|100000
PKI|PERKIN ELMER INC|LQNA|LIQUIDNET, INC.|46000
PKI|PERKIN ELMER INC|LSCI|Lek Securities Corporation|2014
PKI|PERKIN ELMER INC|MACQ|Macquarie Capital (USA) Inc.|1724
PKI|PERKIN ELMER INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49634
PKI|PERKIN ELMER INC|MOTF|MOTIF INVESTING, INC.|17
PKI|PERKIN ELMER INC|MSCO|MORGAN STANLEY & CO. LLC|713877
PKI|PERKIN ELMER INC|MSPL|MORGAN STANLEY & CO. LLC|176900
PKI|PERKIN ELMER INC|MSTX|MORGAN STANLEY & CO. LLC|81300
PKI|PERKIN ELMER INC|MTON|MILLINGTON SECURITIES, INC.|24144
PKI|PERKIN ELMER INC|NFSC|National Financial Services LLC|16004
PKI|PERKIN ELMER INC|NITE|VIRTU Americas LLC|64895
PKI|PERKIN ELMER INC|NITP|VIRTU Americas LLC|300
PKI|PERKIN ELMER INC|NQRB|Brut, LLC|2519
PKI|PERKIN ELMER INC|NTRC|Northern Trust Securities, Inc.|1020
PKI|PERKIN ELMER INC|PDQM|CODA MARKETS, INC.|193669
PKI|PERKIN ELMER INC|QMSR|QUATTRO M SECURITIES INC.|101
PKI|PERKIN ELMER INC|RBCM|RBC CAPITAL MARKETS, LLC|2080
PKI|PERKIN ELMER INC|RGLD|Regal Securities, Inc|100
PKI|PERKIN ELMER INC|SAGL|SAGETRADER, LLC|1900
PKI|PERKIN ELMER INC|SALI|INTL FCSTONE FINANCIAL INC.|16
PKI|PERKIN ELMER INC|SBSH|Citigroup Global Markets Inc.|73151
PKI|PERKIN ELMER INC|SCMC|Scotia Capital Markets (USA) Inc.|100
PKI|PERKIN ELMER INC|SGMT|GOLDMAN SACHS & CO. LLC|33161
PKI|PERKIN ELMER INC|SJLS|TRADE INFORMATICS LLC|100
PKI|PERKIN ELMER INC|SPDR|SPEEDROUTE LLC|31322
PKI|PERKIN ELMER INC|STKP|STOCKPILE INVESTMENTS, INC.|4
PKI|PERKIN ELMER INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3210
PKI|PERKIN ELMER INC|SWIM|TD Ameritrade, Inc.|1718
PKI|PERKIN ELMER INC|SWST|Hilltop Securities Inc.|81
PKI|PERKIN ELMER INC|TRBT|Tradebot Systems, Inc.|57954
PKI|PERKIN ELMER INC|TRCM|TRC MARKETS LLC|45485
PKI|PERKIN ELMER INC|TWTT|TASTYWORKS, INC.|100
PKI|PERKIN ELMER INC|UBSA|UBS SECURITIES LLC|328248
PKI|PERKIN ELMER INC|UBSS|UBS Securities LLC|375718
PKI|PERKIN ELMER INC|VALX|VIRTU AMERICAS LLC|6691
PKI|PERKIN ELMER INC|VGRD|Vanguard Marketing Corporation|1315
PKI|PERKIN ELMER INC|WBPX|SUMMIT SECURITIES GROUP, LLC|796
PKI|PERKIN ELMER INC|WCHV|WELLS FARGO SECURITIES, LLC|52635
PKI|PERKIN ELMER INC|WDNX|WEEDEN & CO.L.P.|5016
PKI|PERKIN ELMER INC|WEDB|WEDBUSH SECURITIES INC.|2984
PKI|PERKIN ELMER INC|WEED|Weeden & Co.L.P.|1497
PKI|PERKIN ELMER INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8019
PKI|PERKIN ELMER INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5420
PKI|PERKIN ELMER INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|241
PKI|PERKIN ELMER INC|WSAG|WALL STREET ACCESS|778
PKI|PERKIN ELMER INC|WSEA|WOLVERINE SECURITIES, LLC|813
PKI|PERKIN ELMER INC|XIST|INSTINET, LLC|19146
PKI|PERKIN ELMER INC|XPQR|Jump Trading|1548
PKI|PERKIN ELMER INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10814
PKI|PERKIN ELMER INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4642
PKI|PERKIN ELMER INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|872
PKO|PIMCO INCOME OPP FD|ALTX|Alternet Securities Inc.|3800
PKO|PIMCO INCOME OPP FD|APCC|Apex Clearing Corporation|44
PKO|PIMCO INCOME OPP FD|BANK|Primevest Financial Services, Inc.|16
PKO|PIMCO INCOME OPP FD|BARD|Robert W. Baird & Co. Incorporated|4613
PKO|PIMCO INCOME OPP FD|BATM|CBOE TRADING, INC.|899
PKO|PIMCO INCOME OPP FD|BERN|Sanford C. Bernstein & Co., LLC|13
PKO|PIMCO INCOME OPP FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1100
PKO|PIMCO INCOME OPP FD|BYXM|CBOE TRADING, INC.|7300
PKO|PIMCO INCOME OPP FD|CANT|Cantor Fitzgerald & Co.|9762
PKO|PIMCO INCOME OPP FD|CHAS|Charles Schwab & Co., Inc.|519
PKO|PIMCO INCOME OPP FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5800
PKO|PIMCO INCOME OPP FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8991
PKO|PIMCO INCOME OPP FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9210
PKO|PIMCO INCOME OPP FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1592
PKO|PIMCO INCOME OPP FD|DADA|D.A. Davidson & Co.|568
PKO|PIMCO INCOME OPP FD|DBAX|Deutsche Bank Securities Inc.|3200
PKO|PIMCO INCOME OPP FD|DEAN|MORGAN STANLEY|5585
PKO|PIMCO INCOME OPP FD|EBXL|EBX LLC|9000
PKO|PIMCO INCOME OPP FD|EDJO|Edward D. Jones & Co., L.P.|295
PKO|PIMCO INCOME OPP FD|EGAM|CBOE TRADING, INC.|3648
PKO|PIMCO INCOME OPP FD|ETBE|Electronic Transaction Clearing, Inc.|500
PKO|PIMCO INCOME OPP FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
PKO|PIMCO INCOME OPP FD|ETRS|E*Trade Securities LLC|28450
PKO|PIMCO INCOME OPP FD|FTBR|Foliofn Investments, Inc.|71
PKO|PIMCO INCOME OPP FD|GEBB|GLOBAL EXECUTION BROKERS, LP|700
PKO|PIMCO INCOME OPP FD|GLPX|ACS EXECUTION SERVICES, LLC|18706
PKO|PIMCO INCOME OPP FD|GSCO|GOLDMAN SACHS & CO. LLC|700
PKO|PIMCO INCOME OPP FD|GSCS|GOLDMAN SACHS & CO. LLC|100
PKO|PIMCO INCOME OPP FD|GSLT|GOLDMAN SACHS & CO. LLC|2154
PKO|PIMCO INCOME OPP FD|GTSZ|GTS SECURITIES LLC|4137
PKO|PIMCO INCOME OPP FD|HRBF|American Enterprise Investment Services Inc.|518
PKO|PIMCO INCOME OPP FD|IATS|INTERACTIVE BROKERS LLC|24786
PKO|PIMCO INCOME OPP FD|IBKR|Interactive Brokers Llc|306611
PKO|PIMCO INCOME OPP FD|ICBX|INSTINET, LLC|2000
PKO|PIMCO INCOME OPP FD|INCA|INSTINET, LLC|7886
PKO|PIMCO INCOME OPP FD|ITGI|ITG Inc.|24198
PKO|PIMCO INCOME OPP FD|ITGP|ITG INC.|47600
PKO|PIMCO INCOME OPP FD|JANY|Janney Montgomery Scott Inc.|2138
PKO|PIMCO INCOME OPP FD|JMPT|JUMP TRADING, LLC|327
PKO|PIMCO INCOME OPP FD|JPMX|J.P. Morgan Securities LLC|1346
PKO|PIMCO INCOME OPP FD|KCGM|VIRTU Americas LLC|1819
PKO|PIMCO INCOME OPP FD|LEHM|Barclays Capital Inc./Le|400
PKO|PIMCO INCOME OPP FD|LGNT|COR CLEARING LLC|5
PKO|PIMCO INCOME OPP FD|LIME|Lime Brokerage LLC|1098
PKO|PIMCO INCOME OPP FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
PKO|PIMCO INCOME OPP FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
PKO|PIMCO INCOME OPP FD|MOTF|MOTIF INVESTING, INC.|3
PKO|PIMCO INCOME OPP FD|MSCO|MORGAN STANLEY & CO. LLC|41179
PKO|PIMCO INCOME OPP FD|MSPL|MORGAN STANLEY & CO. LLC|1800
PKO|PIMCO INCOME OPP FD|NFSC|National Financial Services LLC|118270
PKO|PIMCO INCOME OPP FD|NITE|VIRTU Americas LLC|257408
PKO|PIMCO INCOME OPP FD|NQRB|Brut, LLC|1400
PKO|PIMCO INCOME OPP FD|OPCO|Oppenheimer & Co. Inc.|2900
PKO|PIMCO INCOME OPP FD|OTAA|OTA LLC|1000
PKO|PIMCO INCOME OPP FD|PDQM|CODA MARKETS, INC.|23113
PKO|PIMCO INCOME OPP FD|PWJC|UBS Financial Services, Inc.|2044
PKO|PIMCO INCOME OPP FD|RBCM|RBC CAPITAL MARKETS, LLC|700
PKO|PIMCO INCOME OPP FD|SAGL|SAGETRADER, LLC|25246
PKO|PIMCO INCOME OPP FD|SGMT|GOLDMAN SACHS & CO. LLC|1685
PKO|PIMCO INCOME OPP FD|SPDR|SPEEDROUTE LLC|1585
PKO|PIMCO INCOME OPP FD|SPHN|Stephens Inc.|328
PKO|PIMCO INCOME OPP FD|SPTD|MINT GLOBAL MARKETS, INC.|351908
PKO|PIMCO INCOME OPP FD|STFL|Stifel, Nicolaus & Company, Incorporated|7390
PKO|PIMCO INCOME OPP FD|SWIM|TD Ameritrade, Inc.|7549
PKO|PIMCO INCOME OPP FD|SWST|Hilltop Securities Inc.|7332
PKO|PIMCO INCOME OPP FD|TKNG|ALLY INVEST SECURITIES LLC|168
PKO|PIMCO INCOME OPP FD|TRBT|Tradebot Systems, Inc.|1020
PKO|PIMCO INCOME OPP FD|UBSA|UBS SECURITIES LLC|38313
PKO|PIMCO INCOME OPP FD|UBSS|UBS Securities LLC|40263
PKO|PIMCO INCOME OPP FD|VALX|VIRTU AMERICAS LLC|4000
PKO|PIMCO INCOME OPP FD|VGRD|Vanguard Marketing Corporation|12144
PKO|PIMCO INCOME OPP FD|WCHV|WELLS FARGO SECURITIES, LLC|27868
PKO|PIMCO INCOME OPP FD|WEDB|WEDBUSH SECURITIES INC.|18
PKO|PIMCO INCOME OPP FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1364
PKO|PIMCO INCOME OPP FD|WSEA|WOLVERINE SECURITIES, LLC|1707
PKO|PIMCO INCOME OPP FD|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
PKO|PIMCO INCOME OPP FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21781
PKOH|PARK OHIO HLDG CP ##|APCC|Apex Clearing Corporation|1
PKOH|PARK OHIO HLDG CP ##|BATM|CBOE TRADING, INC.|110
PKOH|PARK OHIO HLDG CP ##|BERN|Sanford C. Bernstein & Co., LLC|1684
PKOH|PARK OHIO HLDG CP ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1269
PKOH|PARK OHIO HLDG CP ##|BMOC|BMO Capital Markets Corp.|1399
PKOH|PARK OHIO HLDG CP ##|BNPX|BNP PARIBAS SECURITIES CORP.|868
PKOH|PARK OHIO HLDG CP ##|BTIG|BTIG, LLC|1483
PKOH|PARK OHIO HLDG CP ##|BZYD|GOLDMAN SACHS & CO. LLC|226
PKOH|PARK OHIO HLDG CP ##|CHAS|Charles Schwab & Co., Inc.|406
PKOH|PARK OHIO HLDG CP ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52
PKOH|PARK OHIO HLDG CP ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2440
PKOH|PARK OHIO HLDG CP ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4238
PKOH|PARK OHIO HLDG CP ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1682
PKOH|PARK OHIO HLDG CP ##|CTDL|Citadel Derivatives Group Llc|307
PKOH|PARK OHIO HLDG CP ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|540
PKOH|PARK OHIO HLDG CP ##|DBAB|Deutsche Bank Securities Inc.|28365
PKOH|PARK OHIO HLDG CP ##|DBAX|Deutsche Bank Securities Inc.|1800
PKOH|PARK OHIO HLDG CP ##|DEAN|MORGAN STANLEY|359
PKOH|PARK OHIO HLDG CP ##|DEGS|RONIN PROFESSIONAL LLC|7063
PKOH|PARK OHIO HLDG CP ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|117
PKOH|PARK OHIO HLDG CP ##|EBXL|EBX LLC|700
PKOH|PARK OHIO HLDG CP ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
PKOH|PARK OHIO HLDG CP ##|EGAM|CBOE TRADING, INC.|200
PKOH|PARK OHIO HLDG CP ##|EGXM|CBOE TRADING, INC.|200
PKOH|PARK OHIO HLDG CP ##|FBCO|Credit Suisse Securities (USA) LLC|27045
PKOH|PARK OHIO HLDG CP ##|FOMA|TD AMERITRADE CLEARING, INC.|5396
PKOH|PARK OHIO HLDG CP ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|371
PKOH|PARK OHIO HLDG CP ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|887
PKOH|PARK OHIO HLDG CP ##|FTBR|Foliofn Investments, Inc.|365
PKOH|PARK OHIO HLDG CP ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
PKOH|PARK OHIO HLDG CP ##|GSCO|GOLDMAN SACHS & CO. LLC|31150
PKOH|PARK OHIO HLDG CP ##|GSCS|GOLDMAN SACHS & CO. LLC|1124
PKOH|PARK OHIO HLDG CP ##|GTSZ|GTS SECURITIES LLC|442
PKOH|PARK OHIO HLDG CP ##|HRBF|American Enterprise Investment Services Inc.|182
PKOH|PARK OHIO HLDG CP ##|IBKR|Interactive Brokers Llc|9316
PKOH|PARK OHIO HLDG CP ##|ICBX|INSTINET, LLC|800
PKOH|PARK OHIO HLDG CP ##|IEQY|CITADEL SECURITIES LLC|2368
PKOH|PARK OHIO HLDG CP ##|INCA|INSTINET, LLC|24184
PKOH|PARK OHIO HLDG CP ##|INJX|INSTINET, LLC|2348
PKOH|PARK OHIO HLDG CP ##|ITGI|ITG Inc.|4445
PKOH|PARK OHIO HLDG CP ##|ITGP|ITG INC.|600
PKOH|PARK OHIO HLDG CP ##|JEFF|JEFFERIES LLC|3465
PKOH|PARK OHIO HLDG CP ##|JONE|JonesTrading|169
PKOH|PARK OHIO HLDG CP ##|JPMX|J.P. Morgan Securities LLC|7057
PKOH|PARK OHIO HLDG CP ##|KCGM|VIRTU Americas LLC|1604
PKOH|PARK OHIO HLDG CP ##|LEHM|Barclays Capital Inc./Le|16789
PKOH|PARK OHIO HLDG CP ##|LIME|Lime Brokerage LLC|34980
PKOH|PARK OHIO HLDG CP ##|MAXM|Maxim Group LLC|619
PKOH|PARK OHIO HLDG CP ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|300
PKOH|PARK OHIO HLDG CP ##|MSCO|MORGAN STANLEY & CO. LLC|51993
PKOH|PARK OHIO HLDG CP ##|MSPL|MORGAN STANLEY & CO. LLC|3300
PKOH|PARK OHIO HLDG CP ##|MSTX|MORGAN STANLEY & CO. LLC|500
PKOH|PARK OHIO HLDG CP ##|NFSC|National Financial Services LLC|12965
PKOH|PARK OHIO HLDG CP ##|NITE|VIRTU Americas LLC|12235
PKOH|PARK OHIO HLDG CP ##|NQRB|Brut, LLC|100
PKOH|PARK OHIO HLDG CP ##|OPCO|Oppenheimer & Co. Inc.|235
PKOH|PARK OHIO HLDG CP ##|PDQM|CODA MARKETS, INC.|1215
PKOH|PARK OHIO HLDG CP ##|SAGW|SAGETRADER, LLC|230
PKOH|PARK OHIO HLDG CP ##|SBSH|Citigroup Global Markets Inc.|9993
PKOH|PARK OHIO HLDG CP ##|SGMT|GOLDMAN SACHS & CO. LLC|1010
PKOH|PARK OHIO HLDG CP ##|SPDR|SPEEDROUTE LLC|100
PKOH|PARK OHIO HLDG CP ##|SWIM|TD Ameritrade, Inc.|537
PKOH|PARK OHIO HLDG CP ##|TRBT|Tradebot Systems, Inc.|1304
PKOH|PARK OHIO HLDG CP ##|TRCM|TRC MARKETS LLC|6898
PKOH|PARK OHIO HLDG CP ##|UBSA|UBS SECURITIES LLC|7168
PKOH|PARK OHIO HLDG CP ##|UBSS|UBS Securities LLC|44812
PKOH|PARK OHIO HLDG CP ##|VALX|VIRTU AMERICAS LLC|276
PKOH|PARK OHIO HLDG CP ##|VGRD|Vanguard Marketing Corporation|49
PKOH|PARK OHIO HLDG CP ##|WBLR|WILLIAM BLAIR|750
PKOH|PARK OHIO HLDG CP ##|WCHV|WELLS FARGO SECURITIES, LLC|2847
PKOH|PARK OHIO HLDG CP ##|WEED|Weeden & Co.L.P.|6600
PKOH|PARK OHIO HLDG CP ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|90
PKOH|PARK OHIO HLDG CP ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
PKOH|PARK OHIO HLDG CP ##|WSEA|WOLVERINE SECURITIES, LLC|1
PKOH|PARK OHIO HLDG CP ##|XIST|INSTINET, LLC|1400
PKOH|PARK OHIO HLDG CP ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
PKOH|PARK OHIO HLDG CP ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
PKW|INVESCO BUYBACK ACHI|ALTX|Alternet Securities Inc.|39239
PKW|INVESCO BUYBACK ACHI|APCC|Apex Clearing Corporation|62
PKW|INVESCO BUYBACK ACHI|BANK|Primevest Financial Services, Inc.|135
PKW|INVESCO BUYBACK ACHI|BARD|Robert W. Baird & Co. Incorporated|2396
PKW|INVESCO BUYBACK ACHI|BBNT|BB&T SECURITIES, LLC|1085
PKW|INVESCO BUYBACK ACHI|BERN|Sanford C. Bernstein & Co., LLC|677
PKW|INVESCO BUYBACK ACHI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2961
PKW|INVESCO BUYBACK ACHI|CANT|Cantor Fitzgerald & Co.|374
PKW|INVESCO BUYBACK ACHI|CHAS|Charles Schwab & Co., Inc.|8040
PKW|INVESCO BUYBACK ACHI|CIST|Capital Institutional Services, Inc.|235
PKW|INVESCO BUYBACK ACHI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
PKW|INVESCO BUYBACK ACHI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PKW|INVESCO BUYBACK ACHI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38746
PKW|INVESCO BUYBACK ACHI|DBAX|Deutsche Bank Securities Inc.|3800
PKW|INVESCO BUYBACK ACHI|DEAN|MORGAN STANLEY|4509
PKW|INVESCO BUYBACK ACHI|DEGS|RONIN PROFESSIONAL LLC|800
PKW|INVESCO BUYBACK ACHI|EBXL|EBX LLC|3300
PKW|INVESCO BUYBACK ACHI|EDJC|Edward Jones / CDS|78
PKW|INVESCO BUYBACK ACHI|EDJO|Edward D. Jones & Co., L.P.|4006
PKW|INVESCO BUYBACK ACHI|EGXM|CBOE TRADING, INC.|1110
PKW|INVESCO BUYBACK ACHI|EGXW|CBOE TRADING, INC.|400
PKW|INVESCO BUYBACK ACHI|ETRS|E*Trade Securities LLC|5142
PKW|INVESCO BUYBACK ACHI|FBCO|Credit Suisse Securities (USA) LLC|53542
PKW|INVESCO BUYBACK ACHI|FBSB|U.S. Bancorp Investments, Inc.|580
PKW|INVESCO BUYBACK ACHI|FILL|Tradestation Securities, Inc.|10
PKW|INVESCO BUYBACK ACHI|FMAF|NBCN Inc./ CDS|340
PKW|INVESCO BUYBACK ACHI|FOMA|TD AMERITRADE CLEARING, INC.|54140
PKW|INVESCO BUYBACK ACHI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6048
PKW|INVESCO BUYBACK ACHI|FTBR|Foliofn Investments, Inc.|485
PKW|INVESCO BUYBACK ACHI|GEBB|GLOBAL EXECUTION BROKERS, LP|5196
PKW|INVESCO BUYBACK ACHI|GSCS|GOLDMAN SACHS & CO. LLC|18
PKW|INVESCO BUYBACK ACHI|GSLT|GOLDMAN SACHS & CO. LLC|1396
PKW|INVESCO BUYBACK ACHI|GTSZ|GTS SECURITIES LLC|280
PKW|INVESCO BUYBACK ACHI|HRBF|American Enterprise Investment Services Inc.|11067
PKW|INVESCO BUYBACK ACHI|HSBC|HSBC Securities, Inc.|800
PKW|INVESCO BUYBACK ACHI|IATS|INTERACTIVE BROKERS LLC|406
PKW|INVESCO BUYBACK ACHI|IBKR|Interactive Brokers Llc|12519
PKW|INVESCO BUYBACK ACHI|ICBX|INSTINET, LLC|4514
PKW|INVESCO BUYBACK ACHI|INCA|INSTINET, LLC|4261
PKW|INVESCO BUYBACK ACHI|ITGI|ITG Inc.|8580
PKW|INVESCO BUYBACK ACHI|ITGP|ITG INC.|1000
PKW|INVESCO BUYBACK ACHI|JANY|Janney Montgomery Scott Inc.|673
PKW|INVESCO BUYBACK ACHI|JONE|JonesTrading|136672
PKW|INVESCO BUYBACK ACHI|JPMX|J.P. Morgan Securities LLC|38516
PKW|INVESCO BUYBACK ACHI|JSJX|JANE STREET CAPITAL LLC|130071
PKW|INVESCO BUYBACK ACHI|KCGM|VIRTU Americas LLC|23030
PKW|INVESCO BUYBACK ACHI|LEHM|Barclays Capital Inc./Le|2400
PKW|INVESCO BUYBACK ACHI|LIME|Lime Brokerage LLC|6329
PKW|INVESCO BUYBACK ACHI|LSCI|Lek Securities Corporation|825
PKW|INVESCO BUYBACK ACHI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7472
PKW|INVESCO BUYBACK ACHI|MSCO|MORGAN STANLEY & CO. LLC|70608
PKW|INVESCO BUYBACK ACHI|MSPL|MORGAN STANLEY & CO. LLC|2600
PKW|INVESCO BUYBACK ACHI|NBCS|NBC Securities, INC.|59
PKW|INVESCO BUYBACK ACHI|NFSC|National Financial Services LLC|45705
PKW|INVESCO BUYBACK ACHI|NITE|VIRTU Americas LLC|87332
PKW|INVESCO BUYBACK ACHI|NQRB|Brut, LLC|1100
PKW|INVESCO BUYBACK ACHI|OLDM|OLD MISSION CAPITAL, LLC|14729
PKW|INVESCO BUYBACK ACHI|OPCO|Oppenheimer & Co. Inc.|177
PKW|INVESCO BUYBACK ACHI|PDQM|CODA MARKETS, INC.|7100
PKW|INVESCO BUYBACK ACHI|PICT|Pictet Overseas Inc.|3750
PKW|INVESCO BUYBACK ACHI|PWJC|UBS Financial Services, Inc.|354
PKW|INVESCO BUYBACK ACHI|RAJA|Raymond James & Associates, Inc.|16107
PKW|INVESCO BUYBACK ACHI|RBCM|RBC CAPITAL MARKETS, LLC|1151
PKW|INVESCO BUYBACK ACHI|SALI|INTL FCSTONE FINANCIAL INC.|6
PKW|INVESCO BUYBACK ACHI|SBSH|Citigroup Global Markets Inc.|568
PKW|INVESCO BUYBACK ACHI|SGMT|GOLDMAN SACHS & CO. LLC|6617
PKW|INVESCO BUYBACK ACHI|SHMR|ABN Amro Clearing LLC|100
PKW|INVESCO BUYBACK ACHI|SPDR|SPEEDROUTE LLC|1668
PKW|INVESCO BUYBACK ACHI|STFL|Stifel, Nicolaus & Company, Incorporated|677
PKW|INVESCO BUYBACK ACHI|SWIM|TD Ameritrade, Inc.|872
PKW|INVESCO BUYBACK ACHI|SWST|Hilltop Securities Inc.|601
PKW|INVESCO BUYBACK ACHI|TRCM|TRC MARKETS LLC|1330
PKW|INVESCO BUYBACK ACHI|UBSA|UBS SECURITIES LLC|33774
PKW|INVESCO BUYBACK ACHI|UBSS|UBS Securities LLC|68046
PKW|INVESCO BUYBACK ACHI|VGRD|Vanguard Marketing Corporation|1153
PKW|INVESCO BUYBACK ACHI|VNDS|VANDHAM SECURITIES CORP|38739
PKW|INVESCO BUYBACK ACHI|WABR|Wall Street Access|4000
PKW|INVESCO BUYBACK ACHI|WCHV|WELLS FARGO SECURITIES, LLC|25070
PKW|INVESCO BUYBACK ACHI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|284
PKW|INVESCO BUYBACK ACHI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|151
PKW|INVESCO BUYBACK ACHI|WSEA|WOLVERINE SECURITIES, LLC|1921
PKW|INVESCO BUYBACK ACHI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33404
PKX|POSCO|ALTX|Alternet Securities Inc.|5120
PKX|POSCO|ANOS|ABEL/NOSER, L.L.C.|522
PKX|POSCO|APCC|Apex Clearing Corporation|101
PKX|POSCO|BARD|Robert W. Baird & Co. Incorporated|131
PKX|POSCO|BATM|CBOE TRADING, INC.|2286
PKX|POSCO|BBNT|BB&T SECURITIES, LLC|12
PKX|POSCO|BERN|Sanford C. Bernstein & Co., LLC|15389
PKX|POSCO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2207
PKX|POSCO|BLKX|INSTINET, LLC|49232
PKX|POSCO|BNPX|BNP PARIBAS SECURITIES CORP.|30
PKX|POSCO|BRGE|Newbridge Securities Corp.|160
PKX|POSCO|BYXM|CBOE TRADING, INC.|221
PKX|POSCO|BZYD|GOLDMAN SACHS & CO. LLC|454
PKX|POSCO|CANT|Cantor Fitzgerald & Co.|6794
PKX|POSCO|CHAS|Charles Schwab & Co., Inc.|775
PKX|POSCO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3002
PKX|POSCO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PKX|POSCO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59952
PKX|POSCO|CTDL|Citadel Derivatives Group Llc|2685
PKX|POSCO|CXCX|CITIGROUP GLOBAL MARKETS INC.|3622
PKX|POSCO|DBAB|Deutsche Bank Securities Inc.|20192
PKX|POSCO|DBAX|Deutsche Bank Securities Inc.|36400
PKX|POSCO|DCHF|Dart Executions, LLC|272
PKX|POSCO|DEAN|MORGAN STANLEY|2078
PKX|POSCO|DEGS|RONIN PROFESSIONAL LLC|960
PKX|POSCO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|556
PKX|POSCO|EBXL|EBX LLC|19700
PKX|POSCO|ECUT|CONVERGEX EXECUTION SOLUTIONS|290
PKX|POSCO|EDJO|Edward D. Jones & Co., L.P.|136
PKX|POSCO|EGAM|CBOE TRADING, INC.|6665
PKX|POSCO|EGAW|CBOE TRADING, INC.|150
PKX|POSCO|EGMT|EG MARKET TECHNOLOGIES LLC|176
PKX|POSCO|EGXM|CBOE TRADING, INC.|1587
PKX|POSCO|ETBE|Electronic Transaction Clearing, Inc.|30
PKX|POSCO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8559
PKX|POSCO|ETRS|E*Trade Securities LLC|1977
PKX|POSCO|FBSB|U.S. Bancorp Investments, Inc.|68
PKX|POSCO|FMAF|NBCN Inc./ CDS|53
PKX|POSCO|FQLS|Quantlab Securities LP|35028
PKX|POSCO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32011
PKX|POSCO|FTBR|Foliofn Investments, Inc.|2519
PKX|POSCO|GBMT|GBM International, Inc.|540
PKX|POSCO|GLPX|ACS EXECUTION SERVICES, LLC|1086
PKX|POSCO|GSCO|GOLDMAN SACHS & CO. LLC|115427
PKX|POSCO|GSCS|GOLDMAN SACHS & CO. LLC|3263
PKX|POSCO|GSLT|GOLDMAN SACHS & CO. LLC|529
PKX|POSCO|GTSZ|GTS SECURITIES LLC|11614
PKX|POSCO|HRBF|American Enterprise Investment Services Inc.|839
PKX|POSCO|HSBC|HSBC Securities, Inc.|17824
PKX|POSCO|IATS|INTERACTIVE BROKERS LLC|9569
PKX|POSCO|IBKR|Interactive Brokers Llc|11257
PKX|POSCO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|146
PKX|POSCO|ICBX|INSTINET, LLC|22028
PKX|POSCO|INCA|INSTINET, LLC|35703
PKX|POSCO|INJX|INSTINET, LLC|1475
PKX|POSCO|INTL|INTL FCSTONE FINANCIAL INC.|17
PKX|POSCO|ITGI|ITG Inc.|4230
PKX|POSCO|ITGP|ITG INC.|33000
PKX|POSCO|JANY|Janney Montgomery Scott Inc.|1514
PKX|POSCO|JEFF|JEFFERIES LLC|38107
PKX|POSCO|JMPT|JUMP TRADING, LLC|5126
PKX|POSCO|JPBX|J.P. MORGAN SECURITIES LLC|416
PKX|POSCO|JPMX|J.P. Morgan Securities LLC|77008
PKX|POSCO|JSJX|JANE STREET CAPITAL LLC|100
PKX|POSCO|KCGM|VIRTU Americas LLC|8067
PKX|POSCO|LEHM|Barclays Capital Inc./Le|138743
PKX|POSCO|LGNT|COR CLEARING LLC|1
PKX|POSCO|LIME|Lime Brokerage LLC|9517
PKX|POSCO|LQNA|LIQUIDNET, INC.|17400
PKX|POSCO|LSCI|Lek Securities Corporation|38
PKX|POSCO|MACQ|Macquarie Capital (USA) Inc.|110362
PKX|POSCO|MBTS|ALLY INVEST SECURITIES LLC|306
PKX|POSCO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31265
PKX|POSCO|MOTF|MOTIF INVESTING, INC.|6
PKX|POSCO|MPSG|E D & F Man Capital Markets Inc.|2277
PKX|POSCO|MSCO|MORGAN STANLEY & CO. LLC|137941
PKX|POSCO|MSPL|MORGAN STANLEY & CO. LLC|52900
PKX|POSCO|MSTX|MORGAN STANLEY & CO. LLC|11800
PKX|POSCO|NFSC|National Financial Services LLC|27903
PKX|POSCO|NITE|VIRTU Americas LLC|76449
PKX|POSCO|NITP|VIRTU Americas LLC|100
PKX|POSCO|NMRA|Nomura Securities International, Inc.|6096
PKX|POSCO|NQRB|Brut, LLC|950
PKX|POSCO|NTBF|BMO Nesbitt Burns Inc./CDS|22
PKX|POSCO|OPCO|Oppenheimer & Co. Inc.|400
PKX|POSCO|PDQM|CODA MARKETS, INC.|1660
PKX|POSCO|PWJC|UBS Financial Services, Inc.|610
PKX|POSCO|RBCM|RBC CAPITAL MARKETS, LLC|2732
PKX|POSCO|SAGL|SAGETRADER, LLC|1395
PKX|POSCO|SALI|INTL FCSTONE FINANCIAL INC.|131
PKX|POSCO|SBSH|Citigroup Global Markets Inc.|4335
PKX|POSCO|SGMT|GOLDMAN SACHS & CO. LLC|26786
PKX|POSCO|SPDR|SPEEDROUTE LLC|400
PKX|POSCO|SSBS|STATE STREET GLOBAL MARKETS, LLC|882
PKX|POSCO|STFL|Stifel, Nicolaus & Company, Incorporated|1053
PKX|POSCO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
PKX|POSCO|SWIM|TD Ameritrade, Inc.|834
PKX|POSCO|TKNG|ALLY INVEST SECURITIES LLC|39
PKX|POSCO|TRBT|Tradebot Systems, Inc.|6240
PKX|POSCO|TRCM|TRC MARKETS LLC|25103
PKX|POSCO|UBSA|UBS SECURITIES LLC|141876
PKX|POSCO|UBSS|UBS Securities LLC|292228
PKX|POSCO|VALX|VIRTU AMERICAS LLC|12726
PKX|POSCO|VGRD|Vanguard Marketing Corporation|545
PKX|POSCO|WCHV|WELLS FARGO SECURITIES, LLC|10959
PKX|POSCO|WEDB|WEDBUSH SECURITIES INC.|51
PKX|POSCO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|83
PKX|POSCO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2407
PKX|POSCO|WGIF|CIBC World Markets Inc.|100
PKX|POSCO|WSEA|WOLVERINE SECURITIES, LLC|887
PKX|POSCO|XIST|INSTINET, LLC|18000
PKX|POSCO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
PKX|POSCO|YKNA|COMHAR CAPITAL MARKETS, LLC|93
PKX|POSCO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|733
PLAB|PHOTRONICS INC    ##|AGIS|Aegis Capital Corp.|2500
PLAB|PHOTRONICS INC    ##|ANOS|ABEL/NOSER, L.L.C.|902
PLAB|PHOTRONICS INC    ##|APCC|Apex Clearing Corporation|1085
PLAB|PHOTRONICS INC    ##|AQUA|AQUA SECURITIES L.P.|4700
PLAB|PHOTRONICS INC    ##|BATM|CBOE TRADING, INC.|200
PLAB|PHOTRONICS INC    ##|BAYT|BTIG, LLC|5200
PLAB|PHOTRONICS INC    ##|BERN|Sanford C. Bernstein & Co., LLC|1300
PLAB|PHOTRONICS INC    ##|BIDS|BIDS TRADING L.P.|12500
PLAB|PHOTRONICS INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
PLAB|PHOTRONICS INC    ##|BLKX|INSTINET, LLC|60600
PLAB|PHOTRONICS INC    ##|BMOC|BMO Capital Markets Corp.|10753
PLAB|PHOTRONICS INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|15068
PLAB|PHOTRONICS INC    ##|BRVL|BLAYLOCK VAN, LLC|2000
PLAB|PHOTRONICS INC    ##|BTIG|BTIG, LLC|10446
PLAB|PHOTRONICS INC    ##|BYXM|CBOE TRADING, INC.|100
PLAB|PHOTRONICS INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|6845
PLAB|PHOTRONICS INC    ##|CANT|Cantor Fitzgerald & Co.|1349
PLAB|PHOTRONICS INC    ##|CHAS|Charles Schwab & Co., Inc.|430
PLAB|PHOTRONICS INC    ##|CIST|Capital Institutional Services, Inc.|1963
PLAB|PHOTRONICS INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|324163
PLAB|PHOTRONICS INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|34700
PLAB|PHOTRONICS INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|587
PLAB|PHOTRONICS INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|273663
PLAB|PHOTRONICS INC    ##|CTDL|Citadel Derivatives Group Llc|2892
PLAB|PHOTRONICS INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|91042
PLAB|PHOTRONICS INC    ##|DADA|D.A. Davidson & Co.|30736
PLAB|PHOTRONICS INC    ##|DBAB|Deutsche Bank Securities Inc.|215166
PLAB|PHOTRONICS INC    ##|DBAX|Deutsche Bank Securities Inc.|381100
PLAB|PHOTRONICS INC    ##|DEAN|MORGAN STANLEY|286
PLAB|PHOTRONICS INC    ##|DEGS|RONIN PROFESSIONAL LLC|7668
PLAB|PHOTRONICS INC    ##|EBXL|EBX LLC|148100
PLAB|PHOTRONICS INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|7040
PLAB|PHOTRONICS INC    ##|EDJO|Edward D. Jones & Co., L.P.|400
PLAB|PHOTRONICS INC    ##|EGAM|CBOE TRADING, INC.|859
PLAB|PHOTRONICS INC    ##|EGMT|EG MARKET TECHNOLOGIES LLC|1200
PLAB|PHOTRONICS INC    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2822
PLAB|PHOTRONICS INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5448
PLAB|PHOTRONICS INC    ##|ETRS|E*Trade Securities LLC|22756
PLAB|PHOTRONICS INC    ##|FBCO|Credit Suisse Securities (USA) LLC|251782
PLAB|PHOTRONICS INC    ##|FILL|Tradestation Securities, Inc.|4200
PLAB|PHOTRONICS INC    ##|FMAF|NBCN Inc./ CDS|120
PLAB|PHOTRONICS INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|98809
PLAB|PHOTRONICS INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70871
PLAB|PHOTRONICS INC    ##|FTBR|Foliofn Investments, Inc.|14445
PLAB|PHOTRONICS INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|20854
PLAB|PHOTRONICS INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|2446
PLAB|PHOTRONICS INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|442802
PLAB|PHOTRONICS INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|26026
PLAB|PHOTRONICS INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|2973
PLAB|PHOTRONICS INC    ##|GTSZ|GTS SECURITIES LLC|40528
PLAB|PHOTRONICS INC    ##|HRBF|American Enterprise Investment Services Inc.|1
PLAB|PHOTRONICS INC    ##|IATS|INTERACTIVE BROKERS LLC|1000
PLAB|PHOTRONICS INC    ##|IBKR|Interactive Brokers Llc|81796
PLAB|PHOTRONICS INC    ##|ICBX|INSTINET, LLC|96589
PLAB|PHOTRONICS INC    ##|IEQY|CITADEL SECURITIES LLC|9493
PLAB|PHOTRONICS INC    ##|INCA|INSTINET, LLC|186217
PLAB|PHOTRONICS INC    ##|INJX|INSTINET, LLC|6822
PLAB|PHOTRONICS INC    ##|ITGI|ITG Inc.|14592
PLAB|PHOTRONICS INC    ##|ITGP|ITG INC.|299600
PLAB|PHOTRONICS INC    ##|JEFF|JEFFERIES LLC|50628
PLAB|PHOTRONICS INC    ##|JMPT|JUMP TRADING, LLC|4835
PLAB|PHOTRONICS INC    ##|JONE|JonesTrading|4050
PLAB|PHOTRONICS INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|23298
PLAB|PHOTRONICS INC    ##|JPMX|J.P. Morgan Securities LLC|843560
PLAB|PHOTRONICS INC    ##|JSJX|JANE STREET CAPITAL LLC|12146
PLAB|PHOTRONICS INC    ##|KCGM|VIRTU Americas LLC|44812
PLAB|PHOTRONICS INC    ##|KEYB|KEYBANC CAPITAL MARKETS INC.|242274
PLAB|PHOTRONICS INC    ##|LEHM|Barclays Capital Inc./Le|638797
PLAB|PHOTRONICS INC    ##|LIME|Lime Brokerage LLC|254787
PLAB|PHOTRONICS INC    ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|70000
PLAB|PHOTRONICS INC    ##|LOOP|Loop Capital Markets LLC|2258
PLAB|PHOTRONICS INC    ##|LQNA|LIQUIDNET, INC.|190500
PLAB|PHOTRONICS INC    ##|MAXM|Maxim Group LLC|6642
PLAB|PHOTRONICS INC    ##|MCMF|Raymond James Ltd. Cds|700
PLAB|PHOTRONICS INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|359148
PLAB|PHOTRONICS INC    ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|27352
PLAB|PHOTRONICS INC    ##|MSCO|MORGAN STANLEY & CO. LLC|825544
PLAB|PHOTRONICS INC    ##|MSPL|MORGAN STANLEY & CO. LLC|349200
PLAB|PHOTRONICS INC    ##|MSTX|MORGAN STANLEY & CO. LLC|105400
PLAB|PHOTRONICS INC    ##|NFSC|National Financial Services LLC|159268
PLAB|PHOTRONICS INC    ##|NITE|VIRTU Americas LLC|311106
PLAB|PHOTRONICS INC    ##|NITP|VIRTU Americas LLC|34671
PLAB|PHOTRONICS INC    ##|NTRC|Northern Trust Securities, Inc.|4602
PLAB|PHOTRONICS INC    ##|OPCO|Oppenheimer & Co. Inc.|232
PLAB|PHOTRONICS INC    ##|PDQM|CODA MARKETS, INC.|16247
PLAB|PHOTRONICS INC    ##|PIPR|Piper Jaffray & Co.|718
PLAB|PHOTRONICS INC    ##|RAJA|Raymond James & Associates, Inc.|240
PLAB|PHOTRONICS INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|4300
PLAB|PHOTRONICS INC    ##|SAGL|SAGETRADER, LLC|200
PLAB|PHOTRONICS INC    ##|SAGW|SAGETRADER, LLC|973
PLAB|PHOTRONICS INC    ##|SBSH|Citigroup Global Markets Inc.|295448
PLAB|PHOTRONICS INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|141910
PLAB|PHOTRONICS INC    ##|SPDR|SPEEDROUTE LLC|2100
PLAB|PHOTRONICS INC    ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|300400
PLAB|PHOTRONICS INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|5250
PLAB|PHOTRONICS INC    ##|SWIM|TD Ameritrade, Inc.|19447
PLAB|PHOTRONICS INC    ##|SWST|Hilltop Securities Inc.|147
PLAB|PHOTRONICS INC    ##|TKNG|ALLY INVEST SECURITIES LLC|948
PLAB|PHOTRONICS INC    ##|TRBT|Tradebot Systems, Inc.|7978
PLAB|PHOTRONICS INC    ##|TRCM|TRC MARKETS LLC|45060
PLAB|PHOTRONICS INC    ##|UBSS|UBS Securities LLC|315874
PLAB|PHOTRONICS INC    ##|VALX|VIRTU AMERICAS LLC|110442
PLAB|PHOTRONICS INC    ##|VGRD|Vanguard Marketing Corporation|4195
PLAB|PHOTRONICS INC    ##|WABR|Wall Street Access|700
PLAB|PHOTRONICS INC    ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1038
PLAB|PHOTRONICS INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|38579
PLAB|PHOTRONICS INC    ##|WEED|Weeden & Co.L.P.|1252
PLAB|PHOTRONICS INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2147
PLAB|PHOTRONICS INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2338
PLAB|PHOTRONICS INC    ##|WSEA|WOLVERINE SECURITIES, LLC|2535
PLAB|PHOTRONICS INC    ##|XIST|INSTINET, LLC|22850
PLAB|PHOTRONICS INC    ##|XPQR|Jump Trading|400
PLAB|PHOTRONICS INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|22480
PLAB|PHOTRONICS INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3863
PLAY|DAVE & BUSTER'S ENTE|ABLE|NATIXIS Securities Americas LLC|1678
PLAY|DAVE & BUSTER'S ENTE|ADAM|CANACCORD GENUITY INC.|60400
PLAY|DAVE & BUSTER'S ENTE|AGIS|Aegis Capital Corp.|5500
PLAY|DAVE & BUSTER'S ENTE|ALTX|Alternet Securities Inc.|31629
PLAY|DAVE & BUSTER'S ENTE|ANDG|Andrew Garrett Inc.|100
PLAY|DAVE & BUSTER'S ENTE|ANOS|ABEL/NOSER, L.L.C.|190
PLAY|DAVE & BUSTER'S ENTE|APCC|Apex Clearing Corporation|22890
PLAY|DAVE & BUSTER'S ENTE|BARD|Robert W. Baird & Co. Incorporated|10704
PLAY|DAVE & BUSTER'S ENTE|BATM|CBOE TRADING, INC.|6996
PLAY|DAVE & BUSTER'S ENTE|BAYT|BTIG, LLC|2700
PLAY|DAVE & BUSTER'S ENTE|BBNT|BB&T SECURITIES, LLC|27
PLAY|DAVE & BUSTER'S ENTE|BERN|Sanford C. Bernstein & Co., LLC|169114
PLAY|DAVE & BUSTER'S ENTE|BIAD|SAGETRADER, LLC|351
PLAY|DAVE & BUSTER'S ENTE|BIDS|BIDS TRADING L.P.|213527
PLAY|DAVE & BUSTER'S ENTE|BIMI|Banca IMI Securities Corp.|7
PLAY|DAVE & BUSTER'S ENTE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24206
PLAY|DAVE & BUSTER'S ENTE|BLKX|INSTINET, LLC|228900
PLAY|DAVE & BUSTER'S ENTE|BMOC|BMO Capital Markets Corp.|8600
PLAY|DAVE & BUSTER'S ENTE|BNPX|BNP PARIBAS SECURITIES CORP.|12448
PLAY|DAVE & BUSTER'S ENTE|BRVL|BLAYLOCK VAN, LLC|900
PLAY|DAVE & BUSTER'S ENTE|BTIG|BTIG, LLC|47513
PLAY|DAVE & BUSTER'S ENTE|BYXM|CBOE TRADING, INC.|3603
PLAY|DAVE & BUSTER'S ENTE|BZYD|GOLDMAN SACHS & CO. LLC|700
PLAY|DAVE & BUSTER'S ENTE|CANT|Cantor Fitzgerald & Co.|315
PLAY|DAVE & BUSTER'S ENTE|CBLC|CITIGROUP GLOBAL MARKETS INC.|157060
PLAY|DAVE & BUSTER'S ENTE|CBRA|Cobra Trading, Inc.|200
PLAY|DAVE & BUSTER'S ENTE|CCMB|COWEN PRIME SERVICES LLC|400
PLAY|DAVE & BUSTER'S ENTE|CHAS|Charles Schwab & Co., Inc.|14037
PLAY|DAVE & BUSTER'S ENTE|CICF|Canaccord Genuity Corp.|700
PLAY|DAVE & BUSTER'S ENTE|CIST|Capital Institutional Services, Inc.|300
PLAY|DAVE & BUSTER'S ENTE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|375025
PLAY|DAVE & BUSTER'S ENTE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4001
PLAY|DAVE & BUSTER'S ENTE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|139509
PLAY|DAVE & BUSTER'S ENTE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|730972
PLAY|DAVE & BUSTER'S ENTE|CTDL|Citadel Derivatives Group Llc|18271
PLAY|DAVE & BUSTER'S ENTE|CTLR|CUTLER GROUP, LP|15005
PLAY|DAVE & BUSTER'S ENTE|CXCX|CITIGROUP GLOBAL MARKETS INC.|47578
PLAY|DAVE & BUSTER'S ENTE|DBAB|Deutsche Bank Securities Inc.|758111
PLAY|DAVE & BUSTER'S ENTE|DBAX|Deutsche Bank Securities Inc.|538400
PLAY|DAVE & BUSTER'S ENTE|DBUL|Deutsche Bank Securities Inc.|28573
PLAY|DAVE & BUSTER'S ENTE|DCHF|Dart Executions, LLC|11028
PLAY|DAVE & BUSTER'S ENTE|DEAN|MORGAN STANLEY|11625
PLAY|DAVE & BUSTER'S ENTE|DEGS|RONIN PROFESSIONAL LLC|2500
PLAY|DAVE & BUSTER'S ENTE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8766
PLAY|DAVE & BUSTER'S ENTE|DOTC|Dougherty & Company LLC|3941
PLAY|DAVE & BUSTER'S ENTE|DREX|Drexel Hamilton, LLC|41400
PLAY|DAVE & BUSTER'S ENTE|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|8760
PLAY|DAVE & BUSTER'S ENTE|EBXL|EBX LLC|270600
PLAY|DAVE & BUSTER'S ENTE|ECUT|CONVERGEX EXECUTION SOLUTIONS|42140
PLAY|DAVE & BUSTER'S ENTE|EDJO|Edward D. Jones & Co., L.P.|675
PLAY|DAVE & BUSTER'S ENTE|EGAM|CBOE TRADING, INC.|26923
PLAY|DAVE & BUSTER'S ENTE|EGAW|CBOE TRADING, INC.|400
PLAY|DAVE & BUSTER'S ENTE|EGMT|EG MARKET TECHNOLOGIES LLC|4078
PLAY|DAVE & BUSTER'S ENTE|EGXM|CBOE TRADING, INC.|18485
PLAY|DAVE & BUSTER'S ENTE|EGXW|CBOE TRADING, INC.|275
PLAY|DAVE & BUSTER'S ENTE|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|300
PLAY|DAVE & BUSTER'S ENTE|ETBE|Electronic Transaction Clearing, Inc.|74861
PLAY|DAVE & BUSTER'S ENTE|ETCC|Electronic Transaction Clearing, Inc.|100
PLAY|DAVE & BUSTER'S ENTE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4616
PLAY|DAVE & BUSTER'S ENTE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|112573
PLAY|DAVE & BUSTER'S ENTE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3392
PLAY|DAVE & BUSTER'S ENTE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|11820
PLAY|DAVE & BUSTER'S ENTE|ETRS|E*Trade Securities LLC|533413
PLAY|DAVE & BUSTER'S ENTE|FBCO|Credit Suisse Securities (USA) LLC|836149
PLAY|DAVE & BUSTER'S ENTE|FBSB|U.S. Bancorp Investments, Inc.|318
PLAY|DAVE & BUSTER'S ENTE|FFSI|Firstrade Securities Inc.|700
PLAY|DAVE & BUSTER'S ENTE|FILL|Tradestation Securities, Inc.|61792
PLAY|DAVE & BUSTER'S ENTE|FMAF|NBCN Inc./ CDS|5324
PLAY|DAVE & BUSTER'S ENTE|FOMA|TD AMERITRADE CLEARING, INC.|1022343
PLAY|DAVE & BUSTER'S ENTE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18734
PLAY|DAVE & BUSTER'S ENTE|FQLS|Quantlab Securities LP|877704
PLAY|DAVE & BUSTER'S ENTE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|291356
PLAY|DAVE & BUSTER'S ENTE|FTBR|Foliofn Investments, Inc.|1471
PLAY|DAVE & BUSTER'S ENTE|GEBB|GLOBAL EXECUTION BROKERS, LP|72754
PLAY|DAVE & BUSTER'S ENTE|GILG|Gilder Gagnon Howe & Co. LLC|700
PLAY|DAVE & BUSTER'S ENTE|GLPX|ACS EXECUTION SERVICES, LLC|118631
PLAY|DAVE & BUSTER'S ENTE|GSCO|GOLDMAN SACHS & CO. LLC|1471649
PLAY|DAVE & BUSTER'S ENTE|GSCS|GOLDMAN SACHS & CO. LLC|24818
PLAY|DAVE & BUSTER'S ENTE|GSLT|GOLDMAN SACHS & CO. LLC|14447
PLAY|DAVE & BUSTER'S ENTE|GTSZ|GTS SECURITIES LLC|319801
PLAY|DAVE & BUSTER'S ENTE|HAPX|HAP Trading, LLC|400
PLAY|DAVE & BUSTER'S ENTE|HRBF|American Enterprise Investment Services Inc.|6243
PLAY|DAVE & BUSTER'S ENTE|HSBC|HSBC Securities, Inc.|29
PLAY|DAVE & BUSTER'S ENTE|IATS|INTERACTIVE BROKERS LLC|83805
PLAY|DAVE & BUSTER'S ENTE|IBKR|Interactive Brokers Llc|483699
PLAY|DAVE & BUSTER'S ENTE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|53
PLAY|DAVE & BUSTER'S ENTE|ICBX|INSTINET, LLC|99329
PLAY|DAVE & BUSTER'S ENTE|IEQY|CITADEL SECURITIES LLC|39373
PLAY|DAVE & BUSTER'S ENTE|INCA|INSTINET, LLC|961856
PLAY|DAVE & BUSTER'S ENTE|INJX|INSTINET, LLC|56981
PLAY|DAVE & BUSTER'S ENTE|ITGI|ITG Inc.|114826
PLAY|DAVE & BUSTER'S ENTE|ITGP|ITG INC.|132000
PLAY|DAVE & BUSTER'S ENTE|JANY|Janney Montgomery Scott Inc.|7531
PLAY|DAVE & BUSTER'S ENTE|JEFF|JEFFERIES LLC|254046
PLAY|DAVE & BUSTER'S ENTE|JMPT|JUMP TRADING, LLC|176380
PLAY|DAVE & BUSTER'S ENTE|JONE|JonesTrading|22321
PLAY|DAVE & BUSTER'S ENTE|JPBX|J.P. MORGAN SECURITIES LLC|338603
PLAY|DAVE & BUSTER'S ENTE|JPMX|J.P. Morgan Securities LLC|1041050
PLAY|DAVE & BUSTER'S ENTE|JSJX|JANE STREET CAPITAL LLC|23064
PLAY|DAVE & BUSTER'S ENTE|KCGM|VIRTU Americas LLC|104997
PLAY|DAVE & BUSTER'S ENTE|LEHM|Barclays Capital Inc./Le|1467405
PLAY|DAVE & BUSTER'S ENTE|LIME|Lime Brokerage LLC|216928
PLAY|DAVE & BUSTER'S ENTE|LMNX|LUMINEX TRADING & ANALYTICS LLC|298400
PLAY|DAVE & BUSTER'S ENTE|LOOP|Loop Capital Markets LLC|157372
PLAY|DAVE & BUSTER'S ENTE|LQNA|LIQUIDNET, INC.|94300
PLAY|DAVE & BUSTER'S ENTE|LSCI|Lek Securities Corporation|9983
PLAY|DAVE & BUSTER'S ENTE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
PLAY|DAVE & BUSTER'S ENTE|MACQ|Macquarie Capital (USA) Inc.|6763
PLAY|DAVE & BUSTER'S ENTE|MAXM|Maxim Group LLC|9390
PLAY|DAVE & BUSTER'S ENTE|MBTS|ALLY INVEST SECURITIES LLC|35116
PLAY|DAVE & BUSTER'S ENTE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|199902
PLAY|DAVE & BUSTER'S ENTE|MOTF|MOTIF INVESTING, INC.|2
PLAY|DAVE & BUSTER'S ENTE|MSCO|MORGAN STANLEY & CO. LLC|4830868
PLAY|DAVE & BUSTER'S ENTE|MSPL|MORGAN STANLEY & CO. LLC|668600
PLAY|DAVE & BUSTER'S ENTE|MSTX|MORGAN STANLEY & CO. LLC|414400
PLAY|DAVE & BUSTER'S ENTE|NBCS|NBC Securities, INC.|350
PLAY|DAVE & BUSTER'S ENTE|NFSC|National Financial Services LLC|690683
PLAY|DAVE & BUSTER'S ENTE|NITE|VIRTU Americas LLC|1698118
PLAY|DAVE & BUSTER'S ENTE|NITP|VIRTU Americas LLC|3836
PLAY|DAVE & BUSTER'S ENTE|NQRB|Brut, LLC|28875
PLAY|DAVE & BUSTER'S ENTE|OPCO|Oppenheimer & Co. Inc.|2105
PLAY|DAVE & BUSTER'S ENTE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
PLAY|DAVE & BUSTER'S ENTE|PCPT|PHILLIP CAPITAL INC.|3
PLAY|DAVE & BUSTER'S ENTE|PDQM|CODA MARKETS, INC.|187717
PLAY|DAVE & BUSTER'S ENTE|PHLY|NASDAQ Execution Services, LLC|4200
PLAY|DAVE & BUSTER'S ENTE|PINT|PRECISION SECURITIES, LLC|2100
PLAY|DAVE & BUSTER'S ENTE|PIPR|Piper Jaffray & Co.|6151
PLAY|DAVE & BUSTER'S ENTE|POIN|PRECISION SECURITIES, LLC (POIN)|1200
PLAY|DAVE & BUSTER'S ENTE|PWJC|UBS Financial Services, Inc.|4100
PLAY|DAVE & BUSTER'S ENTE|RAJA|Raymond James & Associates, Inc.|22311
PLAY|DAVE & BUSTER'S ENTE|RBCM|RBC CAPITAL MARKETS, LLC|1741
PLAY|DAVE & BUSTER'S ENTE|RGLD|Regal Securities, Inc|200
PLAY|DAVE & BUSTER'S ENTE|RHCO|Suntrust Robinson Humphrey, Inc.|27023
PLAY|DAVE & BUSTER'S ENTE|SAGL|SAGETRADER, LLC|46218
PLAY|DAVE & BUSTER'S ENTE|SAGW|SAGETRADER, LLC|1715
PLAY|DAVE & BUSTER'S ENTE|SALI|INTL FCSTONE FINANCIAL INC.|203
PLAY|DAVE & BUSTER'S ENTE|SBSH|Citigroup Global Markets Inc.|315760
PLAY|DAVE & BUSTER'S ENTE|SCMC|Scotia Capital Markets (USA) Inc.|100
PLAY|DAVE & BUSTER'S ENTE|SGMT|GOLDMAN SACHS & CO. LLC|295951
PLAY|DAVE & BUSTER'S ENTE|SPDR|SPEEDROUTE LLC|34877
PLAY|DAVE & BUSTER'S ENTE|SPHN|Stephens Inc.|112946
PLAY|DAVE & BUSTER'S ENTE|SPNT|SEVEN POINTS CAPITAL, LLC|800
PLAY|DAVE & BUSTER'S ENTE|SPTD|MINT GLOBAL MARKETS, INC.|2200
PLAY|DAVE & BUSTER'S ENTE|STFL|Stifel, Nicolaus & Company, Incorporated|31515
PLAY|DAVE & BUSTER'S ENTE|STKP|STOCKPILE INVESTMENTS, INC.|104
PLAY|DAVE & BUSTER'S ENTE|STRS|STRATEGAS RESEARCH PARTNERS|3000
PLAY|DAVE & BUSTER'S ENTE|SWIM|TD Ameritrade, Inc.|986193
PLAY|DAVE & BUSTER'S ENTE|SWST|Hilltop Securities Inc.|10754
PLAY|DAVE & BUSTER'S ENTE|TAGC|TELSEY ADVISORY GROUP LLC|14389
PLAY|DAVE & BUSTER'S ENTE|TKNG|ALLY INVEST SECURITIES LLC|23932
PLAY|DAVE & BUSTER'S ENTE|TRBT|Tradebot Systems, Inc.|608651
PLAY|DAVE & BUSTER'S ENTE|TRCM|TRC MARKETS LLC|167676
PLAY|DAVE & BUSTER'S ENTE|TWTT|TASTYWORKS, INC.|1173
PLAY|DAVE & BUSTER'S ENTE|UBSA|UBS SECURITIES LLC|1091080
PLAY|DAVE & BUSTER'S ENTE|UBSS|UBS Securities LLC|1856133
PLAY|DAVE & BUSTER'S ENTE|VALX|VIRTU AMERICAS LLC|32680
PLAY|DAVE & BUSTER'S ENTE|VGRD|Vanguard Marketing Corporation|26780
PLAY|DAVE & BUSTER'S ENTE|WABR|Wall Street Access|3000
PLAY|DAVE & BUSTER'S ENTE|WBLR|WILLIAM BLAIR|10784
PLAY|DAVE & BUSTER'S ENTE|WBPX|SUMMIT SECURITIES GROUP, LLC|1627
PLAY|DAVE & BUSTER'S ENTE|WCHV|WELLS FARGO SECURITIES, LLC|189670
PLAY|DAVE & BUSTER'S ENTE|WEDB|WEDBUSH SECURITIES INC.|157826
PLAY|DAVE & BUSTER'S ENTE|WEED|Weeden & Co.L.P.|3168
PLAY|DAVE & BUSTER'S ENTE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|51476
PLAY|DAVE & BUSTER'S ENTE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61914
PLAY|DAVE & BUSTER'S ENTE|WGIF|CIBC World Markets Inc.|742
PLAY|DAVE & BUSTER'S ENTE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|63
PLAY|DAVE & BUSTER'S ENTE|WOLF|Wolfe Trahan Securities|600
PLAY|DAVE & BUSTER'S ENTE|WSEA|WOLVERINE SECURITIES, LLC|50252
PLAY|DAVE & BUSTER'S ENTE|XIST|INSTINET, LLC|316562
PLAY|DAVE & BUSTER'S ENTE|XSTM|NATIONAL FINANCIAL SERVICES LLC|169304
PLAY|DAVE & BUSTER'S ENTE|YKNA|COMHAR CAPITAL MARKETS, LLC|21346
PLAY|DAVE & BUSTER'S ENTE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3903
PLBC|PLUMAS BANCORP|APCC|Apex Clearing Corporation|2
PLBC|PLUMAS BANCORP|BATM|CBOE TRADING, INC.|100
PLBC|PLUMAS BANCORP|BAYC|BAY CREST PARTNERS, LLC|358
PLBC|PLUMAS BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|554
PLBC|PLUMAS BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|399
PLBC|PLUMAS BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1033
PLBC|PLUMAS BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
PLBC|PLUMAS BANCORP|DBAB|Deutsche Bank Securities Inc.|500
PLBC|PLUMAS BANCORP|EBXL|EBX LLC|1600
PLBC|PLUMAS BANCORP|EDJO|Edward D. Jones & Co., L.P.|959
PLBC|PLUMAS BANCORP|EGAM|CBOE TRADING, INC.|100
PLBC|PLUMAS BANCORP|ETRS|E*Trade Securities LLC|1076
PLBC|PLUMAS BANCORP|FBCO|Credit Suisse Securities (USA) LLC|111
PLBC|PLUMAS BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|6848
PLBC|PLUMAS BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1112
PLBC|PLUMAS BANCORP|FTBR|Foliofn Investments, Inc.|813
PLBC|PLUMAS BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|100
PLBC|PLUMAS BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|1513
PLBC|PLUMAS BANCORP|GTSZ|GTS SECURITIES LLC|105
PLBC|PLUMAS BANCORP|IATS|INTERACTIVE BROKERS LLC|398
PLBC|PLUMAS BANCORP|IBKR|Interactive Brokers Llc|3941
PLBC|PLUMAS BANCORP|ICBX|INSTINET, LLC|1200
PLBC|PLUMAS BANCORP|INCA|INSTINET, LLC|1707
PLBC|PLUMAS BANCORP|INJX|INSTINET, LLC|400
PLBC|PLUMAS BANCORP|ITGI|ITG Inc.|10733
PLBC|PLUMAS BANCORP|ITGP|ITG INC.|200
PLBC|PLUMAS BANCORP|JEFF|JEFFERIES LLC|14
PLBC|PLUMAS BANCORP|LEHM|Barclays Capital Inc./Le|712
PLBC|PLUMAS BANCORP|LIME|Lime Brokerage LLC|5490
PLBC|PLUMAS BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
PLBC|PLUMAS BANCORP|MSCO|MORGAN STANLEY & CO. LLC|6093
PLBC|PLUMAS BANCORP|MSPL|MORGAN STANLEY & CO. LLC|500
PLBC|PLUMAS BANCORP|NFSC|National Financial Services LLC|1552
PLBC|PLUMAS BANCORP|NITE|VIRTU Americas LLC|6361
PLBC|PLUMAS BANCORP|PDQM|CODA MARKETS, INC.|269
PLBC|PLUMAS BANCORP|PWJC|UBS Financial Services, Inc.|30
PLBC|PLUMAS BANCORP|RAJA|Raymond James & Associates, Inc.|502
PLBC|PLUMAS BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|858
PLBC|PLUMAS BANCORP|SPDR|SPEEDROUTE LLC|666
PLBC|PLUMAS BANCORP|SPTD|MINT GLOBAL MARKETS, INC.|96
PLBC|PLUMAS BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|1366
PLBC|PLUMAS BANCORP|SWIM|TD Ameritrade, Inc.|1548
PLBC|PLUMAS BANCORP|TKNG|ALLY INVEST SECURITIES LLC|51
PLBC|PLUMAS BANCORP|UBSA|UBS SECURITIES LLC|1951
PLBC|PLUMAS BANCORP|UBSS|UBS Securities LLC|4258
PLBC|PLUMAS BANCORP|VALX|VIRTU AMERICAS LLC|852
PLBC|PLUMAS BANCORP|VGRD|Vanguard Marketing Corporation|100
PLBC|PLUMAS BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|2698
PLBC|PLUMAS BANCORP|WSEA|WOLVERINE SECURITIES, LLC|2
PLBC|PLUMAS BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
PLCE|CHILDREN'S PLACE INC|ANOS|ABEL/NOSER, L.L.C.|45
PLCE|CHILDREN'S PLACE INC|APCC|Apex Clearing Corporation|84
PLCE|CHILDREN'S PLACE INC|BARD|Robert W. Baird & Co. Incorporated|400
PLCE|CHILDREN'S PLACE INC|BATM|CBOE TRADING, INC.|6241
PLCE|CHILDREN'S PLACE INC|BAYT|BTIG, LLC|900
PLCE|CHILDREN'S PLACE INC|BBNT|BB&T SECURITIES, LLC|197
PLCE|CHILDREN'S PLACE INC|BERN|Sanford C. Bernstein & Co., LLC|38772
PLCE|CHILDREN'S PLACE INC|BIDS|BIDS TRADING L.P.|5800
PLCE|CHILDREN'S PLACE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2124
PLCE|CHILDREN'S PLACE INC|BLKX|INSTINET, LLC|18400
PLCE|CHILDREN'S PLACE INC|BMOC|BMO Capital Markets Corp.|2726
PLCE|CHILDREN'S PLACE INC|BNPX|BNP PARIBAS SECURITIES CORP.|32651
PLCE|CHILDREN'S PLACE INC|BTIG|BTIG, LLC|82377
PLCE|CHILDREN'S PLACE INC|BYXM|CBOE TRADING, INC.|2179
PLCE|CHILDREN'S PLACE INC|BZYD|GOLDMAN SACHS & CO. LLC|202
PLCE|CHILDREN'S PLACE INC|CANT|Cantor Fitzgerald & Co.|137
PLCE|CHILDREN'S PLACE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|14140
PLCE|CHILDREN'S PLACE INC|CHAS|Charles Schwab & Co., Inc.|114
PLCE|CHILDREN'S PLACE INC|CICF|Canaccord Genuity Corp.|75
PLCE|CHILDREN'S PLACE INC|CIST|Capital Institutional Services, Inc.|168
PLCE|CHILDREN'S PLACE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41516
PLCE|CHILDREN'S PLACE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|595
PLCE|CHILDREN'S PLACE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1971
PLCE|CHILDREN'S PLACE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|243117
PLCE|CHILDREN'S PLACE INC|CTDL|Citadel Derivatives Group Llc|7397
PLCE|CHILDREN'S PLACE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|51102
PLCE|CHILDREN'S PLACE INC|DBAB|Deutsche Bank Securities Inc.|561457
PLCE|CHILDREN'S PLACE INC|DBAX|Deutsche Bank Securities Inc.|207600
PLCE|CHILDREN'S PLACE INC|DBUL|Deutsche Bank Securities Inc.|6891
PLCE|CHILDREN'S PLACE INC|DEAN|MORGAN STANLEY|1479
PLCE|CHILDREN'S PLACE INC|DEGS|RONIN PROFESSIONAL LLC|550
PLCE|CHILDREN'S PLACE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1947
PLCE|CHILDREN'S PLACE INC|EBXL|EBX LLC|119400
PLCE|CHILDREN'S PLACE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14861
PLCE|CHILDREN'S PLACE INC|EDJO|Edward D. Jones & Co., L.P.|31
PLCE|CHILDREN'S PLACE INC|EGAM|CBOE TRADING, INC.|14846
PLCE|CHILDREN'S PLACE INC|EGAW|CBOE TRADING, INC.|17
PLCE|CHILDREN'S PLACE INC|EGMT|EG MARKET TECHNOLOGIES LLC|2568
PLCE|CHILDREN'S PLACE INC|EGXM|CBOE TRADING, INC.|2785
PLCE|CHILDREN'S PLACE INC|ETBE|Electronic Transaction Clearing, Inc.|3667
PLCE|CHILDREN'S PLACE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|306
PLCE|CHILDREN'S PLACE INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
PLCE|CHILDREN'S PLACE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38148
PLCE|CHILDREN'S PLACE INC|ETRS|E*Trade Securities LLC|20019
PLCE|CHILDREN'S PLACE INC|FBCO|Credit Suisse Securities (USA) LLC|210273
PLCE|CHILDREN'S PLACE INC|FBSB|U.S. Bancorp Investments, Inc.|1
PLCE|CHILDREN'S PLACE INC|FILL|Tradestation Securities, Inc.|1501
PLCE|CHILDREN'S PLACE INC|FMAF|NBCN Inc./ CDS|208
PLCE|CHILDREN'S PLACE INC|FOMA|TD AMERITRADE CLEARING, INC.|28862
PLCE|CHILDREN'S PLACE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19888
PLCE|CHILDREN'S PLACE INC|FQLS|Quantlab Securities LP|352364
PLCE|CHILDREN'S PLACE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42802
PLCE|CHILDREN'S PLACE INC|FTBR|Foliofn Investments, Inc.|606
PLCE|CHILDREN'S PLACE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8407
PLCE|CHILDREN'S PLACE INC|GLPX|ACS EXECUTION SERVICES, LLC|9042
PLCE|CHILDREN'S PLACE INC|GSCO|GOLDMAN SACHS & CO. LLC|629100
PLCE|CHILDREN'S PLACE INC|GSCS|GOLDMAN SACHS & CO. LLC|13007
PLCE|CHILDREN'S PLACE INC|GSLT|GOLDMAN SACHS & CO. LLC|1638
PLCE|CHILDREN'S PLACE INC|GTSZ|GTS SECURITIES LLC|6864
PLCE|CHILDREN'S PLACE INC|HRBF|American Enterprise Investment Services Inc.|541
PLCE|CHILDREN'S PLACE INC|HSBC|HSBC Securities, Inc.|700
PLCE|CHILDREN'S PLACE INC|IATS|INTERACTIVE BROKERS LLC|3940
PLCE|CHILDREN'S PLACE INC|IBKR|Interactive Brokers Llc|35529
PLCE|CHILDREN'S PLACE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|69
PLCE|CHILDREN'S PLACE INC|ICBX|INSTINET, LLC|35900
PLCE|CHILDREN'S PLACE INC|IEQY|CITADEL SECURITIES LLC|110727
PLCE|CHILDREN'S PLACE INC|INCA|INSTINET, LLC|324544
PLCE|CHILDREN'S PLACE INC|INJX|INSTINET, LLC|40435
PLCE|CHILDREN'S PLACE INC|ITGI|ITG Inc.|95544
PLCE|CHILDREN'S PLACE INC|ITGP|ITG INC.|116600
PLCE|CHILDREN'S PLACE INC|JANY|Janney Montgomery Scott Inc.|261
PLCE|CHILDREN'S PLACE INC|JEFF|JEFFERIES LLC|49739
PLCE|CHILDREN'S PLACE INC|JMPT|JUMP TRADING, LLC|68277
PLCE|CHILDREN'S PLACE INC|JONE|JonesTrading|103206
PLCE|CHILDREN'S PLACE INC|JPBX|J.P. MORGAN SECURITIES LLC|242423
PLCE|CHILDREN'S PLACE INC|JPMX|J.P. Morgan Securities LLC|522393
PLCE|CHILDREN'S PLACE INC|JSJX|JANE STREET CAPITAL LLC|16353
PLCE|CHILDREN'S PLACE INC|KCGM|VIRTU Americas LLC|35786
PLCE|CHILDREN'S PLACE INC|LEER|LEERINK PARTNERS LLC|180
PLCE|CHILDREN'S PLACE INC|LEHM|Barclays Capital Inc./Le|605534
PLCE|CHILDREN'S PLACE INC|LIME|Lime Brokerage LLC|139049
PLCE|CHILDREN'S PLACE INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|13200
PLCE|CHILDREN'S PLACE INC|LQNA|LIQUIDNET, INC.|71800
PLCE|CHILDREN'S PLACE INC|LQNB|LIQUIDNET, INC.|5800
PLCE|CHILDREN'S PLACE INC|LSCI|Lek Securities Corporation|67
PLCE|CHILDREN'S PLACE INC|MAXM|Maxim Group LLC|1157
PLCE|CHILDREN'S PLACE INC|MKMP|MKM Partners LLC|50
PLCE|CHILDREN'S PLACE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61534
PLCE|CHILDREN'S PLACE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|850
PLCE|CHILDREN'S PLACE INC|MSCO|MORGAN STANLEY & CO. LLC|1401973
PLCE|CHILDREN'S PLACE INC|MSPL|MORGAN STANLEY & CO. LLC|365200
PLCE|CHILDREN'S PLACE INC|MSTX|MORGAN STANLEY & CO. LLC|133400
PLCE|CHILDREN'S PLACE INC|NFSC|National Financial Services LLC|88844
PLCE|CHILDREN'S PLACE INC|NITE|VIRTU Americas LLC|197558
PLCE|CHILDREN'S PLACE INC|NITP|VIRTU Americas LLC|1800
PLCE|CHILDREN'S PLACE INC|NQRB|Brut, LLC|15055
PLCE|CHILDREN'S PLACE INC|OHOS|TWO SIGMA SECURITIES, LLC|25357
PLCE|CHILDREN'S PLACE INC|OPCO|Oppenheimer & Co. Inc.|3388
PLCE|CHILDREN'S PLACE INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1359
PLCE|CHILDREN'S PLACE INC|PDQM|CODA MARKETS, INC.|84293
PLCE|CHILDREN'S PLACE INC|PHLY|NASDAQ Execution Services, LLC|4000
PLCE|CHILDREN'S PLACE INC|PWJC|UBS Financial Services, Inc.|35
PLCE|CHILDREN'S PLACE INC|RAJA|Raymond James & Associates, Inc.|335
PLCE|CHILDREN'S PLACE INC|RBCM|RBC CAPITAL MARKETS, LLC|343
PLCE|CHILDREN'S PLACE INC|RHCO|Suntrust Robinson Humphrey, Inc.|1642
PLCE|CHILDREN'S PLACE INC|SAGL|SAGETRADER, LLC|4322
PLCE|CHILDREN'S PLACE INC|SAGW|SAGETRADER, LLC|940
PLCE|CHILDREN'S PLACE INC|SALI|INTL FCSTONE FINANCIAL INC.|1350
PLCE|CHILDREN'S PLACE INC|SBSH|Citigroup Global Markets Inc.|214313
PLCE|CHILDREN'S PLACE INC|SGMT|GOLDMAN SACHS & CO. LLC|80725
PLCE|CHILDREN'S PLACE INC|SPDR|SPEEDROUTE LLC|6000
PLCE|CHILDREN'S PLACE INC|STFL|Stifel, Nicolaus & Company, Incorporated|936
PLCE|CHILDREN'S PLACE INC|STKP|STOCKPILE INVESTMENTS, INC.|36
PLCE|CHILDREN'S PLACE INC|SWIM|TD Ameritrade, Inc.|9978
PLCE|CHILDREN'S PLACE INC|SWST|Hilltop Securities Inc.|4484
PLCE|CHILDREN'S PLACE INC|TAGC|TELSEY ADVISORY GROUP LLC|10414
PLCE|CHILDREN'S PLACE INC|TKNG|ALLY INVEST SECURITIES LLC|403
PLCE|CHILDREN'S PLACE INC|TMBR|Timber Hill LLC|50
PLCE|CHILDREN'S PLACE INC|TONC|CUTTONE & CO., LLC|1337
PLCE|CHILDREN'S PLACE INC|TRBT|Tradebot Systems, Inc.|23764
PLCE|CHILDREN'S PLACE INC|TRCM|TRC MARKETS LLC|68880
PLCE|CHILDREN'S PLACE INC|UBSA|UBS SECURITIES LLC|453011
PLCE|CHILDREN'S PLACE INC|UBSS|UBS Securities LLC|786833
PLCE|CHILDREN'S PLACE INC|VALX|VIRTU AMERICAS LLC|25434
PLCE|CHILDREN'S PLACE INC|VGRD|Vanguard Marketing Corporation|3430
PLCE|CHILDREN'S PLACE INC|WABR|Wall Street Access|3958
PLCE|CHILDREN'S PLACE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3423
PLCE|CHILDREN'S PLACE INC|WCHV|WELLS FARGO SECURITIES, LLC|88137
PLCE|CHILDREN'S PLACE INC|WEDB|WEDBUSH SECURITIES INC.|18
PLCE|CHILDREN'S PLACE INC|WEED|Weeden & Co.L.P.|15871
PLCE|CHILDREN'S PLACE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7767
PLCE|CHILDREN'S PLACE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21584
PLCE|CHILDREN'S PLACE INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|97
PLCE|CHILDREN'S PLACE INC|WSEA|WOLVERINE SECURITIES, LLC|2119
PLCE|CHILDREN'S PLACE INC|XIST|INSTINET, LLC|33040
PLCE|CHILDREN'S PLACE INC|XPQR|Jump Trading|47
PLCE|CHILDREN'S PLACE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|41130
PLCE|CHILDREN'S PLACE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1418
PLCY|EVENTSHARES U.S. POL|APCC|Apex Clearing Corporation|715
PLCY|EVENTSHARES U.S. POL|BATM|CBOE TRADING, INC.|7100
PLCY|EVENTSHARES U.S. POL|CHAS|Charles Schwab & Co., Inc.|5
PLCY|EVENTSHARES U.S. POL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
PLCY|EVENTSHARES U.S. POL|ETRS|E*Trade Securities LLC|16043
PLCY|EVENTSHARES U.S. POL|FMAF|NBCN Inc./ CDS|500
PLCY|EVENTSHARES U.S. POL|FTBR|Foliofn Investments, Inc.|3
PLCY|EVENTSHARES U.S. POL|GTSZ|GTS SECURITIES LLC|100
PLCY|EVENTSHARES U.S. POL|HRBF|American Enterprise Investment Services Inc.|2153
PLCY|EVENTSHARES U.S. POL|IATS|INTERACTIVE BROKERS LLC|220
PLCY|EVENTSHARES U.S. POL|IBKR|Interactive Brokers Llc|2363
PLCY|EVENTSHARES U.S. POL|JSJX|JANE STREET CAPITAL LLC|36460
PLCY|EVENTSHARES U.S. POL|KCGM|VIRTU Americas LLC|173
PLCY|EVENTSHARES U.S. POL|LIME|Lime Brokerage LLC|100
PLCY|EVENTSHARES U.S. POL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PLCY|EVENTSHARES U.S. POL|MSCO|MORGAN STANLEY & CO. LLC|18459
PLCY|EVENTSHARES U.S. POL|NFSC|National Financial Services LLC|41485
PLCY|EVENTSHARES U.S. POL|NITE|VIRTU Americas LLC|24342
PLCY|EVENTSHARES U.S. POL|NTRC|Northern Trust Securities, Inc.|350
PLCY|EVENTSHARES U.S. POL|SWIM|TD Ameritrade, Inc.|3725
PLCY|EVENTSHARES U.S. POL|UBSA|UBS SECURITIES LLC|2234
PLCY|EVENTSHARES U.S. POL|UBSS|UBS Securities LLC|1847
PLCY|EVENTSHARES U.S. POL|VGRD|Vanguard Marketing Corporation|3417
PLCY|EVENTSHARES U.S. POL|WCHV|WELLS FARGO SECURITIES, LLC|550
PLCY|EVENTSHARES U.S. POL|WSEA|WOLVERINE SECURITIES, LLC|142
PLCY|EVENTSHARES U.S. POL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3918
PLD|PROLOGIS, INC|ABLE|NATIXIS Securities Americas LLC|12498
PLD|PROLOGIS, INC|AGIS|Aegis Capital Corp.|464
PLD|PROLOGIS, INC|ALTX|Alternet Securities Inc.|14697
PLD|PROLOGIS, INC|ANOS|ABEL/NOSER, L.L.C.|7547
PLD|PROLOGIS, INC|APCC|Apex Clearing Corporation|1050
PLD|PROLOGIS, INC|AQUA|AQUA SECURITIES L.P.|18300
PLD|PROLOGIS, INC|BANK|Primevest Financial Services, Inc.|180
PLD|PROLOGIS, INC|BARD|Robert W. Baird & Co. Incorporated|2059
PLD|PROLOGIS, INC|BATM|CBOE TRADING, INC.|15907
PLD|PROLOGIS, INC|BAYC|BAY CREST PARTNERS, LLC|390
PLD|PROLOGIS, INC|BAYT|BTIG, LLC|4971
PLD|PROLOGIS, INC|BBNT|BB&T SECURITIES, LLC|413
PLD|PROLOGIS, INC|BERN|Sanford C. Bernstein & Co., LLC|320806
PLD|PROLOGIS, INC|BIDS|BIDS TRADING L.P.|128951
PLD|PROLOGIS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11511
PLD|PROLOGIS, INC|BLKX|INSTINET, LLC|248125
PLD|PROLOGIS, INC|BMOC|BMO Capital Markets Corp.|579002
PLD|PROLOGIS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|478015
PLD|PROLOGIS, INC|BTIG|BTIG, LLC|39664
PLD|PROLOGIS, INC|BYXM|CBOE TRADING, INC.|2818
PLD|PROLOGIS, INC|BZYD|GOLDMAN SACHS & CO. LLC|1877
PLD|PROLOGIS, INC|CABR|Cabrera Capital Markets, Inc.|75
PLD|PROLOGIS, INC|CANT|Cantor Fitzgerald & Co.|149434
PLD|PROLOGIS, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|46000
PLD|PROLOGIS, INC|CHAS|Charles Schwab & Co., Inc.|18635
PLD|PROLOGIS, INC|CIBP|CIBC World Markets Corp.|29488
PLD|PROLOGIS, INC|CIST|Capital Institutional Services, Inc.|14071
PLD|PROLOGIS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|220791
PLD|PROLOGIS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
PLD|PROLOGIS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38871
PLD|PROLOGIS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|532659
PLD|PROLOGIS, INC|CTDL|Citadel Derivatives Group Llc|69804
PLD|PROLOGIS, INC|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|300
PLD|PROLOGIS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|102864
PLD|PROLOGIS, INC|DADA|D.A. Davidson & Co.|282
PLD|PROLOGIS, INC|DAVA|Davenport & Company LLC|700
PLD|PROLOGIS, INC|DBAB|Deutsche Bank Securities Inc.|1155276
PLD|PROLOGIS, INC|DBAX|Deutsche Bank Securities Inc.|427000
PLD|PROLOGIS, INC|DBUL|Deutsche Bank Securities Inc.|17230
PLD|PROLOGIS, INC|DCHF|Dart Executions, LLC|6243
PLD|PROLOGIS, INC|DEAN|MORGAN STANLEY|26897
PLD|PROLOGIS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7557
PLD|PROLOGIS, INC|DREX|Drexel Hamilton, LLC|51
PLD|PROLOGIS, INC|DRWK|DRW SECURITIES, L.L.C.|18907
PLD|PROLOGIS, INC|EBXL|EBX LLC|632000
PLD|PROLOGIS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11181
PLD|PROLOGIS, INC|EDJC|Edward Jones / CDS|53
PLD|PROLOGIS, INC|EDJO|Edward D. Jones & Co., L.P.|10475
PLD|PROLOGIS, INC|EGAM|CBOE TRADING, INC.|37878
PLD|PROLOGIS, INC|EGAW|CBOE TRADING, INC.|677
PLD|PROLOGIS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1019
PLD|PROLOGIS, INC|EGXM|CBOE TRADING, INC.|7444
PLD|PROLOGIS, INC|EGXW|CBOE TRADING, INC.|241
PLD|PROLOGIS, INC|ETBE|Electronic Transaction Clearing, Inc.|47560
PLD|PROLOGIS, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
PLD|PROLOGIS, INC|ETCC|Electronic Transaction Clearing, Inc.|1476
PLD|PROLOGIS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15879
PLD|PROLOGIS, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4764
PLD|PROLOGIS, INC|ETRS|E*Trade Securities LLC|52855
PLD|PROLOGIS, INC|FBSB|U.S. Bancorp Investments, Inc.|87
PLD|PROLOGIS, INC|FILL|Tradestation Securities, Inc.|1083
PLD|PROLOGIS, INC|FINX|FINTECH SECURITIES|293
PLD|PROLOGIS, INC|FMAF|NBCN Inc./ CDS|376
PLD|PROLOGIS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12135
PLD|PROLOGIS, INC|FQLS|Quantlab Securities LP|604317
PLD|PROLOGIS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96699
PLD|PROLOGIS, INC|FTBR|Foliofn Investments, Inc.|4786
PLD|PROLOGIS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3346
PLD|PROLOGIS, INC|GLIS|TD Securities Inc|11
PLD|PROLOGIS, INC|GLPX|ACS EXECUTION SERVICES, LLC|83961
PLD|PROLOGIS, INC|GNAV|GREEN STREET TRADING, LLC|73670
PLD|PROLOGIS, INC|GSCO|GOLDMAN SACHS & CO. LLC|2918350
PLD|PROLOGIS, INC|GSCS|GOLDMAN SACHS & CO. LLC|8024
PLD|PROLOGIS, INC|GSLT|GOLDMAN SACHS & CO. LLC|33918
PLD|PROLOGIS, INC|GTSY|GTS SECURITIES LLC|900
PLD|PROLOGIS, INC|GTSZ|GTS SECURITIES LLC|342759
PLD|PROLOGIS, INC|HRBF|American Enterprise Investment Services Inc.|78139
PLD|PROLOGIS, INC|HSBC|HSBC Securities, Inc.|3060
PLD|PROLOGIS, INC|IATS|INTERACTIVE BROKERS LLC|11338
PLD|PROLOGIS, INC|IBKR|Interactive Brokers Llc|27017
PLD|PROLOGIS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7599
PLD|PROLOGIS, INC|ICBX|INSTINET, LLC|210040
PLD|PROLOGIS, INC|IEQY|CITADEL SECURITIES LLC|388361
PLD|PROLOGIS, INC|INCA|INSTINET, LLC|581851
PLD|PROLOGIS, INC|INJX|INSTINET, LLC|13158
PLD|PROLOGIS, INC|INTL|INTL FCSTONE FINANCIAL INC.|6414
PLD|PROLOGIS, INC|ITGI|ITG Inc.|142165
PLD|PROLOGIS, INC|ITGP|ITG INC.|315800
PLD|PROLOGIS, INC|JANY|Janney Montgomery Scott Inc.|2859
PLD|PROLOGIS, INC|JEFF|JEFFERIES LLC|129999
PLD|PROLOGIS, INC|JMPT|JUMP TRADING, LLC|182516
PLD|PROLOGIS, INC|JONE|JonesTrading|5586
PLD|PROLOGIS, INC|JPBX|J.P. MORGAN SECURITIES LLC|285397
PLD|PROLOGIS, INC|JPMX|J.P. Morgan Securities LLC|764136
PLD|PROLOGIS, INC|JSJX|JANE STREET CAPITAL LLC|52885
PLD|PROLOGIS, INC|KCGM|VIRTU Americas LLC|131758
PLD|PROLOGIS, INC|LEHM|Barclays Capital Inc./Le|1438559
PLD|PROLOGIS, INC|LIME|Lime Brokerage LLC|94062
PLD|PROLOGIS, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|284860
PLD|PROLOGIS, INC|LOOP|Loop Capital Markets LLC|16148
PLD|PROLOGIS, INC|LQNA|LIQUIDNET, INC.|67100
PLD|PROLOGIS, INC|LQNB|LIQUIDNET, INC.|44400
PLD|PROLOGIS, INC|LSCI|Lek Securities Corporation|609
PLD|PROLOGIS, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PLD|PROLOGIS, INC|MACC|Mid Atlantic Capital Corporation|272
PLD|PROLOGIS, INC|MACQ|Macquarie Capital (USA) Inc.|300
PLD|PROLOGIS, INC|MAXM|Maxim Group LLC|608
PLD|PROLOGIS, INC|MBTS|ALLY INVEST SECURITIES LLC|2700
PLD|PROLOGIS, INC|MCMF|Raymond James Ltd. Cds|361
PLD|PROLOGIS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|289443
PLD|PROLOGIS, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
PLD|PROLOGIS, INC|MOTF|MOTIF INVESTING, INC.|14
PLD|PROLOGIS, INC|MSCO|MORGAN STANLEY & CO. LLC|3894304
PLD|PROLOGIS, INC|MSPL|MORGAN STANLEY & CO. LLC|594400
PLD|PROLOGIS, INC|MSTX|MORGAN STANLEY & CO. LLC|335900
PLD|PROLOGIS, INC|MZHO|Mizuho Securities USA LLC|572065
PLD|PROLOGIS, INC|NEUB|NEUBERGER BERMAN BD LLC|1102
PLD|PROLOGIS, INC|NFSC|National Financial Services LLC|209419
PLD|PROLOGIS, INC|NITE|VIRTU Americas LLC|631212
PLD|PROLOGIS, INC|NITP|VIRTU Americas LLC|2669
PLD|PROLOGIS, INC|NQRB|Brut, LLC|19123
PLD|PROLOGIS, INC|NTBF|BMO Nesbitt Burns Inc./CDS|117
PLD|PROLOGIS, INC|NTRC|Northern Trust Securities, Inc.|2178
PLD|PROLOGIS, INC|OHOS|TWO SIGMA SECURITIES, LLC|203805
PLD|PROLOGIS, INC|OPCO|Oppenheimer & Co. Inc.|104435
PLD|PROLOGIS, INC|OTAA|OTA LLC|12600
PLD|PROLOGIS, INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1720
PLD|PROLOGIS, INC|PDQM|CODA MARKETS, INC.|64295
PLD|PROLOGIS, INC|PHLY|NASDAQ Execution Services, LLC|1000
PLD|PROLOGIS, INC|PICT|Pictet Overseas Inc.|60
PLD|PROLOGIS, INC|PWJC|UBS Financial Services, Inc.|13585
PLD|PROLOGIS, INC|QMSR|QUATTRO M SECURITIES INC.|4503
PLD|PROLOGIS, INC|RBCM|RBC CAPITAL MARKETS, LLC|10438
PLD|PROLOGIS, INC|RHCO|Suntrust Robinson Humphrey, Inc.|22570
PLD|PROLOGIS, INC|SAGL|SAGETRADER, LLC|39496
PLD|PROLOGIS, INC|SAGW|SAGETRADER, LLC|6
PLD|PROLOGIS, INC|SBSH|Citigroup Global Markets Inc.|626701
PLD|PROLOGIS, INC|SEIC|SEI Investments Distribution Co.|1398
PLD|PROLOGIS, INC|SGMT|GOLDMAN SACHS & CO. LLC|386285
PLD|PROLOGIS, INC|SHMR|ABN Amro Clearing LLC|238
PLD|PROLOGIS, INC|SJLS|TRADE INFORMATICS LLC|100
PLD|PROLOGIS, INC|SPDR|SPEEDROUTE LLC|38587
PLD|PROLOGIS, INC|SPHN|Stephens Inc.|4
PLD|PROLOGIS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|72293
PLD|PROLOGIS, INC|STKP|STOCKPILE INVESTMENTS, INC.|8
PLD|PROLOGIS, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22811
PLD|PROLOGIS, INC|SWIM|TD Ameritrade, Inc.|5456
PLD|PROLOGIS, INC|SWST|Hilltop Securities Inc.|7418
PLD|PROLOGIS, INC|TAGC|TELSEY ADVISORY GROUP LLC|900
PLD|PROLOGIS, INC|TKNG|ALLY INVEST SECURITIES LLC|5767
PLD|PROLOGIS, INC|TRBT|Tradebot Systems, Inc.|538057
PLD|PROLOGIS, INC|TRCM|TRC MARKETS LLC|728445
PLD|PROLOGIS, INC|UBSA|UBS SECURITIES LLC|1293624
PLD|PROLOGIS, INC|UBSS|UBS Securities LLC|1695998
PLD|PROLOGIS, INC|VALX|VIRTU AMERICAS LLC|28053
PLD|PROLOGIS, INC|VGRD|Vanguard Marketing Corporation|9004
PLD|PROLOGIS, INC|WBET|Wallachbeth Capital LLC|2067
PLD|PROLOGIS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|7790
PLD|PROLOGIS, INC|WCHV|WELLS FARGO SECURITIES, LLC|412011
PLD|PROLOGIS, INC|WDNX|WEEDEN & CO.L.P.|6760
PLD|PROLOGIS, INC|WEDB|WEDBUSH SECURITIES INC.|13593
PLD|PROLOGIS, INC|WEED|Weeden & Co.L.P.|5362
PLD|PROLOGIS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48570
PLD|PROLOGIS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21707
PLD|PROLOGIS, INC|WGIF|CIBC World Markets Inc.|29
PLD|PROLOGIS, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|968
PLD|PROLOGIS, INC|WSAG|WALL STREET ACCESS|99
PLD|PROLOGIS, INC|WSEA|WOLVERINE SECURITIES, LLC|4686
PLD|PROLOGIS, INC|XIST|INSTINET, LLC|125016
PLD|PROLOGIS, INC|XPQR|Jump Trading|100
PLD|PROLOGIS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|31314
PLD|PROLOGIS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1170
PLD|PROLOGIS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5953
PLG|PLATINUM GROUP METAL|APCC|Apex Clearing Corporation|575012
PLG|PLATINUM GROUP METAL|BATM|CBOE TRADING, INC.|9000
PLG|PLATINUM GROUP METAL|BIMI|Banca IMI Securities Corp.|233930
PLG|PLATINUM GROUP METAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|158160
PLG|PLATINUM GROUP METAL|BLKX|INSTINET, LLC|5000
PLG|PLATINUM GROUP METAL|BMOC|BMO Capital Markets Corp.|307309
PLG|PLATINUM GROUP METAL|BYXM|CBOE TRADING, INC.|1100
PLG|PLATINUM GROUP METAL|CANT|Cantor Fitzgerald & Co.|432
PLG|PLATINUM GROUP METAL|CICF|Canaccord Genuity Corp.|53900
PLG|PLATINUM GROUP METAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1264624
PLG|PLATINUM GROUP METAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16100
PLG|PLATINUM GROUP METAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|862345
PLG|PLATINUM GROUP METAL|CTDE|CHOICETRADE|2500
PLG|PLATINUM GROUP METAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|100562
PLG|PLATINUM GROUP METAL|DBAB|Deutsche Bank Securities Inc.|64725
PLG|PLATINUM GROUP METAL|DBAX|Deutsche Bank Securities Inc.|191600
PLG|PLATINUM GROUP METAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|177274
PLG|PLATINUM GROUP METAL|EBXL|EBX LLC|250300
PLG|PLATINUM GROUP METAL|EGAM|CBOE TRADING, INC.|25100
PLG|PLATINUM GROUP METAL|EGXM|CBOE TRADING, INC.|6880
PLG|PLATINUM GROUP METAL|EGXW|CBOE TRADING, INC.|57700
PLG|PLATINUM GROUP METAL|ETRS|E*Trade Securities LLC|1591519
PLG|PLATINUM GROUP METAL|FILL|Tradestation Securities, Inc.|16200
PLG|PLATINUM GROUP METAL|FTBR|Foliofn Investments, Inc.|74
PLG|PLATINUM GROUP METAL|GLIS|TD Securities Inc|18500
PLG|PLATINUM GROUP METAL|GSCO|GOLDMAN SACHS & CO. LLC|40211
PLG|PLATINUM GROUP METAL|GSCS|GOLDMAN SACHS & CO. LLC|1880
PLG|PLATINUM GROUP METAL|GSLT|GOLDMAN SACHS & CO. LLC|93261
PLG|PLATINUM GROUP METAL|HRBF|American Enterprise Investment Services Inc.|1525
PLG|PLATINUM GROUP METAL|IATS|INTERACTIVE BROKERS LLC|25720
PLG|PLATINUM GROUP METAL|IBKR|Interactive Brokers Llc|123433
PLG|PLATINUM GROUP METAL|ICBX|INSTINET, LLC|240209
PLG|PLATINUM GROUP METAL|INCA|INSTINET, LLC|1226131
PLG|PLATINUM GROUP METAL|ITGI|ITG Inc.|43997
PLG|PLATINUM GROUP METAL|ITGP|ITG INC.|21400
PLG|PLATINUM GROUP METAL|JMPT|JUMP TRADING, LLC|8286
PLG|PLATINUM GROUP METAL|JPMX|J.P. Morgan Securities LLC|263933
PLG|PLATINUM GROUP METAL|KCGM|VIRTU Americas LLC|277139
PLG|PLATINUM GROUP METAL|LEHM|Barclays Capital Inc./Le|487956
PLG|PLATINUM GROUP METAL|LIME|Lime Brokerage LLC|5392
PLG|PLATINUM GROUP METAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|335204
PLG|PLATINUM GROUP METAL|MOTF|MOTIF INVESTING, INC.|3
PLG|PLATINUM GROUP METAL|MSCO|MORGAN STANLEY & CO. LLC|888123
PLG|PLATINUM GROUP METAL|MSPL|MORGAN STANLEY & CO. LLC|12700
PLG|PLATINUM GROUP METAL|NFSC|National Financial Services LLC|1344952
PLG|PLATINUM GROUP METAL|NITE|VIRTU Americas LLC|3435879
PLG|PLATINUM GROUP METAL|NQRB|Brut, LLC|5000
PLG|PLATINUM GROUP METAL|PDQM|CODA MARKETS, INC.|426675
PLG|PLATINUM GROUP METAL|PWJC|UBS Financial Services, Inc.|5000
PLG|PLATINUM GROUP METAL|RGLD|Regal Securities, Inc|780
PLG|PLATINUM GROUP METAL|SBSH|Citigroup Global Markets Inc.|59450
PLG|PLATINUM GROUP METAL|SGMT|GOLDMAN SACHS & CO. LLC|84334
PLG|PLATINUM GROUP METAL|SPDR|SPEEDROUTE LLC|300
PLG|PLATINUM GROUP METAL|SWIM|TD Ameritrade, Inc.|966863
PLG|PLATINUM GROUP METAL|TKNG|ALLY INVEST SECURITIES LLC|27135
PLG|PLATINUM GROUP METAL|UBSA|UBS SECURITIES LLC|645393
PLG|PLATINUM GROUP METAL|UBSS|UBS Securities LLC|909222
PLG|PLATINUM GROUP METAL|VALX|VIRTU AMERICAS LLC|8200
PLG|PLATINUM GROUP METAL|VGRD|Vanguard Marketing Corporation|306876
PLG|PLATINUM GROUP METAL|VSIN|Vision Financial Markets Llc|22413
PLG|PLATINUM GROUP METAL|WCHV|WELLS FARGO SECURITIES, LLC|19392
PLG|PLATINUM GROUP METAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|442814
PLG|PLATINUM GROUP METAL|WSEA|WOLVERINE SECURITIES, LLC|205635
PLG|PLATINUM GROUP METAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|151098
PLG|PLATINUM GROUP METAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15500
PLLL|PIEDMONT LITHIUM ADS|BATM|CBOE TRADING, INC.|180
PLLL|PIEDMONT LITHIUM ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2030
PLLL|PIEDMONT LITHIUM ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9467
PLLL|PIEDMONT LITHIUM ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312
PLLL|PIEDMONT LITHIUM ADS|CTDL|Citadel Derivatives Group Llc|100
PLLL|PIEDMONT LITHIUM ADS|DBAX|Deutsche Bank Securities Inc.|500
PLLL|PIEDMONT LITHIUM ADS|DEGS|RONIN PROFESSIONAL LLC|1400
PLLL|PIEDMONT LITHIUM ADS|EDJO|Edward D. Jones & Co., L.P.|1279
PLLL|PIEDMONT LITHIUM ADS|EGAM|CBOE TRADING, INC.|100
PLLL|PIEDMONT LITHIUM ADS|ETRS|E*Trade Securities LLC|8291
PLLL|PIEDMONT LITHIUM ADS|FOMA|TD AMERITRADE CLEARING, INC.|9326
PLLL|PIEDMONT LITHIUM ADS|GLPX|ACS EXECUTION SERVICES, LLC|400
PLLL|PIEDMONT LITHIUM ADS|GSCO|GOLDMAN SACHS & CO. LLC|600
PLLL|PIEDMONT LITHIUM ADS|GSLT|GOLDMAN SACHS & CO. LLC|100
PLLL|PIEDMONT LITHIUM ADS|GTSZ|GTS SECURITIES LLC|133
PLLL|PIEDMONT LITHIUM ADS|HASF|Haywood Securities Inc./CDS|3040
PLLL|PIEDMONT LITHIUM ADS|IATS|INTERACTIVE BROKERS LLC|100
PLLL|PIEDMONT LITHIUM ADS|IBKR|Interactive Brokers Llc|3090
PLLL|PIEDMONT LITHIUM ADS|ICBX|INSTINET, LLC|100
PLLL|PIEDMONT LITHIUM ADS|INCA|INSTINET, LLC|1300
PLLL|PIEDMONT LITHIUM ADS|ITGI|ITG Inc.|300
PLLL|PIEDMONT LITHIUM ADS|ITGP|ITG INC.|400
PLLL|PIEDMONT LITHIUM ADS|LEHM|Barclays Capital Inc./Le|1522
PLLL|PIEDMONT LITHIUM ADS|LIME|Lime Brokerage LLC|992
PLLL|PIEDMONT LITHIUM ADS|LSCI|Lek Securities Corporation|100
PLLL|PIEDMONT LITHIUM ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PLLL|PIEDMONT LITHIUM ADS|MSCO|MORGAN STANLEY & CO. LLC|11004
PLLL|PIEDMONT LITHIUM ADS|MSPL|MORGAN STANLEY & CO. LLC|300
PLLL|PIEDMONT LITHIUM ADS|NFSC|National Financial Services LLC|7813
PLLL|PIEDMONT LITHIUM ADS|NITE|VIRTU Americas LLC|16202
PLLL|PIEDMONT LITHIUM ADS|PDQM|CODA MARKETS, INC.|1942
PLLL|PIEDMONT LITHIUM ADS|RGLD|Regal Securities, Inc|50
PLLL|PIEDMONT LITHIUM ADS|SGMT|GOLDMAN SACHS & CO. LLC|28
PLLL|PIEDMONT LITHIUM ADS|SPDR|SPEEDROUTE LLC|400
PLLL|PIEDMONT LITHIUM ADS|SWIM|TD Ameritrade, Inc.|4200
PLLL|PIEDMONT LITHIUM ADS|UBSA|UBS SECURITIES LLC|3322
PLLL|PIEDMONT LITHIUM ADS|UBSS|UBS Securities LLC|2534
PLLL|PIEDMONT LITHIUM ADS|VGRD|Vanguard Marketing Corporation|100
PLLL|PIEDMONT LITHIUM ADS|WEDB|WEDBUSH SECURITIES INC.|5800
PLM|POLYMET MINING CORP|ALTX|Alternet Securities Inc.|2800
PLM|POLYMET MINING CORP|APCC|Apex Clearing Corporation|23048
PLM|POLYMET MINING CORP|BANK|Primevest Financial Services, Inc.|83697
PLM|POLYMET MINING CORP|BARD|Robert W. Baird & Co. Incorporated|20900
PLM|POLYMET MINING CORP|BATM|CBOE TRADING, INC.|400
PLM|POLYMET MINING CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3700
PLM|POLYMET MINING CORP|BLKX|INSTINET, LLC|39500
PLM|POLYMET MINING CORP|BMOC|BMO Capital Markets Corp.|257720
PLM|POLYMET MINING CORP|CHAS|Charles Schwab & Co., Inc.|2071
PLM|POLYMET MINING CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12634
PLM|POLYMET MINING CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|41078
PLM|POLYMET MINING CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19500
PLM|POLYMET MINING CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|141753
PLM|POLYMET MINING CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|15696
PLM|POLYMET MINING CORP|DBAB|Deutsche Bank Securities Inc.|23026
PLM|POLYMET MINING CORP|DBAX|Deutsche Bank Securities Inc.|33700
PLM|POLYMET MINING CORP|DEAN|MORGAN STANLEY|2000
PLM|POLYMET MINING CORP|DEGS|RONIN PROFESSIONAL LLC|18200
PLM|POLYMET MINING CORP|EBXL|EBX LLC|46600
PLM|POLYMET MINING CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4200
PLM|POLYMET MINING CORP|EDJO|Edward D. Jones & Co., L.P.|18027
PLM|POLYMET MINING CORP|EGAM|CBOE TRADING, INC.|19100
PLM|POLYMET MINING CORP|EGXM|CBOE TRADING, INC.|28024
PLM|POLYMET MINING CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
PLM|POLYMET MINING CORP|ETRS|E*Trade Securities LLC|854387
PLM|POLYMET MINING CORP|FBSB|U.S. Bancorp Investments, Inc.|5000
PLM|POLYMET MINING CORP|FILL|Tradestation Securities, Inc.|19850
PLM|POLYMET MINING CORP|FTBR|Foliofn Investments, Inc.|3270
PLM|POLYMET MINING CORP|GLIS|TD Securities Inc|1000
PLM|POLYMET MINING CORP|GLPX|ACS EXECUTION SERVICES, LLC|41725
PLM|POLYMET MINING CORP|GSCO|GOLDMAN SACHS & CO. LLC|11825
PLM|POLYMET MINING CORP|GSLT|GOLDMAN SACHS & CO. LLC|12893
PLM|POLYMET MINING CORP|HASF|Haywood Securities Inc./CDS|14932
PLM|POLYMET MINING CORP|HRBF|American Enterprise Investment Services Inc.|78319
PLM|POLYMET MINING CORP|IATS|INTERACTIVE BROKERS LLC|11120
PLM|POLYMET MINING CORP|IBKR|Interactive Brokers Llc|95837
PLM|POLYMET MINING CORP|ICBX|INSTINET, LLC|42206
PLM|POLYMET MINING CORP|INCA|INSTINET, LLC|34391
PLM|POLYMET MINING CORP|ITGI|ITG Inc.|137405
PLM|POLYMET MINING CORP|ITGP|ITG INC.|56000
PLM|POLYMET MINING CORP|JEFF|JEFFERIES LLC|4200
PLM|POLYMET MINING CORP|JMPT|JUMP TRADING, LLC|3531
PLM|POLYMET MINING CORP|JPMX|J.P. Morgan Securities LLC|26266
PLM|POLYMET MINING CORP|JSJX|JANE STREET CAPITAL LLC|1602
PLM|POLYMET MINING CORP|KCGM|VIRTU Americas LLC|31676
PLM|POLYMET MINING CORP|LEHM|Barclays Capital Inc./Le|66767
PLM|POLYMET MINING CORP|LIME|Lime Brokerage LLC|2810
PLM|POLYMET MINING CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14400
PLM|POLYMET MINING CORP|MOTF|MOTIF INVESTING, INC.|1
PLM|POLYMET MINING CORP|MSCO|MORGAN STANLEY & CO. LLC|758219
PLM|POLYMET MINING CORP|MSPL|MORGAN STANLEY & CO. LLC|9400
PLM|POLYMET MINING CORP|MSTX|MORGAN STANLEY & CO. LLC|400
PLM|POLYMET MINING CORP|NFSC|National Financial Services LLC|924748
PLM|POLYMET MINING CORP|NITE|VIRTU Americas LLC|1941280
PLM|POLYMET MINING CORP|NQRB|Brut, LLC|800
PLM|POLYMET MINING CORP|OPCO|Oppenheimer & Co. Inc.|18500
PLM|POLYMET MINING CORP|PDQM|CODA MARKETS, INC.|47173
PLM|POLYMET MINING CORP|PWJC|UBS Financial Services, Inc.|43124
PLM|POLYMET MINING CORP|RBCM|RBC CAPITAL MARKETS, LLC|155311
PLM|POLYMET MINING CORP|RGLD|Regal Securities, Inc|54
PLM|POLYMET MINING CORP|SAGL|SAGETRADER, LLC|5215
PLM|POLYMET MINING CORP|SBRX|MURIEL SIEBERT & CO INC|200
PLM|POLYMET MINING CORP|SBSH|Citigroup Global Markets Inc.|135377
PLM|POLYMET MINING CORP|SGMT|GOLDMAN SACHS & CO. LLC|20073
PLM|POLYMET MINING CORP|SPDR|SPEEDROUTE LLC|25689
PLM|POLYMET MINING CORP|STFL|Stifel, Nicolaus & Company, Incorporated|64271
PLM|POLYMET MINING CORP|SWIM|TD Ameritrade, Inc.|203202
PLM|POLYMET MINING CORP|SWST|Hilltop Securities Inc.|2000
PLM|POLYMET MINING CORP|TKNG|ALLY INVEST SECURITIES LLC|34188
PLM|POLYMET MINING CORP|TWTT|TASTYWORKS, INC.|500
PLM|POLYMET MINING CORP|UBSA|UBS SECURITIES LLC|243204
PLM|POLYMET MINING CORP|UBSS|UBS Securities LLC|284011
PLM|POLYMET MINING CORP|VALX|VIRTU AMERICAS LLC|2600
PLM|POLYMET MINING CORP|VGRD|Vanguard Marketing Corporation|166771
PLM|POLYMET MINING CORP|VSIN|Vision Financial Markets Llc|1527
PLM|POLYMET MINING CORP|WCHV|WELLS FARGO SECURITIES, LLC|177583
PLM|POLYMET MINING CORP|WEDB|WEDBUSH SECURITIES INC.|6300
PLM|POLYMET MINING CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|114745
PLM|POLYMET MINING CORP|WSEA|WOLVERINE SECURITIES, LLC|97924
PLM|POLYMET MINING CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|88050
PLM|POLYMET MINING CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64723
PLND|VANECK VECTORS POLAN|APCC|Apex Clearing Corporation|166
PLND|VANECK VECTORS POLAN|CHAS|Charles Schwab & Co., Inc.|2
PLND|VANECK VECTORS POLAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2406
PLND|VANECK VECTORS POLAN|CTDL|Citadel Derivatives Group Llc|1737
PLND|VANECK VECTORS POLAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PLND|VANECK VECTORS POLAN|DBAX|Deutsche Bank Securities Inc.|1800
PLND|VANECK VECTORS POLAN|EBXL|EBX LLC|900
PLND|VANECK VECTORS POLAN|ETRS|E*Trade Securities LLC|1678
PLND|VANECK VECTORS POLAN|FTBR|Foliofn Investments, Inc.|11
PLND|VANECK VECTORS POLAN|GSLT|GOLDMAN SACHS & CO. LLC|100
PLND|VANECK VECTORS POLAN|HRBF|American Enterprise Investment Services Inc.|400
PLND|VANECK VECTORS POLAN|IBKR|Interactive Brokers Llc|1195
PLND|VANECK VECTORS POLAN|ICBX|INSTINET, LLC|1000
PLND|VANECK VECTORS POLAN|ITGP|ITG INC.|200
PLND|VANECK VECTORS POLAN|JPMX|J.P. Morgan Securities LLC|400
PLND|VANECK VECTORS POLAN|JSJX|JANE STREET CAPITAL LLC|3454
PLND|VANECK VECTORS POLAN|KCGM|VIRTU Americas LLC|400
PLND|VANECK VECTORS POLAN|LEHM|Barclays Capital Inc./Le|3000
PLND|VANECK VECTORS POLAN|LIME|Lime Brokerage LLC|410
PLND|VANECK VECTORS POLAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
PLND|VANECK VECTORS POLAN|MSCO|MORGAN STANLEY & CO. LLC|721
PLND|VANECK VECTORS POLAN|MSPL|MORGAN STANLEY & CO. LLC|300
PLND|VANECK VECTORS POLAN|NFSC|National Financial Services LLC|6309
PLND|VANECK VECTORS POLAN|NITE|VIRTU Americas LLC|6719
PLND|VANECK VECTORS POLAN|NITP|VIRTU Americas LLC|100
PLND|VANECK VECTORS POLAN|SBRX|MURIEL SIEBERT & CO INC|100
PLND|VANECK VECTORS POLAN|SGMT|GOLDMAN SACHS & CO. LLC|700
PLND|VANECK VECTORS POLAN|SWIM|TD Ameritrade, Inc.|130
PLND|VANECK VECTORS POLAN|UBSA|UBS SECURITIES LLC|982
PLND|VANECK VECTORS POLAN|UBSS|UBS Securities LLC|3000
PLND|VANECK VECTORS POLAN|VGRD|Vanguard Marketing Corporation|1000
PLND|VANECK VECTORS POLAN|WSEA|WOLVERINE SECURITIES, LLC|21
PLNT|PLANET FITNESS, INC.|AGIS|Aegis Capital Corp.|5000
PLNT|PLANET FITNESS, INC.|ALTX|Alternet Securities Inc.|5600
PLNT|PLANET FITNESS, INC.|ANOS|ABEL/NOSER, L.L.C.|2545
PLNT|PLANET FITNESS, INC.|APCC|Apex Clearing Corporation|338
PLNT|PLANET FITNESS, INC.|AQUA|AQUA SECURITIES L.P.|7300
PLNT|PLANET FITNESS, INC.|BARD|Robert W. Baird & Co. Incorporated|2166
PLNT|PLANET FITNESS, INC.|BATM|CBOE TRADING, INC.|8925
PLNT|PLANET FITNESS, INC.|BAYT|BTIG, LLC|1600
PLNT|PLANET FITNESS, INC.|BBNT|BB&T SECURITIES, LLC|444
PLNT|PLANET FITNESS, INC.|BERN|Sanford C. Bernstein & Co., LLC|68497
PLNT|PLANET FITNESS, INC.|BIAD|SAGETRADER, LLC|827
PLNT|PLANET FITNESS, INC.|BIDS|BIDS TRADING L.P.|48287
PLNT|PLANET FITNESS, INC.|BIMI|Banca IMI Securities Corp.|16
PLNT|PLANET FITNESS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9513
PLNT|PLANET FITNESS, INC.|BLKX|INSTINET, LLC|28866
PLNT|PLANET FITNESS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4510
PLNT|PLANET FITNESS, INC.|BRGE|Newbridge Securities Corp.|2000
PLNT|PLANET FITNESS, INC.|BTIG|BTIG, LLC|24115
PLNT|PLANET FITNESS, INC.|BYXM|CBOE TRADING, INC.|502
PLNT|PLANET FITNESS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|2273
PLNT|PLANET FITNESS, INC.|CANT|Cantor Fitzgerald & Co.|712258
PLNT|PLANET FITNESS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|124292
PLNT|PLANET FITNESS, INC.|CHAS|Charles Schwab & Co., Inc.|416
PLNT|PLANET FITNESS, INC.|CIST|Capital Institutional Services, Inc.|41
PLNT|PLANET FITNESS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|486182
PLNT|PLANET FITNESS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1012
PLNT|PLANET FITNESS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PLNT|PLANET FITNESS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|443611
PLNT|PLANET FITNESS, INC.|CTDL|Citadel Derivatives Group Llc|6282
PLNT|PLANET FITNESS, INC.|CTLR|CUTLER GROUP, LP|3915
PLNT|PLANET FITNESS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|54468
PLNT|PLANET FITNESS, INC.|DADA|D.A. Davidson & Co.|120
PLNT|PLANET FITNESS, INC.|DBAB|Deutsche Bank Securities Inc.|229329
PLNT|PLANET FITNESS, INC.|DBAX|Deutsche Bank Securities Inc.|470500
PLNT|PLANET FITNESS, INC.|DBUL|Deutsche Bank Securities Inc.|1600
PLNT|PLANET FITNESS, INC.|DCHF|Dart Executions, LLC|799
PLNT|PLANET FITNESS, INC.|DEAN|MORGAN STANLEY|3348
PLNT|PLANET FITNESS, INC.|DEGS|RONIN PROFESSIONAL LLC|5628
PLNT|PLANET FITNESS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1664
PLNT|PLANET FITNESS, INC.|EBXL|EBX LLC|171000
PLNT|PLANET FITNESS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|30226
PLNT|PLANET FITNESS, INC.|EDJO|Edward D. Jones & Co., L.P.|622
PLNT|PLANET FITNESS, INC.|EGAM|CBOE TRADING, INC.|10521
PLNT|PLANET FITNESS, INC.|EGAW|CBOE TRADING, INC.|25
PLNT|PLANET FITNESS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|197
PLNT|PLANET FITNESS, INC.|EGXM|CBOE TRADING, INC.|5048
PLNT|PLANET FITNESS, INC.|ETBE|Electronic Transaction Clearing, Inc.|20681
PLNT|PLANET FITNESS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
PLNT|PLANET FITNESS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29311
PLNT|PLANET FITNESS, INC.|ETRS|E*Trade Securities LLC|259210
PLNT|PLANET FITNESS, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|1280
PLNT|PLANET FITNESS, INC.|FILL|Tradestation Securities, Inc.|5561
PLNT|PLANET FITNESS, INC.|FMAF|NBCN Inc./ CDS|126
PLNT|PLANET FITNESS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11566
PLNT|PLANET FITNESS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94888
PLNT|PLANET FITNESS, INC.|FTBR|Foliofn Investments, Inc.|7381
PLNT|PLANET FITNESS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
PLNT|PLANET FITNESS, INC.|GLIS|TD Securities Inc|775
PLNT|PLANET FITNESS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|107221
PLNT|PLANET FITNESS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|457901
PLNT|PLANET FITNESS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|19550
PLNT|PLANET FITNESS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|7568
PLNT|PLANET FITNESS, INC.|GTSZ|GTS SECURITIES LLC|137847
PLNT|PLANET FITNESS, INC.|HRBF|American Enterprise Investment Services Inc.|8448
PLNT|PLANET FITNESS, INC.|HSBC|HSBC Securities, Inc.|585
PLNT|PLANET FITNESS, INC.|IATS|INTERACTIVE BROKERS LLC|18250
PLNT|PLANET FITNESS, INC.|IBKR|Interactive Brokers Llc|36274
PLNT|PLANET FITNESS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|469
PLNT|PLANET FITNESS, INC.|ICBX|INSTINET, LLC|100615
PLNT|PLANET FITNESS, INC.|IEQY|CITADEL SECURITIES LLC|31085
PLNT|PLANET FITNESS, INC.|INCA|INSTINET, LLC|222364
PLNT|PLANET FITNESS, INC.|INJX|INSTINET, LLC|4242
PLNT|PLANET FITNESS, INC.|ITGI|ITG Inc.|42702
PLNT|PLANET FITNESS, INC.|ITGP|ITG INC.|206200
PLNT|PLANET FITNESS, INC.|JANY|Janney Montgomery Scott Inc.|1322
PLNT|PLANET FITNESS, INC.|JEFF|JEFFERIES LLC|273234
PLNT|PLANET FITNESS, INC.|JMPT|JUMP TRADING, LLC|63927
PLNT|PLANET FITNESS, INC.|JONE|JonesTrading|25
PLNT|PLANET FITNESS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|159600
PLNT|PLANET FITNESS, INC.|JPMX|J.P. Morgan Securities LLC|701434
PLNT|PLANET FITNESS, INC.|JSJX|JANE STREET CAPITAL LLC|40222
PLNT|PLANET FITNESS, INC.|KCGM|VIRTU Americas LLC|63625
PLNT|PLANET FITNESS, INC.|LEHM|Barclays Capital Inc./Le|455774
PLNT|PLANET FITNESS, INC.|LIME|Lime Brokerage LLC|26751
PLNT|PLANET FITNESS, INC.|LOOP|Loop Capital Markets LLC|47888
PLNT|PLANET FITNESS, INC.|LQNA|LIQUIDNET, INC.|272000
PLNT|PLANET FITNESS, INC.|LSCI|Lek Securities Corporation|2032
PLNT|PLANET FITNESS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PLNT|PLANET FITNESS, INC.|MACQ|Macquarie Capital (USA) Inc.|1200
PLNT|PLANET FITNESS, INC.|MAXM|Maxim Group LLC|1461
PLNT|PLANET FITNESS, INC.|MBTS|ALLY INVEST SECURITIES LLC|6740
PLNT|PLANET FITNESS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|199114
PLNT|PLANET FITNESS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1800
PLNT|PLANET FITNESS, INC.|MOTF|MOTIF INVESTING, INC.|40
PLNT|PLANET FITNESS, INC.|MSCO|MORGAN STANLEY & CO. LLC|1194277
PLNT|PLANET FITNESS, INC.|MSPL|MORGAN STANLEY & CO. LLC|512300
PLNT|PLANET FITNESS, INC.|MSTX|MORGAN STANLEY & CO. LLC|209700
PLNT|PLANET FITNESS, INC.|MULL|MARK J. MULLER EQUITIES, INC.|3848
PLNT|PLANET FITNESS, INC.|MZHO|Mizuho Securities USA LLC|26700
PLNT|PLANET FITNESS, INC.|NFSC|National Financial Services LLC|145202
PLNT|PLANET FITNESS, INC.|NITE|VIRTU Americas LLC|482890
PLNT|PLANET FITNESS, INC.|NITP|VIRTU Americas LLC|400
PLNT|PLANET FITNESS, INC.|NQRB|Brut, LLC|6333
PLNT|PLANET FITNESS, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1000
PLNT|PLANET FITNESS, INC.|NTRC|Northern Trust Securities, Inc.|1506
PLNT|PLANET FITNESS, INC.|OHOS|TWO SIGMA SECURITIES, LLC|34686
PLNT|PLANET FITNESS, INC.|OPCO|Oppenheimer & Co. Inc.|2642
PLNT|PLANET FITNESS, INC.|PDQM|CODA MARKETS, INC.|53702
PLNT|PLANET FITNESS, INC.|PHLY|NASDAQ Execution Services, LLC|2200
PLNT|PLANET FITNESS, INC.|PIPR|Piper Jaffray & Co.|10834
PLNT|PLANET FITNESS, INC.|PWJC|UBS Financial Services, Inc.|1450
PLNT|PLANET FITNESS, INC.|QMSR|QUATTRO M SECURITIES INC.|7
PLNT|PLANET FITNESS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|13074
PLNT|PLANET FITNESS, INC.|RGLD|Regal Securities, Inc|200
PLNT|PLANET FITNESS, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|5500
PLNT|PLANET FITNESS, INC.|SAGL|SAGETRADER, LLC|17803
PLNT|PLANET FITNESS, INC.|SAGW|SAGETRADER, LLC|39
PLNT|PLANET FITNESS, INC.|SBSH|Citigroup Global Markets Inc.|201276
PLNT|PLANET FITNESS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|209200
PLNT|PLANET FITNESS, INC.|SPDR|SPEEDROUTE LLC|2900
PLNT|PLANET FITNESS, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|850
PLNT|PLANET FITNESS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|48382
PLNT|PLANET FITNESS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|112
PLNT|PLANET FITNESS, INC.|SWIM|TD Ameritrade, Inc.|36331
PLNT|PLANET FITNESS, INC.|SWST|Hilltop Securities Inc.|9800
PLNT|PLANET FITNESS, INC.|TKNG|ALLY INVEST SECURITIES LLC|1739
PLNT|PLANET FITNESS, INC.|TOUR|TOURMALINE PARTNERS, LLC|17694
PLNT|PLANET FITNESS, INC.|TRBT|Tradebot Systems, Inc.|312074
PLNT|PLANET FITNESS, INC.|TRCM|TRC MARKETS LLC|62595
PLNT|PLANET FITNESS, INC.|TWTT|TASTYWORKS, INC.|1000
PLNT|PLANET FITNESS, INC.|UBSA|UBS SECURITIES LLC|702943
PLNT|PLANET FITNESS, INC.|UBSS|UBS Securities LLC|1539747
PLNT|PLANET FITNESS, INC.|VALX|VIRTU AMERICAS LLC|9214
PLNT|PLANET FITNESS, INC.|VERT|The Vertical Trading Group, LLC|225
PLNT|PLANET FITNESS, INC.|VGRD|Vanguard Marketing Corporation|11048
PLNT|PLANET FITNESS, INC.|VNDM|Wall Street Access|1512
PLNT|PLANET FITNESS, INC.|WBLR|WILLIAM BLAIR|9863
PLNT|PLANET FITNESS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|244
PLNT|PLANET FITNESS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|67493
PLNT|PLANET FITNESS, INC.|WEED|Weeden & Co.L.P.|1416
PLNT|PLANET FITNESS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7742
PLNT|PLANET FITNESS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29330
PLNT|PLANET FITNESS, INC.|WGIF|CIBC World Markets Inc.|1110
PLNT|PLANET FITNESS, INC.|WSEA|WOLVERINE SECURITIES, LLC|13985
PLNT|PLANET FITNESS, INC.|WTFS|JUST2TRADE, INC.|500
PLNT|PLANET FITNESS, INC.|XIST|INSTINET, LLC|66400
PLNT|PLANET FITNESS, INC.|XPQR|Jump Trading|1500
PLNT|PLANET FITNESS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|60372
PLNT|PLANET FITNESS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|982
PLNT|PLANET FITNESS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3533
PLOW|DOUGLAS DYNAMICS|ANOS|ABEL/NOSER, L.L.C.|253
PLOW|DOUGLAS DYNAMICS|APCC|Apex Clearing Corporation|42
PLOW|DOUGLAS DYNAMICS|BANK|Primevest Financial Services, Inc.|1
PLOW|DOUGLAS DYNAMICS|BARD|Robert W. Baird & Co. Incorporated|1115
PLOW|DOUGLAS DYNAMICS|BATM|CBOE TRADING, INC.|640
PLOW|DOUGLAS DYNAMICS|BERN|Sanford C. Bernstein & Co., LLC|478
PLOW|DOUGLAS DYNAMICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|204
PLOW|DOUGLAS DYNAMICS|BNPX|BNP PARIBAS SECURITIES CORP.|1144
PLOW|DOUGLAS DYNAMICS|BYXM|CBOE TRADING, INC.|200
PLOW|DOUGLAS DYNAMICS|BZYD|GOLDMAN SACHS & CO. LLC|500
PLOW|DOUGLAS DYNAMICS|CHAS|Charles Schwab & Co., Inc.|551
PLOW|DOUGLAS DYNAMICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20554
PLOW|DOUGLAS DYNAMICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PLOW|DOUGLAS DYNAMICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21334
PLOW|DOUGLAS DYNAMICS|CTDL|Citadel Derivatives Group Llc|383
PLOW|DOUGLAS DYNAMICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4232
PLOW|DOUGLAS DYNAMICS|DBAB|Deutsche Bank Securities Inc.|8207
PLOW|DOUGLAS DYNAMICS|DBAX|Deutsche Bank Securities Inc.|16800
PLOW|DOUGLAS DYNAMICS|DBUL|Deutsche Bank Securities Inc.|100
PLOW|DOUGLAS DYNAMICS|DEAN|MORGAN STANLEY|525
PLOW|DOUGLAS DYNAMICS|DEGS|RONIN PROFESSIONAL LLC|651
PLOW|DOUGLAS DYNAMICS|EBXL|EBX LLC|15900
PLOW|DOUGLAS DYNAMICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|7782
PLOW|DOUGLAS DYNAMICS|EDJO|Edward D. Jones & Co., L.P.|192
PLOW|DOUGLAS DYNAMICS|EGAM|CBOE TRADING, INC.|1005
PLOW|DOUGLAS DYNAMICS|EGMT|EG MARKET TECHNOLOGIES LLC|332
PLOW|DOUGLAS DYNAMICS|EGXM|CBOE TRADING, INC.|201
PLOW|DOUGLAS DYNAMICS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|13
PLOW|DOUGLAS DYNAMICS|ETRS|E*Trade Securities LLC|2261
PLOW|DOUGLAS DYNAMICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3538
PLOW|DOUGLAS DYNAMICS|FTBR|Foliofn Investments, Inc.|8379
PLOW|DOUGLAS DYNAMICS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
PLOW|DOUGLAS DYNAMICS|GLPX|ACS EXECUTION SERVICES, LLC|100
PLOW|DOUGLAS DYNAMICS|GSCO|GOLDMAN SACHS & CO. LLC|18129
PLOW|DOUGLAS DYNAMICS|GSCS|GOLDMAN SACHS & CO. LLC|100
PLOW|DOUGLAS DYNAMICS|GSLT|GOLDMAN SACHS & CO. LLC|406
PLOW|DOUGLAS DYNAMICS|GTSZ|GTS SECURITIES LLC|4817
PLOW|DOUGLAS DYNAMICS|HPPX|POTAMUS TRADING, LLC|796
PLOW|DOUGLAS DYNAMICS|HRBF|American Enterprise Investment Services Inc.|437
PLOW|DOUGLAS DYNAMICS|IATS|INTERACTIVE BROKERS LLC|600
PLOW|DOUGLAS DYNAMICS|IBKR|Interactive Brokers Llc|3120
PLOW|DOUGLAS DYNAMICS|ICBX|INSTINET, LLC|3610
PLOW|DOUGLAS DYNAMICS|IEQY|CITADEL SECURITIES LLC|2580
PLOW|DOUGLAS DYNAMICS|INCA|INSTINET, LLC|8859
PLOW|DOUGLAS DYNAMICS|ITGI|ITG Inc.|11339
PLOW|DOUGLAS DYNAMICS|ITGP|ITG INC.|19000
PLOW|DOUGLAS DYNAMICS|JANY|Janney Montgomery Scott Inc.|546
PLOW|DOUGLAS DYNAMICS|JEFF|JEFFERIES LLC|1651
PLOW|DOUGLAS DYNAMICS|JONE|JonesTrading|16736
PLOW|DOUGLAS DYNAMICS|JPBX|J.P. MORGAN SECURITIES LLC|913
PLOW|DOUGLAS DYNAMICS|JPMX|J.P. Morgan Securities LLC|44893
PLOW|DOUGLAS DYNAMICS|KCGM|VIRTU Americas LLC|1955
PLOW|DOUGLAS DYNAMICS|LEHM|Barclays Capital Inc./Le|40111
PLOW|DOUGLAS DYNAMICS|LIME|Lime Brokerage LLC|7277
PLOW|DOUGLAS DYNAMICS|LQNA|LIQUIDNET, INC.|5000
PLOW|DOUGLAS DYNAMICS|LSCI|Lek Securities Corporation|5
PLOW|DOUGLAS DYNAMICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14724
PLOW|DOUGLAS DYNAMICS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|80
PLOW|DOUGLAS DYNAMICS|MSCO|MORGAN STANLEY & CO. LLC|43689
PLOW|DOUGLAS DYNAMICS|MSPL|MORGAN STANLEY & CO. LLC|39900
PLOW|DOUGLAS DYNAMICS|MSTX|MORGAN STANLEY & CO. LLC|5000
PLOW|DOUGLAS DYNAMICS|NFSC|National Financial Services LLC|38861
PLOW|DOUGLAS DYNAMICS|NITE|VIRTU Americas LLC|55829
PLOW|DOUGLAS DYNAMICS|NQRB|Brut, LLC|100
PLOW|DOUGLAS DYNAMICS|OPCO|Oppenheimer & Co. Inc.|500
PLOW|DOUGLAS DYNAMICS|PDQM|CODA MARKETS, INC.|3880
PLOW|DOUGLAS DYNAMICS|RBCM|RBC CAPITAL MARKETS, LLC|2133
PLOW|DOUGLAS DYNAMICS|SBRX|MURIEL SIEBERT & CO INC|60
PLOW|DOUGLAS DYNAMICS|SBSH|Citigroup Global Markets Inc.|10457
PLOW|DOUGLAS DYNAMICS|SGMT|GOLDMAN SACHS & CO. LLC|5217
PLOW|DOUGLAS DYNAMICS|SPDR|SPEEDROUTE LLC|838
PLOW|DOUGLAS DYNAMICS|STFL|Stifel, Nicolaus & Company, Incorporated|1140
PLOW|DOUGLAS DYNAMICS|STKP|STOCKPILE INVESTMENTS, INC.|4
PLOW|DOUGLAS DYNAMICS|SWIM|TD Ameritrade, Inc.|1516
PLOW|DOUGLAS DYNAMICS|TRBT|Tradebot Systems, Inc.|500
PLOW|DOUGLAS DYNAMICS|TRCM|TRC MARKETS LLC|3096
PLOW|DOUGLAS DYNAMICS|UBSA|UBS SECURITIES LLC|40282
PLOW|DOUGLAS DYNAMICS|UBSS|UBS Securities LLC|40172
PLOW|DOUGLAS DYNAMICS|VALX|VIRTU AMERICAS LLC|4458
PLOW|DOUGLAS DYNAMICS|VGRD|Vanguard Marketing Corporation|547
PLOW|DOUGLAS DYNAMICS|WCHV|WELLS FARGO SECURITIES, LLC|7693
PLOW|DOUGLAS DYNAMICS|WEDB|WEDBUSH SECURITIES INC.|123
PLOW|DOUGLAS DYNAMICS|WEED|Weeden & Co.L.P.|760
PLOW|DOUGLAS DYNAMICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|546
PLOW|DOUGLAS DYNAMICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1644
PLOW|DOUGLAS DYNAMICS|WSEA|WOLVERINE SECURITIES, LLC|118
PLOW|DOUGLAS DYNAMICS|XIST|INSTINET, LLC|1400
PLOW|DOUGLAS DYNAMICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4450
PLOW|DOUGLAS DYNAMICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|401
PLPC|PREFORMED LINE PRD##|ALTX|Alternet Securities Inc.|800
PLPC|PREFORMED LINE PRD##|APCC|Apex Clearing Corporation|223
PLPC|PREFORMED LINE PRD##|BATM|CBOE TRADING, INC.|696
PLPC|PREFORMED LINE PRD##|BERN|Sanford C. Bernstein & Co., LLC|1417
PLPC|PREFORMED LINE PRD##|BMOC|BMO Capital Markets Corp.|488
PLPC|PREFORMED LINE PRD##|BNPX|BNP PARIBAS SECURITIES CORP.|298
PLPC|PREFORMED LINE PRD##|BTIG|BTIG, LLC|95
PLPC|PREFORMED LINE PRD##|BYXM|CBOE TRADING, INC.|105
PLPC|PREFORMED LINE PRD##|BZYD|GOLDMAN SACHS & CO. LLC|79
PLPC|PREFORMED LINE PRD##|CANT|Cantor Fitzgerald & Co.|300
PLPC|PREFORMED LINE PRD##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|898
PLPC|PREFORMED LINE PRD##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24347
PLPC|PREFORMED LINE PRD##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17250
PLPC|PREFORMED LINE PRD##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4994
PLPC|PREFORMED LINE PRD##|CTDL|Citadel Derivatives Group Llc|449
PLPC|PREFORMED LINE PRD##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1004
PLPC|PREFORMED LINE PRD##|DBAB|Deutsche Bank Securities Inc.|5495
PLPC|PREFORMED LINE PRD##|DBAX|Deutsche Bank Securities Inc.|3500
PLPC|PREFORMED LINE PRD##|DBUL|Deutsche Bank Securities Inc.|205
PLPC|PREFORMED LINE PRD##|EBXL|EBX LLC|2500
PLPC|PREFORMED LINE PRD##|EGAM|CBOE TRADING, INC.|400
PLPC|PREFORMED LINE PRD##|ETCC|Electronic Transaction Clearing, Inc.|13265
PLPC|PREFORMED LINE PRD##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
PLPC|PREFORMED LINE PRD##|ETRS|E*Trade Securities LLC|697
PLPC|PREFORMED LINE PRD##|FBCO|Credit Suisse Securities (USA) LLC|19764
PLPC|PREFORMED LINE PRD##|FINX|FINTECH SECURITIES|190
PLPC|PREFORMED LINE PRD##|FOMA|TD AMERITRADE CLEARING, INC.|5784
PLPC|PREFORMED LINE PRD##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3337
PLPC|PREFORMED LINE PRD##|FTBR|Foliofn Investments, Inc.|748
PLPC|PREFORMED LINE PRD##|GEBB|GLOBAL EXECUTION BROKERS, LP|501
PLPC|PREFORMED LINE PRD##|GLPX|ACS EXECUTION SERVICES, LLC|4549
PLPC|PREFORMED LINE PRD##|GSCO|GOLDMAN SACHS & CO. LLC|26439
PLPC|PREFORMED LINE PRD##|GSCS|GOLDMAN SACHS & CO. LLC|1630
PLPC|PREFORMED LINE PRD##|GSLT|GOLDMAN SACHS & CO. LLC|177
PLPC|PREFORMED LINE PRD##|GTSZ|GTS SECURITIES LLC|6255
PLPC|PREFORMED LINE PRD##|IATS|INTERACTIVE BROKERS LLC|4088
PLPC|PREFORMED LINE PRD##|IBKR|Interactive Brokers Llc|22364
PLPC|PREFORMED LINE PRD##|ICBX|INSTINET, LLC|800
PLPC|PREFORMED LINE PRD##|IEQY|CITADEL SECURITIES LLC|1939
PLPC|PREFORMED LINE PRD##|INCA|INSTINET, LLC|23494
PLPC|PREFORMED LINE PRD##|INJX|INSTINET, LLC|1710
PLPC|PREFORMED LINE PRD##|ITGI|ITG Inc.|9900
PLPC|PREFORMED LINE PRD##|ITGP|ITG INC.|4400
PLPC|PREFORMED LINE PRD##|JANY|Janney Montgomery Scott Inc.|29
PLPC|PREFORMED LINE PRD##|JEFF|JEFFERIES LLC|8766
PLPC|PREFORMED LINE PRD##|JPMX|J.P. Morgan Securities LLC|15140
PLPC|PREFORMED LINE PRD##|KCGM|VIRTU Americas LLC|717
PLPC|PREFORMED LINE PRD##|LEHM|Barclays Capital Inc./Le|7943
PLPC|PREFORMED LINE PRD##|LIME|Lime Brokerage LLC|12442
PLPC|PREFORMED LINE PRD##|LMGP|LIME BROKERAGE LLC|720
PLPC|PREFORMED LINE PRD##|LOOP|Loop Capital Markets LLC|100
PLPC|PREFORMED LINE PRD##|LQNA|LIQUIDNET, INC.|6200
PLPC|PREFORMED LINE PRD##|MAXM|Maxim Group LLC|242
PLPC|PREFORMED LINE PRD##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4808
PLPC|PREFORMED LINE PRD##|MOTF|MOTIF INVESTING, INC.|1
PLPC|PREFORMED LINE PRD##|MSCO|MORGAN STANLEY & CO. LLC|36485
PLPC|PREFORMED LINE PRD##|MSPL|MORGAN STANLEY & CO. LLC|2100
PLPC|PREFORMED LINE PRD##|NFSC|National Financial Services LLC|2498
PLPC|PREFORMED LINE PRD##|NITE|VIRTU Americas LLC|15252
PLPC|PREFORMED LINE PRD##|NQRB|Brut, LLC|200
PLPC|PREFORMED LINE PRD##|PDQM|CODA MARKETS, INC.|6834
PLPC|PREFORMED LINE PRD##|RAJA|Raymond James & Associates, Inc.|97
PLPC|PREFORMED LINE PRD##|SBSH|Citigroup Global Markets Inc.|3854
PLPC|PREFORMED LINE PRD##|SGMT|GOLDMAN SACHS & CO. LLC|1014
PLPC|PREFORMED LINE PRD##|SPDR|SPEEDROUTE LLC|2840
PLPC|PREFORMED LINE PRD##|SWIM|TD Ameritrade, Inc.|259
PLPC|PREFORMED LINE PRD##|TRBT|Tradebot Systems, Inc.|475
PLPC|PREFORMED LINE PRD##|TRCM|TRC MARKETS LLC|17643
PLPC|PREFORMED LINE PRD##|UBSA|UBS SECURITIES LLC|7261
PLPC|PREFORMED LINE PRD##|UBSS|UBS Securities LLC|13721
PLPC|PREFORMED LINE PRD##|VALX|VIRTU AMERICAS LLC|1866
PLPC|PREFORMED LINE PRD##|WCHV|WELLS FARGO SECURITIES, LLC|1132
PLPC|PREFORMED LINE PRD##|WSEA|WOLVERINE SECURITIES, LLC|1
PLPC|PREFORMED LINE PRD##|XIST|INSTINET, LLC|354
PLPC|PREFORMED LINE PRD##|XSTM|NATIONAL FINANCIAL SERVICES LLC|606
PLPC|PREFORMED LINE PRD##|YKNA|COMHAR CAPITAL MARKETS, LLC|463
PLPC|PREFORMED LINE PRD##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22
PLSE|PULSE BIOSCIENCES CS|AGIS|Aegis Capital Corp.|2000
PLSE|PULSE BIOSCIENCES CS|ALTX|Alternet Securities Inc.|403
PLSE|PULSE BIOSCIENCES CS|APCC|Apex Clearing Corporation|12224
PLSE|PULSE BIOSCIENCES CS|BARD|Robert W. Baird & Co. Incorporated|715
PLSE|PULSE BIOSCIENCES CS|BATM|CBOE TRADING, INC.|700
PLSE|PULSE BIOSCIENCES CS|BIMI|Banca IMI Securities Corp.|1200
PLSE|PULSE BIOSCIENCES CS|BMOC|BMO Capital Markets Corp.|1569
PLSE|PULSE BIOSCIENCES CS|BNPX|BNP PARIBAS SECURITIES CORP.|737
PLSE|PULSE BIOSCIENCES CS|BTIG|BTIG, LLC|24
PLSE|PULSE BIOSCIENCES CS|CHAS|Charles Schwab & Co., Inc.|300
PLSE|PULSE BIOSCIENCES CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1883
PLSE|PULSE BIOSCIENCES CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1436
PLSE|PULSE BIOSCIENCES CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
PLSE|PULSE BIOSCIENCES CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13538
PLSE|PULSE BIOSCIENCES CS|CTDL|Citadel Derivatives Group Llc|4637
PLSE|PULSE BIOSCIENCES CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|740
PLSE|PULSE BIOSCIENCES CS|DBAB|Deutsche Bank Securities Inc.|45749
PLSE|PULSE BIOSCIENCES CS|DBAX|Deutsche Bank Securities Inc.|7000
PLSE|PULSE BIOSCIENCES CS|DEGS|RONIN PROFESSIONAL LLC|14618
PLSE|PULSE BIOSCIENCES CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4813
PLSE|PULSE BIOSCIENCES CS|EBXL|EBX LLC|8800
PLSE|PULSE BIOSCIENCES CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|8927
PLSE|PULSE BIOSCIENCES CS|EDJO|Edward D. Jones & Co., L.P.|100
PLSE|PULSE BIOSCIENCES CS|EGAM|CBOE TRADING, INC.|1850
PLSE|PULSE BIOSCIENCES CS|EGMT|EG MARKET TECHNOLOGIES LLC|490
PLSE|PULSE BIOSCIENCES CS|EGXM|CBOE TRADING, INC.|100
PLSE|PULSE BIOSCIENCES CS|EGXW|CBOE TRADING, INC.|1
PLSE|PULSE BIOSCIENCES CS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|204
PLSE|PULSE BIOSCIENCES CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|426
PLSE|PULSE BIOSCIENCES CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3530
PLSE|PULSE BIOSCIENCES CS|ETRS|E*Trade Securities LLC|38569
PLSE|PULSE BIOSCIENCES CS|FBCO|Credit Suisse Securities (USA) LLC|31358
PLSE|PULSE BIOSCIENCES CS|FILL|Tradestation Securities, Inc.|2107
PLSE|PULSE BIOSCIENCES CS|FOMA|TD AMERITRADE CLEARING, INC.|124524
PLSE|PULSE BIOSCIENCES CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11835
PLSE|PULSE BIOSCIENCES CS|FTBR|Foliofn Investments, Inc.|9
PLSE|PULSE BIOSCIENCES CS|GEBB|GLOBAL EXECUTION BROKERS, LP|8435
PLSE|PULSE BIOSCIENCES CS|GLPX|ACS EXECUTION SERVICES, LLC|3537
PLSE|PULSE BIOSCIENCES CS|GSCO|GOLDMAN SACHS & CO. LLC|98080
PLSE|PULSE BIOSCIENCES CS|GSLT|GOLDMAN SACHS & CO. LLC|300
PLSE|PULSE BIOSCIENCES CS|GTSZ|GTS SECURITIES LLC|14339
PLSE|PULSE BIOSCIENCES CS|IATS|INTERACTIVE BROKERS LLC|17323
PLSE|PULSE BIOSCIENCES CS|IBKR|Interactive Brokers Llc|66322
PLSE|PULSE BIOSCIENCES CS|ICBX|INSTINET, LLC|400
PLSE|PULSE BIOSCIENCES CS|IEQY|CITADEL SECURITIES LLC|8931
PLSE|PULSE BIOSCIENCES CS|INCA|INSTINET, LLC|10456
PLSE|PULSE BIOSCIENCES CS|INJX|INSTINET, LLC|740
PLSE|PULSE BIOSCIENCES CS|ITGI|ITG Inc.|5615
PLSE|PULSE BIOSCIENCES CS|ITGP|ITG INC.|3000
PLSE|PULSE BIOSCIENCES CS|JEFF|JEFFERIES LLC|7395
PLSE|PULSE BIOSCIENCES CS|JMPT|JUMP TRADING, LLC|927
PLSE|PULSE BIOSCIENCES CS|JPMX|J.P. Morgan Securities LLC|6575
PLSE|PULSE BIOSCIENCES CS|JSJX|JANE STREET CAPITAL LLC|1089
PLSE|PULSE BIOSCIENCES CS|KCGM|VIRTU Americas LLC|572
PLSE|PULSE BIOSCIENCES CS|LEHM|Barclays Capital Inc./Le|67661
PLSE|PULSE BIOSCIENCES CS|LIME|Lime Brokerage LLC|38587
PLSE|PULSE BIOSCIENCES CS|MAXM|Maxim Group LLC|1044
PLSE|PULSE BIOSCIENCES CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1900
PLSE|PULSE BIOSCIENCES CS|MSCO|MORGAN STANLEY & CO. LLC|192912
PLSE|PULSE BIOSCIENCES CS|MSPL|MORGAN STANLEY & CO. LLC|12200
PLSE|PULSE BIOSCIENCES CS|NATL|National Securities Corporation|15000
PLSE|PULSE BIOSCIENCES CS|NFSC|National Financial Services LLC|42463
PLSE|PULSE BIOSCIENCES CS|NITE|VIRTU Americas LLC|128340
PLSE|PULSE BIOSCIENCES CS|OPCO|Oppenheimer & Co. Inc.|4000
PLSE|PULSE BIOSCIENCES CS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3560
PLSE|PULSE BIOSCIENCES CS|PDQM|CODA MARKETS, INC.|7222
PLSE|PULSE BIOSCIENCES CS|PWJC|UBS Financial Services, Inc.|1000
PLSE|PULSE BIOSCIENCES CS|RBCM|RBC CAPITAL MARKETS, LLC|600
PLSE|PULSE BIOSCIENCES CS|RGLD|Regal Securities, Inc|3
PLSE|PULSE BIOSCIENCES CS|SAGL|SAGETRADER, LLC|5825
PLSE|PULSE BIOSCIENCES CS|SBSH|Citigroup Global Markets Inc.|16590
PLSE|PULSE BIOSCIENCES CS|SGMT|GOLDMAN SACHS & CO. LLC|2875
PLSE|PULSE BIOSCIENCES CS|SPDR|SPEEDROUTE LLC|1023
PLSE|PULSE BIOSCIENCES CS|SPTD|MINT GLOBAL MARKETS, INC.|410
PLSE|PULSE BIOSCIENCES CS|STFL|Stifel, Nicolaus & Company, Incorporated|600
PLSE|PULSE BIOSCIENCES CS|STKP|STOCKPILE INVESTMENTS, INC.|152
PLSE|PULSE BIOSCIENCES CS|SWIM|TD Ameritrade, Inc.|16782
PLSE|PULSE BIOSCIENCES CS|SWST|Hilltop Securities Inc.|3054
PLSE|PULSE BIOSCIENCES CS|TKNG|ALLY INVEST SECURITIES LLC|160
PLSE|PULSE BIOSCIENCES CS|TRCM|TRC MARKETS LLC|4427
PLSE|PULSE BIOSCIENCES CS|UBSA|UBS SECURITIES LLC|39046
PLSE|PULSE BIOSCIENCES CS|UBSS|UBS Securities LLC|209208
PLSE|PULSE BIOSCIENCES CS|VALX|VIRTU AMERICAS LLC|4603
PLSE|PULSE BIOSCIENCES CS|VGRD|Vanguard Marketing Corporation|7820
PLSE|PULSE BIOSCIENCES CS|WCHV|WELLS FARGO SECURITIES, LLC|13497
PLSE|PULSE BIOSCIENCES CS|WDNX|WEEDEN & CO.L.P.|5644
PLSE|PULSE BIOSCIENCES CS|WEED|Weeden & Co.L.P.|10
PLSE|PULSE BIOSCIENCES CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|482
PLSE|PULSE BIOSCIENCES CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3698
PLSE|PULSE BIOSCIENCES CS|WGIF|CIBC World Markets Inc.|75
PLSE|PULSE BIOSCIENCES CS|WSEA|WOLVERINE SECURITIES, LLC|658
PLSE|PULSE BIOSCIENCES CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
PLSE|PULSE BIOSCIENCES CS|YKNA|COMHAR CAPITAL MARKETS, LLC|660
PLSE|PULSE BIOSCIENCES CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1300
PLT|PLANTRONICS INC|ALTX|Alternet Securities Inc.|900
PLT|PLANTRONICS INC|ANOS|ABEL/NOSER, L.L.C.|966
PLT|PLANTRONICS INC|APCC|Apex Clearing Corporation|27
PLT|PLANTRONICS INC|BANK|Primevest Financial Services, Inc.|19
PLT|PLANTRONICS INC|BATM|CBOE TRADING, INC.|337
PLT|PLANTRONICS INC|BERN|Sanford C. Bernstein & Co., LLC|2216
PLT|PLANTRONICS INC|BIDS|BIDS TRADING L.P.|100
PLT|PLANTRONICS INC|BKCM|BNY Mellon Capital Markets LLC|8408
PLT|PLANTRONICS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|833
PLT|PLANTRONICS INC|BNPX|BNP PARIBAS SECURITIES CORP.|3724
PLT|PLANTRONICS INC|BRVL|BLAYLOCK VAN, LLC|100
PLT|PLANTRONICS INC|BTIG|BTIG, LLC|423
PLT|PLANTRONICS INC|BYXM|CBOE TRADING, INC.|71
PLT|PLANTRONICS INC|BZYD|GOLDMAN SACHS & CO. LLC|300
PLT|PLANTRONICS INC|CANT|Cantor Fitzgerald & Co.|23
PLT|PLANTRONICS INC|CHAS|Charles Schwab & Co., Inc.|2
PLT|PLANTRONICS INC|CIST|Capital Institutional Services, Inc.|6027
PLT|PLANTRONICS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53190
PLT|PLANTRONICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|60274
PLT|PLANTRONICS INC|CTDL|Citadel Derivatives Group Llc|14283
PLT|PLANTRONICS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|14338
PLT|PLANTRONICS INC|DBAB|Deutsche Bank Securities Inc.|98920
PLT|PLANTRONICS INC|DBAX|Deutsche Bank Securities Inc.|25300
PLT|PLANTRONICS INC|DEAN|MORGAN STANLEY|48
PLT|PLANTRONICS INC|EBXL|EBX LLC|41100
PLT|PLANTRONICS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|658
PLT|PLANTRONICS INC|EDJO|Edward D. Jones & Co., L.P.|9
PLT|PLANTRONICS INC|EGAM|CBOE TRADING, INC.|681
PLT|PLANTRONICS INC|EGMT|EG MARKET TECHNOLOGIES LLC|319
PLT|PLANTRONICS INC|EGXM|CBOE TRADING, INC.|82
PLT|PLANTRONICS INC|ETBE|Electronic Transaction Clearing, Inc.|450
PLT|PLANTRONICS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|141
PLT|PLANTRONICS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7022
PLT|PLANTRONICS INC|ETRS|E*Trade Securities LLC|41048
PLT|PLANTRONICS INC|FILL|Tradestation Securities, Inc.|620
PLT|PLANTRONICS INC|FMAF|NBCN Inc./ CDS|27
PLT|PLANTRONICS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24989
PLT|PLANTRONICS INC|FQLS|Quantlab Securities LP|41564
PLT|PLANTRONICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32320
PLT|PLANTRONICS INC|FTBR|Foliofn Investments, Inc.|3202
PLT|PLANTRONICS INC|GLPX|ACS EXECUTION SERVICES, LLC|2845
PLT|PLANTRONICS INC|GSCO|GOLDMAN SACHS & CO. LLC|86229
PLT|PLANTRONICS INC|GSCS|GOLDMAN SACHS & CO. LLC|2011
PLT|PLANTRONICS INC|GSLT|GOLDMAN SACHS & CO. LLC|484
PLT|PLANTRONICS INC|GTSZ|GTS SECURITIES LLC|19642
PLT|PLANTRONICS INC|HRBF|American Enterprise Investment Services Inc.|228
PLT|PLANTRONICS INC|IATS|INTERACTIVE BROKERS LLC|4305
PLT|PLANTRONICS INC|IBKR|Interactive Brokers Llc|847
PLT|PLANTRONICS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|467
PLT|PLANTRONICS INC|ICBX|INSTINET, LLC|6400
PLT|PLANTRONICS INC|IEQY|CITADEL SECURITIES LLC|29810
PLT|PLANTRONICS INC|INCA|INSTINET, LLC|41387
PLT|PLANTRONICS INC|INJX|INSTINET, LLC|2642
PLT|PLANTRONICS INC|ITGI|ITG Inc.|11083
PLT|PLANTRONICS INC|ITGP|ITG INC.|17600
PLT|PLANTRONICS INC|JEFF|JEFFERIES LLC|16058
PLT|PLANTRONICS INC|JMPT|JUMP TRADING, LLC|13640
PLT|PLANTRONICS INC|JPBX|J.P. MORGAN SECURITIES LLC|6352
PLT|PLANTRONICS INC|JPMX|J.P. Morgan Securities LLC|53896
PLT|PLANTRONICS INC|JSJX|JANE STREET CAPITAL LLC|8774
PLT|PLANTRONICS INC|KCGM|VIRTU Americas LLC|15476
PLT|PLANTRONICS INC|LEHM|Barclays Capital Inc./Le|70043
PLT|PLANTRONICS INC|LIME|Lime Brokerage LLC|6609
PLT|PLANTRONICS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|90666
PLT|PLANTRONICS INC|LOOP|Loop Capital Markets LLC|1680
PLT|PLANTRONICS INC|LQNA|LIQUIDNET, INC.|5000
PLT|PLANTRONICS INC|LSCI|Lek Securities Corporation|2
PLT|PLANTRONICS INC|MAVB|Great Point Capital LLC|2100
PLT|PLANTRONICS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19600
PLT|PLANTRONICS INC|MOTF|MOTIF INVESTING, INC.|1
PLT|PLANTRONICS INC|MSCO|MORGAN STANLEY & CO. LLC|190845
PLT|PLANTRONICS INC|MSPL|MORGAN STANLEY & CO. LLC|69200
PLT|PLANTRONICS INC|MSTX|MORGAN STANLEY & CO. LLC|26500
PLT|PLANTRONICS INC|NFSC|National Financial Services LLC|7268
PLT|PLANTRONICS INC|NITE|VIRTU Americas LLC|40038
PLT|PLANTRONICS INC|NQRB|Brut, LLC|1116
PLT|PLANTRONICS INC|NTBF|BMO Nesbitt Burns Inc./CDS|50
PLT|PLANTRONICS INC|NTRC|Northern Trust Securities, Inc.|774
PLT|PLANTRONICS INC|PDQM|CODA MARKETS, INC.|9422
PLT|PLANTRONICS INC|RBCM|RBC CAPITAL MARKETS, LLC|662
PLT|PLANTRONICS INC|SBSH|Citigroup Global Markets Inc.|30702
PLT|PLANTRONICS INC|SGMT|GOLDMAN SACHS & CO. LLC|15832
PLT|PLANTRONICS INC|SPDR|SPEEDROUTE LLC|300
PLT|PLANTRONICS INC|STFL|Stifel, Nicolaus & Company, Incorporated|501
PLT|PLANTRONICS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3150
PLT|PLANTRONICS INC|SWIM|TD Ameritrade, Inc.|998
PLT|PLANTRONICS INC|TKNG|ALLY INVEST SECURITIES LLC|24
PLT|PLANTRONICS INC|TMBR|Timber Hill LLC|102
PLT|PLANTRONICS INC|TRBT|Tradebot Systems, Inc.|13955
PLT|PLANTRONICS INC|TRCM|TRC MARKETS LLC|11507
PLT|PLANTRONICS INC|TWTT|TASTYWORKS, INC.|35
PLT|PLANTRONICS INC|UBSA|UBS SECURITIES LLC|110877
PLT|PLANTRONICS INC|UBSS|UBS Securities LLC|255288
PLT|PLANTRONICS INC|VALX|VIRTU AMERICAS LLC|7082
PLT|PLANTRONICS INC|VGRD|Vanguard Marketing Corporation|1440
PLT|PLANTRONICS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
PLT|PLANTRONICS INC|WCHV|WELLS FARGO SECURITIES, LLC|10575
PLT|PLANTRONICS INC|WDNX|WEEDEN & CO.L.P.|150
PLT|PLANTRONICS INC|WEED|Weeden & Co.L.P.|20
PLT|PLANTRONICS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|93
PLT|PLANTRONICS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|74
PLT|PLANTRONICS INC|WSEA|WOLVERINE SECURITIES, LLC|77
PLT|PLANTRONICS INC|XIST|INSTINET, LLC|35910
PLT|PLANTRONICS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4340
PLT|PLANTRONICS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1117
PLT|PLANTRONICS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|112
PLTM|GRANITESHARES PLATIN|APCC|Apex Clearing Corporation|1
PLTM|GRANITESHARES PLATIN|EBXL|EBX LLC|100
PLTM|GRANITESHARES PLATIN|GSLT|GOLDMAN SACHS & CO. LLC|1100
PLTM|GRANITESHARES PLATIN|HRBF|American Enterprise Investment Services Inc.|400
PLTM|GRANITESHARES PLATIN|JSJX|JANE STREET CAPITAL LLC|29
PLTM|GRANITESHARES PLATIN|MSCO|MORGAN STANLEY & CO. LLC|1100
PLTM|GRANITESHARES PLATIN|NFSC|National Financial Services LLC|109
PLTM|GRANITESHARES PLATIN|NITE|VIRTU Americas LLC|850
PLUG|PLUG POWER INC|ABLE|NATIXIS Securities Americas LLC|101
PLUG|PLUG POWER INC|ALTX|Alternet Securities Inc.|5804
PLUG|PLUG POWER INC|APCC|Apex Clearing Corporation|91521
PLUG|PLUG POWER INC|BANK|Primevest Financial Services, Inc.|1000
PLUG|PLUG POWER INC|BARD|Robert W. Baird & Co. Incorporated|34928
PLUG|PLUG POWER INC|BATM|CBOE TRADING, INC.|1000
PLUG|PLUG POWER INC|BBNT|BB&T SECURITIES, LLC|353
PLUG|PLUG POWER INC|BERN|Sanford C. Bernstein & Co., LLC|27
PLUG|PLUG POWER INC|BIMI|Banca IMI Securities Corp.|21060
PLUG|PLUG POWER INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|91270
PLUG|PLUG POWER INC|BMOC|BMO Capital Markets Corp.|36095
PLUG|PLUG POWER INC|BNPX|BNP PARIBAS SECURITIES CORP.|12112
PLUG|PLUG POWER INC|BTIG|BTIG, LLC|230
PLUG|PLUG POWER INC|CANT|Cantor Fitzgerald & Co.|1325
PLUG|PLUG POWER INC|CHAS|Charles Schwab & Co., Inc.|10180
PLUG|PLUG POWER INC|CIST|Capital Institutional Services, Inc.|800
PLUG|PLUG POWER INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23349
PLUG|PLUG POWER INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
PLUG|PLUG POWER INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|381517
PLUG|PLUG POWER INC|CTDL|Citadel Derivatives Group Llc|72661
PLUG|PLUG POWER INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|446042
PLUG|PLUG POWER INC|DAWA|Daiwa Capital Markets America Inc.|7006
PLUG|PLUG POWER INC|DBAB|Deutsche Bank Securities Inc.|404088
PLUG|PLUG POWER INC|DBAX|Deutsche Bank Securities Inc.|352800
PLUG|PLUG POWER INC|DEAN|MORGAN STANLEY|5674
PLUG|PLUG POWER INC|DEGS|RONIN PROFESSIONAL LLC|90777
PLUG|PLUG POWER INC|EBXL|EBX LLC|258700
PLUG|PLUG POWER INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2500
PLUG|PLUG POWER INC|EDJO|Edward D. Jones & Co., L.P.|26484
PLUG|PLUG POWER INC|EGAM|CBOE TRADING, INC.|53987
PLUG|PLUG POWER INC|EGAW|CBOE TRADING, INC.|1300
PLUG|PLUG POWER INC|EGXM|CBOE TRADING, INC.|1400
PLUG|PLUG POWER INC|EGXW|CBOE TRADING, INC.|87
PLUG|PLUG POWER INC|ETBE|Electronic Transaction Clearing, Inc.|52487
PLUG|PLUG POWER INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|900
PLUG|PLUG POWER INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|40
PLUG|PLUG POWER INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32834
PLUG|PLUG POWER INC|ETRS|E*Trade Securities LLC|3005429
PLUG|PLUG POWER INC|FBCO|Credit Suisse Securities (USA) LLC|618151
PLUG|PLUG POWER INC|FILL|Tradestation Securities, Inc.|72809
PLUG|PLUG POWER INC|FMAF|NBCN Inc./ CDS|18221
PLUG|PLUG POWER INC|FOMA|TD AMERITRADE CLEARING, INC.|13829539
PLUG|PLUG POWER INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7907
PLUG|PLUG POWER INC|FQLS|Quantlab Securities LP|251919
PLUG|PLUG POWER INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9299
PLUG|PLUG POWER INC|FTBR|Foliofn Investments, Inc.|1885
PLUG|PLUG POWER INC|GEBB|GLOBAL EXECUTION BROKERS, LP|125174
PLUG|PLUG POWER INC|GLPX|ACS EXECUTION SERVICES, LLC|5550
PLUG|PLUG POWER INC|GSCO|GOLDMAN SACHS & CO. LLC|943141
PLUG|PLUG POWER INC|GSCS|GOLDMAN SACHS & CO. LLC|135291
PLUG|PLUG POWER INC|GSLT|GOLDMAN SACHS & CO. LLC|71294
PLUG|PLUG POWER INC|GTSZ|GTS SECURITIES LLC|115043
PLUG|PLUG POWER INC|HRBF|American Enterprise Investment Services Inc.|13837
PLUG|PLUG POWER INC|HSBC|HSBC Securities, Inc.|80211
PLUG|PLUG POWER INC|IATS|INTERACTIVE BROKERS LLC|156003
PLUG|PLUG POWER INC|IBKR|Interactive Brokers Llc|501783
PLUG|PLUG POWER INC|ICBX|INSTINET, LLC|110687
PLUG|PLUG POWER INC|IEQY|CITADEL SECURITIES LLC|128955
PLUG|PLUG POWER INC|INCA|INSTINET, LLC|327254
PLUG|PLUG POWER INC|INJX|INSTINET, LLC|3867
PLUG|PLUG POWER INC|ITGI|ITG Inc.|192992
PLUG|PLUG POWER INC|ITGP|ITG INC.|36000
PLUG|PLUG POWER INC|JANY|Janney Montgomery Scott Inc.|3085
PLUG|PLUG POWER INC|JEFF|JEFFERIES LLC|86128
PLUG|PLUG POWER INC|JMPT|JUMP TRADING, LLC|15417
PLUG|PLUG POWER INC|JPMX|J.P. Morgan Securities LLC|306015
PLUG|PLUG POWER INC|JSJX|JANE STREET CAPITAL LLC|2958
PLUG|PLUG POWER INC|KCGM|VIRTU Americas LLC|111181
PLUG|PLUG POWER INC|LEHM|Barclays Capital Inc./Le|1513893
PLUG|PLUG POWER INC|LGNT|COR CLEARING LLC|156
PLUG|PLUG POWER INC|LIME|Lime Brokerage LLC|212778
PLUG|PLUG POWER INC|LMGP|LIME BROKERAGE LLC|12000
PLUG|PLUG POWER INC|LSCI|Lek Securities Corporation|5800
PLUG|PLUG POWER INC|MAXM|Maxim Group LLC|20101
PLUG|PLUG POWER INC|MBTS|ALLY INVEST SECURITIES LLC|121287
PLUG|PLUG POWER INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|704694
PLUG|PLUG POWER INC|MOTF|MOTIF INVESTING, INC.|18
PLUG|PLUG POWER INC|MSCO|MORGAN STANLEY & CO. LLC|2665199
PLUG|PLUG POWER INC|MSPL|MORGAN STANLEY & CO. LLC|682800
PLUG|PLUG POWER INC|MSTX|MORGAN STANLEY & CO. LLC|81600
PLUG|PLUG POWER INC|NATL|National Securities Corporation|20
PLUG|PLUG POWER INC|NFSC|National Financial Services LLC|3238762
PLUG|PLUG POWER INC|NITE|VIRTU Americas LLC|6089252
PLUG|PLUG POWER INC|NITP|VIRTU Americas LLC|235094
PLUG|PLUG POWER INC|NMRA|Nomura Securities International, Inc.|3400
PLUG|PLUG POWER INC|NQRB|Brut, LLC|300
PLUG|PLUG POWER INC|OPCO|Oppenheimer & Co. Inc.|2798
PLUG|PLUG POWER INC|PCFF|Pacific International Securities Inc./CDS|1550
PLUG|PLUG POWER INC|PCPT|PHILLIP CAPITAL INC.|10589
PLUG|PLUG POWER INC|PDQM|CODA MARKETS, INC.|22069
PLUG|PLUG POWER INC|PHLY|NASDAQ Execution Services, LLC|8000
PLUG|PLUG POWER INC|PIPR|Piper Jaffray & Co.|5000
PLUG|PLUG POWER INC|RAJA|Raymond James & Associates, Inc.|19255
PLUG|PLUG POWER INC|RBCM|RBC CAPITAL MARKETS, LLC|12483
PLUG|PLUG POWER INC|RGLD|Regal Securities, Inc|27
PLUG|PLUG POWER INC|SAGL|SAGETRADER, LLC|11248
PLUG|PLUG POWER INC|SBSH|Citigroup Global Markets Inc.|592741
PLUG|PLUG POWER INC|SGMT|GOLDMAN SACHS & CO. LLC|113956
PLUG|PLUG POWER INC|SOGO|Wang Investment Associates, Inc.|355
PLUG|PLUG POWER INC|SPDR|SPEEDROUTE LLC|400
PLUG|PLUG POWER INC|STFL|Stifel, Nicolaus & Company, Incorporated|200
PLUG|PLUG POWER INC|STXG|Stockcross Financial Services, Inc.|400
PLUG|PLUG POWER INC|SWIM|TD Ameritrade, Inc.|828300
PLUG|PLUG POWER INC|SWST|Hilltop Securities Inc.|525
PLUG|PLUG POWER INC|TKNG|ALLY INVEST SECURITIES LLC|47653
PLUG|PLUG POWER INC|TRCM|TRC MARKETS LLC|5698
PLUG|PLUG POWER INC|UBSA|UBS SECURITIES LLC|1118536
PLUG|PLUG POWER INC|UBSS|UBS Securities LLC|1596749
PLUG|PLUG POWER INC|VALX|VIRTU AMERICAS LLC|91633
PLUG|PLUG POWER INC|VGRD|Vanguard Marketing Corporation|208939
PLUG|PLUG POWER INC|VSIN|Vision Financial Markets Llc|165705
PLUG|PLUG POWER INC|WCHV|WELLS FARGO SECURITIES, LLC|225774
PLUG|PLUG POWER INC|WDNX|WEEDEN & CO.L.P.|66800
PLUG|PLUG POWER INC|WEDB|WEDBUSH SECURITIES INC.|1000
PLUG|PLUG POWER INC|WEED|Weeden & Co.L.P.|7
PLUG|PLUG POWER INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12819
PLUG|PLUG POWER INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31744
PLUG|PLUG POWER INC|WGIF|CIBC World Markets Inc.|240294
PLUG|PLUG POWER INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|48
PLUG|PLUG POWER INC|WORD|Worden Capital Management LLC|100
PLUG|PLUG POWER INC|WSEA|WOLVERINE SECURITIES, LLC|94445
PLUG|PLUG POWER INC|XIST|INSTINET, LLC|3360
PLUG|PLUG POWER INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|54000
PLUG|PLUG POWER INC|YKNA|COMHAR CAPITAL MARKETS, LLC|425
PLUG|PLUG POWER INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42590
PLUS|EPLUS INC|APCC|Apex Clearing Corporation|21
PLUS|EPLUS INC|BARD|Robert W. Baird & Co. Incorporated|275
PLUS|EPLUS INC|BATM|CBOE TRADING, INC.|416
PLUS|EPLUS INC|BAYC|BAY CREST PARTNERS, LLC|91
PLUS|EPLUS INC|BBNT|BB&T SECURITIES, LLC|100
PLUS|EPLUS INC|BERN|Sanford C. Bernstein & Co., LLC|1109
PLUS|EPLUS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
PLUS|EPLUS INC|BLKX|INSTINET, LLC|9379
PLUS|EPLUS INC|BMOC|BMO Capital Markets Corp.|2116
PLUS|EPLUS INC|BNPX|BNP PARIBAS SECURITIES CORP.|2366
PLUS|EPLUS INC|BRVL|BLAYLOCK VAN, LLC|200
PLUS|EPLUS INC|BTIG|BTIG, LLC|2038
PLUS|EPLUS INC|BZYD|GOLDMAN SACHS & CO. LLC|800
PLUS|EPLUS INC|CANT|Cantor Fitzgerald & Co.|119
PLUS|EPLUS INC|CHAS|Charles Schwab & Co., Inc.|12203
PLUS|EPLUS INC|CIST|Capital Institutional Services, Inc.|1227
PLUS|EPLUS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7652
PLUS|EPLUS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1330
PLUS|EPLUS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|301
PLUS|EPLUS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23484
PLUS|EPLUS INC|CTDL|Citadel Derivatives Group Llc|1253
PLUS|EPLUS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5506
PLUS|EPLUS INC|DBAB|Deutsche Bank Securities Inc.|86631
PLUS|EPLUS INC|DBAX|Deutsche Bank Securities Inc.|22200
PLUS|EPLUS INC|DBUL|Deutsche Bank Securities Inc.|200
PLUS|EPLUS INC|DEAN|MORGAN STANLEY|1197
PLUS|EPLUS INC|DEGS|RONIN PROFESSIONAL LLC|1354
PLUS|EPLUS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2155
PLUS|EPLUS INC|EBXL|EBX LLC|12100
PLUS|EPLUS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4057
PLUS|EPLUS INC|EGAM|CBOE TRADING, INC.|1330
PLUS|EPLUS INC|EGMT|EG MARKET TECHNOLOGIES LLC|199
PLUS|EPLUS INC|EGXM|CBOE TRADING, INC.|121
PLUS|EPLUS INC|EGXW|CBOE TRADING, INC.|3
PLUS|EPLUS INC|ETBE|Electronic Transaction Clearing, Inc.|40
PLUS|EPLUS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|82
PLUS|EPLUS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6363
PLUS|EPLUS INC|ETRS|E*Trade Securities LLC|7350
PLUS|EPLUS INC|FBCO|Credit Suisse Securities (USA) LLC|60057
PLUS|EPLUS INC|FOMA|TD AMERITRADE CLEARING, INC.|15288
PLUS|EPLUS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|147
PLUS|EPLUS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13413
PLUS|EPLUS INC|FTBR|Foliofn Investments, Inc.|215
PLUS|EPLUS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3731
PLUS|EPLUS INC|GLPX|ACS EXECUTION SERVICES, LLC|998
PLUS|EPLUS INC|GSCO|GOLDMAN SACHS & CO. LLC|108847
PLUS|EPLUS INC|GSCS|GOLDMAN SACHS & CO. LLC|401
PLUS|EPLUS INC|GSLT|GOLDMAN SACHS & CO. LLC|100
PLUS|EPLUS INC|GTSZ|GTS SECURITIES LLC|1213
PLUS|EPLUS INC|HOVD|HOVDE GROUP, LLC|11285
PLUS|EPLUS INC|IATS|INTERACTIVE BROKERS LLC|657
PLUS|EPLUS INC|IBKR|Interactive Brokers Llc|9864
PLUS|EPLUS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|199
PLUS|EPLUS INC|ICBX|INSTINET, LLC|2257
PLUS|EPLUS INC|IEQY|CITADEL SECURITIES LLC|13219
PLUS|EPLUS INC|INCA|INSTINET, LLC|52125
PLUS|EPLUS INC|INJX|INSTINET, LLC|18035
PLUS|EPLUS INC|ITGI|ITG Inc.|24709
PLUS|EPLUS INC|ITGP|ITG INC.|43000
PLUS|EPLUS INC|JEFF|JEFFERIES LLC|34772
PLUS|EPLUS INC|JPBX|J.P. MORGAN SECURITIES LLC|2052
PLUS|EPLUS INC|JPMX|J.P. Morgan Securities LLC|33119
PLUS|EPLUS INC|JSJX|JANE STREET CAPITAL LLC|1166
PLUS|EPLUS INC|KCGM|VIRTU Americas LLC|2410
PLUS|EPLUS INC|LEHM|Barclays Capital Inc./Le|98406
PLUS|EPLUS INC|LIME|Lime Brokerage LLC|35015
PLUS|EPLUS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|32800
PLUS|EPLUS INC|LQNA|LIQUIDNET, INC.|61000
PLUS|EPLUS INC|MAXM|Maxim Group LLC|1342
PLUS|EPLUS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
PLUS|EPLUS INC|MSCO|MORGAN STANLEY & CO. LLC|238675
PLUS|EPLUS INC|MSPL|MORGAN STANLEY & CO. LLC|44700
PLUS|EPLUS INC|MSTX|MORGAN STANLEY & CO. LLC|1400
PLUS|EPLUS INC|NFSC|National Financial Services LLC|22640
PLUS|EPLUS INC|NITE|VIRTU Americas LLC|43859
PLUS|EPLUS INC|NITP|VIRTU Americas LLC|203
PLUS|EPLUS INC|NQRB|Brut, LLC|1290
PLUS|EPLUS INC|OPCO|Oppenheimer & Co. Inc.|73
PLUS|EPLUS INC|PDQM|CODA MARKETS, INC.|2582
PLUS|EPLUS INC|RAJA|Raymond James & Associates, Inc.|286
PLUS|EPLUS INC|RBCM|RBC CAPITAL MARKETS, LLC|127
PLUS|EPLUS INC|SALI|INTL FCSTONE FINANCIAL INC.|23
PLUS|EPLUS INC|SBSH|Citigroup Global Markets Inc.|38433
PLUS|EPLUS INC|SGMT|GOLDMAN SACHS & CO. LLC|6422
PLUS|EPLUS INC|SPDR|SPEEDROUTE LLC|4114
PLUS|EPLUS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|11800
PLUS|EPLUS INC|STFL|Stifel, Nicolaus & Company, Incorporated|510
PLUS|EPLUS INC|SWIM|TD Ameritrade, Inc.|501
PLUS|EPLUS INC|SWST|Hilltop Securities Inc.|29
PLUS|EPLUS INC|TKNG|ALLY INVEST SECURITIES LLC|10
PLUS|EPLUS INC|TRBT|Tradebot Systems, Inc.|8020
PLUS|EPLUS INC|TRCM|TRC MARKETS LLC|18267
PLUS|EPLUS INC|UBSA|UBS SECURITIES LLC|85647
PLUS|EPLUS INC|UBSS|UBS Securities LLC|279488
PLUS|EPLUS INC|VALX|VIRTU AMERICAS LLC|4640
PLUS|EPLUS INC|WCHV|WELLS FARGO SECURITIES, LLC|8764
PLUS|EPLUS INC|WEDB|WEDBUSH SECURITIES INC.|1632
PLUS|EPLUS INC|WEED|Weeden & Co.L.P.|476
PLUS|EPLUS INC|WSEA|WOLVERINE SECURITIES, LLC|10
PLUS|EPLUS INC|XIST|INSTINET, LLC|15606
PLUS|EPLUS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1568
PLUS|EPLUS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|86
PLW|INVESCO 1-30 LAD TRE|APCC|Apex Clearing Corporation|9
PLW|INVESCO 1-30 LAD TRE|BATM|CBOE TRADING, INC.|1600
PLW|INVESCO 1-30 LAD TRE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1569
PLW|INVESCO 1-30 LAD TRE|CANT|Cantor Fitzgerald & Co.|61155
PLW|INVESCO 1-30 LAD TRE|CHAS|Charles Schwab & Co., Inc.|1
PLW|INVESCO 1-30 LAD TRE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5925
PLW|INVESCO 1-30 LAD TRE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37672
PLW|INVESCO 1-30 LAD TRE|CSIN|Citadel Securities Institutional LLC|4995
PLW|INVESCO 1-30 LAD TRE|DBAX|Deutsche Bank Securities Inc.|200
PLW|INVESCO 1-30 LAD TRE|DEAN|MORGAN STANLEY|135
PLW|INVESCO 1-30 LAD TRE|EBXL|EBX LLC|300
PLW|INVESCO 1-30 LAD TRE|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
PLW|INVESCO 1-30 LAD TRE|EDJO|Edward D. Jones & Co., L.P.|1473
PLW|INVESCO 1-30 LAD TRE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|296
PLW|INVESCO 1-30 LAD TRE|ETRS|E*Trade Securities LLC|57
PLW|INVESCO 1-30 LAD TRE|FBCO|Credit Suisse Securities (USA) LLC|4504
PLW|INVESCO 1-30 LAD TRE|FILL|Tradestation Securities, Inc.|400
PLW|INVESCO 1-30 LAD TRE|FLTU|FLOW TRADERS US LLC|98109
PLW|INVESCO 1-30 LAD TRE|FOMA|TD AMERITRADE CLEARING, INC.|116994
PLW|INVESCO 1-30 LAD TRE|FTBR|Foliofn Investments, Inc.|23
PLW|INVESCO 1-30 LAD TRE|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
PLW|INVESCO 1-30 LAD TRE|GSCO|GOLDMAN SACHS & CO. LLC|2942
PLW|INVESCO 1-30 LAD TRE|HRBF|American Enterprise Investment Services Inc.|128
PLW|INVESCO 1-30 LAD TRE|IBKR|Interactive Brokers Llc|130
PLW|INVESCO 1-30 LAD TRE|ICBX|INSTINET, LLC|600
PLW|INVESCO 1-30 LAD TRE|ITGI|ITG Inc.|411
PLW|INVESCO 1-30 LAD TRE|ITGP|ITG INC.|800
PLW|INVESCO 1-30 LAD TRE|JPMX|J.P. Morgan Securities LLC|400
PLW|INVESCO 1-30 LAD TRE|JSEB|JANE STREET EXECUTION SERVICES, LLC|31367
PLW|INVESCO 1-30 LAD TRE|JSJX|JANE STREET CAPITAL LLC|34800
PLW|INVESCO 1-30 LAD TRE|KCGM|VIRTU Americas LLC|543
PLW|INVESCO 1-30 LAD TRE|LEHM|Barclays Capital Inc./Le|1200
PLW|INVESCO 1-30 LAD TRE|LIME|Lime Brokerage LLC|3873
PLW|INVESCO 1-30 LAD TRE|MACC|Mid Atlantic Capital Corporation|874
PLW|INVESCO 1-30 LAD TRE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|432
PLW|INVESCO 1-30 LAD TRE|MSCO|MORGAN STANLEY & CO. LLC|6473
PLW|INVESCO 1-30 LAD TRE|MSPL|MORGAN STANLEY & CO. LLC|1000
PLW|INVESCO 1-30 LAD TRE|NFSC|National Financial Services LLC|72251
PLW|INVESCO 1-30 LAD TRE|NITE|VIRTU Americas LLC|106394
PLW|INVESCO 1-30 LAD TRE|NITP|VIRTU Americas LLC|3400
PLW|INVESCO 1-30 LAD TRE|RAJA|Raymond James & Associates, Inc.|1322
PLW|INVESCO 1-30 LAD TRE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|500
PLW|INVESCO 1-30 LAD TRE|SALI|INTL FCSTONE FINANCIAL INC.|2
PLW|INVESCO 1-30 LAD TRE|SBSH|Citigroup Global Markets Inc.|114
PLW|INVESCO 1-30 LAD TRE|SGMT|GOLDMAN SACHS & CO. LLC|500
PLW|INVESCO 1-30 LAD TRE|TRCM|TRC MARKETS LLC|52
PLW|INVESCO 1-30 LAD TRE|UBSA|UBS SECURITIES LLC|59633
PLW|INVESCO 1-30 LAD TRE|UBSS|UBS Securities LLC|14447
PLW|INVESCO 1-30 LAD TRE|VGRD|Vanguard Marketing Corporation|31
PLW|INVESCO 1-30 LAD TRE|WCHV|WELLS FARGO SECURITIES, LLC|3218
PLW|INVESCO 1-30 LAD TRE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1500
PLW|INVESCO 1-30 LAD TRE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2545
PLX|PROTALIX BIOTHERAPEU|AGIS|Aegis Capital Corp.|63759
PLX|PROTALIX BIOTHERAPEU|ALTX|Alternet Securities Inc.|100
PLX|PROTALIX BIOTHERAPEU|APCC|Apex Clearing Corporation|19908
PLX|PROTALIX BIOTHERAPEU|BATM|CBOE TRADING, INC.|24935
PLX|PROTALIX BIOTHERAPEU|BIMI|Banca IMI Securities Corp.|12600
PLX|PROTALIX BIOTHERAPEU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
PLX|PROTALIX BIOTHERAPEU|CANT|Cantor Fitzgerald & Co.|257
PLX|PROTALIX BIOTHERAPEU|CHAS|Charles Schwab & Co., Inc.|1700
PLX|PROTALIX BIOTHERAPEU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21840
PLX|PROTALIX BIOTHERAPEU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29300
PLX|PROTALIX BIOTHERAPEU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16000
PLX|PROTALIX BIOTHERAPEU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26109
PLX|PROTALIX BIOTHERAPEU|CXCX|CITIGROUP GLOBAL MARKETS INC.|8800
PLX|PROTALIX BIOTHERAPEU|DBAB|Deutsche Bank Securities Inc.|5180
PLX|PROTALIX BIOTHERAPEU|DBAX|Deutsche Bank Securities Inc.|3000
PLX|PROTALIX BIOTHERAPEU|EBXL|EBX LLC|13400
PLX|PROTALIX BIOTHERAPEU|EGAM|CBOE TRADING, INC.|7619
PLX|PROTALIX BIOTHERAPEU|EGAW|CBOE TRADING, INC.|270
PLX|PROTALIX BIOTHERAPEU|EGXM|CBOE TRADING, INC.|26800
PLX|PROTALIX BIOTHERAPEU|EGXW|CBOE TRADING, INC.|100
PLX|PROTALIX BIOTHERAPEU|ETRS|E*Trade Securities LLC|395573
PLX|PROTALIX BIOTHERAPEU|FILL|Tradestation Securities, Inc.|19605
PLX|PROTALIX BIOTHERAPEU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6400
PLX|PROTALIX BIOTHERAPEU|FTBR|Foliofn Investments, Inc.|35
PLX|PROTALIX BIOTHERAPEU|GSCO|GOLDMAN SACHS & CO. LLC|9133
PLX|PROTALIX BIOTHERAPEU|GSLT|GOLDMAN SACHS & CO. LLC|3430
PLX|PROTALIX BIOTHERAPEU|HRBF|American Enterprise Investment Services Inc.|20550
PLX|PROTALIX BIOTHERAPEU|IATS|INTERACTIVE BROKERS LLC|17400
PLX|PROTALIX BIOTHERAPEU|IBKR|Interactive Brokers Llc|85910
PLX|PROTALIX BIOTHERAPEU|ICBX|INSTINET, LLC|8600
PLX|PROTALIX BIOTHERAPEU|INCA|INSTINET, LLC|50319
PLX|PROTALIX BIOTHERAPEU|INJX|INSTINET, LLC|1251
PLX|PROTALIX BIOTHERAPEU|ITGP|ITG INC.|6600
PLX|PROTALIX BIOTHERAPEU|JEFF|JEFFERIES LLC|6600
PLX|PROTALIX BIOTHERAPEU|JMPT|JUMP TRADING, LLC|1392
PLX|PROTALIX BIOTHERAPEU|JPMX|J.P. Morgan Securities LLC|5400
PLX|PROTALIX BIOTHERAPEU|KCGM|VIRTU Americas LLC|16761
PLX|PROTALIX BIOTHERAPEU|LEHM|Barclays Capital Inc./Le|38715
PLX|PROTALIX BIOTHERAPEU|LIME|Lime Brokerage LLC|244
PLX|PROTALIX BIOTHERAPEU|MBTS|ALLY INVEST SECURITIES LLC|1440
PLX|PROTALIX BIOTHERAPEU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9000
PLX|PROTALIX BIOTHERAPEU|MOTF|MOTIF INVESTING, INC.|1
PLX|PROTALIX BIOTHERAPEU|MSCO|MORGAN STANLEY & CO. LLC|429993
PLX|PROTALIX BIOTHERAPEU|MSPL|MORGAN STANLEY & CO. LLC|1800
PLX|PROTALIX BIOTHERAPEU|NFSC|National Financial Services LLC|799673
PLX|PROTALIX BIOTHERAPEU|NITE|VIRTU Americas LLC|1232129
PLX|PROTALIX BIOTHERAPEU|NQRB|Brut, LLC|1300
PLX|PROTALIX BIOTHERAPEU|OPCO|Oppenheimer & Co. Inc.|53819
PLX|PROTALIX BIOTHERAPEU|PDQM|CODA MARKETS, INC.|60355
PLX|PROTALIX BIOTHERAPEU|PWJC|UBS Financial Services, Inc.|500
PLX|PROTALIX BIOTHERAPEU|SBSH|Citigroup Global Markets Inc.|62994
PLX|PROTALIX BIOTHERAPEU|SGMT|GOLDMAN SACHS & CO. LLC|6301
PLX|PROTALIX BIOTHERAPEU|SPDR|SPEEDROUTE LLC|26615
PLX|PROTALIX BIOTHERAPEU|SWIM|TD Ameritrade, Inc.|153734
PLX|PROTALIX BIOTHERAPEU|TKNG|ALLY INVEST SECURITIES LLC|18007
PLX|PROTALIX BIOTHERAPEU|TWTT|TASTYWORKS, INC.|20
PLX|PROTALIX BIOTHERAPEU|UBSA|UBS SECURITIES LLC|90730
PLX|PROTALIX BIOTHERAPEU|UBSS|UBS Securities LLC|154921
PLX|PROTALIX BIOTHERAPEU|VGRD|Vanguard Marketing Corporation|18811
PLX|PROTALIX BIOTHERAPEU|VIEW|VIEWTRADE SECURITIES LLC|15200
PLX|PROTALIX BIOTHERAPEU|VSIN|Vision Financial Markets Llc|36900
PLX|PROTALIX BIOTHERAPEU|WCHV|WELLS FARGO SECURITIES, LLC|1300
PLX|PROTALIX BIOTHERAPEU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19877
PLX|PROTALIX BIOTHERAPEU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|81051
PLX|PROTALIX BIOTHERAPEU|WGIF|CIBC World Markets Inc.|11700
PLX|PROTALIX BIOTHERAPEU|WSEA|WOLVERINE SECURITIES, LLC|26726
PLX|PROTALIX BIOTHERAPEU|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
PLX|PROTALIX BIOTHERAPEU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29580
PLXP|PLX PHARMA INC.|BERN|Sanford C. Bernstein & Co., LLC|1285
PLXP|PLX PHARMA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
PLXP|PLX PHARMA INC.|CTDL|Citadel Derivatives Group Llc|87
PLXP|PLX PHARMA INC.|DBAB|Deutsche Bank Securities Inc.|7
PLXP|PLX PHARMA INC.|EBXL|EBX LLC|100
PLXP|PLX PHARMA INC.|EGXW|CBOE TRADING, INC.|2000
PLXP|PLX PHARMA INC.|ETRS|E*Trade Securities LLC|3137
PLXP|PLX PHARMA INC.|FBCO|Credit Suisse Securities (USA) LLC|400
PLXP|PLX PHARMA INC.|FOMA|TD AMERITRADE CLEARING, INC.|5716
PLXP|PLX PHARMA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
PLXP|PLX PHARMA INC.|GSCO|GOLDMAN SACHS & CO. LLC|26
PLXP|PLX PHARMA INC.|GTSZ|GTS SECURITIES LLC|3
PLXP|PLX PHARMA INC.|IATS|INTERACTIVE BROKERS LLC|1014
PLXP|PLX PHARMA INC.|IBKR|Interactive Brokers Llc|24226
PLXP|PLX PHARMA INC.|INCA|INSTINET, LLC|400
PLXP|PLX PHARMA INC.|LEHM|Barclays Capital Inc./Le|1140
PLXP|PLX PHARMA INC.|LIME|Lime Brokerage LLC|6920
PLXP|PLX PHARMA INC.|MSCO|MORGAN STANLEY & CO. LLC|5063
PLXP|PLX PHARMA INC.|MSPL|MORGAN STANLEY & CO. LLC|200
PLXP|PLX PHARMA INC.|NFSC|National Financial Services LLC|13552
PLXP|PLX PHARMA INC.|NITE|VIRTU Americas LLC|15243
PLXP|PLX PHARMA INC.|PWJC|UBS Financial Services, Inc.|100
PLXP|PLX PHARMA INC.|RAJA|Raymond James & Associates, Inc.|13174
PLXP|PLX PHARMA INC.|SBSH|Citigroup Global Markets Inc.|16
PLXP|PLX PHARMA INC.|SGMT|GOLDMAN SACHS & CO. LLC|3
PLXP|PLX PHARMA INC.|SWIM|TD Ameritrade, Inc.|3400
PLXP|PLX PHARMA INC.|TMBR|Timber Hill LLC|34
PLXP|PLX PHARMA INC.|TRCM|TRC MARKETS LLC|200
PLXP|PLX PHARMA INC.|UBSA|UBS SECURITIES LLC|1300
PLXP|PLX PHARMA INC.|UBSS|UBS Securities LLC|20125
PLXP|PLX PHARMA INC.|WCHV|WELLS FARGO SECURITIES, LLC|1274
PLXP|PLX PHARMA INC.|WSEA|WOLVERINE SECURITIES, LLC|4
PLXP|PLX PHARMA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
PLXS|PLEXUS CP         ##|ALTX|Alternet Securities Inc.|800
PLXS|PLEXUS CP         ##|ANOS|ABEL/NOSER, L.L.C.|208
PLXS|PLEXUS CP         ##|APCC|Apex Clearing Corporation|20
PLXS|PLEXUS CP         ##|BARD|Robert W. Baird & Co. Incorporated|95
PLXS|PLEXUS CP         ##|BATM|CBOE TRADING, INC.|545
PLXS|PLEXUS CP         ##|BAYC|BAY CREST PARTNERS, LLC|219
PLXS|PLEXUS CP         ##|BERN|Sanford C. Bernstein & Co., LLC|11299
PLXS|PLEXUS CP         ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4
PLXS|PLEXUS CP         ##|BMOC|BMO Capital Markets Corp.|5316
PLXS|PLEXUS CP         ##|BNPX|BNP PARIBAS SECURITIES CORP.|7037
PLXS|PLEXUS CP         ##|BRVL|BLAYLOCK VAN, LLC|100
PLXS|PLEXUS CP         ##|BTIG|BTIG, LLC|5393
PLXS|PLEXUS CP         ##|BYXM|CBOE TRADING, INC.|263
PLXS|PLEXUS CP         ##|BZYD|GOLDMAN SACHS & CO. LLC|540
PLXS|PLEXUS CP         ##|CANT|Cantor Fitzgerald & Co.|100
PLXS|PLEXUS CP         ##|CIST|Capital Institutional Services, Inc.|2025
PLXS|PLEXUS CP         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4298
PLXS|PLEXUS CP         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2275
PLXS|PLEXUS CP         ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|40
PLXS|PLEXUS CP         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57525
PLXS|PLEXUS CP         ##|CTDL|Citadel Derivatives Group Llc|5315
PLXS|PLEXUS CP         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4718
PLXS|PLEXUS CP         ##|DBAB|Deutsche Bank Securities Inc.|167863
PLXS|PLEXUS CP         ##|DBAX|Deutsche Bank Securities Inc.|31600
PLXS|PLEXUS CP         ##|DBUL|Deutsche Bank Securities Inc.|833
PLXS|PLEXUS CP         ##|DEAN|MORGAN STANLEY|492
PLXS|PLEXUS CP         ##|DEGS|RONIN PROFESSIONAL LLC|1797
PLXS|PLEXUS CP         ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2168
PLXS|PLEXUS CP         ##|EBXL|EBX LLC|21800
PLXS|PLEXUS CP         ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2839
PLXS|PLEXUS CP         ##|EGAM|CBOE TRADING, INC.|1226
PLXS|PLEXUS CP         ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
PLXS|PLEXUS CP         ##|EGXM|CBOE TRADING, INC.|163
PLXS|PLEXUS CP         ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|71
PLXS|PLEXUS CP         ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
PLXS|PLEXUS CP         ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15053
PLXS|PLEXUS CP         ##|ETRS|E*Trade Securities LLC|3622
PLXS|PLEXUS CP         ##|FBCO|Credit Suisse Securities (USA) LLC|125888
PLXS|PLEXUS CP         ##|FOMA|TD AMERITRADE CLEARING, INC.|38618
PLXS|PLEXUS CP         ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1328
PLXS|PLEXUS CP         ##|FQLS|Quantlab Securities LP|71431
PLXS|PLEXUS CP         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45838
PLXS|PLEXUS CP         ##|FTBR|Foliofn Investments, Inc.|139
PLXS|PLEXUS CP         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|9560
PLXS|PLEXUS CP         ##|GLPX|ACS EXECUTION SERVICES, LLC|4652
PLXS|PLEXUS CP         ##|GSCO|GOLDMAN SACHS & CO. LLC|224270
PLXS|PLEXUS CP         ##|GSCS|GOLDMAN SACHS & CO. LLC|3698
PLXS|PLEXUS CP         ##|GSLT|GOLDMAN SACHS & CO. LLC|368
PLXS|PLEXUS CP         ##|GTSZ|GTS SECURITIES LLC|14266
PLXS|PLEXUS CP         ##|HRBF|American Enterprise Investment Services Inc.|72
PLXS|PLEXUS CP         ##|IATS|INTERACTIVE BROKERS LLC|269
PLXS|PLEXUS CP         ##|IBKR|Interactive Brokers Llc|1892
PLXS|PLEXUS CP         ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|50
PLXS|PLEXUS CP         ##|ICBX|INSTINET, LLC|2000
PLXS|PLEXUS CP         ##|IEQY|CITADEL SECURITIES LLC|26055
PLXS|PLEXUS CP         ##|INCA|INSTINET, LLC|104766
PLXS|PLEXUS CP         ##|INJX|INSTINET, LLC|5605
PLXS|PLEXUS CP         ##|ITGI|ITG Inc.|35573
PLXS|PLEXUS CP         ##|ITGP|ITG INC.|17600
PLXS|PLEXUS CP         ##|JEFF|JEFFERIES LLC|31081
PLXS|PLEXUS CP         ##|JMPT|JUMP TRADING, LLC|11090
PLXS|PLEXUS CP         ##|JPBX|J.P. MORGAN SECURITIES LLC|9443
PLXS|PLEXUS CP         ##|JPMX|J.P. Morgan Securities LLC|96618
PLXS|PLEXUS CP         ##|JSJX|JANE STREET CAPITAL LLC|2574
PLXS|PLEXUS CP         ##|KCGM|VIRTU Americas LLC|13000
PLXS|PLEXUS CP         ##|LEHM|Barclays Capital Inc./Le|164346
PLXS|PLEXUS CP         ##|LIME|Lime Brokerage LLC|84204
PLXS|PLEXUS CP         ##|LSCI|Lek Securities Corporation|5
PLXS|PLEXUS CP         ##|MACC|Mid Atlantic Capital Corporation|500
PLXS|PLEXUS CP         ##|MAXM|Maxim Group LLC|3349
PLXS|PLEXUS CP         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11854
PLXS|PLEXUS CP         ##|MOTF|MOTIF INVESTING, INC.|3
PLXS|PLEXUS CP         ##|MSCO|MORGAN STANLEY & CO. LLC|489956
PLXS|PLEXUS CP         ##|MSPL|MORGAN STANLEY & CO. LLC|50500
PLXS|PLEXUS CP         ##|MSTX|MORGAN STANLEY & CO. LLC|8600
PLXS|PLEXUS CP         ##|NEED|Needham & Company, LLC|1053
PLXS|PLEXUS CP         ##|NFSC|National Financial Services LLC|11672
PLXS|PLEXUS CP         ##|NITE|VIRTU Americas LLC|25755
PLXS|PLEXUS CP         ##|NITP|VIRTU Americas LLC|1400
PLXS|PLEXUS CP         ##|NQRB|Brut, LLC|887
PLXS|PLEXUS CP         ##|NTRC|Northern Trust Securities, Inc.|627
PLXS|PLEXUS CP         ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|346
PLXS|PLEXUS CP         ##|PDQM|CODA MARKETS, INC.|12224
PLXS|PLEXUS CP         ##|RAJA|Raymond James & Associates, Inc.|75
PLXS|PLEXUS CP         ##|RBCM|RBC CAPITAL MARKETS, LLC|410
PLXS|PLEXUS CP         ##|SAGL|SAGETRADER, LLC|600
PLXS|PLEXUS CP         ##|SBSH|Citigroup Global Markets Inc.|104846
PLXS|PLEXUS CP         ##|SGMT|GOLDMAN SACHS & CO. LLC|5348
PLXS|PLEXUS CP         ##|SOGO|Wang Investment Associates, Inc.|28
PLXS|PLEXUS CP         ##|SPDR|SPEEDROUTE LLC|1100
PLXS|PLEXUS CP         ##|SPTD|MINT GLOBAL MARKETS, INC.|3350
PLXS|PLEXUS CP         ##|STFL|Stifel, Nicolaus & Company, Incorporated|300
PLXS|PLEXUS CP         ##|SWIM|TD Ameritrade, Inc.|812
PLXS|PLEXUS CP         ##|SWST|Hilltop Securities Inc.|93
PLXS|PLEXUS CP         ##|TONC|CUTTONE & CO., LLC|955
PLXS|PLEXUS CP         ##|TRBT|Tradebot Systems, Inc.|31308
PLXS|PLEXUS CP         ##|TRCM|TRC MARKETS LLC|39653
PLXS|PLEXUS CP         ##|UBSA|UBS SECURITIES LLC|81376
PLXS|PLEXUS CP         ##|UBSS|UBS Securities LLC|255969
PLXS|PLEXUS CP         ##|VALX|VIRTU AMERICAS LLC|2856
PLXS|PLEXUS CP         ##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
PLXS|PLEXUS CP         ##|WCHV|WELLS FARGO SECURITIES, LLC|8572
PLXS|PLEXUS CP         ##|WEED|Weeden & Co.L.P.|2000
PLXS|PLEXUS CP         ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|60
PLXS|PLEXUS CP         ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5962
PLXS|PLEXUS CP         ##|WGIF|CIBC World Markets Inc.|57
PLXS|PLEXUS CP         ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|104
PLXS|PLEXUS CP         ##|WSEA|WOLVERINE SECURITIES, LLC|820
PLXS|PLEXUS CP         ##|XIST|INSTINET, LLC|1800
PLXS|PLEXUS CP         ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
PLXS|PLEXUS CP         ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1574
PLXS|PLEXUS CP         ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38
PLYA|PLAYA HTL & RSRT ORD|ABLE|NATIXIS Securities Americas LLC|21145
PLYA|PLAYA HTL & RSRT ORD|ALTX|Alternet Securities Inc.|3860
PLYA|PLAYA HTL & RSRT ORD|APCC|Apex Clearing Corporation|19
PLYA|PLAYA HTL & RSRT ORD|BATM|CBOE TRADING, INC.|1252
PLYA|PLAYA HTL & RSRT ORD|BAYC|BAY CREST PARTNERS, LLC|100
PLYA|PLAYA HTL & RSRT ORD|BERN|Sanford C. Bernstein & Co., LLC|34050
PLYA|PLAYA HTL & RSRT ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
PLYA|PLAYA HTL & RSRT ORD|BLKX|INSTINET, LLC|33500
PLYA|PLAYA HTL & RSRT ORD|BMOC|BMO Capital Markets Corp.|100
PLYA|PLAYA HTL & RSRT ORD|BTIG|BTIG, LLC|6609
PLYA|PLAYA HTL & RSRT ORD|BYXM|CBOE TRADING, INC.|205
PLYA|PLAYA HTL & RSRT ORD|BZYD|GOLDMAN SACHS & CO. LLC|2100
PLYA|PLAYA HTL & RSRT ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|135439
PLYA|PLAYA HTL & RSRT ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12040
PLYA|PLAYA HTL & RSRT ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142945
PLYA|PLAYA HTL & RSRT ORD|CTDL|Citadel Derivatives Group Llc|4285
PLYA|PLAYA HTL & RSRT ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|33814
PLYA|PLAYA HTL & RSRT ORD|DBAB|Deutsche Bank Securities Inc.|78286
PLYA|PLAYA HTL & RSRT ORD|DBAX|Deutsche Bank Securities Inc.|120100
PLYA|PLAYA HTL & RSRT ORD|DEAN|MORGAN STANLEY|5250
PLYA|PLAYA HTL & RSRT ORD|DEGS|RONIN PROFESSIONAL LLC|3700
PLYA|PLAYA HTL & RSRT ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|765
PLYA|PLAYA HTL & RSRT ORD|EBXL|EBX LLC|196800
PLYA|PLAYA HTL & RSRT ORD|EGAM|CBOE TRADING, INC.|2260
PLYA|PLAYA HTL & RSRT ORD|EGAW|CBOE TRADING, INC.|100
PLYA|PLAYA HTL & RSRT ORD|EGXM|CBOE TRADING, INC.|1150
PLYA|PLAYA HTL & RSRT ORD|ETBE|Electronic Transaction Clearing, Inc.|2350
PLYA|PLAYA HTL & RSRT ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5637
PLYA|PLAYA HTL & RSRT ORD|ETRS|E*Trade Securities LLC|275
PLYA|PLAYA HTL & RSRT ORD|FBCO|Credit Suisse Securities (USA) LLC|142154
PLYA|PLAYA HTL & RSRT ORD|FILL|Tradestation Securities, Inc.|300
PLYA|PLAYA HTL & RSRT ORD|FOMA|TD AMERITRADE CLEARING, INC.|8427
PLYA|PLAYA HTL & RSRT ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3681
PLYA|PLAYA HTL & RSRT ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112369
PLYA|PLAYA HTL & RSRT ORD|FTBR|Foliofn Investments, Inc.|10
PLYA|PLAYA HTL & RSRT ORD|GLPX|ACS EXECUTION SERVICES, LLC|3568
PLYA|PLAYA HTL & RSRT ORD|GSCO|GOLDMAN SACHS & CO. LLC|371558
PLYA|PLAYA HTL & RSRT ORD|GSCS|GOLDMAN SACHS & CO. LLC|13665
PLYA|PLAYA HTL & RSRT ORD|GSLT|GOLDMAN SACHS & CO. LLC|1395
PLYA|PLAYA HTL & RSRT ORD|GTSZ|GTS SECURITIES LLC|3778
PLYA|PLAYA HTL & RSRT ORD|HRBF|American Enterprise Investment Services Inc.|500
PLYA|PLAYA HTL & RSRT ORD|IATS|INTERACTIVE BROKERS LLC|1219
PLYA|PLAYA HTL & RSRT ORD|IBKR|Interactive Brokers Llc|50444
PLYA|PLAYA HTL & RSRT ORD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|57
PLYA|PLAYA HTL & RSRT ORD|ICBX|INSTINET, LLC|19861
PLYA|PLAYA HTL & RSRT ORD|INCA|INSTINET, LLC|75576
PLYA|PLAYA HTL & RSRT ORD|INJX|INSTINET, LLC|14883
PLYA|PLAYA HTL & RSRT ORD|ITGI|ITG Inc.|32832
PLYA|PLAYA HTL & RSRT ORD|ITGP|ITG INC.|80200
PLYA|PLAYA HTL & RSRT ORD|JEFF|JEFFERIES LLC|84506
PLYA|PLAYA HTL & RSRT ORD|JMPT|JUMP TRADING, LLC|8392
PLYA|PLAYA HTL & RSRT ORD|JONE|JonesTrading|530512
PLYA|PLAYA HTL & RSRT ORD|JPBX|J.P. MORGAN SECURITIES LLC|1200
PLYA|PLAYA HTL & RSRT ORD|JPMX|J.P. Morgan Securities LLC|315908
PLYA|PLAYA HTL & RSRT ORD|JSJX|JANE STREET CAPITAL LLC|3521
PLYA|PLAYA HTL & RSRT ORD|KCGM|VIRTU Americas LLC|27371
PLYA|PLAYA HTL & RSRT ORD|LEHM|Barclays Capital Inc./Le|162281
PLYA|PLAYA HTL & RSRT ORD|LIME|Lime Brokerage LLC|87834
PLYA|PLAYA HTL & RSRT ORD|LQNA|LIQUIDNET, INC.|19900
PLYA|PLAYA HTL & RSRT ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|310
PLYA|PLAYA HTL & RSRT ORD|MACQ|Macquarie Capital (USA) Inc.|8000
PLYA|PLAYA HTL & RSRT ORD|MAXM|Maxim Group LLC|82
PLYA|PLAYA HTL & RSRT ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67974
PLYA|PLAYA HTL & RSRT ORD|MSCO|MORGAN STANLEY & CO. LLC|475365
PLYA|PLAYA HTL & RSRT ORD|MSPL|MORGAN STANLEY & CO. LLC|126800
PLYA|PLAYA HTL & RSRT ORD|MSTX|MORGAN STANLEY & CO. LLC|30000
PLYA|PLAYA HTL & RSRT ORD|NEUB|NEUBERGER BERMAN BD LLC|8785
PLYA|PLAYA HTL & RSRT ORD|NFSC|National Financial Services LLC|20865
PLYA|PLAYA HTL & RSRT ORD|NITE|VIRTU Americas LLC|58916
PLYA|PLAYA HTL & RSRT ORD|NITP|VIRTU Americas LLC|1000
PLYA|PLAYA HTL & RSRT ORD|NMRA|Nomura Securities International, Inc.|89000
PLYA|PLAYA HTL & RSRT ORD|NORT|Northland Securities, Inc.|25000
PLYA|PLAYA HTL & RSRT ORD|NQRB|Brut, LLC|5063
PLYA|PLAYA HTL & RSRT ORD|PDQM|CODA MARKETS, INC.|8041
PLYA|PLAYA HTL & RSRT ORD|PWJC|UBS Financial Services, Inc.|500
PLYA|PLAYA HTL & RSRT ORD|RAJA|Raymond James & Associates, Inc.|5330
PLYA|PLAYA HTL & RSRT ORD|RBCM|RBC CAPITAL MARKETS, LLC|737
PLYA|PLAYA HTL & RSRT ORD|RHCO|Suntrust Robinson Humphrey, Inc.|283785
PLYA|PLAYA HTL & RSRT ORD|RILY|B. RILEY FBR, INC.|200
PLYA|PLAYA HTL & RSRT ORD|SAGW|SAGETRADER, LLC|5912
PLYA|PLAYA HTL & RSRT ORD|SBSH|Citigroup Global Markets Inc.|45470
PLYA|PLAYA HTL & RSRT ORD|SEIC|SEI Investments Distribution Co.|100
PLYA|PLAYA HTL & RSRT ORD|SGMT|GOLDMAN SACHS & CO. LLC|46055
PLYA|PLAYA HTL & RSRT ORD|SPDR|SPEEDROUTE LLC|8196
PLYA|PLAYA HTL & RSRT ORD|STFL|Stifel, Nicolaus & Company, Incorporated|5100
PLYA|PLAYA HTL & RSRT ORD|SWIM|TD Ameritrade, Inc.|2108
PLYA|PLAYA HTL & RSRT ORD|TRBT|Tradebot Systems, Inc.|69290
PLYA|PLAYA HTL & RSRT ORD|TRCM|TRC MARKETS LLC|41805
PLYA|PLAYA HTL & RSRT ORD|UBSA|UBS SECURITIES LLC|69683
PLYA|PLAYA HTL & RSRT ORD|UBSS|UBS Securities LLC|176826
PLYA|PLAYA HTL & RSRT ORD|VALX|VIRTU AMERICAS LLC|600
PLYA|PLAYA HTL & RSRT ORD|VGRD|Vanguard Marketing Corporation|505
PLYA|PLAYA HTL & RSRT ORD|WCHV|WELLS FARGO SECURITIES, LLC|52971
PLYA|PLAYA HTL & RSRT ORD|WEED|Weeden & Co.L.P.|1000
PLYA|PLAYA HTL & RSRT ORD|WSEA|WOLVERINE SECURITIES, LLC|28
PLYA|PLAYA HTL & RSRT ORD|XIST|INSTINET, LLC|5000
PLYA|PLAYA HTL & RSRT ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
PLYA|PLAYA HTL & RSRT ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|900
PLYM|PLYMOUTH INDUSTRIAL|BATM|CBOE TRADING, INC.|200
PLYM|PLYMOUTH INDUSTRIAL|BBNT|BB&T SECURITIES, LLC|758
PLYM|PLYMOUTH INDUSTRIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|351
PLYM|PLYMOUTH INDUSTRIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
PLYM|PLYMOUTH INDUSTRIAL|CTDE|CHOICETRADE|100
PLYM|PLYMOUTH INDUSTRIAL|DADA|D.A. Davidson & Co.|18946
PLYM|PLYMOUTH INDUSTRIAL|DBAX|Deutsche Bank Securities Inc.|2000
PLYM|PLYMOUTH INDUSTRIAL|EBXL|EBX LLC|600
PLYM|PLYMOUTH INDUSTRIAL|EDJO|Edward D. Jones & Co., L.P.|750
PLYM|PLYMOUTH INDUSTRIAL|ETRS|E*Trade Securities LLC|6140
PLYM|PLYMOUTH INDUSTRIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|181
PLYM|PLYMOUTH INDUSTRIAL|FTBR|Foliofn Investments, Inc.|7
PLYM|PLYMOUTH INDUSTRIAL|GSCO|GOLDMAN SACHS & CO. LLC|1100
PLYM|PLYMOUTH INDUSTRIAL|GSLT|GOLDMAN SACHS & CO. LLC|200
PLYM|PLYMOUTH INDUSTRIAL|GTSZ|GTS SECURITIES LLC|260
PLYM|PLYMOUTH INDUSTRIAL|IATS|INTERACTIVE BROKERS LLC|420
PLYM|PLYMOUTH INDUSTRIAL|IBKR|Interactive Brokers Llc|3131
PLYM|PLYMOUTH INDUSTRIAL|ICBX|INSTINET, LLC|200
PLYM|PLYMOUTH INDUSTRIAL|INCA|INSTINET, LLC|4258
PLYM|PLYMOUTH INDUSTRIAL|JGUN|Joseph Gunnar & Co.  LLC|250
PLYM|PLYMOUTH INDUSTRIAL|LEHM|Barclays Capital Inc./Le|400
PLYM|PLYMOUTH INDUSTRIAL|LIME|Lime Brokerage LLC|719
PLYM|PLYMOUTH INDUSTRIAL|MAXM|Maxim Group LLC|2775
PLYM|PLYMOUTH INDUSTRIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|300
PLYM|PLYMOUTH INDUSTRIAL|MSCO|MORGAN STANLEY & CO. LLC|8982
PLYM|PLYMOUTH INDUSTRIAL|MSPL|MORGAN STANLEY & CO. LLC|1300
PLYM|PLYMOUTH INDUSTRIAL|NATL|National Securities Corporation|6065
PLYM|PLYMOUTH INDUSTRIAL|NFSC|National Financial Services LLC|8644
PLYM|PLYMOUTH INDUSTRIAL|NITE|VIRTU Americas LLC|44172
PLYM|PLYMOUTH INDUSTRIAL|OPCO|Oppenheimer & Co. Inc.|3078
PLYM|PLYMOUTH INDUSTRIAL|SGMT|GOLDMAN SACHS & CO. LLC|1400
PLYM|PLYMOUTH INDUSTRIAL|SPDR|SPEEDROUTE LLC|100
PLYM|PLYMOUTH INDUSTRIAL|SWIM|TD Ameritrade, Inc.|2100
PLYM|PLYMOUTH INDUSTRIAL|TRBT|Tradebot Systems, Inc.|332
PLYM|PLYMOUTH INDUSTRIAL|UBSA|UBS SECURITIES LLC|3797
PLYM|PLYMOUTH INDUSTRIAL|UBSS|UBS Securities LLC|9839
PLYM|PLYMOUTH INDUSTRIAL|VGRD|Vanguard Marketing Corporation|3255
PLYM|PLYMOUTH INDUSTRIAL|WCHV|WELLS FARGO SECURITIES, LLC|100
PLYM|PLYMOUTH INDUSTRIAL|WEDB|WEDBUSH SECURITIES INC.|3149
PLYM$A|PLYMOUTH INDS 7.50 A|BATM|CBOE TRADING, INC.|143
PLYM$A|PLYMOUTH INDS 7.50 A|BBNT|BB&T SECURITIES, LLC|2943
PLYM$A|PLYMOUTH INDS 7.50 A|BERN|Sanford C. Bernstein & Co., LLC|100
PLYM$A|PLYMOUTH INDS 7.50 A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
PLYM$A|PLYMOUTH INDS 7.50 A|DADA|D.A. Davidson & Co.|14114
PLYM$A|PLYMOUTH INDS 7.50 A|DBAX|Deutsche Bank Securities Inc.|300
PLYM$A|PLYMOUTH INDS 7.50 A|EGXM|CBOE TRADING, INC.|100
PLYM$A|PLYMOUTH INDS 7.50 A|GTSZ|GTS SECURITIES LLC|200
PLYM$A|PLYMOUTH INDS 7.50 A|HRBF|American Enterprise Investment Services Inc.|688
PLYM$A|PLYMOUTH INDS 7.50 A|IATS|INTERACTIVE BROKERS LLC|100
PLYM$A|PLYMOUTH INDS 7.50 A|IBKR|Interactive Brokers Llc|258
PLYM$A|PLYMOUTH INDS 7.50 A|INCA|INSTINET, LLC|126
PLYM$A|PLYMOUTH INDS 7.50 A|JANY|Janney Montgomery Scott Inc.|1000
PLYM$A|PLYMOUTH INDS 7.50 A|MSCO|MORGAN STANLEY & CO. LLC|894
PLYM$A|PLYMOUTH INDS 7.50 A|NATL|National Securities Corporation|1675
PLYM$A|PLYMOUTH INDS 7.50 A|NFSC|National Financial Services LLC|9193
PLYM$A|PLYMOUTH INDS 7.50 A|NITE|VIRTU Americas LLC|27027
PLYM$A|PLYMOUTH INDS 7.50 A|SGMT|GOLDMAN SACHS & CO. LLC|100
PLYM$A|PLYMOUTH INDS 7.50 A|UBSA|UBS SECURITIES LLC|800
PLYM$A|PLYMOUTH INDS 7.50 A|UBSS|UBS Securities LLC|2407
PLYM$A|PLYMOUTH INDS 7.50 A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|712
PM|PHILIP MORRIS INTL|ABLE|NATIXIS Securities Americas LLC|231421
PM|PHILIP MORRIS INTL|AGIS|Aegis Capital Corp.|622
PM|PHILIP MORRIS INTL|ALLN|Allen & Company LLC|377
PM|PHILIP MORRIS INTL|ALTX|Alternet Securities Inc.|84163
PM|PHILIP MORRIS INTL|ANOS|ABEL/NOSER, L.L.C.|38210
PM|PHILIP MORRIS INTL|APCC|Apex Clearing Corporation|131117
PM|PHILIP MORRIS INTL|BALE|M&T SECURITIES, INC.|3442
PM|PHILIP MORRIS INTL|BANK|Primevest Financial Services, Inc.|1460
PM|PHILIP MORRIS INTL|BARD|Robert W. Baird & Co. Incorporated|68883
PM|PHILIP MORRIS INTL|BATM|CBOE TRADING, INC.|53396
PM|PHILIP MORRIS INTL|BAUM|George K. Baum & Company|2000
PM|PHILIP MORRIS INTL|BAYC|BAY CREST PARTNERS, LLC|3170
PM|PHILIP MORRIS INTL|BAYT|BTIG, LLC|2900
PM|PHILIP MORRIS INTL|BBNT|BB&T SECURITIES, LLC|76892
PM|PHILIP MORRIS INTL|BERN|Sanford C. Bernstein & Co., LLC|463844
PM|PHILIP MORRIS INTL|BIAD|SAGETRADER, LLC|1440
PM|PHILIP MORRIS INTL|BIDS|BIDS TRADING L.P.|13000
PM|PHILIP MORRIS INTL|BIMI|Banca IMI Securities Corp.|4790
PM|PHILIP MORRIS INTL|BKCM|BNY Mellon Capital Markets LLC|6062
PM|PHILIP MORRIS INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|207871
PM|PHILIP MORRIS INTL|BLKX|INSTINET, LLC|1759805
PM|PHILIP MORRIS INTL|BMOC|BMO Capital Markets Corp.|375
PM|PHILIP MORRIS INTL|BNCH|The Benchmark Company, LLC|27958
PM|PHILIP MORRIS INTL|BNPX|BNP PARIBAS SECURITIES CORP.|475048
PM|PHILIP MORRIS INTL|BRGE|Newbridge Securities Corp.|150
PM|PHILIP MORRIS INTL|BTIG|BTIG, LLC|168898
PM|PHILIP MORRIS INTL|BYXM|CBOE TRADING, INC.|19470
PM|PHILIP MORRIS INTL|CABR|Cabrera Capital Markets, Inc.|25
PM|PHILIP MORRIS INTL|CANT|Cantor Fitzgerald & Co.|4632
PM|PHILIP MORRIS INTL|CBLC|CITIGROUP GLOBAL MARKETS INC.|739438
PM|PHILIP MORRIS INTL|CBRA|Cobra Trading, Inc.|7200
PM|PHILIP MORRIS INTL|CFGT|CF Global Trading, LLC|2000
PM|PHILIP MORRIS INTL|CHAS|Charles Schwab & Co., Inc.|30797
PM|PHILIP MORRIS INTL|CIBP|CIBC World Markets Corp.|372432
PM|PHILIP MORRIS INTL|CICF|Canaccord Genuity Corp.|1012
PM|PHILIP MORRIS INTL|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1500
PM|PHILIP MORRIS INTL|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
PM|PHILIP MORRIS INTL|CIST|Capital Institutional Services, Inc.|28286
PM|PHILIP MORRIS INTL|CLSA|CLSA AMERICAS, LLC|100
PM|PHILIP MORRIS INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|448853
PM|PHILIP MORRIS INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|829
PM|PHILIP MORRIS INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31563
PM|PHILIP MORRIS INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1748219
PM|PHILIP MORRIS INTL|CTDL|Citadel Derivatives Group Llc|69384
PM|PHILIP MORRIS INTL|CTLR|CUTLER GROUP, LP|735
PM|PHILIP MORRIS INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|393038
PM|PHILIP MORRIS INTL|DADA|D.A. Davidson & Co.|16022
PM|PHILIP MORRIS INTL|DAVA|Davenport & Company LLC|18246
PM|PHILIP MORRIS INTL|DBAB|Deutsche Bank Securities Inc.|3080376
PM|PHILIP MORRIS INTL|DBAX|Deutsche Bank Securities Inc.|1771100
PM|PHILIP MORRIS INTL|DBUL|Deutsche Bank Securities Inc.|2900
PM|PHILIP MORRIS INTL|DCHF|Dart Executions, LLC|26627
PM|PHILIP MORRIS INTL|DEAN|MORGAN STANLEY|315777
PM|PHILIP MORRIS INTL|DEGS|RONIN PROFESSIONAL LLC|700
PM|PHILIP MORRIS INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27043
PM|PHILIP MORRIS INTL|DREX|Drexel Hamilton, LLC|12500
PM|PHILIP MORRIS INTL|DRWK|DRW SECURITIES, L.L.C.|40799
PM|PHILIP MORRIS INTL|EBXL|EBX LLC|1583800
PM|PHILIP MORRIS INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|63326
PM|PHILIP MORRIS INTL|EDJC|Edward Jones / CDS|9067
PM|PHILIP MORRIS INTL|EDJO|Edward D. Jones & Co., L.P.|444818
PM|PHILIP MORRIS INTL|EGAM|CBOE TRADING, INC.|165509
PM|PHILIP MORRIS INTL|EGAW|CBOE TRADING, INC.|2597
PM|PHILIP MORRIS INTL|EGMT|EG MARKET TECHNOLOGIES LLC|1093
PM|PHILIP MORRIS INTL|EGXM|CBOE TRADING, INC.|41918
PM|PHILIP MORRIS INTL|EGXW|CBOE TRADING, INC.|4422
PM|PHILIP MORRIS INTL|ELEV|ELEVATION, LLC|25117
PM|PHILIP MORRIS INTL|ESPO|ESPOSITO SECURITIES, LLC|656
PM|PHILIP MORRIS INTL|ETBE|Electronic Transaction Clearing, Inc.|83406
PM|PHILIP MORRIS INTL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2700
PM|PHILIP MORRIS INTL|ETCC|Electronic Transaction Clearing, Inc.|872
PM|PHILIP MORRIS INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56452
PM|PHILIP MORRIS INTL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|170
PM|PHILIP MORRIS INTL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|11278
PM|PHILIP MORRIS INTL|ETRS|E*Trade Securities LLC|1008386
PM|PHILIP MORRIS INTL|FBSB|U.S. Bancorp Investments, Inc.|1122
PM|PHILIP MORRIS INTL|FFSI|Firstrade Securities Inc.|7
PM|PHILIP MORRIS INTL|FILL|Tradestation Securities, Inc.|63236
PM|PHILIP MORRIS INTL|FINX|FINTECH SECURITIES|13978
PM|PHILIP MORRIS INTL|FMAF|NBCN Inc./ CDS|67522
PM|PHILIP MORRIS INTL|FMCO|First Manhattan Co|5005
PM|PHILIP MORRIS INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3402
PM|PHILIP MORRIS INTL|FQLS|Quantlab Securities LP|1315030
PM|PHILIP MORRIS INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|207641
PM|PHILIP MORRIS INTL|FTBR|Foliofn Investments, Inc.|13452
PM|PHILIP MORRIS INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|20343
PM|PHILIP MORRIS INTL|GLIS|TD Securities Inc|38994
PM|PHILIP MORRIS INTL|GLPX|ACS EXECUTION SERVICES, LLC|218539
PM|PHILIP MORRIS INTL|GSCO|GOLDMAN SACHS & CO. LLC|8110758
PM|PHILIP MORRIS INTL|GSCS|GOLDMAN SACHS & CO. LLC|35469
PM|PHILIP MORRIS INTL|GSLT|GOLDMAN SACHS & CO. LLC|103001
PM|PHILIP MORRIS INTL|GTSZ|GTS SECURITIES LLC|734757
PM|PHILIP MORRIS INTL|HAPX|HAP Trading, LLC|1410
PM|PHILIP MORRIS INTL|HRBF|American Enterprise Investment Services Inc.|139995
PM|PHILIP MORRIS INTL|HSBC|HSBC Securities, Inc.|104057
PM|PHILIP MORRIS INTL|IATS|INTERACTIVE BROKERS LLC|66068
PM|PHILIP MORRIS INTL|IBKR|Interactive Brokers Llc|181473
PM|PHILIP MORRIS INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14298
PM|PHILIP MORRIS INTL|ICBX|INSTINET, LLC|487341
PM|PHILIP MORRIS INTL|IEQY|CITADEL SECURITIES LLC|310400
PM|PHILIP MORRIS INTL|INCA|INSTINET, LLC|1399604
PM|PHILIP MORRIS INTL|INJX|INSTINET, LLC|28406
PM|PHILIP MORRIS INTL|INTL|INTL FCSTONE FINANCIAL INC.|12641
PM|PHILIP MORRIS INTL|ITGI|ITG Inc.|308848
PM|PHILIP MORRIS INTL|ITGP|ITG INC.|890000
PM|PHILIP MORRIS INTL|JANY|Janney Montgomery Scott Inc.|51817
PM|PHILIP MORRIS INTL|JEFF|JEFFERIES LLC|1002696
PM|PHILIP MORRIS INTL|JGUN|Joseph Gunnar & Co.  LLC|150
PM|PHILIP MORRIS INTL|JHDR|J.H. Darbie & Co., Inc.|250
PM|PHILIP MORRIS INTL|JMPT|JUMP TRADING, LLC|396129
PM|PHILIP MORRIS INTL|JONE|JonesTrading|1055
PM|PHILIP MORRIS INTL|JPBX|J.P. MORGAN SECURITIES LLC|496612
PM|PHILIP MORRIS INTL|JPMX|J.P. Morgan Securities LLC|1758953
PM|PHILIP MORRIS INTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|63255
PM|PHILIP MORRIS INTL|JSJX|JANE STREET CAPITAL LLC|614085
PM|PHILIP MORRIS INTL|KCGM|VIRTU Americas LLC|324482
PM|PHILIP MORRIS INTL|LEHM|Barclays Capital Inc./Le|3142300
PM|PHILIP MORRIS INTL|LIME|Lime Brokerage LLC|158116
PM|PHILIP MORRIS INTL|LMNX|LUMINEX TRADING & ANALYTICS LLC|171980
PM|PHILIP MORRIS INTL|LOOP|Loop Capital Markets LLC|10458
PM|PHILIP MORRIS INTL|LQNA|LIQUIDNET, INC.|611200
PM|PHILIP MORRIS INTL|LSCI|Lek Securities Corporation|14754
PM|PHILIP MORRIS INTL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2700
PM|PHILIP MORRIS INTL|MACC|Mid Atlantic Capital Corporation|9882
PM|PHILIP MORRIS INTL|MACQ|Macquarie Capital (USA) Inc.|62999
PM|PHILIP MORRIS INTL|MAXM|Maxim Group LLC|20631
PM|PHILIP MORRIS INTL|MBTS|ALLY INVEST SECURITIES LLC|3478
PM|PHILIP MORRIS INTL|MCBT|Moors & Cabot, Inc.|70
PM|PHILIP MORRIS INTL|MCMF|Raymond James Ltd. Cds|1902
PM|PHILIP MORRIS INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|566704
PM|PHILIP MORRIS INTL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
PM|PHILIP MORRIS INTL|MNDX|TJM Investments, LLC|20400
PM|PHILIP MORRIS INTL|MOTF|MOTIF INVESTING, INC.|36
PM|PHILIP MORRIS INTL|MPSG|E D & F Man Capital Markets Inc.|9250
PM|PHILIP MORRIS INTL|MSCO|MORGAN STANLEY & CO. LLC|7595819
PM|PHILIP MORRIS INTL|MSPL|MORGAN STANLEY & CO. LLC|1020200
PM|PHILIP MORRIS INTL|MSTX|MORGAN STANLEY & CO. LLC|773100
PM|PHILIP MORRIS INTL|MULL|MARK J. MULLER EQUITIES, INC.|34948
PM|PHILIP MORRIS INTL|NATL|National Securities Corporation|1335
PM|PHILIP MORRIS INTL|NBCS|NBC Securities, INC.|78
PM|PHILIP MORRIS INTL|NEUB|NEUBERGER BERMAN BD LLC|1313
PM|PHILIP MORRIS INTL|NFSC|National Financial Services LLC|2267990
PM|PHILIP MORRIS INTL|NITE|VIRTU Americas LLC|4907818
PM|PHILIP MORRIS INTL|NITP|VIRTU Americas LLC|5582
PM|PHILIP MORRIS INTL|NQRB|Brut, LLC|113363
PM|PHILIP MORRIS INTL|NTBF|BMO Nesbitt Burns Inc./CDS|6824
PM|PHILIP MORRIS INTL|NTRC|Northern Trust Securities, Inc.|64886
PM|PHILIP MORRIS INTL|OCEA|OCEAN FINANCIAL SERVICES, LLC|30
PM|PHILIP MORRIS INTL|OHOS|TWO SIGMA SECURITIES, LLC|451442
PM|PHILIP MORRIS INTL|OPCO|Oppenheimer & Co. Inc.|38650
PM|PHILIP MORRIS INTL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3618
PM|PHILIP MORRIS INTL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2062
PM|PHILIP MORRIS INTL|PCFF|Pacific International Securities Inc./CDS|80
PM|PHILIP MORRIS INTL|PDQM|CODA MARKETS, INC.|655716
PM|PHILIP MORRIS INTL|PHLY|NASDAQ Execution Services, LLC|123690
PM|PHILIP MORRIS INTL|PICT|Pictet Overseas Inc.|2929
PM|PHILIP MORRIS INTL|PIPR|Piper Jaffray & Co.|4080
PM|PHILIP MORRIS INTL|PWJC|UBS Financial Services, Inc.|60136
PM|PHILIP MORRIS INTL|QMSR|QUATTRO M SECURITIES INC.|9019
PM|PHILIP MORRIS INTL|RBCM|RBC CAPITAL MARKETS, LLC|72487
PM|PHILIP MORRIS INTL|RGLD|Regal Securities, Inc|50
PM|PHILIP MORRIS INTL|SAGL|SAGETRADER, LLC|482860
PM|PHILIP MORRIS INTL|SAGW|SAGETRADER, LLC|58
PM|PHILIP MORRIS INTL|SALI|INTL FCSTONE FINANCIAL INC.|4571
PM|PHILIP MORRIS INTL|SBRX|MURIEL SIEBERT & CO INC|50
PM|PHILIP MORRIS INTL|SBSH|Citigroup Global Markets Inc.|1237005
PM|PHILIP MORRIS INTL|SEIC|SEI Investments Distribution Co.|8140
PM|PHILIP MORRIS INTL|SGMT|GOLDMAN SACHS & CO. LLC|998384
PM|PHILIP MORRIS INTL|SJLS|TRADE INFORMATICS LLC|8900
PM|PHILIP MORRIS INTL|SOGO|Wang Investment Associates, Inc.|1025
PM|PHILIP MORRIS INTL|SPDR|SPEEDROUTE LLC|165346
PM|PHILIP MORRIS INTL|SPHN|Stephens Inc.|5614
PM|PHILIP MORRIS INTL|SSBS|STATE STREET GLOBAL MARKETS, LLC|485
PM|PHILIP MORRIS INTL|STFL|Stifel, Nicolaus & Company, Incorporated|466749
PM|PHILIP MORRIS INTL|STKP|STOCKPILE INVESTMENTS, INC.|144
PM|PHILIP MORRIS INTL|STRS|STRATEGAS RESEARCH PARTNERS|800
PM|PHILIP MORRIS INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9157
PM|PHILIP MORRIS INTL|SWIM|TD Ameritrade, Inc.|343383
PM|PHILIP MORRIS INTL|SWST|Hilltop Securities Inc.|36076
PM|PHILIP MORRIS INTL|TAGC|TELSEY ADVISORY GROUP LLC|1123
PM|PHILIP MORRIS INTL|TDSI|TD Securities (USA) LLC|3100
PM|PHILIP MORRIS INTL|TKNG|ALLY INVEST SECURITIES LLC|8566
PM|PHILIP MORRIS INTL|TOUR|TOURMALINE PARTNERS, LLC|8808
PM|PHILIP MORRIS INTL|TRBT|Tradebot Systems, Inc.|596244
PM|PHILIP MORRIS INTL|TRCM|TRC MARKETS LLC|889310
PM|PHILIP MORRIS INTL|TWTT|TASTYWORKS, INC.|3334
PM|PHILIP MORRIS INTL|UBSA|UBS SECURITIES LLC|3592629
PM|PHILIP MORRIS INTL|UBSS|UBS Securities LLC|4566013
PM|PHILIP MORRIS INTL|VALX|VIRTU AMERICAS LLC|20021
PM|PHILIP MORRIS INTL|VERT|The Vertical Trading Group, LLC|181634
PM|PHILIP MORRIS INTL|VGRD|Vanguard Marketing Corporation|237241
PM|PHILIP MORRIS INTL|VSIN|Vision Financial Markets Llc|20
PM|PHILIP MORRIS INTL|WABR|Wall Street Access|2959
PM|PHILIP MORRIS INTL|WBET|Wallachbeth Capital LLC|51453
PM|PHILIP MORRIS INTL|WBLR|WILLIAM BLAIR|12308
PM|PHILIP MORRIS INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|12577
PM|PHILIP MORRIS INTL|WCHV|WELLS FARGO SECURITIES, LLC|1634599
PM|PHILIP MORRIS INTL|WDNX|WEEDEN & CO.L.P.|5692
PM|PHILIP MORRIS INTL|WEDB|WEDBUSH SECURITIES INC.|30062
PM|PHILIP MORRIS INTL|WEED|Weeden & Co.L.P.|228300
PM|PHILIP MORRIS INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|797496
PM|PHILIP MORRIS INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47617
PM|PHILIP MORRIS INTL|WGIF|CIBC World Markets Inc.|11517
PM|PHILIP MORRIS INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|19545
PM|PHILIP MORRIS INTL|WORD|Worden Capital Management LLC|27
PM|PHILIP MORRIS INTL|WSAG|WALL STREET ACCESS|129
PM|PHILIP MORRIS INTL|WSEA|WOLVERINE SECURITIES, LLC|99206
PM|PHILIP MORRIS INTL|WTFS|JUST2TRADE, INC.|67
PM|PHILIP MORRIS INTL|XIST|INSTINET, LLC|295338
PM|PHILIP MORRIS INTL|XPQR|Jump Trading|2630
PM|PHILIP MORRIS INTL|XPUS|XP SECURITIES, LLC|1287
PM|PHILIP MORRIS INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|507524
PM|PHILIP MORRIS INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|9976
PM|PHILIP MORRIS INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|145512
PMBC|PACIFIC MERCANTILE|APCC|Apex Clearing Corporation|2
PMBC|PACIFIC MERCANTILE|BAYC|BAY CREST PARTNERS, LLC|892
PMBC|PACIFIC MERCANTILE|BAYT|BTIG, LLC|1189
PMBC|PACIFIC MERCANTILE|BERN|Sanford C. Bernstein & Co., LLC|80
PMBC|PACIFIC MERCANTILE|BMOC|BMO Capital Markets Corp.|2475
PMBC|PACIFIC MERCANTILE|BNKS|Fig Partners, LLC|2284
PMBC|PACIFIC MERCANTILE|BNPX|BNP PARIBAS SECURITIES CORP.|1740
PMBC|PACIFIC MERCANTILE|BTIG|BTIG, LLC|51
PMBC|PACIFIC MERCANTILE|BZYD|GOLDMAN SACHS & CO. LLC|376
PMBC|PACIFIC MERCANTILE|CANT|Cantor Fitzgerald & Co.|111
PMBC|PACIFIC MERCANTILE|CHAS|Charles Schwab & Co., Inc.|100
PMBC|PACIFIC MERCANTILE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18093
PMBC|PACIFIC MERCANTILE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19
PMBC|PACIFIC MERCANTILE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2472
PMBC|PACIFIC MERCANTILE|CTDL|Citadel Derivatives Group Llc|1394
PMBC|PACIFIC MERCANTILE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2362
PMBC|PACIFIC MERCANTILE|DBAB|Deutsche Bank Securities Inc.|24109
PMBC|PACIFIC MERCANTILE|DBAX|Deutsche Bank Securities Inc.|6500
PMBC|PACIFIC MERCANTILE|DEGS|RONIN PROFESSIONAL LLC|556
PMBC|PACIFIC MERCANTILE|EBXL|EBX LLC|11300
PMBC|PACIFIC MERCANTILE|FBCO|Credit Suisse Securities (USA) LLC|16211
PMBC|PACIFIC MERCANTILE|FBRC|B. RILEY FBR, INC.|18100
PMBC|PACIFIC MERCANTILE|FOMA|TD AMERITRADE CLEARING, INC.|135
PMBC|PACIFIC MERCANTILE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|468
PMBC|PACIFIC MERCANTILE|FTBR|Foliofn Investments, Inc.|1103
PMBC|PACIFIC MERCANTILE|GEBB|GLOBAL EXECUTION BROKERS, LP|5219
PMBC|PACIFIC MERCANTILE|GSCO|GOLDMAN SACHS & CO. LLC|37617
PMBC|PACIFIC MERCANTILE|GSCS|GOLDMAN SACHS & CO. LLC|18103
PMBC|PACIFIC MERCANTILE|IBKR|Interactive Brokers Llc|7503
PMBC|PACIFIC MERCANTILE|ICBX|INSTINET, LLC|1300
PMBC|PACIFIC MERCANTILE|INCA|INSTINET, LLC|11212
PMBC|PACIFIC MERCANTILE|INJX|INSTINET, LLC|698
PMBC|PACIFIC MERCANTILE|ITGI|ITG Inc.|6621
PMBC|PACIFIC MERCANTILE|ITGP|ITG INC.|7000
PMBC|PACIFIC MERCANTILE|JEFF|JEFFERIES LLC|7057
PMBC|PACIFIC MERCANTILE|JPMX|J.P. Morgan Securities LLC|5202
PMBC|PACIFIC MERCANTILE|KBWI|Keefe, Bruyette & Woods, Inc.|43776
PMBC|PACIFIC MERCANTILE|KCGM|VIRTU Americas LLC|14
PMBC|PACIFIC MERCANTILE|LEHM|Barclays Capital Inc./Le|29496
PMBC|PACIFIC MERCANTILE|LIME|Lime Brokerage LLC|23886
PMBC|PACIFIC MERCANTILE|MAXM|Maxim Group LLC|1188
PMBC|PACIFIC MERCANTILE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5482
PMBC|PACIFIC MERCANTILE|MSCO|MORGAN STANLEY & CO. LLC|39467
PMBC|PACIFIC MERCANTILE|MSPL|MORGAN STANLEY & CO. LLC|1800
PMBC|PACIFIC MERCANTILE|MSTX|MORGAN STANLEY & CO. LLC|200
PMBC|PACIFIC MERCANTILE|NFSC|National Financial Services LLC|5304
PMBC|PACIFIC MERCANTILE|NITE|VIRTU Americas LLC|12796
PMBC|PACIFIC MERCANTILE|RAJA|Raymond James & Associates, Inc.|389
PMBC|PACIFIC MERCANTILE|RILY|B. RILEY FBR, INC.|18100
PMBC|PACIFIC MERCANTILE|SBSH|Citigroup Global Markets Inc.|14620
PMBC|PACIFIC MERCANTILE|SGMT|GOLDMAN SACHS & CO. LLC|2930
PMBC|PACIFIC MERCANTILE|TRBT|Tradebot Systems, Inc.|1266
PMBC|PACIFIC MERCANTILE|TRCM|TRC MARKETS LLC|3795
PMBC|PACIFIC MERCANTILE|UBSA|UBS SECURITIES LLC|13723
PMBC|PACIFIC MERCANTILE|UBSS|UBS Securities LLC|22834
PMBC|PACIFIC MERCANTILE|VALX|VIRTU AMERICAS LLC|1087
PMBC|PACIFIC MERCANTILE|WCHV|WELLS FARGO SECURITIES, LLC|1759
PMBC|PACIFIC MERCANTILE|WEED|Weeden & Co.L.P.|930
PMBC|PACIFIC MERCANTILE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2720
PMD|PSYCHEMEDICS|ALTX|Alternet Securities Inc.|100
PMD|PSYCHEMEDICS|APCC|Apex Clearing Corporation|61
PMD|PSYCHEMEDICS|BATM|CBOE TRADING, INC.|392
PMD|PSYCHEMEDICS|BAYC|BAY CREST PARTNERS, LLC|1986
PMD|PSYCHEMEDICS|BAYT|BTIG, LLC|700
PMD|PSYCHEMEDICS|BYXM|CBOE TRADING, INC.|100
PMD|PSYCHEMEDICS|CHAS|Charles Schwab & Co., Inc.|2
PMD|PSYCHEMEDICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
PMD|PSYCHEMEDICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3714
PMD|PSYCHEMEDICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
PMD|PSYCHEMEDICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|449
PMD|PSYCHEMEDICS|CTDL|Citadel Derivatives Group Llc|100
PMD|PSYCHEMEDICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
PMD|PSYCHEMEDICS|DBAB|Deutsche Bank Securities Inc.|870
PMD|PSYCHEMEDICS|DBAX|Deutsche Bank Securities Inc.|1500
PMD|PSYCHEMEDICS|DEAN|MORGAN STANLEY|400
PMD|PSYCHEMEDICS|DEGS|RONIN PROFESSIONAL LLC|1806
PMD|PSYCHEMEDICS|ETRS|E*Trade Securities LLC|2400
PMD|PSYCHEMEDICS|FBCO|Credit Suisse Securities (USA) LLC|2343
PMD|PSYCHEMEDICS|FOMA|TD AMERITRADE CLEARING, INC.|3086
PMD|PSYCHEMEDICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|314
PMD|PSYCHEMEDICS|FTBR|Foliofn Investments, Inc.|1
PMD|PSYCHEMEDICS|GLPX|ACS EXECUTION SERVICES, LLC|371
PMD|PSYCHEMEDICS|GSCO|GOLDMAN SACHS & CO. LLC|282
PMD|PSYCHEMEDICS|GSCS|GOLDMAN SACHS & CO. LLC|142
PMD|PSYCHEMEDICS|GSLT|GOLDMAN SACHS & CO. LLC|516
PMD|PSYCHEMEDICS|GTSZ|GTS SECURITIES LLC|1442
PMD|PSYCHEMEDICS|IATS|INTERACTIVE BROKERS LLC|2998
PMD|PSYCHEMEDICS|IBKR|Interactive Brokers Llc|12703
PMD|PSYCHEMEDICS|ICBX|INSTINET, LLC|336
PMD|PSYCHEMEDICS|INCA|INSTINET, LLC|1641
PMD|PSYCHEMEDICS|INJX|INSTINET, LLC|12
PMD|PSYCHEMEDICS|ITGI|ITG Inc.|700
PMD|PSYCHEMEDICS|ITGP|ITG INC.|600
PMD|PSYCHEMEDICS|JANY|Janney Montgomery Scott Inc.|8
PMD|PSYCHEMEDICS|JEFF|JEFFERIES LLC|259
PMD|PSYCHEMEDICS|JPMX|J.P. Morgan Securities LLC|4984
PMD|PSYCHEMEDICS|KCGM|VIRTU Americas LLC|4
PMD|PSYCHEMEDICS|LEHM|Barclays Capital Inc./Le|1577
PMD|PSYCHEMEDICS|LIME|Lime Brokerage LLC|8874
PMD|PSYCHEMEDICS|MCBT|Moors & Cabot, Inc.|63
PMD|PSYCHEMEDICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
PMD|PSYCHEMEDICS|MSCO|MORGAN STANLEY & CO. LLC|7410
PMD|PSYCHEMEDICS|MSPL|MORGAN STANLEY & CO. LLC|3500
PMD|PSYCHEMEDICS|NFSC|National Financial Services LLC|5487
PMD|PSYCHEMEDICS|NITE|VIRTU Americas LLC|19547
PMD|PSYCHEMEDICS|PDQM|CODA MARKETS, INC.|1125
PMD|PSYCHEMEDICS|RAJA|Raymond James & Associates, Inc.|125
PMD|PSYCHEMEDICS|SBSH|Citigroup Global Markets Inc.|11
PMD|PSYCHEMEDICS|SGMT|GOLDMAN SACHS & CO. LLC|300
PMD|PSYCHEMEDICS|SWIM|TD Ameritrade, Inc.|6739
PMD|PSYCHEMEDICS|TKNG|ALLY INVEST SECURITIES LLC|3
PMD|PSYCHEMEDICS|TMBR|Timber Hill LLC|2
PMD|PSYCHEMEDICS|TRCM|TRC MARKETS LLC|6537
PMD|PSYCHEMEDICS|UBSA|UBS SECURITIES LLC|5697
PMD|PSYCHEMEDICS|UBSS|UBS Securities LLC|12978
PMD|PSYCHEMEDICS|VALX|VIRTU AMERICAS LLC|824
PMD|PSYCHEMEDICS|VGRD|Vanguard Marketing Corporation|413
PMD|PSYCHEMEDICS|WCHV|WELLS FARGO SECURITIES, LLC|741
PMD|PSYCHEMEDICS|WEED|Weeden & Co.L.P.|4700
PMD|PSYCHEMEDICS|WGIF|CIBC World Markets Inc.|1
PMD|PSYCHEMEDICS|WSEA|WOLVERINE SECURITIES, LLC|152
PME|PINGTAN MARINE|AGIS|Aegis Capital Corp.|3000
PME|PINGTAN MARINE|ALTX|Alternet Securities Inc.|2091
PME|PINGTAN MARINE|APCC|Apex Clearing Corporation|3806
PME|PINGTAN MARINE|BATM|CBOE TRADING, INC.|171
PME|PINGTAN MARINE|BERN|Sanford C. Bernstein & Co., LLC|1037
PME|PINGTAN MARINE|BIMI|Banca IMI Securities Corp.|500
PME|PINGTAN MARINE|BTIG|BTIG, LLC|15240
PME|PINGTAN MARINE|CHAS|Charles Schwab & Co., Inc.|3850
PME|PINGTAN MARINE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39788
PME|PINGTAN MARINE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|178
PME|PINGTAN MARINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17931
PME|PINGTAN MARINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|3816
PME|PINGTAN MARINE|DBAB|Deutsche Bank Securities Inc.|37009
PME|PINGTAN MARINE|DBAX|Deutsche Bank Securities Inc.|5500
PME|PINGTAN MARINE|DEGS|RONIN PROFESSIONAL LLC|42888
PME|PINGTAN MARINE|EBXL|EBX LLC|28900
PME|PINGTAN MARINE|EGAM|CBOE TRADING, INC.|850
PME|PINGTAN MARINE|EGXM|CBOE TRADING, INC.|600
PME|PINGTAN MARINE|ETBE|Electronic Transaction Clearing, Inc.|1060
PME|PINGTAN MARINE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1200
PME|PINGTAN MARINE|ETRS|E*Trade Securities LLC|106543
PME|PINGTAN MARINE|FBCO|Credit Suisse Securities (USA) LLC|219162
PME|PINGTAN MARINE|FILL|Tradestation Securities, Inc.|800
PME|PINGTAN MARINE|FMAF|NBCN Inc./ CDS|700
PME|PINGTAN MARINE|FOMA|TD AMERITRADE CLEARING, INC.|150239
PME|PINGTAN MARINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4771
PME|PINGTAN MARINE|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
PME|PINGTAN MARINE|GLPX|ACS EXECUTION SERVICES, LLC|906
PME|PINGTAN MARINE|GSCO|GOLDMAN SACHS & CO. LLC|58684
PME|PINGTAN MARINE|GSCS|GOLDMAN SACHS & CO. LLC|1000
PME|PINGTAN MARINE|GSLT|GOLDMAN SACHS & CO. LLC|10098
PME|PINGTAN MARINE|GTSZ|GTS SECURITIES LLC|600
PME|PINGTAN MARINE|IBKR|Interactive Brokers Llc|475624
PME|PINGTAN MARINE|ICBX|INSTINET, LLC|9167
PME|PINGTAN MARINE|INCA|INSTINET, LLC|61422
PME|PINGTAN MARINE|ITGI|ITG Inc.|69915
PME|PINGTAN MARINE|ITGP|ITG INC.|8600
PME|PINGTAN MARINE|JMPT|JUMP TRADING, LLC|1868
PME|PINGTAN MARINE|JPMX|J.P. Morgan Securities LLC|18115
PME|PINGTAN MARINE|KCGM|VIRTU Americas LLC|915
PME|PINGTAN MARINE|LEHM|Barclays Capital Inc./Le|26937
PME|PINGTAN MARINE|LIME|Lime Brokerage LLC|24059
PME|PINGTAN MARINE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2306
PME|PINGTAN MARINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19600
PME|PINGTAN MARINE|MSCO|MORGAN STANLEY & CO. LLC|413591
PME|PINGTAN MARINE|MSPL|MORGAN STANLEY & CO. LLC|145800
PME|PINGTAN MARINE|MSTX|MORGAN STANLEY & CO. LLC|26400
PME|PINGTAN MARINE|NEED|Needham & Company, LLC|32391
PME|PINGTAN MARINE|NFSC|National Financial Services LLC|53184
PME|PINGTAN MARINE|NITE|VIRTU Americas LLC|294638
PME|PINGTAN MARINE|NQRB|Brut, LLC|500
PME|PINGTAN MARINE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3950
PME|PINGTAN MARINE|PDQM|CODA MARKETS, INC.|5580
PME|PINGTAN MARINE|PWJC|UBS Financial Services, Inc.|2200
PME|PINGTAN MARINE|SAGL|SAGETRADER, LLC|1200
PME|PINGTAN MARINE|SBSH|Citigroup Global Markets Inc.|32581
PME|PINGTAN MARINE|SGMT|GOLDMAN SACHS & CO. LLC|4842
PME|PINGTAN MARINE|SPDR|SPEEDROUTE LLC|400
PME|PINGTAN MARINE|STFL|Stifel, Nicolaus & Company, Incorporated|10550
PME|PINGTAN MARINE|SWIM|TD Ameritrade, Inc.|10525
PME|PINGTAN MARINE|TOUR|TOURMALINE PARTNERS, LLC|3142
PME|PINGTAN MARINE|TRCM|TRC MARKETS LLC|100
PME|PINGTAN MARINE|UBSA|UBS SECURITIES LLC|78793
PME|PINGTAN MARINE|UBSS|UBS Securities LLC|71124
PME|PINGTAN MARINE|VALX|VIRTU AMERICAS LLC|1667
PME|PINGTAN MARINE|WCHV|WELLS FARGO SECURITIES, LLC|6525
PME|PINGTAN MARINE|WGIF|CIBC World Markets Inc.|1311
PME|PINGTAN MARINE|WSEA|WOLVERINE SECURITIES, LLC|1464
PME|PINGTAN MARINE|YKNA|COMHAR CAPITAL MARKETS, LLC|809
PMF|PIMCO MUNI INC FD|ALTX|Alternet Securities Inc.|300
PMF|PIMCO MUNI INC FD|APCC|Apex Clearing Corporation|98
PMF|PIMCO MUNI INC FD|BARD|Robert W. Baird & Co. Incorporated|1000
PMF|PIMCO MUNI INC FD|BATM|CBOE TRADING, INC.|279
PMF|PIMCO MUNI INC FD|BBNT|BB&T SECURITIES, LLC|1323
PMF|PIMCO MUNI INC FD|BTIG|BTIG, LLC|100
PMF|PIMCO MUNI INC FD|CANT|Cantor Fitzgerald & Co.|33360
PMF|PIMCO MUNI INC FD|CHAS|Charles Schwab & Co., Inc.|1771
PMF|PIMCO MUNI INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
PMF|PIMCO MUNI INC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PMF|PIMCO MUNI INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6774
PMF|PIMCO MUNI INC FD|DBAX|Deutsche Bank Securities Inc.|1600
PMF|PIMCO MUNI INC FD|DEAN|MORGAN STANLEY|2637
PMF|PIMCO MUNI INC FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1432
PMF|PIMCO MUNI INC FD|EBXL|EBX LLC|2400
PMF|PIMCO MUNI INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
PMF|PIMCO MUNI INC FD|EDJO|Edward D. Jones & Co., L.P.|3733
PMF|PIMCO MUNI INC FD|EGAM|CBOE TRADING, INC.|482
PMF|PIMCO MUNI INC FD|EGXM|CBOE TRADING, INC.|800
PMF|PIMCO MUNI INC FD|ETRS|E*Trade Securities LLC|40028
PMF|PIMCO MUNI INC FD|FTBR|Foliofn Investments, Inc.|8
PMF|PIMCO MUNI INC FD|GLPX|ACS EXECUTION SERVICES, LLC|2850
PMF|PIMCO MUNI INC FD|GTSZ|GTS SECURITIES LLC|57
PMF|PIMCO MUNI INC FD|HRBF|American Enterprise Investment Services Inc.|46616
PMF|PIMCO MUNI INC FD|IATS|INTERACTIVE BROKERS LLC|897
PMF|PIMCO MUNI INC FD|IBKR|Interactive Brokers Llc|3812
PMF|PIMCO MUNI INC FD|ICBX|INSTINET, LLC|1100
PMF|PIMCO MUNI INC FD|INCA|INSTINET, LLC|2509
PMF|PIMCO MUNI INC FD|ITGI|ITG Inc.|12609
PMF|PIMCO MUNI INC FD|ITGP|ITG INC.|10800
PMF|PIMCO MUNI INC FD|JANY|Janney Montgomery Scott Inc.|600
PMF|PIMCO MUNI INC FD|JPMX|J.P. Morgan Securities LLC|2200
PMF|PIMCO MUNI INC FD|KCGM|VIRTU Americas LLC|4038
PMF|PIMCO MUNI INC FD|LEHM|Barclays Capital Inc./Le|16317
PMF|PIMCO MUNI INC FD|LGNT|COR CLEARING LLC|5
PMF|PIMCO MUNI INC FD|LIME|Lime Brokerage LLC|459
PMF|PIMCO MUNI INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PMF|PIMCO MUNI INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
PMF|PIMCO MUNI INC FD|MOTF|MOTIF INVESTING, INC.|1
PMF|PIMCO MUNI INC FD|MSCO|MORGAN STANLEY & CO. LLC|12619
PMF|PIMCO MUNI INC FD|MSPL|MORGAN STANLEY & CO. LLC|7700
PMF|PIMCO MUNI INC FD|MSTX|MORGAN STANLEY & CO. LLC|400
PMF|PIMCO MUNI INC FD|NFSC|National Financial Services LLC|93249
PMF|PIMCO MUNI INC FD|NITE|VIRTU Americas LLC|186553
PMF|PIMCO MUNI INC FD|NQRB|Brut, LLC|300
PMF|PIMCO MUNI INC FD|OPCO|Oppenheimer & Co. Inc.|5238
PMF|PIMCO MUNI INC FD|PDQM|CODA MARKETS, INC.|700
PMF|PIMCO MUNI INC FD|RBCM|RBC CAPITAL MARKETS, LLC|17860
PMF|PIMCO MUNI INC FD|RGLD|Regal Securities, Inc|700
PMF|PIMCO MUNI INC FD|SPDR|SPEEDROUTE LLC|100
PMF|PIMCO MUNI INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|7770
PMF|PIMCO MUNI INC FD|SWIM|TD Ameritrade, Inc.|1000
PMF|PIMCO MUNI INC FD|SWST|Hilltop Securities Inc.|440
PMF|PIMCO MUNI INC FD|TKNG|ALLY INVEST SECURITIES LLC|1320
PMF|PIMCO MUNI INC FD|TRBT|Tradebot Systems, Inc.|1243
PMF|PIMCO MUNI INC FD|TRCM|TRC MARKETS LLC|100
PMF|PIMCO MUNI INC FD|UBSA|UBS SECURITIES LLC|3300
PMF|PIMCO MUNI INC FD|UBSS|UBS Securities LLC|41851
PMF|PIMCO MUNI INC FD|VGRD|Vanguard Marketing Corporation|12907
PMF|PIMCO MUNI INC FD|WABR|Wall Street Access|3920
PMF|PIMCO MUNI INC FD|WCHV|WELLS FARGO SECURITIES, LLC|25253
PMF|PIMCO MUNI INC FD|WEDB|WEDBUSH SECURITIES INC.|1320
PMF|PIMCO MUNI INC FD|WSEA|WOLVERINE SECURITIES, LLC|179
PMF|PIMCO MUNI INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
PMF|PIMCO MUNI INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10196
PML|PIMCO MUNI INC FD II|ALTX|Alternet Securities Inc.|4400
PML|PIMCO MUNI INC FD II|APCC|Apex Clearing Corporation|5368
PML|PIMCO MUNI INC FD II|BANK|Primevest Financial Services, Inc.|11
PML|PIMCO MUNI INC FD II|BARD|Robert W. Baird & Co. Incorporated|5838
PML|PIMCO MUNI INC FD II|BATM|CBOE TRADING, INC.|133
PML|PIMCO MUNI INC FD II|BBNT|BB&T SECURITIES, LLC|3457
PML|PIMCO MUNI INC FD II|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1850
PML|PIMCO MUNI INC FD II|BTIG|BTIG, LLC|8674
PML|PIMCO MUNI INC FD II|CHAS|Charles Schwab & Co., Inc.|2482
PML|PIMCO MUNI INC FD II|CIST|Capital Institutional Services, Inc.|4871
PML|PIMCO MUNI INC FD II|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9700
PML|PIMCO MUNI INC FD II|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PML|PIMCO MUNI INC FD II|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
PML|PIMCO MUNI INC FD II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6216
PML|PIMCO MUNI INC FD II|CXCX|CITIGROUP GLOBAL MARKETS INC.|1910
PML|PIMCO MUNI INC FD II|DADA|D.A. Davidson & Co.|2700
PML|PIMCO MUNI INC FD II|DBAX|Deutsche Bank Securities Inc.|3500
PML|PIMCO MUNI INC FD II|DEAN|MORGAN STANLEY|8733
PML|PIMCO MUNI INC FD II|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2795
PML|PIMCO MUNI INC FD II|EBXL|EBX LLC|2100
PML|PIMCO MUNI INC FD II|ECUT|CONVERGEX EXECUTION SOLUTIONS|2317
PML|PIMCO MUNI INC FD II|EDJO|Edward D. Jones & Co., L.P.|6563
PML|PIMCO MUNI INC FD II|EGAM|CBOE TRADING, INC.|4266
PML|PIMCO MUNI INC FD II|EGXM|CBOE TRADING, INC.|731
PML|PIMCO MUNI INC FD II|ETBE|Electronic Transaction Clearing, Inc.|20
PML|PIMCO MUNI INC FD II|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
PML|PIMCO MUNI INC FD II|ETRS|E*Trade Securities LLC|36765
PML|PIMCO MUNI INC FD II|FBSB|U.S. Bancorp Investments, Inc.|1008
PML|PIMCO MUNI INC FD II|FINX|FINTECH SECURITIES|13943
PML|PIMCO MUNI INC FD II|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6878
PML|PIMCO MUNI INC FD II|FTBR|Foliofn Investments, Inc.|15990
PML|PIMCO MUNI INC FD II|GLPX|ACS EXECUTION SERVICES, LLC|413
PML|PIMCO MUNI INC FD II|GSCO|GOLDMAN SACHS & CO. LLC|10700
PML|PIMCO MUNI INC FD II|GSCS|GOLDMAN SACHS & CO. LLC|2620
PML|PIMCO MUNI INC FD II|HRBF|American Enterprise Investment Services Inc.|15662
PML|PIMCO MUNI INC FD II|IATS|INTERACTIVE BROKERS LLC|2065
PML|PIMCO MUNI INC FD II|IBKR|Interactive Brokers Llc|7467
PML|PIMCO MUNI INC FD II|INCA|INSTINET, LLC|677
PML|PIMCO MUNI INC FD II|INJX|INSTINET, LLC|100
PML|PIMCO MUNI INC FD II|ITGI|ITG Inc.|13066
PML|PIMCO MUNI INC FD II|ITGP|ITG INC.|6800
PML|PIMCO MUNI INC FD II|JANY|Janney Montgomery Scott Inc.|1410
PML|PIMCO MUNI INC FD II|JEFF|JEFFERIES LLC|1400
PML|PIMCO MUNI INC FD II|JMPT|JUMP TRADING, LLC|365
PML|PIMCO MUNI INC FD II|JPMX|J.P. Morgan Securities LLC|2884
PML|PIMCO MUNI INC FD II|JSJX|JANE STREET CAPITAL LLC|1600
PML|PIMCO MUNI INC FD II|KCGM|VIRTU Americas LLC|3866
PML|PIMCO MUNI INC FD II|LEHM|Barclays Capital Inc./Le|2800
PML|PIMCO MUNI INC FD II|LGNT|COR CLEARING LLC|40
PML|PIMCO MUNI INC FD II|LIME|Lime Brokerage LLC|203
PML|PIMCO MUNI INC FD II|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2700
PML|PIMCO MUNI INC FD II|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
PML|PIMCO MUNI INC FD II|MOTF|MOTIF INVESTING, INC.|4
PML|PIMCO MUNI INC FD II|MSCO|MORGAN STANLEY & CO. LLC|73925
PML|PIMCO MUNI INC FD II|MSPL|MORGAN STANLEY & CO. LLC|6700
PML|PIMCO MUNI INC FD II|NFSC|National Financial Services LLC|160824
PML|PIMCO MUNI INC FD II|NITE|VIRTU Americas LLC|381662
PML|PIMCO MUNI INC FD II|OPCO|Oppenheimer & Co. Inc.|5277
PML|PIMCO MUNI INC FD II|OTAA|OTA LLC|400
PML|PIMCO MUNI INC FD II|PDQM|CODA MARKETS, INC.|3826
PML|PIMCO MUNI INC FD II|RBCM|RBC CAPITAL MARKETS, LLC|32667
PML|PIMCO MUNI INC FD II|RGLD|Regal Securities, Inc|3835
PML|PIMCO MUNI INC FD II|SAGC|SAGETRADER, LLC|400
PML|PIMCO MUNI INC FD II|SAGL|SAGETRADER, LLC|1400
PML|PIMCO MUNI INC FD II|SBSH|Citigroup Global Markets Inc.|1053
PML|PIMCO MUNI INC FD II|SGMT|GOLDMAN SACHS & CO. LLC|6300
PML|PIMCO MUNI INC FD II|STFL|Stifel, Nicolaus & Company, Incorporated|8028
PML|PIMCO MUNI INC FD II|SWIM|TD Ameritrade, Inc.|601
PML|PIMCO MUNI INC FD II|SWST|Hilltop Securities Inc.|9417
PML|PIMCO MUNI INC FD II|TKNG|ALLY INVEST SECURITIES LLC|400
PML|PIMCO MUNI INC FD II|TRBT|Tradebot Systems, Inc.|100
PML|PIMCO MUNI INC FD II|UBSA|UBS SECURITIES LLC|11179
PML|PIMCO MUNI INC FD II|UBSS|UBS Securities LLC|87101
PML|PIMCO MUNI INC FD II|VERT|The Vertical Trading Group, LLC|765
PML|PIMCO MUNI INC FD II|VGRD|Vanguard Marketing Corporation|22207
PML|PIMCO MUNI INC FD II|WCHV|WELLS FARGO SECURITIES, LLC|87204
PML|PIMCO MUNI INC FD II|WEDB|WEDBUSH SECURITIES INC.|3700
PML|PIMCO MUNI INC FD II|WEED|Weeden & Co.L.P.|950
PML|PIMCO MUNI INC FD II|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2162
PML|PIMCO MUNI INC FD II|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14107
PML|PIMCO MUNI INC FD II|WGIF|CIBC World Markets Inc.|300
PML|PIMCO MUNI INC FD II|WSEA|WOLVERINE SECURITIES, LLC|4669
PML|PIMCO MUNI INC FD II|XSTM|NATIONAL FINANCIAL SERVICES LLC|9200
PML|PIMCO MUNI INC FD II|YKNA|COMHAR CAPITAL MARKETS, LLC|300
PML|PIMCO MUNI INC FD II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28005
PMM|PUTNAM MANAGED MU TR|ALTX|Alternet Securities Inc.|841
PMM|PUTNAM MANAGED MU TR|APCC|Apex Clearing Corporation|27
PMM|PUTNAM MANAGED MU TR|BANK|Primevest Financial Services, Inc.|1850
PMM|PUTNAM MANAGED MU TR|BARD|Robert W. Baird & Co. Incorporated|3
PMM|PUTNAM MANAGED MU TR|BATM|CBOE TRADING, INC.|300
PMM|PUTNAM MANAGED MU TR|BTIG|BTIG, LLC|200
PMM|PUTNAM MANAGED MU TR|CANT|Cantor Fitzgerald & Co.|112875
PMM|PUTNAM MANAGED MU TR|CHAS|Charles Schwab & Co., Inc.|2
PMM|PUTNAM MANAGED MU TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23508
PMM|PUTNAM MANAGED MU TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
PMM|PUTNAM MANAGED MU TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8310
PMM|PUTNAM MANAGED MU TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3944
PMM|PUTNAM MANAGED MU TR|DADA|D.A. Davidson & Co.|3
PMM|PUTNAM MANAGED MU TR|DBAX|Deutsche Bank Securities Inc.|6900
PMM|PUTNAM MANAGED MU TR|DEAN|MORGAN STANLEY|28929
PMM|PUTNAM MANAGED MU TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19956
PMM|PUTNAM MANAGED MU TR|EBXL|EBX LLC|11300
PMM|PUTNAM MANAGED MU TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|18000
PMM|PUTNAM MANAGED MU TR|EDJO|Edward D. Jones & Co., L.P.|5404
PMM|PUTNAM MANAGED MU TR|EGAM|CBOE TRADING, INC.|1581
PMM|PUTNAM MANAGED MU TR|EGXM|CBOE TRADING, INC.|200
PMM|PUTNAM MANAGED MU TR|ETBE|Electronic Transaction Clearing, Inc.|400
PMM|PUTNAM MANAGED MU TR|ETCB|ETC BROKERAGE SERVICES, LLC|5025
PMM|PUTNAM MANAGED MU TR|ETRS|E*Trade Securities LLC|27255
PMM|PUTNAM MANAGED MU TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10041
PMM|PUTNAM MANAGED MU TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23759
PMM|PUTNAM MANAGED MU TR|FTBR|Foliofn Investments, Inc.|75
PMM|PUTNAM MANAGED MU TR|GLPX|ACS EXECUTION SERVICES, LLC|600
PMM|PUTNAM MANAGED MU TR|GSCO|GOLDMAN SACHS & CO. LLC|12591
PMM|PUTNAM MANAGED MU TR|GSLT|GOLDMAN SACHS & CO. LLC|1221
PMM|PUTNAM MANAGED MU TR|GTSZ|GTS SECURITIES LLC|874
PMM|PUTNAM MANAGED MU TR|HRBF|American Enterprise Investment Services Inc.|42249
PMM|PUTNAM MANAGED MU TR|IATS|INTERACTIVE BROKERS LLC|312
PMM|PUTNAM MANAGED MU TR|IBKR|Interactive Brokers Llc|9686
PMM|PUTNAM MANAGED MU TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2734
PMM|PUTNAM MANAGED MU TR|ICBX|INSTINET, LLC|2300
PMM|PUTNAM MANAGED MU TR|INCA|INSTINET, LLC|5678
PMM|PUTNAM MANAGED MU TR|ITGI|ITG Inc.|3878
PMM|PUTNAM MANAGED MU TR|ITGP|ITG INC.|3000
PMM|PUTNAM MANAGED MU TR|JANY|Janney Montgomery Scott Inc.|2581
PMM|PUTNAM MANAGED MU TR|JMPT|JUMP TRADING, LLC|40
PMM|PUTNAM MANAGED MU TR|JONE|JonesTrading|86127
PMM|PUTNAM MANAGED MU TR|JPMX|J.P. Morgan Securities LLC|3982
PMM|PUTNAM MANAGED MU TR|JSJX|JANE STREET CAPITAL LLC|600
PMM|PUTNAM MANAGED MU TR|KCGM|VIRTU Americas LLC|2400
PMM|PUTNAM MANAGED MU TR|LEHM|Barclays Capital Inc./Le|18400
PMM|PUTNAM MANAGED MU TR|LIME|Lime Brokerage LLC|2203
PMM|PUTNAM MANAGED MU TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PMM|PUTNAM MANAGED MU TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
PMM|PUTNAM MANAGED MU TR|MOTF|MOTIF INVESTING, INC.|1
PMM|PUTNAM MANAGED MU TR|MSCO|MORGAN STANLEY & CO. LLC|139286
PMM|PUTNAM MANAGED MU TR|MSPL|MORGAN STANLEY & CO. LLC|18200
PMM|PUTNAM MANAGED MU TR|MSTX|MORGAN STANLEY & CO. LLC|5000
PMM|PUTNAM MANAGED MU TR|NATL|National Securities Corporation|3300
PMM|PUTNAM MANAGED MU TR|NFSC|National Financial Services LLC|178395
PMM|PUTNAM MANAGED MU TR|NITE|VIRTU Americas LLC|204924
PMM|PUTNAM MANAGED MU TR|NQRB|Brut, LLC|1996
PMM|PUTNAM MANAGED MU TR|OPCO|Oppenheimer & Co. Inc.|37880
PMM|PUTNAM MANAGED MU TR|PDQM|CODA MARKETS, INC.|2141
PMM|PUTNAM MANAGED MU TR|PWJC|UBS Financial Services, Inc.|1524
PMM|PUTNAM MANAGED MU TR|RBCM|RBC CAPITAL MARKETS, LLC|23470
PMM|PUTNAM MANAGED MU TR|SAGL|SAGETRADER, LLC|600
PMM|PUTNAM MANAGED MU TR|SALI|INTL FCSTONE FINANCIAL INC.|1067
PMM|PUTNAM MANAGED MU TR|SBSH|Citigroup Global Markets Inc.|34585
PMM|PUTNAM MANAGED MU TR|SGMT|GOLDMAN SACHS & CO. LLC|5300
PMM|PUTNAM MANAGED MU TR|STFL|Stifel, Nicolaus & Company, Incorporated|5791
PMM|PUTNAM MANAGED MU TR|SWIM|TD Ameritrade, Inc.|1049
PMM|PUTNAM MANAGED MU TR|SWST|Hilltop Securities Inc.|19215
PMM|PUTNAM MANAGED MU TR|TRBT|Tradebot Systems, Inc.|2200
PMM|PUTNAM MANAGED MU TR|TRCM|TRC MARKETS LLC|100
PMM|PUTNAM MANAGED MU TR|UBSA|UBS SECURITIES LLC|28117
PMM|PUTNAM MANAGED MU TR|UBSS|UBS Securities LLC|88893
PMM|PUTNAM MANAGED MU TR|VALX|VIRTU AMERICAS LLC|3544
PMM|PUTNAM MANAGED MU TR|VGRD|Vanguard Marketing Corporation|15219
PMM|PUTNAM MANAGED MU TR|WCHV|WELLS FARGO SECURITIES, LLC|124460
PMM|PUTNAM MANAGED MU TR|WEDB|WEDBUSH SECURITIES INC.|4
PMM|PUTNAM MANAGED MU TR|WEED|Weeden & Co.L.P.|37309
PMM|PUTNAM MANAGED MU TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|205
PMM|PUTNAM MANAGED MU TR|WSEA|WOLVERINE SECURITIES, LLC|184
PMM|PUTNAM MANAGED MU TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PMM|PUTNAM MANAGED MU TR|YKNA|COMHAR CAPITAL MARKETS, LLC|500
PMM|PUTNAM MANAGED MU TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13549
PMO|PUTNAM MUNI TRUST|AGIS|Aegis Capital Corp.|972
PMO|PUTNAM MUNI TRUST|ALTX|Alternet Securities Inc.|282
PMO|PUTNAM MUNI TRUST|APCC|Apex Clearing Corporation|19
PMO|PUTNAM MUNI TRUST|BARD|Robert W. Baird & Co. Incorporated|2022
PMO|PUTNAM MUNI TRUST|BATM|CBOE TRADING, INC.|104
PMO|PUTNAM MUNI TRUST|BBNT|BB&T SECURITIES, LLC|8
PMO|PUTNAM MUNI TRUST|BTIG|BTIG, LLC|6408
PMO|PUTNAM MUNI TRUST|CANT|Cantor Fitzgerald & Co.|323
PMO|PUTNAM MUNI TRUST|CIST|Capital Institutional Services, Inc.|1000
PMO|PUTNAM MUNI TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17472
PMO|PUTNAM MUNI TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
PMO|PUTNAM MUNI TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5302
PMO|PUTNAM MUNI TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|686
PMO|PUTNAM MUNI TRUST|DBAX|Deutsche Bank Securities Inc.|16800
PMO|PUTNAM MUNI TRUST|DEAN|MORGAN STANLEY|15972
PMO|PUTNAM MUNI TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3635
PMO|PUTNAM MUNI TRUST|EBXL|EBX LLC|24600
PMO|PUTNAM MUNI TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
PMO|PUTNAM MUNI TRUST|EDJO|Edward D. Jones & Co., L.P.|8328
PMO|PUTNAM MUNI TRUST|EGAM|CBOE TRADING, INC.|600
PMO|PUTNAM MUNI TRUST|EGXM|CBOE TRADING, INC.|100
PMO|PUTNAM MUNI TRUST|ESPO|ESPOSITO SECURITIES, LLC|218
PMO|PUTNAM MUNI TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
PMO|PUTNAM MUNI TRUST|ETRS|E*Trade Securities LLC|13385
PMO|PUTNAM MUNI TRUST|FBSB|U.S. Bancorp Investments, Inc.|2
PMO|PUTNAM MUNI TRUST|FINX|FINTECH SECURITIES|1043
PMO|PUTNAM MUNI TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9639
PMO|PUTNAM MUNI TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20410
PMO|PUTNAM MUNI TRUST|FTBR|Foliofn Investments, Inc.|1
PMO|PUTNAM MUNI TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|100
PMO|PUTNAM MUNI TRUST|GLPX|ACS EXECUTION SERVICES, LLC|2710
PMO|PUTNAM MUNI TRUST|GSCO|GOLDMAN SACHS & CO. LLC|2335
PMO|PUTNAM MUNI TRUST|GSCS|GOLDMAN SACHS & CO. LLC|1400
PMO|PUTNAM MUNI TRUST|GSLT|GOLDMAN SACHS & CO. LLC|200
PMO|PUTNAM MUNI TRUST|HRBF|American Enterprise Investment Services Inc.|14835
PMO|PUTNAM MUNI TRUST|IATS|INTERACTIVE BROKERS LLC|4203
PMO|PUTNAM MUNI TRUST|IBKR|Interactive Brokers Llc|9185
PMO|PUTNAM MUNI TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2671
PMO|PUTNAM MUNI TRUST|ICBX|INSTINET, LLC|1418
PMO|PUTNAM MUNI TRUST|INCA|INSTINET, LLC|2101
PMO|PUTNAM MUNI TRUST|ITGI|ITG Inc.|1481
PMO|PUTNAM MUNI TRUST|ITGP|ITG INC.|3200
PMO|PUTNAM MUNI TRUST|JANY|Janney Montgomery Scott Inc.|42
PMO|PUTNAM MUNI TRUST|JONE|JonesTrading|25742
PMO|PUTNAM MUNI TRUST|JPMX|J.P. Morgan Securities LLC|9400
PMO|PUTNAM MUNI TRUST|JSJX|JANE STREET CAPITAL LLC|347
PMO|PUTNAM MUNI TRUST|KCGM|VIRTU Americas LLC|7833
PMO|PUTNAM MUNI TRUST|LEHM|Barclays Capital Inc./Le|3000
PMO|PUTNAM MUNI TRUST|LIME|Lime Brokerage LLC|424
PMO|PUTNAM MUNI TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1918
PMO|PUTNAM MUNI TRUST|MACC|Mid Atlantic Capital Corporation|1487
PMO|PUTNAM MUNI TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16046
PMO|PUTNAM MUNI TRUST|MOTF|MOTIF INVESTING, INC.|3
PMO|PUTNAM MUNI TRUST|MSCO|MORGAN STANLEY & CO. LLC|41221
PMO|PUTNAM MUNI TRUST|MSPL|MORGAN STANLEY & CO. LLC|12500
PMO|PUTNAM MUNI TRUST|MSTX|MORGAN STANLEY & CO. LLC|400
PMO|PUTNAM MUNI TRUST|NATL|National Securities Corporation|200800
PMO|PUTNAM MUNI TRUST|NFSC|National Financial Services LLC|49280
PMO|PUTNAM MUNI TRUST|NITE|VIRTU Americas LLC|140641
PMO|PUTNAM MUNI TRUST|NQRB|Brut, LLC|800
PMO|PUTNAM MUNI TRUST|NTRC|Northern Trust Securities, Inc.|250
PMO|PUTNAM MUNI TRUST|OPCO|Oppenheimer & Co. Inc.|7118
PMO|PUTNAM MUNI TRUST|PDQM|CODA MARKETS, INC.|2582
PMO|PUTNAM MUNI TRUST|PWJC|UBS Financial Services, Inc.|10
PMO|PUTNAM MUNI TRUST|RBCM|RBC CAPITAL MARKETS, LLC|10079
PMO|PUTNAM MUNI TRUST|SALI|INTL FCSTONE FINANCIAL INC.|5
PMO|PUTNAM MUNI TRUST|SBRX|MURIEL SIEBERT & CO INC|500
PMO|PUTNAM MUNI TRUST|SBSH|Citigroup Global Markets Inc.|17960
PMO|PUTNAM MUNI TRUST|SGMT|GOLDMAN SACHS & CO. LLC|7104
PMO|PUTNAM MUNI TRUST|SPDR|SPEEDROUTE LLC|300
PMO|PUTNAM MUNI TRUST|SPHN|Stephens Inc.|50
PMO|PUTNAM MUNI TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|1485
PMO|PUTNAM MUNI TRUST|SWIM|TD Ameritrade, Inc.|1792
PMO|PUTNAM MUNI TRUST|SWST|Hilltop Securities Inc.|256
PMO|PUTNAM MUNI TRUST|TRBT|Tradebot Systems, Inc.|1803
PMO|PUTNAM MUNI TRUST|UBSA|UBS SECURITIES LLC|30026
PMO|PUTNAM MUNI TRUST|UBSS|UBS Securities LLC|66333
PMO|PUTNAM MUNI TRUST|VGRD|Vanguard Marketing Corporation|5356
PMO|PUTNAM MUNI TRUST|WBET|Wallachbeth Capital LLC|1530
PMO|PUTNAM MUNI TRUST|WCHV|WELLS FARGO SECURITIES, LLC|42710
PMO|PUTNAM MUNI TRUST|WEED|Weeden & Co.L.P.|19720
PMO|PUTNAM MUNI TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2457
PMO|PUTNAM MUNI TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|488
PMO|PUTNAM MUNI TRUST|WSEA|WOLVERINE SECURITIES, LLC|4807
PMO|PUTNAM MUNI TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
PMO|PUTNAM MUNI TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|500
PMO|PUTNAM MUNI TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3926
PMOM|PR SUSTN MOM IDX ETF|CANT|Cantor Fitzgerald & Co.|2319
PMOM|PR SUSTN MOM IDX ETF|FBCO|Credit Suisse Securities (USA) LLC|170
PMOM|PR SUSTN MOM IDX ETF|LIME|Lime Brokerage LLC|100
PMOM|PR SUSTN MOM IDX ETF|NFSC|National Financial Services LLC|700
PMOM|PR SUSTN MOM IDX ETF|SWIM|TD Ameritrade, Inc.|200
PMPT|ETFIS SERIES TRUST I|CHAS|Charles Schwab & Co., Inc.|2
PMPT|ETFIS SERIES TRUST I|FBCO|Credit Suisse Securities (USA) LLC|100
PMPT|ETFIS SERIES TRUST I|FOMA|TD AMERITRADE CLEARING, INC.|741
PMPT|ETFIS SERIES TRUST I|FTBR|Foliofn Investments, Inc.|5
PMPT|ETFIS SERIES TRUST I|IBKR|Interactive Brokers Llc|222
PMPT|ETFIS SERIES TRUST I|JSEB|JANE STREET EXECUTION SERVICES, LLC|224
PMPT|ETFIS SERIES TRUST I|JSJX|JANE STREET CAPITAL LLC|200
PMPT|ETFIS SERIES TRUST I|LIME|Lime Brokerage LLC|214
PMPT|ETFIS SERIES TRUST I|MACC|Mid Atlantic Capital Corporation|128
PMPT|ETFIS SERIES TRUST I|NFSC|National Financial Services LLC|264
PMPT|ETFIS SERIES TRUST I|NITE|VIRTU Americas LLC|632
PMPT|ETFIS SERIES TRUST I|WSEA|WOLVERINE SECURITIES, LLC|20
PMPT|ETFIS SERIES TRUST I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1100
PMR|INVESCO DYNAMIC|APCC|Apex Clearing Corporation|12
PMR|INVESCO DYNAMIC|CHAS|Charles Schwab & Co., Inc.|1
PMR|INVESCO DYNAMIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|166
PMR|INVESCO DYNAMIC|ETRS|E*Trade Securities LLC|5
PMR|INVESCO DYNAMIC|GSLT|GOLDMAN SACHS & CO. LLC|300
PMR|INVESCO DYNAMIC|HRBF|American Enterprise Investment Services Inc.|1
PMR|INVESCO DYNAMIC|JSJX|JANE STREET CAPITAL LLC|377
PMR|INVESCO DYNAMIC|KCGM|VIRTU Americas LLC|158
PMR|INVESCO DYNAMIC|MSCO|MORGAN STANLEY & CO. LLC|127
PMR|INVESCO DYNAMIC|NFSC|National Financial Services LLC|830
PMR|INVESCO DYNAMIC|NITE|VIRTU Americas LLC|341
PMR|INVESCO DYNAMIC|SALI|INTL FCSTONE FINANCIAL INC.|1
PMR|INVESCO DYNAMIC|SWIM|TD Ameritrade, Inc.|31
PMR|INVESCO DYNAMIC|UBSA|UBS SECURITIES LLC|900
PMR|INVESCO DYNAMIC|UBSS|UBS Securities LLC|648
PMR|INVESCO DYNAMIC|WCHV|WELLS FARGO SECURITIES, LLC|5
PMT|PENNYMAC MTG INVT TR|ACAD|ACADEMY SECURITIES, INC.|100
PMT|PENNYMAC MTG INVT TR|AGIS|Aegis Capital Corp.|870
PMT|PENNYMAC MTG INVT TR|ALTX|Alternet Securities Inc.|3100
PMT|PENNYMAC MTG INVT TR|APCC|Apex Clearing Corporation|949
PMT|PENNYMAC MTG INVT TR|BANK|Primevest Financial Services, Inc.|750
PMT|PENNYMAC MTG INVT TR|BARD|Robert W. Baird & Co. Incorporated|300
PMT|PENNYMAC MTG INVT TR|BATM|CBOE TRADING, INC.|290
PMT|PENNYMAC MTG INVT TR|BBNT|BB&T SECURITIES, LLC|641
PMT|PENNYMAC MTG INVT TR|BERN|Sanford C. Bernstein & Co., LLC|4762
PMT|PENNYMAC MTG INVT TR|BIDS|BIDS TRADING L.P.|700
PMT|PENNYMAC MTG INVT TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12009
PMT|PENNYMAC MTG INVT TR|BLKX|INSTINET, LLC|7940
PMT|PENNYMAC MTG INVT TR|BMAK|BMA SECURITIES|2500
PMT|PENNYMAC MTG INVT TR|BNKS|Fig Partners, LLC|6797
PMT|PENNYMAC MTG INVT TR|BNPX|BNP PARIBAS SECURITIES CORP.|13684
PMT|PENNYMAC MTG INVT TR|BRVL|BLAYLOCK VAN, LLC|7940
PMT|PENNYMAC MTG INVT TR|BTIG|BTIG, LLC|37378
PMT|PENNYMAC MTG INVT TR|BZYD|GOLDMAN SACHS & CO. LLC|1100
PMT|PENNYMAC MTG INVT TR|CANT|Cantor Fitzgerald & Co.|2
PMT|PENNYMAC MTG INVT TR|CHAS|Charles Schwab & Co., Inc.|307
PMT|PENNYMAC MTG INVT TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44465
PMT|PENNYMAC MTG INVT TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|172
PMT|PENNYMAC MTG INVT TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65996
PMT|PENNYMAC MTG INVT TR|CTDL|Citadel Derivatives Group Llc|1262
PMT|PENNYMAC MTG INVT TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|26686
PMT|PENNYMAC MTG INVT TR|DBAB|Deutsche Bank Securities Inc.|55007
PMT|PENNYMAC MTG INVT TR|DBAX|Deutsche Bank Securities Inc.|62900
PMT|PENNYMAC MTG INVT TR|DEAN|MORGAN STANLEY|2485
PMT|PENNYMAC MTG INVT TR|DEGS|RONIN PROFESSIONAL LLC|31
PMT|PENNYMAC MTG INVT TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|67
PMT|PENNYMAC MTG INVT TR|EBXL|EBX LLC|47300
PMT|PENNYMAC MTG INVT TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|18129
PMT|PENNYMAC MTG INVT TR|EDJO|Edward D. Jones & Co., L.P.|231
PMT|PENNYMAC MTG INVT TR|EGAM|CBOE TRADING, INC.|1503
PMT|PENNYMAC MTG INVT TR|ETBE|Electronic Transaction Clearing, Inc.|4521
PMT|PENNYMAC MTG INVT TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
PMT|PENNYMAC MTG INVT TR|ETRS|E*Trade Securities LLC|100433
PMT|PENNYMAC MTG INVT TR|FBSB|U.S. Bancorp Investments, Inc.|500
PMT|PENNYMAC MTG INVT TR|FILL|Tradestation Securities, Inc.|1012
PMT|PENNYMAC MTG INVT TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3411
PMT|PENNYMAC MTG INVT TR|FQLS|Quantlab Securities LP|60965
PMT|PENNYMAC MTG INVT TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48683
PMT|PENNYMAC MTG INVT TR|FTBR|Foliofn Investments, Inc.|13689
PMT|PENNYMAC MTG INVT TR|GEBB|GLOBAL EXECUTION BROKERS, LP|200
PMT|PENNYMAC MTG INVT TR|GLPX|ACS EXECUTION SERVICES, LLC|2398
PMT|PENNYMAC MTG INVT TR|GSCO|GOLDMAN SACHS & CO. LLC|195919
PMT|PENNYMAC MTG INVT TR|GSCS|GOLDMAN SACHS & CO. LLC|4380
PMT|PENNYMAC MTG INVT TR|GSLT|GOLDMAN SACHS & CO. LLC|2799
PMT|PENNYMAC MTG INVT TR|GTSZ|GTS SECURITIES LLC|19612
PMT|PENNYMAC MTG INVT TR|HOVD|HOVDE GROUP, LLC|6855
PMT|PENNYMAC MTG INVT TR|HRBF|American Enterprise Investment Services Inc.|30333
PMT|PENNYMAC MTG INVT TR|IATS|INTERACTIVE BROKERS LLC|9930
PMT|PENNYMAC MTG INVT TR|IBKR|Interactive Brokers Llc|11671
PMT|PENNYMAC MTG INVT TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1047
PMT|PENNYMAC MTG INVT TR|ICBX|INSTINET, LLC|14766
PMT|PENNYMAC MTG INVT TR|IEQY|CITADEL SECURITIES LLC|15155
PMT|PENNYMAC MTG INVT TR|INCA|INSTINET, LLC|78629
PMT|PENNYMAC MTG INVT TR|ITGI|ITG Inc.|10889
PMT|PENNYMAC MTG INVT TR|ITGP|ITG INC.|57200
PMT|PENNYMAC MTG INVT TR|JANY|Janney Montgomery Scott Inc.|5341
PMT|PENNYMAC MTG INVT TR|JEFF|JEFFERIES LLC|510
PMT|PENNYMAC MTG INVT TR|JMPT|JUMP TRADING, LLC|813
PMT|PENNYMAC MTG INVT TR|JPBX|J.P. MORGAN SECURITIES LLC|23754
PMT|PENNYMAC MTG INVT TR|JPMX|J.P. Morgan Securities LLC|97653
PMT|PENNYMAC MTG INVT TR|JSJX|JANE STREET CAPITAL LLC|2757
PMT|PENNYMAC MTG INVT TR|KCGM|VIRTU Americas LLC|26040
PMT|PENNYMAC MTG INVT TR|LEHM|Barclays Capital Inc./Le|184644
PMT|PENNYMAC MTG INVT TR|LIME|Lime Brokerage LLC|9823
PMT|PENNYMAC MTG INVT TR|LOOP|Loop Capital Markets LLC|408
PMT|PENNYMAC MTG INVT TR|LSCI|Lek Securities Corporation|34
PMT|PENNYMAC MTG INVT TR|MBTS|ALLY INVEST SECURITIES LLC|70
PMT|PENNYMAC MTG INVT TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33468
PMT|PENNYMAC MTG INVT TR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
PMT|PENNYMAC MTG INVT TR|MOTF|MOTIF INVESTING, INC.|4
PMT|PENNYMAC MTG INVT TR|MSCO|MORGAN STANLEY & CO. LLC|380368
PMT|PENNYMAC MTG INVT TR|MSPL|MORGAN STANLEY & CO. LLC|144600
PMT|PENNYMAC MTG INVT TR|MSTX|MORGAN STANLEY & CO. LLC|56900
PMT|PENNYMAC MTG INVT TR|NATL|National Securities Corporation|900
PMT|PENNYMAC MTG INVT TR|NFSC|National Financial Services LLC|126331
PMT|PENNYMAC MTG INVT TR|NITE|VIRTU Americas LLC|357796
PMT|PENNYMAC MTG INVT TR|NQRB|Brut, LLC|6110
PMT|PENNYMAC MTG INVT TR|NTRC|Northern Trust Securities, Inc.|2627
PMT|PENNYMAC MTG INVT TR|ONEL|O'NEIL SECURITIES, INCORPORATED|1030
PMT|PENNYMAC MTG INVT TR|OPCO|Oppenheimer & Co. Inc.|6555
PMT|PENNYMAC MTG INVT TR|PDQM|CODA MARKETS, INC.|4700
PMT|PENNYMAC MTG INVT TR|PIPR|Piper Jaffray & Co.|4763
PMT|PENNYMAC MTG INVT TR|PWJC|UBS Financial Services, Inc.|3358
PMT|PENNYMAC MTG INVT TR|RBCM|RBC CAPITAL MARKETS, LLC|83818
PMT|PENNYMAC MTG INVT TR|SAGW|SAGETRADER, LLC|403
PMT|PENNYMAC MTG INVT TR|SALI|INTL FCSTONE FINANCIAL INC.|922
PMT|PENNYMAC MTG INVT TR|SBSH|Citigroup Global Markets Inc.|42161
PMT|PENNYMAC MTG INVT TR|SGMT|GOLDMAN SACHS & CO. LLC|42409
PMT|PENNYMAC MTG INVT TR|SPDR|SPEEDROUTE LLC|2900
PMT|PENNYMAC MTG INVT TR|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
PMT|PENNYMAC MTG INVT TR|STFL|Stifel, Nicolaus & Company, Incorporated|7893
PMT|PENNYMAC MTG INVT TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3266
PMT|PENNYMAC MTG INVT TR|SWIM|TD Ameritrade, Inc.|8232
PMT|PENNYMAC MTG INVT TR|TKNG|ALLY INVEST SECURITIES LLC|333
PMT|PENNYMAC MTG INVT TR|TRBT|Tradebot Systems, Inc.|45875
PMT|PENNYMAC MTG INVT TR|TRCM|TRC MARKETS LLC|15585
PMT|PENNYMAC MTG INVT TR|UBSA|UBS SECURITIES LLC|199216
PMT|PENNYMAC MTG INVT TR|UBSS|UBS Securities LLC|194161
PMT|PENNYMAC MTG INVT TR|VALX|VIRTU AMERICAS LLC|21521
PMT|PENNYMAC MTG INVT TR|VGRD|Vanguard Marketing Corporation|8117
PMT|PENNYMAC MTG INVT TR|WABR|Wall Street Access|36854
PMT|PENNYMAC MTG INVT TR|WBPX|SUMMIT SECURITIES GROUP, LLC|1830
PMT|PENNYMAC MTG INVT TR|WCHV|WELLS FARGO SECURITIES, LLC|56358
PMT|PENNYMAC MTG INVT TR|WEDB|WEDBUSH SECURITIES INC.|4626
PMT|PENNYMAC MTG INVT TR|WEED|Weeden & Co.L.P.|13489
PMT|PENNYMAC MTG INVT TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2002
PMT|PENNYMAC MTG INVT TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64449
PMT|PENNYMAC MTG INVT TR|WGIF|CIBC World Markets Inc.|3431
PMT|PENNYMAC MTG INVT TR|WSEA|WOLVERINE SECURITIES, LLC|2619
PMT|PENNYMAC MTG INVT TR|XIST|INSTINET, LLC|8642
PMT|PENNYMAC MTG INVT TR|XPQR|Jump Trading|86
PMT|PENNYMAC MTG INVT TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|6240
PMT|PENNYMAC MTG INVT TR|YKNA|COMHAR CAPITAL MARKETS, LLC|300
PMT|PENNYMAC MTG INVT TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4186
PMT$A|PENNYMAC 8.125 PFD A|BATM|CBOE TRADING, INC.|100
PMT$A|PENNYMAC 8.125 PFD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113
PMT$A|PENNYMAC 8.125 PFD A|CXCX|CITIGROUP GLOBAL MARKETS INC.|496
PMT$A|PENNYMAC 8.125 PFD A|DBAX|Deutsche Bank Securities Inc.|500
PMT$A|PENNYMAC 8.125 PFD A|DEAN|MORGAN STANLEY|1302
PMT$A|PENNYMAC 8.125 PFD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
PMT$A|PENNYMAC 8.125 PFD A|ETRS|E*Trade Securities LLC|7956
PMT$A|PENNYMAC 8.125 PFD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
PMT$A|PENNYMAC 8.125 PFD A|GSCO|GOLDMAN SACHS & CO. LLC|90
PMT$A|PENNYMAC 8.125 PFD A|HRBF|American Enterprise Investment Services Inc.|1254
PMT$A|PENNYMAC 8.125 PFD A|IATS|INTERACTIVE BROKERS LLC|200
PMT$A|PENNYMAC 8.125 PFD A|IBKR|Interactive Brokers Llc|200
PMT$A|PENNYMAC 8.125 PFD A|INCA|INSTINET, LLC|400
PMT$A|PENNYMAC 8.125 PFD A|ITGP|ITG INC.|200
PMT$A|PENNYMAC 8.125 PFD A|JEFF|JEFFERIES LLC|1140
PMT$A|PENNYMAC 8.125 PFD A|LEHM|Barclays Capital Inc./Le|600
PMT$A|PENNYMAC 8.125 PFD A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PMT$A|PENNYMAC 8.125 PFD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PMT$A|PENNYMAC 8.125 PFD A|MSCO|MORGAN STANLEY & CO. LLC|105
PMT$A|PENNYMAC 8.125 PFD A|MSPL|MORGAN STANLEY & CO. LLC|1100
PMT$A|PENNYMAC 8.125 PFD A|NFSC|National Financial Services LLC|8737
PMT$A|PENNYMAC 8.125 PFD A|NITE|VIRTU Americas LLC|10303
PMT$A|PENNYMAC 8.125 PFD A|OLDM|OLD MISSION CAPITAL, LLC|800
PMT$A|PENNYMAC 8.125 PFD A|RBCM|RBC CAPITAL MARKETS, LLC|1382
PMT$A|PENNYMAC 8.125 PFD A|STFL|Stifel, Nicolaus & Company, Incorporated|1251
PMT$A|PENNYMAC 8.125 PFD A|SWIM|TD Ameritrade, Inc.|301
PMT$A|PENNYMAC 8.125 PFD A|UBSA|UBS SECURITIES LLC|1508
PMT$A|PENNYMAC 8.125 PFD A|UBSS|UBS Securities LLC|1069
PMT$A|PENNYMAC 8.125 PFD A|VGRD|Vanguard Marketing Corporation|1898
PMT$A|PENNYMAC 8.125 PFD A|WCHV|WELLS FARGO SECURITIES, LLC|2113
PMT$B|PNNYMAN MORT 8% PFD|ALTX|Alternet Securities Inc.|264
PMT$B|PNNYMAN MORT 8% PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|622
PMT$B|PNNYMAN MORT 8% PFD|CANT|Cantor Fitzgerald & Co.|4000
PMT$B|PNNYMAN MORT 8% PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3500
PMT$B|PNNYMAN MORT 8% PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1510
PMT$B|PNNYMAN MORT 8% PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PMT$B|PNNYMAN MORT 8% PFD|DADA|D.A. Davidson & Co.|1000
PMT$B|PNNYMAN MORT 8% PFD|DBAX|Deutsche Bank Securities Inc.|2900
PMT$B|PNNYMAN MORT 8% PFD|DEAN|MORGAN STANLEY|9183
PMT$B|PNNYMAN MORT 8% PFD|EBXL|EBX LLC|600
PMT$B|PNNYMAN MORT 8% PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
PMT$B|PNNYMAN MORT 8% PFD|ETRS|E*Trade Securities LLC|61977
PMT$B|PNNYMAN MORT 8% PFD|GLPX|ACS EXECUTION SERVICES, LLC|250
PMT$B|PNNYMAN MORT 8% PFD|GSCO|GOLDMAN SACHS & CO. LLC|100
PMT$B|PNNYMAN MORT 8% PFD|GSLT|GOLDMAN SACHS & CO. LLC|100
PMT$B|PNNYMAN MORT 8% PFD|HRBF|American Enterprise Investment Services Inc.|146
PMT$B|PNNYMAN MORT 8% PFD|IATS|INTERACTIVE BROKERS LLC|288
PMT$B|PNNYMAN MORT 8% PFD|IBKR|Interactive Brokers Llc|605
PMT$B|PNNYMAN MORT 8% PFD|ICBX|INSTINET, LLC|100
PMT$B|PNNYMAN MORT 8% PFD|INCA|INSTINET, LLC|10
PMT$B|PNNYMAN MORT 8% PFD|ITGI|ITG Inc.|264
PMT$B|PNNYMAN MORT 8% PFD|JANY|Janney Montgomery Scott Inc.|5529
PMT$B|PNNYMAN MORT 8% PFD|JPMX|J.P. Morgan Securities LLC|1200
PMT$B|PNNYMAN MORT 8% PFD|KCGM|VIRTU Americas LLC|100
PMT$B|PNNYMAN MORT 8% PFD|LEHM|Barclays Capital Inc./Le|1600
PMT$B|PNNYMAN MORT 8% PFD|LIME|Lime Brokerage LLC|469
PMT$B|PNNYMAN MORT 8% PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PMT$B|PNNYMAN MORT 8% PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PMT$B|PNNYMAN MORT 8% PFD|MSCO|MORGAN STANLEY & CO. LLC|2280
PMT$B|PNNYMAN MORT 8% PFD|MSPL|MORGAN STANLEY & CO. LLC|700
PMT$B|PNNYMAN MORT 8% PFD|NFSC|National Financial Services LLC|17544
PMT$B|PNNYMAN MORT 8% PFD|NITE|VIRTU Americas LLC|58739
PMT$B|PNNYMAN MORT 8% PFD|PDQM|CODA MARKETS, INC.|514
PMT$B|PNNYMAN MORT 8% PFD|RBCM|RBC CAPITAL MARKETS, LLC|5609
PMT$B|PNNYMAN MORT 8% PFD|SBSH|Citigroup Global Markets Inc.|206
PMT$B|PNNYMAN MORT 8% PFD|SPDR|SPEEDROUTE LLC|100
PMT$B|PNNYMAN MORT 8% PFD|STFL|Stifel, Nicolaus & Company, Incorporated|7172
PMT$B|PNNYMAN MORT 8% PFD|SWIM|TD Ameritrade, Inc.|2300
PMT$B|PNNYMAN MORT 8% PFD|TRBT|Tradebot Systems, Inc.|462
PMT$B|PNNYMAN MORT 8% PFD|UBSA|UBS SECURITIES LLC|2214
PMT$B|PNNYMAN MORT 8% PFD|UBSS|UBS Securities LLC|3375
PMT$B|PNNYMAN MORT 8% PFD|VGRD|Vanguard Marketing Corporation|267
PMT$B|PNNYMAN MORT 8% PFD|VNDM|Wall Street Access|2080
PMT$B|PNNYMAN MORT 8% PFD|WBLR|WILLIAM BLAIR|1920
PMT$B|PNNYMAN MORT 8% PFD|WCHV|WELLS FARGO SECURITIES, LLC|1261
PMT$B|PNNYMAN MORT 8% PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PMTS|CPI CARD GROUP INC.|APCC|Apex Clearing Corporation|604
PMTS|CPI CARD GROUP INC.|BARD|Robert W. Baird & Co. Incorporated|200
PMTS|CPI CARD GROUP INC.|BAYC|BAY CREST PARTNERS, LLC|519
PMTS|CPI CARD GROUP INC.|BERN|Sanford C. Bernstein & Co., LLC|14
PMTS|CPI CARD GROUP INC.|BMOC|BMO Capital Markets Corp.|618
PMTS|CPI CARD GROUP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2798
PMTS|CPI CARD GROUP INC.|BYXM|CBOE TRADING, INC.|41
PMTS|CPI CARD GROUP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94
PMTS|CPI CARD GROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1417
PMTS|CPI CARD GROUP INC.|CTDL|Citadel Derivatives Group Llc|1715
PMTS|CPI CARD GROUP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|658
PMTS|CPI CARD GROUP INC.|DBAB|Deutsche Bank Securities Inc.|76485
PMTS|CPI CARD GROUP INC.|DBAX|Deutsche Bank Securities Inc.|800
PMTS|CPI CARD GROUP INC.|DEAN|MORGAN STANLEY|200
PMTS|CPI CARD GROUP INC.|DEGS|RONIN PROFESSIONAL LLC|2983
PMTS|CPI CARD GROUP INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
PMTS|CPI CARD GROUP INC.|EBXL|EBX LLC|1300
PMTS|CPI CARD GROUP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4421
PMTS|CPI CARD GROUP INC.|EDJO|Edward D. Jones & Co., L.P.|448
PMTS|CPI CARD GROUP INC.|ETBE|Electronic Transaction Clearing, Inc.|9745
PMTS|CPI CARD GROUP INC.|ETRS|E*Trade Securities LLC|28724
PMTS|CPI CARD GROUP INC.|FBCO|Credit Suisse Securities (USA) LLC|37950
PMTS|CPI CARD GROUP INC.|FILL|Tradestation Securities, Inc.|1
PMTS|CPI CARD GROUP INC.|FMAF|NBCN Inc./ CDS|2060
PMTS|CPI CARD GROUP INC.|FOMA|TD AMERITRADE CLEARING, INC.|47530
PMTS|CPI CARD GROUP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2674
PMTS|CPI CARD GROUP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1561
PMTS|CPI CARD GROUP INC.|GLPX|ACS EXECUTION SERVICES, LLC|54
PMTS|CPI CARD GROUP INC.|GSCO|GOLDMAN SACHS & CO. LLC|101333
PMTS|CPI CARD GROUP INC.|GTSZ|GTS SECURITIES LLC|63
PMTS|CPI CARD GROUP INC.|IATS|INTERACTIVE BROKERS LLC|400
PMTS|CPI CARD GROUP INC.|IBKR|Interactive Brokers Llc|15244
PMTS|CPI CARD GROUP INC.|ICBX|INSTINET, LLC|800
PMTS|CPI CARD GROUP INC.|IEQY|CITADEL SECURITIES LLC|315
PMTS|CPI CARD GROUP INC.|INCA|INSTINET, LLC|25115
PMTS|CPI CARD GROUP INC.|INJX|INSTINET, LLC|111
PMTS|CPI CARD GROUP INC.|ITGI|ITG Inc.|1155
PMTS|CPI CARD GROUP INC.|ITGP|ITG INC.|1000
PMTS|CPI CARD GROUP INC.|JEFF|JEFFERIES LLC|385
PMTS|CPI CARD GROUP INC.|JPMX|J.P. Morgan Securities LLC|805
PMTS|CPI CARD GROUP INC.|KCGM|VIRTU Americas LLC|120
PMTS|CPI CARD GROUP INC.|LEHM|Barclays Capital Inc./Le|37825
PMTS|CPI CARD GROUP INC.|LIME|Lime Brokerage LLC|20903
PMTS|CPI CARD GROUP INC.|LSCI|Lek Securities Corporation|280
PMTS|CPI CARD GROUP INC.|MAXM|Maxim Group LLC|5343
PMTS|CPI CARD GROUP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
PMTS|CPI CARD GROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|140407
PMTS|CPI CARD GROUP INC.|MSPL|MORGAN STANLEY & CO. LLC|1800
PMTS|CPI CARD GROUP INC.|MSTX|MORGAN STANLEY & CO. LLC|400
PMTS|CPI CARD GROUP INC.|NFSC|National Financial Services LLC|73341
PMTS|CPI CARD GROUP INC.|NITE|VIRTU Americas LLC|167617
PMTS|CPI CARD GROUP INC.|NQRB|Brut, LLC|292
PMTS|CPI CARD GROUP INC.|PDQM|CODA MARKETS, INC.|121
PMTS|CPI CARD GROUP INC.|PNSR|Penserra Securities, LLC|2091
PMTS|CPI CARD GROUP INC.|SBSH|Citigroup Global Markets Inc.|18337
PMTS|CPI CARD GROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|893
PMTS|CPI CARD GROUP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|37
PMTS|CPI CARD GROUP INC.|SWIM|TD Ameritrade, Inc.|4590
PMTS|CPI CARD GROUP INC.|TKNG|ALLY INVEST SECURITIES LLC|4635
PMTS|CPI CARD GROUP INC.|UBSA|UBS SECURITIES LLC|16780
PMTS|CPI CARD GROUP INC.|UBSS|UBS Securities LLC|142600
PMTS|CPI CARD GROUP INC.|VALX|VIRTU AMERICAS LLC|995
PMTS|CPI CARD GROUP INC.|VGRD|Vanguard Marketing Corporation|5875
PMTS|CPI CARD GROUP INC.|WCHV|WELLS FARGO SECURITIES, LLC|4016
PMTS|CPI CARD GROUP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28
PMTS|CPI CARD GROUP INC.|WSEA|WOLVERINE SECURITIES, LLC|1251
PMX|PIMCO MUN INC FD III|ALTX|Alternet Securities Inc.|738
PMX|PIMCO MUN INC FD III|APCC|Apex Clearing Corporation|45
PMX|PIMCO MUN INC FD III|BARD|Robert W. Baird & Co. Incorporated|5364
PMX|PIMCO MUN INC FD III|BATM|CBOE TRADING, INC.|207
PMX|PIMCO MUN INC FD III|BBNT|BB&T SECURITIES, LLC|1
PMX|PIMCO MUN INC FD III|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2897
PMX|PIMCO MUN INC FD III|BTIG|BTIG, LLC|100
PMX|PIMCO MUN INC FD III|CHAS|Charles Schwab & Co., Inc.|1
PMX|PIMCO MUN INC FD III|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5321
PMX|PIMCO MUN INC FD III|CTDL|Citadel Derivatives Group Llc|100
PMX|PIMCO MUN INC FD III|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PMX|PIMCO MUN INC FD III|DADA|D.A. Davidson & Co.|1650
PMX|PIMCO MUN INC FD III|DBAX|Deutsche Bank Securities Inc.|300
PMX|PIMCO MUN INC FD III|DEAN|MORGAN STANLEY|1505
PMX|PIMCO MUN INC FD III|EBXL|EBX LLC|2600
PMX|PIMCO MUN INC FD III|ECUT|CONVERGEX EXECUTION SOLUTIONS|3
PMX|PIMCO MUN INC FD III|EDJO|Edward D. Jones & Co., L.P.|10457
PMX|PIMCO MUN INC FD III|EGXM|CBOE TRADING, INC.|300
PMX|PIMCO MUN INC FD III|ETBE|Electronic Transaction Clearing, Inc.|100
PMX|PIMCO MUN INC FD III|ETRS|E*Trade Securities LLC|5936
PMX|PIMCO MUN INC FD III|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4458
PMX|PIMCO MUN INC FD III|FTBR|Foliofn Investments, Inc.|50
PMX|PIMCO MUN INC FD III|GLPX|ACS EXECUTION SERVICES, LLC|300
PMX|PIMCO MUN INC FD III|GSCO|GOLDMAN SACHS & CO. LLC|795
PMX|PIMCO MUN INC FD III|GSCS|GOLDMAN SACHS & CO. LLC|123
PMX|PIMCO MUN INC FD III|GSLT|GOLDMAN SACHS & CO. LLC|100
PMX|PIMCO MUN INC FD III|HRBF|American Enterprise Investment Services Inc.|35667
PMX|PIMCO MUN INC FD III|IATS|INTERACTIVE BROKERS LLC|40
PMX|PIMCO MUN INC FD III|IBKR|Interactive Brokers Llc|5256
PMX|PIMCO MUN INC FD III|ICBX|INSTINET, LLC|1700
PMX|PIMCO MUN INC FD III|INCA|INSTINET, LLC|1260
PMX|PIMCO MUN INC FD III|ITGI|ITG Inc.|9339
PMX|PIMCO MUN INC FD III|ITGP|ITG INC.|37400
PMX|PIMCO MUN INC FD III|JPMX|J.P. Morgan Securities LLC|2400
PMX|PIMCO MUN INC FD III|KCGM|VIRTU Americas LLC|3475
PMX|PIMCO MUN INC FD III|LEHM|Barclays Capital Inc./Le|1800
PMX|PIMCO MUN INC FD III|LGNT|COR CLEARING LLC|2
PMX|PIMCO MUN INC FD III|LIME|Lime Brokerage LLC|521
PMX|PIMCO MUN INC FD III|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PMX|PIMCO MUN INC FD III|MOTF|MOTIF INVESTING, INC.|1
PMX|PIMCO MUN INC FD III|MSCO|MORGAN STANLEY & CO. LLC|18857
PMX|PIMCO MUN INC FD III|MSPL|MORGAN STANLEY & CO. LLC|400
PMX|PIMCO MUN INC FD III|NFSC|National Financial Services LLC|82180
PMX|PIMCO MUN INC FD III|NITE|VIRTU Americas LLC|120828
PMX|PIMCO MUN INC FD III|NQRB|Brut, LLC|3757
PMX|PIMCO MUN INC FD III|OPCO|Oppenheimer & Co. Inc.|530
PMX|PIMCO MUN INC FD III|PDQM|CODA MARKETS, INC.|638
PMX|PIMCO MUN INC FD III|RBCM|RBC CAPITAL MARKETS, LLC|1218
PMX|PIMCO MUN INC FD III|RGLD|Regal Securities, Inc|1900
PMX|PIMCO MUN INC FD III|SALI|INTL FCSTONE FINANCIAL INC.|260
PMX|PIMCO MUN INC FD III|SGMT|GOLDMAN SACHS & CO. LLC|15424
PMX|PIMCO MUN INC FD III|STFL|Stifel, Nicolaus & Company, Incorporated|1991
PMX|PIMCO MUN INC FD III|SWIM|TD Ameritrade, Inc.|400
PMX|PIMCO MUN INC FD III|SWST|Hilltop Securities Inc.|2124
PMX|PIMCO MUN INC FD III|TKNG|ALLY INVEST SECURITIES LLC|42
PMX|PIMCO MUN INC FD III|TRBT|Tradebot Systems, Inc.|950
PMX|PIMCO MUN INC FD III|UBSA|UBS SECURITIES LLC|11825
PMX|PIMCO MUN INC FD III|UBSS|UBS Securities LLC|51674
PMX|PIMCO MUN INC FD III|VERT|The Vertical Trading Group, LLC|5
PMX|PIMCO MUN INC FD III|VGRD|Vanguard Marketing Corporation|8007
PMX|PIMCO MUN INC FD III|WCHV|WELLS FARGO SECURITIES, LLC|10702
PMX|PIMCO MUN INC FD III|WEDB|WEDBUSH SECURITIES INC.|24584
PMX|PIMCO MUN INC FD III|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1384
PMX|PIMCO MUN INC FD III|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1400
PMX|PIMCO MUN INC FD III|WSEA|WOLVERINE SECURITIES, LLC|447
PMX|PIMCO MUN INC FD III|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17854
PNBK|PATRIOT NATL BNCP|BATM|CBOE TRADING, INC.|300
PNBK|PATRIOT NATL BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
PNBK|PATRIOT NATL BNCP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|253
PNBK|PATRIOT NATL BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|387
PNBK|PATRIOT NATL BNCP|DEAN|MORGAN STANLEY|2026
PNBK|PATRIOT NATL BNCP|FBCO|Credit Suisse Securities (USA) LLC|200
PNBK|PATRIOT NATL BNCP|FOMA|TD AMERITRADE CLEARING, INC.|8411
PNBK|PATRIOT NATL BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101
PNBK|PATRIOT NATL BNCP|GSCO|GOLDMAN SACHS & CO. LLC|100
PNBK|PATRIOT NATL BNCP|GSLT|GOLDMAN SACHS & CO. LLC|200
PNBK|PATRIOT NATL BNCP|GTSZ|GTS SECURITIES LLC|201
PNBK|PATRIOT NATL BNCP|IATS|INTERACTIVE BROKERS LLC|600
PNBK|PATRIOT NATL BNCP|IBKR|Interactive Brokers Llc|3210
PNBK|PATRIOT NATL BNCP|INCA|INSTINET, LLC|42
PNBK|PATRIOT NATL BNCP|ITGI|ITG Inc.|212
PNBK|PATRIOT NATL BNCP|LEHM|Barclays Capital Inc./Le|1
PNBK|PATRIOT NATL BNCP|LIME|Lime Brokerage LLC|2139
PNBK|PATRIOT NATL BNCP|MSCO|MORGAN STANLEY & CO. LLC|2748
PNBK|PATRIOT NATL BNCP|NFSC|National Financial Services LLC|1007
PNBK|PATRIOT NATL BNCP|NITE|VIRTU Americas LLC|3664
PNBK|PATRIOT NATL BNCP|PDQM|CODA MARKETS, INC.|100
PNBK|PATRIOT NATL BNCP|RBCM|RBC CAPITAL MARKETS, LLC|1
PNBK|PATRIOT NATL BNCP|SBSH|Citigroup Global Markets Inc.|600
PNBK|PATRIOT NATL BNCP|SPTD|MINT GLOBAL MARKETS, INC.|200
PNBK|PATRIOT NATL BNCP|SWIM|TD Ameritrade, Inc.|1500
PNBK|PATRIOT NATL BNCP|UBSA|UBS SECURITIES LLC|501
PNBK|PATRIOT NATL BNCP|UBSS|UBS Securities LLC|955
PNBK|PATRIOT NATL BNCP|VALX|VIRTU AMERICAS LLC|151
PNBK|PATRIOT NATL BNCP|VGRD|Vanguard Marketing Corporation|3100
PNBK|PATRIOT NATL BNCP|WCHV|WELLS FARGO SECURITIES, LLC|379
PNBK|PATRIOT NATL BNCP|WSEA|WOLVERINE SECURITIES, LLC|1
PNBK|PATRIOT NATL BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|107
PNC|P N C FIN SVCS GR|ABLE|NATIXIS Securities Americas LLC|157864
PNC|P N C FIN SVCS GR|ADAM|CANACCORD GENUITY INC.|100
PNC|P N C FIN SVCS GR|ALTX|Alternet Securities Inc.|23277
PNC|P N C FIN SVCS GR|ANOS|ABEL/NOSER, L.L.C.|11555
PNC|P N C FIN SVCS GR|APCC|Apex Clearing Corporation|501
PNC|P N C FIN SVCS GR|AQUA|AQUA SECURITIES L.P.|7500
PNC|P N C FIN SVCS GR|BALE|M&T SECURITIES, INC.|200
PNC|P N C FIN SVCS GR|BANK|Primevest Financial Services, Inc.|81
PNC|P N C FIN SVCS GR|BARD|Robert W. Baird & Co. Incorporated|14925
PNC|P N C FIN SVCS GR|BATM|CBOE TRADING, INC.|22392
PNC|P N C FIN SVCS GR|BAYC|BAY CREST PARTNERS, LLC|79
PNC|P N C FIN SVCS GR|BAYT|BTIG, LLC|2700
PNC|P N C FIN SVCS GR|BBNT|BB&T SECURITIES, LLC|4041
PNC|P N C FIN SVCS GR|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
PNC|P N C FIN SVCS GR|BERN|Sanford C. Bernstein & Co., LLC|189801
PNC|P N C FIN SVCS GR|BIDS|BIDS TRADING L.P.|500
PNC|P N C FIN SVCS GR|BKCM|BNY Mellon Capital Markets LLC|276
PNC|P N C FIN SVCS GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24710
PNC|P N C FIN SVCS GR|BLKX|INSTINET, LLC|193172
PNC|P N C FIN SVCS GR|BMOC|BMO Capital Markets Corp.|20262
PNC|P N C FIN SVCS GR|BNPX|BNP PARIBAS SECURITIES CORP.|551278
PNC|P N C FIN SVCS GR|BOSC|Boenning & Scattergood, Inc.|20
PNC|P N C FIN SVCS GR|BTIG|BTIG, LLC|150618
PNC|P N C FIN SVCS GR|BYXM|CBOE TRADING, INC.|7426
PNC|P N C FIN SVCS GR|BZYD|GOLDMAN SACHS & CO. LLC|996
PNC|P N C FIN SVCS GR|CABR|Cabrera Capital Markets, Inc.|271
PNC|P N C FIN SVCS GR|CANT|Cantor Fitzgerald & Co.|4401
PNC|P N C FIN SVCS GR|CBLC|CITIGROUP GLOBAL MARKETS INC.|299600
PNC|P N C FIN SVCS GR|CHAS|Charles Schwab & Co., Inc.|6728
PNC|P N C FIN SVCS GR|CIBP|CIBC World Markets Corp.|26060
PNC|P N C FIN SVCS GR|CICF|Canaccord Genuity Corp.|1268
PNC|P N C FIN SVCS GR|CIOI|CITIGROUP GLOBAL MARKETS INC|120000
PNC|P N C FIN SVCS GR|CIST|Capital Institutional Services, Inc.|17172
PNC|P N C FIN SVCS GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154631
PNC|P N C FIN SVCS GR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|405
PNC|P N C FIN SVCS GR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3415
PNC|P N C FIN SVCS GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1168669
PNC|P N C FIN SVCS GR|CTDL|Citadel Derivatives Group Llc|37123
PNC|P N C FIN SVCS GR|CTLR|CUTLER GROUP, LP|300
PNC|P N C FIN SVCS GR|CXCX|CITIGROUP GLOBAL MARKETS INC.|119444
PNC|P N C FIN SVCS GR|DADA|D.A. Davidson & Co.|5727
PNC|P N C FIN SVCS GR|DBAB|Deutsche Bank Securities Inc.|538865
PNC|P N C FIN SVCS GR|DBAX|Deutsche Bank Securities Inc.|680900
PNC|P N C FIN SVCS GR|DBUL|Deutsche Bank Securities Inc.|7205
PNC|P N C FIN SVCS GR|DCHF|Dart Executions, LLC|16175
PNC|P N C FIN SVCS GR|DEAN|MORGAN STANLEY|13626
PNC|P N C FIN SVCS GR|DEGS|RONIN PROFESSIONAL LLC|2200
PNC|P N C FIN SVCS GR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3647
PNC|P N C FIN SVCS GR|DRWK|DRW SECURITIES, L.L.C.|12388
PNC|P N C FIN SVCS GR|EBXL|EBX LLC|584800
PNC|P N C FIN SVCS GR|ECUT|CONVERGEX EXECUTION SOLUTIONS|11935
PNC|P N C FIN SVCS GR|EDJC|Edward Jones / CDS|469
PNC|P N C FIN SVCS GR|EDJO|Edward D. Jones & Co., L.P.|53427
PNC|P N C FIN SVCS GR|EGAM|CBOE TRADING, INC.|30641
PNC|P N C FIN SVCS GR|EGAW|CBOE TRADING, INC.|890
PNC|P N C FIN SVCS GR|EGMT|EG MARKET TECHNOLOGIES LLC|6779
PNC|P N C FIN SVCS GR|EGXM|CBOE TRADING, INC.|9016
PNC|P N C FIN SVCS GR|ESPO|ESPOSITO SECURITIES, LLC|59
PNC|P N C FIN SVCS GR|ETBE|Electronic Transaction Clearing, Inc.|87866
PNC|P N C FIN SVCS GR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
PNC|P N C FIN SVCS GR|ETCB|ETC BROKERAGE SERVICES, LLC|9
PNC|P N C FIN SVCS GR|ETCC|Electronic Transaction Clearing, Inc.|608
PNC|P N C FIN SVCS GR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|92904
PNC|P N C FIN SVCS GR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PNC|P N C FIN SVCS GR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1562
PNC|P N C FIN SVCS GR|ETRS|E*Trade Securities LLC|50333
PNC|P N C FIN SVCS GR|FBSB|U.S. Bancorp Investments, Inc.|186
PNC|P N C FIN SVCS GR|FIDT|Fidelity Clearing Canada ULC./ CDS|23
PNC|P N C FIN SVCS GR|FILL|Tradestation Securities, Inc.|3183
PNC|P N C FIN SVCS GR|FINX|FINTECH SECURITIES|2272
PNC|P N C FIN SVCS GR|FINZ|FINTECH SECURITIES|40
PNC|P N C FIN SVCS GR|FMAF|NBCN Inc./ CDS|27883
PNC|P N C FIN SVCS GR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|48953
PNC|P N C FIN SVCS GR|FQLS|Quantlab Securities LP|508929
PNC|P N C FIN SVCS GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|135001
PNC|P N C FIN SVCS GR|FTBR|Foliofn Investments, Inc.|1407
PNC|P N C FIN SVCS GR|GEBB|GLOBAL EXECUTION BROKERS, LP|8181
PNC|P N C FIN SVCS GR|GLIS|TD Securities Inc|40
PNC|P N C FIN SVCS GR|GLPX|ACS EXECUTION SERVICES, LLC|152603
PNC|P N C FIN SVCS GR|GSCO|GOLDMAN SACHS & CO. LLC|2820148
PNC|P N C FIN SVCS GR|GSCS|GOLDMAN SACHS & CO. LLC|3679
PNC|P N C FIN SVCS GR|GSLT|GOLDMAN SACHS & CO. LLC|20818
PNC|P N C FIN SVCS GR|GTSZ|GTS SECURITIES LLC|448964
PNC|P N C FIN SVCS GR|HRBF|American Enterprise Investment Services Inc.|9387
PNC|P N C FIN SVCS GR|HSBC|HSBC Securities, Inc.|6597
PNC|P N C FIN SVCS GR|IATS|INTERACTIVE BROKERS LLC|42775
PNC|P N C FIN SVCS GR|IBKR|Interactive Brokers Llc|28577
PNC|P N C FIN SVCS GR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2809
PNC|P N C FIN SVCS GR|ICBX|INSTINET, LLC|146162
PNC|P N C FIN SVCS GR|IEQY|CITADEL SECURITIES LLC|508400
PNC|P N C FIN SVCS GR|INCA|INSTINET, LLC|912627
PNC|P N C FIN SVCS GR|INJX|INSTINET, LLC|16456
PNC|P N C FIN SVCS GR|INTL|INTL FCSTONE FINANCIAL INC.|5
PNC|P N C FIN SVCS GR|ITGI|ITG Inc.|421355
PNC|P N C FIN SVCS GR|ITGP|ITG INC.|235200
PNC|P N C FIN SVCS GR|JANY|Janney Montgomery Scott Inc.|26096
PNC|P N C FIN SVCS GR|JEFF|JEFFERIES LLC|790457
PNC|P N C FIN SVCS GR|JMPT|JUMP TRADING, LLC|131278
PNC|P N C FIN SVCS GR|JONE|JonesTrading|3791
PNC|P N C FIN SVCS GR|JPBX|J.P. MORGAN SECURITIES LLC|315994
PNC|P N C FIN SVCS GR|JPMX|J.P. Morgan Securities LLC|1075614
PNC|P N C FIN SVCS GR|JSEB|JANE STREET EXECUTION SERVICES, LLC|9626
PNC|P N C FIN SVCS GR|JSJX|JANE STREET CAPITAL LLC|11963
PNC|P N C FIN SVCS GR|KCGM|VIRTU Americas LLC|88533
PNC|P N C FIN SVCS GR|LEHM|Barclays Capital Inc./Le|1934512
PNC|P N C FIN SVCS GR|LIME|Lime Brokerage LLC|131683
PNC|P N C FIN SVCS GR|LIWD|LIME BROKERAGE LLC|1039
PNC|P N C FIN SVCS GR|LMNX|LUMINEX TRADING & ANALYTICS LLC|259600
PNC|P N C FIN SVCS GR|LOOP|Loop Capital Markets LLC|7014
PNC|P N C FIN SVCS GR|LQNA|LIQUIDNET, INC.|283900
PNC|P N C FIN SVCS GR|LSCI|Lek Securities Corporation|3721
PNC|P N C FIN SVCS GR|MACC|Mid Atlantic Capital Corporation|5124
PNC|P N C FIN SVCS GR|MAXM|Maxim Group LLC|15158
PNC|P N C FIN SVCS GR|MBTS|ALLY INVEST SECURITIES LLC|20
PNC|P N C FIN SVCS GR|MCMF|Raymond James Ltd. Cds|1215
PNC|P N C FIN SVCS GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|233880
PNC|P N C FIN SVCS GR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
PNC|P N C FIN SVCS GR|MOTF|MOTIF INVESTING, INC.|20
PNC|P N C FIN SVCS GR|MSCO|MORGAN STANLEY & CO. LLC|3917150
PNC|P N C FIN SVCS GR|MSPL|MORGAN STANLEY & CO. LLC|560100
PNC|P N C FIN SVCS GR|MSTX|MORGAN STANLEY & CO. LLC|298500
PNC|P N C FIN SVCS GR|NATL|National Securities Corporation|23
PNC|P N C FIN SVCS GR|NEUB|NEUBERGER BERMAN BD LLC|1795
PNC|P N C FIN SVCS GR|NFSC|National Financial Services LLC|307212
PNC|P N C FIN SVCS GR|NITE|VIRTU Americas LLC|878339
PNC|P N C FIN SVCS GR|NITP|VIRTU Americas LLC|100
PNC|P N C FIN SVCS GR|NQRB|Brut, LLC|15483
PNC|P N C FIN SVCS GR|NTBF|BMO Nesbitt Burns Inc./CDS|638
PNC|P N C FIN SVCS GR|NTRC|Northern Trust Securities, Inc.|7420
PNC|P N C FIN SVCS GR|OHOS|TWO SIGMA SECURITIES, LLC|248162
PNC|P N C FIN SVCS GR|OPCO|Oppenheimer & Co. Inc.|4227
PNC|P N C FIN SVCS GR|OTAA|OTA LLC|2700
PNC|P N C FIN SVCS GR|PAUL|Paulson Investment Company, Inc.|300
PNC|P N C FIN SVCS GR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5948
PNC|P N C FIN SVCS GR|PDQM|CODA MARKETS, INC.|286050
PNC|P N C FIN SVCS GR|PHLY|NASDAQ Execution Services, LLC|6600
PNC|P N C FIN SVCS GR|PICT|Pictet Overseas Inc.|10
PNC|P N C FIN SVCS GR|PIPR|Piper Jaffray & Co.|42247
PNC|P N C FIN SVCS GR|PNSR|Penserra Securities, LLC|5700
PNC|P N C FIN SVCS GR|PWJC|UBS Financial Services, Inc.|4744
PNC|P N C FIN SVCS GR|QMSR|QUATTRO M SECURITIES INC.|1740
PNC|P N C FIN SVCS GR|RBCM|RBC CAPITAL MARKETS, LLC|39315
PNC|P N C FIN SVCS GR|SAGL|SAGETRADER, LLC|96559
PNC|P N C FIN SVCS GR|SALI|INTL FCSTONE FINANCIAL INC.|865
PNC|P N C FIN SVCS GR|SBRX|MURIEL SIEBERT & CO INC|1
PNC|P N C FIN SVCS GR|SBSH|Citigroup Global Markets Inc.|808957
PNC|P N C FIN SVCS GR|SDLR|Sandler, O'Neill & Partners, L.P.|600
PNC|P N C FIN SVCS GR|SEIC|SEI Investments Distribution Co.|1050
PNC|P N C FIN SVCS GR|SGMT|GOLDMAN SACHS & CO. LLC|272188
PNC|P N C FIN SVCS GR|SHMR|ABN Amro Clearing LLC|100
PNC|P N C FIN SVCS GR|SJLS|TRADE INFORMATICS LLC|300
PNC|P N C FIN SVCS GR|SOGO|Wang Investment Associates, Inc.|570
PNC|P N C FIN SVCS GR|SPDR|SPEEDROUTE LLC|48376
PNC|P N C FIN SVCS GR|SPHN|Stephens Inc.|84324
PNC|P N C FIN SVCS GR|SSBS|STATE STREET GLOBAL MARKETS, LLC|56450
PNC|P N C FIN SVCS GR|STFL|Stifel, Nicolaus & Company, Incorporated|7448
PNC|P N C FIN SVCS GR|STKP|STOCKPILE INVESTMENTS, INC.|110
PNC|P N C FIN SVCS GR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5213
PNC|P N C FIN SVCS GR|SWIM|TD Ameritrade, Inc.|27484
PNC|P N C FIN SVCS GR|SWST|Hilltop Securities Inc.|9798
PNC|P N C FIN SVCS GR|TAGC|TELSEY ADVISORY GROUP LLC|511
PNC|P N C FIN SVCS GR|TKNG|ALLY INVEST SECURITIES LLC|1080
PNC|P N C FIN SVCS GR|TRBT|Tradebot Systems, Inc.|298954
PNC|P N C FIN SVCS GR|TRCM|TRC MARKETS LLC|503956
PNC|P N C FIN SVCS GR|TWTT|TASTYWORKS, INC.|200
PNC|P N C FIN SVCS GR|UBSA|UBS SECURITIES LLC|1642045
PNC|P N C FIN SVCS GR|UBSS|UBS Securities LLC|1560732
PNC|P N C FIN SVCS GR|VALX|VIRTU AMERICAS LLC|22906
PNC|P N C FIN SVCS GR|VERT|The Vertical Trading Group, LLC|143
PNC|P N C FIN SVCS GR|VGRD|Vanguard Marketing Corporation|15269
PNC|P N C FIN SVCS GR|WABR|Wall Street Access|1966
PNC|P N C FIN SVCS GR|WBLR|WILLIAM BLAIR|1788
PNC|P N C FIN SVCS GR|WBPX|SUMMIT SECURITIES GROUP, LLC|3472
PNC|P N C FIN SVCS GR|WCHV|WELLS FARGO SECURITIES, LLC|328350
PNC|P N C FIN SVCS GR|WDNX|WEEDEN & CO.L.P.|3470
PNC|P N C FIN SVCS GR|WEDB|WEDBUSH SECURITIES INC.|8655
PNC|P N C FIN SVCS GR|WEED|Weeden & Co.L.P.|57058
PNC|P N C FIN SVCS GR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|43489
PNC|P N C FIN SVCS GR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39628
PNC|P N C FIN SVCS GR|WGIF|CIBC World Markets Inc.|2401
PNC|P N C FIN SVCS GR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3514
PNC|P N C FIN SVCS GR|WSAG|WALL STREET ACCESS|212
PNC|P N C FIN SVCS GR|WSEA|WOLVERINE SECURITIES, LLC|36765
PNC|P N C FIN SVCS GR|XIST|INSTINET, LLC|102762
PNC|P N C FIN SVCS GR|XPQR|Jump Trading|4700
PNC|P N C FIN SVCS GR|XSTM|NATIONAL FINANCIAL SERVICES LLC|150746
PNC|P N C FIN SVCS GR|YKNA|COMHAR CAPITAL MARKETS, LLC|13086
PNC|P N C FIN SVCS GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16652
PNC$P|PNC FINANCIAL SVCS|AGIS|Aegis Capital Corp.|10700
PNC$P|PNC FINANCIAL SVCS|ALTX|Alternet Securities Inc.|400
PNC$P|PNC FINANCIAL SVCS|BANK|Primevest Financial Services, Inc.|130
PNC$P|PNC FINANCIAL SVCS|BARD|Robert W. Baird & Co. Incorporated|8027
PNC$P|PNC FINANCIAL SVCS|BATM|CBOE TRADING, INC.|500
PNC$P|PNC FINANCIAL SVCS|BBNT|BB&T SECURITIES, LLC|1033
PNC$P|PNC FINANCIAL SVCS|BERN|Sanford C. Bernstein & Co., LLC|100
PNC$P|PNC FINANCIAL SVCS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1697
PNC$P|PNC FINANCIAL SVCS|BTIG|BTIG, LLC|511
PNC$P|PNC FINANCIAL SVCS|BYXM|CBOE TRADING, INC.|100
PNC$P|PNC FINANCIAL SVCS|CANT|Cantor Fitzgerald & Co.|85814
PNC$P|PNC FINANCIAL SVCS|CHAS|Charles Schwab & Co., Inc.|439
PNC$P|PNC FINANCIAL SVCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5600
PNC$P|PNC FINANCIAL SVCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16755
PNC$P|PNC FINANCIAL SVCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|12654
PNC$P|PNC FINANCIAL SVCS|DAVA|Davenport & Company LLC|122
PNC$P|PNC FINANCIAL SVCS|DBAB|Deutsche Bank Securities Inc.|27000
PNC$P|PNC FINANCIAL SVCS|DBAX|Deutsche Bank Securities Inc.|13100
PNC$P|PNC FINANCIAL SVCS|DEAN|MORGAN STANLEY|24936
PNC$P|PNC FINANCIAL SVCS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5698
PNC$P|PNC FINANCIAL SVCS|EBXL|EBX LLC|24300
PNC$P|PNC FINANCIAL SVCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|100912
PNC$P|PNC FINANCIAL SVCS|EDJO|Edward D. Jones & Co., L.P.|165
PNC$P|PNC FINANCIAL SVCS|EGAM|CBOE TRADING, INC.|852
PNC$P|PNC FINANCIAL SVCS|EGXM|CBOE TRADING, INC.|142
PNC$P|PNC FINANCIAL SVCS|ETRS|E*Trade Securities LLC|858
PNC$P|PNC FINANCIAL SVCS|FINX|FINTECH SECURITIES|555
PNC$P|PNC FINANCIAL SVCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
PNC$P|PNC FINANCIAL SVCS|FTBR|Foliofn Investments, Inc.|39
PNC$P|PNC FINANCIAL SVCS|GLPX|ACS EXECUTION SERVICES, LLC|3836
PNC$P|PNC FINANCIAL SVCS|GSCO|GOLDMAN SACHS & CO. LLC|11664
PNC$P|PNC FINANCIAL SVCS|GSLT|GOLDMAN SACHS & CO. LLC|147
PNC$P|PNC FINANCIAL SVCS|GTSZ|GTS SECURITIES LLC|596
PNC$P|PNC FINANCIAL SVCS|HRBF|American Enterprise Investment Services Inc.|13309
PNC$P|PNC FINANCIAL SVCS|HSBC|HSBC Securities, Inc.|2201
PNC$P|PNC FINANCIAL SVCS|IATS|INTERACTIVE BROKERS LLC|1297
PNC$P|PNC FINANCIAL SVCS|IBKR|Interactive Brokers Llc|4657
PNC$P|PNC FINANCIAL SVCS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1212
PNC$P|PNC FINANCIAL SVCS|ICBX|INSTINET, LLC|2900
PNC$P|PNC FINANCIAL SVCS|INCA|INSTINET, LLC|4148
PNC$P|PNC FINANCIAL SVCS|ITGI|ITG Inc.|1845
PNC$P|PNC FINANCIAL SVCS|ITGP|ITG INC.|2400
PNC$P|PNC FINANCIAL SVCS|JANY|Janney Montgomery Scott Inc.|2865
PNC$P|PNC FINANCIAL SVCS|JEFF|JEFFERIES LLC|107
PNC$P|PNC FINANCIAL SVCS|JPMX|J.P. Morgan Securities LLC|11590
PNC$P|PNC FINANCIAL SVCS|JSEB|JANE STREET EXECUTION SERVICES, LLC|4032
PNC$P|PNC FINANCIAL SVCS|JSJX|JANE STREET CAPITAL LLC|200
PNC$P|PNC FINANCIAL SVCS|KCGM|VIRTU Americas LLC|4900
PNC$P|PNC FINANCIAL SVCS|LEHM|Barclays Capital Inc./Le|7400
PNC$P|PNC FINANCIAL SVCS|LIME|Lime Brokerage LLC|1173
PNC$P|PNC FINANCIAL SVCS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
PNC$P|PNC FINANCIAL SVCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
PNC$P|PNC FINANCIAL SVCS|MSCO|MORGAN STANLEY & CO. LLC|64764
PNC$P|PNC FINANCIAL SVCS|MSPL|MORGAN STANLEY & CO. LLC|30600
PNC$P|PNC FINANCIAL SVCS|NEUB|NEUBERGER BERMAN BD LLC|160
PNC$P|PNC FINANCIAL SVCS|NFSC|National Financial Services LLC|33451
PNC$P|PNC FINANCIAL SVCS|NITE|VIRTU Americas LLC|97843
PNC$P|PNC FINANCIAL SVCS|NITP|VIRTU Americas LLC|100
PNC$P|PNC FINANCIAL SVCS|NQRB|Brut, LLC|1545
PNC$P|PNC FINANCIAL SVCS|OLDM|OLD MISSION CAPITAL, LLC|430
PNC$P|PNC FINANCIAL SVCS|PDQM|CODA MARKETS, INC.|6636
PNC$P|PNC FINANCIAL SVCS|PWJC|UBS Financial Services, Inc.|5934
PNC$P|PNC FINANCIAL SVCS|QMSR|QUATTRO M SECURITIES INC.|2500
PNC$P|PNC FINANCIAL SVCS|RBCM|RBC CAPITAL MARKETS, LLC|8773
PNC$P|PNC FINANCIAL SVCS|SALI|INTL FCSTONE FINANCIAL INC.|296
PNC$P|PNC FINANCIAL SVCS|SBSH|Citigroup Global Markets Inc.|3012
PNC$P|PNC FINANCIAL SVCS|SGMT|GOLDMAN SACHS & CO. LLC|4500
PNC$P|PNC FINANCIAL SVCS|SPDR|SPEEDROUTE LLC|1469
PNC$P|PNC FINANCIAL SVCS|STFL|Stifel, Nicolaus & Company, Incorporated|21030
PNC$P|PNC FINANCIAL SVCS|SWST|Hilltop Securities Inc.|42
PNC$P|PNC FINANCIAL SVCS|TRBT|Tradebot Systems, Inc.|1497
PNC$P|PNC FINANCIAL SVCS|UBSA|UBS SECURITIES LLC|50715
PNC$P|PNC FINANCIAL SVCS|UBSS|UBS Securities LLC|75023
PNC$P|PNC FINANCIAL SVCS|VGRD|Vanguard Marketing Corporation|158
PNC$P|PNC FINANCIAL SVCS|WCHV|WELLS FARGO SECURITIES, LLC|178654
PNC$P|PNC FINANCIAL SVCS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|595
PNC$P|PNC FINANCIAL SVCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3194
PNC$P|PNC FINANCIAL SVCS|YKNA|COMHAR CAPITAL MARKETS, LLC|900
PNC$P|PNC FINANCIAL SVCS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3306
PNC$Q|PNC FINANCIAL|AGIS|Aegis Capital Corp.|5979
PNC$Q|PNC FINANCIAL|ALTX|Alternet Securities Inc.|100
PNC$Q|PNC FINANCIAL|APCC|Apex Clearing Corporation|29
PNC$Q|PNC FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|4508
PNC$Q|PNC FINANCIAL|BATM|CBOE TRADING, INC.|700
PNC$Q|PNC FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|300
PNC$Q|PNC FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
PNC$Q|PNC FINANCIAL|CHAS|Charles Schwab & Co., Inc.|8
PNC$Q|PNC FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3563
PNC$Q|PNC FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|1408
PNC$Q|PNC FINANCIAL|DADA|D.A. Davidson & Co.|1600
PNC$Q|PNC FINANCIAL|DBAX|Deutsche Bank Securities Inc.|5100
PNC$Q|PNC FINANCIAL|DEAN|MORGAN STANLEY|19620
PNC$Q|PNC FINANCIAL|EBXL|EBX LLC|5800
PNC$Q|PNC FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|100
PNC$Q|PNC FINANCIAL|EGAM|CBOE TRADING, INC.|100
PNC$Q|PNC FINANCIAL|ETRS|E*Trade Securities LLC|883
PNC$Q|PNC FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73
PNC$Q|PNC FINANCIAL|FTBR|Foliofn Investments, Inc.|421
PNC$Q|PNC FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|100
PNC$Q|PNC FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|1800
PNC$Q|PNC FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|100
PNC$Q|PNC FINANCIAL|HRBF|American Enterprise Investment Services Inc.|828
PNC$Q|PNC FINANCIAL|IATS|INTERACTIVE BROKERS LLC|504
PNC$Q|PNC FINANCIAL|IBKR|Interactive Brokers Llc|850
PNC$Q|PNC FINANCIAL|ICBX|INSTINET, LLC|3400
PNC$Q|PNC FINANCIAL|INCA|INSTINET, LLC|2500
PNC$Q|PNC FINANCIAL|ITGI|ITG Inc.|5405
PNC$Q|PNC FINANCIAL|JANY|Janney Montgomery Scott Inc.|79007
PNC$Q|PNC FINANCIAL|JEFF|JEFFERIES LLC|4700
PNC$Q|PNC FINANCIAL|JPMX|J.P. Morgan Securities LLC|6600
PNC$Q|PNC FINANCIAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|1072
PNC$Q|PNC FINANCIAL|KCGM|VIRTU Americas LLC|600
PNC$Q|PNC FINANCIAL|LEHM|Barclays Capital Inc./Le|4400
PNC$Q|PNC FINANCIAL|LIME|Lime Brokerage LLC|282
PNC$Q|PNC FINANCIAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|473
PNC$Q|PNC FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2900
PNC$Q|PNC FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|2013
PNC$Q|PNC FINANCIAL|NFSC|National Financial Services LLC|17091
PNC$Q|PNC FINANCIAL|NITE|VIRTU Americas LLC|35019
PNC$Q|PNC FINANCIAL|NQRB|Brut, LLC|871
PNC$Q|PNC FINANCIAL|NTRC|Northern Trust Securities, Inc.|592
PNC$Q|PNC FINANCIAL|OPCO|Oppenheimer & Co. Inc.|1
PNC$Q|PNC FINANCIAL|PDQM|CODA MARKETS, INC.|265
PNC$Q|PNC FINANCIAL|PWJC|UBS Financial Services, Inc.|800
PNC$Q|PNC FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|1750
PNC$Q|PNC FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|1
PNC$Q|PNC FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|3700
PNC$Q|PNC FINANCIAL|SPDR|SPEEDROUTE LLC|700
PNC$Q|PNC FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|1793
PNC$Q|PNC FINANCIAL|SWST|Hilltop Securities Inc.|105
PNC$Q|PNC FINANCIAL|TRBT|Tradebot Systems, Inc.|1411
PNC$Q|PNC FINANCIAL|TRCM|TRC MARKETS LLC|100
PNC$Q|PNC FINANCIAL|UBSA|UBS SECURITIES LLC|5890
PNC$Q|PNC FINANCIAL|UBSS|UBS Securities LLC|5044
PNC$Q|PNC FINANCIAL|VGRD|Vanguard Marketing Corporation|822
PNC$Q|PNC FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|19735
PNC$Q|PNC FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|120
PNC$Q|PNC FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
PNC$Q|PNC FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|165
PNC$Q|PNC FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1072
PNC.W|PNC FINL SVCSE GP, I|BATM|CBOE TRADING, INC.|100
PNC.W|PNC FINL SVCSE GP, I|ETRS|E*Trade Securities LLC|20
PNC.W|PNC FINL SVCSE GP, I|INCA|INSTINET, LLC|14
PNC.W|PNC FINL SVCSE GP, I|ITGI|ITG Inc.|200
PNC.W|PNC FINL SVCSE GP, I|MSCO|MORGAN STANLEY & CO. LLC|651
PNC.W|PNC FINL SVCSE GP, I|NFSC|National Financial Services LLC|1837
PNC.W|PNC FINL SVCSE GP, I|NITE|VIRTU Americas LLC|3194
PNC.W|PNC FINL SVCSE GP, I|SWIM|TD Ameritrade, Inc.|300
PNC.W|PNC FINL SVCSE GP, I|UBSA|UBS SECURITIES LLC|100
PNC.W|PNC FINL SVCSE GP, I|UBSS|UBS Securities LLC|790
PNC.W|PNC FINL SVCSE GP, I|VGRD|Vanguard Marketing Corporation|100
PNC.W|PNC FINL SVCSE GP, I|WCHV|WELLS FARGO SECURITIES, LLC|775
PNC.W|PNC FINL SVCSE GP, I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1300
PNC.W|PNC FINL SVCSE GP, I|WGIF|CIBC World Markets Inc.|120
PNC.W|PNC FINL SVCSE GP, I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
PNF|PIMCO NY MUNI INC|AGIS|Aegis Capital Corp.|2338
PNF|PIMCO NY MUNI INC|ALTX|Alternet Securities Inc.|100
PNF|PIMCO NY MUNI INC|BTIG|BTIG, LLC|2300
PNF|PIMCO NY MUNI INC|CANT|Cantor Fitzgerald & Co.|2633
PNF|PIMCO NY MUNI INC|CHAS|Charles Schwab & Co., Inc.|1
PNF|PIMCO NY MUNI INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1700
PNF|PIMCO NY MUNI INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
PNF|PIMCO NY MUNI INC|DBAX|Deutsche Bank Securities Inc.|2500
PNF|PIMCO NY MUNI INC|DEAN|MORGAN STANLEY|2659
PNF|PIMCO NY MUNI INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4809
PNF|PIMCO NY MUNI INC|EBXL|EBX LLC|2700
PNF|PIMCO NY MUNI INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
PNF|PIMCO NY MUNI INC|ETRS|E*Trade Securities LLC|4343
PNF|PIMCO NY MUNI INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|261
PNF|PIMCO NY MUNI INC|GLPX|ACS EXECUTION SERVICES, LLC|500
PNF|PIMCO NY MUNI INC|GSCO|GOLDMAN SACHS & CO. LLC|900
PNF|PIMCO NY MUNI INC|GTSZ|GTS SECURITIES LLC|300
PNF|PIMCO NY MUNI INC|HRBF|American Enterprise Investment Services Inc.|1285
PNF|PIMCO NY MUNI INC|IATS|INTERACTIVE BROKERS LLC|100
PNF|PIMCO NY MUNI INC|IBKR|Interactive Brokers Llc|3700
PNF|PIMCO NY MUNI INC|ICBX|INSTINET, LLC|2900
PNF|PIMCO NY MUNI INC|INCA|INSTINET, LLC|7040
PNF|PIMCO NY MUNI INC|ITGI|ITG Inc.|3735
PNF|PIMCO NY MUNI INC|ITGP|ITG INC.|4000
PNF|PIMCO NY MUNI INC|JPMX|J.P. Morgan Securities LLC|600
PNF|PIMCO NY MUNI INC|KCGM|VIRTU Americas LLC|800
PNF|PIMCO NY MUNI INC|LEHM|Barclays Capital Inc./Le|333
PNF|PIMCO NY MUNI INC|LIME|Lime Brokerage LLC|340
PNF|PIMCO NY MUNI INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
PNF|PIMCO NY MUNI INC|MOTF|MOTIF INVESTING, INC.|1
PNF|PIMCO NY MUNI INC|MSCO|MORGAN STANLEY & CO. LLC|10295
PNF|PIMCO NY MUNI INC|MSPL|MORGAN STANLEY & CO. LLC|900
PNF|PIMCO NY MUNI INC|NFSC|National Financial Services LLC|32124
PNF|PIMCO NY MUNI INC|NITE|VIRTU Americas LLC|47401
PNF|PIMCO NY MUNI INC|NQRB|Brut, LLC|100
PNF|PIMCO NY MUNI INC|OPCO|Oppenheimer & Co. Inc.|142
PNF|PIMCO NY MUNI INC|SBSH|Citigroup Global Markets Inc.|1285
PNF|PIMCO NY MUNI INC|SGMT|GOLDMAN SACHS & CO. LLC|900
PNF|PIMCO NY MUNI INC|SWST|Hilltop Securities Inc.|181
PNF|PIMCO NY MUNI INC|TKNG|ALLY INVEST SECURITIES LLC|200
PNF|PIMCO NY MUNI INC|UBSA|UBS SECURITIES LLC|5637
PNF|PIMCO NY MUNI INC|UBSS|UBS Securities LLC|8505
PNF|PIMCO NY MUNI INC|VALX|VIRTU AMERICAS LLC|60
PNF|PIMCO NY MUNI INC|VGRD|Vanguard Marketing Corporation|364
PNF|PIMCO NY MUNI INC|WCHV|WELLS FARGO SECURITIES, LLC|3098
PNF|PIMCO NY MUNI INC|WSEA|WOLVERINE SECURITIES, LLC|114
PNF|PIMCO NY MUNI INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9400
PNF|PIMCO NY MUNI INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|502
PNFP|PINNACLE FINL PTNRS|APCC|Apex Clearing Corporation|10
PNFP|PINNACLE FINL PTNRS|BARD|Robert W. Baird & Co. Incorporated|14
PNFP|PINNACLE FINL PTNRS|BATM|CBOE TRADING, INC.|3943
PNFP|PINNACLE FINL PTNRS|BAYT|BTIG, LLC|1100
PNFP|PINNACLE FINL PTNRS|BERN|Sanford C. Bernstein & Co., LLC|57733
PNFP|PINNACLE FINL PTNRS|BIDS|BIDS TRADING L.P.|6400
PNFP|PINNACLE FINL PTNRS|BKCM|BNY Mellon Capital Markets LLC|13758
PNFP|PINNACLE FINL PTNRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|819
PNFP|PINNACLE FINL PTNRS|BLKX|INSTINET, LLC|26975
PNFP|PINNACLE FINL PTNRS|BMOC|BMO Capital Markets Corp.|1147
PNFP|PINNACLE FINL PTNRS|BNPX|BNP PARIBAS SECURITIES CORP.|66628
PNFP|PINNACLE FINL PTNRS|BRVL|BLAYLOCK VAN, LLC|900
PNFP|PINNACLE FINL PTNRS|BTIG|BTIG, LLC|17333
PNFP|PINNACLE FINL PTNRS|BYXM|CBOE TRADING, INC.|900
PNFP|PINNACLE FINL PTNRS|BZYD|GOLDMAN SACHS & CO. LLC|1200
PNFP|PINNACLE FINL PTNRS|CANT|Cantor Fitzgerald & Co.|1641
PNFP|PINNACLE FINL PTNRS|CHAS|Charles Schwab & Co., Inc.|1751
PNFP|PINNACLE FINL PTNRS|CIST|Capital Institutional Services, Inc.|6214
PNFP|PINNACLE FINL PTNRS|CMPT|Compass Point Research & Trading, LLC|2599
PNFP|PINNACLE FINL PTNRS|COWR|Cowen and Company, LLC|1820
PNFP|PINNACLE FINL PTNRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69987
PNFP|PINNACLE FINL PTNRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1658
PNFP|PINNACLE FINL PTNRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|199178
PNFP|PINNACLE FINL PTNRS|CTDL|Citadel Derivatives Group Llc|18242
PNFP|PINNACLE FINL PTNRS|CTLR|CUTLER GROUP, LP|100
PNFP|PINNACLE FINL PTNRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|9544
PNFP|PINNACLE FINL PTNRS|DBAB|Deutsche Bank Securities Inc.|620426
PNFP|PINNACLE FINL PTNRS|DBAX|Deutsche Bank Securities Inc.|127700
PNFP|PINNACLE FINL PTNRS|DBUL|Deutsche Bank Securities Inc.|908
PNFP|PINNACLE FINL PTNRS|DCHF|Dart Executions, LLC|790
PNFP|PINNACLE FINL PTNRS|DEAN|MORGAN STANLEY|7763
PNFP|PINNACLE FINL PTNRS|DEGS|RONIN PROFESSIONAL LLC|600
PNFP|PINNACLE FINL PTNRS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4189
PNFP|PINNACLE FINL PTNRS|EBXL|EBX LLC|164700
PNFP|PINNACLE FINL PTNRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9810
PNFP|PINNACLE FINL PTNRS|EDJO|Edward D. Jones & Co., L.P.|976
PNFP|PINNACLE FINL PTNRS|EGAM|CBOE TRADING, INC.|22068
PNFP|PINNACLE FINL PTNRS|EGMT|EG MARKET TECHNOLOGIES LLC|400
PNFP|PINNACLE FINL PTNRS|EGXM|CBOE TRADING, INC.|3702
PNFP|PINNACLE FINL PTNRS|ETBE|Electronic Transaction Clearing, Inc.|18149
PNFP|PINNACLE FINL PTNRS|ETCC|Electronic Transaction Clearing, Inc.|130
PNFP|PINNACLE FINL PTNRS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|521
PNFP|PINNACLE FINL PTNRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|49249
PNFP|PINNACLE FINL PTNRS|ETRS|E*Trade Securities LLC|7050
PNFP|PINNACLE FINL PTNRS|FBCO|Credit Suisse Securities (USA) LLC|653896
PNFP|PINNACLE FINL PTNRS|FILL|Tradestation Securities, Inc.|1138
PNFP|PINNACLE FINL PTNRS|FMAF|NBCN Inc./ CDS|100
PNFP|PINNACLE FINL PTNRS|FOMA|TD AMERITRADE CLEARING, INC.|55075
PNFP|PINNACLE FINL PTNRS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4588
PNFP|PINNACLE FINL PTNRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24228
PNFP|PINNACLE FINL PTNRS|FTBR|Foliofn Investments, Inc.|141
PNFP|PINNACLE FINL PTNRS|GEBB|GLOBAL EXECUTION BROKERS, LP|8667
PNFP|PINNACLE FINL PTNRS|GLPX|ACS EXECUTION SERVICES, LLC|313
PNFP|PINNACLE FINL PTNRS|GSCO|GOLDMAN SACHS & CO. LLC|1314624
PNFP|PINNACLE FINL PTNRS|GSCS|GOLDMAN SACHS & CO. LLC|10009
PNFP|PINNACLE FINL PTNRS|GSLT|GOLDMAN SACHS & CO. LLC|4204
PNFP|PINNACLE FINL PTNRS|GTSZ|GTS SECURITIES LLC|3222
PNFP|PINNACLE FINL PTNRS|HAPX|HAP Trading, LLC|1
PNFP|PINNACLE FINL PTNRS|HRBF|American Enterprise Investment Services Inc.|350
PNFP|PINNACLE FINL PTNRS|IBKR|Interactive Brokers Llc|17208
PNFP|PINNACLE FINL PTNRS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|133
PNFP|PINNACLE FINL PTNRS|ICBX|INSTINET, LLC|40141
PNFP|PINNACLE FINL PTNRS|IEQY|CITADEL SECURITIES LLC|158384
PNFP|PINNACLE FINL PTNRS|INCA|INSTINET, LLC|270164
PNFP|PINNACLE FINL PTNRS|INJX|INSTINET, LLC|57386
PNFP|PINNACLE FINL PTNRS|ITGI|ITG Inc.|189494
PNFP|PINNACLE FINL PTNRS|ITGP|ITG INC.|79400
PNFP|PINNACLE FINL PTNRS|JANY|Janney Montgomery Scott Inc.|6
PNFP|PINNACLE FINL PTNRS|JEFF|JEFFERIES LLC|298230
PNFP|PINNACLE FINL PTNRS|JMPT|JUMP TRADING, LLC|27978
PNFP|PINNACLE FINL PTNRS|JONE|JonesTrading|7000
PNFP|PINNACLE FINL PTNRS|JPBX|J.P. MORGAN SECURITIES LLC|33831
PNFP|PINNACLE FINL PTNRS|JPMX|J.P. Morgan Securities LLC|356738
PNFP|PINNACLE FINL PTNRS|KBWI|Keefe, Bruyette & Woods, Inc.|90772
PNFP|PINNACLE FINL PTNRS|KCGM|VIRTU Americas LLC|48131
PNFP|PINNACLE FINL PTNRS|LEHM|Barclays Capital Inc./Le|680894
PNFP|PINNACLE FINL PTNRS|LIME|Lime Brokerage LLC|160354
PNFP|PINNACLE FINL PTNRS|LMGP|LIME BROKERAGE LLC|1294
PNFP|PINNACLE FINL PTNRS|LQNA|LIQUIDNET, INC.|65700
PNFP|PINNACLE FINL PTNRS|LQNB|LIQUIDNET, INC.|1400
PNFP|PINNACLE FINL PTNRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116308
PNFP|PINNACLE FINL PTNRS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1240
PNFP|PINNACLE FINL PTNRS|MSCO|MORGAN STANLEY & CO. LLC|1430863
PNFP|PINNACLE FINL PTNRS|MSPL|MORGAN STANLEY & CO. LLC|63900
PNFP|PINNACLE FINL PTNRS|MSTX|MORGAN STANLEY & CO. LLC|62400
PNFP|PINNACLE FINL PTNRS|NFSC|National Financial Services LLC|37096
PNFP|PINNACLE FINL PTNRS|NITE|VIRTU Americas LLC|125780
PNFP|PINNACLE FINL PTNRS|NITP|VIRTU Americas LLC|4265
PNFP|PINNACLE FINL PTNRS|NQRB|Brut, LLC|24995
PNFP|PINNACLE FINL PTNRS|OPCO|Oppenheimer & Co. Inc.|6817
PNFP|PINNACLE FINL PTNRS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1102
PNFP|PINNACLE FINL PTNRS|PDQM|CODA MARKETS, INC.|135438
PNFP|PINNACLE FINL PTNRS|PIPR|Piper Jaffray & Co.|3224
PNFP|PINNACLE FINL PTNRS|PWJC|UBS Financial Services, Inc.|2532
PNFP|PINNACLE FINL PTNRS|RAJA|Raymond James & Associates, Inc.|2720
PNFP|PINNACLE FINL PTNRS|RHCO|Suntrust Robinson Humphrey, Inc.|2500
PNFP|PINNACLE FINL PTNRS|SAGL|SAGETRADER, LLC|20
PNFP|PINNACLE FINL PTNRS|SAGW|SAGETRADER, LLC|647
PNFP|PINNACLE FINL PTNRS|SALI|INTL FCSTONE FINANCIAL INC.|18
PNFP|PINNACLE FINL PTNRS|SBSH|Citigroup Global Markets Inc.|208497
PNFP|PINNACLE FINL PTNRS|SGMT|GOLDMAN SACHS & CO. LLC|98713
PNFP|PINNACLE FINL PTNRS|SOCO|Capital One Southcoast, Inc|700
PNFP|PINNACLE FINL PTNRS|SPDR|SPEEDROUTE LLC|9842
PNFP|PINNACLE FINL PTNRS|SSBS|STATE STREET GLOBAL MARKETS, LLC|22898
PNFP|PINNACLE FINL PTNRS|STFL|Stifel, Nicolaus & Company, Incorporated|20
PNFP|PINNACLE FINL PTNRS|SWIM|TD Ameritrade, Inc.|1038
PNFP|PINNACLE FINL PTNRS|SWST|Hilltop Securities Inc.|557
PNFP|PINNACLE FINL PTNRS|TRBT|Tradebot Systems, Inc.|36915
PNFP|PINNACLE FINL PTNRS|TRCM|TRC MARKETS LLC|170379
PNFP|PINNACLE FINL PTNRS|UBSA|UBS SECURITIES LLC|568936
PNFP|PINNACLE FINL PTNRS|UBSS|UBS Securities LLC|829486
PNFP|PINNACLE FINL PTNRS|VALX|VIRTU AMERICAS LLC|13600
PNFP|PINNACLE FINL PTNRS|VGRD|Vanguard Marketing Corporation|10314
PNFP|PINNACLE FINL PTNRS|WBPX|SUMMIT SECURITIES GROUP, LLC|800
PNFP|PINNACLE FINL PTNRS|WCHV|WELLS FARGO SECURITIES, LLC|43666
PNFP|PINNACLE FINL PTNRS|WEDB|WEDBUSH SECURITIES INC.|1076
PNFP|PINNACLE FINL PTNRS|WEED|Weeden & Co.L.P.|2000
PNFP|PINNACLE FINL PTNRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|799
PNFP|PINNACLE FINL PTNRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1053
PNFP|PINNACLE FINL PTNRS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|257
PNFP|PINNACLE FINL PTNRS|WSAG|WALL STREET ACCESS|43
PNFP|PINNACLE FINL PTNRS|WSEA|WOLVERINE SECURITIES, LLC|409
PNFP|PINNACLE FINL PTNRS|XIST|INSTINET, LLC|38178
PNFP|PINNACLE FINL PTNRS|XPQR|Jump Trading|1800
PNFP|PINNACLE FINL PTNRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|13572
PNFP|PINNACLE FINL PTNRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5948
PNI|PIMCO NY MUNI INC II|APCC|Apex Clearing Corporation|1
PNI|PIMCO NY MUNI INC II|BATM|CBOE TRADING, INC.|38
PNI|PIMCO NY MUNI INC II|BBNT|BB&T SECURITIES, LLC|2
PNI|PIMCO NY MUNI INC II|BTIG|BTIG, LLC|31
PNI|PIMCO NY MUNI INC II|CANT|Cantor Fitzgerald & Co.|8900
PNI|PIMCO NY MUNI INC II|CHAS|Charles Schwab & Co., Inc.|1
PNI|PIMCO NY MUNI INC II|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
PNI|PIMCO NY MUNI INC II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1900
PNI|PIMCO NY MUNI INC II|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PNI|PIMCO NY MUNI INC II|DEAN|MORGAN STANLEY|1502
PNI|PIMCO NY MUNI INC II|DEGS|RONIN PROFESSIONAL LLC|300
PNI|PIMCO NY MUNI INC II|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
PNI|PIMCO NY MUNI INC II|EBXL|EBX LLC|1100
PNI|PIMCO NY MUNI INC II|ECUT|CONVERGEX EXECUTION SOLUTIONS|2
PNI|PIMCO NY MUNI INC II|EDJO|Edward D. Jones & Co., L.P.|160
PNI|PIMCO NY MUNI INC II|ETRS|E*Trade Securities LLC|3341
PNI|PIMCO NY MUNI INC II|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1627
PNI|PIMCO NY MUNI INC II|GSCO|GOLDMAN SACHS & CO. LLC|3153
PNI|PIMCO NY MUNI INC II|HRBF|American Enterprise Investment Services Inc.|2
PNI|PIMCO NY MUNI INC II|IATS|INTERACTIVE BROKERS LLC|2020
PNI|PIMCO NY MUNI INC II|IBKR|Interactive Brokers Llc|7598
PNI|PIMCO NY MUNI INC II|ITGI|ITG Inc.|300
PNI|PIMCO NY MUNI INC II|JANY|Janney Montgomery Scott Inc.|3900
PNI|PIMCO NY MUNI INC II|JPMX|J.P. Morgan Securities LLC|600
PNI|PIMCO NY MUNI INC II|KCGM|VIRTU Americas LLC|200
PNI|PIMCO NY MUNI INC II|LEHM|Barclays Capital Inc./Le|400
PNI|PIMCO NY MUNI INC II|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
PNI|PIMCO NY MUNI INC II|MSCO|MORGAN STANLEY & CO. LLC|46788
PNI|PIMCO NY MUNI INC II|MSPL|MORGAN STANLEY & CO. LLC|11800
PNI|PIMCO NY MUNI INC II|NFSC|National Financial Services LLC|58957
PNI|PIMCO NY MUNI INC II|NITE|VIRTU Americas LLC|81502
PNI|PIMCO NY MUNI INC II|NQRB|Brut, LLC|100
PNI|PIMCO NY MUNI INC II|OPCO|Oppenheimer & Co. Inc.|8654
PNI|PIMCO NY MUNI INC II|RBCM|RBC CAPITAL MARKETS, LLC|5372
PNI|PIMCO NY MUNI INC II|SGMT|GOLDMAN SACHS & CO. LLC|800
PNI|PIMCO NY MUNI INC II|STFL|Stifel, Nicolaus & Company, Incorporated|400
PNI|PIMCO NY MUNI INC II|SWIM|TD Ameritrade, Inc.|1380
PNI|PIMCO NY MUNI INC II|SWST|Hilltop Securities Inc.|3376
PNI|PIMCO NY MUNI INC II|TRBT|Tradebot Systems, Inc.|300
PNI|PIMCO NY MUNI INC II|UBSA|UBS SECURITIES LLC|1600
PNI|PIMCO NY MUNI INC II|UBSS|UBS Securities LLC|13342
PNI|PIMCO NY MUNI INC II|VGRD|Vanguard Marketing Corporation|3585
PNI|PIMCO NY MUNI INC II|WCHV|WELLS FARGO SECURITIES, LLC|16128
PNI|PIMCO NY MUNI INC II|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4304
PNI|PIMCO NY MUNI INC II|WSEA|WOLVERINE SECURITIES, LLC|12
PNI|PIMCO NY MUNI INC II|XSTM|NATIONAL FINANCIAL SERVICES LLC|3500
PNI|PIMCO NY MUNI INC II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1591
PNK|PINNACLE ENTMT CM|ADAM|CANACCORD GENUITY INC.|100
PNK|PINNACLE ENTMT CM|ALTX|Alternet Securities Inc.|1200
PNK|PINNACLE ENTMT CM|APCC|Apex Clearing Corporation|305
PNK|PINNACLE ENTMT CM|BATM|CBOE TRADING, INC.|741
PNK|PINNACLE ENTMT CM|BBNT|BB&T SECURITIES, LLC|23
PNK|PINNACLE ENTMT CM|BERN|Sanford C. Bernstein & Co., LLC|5801
PNK|PINNACLE ENTMT CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|61
PNK|PINNACLE ENTMT CM|BLKX|INSTINET, LLC|5400
PNK|PINNACLE ENTMT CM|BMOC|BMO Capital Markets Corp.|8397
PNK|PINNACLE ENTMT CM|BNPX|BNP PARIBAS SECURITIES CORP.|44442
PNK|PINNACLE ENTMT CM|BTIG|BTIG, LLC|6196
PNK|PINNACLE ENTMT CM|BYXM|CBOE TRADING, INC.|436
PNK|PINNACLE ENTMT CM|CANT|Cantor Fitzgerald & Co.|100
PNK|PINNACLE ENTMT CM|CHAS|Charles Schwab & Co., Inc.|1500
PNK|PINNACLE ENTMT CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132566
PNK|PINNACLE ENTMT CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
PNK|PINNACLE ENTMT CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86251
PNK|PINNACLE ENTMT CM|CTDL|Citadel Derivatives Group Llc|12321
PNK|PINNACLE ENTMT CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|9704
PNK|PINNACLE ENTMT CM|DBAB|Deutsche Bank Securities Inc.|277297
PNK|PINNACLE ENTMT CM|DBAX|Deutsche Bank Securities Inc.|104200
PNK|PINNACLE ENTMT CM|DBUL|Deutsche Bank Securities Inc.|1900
PNK|PINNACLE ENTMT CM|DEAN|MORGAN STANLEY|608
PNK|PINNACLE ENTMT CM|DEGS|RONIN PROFESSIONAL LLC|949
PNK|PINNACLE ENTMT CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17349
PNK|PINNACLE ENTMT CM|EBXL|EBX LLC|55900
PNK|PINNACLE ENTMT CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1969
PNK|PINNACLE ENTMT CM|EGAM|CBOE TRADING, INC.|2328
PNK|PINNACLE ENTMT CM|EGAW|CBOE TRADING, INC.|188
PNK|PINNACLE ENTMT CM|EGMT|EG MARKET TECHNOLOGIES LLC|20
PNK|PINNACLE ENTMT CM|EGXM|CBOE TRADING, INC.|638
PNK|PINNACLE ENTMT CM|EGXW|CBOE TRADING, INC.|3
PNK|PINNACLE ENTMT CM|ETBE|Electronic Transaction Clearing, Inc.|10920
PNK|PINNACLE ENTMT CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|666
PNK|PINNACLE ENTMT CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5840
PNK|PINNACLE ENTMT CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|261
PNK|PINNACLE ENTMT CM|ETRS|E*Trade Securities LLC|4452
PNK|PINNACLE ENTMT CM|FBCO|Credit Suisse Securities (USA) LLC|408647
PNK|PINNACLE ENTMT CM|FILL|Tradestation Securities, Inc.|1075
PNK|PINNACLE ENTMT CM|FOMA|TD AMERITRADE CLEARING, INC.|15080
PNK|PINNACLE ENTMT CM|FQLS|Quantlab Securities LP|64462
PNK|PINNACLE ENTMT CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12909
PNK|PINNACLE ENTMT CM|FTBR|Foliofn Investments, Inc.|1255
PNK|PINNACLE ENTMT CM|GARC|ICAP Corporates LLC|300
PNK|PINNACLE ENTMT CM|GEBB|GLOBAL EXECUTION BROKERS, LP|25622
PNK|PINNACLE ENTMT CM|GLIS|TD Securities Inc|120
PNK|PINNACLE ENTMT CM|GLPX|ACS EXECUTION SERVICES, LLC|6405
PNK|PINNACLE ENTMT CM|GSCO|GOLDMAN SACHS & CO. LLC|545764
PNK|PINNACLE ENTMT CM|GSCS|GOLDMAN SACHS & CO. LLC|36003
PNK|PINNACLE ENTMT CM|GSLT|GOLDMAN SACHS & CO. LLC|11058
PNK|PINNACLE ENTMT CM|GTSZ|GTS SECURITIES LLC|20029
PNK|PINNACLE ENTMT CM|HRBF|American Enterprise Investment Services Inc.|76
PNK|PINNACLE ENTMT CM|HSBC|HSBC Securities, Inc.|16242
PNK|PINNACLE ENTMT CM|IATS|INTERACTIVE BROKERS LLC|1454
PNK|PINNACLE ENTMT CM|IBKR|Interactive Brokers Llc|40360
PNK|PINNACLE ENTMT CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1158
PNK|PINNACLE ENTMT CM|ICBX|INSTINET, LLC|4600
PNK|PINNACLE ENTMT CM|IEQY|CITADEL SECURITIES LLC|24430
PNK|PINNACLE ENTMT CM|INCA|INSTINET, LLC|209104
PNK|PINNACLE ENTMT CM|INJX|INSTINET, LLC|1747
PNK|PINNACLE ENTMT CM|ITGI|ITG Inc.|82790
PNK|PINNACLE ENTMT CM|ITGP|ITG INC.|71600
PNK|PINNACLE ENTMT CM|JEFF|JEFFERIES LLC|8135
PNK|PINNACLE ENTMT CM|JMPT|JUMP TRADING, LLC|18856
PNK|PINNACLE ENTMT CM|JONE|JonesTrading|47328
PNK|PINNACLE ENTMT CM|JPBX|J.P. MORGAN SECURITIES LLC|1516
PNK|PINNACLE ENTMT CM|JPMX|J.P. Morgan Securities LLC|65232
PNK|PINNACLE ENTMT CM|JSJX|JANE STREET CAPITAL LLC|1190
PNK|PINNACLE ENTMT CM|KBWI|Keefe, Bruyette & Woods, Inc.|53773
PNK|PINNACLE ENTMT CM|KCGM|VIRTU Americas LLC|47122
PNK|PINNACLE ENTMT CM|LEHM|Barclays Capital Inc./Le|641035
PNK|PINNACLE ENTMT CM|LIME|Lime Brokerage LLC|162420
PNK|PINNACLE ENTMT CM|LMGP|LIME BROKERAGE LLC|1900
PNK|PINNACLE ENTMT CM|LSCI|Lek Securities Corporation|41
PNK|PINNACLE ENTMT CM|MACQ|Macquarie Capital (USA) Inc.|1819
PNK|PINNACLE ENTMT CM|MAXM|Maxim Group LLC|5408
PNK|PINNACLE ENTMT CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24682
PNK|PINNACLE ENTMT CM|MOTF|MOTIF INVESTING, INC.|2
PNK|PINNACLE ENTMT CM|MSCO|MORGAN STANLEY & CO. LLC|728833
PNK|PINNACLE ENTMT CM|MSPL|MORGAN STANLEY & CO. LLC|27700
PNK|PINNACLE ENTMT CM|MSTX|MORGAN STANLEY & CO. LLC|2600
PNK|PINNACLE ENTMT CM|MZHO|Mizuho Securities USA LLC|533229
PNK|PINNACLE ENTMT CM|NFSC|National Financial Services LLC|8873
PNK|PINNACLE ENTMT CM|NITE|VIRTU Americas LLC|105280
PNK|PINNACLE ENTMT CM|NITP|VIRTU Americas LLC|2353
PNK|PINNACLE ENTMT CM|NQRB|Brut, LLC|2048
PNK|PINNACLE ENTMT CM|OPCO|Oppenheimer & Co. Inc.|112
PNK|PINNACLE ENTMT CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|455
PNK|PINNACLE ENTMT CM|PDQM|CODA MARKETS, INC.|1482
PNK|PINNACLE ENTMT CM|RAJA|Raymond James & Associates, Inc.|7031
PNK|PINNACLE ENTMT CM|RBCM|RBC CAPITAL MARKETS, LLC|14
PNK|PINNACLE ENTMT CM|SAGL|SAGETRADER, LLC|688
PNK|PINNACLE ENTMT CM|SAGW|SAGETRADER, LLC|330
PNK|PINNACLE ENTMT CM|SBSH|Citigroup Global Markets Inc.|301342
PNK|PINNACLE ENTMT CM|SGMT|GOLDMAN SACHS & CO. LLC|37555
PNK|PINNACLE ENTMT CM|SPDR|SPEEDROUTE LLC|1691
PNK|PINNACLE ENTMT CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|95
PNK|PINNACLE ENTMT CM|SWIM|TD Ameritrade, Inc.|5208
PNK|PINNACLE ENTMT CM|TKNG|ALLY INVEST SECURITIES LLC|118
PNK|PINNACLE ENTMT CM|TMBR|Timber Hill LLC|123
PNK|PINNACLE ENTMT CM|TRBT|Tradebot Systems, Inc.|94899
PNK|PINNACLE ENTMT CM|TRCM|TRC MARKETS LLC|130378
PNK|PINNACLE ENTMT CM|UBSA|UBS SECURITIES LLC|162280
PNK|PINNACLE ENTMT CM|UBSS|UBS Securities LLC|277183
PNK|PINNACLE ENTMT CM|VALX|VIRTU AMERICAS LLC|5268
PNK|PINNACLE ENTMT CM|VGRD|Vanguard Marketing Corporation|1630
PNK|PINNACLE ENTMT CM|WBPX|SUMMIT SECURITIES GROUP, LLC|2800
PNK|PINNACLE ENTMT CM|WCHV|WELLS FARGO SECURITIES, LLC|14902
PNK|PINNACLE ENTMT CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13800
PNK|PINNACLE ENTMT CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4000
PNK|PINNACLE ENTMT CM|WSEA|WOLVERINE SECURITIES, LLC|928
PNK|PINNACLE ENTMT CM|XIST|INSTINET, LLC|10650
PNK|PINNACLE ENTMT CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
PNK|PINNACLE ENTMT CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|371
PNM|PNM RES INC (HLDG)|ALTX|Alternet Securities Inc.|1200
PNM|PNM RES INC (HLDG)|ANOS|ABEL/NOSER, L.L.C.|465
PNM|PNM RES INC (HLDG)|APCC|Apex Clearing Corporation|39
PNM|PNM RES INC (HLDG)|BARD|Robert W. Baird & Co. Incorporated|1115
PNM|PNM RES INC (HLDG)|BATM|CBOE TRADING, INC.|2387
PNM|PNM RES INC (HLDG)|BBNT|BB&T SECURITIES, LLC|143
PNM|PNM RES INC (HLDG)|BERN|Sanford C. Bernstein & Co., LLC|17950
PNM|PNM RES INC (HLDG)|BIDS|BIDS TRADING L.P.|400
PNM|PNM RES INC (HLDG)|BKCM|BNY Mellon Capital Markets LLC|15023
PNM|PNM RES INC (HLDG)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1393
PNM|PNM RES INC (HLDG)|BNPX|BNP PARIBAS SECURITIES CORP.|15409
PNM|PNM RES INC (HLDG)|BRVL|BLAYLOCK VAN, LLC|800
PNM|PNM RES INC (HLDG)|BTIG|BTIG, LLC|21439
PNM|PNM RES INC (HLDG)|BYXM|CBOE TRADING, INC.|1000
PNM|PNM RES INC (HLDG)|BZYD|GOLDMAN SACHS & CO. LLC|1210
PNM|PNM RES INC (HLDG)|CANT|Cantor Fitzgerald & Co.|10115
PNM|PNM RES INC (HLDG)|CHAS|Charles Schwab & Co., Inc.|13
PNM|PNM RES INC (HLDG)|CIST|Capital Institutional Services, Inc.|82
PNM|PNM RES INC (HLDG)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39315
PNM|PNM RES INC (HLDG)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1608
PNM|PNM RES INC (HLDG)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|187113
PNM|PNM RES INC (HLDG)|CTDL|Citadel Derivatives Group Llc|1240
PNM|PNM RES INC (HLDG)|CXCX|CITIGROUP GLOBAL MARKETS INC.|37606
PNM|PNM RES INC (HLDG)|DBAB|Deutsche Bank Securities Inc.|171345
PNM|PNM RES INC (HLDG)|DBAX|Deutsche Bank Securities Inc.|194800
PNM|PNM RES INC (HLDG)|DEAN|MORGAN STANLEY|10023
PNM|PNM RES INC (HLDG)|EBXL|EBX LLC|79300
PNM|PNM RES INC (HLDG)|ECUT|CONVERGEX EXECUTION SOLUTIONS|4313
PNM|PNM RES INC (HLDG)|EDJO|Edward D. Jones & Co., L.P.|1174
PNM|PNM RES INC (HLDG)|EGAM|CBOE TRADING, INC.|4829
PNM|PNM RES INC (HLDG)|EGAW|CBOE TRADING, INC.|185
PNM|PNM RES INC (HLDG)|EGXM|CBOE TRADING, INC.|2013
PNM|PNM RES INC (HLDG)|EGXW|CBOE TRADING, INC.|207
PNM|PNM RES INC (HLDG)|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|880
PNM|PNM RES INC (HLDG)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2736
PNM|PNM RES INC (HLDG)|ETRS|E*Trade Securities LLC|527
PNM|PNM RES INC (HLDG)|FILL|Tradestation Securities, Inc.|600
PNM|PNM RES INC (HLDG)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
PNM|PNM RES INC (HLDG)|FQLS|Quantlab Securities LP|73515
PNM|PNM RES INC (HLDG)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24289
PNM|PNM RES INC (HLDG)|FTBR|Foliofn Investments, Inc.|2612
PNM|PNM RES INC (HLDG)|GLIS|TD Securities Inc|150
PNM|PNM RES INC (HLDG)|GLPX|ACS EXECUTION SERVICES, LLC|1265
PNM|PNM RES INC (HLDG)|GSCO|GOLDMAN SACHS & CO. LLC|271950
PNM|PNM RES INC (HLDG)|GSCS|GOLDMAN SACHS & CO. LLC|2267
PNM|PNM RES INC (HLDG)|GSLT|GOLDMAN SACHS & CO. LLC|653
PNM|PNM RES INC (HLDG)|GTSZ|GTS SECURITIES LLC|37888
PNM|PNM RES INC (HLDG)|HAPX|HAP Trading, LLC|100
PNM|PNM RES INC (HLDG)|HRBF|American Enterprise Investment Services Inc.|133
PNM|PNM RES INC (HLDG)|HSBC|HSBC Securities, Inc.|300
PNM|PNM RES INC (HLDG)|IATS|INTERACTIVE BROKERS LLC|5048
PNM|PNM RES INC (HLDG)|IBKR|Interactive Brokers Llc|2567
PNM|PNM RES INC (HLDG)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
PNM|PNM RES INC (HLDG)|ICBX|INSTINET, LLC|29793
PNM|PNM RES INC (HLDG)|IEQY|CITADEL SECURITIES LLC|19123
PNM|PNM RES INC (HLDG)|INCA|INSTINET, LLC|57571
PNM|PNM RES INC (HLDG)|INJX|INSTINET, LLC|7725
PNM|PNM RES INC (HLDG)|INTL|INTL FCSTONE FINANCIAL INC.|13
PNM|PNM RES INC (HLDG)|ITGI|ITG Inc.|15690
PNM|PNM RES INC (HLDG)|ITGP|ITG INC.|128400
PNM|PNM RES INC (HLDG)|JEFF|JEFFERIES LLC|111896
PNM|PNM RES INC (HLDG)|JMPT|JUMP TRADING, LLC|5439
PNM|PNM RES INC (HLDG)|JPBX|J.P. MORGAN SECURITIES LLC|20576
PNM|PNM RES INC (HLDG)|JPMX|J.P. Morgan Securities LLC|374802
PNM|PNM RES INC (HLDG)|JSJX|JANE STREET CAPITAL LLC|13293
PNM|PNM RES INC (HLDG)|KCGM|VIRTU Americas LLC|22039
PNM|PNM RES INC (HLDG)|KCRD|PHX FINANCIAL, INC.|30
PNM|PNM RES INC (HLDG)|LEHM|Barclays Capital Inc./Le|335036
PNM|PNM RES INC (HLDG)|LIME|Lime Brokerage LLC|11461
PNM|PNM RES INC (HLDG)|LSCI|Lek Securities Corporation|33
PNM|PNM RES INC (HLDG)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146812
PNM|PNM RES INC (HLDG)|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3130
PNM|PNM RES INC (HLDG)|MSCO|MORGAN STANLEY & CO. LLC|365906
PNM|PNM RES INC (HLDG)|MSPL|MORGAN STANLEY & CO. LLC|226200
PNM|PNM RES INC (HLDG)|MSTX|MORGAN STANLEY & CO. LLC|37400
PNM|PNM RES INC (HLDG)|NFSC|National Financial Services LLC|52972
PNM|PNM RES INC (HLDG)|NITE|VIRTU Americas LLC|162698
PNM|PNM RES INC (HLDG)|NITP|VIRTU Americas LLC|400
PNM|PNM RES INC (HLDG)|NQRB|Brut, LLC|489
PNM|PNM RES INC (HLDG)|NTRC|Northern Trust Securities, Inc.|1818
PNM|PNM RES INC (HLDG)|OPCO|Oppenheimer & Co. Inc.|7
PNM|PNM RES INC (HLDG)|PDQM|CODA MARKETS, INC.|11729
PNM|PNM RES INC (HLDG)|RBCM|RBC CAPITAL MARKETS, LLC|251
PNM|PNM RES INC (HLDG)|SAGW|SAGETRADER, LLC|20
PNM|PNM RES INC (HLDG)|SBSH|Citigroup Global Markets Inc.|40752
PNM|PNM RES INC (HLDG)|SGMT|GOLDMAN SACHS & CO. LLC|154146
PNM|PNM RES INC (HLDG)|SPDR|SPEEDROUTE LLC|4390
PNM|PNM RES INC (HLDG)|SPHN|Stephens Inc.|9977
PNM|PNM RES INC (HLDG)|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
PNM|PNM RES INC (HLDG)|STFL|Stifel, Nicolaus & Company, Incorporated|649
PNM|PNM RES INC (HLDG)|SWIM|TD Ameritrade, Inc.|310
PNM|PNM RES INC (HLDG)|SWST|Hilltop Securities Inc.|24
PNM|PNM RES INC (HLDG)|TMBR|Timber Hill LLC|100
PNM|PNM RES INC (HLDG)|TRBT|Tradebot Systems, Inc.|2289
PNM|PNM RES INC (HLDG)|TRCM|TRC MARKETS LLC|29892
PNM|PNM RES INC (HLDG)|UBSA|UBS SECURITIES LLC|158973
PNM|PNM RES INC (HLDG)|UBSS|UBS Securities LLC|184965
PNM|PNM RES INC (HLDG)|VALX|VIRTU AMERICAS LLC|10262
PNM|PNM RES INC (HLDG)|VGRD|Vanguard Marketing Corporation|4616
PNM|PNM RES INC (HLDG)|WBPX|SUMMIT SECURITIES GROUP, LLC|658
PNM|PNM RES INC (HLDG)|WCHV|WELLS FARGO SECURITIES, LLC|179927
PNM|PNM RES INC (HLDG)|WDNX|WEEDEN & CO.L.P.|212
PNM|PNM RES INC (HLDG)|WEDB|WEDBUSH SECURITIES INC.|273
PNM|PNM RES INC (HLDG)|WEED|Weeden & Co.L.P.|8083
PNM|PNM RES INC (HLDG)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|706
PNM|PNM RES INC (HLDG)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3801
PNM|PNM RES INC (HLDG)|WLTH|WEALTHFRONT BROKERAGE CORPORATION|429
PNM|PNM RES INC (HLDG)|WOLF|Wolfe Trahan Securities|4700
PNM|PNM RES INC (HLDG)|WSEA|WOLVERINE SECURITIES, LLC|1883
PNM|PNM RES INC (HLDG)|XIST|INSTINET, LLC|42082
PNM|PNM RES INC (HLDG)|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
PNM|PNM RES INC (HLDG)|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PNM|PNM RES INC (HLDG)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2847
PNNT|PENNANTPARK INVESTME|AGIS|Aegis Capital Corp.|4050
PNNT|PENNANTPARK INVESTME|ALTX|Alternet Securities Inc.|850
PNNT|PENNANTPARK INVESTME|APCC|Apex Clearing Corporation|79
PNNT|PENNANTPARK INVESTME|BALE|M&T SECURITIES, INC.|264
PNNT|PENNANTPARK INVESTME|BANK|Primevest Financial Services, Inc.|1500
PNNT|PENNANTPARK INVESTME|BARD|Robert W. Baird & Co. Incorporated|5900
PNNT|PENNANTPARK INVESTME|BATM|CBOE TRADING, INC.|808
PNNT|PENNANTPARK INVESTME|BERN|Sanford C. Bernstein & Co., LLC|800
PNNT|PENNANTPARK INVESTME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44224
PNNT|PENNANTPARK INVESTME|BTIG|BTIG, LLC|510
PNNT|PENNANTPARK INVESTME|BZYD|GOLDMAN SACHS & CO. LLC|4117
PNNT|PENNANTPARK INVESTME|CANT|Cantor Fitzgerald & Co.|592
PNNT|PENNANTPARK INVESTME|CHAS|Charles Schwab & Co., Inc.|3107
PNNT|PENNANTPARK INVESTME|CICF|Canaccord Genuity Corp.|1000
PNNT|PENNANTPARK INVESTME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7460
PNNT|PENNANTPARK INVESTME|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
PNNT|PENNANTPARK INVESTME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69314
PNNT|PENNANTPARK INVESTME|CTDL|Citadel Derivatives Group Llc|3133
PNNT|PENNANTPARK INVESTME|CXCX|CITIGROUP GLOBAL MARKETS INC.|2120
PNNT|PENNANTPARK INVESTME|DBAB|Deutsche Bank Securities Inc.|20177
PNNT|PENNANTPARK INVESTME|DBAX|Deutsche Bank Securities Inc.|46300
PNNT|PENNANTPARK INVESTME|DCHF|Dart Executions, LLC|48273
PNNT|PENNANTPARK INVESTME|DEAN|MORGAN STANLEY|5566
PNNT|PENNANTPARK INVESTME|DEGS|RONIN PROFESSIONAL LLC|2375
PNNT|PENNANTPARK INVESTME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|534
PNNT|PENNANTPARK INVESTME|EBXL|EBX LLC|23500
PNNT|PENNANTPARK INVESTME|ECUT|CONVERGEX EXECUTION SOLUTIONS|1409
PNNT|PENNANTPARK INVESTME|EDJO|Edward D. Jones & Co., L.P.|2804
PNNT|PENNANTPARK INVESTME|EGAM|CBOE TRADING, INC.|600
PNNT|PENNANTPARK INVESTME|EGAW|CBOE TRADING, INC.|70
PNNT|PENNANTPARK INVESTME|EGXM|CBOE TRADING, INC.|1000
PNNT|PENNANTPARK INVESTME|ESPO|ESPOSITO SECURITIES, LLC|4002
PNNT|PENNANTPARK INVESTME|ETBE|Electronic Transaction Clearing, Inc.|644
PNNT|PENNANTPARK INVESTME|ETCB|ETC BROKERAGE SERVICES, LLC|400
PNNT|PENNANTPARK INVESTME|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5542
PNNT|PENNANTPARK INVESTME|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2722
PNNT|PENNANTPARK INVESTME|ETRS|E*Trade Securities LLC|113679
PNNT|PENNANTPARK INVESTME|FBCO|Credit Suisse Securities (USA) LLC|80710
PNNT|PENNANTPARK INVESTME|FILL|Tradestation Securities, Inc.|576
PNNT|PENNANTPARK INVESTME|FOMA|TD AMERITRADE CLEARING, INC.|210497
PNNT|PENNANTPARK INVESTME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73085
PNNT|PENNANTPARK INVESTME|FTBR|Foliofn Investments, Inc.|10882
PNNT|PENNANTPARK INVESTME|GEBB|GLOBAL EXECUTION BROKERS, LP|3764
PNNT|PENNANTPARK INVESTME|GLPX|ACS EXECUTION SERVICES, LLC|73463
PNNT|PENNANTPARK INVESTME|GSCO|GOLDMAN SACHS & CO. LLC|311229
PNNT|PENNANTPARK INVESTME|GSCS|GOLDMAN SACHS & CO. LLC|11802
PNNT|PENNANTPARK INVESTME|GSLT|GOLDMAN SACHS & CO. LLC|2398
PNNT|PENNANTPARK INVESTME|GTSZ|GTS SECURITIES LLC|2786
PNNT|PENNANTPARK INVESTME|HRBF|American Enterprise Investment Services Inc.|1984
PNNT|PENNANTPARK INVESTME|IATS|INTERACTIVE BROKERS LLC|8607
PNNT|PENNANTPARK INVESTME|IBKR|Interactive Brokers Llc|116213
PNNT|PENNANTPARK INVESTME|ICBX|INSTINET, LLC|9720
PNNT|PENNANTPARK INVESTME|INCA|INSTINET, LLC|90865
PNNT|PENNANTPARK INVESTME|ITGI|ITG Inc.|8177
PNNT|PENNANTPARK INVESTME|ITGP|ITG INC.|26400
PNNT|PENNANTPARK INVESTME|JANY|Janney Montgomery Scott Inc.|237
PNNT|PENNANTPARK INVESTME|JEFF|JEFFERIES LLC|6601
PNNT|PENNANTPARK INVESTME|JMPT|JUMP TRADING, LLC|763
PNNT|PENNANTPARK INVESTME|JPMX|J.P. Morgan Securities LLC|54532
PNNT|PENNANTPARK INVESTME|JSJX|JANE STREET CAPITAL LLC|43029
PNNT|PENNANTPARK INVESTME|KCGM|VIRTU Americas LLC|18300
PNNT|PENNANTPARK INVESTME|LEHM|Barclays Capital Inc./Le|172037
PNNT|PENNANTPARK INVESTME|LIME|Lime Brokerage LLC|147409
PNNT|PENNANTPARK INVESTME|LSCI|Lek Securities Corporation|100
PNNT|PENNANTPARK INVESTME|MBTS|ALLY INVEST SECURITIES LLC|2350
PNNT|PENNANTPARK INVESTME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76154
PNNT|PENNANTPARK INVESTME|MOTF|MOTIF INVESTING, INC.|6
PNNT|PENNANTPARK INVESTME|MSCO|MORGAN STANLEY & CO. LLC|487356
PNNT|PENNANTPARK INVESTME|MSPL|MORGAN STANLEY & CO. LLC|146000
PNNT|PENNANTPARK INVESTME|MSTX|MORGAN STANLEY & CO. LLC|63600
PNNT|PENNANTPARK INVESTME|NFSC|National Financial Services LLC|319993
PNNT|PENNANTPARK INVESTME|NITE|VIRTU Americas LLC|617823
PNNT|PENNANTPARK INVESTME|NITP|VIRTU Americas LLC|1800
PNNT|PENNANTPARK INVESTME|NQRB|Brut, LLC|1371
PNNT|PENNANTPARK INVESTME|NTRC|Northern Trust Securities, Inc.|1750
PNNT|PENNANTPARK INVESTME|OPCO|Oppenheimer & Co. Inc.|1398
PNNT|PENNANTPARK INVESTME|PDQM|CODA MARKETS, INC.|55182
PNNT|PENNANTPARK INVESTME|PWJC|UBS Financial Services, Inc.|15100
PNNT|PENNANTPARK INVESTME|RAJA|Raymond James & Associates, Inc.|7820
PNNT|PENNANTPARK INVESTME|RBCM|RBC CAPITAL MARKETS, LLC|8374
PNNT|PENNANTPARK INVESTME|SAGW|SAGETRADER, LLC|4720
PNNT|PENNANTPARK INVESTME|SBSH|Citigroup Global Markets Inc.|11611
PNNT|PENNANTPARK INVESTME|SGMT|GOLDMAN SACHS & CO. LLC|25431
PNNT|PENNANTPARK INVESTME|SPDR|SPEEDROUTE LLC|18200
PNNT|PENNANTPARK INVESTME|SPHN|Stephens Inc.|143
PNNT|PENNANTPARK INVESTME|STFL|Stifel, Nicolaus & Company, Incorporated|41247
PNNT|PENNANTPARK INVESTME|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|103
PNNT|PENNANTPARK INVESTME|SWIM|TD Ameritrade, Inc.|35513
PNNT|PENNANTPARK INVESTME|SWST|Hilltop Securities Inc.|88563
PNNT|PENNANTPARK INVESTME|TKNG|ALLY INVEST SECURITIES LLC|3788
PNNT|PENNANTPARK INVESTME|TRBT|Tradebot Systems, Inc.|44762
PNNT|PENNANTPARK INVESTME|TRCM|TRC MARKETS LLC|66249
PNNT|PENNANTPARK INVESTME|UBSA|UBS SECURITIES LLC|137847
PNNT|PENNANTPARK INVESTME|UBSS|UBS Securities LLC|253116
PNNT|PENNANTPARK INVESTME|VALX|VIRTU AMERICAS LLC|10143
PNNT|PENNANTPARK INVESTME|VERT|The Vertical Trading Group, LLC|1650
PNNT|PENNANTPARK INVESTME|VGRD|Vanguard Marketing Corporation|57018
PNNT|PENNANTPARK INVESTME|WBPX|SUMMIT SECURITIES GROUP, LLC|600
PNNT|PENNANTPARK INVESTME|WCHV|WELLS FARGO SECURITIES, LLC|149256
PNNT|PENNANTPARK INVESTME|WEDB|WEDBUSH SECURITIES INC.|1200
PNNT|PENNANTPARK INVESTME|WEED|Weeden & Co.L.P.|39700
PNNT|PENNANTPARK INVESTME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2691
PNNT|PENNANTPARK INVESTME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|339
PNNT|PENNANTPARK INVESTME|WGIF|CIBC World Markets Inc.|200
PNNT|PENNANTPARK INVESTME|WSEA|WOLVERINE SECURITIES, LLC|3242
PNNT|PENNANTPARK INVESTME|XIST|INSTINET, LLC|21200
PNNT|PENNANTPARK INVESTME|XSTM|NATIONAL FINANCIAL SERVICES LLC|23000
PNNT|PENNANTPARK INVESTME|YKNA|COMHAR CAPITAL MARKETS, LLC|658
PNNT|PENNANTPARK INVESTME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22042
PNQI|INVESCO NDAQ INTERNE|AGIS|Aegis Capital Corp.|75
PNQI|INVESCO NDAQ INTERNE|APCC|Apex Clearing Corporation|277
PNQI|INVESCO NDAQ INTERNE|BARD|Robert W. Baird & Co. Incorporated|72
PNQI|INVESCO NDAQ INTERNE|BATM|CBOE TRADING, INC.|2078
PNQI|INVESCO NDAQ INTERNE|BBNT|BB&T SECURITIES, LLC|97
PNQI|INVESCO NDAQ INTERNE|BERN|Sanford C. Bernstein & Co., LLC|6
PNQI|INVESCO NDAQ INTERNE|BKCM|BNY Mellon Capital Markets LLC|400
PNQI|INVESCO NDAQ INTERNE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2914
PNQI|INVESCO NDAQ INTERNE|CANT|Cantor Fitzgerald & Co.|1842
PNQI|INVESCO NDAQ INTERNE|CHAS|Charles Schwab & Co., Inc.|158
PNQI|INVESCO NDAQ INTERNE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|642
PNQI|INVESCO NDAQ INTERNE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15759
PNQI|INVESCO NDAQ INTERNE|CSIN|Citadel Securities Institutional LLC|3755
PNQI|INVESCO NDAQ INTERNE|CTDL|Citadel Derivatives Group Llc|4556
PNQI|INVESCO NDAQ INTERNE|DBAB|Deutsche Bank Securities Inc.|40
PNQI|INVESCO NDAQ INTERNE|DBAX|Deutsche Bank Securities Inc.|700
PNQI|INVESCO NDAQ INTERNE|DEAN|MORGAN STANLEY|1209
PNQI|INVESCO NDAQ INTERNE|DEGS|RONIN PROFESSIONAL LLC|1860
PNQI|INVESCO NDAQ INTERNE|EBXL|EBX LLC|1400
PNQI|INVESCO NDAQ INTERNE|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
PNQI|INVESCO NDAQ INTERNE|EDJC|Edward Jones / CDS|164
PNQI|INVESCO NDAQ INTERNE|EDJO|Edward D. Jones & Co., L.P.|5788
PNQI|INVESCO NDAQ INTERNE|EGXM|CBOE TRADING, INC.|29
PNQI|INVESCO NDAQ INTERNE|ETCB|ETC BROKERAGE SERVICES, LLC|145
PNQI|INVESCO NDAQ INTERNE|ETRS|E*Trade Securities LLC|18715
PNQI|INVESCO NDAQ INTERNE|FBCO|Credit Suisse Securities (USA) LLC|26436
PNQI|INVESCO NDAQ INTERNE|FBSB|U.S. Bancorp Investments, Inc.|7
PNQI|INVESCO NDAQ INTERNE|FILL|Tradestation Securities, Inc.|51
PNQI|INVESCO NDAQ INTERNE|FMAF|NBCN Inc./ CDS|125
PNQI|INVESCO NDAQ INTERNE|FOMA|TD AMERITRADE CLEARING, INC.|34768
PNQI|INVESCO NDAQ INTERNE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
PNQI|INVESCO NDAQ INTERNE|FTBR|Foliofn Investments, Inc.|766
PNQI|INVESCO NDAQ INTERNE|GEBB|GLOBAL EXECUTION BROKERS, LP|1470
PNQI|INVESCO NDAQ INTERNE|GLIS|TD Securities Inc|40
PNQI|INVESCO NDAQ INTERNE|GLPX|ACS EXECUTION SERVICES, LLC|2
PNQI|INVESCO NDAQ INTERNE|GSCO|GOLDMAN SACHS & CO. LLC|18292
PNQI|INVESCO NDAQ INTERNE|GSCS|GOLDMAN SACHS & CO. LLC|49
PNQI|INVESCO NDAQ INTERNE|GSLT|GOLDMAN SACHS & CO. LLC|2747
PNQI|INVESCO NDAQ INTERNE|GTSZ|GTS SECURITIES LLC|3524
PNQI|INVESCO NDAQ INTERNE|HRBF|American Enterprise Investment Services Inc.|5166
PNQI|INVESCO NDAQ INTERNE|IATS|INTERACTIVE BROKERS LLC|1905
PNQI|INVESCO NDAQ INTERNE|IBKR|Interactive Brokers Llc|26705
PNQI|INVESCO NDAQ INTERNE|ICBX|INSTINET, LLC|680
PNQI|INVESCO NDAQ INTERNE|INCA|INSTINET, LLC|1228
PNQI|INVESCO NDAQ INTERNE|ITGI|ITG Inc.|996
PNQI|INVESCO NDAQ INTERNE|ITGP|ITG INC.|600
PNQI|INVESCO NDAQ INTERNE|JANY|Janney Montgomery Scott Inc.|1070
PNQI|INVESCO NDAQ INTERNE|JONE|JonesTrading|2900
PNQI|INVESCO NDAQ INTERNE|JPMX|J.P. Morgan Securities LLC|1600
PNQI|INVESCO NDAQ INTERNE|JSJX|JANE STREET CAPITAL LLC|89429
PNQI|INVESCO NDAQ INTERNE|KCGM|VIRTU Americas LLC|15963
PNQI|INVESCO NDAQ INTERNE|LEHM|Barclays Capital Inc./Le|5220
PNQI|INVESCO NDAQ INTERNE|LIME|Lime Brokerage LLC|12476
PNQI|INVESCO NDAQ INTERNE|MACC|Mid Atlantic Capital Corporation|32
PNQI|INVESCO NDAQ INTERNE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
PNQI|INVESCO NDAQ INTERNE|MOTF|MOTIF INVESTING, INC.|5
PNQI|INVESCO NDAQ INTERNE|MSCO|MORGAN STANLEY & CO. LLC|35005
PNQI|INVESCO NDAQ INTERNE|MSPL|MORGAN STANLEY & CO. LLC|3100
PNQI|INVESCO NDAQ INTERNE|NFSC|National Financial Services LLC|71283
PNQI|INVESCO NDAQ INTERNE|NITE|VIRTU Americas LLC|88362
PNQI|INVESCO NDAQ INTERNE|NQRB|Brut, LLC|4350
PNQI|INVESCO NDAQ INTERNE|OPCO|Oppenheimer & Co. Inc.|500
PNQI|INVESCO NDAQ INTERNE|PDQM|CODA MARKETS, INC.|802
PNQI|INVESCO NDAQ INTERNE|PWJC|UBS Financial Services, Inc.|1000
PNQI|INVESCO NDAQ INTERNE|RBCM|RBC CAPITAL MARKETS, LLC|2656
PNQI|INVESCO NDAQ INTERNE|SBSH|Citigroup Global Markets Inc.|1922
PNQI|INVESCO NDAQ INTERNE|SGMT|GOLDMAN SACHS & CO. LLC|5792
PNQI|INVESCO NDAQ INTERNE|STFL|Stifel, Nicolaus & Company, Incorporated|1220
PNQI|INVESCO NDAQ INTERNE|STKP|STOCKPILE INVESTMENTS, INC.|70
PNQI|INVESCO NDAQ INTERNE|SWIM|TD Ameritrade, Inc.|1450
PNQI|INVESCO NDAQ INTERNE|SWST|Hilltop Securities Inc.|50
PNQI|INVESCO NDAQ INTERNE|TKNG|ALLY INVEST SECURITIES LLC|66
PNQI|INVESCO NDAQ INTERNE|TRCM|TRC MARKETS LLC|370
PNQI|INVESCO NDAQ INTERNE|UBSA|UBS SECURITIES LLC|20919
PNQI|INVESCO NDAQ INTERNE|UBSS|UBS Securities LLC|63244
PNQI|INVESCO NDAQ INTERNE|VALX|VIRTU AMERICAS LLC|2047
PNQI|INVESCO NDAQ INTERNE|VGRD|Vanguard Marketing Corporation|8553
PNQI|INVESCO NDAQ INTERNE|WCHV|WELLS FARGO SECURITIES, LLC|12546
PNQI|INVESCO NDAQ INTERNE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3555
PNQI|INVESCO NDAQ INTERNE|WGIF|CIBC World Markets Inc.|1417
PNQI|INVESCO NDAQ INTERNE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|55
PNQI|INVESCO NDAQ INTERNE|WSEA|WOLVERINE SECURITIES, LLC|726
PNQI|INVESCO NDAQ INTERNE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8911
PNR|PENTAIR PLC.|ABLE|NATIXIS Securities Americas LLC|7845
PNR|PENTAIR PLC.|ADAM|CANACCORD GENUITY INC.|200
PNR|PENTAIR PLC.|ALTX|Alternet Securities Inc.|49086
PNR|PENTAIR PLC.|ANOS|ABEL/NOSER, L.L.C.|7730
PNR|PENTAIR PLC.|APCC|Apex Clearing Corporation|1528
PNR|PENTAIR PLC.|AQUA|AQUA SECURITIES L.P.|30200
PNR|PENTAIR PLC.|BANK|Primevest Financial Services, Inc.|29
PNR|PENTAIR PLC.|BARD|Robert W. Baird & Co. Incorporated|37006
PNR|PENTAIR PLC.|BATM|CBOE TRADING, INC.|10045
PNR|PENTAIR PLC.|BAYC|BAY CREST PARTNERS, LLC|110
PNR|PENTAIR PLC.|BAYT|BTIG, LLC|7300
PNR|PENTAIR PLC.|BBNT|BB&T SECURITIES, LLC|1120
PNR|PENTAIR PLC.|BERN|Sanford C. Bernstein & Co., LLC|204615
PNR|PENTAIR PLC.|BIDS|BIDS TRADING L.P.|11000
PNR|PENTAIR PLC.|BIMI|Banca IMI Securities Corp.|55
PNR|PENTAIR PLC.|BKCM|BNY Mellon Capital Markets LLC|165
PNR|PENTAIR PLC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3805
PNR|PENTAIR PLC.|BNPX|BNP PARIBAS SECURITIES CORP.|57495
PNR|PENTAIR PLC.|BTIG|BTIG, LLC|1344
PNR|PENTAIR PLC.|BYXM|CBOE TRADING, INC.|1676
PNR|PENTAIR PLC.|BZYD|GOLDMAN SACHS & CO. LLC|600
PNR|PENTAIR PLC.|CANT|Cantor Fitzgerald & Co.|92484
PNR|PENTAIR PLC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|49640
PNR|PENTAIR PLC.|CHAS|Charles Schwab & Co., Inc.|581
PNR|PENTAIR PLC.|CIBP|CIBC World Markets Corp.|11827
PNR|PENTAIR PLC.|CICF|Canaccord Genuity Corp.|30
PNR|PENTAIR PLC.|CIST|Capital Institutional Services, Inc.|481
PNR|PENTAIR PLC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67255
PNR|PENTAIR PLC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
PNR|PENTAIR PLC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1085
PNR|PENTAIR PLC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|826980
PNR|PENTAIR PLC.|CTDL|Citadel Derivatives Group Llc|12511
PNR|PENTAIR PLC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|161368
PNR|PENTAIR PLC.|DADA|D.A. Davidson & Co.|987
PNR|PENTAIR PLC.|DBAB|Deutsche Bank Securities Inc.|439356
PNR|PENTAIR PLC.|DBAX|Deutsche Bank Securities Inc.|527700
PNR|PENTAIR PLC.|DBUL|Deutsche Bank Securities Inc.|600
PNR|PENTAIR PLC.|DCHF|Dart Executions, LLC|633
PNR|PENTAIR PLC.|DEAN|MORGAN STANLEY|15431
PNR|PENTAIR PLC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10725
PNR|PENTAIR PLC.|DRWK|DRW SECURITIES, L.L.C.|14906
PNR|PENTAIR PLC.|EBXL|EBX LLC|262900
PNR|PENTAIR PLC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|27902
PNR|PENTAIR PLC.|EDJO|Edward D. Jones & Co., L.P.|8847
PNR|PENTAIR PLC.|EGAM|CBOE TRADING, INC.|18489
PNR|PENTAIR PLC.|EGAW|CBOE TRADING, INC.|582
PNR|PENTAIR PLC.|EGMT|EG MARKET TECHNOLOGIES LLC|260
PNR|PENTAIR PLC.|EGXM|CBOE TRADING, INC.|4740
PNR|PENTAIR PLC.|ESPO|ESPOSITO SECURITIES, LLC|204
PNR|PENTAIR PLC.|ETBE|Electronic Transaction Clearing, Inc.|16696
PNR|PENTAIR PLC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
PNR|PENTAIR PLC.|ETCC|Electronic Transaction Clearing, Inc.|561
PNR|PENTAIR PLC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13674
PNR|PENTAIR PLC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1164
PNR|PENTAIR PLC.|ETRS|E*Trade Securities LLC|7981
PNR|PENTAIR PLC.|FBSB|U.S. Bancorp Investments, Inc.|190
PNR|PENTAIR PLC.|FILL|Tradestation Securities, Inc.|1187
PNR|PENTAIR PLC.|FINX|FINTECH SECURITIES|623
PNR|PENTAIR PLC.|FMAF|NBCN Inc./ CDS|971
PNR|PENTAIR PLC.|FMCO|First Manhattan Co|400
PNR|PENTAIR PLC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32915
PNR|PENTAIR PLC.|FQLS|Quantlab Securities LP|419970
PNR|PENTAIR PLC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115842
PNR|PENTAIR PLC.|FTBR|Foliofn Investments, Inc.|3246
PNR|PENTAIR PLC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2720
PNR|PENTAIR PLC.|GLPX|ACS EXECUTION SERVICES, LLC|23912
PNR|PENTAIR PLC.|GSCO|GOLDMAN SACHS & CO. LLC|1209520
PNR|PENTAIR PLC.|GSCS|GOLDMAN SACHS & CO. LLC|32701
PNR|PENTAIR PLC.|GSLT|GOLDMAN SACHS & CO. LLC|7436
PNR|PENTAIR PLC.|GTSZ|GTS SECURITIES LLC|199794
PNR|PENTAIR PLC.|HPPX|POTAMUS TRADING, LLC|112
PNR|PENTAIR PLC.|HRBF|American Enterprise Investment Services Inc.|8104
PNR|PENTAIR PLC.|HSBC|HSBC Securities, Inc.|9424
PNR|PENTAIR PLC.|IATS|INTERACTIVE BROKERS LLC|8894
PNR|PENTAIR PLC.|IBKR|Interactive Brokers Llc|16520
PNR|PENTAIR PLC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|730
PNR|PENTAIR PLC.|ICBX|INSTINET, LLC|53298
PNR|PENTAIR PLC.|IEQY|CITADEL SECURITIES LLC|143199
PNR|PENTAIR PLC.|IMPC|Imperial Capital, LLC|100
PNR|PENTAIR PLC.|INCA|INSTINET, LLC|334448
PNR|PENTAIR PLC.|INJX|INSTINET, LLC|5764
PNR|PENTAIR PLC.|ITGI|ITG Inc.|82026
PNR|PENTAIR PLC.|ITGP|ITG INC.|634200
PNR|PENTAIR PLC.|JANY|Janney Montgomery Scott Inc.|1653
PNR|PENTAIR PLC.|JEFF|JEFFERIES LLC|272453
PNR|PENTAIR PLC.|JMPT|JUMP TRADING, LLC|90219
PNR|PENTAIR PLC.|JPBX|J.P. MORGAN SECURITIES LLC|304788
PNR|PENTAIR PLC.|JPMX|J.P. Morgan Securities LLC|662913
PNR|PENTAIR PLC.|JSJX|JANE STREET CAPITAL LLC|48025
PNR|PENTAIR PLC.|KCGM|VIRTU Americas LLC|146534
PNR|PENTAIR PLC.|LEHM|Barclays Capital Inc./Le|1024892
PNR|PENTAIR PLC.|LIME|Lime Brokerage LLC|88973
PNR|PENTAIR PLC.|LOOP|Loop Capital Markets LLC|400
PNR|PENTAIR PLC.|LQNA|LIQUIDNET, INC.|127100
PNR|PENTAIR PLC.|LSCI|Lek Securities Corporation|286
PNR|PENTAIR PLC.|MACC|Mid Atlantic Capital Corporation|2052
PNR|PENTAIR PLC.|MACQ|Macquarie Capital (USA) Inc.|12359
PNR|PENTAIR PLC.|MAXM|Maxim Group LLC|990
PNR|PENTAIR PLC.|MCBT|Moors & Cabot, Inc.|2300
PNR|PENTAIR PLC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|281924
PNR|PENTAIR PLC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
PNR|PENTAIR PLC.|MNDX|TJM Investments, LLC|1555
PNR|PENTAIR PLC.|MOTF|MOTIF INVESTING, INC.|5
PNR|PENTAIR PLC.|MSCO|MORGAN STANLEY & CO. LLC|5048371
PNR|PENTAIR PLC.|MSPL|MORGAN STANLEY & CO. LLC|467100
PNR|PENTAIR PLC.|MSTX|MORGAN STANLEY & CO. LLC|353900
PNR|PENTAIR PLC.|NEUB|NEUBERGER BERMAN BD LLC|775
PNR|PENTAIR PLC.|NFSC|National Financial Services LLC|140973
PNR|PENTAIR PLC.|NITE|VIRTU Americas LLC|373246
PNR|PENTAIR PLC.|NITP|VIRTU Americas LLC|3324
PNR|PENTAIR PLC.|NQRB|Brut, LLC|8824
PNR|PENTAIR PLC.|NTBF|BMO Nesbitt Burns Inc./CDS|180
PNR|PENTAIR PLC.|NTRC|Northern Trust Securities, Inc.|3197
PNR|PENTAIR PLC.|OHOS|TWO SIGMA SECURITIES, LLC|11182
PNR|PENTAIR PLC.|OPCO|Oppenheimer & Co. Inc.|8974
PNR|PENTAIR PLC.|PDQM|CODA MARKETS, INC.|46713
PNR|PENTAIR PLC.|PHLY|NASDAQ Execution Services, LLC|200
PNR|PENTAIR PLC.|PWJC|UBS Financial Services, Inc.|3023
PNR|PENTAIR PLC.|QMSR|QUATTRO M SECURITIES INC.|1277
PNR|PENTAIR PLC.|RBCM|RBC CAPITAL MARKETS, LLC|39623
PNR|PENTAIR PLC.|SAGL|SAGETRADER, LLC|22388
PNR|PENTAIR PLC.|SALI|INTL FCSTONE FINANCIAL INC.|556
PNR|PENTAIR PLC.|SBSH|Citigroup Global Markets Inc.|472279
PNR|PENTAIR PLC.|SEIC|SEI Investments Distribution Co.|2618
PNR|PENTAIR PLC.|SGMT|GOLDMAN SACHS & CO. LLC|149968
PNR|PENTAIR PLC.|SPDR|SPEEDROUTE LLC|8700
PNR|PENTAIR PLC.|SPHN|Stephens Inc.|420
PNR|PENTAIR PLC.|STFL|Stifel, Nicolaus & Company, Incorporated|50486
PNR|PENTAIR PLC.|STKP|STOCKPILE INVESTMENTS, INC.|6
PNR|PENTAIR PLC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3975
PNR|PENTAIR PLC.|SWIM|TD Ameritrade, Inc.|45451
PNR|PENTAIR PLC.|SWST|Hilltop Securities Inc.|19537
PNR|PENTAIR PLC.|TKNG|ALLY INVEST SECURITIES LLC|309
PNR|PENTAIR PLC.|TRBT|Tradebot Systems, Inc.|287469
PNR|PENTAIR PLC.|TRCM|TRC MARKETS LLC|343064
PNR|PENTAIR PLC.|TWTT|TASTYWORKS, INC.|311
PNR|PENTAIR PLC.|UBSA|UBS SECURITIES LLC|880021
PNR|PENTAIR PLC.|UBSS|UBS Securities LLC|1319494
PNR|PENTAIR PLC.|VALX|VIRTU AMERICAS LLC|10645
PNR|PENTAIR PLC.|VGRD|Vanguard Marketing Corporation|4672
PNR|PENTAIR PLC.|VNDM|Wall Street Access|1900
PNR|PENTAIR PLC.|VNDS|VANDHAM SECURITIES CORP|41167
PNR|PENTAIR PLC.|WABR|Wall Street Access|16217
PNR|PENTAIR PLC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2239
PNR|PENTAIR PLC.|WCHV|WELLS FARGO SECURITIES, LLC|391221
PNR|PENTAIR PLC.|WDNX|WEEDEN & CO.L.P.|114
PNR|PENTAIR PLC.|WEDB|WEDBUSH SECURITIES INC.|15251
PNR|PENTAIR PLC.|WEED|Weeden & Co.L.P.|65966
PNR|PENTAIR PLC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12594
PNR|PENTAIR PLC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5212
PNR|PENTAIR PLC.|WGIF|CIBC World Markets Inc.|295
PNR|PENTAIR PLC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2182
PNR|PENTAIR PLC.|WSAG|WALL STREET ACCESS|83
PNR|PENTAIR PLC.|WSEA|WOLVERINE SECURITIES, LLC|3855
PNR|PENTAIR PLC.|XIST|INSTINET, LLC|85390
PNR|PENTAIR PLC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|68932
PNR|PENTAIR PLC.|YKNA|COMHAR CAPITAL MARKETS, LLC|500
PNR|PENTAIR PLC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5597
PNRG|PRIMEENERGY CP|BAYC|BAY CREST PARTNERS, LLC|11
PNRG|PRIMEENERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|339
PNRG|PRIMEENERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|123
PNRG|PRIMEENERGY CP|CTDL|Citadel Derivatives Group Llc|9
PNRG|PRIMEENERGY CP|DBAB|Deutsche Bank Securities Inc.|32
PNRG|PRIMEENERGY CP|FBCO|Credit Suisse Securities (USA) LLC|152
PNRG|PRIMEENERGY CP|FOMA|TD AMERITRADE CLEARING, INC.|1
PNRG|PRIMEENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|155
PNRG|PRIMEENERGY CP|FTBR|Foliofn Investments, Inc.|3
PNRG|PRIMEENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|37
PNRG|PRIMEENERGY CP|IBKR|Interactive Brokers Llc|1389
PNRG|PRIMEENERGY CP|KCGM|VIRTU Americas LLC|1
PNRG|PRIMEENERGY CP|LEHM|Barclays Capital Inc./Le|32
PNRG|PRIMEENERGY CP|LIME|Lime Brokerage LLC|210
PNRG|PRIMEENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|511
PNRG|PRIMEENERGY CP|NFSC|National Financial Services LLC|780
PNRG|PRIMEENERGY CP|NITE|VIRTU Americas LLC|1376
PNRG|PRIMEENERGY CP|SBSH|Citigroup Global Markets Inc.|200
PNRG|PRIMEENERGY CP|SPDR|SPEEDROUTE LLC|25
PNRG|PRIMEENERGY CP|SWIM|TD Ameritrade, Inc.|398
PNRG|PRIMEENERGY CP|TRCM|TRC MARKETS LLC|69
PNRG|PRIMEENERGY CP|UBSA|UBS SECURITIES LLC|11
PNRG|PRIMEENERGY CP|UBSS|UBS Securities LLC|643
PNRG|PRIMEENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|22
PNRG|PRIMEENERGY CP|WEDB|WEDBUSH SECURITIES INC.|581
PNTR|POINTER TELOCATION|BATM|CBOE TRADING, INC.|129
PNTR|POINTER TELOCATION|CHAS|Charles Schwab & Co., Inc.|1000
PNTR|POINTER TELOCATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2000
PNTR|POINTER TELOCATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PNTR|POINTER TELOCATION|DBAB|Deutsche Bank Securities Inc.|8449
PNTR|POINTER TELOCATION|DBAX|Deutsche Bank Securities Inc.|1200
PNTR|POINTER TELOCATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
PNTR|POINTER TELOCATION|EBXL|EBX LLC|4600
PNTR|POINTER TELOCATION|EGXM|CBOE TRADING, INC.|2
PNTR|POINTER TELOCATION|ETRS|E*Trade Securities LLC|3614
PNTR|POINTER TELOCATION|FBCO|Credit Suisse Securities (USA) LLC|3992
PNTR|POINTER TELOCATION|FOMA|TD AMERITRADE CLEARING, INC.|6051
PNTR|POINTER TELOCATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
PNTR|POINTER TELOCATION|FTBR|Foliofn Investments, Inc.|1265
PNTR|POINTER TELOCATION|GEBB|GLOBAL EXECUTION BROKERS, LP|543
PNTR|POINTER TELOCATION|GSCO|GOLDMAN SACHS & CO. LLC|6810
PNTR|POINTER TELOCATION|GSLT|GOLDMAN SACHS & CO. LLC|100
PNTR|POINTER TELOCATION|HSBC|HSBC Securities, Inc.|143
PNTR|POINTER TELOCATION|IBKR|Interactive Brokers Llc|8397
PNTR|POINTER TELOCATION|ICBX|INSTINET, LLC|200
PNTR|POINTER TELOCATION|INCA|INSTINET, LLC|7792
PNTR|POINTER TELOCATION|INJX|INSTINET, LLC|325
PNTR|POINTER TELOCATION|ITGI|ITG Inc.|400
PNTR|POINTER TELOCATION|ITGP|ITG INC.|21000
PNTR|POINTER TELOCATION|JANY|Janney Montgomery Scott Inc.|300
PNTR|POINTER TELOCATION|JPMX|J.P. Morgan Securities LLC|1700
PNTR|POINTER TELOCATION|KCGM|VIRTU Americas LLC|1900
PNTR|POINTER TELOCATION|LEHM|Barclays Capital Inc./Le|2401
PNTR|POINTER TELOCATION|LIME|Lime Brokerage LLC|10134
PNTR|POINTER TELOCATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11400
PNTR|POINTER TELOCATION|MSCO|MORGAN STANLEY & CO. LLC|16977
PNTR|POINTER TELOCATION|MSPL|MORGAN STANLEY & CO. LLC|1300
PNTR|POINTER TELOCATION|NFSC|National Financial Services LLC|14805
PNTR|POINTER TELOCATION|NITE|VIRTU Americas LLC|35918
PNTR|POINTER TELOCATION|NQRB|Brut, LLC|100
PNTR|POINTER TELOCATION|OPCO|Oppenheimer & Co. Inc.|2958
PNTR|POINTER TELOCATION|RAJA|Raymond James & Associates, Inc.|406
PNTR|POINTER TELOCATION|RBCM|RBC CAPITAL MARKETS, LLC|990
PNTR|POINTER TELOCATION|SBSH|Citigroup Global Markets Inc.|20
PNTR|POINTER TELOCATION|SGMT|GOLDMAN SACHS & CO. LLC|3700
PNTR|POINTER TELOCATION|SWIM|TD Ameritrade, Inc.|600
PNTR|POINTER TELOCATION|TKNG|ALLY INVEST SECURITIES LLC|300
PNTR|POINTER TELOCATION|TRBT|Tradebot Systems, Inc.|2090
PNTR|POINTER TELOCATION|TRCM|TRC MARKETS LLC|2752
PNTR|POINTER TELOCATION|UBSA|UBS SECURITIES LLC|4265
PNTR|POINTER TELOCATION|UBSS|UBS Securities LLC|5929
PNTR|POINTER TELOCATION|VALX|VIRTU AMERICAS LLC|149
PNTR|POINTER TELOCATION|VGRD|Vanguard Marketing Corporation|800
PNTR|POINTER TELOCATION|WCHV|WELLS FARGO SECURITIES, LLC|359
PNTR|POINTER TELOCATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|188
PNTR|POINTER TELOCATION|WSEA|WOLVERINE SECURITIES, LLC|300
PNTR|POINTER TELOCATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
PNTR|POINTER TELOCATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
PNW|PINNACLE WEST CAP|ABLE|NATIXIS Securities Americas LLC|203051
PNW|PINNACLE WEST CAP|ALTX|Alternet Securities Inc.|2500
PNW|PINNACLE WEST CAP|ANOS|ABEL/NOSER, L.L.C.|700
PNW|PINNACLE WEST CAP|APCC|Apex Clearing Corporation|172
PNW|PINNACLE WEST CAP|BARD|Robert W. Baird & Co. Incorporated|667
PNW|PINNACLE WEST CAP|BATM|CBOE TRADING, INC.|3814
PNW|PINNACLE WEST CAP|BAYC|BAY CREST PARTNERS, LLC|25
PNW|PINNACLE WEST CAP|BBNT|BB&T SECURITIES, LLC|137
PNW|PINNACLE WEST CAP|BERN|Sanford C. Bernstein & Co., LLC|64057
PNW|PINNACLE WEST CAP|BIDS|BIDS TRADING L.P.|800
PNW|PINNACLE WEST CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6672
PNW|PINNACLE WEST CAP|BLKX|INSTINET, LLC|66860
PNW|PINNACLE WEST CAP|BMOC|BMO Capital Markets Corp.|9
PNW|PINNACLE WEST CAP|BNPX|BNP PARIBAS SECURITIES CORP.|216368
PNW|PINNACLE WEST CAP|BTIG|BTIG, LLC|1510
PNW|PINNACLE WEST CAP|BYXM|CBOE TRADING, INC.|1831
PNW|PINNACLE WEST CAP|BZYD|GOLDMAN SACHS & CO. LLC|605
PNW|PINNACLE WEST CAP|CABR|Cabrera Capital Markets, Inc.|25
PNW|PINNACLE WEST CAP|CANT|Cantor Fitzgerald & Co.|123
PNW|PINNACLE WEST CAP|CHAS|Charles Schwab & Co., Inc.|253
PNW|PINNACLE WEST CAP|CIBP|CIBC World Markets Corp.|4754
PNW|PINNACLE WEST CAP|CIOI|CITIGROUP GLOBAL MARKETS INC|14000
PNW|PINNACLE WEST CAP|CIST|Capital Institutional Services, Inc.|216
PNW|PINNACLE WEST CAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17565
PNW|PINNACLE WEST CAP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
PNW|PINNACLE WEST CAP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16175
PNW|PINNACLE WEST CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|221016
PNW|PINNACLE WEST CAP|CTDL|Citadel Derivatives Group Llc|10874
PNW|PINNACLE WEST CAP|CTLR|CUTLER GROUP, LP|792
PNW|PINNACLE WEST CAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11340
PNW|PINNACLE WEST CAP|DADA|D.A. Davidson & Co.|1118
PNW|PINNACLE WEST CAP|DBAB|Deutsche Bank Securities Inc.|201648
PNW|PINNACLE WEST CAP|DBAX|Deutsche Bank Securities Inc.|125300
PNW|PINNACLE WEST CAP|DBUL|Deutsche Bank Securities Inc.|100
PNW|PINNACLE WEST CAP|DCHF|Dart Executions, LLC|3509
PNW|PINNACLE WEST CAP|DEAN|MORGAN STANLEY|4605
PNW|PINNACLE WEST CAP|EBXL|EBX LLC|212300
PNW|PINNACLE WEST CAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12451
PNW|PINNACLE WEST CAP|EDJO|Edward D. Jones & Co., L.P.|4678
PNW|PINNACLE WEST CAP|EGAM|CBOE TRADING, INC.|13055
PNW|PINNACLE WEST CAP|EGAW|CBOE TRADING, INC.|390
PNW|PINNACLE WEST CAP|EGMT|EG MARKET TECHNOLOGIES LLC|400
PNW|PINNACLE WEST CAP|EGXM|CBOE TRADING, INC.|1884
PNW|PINNACLE WEST CAP|ETBE|Electronic Transaction Clearing, Inc.|12764
PNW|PINNACLE WEST CAP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
PNW|PINNACLE WEST CAP|ETCC|Electronic Transaction Clearing, Inc.|709
PNW|PINNACLE WEST CAP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15235
PNW|PINNACLE WEST CAP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|519
PNW|PINNACLE WEST CAP|ETRS|E*Trade Securities LLC|13414
PNW|PINNACLE WEST CAP|FBSB|U.S. Bancorp Investments, Inc.|14
PNW|PINNACLE WEST CAP|FILL|Tradestation Securities, Inc.|469
PNW|PINNACLE WEST CAP|FMAF|NBCN Inc./ CDS|1055
PNW|PINNACLE WEST CAP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9467
PNW|PINNACLE WEST CAP|FQLS|Quantlab Securities LP|210672
PNW|PINNACLE WEST CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97310
PNW|PINNACLE WEST CAP|FTBR|Foliofn Investments, Inc.|680
PNW|PINNACLE WEST CAP|GLPX|ACS EXECUTION SERVICES, LLC|6799
PNW|PINNACLE WEST CAP|GSCO|GOLDMAN SACHS & CO. LLC|1292851
PNW|PINNACLE WEST CAP|GSCS|GOLDMAN SACHS & CO. LLC|100
PNW|PINNACLE WEST CAP|GSLT|GOLDMAN SACHS & CO. LLC|3633
PNW|PINNACLE WEST CAP|GTSZ|GTS SECURITIES LLC|143749
PNW|PINNACLE WEST CAP|HRBF|American Enterprise Investment Services Inc.|1839
PNW|PINNACLE WEST CAP|HSBC|HSBC Securities, Inc.|1034
PNW|PINNACLE WEST CAP|IATS|INTERACTIVE BROKERS LLC|3435
PNW|PINNACLE WEST CAP|IBKR|Interactive Brokers Llc|5068
PNW|PINNACLE WEST CAP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2095
PNW|PINNACLE WEST CAP|ICBX|INSTINET, LLC|34006
PNW|PINNACLE WEST CAP|IEQY|CITADEL SECURITIES LLC|108458
PNW|PINNACLE WEST CAP|INCA|INSTINET, LLC|204423
PNW|PINNACLE WEST CAP|INJX|INSTINET, LLC|18038
PNW|PINNACLE WEST CAP|INTL|INTL FCSTONE FINANCIAL INC.|7
PNW|PINNACLE WEST CAP|ITGI|ITG Inc.|47303
PNW|PINNACLE WEST CAP|ITGP|ITG INC.|35800
PNW|PINNACLE WEST CAP|JANY|Janney Montgomery Scott Inc.|568
PNW|PINNACLE WEST CAP|JEFF|JEFFERIES LLC|80231
PNW|PINNACLE WEST CAP|JMPT|JUMP TRADING, LLC|45765
PNW|PINNACLE WEST CAP|JPBX|J.P. MORGAN SECURITIES LLC|70935
PNW|PINNACLE WEST CAP|JPMX|J.P. Morgan Securities LLC|229508
PNW|PINNACLE WEST CAP|JSJX|JANE STREET CAPITAL LLC|3650
PNW|PINNACLE WEST CAP|KCGM|VIRTU Americas LLC|14186
PNW|PINNACLE WEST CAP|LEHM|Barclays Capital Inc./Le|1027866
PNW|PINNACLE WEST CAP|LGNT|COR CLEARING LLC|1
PNW|PINNACLE WEST CAP|LIME|Lime Brokerage LLC|33132
PNW|PINNACLE WEST CAP|LOOP|Loop Capital Markets LLC|103
PNW|PINNACLE WEST CAP|LQNA|LIQUIDNET, INC.|13100
PNW|PINNACLE WEST CAP|LSCI|Lek Securities Corporation|3
PNW|PINNACLE WEST CAP|MACC|Mid Atlantic Capital Corporation|3649
PNW|PINNACLE WEST CAP|MAXM|Maxim Group LLC|1360
PNW|PINNACLE WEST CAP|MBTS|ALLY INVEST SECURITIES LLC|368
PNW|PINNACLE WEST CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32298
PNW|PINNACLE WEST CAP|MOTF|MOTIF INVESTING, INC.|4
PNW|PINNACLE WEST CAP|MSCO|MORGAN STANLEY & CO. LLC|1504225
PNW|PINNACLE WEST CAP|MSPL|MORGAN STANLEY & CO. LLC|148700
PNW|PINNACLE WEST CAP|MSTX|MORGAN STANLEY & CO. LLC|94500
PNW|PINNACLE WEST CAP|NFSC|National Financial Services LLC|101927
PNW|PINNACLE WEST CAP|NITE|VIRTU Americas LLC|180459
PNW|PINNACLE WEST CAP|NITP|VIRTU Americas LLC|171
PNW|PINNACLE WEST CAP|NMRA|Nomura Securities International, Inc.|44026
PNW|PINNACLE WEST CAP|NQRB|Brut, LLC|2600
PNW|PINNACLE WEST CAP|NTRC|Northern Trust Securities, Inc.|517
PNW|PINNACLE WEST CAP|OPCO|Oppenheimer & Co. Inc.|382
PNW|PINNACLE WEST CAP|OTAA|OTA LLC|100
PNW|PINNACLE WEST CAP|PDQM|CODA MARKETS, INC.|41125
PNW|PINNACLE WEST CAP|PWJC|UBS Financial Services, Inc.|400
PNW|PINNACLE WEST CAP|QMSR|QUATTRO M SECURITIES INC.|3344
PNW|PINNACLE WEST CAP|RBCM|RBC CAPITAL MARKETS, LLC|2252
PNW|PINNACLE WEST CAP|SAGL|SAGETRADER, LLC|600
PNW|PINNACLE WEST CAP|SAGW|SAGETRADER, LLC|20
PNW|PINNACLE WEST CAP|SALI|INTL FCSTONE FINANCIAL INC.|8
PNW|PINNACLE WEST CAP|SBSH|Citigroup Global Markets Inc.|82430
PNW|PINNACLE WEST CAP|SEIC|SEI Investments Distribution Co.|200
PNW|PINNACLE WEST CAP|SGMT|GOLDMAN SACHS & CO. LLC|63331
PNW|PINNACLE WEST CAP|SPDR|SPEEDROUTE LLC|10600
PNW|PINNACLE WEST CAP|SPHN|Stephens Inc.|125
PNW|PINNACLE WEST CAP|STFL|Stifel, Nicolaus & Company, Incorporated|1679
PNW|PINNACLE WEST CAP|STKP|STOCKPILE INVESTMENTS, INC.|8
PNW|PINNACLE WEST CAP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2911
PNW|PINNACLE WEST CAP|SWIM|TD Ameritrade, Inc.|2413
PNW|PINNACLE WEST CAP|SWST|Hilltop Securities Inc.|317
PNW|PINNACLE WEST CAP|TKNG|ALLY INVEST SECURITIES LLC|1218
PNW|PINNACLE WEST CAP|TRBT|Tradebot Systems, Inc.|111958
PNW|PINNACLE WEST CAP|TRCM|TRC MARKETS LLC|290379
PNW|PINNACLE WEST CAP|TWTT|TASTYWORKS, INC.|100
PNW|PINNACLE WEST CAP|UBSA|UBS SECURITIES LLC|330150
PNW|PINNACLE WEST CAP|UBSS|UBS Securities LLC|424338
PNW|PINNACLE WEST CAP|VALX|VIRTU AMERICAS LLC|7731
PNW|PINNACLE WEST CAP|VGRD|Vanguard Marketing Corporation|2397
PNW|PINNACLE WEST CAP|WBET|Wallachbeth Capital LLC|584
PNW|PINNACLE WEST CAP|WBPX|SUMMIT SECURITIES GROUP, LLC|1132
PNW|PINNACLE WEST CAP|WCHV|WELLS FARGO SECURITIES, LLC|55364
PNW|PINNACLE WEST CAP|WDNX|WEEDEN & CO.L.P.|76
PNW|PINNACLE WEST CAP|WEDB|WEDBUSH SECURITIES INC.|4926
PNW|PINNACLE WEST CAP|WEED|Weeden & Co.L.P.|730
PNW|PINNACLE WEST CAP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8684
PNW|PINNACLE WEST CAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2852
PNW|PINNACLE WEST CAP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3227
PNW|PINNACLE WEST CAP|WSEA|WOLVERINE SECURITIES, LLC|2042
PNW|PINNACLE WEST CAP|XIST|INSTINET, LLC|21622
PNW|PINNACLE WEST CAP|XPQR|Jump Trading|1769
PNW|PINNACLE WEST CAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14338
PNW|PINNACLE WEST CAP|YKNA|COMHAR CAPITAL MARKETS, LLC|1678
PNW|PINNACLE WEST CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4249
PODD|INSULET CORPORATION|ADAM|CANACCORD GENUITY INC.|315
PODD|INSULET CORPORATION|ALLN|Allen & Company LLC|466
PODD|INSULET CORPORATION|ALTX|Alternet Securities Inc.|6017
PODD|INSULET CORPORATION|ANOS|ABEL/NOSER, L.L.C.|160
PODD|INSULET CORPORATION|APCC|Apex Clearing Corporation|968
PODD|INSULET CORPORATION|BARD|Robert W. Baird & Co. Incorporated|13662
PODD|INSULET CORPORATION|BATM|CBOE TRADING, INC.|7208
PODD|INSULET CORPORATION|BBNT|BB&T SECURITIES, LLC|3541
PODD|INSULET CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|99269
PODD|INSULET CORPORATION|BIDS|BIDS TRADING L.P.|5200
PODD|INSULET CORPORATION|BIMI|Banca IMI Securities Corp.|4302
PODD|INSULET CORPORATION|BKCM|BNY Mellon Capital Markets LLC|100
PODD|INSULET CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1077
PODD|INSULET CORPORATION|BLKX|INSTINET, LLC|21900
PODD|INSULET CORPORATION|BMOC|BMO Capital Markets Corp.|14549
PODD|INSULET CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|21110
PODD|INSULET CORPORATION|BTIG|BTIG, LLC|20412
PODD|INSULET CORPORATION|BYXM|CBOE TRADING, INC.|1740
PODD|INSULET CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|650
PODD|INSULET CORPORATION|CABR|Cabrera Capital Markets, Inc.|25
PODD|INSULET CORPORATION|CANT|Cantor Fitzgerald & Co.|1333
PODD|INSULET CORPORATION|CBRA|Cobra Trading, Inc.|600
PODD|INSULET CORPORATION|CHAS|Charles Schwab & Co., Inc.|350
PODD|INSULET CORPORATION|CIST|Capital Institutional Services, Inc.|1045
PODD|INSULET CORPORATION|CNFR|Cowen Prime Services LLC|100
PODD|INSULET CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|242861
PODD|INSULET CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10421
PODD|INSULET CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|230
PODD|INSULET CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|353331
PODD|INSULET CORPORATION|CTDL|Citadel Derivatives Group Llc|16278
PODD|INSULET CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|32182
PODD|INSULET CORPORATION|DADA|D.A. Davidson & Co.|825
PODD|INSULET CORPORATION|DBAB|Deutsche Bank Securities Inc.|588993
PODD|INSULET CORPORATION|DBAX|Deutsche Bank Securities Inc.|179000
PODD|INSULET CORPORATION|DBUL|Deutsche Bank Securities Inc.|2842
PODD|INSULET CORPORATION|DEAN|MORGAN STANLEY|2441
PODD|INSULET CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1264
PODD|INSULET CORPORATION|DRWK|DRW SECURITIES, L.L.C.|16255
PODD|INSULET CORPORATION|EBXL|EBX LLC|193100
PODD|INSULET CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|13889
PODD|INSULET CORPORATION|EDJC|Edward Jones / CDS|30
PODD|INSULET CORPORATION|EDJO|Edward D. Jones & Co., L.P.|767
PODD|INSULET CORPORATION|EGAM|CBOE TRADING, INC.|7528
PODD|INSULET CORPORATION|EGAW|CBOE TRADING, INC.|88
PODD|INSULET CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|1465
PODD|INSULET CORPORATION|EGXM|CBOE TRADING, INC.|1026
PODD|INSULET CORPORATION|EGXW|CBOE TRADING, INC.|4
PODD|INSULET CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|26712
PODD|INSULET CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
PODD|INSULET CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1800
PODD|INSULET CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|58294
PODD|INSULET CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|130
PODD|INSULET CORPORATION|ETRS|E*Trade Securities LLC|52050
PODD|INSULET CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|2772344
PODD|INSULET CORPORATION|FILL|Tradestation Securities, Inc.|1985
PODD|INSULET CORPORATION|FMAF|NBCN Inc./ CDS|767
PODD|INSULET CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|48074
PODD|INSULET CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139934
PODD|INSULET CORPORATION|FTBR|Foliofn Investments, Inc.|812
PODD|INSULET CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|18644
PODD|INSULET CORPORATION|GILG|Gilder Gagnon Howe & Co. LLC|7393
PODD|INSULET CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|25280
PODD|INSULET CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|2263176
PODD|INSULET CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|12837
PODD|INSULET CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|3251
PODD|INSULET CORPORATION|GTSZ|GTS SECURITIES LLC|35997
PODD|INSULET CORPORATION|HRBF|American Enterprise Investment Services Inc.|714
PODD|INSULET CORPORATION|HSBC|HSBC Securities, Inc.|751
PODD|INSULET CORPORATION|IATS|INTERACTIVE BROKERS LLC|4804
PODD|INSULET CORPORATION|IBKR|Interactive Brokers Llc|62901
PODD|INSULET CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|505
PODD|INSULET CORPORATION|ICBX|INSTINET, LLC|32005
PODD|INSULET CORPORATION|IEQY|CITADEL SECURITIES LLC|46376
PODD|INSULET CORPORATION|INCA|INSTINET, LLC|473855
PODD|INSULET CORPORATION|INJX|INSTINET, LLC|16854
PODD|INSULET CORPORATION|ITGI|ITG Inc.|23618
PODD|INSULET CORPORATION|ITGP|ITG INC.|40000
PODD|INSULET CORPORATION|JANY|Janney Montgomery Scott Inc.|272
PODD|INSULET CORPORATION|JEFF|JEFFERIES LLC|737889
PODD|INSULET CORPORATION|JMPT|JUMP TRADING, LLC|71322
PODD|INSULET CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|36241
PODD|INSULET CORPORATION|JPMX|J.P. Morgan Securities LLC|265680
PODD|INSULET CORPORATION|JSJX|JANE STREET CAPITAL LLC|10381
PODD|INSULET CORPORATION|KCGM|VIRTU Americas LLC|24039
PODD|INSULET CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|17346
PODD|INSULET CORPORATION|KING|C. L. King & Associates, Inc.|3262
PODD|INSULET CORPORATION|LEER|LEERINK PARTNERS LLC|1000
PODD|INSULET CORPORATION|LEHM|Barclays Capital Inc./Le|1614076
PODD|INSULET CORPORATION|LIME|Lime Brokerage LLC|133497
PODD|INSULET CORPORATION|LOOP|Loop Capital Markets LLC|13684
PODD|INSULET CORPORATION|LQNA|LIQUIDNET, INC.|49200
PODD|INSULET CORPORATION|LQNB|LIQUIDNET, INC.|1700
PODD|INSULET CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PODD|INSULET CORPORATION|MACQ|Macquarie Capital (USA) Inc.|100
PODD|INSULET CORPORATION|MAXM|Maxim Group LLC|1710
PODD|INSULET CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93586
PODD|INSULET CORPORATION|MOTF|MOTIF INVESTING, INC.|9
PODD|INSULET CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|2410090
PODD|INSULET CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|277700
PODD|INSULET CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|71000
PODD|INSULET CORPORATION|MZHO|Mizuho Securities USA LLC|69800
PODD|INSULET CORPORATION|NFSC|National Financial Services LLC|88777
PODD|INSULET CORPORATION|NITE|VIRTU Americas LLC|303951
PODD|INSULET CORPORATION|NITP|VIRTU Americas LLC|3369
PODD|INSULET CORPORATION|NMRA|Nomura Securities International, Inc.|123400
PODD|INSULET CORPORATION|NQRB|Brut, LLC|6632
PODD|INSULET CORPORATION|NTRC|Northern Trust Securities, Inc.|1024
PODD|INSULET CORPORATION|ONEL|O'NEIL SECURITIES, INCORPORATED|7965
PODD|INSULET CORPORATION|OPCO|Oppenheimer & Co. Inc.|1877
PODD|INSULET CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|974
PODD|INSULET CORPORATION|PDQM|CODA MARKETS, INC.|106669
PODD|INSULET CORPORATION|PHLY|NASDAQ Execution Services, LLC|200
PODD|INSULET CORPORATION|PIPR|Piper Jaffray & Co.|24038
PODD|INSULET CORPORATION|PNSR|Penserra Securities, LLC|2214
PODD|INSULET CORPORATION|PWJC|UBS Financial Services, Inc.|747
PODD|INSULET CORPORATION|QMSR|QUATTRO M SECURITIES INC.|4594
PODD|INSULET CORPORATION|RAJA|Raymond James & Associates, Inc.|400
PODD|INSULET CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|493
PODD|INSULET CORPORATION|SAGL|SAGETRADER, LLC|8685
PODD|INSULET CORPORATION|SAGW|SAGETRADER, LLC|627
PODD|INSULET CORPORATION|SBSH|Citigroup Global Markets Inc.|376618
PODD|INSULET CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|78812
PODD|INSULET CORPORATION|SPDR|SPEEDROUTE LLC|11308
PODD|INSULET CORPORATION|SPHN|Stephens Inc.|616624
PODD|INSULET CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|201
PODD|INSULET CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|72
PODD|INSULET CORPORATION|STRS|STRATEGAS RESEARCH PARTNERS|4820
PODD|INSULET CORPORATION|STXG|Stockcross Financial Services, Inc.|370
PODD|INSULET CORPORATION|SWIM|TD Ameritrade, Inc.|15873
PODD|INSULET CORPORATION|SWST|Hilltop Securities Inc.|195
PODD|INSULET CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|349
PODD|INSULET CORPORATION|TMBR|Timber Hill LLC|21
PODD|INSULET CORPORATION|TRBT|Tradebot Systems, Inc.|206823
PODD|INSULET CORPORATION|TRCM|TRC MARKETS LLC|103160
PODD|INSULET CORPORATION|UBSA|UBS SECURITIES LLC|449194
PODD|INSULET CORPORATION|UBSS|UBS Securities LLC|2193821
PODD|INSULET CORPORATION|VALX|VIRTU AMERICAS LLC|10347
PODD|INSULET CORPORATION|VGRD|Vanguard Marketing Corporation|3948
PODD|INSULET CORPORATION|VNDM|Wall Street Access|2400
PODD|INSULET CORPORATION|WABR|Wall Street Access|6700
PODD|INSULET CORPORATION|WBLR|WILLIAM BLAIR|2035
PODD|INSULET CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|4429
PODD|INSULET CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|110944
PODD|INSULET CORPORATION|WDNX|WEEDEN & CO.L.P.|1392
PODD|INSULET CORPORATION|WEDB|WEDBUSH SECURITIES INC.|4000
PODD|INSULET CORPORATION|WEED|Weeden & Co.L.P.|3200
PODD|INSULET CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4701
PODD|INSULET CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15693
PODD|INSULET CORPORATION|WGIF|CIBC World Markets Inc.|70
PODD|INSULET CORPORATION|WSAG|WALL STREET ACCESS|200
PODD|INSULET CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|564
PODD|INSULET CORPORATION|XIST|INSTINET, LLC|109000
PODD|INSULET CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|30886
PODD|INSULET CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|14795
PODD|INSULET CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1793
POL|POLYONE CORP|ALTX|Alternet Securities Inc.|9602
POL|POLYONE CORP|ANOS|ABEL/NOSER, L.L.C.|606
POL|POLYONE CORP|APCC|Apex Clearing Corporation|88
POL|POLYONE CORP|BALE|M&T SECURITIES, INC.|217
POL|POLYONE CORP|BARD|Robert W. Baird & Co. Incorporated|2799
POL|POLYONE CORP|BATM|CBOE TRADING, INC.|3304
POL|POLYONE CORP|BAYC|BAY CREST PARTNERS, LLC|20
POL|POLYONE CORP|BERN|Sanford C. Bernstein & Co., LLC|8489
POL|POLYONE CORP|BIDS|BIDS TRADING L.P.|99219
POL|POLYONE CORP|BKCM|BNY Mellon Capital Markets LLC|12816
POL|POLYONE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|355
POL|POLYONE CORP|BLKX|INSTINET, LLC|75052
POL|POLYONE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|6769
POL|POLYONE CORP|BRVL|BLAYLOCK VAN, LLC|400
POL|POLYONE CORP|BTIG|BTIG, LLC|1557
POL|POLYONE CORP|BZYD|GOLDMAN SACHS & CO. LLC|444
POL|POLYONE CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
POL|POLYONE CORP|CHAS|Charles Schwab & Co., Inc.|3
POL|POLYONE CORP|CIBP|CIBC World Markets Corp.|58100
POL|POLYONE CORP|CIST|Capital Institutional Services, Inc.|2089
POL|POLYONE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15343
POL|POLYONE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1707
POL|POLYONE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|107699
POL|POLYONE CORP|CTDL|Citadel Derivatives Group Llc|3585
POL|POLYONE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|38674
POL|POLYONE CORP|DBAB|Deutsche Bank Securities Inc.|81100
POL|POLYONE CORP|DBAX|Deutsche Bank Securities Inc.|107900
POL|POLYONE CORP|DEAN|MORGAN STANLEY|2864
POL|POLYONE CORP|DEGS|RONIN PROFESSIONAL LLC|100
POL|POLYONE CORP|EBXL|EBX LLC|58400
POL|POLYONE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
POL|POLYONE CORP|EDJO|Edward D. Jones & Co., L.P.|941
POL|POLYONE CORP|EGAM|CBOE TRADING, INC.|4864
POL|POLYONE CORP|EGAW|CBOE TRADING, INC.|40
POL|POLYONE CORP|EGMT|EG MARKET TECHNOLOGIES LLC|243
POL|POLYONE CORP|EGXM|CBOE TRADING, INC.|1833
POL|POLYONE CORP|ETBE|Electronic Transaction Clearing, Inc.|9675
POL|POLYONE CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
POL|POLYONE CORP|ETCB|ETC BROKERAGE SERVICES, LLC|5884
POL|POLYONE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10701
POL|POLYONE CORP|ETRS|E*Trade Securities LLC|3187
POL|POLYONE CORP|FILL|Tradestation Securities, Inc.|659
POL|POLYONE CORP|FMAF|NBCN Inc./ CDS|4
POL|POLYONE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1781
POL|POLYONE CORP|FQLS|Quantlab Securities LP|62515
POL|POLYONE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75682
POL|POLYONE CORP|FTBR|Foliofn Investments, Inc.|305
POL|POLYONE CORP|GLPX|ACS EXECUTION SERVICES, LLC|8256
POL|POLYONE CORP|GSCO|GOLDMAN SACHS & CO. LLC|362656
POL|POLYONE CORP|GSCS|GOLDMAN SACHS & CO. LLC|371
POL|POLYONE CORP|GSLT|GOLDMAN SACHS & CO. LLC|6884
POL|POLYONE CORP|GTSZ|GTS SECURITIES LLC|20008
POL|POLYONE CORP|HRBF|American Enterprise Investment Services Inc.|504
POL|POLYONE CORP|HSBC|HSBC Securities, Inc.|509
POL|POLYONE CORP|IATS|INTERACTIVE BROKERS LLC|626
POL|POLYONE CORP|IBKR|Interactive Brokers Llc|266
POL|POLYONE CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|189
POL|POLYONE CORP|ICBX|INSTINET, LLC|23102
POL|POLYONE CORP|IEQY|CITADEL SECURITIES LLC|40040
POL|POLYONE CORP|INCA|INSTINET, LLC|63425
POL|POLYONE CORP|INJX|INSTINET, LLC|1523
POL|POLYONE CORP|ITGI|ITG Inc.|21922
POL|POLYONE CORP|ITGP|ITG INC.|28000
POL|POLYONE CORP|JANY|Janney Montgomery Scott Inc.|500
POL|POLYONE CORP|JEFF|JEFFERIES LLC|29659
POL|POLYONE CORP|JMPT|JUMP TRADING, LLC|19070
POL|POLYONE CORP|JPBX|J.P. MORGAN SECURITIES LLC|25370
POL|POLYONE CORP|JPMX|J.P. Morgan Securities LLC|121985
POL|POLYONE CORP|JSJX|JANE STREET CAPITAL LLC|6938
POL|POLYONE CORP|KCGM|VIRTU Americas LLC|11168
POL|POLYONE CORP|LEHM|Barclays Capital Inc./Le|202929
POL|POLYONE CORP|LIME|Lime Brokerage LLC|15539
POL|POLYONE CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|243636
POL|POLYONE CORP|LOOP|Loop Capital Markets LLC|216
POL|POLYONE CORP|LQNA|LIQUIDNET, INC.|11300
POL|POLYONE CORP|LSCI|Lek Securities Corporation|412
POL|POLYONE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34038
POL|POLYONE CORP|MOTF|MOTIF INVESTING, INC.|2
POL|POLYONE CORP|MSCO|MORGAN STANLEY & CO. LLC|401633
POL|POLYONE CORP|MSPL|MORGAN STANLEY & CO. LLC|136300
POL|POLYONE CORP|MSTX|MORGAN STANLEY & CO. LLC|22100
POL|POLYONE CORP|MTON|MILLINGTON SECURITIES, INC.|99920
POL|POLYONE CORP|NFSC|National Financial Services LLC|101305
POL|POLYONE CORP|NITE|VIRTU Americas LLC|86493
POL|POLYONE CORP|NITP|VIRTU Americas LLC|300
POL|POLYONE CORP|NQRB|Brut, LLC|3489
POL|POLYONE CORP|NTRC|Northern Trust Securities, Inc.|1125
POL|POLYONE CORP|OPCO|Oppenheimer & Co. Inc.|2433
POL|POLYONE CORP|PDQM|CODA MARKETS, INC.|42881
POL|POLYONE CORP|PUMA|Puma Capital, Llc|55092
POL|POLYONE CORP|PUMX|Puma Capital, LLC|200
POL|POLYONE CORP|PWJC|UBS Financial Services, Inc.|6
POL|POLYONE CORP|QMSR|QUATTRO M SECURITIES INC.|553
POL|POLYONE CORP|RBCM|RBC CAPITAL MARKETS, LLC|3111
POL|POLYONE CORP|SAGL|SAGETRADER, LLC|3506
POL|POLYONE CORP|SAGW|SAGETRADER, LLC|12
POL|POLYONE CORP|SBSH|Citigroup Global Markets Inc.|108718
POL|POLYONE CORP|SGMT|GOLDMAN SACHS & CO. LLC|34659
POL|POLYONE CORP|SIBO|Prime Executions, Inc.|7914
POL|POLYONE CORP|SPDR|SPEEDROUTE LLC|4000
POL|POLYONE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|420
POL|POLYONE CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4307
POL|POLYONE CORP|SWIM|TD Ameritrade, Inc.|135
POL|POLYONE CORP|SWST|Hilltop Securities Inc.|450
POL|POLYONE CORP|TRBT|Tradebot Systems, Inc.|87793
POL|POLYONE CORP|TRCM|TRC MARKETS LLC|44392
POL|POLYONE CORP|TWTT|TASTYWORKS, INC.|300
POL|POLYONE CORP|UBSA|UBS SECURITIES LLC|225293
POL|POLYONE CORP|UBSS|UBS Securities LLC|331640
POL|POLYONE CORP|VALX|VIRTU AMERICAS LLC|12039
POL|POLYONE CORP|VGRD|Vanguard Marketing Corporation|1138
POL|POLYONE CORP|WABR|Wall Street Access|15715
POL|POLYONE CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1215
POL|POLYONE CORP|WCHV|WELLS FARGO SECURITIES, LLC|16966
POL|POLYONE CORP|WEDB|WEDBUSH SECURITIES INC.|684
POL|POLYONE CORP|WEED|Weeden & Co.L.P.|1340
POL|POLYONE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|269
POL|POLYONE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|454
POL|POLYONE CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|241
POL|POLYONE CORP|WSEA|WOLVERINE SECURITIES, LLC|321
POL|POLYONE CORP|XIST|INSTINET, LLC|29400
POL|POLYONE CORP|XPQR|Jump Trading|1700
POL|POLYONE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5150
POL|POLYONE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|414
POL|POLYONE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|802
POLA|POLAR POWER CS|ALTX|Alternet Securities Inc.|500
POLA|POLAR POWER CS|ANDG|Andrew Garrett Inc.|100
POLA|POLAR POWER CS|APCC|Apex Clearing Corporation|1630
POLA|POLAR POWER CS|BATM|CBOE TRADING, INC.|1208
POLA|POLAR POWER CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1748
POLA|POLAR POWER CS|BYXM|CBOE TRADING, INC.|150
POLA|POLAR POWER CS|CHAS|Charles Schwab & Co., Inc.|1000
POLA|POLAR POWER CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
POLA|POLAR POWER CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
POLA|POLAR POWER CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1499
POLA|POLAR POWER CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
POLA|POLAR POWER CS|DADA|D.A. Davidson & Co.|150
POLA|POLAR POWER CS|DBAB|Deutsche Bank Securities Inc.|1600
POLA|POLAR POWER CS|DBAX|Deutsche Bank Securities Inc.|1800
POLA|POLAR POWER CS|DEGS|RONIN PROFESSIONAL LLC|2468
POLA|POLAR POWER CS|EBXL|EBX LLC|900
POLA|POLAR POWER CS|EDJO|Edward D. Jones & Co., L.P.|323
POLA|POLAR POWER CS|EGAM|CBOE TRADING, INC.|200
POLA|POLAR POWER CS|EGXM|CBOE TRADING, INC.|901
POLA|POLAR POWER CS|EGXW|CBOE TRADING, INC.|151
POLA|POLAR POWER CS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
POLA|POLAR POWER CS|ETRS|E*Trade Securities LLC|28798
POLA|POLAR POWER CS|FBCO|Credit Suisse Securities (USA) LLC|7557
POLA|POLAR POWER CS|FILL|Tradestation Securities, Inc.|4000
POLA|POLAR POWER CS|FOMA|TD AMERITRADE CLEARING, INC.|36927
POLA|POLAR POWER CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8
POLA|POLAR POWER CS|GLPX|ACS EXECUTION SERVICES, LLC|23108
POLA|POLAR POWER CS|GSCO|GOLDMAN SACHS & CO. LLC|136
POLA|POLAR POWER CS|GTSZ|GTS SECURITIES LLC|681
POLA|POLAR POWER CS|IATS|INTERACTIVE BROKERS LLC|2310
POLA|POLAR POWER CS|IBKR|Interactive Brokers Llc|14743
POLA|POLAR POWER CS|ICBX|INSTINET, LLC|100
POLA|POLAR POWER CS|INCA|INSTINET, LLC|3281
POLA|POLAR POWER CS|INJX|INSTINET, LLC|400
POLA|POLAR POWER CS|ITGI|ITG Inc.|328
POLA|POLAR POWER CS|ITGP|ITG INC.|1600
POLA|POLAR POWER CS|JPMX|J.P. Morgan Securities LLC|200
POLA|POLAR POWER CS|JSJX|JANE STREET CAPITAL LLC|9590
POLA|POLAR POWER CS|KCGM|VIRTU Americas LLC|213
POLA|POLAR POWER CS|LEHM|Barclays Capital Inc./Le|826
POLA|POLAR POWER CS|LIME|Lime Brokerage LLC|11555
POLA|POLAR POWER CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
POLA|POLAR POWER CS|MSCO|MORGAN STANLEY & CO. LLC|18723
POLA|POLAR POWER CS|MSPL|MORGAN STANLEY & CO. LLC|1500
POLA|POLAR POWER CS|NFSC|National Financial Services LLC|37401
POLA|POLAR POWER CS|NITE|VIRTU Americas LLC|56507
POLA|POLAR POWER CS|NQRB|Brut, LLC|100
POLA|POLAR POWER CS|PDQM|CODA MARKETS, INC.|24571
POLA|POLAR POWER CS|RBCM|RBC CAPITAL MARKETS, LLC|6020
POLA|POLAR POWER CS|ROTH|Roth Capital Partners, LLC|5000
POLA|POLAR POWER CS|SAGL|SAGETRADER, LLC|372
POLA|POLAR POWER CS|SBSH|Citigroup Global Markets Inc.|1800
POLA|POLAR POWER CS|SGMT|GOLDMAN SACHS & CO. LLC|300
POLA|POLAR POWER CS|SPDR|SPEEDROUTE LLC|1100
POLA|POLAR POWER CS|SWIM|TD Ameritrade, Inc.|15261
POLA|POLAR POWER CS|TKNG|ALLY INVEST SECURITIES LLC|100
POLA|POLAR POWER CS|TRCM|TRC MARKETS LLC|116
POLA|POLAR POWER CS|UBSA|UBS SECURITIES LLC|5292
POLA|POLAR POWER CS|UBSS|UBS Securities LLC|20464
POLA|POLAR POWER CS|VALX|VIRTU AMERICAS LLC|204
POLA|POLAR POWER CS|VGRD|Vanguard Marketing Corporation|500
POLA|POLAR POWER CS|WEDB|WEDBUSH SECURITIES INC.|2525
POLA|POLAR POWER CS|WSEA|WOLVERINE SECURITIES, LLC|174
POLA|POLAR POWER CS|YKNA|COMHAR CAPITAL MARKETS, LLC|1198
POOL|POOL CORPORATION|ALTX|Alternet Securities Inc.|1200
POOL|POOL CORPORATION|ANOS|ABEL/NOSER, L.L.C.|564
POOL|POOL CORPORATION|APCC|Apex Clearing Corporation|55
POOL|POOL CORPORATION|BANK|Primevest Financial Services, Inc.|11
POOL|POOL CORPORATION|BARD|Robert W. Baird & Co. Incorporated|318
POOL|POOL CORPORATION|BATM|CBOE TRADING, INC.|1235
POOL|POOL CORPORATION|BAYC|BAY CREST PARTNERS, LLC|7000
POOL|POOL CORPORATION|BBNT|BB&T SECURITIES, LLC|539
POOL|POOL CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|19866
POOL|POOL CORPORATION|BIMI|Banca IMI Securities Corp.|53
POOL|POOL CORPORATION|BKCM|BNY Mellon Capital Markets LLC|8801
POOL|POOL CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3550
POOL|POOL CORPORATION|BMOC|BMO Capital Markets Corp.|1761
POOL|POOL CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|5383
POOL|POOL CORPORATION|BRVL|BLAYLOCK VAN, LLC|1700
POOL|POOL CORPORATION|BTIG|BTIG, LLC|5470
POOL|POOL CORPORATION|BYXM|CBOE TRADING, INC.|412
POOL|POOL CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|500
POOL|POOL CORPORATION|CANT|Cantor Fitzgerald & Co.|44
POOL|POOL CORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|26600
POOL|POOL CORPORATION|CHAS|Charles Schwab & Co., Inc.|26
POOL|POOL CORPORATION|CIST|Capital Institutional Services, Inc.|3961
POOL|POOL CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39017
POOL|POOL CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|543
POOL|POOL CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|33
POOL|POOL CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86329
POOL|POOL CORPORATION|CTDL|Citadel Derivatives Group Llc|2743
POOL|POOL CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|7268
POOL|POOL CORPORATION|DADA|D.A. Davidson & Co.|36
POOL|POOL CORPORATION|DAVA|Davenport & Company LLC|4561
POOL|POOL CORPORATION|DBAB|Deutsche Bank Securities Inc.|207229
POOL|POOL CORPORATION|DBAX|Deutsche Bank Securities Inc.|93800
POOL|POOL CORPORATION|DBUL|Deutsche Bank Securities Inc.|1895
POOL|POOL CORPORATION|DEAN|MORGAN STANLEY|2520
POOL|POOL CORPORATION|DEGS|RONIN PROFESSIONAL LLC|100
POOL|POOL CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6406
POOL|POOL CORPORATION|EBXL|EBX LLC|40400
POOL|POOL CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|5343
POOL|POOL CORPORATION|EDJO|Edward D. Jones & Co., L.P.|917
POOL|POOL CORPORATION|EGAM|CBOE TRADING, INC.|1261
POOL|POOL CORPORATION|EGAW|CBOE TRADING, INC.|9
POOL|POOL CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|900
POOL|POOL CORPORATION|EGXM|CBOE TRADING, INC.|293
POOL|POOL CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|870
POOL|POOL CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|485
POOL|POOL CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|216
POOL|POOL CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17332
POOL|POOL CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|150
POOL|POOL CORPORATION|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|19138
POOL|POOL CORPORATION|ETRS|E*Trade Securities LLC|3657
POOL|POOL CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|141137
POOL|POOL CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|2
POOL|POOL CORPORATION|FILL|Tradestation Securities, Inc.|1347
POOL|POOL CORPORATION|FMAF|NBCN Inc./ CDS|5952
POOL|POOL CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|22579
POOL|POOL CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|733
POOL|POOL CORPORATION|FQLS|Quantlab Securities LP|73428
POOL|POOL CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38584
POOL|POOL CORPORATION|FTBR|Foliofn Investments, Inc.|461
POOL|POOL CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|1411
POOL|POOL CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|18417
POOL|POOL CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|243020
POOL|POOL CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|3335
POOL|POOL CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|501
POOL|POOL CORPORATION|GTSZ|GTS SECURITIES LLC|55647
POOL|POOL CORPORATION|HRBF|American Enterprise Investment Services Inc.|1034
POOL|POOL CORPORATION|IATS|INTERACTIVE BROKERS LLC|3236
POOL|POOL CORPORATION|IBKR|Interactive Brokers Llc|13557
POOL|POOL CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
POOL|POOL CORPORATION|ICBX|INSTINET, LLC|19217
POOL|POOL CORPORATION|IEQY|CITADEL SECURITIES LLC|37826
POOL|POOL CORPORATION|INCA|INSTINET, LLC|115209
POOL|POOL CORPORATION|INJX|INSTINET, LLC|10102
POOL|POOL CORPORATION|ITGI|ITG Inc.|38760
POOL|POOL CORPORATION|ITGP|ITG INC.|51000
POOL|POOL CORPORATION|JANY|Janney Montgomery Scott Inc.|668
POOL|POOL CORPORATION|JEFF|JEFFERIES LLC|36226
POOL|POOL CORPORATION|JMPT|JUMP TRADING, LLC|16794
POOL|POOL CORPORATION|JONE|JonesTrading|910
POOL|POOL CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|5641
POOL|POOL CORPORATION|JPMX|J.P. Morgan Securities LLC|128677
POOL|POOL CORPORATION|JSJX|JANE STREET CAPITAL LLC|3560
POOL|POOL CORPORATION|KCGM|VIRTU Americas LLC|7864
POOL|POOL CORPORATION|LEER|LEERINK PARTNERS LLC|270
POOL|POOL CORPORATION|LEHM|Barclays Capital Inc./Le|208824
POOL|POOL CORPORATION|LIME|Lime Brokerage LLC|81440
POOL|POOL CORPORATION|LQNA|LIQUIDNET, INC.|6100
POOL|POOL CORPORATION|LSCI|Lek Securities Corporation|202
POOL|POOL CORPORATION|MAXM|Maxim Group LLC|424
POOL|POOL CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|124
POOL|POOL CORPORATION|MKMP|MKM Partners LLC|100
POOL|POOL CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|97012
POOL|POOL CORPORATION|MOTF|MOTIF INVESTING, INC.|1
POOL|POOL CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|575762
POOL|POOL CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|69700
POOL|POOL CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|7800
POOL|POOL CORPORATION|MULL|MARK J. MULLER EQUITIES, INC.|40
POOL|POOL CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|210
POOL|POOL CORPORATION|NFSC|National Financial Services LLC|13010
POOL|POOL CORPORATION|NITE|VIRTU Americas LLC|80680
POOL|POOL CORPORATION|NITP|VIRTU Americas LLC|816
POOL|POOL CORPORATION|NQRB|Brut, LLC|451
POOL|POOL CORPORATION|NTRC|Northern Trust Securities, Inc.|1582
POOL|POOL CORPORATION|OPCO|Oppenheimer & Co. Inc.|457
POOL|POOL CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2023
POOL|POOL CORPORATION|PCPT|PHILLIP CAPITAL INC.|67
POOL|POOL CORPORATION|PDQM|CODA MARKETS, INC.|69348
POOL|POOL CORPORATION|PIPR|Piper Jaffray & Co.|1100
POOL|POOL CORPORATION|PWJC|UBS Financial Services, Inc.|228
POOL|POOL CORPORATION|RAJA|Raymond James & Associates, Inc.|5416
POOL|POOL CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|843
POOL|POOL CORPORATION|SAGL|SAGETRADER, LLC|11348
POOL|POOL CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|35
POOL|POOL CORPORATION|SBSH|Citigroup Global Markets Inc.|127450
POOL|POOL CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|31947
POOL|POOL CORPORATION|SPDR|SPEEDROUTE LLC|5535
POOL|POOL CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|16916
POOL|POOL CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|3196
POOL|POOL CORPORATION|SWIM|TD Ameritrade, Inc.|5243
POOL|POOL CORPORATION|SWST|Hilltop Securities Inc.|1662
POOL|POOL CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|75
POOL|POOL CORPORATION|TRBT|Tradebot Systems, Inc.|35113
POOL|POOL CORPORATION|TRCM|TRC MARKETS LLC|27476
POOL|POOL CORPORATION|TWTT|TASTYWORKS, INC.|300
POOL|POOL CORPORATION|UBSA|UBS SECURITIES LLC|151069
POOL|POOL CORPORATION|UBSS|UBS Securities LLC|355177
POOL|POOL CORPORATION|VALX|VIRTU AMERICAS LLC|3090
POOL|POOL CORPORATION|VERT|The Vertical Trading Group, LLC|8422
POOL|POOL CORPORATION|VGRD|Vanguard Marketing Corporation|54
POOL|POOL CORPORATION|VSIN|Vision Financial Markets Llc|21
POOL|POOL CORPORATION|WBLR|WILLIAM BLAIR|598
POOL|POOL CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|400
POOL|POOL CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|45892
POOL|POOL CORPORATION|WEDB|WEDBUSH SECURITIES INC.|102
POOL|POOL CORPORATION|WEED|Weeden & Co.L.P.|380
POOL|POOL CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|214
POOL|POOL CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|640
POOL|POOL CORPORATION|WGIF|CIBC World Markets Inc.|517
POOL|POOL CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|43
POOL|POOL CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|795
POOL|POOL CORPORATION|XIST|INSTINET, LLC|16748
POOL|POOL CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|2580
POOL|POOL CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|9473
POOL|POOL CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1213
POPE|POPE RESOURCE UTS ##|ALTX|Alternet Securities Inc.|300
POPE|POPE RESOURCE UTS ##|APCC|Apex Clearing Corporation|5
POPE|POPE RESOURCE UTS ##|BATM|CBOE TRADING, INC.|100
POPE|POPE RESOURCE UTS ##|BERN|Sanford C. Bernstein & Co., LLC|3710
POPE|POPE RESOURCE UTS ##|BLKX|INSTINET, LLC|5000
POPE|POPE RESOURCE UTS ##|CHAS|Charles Schwab & Co., Inc.|452
POPE|POPE RESOURCE UTS ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
POPE|POPE RESOURCE UTS ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3170
POPE|POPE RESOURCE UTS ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|602
POPE|POPE RESOURCE UTS ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
POPE|POPE RESOURCE UTS ##|DADA|D.A. Davidson & Co.|100
POPE|POPE RESOURCE UTS ##|DBAX|Deutsche Bank Securities Inc.|100
POPE|POPE RESOURCE UTS ##|EBXL|EBX LLC|1000
POPE|POPE RESOURCE UTS ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|55
POPE|POPE RESOURCE UTS ##|ETCB|ETC BROKERAGE SERVICES, LLC|500
POPE|POPE RESOURCE UTS ##|ETRS|E*Trade Securities LLC|142
POPE|POPE RESOURCE UTS ##|FBCO|Credit Suisse Securities (USA) LLC|180
POPE|POPE RESOURCE UTS ##|FILL|Tradestation Securities, Inc.|100
POPE|POPE RESOURCE UTS ##|FOMA|TD AMERITRADE CLEARING, INC.|838
POPE|POPE RESOURCE UTS ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
POPE|POPE RESOURCE UTS ##|FTBR|Foliofn Investments, Inc.|19
POPE|POPE RESOURCE UTS ##|GSCO|GOLDMAN SACHS & CO. LLC|567
POPE|POPE RESOURCE UTS ##|GTSZ|GTS SECURITIES LLC|309
POPE|POPE RESOURCE UTS ##|HRBF|American Enterprise Investment Services Inc.|104
POPE|POPE RESOURCE UTS ##|IATS|INTERACTIVE BROKERS LLC|1
POPE|POPE RESOURCE UTS ##|IBKR|Interactive Brokers Llc|2667
POPE|POPE RESOURCE UTS ##|ICBX|INSTINET, LLC|800
POPE|POPE RESOURCE UTS ##|INCA|INSTINET, LLC|4
POPE|POPE RESOURCE UTS ##|ITGP|ITG INC.|600
POPE|POPE RESOURCE UTS ##|JPMX|J.P. Morgan Securities LLC|1050
POPE|POPE RESOURCE UTS ##|LEHM|Barclays Capital Inc./Le|1000
POPE|POPE RESOURCE UTS ##|LIME|Lime Brokerage LLC|934
POPE|POPE RESOURCE UTS ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
POPE|POPE RESOURCE UTS ##|MSCO|MORGAN STANLEY & CO. LLC|4137
POPE|POPE RESOURCE UTS ##|MSPL|MORGAN STANLEY & CO. LLC|100
POPE|POPE RESOURCE UTS ##|NFSC|National Financial Services LLC|2570
POPE|POPE RESOURCE UTS ##|NITE|VIRTU Americas LLC|6576
POPE|POPE RESOURCE UTS ##|RBCM|RBC CAPITAL MARKETS, LLC|626
POPE|POPE RESOURCE UTS ##|SWIM|TD Ameritrade, Inc.|388
POPE|POPE RESOURCE UTS ##|TRCM|TRC MARKETS LLC|4
POPE|POPE RESOURCE UTS ##|UBSA|UBS SECURITIES LLC|1984
POPE|POPE RESOURCE UTS ##|UBSS|UBS Securities LLC|207
POPE|POPE RESOURCE UTS ##|VGRD|Vanguard Marketing Corporation|400
POPE|POPE RESOURCE UTS ##|WCHV|WELLS FARGO SECURITIES, LLC|501
POPE|POPE RESOURCE UTS ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
POR|PORTLAND GEN ELEC|ALTX|Alternet Securities Inc.|5944
POR|PORTLAND GEN ELEC|ANOS|ABEL/NOSER, L.L.C.|380
POR|PORTLAND GEN ELEC|APCC|Apex Clearing Corporation|93
POR|PORTLAND GEN ELEC|BARD|Robert W. Baird & Co. Incorporated|715
POR|PORTLAND GEN ELEC|BATM|CBOE TRADING, INC.|3519
POR|PORTLAND GEN ELEC|BBNT|BB&T SECURITIES, LLC|112
POR|PORTLAND GEN ELEC|BERN|Sanford C. Bernstein & Co., LLC|103299
POR|PORTLAND GEN ELEC|BIDS|BIDS TRADING L.P.|600
POR|PORTLAND GEN ELEC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7650
POR|PORTLAND GEN ELEC|BLKX|INSTINET, LLC|50800
POR|PORTLAND GEN ELEC|BNPX|BNP PARIBAS SECURITIES CORP.|8734
POR|PORTLAND GEN ELEC|BTIG|BTIG, LLC|300
POR|PORTLAND GEN ELEC|BYXM|CBOE TRADING, INC.|1521
POR|PORTLAND GEN ELEC|BZYD|GOLDMAN SACHS & CO. LLC|3216
POR|PORTLAND GEN ELEC|CANT|Cantor Fitzgerald & Co.|4206
POR|PORTLAND GEN ELEC|CHAS|Charles Schwab & Co., Inc.|551
POR|PORTLAND GEN ELEC|CIOI|CITIGROUP GLOBAL MARKETS INC|22600
POR|PORTLAND GEN ELEC|CIST|Capital Institutional Services, Inc.|317
POR|PORTLAND GEN ELEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131016
POR|PORTLAND GEN ELEC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3296
POR|PORTLAND GEN ELEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|219130
POR|PORTLAND GEN ELEC|CTDL|Citadel Derivatives Group Llc|8698
POR|PORTLAND GEN ELEC|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|41999
POR|PORTLAND GEN ELEC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17940
POR|PORTLAND GEN ELEC|DADA|D.A. Davidson & Co.|320
POR|PORTLAND GEN ELEC|DBAB|Deutsche Bank Securities Inc.|104278
POR|PORTLAND GEN ELEC|DBAX|Deutsche Bank Securities Inc.|194000
POR|PORTLAND GEN ELEC|DBUL|Deutsche Bank Securities Inc.|1400
POR|PORTLAND GEN ELEC|DEAN|MORGAN STANLEY|1879
POR|PORTLAND GEN ELEC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2749
POR|PORTLAND GEN ELEC|EBXL|EBX LLC|177600
POR|PORTLAND GEN ELEC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3613
POR|PORTLAND GEN ELEC|EDJO|Edward D. Jones & Co., L.P.|1394
POR|PORTLAND GEN ELEC|EGAM|CBOE TRADING, INC.|6434
POR|PORTLAND GEN ELEC|EGAW|CBOE TRADING, INC.|242
POR|PORTLAND GEN ELEC|EGMT|EG MARKET TECHNOLOGIES LLC|1100
POR|PORTLAND GEN ELEC|EGXM|CBOE TRADING, INC.|2520
POR|PORTLAND GEN ELEC|ESPO|ESPOSITO SECURITIES, LLC|290
POR|PORTLAND GEN ELEC|ETBE|Electronic Transaction Clearing, Inc.|5361
POR|PORTLAND GEN ELEC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5274
POR|PORTLAND GEN ELEC|ETRS|E*Trade Securities LLC|5703
POR|PORTLAND GEN ELEC|FBSB|U.S. Bancorp Investments, Inc.|170
POR|PORTLAND GEN ELEC|FILL|Tradestation Securities, Inc.|1284
POR|PORTLAND GEN ELEC|FINX|FINTECH SECURITIES|564
POR|PORTLAND GEN ELEC|FMAF|NBCN Inc./ CDS|117
POR|PORTLAND GEN ELEC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
POR|PORTLAND GEN ELEC|FQLS|Quantlab Securities LP|73289
POR|PORTLAND GEN ELEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96797
POR|PORTLAND GEN ELEC|FTBR|Foliofn Investments, Inc.|1335
POR|PORTLAND GEN ELEC|GEBB|GLOBAL EXECUTION BROKERS, LP|1813
POR|PORTLAND GEN ELEC|GLPX|ACS EXECUTION SERVICES, LLC|15571
POR|PORTLAND GEN ELEC|GSCO|GOLDMAN SACHS & CO. LLC|489067
POR|PORTLAND GEN ELEC|GSLT|GOLDMAN SACHS & CO. LLC|2999
POR|PORTLAND GEN ELEC|GTSZ|GTS SECURITIES LLC|97055
POR|PORTLAND GEN ELEC|HRBF|American Enterprise Investment Services Inc.|3195
POR|PORTLAND GEN ELEC|IATS|INTERACTIVE BROKERS LLC|2539
POR|PORTLAND GEN ELEC|IBKR|Interactive Brokers Llc|7460
POR|PORTLAND GEN ELEC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|648
POR|PORTLAND GEN ELEC|ICBX|INSTINET, LLC|24800
POR|PORTLAND GEN ELEC|IEQY|CITADEL SECURITIES LLC|18400
POR|PORTLAND GEN ELEC|INCA|INSTINET, LLC|117581
POR|PORTLAND GEN ELEC|INJX|INSTINET, LLC|1232
POR|PORTLAND GEN ELEC|ITGI|ITG Inc.|40648
POR|PORTLAND GEN ELEC|ITGP|ITG INC.|390200
POR|PORTLAND GEN ELEC|JANY|Janney Montgomery Scott Inc.|1181
POR|PORTLAND GEN ELEC|JEFF|JEFFERIES LLC|52193
POR|PORTLAND GEN ELEC|JMPT|JUMP TRADING, LLC|38319
POR|PORTLAND GEN ELEC|JPBX|J.P. MORGAN SECURITIES LLC|115541
POR|PORTLAND GEN ELEC|JPMX|J.P. Morgan Securities LLC|324888
POR|PORTLAND GEN ELEC|JSJX|JANE STREET CAPITAL LLC|6399
POR|PORTLAND GEN ELEC|KCGM|VIRTU Americas LLC|41975
POR|PORTLAND GEN ELEC|LEHM|Barclays Capital Inc./Le|324184
POR|PORTLAND GEN ELEC|LIME|Lime Brokerage LLC|10963
POR|PORTLAND GEN ELEC|LOOP|Loop Capital Markets LLC|1200
POR|PORTLAND GEN ELEC|LQNA|LIQUIDNET, INC.|55500
POR|PORTLAND GEN ELEC|LSCI|Lek Securities Corporation|16
POR|PORTLAND GEN ELEC|MACC|Mid Atlantic Capital Corporation|25
POR|PORTLAND GEN ELEC|MAXM|Maxim Group LLC|74
POR|PORTLAND GEN ELEC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74229
POR|PORTLAND GEN ELEC|MOTF|MOTIF INVESTING, INC.|7
POR|PORTLAND GEN ELEC|MSCO|MORGAN STANLEY & CO. LLC|740969
POR|PORTLAND GEN ELEC|MSPL|MORGAN STANLEY & CO. LLC|184900
POR|PORTLAND GEN ELEC|MSTX|MORGAN STANLEY & CO. LLC|49800
POR|PORTLAND GEN ELEC|NBCS|NBC Securities, INC.|795
POR|PORTLAND GEN ELEC|NFSC|National Financial Services LLC|107645
POR|PORTLAND GEN ELEC|NITE|VIRTU Americas LLC|183050
POR|PORTLAND GEN ELEC|NITP|VIRTU Americas LLC|220
POR|PORTLAND GEN ELEC|NQRB|Brut, LLC|15507
POR|PORTLAND GEN ELEC|NTRC|Northern Trust Securities, Inc.|1578
POR|PORTLAND GEN ELEC|OPCO|Oppenheimer & Co. Inc.|4641
POR|PORTLAND GEN ELEC|PDQM|CODA MARKETS, INC.|52775
POR|PORTLAND GEN ELEC|PWJC|UBS Financial Services, Inc.|52
POR|PORTLAND GEN ELEC|QMSR|QUATTRO M SECURITIES INC.|1373
POR|PORTLAND GEN ELEC|RBCM|RBC CAPITAL MARKETS, LLC|2611
POR|PORTLAND GEN ELEC|SAGL|SAGETRADER, LLC|8668
POR|PORTLAND GEN ELEC|SBSH|Citigroup Global Markets Inc.|96961
POR|PORTLAND GEN ELEC|SEIC|SEI Investments Distribution Co.|1100
POR|PORTLAND GEN ELEC|SGMT|GOLDMAN SACHS & CO. LLC|77343
POR|PORTLAND GEN ELEC|SPDR|SPEEDROUTE LLC|24102
POR|PORTLAND GEN ELEC|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
POR|PORTLAND GEN ELEC|STFL|Stifel, Nicolaus & Company, Incorporated|19003
POR|PORTLAND GEN ELEC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2962
POR|PORTLAND GEN ELEC|SWIM|TD Ameritrade, Inc.|4597
POR|PORTLAND GEN ELEC|SWST|Hilltop Securities Inc.|1253
POR|PORTLAND GEN ELEC|TKNG|ALLY INVEST SECURITIES LLC|1486
POR|PORTLAND GEN ELEC|TMBR|Timber Hill LLC|200
POR|PORTLAND GEN ELEC|TRBT|Tradebot Systems, Inc.|136962
POR|PORTLAND GEN ELEC|TRCM|TRC MARKETS LLC|72062
POR|PORTLAND GEN ELEC|UBSA|UBS SECURITIES LLC|274479
POR|PORTLAND GEN ELEC|UBSS|UBS Securities LLC|348750
POR|PORTLAND GEN ELEC|VALX|VIRTU AMERICAS LLC|7722
POR|PORTLAND GEN ELEC|VGRD|Vanguard Marketing Corporation|2367
POR|PORTLAND GEN ELEC|WBPX|SUMMIT SECURITIES GROUP, LLC|1964
POR|PORTLAND GEN ELEC|WCHV|WELLS FARGO SECURITIES, LLC|49070
POR|PORTLAND GEN ELEC|WDNX|WEEDEN & CO.L.P.|596
POR|PORTLAND GEN ELEC|WEDB|WEDBUSH SECURITIES INC.|2467
POR|PORTLAND GEN ELEC|WEED|Weeden & Co.L.P.|11467
POR|PORTLAND GEN ELEC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|948
POR|PORTLAND GEN ELEC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3138
POR|PORTLAND GEN ELEC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|35
POR|PORTLAND GEN ELEC|WOLF|Wolfe Trahan Securities|3400
POR|PORTLAND GEN ELEC|WSEA|WOLVERINE SECURITIES, LLC|1333
POR|PORTLAND GEN ELEC|XIST|INSTINET, LLC|45200
POR|PORTLAND GEN ELEC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6940
POR|PORTLAND GEN ELEC|YKNA|COMHAR CAPITAL MARKETS, LLC|2382
POR|PORTLAND GEN ELEC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3886
POST|POST HOLDINGS INC|ABLE|NATIXIS Securities Americas LLC|174700
POST|POST HOLDINGS INC|AGIS|Aegis Capital Corp.|300
POST|POST HOLDINGS INC|ALTX|Alternet Securities Inc.|13149
POST|POST HOLDINGS INC|ANOS|ABEL/NOSER, L.L.C.|200
POST|POST HOLDINGS INC|APCC|Apex Clearing Corporation|156
POST|POST HOLDINGS INC|BARD|Robert W. Baird & Co. Incorporated|320
POST|POST HOLDINGS INC|BATM|CBOE TRADING, INC.|6227
POST|POST HOLDINGS INC|BBNT|BB&T SECURITIES, LLC|19
POST|POST HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|60628
POST|POST HOLDINGS INC|BIAD|SAGETRADER, LLC|11
POST|POST HOLDINGS INC|BIDS|BIDS TRADING L.P.|100
POST|POST HOLDINGS INC|BIMI|Banca IMI Securities Corp.|157
POST|POST HOLDINGS INC|BKCM|BNY Mellon Capital Markets LLC|32314
POST|POST HOLDINGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2067
POST|POST HOLDINGS INC|BLKX|INSTINET, LLC|11500
POST|POST HOLDINGS INC|BMOC|BMO Capital Markets Corp.|20
POST|POST HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|33956
POST|POST HOLDINGS INC|BTIG|BTIG, LLC|2739
POST|POST HOLDINGS INC|BYXM|CBOE TRADING, INC.|1520
POST|POST HOLDINGS INC|CABR|Cabrera Capital Markets, Inc.|25
POST|POST HOLDINGS INC|CANT|Cantor Fitzgerald & Co.|9353
POST|POST HOLDINGS INC|CHAS|Charles Schwab & Co., Inc.|640
POST|POST HOLDINGS INC|CICF|Canaccord Genuity Corp.|180
POST|POST HOLDINGS INC|CIST|Capital Institutional Services, Inc.|3878
POST|POST HOLDINGS INC|CMPT|Compass Point Research & Trading, LLC|800
POST|POST HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74137
POST|POST HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3979
POST|POST HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|274336
POST|POST HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|4132
POST|POST HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|60996
POST|POST HOLDINGS INC|DADA|D.A. Davidson & Co.|50
POST|POST HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|364884
POST|POST HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|219200
POST|POST HOLDINGS INC|DBUL|Deutsche Bank Securities Inc.|2600
POST|POST HOLDINGS INC|DCHF|Dart Executions, LLC|858
POST|POST HOLDINGS INC|DEAN|MORGAN STANLEY|1340
POST|POST HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|300
POST|POST HOLDINGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15669
POST|POST HOLDINGS INC|EBXL|EBX LLC|170100
POST|POST HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13975
POST|POST HOLDINGS INC|EDJO|Edward D. Jones & Co., L.P.|973
POST|POST HOLDINGS INC|EGAM|CBOE TRADING, INC.|17832
POST|POST HOLDINGS INC|EGAW|CBOE TRADING, INC.|58
POST|POST HOLDINGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|871
POST|POST HOLDINGS INC|EGXM|CBOE TRADING, INC.|2145
POST|POST HOLDINGS INC|EGXW|CBOE TRADING, INC.|120
POST|POST HOLDINGS INC|ETBE|Electronic Transaction Clearing, Inc.|24343
POST|POST HOLDINGS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
POST|POST HOLDINGS INC|ETCC|Electronic Transaction Clearing, Inc.|730
POST|POST HOLDINGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41386
POST|POST HOLDINGS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1
POST|POST HOLDINGS INC|ETRS|E*Trade Securities LLC|1017
POST|POST HOLDINGS INC|FBSB|U.S. Bancorp Investments, Inc.|168
POST|POST HOLDINGS INC|FILL|Tradestation Securities, Inc.|570
POST|POST HOLDINGS INC|FMAF|NBCN Inc./ CDS|64
POST|POST HOLDINGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12813
POST|POST HOLDINGS INC|FQLS|Quantlab Securities LP|203491
POST|POST HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130051
POST|POST HOLDINGS INC|FTBR|Foliofn Investments, Inc.|924
POST|POST HOLDINGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|209
POST|POST HOLDINGS INC|GLPX|ACS EXECUTION SERVICES, LLC|91252
POST|POST HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|856887
POST|POST HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|1091
POST|POST HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|12417
POST|POST HOLDINGS INC|GTSZ|GTS SECURITIES LLC|83030
POST|POST HOLDINGS INC|HRBF|American Enterprise Investment Services Inc.|489
POST|POST HOLDINGS INC|HSBC|HSBC Securities, Inc.|100
POST|POST HOLDINGS INC|IATS|INTERACTIVE BROKERS LLC|4432
POST|POST HOLDINGS INC|IBKR|Interactive Brokers Llc|3514
POST|POST HOLDINGS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|36
POST|POST HOLDINGS INC|ICBX|INSTINET, LLC|34167
POST|POST HOLDINGS INC|IEQY|CITADEL SECURITIES LLC|79229
POST|POST HOLDINGS INC|INCA|INSTINET, LLC|432303
POST|POST HOLDINGS INC|INJX|INSTINET, LLC|4318
POST|POST HOLDINGS INC|ITGI|ITG Inc.|81825
POST|POST HOLDINGS INC|ITGP|ITG INC.|66600
POST|POST HOLDINGS INC|JANY|Janney Montgomery Scott Inc.|167
POST|POST HOLDINGS INC|JEFF|JEFFERIES LLC|54076
POST|POST HOLDINGS INC|JMPT|JUMP TRADING, LLC|63041
POST|POST HOLDINGS INC|JPBX|J.P. MORGAN SECURITIES LLC|9390
POST|POST HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|229232
POST|POST HOLDINGS INC|JSJX|JANE STREET CAPITAL LLC|13637
POST|POST HOLDINGS INC|KCGM|VIRTU Americas LLC|31791
POST|POST HOLDINGS INC|LEHM|Barclays Capital Inc./Le|581828
POST|POST HOLDINGS INC|LIME|Lime Brokerage LLC|42547
POST|POST HOLDINGS INC|LQNA|LIQUIDNET, INC.|166100
POST|POST HOLDINGS INC|LSCI|Lek Securities Corporation|21
POST|POST HOLDINGS INC|MACQ|Macquarie Capital (USA) Inc.|6616
POST|POST HOLDINGS INC|MCBT|Moors & Cabot, Inc.|41
POST|POST HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71948
POST|POST HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|1004172
POST|POST HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|305000
POST|POST HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|55300
POST|POST HOLDINGS INC|MUFG|MUFG SECURITIES AMERICAS INC.|261700
POST|POST HOLDINGS INC|MULL|MARK J. MULLER EQUITIES, INC.|10800
POST|POST HOLDINGS INC|NFSC|National Financial Services LLC|235037
POST|POST HOLDINGS INC|NITE|VIRTU Americas LLC|160139
POST|POST HOLDINGS INC|NITP|VIRTU Americas LLC|300
POST|POST HOLDINGS INC|NQRB|Brut, LLC|3533
POST|POST HOLDINGS INC|OPCO|Oppenheimer & Co. Inc.|25
POST|POST HOLDINGS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
POST|POST HOLDINGS INC|PDQM|CODA MARKETS, INC.|188432
POST|POST HOLDINGS INC|PWJC|UBS Financial Services, Inc.|13
POST|POST HOLDINGS INC|QMSR|QUATTRO M SECURITIES INC.|4237
POST|POST HOLDINGS INC|RBCM|RBC CAPITAL MARKETS, LLC|564
POST|POST HOLDINGS INC|RHCO|Suntrust Robinson Humphrey, Inc.|1146
POST|POST HOLDINGS INC|SAGL|SAGETRADER, LLC|16518
POST|POST HOLDINGS INC|SALI|INTL FCSTONE FINANCIAL INC.|107
POST|POST HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|175865
POST|POST HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|75922
POST|POST HOLDINGS INC|SPDR|SPEEDROUTE LLC|11334
POST|POST HOLDINGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|12958
POST|POST HOLDINGS INC|STKP|STOCKPILE INVESTMENTS, INC.|16
POST|POST HOLDINGS INC|STRS|STRATEGAS RESEARCH PARTNERS|400
POST|POST HOLDINGS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2600
POST|POST HOLDINGS INC|SWIM|TD Ameritrade, Inc.|5220
POST|POST HOLDINGS INC|SWST|Hilltop Securities Inc.|36
POST|POST HOLDINGS INC|TKNG|ALLY INVEST SECURITIES LLC|100
POST|POST HOLDINGS INC|TMBR|Timber Hill LLC|1
POST|POST HOLDINGS INC|TRBT|Tradebot Systems, Inc.|205772
POST|POST HOLDINGS INC|TRCM|TRC MARKETS LLC|47090
POST|POST HOLDINGS INC|UBSA|UBS SECURITIES LLC|406632
POST|POST HOLDINGS INC|UBSS|UBS Securities LLC|652183
POST|POST HOLDINGS INC|VALX|VIRTU AMERICAS LLC|8079
POST|POST HOLDINGS INC|VGRD|Vanguard Marketing Corporation|1359
POST|POST HOLDINGS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1733
POST|POST HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|146436
POST|POST HOLDINGS INC|WDNX|WEEDEN & CO.L.P.|9090
POST|POST HOLDINGS INC|WEED|Weeden & Co.L.P.|53280
POST|POST HOLDINGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4144
POST|POST HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8428
POST|POST HOLDINGS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|101
POST|POST HOLDINGS INC|WSAG|WALL STREET ACCESS|164
POST|POST HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|5449
POST|POST HOLDINGS INC|XIST|INSTINET, LLC|12600
POST|POST HOLDINGS INC|XPQR|Jump Trading|3385
POST|POST HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|37890
POST|POST HOLDINGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|11229
POST|POST HOLDINGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1149
POWI|POWER INTEGRATN|ALTX|Alternet Securities Inc.|4900
POWI|POWER INTEGRATN|ANOS|ABEL/NOSER, L.L.C.|79
POWI|POWER INTEGRATN|APCC|Apex Clearing Corporation|89
POWI|POWER INTEGRATN|BARD|Robert W. Baird & Co. Incorporated|363
POWI|POWER INTEGRATN|BATM|CBOE TRADING, INC.|2083
POWI|POWER INTEGRATN|BAYC|BAY CREST PARTNERS, LLC|88
POWI|POWER INTEGRATN|BBNT|BB&T SECURITIES, LLC|368
POWI|POWER INTEGRATN|BERN|Sanford C. Bernstein & Co., LLC|4145
POWI|POWER INTEGRATN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2375
POWI|POWER INTEGRATN|BMOC|BMO Capital Markets Corp.|5734
POWI|POWER INTEGRATN|BNPX|BNP PARIBAS SECURITIES CORP.|4828
POWI|POWER INTEGRATN|BRVL|BLAYLOCK VAN, LLC|100
POWI|POWER INTEGRATN|BTIG|BTIG, LLC|4974
POWI|POWER INTEGRATN|BYXM|CBOE TRADING, INC.|33
POWI|POWER INTEGRATN|BZYD|GOLDMAN SACHS & CO. LLC|989
POWI|POWER INTEGRATN|CANT|Cantor Fitzgerald & Co.|199
POWI|POWER INTEGRATN|CHAS|Charles Schwab & Co., Inc.|265
POWI|POWER INTEGRATN|CIST|Capital Institutional Services, Inc.|101
POWI|POWER INTEGRATN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37213
POWI|POWER INTEGRATN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5762
POWI|POWER INTEGRATN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24
POWI|POWER INTEGRATN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59630
POWI|POWER INTEGRATN|CTDL|Citadel Derivatives Group Llc|2136
POWI|POWER INTEGRATN|CTLR|CUTLER GROUP, LP|400
POWI|POWER INTEGRATN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6752
POWI|POWER INTEGRATN|DADA|D.A. Davidson & Co.|400
POWI|POWER INTEGRATN|DBAB|Deutsche Bank Securities Inc.|157423
POWI|POWER INTEGRATN|DBAX|Deutsche Bank Securities Inc.|57800
POWI|POWER INTEGRATN|DBUL|Deutsche Bank Securities Inc.|100
POWI|POWER INTEGRATN|DEAN|MORGAN STANLEY|667
POWI|POWER INTEGRATN|DEGS|RONIN PROFESSIONAL LLC|900
POWI|POWER INTEGRATN|EBXL|EBX LLC|36500
POWI|POWER INTEGRATN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2580
POWI|POWER INTEGRATN|EDJO|Edward D. Jones & Co., L.P.|190
POWI|POWER INTEGRATN|EGAM|CBOE TRADING, INC.|4820
POWI|POWER INTEGRATN|EGAW|CBOE TRADING, INC.|20
POWI|POWER INTEGRATN|EGMT|EG MARKET TECHNOLOGIES LLC|500
POWI|POWER INTEGRATN|EGXM|CBOE TRADING, INC.|1387
POWI|POWER INTEGRATN|EGXW|CBOE TRADING, INC.|3
POWI|POWER INTEGRATN|ETBE|Electronic Transaction Clearing, Inc.|14
POWI|POWER INTEGRATN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|146
POWI|POWER INTEGRATN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
POWI|POWER INTEGRATN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16737
POWI|POWER INTEGRATN|ETRS|E*Trade Securities LLC|20248
POWI|POWER INTEGRATN|FBCO|Credit Suisse Securities (USA) LLC|117249
POWI|POWER INTEGRATN|FBSB|U.S. Bancorp Investments, Inc.|1
POWI|POWER INTEGRATN|FILL|Tradestation Securities, Inc.|1100
POWI|POWER INTEGRATN|FOMA|TD AMERITRADE CLEARING, INC.|89310
POWI|POWER INTEGRATN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|754
POWI|POWER INTEGRATN|FQLS|Quantlab Securities LP|55246
POWI|POWER INTEGRATN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25128
POWI|POWER INTEGRATN|FTBR|Foliofn Investments, Inc.|1650
POWI|POWER INTEGRATN|GEBB|GLOBAL EXECUTION BROKERS, LP|8932
POWI|POWER INTEGRATN|GLPX|ACS EXECUTION SERVICES, LLC|5380
POWI|POWER INTEGRATN|GSCO|GOLDMAN SACHS & CO. LLC|182780
POWI|POWER INTEGRATN|GSCS|GOLDMAN SACHS & CO. LLC|16787
POWI|POWER INTEGRATN|GSLT|GOLDMAN SACHS & CO. LLC|1163
POWI|POWER INTEGRATN|GTSZ|GTS SECURITIES LLC|1629
POWI|POWER INTEGRATN|HRBF|American Enterprise Investment Services Inc.|830
POWI|POWER INTEGRATN|IATS|INTERACTIVE BROKERS LLC|13000
POWI|POWER INTEGRATN|IBKR|Interactive Brokers Llc|33880
POWI|POWER INTEGRATN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
POWI|POWER INTEGRATN|ICBX|INSTINET, LLC|9600
POWI|POWER INTEGRATN|IEQY|CITADEL SECURITIES LLC|19217
POWI|POWER INTEGRATN|INCA|INSTINET, LLC|91842
POWI|POWER INTEGRATN|INJX|INSTINET, LLC|1718
POWI|POWER INTEGRATN|ITGI|ITG Inc.|17834
POWI|POWER INTEGRATN|ITGP|ITG INC.|30200
POWI|POWER INTEGRATN|JEFF|JEFFERIES LLC|18559
POWI|POWER INTEGRATN|JMPT|JUMP TRADING, LLC|15624
POWI|POWER INTEGRATN|JPBX|J.P. MORGAN SECURITIES LLC|2335
POWI|POWER INTEGRATN|JPMX|J.P. Morgan Securities LLC|59990
POWI|POWER INTEGRATN|JSJX|JANE STREET CAPITAL LLC|3966
POWI|POWER INTEGRATN|KCGM|VIRTU Americas LLC|11602
POWI|POWER INTEGRATN|LEHM|Barclays Capital Inc./Le|160946
POWI|POWER INTEGRATN|LIME|Lime Brokerage LLC|50108
POWI|POWER INTEGRATN|MAXM|Maxim Group LLC|2987
POWI|POWER INTEGRATN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14600
POWI|POWER INTEGRATN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|290
POWI|POWER INTEGRATN|MSCO|MORGAN STANLEY & CO. LLC|428720
POWI|POWER INTEGRATN|MSPL|MORGAN STANLEY & CO. LLC|96300
POWI|POWER INTEGRATN|MSTX|MORGAN STANLEY & CO. LLC|14400
POWI|POWER INTEGRATN|NFSC|National Financial Services LLC|6665
POWI|POWER INTEGRATN|NITE|VIRTU Americas LLC|66964
POWI|POWER INTEGRATN|NITP|VIRTU Americas LLC|500
POWI|POWER INTEGRATN|NQRB|Brut, LLC|4321
POWI|POWER INTEGRATN|OPCO|Oppenheimer & Co. Inc.|317
POWI|POWER INTEGRATN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1385
POWI|POWER INTEGRATN|PCPT|PHILLIP CAPITAL INC.|310
POWI|POWER INTEGRATN|PDQM|CODA MARKETS, INC.|26977
POWI|POWER INTEGRATN|PWJC|UBS Financial Services, Inc.|246
POWI|POWER INTEGRATN|RAJA|Raymond James & Associates, Inc.|21807
POWI|POWER INTEGRATN|RBCM|RBC CAPITAL MARKETS, LLC|5161
POWI|POWER INTEGRATN|ROTH|Roth Capital Partners, LLC|500
POWI|POWER INTEGRATN|SAGL|SAGETRADER, LLC|1406
POWI|POWER INTEGRATN|SALI|INTL FCSTONE FINANCIAL INC.|34
POWI|POWER INTEGRATN|SBSH|Citigroup Global Markets Inc.|46011
POWI|POWER INTEGRATN|SGMT|GOLDMAN SACHS & CO. LLC|26818
POWI|POWER INTEGRATN|SPDR|SPEEDROUTE LLC|9228
POWI|POWER INTEGRATN|SPTD|MINT GLOBAL MARKETS, INC.|10710
POWI|POWER INTEGRATN|SSBS|STATE STREET GLOBAL MARKETS, LLC|17578
POWI|POWER INTEGRATN|STFL|Stifel, Nicolaus & Company, Incorporated|848
POWI|POWER INTEGRATN|SWIM|TD Ameritrade, Inc.|2205
POWI|POWER INTEGRATN|TMBR|Timber Hill LLC|17
POWI|POWER INTEGRATN|TRBT|Tradebot Systems, Inc.|7976
POWI|POWER INTEGRATN|TRCM|TRC MARKETS LLC|44318
POWI|POWER INTEGRATN|UBSA|UBS SECURITIES LLC|114591
POWI|POWER INTEGRATN|UBSS|UBS Securities LLC|297621
POWI|POWER INTEGRATN|VALX|VIRTU AMERICAS LLC|7687
POWI|POWER INTEGRATN|VGRD|Vanguard Marketing Corporation|314
POWI|POWER INTEGRATN|VNDM|Wall Street Access|20000
POWI|POWER INTEGRATN|WBPX|SUMMIT SECURITIES GROUP, LLC|8
POWI|POWER INTEGRATN|WCHV|WELLS FARGO SECURITIES, LLC|10847
POWI|POWER INTEGRATN|WEDB|WEDBUSH SECURITIES INC.|51
POWI|POWER INTEGRATN|WEED|Weeden & Co.L.P.|20
POWI|POWER INTEGRATN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2970
POWI|POWER INTEGRATN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9872
POWI|POWER INTEGRATN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|31
POWI|POWER INTEGRATN|WSEA|WOLVERINE SECURITIES, LLC|568
POWI|POWER INTEGRATN|XIST|INSTINET, LLC|4016
POWI|POWER INTEGRATN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
POWI|POWER INTEGRATN|YKNA|COMHAR CAPITAL MARKETS, LLC|817
POWI|POWER INTEGRATN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2213
POWL|POWELL INDS INC   ##|ALTX|Alternet Securities Inc.|101
POWL|POWELL INDS INC   ##|APCC|Apex Clearing Corporation|421
POWL|POWELL INDS INC   ##|BATM|CBOE TRADING, INC.|696
POWL|POWELL INDS INC   ##|BERN|Sanford C. Bernstein & Co., LLC|353
POWL|POWELL INDS INC   ##|BMOC|BMO Capital Markets Corp.|1409
POWL|POWELL INDS INC   ##|BNPX|BNP PARIBAS SECURITIES CORP.|1785
POWL|POWELL INDS INC   ##|BRVL|BLAYLOCK VAN, LLC|100
POWL|POWELL INDS INC   ##|BTIG|BTIG, LLC|249
POWL|POWELL INDS INC   ##|BYXM|CBOE TRADING, INC.|148
POWL|POWELL INDS INC   ##|BZYD|GOLDMAN SACHS & CO. LLC|2038
POWL|POWELL INDS INC   ##|CANT|Cantor Fitzgerald & Co.|78
POWL|POWELL INDS INC   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2421
POWL|POWELL INDS INC   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2935
POWL|POWELL INDS INC   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4377
POWL|POWELL INDS INC   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24925
POWL|POWELL INDS INC   ##|CTDL|Citadel Derivatives Group Llc|2821
POWL|POWELL INDS INC   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2512
POWL|POWELL INDS INC   ##|DADA|D.A. Davidson & Co.|425
POWL|POWELL INDS INC   ##|DBAB|Deutsche Bank Securities Inc.|40204
POWL|POWELL INDS INC   ##|DBAX|Deutsche Bank Securities Inc.|10100
POWL|POWELL INDS INC   ##|DEGS|RONIN PROFESSIONAL LLC|5848
POWL|POWELL INDS INC   ##|EBXL|EBX LLC|6300
POWL|POWELL INDS INC   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1650
POWL|POWELL INDS INC   ##|EGXM|CBOE TRADING, INC.|375
POWL|POWELL INDS INC   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|12
POWL|POWELL INDS INC   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1622
POWL|POWELL INDS INC   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2024
POWL|POWELL INDS INC   ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|55
POWL|POWELL INDS INC   ##|ETRS|E*Trade Securities LLC|196
POWL|POWELL INDS INC   ##|FBCO|Credit Suisse Securities (USA) LLC|23601
POWL|POWELL INDS INC   ##|FOMA|TD AMERITRADE CLEARING, INC.|76061
POWL|POWELL INDS INC   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
POWL|POWELL INDS INC   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12287
POWL|POWELL INDS INC   ##|FTBR|Foliofn Investments, Inc.|37
POWL|POWELL INDS INC   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2139
POWL|POWELL INDS INC   ##|GLPX|ACS EXECUTION SERVICES, LLC|1832
POWL|POWELL INDS INC   ##|GSCO|GOLDMAN SACHS & CO. LLC|92693
POWL|POWELL INDS INC   ##|GSCS|GOLDMAN SACHS & CO. LLC|12234
POWL|POWELL INDS INC   ##|GSLT|GOLDMAN SACHS & CO. LLC|900
POWL|POWELL INDS INC   ##|GTSZ|GTS SECURITIES LLC|19965
POWL|POWELL INDS INC   ##|IATS|INTERACTIVE BROKERS LLC|2361
POWL|POWELL INDS INC   ##|IBKR|Interactive Brokers Llc|13990
POWL|POWELL INDS INC   ##|ICBX|INSTINET, LLC|1900
POWL|POWELL INDS INC   ##|IEQY|CITADEL SECURITIES LLC|5296
POWL|POWELL INDS INC   ##|INCA|INSTINET, LLC|28177
POWL|POWELL INDS INC   ##|INJX|INSTINET, LLC|5721
POWL|POWELL INDS INC   ##|ITGI|ITG Inc.|15117
POWL|POWELL INDS INC   ##|ITGP|ITG INC.|12800
POWL|POWELL INDS INC   ##|JEFF|JEFFERIES LLC|5234
POWL|POWELL INDS INC   ##|JONE|JonesTrading|359
POWL|POWELL INDS INC   ##|JPBX|J.P. MORGAN SECURITIES LLC|636
POWL|POWELL INDS INC   ##|JPMX|J.P. Morgan Securities LLC|19980
POWL|POWELL INDS INC   ##|KCGM|VIRTU Americas LLC|1676
POWL|POWELL INDS INC   ##|LEHM|Barclays Capital Inc./Le|39009
POWL|POWELL INDS INC   ##|LIME|Lime Brokerage LLC|23104
POWL|POWELL INDS INC   ##|LOOP|Loop Capital Markets LLC|3406
POWL|POWELL INDS INC   ##|LQNA|LIQUIDNET, INC.|56700
POWL|POWELL INDS INC   ##|LSCI|Lek Securities Corporation|100
POWL|POWELL INDS INC   ##|MAXM|Maxim Group LLC|848
POWL|POWELL INDS INC   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
POWL|POWELL INDS INC   ##|MOTF|MOTIF INVESTING, INC.|1
POWL|POWELL INDS INC   ##|MSCO|MORGAN STANLEY & CO. LLC|105366
POWL|POWELL INDS INC   ##|MSPL|MORGAN STANLEY & CO. LLC|16100
POWL|POWELL INDS INC   ##|MSTX|MORGAN STANLEY & CO. LLC|1000
POWL|POWELL INDS INC   ##|NFSC|National Financial Services LLC|2870
POWL|POWELL INDS INC   ##|NITE|VIRTU Americas LLC|45429
POWL|POWELL INDS INC   ##|NQRB|Brut, LLC|259
POWL|POWELL INDS INC   ##|PDQM|CODA MARKETS, INC.|3486
POWL|POWELL INDS INC   ##|RAJA|Raymond James & Associates, Inc.|89
POWL|POWELL INDS INC   ##|RBCM|RBC CAPITAL MARKETS, LLC|105
POWL|POWELL INDS INC   ##|SBSH|Citigroup Global Markets Inc.|14565
POWL|POWELL INDS INC   ##|SGMT|GOLDMAN SACHS & CO. LLC|4457
POWL|POWELL INDS INC   ##|SOGO|Wang Investment Associates, Inc.|765
POWL|POWELL INDS INC   ##|SPDR|SPEEDROUTE LLC|502
POWL|POWELL INDS INC   ##|SPTD|MINT GLOBAL MARKETS, INC.|22282
POWL|POWELL INDS INC   ##|SWIM|TD Ameritrade, Inc.|162
POWL|POWELL INDS INC   ##|TKNG|ALLY INVEST SECURITIES LLC|32
POWL|POWELL INDS INC   ##|TMBR|Timber Hill LLC|19
POWL|POWELL INDS INC   ##|TRBT|Tradebot Systems, Inc.|4559
POWL|POWELL INDS INC   ##|TRCM|TRC MARKETS LLC|18133
POWL|POWELL INDS INC   ##|UBSA|UBS SECURITIES LLC|11289
POWL|POWELL INDS INC   ##|UBSS|UBS Securities LLC|56524
POWL|POWELL INDS INC   ##|VALX|VIRTU AMERICAS LLC|1372
POWL|POWELL INDS INC   ##|VGRD|Vanguard Marketing Corporation|200
POWL|POWELL INDS INC   ##|WCHV|WELLS FARGO SECURITIES, LLC|14137
POWL|POWELL INDS INC   ##|WEED|Weeden & Co.L.P.|1360
POWL|POWELL INDS INC   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|215
POWL|POWELL INDS INC   ##|WGIF|CIBC World Markets Inc.|29
POWL|POWELL INDS INC   ##|WHOT|JUST2TRADE, INC.|1400
POWL|POWELL INDS INC   ##|WSEA|WOLVERINE SECURITIES, LLC|307
POWL|POWELL INDS INC   ##|XIST|INSTINET, LLC|7032
POWL|POWELL INDS INC   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
POWL|POWELL INDS INC   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|473
PPA|INVESCO AERO & DEF|APCC|Apex Clearing Corporation|997
PPA|INVESCO AERO & DEF|BANK|Primevest Financial Services, Inc.|925
PPA|INVESCO AERO & DEF|BARD|Robert W. Baird & Co. Incorporated|6062
PPA|INVESCO AERO & DEF|BBNT|BB&T SECURITIES, LLC|9886
PPA|INVESCO AERO & DEF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1509
PPA|INVESCO AERO & DEF|BRGE|Newbridge Securities Corp.|150
PPA|INVESCO AERO & DEF|CANT|Cantor Fitzgerald & Co.|16
PPA|INVESCO AERO & DEF|CHAS|Charles Schwab & Co., Inc.|1932
PPA|INVESCO AERO & DEF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65
PPA|INVESCO AERO & DEF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2069
PPA|INVESCO AERO & DEF|CSIN|Citadel Securities Institutional LLC|93340
PPA|INVESCO AERO & DEF|CTDL|Citadel Derivatives Group Llc|93340
PPA|INVESCO AERO & DEF|DBAX|Deutsche Bank Securities Inc.|1600
PPA|INVESCO AERO & DEF|DEAN|MORGAN STANLEY|9275
PPA|INVESCO AERO & DEF|EBXL|EBX LLC|1500
PPA|INVESCO AERO & DEF|EDJC|Edward Jones / CDS|110
PPA|INVESCO AERO & DEF|EDJO|Edward D. Jones & Co., L.P.|33880
PPA|INVESCO AERO & DEF|EGAM|CBOE TRADING, INC.|300
PPA|INVESCO AERO & DEF|EGXM|CBOE TRADING, INC.|95
PPA|INVESCO AERO & DEF|ETRS|E*Trade Securities LLC|14468
PPA|INVESCO AERO & DEF|FBSB|U.S. Bancorp Investments, Inc.|246
PPA|INVESCO AERO & DEF|FILL|Tradestation Securities, Inc.|882
PPA|INVESCO AERO & DEF|FMAF|NBCN Inc./ CDS|2733
PPA|INVESCO AERO & DEF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106
PPA|INVESCO AERO & DEF|FTBR|Foliofn Investments, Inc.|398
PPA|INVESCO AERO & DEF|GLPX|ACS EXECUTION SERVICES, LLC|12410
PPA|INVESCO AERO & DEF|GSLT|GOLDMAN SACHS & CO. LLC|323
PPA|INVESCO AERO & DEF|GTSZ|GTS SECURITIES LLC|63
PPA|INVESCO AERO & DEF|HRBF|American Enterprise Investment Services Inc.|3356
PPA|INVESCO AERO & DEF|IATS|INTERACTIVE BROKERS LLC|374
PPA|INVESCO AERO & DEF|IBKR|Interactive Brokers Llc|6014
PPA|INVESCO AERO & DEF|ICBX|INSTINET, LLC|6791
PPA|INVESCO AERO & DEF|INCA|INSTINET, LLC|202
PPA|INVESCO AERO & DEF|JANY|Janney Montgomery Scott Inc.|2608
PPA|INVESCO AERO & DEF|JONE|JonesTrading|25000
PPA|INVESCO AERO & DEF|JPMX|J.P. Morgan Securities LLC|6
PPA|INVESCO AERO & DEF|JSEB|JANE STREET EXECUTION SERVICES, LLC|105321
PPA|INVESCO AERO & DEF|JSJX|JANE STREET CAPITAL LLC|95954
PPA|INVESCO AERO & DEF|KCGM|VIRTU Americas LLC|920
PPA|INVESCO AERO & DEF|LEHM|Barclays Capital Inc./Le|1915
PPA|INVESCO AERO & DEF|LGNT|COR CLEARING LLC|14
PPA|INVESCO AERO & DEF|LIME|Lime Brokerage LLC|9371
PPA|INVESCO AERO & DEF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
PPA|INVESCO AERO & DEF|MOTF|MOTIF INVESTING, INC.|116
PPA|INVESCO AERO & DEF|MSCO|MORGAN STANLEY & CO. LLC|52738
PPA|INVESCO AERO & DEF|MSPL|MORGAN STANLEY & CO. LLC|2500
PPA|INVESCO AERO & DEF|NATL|National Securities Corporation|1050
PPA|INVESCO AERO & DEF|NFSC|National Financial Services LLC|166354
PPA|INVESCO AERO & DEF|NITE|VIRTU Americas LLC|204241
PPA|INVESCO AERO & DEF|NTBF|BMO Nesbitt Burns Inc./CDS|15
PPA|INVESCO AERO & DEF|OPCO|Oppenheimer & Co. Inc.|2782
PPA|INVESCO AERO & DEF|PAUL|Paulson Investment Company, Inc.|34
PPA|INVESCO AERO & DEF|PWJC|UBS Financial Services, Inc.|8956
PPA|INVESCO AERO & DEF|RBCM|RBC CAPITAL MARKETS, LLC|10846
PPA|INVESCO AERO & DEF|SALI|INTL FCSTONE FINANCIAL INC.|1002
PPA|INVESCO AERO & DEF|SBSH|Citigroup Global Markets Inc.|482
PPA|INVESCO AERO & DEF|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|3701
PPA|INVESCO AERO & DEF|SGMT|GOLDMAN SACHS & CO. LLC|1940
PPA|INVESCO AERO & DEF|SPDR|SPEEDROUTE LLC|100
PPA|INVESCO AERO & DEF|STFL|Stifel, Nicolaus & Company, Incorporated|10734
PPA|INVESCO AERO & DEF|SWIM|TD Ameritrade, Inc.|5239
PPA|INVESCO AERO & DEF|SWST|Hilltop Securities Inc.|419
PPA|INVESCO AERO & DEF|TKNG|ALLY INVEST SECURITIES LLC|766
PPA|INVESCO AERO & DEF|TRCM|TRC MARKETS LLC|230
PPA|INVESCO AERO & DEF|TWTT|TASTYWORKS, INC.|100
PPA|INVESCO AERO & DEF|UBSA|UBS SECURITIES LLC|14845
PPA|INVESCO AERO & DEF|UBSS|UBS Securities LLC|80424
PPA|INVESCO AERO & DEF|VALX|VIRTU AMERICAS LLC|891
PPA|INVESCO AERO & DEF|VGRD|Vanguard Marketing Corporation|19344
PPA|INVESCO AERO & DEF|WBLR|WILLIAM BLAIR|300
PPA|INVESCO AERO & DEF|WCHV|WELLS FARGO SECURITIES, LLC|56030
PPA|INVESCO AERO & DEF|WEDB|WEDBUSH SECURITIES INC.|3730
PPA|INVESCO AERO & DEF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|215
PPA|INVESCO AERO & DEF|WGIF|CIBC World Markets Inc.|770
PPA|INVESCO AERO & DEF|WSEA|WOLVERINE SECURITIES, LLC|2136
PPA|INVESCO AERO & DEF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39378
PPBI|PACIFIC PREMIER BNCP|ANOS|ABEL/NOSER, L.L.C.|600
PPBI|PACIFIC PREMIER BNCP|APCC|Apex Clearing Corporation|132
PPBI|PACIFIC PREMIER BNCP|BARD|Robert W. Baird & Co. Incorporated|85
PPBI|PACIFIC PREMIER BNCP|BATM|CBOE TRADING, INC.|300
PPBI|PACIFIC PREMIER BNCP|BAYT|BTIG, LLC|20000
PPBI|PACIFIC PREMIER BNCP|BBNT|BB&T SECURITIES, LLC|14
PPBI|PACIFIC PREMIER BNCP|BERN|Sanford C. Bernstein & Co., LLC|27214
PPBI|PACIFIC PREMIER BNCP|BIDS|BIDS TRADING L.P.|16000
PPBI|PACIFIC PREMIER BNCP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1862
PPBI|PACIFIC PREMIER BNCP|BLKX|INSTINET, LLC|5000
PPBI|PACIFIC PREMIER BNCP|BMOC|BMO Capital Markets Corp.|6740
PPBI|PACIFIC PREMIER BNCP|BNKS|Fig Partners, LLC|100
PPBI|PACIFIC PREMIER BNCP|BNPX|BNP PARIBAS SECURITIES CORP.|21731
PPBI|PACIFIC PREMIER BNCP|BRVL|BLAYLOCK VAN, LLC|1200
PPBI|PACIFIC PREMIER BNCP|BTIG|BTIG, LLC|337
PPBI|PACIFIC PREMIER BNCP|BYXM|CBOE TRADING, INC.|760
PPBI|PACIFIC PREMIER BNCP|BZYD|GOLDMAN SACHS & CO. LLC|1547
PPBI|PACIFIC PREMIER BNCP|CBLC|CITIGROUP GLOBAL MARKETS INC.|39000
PPBI|PACIFIC PREMIER BNCP|CHAS|Charles Schwab & Co., Inc.|1818
PPBI|PACIFIC PREMIER BNCP|CIST|Capital Institutional Services, Inc.|3943
PPBI|PACIFIC PREMIER BNCP|CMPT|Compass Point Research & Trading, LLC|200
PPBI|PACIFIC PREMIER BNCP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56343
PPBI|PACIFIC PREMIER BNCP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
PPBI|PACIFIC PREMIER BNCP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|260583
PPBI|PACIFIC PREMIER BNCP|CTDL|Citadel Derivatives Group Llc|22074
PPBI|PACIFIC PREMIER BNCP|CTLR|CUTLER GROUP, LP|8
PPBI|PACIFIC PREMIER BNCP|CXCX|CITIGROUP GLOBAL MARKETS INC.|73814
PPBI|PACIFIC PREMIER BNCP|DADA|D.A. Davidson & Co.|300
PPBI|PACIFIC PREMIER BNCP|DBAB|Deutsche Bank Securities Inc.|379474
PPBI|PACIFIC PREMIER BNCP|DBAX|Deutsche Bank Securities Inc.|137800
PPBI|PACIFIC PREMIER BNCP|DBUL|Deutsche Bank Securities Inc.|400
PPBI|PACIFIC PREMIER BNCP|DCHF|Dart Executions, LLC|440
PPBI|PACIFIC PREMIER BNCP|DEAN|MORGAN STANLEY|2807
PPBI|PACIFIC PREMIER BNCP|DEGS|RONIN PROFESSIONAL LLC|2953
PPBI|PACIFIC PREMIER BNCP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11181
PPBI|PACIFIC PREMIER BNCP|EBXL|EBX LLC|99000
PPBI|PACIFIC PREMIER BNCP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3556
PPBI|PACIFIC PREMIER BNCP|EDJO|Edward D. Jones & Co., L.P.|1859
PPBI|PACIFIC PREMIER BNCP|EGAM|CBOE TRADING, INC.|6533
PPBI|PACIFIC PREMIER BNCP|EGMT|EG MARKET TECHNOLOGIES LLC|400
PPBI|PACIFIC PREMIER BNCP|EGXW|CBOE TRADING, INC.|600
PPBI|PACIFIC PREMIER BNCP|ESPO|ESPOSITO SECURITIES, LLC|1
PPBI|PACIFIC PREMIER BNCP|ETBE|Electronic Transaction Clearing, Inc.|6805
PPBI|PACIFIC PREMIER BNCP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
PPBI|PACIFIC PREMIER BNCP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15975
PPBI|PACIFIC PREMIER BNCP|ETRS|E*Trade Securities LLC|111595
PPBI|PACIFIC PREMIER BNCP|FBCO|Credit Suisse Securities (USA) LLC|294043
PPBI|PACIFIC PREMIER BNCP|FILL|Tradestation Securities, Inc.|39
PPBI|PACIFIC PREMIER BNCP|FMAF|NBCN Inc./ CDS|5197
PPBI|PACIFIC PREMIER BNCP|FOMA|TD AMERITRADE CLEARING, INC.|92355
PPBI|PACIFIC PREMIER BNCP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10238
PPBI|PACIFIC PREMIER BNCP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30158
PPBI|PACIFIC PREMIER BNCP|FTBR|Foliofn Investments, Inc.|74
PPBI|PACIFIC PREMIER BNCP|GEBB|GLOBAL EXECUTION BROKERS, LP|16957
PPBI|PACIFIC PREMIER BNCP|GLPX|ACS EXECUTION SERVICES, LLC|2263
PPBI|PACIFIC PREMIER BNCP|GSCO|GOLDMAN SACHS & CO. LLC|1073876
PPBI|PACIFIC PREMIER BNCP|GSCS|GOLDMAN SACHS & CO. LLC|8208
PPBI|PACIFIC PREMIER BNCP|GSLT|GOLDMAN SACHS & CO. LLC|22881
PPBI|PACIFIC PREMIER BNCP|GTSZ|GTS SECURITIES LLC|40144
PPBI|PACIFIC PREMIER BNCP|HRBF|American Enterprise Investment Services Inc.|3625
PPBI|PACIFIC PREMIER BNCP|IATS|INTERACTIVE BROKERS LLC|604
PPBI|PACIFIC PREMIER BNCP|IBKR|Interactive Brokers Llc|17203
PPBI|PACIFIC PREMIER BNCP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|527
PPBI|PACIFIC PREMIER BNCP|ICBX|INSTINET, LLC|48699
PPBI|PACIFIC PREMIER BNCP|IEQY|CITADEL SECURITIES LLC|54319
PPBI|PACIFIC PREMIER BNCP|INCA|INSTINET, LLC|151059
PPBI|PACIFIC PREMIER BNCP|INJX|INSTINET, LLC|36253
PPBI|PACIFIC PREMIER BNCP|ITGI|ITG Inc.|138317
PPBI|PACIFIC PREMIER BNCP|ITGP|ITG INC.|135200
PPBI|PACIFIC PREMIER BNCP|JEFF|JEFFERIES LLC|113128
PPBI|PACIFIC PREMIER BNCP|JMPT|JUMP TRADING, LLC|13508
PPBI|PACIFIC PREMIER BNCP|JONE|JonesTrading|8900
PPBI|PACIFIC PREMIER BNCP|JPBX|J.P. MORGAN SECURITIES LLC|26480
PPBI|PACIFIC PREMIER BNCP|JPMX|J.P. Morgan Securities LLC|260860
PPBI|PACIFIC PREMIER BNCP|JSJX|JANE STREET CAPITAL LLC|3806
PPBI|PACIFIC PREMIER BNCP|KBWI|Keefe, Bruyette & Woods, Inc.|22912
PPBI|PACIFIC PREMIER BNCP|KCGM|VIRTU Americas LLC|22165
PPBI|PACIFIC PREMIER BNCP|LEHM|Barclays Capital Inc./Le|424029
PPBI|PACIFIC PREMIER BNCP|LIME|Lime Brokerage LLC|104458
PPBI|PACIFIC PREMIER BNCP|LMGP|LIME BROKERAGE LLC|1300
PPBI|PACIFIC PREMIER BNCP|LOOP|Loop Capital Markets LLC|498
PPBI|PACIFIC PREMIER BNCP|LQNA|LIQUIDNET, INC.|180700
PPBI|PACIFIC PREMIER BNCP|LSCI|Lek Securities Corporation|11
PPBI|PACIFIC PREMIER BNCP|MAXM|Maxim Group LLC|4566
PPBI|PACIFIC PREMIER BNCP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|135438
PPBI|PACIFIC PREMIER BNCP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3453
PPBI|PACIFIC PREMIER BNCP|MSCO|MORGAN STANLEY & CO. LLC|1113766
PPBI|PACIFIC PREMIER BNCP|MSPL|MORGAN STANLEY & CO. LLC|280100
PPBI|PACIFIC PREMIER BNCP|MSTX|MORGAN STANLEY & CO. LLC|58800
PPBI|PACIFIC PREMIER BNCP|NBCS|NBC Securities, INC.|30
PPBI|PACIFIC PREMIER BNCP|NFSC|National Financial Services LLC|54926
PPBI|PACIFIC PREMIER BNCP|NITE|VIRTU Americas LLC|99166
PPBI|PACIFIC PREMIER BNCP|NITP|VIRTU Americas LLC|1700
PPBI|PACIFIC PREMIER BNCP|NQRB|Brut, LLC|1834
PPBI|PACIFIC PREMIER BNCP|NTRC|Northern Trust Securities, Inc.|33657
PPBI|PACIFIC PREMIER BNCP|OPCO|Oppenheimer & Co. Inc.|1459
PPBI|PACIFIC PREMIER BNCP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1206
PPBI|PACIFIC PREMIER BNCP|PDQM|CODA MARKETS, INC.|45850
PPBI|PACIFIC PREMIER BNCP|PIPR|Piper Jaffray & Co.|40991
PPBI|PACIFIC PREMIER BNCP|PWJC|UBS Financial Services, Inc.|809
PPBI|PACIFIC PREMIER BNCP|RAJA|Raymond James & Associates, Inc.|35071
PPBI|PACIFIC PREMIER BNCP|RBCM|RBC CAPITAL MARKETS, LLC|1087
PPBI|PACIFIC PREMIER BNCP|SAGL|SAGETRADER, LLC|1400
PPBI|PACIFIC PREMIER BNCP|SAGW|SAGETRADER, LLC|103
PPBI|PACIFIC PREMIER BNCP|SBSH|Citigroup Global Markets Inc.|513382
PPBI|PACIFIC PREMIER BNCP|SDLR|Sandler, O'Neill & Partners, L.P.|28474
PPBI|PACIFIC PREMIER BNCP|SGMT|GOLDMAN SACHS & CO. LLC|67643
PPBI|PACIFIC PREMIER BNCP|SPDR|SPEEDROUTE LLC|6600
PPBI|PACIFIC PREMIER BNCP|STFL|Stifel, Nicolaus & Company, Incorporated|1527
PPBI|PACIFIC PREMIER BNCP|SWIM|TD Ameritrade, Inc.|4239
PPBI|PACIFIC PREMIER BNCP|SWST|Hilltop Securities Inc.|296
PPBI|PACIFIC PREMIER BNCP|TKNG|ALLY INVEST SECURITIES LLC|72
PPBI|PACIFIC PREMIER BNCP|TRBT|Tradebot Systems, Inc.|10278
PPBI|PACIFIC PREMIER BNCP|TRCM|TRC MARKETS LLC|78491
PPBI|PACIFIC PREMIER BNCP|UBSA|UBS SECURITIES LLC|508929
PPBI|PACIFIC PREMIER BNCP|UBSS|UBS Securities LLC|693868
PPBI|PACIFIC PREMIER BNCP|VALX|VIRTU AMERICAS LLC|27459
PPBI|PACIFIC PREMIER BNCP|VGRD|Vanguard Marketing Corporation|4490
PPBI|PACIFIC PREMIER BNCP|WBPX|SUMMIT SECURITIES GROUP, LLC|6526
PPBI|PACIFIC PREMIER BNCP|WCHV|WELLS FARGO SECURITIES, LLC|38598
PPBI|PACIFIC PREMIER BNCP|WEDB|WEDBUSH SECURITIES INC.|73
PPBI|PACIFIC PREMIER BNCP|WEED|Weeden & Co.L.P.|1050
PPBI|PACIFIC PREMIER BNCP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1532
PPBI|PACIFIC PREMIER BNCP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2280
PPBI|PACIFIC PREMIER BNCP|WGIF|CIBC World Markets Inc.|200
PPBI|PACIFIC PREMIER BNCP|WSEA|WOLVERINE SECURITIES, LLC|1114
PPBI|PACIFIC PREMIER BNCP|XIST|INSTINET, LLC|13200
PPBI|PACIFIC PREMIER BNCP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9950
PPBI|PACIFIC PREMIER BNCP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23
PPC|PILGRIM'S PRIDE CMN|ALTX|Alternet Securities Inc.|17024
PPC|PILGRIM'S PRIDE CMN|ANOS|ABEL/NOSER, L.L.C.|29159
PPC|PILGRIM'S PRIDE CMN|APCC|Apex Clearing Corporation|1086
PPC|PILGRIM'S PRIDE CMN|AQUA|AQUA SECURITIES L.P.|26800
PPC|PILGRIM'S PRIDE CMN|BANK|Primevest Financial Services, Inc.|200
PPC|PILGRIM'S PRIDE CMN|BARD|Robert W. Baird & Co. Incorporated|3203
PPC|PILGRIM'S PRIDE CMN|BATM|CBOE TRADING, INC.|6482
PPC|PILGRIM'S PRIDE CMN|BAYC|BAY CREST PARTNERS, LLC|1006
PPC|PILGRIM'S PRIDE CMN|BAYT|BTIG, LLC|15721
PPC|PILGRIM'S PRIDE CMN|BBNT|BB&T SECURITIES, LLC|8858
PPC|PILGRIM'S PRIDE CMN|BERN|Sanford C. Bernstein & Co., LLC|53611
PPC|PILGRIM'S PRIDE CMN|BIAD|SAGETRADER, LLC|100
PPC|PILGRIM'S PRIDE CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28307
PPC|PILGRIM'S PRIDE CMN|BLKX|INSTINET, LLC|199910
PPC|PILGRIM'S PRIDE CMN|BMOC|BMO Capital Markets Corp.|321900
PPC|PILGRIM'S PRIDE CMN|BNPX|BNP PARIBAS SECURITIES CORP.|65230
PPC|PILGRIM'S PRIDE CMN|BTIG|BTIG, LLC|241768
PPC|PILGRIM'S PRIDE CMN|BYXM|CBOE TRADING, INC.|9564
PPC|PILGRIM'S PRIDE CMN|CANT|Cantor Fitzgerald & Co.|14866
PPC|PILGRIM'S PRIDE CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|71200
PPC|PILGRIM'S PRIDE CMN|CHAS|Charles Schwab & Co., Inc.|5250
PPC|PILGRIM'S PRIDE CMN|CICF|Canaccord Genuity Corp.|300
PPC|PILGRIM'S PRIDE CMN|CIST|Capital Institutional Services, Inc.|1154
PPC|PILGRIM'S PRIDE CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|248195
PPC|PILGRIM'S PRIDE CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6555
PPC|PILGRIM'S PRIDE CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19522
PPC|PILGRIM'S PRIDE CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|866474
PPC|PILGRIM'S PRIDE CMN|CTDL|Citadel Derivatives Group Llc|87856
PPC|PILGRIM'S PRIDE CMN|CTLR|CUTLER GROUP, LP|4370
PPC|PILGRIM'S PRIDE CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|48748
PPC|PILGRIM'S PRIDE CMN|DBAB|Deutsche Bank Securities Inc.|720784
PPC|PILGRIM'S PRIDE CMN|DBAX|Deutsche Bank Securities Inc.|429800
PPC|PILGRIM'S PRIDE CMN|DBUL|Deutsche Bank Securities Inc.|16295
PPC|PILGRIM'S PRIDE CMN|DCHF|Dart Executions, LLC|1212
PPC|PILGRIM'S PRIDE CMN|DEAN|MORGAN STANLEY|7257
PPC|PILGRIM'S PRIDE CMN|DEGS|RONIN PROFESSIONAL LLC|5702
PPC|PILGRIM'S PRIDE CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|79
PPC|PILGRIM'S PRIDE CMN|EBXL|EBX LLC|227900
PPC|PILGRIM'S PRIDE CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|23811
PPC|PILGRIM'S PRIDE CMN|EDJC|Edward Jones / CDS|183
PPC|PILGRIM'S PRIDE CMN|EDJO|Edward D. Jones & Co., L.P.|8886
PPC|PILGRIM'S PRIDE CMN|EGAM|CBOE TRADING, INC.|42801
PPC|PILGRIM'S PRIDE CMN|EGAW|CBOE TRADING, INC.|947
PPC|PILGRIM'S PRIDE CMN|EGXM|CBOE TRADING, INC.|8332
PPC|PILGRIM'S PRIDE CMN|EGXW|CBOE TRADING, INC.|67
PPC|PILGRIM'S PRIDE CMN|ELEV|ELEVATION, LLC|29768
PPC|PILGRIM'S PRIDE CMN|ETBE|Electronic Transaction Clearing, Inc.|74633
PPC|PILGRIM'S PRIDE CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13012
PPC|PILGRIM'S PRIDE CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23128
PPC|PILGRIM'S PRIDE CMN|ETRS|E*Trade Securities LLC|117823
PPC|PILGRIM'S PRIDE CMN|FBCO|Credit Suisse Securities (USA) LLC|1768508
PPC|PILGRIM'S PRIDE CMN|FFSI|Firstrade Securities Inc.|300
PPC|PILGRIM'S PRIDE CMN|FILL|Tradestation Securities, Inc.|8820
PPC|PILGRIM'S PRIDE CMN|FMAF|NBCN Inc./ CDS|3577
PPC|PILGRIM'S PRIDE CMN|FOMA|TD AMERITRADE CLEARING, INC.|383071
PPC|PILGRIM'S PRIDE CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
PPC|PILGRIM'S PRIDE CMN|FQLS|Quantlab Securities LP|826185
PPC|PILGRIM'S PRIDE CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|174073
PPC|PILGRIM'S PRIDE CMN|FTBR|Foliofn Investments, Inc.|2322
PPC|PILGRIM'S PRIDE CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|16291
PPC|PILGRIM'S PRIDE CMN|GLPX|ACS EXECUTION SERVICES, LLC|60606
PPC|PILGRIM'S PRIDE CMN|GSCO|GOLDMAN SACHS & CO. LLC|1613961
PPC|PILGRIM'S PRIDE CMN|GSCS|GOLDMAN SACHS & CO. LLC|129864
PPC|PILGRIM'S PRIDE CMN|GSLT|GOLDMAN SACHS & CO. LLC|31577
PPC|PILGRIM'S PRIDE CMN|GTSZ|GTS SECURITIES LLC|162370
PPC|PILGRIM'S PRIDE CMN|HAPX|HAP Trading, LLC|900
PPC|PILGRIM'S PRIDE CMN|HRBF|American Enterprise Investment Services Inc.|4307
PPC|PILGRIM'S PRIDE CMN|HSBC|HSBC Securities, Inc.|5370
PPC|PILGRIM'S PRIDE CMN|IATS|INTERACTIVE BROKERS LLC|24217
PPC|PILGRIM'S PRIDE CMN|IBKR|Interactive Brokers Llc|306013
PPC|PILGRIM'S PRIDE CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9279
PPC|PILGRIM'S PRIDE CMN|ICBX|INSTINET, LLC|43216
PPC|PILGRIM'S PRIDE CMN|INCA|INSTINET, LLC|733629
PPC|PILGRIM'S PRIDE CMN|INJX|INSTINET, LLC|84590
PPC|PILGRIM'S PRIDE CMN|ITGI|ITG Inc.|61448
PPC|PILGRIM'S PRIDE CMN|ITGP|ITG INC.|343000
PPC|PILGRIM'S PRIDE CMN|JANY|Janney Montgomery Scott Inc.|2474
PPC|PILGRIM'S PRIDE CMN|JEFF|JEFFERIES LLC|360015
PPC|PILGRIM'S PRIDE CMN|JMPT|JUMP TRADING, LLC|176674
PPC|PILGRIM'S PRIDE CMN|JPBX|J.P. MORGAN SECURITIES LLC|488921
PPC|PILGRIM'S PRIDE CMN|JPMX|J.P. Morgan Securities LLC|766595
PPC|PILGRIM'S PRIDE CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|125711
PPC|PILGRIM'S PRIDE CMN|JSJX|JANE STREET CAPITAL LLC|9964
PPC|PILGRIM'S PRIDE CMN|KCGM|VIRTU Americas LLC|52600
PPC|PILGRIM'S PRIDE CMN|LEHM|Barclays Capital Inc./Le|1270585
PPC|PILGRIM'S PRIDE CMN|LIME|Lime Brokerage LLC|324932
PPC|PILGRIM'S PRIDE CMN|LMGP|LIME BROKERAGE LLC|28400
PPC|PILGRIM'S PRIDE CMN|LOOP|Loop Capital Markets LLC|11397
PPC|PILGRIM'S PRIDE CMN|LQNA|LIQUIDNET, INC.|265700
PPC|PILGRIM'S PRIDE CMN|LQNB|LIQUIDNET, INC.|27702
PPC|PILGRIM'S PRIDE CMN|LSCI|Lek Securities Corporation|244
PPC|PILGRIM'S PRIDE CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
PPC|PILGRIM'S PRIDE CMN|MACC|Mid Atlantic Capital Corporation|1598
PPC|PILGRIM'S PRIDE CMN|MACQ|Macquarie Capital (USA) Inc.|7490
PPC|PILGRIM'S PRIDE CMN|MAXM|Maxim Group LLC|902
PPC|PILGRIM'S PRIDE CMN|MBTS|ALLY INVEST SECURITIES LLC|8500
PPC|PILGRIM'S PRIDE CMN|MCBT|Moors & Cabot, Inc.|1500
PPC|PILGRIM'S PRIDE CMN|MCMF|Raymond James Ltd. Cds|5055
PPC|PILGRIM'S PRIDE CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|141214
PPC|PILGRIM'S PRIDE CMN|MOTF|MOTIF INVESTING, INC.|3
PPC|PILGRIM'S PRIDE CMN|MSCO|MORGAN STANLEY & CO. LLC|4606268
PPC|PILGRIM'S PRIDE CMN|MSPL|MORGAN STANLEY & CO. LLC|475600
PPC|PILGRIM'S PRIDE CMN|MSTX|MORGAN STANLEY & CO. LLC|265000
PPC|PILGRIM'S PRIDE CMN|NATL|National Securities Corporation|450
PPC|PILGRIM'S PRIDE CMN|NFSC|National Financial Services LLC|414537
PPC|PILGRIM'S PRIDE CMN|NITE|VIRTU Americas LLC|687001
PPC|PILGRIM'S PRIDE CMN|NITP|VIRTU Americas LLC|9350
PPC|PILGRIM'S PRIDE CMN|NQRB|Brut, LLC|33914
PPC|PILGRIM'S PRIDE CMN|OHOS|TWO SIGMA SECURITIES, LLC|71295
PPC|PILGRIM'S PRIDE CMN|OPCO|Oppenheimer & Co. Inc.|10314
PPC|PILGRIM'S PRIDE CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4619
PPC|PILGRIM'S PRIDE CMN|PDQM|CODA MARKETS, INC.|88398
PPC|PILGRIM'S PRIDE CMN|PHLY|NASDAQ Execution Services, LLC|6400
PPC|PILGRIM'S PRIDE CMN|PREC|PRECISION SECURITIES, LLC|138200
PPC|PILGRIM'S PRIDE CMN|PWJC|UBS Financial Services, Inc.|200
PPC|PILGRIM'S PRIDE CMN|RAJA|Raymond James & Associates, Inc.|6869
PPC|PILGRIM'S PRIDE CMN|RBCM|RBC CAPITAL MARKETS, LLC|17792
PPC|PILGRIM'S PRIDE CMN|RGLD|Regal Securities, Inc|55
PPC|PILGRIM'S PRIDE CMN|RHCO|Suntrust Robinson Humphrey, Inc.|6500
PPC|PILGRIM'S PRIDE CMN|SAGL|SAGETRADER, LLC|127694
PPC|PILGRIM'S PRIDE CMN|SAGW|SAGETRADER, LLC|1578
PPC|PILGRIM'S PRIDE CMN|SBSH|Citigroup Global Markets Inc.|630418
PPC|PILGRIM'S PRIDE CMN|SEIC|SEI Investments Distribution Co.|300
PPC|PILGRIM'S PRIDE CMN|SGMT|GOLDMAN SACHS & CO. LLC|125000
PPC|PILGRIM'S PRIDE CMN|SPDR|SPEEDROUTE LLC|8319
PPC|PILGRIM'S PRIDE CMN|SPHN|Stephens Inc.|575
PPC|PILGRIM'S PRIDE CMN|STFL|Stifel, Nicolaus & Company, Incorporated|7118
PPC|PILGRIM'S PRIDE CMN|STKP|STOCKPILE INVESTMENTS, INC.|140
PPC|PILGRIM'S PRIDE CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
PPC|PILGRIM'S PRIDE CMN|SWIM|TD Ameritrade, Inc.|81290
PPC|PILGRIM'S PRIDE CMN|SWST|Hilltop Securities Inc.|2324
PPC|PILGRIM'S PRIDE CMN|TDFS|TRADERFIELD SECURITIES INC.|500
PPC|PILGRIM'S PRIDE CMN|TKNG|ALLY INVEST SECURITIES LLC|15565
PPC|PILGRIM'S PRIDE CMN|TOUR|TOURMALINE PARTNERS, LLC|30602
PPC|PILGRIM'S PRIDE CMN|TRBT|Tradebot Systems, Inc.|471924
PPC|PILGRIM'S PRIDE CMN|TRCM|TRC MARKETS LLC|368263
PPC|PILGRIM'S PRIDE CMN|TWTT|TASTYWORKS, INC.|807
PPC|PILGRIM'S PRIDE CMN|UBSA|UBS SECURITIES LLC|697854
PPC|PILGRIM'S PRIDE CMN|UBSS|UBS Securities LLC|1146467
PPC|PILGRIM'S PRIDE CMN|VALX|VIRTU AMERICAS LLC|8136
PPC|PILGRIM'S PRIDE CMN|VGRD|Vanguard Marketing Corporation|32089
PPC|PILGRIM'S PRIDE CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|3800
PPC|PILGRIM'S PRIDE CMN|WCHV|WELLS FARGO SECURITIES, LLC|210971
PPC|PILGRIM'S PRIDE CMN|WDCO|Wilson-Davis & Co., Inc.|858
PPC|PILGRIM'S PRIDE CMN|WEDB|WEDBUSH SECURITIES INC.|900
PPC|PILGRIM'S PRIDE CMN|WEED|Weeden & Co.L.P.|800
PPC|PILGRIM'S PRIDE CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26404
PPC|PILGRIM'S PRIDE CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48328
PPC|PILGRIM'S PRIDE CMN|WFPB|Wells Fargo Securities, LLC.|16938
PPC|PILGRIM'S PRIDE CMN|WGIF|CIBC World Markets Inc.|2416
PPC|PILGRIM'S PRIDE CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|38
PPC|PILGRIM'S PRIDE CMN|WORD|Worden Capital Management LLC|450
PPC|PILGRIM'S PRIDE CMN|WSEA|WOLVERINE SECURITIES, LLC|26349
PPC|PILGRIM'S PRIDE CMN|XIST|INSTINET, LLC|58400
PPC|PILGRIM'S PRIDE CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|40074
PPC|PILGRIM'S PRIDE CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1583
PPC|PILGRIM'S PRIDE CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2346
PPDF|PPDAI GROUP INC. ADS|ALTX|Alternet Securities Inc.|21780
PPDF|PPDAI GROUP INC. ADS|APCC|Apex Clearing Corporation|5723
PPDF|PPDAI GROUP INC. ADS|BATM|CBOE TRADING, INC.|3980
PPDF|PPDAI GROUP INC. ADS|BERN|Sanford C. Bernstein & Co., LLC|49965
PPDF|PPDAI GROUP INC. ADS|BKCM|BNY Mellon Capital Markets LLC|200
PPDF|PPDAI GROUP INC. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3608
PPDF|PPDAI GROUP INC. ADS|BTIG|BTIG, LLC|5800
PPDF|PPDAI GROUP INC. ADS|BYXM|CBOE TRADING, INC.|200
PPDF|PPDAI GROUP INC. ADS|CHAS|Charles Schwab & Co., Inc.|4000
PPDF|PPDAI GROUP INC. ADS|CLSA|CLSA AMERICAS, LLC|66299
PPDF|PPDAI GROUP INC. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12536
PPDF|PPDAI GROUP INC. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
PPDF|PPDAI GROUP INC. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
PPDF|PPDAI GROUP INC. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|553208
PPDF|PPDAI GROUP INC. ADS|CTDL|Citadel Derivatives Group Llc|1290
PPDF|PPDAI GROUP INC. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|131322
PPDF|PPDAI GROUP INC. ADS|DBAB|Deutsche Bank Securities Inc.|41457
PPDF|PPDAI GROUP INC. ADS|DBAX|Deutsche Bank Securities Inc.|497100
PPDF|PPDAI GROUP INC. ADS|DCHF|Dart Executions, LLC|800
PPDF|PPDAI GROUP INC. ADS|DEAN|MORGAN STANLEY|139093
PPDF|PPDAI GROUP INC. ADS|DEGS|RONIN PROFESSIONAL LLC|9259
PPDF|PPDAI GROUP INC. ADS|EBXL|EBX LLC|212500
PPDF|PPDAI GROUP INC. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5895
PPDF|PPDAI GROUP INC. ADS|EGAM|CBOE TRADING, INC.|35155
PPDF|PPDAI GROUP INC. ADS|EGAW|CBOE TRADING, INC.|1130
PPDF|PPDAI GROUP INC. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|100
PPDF|PPDAI GROUP INC. ADS|EGXM|CBOE TRADING, INC.|947
PPDF|PPDAI GROUP INC. ADS|EGXW|CBOE TRADING, INC.|200
PPDF|PPDAI GROUP INC. ADS|ETBE|Electronic Transaction Clearing, Inc.|7885
PPDF|PPDAI GROUP INC. ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6200
PPDF|PPDAI GROUP INC. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
PPDF|PPDAI GROUP INC. ADS|ETRS|E*Trade Securities LLC|155086
PPDF|PPDAI GROUP INC. ADS|FFSI|Firstrade Securities Inc.|1990
PPDF|PPDAI GROUP INC. ADS|FMAF|NBCN Inc./ CDS|200
PPDF|PPDAI GROUP INC. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44466
PPDF|PPDAI GROUP INC. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|800
PPDF|PPDAI GROUP INC. ADS|GLIS|TD Securities Inc|800
PPDF|PPDAI GROUP INC. ADS|GLPX|ACS EXECUTION SERVICES, LLC|124261
PPDF|PPDAI GROUP INC. ADS|GSCO|GOLDMAN SACHS & CO. LLC|331861
PPDF|PPDAI GROUP INC. ADS|GSCS|GOLDMAN SACHS & CO. LLC|9600
PPDF|PPDAI GROUP INC. ADS|GSLT|GOLDMAN SACHS & CO. LLC|8028
PPDF|PPDAI GROUP INC. ADS|GTSZ|GTS SECURITIES LLC|9024
PPDF|PPDAI GROUP INC. ADS|HSBC|HSBC Securities, Inc.|6896
PPDF|PPDAI GROUP INC. ADS|IATS|INTERACTIVE BROKERS LLC|105829
PPDF|PPDAI GROUP INC. ADS|IBKR|Interactive Brokers Llc|627891
PPDF|PPDAI GROUP INC. ADS|ICBX|INSTINET, LLC|76970
PPDF|PPDAI GROUP INC. ADS|INCA|INSTINET, LLC|221823
PPDF|PPDAI GROUP INC. ADS|INJX|INSTINET, LLC|169
PPDF|PPDAI GROUP INC. ADS|ITGI|ITG Inc.|44213
PPDF|PPDAI GROUP INC. ADS|ITGP|ITG INC.|102400
PPDF|PPDAI GROUP INC. ADS|JANY|Janney Montgomery Scott Inc.|250
PPDF|PPDAI GROUP INC. ADS|JEFF|JEFFERIES LLC|134
PPDF|PPDAI GROUP INC. ADS|JMPT|JUMP TRADING, LLC|38263
PPDF|PPDAI GROUP INC. ADS|JONE|JonesTrading|19150
PPDF|PPDAI GROUP INC. ADS|JPBX|J.P. MORGAN SECURITIES LLC|51872
PPDF|PPDAI GROUP INC. ADS|JPMX|J.P. Morgan Securities LLC|816405
PPDF|PPDAI GROUP INC. ADS|JSJX|JANE STREET CAPITAL LLC|79011
PPDF|PPDAI GROUP INC. ADS|KCGM|VIRTU Americas LLC|92439
PPDF|PPDAI GROUP INC. ADS|LEHM|Barclays Capital Inc./Le|156553
PPDF|PPDAI GROUP INC. ADS|LIME|Lime Brokerage LLC|18923
PPDF|PPDAI GROUP INC. ADS|LSCI|Lek Securities Corporation|107
PPDF|PPDAI GROUP INC. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
PPDF|PPDAI GROUP INC. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|255492
PPDF|PPDAI GROUP INC. ADS|MOTF|MOTIF INVESTING, INC.|1
PPDF|PPDAI GROUP INC. ADS|MSCO|MORGAN STANLEY & CO. LLC|589232
PPDF|PPDAI GROUP INC. ADS|MSPL|MORGAN STANLEY & CO. LLC|187000
PPDF|PPDAI GROUP INC. ADS|MSTX|MORGAN STANLEY & CO. LLC|62100
PPDF|PPDAI GROUP INC. ADS|NFSC|National Financial Services LLC|120950
PPDF|PPDAI GROUP INC. ADS|NITE|VIRTU Americas LLC|877094
PPDF|PPDAI GROUP INC. ADS|NITP|VIRTU Americas LLC|500
PPDF|PPDAI GROUP INC. ADS|NQRB|Brut, LLC|6650
PPDF|PPDAI GROUP INC. ADS|NTBF|BMO Nesbitt Burns Inc./CDS|11400
PPDF|PPDAI GROUP INC. ADS|PCPT|PHILLIP CAPITAL INC.|101413
PPDF|PPDAI GROUP INC. ADS|PDQM|CODA MARKETS, INC.|160293
PPDF|PPDAI GROUP INC. ADS|PNSR|Penserra Securities, LLC|2590
PPDF|PPDAI GROUP INC. ADS|PWJC|UBS Financial Services, Inc.|17721
PPDF|PPDAI GROUP INC. ADS|QMSR|QUATTRO M SECURITIES INC.|1700
PPDF|PPDAI GROUP INC. ADS|SAGL|SAGETRADER, LLC|21450
PPDF|PPDAI GROUP INC. ADS|SBRX|MURIEL SIEBERT & CO INC|100
PPDF|PPDAI GROUP INC. ADS|SBSH|Citigroup Global Markets Inc.|80929
PPDF|PPDAI GROUP INC. ADS|SGMT|GOLDMAN SACHS & CO. LLC|131023
PPDF|PPDAI GROUP INC. ADS|SPDR|SPEEDROUTE LLC|18934
PPDF|PPDAI GROUP INC. ADS|SPTD|MINT GLOBAL MARKETS, INC.|200
PPDF|PPDAI GROUP INC. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|6114
PPDF|PPDAI GROUP INC. ADS|SWIM|TD Ameritrade, Inc.|155167
PPDF|PPDAI GROUP INC. ADS|TKNG|ALLY INVEST SECURITIES LLC|810
PPDF|PPDAI GROUP INC. ADS|TRBT|Tradebot Systems, Inc.|201376
PPDF|PPDAI GROUP INC. ADS|TRCM|TRC MARKETS LLC|2058
PPDF|PPDAI GROUP INC. ADS|UBSS|UBS Securities LLC|1416526
PPDF|PPDAI GROUP INC. ADS|VALX|VIRTU AMERICAS LLC|13432
PPDF|PPDAI GROUP INC. ADS|VGRD|Vanguard Marketing Corporation|4833
PPDF|PPDAI GROUP INC. ADS|WCHV|WELLS FARGO SECURITIES, LLC|29712
PPDF|PPDAI GROUP INC. ADS|WEDB|WEDBUSH SECURITIES INC.|250
PPDF|PPDAI GROUP INC. ADS|WEED|Weeden & Co.L.P.|7600
PPDF|PPDAI GROUP INC. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|248
PPDF|PPDAI GROUP INC. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34697
PPDF|PPDAI GROUP INC. ADS|WGIF|CIBC World Markets Inc.|18332
PPDF|PPDAI GROUP INC. ADS|WSEA|WOLVERINE SECURITIES, LLC|980
PPDF|PPDAI GROUP INC. ADS|XIST|INSTINET, LLC|2800
PPDF|PPDAI GROUP INC. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|66460
PPDF|PPDAI GROUP INC. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|5275
PPDM|PORTFOLIOPLUS DEVELO|APCC|Apex Clearing Corporation|49
PPDM|PORTFOLIOPLUS DEVELO|MOTF|MOTIF INVESTING, INC.|1
PPDM|PORTFOLIOPLUS DEVELO|MSCO|MORGAN STANLEY & CO. LLC|3
PPDM|PORTFOLIOPLUS DEVELO|NFSC|National Financial Services LLC|150
PPDM|PORTFOLIOPLUS DEVELO|NITE|VIRTU Americas LLC|56
PPDM|PORTFOLIOPLUS DEVELO|NITP|VIRTU Americas LLC|100
PPEM|PORTFOLIOPLUS EMERGI|APCC|Apex Clearing Corporation|240
PPEM|PORTFOLIOPLUS EMERGI|EGXM|CBOE TRADING, INC.|71
PPEM|PORTFOLIOPLUS EMERGI|JSJX|JANE STREET CAPITAL LLC|200
PPEM|PORTFOLIOPLUS EMERGI|NFSC|National Financial Services LLC|235
PPEM|PORTFOLIOPLUS EMERGI|NITE|VIRTU Americas LLC|16
PPEM|PORTFOLIOPLUS EMERGI|NITP|VIRTU Americas LLC|241
PPG|P P G IND|ABLE|NATIXIS Securities Americas LLC|4781
PPG|P P G IND|ALTX|Alternet Securities Inc.|21453
PPG|P P G IND|ANOS|ABEL/NOSER, L.L.C.|93781
PPG|P P G IND|APCC|Apex Clearing Corporation|147
PPG|P P G IND|BALE|M&T SECURITIES, INC.|200
PPG|P P G IND|BANK|Primevest Financial Services, Inc.|266
PPG|P P G IND|BARD|Robert W. Baird & Co. Incorporated|4196
PPG|P P G IND|BATM|CBOE TRADING, INC.|10735
PPG|P P G IND|BAYC|BAY CREST PARTNERS, LLC|6
PPG|P P G IND|BAYT|BTIG, LLC|2228
PPG|P P G IND|BBNT|BB&T SECURITIES, LLC|237
PPG|P P G IND|BERN|Sanford C. Bernstein & Co., LLC|176639
PPG|P P G IND|BIDS|BIDS TRADING L.P.|360200
PPG|P P G IND|BKCM|BNY Mellon Capital Markets LLC|1281
PPG|P P G IND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9540
PPG|P P G IND|BLKX|INSTINET, LLC|145925
PPG|P P G IND|BMOC|BMO Capital Markets Corp.|66
PPG|P P G IND|BNCH|The Benchmark Company, LLC|500
PPG|P P G IND|BNPX|BNP PARIBAS SECURITIES CORP.|375333
PPG|P P G IND|BTIG|BTIG, LLC|11319
PPG|P P G IND|BYXM|CBOE TRADING, INC.|2698
PPG|P P G IND|BZYD|GOLDMAN SACHS & CO. LLC|500
PPG|P P G IND|CABR|Cabrera Capital Markets, Inc.|24
PPG|P P G IND|CANT|Cantor Fitzgerald & Co.|14725
PPG|P P G IND|CBLC|CITIGROUP GLOBAL MARKETS INC.|158418
PPG|P P G IND|CHAS|Charles Schwab & Co., Inc.|1263
PPG|P P G IND|CIBP|CIBC World Markets Corp.|101365
PPG|P P G IND|CIOI|CITIGROUP GLOBAL MARKETS INC|35000
PPG|P P G IND|CIST|Capital Institutional Services, Inc.|3019
PPG|P P G IND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|146099
PPG|P P G IND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
PPG|P P G IND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6585
PPG|P P G IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|637580
PPG|P P G IND|CSIN|Citadel Securities Institutional LLC|139860
PPG|P P G IND|CTDL|Citadel Derivatives Group Llc|10664
PPG|P P G IND|CTLR|CUTLER GROUP, LP|450
PPG|P P G IND|CXCX|CITIGROUP GLOBAL MARKETS INC.|29926
PPG|P P G IND|DADA|D.A. Davidson & Co.|5247
PPG|P P G IND|DAVA|Davenport & Company LLC|4268
PPG|P P G IND|DBAB|Deutsche Bank Securities Inc.|640197
PPG|P P G IND|DBAX|Deutsche Bank Securities Inc.|748900
PPG|P P G IND|DCHF|Dart Executions, LLC|8321
PPG|P P G IND|DEAN|MORGAN STANLEY|19260
PPG|P P G IND|DEGS|RONIN PROFESSIONAL LLC|300
PPG|P P G IND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8000
PPG|P P G IND|DRWC|DRW SECURITIES, L.L.C.|2300
PPG|P P G IND|DRWK|DRW SECURITIES, L.L.C.|7353
PPG|P P G IND|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5240
PPG|P P G IND|EBXL|EBX LLC|506600
PPG|P P G IND|ECUT|CONVERGEX EXECUTION SOLUTIONS|21761
PPG|P P G IND|EDJC|Edward Jones / CDS|922
PPG|P P G IND|EDJO|Edward D. Jones & Co., L.P.|17267
PPG|P P G IND|EGAM|CBOE TRADING, INC.|62537
PPG|P P G IND|EGAW|CBOE TRADING, INC.|195
PPG|P P G IND|EGMT|EG MARKET TECHNOLOGIES LLC|3200
PPG|P P G IND|EGXM|CBOE TRADING, INC.|8436
PPG|P P G IND|EGXW|CBOE TRADING, INC.|100
PPG|P P G IND|ESPO|ESPOSITO SECURITIES, LLC|2
PPG|P P G IND|ETBE|Electronic Transaction Clearing, Inc.|34409
PPG|P P G IND|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
PPG|P P G IND|ETCC|Electronic Transaction Clearing, Inc.|527
PPG|P P G IND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23861
PPG|P P G IND|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PPG|P P G IND|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1038
PPG|P P G IND|ETRS|E*Trade Securities LLC|15291
PPG|P P G IND|FBSB|U.S. Bancorp Investments, Inc.|36
PPG|P P G IND|FILL|Tradestation Securities, Inc.|617
PPG|P P G IND|FINX|FINTECH SECURITIES|1530
PPG|P P G IND|FMAF|NBCN Inc./ CDS|9966
PPG|P P G IND|FMCO|First Manhattan Co|400
PPG|P P G IND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2629
PPG|P P G IND|FQLS|Quantlab Securities LP|508407
PPG|P P G IND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|176244
PPG|P P G IND|FTBR|Foliofn Investments, Inc.|1391
PPG|P P G IND|GEBB|GLOBAL EXECUTION BROKERS, LP|4101
PPG|P P G IND|GLIS|TD Securities Inc|1010
PPG|P P G IND|GLPX|ACS EXECUTION SERVICES, LLC|235855
PPG|P P G IND|GSCO|GOLDMAN SACHS & CO. LLC|1573952
PPG|P P G IND|GSCS|GOLDMAN SACHS & CO. LLC|5319
PPG|P P G IND|GSLT|GOLDMAN SACHS & CO. LLC|32217
PPG|P P G IND|GTSZ|GTS SECURITIES LLC|185703
PPG|P P G IND|GUGS|Guggenheim Securities, LLC|66600
PPG|P P G IND|HRBF|American Enterprise Investment Services Inc.|7979
PPG|P P G IND|HSBC|HSBC Securities, Inc.|1606
PPG|P P G IND|IATS|INTERACTIVE BROKERS LLC|17936
PPG|P P G IND|IBKR|Interactive Brokers Llc|36874
PPG|P P G IND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3537
PPG|P P G IND|ICBX|INSTINET, LLC|113162
PPG|P P G IND|IEQY|CITADEL SECURITIES LLC|142995
PPG|P P G IND|INCA|INSTINET, LLC|429461
PPG|P P G IND|INJX|INSTINET, LLC|27975
PPG|P P G IND|INTL|INTL FCSTONE FINANCIAL INC.|76
PPG|P P G IND|ITGI|ITG Inc.|78502
PPG|P P G IND|ITGP|ITG INC.|810000
PPG|P P G IND|JANY|Janney Montgomery Scott Inc.|13375
PPG|P P G IND|JEFF|JEFFERIES LLC|522913
PPG|P P G IND|JMPT|JUMP TRADING, LLC|108490
PPG|P P G IND|JONE|JonesTrading|122500
PPG|P P G IND|JPBX|J.P. MORGAN SECURITIES LLC|253489
PPG|P P G IND|JPMX|J.P. Morgan Securities LLC|592823
PPG|P P G IND|JSJX|JANE STREET CAPITAL LLC|15590
PPG|P P G IND|KCGM|VIRTU Americas LLC|82675
PPG|P P G IND|LEHM|Barclays Capital Inc./Le|1263293
PPG|P P G IND|LIME|Lime Brokerage LLC|37877
PPG|P P G IND|LMNX|LUMINEX TRADING & ANALYTICS LLC|429098
PPG|P P G IND|LOOP|Loop Capital Markets LLC|7257
PPG|P P G IND|LQNA|LIQUIDNET, INC.|199800
PPG|P P G IND|LQNB|LIQUIDNET, INC.|10972
PPG|P P G IND|LSCI|Lek Securities Corporation|45598
PPG|P P G IND|MACC|Mid Atlantic Capital Corporation|741
PPG|P P G IND|MACQ|Macquarie Capital (USA) Inc.|16163
PPG|P P G IND|MAXM|Maxim Group LLC|617
PPG|P P G IND|MCMF|Raymond James Ltd. Cds|570
PPG|P P G IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|111392
PPG|P P G IND|MOTF|MOTIF INVESTING, INC.|17
PPG|P P G IND|MPSG|E D & F Man Capital Markets Inc.|566
PPG|P P G IND|MSCO|MORGAN STANLEY & CO. LLC|2857149
PPG|P P G IND|MSPL|MORGAN STANLEY & CO. LLC|411400
PPG|P P G IND|MSTX|MORGAN STANLEY & CO. LLC|172700
PPG|P P G IND|MULL|MARK J. MULLER EQUITIES, INC.|5100
PPG|P P G IND|NEUB|NEUBERGER BERMAN BD LLC|2319
PPG|P P G IND|NFSC|National Financial Services LLC|191599
PPG|P P G IND|NITE|VIRTU Americas LLC|479407
PPG|P P G IND|NITP|VIRTU Americas LLC|100
PPG|P P G IND|NQRB|Brut, LLC|11063
PPG|P P G IND|NTBF|BMO Nesbitt Burns Inc./CDS|171
PPG|P P G IND|NTRC|Northern Trust Securities, Inc.|318
PPG|P P G IND|OHOS|TWO SIGMA SECURITIES, LLC|33638
PPG|P P G IND|OPCO|Oppenheimer & Co. Inc.|3982
PPG|P P G IND|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5950
PPG|P P G IND|PDQM|CODA MARKETS, INC.|771541
PPG|P P G IND|PHLY|NASDAQ Execution Services, LLC|600
PPG|P P G IND|PWJC|UBS Financial Services, Inc.|5833
PPG|P P G IND|QMSR|QUATTRO M SECURITIES INC.|3288
PPG|P P G IND|RBCM|RBC CAPITAL MARKETS, LLC|13045
PPG|P P G IND|RHCO|Suntrust Robinson Humphrey, Inc.|10400
PPG|P P G IND|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|8000
PPG|P P G IND|SAGL|SAGETRADER, LLC|85280
PPG|P P G IND|SALI|INTL FCSTONE FINANCIAL INC.|231
PPG|P P G IND|SBSH|Citigroup Global Markets Inc.|438305
PPG|P P G IND|SEIC|SEI Investments Distribution Co.|1010
PPG|P P G IND|SGMT|GOLDMAN SACHS & CO. LLC|230778
PPG|P P G IND|SJLS|TRADE INFORMATICS LLC|5300
PPG|P P G IND|SPDR|SPEEDROUTE LLC|141905
PPG|P P G IND|SPHN|Stephens Inc.|159
PPG|P P G IND|SSBS|STATE STREET GLOBAL MARKETS, LLC|328
PPG|P P G IND|STFL|Stifel, Nicolaus & Company, Incorporated|16143
PPG|P P G IND|STKP|STOCKPILE INVESTMENTS, INC.|8
PPG|P P G IND|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2534
PPG|P P G IND|SWIM|TD Ameritrade, Inc.|100681
PPG|P P G IND|SWST|Hilltop Securities Inc.|1458
PPG|P P G IND|TKNG|ALLY INVEST SECURITIES LLC|335
PPG|P P G IND|TOUR|TOURMALINE PARTNERS, LLC|42438
PPG|P P G IND|TRBT|Tradebot Systems, Inc.|280905
PPG|P P G IND|TRCM|TRC MARKETS LLC|189120
PPG|P P G IND|UBSA|UBS SECURITIES LLC|1496141
PPG|P P G IND|UBSS|UBS Securities LLC|2591693
PPG|P P G IND|VALX|VIRTU AMERICAS LLC|23848
PPG|P P G IND|VGRD|Vanguard Marketing Corporation|3862
PPG|P P G IND|WABR|Wall Street Access|635
PPG|P P G IND|WBLR|WILLIAM BLAIR|35
PPG|P P G IND|WBPX|SUMMIT SECURITIES GROUP, LLC|2921
PPG|P P G IND|WCHV|WELLS FARGO SECURITIES, LLC|421416
PPG|P P G IND|WDNX|WEEDEN & CO.L.P.|1858
PPG|P P G IND|WEDB|WEDBUSH SECURITIES INC.|6333
PPG|P P G IND|WEED|Weeden & Co.L.P.|5023
PPG|P P G IND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23633
PPG|P P G IND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47555
PPG|P P G IND|WGIF|CIBC World Markets Inc.|1158
PPG|P P G IND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|880
PPG|P P G IND|WSAG|WALL STREET ACCESS|3036
PPG|P P G IND|WSEA|WOLVERINE SECURITIES, LLC|9843
PPG|P P G IND|XIST|INSTINET, LLC|53428
PPG|P P G IND|XPQR|Jump Trading|575
PPG|P P G IND|XSTM|NATIONAL FINANCIAL SERVICES LLC|33936
PPG|P P G IND|YKNA|COMHAR CAPITAL MARKETS, LLC|20667
PPG|P P G IND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6144
PPH|VANECK VECTORS PHARM|APCC|Apex Clearing Corporation|33
PPH|VANECK VECTORS PHARM|BARD|Robert W. Baird & Co. Incorporated|10
PPH|VANECK VECTORS PHARM|BATM|CBOE TRADING, INC.|100
PPH|VANECK VECTORS PHARM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|160
PPH|VANECK VECTORS PHARM|CANT|Cantor Fitzgerald & Co.|15700
PPH|VANECK VECTORS PHARM|CHAS|Charles Schwab & Co., Inc.|6
PPH|VANECK VECTORS PHARM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
PPH|VANECK VECTORS PHARM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
PPH|VANECK VECTORS PHARM|CTDL|Citadel Derivatives Group Llc|200
PPH|VANECK VECTORS PHARM|DBAX|Deutsche Bank Securities Inc.|4300
PPH|VANECK VECTORS PHARM|DEAN|MORGAN STANLEY|710
PPH|VANECK VECTORS PHARM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15
PPH|VANECK VECTORS PHARM|DLTA|DEALERWEB INC.|1000
PPH|VANECK VECTORS PHARM|EBXL|EBX LLC|5700
PPH|VANECK VECTORS PHARM|EDJO|Edward D. Jones & Co., L.P.|448
PPH|VANECK VECTORS PHARM|EGMT|EG MARKET TECHNOLOGIES LLC|100
PPH|VANECK VECTORS PHARM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|392
PPH|VANECK VECTORS PHARM|ETRS|E*Trade Securities LLC|624
PPH|VANECK VECTORS PHARM|FBCO|Credit Suisse Securities (USA) LLC|15083
PPH|VANECK VECTORS PHARM|FILL|Tradestation Securities, Inc.|552
PPH|VANECK VECTORS PHARM|FINX|FINTECH SECURITIES|100
PPH|VANECK VECTORS PHARM|FMAF|NBCN Inc./ CDS|50
PPH|VANECK VECTORS PHARM|FOMA|TD AMERITRADE CLEARING, INC.|62184
PPH|VANECK VECTORS PHARM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|306
PPH|VANECK VECTORS PHARM|FTBR|Foliofn Investments, Inc.|51
PPH|VANECK VECTORS PHARM|GEBB|GLOBAL EXECUTION BROKERS, LP|998
PPH|VANECK VECTORS PHARM|GSCO|GOLDMAN SACHS & CO. LLC|1441
PPH|VANECK VECTORS PHARM|GSCS|GOLDMAN SACHS & CO. LLC|2600
PPH|VANECK VECTORS PHARM|GTSZ|GTS SECURITIES LLC|529
PPH|VANECK VECTORS PHARM|HRBF|American Enterprise Investment Services Inc.|1116
PPH|VANECK VECTORS PHARM|IATS|INTERACTIVE BROKERS LLC|30
PPH|VANECK VECTORS PHARM|IBKR|Interactive Brokers Llc|13067
PPH|VANECK VECTORS PHARM|ICBX|INSTINET, LLC|7400
PPH|VANECK VECTORS PHARM|INCA|INSTINET, LLC|4146
PPH|VANECK VECTORS PHARM|ITGP|ITG INC.|800
PPH|VANECK VECTORS PHARM|JEFF|JEFFERIES LLC|500
PPH|VANECK VECTORS PHARM|JPMX|J.P. Morgan Securities LLC|1200
PPH|VANECK VECTORS PHARM|JSJX|JANE STREET CAPITAL LLC|15235
PPH|VANECK VECTORS PHARM|KCGM|VIRTU Americas LLC|1100
PPH|VANECK VECTORS PHARM|LEHM|Barclays Capital Inc./Le|2800
PPH|VANECK VECTORS PHARM|LIME|Lime Brokerage LLC|11809
PPH|VANECK VECTORS PHARM|MACC|Mid Atlantic Capital Corporation|15
PPH|VANECK VECTORS PHARM|MCMF|Raymond James Ltd. Cds|114
PPH|VANECK VECTORS PHARM|MSCO|MORGAN STANLEY & CO. LLC|11587
PPH|VANECK VECTORS PHARM|MSPL|MORGAN STANLEY & CO. LLC|600
PPH|VANECK VECTORS PHARM|NFSC|National Financial Services LLC|14343
PPH|VANECK VECTORS PHARM|NITE|VIRTU Americas LLC|21310
PPH|VANECK VECTORS PHARM|OPCO|Oppenheimer & Co. Inc.|8
PPH|VANECK VECTORS PHARM|PICT|Pictet Overseas Inc.|602
PPH|VANECK VECTORS PHARM|PWJC|UBS Financial Services, Inc.|167
PPH|VANECK VECTORS PHARM|RAJA|Raymond James & Associates, Inc.|445
PPH|VANECK VECTORS PHARM|RBCM|RBC CAPITAL MARKETS, LLC|3150
PPH|VANECK VECTORS PHARM|SBSH|Citigroup Global Markets Inc.|2395
PPH|VANECK VECTORS PHARM|SGMT|GOLDMAN SACHS & CO. LLC|9300
PPH|VANECK VECTORS PHARM|SPDR|SPEEDROUTE LLC|1362
PPH|VANECK VECTORS PHARM|SWIM|TD Ameritrade, Inc.|630
PPH|VANECK VECTORS PHARM|TRCM|TRC MARKETS LLC|2673
PPH|VANECK VECTORS PHARM|UBSA|UBS SECURITIES LLC|3000
PPH|VANECK VECTORS PHARM|UBSS|UBS Securities LLC|22314
PPH|VANECK VECTORS PHARM|VALX|VIRTU AMERICAS LLC|99
PPH|VANECK VECTORS PHARM|VGRD|Vanguard Marketing Corporation|1279
PPH|VANECK VECTORS PHARM|WBET|Wallachbeth Capital LLC|400
PPH|VANECK VECTORS PHARM|WCHV|WELLS FARGO SECURITIES, LLC|944
PPH|VANECK VECTORS PHARM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|302
PPH|VANECK VECTORS PHARM|WGIF|CIBC World Markets Inc.|100
PPH|VANECK VECTORS PHARM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|644
PPIH|PERMA-PIPE INTL HLDG|APCC|Apex Clearing Corporation|3
PPIH|PERMA-PIPE INTL HLDG|BATM|CBOE TRADING, INC.|1
PPIH|PERMA-PIPE INTL HLDG|BAYC|BAY CREST PARTNERS, LLC|412
PPIH|PERMA-PIPE INTL HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1405
PPIH|PERMA-PIPE INTL HLDG|CTDL|Citadel Derivatives Group Llc|82
PPIH|PERMA-PIPE INTL HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PPIH|PERMA-PIPE INTL HLDG|DBAB|Deutsche Bank Securities Inc.|69
PPIH|PERMA-PIPE INTL HLDG|DBAX|Deutsche Bank Securities Inc.|1800
PPIH|PERMA-PIPE INTL HLDG|DEAN|MORGAN STANLEY|2207
PPIH|PERMA-PIPE INTL HLDG|DEGS|RONIN PROFESSIONAL LLC|400
PPIH|PERMA-PIPE INTL HLDG|EGXW|CBOE TRADING, INC.|474
PPIH|PERMA-PIPE INTL HLDG|ETRS|E*Trade Securities LLC|3100
PPIH|PERMA-PIPE INTL HLDG|FBCO|Credit Suisse Securities (USA) LLC|404
PPIH|PERMA-PIPE INTL HLDG|FOMA|TD AMERITRADE CLEARING, INC.|6436
PPIH|PERMA-PIPE INTL HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3349
PPIH|PERMA-PIPE INTL HLDG|GEBB|GLOBAL EXECUTION BROKERS, LP|471
PPIH|PERMA-PIPE INTL HLDG|GSCO|GOLDMAN SACHS & CO. LLC|45
PPIH|PERMA-PIPE INTL HLDG|GSLT|GOLDMAN SACHS & CO. LLC|8668
PPIH|PERMA-PIPE INTL HLDG|IATS|INTERACTIVE BROKERS LLC|404
PPIH|PERMA-PIPE INTL HLDG|IBKR|Interactive Brokers Llc|2801
PPIH|PERMA-PIPE INTL HLDG|ICBX|INSTINET, LLC|1100
PPIH|PERMA-PIPE INTL HLDG|INCA|INSTINET, LLC|3078
PPIH|PERMA-PIPE INTL HLDG|INJX|INSTINET, LLC|87
PPIH|PERMA-PIPE INTL HLDG|ITGP|ITG INC.|400
PPIH|PERMA-PIPE INTL HLDG|JEFF|JEFFERIES LLC|1779
PPIH|PERMA-PIPE INTL HLDG|KCGM|VIRTU Americas LLC|600
PPIH|PERMA-PIPE INTL HLDG|LEHM|Barclays Capital Inc./Le|1524
PPIH|PERMA-PIPE INTL HLDG|LIME|Lime Brokerage LLC|9302
PPIH|PERMA-PIPE INTL HLDG|LIWE|LIME BROKERAGE LLC|1390
PPIH|PERMA-PIPE INTL HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PPIH|PERMA-PIPE INTL HLDG|MSCO|MORGAN STANLEY & CO. LLC|9582
PPIH|PERMA-PIPE INTL HLDG|MSPL|MORGAN STANLEY & CO. LLC|200
PPIH|PERMA-PIPE INTL HLDG|NFSC|National Financial Services LLC|13558
PPIH|PERMA-PIPE INTL HLDG|NITE|VIRTU Americas LLC|29082
PPIH|PERMA-PIPE INTL HLDG|RBCM|RBC CAPITAL MARKETS, LLC|4000
PPIH|PERMA-PIPE INTL HLDG|SGMT|GOLDMAN SACHS & CO. LLC|2501
PPIH|PERMA-PIPE INTL HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|400
PPIH|PERMA-PIPE INTL HLDG|STXG|Stockcross Financial Services, Inc.|64973
PPIH|PERMA-PIPE INTL HLDG|SWIM|TD Ameritrade, Inc.|800
PPIH|PERMA-PIPE INTL HLDG|TRCM|TRC MARKETS LLC|117
PPIH|PERMA-PIPE INTL HLDG|UBSA|UBS SECURITIES LLC|5231
PPIH|PERMA-PIPE INTL HLDG|UBSS|UBS Securities LLC|18900
PPIH|PERMA-PIPE INTL HLDG|VGRD|Vanguard Marketing Corporation|1000
PPIH|PERMA-PIPE INTL HLDG|WCHV|WELLS FARGO SECURITIES, LLC|3750
PPIH|PERMA-PIPE INTL HLDG|WEDB|WEDBUSH SECURITIES INC.|43394
PPIH|PERMA-PIPE INTL HLDG|WSEA|WOLVERINE SECURITIES, LLC|1
PPL|PPL CORP|ABLE|NATIXIS Securities Americas LLC|1646072
PPL|PPL CORP|AGIS|Aegis Capital Corp.|3383
PPL|PPL CORP|ALTX|Alternet Securities Inc.|137044
PPL|PPL CORP|ANOS|ABEL/NOSER, L.L.C.|9000
PPL|PPL CORP|APCC|Apex Clearing Corporation|13665
PPL|PPL CORP|BALE|M&T SECURITIES, INC.|217
PPL|PPL CORP|BANK|Primevest Financial Services, Inc.|2987
PPL|PPL CORP|BARD|Robert W. Baird & Co. Incorporated|67920
PPL|PPL CORP|BATM|CBOE TRADING, INC.|21793
PPL|PPL CORP|BAYC|BAY CREST PARTNERS, LLC|551
PPL|PPL CORP|BAYT|BTIG, LLC|23194
PPL|PPL CORP|BBNT|BB&T SECURITIES, LLC|95232
PPL|PPL CORP|BERN|Sanford C. Bernstein & Co., LLC|491066
PPL|PPL CORP|BGCE|BGC Financial Inc.|5000
PPL|PPL CORP|BIAD|SAGETRADER, LLC|3000
PPL|PPL CORP|BIDS|BIDS TRADING L.P.|62200
PPL|PPL CORP|BIMI|Banca IMI Securities Corp.|8521
PPL|PPL CORP|BKCM|BNY Mellon Capital Markets LLC|310
PPL|PPL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|243593
PPL|PPL CORP|BLKX|INSTINET, LLC|282100
PPL|PPL CORP|BMOC|BMO Capital Markets Corp.|160629
PPL|PPL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|575089
PPL|PPL CORP|BTIG|BTIG, LLC|43474
PPL|PPL CORP|BYXM|CBOE TRADING, INC.|1500
PPL|PPL CORP|BZYD|GOLDMAN SACHS & CO. LLC|856
PPL|PPL CORP|CABR|Cabrera Capital Markets, Inc.|100
PPL|PPL CORP|CANT|Cantor Fitzgerald & Co.|36725
PPL|PPL CORP|CHAS|Charles Schwab & Co., Inc.|52596
PPL|PPL CORP|CIBP|CIBC World Markets Corp.|1707096
PPL|PPL CORP|CICF|Canaccord Genuity Corp.|6438
PPL|PPL CORP|CIST|Capital Institutional Services, Inc.|100916
PPL|PPL CORP|CLSA|CLSA AMERICAS, LLC|7000
PPL|PPL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|434808
PPL|PPL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
PPL|PPL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5864
PPL|PPL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2088785
PPL|PPL CORP|CSMS|CORNERSTONE MACRO LLC|3200
PPL|PPL CORP|CTDL|Citadel Derivatives Group Llc|170184
PPL|PPL CORP|CTLR|CUTLER GROUP, LP|600
PPL|PPL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|475194
PPL|PPL CORP|DADA|D.A. Davidson & Co.|4527
PPL|PPL CORP|DBAB|Deutsche Bank Securities Inc.|1758747
PPL|PPL CORP|DBAX|Deutsche Bank Securities Inc.|1995700
PPL|PPL CORP|DCHF|Dart Executions, LLC|133619
PPL|PPL CORP|DEAN|MORGAN STANLEY|129626
PPL|PPL CORP|DEGS|RONIN PROFESSIONAL LLC|800
PPL|PPL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26308
PPL|PPL CORP|DIVA|Divine Capital Markets LLC|81575
PPL|PPL CORP|EBXL|EBX LLC|1628800
PPL|PPL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|110760
PPL|PPL CORP|EDJC|Edward Jones / CDS|15
PPL|PPL CORP|EDJO|Edward D. Jones & Co., L.P.|241787
PPL|PPL CORP|EGAM|CBOE TRADING, INC.|83599
PPL|PPL CORP|EGAW|CBOE TRADING, INC.|2248
PPL|PPL CORP|EGXM|CBOE TRADING, INC.|13730
PPL|PPL CORP|EGXW|CBOE TRADING, INC.|283
PPL|PPL CORP|ESPO|ESPOSITO SECURITIES, LLC|868
PPL|PPL CORP|ETBE|Electronic Transaction Clearing, Inc.|50173
PPL|PPL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
PPL|PPL CORP|ETCB|ETC BROKERAGE SERVICES, LLC|90
PPL|PPL CORP|ETCC|Electronic Transaction Clearing, Inc.|1848
PPL|PPL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10580
PPL|PPL CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8020
PPL|PPL CORP|ETRS|E*Trade Securities LLC|1163473
PPL|PPL CORP|FBSB|U.S. Bancorp Investments, Inc.|539
PPL|PPL CORP|FILL|Tradestation Securities, Inc.|20007
PPL|PPL CORP|FINX|FINTECH SECURITIES|12716
PPL|PPL CORP|FMAF|NBCN Inc./ CDS|34395
PPL|PPL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15563
PPL|PPL CORP|FQLS|Quantlab Securities LP|1373239
PPL|PPL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|285258
PPL|PPL CORP|FTBR|Foliofn Investments, Inc.|35859
PPL|PPL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|14200
PPL|PPL CORP|GLIS|TD Securities Inc|2427
PPL|PPL CORP|GLPX|ACS EXECUTION SERVICES, LLC|203519
PPL|PPL CORP|GSCO|GOLDMAN SACHS & CO. LLC|7970269
PPL|PPL CORP|GSCS|GOLDMAN SACHS & CO. LLC|16145
PPL|PPL CORP|GSLT|GOLDMAN SACHS & CO. LLC|53184
PPL|PPL CORP|GTSZ|GTS SECURITIES LLC|479221
PPL|PPL CORP|HASF|Haywood Securities Inc./CDS|200
PPL|PPL CORP|HRBF|American Enterprise Investment Services Inc.|136629
PPL|PPL CORP|HSBC|HSBC Securities, Inc.|22690
PPL|PPL CORP|IATS|INTERACTIVE BROKERS LLC|30882
PPL|PPL CORP|IBKR|Interactive Brokers Llc|78044
PPL|PPL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9483
PPL|PPL CORP|ICBX|INSTINET, LLC|691287
PPL|PPL CORP|IEQY|CITADEL SECURITIES LLC|550104
PPL|PPL CORP|INCA|INSTINET, LLC|1093843
PPL|PPL CORP|INJX|INSTINET, LLC|2200245
PPL|PPL CORP|INTL|INTL FCSTONE FINANCIAL INC.|737
PPL|PPL CORP|ITGI|ITG Inc.|425698
PPL|PPL CORP|ITGP|ITG INC.|1606800
PPL|PPL CORP|JANY|Janney Montgomery Scott Inc.|127035
PPL|PPL CORP|JEFF|JEFFERIES LLC|4408341
PPL|PPL CORP|JMPT|JUMP TRADING, LLC|255649
PPL|PPL CORP|JPBX|J.P. MORGAN SECURITIES LLC|1369604
PPL|PPL CORP|JPMX|J.P. Morgan Securities LLC|3752623
PPL|PPL CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|8740
PPL|PPL CORP|JSJX|JANE STREET CAPITAL LLC|678120
PPL|PPL CORP|KCGM|VIRTU Americas LLC|343820
PPL|PPL CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|9000
PPL|PPL CORP|LEHM|Barclays Capital Inc./Le|5751168
PPL|PPL CORP|LIME|Lime Brokerage LLC|96518
PPL|PPL CORP|LMGP|LIME BROKERAGE LLC|10000
PPL|PPL CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|140000
PPL|PPL CORP|LOOP|Loop Capital Markets LLC|37575
PPL|PPL CORP|LQNA|LIQUIDNET, INC.|106500
PPL|PPL CORP|LQNB|LIQUIDNET, INC.|765
PPL|PPL CORP|LSCI|Lek Securities Corporation|635
PPL|PPL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4497
PPL|PPL CORP|MACC|Mid Atlantic Capital Corporation|2591
PPL|PPL CORP|MACQ|Macquarie Capital (USA) Inc.|1500
PPL|PPL CORP|MAXM|Maxim Group LLC|2845
PPL|PPL CORP|MBTS|ALLY INVEST SECURITIES LLC|384
PPL|PPL CORP|MCMF|Raymond James Ltd. Cds|300
PPL|PPL CORP|MKMP|MKM Partners LLC|15600
PPL|PPL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1415040
PPL|PPL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6880
PPL|PPL CORP|MNDX|TJM Investments, LLC|4100
PPL|PPL CORP|MOTF|MOTIF INVESTING, INC.|81
PPL|PPL CORP|MPSG|E D & F Man Capital Markets Inc.|2040
PPL|PPL CORP|MSCO|MORGAN STANLEY & CO. LLC|7202420
PPL|PPL CORP|MSPL|MORGAN STANLEY & CO. LLC|1882000
PPL|PPL CORP|MSTX|MORGAN STANLEY & CO. LLC|1906400
PPL|PPL CORP|MZHO|Mizuho Securities USA LLC|275000
PPL|PPL CORP|NATL|National Securities Corporation|9161
PPL|PPL CORP|NFSC|National Financial Services LLC|2437758
PPL|PPL CORP|NITE|VIRTU Americas LLC|5262639
PPL|PPL CORP|NITP|VIRTU Americas LLC|92417
PPL|PPL CORP|NQRB|Brut, LLC|535920
PPL|PPL CORP|NTBF|BMO Nesbitt Burns Inc./CDS|2295
PPL|PPL CORP|NTRC|Northern Trust Securities, Inc.|3283
PPL|PPL CORP|OHOS|TWO SIGMA SECURITIES, LLC|121713
PPL|PPL CORP|OPCO|Oppenheimer & Co. Inc.|58140
PPL|PPL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PPL|PPL CORP|PDQM|CODA MARKETS, INC.|166902
PPL|PPL CORP|PHLY|NASDAQ Execution Services, LLC|10000
PPL|PPL CORP|PICT|Pictet Overseas Inc.|990
PPL|PPL CORP|PIPR|Piper Jaffray & Co.|297644
PPL|PPL CORP|PWJC|UBS Financial Services, Inc.|44227
PPL|PPL CORP|QMSR|QUATTRO M SECURITIES INC.|9983
PPL|PPL CORP|RBCM|RBC CAPITAL MARKETS, LLC|86371
PPL|PPL CORP|RHCO|Suntrust Robinson Humphrey, Inc.|120003
PPL|PPL CORP|SAGL|SAGETRADER, LLC|80792
PPL|PPL CORP|SAGW|SAGETRADER, LLC|47
PPL|PPL CORP|SALI|INTL FCSTONE FINANCIAL INC.|2221
PPL|PPL CORP|SBRX|MURIEL SIEBERT & CO INC|7990
PPL|PPL CORP|SBSH|Citigroup Global Markets Inc.|683704
PPL|PPL CORP|SEIC|SEI Investments Distribution Co.|20209
PPL|PPL CORP|SGMT|GOLDMAN SACHS & CO. LLC|1282236
PPL|PPL CORP|SIBO|Prime Executions, Inc.|130174
PPL|PPL CORP|SJLS|TRADE INFORMATICS LLC|300
PPL|PPL CORP|SOGO|Wang Investment Associates, Inc.|300
PPL|PPL CORP|SPDR|SPEEDROUTE LLC|144183
PPL|PPL CORP|SPHN|Stephens Inc.|4995
PPL|PPL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|239883
PPL|PPL CORP|STKP|STOCKPILE INVESTMENTS, INC.|390
PPL|PPL CORP|STRS|STRATEGAS RESEARCH PARTNERS|6700
PPL|PPL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16748
PPL|PPL CORP|SWIM|TD Ameritrade, Inc.|553407
PPL|PPL CORP|SWST|Hilltop Securities Inc.|32292
PPL|PPL CORP|TKNG|ALLY INVEST SECURITIES LLC|12935
PPL|PPL CORP|TRBT|Tradebot Systems, Inc.|835329
PPL|PPL CORP|TRCM|TRC MARKETS LLC|769376
PPL|PPL CORP|TWTT|TASTYWORKS, INC.|1022
PPL|PPL CORP|UBSA|UBS SECURITIES LLC|4869610
PPL|PPL CORP|UBSS|UBS Securities LLC|5592806
PPL|PPL CORP|USCA|USCA Securities LLC|3970
PPL|PPL CORP|VALX|VIRTU AMERICAS LLC|113025
PPL|PPL CORP|VERT|The Vertical Trading Group, LLC|4207
PPL|PPL CORP|VFIN|National Securities Corporation|500
PPL|PPL CORP|VGRD|Vanguard Marketing Corporation|360545
PPL|PPL CORP|VNDM|Wall Street Access|1800
PPL|PPL CORP|VSIN|Vision Financial Markets Llc|62
PPL|PPL CORP|WBET|Wallachbeth Capital LLC|122210
PPL|PPL CORP|WBLR|WILLIAM BLAIR|131
PPL|PPL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|34940
PPL|PPL CORP|WCHV|WELLS FARGO SECURITIES, LLC|1459647
PPL|PPL CORP|WDNX|WEEDEN & CO.L.P.|31908
PPL|PPL CORP|WEDB|WEDBUSH SECURITIES INC.|46459
PPL|PPL CORP|WEED|Weeden & Co.L.P.|503999
PPL|PPL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|79011
PPL|PPL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55044
PPL|PPL CORP|WGIF|CIBC World Markets Inc.|6686
PPL|PPL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|29713
PPL|PPL CORP|WOLF|Wolfe Trahan Securities|54741
PPL|PPL CORP|WSAG|WALL STREET ACCESS|7
PPL|PPL CORP|WSEA|WOLVERINE SECURITIES, LLC|40966
PPL|PPL CORP|XIST|INSTINET, LLC|213920
PPL|PPL CORP|XPQR|Jump Trading|331
PPL|PPL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|570988
PPL|PPL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2289
PPL|PPL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|110865
PPLC|PORTFOLIOPLUS S&P 50|ALTX|Alternet Securities Inc.|245
PPLC|PORTFOLIOPLUS S&P 50|APCC|Apex Clearing Corporation|33
PPLC|PORTFOLIOPLUS S&P 50|CHAS|Charles Schwab & Co., Inc.|1
PPLC|PORTFOLIOPLUS S&P 50|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
PPLC|PORTFOLIOPLUS S&P 50|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1772
PPLC|PORTFOLIOPLUS S&P 50|DBAX|Deutsche Bank Securities Inc.|100
PPLC|PORTFOLIOPLUS S&P 50|EGXM|CBOE TRADING, INC.|773
PPLC|PORTFOLIOPLUS S&P 50|FTBR|Foliofn Investments, Inc.|2
PPLC|PORTFOLIOPLUS S&P 50|GSLT|GOLDMAN SACHS & CO. LLC|787
PPLC|PORTFOLIOPLUS S&P 50|ITGI|ITG Inc.|245
PPLC|PORTFOLIOPLUS S&P 50|JPMX|J.P. Morgan Securities LLC|200
PPLC|PORTFOLIOPLUS S&P 50|JSEB|JANE STREET EXECUTION SERVICES, LLC|1614
PPLC|PORTFOLIOPLUS S&P 50|JSJX|JANE STREET CAPITAL LLC|457
PPLC|PORTFOLIOPLUS S&P 50|LIME|Lime Brokerage LLC|2377
PPLC|PORTFOLIOPLUS S&P 50|LIWM|LIME BROKERAGE LLC|1881
PPLC|PORTFOLIOPLUS S&P 50|MSCO|MORGAN STANLEY & CO. LLC|1168
PPLC|PORTFOLIOPLUS S&P 50|NFSC|National Financial Services LLC|3882
PPLC|PORTFOLIOPLUS S&P 50|NITE|VIRTU Americas LLC|5700
PPLC|PORTFOLIOPLUS S&P 50|SGMT|GOLDMAN SACHS & CO. LLC|200
PPLC|PORTFOLIOPLUS S&P 50|TKNG|ALLY INVEST SECURITIES LLC|2
PPLC|PORTFOLIOPLUS S&P 50|UBSA|UBS SECURITIES LLC|1908
PPLC|PORTFOLIOPLUS S&P 50|UBSS|UBS Securities LLC|73
PPLC|PORTFOLIOPLUS S&P 50|WSEA|WOLVERINE SECURITIES, LLC|100
PPLN|CUSHING 30 MLP INDEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
PPLN|CUSHING 30 MLP INDEX|ETRS|E*Trade Securities LLC|8200
PPLN|CUSHING 30 MLP INDEX|IBKR|Interactive Brokers Llc|579
PPLN|CUSHING 30 MLP INDEX|LIME|Lime Brokerage LLC|2300
PPLN|CUSHING 30 MLP INDEX|NITE|VIRTU Americas LLC|6435
PPLN|CUSHING 30 MLP INDEX|NQRB|Brut, LLC|200
PPLN|CUSHING 30 MLP INDEX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3904
PPLN|CUSHING 30 MLP INDEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1450
PPLT|ETFS PHYSICAL PLATIN|ALTX|Alternet Securities Inc.|200
PPLT|ETFS PHYSICAL PLATIN|APCC|Apex Clearing Corporation|392
PPLT|ETFS PHYSICAL PLATIN|BARD|Robert W. Baird & Co. Incorporated|221
PPLT|ETFS PHYSICAL PLATIN|BATM|CBOE TRADING, INC.|265
PPLT|ETFS PHYSICAL PLATIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|356
PPLT|ETFS PHYSICAL PLATIN|CANT|Cantor Fitzgerald & Co.|12229
PPLT|ETFS PHYSICAL PLATIN|CHAS|Charles Schwab & Co., Inc.|1395
PPLT|ETFS PHYSICAL PLATIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4648
PPLT|ETFS PHYSICAL PLATIN|DBAX|Deutsche Bank Securities Inc.|1000
PPLT|ETFS PHYSICAL PLATIN|DEAN|MORGAN STANLEY|4503
PPLT|ETFS PHYSICAL PLATIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|263
PPLT|ETFS PHYSICAL PLATIN|EDJO|Edward D. Jones & Co., L.P.|372
PPLT|ETFS PHYSICAL PLATIN|EGAM|CBOE TRADING, INC.|70
PPLT|ETFS PHYSICAL PLATIN|EGXM|CBOE TRADING, INC.|600
PPLT|ETFS PHYSICAL PLATIN|ETBE|Electronic Transaction Clearing, Inc.|70
PPLT|ETFS PHYSICAL PLATIN|ETRS|E*Trade Securities LLC|17259
PPLT|ETFS PHYSICAL PLATIN|FBSB|U.S. Bancorp Investments, Inc.|300
PPLT|ETFS PHYSICAL PLATIN|FILL|Tradestation Securities, Inc.|1338
PPLT|ETFS PHYSICAL PLATIN|FINX|FINTECH SECURITIES|380
PPLT|ETFS PHYSICAL PLATIN|FMAF|NBCN Inc./ CDS|1213
PPLT|ETFS PHYSICAL PLATIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
PPLT|ETFS PHYSICAL PLATIN|FTBR|Foliofn Investments, Inc.|459
PPLT|ETFS PHYSICAL PLATIN|GLPX|ACS EXECUTION SERVICES, LLC|58
PPLT|ETFS PHYSICAL PLATIN|HRBF|American Enterprise Investment Services Inc.|14
PPLT|ETFS PHYSICAL PLATIN|IATS|INTERACTIVE BROKERS LLC|968
PPLT|ETFS PHYSICAL PLATIN|IBKR|Interactive Brokers Llc|26285
PPLT|ETFS PHYSICAL PLATIN|INCA|INSTINET, LLC|829
PPLT|ETFS PHYSICAL PLATIN|ITGI|ITG Inc.|300
PPLT|ETFS PHYSICAL PLATIN|JANY|Janney Montgomery Scott Inc.|200
PPLT|ETFS PHYSICAL PLATIN|JSJX|JANE STREET CAPITAL LLC|28266
PPLT|ETFS PHYSICAL PLATIN|KCGM|VIRTU Americas LLC|564
PPLT|ETFS PHYSICAL PLATIN|LEHM|Barclays Capital Inc./Le|8400
PPLT|ETFS PHYSICAL PLATIN|LIME|Lime Brokerage LLC|9415
PPLT|ETFS PHYSICAL PLATIN|LSCI|Lek Securities Corporation|62
PPLT|ETFS PHYSICAL PLATIN|MACC|Mid Atlantic Capital Corporation|1035
PPLT|ETFS PHYSICAL PLATIN|MOTF|MOTIF INVESTING, INC.|5
PPLT|ETFS PHYSICAL PLATIN|MSCO|MORGAN STANLEY & CO. LLC|13920
PPLT|ETFS PHYSICAL PLATIN|MSPL|MORGAN STANLEY & CO. LLC|100
PPLT|ETFS PHYSICAL PLATIN|NATL|National Securities Corporation|40
PPLT|ETFS PHYSICAL PLATIN|NFSC|National Financial Services LLC|55093
PPLT|ETFS PHYSICAL PLATIN|NITE|VIRTU Americas LLC|80934
PPLT|ETFS PHYSICAL PLATIN|NTBF|BMO Nesbitt Burns Inc./CDS|84
PPLT|ETFS PHYSICAL PLATIN|PDQM|CODA MARKETS, INC.|58
PPLT|ETFS PHYSICAL PLATIN|RBCM|RBC CAPITAL MARKETS, LLC|717
PPLT|ETFS PHYSICAL PLATIN|SBSH|Citigroup Global Markets Inc.|627
PPLT|ETFS PHYSICAL PLATIN|SGMT|GOLDMAN SACHS & CO. LLC|1600
PPLT|ETFS PHYSICAL PLATIN|SPHN|Stephens Inc.|26
PPLT|ETFS PHYSICAL PLATIN|STFL|Stifel, Nicolaus & Company, Incorporated|1255
PPLT|ETFS PHYSICAL PLATIN|STKP|STOCKPILE INVESTMENTS, INC.|52
PPLT|ETFS PHYSICAL PLATIN|SWIM|TD Ameritrade, Inc.|44749
PPLT|ETFS PHYSICAL PLATIN|SWST|Hilltop Securities Inc.|430
PPLT|ETFS PHYSICAL PLATIN|TKNG|ALLY INVEST SECURITIES LLC|523
PPLT|ETFS PHYSICAL PLATIN|TRCM|TRC MARKETS LLC|57
PPLT|ETFS PHYSICAL PLATIN|TWTT|TASTYWORKS, INC.|6
PPLT|ETFS PHYSICAL PLATIN|UBSA|UBS SECURITIES LLC|34175
PPLT|ETFS PHYSICAL PLATIN|UBSS|UBS Securities LLC|37181
PPLT|ETFS PHYSICAL PLATIN|VGRD|Vanguard Marketing Corporation|15191
PPLT|ETFS PHYSICAL PLATIN|WCHV|WELLS FARGO SECURITIES, LLC|8727
PPLT|ETFS PHYSICAL PLATIN|WSEA|WOLVERINE SECURITIES, LLC|148
PPLT|ETFS PHYSICAL PLATIN|XPUS|XP SECURITIES, LLC|44
PPLT|ETFS PHYSICAL PLATIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|360
PPMC|PORTFOLIOPLUS S&P MI|JSJX|JANE STREET CAPITAL LLC|16
PPMC|PORTFOLIOPLUS S&P MI|MSCO|MORGAN STANLEY & CO. LLC|20
PPMC|PORTFOLIOPLUS S&P MI|NFSC|National Financial Services LLC|37
PPMC|PORTFOLIOPLUS S&P MI|NITE|VIRTU Americas LLC|25
PPMC|PORTFOLIOPLUS S&P MI|UBSS|UBS Securities LLC|100
PPR|VOYA PRIME RATE TRST|ALTX|Alternet Securities Inc.|300
PPR|VOYA PRIME RATE TRST|APCC|Apex Clearing Corporation|4077
PPR|VOYA PRIME RATE TRST|BANK|Primevest Financial Services, Inc.|8
PPR|VOYA PRIME RATE TRST|BARD|Robert W. Baird & Co. Incorporated|46484
PPR|VOYA PRIME RATE TRST|BKCM|BNY Mellon Capital Markets LLC|4062
PPR|VOYA PRIME RATE TRST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16198
PPR|VOYA PRIME RATE TRST|BTIG|BTIG, LLC|400
PPR|VOYA PRIME RATE TRST|CANT|Cantor Fitzgerald & Co.|69333
PPR|VOYA PRIME RATE TRST|CHAS|Charles Schwab & Co., Inc.|512
PPR|VOYA PRIME RATE TRST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16576
PPR|VOYA PRIME RATE TRST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|62
PPR|VOYA PRIME RATE TRST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47293
PPR|VOYA PRIME RATE TRST|CTDL|Citadel Derivatives Group Llc|660
PPR|VOYA PRIME RATE TRST|CXCX|CITIGROUP GLOBAL MARKETS INC.|9558
PPR|VOYA PRIME RATE TRST|DADA|D.A. Davidson & Co.|601
PPR|VOYA PRIME RATE TRST|DAVA|Davenport & Company LLC|23800
PPR|VOYA PRIME RATE TRST|DBAX|Deutsche Bank Securities Inc.|19200
PPR|VOYA PRIME RATE TRST|DEAN|MORGAN STANLEY|93578
PPR|VOYA PRIME RATE TRST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|89914
PPR|VOYA PRIME RATE TRST|EBXL|EBX LLC|25000
PPR|VOYA PRIME RATE TRST|ECUT|CONVERGEX EXECUTION SOLUTIONS|21769
PPR|VOYA PRIME RATE TRST|EDJO|Edward D. Jones & Co., L.P.|3239
PPR|VOYA PRIME RATE TRST|EGAM|CBOE TRADING, INC.|3738
PPR|VOYA PRIME RATE TRST|EGXM|CBOE TRADING, INC.|347
PPR|VOYA PRIME RATE TRST|ETRS|E*Trade Securities LLC|34805
PPR|VOYA PRIME RATE TRST|FBSB|U.S. Bancorp Investments, Inc.|4423
PPR|VOYA PRIME RATE TRST|FINX|FINTECH SECURITIES|74
PPR|VOYA PRIME RATE TRST|FMAF|NBCN Inc./ CDS|1491
PPR|VOYA PRIME RATE TRST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6453
PPR|VOYA PRIME RATE TRST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98276
PPR|VOYA PRIME RATE TRST|FTBR|Foliofn Investments, Inc.|274
PPR|VOYA PRIME RATE TRST|GEBB|GLOBAL EXECUTION BROKERS, LP|200
PPR|VOYA PRIME RATE TRST|GLPX|ACS EXECUTION SERVICES, LLC|2162
PPR|VOYA PRIME RATE TRST|GSCO|GOLDMAN SACHS & CO. LLC|55520
PPR|VOYA PRIME RATE TRST|GSLT|GOLDMAN SACHS & CO. LLC|3988
PPR|VOYA PRIME RATE TRST|GTSZ|GTS SECURITIES LLC|300
PPR|VOYA PRIME RATE TRST|HRBF|American Enterprise Investment Services Inc.|100510
PPR|VOYA PRIME RATE TRST|IATS|INTERACTIVE BROKERS LLC|4200
PPR|VOYA PRIME RATE TRST|IBKR|Interactive Brokers Llc|9691
PPR|VOYA PRIME RATE TRST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|933
PPR|VOYA PRIME RATE TRST|ICBX|INSTINET, LLC|3900
PPR|VOYA PRIME RATE TRST|INCA|INSTINET, LLC|24728
PPR|VOYA PRIME RATE TRST|ITGI|ITG Inc.|7478
PPR|VOYA PRIME RATE TRST|ITGP|ITG INC.|2600
PPR|VOYA PRIME RATE TRST|JANY|Janney Montgomery Scott Inc.|7
PPR|VOYA PRIME RATE TRST|JEFF|JEFFERIES LLC|200
PPR|VOYA PRIME RATE TRST|JMPT|JUMP TRADING, LLC|10
PPR|VOYA PRIME RATE TRST|JPMX|J.P. Morgan Securities LLC|22380
PPR|VOYA PRIME RATE TRST|JSJX|JANE STREET CAPITAL LLC|700
PPR|VOYA PRIME RATE TRST|KCGM|VIRTU Americas LLC|14902
PPR|VOYA PRIME RATE TRST|LEHM|Barclays Capital Inc./Le|47301
PPR|VOYA PRIME RATE TRST|LGNT|COR CLEARING LLC|15
PPR|VOYA PRIME RATE TRST|LIME|Lime Brokerage LLC|969
PPR|VOYA PRIME RATE TRST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PPR|VOYA PRIME RATE TRST|MAXM|Maxim Group LLC|3550
PPR|VOYA PRIME RATE TRST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37300
PPR|VOYA PRIME RATE TRST|MOTF|MOTIF INVESTING, INC.|3
PPR|VOYA PRIME RATE TRST|MSCO|MORGAN STANLEY & CO. LLC|403938
PPR|VOYA PRIME RATE TRST|MSPL|MORGAN STANLEY & CO. LLC|12900
PPR|VOYA PRIME RATE TRST|MSTX|MORGAN STANLEY & CO. LLC|600
PPR|VOYA PRIME RATE TRST|NFSC|National Financial Services LLC|357613
PPR|VOYA PRIME RATE TRST|NITE|VIRTU Americas LLC|597867
PPR|VOYA PRIME RATE TRST|NQRB|Brut, LLC|400
PPR|VOYA PRIME RATE TRST|OPCO|Oppenheimer & Co. Inc.|1868
PPR|VOYA PRIME RATE TRST|PDQM|CODA MARKETS, INC.|13947
PPR|VOYA PRIME RATE TRST|PWJC|UBS Financial Services, Inc.|25239
PPR|VOYA PRIME RATE TRST|RBCM|RBC CAPITAL MARKETS, LLC|36851
PPR|VOYA PRIME RATE TRST|SAGL|SAGETRADER, LLC|13728
PPR|VOYA PRIME RATE TRST|SALI|INTL FCSTONE FINANCIAL INC.|82
PPR|VOYA PRIME RATE TRST|SBSH|Citigroup Global Markets Inc.|15228
PPR|VOYA PRIME RATE TRST|SGMT|GOLDMAN SACHS & CO. LLC|15145
PPR|VOYA PRIME RATE TRST|SPDR|SPEEDROUTE LLC|200
PPR|VOYA PRIME RATE TRST|STFL|Stifel, Nicolaus & Company, Incorporated|55070
PPR|VOYA PRIME RATE TRST|STXG|Stockcross Financial Services, Inc.|2
PPR|VOYA PRIME RATE TRST|SWIM|TD Ameritrade, Inc.|3300
PPR|VOYA PRIME RATE TRST|SWST|Hilltop Securities Inc.|15041
PPR|VOYA PRIME RATE TRST|TKNG|ALLY INVEST SECURITIES LLC|1944
PPR|VOYA PRIME RATE TRST|TRBT|Tradebot Systems, Inc.|3482
PPR|VOYA PRIME RATE TRST|UBSA|UBS SECURITIES LLC|61817
PPR|VOYA PRIME RATE TRST|UBSS|UBS Securities LLC|241526
PPR|VOYA PRIME RATE TRST|VALX|VIRTU AMERICAS LLC|3201
PPR|VOYA PRIME RATE TRST|VGRD|Vanguard Marketing Corporation|73690
PPR|VOYA PRIME RATE TRST|WBLR|WILLIAM BLAIR|249
PPR|VOYA PRIME RATE TRST|WCHV|WELLS FARGO SECURITIES, LLC|228929
PPR|VOYA PRIME RATE TRST|WEDB|WEDBUSH SECURITIES INC.|529
PPR|VOYA PRIME RATE TRST|WEED|Weeden & Co.L.P.|10
PPR|VOYA PRIME RATE TRST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5136
PPR|VOYA PRIME RATE TRST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|700
PPR|VOYA PRIME RATE TRST|WSEA|WOLVERINE SECURITIES, LLC|11448
PPR|VOYA PRIME RATE TRST|XSTM|NATIONAL FINANCIAL SERVICES LLC|7128
PPR|VOYA PRIME RATE TRST|YKNA|COMHAR CAPITAL MARKETS, LLC|500
PPR|VOYA PRIME RATE TRST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10289
PPSC|PORTFOLIOPLUS S&P SM|APCC|Apex Clearing Corporation|2
PPSC|PORTFOLIOPLUS S&P SM|ETRS|E*Trade Securities LLC|14
PPSC|PORTFOLIOPLUS S&P SM|FTBR|Foliofn Investments, Inc.|1
PPSC|PORTFOLIOPLUS S&P SM|IBKR|Interactive Brokers Llc|200
PPSC|PORTFOLIOPLUS S&P SM|LIME|Lime Brokerage LLC|1
PPSC|PORTFOLIOPLUS S&P SM|MSCO|MORGAN STANLEY & CO. LLC|1568
PPSC|PORTFOLIOPLUS S&P SM|NFSC|National Financial Services LLC|100
PPSC|PORTFOLIOPLUS S&P SM|NITE|VIRTU Americas LLC|764
PPSC|PORTFOLIOPLUS S&P SM|SWIM|TD Ameritrade, Inc.|340
PPSC|PORTFOLIOPLUS S&P SM|UBSA|UBS SECURITIES LLC|84
PPSC|PORTFOLIOPLUS S&P SM|VGRD|Vanguard Marketing Corporation|216
PPSI|PIONEER PWR SOL CMN|BTIG|BTIG, LLC|9400
PPSI|PIONEER PWR SOL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
PPSI|PIONEER PWR SOL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|306
PPSI|PIONEER PWR SOL CMN|DBAX|Deutsche Bank Securities Inc.|100
PPSI|PIONEER PWR SOL CMN|EBXL|EBX LLC|100
PPSI|PIONEER PWR SOL CMN|ETRS|E*Trade Securities LLC|90
PPSI|PIONEER PWR SOL CMN|FBCO|Credit Suisse Securities (USA) LLC|451
PPSI|PIONEER PWR SOL CMN|FOMA|TD AMERITRADE CLEARING, INC.|6100
PPSI|PIONEER PWR SOL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
PPSI|PIONEER PWR SOL CMN|GSCO|GOLDMAN SACHS & CO. LLC|5
PPSI|PIONEER PWR SOL CMN|GSCS|GOLDMAN SACHS & CO. LLC|4385
PPSI|PIONEER PWR SOL CMN|GSLT|GOLDMAN SACHS & CO. LLC|1000
PPSI|PIONEER PWR SOL CMN|IBKR|Interactive Brokers Llc|1251
PPSI|PIONEER PWR SOL CMN|ICBX|INSTINET, LLC|200
PPSI|PIONEER PWR SOL CMN|INCA|INSTINET, LLC|766
PPSI|PIONEER PWR SOL CMN|ITGP|ITG INC.|200
PPSI|PIONEER PWR SOL CMN|LEHM|Barclays Capital Inc./Le|21
PPSI|PIONEER PWR SOL CMN|LIME|Lime Brokerage LLC|2572
PPSI|PIONEER PWR SOL CMN|MACC|Mid Atlantic Capital Corporation|1070
PPSI|PIONEER PWR SOL CMN|MSCO|MORGAN STANLEY & CO. LLC|1842
PPSI|PIONEER PWR SOL CMN|NFSC|National Financial Services LLC|500
PPSI|PIONEER PWR SOL CMN|NITE|VIRTU Americas LLC|8855
PPSI|PIONEER PWR SOL CMN|SGMT|GOLDMAN SACHS & CO. LLC|200
PPSI|PIONEER PWR SOL CMN|SWIM|TD Ameritrade, Inc.|13051
PPSI|PIONEER PWR SOL CMN|TRBT|Tradebot Systems, Inc.|198
PPSI|PIONEER PWR SOL CMN|TRCM|TRC MARKETS LLC|100
PPSI|PIONEER PWR SOL CMN|UBSA|UBS SECURITIES LLC|4268
PPSI|PIONEER PWR SOL CMN|UBSS|UBS Securities LLC|7186
PPSI|PIONEER PWR SOL CMN|WCHV|WELLS FARGO SECURITIES, LLC|4500
PPSI|PIONEER PWR SOL CMN|WFPB|Wells Fargo Securities, LLC.|1000
PPT|PUTNAM PREMIER INCM|AGIS|Aegis Capital Corp.|3000
PPT|PUTNAM PREMIER INCM|ALTX|Alternet Securities Inc.|1100
PPT|PUTNAM PREMIER INCM|APCC|Apex Clearing Corporation|157
PPT|PUTNAM PREMIER INCM|BANK|Primevest Financial Services, Inc.|5
PPT|PUTNAM PREMIER INCM|BARD|Robert W. Baird & Co. Incorporated|387
PPT|PUTNAM PREMIER INCM|BATM|CBOE TRADING, INC.|36
PPT|PUTNAM PREMIER INCM|BBNT|BB&T SECURITIES, LLC|3
PPT|PUTNAM PREMIER INCM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2100
PPT|PUTNAM PREMIER INCM|BTIG|BTIG, LLC|146848
PPT|PUTNAM PREMIER INCM|BYXM|CBOE TRADING, INC.|300
PPT|PUTNAM PREMIER INCM|CANT|Cantor Fitzgerald & Co.|80160
PPT|PUTNAM PREMIER INCM|CHAS|Charles Schwab & Co., Inc.|1194
PPT|PUTNAM PREMIER INCM|CIST|Capital Institutional Services, Inc.|23077
PPT|PUTNAM PREMIER INCM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10910
PPT|PUTNAM PREMIER INCM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
PPT|PUTNAM PREMIER INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51332
PPT|PUTNAM PREMIER INCM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5400
PPT|PUTNAM PREMIER INCM|DADA|D.A. Davidson & Co.|20
PPT|PUTNAM PREMIER INCM|DAVA|Davenport & Company LLC|505
PPT|PUTNAM PREMIER INCM|DBAX|Deutsche Bank Securities Inc.|16300
PPT|PUTNAM PREMIER INCM|DEAN|MORGAN STANLEY|32752
PPT|PUTNAM PREMIER INCM|DEGS|RONIN PROFESSIONAL LLC|300
PPT|PUTNAM PREMIER INCM|EBXL|EBX LLC|27900
PPT|PUTNAM PREMIER INCM|EDJO|Edward D. Jones & Co., L.P.|49928
PPT|PUTNAM PREMIER INCM|EGAM|CBOE TRADING, INC.|1927
PPT|PUTNAM PREMIER INCM|EGXM|CBOE TRADING, INC.|1580
PPT|PUTNAM PREMIER INCM|EGXW|CBOE TRADING, INC.|40
PPT|PUTNAM PREMIER INCM|ETBE|Electronic Transaction Clearing, Inc.|800
PPT|PUTNAM PREMIER INCM|ETRS|E*Trade Securities LLC|62743
PPT|PUTNAM PREMIER INCM|FBSB|U.S. Bancorp Investments, Inc.|1
PPT|PUTNAM PREMIER INCM|FILL|Tradestation Securities, Inc.|701
PPT|PUTNAM PREMIER INCM|FMAF|NBCN Inc./ CDS|100
PPT|PUTNAM PREMIER INCM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6361
PPT|PUTNAM PREMIER INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57942
PPT|PUTNAM PREMIER INCM|FTBR|Foliofn Investments, Inc.|904
PPT|PUTNAM PREMIER INCM|GEBB|GLOBAL EXECUTION BROKERS, LP|800
PPT|PUTNAM PREMIER INCM|GLPX|ACS EXECUTION SERVICES, LLC|1831
PPT|PUTNAM PREMIER INCM|GSCO|GOLDMAN SACHS & CO. LLC|20789
PPT|PUTNAM PREMIER INCM|GSCS|GOLDMAN SACHS & CO. LLC|100
PPT|PUTNAM PREMIER INCM|GSLT|GOLDMAN SACHS & CO. LLC|800
PPT|PUTNAM PREMIER INCM|GTSZ|GTS SECURITIES LLC|400
PPT|PUTNAM PREMIER INCM|HRBF|American Enterprise Investment Services Inc.|1039
PPT|PUTNAM PREMIER INCM|IATS|INTERACTIVE BROKERS LLC|8420
PPT|PUTNAM PREMIER INCM|IBKR|Interactive Brokers Llc|34216
PPT|PUTNAM PREMIER INCM|ICBX|INSTINET, LLC|4200
PPT|PUTNAM PREMIER INCM|INCA|INSTINET, LLC|6452
PPT|PUTNAM PREMIER INCM|ITGI|ITG Inc.|11138
PPT|PUTNAM PREMIER INCM|ITGP|ITG INC.|53800
PPT|PUTNAM PREMIER INCM|JANY|Janney Montgomery Scott Inc.|29076
PPT|PUTNAM PREMIER INCM|JPMX|J.P. Morgan Securities LLC|16600
PPT|PUTNAM PREMIER INCM|JSJX|JANE STREET CAPITAL LLC|13348
PPT|PUTNAM PREMIER INCM|KCGM|VIRTU Americas LLC|11915
PPT|PUTNAM PREMIER INCM|LEHM|Barclays Capital Inc./Le|47625
PPT|PUTNAM PREMIER INCM|LIME|Lime Brokerage LLC|82
PPT|PUTNAM PREMIER INCM|MBTS|ALLY INVEST SECURITIES LLC|284
PPT|PUTNAM PREMIER INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35524
PPT|PUTNAM PREMIER INCM|MSCO|MORGAN STANLEY & CO. LLC|196288
PPT|PUTNAM PREMIER INCM|MSPL|MORGAN STANLEY & CO. LLC|6600
PPT|PUTNAM PREMIER INCM|MSTX|MORGAN STANLEY & CO. LLC|1800
PPT|PUTNAM PREMIER INCM|NATL|National Securities Corporation|6513
PPT|PUTNAM PREMIER INCM|NFSC|National Financial Services LLC|330889
PPT|PUTNAM PREMIER INCM|NITE|VIRTU Americas LLC|437776
PPT|PUTNAM PREMIER INCM|NQRB|Brut, LLC|200
PPT|PUTNAM PREMIER INCM|NTBF|BMO Nesbitt Burns Inc./CDS|800
PPT|PUTNAM PREMIER INCM|OPCO|Oppenheimer & Co. Inc.|26763
PPT|PUTNAM PREMIER INCM|OTAA|OTA LLC|200
PPT|PUTNAM PREMIER INCM|PDQM|CODA MARKETS, INC.|5231
PPT|PUTNAM PREMIER INCM|PWJC|UBS Financial Services, Inc.|17550
PPT|PUTNAM PREMIER INCM|RBCM|RBC CAPITAL MARKETS, LLC|26815
PPT|PUTNAM PREMIER INCM|SAGL|SAGETRADER, LLC|1300
PPT|PUTNAM PREMIER INCM|SALI|INTL FCSTONE FINANCIAL INC.|7
PPT|PUTNAM PREMIER INCM|SBSH|Citigroup Global Markets Inc.|6513
PPT|PUTNAM PREMIER INCM|SEIC|SEI Investments Distribution Co.|300
PPT|PUTNAM PREMIER INCM|SGMT|GOLDMAN SACHS & CO. LLC|15089
PPT|PUTNAM PREMIER INCM|SPDR|SPEEDROUTE LLC|200
PPT|PUTNAM PREMIER INCM|SPHN|Stephens Inc.|83
PPT|PUTNAM PREMIER INCM|STFL|Stifel, Nicolaus & Company, Incorporated|11129
PPT|PUTNAM PREMIER INCM|SWIM|TD Ameritrade, Inc.|22408
PPT|PUTNAM PREMIER INCM|SWST|Hilltop Securities Inc.|14995
PPT|PUTNAM PREMIER INCM|TRBT|Tradebot Systems, Inc.|3329
PPT|PUTNAM PREMIER INCM|TRCM|TRC MARKETS LLC|540
PPT|PUTNAM PREMIER INCM|UBSA|UBS SECURITIES LLC|61759
PPT|PUTNAM PREMIER INCM|UBSS|UBS Securities LLC|223845
PPT|PUTNAM PREMIER INCM|VALX|VIRTU AMERICAS LLC|10711
PPT|PUTNAM PREMIER INCM|VGRD|Vanguard Marketing Corporation|61322
PPT|PUTNAM PREMIER INCM|WCHV|WELLS FARGO SECURITIES, LLC|159089
PPT|PUTNAM PREMIER INCM|WEDB|WEDBUSH SECURITIES INC.|23179
PPT|PUTNAM PREMIER INCM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|468
PPT|PUTNAM PREMIER INCM|WGIF|CIBC World Markets Inc.|710
PPT|PUTNAM PREMIER INCM|WSEA|WOLVERINE SECURITIES, LLC|2431
PPT|PUTNAM PREMIER INCM|XSTM|NATIONAL FINANCIAL SERVICES LLC|143856
PPT|PUTNAM PREMIER INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8326
PPTB|PORTFOLIOPLUS TOTAL|NITP|VIRTU Americas LLC|1100
PPTY|PPTY U.S. DIVERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1806
PPTY|PPTY U.S. DIVERS|CSIN|Citadel Securities Institutional LLC|88145
PPTY|PPTY U.S. DIVERS|CTDL|Citadel Derivatives Group Llc|85210
PPTY|PPTY U.S. DIVERS|DBAX|Deutsche Bank Securities Inc.|1200
PPTY|PPTY U.S. DIVERS|FTBR|Foliofn Investments, Inc.|26
PPTY|PPTY U.S. DIVERS|GSLT|GOLDMAN SACHS & CO. LLC|700
PPTY|PPTY U.S. DIVERS|IBKR|Interactive Brokers Llc|400
PPTY|PPTY U.S. DIVERS|ICBX|INSTINET, LLC|200
PPTY|PPTY U.S. DIVERS|JPMX|J.P. Morgan Securities LLC|600
PPTY|PPTY U.S. DIVERS|JSEB|JANE STREET EXECUTION SERVICES, LLC|30885
PPTY|PPTY U.S. DIVERS|JSJX|JANE STREET CAPITAL LLC|11056
PPTY|PPTY U.S. DIVERS|LEHM|Barclays Capital Inc./Le|1800
PPTY|PPTY U.S. DIVERS|LIME|Lime Brokerage LLC|852
PPTY|PPTY U.S. DIVERS|MSCO|MORGAN STANLEY & CO. LLC|1163
PPTY|PPTY U.S. DIVERS|NFSC|National Financial Services LLC|24809
PPTY|PPTY U.S. DIVERS|NITE|VIRTU Americas LLC|5454
PPTY|PPTY U.S. DIVERS|SGMT|GOLDMAN SACHS & CO. LLC|110
PPTY|PPTY U.S. DIVERS|STFL|Stifel, Nicolaus & Company, Incorporated|100
PPTY|PPTY U.S. DIVERS|UBSA|UBS SECURITIES LLC|2100
PPTY|PPTY U.S. DIVERS|UBSS|UBS Securities LLC|4490
PPTY|PPTY U.S. DIVERS|VGRD|Vanguard Marketing Corporation|519
PPTY|PPTY U.S. DIVERS|WSEA|WOLVERINE SECURITIES, LLC|1
PPX|PPL CAPITAL FNDG|BARD|Robert W. Baird & Co. Incorporated|610
PPX|PPL CAPITAL FNDG|BATM|CBOE TRADING, INC.|300
PPX|PPL CAPITAL FNDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4922
PPX|PPL CAPITAL FNDG|CHAS|Charles Schwab & Co., Inc.|32
PPX|PPL CAPITAL FNDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1927
PPX|PPL CAPITAL FNDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11603
PPX|PPL CAPITAL FNDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
PPX|PPL CAPITAL FNDG|DADA|D.A. Davidson & Co.|200
PPX|PPL CAPITAL FNDG|DBAX|Deutsche Bank Securities Inc.|200
PPX|PPL CAPITAL FNDG|DEAN|MORGAN STANLEY|6495
PPX|PPL CAPITAL FNDG|EBXL|EBX LLC|14000
PPX|PPL CAPITAL FNDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|161
PPX|PPL CAPITAL FNDG|EDJO|Edward D. Jones & Co., L.P.|333
PPX|PPL CAPITAL FNDG|EGXM|CBOE TRADING, INC.|200
PPX|PPL CAPITAL FNDG|ETRS|E*Trade Securities LLC|5
PPX|PPL CAPITAL FNDG|GLPX|ACS EXECUTION SERVICES, LLC|456
PPX|PPL CAPITAL FNDG|GSCO|GOLDMAN SACHS & CO. LLC|41057
PPX|PPL CAPITAL FNDG|GTSZ|GTS SECURITIES LLC|132
PPX|PPL CAPITAL FNDG|HRBF|American Enterprise Investment Services Inc.|7353
PPX|PPL CAPITAL FNDG|IBKR|Interactive Brokers Llc|1200
PPX|PPL CAPITAL FNDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|123
PPX|PPL CAPITAL FNDG|ICBX|INSTINET, LLC|4300
PPX|PPL CAPITAL FNDG|INCA|INSTINET, LLC|125
PPX|PPL CAPITAL FNDG|INJX|INSTINET, LLC|800
PPX|PPL CAPITAL FNDG|ITGI|ITG Inc.|104
PPX|PPL CAPITAL FNDG|ITGP|ITG INC.|400
PPX|PPL CAPITAL FNDG|JANY|Janney Montgomery Scott Inc.|3597
PPX|PPL CAPITAL FNDG|JEFF|JEFFERIES LLC|590
PPX|PPL CAPITAL FNDG|JPMX|J.P. Morgan Securities LLC|3800
PPX|PPL CAPITAL FNDG|JSEB|JANE STREET EXECUTION SERVICES, LLC|992
PPX|PPL CAPITAL FNDG|JSJX|JANE STREET CAPITAL LLC|271
PPX|PPL CAPITAL FNDG|KCGM|VIRTU Americas LLC|1500
PPX|PPL CAPITAL FNDG|LEHM|Barclays Capital Inc./Le|5200
PPX|PPL CAPITAL FNDG|LIME|Lime Brokerage LLC|1381
PPX|PPL CAPITAL FNDG|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PPX|PPL CAPITAL FNDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
PPX|PPL CAPITAL FNDG|MSCO|MORGAN STANLEY & CO. LLC|6415
PPX|PPL CAPITAL FNDG|MSPL|MORGAN STANLEY & CO. LLC|2800
PPX|PPL CAPITAL FNDG|NFSC|National Financial Services LLC|24562
PPX|PPL CAPITAL FNDG|NITE|VIRTU Americas LLC|22948
PPX|PPL CAPITAL FNDG|PCPT|PHILLIP CAPITAL INC.|625
PPX|PPL CAPITAL FNDG|PDQM|CODA MARKETS, INC.|556
PPX|PPL CAPITAL FNDG|PWJC|UBS Financial Services, Inc.|500
PPX|PPL CAPITAL FNDG|RBCM|RBC CAPITAL MARKETS, LLC|3643
PPX|PPL CAPITAL FNDG|SBSH|Citigroup Global Markets Inc.|560
PPX|PPL CAPITAL FNDG|SGMT|GOLDMAN SACHS & CO. LLC|3691
PPX|PPL CAPITAL FNDG|SMRD|SUMRIDGE PARTNERS, LLC|225
PPX|PPL CAPITAL FNDG|STFL|Stifel, Nicolaus & Company, Incorporated|922
PPX|PPL CAPITAL FNDG|TRBT|Tradebot Systems, Inc.|1170
PPX|PPL CAPITAL FNDG|UBSA|UBS SECURITIES LLC|17405
PPX|PPL CAPITAL FNDG|UBSS|UBS Securities LLC|6746
PPX|PPL CAPITAL FNDG|VGRD|Vanguard Marketing Corporation|1823
PPX|PPL CAPITAL FNDG|WCHV|WELLS FARGO SECURITIES, LLC|6462
PPX|PPL CAPITAL FNDG|WEDB|WEDBUSH SECURITIES INC.|41
PPX|PPL CAPITAL FNDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|274
PPX|PPL CAPITAL FNDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|684
PPX|PPL CAPITAL FNDG|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PPX|PPL CAPITAL FNDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|350
PQG|PQ GROUP HOLDINGS IN|ALTX|Alternet Securities Inc.|8200
PQG|PQ GROUP HOLDINGS IN|ANOS|ABEL/NOSER, L.L.C.|14377
PQG|PQ GROUP HOLDINGS IN|BARD|Robert W. Baird & Co. Incorporated|1272
PQG|PQ GROUP HOLDINGS IN|BATM|CBOE TRADING, INC.|1113
PQG|PQ GROUP HOLDINGS IN|BAYC|BAY CREST PARTNERS, LLC|1467
PQG|PQ GROUP HOLDINGS IN|BERN|Sanford C. Bernstein & Co., LLC|17041
PQG|PQ GROUP HOLDINGS IN|BIDS|BIDS TRADING L.P.|500
PQG|PQ GROUP HOLDINGS IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
PQG|PQ GROUP HOLDINGS IN|BLKX|INSTINET, LLC|5000
PQG|PQ GROUP HOLDINGS IN|BNPX|BNP PARIBAS SECURITIES CORP.|4112
PQG|PQ GROUP HOLDINGS IN|BYXM|CBOE TRADING, INC.|820
PQG|PQ GROUP HOLDINGS IN|CIOI|CITIGROUP GLOBAL MARKETS INC|46300
PQG|PQ GROUP HOLDINGS IN|CIST|Capital Institutional Services, Inc.|166
PQG|PQ GROUP HOLDINGS IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17431
PQG|PQ GROUP HOLDINGS IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19364
PQG|PQ GROUP HOLDINGS IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|46947
PQG|PQ GROUP HOLDINGS IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79027
PQG|PQ GROUP HOLDINGS IN|CTDL|Citadel Derivatives Group Llc|9130
PQG|PQ GROUP HOLDINGS IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|24182
PQG|PQ GROUP HOLDINGS IN|DBAB|Deutsche Bank Securities Inc.|24093
PQG|PQ GROUP HOLDINGS IN|DBAX|Deutsche Bank Securities Inc.|75100
PQG|PQ GROUP HOLDINGS IN|DEAN|MORGAN STANLEY|11172
PQG|PQ GROUP HOLDINGS IN|DEGS|RONIN PROFESSIONAL LLC|1315
PQG|PQ GROUP HOLDINGS IN|EBXL|EBX LLC|72900
PQG|PQ GROUP HOLDINGS IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1260
PQG|PQ GROUP HOLDINGS IN|EGAM|CBOE TRADING, INC.|8247
PQG|PQ GROUP HOLDINGS IN|EGAW|CBOE TRADING, INC.|100
PQG|PQ GROUP HOLDINGS IN|EGMT|EG MARKET TECHNOLOGIES LLC|300
PQG|PQ GROUP HOLDINGS IN|EGXM|CBOE TRADING, INC.|1679
PQG|PQ GROUP HOLDINGS IN|EGXW|CBOE TRADING, INC.|300
PQG|PQ GROUP HOLDINGS IN|ETBE|Electronic Transaction Clearing, Inc.|2440
PQG|PQ GROUP HOLDINGS IN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
PQG|PQ GROUP HOLDINGS IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2946
PQG|PQ GROUP HOLDINGS IN|ETRS|E*Trade Securities LLC|46186
PQG|PQ GROUP HOLDINGS IN|FILL|Tradestation Securities, Inc.|800
PQG|PQ GROUP HOLDINGS IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5356
PQG|PQ GROUP HOLDINGS IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69755
PQG|PQ GROUP HOLDINGS IN|FTBR|Foliofn Investments, Inc.|351
PQG|PQ GROUP HOLDINGS IN|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
PQG|PQ GROUP HOLDINGS IN|GLPX|ACS EXECUTION SERVICES, LLC|12028
PQG|PQ GROUP HOLDINGS IN|GSCO|GOLDMAN SACHS & CO. LLC|218148
PQG|PQ GROUP HOLDINGS IN|GSLT|GOLDMAN SACHS & CO. LLC|2423
PQG|PQ GROUP HOLDINGS IN|GTSZ|GTS SECURITIES LLC|22890
PQG|PQ GROUP HOLDINGS IN|HRBF|American Enterprise Investment Services Inc.|300
PQG|PQ GROUP HOLDINGS IN|IATS|INTERACTIVE BROKERS LLC|320
PQG|PQ GROUP HOLDINGS IN|IBKR|Interactive Brokers Llc|2388
PQG|PQ GROUP HOLDINGS IN|ICBX|INSTINET, LLC|12606
PQG|PQ GROUP HOLDINGS IN|IEQY|CITADEL SECURITIES LLC|12193
PQG|PQ GROUP HOLDINGS IN|INCA|INSTINET, LLC|63163
PQG|PQ GROUP HOLDINGS IN|INJX|INSTINET, LLC|4989
PQG|PQ GROUP HOLDINGS IN|ITGI|ITG Inc.|54864
PQG|PQ GROUP HOLDINGS IN|ITGP|ITG INC.|60800
PQG|PQ GROUP HOLDINGS IN|JANY|Janney Montgomery Scott Inc.|20972
PQG|PQ GROUP HOLDINGS IN|JEFF|JEFFERIES LLC|65340
PQG|PQ GROUP HOLDINGS IN|JMPT|JUMP TRADING, LLC|10472
PQG|PQ GROUP HOLDINGS IN|JONE|JonesTrading|4594
PQG|PQ GROUP HOLDINGS IN|JPBX|J.P. MORGAN SECURITIES LLC|4607
PQG|PQ GROUP HOLDINGS IN|JPMX|J.P. Morgan Securities LLC|105425
PQG|PQ GROUP HOLDINGS IN|JSJX|JANE STREET CAPITAL LLC|3598
PQG|PQ GROUP HOLDINGS IN|KCGM|VIRTU Americas LLC|25917
PQG|PQ GROUP HOLDINGS IN|LEHM|Barclays Capital Inc./Le|132862
PQG|PQ GROUP HOLDINGS IN|LIME|Lime Brokerage LLC|5462
PQG|PQ GROUP HOLDINGS IN|LOOP|Loop Capital Markets LLC|686
PQG|PQ GROUP HOLDINGS IN|LQNA|LIQUIDNET, INC.|42600
PQG|PQ GROUP HOLDINGS IN|MAVB|Great Point Capital LLC|400
PQG|PQ GROUP HOLDINGS IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39206
PQG|PQ GROUP HOLDINGS IN|MSCO|MORGAN STANLEY & CO. LLC|274770
PQG|PQ GROUP HOLDINGS IN|MSPL|MORGAN STANLEY & CO. LLC|102200
PQG|PQ GROUP HOLDINGS IN|MSTX|MORGAN STANLEY & CO. LLC|26600
PQG|PQ GROUP HOLDINGS IN|NFSC|National Financial Services LLC|22409
PQG|PQ GROUP HOLDINGS IN|NITE|VIRTU Americas LLC|104999
PQG|PQ GROUP HOLDINGS IN|NITP|VIRTU Americas LLC|100
PQG|PQ GROUP HOLDINGS IN|NQRB|Brut, LLC|3700
PQG|PQ GROUP HOLDINGS IN|NTRC|Northern Trust Securities, Inc.|15
PQG|PQ GROUP HOLDINGS IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|350
PQG|PQ GROUP HOLDINGS IN|PDQM|CODA MARKETS, INC.|49154
PQG|PQ GROUP HOLDINGS IN|SALI|INTL FCSTONE FINANCIAL INC.|500
PQG|PQ GROUP HOLDINGS IN|SBSH|Citigroup Global Markets Inc.|40716
PQG|PQ GROUP HOLDINGS IN|SGMT|GOLDMAN SACHS & CO. LLC|25489
PQG|PQ GROUP HOLDINGS IN|SPDR|SPEEDROUTE LLC|14603
PQG|PQ GROUP HOLDINGS IN|STFL|Stifel, Nicolaus & Company, Incorporated|15468
PQG|PQ GROUP HOLDINGS IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3800
PQG|PQ GROUP HOLDINGS IN|SWIM|TD Ameritrade, Inc.|37751
PQG|PQ GROUP HOLDINGS IN|TRBT|Tradebot Systems, Inc.|54213
PQG|PQ GROUP HOLDINGS IN|TRCM|TRC MARKETS LLC|4461
PQG|PQ GROUP HOLDINGS IN|UBSA|UBS SECURITIES LLC|205024
PQG|PQ GROUP HOLDINGS IN|UBSS|UBS Securities LLC|280740
PQG|PQ GROUP HOLDINGS IN|VALX|VIRTU AMERICAS LLC|3827
PQG|PQ GROUP HOLDINGS IN|VGRD|Vanguard Marketing Corporation|14275
PQG|PQ GROUP HOLDINGS IN|WBPX|SUMMIT SECURITIES GROUP, LLC|552
PQG|PQ GROUP HOLDINGS IN|WCHV|WELLS FARGO SECURITIES, LLC|53577
PQG|PQ GROUP HOLDINGS IN|WEED|Weeden & Co.L.P.|850
PQG|PQ GROUP HOLDINGS IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|900
PQG|PQ GROUP HOLDINGS IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2419
PQG|PQ GROUP HOLDINGS IN|WGIF|CIBC World Markets Inc.|1000
PQG|PQ GROUP HOLDINGS IN|WSEA|WOLVERINE SECURITIES, LLC|35
PQG|PQ GROUP HOLDINGS IN|XIST|INSTINET, LLC|400
PQG|PQ GROUP HOLDINGS IN|XPQR|Jump Trading|3727
PQG|PQ GROUP HOLDINGS IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
PQG|PQ GROUP HOLDINGS IN|YKNA|COMHAR CAPITAL MARKETS, LLC|2667
PRA|PROASSURANCE CORP|ANOS|ABEL/NOSER, L.L.C.|1718
PRA|PROASSURANCE CORP|APCC|Apex Clearing Corporation|203
PRA|PROASSURANCE CORP|BARD|Robert W. Baird & Co. Incorporated|2636
PRA|PROASSURANCE CORP|BATM|CBOE TRADING, INC.|718
PRA|PROASSURANCE CORP|BERN|Sanford C. Bernstein & Co., LLC|114715
PRA|PROASSURANCE CORP|BIDS|BIDS TRADING L.P.|11900
PRA|PROASSURANCE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16
PRA|PROASSURANCE CORP|BLKX|INSTINET, LLC|50300
PRA|PROASSURANCE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|78331
PRA|PROASSURANCE CORP|BRVL|BLAYLOCK VAN, LLC|500
PRA|PROASSURANCE CORP|BTIG|BTIG, LLC|12760
PRA|PROASSURANCE CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|47224
PRA|PROASSURANCE CORP|CHAS|Charles Schwab & Co., Inc.|2
PRA|PROASSURANCE CORP|CIST|Capital Institutional Services, Inc.|170
PRA|PROASSURANCE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40130
PRA|PROASSURANCE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
PRA|PROASSURANCE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
PRA|PROASSURANCE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|141724
PRA|PROASSURANCE CORP|CTDL|Citadel Derivatives Group Llc|1778
PRA|PROASSURANCE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|36656
PRA|PROASSURANCE CORP|DBAB|Deutsche Bank Securities Inc.|79677
PRA|PROASSURANCE CORP|DBAX|Deutsche Bank Securities Inc.|92200
PRA|PROASSURANCE CORP|DEAN|MORGAN STANLEY|892
PRA|PROASSURANCE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
PRA|PROASSURANCE CORP|EBXL|EBX LLC|89300
PRA|PROASSURANCE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4966
PRA|PROASSURANCE CORP|EDJO|Edward D. Jones & Co., L.P.|4823
PRA|PROASSURANCE CORP|EGAM|CBOE TRADING, INC.|19500
PRA|PROASSURANCE CORP|EGMT|EG MARKET TECHNOLOGIES LLC|200
PRA|PROASSURANCE CORP|EGXM|CBOE TRADING, INC.|109
PRA|PROASSURANCE CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
PRA|PROASSURANCE CORP|ETCC|Electronic Transaction Clearing, Inc.|60
PRA|PROASSURANCE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18929
PRA|PROASSURANCE CORP|ETRS|E*Trade Securities LLC|2561
PRA|PROASSURANCE CORP|FILL|Tradestation Securities, Inc.|200
PRA|PROASSURANCE CORP|FMAF|NBCN Inc./ CDS|2369
PRA|PROASSURANCE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2104
PRA|PROASSURANCE CORP|FQLS|Quantlab Securities LP|110945
PRA|PROASSURANCE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8147
PRA|PROASSURANCE CORP|FTBR|Foliofn Investments, Inc.|268
PRA|PROASSURANCE CORP|GLPX|ACS EXECUTION SERVICES, LLC|408
PRA|PROASSURANCE CORP|GSCO|GOLDMAN SACHS & CO. LLC|656301
PRA|PROASSURANCE CORP|GSCS|GOLDMAN SACHS & CO. LLC|15000
PRA|PROASSURANCE CORP|GSLT|GOLDMAN SACHS & CO. LLC|3503
PRA|PROASSURANCE CORP|GTSZ|GTS SECURITIES LLC|29561
PRA|PROASSURANCE CORP|HRBF|American Enterprise Investment Services Inc.|882
PRA|PROASSURANCE CORP|HSBC|HSBC Securities, Inc.|800
PRA|PROASSURANCE CORP|IBKR|Interactive Brokers Llc|1154
PRA|PROASSURANCE CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2990
PRA|PROASSURANCE CORP|ICBX|INSTINET, LLC|15839
PRA|PROASSURANCE CORP|IEQY|CITADEL SECURITIES LLC|500
PRA|PROASSURANCE CORP|INCA|INSTINET, LLC|56397
PRA|PROASSURANCE CORP|INJX|INSTINET, LLC|12814
PRA|PROASSURANCE CORP|ITGI|ITG Inc.|18087
PRA|PROASSURANCE CORP|ITGP|ITG INC.|412800
PRA|PROASSURANCE CORP|JANY|Janney Montgomery Scott Inc.|9
PRA|PROASSURANCE CORP|JEFF|JEFFERIES LLC|201230
PRA|PROASSURANCE CORP|JMPT|JUMP TRADING, LLC|6591
PRA|PROASSURANCE CORP|JPBX|J.P. MORGAN SECURITIES LLC|14376
PRA|PROASSURANCE CORP|JPMX|J.P. Morgan Securities LLC|175178
PRA|PROASSURANCE CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|700
PRA|PROASSURANCE CORP|JSSF|JMP Securities LLC|42107
PRA|PROASSURANCE CORP|KCGM|VIRTU Americas LLC|12678
PRA|PROASSURANCE CORP|LEHM|Barclays Capital Inc./Le|235586
PRA|PROASSURANCE CORP|LIME|Lime Brokerage LLC|14138
PRA|PROASSURANCE CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|70000
PRA|PROASSURANCE CORP|LOOP|Loop Capital Markets LLC|8028
PRA|PROASSURANCE CORP|LQNA|LIQUIDNET, INC.|279600
PRA|PROASSURANCE CORP|LSCI|Lek Securities Corporation|77
PRA|PROASSURANCE CORP|MCMF|Raymond James Ltd. Cds|3125
PRA|PROASSURANCE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|153098
PRA|PROASSURANCE CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2060
PRA|PROASSURANCE CORP|MSCO|MORGAN STANLEY & CO. LLC|805878
PRA|PROASSURANCE CORP|MSPL|MORGAN STANLEY & CO. LLC|47200
PRA|PROASSURANCE CORP|MSTX|MORGAN STANLEY & CO. LLC|83600
PRA|PROASSURANCE CORP|NBCS|NBC Securities, INC.|1000
PRA|PROASSURANCE CORP|NFSC|National Financial Services LLC|44662
PRA|PROASSURANCE CORP|NITE|VIRTU Americas LLC|91780
PRA|PROASSURANCE CORP|NQRB|Brut, LLC|1800
PRA|PROASSURANCE CORP|NTBF|BMO Nesbitt Burns Inc./CDS|15
PRA|PROASSURANCE CORP|NTRC|Northern Trust Securities, Inc.|30
PRA|PROASSURANCE CORP|OPCO|Oppenheimer & Co. Inc.|1646
PRA|PROASSURANCE CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|699
PRA|PROASSURANCE CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2740
PRA|PROASSURANCE CORP|PDQM|CODA MARKETS, INC.|25551
PRA|PROASSURANCE CORP|PWJC|UBS Financial Services, Inc.|700
PRA|PROASSURANCE CORP|SAGW|SAGETRADER, LLC|300
PRA|PROASSURANCE CORP|SBSH|Citigroup Global Markets Inc.|38867
PRA|PROASSURANCE CORP|SGMT|GOLDMAN SACHS & CO. LLC|83726
PRA|PROASSURANCE CORP|SPDR|SPEEDROUTE LLC|13500
PRA|PROASSURANCE CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1500
PRA|PROASSURANCE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|14918
PRA|PROASSURANCE CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10
PRA|PROASSURANCE CORP|SWIM|TD Ameritrade, Inc.|2085
PRA|PROASSURANCE CORP|TIAD|Triad Securities Corp|98
PRA|PROASSURANCE CORP|TRBT|Tradebot Systems, Inc.|6555
PRA|PROASSURANCE CORP|TRCM|TRC MARKETS LLC|16979
PRA|PROASSURANCE CORP|UBSA|UBS SECURITIES LLC|396580
PRA|PROASSURANCE CORP|UBSS|UBS Securities LLC|324740
PRA|PROASSURANCE CORP|VALX|VIRTU AMERICAS LLC|7625
PRA|PROASSURANCE CORP|VGRD|Vanguard Marketing Corporation|788
PRA|PROASSURANCE CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1678
PRA|PROASSURANCE CORP|WCHV|WELLS FARGO SECURITIES, LLC|41034
PRA|PROASSURANCE CORP|WDNX|WEEDEN & CO.L.P.|7872
PRA|PROASSURANCE CORP|WEDB|WEDBUSH SECURITIES INC.|3674
PRA|PROASSURANCE CORP|WEED|Weeden & Co.L.P.|187900
PRA|PROASSURANCE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|770
PRA|PROASSURANCE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|965
PRA|PROASSURANCE CORP|WGIF|CIBC World Markets Inc.|69
PRA|PROASSURANCE CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|453
PRA|PROASSURANCE CORP|WSEA|WOLVERINE SECURITIES, LLC|198
PRA|PROASSURANCE CORP|XIST|INSTINET, LLC|112778
PRA|PROASSURANCE CORP|XPQR|Jump Trading|400
PRA|PROASSURANCE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17822
PRA|PROASSURANCE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2784
PRAA|PRA GROUP INC CMN|APCC|Apex Clearing Corporation|72
PRAA|PRA GROUP INC CMN|AQUA|AQUA SECURITIES L.P.|5200
PRAA|PRA GROUP INC CMN|BANK|Primevest Financial Services, Inc.|20
PRAA|PRA GROUP INC CMN|BARD|Robert W. Baird & Co. Incorporated|108249
PRAA|PRA GROUP INC CMN|BATM|CBOE TRADING, INC.|1181
PRAA|PRA GROUP INC CMN|BBNT|BB&T SECURITIES, LLC|2
PRAA|PRA GROUP INC CMN|BERN|Sanford C. Bernstein & Co., LLC|10592
PRAA|PRA GROUP INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2973
PRAA|PRA GROUP INC CMN|BMOC|BMO Capital Markets Corp.|7372
PRAA|PRA GROUP INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|10436
PRAA|PRA GROUP INC CMN|BRVL|BLAYLOCK VAN, LLC|800
PRAA|PRA GROUP INC CMN|BTIG|BTIG, LLC|264
PRAA|PRA GROUP INC CMN|BYXM|CBOE TRADING, INC.|410
PRAA|PRA GROUP INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|200
PRAA|PRA GROUP INC CMN|CHAS|Charles Schwab & Co., Inc.|4301
PRAA|PRA GROUP INC CMN|CIST|Capital Institutional Services, Inc.|2328
PRAA|PRA GROUP INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145217
PRAA|PRA GROUP INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1669
PRAA|PRA GROUP INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85211
PRAA|PRA GROUP INC CMN|CTDL|Citadel Derivatives Group Llc|3560
PRAA|PRA GROUP INC CMN|CTLR|CUTLER GROUP, LP|400
PRAA|PRA GROUP INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|18692
PRAA|PRA GROUP INC CMN|DAVA|Davenport & Company LLC|316
PRAA|PRA GROUP INC CMN|DBAB|Deutsche Bank Securities Inc.|196162
PRAA|PRA GROUP INC CMN|DBAX|Deutsche Bank Securities Inc.|55600
PRAA|PRA GROUP INC CMN|DBUL|Deutsche Bank Securities Inc.|1000
PRAA|PRA GROUP INC CMN|DCHF|Dart Executions, LLC|916
PRAA|PRA GROUP INC CMN|DEAN|MORGAN STANLEY|1830
PRAA|PRA GROUP INC CMN|DEGS|RONIN PROFESSIONAL LLC|2767
PRAA|PRA GROUP INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10390
PRAA|PRA GROUP INC CMN|EBXL|EBX LLC|51800
PRAA|PRA GROUP INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2266
PRAA|PRA GROUP INC CMN|EDJO|Edward D. Jones & Co., L.P.|166
PRAA|PRA GROUP INC CMN|EGAM|CBOE TRADING, INC.|5893
PRAA|PRA GROUP INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
PRAA|PRA GROUP INC CMN|EGXM|CBOE TRADING, INC.|701
PRAA|PRA GROUP INC CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|373
PRAA|PRA GROUP INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10928
PRAA|PRA GROUP INC CMN|ETRS|E*Trade Securities LLC|17627
PRAA|PRA GROUP INC CMN|FBCO|Credit Suisse Securities (USA) LLC|772917
PRAA|PRA GROUP INC CMN|FBSB|U.S. Bancorp Investments, Inc.|22
PRAA|PRA GROUP INC CMN|FMAF|NBCN Inc./ CDS|683
PRAA|PRA GROUP INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|22767
PRAA|PRA GROUP INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1031
PRAA|PRA GROUP INC CMN|FQLS|Quantlab Securities LP|43034
PRAA|PRA GROUP INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15731
PRAA|PRA GROUP INC CMN|FTBR|Foliofn Investments, Inc.|822
PRAA|PRA GROUP INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|14615
PRAA|PRA GROUP INC CMN|GLIS|TD Securities Inc|100
PRAA|PRA GROUP INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|5998
PRAA|PRA GROUP INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|565272
PRAA|PRA GROUP INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|11462
PRAA|PRA GROUP INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|1238
PRAA|PRA GROUP INC CMN|GTSZ|GTS SECURITIES LLC|21419
PRAA|PRA GROUP INC CMN|HRBF|American Enterprise Investment Services Inc.|490
PRAA|PRA GROUP INC CMN|HSBC|HSBC Securities, Inc.|543
PRAA|PRA GROUP INC CMN|IATS|INTERACTIVE BROKERS LLC|700
PRAA|PRA GROUP INC CMN|IBKR|Interactive Brokers Llc|25130
PRAA|PRA GROUP INC CMN|ICBX|INSTINET, LLC|15724
PRAA|PRA GROUP INC CMN|IEQY|CITADEL SECURITIES LLC|19277
PRAA|PRA GROUP INC CMN|INCA|INSTINET, LLC|190906
PRAA|PRA GROUP INC CMN|INJX|INSTINET, LLC|7577
PRAA|PRA GROUP INC CMN|ITGI|ITG Inc.|49942
PRAA|PRA GROUP INC CMN|ITGP|ITG INC.|166000
PRAA|PRA GROUP INC CMN|JANY|Janney Montgomery Scott Inc.|93
PRAA|PRA GROUP INC CMN|JEFF|JEFFERIES LLC|140486
PRAA|PRA GROUP INC CMN|JMPT|JUMP TRADING, LLC|8557
PRAA|PRA GROUP INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|3654
PRAA|PRA GROUP INC CMN|JPMX|J.P. Morgan Securities LLC|109613
PRAA|PRA GROUP INC CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
PRAA|PRA GROUP INC CMN|JSJX|JANE STREET CAPITAL LLC|7084
PRAA|PRA GROUP INC CMN|KCGM|VIRTU Americas LLC|7701
PRAA|PRA GROUP INC CMN|LEHM|Barclays Capital Inc./Le|201408
PRAA|PRA GROUP INC CMN|LIME|Lime Brokerage LLC|86181
PRAA|PRA GROUP INC CMN|LOOP|Loop Capital Markets LLC|1866
PRAA|PRA GROUP INC CMN|LQNA|LIQUIDNET, INC.|41400
PRAA|PRA GROUP INC CMN|MACC|Mid Atlantic Capital Corporation|905
PRAA|PRA GROUP INC CMN|MACQ|Macquarie Capital (USA) Inc.|4125
PRAA|PRA GROUP INC CMN|MAXM|Maxim Group LLC|4228
PRAA|PRA GROUP INC CMN|MKMP|MKM Partners LLC|2154
PRAA|PRA GROUP INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66692
PRAA|PRA GROUP INC CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1804
PRAA|PRA GROUP INC CMN|MSCO|MORGAN STANLEY & CO. LLC|526871
PRAA|PRA GROUP INC CMN|MSPL|MORGAN STANLEY & CO. LLC|124000
PRAA|PRA GROUP INC CMN|MSTX|MORGAN STANLEY & CO. LLC|22400
PRAA|PRA GROUP INC CMN|NFSC|National Financial Services LLC|11830
PRAA|PRA GROUP INC CMN|NITE|VIRTU Americas LLC|74523
PRAA|PRA GROUP INC CMN|NITP|VIRTU Americas LLC|1523
PRAA|PRA GROUP INC CMN|NMRA|Nomura Securities International, Inc.|113200
PRAA|PRA GROUP INC CMN|NQRB|Brut, LLC|5361
PRAA|PRA GROUP INC CMN|NTRC|Northern Trust Securities, Inc.|156
PRAA|PRA GROUP INC CMN|OPCO|Oppenheimer & Co. Inc.|3960
PRAA|PRA GROUP INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|144
PRAA|PRA GROUP INC CMN|PDQM|CODA MARKETS, INC.|18735
PRAA|PRA GROUP INC CMN|PWJC|UBS Financial Services, Inc.|128
PRAA|PRA GROUP INC CMN|RAJA|Raymond James & Associates, Inc.|3619
PRAA|PRA GROUP INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|3751
PRAA|PRA GROUP INC CMN|SAGL|SAGETRADER, LLC|429
PRAA|PRA GROUP INC CMN|SAGW|SAGETRADER, LLC|2897
PRAA|PRA GROUP INC CMN|SBSH|Citigroup Global Markets Inc.|99302
PRAA|PRA GROUP INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|23241
PRAA|PRA GROUP INC CMN|SPDR|SPEEDROUTE LLC|2749
PRAA|PRA GROUP INC CMN|SPTD|MINT GLOBAL MARKETS, INC.|3320
PRAA|PRA GROUP INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|835
PRAA|PRA GROUP INC CMN|SWIM|TD Ameritrade, Inc.|2255
PRAA|PRA GROUP INC CMN|TKNG|ALLY INVEST SECURITIES LLC|100
PRAA|PRA GROUP INC CMN|TMBR|Timber Hill LLC|295
PRAA|PRA GROUP INC CMN|TRBT|Tradebot Systems, Inc.|15337
PRAA|PRA GROUP INC CMN|TRCM|TRC MARKETS LLC|46384
PRAA|PRA GROUP INC CMN|UBSA|UBS SECURITIES LLC|178868
PRAA|PRA GROUP INC CMN|UBSS|UBS Securities LLC|371507
PRAA|PRA GROUP INC CMN|VALX|VIRTU AMERICAS LLC|16358
PRAA|PRA GROUP INC CMN|VGRD|Vanguard Marketing Corporation|1064
PRAA|PRA GROUP INC CMN|VNDM|Wall Street Access|1598
PRAA|PRA GROUP INC CMN|WBLR|WILLIAM BLAIR|7485
PRAA|PRA GROUP INC CMN|WBNF|WILLIAM BLAIR|1598
PRAA|PRA GROUP INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|16303
PRAA|PRA GROUP INC CMN|WEDB|WEDBUSH SECURITIES INC.|154
PRAA|PRA GROUP INC CMN|WEED|Weeden & Co.L.P.|3600
PRAA|PRA GROUP INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2222
PRAA|PRA GROUP INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15973
PRAA|PRA GROUP INC CMN|WSEA|WOLVERINE SECURITIES, LLC|1568
PRAA|PRA GROUP INC CMN|XIST|INSTINET, LLC|20386
PRAA|PRA GROUP INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
PRAA|PRA GROUP INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|248
PRAH|PRA HEALTH CMN STK|ALTX|Alternet Securities Inc.|9406
PRAH|PRA HEALTH CMN STK|APCC|Apex Clearing Corporation|40
PRAH|PRA HEALTH CMN STK|BANK|Primevest Financial Services, Inc.|3
PRAH|PRA HEALTH CMN STK|BATM|CBOE TRADING, INC.|5254
PRAH|PRA HEALTH CMN STK|BAYC|BAY CREST PARTNERS, LLC|17128
PRAH|PRA HEALTH CMN STK|BAYT|BTIG, LLC|100
PRAH|PRA HEALTH CMN STK|BBNT|BB&T SECURITIES, LLC|435
PRAH|PRA HEALTH CMN STK|BERN|Sanford C. Bernstein & Co., LLC|82204
PRAH|PRA HEALTH CMN STK|BGCE|BGC Financial Inc.|1100
PRAH|PRA HEALTH CMN STK|BKCM|BNY Mellon Capital Markets LLC|15939
PRAH|PRA HEALTH CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5891
PRAH|PRA HEALTH CMN STK|BLKX|INSTINET, LLC|25500
PRAH|PRA HEALTH CMN STK|BMOC|BMO Capital Markets Corp.|15305
PRAH|PRA HEALTH CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|25008
PRAH|PRA HEALTH CMN STK|BTIG|BTIG, LLC|50561
PRAH|PRA HEALTH CMN STK|BYXM|CBOE TRADING, INC.|2460
PRAH|PRA HEALTH CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|628
PRAH|PRA HEALTH CMN STK|CANT|Cantor Fitzgerald & Co.|207
PRAH|PRA HEALTH CMN STK|CHAS|Charles Schwab & Co., Inc.|230
PRAH|PRA HEALTH CMN STK|CIST|Capital Institutional Services, Inc.|2549
PRAH|PRA HEALTH CMN STK|CLSA|CLSA AMERICAS, LLC|100
PRAH|PRA HEALTH CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|210851
PRAH|PRA HEALTH CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6972
PRAH|PRA HEALTH CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|291724
PRAH|PRA HEALTH CMN STK|CTDL|Citadel Derivatives Group Llc|33580
PRAH|PRA HEALTH CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|40522
PRAH|PRA HEALTH CMN STK|DADA|D.A. Davidson & Co.|34
PRAH|PRA HEALTH CMN STK|DBAB|Deutsche Bank Securities Inc.|970288
PRAH|PRA HEALTH CMN STK|DBAX|Deutsche Bank Securities Inc.|174200
PRAH|PRA HEALTH CMN STK|DBUL|Deutsche Bank Securities Inc.|12417
PRAH|PRA HEALTH CMN STK|DCHF|Dart Executions, LLC|327
PRAH|PRA HEALTH CMN STK|DEAN|MORGAN STANLEY|807
PRAH|PRA HEALTH CMN STK|DEGS|RONIN PROFESSIONAL LLC|1400
PRAH|PRA HEALTH CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5111
PRAH|PRA HEALTH CMN STK|EBXL|EBX LLC|186900
PRAH|PRA HEALTH CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|904
PRAH|PRA HEALTH CMN STK|EDJO|Edward D. Jones & Co., L.P.|162
PRAH|PRA HEALTH CMN STK|EGAM|CBOE TRADING, INC.|17139
PRAH|PRA HEALTH CMN STK|EGAW|CBOE TRADING, INC.|142
PRAH|PRA HEALTH CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|3461
PRAH|PRA HEALTH CMN STK|EGXM|CBOE TRADING, INC.|5565
PRAH|PRA HEALTH CMN STK|ELEV|ELEVATION, LLC|30391
PRAH|PRA HEALTH CMN STK|ETBE|Electronic Transaction Clearing, Inc.|28228
PRAH|PRA HEALTH CMN STK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|214
PRAH|PRA HEALTH CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4199
PRAH|PRA HEALTH CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|65673
PRAH|PRA HEALTH CMN STK|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|900
PRAH|PRA HEALTH CMN STK|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|67635
PRAH|PRA HEALTH CMN STK|ETRS|E*Trade Securities LLC|50101
PRAH|PRA HEALTH CMN STK|FBCO|Credit Suisse Securities (USA) LLC|2581756
PRAH|PRA HEALTH CMN STK|FILL|Tradestation Securities, Inc.|17607
PRAH|PRA HEALTH CMN STK|FMAF|NBCN Inc./ CDS|160
PRAH|PRA HEALTH CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|71711
PRAH|PRA HEALTH CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|103540
PRAH|PRA HEALTH CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124367
PRAH|PRA HEALTH CMN STK|FTBR|Foliofn Investments, Inc.|2271
PRAH|PRA HEALTH CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|18052
PRAH|PRA HEALTH CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|32176
PRAH|PRA HEALTH CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|2548271
PRAH|PRA HEALTH CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|29428
PRAH|PRA HEALTH CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|13334
PRAH|PRA HEALTH CMN STK|GTSZ|GTS SECURITIES LLC|52724
PRAH|PRA HEALTH CMN STK|HAPX|HAP Trading, LLC|74
PRAH|PRA HEALTH CMN STK|HRBF|American Enterprise Investment Services Inc.|1222
PRAH|PRA HEALTH CMN STK|HSBC|HSBC Securities, Inc.|54437
PRAH|PRA HEALTH CMN STK|IATS|INTERACTIVE BROKERS LLC|9910
PRAH|PRA HEALTH CMN STK|IBKR|Interactive Brokers Llc|32114
PRAH|PRA HEALTH CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1088
PRAH|PRA HEALTH CMN STK|ICBX|INSTINET, LLC|27108
PRAH|PRA HEALTH CMN STK|IEQY|CITADEL SECURITIES LLC|186339
PRAH|PRA HEALTH CMN STK|INCA|INSTINET, LLC|447373
PRAH|PRA HEALTH CMN STK|INJX|INSTINET, LLC|122469
PRAH|PRA HEALTH CMN STK|ITGI|ITG Inc.|49018
PRAH|PRA HEALTH CMN STK|ITGP|ITG INC.|323000
PRAH|PRA HEALTH CMN STK|JANY|Janney Montgomery Scott Inc.|750
PRAH|PRA HEALTH CMN STK|JEFF|JEFFERIES LLC|185952
PRAH|PRA HEALTH CMN STK|JMPT|JUMP TRADING, LLC|69172
PRAH|PRA HEALTH CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|59875
PRAH|PRA HEALTH CMN STK|JPMX|J.P. Morgan Securities LLC|543312
PRAH|PRA HEALTH CMN STK|KCGM|VIRTU Americas LLC|39870
PRAH|PRA HEALTH CMN STK|LEER|LEERINK PARTNERS LLC|29613
PRAH|PRA HEALTH CMN STK|LEHM|Barclays Capital Inc./Le|1428075
PRAH|PRA HEALTH CMN STK|LIME|Lime Brokerage LLC|124600
PRAH|PRA HEALTH CMN STK|LMNX|LUMINEX TRADING & ANALYTICS LLC|56234
PRAH|PRA HEALTH CMN STK|LOOP|Loop Capital Markets LLC|8747
PRAH|PRA HEALTH CMN STK|LQNA|LIQUIDNET, INC.|123900
PRAH|PRA HEALTH CMN STK|LTCO|Ladenburg, Thalmann & Co., Inc.|1238
PRAH|PRA HEALTH CMN STK|MACQ|Macquarie Capital (USA) Inc.|700
PRAH|PRA HEALTH CMN STK|MAXM|Maxim Group LLC|23918
PRAH|PRA HEALTH CMN STK|MBTS|ALLY INVEST SECURITIES LLC|750
PRAH|PRA HEALTH CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59635
PRAH|PRA HEALTH CMN STK|MOTF|MOTIF INVESTING, INC.|5
PRAH|PRA HEALTH CMN STK|MSCO|MORGAN STANLEY & CO. LLC|2771362
PRAH|PRA HEALTH CMN STK|MSPL|MORGAN STANLEY & CO. LLC|244200
PRAH|PRA HEALTH CMN STK|MSTX|MORGAN STANLEY & CO. LLC|100400
PRAH|PRA HEALTH CMN STK|NFSC|National Financial Services LLC|60150
PRAH|PRA HEALTH CMN STK|NITE|VIRTU Americas LLC|349974
PRAH|PRA HEALTH CMN STK|NITP|VIRTU Americas LLC|8211
PRAH|PRA HEALTH CMN STK|NQRB|Brut, LLC|16022
PRAH|PRA HEALTH CMN STK|OPCO|Oppenheimer & Co. Inc.|2499
PRAH|PRA HEALTH CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|476
PRAH|PRA HEALTH CMN STK|PDQM|CODA MARKETS, INC.|81912
PRAH|PRA HEALTH CMN STK|PHLY|NASDAQ Execution Services, LLC|200
PRAH|PRA HEALTH CMN STK|PIPR|Piper Jaffray & Co.|300
PRAH|PRA HEALTH CMN STK|PWJC|UBS Financial Services, Inc.|103
PRAH|PRA HEALTH CMN STK|QMSR|QUATTRO M SECURITIES INC.|7570
PRAH|PRA HEALTH CMN STK|RAJA|Raymond James & Associates, Inc.|3099
PRAH|PRA HEALTH CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|335
PRAH|PRA HEALTH CMN STK|RHCO|Suntrust Robinson Humphrey, Inc.|5024
PRAH|PRA HEALTH CMN STK|SAGL|SAGETRADER, LLC|42384
PRAH|PRA HEALTH CMN STK|SAGW|SAGETRADER, LLC|270
PRAH|PRA HEALTH CMN STK|SBSH|Citigroup Global Markets Inc.|529818
PRAH|PRA HEALTH CMN STK|SEIC|SEI Investments Distribution Co.|100
PRAH|PRA HEALTH CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|117220
PRAH|PRA HEALTH CMN STK|SPDR|SPEEDROUTE LLC|11335
PRAH|PRA HEALTH CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|3699
PRAH|PRA HEALTH CMN STK|STXG|Stockcross Financial Services, Inc.|100
PRAH|PRA HEALTH CMN STK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|34
PRAH|PRA HEALTH CMN STK|SWIM|TD Ameritrade, Inc.|33871
PRAH|PRA HEALTH CMN STK|SWST|Hilltop Securities Inc.|3492
PRAH|PRA HEALTH CMN STK|TKNG|ALLY INVEST SECURITIES LLC|269
PRAH|PRA HEALTH CMN STK|TRBT|Tradebot Systems, Inc.|266257
PRAH|PRA HEALTH CMN STK|TRCM|TRC MARKETS LLC|168969
PRAH|PRA HEALTH CMN STK|UBSA|UBS SECURITIES LLC|502544
PRAH|PRA HEALTH CMN STK|UBSS|UBS Securities LLC|2350861
PRAH|PRA HEALTH CMN STK|VALX|VIRTU AMERICAS LLC|14250
PRAH|PRA HEALTH CMN STK|VGRD|Vanguard Marketing Corporation|460
PRAH|PRA HEALTH CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|1004
PRAH|PRA HEALTH CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|79432
PRAH|PRA HEALTH CMN STK|WEED|Weeden & Co.L.P.|18769
PRAH|PRA HEALTH CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|889
PRAH|PRA HEALTH CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3593
PRAH|PRA HEALTH CMN STK|WGIF|CIBC World Markets Inc.|32
PRAH|PRA HEALTH CMN STK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|257
PRAH|PRA HEALTH CMN STK|WSEA|WOLVERINE SECURITIES, LLC|907
PRAH|PRA HEALTH CMN STK|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
PRAH|PRA HEALTH CMN STK|XIST|INSTINET, LLC|122558
PRAH|PRA HEALTH CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|19994
PRAH|PRA HEALTH CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|10342
PRAH|PRA HEALTH CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2019
PRAN|PRANA BIO LTD ADS S1|APCC|Apex Clearing Corporation|2815
PRAN|PRANA BIO LTD ADS S1|BATM|CBOE TRADING, INC.|4
PRAN|PRANA BIO LTD ADS S1|BIMI|Banca IMI Securities Corp.|2500
PRAN|PRANA BIO LTD ADS S1|CANT|Cantor Fitzgerald & Co.|218
PRAN|PRANA BIO LTD ADS S1|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4300
PRAN|PRANA BIO LTD ADS S1|CROS|CREDIT SUISSE SECURITIES (USA) LLC|201
PRAN|PRANA BIO LTD ADS S1|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PRAN|PRANA BIO LTD ADS S1|DBAB|Deutsche Bank Securities Inc.|5897
PRAN|PRANA BIO LTD ADS S1|DBAX|Deutsche Bank Securities Inc.|4300
PRAN|PRANA BIO LTD ADS S1|DBUL|Deutsche Bank Securities Inc.|800
PRAN|PRANA BIO LTD ADS S1|DEGS|RONIN PROFESSIONAL LLC|98
PRAN|PRANA BIO LTD ADS S1|EBXL|EBX LLC|400
PRAN|PRANA BIO LTD ADS S1|ECUT|CONVERGEX EXECUTION SOLUTIONS|128
PRAN|PRANA BIO LTD ADS S1|EGAW|CBOE TRADING, INC.|200
PRAN|PRANA BIO LTD ADS S1|ETRS|E*Trade Securities LLC|40461
PRAN|PRANA BIO LTD ADS S1|FBCO|Credit Suisse Securities (USA) LLC|1598
PRAN|PRANA BIO LTD ADS S1|FILL|Tradestation Securities, Inc.|3008
PRAN|PRANA BIO LTD ADS S1|FOMA|TD AMERITRADE CLEARING, INC.|82171
PRAN|PRANA BIO LTD ADS S1|FTBR|Foliofn Investments, Inc.|336
PRAN|PRANA BIO LTD ADS S1|GEBB|GLOBAL EXECUTION BROKERS, LP|579
PRAN|PRANA BIO LTD ADS S1|GLPX|ACS EXECUTION SERVICES, LLC|1200
PRAN|PRANA BIO LTD ADS S1|GSLT|GOLDMAN SACHS & CO. LLC|300
PRAN|PRANA BIO LTD ADS S1|GTSZ|GTS SECURITIES LLC|20
PRAN|PRANA BIO LTD ADS S1|HRBF|American Enterprise Investment Services Inc.|1583
PRAN|PRANA BIO LTD ADS S1|IATS|INTERACTIVE BROKERS LLC|900
PRAN|PRANA BIO LTD ADS S1|IBKR|Interactive Brokers Llc|16001
PRAN|PRANA BIO LTD ADS S1|INCA|INSTINET, LLC|950
PRAN|PRANA BIO LTD ADS S1|ITGI|ITG Inc.|700
PRAN|PRANA BIO LTD ADS S1|ITGP|ITG INC.|400
PRAN|PRANA BIO LTD ADS S1|JPMX|J.P. Morgan Securities LLC|200
PRAN|PRANA BIO LTD ADS S1|KCGM|VIRTU Americas LLC|200
PRAN|PRANA BIO LTD ADS S1|LEHM|Barclays Capital Inc./Le|2357
PRAN|PRANA BIO LTD ADS S1|LIME|Lime Brokerage LLC|4415
PRAN|PRANA BIO LTD ADS S1|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
PRAN|PRANA BIO LTD ADS S1|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PRAN|PRANA BIO LTD ADS S1|MSCO|MORGAN STANLEY & CO. LLC|14318
PRAN|PRANA BIO LTD ADS S1|NFSC|National Financial Services LLC|38274
PRAN|PRANA BIO LTD ADS S1|NITE|VIRTU Americas LLC|76937
PRAN|PRANA BIO LTD ADS S1|NQRB|Brut, LLC|6417
PRAN|PRANA BIO LTD ADS S1|NTRC|Northern Trust Securities, Inc.|300
PRAN|PRANA BIO LTD ADS S1|OLDM|OLD MISSION CAPITAL, LLC|197
PRAN|PRANA BIO LTD ADS S1|PDQM|CODA MARKETS, INC.|1500
PRAN|PRANA BIO LTD ADS S1|RAJA|Raymond James & Associates, Inc.|91
PRAN|PRANA BIO LTD ADS S1|SGMT|GOLDMAN SACHS & CO. LLC|252
PRAN|PRANA BIO LTD ADS S1|SPDR|SPEEDROUTE LLC|2
PRAN|PRANA BIO LTD ADS S1|SWIM|TD Ameritrade, Inc.|10167
PRAN|PRANA BIO LTD ADS S1|TKNG|ALLY INVEST SECURITIES LLC|565
PRAN|PRANA BIO LTD ADS S1|UBSA|UBS SECURITIES LLC|4508
PRAN|PRANA BIO LTD ADS S1|UBSS|UBS Securities LLC|18193
PRAN|PRANA BIO LTD ADS S1|VALX|VIRTU AMERICAS LLC|800
PRAN|PRANA BIO LTD ADS S1|VGRD|Vanguard Marketing Corporation|600
PRAN|PRANA BIO LTD ADS S1|WCHV|WELLS FARGO SECURITIES, LLC|4066
PRAN|PRANA BIO LTD ADS S1|WEXM|WOLVERINE EXECUTION SERVICES, LLC|831
PRAN|PRANA BIO LTD ADS S1|WSEA|WOLVERINE SECURITIES, LLC|1020
PRAN|PRANA BIO LTD ADS S1|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PRB|VANECK VECTORS|CHAS|Charles Schwab & Co., Inc.|195
PRB|VANECK VECTORS|DEAN|MORGAN STANLEY|468
PRB|VANECK VECTORS|KCGM|VIRTU Americas LLC|491
PRB|VANECK VECTORS|MSCO|MORGAN STANLEY & CO. LLC|1012
PRB|VANECK VECTORS|NFSC|National Financial Services LLC|3
PRB|VANECK VECTORS|NITE|VIRTU Americas LLC|599
PRB|VANECK VECTORS|UBSA|UBS SECURITIES LLC|6
PRB|VANECK VECTORS|UBSS|UBS Securities LLC|572
PRB|VANECK VECTORS|WCHV|WELLS FARGO SECURITIES, LLC|783
PRB|VANECK VECTORS|WSEA|WOLVERINE SECURITIES, LLC|10
PRB|VANECK VECTORS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
PRCP|PERCEPTRON INC    ##|APCC|Apex Clearing Corporation|18
PRCP|PERCEPTRON INC    ##|BATM|CBOE TRADING, INC.|272
PRCP|PERCEPTRON INC    ##|BBNT|BB&T SECURITIES, LLC|300
PRCP|PERCEPTRON INC    ##|BIMI|Banca IMI Securities Corp.|150
PRCP|PERCEPTRON INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|394
PRCP|PERCEPTRON INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3214
PRCP|PERCEPTRON INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
PRCP|PERCEPTRON INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|632
PRCP|PERCEPTRON INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4014
PRCP|PERCEPTRON INC    ##|CTDL|Citadel Derivatives Group Llc|265
PRCP|PERCEPTRON INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PRCP|PERCEPTRON INC    ##|DBAB|Deutsche Bank Securities Inc.|4126
PRCP|PERCEPTRON INC    ##|DBAX|Deutsche Bank Securities Inc.|3300
PRCP|PERCEPTRON INC    ##|DBUL|Deutsche Bank Securities Inc.|100
PRCP|PERCEPTRON INC    ##|DEGS|RONIN PROFESSIONAL LLC|2341
PRCP|PERCEPTRON INC    ##|EBXL|EBX LLC|1800
PRCP|PERCEPTRON INC    ##|EGXM|CBOE TRADING, INC.|2
PRCP|PERCEPTRON INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|54
PRCP|PERCEPTRON INC    ##|ETRS|E*Trade Securities LLC|368
PRCP|PERCEPTRON INC    ##|FBCO|Credit Suisse Securities (USA) LLC|858
PRCP|PERCEPTRON INC    ##|FILL|Tradestation Securities, Inc.|549
PRCP|PERCEPTRON INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|22556
PRCP|PERCEPTRON INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1791
PRCP|PERCEPTRON INC    ##|FTBR|Foliofn Investments, Inc.|15
PRCP|PERCEPTRON INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|405
PRCP|PERCEPTRON INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|3100
PRCP|PERCEPTRON INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|4355
PRCP|PERCEPTRON INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|1300
PRCP|PERCEPTRON INC    ##|GTSZ|GTS SECURITIES LLC|4254
PRCP|PERCEPTRON INC    ##|HRBF|American Enterprise Investment Services Inc.|1917
PRCP|PERCEPTRON INC    ##|IATS|INTERACTIVE BROKERS LLC|40
PRCP|PERCEPTRON INC    ##|IBKR|Interactive Brokers Llc|30791
PRCP|PERCEPTRON INC    ##|ICBX|INSTINET, LLC|6086
PRCP|PERCEPTRON INC    ##|INCA|INSTINET, LLC|7570
PRCP|PERCEPTRON INC    ##|INJX|INSTINET, LLC|931
PRCP|PERCEPTRON INC    ##|ITGI|ITG Inc.|18670
PRCP|PERCEPTRON INC    ##|ITGP|ITG INC.|3600
PRCP|PERCEPTRON INC    ##|JEFF|JEFFERIES LLC|363
PRCP|PERCEPTRON INC    ##|JONE|JonesTrading|22000
PRCP|PERCEPTRON INC    ##|JPMX|J.P. Morgan Securities LLC|6250
PRCP|PERCEPTRON INC    ##|KCGM|VIRTU Americas LLC|1104
PRCP|PERCEPTRON INC    ##|LEHM|Barclays Capital Inc./Le|1921
PRCP|PERCEPTRON INC    ##|LIME|Lime Brokerage LLC|16135
PRCP|PERCEPTRON INC    ##|LMGP|LIME BROKERAGE LLC|800
PRCP|PERCEPTRON INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1920
PRCP|PERCEPTRON INC    ##|MSCO|MORGAN STANLEY & CO. LLC|15859
PRCP|PERCEPTRON INC    ##|MSPL|MORGAN STANLEY & CO. LLC|3600
PRCP|PERCEPTRON INC    ##|NFSC|National Financial Services LLC|3038
PRCP|PERCEPTRON INC    ##|NITE|VIRTU Americas LLC|24728
PRCP|PERCEPTRON INC    ##|PDQM|CODA MARKETS, INC.|4057
PRCP|PERCEPTRON INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|100
PRCP|PERCEPTRON INC    ##|SBSH|Citigroup Global Markets Inc.|1000
PRCP|PERCEPTRON INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|1360
PRCP|PERCEPTRON INC    ##|SPDR|SPEEDROUTE LLC|100
PRCP|PERCEPTRON INC    ##|SPTD|MINT GLOBAL MARKETS, INC.|27351
PRCP|PERCEPTRON INC    ##|SWIM|TD Ameritrade, Inc.|3171
PRCP|PERCEPTRON INC    ##|TRCM|TRC MARKETS LLC|4854
PRCP|PERCEPTRON INC    ##|UBSA|UBS SECURITIES LLC|3035
PRCP|PERCEPTRON INC    ##|UBSS|UBS Securities LLC|9384
PRCP|PERCEPTRON INC    ##|VALX|VIRTU AMERICAS LLC|304
PRCP|PERCEPTRON INC    ##|VGRD|Vanguard Marketing Corporation|399
PRCP|PERCEPTRON INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|1650
PRCP|PERCEPTRON INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|328
PRCP|PERCEPTRON INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|582
PRCP|PERCEPTRON INC    ##|WSEA|WOLVERINE SECURITIES, LLC|46
PRCP|PERCEPTRON INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PRCP|PERCEPTRON INC    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|400
PRE$F|PARTNERRE LTD|BANK|Primevest Financial Services, Inc.|300
PRE$F|PARTNERRE LTD|BATM|CBOE TRADING, INC.|50
PRE$F|PARTNERRE LTD|DEAN|MORGAN STANLEY|1201
PRE$F|PARTNERRE LTD|GSLT|GOLDMAN SACHS & CO. LLC|100
PRE$F|PARTNERRE LTD|HRBF|American Enterprise Investment Services Inc.|1420
PRE$F|PARTNERRE LTD|IATS|INTERACTIVE BROKERS LLC|100
PRE$F|PARTNERRE LTD|IBKR|Interactive Brokers Llc|900
PRE$F|PARTNERRE LTD|LIME|Lime Brokerage LLC|60
PRE$F|PARTNERRE LTD|MSCO|MORGAN STANLEY & CO. LLC|630
PRE$F|PARTNERRE LTD|NFSC|National Financial Services LLC|3500
PRE$F|PARTNERRE LTD|NITE|VIRTU Americas LLC|11638
PRE$F|PARTNERRE LTD|NQRB|Brut, LLC|900
PRE$F|PARTNERRE LTD|PCPT|PHILLIP CAPITAL INC.|58
PRE$F|PARTNERRE LTD|SPDR|SPEEDROUTE LLC|100
PRE$F|PARTNERRE LTD|UBSA|UBS SECURITIES LLC|50
PRE$F|PARTNERRE LTD|UBSS|UBS Securities LLC|2409
PRE$F|PARTNERRE LTD|WCHV|WELLS FARGO SECURITIES, LLC|4822
PRE$F|PARTNERRE LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
PRE$G|PARTNERRE LTD. 6.50G|BATM|CBOE TRADING, INC.|75
PRE$G|PARTNERRE LTD. 6.50G|BBNT|BB&T SECURITIES, LLC|1641
PRE$G|PARTNERRE LTD. 6.50G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|278
PRE$G|PARTNERRE LTD. 6.50G|BTIG|BTIG, LLC|394
PRE$G|PARTNERRE LTD. 6.50G|CHAS|Charles Schwab & Co., Inc.|900
PRE$G|PARTNERRE LTD. 6.50G|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PRE$G|PARTNERRE LTD. 6.50G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
PRE$G|PARTNERRE LTD. 6.50G|DBAX|Deutsche Bank Securities Inc.|200
PRE$G|PARTNERRE LTD. 6.50G|DEAN|MORGAN STANLEY|1503
PRE$G|PARTNERRE LTD. 6.50G|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|263
PRE$G|PARTNERRE LTD. 6.50G|EBXL|EBX LLC|700
PRE$G|PARTNERRE LTD. 6.50G|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
PRE$G|PARTNERRE LTD. 6.50G|EDJO|Edward D. Jones & Co., L.P.|50
PRE$G|PARTNERRE LTD. 6.50G|EGXM|CBOE TRADING, INC.|100
PRE$G|PARTNERRE LTD. 6.50G|GLPX|ACS EXECUTION SERVICES, LLC|200
PRE$G|PARTNERRE LTD. 6.50G|GSCO|GOLDMAN SACHS & CO. LLC|281
PRE$G|PARTNERRE LTD. 6.50G|GTSZ|GTS SECURITIES LLC|300
PRE$G|PARTNERRE LTD. 6.50G|IBKR|Interactive Brokers Llc|453
PRE$G|PARTNERRE LTD. 6.50G|ICBX|INSTINET, LLC|200
PRE$G|PARTNERRE LTD. 6.50G|INCA|INSTINET, LLC|500
PRE$G|PARTNERRE LTD. 6.50G|JPMX|J.P. Morgan Securities LLC|600
PRE$G|PARTNERRE LTD. 6.50G|JSEB|JANE STREET EXECUTION SERVICES, LLC|416
PRE$G|PARTNERRE LTD. 6.50G|LEHM|Barclays Capital Inc./Le|200
PRE$G|PARTNERRE LTD. 6.50G|LIME|Lime Brokerage LLC|100
PRE$G|PARTNERRE LTD. 6.50G|MSCO|MORGAN STANLEY & CO. LLC|3640
PRE$G|PARTNERRE LTD. 6.50G|NFSC|National Financial Services LLC|25055
PRE$G|PARTNERRE LTD. 6.50G|NITE|VIRTU Americas LLC|31323
PRE$G|PARTNERRE LTD. 6.50G|PDQM|CODA MARKETS, INC.|200
PRE$G|PARTNERRE LTD. 6.50G|PWJC|UBS Financial Services, Inc.|1941
PRE$G|PARTNERRE LTD. 6.50G|RBCM|RBC CAPITAL MARKETS, LLC|2194
PRE$G|PARTNERRE LTD. 6.50G|SALI|INTL FCSTONE FINANCIAL INC.|21
PRE$G|PARTNERRE LTD. 6.50G|STFL|Stifel, Nicolaus & Company, Incorporated|500
PRE$G|PARTNERRE LTD. 6.50G|SWST|Hilltop Securities Inc.|38
PRE$G|PARTNERRE LTD. 6.50G|TRBT|Tradebot Systems, Inc.|822
PRE$G|PARTNERRE LTD. 6.50G|UBSA|UBS SECURITIES LLC|1003
PRE$G|PARTNERRE LTD. 6.50G|UBSS|UBS Securities LLC|3898
PRE$G|PARTNERRE LTD. 6.50G|VGRD|Vanguard Marketing Corporation|20
PRE$G|PARTNERRE LTD. 6.50G|WCHV|WELLS FARGO SECURITIES, LLC|9974
PRE$G|PARTNERRE LTD. 6.50G|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
PRE$G|PARTNERRE LTD. 6.50G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1113
PRE$H|PARTNERRE LTD. 7.25H|AGIS|Aegis Capital Corp.|3960
PRE$H|PARTNERRE LTD. 7.25H|ALTX|Alternet Securities Inc.|500
PRE$H|PARTNERRE LTD. 7.25H|BARD|Robert W. Baird & Co. Incorporated|1621
PRE$H|PARTNERRE LTD. 7.25H|BATM|CBOE TRADING, INC.|751
PRE$H|PARTNERRE LTD. 7.25H|BBNT|BB&T SECURITIES, LLC|188
PRE$H|PARTNERRE LTD. 7.25H|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
PRE$H|PARTNERRE LTD. 7.25H|CPET|CLEARPOOL EXECUTION SERVICES, LLC|38
PRE$H|PARTNERRE LTD. 7.25H|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|583
PRE$H|PARTNERRE LTD. 7.25H|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9200
PRE$H|PARTNERRE LTD. 7.25H|DBAX|Deutsche Bank Securities Inc.|4800
PRE$H|PARTNERRE LTD. 7.25H|DEAN|MORGAN STANLEY|5357
PRE$H|PARTNERRE LTD. 7.25H|EBXL|EBX LLC|5600
PRE$H|PARTNERRE LTD. 7.25H|ECUT|CONVERGEX EXECUTION SOLUTIONS|42449
PRE$H|PARTNERRE LTD. 7.25H|EDJO|Edward D. Jones & Co., L.P.|56
PRE$H|PARTNERRE LTD. 7.25H|EGXM|CBOE TRADING, INC.|100
PRE$H|PARTNERRE LTD. 7.25H|ETRS|E*Trade Securities LLC|943
PRE$H|PARTNERRE LTD. 7.25H|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
PRE$H|PARTNERRE LTD. 7.25H|GLPX|ACS EXECUTION SERVICES, LLC|1100
PRE$H|PARTNERRE LTD. 7.25H|GSCO|GOLDMAN SACHS & CO. LLC|1684
PRE$H|PARTNERRE LTD. 7.25H|GTSZ|GTS SECURITIES LLC|280
PRE$H|PARTNERRE LTD. 7.25H|HRBF|American Enterprise Investment Services Inc.|1052
PRE$H|PARTNERRE LTD. 7.25H|ICBX|INSTINET, LLC|100
PRE$H|PARTNERRE LTD. 7.25H|INCA|INSTINET, LLC|1747
PRE$H|PARTNERRE LTD. 7.25H|ITGI|ITG Inc.|50
PRE$H|PARTNERRE LTD. 7.25H|JPMX|J.P. Morgan Securities LLC|600
PRE$H|PARTNERRE LTD. 7.25H|JSEB|JANE STREET EXECUTION SERVICES, LLC|656
PRE$H|PARTNERRE LTD. 7.25H|KCGM|VIRTU Americas LLC|7318
PRE$H|PARTNERRE LTD. 7.25H|LEHM|Barclays Capital Inc./Le|2400
PRE$H|PARTNERRE LTD. 7.25H|LIME|Lime Brokerage LLC|281
PRE$H|PARTNERRE LTD. 7.25H|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PRE$H|PARTNERRE LTD. 7.25H|MSCO|MORGAN STANLEY & CO. LLC|21185
PRE$H|PARTNERRE LTD. 7.25H|MSPL|MORGAN STANLEY & CO. LLC|500
PRE$H|PARTNERRE LTD. 7.25H|NATL|National Securities Corporation|834
PRE$H|PARTNERRE LTD. 7.25H|NFSC|National Financial Services LLC|23554
PRE$H|PARTNERRE LTD. 7.25H|NITE|VIRTU Americas LLC|62398
PRE$H|PARTNERRE LTD. 7.25H|NQRB|Brut, LLC|285
PRE$H|PARTNERRE LTD. 7.25H|OPCO|Oppenheimer & Co. Inc.|958
PRE$H|PARTNERRE LTD. 7.25H|PDQM|CODA MARKETS, INC.|2395
PRE$H|PARTNERRE LTD. 7.25H|PWJC|UBS Financial Services, Inc.|882
PRE$H|PARTNERRE LTD. 7.25H|RBCM|RBC CAPITAL MARKETS, LLC|2144
PRE$H|PARTNERRE LTD. 7.25H|SALI|INTL FCSTONE FINANCIAL INC.|291
PRE$H|PARTNERRE LTD. 7.25H|SBSH|Citigroup Global Markets Inc.|420
PRE$H|PARTNERRE LTD. 7.25H|SGMT|GOLDMAN SACHS & CO. LLC|1147
PRE$H|PARTNERRE LTD. 7.25H|SPDR|SPEEDROUTE LLC|1957
PRE$H|PARTNERRE LTD. 7.25H|STFL|Stifel, Nicolaus & Company, Incorporated|883
PRE$H|PARTNERRE LTD. 7.25H|SWST|Hilltop Securities Inc.|42
PRE$H|PARTNERRE LTD. 7.25H|UBSA|UBS SECURITIES LLC|14375
PRE$H|PARTNERRE LTD. 7.25H|UBSS|UBS Securities LLC|18515
PRE$H|PARTNERRE LTD. 7.25H|VGRD|Vanguard Marketing Corporation|40
PRE$H|PARTNERRE LTD. 7.25H|WCHV|WELLS FARGO SECURITIES, LLC|7547
PRE$H|PARTNERRE LTD. 7.25H|WEXX|WOLVERINE EXECUTION SERVICES, LLC|112
PRE$H|PARTNERRE LTD. 7.25H|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
PRE$H|PARTNERRE LTD. 7.25H|YLPL|Linsco/Private Ledger Financial Services, Incorporated|386
PRE$I|PARTNERRE LTD 5.875|ALTX|Alternet Securities Inc.|100
PRE$I|PARTNERRE LTD 5.875|BATM|CBOE TRADING, INC.|46
PRE$I|PARTNERRE LTD 5.875|BTIG|BTIG, LLC|701
PRE$I|PARTNERRE LTD 5.875|BYXM|CBOE TRADING, INC.|100
PRE$I|PARTNERRE LTD 5.875|CHAS|Charles Schwab & Co., Inc.|965
PRE$I|PARTNERRE LTD 5.875|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
PRE$I|PARTNERRE LTD 5.875|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1970
PRE$I|PARTNERRE LTD 5.875|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
PRE$I|PARTNERRE LTD 5.875|DBAX|Deutsche Bank Securities Inc.|7800
PRE$I|PARTNERRE LTD 5.875|DEAN|MORGAN STANLEY|1351
PRE$I|PARTNERRE LTD 5.875|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
PRE$I|PARTNERRE LTD 5.875|EBXL|EBX LLC|2100
PRE$I|PARTNERRE LTD 5.875|EGAM|CBOE TRADING, INC.|300
PRE$I|PARTNERRE LTD 5.875|EGXM|CBOE TRADING, INC.|500
PRE$I|PARTNERRE LTD 5.875|ETRS|E*Trade Securities LLC|10
PRE$I|PARTNERRE LTD 5.875|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4632
PRE$I|PARTNERRE LTD 5.875|GLPX|ACS EXECUTION SERVICES, LLC|1939
PRE$I|PARTNERRE LTD 5.875|GSCO|GOLDMAN SACHS & CO. LLC|3234
PRE$I|PARTNERRE LTD 5.875|GSLT|GOLDMAN SACHS & CO. LLC|186
PRE$I|PARTNERRE LTD 5.875|HRBF|American Enterprise Investment Services Inc.|470
PRE$I|PARTNERRE LTD 5.875|IBKR|Interactive Brokers Llc|3600
PRE$I|PARTNERRE LTD 5.875|ICBX|INSTINET, LLC|1000
PRE$I|PARTNERRE LTD 5.875|INCA|INSTINET, LLC|6111
PRE$I|PARTNERRE LTD 5.875|ITGI|ITG Inc.|300
PRE$I|PARTNERRE LTD 5.875|ITGP|ITG INC.|1000
PRE$I|PARTNERRE LTD 5.875|JANY|Janney Montgomery Scott Inc.|650
PRE$I|PARTNERRE LTD 5.875|JEFF|JEFFERIES LLC|5400
PRE$I|PARTNERRE LTD 5.875|JPMX|J.P. Morgan Securities LLC|400
PRE$I|PARTNERRE LTD 5.875|JSEB|JANE STREET EXECUTION SERVICES, LLC|352
PRE$I|PARTNERRE LTD 5.875|KCGM|VIRTU Americas LLC|1500
PRE$I|PARTNERRE LTD 5.875|LEHM|Barclays Capital Inc./Le|3800
PRE$I|PARTNERRE LTD 5.875|LIME|Lime Brokerage LLC|2
PRE$I|PARTNERRE LTD 5.875|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
PRE$I|PARTNERRE LTD 5.875|MAXM|Maxim Group LLC|2170
PRE$I|PARTNERRE LTD 5.875|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
PRE$I|PARTNERRE LTD 5.875|MSCO|MORGAN STANLEY & CO. LLC|2520
PRE$I|PARTNERRE LTD 5.875|MSPL|MORGAN STANLEY & CO. LLC|300
PRE$I|PARTNERRE LTD 5.875|NFSC|National Financial Services LLC|4139
PRE$I|PARTNERRE LTD 5.875|NITE|VIRTU Americas LLC|27733
PRE$I|PARTNERRE LTD 5.875|NQRB|Brut, LLC|399
PRE$I|PARTNERRE LTD 5.875|OLDM|OLD MISSION CAPITAL, LLC|950
PRE$I|PARTNERRE LTD 5.875|PCPT|PHILLIP CAPITAL INC.|111
PRE$I|PARTNERRE LTD 5.875|PDQM|CODA MARKETS, INC.|3848
PRE$I|PARTNERRE LTD 5.875|PWJC|UBS Financial Services, Inc.|6805
PRE$I|PARTNERRE LTD 5.875|RBCM|RBC CAPITAL MARKETS, LLC|4500
PRE$I|PARTNERRE LTD 5.875|SALI|INTL FCSTONE FINANCIAL INC.|400
PRE$I|PARTNERRE LTD 5.875|SBSH|Citigroup Global Markets Inc.|4559
PRE$I|PARTNERRE LTD 5.875|SGMT|GOLDMAN SACHS & CO. LLC|1885
PRE$I|PARTNERRE LTD 5.875|SPDR|SPEEDROUTE LLC|3300
PRE$I|PARTNERRE LTD 5.875|SWST|Hilltop Securities Inc.|20
PRE$I|PARTNERRE LTD 5.875|UBSA|UBS SECURITIES LLC|13383
PRE$I|PARTNERRE LTD 5.875|UBSS|UBS Securities LLC|10901
PRE$I|PARTNERRE LTD 5.875|WCHV|WELLS FARGO SECURITIES, LLC|6417
PRE$I|PARTNERRE LTD 5.875|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66
PRE$I|PARTNERRE LTD 5.875|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
PRE$I|PARTNERRE LTD 5.875|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
PREF|PRINCIPAL SPECTRUM P|BARD|Robert W. Baird & Co. Incorporated|680
PREF|PRINCIPAL SPECTRUM P|BBNT|BB&T SECURITIES, LLC|343
PREF|PRINCIPAL SPECTRUM P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
PREF|PRINCIPAL SPECTRUM P|EDJO|Edward D. Jones & Co., L.P.|29
PREF|PRINCIPAL SPECTRUM P|IBKR|Interactive Brokers Llc|50
PREF|PRINCIPAL SPECTRUM P|JSJX|JANE STREET CAPITAL LLC|17761
PREF|PRINCIPAL SPECTRUM P|KCGM|VIRTU Americas LLC|481
PREF|PRINCIPAL SPECTRUM P|LEHM|Barclays Capital Inc./Le|400
PREF|PRINCIPAL SPECTRUM P|LIME|Lime Brokerage LLC|200
PREF|PRINCIPAL SPECTRUM P|MSCO|MORGAN STANLEY & CO. LLC|101
PREF|PRINCIPAL SPECTRUM P|NFSC|National Financial Services LLC|9055
PREF|PRINCIPAL SPECTRUM P|NITE|VIRTU Americas LLC|9418
PREF|PRINCIPAL SPECTRUM P|RBCM|RBC CAPITAL MARKETS, LLC|6276
PREF|PRINCIPAL SPECTRUM P|STFL|Stifel, Nicolaus & Company, Incorporated|100
PREF|PRINCIPAL SPECTRUM P|STXG|Stockcross Financial Services, Inc.|2000
PREF|PRINCIPAL SPECTRUM P|UBSA|UBS SECURITIES LLC|900
PREF|PRINCIPAL SPECTRUM P|UBSS|UBS Securities LLC|4345
PREF|PRINCIPAL SPECTRUM P|WCHV|WELLS FARGO SECURITIES, LLC|339
PREF|PRINCIPAL SPECTRUM P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1467
PRF|IN FTSE RAFI US 1000|APCC|Apex Clearing Corporation|606
PRF|IN FTSE RAFI US 1000|BANK|Primevest Financial Services, Inc.|1
PRF|IN FTSE RAFI US 1000|BARD|Robert W. Baird & Co. Incorporated|2318
PRF|IN FTSE RAFI US 1000|BATM|CBOE TRADING, INC.|14281
PRF|IN FTSE RAFI US 1000|BBNT|BB&T SECURITIES, LLC|109
PRF|IN FTSE RAFI US 1000|BERN|Sanford C. Bernstein & Co., LLC|1100
PRF|IN FTSE RAFI US 1000|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2799
PRF|IN FTSE RAFI US 1000|CANT|Cantor Fitzgerald & Co.|13103
PRF|IN FTSE RAFI US 1000|CHAS|Charles Schwab & Co., Inc.|2252
PRF|IN FTSE RAFI US 1000|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1105
PRF|IN FTSE RAFI US 1000|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6886
PRF|IN FTSE RAFI US 1000|CSIN|Citadel Securities Institutional LLC|12267
PRF|IN FTSE RAFI US 1000|CTDL|Citadel Derivatives Group Llc|20864
PRF|IN FTSE RAFI US 1000|CXCX|CITIGROUP GLOBAL MARKETS INC.|2572
PRF|IN FTSE RAFI US 1000|DADA|D.A. Davidson & Co.|1715
PRF|IN FTSE RAFI US 1000|DBAB|Deutsche Bank Securities Inc.|5
PRF|IN FTSE RAFI US 1000|DBAX|Deutsche Bank Securities Inc.|3800
PRF|IN FTSE RAFI US 1000|DEAN|MORGAN STANLEY|1302
PRF|IN FTSE RAFI US 1000|DEGS|RONIN PROFESSIONAL LLC|1500
PRF|IN FTSE RAFI US 1000|EBXL|EBX LLC|5800
PRF|IN FTSE RAFI US 1000|ECUT|CONVERGEX EXECUTION SOLUTIONS|1070
PRF|IN FTSE RAFI US 1000|EDJC|Edward Jones / CDS|35
PRF|IN FTSE RAFI US 1000|EDJO|Edward D. Jones & Co., L.P.|767
PRF|IN FTSE RAFI US 1000|EGAM|CBOE TRADING, INC.|2776
PRF|IN FTSE RAFI US 1000|ETBE|Electronic Transaction Clearing, Inc.|100
PRF|IN FTSE RAFI US 1000|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|110
PRF|IN FTSE RAFI US 1000|ETRS|E*Trade Securities LLC|1971
PRF|IN FTSE RAFI US 1000|FBSB|U.S. Bancorp Investments, Inc.|1414
PRF|IN FTSE RAFI US 1000|FINX|FINTECH SECURITIES|3090
PRF|IN FTSE RAFI US 1000|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|300
PRF|IN FTSE RAFI US 1000|FMAF|NBCN Inc./ CDS|13930
PRF|IN FTSE RAFI US 1000|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13151
PRF|IN FTSE RAFI US 1000|FTBR|Foliofn Investments, Inc.|69
PRF|IN FTSE RAFI US 1000|GBMT|GBM International, Inc.|2000
PRF|IN FTSE RAFI US 1000|GLPX|ACS EXECUTION SERVICES, LLC|5
PRF|IN FTSE RAFI US 1000|GSCO|GOLDMAN SACHS & CO. LLC|4240
PRF|IN FTSE RAFI US 1000|GSLT|GOLDMAN SACHS & CO. LLC|121
PRF|IN FTSE RAFI US 1000|GTSZ|GTS SECURITIES LLC|2950
PRF|IN FTSE RAFI US 1000|HRBF|American Enterprise Investment Services Inc.|52649
PRF|IN FTSE RAFI US 1000|HSBC|HSBC Securities, Inc.|100
PRF|IN FTSE RAFI US 1000|IATS|INTERACTIVE BROKERS LLC|500
PRF|IN FTSE RAFI US 1000|IBKR|Interactive Brokers Llc|1527
PRF|IN FTSE RAFI US 1000|ICBX|INSTINET, LLC|11380
PRF|IN FTSE RAFI US 1000|INCA|INSTINET, LLC|22363
PRF|IN FTSE RAFI US 1000|ITGI|ITG Inc.|13228
PRF|IN FTSE RAFI US 1000|ITGP|ITG INC.|600
PRF|IN FTSE RAFI US 1000|JANY|Janney Montgomery Scott Inc.|400
PRF|IN FTSE RAFI US 1000|JMPT|JUMP TRADING, LLC|230
PRF|IN FTSE RAFI US 1000|JPMX|J.P. Morgan Securities LLC|6760
PRF|IN FTSE RAFI US 1000|JSEB|JANE STREET EXECUTION SERVICES, LLC|43828
PRF|IN FTSE RAFI US 1000|JSJX|JANE STREET CAPITAL LLC|113788
PRF|IN FTSE RAFI US 1000|KCGM|VIRTU Americas LLC|6771
PRF|IN FTSE RAFI US 1000|LEHM|Barclays Capital Inc./Le|14429
PRF|IN FTSE RAFI US 1000|LIME|Lime Brokerage LLC|20775
PRF|IN FTSE RAFI US 1000|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PRF|IN FTSE RAFI US 1000|MACC|Mid Atlantic Capital Corporation|9425
PRF|IN FTSE RAFI US 1000|MAXM|Maxim Group LLC|20369
PRF|IN FTSE RAFI US 1000|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
PRF|IN FTSE RAFI US 1000|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
PRF|IN FTSE RAFI US 1000|MSCO|MORGAN STANLEY & CO. LLC|41361
PRF|IN FTSE RAFI US 1000|NFSC|National Financial Services LLC|137529
PRF|IN FTSE RAFI US 1000|NITE|VIRTU Americas LLC|159724
PRF|IN FTSE RAFI US 1000|NQRB|Brut, LLC|240
PRF|IN FTSE RAFI US 1000|OPCO|Oppenheimer & Co. Inc.|21
PRF|IN FTSE RAFI US 1000|PDQM|CODA MARKETS, INC.|5
PRF|IN FTSE RAFI US 1000|PWJC|UBS Financial Services, Inc.|79
PRF|IN FTSE RAFI US 1000|RBCM|RBC CAPITAL MARKETS, LLC|2921
PRF|IN FTSE RAFI US 1000|SBSH|Citigroup Global Markets Inc.|2337
PRF|IN FTSE RAFI US 1000|SGMT|GOLDMAN SACHS & CO. LLC|3714
PRF|IN FTSE RAFI US 1000|SHMR|ABN Amro Clearing LLC|400
PRF|IN FTSE RAFI US 1000|STFL|Stifel, Nicolaus & Company, Incorporated|637
PRF|IN FTSE RAFI US 1000|SWIM|TD Ameritrade, Inc.|104
PRF|IN FTSE RAFI US 1000|SWST|Hilltop Securities Inc.|3596
PRF|IN FTSE RAFI US 1000|TKNG|ALLY INVEST SECURITIES LLC|85
PRF|IN FTSE RAFI US 1000|TRCM|TRC MARKETS LLC|752
PRF|IN FTSE RAFI US 1000|UBSA|UBS SECURITIES LLC|19129
PRF|IN FTSE RAFI US 1000|UBSS|UBS Securities LLC|67500
PRF|IN FTSE RAFI US 1000|VGRD|Vanguard Marketing Corporation|5601
PRF|IN FTSE RAFI US 1000|WCHV|WELLS FARGO SECURITIES, LLC|11715
PRF|IN FTSE RAFI US 1000|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
PRF|IN FTSE RAFI US 1000|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3046
PRF|IN FTSE RAFI US 1000|WGIF|CIBC World Markets Inc.|19360
PRF|IN FTSE RAFI US 1000|WLTH|WEALTHFRONT BROKERAGE CORPORATION|38
PRF|IN FTSE RAFI US 1000|WSEA|WOLVERINE SECURITIES, LLC|154
PRF|IN FTSE RAFI US 1000|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
PRF|IN FTSE RAFI US 1000|YLPL|Linsco/Private Ledger Financial Services, Incorporated|88883
PRFT|PERFICIENT INC|ALTX|Alternet Securities Inc.|300
PRFT|PERFICIENT INC|ANOS|ABEL/NOSER, L.L.C.|9500
PRFT|PERFICIENT INC|APCC|Apex Clearing Corporation|1759
PRFT|PERFICIENT INC|BARD|Robert W. Baird & Co. Incorporated|5
PRFT|PERFICIENT INC|BATM|CBOE TRADING, INC.|477
PRFT|PERFICIENT INC|BBNT|BB&T SECURITIES, LLC|25
PRFT|PERFICIENT INC|BERN|Sanford C. Bernstein & Co., LLC|14163
PRFT|PERFICIENT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2487
PRFT|PERFICIENT INC|BMOC|BMO Capital Markets Corp.|5467
PRFT|PERFICIENT INC|BNPX|BNP PARIBAS SECURITIES CORP.|7093
PRFT|PERFICIENT INC|BRGE|Newbridge Securities Corp.|600
PRFT|PERFICIENT INC|BRVL|BLAYLOCK VAN, LLC|100
PRFT|PERFICIENT INC|BTIG|BTIG, LLC|15808
PRFT|PERFICIENT INC|BYXM|CBOE TRADING, INC.|540
PRFT|PERFICIENT INC|BZYD|GOLDMAN SACHS & CO. LLC|1300
PRFT|PERFICIENT INC|CANT|Cantor Fitzgerald & Co.|136
PRFT|PERFICIENT INC|CHAS|Charles Schwab & Co., Inc.|340
PRFT|PERFICIENT INC|CIST|Capital Institutional Services, Inc.|300
PRFT|PERFICIENT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14070
PRFT|PERFICIENT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
PRFT|PERFICIENT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42121
PRFT|PERFICIENT INC|CTDL|Citadel Derivatives Group Llc|12586
PRFT|PERFICIENT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5160
PRFT|PERFICIENT INC|DBAB|Deutsche Bank Securities Inc.|146059
PRFT|PERFICIENT INC|DBAX|Deutsche Bank Securities Inc.|25400
PRFT|PERFICIENT INC|DBUL|Deutsche Bank Securities Inc.|29
PRFT|PERFICIENT INC|DEAN|MORGAN STANLEY|1885
PRFT|PERFICIENT INC|DEGS|RONIN PROFESSIONAL LLC|2077
PRFT|PERFICIENT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3600
PRFT|PERFICIENT INC|EBXL|EBX LLC|19700
PRFT|PERFICIENT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|170
PRFT|PERFICIENT INC|EDJO|Edward D. Jones & Co., L.P.|300
PRFT|PERFICIENT INC|EGAM|CBOE TRADING, INC.|1650
PRFT|PERFICIENT INC|EGMT|EG MARKET TECHNOLOGIES LLC|420
PRFT|PERFICIENT INC|EGXM|CBOE TRADING, INC.|801
PRFT|PERFICIENT INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4998
PRFT|PERFICIENT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9921
PRFT|PERFICIENT INC|ETRS|E*Trade Securities LLC|50332
PRFT|PERFICIENT INC|FBCO|Credit Suisse Securities (USA) LLC|332298
PRFT|PERFICIENT INC|FILL|Tradestation Securities, Inc.|696
PRFT|PERFICIENT INC|FMAF|NBCN Inc./ CDS|4135
PRFT|PERFICIENT INC|FOMA|TD AMERITRADE CLEARING, INC.|59377
PRFT|PERFICIENT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|236
PRFT|PERFICIENT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63114
PRFT|PERFICIENT INC|FTBR|Foliofn Investments, Inc.|1207
PRFT|PERFICIENT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|10507
PRFT|PERFICIENT INC|GLPX|ACS EXECUTION SERVICES, LLC|1055
PRFT|PERFICIENT INC|GSCO|GOLDMAN SACHS & CO. LLC|323652
PRFT|PERFICIENT INC|GSCS|GOLDMAN SACHS & CO. LLC|8079
PRFT|PERFICIENT INC|GSLT|GOLDMAN SACHS & CO. LLC|373
PRFT|PERFICIENT INC|GTSZ|GTS SECURITIES LLC|9874
PRFT|PERFICIENT INC|HRBF|American Enterprise Investment Services Inc.|1890
PRFT|PERFICIENT INC|IATS|INTERACTIVE BROKERS LLC|6859
PRFT|PERFICIENT INC|IBKR|Interactive Brokers Llc|62011
PRFT|PERFICIENT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|395
PRFT|PERFICIENT INC|ICBX|INSTINET, LLC|3400
PRFT|PERFICIENT INC|IEQY|CITADEL SECURITIES LLC|17885
PRFT|PERFICIENT INC|INCA|INSTINET, LLC|142606
PRFT|PERFICIENT INC|INJX|INSTINET, LLC|3688
PRFT|PERFICIENT INC|ITGI|ITG Inc.|29622
PRFT|PERFICIENT INC|ITGP|ITG INC.|9200
PRFT|PERFICIENT INC|JANY|Janney Montgomery Scott Inc.|1040
PRFT|PERFICIENT INC|JEFF|JEFFERIES LLC|27369
PRFT|PERFICIENT INC|JMPT|JUMP TRADING, LLC|10383
PRFT|PERFICIENT INC|JPBX|J.P. MORGAN SECURITIES LLC|8014
PRFT|PERFICIENT INC|JPMX|J.P. Morgan Securities LLC|72093
PRFT|PERFICIENT INC|JSJX|JANE STREET CAPITAL LLC|5760
PRFT|PERFICIENT INC|KCGM|VIRTU Americas LLC|16225
PRFT|PERFICIENT INC|LEHM|Barclays Capital Inc./Le|174195
PRFT|PERFICIENT INC|LIME|Lime Brokerage LLC|117901
PRFT|PERFICIENT INC|LQNA|LIQUIDNET, INC.|9700
PRFT|PERFICIENT INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PRFT|PERFICIENT INC|MAXM|Maxim Group LLC|3583
PRFT|PERFICIENT INC|MCBT|Moors & Cabot, Inc.|5355
PRFT|PERFICIENT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8700
PRFT|PERFICIENT INC|MOTF|MOTIF INVESTING, INC.|5
PRFT|PERFICIENT INC|MSCO|MORGAN STANLEY & CO. LLC|474252
PRFT|PERFICIENT INC|MSPL|MORGAN STANLEY & CO. LLC|21500
PRFT|PERFICIENT INC|MSTX|MORGAN STANLEY & CO. LLC|1600
PRFT|PERFICIENT INC|NEED|Needham & Company, LLC|1618
PRFT|PERFICIENT INC|NFSC|National Financial Services LLC|51561
PRFT|PERFICIENT INC|NITE|VIRTU Americas LLC|142077
PRFT|PERFICIENT INC|NITP|VIRTU Americas LLC|3000
PRFT|PERFICIENT INC|NQRB|Brut, LLC|3074
PRFT|PERFICIENT INC|NTRC|Northern Trust Securities, Inc.|1487
PRFT|PERFICIENT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2113
PRFT|PERFICIENT INC|PDQM|CODA MARKETS, INC.|945
PRFT|PERFICIENT INC|RAJA|Raymond James & Associates, Inc.|1045
PRFT|PERFICIENT INC|RBCM|RBC CAPITAL MARKETS, LLC|307
PRFT|PERFICIENT INC|ROTH|Roth Capital Partners, LLC|200
PRFT|PERFICIENT INC|SBSH|Citigroup Global Markets Inc.|92703
PRFT|PERFICIENT INC|SGMT|GOLDMAN SACHS & CO. LLC|11271
PRFT|PERFICIENT INC|SPHN|Stephens Inc.|500
PRFT|PERFICIENT INC|STFL|Stifel, Nicolaus & Company, Incorporated|4765
PRFT|PERFICIENT INC|SWIM|TD Ameritrade, Inc.|34812
PRFT|PERFICIENT INC|SWST|Hilltop Securities Inc.|256
PRFT|PERFICIENT INC|TKNG|ALLY INVEST SECURITIES LLC|1283
PRFT|PERFICIENT INC|TMBR|Timber Hill LLC|39
PRFT|PERFICIENT INC|TRBT|Tradebot Systems, Inc.|29116
PRFT|PERFICIENT INC|TRCM|TRC MARKETS LLC|42396
PRFT|PERFICIENT INC|TWTT|TASTYWORKS, INC.|500
PRFT|PERFICIENT INC|UBSA|UBS SECURITIES LLC|85758
PRFT|PERFICIENT INC|UBSS|UBS Securities LLC|236697
PRFT|PERFICIENT INC|VALX|VIRTU AMERICAS LLC|7525
PRFT|PERFICIENT INC|VGRD|Vanguard Marketing Corporation|1468
PRFT|PERFICIENT INC|WCHV|WELLS FARGO SECURITIES, LLC|47156
PRFT|PERFICIENT INC|WEED|Weeden & Co.L.P.|6401
PRFT|PERFICIENT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1534
PRFT|PERFICIENT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1345
PRFT|PERFICIENT INC|WGIF|CIBC World Markets Inc.|780
PRFT|PERFICIENT INC|WSEA|WOLVERINE SECURITIES, LLC|1019
PRFT|PERFICIENT INC|XIST|INSTINET, LLC|12906
PRFT|PERFICIENT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2760
PRFT|PERFICIENT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|250
PRFT|PERFICIENT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|252
PRFZ|INVESCO FTSE US 1500|APCC|Apex Clearing Corporation|43
PRFZ|INVESCO FTSE US 1500|BARD|Robert W. Baird & Co. Incorporated|141
PRFZ|INVESCO FTSE US 1500|BATM|CBOE TRADING, INC.|117
PRFZ|INVESCO FTSE US 1500|BERN|Sanford C. Bernstein & Co., LLC|450
PRFZ|INVESCO FTSE US 1500|BKCM|BNY Mellon Capital Markets LLC|3001
PRFZ|INVESCO FTSE US 1500|BKMM|BNY MELLON CAPITAL MARKETS, LLC|189
PRFZ|INVESCO FTSE US 1500|CANT|Cantor Fitzgerald & Co.|3095
PRFZ|INVESCO FTSE US 1500|CHAS|Charles Schwab & Co., Inc.|396
PRFZ|INVESCO FTSE US 1500|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|702
PRFZ|INVESCO FTSE US 1500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2882
PRFZ|INVESCO FTSE US 1500|CSIN|Citadel Securities Institutional LLC|826
PRFZ|INVESCO FTSE US 1500|CTDL|Citadel Derivatives Group Llc|1126
PRFZ|INVESCO FTSE US 1500|DADA|D.A. Davidson & Co.|57
PRFZ|INVESCO FTSE US 1500|DBAB|Deutsche Bank Securities Inc.|100
PRFZ|INVESCO FTSE US 1500|DBAX|Deutsche Bank Securities Inc.|1400
PRFZ|INVESCO FTSE US 1500|DEAN|MORGAN STANLEY|3278
PRFZ|INVESCO FTSE US 1500|DEGS|RONIN PROFESSIONAL LLC|100
PRFZ|INVESCO FTSE US 1500|EBXL|EBX LLC|300
PRFZ|INVESCO FTSE US 1500|EDJO|Edward D. Jones & Co., L.P.|401
PRFZ|INVESCO FTSE US 1500|EGXM|CBOE TRADING, INC.|55
PRFZ|INVESCO FTSE US 1500|ETRS|E*Trade Securities LLC|344
PRFZ|INVESCO FTSE US 1500|FBCO|Credit Suisse Securities (USA) LLC|37032
PRFZ|INVESCO FTSE US 1500|FBSB|U.S. Bancorp Investments, Inc.|265
PRFZ|INVESCO FTSE US 1500|FMAF|NBCN Inc./ CDS|527
PRFZ|INVESCO FTSE US 1500|FOMA|TD AMERITRADE CLEARING, INC.|82459
PRFZ|INVESCO FTSE US 1500|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|252
PRFZ|INVESCO FTSE US 1500|FTBR|Foliofn Investments, Inc.|7
PRFZ|INVESCO FTSE US 1500|GEBB|GLOBAL EXECUTION BROKERS, LP|273
PRFZ|INVESCO FTSE US 1500|GSCO|GOLDMAN SACHS & CO. LLC|6142
PRFZ|INVESCO FTSE US 1500|GSCS|GOLDMAN SACHS & CO. LLC|32
PRFZ|INVESCO FTSE US 1500|GSLT|GOLDMAN SACHS & CO. LLC|2205
PRFZ|INVESCO FTSE US 1500|GTSZ|GTS SECURITIES LLC|399
PRFZ|INVESCO FTSE US 1500|HRBF|American Enterprise Investment Services Inc.|15850
PRFZ|INVESCO FTSE US 1500|IATS|INTERACTIVE BROKERS LLC|300
PRFZ|INVESCO FTSE US 1500|IBKR|Interactive Brokers Llc|500
PRFZ|INVESCO FTSE US 1500|ICBX|INSTINET, LLC|100
PRFZ|INVESCO FTSE US 1500|INCA|INSTINET, LLC|1800
PRFZ|INVESCO FTSE US 1500|JPMX|J.P. Morgan Securities LLC|2600
PRFZ|INVESCO FTSE US 1500|JSEB|JANE STREET EXECUTION SERVICES, LLC|1794
PRFZ|INVESCO FTSE US 1500|JSJX|JANE STREET CAPITAL LLC|69830
PRFZ|INVESCO FTSE US 1500|KCGM|VIRTU Americas LLC|680
PRFZ|INVESCO FTSE US 1500|LEHM|Barclays Capital Inc./Le|1550
PRFZ|INVESCO FTSE US 1500|LIME|Lime Brokerage LLC|11227
PRFZ|INVESCO FTSE US 1500|MACC|Mid Atlantic Capital Corporation|5147
PRFZ|INVESCO FTSE US 1500|MCMF|Raymond James Ltd. Cds|225
PRFZ|INVESCO FTSE US 1500|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
PRFZ|INVESCO FTSE US 1500|MSCO|MORGAN STANLEY & CO. LLC|63292
PRFZ|INVESCO FTSE US 1500|MSPL|MORGAN STANLEY & CO. LLC|1000
PRFZ|INVESCO FTSE US 1500|NFSC|National Financial Services LLC|96348
PRFZ|INVESCO FTSE US 1500|NITE|VIRTU Americas LLC|133767
PRFZ|INVESCO FTSE US 1500|NQRB|Brut, LLC|2728
PRFZ|INVESCO FTSE US 1500|OPCO|Oppenheimer & Co. Inc.|20
PRFZ|INVESCO FTSE US 1500|RAJA|Raymond James & Associates, Inc.|1585
PRFZ|INVESCO FTSE US 1500|RBCM|RBC CAPITAL MARKETS, LLC|818
PRFZ|INVESCO FTSE US 1500|SGMT|GOLDMAN SACHS & CO. LLC|1321
PRFZ|INVESCO FTSE US 1500|SPHN|Stephens Inc.|30
PRFZ|INVESCO FTSE US 1500|STFL|Stifel, Nicolaus & Company, Incorporated|97
PRFZ|INVESCO FTSE US 1500|SWIM|TD Ameritrade, Inc.|245
PRFZ|INVESCO FTSE US 1500|TRCM|TRC MARKETS LLC|576
PRFZ|INVESCO FTSE US 1500|UBSA|UBS SECURITIES LLC|15950
PRFZ|INVESCO FTSE US 1500|UBSS|UBS Securities LLC|44178
PRFZ|INVESCO FTSE US 1500|VALX|VIRTU AMERICAS LLC|312
PRFZ|INVESCO FTSE US 1500|VGRD|Vanguard Marketing Corporation|468
PRFZ|INVESCO FTSE US 1500|WCHV|WELLS FARGO SECURITIES, LLC|12731
PRFZ|INVESCO FTSE US 1500|WEXM|WOLVERINE EXECUTION SERVICES, LLC|405
PRFZ|INVESCO FTSE US 1500|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1126
PRFZ|INVESCO FTSE US 1500|WGIF|CIBC World Markets Inc.|667
PRFZ|INVESCO FTSE US 1500|WSEA|WOLVERINE SECURITIES, LLC|2
PRFZ|INVESCO FTSE US 1500|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
PRFZ|INVESCO FTSE US 1500|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5661
PRGO|PERRIGO COMPANY PLC|ABLE|NATIXIS Securities Americas LLC|1632
PRGO|PERRIGO COMPANY PLC|ALTX|Alternet Securities Inc.|38060
PRGO|PERRIGO COMPANY PLC|ANOS|ABEL/NOSER, L.L.C.|200
PRGO|PERRIGO COMPANY PLC|APCC|Apex Clearing Corporation|116
PRGO|PERRIGO COMPANY PLC|AVON|Avondale Partners, LLC|100
PRGO|PERRIGO COMPANY PLC|BANK|Primevest Financial Services, Inc.|25
PRGO|PERRIGO COMPANY PLC|BARD|Robert W. Baird & Co. Incorporated|564
PRGO|PERRIGO COMPANY PLC|BATM|CBOE TRADING, INC.|14874
PRGO|PERRIGO COMPANY PLC|BAYC|BAY CREST PARTNERS, LLC|5
PRGO|PERRIGO COMPANY PLC|BAYT|BTIG, LLC|700
PRGO|PERRIGO COMPANY PLC|BBNT|BB&T SECURITIES, LLC|32
PRGO|PERRIGO COMPANY PLC|BERN|Sanford C. Bernstein & Co., LLC|227374
PRGO|PERRIGO COMPANY PLC|BIDS|BIDS TRADING L.P.|48800
PRGO|PERRIGO COMPANY PLC|BIMI|Banca IMI Securities Corp.|76
PRGO|PERRIGO COMPANY PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5716
PRGO|PERRIGO COMPANY PLC|BLKX|INSTINET, LLC|184900
PRGO|PERRIGO COMPANY PLC|BNPX|BNP PARIBAS SECURITIES CORP.|131206
PRGO|PERRIGO COMPANY PLC|BTIG|BTIG, LLC|1077
PRGO|PERRIGO COMPANY PLC|BYXM|CBOE TRADING, INC.|1362
PRGO|PERRIGO COMPANY PLC|BZYD|GOLDMAN SACHS & CO. LLC|300
PRGO|PERRIGO COMPANY PLC|CABR|Cabrera Capital Markets, Inc.|50
PRGO|PERRIGO COMPANY PLC|CANT|Cantor Fitzgerald & Co.|16372
PRGO|PERRIGO COMPANY PLC|CBLC|CITIGROUP GLOBAL MARKETS INC.|224974
PRGO|PERRIGO COMPANY PLC|CHAS|Charles Schwab & Co., Inc.|3404
PRGO|PERRIGO COMPANY PLC|CIBP|CIBC World Markets Corp.|7217
PRGO|PERRIGO COMPANY PLC|CICF|Canaccord Genuity Corp.|3991
PRGO|PERRIGO COMPANY PLC|CIST|Capital Institutional Services, Inc.|5590
PRGO|PERRIGO COMPANY PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82556
PRGO|PERRIGO COMPANY PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
PRGO|PERRIGO COMPANY PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2486
PRGO|PERRIGO COMPANY PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|569572
PRGO|PERRIGO COMPANY PLC|CTDL|Citadel Derivatives Group Llc|4960
PRGO|PERRIGO COMPANY PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|162982
PRGO|PERRIGO COMPANY PLC|DADA|D.A. Davidson & Co.|370
PRGO|PERRIGO COMPANY PLC|DBAB|Deutsche Bank Securities Inc.|363621
PRGO|PERRIGO COMPANY PLC|DBAX|Deutsche Bank Securities Inc.|324400
PRGO|PERRIGO COMPANY PLC|DBUL|Deutsche Bank Securities Inc.|9247
PRGO|PERRIGO COMPANY PLC|DCHF|Dart Executions, LLC|609
PRGO|PERRIGO COMPANY PLC|DEAN|MORGAN STANLEY|2602
PRGO|PERRIGO COMPANY PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
PRGO|PERRIGO COMPANY PLC|DRWC|DRW SECURITIES, L.L.C.|1600
PRGO|PERRIGO COMPANY PLC|EBXL|EBX LLC|231900
PRGO|PERRIGO COMPANY PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14489
PRGO|PERRIGO COMPANY PLC|EDJO|Edward D. Jones & Co., L.P.|1936
PRGO|PERRIGO COMPANY PLC|EGAM|CBOE TRADING, INC.|19760
PRGO|PERRIGO COMPANY PLC|EGAW|CBOE TRADING, INC.|546
PRGO|PERRIGO COMPANY PLC|EGMT|EG MARKET TECHNOLOGIES LLC|1898
PRGO|PERRIGO COMPANY PLC|EGXM|CBOE TRADING, INC.|10303
PRGO|PERRIGO COMPANY PLC|EGXW|CBOE TRADING, INC.|44
PRGO|PERRIGO COMPANY PLC|ETBE|Electronic Transaction Clearing, Inc.|30967
PRGO|PERRIGO COMPANY PLC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
PRGO|PERRIGO COMPANY PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|33
PRGO|PERRIGO COMPANY PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24324
PRGO|PERRIGO COMPANY PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
PRGO|PERRIGO COMPANY PLC|ETRS|E*Trade Securities LLC|9234
PRGO|PERRIGO COMPANY PLC|FBSB|U.S. Bancorp Investments, Inc.|1
PRGO|PERRIGO COMPANY PLC|FILL|Tradestation Securities, Inc.|3300
PRGO|PERRIGO COMPANY PLC|FINX|FINTECH SECURITIES|2
PRGO|PERRIGO COMPANY PLC|FMAF|NBCN Inc./ CDS|10920
PRGO|PERRIGO COMPANY PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9511
PRGO|PERRIGO COMPANY PLC|FQLS|Quantlab Securities LP|276030
PRGO|PERRIGO COMPANY PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83759
PRGO|PERRIGO COMPANY PLC|FTBR|Foliofn Investments, Inc.|3121
PRGO|PERRIGO COMPANY PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|1331
PRGO|PERRIGO COMPANY PLC|GLIS|TD Securities Inc|50
PRGO|PERRIGO COMPANY PLC|GLPX|ACS EXECUTION SERVICES, LLC|83993
PRGO|PERRIGO COMPANY PLC|GSCO|GOLDMAN SACHS & CO. LLC|924410
PRGO|PERRIGO COMPANY PLC|GSCS|GOLDMAN SACHS & CO. LLC|100
PRGO|PERRIGO COMPANY PLC|GSLT|GOLDMAN SACHS & CO. LLC|9280
PRGO|PERRIGO COMPANY PLC|GTSZ|GTS SECURITIES LLC|121705
PRGO|PERRIGO COMPANY PLC|HRBF|American Enterprise Investment Services Inc.|890
PRGO|PERRIGO COMPANY PLC|HSBC|HSBC Securities, Inc.|668
PRGO|PERRIGO COMPANY PLC|IATS|INTERACTIVE BROKERS LLC|5348
PRGO|PERRIGO COMPANY PLC|IBKR|Interactive Brokers Llc|8145
PRGO|PERRIGO COMPANY PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|59
PRGO|PERRIGO COMPANY PLC|ICBX|INSTINET, LLC|73294
PRGO|PERRIGO COMPANY PLC|IEQY|CITADEL SECURITIES LLC|122475
PRGO|PERRIGO COMPANY PLC|INCA|INSTINET, LLC|354368
PRGO|PERRIGO COMPANY PLC|INJX|INSTINET, LLC|8216
PRGO|PERRIGO COMPANY PLC|INTL|INTL FCSTONE FINANCIAL INC.|7
PRGO|PERRIGO COMPANY PLC|ITGI|ITG Inc.|179690
PRGO|PERRIGO COMPANY PLC|ITGP|ITG INC.|298000
PRGO|PERRIGO COMPANY PLC|JANY|Janney Montgomery Scott Inc.|1050
PRGO|PERRIGO COMPANY PLC|JEFF|JEFFERIES LLC|130039
PRGO|PERRIGO COMPANY PLC|JMPT|JUMP TRADING, LLC|81362
PRGO|PERRIGO COMPANY PLC|JPBX|J.P. MORGAN SECURITIES LLC|96973
PRGO|PERRIGO COMPANY PLC|JPMX|J.P. Morgan Securities LLC|769139
PRGO|PERRIGO COMPANY PLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
PRGO|PERRIGO COMPANY PLC|JSJX|JANE STREET CAPITAL LLC|26258
PRGO|PERRIGO COMPANY PLC|KCGM|VIRTU Americas LLC|75463
PRGO|PERRIGO COMPANY PLC|LEHM|Barclays Capital Inc./Le|686844
PRGO|PERRIGO COMPANY PLC|LGNT|COR CLEARING LLC|1
PRGO|PERRIGO COMPANY PLC|LIME|Lime Brokerage LLC|58668
PRGO|PERRIGO COMPANY PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|78680
PRGO|PERRIGO COMPANY PLC|LQNA|LIQUIDNET, INC.|123600
PRGO|PERRIGO COMPANY PLC|LQNB|LIQUIDNET, INC.|46800
PRGO|PERRIGO COMPANY PLC|LSCI|Lek Securities Corporation|606
PRGO|PERRIGO COMPANY PLC|LVMR|LIVERMORE TRADING GROUP, INC.|770
PRGO|PERRIGO COMPANY PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|251856
PRGO|PERRIGO COMPANY PLC|MOTF|MOTIF INVESTING, INC.|1
PRGO|PERRIGO COMPANY PLC|MSCO|MORGAN STANLEY & CO. LLC|1046409
PRGO|PERRIGO COMPANY PLC|MSPL|MORGAN STANLEY & CO. LLC|378600
PRGO|PERRIGO COMPANY PLC|MSTX|MORGAN STANLEY & CO. LLC|193800
PRGO|PERRIGO COMPANY PLC|MWCC|Monness Crespi Hardt & Co., Inc.|1388
PRGO|PERRIGO COMPANY PLC|MZHO|Mizuho Securities USA LLC|6000
PRGO|PERRIGO COMPANY PLC|NEUB|NEUBERGER BERMAN BD LLC|310
PRGO|PERRIGO COMPANY PLC|NFSC|National Financial Services LLC|136553
PRGO|PERRIGO COMPANY PLC|NITE|VIRTU Americas LLC|242381
PRGO|PERRIGO COMPANY PLC|NITP|VIRTU Americas LLC|1163
PRGO|PERRIGO COMPANY PLC|NQRB|Brut, LLC|20630
PRGO|PERRIGO COMPANY PLC|NTRC|Northern Trust Securities, Inc.|23368
PRGO|PERRIGO COMPANY PLC|OHOS|TWO SIGMA SECURITIES, LLC|80630
PRGO|PERRIGO COMPANY PLC|OPCO|Oppenheimer & Co. Inc.|3808
PRGO|PERRIGO COMPANY PLC|PDQM|CODA MARKETS, INC.|133328
PRGO|PERRIGO COMPANY PLC|PHLY|NASDAQ Execution Services, LLC|800
PRGO|PERRIGO COMPANY PLC|PWJC|UBS Financial Services, Inc.|1818
PRGO|PERRIGO COMPANY PLC|QMSR|QUATTRO M SECURITIES INC.|1323
PRGO|PERRIGO COMPANY PLC|RBCM|RBC CAPITAL MARKETS, LLC|4900
PRGO|PERRIGO COMPANY PLC|RGLD|Regal Securities, Inc|1519
PRGO|PERRIGO COMPANY PLC|SAGL|SAGETRADER, LLC|79859
PRGO|PERRIGO COMPANY PLC|SAGW|SAGETRADER, LLC|200
PRGO|PERRIGO COMPANY PLC|SALI|INTL FCSTONE FINANCIAL INC.|206
PRGO|PERRIGO COMPANY PLC|SBSH|Citigroup Global Markets Inc.|1008960
PRGO|PERRIGO COMPANY PLC|SEIC|SEI Investments Distribution Co.|2150
PRGO|PERRIGO COMPANY PLC|SGMT|GOLDMAN SACHS & CO. LLC|99525
PRGO|PERRIGO COMPANY PLC|SPDR|SPEEDROUTE LLC|32765
PRGO|PERRIGO COMPANY PLC|STFL|Stifel, Nicolaus & Company, Incorporated|1046
PRGO|PERRIGO COMPANY PLC|STRS|STRATEGAS RESEARCH PARTNERS|1100
PRGO|PERRIGO COMPANY PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4174
PRGO|PERRIGO COMPANY PLC|SWIM|TD Ameritrade, Inc.|18311
PRGO|PERRIGO COMPANY PLC|SWST|Hilltop Securities Inc.|74
PRGO|PERRIGO COMPANY PLC|TDFS|TRADERFIELD SECURITIES INC.|25
PRGO|PERRIGO COMPANY PLC|TKNG|ALLY INVEST SECURITIES LLC|10
PRGO|PERRIGO COMPANY PLC|TRBT|Tradebot Systems, Inc.|189418
PRGO|PERRIGO COMPANY PLC|TRCM|TRC MARKETS LLC|97072
PRGO|PERRIGO COMPANY PLC|UBSA|UBS SECURITIES LLC|567353
PRGO|PERRIGO COMPANY PLC|UBSS|UBS Securities LLC|763852
PRGO|PERRIGO COMPANY PLC|VALX|VIRTU AMERICAS LLC|16877
PRGO|PERRIGO COMPANY PLC|VGRD|Vanguard Marketing Corporation|2217
PRGO|PERRIGO COMPANY PLC|WBLR|WILLIAM BLAIR|5734
PRGO|PERRIGO COMPANY PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|528
PRGO|PERRIGO COMPANY PLC|WCHV|WELLS FARGO SECURITIES, LLC|20070
PRGO|PERRIGO COMPANY PLC|WDNX|WEEDEN & CO.L.P.|7508
PRGO|PERRIGO COMPANY PLC|WEDB|WEDBUSH SECURITIES INC.|7691
PRGO|PERRIGO COMPANY PLC|WEED|Weeden & Co.L.P.|6701
PRGO|PERRIGO COMPANY PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42975
PRGO|PERRIGO COMPANY PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17892
PRGO|PERRIGO COMPANY PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1631
PRGO|PERRIGO COMPANY PLC|WSEA|WOLVERINE SECURITIES, LLC|1931
PRGO|PERRIGO COMPANY PLC|XIST|INSTINET, LLC|28412
PRGO|PERRIGO COMPANY PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|72602
PRGO|PERRIGO COMPANY PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|10150
PRGO|PERRIGO COMPANY PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7727
PRGS|PROGRESS SOFTWARE|ALTX|Alternet Securities Inc.|4523
PRGS|PROGRESS SOFTWARE|ANOS|ABEL/NOSER, L.L.C.|210
PRGS|PROGRESS SOFTWARE|APCC|Apex Clearing Corporation|4052
PRGS|PROGRESS SOFTWARE|AQUA|AQUA SECURITIES L.P.|2900
PRGS|PROGRESS SOFTWARE|BATM|CBOE TRADING, INC.|1206
PRGS|PROGRESS SOFTWARE|BAYC|BAY CREST PARTNERS, LLC|524
PRGS|PROGRESS SOFTWARE|BAYT|BTIG, LLC|23957
PRGS|PROGRESS SOFTWARE|BBNT|BB&T SECURITIES, LLC|32
PRGS|PROGRESS SOFTWARE|BERN|Sanford C. Bernstein & Co., LLC|9190
PRGS|PROGRESS SOFTWARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|77
PRGS|PROGRESS SOFTWARE|BLKX|INSTINET, LLC|33500
PRGS|PROGRESS SOFTWARE|BMOC|BMO Capital Markets Corp.|7288
PRGS|PROGRESS SOFTWARE|BNPX|BNP PARIBAS SECURITIES CORP.|8204
PRGS|PROGRESS SOFTWARE|BRVL|BLAYLOCK VAN, LLC|400
PRGS|PROGRESS SOFTWARE|BTIG|BTIG, LLC|15901
PRGS|PROGRESS SOFTWARE|BYXM|CBOE TRADING, INC.|3055
PRGS|PROGRESS SOFTWARE|CANT|Cantor Fitzgerald & Co.|234
PRGS|PROGRESS SOFTWARE|CHAS|Charles Schwab & Co., Inc.|159
PRGS|PROGRESS SOFTWARE|CIST|Capital Institutional Services, Inc.|794
PRGS|PROGRESS SOFTWARE|CLSA|CLSA AMERICAS, LLC|4000
PRGS|PROGRESS SOFTWARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22487
PRGS|PROGRESS SOFTWARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3239
PRGS|PROGRESS SOFTWARE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4200
PRGS|PROGRESS SOFTWARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|247805
PRGS|PROGRESS SOFTWARE|CTDE|CHOICETRADE|1
PRGS|PROGRESS SOFTWARE|CTDL|Citadel Derivatives Group Llc|27379
PRGS|PROGRESS SOFTWARE|CTLR|CUTLER GROUP, LP|100
PRGS|PROGRESS SOFTWARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|25194
PRGS|PROGRESS SOFTWARE|DBAB|Deutsche Bank Securities Inc.|343378
PRGS|PROGRESS SOFTWARE|DBAX|Deutsche Bank Securities Inc.|145400
PRGS|PROGRESS SOFTWARE|DBUL|Deutsche Bank Securities Inc.|1600
PRGS|PROGRESS SOFTWARE|DCHF|Dart Executions, LLC|1826
PRGS|PROGRESS SOFTWARE|DEAN|MORGAN STANLEY|1715
PRGS|PROGRESS SOFTWARE|DEGS|RONIN PROFESSIONAL LLC|2712
PRGS|PROGRESS SOFTWARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25
PRGS|PROGRESS SOFTWARE|EBXL|EBX LLC|105300
PRGS|PROGRESS SOFTWARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|543
PRGS|PROGRESS SOFTWARE|EDJO|Edward D. Jones & Co., L.P.|270
PRGS|PROGRESS SOFTWARE|EGAM|CBOE TRADING, INC.|10512
PRGS|PROGRESS SOFTWARE|EGAW|CBOE TRADING, INC.|319
PRGS|PROGRESS SOFTWARE|EGMT|EG MARKET TECHNOLOGIES LLC|1274
PRGS|PROGRESS SOFTWARE|EGXM|CBOE TRADING, INC.|3186
PRGS|PROGRESS SOFTWARE|EGXW|CBOE TRADING, INC.|9
PRGS|PROGRESS SOFTWARE|ETBE|Electronic Transaction Clearing, Inc.|14224
PRGS|PROGRESS SOFTWARE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6082
PRGS|PROGRESS SOFTWARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27035
PRGS|PROGRESS SOFTWARE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|297
PRGS|PROGRESS SOFTWARE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
PRGS|PROGRESS SOFTWARE|ETRS|E*Trade Securities LLC|162478
PRGS|PROGRESS SOFTWARE|FBCO|Credit Suisse Securities (USA) LLC|494393
PRGS|PROGRESS SOFTWARE|FBSB|U.S. Bancorp Investments, Inc.|1
PRGS|PROGRESS SOFTWARE|FILL|Tradestation Securities, Inc.|8047
PRGS|PROGRESS SOFTWARE|FOMA|TD AMERITRADE CLEARING, INC.|83014
PRGS|PROGRESS SOFTWARE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23327
PRGS|PROGRESS SOFTWARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83430
PRGS|PROGRESS SOFTWARE|FTBR|Foliofn Investments, Inc.|550
PRGS|PROGRESS SOFTWARE|GEBB|GLOBAL EXECUTION BROKERS, LP|18290
PRGS|PROGRESS SOFTWARE|GLPX|ACS EXECUTION SERVICES, LLC|18891
PRGS|PROGRESS SOFTWARE|GSCO|GOLDMAN SACHS & CO. LLC|626890
PRGS|PROGRESS SOFTWARE|GSCS|GOLDMAN SACHS & CO. LLC|13036
PRGS|PROGRESS SOFTWARE|GSLT|GOLDMAN SACHS & CO. LLC|6875
PRGS|PROGRESS SOFTWARE|GTSZ|GTS SECURITIES LLC|99021
PRGS|PROGRESS SOFTWARE|HRBF|American Enterprise Investment Services Inc.|342
PRGS|PROGRESS SOFTWARE|HSBC|HSBC Securities, Inc.|100
PRGS|PROGRESS SOFTWARE|IATS|INTERACTIVE BROKERS LLC|14356
PRGS|PROGRESS SOFTWARE|IBKR|Interactive Brokers Llc|96237
PRGS|PROGRESS SOFTWARE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1365
PRGS|PROGRESS SOFTWARE|ICBX|INSTINET, LLC|14800
PRGS|PROGRESS SOFTWARE|IEQY|CITADEL SECURITIES LLC|52286
PRGS|PROGRESS SOFTWARE|INCA|INSTINET, LLC|327953
PRGS|PROGRESS SOFTWARE|INJX|INSTINET, LLC|10932
PRGS|PROGRESS SOFTWARE|ITGI|ITG Inc.|155358
PRGS|PROGRESS SOFTWARE|ITGP|ITG INC.|54000
PRGS|PROGRESS SOFTWARE|JEFF|JEFFERIES LLC|109298
PRGS|PROGRESS SOFTWARE|JMPT|JUMP TRADING, LLC|39926
PRGS|PROGRESS SOFTWARE|JONE|JonesTrading|257
PRGS|PROGRESS SOFTWARE|JPBX|J.P. MORGAN SECURITIES LLC|31136
PRGS|PROGRESS SOFTWARE|JPMX|J.P. Morgan Securities LLC|155714
PRGS|PROGRESS SOFTWARE|JSJX|JANE STREET CAPITAL LLC|1997
PRGS|PROGRESS SOFTWARE|KCGM|VIRTU Americas LLC|20512
PRGS|PROGRESS SOFTWARE|LEHM|Barclays Capital Inc./Le|592997
PRGS|PROGRESS SOFTWARE|LIME|Lime Brokerage LLC|132402
PRGS|PROGRESS SOFTWARE|LQNA|LIQUIDNET, INC.|11900
PRGS|PROGRESS SOFTWARE|LSCI|Lek Securities Corporation|910
PRGS|PROGRESS SOFTWARE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PRGS|PROGRESS SOFTWARE|MAXM|Maxim Group LLC|4463
PRGS|PROGRESS SOFTWARE|MBTS|ALLY INVEST SECURITIES LLC|650
PRGS|PROGRESS SOFTWARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37500
PRGS|PROGRESS SOFTWARE|MOTF|MOTIF INVESTING, INC.|30
PRGS|PROGRESS SOFTWARE|MSCO|MORGAN STANLEY & CO. LLC|1884054
PRGS|PROGRESS SOFTWARE|MSPL|MORGAN STANLEY & CO. LLC|287100
PRGS|PROGRESS SOFTWARE|MSTX|MORGAN STANLEY & CO. LLC|64900
PRGS|PROGRESS SOFTWARE|NEED|Needham & Company, LLC|14000
PRGS|PROGRESS SOFTWARE|NFSC|National Financial Services LLC|94668
PRGS|PROGRESS SOFTWARE|NITE|VIRTU Americas LLC|196127
PRGS|PROGRESS SOFTWARE|NITP|VIRTU Americas LLC|8970
PRGS|PROGRESS SOFTWARE|NQRB|Brut, LLC|20292
PRGS|PROGRESS SOFTWARE|OPCO|Oppenheimer & Co. Inc.|49
PRGS|PROGRESS SOFTWARE|PDQM|CODA MARKETS, INC.|52024
PRGS|PROGRESS SOFTWARE|RAJA|Raymond James & Associates, Inc.|841
PRGS|PROGRESS SOFTWARE|RBCM|RBC CAPITAL MARKETS, LLC|138
PRGS|PROGRESS SOFTWARE|SAGL|SAGETRADER, LLC|10264
PRGS|PROGRESS SOFTWARE|SAGW|SAGETRADER, LLC|351
PRGS|PROGRESS SOFTWARE|SALI|INTL FCSTONE FINANCIAL INC.|32
PRGS|PROGRESS SOFTWARE|SBSH|Citigroup Global Markets Inc.|185064
PRGS|PROGRESS SOFTWARE|SEIC|SEI Investments Distribution Co.|900
PRGS|PROGRESS SOFTWARE|SGMT|GOLDMAN SACHS & CO. LLC|38641
PRGS|PROGRESS SOFTWARE|SOGO|Wang Investment Associates, Inc.|250
PRGS|PROGRESS SOFTWARE|SPDR|SPEEDROUTE LLC|33000
PRGS|PROGRESS SOFTWARE|STFL|Stifel, Nicolaus & Company, Incorporated|10700
PRGS|PROGRESS SOFTWARE|SWIM|TD Ameritrade, Inc.|71669
PRGS|PROGRESS SOFTWARE|SWST|Hilltop Securities Inc.|7388
PRGS|PROGRESS SOFTWARE|TKNG|ALLY INVEST SECURITIES LLC|122
PRGS|PROGRESS SOFTWARE|TMBR|Timber Hill LLC|42
PRGS|PROGRESS SOFTWARE|TONC|CUTTONE & CO., LLC|2510
PRGS|PROGRESS SOFTWARE|TRBT|Tradebot Systems, Inc.|205072
PRGS|PROGRESS SOFTWARE|TRCM|TRC MARKETS LLC|101691
PRGS|PROGRESS SOFTWARE|UBSA|UBS SECURITIES LLC|215639
PRGS|PROGRESS SOFTWARE|UBSS|UBS Securities LLC|508208
PRGS|PROGRESS SOFTWARE|VALX|VIRTU AMERICAS LLC|8283
PRGS|PROGRESS SOFTWARE|VGRD|Vanguard Marketing Corporation|2241
PRGS|PROGRESS SOFTWARE|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
PRGS|PROGRESS SOFTWARE|WCHV|WELLS FARGO SECURITIES, LLC|11061
PRGS|PROGRESS SOFTWARE|WDNX|WEEDEN & CO.L.P.|130
PRGS|PROGRESS SOFTWARE|WEED|Weeden & Co.L.P.|926
PRGS|PROGRESS SOFTWARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3037
PRGS|PROGRESS SOFTWARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5028
PRGS|PROGRESS SOFTWARE|WSEA|WOLVERINE SECURITIES, LLC|3571
PRGS|PROGRESS SOFTWARE|XIST|INSTINET, LLC|163600
PRGS|PROGRESS SOFTWARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|12284
PRGS|PROGRESS SOFTWARE|YKNA|COMHAR CAPITAL MARKETS, LLC|2355
PRGS|PROGRESS SOFTWARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|239
PRGX|PRGX GLOBAL, INC.|APCC|Apex Clearing Corporation|20
PRGX|PRGX GLOBAL, INC.|BARD|Robert W. Baird & Co. Incorporated|1540
PRGX|PRGX GLOBAL, INC.|BATM|CBOE TRADING, INC.|100
PRGX|PRGX GLOBAL, INC.|BAYC|BAY CREST PARTNERS, LLC|6127
PRGX|PRGX GLOBAL, INC.|BAYT|BTIG, LLC|2300
PRGX|PRGX GLOBAL, INC.|BERN|Sanford C. Bernstein & Co., LLC|32
PRGX|PRGX GLOBAL, INC.|BMOC|BMO Capital Markets Corp.|1556
PRGX|PRGX GLOBAL, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1617
PRGX|PRGX GLOBAL, INC.|BTIG|BTIG, LLC|1365
PRGX|PRGX GLOBAL, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1908
PRGX|PRGX GLOBAL, INC.|CANT|Cantor Fitzgerald & Co.|50
PRGX|PRGX GLOBAL, INC.|CHAS|Charles Schwab & Co., Inc.|2362
PRGX|PRGX GLOBAL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8948
PRGX|PRGX GLOBAL, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PRGX|PRGX GLOBAL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45807
PRGX|PRGX GLOBAL, INC.|CTDL|Citadel Derivatives Group Llc|4888
PRGX|PRGX GLOBAL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6958
PRGX|PRGX GLOBAL, INC.|DBAB|Deutsche Bank Securities Inc.|314249
PRGX|PRGX GLOBAL, INC.|DBAX|Deutsche Bank Securities Inc.|28600
PRGX|PRGX GLOBAL, INC.|DEAN|MORGAN STANLEY|13827
PRGX|PRGX GLOBAL, INC.|DEGS|RONIN PROFESSIONAL LLC|8466
PRGX|PRGX GLOBAL, INC.|EBXL|EBX LLC|17500
PRGX|PRGX GLOBAL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1952
PRGX|PRGX GLOBAL, INC.|EGXW|CBOE TRADING, INC.|2
PRGX|PRGX GLOBAL, INC.|ETBE|Electronic Transaction Clearing, Inc.|37442
PRGX|PRGX GLOBAL, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|260
PRGX|PRGX GLOBAL, INC.|ETRS|E*Trade Securities LLC|5350
PRGX|PRGX GLOBAL, INC.|FBCO|Credit Suisse Securities (USA) LLC|30896
PRGX|PRGX GLOBAL, INC.|FILL|Tradestation Securities, Inc.|100
PRGX|PRGX GLOBAL, INC.|FOMA|TD AMERITRADE CLEARING, INC.|18076
PRGX|PRGX GLOBAL, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
PRGX|PRGX GLOBAL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11462
PRGX|PRGX GLOBAL, INC.|FTBR|Foliofn Investments, Inc.|22
PRGX|PRGX GLOBAL, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2900
PRGX|PRGX GLOBAL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|400
PRGX|PRGX GLOBAL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|936596
PRGX|PRGX GLOBAL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|6612
PRGX|PRGX GLOBAL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1380
PRGX|PRGX GLOBAL, INC.|GTSZ|GTS SECURITIES LLC|17707
PRGX|PRGX GLOBAL, INC.|IATS|INTERACTIVE BROKERS LLC|100
PRGX|PRGX GLOBAL, INC.|IBKR|Interactive Brokers Llc|33302
PRGX|PRGX GLOBAL, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|154
PRGX|PRGX GLOBAL, INC.|ICBX|INSTINET, LLC|14158
PRGX|PRGX GLOBAL, INC.|IEQY|CITADEL SECURITIES LLC|1372
PRGX|PRGX GLOBAL, INC.|INCA|INSTINET, LLC|82420
PRGX|PRGX GLOBAL, INC.|INJX|INSTINET, LLC|4533
PRGX|PRGX GLOBAL, INC.|ITGI|ITG Inc.|9864
PRGX|PRGX GLOBAL, INC.|ITGP|ITG INC.|26400
PRGX|PRGX GLOBAL, INC.|JEFF|JEFFERIES LLC|32720
PRGX|PRGX GLOBAL, INC.|JMPT|JUMP TRADING, LLC|258
PRGX|PRGX GLOBAL, INC.|JPBX|J.P. MORGAN SECURITIES LLC|700
PRGX|PRGX GLOBAL, INC.|JPMX|J.P. Morgan Securities LLC|51065
PRGX|PRGX GLOBAL, INC.|JSJX|JANE STREET CAPITAL LLC|1390
PRGX|PRGX GLOBAL, INC.|KCGM|VIRTU Americas LLC|4945
PRGX|PRGX GLOBAL, INC.|LEHM|Barclays Capital Inc./Le|241670
PRGX|PRGX GLOBAL, INC.|LIME|Lime Brokerage LLC|52621
PRGX|PRGX GLOBAL, INC.|LMGP|LIME BROKERAGE LLC|35420
PRGX|PRGX GLOBAL, INC.|LOOP|Loop Capital Markets LLC|3090
PRGX|PRGX GLOBAL, INC.|MACQ|Macquarie Capital (USA) Inc.|1927
PRGX|PRGX GLOBAL, INC.|MAXM|Maxim Group LLC|1600
PRGX|PRGX GLOBAL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55549
PRGX|PRGX GLOBAL, INC.|MSCO|MORGAN STANLEY & CO. LLC|440673
PRGX|PRGX GLOBAL, INC.|MSPL|MORGAN STANLEY & CO. LLC|48600
PRGX|PRGX GLOBAL, INC.|MSTX|MORGAN STANLEY & CO. LLC|20500
PRGX|PRGX GLOBAL, INC.|NFSC|National Financial Services LLC|11231
PRGX|PRGX GLOBAL, INC.|NITE|VIRTU Americas LLC|86440
PRGX|PRGX GLOBAL, INC.|NITP|VIRTU Americas LLC|1200
PRGX|PRGX GLOBAL, INC.|NQRB|Brut, LLC|1100
PRGX|PRGX GLOBAL, INC.|PDQM|CODA MARKETS, INC.|627
PRGX|PRGX GLOBAL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|190
PRGX|PRGX GLOBAL, INC.|RGLD|Regal Securities, Inc|1000
PRGX|PRGX GLOBAL, INC.|RILY|B. RILEY FBR, INC.|4935
PRGX|PRGX GLOBAL, INC.|SALI|INTL FCSTONE FINANCIAL INC.|300
PRGX|PRGX GLOBAL, INC.|SBSH|Citigroup Global Markets Inc.|100414
PRGX|PRGX GLOBAL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|17127
PRGX|PRGX GLOBAL, INC.|SPDR|SPEEDROUTE LLC|9628
PRGX|PRGX GLOBAL, INC.|SWIM|TD Ameritrade, Inc.|10124
PRGX|PRGX GLOBAL, INC.|SWST|Hilltop Securities Inc.|1100
PRGX|PRGX GLOBAL, INC.|TOUR|TOURMALINE PARTNERS, LLC|700
PRGX|PRGX GLOBAL, INC.|TRBT|Tradebot Systems, Inc.|1170
PRGX|PRGX GLOBAL, INC.|TRCM|TRC MARKETS LLC|14230
PRGX|PRGX GLOBAL, INC.|UBSS|UBS Securities LLC|557301
PRGX|PRGX GLOBAL, INC.|VALX|VIRTU AMERICAS LLC|12628
PRGX|PRGX GLOBAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|13009
PRGX|PRGX GLOBAL, INC.|WDNX|WEEDEN & CO.L.P.|3654
PRGX|PRGX GLOBAL, INC.|WEDB|WEDBUSH SECURITIES INC.|4075
PRGX|PRGX GLOBAL, INC.|WEED|Weeden & Co.L.P.|900
PRGX|PRGX GLOBAL, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|150
PRGX|PRGX GLOBAL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1234
PRGX|PRGX GLOBAL, INC.|WSEA|WOLVERINE SECURITIES, LLC|1291
PRGX|PRGX GLOBAL, INC.|XIST|INSTINET, LLC|1400
PRGX|PRGX GLOBAL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
PRH|PRUDENTIAL FINL 5.70|ALTX|Alternet Securities Inc.|200
PRH|PRUDENTIAL FINL 5.70|APCC|Apex Clearing Corporation|257
PRH|PRUDENTIAL FINL 5.70|BARD|Robert W. Baird & Co. Incorporated|200
PRH|PRUDENTIAL FINL 5.70|BBNT|BB&T SECURITIES, LLC|101
PRH|PRUDENTIAL FINL 5.70|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5047
PRH|PRUDENTIAL FINL 5.70|BYXM|CBOE TRADING, INC.|200
PRH|PRUDENTIAL FINL 5.70|CANT|Cantor Fitzgerald & Co.|11432
PRH|PRUDENTIAL FINL 5.70|CHAS|Charles Schwab & Co., Inc.|11720
PRH|PRUDENTIAL FINL 5.70|CMPT|Compass Point Research & Trading, LLC|600
PRH|PRUDENTIAL FINL 5.70|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1620
PRH|PRUDENTIAL FINL 5.70|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9979
PRH|PRUDENTIAL FINL 5.70|CXCX|CITIGROUP GLOBAL MARKETS INC.|11400
PRH|PRUDENTIAL FINL 5.70|DAVA|Davenport & Company LLC|15
PRH|PRUDENTIAL FINL 5.70|DBAB|Deutsche Bank Securities Inc.|20000
PRH|PRUDENTIAL FINL 5.70|DBAX|Deutsche Bank Securities Inc.|6700
PRH|PRUDENTIAL FINL 5.70|DEAN|MORGAN STANLEY|14566
PRH|PRUDENTIAL FINL 5.70|EBXL|EBX LLC|6300
PRH|PRUDENTIAL FINL 5.70|ECUT|CONVERGEX EXECUTION SOLUTIONS|3263
PRH|PRUDENTIAL FINL 5.70|EDJO|Edward D. Jones & Co., L.P.|900
PRH|PRUDENTIAL FINL 5.70|EGXM|CBOE TRADING, INC.|400
PRH|PRUDENTIAL FINL 5.70|ETRS|E*Trade Securities LLC|19
PRH|PRUDENTIAL FINL 5.70|FILL|Tradestation Securities, Inc.|200
PRH|PRUDENTIAL FINL 5.70|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|514
PRH|PRUDENTIAL FINL 5.70|GLPX|ACS EXECUTION SERVICES, LLC|3388
PRH|PRUDENTIAL FINL 5.70|GSCO|GOLDMAN SACHS & CO. LLC|5695
PRH|PRUDENTIAL FINL 5.70|GSLT|GOLDMAN SACHS & CO. LLC|500
PRH|PRUDENTIAL FINL 5.70|GTSZ|GTS SECURITIES LLC|300
PRH|PRUDENTIAL FINL 5.70|HRBF|American Enterprise Investment Services Inc.|9669
PRH|PRUDENTIAL FINL 5.70|IBKR|Interactive Brokers Llc|4200
PRH|PRUDENTIAL FINL 5.70|ICBX|INSTINET, LLC|1100
PRH|PRUDENTIAL FINL 5.70|INCA|INSTINET, LLC|1961
PRH|PRUDENTIAL FINL 5.70|INJX|INSTINET, LLC|300
PRH|PRUDENTIAL FINL 5.70|ITGI|ITG Inc.|189
PRH|PRUDENTIAL FINL 5.70|ITGP|ITG INC.|1600
PRH|PRUDENTIAL FINL 5.70|JANY|Janney Montgomery Scott Inc.|525
PRH|PRUDENTIAL FINL 5.70|JEFF|JEFFERIES LLC|2702
PRH|PRUDENTIAL FINL 5.70|JPMX|J.P. Morgan Securities LLC|7804
PRH|PRUDENTIAL FINL 5.70|JSEB|JANE STREET EXECUTION SERVICES, LLC|1752
PRH|PRUDENTIAL FINL 5.70|JSJX|JANE STREET CAPITAL LLC|200
PRH|PRUDENTIAL FINL 5.70|KCGM|VIRTU Americas LLC|2170
PRH|PRUDENTIAL FINL 5.70|LEHM|Barclays Capital Inc./Le|3200
PRH|PRUDENTIAL FINL 5.70|LIME|Lime Brokerage LLC|1416
PRH|PRUDENTIAL FINL 5.70|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2652
PRH|PRUDENTIAL FINL 5.70|MCMF|Raymond James Ltd. Cds|1000
PRH|PRUDENTIAL FINL 5.70|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14000
PRH|PRUDENTIAL FINL 5.70|MSCO|MORGAN STANLEY & CO. LLC|8342
PRH|PRUDENTIAL FINL 5.70|MSPL|MORGAN STANLEY & CO. LLC|700
PRH|PRUDENTIAL FINL 5.70|NFSC|National Financial Services LLC|42528
PRH|PRUDENTIAL FINL 5.70|NITE|VIRTU Americas LLC|39226
PRH|PRUDENTIAL FINL 5.70|NQRB|Brut, LLC|1298
PRH|PRUDENTIAL FINL 5.70|PCPT|PHILLIP CAPITAL INC.|2472
PRH|PRUDENTIAL FINL 5.70|PDQM|CODA MARKETS, INC.|4976
PRH|PRUDENTIAL FINL 5.70|PWJC|UBS Financial Services, Inc.|16133
PRH|PRUDENTIAL FINL 5.70|RBCM|RBC CAPITAL MARKETS, LLC|5244
PRH|PRUDENTIAL FINL 5.70|SBSH|Citigroup Global Markets Inc.|15717
PRH|PRUDENTIAL FINL 5.70|SGMT|GOLDMAN SACHS & CO. LLC|4700
PRH|PRUDENTIAL FINL 5.70|SPDR|SPEEDROUTE LLC|1700
PRH|PRUDENTIAL FINL 5.70|STFL|Stifel, Nicolaus & Company, Incorporated|1869
PRH|PRUDENTIAL FINL 5.70|SWIM|TD Ameritrade, Inc.|734
PRH|PRUDENTIAL FINL 5.70|SWST|Hilltop Securities Inc.|509
PRH|PRUDENTIAL FINL 5.70|TKNG|ALLY INVEST SECURITIES LLC|750
PRH|PRUDENTIAL FINL 5.70|TRBT|Tradebot Systems, Inc.|2351
PRH|PRUDENTIAL FINL 5.70|UBSA|UBS SECURITIES LLC|24481
PRH|PRUDENTIAL FINL 5.70|UBSS|UBS Securities LLC|61793
PRH|PRUDENTIAL FINL 5.70|WCHV|WELLS FARGO SECURITIES, LLC|32328
PRH|PRUDENTIAL FINL 5.70|WEDB|WEDBUSH SECURITIES INC.|142
PRH|PRUDENTIAL FINL 5.70|WEXX|WOLVERINE EXECUTION SERVICES, LLC|606
PRH|PRUDENTIAL FINL 5.70|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
PRH|PRUDENTIAL FINL 5.70|YKNA|COMHAR CAPITAL MARKETS, LLC|400
PRH|PRUDENTIAL FINL 5.70|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3619
PRI|PRIMERICA, INC.|ABLE|NATIXIS Securities Americas LLC|1712
PRI|PRIMERICA, INC.|APCC|Apex Clearing Corporation|79
PRI|PRIMERICA, INC.|BANK|Primevest Financial Services, Inc.|24
PRI|PRIMERICA, INC.|BARD|Robert W. Baird & Co. Incorporated|96
PRI|PRIMERICA, INC.|BATM|CBOE TRADING, INC.|982
PRI|PRIMERICA, INC.|BAYC|BAY CREST PARTNERS, LLC|27
PRI|PRIMERICA, INC.|BAYT|BTIG, LLC|2597
PRI|PRIMERICA, INC.|BBNT|BB&T SECURITIES, LLC|496
PRI|PRIMERICA, INC.|BERN|Sanford C. Bernstein & Co., LLC|869
PRI|PRIMERICA, INC.|BKCM|BNY Mellon Capital Markets LLC|6207
PRI|PRIMERICA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1021
PRI|PRIMERICA, INC.|BLKX|INSTINET, LLC|40000
PRI|PRIMERICA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|9322
PRI|PRIMERICA, INC.|BRVL|BLAYLOCK VAN, LLC|500
PRI|PRIMERICA, INC.|BTIG|BTIG, LLC|9699
PRI|PRIMERICA, INC.|BYXM|CBOE TRADING, INC.|300
PRI|PRIMERICA, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
PRI|PRIMERICA, INC.|CANT|Cantor Fitzgerald & Co.|134
PRI|PRIMERICA, INC.|CHAS|Charles Schwab & Co., Inc.|374
PRI|PRIMERICA, INC.|CIST|Capital Institutional Services, Inc.|535
PRI|PRIMERICA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26842
PRI|PRIMERICA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|76071
PRI|PRIMERICA, INC.|CTDL|Citadel Derivatives Group Llc|3447
PRI|PRIMERICA, INC.|CTLR|CUTLER GROUP, LP|98
PRI|PRIMERICA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13306
PRI|PRIMERICA, INC.|DADA|D.A. Davidson & Co.|1
PRI|PRIMERICA, INC.|DBAB|Deutsche Bank Securities Inc.|12708
PRI|PRIMERICA, INC.|DBAX|Deutsche Bank Securities Inc.|37500
PRI|PRIMERICA, INC.|DBUL|Deutsche Bank Securities Inc.|200
PRI|PRIMERICA, INC.|DEAN|MORGAN STANLEY|4947
PRI|PRIMERICA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4199
PRI|PRIMERICA, INC.|EBXL|EBX LLC|34000
PRI|PRIMERICA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|22154
PRI|PRIMERICA, INC.|EDJO|Edward D. Jones & Co., L.P.|4342
PRI|PRIMERICA, INC.|EGAM|CBOE TRADING, INC.|3031
PRI|PRIMERICA, INC.|EGAW|CBOE TRADING, INC.|248
PRI|PRIMERICA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|700
PRI|PRIMERICA, INC.|EGXM|CBOE TRADING, INC.|35
PRI|PRIMERICA, INC.|EGXW|CBOE TRADING, INC.|182
PRI|PRIMERICA, INC.|ELEV|ELEVATION, LLC|734
PRI|PRIMERICA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12968
PRI|PRIMERICA, INC.|ETRS|E*Trade Securities LLC|4473
PRI|PRIMERICA, INC.|FBSB|U.S. Bancorp Investments, Inc.|1
PRI|PRIMERICA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|875
PRI|PRIMERICA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15003
PRI|PRIMERICA, INC.|FTBR|Foliofn Investments, Inc.|378
PRI|PRIMERICA, INC.|GLIS|TD Securities Inc|1015
PRI|PRIMERICA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1214
PRI|PRIMERICA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|164464
PRI|PRIMERICA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|137
PRI|PRIMERICA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|899
PRI|PRIMERICA, INC.|GTSZ|GTS SECURITIES LLC|9534
PRI|PRIMERICA, INC.|HRBF|American Enterprise Investment Services Inc.|849
PRI|PRIMERICA, INC.|HSBC|HSBC Securities, Inc.|18
PRI|PRIMERICA, INC.|IATS|INTERACTIVE BROKERS LLC|100
PRI|PRIMERICA, INC.|IBKR|Interactive Brokers Llc|1440
PRI|PRIMERICA, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|84
PRI|PRIMERICA, INC.|ICBX|INSTINET, LLC|27800
PRI|PRIMERICA, INC.|IEQY|CITADEL SECURITIES LLC|14874
PRI|PRIMERICA, INC.|INCA|INSTINET, LLC|24341
PRI|PRIMERICA, INC.|INJX|INSTINET, LLC|2620
PRI|PRIMERICA, INC.|ITGI|ITG Inc.|19291
PRI|PRIMERICA, INC.|ITGP|ITG INC.|99000
PRI|PRIMERICA, INC.|JANY|Janney Montgomery Scott Inc.|1286
PRI|PRIMERICA, INC.|JEFF|JEFFERIES LLC|13970
PRI|PRIMERICA, INC.|JMPT|JUMP TRADING, LLC|7326
PRI|PRIMERICA, INC.|JONE|JonesTrading|1500
PRI|PRIMERICA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|5144
PRI|PRIMERICA, INC.|JPMX|J.P. Morgan Securities LLC|124915
PRI|PRIMERICA, INC.|JSJX|JANE STREET CAPITAL LLC|2703
PRI|PRIMERICA, INC.|KCGM|VIRTU Americas LLC|7597
PRI|PRIMERICA, INC.|LEHM|Barclays Capital Inc./Le|46633
PRI|PRIMERICA, INC.|LIME|Lime Brokerage LLC|7722
PRI|PRIMERICA, INC.|LQNA|LIQUIDNET, INC.|30000
PRI|PRIMERICA, INC.|LSCI|Lek Securities Corporation|2
PRI|PRIMERICA, INC.|MACQ|Macquarie Capital (USA) Inc.|600
PRI|PRIMERICA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19900
PRI|PRIMERICA, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|210
PRI|PRIMERICA, INC.|MSCO|MORGAN STANLEY & CO. LLC|154550
PRI|PRIMERICA, INC.|MSPL|MORGAN STANLEY & CO. LLC|64500
PRI|PRIMERICA, INC.|MSTX|MORGAN STANLEY & CO. LLC|1600
PRI|PRIMERICA, INC.|NFSC|National Financial Services LLC|14794
PRI|PRIMERICA, INC.|NITE|VIRTU Americas LLC|104141
PRI|PRIMERICA, INC.|NITP|VIRTU Americas LLC|10
PRI|PRIMERICA, INC.|NQRB|Brut, LLC|316
PRI|PRIMERICA, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|895
PRI|PRIMERICA, INC.|NTRC|Northern Trust Securities, Inc.|1435
PRI|PRIMERICA, INC.|OPCO|Oppenheimer & Co. Inc.|190
PRI|PRIMERICA, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7250
PRI|PRIMERICA, INC.|PDQM|CODA MARKETS, INC.|46429
PRI|PRIMERICA, INC.|PWJC|UBS Financial Services, Inc.|209
PRI|PRIMERICA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1416
PRI|PRIMERICA, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|687
PRI|PRIMERICA, INC.|SBSH|Citigroup Global Markets Inc.|37096
PRI|PRIMERICA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|38062
PRI|PRIMERICA, INC.|SPDR|SPEEDROUTE LLC|2000
PRI|PRIMERICA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2620
PRI|PRIMERICA, INC.|STKP|STOCKPILE INVESTMENTS, INC.|30
PRI|PRIMERICA, INC.|STRS|STRATEGAS RESEARCH PARTNERS|1100
PRI|PRIMERICA, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|310
PRI|PRIMERICA, INC.|SWIM|TD Ameritrade, Inc.|14166
PRI|PRIMERICA, INC.|TKNG|ALLY INVEST SECURITIES LLC|185
PRI|PRIMERICA, INC.|TRBT|Tradebot Systems, Inc.|967
PRI|PRIMERICA, INC.|TRCM|TRC MARKETS LLC|12244
PRI|PRIMERICA, INC.|UBSA|UBS SECURITIES LLC|106040
PRI|PRIMERICA, INC.|UBSS|UBS Securities LLC|141046
PRI|PRIMERICA, INC.|VALX|VIRTU AMERICAS LLC|6523
PRI|PRIMERICA, INC.|VGRD|Vanguard Marketing Corporation|16
PRI|PRIMERICA, INC.|VNDM|Wall Street Access|1694
PRI|PRIMERICA, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|822
PRI|PRIMERICA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|31474
PRI|PRIMERICA, INC.|WDNX|WEEDEN & CO.L.P.|2250
PRI|PRIMERICA, INC.|WEDB|WEDBUSH SECURITIES INC.|12
PRI|PRIMERICA, INC.|WEED|Weeden & Co.L.P.|2763
PRI|PRIMERICA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|615
PRI|PRIMERICA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|824
PRI|PRIMERICA, INC.|WFPB|Wells Fargo Securities, LLC.|431
PRI|PRIMERICA, INC.|WGIF|CIBC World Markets Inc.|510
PRI|PRIMERICA, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|199
PRI|PRIMERICA, INC.|WSEA|WOLVERINE SECURITIES, LLC|1046
PRI|PRIMERICA, INC.|XIST|INSTINET, LLC|15000
PRI|PRIMERICA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|7924
PRI|PRIMERICA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|989
PRID|INSIGHTSHARES LGBT E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5900
PRID|INSIGHTSHARES LGBT E|CTDL|Citadel Derivatives Group Llc|2400
PRID|INSIGHTSHARES LGBT E|NFSC|National Financial Services LLC|3
PRID|INSIGHTSHARES LGBT E|NITE|VIRTU Americas LLC|3
PRID|INSIGHTSHARES LGBT E|SBSH|Citigroup Global Markets Inc.|135
PRID|INSIGHTSHARES LGBT E|UBSA|UBS SECURITIES LLC|1500
PRID|INSIGHTSHARES LGBT E|UBSS|UBS Securities LLC|700
PRIM|PRIMORIS SERVICES CP|ADAM|CANACCORD GENUITY INC.|2655
PRIM|PRIMORIS SERVICES CP|ALTX|Alternet Securities Inc.|3725
PRIM|PRIMORIS SERVICES CP|ANOS|ABEL/NOSER, L.L.C.|277
PRIM|PRIMORIS SERVICES CP|APCC|Apex Clearing Corporation|22
PRIM|PRIMORIS SERVICES CP|BARD|Robert W. Baird & Co. Incorporated|217
PRIM|PRIMORIS SERVICES CP|BATM|CBOE TRADING, INC.|1857
PRIM|PRIMORIS SERVICES CP|BERN|Sanford C. Bernstein & Co., LLC|46944
PRIM|PRIMORIS SERVICES CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|459
PRIM|PRIMORIS SERVICES CP|BLKX|INSTINET, LLC|20000
PRIM|PRIMORIS SERVICES CP|BMOC|BMO Capital Markets Corp.|6477
PRIM|PRIMORIS SERVICES CP|BNPX|BNP PARIBAS SECURITIES CORP.|3433
PRIM|PRIMORIS SERVICES CP|BTIG|BTIG, LLC|34861
PRIM|PRIMORIS SERVICES CP|BYXM|CBOE TRADING, INC.|583
PRIM|PRIMORIS SERVICES CP|BZYD|GOLDMAN SACHS & CO. LLC|1630
PRIM|PRIMORIS SERVICES CP|CANT|Cantor Fitzgerald & Co.|100
PRIM|PRIMORIS SERVICES CP|CHAS|Charles Schwab & Co., Inc.|27
PRIM|PRIMORIS SERVICES CP|CIBP|CIBC World Markets Corp.|99400
PRIM|PRIMORIS SERVICES CP|CIST|Capital Institutional Services, Inc.|61359
PRIM|PRIMORIS SERVICES CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49108
PRIM|PRIMORIS SERVICES CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
PRIM|PRIMORIS SERVICES CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|144976
PRIM|PRIMORIS SERVICES CP|CTDL|Citadel Derivatives Group Llc|31449
PRIM|PRIMORIS SERVICES CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|13224
PRIM|PRIMORIS SERVICES CP|DAVA|Davenport & Company LLC|5
PRIM|PRIMORIS SERVICES CP|DBAB|Deutsche Bank Securities Inc.|141112
PRIM|PRIMORIS SERVICES CP|DBAX|Deutsche Bank Securities Inc.|69400
PRIM|PRIMORIS SERVICES CP|DEAN|MORGAN STANLEY|3783
PRIM|PRIMORIS SERVICES CP|DEGS|RONIN PROFESSIONAL LLC|1700
PRIM|PRIMORIS SERVICES CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|798
PRIM|PRIMORIS SERVICES CP|EBXL|EBX LLC|107700
PRIM|PRIMORIS SERVICES CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|39213
PRIM|PRIMORIS SERVICES CP|EDJO|Edward D. Jones & Co., L.P.|1529
PRIM|PRIMORIS SERVICES CP|EGAM|CBOE TRADING, INC.|6719
PRIM|PRIMORIS SERVICES CP|EGAW|CBOE TRADING, INC.|100
PRIM|PRIMORIS SERVICES CP|EGMT|EG MARKET TECHNOLOGIES LLC|1000
PRIM|PRIMORIS SERVICES CP|EGXM|CBOE TRADING, INC.|1546
PRIM|PRIMORIS SERVICES CP|EGXW|CBOE TRADING, INC.|400
PRIM|PRIMORIS SERVICES CP|ETBE|Electronic Transaction Clearing, Inc.|2588
PRIM|PRIMORIS SERVICES CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2852
PRIM|PRIMORIS SERVICES CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8309
PRIM|PRIMORIS SERVICES CP|ETRS|E*Trade Securities LLC|3955
PRIM|PRIMORIS SERVICES CP|FBCO|Credit Suisse Securities (USA) LLC|380469
PRIM|PRIMORIS SERVICES CP|FOMA|TD AMERITRADE CLEARING, INC.|5871
PRIM|PRIMORIS SERVICES CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2465
PRIM|PRIMORIS SERVICES CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76403
PRIM|PRIMORIS SERVICES CP|FTBR|Foliofn Investments, Inc.|538
PRIM|PRIMORIS SERVICES CP|GEBB|GLOBAL EXECUTION BROKERS, LP|13093
PRIM|PRIMORIS SERVICES CP|GLPX|ACS EXECUTION SERVICES, LLC|3603
PRIM|PRIMORIS SERVICES CP|GSCO|GOLDMAN SACHS & CO. LLC|620960
PRIM|PRIMORIS SERVICES CP|GSCS|GOLDMAN SACHS & CO. LLC|41765
PRIM|PRIMORIS SERVICES CP|GSLT|GOLDMAN SACHS & CO. LLC|614
PRIM|PRIMORIS SERVICES CP|GTSZ|GTS SECURITIES LLC|3744
PRIM|PRIMORIS SERVICES CP|HPPX|POTAMUS TRADING, LLC|2788
PRIM|PRIMORIS SERVICES CP|HRBF|American Enterprise Investment Services Inc.|3668
PRIM|PRIMORIS SERVICES CP|IATS|INTERACTIVE BROKERS LLC|445
PRIM|PRIMORIS SERVICES CP|IBKR|Interactive Brokers Llc|28659
PRIM|PRIMORIS SERVICES CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
PRIM|PRIMORIS SERVICES CP|ICBX|INSTINET, LLC|13600
PRIM|PRIMORIS SERVICES CP|IEQY|CITADEL SECURITIES LLC|32518
PRIM|PRIMORIS SERVICES CP|INCA|INSTINET, LLC|180728
PRIM|PRIMORIS SERVICES CP|INJX|INSTINET, LLC|6316
PRIM|PRIMORIS SERVICES CP|ITGI|ITG Inc.|38892
PRIM|PRIMORIS SERVICES CP|ITGP|ITG INC.|115000
PRIM|PRIMORIS SERVICES CP|JANY|Janney Montgomery Scott Inc.|1430
PRIM|PRIMORIS SERVICES CP|JEFF|JEFFERIES LLC|21966
PRIM|PRIMORIS SERVICES CP|JMPT|JUMP TRADING, LLC|23605
PRIM|PRIMORIS SERVICES CP|JPBX|J.P. MORGAN SECURITIES LLC|10438
PRIM|PRIMORIS SERVICES CP|JPMX|J.P. Morgan Securities LLC|151095
PRIM|PRIMORIS SERVICES CP|JSJX|JANE STREET CAPITAL LLC|2402
PRIM|PRIMORIS SERVICES CP|KCGM|VIRTU Americas LLC|18543
PRIM|PRIMORIS SERVICES CP|LEHM|Barclays Capital Inc./Le|437049
PRIM|PRIMORIS SERVICES CP|LIME|Lime Brokerage LLC|71440
PRIM|PRIMORIS SERVICES CP|LMGP|LIME BROKERAGE LLC|1200
PRIM|PRIMORIS SERVICES CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|100600
PRIM|PRIMORIS SERVICES CP|MACQ|Macquarie Capital (USA) Inc.|700
PRIM|PRIMORIS SERVICES CP|MAXM|Maxim Group LLC|4353
PRIM|PRIMORIS SERVICES CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34500
PRIM|PRIMORIS SERVICES CP|MSCO|MORGAN STANLEY & CO. LLC|1041641
PRIM|PRIMORIS SERVICES CP|MSPL|MORGAN STANLEY & CO. LLC|100300
PRIM|PRIMORIS SERVICES CP|MSTX|MORGAN STANLEY & CO. LLC|9000
PRIM|PRIMORIS SERVICES CP|NFSC|National Financial Services LLC|42936
PRIM|PRIMORIS SERVICES CP|NITE|VIRTU Americas LLC|81970
PRIM|PRIMORIS SERVICES CP|NITP|VIRTU Americas LLC|500
PRIM|PRIMORIS SERVICES CP|NQRB|Brut, LLC|14052
PRIM|PRIMORIS SERVICES CP|OPCO|Oppenheimer & Co. Inc.|446
PRIM|PRIMORIS SERVICES CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|813
PRIM|PRIMORIS SERVICES CP|PDQM|CODA MARKETS, INC.|27463
PRIM|PRIMORIS SERVICES CP|RAJA|Raymond James & Associates, Inc.|440
PRIM|PRIMORIS SERVICES CP|RBCM|RBC CAPITAL MARKETS, LLC|1099
PRIM|PRIMORIS SERVICES CP|SAGL|SAGETRADER, LLC|4788
PRIM|PRIMORIS SERVICES CP|SAGW|SAGETRADER, LLC|65
PRIM|PRIMORIS SERVICES CP|SBSH|Citigroup Global Markets Inc.|87618
PRIM|PRIMORIS SERVICES CP|SGMT|GOLDMAN SACHS & CO. LLC|77363
PRIM|PRIMORIS SERVICES CP|SIDC|Sidoti & Company, LLC|100
PRIM|PRIMORIS SERVICES CP|SPDR|SPEEDROUTE LLC|4000
PRIM|PRIMORIS SERVICES CP|STFL|Stifel, Nicolaus & Company, Incorporated|10895
PRIM|PRIMORIS SERVICES CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
PRIM|PRIMORIS SERVICES CP|SWIM|TD Ameritrade, Inc.|2222
PRIM|PRIMORIS SERVICES CP|SWST|Hilltop Securities Inc.|352
PRIM|PRIMORIS SERVICES CP|TKNG|ALLY INVEST SECURITIES LLC|15
PRIM|PRIMORIS SERVICES CP|TRBT|Tradebot Systems, Inc.|72469
PRIM|PRIMORIS SERVICES CP|TRCM|TRC MARKETS LLC|62489
PRIM|PRIMORIS SERVICES CP|UBSA|UBS SECURITIES LLC|267421
PRIM|PRIMORIS SERVICES CP|UBSS|UBS Securities LLC|464747
PRIM|PRIMORIS SERVICES CP|VALX|VIRTU AMERICAS LLC|3860
PRIM|PRIMORIS SERVICES CP|VGRD|Vanguard Marketing Corporation|3610
PRIM|PRIMORIS SERVICES CP|WCHV|WELLS FARGO SECURITIES, LLC|70519
PRIM|PRIMORIS SERVICES CP|WEDB|WEDBUSH SECURITIES INC.|3000
PRIM|PRIMORIS SERVICES CP|WEED|Weeden & Co.L.P.|260
PRIM|PRIMORIS SERVICES CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|80
PRIM|PRIMORIS SERVICES CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|294
PRIM|PRIMORIS SERVICES CP|WGIF|CIBC World Markets Inc.|1330
PRIM|PRIMORIS SERVICES CP|WSEA|WOLVERINE SECURITIES, LLC|338
PRIM|PRIMORIS SERVICES CP|XIST|INSTINET, LLC|17250
PRIM|PRIMORIS SERVICES CP|XPQR|Jump Trading|50
PRIM|PRIMORIS SERVICES CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
PRIM|PRIMORIS SERVICES CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|172
PRK|PARK NATIONAL CP|ALTX|Alternet Securities Inc.|2747
PRK|PARK NATIONAL CP|APCC|Apex Clearing Corporation|15
PRK|PARK NATIONAL CP|BARD|Robert W. Baird & Co. Incorporated|79
PRK|PARK NATIONAL CP|BATM|CBOE TRADING, INC.|837
PRK|PARK NATIONAL CP|BERN|Sanford C. Bernstein & Co., LLC|1000
PRK|PARK NATIONAL CP|BYXM|CBOE TRADING, INC.|300
PRK|PARK NATIONAL CP|BZYD|GOLDMAN SACHS & CO. LLC|781
PRK|PARK NATIONAL CP|CANT|Cantor Fitzgerald & Co.|701
PRK|PARK NATIONAL CP|CHAS|Charles Schwab & Co., Inc.|576
PRK|PARK NATIONAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
PRK|PARK NATIONAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6806
PRK|PARK NATIONAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20404
PRK|PARK NATIONAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5913
PRK|PARK NATIONAL CP|CTDL|Citadel Derivatives Group Llc|243
PRK|PARK NATIONAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2778
PRK|PARK NATIONAL CP|DBAB|Deutsche Bank Securities Inc.|5050
PRK|PARK NATIONAL CP|DBAX|Deutsche Bank Securities Inc.|6100
PRK|PARK NATIONAL CP|DEAN|MORGAN STANLEY|177
PRK|PARK NATIONAL CP|DEGS|RONIN PROFESSIONAL LLC|651
PRK|PARK NATIONAL CP|EBXL|EBX LLC|3500
PRK|PARK NATIONAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|140
PRK|PARK NATIONAL CP|EDJO|Edward D. Jones & Co., L.P.|3956
PRK|PARK NATIONAL CP|EGAM|CBOE TRADING, INC.|429
PRK|PARK NATIONAL CP|ETCC|Electronic Transaction Clearing, Inc.|8853
PRK|PARK NATIONAL CP|ETRS|E*Trade Securities LLC|1363
PRK|PARK NATIONAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|97
PRK|PARK NATIONAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10578
PRK|PARK NATIONAL CP|FTBR|Foliofn Investments, Inc.|4
PRK|PARK NATIONAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
PRK|PARK NATIONAL CP|GLPX|ACS EXECUTION SERVICES, LLC|16330
PRK|PARK NATIONAL CP|GSCO|GOLDMAN SACHS & CO. LLC|17050
PRK|PARK NATIONAL CP|GSLT|GOLDMAN SACHS & CO. LLC|11
PRK|PARK NATIONAL CP|GTSZ|GTS SECURITIES LLC|11614
PRK|PARK NATIONAL CP|HRBF|American Enterprise Investment Services Inc.|1310
PRK|PARK NATIONAL CP|IATS|INTERACTIVE BROKERS LLC|2800
PRK|PARK NATIONAL CP|IBKR|Interactive Brokers Llc|8622
PRK|PARK NATIONAL CP|ICBX|INSTINET, LLC|900
PRK|PARK NATIONAL CP|IEQY|CITADEL SECURITIES LLC|1518
PRK|PARK NATIONAL CP|INCA|INSTINET, LLC|1980
PRK|PARK NATIONAL CP|INJX|INSTINET, LLC|1390
PRK|PARK NATIONAL CP|ITGI|ITG Inc.|8861
PRK|PARK NATIONAL CP|ITGP|ITG INC.|8200
PRK|PARK NATIONAL CP|JEFF|JEFFERIES LLC|2543
PRK|PARK NATIONAL CP|JPMX|J.P. Morgan Securities LLC|22845
PRK|PARK NATIONAL CP|JSJX|JANE STREET CAPITAL LLC|5
PRK|PARK NATIONAL CP|KCGM|VIRTU Americas LLC|1253
PRK|PARK NATIONAL CP|KEYB|KEYBANC CAPITAL MARKETS INC.|6
PRK|PARK NATIONAL CP|LEHM|Barclays Capital Inc./Le|27955
PRK|PARK NATIONAL CP|LIME|Lime Brokerage LLC|2672
PRK|PARK NATIONAL CP|LQNB|LIQUIDNET, INC.|184
PRK|PARK NATIONAL CP|MAXM|Maxim Group LLC|184
PRK|PARK NATIONAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11792
PRK|PARK NATIONAL CP|MSCO|MORGAN STANLEY & CO. LLC|15255
PRK|PARK NATIONAL CP|MSPL|MORGAN STANLEY & CO. LLC|8500
PRK|PARK NATIONAL CP|MSTX|MORGAN STANLEY & CO. LLC|200
PRK|PARK NATIONAL CP|MTON|MILLINGTON SECURITIES, INC.|14963
PRK|PARK NATIONAL CP|NFSC|National Financial Services LLC|4381
PRK|PARK NATIONAL CP|NITE|VIRTU Americas LLC|24132
PRK|PARK NATIONAL CP|NQRB|Brut, LLC|198
PRK|PARK NATIONAL CP|NTRC|Northern Trust Securities, Inc.|1221
PRK|PARK NATIONAL CP|OPCO|Oppenheimer & Co. Inc.|61
PRK|PARK NATIONAL CP|PDQM|CODA MARKETS, INC.|24741
PRK|PARK NATIONAL CP|PWJC|UBS Financial Services, Inc.|100
PRK|PARK NATIONAL CP|RBCM|RBC CAPITAL MARKETS, LLC|4
PRK|PARK NATIONAL CP|SALI|INTL FCSTONE FINANCIAL INC.|81
PRK|PARK NATIONAL CP|SBSH|Citigroup Global Markets Inc.|5402
PRK|PARK NATIONAL CP|SGMT|GOLDMAN SACHS & CO. LLC|2292
PRK|PARK NATIONAL CP|SPDR|SPEEDROUTE LLC|2301
PRK|PARK NATIONAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|1148
PRK|PARK NATIONAL CP|SWST|Hilltop Securities Inc.|6
PRK|PARK NATIONAL CP|TRBT|Tradebot Systems, Inc.|802
PRK|PARK NATIONAL CP|TRCM|TRC MARKETS LLC|74
PRK|PARK NATIONAL CP|UBSA|UBS SECURITIES LLC|23362
PRK|PARK NATIONAL CP|UBSS|UBS Securities LLC|14257
PRK|PARK NATIONAL CP|VALX|VIRTU AMERICAS LLC|3011
PRK|PARK NATIONAL CP|VGRD|Vanguard Marketing Corporation|99
PRK|PARK NATIONAL CP|WABR|Wall Street Access|15743
PRK|PARK NATIONAL CP|WCHV|WELLS FARGO SECURITIES, LLC|3373
PRK|PARK NATIONAL CP|WDNX|WEEDEN & CO.L.P.|1316
PRK|PARK NATIONAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
PRK|PARK NATIONAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|472
PRK|PARK NATIONAL CP|WSEA|WOLVERINE SECURITIES, LLC|283
PRK|PARK NATIONAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PRK|PARK NATIONAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|814
PRK|PARK NATIONAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|762
PRKR|PARKERVISION INC|APCC|Apex Clearing Corporation|11033
PRKR|PARKERVISION INC|BATM|CBOE TRADING, INC.|100
PRKR|PARKERVISION INC|BIMI|Banca IMI Securities Corp.|16000
PRKR|PARKERVISION INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2600
PRKR|PARKERVISION INC|CANT|Cantor Fitzgerald & Co.|61577
PRKR|PARKERVISION INC|CHAS|Charles Schwab & Co., Inc.|15577
PRKR|PARKERVISION INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2651
PRKR|PARKERVISION INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5407
PRKR|PARKERVISION INC|CTDL|Citadel Derivatives Group Llc|4066
PRKR|PARKERVISION INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2230
PRKR|PARKERVISION INC|DADA|D.A. Davidson & Co.|1100
PRKR|PARKERVISION INC|DBAX|Deutsche Bank Securities Inc.|1200
PRKR|PARKERVISION INC|DEGS|RONIN PROFESSIONAL LLC|8700
PRKR|PARKERVISION INC|EBXL|EBX LLC|2000
PRKR|PARKERVISION INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4203
PRKR|PARKERVISION INC|EGAM|CBOE TRADING, INC.|100
PRKR|PARKERVISION INC|EGXM|CBOE TRADING, INC.|3100
PRKR|PARKERVISION INC|ETRS|E*Trade Securities LLC|226504
PRKR|PARKERVISION INC|FBCO|Credit Suisse Securities (USA) LLC|2727
PRKR|PARKERVISION INC|FINX|FINTECH SECURITIES|111
PRKR|PARKERVISION INC|FMAF|NBCN Inc./ CDS|500
PRKR|PARKERVISION INC|FOMA|TD AMERITRADE CLEARING, INC.|487770
PRKR|PARKERVISION INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11327
PRKR|PARKERVISION INC|FTBR|Foliofn Investments, Inc.|216
PRKR|PARKERVISION INC|GEBB|GLOBAL EXECUTION BROKERS, LP|738
PRKR|PARKERVISION INC|GSCO|GOLDMAN SACHS & CO. LLC|24816
PRKR|PARKERVISION INC|GSLT|GOLDMAN SACHS & CO. LLC|795
PRKR|PARKERVISION INC|HRBF|American Enterprise Investment Services Inc.|2000
PRKR|PARKERVISION INC|IATS|INTERACTIVE BROKERS LLC|1000
PRKR|PARKERVISION INC|IBKR|Interactive Brokers Llc|121339
PRKR|PARKERVISION INC|ICBX|INSTINET, LLC|5399
PRKR|PARKERVISION INC|INCA|INSTINET, LLC|8486
PRKR|PARKERVISION INC|ITGI|ITG Inc.|600
PRKR|PARKERVISION INC|ITGP|ITG INC.|2200
PRKR|PARKERVISION INC|JPMX|J.P. Morgan Securities LLC|1000
PRKR|PARKERVISION INC|JSJX|JANE STREET CAPITAL LLC|1
PRKR|PARKERVISION INC|KCGM|VIRTU Americas LLC|2100
PRKR|PARKERVISION INC|LEHM|Barclays Capital Inc./Le|40894
PRKR|PARKERVISION INC|LIME|Lime Brokerage LLC|6337
PRKR|PARKERVISION INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1900
PRKR|PARKERVISION INC|MSCO|MORGAN STANLEY & CO. LLC|121094
PRKR|PARKERVISION INC|MSPL|MORGAN STANLEY & CO. LLC|400
PRKR|PARKERVISION INC|NFSC|National Financial Services LLC|234502
PRKR|PARKERVISION INC|NITE|VIRTU Americas LLC|473826
PRKR|PARKERVISION INC|NITP|VIRTU Americas LLC|1100
PRKR|PARKERVISION INC|PDQM|CODA MARKETS, INC.|1749
PRKR|PARKERVISION INC|SBSH|Citigroup Global Markets Inc.|5588
PRKR|PARKERVISION INC|SDLR|Sandler, O'Neill & Partners, L.P.|1000
PRKR|PARKERVISION INC|SGMT|GOLDMAN SACHS & CO. LLC|1471
PRKR|PARKERVISION INC|SPDR|SPEEDROUTE LLC|5029
PRKR|PARKERVISION INC|STFL|Stifel, Nicolaus & Company, Incorporated|8400
PRKR|PARKERVISION INC|SWIM|TD Ameritrade, Inc.|109679
PRKR|PARKERVISION INC|TKNG|ALLY INVEST SECURITIES LLC|12130
PRKR|PARKERVISION INC|UBSA|UBS SECURITIES LLC|27462
PRKR|PARKERVISION INC|UBSS|UBS Securities LLC|54992
PRKR|PARKERVISION INC|VGRD|Vanguard Marketing Corporation|2765
PRKR|PARKERVISION INC|WCHV|WELLS FARGO SECURITIES, LLC|39695
PRKR|PARKERVISION INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|181
PRKR|PARKERVISION INC|WGIF|CIBC World Markets Inc.|6475
PRKR|PARKERVISION INC|WSEA|WOLVERINE SECURITIES, LLC|43909
PRKR|PARKERVISION INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|11712
PRKR|PARKERVISION INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7600
PRLB|PROTO LABS, INC.|ANOS|ABEL/NOSER, L.L.C.|65
PRLB|PROTO LABS, INC.|APCC|Apex Clearing Corporation|418
PRLB|PROTO LABS, INC.|BARD|Robert W. Baird & Co. Incorporated|197
PRLB|PROTO LABS, INC.|BATM|CBOE TRADING, INC.|2088
PRLB|PROTO LABS, INC.|BAYT|BTIG, LLC|800
PRLB|PROTO LABS, INC.|BBNT|BB&T SECURITIES, LLC|17
PRLB|PROTO LABS, INC.|BERN|Sanford C. Bernstein & Co., LLC|375
PRLB|PROTO LABS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62
PRLB|PROTO LABS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4310
PRLB|PROTO LABS, INC.|BTIG|BTIG, LLC|210
PRLB|PROTO LABS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|54
PRLB|PROTO LABS, INC.|CHAS|Charles Schwab & Co., Inc.|1344
PRLB|PROTO LABS, INC.|CIST|Capital Institutional Services, Inc.|665
PRLB|PROTO LABS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22356
PRLB|PROTO LABS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1850
PRLB|PROTO LABS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26706
PRLB|PROTO LABS, INC.|CTDL|Citadel Derivatives Group Llc|1013
PRLB|PROTO LABS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|8322
PRLB|PROTO LABS, INC.|DBAB|Deutsche Bank Securities Inc.|24376
PRLB|PROTO LABS, INC.|DBAX|Deutsche Bank Securities Inc.|37800
PRLB|PROTO LABS, INC.|DBUL|Deutsche Bank Securities Inc.|200
PRLB|PROTO LABS, INC.|DEAN|MORGAN STANLEY|801
PRLB|PROTO LABS, INC.|DEGS|RONIN PROFESSIONAL LLC|100
PRLB|PROTO LABS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
PRLB|PROTO LABS, INC.|EBXL|EBX LLC|16300
PRLB|PROTO LABS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|432
PRLB|PROTO LABS, INC.|EDJO|Edward D. Jones & Co., L.P.|279
PRLB|PROTO LABS, INC.|EGAM|CBOE TRADING, INC.|1558
PRLB|PROTO LABS, INC.|EGXM|CBOE TRADING, INC.|144
PRLB|PROTO LABS, INC.|ETBE|Electronic Transaction Clearing, Inc.|20
PRLB|PROTO LABS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
PRLB|PROTO LABS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8230
PRLB|PROTO LABS, INC.|ETRS|E*Trade Securities LLC|8357
PRLB|PROTO LABS, INC.|FBSB|U.S. Bancorp Investments, Inc.|11
PRLB|PROTO LABS, INC.|FILL|Tradestation Securities, Inc.|2650
PRLB|PROTO LABS, INC.|FMAF|NBCN Inc./ CDS|143
PRLB|PROTO LABS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|429
PRLB|PROTO LABS, INC.|FQLS|Quantlab Securities LP|34963
PRLB|PROTO LABS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12180
PRLB|PROTO LABS, INC.|FTBR|Foliofn Investments, Inc.|989
PRLB|PROTO LABS, INC.|GLIS|TD Securities Inc|509
PRLB|PROTO LABS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|180
PRLB|PROTO LABS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|83741
PRLB|PROTO LABS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3287
PRLB|PROTO LABS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|533
PRLB|PROTO LABS, INC.|GTSZ|GTS SECURITIES LLC|3793
PRLB|PROTO LABS, INC.|HPPX|POTAMUS TRADING, LLC|240
PRLB|PROTO LABS, INC.|HRBF|American Enterprise Investment Services Inc.|3108
PRLB|PROTO LABS, INC.|IBKR|Interactive Brokers Llc|7758
PRLB|PROTO LABS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17
PRLB|PROTO LABS, INC.|ICBX|INSTINET, LLC|2415
PRLB|PROTO LABS, INC.|IEQY|CITADEL SECURITIES LLC|4931
PRLB|PROTO LABS, INC.|INCA|INSTINET, LLC|12231
PRLB|PROTO LABS, INC.|INJX|INSTINET, LLC|151
PRLB|PROTO LABS, INC.|ITGI|ITG Inc.|3679
PRLB|PROTO LABS, INC.|ITGP|ITG INC.|1000
PRLB|PROTO LABS, INC.|JANY|Janney Montgomery Scott Inc.|92
PRLB|PROTO LABS, INC.|JEFF|JEFFERIES LLC|6678
PRLB|PROTO LABS, INC.|JMPT|JUMP TRADING, LLC|5611
PRLB|PROTO LABS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|9760
PRLB|PROTO LABS, INC.|JPMX|J.P. Morgan Securities LLC|85434
PRLB|PROTO LABS, INC.|KCGM|VIRTU Americas LLC|2568
PRLB|PROTO LABS, INC.|LEHM|Barclays Capital Inc./Le|45441
PRLB|PROTO LABS, INC.|LIME|Lime Brokerage LLC|9405
PRLB|PROTO LABS, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|62000
PRLB|PROTO LABS, INC.|LOOP|Loop Capital Markets LLC|487
PRLB|PROTO LABS, INC.|LSCI|Lek Securities Corporation|70
PRLB|PROTO LABS, INC.|MCMF|Raymond James Ltd. Cds|1
PRLB|PROTO LABS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17052
PRLB|PROTO LABS, INC.|MSCO|MORGAN STANLEY & CO. LLC|261692
PRLB|PROTO LABS, INC.|MSPL|MORGAN STANLEY & CO. LLC|20700
PRLB|PROTO LABS, INC.|MSTX|MORGAN STANLEY & CO. LLC|10800
PRLB|PROTO LABS, INC.|MULL|MARK J. MULLER EQUITIES, INC.|1810
PRLB|PROTO LABS, INC.|NFSC|National Financial Services LLC|48719
PRLB|PROTO LABS, INC.|NITE|VIRTU Americas LLC|95848
PRLB|PROTO LABS, INC.|NQRB|Brut, LLC|200
PRLB|PROTO LABS, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|60
PRLB|PROTO LABS, INC.|NTRC|Northern Trust Securities, Inc.|336
PRLB|PROTO LABS, INC.|OPCO|Oppenheimer & Co. Inc.|1157
PRLB|PROTO LABS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|852
PRLB|PROTO LABS, INC.|PDQM|CODA MARKETS, INC.|4707
PRLB|PROTO LABS, INC.|PIPR|Piper Jaffray & Co.|1445
PRLB|PROTO LABS, INC.|PWJC|UBS Financial Services, Inc.|2391
PRLB|PROTO LABS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1220
PRLB|PROTO LABS, INC.|SAGL|SAGETRADER, LLC|1535
PRLB|PROTO LABS, INC.|SBSH|Citigroup Global Markets Inc.|16405
PRLB|PROTO LABS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|13024
PRLB|PROTO LABS, INC.|SPDR|SPEEDROUTE LLC|5152
PRLB|PROTO LABS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|22053
PRLB|PROTO LABS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|152
PRLB|PROTO LABS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|8
PRLB|PROTO LABS, INC.|SWIM|TD Ameritrade, Inc.|15206
PRLB|PROTO LABS, INC.|SWST|Hilltop Securities Inc.|478
PRLB|PROTO LABS, INC.|TDSI|TD Securities (USA) LLC|3550
PRLB|PROTO LABS, INC.|TITL|TITLEIST ASSET MANAGEMENT, LTD.|100
PRLB|PROTO LABS, INC.|TKNG|ALLY INVEST SECURITIES LLC|320
PRLB|PROTO LABS, INC.|TMBR|Timber Hill LLC|30
PRLB|PROTO LABS, INC.|TRBT|Tradebot Systems, Inc.|300
PRLB|PROTO LABS, INC.|TRCM|TRC MARKETS LLC|12979
PRLB|PROTO LABS, INC.|TWTT|TASTYWORKS, INC.|23
PRLB|PROTO LABS, INC.|UBSA|UBS SECURITIES LLC|62612
PRLB|PROTO LABS, INC.|UBSS|UBS Securities LLC|158843
PRLB|PROTO LABS, INC.|VALX|VIRTU AMERICAS LLC|3408
PRLB|PROTO LABS, INC.|VGRD|Vanguard Marketing Corporation|1690
PRLB|PROTO LABS, INC.|WABR|Wall Street Access|4500
PRLB|PROTO LABS, INC.|WBLR|WILLIAM BLAIR|492
PRLB|PROTO LABS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
PRLB|PROTO LABS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|3081
PRLB|PROTO LABS, INC.|WDNX|WEEDEN & CO.L.P.|5764
PRLB|PROTO LABS, INC.|WEED|Weeden & Co.L.P.|1292
PRLB|PROTO LABS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2890
PRLB|PROTO LABS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1454
PRLB|PROTO LABS, INC.|WGIF|CIBC World Markets Inc.|14
PRLB|PROTO LABS, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|17
PRLB|PROTO LABS, INC.|WSEA|WOLVERINE SECURITIES, LLC|242
PRLB|PROTO LABS, INC.|XIST|INSTINET, LLC|2800
PRLB|PROTO LABS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3460
PRLB|PROTO LABS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3366
PRME|FIRST TRUST HEITMAN|IBKR|Interactive Brokers Llc|78
PRME|FIRST TRUST HEITMAN|JSJX|JANE STREET CAPITAL LLC|92
PRME|FIRST TRUST HEITMAN|MSCO|MORGAN STANLEY & CO. LLC|14
PRME|FIRST TRUST HEITMAN|NFSC|National Financial Services LLC|726
PRME|FIRST TRUST HEITMAN|NITE|VIRTU Americas LLC|568
PRME|FIRST TRUST HEITMAN|PDQM|CODA MARKETS, INC.|14
PRMW|PRIMO WATER CORPORAT|ALTX|Alternet Securities Inc.|6469
PRMW|PRIMO WATER CORPORAT|APCC|Apex Clearing Corporation|8851
PRMW|PRIMO WATER CORPORAT|BARD|Robert W. Baird & Co. Incorporated|14264
PRMW|PRIMO WATER CORPORAT|BATM|CBOE TRADING, INC.|1770
PRMW|PRIMO WATER CORPORAT|BBNT|BB&T SECURITIES, LLC|1200
PRMW|PRIMO WATER CORPORAT|BERN|Sanford C. Bernstein & Co., LLC|495
PRMW|PRIMO WATER CORPORAT|BLKX|INSTINET, LLC|5000
PRMW|PRIMO WATER CORPORAT|BMOC|BMO Capital Markets Corp.|29179
PRMW|PRIMO WATER CORPORAT|BNPX|BNP PARIBAS SECURITIES CORP.|1546
PRMW|PRIMO WATER CORPORAT|BTIG|BTIG, LLC|12824
PRMW|PRIMO WATER CORPORAT|BYXM|CBOE TRADING, INC.|3779
PRMW|PRIMO WATER CORPORAT|BZYD|GOLDMAN SACHS & CO. LLC|5027
PRMW|PRIMO WATER CORPORAT|CANT|Cantor Fitzgerald & Co.|9887
PRMW|PRIMO WATER CORPORAT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|275952
PRMW|PRIMO WATER CORPORAT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5726
PRMW|PRIMO WATER CORPORAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|187204
PRMW|PRIMO WATER CORPORAT|CTDL|Citadel Derivatives Group Llc|12007
PRMW|PRIMO WATER CORPORAT|CTLR|CUTLER GROUP, LP|6165
PRMW|PRIMO WATER CORPORAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|13400
PRMW|PRIMO WATER CORPORAT|DADA|D.A. Davidson & Co.|3450
PRMW|PRIMO WATER CORPORAT|DBAB|Deutsche Bank Securities Inc.|182912
PRMW|PRIMO WATER CORPORAT|DBAX|Deutsche Bank Securities Inc.|112700
PRMW|PRIMO WATER CORPORAT|DBUL|Deutsche Bank Securities Inc.|2100
PRMW|PRIMO WATER CORPORAT|DEAN|MORGAN STANLEY|1791
PRMW|PRIMO WATER CORPORAT|DEGS|RONIN PROFESSIONAL LLC|10635
PRMW|PRIMO WATER CORPORAT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5146
PRMW|PRIMO WATER CORPORAT|EBXL|EBX LLC|124600
PRMW|PRIMO WATER CORPORAT|EDJO|Edward D. Jones & Co., L.P.|1721
PRMW|PRIMO WATER CORPORAT|EGAM|CBOE TRADING, INC.|8940
PRMW|PRIMO WATER CORPORAT|EGMT|EG MARKET TECHNOLOGIES LLC|430
PRMW|PRIMO WATER CORPORAT|EGXM|CBOE TRADING, INC.|4469
PRMW|PRIMO WATER CORPORAT|ESPO|ESPOSITO SECURITIES, LLC|2465
PRMW|PRIMO WATER CORPORAT|ETBE|Electronic Transaction Clearing, Inc.|13902
PRMW|PRIMO WATER CORPORAT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6974
PRMW|PRIMO WATER CORPORAT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12744
PRMW|PRIMO WATER CORPORAT|ETRS|E*Trade Securities LLC|42963
PRMW|PRIMO WATER CORPORAT|FBCO|Credit Suisse Securities (USA) LLC|189610
PRMW|PRIMO WATER CORPORAT|FILL|Tradestation Securities, Inc.|1753
PRMW|PRIMO WATER CORPORAT|FMAF|NBCN Inc./ CDS|200
PRMW|PRIMO WATER CORPORAT|FOMA|TD AMERITRADE CLEARING, INC.|63619
PRMW|PRIMO WATER CORPORAT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|337
PRMW|PRIMO WATER CORPORAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170256
PRMW|PRIMO WATER CORPORAT|FTBR|Foliofn Investments, Inc.|2485
PRMW|PRIMO WATER CORPORAT|GEBB|GLOBAL EXECUTION BROKERS, LP|8894
PRMW|PRIMO WATER CORPORAT|GLPX|ACS EXECUTION SERVICES, LLC|4255
PRMW|PRIMO WATER CORPORAT|GSCO|GOLDMAN SACHS & CO. LLC|511801
PRMW|PRIMO WATER CORPORAT|GSCS|GOLDMAN SACHS & CO. LLC|13816
PRMW|PRIMO WATER CORPORAT|GSLT|GOLDMAN SACHS & CO. LLC|2143
PRMW|PRIMO WATER CORPORAT|GTSZ|GTS SECURITIES LLC|9108
PRMW|PRIMO WATER CORPORAT|HRBF|American Enterprise Investment Services Inc.|2690
PRMW|PRIMO WATER CORPORAT|IATS|INTERACTIVE BROKERS LLC|7878
PRMW|PRIMO WATER CORPORAT|IBKR|Interactive Brokers Llc|47286
PRMW|PRIMO WATER CORPORAT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|69
PRMW|PRIMO WATER CORPORAT|ICBX|INSTINET, LLC|65040
PRMW|PRIMO WATER CORPORAT|IEQY|CITADEL SECURITIES LLC|60988
PRMW|PRIMO WATER CORPORAT|INCA|INSTINET, LLC|467447
PRMW|PRIMO WATER CORPORAT|INJX|INSTINET, LLC|18063
PRMW|PRIMO WATER CORPORAT|ITGI|ITG Inc.|65641
PRMW|PRIMO WATER CORPORAT|ITGP|ITG INC.|113200
PRMW|PRIMO WATER CORPORAT|JEFF|JEFFERIES LLC|32549
PRMW|PRIMO WATER CORPORAT|JMPT|JUMP TRADING, LLC|31039
PRMW|PRIMO WATER CORPORAT|JONE|JonesTrading|17832
PRMW|PRIMO WATER CORPORAT|JPBX|J.P. MORGAN SECURITIES LLC|22593
PRMW|PRIMO WATER CORPORAT|JPMX|J.P. Morgan Securities LLC|291799
PRMW|PRIMO WATER CORPORAT|JSJX|JANE STREET CAPITAL LLC|38714
PRMW|PRIMO WATER CORPORAT|KCGM|VIRTU Americas LLC|32617
PRMW|PRIMO WATER CORPORAT|LEHM|Barclays Capital Inc./Le|533345
PRMW|PRIMO WATER CORPORAT|LIME|Lime Brokerage LLC|100263
PRMW|PRIMO WATER CORPORAT|LIWE|LIME BROKERAGE LLC|6537
PRMW|PRIMO WATER CORPORAT|LQNA|LIQUIDNET, INC.|362500
PRMW|PRIMO WATER CORPORAT|MACC|Mid Atlantic Capital Corporation|2669
PRMW|PRIMO WATER CORPORAT|MAXM|Maxim Group LLC|314626
PRMW|PRIMO WATER CORPORAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70907
PRMW|PRIMO WATER CORPORAT|MOTF|MOTIF INVESTING, INC.|2
PRMW|PRIMO WATER CORPORAT|MSCO|MORGAN STANLEY & CO. LLC|1379991
PRMW|PRIMO WATER CORPORAT|MSPL|MORGAN STANLEY & CO. LLC|145200
PRMW|PRIMO WATER CORPORAT|MSTX|MORGAN STANLEY & CO. LLC|28500
PRMW|PRIMO WATER CORPORAT|NATL|National Securities Corporation|1600
PRMW|PRIMO WATER CORPORAT|NFSC|National Financial Services LLC|225213
PRMW|PRIMO WATER CORPORAT|NITE|VIRTU Americas LLC|361665
PRMW|PRIMO WATER CORPORAT|NITP|VIRTU Americas LLC|2000
PRMW|PRIMO WATER CORPORAT|NORT|Northland Securities, Inc.|2500
PRMW|PRIMO WATER CORPORAT|NQRB|Brut, LLC|20272
PRMW|PRIMO WATER CORPORAT|NTRC|Northern Trust Securities, Inc.|400
PRMW|PRIMO WATER CORPORAT|OPCO|Oppenheimer & Co. Inc.|7153
PRMW|PRIMO WATER CORPORAT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1317
PRMW|PRIMO WATER CORPORAT|PDQM|CODA MARKETS, INC.|12116
PRMW|PRIMO WATER CORPORAT|PWJC|UBS Financial Services, Inc.|2600
PRMW|PRIMO WATER CORPORAT|RBCM|RBC CAPITAL MARKETS, LLC|8457
PRMW|PRIMO WATER CORPORAT|RHCO|Suntrust Robinson Humphrey, Inc.|22013
PRMW|PRIMO WATER CORPORAT|RILY|B. RILEY FBR, INC.|1800
PRMW|PRIMO WATER CORPORAT|SAGL|SAGETRADER, LLC|400
PRMW|PRIMO WATER CORPORAT|SAGW|SAGETRADER, LLC|700
PRMW|PRIMO WATER CORPORAT|SBSH|Citigroup Global Markets Inc.|174358
PRMW|PRIMO WATER CORPORAT|SGMT|GOLDMAN SACHS & CO. LLC|56857
PRMW|PRIMO WATER CORPORAT|SPDR|SPEEDROUTE LLC|10148
PRMW|PRIMO WATER CORPORAT|SPHN|Stephens Inc.|1268
PRMW|PRIMO WATER CORPORAT|STFL|Stifel, Nicolaus & Company, Incorporated|4850
PRMW|PRIMO WATER CORPORAT|SWIM|TD Ameritrade, Inc.|49222
PRMW|PRIMO WATER CORPORAT|SWST|Hilltop Securities Inc.|300
PRMW|PRIMO WATER CORPORAT|TKNG|ALLY INVEST SECURITIES LLC|666
PRMW|PRIMO WATER CORPORAT|TMBR|Timber Hill LLC|254
PRMW|PRIMO WATER CORPORAT|TRBT|Tradebot Systems, Inc.|153647
PRMW|PRIMO WATER CORPORAT|TRCM|TRC MARKETS LLC|93245
PRMW|PRIMO WATER CORPORAT|TWTT|TASTYWORKS, INC.|600
PRMW|PRIMO WATER CORPORAT|UBSA|UBS SECURITIES LLC|254021
PRMW|PRIMO WATER CORPORAT|UBSS|UBS Securities LLC|414920
PRMW|PRIMO WATER CORPORAT|VALX|VIRTU AMERICAS LLC|6468
PRMW|PRIMO WATER CORPORAT|VGRD|Vanguard Marketing Corporation|6855
PRMW|PRIMO WATER CORPORAT|VNDM|Wall Street Access|1246
PRMW|PRIMO WATER CORPORAT|WBLR|WILLIAM BLAIR|91973
PRMW|PRIMO WATER CORPORAT|WCHV|WELLS FARGO SECURITIES, LLC|255405
PRMW|PRIMO WATER CORPORAT|WDNX|WEEDEN & CO.L.P.|9800
PRMW|PRIMO WATER CORPORAT|WEDB|WEDBUSH SECURITIES INC.|55400
PRMW|PRIMO WATER CORPORAT|WEED|Weeden & Co.L.P.|1660
PRMW|PRIMO WATER CORPORAT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3
PRMW|PRIMO WATER CORPORAT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1193
PRMW|PRIMO WATER CORPORAT|WGIF|CIBC World Markets Inc.|2090
PRMW|PRIMO WATER CORPORAT|WSEA|WOLVERINE SECURITIES, LLC|1670
PRMW|PRIMO WATER CORPORAT|XIST|INSTINET, LLC|43200
PRMW|PRIMO WATER CORPORAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|20350
PRMW|PRIMO WATER CORPORAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1718
PRN|INVESCO DWA IND MOM|APCC|Apex Clearing Corporation|50
PRN|INVESCO DWA IND MOM|BATM|CBOE TRADING, INC.|172
PRN|INVESCO DWA IND MOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19
PRN|INVESCO DWA IND MOM|CANT|Cantor Fitzgerald & Co.|139
PRN|INVESCO DWA IND MOM|CHAS|Charles Schwab & Co., Inc.|92
PRN|INVESCO DWA IND MOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1542
PRN|INVESCO DWA IND MOM|DBAX|Deutsche Bank Securities Inc.|100
PRN|INVESCO DWA IND MOM|DEAN|MORGAN STANLEY|345
PRN|INVESCO DWA IND MOM|EDJO|Edward D. Jones & Co., L.P.|114
PRN|INVESCO DWA IND MOM|ETRS|E*Trade Securities LLC|32
PRN|INVESCO DWA IND MOM|FBCO|Credit Suisse Securities (USA) LLC|1432
PRN|INVESCO DWA IND MOM|FOMA|TD AMERITRADE CLEARING, INC.|669
PRN|INVESCO DWA IND MOM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60
PRN|INVESCO DWA IND MOM|FTBR|Foliofn Investments, Inc.|730
PRN|INVESCO DWA IND MOM|GEBB|GLOBAL EXECUTION BROKERS, LP|2500
PRN|INVESCO DWA IND MOM|GLPX|ACS EXECUTION SERVICES, LLC|100
PRN|INVESCO DWA IND MOM|GSCO|GOLDMAN SACHS & CO. LLC|243
PRN|INVESCO DWA IND MOM|HRBF|American Enterprise Investment Services Inc.|2362
PRN|INVESCO DWA IND MOM|IBKR|Interactive Brokers Llc|385
PRN|INVESCO DWA IND MOM|INCA|INSTINET, LLC|399
PRN|INVESCO DWA IND MOM|JANY|Janney Montgomery Scott Inc.|785
PRN|INVESCO DWA IND MOM|JSJX|JANE STREET CAPITAL LLC|1494
PRN|INVESCO DWA IND MOM|LEHM|Barclays Capital Inc./Le|1800
PRN|INVESCO DWA IND MOM|LIME|Lime Brokerage LLC|1292
PRN|INVESCO DWA IND MOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
PRN|INVESCO DWA IND MOM|MSCO|MORGAN STANLEY & CO. LLC|1938
PRN|INVESCO DWA IND MOM|MSPL|MORGAN STANLEY & CO. LLC|200
PRN|INVESCO DWA IND MOM|NFSC|National Financial Services LLC|2011
PRN|INVESCO DWA IND MOM|NITE|VIRTU Americas LLC|6338
PRN|INVESCO DWA IND MOM|NITP|VIRTU Americas LLC|1437
PRN|INVESCO DWA IND MOM|PDQM|CODA MARKETS, INC.|200
PRN|INVESCO DWA IND MOM|PWJC|UBS Financial Services, Inc.|42
PRN|INVESCO DWA IND MOM|RAJA|Raymond James & Associates, Inc.|1256
PRN|INVESCO DWA IND MOM|SALI|INTL FCSTONE FINANCIAL INC.|12
PRN|INVESCO DWA IND MOM|SGMT|GOLDMAN SACHS & CO. LLC|1899
PRN|INVESCO DWA IND MOM|STFL|Stifel, Nicolaus & Company, Incorporated|1100
PRN|INVESCO DWA IND MOM|SWIM|TD Ameritrade, Inc.|900
PRN|INVESCO DWA IND MOM|TRCM|TRC MARKETS LLC|300
PRN|INVESCO DWA IND MOM|UBSA|UBS SECURITIES LLC|552
PRN|INVESCO DWA IND MOM|UBSS|UBS Securities LLC|5459
PRN|INVESCO DWA IND MOM|VGRD|Vanguard Marketing Corporation|1
PRN|INVESCO DWA IND MOM|VSIN|Vision Financial Markets Llc|12
PRN|INVESCO DWA IND MOM|WCHV|WELLS FARGO SECURITIES, LLC|2729
PRN|INVESCO DWA IND MOM|WEDB|WEDBUSH SECURITIES INC.|180
PRN|INVESCO DWA IND MOM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|470
PRN|INVESCO DWA IND MOM|WSEA|WOLVERINE SECURITIES, LLC|77
PRN|INVESCO DWA IND MOM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PRN|INVESCO DWA IND MOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|741
PRNT|3D PRINTING THE ETF|APCC|Apex Clearing Corporation|201
PRNT|3D PRINTING THE ETF|BANK|Primevest Financial Services, Inc.|400
PRNT|3D PRINTING THE ETF|CHAS|Charles Schwab & Co., Inc.|3
PRNT|3D PRINTING THE ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
PRNT|3D PRINTING THE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5084
PRNT|3D PRINTING THE ETF|CSIN|Citadel Securities Institutional LLC|500
PRNT|3D PRINTING THE ETF|CTDL|Citadel Derivatives Group Llc|10528
PRNT|3D PRINTING THE ETF|DBAX|Deutsche Bank Securities Inc.|2300
PRNT|3D PRINTING THE ETF|EBXL|EBX LLC|4900
PRNT|3D PRINTING THE ETF|ETRS|E*Trade Securities LLC|1806
PRNT|3D PRINTING THE ETF|FTBR|Foliofn Investments, Inc.|6
PRNT|3D PRINTING THE ETF|GSCO|GOLDMAN SACHS & CO. LLC|432
PRNT|3D PRINTING THE ETF|GTSZ|GTS SECURITIES LLC|100
PRNT|3D PRINTING THE ETF|HRBF|American Enterprise Investment Services Inc.|59
PRNT|3D PRINTING THE ETF|IBKR|Interactive Brokers Llc|300
PRNT|3D PRINTING THE ETF|ICBX|INSTINET, LLC|6196
PRNT|3D PRINTING THE ETF|INCA|INSTINET, LLC|492
PRNT|3D PRINTING THE ETF|ITGP|ITG INC.|7800
PRNT|3D PRINTING THE ETF|JPMX|J.P. Morgan Securities LLC|200
PRNT|3D PRINTING THE ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|20000
PRNT|3D PRINTING THE ETF|JSJX|JANE STREET CAPITAL LLC|10483
PRNT|3D PRINTING THE ETF|KCGM|VIRTU Americas LLC|760
PRNT|3D PRINTING THE ETF|LEHM|Barclays Capital Inc./Le|1800
PRNT|3D PRINTING THE ETF|LIME|Lime Brokerage LLC|200
PRNT|3D PRINTING THE ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13800
PRNT|3D PRINTING THE ETF|MOTF|MOTIF INVESTING, INC.|1
PRNT|3D PRINTING THE ETF|MSCO|MORGAN STANLEY & CO. LLC|19651
PRNT|3D PRINTING THE ETF|MSPL|MORGAN STANLEY & CO. LLC|100
PRNT|3D PRINTING THE ETF|NFSC|National Financial Services LLC|14192
PRNT|3D PRINTING THE ETF|NITE|VIRTU Americas LLC|11946
PRNT|3D PRINTING THE ETF|NITP|VIRTU Americas LLC|23
PRNT|3D PRINTING THE ETF|OPCO|Oppenheimer & Co. Inc.|500
PRNT|3D PRINTING THE ETF|PDQM|CODA MARKETS, INC.|2200
PRNT|3D PRINTING THE ETF|PWJC|UBS Financial Services, Inc.|300
PRNT|3D PRINTING THE ETF|RBCM|RBC CAPITAL MARKETS, LLC|200
PRNT|3D PRINTING THE ETF|STXG|Stockcross Financial Services, Inc.|15
PRNT|3D PRINTING THE ETF|SWIM|TD Ameritrade, Inc.|500
PRNT|3D PRINTING THE ETF|SWST|Hilltop Securities Inc.|320
PRNT|3D PRINTING THE ETF|UBSA|UBS SECURITIES LLC|5896
PRNT|3D PRINTING THE ETF|UBSS|UBS Securities LLC|17604
PRNT|3D PRINTING THE ETF|VGRD|Vanguard Marketing Corporation|2692
PRNT|3D PRINTING THE ETF|VSIN|Vision Financial Markets Llc|20
PRNT|3D PRINTING THE ETF|WSEA|WOLVERINE SECURITIES, LLC|325
PRNT|3D PRINTING THE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|3056
PRNT|3D PRINTING THE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2238
PRO|PROS HOLDINGS INC|ALTX|Alternet Securities Inc.|4867
PRO|PROS HOLDINGS INC|ANOS|ABEL/NOSER, L.L.C.|936
PRO|PROS HOLDINGS INC|APCC|Apex Clearing Corporation|11285
PRO|PROS HOLDINGS INC|BARD|Robert W. Baird & Co. Incorporated|218
PRO|PROS HOLDINGS INC|BATM|CBOE TRADING, INC.|3094
PRO|PROS HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|8709
PRO|PROS HOLDINGS INC|BIDS|BIDS TRADING L.P.|13800
PRO|PROS HOLDINGS INC|BIMI|Banca IMI Securities Corp.|105
PRO|PROS HOLDINGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
PRO|PROS HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1628
PRO|PROS HOLDINGS INC|BZYD|GOLDMAN SACHS & CO. LLC|1000
PRO|PROS HOLDINGS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|10118
PRO|PROS HOLDINGS INC|CHAS|Charles Schwab & Co., Inc.|117
PRO|PROS HOLDINGS INC|CHLM|Craig-Hallum Capital Group LLC|300
PRO|PROS HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87818
PRO|PROS HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
PRO|PROS HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|105840
PRO|PROS HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|1436
PRO|PROS HOLDINGS INC|CTLR|CUTLER GROUP, LP|800
PRO|PROS HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7860
PRO|PROS HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|28307
PRO|PROS HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|58900
PRO|PROS HOLDINGS INC|DEAN|MORGAN STANLEY|2411
PRO|PROS HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|1979
PRO|PROS HOLDINGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4000
PRO|PROS HOLDINGS INC|EBXL|EBX LLC|47100
PRO|PROS HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
PRO|PROS HOLDINGS INC|EDJO|Edward D. Jones & Co., L.P.|552
PRO|PROS HOLDINGS INC|EGAM|CBOE TRADING, INC.|1774
PRO|PROS HOLDINGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
PRO|PROS HOLDINGS INC|EGXM|CBOE TRADING, INC.|625
PRO|PROS HOLDINGS INC|ETBE|Electronic Transaction Clearing, Inc.|300
PRO|PROS HOLDINGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7097
PRO|PROS HOLDINGS INC|ETRS|E*Trade Securities LLC|4871
PRO|PROS HOLDINGS INC|FBSB|U.S. Bancorp Investments, Inc.|28
PRO|PROS HOLDINGS INC|FILL|Tradestation Securities, Inc.|31
PRO|PROS HOLDINGS INC|FMAF|NBCN Inc./ CDS|231
PRO|PROS HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25465
PRO|PROS HOLDINGS INC|FTBR|Foliofn Investments, Inc.|1461
PRO|PROS HOLDINGS INC|GLPX|ACS EXECUTION SERVICES, LLC|2532
PRO|PROS HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|93200
PRO|PROS HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|6
PRO|PROS HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|1277
PRO|PROS HOLDINGS INC|GTSZ|GTS SECURITIES LLC|16322
PRO|PROS HOLDINGS INC|HRBF|American Enterprise Investment Services Inc.|322
PRO|PROS HOLDINGS INC|IATS|INTERACTIVE BROKERS LLC|1849
PRO|PROS HOLDINGS INC|IBKR|Interactive Brokers Llc|2574
PRO|PROS HOLDINGS INC|ICBX|INSTINET, LLC|6200
PRO|PROS HOLDINGS INC|IEQY|CITADEL SECURITIES LLC|14406
PRO|PROS HOLDINGS INC|INCA|INSTINET, LLC|55410
PRO|PROS HOLDINGS INC|ITGI|ITG Inc.|8110
PRO|PROS HOLDINGS INC|ITGP|ITG INC.|21600
PRO|PROS HOLDINGS INC|JEFF|JEFFERIES LLC|39132
PRO|PROS HOLDINGS INC|JMPT|JUMP TRADING, LLC|10542
PRO|PROS HOLDINGS INC|JPBX|J.P. MORGAN SECURITIES LLC|4072
PRO|PROS HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|211036
PRO|PROS HOLDINGS INC|JSJX|JANE STREET CAPITAL LLC|3059
PRO|PROS HOLDINGS INC|KCGM|VIRTU Americas LLC|17739
PRO|PROS HOLDINGS INC|LEHM|Barclays Capital Inc./Le|163351
PRO|PROS HOLDINGS INC|LIME|Lime Brokerage LLC|9456
PRO|PROS HOLDINGS INC|LQNA|LIQUIDNET, INC.|23000
PRO|PROS HOLDINGS INC|LSCI|Lek Securities Corporation|469
PRO|PROS HOLDINGS INC|MCMF|Raymond James Ltd. Cds|6
PRO|PROS HOLDINGS INC|MITR|GMP SECURITIES, LLC|1164
PRO|PROS HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35200
PRO|PROS HOLDINGS INC|MOTF|MOTIF INVESTING, INC.|27
PRO|PROS HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|156918
PRO|PROS HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|52100
PRO|PROS HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|800
PRO|PROS HOLDINGS INC|NATL|National Securities Corporation|300
PRO|PROS HOLDINGS INC|NEED|Needham & Company, LLC|1100
PRO|PROS HOLDINGS INC|NFSC|National Financial Services LLC|13715
PRO|PROS HOLDINGS INC|NITE|VIRTU Americas LLC|69163
PRO|PROS HOLDINGS INC|NQRB|Brut, LLC|300
PRO|PROS HOLDINGS INC|OPCO|Oppenheimer & Co. Inc.|2801
PRO|PROS HOLDINGS INC|PDQM|CODA MARKETS, INC.|11349
PRO|PROS HOLDINGS INC|RBCM|RBC CAPITAL MARKETS, LLC|4363
PRO|PROS HOLDINGS INC|SAGL|SAGETRADER, LLC|8600
PRO|PROS HOLDINGS INC|SAGW|SAGETRADER, LLC|197
PRO|PROS HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|20736
PRO|PROS HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|17784
PRO|PROS HOLDINGS INC|SIDC|Sidoti & Company, LLC|500
PRO|PROS HOLDINGS INC|SPDR|SPEEDROUTE LLC|1300
PRO|PROS HOLDINGS INC|SPGS|Sea Port Group Securities, LLC|103806
PRO|PROS HOLDINGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|10124
PRO|PROS HOLDINGS INC|SWIM|TD Ameritrade, Inc.|2045
PRO|PROS HOLDINGS INC|TMBR|Timber Hill LLC|84
PRO|PROS HOLDINGS INC|TRBT|Tradebot Systems, Inc.|35684
PRO|PROS HOLDINGS INC|TRCM|TRC MARKETS LLC|16780
PRO|PROS HOLDINGS INC|UBSA|UBS SECURITIES LLC|117413
PRO|PROS HOLDINGS INC|UBSS|UBS Securities LLC|135531
PRO|PROS HOLDINGS INC|VALX|VIRTU AMERICAS LLC|1512
PRO|PROS HOLDINGS INC|VGRD|Vanguard Marketing Corporation|305
PRO|PROS HOLDINGS INC|WBLR|WILLIAM BLAIR|98649
PRO|PROS HOLDINGS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|211
PRO|PROS HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|3244
PRO|PROS HOLDINGS INC|WDNX|WEEDEN & CO.L.P.|7800
PRO|PROS HOLDINGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|437
PRO|PROS HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18427
PRO|PROS HOLDINGS INC|WFPB|Wells Fargo Securities, LLC.|561
PRO|PROS HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|242
PRO|PROS HOLDINGS INC|XIST|INSTINET, LLC|8600
PRO|PROS HOLDINGS INC|XPQR|Jump Trading|1198
PRO|PROS HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5486
PRO|PROS HOLDINGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
PRO|PROS HOLDINGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5218
PROV|PROVIDENT FINANCIAL|ALTX|Alternet Securities Inc.|430
PROV|PROVIDENT FINANCIAL|APCC|Apex Clearing Corporation|6
PROV|PROVIDENT FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|1
PROV|PROVIDENT FINANCIAL|BATM|CBOE TRADING, INC.|122
PROV|PROVIDENT FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|476
PROV|PROVIDENT FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|248
PROV|PROVIDENT FINANCIAL|BMOC|BMO Capital Markets Corp.|833
PROV|PROVIDENT FINANCIAL|BNKS|Fig Partners, LLC|6107
PROV|PROVIDENT FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|269
PROV|PROVIDENT FINANCIAL|BTIG|BTIG, LLC|25
PROV|PROVIDENT FINANCIAL|BYXM|CBOE TRADING, INC.|267
PROV|PROVIDENT FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|1028
PROV|PROVIDENT FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|926
PROV|PROVIDENT FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9038
PROV|PROVIDENT FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4484
PROV|PROVIDENT FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9712
PROV|PROVIDENT FINANCIAL|CTDL|Citadel Derivatives Group Llc|757
PROV|PROVIDENT FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|14
PROV|PROVIDENT FINANCIAL|DBAB|Deutsche Bank Securities Inc.|100044
PROV|PROVIDENT FINANCIAL|DBAX|Deutsche Bank Securities Inc.|3000
PROV|PROVIDENT FINANCIAL|DEAN|MORGAN STANLEY|24
PROV|PROVIDENT FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|22
PROV|PROVIDENT FINANCIAL|EBXL|EBX LLC|1900
PROV|PROVIDENT FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|296
PROV|PROVIDENT FINANCIAL|EGAM|CBOE TRADING, INC.|530
PROV|PROVIDENT FINANCIAL|EGAW|CBOE TRADING, INC.|3
PROV|PROVIDENT FINANCIAL|EGXW|CBOE TRADING, INC.|30
PROV|PROVIDENT FINANCIAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
PROV|PROVIDENT FINANCIAL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|101
PROV|PROVIDENT FINANCIAL|ETRS|E*Trade Securities LLC|894
PROV|PROVIDENT FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|15556
PROV|PROVIDENT FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|1643
PROV|PROVIDENT FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|950
PROV|PROVIDENT FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8375
PROV|PROVIDENT FINANCIAL|FTBR|Foliofn Investments, Inc.|1060
PROV|PROVIDENT FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|1716
PROV|PROVIDENT FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|363
PROV|PROVIDENT FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|174515
PROV|PROVIDENT FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|5
PROV|PROVIDENT FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|422
PROV|PROVIDENT FINANCIAL|GTSZ|GTS SECURITIES LLC|14005
PROV|PROVIDENT FINANCIAL|IATS|INTERACTIVE BROKERS LLC|128
PROV|PROVIDENT FINANCIAL|IBKR|Interactive Brokers Llc|2646
PROV|PROVIDENT FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1279
PROV|PROVIDENT FINANCIAL|ICBX|INSTINET, LLC|200
PROV|PROVIDENT FINANCIAL|IEQY|CITADEL SECURITIES LLC|1050
PROV|PROVIDENT FINANCIAL|INCA|INSTINET, LLC|25287
PROV|PROVIDENT FINANCIAL|INJX|INSTINET, LLC|627
PROV|PROVIDENT FINANCIAL|INTL|INTL FCSTONE FINANCIAL INC.|17
PROV|PROVIDENT FINANCIAL|ITGI|ITG Inc.|9399
PROV|PROVIDENT FINANCIAL|ITGP|ITG INC.|29800
PROV|PROVIDENT FINANCIAL|JEFF|JEFFERIES LLC|5736
PROV|PROVIDENT FINANCIAL|JONE|JonesTrading|302
PROV|PROVIDENT FINANCIAL|JPMX|J.P. Morgan Securities LLC|6440
PROV|PROVIDENT FINANCIAL|KCGM|VIRTU Americas LLC|420
PROV|PROVIDENT FINANCIAL|LEHM|Barclays Capital Inc./Le|146976
PROV|PROVIDENT FINANCIAL|LIME|Lime Brokerage LLC|24266
PROV|PROVIDENT FINANCIAL|LMGP|LIME BROKERAGE LLC|1100
PROV|PROVIDENT FINANCIAL|LQNA|LIQUIDNET, INC.|9600
PROV|PROVIDENT FINANCIAL|LQNB|LIQUIDNET, INC.|1200
PROV|PROVIDENT FINANCIAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PROV|PROVIDENT FINANCIAL|MAXM|Maxim Group LLC|162
PROV|PROVIDENT FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
PROV|PROVIDENT FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|204276
PROV|PROVIDENT FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|7500
PROV|PROVIDENT FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|2000
PROV|PROVIDENT FINANCIAL|NFSC|National Financial Services LLC|3822
PROV|PROVIDENT FINANCIAL|NITE|VIRTU Americas LLC|22780
PROV|PROVIDENT FINANCIAL|NQRB|Brut, LLC|1
PROV|PROVIDENT FINANCIAL|PDQM|CODA MARKETS, INC.|1282
PROV|PROVIDENT FINANCIAL|RAJA|Raymond James & Associates, Inc.|268
PROV|PROVIDENT FINANCIAL|SBSH|Citigroup Global Markets Inc.|24648
PROV|PROVIDENT FINANCIAL|SDLR|Sandler, O'Neill & Partners, L.P.|1782
PROV|PROVIDENT FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|1065
PROV|PROVIDENT FINANCIAL|SPDR|SPEEDROUTE LLC|100
PROV|PROVIDENT FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|2
PROV|PROVIDENT FINANCIAL|TMBR|Timber Hill LLC|25
PROV|PROVIDENT FINANCIAL|TRBT|Tradebot Systems, Inc.|522
PROV|PROVIDENT FINANCIAL|TRCM|TRC MARKETS LLC|9506
PROV|PROVIDENT FINANCIAL|UBSA|UBS SECURITIES LLC|26854
PROV|PROVIDENT FINANCIAL|UBSS|UBS Securities LLC|149614
PROV|PROVIDENT FINANCIAL|VALX|VIRTU AMERICAS LLC|2248
PROV|PROVIDENT FINANCIAL|VGRD|Vanguard Marketing Corporation|20
PROV|PROVIDENT FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|2430
PROV|PROVIDENT FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|12
PROV|PROVIDENT FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
PROV|PROVIDENT FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|1
PROV|PROVIDENT FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
PRPH|PROPHASE LABS, INC.|ALTX|Alternet Securities Inc.|1
PRPH|PROPHASE LABS, INC.|APCC|Apex Clearing Corporation|5014
PRPH|PROPHASE LABS, INC.|BATM|CBOE TRADING, INC.|110
PRPH|PROPHASE LABS, INC.|BIMI|Banca IMI Securities Corp.|150
PRPH|PROPHASE LABS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1073
PRPH|PROPHASE LABS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
PRPH|PROPHASE LABS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PRPH|PROPHASE LABS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|320
PRPH|PROPHASE LABS, INC.|CTDL|Citadel Derivatives Group Llc|1017
PRPH|PROPHASE LABS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PRPH|PROPHASE LABS, INC.|DBAB|Deutsche Bank Securities Inc.|2999
PRPH|PROPHASE LABS, INC.|DEGS|RONIN PROFESSIONAL LLC|16375
PRPH|PROPHASE LABS, INC.|EBXL|EBX LLC|200
PRPH|PROPHASE LABS, INC.|ETRS|E*Trade Securities LLC|13736
PRPH|PROPHASE LABS, INC.|FBCO|Credit Suisse Securities (USA) LLC|3528
PRPH|PROPHASE LABS, INC.|FBSB|U.S. Bancorp Investments, Inc.|1
PRPH|PROPHASE LABS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|84306
PRPH|PROPHASE LABS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|155
PRPH|PROPHASE LABS, INC.|FTBR|Foliofn Investments, Inc.|26
PRPH|PROPHASE LABS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|862
PRPH|PROPHASE LABS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|75
PRPH|PROPHASE LABS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|685
PRPH|PROPHASE LABS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|100
PRPH|PROPHASE LABS, INC.|GTSZ|GTS SECURITIES LLC|1669
PRPH|PROPHASE LABS, INC.|IATS|INTERACTIVE BROKERS LLC|5200
PRPH|PROPHASE LABS, INC.|IBKR|Interactive Brokers Llc|49557
PRPH|PROPHASE LABS, INC.|ICBX|INSTINET, LLC|100
PRPH|PROPHASE LABS, INC.|INCA|INSTINET, LLC|8736
PRPH|PROPHASE LABS, INC.|ITGI|ITG Inc.|425
PRPH|PROPHASE LABS, INC.|JMPT|JUMP TRADING, LLC|40
PRPH|PROPHASE LABS, INC.|JPMX|J.P. Morgan Securities LLC|200
PRPH|PROPHASE LABS, INC.|JSJX|JANE STREET CAPITAL LLC|5018
PRPH|PROPHASE LABS, INC.|KCGM|VIRTU Americas LLC|200
PRPH|PROPHASE LABS, INC.|LEHM|Barclays Capital Inc./Le|153
PRPH|PROPHASE LABS, INC.|LIME|Lime Brokerage LLC|32317
PRPH|PROPHASE LABS, INC.|LMGP|LIME BROKERAGE LLC|1200
PRPH|PROPHASE LABS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PRPH|PROPHASE LABS, INC.|MSCO|MORGAN STANLEY & CO. LLC|42446
PRPH|PROPHASE LABS, INC.|NFSC|National Financial Services LLC|80424
PRPH|PROPHASE LABS, INC.|NITE|VIRTU Americas LLC|100365
PRPH|PROPHASE LABS, INC.|PDQM|CODA MARKETS, INC.|149
PRPH|PROPHASE LABS, INC.|RAJA|Raymond James & Associates, Inc.|5897
PRPH|PROPHASE LABS, INC.|SAGL|SAGETRADER, LLC|100
PRPH|PROPHASE LABS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|301
PRPH|PROPHASE LABS, INC.|SOGO|Wang Investment Associates, Inc.|39
PRPH|PROPHASE LABS, INC.|SPDR|SPEEDROUTE LLC|101
PRPH|PROPHASE LABS, INC.|SWIM|TD Ameritrade, Inc.|2758
PRPH|PROPHASE LABS, INC.|TKNG|ALLY INVEST SECURITIES LLC|3120
PRPH|PROPHASE LABS, INC.|TRCM|TRC MARKETS LLC|6214
PRPH|PROPHASE LABS, INC.|UBSA|UBS SECURITIES LLC|1173
PRPH|PROPHASE LABS, INC.|UBSS|UBS Securities LLC|21640
PRPH|PROPHASE LABS, INC.|VALX|VIRTU AMERICAS LLC|1049
PRPH|PROPHASE LABS, INC.|VGRD|Vanguard Marketing Corporation|6077
PRPH|PROPHASE LABS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|9055
PRPH|PROPHASE LABS, INC.|WSEA|WOLVERINE SECURITIES, LLC|2729
PRPL|PURPLE INNOVATION|ALTX|Alternet Securities Inc.|500
PRPL|PURPLE INNOVATION|APCC|Apex Clearing Corporation|19
PRPL|PURPLE INNOVATION|BATM|CBOE TRADING, INC.|9101
PRPL|PURPLE INNOVATION|BAYC|BAY CREST PARTNERS, LLC|1456
PRPL|PURPLE INNOVATION|BMOC|BMO Capital Markets Corp.|329
PRPL|PURPLE INNOVATION|BNPX|BNP PARIBAS SECURITIES CORP.|342
PRPL|PURPLE INNOVATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11271
PRPL|PURPLE INNOVATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8023
PRPL|PURPLE INNOVATION|CTDL|Citadel Derivatives Group Llc|1134
PRPL|PURPLE INNOVATION|DBAB|Deutsche Bank Securities Inc.|39998
PRPL|PURPLE INNOVATION|DBAX|Deutsche Bank Securities Inc.|7100
PRPL|PURPLE INNOVATION|EBXL|EBX LLC|4700
PRPL|PURPLE INNOVATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|803
PRPL|PURPLE INNOVATION|EDJO|Edward D. Jones & Co., L.P.|354
PRPL|PURPLE INNOVATION|EGAM|CBOE TRADING, INC.|400
PRPL|PURPLE INNOVATION|ETBE|Electronic Transaction Clearing, Inc.|8905
PRPL|PURPLE INNOVATION|ETRS|E*Trade Securities LLC|7331
PRPL|PURPLE INNOVATION|FBCO|Credit Suisse Securities (USA) LLC|8020
PRPL|PURPLE INNOVATION|FBSB|U.S. Bancorp Investments, Inc.|100
PRPL|PURPLE INNOVATION|FMAF|NBCN Inc./ CDS|2000
PRPL|PURPLE INNOVATION|FOMA|TD AMERITRADE CLEARING, INC.|27589
PRPL|PURPLE INNOVATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1280
PRPL|PURPLE INNOVATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3381
PRPL|PURPLE INNOVATION|GEBB|GLOBAL EXECUTION BROKERS, LP|941
PRPL|PURPLE INNOVATION|GLPX|ACS EXECUTION SERVICES, LLC|1110
PRPL|PURPLE INNOVATION|GSCO|GOLDMAN SACHS & CO. LLC|164572
PRPL|PURPLE INNOVATION|GSLT|GOLDMAN SACHS & CO. LLC|100
PRPL|PURPLE INNOVATION|GTSZ|GTS SECURITIES LLC|19920
PRPL|PURPLE INNOVATION|IATS|INTERACTIVE BROKERS LLC|265
PRPL|PURPLE INNOVATION|IBKR|Interactive Brokers Llc|9089
PRPL|PURPLE INNOVATION|ICBX|INSTINET, LLC|1500
PRPL|PURPLE INNOVATION|INCA|INSTINET, LLC|16070
PRPL|PURPLE INNOVATION|INJX|INSTINET, LLC|121
PRPL|PURPLE INNOVATION|ITGI|ITG Inc.|11681
PRPL|PURPLE INNOVATION|ITGP|ITG INC.|9000
PRPL|PURPLE INNOVATION|JEFF|JEFFERIES LLC|1393
PRPL|PURPLE INNOVATION|JONE|JonesTrading|573282
PRPL|PURPLE INNOVATION|JPMX|J.P. Morgan Securities LLC|17377
PRPL|PURPLE INNOVATION|KCGM|VIRTU Americas LLC|3220
PRPL|PURPLE INNOVATION|LEHM|Barclays Capital Inc./Le|88286
PRPL|PURPLE INNOVATION|LIME|Lime Brokerage LLC|33735
PRPL|PURPLE INNOVATION|LMGP|LIME BROKERAGE LLC|7840
PRPL|PURPLE INNOVATION|LQNA|LIQUIDNET, INC.|6000
PRPL|PURPLE INNOVATION|MAXM|Maxim Group LLC|260
PRPL|PURPLE INNOVATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
PRPL|PURPLE INNOVATION|MSCO|MORGAN STANLEY & CO. LLC|135236
PRPL|PURPLE INNOVATION|MSPL|MORGAN STANLEY & CO. LLC|14800
PRPL|PURPLE INNOVATION|MSTX|MORGAN STANLEY & CO. LLC|3600
PRPL|PURPLE INNOVATION|NFSC|National Financial Services LLC|44473
PRPL|PURPLE INNOVATION|NITE|VIRTU Americas LLC|112443
PRPL|PURPLE INNOVATION|NQRB|Brut, LLC|200
PRPL|PURPLE INNOVATION|PDQM|CODA MARKETS, INC.|1193
PRPL|PURPLE INNOVATION|RAJA|Raymond James & Associates, Inc.|6115
PRPL|PURPLE INNOVATION|RBCM|RBC CAPITAL MARKETS, LLC|55
PRPL|PURPLE INNOVATION|RILY|B. RILEY FBR, INC.|1229
PRPL|PURPLE INNOVATION|SAGL|SAGETRADER, LLC|9258
PRPL|PURPLE INNOVATION|SBSH|Citigroup Global Markets Inc.|113019
PRPL|PURPLE INNOVATION|SGMT|GOLDMAN SACHS & CO. LLC|6327
PRPL|PURPLE INNOVATION|SPDR|SPEEDROUTE LLC|1300
PRPL|PURPLE INNOVATION|SWIM|TD Ameritrade, Inc.|13801
PRPL|PURPLE INNOVATION|TKNG|ALLY INVEST SECURITIES LLC|50
PRPL|PURPLE INNOVATION|TRCM|TRC MARKETS LLC|2358
PRPL|PURPLE INNOVATION|UBSA|UBS SECURITIES LLC|39412
PRPL|PURPLE INNOVATION|UBSS|UBS Securities LLC|227868
PRPL|PURPLE INNOVATION|VALX|VIRTU AMERICAS LLC|58
PRPL|PURPLE INNOVATION|VGRD|Vanguard Marketing Corporation|951
PRPL|PURPLE INNOVATION|VNDM|Wall Street Access|364
PRPL|PURPLE INNOVATION|WCHV|WELLS FARGO SECURITIES, LLC|29993
PRPL|PURPLE INNOVATION|WFPB|Wells Fargo Securities, LLC.|616
PRPL|PURPLE INNOVATION|WGIF|CIBC World Markets Inc.|860
PRPL|PURPLE INNOVATION|WSEA|WOLVERINE SECURITIES, LLC|3554
PRPL|PURPLE INNOVATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
PRPL|PURPLE INNOVATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3622
PRPLW|PURPLE INNOVATION WT|EBXL|EBX LLC|800
PRPLW|PURPLE INNOVATION WT|EGXW|CBOE TRADING, INC.|19238
PRPLW|PURPLE INNOVATION WT|ETRS|E*Trade Securities LLC|69215
PRPLW|PURPLE INNOVATION WT|FBCO|Credit Suisse Securities (USA) LLC|100
PRPLW|PURPLE INNOVATION WT|FOMA|TD AMERITRADE CLEARING, INC.|11341
PRPLW|PURPLE INNOVATION WT|IBKR|Interactive Brokers Llc|63659
PRPLW|PURPLE INNOVATION WT|ICBX|INSTINET, LLC|400
PRPLW|PURPLE INNOVATION WT|INCA|INSTINET, LLC|10600
PRPLW|PURPLE INNOVATION WT|ITGP|ITG INC.|800
PRPLW|PURPLE INNOVATION WT|LEHM|Barclays Capital Inc./Le|800
PRPLW|PURPLE INNOVATION WT|LIME|Lime Brokerage LLC|102
PRPLW|PURPLE INNOVATION WT|MSCO|MORGAN STANLEY & CO. LLC|27655
PRPLW|PURPLE INNOVATION WT|NFSC|National Financial Services LLC|5500
PRPLW|PURPLE INNOVATION WT|NITE|VIRTU Americas LLC|26276
PRPLW|PURPLE INNOVATION WT|SGMT|GOLDMAN SACHS & CO. LLC|700
PRPLW|PURPLE INNOVATION WT|UBSA|UBS SECURITIES LLC|6959
PRPLW|PURPLE INNOVATION WT|UBSS|UBS Securities LLC|83450
PRPO|PRECIPIO, INC. CMN|APCC|Apex Clearing Corporation|118523
PRPO|PRECIPIO, INC. CMN|BATM|CBOE TRADING, INC.|100
PRPO|PRECIPIO, INC. CMN|BIMI|Banca IMI Securities Corp.|83075
PRPO|PRECIPIO, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|576
PRPO|PRECIPIO, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
PRPO|PRECIPIO, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2500
PRPO|PRECIPIO, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9544
PRPO|PRECIPIO, INC. CMN|DBAB|Deutsche Bank Securities Inc.|40771
PRPO|PRECIPIO, INC. CMN|DBAX|Deutsche Bank Securities Inc.|7200
PRPO|PRECIPIO, INC. CMN|EBXL|EBX LLC|12000
PRPO|PRECIPIO, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|100
PRPO|PRECIPIO, INC. CMN|EGAM|CBOE TRADING, INC.|1300
PRPO|PRECIPIO, INC. CMN|EGXM|CBOE TRADING, INC.|54500
PRPO|PRECIPIO, INC. CMN|ETRS|E*Trade Securities LLC|1016078
PRPO|PRECIPIO, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|109000
PRPO|PRECIPIO, INC. CMN|FILL|Tradestation Securities, Inc.|331202
PRPO|PRECIPIO, INC. CMN|FMAF|NBCN Inc./ CDS|2000
PRPO|PRECIPIO, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|2074612
PRPO|PRECIPIO, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1471
PRPO|PRECIPIO, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|10781
PRPO|PRECIPIO, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|38482
PRPO|PRECIPIO, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|25728
PRPO|PRECIPIO, INC. CMN|HRBF|American Enterprise Investment Services Inc.|3000
PRPO|PRECIPIO, INC. CMN|IATS|INTERACTIVE BROKERS LLC|6245
PRPO|PRECIPIO, INC. CMN|IBKR|Interactive Brokers Llc|250296
PRPO|PRECIPIO, INC. CMN|ICBX|INSTINET, LLC|6688
PRPO|PRECIPIO, INC. CMN|INCA|INSTINET, LLC|18296
PRPO|PRECIPIO, INC. CMN|INJX|INSTINET, LLC|1300
PRPO|PRECIPIO, INC. CMN|ITGI|ITG Inc.|16100
PRPO|PRECIPIO, INC. CMN|ITGP|ITG INC.|10400
PRPO|PRECIPIO, INC. CMN|JANY|Janney Montgomery Scott Inc.|66
PRPO|PRECIPIO, INC. CMN|JEFF|JEFFERIES LLC|100
PRPO|PRECIPIO, INC. CMN|JMPT|JUMP TRADING, LLC|2810
PRPO|PRECIPIO, INC. CMN|JPMX|J.P. Morgan Securities LLC|2782
PRPO|PRECIPIO, INC. CMN|KCGM|VIRTU Americas LLC|1619
PRPO|PRECIPIO, INC. CMN|LEHM|Barclays Capital Inc./Le|68738
PRPO|PRECIPIO, INC. CMN|LIME|Lime Brokerage LLC|4130
PRPO|PRECIPIO, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10866
PRPO|PRECIPIO, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|581131
PRPO|PRECIPIO, INC. CMN|NFSC|National Financial Services LLC|877310
PRPO|PRECIPIO, INC. CMN|NITE|VIRTU Americas LLC|2057676
PRPO|PRECIPIO, INC. CMN|NQRB|Brut, LLC|39674
PRPO|PRECIPIO, INC. CMN|PCPT|PHILLIP CAPITAL INC.|3217
PRPO|PRECIPIO, INC. CMN|PDQM|CODA MARKETS, INC.|222168
PRPO|PRECIPIO, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|8000
PRPO|PRECIPIO, INC. CMN|RGLD|Regal Securities, Inc|500
PRPO|PRECIPIO, INC. CMN|SBSH|Citigroup Global Markets Inc.|78623
PRPO|PRECIPIO, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|5200
PRPO|PRECIPIO, INC. CMN|SPDR|SPEEDROUTE LLC|1546
PRPO|PRECIPIO, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|11
PRPO|PRECIPIO, INC. CMN|SWIM|TD Ameritrade, Inc.|458213
PRPO|PRECIPIO, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|6692
PRPO|PRECIPIO, INC. CMN|TWTT|TASTYWORKS, INC.|1700
PRPO|PRECIPIO, INC. CMN|UBSA|UBS SECURITIES LLC|116435
PRPO|PRECIPIO, INC. CMN|UBSS|UBS Securities LLC|183225
PRPO|PRECIPIO, INC. CMN|VGRD|Vanguard Marketing Corporation|22802
PRPO|PRECIPIO, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|54598
PRPO|PRECIPIO, INC. CMN|WGIF|CIBC World Markets Inc.|32194
PRPO|PRECIPIO, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|9430
PRPO|PRECIPIO, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33
PRQR|PROQR THERAPEUTICS|ALTX|Alternet Securities Inc.|500
PRQR|PROQR THERAPEUTICS|APCC|Apex Clearing Corporation|749
PRQR|PROQR THERAPEUTICS|BATM|CBOE TRADING, INC.|300
PRQR|PROQR THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|25
PRQR|PROQR THERAPEUTICS|BLKX|INSTINET, LLC|17426
PRQR|PROQR THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|18556
PRQR|PROQR THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|200
PRQR|PROQR THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62746
PRQR|PROQR THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PRQR|PROQR THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27525
PRQR|PROQR THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|10440
PRQR|PROQR THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|11000
PRQR|PROQR THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|29000
PRQR|PROQR THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|29469
PRQR|PROQR THERAPEUTICS|EBXL|EBX LLC|29200
PRQR|PROQR THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|10700
PRQR|PROQR THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|4156
PRQR|PROQR THERAPEUTICS|EGAM|CBOE TRADING, INC.|400
PRQR|PROQR THERAPEUTICS|EGXM|CBOE TRADING, INC.|8
PRQR|PROQR THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|156
PRQR|PROQR THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|621
PRQR|PROQR THERAPEUTICS|ETRS|E*Trade Securities LLC|43110
PRQR|PROQR THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|37711
PRQR|PROQR THERAPEUTICS|FILL|Tradestation Securities, Inc.|8763
PRQR|PROQR THERAPEUTICS|FMAF|NBCN Inc./ CDS|125
PRQR|PROQR THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|142274
PRQR|PROQR THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14965
PRQR|PROQR THERAPEUTICS|FTBR|Foliofn Investments, Inc.|242
PRQR|PROQR THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|653
PRQR|PROQR THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|500
PRQR|PROQR THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|14498
PRQR|PROQR THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|28230
PRQR|PROQR THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|1700
PRQR|PROQR THERAPEUTICS|GTSZ|GTS SECURITIES LLC|5236
PRQR|PROQR THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|500
PRQR|PROQR THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|1020
PRQR|PROQR THERAPEUTICS|IBKR|Interactive Brokers Llc|33940
PRQR|PROQR THERAPEUTICS|ICBX|INSTINET, LLC|8733
PRQR|PROQR THERAPEUTICS|INCA|INSTINET, LLC|31035
PRQR|PROQR THERAPEUTICS|INJX|INSTINET, LLC|4659
PRQR|PROQR THERAPEUTICS|ITGI|ITG Inc.|6673
PRQR|PROQR THERAPEUTICS|ITGP|ITG INC.|18200
PRQR|PROQR THERAPEUTICS|JEFF|JEFFERIES LLC|39526
PRQR|PROQR THERAPEUTICS|JMPT|JUMP TRADING, LLC|2356
PRQR|PROQR THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|37591
PRQR|PROQR THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|1556
PRQR|PROQR THERAPEUTICS|KCGM|VIRTU Americas LLC|8502
PRQR|PROQR THERAPEUTICS|LEER|LEERINK PARTNERS LLC|78482
PRQR|PROQR THERAPEUTICS|LEHM|Barclays Capital Inc./Le|30818
PRQR|PROQR THERAPEUTICS|LIME|Lime Brokerage LLC|18147
PRQR|PROQR THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20200
PRQR|PROQR THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|169627
PRQR|PROQR THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|33800
PRQR|PROQR THERAPEUTICS|NFSC|National Financial Services LLC|67275
PRQR|PROQR THERAPEUTICS|NITE|VIRTU Americas LLC|150492
PRQR|PROQR THERAPEUTICS|NITP|VIRTU Americas LLC|300
PRQR|PROQR THERAPEUTICS|NTFN|Network 1 Financial Securities Inc.|4777
PRQR|PROQR THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|500
PRQR|PROQR THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1320
PRQR|PROQR THERAPEUTICS|PDQM|CODA MARKETS, INC.|5500
PRQR|PROQR THERAPEUTICS|PICT|Pictet Overseas Inc.|5000
PRQR|PROQR THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|6000
PRQR|PROQR THERAPEUTICS|SAGL|SAGETRADER, LLC|100
PRQR|PROQR THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|9665
PRQR|PROQR THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|36478
PRQR|PROQR THERAPEUTICS|SPDR|SPEEDROUTE LLC|8931
PRQR|PROQR THERAPEUTICS|SWIM|TD Ameritrade, Inc.|5154
PRQR|PROQR THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|400
PRQR|PROQR THERAPEUTICS|TRBT|Tradebot Systems, Inc.|2561
PRQR|PROQR THERAPEUTICS|TRCM|TRC MARKETS LLC|365
PRQR|PROQR THERAPEUTICS|UBSA|UBS SECURITIES LLC|81163
PRQR|PROQR THERAPEUTICS|UBSS|UBS Securities LLC|121828
PRQR|PROQR THERAPEUTICS|VALX|VIRTU AMERICAS LLC|10554
PRQR|PROQR THERAPEUTICS|VGRD|Vanguard Marketing Corporation|8323
PRQR|PROQR THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|2010
PRQR|PROQR THERAPEUTICS|WEED|Weeden & Co.L.P.|2400
PRQR|PROQR THERAPEUTICS|WGIF|CIBC World Markets Inc.|123
PRQR|PROQR THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|475
PRQR|PROQR THERAPEUTICS|XIST|INSTINET, LLC|2400
PRQR|PROQR THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
PRSC|PROVIDENCE SVC CP ##|ALTX|Alternet Securities Inc.|3780
PRSC|PROVIDENCE SVC CP ##|ANOS|ABEL/NOSER, L.L.C.|72
PRSC|PROVIDENCE SVC CP ##|APCC|Apex Clearing Corporation|20
PRSC|PROVIDENCE SVC CP ##|BARD|Robert W. Baird & Co. Incorporated|572
PRSC|PROVIDENCE SVC CP ##|BATM|CBOE TRADING, INC.|2932
PRSC|PROVIDENCE SVC CP ##|BAYC|BAY CREST PARTNERS, LLC|84
PRSC|PROVIDENCE SVC CP ##|BBNT|BB&T SECURITIES, LLC|333
PRSC|PROVIDENCE SVC CP ##|BERN|Sanford C. Bernstein & Co., LLC|1676
PRSC|PROVIDENCE SVC CP ##|BMOC|BMO Capital Markets Corp.|1808
PRSC|PROVIDENCE SVC CP ##|BNPX|BNP PARIBAS SECURITIES CORP.|1983
PRSC|PROVIDENCE SVC CP ##|BTIG|BTIG, LLC|781
PRSC|PROVIDENCE SVC CP ##|BYXM|CBOE TRADING, INC.|560
PRSC|PROVIDENCE SVC CP ##|BZYD|GOLDMAN SACHS & CO. LLC|112
PRSC|PROVIDENCE SVC CP ##|CANT|Cantor Fitzgerald & Co.|1144
PRSC|PROVIDENCE SVC CP ##|CHAS|Charles Schwab & Co., Inc.|24
PRSC|PROVIDENCE SVC CP ##|CIST|Capital Institutional Services, Inc.|1056
PRSC|PROVIDENCE SVC CP ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|163135
PRSC|PROVIDENCE SVC CP ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4969
PRSC|PROVIDENCE SVC CP ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3543
PRSC|PROVIDENCE SVC CP ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34567
PRSC|PROVIDENCE SVC CP ##|CTDL|Citadel Derivatives Group Llc|1523
PRSC|PROVIDENCE SVC CP ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|7902
PRSC|PROVIDENCE SVC CP ##|DBAB|Deutsche Bank Securities Inc.|72144
PRSC|PROVIDENCE SVC CP ##|DBAX|Deutsche Bank Securities Inc.|68000
PRSC|PROVIDENCE SVC CP ##|DEAN|MORGAN STANLEY|24
PRSC|PROVIDENCE SVC CP ##|DEGS|RONIN PROFESSIONAL LLC|1200
PRSC|PROVIDENCE SVC CP ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|637
PRSC|PROVIDENCE SVC CP ##|EBXL|EBX LLC|50700
PRSC|PROVIDENCE SVC CP ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|920
PRSC|PROVIDENCE SVC CP ##|EGAM|CBOE TRADING, INC.|1406
PRSC|PROVIDENCE SVC CP ##|EGMT|EG MARKET TECHNOLOGIES LLC|106
PRSC|PROVIDENCE SVC CP ##|EGXM|CBOE TRADING, INC.|312
PRSC|PROVIDENCE SVC CP ##|ETBE|Electronic Transaction Clearing, Inc.|20
PRSC|PROVIDENCE SVC CP ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|77
PRSC|PROVIDENCE SVC CP ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2382
PRSC|PROVIDENCE SVC CP ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9352
PRSC|PROVIDENCE SVC CP ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|298
PRSC|PROVIDENCE SVC CP ##|ETRS|E*Trade Securities LLC|380
PRSC|PROVIDENCE SVC CP ##|FBCO|Credit Suisse Securities (USA) LLC|86776
PRSC|PROVIDENCE SVC CP ##|FILL|Tradestation Securities, Inc.|14
PRSC|PROVIDENCE SVC CP ##|FMAF|NBCN Inc./ CDS|1075
PRSC|PROVIDENCE SVC CP ##|FOMA|TD AMERITRADE CLEARING, INC.|19589
PRSC|PROVIDENCE SVC CP ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|242
PRSC|PROVIDENCE SVC CP ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18098
PRSC|PROVIDENCE SVC CP ##|FTBR|Foliofn Investments, Inc.|266
PRSC|PROVIDENCE SVC CP ##|GEBB|GLOBAL EXECUTION BROKERS, LP|4395
PRSC|PROVIDENCE SVC CP ##|GLPX|ACS EXECUTION SERVICES, LLC|23894
PRSC|PROVIDENCE SVC CP ##|GSCO|GOLDMAN SACHS & CO. LLC|114153
PRSC|PROVIDENCE SVC CP ##|GSCS|GOLDMAN SACHS & CO. LLC|4973
PRSC|PROVIDENCE SVC CP ##|GSLT|GOLDMAN SACHS & CO. LLC|300
PRSC|PROVIDENCE SVC CP ##|GTSZ|GTS SECURITIES LLC|40745
PRSC|PROVIDENCE SVC CP ##|HRBF|American Enterprise Investment Services Inc.|35
PRSC|PROVIDENCE SVC CP ##|IATS|INTERACTIVE BROKERS LLC|12360
PRSC|PROVIDENCE SVC CP ##|IBKR|Interactive Brokers Llc|66182
PRSC|PROVIDENCE SVC CP ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
PRSC|PROVIDENCE SVC CP ##|ICBX|INSTINET, LLC|12816
PRSC|PROVIDENCE SVC CP ##|IEQY|CITADEL SECURITIES LLC|12926
PRSC|PROVIDENCE SVC CP ##|INCA|INSTINET, LLC|63790
PRSC|PROVIDENCE SVC CP ##|INJX|INSTINET, LLC|16518
PRSC|PROVIDENCE SVC CP ##|ITGI|ITG Inc.|5568
PRSC|PROVIDENCE SVC CP ##|ITGP|ITG INC.|13600
PRSC|PROVIDENCE SVC CP ##|JEFF|JEFFERIES LLC|19708
PRSC|PROVIDENCE SVC CP ##|JMPT|JUMP TRADING, LLC|4702
PRSC|PROVIDENCE SVC CP ##|JONE|JonesTrading|40003
PRSC|PROVIDENCE SVC CP ##|JPBX|J.P. MORGAN SECURITIES LLC|436
PRSC|PROVIDENCE SVC CP ##|JPMX|J.P. Morgan Securities LLC|82249
PRSC|PROVIDENCE SVC CP ##|JSJX|JANE STREET CAPITAL LLC|4189
PRSC|PROVIDENCE SVC CP ##|KCGM|VIRTU Americas LLC|12887
PRSC|PROVIDENCE SVC CP ##|LEHM|Barclays Capital Inc./Le|110756
PRSC|PROVIDENCE SVC CP ##|LIME|Lime Brokerage LLC|66038
PRSC|PROVIDENCE SVC CP ##|LOOP|Loop Capital Markets LLC|3412
PRSC|PROVIDENCE SVC CP ##|MAXM|Maxim Group LLC|759
PRSC|PROVIDENCE SVC CP ##|MBTS|ALLY INVEST SECURITIES LLC|55
PRSC|PROVIDENCE SVC CP ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20302
PRSC|PROVIDENCE SVC CP ##|MOTF|MOTIF INVESTING, INC.|1
PRSC|PROVIDENCE SVC CP ##|MSCO|MORGAN STANLEY & CO. LLC|241564
PRSC|PROVIDENCE SVC CP ##|MSPL|MORGAN STANLEY & CO. LLC|35900
PRSC|PROVIDENCE SVC CP ##|MSTX|MORGAN STANLEY & CO. LLC|1400
PRSC|PROVIDENCE SVC CP ##|NEUB|NEUBERGER BERMAN BD LLC|318
PRSC|PROVIDENCE SVC CP ##|NFSC|National Financial Services LLC|11046
PRSC|PROVIDENCE SVC CP ##|NITE|VIRTU Americas LLC|65010
PRSC|PROVIDENCE SVC CP ##|NITP|VIRTU Americas LLC|1926
PRSC|PROVIDENCE SVC CP ##|NQRB|Brut, LLC|502
PRSC|PROVIDENCE SVC CP ##|NTRC|Northern Trust Securities, Inc.|500
PRSC|PROVIDENCE SVC CP ##|PDQM|CODA MARKETS, INC.|54628
PRSC|PROVIDENCE SVC CP ##|RAJA|Raymond James & Associates, Inc.|429
PRSC|PROVIDENCE SVC CP ##|SAGL|SAGETRADER, LLC|29249
PRSC|PROVIDENCE SVC CP ##|SBSH|Citigroup Global Markets Inc.|51960
PRSC|PROVIDENCE SVC CP ##|SGMT|GOLDMAN SACHS & CO. LLC|14722
PRSC|PROVIDENCE SVC CP ##|SIBO|Prime Executions, Inc.|9550
PRSC|PROVIDENCE SVC CP ##|SPDR|SPEEDROUTE LLC|11014
PRSC|PROVIDENCE SVC CP ##|SPHN|Stephens Inc.|95
PRSC|PROVIDENCE SVC CP ##|SPTD|MINT GLOBAL MARKETS, INC.|5003
PRSC|PROVIDENCE SVC CP ##|SWIM|TD Ameritrade, Inc.|27952
PRSC|PROVIDENCE SVC CP ##|TRBT|Tradebot Systems, Inc.|13190
PRSC|PROVIDENCE SVC CP ##|TRCM|TRC MARKETS LLC|25853
PRSC|PROVIDENCE SVC CP ##|UBSA|UBS SECURITIES LLC|81426
PRSC|PROVIDENCE SVC CP ##|UBSS|UBS Securities LLC|130716
PRSC|PROVIDENCE SVC CP ##|VALX|VIRTU AMERICAS LLC|5861
PRSC|PROVIDENCE SVC CP ##|VGRD|Vanguard Marketing Corporation|660
PRSC|PROVIDENCE SVC CP ##|WCHV|WELLS FARGO SECURITIES, LLC|3967
PRSC|PROVIDENCE SVC CP ##|WDNX|WEEDEN & CO.L.P.|852
PRSC|PROVIDENCE SVC CP ##|WEED|Weeden & Co.L.P.|4440
PRSC|PROVIDENCE SVC CP ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|112
PRSC|PROVIDENCE SVC CP ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|192
PRSC|PROVIDENCE SVC CP ##|WSEA|WOLVERINE SECURITIES, LLC|252
PRSC|PROVIDENCE SVC CP ##|XIST|INSTINET, LLC|4730
PRSC|PROVIDENCE SVC CP ##|XPQR|Jump Trading|800
PRSC|PROVIDENCE SVC CP ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
PRSC|PROVIDENCE SVC CP ##|YKNA|COMHAR CAPITAL MARKETS, LLC|7426
PRSP|PERSPECTA INC.|ABLE|NATIXIS Securities Americas LLC|657020
PRSP|PERSPECTA INC.|ACAD|ACADEMY SECURITIES, INC.|800
PRSP|PERSPECTA INC.|ALTX|Alternet Securities Inc.|524524
PRSP|PERSPECTA INC.|ANOS|ABEL/NOSER, L.L.C.|7980
PRSP|PERSPECTA INC.|APCC|Apex Clearing Corporation|2286
PRSP|PERSPECTA INC.|AQUA|AQUA SECURITIES L.P.|15000
PRSP|PERSPECTA INC.|BANK|Primevest Financial Services, Inc.|204
PRSP|PERSPECTA INC.|BAQP|BURKE & QUICK PARTNERS LLC|46445
PRSP|PERSPECTA INC.|BARD|Robert W. Baird & Co. Incorporated|24240
PRSP|PERSPECTA INC.|BATM|CBOE TRADING, INC.|28197
PRSP|PERSPECTA INC.|BAYC|BAY CREST PARTNERS, LLC|315
PRSP|PERSPECTA INC.|BAYT|BTIG, LLC|27260
PRSP|PERSPECTA INC.|BBNT|BB&T SECURITIES, LLC|3140
PRSP|PERSPECTA INC.|BERN|Sanford C. Bernstein & Co., LLC|730766
PRSP|PERSPECTA INC.|BGCE|BGC Financial Inc.|7710
PRSP|PERSPECTA INC.|BIAD|SAGETRADER, LLC|42
PRSP|PERSPECTA INC.|BIDS|BIDS TRADING L.P.|524500
PRSP|PERSPECTA INC.|BIMI|Banca IMI Securities Corp.|90
PRSP|PERSPECTA INC.|BKCM|BNY Mellon Capital Markets LLC|1677195
PRSP|PERSPECTA INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41107
PRSP|PERSPECTA INC.|BLKX|INSTINET, LLC|897245
PRSP|PERSPECTA INC.|BMAK|BMA SECURITIES|3424
PRSP|PERSPECTA INC.|BNPX|BNP PARIBAS SECURITIES CORP.|131935
PRSP|PERSPECTA INC.|BRGE|Newbridge Securities Corp.|634
PRSP|PERSPECTA INC.|BTIG|BTIG, LLC|192238
PRSP|PERSPECTA INC.|BYXM|CBOE TRADING, INC.|18284
PRSP|PERSPECTA INC.|CANT|Cantor Fitzgerald & Co.|346061
PRSP|PERSPECTA INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|109362
PRSP|PERSPECTA INC.|CHAS|Charles Schwab & Co., Inc.|11596
PRSP|PERSPECTA INC.|CHDN|CHARDAN CAPITAL MARKETS LLC|57162
PRSP|PERSPECTA INC.|CHLM|Craig-Hallum Capital Group LLC|200
PRSP|PERSPECTA INC.|CIBP|CIBC World Markets Corp.|19019
PRSP|PERSPECTA INC.|CICF|Canaccord Genuity Corp.|4
PRSP|PERSPECTA INC.|CIST|Capital Institutional Services, Inc.|23701
PRSP|PERSPECTA INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|981799
PRSP|PERSPECTA INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|434674
PRSP|PERSPECTA INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|51327
PRSP|PERSPECTA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2456415
PRSP|PERSPECTA INC.|CSMS|CORNERSTONE MACRO LLC|1000
PRSP|PERSPECTA INC.|CTDL|Citadel Derivatives Group Llc|13457
PRSP|PERSPECTA INC.|CTLR|CUTLER GROUP, LP|3861
PRSP|PERSPECTA INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|497864
PRSP|PERSPECTA INC.|DADA|D.A. Davidson & Co.|2757
PRSP|PERSPECTA INC.|DAVA|Davenport & Company LLC|43
PRSP|PERSPECTA INC.|DBAB|Deutsche Bank Securities Inc.|7710193
PRSP|PERSPECTA INC.|DBAX|Deutsche Bank Securities Inc.|1939400
PRSP|PERSPECTA INC.|DCHF|Dart Executions, LLC|4545
PRSP|PERSPECTA INC.|DEAN|MORGAN STANLEY|40626
PRSP|PERSPECTA INC.|DEGS|RONIN PROFESSIONAL LLC|14821
PRSP|PERSPECTA INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|166359
PRSP|PERSPECTA INC.|DRWK|DRW SECURITIES, L.L.C.|24167
PRSP|PERSPECTA INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|35774
PRSP|PERSPECTA INC.|EBXL|EBX LLC|1850800
PRSP|PERSPECTA INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|150125
PRSP|PERSPECTA INC.|EDJC|Edward Jones / CDS|61
PRSP|PERSPECTA INC.|EDJO|Edward D. Jones & Co., L.P.|28826
PRSP|PERSPECTA INC.|EGAM|CBOE TRADING, INC.|394104
PRSP|PERSPECTA INC.|EGAW|CBOE TRADING, INC.|13205
PRSP|PERSPECTA INC.|EGMT|EG MARKET TECHNOLOGIES LLC|900
PRSP|PERSPECTA INC.|EGXM|CBOE TRADING, INC.|114819
PRSP|PERSPECTA INC.|EGXW|CBOE TRADING, INC.|12680
PRSP|PERSPECTA INC.|ETBE|Electronic Transaction Clearing, Inc.|3865
PRSP|PERSPECTA INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7000
PRSP|PERSPECTA INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
PRSP|PERSPECTA INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
PRSP|PERSPECTA INC.|ETRS|E*Trade Securities LLC|118835
PRSP|PERSPECTA INC.|FBRC|B. RILEY FBR, INC.|1799
PRSP|PERSPECTA INC.|FBSB|U.S. Bancorp Investments, Inc.|155
PRSP|PERSPECTA INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|2
PRSP|PERSPECTA INC.|FILL|Tradestation Securities, Inc.|1350
PRSP|PERSPECTA INC.|FINX|FINTECH SECURITIES|797
PRSP|PERSPECTA INC.|FMAF|NBCN Inc./ CDS|2860
PRSP|PERSPECTA INC.|FMCO|First Manhattan Co|10000
PRSP|PERSPECTA INC.|FORD|Fordham Financial Management, Inc.|3352
PRSP|PERSPECTA INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|71973
PRSP|PERSPECTA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|204431
PRSP|PERSPECTA INC.|FTBR|Foliofn Investments, Inc.|1844
PRSP|PERSPECTA INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|14653
PRSP|PERSPECTA INC.|GHCC|Gordon, Haskett Capital Corporation|1165
PRSP|PERSPECTA INC.|GLIS|TD Securities Inc|574
PRSP|PERSPECTA INC.|GLPX|ACS EXECUTION SERVICES, LLC|2500766
PRSP|PERSPECTA INC.|GSCO|GOLDMAN SACHS & CO. LLC|9104855
PRSP|PERSPECTA INC.|GSCS|GOLDMAN SACHS & CO. LLC|283021
PRSP|PERSPECTA INC.|GSLT|GOLDMAN SACHS & CO. LLC|110997
PRSP|PERSPECTA INC.|GTSZ|GTS SECURITIES LLC|191530
PRSP|PERSPECTA INC.|HAPX|HAP Trading, LLC|200
PRSP|PERSPECTA INC.|HRBF|American Enterprise Investment Services Inc.|33744
PRSP|PERSPECTA INC.|HSBC|HSBC Securities, Inc.|11085
PRSP|PERSPECTA INC.|IATS|INTERACTIVE BROKERS LLC|27455
PRSP|PERSPECTA INC.|IBKR|Interactive Brokers Llc|148370
PRSP|PERSPECTA INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|622
PRSP|PERSPECTA INC.|ICBX|INSTINET, LLC|96990
PRSP|PERSPECTA INC.|IEQY|CITADEL SECURITIES LLC|343592
PRSP|PERSPECTA INC.|INCA|INSTINET, LLC|3255365
PRSP|PERSPECTA INC.|INJX|INSTINET, LLC|38613
PRSP|PERSPECTA INC.|ITGI|ITG Inc.|1338362
PRSP|PERSPECTA INC.|ITGP|ITG INC.|2961800
PRSP|PERSPECTA INC.|JANY|Janney Montgomery Scott Inc.|17991
PRSP|PERSPECTA INC.|JEFF|JEFFERIES LLC|957593
PRSP|PERSPECTA INC.|JMPT|JUMP TRADING, LLC|303171
PRSP|PERSPECTA INC.|JONE|JonesTrading|7786
PRSP|PERSPECTA INC.|JPBX|J.P. MORGAN SECURITIES LLC|774289
PRSP|PERSPECTA INC.|JPMX|J.P. Morgan Securities LLC|6063263
PRSP|PERSPECTA INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
PRSP|PERSPECTA INC.|JSJX|JANE STREET CAPITAL LLC|27639
PRSP|PERSPECTA INC.|KBWI|Keefe, Bruyette & Woods, Inc.|100
PRSP|PERSPECTA INC.|KCGM|VIRTU Americas LLC|910510
PRSP|PERSPECTA INC.|LAFF|R. F. Lafferty & Co., Inc.|6277
PRSP|PERSPECTA INC.|LEHM|Barclays Capital Inc./Le|3919587
PRSP|PERSPECTA INC.|LGNT|COR CLEARING LLC|34
PRSP|PERSPECTA INC.|LIME|Lime Brokerage LLC|32190
PRSP|PERSPECTA INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|509424
PRSP|PERSPECTA INC.|LOOP|Loop Capital Markets LLC|354888
PRSP|PERSPECTA INC.|LQNA|LIQUIDNET, INC.|1608100
PRSP|PERSPECTA INC.|LQNB|LIQUIDNET, INC.|234400
PRSP|PERSPECTA INC.|LSCI|Lek Securities Corporation|5547
PRSP|PERSPECTA INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1006176
PRSP|PERSPECTA INC.|MACC|Mid Atlantic Capital Corporation|21858
PRSP|PERSPECTA INC.|MACQ|Macquarie Capital (USA) Inc.|28929
PRSP|PERSPECTA INC.|MAXM|Maxim Group LLC|2
PRSP|PERSPECTA INC.|MCBT|Moors & Cabot, Inc.|2561
PRSP|PERSPECTA INC.|MCMF|Raymond James Ltd. Cds|360
PRSP|PERSPECTA INC.|MKMP|MKM Partners LLC|100
PRSP|PERSPECTA INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1149946
PRSP|PERSPECTA INC.|MOTF|MOTIF INVESTING, INC.|13
PRSP|PERSPECTA INC.|MSCO|MORGAN STANLEY & CO. LLC|11006576
PRSP|PERSPECTA INC.|MSPL|MORGAN STANLEY & CO. LLC|977100
PRSP|PERSPECTA INC.|MSTX|MORGAN STANLEY & CO. LLC|1440900
PRSP|PERSPECTA INC.|NEED|Needham & Company, LLC|20000
PRSP|PERSPECTA INC.|NEUB|NEUBERGER BERMAN BD LLC|328
PRSP|PERSPECTA INC.|NFSC|National Financial Services LLC|803616
PRSP|PERSPECTA INC.|NITE|VIRTU Americas LLC|1774343
PRSP|PERSPECTA INC.|NITP|VIRTU Americas LLC|3610
PRSP|PERSPECTA INC.|NMRA|Nomura Securities International, Inc.|800
PRSP|PERSPECTA INC.|NQRB|Brut, LLC|59834
PRSP|PERSPECTA INC.|NTBF|BMO Nesbitt Burns Inc./CDS|333
PRSP|PERSPECTA INC.|NTRC|Northern Trust Securities, Inc.|11602
PRSP|PERSPECTA INC.|OPCO|Oppenheimer & Co. Inc.|7968
PRSP|PERSPECTA INC.|OTAA|OTA LLC|11000
PRSP|PERSPECTA INC.|PASL|Pershing Advisor Solutions LLC|2662
PRSP|PERSPECTA INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PRSP|PERSPECTA INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|460560
PRSP|PERSPECTA INC.|PCPT|PHILLIP CAPITAL INC.|1
PRSP|PERSPECTA INC.|PDQM|CODA MARKETS, INC.|3807997
PRSP|PERSPECTA INC.|PHLY|NASDAQ Execution Services, LLC|4200
PRSP|PERSPECTA INC.|PICT|Pictet Overseas Inc.|323
PRSP|PERSPECTA INC.|PREC|PRECISION SECURITIES, LLC|33019
PRSP|PERSPECTA INC.|PWJC|UBS Financial Services, Inc.|13293
PRSP|PERSPECTA INC.|QMSR|QUATTRO M SECURITIES INC.|15250
PRSP|PERSPECTA INC.|RBCM|RBC CAPITAL MARKETS, LLC|29548
PRSP|PERSPECTA INC.|RHCO|Suntrust Robinson Humphrey, Inc.|1284533
PRSP|PERSPECTA INC.|ROBT|Robotti & Company, LLC|500
PRSP|PERSPECTA INC.|SAGC|SAGETRADER, LLC|2200
PRSP|PERSPECTA INC.|SAGL|SAGETRADER, LLC|35825
PRSP|PERSPECTA INC.|SAGW|SAGETRADER, LLC|3000
PRSP|PERSPECTA INC.|SALI|INTL FCSTONE FINANCIAL INC.|409
PRSP|PERSPECTA INC.|SBSH|Citigroup Global Markets Inc.|1188932
PRSP|PERSPECTA INC.|SCMC|Scotia Capital Markets (USA) Inc.|67
PRSP|PERSPECTA INC.|SEIC|SEI Investments Distribution Co.|3621
PRSP|PERSPECTA INC.|SGMT|GOLDMAN SACHS & CO. LLC|1868523
PRSP|PERSPECTA INC.|SIBO|Prime Executions, Inc.|1300
PRSP|PERSPECTA INC.|SJLS|TRADE INFORMATICS LLC|65312
PRSP|PERSPECTA INC.|SPDR|SPEEDROUTE LLC|449303
PRSP|PERSPECTA INC.|SPHN|Stephens Inc.|29
PRSP|PERSPECTA INC.|STFL|Stifel, Nicolaus & Company, Incorporated|19511
PRSP|PERSPECTA INC.|STKP|STOCKPILE INVESTMENTS, INC.|2
PRSP|PERSPECTA INC.|STRS|STRATEGAS RESEARCH PARTNERS|10211
PRSP|PERSPECTA INC.|STXG|Stockcross Financial Services, Inc.|154
PRSP|PERSPECTA INC.|SWIM|TD Ameritrade, Inc.|147076
PRSP|PERSPECTA INC.|SWST|Hilltop Securities Inc.|12666
PRSP|PERSPECTA INC.|TAGC|TELSEY ADVISORY GROUP LLC|3621
PRSP|PERSPECTA INC.|TKNG|ALLY INVEST SECURITIES LLC|961
PRSP|PERSPECTA INC.|TRCM|TRC MARKETS LLC|44712
PRSP|PERSPECTA INC.|TWTT|TASTYWORKS, INC.|200
PRSP|PERSPECTA INC.|UBSA|UBS SECURITIES LLC|6042995
PRSP|PERSPECTA INC.|UBSS|UBS Securities LLC|4471807
PRSP|PERSPECTA INC.|VALX|VIRTU AMERICAS LLC|2582
PRSP|PERSPECTA INC.|VGRD|Vanguard Marketing Corporation|43831
PRSP|PERSPECTA INC.|WBLR|WILLIAM BLAIR|288
PRSP|PERSPECTA INC.|WCHV|WELLS FARGO SECURITIES, LLC|684714
PRSP|PERSPECTA INC.|WDNX|WEEDEN & CO.L.P.|8954
PRSP|PERSPECTA INC.|WEDB|WEDBUSH SECURITIES INC.|153998
PRSP|PERSPECTA INC.|WEED|Weeden & Co.L.P.|29550
PRSP|PERSPECTA INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12157
PRSP|PERSPECTA INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|72863
PRSP|PERSPECTA INC.|WGIF|CIBC World Markets Inc.|17112
PRSP|PERSPECTA INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|430
PRSP|PERSPECTA INC.|WOLF|Wolfe Trahan Securities|800
PRSP|PERSPECTA INC.|WSAG|WALL STREET ACCESS|11
PRSP|PERSPECTA INC.|WSEA|WOLVERINE SECURITIES, LLC|4997
PRSP|PERSPECTA INC.|XIST|INSTINET, LLC|46000
PRSP|PERSPECTA INC.|XPQR|Jump Trading|1931
PRSP|PERSPECTA INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|192854
PRSP|PERSPECTA INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|241876
PRSP|PERSPECTA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27104
PRSS|CAFEPRESS INC.|ALTX|Alternet Securities Inc.|200
PRSS|CAFEPRESS INC.|APCC|Apex Clearing Corporation|28
PRSS|CAFEPRESS INC.|BATM|CBOE TRADING, INC.|100
PRSS|CAFEPRESS INC.|BERN|Sanford C. Bernstein & Co., LLC|517
PRSS|CAFEPRESS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
PRSS|CAFEPRESS INC.|CTDL|Citadel Derivatives Group Llc|671
PRSS|CAFEPRESS INC.|DBAB|Deutsche Bank Securities Inc.|100
PRSS|CAFEPRESS INC.|DEGS|RONIN PROFESSIONAL LLC|2268
PRSS|CAFEPRESS INC.|EBXL|EBX LLC|200
PRSS|CAFEPRESS INC.|EGAM|CBOE TRADING, INC.|900
PRSS|CAFEPRESS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
PRSS|CAFEPRESS INC.|ETRS|E*Trade Securities LLC|237
PRSS|CAFEPRESS INC.|FBCO|Credit Suisse Securities (USA) LLC|1246
PRSS|CAFEPRESS INC.|FILL|Tradestation Securities, Inc.|2012
PRSS|CAFEPRESS INC.|FOMA|TD AMERITRADE CLEARING, INC.|113437
PRSS|CAFEPRESS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1230
PRSS|CAFEPRESS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1533
PRSS|CAFEPRESS INC.|GSCO|GOLDMAN SACHS & CO. LLC|6703
PRSS|CAFEPRESS INC.|GSLT|GOLDMAN SACHS & CO. LLC|1305
PRSS|CAFEPRESS INC.|HRBF|American Enterprise Investment Services Inc.|1352
PRSS|CAFEPRESS INC.|IATS|INTERACTIVE BROKERS LLC|2300
PRSS|CAFEPRESS INC.|IBKR|Interactive Brokers Llc|22607
PRSS|CAFEPRESS INC.|INCA|INSTINET, LLC|2765
PRSS|CAFEPRESS INC.|ITGI|ITG Inc.|3300
PRSS|CAFEPRESS INC.|ITGP|ITG INC.|1000
PRSS|CAFEPRESS INC.|KCGM|VIRTU Americas LLC|20
PRSS|CAFEPRESS INC.|LEHM|Barclays Capital Inc./Le|339
PRSS|CAFEPRESS INC.|LIME|Lime Brokerage LLC|12083
PRSS|CAFEPRESS INC.|MSCO|MORGAN STANLEY & CO. LLC|34609
PRSS|CAFEPRESS INC.|MSPL|MORGAN STANLEY & CO. LLC|300
PRSS|CAFEPRESS INC.|NFSC|National Financial Services LLC|4084
PRSS|CAFEPRESS INC.|NITE|VIRTU Americas LLC|52725
PRSS|CAFEPRESS INC.|RAJA|Raymond James & Associates, Inc.|2500
PRSS|CAFEPRESS INC.|RBCM|RBC CAPITAL MARKETS, LLC|500
PRSS|CAFEPRESS INC.|SGMT|GOLDMAN SACHS & CO. LLC|200
PRSS|CAFEPRESS INC.|SPDR|SPEEDROUTE LLC|200
PRSS|CAFEPRESS INC.|SWIM|TD Ameritrade, Inc.|2005
PRSS|CAFEPRESS INC.|TKNG|ALLY INVEST SECURITIES LLC|4600
PRSS|CAFEPRESS INC.|TRCM|TRC MARKETS LLC|1710
PRSS|CAFEPRESS INC.|UBSA|UBS SECURITIES LLC|1222
PRSS|CAFEPRESS INC.|UBSS|UBS Securities LLC|13684
PRSS|CAFEPRESS INC.|VALX|VIRTU AMERICAS LLC|322
PRSS|CAFEPRESS INC.|VGRD|Vanguard Marketing Corporation|4850
PRSS|CAFEPRESS INC.|WCHV|WELLS FARGO SECURITIES, LLC|5580
PRSS|CAFEPRESS INC.|WSEA|WOLVERINE SECURITIES, LLC|4443
PRT|PERMROCK ROYALTY TRU|AGIS|Aegis Capital Corp.|1300
PRT|PERMROCK ROYALTY TRU|ALTX|Alternet Securities Inc.|800
PRT|PERMROCK ROYALTY TRU|APCC|Apex Clearing Corporation|50
PRT|PERMROCK ROYALTY TRU|BATM|CBOE TRADING, INC.|135
PRT|PERMROCK ROYALTY TRU|BBNT|BB&T SECURITIES, LLC|12740
PRT|PERMROCK ROYALTY TRU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
PRT|PERMROCK ROYALTY TRU|CHAS|Charles Schwab & Co., Inc.|902
PRT|PERMROCK ROYALTY TRU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
PRT|PERMROCK ROYALTY TRU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
PRT|PERMROCK ROYALTY TRU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1628
PRT|PERMROCK ROYALTY TRU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20539
PRT|PERMROCK ROYALTY TRU|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PRT|PERMROCK ROYALTY TRU|DBAB|Deutsche Bank Securities Inc.|51
PRT|PERMROCK ROYALTY TRU|DBAX|Deutsche Bank Securities Inc.|11200
PRT|PERMROCK ROYALTY TRU|EBXL|EBX LLC|7800
PRT|PERMROCK ROYALTY TRU|ECUT|CONVERGEX EXECUTION SOLUTIONS|2088
PRT|PERMROCK ROYALTY TRU|EDJO|Edward D. Jones & Co., L.P.|300
PRT|PERMROCK ROYALTY TRU|EGAM|CBOE TRADING, INC.|100
PRT|PERMROCK ROYALTY TRU|EGXM|CBOE TRADING, INC.|270
PRT|PERMROCK ROYALTY TRU|ETRS|E*Trade Securities LLC|43179
PRT|PERMROCK ROYALTY TRU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7686
PRT|PERMROCK ROYALTY TRU|GLPX|ACS EXECUTION SERVICES, LLC|675
PRT|PERMROCK ROYALTY TRU|GSCO|GOLDMAN SACHS & CO. LLC|7908
PRT|PERMROCK ROYALTY TRU|GSLT|GOLDMAN SACHS & CO. LLC|306
PRT|PERMROCK ROYALTY TRU|GTSZ|GTS SECURITIES LLC|3497
PRT|PERMROCK ROYALTY TRU|HRBF|American Enterprise Investment Services Inc.|435
PRT|PERMROCK ROYALTY TRU|IATS|INTERACTIVE BROKERS LLC|4992
PRT|PERMROCK ROYALTY TRU|IBKR|Interactive Brokers Llc|18156
PRT|PERMROCK ROYALTY TRU|ICBX|INSTINET, LLC|400
PRT|PERMROCK ROYALTY TRU|INCA|INSTINET, LLC|2800
PRT|PERMROCK ROYALTY TRU|INJX|INSTINET, LLC|22522
PRT|PERMROCK ROYALTY TRU|ITGI|ITG Inc.|1100
PRT|PERMROCK ROYALTY TRU|ITGP|ITG INC.|18000
PRT|PERMROCK ROYALTY TRU|JEFF|JEFFERIES LLC|9540
PRT|PERMROCK ROYALTY TRU|JMPT|JUMP TRADING, LLC|78
PRT|PERMROCK ROYALTY TRU|JPMX|J.P. Morgan Securities LLC|3400
PRT|PERMROCK ROYALTY TRU|KCGM|VIRTU Americas LLC|2900
PRT|PERMROCK ROYALTY TRU|LEHM|Barclays Capital Inc./Le|14900
PRT|PERMROCK ROYALTY TRU|LIME|Lime Brokerage LLC|2599
PRT|PERMROCK ROYALTY TRU|MAVB|Great Point Capital LLC|49
PRT|PERMROCK ROYALTY TRU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
PRT|PERMROCK ROYALTY TRU|MOTF|MOTIF INVESTING, INC.|1
PRT|PERMROCK ROYALTY TRU|MSCO|MORGAN STANLEY & CO. LLC|2359
PRT|PERMROCK ROYALTY TRU|MSPL|MORGAN STANLEY & CO. LLC|1000
PRT|PERMROCK ROYALTY TRU|NATL|National Securities Corporation|460
PRT|PERMROCK ROYALTY TRU|NFSC|National Financial Services LLC|90559
PRT|PERMROCK ROYALTY TRU|NITE|VIRTU Americas LLC|325090
PRT|PERMROCK ROYALTY TRU|NQRB|Brut, LLC|1
PRT|PERMROCK ROYALTY TRU|OPCO|Oppenheimer & Co. Inc.|14258
PRT|PERMROCK ROYALTY TRU|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
PRT|PERMROCK ROYALTY TRU|PDQM|CODA MARKETS, INC.|1675
PRT|PERMROCK ROYALTY TRU|PWJC|UBS Financial Services, Inc.|86262
PRT|PERMROCK ROYALTY TRU|RBCM|RBC CAPITAL MARKETS, LLC|5600
PRT|PERMROCK ROYALTY TRU|SAGL|SAGETRADER, LLC|200
PRT|PERMROCK ROYALTY TRU|SALI|INTL FCSTONE FINANCIAL INC.|5050
PRT|PERMROCK ROYALTY TRU|SBRX|MURIEL SIEBERT & CO INC|1007
PRT|PERMROCK ROYALTY TRU|SBSH|Citigroup Global Markets Inc.|1100
PRT|PERMROCK ROYALTY TRU|SGMT|GOLDMAN SACHS & CO. LLC|1603
PRT|PERMROCK ROYALTY TRU|STFL|Stifel, Nicolaus & Company, Incorporated|56307
PRT|PERMROCK ROYALTY TRU|SWIM|TD Ameritrade, Inc.|22363
PRT|PERMROCK ROYALTY TRU|SWST|Hilltop Securities Inc.|21498
PRT|PERMROCK ROYALTY TRU|TKNG|ALLY INVEST SECURITIES LLC|957
PRT|PERMROCK ROYALTY TRU|TRBT|Tradebot Systems, Inc.|736
PRT|PERMROCK ROYALTY TRU|TRCM|TRC MARKETS LLC|436
PRT|PERMROCK ROYALTY TRU|UBSA|UBS SECURITIES LLC|38056
PRT|PERMROCK ROYALTY TRU|UBSS|UBS Securities LLC|291896
PRT|PERMROCK ROYALTY TRU|VALX|VIRTU AMERICAS LLC|1635
PRT|PERMROCK ROYALTY TRU|VGRD|Vanguard Marketing Corporation|5000
PRT|PERMROCK ROYALTY TRU|WCHV|WELLS FARGO SECURITIES, LLC|178116
PRT|PERMROCK ROYALTY TRU|WEDB|WEDBUSH SECURITIES INC.|100
PRT|PERMROCK ROYALTY TRU|WFPB|Wells Fargo Securities, LLC.|9700
PRT|PERMROCK ROYALTY TRU|WSEA|WOLVERINE SECURITIES, LLC|75
PRT|PERMROCK ROYALTY TRU|XIST|INSTINET, LLC|1000
PRT|PERMROCK ROYALTY TRU|YKNA|COMHAR CAPITAL MARKETS, LLC|200
PRTA|PROTHENA CORP|ALTX|Alternet Securities Inc.|8739
PRTA|PROTHENA CORP|APCC|Apex Clearing Corporation|1935
PRTA|PROTHENA CORP|BATM|CBOE TRADING, INC.|8668
PRTA|PROTHENA CORP|BERN|Sanford C. Bernstein & Co., LLC|21462
PRTA|PROTHENA CORP|BIMI|Banca IMI Securities Corp.|530
PRTA|PROTHENA CORP|BKCM|BNY Mellon Capital Markets LLC|722
PRTA|PROTHENA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6235
PRTA|PROTHENA CORP|BLKX|INSTINET, LLC|22900
PRTA|PROTHENA CORP|BMOC|BMO Capital Markets Corp.|6302
PRTA|PROTHENA CORP|BNPX|BNP PARIBAS SECURITIES CORP.|131371
PRTA|PROTHENA CORP|BTIG|BTIG, LLC|142091
PRTA|PROTHENA CORP|BYXM|CBOE TRADING, INC.|5579
PRTA|PROTHENA CORP|CHAS|Charles Schwab & Co., Inc.|700
PRTA|PROTHENA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25234
PRTA|PROTHENA CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
PRTA|PROTHENA CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
PRTA|PROTHENA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|238371
PRTA|PROTHENA CORP|CTDL|Citadel Derivatives Group Llc|11150
PRTA|PROTHENA CORP|CTLR|CUTLER GROUP, LP|4192
PRTA|PROTHENA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8334
PRTA|PROTHENA CORP|DBAB|Deutsche Bank Securities Inc.|525043
PRTA|PROTHENA CORP|DBAX|Deutsche Bank Securities Inc.|133200
PRTA|PROTHENA CORP|DBUL|Deutsche Bank Securities Inc.|100
PRTA|PROTHENA CORP|DEAN|MORGAN STANLEY|33
PRTA|PROTHENA CORP|DEGS|RONIN PROFESSIONAL LLC|10708
PRTA|PROTHENA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8445
PRTA|PROTHENA CORP|EBXL|EBX LLC|88200
PRTA|PROTHENA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|696
PRTA|PROTHENA CORP|EDJO|Edward D. Jones & Co., L.P.|51
PRTA|PROTHENA CORP|EGAM|CBOE TRADING, INC.|30687
PRTA|PROTHENA CORP|EGAW|CBOE TRADING, INC.|50
PRTA|PROTHENA CORP|EGMT|EG MARKET TECHNOLOGIES LLC|125
PRTA|PROTHENA CORP|EGXM|CBOE TRADING, INC.|10351
PRTA|PROTHENA CORP|ETBE|Electronic Transaction Clearing, Inc.|8090
PRTA|PROTHENA CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5985
PRTA|PROTHENA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13814
PRTA|PROTHENA CORP|ETRS|E*Trade Securities LLC|38850
PRTA|PROTHENA CORP|FBCO|Credit Suisse Securities (USA) LLC|1224599
PRTA|PROTHENA CORP|FILL|Tradestation Securities, Inc.|2809
PRTA|PROTHENA CORP|FMAF|NBCN Inc./ CDS|100
PRTA|PROTHENA CORP|FMCO|First Manhattan Co|37
PRTA|PROTHENA CORP|FOMA|TD AMERITRADE CLEARING, INC.|190280
PRTA|PROTHENA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
PRTA|PROTHENA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|148349
PRTA|PROTHENA CORP|FTBR|Foliofn Investments, Inc.|55
PRTA|PROTHENA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|61289
PRTA|PROTHENA CORP|GLPX|ACS EXECUTION SERVICES, LLC|7119
PRTA|PROTHENA CORP|GSCO|GOLDMAN SACHS & CO. LLC|2150680
PRTA|PROTHENA CORP|GSCS|GOLDMAN SACHS & CO. LLC|88938
PRTA|PROTHENA CORP|GSLT|GOLDMAN SACHS & CO. LLC|4591
PRTA|PROTHENA CORP|GTSZ|GTS SECURITIES LLC|9473
PRTA|PROTHENA CORP|HAPX|HAP Trading, LLC|70218
PRTA|PROTHENA CORP|HRBF|American Enterprise Investment Services Inc.|206
PRTA|PROTHENA CORP|IATS|INTERACTIVE BROKERS LLC|13047
PRTA|PROTHENA CORP|IBKR|Interactive Brokers Llc|52516
PRTA|PROTHENA CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
PRTA|PROTHENA CORP|ICBX|INSTINET, LLC|24748
PRTA|PROTHENA CORP|IEQY|CITADEL SECURITIES LLC|220825
PRTA|PROTHENA CORP|INCA|INSTINET, LLC|266168
PRTA|PROTHENA CORP|INJX|INSTINET, LLC|87644
PRTA|PROTHENA CORP|ITGI|ITG Inc.|66237
PRTA|PROTHENA CORP|ITGP|ITG INC.|277600
PRTA|PROTHENA CORP|JANY|Janney Montgomery Scott Inc.|24
PRTA|PROTHENA CORP|JEFF|JEFFERIES LLC|163693
PRTA|PROTHENA CORP|JMPT|JUMP TRADING, LLC|89915
PRTA|PROTHENA CORP|JPBX|J.P. MORGAN SECURITIES LLC|107666
PRTA|PROTHENA CORP|JPMX|J.P. Morgan Securities LLC|251510
PRTA|PROTHENA CORP|JSJX|JANE STREET CAPITAL LLC|3898
PRTA|PROTHENA CORP|KCGM|VIRTU Americas LLC|13541
PRTA|PROTHENA CORP|LEHM|Barclays Capital Inc./Le|606900
PRTA|PROTHENA CORP|LIME|Lime Brokerage LLC|213123
PRTA|PROTHENA CORP|LMGP|LIME BROKERAGE LLC|900
PRTA|PROTHENA CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|62000
PRTA|PROTHENA CORP|LSCI|Lek Securities Corporation|615
PRTA|PROTHENA CORP|MACC|Mid Atlantic Capital Corporation|24
PRTA|PROTHENA CORP|MACQ|Macquarie Capital (USA) Inc.|4827
PRTA|PROTHENA CORP|MAXM|Maxim Group LLC|4108
PRTA|PROTHENA CORP|MBTS|ALLY INVEST SECURITIES LLC|336
PRTA|PROTHENA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|176521
PRTA|PROTHENA CORP|MSCO|MORGAN STANLEY & CO. LLC|5033580
PRTA|PROTHENA CORP|MSPL|MORGAN STANLEY & CO. LLC|231600
PRTA|PROTHENA CORP|MSTX|MORGAN STANLEY & CO. LLC|154700
PRTA|PROTHENA CORP|NFSC|National Financial Services LLC|89202
PRTA|PROTHENA CORP|NITE|VIRTU Americas LLC|228932
PRTA|PROTHENA CORP|NITP|VIRTU Americas LLC|5300
PRTA|PROTHENA CORP|NQRB|Brut, LLC|36177
PRTA|PROTHENA CORP|NTRC|Northern Trust Securities, Inc.|3747
PRTA|PROTHENA CORP|OPCO|Oppenheimer & Co. Inc.|11419
PRTA|PROTHENA CORP|PCPT|PHILLIP CAPITAL INC.|1898
PRTA|PROTHENA CORP|PDQM|CODA MARKETS, INC.|12508
PRTA|PROTHENA CORP|PHLY|NASDAQ Execution Services, LLC|61000
PRTA|PROTHENA CORP|PWJC|UBS Financial Services, Inc.|1507
PRTA|PROTHENA CORP|RAJA|Raymond James & Associates, Inc.|3809
PRTA|PROTHENA CORP|RBCM|RBC CAPITAL MARKETS, LLC|3631
PRTA|PROTHENA CORP|RHCO|Suntrust Robinson Humphrey, Inc.|1900
PRTA|PROTHENA CORP|SAGL|SAGETRADER, LLC|2488
PRTA|PROTHENA CORP|SBSH|Citigroup Global Markets Inc.|583940
PRTA|PROTHENA CORP|SGMT|GOLDMAN SACHS & CO. LLC|44695
PRTA|PROTHENA CORP|SPDR|SPEEDROUTE LLC|303
PRTA|PROTHENA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|28
PRTA|PROTHENA CORP|STKP|STOCKPILE INVESTMENTS, INC.|278
PRTA|PROTHENA CORP|STXG|Stockcross Financial Services, Inc.|5000
PRTA|PROTHENA CORP|SWIM|TD Ameritrade, Inc.|16878
PRTA|PROTHENA CORP|SWST|Hilltop Securities Inc.|1200
PRTA|PROTHENA CORP|TKNG|ALLY INVEST SECURITIES LLC|4506
PRTA|PROTHENA CORP|TRBT|Tradebot Systems, Inc.|259866
PRTA|PROTHENA CORP|TRCM|TRC MARKETS LLC|110651
PRTA|PROTHENA CORP|UBSA|UBS SECURITIES LLC|332528
PRTA|PROTHENA CORP|UBSS|UBS Securities LLC|1190305
PRTA|PROTHENA CORP|VALX|VIRTU AMERICAS LLC|126413
PRTA|PROTHENA CORP|VGRD|Vanguard Marketing Corporation|4891
PRTA|PROTHENA CORP|WCHV|WELLS FARGO SECURITIES, LLC|26400
PRTA|PROTHENA CORP|WEDB|WEDBUSH SECURITIES INC.|428
PRTA|PROTHENA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18596
PRTA|PROTHENA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13345
PRTA|PROTHENA CORP|WGIF|CIBC World Markets Inc.|1146
PRTA|PROTHENA CORP|WSEA|WOLVERINE SECURITIES, LLC|4183
PRTA|PROTHENA CORP|XIST|INSTINET, LLC|221622
PRTA|PROTHENA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|26382
PRTA|PROTHENA CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1243
PRTA|PROTHENA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|58
PRTK|PARATEK PHARMA INC|ADAM|CANACCORD GENUITY INC.|40230
PRTK|PARATEK PHARMA INC|APCC|Apex Clearing Corporation|2038
PRTK|PARATEK PHARMA INC|BARD|Robert W. Baird & Co. Incorporated|55035
PRTK|PARATEK PHARMA INC|BATM|CBOE TRADING, INC.|1545
PRTK|PARATEK PHARMA INC|BERN|Sanford C. Bernstein & Co., LLC|30432
PRTK|PARATEK PHARMA INC|BIMI|Banca IMI Securities Corp.|1080
PRTK|PARATEK PHARMA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5989
PRTK|PARATEK PHARMA INC|BLKX|INSTINET, LLC|28000
PRTK|PARATEK PHARMA INC|BMOC|BMO Capital Markets Corp.|4621
PRTK|PARATEK PHARMA INC|BNKS|Fig Partners, LLC|1000
PRTK|PARATEK PHARMA INC|BNPX|BNP PARIBAS SECURITIES CORP.|5995
PRTK|PARATEK PHARMA INC|BTIG|BTIG, LLC|456302
PRTK|PARATEK PHARMA INC|BYXM|CBOE TRADING, INC.|10
PRTK|PARATEK PHARMA INC|CHAS|Charles Schwab & Co., Inc.|2000
PRTK|PARATEK PHARMA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81823
PRTK|PARATEK PHARMA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
PRTK|PARATEK PHARMA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|314506
PRTK|PARATEK PHARMA INC|CTDL|Citadel Derivatives Group Llc|2532
PRTK|PARATEK PHARMA INC|CTLR|CUTLER GROUP, LP|732
PRTK|PARATEK PHARMA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16368
PRTK|PARATEK PHARMA INC|DBAB|Deutsche Bank Securities Inc.|115708
PRTK|PARATEK PHARMA INC|DBAX|Deutsche Bank Securities Inc.|159600
PRTK|PARATEK PHARMA INC|DBUL|Deutsche Bank Securities Inc.|800
PRTK|PARATEK PHARMA INC|DEAN|MORGAN STANLEY|1866
PRTK|PARATEK PHARMA INC|DEGS|RONIN PROFESSIONAL LLC|26565
PRTK|PARATEK PHARMA INC|EBXL|EBX LLC|185300
PRTK|PARATEK PHARMA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|443
PRTK|PARATEK PHARMA INC|EDJO|Edward D. Jones & Co., L.P.|300
PRTK|PARATEK PHARMA INC|EGAM|CBOE TRADING, INC.|3253
PRTK|PARATEK PHARMA INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
PRTK|PARATEK PHARMA INC|EGXM|CBOE TRADING, INC.|310
PRTK|PARATEK PHARMA INC|EGXW|CBOE TRADING, INC.|100
PRTK|PARATEK PHARMA INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8214
PRTK|PARATEK PHARMA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15714
PRTK|PARATEK PHARMA INC|ETRS|E*Trade Securities LLC|115698
PRTK|PARATEK PHARMA INC|FBCO|Credit Suisse Securities (USA) LLC|229549
PRTK|PARATEK PHARMA INC|FILL|Tradestation Securities, Inc.|833
PRTK|PARATEK PHARMA INC|FMAF|NBCN Inc./ CDS|3800
PRTK|PARATEK PHARMA INC|FOMA|TD AMERITRADE CLEARING, INC.|485503
PRTK|PARATEK PHARMA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55847
PRTK|PARATEK PHARMA INC|FTBR|Foliofn Investments, Inc.|502
PRTK|PARATEK PHARMA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|15257
PRTK|PARATEK PHARMA INC|GLPX|ACS EXECUTION SERVICES, LLC|9856
PRTK|PARATEK PHARMA INC|GSCO|GOLDMAN SACHS & CO. LLC|493145
PRTK|PARATEK PHARMA INC|GSCS|GOLDMAN SACHS & CO. LLC|444833
PRTK|PARATEK PHARMA INC|GSLT|GOLDMAN SACHS & CO. LLC|4695
PRTK|PARATEK PHARMA INC|GTSZ|GTS SECURITIES LLC|40560
PRTK|PARATEK PHARMA INC|HRBF|American Enterprise Investment Services Inc.|1990
PRTK|PARATEK PHARMA INC|IATS|INTERACTIVE BROKERS LLC|1900
PRTK|PARATEK PHARMA INC|IBKR|Interactive Brokers Llc|55820
PRTK|PARATEK PHARMA INC|ICBX|INSTINET, LLC|83197
PRTK|PARATEK PHARMA INC|IEQY|CITADEL SECURITIES LLC|24715
PRTK|PARATEK PHARMA INC|INCA|INSTINET, LLC|195869
PRTK|PARATEK PHARMA INC|INJX|INSTINET, LLC|5055
PRTK|PARATEK PHARMA INC|ITGI|ITG Inc.|19091
PRTK|PARATEK PHARMA INC|ITGP|ITG INC.|152600
PRTK|PARATEK PHARMA INC|JANY|Janney Montgomery Scott Inc.|2100
PRTK|PARATEK PHARMA INC|JEFF|JEFFERIES LLC|27176
PRTK|PARATEK PHARMA INC|JMPT|JUMP TRADING, LLC|5945
PRTK|PARATEK PHARMA INC|JPBX|J.P. MORGAN SECURITIES LLC|22872
PRTK|PARATEK PHARMA INC|JPMX|J.P. Morgan Securities LLC|401160
PRTK|PARATEK PHARMA INC|JSJX|JANE STREET CAPITAL LLC|4183
PRTK|PARATEK PHARMA INC|KCGM|VIRTU Americas LLC|24072
PRTK|PARATEK PHARMA INC|LEER|LEERINK PARTNERS LLC|281600
PRTK|PARATEK PHARMA INC|LEHM|Barclays Capital Inc./Le|460095
PRTK|PARATEK PHARMA INC|LIME|Lime Brokerage LLC|148481
PRTK|PARATEK PHARMA INC|LQNA|LIQUIDNET, INC.|20000
PRTK|PARATEK PHARMA INC|LSCI|Lek Securities Corporation|1
PRTK|PARATEK PHARMA INC|LTCO|Ladenburg, Thalmann & Co., Inc.|2000
PRTK|PARATEK PHARMA INC|MAXM|Maxim Group LLC|5250
PRTK|PARATEK PHARMA INC|MBTS|ALLY INVEST SECURITIES LLC|995
PRTK|PARATEK PHARMA INC|MKMP|MKM Partners LLC|5401
PRTK|PARATEK PHARMA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|249731
PRTK|PARATEK PHARMA INC|MSCO|MORGAN STANLEY & CO. LLC|744414
PRTK|PARATEK PHARMA INC|MSPL|MORGAN STANLEY & CO. LLC|270900
PRTK|PARATEK PHARMA INC|MSTX|MORGAN STANLEY & CO. LLC|64100
PRTK|PARATEK PHARMA INC|NATL|National Securities Corporation|335
PRTK|PARATEK PHARMA INC|NFSC|National Financial Services LLC|313784
PRTK|PARATEK PHARMA INC|NITE|VIRTU Americas LLC|622393
PRTK|PARATEK PHARMA INC|NITP|VIRTU Americas LLC|21248
PRTK|PARATEK PHARMA INC|NQRB|Brut, LLC|6390
PRTK|PARATEK PHARMA INC|NTFN|Network 1 Financial Securities Inc.|5000
PRTK|PARATEK PHARMA INC|OPCO|Oppenheimer & Co. Inc.|2000
PRTK|PARATEK PHARMA INC|OTAA|OTA LLC|107
PRTK|PARATEK PHARMA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2760
PRTK|PARATEK PHARMA INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|800
PRTK|PARATEK PHARMA INC|PDQM|CODA MARKETS, INC.|25309
PRTK|PARATEK PHARMA INC|PIPR|Piper Jaffray & Co.|4468
PRTK|PARATEK PHARMA INC|PWJC|UBS Financial Services, Inc.|4800
PRTK|PARATEK PHARMA INC|RAJA|Raymond James & Associates, Inc.|15048
PRTK|PARATEK PHARMA INC|RBCM|RBC CAPITAL MARKETS, LLC|39093
PRTK|PARATEK PHARMA INC|SAGW|SAGETRADER, LLC|548
PRTK|PARATEK PHARMA INC|SALW|SW FINANCIAL|2380
PRTK|PARATEK PHARMA INC|SBSH|Citigroup Global Markets Inc.|83498
PRTK|PARATEK PHARMA INC|SGMT|GOLDMAN SACHS & CO. LLC|136243
PRTK|PARATEK PHARMA INC|SPDR|SPEEDROUTE LLC|1213
PRTK|PARATEK PHARMA INC|STFL|Stifel, Nicolaus & Company, Incorporated|5775
PRTK|PARATEK PHARMA INC|SWIM|TD Ameritrade, Inc.|122311
PRTK|PARATEK PHARMA INC|SWST|Hilltop Securities Inc.|25231
PRTK|PARATEK PHARMA INC|TKNG|ALLY INVEST SECURITIES LLC|3121
PRTK|PARATEK PHARMA INC|TRBT|Tradebot Systems, Inc.|11518
PRTK|PARATEK PHARMA INC|TRCM|TRC MARKETS LLC|59182
PRTK|PARATEK PHARMA INC|UBSA|UBS SECURITIES LLC|454221
PRTK|PARATEK PHARMA INC|UBSS|UBS Securities LLC|820162
PRTK|PARATEK PHARMA INC|VALX|VIRTU AMERICAS LLC|74151
PRTK|PARATEK PHARMA INC|VGRD|Vanguard Marketing Corporation|14863
PRTK|PARATEK PHARMA INC|WBLR|WILLIAM BLAIR|407
PRTK|PARATEK PHARMA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
PRTK|PARATEK PHARMA INC|WCHV|WELLS FARGO SECURITIES, LLC|49933
PRTK|PARATEK PHARMA INC|WEDB|WEDBUSH SECURITIES INC.|1000
PRTK|PARATEK PHARMA INC|WEED|Weeden & Co.L.P.|210
PRTK|PARATEK PHARMA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12367
PRTK|PARATEK PHARMA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24356
PRTK|PARATEK PHARMA INC|WFPB|Wells Fargo Securities, LLC.|72
PRTK|PARATEK PHARMA INC|WORD|Worden Capital Management LLC|3450
PRTK|PARATEK PHARMA INC|WSEA|WOLVERINE SECURITIES, LLC|9065
PRTK|PARATEK PHARMA INC|XIST|INSTINET, LLC|6400
PRTK|PARATEK PHARMA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|85922
PRTK|PARATEK PHARMA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2800
PRTO|PROTEON THERA COM ST|APCC|Apex Clearing Corporation|31
PRTO|PROTEON THERA COM ST|BIMI|Banca IMI Securities Corp.|700
PRTO|PROTEON THERA COM ST|CHAS|Charles Schwab & Co., Inc.|1
PRTO|PROTEON THERA COM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2200
PRTO|PROTEON THERA COM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|942
PRTO|PROTEON THERA COM ST|CTDL|Citadel Derivatives Group Llc|66
PRTO|PROTEON THERA COM ST|DBAB|Deutsche Bank Securities Inc.|118
PRTO|PROTEON THERA COM ST|DBAX|Deutsche Bank Securities Inc.|14000
PRTO|PROTEON THERA COM ST|DEAN|MORGAN STANLEY|3000
PRTO|PROTEON THERA COM ST|DEGS|RONIN PROFESSIONAL LLC|8384
PRTO|PROTEON THERA COM ST|EBXL|EBX LLC|100
PRTO|PROTEON THERA COM ST|EGXW|CBOE TRADING, INC.|4100
PRTO|PROTEON THERA COM ST|ETRS|E*Trade Securities LLC|60571
PRTO|PROTEON THERA COM ST|FBCO|Credit Suisse Securities (USA) LLC|5426
PRTO|PROTEON THERA COM ST|FILL|Tradestation Securities, Inc.|380
PRTO|PROTEON THERA COM ST|FOMA|TD AMERITRADE CLEARING, INC.|79797
PRTO|PROTEON THERA COM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145
PRTO|PROTEON THERA COM ST|FTBR|Foliofn Investments, Inc.|13
PRTO|PROTEON THERA COM ST|GSCO|GOLDMAN SACHS & CO. LLC|8762
PRTO|PROTEON THERA COM ST|GSCS|GOLDMAN SACHS & CO. LLC|5441
PRTO|PROTEON THERA COM ST|GTSZ|GTS SECURITIES LLC|1637
PRTO|PROTEON THERA COM ST|HRBF|American Enterprise Investment Services Inc.|1800
PRTO|PROTEON THERA COM ST|IBKR|Interactive Brokers Llc|32570
PRTO|PROTEON THERA COM ST|ICBX|INSTINET, LLC|1200
PRTO|PROTEON THERA COM ST|INCA|INSTINET, LLC|2417
PRTO|PROTEON THERA COM ST|ITGI|ITG Inc.|200
PRTO|PROTEON THERA COM ST|ITGP|ITG INC.|200
PRTO|PROTEON THERA COM ST|JEFF|JEFFERIES LLC|300
PRTO|PROTEON THERA COM ST|KCGM|VIRTU Americas LLC|400
PRTO|PROTEON THERA COM ST|LEHM|Barclays Capital Inc./Le|956
PRTO|PROTEON THERA COM ST|LIME|Lime Brokerage LLC|29578
PRTO|PROTEON THERA COM ST|LMGP|LIME BROKERAGE LLC|2700
PRTO|PROTEON THERA COM ST|LSCI|Lek Securities Corporation|100
PRTO|PROTEON THERA COM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
PRTO|PROTEON THERA COM ST|MSCO|MORGAN STANLEY & CO. LLC|52403
PRTO|PROTEON THERA COM ST|MSPL|MORGAN STANLEY & CO. LLC|10100
PRTO|PROTEON THERA COM ST|NFSC|National Financial Services LLC|43810
PRTO|PROTEON THERA COM ST|NITE|VIRTU Americas LLC|97002
PRTO|PROTEON THERA COM ST|NITP|VIRTU Americas LLC|300
PRTO|PROTEON THERA COM ST|OPCO|Oppenheimer & Co. Inc.|2000
PRTO|PROTEON THERA COM ST|PCPT|PHILLIP CAPITAL INC.|5600
PRTO|PROTEON THERA COM ST|RAJA|Raymond James & Associates, Inc.|4600
PRTO|PROTEON THERA COM ST|SPDR|SPEEDROUTE LLC|600
PRTO|PROTEON THERA COM ST|SWIM|TD Ameritrade, Inc.|32388
PRTO|PROTEON THERA COM ST|TKNG|ALLY INVEST SECURITIES LLC|600
PRTO|PROTEON THERA COM ST|TRBT|Tradebot Systems, Inc.|1669
PRTO|PROTEON THERA COM ST|TRCM|TRC MARKETS LLC|2244
PRTO|PROTEON THERA COM ST|UBSA|UBS SECURITIES LLC|3949
PRTO|PROTEON THERA COM ST|UBSS|UBS Securities LLC|38013
PRTO|PROTEON THERA COM ST|VALX|VIRTU AMERICAS LLC|867
PRTO|PROTEON THERA COM ST|VGRD|Vanguard Marketing Corporation|421
PRTO|PROTEON THERA COM ST|WCHV|WELLS FARGO SECURITIES, LLC|7211
PRTO|PROTEON THERA COM ST|WSEA|WOLVERINE SECURITIES, LLC|3000
PRTS|U.S. AUTO PARTS NETW|ALTX|Alternet Securities Inc.|10707
PRTS|U.S. AUTO PARTS NETW|APCC|Apex Clearing Corporation|508
PRTS|U.S. AUTO PARTS NETW|BATM|CBOE TRADING, INC.|2
PRTS|U.S. AUTO PARTS NETW|BLKX|INSTINET, LLC|6700
PRTS|U.S. AUTO PARTS NETW|BRGE|Newbridge Securities Corp.|3300
PRTS|U.S. AUTO PARTS NETW|CANT|Cantor Fitzgerald & Co.|97
PRTS|U.S. AUTO PARTS NETW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10976
PRTS|U.S. AUTO PARTS NETW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
PRTS|U.S. AUTO PARTS NETW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78872
PRTS|U.S. AUTO PARTS NETW|CTDL|Citadel Derivatives Group Llc|376
PRTS|U.S. AUTO PARTS NETW|CXCX|CITIGROUP GLOBAL MARKETS INC.|8000
PRTS|U.S. AUTO PARTS NETW|DBAB|Deutsche Bank Securities Inc.|36656
PRTS|U.S. AUTO PARTS NETW|DBAX|Deutsche Bank Securities Inc.|14400
PRTS|U.S. AUTO PARTS NETW|DEAN|MORGAN STANLEY|7000
PRTS|U.S. AUTO PARTS NETW|DEGS|RONIN PROFESSIONAL LLC|17362
PRTS|U.S. AUTO PARTS NETW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
PRTS|U.S. AUTO PARTS NETW|EBXL|EBX LLC|71700
PRTS|U.S. AUTO PARTS NETW|ECUT|CONVERGEX EXECUTION SOLUTIONS|8227
PRTS|U.S. AUTO PARTS NETW|EGAM|CBOE TRADING, INC.|941
PRTS|U.S. AUTO PARTS NETW|ETBE|Electronic Transaction Clearing, Inc.|400
PRTS|U.S. AUTO PARTS NETW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
PRTS|U.S. AUTO PARTS NETW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2058
PRTS|U.S. AUTO PARTS NETW|ETRS|E*Trade Securities LLC|118828
PRTS|U.S. AUTO PARTS NETW|FBCO|Credit Suisse Securities (USA) LLC|76364
PRTS|U.S. AUTO PARTS NETW|FBSB|U.S. Bancorp Investments, Inc.|100
PRTS|U.S. AUTO PARTS NETW|FILL|Tradestation Securities, Inc.|260
PRTS|U.S. AUTO PARTS NETW|FOMA|TD AMERITRADE CLEARING, INC.|318267
PRTS|U.S. AUTO PARTS NETW|FORD|Fordham Financial Management, Inc.|7500
PRTS|U.S. AUTO PARTS NETW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5553
PRTS|U.S. AUTO PARTS NETW|FTBR|Foliofn Investments, Inc.|31222
PRTS|U.S. AUTO PARTS NETW|GEBB|GLOBAL EXECUTION BROKERS, LP|6091
PRTS|U.S. AUTO PARTS NETW|GLPX|ACS EXECUTION SERVICES, LLC|2515
PRTS|U.S. AUTO PARTS NETW|GSCO|GOLDMAN SACHS & CO. LLC|57580
PRTS|U.S. AUTO PARTS NETW|GSLT|GOLDMAN SACHS & CO. LLC|100
PRTS|U.S. AUTO PARTS NETW|GTSZ|GTS SECURITIES LLC|717
PRTS|U.S. AUTO PARTS NETW|HRBF|American Enterprise Investment Services Inc.|10502
PRTS|U.S. AUTO PARTS NETW|IATS|INTERACTIVE BROKERS LLC|6900
PRTS|U.S. AUTO PARTS NETW|IBKR|Interactive Brokers Llc|116140
PRTS|U.S. AUTO PARTS NETW|ICBX|INSTINET, LLC|22300
PRTS|U.S. AUTO PARTS NETW|INCA|INSTINET, LLC|36615
PRTS|U.S. AUTO PARTS NETW|INJX|INSTINET, LLC|200
PRTS|U.S. AUTO PARTS NETW|ITGI|ITG Inc.|69266
PRTS|U.S. AUTO PARTS NETW|ITGP|ITG INC.|74400
PRTS|U.S. AUTO PARTS NETW|JEFF|JEFFERIES LLC|4900
PRTS|U.S. AUTO PARTS NETW|JMPT|JUMP TRADING, LLC|526
PRTS|U.S. AUTO PARTS NETW|JONE|JonesTrading|148890
PRTS|U.S. AUTO PARTS NETW|JPMX|J.P. Morgan Securities LLC|24651
PRTS|U.S. AUTO PARTS NETW|JSCL|JOSEPH STONE CAPITAL L.L.C.|600
PRTS|U.S. AUTO PARTS NETW|JSJX|JANE STREET CAPITAL LLC|1810
PRTS|U.S. AUTO PARTS NETW|KCGM|VIRTU Americas LLC|16317
PRTS|U.S. AUTO PARTS NETW|LEHM|Barclays Capital Inc./Le|29293
PRTS|U.S. AUTO PARTS NETW|LIME|Lime Brokerage LLC|17648
PRTS|U.S. AUTO PARTS NETW|MACC|Mid Atlantic Capital Corporation|12100
PRTS|U.S. AUTO PARTS NETW|MBTS|ALLY INVEST SECURITIES LLC|1000
PRTS|U.S. AUTO PARTS NETW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25560
PRTS|U.S. AUTO PARTS NETW|MSCO|MORGAN STANLEY & CO. LLC|178363
PRTS|U.S. AUTO PARTS NETW|MSPL|MORGAN STANLEY & CO. LLC|20600
PRTS|U.S. AUTO PARTS NETW|NFSC|National Financial Services LLC|139544
PRTS|U.S. AUTO PARTS NETW|NITE|VIRTU Americas LLC|412924
PRTS|U.S. AUTO PARTS NETW|NQRB|Brut, LLC|69
PRTS|U.S. AUTO PARTS NETW|OPCO|Oppenheimer & Co. Inc.|16033
PRTS|U.S. AUTO PARTS NETW|PDQM|CODA MARKETS, INC.|5772
PRTS|U.S. AUTO PARTS NETW|RBCM|RBC CAPITAL MARKETS, LLC|5250
PRTS|U.S. AUTO PARTS NETW|RILY|B. RILEY FBR, INC.|2466062
PRTS|U.S. AUTO PARTS NETW|SAGL|SAGETRADER, LLC|100
PRTS|U.S. AUTO PARTS NETW|SBSH|Citigroup Global Markets Inc.|519
PRTS|U.S. AUTO PARTS NETW|SGMT|GOLDMAN SACHS & CO. LLC|59102
PRTS|U.S. AUTO PARTS NETW|SPDR|SPEEDROUTE LLC|196183
PRTS|U.S. AUTO PARTS NETW|SWIM|TD Ameritrade, Inc.|53615
PRTS|U.S. AUTO PARTS NETW|TKNG|ALLY INVEST SECURITIES LLC|8252
PRTS|U.S. AUTO PARTS NETW|TRBT|Tradebot Systems, Inc.|1204
PRTS|U.S. AUTO PARTS NETW|TRCM|TRC MARKETS LLC|38867
PRTS|U.S. AUTO PARTS NETW|TWTT|TASTYWORKS, INC.|376
PRTS|U.S. AUTO PARTS NETW|UBSA|UBS SECURITIES LLC|126206
PRTS|U.S. AUTO PARTS NETW|UBSS|UBS Securities LLC|109100
PRTS|U.S. AUTO PARTS NETW|VGRD|Vanguard Marketing Corporation|19458
PRTS|U.S. AUTO PARTS NETW|WCHV|WELLS FARGO SECURITIES, LLC|57033
PRTS|U.S. AUTO PARTS NETW|WEED|Weeden & Co.L.P.|260563
PRTS|U.S. AUTO PARTS NETW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1947
PRTS|U.S. AUTO PARTS NETW|WGIF|CIBC World Markets Inc.|1531
PRTS|U.S. AUTO PARTS NETW|WSEA|WOLVERINE SECURITIES, LLC|6088
PRTS|U.S. AUTO PARTS NETW|XSTM|NATIONAL FINANCIAL SERVICES LLC|28980
PRTS|U.S. AUTO PARTS NETW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3317
PRTY|PARTY CITY HOLDCO|ALLN|Allen & Company LLC|600
PRTY|PARTY CITY HOLDCO|APCC|Apex Clearing Corporation|13
PRTY|PARTY CITY HOLDCO|BATM|CBOE TRADING, INC.|1876
PRTY|PARTY CITY HOLDCO|BAYC|BAY CREST PARTNERS, LLC|90
PRTY|PARTY CITY HOLDCO|BAYT|BTIG, LLC|4800
PRTY|PARTY CITY HOLDCO|BBNT|BB&T SECURITIES, LLC|91
PRTY|PARTY CITY HOLDCO|BERN|Sanford C. Bernstein & Co., LLC|84251
PRTY|PARTY CITY HOLDCO|BIDS|BIDS TRADING L.P.|600
PRTY|PARTY CITY HOLDCO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|774
PRTY|PARTY CITY HOLDCO|BLKX|INSTINET, LLC|386746
PRTY|PARTY CITY HOLDCO|BNPX|BNP PARIBAS SECURITIES CORP.|70476
PRTY|PARTY CITY HOLDCO|BTIG|BTIG, LLC|38783
PRTY|PARTY CITY HOLDCO|BZYD|GOLDMAN SACHS & CO. LLC|1500
PRTY|PARTY CITY HOLDCO|CHAS|Charles Schwab & Co., Inc.|875
PRTY|PARTY CITY HOLDCO|CIST|Capital Institutional Services, Inc.|354
PRTY|PARTY CITY HOLDCO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94682
PRTY|PARTY CITY HOLDCO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
PRTY|PARTY CITY HOLDCO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|164386
PRTY|PARTY CITY HOLDCO|CTDL|Citadel Derivatives Group Llc|2180
PRTY|PARTY CITY HOLDCO|CXCX|CITIGROUP GLOBAL MARKETS INC.|134582
PRTY|PARTY CITY HOLDCO|DBAB|Deutsche Bank Securities Inc.|114753
PRTY|PARTY CITY HOLDCO|DBAX|Deutsche Bank Securities Inc.|317900
PRTY|PARTY CITY HOLDCO|DBUL|Deutsche Bank Securities Inc.|100
PRTY|PARTY CITY HOLDCO|DEAN|MORGAN STANLEY|35353
PRTY|PARTY CITY HOLDCO|DEGS|RONIN PROFESSIONAL LLC|685
PRTY|PARTY CITY HOLDCO|EBXL|EBX LLC|151600
PRTY|PARTY CITY HOLDCO|ECUT|CONVERGEX EXECUTION SOLUTIONS|3700
PRTY|PARTY CITY HOLDCO|EDJO|Edward D. Jones & Co., L.P.|433
PRTY|PARTY CITY HOLDCO|EGAM|CBOE TRADING, INC.|7577
PRTY|PARTY CITY HOLDCO|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|350
PRTY|PARTY CITY HOLDCO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9184
PRTY|PARTY CITY HOLDCO|ETRS|E*Trade Securities LLC|13355
PRTY|PARTY CITY HOLDCO|FILL|Tradestation Securities, Inc.|586
PRTY|PARTY CITY HOLDCO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|252883
PRTY|PARTY CITY HOLDCO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30893
PRTY|PARTY CITY HOLDCO|FTBR|Foliofn Investments, Inc.|1266
PRTY|PARTY CITY HOLDCO|GEBB|GLOBAL EXECUTION BROKERS, LP|700
PRTY|PARTY CITY HOLDCO|GLPX|ACS EXECUTION SERVICES, LLC|1400
PRTY|PARTY CITY HOLDCO|GSCO|GOLDMAN SACHS & CO. LLC|312643
PRTY|PARTY CITY HOLDCO|GSCS|GOLDMAN SACHS & CO. LLC|18733
PRTY|PARTY CITY HOLDCO|GSLT|GOLDMAN SACHS & CO. LLC|2297
PRTY|PARTY CITY HOLDCO|GTSZ|GTS SECURITIES LLC|38114
PRTY|PARTY CITY HOLDCO|HRBF|American Enterprise Investment Services Inc.|2714
PRTY|PARTY CITY HOLDCO|IBKR|Interactive Brokers Llc|4149
PRTY|PARTY CITY HOLDCO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|73
PRTY|PARTY CITY HOLDCO|ICBX|INSTINET, LLC|81231
PRTY|PARTY CITY HOLDCO|IEQY|CITADEL SECURITIES LLC|6416
PRTY|PARTY CITY HOLDCO|INCA|INSTINET, LLC|59414
PRTY|PARTY CITY HOLDCO|INJX|INSTINET, LLC|4320
PRTY|PARTY CITY HOLDCO|ITGI|ITG Inc.|10943
PRTY|PARTY CITY HOLDCO|ITGP|ITG INC.|101400
PRTY|PARTY CITY HOLDCO|JEFF|JEFFERIES LLC|44711
PRTY|PARTY CITY HOLDCO|JMPT|JUMP TRADING, LLC|10249
PRTY|PARTY CITY HOLDCO|JPBX|J.P. MORGAN SECURITIES LLC|28770
PRTY|PARTY CITY HOLDCO|JPMX|J.P. Morgan Securities LLC|231538
PRTY|PARTY CITY HOLDCO|KCGM|VIRTU Americas LLC|68962
PRTY|PARTY CITY HOLDCO|LEHM|Barclays Capital Inc./Le|414765
PRTY|PARTY CITY HOLDCO|LIME|Lime Brokerage LLC|5895
PRTY|PARTY CITY HOLDCO|LQNA|LIQUIDNET, INC.|237900
PRTY|PARTY CITY HOLDCO|LSCI|Lek Securities Corporation|21
PRTY|PARTY CITY HOLDCO|MBTS|ALLY INVEST SECURITIES LLC|1035
PRTY|PARTY CITY HOLDCO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|205094
PRTY|PARTY CITY HOLDCO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7577
PRTY|PARTY CITY HOLDCO|MSCO|MORGAN STANLEY & CO. LLC|904145
PRTY|PARTY CITY HOLDCO|MSPL|MORGAN STANLEY & CO. LLC|103900
PRTY|PARTY CITY HOLDCO|MSTX|MORGAN STANLEY & CO. LLC|216200
PRTY|PARTY CITY HOLDCO|NFSC|National Financial Services LLC|44628
PRTY|PARTY CITY HOLDCO|NITE|VIRTU Americas LLC|100978
PRTY|PARTY CITY HOLDCO|NITP|VIRTU Americas LLC|10310
PRTY|PARTY CITY HOLDCO|NMRA|Nomura Securities International, Inc.|600
PRTY|PARTY CITY HOLDCO|NQRB|Brut, LLC|4900
PRTY|PARTY CITY HOLDCO|OHOS|TWO SIGMA SECURITIES, LLC|4787
PRTY|PARTY CITY HOLDCO|OPCO|Oppenheimer & Co. Inc.|1388
PRTY|PARTY CITY HOLDCO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
PRTY|PARTY CITY HOLDCO|PDQM|CODA MARKETS, INC.|55568
PRTY|PARTY CITY HOLDCO|RGLD|Regal Securities, Inc|29
PRTY|PARTY CITY HOLDCO|SAGL|SAGETRADER, LLC|193
PRTY|PARTY CITY HOLDCO|SAGW|SAGETRADER, LLC|881
PRTY|PARTY CITY HOLDCO|SBSH|Citigroup Global Markets Inc.|18285
PRTY|PARTY CITY HOLDCO|SGMT|GOLDMAN SACHS & CO. LLC|170324
PRTY|PARTY CITY HOLDCO|SPDR|SPEEDROUTE LLC|16096
PRTY|PARTY CITY HOLDCO|SPHN|Stephens Inc.|141174
PRTY|PARTY CITY HOLDCO|STFL|Stifel, Nicolaus & Company, Incorporated|100
PRTY|PARTY CITY HOLDCO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
PRTY|PARTY CITY HOLDCO|SWIM|TD Ameritrade, Inc.|6352
PRTY|PARTY CITY HOLDCO|TKNG|ALLY INVEST SECURITIES LLC|200
PRTY|PARTY CITY HOLDCO|TRBT|Tradebot Systems, Inc.|15472
PRTY|PARTY CITY HOLDCO|TRCM|TRC MARKETS LLC|34331
PRTY|PARTY CITY HOLDCO|UBSA|UBS SECURITIES LLC|707393
PRTY|PARTY CITY HOLDCO|UBSS|UBS Securities LLC|488604
PRTY|PARTY CITY HOLDCO|VALX|VIRTU AMERICAS LLC|100264
PRTY|PARTY CITY HOLDCO|VGRD|Vanguard Marketing Corporation|8350
PRTY|PARTY CITY HOLDCO|WBLR|WILLIAM BLAIR|51400
PRTY|PARTY CITY HOLDCO|WCHV|WELLS FARGO SECURITIES, LLC|11666
PRTY|PARTY CITY HOLDCO|WEED|Weeden & Co.L.P.|26800
PRTY|PARTY CITY HOLDCO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1501
PRTY|PARTY CITY HOLDCO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10318
PRTY|PARTY CITY HOLDCO|WGIF|CIBC World Markets Inc.|600
PRTY|PARTY CITY HOLDCO|WOLF|Wolfe Trahan Securities|5600
PRTY|PARTY CITY HOLDCO|WSEA|WOLVERINE SECURITIES, LLC|541
PRTY|PARTY CITY HOLDCO|XIST|INSTINET, LLC|41000
PRTY|PARTY CITY HOLDCO|XPQR|Jump Trading|100
PRTY|PARTY CITY HOLDCO|XSTM|NATIONAL FINANCIAL SERVICES LLC|31142
PRU|PRUDENTIAL FINCL INC|ABLE|NATIXIS Securities Americas LLC|9886
PRU|PRUDENTIAL FINCL INC|AGIS|Aegis Capital Corp.|200
PRU|PRUDENTIAL FINCL INC|ALTX|Alternet Securities Inc.|17049
PRU|PRUDENTIAL FINCL INC|ANOS|ABEL/NOSER, L.L.C.|10481
PRU|PRUDENTIAL FINCL INC|APCC|Apex Clearing Corporation|1308
PRU|PRUDENTIAL FINCL INC|BANK|Primevest Financial Services, Inc.|735
PRU|PRUDENTIAL FINCL INC|BARD|Robert W. Baird & Co. Incorporated|11464
PRU|PRUDENTIAL FINCL INC|BATM|CBOE TRADING, INC.|15259
PRU|PRUDENTIAL FINCL INC|BAYC|BAY CREST PARTNERS, LLC|38
PRU|PRUDENTIAL FINCL INC|BAYT|BTIG, LLC|3600
PRU|PRUDENTIAL FINCL INC|BBNT|BB&T SECURITIES, LLC|1389
PRU|PRUDENTIAL FINCL INC|BERN|Sanford C. Bernstein & Co., LLC|285767
PRU|PRUDENTIAL FINCL INC|BIDS|BIDS TRADING L.P.|200
PRU|PRUDENTIAL FINCL INC|BKCM|BNY Mellon Capital Markets LLC|1155
PRU|PRUDENTIAL FINCL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30229
PRU|PRUDENTIAL FINCL INC|BLKX|INSTINET, LLC|32795
PRU|PRUDENTIAL FINCL INC|BNPX|BNP PARIBAS SECURITIES CORP.|288444
PRU|PRUDENTIAL FINCL INC|BTIG|BTIG, LLC|91236
PRU|PRUDENTIAL FINCL INC|BYXM|CBOE TRADING, INC.|2185
PRU|PRUDENTIAL FINCL INC|BZYD|GOLDMAN SACHS & CO. LLC|22
PRU|PRUDENTIAL FINCL INC|CANT|Cantor Fitzgerald & Co.|10526
PRU|PRUDENTIAL FINCL INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|73600
PRU|PRUDENTIAL FINCL INC|CHAS|Charles Schwab & Co., Inc.|20366
PRU|PRUDENTIAL FINCL INC|CIBP|CIBC World Markets Corp.|23317
PRU|PRUDENTIAL FINCL INC|CICF|Canaccord Genuity Corp.|2885
PRU|PRUDENTIAL FINCL INC|CIOI|CITIGROUP GLOBAL MARKETS INC|40000
PRU|PRUDENTIAL FINCL INC|CIST|Capital Institutional Services, Inc.|19852
PRU|PRUDENTIAL FINCL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|405869
PRU|PRUDENTIAL FINCL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10160
PRU|PRUDENTIAL FINCL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6370
PRU|PRUDENTIAL FINCL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|502209
PRU|PRUDENTIAL FINCL INC|CTDL|Citadel Derivatives Group Llc|12442
PRU|PRUDENTIAL FINCL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|35974
PRU|PRUDENTIAL FINCL INC|DADA|D.A. Davidson & Co.|2743
PRU|PRUDENTIAL FINCL INC|DBAB|Deutsche Bank Securities Inc.|403120
PRU|PRUDENTIAL FINCL INC|DBAX|Deutsche Bank Securities Inc.|353600
PRU|PRUDENTIAL FINCL INC|DBUL|Deutsche Bank Securities Inc.|6650
PRU|PRUDENTIAL FINCL INC|DCHF|Dart Executions, LLC|1760
PRU|PRUDENTIAL FINCL INC|DEAN|MORGAN STANLEY|60223
PRU|PRUDENTIAL FINCL INC|DEGS|RONIN PROFESSIONAL LLC|300
PRU|PRUDENTIAL FINCL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6389
PRU|PRUDENTIAL FINCL INC|DOWL|Dowling & Partners Securities LLC|1500
PRU|PRUDENTIAL FINCL INC|DRWK|DRW SECURITIES, L.L.C.|5946
PRU|PRUDENTIAL FINCL INC|EBXL|EBX LLC|352300
PRU|PRUDENTIAL FINCL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|20029
PRU|PRUDENTIAL FINCL INC|EDJC|Edward Jones / CDS|50
PRU|PRUDENTIAL FINCL INC|EDJO|Edward D. Jones & Co., L.P.|29987
PRU|PRUDENTIAL FINCL INC|EGAM|CBOE TRADING, INC.|29911
PRU|PRUDENTIAL FINCL INC|EGAW|CBOE TRADING, INC.|142
PRU|PRUDENTIAL FINCL INC|EGMT|EG MARKET TECHNOLOGIES LLC|2574
PRU|PRUDENTIAL FINCL INC|EGXM|CBOE TRADING, INC.|5635
PRU|PRUDENTIAL FINCL INC|ELEV|ELEVATION, LLC|1275
PRU|PRUDENTIAL FINCL INC|ETBE|Electronic Transaction Clearing, Inc.|39706
PRU|PRUDENTIAL FINCL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
PRU|PRUDENTIAL FINCL INC|ETCB|ETC BROKERAGE SERVICES, LLC|131
PRU|PRUDENTIAL FINCL INC|ETCC|Electronic Transaction Clearing, Inc.|552
PRU|PRUDENTIAL FINCL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10
PRU|PRUDENTIAL FINCL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41647
PRU|PRUDENTIAL FINCL INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PRU|PRUDENTIAL FINCL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1382
PRU|PRUDENTIAL FINCL INC|ETRS|E*Trade Securities LLC|207726
PRU|PRUDENTIAL FINCL INC|FIDT|Fidelity Clearing Canada ULC./ CDS|875
PRU|PRUDENTIAL FINCL INC|FILL|Tradestation Securities, Inc.|965
PRU|PRUDENTIAL FINCL INC|FINX|FINTECH SECURITIES|1509
PRU|PRUDENTIAL FINCL INC|FMAF|NBCN Inc./ CDS|48070
PRU|PRUDENTIAL FINCL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16601
PRU|PRUDENTIAL FINCL INC|FQLS|Quantlab Securities LP|510231
PRU|PRUDENTIAL FINCL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91656
PRU|PRUDENTIAL FINCL INC|FTBR|Foliofn Investments, Inc.|2486
PRU|PRUDENTIAL FINCL INC|GBMT|GBM International, Inc.|95
PRU|PRUDENTIAL FINCL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1247
PRU|PRUDENTIAL FINCL INC|GLIS|TD Securities Inc|1554
PRU|PRUDENTIAL FINCL INC|GLPX|ACS EXECUTION SERVICES, LLC|68107
PRU|PRUDENTIAL FINCL INC|GSCO|GOLDMAN SACHS & CO. LLC|1943598
PRU|PRUDENTIAL FINCL INC|GSCS|GOLDMAN SACHS & CO. LLC|1700
PRU|PRUDENTIAL FINCL INC|GSLT|GOLDMAN SACHS & CO. LLC|21397
PRU|PRUDENTIAL FINCL INC|GTSZ|GTS SECURITIES LLC|354332
PRU|PRUDENTIAL FINCL INC|HAPX|HAP Trading, LLC|45
PRU|PRUDENTIAL FINCL INC|HRBF|American Enterprise Investment Services Inc.|123150
PRU|PRUDENTIAL FINCL INC|HSBC|HSBC Securities, Inc.|56462
PRU|PRUDENTIAL FINCL INC|IATS|INTERACTIVE BROKERS LLC|6671
PRU|PRUDENTIAL FINCL INC|IBKR|Interactive Brokers Llc|14383
PRU|PRUDENTIAL FINCL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5623
PRU|PRUDENTIAL FINCL INC|ICBX|INSTINET, LLC|89824
PRU|PRUDENTIAL FINCL INC|IEQY|CITADEL SECURITIES LLC|111444
PRU|PRUDENTIAL FINCL INC|INCA|INSTINET, LLC|483587
PRU|PRUDENTIAL FINCL INC|INJX|INSTINET, LLC|3322
PRU|PRUDENTIAL FINCL INC|INTL|INTL FCSTONE FINANCIAL INC.|559
PRU|PRUDENTIAL FINCL INC|ITGI|ITG Inc.|108044
PRU|PRUDENTIAL FINCL INC|ITGP|ITG INC.|78200
PRU|PRUDENTIAL FINCL INC|JANY|Janney Montgomery Scott Inc.|13541
PRU|PRUDENTIAL FINCL INC|JEFF|JEFFERIES LLC|152014
PRU|PRUDENTIAL FINCL INC|JMPT|JUMP TRADING, LLC|86924
PRU|PRUDENTIAL FINCL INC|JONE|JonesTrading|1666
PRU|PRUDENTIAL FINCL INC|JPBX|J.P. MORGAN SECURITIES LLC|158703
PRU|PRUDENTIAL FINCL INC|JPMX|J.P. Morgan Securities LLC|689275
PRU|PRUDENTIAL FINCL INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
PRU|PRUDENTIAL FINCL INC|JSJX|JANE STREET CAPITAL LLC|18353
PRU|PRUDENTIAL FINCL INC|KCGM|VIRTU Americas LLC|56760
PRU|PRUDENTIAL FINCL INC|LEHM|Barclays Capital Inc./Le|936030
PRU|PRUDENTIAL FINCL INC|LIME|Lime Brokerage LLC|243150
PRU|PRUDENTIAL FINCL INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|79990
PRU|PRUDENTIAL FINCL INC|LOOP|Loop Capital Markets LLC|4990
PRU|PRUDENTIAL FINCL INC|LQNA|LIQUIDNET, INC.|29600
PRU|PRUDENTIAL FINCL INC|LQNB|LIQUIDNET, INC.|212
PRU|PRUDENTIAL FINCL INC|LSCI|Lek Securities Corporation|4456
PRU|PRUDENTIAL FINCL INC|MACC|Mid Atlantic Capital Corporation|3193
PRU|PRUDENTIAL FINCL INC|MACQ|Macquarie Capital (USA) Inc.|15223
PRU|PRUDENTIAL FINCL INC|MAXM|Maxim Group LLC|26443
PRU|PRUDENTIAL FINCL INC|MCMF|Raymond James Ltd. Cds|2577
PRU|PRUDENTIAL FINCL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|169580
PRU|PRUDENTIAL FINCL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
PRU|PRUDENTIAL FINCL INC|MOTF|MOTIF INVESTING, INC.|15
PRU|PRUDENTIAL FINCL INC|MPSG|E D & F Man Capital Markets Inc.|1757
PRU|PRUDENTIAL FINCL INC|MSCO|MORGAN STANLEY & CO. LLC|1576268
PRU|PRUDENTIAL FINCL INC|MSPL|MORGAN STANLEY & CO. LLC|212100
PRU|PRUDENTIAL FINCL INC|MSTX|MORGAN STANLEY & CO. LLC|120800
PRU|PRUDENTIAL FINCL INC|NATL|National Securities Corporation|1191
PRU|PRUDENTIAL FINCL INC|NEUB|NEUBERGER BERMAN BD LLC|53
PRU|PRUDENTIAL FINCL INC|NFSC|National Financial Services LLC|734054
PRU|PRUDENTIAL FINCL INC|NITE|VIRTU Americas LLC|1168983
PRU|PRUDENTIAL FINCL INC|NITP|VIRTU Americas LLC|50
PRU|PRUDENTIAL FINCL INC|NQRB|Brut, LLC|16616
PRU|PRUDENTIAL FINCL INC|NTBF|BMO Nesbitt Burns Inc./CDS|579
PRU|PRUDENTIAL FINCL INC|NTRC|Northern Trust Securities, Inc.|1372
PRU|PRUDENTIAL FINCL INC|OHOS|TWO SIGMA SECURITIES, LLC|186658
PRU|PRUDENTIAL FINCL INC|OPCO|Oppenheimer & Co. Inc.|9844
PRU|PRUDENTIAL FINCL INC|OTAA|OTA LLC|1000
PRU|PRUDENTIAL FINCL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|950
PRU|PRUDENTIAL FINCL INC|PDQM|CODA MARKETS, INC.|241764
PRU|PRUDENTIAL FINCL INC|PHLY|NASDAQ Execution Services, LLC|11300
PRU|PRUDENTIAL FINCL INC|PICT|Pictet Overseas Inc.|315
PRU|PRUDENTIAL FINCL INC|PREC|PRECISION SECURITIES, LLC|12700
PRU|PRUDENTIAL FINCL INC|PWJC|UBS Financial Services, Inc.|29270
PRU|PRUDENTIAL FINCL INC|QMSR|QUATTRO M SECURITIES INC.|2325
PRU|PRUDENTIAL FINCL INC|RBCM|RBC CAPITAL MARKETS, LLC|26456
PRU|PRUDENTIAL FINCL INC|SAGL|SAGETRADER, LLC|149434
PRU|PRUDENTIAL FINCL INC|SAGW|SAGETRADER, LLC|22
PRU|PRUDENTIAL FINCL INC|SALI|INTL FCSTONE FINANCIAL INC.|737
PRU|PRUDENTIAL FINCL INC|SBRX|MURIEL SIEBERT & CO INC|50
PRU|PRUDENTIAL FINCL INC|SBSH|Citigroup Global Markets Inc.|571406
PRU|PRUDENTIAL FINCL INC|SEIC|SEI Investments Distribution Co.|8628
PRU|PRUDENTIAL FINCL INC|SGMT|GOLDMAN SACHS & CO. LLC|158279
PRU|PRUDENTIAL FINCL INC|SHMR|ABN Amro Clearing LLC|365
PRU|PRUDENTIAL FINCL INC|SJLS|TRADE INFORMATICS LLC|400
PRU|PRUDENTIAL FINCL INC|SPDR|SPEEDROUTE LLC|36498
PRU|PRUDENTIAL FINCL INC|SPHN|Stephens Inc.|2482
PRU|PRUDENTIAL FINCL INC|STFL|Stifel, Nicolaus & Company, Incorporated|25840
PRU|PRUDENTIAL FINCL INC|STKP|STOCKPILE INVESTMENTS, INC.|16
PRU|PRUDENTIAL FINCL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7515
PRU|PRUDENTIAL FINCL INC|SWIM|TD Ameritrade, Inc.|36987
PRU|PRUDENTIAL FINCL INC|SWST|Hilltop Securities Inc.|14986
PRU|PRUDENTIAL FINCL INC|TAGC|TELSEY ADVISORY GROUP LLC|100
PRU|PRUDENTIAL FINCL INC|TDSI|TD Securities (USA) LLC|1700
PRU|PRUDENTIAL FINCL INC|TKNG|ALLY INVEST SECURITIES LLC|1075
PRU|PRUDENTIAL FINCL INC|TRBT|Tradebot Systems, Inc.|229366
PRU|PRUDENTIAL FINCL INC|TRCM|TRC MARKETS LLC|501987
PRU|PRUDENTIAL FINCL INC|TWTT|TASTYWORKS, INC.|122
PRU|PRUDENTIAL FINCL INC|UBSA|UBS SECURITIES LLC|862809
PRU|PRUDENTIAL FINCL INC|UBSS|UBS Securities LLC|1029062
PRU|PRUDENTIAL FINCL INC|VALX|VIRTU AMERICAS LLC|21317
PRU|PRUDENTIAL FINCL INC|VGRD|Vanguard Marketing Corporation|33127
PRU|PRUDENTIAL FINCL INC|WBLR|WILLIAM BLAIR|374
PRU|PRUDENTIAL FINCL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1858
PRU|PRUDENTIAL FINCL INC|WCHV|WELLS FARGO SECURITIES, LLC|243398
PRU|PRUDENTIAL FINCL INC|WDNX|WEEDEN & CO.L.P.|1078
PRU|PRUDENTIAL FINCL INC|WEDB|WEDBUSH SECURITIES INC.|5530
PRU|PRUDENTIAL FINCL INC|WEED|Weeden & Co.L.P.|3690
PRU|PRUDENTIAL FINCL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|95665
PRU|PRUDENTIAL FINCL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7486
PRU|PRUDENTIAL FINCL INC|WGIF|CIBC World Markets Inc.|1013
PRU|PRUDENTIAL FINCL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4681
PRU|PRUDENTIAL FINCL INC|WSEA|WOLVERINE SECURITIES, LLC|19957
PRU|PRUDENTIAL FINCL INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|250
PRU|PRUDENTIAL FINCL INC|XIST|INSTINET, LLC|75876
PRU|PRUDENTIAL FINCL INC|XPQR|Jump Trading|1200
PRU|PRUDENTIAL FINCL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|79266
PRU|PRUDENTIAL FINCL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2390
PRU|PRUDENTIAL FINCL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24589
PS|PLURALSIGHT INC CM A|ACLP|ALEXANDER CAPITAL, L.P.|900
PS|PLURALSIGHT INC CM A|AGIS|Aegis Capital Corp.|15300
PS|PLURALSIGHT INC CM A|ALTX|Alternet Securities Inc.|46543
PS|PLURALSIGHT INC CM A|APCC|Apex Clearing Corporation|17465
PS|PLURALSIGHT INC CM A|AQUA|AQUA SECURITIES L.P.|23200
PS|PLURALSIGHT INC CM A|BARD|Robert W. Baird & Co. Incorporated|200
PS|PLURALSIGHT INC CM A|BATM|CBOE TRADING, INC.|6847
PS|PLURALSIGHT INC CM A|BAYT|BTIG, LLC|7420
PS|PLURALSIGHT INC CM A|BERN|Sanford C. Bernstein & Co., LLC|98910
PS|PLURALSIGHT INC CM A|BIDS|BIDS TRADING L.P.|35600
PS|PLURALSIGHT INC CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|655
PS|PLURALSIGHT INC CM A|BLKX|INSTINET, LLC|170700
PS|PLURALSIGHT INC CM A|BTIG|BTIG, LLC|32300
PS|PLURALSIGHT INC CM A|BYXM|CBOE TRADING, INC.|6646
PS|PLURALSIGHT INC CM A|CANT|Cantor Fitzgerald & Co.|83305
PS|PLURALSIGHT INC CM A|CBLC|CITIGROUP GLOBAL MARKETS INC.|182200
PS|PLURALSIGHT INC CM A|CHAS|Charles Schwab & Co., Inc.|4034
PS|PLURALSIGHT INC CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145199
PS|PLURALSIGHT INC CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|69696
PS|PLURALSIGHT INC CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7866
PS|PLURALSIGHT INC CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|224139
PS|PLURALSIGHT INC CM A|CTDL|Citadel Derivatives Group Llc|33298
PS|PLURALSIGHT INC CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|23992
PS|PLURALSIGHT INC CM A|DBAB|Deutsche Bank Securities Inc.|88248
PS|PLURALSIGHT INC CM A|DBAX|Deutsche Bank Securities Inc.|214100
PS|PLURALSIGHT INC CM A|DEAN|MORGAN STANLEY|19404
PS|PLURALSIGHT INC CM A|DEGS|RONIN PROFESSIONAL LLC|24264
PS|PLURALSIGHT INC CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
PS|PLURALSIGHT INC CM A|EBXL|EBX LLC|173900
PS|PLURALSIGHT INC CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|12806
PS|PLURALSIGHT INC CM A|EDJO|Edward D. Jones & Co., L.P.|4122
PS|PLURALSIGHT INC CM A|EGAM|CBOE TRADING, INC.|56931
PS|PLURALSIGHT INC CM A|EGAW|CBOE TRADING, INC.|910
PS|PLURALSIGHT INC CM A|EGMT|EG MARKET TECHNOLOGIES LLC|900
PS|PLURALSIGHT INC CM A|EGXM|CBOE TRADING, INC.|6851
PS|PLURALSIGHT INC CM A|ETBE|Electronic Transaction Clearing, Inc.|48002
PS|PLURALSIGHT INC CM A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|32
PS|PLURALSIGHT INC CM A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5150
PS|PLURALSIGHT INC CM A|ETCB|ETC BROKERAGE SERVICES, LLC|21
PS|PLURALSIGHT INC CM A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|160
PS|PLURALSIGHT INC CM A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1583
PS|PLURALSIGHT INC CM A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
PS|PLURALSIGHT INC CM A|ETRS|E*Trade Securities LLC|249662
PS|PLURALSIGHT INC CM A|FBCO|Credit Suisse Securities (USA) LLC|230510
PS|PLURALSIGHT INC CM A|FILL|Tradestation Securities, Inc.|13061
PS|PLURALSIGHT INC CM A|FMAF|NBCN Inc./ CDS|430
PS|PLURALSIGHT INC CM A|FOMA|TD AMERITRADE CLEARING, INC.|911593
PS|PLURALSIGHT INC CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|33704
PS|PLURALSIGHT INC CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76395
PS|PLURALSIGHT INC CM A|FTBR|Foliofn Investments, Inc.|542
PS|PLURALSIGHT INC CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|10588
PS|PLURALSIGHT INC CM A|GLIS|TD Securities Inc|2500
PS|PLURALSIGHT INC CM A|GLPX|ACS EXECUTION SERVICES, LLC|239300
PS|PLURALSIGHT INC CM A|GSCO|GOLDMAN SACHS & CO. LLC|1020971
PS|PLURALSIGHT INC CM A|GSCS|GOLDMAN SACHS & CO. LLC|12353
PS|PLURALSIGHT INC CM A|GSLT|GOLDMAN SACHS & CO. LLC|14846
PS|PLURALSIGHT INC CM A|GTSZ|GTS SECURITIES LLC|71461
PS|PLURALSIGHT INC CM A|HRBF|American Enterprise Investment Services Inc.|502
PS|PLURALSIGHT INC CM A|HSBC|HSBC Securities, Inc.|59087
PS|PLURALSIGHT INC CM A|IATS|INTERACTIVE BROKERS LLC|54620
PS|PLURALSIGHT INC CM A|IBKR|Interactive Brokers Llc|362858
PS|PLURALSIGHT INC CM A|ICBX|INSTINET, LLC|168054
PS|PLURALSIGHT INC CM A|INCA|INSTINET, LLC|459492
PS|PLURALSIGHT INC CM A|INJX|INSTINET, LLC|7619
PS|PLURALSIGHT INC CM A|ITGI|ITG Inc.|755444
PS|PLURALSIGHT INC CM A|ITGP|ITG INC.|414800
PS|PLURALSIGHT INC CM A|JANY|Janney Montgomery Scott Inc.|925
PS|PLURALSIGHT INC CM A|JEFF|JEFFERIES LLC|64588
PS|PLURALSIGHT INC CM A|JMPT|JUMP TRADING, LLC|55537
PS|PLURALSIGHT INC CM A|JPBX|J.P. MORGAN SECURITIES LLC|37606
PS|PLURALSIGHT INC CM A|JPMX|J.P. Morgan Securities LLC|418551
PS|PLURALSIGHT INC CM A|JSJX|JANE STREET CAPITAL LLC|20509
PS|PLURALSIGHT INC CM A|KCGM|VIRTU Americas LLC|67659
PS|PLURALSIGHT INC CM A|KCRD|PHX FINANCIAL, INC.|29503
PS|PLURALSIGHT INC CM A|LEER|LEERINK PARTNERS LLC|100
PS|PLURALSIGHT INC CM A|LEHM|Barclays Capital Inc./Le|726790
PS|PLURALSIGHT INC CM A|LIME|Lime Brokerage LLC|252791
PS|PLURALSIGHT INC CM A|LMGP|LIME BROKERAGE LLC|27362
PS|PLURALSIGHT INC CM A|LMNX|LUMINEX TRADING & ANALYTICS LLC|45210
PS|PLURALSIGHT INC CM A|LOOP|Loop Capital Markets LLC|35600
PS|PLURALSIGHT INC CM A|LQNA|LIQUIDNET, INC.|18200
PS|PLURALSIGHT INC CM A|LSCI|Lek Securities Corporation|2475
PS|PLURALSIGHT INC CM A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PS|PLURALSIGHT INC CM A|MAXM|Maxim Group LLC|7550
PS|PLURALSIGHT INC CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|186372
PS|PLURALSIGHT INC CM A|MOTF|MOTIF INVESTING, INC.|24
PS|PLURALSIGHT INC CM A|MSCO|MORGAN STANLEY & CO. LLC|1518746
PS|PLURALSIGHT INC CM A|MSPL|MORGAN STANLEY & CO. LLC|148000
PS|PLURALSIGHT INC CM A|MSTX|MORGAN STANLEY & CO. LLC|57900
PS|PLURALSIGHT INC CM A|NATL|National Securities Corporation|300
PS|PLURALSIGHT INC CM A|NEED|Needham & Company, LLC|72641
PS|PLURALSIGHT INC CM A|NFSC|National Financial Services LLC|465566
PS|PLURALSIGHT INC CM A|NITE|VIRTU Americas LLC|1223408
PS|PLURALSIGHT INC CM A|NITP|VIRTU Americas LLC|34373
PS|PLURALSIGHT INC CM A|NQRB|Brut, LLC|14003
PS|PLURALSIGHT INC CM A|NTRC|Northern Trust Securities, Inc.|23130
PS|PLURALSIGHT INC CM A|OPCO|Oppenheimer & Co. Inc.|7150
PS|PLURALSIGHT INC CM A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2720
PS|PLURALSIGHT INC CM A|PDQM|CODA MARKETS, INC.|719336
PS|PLURALSIGHT INC CM A|PIPR|Piper Jaffray & Co.|22663
PS|PLURALSIGHT INC CM A|PREC|PRECISION SECURITIES, LLC|700
PS|PLURALSIGHT INC CM A|PWJC|UBS Financial Services, Inc.|5600
PS|PLURALSIGHT INC CM A|QMSR|QUATTRO M SECURITIES INC.|2300
PS|PLURALSIGHT INC CM A|RAJA|Raymond James & Associates, Inc.|44483
PS|PLURALSIGHT INC CM A|RBCM|RBC CAPITAL MARKETS, LLC|54174
PS|PLURALSIGHT INC CM A|RGLD|Regal Securities, Inc|18
PS|PLURALSIGHT INC CM A|RJLC|RJL CAPITAL GROUP, LLC|746
PS|PLURALSIGHT INC CM A|SAGL|SAGETRADER, LLC|33047
PS|PLURALSIGHT INC CM A|SBSH|Citigroup Global Markets Inc.|125323
PS|PLURALSIGHT INC CM A|SGMT|GOLDMAN SACHS & CO. LLC|139662
PS|PLURALSIGHT INC CM A|SIBO|Prime Executions, Inc.|21137
PS|PLURALSIGHT INC CM A|SPDR|SPEEDROUTE LLC|46775
PS|PLURALSIGHT INC CM A|STFL|Stifel, Nicolaus & Company, Incorporated|12145
PS|PLURALSIGHT INC CM A|SWIM|TD Ameritrade, Inc.|379317
PS|PLURALSIGHT INC CM A|SWST|Hilltop Securities Inc.|5045
PS|PLURALSIGHT INC CM A|TDCO|Thompson Davis & Co., Inc.|1256
PS|PLURALSIGHT INC CM A|TKNG|ALLY INVEST SECURITIES LLC|8730
PS|PLURALSIGHT INC CM A|TRBT|Tradebot Systems, Inc.|306782
PS|PLURALSIGHT INC CM A|TRCM|TRC MARKETS LLC|141930
PS|PLURALSIGHT INC CM A|TWTT|TASTYWORKS, INC.|100
PS|PLURALSIGHT INC CM A|UBSA|UBS SECURITIES LLC|554865
PS|PLURALSIGHT INC CM A|UBSS|UBS Securities LLC|799860
PS|PLURALSIGHT INC CM A|VALX|VIRTU AMERICAS LLC|23815
PS|PLURALSIGHT INC CM A|VGRD|Vanguard Marketing Corporation|27784
PS|PLURALSIGHT INC CM A|VNDS|VANDHAM SECURITIES CORP|1100
PS|PLURALSIGHT INC CM A|WCHV|WELLS FARGO SECURITIES, LLC|115549
PS|PLURALSIGHT INC CM A|WEDB|WEDBUSH SECURITIES INC.|48312
PS|PLURALSIGHT INC CM A|WEED|Weeden & Co.L.P.|1140
PS|PLURALSIGHT INC CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11828
PS|PLURALSIGHT INC CM A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4346
PS|PLURALSIGHT INC CM A|WGIF|CIBC World Markets Inc.|6660
PS|PLURALSIGHT INC CM A|WORD|Worden Capital Management LLC|24159
PS|PLURALSIGHT INC CM A|WSEA|WOLVERINE SECURITIES, LLC|19471
PS|PLURALSIGHT INC CM A|XPQR|Jump Trading|3400
PS|PLURALSIGHT INC CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|64146
PS|PLURALSIGHT INC CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|48247
PS|PLURALSIGHT INC CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2122
PSA|PUBLIC STG|ABLE|NATIXIS Securities Americas LLC|82510
PSA|PUBLIC STG|ACAD|ACADEMY SECURITIES, INC.|100
PSA|PUBLIC STG|ALTX|Alternet Securities Inc.|8040
PSA|PUBLIC STG|ANOS|ABEL/NOSER, L.L.C.|200
PSA|PUBLIC STG|APCC|Apex Clearing Corporation|144
PSA|PUBLIC STG|BANK|Primevest Financial Services, Inc.|29
PSA|PUBLIC STG|BARD|Robert W. Baird & Co. Incorporated|6441
PSA|PUBLIC STG|BATM|CBOE TRADING, INC.|15116
PSA|PUBLIC STG|BAYC|BAY CREST PARTNERS, LLC|192
PSA|PUBLIC STG|BAYT|BTIG, LLC|500
PSA|PUBLIC STG|BBNT|BB&T SECURITIES, LLC|752
PSA|PUBLIC STG|BERN|Sanford C. Bernstein & Co., LLC|46211
PSA|PUBLIC STG|BIDS|BIDS TRADING L.P.|11772
PSA|PUBLIC STG|BIMI|Banca IMI Securities Corp.|50
PSA|PUBLIC STG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11329
PSA|PUBLIC STG|BLKX|INSTINET, LLC|16256
PSA|PUBLIC STG|BNPX|BNP PARIBAS SECURITIES CORP.|98648
PSA|PUBLIC STG|BOSC|Boenning & Scattergood, Inc.|20
PSA|PUBLIC STG|BTIG|BTIG, LLC|11623
PSA|PUBLIC STG|BYXM|CBOE TRADING, INC.|2735
PSA|PUBLIC STG|CABR|Cabrera Capital Markets, Inc.|19
PSA|PUBLIC STG|CANT|Cantor Fitzgerald & Co.|1232
PSA|PUBLIC STG|CHAS|Charles Schwab & Co., Inc.|669
PSA|PUBLIC STG|CIBP|CIBC World Markets Corp.|8288
PSA|PUBLIC STG|CIST|Capital Institutional Services, Inc.|3180
PSA|PUBLIC STG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111517
PSA|PUBLIC STG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2294
PSA|PUBLIC STG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2280
PSA|PUBLIC STG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|398867
PSA|PUBLIC STG|CTDL|Citadel Derivatives Group Llc|13885
PSA|PUBLIC STG|CTLR|CUTLER GROUP, LP|1042
PSA|PUBLIC STG|CXCX|CITIGROUP GLOBAL MARKETS INC.|39912
PSA|PUBLIC STG|DADA|D.A. Davidson & Co.|227
PSA|PUBLIC STG|DAVA|Davenport & Company LLC|54
PSA|PUBLIC STG|DBAB|Deutsche Bank Securities Inc.|352802
PSA|PUBLIC STG|DBAX|Deutsche Bank Securities Inc.|171400
PSA|PUBLIC STG|DBUL|Deutsche Bank Securities Inc.|11401
PSA|PUBLIC STG|DCHF|Dart Executions, LLC|2124
PSA|PUBLIC STG|DEAN|MORGAN STANLEY|4179
PSA|PUBLIC STG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5539
PSA|PUBLIC STG|DREX|Drexel Hamilton, LLC|11372
PSA|PUBLIC STG|DRWK|DRW SECURITIES, L.L.C.|5286
PSA|PUBLIC STG|EBXL|EBX LLC|190600
PSA|PUBLIC STG|ECUT|CONVERGEX EXECUTION SOLUTIONS|1681
PSA|PUBLIC STG|EDJC|Edward Jones / CDS|128
PSA|PUBLIC STG|EDJO|Edward D. Jones & Co., L.P.|3205
PSA|PUBLIC STG|EGAM|CBOE TRADING, INC.|8843
PSA|PUBLIC STG|EGAW|CBOE TRADING, INC.|354
PSA|PUBLIC STG|EGMT|EG MARKET TECHNOLOGIES LLC|3679
PSA|PUBLIC STG|EGXM|CBOE TRADING, INC.|2056
PSA|PUBLIC STG|ESPO|ESPOSITO SECURITIES, LLC|148
PSA|PUBLIC STG|ETBE|Electronic Transaction Clearing, Inc.|1198
PSA|PUBLIC STG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
PSA|PUBLIC STG|ETCC|Electronic Transaction Clearing, Inc.|429
PSA|PUBLIC STG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50400
PSA|PUBLIC STG|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|723
PSA|PUBLIC STG|ETRS|E*Trade Securities LLC|13094
PSA|PUBLIC STG|FBSB|U.S. Bancorp Investments, Inc.|177
PSA|PUBLIC STG|FILL|Tradestation Securities, Inc.|406
PSA|PUBLIC STG|FINX|FINTECH SECURITIES|938
PSA|PUBLIC STG|FMAF|NBCN Inc./ CDS|10019
PSA|PUBLIC STG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8765
PSA|PUBLIC STG|FQLS|Quantlab Securities LP|174865
PSA|PUBLIC STG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64312
PSA|PUBLIC STG|FTBR|Foliofn Investments, Inc.|774
PSA|PUBLIC STG|GEBB|GLOBAL EXECUTION BROKERS, LP|4000
PSA|PUBLIC STG|GLIS|TD Securities Inc|5
PSA|PUBLIC STG|GLPX|ACS EXECUTION SERVICES, LLC|71384
PSA|PUBLIC STG|GNAV|GREEN STREET TRADING, LLC|4570
PSA|PUBLIC STG|GSCO|GOLDMAN SACHS & CO. LLC|1080376
PSA|PUBLIC STG|GSCS|GOLDMAN SACHS & CO. LLC|22073
PSA|PUBLIC STG|GSLT|GOLDMAN SACHS & CO. LLC|3060
PSA|PUBLIC STG|GTSZ|GTS SECURITIES LLC|94937
PSA|PUBLIC STG|HRBF|American Enterprise Investment Services Inc.|38487
PSA|PUBLIC STG|HSBC|HSBC Securities, Inc.|14604
PSA|PUBLIC STG|IATS|INTERACTIVE BROKERS LLC|6083
PSA|PUBLIC STG|IBKR|Interactive Brokers Llc|5869
PSA|PUBLIC STG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|116
PSA|PUBLIC STG|ICBX|INSTINET, LLC|73300
PSA|PUBLIC STG|IEQY|CITADEL SECURITIES LLC|136876
PSA|PUBLIC STG|INCA|INSTINET, LLC|251986
PSA|PUBLIC STG|INJX|INSTINET, LLC|3413
PSA|PUBLIC STG|INTL|INTL FCSTONE FINANCIAL INC.|1594
PSA|PUBLIC STG|ITGI|ITG Inc.|37609
PSA|PUBLIC STG|ITGP|ITG INC.|131200
PSA|PUBLIC STG|JANY|Janney Montgomery Scott Inc.|507
PSA|PUBLIC STG|JEFF|JEFFERIES LLC|90548
PSA|PUBLIC STG|JMPT|JUMP TRADING, LLC|53779
PSA|PUBLIC STG|JONE|JonesTrading|1531
PSA|PUBLIC STG|JPBX|J.P. MORGAN SECURITIES LLC|83900
PSA|PUBLIC STG|JPMX|J.P. Morgan Securities LLC|475301
PSA|PUBLIC STG|JSEB|JANE STREET EXECUTION SERVICES, LLC|668
PSA|PUBLIC STG|JSJX|JANE STREET CAPITAL LLC|35161
PSA|PUBLIC STG|KCGM|VIRTU Americas LLC|37676
PSA|PUBLIC STG|LEHM|Barclays Capital Inc./Le|491146
PSA|PUBLIC STG|LIME|Lime Brokerage LLC|20979
PSA|PUBLIC STG|LIWD|LIME BROKERAGE LLC|1
PSA|PUBLIC STG|LMNX|LUMINEX TRADING & ANALYTICS LLC|147520
PSA|PUBLIC STG|LOOP|Loop Capital Markets LLC|277
PSA|PUBLIC STG|LSCI|Lek Securities Corporation|46
PSA|PUBLIC STG|MACC|Mid Atlantic Capital Corporation|378
PSA|PUBLIC STG|MACQ|Macquarie Capital (USA) Inc.|300
PSA|PUBLIC STG|MAXM|Maxim Group LLC|263
PSA|PUBLIC STG|MCMF|Raymond James Ltd. Cds|105
PSA|PUBLIC STG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|255952
PSA|PUBLIC STG|MOTF|MOTIF INVESTING, INC.|16
PSA|PUBLIC STG|MPSG|E D & F Man Capital Markets Inc.|116
PSA|PUBLIC STG|MSCO|MORGAN STANLEY & CO. LLC|937125
PSA|PUBLIC STG|MSPL|MORGAN STANLEY & CO. LLC|171300
PSA|PUBLIC STG|MSTX|MORGAN STANLEY & CO. LLC|54700
PSA|PUBLIC STG|NEUB|NEUBERGER BERMAN BD LLC|764
PSA|PUBLIC STG|NFSC|National Financial Services LLC|69601
PSA|PUBLIC STG|NITE|VIRTU Americas LLC|200238
PSA|PUBLIC STG|NITP|VIRTU Americas LLC|301
PSA|PUBLIC STG|NQRB|Brut, LLC|2019
PSA|PUBLIC STG|NTBF|BMO Nesbitt Burns Inc./CDS|14
PSA|PUBLIC STG|NTRC|Northern Trust Securities, Inc.|305
PSA|PUBLIC STG|OHOS|TWO SIGMA SECURITIES, LLC|47395
PSA|PUBLIC STG|OPCO|Oppenheimer & Co. Inc.|366
PSA|PUBLIC STG|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|909
PSA|PUBLIC STG|PDQM|CODA MARKETS, INC.|266173
PSA|PUBLIC STG|PHLY|NASDAQ Execution Services, LLC|1800
PSA|PUBLIC STG|PICT|Pictet Overseas Inc.|341
PSA|PUBLIC STG|PWJC|UBS Financial Services, Inc.|115
PSA|PUBLIC STG|QMSR|QUATTRO M SECURITIES INC.|993
PSA|PUBLIC STG|RBCM|RBC CAPITAL MARKETS, LLC|5683
PSA|PUBLIC STG|RHCO|Suntrust Robinson Humphrey, Inc.|60
PSA|PUBLIC STG|SAGL|SAGETRADER, LLC|16682
PSA|PUBLIC STG|SAGW|SAGETRADER, LLC|2
PSA|PUBLIC STG|SALI|INTL FCSTONE FINANCIAL INC.|64
PSA|PUBLIC STG|SBSH|Citigroup Global Markets Inc.|143327
PSA|PUBLIC STG|SEIC|SEI Investments Distribution Co.|72
PSA|PUBLIC STG|SGMT|GOLDMAN SACHS & CO. LLC|126640
PSA|PUBLIC STG|SPDR|SPEEDROUTE LLC|18696
PSA|PUBLIC STG|SPHN|Stephens Inc.|186
PSA|PUBLIC STG|STFL|Stifel, Nicolaus & Company, Incorporated|4744
PSA|PUBLIC STG|STKP|STOCKPILE INVESTMENTS, INC.|50
PSA|PUBLIC STG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4129
PSA|PUBLIC STG|SWIM|TD Ameritrade, Inc.|7092
PSA|PUBLIC STG|SWST|Hilltop Securities Inc.|1335
PSA|PUBLIC STG|TKNG|ALLY INVEST SECURITIES LLC|2198
PSA|PUBLIC STG|TRBT|Tradebot Systems, Inc.|160908
PSA|PUBLIC STG|TRCM|TRC MARKETS LLC|108628
PSA|PUBLIC STG|UBSA|UBS SECURITIES LLC|604419
PSA|PUBLIC STG|UBSS|UBS Securities LLC|896939
PSA|PUBLIC STG|VALX|VIRTU AMERICAS LLC|23151
PSA|PUBLIC STG|VGRD|Vanguard Marketing Corporation|4715
PSA|PUBLIC STG|WABR|Wall Street Access|702
PSA|PUBLIC STG|WBET|Wallachbeth Capital LLC|1096
PSA|PUBLIC STG|WBPX|SUMMIT SECURITIES GROUP, LLC|5184
PSA|PUBLIC STG|WCHV|WELLS FARGO SECURITIES, LLC|58527
PSA|PUBLIC STG|WDNX|WEEDEN & CO.L.P.|542
PSA|PUBLIC STG|WEDB|WEDBUSH SECURITIES INC.|2035
PSA|PUBLIC STG|WEED|Weeden & Co.L.P.|3040
PSA|PUBLIC STG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18277
PSA|PUBLIC STG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21878
PSA|PUBLIC STG|WFPB|Wells Fargo Securities, LLC.|500
PSA|PUBLIC STG|WGIF|CIBC World Markets Inc.|502
PSA|PUBLIC STG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|490
PSA|PUBLIC STG|WSEA|WOLVERINE SECURITIES, LLC|1304
PSA|PUBLIC STG|XIST|INSTINET, LLC|12888
PSA|PUBLIC STG|XPQR|Jump Trading|7309
PSA|PUBLIC STG|XSTM|NATIONAL FINANCIAL SERVICES LLC|24378
PSA|PUBLIC STG|YKNA|COMHAR CAPITAL MARKETS, LLC|15916
PSA|PUBLIC STG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4850
PSA$A|PUBLIC STORAGE PFD A|BANK|Primevest Financial Services, Inc.|810
PSA$A|PUBLIC STORAGE PFD A|BARD|Robert W. Baird & Co. Incorporated|6
PSA$A|PUBLIC STORAGE PFD A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|327
PSA$A|PUBLIC STORAGE PFD A|BYXM|CBOE TRADING, INC.|133
PSA$A|PUBLIC STORAGE PFD A|CHAS|Charles Schwab & Co., Inc.|7
PSA$A|PUBLIC STORAGE PFD A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
PSA$A|PUBLIC STORAGE PFD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1315
PSA$A|PUBLIC STORAGE PFD A|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
PSA$A|PUBLIC STORAGE PFD A|DBAX|Deutsche Bank Securities Inc.|3700
PSA$A|PUBLIC STORAGE PFD A|DEAN|MORGAN STANLEY|9906
PSA$A|PUBLIC STORAGE PFD A|EBXL|EBX LLC|1300
PSA$A|PUBLIC STORAGE PFD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|3105
PSA$A|PUBLIC STORAGE PFD A|ETRS|E*Trade Securities LLC|5636
PSA$A|PUBLIC STORAGE PFD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|992
PSA$A|PUBLIC STORAGE PFD A|FTBR|Foliofn Investments, Inc.|67
PSA$A|PUBLIC STORAGE PFD A|GLPX|ACS EXECUTION SERVICES, LLC|504
PSA$A|PUBLIC STORAGE PFD A|GSCO|GOLDMAN SACHS & CO. LLC|500
PSA$A|PUBLIC STORAGE PFD A|GSLT|GOLDMAN SACHS & CO. LLC|24
PSA$A|PUBLIC STORAGE PFD A|GTSZ|GTS SECURITIES LLC|300
PSA$A|PUBLIC STORAGE PFD A|HRBF|American Enterprise Investment Services Inc.|1275
PSA$A|PUBLIC STORAGE PFD A|IATS|INTERACTIVE BROKERS LLC|600
PSA$A|PUBLIC STORAGE PFD A|IBKR|Interactive Brokers Llc|4300
PSA$A|PUBLIC STORAGE PFD A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|513
PSA$A|PUBLIC STORAGE PFD A|ICBX|INSTINET, LLC|2200
PSA$A|PUBLIC STORAGE PFD A|INCA|INSTINET, LLC|6207
PSA$A|PUBLIC STORAGE PFD A|INJX|INSTINET, LLC|200
PSA$A|PUBLIC STORAGE PFD A|ITGI|ITG Inc.|2048
PSA$A|PUBLIC STORAGE PFD A|JANY|Janney Montgomery Scott Inc.|13
PSA$A|PUBLIC STORAGE PFD A|JEFF|JEFFERIES LLC|962
PSA$A|PUBLIC STORAGE PFD A|LEHM|Barclays Capital Inc./Le|600
PSA$A|PUBLIC STORAGE PFD A|LIME|Lime Brokerage LLC|223
PSA$A|PUBLIC STORAGE PFD A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PSA$A|PUBLIC STORAGE PFD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PSA$A|PUBLIC STORAGE PFD A|MSCO|MORGAN STANLEY & CO. LLC|5662
PSA$A|PUBLIC STORAGE PFD A|NFSC|National Financial Services LLC|8445
PSA$A|PUBLIC STORAGE PFD A|NITE|VIRTU Americas LLC|39432
PSA$A|PUBLIC STORAGE PFD A|NITP|VIRTU Americas LLC|85
PSA$A|PUBLIC STORAGE PFD A|NQRB|Brut, LLC|700
PSA$A|PUBLIC STORAGE PFD A|OLDM|OLD MISSION CAPITAL, LLC|329
PSA$A|PUBLIC STORAGE PFD A|PDQM|CODA MARKETS, INC.|504
PSA$A|PUBLIC STORAGE PFD A|PWJC|UBS Financial Services, Inc.|34
PSA$A|PUBLIC STORAGE PFD A|RBCM|RBC CAPITAL MARKETS, LLC|581
PSA$A|PUBLIC STORAGE PFD A|SALI|INTL FCSTONE FINANCIAL INC.|1
PSA$A|PUBLIC STORAGE PFD A|SBSH|Citigroup Global Markets Inc.|29
PSA$A|PUBLIC STORAGE PFD A|SGMT|GOLDMAN SACHS & CO. LLC|200
PSA$A|PUBLIC STORAGE PFD A|SPDR|SPEEDROUTE LLC|1800
PSA$A|PUBLIC STORAGE PFD A|STFL|Stifel, Nicolaus & Company, Incorporated|468
PSA$A|PUBLIC STORAGE PFD A|SWIM|TD Ameritrade, Inc.|6100
PSA$A|PUBLIC STORAGE PFD A|SWST|Hilltop Securities Inc.|10
PSA$A|PUBLIC STORAGE PFD A|TRBT|Tradebot Systems, Inc.|871
PSA$A|PUBLIC STORAGE PFD A|UBSA|UBS SECURITIES LLC|3078
PSA$A|PUBLIC STORAGE PFD A|UBSS|UBS Securities LLC|7568
PSA$A|PUBLIC STORAGE PFD A|VGRD|Vanguard Marketing Corporation|912
PSA$A|PUBLIC STORAGE PFD A|WCHV|WELLS FARGO SECURITIES, LLC|8797
PSA$A|PUBLIC STORAGE PFD A|WEDB|WEDBUSH SECURITIES INC.|124
PSA$A|PUBLIC STORAGE PFD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|132
PSA$A|PUBLIC STORAGE PFD A|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
PSA$A|PUBLIC STORAGE PFD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5189
PSA$B|PUBLIC STORAGE 5.40|BARD|Robert W. Baird & Co. Incorporated|1131
PSA$B|PUBLIC STORAGE 5.40|BATM|CBOE TRADING, INC.|200
PSA$B|PUBLIC STORAGE 5.40|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1690
PSA$B|PUBLIC STORAGE 5.40|BTIG|BTIG, LLC|425
PSA$B|PUBLIC STORAGE 5.40|CIST|Capital Institutional Services, Inc.|700
PSA$B|PUBLIC STORAGE 5.40|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
PSA$B|PUBLIC STORAGE 5.40|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
PSA$B|PUBLIC STORAGE 5.40|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2164
PSA$B|PUBLIC STORAGE 5.40|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PSA$B|PUBLIC STORAGE 5.40|DBAX|Deutsche Bank Securities Inc.|1500
PSA$B|PUBLIC STORAGE 5.40|DEAN|MORGAN STANLEY|13455
PSA$B|PUBLIC STORAGE 5.40|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
PSA$B|PUBLIC STORAGE 5.40|EBXL|EBX LLC|11800
PSA$B|PUBLIC STORAGE 5.40|ECUT|CONVERGEX EXECUTION SOLUTIONS|32
PSA$B|PUBLIC STORAGE 5.40|EDJO|Edward D. Jones & Co., L.P.|780
PSA$B|PUBLIC STORAGE 5.40|ETRS|E*Trade Securities LLC|99
PSA$B|PUBLIC STORAGE 5.40|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|780
PSA$B|PUBLIC STORAGE 5.40|GTSZ|GTS SECURITIES LLC|100
PSA$B|PUBLIC STORAGE 5.40|HRBF|American Enterprise Investment Services Inc.|713
PSA$B|PUBLIC STORAGE 5.40|IATS|INTERACTIVE BROKERS LLC|100
PSA$B|PUBLIC STORAGE 5.40|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|710
PSA$B|PUBLIC STORAGE 5.40|ICBX|INSTINET, LLC|3895
PSA$B|PUBLIC STORAGE 5.40|INCA|INSTINET, LLC|10290
PSA$B|PUBLIC STORAGE 5.40|INJX|INSTINET, LLC|13400
PSA$B|PUBLIC STORAGE 5.40|ITGI|ITG Inc.|277
PSA$B|PUBLIC STORAGE 5.40|ITGP|ITG INC.|400
PSA$B|PUBLIC STORAGE 5.40|JEFF|JEFFERIES LLC|6202
PSA$B|PUBLIC STORAGE 5.40|JPMX|J.P. Morgan Securities LLC|400
PSA$B|PUBLIC STORAGE 5.40|KCGM|VIRTU Americas LLC|300
PSA$B|PUBLIC STORAGE 5.40|LEHM|Barclays Capital Inc./Le|600
PSA$B|PUBLIC STORAGE 5.40|LIME|Lime Brokerage LLC|100
PSA$B|PUBLIC STORAGE 5.40|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PSA$B|PUBLIC STORAGE 5.40|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5026
PSA$B|PUBLIC STORAGE 5.40|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5000
PSA$B|PUBLIC STORAGE 5.40|MSCO|MORGAN STANLEY & CO. LLC|2720
PSA$B|PUBLIC STORAGE 5.40|MSPL|MORGAN STANLEY & CO. LLC|2200
PSA$B|PUBLIC STORAGE 5.40|NFSC|National Financial Services LLC|14240
PSA$B|PUBLIC STORAGE 5.40|NITE|VIRTU Americas LLC|33219
PSA$B|PUBLIC STORAGE 5.40|NQRB|Brut, LLC|300
PSA$B|PUBLIC STORAGE 5.40|OPCO|Oppenheimer & Co. Inc.|100
PSA$B|PUBLIC STORAGE 5.40|OTAA|OTA LLC|200
PSA$B|PUBLIC STORAGE 5.40|PWJC|UBS Financial Services, Inc.|4444
PSA$B|PUBLIC STORAGE 5.40|RBCM|RBC CAPITAL MARKETS, LLC|8271
PSA$B|PUBLIC STORAGE 5.40|SALI|INTL FCSTONE FINANCIAL INC.|2
PSA$B|PUBLIC STORAGE 5.40|SBSH|Citigroup Global Markets Inc.|2520
PSA$B|PUBLIC STORAGE 5.40|SGMT|GOLDMAN SACHS & CO. LLC|400
PSA$B|PUBLIC STORAGE 5.40|STFL|Stifel, Nicolaus & Company, Incorporated|913
PSA$B|PUBLIC STORAGE 5.40|SWIM|TD Ameritrade, Inc.|2050
PSA$B|PUBLIC STORAGE 5.40|SWST|Hilltop Securities Inc.|56
PSA$B|PUBLIC STORAGE 5.40|TRBT|Tradebot Systems, Inc.|500
PSA$B|PUBLIC STORAGE 5.40|UBSA|UBS SECURITIES LLC|3262
PSA$B|PUBLIC STORAGE 5.40|UBSS|UBS Securities LLC|11818
PSA$B|PUBLIC STORAGE 5.40|VGRD|Vanguard Marketing Corporation|446
PSA$B|PUBLIC STORAGE 5.40|WCHV|WELLS FARGO SECURITIES, LLC|19640
PSA$B|PUBLIC STORAGE 5.40|WEXX|WOLVERINE EXECUTION SERVICES, LLC|367
PSA$B|PUBLIC STORAGE 5.40|XSTM|NATIONAL FINANCIAL SERVICES LLC|1270
PSA$B|PUBLIC STORAGE 5.40|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7272
PSA$C|PUBLIC STORAGE 5.125|AGIS|Aegis Capital Corp.|8400
PSA$C|PUBLIC STORAGE 5.125|BATM|CBOE TRADING, INC.|42
PSA$C|PUBLIC STORAGE 5.125|BAYC|BAY CREST PARTNERS, LLC|250
PSA$C|PUBLIC STORAGE 5.125|BBNT|BB&T SECURITIES, LLC|194
PSA$C|PUBLIC STORAGE 5.125|BERN|Sanford C. Bernstein & Co., LLC|600
PSA$C|PUBLIC STORAGE 5.125|BKMM|BNY MELLON CAPITAL MARKETS, LLC|572
PSA$C|PUBLIC STORAGE 5.125|BTIG|BTIG, LLC|200
PSA$C|PUBLIC STORAGE 5.125|BYXM|CBOE TRADING, INC.|100
PSA$C|PUBLIC STORAGE 5.125|CHAS|Charles Schwab & Co., Inc.|150
PSA$C|PUBLIC STORAGE 5.125|CIST|Capital Institutional Services, Inc.|1900
PSA$C|PUBLIC STORAGE 5.125|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|871
PSA$C|PUBLIC STORAGE 5.125|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
PSA$C|PUBLIC STORAGE 5.125|DBAX|Deutsche Bank Securities Inc.|900
PSA$C|PUBLIC STORAGE 5.125|DEAN|MORGAN STANLEY|8983
PSA$C|PUBLIC STORAGE 5.125|DEGS|RONIN PROFESSIONAL LLC|61
PSA$C|PUBLIC STORAGE 5.125|EBXL|EBX LLC|1200
PSA$C|PUBLIC STORAGE 5.125|ECUT|CONVERGEX EXECUTION SOLUTIONS|43
PSA$C|PUBLIC STORAGE 5.125|EDJO|Edward D. Jones & Co., L.P.|154
PSA$C|PUBLIC STORAGE 5.125|EGAM|CBOE TRADING, INC.|100
PSA$C|PUBLIC STORAGE 5.125|ETRS|E*Trade Securities LLC|3675
PSA$C|PUBLIC STORAGE 5.125|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2429
PSA$C|PUBLIC STORAGE 5.125|GLPX|ACS EXECUTION SERVICES, LLC|713
PSA$C|PUBLIC STORAGE 5.125|HRBF|American Enterprise Investment Services Inc.|4464
PSA$C|PUBLIC STORAGE 5.125|IATS|INTERACTIVE BROKERS LLC|600
PSA$C|PUBLIC STORAGE 5.125|IBKR|Interactive Brokers Llc|1900
PSA$C|PUBLIC STORAGE 5.125|INCA|INSTINET, LLC|1407
PSA$C|PUBLIC STORAGE 5.125|ITGP|ITG INC.|200
PSA$C|PUBLIC STORAGE 5.125|KCGM|VIRTU Americas LLC|814
PSA$C|PUBLIC STORAGE 5.125|LIME|Lime Brokerage LLC|632
PSA$C|PUBLIC STORAGE 5.125|MSCO|MORGAN STANLEY & CO. LLC|1771
PSA$C|PUBLIC STORAGE 5.125|NFSC|National Financial Services LLC|15530
PSA$C|PUBLIC STORAGE 5.125|NITE|VIRTU Americas LLC|35725
PSA$C|PUBLIC STORAGE 5.125|NQRB|Brut, LLC|318
PSA$C|PUBLIC STORAGE 5.125|OLDM|OLD MISSION CAPITAL, LLC|24
PSA$C|PUBLIC STORAGE 5.125|PDQM|CODA MARKETS, INC.|2027
PSA$C|PUBLIC STORAGE 5.125|PWJC|UBS Financial Services, Inc.|1536
PSA$C|PUBLIC STORAGE 5.125|RBCM|RBC CAPITAL MARKETS, LLC|4967
PSA$C|PUBLIC STORAGE 5.125|SALI|INTL FCSTONE FINANCIAL INC.|10
PSA$C|PUBLIC STORAGE 5.125|SGMT|GOLDMAN SACHS & CO. LLC|200
PSA$C|PUBLIC STORAGE 5.125|SPDR|SPEEDROUTE LLC|500
PSA$C|PUBLIC STORAGE 5.125|STFL|Stifel, Nicolaus & Company, Incorporated|416
PSA$C|PUBLIC STORAGE 5.125|SWIM|TD Ameritrade, Inc.|6844
PSA$C|PUBLIC STORAGE 5.125|SWST|Hilltop Securities Inc.|30
PSA$C|PUBLIC STORAGE 5.125|UBSA|UBS SECURITIES LLC|5264
PSA$C|PUBLIC STORAGE 5.125|UBSS|UBS Securities LLC|12700
PSA$C|PUBLIC STORAGE 5.125|VGRD|Vanguard Marketing Corporation|3195
PSA$C|PUBLIC STORAGE 5.125|WCHV|WELLS FARGO SECURITIES, LLC|6357
PSA$C|PUBLIC STORAGE 5.125|WEDB|WEDBUSH SECURITIES INC.|400
PSA$C|PUBLIC STORAGE 5.125|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
PSA$C|PUBLIC STORAGE 5.125|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13862
PSA$D|PUBLIC STORAGE 4.95|AGIS|Aegis Capital Corp.|2000
PSA$D|PUBLIC STORAGE 4.95|APCC|Apex Clearing Corporation|100
PSA$D|PUBLIC STORAGE 4.95|BARD|Robert W. Baird & Co. Incorporated|11
PSA$D|PUBLIC STORAGE 4.95|BATM|CBOE TRADING, INC.|200
PSA$D|PUBLIC STORAGE 4.95|BKMM|BNY MELLON CAPITAL MARKETS, LLC|623
PSA$D|PUBLIC STORAGE 4.95|CHAS|Charles Schwab & Co., Inc.|26
PSA$D|PUBLIC STORAGE 4.95|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6687
PSA$D|PUBLIC STORAGE 4.95|CXCX|CITIGROUP GLOBAL MARKETS INC.|2164
PSA$D|PUBLIC STORAGE 4.95|DADA|D.A. Davidson & Co.|900
PSA$D|PUBLIC STORAGE 4.95|DAVA|Davenport & Company LLC|100
PSA$D|PUBLIC STORAGE 4.95|DBAX|Deutsche Bank Securities Inc.|3400
PSA$D|PUBLIC STORAGE 4.95|DEAN|MORGAN STANLEY|5723
PSA$D|PUBLIC STORAGE 4.95|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|804
PSA$D|PUBLIC STORAGE 4.95|EBXL|EBX LLC|24000
PSA$D|PUBLIC STORAGE 4.95|EDJO|Edward D. Jones & Co., L.P.|703
PSA$D|PUBLIC STORAGE 4.95|ETRS|E*Trade Securities LLC|947
PSA$D|PUBLIC STORAGE 4.95|GLPX|ACS EXECUTION SERVICES, LLC|900
PSA$D|PUBLIC STORAGE 4.95|GSCO|GOLDMAN SACHS & CO. LLC|4095
PSA$D|PUBLIC STORAGE 4.95|GSLT|GOLDMAN SACHS & CO. LLC|789
PSA$D|PUBLIC STORAGE 4.95|HRBF|American Enterprise Investment Services Inc.|6613
PSA$D|PUBLIC STORAGE 4.95|IBKR|Interactive Brokers Llc|582
PSA$D|PUBLIC STORAGE 4.95|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|494
PSA$D|PUBLIC STORAGE 4.95|ICBX|INSTINET, LLC|2300
PSA$D|PUBLIC STORAGE 4.95|INCA|INSTINET, LLC|17101
PSA$D|PUBLIC STORAGE 4.95|INJX|INSTINET, LLC|700
PSA$D|PUBLIC STORAGE 4.95|ITGI|ITG Inc.|418
PSA$D|PUBLIC STORAGE 4.95|ITGP|ITG INC.|200
PSA$D|PUBLIC STORAGE 4.95|JANY|Janney Montgomery Scott Inc.|1100
PSA$D|PUBLIC STORAGE 4.95|JEFF|JEFFERIES LLC|900
PSA$D|PUBLIC STORAGE 4.95|JPMX|J.P. Morgan Securities LLC|802
PSA$D|PUBLIC STORAGE 4.95|JSEB|JANE STREET EXECUTION SERVICES, LLC|720
PSA$D|PUBLIC STORAGE 4.95|KCGM|VIRTU Americas LLC|600
PSA$D|PUBLIC STORAGE 4.95|LEHM|Barclays Capital Inc./Le|5000
PSA$D|PUBLIC STORAGE 4.95|LIME|Lime Brokerage LLC|288
PSA$D|PUBLIC STORAGE 4.95|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PSA$D|PUBLIC STORAGE 4.95|MAXM|Maxim Group LLC|6136
PSA$D|PUBLIC STORAGE 4.95|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
PSA$D|PUBLIC STORAGE 4.95|MSCO|MORGAN STANLEY & CO. LLC|3048
PSA$D|PUBLIC STORAGE 4.95|MSPL|MORGAN STANLEY & CO. LLC|300
PSA$D|PUBLIC STORAGE 4.95|NEUB|NEUBERGER BERMAN BD LLC|50
PSA$D|PUBLIC STORAGE 4.95|NFSC|National Financial Services LLC|43963
PSA$D|PUBLIC STORAGE 4.95|NITE|VIRTU Americas LLC|56822
PSA$D|PUBLIC STORAGE 4.95|NQRB|Brut, LLC|1928
PSA$D|PUBLIC STORAGE 4.95|OLDM|OLD MISSION CAPITAL, LLC|450
PSA$D|PUBLIC STORAGE 4.95|OPCO|Oppenheimer & Co. Inc.|10017
PSA$D|PUBLIC STORAGE 4.95|PDQM|CODA MARKETS, INC.|900
PSA$D|PUBLIC STORAGE 4.95|PWJC|UBS Financial Services, Inc.|3876
PSA$D|PUBLIC STORAGE 4.95|RBCM|RBC CAPITAL MARKETS, LLC|534
PSA$D|PUBLIC STORAGE 4.95|SBSH|Citigroup Global Markets Inc.|4
PSA$D|PUBLIC STORAGE 4.95|SGMT|GOLDMAN SACHS & CO. LLC|4327
PSA$D|PUBLIC STORAGE 4.95|SPDR|SPEEDROUTE LLC|1100
PSA$D|PUBLIC STORAGE 4.95|SPHN|Stephens Inc.|43
PSA$D|PUBLIC STORAGE 4.95|STFL|Stifel, Nicolaus & Company, Incorporated|791
PSA$D|PUBLIC STORAGE 4.95|SWIM|TD Ameritrade, Inc.|3528
PSA$D|PUBLIC STORAGE 4.95|SWST|Hilltop Securities Inc.|4360
PSA$D|PUBLIC STORAGE 4.95|TRBT|Tradebot Systems, Inc.|1008
PSA$D|PUBLIC STORAGE 4.95|UBSA|UBS SECURITIES LLC|9036
PSA$D|PUBLIC STORAGE 4.95|UBSS|UBS Securities LLC|8667
PSA$D|PUBLIC STORAGE 4.95|VGRD|Vanguard Marketing Corporation|2661
PSA$D|PUBLIC STORAGE 4.95|WCHV|WELLS FARGO SECURITIES, LLC|34606
PSA$D|PUBLIC STORAGE 4.95|WEDB|WEDBUSH SECURITIES INC.|259
PSA$D|PUBLIC STORAGE 4.95|WEXX|WOLVERINE EXECUTION SERVICES, LLC|533
PSA$D|PUBLIC STORAGE 4.95|XSTM|NATIONAL FINANCIAL SERVICES LLC|11200
PSA$D|PUBLIC STORAGE 4.95|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6735
PSA$E|PUBLIC STORAGE 4.9|AGIS|Aegis Capital Corp.|3793
PSA$E|PUBLIC STORAGE 4.9|BARD|Robert W. Baird & Co. Incorporated|500
PSA$E|PUBLIC STORAGE 4.9|BATM|CBOE TRADING, INC.|121
PSA$E|PUBLIC STORAGE 4.9|BBNT|BB&T SECURITIES, LLC|6
PSA$E|PUBLIC STORAGE 4.9|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3189
PSA$E|PUBLIC STORAGE 4.9|BOKI|BOK FINANCIAL SECURITIES, INC.|25000
PSA$E|PUBLIC STORAGE 4.9|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|303
PSA$E|PUBLIC STORAGE 4.9|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6513
PSA$E|PUBLIC STORAGE 4.9|CXCX|CITIGROUP GLOBAL MARKETS INC.|16014
PSA$E|PUBLIC STORAGE 4.9|DAVA|Davenport & Company LLC|2375
PSA$E|PUBLIC STORAGE 4.9|DBAX|Deutsche Bank Securities Inc.|4100
PSA$E|PUBLIC STORAGE 4.9|DEAN|MORGAN STANLEY|26752
PSA$E|PUBLIC STORAGE 4.9|EBXL|EBX LLC|7400
PSA$E|PUBLIC STORAGE 4.9|EDJO|Edward D. Jones & Co., L.P.|14456
PSA$E|PUBLIC STORAGE 4.9|EGAM|CBOE TRADING, INC.|400
PSA$E|PUBLIC STORAGE 4.9|EGXM|CBOE TRADING, INC.|200
PSA$E|PUBLIC STORAGE 4.9|ETRS|E*Trade Securities LLC|2243
PSA$E|PUBLIC STORAGE 4.9|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1067
PSA$E|PUBLIC STORAGE 4.9|FTBR|Foliofn Investments, Inc.|20
PSA$E|PUBLIC STORAGE 4.9|GLPX|ACS EXECUTION SERVICES, LLC|1672
PSA$E|PUBLIC STORAGE 4.9|GSCO|GOLDMAN SACHS & CO. LLC|228
PSA$E|PUBLIC STORAGE 4.9|GSLT|GOLDMAN SACHS & CO. LLC|718
PSA$E|PUBLIC STORAGE 4.9|GTSZ|GTS SECURITIES LLC|1021
PSA$E|PUBLIC STORAGE 4.9|HRBF|American Enterprise Investment Services Inc.|11869
PSA$E|PUBLIC STORAGE 4.9|IBKR|Interactive Brokers Llc|754
PSA$E|PUBLIC STORAGE 4.9|ICBX|INSTINET, LLC|700
PSA$E|PUBLIC STORAGE 4.9|INCA|INSTINET, LLC|1293
PSA$E|PUBLIC STORAGE 4.9|ITGP|ITG INC.|1200
PSA$E|PUBLIC STORAGE 4.9|JANY|Janney Montgomery Scott Inc.|4320
PSA$E|PUBLIC STORAGE 4.9|JEFF|JEFFERIES LLC|1000
PSA$E|PUBLIC STORAGE 4.9|JPMX|J.P. Morgan Securities LLC|1600
PSA$E|PUBLIC STORAGE 4.9|KCGM|VIRTU Americas LLC|300
PSA$E|PUBLIC STORAGE 4.9|LEHM|Barclays Capital Inc./Le|3000
PSA$E|PUBLIC STORAGE 4.9|LIME|Lime Brokerage LLC|518
PSA$E|PUBLIC STORAGE 4.9|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PSA$E|PUBLIC STORAGE 4.9|MAXM|Maxim Group LLC|16433
PSA$E|PUBLIC STORAGE 4.9|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
PSA$E|PUBLIC STORAGE 4.9|MSCO|MORGAN STANLEY & CO. LLC|7404
PSA$E|PUBLIC STORAGE 4.9|MSPL|MORGAN STANLEY & CO. LLC|900
PSA$E|PUBLIC STORAGE 4.9|NFSC|National Financial Services LLC|40377
PSA$E|PUBLIC STORAGE 4.9|NITE|VIRTU Americas LLC|74614
PSA$E|PUBLIC STORAGE 4.9|NQRB|Brut, LLC|2282
PSA$E|PUBLIC STORAGE 4.9|OLDM|OLD MISSION CAPITAL, LLC|950
PSA$E|PUBLIC STORAGE 4.9|OPCO|Oppenheimer & Co. Inc.|12150
PSA$E|PUBLIC STORAGE 4.9|PDQM|CODA MARKETS, INC.|2572
PSA$E|PUBLIC STORAGE 4.9|PWJC|UBS Financial Services, Inc.|1000
PSA$E|PUBLIC STORAGE 4.9|RBCM|RBC CAPITAL MARKETS, LLC|1087
PSA$E|PUBLIC STORAGE 4.9|SGMT|GOLDMAN SACHS & CO. LLC|765
PSA$E|PUBLIC STORAGE 4.9|SPDR|SPEEDROUTE LLC|500
PSA$E|PUBLIC STORAGE 4.9|STFL|Stifel, Nicolaus & Company, Incorporated|611
PSA$E|PUBLIC STORAGE 4.9|SWIM|TD Ameritrade, Inc.|7830
PSA$E|PUBLIC STORAGE 4.9|TRBT|Tradebot Systems, Inc.|1642
PSA$E|PUBLIC STORAGE 4.9|UBSA|UBS SECURITIES LLC|10325
PSA$E|PUBLIC STORAGE 4.9|UBSS|UBS Securities LLC|24787
PSA$E|PUBLIC STORAGE 4.9|VGRD|Vanguard Marketing Corporation|1550
PSA$E|PUBLIC STORAGE 4.9|WCHV|WELLS FARGO SECURITIES, LLC|75311
PSA$E|PUBLIC STORAGE 4.9|WEXX|WOLVERINE EXECUTION SERVICES, LLC|265
PSA$E|PUBLIC STORAGE 4.9|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
PSA$E|PUBLIC STORAGE 4.9|YKNA|COMHAR CAPITAL MARKETS, LLC|200
PSA$E|PUBLIC STORAGE 4.9|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1479
PSA$F|PUBLIC STORAGE PFD F|AGIS|Aegis Capital Corp.|9000
PSA$F|PUBLIC STORAGE PFD F|APCC|Apex Clearing Corporation|2
PSA$F|PUBLIC STORAGE PFD F|BANK|Primevest Financial Services, Inc.|18
PSA$F|PUBLIC STORAGE PFD F|BARD|Robert W. Baird & Co. Incorporated|3243
PSA$F|PUBLIC STORAGE PFD F|BATM|CBOE TRADING, INC.|400
PSA$F|PUBLIC STORAGE PFD F|BBNT|BB&T SECURITIES, LLC|2091
PSA$F|PUBLIC STORAGE PFD F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1176
PSA$F|PUBLIC STORAGE PFD F|BYXM|CBOE TRADING, INC.|100
PSA$F|PUBLIC STORAGE PFD F|CHAS|Charles Schwab & Co., Inc.|101
PSA$F|PUBLIC STORAGE PFD F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8197
PSA$F|PUBLIC STORAGE PFD F|CXCX|CITIGROUP GLOBAL MARKETS INC.|8390
PSA$F|PUBLIC STORAGE PFD F|DBAX|Deutsche Bank Securities Inc.|2300
PSA$F|PUBLIC STORAGE PFD F|DEAN|MORGAN STANLEY|23721
PSA$F|PUBLIC STORAGE PFD F|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2463
PSA$F|PUBLIC STORAGE PFD F|EBXL|EBX LLC|3900
PSA$F|PUBLIC STORAGE PFD F|ECUT|CONVERGEX EXECUTION SOLUTIONS|1725
PSA$F|PUBLIC STORAGE PFD F|EDJO|Edward D. Jones & Co., L.P.|6950
PSA$F|PUBLIC STORAGE PFD F|ETRS|E*Trade Securities LLC|1960
PSA$F|PUBLIC STORAGE PFD F|FILL|Tradestation Securities, Inc.|2419
PSA$F|PUBLIC STORAGE PFD F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|654
PSA$F|PUBLIC STORAGE PFD F|GLPX|ACS EXECUTION SERVICES, LLC|361
PSA$F|PUBLIC STORAGE PFD F|GSCO|GOLDMAN SACHS & CO. LLC|1000
PSA$F|PUBLIC STORAGE PFD F|GTSZ|GTS SECURITIES LLC|535
PSA$F|PUBLIC STORAGE PFD F|HRBF|American Enterprise Investment Services Inc.|7060
PSA$F|PUBLIC STORAGE PFD F|IATS|INTERACTIVE BROKERS LLC|2492
PSA$F|PUBLIC STORAGE PFD F|IBKR|Interactive Brokers Llc|900
PSA$F|PUBLIC STORAGE PFD F|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|225
PSA$F|PUBLIC STORAGE PFD F|ICBX|INSTINET, LLC|426
PSA$F|PUBLIC STORAGE PFD F|INCA|INSTINET, LLC|986
PSA$F|PUBLIC STORAGE PFD F|INJX|INSTINET, LLC|395
PSA$F|PUBLIC STORAGE PFD F|ITGI|ITG Inc.|111
PSA$F|PUBLIC STORAGE PFD F|JANY|Janney Montgomery Scott Inc.|500
PSA$F|PUBLIC STORAGE PFD F|JEFF|JEFFERIES LLC|100
PSA$F|PUBLIC STORAGE PFD F|JPMX|J.P. Morgan Securities LLC|3600
PSA$F|PUBLIC STORAGE PFD F|JSEB|JANE STREET EXECUTION SERVICES, LLC|992
PSA$F|PUBLIC STORAGE PFD F|KCGM|VIRTU Americas LLC|200
PSA$F|PUBLIC STORAGE PFD F|LEHM|Barclays Capital Inc./Le|2600
PSA$F|PUBLIC STORAGE PFD F|LIME|Lime Brokerage LLC|488
PSA$F|PUBLIC STORAGE PFD F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6346
PSA$F|PUBLIC STORAGE PFD F|MSCO|MORGAN STANLEY & CO. LLC|7781
PSA$F|PUBLIC STORAGE PFD F|MSPL|MORGAN STANLEY & CO. LLC|200
PSA$F|PUBLIC STORAGE PFD F|NFSC|National Financial Services LLC|28975
PSA$F|PUBLIC STORAGE PFD F|NITE|VIRTU Americas LLC|62505
PSA$F|PUBLIC STORAGE PFD F|NQRB|Brut, LLC|197
PSA$F|PUBLIC STORAGE PFD F|OPCO|Oppenheimer & Co. Inc.|206
PSA$F|PUBLIC STORAGE PFD F|OTAA|OTA LLC|200
PSA$F|PUBLIC STORAGE PFD F|PDQM|CODA MARKETS, INC.|361
PSA$F|PUBLIC STORAGE PFD F|PWJC|UBS Financial Services, Inc.|5487
PSA$F|PUBLIC STORAGE PFD F|RBCM|RBC CAPITAL MARKETS, LLC|3586
PSA$F|PUBLIC STORAGE PFD F|SALI|INTL FCSTONE FINANCIAL INC.|1
PSA$F|PUBLIC STORAGE PFD F|SBSH|Citigroup Global Markets Inc.|47
PSA$F|PUBLIC STORAGE PFD F|SGMT|GOLDMAN SACHS & CO. LLC|199
PSA$F|PUBLIC STORAGE PFD F|SPDR|SPEEDROUTE LLC|700
PSA$F|PUBLIC STORAGE PFD F|SPHN|Stephens Inc.|400
PSA$F|PUBLIC STORAGE PFD F|STFL|Stifel, Nicolaus & Company, Incorporated|3181
PSA$F|PUBLIC STORAGE PFD F|SWIM|TD Ameritrade, Inc.|38222
PSA$F|PUBLIC STORAGE PFD F|SWST|Hilltop Securities Inc.|4
PSA$F|PUBLIC STORAGE PFD F|TRBT|Tradebot Systems, Inc.|870
PSA$F|PUBLIC STORAGE PFD F|UBSA|UBS SECURITIES LLC|8056
PSA$F|PUBLIC STORAGE PFD F|UBSS|UBS Securities LLC|19203
PSA$F|PUBLIC STORAGE PFD F|VGRD|Vanguard Marketing Corporation|4149
PSA$F|PUBLIC STORAGE PFD F|WCHV|WELLS FARGO SECURITIES, LLC|74002
PSA$F|PUBLIC STORAGE PFD F|WEDB|WEDBUSH SECURITIES INC.|500
PSA$F|PUBLIC STORAGE PFD F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|263
PSA$F|PUBLIC STORAGE PFD F|WSEA|WOLVERINE SECURITIES, LLC|250
PSA$F|PUBLIC STORAGE PFD F|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
PSA$F|PUBLIC STORAGE PFD F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7506
PSA$G|PUBLIC STORAGE SER G|AGIS|Aegis Capital Corp.|4800
PSA$G|PUBLIC STORAGE SER G|BARD|Robert W. Baird & Co. Incorporated|800
PSA$G|PUBLIC STORAGE SER G|BBNT|BB&T SECURITIES, LLC|763
PSA$G|PUBLIC STORAGE SER G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1256
PSA$G|PUBLIC STORAGE SER G|CHAS|Charles Schwab & Co., Inc.|67
PSA$G|PUBLIC STORAGE SER G|CIST|Capital Institutional Services, Inc.|100
PSA$G|PUBLIC STORAGE SER G|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|533
PSA$G|PUBLIC STORAGE SER G|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8895
PSA$G|PUBLIC STORAGE SER G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5853
PSA$G|PUBLIC STORAGE SER G|CXCX|CITIGROUP GLOBAL MARKETS INC.|2284
PSA$G|PUBLIC STORAGE SER G|DAVA|Davenport & Company LLC|102
PSA$G|PUBLIC STORAGE SER G|DBAX|Deutsche Bank Securities Inc.|4200
PSA$G|PUBLIC STORAGE SER G|DEAN|MORGAN STANLEY|16801
PSA$G|PUBLIC STORAGE SER G|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
PSA$G|PUBLIC STORAGE SER G|EBXL|EBX LLC|7800
PSA$G|PUBLIC STORAGE SER G|ECUT|CONVERGEX EXECUTION SOLUTIONS|890
PSA$G|PUBLIC STORAGE SER G|EDJO|Edward D. Jones & Co., L.P.|2004
PSA$G|PUBLIC STORAGE SER G|ETRS|E*Trade Securities LLC|6174
PSA$G|PUBLIC STORAGE SER G|FBRC|B. RILEY FBR, INC.|4800
PSA$G|PUBLIC STORAGE SER G|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|503
PSA$G|PUBLIC STORAGE SER G|GLPX|ACS EXECUTION SERVICES, LLC|200
PSA$G|PUBLIC STORAGE SER G|GSCO|GOLDMAN SACHS & CO. LLC|17415
PSA$G|PUBLIC STORAGE SER G|GSCS|GOLDMAN SACHS & CO. LLC|700
PSA$G|PUBLIC STORAGE SER G|GTSZ|GTS SECURITIES LLC|863
PSA$G|PUBLIC STORAGE SER G|HRBF|American Enterprise Investment Services Inc.|3255
PSA$G|PUBLIC STORAGE SER G|IATS|INTERACTIVE BROKERS LLC|200
PSA$G|PUBLIC STORAGE SER G|IBKR|Interactive Brokers Llc|2259
PSA$G|PUBLIC STORAGE SER G|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|179
PSA$G|PUBLIC STORAGE SER G|ICBX|INSTINET, LLC|12700
PSA$G|PUBLIC STORAGE SER G|INCA|INSTINET, LLC|4319
PSA$G|PUBLIC STORAGE SER G|INJX|INSTINET, LLC|1041
PSA$G|PUBLIC STORAGE SER G|ITGI|ITG Inc.|168
PSA$G|PUBLIC STORAGE SER G|ITGP|ITG INC.|200
PSA$G|PUBLIC STORAGE SER G|JANY|Janney Montgomery Scott Inc.|7800
PSA$G|PUBLIC STORAGE SER G|JPMX|J.P. Morgan Securities LLC|3200
PSA$G|PUBLIC STORAGE SER G|JSEB|JANE STREET EXECUTION SERVICES, LLC|1072
PSA$G|PUBLIC STORAGE SER G|KCGM|VIRTU Americas LLC|800
PSA$G|PUBLIC STORAGE SER G|LEHM|Barclays Capital Inc./Le|2200
PSA$G|PUBLIC STORAGE SER G|LIME|Lime Brokerage LLC|1478
PSA$G|PUBLIC STORAGE SER G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24940
PSA$G|PUBLIC STORAGE SER G|MSCO|MORGAN STANLEY & CO. LLC|6947
PSA$G|PUBLIC STORAGE SER G|NFSC|National Financial Services LLC|20049
PSA$G|PUBLIC STORAGE SER G|NITE|VIRTU Americas LLC|55182
PSA$G|PUBLIC STORAGE SER G|NITP|VIRTU Americas LLC|155
PSA$G|PUBLIC STORAGE SER G|OPCO|Oppenheimer & Co. Inc.|1400
PSA$G|PUBLIC STORAGE SER G|PDQM|CODA MARKETS, INC.|500
PSA$G|PUBLIC STORAGE SER G|PWJC|UBS Financial Services, Inc.|1736
PSA$G|PUBLIC STORAGE SER G|RBCM|RBC CAPITAL MARKETS, LLC|2262
PSA$G|PUBLIC STORAGE SER G|SBSH|Citigroup Global Markets Inc.|100
PSA$G|PUBLIC STORAGE SER G|SGMT|GOLDMAN SACHS & CO. LLC|4912
PSA$G|PUBLIC STORAGE SER G|SPDR|SPEEDROUTE LLC|1300
PSA$G|PUBLIC STORAGE SER G|STFL|Stifel, Nicolaus & Company, Incorporated|25
PSA$G|PUBLIC STORAGE SER G|SWIM|TD Ameritrade, Inc.|1053
PSA$G|PUBLIC STORAGE SER G|SWST|Hilltop Securities Inc.|1372
PSA$G|PUBLIC STORAGE SER G|TRBT|Tradebot Systems, Inc.|1900
PSA$G|PUBLIC STORAGE SER G|UBSA|UBS SECURITIES LLC|18349
PSA$G|PUBLIC STORAGE SER G|UBSS|UBS Securities LLC|8594
PSA$G|PUBLIC STORAGE SER G|VGRD|Vanguard Marketing Corporation|3259
PSA$G|PUBLIC STORAGE SER G|WCHV|WELLS FARGO SECURITIES, LLC|55349
PSA$G|PUBLIC STORAGE SER G|WEDB|WEDBUSH SECURITIES INC.|91
PSA$G|PUBLIC STORAGE SER G|WEXX|WOLVERINE EXECUTION SERVICES, LLC|344
PSA$G|PUBLIC STORAGE SER G|XSTM|NATIONAL FINANCIAL SERVICES LLC|7078
PSA$G|PUBLIC STORAGE SER G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3169
PSA$U|PUBLIC STORAGE|APCC|Apex Clearing Corporation|32
PSA$U|PUBLIC STORAGE|BARD|Robert W. Baird & Co. Incorporated|2110
PSA$U|PUBLIC STORAGE|BBNT|BB&T SECURITIES, LLC|3
PSA$U|PUBLIC STORAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|850
PSA$U|PUBLIC STORAGE|CANT|Cantor Fitzgerald & Co.|335615
PSA$U|PUBLIC STORAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103
PSA$U|PUBLIC STORAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2410
PSA$U|PUBLIC STORAGE|DBAX|Deutsche Bank Securities Inc.|700
PSA$U|PUBLIC STORAGE|DEAN|MORGAN STANLEY|4672
PSA$U|PUBLIC STORAGE|EBXL|EBX LLC|1400
PSA$U|PUBLIC STORAGE|EDJO|Edward D. Jones & Co., L.P.|98
PSA$U|PUBLIC STORAGE|ETRS|E*Trade Securities LLC|406
PSA$U|PUBLIC STORAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
PSA$U|PUBLIC STORAGE|GSCO|GOLDMAN SACHS & CO. LLC|200
PSA$U|PUBLIC STORAGE|GSLT|GOLDMAN SACHS & CO. LLC|555
PSA$U|PUBLIC STORAGE|GTSZ|GTS SECURITIES LLC|200
PSA$U|PUBLIC STORAGE|HRBF|American Enterprise Investment Services Inc.|13224
PSA$U|PUBLIC STORAGE|IATS|INTERACTIVE BROKERS LLC|450
PSA$U|PUBLIC STORAGE|IBKR|Interactive Brokers Llc|5054
PSA$U|PUBLIC STORAGE|ICBX|INSTINET, LLC|1600
PSA$U|PUBLIC STORAGE|INCA|INSTINET, LLC|1400
PSA$U|PUBLIC STORAGE|INJX|INSTINET, LLC|500
PSA$U|PUBLIC STORAGE|ITGI|ITG Inc.|2426
PSA$U|PUBLIC STORAGE|JANY|Janney Montgomery Scott Inc.|411
PSA$U|PUBLIC STORAGE|JEFF|JEFFERIES LLC|374
PSA$U|PUBLIC STORAGE|JPMX|J.P. Morgan Securities LLC|1000
PSA$U|PUBLIC STORAGE|JSEB|JANE STREET EXECUTION SERVICES, LLC|640
PSA$U|PUBLIC STORAGE|KCGM|VIRTU Americas LLC|200
PSA$U|PUBLIC STORAGE|LEHM|Barclays Capital Inc./Le|1800
PSA$U|PUBLIC STORAGE|LIME|Lime Brokerage LLC|6
PSA$U|PUBLIC STORAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
PSA$U|PUBLIC STORAGE|MSCO|MORGAN STANLEY & CO. LLC|4726
PSA$U|PUBLIC STORAGE|NFSC|National Financial Services LLC|9460
PSA$U|PUBLIC STORAGE|NITE|VIRTU Americas LLC|21959
PSA$U|PUBLIC STORAGE|NQRB|Brut, LLC|200
PSA$U|PUBLIC STORAGE|OLDM|OLD MISSION CAPITAL, LLC|97
PSA$U|PUBLIC STORAGE|PWJC|UBS Financial Services, Inc.|600
PSA$U|PUBLIC STORAGE|RBCM|RBC CAPITAL MARKETS, LLC|1821
PSA$U|PUBLIC STORAGE|SGMT|GOLDMAN SACHS & CO. LLC|200
PSA$U|PUBLIC STORAGE|SPDR|SPEEDROUTE LLC|100
PSA$U|PUBLIC STORAGE|STFL|Stifel, Nicolaus & Company, Incorporated|13
PSA$U|PUBLIC STORAGE|SWST|Hilltop Securities Inc.|45
PSA$U|PUBLIC STORAGE|UBSA|UBS SECURITIES LLC|5570
PSA$U|PUBLIC STORAGE|UBSS|UBS Securities LLC|9591
PSA$U|PUBLIC STORAGE|VGRD|Vanguard Marketing Corporation|4728
PSA$U|PUBLIC STORAGE|WCHV|WELLS FARGO SECURITIES, LLC|276065
PSA$U|PUBLIC STORAGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
PSA$U|PUBLIC STORAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7275
PSA$V|PUBLIC STORAGE|ALTX|Alternet Securities Inc.|1000
PSA$V|PUBLIC STORAGE|BARD|Robert W. Baird & Co. Incorporated|1064
PSA$V|PUBLIC STORAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1476
PSA$V|PUBLIC STORAGE|BNCH|The Benchmark Company, LLC|400
PSA$V|PUBLIC STORAGE|CANT|Cantor Fitzgerald & Co.|27633
PSA$V|PUBLIC STORAGE|CHAS|Charles Schwab & Co., Inc.|239
PSA$V|PUBLIC STORAGE|CIST|Capital Institutional Services, Inc.|200
PSA$V|PUBLIC STORAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|908
PSA$V|PUBLIC STORAGE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PSA$V|PUBLIC STORAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7235
PSA$V|PUBLIC STORAGE|DADA|D.A. Davidson & Co.|266
PSA$V|PUBLIC STORAGE|DAVA|Davenport & Company LLC|200
PSA$V|PUBLIC STORAGE|DBAX|Deutsche Bank Securities Inc.|4500
PSA$V|PUBLIC STORAGE|DEAN|MORGAN STANLEY|5205
PSA$V|PUBLIC STORAGE|EBXL|EBX LLC|5700
PSA$V|PUBLIC STORAGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|685
PSA$V|PUBLIC STORAGE|EDJO|Edward D. Jones & Co., L.P.|700
PSA$V|PUBLIC STORAGE|EGAM|CBOE TRADING, INC.|100
PSA$V|PUBLIC STORAGE|EGXM|CBOE TRADING, INC.|140
PSA$V|PUBLIC STORAGE|ETRS|E*Trade Securities LLC|2757
PSA$V|PUBLIC STORAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|493
PSA$V|PUBLIC STORAGE|FTBR|Foliofn Investments, Inc.|1
PSA$V|PUBLIC STORAGE|GLPX|ACS EXECUTION SERVICES, LLC|949
PSA$V|PUBLIC STORAGE|GSCO|GOLDMAN SACHS & CO. LLC|1900
PSA$V|PUBLIC STORAGE|GSLT|GOLDMAN SACHS & CO. LLC|400
PSA$V|PUBLIC STORAGE|HRBF|American Enterprise Investment Services Inc.|4647
PSA$V|PUBLIC STORAGE|IATS|INTERACTIVE BROKERS LLC|41
PSA$V|PUBLIC STORAGE|IBKR|Interactive Brokers Llc|1700
PSA$V|PUBLIC STORAGE|ICBX|INSTINET, LLC|1100
PSA$V|PUBLIC STORAGE|INCA|INSTINET, LLC|1500
PSA$V|PUBLIC STORAGE|ITGI|ITG Inc.|8687
PSA$V|PUBLIC STORAGE|ITGP|ITG INC.|600
PSA$V|PUBLIC STORAGE|JANY|Janney Montgomery Scott Inc.|11
PSA$V|PUBLIC STORAGE|JEFF|JEFFERIES LLC|3280
PSA$V|PUBLIC STORAGE|JPMX|J.P. Morgan Securities LLC|2000
PSA$V|PUBLIC STORAGE|JSEB|JANE STREET EXECUTION SERVICES, LLC|1296
PSA$V|PUBLIC STORAGE|JSJX|JANE STREET CAPITAL LLC|200
PSA$V|PUBLIC STORAGE|KCGM|VIRTU Americas LLC|2268
PSA$V|PUBLIC STORAGE|LIME|Lime Brokerage LLC|87
PSA$V|PUBLIC STORAGE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PSA$V|PUBLIC STORAGE|MCMF|Raymond James Ltd. Cds|400
PSA$V|PUBLIC STORAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
PSA$V|PUBLIC STORAGE|MSCO|MORGAN STANLEY & CO. LLC|9432
PSA$V|PUBLIC STORAGE|MSPL|MORGAN STANLEY & CO. LLC|300
PSA$V|PUBLIC STORAGE|NFSC|National Financial Services LLC|38215
PSA$V|PUBLIC STORAGE|NITE|VIRTU Americas LLC|60368
PSA$V|PUBLIC STORAGE|NQRB|Brut, LLC|100
PSA$V|PUBLIC STORAGE|OLDM|OLD MISSION CAPITAL, LLC|499
PSA$V|PUBLIC STORAGE|OPCO|Oppenheimer & Co. Inc.|115
PSA$V|PUBLIC STORAGE|PDQM|CODA MARKETS, INC.|2249
PSA$V|PUBLIC STORAGE|PWJC|UBS Financial Services, Inc.|3914
PSA$V|PUBLIC STORAGE|RBCM|RBC CAPITAL MARKETS, LLC|1054
PSA$V|PUBLIC STORAGE|SGMT|GOLDMAN SACHS & CO. LLC|4489
PSA$V|PUBLIC STORAGE|STFL|Stifel, Nicolaus & Company, Incorporated|5147
PSA$V|PUBLIC STORAGE|SWIM|TD Ameritrade, Inc.|100
PSA$V|PUBLIC STORAGE|SWST|Hilltop Securities Inc.|19
PSA$V|PUBLIC STORAGE|TRBT|Tradebot Systems, Inc.|935
PSA$V|PUBLIC STORAGE|UBSA|UBS SECURITIES LLC|3554
PSA$V|PUBLIC STORAGE|UBSS|UBS Securities LLC|12231
PSA$V|PUBLIC STORAGE|VGRD|Vanguard Marketing Corporation|9292
PSA$V|PUBLIC STORAGE|WCHV|WELLS FARGO SECURITIES, LLC|505714
PSA$V|PUBLIC STORAGE|WEDB|WEDBUSH SECURITIES INC.|2
PSA$V|PUBLIC STORAGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35
PSA$V|PUBLIC STORAGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
PSA$V|PUBLIC STORAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5705
PSA$W|PUBLIC STORAGE|BATM|CBOE TRADING, INC.|300
PSA$W|PUBLIC STORAGE|BBNT|BB&T SECURITIES, LLC|3
PSA$W|PUBLIC STORAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4861
PSA$W|PUBLIC STORAGE|BRGE|Newbridge Securities Corp.|551
PSA$W|PUBLIC STORAGE|CANT|Cantor Fitzgerald & Co.|25000
PSA$W|PUBLIC STORAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1900
PSA$W|PUBLIC STORAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4729
PSA$W|PUBLIC STORAGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
PSA$W|PUBLIC STORAGE|DADA|D.A. Davidson & Co.|383
PSA$W|PUBLIC STORAGE|DBAX|Deutsche Bank Securities Inc.|5600
PSA$W|PUBLIC STORAGE|DEAN|MORGAN STANLEY|11969
PSA$W|PUBLIC STORAGE|EBXL|EBX LLC|7300
PSA$W|PUBLIC STORAGE|EDJO|Edward D. Jones & Co., L.P.|7862
PSA$W|PUBLIC STORAGE|EGAM|CBOE TRADING, INC.|245
PSA$W|PUBLIC STORAGE|ETRS|E*Trade Securities LLC|11160
PSA$W|PUBLIC STORAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|692
PSA$W|PUBLIC STORAGE|GSCO|GOLDMAN SACHS & CO. LLC|3200
PSA$W|PUBLIC STORAGE|GSLT|GOLDMAN SACHS & CO. LLC|19
PSA$W|PUBLIC STORAGE|GTSZ|GTS SECURITIES LLC|800
PSA$W|PUBLIC STORAGE|HRBF|American Enterprise Investment Services Inc.|20932
PSA$W|PUBLIC STORAGE|IATS|INTERACTIVE BROKERS LLC|100
PSA$W|PUBLIC STORAGE|IBKR|Interactive Brokers Llc|3911
PSA$W|PUBLIC STORAGE|ICBX|INSTINET, LLC|3600
PSA$W|PUBLIC STORAGE|INCA|INSTINET, LLC|2900
PSA$W|PUBLIC STORAGE|INJX|INSTINET, LLC|300
PSA$W|PUBLIC STORAGE|ITGI|ITG Inc.|66
PSA$W|PUBLIC STORAGE|JANY|Janney Montgomery Scott Inc.|1116
PSA$W|PUBLIC STORAGE|JEFF|JEFFERIES LLC|1200
PSA$W|PUBLIC STORAGE|JPMX|J.P. Morgan Securities LLC|1708
PSA$W|PUBLIC STORAGE|JSEB|JANE STREET EXECUTION SERVICES, LLC|1304
PSA$W|PUBLIC STORAGE|KCGM|VIRTU Americas LLC|1700
PSA$W|PUBLIC STORAGE|LEHM|Barclays Capital Inc./Le|2600
PSA$W|PUBLIC STORAGE|LIME|Lime Brokerage LLC|592
PSA$W|PUBLIC STORAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46600
PSA$W|PUBLIC STORAGE|MSCO|MORGAN STANLEY & CO. LLC|6135
PSA$W|PUBLIC STORAGE|NATL|National Securities Corporation|654
PSA$W|PUBLIC STORAGE|NFSC|National Financial Services LLC|46918
PSA$W|PUBLIC STORAGE|NITE|VIRTU Americas LLC|93090
PSA$W|PUBLIC STORAGE|NQRB|Brut, LLC|807
PSA$W|PUBLIC STORAGE|NTRC|Northern Trust Securities, Inc.|100
PSA$W|PUBLIC STORAGE|OLDM|OLD MISSION CAPITAL, LLC|500
PSA$W|PUBLIC STORAGE|OPCO|Oppenheimer & Co. Inc.|115
PSA$W|PUBLIC STORAGE|PDQM|CODA MARKETS, INC.|100
PSA$W|PUBLIC STORAGE|PWJC|UBS Financial Services, Inc.|4300
PSA$W|PUBLIC STORAGE|RBCM|RBC CAPITAL MARKETS, LLC|1716
PSA$W|PUBLIC STORAGE|SGMT|GOLDMAN SACHS & CO. LLC|1796
PSA$W|PUBLIC STORAGE|SPDR|SPEEDROUTE LLC|3100
PSA$W|PUBLIC STORAGE|STFL|Stifel, Nicolaus & Company, Incorporated|5081
PSA$W|PUBLIC STORAGE|SWIM|TD Ameritrade, Inc.|500
PSA$W|PUBLIC STORAGE|SWST|Hilltop Securities Inc.|1208
PSA$W|PUBLIC STORAGE|TRBT|Tradebot Systems, Inc.|2124
PSA$W|PUBLIC STORAGE|UBSA|UBS SECURITIES LLC|9393
PSA$W|PUBLIC STORAGE|UBSS|UBS Securities LLC|17479
PSA$W|PUBLIC STORAGE|VGRD|Vanguard Marketing Corporation|15028
PSA$W|PUBLIC STORAGE|WCHV|WELLS FARGO SECURITIES, LLC|36244
PSA$W|PUBLIC STORAGE|WEDB|WEDBUSH SECURITIES INC.|221
PSA$W|PUBLIC STORAGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|296
PSA$W|PUBLIC STORAGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|18936
PSA$W|PUBLIC STORAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16706
PSA$X|PUBLIC STORAGE|BANK|Primevest Financial Services, Inc.|750
PSA$X|PUBLIC STORAGE|BARD|Robert W. Baird & Co. Incorporated|910
PSA$X|PUBLIC STORAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2201
PSA$X|PUBLIC STORAGE|CHAS|Charles Schwab & Co., Inc.|11
PSA$X|PUBLIC STORAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
PSA$X|PUBLIC STORAGE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|581
PSA$X|PUBLIC STORAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2757
PSA$X|PUBLIC STORAGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PSA$X|PUBLIC STORAGE|DBAX|Deutsche Bank Securities Inc.|700
PSA$X|PUBLIC STORAGE|DEAN|MORGAN STANLEY|22950
PSA$X|PUBLIC STORAGE|EBXL|EBX LLC|9100
PSA$X|PUBLIC STORAGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|29
PSA$X|PUBLIC STORAGE|EDJO|Edward D. Jones & Co., L.P.|4305
PSA$X|PUBLIC STORAGE|ETRS|E*Trade Securities LLC|1050
PSA$X|PUBLIC STORAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|366
PSA$X|PUBLIC STORAGE|GLPX|ACS EXECUTION SERVICES, LLC|601
PSA$X|PUBLIC STORAGE|GSCO|GOLDMAN SACHS & CO. LLC|2700
PSA$X|PUBLIC STORAGE|GTSZ|GTS SECURITIES LLC|400
PSA$X|PUBLIC STORAGE|HRBF|American Enterprise Investment Services Inc.|10254
PSA$X|PUBLIC STORAGE|IATS|INTERACTIVE BROKERS LLC|900
PSA$X|PUBLIC STORAGE|IBKR|Interactive Brokers Llc|2200
PSA$X|PUBLIC STORAGE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|199
PSA$X|PUBLIC STORAGE|ICBX|INSTINET, LLC|7900
PSA$X|PUBLIC STORAGE|INCA|INSTINET, LLC|5222
PSA$X|PUBLIC STORAGE|ITGI|ITG Inc.|6785
PSA$X|PUBLIC STORAGE|ITGP|ITG INC.|200
PSA$X|PUBLIC STORAGE|JANY|Janney Montgomery Scott Inc.|2492
PSA$X|PUBLIC STORAGE|JEFF|JEFFERIES LLC|800
PSA$X|PUBLIC STORAGE|JPMX|J.P. Morgan Securities LLC|1730
PSA$X|PUBLIC STORAGE|JSEB|JANE STREET EXECUTION SERVICES, LLC|688
PSA$X|PUBLIC STORAGE|KCGM|VIRTU Americas LLC|1820
PSA$X|PUBLIC STORAGE|LEHM|Barclays Capital Inc./Le|1000
PSA$X|PUBLIC STORAGE|LIME|Lime Brokerage LLC|771
PSA$X|PUBLIC STORAGE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|430
PSA$X|PUBLIC STORAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31000
PSA$X|PUBLIC STORAGE|MSCO|MORGAN STANLEY & CO. LLC|6289
PSA$X|PUBLIC STORAGE|NFSC|National Financial Services LLC|30937
PSA$X|PUBLIC STORAGE|NITE|VIRTU Americas LLC|49590
PSA$X|PUBLIC STORAGE|NQRB|Brut, LLC|766
PSA$X|PUBLIC STORAGE|OLDM|OLD MISSION CAPITAL, LLC|110
PSA$X|PUBLIC STORAGE|PDQM|CODA MARKETS, INC.|1001
PSA$X|PUBLIC STORAGE|PWJC|UBS Financial Services, Inc.|2009
PSA$X|PUBLIC STORAGE|RBCM|RBC CAPITAL MARKETS, LLC|2512
PSA$X|PUBLIC STORAGE|SBSH|Citigroup Global Markets Inc.|10
PSA$X|PUBLIC STORAGE|SGMT|GOLDMAN SACHS & CO. LLC|2800
PSA$X|PUBLIC STORAGE|SPDR|SPEEDROUTE LLC|300
PSA$X|PUBLIC STORAGE|STFL|Stifel, Nicolaus & Company, Incorporated|2
PSA$X|PUBLIC STORAGE|SWIM|TD Ameritrade, Inc.|2400
PSA$X|PUBLIC STORAGE|SWST|Hilltop Securities Inc.|71
PSA$X|PUBLIC STORAGE|TRBT|Tradebot Systems, Inc.|1166
PSA$X|PUBLIC STORAGE|UBSA|UBS SECURITIES LLC|3256
PSA$X|PUBLIC STORAGE|UBSS|UBS Securities LLC|28534
PSA$X|PUBLIC STORAGE|VGRD|Vanguard Marketing Corporation|16127
PSA$X|PUBLIC STORAGE|WCHV|WELLS FARGO SECURITIES, LLC|55559
PSA$X|PUBLIC STORAGE|WEDB|WEDBUSH SECURITIES INC.|47
PSA$X|PUBLIC STORAGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|12000
PSA$X|PUBLIC STORAGE|YKNA|COMHAR CAPITAL MARKETS, LLC|300
PSA$X|PUBLIC STORAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3513
PSA$Y|PUBLIC STORAGE|APCC|Apex Clearing Corporation|5
PSA$Y|PUBLIC STORAGE|BARD|Robert W. Baird & Co. Incorporated|11
PSA$Y|PUBLIC STORAGE|BATM|CBOE TRADING, INC.|13
PSA$Y|PUBLIC STORAGE|BBNT|BB&T SECURITIES, LLC|411
PSA$Y|PUBLIC STORAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2246
PSA$Y|PUBLIC STORAGE|CHAS|Charles Schwab & Co., Inc.|13
PSA$Y|PUBLIC STORAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5280
PSA$Y|PUBLIC STORAGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1346
PSA$Y|PUBLIC STORAGE|DBAX|Deutsche Bank Securities Inc.|2600
PSA$Y|PUBLIC STORAGE|DEAN|MORGAN STANLEY|3103
PSA$Y|PUBLIC STORAGE|EBXL|EBX LLC|2400
PSA$Y|PUBLIC STORAGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|47
PSA$Y|PUBLIC STORAGE|EDJO|Edward D. Jones & Co., L.P.|300
PSA$Y|PUBLIC STORAGE|ETCB|ETC BROKERAGE SERVICES, LLC|79
PSA$Y|PUBLIC STORAGE|FBSB|U.S. Bancorp Investments, Inc.|950
PSA$Y|PUBLIC STORAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
PSA$Y|PUBLIC STORAGE|GEBB|GLOBAL EXECUTION BROKERS, LP|500
PSA$Y|PUBLIC STORAGE|GSCO|GOLDMAN SACHS & CO. LLC|1300
PSA$Y|PUBLIC STORAGE|GTSZ|GTS SECURITIES LLC|13
PSA$Y|PUBLIC STORAGE|HRBF|American Enterprise Investment Services Inc.|1195
PSA$Y|PUBLIC STORAGE|IBKR|Interactive Brokers Llc|692
PSA$Y|PUBLIC STORAGE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|308
PSA$Y|PUBLIC STORAGE|ICBX|INSTINET, LLC|2600
PSA$Y|PUBLIC STORAGE|INCA|INSTINET, LLC|1160
PSA$Y|PUBLIC STORAGE|INJX|INSTINET, LLC|20800
PSA$Y|PUBLIC STORAGE|ITGI|ITG Inc.|1802
PSA$Y|PUBLIC STORAGE|JANY|Janney Montgomery Scott Inc.|7
PSA$Y|PUBLIC STORAGE|JEFF|JEFFERIES LLC|1200
PSA$Y|PUBLIC STORAGE|JPMX|J.P. Morgan Securities LLC|4006
PSA$Y|PUBLIC STORAGE|KCGM|VIRTU Americas LLC|200
PSA$Y|PUBLIC STORAGE|LEHM|Barclays Capital Inc./Le|3200
PSA$Y|PUBLIC STORAGE|LGNT|COR CLEARING LLC|1
PSA$Y|PUBLIC STORAGE|LIME|Lime Brokerage LLC|519
PSA$Y|PUBLIC STORAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
PSA$Y|PUBLIC STORAGE|MSCO|MORGAN STANLEY & CO. LLC|9464
PSA$Y|PUBLIC STORAGE|MSPL|MORGAN STANLEY & CO. LLC|1000
PSA$Y|PUBLIC STORAGE|NFSC|National Financial Services LLC|9000
PSA$Y|PUBLIC STORAGE|NITE|VIRTU Americas LLC|14540
PSA$Y|PUBLIC STORAGE|NQRB|Brut, LLC|3602
PSA$Y|PUBLIC STORAGE|NTRC|Northern Trust Securities, Inc.|167
PSA$Y|PUBLIC STORAGE|OPCO|Oppenheimer & Co. Inc.|300
PSA$Y|PUBLIC STORAGE|PDQM|CODA MARKETS, INC.|200
PSA$Y|PUBLIC STORAGE|PWJC|UBS Financial Services, Inc.|2568
PSA$Y|PUBLIC STORAGE|RBCM|RBC CAPITAL MARKETS, LLC|176
PSA$Y|PUBLIC STORAGE|SBSH|Citigroup Global Markets Inc.|11
PSA$Y|PUBLIC STORAGE|SGMT|GOLDMAN SACHS & CO. LLC|100
PSA$Y|PUBLIC STORAGE|SPDR|SPEEDROUTE LLC|200
PSA$Y|PUBLIC STORAGE|STFL|Stifel, Nicolaus & Company, Incorporated|1476
PSA$Y|PUBLIC STORAGE|SWIM|TD Ameritrade, Inc.|9500
PSA$Y|PUBLIC STORAGE|TKNG|ALLY INVEST SECURITIES LLC|573
PSA$Y|PUBLIC STORAGE|UBSA|UBS SECURITIES LLC|6947
PSA$Y|PUBLIC STORAGE|UBSS|UBS Securities LLC|8156
PSA$Y|PUBLIC STORAGE|VGRD|Vanguard Marketing Corporation|1100
PSA$Y|PUBLIC STORAGE|WCHV|WELLS FARGO SECURITIES, LLC|51485
PSA$Y|PUBLIC STORAGE|WEDB|WEDBUSH SECURITIES INC.|48
PSA$Y|PUBLIC STORAGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|116
PSA$Y|PUBLIC STORAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2553
PSA$Z|PUBLIC STORAGE|BARD|Robert W. Baird & Co. Incorporated|24
PSA$Z|PUBLIC STORAGE|BATM|CBOE TRADING, INC.|166
PSA$Z|PUBLIC STORAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|292
PSA$Z|PUBLIC STORAGE|CHAS|Charles Schwab & Co., Inc.|87
PSA$Z|PUBLIC STORAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|810
PSA$Z|PUBLIC STORAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1357
PSA$Z|PUBLIC STORAGE|DBAX|Deutsche Bank Securities Inc.|2800
PSA$Z|PUBLIC STORAGE|DEAN|MORGAN STANLEY|12804
PSA$Z|PUBLIC STORAGE|EBXL|EBX LLC|5000
PSA$Z|PUBLIC STORAGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|71
PSA$Z|PUBLIC STORAGE|EDJO|Edward D. Jones & Co., L.P.|507
PSA$Z|PUBLIC STORAGE|EGXM|CBOE TRADING, INC.|100
PSA$Z|PUBLIC STORAGE|ETRS|E*Trade Securities LLC|4068
PSA$Z|PUBLIC STORAGE|FINX|FINTECH SECURITIES|400
PSA$Z|PUBLIC STORAGE|FTBR|Foliofn Investments, Inc.|112
PSA$Z|PUBLIC STORAGE|GTSZ|GTS SECURITIES LLC|100
PSA$Z|PUBLIC STORAGE|HRBF|American Enterprise Investment Services Inc.|827
PSA$Z|PUBLIC STORAGE|IATS|INTERACTIVE BROKERS LLC|297
PSA$Z|PUBLIC STORAGE|IBKR|Interactive Brokers Llc|200
PSA$Z|PUBLIC STORAGE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|251
PSA$Z|PUBLIC STORAGE|INCA|INSTINET, LLC|5252
PSA$Z|PUBLIC STORAGE|ITGI|ITG Inc.|117
PSA$Z|PUBLIC STORAGE|ITGP|ITG INC.|200
PSA$Z|PUBLIC STORAGE|JANY|Janney Montgomery Scott Inc.|16
PSA$Z|PUBLIC STORAGE|JPMX|J.P. Morgan Securities LLC|2000
PSA$Z|PUBLIC STORAGE|JSEB|JANE STREET EXECUTION SERVICES, LLC|280
PSA$Z|PUBLIC STORAGE|JSJX|JANE STREET CAPITAL LLC|121
PSA$Z|PUBLIC STORAGE|KCGM|VIRTU Americas LLC|993
PSA$Z|PUBLIC STORAGE|LEHM|Barclays Capital Inc./Le|600
PSA$Z|PUBLIC STORAGE|LIME|Lime Brokerage LLC|233
PSA$Z|PUBLIC STORAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PSA$Z|PUBLIC STORAGE|MSCO|MORGAN STANLEY & CO. LLC|4281
PSA$Z|PUBLIC STORAGE|NEUB|NEUBERGER BERMAN BD LLC|18
PSA$Z|PUBLIC STORAGE|NFSC|National Financial Services LLC|10315
PSA$Z|PUBLIC STORAGE|NITE|VIRTU Americas LLC|24502
PSA$Z|PUBLIC STORAGE|NQRB|Brut, LLC|168
PSA$Z|PUBLIC STORAGE|PDQM|CODA MARKETS, INC.|201
PSA$Z|PUBLIC STORAGE|PWJC|UBS Financial Services, Inc.|57
PSA$Z|PUBLIC STORAGE|RBCM|RBC CAPITAL MARKETS, LLC|2921
PSA$Z|PUBLIC STORAGE|SALI|INTL FCSTONE FINANCIAL INC.|1
PSA$Z|PUBLIC STORAGE|SBSH|Citigroup Global Markets Inc.|10
PSA$Z|PUBLIC STORAGE|SPDR|SPEEDROUTE LLC|1200
PSA$Z|PUBLIC STORAGE|STFL|Stifel, Nicolaus & Company, Incorporated|44
PSA$Z|PUBLIC STORAGE|SWIM|TD Ameritrade, Inc.|100
PSA$Z|PUBLIC STORAGE|TRBT|Tradebot Systems, Inc.|583
PSA$Z|PUBLIC STORAGE|UBSA|UBS SECURITIES LLC|8242
PSA$Z|PUBLIC STORAGE|UBSS|UBS Securities LLC|22341
PSA$Z|PUBLIC STORAGE|WCHV|WELLS FARGO SECURITIES, LLC|53608
PSA$Z|PUBLIC STORAGE|WEDB|WEDBUSH SECURITIES INC.|124
PSA$Z|PUBLIC STORAGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|201
PSA$Z|PUBLIC STORAGE|YKNA|COMHAR CAPITAL MARKETS, LLC|1
PSA$Z|PUBLIC STORAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13679
PSAU|INVESCO GLBL GLD & P|APCC|Apex Clearing Corporation|17
PSAU|INVESCO GLBL GLD & P|BBNT|BB&T SECURITIES, LLC|134
PSAU|INVESCO GLBL GLD & P|CHAS|Charles Schwab & Co., Inc.|20
PSAU|INVESCO GLBL GLD & P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1024
PSAU|INVESCO GLBL GLD & P|DEAN|MORGAN STANLEY|174
PSAU|INVESCO GLBL GLD & P|EDJO|Edward D. Jones & Co., L.P.|511
PSAU|INVESCO GLBL GLD & P|ETRS|E*Trade Securities LLC|19
PSAU|INVESCO GLBL GLD & P|FBCO|Credit Suisse Securities (USA) LLC|9419
PSAU|INVESCO GLBL GLD & P|FINX|FINTECH SECURITIES|38
PSAU|INVESCO GLBL GLD & P|FOMA|TD AMERITRADE CLEARING, INC.|1737
PSAU|INVESCO GLBL GLD & P|GEBB|GLOBAL EXECUTION BROKERS, LP|2267
PSAU|INVESCO GLBL GLD & P|GTSZ|GTS SECURITIES LLC|1100
PSAU|INVESCO GLBL GLD & P|HRBF|American Enterprise Investment Services Inc.|10
PSAU|INVESCO GLBL GLD & P|IATS|INTERACTIVE BROKERS LLC|100
PSAU|INVESCO GLBL GLD & P|IBKR|Interactive Brokers Llc|1588
PSAU|INVESCO GLBL GLD & P|JPMX|J.P. Morgan Securities LLC|1900
PSAU|INVESCO GLBL GLD & P|JSJX|JANE STREET CAPITAL LLC|5759
PSAU|INVESCO GLBL GLD & P|KCGM|VIRTU Americas LLC|9
PSAU|INVESCO GLBL GLD & P|LEHM|Barclays Capital Inc./Le|400
PSAU|INVESCO GLBL GLD & P|LIME|Lime Brokerage LLC|5264
PSAU|INVESCO GLBL GLD & P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
PSAU|INVESCO GLBL GLD & P|MOTF|MOTIF INVESTING, INC.|1
PSAU|INVESCO GLBL GLD & P|MSCO|MORGAN STANLEY & CO. LLC|9596
PSAU|INVESCO GLBL GLD & P|NATL|National Securities Corporation|100
PSAU|INVESCO GLBL GLD & P|NFSC|National Financial Services LLC|3444
PSAU|INVESCO GLBL GLD & P|NITE|VIRTU Americas LLC|5103
PSAU|INVESCO GLBL GLD & P|OLDM|OLD MISSION CAPITAL, LLC|22809
PSAU|INVESCO GLBL GLD & P|RAJA|Raymond James & Associates, Inc.|2
PSAU|INVESCO GLBL GLD & P|RBCM|RBC CAPITAL MARKETS, LLC|5
PSAU|INVESCO GLBL GLD & P|SBSH|Citigroup Global Markets Inc.|446
PSAU|INVESCO GLBL GLD & P|SGMT|GOLDMAN SACHS & CO. LLC|300
PSAU|INVESCO GLBL GLD & P|STFL|Stifel, Nicolaus & Company, Incorporated|1
PSAU|INVESCO GLBL GLD & P|TRCM|TRC MARKETS LLC|118
PSAU|INVESCO GLBL GLD & P|UBSA|UBS SECURITIES LLC|1979
PSAU|INVESCO GLBL GLD & P|UBSS|UBS Securities LLC|4325
PSAU|INVESCO GLBL GLD & P|VGRD|Vanguard Marketing Corporation|19
PSAU|INVESCO GLBL GLD & P|WCHV|WELLS FARGO SECURITIES, LLC|74
PSAU|INVESCO GLBL GLD & P|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
PSAU|INVESCO GLBL GLD & P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|350
PSB|PS BUSINESS PARKS|ALTX|Alternet Securities Inc.|100
PSB|PS BUSINESS PARKS|ANOS|ABEL/NOSER, L.L.C.|57
PSB|PS BUSINESS PARKS|APCC|Apex Clearing Corporation|39
PSB|PS BUSINESS PARKS|BATM|CBOE TRADING, INC.|1544
PSB|PS BUSINESS PARKS|BAYC|BAY CREST PARTNERS, LLC|12
PSB|PS BUSINESS PARKS|BBNT|BB&T SECURITIES, LLC|4
PSB|PS BUSINESS PARKS|BERN|Sanford C. Bernstein & Co., LLC|13987
PSB|PS BUSINESS PARKS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51
PSB|PS BUSINESS PARKS|BNPX|BNP PARIBAS SECURITIES CORP.|6878
PSB|PS BUSINESS PARKS|BRVL|BLAYLOCK VAN, LLC|900
PSB|PS BUSINESS PARKS|BTIG|BTIG, LLC|100
PSB|PS BUSINESS PARKS|BZYD|GOLDMAN SACHS & CO. LLC|242
PSB|PS BUSINESS PARKS|CANT|Cantor Fitzgerald & Co.|100
PSB|PS BUSINESS PARKS|CHAS|Charles Schwab & Co., Inc.|400
PSB|PS BUSINESS PARKS|CIST|Capital Institutional Services, Inc.|6
PSB|PS BUSINESS PARKS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5419
PSB|PS BUSINESS PARKS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1304
PSB|PS BUSINESS PARKS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1063
PSB|PS BUSINESS PARKS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34059
PSB|PS BUSINESS PARKS|CTDL|Citadel Derivatives Group Llc|1517
PSB|PS BUSINESS PARKS|CXCX|CITIGROUP GLOBAL MARKETS INC.|11368
PSB|PS BUSINESS PARKS|DBAB|Deutsche Bank Securities Inc.|31038
PSB|PS BUSINESS PARKS|DBAX|Deutsche Bank Securities Inc.|23800
PSB|PS BUSINESS PARKS|DEAN|MORGAN STANLEY|205
PSB|PS BUSINESS PARKS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21
PSB|PS BUSINESS PARKS|EBXL|EBX LLC|14600
PSB|PS BUSINESS PARKS|ECUT|CONVERGEX EXECUTION SOLUTIONS|683
PSB|PS BUSINESS PARKS|EGAM|CBOE TRADING, INC.|418
PSB|PS BUSINESS PARKS|EGMT|EG MARKET TECHNOLOGIES LLC|500
PSB|PS BUSINESS PARKS|EGXM|CBOE TRADING, INC.|104
PSB|PS BUSINESS PARKS|EGXW|CBOE TRADING, INC.|100
PSB|PS BUSINESS PARKS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12409
PSB|PS BUSINESS PARKS|ETRS|E*Trade Securities LLC|115
PSB|PS BUSINESS PARKS|FILL|Tradestation Securities, Inc.|100
PSB|PS BUSINESS PARKS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2007
PSB|PS BUSINESS PARKS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14723
PSB|PS BUSINESS PARKS|FTBR|Foliofn Investments, Inc.|2099
PSB|PS BUSINESS PARKS|GLPX|ACS EXECUTION SERVICES, LLC|3369
PSB|PS BUSINESS PARKS|GSCO|GOLDMAN SACHS & CO. LLC|66577
PSB|PS BUSINESS PARKS|GSCS|GOLDMAN SACHS & CO. LLC|3335
PSB|PS BUSINESS PARKS|GSLT|GOLDMAN SACHS & CO. LLC|148
PSB|PS BUSINESS PARKS|GTSZ|GTS SECURITIES LLC|36231
PSB|PS BUSINESS PARKS|HRBF|American Enterprise Investment Services Inc.|118
PSB|PS BUSINESS PARKS|HSBC|HSBC Securities, Inc.|1633
PSB|PS BUSINESS PARKS|IATS|INTERACTIVE BROKERS LLC|3680
PSB|PS BUSINESS PARKS|IBKR|Interactive Brokers Llc|1335
PSB|PS BUSINESS PARKS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|252
PSB|PS BUSINESS PARKS|ICBX|INSTINET, LLC|2900
PSB|PS BUSINESS PARKS|IEQY|CITADEL SECURITIES LLC|3030
PSB|PS BUSINESS PARKS|INCA|INSTINET, LLC|14061
PSB|PS BUSINESS PARKS|INJX|INSTINET, LLC|1200
PSB|PS BUSINESS PARKS|ITGI|ITG Inc.|805
PSB|PS BUSINESS PARKS|ITGP|ITG INC.|10200
PSB|PS BUSINESS PARKS|JEFF|JEFFERIES LLC|11388
PSB|PS BUSINESS PARKS|JMPT|JUMP TRADING, LLC|737
PSB|PS BUSINESS PARKS|JONE|JonesTrading|1448
PSB|PS BUSINESS PARKS|JPBX|J.P. MORGAN SECURITIES LLC|6081
PSB|PS BUSINESS PARKS|JPMX|J.P. Morgan Securities LLC|69155
PSB|PS BUSINESS PARKS|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
PSB|PS BUSINESS PARKS|JSJX|JANE STREET CAPITAL LLC|2789
PSB|PS BUSINESS PARKS|KCGM|VIRTU Americas LLC|1912
PSB|PS BUSINESS PARKS|LEHM|Barclays Capital Inc./Le|27219
PSB|PS BUSINESS PARKS|LIME|Lime Brokerage LLC|4365
PSB|PS BUSINESS PARKS|LSCI|Lek Securities Corporation|167
PSB|PS BUSINESS PARKS|MCBT|Moors & Cabot, Inc.|27
PSB|PS BUSINESS PARKS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12282
PSB|PS BUSINESS PARKS|MOTF|MOTIF INVESTING, INC.|1
PSB|PS BUSINESS PARKS|MSCO|MORGAN STANLEY & CO. LLC|92552
PSB|PS BUSINESS PARKS|MSPL|MORGAN STANLEY & CO. LLC|33900
PSB|PS BUSINESS PARKS|MSTX|MORGAN STANLEY & CO. LLC|2600
PSB|PS BUSINESS PARKS|NFSC|National Financial Services LLC|2828
PSB|PS BUSINESS PARKS|NITE|VIRTU Americas LLC|30148
PSB|PS BUSINESS PARKS|NTRC|Northern Trust Securities, Inc.|4
PSB|PS BUSINESS PARKS|PDQM|CODA MARKETS, INC.|4477
PSB|PS BUSINESS PARKS|RBCM|RBC CAPITAL MARKETS, LLC|1
PSB|PS BUSINESS PARKS|SALI|INTL FCSTONE FINANCIAL INC.|1
PSB|PS BUSINESS PARKS|SBSH|Citigroup Global Markets Inc.|16043
PSB|PS BUSINESS PARKS|SGMT|GOLDMAN SACHS & CO. LLC|9202
PSB|PS BUSINESS PARKS|SPDR|SPEEDROUTE LLC|2000
PSB|PS BUSINESS PARKS|SPTD|MINT GLOBAL MARKETS, INC.|2604
PSB|PS BUSINESS PARKS|STKP|STOCKPILE INVESTMENTS, INC.|2
PSB|PS BUSINESS PARKS|SWIM|TD Ameritrade, Inc.|1046
PSB|PS BUSINESS PARKS|SWST|Hilltop Securities Inc.|28
PSB|PS BUSINESS PARKS|TKNG|ALLY INVEST SECURITIES LLC|5
PSB|PS BUSINESS PARKS|TRBT|Tradebot Systems, Inc.|3046
PSB|PS BUSINESS PARKS|TRCM|TRC MARKETS LLC|3741
PSB|PS BUSINESS PARKS|UBSA|UBS SECURITIES LLC|50536
PSB|PS BUSINESS PARKS|UBSS|UBS Securities LLC|74804
PSB|PS BUSINESS PARKS|VALX|VIRTU AMERICAS LLC|5405
PSB|PS BUSINESS PARKS|VGRD|Vanguard Marketing Corporation|67
PSB|PS BUSINESS PARKS|WCHV|WELLS FARGO SECURITIES, LLC|3389
PSB|PS BUSINESS PARKS|WDNX|WEEDEN & CO.L.P.|142
PSB|PS BUSINESS PARKS|WEDB|WEDBUSH SECURITIES INC.|240
PSB|PS BUSINESS PARKS|WEED|Weeden & Co.L.P.|49
PSB|PS BUSINESS PARKS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|729
PSB|PS BUSINESS PARKS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4712
PSB|PS BUSINESS PARKS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|70
PSB|PS BUSINESS PARKS|WSAG|WALL STREET ACCESS|196
PSB|PS BUSINESS PARKS|WSEA|WOLVERINE SECURITIES, LLC|38
PSB|PS BUSINESS PARKS|XIST|INSTINET, LLC|14200
PSB|PS BUSINESS PARKS|XPQR|Jump Trading|100
PSB|PS BUSINESS PARKS|YKNA|COMHAR CAPITAL MARKETS, LLC|449
PSB|PS BUSINESS PARKS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|269
PSB$U|PS BUSINESS|APCC|Apex Clearing Corporation|5
PSB$U|PS BUSINESS|BBNT|BB&T SECURITIES, LLC|219
PSB$U|PS BUSINESS|BERN|Sanford C. Bernstein & Co., LLC|2340
PSB$U|PS BUSINESS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
PSB$U|PS BUSINESS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1100
PSB$U|PS BUSINESS|DBAX|Deutsche Bank Securities Inc.|2100
PSB$U|PS BUSINESS|DEAN|MORGAN STANLEY|8959
PSB$U|PS BUSINESS|EBXL|EBX LLC|200
PSB$U|PS BUSINESS|EDJO|Edward D. Jones & Co., L.P.|300
PSB$U|PS BUSINESS|ETRS|E*Trade Securities LLC|1319
PSB$U|PS BUSINESS|FMAF|NBCN Inc./ CDS|400
PSB$U|PS BUSINESS|GSCO|GOLDMAN SACHS & CO. LLC|500
PSB$U|PS BUSINESS|HRBF|American Enterprise Investment Services Inc.|110
PSB$U|PS BUSINESS|IBKR|Interactive Brokers Llc|358
PSB$U|PS BUSINESS|INCA|INSTINET, LLC|300
PSB$U|PS BUSINESS|ITGI|ITG Inc.|130
PSB$U|PS BUSINESS|JANY|Janney Montgomery Scott Inc.|400
PSB$U|PS BUSINESS|JSEB|JANE STREET EXECUTION SERVICES, LLC|512
PSB$U|PS BUSINESS|KCGM|VIRTU Americas LLC|2440
PSB$U|PS BUSINESS|LEHM|Barclays Capital Inc./Le|200
PSB$U|PS BUSINESS|LIME|Lime Brokerage LLC|305
PSB$U|PS BUSINESS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PSB$U|PS BUSINESS|NFSC|National Financial Services LLC|10188
PSB$U|PS BUSINESS|NITE|VIRTU Americas LLC|20226
PSB$U|PS BUSINESS|NQRB|Brut, LLC|500
PSB$U|PS BUSINESS|OPCO|Oppenheimer & Co. Inc.|74
PSB$U|PS BUSINESS|PDQM|CODA MARKETS, INC.|100
PSB$U|PS BUSINESS|RBCM|RBC CAPITAL MARKETS, LLC|920
PSB$U|PS BUSINESS|SGMT|GOLDMAN SACHS & CO. LLC|500
PSB$U|PS BUSINESS|STFL|Stifel, Nicolaus & Company, Incorporated|525
PSB$U|PS BUSINESS|SWST|Hilltop Securities Inc.|3
PSB$U|PS BUSINESS|TRBT|Tradebot Systems, Inc.|650
PSB$U|PS BUSINESS|UBSA|UBS SECURITIES LLC|3551
PSB$U|PS BUSINESS|UBSS|UBS Securities LLC|3067
PSB$U|PS BUSINESS|VGRD|Vanguard Marketing Corporation|800
PSB$U|PS BUSINESS|WCHV|WELLS FARGO SECURITIES, LLC|22078
PSB$U|PS BUSINESS|WEDB|WEDBUSH SECURITIES INC.|100
PSB$U|PS BUSINESS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
PSB$U|PS BUSINESS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
PSB$U|PS BUSINESS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11
PSB$V|PS BUSINESS PARKS|BATM|CBOE TRADING, INC.|10
PSB$V|PS BUSINESS PARKS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
PSB$V|PS BUSINESS PARKS|DEAN|MORGAN STANLEY|1963
PSB$V|PS BUSINESS PARKS|EBXL|EBX LLC|200
PSB$V|PS BUSINESS PARKS|EDJO|Edward D. Jones & Co., L.P.|700
PSB$V|PS BUSINESS PARKS|ETRS|E*Trade Securities LLC|681
PSB$V|PS BUSINESS PARKS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
PSB$V|PS BUSINESS PARKS|FTBR|Foliofn Investments, Inc.|804
PSB$V|PS BUSINESS PARKS|GSLT|GOLDMAN SACHS & CO. LLC|100
PSB$V|PS BUSINESS PARKS|HRBF|American Enterprise Investment Services Inc.|1697
PSB$V|PS BUSINESS PARKS|IBKR|Interactive Brokers Llc|404
PSB$V|PS BUSINESS PARKS|INCA|INSTINET, LLC|194
PSB$V|PS BUSINESS PARKS|ITGI|ITG Inc.|39
PSB$V|PS BUSINESS PARKS|JANY|Janney Montgomery Scott Inc.|257
PSB$V|PS BUSINESS PARKS|LEHM|Barclays Capital Inc./Le|400
PSB$V|PS BUSINESS PARKS|LIME|Lime Brokerage LLC|169
PSB$V|PS BUSINESS PARKS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|12
PSB$V|PS BUSINESS PARKS|MSCO|MORGAN STANLEY & CO. LLC|2826
PSB$V|PS BUSINESS PARKS|NFSC|National Financial Services LLC|5933
PSB$V|PS BUSINESS PARKS|NITE|VIRTU Americas LLC|11057
PSB$V|PS BUSINESS PARKS|NQRB|Brut, LLC|988
PSB$V|PS BUSINESS PARKS|RBCM|RBC CAPITAL MARKETS, LLC|1615
PSB$V|PS BUSINESS PARKS|SBSH|Citigroup Global Markets Inc.|6
PSB$V|PS BUSINESS PARKS|SWST|Hilltop Securities Inc.|10
PSB$V|PS BUSINESS PARKS|UBSA|UBS SECURITIES LLC|300
PSB$V|PS BUSINESS PARKS|UBSS|UBS Securities LLC|1102
PSB$V|PS BUSINESS PARKS|VGRD|Vanguard Marketing Corporation|561
PSB$V|PS BUSINESS PARKS|WCHV|WELLS FARGO SECURITIES, LLC|8440
PSB$V|PS BUSINESS PARKS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74
PSB$V|PS BUSINESS PARKS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|973
PSB$W|PS BUS PARKS 5.20 W|AGIS|Aegis Capital Corp.|3600
PSB$W|PS BUS PARKS 5.20 W|BARD|Robert W. Baird & Co. Incorporated|2541
PSB$W|PS BUS PARKS 5.20 W|BATM|CBOE TRADING, INC.|273
PSB$W|PS BUS PARKS 5.20 W|BBNT|BB&T SECURITIES, LLC|300
PSB$W|PS BUS PARKS 5.20 W|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
PSB$W|PS BUS PARKS 5.20 W|BYXM|CBOE TRADING, INC.|200
PSB$W|PS BUS PARKS 5.20 W|CROS|CREDIT SUISSE SECURITIES (USA) LLC|263
PSB$W|PS BUS PARKS 5.20 W|DAVA|Davenport & Company LLC|4925
PSB$W|PS BUS PARKS 5.20 W|DBAX|Deutsche Bank Securities Inc.|1600
PSB$W|PS BUS PARKS 5.20 W|DEAN|MORGAN STANLEY|10629
PSB$W|PS BUS PARKS 5.20 W|EBXL|EBX LLC|400
PSB$W|PS BUS PARKS 5.20 W|EDJO|Edward D. Jones & Co., L.P.|750
PSB$W|PS BUS PARKS 5.20 W|EGXM|CBOE TRADING, INC.|1074
PSB$W|PS BUS PARKS 5.20 W|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1030
PSB$W|PS BUS PARKS 5.20 W|GLPX|ACS EXECUTION SERVICES, LLC|933
PSB$W|PS BUS PARKS 5.20 W|GSCO|GOLDMAN SACHS & CO. LLC|1100
PSB$W|PS BUS PARKS 5.20 W|GTSZ|GTS SECURITIES LLC|8
PSB$W|PS BUS PARKS 5.20 W|HRBF|American Enterprise Investment Services Inc.|6253
PSB$W|PS BUS PARKS 5.20 W|IBKR|Interactive Brokers Llc|293
PSB$W|PS BUS PARKS 5.20 W|INCA|INSTINET, LLC|545
PSB$W|PS BUS PARKS 5.20 W|JANY|Janney Montgomery Scott Inc.|57
PSB$W|PS BUS PARKS 5.20 W|KCGM|VIRTU Americas LLC|474
PSB$W|PS BUS PARKS 5.20 W|LIME|Lime Brokerage LLC|119
PSB$W|PS BUS PARKS 5.20 W|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|305
PSB$W|PS BUS PARKS 5.20 W|MAXM|Maxim Group LLC|41
PSB$W|PS BUS PARKS 5.20 W|MSCO|MORGAN STANLEY & CO. LLC|4312
PSB$W|PS BUS PARKS 5.20 W|MSPL|MORGAN STANLEY & CO. LLC|100
PSB$W|PS BUS PARKS 5.20 W|NFSC|National Financial Services LLC|26126
PSB$W|PS BUS PARKS 5.20 W|NITE|VIRTU Americas LLC|45280
PSB$W|PS BUS PARKS 5.20 W|OPCO|Oppenheimer & Co. Inc.|379
PSB$W|PS BUS PARKS 5.20 W|PDQM|CODA MARKETS, INC.|936
PSB$W|PS BUS PARKS 5.20 W|PWJC|UBS Financial Services, Inc.|700
PSB$W|PS BUS PARKS 5.20 W|RBCM|RBC CAPITAL MARKETS, LLC|5584
PSB$W|PS BUS PARKS 5.20 W|SGMT|GOLDMAN SACHS & CO. LLC|1100
PSB$W|PS BUS PARKS 5.20 W|SPDR|SPEEDROUTE LLC|400
PSB$W|PS BUS PARKS 5.20 W|STFL|Stifel, Nicolaus & Company, Incorporated|1214
PSB$W|PS BUS PARKS 5.20 W|UBSA|UBS SECURITIES LLC|2198
PSB$W|PS BUS PARKS 5.20 W|UBSS|UBS Securities LLC|7616
PSB$W|PS BUS PARKS 5.20 W|VGRD|Vanguard Marketing Corporation|830
PSB$W|PS BUS PARKS 5.20 W|WCHV|WELLS FARGO SECURITIES, LLC|13175
PSB$W|PS BUS PARKS 5.20 W|WEDB|WEDBUSH SECURITIES INC.|200
PSB$W|PS BUS PARKS 5.20 W|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49
PSB$W|PS BUS PARKS 5.20 W|YKNA|COMHAR CAPITAL MARKETS, LLC|3
PSB$W|PS BUS PARKS 5.20 W|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2103
PSB$X|PS BUSINESS 5.25 X|BARD|Robert W. Baird & Co. Incorporated|1584
PSB$X|PS BUSINESS 5.25 X|BATM|CBOE TRADING, INC.|100
PSB$X|PS BUSINESS 5.25 X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|823
PSB$X|PS BUSINESS 5.25 X|BYXM|CBOE TRADING, INC.|200
PSB$X|PS BUSINESS 5.25 X|CHAS|Charles Schwab & Co., Inc.|71
PSB$X|PS BUSINESS 5.25 X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1309
PSB$X|PS BUSINESS 5.25 X|DAVA|Davenport & Company LLC|2800
PSB$X|PS BUSINESS 5.25 X|DBAX|Deutsche Bank Securities Inc.|600
PSB$X|PS BUSINESS 5.25 X|DEAN|MORGAN STANLEY|12394
PSB$X|PS BUSINESS 5.25 X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1930
PSB$X|PS BUSINESS 5.25 X|EBXL|EBX LLC|2100
PSB$X|PS BUSINESS 5.25 X|ECUT|CONVERGEX EXECUTION SOLUTIONS|3652
PSB$X|PS BUSINESS 5.25 X|EDJO|Edward D. Jones & Co., L.P.|435
PSB$X|PS BUSINESS 5.25 X|ETRS|E*Trade Securities LLC|750
PSB$X|PS BUSINESS 5.25 X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|218
PSB$X|PS BUSINESS 5.25 X|GLPX|ACS EXECUTION SERVICES, LLC|200
PSB$X|PS BUSINESS 5.25 X|GSCO|GOLDMAN SACHS & CO. LLC|600
PSB$X|PS BUSINESS 5.25 X|GTSZ|GTS SECURITIES LLC|487
PSB$X|PS BUSINESS 5.25 X|HRBF|American Enterprise Investment Services Inc.|2826
PSB$X|PS BUSINESS 5.25 X|IBKR|Interactive Brokers Llc|809
PSB$X|PS BUSINESS 5.25 X|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|891
PSB$X|PS BUSINESS 5.25 X|INCA|INSTINET, LLC|3001
PSB$X|PS BUSINESS 5.25 X|ITGI|ITG Inc.|404
PSB$X|PS BUSINESS 5.25 X|JANY|Janney Montgomery Scott Inc.|1000
PSB$X|PS BUSINESS 5.25 X|JPMX|J.P. Morgan Securities LLC|200
PSB$X|PS BUSINESS 5.25 X|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
PSB$X|PS BUSINESS 5.25 X|KCGM|VIRTU Americas LLC|200
PSB$X|PS BUSINESS 5.25 X|LEHM|Barclays Capital Inc./Le|200
PSB$X|PS BUSINESS 5.25 X|LIME|Lime Brokerage LLC|861
PSB$X|PS BUSINESS 5.25 X|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
PSB$X|PS BUSINESS 5.25 X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PSB$X|PS BUSINESS 5.25 X|MSCO|MORGAN STANLEY & CO. LLC|8297
PSB$X|PS BUSINESS 5.25 X|NFSC|National Financial Services LLC|18203
PSB$X|PS BUSINESS 5.25 X|NITE|VIRTU Americas LLC|54448
PSB$X|PS BUSINESS 5.25 X|NQRB|Brut, LLC|633
PSB$X|PS BUSINESS 5.25 X|OPCO|Oppenheimer & Co. Inc.|744
PSB$X|PS BUSINESS 5.25 X|PDQM|CODA MARKETS, INC.|514
PSB$X|PS BUSINESS 5.25 X|PWJC|UBS Financial Services, Inc.|100
PSB$X|PS BUSINESS 5.25 X|RBCM|RBC CAPITAL MARKETS, LLC|5105
PSB$X|PS BUSINESS 5.25 X|SALI|INTL FCSTONE FINANCIAL INC.|1
PSB$X|PS BUSINESS 5.25 X|SBSH|Citigroup Global Markets Inc.|161
PSB$X|PS BUSINESS 5.25 X|SGMT|GOLDMAN SACHS & CO. LLC|1473
PSB$X|PS BUSINESS 5.25 X|SPDR|SPEEDROUTE LLC|100
PSB$X|PS BUSINESS 5.25 X|STFL|Stifel, Nicolaus & Company, Incorporated|1405
PSB$X|PS BUSINESS 5.25 X|SWIM|TD Ameritrade, Inc.|3600
PSB$X|PS BUSINESS 5.25 X|TRBT|Tradebot Systems, Inc.|562
PSB$X|PS BUSINESS 5.25 X|UBSA|UBS SECURITIES LLC|2806
PSB$X|PS BUSINESS 5.25 X|UBSS|UBS Securities LLC|14300
PSB$X|PS BUSINESS 5.25 X|WCHV|WELLS FARGO SECURITIES, LLC|57742
PSB$X|PS BUSINESS 5.25 X|WEDB|WEDBUSH SECURITIES INC.|91
PSB$X|PS BUSINESS 5.25 X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17
PSB$X|PS BUSINESS 5.25 X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1118
PSB$Y|PS BUSINESS 5.20 Y|BARD|Robert W. Baird & Co. Incorporated|70
PSB$Y|PS BUSINESS 5.20 Y|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2254
PSB$Y|PS BUSINESS 5.20 Y|BNCH|The Benchmark Company, LLC|5800
PSB$Y|PS BUSINESS 5.20 Y|BYXM|CBOE TRADING, INC.|600
PSB$Y|PS BUSINESS 5.20 Y|CHAS|Charles Schwab & Co., Inc.|63
PSB$Y|PS BUSINESS 5.20 Y|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6807
PSB$Y|PS BUSINESS 5.20 Y|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
PSB$Y|PS BUSINESS 5.20 Y|DBAX|Deutsche Bank Securities Inc.|3500
PSB$Y|PS BUSINESS 5.20 Y|DEAN|MORGAN STANLEY|27838
PSB$Y|PS BUSINESS 5.20 Y|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3506
PSB$Y|PS BUSINESS 5.20 Y|EBXL|EBX LLC|7100
PSB$Y|PS BUSINESS 5.20 Y|ECUT|CONVERGEX EXECUTION SOLUTIONS|3614
PSB$Y|PS BUSINESS 5.20 Y|EDJO|Edward D. Jones & Co., L.P.|2795
PSB$Y|PS BUSINESS 5.20 Y|ETRS|E*Trade Securities LLC|600
PSB$Y|PS BUSINESS 5.20 Y|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70
PSB$Y|PS BUSINESS 5.20 Y|FTBR|Foliofn Investments, Inc.|64
PSB$Y|PS BUSINESS 5.20 Y|GLPX|ACS EXECUTION SERVICES, LLC|3420
PSB$Y|PS BUSINESS 5.20 Y|GSCO|GOLDMAN SACHS & CO. LLC|3738
PSB$Y|PS BUSINESS 5.20 Y|GSLT|GOLDMAN SACHS & CO. LLC|411
PSB$Y|PS BUSINESS 5.20 Y|GTSZ|GTS SECURITIES LLC|353
PSB$Y|PS BUSINESS 5.20 Y|HRBF|American Enterprise Investment Services Inc.|1233
PSB$Y|PS BUSINESS 5.20 Y|IATS|INTERACTIVE BROKERS LLC|1300
PSB$Y|PS BUSINESS 5.20 Y|IBKR|Interactive Brokers Llc|4930
PSB$Y|PS BUSINESS 5.20 Y|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|554
PSB$Y|PS BUSINESS 5.20 Y|ICBX|INSTINET, LLC|1000
PSB$Y|PS BUSINESS 5.20 Y|INCA|INSTINET, LLC|2507
PSB$Y|PS BUSINESS 5.20 Y|INJX|INSTINET, LLC|1600
PSB$Y|PS BUSINESS 5.20 Y|ITGI|ITG Inc.|210
PSB$Y|PS BUSINESS 5.20 Y|JANY|Janney Montgomery Scott Inc.|750
PSB$Y|PS BUSINESS 5.20 Y|JPMX|J.P. Morgan Securities LLC|800
PSB$Y|PS BUSINESS 5.20 Y|JSEB|JANE STREET EXECUTION SERVICES, LLC|448
PSB$Y|PS BUSINESS 5.20 Y|KCGM|VIRTU Americas LLC|100
PSB$Y|PS BUSINESS 5.20 Y|LEHM|Barclays Capital Inc./Le|37000
PSB$Y|PS BUSINESS 5.20 Y|LIME|Lime Brokerage LLC|418
PSB$Y|PS BUSINESS 5.20 Y|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
PSB$Y|PS BUSINESS 5.20 Y|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
PSB$Y|PS BUSINESS 5.20 Y|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|25000
PSB$Y|PS BUSINESS 5.20 Y|MSCO|MORGAN STANLEY & CO. LLC|5799
PSB$Y|PS BUSINESS 5.20 Y|MSPL|MORGAN STANLEY & CO. LLC|100
PSB$Y|PS BUSINESS 5.20 Y|NFSC|National Financial Services LLC|16273
PSB$Y|PS BUSINESS 5.20 Y|NITE|VIRTU Americas LLC|40712
PSB$Y|PS BUSINESS 5.20 Y|NQRB|Brut, LLC|100
PSB$Y|PS BUSINESS 5.20 Y|PDQM|CODA MARKETS, INC.|4120
PSB$Y|PS BUSINESS 5.20 Y|PWJC|UBS Financial Services, Inc.|1052
PSB$Y|PS BUSINESS 5.20 Y|RBCM|RBC CAPITAL MARKETS, LLC|2412
PSB$Y|PS BUSINESS 5.20 Y|RJLC|RJL CAPITAL GROUP, LLC|1900
PSB$Y|PS BUSINESS 5.20 Y|SBSH|Citigroup Global Markets Inc.|35
PSB$Y|PS BUSINESS 5.20 Y|SGMT|GOLDMAN SACHS & CO. LLC|3438
PSB$Y|PS BUSINESS 5.20 Y|SPDR|SPEEDROUTE LLC|3000
PSB$Y|PS BUSINESS 5.20 Y|STFL|Stifel, Nicolaus & Company, Incorporated|318
PSB$Y|PS BUSINESS 5.20 Y|SWIM|TD Ameritrade, Inc.|9800
PSB$Y|PS BUSINESS 5.20 Y|SWST|Hilltop Securities Inc.|106
PSB$Y|PS BUSINESS 5.20 Y|TKNG|ALLY INVEST SECURITIES LLC|400
PSB$Y|PS BUSINESS 5.20 Y|TRBT|Tradebot Systems, Inc.|1484
PSB$Y|PS BUSINESS 5.20 Y|UBSA|UBS SECURITIES LLC|11066
PSB$Y|PS BUSINESS 5.20 Y|UBSS|UBS Securities LLC|11350
PSB$Y|PS BUSINESS 5.20 Y|VGRD|Vanguard Marketing Corporation|106
PSB$Y|PS BUSINESS 5.20 Y|WCHV|WELLS FARGO SECURITIES, LLC|63515
PSB$Y|PS BUSINESS 5.20 Y|WEDB|WEDBUSH SECURITIES INC.|393
PSB$Y|PS BUSINESS 5.20 Y|WEED|Weeden & Co.L.P.|5500
PSB$Y|PS BUSINESS 5.20 Y|WEXX|WOLVERINE EXECUTION SERVICES, LLC|77
PSB$Y|PS BUSINESS 5.20 Y|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
PSB$Y|PS BUSINESS 5.20 Y|YLPL|Linsco/Private Ledger Financial Services, Incorporated|450
PSC|PRINCIPAL US SMCP ML|BATM|CBOE TRADING, INC.|200
PSC|PRINCIPAL US SMCP ML|CANT|Cantor Fitzgerald & Co.|2700000
PSC|PRINCIPAL US SMCP ML|ETRS|E*Trade Securities LLC|300
PSC|PRINCIPAL US SMCP ML|FBCO|Credit Suisse Securities (USA) LLC|100
PSC|PRINCIPAL US SMCP ML|FOMA|TD AMERITRADE CLEARING, INC.|274
PSC|PRINCIPAL US SMCP ML|GSCO|GOLDMAN SACHS & CO. LLC|200
PSC|PRINCIPAL US SMCP ML|IBKR|Interactive Brokers Llc|639
PSC|PRINCIPAL US SMCP ML|KCGM|VIRTU Americas LLC|300
PSC|PRINCIPAL US SMCP ML|LEHM|Barclays Capital Inc./Le|200
PSC|PRINCIPAL US SMCP ML|LIME|Lime Brokerage LLC|1976
PSC|PRINCIPAL US SMCP ML|MSCO|MORGAN STANLEY & CO. LLC|600
PSC|PRINCIPAL US SMCP ML|NFSC|National Financial Services LLC|2425
PSC|PRINCIPAL US SMCP ML|NITE|VIRTU Americas LLC|769
PSC|PRINCIPAL US SMCP ML|NITP|VIRTU Americas LLC|1314
PSC|PRINCIPAL US SMCP ML|RAJA|Raymond James & Associates, Inc.|88
PSC|PRINCIPAL US SMCP ML|TRCM|TRC MARKETS LLC|100
PSC|PRINCIPAL US SMCP ML|UBSA|UBS SECURITIES LLC|100
PSC|PRINCIPAL US SMCP ML|WCHV|WELLS FARGO SECURITIES, LLC|651
PSC|PRINCIPAL US SMCP ML|WSEA|WOLVERINE SECURITIES, LLC|6
PSCC|INVESCO S&P SMCP CON|APCC|Apex Clearing Corporation|85
PSCC|INVESCO S&P SMCP CON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|501
PSCC|INVESCO S&P SMCP CON|BRGE|Newbridge Securities Corp.|370
PSCC|INVESCO S&P SMCP CON|DBAX|Deutsche Bank Securities Inc.|1200
PSCC|INVESCO S&P SMCP CON|DEAN|MORGAN STANLEY|100
PSCC|INVESCO S&P SMCP CON|EBXL|EBX LLC|600
PSCC|INVESCO S&P SMCP CON|ETRS|E*Trade Securities LLC|41
PSCC|INVESCO S&P SMCP CON|FBCO|Credit Suisse Securities (USA) LLC|671
PSCC|INVESCO S&P SMCP CON|FOMA|TD AMERITRADE CLEARING, INC.|2753
PSCC|INVESCO S&P SMCP CON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|121
PSCC|INVESCO S&P SMCP CON|FTBR|Foliofn Investments, Inc.|114
PSCC|INVESCO S&P SMCP CON|GSLT|GOLDMAN SACHS & CO. LLC|508
PSCC|INVESCO S&P SMCP CON|HRBF|American Enterprise Investment Services Inc.|2239
PSCC|INVESCO S&P SMCP CON|IATS|INTERACTIVE BROKERS LLC|356
PSCC|INVESCO S&P SMCP CON|IBKR|Interactive Brokers Llc|4745
PSCC|INVESCO S&P SMCP CON|ICBX|INSTINET, LLC|400
PSCC|INVESCO S&P SMCP CON|JPMX|J.P. Morgan Securities LLC|800
PSCC|INVESCO S&P SMCP CON|JSJX|JANE STREET CAPITAL LLC|2514
PSCC|INVESCO S&P SMCP CON|KCGM|VIRTU Americas LLC|5949
PSCC|INVESCO S&P SMCP CON|LEHM|Barclays Capital Inc./Le|2000
PSCC|INVESCO S&P SMCP CON|LIME|Lime Brokerage LLC|386
PSCC|INVESCO S&P SMCP CON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
PSCC|INVESCO S&P SMCP CON|MSCO|MORGAN STANLEY & CO. LLC|3423
PSCC|INVESCO S&P SMCP CON|MSPL|MORGAN STANLEY & CO. LLC|200
PSCC|INVESCO S&P SMCP CON|NFSC|National Financial Services LLC|8362
PSCC|INVESCO S&P SMCP CON|NITE|VIRTU Americas LLC|11884
PSCC|INVESCO S&P SMCP CON|OPCO|Oppenheimer & Co. Inc.|61
PSCC|INVESCO S&P SMCP CON|RAJA|Raymond James & Associates, Inc.|480
PSCC|INVESCO S&P SMCP CON|RBCM|RBC CAPITAL MARKETS, LLC|125
PSCC|INVESCO S&P SMCP CON|SBSH|Citigroup Global Markets Inc.|300
PSCC|INVESCO S&P SMCP CON|SGMT|GOLDMAN SACHS & CO. LLC|1052
PSCC|INVESCO S&P SMCP CON|STFL|Stifel, Nicolaus & Company, Incorporated|100
PSCC|INVESCO S&P SMCP CON|SWIM|TD Ameritrade, Inc.|69
PSCC|INVESCO S&P SMCP CON|TKNG|ALLY INVEST SECURITIES LLC|62
PSCC|INVESCO S&P SMCP CON|TRCM|TRC MARKETS LLC|100
PSCC|INVESCO S&P SMCP CON|UBSA|UBS SECURITIES LLC|1582
PSCC|INVESCO S&P SMCP CON|UBSS|UBS Securities LLC|5824
PSCC|INVESCO S&P SMCP CON|VALX|VIRTU AMERICAS LLC|119
PSCC|INVESCO S&P SMCP CON|VGRD|Vanguard Marketing Corporation|1083
PSCC|INVESCO S&P SMCP CON|WCHV|WELLS FARGO SECURITIES, LLC|1489
PSCC|INVESCO S&P SMCP CON|WSEA|WOLVERINE SECURITIES, LLC|5
PSCC|INVESCO S&P SMCP CON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1048
PSCD|INVESCO S&P SMCP CON|APCC|Apex Clearing Corporation|12
PSCD|INVESCO S&P SMCP CON|BARD|Robert W. Baird & Co. Incorporated|78
PSCD|INVESCO S&P SMCP CON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|297
PSCD|INVESCO S&P SMCP CON|CHAS|Charles Schwab & Co., Inc.|126
PSCD|INVESCO S&P SMCP CON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5830
PSCD|INVESCO S&P SMCP CON|CSIN|Citadel Securities Institutional LLC|287103
PSCD|INVESCO S&P SMCP CON|CTDL|Citadel Derivatives Group Llc|291773
PSCD|INVESCO S&P SMCP CON|DBAX|Deutsche Bank Securities Inc.|1100
PSCD|INVESCO S&P SMCP CON|DEAN|MORGAN STANLEY|54
PSCD|INVESCO S&P SMCP CON|EBXL|EBX LLC|1200
PSCD|INVESCO S&P SMCP CON|ETRS|E*Trade Securities LLC|3587
PSCD|INVESCO S&P SMCP CON|FBCO|Credit Suisse Securities (USA) LLC|1704
PSCD|INVESCO S&P SMCP CON|FOMA|TD AMERITRADE CLEARING, INC.|4381
PSCD|INVESCO S&P SMCP CON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91
PSCD|INVESCO S&P SMCP CON|FTBR|Foliofn Investments, Inc.|401
PSCD|INVESCO S&P SMCP CON|GEBB|GLOBAL EXECUTION BROKERS, LP|118
PSCD|INVESCO S&P SMCP CON|GSLT|GOLDMAN SACHS & CO. LLC|940
PSCD|INVESCO S&P SMCP CON|GTSZ|GTS SECURITIES LLC|782
PSCD|INVESCO S&P SMCP CON|HRBF|American Enterprise Investment Services Inc.|68
PSCD|INVESCO S&P SMCP CON|IBKR|Interactive Brokers Llc|2342
PSCD|INVESCO S&P SMCP CON|ICBX|INSTINET, LLC|400
PSCD|INVESCO S&P SMCP CON|INCA|INSTINET, LLC|1100
PSCD|INVESCO S&P SMCP CON|JPMX|J.P. Morgan Securities LLC|800
PSCD|INVESCO S&P SMCP CON|JSEB|JANE STREET EXECUTION SERVICES, LLC|11142
PSCD|INVESCO S&P SMCP CON|JSJX|JANE STREET CAPITAL LLC|22173
PSCD|INVESCO S&P SMCP CON|LEHM|Barclays Capital Inc./Le|2200
PSCD|INVESCO S&P SMCP CON|LIME|Lime Brokerage LLC|628
PSCD|INVESCO S&P SMCP CON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
PSCD|INVESCO S&P SMCP CON|MSCO|MORGAN STANLEY & CO. LLC|5507
PSCD|INVESCO S&P SMCP CON|NATL|National Securities Corporation|108
PSCD|INVESCO S&P SMCP CON|NFSC|National Financial Services LLC|15011
PSCD|INVESCO S&P SMCP CON|NITE|VIRTU Americas LLC|94871
PSCD|INVESCO S&P SMCP CON|PWJC|UBS Financial Services, Inc.|700
PSCD|INVESCO S&P SMCP CON|RAJA|Raymond James & Associates, Inc.|112
PSCD|INVESCO S&P SMCP CON|RBCM|RBC CAPITAL MARKETS, LLC|819
PSCD|INVESCO S&P SMCP CON|SGMT|GOLDMAN SACHS & CO. LLC|1188
PSCD|INVESCO S&P SMCP CON|SWIM|TD Ameritrade, Inc.|400
PSCD|INVESCO S&P SMCP CON|UBSA|UBS SECURITIES LLC|20470
PSCD|INVESCO S&P SMCP CON|UBSS|UBS Securities LLC|27531
PSCD|INVESCO S&P SMCP CON|VALX|VIRTU AMERICAS LLC|42
PSCD|INVESCO S&P SMCP CON|VGRD|Vanguard Marketing Corporation|59
PSCD|INVESCO S&P SMCP CON|WCHV|WELLS FARGO SECURITIES, LLC|16991
PSCD|INVESCO S&P SMCP CON|WSEA|WOLVERINE SECURITIES, LLC|10
PSCD|INVESCO S&P SMCP CON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13
PSCE|INVESCO S&P SMCP ENE|APCC|Apex Clearing Corporation|129
PSCE|INVESCO S&P SMCP ENE|BARD|Robert W. Baird & Co. Incorporated|284
PSCE|INVESCO S&P SMCP ENE|BATM|CBOE TRADING, INC.|1
PSCE|INVESCO S&P SMCP ENE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1030
PSCE|INVESCO S&P SMCP ENE|CHAS|Charles Schwab & Co., Inc.|6
PSCE|INVESCO S&P SMCP ENE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11394
PSCE|INVESCO S&P SMCP ENE|CSIN|Citadel Securities Institutional LLC|152719
PSCE|INVESCO S&P SMCP ENE|CTDL|Citadel Derivatives Group Llc|152819
PSCE|INVESCO S&P SMCP ENE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2136
PSCE|INVESCO S&P SMCP ENE|DBAX|Deutsche Bank Securities Inc.|3100
PSCE|INVESCO S&P SMCP ENE|DEAN|MORGAN STANLEY|951
PSCE|INVESCO S&P SMCP ENE|EBXL|EBX LLC|8200
PSCE|INVESCO S&P SMCP ENE|EDJO|Edward D. Jones & Co., L.P.|761
PSCE|INVESCO S&P SMCP ENE|EGMT|EG MARKET TECHNOLOGIES LLC|200
PSCE|INVESCO S&P SMCP ENE|ETRS|E*Trade Securities LLC|4835
PSCE|INVESCO S&P SMCP ENE|FBCO|Credit Suisse Securities (USA) LLC|26735
PSCE|INVESCO S&P SMCP ENE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|17925
PSCE|INVESCO S&P SMCP ENE|FOMA|TD AMERITRADE CLEARING, INC.|20155
PSCE|INVESCO S&P SMCP ENE|FTBR|Foliofn Investments, Inc.|2225
PSCE|INVESCO S&P SMCP ENE|GEBB|GLOBAL EXECUTION BROKERS, LP|1342
PSCE|INVESCO S&P SMCP ENE|GLPX|ACS EXECUTION SERVICES, LLC|70
PSCE|INVESCO S&P SMCP ENE|GSCO|GOLDMAN SACHS & CO. LLC|120400
PSCE|INVESCO S&P SMCP ENE|GSLT|GOLDMAN SACHS & CO. LLC|1
PSCE|INVESCO S&P SMCP ENE|GTSZ|GTS SECURITIES LLC|1702
PSCE|INVESCO S&P SMCP ENE|IATS|INTERACTIVE BROKERS LLC|1986
PSCE|INVESCO S&P SMCP ENE|IBKR|Interactive Brokers Llc|8814
PSCE|INVESCO S&P SMCP ENE|ICBX|INSTINET, LLC|7000
PSCE|INVESCO S&P SMCP ENE|INCA|INSTINET, LLC|400
PSCE|INVESCO S&P SMCP ENE|ITGP|ITG INC.|200
PSCE|INVESCO S&P SMCP ENE|JPMX|J.P. Morgan Securities LLC|1800
PSCE|INVESCO S&P SMCP ENE|JSEB|JANE STREET EXECUTION SERVICES, LLC|28085
PSCE|INVESCO S&P SMCP ENE|JSJX|JANE STREET CAPITAL LLC|49797
PSCE|INVESCO S&P SMCP ENE|KCGM|VIRTU Americas LLC|6882
PSCE|INVESCO S&P SMCP ENE|LEHM|Barclays Capital Inc./Le|15400
PSCE|INVESCO S&P SMCP ENE|LIME|Lime Brokerage LLC|10444
PSCE|INVESCO S&P SMCP ENE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
PSCE|INVESCO S&P SMCP ENE|MOTF|MOTIF INVESTING, INC.|2
PSCE|INVESCO S&P SMCP ENE|MSCO|MORGAN STANLEY & CO. LLC|25370
PSCE|INVESCO S&P SMCP ENE|MSPL|MORGAN STANLEY & CO. LLC|600
PSCE|INVESCO S&P SMCP ENE|NFSC|National Financial Services LLC|123113
PSCE|INVESCO S&P SMCP ENE|NITE|VIRTU Americas LLC|188710
PSCE|INVESCO S&P SMCP ENE|NITP|VIRTU Americas LLC|116
PSCE|INVESCO S&P SMCP ENE|PDQM|CODA MARKETS, INC.|140
PSCE|INVESCO S&P SMCP ENE|RAJA|Raymond James & Associates, Inc.|6068
PSCE|INVESCO S&P SMCP ENE|RBCM|RBC CAPITAL MARKETS, LLC|15742
PSCE|INVESCO S&P SMCP ENE|SALI|INTL FCSTONE FINANCIAL INC.|800
PSCE|INVESCO S&P SMCP ENE|SGMT|GOLDMAN SACHS & CO. LLC|3546
PSCE|INVESCO S&P SMCP ENE|SHMR|ABN Amro Clearing LLC|18074
PSCE|INVESCO S&P SMCP ENE|STFL|Stifel, Nicolaus & Company, Incorporated|2358
PSCE|INVESCO S&P SMCP ENE|SWIM|TD Ameritrade, Inc.|3610
PSCE|INVESCO S&P SMCP ENE|TRCM|TRC MARKETS LLC|2721
PSCE|INVESCO S&P SMCP ENE|UBSA|UBS SECURITIES LLC|21118
PSCE|INVESCO S&P SMCP ENE|UBSS|UBS Securities LLC|14977
PSCE|INVESCO S&P SMCP ENE|VGRD|Vanguard Marketing Corporation|9845
PSCE|INVESCO S&P SMCP ENE|WCHV|WELLS FARGO SECURITIES, LLC|28588
PSCE|INVESCO S&P SMCP ENE|WGIF|CIBC World Markets Inc.|3963
PSCE|INVESCO S&P SMCP ENE|WSEA|WOLVERINE SECURITIES, LLC|50
PSCE|INVESCO S&P SMCP ENE|XSTM|NATIONAL FINANCIAL SERVICES LLC|450
PSCE|INVESCO S&P SMCP ENE|YKNA|COMHAR CAPITAL MARKETS, LLC|70
PSCE|INVESCO S&P SMCP ENE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70452
PSCF|INVESCO S&P SMCP FIN|APCC|Apex Clearing Corporation|18
PSCF|INVESCO S&P SMCP FIN|BARD|Robert W. Baird & Co. Incorporated|125
PSCF|INVESCO S&P SMCP FIN|BBNT|BB&T SECURITIES, LLC|97
PSCF|INVESCO S&P SMCP FIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1909
PSCF|INVESCO S&P SMCP FIN|BYXM|CBOE TRADING, INC.|762
PSCF|INVESCO S&P SMCP FIN|CHAS|Charles Schwab & Co., Inc.|101
PSCF|INVESCO S&P SMCP FIN|CIST|Capital Institutional Services, Inc.|45
PSCF|INVESCO S&P SMCP FIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8173
PSCF|INVESCO S&P SMCP FIN|CSIN|Citadel Securities Institutional LLC|1362
PSCF|INVESCO S&P SMCP FIN|CTDL|Citadel Derivatives Group Llc|8534
PSCF|INVESCO S&P SMCP FIN|DBAX|Deutsche Bank Securities Inc.|1500
PSCF|INVESCO S&P SMCP FIN|DEAN|MORGAN STANLEY|225
PSCF|INVESCO S&P SMCP FIN|EBXL|EBX LLC|2200
PSCF|INVESCO S&P SMCP FIN|EDJO|Edward D. Jones & Co., L.P.|268
PSCF|INVESCO S&P SMCP FIN|ETRS|E*Trade Securities LLC|2092
PSCF|INVESCO S&P SMCP FIN|FBCO|Credit Suisse Securities (USA) LLC|5742
PSCF|INVESCO S&P SMCP FIN|FBSB|U.S. Bancorp Investments, Inc.|47
PSCF|INVESCO S&P SMCP FIN|FILL|Tradestation Securities, Inc.|10
PSCF|INVESCO S&P SMCP FIN|FOMA|TD AMERITRADE CLEARING, INC.|9848
PSCF|INVESCO S&P SMCP FIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|202
PSCF|INVESCO S&P SMCP FIN|FTBR|Foliofn Investments, Inc.|609
PSCF|INVESCO S&P SMCP FIN|GEBB|GLOBAL EXECUTION BROKERS, LP|480
PSCF|INVESCO S&P SMCP FIN|GLPX|ACS EXECUTION SERVICES, LLC|1455
PSCF|INVESCO S&P SMCP FIN|GSLT|GOLDMAN SACHS & CO. LLC|1860
PSCF|INVESCO S&P SMCP FIN|GTSZ|GTS SECURITIES LLC|1821
PSCF|INVESCO S&P SMCP FIN|HRBF|American Enterprise Investment Services Inc.|1985
PSCF|INVESCO S&P SMCP FIN|IATS|INTERACTIVE BROKERS LLC|104
PSCF|INVESCO S&P SMCP FIN|IBKR|Interactive Brokers Llc|4315
PSCF|INVESCO S&P SMCP FIN|ICBX|INSTINET, LLC|3000
PSCF|INVESCO S&P SMCP FIN|INCA|INSTINET, LLC|15319
PSCF|INVESCO S&P SMCP FIN|ITGP|ITG INC.|1800
PSCF|INVESCO S&P SMCP FIN|JPMX|J.P. Morgan Securities LLC|1760
PSCF|INVESCO S&P SMCP FIN|JSJX|JANE STREET CAPITAL LLC|42818
PSCF|INVESCO S&P SMCP FIN|KCGM|VIRTU Americas LLC|8830
PSCF|INVESCO S&P SMCP FIN|LEHM|Barclays Capital Inc./Le|7140
PSCF|INVESCO S&P SMCP FIN|LIME|Lime Brokerage LLC|2226
PSCF|INVESCO S&P SMCP FIN|LSCI|Lek Securities Corporation|300
PSCF|INVESCO S&P SMCP FIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4650
PSCF|INVESCO S&P SMCP FIN|MSCO|MORGAN STANLEY & CO. LLC|11946
PSCF|INVESCO S&P SMCP FIN|NFSC|National Financial Services LLC|51394
PSCF|INVESCO S&P SMCP FIN|NITE|VIRTU Americas LLC|22186
PSCF|INVESCO S&P SMCP FIN|NQRB|Brut, LLC|400
PSCF|INVESCO S&P SMCP FIN|PDQM|CODA MARKETS, INC.|1455
PSCF|INVESCO S&P SMCP FIN|RAJA|Raymond James & Associates, Inc.|2295
PSCF|INVESCO S&P SMCP FIN|RBCM|RBC CAPITAL MARKETS, LLC|2058
PSCF|INVESCO S&P SMCP FIN|SGMT|GOLDMAN SACHS & CO. LLC|3449
PSCF|INVESCO S&P SMCP FIN|SWIM|TD Ameritrade, Inc.|505
PSCF|INVESCO S&P SMCP FIN|TRCM|TRC MARKETS LLC|35
PSCF|INVESCO S&P SMCP FIN|UBSA|UBS SECURITIES LLC|7159
PSCF|INVESCO S&P SMCP FIN|UBSS|UBS Securities LLC|14832
PSCF|INVESCO S&P SMCP FIN|VALX|VIRTU AMERICAS LLC|24
PSCF|INVESCO S&P SMCP FIN|VGRD|Vanguard Marketing Corporation|2084
PSCF|INVESCO S&P SMCP FIN|WCHV|WELLS FARGO SECURITIES, LLC|51333
PSCF|INVESCO S&P SMCP FIN|WSEA|WOLVERINE SECURITIES, LLC|1
PSCF|INVESCO S&P SMCP FIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3876
PSCH|INVESCO S&P SMCP HTH|ALTX|Alternet Securities Inc.|200
PSCH|INVESCO S&P SMCP HTH|APCC|Apex Clearing Corporation|804
PSCH|INVESCO S&P SMCP HTH|BARD|Robert W. Baird & Co. Incorporated|341
PSCH|INVESCO S&P SMCP HTH|BATM|CBOE TRADING, INC.|1201
PSCH|INVESCO S&P SMCP HTH|BBNT|BB&T SECURITIES, LLC|243
PSCH|INVESCO S&P SMCP HTH|BERN|Sanford C. Bernstein & Co., LLC|9
PSCH|INVESCO S&P SMCP HTH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1599
PSCH|INVESCO S&P SMCP HTH|BMOC|BMO Capital Markets Corp.|800
PSCH|INVESCO S&P SMCP HTH|BRGE|Newbridge Securities Corp.|89
PSCH|INVESCO S&P SMCP HTH|BYXM|CBOE TRADING, INC.|497
PSCH|INVESCO S&P SMCP HTH|CANT|Cantor Fitzgerald & Co.|3377
PSCH|INVESCO S&P SMCP HTH|CHAS|Charles Schwab & Co., Inc.|669
PSCH|INVESCO S&P SMCP HTH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1624
PSCH|INVESCO S&P SMCP HTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41847
PSCH|INVESCO S&P SMCP HTH|CSIN|Citadel Securities Institutional LLC|31990
PSCH|INVESCO S&P SMCP HTH|CTDL|Citadel Derivatives Group Llc|34229
PSCH|INVESCO S&P SMCP HTH|DBAB|Deutsche Bank Securities Inc.|500
PSCH|INVESCO S&P SMCP HTH|DBAX|Deutsche Bank Securities Inc.|6200
PSCH|INVESCO S&P SMCP HTH|DEAN|MORGAN STANLEY|2824
PSCH|INVESCO S&P SMCP HTH|DEGS|RONIN PROFESSIONAL LLC|1979
PSCH|INVESCO S&P SMCP HTH|EBXL|EBX LLC|9300
PSCH|INVESCO S&P SMCP HTH|EDJC|Edward Jones / CDS|80
PSCH|INVESCO S&P SMCP HTH|EDJO|Edward D. Jones & Co., L.P.|6786
PSCH|INVESCO S&P SMCP HTH|ETBE|Electronic Transaction Clearing, Inc.|178
PSCH|INVESCO S&P SMCP HTH|ETCB|ETC BROKERAGE SERVICES, LLC|102
PSCH|INVESCO S&P SMCP HTH|ETRS|E*Trade Securities LLC|24866
PSCH|INVESCO S&P SMCP HTH|FBCO|Credit Suisse Securities (USA) LLC|32598
PSCH|INVESCO S&P SMCP HTH|FBSB|U.S. Bancorp Investments, Inc.|741
PSCH|INVESCO S&P SMCP HTH|FILL|Tradestation Securities, Inc.|4004
PSCH|INVESCO S&P SMCP HTH|FMAF|NBCN Inc./ CDS|191
PSCH|INVESCO S&P SMCP HTH|FOMA|TD AMERITRADE CLEARING, INC.|85080
PSCH|INVESCO S&P SMCP HTH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
PSCH|INVESCO S&P SMCP HTH|FTBR|Foliofn Investments, Inc.|1670
PSCH|INVESCO S&P SMCP HTH|GEBB|GLOBAL EXECUTION BROKERS, LP|6728
PSCH|INVESCO S&P SMCP HTH|GLIS|TD Securities Inc|239
PSCH|INVESCO S&P SMCP HTH|GLPX|ACS EXECUTION SERVICES, LLC|685
PSCH|INVESCO S&P SMCP HTH|GSCO|GOLDMAN SACHS & CO. LLC|11119
PSCH|INVESCO S&P SMCP HTH|GSCS|GOLDMAN SACHS & CO. LLC|500
PSCH|INVESCO S&P SMCP HTH|GSLT|GOLDMAN SACHS & CO. LLC|5628
PSCH|INVESCO S&P SMCP HTH|GTSZ|GTS SECURITIES LLC|7462
PSCH|INVESCO S&P SMCP HTH|HRBF|American Enterprise Investment Services Inc.|10942
PSCH|INVESCO S&P SMCP HTH|HSBC|HSBC Securities, Inc.|2129
PSCH|INVESCO S&P SMCP HTH|IATS|INTERACTIVE BROKERS LLC|9417
PSCH|INVESCO S&P SMCP HTH|IBKR|Interactive Brokers Llc|57702
PSCH|INVESCO S&P SMCP HTH|ICBX|INSTINET, LLC|17660
PSCH|INVESCO S&P SMCP HTH|INCA|INSTINET, LLC|10080
PSCH|INVESCO S&P SMCP HTH|ITGI|ITG Inc.|1412
PSCH|INVESCO S&P SMCP HTH|ITGP|ITG INC.|4400
PSCH|INVESCO S&P SMCP HTH|JANY|Janney Montgomery Scott Inc.|750
PSCH|INVESCO S&P SMCP HTH|JPMX|J.P. Morgan Securities LLC|9162
PSCH|INVESCO S&P SMCP HTH|JSEB|JANE STREET EXECUTION SERVICES, LLC|4500
PSCH|INVESCO S&P SMCP HTH|JSJX|JANE STREET CAPITAL LLC|104587
PSCH|INVESCO S&P SMCP HTH|KCGM|VIRTU Americas LLC|12623
PSCH|INVESCO S&P SMCP HTH|LEHM|Barclays Capital Inc./Le|18600
PSCH|INVESCO S&P SMCP HTH|LIME|Lime Brokerage LLC|36167
PSCH|INVESCO S&P SMCP HTH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
PSCH|INVESCO S&P SMCP HTH|MACC|Mid Atlantic Capital Corporation|63
PSCH|INVESCO S&P SMCP HTH|MBTS|ALLY INVEST SECURITIES LLC|100
PSCH|INVESCO S&P SMCP HTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14600
PSCH|INVESCO S&P SMCP HTH|MOTF|MOTIF INVESTING, INC.|13
PSCH|INVESCO S&P SMCP HTH|MSCO|MORGAN STANLEY & CO. LLC|67496
PSCH|INVESCO S&P SMCP HTH|MSPL|MORGAN STANLEY & CO. LLC|3300
PSCH|INVESCO S&P SMCP HTH|NATL|National Securities Corporation|364
PSCH|INVESCO S&P SMCP HTH|NFSC|National Financial Services LLC|189751
PSCH|INVESCO S&P SMCP HTH|NITE|VIRTU Americas LLC|342370
PSCH|INVESCO S&P SMCP HTH|NITP|VIRTU Americas LLC|14346
PSCH|INVESCO S&P SMCP HTH|NTRC|Northern Trust Securities, Inc.|500
PSCH|INVESCO S&P SMCP HTH|OPCO|Oppenheimer & Co. Inc.|1274
PSCH|INVESCO S&P SMCP HTH|PDQM|CODA MARKETS, INC.|4285
PSCH|INVESCO S&P SMCP HTH|PWJC|UBS Financial Services, Inc.|154
PSCH|INVESCO S&P SMCP HTH|RAJA|Raymond James & Associates, Inc.|1788
PSCH|INVESCO S&P SMCP HTH|RBCM|RBC CAPITAL MARKETS, LLC|17874
PSCH|INVESCO S&P SMCP HTH|SALI|INTL FCSTONE FINANCIAL INC.|88
PSCH|INVESCO S&P SMCP HTH|SBSH|Citigroup Global Markets Inc.|1618
PSCH|INVESCO S&P SMCP HTH|SGMT|GOLDMAN SACHS & CO. LLC|27079
PSCH|INVESCO S&P SMCP HTH|STFL|Stifel, Nicolaus & Company, Incorporated|722
PSCH|INVESCO S&P SMCP HTH|SWIM|TD Ameritrade, Inc.|6711
PSCH|INVESCO S&P SMCP HTH|SWST|Hilltop Securities Inc.|135
PSCH|INVESCO S&P SMCP HTH|TKNG|ALLY INVEST SECURITIES LLC|1455
PSCH|INVESCO S&P SMCP HTH|TRBT|Tradebot Systems, Inc.|600
PSCH|INVESCO S&P SMCP HTH|TRCM|TRC MARKETS LLC|1538
PSCH|INVESCO S&P SMCP HTH|UBSA|UBS SECURITIES LLC|104368
PSCH|INVESCO S&P SMCP HTH|UBSS|UBS Securities LLC|101875
PSCH|INVESCO S&P SMCP HTH|VALX|VIRTU AMERICAS LLC|2920
PSCH|INVESCO S&P SMCP HTH|VGRD|Vanguard Marketing Corporation|24262
PSCH|INVESCO S&P SMCP HTH|VSIN|Vision Financial Markets Llc|9
PSCH|INVESCO S&P SMCP HTH|WCHV|WELLS FARGO SECURITIES, LLC|81953
PSCH|INVESCO S&P SMCP HTH|WEDB|WEDBUSH SECURITIES INC.|155
PSCH|INVESCO S&P SMCP HTH|WEED|Weeden & Co.L.P.|169
PSCH|INVESCO S&P SMCP HTH|WESC|Wellington Shields & Co., LLC|600
PSCH|INVESCO S&P SMCP HTH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5663
PSCH|INVESCO S&P SMCP HTH|WGIF|CIBC World Markets Inc.|2387
PSCH|INVESCO S&P SMCP HTH|WSEA|WOLVERINE SECURITIES, LLC|995
PSCH|INVESCO S&P SMCP HTH|XSTM|NATIONAL FINANCIAL SERVICES LLC|2698
PSCH|INVESCO S&P SMCP HTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20994
PSCI|INVESCO S&P SMCP IND|APCC|Apex Clearing Corporation|75
PSCI|INVESCO S&P SMCP IND|BARD|Robert W. Baird & Co. Incorporated|47
PSCI|INVESCO S&P SMCP IND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|296
PSCI|INVESCO S&P SMCP IND|CHAS|Charles Schwab & Co., Inc.|21721
PSCI|INVESCO S&P SMCP IND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
PSCI|INVESCO S&P SMCP IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3238
PSCI|INVESCO S&P SMCP IND|DBAX|Deutsche Bank Securities Inc.|1200
PSCI|INVESCO S&P SMCP IND|DEAN|MORGAN STANLEY|1136
PSCI|INVESCO S&P SMCP IND|EBXL|EBX LLC|1700
PSCI|INVESCO S&P SMCP IND|EDJO|Edward D. Jones & Co., L.P.|217
PSCI|INVESCO S&P SMCP IND|EGXM|CBOE TRADING, INC.|22
PSCI|INVESCO S&P SMCP IND|ETRS|E*Trade Securities LLC|1712
PSCI|INVESCO S&P SMCP IND|FBCO|Credit Suisse Securities (USA) LLC|1371
PSCI|INVESCO S&P SMCP IND|FMAF|NBCN Inc./ CDS|231
PSCI|INVESCO S&P SMCP IND|FOMA|TD AMERITRADE CLEARING, INC.|1672
PSCI|INVESCO S&P SMCP IND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85
PSCI|INVESCO S&P SMCP IND|FTBR|Foliofn Investments, Inc.|1112
PSCI|INVESCO S&P SMCP IND|GLPX|ACS EXECUTION SERVICES, LLC|200
PSCI|INVESCO S&P SMCP IND|GSLT|GOLDMAN SACHS & CO. LLC|389
PSCI|INVESCO S&P SMCP IND|GTSZ|GTS SECURITIES LLC|1
PSCI|INVESCO S&P SMCP IND|HRBF|American Enterprise Investment Services Inc.|4471
PSCI|INVESCO S&P SMCP IND|IATS|INTERACTIVE BROKERS LLC|9
PSCI|INVESCO S&P SMCP IND|IBKR|Interactive Brokers Llc|1522
PSCI|INVESCO S&P SMCP IND|ICBX|INSTINET, LLC|200
PSCI|INVESCO S&P SMCP IND|ITGP|ITG INC.|400
PSCI|INVESCO S&P SMCP IND|JPMX|J.P. Morgan Securities LLC|642
PSCI|INVESCO S&P SMCP IND|JSJX|JANE STREET CAPITAL LLC|19013
PSCI|INVESCO S&P SMCP IND|LEHM|Barclays Capital Inc./Le|3600
PSCI|INVESCO S&P SMCP IND|LIME|Lime Brokerage LLC|468
PSCI|INVESCO S&P SMCP IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
PSCI|INVESCO S&P SMCP IND|MSCO|MORGAN STANLEY & CO. LLC|28426
PSCI|INVESCO S&P SMCP IND|NATL|National Securities Corporation|114
PSCI|INVESCO S&P SMCP IND|NFSC|National Financial Services LLC|9412
PSCI|INVESCO S&P SMCP IND|NITE|VIRTU Americas LLC|15797
PSCI|INVESCO S&P SMCP IND|NITP|VIRTU Americas LLC|707
PSCI|INVESCO S&P SMCP IND|PDQM|CODA MARKETS, INC.|400
PSCI|INVESCO S&P SMCP IND|PWJC|UBS Financial Services, Inc.|30
PSCI|INVESCO S&P SMCP IND|RAJA|Raymond James & Associates, Inc.|1527
PSCI|INVESCO S&P SMCP IND|RBCM|RBC CAPITAL MARKETS, LLC|112
PSCI|INVESCO S&P SMCP IND|SALI|INTL FCSTONE FINANCIAL INC.|229
PSCI|INVESCO S&P SMCP IND|SBSH|Citigroup Global Markets Inc.|70
PSCI|INVESCO S&P SMCP IND|SGMT|GOLDMAN SACHS & CO. LLC|1051
PSCI|INVESCO S&P SMCP IND|STFL|Stifel, Nicolaus & Company, Incorporated|2
PSCI|INVESCO S&P SMCP IND|SWIM|TD Ameritrade, Inc.|650
PSCI|INVESCO S&P SMCP IND|SWST|Hilltop Securities Inc.|1
PSCI|INVESCO S&P SMCP IND|UBSA|UBS SECURITIES LLC|8168
PSCI|INVESCO S&P SMCP IND|UBSS|UBS Securities LLC|15837
PSCI|INVESCO S&P SMCP IND|VGRD|Vanguard Marketing Corporation|925
PSCI|INVESCO S&P SMCP IND|WCHV|WELLS FARGO SECURITIES, LLC|17821
PSCI|INVESCO S&P SMCP IND|WEDB|WEDBUSH SECURITIES INC.|2239
PSCM|INVESCO S&P SMCP MAT|BBNT|BB&T SECURITIES, LLC|189
PSCM|INVESCO S&P SMCP MAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|456
PSCM|INVESCO S&P SMCP MAT|DEAN|MORGAN STANLEY|756
PSCM|INVESCO S&P SMCP MAT|EBXL|EBX LLC|200
PSCM|INVESCO S&P SMCP MAT|ETRS|E*Trade Securities LLC|91
PSCM|INVESCO S&P SMCP MAT|FBCO|Credit Suisse Securities (USA) LLC|1124
PSCM|INVESCO S&P SMCP MAT|FOMA|TD AMERITRADE CLEARING, INC.|743
PSCM|INVESCO S&P SMCP MAT|FTBR|Foliofn Investments, Inc.|634
PSCM|INVESCO S&P SMCP MAT|HRBF|American Enterprise Investment Services Inc.|1405
PSCM|INVESCO S&P SMCP MAT|IBKR|Interactive Brokers Llc|414
PSCM|INVESCO S&P SMCP MAT|ICBX|INSTINET, LLC|200
PSCM|INVESCO S&P SMCP MAT|JPMX|J.P. Morgan Securities LLC|200
PSCM|INVESCO S&P SMCP MAT|JSJX|JANE STREET CAPITAL LLC|1334
PSCM|INVESCO S&P SMCP MAT|KCGM|VIRTU Americas LLC|707
PSCM|INVESCO S&P SMCP MAT|LEHM|Barclays Capital Inc./Le|600
PSCM|INVESCO S&P SMCP MAT|LIME|Lime Brokerage LLC|417
PSCM|INVESCO S&P SMCP MAT|MACC|Mid Atlantic Capital Corporation|5
PSCM|INVESCO S&P SMCP MAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
PSCM|INVESCO S&P SMCP MAT|MSCO|MORGAN STANLEY & CO. LLC|3787
PSCM|INVESCO S&P SMCP MAT|NFSC|National Financial Services LLC|3780
PSCM|INVESCO S&P SMCP MAT|NITE|VIRTU Americas LLC|7781
PSCM|INVESCO S&P SMCP MAT|RAJA|Raymond James & Associates, Inc.|125
PSCM|INVESCO S&P SMCP MAT|RBCM|RBC CAPITAL MARKETS, LLC|41
PSCM|INVESCO S&P SMCP MAT|SGMT|GOLDMAN SACHS & CO. LLC|371
PSCM|INVESCO S&P SMCP MAT|SWIM|TD Ameritrade, Inc.|96
PSCM|INVESCO S&P SMCP MAT|SWST|Hilltop Securities Inc.|1
PSCM|INVESCO S&P SMCP MAT|TKNG|ALLY INVEST SECURITIES LLC|12
PSCM|INVESCO S&P SMCP MAT|UBSS|UBS Securities LLC|612
PSCM|INVESCO S&P SMCP MAT|VGRD|Vanguard Marketing Corporation|155
PSCM|INVESCO S&P SMCP MAT|WCHV|WELLS FARGO SECURITIES, LLC|4978
PSCM|INVESCO S&P SMCP MAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
PSCT|INVESCO S&P SMCP INF|APCC|Apex Clearing Corporation|81
PSCT|INVESCO S&P SMCP INF|BARD|Robert W. Baird & Co. Incorporated|55
PSCT|INVESCO S&P SMCP INF|BATM|CBOE TRADING, INC.|315
PSCT|INVESCO S&P SMCP INF|BBNT|BB&T SECURITIES, LLC|244
PSCT|INVESCO S&P SMCP INF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1693
PSCT|INVESCO S&P SMCP INF|BYXM|CBOE TRADING, INC.|465
PSCT|INVESCO S&P SMCP INF|CANT|Cantor Fitzgerald & Co.|104
PSCT|INVESCO S&P SMCP INF|CHAS|Charles Schwab & Co., Inc.|531
PSCT|INVESCO S&P SMCP INF|CIST|Capital Institutional Services, Inc.|1778
PSCT|INVESCO S&P SMCP INF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
PSCT|INVESCO S&P SMCP INF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10027
PSCT|INVESCO S&P SMCP INF|DBAX|Deutsche Bank Securities Inc.|3300
PSCT|INVESCO S&P SMCP INF|DEAN|MORGAN STANLEY|2480
PSCT|INVESCO S&P SMCP INF|EBXL|EBX LLC|2000
PSCT|INVESCO S&P SMCP INF|EDJO|Edward D. Jones & Co., L.P.|894
PSCT|INVESCO S&P SMCP INF|ETRS|E*Trade Securities LLC|5523
PSCT|INVESCO S&P SMCP INF|FBCO|Credit Suisse Securities (USA) LLC|6803
PSCT|INVESCO S&P SMCP INF|FBSB|U.S. Bancorp Investments, Inc.|73
PSCT|INVESCO S&P SMCP INF|FILL|Tradestation Securities, Inc.|200
PSCT|INVESCO S&P SMCP INF|FMAF|NBCN Inc./ CDS|103
PSCT|INVESCO S&P SMCP INF|FOMA|TD AMERITRADE CLEARING, INC.|28117
PSCT|INVESCO S&P SMCP INF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|599
PSCT|INVESCO S&P SMCP INF|FTBR|Foliofn Investments, Inc.|161
PSCT|INVESCO S&P SMCP INF|GEBB|GLOBAL EXECUTION BROKERS, LP|282
PSCT|INVESCO S&P SMCP INF|GSCO|GOLDMAN SACHS & CO. LLC|33850
PSCT|INVESCO S&P SMCP INF|GTSZ|GTS SECURITIES LLC|6829
PSCT|INVESCO S&P SMCP INF|HRBF|American Enterprise Investment Services Inc.|4024
PSCT|INVESCO S&P SMCP INF|IATS|INTERACTIVE BROKERS LLC|12
PSCT|INVESCO S&P SMCP INF|IBKR|Interactive Brokers Llc|6856
PSCT|INVESCO S&P SMCP INF|ICBX|INSTINET, LLC|2440
PSCT|INVESCO S&P SMCP INF|INJX|INSTINET, LLC|232
PSCT|INVESCO S&P SMCP INF|ITGP|ITG INC.|200
PSCT|INVESCO S&P SMCP INF|JANY|Janney Montgomery Scott Inc.|230
PSCT|INVESCO S&P SMCP INF|JEFF|JEFFERIES LLC|59
PSCT|INVESCO S&P SMCP INF|JPMX|J.P. Morgan Securities LLC|1258
PSCT|INVESCO S&P SMCP INF|JSJX|JANE STREET CAPITAL LLC|28772
PSCT|INVESCO S&P SMCP INF|KCGM|VIRTU Americas LLC|11880
PSCT|INVESCO S&P SMCP INF|LEHM|Barclays Capital Inc./Le|4800
PSCT|INVESCO S&P SMCP INF|LIME|Lime Brokerage LLC|7722
PSCT|INVESCO S&P SMCP INF|MAXM|Maxim Group LLC|300
PSCT|INVESCO S&P SMCP INF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
PSCT|INVESCO S&P SMCP INF|MSCO|MORGAN STANLEY & CO. LLC|18998
PSCT|INVESCO S&P SMCP INF|MSPL|MORGAN STANLEY & CO. LLC|3400
PSCT|INVESCO S&P SMCP INF|NATL|National Securities Corporation|46
PSCT|INVESCO S&P SMCP INF|NFSC|National Financial Services LLC|42226
PSCT|INVESCO S&P SMCP INF|NITE|VIRTU Americas LLC|54708
PSCT|INVESCO S&P SMCP INF|PDQM|CODA MARKETS, INC.|1200
PSCT|INVESCO S&P SMCP INF|PWJC|UBS Financial Services, Inc.|9751
PSCT|INVESCO S&P SMCP INF|RAJA|Raymond James & Associates, Inc.|2589
PSCT|INVESCO S&P SMCP INF|RBCM|RBC CAPITAL MARKETS, LLC|2850
PSCT|INVESCO S&P SMCP INF|SALI|INTL FCSTONE FINANCIAL INC.|124
PSCT|INVESCO S&P SMCP INF|SBSH|Citigroup Global Markets Inc.|850
PSCT|INVESCO S&P SMCP INF|SGMT|GOLDMAN SACHS & CO. LLC|2446
PSCT|INVESCO S&P SMCP INF|STFL|Stifel, Nicolaus & Company, Incorporated|798
PSCT|INVESCO S&P SMCP INF|SWIM|TD Ameritrade, Inc.|2423
PSCT|INVESCO S&P SMCP INF|TKNG|ALLY INVEST SECURITIES LLC|203
PSCT|INVESCO S&P SMCP INF|UBSA|UBS SECURITIES LLC|8948
PSCT|INVESCO S&P SMCP INF|UBSS|UBS Securities LLC|41063
PSCT|INVESCO S&P SMCP INF|VGRD|Vanguard Marketing Corporation|3307
PSCT|INVESCO S&P SMCP INF|WCHV|WELLS FARGO SECURITIES, LLC|31976
PSCT|INVESCO S&P SMCP INF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|125
PSCT|INVESCO S&P SMCP INF|WSEA|WOLVERINE SECURITIES, LLC|2030
PSCT|INVESCO S&P SMCP INF|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
PSCT|INVESCO S&P SMCP INF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|861
PSCU|INVESCO S&P SMCP UTI|APCC|Apex Clearing Corporation|99
PSCU|INVESCO S&P SMCP UTI|BANK|Primevest Financial Services, Inc.|2
PSCU|INVESCO S&P SMCP UTI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
PSCU|INVESCO S&P SMCP UTI|CANT|Cantor Fitzgerald & Co.|145
PSCU|INVESCO S&P SMCP UTI|CHAS|Charles Schwab & Co., Inc.|124
PSCU|INVESCO S&P SMCP UTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8938
PSCU|INVESCO S&P SMCP UTI|DBAX|Deutsche Bank Securities Inc.|2400
PSCU|INVESCO S&P SMCP UTI|DEAN|MORGAN STANLEY|694
PSCU|INVESCO S&P SMCP UTI|EBXL|EBX LLC|3500
PSCU|INVESCO S&P SMCP UTI|ETRS|E*Trade Securities LLC|675
PSCU|INVESCO S&P SMCP UTI|FBCO|Credit Suisse Securities (USA) LLC|4284
PSCU|INVESCO S&P SMCP UTI|FBSB|U.S. Bancorp Investments, Inc.|203
PSCU|INVESCO S&P SMCP UTI|FOMA|TD AMERITRADE CLEARING, INC.|3469
PSCU|INVESCO S&P SMCP UTI|FTBR|Foliofn Investments, Inc.|13
PSCU|INVESCO S&P SMCP UTI|HRBF|American Enterprise Investment Services Inc.|1535
PSCU|INVESCO S&P SMCP UTI|IBKR|Interactive Brokers Llc|14785
PSCU|INVESCO S&P SMCP UTI|ICBX|INSTINET, LLC|333
PSCU|INVESCO S&P SMCP UTI|ITGI|ITG Inc.|375
PSCU|INVESCO S&P SMCP UTI|JPMX|J.P. Morgan Securities LLC|5218
PSCU|INVESCO S&P SMCP UTI|JSJX|JANE STREET CAPITAL LLC|3477
PSCU|INVESCO S&P SMCP UTI|LEHM|Barclays Capital Inc./Le|12400
PSCU|INVESCO S&P SMCP UTI|LIME|Lime Brokerage LLC|354
PSCU|INVESCO S&P SMCP UTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4554
PSCU|INVESCO S&P SMCP UTI|MSCO|MORGAN STANLEY & CO. LLC|26249
PSCU|INVESCO S&P SMCP UTI|NFSC|National Financial Services LLC|9672
PSCU|INVESCO S&P SMCP UTI|NITE|VIRTU Americas LLC|27316
PSCU|INVESCO S&P SMCP UTI|NITP|VIRTU Americas LLC|200
PSCU|INVESCO S&P SMCP UTI|RAJA|Raymond James & Associates, Inc.|1553
PSCU|INVESCO S&P SMCP UTI|RBCM|RBC CAPITAL MARKETS, LLC|93
PSCU|INVESCO S&P SMCP UTI|SGMT|GOLDMAN SACHS & CO. LLC|3443
PSCU|INVESCO S&P SMCP UTI|STFL|Stifel, Nicolaus & Company, Incorporated|415
PSCU|INVESCO S&P SMCP UTI|SWIM|TD Ameritrade, Inc.|200
PSCU|INVESCO S&P SMCP UTI|TKNG|ALLY INVEST SECURITIES LLC|95
PSCU|INVESCO S&P SMCP UTI|UBSS|UBS Securities LLC|5133
PSCU|INVESCO S&P SMCP UTI|VALX|VIRTU AMERICAS LLC|100
PSCU|INVESCO S&P SMCP UTI|VGRD|Vanguard Marketing Corporation|311
PSCU|INVESCO S&P SMCP UTI|WCHV|WELLS FARGO SECURITIES, LLC|18025
PSCU|INVESCO S&P SMCP UTI|WSEA|WOLVERINE SECURITIES, LLC|501
PSCU|INVESCO S&P SMCP UTI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1421
PSDO|PRESIDIO, INC. CM|ALTX|Alternet Securities Inc.|1511
PSDO|PRESIDIO, INC. CM|APCC|Apex Clearing Corporation|3
PSDO|PRESIDIO, INC. CM|BANK|Primevest Financial Services, Inc.|1077
PSDO|PRESIDIO, INC. CM|BATM|CBOE TRADING, INC.|2900
PSDO|PRESIDIO, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|12505
PSDO|PRESIDIO, INC. CM|BIMI|Banca IMI Securities Corp.|500
PSDO|PRESIDIO, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3615
PSDO|PRESIDIO, INC. CM|BMOC|BMO Capital Markets Corp.|5051
PSDO|PRESIDIO, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|4085
PSDO|PRESIDIO, INC. CM|BTIG|BTIG, LLC|13906
PSDO|PRESIDIO, INC. CM|BYXM|CBOE TRADING, INC.|2126
PSDO|PRESIDIO, INC. CM|BZYD|GOLDMAN SACHS & CO. LLC|1190
PSDO|PRESIDIO, INC. CM|CHAS|Charles Schwab & Co., Inc.|200
PSDO|PRESIDIO, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4294
PSDO|PRESIDIO, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1219
PSDO|PRESIDIO, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
PSDO|PRESIDIO, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36242
PSDO|PRESIDIO, INC. CM|CTDL|Citadel Derivatives Group Llc|10283
PSDO|PRESIDIO, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|3376
PSDO|PRESIDIO, INC. CM|DBAB|Deutsche Bank Securities Inc.|116930
PSDO|PRESIDIO, INC. CM|DBAX|Deutsche Bank Securities Inc.|11200
PSDO|PRESIDIO, INC. CM|DEAN|MORGAN STANLEY|770
PSDO|PRESIDIO, INC. CM|DEGS|RONIN PROFESSIONAL LLC|1800
PSDO|PRESIDIO, INC. CM|EBXL|EBX LLC|28300
PSDO|PRESIDIO, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4883
PSDO|PRESIDIO, INC. CM|EGAM|CBOE TRADING, INC.|2317
PSDO|PRESIDIO, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|510
PSDO|PRESIDIO, INC. CM|EGXM|CBOE TRADING, INC.|792
PSDO|PRESIDIO, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|9945
PSDO|PRESIDIO, INC. CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
PSDO|PRESIDIO, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8465
PSDO|PRESIDIO, INC. CM|ETRS|E*Trade Securities LLC|144328
PSDO|PRESIDIO, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|723196
PSDO|PRESIDIO, INC. CM|FILL|Tradestation Securities, Inc.|100
PSDO|PRESIDIO, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|30355
PSDO|PRESIDIO, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|140
PSDO|PRESIDIO, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54960
PSDO|PRESIDIO, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|10779
PSDO|PRESIDIO, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|1475
PSDO|PRESIDIO, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|500722
PSDO|PRESIDIO, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|3189
PSDO|PRESIDIO, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|964
PSDO|PRESIDIO, INC. CM|GTSZ|GTS SECURITIES LLC|5740
PSDO|PRESIDIO, INC. CM|IATS|INTERACTIVE BROKERS LLC|1620
PSDO|PRESIDIO, INC. CM|IBKR|Interactive Brokers Llc|25156
PSDO|PRESIDIO, INC. CM|ICBX|INSTINET, LLC|33444
PSDO|PRESIDIO, INC. CM|IEQY|CITADEL SECURITIES LLC|18146
PSDO|PRESIDIO, INC. CM|INCA|INSTINET, LLC|196590
PSDO|PRESIDIO, INC. CM|INJX|INSTINET, LLC|14544
PSDO|PRESIDIO, INC. CM|ITGI|ITG Inc.|12335
PSDO|PRESIDIO, INC. CM|ITGP|ITG INC.|56200
PSDO|PRESIDIO, INC. CM|JANY|Janney Montgomery Scott Inc.|100
PSDO|PRESIDIO, INC. CM|JEFF|JEFFERIES LLC|26340
PSDO|PRESIDIO, INC. CM|JMPT|JUMP TRADING, LLC|10302
PSDO|PRESIDIO, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|16671
PSDO|PRESIDIO, INC. CM|JPMX|J.P. Morgan Securities LLC|34762
PSDO|PRESIDIO, INC. CM|JSJX|JANE STREET CAPITAL LLC|944
PSDO|PRESIDIO, INC. CM|KCGM|VIRTU Americas LLC|3623
PSDO|PRESIDIO, INC. CM|LEHM|Barclays Capital Inc./Le|262705
PSDO|PRESIDIO, INC. CM|LIME|Lime Brokerage LLC|101753
PSDO|PRESIDIO, INC. CM|LMGP|LIME BROKERAGE LLC|22477
PSDO|PRESIDIO, INC. CM|LSCI|Lek Securities Corporation|4349
PSDO|PRESIDIO, INC. CM|MACQ|Macquarie Capital (USA) Inc.|1645
PSDO|PRESIDIO, INC. CM|MAXM|Maxim Group LLC|3301
PSDO|PRESIDIO, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
PSDO|PRESIDIO, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|474355
PSDO|PRESIDIO, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|30500
PSDO|PRESIDIO, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|29600
PSDO|PRESIDIO, INC. CM|NATL|National Securities Corporation|1300
PSDO|PRESIDIO, INC. CM|NFSC|National Financial Services LLC|10984
PSDO|PRESIDIO, INC. CM|NITE|VIRTU Americas LLC|73278
PSDO|PRESIDIO, INC. CM|NITP|VIRTU Americas LLC|1931
PSDO|PRESIDIO, INC. CM|NQRB|Brut, LLC|4299
PSDO|PRESIDIO, INC. CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PSDO|PRESIDIO, INC. CM|PDQM|CODA MARKETS, INC.|2686
PSDO|PRESIDIO, INC. CM|PWJC|UBS Financial Services, Inc.|6
PSDO|PRESIDIO, INC. CM|SAGL|SAGETRADER, LLC|200
PSDO|PRESIDIO, INC. CM|SAGW|SAGETRADER, LLC|1424
PSDO|PRESIDIO, INC. CM|SBSH|Citigroup Global Markets Inc.|54129
PSDO|PRESIDIO, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|3549
PSDO|PRESIDIO, INC. CM|SPDR|SPEEDROUTE LLC|1000
PSDO|PRESIDIO, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|14944
PSDO|PRESIDIO, INC. CM|STKP|STOCKPILE INVESTMENTS, INC.|6
PSDO|PRESIDIO, INC. CM|SWIM|TD Ameritrade, Inc.|4210
PSDO|PRESIDIO, INC. CM|SWST|Hilltop Securities Inc.|800
PSDO|PRESIDIO, INC. CM|TRBT|Tradebot Systems, Inc.|47879
PSDO|PRESIDIO, INC. CM|TRCM|TRC MARKETS LLC|67850
PSDO|PRESIDIO, INC. CM|UBSA|UBS SECURITIES LLC|74478
PSDO|PRESIDIO, INC. CM|UBSS|UBS Securities LLC|183280
PSDO|PRESIDIO, INC. CM|VALX|VIRTU AMERICAS LLC|3225
PSDO|PRESIDIO, INC. CM|VGRD|Vanguard Marketing Corporation|2477
PSDO|PRESIDIO, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|6311
PSDO|PRESIDIO, INC. CM|WEED|Weeden & Co.L.P.|1000
PSDO|PRESIDIO, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|189
PSDO|PRESIDIO, INC. CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36
PSDO|PRESIDIO, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|194
PSDO|PRESIDIO, INC. CM|XIST|INSTINET, LLC|11450
PSDO|PRESIDIO, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|732
PSDO|PRESIDIO, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|333
PSEC|PROSPECT CAPITAL CP|AGIS|Aegis Capital Corp.|51440
PSEC|PROSPECT CAPITAL CP|ALTX|Alternet Securities Inc.|1875
PSEC|PROSPECT CAPITAL CP|APCC|Apex Clearing Corporation|15249
PSEC|PROSPECT CAPITAL CP|BANK|Primevest Financial Services, Inc.|1152
PSEC|PROSPECT CAPITAL CP|BARD|Robert W. Baird & Co. Incorporated|15605
PSEC|PROSPECT CAPITAL CP|BATM|CBOE TRADING, INC.|243
PSEC|PROSPECT CAPITAL CP|BBNT|BB&T SECURITIES, LLC|5846
PSEC|PROSPECT CAPITAL CP|BERN|Sanford C. Bernstein & Co., LLC|83210
PSEC|PROSPECT CAPITAL CP|BIAD|SAGETRADER, LLC|256
PSEC|PROSPECT CAPITAL CP|BIMI|Banca IMI Securities Corp.|838
PSEC|PROSPECT CAPITAL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|144621
PSEC|PROSPECT CAPITAL CP|BLKX|INSTINET, LLC|138500
PSEC|PROSPECT CAPITAL CP|BYXM|CBOE TRADING, INC.|100
PSEC|PROSPECT CAPITAL CP|BZYD|GOLDMAN SACHS & CO. LLC|200
PSEC|PROSPECT CAPITAL CP|CANT|Cantor Fitzgerald & Co.|37150
PSEC|PROSPECT CAPITAL CP|CHAS|Charles Schwab & Co., Inc.|22457
PSEC|PROSPECT CAPITAL CP|CICF|Canaccord Genuity Corp.|165171
PSEC|PROSPECT CAPITAL CP|CIST|Capital Institutional Services, Inc.|975
PSEC|PROSPECT CAPITAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102188
PSEC|PROSPECT CAPITAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
PSEC|PROSPECT CAPITAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
PSEC|PROSPECT CAPITAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|378610
PSEC|PROSPECT CAPITAL CP|CTDL|Citadel Derivatives Group Llc|21360
PSEC|PROSPECT CAPITAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|40922
PSEC|PROSPECT CAPITAL CP|DADA|D.A. Davidson & Co.|10766
PSEC|PROSPECT CAPITAL CP|DBAB|Deutsche Bank Securities Inc.|142134
PSEC|PROSPECT CAPITAL CP|DBAX|Deutsche Bank Securities Inc.|445600
PSEC|PROSPECT CAPITAL CP|DEAN|MORGAN STANLEY|22175
PSEC|PROSPECT CAPITAL CP|DEGS|RONIN PROFESSIONAL LLC|300
PSEC|PROSPECT CAPITAL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23711
PSEC|PROSPECT CAPITAL CP|EBXL|EBX LLC|458700
PSEC|PROSPECT CAPITAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5750
PSEC|PROSPECT CAPITAL CP|EDJO|Edward D. Jones & Co., L.P.|30913
PSEC|PROSPECT CAPITAL CP|EGAM|CBOE TRADING, INC.|464
PSEC|PROSPECT CAPITAL CP|EGAW|CBOE TRADING, INC.|100
PSEC|PROSPECT CAPITAL CP|EGXM|CBOE TRADING, INC.|1500
PSEC|PROSPECT CAPITAL CP|ESPO|ESPOSITO SECURITIES, LLC|30
PSEC|PROSPECT CAPITAL CP|ETBE|Electronic Transaction Clearing, Inc.|18492
PSEC|PROSPECT CAPITAL CP|ETCB|ETC BROKERAGE SERVICES, LLC|6356
PSEC|PROSPECT CAPITAL CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18494
PSEC|PROSPECT CAPITAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13358
PSEC|PROSPECT CAPITAL CP|ETRS|E*Trade Securities LLC|834037
PSEC|PROSPECT CAPITAL CP|FBCO|Credit Suisse Securities (USA) LLC|784371
PSEC|PROSPECT CAPITAL CP|FBSB|U.S. Bancorp Investments, Inc.|4241
PSEC|PROSPECT CAPITAL CP|FFSI|Firstrade Securities Inc.|100
PSEC|PROSPECT CAPITAL CP|FILL|Tradestation Securities, Inc.|12022
PSEC|PROSPECT CAPITAL CP|FMAF|NBCN Inc./ CDS|3250
PSEC|PROSPECT CAPITAL CP|FOMA|TD AMERITRADE CLEARING, INC.|2027636
PSEC|PROSPECT CAPITAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
PSEC|PROSPECT CAPITAL CP|FQLS|Quantlab Securities LP|61444
PSEC|PROSPECT CAPITAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|172874
PSEC|PROSPECT CAPITAL CP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|34400
PSEC|PROSPECT CAPITAL CP|FTBR|Foliofn Investments, Inc.|32405
PSEC|PROSPECT CAPITAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|49442
PSEC|PROSPECT CAPITAL CP|GLPX|ACS EXECUTION SERVICES, LLC|5217
PSEC|PROSPECT CAPITAL CP|GSCO|GOLDMAN SACHS & CO. LLC|1291616
PSEC|PROSPECT CAPITAL CP|GSCS|GOLDMAN SACHS & CO. LLC|16329
PSEC|PROSPECT CAPITAL CP|GSLT|GOLDMAN SACHS & CO. LLC|4633
PSEC|PROSPECT CAPITAL CP|GTSZ|GTS SECURITIES LLC|9872
PSEC|PROSPECT CAPITAL CP|HRBF|American Enterprise Investment Services Inc.|90309
PSEC|PROSPECT CAPITAL CP|IATS|INTERACTIVE BROKERS LLC|70476
PSEC|PROSPECT CAPITAL CP|IBKR|Interactive Brokers Llc|165355
PSEC|PROSPECT CAPITAL CP|ICBX|INSTINET, LLC|75315
PSEC|PROSPECT CAPITAL CP|INCA|INSTINET, LLC|129184
PSEC|PROSPECT CAPITAL CP|INJX|INSTINET, LLC|100
PSEC|PROSPECT CAPITAL CP|ITGI|ITG Inc.|22992
PSEC|PROSPECT CAPITAL CP|ITGP|ITG INC.|158800
PSEC|PROSPECT CAPITAL CP|JANY|Janney Montgomery Scott Inc.|20770
PSEC|PROSPECT CAPITAL CP|JEFF|JEFFERIES LLC|115137
PSEC|PROSPECT CAPITAL CP|JMPT|JUMP TRADING, LLC|30060
PSEC|PROSPECT CAPITAL CP|JPBX|J.P. MORGAN SECURITIES LLC|47876
PSEC|PROSPECT CAPITAL CP|JPMX|J.P. Morgan Securities LLC|257767
PSEC|PROSPECT CAPITAL CP|JSCL|JOSEPH STONE CAPITAL L.L.C.|7031
PSEC|PROSPECT CAPITAL CP|JSJX|JANE STREET CAPITAL LLC|8076
PSEC|PROSPECT CAPITAL CP|KCGM|VIRTU Americas LLC|96030
PSEC|PROSPECT CAPITAL CP|KCRD|PHX FINANCIAL, INC.|3242
PSEC|PROSPECT CAPITAL CP|LEHM|Barclays Capital Inc./Le|1137970
PSEC|PROSPECT CAPITAL CP|LGNT|COR CLEARING LLC|3175
PSEC|PROSPECT CAPITAL CP|LIME|Lime Brokerage LLC|262223
PSEC|PROSPECT CAPITAL CP|LSCI|Lek Securities Corporation|56130
PSEC|PROSPECT CAPITAL CP|MACC|Mid Atlantic Capital Corporation|7465
PSEC|PROSPECT CAPITAL CP|MAXM|Maxim Group LLC|22868
PSEC|PROSPECT CAPITAL CP|MBTS|ALLY INVEST SECURITIES LLC|17635
PSEC|PROSPECT CAPITAL CP|MKMP|MKM Partners LLC|20970
PSEC|PROSPECT CAPITAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|538851
PSEC|PROSPECT CAPITAL CP|MOTF|MOTIF INVESTING, INC.|20
PSEC|PROSPECT CAPITAL CP|MSCO|MORGAN STANLEY & CO. LLC|1385448
PSEC|PROSPECT CAPITAL CP|MSPL|MORGAN STANLEY & CO. LLC|722200
PSEC|PROSPECT CAPITAL CP|MSTX|MORGAN STANLEY & CO. LLC|177900
PSEC|PROSPECT CAPITAL CP|NFSC|National Financial Services LLC|1980705
PSEC|PROSPECT CAPITAL CP|NITE|VIRTU Americas LLC|2855042
PSEC|PROSPECT CAPITAL CP|NITP|VIRTU Americas LLC|89396
PSEC|PROSPECT CAPITAL CP|NQRB|Brut, LLC|800
PSEC|PROSPECT CAPITAL CP|OPCO|Oppenheimer & Co. Inc.|24369
PSEC|PROSPECT CAPITAL CP|PCFF|Pacific International Securities Inc./CDS|3370
PSEC|PROSPECT CAPITAL CP|PDQM|CODA MARKETS, INC.|6191
PSEC|PROSPECT CAPITAL CP|PHLY|NASDAQ Execution Services, LLC|6000
PSEC|PROSPECT CAPITAL CP|PWJC|UBS Financial Services, Inc.|1669
PSEC|PROSPECT CAPITAL CP|RAJA|Raymond James & Associates, Inc.|49072
PSEC|PROSPECT CAPITAL CP|RBCM|RBC CAPITAL MARKETS, LLC|44016
PSEC|PROSPECT CAPITAL CP|RGLD|Regal Securities, Inc|2659
PSEC|PROSPECT CAPITAL CP|RHCO|Suntrust Robinson Humphrey, Inc.|98986
PSEC|PROSPECT CAPITAL CP|SAGL|SAGETRADER, LLC|1710
PSEC|PROSPECT CAPITAL CP|SAGW|SAGETRADER, LLC|10357
PSEC|PROSPECT CAPITAL CP|SALI|INTL FCSTONE FINANCIAL INC.|5488
PSEC|PROSPECT CAPITAL CP|SBSH|Citigroup Global Markets Inc.|150729
PSEC|PROSPECT CAPITAL CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|3288
PSEC|PROSPECT CAPITAL CP|SEIC|SEI Investments Distribution Co.|1075
PSEC|PROSPECT CAPITAL CP|SGMT|GOLDMAN SACHS & CO. LLC|141658
PSEC|PROSPECT CAPITAL CP|SPDR|SPEEDROUTE LLC|600
PSEC|PROSPECT CAPITAL CP|SPHN|Stephens Inc.|727
PSEC|PROSPECT CAPITAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|84435
PSEC|PROSPECT CAPITAL CP|STKP|STOCKPILE INVESTMENTS, INC.|934
PSEC|PROSPECT CAPITAL CP|STXG|Stockcross Financial Services, Inc.|2119
PSEC|PROSPECT CAPITAL CP|SWIM|TD Ameritrade, Inc.|205749
PSEC|PROSPECT CAPITAL CP|SWST|Hilltop Securities Inc.|42171
PSEC|PROSPECT CAPITAL CP|TKNG|ALLY INVEST SECURITIES LLC|10887
PSEC|PROSPECT CAPITAL CP|TRBT|Tradebot Systems, Inc.|121162
PSEC|PROSPECT CAPITAL CP|TRCM|TRC MARKETS LLC|28981
PSEC|PROSPECT CAPITAL CP|UBSA|UBS SECURITIES LLC|828548
PSEC|PROSPECT CAPITAL CP|UBSS|UBS Securities LLC|818865
PSEC|PROSPECT CAPITAL CP|VALX|VIRTU AMERICAS LLC|89705
PSEC|PROSPECT CAPITAL CP|VGRD|Vanguard Marketing Corporation|225943
PSEC|PROSPECT CAPITAL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2246
PSEC|PROSPECT CAPITAL CP|WCHV|WELLS FARGO SECURITIES, LLC|681858
PSEC|PROSPECT CAPITAL CP|WEDB|WEDBUSH SECURITIES INC.|2998
PSEC|PROSPECT CAPITAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|50546
PSEC|PROSPECT CAPITAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10800
PSEC|PROSPECT CAPITAL CP|WGIF|CIBC World Markets Inc.|4221
PSEC|PROSPECT CAPITAL CP|WSEA|WOLVERINE SECURITIES, LLC|27726
PSEC|PROSPECT CAPITAL CP|WTFS|JUST2TRADE, INC.|39
PSEC|PROSPECT CAPITAL CP|XIST|INSTINET, LLC|61600
PSEC|PROSPECT CAPITAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|245156
PSEC|PROSPECT CAPITAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
PSEC|PROSPECT CAPITAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|125787
PSET|PRNCPL PRCE STTR ETF|CSIN|Citadel Securities Institutional LLC|30120
PSET|PRNCPL PRCE STTR ETF|CTDL|Citadel Derivatives Group Llc|32620
PSET|PRNCPL PRCE STTR ETF|DBAX|Deutsche Bank Securities Inc.|300
PSET|PRNCPL PRCE STTR ETF|NITE|VIRTU Americas LLC|103230
PSET|PRNCPL PRCE STTR ETF|NITP|VIRTU Americas LLC|1401
PSET|PRNCPL PRCE STTR ETF|UBSA|UBS SECURITIES LLC|800
PSET|PRNCPL PRCE STTR ETF|WSEA|WOLVERINE SECURITIES, LLC|6
PSF|COHEN & STEERS SELCT|ALTX|Alternet Securities Inc.|300
PSF|COHEN & STEERS SELCT|APCC|Apex Clearing Corporation|81
PSF|COHEN & STEERS SELCT|BARD|Robert W. Baird & Co. Incorporated|408
PSF|COHEN & STEERS SELCT|BATM|CBOE TRADING, INC.|208
PSF|COHEN & STEERS SELCT|BBNT|BB&T SECURITIES, LLC|9
PSF|COHEN & STEERS SELCT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28
PSF|COHEN & STEERS SELCT|BYXM|CBOE TRADING, INC.|600
PSF|COHEN & STEERS SELCT|CAMC|Cambria Capital, LLC|3200
PSF|COHEN & STEERS SELCT|CHAS|Charles Schwab & Co., Inc.|7
PSF|COHEN & STEERS SELCT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5100
PSF|COHEN & STEERS SELCT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5750
PSF|COHEN & STEERS SELCT|CTDL|Citadel Derivatives Group Llc|1
PSF|COHEN & STEERS SELCT|DADA|D.A. Davidson & Co.|5160
PSF|COHEN & STEERS SELCT|DBAX|Deutsche Bank Securities Inc.|2600
PSF|COHEN & STEERS SELCT|DEAN|MORGAN STANLEY|541
PSF|COHEN & STEERS SELCT|DEGS|RONIN PROFESSIONAL LLC|300
PSF|COHEN & STEERS SELCT|EBXL|EBX LLC|3000
PSF|COHEN & STEERS SELCT|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
PSF|COHEN & STEERS SELCT|EDJO|Edward D. Jones & Co., L.P.|155
PSF|COHEN & STEERS SELCT|ETRS|E*Trade Securities LLC|10576
PSF|COHEN & STEERS SELCT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
PSF|COHEN & STEERS SELCT|FTBR|Foliofn Investments, Inc.|869
PSF|COHEN & STEERS SELCT|GLPX|ACS EXECUTION SERVICES, LLC|4699
PSF|COHEN & STEERS SELCT|GSCO|GOLDMAN SACHS & CO. LLC|100
PSF|COHEN & STEERS SELCT|GSLT|GOLDMAN SACHS & CO. LLC|100
PSF|COHEN & STEERS SELCT|GTSZ|GTS SECURITIES LLC|1582
PSF|COHEN & STEERS SELCT|HRBF|American Enterprise Investment Services Inc.|4671
PSF|COHEN & STEERS SELCT|IATS|INTERACTIVE BROKERS LLC|2901
PSF|COHEN & STEERS SELCT|IBKR|Interactive Brokers Llc|772
PSF|COHEN & STEERS SELCT|ICBX|INSTINET, LLC|1200
PSF|COHEN & STEERS SELCT|INCA|INSTINET, LLC|4662
PSF|COHEN & STEERS SELCT|ITGI|ITG Inc.|12610
PSF|COHEN & STEERS SELCT|ITGP|ITG INC.|8800
PSF|COHEN & STEERS SELCT|JANY|Janney Montgomery Scott Inc.|104
PSF|COHEN & STEERS SELCT|KCGM|VIRTU Americas LLC|700
PSF|COHEN & STEERS SELCT|LEHM|Barclays Capital Inc./Le|400
PSF|COHEN & STEERS SELCT|LGNT|COR CLEARING LLC|1
PSF|COHEN & STEERS SELCT|LIME|Lime Brokerage LLC|190
PSF|COHEN & STEERS SELCT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1053
PSF|COHEN & STEERS SELCT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
PSF|COHEN & STEERS SELCT|MSCO|MORGAN STANLEY & CO. LLC|14475
PSF|COHEN & STEERS SELCT|NATL|National Securities Corporation|536
PSF|COHEN & STEERS SELCT|NFSC|National Financial Services LLC|70003
PSF|COHEN & STEERS SELCT|NITE|VIRTU Americas LLC|99881
PSF|COHEN & STEERS SELCT|NQRB|Brut, LLC|3270
PSF|COHEN & STEERS SELCT|OPCO|Oppenheimer & Co. Inc.|3845
PSF|COHEN & STEERS SELCT|PDQM|CODA MARKETS, INC.|6519
PSF|COHEN & STEERS SELCT|PWJC|UBS Financial Services, Inc.|20451
PSF|COHEN & STEERS SELCT|RBCM|RBC CAPITAL MARKETS, LLC|3169
PSF|COHEN & STEERS SELCT|SGMT|GOLDMAN SACHS & CO. LLC|703
PSF|COHEN & STEERS SELCT|SPDR|SPEEDROUTE LLC|400
PSF|COHEN & STEERS SELCT|SPHN|Stephens Inc.|86
PSF|COHEN & STEERS SELCT|STFL|Stifel, Nicolaus & Company, Incorporated|1988
PSF|COHEN & STEERS SELCT|STXG|Stockcross Financial Services, Inc.|21
PSF|COHEN & STEERS SELCT|SWIM|TD Ameritrade, Inc.|901
PSF|COHEN & STEERS SELCT|TKNG|ALLY INVEST SECURITIES LLC|71
PSF|COHEN & STEERS SELCT|TRBT|Tradebot Systems, Inc.|277
PSF|COHEN & STEERS SELCT|UBSA|UBS SECURITIES LLC|15896
PSF|COHEN & STEERS SELCT|UBSS|UBS Securities LLC|65293
PSF|COHEN & STEERS SELCT|VALX|VIRTU AMERICAS LLC|828
PSF|COHEN & STEERS SELCT|VGRD|Vanguard Marketing Corporation|9412
PSF|COHEN & STEERS SELCT|WCHV|WELLS FARGO SECURITIES, LLC|20001
PSF|COHEN & STEERS SELCT|WEDB|WEDBUSH SECURITIES INC.|2329
PSF|COHEN & STEERS SELCT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|423
PSF|COHEN & STEERS SELCT|WSEA|WOLVERINE SECURITIES, LLC|2653
PSF|COHEN & STEERS SELCT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
PSF|COHEN & STEERS SELCT|YKNA|COMHAR CAPITAL MARKETS, LLC|900
PSF|COHEN & STEERS SELCT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2052
PSI|INVESCO DYN SEMICON|APCC|Apex Clearing Corporation|110
PSI|INVESCO DYN SEMICON|BANK|Primevest Financial Services, Inc.|2
PSI|INVESCO DYN SEMICON|BARD|Robert W. Baird & Co. Incorporated|14
PSI|INVESCO DYN SEMICON|BATM|CBOE TRADING, INC.|400
PSI|INVESCO DYN SEMICON|BBNT|BB&T SECURITIES, LLC|363
PSI|INVESCO DYN SEMICON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2256
PSI|INVESCO DYN SEMICON|CHAS|Charles Schwab & Co., Inc.|3079
PSI|INVESCO DYN SEMICON|CIST|Capital Institutional Services, Inc.|12
PSI|INVESCO DYN SEMICON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11145
PSI|INVESCO DYN SEMICON|CSIN|Citadel Securities Institutional LLC|1632
PSI|INVESCO DYN SEMICON|CTDL|Citadel Derivatives Group Llc|5331
PSI|INVESCO DYN SEMICON|DAVA|Davenport & Company LLC|644
PSI|INVESCO DYN SEMICON|DBAB|Deutsche Bank Securities Inc.|111
PSI|INVESCO DYN SEMICON|DBAX|Deutsche Bank Securities Inc.|2100
PSI|INVESCO DYN SEMICON|DEAN|MORGAN STANLEY|4809
PSI|INVESCO DYN SEMICON|EBXL|EBX LLC|1800
PSI|INVESCO DYN SEMICON|EDJO|Edward D. Jones & Co., L.P.|1280
PSI|INVESCO DYN SEMICON|EGXM|CBOE TRADING, INC.|1700
PSI|INVESCO DYN SEMICON|EGXW|CBOE TRADING, INC.|1500
PSI|INVESCO DYN SEMICON|ETRS|E*Trade Securities LLC|4332
PSI|INVESCO DYN SEMICON|FILL|Tradestation Securities, Inc.|3400
PSI|INVESCO DYN SEMICON|FMAF|NBCN Inc./ CDS|410
PSI|INVESCO DYN SEMICON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|312
PSI|INVESCO DYN SEMICON|FTBR|Foliofn Investments, Inc.|1627
PSI|INVESCO DYN SEMICON|GLIS|TD Securities Inc|5406
PSI|INVESCO DYN SEMICON|GSCO|GOLDMAN SACHS & CO. LLC|91
PSI|INVESCO DYN SEMICON|GSLT|GOLDMAN SACHS & CO. LLC|319
PSI|INVESCO DYN SEMICON|GTSZ|GTS SECURITIES LLC|207
PSI|INVESCO DYN SEMICON|HRBF|American Enterprise Investment Services Inc.|10442
PSI|INVESCO DYN SEMICON|IATS|INTERACTIVE BROKERS LLC|320
PSI|INVESCO DYN SEMICON|IBKR|Interactive Brokers Llc|3069
PSI|INVESCO DYN SEMICON|ICBX|INSTINET, LLC|1700
PSI|INVESCO DYN SEMICON|ITGI|ITG Inc.|300
PSI|INVESCO DYN SEMICON|ITGP|ITG INC.|600
PSI|INVESCO DYN SEMICON|JPMX|J.P. Morgan Securities LLC|2400
PSI|INVESCO DYN SEMICON|JSJX|JANE STREET CAPITAL LLC|72237
PSI|INVESCO DYN SEMICON|KCGM|VIRTU Americas LLC|1405
PSI|INVESCO DYN SEMICON|LEHM|Barclays Capital Inc./Le|10479
PSI|INVESCO DYN SEMICON|LIME|Lime Brokerage LLC|12110
PSI|INVESCO DYN SEMICON|LSCI|Lek Securities Corporation|23
PSI|INVESCO DYN SEMICON|MACC|Mid Atlantic Capital Corporation|4
PSI|INVESCO DYN SEMICON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
PSI|INVESCO DYN SEMICON|MOTF|MOTIF INVESTING, INC.|3
PSI|INVESCO DYN SEMICON|MSCO|MORGAN STANLEY & CO. LLC|22675
PSI|INVESCO DYN SEMICON|NBCS|NBC Securities, INC.|500
PSI|INVESCO DYN SEMICON|NFSC|National Financial Services LLC|174444
PSI|INVESCO DYN SEMICON|NITE|VIRTU Americas LLC|125923
PSI|INVESCO DYN SEMICON|NTBF|BMO Nesbitt Burns Inc./CDS|487
PSI|INVESCO DYN SEMICON|OPCO|Oppenheimer & Co. Inc.|84
PSI|INVESCO DYN SEMICON|PDQM|CODA MARKETS, INC.|5000
PSI|INVESCO DYN SEMICON|PWJC|UBS Financial Services, Inc.|884
PSI|INVESCO DYN SEMICON|RBCM|RBC CAPITAL MARKETS, LLC|5288
PSI|INVESCO DYN SEMICON|SBSH|Citigroup Global Markets Inc.|100
PSI|INVESCO DYN SEMICON|SGMT|GOLDMAN SACHS & CO. LLC|2100
PSI|INVESCO DYN SEMICON|SPHN|Stephens Inc.|152
PSI|INVESCO DYN SEMICON|STFL|Stifel, Nicolaus & Company, Incorporated|109
PSI|INVESCO DYN SEMICON|STKP|STOCKPILE INVESTMENTS, INC.|24
PSI|INVESCO DYN SEMICON|SWIM|TD Ameritrade, Inc.|2280
PSI|INVESCO DYN SEMICON|TKNG|ALLY INVEST SECURITIES LLC|465
PSI|INVESCO DYN SEMICON|TRBT|Tradebot Systems, Inc.|100
PSI|INVESCO DYN SEMICON|TRCM|TRC MARKETS LLC|822
PSI|INVESCO DYN SEMICON|UBSA|UBS SECURITIES LLC|13201
PSI|INVESCO DYN SEMICON|UBSS|UBS Securities LLC|30888
PSI|INVESCO DYN SEMICON|VALX|VIRTU AMERICAS LLC|18
PSI|INVESCO DYN SEMICON|VGRD|Vanguard Marketing Corporation|3119
PSI|INVESCO DYN SEMICON|VSIN|Vision Financial Markets Llc|12
PSI|INVESCO DYN SEMICON|WCHV|WELLS FARGO SECURITIES, LLC|6699
PSI|INVESCO DYN SEMICON|WEDB|WEDBUSH SECURITIES INC.|113
PSI|INVESCO DYN SEMICON|WGIF|CIBC World Markets Inc.|260
PSI|INVESCO DYN SEMICON|WHOT|JUST2TRADE, INC.|58
PSI|INVESCO DYN SEMICON|WSEA|WOLVERINE SECURITIES, LLC|220
PSI|INVESCO DYN SEMICON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31652
PSJ|INVESCO DYN SOFTWARE|APCC|Apex Clearing Corporation|58
PSJ|INVESCO DYN SOFTWARE|BANK|Primevest Financial Services, Inc.|190
PSJ|INVESCO DYN SOFTWARE|BBNT|BB&T SECURITIES, LLC|142
PSJ|INVESCO DYN SOFTWARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|769
PSJ|INVESCO DYN SOFTWARE|BRGE|Newbridge Securities Corp.|440
PSJ|INVESCO DYN SOFTWARE|CANT|Cantor Fitzgerald & Co.|2044
PSJ|INVESCO DYN SOFTWARE|CHAS|Charles Schwab & Co., Inc.|400
PSJ|INVESCO DYN SOFTWARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17
PSJ|INVESCO DYN SOFTWARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21073
PSJ|INVESCO DYN SOFTWARE|CTDL|Citadel Derivatives Group Llc|5121
PSJ|INVESCO DYN SOFTWARE|DBAX|Deutsche Bank Securities Inc.|5900
PSJ|INVESCO DYN SOFTWARE|DEAN|MORGAN STANLEY|783
PSJ|INVESCO DYN SOFTWARE|EBXL|EBX LLC|1500
PSJ|INVESCO DYN SOFTWARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|260
PSJ|INVESCO DYN SOFTWARE|EDJO|Edward D. Jones & Co., L.P.|7279
PSJ|INVESCO DYN SOFTWARE|EGXM|CBOE TRADING, INC.|2
PSJ|INVESCO DYN SOFTWARE|ETRS|E*Trade Securities LLC|5697
PSJ|INVESCO DYN SOFTWARE|FBSB|U.S. Bancorp Investments, Inc.|88
PSJ|INVESCO DYN SOFTWARE|FILL|Tradestation Securities, Inc.|1492
PSJ|INVESCO DYN SOFTWARE|FMAF|NBCN Inc./ CDS|1529
PSJ|INVESCO DYN SOFTWARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|751
PSJ|INVESCO DYN SOFTWARE|FTBR|Foliofn Investments, Inc.|592
PSJ|INVESCO DYN SOFTWARE|GLPX|ACS EXECUTION SERVICES, LLC|300
PSJ|INVESCO DYN SOFTWARE|GSCO|GOLDMAN SACHS & CO. LLC|5327
PSJ|INVESCO DYN SOFTWARE|GSLT|GOLDMAN SACHS & CO. LLC|1262
PSJ|INVESCO DYN SOFTWARE|HRBF|American Enterprise Investment Services Inc.|8574
PSJ|INVESCO DYN SOFTWARE|IATS|INTERACTIVE BROKERS LLC|1255
PSJ|INVESCO DYN SOFTWARE|IBKR|Interactive Brokers Llc|6014
PSJ|INVESCO DYN SOFTWARE|ICBX|INSTINET, LLC|1000
PSJ|INVESCO DYN SOFTWARE|ITGP|ITG INC.|600
PSJ|INVESCO DYN SOFTWARE|JANY|Janney Montgomery Scott Inc.|325
PSJ|INVESCO DYN SOFTWARE|JPMX|J.P. Morgan Securities LLC|2204
PSJ|INVESCO DYN SOFTWARE|JSJX|JANE STREET CAPITAL LLC|58493
PSJ|INVESCO DYN SOFTWARE|KCGM|VIRTU Americas LLC|15884
PSJ|INVESCO DYN SOFTWARE|LEHM|Barclays Capital Inc./Le|2497
PSJ|INVESCO DYN SOFTWARE|LIME|Lime Brokerage LLC|1033
PSJ|INVESCO DYN SOFTWARE|MSCO|MORGAN STANLEY & CO. LLC|7314
PSJ|INVESCO DYN SOFTWARE|MSPL|MORGAN STANLEY & CO. LLC|200
PSJ|INVESCO DYN SOFTWARE|NFSC|National Financial Services LLC|65954
PSJ|INVESCO DYN SOFTWARE|NITE|VIRTU Americas LLC|46355
PSJ|INVESCO DYN SOFTWARE|NITP|VIRTU Americas LLC|27
PSJ|INVESCO DYN SOFTWARE|OPCO|Oppenheimer & Co. Inc.|126
PSJ|INVESCO DYN SOFTWARE|PDQM|CODA MARKETS, INC.|11400
PSJ|INVESCO DYN SOFTWARE|PWJC|UBS Financial Services, Inc.|3170
PSJ|INVESCO DYN SOFTWARE|RBCM|RBC CAPITAL MARKETS, LLC|3260
PSJ|INVESCO DYN SOFTWARE|SAGL|SAGETRADER, LLC|600
PSJ|INVESCO DYN SOFTWARE|SBSH|Citigroup Global Markets Inc.|538
PSJ|INVESCO DYN SOFTWARE|SGMT|GOLDMAN SACHS & CO. LLC|7908
PSJ|INVESCO DYN SOFTWARE|STFL|Stifel, Nicolaus & Company, Incorporated|323
PSJ|INVESCO DYN SOFTWARE|SWIM|TD Ameritrade, Inc.|2487
PSJ|INVESCO DYN SOFTWARE|SWST|Hilltop Securities Inc.|740
PSJ|INVESCO DYN SOFTWARE|TKNG|ALLY INVEST SECURITIES LLC|147
PSJ|INVESCO DYN SOFTWARE|UBSA|UBS SECURITIES LLC|10426
PSJ|INVESCO DYN SOFTWARE|UBSS|UBS Securities LLC|35201
PSJ|INVESCO DYN SOFTWARE|VGRD|Vanguard Marketing Corporation|9623
PSJ|INVESCO DYN SOFTWARE|VSIN|Vision Financial Markets Llc|1
PSJ|INVESCO DYN SOFTWARE|WCHV|WELLS FARGO SECURITIES, LLC|19408
PSJ|INVESCO DYN SOFTWARE|WEDB|WEDBUSH SECURITIES INC.|25
PSJ|INVESCO DYN SOFTWARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|473
PSJ|INVESCO DYN SOFTWARE|WGIF|CIBC World Markets Inc.|600
PSJ|INVESCO DYN SOFTWARE|WSEA|WOLVERINE SECURITIES, LLC|1444
PSJ|INVESCO DYN SOFTWARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|8952
PSJ|INVESCO DYN SOFTWARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2932
PSK|SPDR WELLS FARGO ETF|ALTX|Alternet Securities Inc.|1400
PSK|SPDR WELLS FARGO ETF|APCC|Apex Clearing Corporation|251
PSK|SPDR WELLS FARGO ETF|BANK|Primevest Financial Services, Inc.|131
PSK|SPDR WELLS FARGO ETF|BARD|Robert W. Baird & Co. Incorporated|324
PSK|SPDR WELLS FARGO ETF|BBNT|BB&T SECURITIES, LLC|18
PSK|SPDR WELLS FARGO ETF|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|22441
PSK|SPDR WELLS FARGO ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3165
PSK|SPDR WELLS FARGO ETF|BRGE|Newbridge Securities Corp.|62
PSK|SPDR WELLS FARGO ETF|BTIG|BTIG, LLC|194
PSK|SPDR WELLS FARGO ETF|CANT|Cantor Fitzgerald & Co.|521410
PSK|SPDR WELLS FARGO ETF|CHAS|Charles Schwab & Co., Inc.|196425
PSK|SPDR WELLS FARGO ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
PSK|SPDR WELLS FARGO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44596
PSK|SPDR WELLS FARGO ETF|CTDL|Citadel Derivatives Group Llc|300
PSK|SPDR WELLS FARGO ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|4660
PSK|SPDR WELLS FARGO ETF|DADA|D.A. Davidson & Co.|2
PSK|SPDR WELLS FARGO ETF|DBAX|Deutsche Bank Securities Inc.|21500
PSK|SPDR WELLS FARGO ETF|DEAN|MORGAN STANLEY|2229
PSK|SPDR WELLS FARGO ETF|EBXL|EBX LLC|13200
PSK|SPDR WELLS FARGO ETF|EDJO|Edward D. Jones & Co., L.P.|518
PSK|SPDR WELLS FARGO ETF|EGAM|CBOE TRADING, INC.|36
PSK|SPDR WELLS FARGO ETF|ETBE|Electronic Transaction Clearing, Inc.|100
PSK|SPDR WELLS FARGO ETF|ETRS|E*Trade Securities LLC|4299
PSK|SPDR WELLS FARGO ETF|FBSB|U.S. Bancorp Investments, Inc.|1
PSK|SPDR WELLS FARGO ETF|FINX|FINTECH SECURITIES|127
PSK|SPDR WELLS FARGO ETF|FLTU|FLOW TRADERS US LLC|71000
PSK|SPDR WELLS FARGO ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|71000
PSK|SPDR WELLS FARGO ETF|FMAF|NBCN Inc./ CDS|300
PSK|SPDR WELLS FARGO ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4659
PSK|SPDR WELLS FARGO ETF|FTBR|Foliofn Investments, Inc.|51548
PSK|SPDR WELLS FARGO ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1350
PSK|SPDR WELLS FARGO ETF|GLIS|TD Securities Inc|402
PSK|SPDR WELLS FARGO ETF|GLPX|ACS EXECUTION SERVICES, LLC|20
PSK|SPDR WELLS FARGO ETF|GSCO|GOLDMAN SACHS & CO. LLC|16200
PSK|SPDR WELLS FARGO ETF|GTSZ|GTS SECURITIES LLC|700
PSK|SPDR WELLS FARGO ETF|HRBF|American Enterprise Investment Services Inc.|11531
PSK|SPDR WELLS FARGO ETF|IATS|INTERACTIVE BROKERS LLC|191
PSK|SPDR WELLS FARGO ETF|IBKR|Interactive Brokers Llc|12407
PSK|SPDR WELLS FARGO ETF|ICBX|INSTINET, LLC|10350
PSK|SPDR WELLS FARGO ETF|INCA|INSTINET, LLC|25104
PSK|SPDR WELLS FARGO ETF|ITGI|ITG Inc.|1010
PSK|SPDR WELLS FARGO ETF|ITGP|ITG INC.|800
PSK|SPDR WELLS FARGO ETF|JANY|Janney Montgomery Scott Inc.|226
PSK|SPDR WELLS FARGO ETF|JPMX|J.P. Morgan Securities LLC|30438
PSK|SPDR WELLS FARGO ETF|JSJX|JANE STREET CAPITAL LLC|72113
PSK|SPDR WELLS FARGO ETF|KCGM|VIRTU Americas LLC|18299
PSK|SPDR WELLS FARGO ETF|LEHM|Barclays Capital Inc./Le|31600
PSK|SPDR WELLS FARGO ETF|LGNT|COR CLEARING LLC|1
PSK|SPDR WELLS FARGO ETF|LIME|Lime Brokerage LLC|4909
PSK|SPDR WELLS FARGO ETF|MACC|Mid Atlantic Capital Corporation|23
PSK|SPDR WELLS FARGO ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
PSK|SPDR WELLS FARGO ETF|MSCO|MORGAN STANLEY & CO. LLC|41357
PSK|SPDR WELLS FARGO ETF|MSPL|MORGAN STANLEY & CO. LLC|8300
PSK|SPDR WELLS FARGO ETF|MSTX|MORGAN STANLEY & CO. LLC|200
PSK|SPDR WELLS FARGO ETF|NFSC|National Financial Services LLC|70633
PSK|SPDR WELLS FARGO ETF|NITE|VIRTU Americas LLC|181212
PSK|SPDR WELLS FARGO ETF|NQRB|Brut, LLC|504
PSK|SPDR WELLS FARGO ETF|OPCO|Oppenheimer & Co. Inc.|315
PSK|SPDR WELLS FARGO ETF|PDQM|CODA MARKETS, INC.|3140
PSK|SPDR WELLS FARGO ETF|PWJC|UBS Financial Services, Inc.|5100
PSK|SPDR WELLS FARGO ETF|RBCM|RBC CAPITAL MARKETS, LLC|6291
PSK|SPDR WELLS FARGO ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1450
PSK|SPDR WELLS FARGO ETF|SAGL|SAGETRADER, LLC|900
PSK|SPDR WELLS FARGO ETF|SALI|INTL FCSTONE FINANCIAL INC.|3
PSK|SPDR WELLS FARGO ETF|SBSH|Citigroup Global Markets Inc.|180
PSK|SPDR WELLS FARGO ETF|SGMT|GOLDMAN SACHS & CO. LLC|16676
PSK|SPDR WELLS FARGO ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2754
PSK|SPDR WELLS FARGO ETF|SWIM|TD Ameritrade, Inc.|1826
PSK|SPDR WELLS FARGO ETF|SWST|Hilltop Securities Inc.|139
PSK|SPDR WELLS FARGO ETF|UBSA|UBS SECURITIES LLC|106897
PSK|SPDR WELLS FARGO ETF|UBSS|UBS Securities LLC|110497
PSK|SPDR WELLS FARGO ETF|VGRD|Vanguard Marketing Corporation|8012
PSK|SPDR WELLS FARGO ETF|WCHV|WELLS FARGO SECURITIES, LLC|28907
PSK|SPDR WELLS FARGO ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2300
PSK|SPDR WELLS FARGO ETF|WGIF|CIBC World Markets Inc.|57399
PSK|SPDR WELLS FARGO ETF|WSEA|WOLVERINE SECURITIES, LLC|630
PSK|SPDR WELLS FARGO ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|4406
PSK|SPDR WELLS FARGO ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
PSK|SPDR WELLS FARGO ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14655
PSL|INVESCO DWA CONS STP|AGIS|Aegis Capital Corp.|100
PSL|INVESCO DWA CONS STP|APCC|Apex Clearing Corporation|33
PSL|INVESCO DWA CONS STP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|284
PSL|INVESCO DWA CONS STP|CHAS|Charles Schwab & Co., Inc.|678
PSL|INVESCO DWA CONS STP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1430
PSL|INVESCO DWA CONS STP|CTDL|Citadel Derivatives Group Llc|1596
PSL|INVESCO DWA CONS STP|DEAN|MORGAN STANLEY|17
PSL|INVESCO DWA CONS STP|ECUT|CONVERGEX EXECUTION SOLUTIONS|70
PSL|INVESCO DWA CONS STP|EDJO|Edward D. Jones & Co., L.P.|1575
PSL|INVESCO DWA CONS STP|ETRS|E*Trade Securities LLC|3699
PSL|INVESCO DWA CONS STP|FBCO|Credit Suisse Securities (USA) LLC|1984
PSL|INVESCO DWA CONS STP|FILL|Tradestation Securities, Inc.|1134
PSL|INVESCO DWA CONS STP|FOMA|TD AMERITRADE CLEARING, INC.|6036
PSL|INVESCO DWA CONS STP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|143
PSL|INVESCO DWA CONS STP|FTBR|Foliofn Investments, Inc.|697
PSL|INVESCO DWA CONS STP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
PSL|INVESCO DWA CONS STP|GSLT|GOLDMAN SACHS & CO. LLC|2010
PSL|INVESCO DWA CONS STP|HRBF|American Enterprise Investment Services Inc.|4114
PSL|INVESCO DWA CONS STP|IATS|INTERACTIVE BROKERS LLC|300
PSL|INVESCO DWA CONS STP|IBKR|Interactive Brokers Llc|24110
PSL|INVESCO DWA CONS STP|JSEB|JANE STREET EXECUTION SERVICES, LLC|13805
PSL|INVESCO DWA CONS STP|JSJX|JANE STREET CAPITAL LLC|27882
PSL|INVESCO DWA CONS STP|KCGM|VIRTU Americas LLC|6515
PSL|INVESCO DWA CONS STP|LEHM|Barclays Capital Inc./Le|200
PSL|INVESCO DWA CONS STP|LIME|Lime Brokerage LLC|2310
PSL|INVESCO DWA CONS STP|LSCI|Lek Securities Corporation|1
PSL|INVESCO DWA CONS STP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
PSL|INVESCO DWA CONS STP|MSCO|MORGAN STANLEY & CO. LLC|9362
PSL|INVESCO DWA CONS STP|MTON|MILLINGTON SECURITIES, INC.|13312
PSL|INVESCO DWA CONS STP|NFSC|National Financial Services LLC|14069
PSL|INVESCO DWA CONS STP|NITE|VIRTU Americas LLC|11509
PSL|INVESCO DWA CONS STP|NITP|VIRTU Americas LLC|155
PSL|INVESCO DWA CONS STP|OPCO|Oppenheimer & Co. Inc.|40
PSL|INVESCO DWA CONS STP|PUMX|Puma Capital, LLC|493
PSL|INVESCO DWA CONS STP|PWJC|UBS Financial Services, Inc.|3105
PSL|INVESCO DWA CONS STP|RAJA|Raymond James & Associates, Inc.|6359
PSL|INVESCO DWA CONS STP|RBCM|RBC CAPITAL MARKETS, LLC|47
PSL|INVESCO DWA CONS STP|SGMT|GOLDMAN SACHS & CO. LLC|300
PSL|INVESCO DWA CONS STP|STFL|Stifel, Nicolaus & Company, Incorporated|526
PSL|INVESCO DWA CONS STP|SWIM|TD Ameritrade, Inc.|72
PSL|INVESCO DWA CONS STP|SWST|Hilltop Securities Inc.|140
PSL|INVESCO DWA CONS STP|UBSA|UBS SECURITIES LLC|6186
PSL|INVESCO DWA CONS STP|UBSS|UBS Securities LLC|9697
PSL|INVESCO DWA CONS STP|VGRD|Vanguard Marketing Corporation|114
PSL|INVESCO DWA CONS STP|WCHV|WELLS FARGO SECURITIES, LLC|10405
PSL|INVESCO DWA CONS STP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1248
PSL|INVESCO DWA CONS STP|WGIF|CIBC World Markets Inc.|100
PSL|INVESCO DWA CONS STP|WSEA|WOLVERINE SECURITIES, LLC|3
PSL|INVESCO DWA CONS STP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1037
PSLV|SPROTT PHYS SILVER|ADAM|CANACCORD GENUITY INC.|306546
PSLV|SPROTT PHYS SILVER|APCC|Apex Clearing Corporation|4971
PSLV|SPROTT PHYS SILVER|BARD|Robert W. Baird & Co. Incorporated|24800
PSLV|SPROTT PHYS SILVER|BATM|CBOE TRADING, INC.|200
PSLV|SPROTT PHYS SILVER|BAYT|BTIG, LLC|100
PSLV|SPROTT PHYS SILVER|BBNT|BB&T SECURITIES, LLC|9855
PSLV|SPROTT PHYS SILVER|CHAS|Charles Schwab & Co., Inc.|7500
PSLV|SPROTT PHYS SILVER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23470
PSLV|SPROTT PHYS SILVER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2300
PSLV|SPROTT PHYS SILVER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78796
PSLV|SPROTT PHYS SILVER|CXCX|CITIGROUP GLOBAL MARKETS INC.|13000
PSLV|SPROTT PHYS SILVER|DBAX|Deutsche Bank Securities Inc.|41200
PSLV|SPROTT PHYS SILVER|DEAN|MORGAN STANLEY|13223
PSLV|SPROTT PHYS SILVER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5500
PSLV|SPROTT PHYS SILVER|EBXL|EBX LLC|73300
PSLV|SPROTT PHYS SILVER|EDJO|Edward D. Jones & Co., L.P.|12925
PSLV|SPROTT PHYS SILVER|EGAM|CBOE TRADING, INC.|9606
PSLV|SPROTT PHYS SILVER|EGAW|CBOE TRADING, INC.|353
PSLV|SPROTT PHYS SILVER|EGMT|EG MARKET TECHNOLOGIES LLC|161
PSLV|SPROTT PHYS SILVER|EGXM|CBOE TRADING, INC.|1500
PSLV|SPROTT PHYS SILVER|ETBE|Electronic Transaction Clearing, Inc.|7970
PSLV|SPROTT PHYS SILVER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2900
PSLV|SPROTT PHYS SILVER|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
PSLV|SPROTT PHYS SILVER|ETRS|E*Trade Securities LLC|1038295
PSLV|SPROTT PHYS SILVER|FIDT|Fidelity Clearing Canada ULC./ CDS|4500
PSLV|SPROTT PHYS SILVER|FILL|Tradestation Securities, Inc.|8300
PSLV|SPROTT PHYS SILVER|FMAF|NBCN Inc./ CDS|29061
PSLV|SPROTT PHYS SILVER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32574
PSLV|SPROTT PHYS SILVER|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|21550
PSLV|SPROTT PHYS SILVER|FTBR|Foliofn Investments, Inc.|2226
PSLV|SPROTT PHYS SILVER|GEBB|GLOBAL EXECUTION BROKERS, LP|3400
PSLV|SPROTT PHYS SILVER|GLIS|TD Securities Inc|24504
PSLV|SPROTT PHYS SILVER|GSCO|GOLDMAN SACHS & CO. LLC|8141
PSLV|SPROTT PHYS SILVER|GSCS|GOLDMAN SACHS & CO. LLC|15000
PSLV|SPROTT PHYS SILVER|GSLT|GOLDMAN SACHS & CO. LLC|3017
PSLV|SPROTT PHYS SILVER|GTSZ|GTS SECURITIES LLC|700
PSLV|SPROTT PHYS SILVER|HRBF|American Enterprise Investment Services Inc.|8264
PSLV|SPROTT PHYS SILVER|HSBC|HSBC Securities, Inc.|100
PSLV|SPROTT PHYS SILVER|IATS|INTERACTIVE BROKERS LLC|102795
PSLV|SPROTT PHYS SILVER|IBKR|Interactive Brokers Llc|153316
PSLV|SPROTT PHYS SILVER|ICBX|INSTINET, LLC|49409
PSLV|SPROTT PHYS SILVER|INCA|INSTINET, LLC|109573
PSLV|SPROTT PHYS SILVER|INJX|INSTINET, LLC|600
PSLV|SPROTT PHYS SILVER|ITGI|ITG Inc.|8505
PSLV|SPROTT PHYS SILVER|ITGP|ITG INC.|18200
PSLV|SPROTT PHYS SILVER|JEFF|JEFFERIES LLC|19700
PSLV|SPROTT PHYS SILVER|JMPT|JUMP TRADING, LLC|479
PSLV|SPROTT PHYS SILVER|JPMX|J.P. Morgan Securities LLC|26226
PSLV|SPROTT PHYS SILVER|JSJX|JANE STREET CAPITAL LLC|3533
PSLV|SPROTT PHYS SILVER|KCGM|VIRTU Americas LLC|27864
PSLV|SPROTT PHYS SILVER|LEHM|Barclays Capital Inc./Le|27000
PSLV|SPROTT PHYS SILVER|LIME|Lime Brokerage LLC|50155
PSLV|SPROTT PHYS SILVER|MACC|Mid Atlantic Capital Corporation|624
PSLV|SPROTT PHYS SILVER|MAXM|Maxim Group LLC|1000
PSLV|SPROTT PHYS SILVER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|151756
PSLV|SPROTT PHYS SILVER|MSCO|MORGAN STANLEY & CO. LLC|158599
PSLV|SPROTT PHYS SILVER|MSPL|MORGAN STANLEY & CO. LLC|87900
PSLV|SPROTT PHYS SILVER|NFSC|National Financial Services LLC|659408
PSLV|SPROTT PHYS SILVER|NITE|VIRTU Americas LLC|1080049
PSLV|SPROTT PHYS SILVER|NITP|VIRTU Americas LLC|1800
PSLV|SPROTT PHYS SILVER|NQRB|Brut, LLC|4450
PSLV|SPROTT PHYS SILVER|OLDM|OLD MISSION CAPITAL, LLC|17200
PSLV|SPROTT PHYS SILVER|OPCO|Oppenheimer & Co. Inc.|2973
PSLV|SPROTT PHYS SILVER|OTAA|OTA LLC|500
PSLV|SPROTT PHYS SILVER|PWJC|UBS Financial Services, Inc.|3600
PSLV|SPROTT PHYS SILVER|RBCM|RBC CAPITAL MARKETS, LLC|42445
PSLV|SPROTT PHYS SILVER|RGLD|Regal Securities, Inc|116
PSLV|SPROTT PHYS SILVER|SBSH|Citigroup Global Markets Inc.|6923
PSLV|SPROTT PHYS SILVER|SGMT|GOLDMAN SACHS & CO. LLC|27292
PSLV|SPROTT PHYS SILVER|SPDR|SPEEDROUTE LLC|600
PSLV|SPROTT PHYS SILVER|SWIM|TD Ameritrade, Inc.|69752
PSLV|SPROTT PHYS SILVER|SWST|Hilltop Securities Inc.|1670
PSLV|SPROTT PHYS SILVER|TKNG|ALLY INVEST SECURITIES LLC|1994
PSLV|SPROTT PHYS SILVER|TRBT|Tradebot Systems, Inc.|4915
PSLV|SPROTT PHYS SILVER|TRCM|TRC MARKETS LLC|2200
PSLV|SPROTT PHYS SILVER|TWTT|TASTYWORKS, INC.|17000
PSLV|SPROTT PHYS SILVER|UBSA|UBS SECURITIES LLC|101173
PSLV|SPROTT PHYS SILVER|UBSS|UBS Securities LLC|80555
PSLV|SPROTT PHYS SILVER|VALX|VIRTU AMERICAS LLC|14526
PSLV|SPROTT PHYS SILVER|VGRD|Vanguard Marketing Corporation|329467
PSLV|SPROTT PHYS SILVER|WCHV|WELLS FARGO SECURITIES, LLC|80797
PSLV|SPROTT PHYS SILVER|WEDB|WEDBUSH SECURITIES INC.|500
PSLV|SPROTT PHYS SILVER|WSEA|WOLVERINE SECURITIES, LLC|1131
PSLV|SPROTT PHYS SILVER|XSTM|NATIONAL FINANCIAL SERVICES LLC|24432
PSLV|SPROTT PHYS SILVER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51224
PSMB|INVESCO BALANCED MUL|BKCM|BNY Mellon Capital Markets LLC|5000
PSMB|INVESCO BALANCED MUL|FTBR|Foliofn Investments, Inc.|1
PSMB|INVESCO BALANCED MUL|HRBF|American Enterprise Investment Services Inc.|1500
PSMB|INVESCO BALANCED MUL|KCGM|VIRTU Americas LLC|2737
PSMB|INVESCO BALANCED MUL|LEHM|Barclays Capital Inc./Le|400
PSMB|INVESCO BALANCED MUL|MSCO|MORGAN STANLEY & CO. LLC|8
PSMB|INVESCO BALANCED MUL|NFSC|National Financial Services LLC|1523
PSMB|INVESCO BALANCED MUL|NITE|VIRTU Americas LLC|2352
PSMB|INVESCO BALANCED MUL|SGMT|GOLDMAN SACHS & CO. LLC|157
PSMB|INVESCO BALANCED MUL|UBSS|UBS Securities LLC|8999
PSMC|INVESCO CONSERVATIVE|BKCM|BNY Mellon Capital Markets LLC|5000
PSMC|INVESCO CONSERVATIVE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
PSMC|INVESCO CONSERVATIVE|FMAF|NBCN Inc./ CDS|600
PSMC|INVESCO CONSERVATIVE|FTBR|Foliofn Investments, Inc.|1
PSMC|INVESCO CONSERVATIVE|MSCO|MORGAN STANLEY & CO. LLC|34
PSMC|INVESCO CONSERVATIVE|NFSC|National Financial Services LLC|61
PSMC|INVESCO CONSERVATIVE|NITE|VIRTU Americas LLC|580
PSMC|INVESCO CONSERVATIVE|WCHV|WELLS FARGO SECURITIES, LLC|500
PSMG|INVESCO GROWTH MULTI|APCC|Apex Clearing Corporation|4
PSMG|INVESCO GROWTH MULTI|BKCM|BNY Mellon Capital Markets LLC|5000
PSMG|INVESCO GROWTH MULTI|DBAX|Deutsche Bank Securities Inc.|300
PSMG|INVESCO GROWTH MULTI|ETRS|E*Trade Securities LLC|100
PSMG|INVESCO GROWTH MULTI|FTBR|Foliofn Investments, Inc.|66
PSMG|INVESCO GROWTH MULTI|LEHM|Barclays Capital Inc./Le|1400
PSMG|INVESCO GROWTH MULTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PSMG|INVESCO GROWTH MULTI|MSCO|MORGAN STANLEY & CO. LLC|247
PSMG|INVESCO GROWTH MULTI|NFSC|National Financial Services LLC|247
PSMG|INVESCO GROWTH MULTI|NITE|VIRTU Americas LLC|2045
PSMG|INVESCO GROWTH MULTI|SGMT|GOLDMAN SACHS & CO. LLC|255
PSMG|INVESCO GROWTH MULTI|SWIM|TD Ameritrade, Inc.|2
PSMG|INVESCO GROWTH MULTI|UBSS|UBS Securities LLC|401
PSMM|INVESCO MODERATELY C|DBAX|Deutsche Bank Securities Inc.|100
PSMM|INVESCO MODERATELY C|FTBR|Foliofn Investments, Inc.|1
PSMM|INVESCO MODERATELY C|KCGM|VIRTU Americas LLC|50
PSMM|INVESCO MODERATELY C|LEHM|Barclays Capital Inc./Le|800
PSMM|INVESCO MODERATELY C|LIME|Lime Brokerage LLC|1
PSMM|INVESCO MODERATELY C|MSCO|MORGAN STANLEY & CO. LLC|13
PSMM|INVESCO MODERATELY C|NITE|VIRTU Americas LLC|451
PSMT|PRICESMART INC    ##|APCC|Apex Clearing Corporation|1320
PSMT|PRICESMART INC    ##|AQUA|AQUA SECURITIES L.P.|9900
PSMT|PRICESMART INC    ##|BALE|M&T SECURITIES, INC.|181
PSMT|PRICESMART INC    ##|BARD|Robert W. Baird & Co. Incorporated|892
PSMT|PRICESMART INC    ##|BATM|CBOE TRADING, INC.|1726
PSMT|PRICESMART INC    ##|BAYC|BAY CREST PARTNERS, LLC|1172
PSMT|PRICESMART INC    ##|BBNT|BB&T SECURITIES, LLC|185
PSMT|PRICESMART INC    ##|BERN|Sanford C. Bernstein & Co., LLC|1629
PSMT|PRICESMART INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1166
PSMT|PRICESMART INC    ##|BMOC|BMO Capital Markets Corp.|3530
PSMT|PRICESMART INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|6139
PSMT|PRICESMART INC    ##|BTIG|BTIG, LLC|669
PSMT|PRICESMART INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|400
PSMT|PRICESMART INC    ##|CHAS|Charles Schwab & Co., Inc.|98
PSMT|PRICESMART INC    ##|CIST|Capital Institutional Services, Inc.|809
PSMT|PRICESMART INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13523
PSMT|PRICESMART INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7569
PSMT|PRICESMART INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1099
PSMT|PRICESMART INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34114
PSMT|PRICESMART INC    ##|CTDL|Citadel Derivatives Group Llc|2129
PSMT|PRICESMART INC    ##|CTLR|CUTLER GROUP, LP|100
PSMT|PRICESMART INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|7378
PSMT|PRICESMART INC    ##|DADA|D.A. Davidson & Co.|70
PSMT|PRICESMART INC    ##|DBAB|Deutsche Bank Securities Inc.|148988
PSMT|PRICESMART INC    ##|DBAX|Deutsche Bank Securities Inc.|36100
PSMT|PRICESMART INC    ##|DBUL|Deutsche Bank Securities Inc.|844
PSMT|PRICESMART INC    ##|DEAN|MORGAN STANLEY|423
PSMT|PRICESMART INC    ##|DEGS|RONIN PROFESSIONAL LLC|1460
PSMT|PRICESMART INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3160
PSMT|PRICESMART INC    ##|EBXL|EBX LLC|31700
PSMT|PRICESMART INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4211
PSMT|PRICESMART INC    ##|EDJO|Edward D. Jones & Co., L.P.|288
PSMT|PRICESMART INC    ##|EGAM|CBOE TRADING, INC.|2277
PSMT|PRICESMART INC    ##|EGMT|EG MARKET TECHNOLOGIES LLC|200
PSMT|PRICESMART INC    ##|EGXM|CBOE TRADING, INC.|436
PSMT|PRICESMART INC    ##|EGXW|CBOE TRADING, INC.|3
PSMT|PRICESMART INC    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|11
PSMT|PRICESMART INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18737
PSMT|PRICESMART INC    ##|ETRS|E*Trade Securities LLC|6639
PSMT|PRICESMART INC    ##|FBCO|Credit Suisse Securities (USA) LLC|91954
PSMT|PRICESMART INC    ##|FMAF|NBCN Inc./ CDS|339
PSMT|PRICESMART INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|195826
PSMT|PRICESMART INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11163
PSMT|PRICESMART INC    ##|FTBR|Foliofn Investments, Inc.|63
PSMT|PRICESMART INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7066
PSMT|PRICESMART INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|9679
PSMT|PRICESMART INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|149080
PSMT|PRICESMART INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|9106
PSMT|PRICESMART INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|125
PSMT|PRICESMART INC    ##|GTSZ|GTS SECURITIES LLC|2634
PSMT|PRICESMART INC    ##|HRBF|American Enterprise Investment Services Inc.|1523
PSMT|PRICESMART INC    ##|HSBC|HSBC Securities, Inc.|756
PSMT|PRICESMART INC    ##|IATS|INTERACTIVE BROKERS LLC|4665
PSMT|PRICESMART INC    ##|IBKR|Interactive Brokers Llc|9209
PSMT|PRICESMART INC    ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|23
PSMT|PRICESMART INC    ##|ICBX|INSTINET, LLC|10400
PSMT|PRICESMART INC    ##|IEQY|CITADEL SECURITIES LLC|27406
PSMT|PRICESMART INC    ##|INCA|INSTINET, LLC|95771
PSMT|PRICESMART INC    ##|INJX|INSTINET, LLC|7434
PSMT|PRICESMART INC    ##|ITGI|ITG Inc.|74774
PSMT|PRICESMART INC    ##|ITGP|ITG INC.|93800
PSMT|PRICESMART INC    ##|JANY|Janney Montgomery Scott Inc.|21
PSMT|PRICESMART INC    ##|JEFF|JEFFERIES LLC|23399
PSMT|PRICESMART INC    ##|JMPT|JUMP TRADING, LLC|14591
PSMT|PRICESMART INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|9528
PSMT|PRICESMART INC    ##|JPMX|J.P. Morgan Securities LLC|50953
PSMT|PRICESMART INC    ##|JSJX|JANE STREET CAPITAL LLC|4778
PSMT|PRICESMART INC    ##|KCGM|VIRTU Americas LLC|3993
PSMT|PRICESMART INC    ##|LEER|LEERINK PARTNERS LLC|320
PSMT|PRICESMART INC    ##|LEHM|Barclays Capital Inc./Le|114585
PSMT|PRICESMART INC    ##|LIME|Lime Brokerage LLC|35020
PSMT|PRICESMART INC    ##|LQNA|LIQUIDNET, INC.|83900
PSMT|PRICESMART INC    ##|LSCI|Lek Securities Corporation|111
PSMT|PRICESMART INC    ##|MAXM|Maxim Group LLC|3629
PSMT|PRICESMART INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26975
PSMT|PRICESMART INC    ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|363
PSMT|PRICESMART INC    ##|MSCO|MORGAN STANLEY & CO. LLC|365842
PSMT|PRICESMART INC    ##|MSPL|MORGAN STANLEY & CO. LLC|44400
PSMT|PRICESMART INC    ##|MSTX|MORGAN STANLEY & CO. LLC|1600
PSMT|PRICESMART INC    ##|NFSC|National Financial Services LLC|15260
PSMT|PRICESMART INC    ##|NITE|VIRTU Americas LLC|64690
PSMT|PRICESMART INC    ##|NITP|VIRTU Americas LLC|700
PSMT|PRICESMART INC    ##|NQRB|Brut, LLC|1246
PSMT|PRICESMART INC    ##|NTRC|Northern Trust Securities, Inc.|148
PSMT|PRICESMART INC    ##|OPCO|Oppenheimer & Co. Inc.|283
PSMT|PRICESMART INC    ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2340
PSMT|PRICESMART INC    ##|PDQM|CODA MARKETS, INC.|23385
PSMT|PRICESMART INC    ##|PWJC|UBS Financial Services, Inc.|30
PSMT|PRICESMART INC    ##|RAJA|Raymond James & Associates, Inc.|1207
PSMT|PRICESMART INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|65
PSMT|PRICESMART INC    ##|SAGL|SAGETRADER, LLC|6259
PSMT|PRICESMART INC    ##|SBSH|Citigroup Global Markets Inc.|49193
PSMT|PRICESMART INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|20321
PSMT|PRICESMART INC    ##|SOGO|Wang Investment Associates, Inc.|4458
PSMT|PRICESMART INC    ##|SPDR|SPEEDROUTE LLC|3386
PSMT|PRICESMART INC    ##|SPTD|MINT GLOBAL MARKETS, INC.|3656
PSMT|PRICESMART INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|859
PSMT|PRICESMART INC    ##|SWIM|TD Ameritrade, Inc.|1637
PSMT|PRICESMART INC    ##|TRBT|Tradebot Systems, Inc.|5951
PSMT|PRICESMART INC    ##|TRCM|TRC MARKETS LLC|42861
PSMT|PRICESMART INC    ##|UBSA|UBS SECURITIES LLC|106512
PSMT|PRICESMART INC    ##|UBSS|UBS Securities LLC|189689
PSMT|PRICESMART INC    ##|VALX|VIRTU AMERICAS LLC|8153
PSMT|PRICESMART INC    ##|VGRD|Vanguard Marketing Corporation|2424
PSMT|PRICESMART INC    ##|WBPX|SUMMIT SECURITIES GROUP, LLC|300
PSMT|PRICESMART INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|34480
PSMT|PRICESMART INC    ##|WEDB|WEDBUSH SECURITIES INC.|67
PSMT|PRICESMART INC    ##|WEED|Weeden & Co.L.P.|4290
PSMT|PRICESMART INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1244
PSMT|PRICESMART INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|404
PSMT|PRICESMART INC    ##|WSEA|WOLVERINE SECURITIES, LLC|730
PSMT|PRICESMART INC    ##|XIST|INSTINET, LLC|14240
PSMT|PRICESMART INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|890
PSMT|PRICESMART INC    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1992
PSMT|PRICESMART INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|358
PSO|PEARSON PLC ORD|ALTX|Alternet Securities Inc.|600
PSO|PEARSON PLC ORD|ANOS|ABEL/NOSER, L.L.C.|790
PSO|PEARSON PLC ORD|APCC|Apex Clearing Corporation|62
PSO|PEARSON PLC ORD|BARD|Robert W. Baird & Co. Incorporated|1056
PSO|PEARSON PLC ORD|BATM|CBOE TRADING, INC.|400
PSO|PEARSON PLC ORD|BERN|Sanford C. Bernstein & Co., LLC|3717
PSO|PEARSON PLC ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5549
PSO|PEARSON PLC ORD|BYXM|CBOE TRADING, INC.|200
PSO|PEARSON PLC ORD|BZYD|GOLDMAN SACHS & CO. LLC|898
PSO|PEARSON PLC ORD|CANT|Cantor Fitzgerald & Co.|16885
PSO|PEARSON PLC ORD|CHAS|Charles Schwab & Co., Inc.|4
PSO|PEARSON PLC ORD|CHDN|CHARDAN CAPITAL MARKETS LLC|28700
PSO|PEARSON PLC ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68769
PSO|PEARSON PLC ORD|CTDE|CHOICETRADE|15
PSO|PEARSON PLC ORD|CTDL|Citadel Derivatives Group Llc|1970
PSO|PEARSON PLC ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|15282
PSO|PEARSON PLC ORD|DBAB|Deutsche Bank Securities Inc.|20674
PSO|PEARSON PLC ORD|DBAX|Deutsche Bank Securities Inc.|46300
PSO|PEARSON PLC ORD|DCHF|Dart Executions, LLC|6865
PSO|PEARSON PLC ORD|DEAN|MORGAN STANLEY|8110
PSO|PEARSON PLC ORD|DEGS|RONIN PROFESSIONAL LLC|24
PSO|PEARSON PLC ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
PSO|PEARSON PLC ORD|EBXL|EBX LLC|18000
PSO|PEARSON PLC ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|27865
PSO|PEARSON PLC ORD|EDJO|Edward D. Jones & Co., L.P.|2145
PSO|PEARSON PLC ORD|EGAM|CBOE TRADING, INC.|1200
PSO|PEARSON PLC ORD|EGXM|CBOE TRADING, INC.|300
PSO|PEARSON PLC ORD|ESPO|ESPOSITO SECURITIES, LLC|233
PSO|PEARSON PLC ORD|ETBE|Electronic Transaction Clearing, Inc.|2739
PSO|PEARSON PLC ORD|ETRS|E*Trade Securities LLC|6411
PSO|PEARSON PLC ORD|FBSB|U.S. Bancorp Investments, Inc.|339
PSO|PEARSON PLC ORD|FILL|Tradestation Securities, Inc.|2001
PSO|PEARSON PLC ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35526
PSO|PEARSON PLC ORD|FTBR|Foliofn Investments, Inc.|10464
PSO|PEARSON PLC ORD|GARC|ICAP Corporates LLC|407190
PSO|PEARSON PLC ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|700
PSO|PEARSON PLC ORD|GLIS|TD Securities Inc|50
PSO|PEARSON PLC ORD|GLPX|ACS EXECUTION SERVICES, LLC|300
PSO|PEARSON PLC ORD|GSCO|GOLDMAN SACHS & CO. LLC|161967
PSO|PEARSON PLC ORD|GSCS|GOLDMAN SACHS & CO. LLC|1347
PSO|PEARSON PLC ORD|GSLT|GOLDMAN SACHS & CO. LLC|5990
PSO|PEARSON PLC ORD|GTSZ|GTS SECURITIES LLC|5735
PSO|PEARSON PLC ORD|HRBF|American Enterprise Investment Services Inc.|1640
PSO|PEARSON PLC ORD|HSBC|HSBC Securities, Inc.|566
PSO|PEARSON PLC ORD|IATS|INTERACTIVE BROKERS LLC|5380
PSO|PEARSON PLC ORD|IBKR|Interactive Brokers Llc|28563
PSO|PEARSON PLC ORD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|199
PSO|PEARSON PLC ORD|ICBX|INSTINET, LLC|33316
PSO|PEARSON PLC ORD|INCA|INSTINET, LLC|68412
PSO|PEARSON PLC ORD|INJX|INSTINET, LLC|2100
PSO|PEARSON PLC ORD|INTL|INTL FCSTONE FINANCIAL INC.|13177
PSO|PEARSON PLC ORD|ITGI|ITG Inc.|23527
PSO|PEARSON PLC ORD|ITGP|ITG INC.|33400
PSO|PEARSON PLC ORD|JEFF|JEFFERIES LLC|5219
PSO|PEARSON PLC ORD|JMPT|JUMP TRADING, LLC|320
PSO|PEARSON PLC ORD|JPBX|J.P. MORGAN SECURITIES LLC|600
PSO|PEARSON PLC ORD|JPMX|J.P. Morgan Securities LLC|42034
PSO|PEARSON PLC ORD|JSJX|JANE STREET CAPITAL LLC|4753
PSO|PEARSON PLC ORD|KCGM|VIRTU Americas LLC|3752
PSO|PEARSON PLC ORD|LEHM|Barclays Capital Inc./Le|226792
PSO|PEARSON PLC ORD|LIME|Lime Brokerage LLC|276093
PSO|PEARSON PLC ORD|LSCI|Lek Securities Corporation|40
PSO|PEARSON PLC ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64124
PSO|PEARSON PLC ORD|MOTF|MOTIF INVESTING, INC.|1
PSO|PEARSON PLC ORD|MSCO|MORGAN STANLEY & CO. LLC|259724
PSO|PEARSON PLC ORD|MSPL|MORGAN STANLEY & CO. LLC|260000
PSO|PEARSON PLC ORD|MSTX|MORGAN STANLEY & CO. LLC|28800
PSO|PEARSON PLC ORD|NFSC|National Financial Services LLC|80299
PSO|PEARSON PLC ORD|NITE|VIRTU Americas LLC|203336
PSO|PEARSON PLC ORD|NITP|VIRTU Americas LLC|1200
PSO|PEARSON PLC ORD|NQRB|Brut, LLC|100
PSO|PEARSON PLC ORD|OLDM|OLD MISSION CAPITAL, LLC|1103
PSO|PEARSON PLC ORD|PDQM|CODA MARKETS, INC.|500
PSO|PEARSON PLC ORD|SAGL|SAGETRADER, LLC|2000
PSO|PEARSON PLC ORD|SALI|INTL FCSTONE FINANCIAL INC.|186
PSO|PEARSON PLC ORD|SBSH|Citigroup Global Markets Inc.|5201
PSO|PEARSON PLC ORD|SGMT|GOLDMAN SACHS & CO. LLC|33243
PSO|PEARSON PLC ORD|STFL|Stifel, Nicolaus & Company, Incorporated|10
PSO|PEARSON PLC ORD|STKP|STOCKPILE INVESTMENTS, INC.|8
PSO|PEARSON PLC ORD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2049
PSO|PEARSON PLC ORD|SWIM|TD Ameritrade, Inc.|25762
PSO|PEARSON PLC ORD|SWST|Hilltop Securities Inc.|1409
PSO|PEARSON PLC ORD|TRBT|Tradebot Systems, Inc.|28487
PSO|PEARSON PLC ORD|TRCM|TRC MARKETS LLC|6067
PSO|PEARSON PLC ORD|UBSA|UBS SECURITIES LLC|117574
PSO|PEARSON PLC ORD|UBSS|UBS Securities LLC|123848
PSO|PEARSON PLC ORD|VALX|VIRTU AMERICAS LLC|73030
PSO|PEARSON PLC ORD|VGRD|Vanguard Marketing Corporation|198
PSO|PEARSON PLC ORD|WCHV|WELLS FARGO SECURITIES, LLC|12851
PSO|PEARSON PLC ORD|WEED|Weeden & Co.L.P.|1050
PSO|PEARSON PLC ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1814
PSO|PEARSON PLC ORD|WGIF|CIBC World Markets Inc.|152
PSO|PEARSON PLC ORD|WSEA|WOLVERINE SECURITIES, LLC|2
PSO|PEARSON PLC ORD|XIST|INSTINET, LLC|3600
PSO|PEARSON PLC ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
PSO|PEARSON PLC ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26
PSP|INVESCO GLBL LISTED|APCC|Apex Clearing Corporation|3483
PSP|INVESCO GLBL LISTED|BARD|Robert W. Baird & Co. Incorporated|2
PSP|INVESCO GLBL LISTED|BATM|CBOE TRADING, INC.|500
PSP|INVESCO GLBL LISTED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|97
PSP|INVESCO GLBL LISTED|CHAS|Charles Schwab & Co., Inc.|5
PSP|INVESCO GLBL LISTED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19399
PSP|INVESCO GLBL LISTED|CSIN|Citadel Securities Institutional LLC|126659
PSP|INVESCO GLBL LISTED|CTDL|Citadel Derivatives Group Llc|209974
PSP|INVESCO GLBL LISTED|CXCX|CITIGROUP GLOBAL MARKETS INC.|62
PSP|INVESCO GLBL LISTED|DBAX|Deutsche Bank Securities Inc.|21300
PSP|INVESCO GLBL LISTED|DEAN|MORGAN STANLEY|13526
PSP|INVESCO GLBL LISTED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|798
PSP|INVESCO GLBL LISTED|EBXL|EBX LLC|11400
PSP|INVESCO GLBL LISTED|EDJO|Edward D. Jones & Co., L.P.|240
PSP|INVESCO GLBL LISTED|ETBE|Electronic Transaction Clearing, Inc.|280
PSP|INVESCO GLBL LISTED|ETRS|E*Trade Securities LLC|23779
PSP|INVESCO GLBL LISTED|FBSB|U.S. Bancorp Investments, Inc.|155
PSP|INVESCO GLBL LISTED|FLTU|FLOW TRADERS US LLC|100
PSP|INVESCO GLBL LISTED|FMAF|NBCN Inc./ CDS|4641
PSP|INVESCO GLBL LISTED|FTBR|Foliofn Investments, Inc.|7739
PSP|INVESCO GLBL LISTED|GBMT|GBM International, Inc.|1000
PSP|INVESCO GLBL LISTED|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
PSP|INVESCO GLBL LISTED|GSCO|GOLDMAN SACHS & CO. LLC|1721
PSP|INVESCO GLBL LISTED|GSLT|GOLDMAN SACHS & CO. LLC|200
PSP|INVESCO GLBL LISTED|HRBF|American Enterprise Investment Services Inc.|152
PSP|INVESCO GLBL LISTED|IATS|INTERACTIVE BROKERS LLC|1126
PSP|INVESCO GLBL LISTED|IBKR|Interactive Brokers Llc|25130
PSP|INVESCO GLBL LISTED|ICBX|INSTINET, LLC|20282
PSP|INVESCO GLBL LISTED|INCA|INSTINET, LLC|300
PSP|INVESCO GLBL LISTED|ITGI|ITG Inc.|2443
PSP|INVESCO GLBL LISTED|ITGP|ITG INC.|200
PSP|INVESCO GLBL LISTED|JANY|Janney Montgomery Scott Inc.|1311
PSP|INVESCO GLBL LISTED|JPMX|J.P. Morgan Securities LLC|5268
PSP|INVESCO GLBL LISTED|JSEB|JANE STREET EXECUTION SERVICES, LLC|9494
PSP|INVESCO GLBL LISTED|JSJX|JANE STREET CAPITAL LLC|80215
PSP|INVESCO GLBL LISTED|KCGM|VIRTU Americas LLC|23283
PSP|INVESCO GLBL LISTED|LEHM|Barclays Capital Inc./Le|30200
PSP|INVESCO GLBL LISTED|LIME|Lime Brokerage LLC|2813
PSP|INVESCO GLBL LISTED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PSP|INVESCO GLBL LISTED|MACC|Mid Atlantic Capital Corporation|73
PSP|INVESCO GLBL LISTED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18800
PSP|INVESCO GLBL LISTED|MOTF|MOTIF INVESTING, INC.|2
PSP|INVESCO GLBL LISTED|MSCO|MORGAN STANLEY & CO. LLC|102817
PSP|INVESCO GLBL LISTED|MSPL|MORGAN STANLEY & CO. LLC|11200
PSP|INVESCO GLBL LISTED|NFSC|National Financial Services LLC|128191
PSP|INVESCO GLBL LISTED|NITE|VIRTU Americas LLC|223365
PSP|INVESCO GLBL LISTED|NTBF|BMO Nesbitt Burns Inc./CDS|195
PSP|INVESCO GLBL LISTED|OPCO|Oppenheimer & Co. Inc.|1263
PSP|INVESCO GLBL LISTED|RBCM|RBC CAPITAL MARKETS, LLC|7549
PSP|INVESCO GLBL LISTED|RHCO|Suntrust Robinson Humphrey, Inc.|4554
PSP|INVESCO GLBL LISTED|SALI|INTL FCSTONE FINANCIAL INC.|1
PSP|INVESCO GLBL LISTED|SBSH|Citigroup Global Markets Inc.|1007
PSP|INVESCO GLBL LISTED|SGMT|GOLDMAN SACHS & CO. LLC|6386
PSP|INVESCO GLBL LISTED|STFL|Stifel, Nicolaus & Company, Incorporated|5838
PSP|INVESCO GLBL LISTED|STKP|STOCKPILE INVESTMENTS, INC.|522
PSP|INVESCO GLBL LISTED|SWIM|TD Ameritrade, Inc.|15767
PSP|INVESCO GLBL LISTED|SWST|Hilltop Securities Inc.|3285
PSP|INVESCO GLBL LISTED|TKNG|ALLY INVEST SECURITIES LLC|1300
PSP|INVESCO GLBL LISTED|UBSA|UBS SECURITIES LLC|81546
PSP|INVESCO GLBL LISTED|UBSS|UBS Securities LLC|69188
PSP|INVESCO GLBL LISTED|VGRD|Vanguard Marketing Corporation|23164
PSP|INVESCO GLBL LISTED|WCHV|WELLS FARGO SECURITIES, LLC|143015
PSP|INVESCO GLBL LISTED|WEED|Weeden & Co.L.P.|5373
PSP|INVESCO GLBL LISTED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|324
PSP|INVESCO GLBL LISTED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1034
PSP|INVESCO GLBL LISTED|WSEA|WOLVERINE SECURITIES, LLC|2570
PSP|INVESCO GLBL LISTED|XSTM|NATIONAL FINANCIAL SERVICES LLC|3970
PSP|INVESCO GLBL LISTED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23477
PSQ|PROSHARES SHORT QQQ|ALTX|Alternet Securities Inc.|1694
PSQ|PROSHARES SHORT QQQ|APCC|Apex Clearing Corporation|8672
PSQ|PROSHARES SHORT QQQ|BARD|Robert W. Baird & Co. Incorporated|6309
PSQ|PROSHARES SHORT QQQ|BATM|CBOE TRADING, INC.|5959
PSQ|PROSHARES SHORT QQQ|BIDS|BIDS TRADING L.P.|600
PSQ|PROSHARES SHORT QQQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2080
PSQ|PROSHARES SHORT QQQ|CHAS|Charles Schwab & Co., Inc.|183
PSQ|PROSHARES SHORT QQQ|CHDN|CHARDAN CAPITAL MARKETS LLC|800
PSQ|PROSHARES SHORT QQQ|CIST|Capital Institutional Services, Inc.|1000
PSQ|PROSHARES SHORT QQQ|CPET|CLEARPOOL EXECUTION SERVICES, LLC|27
PSQ|PROSHARES SHORT QQQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4000
PSQ|PROSHARES SHORT QQQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196142
PSQ|PROSHARES SHORT QQQ|CSIN|Citadel Securities Institutional LLC|155186
PSQ|PROSHARES SHORT QQQ|CTDL|Citadel Derivatives Group Llc|169498
PSQ|PROSHARES SHORT QQQ|DBAB|Deutsche Bank Securities Inc.|3412
PSQ|PROSHARES SHORT QQQ|DBAX|Deutsche Bank Securities Inc.|8100
PSQ|PROSHARES SHORT QQQ|DEAN|MORGAN STANLEY|16438
PSQ|PROSHARES SHORT QQQ|DEGS|RONIN PROFESSIONAL LLC|9000
PSQ|PROSHARES SHORT QQQ|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9736
PSQ|PROSHARES SHORT QQQ|EBXL|EBX LLC|113400
PSQ|PROSHARES SHORT QQQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
PSQ|PROSHARES SHORT QQQ|EDJO|Edward D. Jones & Co., L.P.|335
PSQ|PROSHARES SHORT QQQ|EGAM|CBOE TRADING, INC.|3788
PSQ|PROSHARES SHORT QQQ|EGXM|CBOE TRADING, INC.|110
PSQ|PROSHARES SHORT QQQ|ETBE|Electronic Transaction Clearing, Inc.|50539
PSQ|PROSHARES SHORT QQQ|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
PSQ|PROSHARES SHORT QQQ|ETRS|E*Trade Securities LLC|141051
PSQ|PROSHARES SHORT QQQ|FIDT|Fidelity Clearing Canada ULC./ CDS|200
PSQ|PROSHARES SHORT QQQ|FILL|Tradestation Securities, Inc.|7453
PSQ|PROSHARES SHORT QQQ|FMAF|NBCN Inc./ CDS|25600
PSQ|PROSHARES SHORT QQQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2280
PSQ|PROSHARES SHORT QQQ|FTBR|Foliofn Investments, Inc.|43651
PSQ|PROSHARES SHORT QQQ|GBMT|GBM International, Inc.|11399
PSQ|PROSHARES SHORT QQQ|GEBB|GLOBAL EXECUTION BROKERS, LP|100
PSQ|PROSHARES SHORT QQQ|GLIS|TD Securities Inc|3550
PSQ|PROSHARES SHORT QQQ|GLPX|ACS EXECUTION SERVICES, LLC|770
PSQ|PROSHARES SHORT QQQ|GSCO|GOLDMAN SACHS & CO. LLC|8410
PSQ|PROSHARES SHORT QQQ|GSLT|GOLDMAN SACHS & CO. LLC|1060
PSQ|PROSHARES SHORT QQQ|GTSZ|GTS SECURITIES LLC|2006311
PSQ|PROSHARES SHORT QQQ|HRBF|American Enterprise Investment Services Inc.|1250
PSQ|PROSHARES SHORT QQQ|HSBC|HSBC Securities, Inc.|671
PSQ|PROSHARES SHORT QQQ|IATS|INTERACTIVE BROKERS LLC|187400
PSQ|PROSHARES SHORT QQQ|IBKR|Interactive Brokers Llc|206266
PSQ|PROSHARES SHORT QQQ|ICBX|INSTINET, LLC|168235
PSQ|PROSHARES SHORT QQQ|INCA|INSTINET, LLC|67279
PSQ|PROSHARES SHORT QQQ|ITGI|ITG Inc.|19694
PSQ|PROSHARES SHORT QQQ|ITGP|ITG INC.|66400
PSQ|PROSHARES SHORT QQQ|JMPT|JUMP TRADING, LLC|9695
PSQ|PROSHARES SHORT QQQ|JPMX|J.P. Morgan Securities LLC|1051432
PSQ|PROSHARES SHORT QQQ|JSEB|JANE STREET EXECUTION SERVICES, LLC|6700
PSQ|PROSHARES SHORT QQQ|JSJX|JANE STREET CAPITAL LLC|815567
PSQ|PROSHARES SHORT QQQ|KCGM|VIRTU Americas LLC|52105
PSQ|PROSHARES SHORT QQQ|LEHM|Barclays Capital Inc./Le|236690
PSQ|PROSHARES SHORT QQQ|LIME|Lime Brokerage LLC|14500
PSQ|PROSHARES SHORT QQQ|LIWM|LIME BROKERAGE LLC|15269
PSQ|PROSHARES SHORT QQQ|LSCI|Lek Securities Corporation|2600
PSQ|PROSHARES SHORT QQQ|MAXM|Maxim Group LLC|90
PSQ|PROSHARES SHORT QQQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146900
PSQ|PROSHARES SHORT QQQ|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
PSQ|PROSHARES SHORT QQQ|MOTF|MOTIF INVESTING, INC.|5
PSQ|PROSHARES SHORT QQQ|MSCO|MORGAN STANLEY & CO. LLC|277280
PSQ|PROSHARES SHORT QQQ|MSPL|MORGAN STANLEY & CO. LLC|1700
PSQ|PROSHARES SHORT QQQ|NFSC|National Financial Services LLC|937023
PSQ|PROSHARES SHORT QQQ|NITE|VIRTU Americas LLC|1265270
PSQ|PROSHARES SHORT QQQ|NITP|VIRTU Americas LLC|103411
PSQ|PROSHARES SHORT QQQ|NTBF|BMO Nesbitt Burns Inc./CDS|12910
PSQ|PROSHARES SHORT QQQ|OPCO|Oppenheimer & Co. Inc.|795
PSQ|PROSHARES SHORT QQQ|PCFF|Pacific International Securities Inc./CDS|1950
PSQ|PROSHARES SHORT QQQ|PCPT|PHILLIP CAPITAL INC.|7049
PSQ|PROSHARES SHORT QQQ|PDQM|CODA MARKETS, INC.|1070
PSQ|PROSHARES SHORT QQQ|RBCM|RBC CAPITAL MARKETS, LLC|3383
PSQ|PROSHARES SHORT QQQ|SBSH|Citigroup Global Markets Inc.|2597
PSQ|PROSHARES SHORT QQQ|SGMT|GOLDMAN SACHS & CO. LLC|146996
PSQ|PROSHARES SHORT QQQ|SHMR|ABN Amro Clearing LLC|18900
PSQ|PROSHARES SHORT QQQ|STFL|Stifel, Nicolaus & Company, Incorporated|70
PSQ|PROSHARES SHORT QQQ|STKP|STOCKPILE INVESTMENTS, INC.|2
PSQ|PROSHARES SHORT QQQ|SWIM|TD Ameritrade, Inc.|68595
PSQ|PROSHARES SHORT QQQ|TKNG|ALLY INVEST SECURITIES LLC|200
PSQ|PROSHARES SHORT QQQ|TRBT|Tradebot Systems, Inc.|44819
PSQ|PROSHARES SHORT QQQ|TRCM|TRC MARKETS LLC|1575286
PSQ|PROSHARES SHORT QQQ|TWTT|TASTYWORKS, INC.|35
PSQ|PROSHARES SHORT QQQ|UBSA|UBS SECURITIES LLC|424394
PSQ|PROSHARES SHORT QQQ|UBSS|UBS Securities LLC|277822
PSQ|PROSHARES SHORT QQQ|VALX|VIRTU AMERICAS LLC|28434
PSQ|PROSHARES SHORT QQQ|VGRD|Vanguard Marketing Corporation|94817
PSQ|PROSHARES SHORT QQQ|VSIN|Vision Financial Markets Llc|40
PSQ|PROSHARES SHORT QQQ|WBLR|WILLIAM BLAIR|8600
PSQ|PROSHARES SHORT QQQ|WCHV|WELLS FARGO SECURITIES, LLC|343387
PSQ|PROSHARES SHORT QQQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5187
PSQ|PROSHARES SHORT QQQ|WGIF|CIBC World Markets Inc.|2025
PSQ|PROSHARES SHORT QQQ|WSEA|WOLVERINE SECURITIES, LLC|1739
PSQ|PROSHARES SHORT QQQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10427
PSR|INVESCO US REAL|APCC|Apex Clearing Corporation|22
PSR|INVESCO US REAL|CHAS|Charles Schwab & Co., Inc.|3
PSR|INVESCO US REAL|DBAX|Deutsche Bank Securities Inc.|200
PSR|INVESCO US REAL|DEAN|MORGAN STANLEY|26
PSR|INVESCO US REAL|EDJO|Edward D. Jones & Co., L.P.|4501
PSR|INVESCO US REAL|ETRS|E*Trade Securities LLC|248
PSR|INVESCO US REAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117
PSR|INVESCO US REAL|FTBR|Foliofn Investments, Inc.|1
PSR|INVESCO US REAL|GSCO|GOLDMAN SACHS & CO. LLC|100
PSR|INVESCO US REAL|GSLT|GOLDMAN SACHS & CO. LLC|300
PSR|INVESCO US REAL|JPMX|J.P. Morgan Securities LLC|200
PSR|INVESCO US REAL|JSJX|JANE STREET CAPITAL LLC|341
PSR|INVESCO US REAL|KCGM|VIRTU Americas LLC|1587
PSR|INVESCO US REAL|MSCO|MORGAN STANLEY & CO. LLC|641
PSR|INVESCO US REAL|NFSC|National Financial Services LLC|2408
PSR|INVESCO US REAL|NITE|VIRTU Americas LLC|2925
PSR|INVESCO US REAL|NITP|VIRTU Americas LLC|10
PSR|INVESCO US REAL|RBCM|RBC CAPITAL MARKETS, LLC|225
PSR|INVESCO US REAL|SGMT|GOLDMAN SACHS & CO. LLC|200
PSR|INVESCO US REAL|UBSA|UBS SECURITIES LLC|979
PSR|INVESCO US REAL|UBSS|UBS Securities LLC|1285
PSR|INVESCO US REAL|VGRD|Vanguard Marketing Corporation|28
PSR|INVESCO US REAL|WCHV|WELLS FARGO SECURITIES, LLC|567
PSR|INVESCO US REAL|WSEA|WOLVERINE SECURITIES, LLC|12
PSR|INVESCO US REAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1044
PST|PROSHARES US LEHM|APCC|Apex Clearing Corporation|3
PST|PROSHARES US LEHM|BKCM|BNY Mellon Capital Markets LLC|870
PST|PROSHARES US LEHM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1070
PST|PROSHARES US LEHM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57000
PST|PROSHARES US LEHM|DBAX|Deutsche Bank Securities Inc.|7500
PST|PROSHARES US LEHM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22504
PST|PROSHARES US LEHM|EBXL|EBX LLC|17600
PST|PROSHARES US LEHM|ECUT|CONVERGEX EXECUTION SOLUTIONS|6
PST|PROSHARES US LEHM|ETRS|E*Trade Securities LLC|7494
PST|PROSHARES US LEHM|FMAF|NBCN Inc./ CDS|380
PST|PROSHARES US LEHM|FTBR|Foliofn Investments, Inc.|7328
PST|PROSHARES US LEHM|GSCO|GOLDMAN SACHS & CO. LLC|400
PST|PROSHARES US LEHM|HRBF|American Enterprise Investment Services Inc.|2080
PST|PROSHARES US LEHM|IATS|INTERACTIVE BROKERS LLC|800
PST|PROSHARES US LEHM|IBKR|Interactive Brokers Llc|23106
PST|PROSHARES US LEHM|ICBX|INSTINET, LLC|13396
PST|PROSHARES US LEHM|ITGI|ITG Inc.|87
PST|PROSHARES US LEHM|ITGP|ITG INC.|1000
PST|PROSHARES US LEHM|JPMX|J.P. Morgan Securities LLC|4054
PST|PROSHARES US LEHM|JSEB|JANE STREET EXECUTION SERVICES, LLC|140000
PST|PROSHARES US LEHM|JSJX|JANE STREET CAPITAL LLC|84432
PST|PROSHARES US LEHM|KCGM|VIRTU Americas LLC|7307
PST|PROSHARES US LEHM|LEHM|Barclays Capital Inc./Le|13400
PST|PROSHARES US LEHM|LIME|Lime Brokerage LLC|1100
PST|PROSHARES US LEHM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32400
PST|PROSHARES US LEHM|MSCO|MORGAN STANLEY & CO. LLC|5225
PST|PROSHARES US LEHM|MSPL|MORGAN STANLEY & CO. LLC|5600
PST|PROSHARES US LEHM|NFSC|National Financial Services LLC|70296
PST|PROSHARES US LEHM|NITE|VIRTU Americas LLC|138820
PST|PROSHARES US LEHM|RBCM|RBC CAPITAL MARKETS, LLC|88
PST|PROSHARES US LEHM|SGMT|GOLDMAN SACHS & CO. LLC|1500
PST|PROSHARES US LEHM|SWIM|TD Ameritrade, Inc.|4380
PST|PROSHARES US LEHM|SWST|Hilltop Securities Inc.|1600
PST|PROSHARES US LEHM|UBSA|UBS SECURITIES LLC|48279
PST|PROSHARES US LEHM|UBSS|UBS Securities LLC|16932
PST|PROSHARES US LEHM|VGRD|Vanguard Marketing Corporation|17495
PST|PROSHARES US LEHM|WCHV|WELLS FARGO SECURITIES, LLC|2067
PST|PROSHARES US LEHM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13038
PST|PROSHARES US LEHM|WSEA|WOLVERINE SECURITIES, LLC|2500
PST|PROSHARES US LEHM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
PST|PROSHARES US LEHM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
PSTG|PURE STORAGE, INC.|ABLE|NATIXIS Securities Americas LLC|2171
PSTG|PURE STORAGE, INC.|AGCP|AEGIS CAPITAL CORP.|500
PSTG|PURE STORAGE, INC.|AGIS|Aegis Capital Corp.|59516
PSTG|PURE STORAGE, INC.|ALLN|Allen & Company LLC|940780
PSTG|PURE STORAGE, INC.|ALTX|Alternet Securities Inc.|58681
PSTG|PURE STORAGE, INC.|ANOS|ABEL/NOSER, L.L.C.|1748
PSTG|PURE STORAGE, INC.|APCC|Apex Clearing Corporation|17287
PSTG|PURE STORAGE, INC.|BANK|Primevest Financial Services, Inc.|1055
PSTG|PURE STORAGE, INC.|BARD|Robert W. Baird & Co. Incorporated|1375
PSTG|PURE STORAGE, INC.|BATM|CBOE TRADING, INC.|24617
PSTG|PURE STORAGE, INC.|BAYT|BTIG, LLC|1100
PSTG|PURE STORAGE, INC.|BBNT|BB&T SECURITIES, LLC|1699
PSTG|PURE STORAGE, INC.|BERN|Sanford C. Bernstein & Co., LLC|52188
PSTG|PURE STORAGE, INC.|BIDS|BIDS TRADING L.P.|51600
PSTG|PURE STORAGE, INC.|BIMI|Banca IMI Securities Corp.|1146
PSTG|PURE STORAGE, INC.|BKCM|BNY Mellon Capital Markets LLC|1400
PSTG|PURE STORAGE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|169522
PSTG|PURE STORAGE, INC.|BLKX|INSTINET, LLC|669436
PSTG|PURE STORAGE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3219
PSTG|PURE STORAGE, INC.|BRGE|Newbridge Securities Corp.|685
PSTG|PURE STORAGE, INC.|BTIG|BTIG, LLC|1386
PSTG|PURE STORAGE, INC.|BYXM|CBOE TRADING, INC.|2556
PSTG|PURE STORAGE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|3200
PSTG|PURE STORAGE, INC.|CANT|Cantor Fitzgerald & Co.|258
PSTG|PURE STORAGE, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|113400
PSTG|PURE STORAGE, INC.|CHAS|Charles Schwab & Co., Inc.|7044
PSTG|PURE STORAGE, INC.|CIST|Capital Institutional Services, Inc.|2097
PSTG|PURE STORAGE, INC.|CNFR|Cowen Prime Services LLC|200
PSTG|PURE STORAGE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1091915
PSTG|PURE STORAGE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3068
PSTG|PURE STORAGE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2480
PSTG|PURE STORAGE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1720615
PSTG|PURE STORAGE, INC.|CTDL|Citadel Derivatives Group Llc|13776
PSTG|PURE STORAGE, INC.|CTLR|CUTLER GROUP, LP|29743
PSTG|PURE STORAGE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|287050
PSTG|PURE STORAGE, INC.|DADA|D.A. Davidson & Co.|958
PSTG|PURE STORAGE, INC.|DBAB|Deutsche Bank Securities Inc.|652947
PSTG|PURE STORAGE, INC.|DBAX|Deutsche Bank Securities Inc.|904300
PSTG|PURE STORAGE, INC.|DCHF|Dart Executions, LLC|36926
PSTG|PURE STORAGE, INC.|DEAN|MORGAN STANLEY|590271
PSTG|PURE STORAGE, INC.|DEGS|RONIN PROFESSIONAL LLC|20917
PSTG|PURE STORAGE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19462
PSTG|PURE STORAGE, INC.|EBXL|EBX LLC|980700
PSTG|PURE STORAGE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1292
PSTG|PURE STORAGE, INC.|EDJO|Edward D. Jones & Co., L.P.|4923
PSTG|PURE STORAGE, INC.|EGAM|CBOE TRADING, INC.|44004
PSTG|PURE STORAGE, INC.|EGAW|CBOE TRADING, INC.|373
PSTG|PURE STORAGE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1300
PSTG|PURE STORAGE, INC.|EGXM|CBOE TRADING, INC.|13705
PSTG|PURE STORAGE, INC.|EGXW|CBOE TRADING, INC.|95
PSTG|PURE STORAGE, INC.|ETBE|Electronic Transaction Clearing, Inc.|58764
PSTG|PURE STORAGE, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
PSTG|PURE STORAGE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|68917
PSTG|PURE STORAGE, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2642
PSTG|PURE STORAGE, INC.|ETRS|E*Trade Securities LLC|678196
PSTG|PURE STORAGE, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|593
PSTG|PURE STORAGE, INC.|FILL|Tradestation Securities, Inc.|39494
PSTG|PURE STORAGE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31243
PSTG|PURE STORAGE, INC.|FQLS|Quantlab Securities LP|1060491
PSTG|PURE STORAGE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|265251
PSTG|PURE STORAGE, INC.|FTBR|Foliofn Investments, Inc.|4814
PSTG|PURE STORAGE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3942
PSTG|PURE STORAGE, INC.|GLIS|TD Securities Inc|3623
PSTG|PURE STORAGE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|88427
PSTG|PURE STORAGE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|4264725
PSTG|PURE STORAGE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|20507
PSTG|PURE STORAGE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|48328
PSTG|PURE STORAGE, INC.|GTSZ|GTS SECURITIES LLC|315882
PSTG|PURE STORAGE, INC.|HASF|Haywood Securities Inc./CDS|408
PSTG|PURE STORAGE, INC.|HRBF|American Enterprise Investment Services Inc.|30332
PSTG|PURE STORAGE, INC.|HSBC|HSBC Securities, Inc.|2185
PSTG|PURE STORAGE, INC.|IATS|INTERACTIVE BROKERS LLC|81316
PSTG|PURE STORAGE, INC.|IBKR|Interactive Brokers Llc|187800
PSTG|PURE STORAGE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|239
PSTG|PURE STORAGE, INC.|ICBX|INSTINET, LLC|596323
PSTG|PURE STORAGE, INC.|IEQY|CITADEL SECURITIES LLC|53910
PSTG|PURE STORAGE, INC.|INCA|INSTINET, LLC|1500932
PSTG|PURE STORAGE, INC.|INJX|INSTINET, LLC|7348
PSTG|PURE STORAGE, INC.|ITGI|ITG Inc.|255511
PSTG|PURE STORAGE, INC.|ITGP|ITG INC.|586000
PSTG|PURE STORAGE, INC.|JANY|Janney Montgomery Scott Inc.|11963
PSTG|PURE STORAGE, INC.|JEFF|JEFFERIES LLC|128434
PSTG|PURE STORAGE, INC.|JMPT|JUMP TRADING, LLC|272151
PSTG|PURE STORAGE, INC.|JONE|JonesTrading|9520
PSTG|PURE STORAGE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|387735
PSTG|PURE STORAGE, INC.|JPMX|J.P. Morgan Securities LLC|2104015
PSTG|PURE STORAGE, INC.|JSJX|JANE STREET CAPITAL LLC|47500
PSTG|PURE STORAGE, INC.|JUTA|JUMP TRADING, LLC|200
PSTG|PURE STORAGE, INC.|KCGM|VIRTU Americas LLC|236984
PSTG|PURE STORAGE, INC.|KCRD|PHX FINANCIAL, INC.|4000
PSTG|PURE STORAGE, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|125000
PSTG|PURE STORAGE, INC.|LEHM|Barclays Capital Inc./Le|2388005
PSTG|PURE STORAGE, INC.|LIME|Lime Brokerage LLC|59146
PSTG|PURE STORAGE, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|774632
PSTG|PURE STORAGE, INC.|LOOP|Loop Capital Markets LLC|69844
PSTG|PURE STORAGE, INC.|LQNA|LIQUIDNET, INC.|342000
PSTG|PURE STORAGE, INC.|LSCI|Lek Securities Corporation|555
PSTG|PURE STORAGE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
PSTG|PURE STORAGE, INC.|MACQ|Macquarie Capital (USA) Inc.|10850
PSTG|PURE STORAGE, INC.|MAXM|Maxim Group LLC|25166
PSTG|PURE STORAGE, INC.|MBTS|ALLY INVEST SECURITIES LLC|7447
PSTG|PURE STORAGE, INC.|MKMP|MKM Partners LLC|245200
PSTG|PURE STORAGE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|391151
PSTG|PURE STORAGE, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6100
PSTG|PURE STORAGE, INC.|MOTF|MOTIF INVESTING, INC.|4
PSTG|PURE STORAGE, INC.|MPSG|E D & F Man Capital Markets Inc.|8650
PSTG|PURE STORAGE, INC.|MSCO|MORGAN STANLEY & CO. LLC|5112530
PSTG|PURE STORAGE, INC.|MSPL|MORGAN STANLEY & CO. LLC|1495100
PSTG|PURE STORAGE, INC.|MSTX|MORGAN STANLEY & CO. LLC|961300
PSTG|PURE STORAGE, INC.|MZHO|Mizuho Securities USA LLC|25000
PSTG|PURE STORAGE, INC.|NATL|National Securities Corporation|11250
PSTG|PURE STORAGE, INC.|NBCS|NBC Securities, INC.|4400
PSTG|PURE STORAGE, INC.|NFSC|National Financial Services LLC|992546
PSTG|PURE STORAGE, INC.|NITE|VIRTU Americas LLC|2900106
PSTG|PURE STORAGE, INC.|NITP|VIRTU Americas LLC|9000
PSTG|PURE STORAGE, INC.|NORT|Northland Securities, Inc.|4330
PSTG|PURE STORAGE, INC.|NQRB|Brut, LLC|52590
PSTG|PURE STORAGE, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1450
PSTG|PURE STORAGE, INC.|NTFN|Network 1 Financial Securities Inc.|100
PSTG|PURE STORAGE, INC.|NTRC|Northern Trust Securities, Inc.|889
PSTG|PURE STORAGE, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|64760
PSTG|PURE STORAGE, INC.|OPCO|Oppenheimer & Co. Inc.|16250
PSTG|PURE STORAGE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5200
PSTG|PURE STORAGE, INC.|PCPT|PHILLIP CAPITAL INC.|40
PSTG|PURE STORAGE, INC.|PDQM|CODA MARKETS, INC.|128611
PSTG|PURE STORAGE, INC.|PHLY|NASDAQ Execution Services, LLC|4600
PSTG|PURE STORAGE, INC.|PIPR|Piper Jaffray & Co.|2422
PSTG|PURE STORAGE, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|100
PSTG|PURE STORAGE, INC.|PWJC|UBS Financial Services, Inc.|45416
PSTG|PURE STORAGE, INC.|QMSR|QUATTRO M SECURITIES INC.|6390
PSTG|PURE STORAGE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|57580
PSTG|PURE STORAGE, INC.|RGLD|Regal Securities, Inc|400
PSTG|PURE STORAGE, INC.|SAGL|SAGETRADER, LLC|361947
PSTG|PURE STORAGE, INC.|SAGW|SAGETRADER, LLC|5100
PSTG|PURE STORAGE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|329356
PSTG|PURE STORAGE, INC.|SALW|SW FINANCIAL|1250
PSTG|PURE STORAGE, INC.|SBSH|Citigroup Global Markets Inc.|439315
PSTG|PURE STORAGE, INC.|SEIC|SEI Investments Distribution Co.|700
PSTG|PURE STORAGE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|733090
PSTG|PURE STORAGE, INC.|SPDR|SPEEDROUTE LLC|51600
PSTG|PURE STORAGE, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|7770
PSTG|PURE STORAGE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3938449
PSTG|PURE STORAGE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|98
PSTG|PURE STORAGE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13809
PSTG|PURE STORAGE, INC.|SWIM|TD Ameritrade, Inc.|700562
PSTG|PURE STORAGE, INC.|SWST|Hilltop Securities Inc.|26904
PSTG|PURE STORAGE, INC.|TKNG|ALLY INVEST SECURITIES LLC|42138
PSTG|PURE STORAGE, INC.|TMBR|Timber Hill LLC|1300
PSTG|PURE STORAGE, INC.|TOUR|TOURMALINE PARTNERS, LLC|3390
PSTG|PURE STORAGE, INC.|TRBT|Tradebot Systems, Inc.|778249
PSTG|PURE STORAGE, INC.|TRCM|TRC MARKETS LLC|257075
PSTG|PURE STORAGE, INC.|TWTT|TASTYWORKS, INC.|1710
PSTG|PURE STORAGE, INC.|UBSA|UBS SECURITIES LLC|2126146
PSTG|PURE STORAGE, INC.|UBSS|UBS Securities LLC|2220458
PSTG|PURE STORAGE, INC.|VALX|VIRTU AMERICAS LLC|47883
PSTG|PURE STORAGE, INC.|VERT|The Vertical Trading Group, LLC|1200
PSTG|PURE STORAGE, INC.|VGRD|Vanguard Marketing Corporation|92827
PSTG|PURE STORAGE, INC.|VNDM|Wall Street Access|21154
PSTG|PURE STORAGE, INC.|VNDS|VANDHAM SECURITIES CORP|4700
PSTG|PURE STORAGE, INC.|VSIN|Vision Financial Markets Llc|29
PSTG|PURE STORAGE, INC.|WBLR|WILLIAM BLAIR|417145
PSTG|PURE STORAGE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|14047
PSTG|PURE STORAGE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|376566
PSTG|PURE STORAGE, INC.|WDNX|WEEDEN & CO.L.P.|9902
PSTG|PURE STORAGE, INC.|WEDB|WEDBUSH SECURITIES INC.|8805
PSTG|PURE STORAGE, INC.|WEED|Weeden & Co.L.P.|20300
PSTG|PURE STORAGE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|77862
PSTG|PURE STORAGE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|132786
PSTG|PURE STORAGE, INC.|WGIF|CIBC World Markets Inc.|910
PSTG|PURE STORAGE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|312
PSTG|PURE STORAGE, INC.|WSEA|WOLVERINE SECURITIES, LLC|56548
PSTG|PURE STORAGE, INC.|XIST|INSTINET, LLC|244768
PSTG|PURE STORAGE, INC.|XPQR|Jump Trading|402
PSTG|PURE STORAGE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|421366
PSTG|PURE STORAGE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|23986
PSTG|PURE STORAGE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32714
PSTI|PLURISTEM THERAPEUTC|ALTX|Alternet Securities Inc.|7660
PSTI|PLURISTEM THERAPEUTC|APCC|Apex Clearing Corporation|28364
PSTI|PLURISTEM THERAPEUTC|BARD|Robert W. Baird & Co. Incorporated|50
PSTI|PLURISTEM THERAPEUTC|BATM|CBOE TRADING, INC.|1269
PSTI|PLURISTEM THERAPEUTC|BBNT|BB&T SECURITIES, LLC|1000
PSTI|PLURISTEM THERAPEUTC|BERN|Sanford C. Bernstein & Co., LLC|16
PSTI|PLURISTEM THERAPEUTC|BIAD|SAGETRADER, LLC|2
PSTI|PLURISTEM THERAPEUTC|BIMI|Banca IMI Securities Corp.|4184
PSTI|PLURISTEM THERAPEUTC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7900
PSTI|PLURISTEM THERAPEUTC|BLKX|INSTINET, LLC|24300
PSTI|PLURISTEM THERAPEUTC|CHAS|Charles Schwab & Co., Inc.|19842
PSTI|PLURISTEM THERAPEUTC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|512814
PSTI|PLURISTEM THERAPEUTC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6324
PSTI|PLURISTEM THERAPEUTC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25601
PSTI|PLURISTEM THERAPEUTC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|269254
PSTI|PLURISTEM THERAPEUTC|CTDL|Citadel Derivatives Group Llc|3741
PSTI|PLURISTEM THERAPEUTC|CXCX|CITIGROUP GLOBAL MARKETS INC.|66940
PSTI|PLURISTEM THERAPEUTC|DBAB|Deutsche Bank Securities Inc.|45559
PSTI|PLURISTEM THERAPEUTC|DBAX|Deutsche Bank Securities Inc.|97400
PSTI|PLURISTEM THERAPEUTC|DEAN|MORGAN STANLEY|7050
PSTI|PLURISTEM THERAPEUTC|DEGS|RONIN PROFESSIONAL LLC|170759
PSTI|PLURISTEM THERAPEUTC|EBXL|EBX LLC|137800
PSTI|PLURISTEM THERAPEUTC|ECUT|CONVERGEX EXECUTION SOLUTIONS|8100
PSTI|PLURISTEM THERAPEUTC|EDJO|Edward D. Jones & Co., L.P.|3225
PSTI|PLURISTEM THERAPEUTC|EGAM|CBOE TRADING, INC.|2147
PSTI|PLURISTEM THERAPEUTC|EGXM|CBOE TRADING, INC.|11509
PSTI|PLURISTEM THERAPEUTC|EGXW|CBOE TRADING, INC.|100
PSTI|PLURISTEM THERAPEUTC|EROP|Eroom Securities L.L.C.|1000
PSTI|PLURISTEM THERAPEUTC|ETBE|Electronic Transaction Clearing, Inc.|39191
PSTI|PLURISTEM THERAPEUTC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5540
PSTI|PLURISTEM THERAPEUTC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11736
PSTI|PLURISTEM THERAPEUTC|ETRS|E*Trade Securities LLC|2364499
PSTI|PLURISTEM THERAPEUTC|FBCO|Credit Suisse Securities (USA) LLC|304316
PSTI|PLURISTEM THERAPEUTC|FBRC|B. RILEY FBR, INC.|89632
PSTI|PLURISTEM THERAPEUTC|FILL|Tradestation Securities, Inc.|68106
PSTI|PLURISTEM THERAPEUTC|FMAF|NBCN Inc./ CDS|16000
PSTI|PLURISTEM THERAPEUTC|FOMA|TD AMERITRADE CLEARING, INC.|2179569
PSTI|PLURISTEM THERAPEUTC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13507
PSTI|PLURISTEM THERAPEUTC|FTBR|Foliofn Investments, Inc.|41108
PSTI|PLURISTEM THERAPEUTC|GEBB|GLOBAL EXECUTION BROKERS, LP|34203
PSTI|PLURISTEM THERAPEUTC|GLIS|TD Securities Inc|1000
PSTI|PLURISTEM THERAPEUTC|GLPX|ACS EXECUTION SERVICES, LLC|4313
PSTI|PLURISTEM THERAPEUTC|GSCO|GOLDMAN SACHS & CO. LLC|35096
PSTI|PLURISTEM THERAPEUTC|GSCS|GOLDMAN SACHS & CO. LLC|4900
PSTI|PLURISTEM THERAPEUTC|GSLT|GOLDMAN SACHS & CO. LLC|4466
PSTI|PLURISTEM THERAPEUTC|GTSZ|GTS SECURITIES LLC|732
PSTI|PLURISTEM THERAPEUTC|HAPX|HAP Trading, LLC|400
PSTI|PLURISTEM THERAPEUTC|HRBF|American Enterprise Investment Services Inc.|15
PSTI|PLURISTEM THERAPEUTC|HSBC|HSBC Securities, Inc.|40474
PSTI|PLURISTEM THERAPEUTC|IATS|INTERACTIVE BROKERS LLC|101437
PSTI|PLURISTEM THERAPEUTC|IBKR|Interactive Brokers Llc|653372
PSTI|PLURISTEM THERAPEUTC|ICBX|INSTINET, LLC|152948
PSTI|PLURISTEM THERAPEUTC|INCA|INSTINET, LLC|315073
PSTI|PLURISTEM THERAPEUTC|INJX|INSTINET, LLC|200
PSTI|PLURISTEM THERAPEUTC|ITGI|ITG Inc.|14200
PSTI|PLURISTEM THERAPEUTC|ITGP|ITG INC.|94200
PSTI|PLURISTEM THERAPEUTC|JANY|Janney Montgomery Scott Inc.|300
PSTI|PLURISTEM THERAPEUTC|JEFF|JEFFERIES LLC|2640
PSTI|PLURISTEM THERAPEUTC|JMPT|JUMP TRADING, LLC|82122
PSTI|PLURISTEM THERAPEUTC|JONE|JonesTrading|26456
PSTI|PLURISTEM THERAPEUTC|JPMX|J.P. Morgan Securities LLC|84128
PSTI|PLURISTEM THERAPEUTC|JSJX|JANE STREET CAPITAL LLC|49
PSTI|PLURISTEM THERAPEUTC|KCGM|VIRTU Americas LLC|176958
PSTI|PLURISTEM THERAPEUTC|LEHM|Barclays Capital Inc./Le|250633
PSTI|PLURISTEM THERAPEUTC|LIME|Lime Brokerage LLC|20877
PSTI|PLURISTEM THERAPEUTC|MAXM|Maxim Group LLC|35077
PSTI|PLURISTEM THERAPEUTC|MBTS|ALLY INVEST SECURITIES LLC|1075
PSTI|PLURISTEM THERAPEUTC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194630
PSTI|PLURISTEM THERAPEUTC|MSCO|MORGAN STANLEY & CO. LLC|795918
PSTI|PLURISTEM THERAPEUTC|MSPL|MORGAN STANLEY & CO. LLC|53200
PSTI|PLURISTEM THERAPEUTC|NFSC|National Financial Services LLC|1013323
PSTI|PLURISTEM THERAPEUTC|NITE|VIRTU Americas LLC|3362033
PSTI|PLURISTEM THERAPEUTC|NITP|VIRTU Americas LLC|100572
PSTI|PLURISTEM THERAPEUTC|NORT|Northland Securities, Inc.|15487
PSTI|PLURISTEM THERAPEUTC|NQRB|Brut, LLC|21779
PSTI|PLURISTEM THERAPEUTC|OPCO|Oppenheimer & Co. Inc.|151064
PSTI|PLURISTEM THERAPEUTC|PCPT|PHILLIP CAPITAL INC.|8315
PSTI|PLURISTEM THERAPEUTC|PDQM|CODA MARKETS, INC.|8125
PSTI|PLURISTEM THERAPEUTC|PHLY|NASDAQ Execution Services, LLC|200
PSTI|PLURISTEM THERAPEUTC|RAJA|Raymond James & Associates, Inc.|6201
PSTI|PLURISTEM THERAPEUTC|RBCM|RBC CAPITAL MARKETS, LLC|46150
PSTI|PLURISTEM THERAPEUTC|RGLD|Regal Securities, Inc|200
PSTI|PLURISTEM THERAPEUTC|SAGL|SAGETRADER, LLC|1100
PSTI|PLURISTEM THERAPEUTC|SALI|INTL FCSTONE FINANCIAL INC.|2000
PSTI|PLURISTEM THERAPEUTC|SBSH|Citigroup Global Markets Inc.|445535
PSTI|PLURISTEM THERAPEUTC|SGMT|GOLDMAN SACHS & CO. LLC|44084
PSTI|PLURISTEM THERAPEUTC|SPDR|SPEEDROUTE LLC|49349
PSTI|PLURISTEM THERAPEUTC|SPTD|MINT GLOBAL MARKETS, INC.|15000
PSTI|PLURISTEM THERAPEUTC|STFL|Stifel, Nicolaus & Company, Incorporated|5400
PSTI|PLURISTEM THERAPEUTC|STXG|Stockcross Financial Services, Inc.|29650
PSTI|PLURISTEM THERAPEUTC|SWIM|TD Ameritrade, Inc.|818450
PSTI|PLURISTEM THERAPEUTC|SWST|Hilltop Securities Inc.|3000
PSTI|PLURISTEM THERAPEUTC|TKNG|ALLY INVEST SECURITIES LLC|45063
PSTI|PLURISTEM THERAPEUTC|TRBT|Tradebot Systems, Inc.|100
PSTI|PLURISTEM THERAPEUTC|TTUC|CUTTONE & CO., INC.|1750
PSTI|PLURISTEM THERAPEUTC|TWTT|TASTYWORKS, INC.|1000
PSTI|PLURISTEM THERAPEUTC|UBSA|UBS SECURITIES LLC|534253
PSTI|PLURISTEM THERAPEUTC|UBSS|UBS Securities LLC|488352
PSTI|PLURISTEM THERAPEUTC|VALX|VIRTU AMERICAS LLC|15696
PSTI|PLURISTEM THERAPEUTC|VGRD|Vanguard Marketing Corporation|61921
PSTI|PLURISTEM THERAPEUTC|VSIN|Vision Financial Markets Llc|2000
PSTI|PLURISTEM THERAPEUTC|WCHV|WELLS FARGO SECURITIES, LLC|47584
PSTI|PLURISTEM THERAPEUTC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4294
PSTI|PLURISTEM THERAPEUTC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35186
PSTI|PLURISTEM THERAPEUTC|WGIF|CIBC World Markets Inc.|2500
PSTI|PLURISTEM THERAPEUTC|WSEA|WOLVERINE SECURITIES, LLC|20027
PSTI|PLURISTEM THERAPEUTC|XSTM|NATIONAL FINANCIAL SERVICES LLC|171978
PSTI|PLURISTEM THERAPEUTC|YKNA|COMHAR CAPITAL MARKETS, LLC|500
PSTI|PLURISTEM THERAPEUTC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
PSX|PHILLIPS 66|ABLE|NATIXIS Securities Americas LLC|172291
PSX|PHILLIPS 66|ALTX|Alternet Securities Inc.|15278
PSX|PHILLIPS 66|ANOS|ABEL/NOSER, L.L.C.|21318
PSX|PHILLIPS 66|APCC|Apex Clearing Corporation|1425
PSX|PHILLIPS 66|BALE|M&T SECURITIES, INC.|330
PSX|PHILLIPS 66|BANK|Primevest Financial Services, Inc.|294
PSX|PHILLIPS 66|BARD|Robert W. Baird & Co. Incorporated|6671
PSX|PHILLIPS 66|BATM|CBOE TRADING, INC.|26761
PSX|PHILLIPS 66|BAYC|BAY CREST PARTNERS, LLC|151
PSX|PHILLIPS 66|BAYT|BTIG, LLC|300
PSX|PHILLIPS 66|BBNT|BB&T SECURITIES, LLC|3432
PSX|PHILLIPS 66|BERN|Sanford C. Bernstein & Co., LLC|50136
PSX|PHILLIPS 66|BIAD|SAGETRADER, LLC|1489
PSX|PHILLIPS 66|BIDS|BIDS TRADING L.P.|1100
PSX|PHILLIPS 66|BIMI|Banca IMI Securities Corp.|438
PSX|PHILLIPS 66|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43267
PSX|PHILLIPS 66|BMOC|BMO Capital Markets Corp.|10919
PSX|PHILLIPS 66|BNPX|BNP PARIBAS SECURITIES CORP.|334791
PSX|PHILLIPS 66|BTIG|BTIG, LLC|44335
PSX|PHILLIPS 66|BYXM|CBOE TRADING, INC.|4820
PSX|PHILLIPS 66|BZYD|GOLDMAN SACHS & CO. LLC|700
PSX|PHILLIPS 66|CANT|Cantor Fitzgerald & Co.|18551
PSX|PHILLIPS 66|CBLC|CITIGROUP GLOBAL MARKETS INC.|13728
PSX|PHILLIPS 66|CHAS|Charles Schwab & Co., Inc.|8695
PSX|PHILLIPS 66|CIBP|CIBC World Markets Corp.|23222
PSX|PHILLIPS 66|CIOI|CITIGROUP GLOBAL MARKETS INC|8000
PSX|PHILLIPS 66|CIST|Capital Institutional Services, Inc.|3398
PSX|PHILLIPS 66|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600295
PSX|PHILLIPS 66|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18428
PSX|PHILLIPS 66|CROS|CREDIT SUISSE SECURITIES (USA) LLC|436895
PSX|PHILLIPS 66|CTDL|Citadel Derivatives Group Llc|46729
PSX|PHILLIPS 66|CTLR|CUTLER GROUP, LP|100
PSX|PHILLIPS 66|CXCX|CITIGROUP GLOBAL MARKETS INC.|49948
PSX|PHILLIPS 66|DADA|D.A. Davidson & Co.|2514
PSX|PHILLIPS 66|DAVA|Davenport & Company LLC|60
PSX|PHILLIPS 66|DBAB|Deutsche Bank Securities Inc.|803284
PSX|PHILLIPS 66|DBAX|Deutsche Bank Securities Inc.|367700
PSX|PHILLIPS 66|DBUL|Deutsche Bank Securities Inc.|6658
PSX|PHILLIPS 66|DCHF|Dart Executions, LLC|2956
PSX|PHILLIPS 66|DEAN|MORGAN STANLEY|22994
PSX|PHILLIPS 66|DEGS|RONIN PROFESSIONAL LLC|100
PSX|PHILLIPS 66|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|603
PSX|PHILLIPS 66|DRWK|DRW SECURITIES, L.L.C.|3000
PSX|PHILLIPS 66|EBXL|EBX LLC|441300
PSX|PHILLIPS 66|ECUT|CONVERGEX EXECUTION SOLUTIONS|21276
PSX|PHILLIPS 66|EDJC|Edward Jones / CDS|255
PSX|PHILLIPS 66|EDJO|Edward D. Jones & Co., L.P.|44937
PSX|PHILLIPS 66|EGAM|CBOE TRADING, INC.|25047
PSX|PHILLIPS 66|EGAW|CBOE TRADING, INC.|49
PSX|PHILLIPS 66|EGMT|EG MARKET TECHNOLOGIES LLC|2319
PSX|PHILLIPS 66|EGXM|CBOE TRADING, INC.|8073
PSX|PHILLIPS 66|EGXW|CBOE TRADING, INC.|7
PSX|PHILLIPS 66|ELEV|ELEVATION, LLC|9961
PSX|PHILLIPS 66|ESPO|ESPOSITO SECURITIES, LLC|201
PSX|PHILLIPS 66|ETBE|Electronic Transaction Clearing, Inc.|85957
PSX|PHILLIPS 66|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
PSX|PHILLIPS 66|ETCC|Electronic Transaction Clearing, Inc.|707
PSX|PHILLIPS 66|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|68332
PSX|PHILLIPS 66|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1329
PSX|PHILLIPS 66|ETRS|E*Trade Securities LLC|86234
PSX|PHILLIPS 66|FBSB|U.S. Bancorp Investments, Inc.|491
PSX|PHILLIPS 66|FILL|Tradestation Securities, Inc.|8023
PSX|PHILLIPS 66|FINX|FINTECH SECURITIES|1552
PSX|PHILLIPS 66|FMAF|NBCN Inc./ CDS|1531
PSX|PHILLIPS 66|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|21888
PSX|PHILLIPS 66|FQLS|Quantlab Securities LP|673666
PSX|PHILLIPS 66|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|272050
PSX|PHILLIPS 66|FTBR|Foliofn Investments, Inc.|11742
PSX|PHILLIPS 66|GARC|ICAP Corporates LLC|11209
PSX|PHILLIPS 66|GLIS|TD Securities Inc|1461
PSX|PHILLIPS 66|GLPX|ACS EXECUTION SERVICES, LLC|92144
PSX|PHILLIPS 66|GSCO|GOLDMAN SACHS & CO. LLC|3309684
PSX|PHILLIPS 66|GSCS|GOLDMAN SACHS & CO. LLC|4876
PSX|PHILLIPS 66|GSLT|GOLDMAN SACHS & CO. LLC|18662
PSX|PHILLIPS 66|GTSZ|GTS SECURITIES LLC|516495
PSX|PHILLIPS 66|HAPX|HAP Trading, LLC|300
PSX|PHILLIPS 66|HRBF|American Enterprise Investment Services Inc.|25982
PSX|PHILLIPS 66|HSBC|HSBC Securities, Inc.|9855
PSX|PHILLIPS 66|IATS|INTERACTIVE BROKERS LLC|29305
PSX|PHILLIPS 66|IBKR|Interactive Brokers Llc|31131
PSX|PHILLIPS 66|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|864
PSX|PHILLIPS 66|ICBX|INSTINET, LLC|190770
PSX|PHILLIPS 66|IEQY|CITADEL SECURITIES LLC|290839
PSX|PHILLIPS 66|INCA|INSTINET, LLC|773817
PSX|PHILLIPS 66|INJX|INSTINET, LLC|6289
PSX|PHILLIPS 66|ITGI|ITG Inc.|60054
PSX|PHILLIPS 66|ITGP|ITG INC.|132400
PSX|PHILLIPS 66|JANY|Janney Montgomery Scott Inc.|11167
PSX|PHILLIPS 66|JEFF|JEFFERIES LLC|199928
PSX|PHILLIPS 66|JMPT|JUMP TRADING, LLC|119888
PSX|PHILLIPS 66|JPBX|J.P. MORGAN SECURITIES LLC|128441
PSX|PHILLIPS 66|JPMX|J.P. Morgan Securities LLC|586195
PSX|PHILLIPS 66|JSEB|JANE STREET EXECUTION SERVICES, LLC|14736
PSX|PHILLIPS 66|JSJX|JANE STREET CAPITAL LLC|43039
PSX|PHILLIPS 66|JUTA|JUMP TRADING, LLC|100
PSX|PHILLIPS 66|KCGM|VIRTU Americas LLC|57097
PSX|PHILLIPS 66|LEHM|Barclays Capital Inc./Le|1416782
PSX|PHILLIPS 66|LGNT|COR CLEARING LLC|109
PSX|PHILLIPS 66|LIME|Lime Brokerage LLC|113299
PSX|PHILLIPS 66|LOOP|Loop Capital Markets LLC|3309
PSX|PHILLIPS 66|LQNA|LIQUIDNET, INC.|75800
PSX|PHILLIPS 66|LQNB|LIQUIDNET, INC.|148
PSX|PHILLIPS 66|LSCI|Lek Securities Corporation|4479
PSX|PHILLIPS 66|MACC|Mid Atlantic Capital Corporation|6141
PSX|PHILLIPS 66|MACQ|Macquarie Capital (USA) Inc.|3900
PSX|PHILLIPS 66|MAXM|Maxim Group LLC|1590
PSX|PHILLIPS 66|MBTS|ALLY INVEST SECURITIES LLC|3
PSX|PHILLIPS 66|MCBT|Moors & Cabot, Inc.|50
PSX|PHILLIPS 66|MCMF|Raymond James Ltd. Cds|123
PSX|PHILLIPS 66|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|227810
PSX|PHILLIPS 66|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
PSX|PHILLIPS 66|MNDX|TJM Investments, LLC|1260
PSX|PHILLIPS 66|MOTF|MOTIF INVESTING, INC.|36
PSX|PHILLIPS 66|MPSG|E D & F Man Capital Markets Inc.|562
PSX|PHILLIPS 66|MSCO|MORGAN STANLEY & CO. LLC|2987520
PSX|PHILLIPS 66|MSPL|MORGAN STANLEY & CO. LLC|388800
PSX|PHILLIPS 66|MSTX|MORGAN STANLEY & CO. LLC|333300
PSX|PHILLIPS 66|MTON|MILLINGTON SECURITIES, INC.|68721
PSX|PHILLIPS 66|NATL|National Securities Corporation|85
PSX|PHILLIPS 66|NBCS|NBC Securities, INC.|1691
PSX|PHILLIPS 66|NEUB|NEUBERGER BERMAN BD LLC|845
PSX|PHILLIPS 66|NFSC|National Financial Services LLC|386072
PSX|PHILLIPS 66|NITE|VIRTU Americas LLC|883119
PSX|PHILLIPS 66|NITP|VIRTU Americas LLC|100
PSX|PHILLIPS 66|NQRB|Brut, LLC|26247
PSX|PHILLIPS 66|NTBF|BMO Nesbitt Burns Inc./CDS|465
PSX|PHILLIPS 66|NTRC|Northern Trust Securities, Inc.|2787
PSX|PHILLIPS 66|OHOS|TWO SIGMA SECURITIES, LLC|263221
PSX|PHILLIPS 66|OPCO|Oppenheimer & Co. Inc.|7226
PSX|PHILLIPS 66|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2312
PSX|PHILLIPS 66|PCPT|PHILLIP CAPITAL INC.|2
PSX|PHILLIPS 66|PDQM|CODA MARKETS, INC.|114356
PSX|PHILLIPS 66|PHLY|NASDAQ Execution Services, LLC|13800
PSX|PHILLIPS 66|PUMA|Puma Capital, Llc|88854
PSX|PHILLIPS 66|PWJC|UBS Financial Services, Inc.|9026
PSX|PHILLIPS 66|QMSR|QUATTRO M SECURITIES INC.|3221
PSX|PHILLIPS 66|RBCM|RBC CAPITAL MARKETS, LLC|24450
PSX|PHILLIPS 66|RHCO|Suntrust Robinson Humphrey, Inc.|5804
PSX|PHILLIPS 66|ROTH|Roth Capital Partners, LLC|400
PSX|PHILLIPS 66|SAGL|SAGETRADER, LLC|43991
PSX|PHILLIPS 66|SAGW|SAGETRADER, LLC|22
PSX|PHILLIPS 66|SALI|INTL FCSTONE FINANCIAL INC.|417
PSX|PHILLIPS 66|SBRX|MURIEL SIEBERT & CO INC|323
PSX|PHILLIPS 66|SBSH|Citigroup Global Markets Inc.|285133
PSX|PHILLIPS 66|SCMC|Scotia Capital Markets (USA) Inc.|500400
PSX|PHILLIPS 66|SEIC|SEI Investments Distribution Co.|3107
PSX|PHILLIPS 66|SGMT|GOLDMAN SACHS & CO. LLC|210947
PSX|PHILLIPS 66|SHMR|ABN Amro Clearing LLC|113
PSX|PHILLIPS 66|SJLS|TRADE INFORMATICS LLC|300
PSX|PHILLIPS 66|SOCO|Capital One Southcoast, Inc|2600
PSX|PHILLIPS 66|SPDR|SPEEDROUTE LLC|34148
PSX|PHILLIPS 66|SPHN|Stephens Inc.|1729
PSX|PHILLIPS 66|STFL|Stifel, Nicolaus & Company, Incorporated|13243
PSX|PHILLIPS 66|STKP|STOCKPILE INVESTMENTS, INC.|54
PSX|PHILLIPS 66|STXG|Stockcross Financial Services, Inc.|26
PSX|PHILLIPS 66|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11292
PSX|PHILLIPS 66|SWIM|TD Ameritrade, Inc.|30937
PSX|PHILLIPS 66|SWST|Hilltop Securities Inc.|6597
PSX|PHILLIPS 66|TAGC|TELSEY ADVISORY GROUP LLC|534
PSX|PHILLIPS 66|TKNG|ALLY INVEST SECURITIES LLC|257
PSX|PHILLIPS 66|TOUR|TOURMALINE PARTNERS, LLC|100
PSX|PHILLIPS 66|TRBT|Tradebot Systems, Inc.|380289
PSX|PHILLIPS 66|TRCM|TRC MARKETS LLC|547888
PSX|PHILLIPS 66|UBSA|UBS SECURITIES LLC|1333254
PSX|PHILLIPS 66|UBSS|UBS Securities LLC|1577934
PSX|PHILLIPS 66|VALX|VIRTU AMERICAS LLC|42116
PSX|PHILLIPS 66|VGRD|Vanguard Marketing Corporation|46812
PSX|PHILLIPS 66|VSIN|Vision Financial Markets Llc|116
PSX|PHILLIPS 66|WABR|Wall Street Access|18936
PSX|PHILLIPS 66|WBET|Wallachbeth Capital LLC|9877
PSX|PHILLIPS 66|WBLR|WILLIAM BLAIR|122
PSX|PHILLIPS 66|WBPX|SUMMIT SECURITIES GROUP, LLC|3979
PSX|PHILLIPS 66|WCHV|WELLS FARGO SECURITIES, LLC|291938
PSX|PHILLIPS 66|WDNX|WEEDEN & CO.L.P.|17992
PSX|PHILLIPS 66|WEDB|WEDBUSH SECURITIES INC.|4304
PSX|PHILLIPS 66|WEED|Weeden & Co.L.P.|3701
PSX|PHILLIPS 66|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44623
PSX|PHILLIPS 66|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43325
PSX|PHILLIPS 66|WGIF|CIBC World Markets Inc.|21657
PSX|PHILLIPS 66|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3009
PSX|PHILLIPS 66|WSAG|WALL STREET ACCESS|13
PSX|PHILLIPS 66|WSEA|WOLVERINE SECURITIES, LLC|20002
PSX|PHILLIPS 66|XIST|INSTINET, LLC|48636
PSX|PHILLIPS 66|XPQR|Jump Trading|2157
PSX|PHILLIPS 66|XSTM|NATIONAL FINANCIAL SERVICES LLC|84598
PSX|PHILLIPS 66|YKNA|COMHAR CAPITAL MARKETS, LLC|6273
PSX|PHILLIPS 66|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26381
PSXP|PHILLIPS 66 PARTNERS|AGIS|Aegis Capital Corp.|2000
PSXP|PHILLIPS 66 PARTNERS|ALTX|Alternet Securities Inc.|5324
PSXP|PHILLIPS 66 PARTNERS|APCC|Apex Clearing Corporation|68
PSXP|PHILLIPS 66 PARTNERS|BANK|Primevest Financial Services, Inc.|100
PSXP|PHILLIPS 66 PARTNERS|BARD|Robert W. Baird & Co. Incorporated|145
PSXP|PHILLIPS 66 PARTNERS|BATM|CBOE TRADING, INC.|2442
PSXP|PHILLIPS 66 PARTNERS|BAYT|BTIG, LLC|990
PSXP|PHILLIPS 66 PARTNERS|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6424
PSXP|PHILLIPS 66 PARTNERS|BERN|Sanford C. Bernstein & Co., LLC|3110
PSXP|PHILLIPS 66 PARTNERS|BIDS|BIDS TRADING L.P.|165500
PSXP|PHILLIPS 66 PARTNERS|BIMI|Banca IMI Securities Corp.|12
PSXP|PHILLIPS 66 PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1510
PSXP|PHILLIPS 66 PARTNERS|BLKX|INSTINET, LLC|618500
PSXP|PHILLIPS 66 PARTNERS|BNPX|BNP PARIBAS SECURITIES CORP.|51
PSXP|PHILLIPS 66 PARTNERS|BTIG|BTIG, LLC|9278
PSXP|PHILLIPS 66 PARTNERS|BYXM|CBOE TRADING, INC.|165
PSXP|PHILLIPS 66 PARTNERS|BZYD|GOLDMAN SACHS & CO. LLC|423
PSXP|PHILLIPS 66 PARTNERS|CANT|Cantor Fitzgerald & Co.|1149
PSXP|PHILLIPS 66 PARTNERS|CHAS|Charles Schwab & Co., Inc.|129
PSXP|PHILLIPS 66 PARTNERS|CIST|Capital Institutional Services, Inc.|384
PSXP|PHILLIPS 66 PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71822
PSXP|PHILLIPS 66 PARTNERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7449
PSXP|PHILLIPS 66 PARTNERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|303
PSXP|PHILLIPS 66 PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71812
PSXP|PHILLIPS 66 PARTNERS|CTDL|Citadel Derivatives Group Llc|5289
PSXP|PHILLIPS 66 PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|38292
PSXP|PHILLIPS 66 PARTNERS|DBAB|Deutsche Bank Securities Inc.|8692
PSXP|PHILLIPS 66 PARTNERS|DBAX|Deutsche Bank Securities Inc.|65100
PSXP|PHILLIPS 66 PARTNERS|DEAN|MORGAN STANLEY|13321
PSXP|PHILLIPS 66 PARTNERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3875
PSXP|PHILLIPS 66 PARTNERS|EBXL|EBX LLC|69200
PSXP|PHILLIPS 66 PARTNERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2052
PSXP|PHILLIPS 66 PARTNERS|EDJO|Edward D. Jones & Co., L.P.|193
PSXP|PHILLIPS 66 PARTNERS|EGAM|CBOE TRADING, INC.|5680
PSXP|PHILLIPS 66 PARTNERS|EGAW|CBOE TRADING, INC.|60
PSXP|PHILLIPS 66 PARTNERS|EGMT|EG MARKET TECHNOLOGIES LLC|100
PSXP|PHILLIPS 66 PARTNERS|EGXM|CBOE TRADING, INC.|275
PSXP|PHILLIPS 66 PARTNERS|ETBE|Electronic Transaction Clearing, Inc.|3220
PSXP|PHILLIPS 66 PARTNERS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
PSXP|PHILLIPS 66 PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6982
PSXP|PHILLIPS 66 PARTNERS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
PSXP|PHILLIPS 66 PARTNERS|ETRS|E*Trade Securities LLC|8790
PSXP|PHILLIPS 66 PARTNERS|FILL|Tradestation Securities, Inc.|138
PSXP|PHILLIPS 66 PARTNERS|FMAF|NBCN Inc./ CDS|1000
PSXP|PHILLIPS 66 PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29256
PSXP|PHILLIPS 66 PARTNERS|FTBR|Foliofn Investments, Inc.|719
PSXP|PHILLIPS 66 PARTNERS|GLIS|TD Securities Inc|695
PSXP|PHILLIPS 66 PARTNERS|GLPX|ACS EXECUTION SERVICES, LLC|44393
PSXP|PHILLIPS 66 PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|168211
PSXP|PHILLIPS 66 PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|2034
PSXP|PHILLIPS 66 PARTNERS|GTSZ|GTS SECURITIES LLC|38375
PSXP|PHILLIPS 66 PARTNERS|HAPX|HAP Trading, LLC|2
PSXP|PHILLIPS 66 PARTNERS|HRBF|American Enterprise Investment Services Inc.|480
PSXP|PHILLIPS 66 PARTNERS|HSBC|HSBC Securities, Inc.|100
PSXP|PHILLIPS 66 PARTNERS|IATS|INTERACTIVE BROKERS LLC|1600
PSXP|PHILLIPS 66 PARTNERS|IBKR|Interactive Brokers Llc|1537
PSXP|PHILLIPS 66 PARTNERS|ICBX|INSTINET, LLC|53114
PSXP|PHILLIPS 66 PARTNERS|INCA|INSTINET, LLC|18452
PSXP|PHILLIPS 66 PARTNERS|INJX|INSTINET, LLC|400
PSXP|PHILLIPS 66 PARTNERS|ITGI|ITG Inc.|10565
PSXP|PHILLIPS 66 PARTNERS|ITGP|ITG INC.|35800
PSXP|PHILLIPS 66 PARTNERS|JANY|Janney Montgomery Scott Inc.|120
PSXP|PHILLIPS 66 PARTNERS|JEFF|JEFFERIES LLC|15134
PSXP|PHILLIPS 66 PARTNERS|JMPT|JUMP TRADING, LLC|8260
PSXP|PHILLIPS 66 PARTNERS|JONE|JonesTrading|240000
PSXP|PHILLIPS 66 PARTNERS|JPBX|J.P. MORGAN SECURITIES LLC|743
PSXP|PHILLIPS 66 PARTNERS|JPMX|J.P. Morgan Securities LLC|93392
PSXP|PHILLIPS 66 PARTNERS|JSJX|JANE STREET CAPITAL LLC|25328
PSXP|PHILLIPS 66 PARTNERS|KCGM|VIRTU Americas LLC|17879
PSXP|PHILLIPS 66 PARTNERS|LEHM|Barclays Capital Inc./Le|124669
PSXP|PHILLIPS 66 PARTNERS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1700
PSXP|PHILLIPS 66 PARTNERS|LIME|Lime Brokerage LLC|13733
PSXP|PHILLIPS 66 PARTNERS|LQNA|LIQUIDNET, INC.|60500
PSXP|PHILLIPS 66 PARTNERS|LQNB|LIQUIDNET, INC.|531
PSXP|PHILLIPS 66 PARTNERS|LSCI|Lek Securities Corporation|100
PSXP|PHILLIPS 66 PARTNERS|MBTS|ALLY INVEST SECURITIES LLC|100
PSXP|PHILLIPS 66 PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28905
PSXP|PHILLIPS 66 PARTNERS|MOTF|MOTIF INVESTING, INC.|32
PSXP|PHILLIPS 66 PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|132693
PSXP|PHILLIPS 66 PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|22800
PSXP|PHILLIPS 66 PARTNERS|MSTX|MORGAN STANLEY & CO. LLC|2400
PSXP|PHILLIPS 66 PARTNERS|NFSC|National Financial Services LLC|65566
PSXP|PHILLIPS 66 PARTNERS|NITE|VIRTU Americas LLC|113053
PSXP|PHILLIPS 66 PARTNERS|NQRB|Brut, LLC|1176
PSXP|PHILLIPS 66 PARTNERS|NTBF|BMO Nesbitt Burns Inc./CDS|165
PSXP|PHILLIPS 66 PARTNERS|OPCO|Oppenheimer & Co. Inc.|890
PSXP|PHILLIPS 66 PARTNERS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
PSXP|PHILLIPS 66 PARTNERS|PDQM|CODA MARKETS, INC.|92731
PSXP|PHILLIPS 66 PARTNERS|PHLY|NASDAQ Execution Services, LLC|200
PSXP|PHILLIPS 66 PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|297
PSXP|PHILLIPS 66 PARTNERS|SAGL|SAGETRADER, LLC|19076
PSXP|PHILLIPS 66 PARTNERS|SAGW|SAGETRADER, LLC|12
PSXP|PHILLIPS 66 PARTNERS|SBSH|Citigroup Global Markets Inc.|69179
PSXP|PHILLIPS 66 PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|40244
PSXP|PHILLIPS 66 PARTNERS|SPDR|SPEEDROUTE LLC|9500
PSXP|PHILLIPS 66 PARTNERS|SPTD|MINT GLOBAL MARKETS, INC.|3000
PSXP|PHILLIPS 66 PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|1471
PSXP|PHILLIPS 66 PARTNERS|STKP|STOCKPILE INVESTMENTS, INC.|30
PSXP|PHILLIPS 66 PARTNERS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3791
PSXP|PHILLIPS 66 PARTNERS|SWIM|TD Ameritrade, Inc.|2092
PSXP|PHILLIPS 66 PARTNERS|SWST|Hilltop Securities Inc.|36
PSXP|PHILLIPS 66 PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|703
PSXP|PHILLIPS 66 PARTNERS|TRBT|Tradebot Systems, Inc.|40262
PSXP|PHILLIPS 66 PARTNERS|TRCM|TRC MARKETS LLC|31237
PSXP|PHILLIPS 66 PARTNERS|UBSA|UBS SECURITIES LLC|171436
PSXP|PHILLIPS 66 PARTNERS|UBSS|UBS Securities LLC|191028
PSXP|PHILLIPS 66 PARTNERS|USCA|USCA Securities LLC|662
PSXP|PHILLIPS 66 PARTNERS|VALX|VIRTU AMERICAS LLC|11624
PSXP|PHILLIPS 66 PARTNERS|VGRD|Vanguard Marketing Corporation|9070
PSXP|PHILLIPS 66 PARTNERS|WBPX|SUMMIT SECURITIES GROUP, LLC|265
PSXP|PHILLIPS 66 PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|62961
PSXP|PHILLIPS 66 PARTNERS|WEDB|WEDBUSH SECURITIES INC.|376
PSXP|PHILLIPS 66 PARTNERS|WEED|Weeden & Co.L.P.|2693
PSXP|PHILLIPS 66 PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
PSXP|PHILLIPS 66 PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25097
PSXP|PHILLIPS 66 PARTNERS|WGIF|CIBC World Markets Inc.|300
PSXP|PHILLIPS 66 PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|838
PSXP|PHILLIPS 66 PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10200
PSXP|PHILLIPS 66 PARTNERS|YKNA|COMHAR CAPITAL MARKETS, LLC|5495
PSXP|PHILLIPS 66 PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1870
PTC|PTC INC.|ADAM|CANACCORD GENUITY INC.|3900
PTC|PTC INC.|AGIS|Aegis Capital Corp.|6515
PTC|PTC INC.|ALTX|Alternet Securities Inc.|8446
PTC|PTC INC.|APCC|Apex Clearing Corporation|309
PTC|PTC INC.|AQUA|AQUA SECURITIES L.P.|11600
PTC|PTC INC.|BARD|Robert W. Baird & Co. Incorporated|13671
PTC|PTC INC.|BATM|CBOE TRADING, INC.|10424
PTC|PTC INC.|BAYC|BAY CREST PARTNERS, LLC|2700
PTC|PTC INC.|BAYT|BTIG, LLC|12000
PTC|PTC INC.|BERN|Sanford C. Bernstein & Co., LLC|365613
PTC|PTC INC.|BIAD|SAGETRADER, LLC|485
PTC|PTC INC.|BIDS|BIDS TRADING L.P.|8500
PTC|PTC INC.|BIMI|Banca IMI Securities Corp.|185
PTC|PTC INC.|BKCM|BNY Mellon Capital Markets LLC|15166
PTC|PTC INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2127
PTC|PTC INC.|BLKX|INSTINET, LLC|233300
PTC|PTC INC.|BMOC|BMO Capital Markets Corp.|68992
PTC|PTC INC.|BNPX|BNP PARIBAS SECURITIES CORP.|19695
PTC|PTC INC.|BRVL|BLAYLOCK VAN, LLC|800
PTC|PTC INC.|BTIG|BTIG, LLC|40480
PTC|PTC INC.|BYXM|CBOE TRADING, INC.|8501
PTC|PTC INC.|BZYD|GOLDMAN SACHS & CO. LLC|690
PTC|PTC INC.|CABR|Cabrera Capital Markets, Inc.|25
PTC|PTC INC.|CANT|Cantor Fitzgerald & Co.|485
PTC|PTC INC.|CHAS|Charles Schwab & Co., Inc.|842
PTC|PTC INC.|CIBP|CIBC World Markets Corp.|76000
PTC|PTC INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|13600
PTC|PTC INC.|CIST|Capital Institutional Services, Inc.|444
PTC|PTC INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|142515
PTC|PTC INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2076
PTC|PTC INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11839
PTC|PTC INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|624943
PTC|PTC INC.|CSIN|Citadel Securities Institutional LLC|1300
PTC|PTC INC.|CTDL|Citadel Derivatives Group Llc|22984
PTC|PTC INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|62428
PTC|PTC INC.|DBAB|Deutsche Bank Securities Inc.|612261
PTC|PTC INC.|DBAX|Deutsche Bank Securities Inc.|373800
PTC|PTC INC.|DBUL|Deutsche Bank Securities Inc.|1300
PTC|PTC INC.|DCHF|Dart Executions, LLC|304
PTC|PTC INC.|DEAN|MORGAN STANLEY|5703
PTC|PTC INC.|DEGS|RONIN PROFESSIONAL LLC|200
PTC|PTC INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19335
PTC|PTC INC.|DRWK|DRW SECURITIES, L.L.C.|20935
PTC|PTC INC.|EBXL|EBX LLC|289800
PTC|PTC INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|11895
PTC|PTC INC.|EDJO|Edward D. Jones & Co., L.P.|2249
PTC|PTC INC.|EGAM|CBOE TRADING, INC.|9514
PTC|PTC INC.|EGAW|CBOE TRADING, INC.|120
PTC|PTC INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3382
PTC|PTC INC.|EGXM|CBOE TRADING, INC.|3932
PTC|PTC INC.|EGXW|CBOE TRADING, INC.|235
PTC|PTC INC.|ETBE|Electronic Transaction Clearing, Inc.|78593
PTC|PTC INC.|ETCC|Electronic Transaction Clearing, Inc.|320
PTC|PTC INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7632
PTC|PTC INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|62135
PTC|PTC INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PTC|PTC INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|28174
PTC|PTC INC.|ETRS|E*Trade Securities LLC|73866
PTC|PTC INC.|FBCO|Credit Suisse Securities (USA) LLC|975069
PTC|PTC INC.|FILL|Tradestation Securities, Inc.|5195
PTC|PTC INC.|FMAF|NBCN Inc./ CDS|1501
PTC|PTC INC.|FOMA|TD AMERITRADE CLEARING, INC.|70851
PTC|PTC INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9705
PTC|PTC INC.|FQLS|Quantlab Securities LP|382142
PTC|PTC INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|176686
PTC|PTC INC.|FTBR|Foliofn Investments, Inc.|4327
PTC|PTC INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|34458
PTC|PTC INC.|GLPX|ACS EXECUTION SERVICES, LLC|39610
PTC|PTC INC.|GSCO|GOLDMAN SACHS & CO. LLC|1420778
PTC|PTC INC.|GSCS|GOLDMAN SACHS & CO. LLC|58170
PTC|PTC INC.|GSLT|GOLDMAN SACHS & CO. LLC|4569
PTC|PTC INC.|GTSZ|GTS SECURITIES LLC|363712
PTC|PTC INC.|HAPX|HAP Trading, LLC|100
PTC|PTC INC.|HRBF|American Enterprise Investment Services Inc.|439
PTC|PTC INC.|HSBC|HSBC Securities, Inc.|16545
PTC|PTC INC.|IATS|INTERACTIVE BROKERS LLC|15324
PTC|PTC INC.|IBKR|Interactive Brokers Llc|148132
PTC|PTC INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1674
PTC|PTC INC.|ICBX|INSTINET, LLC|72307
PTC|PTC INC.|IEQY|CITADEL SECURITIES LLC|118419
PTC|PTC INC.|INCA|INSTINET, LLC|761373
PTC|PTC INC.|INJX|INSTINET, LLC|74961
PTC|PTC INC.|ITGI|ITG Inc.|90580
PTC|PTC INC.|ITGP|ITG INC.|268200
PTC|PTC INC.|JANY|Janney Montgomery Scott Inc.|325
PTC|PTC INC.|JEFF|JEFFERIES LLC|214246
PTC|PTC INC.|JMPT|JUMP TRADING, LLC|112474
PTC|PTC INC.|JONE|JonesTrading|8049
PTC|PTC INC.|JPBX|J.P. MORGAN SECURITIES LLC|120051
PTC|PTC INC.|JPMX|J.P. Morgan Securities LLC|901362
PTC|PTC INC.|JSJX|JANE STREET CAPITAL LLC|28972
PTC|PTC INC.|KCGM|VIRTU Americas LLC|38875
PTC|PTC INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|459
PTC|PTC INC.|LEHM|Barclays Capital Inc./Le|1393781
PTC|PTC INC.|LIME|Lime Brokerage LLC|230112
PTC|PTC INC.|LIWE|LIME BROKERAGE LLC|2600
PTC|PTC INC.|LMGP|LIME BROKERAGE LLC|5317
PTC|PTC INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|11600
PTC|PTC INC.|LOOP|Loop Capital Markets LLC|3725
PTC|PTC INC.|LQNA|LIQUIDNET, INC.|243900
PTC|PTC INC.|LQNB|LIQUIDNET, INC.|6600
PTC|PTC INC.|LSCI|Lek Securities Corporation|526
PTC|PTC INC.|MACQ|Macquarie Capital (USA) Inc.|2100
PTC|PTC INC.|MAXM|Maxim Group LLC|1500
PTC|PTC INC.|MBTS|ALLY INVEST SECURITIES LLC|543
PTC|PTC INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|351684
PTC|PTC INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
PTC|PTC INC.|MOTF|MOTIF INVESTING, INC.|28
PTC|PTC INC.|MSCO|MORGAN STANLEY & CO. LLC|4070812
PTC|PTC INC.|MSPL|MORGAN STANLEY & CO. LLC|435700
PTC|PTC INC.|MSTX|MORGAN STANLEY & CO. LLC|214900
PTC|PTC INC.|NATL|National Securities Corporation|36
PTC|PTC INC.|NEED|Needham & Company, LLC|8540
PTC|PTC INC.|NFSC|National Financial Services LLC|181236
PTC|PTC INC.|NITE|VIRTU Americas LLC|443970
PTC|PTC INC.|NITP|VIRTU Americas LLC|6922
PTC|PTC INC.|NQRB|Brut, LLC|12028
PTC|PTC INC.|NTRC|Northern Trust Securities, Inc.|5109
PTC|PTC INC.|OPCO|Oppenheimer & Co. Inc.|4046
PTC|PTC INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|976
PTC|PTC INC.|PCPT|PHILLIP CAPITAL INC.|60
PTC|PTC INC.|PDQM|CODA MARKETS, INC.|55422
PTC|PTC INC.|PHLY|NASDAQ Execution Services, LLC|1800
PTC|PTC INC.|PIPR|Piper Jaffray & Co.|2355
PTC|PTC INC.|PWJC|UBS Financial Services, Inc.|600
PTC|PTC INC.|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1000
PTC|PTC INC.|RAJA|Raymond James & Associates, Inc.|7089
PTC|PTC INC.|RBCM|RBC CAPITAL MARKETS, LLC|5845
PTC|PTC INC.|RGLD|Regal Securities, Inc|50
PTC|PTC INC.|SAGL|SAGETRADER, LLC|16740
PTC|PTC INC.|SALI|INTL FCSTONE FINANCIAL INC.|125
PTC|PTC INC.|SBSH|Citigroup Global Markets Inc.|526662
PTC|PTC INC.|SGMT|GOLDMAN SACHS & CO. LLC|182410
PTC|PTC INC.|SPDR|SPEEDROUTE LLC|8983
PTC|PTC INC.|SPHN|Stephens Inc.|27
PTC|PTC INC.|SPNT|SEVEN POINTS CAPITAL, LLC|100
PTC|PTC INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2315
PTC|PTC INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
PTC|PTC INC.|SWIM|TD Ameritrade, Inc.|29946
PTC|PTC INC.|SWST|Hilltop Securities Inc.|1045
PTC|PTC INC.|TKNG|ALLY INVEST SECURITIES LLC|322
PTC|PTC INC.|TMBR|Timber Hill LLC|1025
PTC|PTC INC.|TONC|CUTTONE & CO., LLC|1580
PTC|PTC INC.|TOUR|TOURMALINE PARTNERS, LLC|100
PTC|PTC INC.|TRBT|Tradebot Systems, Inc.|328940
PTC|PTC INC.|TRCM|TRC MARKETS LLC|169691
PTC|PTC INC.|TWTT|TASTYWORKS, INC.|616
PTC|PTC INC.|UBSA|UBS SECURITIES LLC|847427
PTC|PTC INC.|UBSS|UBS Securities LLC|1688608
PTC|PTC INC.|VALX|VIRTU AMERICAS LLC|14346
PTC|PTC INC.|VGRD|Vanguard Marketing Corporation|7428
PTC|PTC INC.|WBLR|WILLIAM BLAIR|9759
PTC|PTC INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3930
PTC|PTC INC.|WCHV|WELLS FARGO SECURITIES, LLC|337210
PTC|PTC INC.|WEDB|WEDBUSH SECURITIES INC.|46075
PTC|PTC INC.|WEED|Weeden & Co.L.P.|6154
PTC|PTC INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2713
PTC|PTC INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41341
PTC|PTC INC.|WGIF|CIBC World Markets Inc.|266
PTC|PTC INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|42
PTC|PTC INC.|WSAG|WALL STREET ACCESS|1167
PTC|PTC INC.|WSEA|WOLVERINE SECURITIES, LLC|1725
PTC|PTC INC.|XIST|INSTINET, LLC|22482
PTC|PTC INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|75370
PTC|PTC INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2610
PTC|PTC INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1169
PTCT|PTC THERAPEUTICS CMN|AGIS|Aegis Capital Corp.|1517
PTCT|PTC THERAPEUTICS CMN|ALTX|Alternet Securities Inc.|29440
PTCT|PTC THERAPEUTICS CMN|APCC|Apex Clearing Corporation|26138
PTCT|PTC THERAPEUTICS CMN|AQUA|AQUA SECURITIES L.P.|5600
PTCT|PTC THERAPEUTICS CMN|BARD|Robert W. Baird & Co. Incorporated|550
PTCT|PTC THERAPEUTICS CMN|BATM|CBOE TRADING, INC.|16764
PTCT|PTC THERAPEUTICS CMN|BERN|Sanford C. Bernstein & Co., LLC|210903
PTCT|PTC THERAPEUTICS CMN|BIDS|BIDS TRADING L.P.|800
PTCT|PTC THERAPEUTICS CMN|BIMI|Banca IMI Securities Corp.|18168
PTCT|PTC THERAPEUTICS CMN|BKCM|BNY Mellon Capital Markets LLC|150
PTCT|PTC THERAPEUTICS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4211
PTCT|PTC THERAPEUTICS CMN|BLKX|INSTINET, LLC|126300
PTCT|PTC THERAPEUTICS CMN|BMOC|BMO Capital Markets Corp.|6793
PTCT|PTC THERAPEUTICS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|20812
PTCT|PTC THERAPEUTICS CMN|BTIG|BTIG, LLC|165421
PTCT|PTC THERAPEUTICS CMN|BYXM|CBOE TRADING, INC.|16278
PTCT|PTC THERAPEUTICS CMN|CANT|Cantor Fitzgerald & Co.|22791
PTCT|PTC THERAPEUTICS CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|64590
PTCT|PTC THERAPEUTICS CMN|CHAS|Charles Schwab & Co., Inc.|14053
PTCT|PTC THERAPEUTICS CMN|CIST|Capital Institutional Services, Inc.|70661
PTCT|PTC THERAPEUTICS CMN|CNTR|PRECISION SECURITIES, LLC|900
PTCT|PTC THERAPEUTICS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199675
PTCT|PTC THERAPEUTICS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|74096
PTCT|PTC THERAPEUTICS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|193516
PTCT|PTC THERAPEUTICS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1205387
PTCT|PTC THERAPEUTICS CMN|CTDL|Citadel Derivatives Group Llc|35431
PTCT|PTC THERAPEUTICS CMN|CTLR|CUTLER GROUP, LP|200
PTCT|PTC THERAPEUTICS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|119236
PTCT|PTC THERAPEUTICS CMN|DAVA|Davenport & Company LLC|21
PTCT|PTC THERAPEUTICS CMN|DBAB|Deutsche Bank Securities Inc.|667207
PTCT|PTC THERAPEUTICS CMN|DBAX|Deutsche Bank Securities Inc.|426800
PTCT|PTC THERAPEUTICS CMN|DBUL|Deutsche Bank Securities Inc.|900
PTCT|PTC THERAPEUTICS CMN|DEAN|MORGAN STANLEY|4498
PTCT|PTC THERAPEUTICS CMN|DEGS|RONIN PROFESSIONAL LLC|12556
PTCT|PTC THERAPEUTICS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10673
PTCT|PTC THERAPEUTICS CMN|EBXL|EBX LLC|422100
PTCT|PTC THERAPEUTICS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3288
PTCT|PTC THERAPEUTICS CMN|EDJO|Edward D. Jones & Co., L.P.|700
PTCT|PTC THERAPEUTICS CMN|EGAM|CBOE TRADING, INC.|38574
PTCT|PTC THERAPEUTICS CMN|EGAW|CBOE TRADING, INC.|2820
PTCT|PTC THERAPEUTICS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1800
PTCT|PTC THERAPEUTICS CMN|EGXM|CBOE TRADING, INC.|13871
PTCT|PTC THERAPEUTICS CMN|EGXW|CBOE TRADING, INC.|51
PTCT|PTC THERAPEUTICS CMN|ETBE|Electronic Transaction Clearing, Inc.|136748
PTCT|PTC THERAPEUTICS CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|57283
PTCT|PTC THERAPEUTICS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4473
PTCT|PTC THERAPEUTICS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|239979
PTCT|PTC THERAPEUTICS CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|6076
PTCT|PTC THERAPEUTICS CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2909
PTCT|PTC THERAPEUTICS CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7380
PTCT|PTC THERAPEUTICS CMN|ETRS|E*Trade Securities LLC|1676852
PTCT|PTC THERAPEUTICS CMN|FBCO|Credit Suisse Securities (USA) LLC|1570289
PTCT|PTC THERAPEUTICS CMN|FFSI|Firstrade Securities Inc.|1300
PTCT|PTC THERAPEUTICS CMN|FILL|Tradestation Securities, Inc.|62917
PTCT|PTC THERAPEUTICS CMN|FMAF|NBCN Inc./ CDS|180
PTCT|PTC THERAPEUTICS CMN|FOMA|TD AMERITRADE CLEARING, INC.|2188642
PTCT|PTC THERAPEUTICS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|54252
PTCT|PTC THERAPEUTICS CMN|FQLS|Quantlab Securities LP|485870
PTCT|PTC THERAPEUTICS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145349
PTCT|PTC THERAPEUTICS CMN|FTBR|Foliofn Investments, Inc.|11635
PTCT|PTC THERAPEUTICS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|82137
PTCT|PTC THERAPEUTICS CMN|GLIS|TD Securities Inc|1278
PTCT|PTC THERAPEUTICS CMN|GLPX|ACS EXECUTION SERVICES, LLC|276046
PTCT|PTC THERAPEUTICS CMN|GSCO|GOLDMAN SACHS & CO. LLC|1680394
PTCT|PTC THERAPEUTICS CMN|GSCS|GOLDMAN SACHS & CO. LLC|234272
PTCT|PTC THERAPEUTICS CMN|GSLT|GOLDMAN SACHS & CO. LLC|30986
PTCT|PTC THERAPEUTICS CMN|GTSZ|GTS SECURITIES LLC|303260
PTCT|PTC THERAPEUTICS CMN|HAPX|HAP Trading, LLC|764
PTCT|PTC THERAPEUTICS CMN|HRBF|American Enterprise Investment Services Inc.|1112
PTCT|PTC THERAPEUTICS CMN|IATS|INTERACTIVE BROKERS LLC|150282
PTCT|PTC THERAPEUTICS CMN|IBKR|Interactive Brokers Llc|623695
PTCT|PTC THERAPEUTICS CMN|ICBX|INSTINET, LLC|117399
PTCT|PTC THERAPEUTICS CMN|IEQY|CITADEL SECURITIES LLC|495407
PTCT|PTC THERAPEUTICS CMN|INCA|INSTINET, LLC|833063
PTCT|PTC THERAPEUTICS CMN|INJX|INSTINET, LLC|215565
PTCT|PTC THERAPEUTICS CMN|ITGI|ITG Inc.|187490
PTCT|PTC THERAPEUTICS CMN|ITGP|ITG INC.|482800
PTCT|PTC THERAPEUTICS CMN|JANY|Janney Montgomery Scott Inc.|1600
PTCT|PTC THERAPEUTICS CMN|JEFF|JEFFERIES LLC|288485
PTCT|PTC THERAPEUTICS CMN|JMPT|JUMP TRADING, LLC|213998
PTCT|PTC THERAPEUTICS CMN|JONE|JonesTrading|36426
PTCT|PTC THERAPEUTICS CMN|JPBX|J.P. MORGAN SECURITIES LLC|374790
PTCT|PTC THERAPEUTICS CMN|JPMX|J.P. Morgan Securities LLC|1837948
PTCT|PTC THERAPEUTICS CMN|JSJX|JANE STREET CAPITAL LLC|10933
PTCT|PTC THERAPEUTICS CMN|JUTA|JUMP TRADING, LLC|2610
PTCT|PTC THERAPEUTICS CMN|KCGM|VIRTU Americas LLC|263626
PTCT|PTC THERAPEUTICS CMN|KEYB|KEYBANC CAPITAL MARKETS INC.|900
PTCT|PTC THERAPEUTICS CMN|LEER|LEERINK PARTNERS LLC|28652
PTCT|PTC THERAPEUTICS CMN|LEHM|Barclays Capital Inc./Le|1600055
PTCT|PTC THERAPEUTICS CMN|LIME|Lime Brokerage LLC|387727
PTCT|PTC THERAPEUTICS CMN|LMGP|LIME BROKERAGE LLC|404
PTCT|PTC THERAPEUTICS CMN|LQNA|LIQUIDNET, INC.|203900
PTCT|PTC THERAPEUTICS CMN|LQNB|LIQUIDNET, INC.|700
PTCT|PTC THERAPEUTICS CMN|LSCI|Lek Securities Corporation|46471
PTCT|PTC THERAPEUTICS CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|4200
PTCT|PTC THERAPEUTICS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9424
PTCT|PTC THERAPEUTICS CMN|MACQ|Macquarie Capital (USA) Inc.|1552
PTCT|PTC THERAPEUTICS CMN|MAVB|Great Point Capital LLC|500
PTCT|PTC THERAPEUTICS CMN|MAXM|Maxim Group LLC|18498
PTCT|PTC THERAPEUTICS CMN|MBTS|ALLY INVEST SECURITIES LLC|15148
PTCT|PTC THERAPEUTICS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|234436
PTCT|PTC THERAPEUTICS CMN|MOTF|MOTIF INVESTING, INC.|21
PTCT|PTC THERAPEUTICS CMN|MSCO|MORGAN STANLEY & CO. LLC|4763750
PTCT|PTC THERAPEUTICS CMN|MSPL|MORGAN STANLEY & CO. LLC|656400
PTCT|PTC THERAPEUTICS CMN|MSTX|MORGAN STANLEY & CO. LLC|125500
PTCT|PTC THERAPEUTICS CMN|MZHO|Mizuho Securities USA LLC|19000
PTCT|PTC THERAPEUTICS CMN|NEED|Needham & Company, LLC|4600
PTCT|PTC THERAPEUTICS CMN|NFSC|National Financial Services LLC|2055973
PTCT|PTC THERAPEUTICS CMN|NITE|VIRTU Americas LLC|4025997
PTCT|PTC THERAPEUTICS CMN|NITP|VIRTU Americas LLC|1950
PTCT|PTC THERAPEUTICS CMN|NQRB|Brut, LLC|41931
PTCT|PTC THERAPEUTICS CMN|NTFN|Network 1 Financial Securities Inc.|352
PTCT|PTC THERAPEUTICS CMN|NTRC|Northern Trust Securities, Inc.|1900
PTCT|PTC THERAPEUTICS CMN|OPCO|Oppenheimer & Co. Inc.|19886
PTCT|PTC THERAPEUTICS CMN|PCPT|PHILLIP CAPITAL INC.|300
PTCT|PTC THERAPEUTICS CMN|PDQM|CODA MARKETS, INC.|354901
PTCT|PTC THERAPEUTICS CMN|PHLY|NASDAQ Execution Services, LLC|2200
PTCT|PTC THERAPEUTICS CMN|PINT|PRECISION SECURITIES, LLC|600
PTCT|PTC THERAPEUTICS CMN|POIN|PRECISION SECURITIES, LLC (POIN)|35482
PTCT|PTC THERAPEUTICS CMN|PWJC|UBS Financial Services, Inc.|700
PTCT|PTC THERAPEUTICS CMN|RAJA|Raymond James & Associates, Inc.|20339
PTCT|PTC THERAPEUTICS CMN|RBCM|RBC CAPITAL MARKETS, LLC|14400
PTCT|PTC THERAPEUTICS CMN|RGLD|Regal Securities, Inc|100
PTCT|PTC THERAPEUTICS CMN|RJLC|RJL CAPITAL GROUP, LLC|250
PTCT|PTC THERAPEUTICS CMN|SAGL|SAGETRADER, LLC|33701
PTCT|PTC THERAPEUTICS CMN|SAGW|SAGETRADER, LLC|826
PTCT|PTC THERAPEUTICS CMN|SALI|INTL FCSTONE FINANCIAL INC.|2208
PTCT|PTC THERAPEUTICS CMN|SBSH|Citigroup Global Markets Inc.|716994
PTCT|PTC THERAPEUTICS CMN|SGMT|GOLDMAN SACHS & CO. LLC|366051
PTCT|PTC THERAPEUTICS CMN|SIDC|Sidoti & Company, LLC|200
PTCT|PTC THERAPEUTICS CMN|SOGO|Wang Investment Associates, Inc.|100
PTCT|PTC THERAPEUTICS CMN|SPDR|SPEEDROUTE LLC|46932
PTCT|PTC THERAPEUTICS CMN|SPTD|MINT GLOBAL MARKETS, INC.|5650
PTCT|PTC THERAPEUTICS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6072
PTCT|PTC THERAPEUTICS CMN|SWIM|TD Ameritrade, Inc.|2394374
PTCT|PTC THERAPEUTICS CMN|SWST|Hilltop Securities Inc.|200
PTCT|PTC THERAPEUTICS CMN|TKNG|ALLY INVEST SECURITIES LLC|59174
PTCT|PTC THERAPEUTICS CMN|TRBT|Tradebot Systems, Inc.|543426
PTCT|PTC THERAPEUTICS CMN|TRCM|TRC MARKETS LLC|192371
PTCT|PTC THERAPEUTICS CMN|TWTT|TASTYWORKS, INC.|597
PTCT|PTC THERAPEUTICS CMN|UBSA|UBS SECURITIES LLC|1490889
PTCT|PTC THERAPEUTICS CMN|UBSS|UBS Securities LLC|2726530
PTCT|PTC THERAPEUTICS CMN|VALX|VIRTU AMERICAS LLC|95007
PTCT|PTC THERAPEUTICS CMN|VGRD|Vanguard Marketing Corporation|40388
PTCT|PTC THERAPEUTICS CMN|VIEW|VIEWTRADE SECURITIES LLC|46
PTCT|PTC THERAPEUTICS CMN|VSIN|Vision Financial Markets Llc|116
PTCT|PTC THERAPEUTICS CMN|WBLR|WILLIAM BLAIR|200
PTCT|PTC THERAPEUTICS CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|7493
PTCT|PTC THERAPEUTICS CMN|WCHV|WELLS FARGO SECURITIES, LLC|226910
PTCT|PTC THERAPEUTICS CMN|WEDB|WEDBUSH SECURITIES INC.|510952
PTCT|PTC THERAPEUTICS CMN|WEED|Weeden & Co.L.P.|910
PTCT|PTC THERAPEUTICS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38752
PTCT|PTC THERAPEUTICS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51132
PTCT|PTC THERAPEUTICS CMN|WGIF|CIBC World Markets Inc.|2150
PTCT|PTC THERAPEUTICS CMN|WHOT|JUST2TRADE, INC.|3198
PTCT|PTC THERAPEUTICS CMN|WSEA|WOLVERINE SECURITIES, LLC|47026
PTCT|PTC THERAPEUTICS CMN|XIST|INSTINET, LLC|95280
PTCT|PTC THERAPEUTICS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|401224
PTCT|PTC THERAPEUTICS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|60167
PTCT|PTC THERAPEUTICS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4568
PTEN|PATTERSON-UTI ENERGY|ADAM|CANACCORD GENUITY INC.|111368
PTEN|PATTERSON-UTI ENERGY|ALTX|Alternet Securities Inc.|22982
PTEN|PATTERSON-UTI ENERGY|APCC|Apex Clearing Corporation|12804
PTEN|PATTERSON-UTI ENERGY|BANK|Primevest Financial Services, Inc.|401
PTEN|PATTERSON-UTI ENERGY|BARD|Robert W. Baird & Co. Incorporated|357450
PTEN|PATTERSON-UTI ENERGY|BATM|CBOE TRADING, INC.|6345
PTEN|PATTERSON-UTI ENERGY|BAYT|BTIG, LLC|7600
PTEN|PATTERSON-UTI ENERGY|BERN|Sanford C. Bernstein & Co., LLC|149671
PTEN|PATTERSON-UTI ENERGY|BIDS|BIDS TRADING L.P.|29900
PTEN|PATTERSON-UTI ENERGY|BKCM|BNY Mellon Capital Markets LLC|36353
PTEN|PATTERSON-UTI ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25699
PTEN|PATTERSON-UTI ENERGY|BLKX|INSTINET, LLC|371470
PTEN|PATTERSON-UTI ENERGY|BMOC|BMO Capital Markets Corp.|168033
PTEN|PATTERSON-UTI ENERGY|BNPX|BNP PARIBAS SECURITIES CORP.|251857
PTEN|PATTERSON-UTI ENERGY|BRVL|BLAYLOCK VAN, LLC|17520
PTEN|PATTERSON-UTI ENERGY|BTIG|BTIG, LLC|20280
PTEN|PATTERSON-UTI ENERGY|BYXM|CBOE TRADING, INC.|5364
PTEN|PATTERSON-UTI ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|200
PTEN|PATTERSON-UTI ENERGY|CANT|Cantor Fitzgerald & Co.|11382
PTEN|PATTERSON-UTI ENERGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|71000
PTEN|PATTERSON-UTI ENERGY|CHAS|Charles Schwab & Co., Inc.|1485
PTEN|PATTERSON-UTI ENERGY|CIST|Capital Institutional Services, Inc.|18191
PTEN|PATTERSON-UTI ENERGY|CLSA|CLSA AMERICAS, LLC|268495
PTEN|PATTERSON-UTI ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|551645
PTEN|PATTERSON-UTI ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
PTEN|PATTERSON-UTI ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7739
PTEN|PATTERSON-UTI ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1487075
PTEN|PATTERSON-UTI ENERGY|CTDE|CHOICETRADE|22
PTEN|PATTERSON-UTI ENERGY|CTDL|Citadel Derivatives Group Llc|44921
PTEN|PATTERSON-UTI ENERGY|CTLR|CUTLER GROUP, LP|4000
PTEN|PATTERSON-UTI ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|177752
PTEN|PATTERSON-UTI ENERGY|DBAB|Deutsche Bank Securities Inc.|1739302
PTEN|PATTERSON-UTI ENERGY|DBAX|Deutsche Bank Securities Inc.|976200
PTEN|PATTERSON-UTI ENERGY|DBUL|Deutsche Bank Securities Inc.|31728
PTEN|PATTERSON-UTI ENERGY|DCHF|Dart Executions, LLC|2763
PTEN|PATTERSON-UTI ENERGY|DEAN|MORGAN STANLEY|5231
PTEN|PATTERSON-UTI ENERGY|DEGS|RONIN PROFESSIONAL LLC|27638
PTEN|PATTERSON-UTI ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|479
PTEN|PATTERSON-UTI ENERGY|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|12270
PTEN|PATTERSON-UTI ENERGY|EBXL|EBX LLC|851900
PTEN|PATTERSON-UTI ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|16045
PTEN|PATTERSON-UTI ENERGY|EDJO|Edward D. Jones & Co., L.P.|5320
PTEN|PATTERSON-UTI ENERGY|EGAM|CBOE TRADING, INC.|59310
PTEN|PATTERSON-UTI ENERGY|EGAW|CBOE TRADING, INC.|636
PTEN|PATTERSON-UTI ENERGY|EGMT|EG MARKET TECHNOLOGIES LLC|100
PTEN|PATTERSON-UTI ENERGY|EGXM|CBOE TRADING, INC.|9554
PTEN|PATTERSON-UTI ENERGY|ESPO|ESPOSITO SECURITIES, LLC|214
PTEN|PATTERSON-UTI ENERGY|ETBE|Electronic Transaction Clearing, Inc.|118481
PTEN|PATTERSON-UTI ENERGY|ETCC|Electronic Transaction Clearing, Inc.|4141
PTEN|PATTERSON-UTI ENERGY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12058
PTEN|PATTERSON-UTI ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18269
PTEN|PATTERSON-UTI ENERGY|ETRS|E*Trade Securities LLC|425440
PTEN|PATTERSON-UTI ENERGY|FBCO|Credit Suisse Securities (USA) LLC|3783268
PTEN|PATTERSON-UTI ENERGY|FBRC|B. RILEY FBR, INC.|138671
PTEN|PATTERSON-UTI ENERGY|FBSB|U.S. Bancorp Investments, Inc.|2524
PTEN|PATTERSON-UTI ENERGY|FILL|Tradestation Securities, Inc.|45782
PTEN|PATTERSON-UTI ENERGY|FMAF|NBCN Inc./ CDS|2214
PTEN|PATTERSON-UTI ENERGY|FOMA|TD AMERITRADE CLEARING, INC.|480382
PTEN|PATTERSON-UTI ENERGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5965
PTEN|PATTERSON-UTI ENERGY|FQLS|Quantlab Securities LP|2328623
PTEN|PATTERSON-UTI ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|615346
PTEN|PATTERSON-UTI ENERGY|FTBR|Foliofn Investments, Inc.|103
PTEN|PATTERSON-UTI ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|22251
PTEN|PATTERSON-UTI ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|123790
PTEN|PATTERSON-UTI ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|4500693
PTEN|PATTERSON-UTI ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|86962
PTEN|PATTERSON-UTI ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|98646
PTEN|PATTERSON-UTI ENERGY|GTSZ|GTS SECURITIES LLC|453256
PTEN|PATTERSON-UTI ENERGY|HAPX|HAP Trading, LLC|687
PTEN|PATTERSON-UTI ENERGY|HEIK|HEIKKINEN ENERGY SECURITIES, LLC|40000
PTEN|PATTERSON-UTI ENERGY|HRBF|American Enterprise Investment Services Inc.|3418
PTEN|PATTERSON-UTI ENERGY|HSBC|HSBC Securities, Inc.|400
PTEN|PATTERSON-UTI ENERGY|IATS|INTERACTIVE BROKERS LLC|88508
PTEN|PATTERSON-UTI ENERGY|IBKR|Interactive Brokers Llc|669919
PTEN|PATTERSON-UTI ENERGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2891
PTEN|PATTERSON-UTI ENERGY|ICBX|INSTINET, LLC|359912
PTEN|PATTERSON-UTI ENERGY|IEQY|CITADEL SECURITIES LLC|469302
PTEN|PATTERSON-UTI ENERGY|INCA|INSTINET, LLC|2214753
PTEN|PATTERSON-UTI ENERGY|INJX|INSTINET, LLC|160310
PTEN|PATTERSON-UTI ENERGY|ITGI|ITG Inc.|218144
PTEN|PATTERSON-UTI ENERGY|ITGP|ITG INC.|1049200
PTEN|PATTERSON-UTI ENERGY|JANY|Janney Montgomery Scott Inc.|801
PTEN|PATTERSON-UTI ENERGY|JEFF|JEFFERIES LLC|728028
PTEN|PATTERSON-UTI ENERGY|JMPT|JUMP TRADING, LLC|327349
PTEN|PATTERSON-UTI ENERGY|JONE|JonesTrading|65367
PTEN|PATTERSON-UTI ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|273408
PTEN|PATTERSON-UTI ENERGY|JPMX|J.P. Morgan Securities LLC|2098296
PTEN|PATTERSON-UTI ENERGY|JRCO|Johnson Rice & Company L.L.C.|600
PTEN|PATTERSON-UTI ENERGY|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
PTEN|PATTERSON-UTI ENERGY|JSJX|JANE STREET CAPITAL LLC|13905
PTEN|PATTERSON-UTI ENERGY|KCGM|VIRTU Americas LLC|439356
PTEN|PATTERSON-UTI ENERGY|LEHM|Barclays Capital Inc./Le|6240211
PTEN|PATTERSON-UTI ENERGY|LIME|Lime Brokerage LLC|725193
PTEN|PATTERSON-UTI ENERGY|LOOP|Loop Capital Markets LLC|7035
PTEN|PATTERSON-UTI ENERGY|LQNA|LIQUIDNET, INC.|328700
PTEN|PATTERSON-UTI ENERGY|LSCI|Lek Securities Corporation|124
PTEN|PATTERSON-UTI ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PTEN|PATTERSON-UTI ENERGY|MAXM|Maxim Group LLC|6500
PTEN|PATTERSON-UTI ENERGY|MBTS|ALLY INVEST SECURITIES LLC|1223
PTEN|PATTERSON-UTI ENERGY|MCMF|Raymond James Ltd. Cds|1146
PTEN|PATTERSON-UTI ENERGY|MKMP|MKM Partners LLC|86500
PTEN|PATTERSON-UTI ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|890993
PTEN|PATTERSON-UTI ENERGY|MNDX|TJM Investments, LLC|9760
PTEN|PATTERSON-UTI ENERGY|MOTF|MOTIF INVESTING, INC.|5
PTEN|PATTERSON-UTI ENERGY|MPSG|E D & F Man Capital Markets Inc.|977
PTEN|PATTERSON-UTI ENERGY|MSCO|MORGAN STANLEY & CO. LLC|10943039
PTEN|PATTERSON-UTI ENERGY|MSPL|MORGAN STANLEY & CO. LLC|1570800
PTEN|PATTERSON-UTI ENERGY|MSTX|MORGAN STANLEY & CO. LLC|1183000
PTEN|PATTERSON-UTI ENERGY|MZHO|Mizuho Securities USA LLC|725807
PTEN|PATTERSON-UTI ENERGY|NATL|National Securities Corporation|201633
PTEN|PATTERSON-UTI ENERGY|NEUB|NEUBERGER BERMAN BD LLC|115
PTEN|PATTERSON-UTI ENERGY|NFSC|National Financial Services LLC|989058
PTEN|PATTERSON-UTI ENERGY|NITE|VIRTU Americas LLC|2811042
PTEN|PATTERSON-UTI ENERGY|NITP|VIRTU Americas LLC|4802
PTEN|PATTERSON-UTI ENERGY|NQRB|Brut, LLC|89017
PTEN|PATTERSON-UTI ENERGY|OHOS|TWO SIGMA SECURITIES, LLC|124067
PTEN|PATTERSON-UTI ENERGY|OPCO|Oppenheimer & Co. Inc.|16950
PTEN|PATTERSON-UTI ENERGY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3213
PTEN|PATTERSON-UTI ENERGY|PDQM|CODA MARKETS, INC.|154548
PTEN|PATTERSON-UTI ENERGY|PHLY|NASDAQ Execution Services, LLC|400
PTEN|PATTERSON-UTI ENERGY|PICT|Pictet Overseas Inc.|2086
PTEN|PATTERSON-UTI ENERGY|PIPR|Piper Jaffray & Co.|22556
PTEN|PATTERSON-UTI ENERGY|RAJA|Raymond James & Associates, Inc.|304467
PTEN|PATTERSON-UTI ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|78146
PTEN|PATTERSON-UTI ENERGY|RGLD|Regal Securities, Inc|70
PTEN|PATTERSON-UTI ENERGY|SAGL|SAGETRADER, LLC|136153
PTEN|PATTERSON-UTI ENERGY|SAGW|SAGETRADER, LLC|674
PTEN|PATTERSON-UTI ENERGY|SBSH|Citigroup Global Markets Inc.|672964
PTEN|PATTERSON-UTI ENERGY|SEIC|SEI Investments Distribution Co.|1900
PTEN|PATTERSON-UTI ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|855414
PTEN|PATTERSON-UTI ENERGY|SPDR|SPEEDROUTE LLC|58678
PTEN|PATTERSON-UTI ENERGY|SPGS|Sea Port Group Securities, LLC|3700
PTEN|PATTERSON-UTI ENERGY|SPHN|Stephens Inc.|106700
PTEN|PATTERSON-UTI ENERGY|SSBS|STATE STREET GLOBAL MARKETS, LLC|1400
PTEN|PATTERSON-UTI ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|57940
PTEN|PATTERSON-UTI ENERGY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|50
PTEN|PATTERSON-UTI ENERGY|SWIM|TD Ameritrade, Inc.|361781
PTEN|PATTERSON-UTI ENERGY|SWST|Hilltop Securities Inc.|1060
PTEN|PATTERSON-UTI ENERGY|TDSI|TD Securities (USA) LLC|200000
PTEN|PATTERSON-UTI ENERGY|TKNG|ALLY INVEST SECURITIES LLC|8871
PTEN|PATTERSON-UTI ENERGY|TONC|CUTTONE & CO., LLC|2930
PTEN|PATTERSON-UTI ENERGY|TRBT|Tradebot Systems, Inc.|1060226
PTEN|PATTERSON-UTI ENERGY|TRCM|TRC MARKETS LLC|1257043
PTEN|PATTERSON-UTI ENERGY|TWTT|TASTYWORKS, INC.|4
PTEN|PATTERSON-UTI ENERGY|UBSA|UBS SECURITIES LLC|3085929
PTEN|PATTERSON-UTI ENERGY|UBSS|UBS Securities LLC|2481403
PTEN|PATTERSON-UTI ENERGY|VALX|VIRTU AMERICAS LLC|75996
PTEN|PATTERSON-UTI ENERGY|VERT|The Vertical Trading Group, LLC|41656
PTEN|PATTERSON-UTI ENERGY|VGRD|Vanguard Marketing Corporation|27383
PTEN|PATTERSON-UTI ENERGY|VNDS|VANDHAM SECURITIES CORP|200
PTEN|PATTERSON-UTI ENERGY|WABR|Wall Street Access|6800
PTEN|PATTERSON-UTI ENERGY|WBLR|WILLIAM BLAIR|4193
PTEN|PATTERSON-UTI ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|901286
PTEN|PATTERSON-UTI ENERGY|WEDB|WEDBUSH SECURITIES INC.|240
PTEN|PATTERSON-UTI ENERGY|WEED|Weeden & Co.L.P.|349622
PTEN|PATTERSON-UTI ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21506
PTEN|PATTERSON-UTI ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30733
PTEN|PATTERSON-UTI ENERGY|WGIF|CIBC World Markets Inc.|2275
PTEN|PATTERSON-UTI ENERGY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|507
PTEN|PATTERSON-UTI ENERGY|WSEA|WOLVERINE SECURITIES, LLC|11248
PTEN|PATTERSON-UTI ENERGY|XIST|INSTINET, LLC|130916
PTEN|PATTERSON-UTI ENERGY|XPQR|Jump Trading|288
PTEN|PATTERSON-UTI ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|193276
PTEN|PATTERSON-UTI ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|14575
PTEN|PATTERSON-UTI ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19329
PTEU|PACER TRENDPILOTTM E|BARD|Robert W. Baird & Co. Incorporated|100
PTEU|PACER TRENDPILOTTM E|BATM|CBOE TRADING, INC.|3657
PTEU|PACER TRENDPILOTTM E|BBNT|BB&T SECURITIES, LLC|1124
PTEU|PACER TRENDPILOTTM E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5
PTEU|PACER TRENDPILOTTM E|BYXM|CBOE TRADING, INC.|140
PTEU|PACER TRENDPILOTTM E|CANT|Cantor Fitzgerald & Co.|15123
PTEU|PACER TRENDPILOTTM E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7851
PTEU|PACER TRENDPILOTTM E|CSIN|Citadel Securities Institutional LLC|11868
PTEU|PACER TRENDPILOTTM E|CTDL|Citadel Derivatives Group Llc|11868
PTEU|PACER TRENDPILOTTM E|DBAX|Deutsche Bank Securities Inc.|2800
PTEU|PACER TRENDPILOTTM E|EBXL|EBX LLC|2200
PTEU|PACER TRENDPILOTTM E|EGXM|CBOE TRADING, INC.|500
PTEU|PACER TRENDPILOTTM E|EGXW|CBOE TRADING, INC.|100
PTEU|PACER TRENDPILOTTM E|ETBE|Electronic Transaction Clearing, Inc.|439
PTEU|PACER TRENDPILOTTM E|ETRS|E*Trade Securities LLC|200
PTEU|PACER TRENDPILOTTM E|FTBR|Foliofn Investments, Inc.|202
PTEU|PACER TRENDPILOTTM E|GEBB|GLOBAL EXECUTION BROKERS, LP|700
PTEU|PACER TRENDPILOTTM E|GLPX|ACS EXECUTION SERVICES, LLC|125
PTEU|PACER TRENDPILOTTM E|GSCO|GOLDMAN SACHS & CO. LLC|6599
PTEU|PACER TRENDPILOTTM E|GTSZ|GTS SECURITIES LLC|3199
PTEU|PACER TRENDPILOTTM E|HRBF|American Enterprise Investment Services Inc.|500
PTEU|PACER TRENDPILOTTM E|IBKR|Interactive Brokers Llc|260
PTEU|PACER TRENDPILOTTM E|ICBX|INSTINET, LLC|600
PTEU|PACER TRENDPILOTTM E|INCA|INSTINET, LLC|275
PTEU|PACER TRENDPILOTTM E|ITGP|ITG INC.|600
PTEU|PACER TRENDPILOTTM E|JANY|Janney Montgomery Scott Inc.|363
PTEU|PACER TRENDPILOTTM E|JPMX|J.P. Morgan Securities LLC|2000
PTEU|PACER TRENDPILOTTM E|JSEB|JANE STREET EXECUTION SERVICES, LLC|23300
PTEU|PACER TRENDPILOTTM E|JSJX|JANE STREET CAPITAL LLC|58134
PTEU|PACER TRENDPILOTTM E|KCGM|VIRTU Americas LLC|3338
PTEU|PACER TRENDPILOTTM E|LEHM|Barclays Capital Inc./Le|7800
PTEU|PACER TRENDPILOTTM E|LIME|Lime Brokerage LLC|360
PTEU|PACER TRENDPILOTTM E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
PTEU|PACER TRENDPILOTTM E|MSCO|MORGAN STANLEY & CO. LLC|7958
PTEU|PACER TRENDPILOTTM E|MSPL|MORGAN STANLEY & CO. LLC|400
PTEU|PACER TRENDPILOTTM E|NFSC|National Financial Services LLC|37861
PTEU|PACER TRENDPILOTTM E|NITE|VIRTU Americas LLC|78556
PTEU|PACER TRENDPILOTTM E|NQRB|Brut, LLC|300
PTEU|PACER TRENDPILOTTM E|PDQM|CODA MARKETS, INC.|125
PTEU|PACER TRENDPILOTTM E|RBCM|RBC CAPITAL MARKETS, LLC|2417
PTEU|PACER TRENDPILOTTM E|SGMT|GOLDMAN SACHS & CO. LLC|2969
PTEU|PACER TRENDPILOTTM E|STFL|Stifel, Nicolaus & Company, Incorporated|6846
PTEU|PACER TRENDPILOTTM E|UBSS|UBS Securities LLC|62044
PTEU|PACER TRENDPILOTTM E|VGRD|Vanguard Marketing Corporation|80
PTEU|PACER TRENDPILOTTM E|WCHV|WELLS FARGO SECURITIES, LLC|50559
PTEU|PACER TRENDPILOTTM E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27606
PTF|INVESCO DWA TECH MOM|APCC|Apex Clearing Corporation|18
PTF|INVESCO DWA TECH MOM|BATM|CBOE TRADING, INC.|706
PTF|INVESCO DWA TECH MOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7
PTF|INVESCO DWA TECH MOM|CANT|Cantor Fitzgerald & Co.|134
PTF|INVESCO DWA TECH MOM|CHAS|Charles Schwab & Co., Inc.|3
PTF|INVESCO DWA TECH MOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3415
PTF|INVESCO DWA TECH MOM|DBAX|Deutsche Bank Securities Inc.|800
PTF|INVESCO DWA TECH MOM|DEAN|MORGAN STANLEY|293
PTF|INVESCO DWA TECH MOM|EBXL|EBX LLC|800
PTF|INVESCO DWA TECH MOM|EDJO|Edward D. Jones & Co., L.P.|648
PTF|INVESCO DWA TECH MOM|ETRS|E*Trade Securities LLC|1047
PTF|INVESCO DWA TECH MOM|FBCO|Credit Suisse Securities (USA) LLC|8398
PTF|INVESCO DWA TECH MOM|FMAF|NBCN Inc./ CDS|70
PTF|INVESCO DWA TECH MOM|FOMA|TD AMERITRADE CLEARING, INC.|4366
PTF|INVESCO DWA TECH MOM|FTBR|Foliofn Investments, Inc.|1231
PTF|INVESCO DWA TECH MOM|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
PTF|INVESCO DWA TECH MOM|GSCO|GOLDMAN SACHS & CO. LLC|1636
PTF|INVESCO DWA TECH MOM|GSLT|GOLDMAN SACHS & CO. LLC|3220
PTF|INVESCO DWA TECH MOM|GTSZ|GTS SECURITIES LLC|248
PTF|INVESCO DWA TECH MOM|HRBF|American Enterprise Investment Services Inc.|1999
PTF|INVESCO DWA TECH MOM|HSBC|HSBC Securities, Inc.|76
PTF|INVESCO DWA TECH MOM|IBKR|Interactive Brokers Llc|1875
PTF|INVESCO DWA TECH MOM|ICBX|INSTINET, LLC|500
PTF|INVESCO DWA TECH MOM|ITGI|ITG Inc.|730
PTF|INVESCO DWA TECH MOM|JANY|Janney Montgomery Scott Inc.|2507
PTF|INVESCO DWA TECH MOM|JPMX|J.P. Morgan Securities LLC|600
PTF|INVESCO DWA TECH MOM|JSJX|JANE STREET CAPITAL LLC|22546
PTF|INVESCO DWA TECH MOM|KCGM|VIRTU Americas LLC|2666
PTF|INVESCO DWA TECH MOM|LEHM|Barclays Capital Inc./Le|1200
PTF|INVESCO DWA TECH MOM|LIME|Lime Brokerage LLC|2143
PTF|INVESCO DWA TECH MOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
PTF|INVESCO DWA TECH MOM|MSCO|MORGAN STANLEY & CO. LLC|4326
PTF|INVESCO DWA TECH MOM|NFSC|National Financial Services LLC|7817
PTF|INVESCO DWA TECH MOM|NITE|VIRTU Americas LLC|19592
PTF|INVESCO DWA TECH MOM|NITP|VIRTU Americas LLC|7467
PTF|INVESCO DWA TECH MOM|OPCO|Oppenheimer & Co. Inc.|172
PTF|INVESCO DWA TECH MOM|PWJC|UBS Financial Services, Inc.|2950
PTF|INVESCO DWA TECH MOM|RAJA|Raymond James & Associates, Inc.|2741
PTF|INVESCO DWA TECH MOM|RBCM|RBC CAPITAL MARKETS, LLC|3400
PTF|INVESCO DWA TECH MOM|SALI|INTL FCSTONE FINANCIAL INC.|11
PTF|INVESCO DWA TECH MOM|SBSH|Citigroup Global Markets Inc.|302
PTF|INVESCO DWA TECH MOM|SGMT|GOLDMAN SACHS & CO. LLC|2295
PTF|INVESCO DWA TECH MOM|STFL|Stifel, Nicolaus & Company, Incorporated|371
PTF|INVESCO DWA TECH MOM|SWIM|TD Ameritrade, Inc.|130
PTF|INVESCO DWA TECH MOM|TKNG|ALLY INVEST SECURITIES LLC|40
PTF|INVESCO DWA TECH MOM|UBSA|UBS SECURITIES LLC|4725
PTF|INVESCO DWA TECH MOM|UBSS|UBS Securities LLC|10790
PTF|INVESCO DWA TECH MOM|VGRD|Vanguard Marketing Corporation|800
PTF|INVESCO DWA TECH MOM|WCHV|WELLS FARGO SECURITIES, LLC|9103
PTF|INVESCO DWA TECH MOM|WEDB|WEDBUSH SECURITIES INC.|165
PTF|INVESCO DWA TECH MOM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|129
PTF|INVESCO DWA TECH MOM|WGIF|CIBC World Markets Inc.|262
PTF|INVESCO DWA TECH MOM|WSEA|WOLVERINE SECURITIES, LLC|1
PTF|INVESCO DWA TECH MOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2490
PTGX|PROTAGONIST THERP CM|ALTX|Alternet Securities Inc.|5495
PTGX|PROTAGONIST THERP CM|APCC|Apex Clearing Corporation|6
PTGX|PROTAGONIST THERP CM|BATM|CBOE TRADING, INC.|5065
PTGX|PROTAGONIST THERP CM|BAYC|BAY CREST PARTNERS, LLC|333
PTGX|PROTAGONIST THERP CM|BERN|Sanford C. Bernstein & Co., LLC|350
PTGX|PROTAGONIST THERP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|130
PTGX|PROTAGONIST THERP CM|BLKX|INSTINET, LLC|68200
PTGX|PROTAGONIST THERP CM|BMOC|BMO Capital Markets Corp.|74786
PTGX|PROTAGONIST THERP CM|BNPX|BNP PARIBAS SECURITIES CORP.|681
PTGX|PROTAGONIST THERP CM|BTIG|BTIG, LLC|744332
PTGX|PROTAGONIST THERP CM|BYXM|CBOE TRADING, INC.|1144
PTGX|PROTAGONIST THERP CM|CANT|Cantor Fitzgerald & Co.|904
PTGX|PROTAGONIST THERP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3734
PTGX|PROTAGONIST THERP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12543
PTGX|PROTAGONIST THERP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|92122
PTGX|PROTAGONIST THERP CM|CTDL|Citadel Derivatives Group Llc|3514
PTGX|PROTAGONIST THERP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2016
PTGX|PROTAGONIST THERP CM|DBAB|Deutsche Bank Securities Inc.|190664
PTGX|PROTAGONIST THERP CM|DBAX|Deutsche Bank Securities Inc.|22200
PTGX|PROTAGONIST THERP CM|DEAN|MORGAN STANLEY|21064
PTGX|PROTAGONIST THERP CM|DEGS|RONIN PROFESSIONAL LLC|25951
PTGX|PROTAGONIST THERP CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2100
PTGX|PROTAGONIST THERP CM|EBXL|EBX LLC|66300
PTGX|PROTAGONIST THERP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5606
PTGX|PROTAGONIST THERP CM|EGAM|CBOE TRADING, INC.|10922
PTGX|PROTAGONIST THERP CM|EGMT|EG MARKET TECHNOLOGIES LLC|1000
PTGX|PROTAGONIST THERP CM|EGXM|CBOE TRADING, INC.|1482
PTGX|PROTAGONIST THERP CM|ETBE|Electronic Transaction Clearing, Inc.|21945
PTGX|PROTAGONIST THERP CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2600
PTGX|PROTAGONIST THERP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10002
PTGX|PROTAGONIST THERP CM|ETRS|E*Trade Securities LLC|13628
PTGX|PROTAGONIST THERP CM|FBCO|Credit Suisse Securities (USA) LLC|128519
PTGX|PROTAGONIST THERP CM|FILL|Tradestation Securities, Inc.|49
PTGX|PROTAGONIST THERP CM|FMAF|NBCN Inc./ CDS|2050
PTGX|PROTAGONIST THERP CM|FOMA|TD AMERITRADE CLEARING, INC.|4890
PTGX|PROTAGONIST THERP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93588
PTGX|PROTAGONIST THERP CM|FTBR|Foliofn Investments, Inc.|1408
PTGX|PROTAGONIST THERP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3091
PTGX|PROTAGONIST THERP CM|GLIS|TD Securities Inc|200
PTGX|PROTAGONIST THERP CM|GLPX|ACS EXECUTION SERVICES, LLC|11657
PTGX|PROTAGONIST THERP CM|GSCO|GOLDMAN SACHS & CO. LLC|459898
PTGX|PROTAGONIST THERP CM|GSCS|GOLDMAN SACHS & CO. LLC|126938
PTGX|PROTAGONIST THERP CM|GSLT|GOLDMAN SACHS & CO. LLC|1058
PTGX|PROTAGONIST THERP CM|GTSZ|GTS SECURITIES LLC|11002
PTGX|PROTAGONIST THERP CM|IATS|INTERACTIVE BROKERS LLC|550
PTGX|PROTAGONIST THERP CM|IBKR|Interactive Brokers Llc|39051
PTGX|PROTAGONIST THERP CM|ICBX|INSTINET, LLC|4100
PTGX|PROTAGONIST THERP CM|IEQY|CITADEL SECURITIES LLC|25755
PTGX|PROTAGONIST THERP CM|INCA|INSTINET, LLC|263050
PTGX|PROTAGONIST THERP CM|INJX|INSTINET, LLC|9404
PTGX|PROTAGONIST THERP CM|ITGI|ITG Inc.|45188
PTGX|PROTAGONIST THERP CM|ITGP|ITG INC.|266800
PTGX|PROTAGONIST THERP CM|JEFF|JEFFERIES LLC|5949
PTGX|PROTAGONIST THERP CM|JMPT|JUMP TRADING, LLC|12245
PTGX|PROTAGONIST THERP CM|JPBX|J.P. MORGAN SECURITIES LLC|8398
PTGX|PROTAGONIST THERP CM|JPMX|J.P. Morgan Securities LLC|98662
PTGX|PROTAGONIST THERP CM|JSJX|JANE STREET CAPITAL LLC|1594
PTGX|PROTAGONIST THERP CM|KCGM|VIRTU Americas LLC|7323
PTGX|PROTAGONIST THERP CM|LEHM|Barclays Capital Inc./Le|280360
PTGX|PROTAGONIST THERP CM|LIME|Lime Brokerage LLC|116727
PTGX|PROTAGONIST THERP CM|LMGP|LIME BROKERAGE LLC|1480
PTGX|PROTAGONIST THERP CM|LQNA|LIQUIDNET, INC.|43500
PTGX|PROTAGONIST THERP CM|LSCI|Lek Securities Corporation|374
PTGX|PROTAGONIST THERP CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
PTGX|PROTAGONIST THERP CM|MAXM|Maxim Group LLC|636
PTGX|PROTAGONIST THERP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16300
PTGX|PROTAGONIST THERP CM|MSCO|MORGAN STANLEY & CO. LLC|779445
PTGX|PROTAGONIST THERP CM|MSPL|MORGAN STANLEY & CO. LLC|47700
PTGX|PROTAGONIST THERP CM|MSTX|MORGAN STANLEY & CO. LLC|21100
PTGX|PROTAGONIST THERP CM|NFSC|National Financial Services LLC|96187
PTGX|PROTAGONIST THERP CM|NITE|VIRTU Americas LLC|161710
PTGX|PROTAGONIST THERP CM|NITP|VIRTU Americas LLC|3000
PTGX|PROTAGONIST THERP CM|NQRB|Brut, LLC|9251
PTGX|PROTAGONIST THERP CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2110
PTGX|PROTAGONIST THERP CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|980
PTGX|PROTAGONIST THERP CM|PDQM|CODA MARKETS, INC.|28486
PTGX|PROTAGONIST THERP CM|PNSR|Penserra Securities, LLC|8592
PTGX|PROTAGONIST THERP CM|RBCM|RBC CAPITAL MARKETS, LLC|225
PTGX|PROTAGONIST THERP CM|SAGL|SAGETRADER, LLC|12854
PTGX|PROTAGONIST THERP CM|SBSH|Citigroup Global Markets Inc.|64459
PTGX|PROTAGONIST THERP CM|SGMT|GOLDMAN SACHS & CO. LLC|27037
PTGX|PROTAGONIST THERP CM|SPDR|SPEEDROUTE LLC|15486
PTGX|PROTAGONIST THERP CM|STFL|Stifel, Nicolaus & Company, Incorporated|1360
PTGX|PROTAGONIST THERP CM|SWIM|TD Ameritrade, Inc.|17538
PTGX|PROTAGONIST THERP CM|TKNG|ALLY INVEST SECURITIES LLC|3679
PTGX|PROTAGONIST THERP CM|TRBT|Tradebot Systems, Inc.|83935
PTGX|PROTAGONIST THERP CM|TRCM|TRC MARKETS LLC|40314
PTGX|PROTAGONIST THERP CM|UBSA|UBS SECURITIES LLC|320798
PTGX|PROTAGONIST THERP CM|UBSS|UBS Securities LLC|939004
PTGX|PROTAGONIST THERP CM|VALX|VIRTU AMERICAS LLC|4750
PTGX|PROTAGONIST THERP CM|VGRD|Vanguard Marketing Corporation|2259
PTGX|PROTAGONIST THERP CM|WCHV|WELLS FARGO SECURITIES, LLC|9897
PTGX|PROTAGONIST THERP CM|WEDB|WEDBUSH SECURITIES INC.|4000
PTGX|PROTAGONIST THERP CM|WEED|Weeden & Co.L.P.|2560
PTGX|PROTAGONIST THERP CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|556
PTGX|PROTAGONIST THERP CM|WGIF|CIBC World Markets Inc.|740
PTGX|PROTAGONIST THERP CM|WSEA|WOLVERINE SECURITIES, LLC|9639
PTGX|PROTAGONIST THERP CM|XIST|INSTINET, LLC|24016
PTGX|PROTAGONIST THERP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
PTGX|PROTAGONIST THERP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|700
PTH|INVESCO DWA HLTHCARE|APCC|Apex Clearing Corporation|45
PTH|INVESCO DWA HLTHCARE|BATM|CBOE TRADING, INC.|103
PTH|INVESCO DWA HLTHCARE|BBNT|BB&T SECURITIES, LLC|123
PTH|INVESCO DWA HLTHCARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1495
PTH|INVESCO DWA HLTHCARE|BRGE|Newbridge Securities Corp.|400
PTH|INVESCO DWA HLTHCARE|BYXM|CBOE TRADING, INC.|134
PTH|INVESCO DWA HLTHCARE|CANT|Cantor Fitzgerald & Co.|171322
PTH|INVESCO DWA HLTHCARE|CHAS|Charles Schwab & Co., Inc.|41886
PTH|INVESCO DWA HLTHCARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4422
PTH|INVESCO DWA HLTHCARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16719
PTH|INVESCO DWA HLTHCARE|CSIN|Citadel Securities Institutional LLC|1800
PTH|INVESCO DWA HLTHCARE|CTDL|Citadel Derivatives Group Llc|3610
PTH|INVESCO DWA HLTHCARE|DBAX|Deutsche Bank Securities Inc.|3800
PTH|INVESCO DWA HLTHCARE|DEAN|MORGAN STANLEY|5027
PTH|INVESCO DWA HLTHCARE|EBXL|EBX LLC|3600
PTH|INVESCO DWA HLTHCARE|EDJO|Edward D. Jones & Co., L.P.|2322
PTH|INVESCO DWA HLTHCARE|EGXW|CBOE TRADING, INC.|263
PTH|INVESCO DWA HLTHCARE|ETRS|E*Trade Securities LLC|3146
PTH|INVESCO DWA HLTHCARE|FBCO|Credit Suisse Securities (USA) LLC|7833
PTH|INVESCO DWA HLTHCARE|FMAF|NBCN Inc./ CDS|156
PTH|INVESCO DWA HLTHCARE|FOMA|TD AMERITRADE CLEARING, INC.|13797
PTH|INVESCO DWA HLTHCARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|466
PTH|INVESCO DWA HLTHCARE|FTBR|Foliofn Investments, Inc.|1078
PTH|INVESCO DWA HLTHCARE|GEBB|GLOBAL EXECUTION BROKERS, LP|120
PTH|INVESCO DWA HLTHCARE|GLIS|TD Securities Inc|97
PTH|INVESCO DWA HLTHCARE|GSCO|GOLDMAN SACHS & CO. LLC|3722
PTH|INVESCO DWA HLTHCARE|GSCS|GOLDMAN SACHS & CO. LLC|400
PTH|INVESCO DWA HLTHCARE|GSLT|GOLDMAN SACHS & CO. LLC|5614
PTH|INVESCO DWA HLTHCARE|GTSZ|GTS SECURITIES LLC|10272
PTH|INVESCO DWA HLTHCARE|HRBF|American Enterprise Investment Services Inc.|3997
PTH|INVESCO DWA HLTHCARE|HSBC|HSBC Securities, Inc.|120
PTH|INVESCO DWA HLTHCARE|IATS|INTERACTIVE BROKERS LLC|454
PTH|INVESCO DWA HLTHCARE|IBKR|Interactive Brokers Llc|17190
PTH|INVESCO DWA HLTHCARE|ICBX|INSTINET, LLC|4300
PTH|INVESCO DWA HLTHCARE|INCA|INSTINET, LLC|2911
PTH|INVESCO DWA HLTHCARE|ITGP|ITG INC.|200
PTH|INVESCO DWA HLTHCARE|JANY|Janney Montgomery Scott Inc.|8115
PTH|INVESCO DWA HLTHCARE|JPMX|J.P. Morgan Securities LLC|2000
PTH|INVESCO DWA HLTHCARE|JSJX|JANE STREET CAPITAL LLC|41469
PTH|INVESCO DWA HLTHCARE|KCGM|VIRTU Americas LLC|13928
PTH|INVESCO DWA HLTHCARE|LEHM|Barclays Capital Inc./Le|3600
PTH|INVESCO DWA HLTHCARE|LIME|Lime Brokerage LLC|6435
PTH|INVESCO DWA HLTHCARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6540
PTH|INVESCO DWA HLTHCARE|MSCO|MORGAN STANLEY & CO. LLC|20558
PTH|INVESCO DWA HLTHCARE|MSPL|MORGAN STANLEY & CO. LLC|5100
PTH|INVESCO DWA HLTHCARE|NATL|National Securities Corporation|60
PTH|INVESCO DWA HLTHCARE|NFSC|National Financial Services LLC|61262
PTH|INVESCO DWA HLTHCARE|NITE|VIRTU Americas LLC|60359
PTH|INVESCO DWA HLTHCARE|NITP|VIRTU Americas LLC|730
PTH|INVESCO DWA HLTHCARE|PDQM|CODA MARKETS, INC.|1605
PTH|INVESCO DWA HLTHCARE|PWJC|UBS Financial Services, Inc.|2954
PTH|INVESCO DWA HLTHCARE|RAJA|Raymond James & Associates, Inc.|187608
PTH|INVESCO DWA HLTHCARE|RBCM|RBC CAPITAL MARKETS, LLC|1167
PTH|INVESCO DWA HLTHCARE|SBSH|Citigroup Global Markets Inc.|1751
PTH|INVESCO DWA HLTHCARE|SGMT|GOLDMAN SACHS & CO. LLC|7639
PTH|INVESCO DWA HLTHCARE|SPHN|Stephens Inc.|1126
PTH|INVESCO DWA HLTHCARE|STFL|Stifel, Nicolaus & Company, Incorporated|181
PTH|INVESCO DWA HLTHCARE|SWIM|TD Ameritrade, Inc.|773
PTH|INVESCO DWA HLTHCARE|SWST|Hilltop Securities Inc.|200
PTH|INVESCO DWA HLTHCARE|TRCM|TRC MARKETS LLC|300
PTH|INVESCO DWA HLTHCARE|UBSA|UBS SECURITIES LLC|21671
PTH|INVESCO DWA HLTHCARE|UBSS|UBS Securities LLC|38299
PTH|INVESCO DWA HLTHCARE|VGRD|Vanguard Marketing Corporation|6769
PTH|INVESCO DWA HLTHCARE|VSIN|Vision Financial Markets Llc|2
PTH|INVESCO DWA HLTHCARE|WCHV|WELLS FARGO SECURITIES, LLC|19891
PTH|INVESCO DWA HLTHCARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|70
PTH|INVESCO DWA HLTHCARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1704
PTH|INVESCO DWA HLTHCARE|WGIF|CIBC World Markets Inc.|300
PTH|INVESCO DWA HLTHCARE|WSEA|WOLVERINE SECURITIES, LLC|43
PTH|INVESCO DWA HLTHCARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|320
PTH|INVESCO DWA HLTHCARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1679
PTI|PROTEOSTASIS THER CM|ALTX|Alternet Securities Inc.|11879
PTI|PROTEOSTASIS THER CM|APCC|Apex Clearing Corporation|32511
PTI|PROTEOSTASIS THER CM|BARD|Robert W. Baird & Co. Incorporated|38029
PTI|PROTEOSTASIS THER CM|BATM|CBOE TRADING, INC.|2780
PTI|PROTEOSTASIS THER CM|BAYC|BAY CREST PARTNERS, LLC|1525
PTI|PROTEOSTASIS THER CM|BBNT|BB&T SECURITIES, LLC|1000
PTI|PROTEOSTASIS THER CM|BERN|Sanford C. Bernstein & Co., LLC|5500
PTI|PROTEOSTASIS THER CM|BIMI|Banca IMI Securities Corp.|12774
PTI|PROTEOSTASIS THER CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42058
PTI|PROTEOSTASIS THER CM|BLKX|INSTINET, LLC|95656
PTI|PROTEOSTASIS THER CM|BMOC|BMO Capital Markets Corp.|1898
PTI|PROTEOSTASIS THER CM|BNPX|BNP PARIBAS SECURITIES CORP.|2343
PTI|PROTEOSTASIS THER CM|BTIG|BTIG, LLC|37896
PTI|PROTEOSTASIS THER CM|BYXM|CBOE TRADING, INC.|100
PTI|PROTEOSTASIS THER CM|CANT|Cantor Fitzgerald & Co.|242
PTI|PROTEOSTASIS THER CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|12600
PTI|PROTEOSTASIS THER CM|CHAS|Charles Schwab & Co., Inc.|15408
PTI|PROTEOSTASIS THER CM|CIST|Capital Institutional Services, Inc.|9600
PTI|PROTEOSTASIS THER CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55244
PTI|PROTEOSTASIS THER CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3650
PTI|PROTEOSTASIS THER CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|74435
PTI|PROTEOSTASIS THER CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|352043
PTI|PROTEOSTASIS THER CM|CTDL|Citadel Derivatives Group Llc|53888
PTI|PROTEOSTASIS THER CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|36262
PTI|PROTEOSTASIS THER CM|DBAB|Deutsche Bank Securities Inc.|372233
PTI|PROTEOSTASIS THER CM|DBAX|Deutsche Bank Securities Inc.|159900
PTI|PROTEOSTASIS THER CM|DBUL|Deutsche Bank Securities Inc.|6300
PTI|PROTEOSTASIS THER CM|DEAN|MORGAN STANLEY|6000
PTI|PROTEOSTASIS THER CM|DEGS|RONIN PROFESSIONAL LLC|73695
PTI|PROTEOSTASIS THER CM|EBXL|EBX LLC|90400
PTI|PROTEOSTASIS THER CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5752
PTI|PROTEOSTASIS THER CM|EDJO|Edward D. Jones & Co., L.P.|1000
PTI|PROTEOSTASIS THER CM|EGAM|CBOE TRADING, INC.|20176
PTI|PROTEOSTASIS THER CM|EGAW|CBOE TRADING, INC.|400
PTI|PROTEOSTASIS THER CM|EGXM|CBOE TRADING, INC.|4080
PTI|PROTEOSTASIS THER CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2200
PTI|PROTEOSTASIS THER CM|ETBE|Electronic Transaction Clearing, Inc.|24065
PTI|PROTEOSTASIS THER CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10720
PTI|PROTEOSTASIS THER CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9604
PTI|PROTEOSTASIS THER CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|750
PTI|PROTEOSTASIS THER CM|ETRS|E*Trade Securities LLC|943268
PTI|PROTEOSTASIS THER CM|FBCO|Credit Suisse Securities (USA) LLC|334669
PTI|PROTEOSTASIS THER CM|FILL|Tradestation Securities, Inc.|53192
PTI|PROTEOSTASIS THER CM|FMAF|NBCN Inc./ CDS|300
PTI|PROTEOSTASIS THER CM|FOMA|TD AMERITRADE CLEARING, INC.|1677118
PTI|PROTEOSTASIS THER CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4166
PTI|PROTEOSTASIS THER CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43380
PTI|PROTEOSTASIS THER CM|FTBR|Foliofn Investments, Inc.|68
PTI|PROTEOSTASIS THER CM|GEBB|GLOBAL EXECUTION BROKERS, LP|8330
PTI|PROTEOSTASIS THER CM|GLIS|TD Securities Inc|4500
PTI|PROTEOSTASIS THER CM|GLPX|ACS EXECUTION SERVICES, LLC|55396
PTI|PROTEOSTASIS THER CM|GSCO|GOLDMAN SACHS & CO. LLC|1176679
PTI|PROTEOSTASIS THER CM|GSCS|GOLDMAN SACHS & CO. LLC|91922
PTI|PROTEOSTASIS THER CM|GSLT|GOLDMAN SACHS & CO. LLC|13209
PTI|PROTEOSTASIS THER CM|GTSZ|GTS SECURITIES LLC|16742
PTI|PROTEOSTASIS THER CM|HAPX|HAP Trading, LLC|67
PTI|PROTEOSTASIS THER CM|HRBF|American Enterprise Investment Services Inc.|4195
PTI|PROTEOSTASIS THER CM|IATS|INTERACTIVE BROKERS LLC|43412
PTI|PROTEOSTASIS THER CM|IBKR|Interactive Brokers Llc|620276
PTI|PROTEOSTASIS THER CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|42
PTI|PROTEOSTASIS THER CM|ICBX|INSTINET, LLC|31442
PTI|PROTEOSTASIS THER CM|IEQY|CITADEL SECURITIES LLC|1340
PTI|PROTEOSTASIS THER CM|INCA|INSTINET, LLC|272863
PTI|PROTEOSTASIS THER CM|INJX|INSTINET, LLC|4982
PTI|PROTEOSTASIS THER CM|ITGI|ITG Inc.|80457
PTI|PROTEOSTASIS THER CM|ITGP|ITG INC.|105800
PTI|PROTEOSTASIS THER CM|JEFF|JEFFERIES LLC|62741
PTI|PROTEOSTASIS THER CM|JMPT|JUMP TRADING, LLC|52540
PTI|PROTEOSTASIS THER CM|JPBX|J.P. MORGAN SECURITIES LLC|4910
PTI|PROTEOSTASIS THER CM|JPMX|J.P. Morgan Securities LLC|170674
PTI|PROTEOSTASIS THER CM|JSJX|JANE STREET CAPITAL LLC|23502
PTI|PROTEOSTASIS THER CM|KCGM|VIRTU Americas LLC|54772
PTI|PROTEOSTASIS THER CM|LEER|LEERINK PARTNERS LLC|27000
PTI|PROTEOSTASIS THER CM|LEHM|Barclays Capital Inc./Le|1307114
PTI|PROTEOSTASIS THER CM|LIME|Lime Brokerage LLC|185216
PTI|PROTEOSTASIS THER CM|LMGP|LIME BROKERAGE LLC|55413
PTI|PROTEOSTASIS THER CM|LOOP|Loop Capital Markets LLC|23394
PTI|PROTEOSTASIS THER CM|LQNA|LIQUIDNET, INC.|117700
PTI|PROTEOSTASIS THER CM|LSCI|Lek Securities Corporation|6322
PTI|PROTEOSTASIS THER CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9400
PTI|PROTEOSTASIS THER CM|MACQ|Macquarie Capital (USA) Inc.|1920
PTI|PROTEOSTASIS THER CM|MAXM|Maxim Group LLC|35393
PTI|PROTEOSTASIS THER CM|MBTS|ALLY INVEST SECURITIES LLC|1302
PTI|PROTEOSTASIS THER CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|225288
PTI|PROTEOSTASIS THER CM|MOTF|MOTIF INVESTING, INC.|5
PTI|PROTEOSTASIS THER CM|MSCO|MORGAN STANLEY & CO. LLC|1999058
PTI|PROTEOSTASIS THER CM|MSPL|MORGAN STANLEY & CO. LLC|221300
PTI|PROTEOSTASIS THER CM|MSTX|MORGAN STANLEY & CO. LLC|130500
PTI|PROTEOSTASIS THER CM|NFSC|National Financial Services LLC|1730674
PTI|PROTEOSTASIS THER CM|NITE|VIRTU Americas LLC|2301939
PTI|PROTEOSTASIS THER CM|NITP|VIRTU Americas LLC|40667
PTI|PROTEOSTASIS THER CM|NQRB|Brut, LLC|4521
PTI|PROTEOSTASIS THER CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5424
PTI|PROTEOSTASIS THER CM|PDQM|CODA MARKETS, INC.|157694
PTI|PROTEOSTASIS THER CM|PHLY|NASDAQ Execution Services, LLC|3600
PTI|PROTEOSTASIS THER CM|RAJA|Raymond James & Associates, Inc.|6850
PTI|PROTEOSTASIS THER CM|RBCM|RBC CAPITAL MARKETS, LLC|29445
PTI|PROTEOSTASIS THER CM|SAGL|SAGETRADER, LLC|26200
PTI|PROTEOSTASIS THER CM|SBSH|Citigroup Global Markets Inc.|114698
PTI|PROTEOSTASIS THER CM|SGMT|GOLDMAN SACHS & CO. LLC|73837
PTI|PROTEOSTASIS THER CM|SPDR|SPEEDROUTE LLC|122968
PTI|PROTEOSTASIS THER CM|SPNT|SEVEN POINTS CAPITAL, LLC|3323
PTI|PROTEOSTASIS THER CM|SPTD|MINT GLOBAL MARKETS, INC.|11061
PTI|PROTEOSTASIS THER CM|STFL|Stifel, Nicolaus & Company, Incorporated|7665
PTI|PROTEOSTASIS THER CM|STXG|Stockcross Financial Services, Inc.|65
PTI|PROTEOSTASIS THER CM|SWIM|TD Ameritrade, Inc.|587662
PTI|PROTEOSTASIS THER CM|TKNG|ALLY INVEST SECURITIES LLC|13190
PTI|PROTEOSTASIS THER CM|TRBT|Tradebot Systems, Inc.|128430
PTI|PROTEOSTASIS THER CM|TRCM|TRC MARKETS LLC|79808
PTI|PROTEOSTASIS THER CM|TWTT|TASTYWORKS, INC.|400
PTI|PROTEOSTASIS THER CM|UBSA|UBS SECURITIES LLC|537872
PTI|PROTEOSTASIS THER CM|UBSS|UBS Securities LLC|1740244
PTI|PROTEOSTASIS THER CM|VALX|VIRTU AMERICAS LLC|8832
PTI|PROTEOSTASIS THER CM|VGRD|Vanguard Marketing Corporation|30453
PTI|PROTEOSTASIS THER CM|WCHV|WELLS FARGO SECURITIES, LLC|149101
PTI|PROTEOSTASIS THER CM|WEDB|WEDBUSH SECURITIES INC.|48535
PTI|PROTEOSTASIS THER CM|WEED|Weeden & Co.L.P.|4800
PTI|PROTEOSTASIS THER CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23039
PTI|PROTEOSTASIS THER CM|WGIF|CIBC World Markets Inc.|6531
PTI|PROTEOSTASIS THER CM|WSEA|WOLVERINE SECURITIES, LLC|43855
PTI|PROTEOSTASIS THER CM|XIST|INSTINET, LLC|73400
PTI|PROTEOSTASIS THER CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|433632
PTI|PROTEOSTASIS THER CM|YKNA|COMHAR CAPITAL MARKETS, LLC|8300
PTI|PROTEOSTASIS THER CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27600
PTIE|PAIN THERAPEUTICS|AGIS|Aegis Capital Corp.|500
PTIE|PAIN THERAPEUTICS|ALTX|Alternet Securities Inc.|2843
PTIE|PAIN THERAPEUTICS|APCC|Apex Clearing Corporation|65930
PTIE|PAIN THERAPEUTICS|BATM|CBOE TRADING, INC.|585
PTIE|PAIN THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|28
PTIE|PAIN THERAPEUTICS|BIMI|Banca IMI Securities Corp.|8400
PTIE|PAIN THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|393
PTIE|PAIN THERAPEUTICS|BYXM|CBOE TRADING, INC.|400
PTIE|PAIN THERAPEUTICS|CAMC|Cambria Capital, LLC|4800
PTIE|PAIN THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|104
PTIE|PAIN THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|1500
PTIE|PAIN THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|73581
PTIE|PAIN THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16016
PTIE|PAIN THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|41444
PTIE|PAIN THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28990
PTIE|PAIN THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|1957
PTIE|PAIN THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
PTIE|PAIN THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|23068
PTIE|PAIN THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|26400
PTIE|PAIN THERAPEUTICS|DEAN|MORGAN STANLEY|3303
PTIE|PAIN THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|16775
PTIE|PAIN THERAPEUTICS|EBXL|EBX LLC|30400
PTIE|PAIN THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|1097
PTIE|PAIN THERAPEUTICS|EGAM|CBOE TRADING, INC.|2050
PTIE|PAIN THERAPEUTICS|EGXM|CBOE TRADING, INC.|6431
PTIE|PAIN THERAPEUTICS|EGXW|CBOE TRADING, INC.|7399
PTIE|PAIN THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|400
PTIE|PAIN THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1612
PTIE|PAIN THERAPEUTICS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|62680
PTIE|PAIN THERAPEUTICS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2114
PTIE|PAIN THERAPEUTICS|ETRS|E*Trade Securities LLC|312649
PTIE|PAIN THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|76941
PTIE|PAIN THERAPEUTICS|FILL|Tradestation Securities, Inc.|8125
PTIE|PAIN THERAPEUTICS|FMAF|NBCN Inc./ CDS|1800
PTIE|PAIN THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|327980
PTIE|PAIN THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8453
PTIE|PAIN THERAPEUTICS|FTBR|Foliofn Investments, Inc.|890
PTIE|PAIN THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|1066
PTIE|PAIN THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|15251
PTIE|PAIN THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|11243
PTIE|PAIN THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|5017
PTIE|PAIN THERAPEUTICS|GTSZ|GTS SECURITIES LLC|18327
PTIE|PAIN THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|3655
PTIE|PAIN THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|34738
PTIE|PAIN THERAPEUTICS|IBKR|Interactive Brokers Llc|369967
PTIE|PAIN THERAPEUTICS|ICBX|INSTINET, LLC|4531
PTIE|PAIN THERAPEUTICS|INCA|INSTINET, LLC|58802
PTIE|PAIN THERAPEUTICS|INJX|INSTINET, LLC|610
PTIE|PAIN THERAPEUTICS|ITGI|ITG Inc.|28314
PTIE|PAIN THERAPEUTICS|ITGP|ITG INC.|24200
PTIE|PAIN THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|1500
PTIE|PAIN THERAPEUTICS|JEFF|JEFFERIES LLC|200
PTIE|PAIN THERAPEUTICS|JMPT|JUMP TRADING, LLC|1200
PTIE|PAIN THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|9894
PTIE|PAIN THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|1348
PTIE|PAIN THERAPEUTICS|KCGM|VIRTU Americas LLC|7129
PTIE|PAIN THERAPEUTICS|LEHM|Barclays Capital Inc./Le|23441
PTIE|PAIN THERAPEUTICS|LIME|Lime Brokerage LLC|45584
PTIE|PAIN THERAPEUTICS|LSCI|Lek Securities Corporation|300
PTIE|PAIN THERAPEUTICS|MBTS|ALLY INVEST SECURITIES LLC|63
PTIE|PAIN THERAPEUTICS|MKMP|MKM Partners LLC|566
PTIE|PAIN THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6320
PTIE|PAIN THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|5
PTIE|PAIN THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|428817
PTIE|PAIN THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|24400
PTIE|PAIN THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|200
PTIE|PAIN THERAPEUTICS|NFSC|National Financial Services LLC|417303
PTIE|PAIN THERAPEUTICS|NITE|VIRTU Americas LLC|888161
PTIE|PAIN THERAPEUTICS|NQRB|Brut, LLC|907
PTIE|PAIN THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|3000
PTIE|PAIN THERAPEUTICS|PDQM|CODA MARKETS, INC.|28678
PTIE|PAIN THERAPEUTICS|POIN|PRECISION SECURITIES, LLC (POIN)|300
PTIE|PAIN THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|1249
PTIE|PAIN THERAPEUTICS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|243
PTIE|PAIN THERAPEUTICS|SAGL|SAGETRADER, LLC|2894
PTIE|PAIN THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|72
PTIE|PAIN THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|6952
PTIE|PAIN THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|8584
PTIE|PAIN THERAPEUTICS|SPDR|SPEEDROUTE LLC|24925
PTIE|PAIN THERAPEUTICS|SPTD|MINT GLOBAL MARKETS, INC.|75185
PTIE|PAIN THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|1921
PTIE|PAIN THERAPEUTICS|SWIM|TD Ameritrade, Inc.|258851
PTIE|PAIN THERAPEUTICS|SWST|Hilltop Securities Inc.|2050
PTIE|PAIN THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|8545
PTIE|PAIN THERAPEUTICS|TRCM|TRC MARKETS LLC|2328
PTIE|PAIN THERAPEUTICS|TTUC|CUTTONE & CO., INC.|3375
PTIE|PAIN THERAPEUTICS|TWTT|TASTYWORKS, INC.|700
PTIE|PAIN THERAPEUTICS|UBSA|UBS SECURITIES LLC|57340
PTIE|PAIN THERAPEUTICS|UBSS|UBS Securities LLC|153427
PTIE|PAIN THERAPEUTICS|VALX|VIRTU AMERICAS LLC|3524
PTIE|PAIN THERAPEUTICS|VGRD|Vanguard Marketing Corporation|102236
PTIE|PAIN THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|35895
PTIE|PAIN THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|1800
PTIE|PAIN THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6512
PTIE|PAIN THERAPEUTICS|WFPB|Wells Fargo Securities, LLC.|776
PTIE|PAIN THERAPEUTICS|WGIF|CIBC World Markets Inc.|1329
PTIE|PAIN THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|19054
PTIE|PAIN THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2710
PTIE|PAIN THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|1997
PTIE|PAIN THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9264
PTLA|PORTOLA PHARMA CMN|AGIS|Aegis Capital Corp.|450
PTLA|PORTOLA PHARMA CMN|ALTX|Alternet Securities Inc.|8954
PTLA|PORTOLA PHARMA CMN|ANOS|ABEL/NOSER, L.L.C.|1239
PTLA|PORTOLA PHARMA CMN|APCC|Apex Clearing Corporation|53516
PTLA|PORTOLA PHARMA CMN|BARD|Robert W. Baird & Co. Incorporated|35
PTLA|PORTOLA PHARMA CMN|BATM|CBOE TRADING, INC.|6321
PTLA|PORTOLA PHARMA CMN|BBNT|BB&T SECURITIES, LLC|2102
PTLA|PORTOLA PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|102607
PTLA|PORTOLA PHARMA CMN|BIMI|Banca IMI Securities Corp.|216
PTLA|PORTOLA PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20714
PTLA|PORTOLA PHARMA CMN|BLKX|INSTINET, LLC|83300
PTLA|PORTOLA PHARMA CMN|BMOC|BMO Capital Markets Corp.|9700
PTLA|PORTOLA PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|184664
PTLA|PORTOLA PHARMA CMN|BRGE|Newbridge Securities Corp.|3100
PTLA|PORTOLA PHARMA CMN|BTIG|BTIG, LLC|23637
PTLA|PORTOLA PHARMA CMN|BYXM|CBOE TRADING, INC.|6169
PTLA|PORTOLA PHARMA CMN|CANT|Cantor Fitzgerald & Co.|4215
PTLA|PORTOLA PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|3087
PTLA|PORTOLA PHARMA CMN|CIST|Capital Institutional Services, Inc.|2038
PTLA|PORTOLA PHARMA CMN|CNFR|Cowen Prime Services LLC|2580
PTLA|PORTOLA PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|207659
PTLA|PORTOLA PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|362
PTLA|PORTOLA PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9450
PTLA|PORTOLA PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|422549
PTLA|PORTOLA PHARMA CMN|CTDL|Citadel Derivatives Group Llc|42813
PTLA|PORTOLA PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|52132
PTLA|PORTOLA PHARMA CMN|DADA|D.A. Davidson & Co.|48
PTLA|PORTOLA PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|618564
PTLA|PORTOLA PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|258500
PTLA|PORTOLA PHARMA CMN|DBUL|Deutsche Bank Securities Inc.|18918
PTLA|PORTOLA PHARMA CMN|DCHF|Dart Executions, LLC|5400
PTLA|PORTOLA PHARMA CMN|DEAN|MORGAN STANLEY|9753
PTLA|PORTOLA PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|47815
PTLA|PORTOLA PHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29692
PTLA|PORTOLA PHARMA CMN|EBXL|EBX LLC|165500
PTLA|PORTOLA PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|771
PTLA|PORTOLA PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|2889
PTLA|PORTOLA PHARMA CMN|EGAM|CBOE TRADING, INC.|15389
PTLA|PORTOLA PHARMA CMN|EGAW|CBOE TRADING, INC.|200
PTLA|PORTOLA PHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|2100
PTLA|PORTOLA PHARMA CMN|EGXM|CBOE TRADING, INC.|6383
PTLA|PORTOLA PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|32469
PTLA|PORTOLA PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3890
PTLA|PORTOLA PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|93428
PTLA|PORTOLA PHARMA CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
PTLA|PORTOLA PHARMA CMN|ETRS|E*Trade Securities LLC|518035
PTLA|PORTOLA PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|523691
PTLA|PORTOLA PHARMA CMN|FILL|Tradestation Securities, Inc.|3188
PTLA|PORTOLA PHARMA CMN|FMAF|NBCN Inc./ CDS|8711
PTLA|PORTOLA PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|999625
PTLA|PORTOLA PHARMA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9919
PTLA|PORTOLA PHARMA CMN|FQLS|Quantlab Securities LP|404548
PTLA|PORTOLA PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|129879
PTLA|PORTOLA PHARMA CMN|FTBR|Foliofn Investments, Inc.|152
PTLA|PORTOLA PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|53626
PTLA|PORTOLA PHARMA CMN|GLIS|TD Securities Inc|1000
PTLA|PORTOLA PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|160659
PTLA|PORTOLA PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|1717274
PTLA|PORTOLA PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|22997
PTLA|PORTOLA PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|12119
PTLA|PORTOLA PHARMA CMN|GTSZ|GTS SECURITIES LLC|97076
PTLA|PORTOLA PHARMA CMN|HAPX|HAP Trading, LLC|3825
PTLA|PORTOLA PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|6311
PTLA|PORTOLA PHARMA CMN|HSBC|HSBC Securities, Inc.|700
PTLA|PORTOLA PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|34010
PTLA|PORTOLA PHARMA CMN|IBKR|Interactive Brokers Llc|155984
PTLA|PORTOLA PHARMA CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|322
PTLA|PORTOLA PHARMA CMN|ICBX|INSTINET, LLC|45728
PTLA|PORTOLA PHARMA CMN|IEQY|CITADEL SECURITIES LLC|277290
PTLA|PORTOLA PHARMA CMN|INCA|INSTINET, LLC|705811
PTLA|PORTOLA PHARMA CMN|INJX|INSTINET, LLC|66821
PTLA|PORTOLA PHARMA CMN|ITGI|ITG Inc.|66549
PTLA|PORTOLA PHARMA CMN|ITGP|ITG INC.|82200
PTLA|PORTOLA PHARMA CMN|JANY|Janney Montgomery Scott Inc.|850
PTLA|PORTOLA PHARMA CMN|JEFF|JEFFERIES LLC|292415
PTLA|PORTOLA PHARMA CMN|JMPT|JUMP TRADING, LLC|103107
PTLA|PORTOLA PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|108465
PTLA|PORTOLA PHARMA CMN|JPMX|J.P. Morgan Securities LLC|344491
PTLA|PORTOLA PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|114143
PTLA|PORTOLA PHARMA CMN|KCGM|VIRTU Americas LLC|45951
PTLA|PORTOLA PHARMA CMN|LEHM|Barclays Capital Inc./Le|1306049
PTLA|PORTOLA PHARMA CMN|LIME|Lime Brokerage LLC|239217
PTLA|PORTOLA PHARMA CMN|LMGP|LIME BROKERAGE LLC|500
PTLA|PORTOLA PHARMA CMN|LOOP|Loop Capital Markets LLC|3238
PTLA|PORTOLA PHARMA CMN|LQNA|LIQUIDNET, INC.|60300
PTLA|PORTOLA PHARMA CMN|LSCI|Lek Securities Corporation|354
PTLA|PORTOLA PHARMA CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PTLA|PORTOLA PHARMA CMN|MACC|Mid Atlantic Capital Corporation|40
PTLA|PORTOLA PHARMA CMN|MAXM|Maxim Group LLC|7393
PTLA|PORTOLA PHARMA CMN|MBTS|ALLY INVEST SECURITIES LLC|2933
PTLA|PORTOLA PHARMA CMN|MKMP|MKM Partners LLC|12200
PTLA|PORTOLA PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|102981
PTLA|PORTOLA PHARMA CMN|MOTF|MOTIF INVESTING, INC.|8
PTLA|PORTOLA PHARMA CMN|MPSG|E D & F Man Capital Markets Inc.|6553
PTLA|PORTOLA PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|5764169
PTLA|PORTOLA PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|366600
PTLA|PORTOLA PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|176600
PTLA|PORTOLA PHARMA CMN|NATL|National Securities Corporation|75
PTLA|PORTOLA PHARMA CMN|NFSC|National Financial Services LLC|754532
PTLA|PORTOLA PHARMA CMN|NITE|VIRTU Americas LLC|1169788
PTLA|PORTOLA PHARMA CMN|NITP|VIRTU Americas LLC|6739
PTLA|PORTOLA PHARMA CMN|NQRB|Brut, LLC|29074
PTLA|PORTOLA PHARMA CMN|ONEL|O'NEIL SECURITIES, INCORPORATED|1248
PTLA|PORTOLA PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|22668
PTLA|PORTOLA PHARMA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1740
PTLA|PORTOLA PHARMA CMN|PCPT|PHILLIP CAPITAL INC.|600
PTLA|PORTOLA PHARMA CMN|PDQM|CODA MARKETS, INC.|141277
PTLA|PORTOLA PHARMA CMN|PHLY|NASDAQ Execution Services, LLC|1800
PTLA|PORTOLA PHARMA CMN|PIPR|Piper Jaffray & Co.|320
PTLA|PORTOLA PHARMA CMN|POIN|PRECISION SECURITIES, LLC (POIN)|400
PTLA|PORTOLA PHARMA CMN|PWJC|UBS Financial Services, Inc.|4300
PTLA|PORTOLA PHARMA CMN|RAJA|Raymond James & Associates, Inc.|17826
PTLA|PORTOLA PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|13525
PTLA|PORTOLA PHARMA CMN|RGLD|Regal Securities, Inc|27
PTLA|PORTOLA PHARMA CMN|RHCO|Suntrust Robinson Humphrey, Inc.|4945
PTLA|PORTOLA PHARMA CMN|RJLC|RJL CAPITAL GROUP, LLC|19674
PTLA|PORTOLA PHARMA CMN|SAGL|SAGETRADER, LLC|105616
PTLA|PORTOLA PHARMA CMN|SAGW|SAGETRADER, LLC|690
PTLA|PORTOLA PHARMA CMN|SALI|INTL FCSTONE FINANCIAL INC.|1019
PTLA|PORTOLA PHARMA CMN|SBSH|Citigroup Global Markets Inc.|372039
PTLA|PORTOLA PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|143280
PTLA|PORTOLA PHARMA CMN|SPDR|SPEEDROUTE LLC|11039
PTLA|PORTOLA PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5004
PTLA|PORTOLA PHARMA CMN|STKP|STOCKPILE INVESTMENTS, INC.|234
PTLA|PORTOLA PHARMA CMN|STXG|Stockcross Financial Services, Inc.|13225
PTLA|PORTOLA PHARMA CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8
PTLA|PORTOLA PHARMA CMN|SWIM|TD Ameritrade, Inc.|196494
PTLA|PORTOLA PHARMA CMN|SWST|Hilltop Securities Inc.|3108
PTLA|PORTOLA PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|9896
PTLA|PORTOLA PHARMA CMN|TRBT|Tradebot Systems, Inc.|348956
PTLA|PORTOLA PHARMA CMN|TRCM|TRC MARKETS LLC|147114
PTLA|PORTOLA PHARMA CMN|TWTT|TASTYWORKS, INC.|200
PTLA|PORTOLA PHARMA CMN|UBSA|UBS SECURITIES LLC|682692
PTLA|PORTOLA PHARMA CMN|UBSS|UBS Securities LLC|2084361
PTLA|PORTOLA PHARMA CMN|VALX|VIRTU AMERICAS LLC|99890
PTLA|PORTOLA PHARMA CMN|VGRD|Vanguard Marketing Corporation|135180
PTLA|PORTOLA PHARMA CMN|VNDM|Wall Street Access|1500
PTLA|PORTOLA PHARMA CMN|WBLR|WILLIAM BLAIR|14912
PTLA|PORTOLA PHARMA CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
PTLA|PORTOLA PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|62402
PTLA|PORTOLA PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|1675
PTLA|PORTOLA PHARMA CMN|WEED|Weeden & Co.L.P.|1010
PTLA|PORTOLA PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13907
PTLA|PORTOLA PHARMA CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20278
PTLA|PORTOLA PHARMA CMN|WGIF|CIBC World Markets Inc.|16637
PTLA|PORTOLA PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|11236
PTLA|PORTOLA PHARMA CMN|WTCO|Williams Trading LLC|400
PTLA|PORTOLA PHARMA CMN|XIST|INSTINET, LLC|83000
PTLA|PORTOLA PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|131480
PTLA|PORTOLA PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|14488
PTLA|PORTOLA PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10321
PTLC|PACER TRENDPILOT US|APCC|Apex Clearing Corporation|26
PTLC|PACER TRENDPILOT US|BBNT|BB&T SECURITIES, LLC|237
PTLC|PACER TRENDPILOT US|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2542
PTLC|PACER TRENDPILOT US|CANT|Cantor Fitzgerald & Co.|20506
PTLC|PACER TRENDPILOT US|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56017
PTLC|PACER TRENDPILOT US|CSIN|Citadel Securities Institutional LLC|84711
PTLC|PACER TRENDPILOT US|CTDL|Citadel Derivatives Group Llc|6691
PTLC|PACER TRENDPILOT US|DBAX|Deutsche Bank Securities Inc.|3800
PTLC|PACER TRENDPILOT US|DEAN|MORGAN STANLEY|4000
PTLC|PACER TRENDPILOT US|EBXL|EBX LLC|9700
PTLC|PACER TRENDPILOT US|EDJO|Edward D. Jones & Co., L.P.|352
PTLC|PACER TRENDPILOT US|EGAM|CBOE TRADING, INC.|6307
PTLC|PACER TRENDPILOT US|ETBE|Electronic Transaction Clearing, Inc.|1000
PTLC|PACER TRENDPILOT US|ETRS|E*Trade Securities LLC|361
PTLC|PACER TRENDPILOT US|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|845
PTLC|PACER TRENDPILOT US|FTBR|Foliofn Investments, Inc.|3259
PTLC|PACER TRENDPILOT US|GLPX|ACS EXECUTION SERVICES, LLC|3150
PTLC|PACER TRENDPILOT US|GTSZ|GTS SECURITIES LLC|21
PTLC|PACER TRENDPILOT US|HRBF|American Enterprise Investment Services Inc.|2258
PTLC|PACER TRENDPILOT US|IATS|INTERACTIVE BROKERS LLC|1400
PTLC|PACER TRENDPILOT US|IBKR|Interactive Brokers Llc|4184
PTLC|PACER TRENDPILOT US|ICBX|INSTINET, LLC|15856
PTLC|PACER TRENDPILOT US|INCA|INSTINET, LLC|300
PTLC|PACER TRENDPILOT US|ITGI|ITG Inc.|741
PTLC|PACER TRENDPILOT US|JANY|Janney Montgomery Scott Inc.|4297
PTLC|PACER TRENDPILOT US|JMPT|JUMP TRADING, LLC|69
PTLC|PACER TRENDPILOT US|JPMX|J.P. Morgan Securities LLC|3522
PTLC|PACER TRENDPILOT US|JSJX|JANE STREET CAPITAL LLC|533667
PTLC|PACER TRENDPILOT US|KCGM|VIRTU Americas LLC|24600
PTLC|PACER TRENDPILOT US|LEHM|Barclays Capital Inc./Le|18800
PTLC|PACER TRENDPILOT US|LIME|Lime Brokerage LLC|15
PTLC|PACER TRENDPILOT US|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
PTLC|PACER TRENDPILOT US|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58852
PTLC|PACER TRENDPILOT US|MSCO|MORGAN STANLEY & CO. LLC|274878
PTLC|PACER TRENDPILOT US|MSPL|MORGAN STANLEY & CO. LLC|4500
PTLC|PACER TRENDPILOT US|NFSC|National Financial Services LLC|97829
PTLC|PACER TRENDPILOT US|NITE|VIRTU Americas LLC|475514
PTLC|PACER TRENDPILOT US|NITP|VIRTU Americas LLC|260
PTLC|PACER TRENDPILOT US|OPCO|Oppenheimer & Co. Inc.|648
PTLC|PACER TRENDPILOT US|PDQM|CODA MARKETS, INC.|8281
PTLC|PACER TRENDPILOT US|PWJC|UBS Financial Services, Inc.|10
PTLC|PACER TRENDPILOT US|RBCM|RBC CAPITAL MARKETS, LLC|28211
PTLC|PACER TRENDPILOT US|SBSH|Citigroup Global Markets Inc.|24
PTLC|PACER TRENDPILOT US|SGMT|GOLDMAN SACHS & CO. LLC|11325
PTLC|PACER TRENDPILOT US|STFL|Stifel, Nicolaus & Company, Incorporated|12079
PTLC|PACER TRENDPILOT US|SWIM|TD Ameritrade, Inc.|1000
PTLC|PACER TRENDPILOT US|SWST|Hilltop Securities Inc.|22210
PTLC|PACER TRENDPILOT US|UBSA|UBS SECURITIES LLC|69447
PTLC|PACER TRENDPILOT US|UBSS|UBS Securities LLC|175051
PTLC|PACER TRENDPILOT US|VALX|VIRTU AMERICAS LLC|451
PTLC|PACER TRENDPILOT US|VGRD|Vanguard Marketing Corporation|177
PTLC|PACER TRENDPILOT US|WCHV|WELLS FARGO SECURITIES, LLC|188774
PTLC|PACER TRENDPILOT US|WEDB|WEDBUSH SECURITIES INC.|93
PTLC|PACER TRENDPILOT US|WEXM|WOLVERINE EXECUTION SERVICES, LLC|446
PTLC|PACER TRENDPILOT US|WSEA|WOLVERINE SECURITIES, LLC|4520
PTLC|PACER TRENDPILOT US|YLPL|Linsco/Private Ledger Financial Services, Incorporated|199852
PTMC|PACER TRENDPILOT US|ALTX|Alternet Securities Inc.|100
PTMC|PACER TRENDPILOT US|APCC|Apex Clearing Corporation|12
PTMC|PACER TRENDPILOT US|BBNT|BB&T SECURITIES, LLC|318
PTMC|PACER TRENDPILOT US|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1066
PTMC|PACER TRENDPILOT US|CHAS|Charles Schwab & Co., Inc.|153
PTMC|PACER TRENDPILOT US|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15309
PTMC|PACER TRENDPILOT US|CSIN|Citadel Securities Institutional LLC|4038
PTMC|PACER TRENDPILOT US|DBAX|Deutsche Bank Securities Inc.|4500
PTMC|PACER TRENDPILOT US|EBXL|EBX LLC|4200
PTMC|PACER TRENDPILOT US|EDJO|Edward D. Jones & Co., L.P.|55
PTMC|PACER TRENDPILOT US|EGAM|CBOE TRADING, INC.|100
PTMC|PACER TRENDPILOT US|EGXM|CBOE TRADING, INC.|192
PTMC|PACER TRENDPILOT US|ETBE|Electronic Transaction Clearing, Inc.|300
PTMC|PACER TRENDPILOT US|ETRS|E*Trade Securities LLC|633
PTMC|PACER TRENDPILOT US|FMAF|NBCN Inc./ CDS|25
PTMC|PACER TRENDPILOT US|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
PTMC|PACER TRENDPILOT US|FTBR|Foliofn Investments, Inc.|182
PTMC|PACER TRENDPILOT US|GLPX|ACS EXECUTION SERVICES, LLC|400
PTMC|PACER TRENDPILOT US|GTSZ|GTS SECURITIES LLC|1100
PTMC|PACER TRENDPILOT US|HRBF|American Enterprise Investment Services Inc.|3767
PTMC|PACER TRENDPILOT US|IATS|INTERACTIVE BROKERS LLC|300
PTMC|PACER TRENDPILOT US|IBKR|Interactive Brokers Llc|7192
PTMC|PACER TRENDPILOT US|ICBX|INSTINET, LLC|9400
PTMC|PACER TRENDPILOT US|ITGI|ITG Inc.|100
PTMC|PACER TRENDPILOT US|JANY|Janney Montgomery Scott Inc.|565
PTMC|PACER TRENDPILOT US|JPMX|J.P. Morgan Securities LLC|7200
PTMC|PACER TRENDPILOT US|JSEB|JANE STREET EXECUTION SERVICES, LLC|144548
PTMC|PACER TRENDPILOT US|JSJX|JANE STREET CAPITAL LLC|189148
PTMC|PACER TRENDPILOT US|KCGM|VIRTU Americas LLC|4587
PTMC|PACER TRENDPILOT US|LEHM|Barclays Capital Inc./Le|13000
PTMC|PACER TRENDPILOT US|LIME|Lime Brokerage LLC|100
PTMC|PACER TRENDPILOT US|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1040
PTMC|PACER TRENDPILOT US|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4050
PTMC|PACER TRENDPILOT US|MSCO|MORGAN STANLEY & CO. LLC|123853
PTMC|PACER TRENDPILOT US|NFSC|National Financial Services LLC|23605
PTMC|PACER TRENDPILOT US|NITE|VIRTU Americas LLC|158121
PTMC|PACER TRENDPILOT US|NITP|VIRTU Americas LLC|692
PTMC|PACER TRENDPILOT US|NQRB|Brut, LLC|71
PTMC|PACER TRENDPILOT US|OPCO|Oppenheimer & Co. Inc.|3226
PTMC|PACER TRENDPILOT US|PDQM|CODA MARKETS, INC.|17614
PTMC|PACER TRENDPILOT US|PWJC|UBS Financial Services, Inc.|5310
PTMC|PACER TRENDPILOT US|RBCM|RBC CAPITAL MARKETS, LLC|17220
PTMC|PACER TRENDPILOT US|SEIC|SEI Investments Distribution Co.|100
PTMC|PACER TRENDPILOT US|SGMT|GOLDMAN SACHS & CO. LLC|1103
PTMC|PACER TRENDPILOT US|SHMR|ABN Amro Clearing LLC|354
PTMC|PACER TRENDPILOT US|STFL|Stifel, Nicolaus & Company, Incorporated|4118
PTMC|PACER TRENDPILOT US|SWIM|TD Ameritrade, Inc.|190
PTMC|PACER TRENDPILOT US|SWST|Hilltop Securities Inc.|1793
PTMC|PACER TRENDPILOT US|TRCM|TRC MARKETS LLC|100
PTMC|PACER TRENDPILOT US|UBSA|UBS SECURITIES LLC|19285
PTMC|PACER TRENDPILOT US|UBSS|UBS Securities LLC|66206
PTMC|PACER TRENDPILOT US|VGRD|Vanguard Marketing Corporation|80
PTMC|PACER TRENDPILOT US|WCHV|WELLS FARGO SECURITIES, LLC|119867
PTMC|PACER TRENDPILOT US|WEDB|WEDBUSH SECURITIES INC.|190
PTMC|PACER TRENDPILOT US|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1338
PTMC|PACER TRENDPILOT US|WSEA|WOLVERINE SECURITIES, LLC|2323
PTMC|PACER TRENDPILOT US|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PTMC|PACER TRENDPILOT US|YLPL|Linsco/Private Ledger Financial Services, Incorporated|89922
PTN|PALATIN TECH INC|AGIS|Aegis Capital Corp.|1000
PTN|PALATIN TECH INC|ALTX|Alternet Securities Inc.|10400
PTN|PALATIN TECH INC|APCC|Apex Clearing Corporation|66257
PTN|PALATIN TECH INC|BATM|CBOE TRADING, INC.|58551
PTN|PALATIN TECH INC|BIMI|Banca IMI Securities Corp.|54253
PTN|PALATIN TECH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|82210
PTN|PALATIN TECH INC|BTIG|BTIG, LLC|131544
PTN|PALATIN TECH INC|BYXM|CBOE TRADING, INC.|1694
PTN|PALATIN TECH INC|CANT|Cantor Fitzgerald & Co.|240
PTN|PALATIN TECH INC|CHAS|Charles Schwab & Co., Inc.|37639
PTN|PALATIN TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69499
PTN|PALATIN TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|119605
PTN|PALATIN TECH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29249
PTN|PALATIN TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|253865
PTN|PALATIN TECH INC|CTDE|CHOICETRADE|2450
PTN|PALATIN TECH INC|CTDL|Citadel Derivatives Group Llc|58487
PTN|PALATIN TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|29234
PTN|PALATIN TECH INC|DBAB|Deutsche Bank Securities Inc.|107009
PTN|PALATIN TECH INC|DBAX|Deutsche Bank Securities Inc.|217400
PTN|PALATIN TECH INC|DEAN|MORGAN STANLEY|21516
PTN|PALATIN TECH INC|DEGS|RONIN PROFESSIONAL LLC|18397
PTN|PALATIN TECH INC|EBXL|EBX LLC|137200
PTN|PALATIN TECH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|19707
PTN|PALATIN TECH INC|EDJO|Edward D. Jones & Co., L.P.|6740
PTN|PALATIN TECH INC|EGAM|CBOE TRADING, INC.|48505
PTN|PALATIN TECH INC|EGAW|CBOE TRADING, INC.|100
PTN|PALATIN TECH INC|EGXM|CBOE TRADING, INC.|65402
PTN|PALATIN TECH INC|EGXW|CBOE TRADING, INC.|900
PTN|PALATIN TECH INC|ELEV|ELEVATION, LLC|3000
PTN|PALATIN TECH INC|ETBE|Electronic Transaction Clearing, Inc.|38284
PTN|PALATIN TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4456
PTN|PALATIN TECH INC|ETRS|E*Trade Securities LLC|2129061
PTN|PALATIN TECH INC|FBSB|U.S. Bancorp Investments, Inc.|735
PTN|PALATIN TECH INC|FILL|Tradestation Securities, Inc.|45616
PTN|PALATIN TECH INC|FMAF|NBCN Inc./ CDS|6600
PTN|PALATIN TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|238523
PTN|PALATIN TECH INC|FTBR|Foliofn Investments, Inc.|46440
PTN|PALATIN TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|17643
PTN|PALATIN TECH INC|GLIS|TD Securities Inc|3925
PTN|PALATIN TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|67046
PTN|PALATIN TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|4914383
PTN|PALATIN TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|2800
PTN|PALATIN TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|51724
PTN|PALATIN TECH INC|HRBF|American Enterprise Investment Services Inc.|2495
PTN|PALATIN TECH INC|HSBC|HSBC Securities, Inc.|11739
PTN|PALATIN TECH INC|IATS|INTERACTIVE BROKERS LLC|17978
PTN|PALATIN TECH INC|IBKR|Interactive Brokers Llc|225979
PTN|PALATIN TECH INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|105
PTN|PALATIN TECH INC|ICBX|INSTINET, LLC|104363
PTN|PALATIN TECH INC|IEQY|CITADEL SECURITIES LLC|1700
PTN|PALATIN TECH INC|INCA|INSTINET, LLC|230243
PTN|PALATIN TECH INC|INJX|INSTINET, LLC|791
PTN|PALATIN TECH INC|ITGI|ITG Inc.|62900
PTN|PALATIN TECH INC|ITGP|ITG INC.|145200
PTN|PALATIN TECH INC|JANY|Janney Montgomery Scott Inc.|10000
PTN|PALATIN TECH INC|JEFF|JEFFERIES LLC|9497
PTN|PALATIN TECH INC|JMPT|JUMP TRADING, LLC|19964
PTN|PALATIN TECH INC|JONE|JonesTrading|117546
PTN|PALATIN TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|1522
PTN|PALATIN TECH INC|JPMX|J.P. Morgan Securities LLC|452599
PTN|PALATIN TECH INC|JSJX|JANE STREET CAPITAL LLC|6813
PTN|PALATIN TECH INC|KCGM|VIRTU Americas LLC|105160
PTN|PALATIN TECH INC|LEHM|Barclays Capital Inc./Le|805707
PTN|PALATIN TECH INC|LIME|Lime Brokerage LLC|1757
PTN|PALATIN TECH INC|LOOP|Loop Capital Markets LLC|64844
PTN|PALATIN TECH INC|LQNA|LIQUIDNET, INC.|49700
PTN|PALATIN TECH INC|MACQ|Macquarie Capital (USA) Inc.|18173
PTN|PALATIN TECH INC|MAGM|TOR BROKERAGE LLC|2000
PTN|PALATIN TECH INC|MAXM|Maxim Group LLC|54939
PTN|PALATIN TECH INC|MBTS|ALLY INVEST SECURITIES LLC|76139
PTN|PALATIN TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|163316
PTN|PALATIN TECH INC|MOTF|MOTIF INVESTING, INC.|3
PTN|PALATIN TECH INC|MSCO|MORGAN STANLEY & CO. LLC|1356053
PTN|PALATIN TECH INC|MSPL|MORGAN STANLEY & CO. LLC|168100
PTN|PALATIN TECH INC|MSTX|MORGAN STANLEY & CO. LLC|725600
PTN|PALATIN TECH INC|NFSC|National Financial Services LLC|3285462
PTN|PALATIN TECH INC|NITE|VIRTU Americas LLC|4747837
PTN|PALATIN TECH INC|NITP|VIRTU Americas LLC|119462
PTN|PALATIN TECH INC|NQRB|Brut, LLC|20519
PTN|PALATIN TECH INC|NTBF|BMO Nesbitt Burns Inc./CDS|36317
PTN|PALATIN TECH INC|OPCO|Oppenheimer & Co. Inc.|1500
PTN|PALATIN TECH INC|PDQM|CODA MARKETS, INC.|173534
PTN|PALATIN TECH INC|PICT|Pictet Overseas Inc.|12000
PTN|PALATIN TECH INC|PWJC|UBS Financial Services, Inc.|10000
PTN|PALATIN TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|112120
PTN|PALATIN TECH INC|RGLD|Regal Securities, Inc|9200
PTN|PALATIN TECH INC|SAGL|SAGETRADER, LLC|800
PTN|PALATIN TECH INC|SALI|INTL FCSTONE FINANCIAL INC.|43114
PTN|PALATIN TECH INC|SBRX|MURIEL SIEBERT & CO INC|500
PTN|PALATIN TECH INC|SBSH|Citigroup Global Markets Inc.|76807
PTN|PALATIN TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|173163
PTN|PALATIN TECH INC|SPDR|SPEEDROUTE LLC|66131
PTN|PALATIN TECH INC|SPNT|SEVEN POINTS CAPITAL, LLC|3800
PTN|PALATIN TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|3500
PTN|PALATIN TECH INC|STXG|Stockcross Financial Services, Inc.|34250
PTN|PALATIN TECH INC|SWIM|TD Ameritrade, Inc.|686281
PTN|PALATIN TECH INC|SWST|Hilltop Securities Inc.|5000
PTN|PALATIN TECH INC|TKNG|ALLY INVEST SECURITIES LLC|79921
PTN|PALATIN TECH INC|TTUC|CUTTONE & CO., INC.|22511
PTN|PALATIN TECH INC|TWTT|TASTYWORKS, INC.|22144
PTN|PALATIN TECH INC|UBSA|UBS SECURITIES LLC|735726
PTN|PALATIN TECH INC|UBSS|UBS Securities LLC|1081075
PTN|PALATIN TECH INC|VALX|VIRTU AMERICAS LLC|51648
PTN|PALATIN TECH INC|VGRD|Vanguard Marketing Corporation|214321
PTN|PALATIN TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|209974
PTN|PALATIN TECH INC|WDNX|WEEDEN & CO.L.P.|22370
PTN|PALATIN TECH INC|WEED|Weeden & Co.L.P.|3900
PTN|PALATIN TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33738
PTN|PALATIN TECH INC|WGIF|CIBC World Markets Inc.|12160
PTN|PALATIN TECH INC|WSEA|WOLVERINE SECURITIES, LLC|65468
PTN|PALATIN TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|90984
PTN|PALATIN TECH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|12
PTN|PALATIN TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3075
PTNQ|PACER TRENDPILOT 100|APCC|Apex Clearing Corporation|22
PTNQ|PACER TRENDPILOT 100|BBNT|BB&T SECURITIES, LLC|921
PTNQ|PACER TRENDPILOT 100|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
PTNQ|PACER TRENDPILOT 100|BYXM|CBOE TRADING, INC.|836
PTNQ|PACER TRENDPILOT 100|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11211
PTNQ|PACER TRENDPILOT 100|CSIN|Citadel Securities Institutional LLC|10303
PTNQ|PACER TRENDPILOT 100|CTDL|Citadel Derivatives Group Llc|10973
PTNQ|PACER TRENDPILOT 100|DBAX|Deutsche Bank Securities Inc.|2800
PTNQ|PACER TRENDPILOT 100|DEAN|MORGAN STANLEY|300
PTNQ|PACER TRENDPILOT 100|EBXL|EBX LLC|1000
PTNQ|PACER TRENDPILOT 100|EDJO|Edward D. Jones & Co., L.P.|200
PTNQ|PACER TRENDPILOT 100|ETRS|E*Trade Securities LLC|967
PTNQ|PACER TRENDPILOT 100|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|279
PTNQ|PACER TRENDPILOT 100|FTBR|Foliofn Investments, Inc.|2
PTNQ|PACER TRENDPILOT 100|GEBB|GLOBAL EXECUTION BROKERS, LP|300
PTNQ|PACER TRENDPILOT 100|GLPX|ACS EXECUTION SERVICES, LLC|300
PTNQ|PACER TRENDPILOT 100|GTSZ|GTS SECURITIES LLC|2058
PTNQ|PACER TRENDPILOT 100|HRBF|American Enterprise Investment Services Inc.|2185
PTNQ|PACER TRENDPILOT 100|IBKR|Interactive Brokers Llc|469
PTNQ|PACER TRENDPILOT 100|ICBX|INSTINET, LLC|2600
PTNQ|PACER TRENDPILOT 100|JANY|Janney Montgomery Scott Inc.|753
PTNQ|PACER TRENDPILOT 100|JPMX|J.P. Morgan Securities LLC|2400
PTNQ|PACER TRENDPILOT 100|JSEB|JANE STREET EXECUTION SERVICES, LLC|28631
PTNQ|PACER TRENDPILOT 100|JSJX|JANE STREET CAPITAL LLC|115414
PTNQ|PACER TRENDPILOT 100|KCGM|VIRTU Americas LLC|6246
PTNQ|PACER TRENDPILOT 100|LEHM|Barclays Capital Inc./Le|5800
PTNQ|PACER TRENDPILOT 100|MACC|Mid Atlantic Capital Corporation|7268
PTNQ|PACER TRENDPILOT 100|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8596
PTNQ|PACER TRENDPILOT 100|MSCO|MORGAN STANLEY & CO. LLC|126395
PTNQ|PACER TRENDPILOT 100|MSPL|MORGAN STANLEY & CO. LLC|300
PTNQ|PACER TRENDPILOT 100|NFSC|National Financial Services LLC|50187
PTNQ|PACER TRENDPILOT 100|NITE|VIRTU Americas LLC|179654
PTNQ|PACER TRENDPILOT 100|NITP|VIRTU Americas LLC|3937
PTNQ|PACER TRENDPILOT 100|OPCO|Oppenheimer & Co. Inc.|1406
PTNQ|PACER TRENDPILOT 100|PDQM|CODA MARKETS, INC.|5200
PTNQ|PACER TRENDPILOT 100|PWJC|UBS Financial Services, Inc.|40
PTNQ|PACER TRENDPILOT 100|RBCM|RBC CAPITAL MARKETS, LLC|8118
PTNQ|PACER TRENDPILOT 100|SGMT|GOLDMAN SACHS & CO. LLC|1450
PTNQ|PACER TRENDPILOT 100|SPHN|Stephens Inc.|150
PTNQ|PACER TRENDPILOT 100|STFL|Stifel, Nicolaus & Company, Incorporated|3403
PTNQ|PACER TRENDPILOT 100|SWIM|TD Ameritrade, Inc.|50
PTNQ|PACER TRENDPILOT 100|SWST|Hilltop Securities Inc.|1395
PTNQ|PACER TRENDPILOT 100|UBSA|UBS SECURITIES LLC|15857
PTNQ|PACER TRENDPILOT 100|UBSS|UBS Securities LLC|58258
PTNQ|PACER TRENDPILOT 100|VGRD|Vanguard Marketing Corporation|120
PTNQ|PACER TRENDPILOT 100|WCHV|WELLS FARGO SECURITIES, LLC|68778
PTNQ|PACER TRENDPILOT 100|WSEA|WOLVERINE SECURITIES, LLC|13
PTNQ|PACER TRENDPILOT 100|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35194
PTNR|PARTNER COMM CO LTD|APCC|Apex Clearing Corporation|1380
PTNR|PARTNER COMM CO LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|301
PTNR|PARTNER COMM CO LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|916
PTNR|PARTNER COMM CO LTD|DBAB|Deutsche Bank Securities Inc.|400
PTNR|PARTNER COMM CO LTD|DEGS|RONIN PROFESSIONAL LLC|8316
PTNR|PARTNER COMM CO LTD|EDJO|Edward D. Jones & Co., L.P.|216
PTNR|PARTNER COMM CO LTD|EGXW|CBOE TRADING, INC.|2002
PTNR|PARTNER COMM CO LTD|ETRS|E*Trade Securities LLC|5989
PTNR|PARTNER COMM CO LTD|FBCO|Credit Suisse Securities (USA) LLC|2071
PTNR|PARTNER COMM CO LTD|FILL|Tradestation Securities, Inc.|290
PTNR|PARTNER COMM CO LTD|FOMA|TD AMERITRADE CLEARING, INC.|12240
PTNR|PARTNER COMM CO LTD|FTBR|Foliofn Investments, Inc.|2
PTNR|PARTNER COMM CO LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|180
PTNR|PARTNER COMM CO LTD|HSBC|HSBC Securities, Inc.|100
PTNR|PARTNER COMM CO LTD|IBKR|Interactive Brokers Llc|12225
PTNR|PARTNER COMM CO LTD|INCA|INSTINET, LLC|1421
PTNR|PARTNER COMM CO LTD|ITGI|ITG Inc.|135
PTNR|PARTNER COMM CO LTD|ITGP|ITG INC.|200
PTNR|PARTNER COMM CO LTD|JEFF|JEFFERIES LLC|99
PTNR|PARTNER COMM CO LTD|JPMX|J.P. Morgan Securities LLC|18
PTNR|PARTNER COMM CO LTD|KCGM|VIRTU Americas LLC|1
PTNR|PARTNER COMM CO LTD|LEHM|Barclays Capital Inc./Le|200
PTNR|PARTNER COMM CO LTD|LIME|Lime Brokerage LLC|7114
PTNR|PARTNER COMM CO LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PTNR|PARTNER COMM CO LTD|MSCO|MORGAN STANLEY & CO. LLC|2770
PTNR|PARTNER COMM CO LTD|MSPL|MORGAN STANLEY & CO. LLC|100
PTNR|PARTNER COMM CO LTD|NFSC|National Financial Services LLC|20005
PTNR|PARTNER COMM CO LTD|NITE|VIRTU Americas LLC|21886
PTNR|PARTNER COMM CO LTD|RAJA|Raymond James & Associates, Inc.|273
PTNR|PARTNER COMM CO LTD|RBCM|RBC CAPITAL MARKETS, LLC|1
PTNR|PARTNER COMM CO LTD|SBSH|Citigroup Global Markets Inc.|245
PTNR|PARTNER COMM CO LTD|SGMT|GOLDMAN SACHS & CO. LLC|100
PTNR|PARTNER COMM CO LTD|SWIM|TD Ameritrade, Inc.|1500
PTNR|PARTNER COMM CO LTD|TKNG|ALLY INVEST SECURITIES LLC|665
PTNR|PARTNER COMM CO LTD|TRCM|TRC MARKETS LLC|197
PTNR|PARTNER COMM CO LTD|UBSA|UBS SECURITIES LLC|1900
PTNR|PARTNER COMM CO LTD|UBSS|UBS Securities LLC|6232
PTNR|PARTNER COMM CO LTD|VGRD|Vanguard Marketing Corporation|1300
PTNR|PARTNER COMM CO LTD|WCHV|WELLS FARGO SECURITIES, LLC|3652
PTNR|PARTNER COMM CO LTD|WGIF|CIBC World Markets Inc.|950
PTNR|PARTNER COMM CO LTD|WSEA|WOLVERINE SECURITIES, LLC|26
PTR|PETROCHINA CO ADS|AGIS|Aegis Capital Corp.|250
PTR|PETROCHINA CO ADS|ALTX|Alternet Securities Inc.|1602
PTR|PETROCHINA CO ADS|ANOS|ABEL/NOSER, L.L.C.|100
PTR|PETROCHINA CO ADS|APCC|Apex Clearing Corporation|477
PTR|PETROCHINA CO ADS|BANK|Primevest Financial Services, Inc.|80
PTR|PETROCHINA CO ADS|BARD|Robert W. Baird & Co. Incorporated|3
PTR|PETROCHINA CO ADS|BATM|CBOE TRADING, INC.|1392
PTR|PETROCHINA CO ADS|BAYT|BTIG, LLC|19106
PTR|PETROCHINA CO ADS|BBNT|BB&T SECURITIES, LLC|5
PTR|PETROCHINA CO ADS|BERN|Sanford C. Bernstein & Co., LLC|1284
PTR|PETROCHINA CO ADS|BIAD|SAGETRADER, LLC|300
PTR|PETROCHINA CO ADS|BIMI|Banca IMI Securities Corp.|165
PTR|PETROCHINA CO ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|351
PTR|PETROCHINA CO ADS|BNPX|BNP PARIBAS SECURITIES CORP.|20
PTR|PETROCHINA CO ADS|BTIG|BTIG, LLC|2860
PTR|PETROCHINA CO ADS|BZYD|GOLDMAN SACHS & CO. LLC|1040
PTR|PETROCHINA CO ADS|CHAS|Charles Schwab & Co., Inc.|62
PTR|PETROCHINA CO ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2584
PTR|PETROCHINA CO ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70156
PTR|PETROCHINA CO ADS|CTDL|Citadel Derivatives Group Llc|520
PTR|PETROCHINA CO ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1630
PTR|PETROCHINA CO ADS|DADA|D.A. Davidson & Co.|200
PTR|PETROCHINA CO ADS|DBAB|Deutsche Bank Securities Inc.|14786
PTR|PETROCHINA CO ADS|DBAX|Deutsche Bank Securities Inc.|72400
PTR|PETROCHINA CO ADS|DCHF|Dart Executions, LLC|176
PTR|PETROCHINA CO ADS|DEAN|MORGAN STANLEY|511
PTR|PETROCHINA CO ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|60
PTR|PETROCHINA CO ADS|EBXL|EBX LLC|22800
PTR|PETROCHINA CO ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1981
PTR|PETROCHINA CO ADS|EDJO|Edward D. Jones & Co., L.P.|264
PTR|PETROCHINA CO ADS|EGAM|CBOE TRADING, INC.|451
PTR|PETROCHINA CO ADS|EGAW|CBOE TRADING, INC.|62
PTR|PETROCHINA CO ADS|EGMT|EG MARKET TECHNOLOGIES LLC|104
PTR|PETROCHINA CO ADS|EGXM|CBOE TRADING, INC.|800
PTR|PETROCHINA CO ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
PTR|PETROCHINA CO ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3821
PTR|PETROCHINA CO ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|50
PTR|PETROCHINA CO ADS|ETRS|E*Trade Securities LLC|32466
PTR|PETROCHINA CO ADS|FBSB|U.S. Bancorp Investments, Inc.|25
PTR|PETROCHINA CO ADS|FFSI|Firstrade Securities Inc.|100
PTR|PETROCHINA CO ADS|FILL|Tradestation Securities, Inc.|355
PTR|PETROCHINA CO ADS|FMAF|NBCN Inc./ CDS|750
PTR|PETROCHINA CO ADS|FQLS|Quantlab Securities LP|18776
PTR|PETROCHINA CO ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30112
PTR|PETROCHINA CO ADS|FTBR|Foliofn Investments, Inc.|1395
PTR|PETROCHINA CO ADS|GLIS|TD Securities Inc|804
PTR|PETROCHINA CO ADS|GLPX|ACS EXECUTION SERVICES, LLC|4277
PTR|PETROCHINA CO ADS|GSCO|GOLDMAN SACHS & CO. LLC|77371
PTR|PETROCHINA CO ADS|GSCS|GOLDMAN SACHS & CO. LLC|5688
PTR|PETROCHINA CO ADS|GSLT|GOLDMAN SACHS & CO. LLC|795
PTR|PETROCHINA CO ADS|GTSZ|GTS SECURITIES LLC|13951
PTR|PETROCHINA CO ADS|HRBF|American Enterprise Investment Services Inc.|2030
PTR|PETROCHINA CO ADS|HSBC|HSBC Securities, Inc.|4120
PTR|PETROCHINA CO ADS|IATS|INTERACTIVE BROKERS LLC|9448
PTR|PETROCHINA CO ADS|IBKR|Interactive Brokers Llc|3953
PTR|PETROCHINA CO ADS|ICBX|INSTINET, LLC|4000
PTR|PETROCHINA CO ADS|INCA|INSTINET, LLC|21698
PTR|PETROCHINA CO ADS|ITGI|ITG Inc.|3518
PTR|PETROCHINA CO ADS|ITGP|ITG INC.|14600
PTR|PETROCHINA CO ADS|JEFF|JEFFERIES LLC|6832
PTR|PETROCHINA CO ADS|JMPT|JUMP TRADING, LLC|3786
PTR|PETROCHINA CO ADS|JPBX|J.P. MORGAN SECURITIES LLC|4663
PTR|PETROCHINA CO ADS|JPMX|J.P. Morgan Securities LLC|39993
PTR|PETROCHINA CO ADS|JSJX|JANE STREET CAPITAL LLC|3207
PTR|PETROCHINA CO ADS|KCGM|VIRTU Americas LLC|8669
PTR|PETROCHINA CO ADS|LEHM|Barclays Capital Inc./Le|50723
PTR|PETROCHINA CO ADS|LIME|Lime Brokerage LLC|4666
PTR|PETROCHINA CO ADS|LSCI|Lek Securities Corporation|107
PTR|PETROCHINA CO ADS|MACQ|Macquarie Capital (USA) Inc.|300
PTR|PETROCHINA CO ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15073
PTR|PETROCHINA CO ADS|MOTF|MOTIF INVESTING, INC.|9
PTR|PETROCHINA CO ADS|MSCO|MORGAN STANLEY & CO. LLC|82569
PTR|PETROCHINA CO ADS|MSPL|MORGAN STANLEY & CO. LLC|78400
PTR|PETROCHINA CO ADS|MSTX|MORGAN STANLEY & CO. LLC|700
PTR|PETROCHINA CO ADS|NFSC|National Financial Services LLC|28414
PTR|PETROCHINA CO ADS|NITE|VIRTU Americas LLC|105378
PTR|PETROCHINA CO ADS|NQRB|Brut, LLC|100
PTR|PETROCHINA CO ADS|NTBF|BMO Nesbitt Burns Inc./CDS|138
PTR|PETROCHINA CO ADS|OLDM|OLD MISSION CAPITAL, LLC|5679
PTR|PETROCHINA CO ADS|OPCO|Oppenheimer & Co. Inc.|179
PTR|PETROCHINA CO ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|57
PTR|PETROCHINA CO ADS|PDQM|CODA MARKETS, INC.|5461
PTR|PETROCHINA CO ADS|PHLY|NASDAQ Execution Services, LLC|3800
PTR|PETROCHINA CO ADS|PWJC|UBS Financial Services, Inc.|850
PTR|PETROCHINA CO ADS|QMSR|QUATTRO M SECURITIES INC.|5451
PTR|PETROCHINA CO ADS|RBCM|RBC CAPITAL MARKETS, LLC|200
PTR|PETROCHINA CO ADS|SAGL|SAGETRADER, LLC|100
PTR|PETROCHINA CO ADS|SALI|INTL FCSTONE FINANCIAL INC.|60
PTR|PETROCHINA CO ADS|SBSH|Citigroup Global Markets Inc.|12739
PTR|PETROCHINA CO ADS|SGMT|GOLDMAN SACHS & CO. LLC|22684
PTR|PETROCHINA CO ADS|SOGO|Wang Investment Associates, Inc.|700
PTR|PETROCHINA CO ADS|SPDR|SPEEDROUTE LLC|600
PTR|PETROCHINA CO ADS|SPTD|MINT GLOBAL MARKETS, INC.|2700
PTR|PETROCHINA CO ADS|STFL|Stifel, Nicolaus & Company, Incorporated|17
PTR|PETROCHINA CO ADS|STKP|STOCKPILE INVESTMENTS, INC.|8
PTR|PETROCHINA CO ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|225
PTR|PETROCHINA CO ADS|SWIM|TD Ameritrade, Inc.|2505
PTR|PETROCHINA CO ADS|TKNG|ALLY INVEST SECURITIES LLC|157
PTR|PETROCHINA CO ADS|TRBT|Tradebot Systems, Inc.|4333
PTR|PETROCHINA CO ADS|TRCM|TRC MARKETS LLC|14057
PTR|PETROCHINA CO ADS|UBSA|UBS SECURITIES LLC|128001
PTR|PETROCHINA CO ADS|UBSS|UBS Securities LLC|114309
PTR|PETROCHINA CO ADS|VALX|VIRTU AMERICAS LLC|24781
PTR|PETROCHINA CO ADS|VGRD|Vanguard Marketing Corporation|3330
PTR|PETROCHINA CO ADS|WCHV|WELLS FARGO SECURITIES, LLC|39506
PTR|PETROCHINA CO ADS|WEED|Weeden & Co.L.P.|9
PTR|PETROCHINA CO ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3231
PTR|PETROCHINA CO ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8524
PTR|PETROCHINA CO ADS|WGIF|CIBC World Markets Inc.|320
PTR|PETROCHINA CO ADS|WSEA|WOLVERINE SECURITIES, LLC|811
PTR|PETROCHINA CO ADS|XIST|INSTINET, LLC|5200
PTR|PETROCHINA CO ADS|XPUS|XP SECURITIES, LLC|790
PTR|PETROCHINA CO ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
PTR|PETROCHINA CO ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|400
PTR|PETROCHINA CO ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|258
PTSI|P A M TRANSPORT SV##|ALTX|Alternet Securities Inc.|100
PTSI|P A M TRANSPORT SV##|APCC|Apex Clearing Corporation|20
PTSI|P A M TRANSPORT SV##|BATM|CBOE TRADING, INC.|656
PTSI|P A M TRANSPORT SV##|BAYC|BAY CREST PARTNERS, LLC|310
PTSI|P A M TRANSPORT SV##|BMOC|BMO Capital Markets Corp.|167
PTSI|P A M TRANSPORT SV##|BNPX|BNP PARIBAS SECURITIES CORP.|229
PTSI|P A M TRANSPORT SV##|BTIG|BTIG, LLC|274
PTSI|P A M TRANSPORT SV##|BYXM|CBOE TRADING, INC.|1602
PTSI|P A M TRANSPORT SV##|BZYD|GOLDMAN SACHS & CO. LLC|1566
PTSI|P A M TRANSPORT SV##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19553
PTSI|P A M TRANSPORT SV##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6017
PTSI|P A M TRANSPORT SV##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4456
PTSI|P A M TRANSPORT SV##|CTDL|Citadel Derivatives Group Llc|775
PTSI|P A M TRANSPORT SV##|CXCX|CITIGROUP GLOBAL MARKETS INC.|92
PTSI|P A M TRANSPORT SV##|DBAB|Deutsche Bank Securities Inc.|26103
PTSI|P A M TRANSPORT SV##|DBAX|Deutsche Bank Securities Inc.|3200
PTSI|P A M TRANSPORT SV##|DBUL|Deutsche Bank Securities Inc.|200
PTSI|P A M TRANSPORT SV##|EBXL|EBX LLC|700
PTSI|P A M TRANSPORT SV##|ECUT|CONVERGEX EXECUTION SOLUTIONS|58
PTSI|P A M TRANSPORT SV##|EDJO|Edward D. Jones & Co., L.P.|752
PTSI|P A M TRANSPORT SV##|EGAM|CBOE TRADING, INC.|400
PTSI|P A M TRANSPORT SV##|ETRS|E*Trade Securities LLC|3686
PTSI|P A M TRANSPORT SV##|FBCO|Credit Suisse Securities (USA) LLC|14038
PTSI|P A M TRANSPORT SV##|FILL|Tradestation Securities, Inc.|3
PTSI|P A M TRANSPORT SV##|FOMA|TD AMERITRADE CLEARING, INC.|15114
PTSI|P A M TRANSPORT SV##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8099
PTSI|P A M TRANSPORT SV##|FTBR|Foliofn Investments, Inc.|441
PTSI|P A M TRANSPORT SV##|GEBB|GLOBAL EXECUTION BROKERS, LP|353
PTSI|P A M TRANSPORT SV##|GLPX|ACS EXECUTION SERVICES, LLC|6783
PTSI|P A M TRANSPORT SV##|GSCO|GOLDMAN SACHS & CO. LLC|95084
PTSI|P A M TRANSPORT SV##|GTSZ|GTS SECURITIES LLC|10460
PTSI|P A M TRANSPORT SV##|HRBF|American Enterprise Investment Services Inc.|100
PTSI|P A M TRANSPORT SV##|IATS|INTERACTIVE BROKERS LLC|2092
PTSI|P A M TRANSPORT SV##|IBKR|Interactive Brokers Llc|8551
PTSI|P A M TRANSPORT SV##|ICBX|INSTINET, LLC|300
PTSI|P A M TRANSPORT SV##|IEQY|CITADEL SECURITIES LLC|200
PTSI|P A M TRANSPORT SV##|INCA|INSTINET, LLC|14673
PTSI|P A M TRANSPORT SV##|INJX|INSTINET, LLC|605
PTSI|P A M TRANSPORT SV##|ITGI|ITG Inc.|3062
PTSI|P A M TRANSPORT SV##|ITGP|ITG INC.|1000
PTSI|P A M TRANSPORT SV##|JEFF|JEFFERIES LLC|762
PTSI|P A M TRANSPORT SV##|JPMX|J.P. Morgan Securities LLC|2555
PTSI|P A M TRANSPORT SV##|JSJX|JANE STREET CAPITAL LLC|321
PTSI|P A M TRANSPORT SV##|KCGM|VIRTU Americas LLC|420
PTSI|P A M TRANSPORT SV##|LEHM|Barclays Capital Inc./Le|37688
PTSI|P A M TRANSPORT SV##|LIME|Lime Brokerage LLC|9819
PTSI|P A M TRANSPORT SV##|LMGP|LIME BROKERAGE LLC|14968
PTSI|P A M TRANSPORT SV##|MAXM|Maxim Group LLC|91
PTSI|P A M TRANSPORT SV##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
PTSI|P A M TRANSPORT SV##|MOTF|MOTIF INVESTING, INC.|1
PTSI|P A M TRANSPORT SV##|MSCO|MORGAN STANLEY & CO. LLC|126109
PTSI|P A M TRANSPORT SV##|MSPL|MORGAN STANLEY & CO. LLC|6100
PTSI|P A M TRANSPORT SV##|MSTX|MORGAN STANLEY & CO. LLC|200
PTSI|P A M TRANSPORT SV##|NFSC|National Financial Services LLC|3942
PTSI|P A M TRANSPORT SV##|NITE|VIRTU Americas LLC|23415
PTSI|P A M TRANSPORT SV##|OPCO|Oppenheimer & Co. Inc.|5443
PTSI|P A M TRANSPORT SV##|PDQM|CODA MARKETS, INC.|11944
PTSI|P A M TRANSPORT SV##|SBSH|Citigroup Global Markets Inc.|10454
PTSI|P A M TRANSPORT SV##|SGMT|GOLDMAN SACHS & CO. LLC|1700
PTSI|P A M TRANSPORT SV##|SPDR|SPEEDROUTE LLC|398
PTSI|P A M TRANSPORT SV##|SPTD|MINT GLOBAL MARKETS, INC.|200
PTSI|P A M TRANSPORT SV##|STFL|Stifel, Nicolaus & Company, Incorporated|500
PTSI|P A M TRANSPORT SV##|SWIM|TD Ameritrade, Inc.|8159
PTSI|P A M TRANSPORT SV##|TKNG|ALLY INVEST SECURITIES LLC|46
PTSI|P A M TRANSPORT SV##|TRBT|Tradebot Systems, Inc.|399
PTSI|P A M TRANSPORT SV##|TRCM|TRC MARKETS LLC|9279
PTSI|P A M TRANSPORT SV##|UBSA|UBS SECURITIES LLC|15398
PTSI|P A M TRANSPORT SV##|UBSS|UBS Securities LLC|76088
PTSI|P A M TRANSPORT SV##|VALX|VIRTU AMERICAS LLC|4658
PTSI|P A M TRANSPORT SV##|VGRD|Vanguard Marketing Corporation|25
PTSI|P A M TRANSPORT SV##|WCHV|WELLS FARGO SECURITIES, LLC|1287
PTSI|P A M TRANSPORT SV##|WEDB|WEDBUSH SECURITIES INC.|900
PTSI|P A M TRANSPORT SV##|WEED|Weeden & Co.L.P.|1238
PTSI|P A M TRANSPORT SV##|WSEA|WOLVERINE SECURITIES, LLC|17
PTSI|P A M TRANSPORT SV##|YKNA|COMHAR CAPITAL MARKETS, LLC|431
PTX|PERNIX THERAPTCS CMN|APCC|Apex Clearing Corporation|1307
PTX|PERNIX THERAPTCS CMN|BATM|CBOE TRADING, INC.|258
PTX|PERNIX THERAPTCS CMN|BERN|Sanford C. Bernstein & Co., LLC|38
PTX|PERNIX THERAPTCS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
PTX|PERNIX THERAPTCS CMN|CANT|Cantor Fitzgerald & Co.|191
PTX|PERNIX THERAPTCS CMN|CHAS|Charles Schwab & Co., Inc.|29
PTX|PERNIX THERAPTCS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
PTX|PERNIX THERAPTCS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15873
PTX|PERNIX THERAPTCS CMN|CTDL|Citadel Derivatives Group Llc|1074
PTX|PERNIX THERAPTCS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|560
PTX|PERNIX THERAPTCS CMN|DBAB|Deutsche Bank Securities Inc.|7309
PTX|PERNIX THERAPTCS CMN|DBAX|Deutsche Bank Securities Inc.|3200
PTX|PERNIX THERAPTCS CMN|DEAN|MORGAN STANLEY|25
PTX|PERNIX THERAPTCS CMN|DEGS|RONIN PROFESSIONAL LLC|4632
PTX|PERNIX THERAPTCS CMN|EDJO|Edward D. Jones & Co., L.P.|381
PTX|PERNIX THERAPTCS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
PTX|PERNIX THERAPTCS CMN|EGXM|CBOE TRADING, INC.|519
PTX|PERNIX THERAPTCS CMN|EGXW|CBOE TRADING, INC.|10
PTX|PERNIX THERAPTCS CMN|ETRS|E*Trade Securities LLC|57715
PTX|PERNIX THERAPTCS CMN|FBCO|Credit Suisse Securities (USA) LLC|24401
PTX|PERNIX THERAPTCS CMN|FILL|Tradestation Securities, Inc.|160
PTX|PERNIX THERAPTCS CMN|FMAF|NBCN Inc./ CDS|3080
PTX|PERNIX THERAPTCS CMN|FOMA|TD AMERITRADE CLEARING, INC.|135064
PTX|PERNIX THERAPTCS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|289
PTX|PERNIX THERAPTCS CMN|FTBR|Foliofn Investments, Inc.|73
PTX|PERNIX THERAPTCS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1515
PTX|PERNIX THERAPTCS CMN|GLPX|ACS EXECUTION SERVICES, LLC|30
PTX|PERNIX THERAPTCS CMN|GSCO|GOLDMAN SACHS & CO. LLC|2466
PTX|PERNIX THERAPTCS CMN|GTSZ|GTS SECURITIES LLC|200
PTX|PERNIX THERAPTCS CMN|HRBF|American Enterprise Investment Services Inc.|8800
PTX|PERNIX THERAPTCS CMN|IATS|INTERACTIVE BROKERS LLC|2550
PTX|PERNIX THERAPTCS CMN|IBKR|Interactive Brokers Llc|13425
PTX|PERNIX THERAPTCS CMN|ICBX|INSTINET, LLC|500
PTX|PERNIX THERAPTCS CMN|INCA|INSTINET, LLC|2338
PTX|PERNIX THERAPTCS CMN|ITGI|ITG Inc.|571
PTX|PERNIX THERAPTCS CMN|ITGP|ITG INC.|400
PTX|PERNIX THERAPTCS CMN|JPMX|J.P. Morgan Securities LLC|3200
PTX|PERNIX THERAPTCS CMN|JSJX|JANE STREET CAPITAL LLC|400
PTX|PERNIX THERAPTCS CMN|KCGM|VIRTU Americas LLC|105
PTX|PERNIX THERAPTCS CMN|LEHM|Barclays Capital Inc./Le|5029
PTX|PERNIX THERAPTCS CMN|LIME|Lime Brokerage LLC|15538
PTX|PERNIX THERAPTCS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
PTX|PERNIX THERAPTCS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
PTX|PERNIX THERAPTCS CMN|MSCO|MORGAN STANLEY & CO. LLC|41062
PTX|PERNIX THERAPTCS CMN|MSPL|MORGAN STANLEY & CO. LLC|5000
PTX|PERNIX THERAPTCS CMN|NFSC|National Financial Services LLC|56765
PTX|PERNIX THERAPTCS CMN|NITE|VIRTU Americas LLC|172418
PTX|PERNIX THERAPTCS CMN|OPCO|Oppenheimer & Co. Inc.|3300
PTX|PERNIX THERAPTCS CMN|PDQM|CODA MARKETS, INC.|630
PTX|PERNIX THERAPTCS CMN|RAJA|Raymond James & Associates, Inc.|5781
PTX|PERNIX THERAPTCS CMN|RBCM|RBC CAPITAL MARKETS, LLC|452
PTX|PERNIX THERAPTCS CMN|SBSH|Citigroup Global Markets Inc.|1100
PTX|PERNIX THERAPTCS CMN|SGMT|GOLDMAN SACHS & CO. LLC|3500
PTX|PERNIX THERAPTCS CMN|SWIM|TD Ameritrade, Inc.|11582
PTX|PERNIX THERAPTCS CMN|TKNG|ALLY INVEST SECURITIES LLC|600
PTX|PERNIX THERAPTCS CMN|TRCM|TRC MARKETS LLC|800
PTX|PERNIX THERAPTCS CMN|UBSA|UBS SECURITIES LLC|15965
PTX|PERNIX THERAPTCS CMN|UBSS|UBS Securities LLC|25024
PTX|PERNIX THERAPTCS CMN|VGRD|Vanguard Marketing Corporation|11331
PTX|PERNIX THERAPTCS CMN|WCHV|WELLS FARGO SECURITIES, LLC|8033
PTX|PERNIX THERAPTCS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
PTX|PERNIX THERAPTCS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8312
PTX|PERNIX THERAPTCS CMN|WSEA|WOLVERINE SECURITIES, LLC|1942
PTX|PERNIX THERAPTCS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
PTX|PERNIX THERAPTCS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
PTY|PIMCO CP & INC. OPTY|AGIS|Aegis Capital Corp.|1640
PTY|PIMCO CP & INC. OPTY|ALTX|Alternet Securities Inc.|16272
PTY|PIMCO CP & INC. OPTY|APCC|Apex Clearing Corporation|4614
PTY|PIMCO CP & INC. OPTY|AURC|Aurora Capital LLC|2250
PTY|PIMCO CP & INC. OPTY|BANK|Primevest Financial Services, Inc.|15240
PTY|PIMCO CP & INC. OPTY|BARD|Robert W. Baird & Co. Incorporated|17511
PTY|PIMCO CP & INC. OPTY|BATM|CBOE TRADING, INC.|2388
PTY|PIMCO CP & INC. OPTY|BBNT|BB&T SECURITIES, LLC|13
PTY|PIMCO CP & INC. OPTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5000
PTY|PIMCO CP & INC. OPTY|BNCH|The Benchmark Company, LLC|38200
PTY|PIMCO CP & INC. OPTY|BYXM|CBOE TRADING, INC.|700
PTY|PIMCO CP & INC. OPTY|CHAS|Charles Schwab & Co., Inc.|3541
PTY|PIMCO CP & INC. OPTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8000
PTY|PIMCO CP & INC. OPTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5641
PTY|PIMCO CP & INC. OPTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7700
PTY|PIMCO CP & INC. OPTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53319
PTY|PIMCO CP & INC. OPTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|9216
PTY|PIMCO CP & INC. OPTY|DBAB|Deutsche Bank Securities Inc.|1120
PTY|PIMCO CP & INC. OPTY|DBAX|Deutsche Bank Securities Inc.|19500
PTY|PIMCO CP & INC. OPTY|DEAN|MORGAN STANLEY|21410
PTY|PIMCO CP & INC. OPTY|DEGS|RONIN PROFESSIONAL LLC|1600
PTY|PIMCO CP & INC. OPTY|EBXL|EBX LLC|26300
PTY|PIMCO CP & INC. OPTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|4
PTY|PIMCO CP & INC. OPTY|EDJO|Edward D. Jones & Co., L.P.|1539
PTY|PIMCO CP & INC. OPTY|EGAM|CBOE TRADING, INC.|24111
PTY|PIMCO CP & INC. OPTY|EGMT|EG MARKET TECHNOLOGIES LLC|100
PTY|PIMCO CP & INC. OPTY|EGXM|CBOE TRADING, INC.|9497
PTY|PIMCO CP & INC. OPTY|ETBE|Electronic Transaction Clearing, Inc.|1040
PTY|PIMCO CP & INC. OPTY|ETCB|ETC BROKERAGE SERVICES, LLC|1755
PTY|PIMCO CP & INC. OPTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
PTY|PIMCO CP & INC. OPTY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|516
PTY|PIMCO CP & INC. OPTY|ETRS|E*Trade Securities LLC|309390
PTY|PIMCO CP & INC. OPTY|FBSB|U.S. Bancorp Investments, Inc.|1455
PTY|PIMCO CP & INC. OPTY|FILL|Tradestation Securities, Inc.|8742
PTY|PIMCO CP & INC. OPTY|FINX|FINTECH SECURITIES|3672
PTY|PIMCO CP & INC. OPTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25368
PTY|PIMCO CP & INC. OPTY|FTBR|Foliofn Investments, Inc.|8010
PTY|PIMCO CP & INC. OPTY|GEBB|GLOBAL EXECUTION BROKERS, LP|600
PTY|PIMCO CP & INC. OPTY|GLIS|TD Securities Inc|30
PTY|PIMCO CP & INC. OPTY|GLPX|ACS EXECUTION SERVICES, LLC|23505
PTY|PIMCO CP & INC. OPTY|GSCO|GOLDMAN SACHS & CO. LLC|3839
PTY|PIMCO CP & INC. OPTY|GSCS|GOLDMAN SACHS & CO. LLC|16
PTY|PIMCO CP & INC. OPTY|GSLT|GOLDMAN SACHS & CO. LLC|28828
PTY|PIMCO CP & INC. OPTY|GTSZ|GTS SECURITIES LLC|1746
PTY|PIMCO CP & INC. OPTY|HRBF|American Enterprise Investment Services Inc.|235581
PTY|PIMCO CP & INC. OPTY|IATS|INTERACTIVE BROKERS LLC|66648
PTY|PIMCO CP & INC. OPTY|IBKR|Interactive Brokers Llc|52518
PTY|PIMCO CP & INC. OPTY|IBSJ|Integrity Brokerage Services, Inc.|100
PTY|PIMCO CP & INC. OPTY|ICBX|INSTINET, LLC|35656
PTY|PIMCO CP & INC. OPTY|INCA|INSTINET, LLC|127103
PTY|PIMCO CP & INC. OPTY|ITGI|ITG Inc.|72700
PTY|PIMCO CP & INC. OPTY|ITGP|ITG INC.|9600
PTY|PIMCO CP & INC. OPTY|JANY|Janney Montgomery Scott Inc.|3043
PTY|PIMCO CP & INC. OPTY|JEFF|JEFFERIES LLC|14668
PTY|PIMCO CP & INC. OPTY|JMPT|JUMP TRADING, LLC|3054
PTY|PIMCO CP & INC. OPTY|JONE|JonesTrading|1224
PTY|PIMCO CP & INC. OPTY|JPMX|J.P. Morgan Securities LLC|42092
PTY|PIMCO CP & INC. OPTY|JSJX|JANE STREET CAPITAL LLC|1441
PTY|PIMCO CP & INC. OPTY|KCGM|VIRTU Americas LLC|7500
PTY|PIMCO CP & INC. OPTY|LEHM|Barclays Capital Inc./Le|28800
PTY|PIMCO CP & INC. OPTY|LGNT|COR CLEARING LLC|3
PTY|PIMCO CP & INC. OPTY|LIME|Lime Brokerage LLC|6747
PTY|PIMCO CP & INC. OPTY|LSCI|Lek Securities Corporation|100
PTY|PIMCO CP & INC. OPTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|16809
PTY|PIMCO CP & INC. OPTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30416
PTY|PIMCO CP & INC. OPTY|MOTF|MOTIF INVESTING, INC.|7
PTY|PIMCO CP & INC. OPTY|MSCO|MORGAN STANLEY & CO. LLC|565137
PTY|PIMCO CP & INC. OPTY|MSPL|MORGAN STANLEY & CO. LLC|47900
PTY|PIMCO CP & INC. OPTY|MSTX|MORGAN STANLEY & CO. LLC|6200
PTY|PIMCO CP & INC. OPTY|MULL|MARK J. MULLER EQUITIES, INC.|15600
PTY|PIMCO CP & INC. OPTY|NFSC|National Financial Services LLC|1535548
PTY|PIMCO CP & INC. OPTY|NITE|VIRTU Americas LLC|1270890
PTY|PIMCO CP & INC. OPTY|NITP|VIRTU Americas LLC|200
PTY|PIMCO CP & INC. OPTY|NQRB|Brut, LLC|804
PTY|PIMCO CP & INC. OPTY|OPCO|Oppenheimer & Co. Inc.|30947
PTY|PIMCO CP & INC. OPTY|OTAA|OTA LLC|600
PTY|PIMCO CP & INC. OPTY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|601
PTY|PIMCO CP & INC. OPTY|PDQM|CODA MARKETS, INC.|42005
PTY|PIMCO CP & INC. OPTY|RBCM|RBC CAPITAL MARKETS, LLC|33006
PTY|PIMCO CP & INC. OPTY|SAGC|SAGETRADER, LLC|4000
PTY|PIMCO CP & INC. OPTY|SALI|INTL FCSTONE FINANCIAL INC.|525
PTY|PIMCO CP & INC. OPTY|SBRX|MURIEL SIEBERT & CO INC|1100
PTY|PIMCO CP & INC. OPTY|SBSH|Citigroup Global Markets Inc.|46467
PTY|PIMCO CP & INC. OPTY|SEIC|SEI Investments Distribution Co.|1050
PTY|PIMCO CP & INC. OPTY|SGMT|GOLDMAN SACHS & CO. LLC|10252
PTY|PIMCO CP & INC. OPTY|SPDR|SPEEDROUTE LLC|6909
PTY|PIMCO CP & INC. OPTY|STFL|Stifel, Nicolaus & Company, Incorporated|11311
PTY|PIMCO CP & INC. OPTY|SWIM|TD Ameritrade, Inc.|52547
PTY|PIMCO CP & INC. OPTY|SWST|Hilltop Securities Inc.|5311
PTY|PIMCO CP & INC. OPTY|TKNG|ALLY INVEST SECURITIES LLC|19883
PTY|PIMCO CP & INC. OPTY|TRBT|Tradebot Systems, Inc.|32060
PTY|PIMCO CP & INC. OPTY|TRCM|TRC MARKETS LLC|200
PTY|PIMCO CP & INC. OPTY|UBSA|UBS SECURITIES LLC|92563
PTY|PIMCO CP & INC. OPTY|UBSS|UBS Securities LLC|386040
PTY|PIMCO CP & INC. OPTY|VALX|VIRTU AMERICAS LLC|1292
PTY|PIMCO CP & INC. OPTY|VGRD|Vanguard Marketing Corporation|165014
PTY|PIMCO CP & INC. OPTY|WBPX|SUMMIT SECURITIES GROUP, LLC|1644
PTY|PIMCO CP & INC. OPTY|WCHV|WELLS FARGO SECURITIES, LLC|54425
PTY|PIMCO CP & INC. OPTY|WEDB|WEDBUSH SECURITIES INC.|4886
PTY|PIMCO CP & INC. OPTY|WEED|Weeden & Co.L.P.|230
PTY|PIMCO CP & INC. OPTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4422
PTY|PIMCO CP & INC. OPTY|WSEA|WOLVERINE SECURITIES, LLC|13887
PTY|PIMCO CP & INC. OPTY|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
PTY|PIMCO CP & INC. OPTY|XPQR|Jump Trading|600
PTY|PIMCO CP & INC. OPTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|8640
PTY|PIMCO CP & INC. OPTY|YKNA|COMHAR CAPITAL MARKETS, LLC|5000
PTY|PIMCO CP & INC. OPTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|63716
PUB|PEOPLES UTAH CMN STK|APCC|Apex Clearing Corporation|9
PUB|PEOPLES UTAH CMN STK|BATM|CBOE TRADING, INC.|75
PUB|PEOPLES UTAH CMN STK|BERN|Sanford C. Bernstein & Co., LLC|160
PUB|PEOPLES UTAH CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
PUB|PEOPLES UTAH CMN STK|BMOC|BMO Capital Markets Corp.|2336
PUB|PEOPLES UTAH CMN STK|BNKS|Fig Partners, LLC|3663
PUB|PEOPLES UTAH CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|1311
PUB|PEOPLES UTAH CMN STK|BTIG|BTIG, LLC|15
PUB|PEOPLES UTAH CMN STK|CHAS|Charles Schwab & Co., Inc.|94
PUB|PEOPLES UTAH CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7800
PUB|PEOPLES UTAH CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1952
PUB|PEOPLES UTAH CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|326
PUB|PEOPLES UTAH CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3158
PUB|PEOPLES UTAH CMN STK|CTDL|Citadel Derivatives Group Llc|1658
PUB|PEOPLES UTAH CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|834
PUB|PEOPLES UTAH CMN STK|DADA|D.A. Davidson & Co.|134141
PUB|PEOPLES UTAH CMN STK|DBAB|Deutsche Bank Securities Inc.|74592
PUB|PEOPLES UTAH CMN STK|DBAX|Deutsche Bank Securities Inc.|1900
PUB|PEOPLES UTAH CMN STK|DEGS|RONIN PROFESSIONAL LLC|2571
PUB|PEOPLES UTAH CMN STK|EBXL|EBX LLC|2600
PUB|PEOPLES UTAH CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
PUB|PEOPLES UTAH CMN STK|EDJO|Edward D. Jones & Co., L.P.|4760
PUB|PEOPLES UTAH CMN STK|EGAM|CBOE TRADING, INC.|100
PUB|PEOPLES UTAH CMN STK|EGXM|CBOE TRADING, INC.|103
PUB|PEOPLES UTAH CMN STK|ETRS|E*Trade Securities LLC|615
PUB|PEOPLES UTAH CMN STK|FBCO|Credit Suisse Securities (USA) LLC|156309
PUB|PEOPLES UTAH CMN STK|FILL|Tradestation Securities, Inc.|50
PUB|PEOPLES UTAH CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|3941
PUB|PEOPLES UTAH CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4004
PUB|PEOPLES UTAH CMN STK|FTBR|Foliofn Investments, Inc.|1482
PUB|PEOPLES UTAH CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|4690
PUB|PEOPLES UTAH CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|1197
PUB|PEOPLES UTAH CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|261330
PUB|PEOPLES UTAH CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|422
PUB|PEOPLES UTAH CMN STK|GTSZ|GTS SECURITIES LLC|2323
PUB|PEOPLES UTAH CMN STK|IBKR|Interactive Brokers Llc|15007
PUB|PEOPLES UTAH CMN STK|ICBX|INSTINET, LLC|100
PUB|PEOPLES UTAH CMN STK|IEQY|CITADEL SECURITIES LLC|3741
PUB|PEOPLES UTAH CMN STK|INCA|INSTINET, LLC|15227
PUB|PEOPLES UTAH CMN STK|INJX|INSTINET, LLC|1804
PUB|PEOPLES UTAH CMN STK|ITGI|ITG Inc.|7408
PUB|PEOPLES UTAH CMN STK|ITGP|ITG INC.|1200
PUB|PEOPLES UTAH CMN STK|JANY|Janney Montgomery Scott Inc.|500
PUB|PEOPLES UTAH CMN STK|JEFF|JEFFERIES LLC|3857
PUB|PEOPLES UTAH CMN STK|JPMX|J.P. Morgan Securities LLC|4581
PUB|PEOPLES UTAH CMN STK|KCGM|VIRTU Americas LLC|5941
PUB|PEOPLES UTAH CMN STK|KING|C. L. King & Associates, Inc.|5179
PUB|PEOPLES UTAH CMN STK|LEHM|Barclays Capital Inc./Le|96912
PUB|PEOPLES UTAH CMN STK|LIME|Lime Brokerage LLC|42302
PUB|PEOPLES UTAH CMN STK|LMGP|LIME BROKERAGE LLC|4400
PUB|PEOPLES UTAH CMN STK|MAXM|Maxim Group LLC|839
PUB|PEOPLES UTAH CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2100
PUB|PEOPLES UTAH CMN STK|MSCO|MORGAN STANLEY & CO. LLC|128766
PUB|PEOPLES UTAH CMN STK|MSPL|MORGAN STANLEY & CO. LLC|3100
PUB|PEOPLES UTAH CMN STK|MSTX|MORGAN STANLEY & CO. LLC|1200
PUB|PEOPLES UTAH CMN STK|NFSC|National Financial Services LLC|12286
PUB|PEOPLES UTAH CMN STK|NITE|VIRTU Americas LLC|24245
PUB|PEOPLES UTAH CMN STK|NITP|VIRTU Americas LLC|200
PUB|PEOPLES UTAH CMN STK|NQRB|Brut, LLC|800
PUB|PEOPLES UTAH CMN STK|PDQM|CODA MARKETS, INC.|2600
PUB|PEOPLES UTAH CMN STK|RAJA|Raymond James & Associates, Inc.|135
PUB|PEOPLES UTAH CMN STK|SAGW|SAGETRADER, LLC|33
PUB|PEOPLES UTAH CMN STK|SBSH|Citigroup Global Markets Inc.|30183
PUB|PEOPLES UTAH CMN STK|SDLR|Sandler, O'Neill & Partners, L.P.|13603
PUB|PEOPLES UTAH CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|1378
PUB|PEOPLES UTAH CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|471
PUB|PEOPLES UTAH CMN STK|SWIM|TD Ameritrade, Inc.|1185
PUB|PEOPLES UTAH CMN STK|TMBR|Timber Hill LLC|1
PUB|PEOPLES UTAH CMN STK|TRBT|Tradebot Systems, Inc.|2380
PUB|PEOPLES UTAH CMN STK|TRCM|TRC MARKETS LLC|10864
PUB|PEOPLES UTAH CMN STK|UBSA|UBS SECURITIES LLC|17167
PUB|PEOPLES UTAH CMN STK|UBSS|UBS Securities LLC|109683
PUB|PEOPLES UTAH CMN STK|VALX|VIRTU AMERICAS LLC|947
PUB|PEOPLES UTAH CMN STK|VGRD|Vanguard Marketing Corporation|600
PUB|PEOPLES UTAH CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|2475
PUB|PEOPLES UTAH CMN STK|WEED|Weeden & Co.L.P.|26
PUB|PEOPLES UTAH CMN STK|WFPB|Wells Fargo Securities, LLC.|5836
PUB|PEOPLES UTAH CMN STK|WSEA|WOLVERINE SECURITIES, LLC|21
PUB|PEOPLES UTAH CMN STK|XIST|INSTINET, LLC|9620
PUB|PEOPLES UTAH CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
PUB|PEOPLES UTAH CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1167
PUI|INVESCO DWA UTIL MOM|APCC|Apex Clearing Corporation|8
PUI|INVESCO DWA UTIL MOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|488
PUI|INVESCO DWA UTIL MOM|CHAS|Charles Schwab & Co., Inc.|3
PUI|INVESCO DWA UTIL MOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1936
PUI|INVESCO DWA UTIL MOM|DBAX|Deutsche Bank Securities Inc.|700
PUI|INVESCO DWA UTIL MOM|DEAN|MORGAN STANLEY|177
PUI|INVESCO DWA UTIL MOM|EBXL|EBX LLC|1100
PUI|INVESCO DWA UTIL MOM|EDJO|Edward D. Jones & Co., L.P.|1789
PUI|INVESCO DWA UTIL MOM|ETRS|E*Trade Securities LLC|2800
PUI|INVESCO DWA UTIL MOM|FBCO|Credit Suisse Securities (USA) LLC|1705
PUI|INVESCO DWA UTIL MOM|FOMA|TD AMERITRADE CLEARING, INC.|11223
PUI|INVESCO DWA UTIL MOM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|210
PUI|INVESCO DWA UTIL MOM|FTBR|Foliofn Investments, Inc.|21
PUI|INVESCO DWA UTIL MOM|HRBF|American Enterprise Investment Services Inc.|128
PUI|INVESCO DWA UTIL MOM|IBKR|Interactive Brokers Llc|745
PUI|INVESCO DWA UTIL MOM|ICBX|INSTINET, LLC|1028
PUI|INVESCO DWA UTIL MOM|JPMX|J.P. Morgan Securities LLC|1494
PUI|INVESCO DWA UTIL MOM|JSJX|JANE STREET CAPITAL LLC|4806
PUI|INVESCO DWA UTIL MOM|KCGM|VIRTU Americas LLC|1438
PUI|INVESCO DWA UTIL MOM|LEHM|Barclays Capital Inc./Le|1000
PUI|INVESCO DWA UTIL MOM|LIME|Lime Brokerage LLC|2222
PUI|INVESCO DWA UTIL MOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
PUI|INVESCO DWA UTIL MOM|MSCO|MORGAN STANLEY & CO. LLC|2457
PUI|INVESCO DWA UTIL MOM|MSPL|MORGAN STANLEY & CO. LLC|1800
PUI|INVESCO DWA UTIL MOM|NFSC|National Financial Services LLC|3622
PUI|INVESCO DWA UTIL MOM|NITE|VIRTU Americas LLC|13752
PUI|INVESCO DWA UTIL MOM|PWJC|UBS Financial Services, Inc.|2000
PUI|INVESCO DWA UTIL MOM|RAJA|Raymond James & Associates, Inc.|812
PUI|INVESCO DWA UTIL MOM|SGMT|GOLDMAN SACHS & CO. LLC|1144
PUI|INVESCO DWA UTIL MOM|STFL|Stifel, Nicolaus & Company, Incorporated|25
PUI|INVESCO DWA UTIL MOM|SWST|Hilltop Securities Inc.|10
PUI|INVESCO DWA UTIL MOM|UBSA|UBS SECURITIES LLC|1960
PUI|INVESCO DWA UTIL MOM|UBSS|UBS Securities LLC|6335
PUI|INVESCO DWA UTIL MOM|VGRD|Vanguard Marketing Corporation|979
PUI|INVESCO DWA UTIL MOM|WCHV|WELLS FARGO SECURITIES, LLC|1822
PUI|INVESCO DWA UTIL MOM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|287
PUI|INVESCO DWA UTIL MOM|WSEA|WOLVERINE SECURITIES, LLC|423
PUI|INVESCO DWA UTIL MOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6670
PUK|PRUDENTIAL PLC    SC|ALTX|Alternet Securities Inc.|3924
PUK|PRUDENTIAL PLC    SC|ANOS|ABEL/NOSER, L.L.C.|639
PUK|PRUDENTIAL PLC    SC|APCC|Apex Clearing Corporation|42
PUK|PRUDENTIAL PLC    SC|BARD|Robert W. Baird & Co. Incorporated|569
PUK|PRUDENTIAL PLC    SC|BATM|CBOE TRADING, INC.|954
PUK|PRUDENTIAL PLC    SC|BBNT|BB&T SECURITIES, LLC|328
PUK|PRUDENTIAL PLC    SC|BKCM|BNY Mellon Capital Markets LLC|200
PUK|PRUDENTIAL PLC    SC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2905
PUK|PRUDENTIAL PLC    SC|BYXM|CBOE TRADING, INC.|110
PUK|PRUDENTIAL PLC    SC|BZYD|GOLDMAN SACHS & CO. LLC|1400
PUK|PRUDENTIAL PLC    SC|CANT|Cantor Fitzgerald & Co.|114469
PUK|PRUDENTIAL PLC    SC|CHAS|Charles Schwab & Co., Inc.|153
PUK|PRUDENTIAL PLC    SC|CHDN|CHARDAN CAPITAL MARKETS LLC|800
PUK|PRUDENTIAL PLC    SC|CIST|Capital Institutional Services, Inc.|22
PUK|PRUDENTIAL PLC    SC|CLSA|CLSA AMERICAS, LLC|593
PUK|PRUDENTIAL PLC    SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21171
PUK|PRUDENTIAL PLC    SC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|503
PUK|PRUDENTIAL PLC    SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24913
PUK|PRUDENTIAL PLC    SC|CTDL|Citadel Derivatives Group Llc|935
PUK|PRUDENTIAL PLC    SC|CTLR|CUTLER GROUP, LP|200
PUK|PRUDENTIAL PLC    SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3516
PUK|PRUDENTIAL PLC    SC|DADA|D.A. Davidson & Co.|256
PUK|PRUDENTIAL PLC    SC|DBAB|Deutsche Bank Securities Inc.|26846
PUK|PRUDENTIAL PLC    SC|DBAX|Deutsche Bank Securities Inc.|35800
PUK|PRUDENTIAL PLC    SC|DBUL|Deutsche Bank Securities Inc.|1400
PUK|PRUDENTIAL PLC    SC|DCHF|Dart Executions, LLC|1620
PUK|PRUDENTIAL PLC    SC|DEAN|MORGAN STANLEY|114808
PUK|PRUDENTIAL PLC    SC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2137
PUK|PRUDENTIAL PLC    SC|EBXL|EBX LLC|8200
PUK|PRUDENTIAL PLC    SC|ECUT|CONVERGEX EXECUTION SOLUTIONS|24110
PUK|PRUDENTIAL PLC    SC|EDJO|Edward D. Jones & Co., L.P.|13516
PUK|PRUDENTIAL PLC    SC|EGAM|CBOE TRADING, INC.|678
PUK|PRUDENTIAL PLC    SC|EGMT|EG MARKET TECHNOLOGIES LLC|230
PUK|PRUDENTIAL PLC    SC|EGXM|CBOE TRADING, INC.|107
PUK|PRUDENTIAL PLC    SC|ELEV|ELEVATION, LLC|20723
PUK|PRUDENTIAL PLC    SC|ETBE|Electronic Transaction Clearing, Inc.|2150
PUK|PRUDENTIAL PLC    SC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
PUK|PRUDENTIAL PLC    SC|ETRS|E*Trade Securities LLC|6863
PUK|PRUDENTIAL PLC    SC|FBSB|U.S. Bancorp Investments, Inc.|1
PUK|PRUDENTIAL PLC    SC|FILL|Tradestation Securities, Inc.|800
PUK|PRUDENTIAL PLC    SC|FMAF|NBCN Inc./ CDS|327
PUK|PRUDENTIAL PLC    SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21653
PUK|PRUDENTIAL PLC    SC|FTBR|Foliofn Investments, Inc.|1018
PUK|PRUDENTIAL PLC    SC|GARC|ICAP Corporates LLC|16720
PUK|PRUDENTIAL PLC    SC|GBMT|GBM International, Inc.|1693
PUK|PRUDENTIAL PLC    SC|GLPX|ACS EXECUTION SERVICES, LLC|210
PUK|PRUDENTIAL PLC    SC|GSCO|GOLDMAN SACHS & CO. LLC|87070
PUK|PRUDENTIAL PLC    SC|GSLT|GOLDMAN SACHS & CO. LLC|3462
PUK|PRUDENTIAL PLC    SC|GTSZ|GTS SECURITIES LLC|9197
PUK|PRUDENTIAL PLC    SC|HRBF|American Enterprise Investment Services Inc.|6132
PUK|PRUDENTIAL PLC    SC|HSBC|HSBC Securities, Inc.|1814
PUK|PRUDENTIAL PLC    SC|IATS|INTERACTIVE BROKERS LLC|3297
PUK|PRUDENTIAL PLC    SC|IBKR|Interactive Brokers Llc|4998
PUK|PRUDENTIAL PLC    SC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|30024
PUK|PRUDENTIAL PLC    SC|ICBX|INSTINET, LLC|7300
PUK|PRUDENTIAL PLC    SC|INCA|INSTINET, LLC|19740
PUK|PRUDENTIAL PLC    SC|INJX|INSTINET, LLC|501
PUK|PRUDENTIAL PLC    SC|INTL|INTL FCSTONE FINANCIAL INC.|1647
PUK|PRUDENTIAL PLC    SC|ITGI|ITG Inc.|18504
PUK|PRUDENTIAL PLC    SC|ITGP|ITG INC.|11200
PUK|PRUDENTIAL PLC    SC|JANY|Janney Montgomery Scott Inc.|1067
PUK|PRUDENTIAL PLC    SC|JEFF|JEFFERIES LLC|172
PUK|PRUDENTIAL PLC    SC|JMPT|JUMP TRADING, LLC|3314
PUK|PRUDENTIAL PLC    SC|JPBX|J.P. MORGAN SECURITIES LLC|856
PUK|PRUDENTIAL PLC    SC|JPMX|J.P. Morgan Securities LLC|34278
PUK|PRUDENTIAL PLC    SC|JSJX|JANE STREET CAPITAL LLC|6166
PUK|PRUDENTIAL PLC    SC|KCGM|VIRTU Americas LLC|4320
PUK|PRUDENTIAL PLC    SC|LEHM|Barclays Capital Inc./Le|138708
PUK|PRUDENTIAL PLC    SC|LIME|Lime Brokerage LLC|45114
PUK|PRUDENTIAL PLC    SC|MAXM|Maxim Group LLC|793
PUK|PRUDENTIAL PLC    SC|MBTS|ALLY INVEST SECURITIES LLC|50
PUK|PRUDENTIAL PLC    SC|MCMF|Raymond James Ltd. Cds|376
PUK|PRUDENTIAL PLC    SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4480
PUK|PRUDENTIAL PLC    SC|MSCO|MORGAN STANLEY & CO. LLC|242452
PUK|PRUDENTIAL PLC    SC|MSPL|MORGAN STANLEY & CO. LLC|73100
PUK|PRUDENTIAL PLC    SC|NFSC|National Financial Services LLC|52037
PUK|PRUDENTIAL PLC    SC|NITE|VIRTU Americas LLC|236992
PUK|PRUDENTIAL PLC    SC|NQRB|Brut, LLC|1488
PUK|PRUDENTIAL PLC    SC|NTBF|BMO Nesbitt Burns Inc./CDS|660
PUK|PRUDENTIAL PLC    SC|NTRC|Northern Trust Securities, Inc.|199
PUK|PRUDENTIAL PLC    SC|OLDM|OLD MISSION CAPITAL, LLC|7972
PUK|PRUDENTIAL PLC    SC|OPCO|Oppenheimer & Co. Inc.|5011
PUK|PRUDENTIAL PLC    SC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
PUK|PRUDENTIAL PLC    SC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|16097
PUK|PRUDENTIAL PLC    SC|PDQM|CODA MARKETS, INC.|158
PUK|PRUDENTIAL PLC    SC|PICT|Pictet Overseas Inc.|130
PUK|PRUDENTIAL PLC    SC|PWJC|UBS Financial Services, Inc.|918
PUK|PRUDENTIAL PLC    SC|RBCM|RBC CAPITAL MARKETS, LLC|17438
PUK|PRUDENTIAL PLC    SC|SBSH|Citigroup Global Markets Inc.|6485
PUK|PRUDENTIAL PLC    SC|SEIC|SEI Investments Distribution Co.|1822
PUK|PRUDENTIAL PLC    SC|SGMT|GOLDMAN SACHS & CO. LLC|11995
PUK|PRUDENTIAL PLC    SC|STFL|Stifel, Nicolaus & Company, Incorporated|771
PUK|PRUDENTIAL PLC    SC|SWIM|TD Ameritrade, Inc.|104
PUK|PRUDENTIAL PLC    SC|SWST|Hilltop Securities Inc.|20
PUK|PRUDENTIAL PLC    SC|TRBT|Tradebot Systems, Inc.|13010
PUK|PRUDENTIAL PLC    SC|TRCM|TRC MARKETS LLC|19406
PUK|PRUDENTIAL PLC    SC|TWTT|TASTYWORKS, INC.|100
PUK|PRUDENTIAL PLC    SC|UBSA|UBS SECURITIES LLC|73411
PUK|PRUDENTIAL PLC    SC|UBSS|UBS Securities LLC|179661
PUK|PRUDENTIAL PLC    SC|VALX|VIRTU AMERICAS LLC|23525
PUK|PRUDENTIAL PLC    SC|VGRD|Vanguard Marketing Corporation|1096
PUK|PRUDENTIAL PLC    SC|WBLR|WILLIAM BLAIR|148
PUK|PRUDENTIAL PLC    SC|WCHV|WELLS FARGO SECURITIES, LLC|32453
PUK|PRUDENTIAL PLC    SC|WEED|Weeden & Co.L.P.|160
PUK|PRUDENTIAL PLC    SC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|462
PUK|PRUDENTIAL PLC    SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|802
PUK|PRUDENTIAL PLC    SC|WGIF|CIBC World Markets Inc.|14301
PUK|PRUDENTIAL PLC    SC|WSEA|WOLVERINE SECURITIES, LLC|1197
PUK|PRUDENTIAL PLC    SC|XIST|INSTINET, LLC|7616
PUK|PRUDENTIAL PLC    SC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
PUK|PRUDENTIAL PLC    SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2757
PUK$|PRUDENTIAL 6.75%|BBNT|BB&T SECURITIES, LLC|41
PUK$|PRUDENTIAL 6.75%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6667
PUK$|PRUDENTIAL 6.75%|CIST|Capital Institutional Services, Inc.|300
PUK$|PRUDENTIAL 6.75%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1457
PUK$|PRUDENTIAL 6.75%|DBAX|Deutsche Bank Securities Inc.|800
PUK$|PRUDENTIAL 6.75%|DEAN|MORGAN STANLEY|3217
PUK$|PRUDENTIAL 6.75%|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3085
PUK$|PRUDENTIAL 6.75%|EBXL|EBX LLC|300
PUK$|PRUDENTIAL 6.75%|EDJO|Edward D. Jones & Co., L.P.|1030
PUK$|PRUDENTIAL 6.75%|ETRS|E*Trade Securities LLC|2001
PUK$|PRUDENTIAL 6.75%|FMAF|NBCN Inc./ CDS|358
PUK$|PRUDENTIAL 6.75%|GSCO|GOLDMAN SACHS & CO. LLC|784
PUK$|PRUDENTIAL 6.75%|HRBF|American Enterprise Investment Services Inc.|3489
PUK$|PRUDENTIAL 6.75%|IATS|INTERACTIVE BROKERS LLC|650
PUK$|PRUDENTIAL 6.75%|IBKR|Interactive Brokers Llc|2650
PUK$|PRUDENTIAL 6.75%|INJX|INSTINET, LLC|200
PUK$|PRUDENTIAL 6.75%|ITGI|ITG Inc.|11
PUK$|PRUDENTIAL 6.75%|ITGP|ITG INC.|200
PUK$|PRUDENTIAL 6.75%|JEFF|JEFFERIES LLC|1024
PUK$|PRUDENTIAL 6.75%|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
PUK$|PRUDENTIAL 6.75%|KCGM|VIRTU Americas LLC|300
PUK$|PRUDENTIAL 6.75%|LEHM|Barclays Capital Inc./Le|600
PUK$|PRUDENTIAL 6.75%|LIME|Lime Brokerage LLC|316
PUK$|PRUDENTIAL 6.75%|MESF|MESIROW FINANCIAL, INC.|3085
PUK$|PRUDENTIAL 6.75%|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PUK$|PRUDENTIAL 6.75%|MSCO|MORGAN STANLEY & CO. LLC|2474
PUK$|PRUDENTIAL 6.75%|NFSC|National Financial Services LLC|7232
PUK$|PRUDENTIAL 6.75%|NITE|VIRTU Americas LLC|17515
PUK$|PRUDENTIAL 6.75%|OLDM|OLD MISSION CAPITAL, LLC|1200
PUK$|PRUDENTIAL 6.75%|PDQM|CODA MARKETS, INC.|300
PUK$|PRUDENTIAL 6.75%|PWJC|UBS Financial Services, Inc.|4200
PUK$|PRUDENTIAL 6.75%|RBCM|RBC CAPITAL MARKETS, LLC|49
PUK$|PRUDENTIAL 6.75%|SALI|INTL FCSTONE FINANCIAL INC.|4
PUK$|PRUDENTIAL 6.75%|SBSH|Citigroup Global Markets Inc.|903
PUK$|PRUDENTIAL 6.75%|SGMT|GOLDMAN SACHS & CO. LLC|300
PUK$|PRUDENTIAL 6.75%|STFL|Stifel, Nicolaus & Company, Incorporated|842
PUK$|PRUDENTIAL 6.75%|SWST|Hilltop Securities Inc.|5
PUK$|PRUDENTIAL 6.75%|UBSA|UBS SECURITIES LLC|1890
PUK$|PRUDENTIAL 6.75%|UBSS|UBS Securities LLC|11156
PUK$|PRUDENTIAL 6.75%|VGRD|Vanguard Marketing Corporation|113
PUK$|PRUDENTIAL 6.75%|WCHV|WELLS FARGO SECURITIES, LLC|3961
PUK$|PRUDENTIAL 6.75%|WEDB|WEDBUSH SECURITIES INC.|200
PUK$|PRUDENTIAL 6.75%|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46
PUK$|PRUDENTIAL 6.75%|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
PUK$|PRUDENTIAL 6.75%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|790
PUK$A|PRU PLC PERP SUB CAP|APCC|Apex Clearing Corporation|8
PUK$A|PRU PLC PERP SUB CAP|BANK|Primevest Financial Services, Inc.|16
PUK$A|PRU PLC PERP SUB CAP|BATM|CBOE TRADING, INC.|200
PUK$A|PRU PLC PERP SUB CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
PUK$A|PRU PLC PERP SUB CAP|CHAS|Charles Schwab & Co., Inc.|80
PUK$A|PRU PLC PERP SUB CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1749
PUK$A|PRU PLC PERP SUB CAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
PUK$A|PRU PLC PERP SUB CAP|DADA|D.A. Davidson & Co.|600
PUK$A|PRU PLC PERP SUB CAP|DBAX|Deutsche Bank Securities Inc.|2200
PUK$A|PRU PLC PERP SUB CAP|DEAN|MORGAN STANLEY|2643
PUK$A|PRU PLC PERP SUB CAP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13732
PUK$A|PRU PLC PERP SUB CAP|EBXL|EBX LLC|2400
PUK$A|PRU PLC PERP SUB CAP|EDJO|Edward D. Jones & Co., L.P.|40
PUK$A|PRU PLC PERP SUB CAP|EGXM|CBOE TRADING, INC.|12
PUK$A|PRU PLC PERP SUB CAP|ETRS|E*Trade Securities LLC|2048
PUK$A|PRU PLC PERP SUB CAP|FMAF|NBCN Inc./ CDS|300
PUK$A|PRU PLC PERP SUB CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
PUK$A|PRU PLC PERP SUB CAP|FTBR|Foliofn Investments, Inc.|7
PUK$A|PRU PLC PERP SUB CAP|GSCO|GOLDMAN SACHS & CO. LLC|978
PUK$A|PRU PLC PERP SUB CAP|GSLT|GOLDMAN SACHS & CO. LLC|705
PUK$A|PRU PLC PERP SUB CAP|HRBF|American Enterprise Investment Services Inc.|697
PUK$A|PRU PLC PERP SUB CAP|IATS|INTERACTIVE BROKERS LLC|900
PUK$A|PRU PLC PERP SUB CAP|IBKR|Interactive Brokers Llc|6700
PUK$A|PRU PLC PERP SUB CAP|INCA|INSTINET, LLC|252
PUK$A|PRU PLC PERP SUB CAP|INJX|INSTINET, LLC|300
PUK$A|PRU PLC PERP SUB CAP|ITGP|ITG INC.|200
PUK$A|PRU PLC PERP SUB CAP|JEFF|JEFFERIES LLC|300
PUK$A|PRU PLC PERP SUB CAP|JPMX|J.P. Morgan Securities LLC|2600
PUK$A|PRU PLC PERP SUB CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|672
PUK$A|PRU PLC PERP SUB CAP|KCGM|VIRTU Americas LLC|200
PUK$A|PRU PLC PERP SUB CAP|LEHM|Barclays Capital Inc./Le|2800
PUK$A|PRU PLC PERP SUB CAP|LIME|Lime Brokerage LLC|352
PUK$A|PRU PLC PERP SUB CAP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
PUK$A|PRU PLC PERP SUB CAP|MESF|MESIROW FINANCIAL, INC.|13800
PUK$A|PRU PLC PERP SUB CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
PUK$A|PRU PLC PERP SUB CAP|MSCO|MORGAN STANLEY & CO. LLC|2063
PUK$A|PRU PLC PERP SUB CAP|MSPL|MORGAN STANLEY & CO. LLC|900
PUK$A|PRU PLC PERP SUB CAP|NFSC|National Financial Services LLC|14808
PUK$A|PRU PLC PERP SUB CAP|NITE|VIRTU Americas LLC|33156
PUK$A|PRU PLC PERP SUB CAP|NQRB|Brut, LLC|700
PUK$A|PRU PLC PERP SUB CAP|OLDM|OLD MISSION CAPITAL, LLC|200
PUK$A|PRU PLC PERP SUB CAP|PCPT|PHILLIP CAPITAL INC.|3000
PUK$A|PRU PLC PERP SUB CAP|QMSR|QUATTRO M SECURITIES INC.|400
PUK$A|PRU PLC PERP SUB CAP|RBCM|RBC CAPITAL MARKETS, LLC|266
PUK$A|PRU PLC PERP SUB CAP|SBSH|Citigroup Global Markets Inc.|2070
PUK$A|PRU PLC PERP SUB CAP|SGMT|GOLDMAN SACHS & CO. LLC|600
PUK$A|PRU PLC PERP SUB CAP|SPDR|SPEEDROUTE LLC|200
PUK$A|PRU PLC PERP SUB CAP|STFL|Stifel, Nicolaus & Company, Incorporated|644
PUK$A|PRU PLC PERP SUB CAP|TRBT|Tradebot Systems, Inc.|1900
PUK$A|PRU PLC PERP SUB CAP|UBSA|UBS SECURITIES LLC|7518
PUK$A|PRU PLC PERP SUB CAP|UBSS|UBS Securities LLC|7586
PUK$A|PRU PLC PERP SUB CAP|VGRD|Vanguard Marketing Corporation|1376
PUK$A|PRU PLC PERP SUB CAP|WCHV|WELLS FARGO SECURITIES, LLC|15362
PUK$A|PRU PLC PERP SUB CAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|528
PUK$A|PRU PLC PERP SUB CAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PUK$A|PRU PLC PERP SUB CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2012
PULM|PULMATRIX, INC.|APCC|Apex Clearing Corporation|250399
PULM|PULMATRIX, INC.|BATM|CBOE TRADING, INC.|11849
PULM|PULMATRIX, INC.|BBNT|BB&T SECURITIES, LLC|8000
PULM|PULMATRIX, INC.|BIMI|Banca IMI Securities Corp.|169661
PULM|PULMATRIX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|179005
PULM|PULMATRIX, INC.|BLKX|INSTINET, LLC|5100
PULM|PULMATRIX, INC.|BYXM|CBOE TRADING, INC.|3946
PULM|PULMATRIX, INC.|CANT|Cantor Fitzgerald & Co.|360
PULM|PULMATRIX, INC.|CHAS|Charles Schwab & Co., Inc.|32117
PULM|PULMATRIX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8748
PULM|PULMATRIX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17442
PULM|PULMATRIX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|493906
PULM|PULMATRIX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|262462
PULM|PULMATRIX, INC.|CTDE|CHOICETRADE|100
PULM|PULMATRIX, INC.|CTDL|Citadel Derivatives Group Llc|15748
PULM|PULMATRIX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|45630
PULM|PULMATRIX, INC.|DBAB|Deutsche Bank Securities Inc.|215989
PULM|PULMATRIX, INC.|DBAX|Deutsche Bank Securities Inc.|73100
PULM|PULMATRIX, INC.|EBXL|EBX LLC|70000
PULM|PULMATRIX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|51281
PULM|PULMATRIX, INC.|EGAM|CBOE TRADING, INC.|97140
PULM|PULMATRIX, INC.|EGXM|CBOE TRADING, INC.|112797
PULM|PULMATRIX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
PULM|PULMATRIX, INC.|ETRS|E*Trade Securities LLC|4279780
PULM|PULMATRIX, INC.|FBCO|Credit Suisse Securities (USA) LLC|194797
PULM|PULMATRIX, INC.|FBSB|U.S. Bancorp Investments, Inc.|640
PULM|PULMATRIX, INC.|FILL|Tradestation Securities, Inc.|151703
PULM|PULMATRIX, INC.|FMAF|NBCN Inc./ CDS|21343
PULM|PULMATRIX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|6122132
PULM|PULMATRIX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1765
PULM|PULMATRIX, INC.|FTBR|Foliofn Investments, Inc.|1050
PULM|PULMATRIX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|26892
PULM|PULMATRIX, INC.|GLIS|TD Securities Inc|5790
PULM|PULMATRIX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3550
PULM|PULMATRIX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|56166
PULM|PULMATRIX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|209590
PULM|PULMATRIX, INC.|GTSZ|GTS SECURITIES LLC|3600
PULM|PULMATRIX, INC.|HRBF|American Enterprise Investment Services Inc.|36000
PULM|PULMATRIX, INC.|IATS|INTERACTIVE BROKERS LLC|100930
PULM|PULMATRIX, INC.|IBKR|Interactive Brokers Llc|2226315
PULM|PULMATRIX, INC.|ICBX|INSTINET, LLC|54796
PULM|PULMATRIX, INC.|INCA|INSTINET, LLC|992545
PULM|PULMATRIX, INC.|ITGI|ITG Inc.|13646
PULM|PULMATRIX, INC.|ITGP|ITG INC.|17600
PULM|PULMATRIX, INC.|JANY|Janney Montgomery Scott Inc.|8800
PULM|PULMATRIX, INC.|JGUN|Joseph Gunnar & Co.  LLC|375000
PULM|PULMATRIX, INC.|JMPT|JUMP TRADING, LLC|22616
PULM|PULMATRIX, INC.|JONE|JonesTrading|368182
PULM|PULMATRIX, INC.|JPMX|J.P. Morgan Securities LLC|89744
PULM|PULMATRIX, INC.|JSJX|JANE STREET CAPITAL LLC|100
PULM|PULMATRIX, INC.|KCGM|VIRTU Americas LLC|23626
PULM|PULMATRIX, INC.|LEHM|Barclays Capital Inc./Le|411391
PULM|PULMATRIX, INC.|LIME|Lime Brokerage LLC|5717
PULM|PULMATRIX, INC.|LSCI|Lek Securities Corporation|100
PULM|PULMATRIX, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|15000
PULM|PULMATRIX, INC.|MAXM|Maxim Group LLC|21500
PULM|PULMATRIX, INC.|MBTS|ALLY INVEST SECURITIES LLC|25440
PULM|PULMATRIX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154724
PULM|PULMATRIX, INC.|MOTF|MOTIF INVESTING, INC.|3
PULM|PULMATRIX, INC.|MSCO|MORGAN STANLEY & CO. LLC|3255785
PULM|PULMATRIX, INC.|MSPL|MORGAN STANLEY & CO. LLC|1100
PULM|PULMATRIX, INC.|NFSC|National Financial Services LLC|2680236
PULM|PULMATRIX, INC.|NITE|VIRTU Americas LLC|7675899
PULM|PULMATRIX, INC.|NITP|VIRTU Americas LLC|900
PULM|PULMATRIX, INC.|NORT|Northland Securities, Inc.|436776
PULM|PULMATRIX, INC.|NQRB|Brut, LLC|66976
PULM|PULMATRIX, INC.|OPCO|Oppenheimer & Co. Inc.|2012
PULM|PULMATRIX, INC.|PCPT|PHILLIP CAPITAL INC.|30022
PULM|PULMATRIX, INC.|PDQM|CODA MARKETS, INC.|1171859
PULM|PULMATRIX, INC.|PWJC|UBS Financial Services, Inc.|5100
PULM|PULMATRIX, INC.|RAJA|Raymond James & Associates, Inc.|4400
PULM|PULMATRIX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|27712
PULM|PULMATRIX, INC.|RGLD|Regal Securities, Inc|5500
PULM|PULMATRIX, INC.|SAGL|SAGETRADER, LLC|19794
PULM|PULMATRIX, INC.|SBSH|Citigroup Global Markets Inc.|251972
PULM|PULMATRIX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|65499
PULM|PULMATRIX, INC.|SPDR|SPEEDROUTE LLC|78663
PULM|PULMATRIX, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1000
PULM|PULMATRIX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|53955
PULM|PULMATRIX, INC.|SWIM|TD Ameritrade, Inc.|2163966
PULM|PULMATRIX, INC.|SWST|Hilltop Securities Inc.|18000
PULM|PULMATRIX, INC.|TKNG|ALLY INVEST SECURITIES LLC|124425
PULM|PULMATRIX, INC.|TTUC|CUTTONE & CO., INC.|101390
PULM|PULMATRIX, INC.|TWTT|TASTYWORKS, INC.|8020
PULM|PULMATRIX, INC.|UBSA|UBS SECURITIES LLC|728933
PULM|PULMATRIX, INC.|UBSS|UBS Securities LLC|2573237
PULM|PULMATRIX, INC.|VALX|VIRTU AMERICAS LLC|339
PULM|PULMATRIX, INC.|VGRD|Vanguard Marketing Corporation|297663
PULM|PULMATRIX, INC.|VIEW|VIEWTRADE SECURITIES LLC|10021
PULM|PULMATRIX, INC.|VSIN|Vision Financial Markets Llc|16126
PULM|PULMATRIX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|223140
PULM|PULMATRIX, INC.|WEDB|WEDBUSH SECURITIES INC.|6000
PULM|PULMATRIX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|150216
PULM|PULMATRIX, INC.|WGIF|CIBC World Markets Inc.|59118
PULM|PULMATRIX, INC.|WSEA|WOLVERINE SECURITIES, LLC|500776
PULM|PULMATRIX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
PULS|PGIM ULTRA SHORT BON|BARD|Robert W. Baird & Co. Incorporated|100
PULS|PGIM ULTRA SHORT BON|DEAN|MORGAN STANLEY|14
PULS|PGIM ULTRA SHORT BON|ETRS|E*Trade Securities LLC|4499
PULS|PGIM ULTRA SHORT BON|JSJX|JANE STREET CAPITAL LLC|1344
PULS|PGIM ULTRA SHORT BON|MSCO|MORGAN STANLEY & CO. LLC|2657
PULS|PGIM ULTRA SHORT BON|NFSC|National Financial Services LLC|550
PULS|PGIM ULTRA SHORT BON|NITE|VIRTU Americas LLC|814
PULS|PGIM ULTRA SHORT BON|NQRB|Brut, LLC|200
PULS|PGIM ULTRA SHORT BON|RBCM|RBC CAPITAL MARKETS, LLC|500
PUMP|PROPETRO HLDG CP|ADAM|CANACCORD GENUITY INC.|7300
PUMP|PROPETRO HLDG CP|ALTX|Alternet Securities Inc.|32513
PUMP|PROPETRO HLDG CP|ANOS|ABEL/NOSER, L.L.C.|5930
PUMP|PROPETRO HLDG CP|APCC|Apex Clearing Corporation|1924
PUMP|PROPETRO HLDG CP|AQUA|AQUA SECURITIES L.P.|3500
PUMP|PROPETRO HLDG CP|BALE|M&T SECURITIES, INC.|347
PUMP|PROPETRO HLDG CP|BANK|Primevest Financial Services, Inc.|5621
PUMP|PROPETRO HLDG CP|BARD|Robert W. Baird & Co. Incorporated|47
PUMP|PROPETRO HLDG CP|BATM|CBOE TRADING, INC.|15848
PUMP|PROPETRO HLDG CP|BAYT|BTIG, LLC|500
PUMP|PROPETRO HLDG CP|BBNT|BB&T SECURITIES, LLC|2833
PUMP|PROPETRO HLDG CP|BERN|Sanford C. Bernstein & Co., LLC|158358
PUMP|PROPETRO HLDG CP|BIDS|BIDS TRADING L.P.|2000
PUMP|PROPETRO HLDG CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41880
PUMP|PROPETRO HLDG CP|BLKX|INSTINET, LLC|191100
PUMP|PROPETRO HLDG CP|BMOC|BMO Capital Markets Corp.|1562
PUMP|PROPETRO HLDG CP|BNPX|BNP PARIBAS SECURITIES CORP.|99484
PUMP|PROPETRO HLDG CP|BRVL|BLAYLOCK VAN, LLC|500
PUMP|PROPETRO HLDG CP|BTIG|BTIG, LLC|577
PUMP|PROPETRO HLDG CP|BYXM|CBOE TRADING, INC.|1450
PUMP|PROPETRO HLDG CP|BZYD|GOLDMAN SACHS & CO. LLC|1700
PUMP|PROPETRO HLDG CP|CANT|Cantor Fitzgerald & Co.|1827
PUMP|PROPETRO HLDG CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|55800
PUMP|PROPETRO HLDG CP|CHAS|Charles Schwab & Co., Inc.|10880
PUMP|PROPETRO HLDG CP|CHLM|Craig-Hallum Capital Group LLC|4200
PUMP|PROPETRO HLDG CP|CICF|Canaccord Genuity Corp.|748
PUMP|PROPETRO HLDG CP|CIST|Capital Institutional Services, Inc.|92500
PUMP|PROPETRO HLDG CP|CLSA|CLSA AMERICAS, LLC|1800
PUMP|PROPETRO HLDG CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|263772
PUMP|PROPETRO HLDG CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
PUMP|PROPETRO HLDG CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2907
PUMP|PROPETRO HLDG CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|713937
PUMP|PROPETRO HLDG CP|CTDL|Citadel Derivatives Group Llc|41219
PUMP|PROPETRO HLDG CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|105336
PUMP|PROPETRO HLDG CP|DADA|D.A. Davidson & Co.|400
PUMP|PROPETRO HLDG CP|DBAB|Deutsche Bank Securities Inc.|469178
PUMP|PROPETRO HLDG CP|DBAX|Deutsche Bank Securities Inc.|580300
PUMP|PROPETRO HLDG CP|DBUL|Deutsche Bank Securities Inc.|3188
PUMP|PROPETRO HLDG CP|DCHF|Dart Executions, LLC|6722
PUMP|PROPETRO HLDG CP|DEAN|MORGAN STANLEY|16710
PUMP|PROPETRO HLDG CP|DEGS|RONIN PROFESSIONAL LLC|3289
PUMP|PROPETRO HLDG CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|251832
PUMP|PROPETRO HLDG CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3796
PUMP|PROPETRO HLDG CP|EBXL|EBX LLC|659600
PUMP|PROPETRO HLDG CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|54435
PUMP|PROPETRO HLDG CP|EDJO|Edward D. Jones & Co., L.P.|300
PUMP|PROPETRO HLDG CP|EGAM|CBOE TRADING, INC.|37824
PUMP|PROPETRO HLDG CP|EGAW|CBOE TRADING, INC.|950
PUMP|PROPETRO HLDG CP|EGMT|EG MARKET TECHNOLOGIES LLC|1500
PUMP|PROPETRO HLDG CP|EGXM|CBOE TRADING, INC.|9063
PUMP|PROPETRO HLDG CP|EGXW|CBOE TRADING, INC.|68
PUMP|PROPETRO HLDG CP|ETBE|Electronic Transaction Clearing, Inc.|28802
PUMP|PROPETRO HLDG CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
PUMP|PROPETRO HLDG CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31562
PUMP|PROPETRO HLDG CP|ETRS|E*Trade Securities LLC|491045
PUMP|PROPETRO HLDG CP|FBSB|U.S. Bancorp Investments, Inc.|24
PUMP|PROPETRO HLDG CP|FILL|Tradestation Securities, Inc.|19585
PUMP|PROPETRO HLDG CP|FMAF|NBCN Inc./ CDS|5616
PUMP|PROPETRO HLDG CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|112125
PUMP|PROPETRO HLDG CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|263591
PUMP|PROPETRO HLDG CP|FTBR|Foliofn Investments, Inc.|9403
PUMP|PROPETRO HLDG CP|GEBB|GLOBAL EXECUTION BROKERS, LP|910
PUMP|PROPETRO HLDG CP|GLIS|TD Securities Inc|3766
PUMP|PROPETRO HLDG CP|GLPX|ACS EXECUTION SERVICES, LLC|99656
PUMP|PROPETRO HLDG CP|GSCO|GOLDMAN SACHS & CO. LLC|2270237
PUMP|PROPETRO HLDG CP|GSCS|GOLDMAN SACHS & CO. LLC|27341
PUMP|PROPETRO HLDG CP|GSLT|GOLDMAN SACHS & CO. LLC|31502
PUMP|PROPETRO HLDG CP|GTSZ|GTS SECURITIES LLC|101366
PUMP|PROPETRO HLDG CP|HRBF|American Enterprise Investment Services Inc.|7196
PUMP|PROPETRO HLDG CP|IATS|INTERACTIVE BROKERS LLC|15516
PUMP|PROPETRO HLDG CP|IBKR|Interactive Brokers Llc|87236
PUMP|PROPETRO HLDG CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8649
PUMP|PROPETRO HLDG CP|ICBX|INSTINET, LLC|138485
PUMP|PROPETRO HLDG CP|IEQY|CITADEL SECURITIES LLC|33951
PUMP|PROPETRO HLDG CP|INCA|INSTINET, LLC|624486
PUMP|PROPETRO HLDG CP|INJX|INSTINET, LLC|22622
PUMP|PROPETRO HLDG CP|ITGI|ITG Inc.|94794
PUMP|PROPETRO HLDG CP|ITGP|ITG INC.|210800
PUMP|PROPETRO HLDG CP|JANY|Janney Montgomery Scott Inc.|4200
PUMP|PROPETRO HLDG CP|JEFF|JEFFERIES LLC|202338
PUMP|PROPETRO HLDG CP|JMPT|JUMP TRADING, LLC|191818
PUMP|PROPETRO HLDG CP|JONE|JonesTrading|18859
PUMP|PROPETRO HLDG CP|JPBX|J.P. MORGAN SECURITIES LLC|368934
PUMP|PROPETRO HLDG CP|JPMX|J.P. Morgan Securities LLC|915563
PUMP|PROPETRO HLDG CP|JRCO|Johnson Rice & Company L.L.C.|8687
PUMP|PROPETRO HLDG CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
PUMP|PROPETRO HLDG CP|JSJX|JANE STREET CAPITAL LLC|92611
PUMP|PROPETRO HLDG CP|KCGM|VIRTU Americas LLC|129826
PUMP|PROPETRO HLDG CP|LEHM|Barclays Capital Inc./Le|1118963
PUMP|PROPETRO HLDG CP|LIME|Lime Brokerage LLC|52334
PUMP|PROPETRO HLDG CP|LOOP|Loop Capital Markets LLC|4432
PUMP|PROPETRO HLDG CP|LQNA|LIQUIDNET, INC.|111600
PUMP|PROPETRO HLDG CP|LSCI|Lek Securities Corporation|1400
PUMP|PROPETRO HLDG CP|LTCO|Ladenburg, Thalmann & Co., Inc.|1100
PUMP|PROPETRO HLDG CP|MACQ|Macquarie Capital (USA) Inc.|5003
PUMP|PROPETRO HLDG CP|MCMF|Raymond James Ltd. Cds|300
PUMP|PROPETRO HLDG CP|MKMP|MKM Partners LLC|100
PUMP|PROPETRO HLDG CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|213035
PUMP|PROPETRO HLDG CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1500
PUMP|PROPETRO HLDG CP|MOTF|MOTIF INVESTING, INC.|2
PUMP|PROPETRO HLDG CP|MSCO|MORGAN STANLEY & CO. LLC|3562023
PUMP|PROPETRO HLDG CP|MSPL|MORGAN STANLEY & CO. LLC|634100
PUMP|PROPETRO HLDG CP|MSTX|MORGAN STANLEY & CO. LLC|627800
PUMP|PROPETRO HLDG CP|NATL|National Securities Corporation|400
PUMP|PROPETRO HLDG CP|NEED|Needham & Company, LLC|2500
PUMP|PROPETRO HLDG CP|NFSC|National Financial Services LLC|540786
PUMP|PROPETRO HLDG CP|NITE|VIRTU Americas LLC|1208930
PUMP|PROPETRO HLDG CP|NITP|VIRTU Americas LLC|1462
PUMP|PROPETRO HLDG CP|NQRB|Brut, LLC|33505
PUMP|PROPETRO HLDG CP|NTBF|BMO Nesbitt Burns Inc./CDS|3900
PUMP|PROPETRO HLDG CP|OPCO|Oppenheimer & Co. Inc.|15826
PUMP|PROPETRO HLDG CP|PDQM|CODA MARKETS, INC.|85661
PUMP|PROPETRO HLDG CP|PHLY|NASDAQ Execution Services, LLC|800
PUMP|PROPETRO HLDG CP|PICT|Pictet Overseas Inc.|553
PUMP|PROPETRO HLDG CP|PWJC|UBS Financial Services, Inc.|6788
PUMP|PROPETRO HLDG CP|QMSR|QUATTRO M SECURITIES INC.|55675
PUMP|PROPETRO HLDG CP|RBCM|RBC CAPITAL MARKETS, LLC|40220
PUMP|PROPETRO HLDG CP|RGLD|Regal Securities, Inc|86
PUMP|PROPETRO HLDG CP|RHCO|Suntrust Robinson Humphrey, Inc.|540384
PUMP|PROPETRO HLDG CP|SAGL|SAGETRADER, LLC|16134
PUMP|PROPETRO HLDG CP|SALI|INTL FCSTONE FINANCIAL INC.|412
PUMP|PROPETRO HLDG CP|SBSH|Citigroup Global Markets Inc.|281743
PUMP|PROPETRO HLDG CP|SGMT|GOLDMAN SACHS & CO. LLC|232458
PUMP|PROPETRO HLDG CP|SIDC|Sidoti & Company, LLC|1300
PUMP|PROPETRO HLDG CP|SOCO|Capital One Southcoast, Inc|100
PUMP|PROPETRO HLDG CP|SPDR|SPEEDROUTE LLC|31930
PUMP|PROPETRO HLDG CP|SPGS|Sea Port Group Securities, LLC|100
PUMP|PROPETRO HLDG CP|SPHN|Stephens Inc.|461273
PUMP|PROPETRO HLDG CP|STFL|Stifel, Nicolaus & Company, Incorporated|16824
PUMP|PROPETRO HLDG CP|STRS|STRATEGAS RESEARCH PARTNERS|57933
PUMP|PROPETRO HLDG CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10200
PUMP|PROPETRO HLDG CP|SWIM|TD Ameritrade, Inc.|359800
PUMP|PROPETRO HLDG CP|SWST|Hilltop Securities Inc.|15687
PUMP|PROPETRO HLDG CP|TKNG|ALLY INVEST SECURITIES LLC|5265
PUMP|PROPETRO HLDG CP|TRBT|Tradebot Systems, Inc.|408784
PUMP|PROPETRO HLDG CP|TRCM|TRC MARKETS LLC|225156
PUMP|PROPETRO HLDG CP|TWTT|TASTYWORKS, INC.|100
PUMP|PROPETRO HLDG CP|UBSA|UBS SECURITIES LLC|1676645
PUMP|PROPETRO HLDG CP|UBSS|UBS Securities LLC|1517274
PUMP|PROPETRO HLDG CP|VALX|VIRTU AMERICAS LLC|30193
PUMP|PROPETRO HLDG CP|VERT|The Vertical Trading Group, LLC|27793
PUMP|PROPETRO HLDG CP|VGRD|Vanguard Marketing Corporation|15487
PUMP|PROPETRO HLDG CP|WBPX|SUMMIT SECURITIES GROUP, LLC|3880
PUMP|PROPETRO HLDG CP|WCHV|WELLS FARGO SECURITIES, LLC|76539
PUMP|PROPETRO HLDG CP|WDNX|WEEDEN & CO.L.P.|644
PUMP|PROPETRO HLDG CP|WEDB|WEDBUSH SECURITIES INC.|10400
PUMP|PROPETRO HLDG CP|WEED|Weeden & Co.L.P.|5902
PUMP|PROPETRO HLDG CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10758
PUMP|PROPETRO HLDG CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9384
PUMP|PROPETRO HLDG CP|WGIF|CIBC World Markets Inc.|867
PUMP|PROPETRO HLDG CP|WSEA|WOLVERINE SECURITIES, LLC|7673
PUMP|PROPETRO HLDG CP|XIST|INSTINET, LLC|39600
PUMP|PROPETRO HLDG CP|XPQR|Jump Trading|1900
PUMP|PROPETRO HLDG CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|95090
PUMP|PROPETRO HLDG CP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
PUMP|PROPETRO HLDG CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1632
PUTW|WISDOMTREE CBOE S&P|ALTX|Alternet Securities Inc.|200
PUTW|WISDOMTREE CBOE S&P|ANOS|ABEL/NOSER, L.L.C.|446
PUTW|WISDOMTREE CBOE S&P|APCC|Apex Clearing Corporation|45
PUTW|WISDOMTREE CBOE S&P|BYXM|CBOE TRADING, INC.|40
PUTW|WISDOMTREE CBOE S&P|CANT|Cantor Fitzgerald & Co.|69142
PUTW|WISDOMTREE CBOE S&P|CHAS|Charles Schwab & Co., Inc.|61
PUTW|WISDOMTREE CBOE S&P|CIST|Capital Institutional Services, Inc.|185
PUTW|WISDOMTREE CBOE S&P|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46753
PUTW|WISDOMTREE CBOE S&P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8128
PUTW|WISDOMTREE CBOE S&P|CSIN|Citadel Securities Institutional LLC|95203
PUTW|WISDOMTREE CBOE S&P|CTDL|Citadel Derivatives Group Llc|97400
PUTW|WISDOMTREE CBOE S&P|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PUTW|WISDOMTREE CBOE S&P|DBAX|Deutsche Bank Securities Inc.|2600
PUTW|WISDOMTREE CBOE S&P|DEAN|MORGAN STANLEY|844
PUTW|WISDOMTREE CBOE S&P|EBXL|EBX LLC|3700
PUTW|WISDOMTREE CBOE S&P|EGAM|CBOE TRADING, INC.|2620
PUTW|WISDOMTREE CBOE S&P|ETRS|E*Trade Securities LLC|4112
PUTW|WISDOMTREE CBOE S&P|FTBR|Foliofn Investments, Inc.|76
PUTW|WISDOMTREE CBOE S&P|GEBB|GLOBAL EXECUTION BROKERS, LP|1107
PUTW|WISDOMTREE CBOE S&P|GLPX|ACS EXECUTION SERVICES, LLC|107
PUTW|WISDOMTREE CBOE S&P|GSCO|GOLDMAN SACHS & CO. LLC|13212
PUTW|WISDOMTREE CBOE S&P|GSLT|GOLDMAN SACHS & CO. LLC|200
PUTW|WISDOMTREE CBOE S&P|GTSZ|GTS SECURITIES LLC|454
PUTW|WISDOMTREE CBOE S&P|IATS|INTERACTIVE BROKERS LLC|1950
PUTW|WISDOMTREE CBOE S&P|IBKR|Interactive Brokers Llc|15961
PUTW|WISDOMTREE CBOE S&P|ICBX|INSTINET, LLC|6900
PUTW|WISDOMTREE CBOE S&P|INCA|INSTINET, LLC|3742
PUTW|WISDOMTREE CBOE S&P|ITGI|ITG Inc.|277
PUTW|WISDOMTREE CBOE S&P|JANY|Janney Montgomery Scott Inc.|83
PUTW|WISDOMTREE CBOE S&P|JPMX|J.P. Morgan Securities LLC|8352
PUTW|WISDOMTREE CBOE S&P|JSJX|JANE STREET CAPITAL LLC|99689
PUTW|WISDOMTREE CBOE S&P|KCGM|VIRTU Americas LLC|10589
PUTW|WISDOMTREE CBOE S&P|LEHM|Barclays Capital Inc./Le|5400
PUTW|WISDOMTREE CBOE S&P|LIME|Lime Brokerage LLC|3534
PUTW|WISDOMTREE CBOE S&P|LSCI|Lek Securities Corporation|650
PUTW|WISDOMTREE CBOE S&P|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
PUTW|WISDOMTREE CBOE S&P|MACC|Mid Atlantic Capital Corporation|1407
PUTW|WISDOMTREE CBOE S&P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14050
PUTW|WISDOMTREE CBOE S&P|MOTF|MOTIF INVESTING, INC.|1
PUTW|WISDOMTREE CBOE S&P|MSCO|MORGAN STANLEY & CO. LLC|11070
PUTW|WISDOMTREE CBOE S&P|NFSC|National Financial Services LLC|44076
PUTW|WISDOMTREE CBOE S&P|NITE|VIRTU Americas LLC|110899
PUTW|WISDOMTREE CBOE S&P|NITP|VIRTU Americas LLC|100
PUTW|WISDOMTREE CBOE S&P|NQRB|Brut, LLC|650
PUTW|WISDOMTREE CBOE S&P|NTBF|BMO Nesbitt Burns Inc./CDS|800
PUTW|WISDOMTREE CBOE S&P|PDQM|CODA MARKETS, INC.|107
PUTW|WISDOMTREE CBOE S&P|RBCM|RBC CAPITAL MARKETS, LLC|4886
PUTW|WISDOMTREE CBOE S&P|SAGL|SAGETRADER, LLC|100
PUTW|WISDOMTREE CBOE S&P|SALI|INTL FCSTONE FINANCIAL INC.|39
PUTW|WISDOMTREE CBOE S&P|SGMT|GOLDMAN SACHS & CO. LLC|3150
PUTW|WISDOMTREE CBOE S&P|SWIM|TD Ameritrade, Inc.|1393
PUTW|WISDOMTREE CBOE S&P|SWST|Hilltop Securities Inc.|1900
PUTW|WISDOMTREE CBOE S&P|TKNG|ALLY INVEST SECURITIES LLC|133
PUTW|WISDOMTREE CBOE S&P|TRCM|TRC MARKETS LLC|400
PUTW|WISDOMTREE CBOE S&P|UBSA|UBS SECURITIES LLC|13608
PUTW|WISDOMTREE CBOE S&P|UBSS|UBS Securities LLC|20889
PUTW|WISDOMTREE CBOE S&P|VGRD|Vanguard Marketing Corporation|2293
PUTW|WISDOMTREE CBOE S&P|WCHV|WELLS FARGO SECURITIES, LLC|1539
PUTW|WISDOMTREE CBOE S&P|WSEA|WOLVERINE SECURITIES, LLC|11
PUTW|WISDOMTREE CBOE S&P|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
PUTW|WISDOMTREE CBOE S&P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20228
PUW|INVESCO WILDERHILL P|CHAS|Charles Schwab & Co., Inc.|1
PUW|INVESCO WILDERHILL P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1041
PUW|INVESCO WILDERHILL P|DBAX|Deutsche Bank Securities Inc.|100
PUW|INVESCO WILDERHILL P|DEAN|MORGAN STANLEY|250
PUW|INVESCO WILDERHILL P|ETRS|E*Trade Securities LLC|101
PUW|INVESCO WILDERHILL P|FTBR|Foliofn Investments, Inc.|2
PUW|INVESCO WILDERHILL P|GSLT|GOLDMAN SACHS & CO. LLC|100
PUW|INVESCO WILDERHILL P|HRBF|American Enterprise Investment Services Inc.|207
PUW|INVESCO WILDERHILL P|JSJX|JANE STREET CAPITAL LLC|2343
PUW|INVESCO WILDERHILL P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
PUW|INVESCO WILDERHILL P|MSCO|MORGAN STANLEY & CO. LLC|755
PUW|INVESCO WILDERHILL P|NFSC|National Financial Services LLC|2645
PUW|INVESCO WILDERHILL P|NITE|VIRTU Americas LLC|2617
PUW|INVESCO WILDERHILL P|NITP|VIRTU Americas LLC|178
PUW|INVESCO WILDERHILL P|RBCM|RBC CAPITAL MARKETS, LLC|400
PUW|INVESCO WILDERHILL P|SALI|INTL FCSTONE FINANCIAL INC.|1
PUW|INVESCO WILDERHILL P|SGMT|GOLDMAN SACHS & CO. LLC|200
PUW|INVESCO WILDERHILL P|SWIM|TD Ameritrade, Inc.|8
PUW|INVESCO WILDERHILL P|SWST|Hilltop Securities Inc.|470
PUW|INVESCO WILDERHILL P|UBSS|UBS Securities LLC|1
PUW|INVESCO WILDERHILL P|WCHV|WELLS FARGO SECURITIES, LLC|1977
PUW|INVESCO WILDERHILL P|WSEA|WOLVERINE SECURITIES, LLC|1
PUW|INVESCO WILDERHILL P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65
PVAC|PENN VIRGINIA CORPOR|ALTX|Alternet Securities Inc.|20870
PVAC|PENN VIRGINIA CORPOR|APCC|Apex Clearing Corporation|10
PVAC|PENN VIRGINIA CORPOR|AQUA|AQUA SECURITIES L.P.|2800
PVAC|PENN VIRGINIA CORPOR|BATM|CBOE TRADING, INC.|3704
PVAC|PENN VIRGINIA CORPOR|BAYC|BAY CREST PARTNERS, LLC|150
PVAC|PENN VIRGINIA CORPOR|BAYT|BTIG, LLC|100
PVAC|PENN VIRGINIA CORPOR|BBNT|BB&T SECURITIES, LLC|300
PVAC|PENN VIRGINIA CORPOR|BERN|Sanford C. Bernstein & Co., LLC|76457
PVAC|PENN VIRGINIA CORPOR|BLKX|INSTINET, LLC|57928
PVAC|PENN VIRGINIA CORPOR|BMOC|BMO Capital Markets Corp.|9749
PVAC|PENN VIRGINIA CORPOR|BNPX|BNP PARIBAS SECURITIES CORP.|76938
PVAC|PENN VIRGINIA CORPOR|BTIG|BTIG, LLC|87423
PVAC|PENN VIRGINIA CORPOR|BYXM|CBOE TRADING, INC.|3807
PVAC|PENN VIRGINIA CORPOR|BZYD|GOLDMAN SACHS & CO. LLC|3100
PVAC|PENN VIRGINIA CORPOR|CABR|Cabrera Capital Markets, Inc.|10
PVAC|PENN VIRGINIA CORPOR|CANT|Cantor Fitzgerald & Co.|197
PVAC|PENN VIRGINIA CORPOR|CHDN|CHARDAN CAPITAL MARKETS LLC|414
PVAC|PENN VIRGINIA CORPOR|CIST|Capital Institutional Services, Inc.|256
PVAC|PENN VIRGINIA CORPOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|164626
PVAC|PENN VIRGINIA CORPOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23997
PVAC|PENN VIRGINIA CORPOR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1413
PVAC|PENN VIRGINIA CORPOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|182657
PVAC|PENN VIRGINIA CORPOR|CTDL|Citadel Derivatives Group Llc|9755
PVAC|PENN VIRGINIA CORPOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|7370
PVAC|PENN VIRGINIA CORPOR|DBAB|Deutsche Bank Securities Inc.|284182
PVAC|PENN VIRGINIA CORPOR|DBAX|Deutsche Bank Securities Inc.|297900
PVAC|PENN VIRGINIA CORPOR|DBUL|Deutsche Bank Securities Inc.|1554
PVAC|PENN VIRGINIA CORPOR|DCHF|Dart Executions, LLC|1600
PVAC|PENN VIRGINIA CORPOR|DEAN|MORGAN STANLEY|6274
PVAC|PENN VIRGINIA CORPOR|DEGS|RONIN PROFESSIONAL LLC|10024
PVAC|PENN VIRGINIA CORPOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|815
PVAC|PENN VIRGINIA CORPOR|EBXL|EBX LLC|239700
PVAC|PENN VIRGINIA CORPOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|19981
PVAC|PENN VIRGINIA CORPOR|EDJO|Edward D. Jones & Co., L.P.|505
PVAC|PENN VIRGINIA CORPOR|EGAM|CBOE TRADING, INC.|33066
PVAC|PENN VIRGINIA CORPOR|EGAW|CBOE TRADING, INC.|200
PVAC|PENN VIRGINIA CORPOR|EGMT|EG MARKET TECHNOLOGIES LLC|3058
PVAC|PENN VIRGINIA CORPOR|EGXM|CBOE TRADING, INC.|1836
PVAC|PENN VIRGINIA CORPOR|ETBE|Electronic Transaction Clearing, Inc.|26415
PVAC|PENN VIRGINIA CORPOR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
PVAC|PENN VIRGINIA CORPOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|114450
PVAC|PENN VIRGINIA CORPOR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|788
PVAC|PENN VIRGINIA CORPOR|ETRS|E*Trade Securities LLC|10826
PVAC|PENN VIRGINIA CORPOR|FBCO|Credit Suisse Securities (USA) LLC|254144
PVAC|PENN VIRGINIA CORPOR|FILL|Tradestation Securities, Inc.|3720
PVAC|PENN VIRGINIA CORPOR|FOMA|TD AMERITRADE CLEARING, INC.|61109
PVAC|PENN VIRGINIA CORPOR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4791
PVAC|PENN VIRGINIA CORPOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55224
PVAC|PENN VIRGINIA CORPOR|FTBR|Foliofn Investments, Inc.|425
PVAC|PENN VIRGINIA CORPOR|GEBB|GLOBAL EXECUTION BROKERS, LP|6592
PVAC|PENN VIRGINIA CORPOR|GELP|RBC CAPITAL MARKETS, LLC|10
PVAC|PENN VIRGINIA CORPOR|GLPX|ACS EXECUTION SERVICES, LLC|125455
PVAC|PENN VIRGINIA CORPOR|GSCO|GOLDMAN SACHS & CO. LLC|816675
PVAC|PENN VIRGINIA CORPOR|GSCS|GOLDMAN SACHS & CO. LLC|52647
PVAC|PENN VIRGINIA CORPOR|GSLT|GOLDMAN SACHS & CO. LLC|4355
PVAC|PENN VIRGINIA CORPOR|GTSZ|GTS SECURITIES LLC|50628
PVAC|PENN VIRGINIA CORPOR|HRBF|American Enterprise Investment Services Inc.|150
PVAC|PENN VIRGINIA CORPOR|HSBC|HSBC Securities, Inc.|300
PVAC|PENN VIRGINIA CORPOR|IATS|INTERACTIVE BROKERS LLC|11147
PVAC|PENN VIRGINIA CORPOR|IBKR|Interactive Brokers Llc|121592
PVAC|PENN VIRGINIA CORPOR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
PVAC|PENN VIRGINIA CORPOR|ICBX|INSTINET, LLC|35789
PVAC|PENN VIRGINIA CORPOR|IEQY|CITADEL SECURITIES LLC|94095
PVAC|PENN VIRGINIA CORPOR|INCA|INSTINET, LLC|172080
PVAC|PENN VIRGINIA CORPOR|INJX|INSTINET, LLC|19562
PVAC|PENN VIRGINIA CORPOR|ITGI|ITG Inc.|149186
PVAC|PENN VIRGINIA CORPOR|ITGP|ITG INC.|97600
PVAC|PENN VIRGINIA CORPOR|JANY|Janney Montgomery Scott Inc.|207
PVAC|PENN VIRGINIA CORPOR|JEFF|JEFFERIES LLC|116180
PVAC|PENN VIRGINIA CORPOR|JMPT|JUMP TRADING, LLC|64625
PVAC|PENN VIRGINIA CORPOR|JPBX|J.P. MORGAN SECURITIES LLC|39262
PVAC|PENN VIRGINIA CORPOR|JPMX|J.P. Morgan Securities LLC|322905
PVAC|PENN VIRGINIA CORPOR|JRCO|Johnson Rice & Company L.L.C.|3716
PVAC|PENN VIRGINIA CORPOR|JSJX|JANE STREET CAPITAL LLC|14405
PVAC|PENN VIRGINIA CORPOR|KCGM|VIRTU Americas LLC|34226
PVAC|PENN VIRGINIA CORPOR|LEHM|Barclays Capital Inc./Le|753708
PVAC|PENN VIRGINIA CORPOR|LIME|Lime Brokerage LLC|138978
PVAC|PENN VIRGINIA CORPOR|LMGP|LIME BROKERAGE LLC|16996
PVAC|PENN VIRGINIA CORPOR|LQNA|LIQUIDNET, INC.|15000
PVAC|PENN VIRGINIA CORPOR|LSCI|Lek Securities Corporation|7310
PVAC|PENN VIRGINIA CORPOR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PVAC|PENN VIRGINIA CORPOR|MAXM|Maxim Group LLC|1344
PVAC|PENN VIRGINIA CORPOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122384
PVAC|PENN VIRGINIA CORPOR|MOTF|MOTIF INVESTING, INC.|4
PVAC|PENN VIRGINIA CORPOR|MSCO|MORGAN STANLEY & CO. LLC|2055665
PVAC|PENN VIRGINIA CORPOR|MSPL|MORGAN STANLEY & CO. LLC|198100
PVAC|PENN VIRGINIA CORPOR|MSTX|MORGAN STANLEY & CO. LLC|50500
PVAC|PENN VIRGINIA CORPOR|NFSC|National Financial Services LLC|41320
PVAC|PENN VIRGINIA CORPOR|NITE|VIRTU Americas LLC|242398
PVAC|PENN VIRGINIA CORPOR|NITP|VIRTU Americas LLC|1485
PVAC|PENN VIRGINIA CORPOR|NORT|Northland Securities, Inc.|8420
PVAC|PENN VIRGINIA CORPOR|NQRB|Brut, LLC|9318
PVAC|PENN VIRGINIA CORPOR|OPCO|Oppenheimer & Co. Inc.|104
PVAC|PENN VIRGINIA CORPOR|PDQM|CODA MARKETS, INC.|486096
PVAC|PENN VIRGINIA CORPOR|PHLY|NASDAQ Execution Services, LLC|200
PVAC|PENN VIRGINIA CORPOR|PIPR|Piper Jaffray & Co.|820
PVAC|PENN VIRGINIA CORPOR|PWJC|UBS Financial Services, Inc.|4027
PVAC|PENN VIRGINIA CORPOR|QMSR|QUATTRO M SECURITIES INC.|12672
PVAC|PENN VIRGINIA CORPOR|RBCM|RBC CAPITAL MARKETS, LLC|167
PVAC|PENN VIRGINIA CORPOR|SAGL|SAGETRADER, LLC|19922
PVAC|PENN VIRGINIA CORPOR|SALI|INTL FCSTONE FINANCIAL INC.|1
PVAC|PENN VIRGINIA CORPOR|SBSH|Citigroup Global Markets Inc.|1041875
PVAC|PENN VIRGINIA CORPOR|SGMT|GOLDMAN SACHS & CO. LLC|84152
PVAC|PENN VIRGINIA CORPOR|SPDR|SPEEDROUTE LLC|37180
PVAC|PENN VIRGINIA CORPOR|SPTD|MINT GLOBAL MARKETS, INC.|2820
PVAC|PENN VIRGINIA CORPOR|SWIM|TD Ameritrade, Inc.|11879
PVAC|PENN VIRGINIA CORPOR|SWST|Hilltop Securities Inc.|674
PVAC|PENN VIRGINIA CORPOR|TKNG|ALLY INVEST SECURITIES LLC|1757
PVAC|PENN VIRGINIA CORPOR|TRBT|Tradebot Systems, Inc.|51127
PVAC|PENN VIRGINIA CORPOR|TRCM|TRC MARKETS LLC|136487
PVAC|PENN VIRGINIA CORPOR|UBSA|UBS SECURITIES LLC|566799
PVAC|PENN VIRGINIA CORPOR|UBSS|UBS Securities LLC|1590014
PVAC|PENN VIRGINIA CORPOR|VALX|VIRTU AMERICAS LLC|20271
PVAC|PENN VIRGINIA CORPOR|VGRD|Vanguard Marketing Corporation|1486
PVAC|PENN VIRGINIA CORPOR|VNDS|VANDHAM SECURITIES CORP|4118
PVAC|PENN VIRGINIA CORPOR|WABR|Wall Street Access|200
PVAC|PENN VIRGINIA CORPOR|WCHV|WELLS FARGO SECURITIES, LLC|287063
PVAC|PENN VIRGINIA CORPOR|WEDB|WEDBUSH SECURITIES INC.|3767
PVAC|PENN VIRGINIA CORPOR|WEED|Weeden & Co.L.P.|7920
PVAC|PENN VIRGINIA CORPOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2998
PVAC|PENN VIRGINIA CORPOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10389
PVAC|PENN VIRGINIA CORPOR|WGIF|CIBC World Markets Inc.|1000
PVAC|PENN VIRGINIA CORPOR|WSEA|WOLVERINE SECURITIES, LLC|2038
PVAC|PENN VIRGINIA CORPOR|XIST|INSTINET, LLC|16320
PVAC|PENN VIRGINIA CORPOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|7316
PVAC|PENN VIRGINIA CORPOR|YKNA|COMHAR CAPITAL MARKETS, LLC|43966
PVAC|PENN VIRGINIA CORPOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|736
PVAL|PR CONTR VAL IDX ETF|CANT|Cantor Fitzgerald & Co.|3934
PVAL|PR CONTR VAL IDX ETF|CHAS|Charles Schwab & Co., Inc.|1
PVAL|PR CONTR VAL IDX ETF|FBCO|Credit Suisse Securities (USA) LLC|1
PVAL|PR CONTR VAL IDX ETF|IBKR|Interactive Brokers Llc|1
PVAL|PR CONTR VAL IDX ETF|MSCO|MORGAN STANLEY & CO. LLC|1
PVAL|PR CONTR VAL IDX ETF|NITE|VIRTU Americas LLC|1
PVBC|PROVIDENT BANCORP CS|ALTX|Alternet Securities Inc.|730
PVBC|PROVIDENT BANCORP CS|APCC|Apex Clearing Corporation|29
PVBC|PROVIDENT BANCORP CS|BATM|CBOE TRADING, INC.|222
PVBC|PROVIDENT BANCORP CS|BERN|Sanford C. Bernstein & Co., LLC|300
PVBC|PROVIDENT BANCORP CS|BMOC|BMO Capital Markets Corp.|696
PVBC|PROVIDENT BANCORP CS|BNKS|Fig Partners, LLC|1136
PVBC|PROVIDENT BANCORP CS|BNPX|BNP PARIBAS SECURITIES CORP.|385
PVBC|PROVIDENT BANCORP CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|228
PVBC|PROVIDENT BANCORP CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4717
PVBC|PROVIDENT BANCORP CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3294
PVBC|PROVIDENT BANCORP CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|916
PVBC|PROVIDENT BANCORP CS|CTDL|Citadel Derivatives Group Llc|72
PVBC|PROVIDENT BANCORP CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|152
PVBC|PROVIDENT BANCORP CS|DBAB|Deutsche Bank Securities Inc.|4882
PVBC|PROVIDENT BANCORP CS|DBAX|Deutsche Bank Securities Inc.|1200
PVBC|PROVIDENT BANCORP CS|DEGS|RONIN PROFESSIONAL LLC|758
PVBC|PROVIDENT BANCORP CS|EBXL|EBX LLC|3100
PVBC|PROVIDENT BANCORP CS|EGAM|CBOE TRADING, INC.|573
PVBC|PROVIDENT BANCORP CS|EGXM|CBOE TRADING, INC.|100
PVBC|PROVIDENT BANCORP CS|ETRS|E*Trade Securities LLC|1618
PVBC|PROVIDENT BANCORP CS|FBCO|Credit Suisse Securities (USA) LLC|17713
PVBC|PROVIDENT BANCORP CS|FOMA|TD AMERITRADE CLEARING, INC.|35464
PVBC|PROVIDENT BANCORP CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|225
PVBC|PROVIDENT BANCORP CS|FTBR|Foliofn Investments, Inc.|1
PVBC|PROVIDENT BANCORP CS|GEBB|GLOBAL EXECUTION BROKERS, LP|800
PVBC|PROVIDENT BANCORP CS|GLPX|ACS EXECUTION SERVICES, LLC|573
PVBC|PROVIDENT BANCORP CS|GSCO|GOLDMAN SACHS & CO. LLC|10817
PVBC|PROVIDENT BANCORP CS|GTSZ|GTS SECURITIES LLC|545
PVBC|PROVIDENT BANCORP CS|IATS|INTERACTIVE BROKERS LLC|600
PVBC|PROVIDENT BANCORP CS|IBKR|Interactive Brokers Llc|5135
PVBC|PROVIDENT BANCORP CS|ICBX|INSTINET, LLC|400
PVBC|PROVIDENT BANCORP CS|IEQY|CITADEL SECURITIES LLC|200
PVBC|PROVIDENT BANCORP CS|INCA|INSTINET, LLC|9679
PVBC|PROVIDENT BANCORP CS|INJX|INSTINET, LLC|2197
PVBC|PROVIDENT BANCORP CS|ITGI|ITG Inc.|876
PVBC|PROVIDENT BANCORP CS|ITGP|ITG INC.|3000
PVBC|PROVIDENT BANCORP CS|JEFF|JEFFERIES LLC|54
PVBC|PROVIDENT BANCORP CS|JONE|JonesTrading|388438
PVBC|PROVIDENT BANCORP CS|JPMX|J.P. Morgan Securities LLC|836
PVBC|PROVIDENT BANCORP CS|KCGM|VIRTU Americas LLC|774
PVBC|PROVIDENT BANCORP CS|LEHM|Barclays Capital Inc./Le|4870
PVBC|PROVIDENT BANCORP CS|LIME|Lime Brokerage LLC|19035
PVBC|PROVIDENT BANCORP CS|LMGP|LIME BROKERAGE LLC|4200
PVBC|PROVIDENT BANCORP CS|MAXM|Maxim Group LLC|386
PVBC|PROVIDENT BANCORP CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
PVBC|PROVIDENT BANCORP CS|MSCO|MORGAN STANLEY & CO. LLC|12431
PVBC|PROVIDENT BANCORP CS|MSPL|MORGAN STANLEY & CO. LLC|800
PVBC|PROVIDENT BANCORP CS|NFSC|National Financial Services LLC|4613
PVBC|PROVIDENT BANCORP CS|NITE|VIRTU Americas LLC|12052
PVBC|PROVIDENT BANCORP CS|PDQM|CODA MARKETS, INC.|1263
PVBC|PROVIDENT BANCORP CS|SBSH|Citigroup Global Markets Inc.|4706
PVBC|PROVIDENT BANCORP CS|SGMT|GOLDMAN SACHS & CO. LLC|939
PVBC|PROVIDENT BANCORP CS|SPDR|SPEEDROUTE LLC|11186
PVBC|PROVIDENT BANCORP CS|SPTD|MINT GLOBAL MARKETS, INC.|1728
PVBC|PROVIDENT BANCORP CS|SWIM|TD Ameritrade, Inc.|2600
PVBC|PROVIDENT BANCORP CS|TRBT|Tradebot Systems, Inc.|231
PVBC|PROVIDENT BANCORP CS|TRCM|TRC MARKETS LLC|2819
PVBC|PROVIDENT BANCORP CS|UBSA|UBS SECURITIES LLC|2339
PVBC|PROVIDENT BANCORP CS|UBSS|UBS Securities LLC|10870
PVBC|PROVIDENT BANCORP CS|VALX|VIRTU AMERICAS LLC|379
PVBC|PROVIDENT BANCORP CS|VGRD|Vanguard Marketing Corporation|10
PVBC|PROVIDENT BANCORP CS|WCHV|WELLS FARGO SECURITIES, LLC|209
PVBC|PROVIDENT BANCORP CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
PVBC|PROVIDENT BANCORP CS|YKNA|COMHAR CAPITAL MARKETS, LLC|107
PVG|PRETIUM RES INC|ALTX|Alternet Securities Inc.|1000
PVG|PRETIUM RES INC|APCC|Apex Clearing Corporation|3501
PVG|PRETIUM RES INC|BANK|Primevest Financial Services, Inc.|300
PVG|PRETIUM RES INC|BARD|Robert W. Baird & Co. Incorporated|100
PVG|PRETIUM RES INC|BATM|CBOE TRADING, INC.|2217
PVG|PRETIUM RES INC|BERN|Sanford C. Bernstein & Co., LLC|12590
PVG|PRETIUM RES INC|BIDS|BIDS TRADING L.P.|200
PVG|PRETIUM RES INC|BIMI|Banca IMI Securities Corp.|1000
PVG|PRETIUM RES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20063
PVG|PRETIUM RES INC|BLKX|INSTINET, LLC|13641
PVG|PRETIUM RES INC|BMOC|BMO Capital Markets Corp.|46481
PVG|PRETIUM RES INC|BYXM|CBOE TRADING, INC.|1700
PVG|PRETIUM RES INC|BZYD|GOLDMAN SACHS & CO. LLC|900
PVG|PRETIUM RES INC|CANT|Cantor Fitzgerald & Co.|28816
PVG|PRETIUM RES INC|CHAS|Charles Schwab & Co., Inc.|306
PVG|PRETIUM RES INC|CICF|Canaccord Genuity Corp.|2000
PVG|PRETIUM RES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72791
PVG|PRETIUM RES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
PVG|PRETIUM RES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
PVG|PRETIUM RES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|405250
PVG|PRETIUM RES INC|CTDL|Citadel Derivatives Group Llc|8015
PVG|PRETIUM RES INC|CTLR|CUTLER GROUP, LP|2600
PVG|PRETIUM RES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|79806
PVG|PRETIUM RES INC|DBAB|Deutsche Bank Securities Inc.|207681
PVG|PRETIUM RES INC|DBAX|Deutsche Bank Securities Inc.|735000
PVG|PRETIUM RES INC|DBUL|Deutsche Bank Securities Inc.|700
PVG|PRETIUM RES INC|DEAN|MORGAN STANLEY|6680
PVG|PRETIUM RES INC|DEGS|RONIN PROFESSIONAL LLC|12470
PVG|PRETIUM RES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
PVG|PRETIUM RES INC|EBXL|EBX LLC|141500
PVG|PRETIUM RES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1389
PVG|PRETIUM RES INC|EDJO|Edward D. Jones & Co., L.P.|2401
PVG|PRETIUM RES INC|EGAM|CBOE TRADING, INC.|4003
PVG|PRETIUM RES INC|EGXM|CBOE TRADING, INC.|8729
PVG|PRETIUM RES INC|ELEV|ELEVATION, LLC|12198
PVG|PRETIUM RES INC|ETBE|Electronic Transaction Clearing, Inc.|14501
PVG|PRETIUM RES INC|ETCB|ETC BROKERAGE SERVICES, LLC|143
PVG|PRETIUM RES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1212
PVG|PRETIUM RES INC|ETRS|E*Trade Securities LLC|516555
PVG|PRETIUM RES INC|FILL|Tradestation Securities, Inc.|9472
PVG|PRETIUM RES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125620
PVG|PRETIUM RES INC|FTBR|Foliofn Investments, Inc.|6096
PVG|PRETIUM RES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|19125
PVG|PRETIUM RES INC|GLIS|TD Securities Inc|543
PVG|PRETIUM RES INC|GLPX|ACS EXECUTION SERVICES, LLC|798
PVG|PRETIUM RES INC|GSCO|GOLDMAN SACHS & CO. LLC|468716
PVG|PRETIUM RES INC|GSCS|GOLDMAN SACHS & CO. LLC|100
PVG|PRETIUM RES INC|GSLT|GOLDMAN SACHS & CO. LLC|3623
PVG|PRETIUM RES INC|GTSZ|GTS SECURITIES LLC|59049
PVG|PRETIUM RES INC|HASF|Haywood Securities Inc./CDS|6200
PVG|PRETIUM RES INC|HRBF|American Enterprise Investment Services Inc.|200
PVG|PRETIUM RES INC|IATS|INTERACTIVE BROKERS LLC|40323
PVG|PRETIUM RES INC|IBKR|Interactive Brokers Llc|43854
PVG|PRETIUM RES INC|ICBX|INSTINET, LLC|183034
PVG|PRETIUM RES INC|INCA|INSTINET, LLC|255357
PVG|PRETIUM RES INC|INJX|INSTINET, LLC|500
PVG|PRETIUM RES INC|ITGI|ITG Inc.|69604
PVG|PRETIUM RES INC|ITGP|ITG INC.|130600
PVG|PRETIUM RES INC|JANY|Janney Montgomery Scott Inc.|5018
PVG|PRETIUM RES INC|JEFF|JEFFERIES LLC|50095
PVG|PRETIUM RES INC|JMPT|JUMP TRADING, LLC|62352
PVG|PRETIUM RES INC|JPBX|J.P. MORGAN SECURITIES LLC|5392
PVG|PRETIUM RES INC|JPMX|J.P. Morgan Securities LLC|310554
PVG|PRETIUM RES INC|JSJX|JANE STREET CAPITAL LLC|8106
PVG|PRETIUM RES INC|JUTA|JUMP TRADING, LLC|900
PVG|PRETIUM RES INC|KCGM|VIRTU Americas LLC|57107
PVG|PRETIUM RES INC|LEHM|Barclays Capital Inc./Le|758972
PVG|PRETIUM RES INC|LIME|Lime Brokerage LLC|10325
PVG|PRETIUM RES INC|LSCI|Lek Securities Corporation|336
PVG|PRETIUM RES INC|MBTS|ALLY INVEST SECURITIES LLC|100
PVG|PRETIUM RES INC|MKMP|MKM Partners LLC|500
PVG|PRETIUM RES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|226626
PVG|PRETIUM RES INC|MOTF|MOTIF INVESTING, INC.|16
PVG|PRETIUM RES INC|MSCO|MORGAN STANLEY & CO. LLC|754094
PVG|PRETIUM RES INC|MSPL|MORGAN STANLEY & CO. LLC|520900
PVG|PRETIUM RES INC|MSTX|MORGAN STANLEY & CO. LLC|195100
PVG|PRETIUM RES INC|NFSC|National Financial Services LLC|1872124
PVG|PRETIUM RES INC|NITE|VIRTU Americas LLC|1542146
PVG|PRETIUM RES INC|NITP|VIRTU Americas LLC|15000
PVG|PRETIUM RES INC|NQRB|Brut, LLC|2400
PVG|PRETIUM RES INC|NTBF|BMO Nesbitt Burns Inc./CDS|335
PVG|PRETIUM RES INC|OHOS|TWO SIGMA SECURITIES, LLC|54712
PVG|PRETIUM RES INC|OLDM|OLD MISSION CAPITAL, LLC|30264
PVG|PRETIUM RES INC|OPCO|Oppenheimer & Co. Inc.|5275
PVG|PRETIUM RES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
PVG|PRETIUM RES INC|PDQM|CODA MARKETS, INC.|1453
PVG|PRETIUM RES INC|PHLY|NASDAQ Execution Services, LLC|2400
PVG|PRETIUM RES INC|PICT|Pictet Overseas Inc.|1200
PVG|PRETIUM RES INC|PWJC|UBS Financial Services, Inc.|16900
PVG|PRETIUM RES INC|RBCM|RBC CAPITAL MARKETS, LLC|53271
PVG|PRETIUM RES INC|RGLD|Regal Securities, Inc|585
PVG|PRETIUM RES INC|RHOX|XR Securities LLC|4975
PVG|PRETIUM RES INC|SBSH|Citigroup Global Markets Inc.|245139
PVG|PRETIUM RES INC|SCMC|Scotia Capital Markets (USA) Inc.|33600
PVG|PRETIUM RES INC|SGMT|GOLDMAN SACHS & CO. LLC|198286
PVG|PRETIUM RES INC|SPDR|SPEEDROUTE LLC|3100
PVG|PRETIUM RES INC|SPHN|Stephens Inc.|108
PVG|PRETIUM RES INC|STFL|Stifel, Nicolaus & Company, Incorporated|7476
PVG|PRETIUM RES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4100
PVG|PRETIUM RES INC|SWIM|TD Ameritrade, Inc.|184198
PVG|PRETIUM RES INC|TKNG|ALLY INVEST SECURITIES LLC|547
PVG|PRETIUM RES INC|TRBT|Tradebot Systems, Inc.|132237
PVG|PRETIUM RES INC|TRCM|TRC MARKETS LLC|197172
PVG|PRETIUM RES INC|TWTT|TASTYWORKS, INC.|150
PVG|PRETIUM RES INC|UBSA|UBS SECURITIES LLC|793506
PVG|PRETIUM RES INC|UBSS|UBS Securities LLC|642826
PVG|PRETIUM RES INC|VALX|VIRTU AMERICAS LLC|66232
PVG|PRETIUM RES INC|VGRD|Vanguard Marketing Corporation|104329
PVG|PRETIUM RES INC|WBLR|WILLIAM BLAIR|500
PVG|PRETIUM RES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3194
PVG|PRETIUM RES INC|WCHV|WELLS FARGO SECURITIES, LLC|42927
PVG|PRETIUM RES INC|WEDB|WEDBUSH SECURITIES INC.|4486
PVG|PRETIUM RES INC|WEED|Weeden & Co.L.P.|300
PVG|PRETIUM RES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|60873
PVG|PRETIUM RES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21151
PVG|PRETIUM RES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|75
PVG|PRETIUM RES INC|WSEA|WOLVERINE SECURITIES, LLC|8582
PVG|PRETIUM RES INC|XIST|INSTINET, LLC|21800
PVG|PRETIUM RES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|164266
PVG|PRETIUM RES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|33
PVG|PRETIUM RES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6057
PVH|PVH CORP.|ABLE|NATIXIS Securities Americas LLC|59983
PVH|PVH CORP.|AGIS|Aegis Capital Corp.|6
PVH|PVH CORP.|ALTX|Alternet Securities Inc.|15933
PVH|PVH CORP.|ANOS|ABEL/NOSER, L.L.C.|7890
PVH|PVH CORP.|APCC|Apex Clearing Corporation|91
PVH|PVH CORP.|BARD|Robert W. Baird & Co. Incorporated|319
PVH|PVH CORP.|BATM|CBOE TRADING, INC.|12857
PVH|PVH CORP.|BAYC|BAY CREST PARTNERS, LLC|3740
PVH|PVH CORP.|BAYT|BTIG, LLC|238
PVH|PVH CORP.|BBNT|BB&T SECURITIES, LLC|184
PVH|PVH CORP.|BERN|Sanford C. Bernstein & Co., LLC|41967
PVH|PVH CORP.|BIDS|BIDS TRADING L.P.|500
PVH|PVH CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6735
PVH|PVH CORP.|BLKX|INSTINET, LLC|201600
PVH|PVH CORP.|BNCH|The Benchmark Company, LLC|16900
PVH|PVH CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|229407
PVH|PVH CORP.|BTIG|BTIG, LLC|877
PVH|PVH CORP.|BYXM|CBOE TRADING, INC.|2564
PVH|PVH CORP.|BZYD|GOLDMAN SACHS & CO. LLC|745
PVH|PVH CORP.|CABR|Cabrera Capital Markets, Inc.|113
PVH|PVH CORP.|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
PVH|PVH CORP.|CHAS|Charles Schwab & Co., Inc.|483
PVH|PVH CORP.|CIBP|CIBC World Markets Corp.|3271
PVH|PVH CORP.|CIST|Capital Institutional Services, Inc.|644
PVH|PVH CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109758
PVH|PVH CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|887
PVH|PVH CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|757
PVH|PVH CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|506263
PVH|PVH CORP.|CTDL|Citadel Derivatives Group Llc|22084
PVH|PVH CORP.|CTLR|CUTLER GROUP, LP|725
PVH|PVH CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|64150
PVH|PVH CORP.|DAVA|Davenport & Company LLC|795
PVH|PVH CORP.|DBAB|Deutsche Bank Securities Inc.|423776
PVH|PVH CORP.|DBAX|Deutsche Bank Securities Inc.|385800
PVH|PVH CORP.|DBUL|Deutsche Bank Securities Inc.|17875
PVH|PVH CORP.|DCHF|Dart Executions, LLC|2219
PVH|PVH CORP.|DEAN|MORGAN STANLEY|7861
PVH|PVH CORP.|DEGS|RONIN PROFESSIONAL LLC|201
PVH|PVH CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
PVH|PVH CORP.|EBXL|EBX LLC|145800
PVH|PVH CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3472
PVH|PVH CORP.|EDJO|Edward D. Jones & Co., L.P.|622
PVH|PVH CORP.|EGAM|CBOE TRADING, INC.|15250
PVH|PVH CORP.|EGAW|CBOE TRADING, INC.|1
PVH|PVH CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|2300
PVH|PVH CORP.|EGXM|CBOE TRADING, INC.|8075
PVH|PVH CORP.|EGXW|CBOE TRADING, INC.|400
PVH|PVH CORP.|ETBE|Electronic Transaction Clearing, Inc.|42149
PVH|PVH CORP.|ETCB|ETC BROKERAGE SERVICES, LLC|6
PVH|PVH CORP.|ETCC|Electronic Transaction Clearing, Inc.|600
PVH|PVH CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53581
PVH|PVH CORP.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PVH|PVH CORP.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|334
PVH|PVH CORP.|ETRS|E*Trade Securities LLC|39954
PVH|PVH CORP.|FBSB|U.S. Bancorp Investments, Inc.|113
PVH|PVH CORP.|FILL|Tradestation Securities, Inc.|1552
PVH|PVH CORP.|FMAF|NBCN Inc./ CDS|2
PVH|PVH CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8047
PVH|PVH CORP.|FQLS|Quantlab Securities LP|418404
PVH|PVH CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76260
PVH|PVH CORP.|FTBR|Foliofn Investments, Inc.|1574
PVH|PVH CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|34844
PVH|PVH CORP.|GLIS|TD Securities Inc|815
PVH|PVH CORP.|GLPX|ACS EXECUTION SERVICES, LLC|106561
PVH|PVH CORP.|GSCO|GOLDMAN SACHS & CO. LLC|1264669
PVH|PVH CORP.|GSCS|GOLDMAN SACHS & CO. LLC|7208
PVH|PVH CORP.|GSLT|GOLDMAN SACHS & CO. LLC|8465
PVH|PVH CORP.|GTSZ|GTS SECURITIES LLC|181495
PVH|PVH CORP.|HAPX|HAP Trading, LLC|1240
PVH|PVH CORP.|HRBF|American Enterprise Investment Services Inc.|3298
PVH|PVH CORP.|HSBC|HSBC Securities, Inc.|118
PVH|PVH CORP.|IATS|INTERACTIVE BROKERS LLC|13979
PVH|PVH CORP.|IBKR|Interactive Brokers Llc|23931
PVH|PVH CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|43
PVH|PVH CORP.|ICBX|INSTINET, LLC|41264
PVH|PVH CORP.|IEQY|CITADEL SECURITIES LLC|147553
PVH|PVH CORP.|INCA|INSTINET, LLC|504758
PVH|PVH CORP.|INJX|INSTINET, LLC|4444
PVH|PVH CORP.|ITGI|ITG Inc.|56720
PVH|PVH CORP.|ITGP|ITG INC.|179000
PVH|PVH CORP.|JANY|Janney Montgomery Scott Inc.|218
PVH|PVH CORP.|JEFF|JEFFERIES LLC|186636
PVH|PVH CORP.|JMPT|JUMP TRADING, LLC|59023
PVH|PVH CORP.|JONE|JonesTrading|1818
PVH|PVH CORP.|JPBX|J.P. MORGAN SECURITIES LLC|161479
PVH|PVH CORP.|JPMX|J.P. Morgan Securities LLC|418947
PVH|PVH CORP.|JSJX|JANE STREET CAPITAL LLC|32447
PVH|PVH CORP.|KCGM|VIRTU Americas LLC|41438
PVH|PVH CORP.|LEHM|Barclays Capital Inc./Le|982885
PVH|PVH CORP.|LIME|Lime Brokerage LLC|43690
PVH|PVH CORP.|LMNX|LUMINEX TRADING & ANALYTICS LLC|41574
PVH|PVH CORP.|LOOP|Loop Capital Markets LLC|235
PVH|PVH CORP.|LQNA|LIQUIDNET, INC.|11300
PVH|PVH CORP.|LSCI|Lek Securities Corporation|604
PVH|PVH CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105000
PVH|PVH CORP.|MOTF|MOTIF INVESTING, INC.|4
PVH|PVH CORP.|MSCO|MORGAN STANLEY & CO. LLC|2098788
PVH|PVH CORP.|MSPL|MORGAN STANLEY & CO. LLC|345200
PVH|PVH CORP.|MSTX|MORGAN STANLEY & CO. LLC|134000
PVH|PVH CORP.|NATL|National Securities Corporation|926
PVH|PVH CORP.|NEUB|NEUBERGER BERMAN BD LLC|535
PVH|PVH CORP.|NFSC|National Financial Services LLC|122732
PVH|PVH CORP.|NITE|VIRTU Americas LLC|331392
PVH|PVH CORP.|NQRB|Brut, LLC|6302
PVH|PVH CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|185
PVH|PVH CORP.|NTRC|Northern Trust Securities, Inc.|490
PVH|PVH CORP.|OHOS|TWO SIGMA SECURITIES, LLC|62484
PVH|PVH CORP.|ONEL|O'NEIL SECURITIES, INCORPORATED|15789
PVH|PVH CORP.|OPCO|Oppenheimer & Co. Inc.|2726
PVH|PVH CORP.|PDQM|CODA MARKETS, INC.|138217
PVH|PVH CORP.|PHLY|NASDAQ Execution Services, LLC|1400
PVH|PVH CORP.|PWJC|UBS Financial Services, Inc.|74
PVH|PVH CORP.|QMSR|QUATTRO M SECURITIES INC.|37001
PVH|PVH CORP.|RBCM|RBC CAPITAL MARKETS, LLC|2491
PVH|PVH CORP.|RHCO|Suntrust Robinson Humphrey, Inc.|29591
PVH|PVH CORP.|SAGL|SAGETRADER, LLC|47296
PVH|PVH CORP.|SAGW|SAGETRADER, LLC|15
PVH|PVH CORP.|SBSH|Citigroup Global Markets Inc.|196200
PVH|PVH CORP.|SGMT|GOLDMAN SACHS & CO. LLC|148020
PVH|PVH CORP.|SPDR|SPEEDROUTE LLC|16262
PVH|PVH CORP.|SPHN|Stephens Inc.|404
PVH|PVH CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|14106
PVH|PVH CORP.|STKP|STOCKPILE INVESTMENTS, INC.|18
PVH|PVH CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3557
PVH|PVH CORP.|SWIM|TD Ameritrade, Inc.|17443
PVH|PVH CORP.|SWST|Hilltop Securities Inc.|79
PVH|PVH CORP.|TAGC|TELSEY ADVISORY GROUP LLC|100
PVH|PVH CORP.|TKNG|ALLY INVEST SECURITIES LLC|451
PVH|PVH CORP.|TRBT|Tradebot Systems, Inc.|297405
PVH|PVH CORP.|TRCM|TRC MARKETS LLC|214303
PVH|PVH CORP.|UBSA|UBS SECURITIES LLC|673879
PVH|PVH CORP.|UBSS|UBS Securities LLC|1194083
PVH|PVH CORP.|VALX|VIRTU AMERICAS LLC|15815
PVH|PVH CORP.|VGRD|Vanguard Marketing Corporation|5375
PVH|PVH CORP.|VNDS|VANDHAM SECURITIES CORP|5000
PVH|PVH CORP.|VSIN|Vision Financial Markets Llc|4
PVH|PVH CORP.|WABR|Wall Street Access|1874
PVH|PVH CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|2009
PVH|PVH CORP.|WCHV|WELLS FARGO SECURITIES, LLC|80564
PVH|PVH CORP.|WDNX|WEEDEN & CO.L.P.|632
PVH|PVH CORP.|WEDB|WEDBUSH SECURITIES INC.|1603
PVH|PVH CORP.|WEED|Weeden & Co.L.P.|962
PVH|PVH CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18248
PVH|PVH CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40125
PVH|PVH CORP.|WGIF|CIBC World Markets Inc.|535
PVH|PVH CORP.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|834
PVH|PVH CORP.|WORD|Worden Capital Management LLC|700
PVH|PVH CORP.|WSEA|WOLVERINE SECURITIES, LLC|1607
PVH|PVH CORP.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1150
PVH|PVH CORP.|XIST|INSTINET, LLC|42230
PVH|PVH CORP.|XPQR|Jump Trading|2855
PVH|PVH CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|40036
PVH|PVH CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|14350
PVH|PVH CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4441
PVI|INVESCO VRDO TAX|ALTX|Alternet Securities Inc.|100
PVI|INVESCO VRDO TAX|APCC|Apex Clearing Corporation|6
PVI|INVESCO VRDO TAX|CHAS|Charles Schwab & Co., Inc.|1
PVI|INVESCO VRDO TAX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9800
PVI|INVESCO VRDO TAX|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
PVI|INVESCO VRDO TAX|DBAX|Deutsche Bank Securities Inc.|100
PVI|INVESCO VRDO TAX|DEAN|MORGAN STANLEY|1
PVI|INVESCO VRDO TAX|EBXL|EBX LLC|300
PVI|INVESCO VRDO TAX|ECUT|CONVERGEX EXECUTION SOLUTIONS|4650
PVI|INVESCO VRDO TAX|EGXM|CBOE TRADING, INC.|1867
PVI|INVESCO VRDO TAX|ETRS|E*Trade Securities LLC|2
PVI|INVESCO VRDO TAX|FTBR|Foliofn Investments, Inc.|1356
PVI|INVESCO VRDO TAX|GLPX|ACS EXECUTION SERVICES, LLC|1
PVI|INVESCO VRDO TAX|HRBF|American Enterprise Investment Services Inc.|1
PVI|INVESCO VRDO TAX|IATS|INTERACTIVE BROKERS LLC|100
PVI|INVESCO VRDO TAX|IBKR|Interactive Brokers Llc|250
PVI|INVESCO VRDO TAX|ICBX|INSTINET, LLC|200
PVI|INVESCO VRDO TAX|INCA|INSTINET, LLC|800
PVI|INVESCO VRDO TAX|ITGP|ITG INC.|800
PVI|INVESCO VRDO TAX|JANY|Janney Montgomery Scott Inc.|591
PVI|INVESCO VRDO TAX|JPMX|J.P. Morgan Securities LLC|2198
PVI|INVESCO VRDO TAX|JSJX|JANE STREET CAPITAL LLC|47100
PVI|INVESCO VRDO TAX|KCGM|VIRTU Americas LLC|1350
PVI|INVESCO VRDO TAX|LEHM|Barclays Capital Inc./Le|200
PVI|INVESCO VRDO TAX|LIME|Lime Brokerage LLC|830
PVI|INVESCO VRDO TAX|MSCO|MORGAN STANLEY & CO. LLC|19072
PVI|INVESCO VRDO TAX|NFSC|National Financial Services LLC|244
PVI|INVESCO VRDO TAX|NITE|VIRTU Americas LLC|3752
PVI|INVESCO VRDO TAX|PDQM|CODA MARKETS, INC.|868
PVI|INVESCO VRDO TAX|RBCM|RBC CAPITAL MARKETS, LLC|500
PVI|INVESCO VRDO TAX|SAGL|SAGETRADER, LLC|200
PVI|INVESCO VRDO TAX|SGMT|GOLDMAN SACHS & CO. LLC|400
PVI|INVESCO VRDO TAX|UBSA|UBS SECURITIES LLC|7896
PVI|INVESCO VRDO TAX|UBSS|UBS Securities LLC|8671
PVI|INVESCO VRDO TAX|WCHV|WELLS FARGO SECURITIES, LLC|1000
PVI|INVESCO VRDO TAX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15172
PVI|INVESCO VRDO TAX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4691
PVTL|PIVOTAL SOFTWARE, IN|ADAM|CANACCORD GENUITY INC.|5000
PVTL|PIVOTAL SOFTWARE, IN|AGIS|Aegis Capital Corp.|9013
PVTL|PIVOTAL SOFTWARE, IN|ALTX|Alternet Securities Inc.|170921
PVTL|PIVOTAL SOFTWARE, IN|ANOS|ABEL/NOSER, L.L.C.|210
PVTL|PIVOTAL SOFTWARE, IN|APCC|Apex Clearing Corporation|85059
PVTL|PIVOTAL SOFTWARE, IN|BARD|Robert W. Baird & Co. Incorporated|1250
PVTL|PIVOTAL SOFTWARE, IN|BATM|CBOE TRADING, INC.|28716
PVTL|PIVOTAL SOFTWARE, IN|BAYC|BAY CREST PARTNERS, LLC|1079
PVTL|PIVOTAL SOFTWARE, IN|BAYT|BTIG, LLC|55513
PVTL|PIVOTAL SOFTWARE, IN|BBNT|BB&T SECURITIES, LLC|2200
PVTL|PIVOTAL SOFTWARE, IN|BERN|Sanford C. Bernstein & Co., LLC|73241
PVTL|PIVOTAL SOFTWARE, IN|BIAD|SAGETRADER, LLC|900
PVTL|PIVOTAL SOFTWARE, IN|BIDS|BIDS TRADING L.P.|40000
PVTL|PIVOTAL SOFTWARE, IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29710
PVTL|PIVOTAL SOFTWARE, IN|BLKX|INSTINET, LLC|279700
PVTL|PIVOTAL SOFTWARE, IN|BTIG|BTIG, LLC|71550
PVTL|PIVOTAL SOFTWARE, IN|BYXM|CBOE TRADING, INC.|12312
PVTL|PIVOTAL SOFTWARE, IN|CANT|Cantor Fitzgerald & Co.|300
PVTL|PIVOTAL SOFTWARE, IN|CHAS|Charles Schwab & Co., Inc.|39833
PVTL|PIVOTAL SOFTWARE, IN|CICF|Canaccord Genuity Corp.|200
PVTL|PIVOTAL SOFTWARE, IN|CIST|Capital Institutional Services, Inc.|12067
PVTL|PIVOTAL SOFTWARE, IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106885
PVTL|PIVOTAL SOFTWARE, IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|225573
PVTL|PIVOTAL SOFTWARE, IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|75764
PVTL|PIVOTAL SOFTWARE, IN|CRFN|ROBINHOOD FINANCIAL, LLC|1
PVTL|PIVOTAL SOFTWARE, IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1157514
PVTL|PIVOTAL SOFTWARE, IN|CTDL|Citadel Derivatives Group Llc|4616
PVTL|PIVOTAL SOFTWARE, IN|CTLR|CUTLER GROUP, LP|34580
PVTL|PIVOTAL SOFTWARE, IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|255260
PVTL|PIVOTAL SOFTWARE, IN|DADA|D.A. Davidson & Co.|500
PVTL|PIVOTAL SOFTWARE, IN|DBAB|Deutsche Bank Securities Inc.|323879
PVTL|PIVOTAL SOFTWARE, IN|DBAX|Deutsche Bank Securities Inc.|893500
PVTL|PIVOTAL SOFTWARE, IN|DCHF|Dart Executions, LLC|55277
PVTL|PIVOTAL SOFTWARE, IN|DEAN|MORGAN STANLEY|32096
PVTL|PIVOTAL SOFTWARE, IN|DEGS|RONIN PROFESSIONAL LLC|92934
PVTL|PIVOTAL SOFTWARE, IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9819
PVTL|PIVOTAL SOFTWARE, IN|DJSA|Dawson James Securities, Inc|1750
PVTL|PIVOTAL SOFTWARE, IN|DREX|Drexel Hamilton, LLC|40000
PVTL|PIVOTAL SOFTWARE, IN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|16608
PVTL|PIVOTAL SOFTWARE, IN|EBXL|EBX LLC|399000
PVTL|PIVOTAL SOFTWARE, IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|16606
PVTL|PIVOTAL SOFTWARE, IN|EDJO|Edward D. Jones & Co., L.P.|6670
PVTL|PIVOTAL SOFTWARE, IN|EGAM|CBOE TRADING, INC.|181031
PVTL|PIVOTAL SOFTWARE, IN|EGAW|CBOE TRADING, INC.|2375
PVTL|PIVOTAL SOFTWARE, IN|EGMT|EG MARKET TECHNOLOGIES LLC|1900
PVTL|PIVOTAL SOFTWARE, IN|EGXM|CBOE TRADING, INC.|31185
PVTL|PIVOTAL SOFTWARE, IN|EGXW|CBOE TRADING, INC.|500
PVTL|PIVOTAL SOFTWARE, IN|ETBE|Electronic Transaction Clearing, Inc.|13745
PVTL|PIVOTAL SOFTWARE, IN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1982
PVTL|PIVOTAL SOFTWARE, IN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|788
PVTL|PIVOTAL SOFTWARE, IN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1288
PVTL|PIVOTAL SOFTWARE, IN|ETRS|E*Trade Securities LLC|1942186
PVTL|PIVOTAL SOFTWARE, IN|FBSB|U.S. Bancorp Investments, Inc.|500
PVTL|PIVOTAL SOFTWARE, IN|FFSI|Firstrade Securities Inc.|204
PVTL|PIVOTAL SOFTWARE, IN|FILL|Tradestation Securities, Inc.|135968
PVTL|PIVOTAL SOFTWARE, IN|FINX|FINTECH SECURITIES|430
PVTL|PIVOTAL SOFTWARE, IN|FMAF|NBCN Inc./ CDS|10384
PVTL|PIVOTAL SOFTWARE, IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15625
PVTL|PIVOTAL SOFTWARE, IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|536266
PVTL|PIVOTAL SOFTWARE, IN|FTBR|Foliofn Investments, Inc.|1558
PVTL|PIVOTAL SOFTWARE, IN|GEBB|GLOBAL EXECUTION BROKERS, LP|18530
PVTL|PIVOTAL SOFTWARE, IN|GILG|Gilder Gagnon Howe & Co. LLC|272930
PVTL|PIVOTAL SOFTWARE, IN|GLIS|TD Securities Inc|335059
PVTL|PIVOTAL SOFTWARE, IN|GLPX|ACS EXECUTION SERVICES, LLC|638156
PVTL|PIVOTAL SOFTWARE, IN|GSCO|GOLDMAN SACHS & CO. LLC|1416372
PVTL|PIVOTAL SOFTWARE, IN|GSCS|GOLDMAN SACHS & CO. LLC|55731
PVTL|PIVOTAL SOFTWARE, IN|GSLT|GOLDMAN SACHS & CO. LLC|57711
PVTL|PIVOTAL SOFTWARE, IN|GTSZ|GTS SECURITIES LLC|91617
PVTL|PIVOTAL SOFTWARE, IN|HAPX|HAP Trading, LLC|100
PVTL|PIVOTAL SOFTWARE, IN|HRBF|American Enterprise Investment Services Inc.|8897
PVTL|PIVOTAL SOFTWARE, IN|HSBC|HSBC Securities, Inc.|5503
PVTL|PIVOTAL SOFTWARE, IN|IATS|INTERACTIVE BROKERS LLC|259331
PVTL|PIVOTAL SOFTWARE, IN|IBKR|Interactive Brokers Llc|643162
PVTL|PIVOTAL SOFTWARE, IN|ICBX|INSTINET, LLC|246360
PVTL|PIVOTAL SOFTWARE, IN|INCA|INSTINET, LLC|941393
PVTL|PIVOTAL SOFTWARE, IN|INJX|INSTINET, LLC|1604
PVTL|PIVOTAL SOFTWARE, IN|ITGI|ITG Inc.|107901
PVTL|PIVOTAL SOFTWARE, IN|ITGP|ITG INC.|1385200
PVTL|PIVOTAL SOFTWARE, IN|JANY|Janney Montgomery Scott Inc.|5736
PVTL|PIVOTAL SOFTWARE, IN|JEFF|JEFFERIES LLC|144016
PVTL|PIVOTAL SOFTWARE, IN|JMPT|JUMP TRADING, LLC|70832
PVTL|PIVOTAL SOFTWARE, IN|JONE|JonesTrading|9268
PVTL|PIVOTAL SOFTWARE, IN|JPBX|J.P. MORGAN SECURITIES LLC|360648
PVTL|PIVOTAL SOFTWARE, IN|JPMX|J.P. Morgan Securities LLC|1114693
PVTL|PIVOTAL SOFTWARE, IN|JSJX|JANE STREET CAPITAL LLC|72549
PVTL|PIVOTAL SOFTWARE, IN|KBWI|Keefe, Bruyette & Woods, Inc.|3691
PVTL|PIVOTAL SOFTWARE, IN|KCGM|VIRTU Americas LLC|392665
PVTL|PIVOTAL SOFTWARE, IN|KCRD|PHX FINANCIAL, INC.|8917
PVTL|PIVOTAL SOFTWARE, IN|KEYB|KEYBANC CAPITAL MARKETS INC.|5000
PVTL|PIVOTAL SOFTWARE, IN|KING|C. L. King & Associates, Inc.|3582
PVTL|PIVOTAL SOFTWARE, IN|LEHM|Barclays Capital Inc./Le|1137509
PVTL|PIVOTAL SOFTWARE, IN|LIME|Lime Brokerage LLC|99406
PVTL|PIVOTAL SOFTWARE, IN|LIWE|LIME BROKERAGE LLC|1605
PVTL|PIVOTAL SOFTWARE, IN|LOOP|Loop Capital Markets LLC|3600
PVTL|PIVOTAL SOFTWARE, IN|LQNA|LIQUIDNET, INC.|451400
PVTL|PIVOTAL SOFTWARE, IN|LSCI|Lek Securities Corporation|9414
PVTL|PIVOTAL SOFTWARE, IN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1597
PVTL|PIVOTAL SOFTWARE, IN|MAXM|Maxim Group LLC|18126
PVTL|PIVOTAL SOFTWARE, IN|MBTS|ALLY INVEST SECURITIES LLC|18598
PVTL|PIVOTAL SOFTWARE, IN|MCMF|Raymond James Ltd. Cds|20
PVTL|PIVOTAL SOFTWARE, IN|MICA|Spartan Securities Group, Ltd.|500
PVTL|PIVOTAL SOFTWARE, IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|413975
PVTL|PIVOTAL SOFTWARE, IN|MOTF|MOTIF INVESTING, INC.|41
PVTL|PIVOTAL SOFTWARE, IN|MSCO|MORGAN STANLEY & CO. LLC|3751947
PVTL|PIVOTAL SOFTWARE, IN|MSPL|MORGAN STANLEY & CO. LLC|451300
PVTL|PIVOTAL SOFTWARE, IN|MSTX|MORGAN STANLEY & CO. LLC|483200
PVTL|PIVOTAL SOFTWARE, IN|NATL|National Securities Corporation|3770
PVTL|PIVOTAL SOFTWARE, IN|NFSC|National Financial Services LLC|3508443
PVTL|PIVOTAL SOFTWARE, IN|NITE|VIRTU Americas LLC|6442399
PVTL|PIVOTAL SOFTWARE, IN|NITP|VIRTU Americas LLC|539
PVTL|PIVOTAL SOFTWARE, IN|NQRB|Brut, LLC|47568
PVTL|PIVOTAL SOFTWARE, IN|NTBF|BMO Nesbitt Burns Inc./CDS|13655
PVTL|PIVOTAL SOFTWARE, IN|OPCO|Oppenheimer & Co. Inc.|54018
PVTL|PIVOTAL SOFTWARE, IN|PCPT|PHILLIP CAPITAL INC.|411
PVTL|PIVOTAL SOFTWARE, IN|PDQM|CODA MARKETS, INC.|1185194
PVTL|PIVOTAL SOFTWARE, IN|PHLY|NASDAQ Execution Services, LLC|13400
PVTL|PIVOTAL SOFTWARE, IN|PWJC|UBS Financial Services, Inc.|19313
PVTL|PIVOTAL SOFTWARE, IN|RBCM|RBC CAPITAL MARKETS, LLC|75469
PVTL|PIVOTAL SOFTWARE, IN|RJLC|RJL CAPITAL GROUP, LLC|200
PVTL|PIVOTAL SOFTWARE, IN|SAGL|SAGETRADER, LLC|19824
PVTL|PIVOTAL SOFTWARE, IN|SALI|INTL FCSTONE FINANCIAL INC.|1440
PVTL|PIVOTAL SOFTWARE, IN|SBRX|MURIEL SIEBERT & CO INC|600
PVTL|PIVOTAL SOFTWARE, IN|SBSH|Citigroup Global Markets Inc.|135555
PVTL|PIVOTAL SOFTWARE, IN|SGMT|GOLDMAN SACHS & CO. LLC|487893
PVTL|PIVOTAL SOFTWARE, IN|SIBO|Prime Executions, Inc.|40453
PVTL|PIVOTAL SOFTWARE, IN|SOGO|Wang Investment Associates, Inc.|20
PVTL|PIVOTAL SOFTWARE, IN|SPDR|SPEEDROUTE LLC|183450
PVTL|PIVOTAL SOFTWARE, IN|SPHN|Stephens Inc.|12970
PVTL|PIVOTAL SOFTWARE, IN|SPTD|MINT GLOBAL MARKETS, INC.|3381
PVTL|PIVOTAL SOFTWARE, IN|STFL|Stifel, Nicolaus & Company, Incorporated|17710
PVTL|PIVOTAL SOFTWARE, IN|STKP|STOCKPILE INVESTMENTS, INC.|1378
PVTL|PIVOTAL SOFTWARE, IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1037
PVTL|PIVOTAL SOFTWARE, IN|SWIM|TD Ameritrade, Inc.|2827408
PVTL|PIVOTAL SOFTWARE, IN|SWST|Hilltop Securities Inc.|55102
PVTL|PIVOTAL SOFTWARE, IN|TDFS|TRADERFIELD SECURITIES INC.|3300
PVTL|PIVOTAL SOFTWARE, IN|TKNG|ALLY INVEST SECURITIES LLC|151916
PVTL|PIVOTAL SOFTWARE, IN|TOUR|TOURMALINE PARTNERS, LLC|1400
PVTL|PIVOTAL SOFTWARE, IN|TRBT|Tradebot Systems, Inc.|665549
PVTL|PIVOTAL SOFTWARE, IN|TRCM|TRC MARKETS LLC|11850
PVTL|PIVOTAL SOFTWARE, IN|TWTT|TASTYWORKS, INC.|5197
PVTL|PIVOTAL SOFTWARE, IN|UBSA|UBS SECURITIES LLC|1744124
PVTL|PIVOTAL SOFTWARE, IN|UBSS|UBS Securities LLC|1366696
PVTL|PIVOTAL SOFTWARE, IN|VALX|VIRTU AMERICAS LLC|81478
PVTL|PIVOTAL SOFTWARE, IN|VGRD|Vanguard Marketing Corporation|114614
PVTL|PIVOTAL SOFTWARE, IN|VIEW|VIEWTRADE SECURITIES LLC|220
PVTL|PIVOTAL SOFTWARE, IN|VNDM|Wall Street Access|16812
PVTL|PIVOTAL SOFTWARE, IN|VSIN|Vision Financial Markets Llc|161
PVTL|PIVOTAL SOFTWARE, IN|WBLR|WILLIAM BLAIR|38713
PVTL|PIVOTAL SOFTWARE, IN|WBPX|SUMMIT SECURITIES GROUP, LLC|300
PVTL|PIVOTAL SOFTWARE, IN|WCHV|WELLS FARGO SECURITIES, LLC|578063
PVTL|PIVOTAL SOFTWARE, IN|WEDB|WEDBUSH SECURITIES INC.|484437
PVTL|PIVOTAL SOFTWARE, IN|WEED|Weeden & Co.L.P.|122
PVTL|PIVOTAL SOFTWARE, IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58325
PVTL|PIVOTAL SOFTWARE, IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59098
PVTL|PIVOTAL SOFTWARE, IN|WGIF|CIBC World Markets Inc.|24965
PVTL|PIVOTAL SOFTWARE, IN|WORD|Worden Capital Management LLC|44420
PVTL|PIVOTAL SOFTWARE, IN|WSEA|WOLVERINE SECURITIES, LLC|96306
PVTL|PIVOTAL SOFTWARE, IN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1004
PVTL|PIVOTAL SOFTWARE, IN|XIST|INSTINET, LLC|9200
PVTL|PIVOTAL SOFTWARE, IN|XPQR|Jump Trading|655
PVTL|PIVOTAL SOFTWARE, IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|666678
PVTL|PIVOTAL SOFTWARE, IN|YKNA|COMHAR CAPITAL MARKETS, LLC|91767
PVTL|PIVOTAL SOFTWARE, IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10053
PW|POWER REIT (MD)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
PW|POWER REIT (MD)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
PW|POWER REIT (MD)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PW|POWER REIT (MD)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|869
PW|POWER REIT (MD)|DBAX|Deutsche Bank Securities Inc.|100
PW|POWER REIT (MD)|EBXL|EBX LLC|300
PW|POWER REIT (MD)|EGAM|CBOE TRADING, INC.|202
PW|POWER REIT (MD)|ETRS|E*Trade Securities LLC|529
PW|POWER REIT (MD)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
PW|POWER REIT (MD)|GLPX|ACS EXECUTION SERVICES, LLC|4
PW|POWER REIT (MD)|GSLT|GOLDMAN SACHS & CO. LLC|396
PW|POWER REIT (MD)|GTSZ|GTS SECURITIES LLC|300
PW|POWER REIT (MD)|IATS|INTERACTIVE BROKERS LLC|2432
PW|POWER REIT (MD)|IBKR|Interactive Brokers Llc|40705
PW|POWER REIT (MD)|ICBX|INSTINET, LLC|100
PW|POWER REIT (MD)|ITGP|ITG INC.|400
PW|POWER REIT (MD)|LEHM|Barclays Capital Inc./Le|200
PW|POWER REIT (MD)|LIME|Lime Brokerage LLC|701
PW|POWER REIT (MD)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
PW|POWER REIT (MD)|MSCO|MORGAN STANLEY & CO. LLC|2473
PW|POWER REIT (MD)|NFSC|National Financial Services LLC|3559
PW|POWER REIT (MD)|NITE|VIRTU Americas LLC|13486
PW|POWER REIT (MD)|PDQM|CODA MARKETS, INC.|4
PW|POWER REIT (MD)|SGMT|GOLDMAN SACHS & CO. LLC|216
PW|POWER REIT (MD)|SPDR|SPEEDROUTE LLC|100
PW|POWER REIT (MD)|SWIM|TD Ameritrade, Inc.|6700
PW|POWER REIT (MD)|UBSA|UBS SECURITIES LLC|2982
PW|POWER REIT (MD)|UBSS|UBS Securities LLC|879
PW|POWER REIT (MD)|VALX|VIRTU AMERICAS LLC|911
PW|POWER REIT (MD)|VGRD|Vanguard Marketing Corporation|400
PW|POWER REIT (MD)|WCHV|WELLS FARGO SECURITIES, LLC|300
PW|POWER REIT (MD)|WSEA|WOLVERINE SECURITIES, LLC|80
PW$A|POWER REIT 7.75% PFD|LIME|Lime Brokerage LLC|200
PW$A|POWER REIT 7.75% PFD|NFSC|National Financial Services LLC|100
PW$A|POWER REIT 7.75% PFD|NITE|VIRTU Americas LLC|471
PWB|INVES DYN LG CAP GR|APCC|Apex Clearing Corporation|22
PWB|INVES DYN LG CAP GR|BANK|Primevest Financial Services, Inc.|1356
PWB|INVES DYN LG CAP GR|BARD|Robert W. Baird & Co. Incorporated|1874
PWB|INVES DYN LG CAP GR|BBNT|BB&T SECURITIES, LLC|559
PWB|INVES DYN LG CAP GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|264
PWB|INVES DYN LG CAP GR|CANT|Cantor Fitzgerald & Co.|75599
PWB|INVES DYN LG CAP GR|CHAS|Charles Schwab & Co., Inc.|74727
PWB|INVES DYN LG CAP GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8825
PWB|INVES DYN LG CAP GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11639
PWB|INVES DYN LG CAP GR|CSIN|Citadel Securities Institutional LLC|18701
PWB|INVES DYN LG CAP GR|CTDL|Citadel Derivatives Group Llc|19201
PWB|INVES DYN LG CAP GR|CXCX|CITIGROUP GLOBAL MARKETS INC.|50
PWB|INVES DYN LG CAP GR|DBAX|Deutsche Bank Securities Inc.|4300
PWB|INVES DYN LG CAP GR|DEAN|MORGAN STANLEY|7430
PWB|INVES DYN LG CAP GR|EBXL|EBX LLC|4600
PWB|INVES DYN LG CAP GR|ECUT|CONVERGEX EXECUTION SOLUTIONS|164
PWB|INVES DYN LG CAP GR|EDJO|Edward D. Jones & Co., L.P.|2457
PWB|INVES DYN LG CAP GR|ETRS|E*Trade Securities LLC|3007
PWB|INVES DYN LG CAP GR|FBSB|U.S. Bancorp Investments, Inc.|1155
PWB|INVES DYN LG CAP GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
PWB|INVES DYN LG CAP GR|FTBR|Foliofn Investments, Inc.|403
PWB|INVES DYN LG CAP GR|GSLT|GOLDMAN SACHS & CO. LLC|50
PWB|INVES DYN LG CAP GR|HRBF|American Enterprise Investment Services Inc.|34926
PWB|INVES DYN LG CAP GR|IATS|INTERACTIVE BROKERS LLC|200
PWB|INVES DYN LG CAP GR|IBKR|Interactive Brokers Llc|1363
PWB|INVES DYN LG CAP GR|ICBX|INSTINET, LLC|3600
PWB|INVES DYN LG CAP GR|INCA|INSTINET, LLC|1800
PWB|INVES DYN LG CAP GR|JANY|Janney Montgomery Scott Inc.|329
PWB|INVES DYN LG CAP GR|JPMX|J.P. Morgan Securities LLC|15434
PWB|INVES DYN LG CAP GR|JSEB|JANE STREET EXECUTION SERVICES, LLC|8929
PWB|INVES DYN LG CAP GR|JSJX|JANE STREET CAPITAL LLC|177664
PWB|INVES DYN LG CAP GR|KCGM|VIRTU Americas LLC|3625
PWB|INVES DYN LG CAP GR|LEHM|Barclays Capital Inc./Le|11632
PWB|INVES DYN LG CAP GR|LIME|Lime Brokerage LLC|7117
PWB|INVES DYN LG CAP GR|MCMF|Raymond James Ltd. Cds|432
PWB|INVES DYN LG CAP GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6090
PWB|INVES DYN LG CAP GR|MSCO|MORGAN STANLEY & CO. LLC|42212
PWB|INVES DYN LG CAP GR|MSPL|MORGAN STANLEY & CO. LLC|2400
PWB|INVES DYN LG CAP GR|NFSC|National Financial Services LLC|52966
PWB|INVES DYN LG CAP GR|NITE|VIRTU Americas LLC|86118
PWB|INVES DYN LG CAP GR|NQRB|Brut, LLC|200
PWB|INVES DYN LG CAP GR|OPCO|Oppenheimer & Co. Inc.|153
PWB|INVES DYN LG CAP GR|PDQM|CODA MARKETS, INC.|200
PWB|INVES DYN LG CAP GR|PWJC|UBS Financial Services, Inc.|1
PWB|INVES DYN LG CAP GR|RBCM|RBC CAPITAL MARKETS, LLC|1460
PWB|INVES DYN LG CAP GR|SBSH|Citigroup Global Markets Inc.|1280
PWB|INVES DYN LG CAP GR|SGMT|GOLDMAN SACHS & CO. LLC|3915
PWB|INVES DYN LG CAP GR|STFL|Stifel, Nicolaus & Company, Incorporated|1332
PWB|INVES DYN LG CAP GR|SWIM|TD Ameritrade, Inc.|1165
PWB|INVES DYN LG CAP GR|SWST|Hilltop Securities Inc.|1
PWB|INVES DYN LG CAP GR|TKNG|ALLY INVEST SECURITIES LLC|3
PWB|INVES DYN LG CAP GR|UBSA|UBS SECURITIES LLC|19066
PWB|INVES DYN LG CAP GR|UBSS|UBS Securities LLC|38966
PWB|INVES DYN LG CAP GR|VGRD|Vanguard Marketing Corporation|2345
PWB|INVES DYN LG CAP GR|WCHV|WELLS FARGO SECURITIES, LLC|23810
PWB|INVES DYN LG CAP GR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|74
PWB|INVES DYN LG CAP GR|WSEA|WOLVERINE SECURITIES, LLC|1242
PWB|INVES DYN LG CAP GR|XSTM|NATIONAL FINANCIAL SERVICES LLC|828
PWB|INVES DYN LG CAP GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24241
PWC|INVESCO DYNAMIC|APCC|Apex Clearing Corporation|5
PWC|INVESCO DYNAMIC|BARD|Robert W. Baird & Co. Incorporated|278
PWC|INVESCO DYNAMIC|BTIG|BTIG, LLC|96
PWC|INVESCO DYNAMIC|CHAS|Charles Schwab & Co., Inc.|2
PWC|INVESCO DYNAMIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1930
PWC|INVESCO DYNAMIC|DEAN|MORGAN STANLEY|1003
PWC|INVESCO DYNAMIC|ETRS|E*Trade Securities LLC|457
PWC|INVESCO DYNAMIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|330
PWC|INVESCO DYNAMIC|FTBR|Foliofn Investments, Inc.|14
PWC|INVESCO DYNAMIC|GSCO|GOLDMAN SACHS & CO. LLC|96
PWC|INVESCO DYNAMIC|HRBF|American Enterprise Investment Services Inc.|3742
PWC|INVESCO DYNAMIC|IBKR|Interactive Brokers Llc|98
PWC|INVESCO DYNAMIC|JSJX|JANE STREET CAPITAL LLC|1763
PWC|INVESCO DYNAMIC|KCGM|VIRTU Americas LLC|100
PWC|INVESCO DYNAMIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PWC|INVESCO DYNAMIC|MSCO|MORGAN STANLEY & CO. LLC|105
PWC|INVESCO DYNAMIC|NFSC|National Financial Services LLC|1980
PWC|INVESCO DYNAMIC|NITE|VIRTU Americas LLC|4845
PWC|INVESCO DYNAMIC|UBSA|UBS SECURITIES LLC|1021
PWC|INVESCO DYNAMIC|UBSS|UBS Securities LLC|1358
PWC|INVESCO DYNAMIC|VGRD|Vanguard Marketing Corporation|9
PWC|INVESCO DYNAMIC|WCHV|WELLS FARGO SECURITIES, LLC|452
PWC|INVESCO DYNAMIC|WSEA|WOLVERINE SECURITIES, LLC|4
PWC|INVESCO DYNAMIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1330
PWOD|PENNS WOODS BANCORP|ALTX|Alternet Securities Inc.|165
PWOD|PENNS WOODS BANCORP|ANOS|ABEL/NOSER, L.L.C.|1075
PWOD|PENNS WOODS BANCORP|APCC|Apex Clearing Corporation|6
PWOD|PENNS WOODS BANCORP|BATM|CBOE TRADING, INC.|200
PWOD|PENNS WOODS BANCORP|BERN|Sanford C. Bernstein & Co., LLC|702
PWOD|PENNS WOODS BANCORP|BMOC|BMO Capital Markets Corp.|734
PWOD|PENNS WOODS BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|437
PWOD|PENNS WOODS BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|493
PWOD|PENNS WOODS BANCORP|CANT|Cantor Fitzgerald & Co.|198
PWOD|PENNS WOODS BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8
PWOD|PENNS WOODS BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6005
PWOD|PENNS WOODS BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9699
PWOD|PENNS WOODS BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|950
PWOD|PENNS WOODS BANCORP|CTDL|Citadel Derivatives Group Llc|120
PWOD|PENNS WOODS BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|690
PWOD|PENNS WOODS BANCORP|DBAB|Deutsche Bank Securities Inc.|4720
PWOD|PENNS WOODS BANCORP|DEAN|MORGAN STANLEY|100
PWOD|PENNS WOODS BANCORP|DEGS|RONIN PROFESSIONAL LLC|400
PWOD|PENNS WOODS BANCORP|EBXL|EBX LLC|500
PWOD|PENNS WOODS BANCORP|EDJO|Edward D. Jones & Co., L.P.|331
PWOD|PENNS WOODS BANCORP|EGAM|CBOE TRADING, INC.|262
PWOD|PENNS WOODS BANCORP|ETRS|E*Trade Securities LLC|48
PWOD|PENNS WOODS BANCORP|FBCO|Credit Suisse Securities (USA) LLC|5893
PWOD|PENNS WOODS BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|2637
PWOD|PENNS WOODS BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1435
PWOD|PENNS WOODS BANCORP|FTBR|Foliofn Investments, Inc.|1
PWOD|PENNS WOODS BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|962
PWOD|PENNS WOODS BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|1560
PWOD|PENNS WOODS BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|10800
PWOD|PENNS WOODS BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|39
PWOD|PENNS WOODS BANCORP|GTSZ|GTS SECURITIES LLC|131
PWOD|PENNS WOODS BANCORP|HRBF|American Enterprise Investment Services Inc.|163
PWOD|PENNS WOODS BANCORP|IBKR|Interactive Brokers Llc|10097
PWOD|PENNS WOODS BANCORP|ICBX|INSTINET, LLC|100
PWOD|PENNS WOODS BANCORP|IEQY|CITADEL SECURITIES LLC|100
PWOD|PENNS WOODS BANCORP|INCA|INSTINET, LLC|4825
PWOD|PENNS WOODS BANCORP|INJX|INSTINET, LLC|250
PWOD|PENNS WOODS BANCORP|ITGI|ITG Inc.|2236
PWOD|PENNS WOODS BANCORP|ITGP|ITG INC.|200
PWOD|PENNS WOODS BANCORP|JANY|Janney Montgomery Scott Inc.|106
PWOD|PENNS WOODS BANCORP|JEFF|JEFFERIES LLC|237
PWOD|PENNS WOODS BANCORP|JPMX|J.P. Morgan Securities LLC|2173
PWOD|PENNS WOODS BANCORP|KCGM|VIRTU Americas LLC|7
PWOD|PENNS WOODS BANCORP|LEHM|Barclays Capital Inc./Le|2662
PWOD|PENNS WOODS BANCORP|LIME|Lime Brokerage LLC|3465
PWOD|PENNS WOODS BANCORP|MAXM|Maxim Group LLC|414
PWOD|PENNS WOODS BANCORP|MSCO|MORGAN STANLEY & CO. LLC|16978
PWOD|PENNS WOODS BANCORP|MSPL|MORGAN STANLEY & CO. LLC|1000
PWOD|PENNS WOODS BANCORP|NFSC|National Financial Services LLC|3103
PWOD|PENNS WOODS BANCORP|NITE|VIRTU Americas LLC|10582
PWOD|PENNS WOODS BANCORP|OPCO|Oppenheimer & Co. Inc.|5
PWOD|PENNS WOODS BANCORP|PDQM|CODA MARKETS, INC.|3402
PWOD|PENNS WOODS BANCORP|RAJA|Raymond James & Associates, Inc.|865
PWOD|PENNS WOODS BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|41
PWOD|PENNS WOODS BANCORP|SBSH|Citigroup Global Markets Inc.|4907
PWOD|PENNS WOODS BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|569
PWOD|PENNS WOODS BANCORP|SPDR|SPEEDROUTE LLC|5
PWOD|PENNS WOODS BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|108
PWOD|PENNS WOODS BANCORP|SWIM|TD Ameritrade, Inc.|1
PWOD|PENNS WOODS BANCORP|TKNG|ALLY INVEST SECURITIES LLC|101
PWOD|PENNS WOODS BANCORP|TRCM|TRC MARKETS LLC|1805
PWOD|PENNS WOODS BANCORP|UBSA|UBS SECURITIES LLC|2534
PWOD|PENNS WOODS BANCORP|UBSS|UBS Securities LLC|11235
PWOD|PENNS WOODS BANCORP|VALX|VIRTU AMERICAS LLC|670
PWOD|PENNS WOODS BANCORP|VGRD|Vanguard Marketing Corporation|55
PWOD|PENNS WOODS BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|1435
PWOD|PENNS WOODS BANCORP|WSEA|WOLVERINE SECURITIES, LLC|102
PWOD|PENNS WOODS BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|243
PWOD|PENNS WOODS BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|778
PWR|QUANTA SERVICES INC|ABLE|NATIXIS Securities Americas LLC|28323
PWR|QUANTA SERVICES INC|AGIS|Aegis Capital Corp.|1240
PWR|QUANTA SERVICES INC|ALTX|Alternet Securities Inc.|18280
PWR|QUANTA SERVICES INC|ANOS|ABEL/NOSER, L.L.C.|3602
PWR|QUANTA SERVICES INC|APCC|Apex Clearing Corporation|1319
PWR|QUANTA SERVICES INC|BALE|M&T SECURITIES, INC.|240
PWR|QUANTA SERVICES INC|BARD|Robert W. Baird & Co. Incorporated|9612
PWR|QUANTA SERVICES INC|BATM|CBOE TRADING, INC.|5793
PWR|QUANTA SERVICES INC|BAYC|BAY CREST PARTNERS, LLC|740
PWR|QUANTA SERVICES INC|BAYT|BTIG, LLC|5000
PWR|QUANTA SERVICES INC|BBNT|BB&T SECURITIES, LLC|297
PWR|QUANTA SERVICES INC|BERN|Sanford C. Bernstein & Co., LLC|162287
PWR|QUANTA SERVICES INC|BIDS|BIDS TRADING L.P.|24000
PWR|QUANTA SERVICES INC|BIMI|Banca IMI Securities Corp.|228
PWR|QUANTA SERVICES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1827
PWR|QUANTA SERVICES INC|BLKX|INSTINET, LLC|48692
PWR|QUANTA SERVICES INC|BNPX|BNP PARIBAS SECURITIES CORP.|49181
PWR|QUANTA SERVICES INC|BTIG|BTIG, LLC|11552
PWR|QUANTA SERVICES INC|BYXM|CBOE TRADING, INC.|1961
PWR|QUANTA SERVICES INC|BZYD|GOLDMAN SACHS & CO. LLC|800
PWR|QUANTA SERVICES INC|CANT|Cantor Fitzgerald & Co.|702
PWR|QUANTA SERVICES INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|91400
PWR|QUANTA SERVICES INC|CHAS|Charles Schwab & Co., Inc.|7136
PWR|QUANTA SERVICES INC|CIBP|CIBC World Markets Corp.|10957
PWR|QUANTA SERVICES INC|CIST|Capital Institutional Services, Inc.|4191
PWR|QUANTA SERVICES INC|CLSA|CLSA AMERICAS, LLC|125433
PWR|QUANTA SERVICES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154613
PWR|QUANTA SERVICES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3200
PWR|QUANTA SERVICES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1168
PWR|QUANTA SERVICES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|553359
PWR|QUANTA SERVICES INC|CTDL|Citadel Derivatives Group Llc|8976
PWR|QUANTA SERVICES INC|CTLR|CUTLER GROUP, LP|900
PWR|QUANTA SERVICES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|89376
PWR|QUANTA SERVICES INC|DADA|D.A. Davidson & Co.|1758
PWR|QUANTA SERVICES INC|DBAB|Deutsche Bank Securities Inc.|270126
PWR|QUANTA SERVICES INC|DBAX|Deutsche Bank Securities Inc.|338900
PWR|QUANTA SERVICES INC|DBUL|Deutsche Bank Securities Inc.|900
PWR|QUANTA SERVICES INC|DEAN|MORGAN STANLEY|6049
PWR|QUANTA SERVICES INC|DEGS|RONIN PROFESSIONAL LLC|500
PWR|QUANTA SERVICES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4957
PWR|QUANTA SERVICES INC|EBXL|EBX LLC|247700
PWR|QUANTA SERVICES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11128
PWR|QUANTA SERVICES INC|EDJO|Edward D. Jones & Co., L.P.|2975
PWR|QUANTA SERVICES INC|EGAM|CBOE TRADING, INC.|23916
PWR|QUANTA SERVICES INC|EGAW|CBOE TRADING, INC.|265
PWR|QUANTA SERVICES INC|EGMT|EG MARKET TECHNOLOGIES LLC|500
PWR|QUANTA SERVICES INC|EGXM|CBOE TRADING, INC.|6659
PWR|QUANTA SERVICES INC|EGXW|CBOE TRADING, INC.|314
PWR|QUANTA SERVICES INC|ESPO|ESPOSITO SECURITIES, LLC|318
PWR|QUANTA SERVICES INC|ETBE|Electronic Transaction Clearing, Inc.|20886
PWR|QUANTA SERVICES INC|ETCC|Electronic Transaction Clearing, Inc.|537
PWR|QUANTA SERVICES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6222
PWR|QUANTA SERVICES INC|ETRS|E*Trade Securities LLC|57617
PWR|QUANTA SERVICES INC|FBRC|B. RILEY FBR, INC.|511
PWR|QUANTA SERVICES INC|FBSB|U.S. Bancorp Investments, Inc.|675
PWR|QUANTA SERVICES INC|FILL|Tradestation Securities, Inc.|5471
PWR|QUANTA SERVICES INC|FMAF|NBCN Inc./ CDS|80224
PWR|QUANTA SERVICES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16706
PWR|QUANTA SERVICES INC|FQLS|Quantlab Securities LP|361321
PWR|QUANTA SERVICES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125869
PWR|QUANTA SERVICES INC|FTBR|Foliofn Investments, Inc.|23861
PWR|QUANTA SERVICES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3300
PWR|QUANTA SERVICES INC|GFIS|GFI Securities LLC|21000
PWR|QUANTA SERVICES INC|GLIS|TD Securities Inc|105
PWR|QUANTA SERVICES INC|GLPX|ACS EXECUTION SERVICES, LLC|91075
PWR|QUANTA SERVICES INC|GSCO|GOLDMAN SACHS & CO. LLC|1425439
PWR|QUANTA SERVICES INC|GSCS|GOLDMAN SACHS & CO. LLC|5474
PWR|QUANTA SERVICES INC|GSLT|GOLDMAN SACHS & CO. LLC|27240
PWR|QUANTA SERVICES INC|GTSZ|GTS SECURITIES LLC|117558
PWR|QUANTA SERVICES INC|HPPX|POTAMUS TRADING, LLC|1467
PWR|QUANTA SERVICES INC|HRBF|American Enterprise Investment Services Inc.|3618
PWR|QUANTA SERVICES INC|HSBC|HSBC Securities, Inc.|1533
PWR|QUANTA SERVICES INC|IATS|INTERACTIVE BROKERS LLC|13606
PWR|QUANTA SERVICES INC|IBKR|Interactive Brokers Llc|41737
PWR|QUANTA SERVICES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1796
PWR|QUANTA SERVICES INC|ICBX|INSTINET, LLC|84790
PWR|QUANTA SERVICES INC|IEQY|CITADEL SECURITIES LLC|133580
PWR|QUANTA SERVICES INC|INCA|INSTINET, LLC|422167
PWR|QUANTA SERVICES INC|INJX|INSTINET, LLC|9759
PWR|QUANTA SERVICES INC|ITGI|ITG Inc.|169320
PWR|QUANTA SERVICES INC|ITGP|ITG INC.|398800
PWR|QUANTA SERVICES INC|JANY|Janney Montgomery Scott Inc.|4173
PWR|QUANTA SERVICES INC|JEFF|JEFFERIES LLC|526294
PWR|QUANTA SERVICES INC|JMPT|JUMP TRADING, LLC|149914
PWR|QUANTA SERVICES INC|JPBX|J.P. MORGAN SECURITIES LLC|154213
PWR|QUANTA SERVICES INC|JPMX|J.P. Morgan Securities LLC|781470
PWR|QUANTA SERVICES INC|JSJX|JANE STREET CAPITAL LLC|6331
PWR|QUANTA SERVICES INC|KCGM|VIRTU Americas LLC|62500
PWR|QUANTA SERVICES INC|LEHM|Barclays Capital Inc./Le|621804
PWR|QUANTA SERVICES INC|LIME|Lime Brokerage LLC|55470
PWR|QUANTA SERVICES INC|LOOP|Loop Capital Markets LLC|1079
PWR|QUANTA SERVICES INC|LQNA|LIQUIDNET, INC.|197900
PWR|QUANTA SERVICES INC|LQNB|LIQUIDNET, INC.|23500
PWR|QUANTA SERVICES INC|LSCI|Lek Securities Corporation|1915
PWR|QUANTA SERVICES INC|LVMR|LIVERMORE TRADING GROUP, INC.|7900
PWR|QUANTA SERVICES INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
PWR|QUANTA SERVICES INC|MACC|Mid Atlantic Capital Corporation|1119
PWR|QUANTA SERVICES INC|MACQ|Macquarie Capital (USA) Inc.|100
PWR|QUANTA SERVICES INC|MCMF|Raymond James Ltd. Cds|23310
PWR|QUANTA SERVICES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|211598
PWR|QUANTA SERVICES INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1400
PWR|QUANTA SERVICES INC|MOTF|MOTIF INVESTING, INC.|5
PWR|QUANTA SERVICES INC|MSCO|MORGAN STANLEY & CO. LLC|1377853
PWR|QUANTA SERVICES INC|MSPL|MORGAN STANLEY & CO. LLC|490700
PWR|QUANTA SERVICES INC|MSTX|MORGAN STANLEY & CO. LLC|239400
PWR|QUANTA SERVICES INC|NEUB|NEUBERGER BERMAN BD LLC|6225
PWR|QUANTA SERVICES INC|NFSC|National Financial Services LLC|166328
PWR|QUANTA SERVICES INC|NITE|VIRTU Americas LLC|593245
PWR|QUANTA SERVICES INC|NITP|VIRTU Americas LLC|600
PWR|QUANTA SERVICES INC|NQRB|Brut, LLC|26273
PWR|QUANTA SERVICES INC|NTBF|BMO Nesbitt Burns Inc./CDS|300
PWR|QUANTA SERVICES INC|NTRC|Northern Trust Securities, Inc.|331
PWR|QUANTA SERVICES INC|OHOS|TWO SIGMA SECURITIES, LLC|51211
PWR|QUANTA SERVICES INC|OPCO|Oppenheimer & Co. Inc.|1345
PWR|QUANTA SERVICES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1430
PWR|QUANTA SERVICES INC|PDQM|CODA MARKETS, INC.|124050
PWR|QUANTA SERVICES INC|PICT|Pictet Overseas Inc.|320
PWR|QUANTA SERVICES INC|PWJC|UBS Financial Services, Inc.|571
PWR|QUANTA SERVICES INC|QMSR|QUATTRO M SECURITIES INC.|526
PWR|QUANTA SERVICES INC|RBCM|RBC CAPITAL MARKETS, LLC|9291
PWR|QUANTA SERVICES INC|RILY|B. RILEY FBR, INC.|300
PWR|QUANTA SERVICES INC|SAGL|SAGETRADER, LLC|33130
PWR|QUANTA SERVICES INC|SAGW|SAGETRADER, LLC|467
PWR|QUANTA SERVICES INC|SBSH|Citigroup Global Markets Inc.|219804
PWR|QUANTA SERVICES INC|SEIC|SEI Investments Distribution Co.|1500
PWR|QUANTA SERVICES INC|SGMT|GOLDMAN SACHS & CO. LLC|195430
PWR|QUANTA SERVICES INC|SJLS|TRADE INFORMATICS LLC|200
PWR|QUANTA SERVICES INC|SPDR|SPEEDROUTE LLC|34676
PWR|QUANTA SERVICES INC|SPHN|Stephens Inc.|25
PWR|QUANTA SERVICES INC|SPTD|MINT GLOBAL MARKETS, INC.|200
PWR|QUANTA SERVICES INC|STFL|Stifel, Nicolaus & Company, Incorporated|140072
PWR|QUANTA SERVICES INC|STKP|STOCKPILE INVESTMENTS, INC.|26
PWR|QUANTA SERVICES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4112
PWR|QUANTA SERVICES INC|SWIM|TD Ameritrade, Inc.|31403
PWR|QUANTA SERVICES INC|SWST|Hilltop Securities Inc.|135
PWR|QUANTA SERVICES INC|TKNG|ALLY INVEST SECURITIES LLC|395
PWR|QUANTA SERVICES INC|TRBT|Tradebot Systems, Inc.|339233
PWR|QUANTA SERVICES INC|TRCM|TRC MARKETS LLC|332047
PWR|QUANTA SERVICES INC|UBSA|UBS SECURITIES LLC|634509
PWR|QUANTA SERVICES INC|UBSS|UBS Securities LLC|777722
PWR|QUANTA SERVICES INC|VALX|VIRTU AMERICAS LLC|10070
PWR|QUANTA SERVICES INC|VERT|The Vertical Trading Group, LLC|18085
PWR|QUANTA SERVICES INC|VGRD|Vanguard Marketing Corporation|5153
PWR|QUANTA SERVICES INC|VNDM|Wall Street Access|14046
PWR|QUANTA SERVICES INC|VSIN|Vision Financial Markets Llc|175
PWR|QUANTA SERVICES INC|WABR|Wall Street Access|5781
PWR|QUANTA SERVICES INC|WBLR|WILLIAM BLAIR|1746
PWR|QUANTA SERVICES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5570
PWR|QUANTA SERVICES INC|WCHV|WELLS FARGO SECURITIES, LLC|510310
PWR|QUANTA SERVICES INC|WEDB|WEDBUSH SECURITIES INC.|17304
PWR|QUANTA SERVICES INC|WEED|Weeden & Co.L.P.|1414
PWR|QUANTA SERVICES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11704
PWR|QUANTA SERVICES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19692
PWR|QUANTA SERVICES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|615
PWR|QUANTA SERVICES INC|WSEA|WOLVERINE SECURITIES, LLC|2125
PWR|QUANTA SERVICES INC|XIST|INSTINET, LLC|37000
PWR|QUANTA SERVICES INC|XPQR|Jump Trading|3116
PWR|QUANTA SERVICES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|51396
PWR|QUANTA SERVICES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2161
PWR|QUANTA SERVICES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13343
PWS|PACER WEALTHSHIELD E|APCC|Apex Clearing Corporation|23
PWS|PACER WEALTHSHIELD E|BATM|CBOE TRADING, INC.|600
PWS|PACER WEALTHSHIELD E|BBNT|BB&T SECURITIES, LLC|8138
PWS|PACER WEALTHSHIELD E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1680
PWS|PACER WEALTHSHIELD E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
PWS|PACER WEALTHSHIELD E|EBXL|EBX LLC|100
PWS|PACER WEALTHSHIELD E|EDJO|Edward D. Jones & Co., L.P.|59
PWS|PACER WEALTHSHIELD E|ETRS|E*Trade Securities LLC|7878
PWS|PACER WEALTHSHIELD E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3863
PWS|PACER WEALTHSHIELD E|GEBB|GLOBAL EXECUTION BROKERS, LP|3100
PWS|PACER WEALTHSHIELD E|GSCO|GOLDMAN SACHS & CO. LLC|100
PWS|PACER WEALTHSHIELD E|GTSZ|GTS SECURITIES LLC|400
PWS|PACER WEALTHSHIELD E|IBKR|Interactive Brokers Llc|7495
PWS|PACER WEALTHSHIELD E|JSEB|JANE STREET EXECUTION SERVICES, LLC|19861
PWS|PACER WEALTHSHIELD E|JSJX|JANE STREET CAPITAL LLC|38162
PWS|PACER WEALTHSHIELD E|KCGM|VIRTU Americas LLC|290
PWS|PACER WEALTHSHIELD E|LEHM|Barclays Capital Inc./Le|1800
PWS|PACER WEALTHSHIELD E|LIME|Lime Brokerage LLC|200
PWS|PACER WEALTHSHIELD E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PWS|PACER WEALTHSHIELD E|MSCO|MORGAN STANLEY & CO. LLC|3969
PWS|PACER WEALTHSHIELD E|NFSC|National Financial Services LLC|48367
PWS|PACER WEALTHSHIELD E|NITE|VIRTU Americas LLC|48700
PWS|PACER WEALTHSHIELD E|NITP|VIRTU Americas LLC|1800
PWS|PACER WEALTHSHIELD E|SGMT|GOLDMAN SACHS & CO. LLC|100
PWS|PACER WEALTHSHIELD E|UBSA|UBS SECURITIES LLC|2300
PWS|PACER WEALTHSHIELD E|UBSS|UBS Securities LLC|559
PWS|PACER WEALTHSHIELD E|WCHV|WELLS FARGO SECURITIES, LLC|3550
PWS|PACER WEALTHSHIELD E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10548
PWV|INV DYN LG CAP VAL|APCC|Apex Clearing Corporation|27
PWV|INV DYN LG CAP VAL|BANK|Primevest Financial Services, Inc.|2960
PWV|INV DYN LG CAP VAL|BARD|Robert W. Baird & Co. Incorporated|3503
PWV|INV DYN LG CAP VAL|BBNT|BB&T SECURITIES, LLC|6
PWV|INV DYN LG CAP VAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1021
PWV|INV DYN LG CAP VAL|CANT|Cantor Fitzgerald & Co.|467
PWV|INV DYN LG CAP VAL|CHAS|Charles Schwab & Co., Inc.|131819
PWV|INV DYN LG CAP VAL|CIST|Capital Institutional Services, Inc.|1200
PWV|INV DYN LG CAP VAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5143
PWV|INV DYN LG CAP VAL|CSIN|Citadel Securities Institutional LLC|108443
PWV|INV DYN LG CAP VAL|CTDL|Citadel Derivatives Group Llc|105404
PWV|INV DYN LG CAP VAL|DBAB|Deutsche Bank Securities Inc.|350
PWV|INV DYN LG CAP VAL|DBAX|Deutsche Bank Securities Inc.|1000
PWV|INV DYN LG CAP VAL|DEAN|MORGAN STANLEY|36510
PWV|INV DYN LG CAP VAL|EBXL|EBX LLC|800
PWV|INV DYN LG CAP VAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|14151
PWV|INV DYN LG CAP VAL|EDJO|Edward D. Jones & Co., L.P.|6490
PWV|INV DYN LG CAP VAL|EGAM|CBOE TRADING, INC.|69
PWV|INV DYN LG CAP VAL|EGXM|CBOE TRADING, INC.|106
PWV|INV DYN LG CAP VAL|ETRS|E*Trade Securities LLC|5525
PWV|INV DYN LG CAP VAL|FBSB|U.S. Bancorp Investments, Inc.|1169
PWV|INV DYN LG CAP VAL|FINX|FINTECH SECURITIES|3221
PWV|INV DYN LG CAP VAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1209
PWV|INV DYN LG CAP VAL|FTBR|Foliofn Investments, Inc.|21
PWV|INV DYN LG CAP VAL|GSLT|GOLDMAN SACHS & CO. LLC|67
PWV|INV DYN LG CAP VAL|HRBF|American Enterprise Investment Services Inc.|78191
PWV|INV DYN LG CAP VAL|ICBX|INSTINET, LLC|19198
PWV|INV DYN LG CAP VAL|INCA|INSTINET, LLC|1024
PWV|INV DYN LG CAP VAL|ITGI|ITG Inc.|1735
PWV|INV DYN LG CAP VAL|JANY|Janney Montgomery Scott Inc.|410
PWV|INV DYN LG CAP VAL|JEFF|JEFFERIES LLC|400
PWV|INV DYN LG CAP VAL|JPMX|J.P. Morgan Securities LLC|216
PWV|INV DYN LG CAP VAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|130130
PWV|INV DYN LG CAP VAL|JSJX|JANE STREET CAPITAL LLC|53826
PWV|INV DYN LG CAP VAL|KCGM|VIRTU Americas LLC|100
PWV|INV DYN LG CAP VAL|LEHM|Barclays Capital Inc./Le|2613
PWV|INV DYN LG CAP VAL|LIME|Lime Brokerage LLC|2760
PWV|INV DYN LG CAP VAL|MACC|Mid Atlantic Capital Corporation|1092
PWV|INV DYN LG CAP VAL|MSCO|MORGAN STANLEY & CO. LLC|126923
PWV|INV DYN LG CAP VAL|MSPL|MORGAN STANLEY & CO. LLC|18000
PWV|INV DYN LG CAP VAL|NFSC|National Financial Services LLC|257688
PWV|INV DYN LG CAP VAL|NITE|VIRTU Americas LLC|318607
PWV|INV DYN LG CAP VAL|OPCO|Oppenheimer & Co. Inc.|3000
PWV|INV DYN LG CAP VAL|PWJC|UBS Financial Services, Inc.|86
PWV|INV DYN LG CAP VAL|RBCM|RBC CAPITAL MARKETS, LLC|2890
PWV|INV DYN LG CAP VAL|SALI|INTL FCSTONE FINANCIAL INC.|5
PWV|INV DYN LG CAP VAL|SBSH|Citigroup Global Markets Inc.|4758
PWV|INV DYN LG CAP VAL|SGMT|GOLDMAN SACHS & CO. LLC|3600
PWV|INV DYN LG CAP VAL|SHMR|ABN Amro Clearing LLC|100
PWV|INV DYN LG CAP VAL|SPHN|Stephens Inc.|10
PWV|INV DYN LG CAP VAL|STFL|Stifel, Nicolaus & Company, Incorporated|17108
PWV|INV DYN LG CAP VAL|SWIM|TD Ameritrade, Inc.|1501
PWV|INV DYN LG CAP VAL|SWST|Hilltop Securities Inc.|3356
PWV|INV DYN LG CAP VAL|UBSA|UBS SECURITIES LLC|6247
PWV|INV DYN LG CAP VAL|UBSS|UBS Securities LLC|74060
PWV|INV DYN LG CAP VAL|VGRD|Vanguard Marketing Corporation|3575
PWV|INV DYN LG CAP VAL|WCHV|WELLS FARGO SECURITIES, LLC|50515
PWV|INV DYN LG CAP VAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|213
PWV|INV DYN LG CAP VAL|WSEA|WOLVERINE SECURITIES, LLC|414
PWV|INV DYN LG CAP VAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|131674
PWZ|INVESCO INS CA|APCC|Apex Clearing Corporation|24
PWZ|INVESCO INS CA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6479
PWZ|INVESCO INS CA|CANT|Cantor Fitzgerald & Co.|118420
PWZ|INVESCO INS CA|CHAS|Charles Schwab & Co., Inc.|64925
PWZ|INVESCO INS CA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71095
PWZ|INVESCO INS CA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8260
PWZ|INVESCO INS CA|CTDL|Citadel Derivatives Group Llc|400
PWZ|INVESCO INS CA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2808
PWZ|INVESCO INS CA|DBAX|Deutsche Bank Securities Inc.|7900
PWZ|INVESCO INS CA|DEAN|MORGAN STANLEY|2038
PWZ|INVESCO INS CA|EBXL|EBX LLC|8600
PWZ|INVESCO INS CA|EDJO|Edward D. Jones & Co., L.P.|18967
PWZ|INVESCO INS CA|ETRS|E*Trade Securities LLC|5865
PWZ|INVESCO INS CA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22250
PWZ|INVESCO INS CA|FTBR|Foliofn Investments, Inc.|3380
PWZ|INVESCO INS CA|GEBB|GLOBAL EXECUTION BROKERS, LP|2400
PWZ|INVESCO INS CA|GLPX|ACS EXECUTION SERVICES, LLC|285
PWZ|INVESCO INS CA|GSCO|GOLDMAN SACHS & CO. LLC|700
PWZ|INVESCO INS CA|HRBF|American Enterprise Investment Services Inc.|6627
PWZ|INVESCO INS CA|IBKR|Interactive Brokers Llc|1
PWZ|INVESCO INS CA|ICBX|INSTINET, LLC|6400
PWZ|INVESCO INS CA|INCA|INSTINET, LLC|3300
PWZ|INVESCO INS CA|JPMX|J.P. Morgan Securities LLC|11832
PWZ|INVESCO INS CA|JSJX|JANE STREET CAPITAL LLC|81823
PWZ|INVESCO INS CA|KCGM|VIRTU Americas LLC|7516
PWZ|INVESCO INS CA|LEHM|Barclays Capital Inc./Le|25718
PWZ|INVESCO INS CA|LIME|Lime Brokerage LLC|3691
PWZ|INVESCO INS CA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PWZ|INVESCO INS CA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13200
PWZ|INVESCO INS CA|MOTF|MOTIF INVESTING, INC.|2
PWZ|INVESCO INS CA|MSCO|MORGAN STANLEY & CO. LLC|16197
PWZ|INVESCO INS CA|MSPL|MORGAN STANLEY & CO. LLC|7900
PWZ|INVESCO INS CA|NFSC|National Financial Services LLC|64210
PWZ|INVESCO INS CA|NITE|VIRTU Americas LLC|24911
PWZ|INVESCO INS CA|NITP|VIRTU Americas LLC|3600
PWZ|INVESCO INS CA|NQRB|Brut, LLC|200
PWZ|INVESCO INS CA|PDQM|CODA MARKETS, INC.|285
PWZ|INVESCO INS CA|SBSH|Citigroup Global Markets Inc.|1476
PWZ|INVESCO INS CA|SGMT|GOLDMAN SACHS & CO. LLC|5257
PWZ|INVESCO INS CA|STFL|Stifel, Nicolaus & Company, Incorporated|56
PWZ|INVESCO INS CA|TRCM|TRC MARKETS LLC|1
PWZ|INVESCO INS CA|UBSA|UBS SECURITIES LLC|93461
PWZ|INVESCO INS CA|UBSS|UBS Securities LLC|69972
PWZ|INVESCO INS CA|VALX|VIRTU AMERICAS LLC|500
PWZ|INVESCO INS CA|WBET|Wallachbeth Capital LLC|10000
PWZ|INVESCO INS CA|WCHV|WELLS FARGO SECURITIES, LLC|6312
PWZ|INVESCO INS CA|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
PWZ|INVESCO INS CA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14341
PX|PRAXAIR INC|ABLE|NATIXIS Securities Americas LLC|5459
PX|PRAXAIR INC|ALTX|Alternet Securities Inc.|16840
PX|PRAXAIR INC|ANOS|ABEL/NOSER, L.L.C.|3185
PX|PRAXAIR INC|APCC|Apex Clearing Corporation|205
PX|PRAXAIR INC|AQUA|AQUA SECURITIES L.P.|11100
PX|PRAXAIR INC|BANK|Primevest Financial Services, Inc.|46
PX|PRAXAIR INC|BARD|Robert W. Baird & Co. Incorporated|4121
PX|PRAXAIR INC|BATM|CBOE TRADING, INC.|14062
PX|PRAXAIR INC|BAYC|BAY CREST PARTNERS, LLC|29
PX|PRAXAIR INC|BBNT|BB&T SECURITIES, LLC|533
PX|PRAXAIR INC|BERN|Sanford C. Bernstein & Co., LLC|75746
PX|PRAXAIR INC|BIDS|BIDS TRADING L.P.|85800
PX|PRAXAIR INC|BIMI|Banca IMI Securities Corp.|220
PX|PRAXAIR INC|BKCM|BNY Mellon Capital Markets LLC|508
PX|PRAXAIR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22517
PX|PRAXAIR INC|BLKX|INSTINET, LLC|66900
PX|PRAXAIR INC|BNPX|BNP PARIBAS SECURITIES CORP.|465801
PX|PRAXAIR INC|BOSC|Boenning & Scattergood, Inc.|25
PX|PRAXAIR INC|BTIG|BTIG, LLC|4789
PX|PRAXAIR INC|BYXM|CBOE TRADING, INC.|2629
PX|PRAXAIR INC|CABR|Cabrera Capital Markets, Inc.|132
PX|PRAXAIR INC|CANT|Cantor Fitzgerald & Co.|7276
PX|PRAXAIR INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|21200
PX|PRAXAIR INC|CHAS|Charles Schwab & Co., Inc.|3551
PX|PRAXAIR INC|CHDN|CHARDAN CAPITAL MARKETS LLC|18556
PX|PRAXAIR INC|CIBP|CIBC World Markets Corp.|20913
PX|PRAXAIR INC|CIST|Capital Institutional Services, Inc.|2718
PX|PRAXAIR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|307559
PX|PRAXAIR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|95
PX|PRAXAIR INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|612
PX|PRAXAIR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|420274
PX|PRAXAIR INC|CTDL|Citadel Derivatives Group Llc|18639
PX|PRAXAIR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|29044
PX|PRAXAIR INC|DADA|D.A. Davidson & Co.|664
PX|PRAXAIR INC|DAVA|Davenport & Company LLC|530
PX|PRAXAIR INC|DBAB|Deutsche Bank Securities Inc.|152940
PX|PRAXAIR INC|DBAX|Deutsche Bank Securities Inc.|302800
PX|PRAXAIR INC|DBUL|Deutsche Bank Securities Inc.|900
PX|PRAXAIR INC|DCHF|Dart Executions, LLC|5315
PX|PRAXAIR INC|DEAN|MORGAN STANLEY|9283
PX|PRAXAIR INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23010
PX|PRAXAIR INC|DRWC|DRW SECURITIES, L.L.C.|300
PX|PRAXAIR INC|DRWK|DRW SECURITIES, L.L.C.|5463
PX|PRAXAIR INC|EBXL|EBX LLC|231000
PX|PRAXAIR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7419
PX|PRAXAIR INC|EDJC|Edward Jones / CDS|3716
PX|PRAXAIR INC|EDJO|Edward D. Jones & Co., L.P.|23470
PX|PRAXAIR INC|EGAM|CBOE TRADING, INC.|34805
PX|PRAXAIR INC|EGAW|CBOE TRADING, INC.|315
PX|PRAXAIR INC|EGMT|EG MARKET TECHNOLOGIES LLC|900
PX|PRAXAIR INC|EGXM|CBOE TRADING, INC.|3246
PX|PRAXAIR INC|EGXW|CBOE TRADING, INC.|100
PX|PRAXAIR INC|ESPO|ESPOSITO SECURITIES, LLC|54
PX|PRAXAIR INC|ETBE|Electronic Transaction Clearing, Inc.|43957
PX|PRAXAIR INC|ETCC|Electronic Transaction Clearing, Inc.|571
PX|PRAXAIR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46779
PX|PRAXAIR INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|251
PX|PRAXAIR INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|719
PX|PRAXAIR INC|ETRS|E*Trade Securities LLC|52437
PX|PRAXAIR INC|FBSB|U.S. Bancorp Investments, Inc.|58
PX|PRAXAIR INC|FIDT|Fidelity Clearing Canada ULC./ CDS|47
PX|PRAXAIR INC|FILL|Tradestation Securities, Inc.|1758
PX|PRAXAIR INC|FINX|FINTECH SECURITIES|3319
PX|PRAXAIR INC|FMAF|NBCN Inc./ CDS|1813
PX|PRAXAIR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4803
PX|PRAXAIR INC|FQLS|Quantlab Securities LP|313815
PX|PRAXAIR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58102
PX|PRAXAIR INC|FTBR|Foliofn Investments, Inc.|2006
PX|PRAXAIR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2379
PX|PRAXAIR INC|GLIS|TD Securities Inc|56
PX|PRAXAIR INC|GLPX|ACS EXECUTION SERVICES, LLC|101732
PX|PRAXAIR INC|GSCO|GOLDMAN SACHS & CO. LLC|1431625
PX|PRAXAIR INC|GSCS|GOLDMAN SACHS & CO. LLC|12275
PX|PRAXAIR INC|GSLT|GOLDMAN SACHS & CO. LLC|5598
PX|PRAXAIR INC|GTSZ|GTS SECURITIES LLC|177778
PX|PRAXAIR INC|HAPX|HAP Trading, LLC|500
PX|PRAXAIR INC|HRBF|American Enterprise Investment Services Inc.|4989
PX|PRAXAIR INC|HSBC|HSBC Securities, Inc.|30712
PX|PRAXAIR INC|IATS|INTERACTIVE BROKERS LLC|3596
PX|PRAXAIR INC|IBKR|Interactive Brokers Llc|3369
PX|PRAXAIR INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|935
PX|PRAXAIR INC|ICBX|INSTINET, LLC|125045
PX|PRAXAIR INC|IEQY|CITADEL SECURITIES LLC|135427
PX|PRAXAIR INC|INCA|INSTINET, LLC|580253
PX|PRAXAIR INC|INJX|INSTINET, LLC|6431
PX|PRAXAIR INC|INTL|INTL FCSTONE FINANCIAL INC.|11
PX|PRAXAIR INC|ITGI|ITG Inc.|104086
PX|PRAXAIR INC|ITGP|ITG INC.|147800
PX|PRAXAIR INC|JANY|Janney Montgomery Scott Inc.|3031
PX|PRAXAIR INC|JEFF|JEFFERIES LLC|475700
PX|PRAXAIR INC|JMPT|JUMP TRADING, LLC|48545
PX|PRAXAIR INC|JPBX|J.P. MORGAN SECURITIES LLC|74843
PX|PRAXAIR INC|JPMX|J.P. Morgan Securities LLC|424792
PX|PRAXAIR INC|JSJX|JANE STREET CAPITAL LLC|22180
PX|PRAXAIR INC|KCGM|VIRTU Americas LLC|33942
PX|PRAXAIR INC|LEHM|Barclays Capital Inc./Le|1009418
PX|PRAXAIR INC|LIME|Lime Brokerage LLC|31866
PX|PRAXAIR INC|LOOP|Loop Capital Markets LLC|900
PX|PRAXAIR INC|LQNA|LIQUIDNET, INC.|93400
PX|PRAXAIR INC|LSCI|Lek Securities Corporation|1059
PX|PRAXAIR INC|MACC|Mid Atlantic Capital Corporation|367
PX|PRAXAIR INC|MAXM|Maxim Group LLC|540
PX|PRAXAIR INC|MCMF|Raymond James Ltd. Cds|459
PX|PRAXAIR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|169608
PX|PRAXAIR INC|MOTF|MOTIF INVESTING, INC.|31
PX|PRAXAIR INC|MSCO|MORGAN STANLEY & CO. LLC|1777545
PX|PRAXAIR INC|MSPL|MORGAN STANLEY & CO. LLC|214700
PX|PRAXAIR INC|MSTX|MORGAN STANLEY & CO. LLC|92200
PX|PRAXAIR INC|NATL|National Securities Corporation|179
PX|PRAXAIR INC|NEUB|NEUBERGER BERMAN BD LLC|426
PX|PRAXAIR INC|NFSC|National Financial Services LLC|147581
PX|PRAXAIR INC|NITE|VIRTU Americas LLC|427921
PX|PRAXAIR INC|NITP|VIRTU Americas LLC|100
PX|PRAXAIR INC|NMRA|Nomura Securities International, Inc.|68453
PX|PRAXAIR INC|NQRB|Brut, LLC|10207
PX|PRAXAIR INC|NTBF|BMO Nesbitt Burns Inc./CDS|602
PX|PRAXAIR INC|NTRC|Northern Trust Securities, Inc.|1142
PX|PRAXAIR INC|OHOS|TWO SIGMA SECURITIES, LLC|55659
PX|PRAXAIR INC|OPCO|Oppenheimer & Co. Inc.|2165
PX|PRAXAIR INC|OTAA|OTA LLC|300
PX|PRAXAIR INC|PDQM|CODA MARKETS, INC.|291845
PX|PRAXAIR INC|PHLY|NASDAQ Execution Services, LLC|400
PX|PRAXAIR INC|PICT|Pictet Overseas Inc.|225
PX|PRAXAIR INC|PIPR|Piper Jaffray & Co.|145
PX|PRAXAIR INC|PREC|PRECISION SECURITIES, LLC|1440
PX|PRAXAIR INC|PWJC|UBS Financial Services, Inc.|5889
PX|PRAXAIR INC|QMSR|QUATTRO M SECURITIES INC.|2303
PX|PRAXAIR INC|RBCM|RBC CAPITAL MARKETS, LLC|6040
PX|PRAXAIR INC|RHCO|Suntrust Robinson Humphrey, Inc.|14431
PX|PRAXAIR INC|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|4300
PX|PRAXAIR INC|SAGL|SAGETRADER, LLC|19772
PX|PRAXAIR INC|SAGW|SAGETRADER, LLC|2
PX|PRAXAIR INC|SALI|INTL FCSTONE FINANCIAL INC.|93
PX|PRAXAIR INC|SBSH|Citigroup Global Markets Inc.|266811
PX|PRAXAIR INC|SGMT|GOLDMAN SACHS & CO. LLC|179306
PX|PRAXAIR INC|SHMR|ABN Amro Clearing LLC|177
PX|PRAXAIR INC|SJLS|TRADE INFORMATICS LLC|500
PX|PRAXAIR INC|SPDR|SPEEDROUTE LLC|46444
PX|PRAXAIR INC|SPHN|Stephens Inc.|922
PX|PRAXAIR INC|STFL|Stifel, Nicolaus & Company, Incorporated|10193
PX|PRAXAIR INC|STKP|STOCKPILE INVESTMENTS, INC.|20
PX|PRAXAIR INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4736
PX|PRAXAIR INC|SWIM|TD Ameritrade, Inc.|42824
PX|PRAXAIR INC|SWST|Hilltop Securities Inc.|1954
PX|PRAXAIR INC|TAGC|TELSEY ADVISORY GROUP LLC|89
PX|PRAXAIR INC|TDSI|TD Securities (USA) LLC|750
PX|PRAXAIR INC|TKNG|ALLY INVEST SECURITIES LLC|1
PX|PRAXAIR INC|TRBT|Tradebot Systems, Inc.|174375
PX|PRAXAIR INC|TRCM|TRC MARKETS LLC|175310
PX|PRAXAIR INC|TWTT|TASTYWORKS, INC.|20
PX|PRAXAIR INC|UBSA|UBS SECURITIES LLC|815092
PX|PRAXAIR INC|UBSS|UBS Securities LLC|1248641
PX|PRAXAIR INC|UFPA|UNITED FIRST PARTNERS LLC|277
PX|PRAXAIR INC|VALX|VIRTU AMERICAS LLC|19985
PX|PRAXAIR INC|VGRD|Vanguard Marketing Corporation|3839
PX|PRAXAIR INC|WABR|Wall Street Access|6314
PX|PRAXAIR INC|WBET|Wallachbeth Capital LLC|1098
PX|PRAXAIR INC|WBLR|WILLIAM BLAIR|1701
PX|PRAXAIR INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3080
PX|PRAXAIR INC|WCHV|WELLS FARGO SECURITIES, LLC|181732
PX|PRAXAIR INC|WDNX|WEEDEN & CO.L.P.|2662
PX|PRAXAIR INC|WEDB|WEDBUSH SECURITIES INC.|3060
PX|PRAXAIR INC|WEED|Weeden & Co.L.P.|9993
PX|PRAXAIR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|85780
PX|PRAXAIR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4610
PX|PRAXAIR INC|WGIF|CIBC World Markets Inc.|2354
PX|PRAXAIR INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|594
PX|PRAXAIR INC|WORD|Worden Capital Management LLC|20
PX|PRAXAIR INC|WSEA|WOLVERINE SECURITIES, LLC|1827
PX|PRAXAIR INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|15
PX|PRAXAIR INC|XIST|INSTINET, LLC|49892
PX|PRAXAIR INC|XPQR|Jump Trading|5522
PX|PRAXAIR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|34314
PX|PRAXAIR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|17117
PX|PRAXAIR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3267
PXD|PIONEER NATURAL RES|ABLE|NATIXIS Securities Americas LLC|46372
PXD|PIONEER NATURAL RES|AGIS|Aegis Capital Corp.|82
PXD|PIONEER NATURAL RES|ALLN|Allen & Company LLC|114
PXD|PIONEER NATURAL RES|ALTX|Alternet Securities Inc.|13952
PXD|PIONEER NATURAL RES|ANOS|ABEL/NOSER, L.L.C.|1171
PXD|PIONEER NATURAL RES|APCC|Apex Clearing Corporation|12869
PXD|PIONEER NATURAL RES|AQUA|AQUA SECURITIES L.P.|2800
PXD|PIONEER NATURAL RES|BANK|Primevest Financial Services, Inc.|37
PXD|PIONEER NATURAL RES|BARD|Robert W. Baird & Co. Incorporated|1742
PXD|PIONEER NATURAL RES|BATM|CBOE TRADING, INC.|21391
PXD|PIONEER NATURAL RES|BAYC|BAY CREST PARTNERS, LLC|85
PXD|PIONEER NATURAL RES|BAYT|BTIG, LLC|6867
PXD|PIONEER NATURAL RES|BBNT|BB&T SECURITIES, LLC|275
PXD|PIONEER NATURAL RES|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10196
PXD|PIONEER NATURAL RES|BERN|Sanford C. Bernstein & Co., LLC|54179
PXD|PIONEER NATURAL RES|BIAD|SAGETRADER, LLC|27
PXD|PIONEER NATURAL RES|BIDS|BIDS TRADING L.P.|6000
PXD|PIONEER NATURAL RES|BIMI|Banca IMI Securities Corp.|884
PXD|PIONEER NATURAL RES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7751
PXD|PIONEER NATURAL RES|BLKX|INSTINET, LLC|49106
PXD|PIONEER NATURAL RES|BMOC|BMO Capital Markets Corp.|227
PXD|PIONEER NATURAL RES|BNPX|BNP PARIBAS SECURITIES CORP.|89046
PXD|PIONEER NATURAL RES|BTIG|BTIG, LLC|14063
PXD|PIONEER NATURAL RES|BYXM|CBOE TRADING, INC.|1414
PXD|PIONEER NATURAL RES|BZYD|GOLDMAN SACHS & CO. LLC|297
PXD|PIONEER NATURAL RES|CABR|Cabrera Capital Markets, Inc.|300
PXD|PIONEER NATURAL RES|CANT|Cantor Fitzgerald & Co.|13261
PXD|PIONEER NATURAL RES|CBLC|CITIGROUP GLOBAL MARKETS INC.|384400
PXD|PIONEER NATURAL RES|CBRA|Cobra Trading, Inc.|1300
PXD|PIONEER NATURAL RES|CHAS|Charles Schwab & Co., Inc.|8132
PXD|PIONEER NATURAL RES|CIBP|CIBC World Markets Corp.|14422
PXD|PIONEER NATURAL RES|CIOI|CITIGROUP GLOBAL MARKETS INC|19000
PXD|PIONEER NATURAL RES|CIST|Capital Institutional Services, Inc.|7073
PXD|PIONEER NATURAL RES|CLSA|CLSA AMERICAS, LLC|700
PXD|PIONEER NATURAL RES|CNFR|Cowen Prime Services LLC|100
PXD|PIONEER NATURAL RES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|160227
PXD|PIONEER NATURAL RES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|390
PXD|PIONEER NATURAL RES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7586
PXD|PIONEER NATURAL RES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|944741
PXD|PIONEER NATURAL RES|CTDL|Citadel Derivatives Group Llc|11082
PXD|PIONEER NATURAL RES|CTLR|CUTLER GROUP, LP|300
PXD|PIONEER NATURAL RES|CXCX|CITIGROUP GLOBAL MARKETS INC.|50832
PXD|PIONEER NATURAL RES|DADA|D.A. Davidson & Co.|791
PXD|PIONEER NATURAL RES|DBAB|Deutsche Bank Securities Inc.|379441
PXD|PIONEER NATURAL RES|DBAX|Deutsche Bank Securities Inc.|461600
PXD|PIONEER NATURAL RES|DCHF|Dart Executions, LLC|4435
PXD|PIONEER NATURAL RES|DEAN|MORGAN STANLEY|18491
PXD|PIONEER NATURAL RES|DEGS|RONIN PROFESSIONAL LLC|1000
PXD|PIONEER NATURAL RES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7204
PXD|PIONEER NATURAL RES|DRWK|DRW SECURITIES, L.L.C.|1789
PXD|PIONEER NATURAL RES|EBXL|EBX LLC|442100
PXD|PIONEER NATURAL RES|ECUT|CONVERGEX EXECUTION SOLUTIONS|166434
PXD|PIONEER NATURAL RES|EDJC|Edward Jones / CDS|68
PXD|PIONEER NATURAL RES|EDJO|Edward D. Jones & Co., L.P.|7127
PXD|PIONEER NATURAL RES|EGAM|CBOE TRADING, INC.|22033
PXD|PIONEER NATURAL RES|EGAW|CBOE TRADING, INC.|35
PXD|PIONEER NATURAL RES|EGMT|EG MARKET TECHNOLOGIES LLC|2733
PXD|PIONEER NATURAL RES|EGXM|CBOE TRADING, INC.|7636
PXD|PIONEER NATURAL RES|EGXW|CBOE TRADING, INC.|265
PXD|PIONEER NATURAL RES|EROP|Eroom Securities L.L.C.|1290
PXD|PIONEER NATURAL RES|ETBE|Electronic Transaction Clearing, Inc.|63067
PXD|PIONEER NATURAL RES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|215
PXD|PIONEER NATURAL RES|ETCC|Electronic Transaction Clearing, Inc.|933
PXD|PIONEER NATURAL RES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100295
PXD|PIONEER NATURAL RES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
PXD|PIONEER NATURAL RES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|421
PXD|PIONEER NATURAL RES|ETRS|E*Trade Securities LLC|109447
PXD|PIONEER NATURAL RES|FARA|FARINA & ASSOCIATES, INC.|1800
PXD|PIONEER NATURAL RES|FBSB|U.S. Bancorp Investments, Inc.|179
PXD|PIONEER NATURAL RES|FILL|Tradestation Securities, Inc.|8812
PXD|PIONEER NATURAL RES|FINX|FINTECH SECURITIES|349
PXD|PIONEER NATURAL RES|FMAF|NBCN Inc./ CDS|276
PXD|PIONEER NATURAL RES|FMCO|First Manhattan Co|68
PXD|PIONEER NATURAL RES|FOGS|FOG EQUITIES LLC|11900
PXD|PIONEER NATURAL RES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1293
PXD|PIONEER NATURAL RES|FQLS|Quantlab Securities LP|317675
PXD|PIONEER NATURAL RES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112375
PXD|PIONEER NATURAL RES|FTBR|Foliofn Investments, Inc.|2509
PXD|PIONEER NATURAL RES|GEBB|GLOBAL EXECUTION BROKERS, LP|4941
PXD|PIONEER NATURAL RES|GLIS|TD Securities Inc|10
PXD|PIONEER NATURAL RES|GLPX|ACS EXECUTION SERVICES, LLC|130377
PXD|PIONEER NATURAL RES|GSCO|GOLDMAN SACHS & CO. LLC|1429606
PXD|PIONEER NATURAL RES|GSCS|GOLDMAN SACHS & CO. LLC|33133
PXD|PIONEER NATURAL RES|GSLT|GOLDMAN SACHS & CO. LLC|15810
PXD|PIONEER NATURAL RES|GTSZ|GTS SECURITIES LLC|179585
PXD|PIONEER NATURAL RES|HAPX|HAP Trading, LLC|700
PXD|PIONEER NATURAL RES|HRBF|American Enterprise Investment Services Inc.|24142
PXD|PIONEER NATURAL RES|HSBC|HSBC Securities, Inc.|29459
PXD|PIONEER NATURAL RES|IATS|INTERACTIVE BROKERS LLC|23559
PXD|PIONEER NATURAL RES|IBKR|Interactive Brokers Llc|14644
PXD|PIONEER NATURAL RES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3550
PXD|PIONEER NATURAL RES|ICBX|INSTINET, LLC|75451
PXD|PIONEER NATURAL RES|IEQY|CITADEL SECURITIES LLC|212246
PXD|PIONEER NATURAL RES|INCA|INSTINET, LLC|462122
PXD|PIONEER NATURAL RES|INJX|INSTINET, LLC|24545
PXD|PIONEER NATURAL RES|ITGI|ITG Inc.|95031
PXD|PIONEER NATURAL RES|ITGP|ITG INC.|200600
PXD|PIONEER NATURAL RES|JANY|Janney Montgomery Scott Inc.|1075
PXD|PIONEER NATURAL RES|JEFF|JEFFERIES LLC|165308
PXD|PIONEER NATURAL RES|JMPT|JUMP TRADING, LLC|67353
PXD|PIONEER NATURAL RES|JONE|JonesTrading|5
PXD|PIONEER NATURAL RES|JPBX|J.P. MORGAN SECURITIES LLC|78478
PXD|PIONEER NATURAL RES|JPMX|J.P. Morgan Securities LLC|723516
PXD|PIONEER NATURAL RES|JRCO|Johnson Rice & Company L.L.C.|1300
PXD|PIONEER NATURAL RES|JSJX|JANE STREET CAPITAL LLC|10278
PXD|PIONEER NATURAL RES|KCGM|VIRTU Americas LLC|72354
PXD|PIONEER NATURAL RES|KEYB|KEYBANC CAPITAL MARKETS INC.|1100
PXD|PIONEER NATURAL RES|LEHM|Barclays Capital Inc./Le|1417519
PXD|PIONEER NATURAL RES|LIME|Lime Brokerage LLC|55801
PXD|PIONEER NATURAL RES|LOOP|Loop Capital Markets LLC|4363
PXD|PIONEER NATURAL RES|LQNA|LIQUIDNET, INC.|18700
PXD|PIONEER NATURAL RES|LSCI|Lek Securities Corporation|1589
PXD|PIONEER NATURAL RES|MACC|Mid Atlantic Capital Corporation|17
PXD|PIONEER NATURAL RES|MACQ|Macquarie Capital (USA) Inc.|8700
PXD|PIONEER NATURAL RES|MAXM|Maxim Group LLC|310
PXD|PIONEER NATURAL RES|MCMF|Raymond James Ltd. Cds|292
PXD|PIONEER NATURAL RES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|286262
PXD|PIONEER NATURAL RES|MNDX|TJM Investments, LLC|27073
PXD|PIONEER NATURAL RES|MOTF|MOTIF INVESTING, INC.|39
PXD|PIONEER NATURAL RES|MSCO|MORGAN STANLEY & CO. LLC|1605546
PXD|PIONEER NATURAL RES|MSPL|MORGAN STANLEY & CO. LLC|410900
PXD|PIONEER NATURAL RES|MSTX|MORGAN STANLEY & CO. LLC|153200
PXD|PIONEER NATURAL RES|MULL|MARK J. MULLER EQUITIES, INC.|3347
PXD|PIONEER NATURAL RES|MZHO|Mizuho Securities USA LLC|125100
PXD|PIONEER NATURAL RES|NATL|National Securities Corporation|8750
PXD|PIONEER NATURAL RES|NEUB|NEUBERGER BERMAN BD LLC|7643
PXD|PIONEER NATURAL RES|NFSC|National Financial Services LLC|278026
PXD|PIONEER NATURAL RES|NITE|VIRTU Americas LLC|776381
PXD|PIONEER NATURAL RES|NITP|VIRTU Americas LLC|3
PXD|PIONEER NATURAL RES|NQRB|Brut, LLC|8660
PXD|PIONEER NATURAL RES|NTBF|BMO Nesbitt Burns Inc./CDS|683
PXD|PIONEER NATURAL RES|NTRC|Northern Trust Securities, Inc.|100
PXD|PIONEER NATURAL RES|OGRU|Oscar Gruss & Son, Incorporated|11200
PXD|PIONEER NATURAL RES|OHOS|TWO SIGMA SECURITIES, LLC|150864
PXD|PIONEER NATURAL RES|OPCO|Oppenheimer & Co. Inc.|343663
PXD|PIONEER NATURAL RES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
PXD|PIONEER NATURAL RES|PDQM|CODA MARKETS, INC.|252034
PXD|PIONEER NATURAL RES|PHLY|NASDAQ Execution Services, LLC|3000
PXD|PIONEER NATURAL RES|PICT|Pictet Overseas Inc.|85
PXD|PIONEER NATURAL RES|PIPR|Piper Jaffray & Co.|667
PXD|PIONEER NATURAL RES|PNSR|Penserra Securities, LLC|3700
PXD|PIONEER NATURAL RES|PREC|PRECISION SECURITIES, LLC|3140
PXD|PIONEER NATURAL RES|PWJC|UBS Financial Services, Inc.|3491
PXD|PIONEER NATURAL RES|QMSR|QUATTRO M SECURITIES INC.|6193
PXD|PIONEER NATURAL RES|RBCM|RBC CAPITAL MARKETS, LLC|5471
PXD|PIONEER NATURAL RES|RGLD|Regal Securities, Inc|90
PXD|PIONEER NATURAL RES|RHCO|Suntrust Robinson Humphrey, Inc.|4560
PXD|PIONEER NATURAL RES|SAGL|SAGETRADER, LLC|80179
PXD|PIONEER NATURAL RES|SAGW|SAGETRADER, LLC|73
PXD|PIONEER NATURAL RES|SALI|INTL FCSTONE FINANCIAL INC.|117
PXD|PIONEER NATURAL RES|SBSH|Citigroup Global Markets Inc.|405698
PXD|PIONEER NATURAL RES|SCMC|Scotia Capital Markets (USA) Inc.|900
PXD|PIONEER NATURAL RES|SEIC|SEI Investments Distribution Co.|1000
PXD|PIONEER NATURAL RES|SGMT|GOLDMAN SACHS & CO. LLC|273556
PXD|PIONEER NATURAL RES|SHMR|ABN Amro Clearing LLC|40
PXD|PIONEER NATURAL RES|SIBO|Prime Executions, Inc.|10736
PXD|PIONEER NATURAL RES|SPDR|SPEEDROUTE LLC|10980
PXD|PIONEER NATURAL RES|SPGS|Sea Port Group Securities, LLC|300
PXD|PIONEER NATURAL RES|SPHN|Stephens Inc.|163
PXD|PIONEER NATURAL RES|STFL|Stifel, Nicolaus & Company, Incorporated|8927
PXD|PIONEER NATURAL RES|STKP|STOCKPILE INVESTMENTS, INC.|40
PXD|PIONEER NATURAL RES|STRS|STRATEGAS RESEARCH PARTNERS|50
PXD|PIONEER NATURAL RES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2875
PXD|PIONEER NATURAL RES|SWIM|TD Ameritrade, Inc.|58456
PXD|PIONEER NATURAL RES|SWST|Hilltop Securities Inc.|883
PXD|PIONEER NATURAL RES|TAGC|TELSEY ADVISORY GROUP LLC|69
PXD|PIONEER NATURAL RES|TITL|TITLEIST ASSET MANAGEMENT, LTD.|190
PXD|PIONEER NATURAL RES|TKNG|ALLY INVEST SECURITIES LLC|221
PXD|PIONEER NATURAL RES|TOUR|TOURMALINE PARTNERS, LLC|10800
PXD|PIONEER NATURAL RES|TRBT|Tradebot Systems, Inc.|257361
PXD|PIONEER NATURAL RES|TRCM|TRC MARKETS LLC|251216
PXD|PIONEER NATURAL RES|TWTT|TASTYWORKS, INC.|1421
PXD|PIONEER NATURAL RES|UBSA|UBS SECURITIES LLC|1226835
PXD|PIONEER NATURAL RES|UBSS|UBS Securities LLC|1487449
PXD|PIONEER NATURAL RES|USCA|USCA Securities LLC|2400
PXD|PIONEER NATURAL RES|VALX|VIRTU AMERICAS LLC|41070
PXD|PIONEER NATURAL RES|VERT|The Vertical Trading Group, LLC|69348
PXD|PIONEER NATURAL RES|VGRD|Vanguard Marketing Corporation|21347
PXD|PIONEER NATURAL RES|VSIN|Vision Financial Markets Llc|68
PXD|PIONEER NATURAL RES|WABR|Wall Street Access|12185
PXD|PIONEER NATURAL RES|WBLR|WILLIAM BLAIR|4082
PXD|PIONEER NATURAL RES|WBPX|SUMMIT SECURITIES GROUP, LLC|6894
PXD|PIONEER NATURAL RES|WCHV|WELLS FARGO SECURITIES, LLC|396442
PXD|PIONEER NATURAL RES|WDNX|WEEDEN & CO.L.P.|1036
PXD|PIONEER NATURAL RES|WEDB|WEDBUSH SECURITIES INC.|10890
PXD|PIONEER NATURAL RES|WEED|Weeden & Co.L.P.|2617
PXD|PIONEER NATURAL RES|WESC|Wellington Shields & Co., LLC|800
PXD|PIONEER NATURAL RES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40382
PXD|PIONEER NATURAL RES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|67540
PXD|PIONEER NATURAL RES|WGIF|CIBC World Markets Inc.|173
PXD|PIONEER NATURAL RES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|419
PXD|PIONEER NATURAL RES|WSAG|WALL STREET ACCESS|9
PXD|PIONEER NATURAL RES|WSEA|WOLVERINE SECURITIES, LLC|8344
PXD|PIONEER NATURAL RES|XIST|INSTINET, LLC|19056
PXD|PIONEER NATURAL RES|XPQR|Jump Trading|1503
PXD|PIONEER NATURAL RES|XSTM|NATIONAL FINANCIAL SERVICES LLC|80412
PXD|PIONEER NATURAL RES|YKNA|COMHAR CAPITAL MARKETS, LLC|36221
PXD|PIONEER NATURAL RES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1834
PXE|INVESCO DYNAMIC EN|APCC|Apex Clearing Corporation|4
PXE|INVESCO DYNAMIC EN|BANK|Primevest Financial Services, Inc.|1
PXE|INVESCO DYNAMIC EN|BBNT|BB&T SECURITIES, LLC|417
PXE|INVESCO DYNAMIC EN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|558
PXE|INVESCO DYNAMIC EN|CHAS|Charles Schwab & Co., Inc.|8
PXE|INVESCO DYNAMIC EN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7417
PXE|INVESCO DYNAMIC EN|CSIN|Citadel Securities Institutional LLC|3493
PXE|INVESCO DYNAMIC EN|CTDL|Citadel Derivatives Group Llc|4493
PXE|INVESCO DYNAMIC EN|CXCX|CITIGROUP GLOBAL MARKETS INC.|334
PXE|INVESCO DYNAMIC EN|DBAX|Deutsche Bank Securities Inc.|2100
PXE|INVESCO DYNAMIC EN|DEAN|MORGAN STANLEY|541
PXE|INVESCO DYNAMIC EN|DLTA|DEALERWEB INC.|9000
PXE|INVESCO DYNAMIC EN|EBXL|EBX LLC|3300
PXE|INVESCO DYNAMIC EN|EDJO|Edward D. Jones & Co., L.P.|4490
PXE|INVESCO DYNAMIC EN|ETRS|E*Trade Securities LLC|16144
PXE|INVESCO DYNAMIC EN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|12261
PXE|INVESCO DYNAMIC EN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|959
PXE|INVESCO DYNAMIC EN|FTBR|Foliofn Investments, Inc.|17
PXE|INVESCO DYNAMIC EN|HRBF|American Enterprise Investment Services Inc.|1076
PXE|INVESCO DYNAMIC EN|IATS|INTERACTIVE BROKERS LLC|175
PXE|INVESCO DYNAMIC EN|IBKR|Interactive Brokers Llc|9498
PXE|INVESCO DYNAMIC EN|JPMX|J.P. Morgan Securities LLC|4000
PXE|INVESCO DYNAMIC EN|JSEB|JANE STREET EXECUTION SERVICES, LLC|51480
PXE|INVESCO DYNAMIC EN|JSJX|JANE STREET CAPITAL LLC|92597
PXE|INVESCO DYNAMIC EN|KCGM|VIRTU Americas LLC|3569
PXE|INVESCO DYNAMIC EN|LEHM|Barclays Capital Inc./Le|12339
PXE|INVESCO DYNAMIC EN|LIME|Lime Brokerage LLC|4403
PXE|INVESCO DYNAMIC EN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12610
PXE|INVESCO DYNAMIC EN|MSCO|MORGAN STANLEY & CO. LLC|21585
PXE|INVESCO DYNAMIC EN|NFSC|National Financial Services LLC|56190
PXE|INVESCO DYNAMIC EN|NITE|VIRTU Americas LLC|95518
PXE|INVESCO DYNAMIC EN|NITP|VIRTU Americas LLC|1100
PXE|INVESCO DYNAMIC EN|PWJC|UBS Financial Services, Inc.|1208
PXE|INVESCO DYNAMIC EN|RBCM|RBC CAPITAL MARKETS, LLC|706
PXE|INVESCO DYNAMIC EN|SBSH|Citigroup Global Markets Inc.|261
PXE|INVESCO DYNAMIC EN|SGMT|GOLDMAN SACHS & CO. LLC|4313
PXE|INVESCO DYNAMIC EN|SHMR|ABN Amro Clearing LLC|21261
PXE|INVESCO DYNAMIC EN|STFL|Stifel, Nicolaus & Company, Incorporated|3864
PXE|INVESCO DYNAMIC EN|SWIM|TD Ameritrade, Inc.|425
PXE|INVESCO DYNAMIC EN|SWST|Hilltop Securities Inc.|123
PXE|INVESCO DYNAMIC EN|TKNG|ALLY INVEST SECURITIES LLC|104
PXE|INVESCO DYNAMIC EN|TRCM|TRC MARKETS LLC|46
PXE|INVESCO DYNAMIC EN|UBSA|UBS SECURITIES LLC|19458
PXE|INVESCO DYNAMIC EN|UBSS|UBS Securities LLC|14559
PXE|INVESCO DYNAMIC EN|VGRD|Vanguard Marketing Corporation|5501
PXE|INVESCO DYNAMIC EN|WCHV|WELLS FARGO SECURITIES, LLC|55195
PXE|INVESCO DYNAMIC EN|WSEA|WOLVERINE SECURITIES, LLC|46
PXE|INVESCO DYNAMIC EN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
PXE|INVESCO DYNAMIC EN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6171
PXF|IN FTSE RAFI EX US|APCC|Apex Clearing Corporation|868
PXF|IN FTSE RAFI EX US|BARD|Robert W. Baird & Co. Incorporated|275
PXF|IN FTSE RAFI EX US|BATM|CBOE TRADING, INC.|1133
PXF|IN FTSE RAFI EX US|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1902
PXF|IN FTSE RAFI EX US|CANT|Cantor Fitzgerald & Co.|72724
PXF|IN FTSE RAFI EX US|CHAS|Charles Schwab & Co., Inc.|249969
PXF|IN FTSE RAFI EX US|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18245
PXF|IN FTSE RAFI EX US|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21773
PXF|IN FTSE RAFI EX US|CSIN|Citadel Securities Institutional LLC|103690
PXF|IN FTSE RAFI EX US|CTDL|Citadel Derivatives Group Llc|108554
PXF|IN FTSE RAFI EX US|CXCX|CITIGROUP GLOBAL MARKETS INC.|1920
PXF|IN FTSE RAFI EX US|DADA|D.A. Davidson & Co.|6180
PXF|IN FTSE RAFI EX US|DBAB|Deutsche Bank Securities Inc.|100
PXF|IN FTSE RAFI EX US|DBAX|Deutsche Bank Securities Inc.|10900
PXF|IN FTSE RAFI EX US|DEAN|MORGAN STANLEY|2533
PXF|IN FTSE RAFI EX US|EBXL|EBX LLC|12700
PXF|IN FTSE RAFI EX US|ECUT|CONVERGEX EXECUTION SOLUTIONS|30
PXF|IN FTSE RAFI EX US|EDJO|Edward D. Jones & Co., L.P.|1476
PXF|IN FTSE RAFI EX US|ETBE|Electronic Transaction Clearing, Inc.|440
PXF|IN FTSE RAFI EX US|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
PXF|IN FTSE RAFI EX US|ETRS|E*Trade Securities LLC|421
PXF|IN FTSE RAFI EX US|FIDT|Fidelity Clearing Canada ULC./ CDS|50
PXF|IN FTSE RAFI EX US|FMAF|NBCN Inc./ CDS|22349
PXF|IN FTSE RAFI EX US|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6
PXF|IN FTSE RAFI EX US|FTBR|Foliofn Investments, Inc.|82
PXF|IN FTSE RAFI EX US|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
PXF|IN FTSE RAFI EX US|GSCO|GOLDMAN SACHS & CO. LLC|160767
PXF|IN FTSE RAFI EX US|GSLT|GOLDMAN SACHS & CO. LLC|100
PXF|IN FTSE RAFI EX US|GTSZ|GTS SECURITIES LLC|100
PXF|IN FTSE RAFI EX US|HRBF|American Enterprise Investment Services Inc.|36205
PXF|IN FTSE RAFI EX US|IATS|INTERACTIVE BROKERS LLC|200
PXF|IN FTSE RAFI EX US|IBKR|Interactive Brokers Llc|700
PXF|IN FTSE RAFI EX US|ICBX|INSTINET, LLC|15060
PXF|IN FTSE RAFI EX US|INCA|INSTINET, LLC|4532
PXF|IN FTSE RAFI EX US|ITGI|ITG Inc.|100
PXF|IN FTSE RAFI EX US|ITGP|ITG INC.|2000
PXF|IN FTSE RAFI EX US|JPMX|J.P. Morgan Securities LLC|26400
PXF|IN FTSE RAFI EX US|JSEB|JANE STREET EXECUTION SERVICES, LLC|1069584
PXF|IN FTSE RAFI EX US|JSJX|JANE STREET CAPITAL LLC|53664
PXF|IN FTSE RAFI EX US|KCGM|VIRTU Americas LLC|11047
PXF|IN FTSE RAFI EX US|LEHM|Barclays Capital Inc./Le|30457
PXF|IN FTSE RAFI EX US|LIME|Lime Brokerage LLC|2995
PXF|IN FTSE RAFI EX US|MACC|Mid Atlantic Capital Corporation|8122
PXF|IN FTSE RAFI EX US|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35600
PXF|IN FTSE RAFI EX US|MOTF|MOTIF INVESTING, INC.|1
PXF|IN FTSE RAFI EX US|MSCO|MORGAN STANLEY & CO. LLC|17714
PXF|IN FTSE RAFI EX US|MSPL|MORGAN STANLEY & CO. LLC|5200
PXF|IN FTSE RAFI EX US|NFSC|National Financial Services LLC|42004
PXF|IN FTSE RAFI EX US|NITE|VIRTU Americas LLC|82645
PXF|IN FTSE RAFI EX US|OLDM|OLD MISSION CAPITAL, LLC|285
PXF|IN FTSE RAFI EX US|RBCM|RBC CAPITAL MARKETS, LLC|5133
PXF|IN FTSE RAFI EX US|SBSH|Citigroup Global Markets Inc.|2912
PXF|IN FTSE RAFI EX US|SGMT|GOLDMAN SACHS & CO. LLC|8011
PXF|IN FTSE RAFI EX US|SPHN|Stephens Inc.|48
PXF|IN FTSE RAFI EX US|STFL|Stifel, Nicolaus & Company, Incorporated|205
PXF|IN FTSE RAFI EX US|SWST|Hilltop Securities Inc.|4475
PXF|IN FTSE RAFI EX US|TRBT|Tradebot Systems, Inc.|100
PXF|IN FTSE RAFI EX US|UBSA|UBS SECURITIES LLC|47013
PXF|IN FTSE RAFI EX US|UBSS|UBS Securities LLC|85446
PXF|IN FTSE RAFI EX US|VGRD|Vanguard Marketing Corporation|6865
PXF|IN FTSE RAFI EX US|WCHV|WELLS FARGO SECURITIES, LLC|23319
PXF|IN FTSE RAFI EX US|WEXM|WOLVERINE EXECUTION SERVICES, LLC|269
PXF|IN FTSE RAFI EX US|WGIF|CIBC World Markets Inc.|51150
PXF|IN FTSE RAFI EX US|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
PXF|IN FTSE RAFI EX US|WSEA|WOLVERINE SECURITIES, LLC|1009
PXF|IN FTSE RAFI EX US|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23874
PXH|INVESCO FTSE|ALTX|Alternet Securities Inc.|3800
PXH|INVESCO FTSE|APCC|Apex Clearing Corporation|108
PXH|INVESCO FTSE|BANK|Primevest Financial Services, Inc.|15
PXH|INVESCO FTSE|BARD|Robert W. Baird & Co. Incorporated|10337
PXH|INVESCO FTSE|BATM|CBOE TRADING, INC.|7918
PXH|INVESCO FTSE|BBNT|BB&T SECURITIES, LLC|900
PXH|INVESCO FTSE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20084
PXH|INVESCO FTSE|CANT|Cantor Fitzgerald & Co.|1092555
PXH|INVESCO FTSE|CHAS|Charles Schwab & Co., Inc.|735852
PXH|INVESCO FTSE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36100
PXH|INVESCO FTSE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57030
PXH|INVESCO FTSE|CSIN|Citadel Securities Institutional LLC|547304
PXH|INVESCO FTSE|CTDL|Citadel Derivatives Group Llc|702244
PXH|INVESCO FTSE|CXCX|CITIGROUP GLOBAL MARKETS INC.|27912
PXH|INVESCO FTSE|DBAB|Deutsche Bank Securities Inc.|3606
PXH|INVESCO FTSE|DBAX|Deutsche Bank Securities Inc.|41000
PXH|INVESCO FTSE|DEAN|MORGAN STANLEY|6041
PXH|INVESCO FTSE|EBXL|EBX LLC|70800
PXH|INVESCO FTSE|ECUT|CONVERGEX EXECUTION SOLUTIONS|60
PXH|INVESCO FTSE|EDJO|Edward D. Jones & Co., L.P.|3405
PXH|INVESCO FTSE|EGAM|CBOE TRADING, INC.|5131
PXH|INVESCO FTSE|EGXM|CBOE TRADING, INC.|10151
PXH|INVESCO FTSE|EGXW|CBOE TRADING, INC.|400
PXH|INVESCO FTSE|ETBE|Electronic Transaction Clearing, Inc.|6063
PXH|INVESCO FTSE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7722
PXH|INVESCO FTSE|ETRS|E*Trade Securities LLC|6363
PXH|INVESCO FTSE|FILL|Tradestation Securities, Inc.|40
PXH|INVESCO FTSE|FINX|FINTECH SECURITIES|120
PXH|INVESCO FTSE|FLTU|FLOW TRADERS US LLC|427901
PXH|INVESCO FTSE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|41
PXH|INVESCO FTSE|FMAF|NBCN Inc./ CDS|3825
PXH|INVESCO FTSE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
PXH|INVESCO FTSE|FTBR|Foliofn Investments, Inc.|1496
PXH|INVESCO FTSE|GEBB|GLOBAL EXECUTION BROKERS, LP|100263
PXH|INVESCO FTSE|GLPX|ACS EXECUTION SERVICES, LLC|520
PXH|INVESCO FTSE|GSCO|GOLDMAN SACHS & CO. LLC|1481218
PXH|INVESCO FTSE|GSLT|GOLDMAN SACHS & CO. LLC|14877
PXH|INVESCO FTSE|GTSZ|GTS SECURITIES LLC|12740
PXH|INVESCO FTSE|HRBF|American Enterprise Investment Services Inc.|37853
PXH|INVESCO FTSE|HSBC|HSBC Securities, Inc.|900
PXH|INVESCO FTSE|IATS|INTERACTIVE BROKERS LLC|1786
PXH|INVESCO FTSE|IBKR|Interactive Brokers Llc|13182
PXH|INVESCO FTSE|ICBX|INSTINET, LLC|53605
PXH|INVESCO FTSE|INCA|INSTINET, LLC|419373
PXH|INVESCO FTSE|ITGI|ITG Inc.|4700
PXH|INVESCO FTSE|ITGP|ITG INC.|21600
PXH|INVESCO FTSE|JANY|Janney Montgomery Scott Inc.|41586
PXH|INVESCO FTSE|JMPT|JUMP TRADING, LLC|5925
PXH|INVESCO FTSE|JPMX|J.P. Morgan Securities LLC|32118
PXH|INVESCO FTSE|JSEB|JANE STREET EXECUTION SERVICES, LLC|1793811
PXH|INVESCO FTSE|JSJX|JANE STREET CAPITAL LLC|378088
PXH|INVESCO FTSE|KCGM|VIRTU Americas LLC|107631
PXH|INVESCO FTSE|LEHM|Barclays Capital Inc./Le|91600
PXH|INVESCO FTSE|LIME|Lime Brokerage LLC|13662
PXH|INVESCO FTSE|MACC|Mid Atlantic Capital Corporation|13556
PXH|INVESCO FTSE|MCMF|Raymond James Ltd. Cds|2768
PXH|INVESCO FTSE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54200
PXH|INVESCO FTSE|MSCO|MORGAN STANLEY & CO. LLC|140587
PXH|INVESCO FTSE|MSPL|MORGAN STANLEY & CO. LLC|40800
PXH|INVESCO FTSE|NASC|NATIONAL ALLIANCE SECURITIES CORPORATION|4000
PXH|INVESCO FTSE|NFSC|National Financial Services LLC|142526
PXH|INVESCO FTSE|NITE|VIRTU Americas LLC|1167092
PXH|INVESCO FTSE|NITP|VIRTU Americas LLC|1300
PXH|INVESCO FTSE|NQRB|Brut, LLC|300
PXH|INVESCO FTSE|OPCO|Oppenheimer & Co. Inc.|100
PXH|INVESCO FTSE|PDQM|CODA MARKETS, INC.|11890
PXH|INVESCO FTSE|RBCM|RBC CAPITAL MARKETS, LLC|1295
PXH|INVESCO FTSE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1100
PXH|INVESCO FTSE|SAGL|SAGETRADER, LLC|4400
PXH|INVESCO FTSE|SBSH|Citigroup Global Markets Inc.|77579
PXH|INVESCO FTSE|SGMT|GOLDMAN SACHS & CO. LLC|34655
PXH|INVESCO FTSE|SPHN|Stephens Inc.|101
PXH|INVESCO FTSE|STFL|Stifel, Nicolaus & Company, Incorporated|3353
PXH|INVESCO FTSE|SWIM|TD Ameritrade, Inc.|1712
PXH|INVESCO FTSE|SWST|Hilltop Securities Inc.|12570
PXH|INVESCO FTSE|TRBT|Tradebot Systems, Inc.|24304
PXH|INVESCO FTSE|TRCM|TRC MARKETS LLC|1382
PXH|INVESCO FTSE|UBSA|UBS SECURITIES LLC|150809
PXH|INVESCO FTSE|UBSS|UBS Securities LLC|164186
PXH|INVESCO FTSE|VGRD|Vanguard Marketing Corporation|17571
PXH|INVESCO FTSE|WCHV|WELLS FARGO SECURITIES, LLC|223884
PXH|INVESCO FTSE|WEDB|WEDBUSH SECURITIES INC.|41
PXH|INVESCO FTSE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|58
PXH|INVESCO FTSE|WGIF|CIBC World Markets Inc.|29537
PXH|INVESCO FTSE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|7
PXH|INVESCO FTSE|WSEA|WOLVERINE SECURITIES, LLC|11
PXH|INVESCO FTSE|XSTM|NATIONAL FINANCIAL SERVICES LLC|7300
PXH|INVESCO FTSE|YKNA|COMHAR CAPITAL MARKETS, LLC|3200
PXH|INVESCO FTSE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10793
PXI|INVESCO DWA ENERGY M|APCC|Apex Clearing Corporation|6
PXI|INVESCO DWA ENERGY M|BARD|Robert W. Baird & Co. Incorporated|575
PXI|INVESCO DWA ENERGY M|BATM|CBOE TRADING, INC.|847
PXI|INVESCO DWA ENERGY M|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1403
PXI|INVESCO DWA ENERGY M|BYXM|CBOE TRADING, INC.|44
PXI|INVESCO DWA ENERGY M|CANT|Cantor Fitzgerald & Co.|386
PXI|INVESCO DWA ENERGY M|CHAS|Charles Schwab & Co., Inc.|108
PXI|INVESCO DWA ENERGY M|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16
PXI|INVESCO DWA ENERGY M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17351
PXI|INVESCO DWA ENERGY M|CSIN|Citadel Securities Institutional LLC|23400
PXI|INVESCO DWA ENERGY M|CTDL|Citadel Derivatives Group Llc|28689
PXI|INVESCO DWA ENERGY M|DBAX|Deutsche Bank Securities Inc.|900
PXI|INVESCO DWA ENERGY M|DEAN|MORGAN STANLEY|3243
PXI|INVESCO DWA ENERGY M|EBXL|EBX LLC|2500
PXI|INVESCO DWA ENERGY M|EDJO|Edward D. Jones & Co., L.P.|262
PXI|INVESCO DWA ENERGY M|EGXM|CBOE TRADING, INC.|28
PXI|INVESCO DWA ENERGY M|ETBE|Electronic Transaction Clearing, Inc.|99
PXI|INVESCO DWA ENERGY M|ETRS|E*Trade Securities LLC|1021
PXI|INVESCO DWA ENERGY M|FBCO|Credit Suisse Securities (USA) LLC|13171
PXI|INVESCO DWA ENERGY M|FILL|Tradestation Securities, Inc.|22
PXI|INVESCO DWA ENERGY M|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|28300
PXI|INVESCO DWA ENERGY M|FOMA|TD AMERITRADE CLEARING, INC.|16365
PXI|INVESCO DWA ENERGY M|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1156
PXI|INVESCO DWA ENERGY M|FTBR|Foliofn Investments, Inc.|90162
PXI|INVESCO DWA ENERGY M|GEBB|GLOBAL EXECUTION BROKERS, LP|68600
PXI|INVESCO DWA ENERGY M|GSLT|GOLDMAN SACHS & CO. LLC|5630
PXI|INVESCO DWA ENERGY M|GTSZ|GTS SECURITIES LLC|3012
PXI|INVESCO DWA ENERGY M|HRBF|American Enterprise Investment Services Inc.|50168
PXI|INVESCO DWA ENERGY M|IATS|INTERACTIVE BROKERS LLC|400
PXI|INVESCO DWA ENERGY M|IBKR|Interactive Brokers Llc|8093
PXI|INVESCO DWA ENERGY M|ICBX|INSTINET, LLC|800
PXI|INVESCO DWA ENERGY M|ITGP|ITG INC.|2000
PXI|INVESCO DWA ENERGY M|JANY|Janney Montgomery Scott Inc.|11992
PXI|INVESCO DWA ENERGY M|JPMX|J.P. Morgan Securities LLC|2238
PXI|INVESCO DWA ENERGY M|JSEB|JANE STREET EXECUTION SERVICES, LLC|79132
PXI|INVESCO DWA ENERGY M|JSJX|JANE STREET CAPITAL LLC|98407
PXI|INVESCO DWA ENERGY M|KCGM|VIRTU Americas LLC|5275
PXI|INVESCO DWA ENERGY M|LEHM|Barclays Capital Inc./Le|5000
PXI|INVESCO DWA ENERGY M|LIME|Lime Brokerage LLC|3727
PXI|INVESCO DWA ENERGY M|LSCI|Lek Securities Corporation|588
PXI|INVESCO DWA ENERGY M|MBTS|ALLY INVEST SECURITIES LLC|711
PXI|INVESCO DWA ENERGY M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
PXI|INVESCO DWA ENERGY M|MSCO|MORGAN STANLEY & CO. LLC|45463
PXI|INVESCO DWA ENERGY M|MSPL|MORGAN STANLEY & CO. LLC|100
PXI|INVESCO DWA ENERGY M|NFSC|National Financial Services LLC|36323
PXI|INVESCO DWA ENERGY M|NITE|VIRTU Americas LLC|178789
PXI|INVESCO DWA ENERGY M|NITP|VIRTU Americas LLC|4820
PXI|INVESCO DWA ENERGY M|OPCO|Oppenheimer & Co. Inc.|628
PXI|INVESCO DWA ENERGY M|PWJC|UBS Financial Services, Inc.|90
PXI|INVESCO DWA ENERGY M|RAJA|Raymond James & Associates, Inc.|23280
PXI|INVESCO DWA ENERGY M|RBCM|RBC CAPITAL MARKETS, LLC|4117
PXI|INVESCO DWA ENERGY M|SGMT|GOLDMAN SACHS & CO. LLC|2313
PXI|INVESCO DWA ENERGY M|SHMR|ABN Amro Clearing LLC|30449
PXI|INVESCO DWA ENERGY M|STFL|Stifel, Nicolaus & Company, Incorporated|5396
PXI|INVESCO DWA ENERGY M|SWIM|TD Ameritrade, Inc.|56
PXI|INVESCO DWA ENERGY M|TRCM|TRC MARKETS LLC|818
PXI|INVESCO DWA ENERGY M|UBSA|UBS SECURITIES LLC|21548
PXI|INVESCO DWA ENERGY M|UBSS|UBS Securities LLC|141571
PXI|INVESCO DWA ENERGY M|VGRD|Vanguard Marketing Corporation|1391
PXI|INVESCO DWA ENERGY M|WCHV|WELLS FARGO SECURITIES, LLC|41844
PXI|INVESCO DWA ENERGY M|WEDB|WEDBUSH SECURITIES INC.|2487
PXI|INVESCO DWA ENERGY M|WEXX|WOLVERINE EXECUTION SERVICES, LLC|568
PXI|INVESCO DWA ENERGY M|WGIF|CIBC World Markets Inc.|410
PXI|INVESCO DWA ENERGY M|WSEA|WOLVERINE SECURITIES, LLC|12
PXI|INVESCO DWA ENERGY M|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11982
PXJ|INVESCO DYNAMIC|APCC|Apex Clearing Corporation|8
PXJ|INVESCO DYNAMIC|BATM|CBOE TRADING, INC.|1012
PXJ|INVESCO DYNAMIC|CANT|Cantor Fitzgerald & Co.|41129
PXJ|INVESCO DYNAMIC|CHAS|Charles Schwab & Co., Inc.|2
PXJ|INVESCO DYNAMIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21800
PXJ|INVESCO DYNAMIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10327
PXJ|INVESCO DYNAMIC|CTDL|Citadel Derivatives Group Llc|2289
PXJ|INVESCO DYNAMIC|DBAX|Deutsche Bank Securities Inc.|9900
PXJ|INVESCO DYNAMIC|DEAN|MORGAN STANLEY|500
PXJ|INVESCO DYNAMIC|EBXL|EBX LLC|6100
PXJ|INVESCO DYNAMIC|EDJO|Edward D. Jones & Co., L.P.|1183
PXJ|INVESCO DYNAMIC|EGAM|CBOE TRADING, INC.|300
PXJ|INVESCO DYNAMIC|EGXM|CBOE TRADING, INC.|1000
PXJ|INVESCO DYNAMIC|ETBE|Electronic Transaction Clearing, Inc.|200
PXJ|INVESCO DYNAMIC|ETRS|E*Trade Securities LLC|2884
PXJ|INVESCO DYNAMIC|FTBR|Foliofn Investments, Inc.|11
PXJ|INVESCO DYNAMIC|HRBF|American Enterprise Investment Services Inc.|301
PXJ|INVESCO DYNAMIC|IATS|INTERACTIVE BROKERS LLC|120
PXJ|INVESCO DYNAMIC|IBKR|Interactive Brokers Llc|2451
PXJ|INVESCO DYNAMIC|ICBX|INSTINET, LLC|6385
PXJ|INVESCO DYNAMIC|INCA|INSTINET, LLC|1000
PXJ|INVESCO DYNAMIC|ITGI|ITG Inc.|400
PXJ|INVESCO DYNAMIC|JPMX|J.P. Morgan Securities LLC|4800
PXJ|INVESCO DYNAMIC|JSJX|JANE STREET CAPITAL LLC|14059
PXJ|INVESCO DYNAMIC|KCGM|VIRTU Americas LLC|5300
PXJ|INVESCO DYNAMIC|LEHM|Barclays Capital Inc./Le|248978
PXJ|INVESCO DYNAMIC|LIME|Lime Brokerage LLC|4840
PXJ|INVESCO DYNAMIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6600
PXJ|INVESCO DYNAMIC|MSCO|MORGAN STANLEY & CO. LLC|3769
PXJ|INVESCO DYNAMIC|MSPL|MORGAN STANLEY & CO. LLC|2400
PXJ|INVESCO DYNAMIC|NFSC|National Financial Services LLC|150417
PXJ|INVESCO DYNAMIC|NITE|VIRTU Americas LLC|24476
PXJ|INVESCO DYNAMIC|PASL|Pershing Advisor Solutions LLC|235
PXJ|INVESCO DYNAMIC|RBCM|RBC CAPITAL MARKETS, LLC|595
PXJ|INVESCO DYNAMIC|SGMT|GOLDMAN SACHS & CO. LLC|2200
PXJ|INVESCO DYNAMIC|STFL|Stifel, Nicolaus & Company, Incorporated|1000
PXJ|INVESCO DYNAMIC|UBSA|UBS SECURITIES LLC|33227
PXJ|INVESCO DYNAMIC|UBSS|UBS Securities LLC|3651
PXJ|INVESCO DYNAMIC|VGRD|Vanguard Marketing Corporation|642
PXJ|INVESCO DYNAMIC|WCHV|WELLS FARGO SECURITIES, LLC|1432
PXJ|INVESCO DYNAMIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|954
PXJ|INVESCO DYNAMIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4386
PXLG|IN 200 PURE GROWTH|APCC|Apex Clearing Corporation|68
PXLG|IN 200 PURE GROWTH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|263
PXLG|IN 200 PURE GROWTH|BTIG|BTIG, LLC|4584
PXLG|IN 200 PURE GROWTH|CHAS|Charles Schwab & Co., Inc.|1
PXLG|IN 200 PURE GROWTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7238
PXLG|IN 200 PURE GROWTH|CSIN|Citadel Securities Institutional LLC|59039
PXLG|IN 200 PURE GROWTH|CTDL|Citadel Derivatives Group Llc|67435
PXLG|IN 200 PURE GROWTH|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
PXLG|IN 200 PURE GROWTH|DBAX|Deutsche Bank Securities Inc.|1500
PXLG|IN 200 PURE GROWTH|DEAN|MORGAN STANLEY|4960
PXLG|IN 200 PURE GROWTH|EBXL|EBX LLC|3700
PXLG|IN 200 PURE GROWTH|EDJO|Edward D. Jones & Co., L.P.|1065
PXLG|IN 200 PURE GROWTH|EGXM|CBOE TRADING, INC.|495
PXLG|IN 200 PURE GROWTH|ETRS|E*Trade Securities LLC|7340
PXLG|IN 200 PURE GROWTH|FBSB|U.S. Bancorp Investments, Inc.|633
PXLG|IN 200 PURE GROWTH|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|22290
PXLG|IN 200 PURE GROWTH|FTBR|Foliofn Investments, Inc.|2736
PXLG|IN 200 PURE GROWTH|GLIS|TD Securities Inc|52
PXLG|IN 200 PURE GROWTH|GSCO|GOLDMAN SACHS & CO. LLC|24526
PXLG|IN 200 PURE GROWTH|GSLT|GOLDMAN SACHS & CO. LLC|400
PXLG|IN 200 PURE GROWTH|GTSZ|GTS SECURITIES LLC|2
PXLG|IN 200 PURE GROWTH|HRBF|American Enterprise Investment Services Inc.|6663
PXLG|IN 200 PURE GROWTH|IATS|INTERACTIVE BROKERS LLC|110
PXLG|IN 200 PURE GROWTH|IBKR|Interactive Brokers Llc|7961
PXLG|IN 200 PURE GROWTH|ICBX|INSTINET, LLC|500
PXLG|IN 200 PURE GROWTH|INCA|INSTINET, LLC|4
PXLG|IN 200 PURE GROWTH|ITGP|ITG INC.|400
PXLG|IN 200 PURE GROWTH|JPMX|J.P. Morgan Securities LLC|2600
PXLG|IN 200 PURE GROWTH|JSEB|JANE STREET EXECUTION SERVICES, LLC|2199
PXLG|IN 200 PURE GROWTH|JSJX|JANE STREET CAPITAL LLC|45128
PXLG|IN 200 PURE GROWTH|KCGM|VIRTU Americas LLC|10038
PXLG|IN 200 PURE GROWTH|LEHM|Barclays Capital Inc./Le|4889
PXLG|IN 200 PURE GROWTH|LIME|Lime Brokerage LLC|1503
PXLG|IN 200 PURE GROWTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6860
PXLG|IN 200 PURE GROWTH|MOTF|MOTIF INVESTING, INC.|1
PXLG|IN 200 PURE GROWTH|MSCO|MORGAN STANLEY & CO. LLC|25799
PXLG|IN 200 PURE GROWTH|MSPL|MORGAN STANLEY & CO. LLC|900
PXLG|IN 200 PURE GROWTH|NFSC|National Financial Services LLC|44105
PXLG|IN 200 PURE GROWTH|NITE|VIRTU Americas LLC|35518
PXLG|IN 200 PURE GROWTH|RBCM|RBC CAPITAL MARKETS, LLC|6232
PXLG|IN 200 PURE GROWTH|SBSH|Citigroup Global Markets Inc.|1037
PXLG|IN 200 PURE GROWTH|SHMR|ABN Amro Clearing LLC|25731
PXLG|IN 200 PURE GROWTH|STFL|Stifel, Nicolaus & Company, Incorporated|60
PXLG|IN 200 PURE GROWTH|SWIM|TD Ameritrade, Inc.|460
PXLG|IN 200 PURE GROWTH|TKNG|ALLY INVEST SECURITIES LLC|23
PXLG|IN 200 PURE GROWTH|UBSA|UBS SECURITIES LLC|16384
PXLG|IN 200 PURE GROWTH|UBSS|UBS Securities LLC|7374
PXLG|IN 200 PURE GROWTH|VGRD|Vanguard Marketing Corporation|5901
PXLG|IN 200 PURE GROWTH|WCHV|WELLS FARGO SECURITIES, LLC|3397
PXLG|IN 200 PURE GROWTH|WSEA|WOLVERINE SECURITIES, LLC|493
PXLG|IN 200 PURE GROWTH|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
PXLG|IN 200 PURE GROWTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9232
PXLV|IN 200 PURE VALUE|APCC|Apex Clearing Corporation|130
PXLV|IN 200 PURE VALUE|BANK|Primevest Financial Services, Inc.|531
PXLV|IN 200 PURE VALUE|CHAS|Charles Schwab & Co., Inc.|1
PXLV|IN 200 PURE VALUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2994
PXLV|IN 200 PURE VALUE|CSIN|Citadel Securities Institutional LLC|7886
PXLV|IN 200 PURE VALUE|CTDL|Citadel Derivatives Group Llc|20826
PXLV|IN 200 PURE VALUE|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
PXLV|IN 200 PURE VALUE|DBAX|Deutsche Bank Securities Inc.|2300
PXLV|IN 200 PURE VALUE|DEAN|MORGAN STANLEY|26
PXLV|IN 200 PURE VALUE|EBXL|EBX LLC|1500
PXLV|IN 200 PURE VALUE|EDJO|Edward D. Jones & Co., L.P.|372
PXLV|IN 200 PURE VALUE|ETRS|E*Trade Securities LLC|94
PXLV|IN 200 PURE VALUE|FBSB|U.S. Bancorp Investments, Inc.|300
PXLV|IN 200 PURE VALUE|HRBF|American Enterprise Investment Services Inc.|21004
PXLV|IN 200 PURE VALUE|ICBX|INSTINET, LLC|1000
PXLV|IN 200 PURE VALUE|ITGP|ITG INC.|2200
PXLV|IN 200 PURE VALUE|JANY|Janney Montgomery Scott Inc.|625
PXLV|IN 200 PURE VALUE|JPMX|J.P. Morgan Securities LLC|200
PXLV|IN 200 PURE VALUE|JSJX|JANE STREET CAPITAL LLC|10003
PXLV|IN 200 PURE VALUE|KCGM|VIRTU Americas LLC|4510
PXLV|IN 200 PURE VALUE|LEHM|Barclays Capital Inc./Le|3400
PXLV|IN 200 PURE VALUE|LIME|Lime Brokerage LLC|546
PXLV|IN 200 PURE VALUE|MACC|Mid Atlantic Capital Corporation|7470
PXLV|IN 200 PURE VALUE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1004
PXLV|IN 200 PURE VALUE|MSCO|MORGAN STANLEY & CO. LLC|265
PXLV|IN 200 PURE VALUE|MSPL|MORGAN STANLEY & CO. LLC|600
PXLV|IN 200 PURE VALUE|NFSC|National Financial Services LLC|18501
PXLV|IN 200 PURE VALUE|NITE|VIRTU Americas LLC|19084
PXLV|IN 200 PURE VALUE|PWJC|UBS Financial Services, Inc.|46
PXLV|IN 200 PURE VALUE|RBCM|RBC CAPITAL MARKETS, LLC|2686
PXLV|IN 200 PURE VALUE|SGMT|GOLDMAN SACHS & CO. LLC|1300
PXLV|IN 200 PURE VALUE|SWST|Hilltop Securities Inc.|200
PXLV|IN 200 PURE VALUE|UBSA|UBS SECURITIES LLC|6659
PXLV|IN 200 PURE VALUE|UBSS|UBS Securities LLC|7847
PXLV|IN 200 PURE VALUE|WCHV|WELLS FARGO SECURITIES, LLC|1
PXLV|IN 200 PURE VALUE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|229
PXLW|PIXELWORKS INC|ALTX|Alternet Securities Inc.|700
PXLW|PIXELWORKS INC|ANDG|Andrew Garrett Inc.|15000
PXLW|PIXELWORKS INC|APCC|Apex Clearing Corporation|114
PXLW|PIXELWORKS INC|BANK|Primevest Financial Services, Inc.|1700
PXLW|PIXELWORKS INC|BARD|Robert W. Baird & Co. Incorporated|20650
PXLW|PIXELWORKS INC|BATM|CBOE TRADING, INC.|1327
PXLW|PIXELWORKS INC|BAYC|BAY CREST PARTNERS, LLC|1571
PXLW|PIXELWORKS INC|BERN|Sanford C. Bernstein & Co., LLC|88
PXLW|PIXELWORKS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7733
PXLW|PIXELWORKS INC|BMOC|BMO Capital Markets Corp.|4315
PXLW|PIXELWORKS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1277
PXLW|PIXELWORKS INC|BTIG|BTIG, LLC|4376
PXLW|PIXELWORKS INC|BYXM|CBOE TRADING, INC.|100
PXLW|PIXELWORKS INC|BZYD|GOLDMAN SACHS & CO. LLC|1500
PXLW|PIXELWORKS INC|CANT|Cantor Fitzgerald & Co.|25000
PXLW|PIXELWORKS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|19800
PXLW|PIXELWORKS INC|CHAS|Charles Schwab & Co., Inc.|860
PXLW|PIXELWORKS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32454
PXLW|PIXELWORKS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|520
PXLW|PIXELWORKS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97537
PXLW|PIXELWORKS INC|CTDL|Citadel Derivatives Group Llc|12203
PXLW|PIXELWORKS INC|CTLR|CUTLER GROUP, LP|1470
PXLW|PIXELWORKS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7368
PXLW|PIXELWORKS INC|DBAB|Deutsche Bank Securities Inc.|547369
PXLW|PIXELWORKS INC|DBAX|Deutsche Bank Securities Inc.|32900
PXLW|PIXELWORKS INC|DEAN|MORGAN STANLEY|5800
PXLW|PIXELWORKS INC|DEGS|RONIN PROFESSIONAL LLC|13549
PXLW|PIXELWORKS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|250
PXLW|PIXELWORKS INC|DOTC|Dougherty & Company LLC|27575
PXLW|PIXELWORKS INC|EBXL|EBX LLC|35900
PXLW|PIXELWORKS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|18616
PXLW|PIXELWORKS INC|EDJO|Edward D. Jones & Co., L.P.|712
PXLW|PIXELWORKS INC|EGAM|CBOE TRADING, INC.|670
PXLW|PIXELWORKS INC|EGXM|CBOE TRADING, INC.|760
PXLW|PIXELWORKS INC|ETBE|Electronic Transaction Clearing, Inc.|40517
PXLW|PIXELWORKS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
PXLW|PIXELWORKS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50
PXLW|PIXELWORKS INC|ETRS|E*Trade Securities LLC|73877
PXLW|PIXELWORKS INC|FBCO|Credit Suisse Securities (USA) LLC|154775
PXLW|PIXELWORKS INC|FILL|Tradestation Securities, Inc.|500
PXLW|PIXELWORKS INC|FMAF|NBCN Inc./ CDS|3088
PXLW|PIXELWORKS INC|FOMA|TD AMERITRADE CLEARING, INC.|455472
PXLW|PIXELWORKS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
PXLW|PIXELWORKS INC|FQLS|Quantlab Securities LP|29056
PXLW|PIXELWORKS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23904
PXLW|PIXELWORKS INC|FTBR|Foliofn Investments, Inc.|14
PXLW|PIXELWORKS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|18116
PXLW|PIXELWORKS INC|GLIS|TD Securities Inc|500
PXLW|PIXELWORKS INC|GLPX|ACS EXECUTION SERVICES, LLC|70
PXLW|PIXELWORKS INC|GSCO|GOLDMAN SACHS & CO. LLC|951592
PXLW|PIXELWORKS INC|GSCS|GOLDMAN SACHS & CO. LLC|6279
PXLW|PIXELWORKS INC|GSLT|GOLDMAN SACHS & CO. LLC|4859
PXLW|PIXELWORKS INC|GTSZ|GTS SECURITIES LLC|2267
PXLW|PIXELWORKS INC|HRBF|American Enterprise Investment Services Inc.|1300
PXLW|PIXELWORKS INC|IATS|INTERACTIVE BROKERS LLC|2264
PXLW|PIXELWORKS INC|IBKR|Interactive Brokers Llc|31331
PXLW|PIXELWORKS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|45
PXLW|PIXELWORKS INC|ICBX|INSTINET, LLC|11647
PXLW|PIXELWORKS INC|IEQY|CITADEL SECURITIES LLC|8333
PXLW|PIXELWORKS INC|INCA|INSTINET, LLC|178168
PXLW|PIXELWORKS INC|INJX|INSTINET, LLC|1428
PXLW|PIXELWORKS INC|ITGI|ITG Inc.|116483
PXLW|PIXELWORKS INC|ITGP|ITG INC.|91600
PXLW|PIXELWORKS INC|JEFF|JEFFERIES LLC|3162
PXLW|PIXELWORKS INC|JMPT|JUMP TRADING, LLC|2655
PXLW|PIXELWORKS INC|JPBX|J.P. MORGAN SECURITIES LLC|3000
PXLW|PIXELWORKS INC|JPMX|J.P. Morgan Securities LLC|27120
PXLW|PIXELWORKS INC|JSJX|JANE STREET CAPITAL LLC|8847
PXLW|PIXELWORKS INC|KCGM|VIRTU Americas LLC|14796
PXLW|PIXELWORKS INC|LEHM|Barclays Capital Inc./Le|469063
PXLW|PIXELWORKS INC|LIME|Lime Brokerage LLC|130567
PXLW|PIXELWORKS INC|LMGP|LIME BROKERAGE LLC|160850
PXLW|PIXELWORKS INC|LOOP|Loop Capital Markets LLC|8831
PXLW|PIXELWORKS INC|LQNA|LIQUIDNET, INC.|15800
PXLW|PIXELWORKS INC|MACQ|Macquarie Capital (USA) Inc.|2342
PXLW|PIXELWORKS INC|MAXM|Maxim Group LLC|419
PXLW|PIXELWORKS INC|MBTS|ALLY INVEST SECURITIES LLC|200
PXLW|PIXELWORKS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74460
PXLW|PIXELWORKS INC|MSCO|MORGAN STANLEY & CO. LLC|1393231
PXLW|PIXELWORKS INC|MSPL|MORGAN STANLEY & CO. LLC|74900
PXLW|PIXELWORKS INC|MSTX|MORGAN STANLEY & CO. LLC|83600
PXLW|PIXELWORKS INC|NFSC|National Financial Services LLC|349190
PXLW|PIXELWORKS INC|NITE|VIRTU Americas LLC|485375
PXLW|PIXELWORKS INC|NITP|VIRTU Americas LLC|3400
PXLW|PIXELWORKS INC|NORT|Northland Securities, Inc.|4834
PXLW|PIXELWORKS INC|NQRB|Brut, LLC|10175
PXLW|PIXELWORKS INC|PDQM|CODA MARKETS, INC.|2719
PXLW|PIXELWORKS INC|PNSR|Penserra Securities, LLC|16782
PXLW|PIXELWORKS INC|RAJA|Raymond James & Associates, Inc.|1648
PXLW|PIXELWORKS INC|RBCM|RBC CAPITAL MARKETS, LLC|24370
PXLW|PIXELWORKS INC|ROTH|Roth Capital Partners, LLC|32237
PXLW|PIXELWORKS INC|SBSH|Citigroup Global Markets Inc.|126104
PXLW|PIXELWORKS INC|SGMT|GOLDMAN SACHS & CO. LLC|25738
PXLW|PIXELWORKS INC|SPDR|SPEEDROUTE LLC|5900
PXLW|PIXELWORKS INC|SPHN|Stephens Inc.|1000
PXLW|PIXELWORKS INC|SWIM|TD Ameritrade, Inc.|46290
PXLW|PIXELWORKS INC|TKNG|ALLY INVEST SECURITIES LLC|130
PXLW|PIXELWORKS INC|TRBT|Tradebot Systems, Inc.|57056
PXLW|PIXELWORKS INC|TRCM|TRC MARKETS LLC|77473
PXLW|PIXELWORKS INC|UBSA|UBS SECURITIES LLC|242243
PXLW|PIXELWORKS INC|UBSS|UBS Securities LLC|903177
PXLW|PIXELWORKS INC|VALX|VIRTU AMERICAS LLC|2590
PXLW|PIXELWORKS INC|VGRD|Vanguard Marketing Corporation|9229
PXLW|PIXELWORKS INC|WCHV|WELLS FARGO SECURITIES, LLC|69435
PXLW|PIXELWORKS INC|WEED|Weeden & Co.L.P.|200
PXLW|PIXELWORKS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7029
PXLW|PIXELWORKS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3460
PXLW|PIXELWORKS INC|WGIF|CIBC World Markets Inc.|55
PXLW|PIXELWORKS INC|WSEA|WOLVERINE SECURITIES, LLC|494
PXLW|PIXELWORKS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15214
PXLW|PIXELWORKS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
PXLW|PIXELWORKS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
PXMG|IN RUSSELL PG MIDCAP|APCC|Apex Clearing Corporation|29
PXMG|IN RUSSELL PG MIDCAP|BANK|Primevest Financial Services, Inc.|15
PXMG|IN RUSSELL PG MIDCAP|BBNT|BB&T SECURITIES, LLC|447
PXMG|IN RUSSELL PG MIDCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|111
PXMG|IN RUSSELL PG MIDCAP|CANT|Cantor Fitzgerald & Co.|30
PXMG|IN RUSSELL PG MIDCAP|CIST|Capital Institutional Services, Inc.|1171
PXMG|IN RUSSELL PG MIDCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34545
PXMG|IN RUSSELL PG MIDCAP|CSIN|Citadel Securities Institutional LLC|61345
PXMG|IN RUSSELL PG MIDCAP|CTDL|Citadel Derivatives Group Llc|41604
PXMG|IN RUSSELL PG MIDCAP|DBAX|Deutsche Bank Securities Inc.|4600
PXMG|IN RUSSELL PG MIDCAP|DEAN|MORGAN STANLEY|4105
PXMG|IN RUSSELL PG MIDCAP|EBXL|EBX LLC|3500
PXMG|IN RUSSELL PG MIDCAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1900
PXMG|IN RUSSELL PG MIDCAP|EDJO|Edward D. Jones & Co., L.P.|390
PXMG|IN RUSSELL PG MIDCAP|EGAM|CBOE TRADING, INC.|100
PXMG|IN RUSSELL PG MIDCAP|EGXM|CBOE TRADING, INC.|100
PXMG|IN RUSSELL PG MIDCAP|ETCB|ETC BROKERAGE SERVICES, LLC|5477
PXMG|IN RUSSELL PG MIDCAP|ETRS|E*Trade Securities LLC|4930
PXMG|IN RUSSELL PG MIDCAP|FBSB|U.S. Bancorp Investments, Inc.|1287
PXMG|IN RUSSELL PG MIDCAP|FILL|Tradestation Securities, Inc.|898
PXMG|IN RUSSELL PG MIDCAP|FINX|FINTECH SECURITIES|310
PXMG|IN RUSSELL PG MIDCAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1620
PXMG|IN RUSSELL PG MIDCAP|FTBR|Foliofn Investments, Inc.|1806
PXMG|IN RUSSELL PG MIDCAP|GSLT|GOLDMAN SACHS & CO. LLC|940
PXMG|IN RUSSELL PG MIDCAP|HRBF|American Enterprise Investment Services Inc.|9116
PXMG|IN RUSSELL PG MIDCAP|IBKR|Interactive Brokers Llc|199
PXMG|IN RUSSELL PG MIDCAP|ICBX|INSTINET, LLC|1000
PXMG|IN RUSSELL PG MIDCAP|INJX|INSTINET, LLC|35
PXMG|IN RUSSELL PG MIDCAP|JANY|Janney Montgomery Scott Inc.|8220
PXMG|IN RUSSELL PG MIDCAP|JPMX|J.P. Morgan Securities LLC|3320
PXMG|IN RUSSELL PG MIDCAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|219007
PXMG|IN RUSSELL PG MIDCAP|JSJX|JANE STREET CAPITAL LLC|51468
PXMG|IN RUSSELL PG MIDCAP|KCGM|VIRTU Americas LLC|33972
PXMG|IN RUSSELL PG MIDCAP|LEHM|Barclays Capital Inc./Le|18362
PXMG|IN RUSSELL PG MIDCAP|LIME|Lime Brokerage LLC|1514
PXMG|IN RUSSELL PG MIDCAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19442
PXMG|IN RUSSELL PG MIDCAP|MSCO|MORGAN STANLEY & CO. LLC|54143
PXMG|IN RUSSELL PG MIDCAP|MSPL|MORGAN STANLEY & CO. LLC|2200
PXMG|IN RUSSELL PG MIDCAP|NFSC|National Financial Services LLC|484737
PXMG|IN RUSSELL PG MIDCAP|NITE|VIRTU Americas LLC|302962
PXMG|IN RUSSELL PG MIDCAP|NITP|VIRTU Americas LLC|701
PXMG|IN RUSSELL PG MIDCAP|PWJC|UBS Financial Services, Inc.|700
PXMG|IN RUSSELL PG MIDCAP|RBCM|RBC CAPITAL MARKETS, LLC|1790
PXMG|IN RUSSELL PG MIDCAP|SBSH|Citigroup Global Markets Inc.|1000
PXMG|IN RUSSELL PG MIDCAP|SGMT|GOLDMAN SACHS & CO. LLC|4807
PXMG|IN RUSSELL PG MIDCAP|STFL|Stifel, Nicolaus & Company, Incorporated|960
PXMG|IN RUSSELL PG MIDCAP|SWIM|TD Ameritrade, Inc.|2168
PXMG|IN RUSSELL PG MIDCAP|TKNG|ALLY INVEST SECURITIES LLC|70
PXMG|IN RUSSELL PG MIDCAP|UBSA|UBS SECURITIES LLC|23096
PXMG|IN RUSSELL PG MIDCAP|UBSS|UBS Securities LLC|25785
PXMG|IN RUSSELL PG MIDCAP|VGRD|Vanguard Marketing Corporation|2725
PXMG|IN RUSSELL PG MIDCAP|WCHV|WELLS FARGO SECURITIES, LLC|4137
PXMG|IN RUSSELL PG MIDCAP|WGIF|CIBC World Markets Inc.|200
PXMG|IN RUSSELL PG MIDCAP|WSEA|WOLVERINE SECURITIES, LLC|10
PXMG|IN RUSSELL PG MIDCAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
PXMG|IN RUSSELL PG MIDCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4059
PXMV|IN RUSSELL PV MIDCAP|APCC|Apex Clearing Corporation|7
PXMV|IN RUSSELL PV MIDCAP|BATM|CBOE TRADING, INC.|268
PXMV|IN RUSSELL PV MIDCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7
PXMV|IN RUSSELL PV MIDCAP|CHAS|Charles Schwab & Co., Inc.|4
PXMV|IN RUSSELL PV MIDCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|966
PXMV|IN RUSSELL PV MIDCAP|DBAX|Deutsche Bank Securities Inc.|200
PXMV|IN RUSSELL PV MIDCAP|DEAN|MORGAN STANLEY|1210
PXMV|IN RUSSELL PV MIDCAP|EDJO|Edward D. Jones & Co., L.P.|4338
PXMV|IN RUSSELL PV MIDCAP|ETRS|E*Trade Securities LLC|137
PXMV|IN RUSSELL PV MIDCAP|GSLT|GOLDMAN SACHS & CO. LLC|140
PXMV|IN RUSSELL PV MIDCAP|HRBF|American Enterprise Investment Services Inc.|6606
PXMV|IN RUSSELL PV MIDCAP|JANY|Janney Montgomery Scott Inc.|1955
PXMV|IN RUSSELL PV MIDCAP|JSJX|JANE STREET CAPITAL LLC|5608
PXMV|IN RUSSELL PV MIDCAP|LIME|Lime Brokerage LLC|818
PXMV|IN RUSSELL PV MIDCAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PXMV|IN RUSSELL PV MIDCAP|MOTF|MOTIF INVESTING, INC.|1
PXMV|IN RUSSELL PV MIDCAP|MSCO|MORGAN STANLEY & CO. LLC|9741
PXMV|IN RUSSELL PV MIDCAP|NFSC|National Financial Services LLC|142
PXMV|IN RUSSELL PV MIDCAP|NITE|VIRTU Americas LLC|10628
PXMV|IN RUSSELL PV MIDCAP|SGMT|GOLDMAN SACHS & CO. LLC|100
PXMV|IN RUSSELL PV MIDCAP|SHMR|ABN Amro Clearing LLC|402
PXMV|IN RUSSELL PV MIDCAP|SWST|Hilltop Securities Inc.|500
PXMV|IN RUSSELL PV MIDCAP|UBSA|UBS SECURITIES LLC|3874
PXMV|IN RUSSELL PV MIDCAP|UBSS|UBS Securities LLC|1773
PXMV|IN RUSSELL PV MIDCAP|VGRD|Vanguard Marketing Corporation|1272
PXMV|IN RUSSELL PV MIDCAP|WCHV|WELLS FARGO SECURITIES, LLC|1059
PXMV|IN RUSSELL PV MIDCAP|WSEA|WOLVERINE SECURITIES, LLC|200
PXMV|IN RUSSELL PV MIDCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|456
PXQ|INVESCO DYN NETWORK|APCC|Apex Clearing Corporation|11
PXQ|INVESCO DYN NETWORK|BANK|Primevest Financial Services, Inc.|1
PXQ|INVESCO DYN NETWORK|BBNT|BB&T SECURITIES, LLC|207
PXQ|INVESCO DYN NETWORK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5
PXQ|INVESCO DYN NETWORK|CANT|Cantor Fitzgerald & Co.|2590
PXQ|INVESCO DYN NETWORK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2657
PXQ|INVESCO DYN NETWORK|DBAX|Deutsche Bank Securities Inc.|600
PXQ|INVESCO DYN NETWORK|DEAN|MORGAN STANLEY|47
PXQ|INVESCO DYN NETWORK|EBXL|EBX LLC|1400
PXQ|INVESCO DYN NETWORK|ETRS|E*Trade Securities LLC|20
PXQ|INVESCO DYN NETWORK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9
PXQ|INVESCO DYN NETWORK|FTBR|Foliofn Investments, Inc.|259
PXQ|INVESCO DYN NETWORK|GSLT|GOLDMAN SACHS & CO. LLC|100
PXQ|INVESCO DYN NETWORK|HRBF|American Enterprise Investment Services Inc.|1193
PXQ|INVESCO DYN NETWORK|IBKR|Interactive Brokers Llc|1204
PXQ|INVESCO DYN NETWORK|JANY|Janney Montgomery Scott Inc.|17
PXQ|INVESCO DYN NETWORK|JSJX|JANE STREET CAPITAL LLC|6792
PXQ|INVESCO DYN NETWORK|LEHM|Barclays Capital Inc./Le|1200
PXQ|INVESCO DYN NETWORK|LIME|Lime Brokerage LLC|813
PXQ|INVESCO DYN NETWORK|MSCO|MORGAN STANLEY & CO. LLC|2042
PXQ|INVESCO DYN NETWORK|NFSC|National Financial Services LLC|2812
PXQ|INVESCO DYN NETWORK|NITE|VIRTU Americas LLC|10001
PXQ|INVESCO DYN NETWORK|PWJC|UBS Financial Services, Inc.|187
PXQ|INVESCO DYN NETWORK|RBCM|RBC CAPITAL MARKETS, LLC|832
PXQ|INVESCO DYN NETWORK|SGMT|GOLDMAN SACHS & CO. LLC|758
PXQ|INVESCO DYN NETWORK|STFL|Stifel, Nicolaus & Company, Incorporated|1
PXQ|INVESCO DYN NETWORK|STKP|STOCKPILE INVESTMENTS, INC.|2
PXQ|INVESCO DYN NETWORK|SWIM|TD Ameritrade, Inc.|24
PXQ|INVESCO DYN NETWORK|UBSS|UBS Securities LLC|3190
PXQ|INVESCO DYN NETWORK|VGRD|Vanguard Marketing Corporation|463
PXQ|INVESCO DYN NETWORK|WCHV|WELLS FARGO SECURITIES, LLC|1279
PXQ|INVESCO DYN NETWORK|WSEA|WOLVERINE SECURITIES, LLC|15
PXQ|INVESCO DYN NETWORK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1662
PXR|INVESCO EMR|APCC|Apex Clearing Corporation|125
PXR|INVESCO EMR|BATM|CBOE TRADING, INC.|400
PXR|INVESCO EMR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
PXR|INVESCO EMR|CTDL|Citadel Derivatives Group Llc|416
PXR|INVESCO EMR|DBAX|Deutsche Bank Securities Inc.|100
PXR|INVESCO EMR|EBXL|EBX LLC|100
PXR|INVESCO EMR|FTBR|Foliofn Investments, Inc.|217
PXR|INVESCO EMR|ICBX|INSTINET, LLC|542
PXR|INVESCO EMR|INCA|INSTINET, LLC|200
PXR|INVESCO EMR|JANY|Janney Montgomery Scott Inc.|5
PXR|INVESCO EMR|JSJX|JANE STREET CAPITAL LLC|1212
PXR|INVESCO EMR|LEHM|Barclays Capital Inc./Le|800
PXR|INVESCO EMR|LIME|Lime Brokerage LLC|4
PXR|INVESCO EMR|MSCO|MORGAN STANLEY & CO. LLC|1350
PXR|INVESCO EMR|NFSC|National Financial Services LLC|3496
PXR|INVESCO EMR|NITE|VIRTU Americas LLC|2859
PXR|INVESCO EMR|SGMT|GOLDMAN SACHS & CO. LLC|108
PXR|INVESCO EMR|STFL|Stifel, Nicolaus & Company, Incorporated|82
PXR|INVESCO EMR|TKNG|ALLY INVEST SECURITIES LLC|9
PXR|INVESCO EMR|UBSA|UBS SECURITIES LLC|937
PXR|INVESCO EMR|UBSS|UBS Securities LLC|83
PXR|INVESCO EMR|WSEA|WOLVERINE SECURITIES, LLC|13
PXR|INVESCO EMR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|592
PXS|PYXIS TANKERS CMN|ALTX|Alternet Securities Inc.|200
PXS|PYXIS TANKERS CMN|APCC|Apex Clearing Corporation|26895
PXS|PYXIS TANKERS CMN|BATM|CBOE TRADING, INC.|596
PXS|PYXIS TANKERS CMN|BIMI|Banca IMI Securities Corp.|7554
PXS|PYXIS TANKERS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2805
PXS|PYXIS TANKERS CMN|CHAS|Charles Schwab & Co., Inc.|5000
PXS|PYXIS TANKERS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11948
PXS|PYXIS TANKERS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4666
PXS|PYXIS TANKERS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10700
PXS|PYXIS TANKERS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13399
PXS|PYXIS TANKERS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
PXS|PYXIS TANKERS CMN|DBAB|Deutsche Bank Securities Inc.|2100
PXS|PYXIS TANKERS CMN|DBAX|Deutsche Bank Securities Inc.|1100
PXS|PYXIS TANKERS CMN|DEGS|RONIN PROFESSIONAL LLC|15140
PXS|PYXIS TANKERS CMN|EBXL|EBX LLC|1100
PXS|PYXIS TANKERS CMN|EGAM|CBOE TRADING, INC.|3600
PXS|PYXIS TANKERS CMN|EGXM|CBOE TRADING, INC.|1880
PXS|PYXIS TANKERS CMN|ETRS|E*Trade Securities LLC|312275
PXS|PYXIS TANKERS CMN|FBCO|Credit Suisse Securities (USA) LLC|66790
PXS|PYXIS TANKERS CMN|FILL|Tradestation Securities, Inc.|21931
PXS|PYXIS TANKERS CMN|FOMA|TD AMERITRADE CLEARING, INC.|398547
PXS|PYXIS TANKERS CMN|FTBR|Foliofn Investments, Inc.|6
PXS|PYXIS TANKERS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|6000
PXS|PYXIS TANKERS CMN|GLPX|ACS EXECUTION SERVICES, LLC|3079
PXS|PYXIS TANKERS CMN|GSLT|GOLDMAN SACHS & CO. LLC|15321
PXS|PYXIS TANKERS CMN|GTSZ|GTS SECURITIES LLC|118
PXS|PYXIS TANKERS CMN|HRBF|American Enterprise Investment Services Inc.|20
PXS|PYXIS TANKERS CMN|HSBC|HSBC Securities, Inc.|900
PXS|PYXIS TANKERS CMN|IATS|INTERACTIVE BROKERS LLC|11637
PXS|PYXIS TANKERS CMN|IBKR|Interactive Brokers Llc|73666
PXS|PYXIS TANKERS CMN|ICBX|INSTINET, LLC|1400
PXS|PYXIS TANKERS CMN|INCA|INSTINET, LLC|12331
PXS|PYXIS TANKERS CMN|ITGI|ITG Inc.|3181
PXS|PYXIS TANKERS CMN|ITGP|ITG INC.|13800
PXS|PYXIS TANKERS CMN|JHDR|J.H. Darbie & Co., Inc.|4048
PXS|PYXIS TANKERS CMN|JMPT|JUMP TRADING, LLC|89
PXS|PYXIS TANKERS CMN|JPMX|J.P. Morgan Securities LLC|400
PXS|PYXIS TANKERS CMN|JSJX|JANE STREET CAPITAL LLC|21477
PXS|PYXIS TANKERS CMN|LEHM|Barclays Capital Inc./Le|9799
PXS|PYXIS TANKERS CMN|LIME|Lime Brokerage LLC|8735
PXS|PYXIS TANKERS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
PXS|PYXIS TANKERS CMN|MSCO|MORGAN STANLEY & CO. LLC|123412
PXS|PYXIS TANKERS CMN|NFSC|National Financial Services LLC|248188
PXS|PYXIS TANKERS CMN|NITE|VIRTU Americas LLC|785736
PXS|PYXIS TANKERS CMN|PCPT|PHILLIP CAPITAL INC.|925
PXS|PYXIS TANKERS CMN|PDQM|CODA MARKETS, INC.|4073
PXS|PYXIS TANKERS CMN|RAJA|Raymond James & Associates, Inc.|4
PXS|PYXIS TANKERS CMN|SAGL|SAGETRADER, LLC|2100
PXS|PYXIS TANKERS CMN|SBSH|Citigroup Global Markets Inc.|11300
PXS|PYXIS TANKERS CMN|SGMT|GOLDMAN SACHS & CO. LLC|2520
PXS|PYXIS TANKERS CMN|SPDR|SPEEDROUTE LLC|2301
PXS|PYXIS TANKERS CMN|SWIM|TD Ameritrade, Inc.|547627
PXS|PYXIS TANKERS CMN|TKNG|ALLY INVEST SECURITIES LLC|194
PXS|PYXIS TANKERS CMN|UBSA|UBS SECURITIES LLC|29088
PXS|PYXIS TANKERS CMN|UBSS|UBS Securities LLC|50261
PXS|PYXIS TANKERS CMN|VGRD|Vanguard Marketing Corporation|3885
PXS|PYXIS TANKERS CMN|WCHV|WELLS FARGO SECURITIES, LLC|7804
PXS|PYXIS TANKERS CMN|WEDB|WEDBUSH SECURITIES INC.|6000
PXS|PYXIS TANKERS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|974
PXS|PYXIS TANKERS CMN|WGIF|CIBC World Markets Inc.|7877
PXS|PYXIS TANKERS CMN|WSEA|WOLVERINE SECURITIES, LLC|29810
PXS|PYXIS TANKERS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|631
PXSG|IN RUSSELL 2000 P G|APCC|Apex Clearing Corporation|20
PXSG|IN RUSSELL 2000 P G|BATM|CBOE TRADING, INC.|200
PXSG|IN RUSSELL 2000 P G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|811
PXSG|IN RUSSELL 2000 P G|BYXM|CBOE TRADING, INC.|1343
PXSG|IN RUSSELL 2000 P G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38086
PXSG|IN RUSSELL 2000 P G|CSIN|Citadel Securities Institutional LLC|2500
PXSG|IN RUSSELL 2000 P G|CTDL|Citadel Derivatives Group Llc|2700
PXSG|IN RUSSELL 2000 P G|DBAX|Deutsche Bank Securities Inc.|11200
PXSG|IN RUSSELL 2000 P G|DEAN|MORGAN STANLEY|435
PXSG|IN RUSSELL 2000 P G|EBXL|EBX LLC|22300
PXSG|IN RUSSELL 2000 P G|EDJO|Edward D. Jones & Co., L.P.|649
PXSG|IN RUSSELL 2000 P G|ETRS|E*Trade Securities LLC|7465
PXSG|IN RUSSELL 2000 P G|FBSB|U.S. Bancorp Investments, Inc.|6
PXSG|IN RUSSELL 2000 P G|FILL|Tradestation Securities, Inc.|285
PXSG|IN RUSSELL 2000 P G|FMAF|NBCN Inc./ CDS|1048
PXSG|IN RUSSELL 2000 P G|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3900
PXSG|IN RUSSELL 2000 P G|FTBR|Foliofn Investments, Inc.|1242
PXSG|IN RUSSELL 2000 P G|GEBB|GLOBAL EXECUTION BROKERS, LP|300
PXSG|IN RUSSELL 2000 P G|GTSZ|GTS SECURITIES LLC|2481
PXSG|IN RUSSELL 2000 P G|HRBF|American Enterprise Investment Services Inc.|281
PXSG|IN RUSSELL 2000 P G|IBKR|Interactive Brokers Llc|300
PXSG|IN RUSSELL 2000 P G|ICBX|INSTINET, LLC|8000
PXSG|IN RUSSELL 2000 P G|ITGP|ITG INC.|200
PXSG|IN RUSSELL 2000 P G|JANY|Janney Montgomery Scott Inc.|2390
PXSG|IN RUSSELL 2000 P G|JPMX|J.P. Morgan Securities LLC|3528
PXSG|IN RUSSELL 2000 P G|JSEB|JANE STREET EXECUTION SERVICES, LLC|12064
PXSG|IN RUSSELL 2000 P G|JSJX|JANE STREET CAPITAL LLC|16649
PXSG|IN RUSSELL 2000 P G|KCGM|VIRTU Americas LLC|27441
PXSG|IN RUSSELL 2000 P G|LEHM|Barclays Capital Inc./Le|44600
PXSG|IN RUSSELL 2000 P G|LIME|Lime Brokerage LLC|1724
PXSG|IN RUSSELL 2000 P G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9800
PXSG|IN RUSSELL 2000 P G|MSCO|MORGAN STANLEY & CO. LLC|27141
PXSG|IN RUSSELL 2000 P G|MSPL|MORGAN STANLEY & CO. LLC|200
PXSG|IN RUSSELL 2000 P G|NFSC|National Financial Services LLC|58724
PXSG|IN RUSSELL 2000 P G|NITE|VIRTU Americas LLC|82399
PXSG|IN RUSSELL 2000 P G|NITP|VIRTU Americas LLC|6110
PXSG|IN RUSSELL 2000 P G|RBCM|RBC CAPITAL MARKETS, LLC|19086
PXSG|IN RUSSELL 2000 P G|SGMT|GOLDMAN SACHS & CO. LLC|12058
PXSG|IN RUSSELL 2000 P G|STFL|Stifel, Nicolaus & Company, Incorporated|81
PXSG|IN RUSSELL 2000 P G|SWIM|TD Ameritrade, Inc.|3727
PXSG|IN RUSSELL 2000 P G|SWST|Hilltop Securities Inc.|200
PXSG|IN RUSSELL 2000 P G|UBSA|UBS SECURITIES LLC|15192
PXSG|IN RUSSELL 2000 P G|UBSS|UBS Securities LLC|14349
PXSG|IN RUSSELL 2000 P G|VGRD|Vanguard Marketing Corporation|3864
PXSG|IN RUSSELL 2000 P G|WCHV|WELLS FARGO SECURITIES, LLC|24507
PXSG|IN RUSSELL 2000 P G|WGIF|CIBC World Markets Inc.|2500
PXSG|IN RUSSELL 2000 P G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17295
PXSV|IN RUSSELL 2000 PV|APCC|Apex Clearing Corporation|67
PXSV|IN RUSSELL 2000 PV|BARD|Robert W. Baird & Co. Incorporated|282
PXSV|IN RUSSELL 2000 PV|CANT|Cantor Fitzgerald & Co.|14
PXSV|IN RUSSELL 2000 PV|CHAS|Charles Schwab & Co., Inc.|3
PXSV|IN RUSSELL 2000 PV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
PXSV|IN RUSSELL 2000 PV|CSIN|Citadel Securities Institutional LLC|2418
PXSV|IN RUSSELL 2000 PV|DBAX|Deutsche Bank Securities Inc.|400
PXSV|IN RUSSELL 2000 PV|DEAN|MORGAN STANLEY|1296
PXSV|IN RUSSELL 2000 PV|EBXL|EBX LLC|400
PXSV|IN RUSSELL 2000 PV|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
PXSV|IN RUSSELL 2000 PV|EDJO|Edward D. Jones & Co., L.P.|672
PXSV|IN RUSSELL 2000 PV|ETRS|E*Trade Securities LLC|542
PXSV|IN RUSSELL 2000 PV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
PXSV|IN RUSSELL 2000 PV|GSLT|GOLDMAN SACHS & CO. LLC|300
PXSV|IN RUSSELL 2000 PV|HRBF|American Enterprise Investment Services Inc.|5000
PXSV|IN RUSSELL 2000 PV|IATS|INTERACTIVE BROKERS LLC|2
PXSV|IN RUSSELL 2000 PV|IBKR|Interactive Brokers Llc|95
PXSV|IN RUSSELL 2000 PV|JANY|Janney Montgomery Scott Inc.|13
PXSV|IN RUSSELL 2000 PV|JPMX|J.P. Morgan Securities LLC|288
PXSV|IN RUSSELL 2000 PV|JSJX|JANE STREET CAPITAL LLC|1165
PXSV|IN RUSSELL 2000 PV|KCGM|VIRTU Americas LLC|2017
PXSV|IN RUSSELL 2000 PV|LEHM|Barclays Capital Inc./Le|2400
PXSV|IN RUSSELL 2000 PV|LIME|Lime Brokerage LLC|293
PXSV|IN RUSSELL 2000 PV|MACC|Mid Atlantic Capital Corporation|8
PXSV|IN RUSSELL 2000 PV|MCMF|Raymond James Ltd. Cds|330
PXSV|IN RUSSELL 2000 PV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1376
PXSV|IN RUSSELL 2000 PV|MSCO|MORGAN STANLEY & CO. LLC|4142
PXSV|IN RUSSELL 2000 PV|NFSC|National Financial Services LLC|1427
PXSV|IN RUSSELL 2000 PV|NITE|VIRTU Americas LLC|4760
PXSV|IN RUSSELL 2000 PV|SGMT|GOLDMAN SACHS & CO. LLC|103
PXSV|IN RUSSELL 2000 PV|SHMR|ABN Amro Clearing LLC|70
PXSV|IN RUSSELL 2000 PV|SWST|Hilltop Securities Inc.|72
PXSV|IN RUSSELL 2000 PV|UBSS|UBS Securities LLC|1249
PXSV|IN RUSSELL 2000 PV|VGRD|Vanguard Marketing Corporation|953
PXSV|IN RUSSELL 2000 PV|WCHV|WELLS FARGO SECURITIES, LLC|4529
PXSV|IN RUSSELL 2000 PV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1999
PXUS|PRIN INT MF INDX ETF|APCC|Apex Clearing Corporation|1
PXUS|PRIN INT MF INDX ETF|NITE|VIRTU Americas LLC|1
PY|PRNCPL SHRHL YLD ETF|CANT|Cantor Fitzgerald & Co.|40249
PY|PRNCPL SHRHL YLD ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6810
PY|PRNCPL SHRHL YLD ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
PY|PRNCPL SHRHL YLD ETF|CSIN|Citadel Securities Institutional LLC|35500
PY|PRNCPL SHRHL YLD ETF|CTDL|Citadel Derivatives Group Llc|39200
PY|PRNCPL SHRHL YLD ETF|ETRS|E*Trade Securities LLC|1521
PY|PRNCPL SHRHL YLD ETF|IBKR|Interactive Brokers Llc|4
PY|PRNCPL SHRHL YLD ETF|JSJX|JANE STREET CAPITAL LLC|8310
PY|PRNCPL SHRHL YLD ETF|LIME|Lime Brokerage LLC|89
PY|PRNCPL SHRHL YLD ETF|MSCO|MORGAN STANLEY & CO. LLC|100
PY|PRNCPL SHRHL YLD ETF|MSPL|MORGAN STANLEY & CO. LLC|400
PY|PRNCPL SHRHL YLD ETF|NFSC|National Financial Services LLC|1499
PY|PRNCPL SHRHL YLD ETF|NITE|VIRTU Americas LLC|4799
PY|PRNCPL SHRHL YLD ETF|NITP|VIRTU Americas LLC|2925
PY|PRNCPL SHRHL YLD ETF|SGMT|GOLDMAN SACHS & CO. LLC|100
PY|PRNCPL SHRHL YLD ETF|UBSA|UBS SECURITIES LLC|300
PY|PRNCPL SHRHL YLD ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2514
PYDS|PAYMENT DATA SYST CM|APCC|Apex Clearing Corporation|3618
PYDS|PAYMENT DATA SYST CM|BRGE|Newbridge Securities Corp.|3600
PYDS|PAYMENT DATA SYST CM|CHAS|Charles Schwab & Co., Inc.|18000
PYDS|PAYMENT DATA SYST CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
PYDS|PAYMENT DATA SYST CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4863
PYDS|PAYMENT DATA SYST CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7671
PYDS|PAYMENT DATA SYST CM|DBAB|Deutsche Bank Securities Inc.|495
PYDS|PAYMENT DATA SYST CM|DBAX|Deutsche Bank Securities Inc.|2300
PYDS|PAYMENT DATA SYST CM|DEGS|RONIN PROFESSIONAL LLC|6336
PYDS|PAYMENT DATA SYST CM|EBXL|EBX LLC|100
PYDS|PAYMENT DATA SYST CM|ETBE|Electronic Transaction Clearing, Inc.|762
PYDS|PAYMENT DATA SYST CM|ETRS|E*Trade Securities LLC|18499
PYDS|PAYMENT DATA SYST CM|FBCO|Credit Suisse Securities (USA) LLC|7081
PYDS|PAYMENT DATA SYST CM|FOMA|TD AMERITRADE CLEARING, INC.|59950
PYDS|PAYMENT DATA SYST CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|223
PYDS|PAYMENT DATA SYST CM|FTBR|Foliofn Investments, Inc.|364
PYDS|PAYMENT DATA SYST CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1306
PYDS|PAYMENT DATA SYST CM|GLPX|ACS EXECUTION SERVICES, LLC|200
PYDS|PAYMENT DATA SYST CM|GSCO|GOLDMAN SACHS & CO. LLC|3453
PYDS|PAYMENT DATA SYST CM|GSLT|GOLDMAN SACHS & CO. LLC|2000
PYDS|PAYMENT DATA SYST CM|GTSZ|GTS SECURITIES LLC|38
PYDS|PAYMENT DATA SYST CM|IATS|INTERACTIVE BROKERS LLC|900
PYDS|PAYMENT DATA SYST CM|IBKR|Interactive Brokers Llc|20744
PYDS|PAYMENT DATA SYST CM|INCA|INSTINET, LLC|6061
PYDS|PAYMENT DATA SYST CM|ITGP|ITG INC.|4800
PYDS|PAYMENT DATA SYST CM|JMPT|JUMP TRADING, LLC|24
PYDS|PAYMENT DATA SYST CM|JPMX|J.P. Morgan Securities LLC|1400
PYDS|PAYMENT DATA SYST CM|LEHM|Barclays Capital Inc./Le|1561
PYDS|PAYMENT DATA SYST CM|LIME|Lime Brokerage LLC|8667
PYDS|PAYMENT DATA SYST CM|LMGP|LIME BROKERAGE LLC|400
PYDS|PAYMENT DATA SYST CM|LSCI|Lek Securities Corporation|300
PYDS|PAYMENT DATA SYST CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
PYDS|PAYMENT DATA SYST CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3300
PYDS|PAYMENT DATA SYST CM|MSCO|MORGAN STANLEY & CO. LLC|50720
PYDS|PAYMENT DATA SYST CM|MSPL|MORGAN STANLEY & CO. LLC|600
PYDS|PAYMENT DATA SYST CM|NFSC|National Financial Services LLC|44527
PYDS|PAYMENT DATA SYST CM|NITE|VIRTU Americas LLC|171814
PYDS|PAYMENT DATA SYST CM|PDQM|CODA MARKETS, INC.|200
PYDS|PAYMENT DATA SYST CM|PWJC|UBS Financial Services, Inc.|300
PYDS|PAYMENT DATA SYST CM|RAJA|Raymond James & Associates, Inc.|7
PYDS|PAYMENT DATA SYST CM|SGMT|GOLDMAN SACHS & CO. LLC|2500
PYDS|PAYMENT DATA SYST CM|SPDR|SPEEDROUTE LLC|300
PYDS|PAYMENT DATA SYST CM|SWIM|TD Ameritrade, Inc.|24114
PYDS|PAYMENT DATA SYST CM|TKNG|ALLY INVEST SECURITIES LLC|950
PYDS|PAYMENT DATA SYST CM|TRCM|TRC MARKETS LLC|900
PYDS|PAYMENT DATA SYST CM|UBSA|UBS SECURITIES LLC|2786
PYDS|PAYMENT DATA SYST CM|UBSS|UBS Securities LLC|49670
PYDS|PAYMENT DATA SYST CM|VALX|VIRTU AMERICAS LLC|100
PYDS|PAYMENT DATA SYST CM|VGRD|Vanguard Marketing Corporation|5000
PYDS|PAYMENT DATA SYST CM|VIEW|VIEWTRADE SECURITIES LLC|620
PYDS|PAYMENT DATA SYST CM|WCHV|WELLS FARGO SECURITIES, LLC|86782
PYDS|PAYMENT DATA SYST CM|WGIF|CIBC World Markets Inc.|1250
PYDS|PAYMENT DATA SYST CM|WSEA|WOLVERINE SECURITIES, LLC|2112
PYN|PIMCO NY MUN INC III|APCC|Apex Clearing Corporation|1
PYN|PIMCO NY MUN INC III|BTIG|BTIG, LLC|100
PYN|PIMCO NY MUN INC III|CANT|Cantor Fitzgerald & Co.|200
PYN|PIMCO NY MUN INC III|CHAS|Charles Schwab & Co., Inc.|1
PYN|PIMCO NY MUN INC III|CROS|CREDIT SUISSE SECURITIES (USA) LLC|755
PYN|PIMCO NY MUN INC III|DBAX|Deutsche Bank Securities Inc.|400
PYN|PIMCO NY MUN INC III|EBXL|EBX LLC|200
PYN|PIMCO NY MUN INC III|ECUT|CONVERGEX EXECUTION SOLUTIONS|1
PYN|PIMCO NY MUN INC III|ETRS|E*Trade Securities LLC|7574
PYN|PIMCO NY MUN INC III|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2100
PYN|PIMCO NY MUN INC III|GLPX|ACS EXECUTION SERVICES, LLC|100
PYN|PIMCO NY MUN INC III|GSCS|GOLDMAN SACHS & CO. LLC|100
PYN|PIMCO NY MUN INC III|GTSZ|GTS SECURITIES LLC|100
PYN|PIMCO NY MUN INC III|HRBF|American Enterprise Investment Services Inc.|2
PYN|PIMCO NY MUN INC III|IATS|INTERACTIVE BROKERS LLC|800
PYN|PIMCO NY MUN INC III|IBKR|Interactive Brokers Llc|4866
PYN|PIMCO NY MUN INC III|ICBX|INSTINET, LLC|600
PYN|PIMCO NY MUN INC III|INCA|INSTINET, LLC|9400
PYN|PIMCO NY MUN INC III|ITGI|ITG Inc.|400
PYN|PIMCO NY MUN INC III|ITGP|ITG INC.|2200
PYN|PIMCO NY MUN INC III|JPMX|J.P. Morgan Securities LLC|400
PYN|PIMCO NY MUN INC III|KCGM|VIRTU Americas LLC|171
PYN|PIMCO NY MUN INC III|LEHM|Barclays Capital Inc./Le|800
PYN|PIMCO NY MUN INC III|LIME|Lime Brokerage LLC|100
PYN|PIMCO NY MUN INC III|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PYN|PIMCO NY MUN INC III|MSCO|MORGAN STANLEY & CO. LLC|14388
PYN|PIMCO NY MUN INC III|MSPL|MORGAN STANLEY & CO. LLC|600
PYN|PIMCO NY MUN INC III|NFSC|National Financial Services LLC|10304
PYN|PIMCO NY MUN INC III|NITE|VIRTU Americas LLC|23000
PYN|PIMCO NY MUN INC III|OPCO|Oppenheimer & Co. Inc.|1
PYN|PIMCO NY MUN INC III|PDQM|CODA MARKETS, INC.|100
PYN|PIMCO NY MUN INC III|RBCM|RBC CAPITAL MARKETS, LLC|37
PYN|PIMCO NY MUN INC III|SGMT|GOLDMAN SACHS & CO. LLC|800
PYN|PIMCO NY MUN INC III|SWIM|TD Ameritrade, Inc.|195
PYN|PIMCO NY MUN INC III|SWST|Hilltop Securities Inc.|1212
PYN|PIMCO NY MUN INC III|UBSA|UBS SECURITIES LLC|13300
PYN|PIMCO NY MUN INC III|UBSS|UBS Securities LLC|4208
PYN|PIMCO NY MUN INC III|VALX|VIRTU AMERICAS LLC|500
PYN|PIMCO NY MUN INC III|VGRD|Vanguard Marketing Corporation|8
PYN|PIMCO NY MUN INC III|WCHV|WELLS FARGO SECURITIES, LLC|2934
PYN|PIMCO NY MUN INC III|WSEA|WOLVERINE SECURITIES, LLC|10
PYN|PIMCO NY MUN INC III|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
PYN|PIMCO NY MUN INC III|YLPL|Linsco/Private Ledger Financial Services, Incorporated|306
PYPL|PAYPAL HOLDINGS|ABLE|NATIXIS Securities Americas LLC|67666
PYPL|PAYPAL HOLDINGS|ACAD|ACADEMY SECURITIES, INC.|13194
PYPL|PAYPAL HOLDINGS|ADAM|CANACCORD GENUITY INC.|7539
PYPL|PAYPAL HOLDINGS|AGCP|AEGIS CAPITAL CORP.|1910
PYPL|PAYPAL HOLDINGS|AGIS|Aegis Capital Corp.|26996
PYPL|PAYPAL HOLDINGS|ALLN|Allen & Company LLC|6085
PYPL|PAYPAL HOLDINGS|ALTX|Alternet Securities Inc.|64369
PYPL|PAYPAL HOLDINGS|ANOS|ABEL/NOSER, L.L.C.|15666
PYPL|PAYPAL HOLDINGS|APCC|Apex Clearing Corporation|19964
PYPL|PAYPAL HOLDINGS|BALE|M&T SECURITIES, INC.|174
PYPL|PAYPAL HOLDINGS|BANK|Primevest Financial Services, Inc.|1312
PYPL|PAYPAL HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|45970
PYPL|PAYPAL HOLDINGS|BATM|CBOE TRADING, INC.|22574
PYPL|PAYPAL HOLDINGS|BAYC|BAY CREST PARTNERS, LLC|255456
PYPL|PAYPAL HOLDINGS|BAYT|BTIG, LLC|145290
PYPL|PAYPAL HOLDINGS|BBNT|BB&T SECURITIES, LLC|3928
PYPL|PAYPAL HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|900928
PYPL|PAYPAL HOLDINGS|BGCE|BGC Financial Inc.|1110
PYPL|PAYPAL HOLDINGS|BIAD|SAGETRADER, LLC|356
PYPL|PAYPAL HOLDINGS|BIDS|BIDS TRADING L.P.|121000
PYPL|PAYPAL HOLDINGS|BIMI|Banca IMI Securities Corp.|9535
PYPL|PAYPAL HOLDINGS|BKCM|BNY Mellon Capital Markets LLC|41
PYPL|PAYPAL HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|91927
PYPL|PAYPAL HOLDINGS|BLKX|INSTINET, LLC|557995
PYPL|PAYPAL HOLDINGS|BLTK|Bulltick, Llc|1300
PYPL|PAYPAL HOLDINGS|BMOC|BMO Capital Markets Corp.|774273
PYPL|PAYPAL HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|1409073
PYPL|PAYPAL HOLDINGS|BOSC|Boenning & Scattergood, Inc.|75
PYPL|PAYPAL HOLDINGS|BRGE|Newbridge Securities Corp.|8951
PYPL|PAYPAL HOLDINGS|BTIG|BTIG, LLC|633396
PYPL|PAYPAL HOLDINGS|BYXM|CBOE TRADING, INC.|21616
PYPL|PAYPAL HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|1537
PYPL|PAYPAL HOLDINGS|CAMC|Cambria Capital, LLC|400
PYPL|PAYPAL HOLDINGS|CANT|Cantor Fitzgerald & Co.|98192
PYPL|PAYPAL HOLDINGS|CHAS|Charles Schwab & Co., Inc.|111518
PYPL|PAYPAL HOLDINGS|CIBP|CIBC World Markets Corp.|74236
PYPL|PAYPAL HOLDINGS|CICF|Canaccord Genuity Corp.|660
PYPL|PAYPAL HOLDINGS|CIOI|CITIGROUP GLOBAL MARKETS INC|79200
PYPL|PAYPAL HOLDINGS|CIST|Capital Institutional Services, Inc.|13843
PYPL|PAYPAL HOLDINGS|CLSA|CLSA AMERICAS, LLC|5700
PYPL|PAYPAL HOLDINGS|CNFR|Cowen Prime Services LLC|300
PYPL|PAYPAL HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|924035
PYPL|PAYPAL HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3242
PYPL|PAYPAL HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50551
PYPL|PAYPAL HOLDINGS|CRFN|ROBINHOOD FINANCIAL, LLC|1
PYPL|PAYPAL HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1941197
PYPL|PAYPAL HOLDINGS|CTDL|Citadel Derivatives Group Llc|120869
PYPL|PAYPAL HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|211818
PYPL|PAYPAL HOLDINGS|DADA|D.A. Davidson & Co.|6916
PYPL|PAYPAL HOLDINGS|DAWA|Daiwa Capital Markets America Inc.|635775
PYPL|PAYPAL HOLDINGS|DBAB|Deutsche Bank Securities Inc.|4459594
PYPL|PAYPAL HOLDINGS|DBAX|Deutsche Bank Securities Inc.|1172300
PYPL|PAYPAL HOLDINGS|DBUL|Deutsche Bank Securities Inc.|55185
PYPL|PAYPAL HOLDINGS|DCHF|Dart Executions, LLC|33167
PYPL|PAYPAL HOLDINGS|DEAN|MORGAN STANLEY|603154
PYPL|PAYPAL HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|1399
PYPL|PAYPAL HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|102706
PYPL|PAYPAL HOLDINGS|DRWK|DRW SECURITIES, L.L.C.|98292
PYPL|PAYPAL HOLDINGS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|4500
PYPL|PAYPAL HOLDINGS|EBXL|EBX LLC|1341400
PYPL|PAYPAL HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|18598
PYPL|PAYPAL HOLDINGS|EDJC|Edward Jones / CDS|7121
PYPL|PAYPAL HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|105201
PYPL|PAYPAL HOLDINGS|EGAM|CBOE TRADING, INC.|59179
PYPL|PAYPAL HOLDINGS|EGAW|CBOE TRADING, INC.|3116
PYPL|PAYPAL HOLDINGS|EGMT|EG MARKET TECHNOLOGIES LLC|3266
PYPL|PAYPAL HOLDINGS|EGXM|CBOE TRADING, INC.|38621
PYPL|PAYPAL HOLDINGS|EGXW|CBOE TRADING, INC.|900
PYPL|PAYPAL HOLDINGS|ESPO|ESPOSITO SECURITIES, LLC|2532
PYPL|PAYPAL HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|310719
PYPL|PAYPAL HOLDINGS|ETCB|ETC BROKERAGE SERVICES, LLC|183
PYPL|PAYPAL HOLDINGS|ETCC|Electronic Transaction Clearing, Inc.|5730
PYPL|PAYPAL HOLDINGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11686
PYPL|PAYPAL HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|136840
PYPL|PAYPAL HOLDINGS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|900
PYPL|PAYPAL HOLDINGS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|552329
PYPL|PAYPAL HOLDINGS|ETRS|E*Trade Securities LLC|2828350
PYPL|PAYPAL HOLDINGS|EVRS|E1 ASSET MANAGEMENT, INC.|2080
PYPL|PAYPAL HOLDINGS|FBCO|Credit Suisse Securities (USA) LLC|3868151
PYPL|PAYPAL HOLDINGS|FBSB|U.S. Bancorp Investments, Inc.|415
PYPL|PAYPAL HOLDINGS|FIDT|Fidelity Clearing Canada ULC./ CDS|122
PYPL|PAYPAL HOLDINGS|FILL|Tradestation Securities, Inc.|183432
PYPL|PAYPAL HOLDINGS|FINX|FINTECH SECURITIES|3958
PYPL|PAYPAL HOLDINGS|FMAF|NBCN Inc./ CDS|37137
PYPL|PAYPAL HOLDINGS|FMCO|First Manhattan Co|235
PYPL|PAYPAL HOLDINGS|FOMA|TD AMERITRADE CLEARING, INC.|3814634
PYPL|PAYPAL HOLDINGS|FORD|Fordham Financial Management, Inc.|500
PYPL|PAYPAL HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|72747
PYPL|PAYPAL HOLDINGS|FQLS|Quantlab Securities LP|2075950
PYPL|PAYPAL HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|174419
PYPL|PAYPAL HOLDINGS|FTBR|Foliofn Investments, Inc.|5320
PYPL|PAYPAL HOLDINGS|GBMT|GBM International, Inc.|8359
PYPL|PAYPAL HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|476705
PYPL|PAYPAL HOLDINGS|GELP|RBC CAPITAL MARKETS, LLC|13453
PYPL|PAYPAL HOLDINGS|GLIS|TD Securities Inc|1424
PYPL|PAYPAL HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|183656
PYPL|PAYPAL HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|12579010
PYPL|PAYPAL HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|204577
PYPL|PAYPAL HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|44834
PYPL|PAYPAL HOLDINGS|GTSZ|GTS SECURITIES LLC|1084035
PYPL|PAYPAL HOLDINGS|HAPX|HAP Trading, LLC|300
PYPL|PAYPAL HOLDINGS|HASF|Haywood Securities Inc./CDS|670
PYPL|PAYPAL HOLDINGS|HRBF|American Enterprise Investment Services Inc.|103554
PYPL|PAYPAL HOLDINGS|HSBC|HSBC Securities, Inc.|355371
PYPL|PAYPAL HOLDINGS|IATS|INTERACTIVE BROKERS LLC|163925
PYPL|PAYPAL HOLDINGS|IBKR|Interactive Brokers Llc|1378791
PYPL|PAYPAL HOLDINGS|IBSJ|Integrity Brokerage Services, Inc.|100
PYPL|PAYPAL HOLDINGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9595
PYPL|PAYPAL HOLDINGS|ICBX|INSTINET, LLC|547664
PYPL|PAYPAL HOLDINGS|IEQY|CITADEL SECURITIES LLC|941320
PYPL|PAYPAL HOLDINGS|INCA|INSTINET, LLC|4050599
PYPL|PAYPAL HOLDINGS|INJX|INSTINET, LLC|301591
PYPL|PAYPAL HOLDINGS|ITGI|ITG Inc.|430126
PYPL|PAYPAL HOLDINGS|ITGP|ITG INC.|1418400
PYPL|PAYPAL HOLDINGS|JANY|Janney Montgomery Scott Inc.|12692
PYPL|PAYPAL HOLDINGS|JEFF|JEFFERIES LLC|1002431
PYPL|PAYPAL HOLDINGS|JMPT|JUMP TRADING, LLC|740598
PYPL|PAYPAL HOLDINGS|JONE|JonesTrading|23620
PYPL|PAYPAL HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|560251
PYPL|PAYPAL HOLDINGS|JPMX|J.P. Morgan Securities LLC|2008021
PYPL|PAYPAL HOLDINGS|JRCO|Johnson Rice & Company L.L.C.|155
PYPL|PAYPAL HOLDINGS|JSCL|JOSEPH STONE CAPITAL L.L.C.|1150
PYPL|PAYPAL HOLDINGS|JSJX|JANE STREET CAPITAL LLC|39966
PYPL|PAYPAL HOLDINGS|JUTA|JUMP TRADING, LLC|45091
PYPL|PAYPAL HOLDINGS|KCGM|VIRTU Americas LLC|382950
PYPL|PAYPAL HOLDINGS|KCRD|PHX FINANCIAL, INC.|385
PYPL|PAYPAL HOLDINGS|LEER|LEERINK PARTNERS LLC|1740
PYPL|PAYPAL HOLDINGS|LEHM|Barclays Capital Inc./Le|8925775
PYPL|PAYPAL HOLDINGS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|720
PYPL|PAYPAL HOLDINGS|LIME|Lime Brokerage LLC|805211
PYPL|PAYPAL HOLDINGS|LIWD|LIME BROKERAGE LLC|133
PYPL|PAYPAL HOLDINGS|LIWK|LIME BROKERAGE LLC|142
PYPL|PAYPAL HOLDINGS|LMGP|LIME BROKERAGE LLC|44783
PYPL|PAYPAL HOLDINGS|LOOP|Loop Capital Markets LLC|8361
PYPL|PAYPAL HOLDINGS|LQNA|LIQUIDNET, INC.|476600
PYPL|PAYPAL HOLDINGS|LSCI|Lek Securities Corporation|1050672
PYPL|PAYPAL HOLDINGS|LTCO|Ladenburg, Thalmann & Co., Inc.|4176
PYPL|PAYPAL HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5300
PYPL|PAYPAL HOLDINGS|MACC|Mid Atlantic Capital Corporation|2709
PYPL|PAYPAL HOLDINGS|MACQ|Macquarie Capital (USA) Inc.|30949
PYPL|PAYPAL HOLDINGS|MAXM|Maxim Group LLC|96376
PYPL|PAYPAL HOLDINGS|MBTS|ALLY INVEST SECURITIES LLC|5686
PYPL|PAYPAL HOLDINGS|MCBT|Moors & Cabot, Inc.|2710
PYPL|PAYPAL HOLDINGS|MCMF|Raymond James Ltd. Cds|5426
PYPL|PAYPAL HOLDINGS|MKMP|MKM Partners LLC|1000
PYPL|PAYPAL HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|926553
PYPL|PAYPAL HOLDINGS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3660
PYPL|PAYPAL HOLDINGS|MOTF|MOTIF INVESTING, INC.|743
PYPL|PAYPAL HOLDINGS|MPSG|E D & F Man Capital Markets Inc.|19753
PYPL|PAYPAL HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|19635690
PYPL|PAYPAL HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|1433700
PYPL|PAYPAL HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|1359000
PYPL|PAYPAL HOLDINGS|MZHO|Mizuho Securities USA LLC|224947
PYPL|PAYPAL HOLDINGS|NATL|National Securities Corporation|6849
PYPL|PAYPAL HOLDINGS|NBCS|NBC Securities, INC.|900
PYPL|PAYPAL HOLDINGS|NEED|Needham & Company, LLC|23000
PYPL|PAYPAL HOLDINGS|NEUB|NEUBERGER BERMAN BD LLC|747
PYPL|PAYPAL HOLDINGS|NFSC|National Financial Services LLC|2603313
PYPL|PAYPAL HOLDINGS|NITE|VIRTU Americas LLC|7349024
PYPL|PAYPAL HOLDINGS|NITP|VIRTU Americas LLC|8609
PYPL|PAYPAL HOLDINGS|NMRA|Nomura Securities International, Inc.|500
PYPL|PAYPAL HOLDINGS|NQRB|Brut, LLC|102538
PYPL|PAYPAL HOLDINGS|NTFN|Network 1 Financial Securities Inc.|935
PYPL|PAYPAL HOLDINGS|NTRC|Northern Trust Securities, Inc.|43428
PYPL|PAYPAL HOLDINGS|OHOS|TWO SIGMA SECURITIES, LLC|666568
PYPL|PAYPAL HOLDINGS|OLDM|OLD MISSION CAPITAL, LLC|10436
PYPL|PAYPAL HOLDINGS|ONEL|O'NEIL SECURITIES, INCORPORATED|2600
PYPL|PAYPAL HOLDINGS|OPCO|Oppenheimer & Co. Inc.|73309
PYPL|PAYPAL HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11002
PYPL|PAYPAL HOLDINGS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|490
PYPL|PAYPAL HOLDINGS|PCFF|Pacific International Securities Inc./CDS|1240
PYPL|PAYPAL HOLDINGS|PCPT|PHILLIP CAPITAL INC.|1205
PYPL|PAYPAL HOLDINGS|PDQM|CODA MARKETS, INC.|273801
PYPL|PAYPAL HOLDINGS|PHLY|NASDAQ Execution Services, LLC|64894
PYPL|PAYPAL HOLDINGS|PICT|Pictet Overseas Inc.|3770
PYPL|PAYPAL HOLDINGS|PIPR|Piper Jaffray & Co.|8899
PYPL|PAYPAL HOLDINGS|PWJC|UBS Financial Services, Inc.|84188
PYPL|PAYPAL HOLDINGS|QMSR|QUATTRO M SECURITIES INC.|11177
PYPL|PAYPAL HOLDINGS|RAJA|Raymond James & Associates, Inc.|169111
PYPL|PAYPAL HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|153066
PYPL|PAYPAL HOLDINGS|RGLD|Regal Securities, Inc|35
PYPL|PAYPAL HOLDINGS|RHCO|Suntrust Robinson Humphrey, Inc.|168394
PYPL|PAYPAL HOLDINGS|SAGL|SAGETRADER, LLC|371318
PYPL|PAYPAL HOLDINGS|SAGW|SAGETRADER, LLC|8156
PYPL|PAYPAL HOLDINGS|SALI|INTL FCSTONE FINANCIAL INC.|27719
PYPL|PAYPAL HOLDINGS|SBSH|Citigroup Global Markets Inc.|6475476
PYPL|PAYPAL HOLDINGS|SCMC|Scotia Capital Markets (USA) Inc.|200
PYPL|PAYPAL HOLDINGS|SDLR|Sandler, O'Neill & Partners, L.P.|13425
PYPL|PAYPAL HOLDINGS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1000
PYPL|PAYPAL HOLDINGS|SEIC|SEI Investments Distribution Co.|2965
PYPL|PAYPAL HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|1062024
PYPL|PAYPAL HOLDINGS|SOGO|Wang Investment Associates, Inc.|1970
PYPL|PAYPAL HOLDINGS|SPDR|SPEEDROUTE LLC|66900
PYPL|PAYPAL HOLDINGS|SPHN|Stephens Inc.|31742
PYPL|PAYPAL HOLDINGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|2500
PYPL|PAYPAL HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|125391
PYPL|PAYPAL HOLDINGS|STKP|STOCKPILE INVESTMENTS, INC.|1454
PYPL|PAYPAL HOLDINGS|STTT|STATETRUST INVESTMENTS INC.|40
PYPL|PAYPAL HOLDINGS|STXG|Stockcross Financial Services, Inc.|368
PYPL|PAYPAL HOLDINGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|482
PYPL|PAYPAL HOLDINGS|SWIM|TD Ameritrade, Inc.|1961192
PYPL|PAYPAL HOLDINGS|SWST|Hilltop Securities Inc.|37325
PYPL|PAYPAL HOLDINGS|TAGC|TELSEY ADVISORY GROUP LLC|640
PYPL|PAYPAL HOLDINGS|TITL|TITLEIST ASSET MANAGEMENT, LTD.|120
PYPL|PAYPAL HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|24424
PYPL|PAYPAL HOLDINGS|TMBR|Timber Hill LLC|28300
PYPL|PAYPAL HOLDINGS|TONC|CUTTONE & CO., LLC|2640
PYPL|PAYPAL HOLDINGS|TRBT|Tradebot Systems, Inc.|1117407
PYPL|PAYPAL HOLDINGS|TRCM|TRC MARKETS LLC|1897498
PYPL|PAYPAL HOLDINGS|TTUC|CUTTONE & CO., INC.|40827
PYPL|PAYPAL HOLDINGS|TWTT|TASTYWORKS, INC.|6167
PYPL|PAYPAL HOLDINGS|UBSA|UBS SECURITIES LLC|3556545
PYPL|PAYPAL HOLDINGS|UBSS|UBS Securities LLC|7140139
PYPL|PAYPAL HOLDINGS|VALX|VIRTU AMERICAS LLC|45556
PYPL|PAYPAL HOLDINGS|VERT|The Vertical Trading Group, LLC|699
PYPL|PAYPAL HOLDINGS|VGRD|Vanguard Marketing Corporation|167692
PYPL|PAYPAL HOLDINGS|VNDM|Wall Street Access|2000
PYPL|PAYPAL HOLDINGS|VSIN|Vision Financial Markets Llc|351
PYPL|PAYPAL HOLDINGS|WABR|Wall Street Access|21010
PYPL|PAYPAL HOLDINGS|WBET|Wallachbeth Capital LLC|1040
PYPL|PAYPAL HOLDINGS|WBLR|WILLIAM BLAIR|25967
PYPL|PAYPAL HOLDINGS|WBNF|WILLIAM BLAIR|4
PYPL|PAYPAL HOLDINGS|WBPX|SUMMIT SECURITIES GROUP, LLC|41871
PYPL|PAYPAL HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|1860738
PYPL|PAYPAL HOLDINGS|WDNX|WEEDEN & CO.L.P.|27156
PYPL|PAYPAL HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|110198
PYPL|PAYPAL HOLDINGS|WEED|Weeden & Co.L.P.|34634
PYPL|PAYPAL HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|530939
PYPL|PAYPAL HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|149708
PYPL|PAYPAL HOLDINGS|WFPB|Wells Fargo Securities, LLC.|6771
PYPL|PAYPAL HOLDINGS|WGIF|CIBC World Markets Inc.|31343
PYPL|PAYPAL HOLDINGS|WHOT|JUST2TRADE, INC.|53
PYPL|PAYPAL HOLDINGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2709
PYPL|PAYPAL HOLDINGS|WORD|Worden Capital Management LLC|8106
PYPL|PAYPAL HOLDINGS|WSAG|WALL STREET ACCESS|950
PYPL|PAYPAL HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|101967
PYPL|PAYPAL HOLDINGS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|750
PYPL|PAYPAL HOLDINGS|XIST|INSTINET, LLC|262636
PYPL|PAYPAL HOLDINGS|XPQR|Jump Trading|2600
PYPL|PAYPAL HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|901220
PYPL|PAYPAL HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|11557
PYPL|PAYPAL HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|92074
PYS|PPLUS SER RRD|AGIS|Aegis Capital Corp.|416
PYS|PPLUS SER RRD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
PYS|PPLUS SER RRD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
PYS|PPLUS SER RRD|DEAN|MORGAN STANLEY|100
PYS|PPLUS SER RRD|ETRS|E*Trade Securities LLC|1382
PYS|PPLUS SER RRD|FINX|FINTECH SECURITIES|400
PYS|PPLUS SER RRD|GTSZ|GTS SECURITIES LLC|100
PYS|PPLUS SER RRD|HRBF|American Enterprise Investment Services Inc.|3642
PYS|PPLUS SER RRD|IATS|INTERACTIVE BROKERS LLC|2100
PYS|PPLUS SER RRD|IBKR|Interactive Brokers Llc|939
PYS|PPLUS SER RRD|ICBX|INSTINET, LLC|200
PYS|PPLUS SER RRD|INCA|INSTINET, LLC|100
PYS|PPLUS SER RRD|JANY|Janney Montgomery Scott Inc.|260
PYS|PPLUS SER RRD|LEHM|Barclays Capital Inc./Le|200
PYS|PPLUS SER RRD|LIME|Lime Brokerage LLC|171
PYS|PPLUS SER RRD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
PYS|PPLUS SER RRD|MAVB|Great Point Capital LLC|100
PYS|PPLUS SER RRD|MSCO|MORGAN STANLEY & CO. LLC|331
PYS|PPLUS SER RRD|NFSC|National Financial Services LLC|3985
PYS|PPLUS SER RRD|NITE|VIRTU Americas LLC|8056
PYS|PPLUS SER RRD|NQRB|Brut, LLC|1000
PYS|PPLUS SER RRD|OPCO|Oppenheimer & Co. Inc.|727
PYS|PPLUS SER RRD|SWIM|TD Ameritrade, Inc.|200
PYS|PPLUS SER RRD|UBSA|UBS SECURITIES LLC|411
PYS|PPLUS SER RRD|UBSS|UBS Securities LLC|2650
PYS|PPLUS SER RRD|WCHV|WELLS FARGO SECURITIES, LLC|8681
PYS|PPLUS SER RRD|WEDB|WEDBUSH SECURITIES INC.|1200
PYS|PPLUS SER RRD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2090
PYT|PPLUS TR GSC-2 FLTG|BATM|CBOE TRADING, INC.|96
PYT|PPLUS TR GSC-2 FLTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
PYT|PPLUS TR GSC-2 FLTG|DEAN|MORGAN STANLEY|345
PYT|PPLUS TR GSC-2 FLTG|FTBR|Foliofn Investments, Inc.|1
PYT|PPLUS TR GSC-2 FLTG|HRBF|American Enterprise Investment Services Inc.|50
PYT|PPLUS TR GSC-2 FLTG|LIME|Lime Brokerage LLC|300
PYT|PPLUS TR GSC-2 FLTG|NITE|VIRTU Americas LLC|6713
PYT|PPLUS TR GSC-2 FLTG|NTBF|BMO Nesbitt Burns Inc./CDS|1645
PYT|PPLUS TR GSC-2 FLTG|RBCM|RBC CAPITAL MARKETS, LLC|500
PYT|PPLUS TR GSC-2 FLTG|TRCM|TRC MARKETS LLC|45
PYT|PPLUS TR GSC-2 FLTG|UBSA|UBS SECURITIES LLC|192
PYT|PPLUS TR GSC-2 FLTG|UBSS|UBS Securities LLC|309
PYZ|INVESCO DWA BAS MATL|APCC|Apex Clearing Corporation|2
PYZ|INVESCO DWA BAS MATL|BARD|Robert W. Baird & Co. Incorporated|5
PYZ|INVESCO DWA BAS MATL|BATM|CBOE TRADING, INC.|44
PYZ|INVESCO DWA BAS MATL|CANT|Cantor Fitzgerald & Co.|109
PYZ|INVESCO DWA BAS MATL|CHAS|Charles Schwab & Co., Inc.|391
PYZ|INVESCO DWA BAS MATL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102
PYZ|INVESCO DWA BAS MATL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2765
PYZ|INVESCO DWA BAS MATL|DBAX|Deutsche Bank Securities Inc.|100
PYZ|INVESCO DWA BAS MATL|DEAN|MORGAN STANLEY|78
PYZ|INVESCO DWA BAS MATL|EDJO|Edward D. Jones & Co., L.P.|932
PYZ|INVESCO DWA BAS MATL|ETRS|E*Trade Securities LLC|117
PYZ|INVESCO DWA BAS MATL|FBCO|Credit Suisse Securities (USA) LLC|1865
PYZ|INVESCO DWA BAS MATL|FBSB|U.S. Bancorp Investments, Inc.|80
PYZ|INVESCO DWA BAS MATL|FOMA|TD AMERITRADE CLEARING, INC.|4974
PYZ|INVESCO DWA BAS MATL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71
PYZ|INVESCO DWA BAS MATL|FTBR|Foliofn Investments, Inc.|6
PYZ|INVESCO DWA BAS MATL|GEBB|GLOBAL EXECUTION BROKERS, LP|1
PYZ|INVESCO DWA BAS MATL|GSCO|GOLDMAN SACHS & CO. LLC|616
PYZ|INVESCO DWA BAS MATL|HRBF|American Enterprise Investment Services Inc.|16950
PYZ|INVESCO DWA BAS MATL|IBKR|Interactive Brokers Llc|2927
PYZ|INVESCO DWA BAS MATL|ITGP|ITG INC.|800
PYZ|INVESCO DWA BAS MATL|JPMX|J.P. Morgan Securities LLC|200
PYZ|INVESCO DWA BAS MATL|JSJX|JANE STREET CAPITAL LLC|1152
PYZ|INVESCO DWA BAS MATL|LIME|Lime Brokerage LLC|2614
PYZ|INVESCO DWA BAS MATL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
PYZ|INVESCO DWA BAS MATL|MSCO|MORGAN STANLEY & CO. LLC|2698
PYZ|INVESCO DWA BAS MATL|NFSC|National Financial Services LLC|4203
PYZ|INVESCO DWA BAS MATL|NITE|VIRTU Americas LLC|16804
PYZ|INVESCO DWA BAS MATL|NITP|VIRTU Americas LLC|303
PYZ|INVESCO DWA BAS MATL|RBCM|RBC CAPITAL MARKETS, LLC|50
PYZ|INVESCO DWA BAS MATL|SALI|INTL FCSTONE FINANCIAL INC.|177
PYZ|INVESCO DWA BAS MATL|SGMT|GOLDMAN SACHS & CO. LLC|100
PYZ|INVESCO DWA BAS MATL|SWIM|TD Ameritrade, Inc.|101
PYZ|INVESCO DWA BAS MATL|TRCM|TRC MARKETS LLC|44
PYZ|INVESCO DWA BAS MATL|UBSA|UBS SECURITIES LLC|2523
PYZ|INVESCO DWA BAS MATL|UBSS|UBS Securities LLC|2575
PYZ|INVESCO DWA BAS MATL|WCHV|WELLS FARGO SECURITIES, LLC|1312
PYZ|INVESCO DWA BAS MATL|WSEA|WOLVERINE SECURITIES, LLC|424
PYZ|INVESCO DWA BAS MATL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1089
PZA|INVESCO NATL AMT|ALTX|Alternet Securities Inc.|6652
PZA|INVESCO NATL AMT|APCC|Apex Clearing Corporation|63
PZA|INVESCO NATL AMT|BANK|Primevest Financial Services, Inc.|1857
PZA|INVESCO NATL AMT|BARD|Robert W. Baird & Co. Incorporated|1493
PZA|INVESCO NATL AMT|BATM|CBOE TRADING, INC.|96415
PZA|INVESCO NATL AMT|BBNT|BB&T SECURITIES, LLC|1300
PZA|INVESCO NATL AMT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23914
PZA|INVESCO NATL AMT|CANT|Cantor Fitzgerald & Co.|14426
PZA|INVESCO NATL AMT|CHAS|Charles Schwab & Co., Inc.|18646
PZA|INVESCO NATL AMT|CIST|Capital Institutional Services, Inc.|5
PZA|INVESCO NATL AMT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70530
PZA|INVESCO NATL AMT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
PZA|INVESCO NATL AMT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100436
PZA|INVESCO NATL AMT|CTDL|Citadel Derivatives Group Llc|10535
PZA|INVESCO NATL AMT|CXCX|CITIGROUP GLOBAL MARKETS INC.|7610
PZA|INVESCO NATL AMT|DADA|D.A. Davidson & Co.|2088
PZA|INVESCO NATL AMT|DAVA|Davenport & Company LLC|883
PZA|INVESCO NATL AMT|DBAB|Deutsche Bank Securities Inc.|6377
PZA|INVESCO NATL AMT|DBAX|Deutsche Bank Securities Inc.|118100
PZA|INVESCO NATL AMT|DEAN|MORGAN STANLEY|4170
PZA|INVESCO NATL AMT|EBXL|EBX LLC|36200
PZA|INVESCO NATL AMT|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
PZA|INVESCO NATL AMT|EDJO|Edward D. Jones & Co., L.P.|45422
PZA|INVESCO NATL AMT|EGAM|CBOE TRADING, INC.|8760
PZA|INVESCO NATL AMT|EGAW|CBOE TRADING, INC.|297
PZA|INVESCO NATL AMT|EGXM|CBOE TRADING, INC.|2947
PZA|INVESCO NATL AMT|ETBE|Electronic Transaction Clearing, Inc.|100
PZA|INVESCO NATL AMT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
PZA|INVESCO NATL AMT|ETRS|E*Trade Securities LLC|8245
PZA|INVESCO NATL AMT|FBSB|U.S. Bancorp Investments, Inc.|8
PZA|INVESCO NATL AMT|FINX|FINTECH SECURITIES|6000
PZA|INVESCO NATL AMT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35725
PZA|INVESCO NATL AMT|FTBR|Foliofn Investments, Inc.|19275
PZA|INVESCO NATL AMT|GLPX|ACS EXECUTION SERVICES, LLC|458
PZA|INVESCO NATL AMT|GSCO|GOLDMAN SACHS & CO. LLC|71996
PZA|INVESCO NATL AMT|GSLT|GOLDMAN SACHS & CO. LLC|300
PZA|INVESCO NATL AMT|GTSZ|GTS SECURITIES LLC|800
PZA|INVESCO NATL AMT|HRBF|American Enterprise Investment Services Inc.|52905
PZA|INVESCO NATL AMT|IATS|INTERACTIVE BROKERS LLC|1939
PZA|INVESCO NATL AMT|IBKR|Interactive Brokers Llc|6063
PZA|INVESCO NATL AMT|ICBX|INSTINET, LLC|26460
PZA|INVESCO NATL AMT|INCA|INSTINET, LLC|10809
PZA|INVESCO NATL AMT|ITGI|ITG Inc.|34355
PZA|INVESCO NATL AMT|ITGP|ITG INC.|21400
PZA|INVESCO NATL AMT|JANY|Janney Montgomery Scott Inc.|1523
PZA|INVESCO NATL AMT|JMPT|JUMP TRADING, LLC|660
PZA|INVESCO NATL AMT|JPMX|J.P. Morgan Securities LLC|43348
PZA|INVESCO NATL AMT|JSEB|JANE STREET EXECUTION SERVICES, LLC|120230
PZA|INVESCO NATL AMT|JSJX|JANE STREET CAPITAL LLC|258750
PZA|INVESCO NATL AMT|KCGM|VIRTU Americas LLC|33273
PZA|INVESCO NATL AMT|LEHM|Barclays Capital Inc./Le|81401
PZA|INVESCO NATL AMT|LIME|Lime Brokerage LLC|4268
PZA|INVESCO NATL AMT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67122
PZA|INVESCO NATL AMT|MOTF|MOTIF INVESTING, INC.|2
PZA|INVESCO NATL AMT|MSCO|MORGAN STANLEY & CO. LLC|64545
PZA|INVESCO NATL AMT|MSPL|MORGAN STANLEY & CO. LLC|35500
PZA|INVESCO NATL AMT|MSTX|MORGAN STANLEY & CO. LLC|1000
PZA|INVESCO NATL AMT|NFSC|National Financial Services LLC|97596
PZA|INVESCO NATL AMT|NITE|VIRTU Americas LLC|871659
PZA|INVESCO NATL AMT|NQRB|Brut, LLC|13709
PZA|INVESCO NATL AMT|OLDM|OLD MISSION CAPITAL, LLC|8500
PZA|INVESCO NATL AMT|OPCO|Oppenheimer & Co. Inc.|1429
PZA|INVESCO NATL AMT|PDQM|CODA MARKETS, INC.|18771
PZA|INVESCO NATL AMT|PWJC|UBS Financial Services, Inc.|12486
PZA|INVESCO NATL AMT|RBCM|RBC CAPITAL MARKETS, LLC|20218
PZA|INVESCO NATL AMT|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|4300
PZA|INVESCO NATL AMT|SAGL|SAGETRADER, LLC|4284
PZA|INVESCO NATL AMT|SEIC|SEI Investments Distribution Co.|452
PZA|INVESCO NATL AMT|SGMT|GOLDMAN SACHS & CO. LLC|60562
PZA|INVESCO NATL AMT|SPDR|SPEEDROUTE LLC|1000
PZA|INVESCO NATL AMT|STFL|Stifel, Nicolaus & Company, Incorporated|8513
PZA|INVESCO NATL AMT|SWIM|TD Ameritrade, Inc.|8038
PZA|INVESCO NATL AMT|SWST|Hilltop Securities Inc.|69413
PZA|INVESCO NATL AMT|TKNG|ALLY INVEST SECURITIES LLC|305
PZA|INVESCO NATL AMT|UBSA|UBS SECURITIES LLC|85964
PZA|INVESCO NATL AMT|UBSS|UBS Securities LLC|479537
PZA|INVESCO NATL AMT|VALX|VIRTU AMERICAS LLC|1706
PZA|INVESCO NATL AMT|VGRD|Vanguard Marketing Corporation|3778
PZA|INVESCO NATL AMT|WCHV|WELLS FARGO SECURITIES, LLC|51230
PZA|INVESCO NATL AMT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|241
PZA|INVESCO NATL AMT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18381
PZA|INVESCO NATL AMT|WSEA|WOLVERINE SECURITIES, LLC|3065
PZA|INVESCO NATL AMT|XSTM|NATIONAL FINANCIAL SERVICES LLC|18290
PZA|INVESCO NATL AMT|YKNA|COMHAR CAPITAL MARKETS, LLC|3900
PZA|INVESCO NATL AMT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29233
PZC|PIMCO CA MUN INC III|APCC|Apex Clearing Corporation|28
PZC|PIMCO CA MUN INC III|BERN|Sanford C. Bernstein & Co., LLC|3
PZC|PIMCO CA MUN INC III|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
PZC|PIMCO CA MUN INC III|BTIG|BTIG, LLC|200
PZC|PIMCO CA MUN INC III|CANT|Cantor Fitzgerald & Co.|591
PZC|PIMCO CA MUN INC III|CHAS|Charles Schwab & Co., Inc.|2
PZC|PIMCO CA MUN INC III|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
PZC|PIMCO CA MUN INC III|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|360
PZC|PIMCO CA MUN INC III|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3137
PZC|PIMCO CA MUN INC III|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
PZC|PIMCO CA MUN INC III|DADA|D.A. Davidson & Co.|3690
PZC|PIMCO CA MUN INC III|EBXL|EBX LLC|800
PZC|PIMCO CA MUN INC III|ECUT|CONVERGEX EXECUTION SOLUTIONS|8
PZC|PIMCO CA MUN INC III|ETRS|E*Trade Securities LLC|22391
PZC|PIMCO CA MUN INC III|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10731
PZC|PIMCO CA MUN INC III|FTBR|Foliofn Investments, Inc.|87
PZC|PIMCO CA MUN INC III|GLPX|ACS EXECUTION SERVICES, LLC|178
PZC|PIMCO CA MUN INC III|GSCO|GOLDMAN SACHS & CO. LLC|700
PZC|PIMCO CA MUN INC III|GTSZ|GTS SECURITIES LLC|200
PZC|PIMCO CA MUN INC III|HRBF|American Enterprise Investment Services Inc.|3018
PZC|PIMCO CA MUN INC III|IATS|INTERACTIVE BROKERS LLC|1550
PZC|PIMCO CA MUN INC III|IBKR|Interactive Brokers Llc|10658
PZC|PIMCO CA MUN INC III|ICBX|INSTINET, LLC|100
PZC|PIMCO CA MUN INC III|INCA|INSTINET, LLC|652
PZC|PIMCO CA MUN INC III|ITGI|ITG Inc.|1765
PZC|PIMCO CA MUN INC III|ITGP|ITG INC.|3400
PZC|PIMCO CA MUN INC III|JPMX|J.P. Morgan Securities LLC|200
PZC|PIMCO CA MUN INC III|KCGM|VIRTU Americas LLC|4400
PZC|PIMCO CA MUN INC III|LEHM|Barclays Capital Inc./Le|200
PZC|PIMCO CA MUN INC III|LIME|Lime Brokerage LLC|140
PZC|PIMCO CA MUN INC III|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2378
PZC|PIMCO CA MUN INC III|MSCO|MORGAN STANLEY & CO. LLC|26219
PZC|PIMCO CA MUN INC III|MSPL|MORGAN STANLEY & CO. LLC|14400
PZC|PIMCO CA MUN INC III|MSTX|MORGAN STANLEY & CO. LLC|200
PZC|PIMCO CA MUN INC III|NFSC|National Financial Services LLC|22217
PZC|PIMCO CA MUN INC III|NITE|VIRTU Americas LLC|94313
PZC|PIMCO CA MUN INC III|NQRB|Brut, LLC|2332
PZC|PIMCO CA MUN INC III|OPCO|Oppenheimer & Co. Inc.|8614
PZC|PIMCO CA MUN INC III|PDQM|CODA MARKETS, INC.|278
PZC|PIMCO CA MUN INC III|RBCM|RBC CAPITAL MARKETS, LLC|1
PZC|PIMCO CA MUN INC III|SBSH|Citigroup Global Markets Inc.|10
PZC|PIMCO CA MUN INC III|SGMT|GOLDMAN SACHS & CO. LLC|2453
PZC|PIMCO CA MUN INC III|STFL|Stifel, Nicolaus & Company, Incorporated|1245
PZC|PIMCO CA MUN INC III|SWIM|TD Ameritrade, Inc.|495
PZC|PIMCO CA MUN INC III|SWST|Hilltop Securities Inc.|4816
PZC|PIMCO CA MUN INC III|TKNG|ALLY INVEST SECURITIES LLC|1318
PZC|PIMCO CA MUN INC III|TRBT|Tradebot Systems, Inc.|793
PZC|PIMCO CA MUN INC III|UBSA|UBS SECURITIES LLC|1336
PZC|PIMCO CA MUN INC III|UBSS|UBS Securities LLC|19661
PZC|PIMCO CA MUN INC III|VALX|VIRTU AMERICAS LLC|317
PZC|PIMCO CA MUN INC III|VGRD|Vanguard Marketing Corporation|11939
PZC|PIMCO CA MUN INC III|WCHV|WELLS FARGO SECURITIES, LLC|21173
PZC|PIMCO CA MUN INC III|WEDB|WEDBUSH SECURITIES INC.|18
PZC|PIMCO CA MUN INC III|WEED|Weeden & Co.L.P.|10
PZC|PIMCO CA MUN INC III|WSEA|WOLVERINE SECURITIES, LLC|5
PZC|PIMCO CA MUN INC III|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
PZC|PIMCO CA MUN INC III|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3690
PZD|INVESCO CLEANTECH ET|APCC|Apex Clearing Corporation|5744
PZD|INVESCO CLEANTECH ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1888
PZD|INVESCO CLEANTECH ET|CANT|Cantor Fitzgerald & Co.|31
PZD|INVESCO CLEANTECH ET|CHAS|Charles Schwab & Co., Inc.|6
PZD|INVESCO CLEANTECH ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
PZD|INVESCO CLEANTECH ET|CSIN|Citadel Securities Institutional LLC|24474
PZD|INVESCO CLEANTECH ET|CTDL|Citadel Derivatives Group Llc|29265
PZD|INVESCO CLEANTECH ET|DBAX|Deutsche Bank Securities Inc.|700
PZD|INVESCO CLEANTECH ET|DEAN|MORGAN STANLEY|4619
PZD|INVESCO CLEANTECH ET|EBXL|EBX LLC|700
PZD|INVESCO CLEANTECH ET|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
PZD|INVESCO CLEANTECH ET|EDJC|Edward Jones / CDS|37
PZD|INVESCO CLEANTECH ET|EDJO|Edward D. Jones & Co., L.P.|1910
PZD|INVESCO CLEANTECH ET|ETRS|E*Trade Securities LLC|1096
PZD|INVESCO CLEANTECH ET|FIDT|Fidelity Clearing Canada ULC./ CDS|13488
PZD|INVESCO CLEANTECH ET|FMAF|NBCN Inc./ CDS|40
PZD|INVESCO CLEANTECH ET|FTBR|Foliofn Investments, Inc.|243
PZD|INVESCO CLEANTECH ET|GLIS|TD Securities Inc|189
PZD|INVESCO CLEANTECH ET|HRBF|American Enterprise Investment Services Inc.|1810
PZD|INVESCO CLEANTECH ET|IATS|INTERACTIVE BROKERS LLC|54
PZD|INVESCO CLEANTECH ET|IBKR|Interactive Brokers Llc|325
PZD|INVESCO CLEANTECH ET|INCA|INSTINET, LLC|3
PZD|INVESCO CLEANTECH ET|JPMX|J.P. Morgan Securities LLC|1520
PZD|INVESCO CLEANTECH ET|JSEB|JANE STREET EXECUTION SERVICES, LLC|690
PZD|INVESCO CLEANTECH ET|JSJX|JANE STREET CAPITAL LLC|6989
PZD|INVESCO CLEANTECH ET|KCGM|VIRTU Americas LLC|3279
PZD|INVESCO CLEANTECH ET|LEHM|Barclays Capital Inc./Le|2600
PZD|INVESCO CLEANTECH ET|LIME|Lime Brokerage LLC|161
PZD|INVESCO CLEANTECH ET|LSCI|Lek Securities Corporation|250
PZD|INVESCO CLEANTECH ET|MACC|Mid Atlantic Capital Corporation|6
PZD|INVESCO CLEANTECH ET|MCMF|Raymond James Ltd. Cds|35
PZD|INVESCO CLEANTECH ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
PZD|INVESCO CLEANTECH ET|MOTF|MOTIF INVESTING, INC.|1
PZD|INVESCO CLEANTECH ET|MSCO|MORGAN STANLEY & CO. LLC|4410
PZD|INVESCO CLEANTECH ET|MSPL|MORGAN STANLEY & CO. LLC|800
PZD|INVESCO CLEANTECH ET|NFSC|National Financial Services LLC|9914
PZD|INVESCO CLEANTECH ET|NITE|VIRTU Americas LLC|14627
PZD|INVESCO CLEANTECH ET|NTBF|BMO Nesbitt Burns Inc./CDS|613
PZD|INVESCO CLEANTECH ET|PWJC|UBS Financial Services, Inc.|475
PZD|INVESCO CLEANTECH ET|RBCM|RBC CAPITAL MARKETS, LLC|990
PZD|INVESCO CLEANTECH ET|SAGL|SAGETRADER, LLC|200
PZD|INVESCO CLEANTECH ET|SALI|INTL FCSTONE FINANCIAL INC.|2
PZD|INVESCO CLEANTECH ET|SGMT|GOLDMAN SACHS & CO. LLC|500
PZD|INVESCO CLEANTECH ET|SWIM|TD Ameritrade, Inc.|10
PZD|INVESCO CLEANTECH ET|UBSA|UBS SECURITIES LLC|4012
PZD|INVESCO CLEANTECH ET|UBSS|UBS Securities LLC|5101
PZD|INVESCO CLEANTECH ET|VGRD|Vanguard Marketing Corporation|306
PZD|INVESCO CLEANTECH ET|WCHV|WELLS FARGO SECURITIES, LLC|3390
PZD|INVESCO CLEANTECH ET|WGIF|CIBC World Markets Inc.|260
PZD|INVESCO CLEANTECH ET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28
PZD|INVESCO CLEANTECH ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|398
PZG|PARAMOUNT GOLD NV|APCC|Apex Clearing Corporation|20
PZG|PARAMOUNT GOLD NV|BATM|CBOE TRADING, INC.|400
PZG|PARAMOUNT GOLD NV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3534
PZG|PARAMOUNT GOLD NV|CXCX|CITIGROUP GLOBAL MARKETS INC.|686
PZG|PARAMOUNT GOLD NV|DBAB|Deutsche Bank Securities Inc.|500
PZG|PARAMOUNT GOLD NV|DBAX|Deutsche Bank Securities Inc.|2400
PZG|PARAMOUNT GOLD NV|DEGS|RONIN PROFESSIONAL LLC|500
PZG|PARAMOUNT GOLD NV|EBXL|EBX LLC|1400
PZG|PARAMOUNT GOLD NV|ECUT|CONVERGEX EXECUTION SOLUTIONS|1966
PZG|PARAMOUNT GOLD NV|EDJO|Edward D. Jones & Co., L.P.|8
PZG|PARAMOUNT GOLD NV|ETRS|E*Trade Securities LLC|29997
PZG|PARAMOUNT GOLD NV|FILL|Tradestation Securities, Inc.|4417
PZG|PARAMOUNT GOLD NV|FMAF|NBCN Inc./ CDS|1200
PZG|PARAMOUNT GOLD NV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|920
PZG|PARAMOUNT GOLD NV|FTBR|Foliofn Investments, Inc.|708
PZG|PARAMOUNT GOLD NV|GLIS|TD Securities Inc|3438
PZG|PARAMOUNT GOLD NV|GSCO|GOLDMAN SACHS & CO. LLC|6477
PZG|PARAMOUNT GOLD NV|GSCS|GOLDMAN SACHS & CO. LLC|1700
PZG|PARAMOUNT GOLD NV|GSLT|GOLDMAN SACHS & CO. LLC|100
PZG|PARAMOUNT GOLD NV|HRBF|American Enterprise Investment Services Inc.|15
PZG|PARAMOUNT GOLD NV|IATS|INTERACTIVE BROKERS LLC|1425
PZG|PARAMOUNT GOLD NV|IBKR|Interactive Brokers Llc|18569
PZG|PARAMOUNT GOLD NV|ICBX|INSTINET, LLC|2700
PZG|PARAMOUNT GOLD NV|INCA|INSTINET, LLC|92105
PZG|PARAMOUNT GOLD NV|ITGI|ITG Inc.|100
PZG|PARAMOUNT GOLD NV|ITGP|ITG INC.|2000
PZG|PARAMOUNT GOLD NV|JPMX|J.P. Morgan Securities LLC|2200
PZG|PARAMOUNT GOLD NV|KCGM|VIRTU Americas LLC|500
PZG|PARAMOUNT GOLD NV|LEHM|Barclays Capital Inc./Le|2000
PZG|PARAMOUNT GOLD NV|LIME|Lime Brokerage LLC|2932
PZG|PARAMOUNT GOLD NV|MAXM|Maxim Group LLC|5341
PZG|PARAMOUNT GOLD NV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|300
PZG|PARAMOUNT GOLD NV|MSCO|MORGAN STANLEY & CO. LLC|40598
PZG|PARAMOUNT GOLD NV|MSPL|MORGAN STANLEY & CO. LLC|200
PZG|PARAMOUNT GOLD NV|NATL|National Securities Corporation|25
PZG|PARAMOUNT GOLD NV|NFSC|National Financial Services LLC|63065
PZG|PARAMOUNT GOLD NV|NITE|VIRTU Americas LLC|125611
PZG|PARAMOUNT GOLD NV|NTBF|BMO Nesbitt Burns Inc./CDS|1500
PZG|PARAMOUNT GOLD NV|PDQM|CODA MARKETS, INC.|70
PZG|PARAMOUNT GOLD NV|RBCM|RBC CAPITAL MARKETS, LLC|25
PZG|PARAMOUNT GOLD NV|RGLD|Regal Securities, Inc|671
PZG|PARAMOUNT GOLD NV|SGMT|GOLDMAN SACHS & CO. LLC|1000
PZG|PARAMOUNT GOLD NV|SWIM|TD Ameritrade, Inc.|5678
PZG|PARAMOUNT GOLD NV|TKNG|ALLY INVEST SECURITIES LLC|475
PZG|PARAMOUNT GOLD NV|UBSA|UBS SECURITIES LLC|4118
PZG|PARAMOUNT GOLD NV|UBSS|UBS Securities LLC|15680
PZG|PARAMOUNT GOLD NV|VGRD|Vanguard Marketing Corporation|5000
PZG|PARAMOUNT GOLD NV|WCHV|WELLS FARGO SECURITIES, LLC|5129
PZG|PARAMOUNT GOLD NV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1363
PZG|PARAMOUNT GOLD NV|WGIF|CIBC World Markets Inc.|3208
PZG|PARAMOUNT GOLD NV|WSEA|WOLVERINE SECURITIES, LLC|146
PZG|PARAMOUNT GOLD NV|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
PZG|PARAMOUNT GOLD NV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|159
PZI|INVESCO ZACKS MICRO|APCC|Apex Clearing Corporation|25
PZI|INVESCO ZACKS MICRO|BARD|Robert W. Baird & Co. Incorporated|1
PZI|INVESCO ZACKS MICRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|72
PZI|INVESCO ZACKS MICRO|CHAS|Charles Schwab & Co., Inc.|1
PZI|INVESCO ZACKS MICRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|136
PZI|INVESCO ZACKS MICRO|EDJO|Edward D. Jones & Co., L.P.|98
PZI|INVESCO ZACKS MICRO|ETRS|E*Trade Securities LLC|468
PZI|INVESCO ZACKS MICRO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
PZI|INVESCO ZACKS MICRO|FTBR|Foliofn Investments, Inc.|476
PZI|INVESCO ZACKS MICRO|HRBF|American Enterprise Investment Services Inc.|3
PZI|INVESCO ZACKS MICRO|JSJX|JANE STREET CAPITAL LLC|937
PZI|INVESCO ZACKS MICRO|KCGM|VIRTU Americas LLC|1667
PZI|INVESCO ZACKS MICRO|LIME|Lime Brokerage LLC|33
PZI|INVESCO ZACKS MICRO|MSCO|MORGAN STANLEY & CO. LLC|194
PZI|INVESCO ZACKS MICRO|NFSC|National Financial Services LLC|2775
PZI|INVESCO ZACKS MICRO|NITE|VIRTU Americas LLC|856
PZI|INVESCO ZACKS MICRO|STFL|Stifel, Nicolaus & Company, Incorporated|5
PZI|INVESCO ZACKS MICRO|UBSA|UBS SECURITIES LLC|201
PZI|INVESCO ZACKS MICRO|UBSS|UBS Securities LLC|101
PZI|INVESCO ZACKS MICRO|VGRD|Vanguard Marketing Corporation|99
PZI|INVESCO ZACKS MICRO|WCHV|WELLS FARGO SECURITIES, LLC|8
PZI|INVESCO ZACKS MICRO|WSEA|WOLVERINE SECURITIES, LLC|1
PZI|INVESCO ZACKS MICRO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|480
PZN|PZENA INV MGMT CL A|ALTX|Alternet Securities Inc.|210
PZN|PZENA INV MGMT CL A|APCC|Apex Clearing Corporation|6
PZN|PZENA INV MGMT CL A|BATM|CBOE TRADING, INC.|288
PZN|PZENA INV MGMT CL A|BERN|Sanford C. Bernstein & Co., LLC|15322
PZN|PZENA INV MGMT CL A|BLKX|INSTINET, LLC|7800
PZN|PZENA INV MGMT CL A|BNPX|BNP PARIBAS SECURITIES CORP.|908
PZN|PZENA INV MGMT CL A|BYXM|CBOE TRADING, INC.|150
PZN|PZENA INV MGMT CL A|BZYD|GOLDMAN SACHS & CO. LLC|990
PZN|PZENA INV MGMT CL A|CHAS|Charles Schwab & Co., Inc.|602
PZN|PZENA INV MGMT CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7083
PZN|PZENA INV MGMT CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13349
PZN|PZENA INV MGMT CL A|CTDL|Citadel Derivatives Group Llc|249
PZN|PZENA INV MGMT CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|1486
PZN|PZENA INV MGMT CL A|DBAB|Deutsche Bank Securities Inc.|7263
PZN|PZENA INV MGMT CL A|DBAX|Deutsche Bank Securities Inc.|8900
PZN|PZENA INV MGMT CL A|DEGS|RONIN PROFESSIONAL LLC|2300
PZN|PZENA INV MGMT CL A|EBXL|EBX LLC|4200
PZN|PZENA INV MGMT CL A|EGAM|CBOE TRADING, INC.|550
PZN|PZENA INV MGMT CL A|EGXM|CBOE TRADING, INC.|104
PZN|PZENA INV MGMT CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
PZN|PZENA INV MGMT CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
PZN|PZENA INV MGMT CL A|ETRS|E*Trade Securities LLC|300
PZN|PZENA INV MGMT CL A|FMAF|NBCN Inc./ CDS|733
PZN|PZENA INV MGMT CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2365
PZN|PZENA INV MGMT CL A|FTBR|Foliofn Investments, Inc.|475
PZN|PZENA INV MGMT CL A|GLIS|TD Securities Inc|400
PZN|PZENA INV MGMT CL A|GLPX|ACS EXECUTION SERVICES, LLC|280
PZN|PZENA INV MGMT CL A|GSCO|GOLDMAN SACHS & CO. LLC|52171
PZN|PZENA INV MGMT CL A|GSLT|GOLDMAN SACHS & CO. LLC|98
PZN|PZENA INV MGMT CL A|GTSZ|GTS SECURITIES LLC|5214
PZN|PZENA INV MGMT CL A|IATS|INTERACTIVE BROKERS LLC|1667
PZN|PZENA INV MGMT CL A|IBKR|Interactive Brokers Llc|2844
PZN|PZENA INV MGMT CL A|ICBX|INSTINET, LLC|1950
PZN|PZENA INV MGMT CL A|IEQY|CITADEL SECURITIES LLC|1348
PZN|PZENA INV MGMT CL A|INCA|INSTINET, LLC|5494
PZN|PZENA INV MGMT CL A|INJX|INSTINET, LLC|20
PZN|PZENA INV MGMT CL A|ITGI|ITG Inc.|27708
PZN|PZENA INV MGMT CL A|ITGP|ITG INC.|32400
PZN|PZENA INV MGMT CL A|JEFF|JEFFERIES LLC|896
PZN|PZENA INV MGMT CL A|JONE|JonesTrading|637
PZN|PZENA INV MGMT CL A|JPBX|J.P. MORGAN SECURITIES LLC|200
PZN|PZENA INV MGMT CL A|JPMX|J.P. Morgan Securities LLC|6548
PZN|PZENA INV MGMT CL A|KCGM|VIRTU Americas LLC|1410
PZN|PZENA INV MGMT CL A|LEHM|Barclays Capital Inc./Le|12377
PZN|PZENA INV MGMT CL A|LIME|Lime Brokerage LLC|10145
PZN|PZENA INV MGMT CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9325
PZN|PZENA INV MGMT CL A|MSCO|MORGAN STANLEY & CO. LLC|24481
PZN|PZENA INV MGMT CL A|MSPL|MORGAN STANLEY & CO. LLC|3700
PZN|PZENA INV MGMT CL A|MSTX|MORGAN STANLEY & CO. LLC|400
PZN|PZENA INV MGMT CL A|NFSC|National Financial Services LLC|18017
PZN|PZENA INV MGMT CL A|NITE|VIRTU Americas LLC|33461
PZN|PZENA INV MGMT CL A|NQRB|Brut, LLC|172
PZN|PZENA INV MGMT CL A|PDQM|CODA MARKETS, INC.|660
PZN|PZENA INV MGMT CL A|SBSH|Citigroup Global Markets Inc.|7204
PZN|PZENA INV MGMT CL A|SGMT|GOLDMAN SACHS & CO. LLC|6459
PZN|PZENA INV MGMT CL A|SWIM|TD Ameritrade, Inc.|2133
PZN|PZENA INV MGMT CL A|TRBT|Tradebot Systems, Inc.|1594
PZN|PZENA INV MGMT CL A|TRCM|TRC MARKETS LLC|441
PZN|PZENA INV MGMT CL A|UBSA|UBS SECURITIES LLC|27912
PZN|PZENA INV MGMT CL A|UBSS|UBS Securities LLC|24332
PZN|PZENA INV MGMT CL A|VALX|VIRTU AMERICAS LLC|1551
PZN|PZENA INV MGMT CL A|VERT|The Vertical Trading Group, LLC|4300
PZN|PZENA INV MGMT CL A|VGRD|Vanguard Marketing Corporation|5121
PZN|PZENA INV MGMT CL A|WCHV|WELLS FARGO SECURITIES, LLC|361
PZN|PZENA INV MGMT CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|173
PZN|PZENA INV MGMT CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|373
PZN|PZENA INV MGMT CL A|WGIF|CIBC World Markets Inc.|5970
PZN|PZENA INV MGMT CL A|WSEA|WOLVERINE SECURITIES, LLC|428
PZN|PZENA INV MGMT CL A|XIST|INSTINET, LLC|1400
PZN|PZENA INV MGMT CL A|XPQR|Jump Trading|100
PZN|PZENA INV MGMT CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
PZN|PZENA INV MGMT CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
PZT|INVESCO INS NY|APCC|Apex Clearing Corporation|24
PZT|INVESCO INS NY|BATM|CBOE TRADING, INC.|3274
PZT|INVESCO INS NY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2771
PZT|INVESCO INS NY|CHAS|Charles Schwab & Co., Inc.|1
PZT|INVESCO INS NY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2164
PZT|INVESCO INS NY|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
PZT|INVESCO INS NY|DBAX|Deutsche Bank Securities Inc.|400
PZT|INVESCO INS NY|DEAN|MORGAN STANLEY|100
PZT|INVESCO INS NY|EBXL|EBX LLC|1000
PZT|INVESCO INS NY|EDJO|Edward D. Jones & Co., L.P.|1521
PZT|INVESCO INS NY|ETRS|E*Trade Securities LLC|321
PZT|INVESCO INS NY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22338
PZT|INVESCO INS NY|FTBR|Foliofn Investments, Inc.|15
PZT|INVESCO INS NY|GSCO|GOLDMAN SACHS & CO. LLC|1200
PZT|INVESCO INS NY|HRBF|American Enterprise Investment Services Inc.|3962
PZT|INVESCO INS NY|ICBX|INSTINET, LLC|2900
PZT|INVESCO INS NY|JPMX|J.P. Morgan Securities LLC|450
PZT|INVESCO INS NY|JSJX|JANE STREET CAPITAL LLC|20594
PZT|INVESCO INS NY|KCGM|VIRTU Americas LLC|1741
PZT|INVESCO INS NY|LEHM|Barclays Capital Inc./Le|600
PZT|INVESCO INS NY|LIME|Lime Brokerage LLC|1420
PZT|INVESCO INS NY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
PZT|INVESCO INS NY|MSCO|MORGAN STANLEY & CO. LLC|3471
PZT|INVESCO INS NY|NFSC|National Financial Services LLC|3155
PZT|INVESCO INS NY|NITE|VIRTU Americas LLC|5108
PZT|INVESCO INS NY|SGMT|GOLDMAN SACHS & CO. LLC|1075
PZT|INVESCO INS NY|TKNG|ALLY INVEST SECURITIES LLC|201
PZT|INVESCO INS NY|UBSA|UBS SECURITIES LLC|2380
PZT|INVESCO INS NY|UBSS|UBS Securities LLC|1966
PZT|INVESCO INS NY|VGRD|Vanguard Marketing Corporation|3
PZT|INVESCO INS NY|WCHV|WELLS FARGO SECURITIES, LLC|3244
PZT|INVESCO INS NY|WSEA|WOLVERINE SECURITIES, LLC|35
PZT|INVESCO INS NY|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
PZT|INVESCO INS NY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1078
PZZA|PAPA JOHN'S INTL  ##|ALTX|Alternet Securities Inc.|18266
PZZA|PAPA JOHN'S INTL  ##|ANOS|ABEL/NOSER, L.L.C.|1499
PZZA|PAPA JOHN'S INTL  ##|APCC|Apex Clearing Corporation|2894
PZZA|PAPA JOHN'S INTL  ##|BARD|Robert W. Baird & Co. Incorporated|10624
PZZA|PAPA JOHN'S INTL  ##|BATM|CBOE TRADING, INC.|6639
PZZA|PAPA JOHN'S INTL  ##|BAYT|BTIG, LLC|300
PZZA|PAPA JOHN'S INTL  ##|BBNT|BB&T SECURITIES, LLC|9486
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PZZA|PAPA JOHN'S INTL  ##|BIAD|SAGETRADER, LLC|207
PZZA|PAPA JOHN'S INTL  ##|BIDS|BIDS TRADING L.P.|5500
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PZZA|PAPA JOHN'S INTL  ##|BLKX|INSTINET, LLC|71400
PZZA|PAPA JOHN'S INTL  ##|BMOC|BMO Capital Markets Corp.|4844
PZZA|PAPA JOHN'S INTL  ##|BNPX|BNP PARIBAS SECURITIES CORP.|22520
PZZA|PAPA JOHN'S INTL  ##|BTIG|BTIG, LLC|2653
PZZA|PAPA JOHN'S INTL  ##|BYXM|CBOE TRADING, INC.|4717
PZZA|PAPA JOHN'S INTL  ##|BZYD|GOLDMAN SACHS & CO. LLC|200
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PZZA|PAPA JOHN'S INTL  ##|CHAS|Charles Schwab & Co., Inc.|1324
PZZA|PAPA JOHN'S INTL  ##|CIST|Capital Institutional Services, Inc.|25
PZZA|PAPA JOHN'S INTL  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|150224
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PZZA|PAPA JOHN'S INTL  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5491
PZZA|PAPA JOHN'S INTL  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|463811
PZZA|PAPA JOHN'S INTL  ##|CTDL|Citadel Derivatives Group Llc|9016
PZZA|PAPA JOHN'S INTL  ##|CTLR|CUTLER GROUP, LP|10572
PZZA|PAPA JOHN'S INTL  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|43794
PZZA|PAPA JOHN'S INTL  ##|DBAB|Deutsche Bank Securities Inc.|456625
PZZA|PAPA JOHN'S INTL  ##|DBAX|Deutsche Bank Securities Inc.|458700
PZZA|PAPA JOHN'S INTL  ##|DBUL|Deutsche Bank Securities Inc.|757
PZZA|PAPA JOHN'S INTL  ##|DEAN|MORGAN STANLEY|4054
PZZA|PAPA JOHN'S INTL  ##|DEGS|RONIN PROFESSIONAL LLC|3955
PZZA|PAPA JOHN'S INTL  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20135
PZZA|PAPA JOHN'S INTL  ##|EBXL|EBX LLC|193200
PZZA|PAPA JOHN'S INTL  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|16566
PZZA|PAPA JOHN'S INTL  ##|EDJO|Edward D. Jones & Co., L.P.|1094
PZZA|PAPA JOHN'S INTL  ##|EGAM|CBOE TRADING, INC.|15759
PZZA|PAPA JOHN'S INTL  ##|EGMT|EG MARKET TECHNOLOGIES LLC|1445
PZZA|PAPA JOHN'S INTL  ##|EGXM|CBOE TRADING, INC.|7885
PZZA|PAPA JOHN'S INTL  ##|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|400
PZZA|PAPA JOHN'S INTL  ##|ETBE|Electronic Transaction Clearing, Inc.|40035
PZZA|PAPA JOHN'S INTL  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2832
PZZA|PAPA JOHN'S INTL  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50717
PZZA|PAPA JOHN'S INTL  ##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1081
PZZA|PAPA JOHN'S INTL  ##|ETRS|E*Trade Securities LLC|482404
PZZA|PAPA JOHN'S INTL  ##|FBCO|Credit Suisse Securities (USA) LLC|829300
PZZA|PAPA JOHN'S INTL  ##|FILL|Tradestation Securities, Inc.|10027
PZZA|PAPA JOHN'S INTL  ##|FMAF|NBCN Inc./ CDS|78
PZZA|PAPA JOHN'S INTL  ##|FOMA|TD AMERITRADE CLEARING, INC.|275934
PZZA|PAPA JOHN'S INTL  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|68398
PZZA|PAPA JOHN'S INTL  ##|FQLS|Quantlab Securities LP|471856
PZZA|PAPA JOHN'S INTL  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104157
PZZA|PAPA JOHN'S INTL  ##|FTBR|Foliofn Investments, Inc.|405
PZZA|PAPA JOHN'S INTL  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|102197
PZZA|PAPA JOHN'S INTL  ##|GLPX|ACS EXECUTION SERVICES, LLC|175466
PZZA|PAPA JOHN'S INTL  ##|GSCO|GOLDMAN SACHS & CO. LLC|1153483
PZZA|PAPA JOHN'S INTL  ##|GSCS|GOLDMAN SACHS & CO. LLC|57297
PZZA|PAPA JOHN'S INTL  ##|GSLT|GOLDMAN SACHS & CO. LLC|11893
PZZA|PAPA JOHN'S INTL  ##|GTSZ|GTS SECURITIES LLC|95072
PZZA|PAPA JOHN'S INTL  ##|HAPX|HAP Trading, LLC|8176
PZZA|PAPA JOHN'S INTL  ##|HRBF|American Enterprise Investment Services Inc.|1691
PZZA|PAPA JOHN'S INTL  ##|HSBC|HSBC Securities, Inc.|82000
PZZA|PAPA JOHN'S INTL  ##|IATS|INTERACTIVE BROKERS LLC|36511
PZZA|PAPA JOHN'S INTL  ##|IBKR|Interactive Brokers Llc|107411
PZZA|PAPA JOHN'S INTL  ##|IBSJ|Integrity Brokerage Services, Inc.|400
PZZA|PAPA JOHN'S INTL  ##|ICBX|INSTINET, LLC|76932
PZZA|PAPA JOHN'S INTL  ##|IEQY|CITADEL SECURITIES LLC|125243
PZZA|PAPA JOHN'S INTL  ##|IMPC|Imperial Capital, LLC|7000
PZZA|PAPA JOHN'S INTL  ##|INCA|INSTINET, LLC|743416
PZZA|PAPA JOHN'S INTL  ##|INJX|INSTINET, LLC|52244
PZZA|PAPA JOHN'S INTL  ##|ITGI|ITG Inc.|32318
PZZA|PAPA JOHN'S INTL  ##|ITGP|ITG INC.|123400
PZZA|PAPA JOHN'S INTL  ##|JEFF|JEFFERIES LLC|248138
PZZA|PAPA JOHN'S INTL  ##|JMPT|JUMP TRADING, LLC|118915
PZZA|PAPA JOHN'S INTL  ##|JONE|JonesTrading|300
PZZA|PAPA JOHN'S INTL  ##|JPBX|J.P. MORGAN SECURITIES LLC|129345
PZZA|PAPA JOHN'S INTL  ##|JPMX|J.P. Morgan Securities LLC|796764
PZZA|PAPA JOHN'S INTL  ##|JSJX|JANE STREET CAPITAL LLC|10848
PZZA|PAPA JOHN'S INTL  ##|KCGM|VIRTU Americas LLC|72199
PZZA|PAPA JOHN'S INTL  ##|LEHM|Barclays Capital Inc./Le|754813
PZZA|PAPA JOHN'S INTL  ##|LIME|Lime Brokerage LLC|193100
PZZA|PAPA JOHN'S INTL  ##|LIWD|LIME BROKERAGE LLC|121
PZZA|PAPA JOHN'S INTL  ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|289542
PZZA|PAPA JOHN'S INTL  ##|LQNA|LIQUIDNET, INC.|51600
PZZA|PAPA JOHN'S INTL  ##|LQNB|LIQUIDNET, INC.|5500
PZZA|PAPA JOHN'S INTL  ##|LSCI|Lek Securities Corporation|100
PZZA|PAPA JOHN'S INTL  ##|MACC|Mid Atlantic Capital Corporation|41
PZZA|PAPA JOHN'S INTL  ##|MACQ|Macquarie Capital (USA) Inc.|2600
PZZA|PAPA JOHN'S INTL  ##|MAXM|Maxim Group LLC|1461
PZZA|PAPA JOHN'S INTL  ##|MCMF|Raymond James Ltd. Cds|200
PZZA|PAPA JOHN'S INTL  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|201922
PZZA|PAPA JOHN'S INTL  ##|MOTF|MOTIF INVESTING, INC.|2
PZZA|PAPA JOHN'S INTL  ##|MSCO|MORGAN STANLEY & CO. LLC|2545391
PZZA|PAPA JOHN'S INTL  ##|MSPL|MORGAN STANLEY & CO. LLC|603800
PZZA|PAPA JOHN'S INTL  ##|MSTX|MORGAN STANLEY & CO. LLC|232000
PZZA|PAPA JOHN'S INTL  ##|NFSC|National Financial Services LLC|183052
PZZA|PAPA JOHN'S INTL  ##|NITE|VIRTU Americas LLC|552215
PZZA|PAPA JOHN'S INTL  ##|NITP|VIRTU Americas LLC|3121
PZZA|PAPA JOHN'S INTL  ##|NMRA|Nomura Securities International, Inc.|300
PZZA|PAPA JOHN'S INTL  ##|NQRB|Brut, LLC|9745
PZZA|PAPA JOHN'S INTL  ##|OPCO|Oppenheimer & Co. Inc.|900
PZZA|PAPA JOHN'S INTL  ##|PDQM|CODA MARKETS, INC.|301353
PZZA|PAPA JOHN'S INTL  ##|PHLY|NASDAQ Execution Services, LLC|2800
PZZA|PAPA JOHN'S INTL  ##|PINT|PRECISION SECURITIES, LLC|600
PZZA|PAPA JOHN'S INTL  ##|PWJC|UBS Financial Services, Inc.|400
PZZA|PAPA JOHN'S INTL  ##|RAJA|Raymond James & Associates, Inc.|2373
PZZA|PAPA JOHN'S INTL  ##|RBCM|RBC CAPITAL MARKETS, LLC|963
PZZA|PAPA JOHN'S INTL  ##|SAGL|SAGETRADER, LLC|36225
PZZA|PAPA JOHN'S INTL  ##|SAGW|SAGETRADER, LLC|100
PZZA|PAPA JOHN'S INTL  ##|SBSH|Citigroup Global Markets Inc.|272063
PZZA|PAPA JOHN'S INTL  ##|SCMC|Scotia Capital Markets (USA) Inc.|200
PZZA|PAPA JOHN'S INTL  ##|SGMT|GOLDMAN SACHS & CO. LLC|177494
PZZA|PAPA JOHN'S INTL  ##|SPDR|SPEEDROUTE LLC|8514
PZZA|PAPA JOHN'S INTL  ##|SPHN|Stephens Inc.|3200
PZZA|PAPA JOHN'S INTL  ##|SPTD|MINT GLOBAL MARKETS, INC.|100
PZZA|PAPA JOHN'S INTL  ##|STFL|Stifel, Nicolaus & Company, Incorporated|5679
PZZA|PAPA JOHN'S INTL  ##|STKP|STOCKPILE INVESTMENTS, INC.|132
PZZA|PAPA JOHN'S INTL  ##|STXG|Stockcross Financial Services, Inc.|50
PZZA|PAPA JOHN'S INTL  ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|299
PZZA|PAPA JOHN'S INTL  ##|SWIM|TD Ameritrade, Inc.|119130
PZZA|PAPA JOHN'S INTL  ##|SWST|Hilltop Securities Inc.|311
PZZA|PAPA JOHN'S INTL  ##|TKNG|ALLY INVEST SECURITIES LLC|3471
PZZA|PAPA JOHN'S INTL  ##|TONC|CUTTONE & CO., LLC|4534
PZZA|PAPA JOHN'S INTL  ##|TRBT|Tradebot Systems, Inc.|317813
PZZA|PAPA JOHN'S INTL  ##|TRCM|TRC MARKETS LLC|129750
PZZA|PAPA JOHN'S INTL  ##|TWTT|TASTYWORKS, INC.|600
PZZA|PAPA JOHN'S INTL  ##|UBSA|UBS SECURITIES LLC|733469
PZZA|PAPA JOHN'S INTL  ##|UBSS|UBS Securities LLC|1258024
PZZA|PAPA JOHN'S INTL  ##|VALX|VIRTU AMERICAS LLC|13532
PZZA|PAPA JOHN'S INTL  ##|VGRD|Vanguard Marketing Corporation|6006
PZZA|PAPA JOHN'S INTL  ##|VSIN|Vision Financial Markets Llc|200
PZZA|PAPA JOHN'S INTL  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|800
PZZA|PAPA JOHN'S INTL  ##|WCHV|WELLS FARGO SECURITIES, LLC|71022
PZZA|PAPA JOHN'S INTL  ##|WDNX|WEEDEN & CO.L.P.|328
PZZA|PAPA JOHN'S INTL  ##|WEDB|WEDBUSH SECURITIES INC.|51712
PZZA|PAPA JOHN'S INTL  ##|WEED|Weeden & Co.L.P.|500
PZZA|PAPA JOHN'S INTL  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10969
PZZA|PAPA JOHN'S INTL  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31475
PZZA|PAPA JOHN'S INTL  ##|WGIF|CIBC World Markets Inc.|5379
PZZA|PAPA JOHN'S INTL  ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
PZZA|PAPA JOHN'S INTL  ##|WSEA|WOLVERINE SECURITIES, LLC|5577
PZZA|PAPA JOHN'S INTL  ##|XIST|INSTINET, LLC|114200
PZZA|PAPA JOHN'S INTL  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|80290
PZZA|PAPA JOHN'S INTL  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|21634
PZZA|PAPA JOHN'S INTL  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1504
QABA|QTEC FIRST TRUST ETF|APCC|Apex Clearing Corporation|9
QABA|QTEC FIRST TRUST ETF|BANK|Primevest Financial Services, Inc.|327
QABA|QTEC FIRST TRUST ETF|BARD|Robert W. Baird & Co. Incorporated|919
QABA|QTEC FIRST TRUST ETF|BATM|CBOE TRADING, INC.|2
QABA|QTEC FIRST TRUST ETF|BBNT|BB&T SECURITIES, LLC|359
QABA|QTEC FIRST TRUST ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1674
QABA|QTEC FIRST TRUST ETF|BTIG|BTIG, LLC|389
QABA|QTEC FIRST TRUST ETF|BYXM|CBOE TRADING, INC.|100
QABA|QTEC FIRST TRUST ETF|CANT|Cantor Fitzgerald & Co.|40700
QABA|QTEC FIRST TRUST ETF|CHAS|Charles Schwab & Co., Inc.|1
QABA|QTEC FIRST TRUST ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2900
QABA|QTEC FIRST TRUST ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9965
QABA|QTEC FIRST TRUST ETF|CTDL|Citadel Derivatives Group Llc|60
QABA|QTEC FIRST TRUST ETF|DADA|D.A. Davidson & Co.|244
QABA|QTEC FIRST TRUST ETF|DBAB|Deutsche Bank Securities Inc.|20
QABA|QTEC FIRST TRUST ETF|DBAX|Deutsche Bank Securities Inc.|4500
QABA|QTEC FIRST TRUST ETF|DEAN|MORGAN STANLEY|7585
QABA|QTEC FIRST TRUST ETF|EBXL|EBX LLC|1400
QABA|QTEC FIRST TRUST ETF|EDJO|Edward D. Jones & Co., L.P.|146
QABA|QTEC FIRST TRUST ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|182
QABA|QTEC FIRST TRUST ETF|ETRS|E*Trade Securities LLC|4590
QABA|QTEC FIRST TRUST ETF|FBCO|Credit Suisse Securities (USA) LLC|50258
QABA|QTEC FIRST TRUST ETF|FCST|INTL FCSTONE FINANCIAL INC.|2400
QABA|QTEC FIRST TRUST ETF|FOMA|TD AMERITRADE CLEARING, INC.|26597
QABA|QTEC FIRST TRUST ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|457
QABA|QTEC FIRST TRUST ETF|FTBR|Foliofn Investments, Inc.|5
QABA|QTEC FIRST TRUST ETF|GBMT|GBM International, Inc.|4275
QABA|QTEC FIRST TRUST ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|758
QABA|QTEC FIRST TRUST ETF|GLPX|ACS EXECUTION SERVICES, LLC|500
QABA|QTEC FIRST TRUST ETF|GSCO|GOLDMAN SACHS & CO. LLC|36601
QABA|QTEC FIRST TRUST ETF|GSCS|GOLDMAN SACHS & CO. LLC|891
QABA|QTEC FIRST TRUST ETF|GSLT|GOLDMAN SACHS & CO. LLC|500
QABA|QTEC FIRST TRUST ETF|GTSZ|GTS SECURITIES LLC|500
QABA|QTEC FIRST TRUST ETF|HRBF|American Enterprise Investment Services Inc.|8490
QABA|QTEC FIRST TRUST ETF|IATS|INTERACTIVE BROKERS LLC|975
QABA|QTEC FIRST TRUST ETF|IBKR|Interactive Brokers Llc|4248
QABA|QTEC FIRST TRUST ETF|ICBX|INSTINET, LLC|1900
QABA|QTEC FIRST TRUST ETF|INCA|INSTINET, LLC|6293
QABA|QTEC FIRST TRUST ETF|JANY|Janney Montgomery Scott Inc.|680
QABA|QTEC FIRST TRUST ETF|JPMX|J.P. Morgan Securities LLC|11432
QABA|QTEC FIRST TRUST ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|53174
QABA|QTEC FIRST TRUST ETF|JSJX|JANE STREET CAPITAL LLC|191335
QABA|QTEC FIRST TRUST ETF|KCGM|VIRTU Americas LLC|7262
QABA|QTEC FIRST TRUST ETF|LEHM|Barclays Capital Inc./Le|4150
QABA|QTEC FIRST TRUST ETF|LIME|Lime Brokerage LLC|10594
QABA|QTEC FIRST TRUST ETF|MACC|Mid Atlantic Capital Corporation|58
QABA|QTEC FIRST TRUST ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16224
QABA|QTEC FIRST TRUST ETF|MOTF|MOTIF INVESTING, INC.|1
QABA|QTEC FIRST TRUST ETF|MSCO|MORGAN STANLEY & CO. LLC|98077
QABA|QTEC FIRST TRUST ETF|MSPL|MORGAN STANLEY & CO. LLC|3600
QABA|QTEC FIRST TRUST ETF|NFSC|National Financial Services LLC|28777
QABA|QTEC FIRST TRUST ETF|NITE|VIRTU Americas LLC|54726
QABA|QTEC FIRST TRUST ETF|NQRB|Brut, LLC|100
QABA|QTEC FIRST TRUST ETF|OPCO|Oppenheimer & Co. Inc.|996
QABA|QTEC FIRST TRUST ETF|PDQM|CODA MARKETS, INC.|6713
QABA|QTEC FIRST TRUST ETF|RAJA|Raymond James & Associates, Inc.|3621
QABA|QTEC FIRST TRUST ETF|RBCM|RBC CAPITAL MARKETS, LLC|7712
QABA|QTEC FIRST TRUST ETF|SALI|INTL FCSTONE FINANCIAL INC.|3
QABA|QTEC FIRST TRUST ETF|SBSH|Citigroup Global Markets Inc.|136
QABA|QTEC FIRST TRUST ETF|SGMT|GOLDMAN SACHS & CO. LLC|13458
QABA|QTEC FIRST TRUST ETF|STFL|Stifel, Nicolaus & Company, Incorporated|4913
QABA|QTEC FIRST TRUST ETF|SWIM|TD Ameritrade, Inc.|822
QABA|QTEC FIRST TRUST ETF|SWST|Hilltop Securities Inc.|140
QABA|QTEC FIRST TRUST ETF|TRCM|TRC MARKETS LLC|200
QABA|QTEC FIRST TRUST ETF|UBSA|UBS SECURITIES LLC|24444
QABA|QTEC FIRST TRUST ETF|UBSS|UBS Securities LLC|91879
QABA|QTEC FIRST TRUST ETF|VGRD|Vanguard Marketing Corporation|746
QABA|QTEC FIRST TRUST ETF|WBET|Wallachbeth Capital LLC|52900
QABA|QTEC FIRST TRUST ETF|WCHV|WELLS FARGO SECURITIES, LLC|22440
QABA|QTEC FIRST TRUST ETF|WEDB|WEDBUSH SECURITIES INC.|60
QABA|QTEC FIRST TRUST ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|413
QABA|QTEC FIRST TRUST ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|230
QABA|QTEC FIRST TRUST ETF|WGIF|CIBC World Markets Inc.|143
QABA|QTEC FIRST TRUST ETF|WSEA|WOLVERINE SECURITIES, LLC|1378
QABA|QTEC FIRST TRUST ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19350
QADA|QAD INC.|ALTX|Alternet Securities Inc.|299
QADA|QAD INC.|APCC|Apex Clearing Corporation|35
QADA|QAD INC.|BATM|CBOE TRADING, INC.|1044
QADA|QAD INC.|BERN|Sanford C. Bernstein & Co., LLC|10576
QADA|QAD INC.|BLKX|INSTINET, LLC|20000
QADA|QAD INC.|BMOC|BMO Capital Markets Corp.|1616
QADA|QAD INC.|BNPX|BNP PARIBAS SECURITIES CORP.|665
QADA|QAD INC.|BTIG|BTIG, LLC|1464
QADA|QAD INC.|BYXM|CBOE TRADING, INC.|100
QADA|QAD INC.|BZYD|GOLDMAN SACHS & CO. LLC|1132
QADA|QAD INC.|CHAS|Charles Schwab & Co., Inc.|2
QADA|QAD INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11862
QADA|QAD INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|975
QADA|QAD INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|346
QADA|QAD INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20575
QADA|QAD INC.|CTDL|Citadel Derivatives Group Llc|595
QADA|QAD INC.|CTLR|CUTLER GROUP, LP|200
QADA|QAD INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|8688
QADA|QAD INC.|DADA|D.A. Davidson & Co.|43
QADA|QAD INC.|DBAB|Deutsche Bank Securities Inc.|50283
QADA|QAD INC.|DBAX|Deutsche Bank Securities Inc.|13000
QADA|QAD INC.|DEAN|MORGAN STANLEY|3400
QADA|QAD INC.|DEGS|RONIN PROFESSIONAL LLC|4875
QADA|QAD INC.|EBXL|EBX LLC|6300
QADA|QAD INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2584
QADA|QAD INC.|EGAM|CBOE TRADING, INC.|200
QADA|QAD INC.|EGXM|CBOE TRADING, INC.|304
QADA|QAD INC.|ETBE|Electronic Transaction Clearing, Inc.|200
QADA|QAD INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|714
QADA|QAD INC.|ETRS|E*Trade Securities LLC|38166
QADA|QAD INC.|FBCO|Credit Suisse Securities (USA) LLC|55447
QADA|QAD INC.|FILL|Tradestation Securities, Inc.|400
QADA|QAD INC.|FOMA|TD AMERITRADE CLEARING, INC.|57751
QADA|QAD INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|108
QADA|QAD INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14100
QADA|QAD INC.|FTBR|Foliofn Investments, Inc.|105
QADA|QAD INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|7125
QADA|QAD INC.|GLPX|ACS EXECUTION SERVICES, LLC|1162
QADA|QAD INC.|GSCO|GOLDMAN SACHS & CO. LLC|134220
QADA|QAD INC.|GSCS|GOLDMAN SACHS & CO. LLC|3476
QADA|QAD INC.|GTSZ|GTS SECURITIES LLC|714
QADA|QAD INC.|IATS|INTERACTIVE BROKERS LLC|433
QADA|QAD INC.|IBKR|Interactive Brokers Llc|8424
QADA|QAD INC.|ICBX|INSTINET, LLC|4100
QADA|QAD INC.|IEQY|CITADEL SECURITIES LLC|8428
QADA|QAD INC.|INCA|INSTINET, LLC|38619
QADA|QAD INC.|INJX|INSTINET, LLC|1034
QADA|QAD INC.|ITGI|ITG Inc.|27138
QADA|QAD INC.|ITGP|ITG INC.|22800
QADA|QAD INC.|JEFF|JEFFERIES LLC|3538
QADA|QAD INC.|JPBX|J.P. MORGAN SECURITIES LLC|2896
QADA|QAD INC.|JPMX|J.P. Morgan Securities LLC|40780
QADA|QAD INC.|JSJX|JANE STREET CAPITAL LLC|100
QADA|QAD INC.|KCGM|VIRTU Americas LLC|2061
QADA|QAD INC.|LEHM|Barclays Capital Inc./Le|44788
QADA|QAD INC.|LIME|Lime Brokerage LLC|37461
QADA|QAD INC.|LMGP|LIME BROKERAGE LLC|638
QADA|QAD INC.|MACQ|Macquarie Capital (USA) Inc.|800
QADA|QAD INC.|MAXM|Maxim Group LLC|785
QADA|QAD INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15980
QADA|QAD INC.|MSCO|MORGAN STANLEY & CO. LLC|152983
QADA|QAD INC.|MSPL|MORGAN STANLEY & CO. LLC|24800
QADA|QAD INC.|MSTX|MORGAN STANLEY & CO. LLC|200
QADA|QAD INC.|NFSC|National Financial Services LLC|8354
QADA|QAD INC.|NITE|VIRTU Americas LLC|32296
QADA|QAD INC.|NQRB|Brut, LLC|226
QADA|QAD INC.|PDQM|CODA MARKETS, INC.|2390
QADA|QAD INC.|SAGW|SAGETRADER, LLC|65
QADA|QAD INC.|SBSH|Citigroup Global Markets Inc.|35473
QADA|QAD INC.|SGMT|GOLDMAN SACHS & CO. LLC|4253
QADA|QAD INC.|SPDR|SPEEDROUTE LLC|2128
QADA|QAD INC.|SPTD|MINT GLOBAL MARKETS, INC.|10489
QADA|QAD INC.|SWIM|TD Ameritrade, Inc.|6285
QADA|QAD INC.|TRBT|Tradebot Systems, Inc.|2463
QADA|QAD INC.|TRCM|TRC MARKETS LLC|14079
QADA|QAD INC.|UBSA|UBS SECURITIES LLC|65136
QADA|QAD INC.|UBSS|UBS Securities LLC|79380
QADA|QAD INC.|VALX|VIRTU AMERICAS LLC|4143
QADA|QAD INC.|VGRD|Vanguard Marketing Corporation|60
QADA|QAD INC.|WBLR|WILLIAM BLAIR|200
QADA|QAD INC.|WCHV|WELLS FARGO SECURITIES, LLC|885
QADA|QAD INC.|WEED|Weeden & Co.L.P.|1020
QADA|QAD INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|600
QADA|QAD INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|578
QADA|QAD INC.|WSEA|WOLVERINE SECURITIES, LLC|2
QADA|QAD INC.|XIST|INSTINET, LLC|6950
QADA|QAD INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
QADA|QAD INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|205
QADB|Q A D INC CL B|ALTX|Alternet Securities Inc.|100
QADB|Q A D INC CL B|BATM|CBOE TRADING, INC.|310
QADB|Q A D INC CL B|BERN|Sanford C. Bernstein & Co., LLC|197
QADB|Q A D INC CL B|BYXM|CBOE TRADING, INC.|200
QADB|Q A D INC CL B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|935
QADB|Q A D INC CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2902
QADB|Q A D INC CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1251
QADB|Q A D INC CL B|CTDL|Citadel Derivatives Group Llc|75
QADB|Q A D INC CL B|DBAB|Deutsche Bank Securities Inc.|100
QADB|Q A D INC CL B|DBAX|Deutsche Bank Securities Inc.|700
QADB|Q A D INC CL B|EBXL|EBX LLC|300
QADB|Q A D INC CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|2198
QADB|Q A D INC CL B|ETRS|E*Trade Securities LLC|1832
QADB|Q A D INC CL B|FBCO|Credit Suisse Securities (USA) LLC|578
QADB|Q A D INC CL B|FOMA|TD AMERITRADE CLEARING, INC.|19099
QADB|Q A D INC CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|172
QADB|Q A D INC CL B|GEBB|GLOBAL EXECUTION BROKERS, LP|140
QADB|Q A D INC CL B|GLPX|ACS EXECUTION SERVICES, LLC|2709
QADB|Q A D INC CL B|GSCO|GOLDMAN SACHS & CO. LLC|200
QADB|Q A D INC CL B|GTSZ|GTS SECURITIES LLC|250
QADB|Q A D INC CL B|IBKR|Interactive Brokers Llc|2694
QADB|Q A D INC CL B|INCA|INSTINET, LLC|805
QADB|Q A D INC CL B|ITGI|ITG Inc.|100
QADB|Q A D INC CL B|LEHM|Barclays Capital Inc./Le|332
QADB|Q A D INC CL B|LIME|Lime Brokerage LLC|1276
QADB|Q A D INC CL B|MSCO|MORGAN STANLEY & CO. LLC|7626
QADB|Q A D INC CL B|NFSC|National Financial Services LLC|2698
QADB|Q A D INC CL B|NITE|VIRTU Americas LLC|9703
QADB|Q A D INC CL B|PDQM|CODA MARKETS, INC.|4631
QADB|Q A D INC CL B|SGMT|GOLDMAN SACHS & CO. LLC|100
QADB|Q A D INC CL B|SPDR|SPEEDROUTE LLC|450
QADB|Q A D INC CL B|SPTD|MINT GLOBAL MARKETS, INC.|410
QADB|Q A D INC CL B|SWIM|TD Ameritrade, Inc.|400
QADB|Q A D INC CL B|TRCM|TRC MARKETS LLC|1698
QADB|Q A D INC CL B|UBSA|UBS SECURITIES LLC|2334
QADB|Q A D INC CL B|UBSS|UBS Securities LLC|3011
QADB|Q A D INC CL B|WCHV|WELLS FARGO SECURITIES, LLC|100
QADB|Q A D INC CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1100
QADB|Q A D INC CL B|WSEA|WOLVERINE SECURITIES, LLC|1
QADB|Q A D INC CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|100
QAI|IQ HEDGE|APCC|Apex Clearing Corporation|1692
QAI|IQ HEDGE|BANK|Primevest Financial Services, Inc.|1063
QAI|IQ HEDGE|BARD|Robert W. Baird & Co. Incorporated|1230
QAI|IQ HEDGE|BATM|CBOE TRADING, INC.|200
QAI|IQ HEDGE|BBNT|BB&T SECURITIES, LLC|4274
QAI|IQ HEDGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|326
QAI|IQ HEDGE|CANT|Cantor Fitzgerald & Co.|13892
QAI|IQ HEDGE|CHAS|Charles Schwab & Co., Inc.|30
QAI|IQ HEDGE|CIST|Capital Institutional Services, Inc.|2302
QAI|IQ HEDGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2200
QAI|IQ HEDGE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2600
QAI|IQ HEDGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17484
QAI|IQ HEDGE|CSIN|Citadel Securities Institutional LLC|715579
QAI|IQ HEDGE|CTDL|Citadel Derivatives Group Llc|645723
QAI|IQ HEDGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
QAI|IQ HEDGE|DADA|D.A. Davidson & Co.|122
QAI|IQ HEDGE|DBAB|Deutsche Bank Securities Inc.|94
QAI|IQ HEDGE|DBAX|Deutsche Bank Securities Inc.|500
QAI|IQ HEDGE|DEAN|MORGAN STANLEY|39656
QAI|IQ HEDGE|EBXL|EBX LLC|800
QAI|IQ HEDGE|EDJO|Edward D. Jones & Co., L.P.|2084
QAI|IQ HEDGE|EGAM|CBOE TRADING, INC.|1235
QAI|IQ HEDGE|EGMT|EG MARKET TECHNOLOGIES LLC|200
QAI|IQ HEDGE|EGXM|CBOE TRADING, INC.|100
QAI|IQ HEDGE|ETRS|E*Trade Securities LLC|210
QAI|IQ HEDGE|FINX|FINTECH SECURITIES|250
QAI|IQ HEDGE|FMAF|NBCN Inc./ CDS|151
QAI|IQ HEDGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43
QAI|IQ HEDGE|FTBR|Foliofn Investments, Inc.|312
QAI|IQ HEDGE|GLPX|ACS EXECUTION SERVICES, LLC|103
QAI|IQ HEDGE|GSCO|GOLDMAN SACHS & CO. LLC|2340
QAI|IQ HEDGE|GTSZ|GTS SECURITIES LLC|100
QAI|IQ HEDGE|HRBF|American Enterprise Investment Services Inc.|89765
QAI|IQ HEDGE|IATS|INTERACTIVE BROKERS LLC|89
QAI|IQ HEDGE|IBKR|Interactive Brokers Llc|2494
QAI|IQ HEDGE|ICBX|INSTINET, LLC|100
QAI|IQ HEDGE|INCA|INSTINET, LLC|4042
QAI|IQ HEDGE|INJX|INSTINET, LLC|34
QAI|IQ HEDGE|ITGI|ITG Inc.|2935
QAI|IQ HEDGE|ITGP|ITG INC.|200
QAI|IQ HEDGE|JANY|Janney Montgomery Scott Inc.|6397
QAI|IQ HEDGE|JEFF|JEFFERIES LLC|827
QAI|IQ HEDGE|JPMX|J.P. Morgan Securities LLC|19358
QAI|IQ HEDGE|JSEB|JANE STREET EXECUTION SERVICES, LLC|11676
QAI|IQ HEDGE|JSJX|JANE STREET CAPITAL LLC|361325
QAI|IQ HEDGE|KCGM|VIRTU Americas LLC|4040
QAI|IQ HEDGE|LEHM|Barclays Capital Inc./Le|3200
QAI|IQ HEDGE|LIME|Lime Brokerage LLC|4343
QAI|IQ HEDGE|MACC|Mid Atlantic Capital Corporation|310
QAI|IQ HEDGE|MAXM|Maxim Group LLC|1400
QAI|IQ HEDGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
QAI|IQ HEDGE|MOTF|MOTIF INVESTING, INC.|3
QAI|IQ HEDGE|MSCO|MORGAN STANLEY & CO. LLC|230496
QAI|IQ HEDGE|MSPL|MORGAN STANLEY & CO. LLC|11000
QAI|IQ HEDGE|NFSC|National Financial Services LLC|169824
QAI|IQ HEDGE|NITE|VIRTU Americas LLC|321471
QAI|IQ HEDGE|NITP|VIRTU Americas LLC|7069
QAI|IQ HEDGE|PDQM|CODA MARKETS, INC.|18792
QAI|IQ HEDGE|PWJC|UBS Financial Services, Inc.|5833
QAI|IQ HEDGE|RBCM|RBC CAPITAL MARKETS, LLC|22726
QAI|IQ HEDGE|SBSH|Citigroup Global Markets Inc.|1
QAI|IQ HEDGE|SGMT|GOLDMAN SACHS & CO. LLC|2959
QAI|IQ HEDGE|STFL|Stifel, Nicolaus & Company, Incorporated|800
QAI|IQ HEDGE|STKP|STOCKPILE INVESTMENTS, INC.|512
QAI|IQ HEDGE|SWST|Hilltop Securities Inc.|12956
QAI|IQ HEDGE|UBSA|UBS SECURITIES LLC|15767
QAI|IQ HEDGE|UBSS|UBS Securities LLC|101078
QAI|IQ HEDGE|VERT|The Vertical Trading Group, LLC|375
QAI|IQ HEDGE|VGRD|Vanguard Marketing Corporation|2636
QAI|IQ HEDGE|WCHV|WELLS FARGO SECURITIES, LLC|20772
QAI|IQ HEDGE|WSEA|WOLVERINE SECURITIES, LLC|555
QAI|IQ HEDGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|448
QAI|IQ HEDGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17691
QARP|XTRACKERS RUSSELL 10|APCC|Apex Clearing Corporation|20
QARP|XTRACKERS RUSSELL 10|CROS|CREDIT SUISSE SECURITIES (USA) LLC|449
QARP|XTRACKERS RUSSELL 10|CSIN|Citadel Securities Institutional LLC|810
QARP|XTRACKERS RUSSELL 10|CTDL|Citadel Derivatives Group Llc|810
QARP|XTRACKERS RUSSELL 10|DBAX|Deutsche Bank Securities Inc.|100
QARP|XTRACKERS RUSSELL 10|EDJO|Edward D. Jones & Co., L.P.|2449
QARP|XTRACKERS RUSSELL 10|ETRS|E*Trade Securities LLC|827
QARP|XTRACKERS RUSSELL 10|GSLT|GOLDMAN SACHS & CO. LLC|370
QARP|XTRACKERS RUSSELL 10|IBKR|Interactive Brokers Llc|2
QARP|XTRACKERS RUSSELL 10|JSJX|JANE STREET CAPITAL LLC|10660
QARP|XTRACKERS RUSSELL 10|KCGM|VIRTU Americas LLC|1691
QARP|XTRACKERS RUSSELL 10|LEHM|Barclays Capital Inc./Le|200
QARP|XTRACKERS RUSSELL 10|MACC|Mid Atlantic Capital Corporation|295
QARP|XTRACKERS RUSSELL 10|MSCO|MORGAN STANLEY & CO. LLC|834
QARP|XTRACKERS RUSSELL 10|NFSC|National Financial Services LLC|18602
QARP|XTRACKERS RUSSELL 10|NITE|VIRTU Americas LLC|19590
QARP|XTRACKERS RUSSELL 10|NITP|VIRTU Americas LLC|200
QARP|XTRACKERS RUSSELL 10|RBCM|RBC CAPITAL MARKETS, LLC|2742
QARP|XTRACKERS RUSSELL 10|SBSH|Citigroup Global Markets Inc.|260
QARP|XTRACKERS RUSSELL 10|SWIM|TD Ameritrade, Inc.|300
QARP|XTRACKERS RUSSELL 10|TKNG|ALLY INVEST SECURITIES LLC|20
QARP|XTRACKERS RUSSELL 10|UBSA|UBS SECURITIES LLC|2211
QARP|XTRACKERS RUSSELL 10|UBSS|UBS Securities LLC|3350
QARP|XTRACKERS RUSSELL 10|VGRD|Vanguard Marketing Corporation|775
QARP|XTRACKERS RUSSELL 10|WCHV|WELLS FARGO SECURITIES, LLC|39
QAT|ISHRS MSCI QATAR|APCC|Apex Clearing Corporation|77
QAT|ISHRS MSCI QATAR|BYXM|CBOE TRADING, INC.|211
QAT|ISHRS MSCI QATAR|CANT|Cantor Fitzgerald & Co.|187
QAT|ISHRS MSCI QATAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|180
QAT|ISHRS MSCI QATAR|CTDL|Citadel Derivatives Group Llc|6524
QAT|ISHRS MSCI QATAR|DBAB|Deutsche Bank Securities Inc.|3556
QAT|ISHRS MSCI QATAR|DBAX|Deutsche Bank Securities Inc.|700
QAT|ISHRS MSCI QATAR|EBXL|EBX LLC|33300
QAT|ISHRS MSCI QATAR|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
QAT|ISHRS MSCI QATAR|ETRS|E*Trade Securities LLC|4392
QAT|ISHRS MSCI QATAR|FBCO|Credit Suisse Securities (USA) LLC|10347
QAT|ISHRS MSCI QATAR|FMAF|NBCN Inc./ CDS|116
QAT|ISHRS MSCI QATAR|FOMA|TD AMERITRADE CLEARING, INC.|3082
QAT|ISHRS MSCI QATAR|FTBR|Foliofn Investments, Inc.|8674
QAT|ISHRS MSCI QATAR|GSCO|GOLDMAN SACHS & CO. LLC|2960
QAT|ISHRS MSCI QATAR|GSLT|GOLDMAN SACHS & CO. LLC|1300
QAT|ISHRS MSCI QATAR|GTSZ|GTS SECURITIES LLC|3618
QAT|ISHRS MSCI QATAR|IATS|INTERACTIVE BROKERS LLC|200
QAT|ISHRS MSCI QATAR|IBKR|Interactive Brokers Llc|3863
QAT|ISHRS MSCI QATAR|ICBX|INSTINET, LLC|200
QAT|ISHRS MSCI QATAR|INCA|INSTINET, LLC|790
QAT|ISHRS MSCI QATAR|INJX|INSTINET, LLC|200
QAT|ISHRS MSCI QATAR|JANY|Janney Montgomery Scott Inc.|117
QAT|ISHRS MSCI QATAR|JEFF|JEFFERIES LLC|500
QAT|ISHRS MSCI QATAR|JONE|JonesTrading|17430
QAT|ISHRS MSCI QATAR|JPMX|J.P. Morgan Securities LLC|1742
QAT|ISHRS MSCI QATAR|JSEB|JANE STREET EXECUTION SERVICES, LLC|18000
QAT|ISHRS MSCI QATAR|JSJX|JANE STREET CAPITAL LLC|17829
QAT|ISHRS MSCI QATAR|KCGM|VIRTU Americas LLC|300
QAT|ISHRS MSCI QATAR|LEHM|Barclays Capital Inc./Le|200
QAT|ISHRS MSCI QATAR|LIME|Lime Brokerage LLC|9577
QAT|ISHRS MSCI QATAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30900
QAT|ISHRS MSCI QATAR|MSCO|MORGAN STANLEY & CO. LLC|8512
QAT|ISHRS MSCI QATAR|MSPL|MORGAN STANLEY & CO. LLC|900
QAT|ISHRS MSCI QATAR|NFSC|National Financial Services LLC|9355
QAT|ISHRS MSCI QATAR|NITE|VIRTU Americas LLC|22393
QAT|ISHRS MSCI QATAR|SBSH|Citigroup Global Markets Inc.|1224
QAT|ISHRS MSCI QATAR|SWIM|TD Ameritrade, Inc.|800
QAT|ISHRS MSCI QATAR|TRCM|TRC MARKETS LLC|200
QAT|ISHRS MSCI QATAR|UBSA|UBS SECURITIES LLC|5919
QAT|ISHRS MSCI QATAR|UBSS|UBS Securities LLC|11879
QAT|ISHRS MSCI QATAR|VGRD|Vanguard Marketing Corporation|2216
QAT|ISHRS MSCI QATAR|WCHV|WELLS FARGO SECURITIES, LLC|237
QAT|ISHRS MSCI QATAR|WEED|Weeden & Co.L.P.|600
QAT|ISHRS MSCI QATAR|WSEA|WOLVERINE SECURITIES, LLC|8
QBAK|QUALSTAR CORP|APCC|Apex Clearing Corporation|500
QBAK|QUALSTAR CORP|CHAS|Charles Schwab & Co., Inc.|3759
QBAK|QUALSTAR CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1050
QBAK|QUALSTAR CORP|DBAB|Deutsche Bank Securities Inc.|3807
QBAK|QUALSTAR CORP|DBAX|Deutsche Bank Securities Inc.|700
QBAK|QUALSTAR CORP|DBUL|Deutsche Bank Securities Inc.|700
QBAK|QUALSTAR CORP|DEGS|RONIN PROFESSIONAL LLC|1803
QBAK|QUALSTAR CORP|EBXL|EBX LLC|400
QBAK|QUALSTAR CORP|EDJO|Edward D. Jones & Co., L.P.|20
QBAK|QUALSTAR CORP|ETRS|E*Trade Securities LLC|19008
QBAK|QUALSTAR CORP|FBCO|Credit Suisse Securities (USA) LLC|1908
QBAK|QUALSTAR CORP|FOMA|TD AMERITRADE CLEARING, INC.|25248
QBAK|QUALSTAR CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
QBAK|QUALSTAR CORP|FTBR|Foliofn Investments, Inc.|22
QBAK|QUALSTAR CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|318
QBAK|QUALSTAR CORP|GSCO|GOLDMAN SACHS & CO. LLC|1062
QBAK|QUALSTAR CORP|GTSZ|GTS SECURITIES LLC|1196
QBAK|QUALSTAR CORP|IATS|INTERACTIVE BROKERS LLC|6200
QBAK|QUALSTAR CORP|IBKR|Interactive Brokers Llc|33200
QBAK|QUALSTAR CORP|INCA|INSTINET, LLC|5038
QBAK|QUALSTAR CORP|INJX|INSTINET, LLC|100
QBAK|QUALSTAR CORP|ITGI|ITG Inc.|1700
QBAK|QUALSTAR CORP|JANY|Janney Montgomery Scott Inc.|500
QBAK|QUALSTAR CORP|KCGM|VIRTU Americas LLC|50
QBAK|QUALSTAR CORP|LEHM|Barclays Capital Inc./Le|2125
QBAK|QUALSTAR CORP|LIME|Lime Brokerage LLC|8956
QBAK|QUALSTAR CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
QBAK|QUALSTAR CORP|MOTF|MOTIF INVESTING, INC.|1
QBAK|QUALSTAR CORP|MSCO|MORGAN STANLEY & CO. LLC|19576
QBAK|QUALSTAR CORP|MSPL|MORGAN STANLEY & CO. LLC|900
QBAK|QUALSTAR CORP|NEED|Needham & Company, LLC|4000
QBAK|QUALSTAR CORP|NFSC|National Financial Services LLC|31516
QBAK|QUALSTAR CORP|NITE|VIRTU Americas LLC|52979
QBAK|QUALSTAR CORP|RAJA|Raymond James & Associates, Inc.|250
QBAK|QUALSTAR CORP|SGMT|GOLDMAN SACHS & CO. LLC|830
QBAK|QUALSTAR CORP|SWST|Hilltop Securities Inc.|1900
QBAK|QUALSTAR CORP|TKNG|ALLY INVEST SECURITIES LLC|300
QBAK|QUALSTAR CORP|TRCM|TRC MARKETS LLC|1029
QBAK|QUALSTAR CORP|UBSA|UBS SECURITIES LLC|8339
QBAK|QUALSTAR CORP|UBSS|UBS Securities LLC|16564
QBAK|QUALSTAR CORP|VALX|VIRTU AMERICAS LLC|3985
QBAK|QUALSTAR CORP|VGRD|Vanguard Marketing Corporation|5054
QBAK|QUALSTAR CORP|WCHV|WELLS FARGO SECURITIES, LLC|3620
QBAK|QUALSTAR CORP|WEDB|WEDBUSH SECURITIES INC.|4977
QBAK|QUALSTAR CORP|WSEA|WOLVERINE SECURITIES, LLC|832
QBAK|QUALSTAR CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
QCAN|SPDR MSCI CANADA STR|APCC|Apex Clearing Corporation|3
QCAN|SPDR MSCI CANADA STR|BATM|CBOE TRADING, INC.|119
QCAN|SPDR MSCI CANADA STR|CHAS|Charles Schwab & Co., Inc.|1
QCAN|SPDR MSCI CANADA STR|ETRS|E*Trade Securities LLC|149
QCAN|SPDR MSCI CANADA STR|FTBR|Foliofn Investments, Inc.|9
QCAN|SPDR MSCI CANADA STR|GSLT|GOLDMAN SACHS & CO. LLC|200
QCAN|SPDR MSCI CANADA STR|JSJX|JANE STREET CAPITAL LLC|5606
QCAN|SPDR MSCI CANADA STR|MACC|Mid Atlantic Capital Corporation|158
QCAN|SPDR MSCI CANADA STR|MSCO|MORGAN STANLEY & CO. LLC|18
QCAN|SPDR MSCI CANADA STR|NFSC|National Financial Services LLC|465
QCAN|SPDR MSCI CANADA STR|NITE|VIRTU Americas LLC|648
QCLN|FRST TRST CL EDG GRN|APCC|Apex Clearing Corporation|2572
QCLN|FRST TRST CL EDG GRN|BANK|Primevest Financial Services, Inc.|3
QCLN|FRST TRST CL EDG GRN|BARD|Robert W. Baird & Co. Incorporated|329
QCLN|FRST TRST CL EDG GRN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|175
QCLN|FRST TRST CL EDG GRN|CANT|Cantor Fitzgerald & Co.|2460
QCLN|FRST TRST CL EDG GRN|CHAS|Charles Schwab & Co., Inc.|10
QCLN|FRST TRST CL EDG GRN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|202
QCLN|FRST TRST CL EDG GRN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1106
QCLN|FRST TRST CL EDG GRN|DBAB|Deutsche Bank Securities Inc.|6965
QCLN|FRST TRST CL EDG GRN|DBAX|Deutsche Bank Securities Inc.|300
QCLN|FRST TRST CL EDG GRN|DEAN|MORGAN STANLEY|824
QCLN|FRST TRST CL EDG GRN|EBXL|EBX LLC|1300
QCLN|FRST TRST CL EDG GRN|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
QCLN|FRST TRST CL EDG GRN|EDJO|Edward D. Jones & Co., L.P.|6870
QCLN|FRST TRST CL EDG GRN|ETRS|E*Trade Securities LLC|2229
QCLN|FRST TRST CL EDG GRN|FBCO|Credit Suisse Securities (USA) LLC|8953
QCLN|FRST TRST CL EDG GRN|FMAF|NBCN Inc./ CDS|500
QCLN|FRST TRST CL EDG GRN|FOMA|TD AMERITRADE CLEARING, INC.|77569
QCLN|FRST TRST CL EDG GRN|FTBR|Foliofn Investments, Inc.|51
QCLN|FRST TRST CL EDG GRN|GEBB|GLOBAL EXECUTION BROKERS, LP|150
QCLN|FRST TRST CL EDG GRN|GSLT|GOLDMAN SACHS & CO. LLC|1700
QCLN|FRST TRST CL EDG GRN|GTSZ|GTS SECURITIES LLC|340
QCLN|FRST TRST CL EDG GRN|HRBF|American Enterprise Investment Services Inc.|5062
QCLN|FRST TRST CL EDG GRN|IATS|INTERACTIVE BROKERS LLC|60
QCLN|FRST TRST CL EDG GRN|IBKR|Interactive Brokers Llc|6805
QCLN|FRST TRST CL EDG GRN|ICBX|INSTINET, LLC|100
QCLN|FRST TRST CL EDG GRN|JPMX|J.P. Morgan Securities LLC|1000
QCLN|FRST TRST CL EDG GRN|JSEB|JANE STREET EXECUTION SERVICES, LLC|63609
QCLN|FRST TRST CL EDG GRN|JSJX|JANE STREET CAPITAL LLC|19499
QCLN|FRST TRST CL EDG GRN|KCGM|VIRTU Americas LLC|3970
QCLN|FRST TRST CL EDG GRN|LEHM|Barclays Capital Inc./Le|2900
QCLN|FRST TRST CL EDG GRN|LIME|Lime Brokerage LLC|2171
QCLN|FRST TRST CL EDG GRN|LSCI|Lek Securities Corporation|50
QCLN|FRST TRST CL EDG GRN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
QCLN|FRST TRST CL EDG GRN|MOTF|MOTIF INVESTING, INC.|1
QCLN|FRST TRST CL EDG GRN|MSCO|MORGAN STANLEY & CO. LLC|17577
QCLN|FRST TRST CL EDG GRN|NFSC|National Financial Services LLC|23168
QCLN|FRST TRST CL EDG GRN|NITE|VIRTU Americas LLC|34181
QCLN|FRST TRST CL EDG GRN|OPCO|Oppenheimer & Co. Inc.|59
QCLN|FRST TRST CL EDG GRN|PWJC|UBS Financial Services, Inc.|2500
QCLN|FRST TRST CL EDG GRN|RBCM|RBC CAPITAL MARKETS, LLC|938
QCLN|FRST TRST CL EDG GRN|SBSH|Citigroup Global Markets Inc.|232
QCLN|FRST TRST CL EDG GRN|SGMT|GOLDMAN SACHS & CO. LLC|400
QCLN|FRST TRST CL EDG GRN|STFL|Stifel, Nicolaus & Company, Incorporated|103
QCLN|FRST TRST CL EDG GRN|SWIM|TD Ameritrade, Inc.|227
QCLN|FRST TRST CL EDG GRN|SWST|Hilltop Securities Inc.|101
QCLN|FRST TRST CL EDG GRN|TKNG|ALLY INVEST SECURITIES LLC|97
QCLN|FRST TRST CL EDG GRN|TRCM|TRC MARKETS LLC|200
QCLN|FRST TRST CL EDG GRN|UBSA|UBS SECURITIES LLC|7631
QCLN|FRST TRST CL EDG GRN|UBSS|UBS Securities LLC|12216
QCLN|FRST TRST CL EDG GRN|VGRD|Vanguard Marketing Corporation|3228
QCLN|FRST TRST CL EDG GRN|WCHV|WELLS FARGO SECURITIES, LLC|6079
QCLN|FRST TRST CL EDG GRN|WEDB|WEDBUSH SECURITIES INC.|50
QCLN|FRST TRST CL EDG GRN|WSEA|WOLVERINE SECURITIES, LLC|228
QCLN|FRST TRST CL EDG GRN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3272
QCOM|QUALCOMM INC|ABLE|NATIXIS Securities Americas LLC|3842671
QCOM|QUALCOMM INC|ADAM|CANACCORD GENUITY INC.|136100
QCOM|QUALCOMM INC|AGCP|AEGIS CAPITAL CORP.|1250
QCOM|QUALCOMM INC|AGIS|Aegis Capital Corp.|7396
QCOM|QUALCOMM INC|ALFA|ALPHA TRADING L.P.|624302
QCOM|QUALCOMM INC|ALTX|Alternet Securities Inc.|157663
QCOM|QUALCOMM INC|ANDG|Andrew Garrett Inc.|43248
QCOM|QUALCOMM INC|ANOS|ABEL/NOSER, L.L.C.|146188
QCOM|QUALCOMM INC|APCC|Apex Clearing Corporation|41092
QCOM|QUALCOMM INC|AQUA|AQUA SECURITIES L.P.|18800
QCOM|QUALCOMM INC|BALE|M&T SECURITIES, INC.|1382
QCOM|QUALCOMM INC|BANK|Primevest Financial Services, Inc.|2296
QCOM|QUALCOMM INC|BARD|Robert W. Baird & Co. Incorporated|55176
QCOM|QUALCOMM INC|BATM|CBOE TRADING, INC.|55726
QCOM|QUALCOMM INC|BAYC|BAY CREST PARTNERS, LLC|554116
QCOM|QUALCOMM INC|BAYT|BTIG, LLC|4000
QCOM|QUALCOMM INC|BBNT|BB&T SECURITIES, LLC|28347
QCOM|QUALCOMM INC|BERN|Sanford C. Bernstein & Co., LLC|1071732
QCOM|QUALCOMM INC|BGCE|BGC Financial Inc.|2871
QCOM|QUALCOMM INC|BIAD|SAGETRADER, LLC|1523
QCOM|QUALCOMM INC|BIDS|BIDS TRADING L.P.|100
QCOM|QUALCOMM INC|BIMI|Banca IMI Securities Corp.|28720
QCOM|QUALCOMM INC|BKCM|BNY Mellon Capital Markets LLC|200
QCOM|QUALCOMM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|136815
QCOM|QUALCOMM INC|BLKX|INSTINET, LLC|621644
QCOM|QUALCOMM INC|BMOC|BMO Capital Markets Corp.|951453
QCOM|QUALCOMM INC|BNPX|BNP PARIBAS SECURITIES CORP.|1957981
QCOM|QUALCOMM INC|BRGE|Newbridge Securities Corp.|1390
QCOM|QUALCOMM INC|BTIG|BTIG, LLC|1586590
QCOM|QUALCOMM INC|BYXM|CBOE TRADING, INC.|32556
QCOM|QUALCOMM INC|BZXL|VOLANT LIQUIDITY, LLC|5230
QCOM|QUALCOMM INC|BZYD|GOLDMAN SACHS & CO. LLC|100
QCOM|QUALCOMM INC|CABR|Cabrera Capital Markets, Inc.|25
QCOM|QUALCOMM INC|CANT|Cantor Fitzgerald & Co.|8054
QCOM|QUALCOMM INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|640296
QCOM|QUALCOMM INC|CHAS|Charles Schwab & Co., Inc.|45688
QCOM|QUALCOMM INC|CHLC|CHURCHILL CAPITAL USA, INC.|7200
QCOM|QUALCOMM INC|CIBP|CIBC World Markets Corp.|571544
QCOM|QUALCOMM INC|CICF|Canaccord Genuity Corp.|810
QCOM|QUALCOMM INC|CIOI|CITIGROUP GLOBAL MARKETS INC|500000
QCOM|QUALCOMM INC|CIST|Capital Institutional Services, Inc.|28067
QCOM|QUALCOMM INC|CLSA|CLSA AMERICAS, LLC|383517
QCOM|QUALCOMM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|315054
QCOM|QUALCOMM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7407
QCOM|QUALCOMM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|86824
QCOM|QUALCOMM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2468800
QCOM|QUALCOMM INC|CTDE|CHOICETRADE|45
QCOM|QUALCOMM INC|CTDL|Citadel Derivatives Group Llc|370403
QCOM|QUALCOMM INC|CTLR|CUTLER GROUP, LP|1886
QCOM|QUALCOMM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|490140
QCOM|QUALCOMM INC|DADA|D.A. Davidson & Co.|5279
QCOM|QUALCOMM INC|DAVA|Davenport & Company LLC|8479
QCOM|QUALCOMM INC|DAWA|Daiwa Capital Markets America Inc.|2365
QCOM|QUALCOMM INC|DBAB|Deutsche Bank Securities Inc.|8907264
QCOM|QUALCOMM INC|DBAX|Deutsche Bank Securities Inc.|1788200
QCOM|QUALCOMM INC|DBUL|Deutsche Bank Securities Inc.|15428
QCOM|QUALCOMM INC|DCHF|Dart Executions, LLC|83652
QCOM|QUALCOMM INC|DEAN|MORGAN STANLEY|98544
QCOM|QUALCOMM INC|DEGS|RONIN PROFESSIONAL LLC|9319
QCOM|QUALCOMM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|161584
QCOM|QUALCOMM INC|DRWK|DRW SECURITIES, L.L.C.|231994
QCOM|QUALCOMM INC|EBXL|EBX LLC|1435200
QCOM|QUALCOMM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|22737
QCOM|QUALCOMM INC|EDJC|Edward Jones / CDS|6366
QCOM|QUALCOMM INC|EDJO|Edward D. Jones & Co., L.P.|269671
QCOM|QUALCOMM INC|EGAM|CBOE TRADING, INC.|91496
QCOM|QUALCOMM INC|EGAW|CBOE TRADING, INC.|4750
QCOM|QUALCOMM INC|EGMT|EG MARKET TECHNOLOGIES LLC|1130
QCOM|QUALCOMM INC|EGXM|CBOE TRADING, INC.|80290
QCOM|QUALCOMM INC|EGXW|CBOE TRADING, INC.|2802
QCOM|QUALCOMM INC|ESPO|ESPOSITO SECURITIES, LLC|1198
QCOM|QUALCOMM INC|ETBE|Electronic Transaction Clearing, Inc.|532667
QCOM|QUALCOMM INC|ETCB|ETC BROKERAGE SERVICES, LLC|29
QCOM|QUALCOMM INC|ETCC|Electronic Transaction Clearing, Inc.|7897
QCOM|QUALCOMM INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17074
QCOM|QUALCOMM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52173
QCOM|QUALCOMM INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|851
QCOM|QUALCOMM INC|ETRS|E*Trade Securities LLC|1426910
QCOM|QUALCOMM INC|EVRS|E1 ASSET MANAGEMENT, INC.|1300
QCOM|QUALCOMM INC|FBCO|Credit Suisse Securities (USA) LLC|4999661
QCOM|QUALCOMM INC|FBSB|U.S. Bancorp Investments, Inc.|3851
QCOM|QUALCOMM INC|FFSI|Firstrade Securities Inc.|500
QCOM|QUALCOMM INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1380
QCOM|QUALCOMM INC|FILL|Tradestation Securities, Inc.|125427
QCOM|QUALCOMM INC|FINX|FINTECH SECURITIES|8881
QCOM|QUALCOMM INC|FMAF|NBCN Inc./ CDS|51588
QCOM|QUALCOMM INC|FMCO|First Manhattan Co|323
QCOM|QUALCOMM INC|FOMA|TD AMERITRADE CLEARING, INC.|2354746
QCOM|QUALCOMM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14487
QCOM|QUALCOMM INC|FQLS|Quantlab Securities LP|2280187
QCOM|QUALCOMM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|339658
QCOM|QUALCOMM INC|FTBR|Foliofn Investments, Inc.|9543
QCOM|QUALCOMM INC|GBMT|GBM International, Inc.|21467
QCOM|QUALCOMM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|871866
QCOM|QUALCOMM INC|GELP|RBC CAPITAL MARKETS, LLC|10967
QCOM|QUALCOMM INC|GLIS|TD Securities Inc|10
QCOM|QUALCOMM INC|GLPX|ACS EXECUTION SERVICES, LLC|223785
QCOM|QUALCOMM INC|GSCO|GOLDMAN SACHS & CO. LLC|22625682
QCOM|QUALCOMM INC|GSCS|GOLDMAN SACHS & CO. LLC|371977
QCOM|QUALCOMM INC|GSLT|GOLDMAN SACHS & CO. LLC|71876
QCOM|QUALCOMM INC|GTSZ|GTS SECURITIES LLC|1793235
QCOM|QUALCOMM INC|HAPX|HAP Trading, LLC|59057
QCOM|QUALCOMM INC|HASF|Haywood Securities Inc./CDS|800
QCOM|QUALCOMM INC|HCTA|Hardcastle Trading USA LLC|16119
QCOM|QUALCOMM INC|HRBF|American Enterprise Investment Services Inc.|160776
QCOM|QUALCOMM INC|HSBC|HSBC Securities, Inc.|278624
QCOM|QUALCOMM INC|IATS|INTERACTIVE BROKERS LLC|91846
QCOM|QUALCOMM INC|IBKR|Interactive Brokers Llc|1039851
QCOM|QUALCOMM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2736
QCOM|QUALCOMM INC|ICBX|INSTINET, LLC|535532
QCOM|QUALCOMM INC|IEQY|CITADEL SECURITIES LLC|1266667
QCOM|QUALCOMM INC|INCA|INSTINET, LLC|5220212
QCOM|QUALCOMM INC|INJX|INSTINET, LLC|333405
QCOM|QUALCOMM INC|INTL|INTL FCSTONE FINANCIAL INC.|120
QCOM|QUALCOMM INC|ITGI|ITG Inc.|483281
QCOM|QUALCOMM INC|ITGP|ITG INC.|947600
QCOM|QUALCOMM INC|JANY|Janney Montgomery Scott Inc.|25352
QCOM|QUALCOMM INC|JEFF|JEFFERIES LLC|552455
QCOM|QUALCOMM INC|JMPT|JUMP TRADING, LLC|619450
QCOM|QUALCOMM INC|JPBX|J.P. MORGAN SECURITIES LLC|454089
QCOM|QUALCOMM INC|JPMX|J.P. Morgan Securities LLC|4688342
QCOM|QUALCOMM INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
QCOM|QUALCOMM INC|JSJX|JANE STREET CAPITAL LLC|15438
QCOM|QUALCOMM INC|JUTA|JUMP TRADING, LLC|89781
QCOM|QUALCOMM INC|KCGM|VIRTU Americas LLC|429289
QCOM|QUALCOMM INC|KCRD|PHX FINANCIAL, INC.|100
QCOM|QUALCOMM INC|LEHM|Barclays Capital Inc./Le|15395158
QCOM|QUALCOMM INC|LGNT|COR CLEARING LLC|365
QCOM|QUALCOMM INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1175
QCOM|QUALCOMM INC|LIME|Lime Brokerage LLC|1243135
QCOM|QUALCOMM INC|LIWK|LIME BROKERAGE LLC|33
QCOM|QUALCOMM INC|LMGP|LIME BROKERAGE LLC|157331
QCOM|QUALCOMM INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|3873702
QCOM|QUALCOMM INC|LOOP|Loop Capital Markets LLC|4751
QCOM|QUALCOMM INC|LQNA|LIQUIDNET, INC.|91100
QCOM|QUALCOMM INC|LSCI|Lek Securities Corporation|395830
QCOM|QUALCOMM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3000
QCOM|QUALCOMM INC|MACC|Mid Atlantic Capital Corporation|5157
QCOM|QUALCOMM INC|MACQ|Macquarie Capital (USA) Inc.|800
QCOM|QUALCOMM INC|MAXM|Maxim Group LLC|371600
QCOM|QUALCOMM INC|MCMF|Raymond James Ltd. Cds|12128
QCOM|QUALCOMM INC|MIRA|MIRAE ASSET SECURITIES (USA) INC.|1000
QCOM|QUALCOMM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1074629
QCOM|QUALCOMM INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
QCOM|QUALCOMM INC|MOTF|MOTIF INVESTING, INC.|464
QCOM|QUALCOMM INC|MPSG|E D & F Man Capital Markets Inc.|26067
QCOM|QUALCOMM INC|MSCO|MORGAN STANLEY & CO. LLC|20445098
QCOM|QUALCOMM INC|MSPL|MORGAN STANLEY & CO. LLC|1591100
QCOM|QUALCOMM INC|MSTX|MORGAN STANLEY & CO. LLC|1100700
QCOM|QUALCOMM INC|NATL|National Securities Corporation|3695
QCOM|QUALCOMM INC|NBCS|NBC Securities, INC.|180
QCOM|QUALCOMM INC|NEED|Needham & Company, LLC|3890
QCOM|QUALCOMM INC|NEUB|NEUBERGER BERMAN BD LLC|506
QCOM|QUALCOMM INC|NFSC|National Financial Services LLC|2419667
QCOM|QUALCOMM INC|NITE|VIRTU Americas LLC|4929674
QCOM|QUALCOMM INC|NITP|VIRTU Americas LLC|22558
QCOM|QUALCOMM INC|NMRA|Nomura Securities International, Inc.|67800
QCOM|QUALCOMM INC|NORT|Northland Securities, Inc.|25455
QCOM|QUALCOMM INC|NQRB|Brut, LLC|128121
QCOM|QUALCOMM INC|NTRC|Northern Trust Securities, Inc.|574
QCOM|QUALCOMM INC|OHOS|TWO SIGMA SECURITIES, LLC|116733
QCOM|QUALCOMM INC|OLDM|OLD MISSION CAPITAL, LLC|15213
QCOM|QUALCOMM INC|OPCO|Oppenheimer & Co. Inc.|95976
QCOM|QUALCOMM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|25418
QCOM|QUALCOMM INC|PCPT|PHILLIP CAPITAL INC.|4851
QCOM|QUALCOMM INC|PDQM|CODA MARKETS, INC.|438596
QCOM|QUALCOMM INC|PHLY|NASDAQ Execution Services, LLC|64200
QCOM|QUALCOMM INC|PICT|Pictet Overseas Inc.|2155
QCOM|QUALCOMM INC|PWJC|UBS Financial Services, Inc.|44642
QCOM|QUALCOMM INC|QMSR|QUATTRO M SECURITIES INC.|1170
QCOM|QUALCOMM INC|RAJA|Raymond James & Associates, Inc.|270816
QCOM|QUALCOMM INC|RBCM|RBC CAPITAL MARKETS, LLC|240840
QCOM|QUALCOMM INC|RGLD|Regal Securities, Inc|1200
QCOM|QUALCOMM INC|RHCO|Suntrust Robinson Humphrey, Inc.|8000
QCOM|QUALCOMM INC|RILY|B. RILEY FBR, INC.|3000
QCOM|QUALCOMM INC|RJLC|RJL CAPITAL GROUP, LLC|2295
QCOM|QUALCOMM INC|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|800
QCOM|QUALCOMM INC|SAGL|SAGETRADER, LLC|18327
QCOM|QUALCOMM INC|SAGW|SAGETRADER, LLC|2569
QCOM|QUALCOMM INC|SALI|INTL FCSTONE FINANCIAL INC.|2068
QCOM|QUALCOMM INC|SBSH|Citigroup Global Markets Inc.|7460982
QCOM|QUALCOMM INC|SEIC|SEI Investments Distribution Co.|12858
QCOM|QUALCOMM INC|SGMT|GOLDMAN SACHS & CO. LLC|1180999
QCOM|QUALCOMM INC|SJLS|TRADE INFORMATICS LLC|100
QCOM|QUALCOMM INC|SOGO|Wang Investment Associates, Inc.|1850
QCOM|QUALCOMM INC|SPDR|SPEEDROUTE LLC|108674
QCOM|QUALCOMM INC|SPHN|Stephens Inc.|695
QCOM|QUALCOMM INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|509
QCOM|QUALCOMM INC|STFL|Stifel, Nicolaus & Company, Incorporated|181101
QCOM|QUALCOMM INC|STKP|STOCKPILE INVESTMENTS, INC.|594
QCOM|QUALCOMM INC|STXG|Stockcross Financial Services, Inc.|1186
QCOM|QUALCOMM INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|205
QCOM|QUALCOMM INC|SWIM|TD Ameritrade, Inc.|688346
QCOM|QUALCOMM INC|SWST|Hilltop Securities Inc.|24482
QCOM|QUALCOMM INC|TAGC|TELSEY ADVISORY GROUP LLC|124
QCOM|QUALCOMM INC|TDSI|TD Securities (USA) LLC|400
QCOM|QUALCOMM INC|TKNG|ALLY INVEST SECURITIES LLC|16149
QCOM|QUALCOMM INC|TRBT|Tradebot Systems, Inc.|2032943
QCOM|QUALCOMM INC|TRCM|TRC MARKETS LLC|1947287
QCOM|QUALCOMM INC|TWTT|TASTYWORKS, INC.|3341
QCOM|QUALCOMM INC|UBSA|UBS SECURITIES LLC|3327326
QCOM|QUALCOMM INC|UBSS|UBS Securities LLC|7773028
QCOM|QUALCOMM INC|UFPA|UNITED FIRST PARTNERS LLC|1200
QCOM|QUALCOMM INC|VALX|VIRTU AMERICAS LLC|171535
QCOM|QUALCOMM INC|VERT|The Vertical Trading Group, LLC|15026
QCOM|QUALCOMM INC|VGRD|Vanguard Marketing Corporation|132681
QCOM|QUALCOMM INC|VSIN|Vision Financial Markets Llc|92
QCOM|QUALCOMM INC|WABR|Wall Street Access|772
QCOM|QUALCOMM INC|WBET|Wallachbeth Capital LLC|84760
QCOM|QUALCOMM INC|WBLR|WILLIAM BLAIR|14327
QCOM|QUALCOMM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|22947
QCOM|QUALCOMM INC|WCHV|WELLS FARGO SECURITIES, LLC|2096915
QCOM|QUALCOMM INC|WDNX|WEEDEN & CO.L.P.|16512
QCOM|QUALCOMM INC|WEDB|WEDBUSH SECURITIES INC.|50997
QCOM|QUALCOMM INC|WEED|Weeden & Co.L.P.|9105
QCOM|QUALCOMM INC|WESC|Wellington Shields & Co., LLC|2000
QCOM|QUALCOMM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|634926
QCOM|QUALCOMM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|229507
QCOM|QUALCOMM INC|WGIF|CIBC World Markets Inc.|12428
QCOM|QUALCOMM INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13704
QCOM|QUALCOMM INC|WORD|Worden Capital Management LLC|3116
QCOM|QUALCOMM INC|WSEA|WOLVERINE SECURITIES, LLC|96741
QCOM|QUALCOMM INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
QCOM|QUALCOMM INC|XIST|INSTINET, LLC|884064
QCOM|QUALCOMM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|544254
QCOM|QUALCOMM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10851
QCOM|QUALCOMM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30358
QCP|QUALITY CARE PTY|ALTX|Alternet Securities Inc.|3016
QCP|QUALITY CARE PTY|APCC|Apex Clearing Corporation|56
QCP|QUALITY CARE PTY|AQUA|AQUA SECURITIES L.P.|20300
QCP|QUALITY CARE PTY|BARD|Robert W. Baird & Co. Incorporated|26235
QCP|QUALITY CARE PTY|BATM|CBOE TRADING, INC.|6442
QCP|QUALITY CARE PTY|BBNT|BB&T SECURITIES, LLC|89
QCP|QUALITY CARE PTY|BERN|Sanford C. Bernstein & Co., LLC|10207
QCP|QUALITY CARE PTY|BIAD|SAGETRADER, LLC|717
QCP|QUALITY CARE PTY|BIDS|BIDS TRADING L.P.|700
QCP|QUALITY CARE PTY|BKCM|BNY Mellon Capital Markets LLC|22202
QCP|QUALITY CARE PTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1293
QCP|QUALITY CARE PTY|BLKX|INSTINET, LLC|284586
QCP|QUALITY CARE PTY|BNPX|BNP PARIBAS SECURITIES CORP.|26256
QCP|QUALITY CARE PTY|BRVL|BLAYLOCK VAN, LLC|900
QCP|QUALITY CARE PTY|BTIG|BTIG, LLC|151510
QCP|QUALITY CARE PTY|BYXM|CBOE TRADING, INC.|404
QCP|QUALITY CARE PTY|CHAS|Charles Schwab & Co., Inc.|1719
QCP|QUALITY CARE PTY|CHLC|CHURCHILL CAPITAL USA, INC.|900
QCP|QUALITY CARE PTY|CIST|Capital Institutional Services, Inc.|80
QCP|QUALITY CARE PTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102860
QCP|QUALITY CARE PTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
QCP|QUALITY CARE PTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
QCP|QUALITY CARE PTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|118195
QCP|QUALITY CARE PTY|CTDL|Citadel Derivatives Group Llc|5362
QCP|QUALITY CARE PTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|66692
QCP|QUALITY CARE PTY|DADA|D.A. Davidson & Co.|130
QCP|QUALITY CARE PTY|DAVA|Davenport & Company LLC|115
QCP|QUALITY CARE PTY|DBAB|Deutsche Bank Securities Inc.|210225
QCP|QUALITY CARE PTY|DBAX|Deutsche Bank Securities Inc.|77100
QCP|QUALITY CARE PTY|DCHF|Dart Executions, LLC|585
QCP|QUALITY CARE PTY|DEAN|MORGAN STANLEY|1471
QCP|QUALITY CARE PTY|DEGS|RONIN PROFESSIONAL LLC|4239
QCP|QUALITY CARE PTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1260
QCP|QUALITY CARE PTY|EBXL|EBX LLC|110000
QCP|QUALITY CARE PTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1114
QCP|QUALITY CARE PTY|EDJC|Edward Jones / CDS|16
QCP|QUALITY CARE PTY|EDJO|Edward D. Jones & Co., L.P.|4195
QCP|QUALITY CARE PTY|EGAM|CBOE TRADING, INC.|9463
QCP|QUALITY CARE PTY|EGAW|CBOE TRADING, INC.|2
QCP|QUALITY CARE PTY|EGXM|CBOE TRADING, INC.|3206
QCP|QUALITY CARE PTY|EGXW|CBOE TRADING, INC.|31
QCP|QUALITY CARE PTY|ETBE|Electronic Transaction Clearing, Inc.|8418
QCP|QUALITY CARE PTY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
QCP|QUALITY CARE PTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3210
QCP|QUALITY CARE PTY|ETRS|E*Trade Securities LLC|15428
QCP|QUALITY CARE PTY|FILL|Tradestation Securities, Inc.|44
QCP|QUALITY CARE PTY|FINX|FINTECH SECURITIES|100
QCP|QUALITY CARE PTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3172
QCP|QUALITY CARE PTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41988
QCP|QUALITY CARE PTY|FTBR|Foliofn Investments, Inc.|10131
QCP|QUALITY CARE PTY|GEBB|GLOBAL EXECUTION BROKERS, LP|2057
QCP|QUALITY CARE PTY|GLIS|TD Securities Inc|150
QCP|QUALITY CARE PTY|GLPX|ACS EXECUTION SERVICES, LLC|6865
QCP|QUALITY CARE PTY|GNAV|GREEN STREET TRADING, LLC|1600
QCP|QUALITY CARE PTY|GSCO|GOLDMAN SACHS & CO. LLC|403129
QCP|QUALITY CARE PTY|GSCS|GOLDMAN SACHS & CO. LLC|8691
QCP|QUALITY CARE PTY|GSLT|GOLDMAN SACHS & CO. LLC|7508
QCP|QUALITY CARE PTY|GTSZ|GTS SECURITIES LLC|24990
QCP|QUALITY CARE PTY|HRBF|American Enterprise Investment Services Inc.|2676
QCP|QUALITY CARE PTY|HSBC|HSBC Securities, Inc.|200
QCP|QUALITY CARE PTY|IATS|INTERACTIVE BROKERS LLC|1974
QCP|QUALITY CARE PTY|IBKR|Interactive Brokers Llc|5334
QCP|QUALITY CARE PTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
QCP|QUALITY CARE PTY|ICBX|INSTINET, LLC|67900
QCP|QUALITY CARE PTY|IEQY|CITADEL SECURITIES LLC|48441
QCP|QUALITY CARE PTY|INCA|INSTINET, LLC|67113
QCP|QUALITY CARE PTY|INJX|INSTINET, LLC|595
QCP|QUALITY CARE PTY|ITGI|ITG Inc.|45554
QCP|QUALITY CARE PTY|ITGP|ITG INC.|37800
QCP|QUALITY CARE PTY|JANY|Janney Montgomery Scott Inc.|180
QCP|QUALITY CARE PTY|JEFF|JEFFERIES LLC|30206
QCP|QUALITY CARE PTY|JMPT|JUMP TRADING, LLC|25542
QCP|QUALITY CARE PTY|JONE|JonesTrading|711001
QCP|QUALITY CARE PTY|JPBX|J.P. MORGAN SECURITIES LLC|12391
QCP|QUALITY CARE PTY|JPMX|J.P. Morgan Securities LLC|886135
QCP|QUALITY CARE PTY|JSJX|JANE STREET CAPITAL LLC|1846
QCP|QUALITY CARE PTY|KCGM|VIRTU Americas LLC|20607
QCP|QUALITY CARE PTY|LEHM|Barclays Capital Inc./Le|169968
QCP|QUALITY CARE PTY|LIME|Lime Brokerage LLC|13316
QCP|QUALITY CARE PTY|LMNX|LUMINEX TRADING & ANALYTICS LLC|14200
QCP|QUALITY CARE PTY|LOOP|Loop Capital Markets LLC|4183
QCP|QUALITY CARE PTY|LQNA|LIQUIDNET, INC.|17000
QCP|QUALITY CARE PTY|LSCI|Lek Securities Corporation|11874
QCP|QUALITY CARE PTY|MAXM|Maxim Group LLC|1001
QCP|QUALITY CARE PTY|MBTS|ALLY INVEST SECURITIES LLC|499
QCP|QUALITY CARE PTY|MCBT|Moors & Cabot, Inc.|40
QCP|QUALITY CARE PTY|MCMF|Raymond James Ltd. Cds|154
QCP|QUALITY CARE PTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|166160
QCP|QUALITY CARE PTY|MOTF|MOTIF INVESTING, INC.|18
QCP|QUALITY CARE PTY|MSCO|MORGAN STANLEY & CO. LLC|556111
QCP|QUALITY CARE PTY|MSPL|MORGAN STANLEY & CO. LLC|272000
QCP|QUALITY CARE PTY|MSTX|MORGAN STANLEY & CO. LLC|22000
QCP|QUALITY CARE PTY|NFSC|National Financial Services LLC|80687
QCP|QUALITY CARE PTY|NITE|VIRTU Americas LLC|96958
QCP|QUALITY CARE PTY|NITP|VIRTU Americas LLC|304
QCP|QUALITY CARE PTY|NQRB|Brut, LLC|9498
QCP|QUALITY CARE PTY|NTRC|Northern Trust Securities, Inc.|1558
QCP|QUALITY CARE PTY|OPCO|Oppenheimer & Co. Inc.|84
QCP|QUALITY CARE PTY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3220
QCP|QUALITY CARE PTY|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|69235
QCP|QUALITY CARE PTY|PDQM|CODA MARKETS, INC.|10627
QCP|QUALITY CARE PTY|PWJC|UBS Financial Services, Inc.|550
QCP|QUALITY CARE PTY|QMSR|QUATTRO M SECURITIES INC.|1267
QCP|QUALITY CARE PTY|RBCM|RBC CAPITAL MARKETS, LLC|1110
QCP|QUALITY CARE PTY|SAGL|SAGETRADER, LLC|4100
QCP|QUALITY CARE PTY|SAGW|SAGETRADER, LLC|30
QCP|QUALITY CARE PTY|SALI|INTL FCSTONE FINANCIAL INC.|168
QCP|QUALITY CARE PTY|SBSH|Citigroup Global Markets Inc.|103201
QCP|QUALITY CARE PTY|SGMT|GOLDMAN SACHS & CO. LLC|73725
QCP|QUALITY CARE PTY|SPDR|SPEEDROUTE LLC|2060
QCP|QUALITY CARE PTY|STFL|Stifel, Nicolaus & Company, Incorporated|250
QCP|QUALITY CARE PTY|STKP|STOCKPILE INVESTMENTS, INC.|10
QCP|QUALITY CARE PTY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4175
QCP|QUALITY CARE PTY|SWIM|TD Ameritrade, Inc.|344
QCP|QUALITY CARE PTY|TKNG|ALLY INVEST SECURITIES LLC|7
QCP|QUALITY CARE PTY|TMBR|Timber Hill LLC|110
QCP|QUALITY CARE PTY|TRBT|Tradebot Systems, Inc.|103277
QCP|QUALITY CARE PTY|TRCM|TRC MARKETS LLC|49853
QCP|QUALITY CARE PTY|UBSA|UBS SECURITIES LLC|246056
QCP|QUALITY CARE PTY|UBSS|UBS Securities LLC|174918
QCP|QUALITY CARE PTY|VALX|VIRTU AMERICAS LLC|6267
QCP|QUALITY CARE PTY|VGRD|Vanguard Marketing Corporation|1653
QCP|QUALITY CARE PTY|WBPX|SUMMIT SECURITIES GROUP, LLC|604
QCP|QUALITY CARE PTY|WCHV|WELLS FARGO SECURITIES, LLC|25048
QCP|QUALITY CARE PTY|WDNX|WEEDEN & CO.L.P.|1024
QCP|QUALITY CARE PTY|WEED|Weeden & Co.L.P.|1100
QCP|QUALITY CARE PTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1529
QCP|QUALITY CARE PTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5180
QCP|QUALITY CARE PTY|WGIF|CIBC World Markets Inc.|201
QCP|QUALITY CARE PTY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|443
QCP|QUALITY CARE PTY|WSEA|WOLVERINE SECURITIES, LLC|835
QCP|QUALITY CARE PTY|WTFS|JUST2TRADE, INC.|500
QCP|QUALITY CARE PTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|87996
QCP|QUALITY CARE PTY|YKNA|COMHAR CAPITAL MARKETS, LLC|101
QCP|QUALITY CARE PTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2805
QCRH|QCR HOLDINGS INC|APCC|Apex Clearing Corporation|19
QCRH|QCR HOLDINGS INC|BATM|CBOE TRADING, INC.|262
QCRH|QCR HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|3502
QCRH|QCR HOLDINGS INC|BMOC|BMO Capital Markets Corp.|2007
QCRH|QCR HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1281
QCRH|QCR HOLDINGS INC|BZYD|GOLDMAN SACHS & CO. LLC|565
QCRH|QCR HOLDINGS INC|CIST|Capital Institutional Services, Inc.|256
QCRH|QCR HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2589
QCRH|QCR HOLDINGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|207
QCRH|QCR HOLDINGS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|137
QCRH|QCR HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7760
QCRH|QCR HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|2080
QCRH|QCR HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3024
QCRH|QCR HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|31547
QCRH|QCR HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|4300
QCRH|QCR HOLDINGS INC|DEGS|RONIN PROFESSIONAL LLC|686
QCRH|QCR HOLDINGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13
QCRH|QCR HOLDINGS INC|EBXL|EBX LLC|1700
QCRH|QCR HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4328
QCRH|QCR HOLDINGS INC|EDJO|Edward D. Jones & Co., L.P.|301
QCRH|QCR HOLDINGS INC|EGAM|CBOE TRADING, INC.|234
QCRH|QCR HOLDINGS INC|EGXM|CBOE TRADING, INC.|31
QCRH|QCR HOLDINGS INC|ETRS|E*Trade Securities LLC|7144
QCRH|QCR HOLDINGS INC|FBCO|Credit Suisse Securities (USA) LLC|49855
QCRH|QCR HOLDINGS INC|FOMA|TD AMERITRADE CLEARING, INC.|863
QCRH|QCR HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5637
QCRH|QCR HOLDINGS INC|FTBR|Foliofn Investments, Inc.|408
QCRH|QCR HOLDINGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3612
QCRH|QCR HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|69063
QCRH|QCR HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|1665
QCRH|QCR HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|100
QCRH|QCR HOLDINGS INC|GTSZ|GTS SECURITIES LLC|2576
QCRH|QCR HOLDINGS INC|IBKR|Interactive Brokers Llc|735
QCRH|QCR HOLDINGS INC|ICBX|INSTINET, LLC|1000
QCRH|QCR HOLDINGS INC|IEQY|CITADEL SECURITIES LLC|2465
QCRH|QCR HOLDINGS INC|INCA|INSTINET, LLC|19021
QCRH|QCR HOLDINGS INC|INJX|INSTINET, LLC|2379
QCRH|QCR HOLDINGS INC|ITGI|ITG Inc.|30471
QCRH|QCR HOLDINGS INC|ITGP|ITG INC.|5000
QCRH|QCR HOLDINGS INC|JEFF|JEFFERIES LLC|4269
QCRH|QCR HOLDINGS INC|JPBX|J.P. MORGAN SECURITIES LLC|234
QCRH|QCR HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|8274
QCRH|QCR HOLDINGS INC|KBWI|Keefe, Bruyette & Woods, Inc.|11
QCRH|QCR HOLDINGS INC|KCGM|VIRTU Americas LLC|953
QCRH|QCR HOLDINGS INC|LEHM|Barclays Capital Inc./Le|37829
QCRH|QCR HOLDINGS INC|LIME|Lime Brokerage LLC|28642
QCRH|QCR HOLDINGS INC|LMGP|LIME BROKERAGE LLC|4206
QCRH|QCR HOLDINGS INC|MAXM|Maxim Group LLC|1284
QCRH|QCR HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6648
QCRH|QCR HOLDINGS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|263
QCRH|QCR HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|100699
QCRH|QCR HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|10000
QCRH|QCR HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|200
QCRH|QCR HOLDINGS INC|NFSC|National Financial Services LLC|2176
QCRH|QCR HOLDINGS INC|NITE|VIRTU Americas LLC|7756
QCRH|QCR HOLDINGS INC|NORT|Northland Securities, Inc.|46
QCRH|QCR HOLDINGS INC|NQRB|Brut, LLC|200
QCRH|QCR HOLDINGS INC|OPCO|Oppenheimer & Co. Inc.|66
QCRH|QCR HOLDINGS INC|PDQM|CODA MARKETS, INC.|100
QCRH|QCR HOLDINGS INC|RAJA|Raymond James & Associates, Inc.|3571
QCRH|QCR HOLDINGS INC|SAGW|SAGETRADER, LLC|32
QCRH|QCR HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|18161
QCRH|QCR HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|1265
QCRH|QCR HOLDINGS INC|SPDR|SPEEDROUTE LLC|196
QCRH|QCR HOLDINGS INC|SWST|Hilltop Securities Inc.|14
QCRH|QCR HOLDINGS INC|TMBR|Timber Hill LLC|6
QCRH|QCR HOLDINGS INC|TRBT|Tradebot Systems, Inc.|3215
QCRH|QCR HOLDINGS INC|TRCM|TRC MARKETS LLC|15198
QCRH|QCR HOLDINGS INC|UBSA|UBS SECURITIES LLC|25600
QCRH|QCR HOLDINGS INC|UBSS|UBS Securities LLC|66072
QCRH|QCR HOLDINGS INC|VALX|VIRTU AMERICAS LLC|4590
QCRH|QCR HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|1605
QCRH|QCR HOLDINGS INC|WEED|Weeden & Co.L.P.|1400
QCRH|QCR HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|372
QCRH|QCR HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|1
QCRH|QCR HOLDINGS INC|XIST|INSTINET, LLC|2440
QCRH|QCR HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
QD|QUDIAN INC.|AGIS|Aegis Capital Corp.|1300
QD|QUDIAN INC.|ALTX|Alternet Securities Inc.|10625
QD|QUDIAN INC.|APCC|Apex Clearing Corporation|74073
QD|QUDIAN INC.|BATM|CBOE TRADING, INC.|2172
QD|QUDIAN INC.|BAYT|BTIG, LLC|12437
QD|QUDIAN INC.|BBNT|BB&T SECURITIES, LLC|550
QD|QUDIAN INC.|BERN|Sanford C. Bernstein & Co., LLC|57162
QD|QUDIAN INC.|BIDS|BIDS TRADING L.P.|100
QD|QUDIAN INC.|BIMI|Banca IMI Securities Corp.|4950
QD|QUDIAN INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|75022
QD|QUDIAN INC.|BLKX|INSTINET, LLC|271938
QD|QUDIAN INC.|BNCH|The Benchmark Company, LLC|200
QD|QUDIAN INC.|BRGE|Newbridge Securities Corp.|1000
QD|QUDIAN INC.|BTIG|BTIG, LLC|152005
QD|QUDIAN INC.|BYXM|CBOE TRADING, INC.|6850
QD|QUDIAN INC.|CHAS|Charles Schwab & Co., Inc.|9060
QD|QUDIAN INC.|CICF|Canaccord Genuity Corp.|2700
QD|QUDIAN INC.|CLSA|CLSA AMERICAS, LLC|100
QD|QUDIAN INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21689
QD|QUDIAN INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4935
QD|QUDIAN INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
QD|QUDIAN INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|406823
QD|QUDIAN INC.|CTDL|Citadel Derivatives Group Llc|19115
QD|QUDIAN INC.|CTLR|CUTLER GROUP, LP|800
QD|QUDIAN INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|70618
QD|QUDIAN INC.|DADA|D.A. Davidson & Co.|1000
QD|QUDIAN INC.|DBAB|Deutsche Bank Securities Inc.|176314
QD|QUDIAN INC.|DBAX|Deutsche Bank Securities Inc.|456900
QD|QUDIAN INC.|DCHF|Dart Executions, LLC|33413
QD|QUDIAN INC.|DEAN|MORGAN STANLEY|966648
QD|QUDIAN INC.|DEGS|RONIN PROFESSIONAL LLC|47033
QD|QUDIAN INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6500
QD|QUDIAN INC.|EBXL|EBX LLC|441100
QD|QUDIAN INC.|EDJC|Edward Jones / CDS|600
QD|QUDIAN INC.|EDJO|Edward D. Jones & Co., L.P.|1211
QD|QUDIAN INC.|EGAM|CBOE TRADING, INC.|85152
QD|QUDIAN INC.|EGAW|CBOE TRADING, INC.|500
QD|QUDIAN INC.|EGMT|EG MARKET TECHNOLOGIES LLC|800
QD|QUDIAN INC.|EGXM|CBOE TRADING, INC.|24386
QD|QUDIAN INC.|EGXW|CBOE TRADING, INC.|90
QD|QUDIAN INC.|ETBE|Electronic Transaction Clearing, Inc.|27204
QD|QUDIAN INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7030
QD|QUDIAN INC.|ETRS|E*Trade Securities LLC|1887129
QD|QUDIAN INC.|FFSI|Firstrade Securities Inc.|600
QD|QUDIAN INC.|FILL|Tradestation Securities, Inc.|12191
QD|QUDIAN INC.|FMAF|NBCN Inc./ CDS|320775
QD|QUDIAN INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|153400
QD|QUDIAN INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|258202
QD|QUDIAN INC.|FTBR|Foliofn Investments, Inc.|93048
QD|QUDIAN INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|4130
QD|QUDIAN INC.|GLIS|TD Securities Inc|31530
QD|QUDIAN INC.|GLPX|ACS EXECUTION SERVICES, LLC|99999
QD|QUDIAN INC.|GSCO|GOLDMAN SACHS & CO. LLC|395123
QD|QUDIAN INC.|GSCS|GOLDMAN SACHS & CO. LLC|45035
QD|QUDIAN INC.|GSLT|GOLDMAN SACHS & CO. LLC|11283
QD|QUDIAN INC.|GTSZ|GTS SECURITIES LLC|66283
QD|QUDIAN INC.|HAPX|HAP Trading, LLC|200
QD|QUDIAN INC.|HRBF|American Enterprise Investment Services Inc.|8365
QD|QUDIAN INC.|HSBC|HSBC Securities, Inc.|16467
QD|QUDIAN INC.|IATS|INTERACTIVE BROKERS LLC|260494
QD|QUDIAN INC.|IBKR|Interactive Brokers Llc|915572
QD|QUDIAN INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4959
QD|QUDIAN INC.|ICBX|INSTINET, LLC|126255
QD|QUDIAN INC.|INCA|INSTINET, LLC|433604
QD|QUDIAN INC.|INJX|INSTINET, LLC|202
QD|QUDIAN INC.|INTL|INTL FCSTONE FINANCIAL INC.|15366
QD|QUDIAN INC.|ITGI|ITG Inc.|57216
QD|QUDIAN INC.|ITGP|ITG INC.|99200
QD|QUDIAN INC.|JANY|Janney Montgomery Scott Inc.|900
QD|QUDIAN INC.|JEFF|JEFFERIES LLC|13205
QD|QUDIAN INC.|JMPT|JUMP TRADING, LLC|136055
QD|QUDIAN INC.|JONE|JonesTrading|10284
QD|QUDIAN INC.|JPBX|J.P. MORGAN SECURITIES LLC|62916
QD|QUDIAN INC.|JPMX|J.P. Morgan Securities LLC|712823
QD|QUDIAN INC.|JSJX|JANE STREET CAPITAL LLC|400868
QD|QUDIAN INC.|KCGM|VIRTU Americas LLC|110990
QD|QUDIAN INC.|LEHM|Barclays Capital Inc./Le|446347
QD|QUDIAN INC.|LIME|Lime Brokerage LLC|32838
QD|QUDIAN INC.|LOOP|Loop Capital Markets LLC|16822
QD|QUDIAN INC.|LSCI|Lek Securities Corporation|256
QD|QUDIAN INC.|MBTS|ALLY INVEST SECURITIES LLC|1200
QD|QUDIAN INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|150024
QD|QUDIAN INC.|MOTF|MOTIF INVESTING, INC.|6
QD|QUDIAN INC.|MSCO|MORGAN STANLEY & CO. LLC|5205516
QD|QUDIAN INC.|MSPL|MORGAN STANLEY & CO. LLC|409900
QD|QUDIAN INC.|MSTX|MORGAN STANLEY & CO. LLC|330000
QD|QUDIAN INC.|NATL|National Securities Corporation|600
QD|QUDIAN INC.|NBCS|NBC Securities, INC.|1700
QD|QUDIAN INC.|NFSC|National Financial Services LLC|1507773
QD|QUDIAN INC.|NITE|VIRTU Americas LLC|3939942
QD|QUDIAN INC.|NITP|VIRTU Americas LLC|1
QD|QUDIAN INC.|NQRB|Brut, LLC|17642
QD|QUDIAN INC.|NTBF|BMO Nesbitt Burns Inc./CDS|9630
QD|QUDIAN INC.|NTFN|Network 1 Financial Securities Inc.|1300
QD|QUDIAN INC.|OPCO|Oppenheimer & Co. Inc.|18200
QD|QUDIAN INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
QD|QUDIAN INC.|PCPT|PHILLIP CAPITAL INC.|45500
QD|QUDIAN INC.|PDQM|CODA MARKETS, INC.|863538
QD|QUDIAN INC.|PHLY|NASDAQ Execution Services, LLC|3200
QD|QUDIAN INC.|PNSR|Penserra Securities, LLC|14832
QD|QUDIAN INC.|PWJC|UBS Financial Services, Inc.|4100
QD|QUDIAN INC.|RBCM|RBC CAPITAL MARKETS, LLC|126670
QD|QUDIAN INC.|RGLD|Regal Securities, Inc|500
QD|QUDIAN INC.|SAGL|SAGETRADER, LLC|5100
QD|QUDIAN INC.|SBSH|Citigroup Global Markets Inc.|1047817
QD|QUDIAN INC.|SCMC|Scotia Capital Markets (USA) Inc.|1200
QD|QUDIAN INC.|SGMT|GOLDMAN SACHS & CO. LLC|116009
QD|QUDIAN INC.|SPDR|SPEEDROUTE LLC|34672
QD|QUDIAN INC.|SPHN|Stephens Inc.|3800
QD|QUDIAN INC.|STFL|Stifel, Nicolaus & Company, Incorporated|7600
QD|QUDIAN INC.|STKP|STOCKPILE INVESTMENTS, INC.|830
QD|QUDIAN INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1200
QD|QUDIAN INC.|SWIM|TD Ameritrade, Inc.|1052973
QD|QUDIAN INC.|SWST|Hilltop Securities Inc.|9400
QD|QUDIAN INC.|TDFS|TRADERFIELD SECURITIES INC.|4000
QD|QUDIAN INC.|TKNG|ALLY INVEST SECURITIES LLC|55720
QD|QUDIAN INC.|TRBT|Tradebot Systems, Inc.|15575
QD|QUDIAN INC.|TRCM|TRC MARKETS LLC|15815
QD|QUDIAN INC.|TWTT|TASTYWORKS, INC.|4682
QD|QUDIAN INC.|UBSA|UBS SECURITIES LLC|1358614
QD|QUDIAN INC.|UBSS|UBS Securities LLC|4679262
QD|QUDIAN INC.|VALX|VIRTU AMERICAS LLC|48883
QD|QUDIAN INC.|VGRD|Vanguard Marketing Corporation|94894
QD|QUDIAN INC.|WCHV|WELLS FARGO SECURITIES, LLC|87274
QD|QUDIAN INC.|WEDB|WEDBUSH SECURITIES INC.|49750
QD|QUDIAN INC.|WEED|Weeden & Co.L.P.|4550
QD|QUDIAN INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|46728
QD|QUDIAN INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40778
QD|QUDIAN INC.|WGIF|CIBC World Markets Inc.|14079
QD|QUDIAN INC.|WHOT|JUST2TRADE, INC.|2936
QD|QUDIAN INC.|WSEA|WOLVERINE SECURITIES, LLC|65699
QD|QUDIAN INC.|WTFS|JUST2TRADE, INC.|600
QD|QUDIAN INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|156446
QD|QUDIAN INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2600
QD|QUDIAN INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11567
QDEF|FLEXSHARESDEFQUALDIV|APCC|Apex Clearing Corporation|25
QDEF|FLEXSHARESDEFQUALDIV|BANK|Primevest Financial Services, Inc.|42
QDEF|FLEXSHARESDEFQUALDIV|CHAS|Charles Schwab & Co., Inc.|14
QDEF|FLEXSHARESDEFQUALDIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
QDEF|FLEXSHARESDEFQUALDIV|DBAB|Deutsche Bank Securities Inc.|400
QDEF|FLEXSHARESDEFQUALDIV|DBAX|Deutsche Bank Securities Inc.|800
QDEF|FLEXSHARESDEFQUALDIV|DEAN|MORGAN STANLEY|950
QDEF|FLEXSHARESDEFQUALDIV|EDJO|Edward D. Jones & Co., L.P.|316
QDEF|FLEXSHARESDEFQUALDIV|EGAM|CBOE TRADING, INC.|200
QDEF|FLEXSHARESDEFQUALDIV|ETRS|E*Trade Securities LLC|551
QDEF|FLEXSHARESDEFQUALDIV|FTBR|Foliofn Investments, Inc.|3
QDEF|FLEXSHARESDEFQUALDIV|HRBF|American Enterprise Investment Services Inc.|9473
QDEF|FLEXSHARESDEFQUALDIV|IBKR|Interactive Brokers Llc|500
QDEF|FLEXSHARESDEFQUALDIV|JSJX|JANE STREET CAPITAL LLC|91481
QDEF|FLEXSHARESDEFQUALDIV|LEHM|Barclays Capital Inc./Le|36
QDEF|FLEXSHARESDEFQUALDIV|LIME|Lime Brokerage LLC|3005
QDEF|FLEXSHARESDEFQUALDIV|MACC|Mid Atlantic Capital Corporation|23
QDEF|FLEXSHARESDEFQUALDIV|MSCO|MORGAN STANLEY & CO. LLC|621
QDEF|FLEXSHARESDEFQUALDIV|NFSC|National Financial Services LLC|13034
QDEF|FLEXSHARESDEFQUALDIV|NITE|VIRTU Americas LLC|19174
QDEF|FLEXSHARESDEFQUALDIV|NQRB|Brut, LLC|100
QDEF|FLEXSHARESDEFQUALDIV|NTRC|Northern Trust Securities, Inc.|1140
QDEF|FLEXSHARESDEFQUALDIV|RBCM|RBC CAPITAL MARKETS, LLC|21
QDEF|FLEXSHARESDEFQUALDIV|SBSH|Citigroup Global Markets Inc.|32
QDEF|FLEXSHARESDEFQUALDIV|STFL|Stifel, Nicolaus & Company, Incorporated|74
QDEF|FLEXSHARESDEFQUALDIV|SWIM|TD Ameritrade, Inc.|220
QDEF|FLEXSHARESDEFQUALDIV|UBSA|UBS SECURITIES LLC|800
QDEF|FLEXSHARESDEFQUALDIV|UBSS|UBS Securities LLC|3220
QDEF|FLEXSHARESDEFQUALDIV|VGRD|Vanguard Marketing Corporation|3076
QDEF|FLEXSHARESDEFQUALDIV|WCHV|WELLS FARGO SECURITIES, LLC|273
QDEF|FLEXSHARESDEFQUALDIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3525
QDEL|QUIDEL CP         ##|AGIS|Aegis Capital Corp.|140
QDEL|QUIDEL CP         ##|ALTX|Alternet Securities Inc.|3999
QDEL|QUIDEL CP         ##|ANOS|ABEL/NOSER, L.L.C.|85
QDEL|QUIDEL CP         ##|APCC|Apex Clearing Corporation|1313
QDEL|QUIDEL CP         ##|BANK|Primevest Financial Services, Inc.|113
QDEL|QUIDEL CP         ##|BARD|Robert W. Baird & Co. Incorporated|10500
QDEL|QUIDEL CP         ##|BATM|CBOE TRADING, INC.|2662
QDEL|QUIDEL CP         ##|BERN|Sanford C. Bernstein & Co., LLC|32588
QDEL|QUIDEL CP         ##|BIDS|BIDS TRADING L.P.|61200
QDEL|QUIDEL CP         ##|BIMI|Banca IMI Securities Corp.|395
QDEL|QUIDEL CP         ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3974
QDEL|QUIDEL CP         ##|BLKX|INSTINET, LLC|9000
QDEL|QUIDEL CP         ##|BMOC|BMO Capital Markets Corp.|4866
QDEL|QUIDEL CP         ##|BNPX|BNP PARIBAS SECURITIES CORP.|1852
QDEL|QUIDEL CP         ##|BTIG|BTIG, LLC|22831
QDEL|QUIDEL CP         ##|BYXM|CBOE TRADING, INC.|333
QDEL|QUIDEL CP         ##|BZYD|GOLDMAN SACHS & CO. LLC|150
QDEL|QUIDEL CP         ##|CANT|Cantor Fitzgerald & Co.|272
QDEL|QUIDEL CP         ##|CHAS|Charles Schwab & Co., Inc.|25
QDEL|QUIDEL CP         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132305
QDEL|QUIDEL CP         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|204
QDEL|QUIDEL CP         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|145069
QDEL|QUIDEL CP         ##|CTDL|Citadel Derivatives Group Llc|13233
QDEL|QUIDEL CP         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|21584
QDEL|QUIDEL CP         ##|DBAB|Deutsche Bank Securities Inc.|217208
QDEL|QUIDEL CP         ##|DBAX|Deutsche Bank Securities Inc.|112200
QDEL|QUIDEL CP         ##|DBUL|Deutsche Bank Securities Inc.|300
QDEL|QUIDEL CP         ##|DEAN|MORGAN STANLEY|10329
QDEL|QUIDEL CP         ##|DEGS|RONIN PROFESSIONAL LLC|300
QDEL|QUIDEL CP         ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1868
QDEL|QUIDEL CP         ##|EBXL|EBX LLC|77500
QDEL|QUIDEL CP         ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|551
QDEL|QUIDEL CP         ##|EDJC|Edward Jones / CDS|5
QDEL|QUIDEL CP         ##|EDJO|Edward D. Jones & Co., L.P.|174
QDEL|QUIDEL CP         ##|EGAM|CBOE TRADING, INC.|2430
QDEL|QUIDEL CP         ##|EGMT|EG MARKET TECHNOLOGIES LLC|1200
QDEL|QUIDEL CP         ##|EGXM|CBOE TRADING, INC.|1902
QDEL|QUIDEL CP         ##|EGXW|CBOE TRADING, INC.|100
QDEL|QUIDEL CP         ##|ETBE|Electronic Transaction Clearing, Inc.|2090
QDEL|QUIDEL CP         ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|26
QDEL|QUIDEL CP         ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1140
QDEL|QUIDEL CP         ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20167
QDEL|QUIDEL CP         ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|136
QDEL|QUIDEL CP         ##|ETRS|E*Trade Securities LLC|87455
QDEL|QUIDEL CP         ##|FBCO|Credit Suisse Securities (USA) LLC|177420
QDEL|QUIDEL CP         ##|FIDT|Fidelity Clearing Canada ULC./ CDS|125
QDEL|QUIDEL CP         ##|FILL|Tradestation Securities, Inc.|3511
QDEL|QUIDEL CP         ##|FMAF|NBCN Inc./ CDS|869
QDEL|QUIDEL CP         ##|FOMA|TD AMERITRADE CLEARING, INC.|94899
QDEL|QUIDEL CP         ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1576
QDEL|QUIDEL CP         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56175
QDEL|QUIDEL CP         ##|FTBR|Foliofn Investments, Inc.|2749
QDEL|QUIDEL CP         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|11377
QDEL|QUIDEL CP         ##|GLIS|TD Securities Inc|150
QDEL|QUIDEL CP         ##|GLPX|ACS EXECUTION SERVICES, LLC|38604
QDEL|QUIDEL CP         ##|GSCO|GOLDMAN SACHS & CO. LLC|503883
QDEL|QUIDEL CP         ##|GSCS|GOLDMAN SACHS & CO. LLC|19457
QDEL|QUIDEL CP         ##|GSLT|GOLDMAN SACHS & CO. LLC|504
QDEL|QUIDEL CP         ##|GTSZ|GTS SECURITIES LLC|25752
QDEL|QUIDEL CP         ##|HRBF|American Enterprise Investment Services Inc.|318
QDEL|QUIDEL CP         ##|HSBC|HSBC Securities, Inc.|39422
QDEL|QUIDEL CP         ##|IATS|INTERACTIVE BROKERS LLC|4966
QDEL|QUIDEL CP         ##|IBKR|Interactive Brokers Llc|41365
QDEL|QUIDEL CP         ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|299
QDEL|QUIDEL CP         ##|ICBX|INSTINET, LLC|9600
QDEL|QUIDEL CP         ##|IEQY|CITADEL SECURITIES LLC|39802
QDEL|QUIDEL CP         ##|INCA|INSTINET, LLC|115489
QDEL|QUIDEL CP         ##|INJX|INSTINET, LLC|16876
QDEL|QUIDEL CP         ##|ITGI|ITG Inc.|193152
QDEL|QUIDEL CP         ##|ITGP|ITG INC.|20200
QDEL|QUIDEL CP         ##|JANY|Janney Montgomery Scott Inc.|115426
QDEL|QUIDEL CP         ##|JEFF|JEFFERIES LLC|50872
QDEL|QUIDEL CP         ##|JMPT|JUMP TRADING, LLC|29431
QDEL|QUIDEL CP         ##|JPBX|J.P. MORGAN SECURITIES LLC|17530
QDEL|QUIDEL CP         ##|JPMX|J.P. Morgan Securities LLC|157375
QDEL|QUIDEL CP         ##|JSJX|JANE STREET CAPITAL LLC|6344
QDEL|QUIDEL CP         ##|KCGM|VIRTU Americas LLC|31123
QDEL|QUIDEL CP         ##|LEER|LEERINK PARTNERS LLC|24100
QDEL|QUIDEL CP         ##|LEHM|Barclays Capital Inc./Le|719110
QDEL|QUIDEL CP         ##|LIME|Lime Brokerage LLC|110586
QDEL|QUIDEL CP         ##|LOOP|Loop Capital Markets LLC|200
QDEL|QUIDEL CP         ##|LQNA|LIQUIDNET, INC.|292200
QDEL|QUIDEL CP         ##|LQNB|LIQUIDNET, INC.|61200
QDEL|QUIDEL CP         ##|LSCI|Lek Securities Corporation|300
QDEL|QUIDEL CP         ##|MAXM|Maxim Group LLC|3392
QDEL|QUIDEL CP         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74230
QDEL|QUIDEL CP         ##|MOTF|MOTIF INVESTING, INC.|9
QDEL|QUIDEL CP         ##|MSCO|MORGAN STANLEY & CO. LLC|930370
QDEL|QUIDEL CP         ##|MSPL|MORGAN STANLEY & CO. LLC|94700
QDEL|QUIDEL CP         ##|MSTX|MORGAN STANLEY & CO. LLC|18500
QDEL|QUIDEL CP         ##|NFSC|National Financial Services LLC|67913
QDEL|QUIDEL CP         ##|NITE|VIRTU Americas LLC|148470
QDEL|QUIDEL CP         ##|NITP|VIRTU Americas LLC|900
QDEL|QUIDEL CP         ##|NQRB|Brut, LLC|4431
QDEL|QUIDEL CP         ##|OPCO|Oppenheimer & Co. Inc.|22501
QDEL|QUIDEL CP         ##|PCPT|PHILLIP CAPITAL INC.|95
QDEL|QUIDEL CP         ##|PDQM|CODA MARKETS, INC.|186499
QDEL|QUIDEL CP         ##|PHLY|NASDAQ Execution Services, LLC|2200
QDEL|QUIDEL CP         ##|PWJC|UBS Financial Services, Inc.|5557
QDEL|QUIDEL CP         ##|RAJA|Raymond James & Associates, Inc.|13446
QDEL|QUIDEL CP         ##|RBCM|RBC CAPITAL MARKETS, LLC|1116
QDEL|QUIDEL CP         ##|SAGL|SAGETRADER, LLC|1868
QDEL|QUIDEL CP         ##|SAGW|SAGETRADER, LLC|165
QDEL|QUIDEL CP         ##|SBSH|Citigroup Global Markets Inc.|291775
QDEL|QUIDEL CP         ##|SGMT|GOLDMAN SACHS & CO. LLC|19322
QDEL|QUIDEL CP         ##|SPDR|SPEEDROUTE LLC|16400
QDEL|QUIDEL CP         ##|STFL|Stifel, Nicolaus & Company, Incorporated|18900
QDEL|QUIDEL CP         ##|SWIM|TD Ameritrade, Inc.|18989
QDEL|QUIDEL CP         ##|SWST|Hilltop Securities Inc.|249
QDEL|QUIDEL CP         ##|TKNG|ALLY INVEST SECURITIES LLC|316
QDEL|QUIDEL CP         ##|TRBT|Tradebot Systems, Inc.|145510
QDEL|QUIDEL CP         ##|TRCM|TRC MARKETS LLC|93819
QDEL|QUIDEL CP         ##|TWTT|TASTYWORKS, INC.|716
QDEL|QUIDEL CP         ##|UBSA|UBS SECURITIES LLC|225513
QDEL|QUIDEL CP         ##|UBSS|UBS Securities LLC|772375
QDEL|QUIDEL CP         ##|VALX|VIRTU AMERICAS LLC|3961
QDEL|QUIDEL CP         ##|VGRD|Vanguard Marketing Corporation|6847
QDEL|QUIDEL CP         ##|WABR|Wall Street Access|1300
QDEL|QUIDEL CP         ##|WCHV|WELLS FARGO SECURITIES, LLC|20868
QDEL|QUIDEL CP         ##|WDNX|WEEDEN & CO.L.P.|6354
QDEL|QUIDEL CP         ##|WEED|Weeden & Co.L.P.|4233
QDEL|QUIDEL CP         ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4509
QDEL|QUIDEL CP         ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11523
QDEL|QUIDEL CP         ##|WGIF|CIBC World Markets Inc.|700
QDEL|QUIDEL CP         ##|WSEA|WOLVERINE SECURITIES, LLC|1829
QDEL|QUIDEL CP         ##|XIST|INSTINET, LLC|1400
QDEL|QUIDEL CP         ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|10448
QDEL|QUIDEL CP         ##|YKNA|COMHAR CAPITAL MARKETS, LLC|9721
QDEL|QUIDEL CP         ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|259
QDEU|SPDR MSCI GERMANY ST|APCC|Apex Clearing Corporation|8
QDEU|SPDR MSCI GERMANY ST|BATM|CBOE TRADING, INC.|321
QDEU|SPDR MSCI GERMANY ST|CHAS|Charles Schwab & Co., Inc.|3
QDEU|SPDR MSCI GERMANY ST|ETRS|E*Trade Securities LLC|1
QDEU|SPDR MSCI GERMANY ST|JSJX|JANE STREET CAPITAL LLC|1081
QDEU|SPDR MSCI GERMANY ST|KCGM|VIRTU Americas LLC|75
QDEU|SPDR MSCI GERMANY ST|LEHM|Barclays Capital Inc./Le|200
QDEU|SPDR MSCI GERMANY ST|MACC|Mid Atlantic Capital Corporation|96
QDEU|SPDR MSCI GERMANY ST|NFSC|National Financial Services LLC|352
QDEU|SPDR MSCI GERMANY ST|NITE|VIRTU Americas LLC|522
QDF|FLEXSHARES QUALDIV|ALTX|Alternet Securities Inc.|372
QDF|FLEXSHARES QUALDIV|APCC|Apex Clearing Corporation|45
QDF|FLEXSHARES QUALDIV|AURC|Aurora Capital LLC|1400
QDF|FLEXSHARES QUALDIV|BANK|Primevest Financial Services, Inc.|1
QDF|FLEXSHARES QUALDIV|BARD|Robert W. Baird & Co. Incorporated|4149
QDF|FLEXSHARES QUALDIV|BBNT|BB&T SECURITIES, LLC|27733
QDF|FLEXSHARES QUALDIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|925
QDF|FLEXSHARES QUALDIV|CANT|Cantor Fitzgerald & Co.|23085
QDF|FLEXSHARES QUALDIV|CHAS|Charles Schwab & Co., Inc.|1239
QDF|FLEXSHARES QUALDIV|CIST|Capital Institutional Services, Inc.|600
QDF|FLEXSHARES QUALDIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
QDF|FLEXSHARES QUALDIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3666
QDF|FLEXSHARES QUALDIV|CSIN|Citadel Securities Institutional LLC|27447
QDF|FLEXSHARES QUALDIV|CTDL|Citadel Derivatives Group Llc|26733
QDF|FLEXSHARES QUALDIV|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
QDF|FLEXSHARES QUALDIV|DBAB|Deutsche Bank Securities Inc.|300
QDF|FLEXSHARES QUALDIV|DBAX|Deutsche Bank Securities Inc.|2900
QDF|FLEXSHARES QUALDIV|DEAN|MORGAN STANLEY|1698
QDF|FLEXSHARES QUALDIV|EBXL|EBX LLC|2200
QDF|FLEXSHARES QUALDIV|ECUT|CONVERGEX EXECUTION SOLUTIONS|10986
QDF|FLEXSHARES QUALDIV|EDJO|Edward D. Jones & Co., L.P.|1135
QDF|FLEXSHARES QUALDIV|EGAM|CBOE TRADING, INC.|2215
QDF|FLEXSHARES QUALDIV|EGXM|CBOE TRADING, INC.|172
QDF|FLEXSHARES QUALDIV|EGXW|CBOE TRADING, INC.|50
QDF|FLEXSHARES QUALDIV|ETBE|Electronic Transaction Clearing, Inc.|400
QDF|FLEXSHARES QUALDIV|ETRS|E*Trade Securities LLC|67
QDF|FLEXSHARES QUALDIV|FINX|FINTECH SECURITIES|2096
QDF|FLEXSHARES QUALDIV|FTBR|Foliofn Investments, Inc.|14
QDF|FLEXSHARES QUALDIV|GSCO|GOLDMAN SACHS & CO. LLC|2400
QDF|FLEXSHARES QUALDIV|GSLT|GOLDMAN SACHS & CO. LLC|250
QDF|FLEXSHARES QUALDIV|HRBF|American Enterprise Investment Services Inc.|20849
QDF|FLEXSHARES QUALDIV|IATS|INTERACTIVE BROKERS LLC|30
QDF|FLEXSHARES QUALDIV|IBKR|Interactive Brokers Llc|642
QDF|FLEXSHARES QUALDIV|ICBX|INSTINET, LLC|4900
QDF|FLEXSHARES QUALDIV|INCA|INSTINET, LLC|29742
QDF|FLEXSHARES QUALDIV|ITGI|ITG Inc.|1177
QDF|FLEXSHARES QUALDIV|JANY|Janney Montgomery Scott Inc.|4432
QDF|FLEXSHARES QUALDIV|JMPT|JUMP TRADING, LLC|100
QDF|FLEXSHARES QUALDIV|JPMX|J.P. Morgan Securities LLC|800
QDF|FLEXSHARES QUALDIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|48021
QDF|FLEXSHARES QUALDIV|JSJX|JANE STREET CAPITAL LLC|302193
QDF|FLEXSHARES QUALDIV|KCGM|VIRTU Americas LLC|7115
QDF|FLEXSHARES QUALDIV|LEHM|Barclays Capital Inc./Le|9155
QDF|FLEXSHARES QUALDIV|LIME|Lime Brokerage LLC|5630
QDF|FLEXSHARES QUALDIV|MACC|Mid Atlantic Capital Corporation|15971
QDF|FLEXSHARES QUALDIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11400
QDF|FLEXSHARES QUALDIV|MSCO|MORGAN STANLEY & CO. LLC|30600
QDF|FLEXSHARES QUALDIV|MSPL|MORGAN STANLEY & CO. LLC|4100
QDF|FLEXSHARES QUALDIV|NFSC|National Financial Services LLC|32783
QDF|FLEXSHARES QUALDIV|NITE|VIRTU Americas LLC|512632
QDF|FLEXSHARES QUALDIV|NQRB|Brut, LLC|2800
QDF|FLEXSHARES QUALDIV|NTRC|Northern Trust Securities, Inc.|1782
QDF|FLEXSHARES QUALDIV|OPCO|Oppenheimer & Co. Inc.|137
QDF|FLEXSHARES QUALDIV|PDQM|CODA MARKETS, INC.|1731
QDF|FLEXSHARES QUALDIV|PWJC|UBS Financial Services, Inc.|1345
QDF|FLEXSHARES QUALDIV|RBCM|RBC CAPITAL MARKETS, LLC|908
QDF|FLEXSHARES QUALDIV|SBSH|Citigroup Global Markets Inc.|5622
QDF|FLEXSHARES QUALDIV|SGMT|GOLDMAN SACHS & CO. LLC|3631
QDF|FLEXSHARES QUALDIV|STFL|Stifel, Nicolaus & Company, Incorporated|103
QDF|FLEXSHARES QUALDIV|SWIM|TD Ameritrade, Inc.|200
QDF|FLEXSHARES QUALDIV|UBSA|UBS SECURITIES LLC|8458
QDF|FLEXSHARES QUALDIV|UBSS|UBS Securities LLC|74148
QDF|FLEXSHARES QUALDIV|VGRD|Vanguard Marketing Corporation|16678
QDF|FLEXSHARES QUALDIV|WCHV|WELLS FARGO SECURITIES, LLC|4321
QDF|FLEXSHARES QUALDIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|57534
QDYN|FLEXSHARESDYNQUALDIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
QDYN|FLEXSHARESDYNQUALDIV|DBAB|Deutsche Bank Securities Inc.|300
QDYN|FLEXSHARESDYNQUALDIV|DBAX|Deutsche Bank Securities Inc.|1600
QDYN|FLEXSHARESDYNQUALDIV|EGAM|CBOE TRADING, INC.|200
QDYN|FLEXSHARESDYNQUALDIV|ETRS|E*Trade Securities LLC|6
QDYN|FLEXSHARESDYNQUALDIV|FTBR|Foliofn Investments, Inc.|10
QDYN|FLEXSHARESDYNQUALDIV|JSJX|JANE STREET CAPITAL LLC|5897
QDYN|FLEXSHARESDYNQUALDIV|NFSC|National Financial Services LLC|235
QDYN|FLEXSHARESDYNQUALDIV|NITE|VIRTU Americas LLC|297
QDYN|FLEXSHARESDYNQUALDIV|UBSA|UBS SECURITIES LLC|600
QDYN|FLEXSHARESDYNQUALDIV|UBSS|UBS Securities LLC|2760
QDYN|FLEXSHARESDYNQUALDIV|WSEA|WOLVERINE SECURITIES, LLC|23
QDYN|FLEXSHARESDYNQUALDIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9613
QED|IQ HEDGE EVENT-DRVEN|APCC|Apex Clearing Corporation|5
QED|IQ HEDGE EVENT-DRVEN|JSEB|JANE STREET EXECUTION SERVICES, LLC|7441
QED|IQ HEDGE EVENT-DRVEN|MOTF|MOTIF INVESTING, INC.|1
QED|IQ HEDGE EVENT-DRVEN|NITE|VIRTU Americas LLC|66
QEFA|SPDR MSCI EAFE STRAT|APCC|Apex Clearing Corporation|16
QEFA|SPDR MSCI EAFE STRAT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|183
QEFA|SPDR MSCI EAFE STRAT|BNCH|The Benchmark Company, LLC|6319
QEFA|SPDR MSCI EAFE STRAT|BYXM|CBOE TRADING, INC.|238
QEFA|SPDR MSCI EAFE STRAT|CANT|Cantor Fitzgerald & Co.|2209
QEFA|SPDR MSCI EAFE STRAT|CHAS|Charles Schwab & Co., Inc.|2
QEFA|SPDR MSCI EAFE STRAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1738
QEFA|SPDR MSCI EAFE STRAT|CTDL|Citadel Derivatives Group Llc|375
QEFA|SPDR MSCI EAFE STRAT|DBAX|Deutsche Bank Securities Inc.|2000
QEFA|SPDR MSCI EAFE STRAT|EBXL|EBX LLC|1100
QEFA|SPDR MSCI EAFE STRAT|ETCB|ETC BROKERAGE SERVICES, LLC|415
QEFA|SPDR MSCI EAFE STRAT|ETRS|E*Trade Securities LLC|16
QEFA|SPDR MSCI EAFE STRAT|FLTU|FLOW TRADERS US LLC|385
QEFA|SPDR MSCI EAFE STRAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|519
QEFA|SPDR MSCI EAFE STRAT|FTBR|Foliofn Investments, Inc.|222
QEFA|SPDR MSCI EAFE STRAT|GLPX|ACS EXECUTION SERVICES, LLC|500
QEFA|SPDR MSCI EAFE STRAT|GTSZ|GTS SECURITIES LLC|524
QEFA|SPDR MSCI EAFE STRAT|HRBF|American Enterprise Investment Services Inc.|100820
QEFA|SPDR MSCI EAFE STRAT|ITGI|ITG Inc.|47
QEFA|SPDR MSCI EAFE STRAT|JPMX|J.P. Morgan Securities LLC|1400
QEFA|SPDR MSCI EAFE STRAT|JSEB|JANE STREET EXECUTION SERVICES, LLC|3652
QEFA|SPDR MSCI EAFE STRAT|JSJX|JANE STREET CAPITAL LLC|26893
QEFA|SPDR MSCI EAFE STRAT|KCGM|VIRTU Americas LLC|9978
QEFA|SPDR MSCI EAFE STRAT|LEHM|Barclays Capital Inc./Le|3600
QEFA|SPDR MSCI EAFE STRAT|LIME|Lime Brokerage LLC|395
QEFA|SPDR MSCI EAFE STRAT|MACC|Mid Atlantic Capital Corporation|1604
QEFA|SPDR MSCI EAFE STRAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4166
QEFA|SPDR MSCI EAFE STRAT|MSCO|MORGAN STANLEY & CO. LLC|2103
QEFA|SPDR MSCI EAFE STRAT|MSPL|MORGAN STANLEY & CO. LLC|200
QEFA|SPDR MSCI EAFE STRAT|NFSC|National Financial Services LLC|2272
QEFA|SPDR MSCI EAFE STRAT|NITE|VIRTU Americas LLC|56731
QEFA|SPDR MSCI EAFE STRAT|NQRB|Brut, LLC|3819
QEFA|SPDR MSCI EAFE STRAT|OLDM|OLD MISSION CAPITAL, LLC|400
QEFA|SPDR MSCI EAFE STRAT|PDQM|CODA MARKETS, INC.|1000
QEFA|SPDR MSCI EAFE STRAT|RBCM|RBC CAPITAL MARKETS, LLC|1222
QEFA|SPDR MSCI EAFE STRAT|SBSH|Citigroup Global Markets Inc.|17
QEFA|SPDR MSCI EAFE STRAT|SGMT|GOLDMAN SACHS & CO. LLC|1680
QEFA|SPDR MSCI EAFE STRAT|UBSA|UBS SECURITIES LLC|6808
QEFA|SPDR MSCI EAFE STRAT|UBSS|UBS Securities LLC|19653
QEFA|SPDR MSCI EAFE STRAT|VGRD|Vanguard Marketing Corporation|25
QEFA|SPDR MSCI EAFE STRAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
QEFA|SPDR MSCI EAFE STRAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|107
QEMM|SPDR MSCI EMERGING M|AGIS|Aegis Capital Corp.|124
QEMM|SPDR MSCI EMERGING M|APCC|Apex Clearing Corporation|3628
QEMM|SPDR MSCI EMERGING M|BANK|Primevest Financial Services, Inc.|561
QEMM|SPDR MSCI EMERGING M|BARD|Robert W. Baird & Co. Incorporated|50
QEMM|SPDR MSCI EMERGING M|BATM|CBOE TRADING, INC.|200
QEMM|SPDR MSCI EMERGING M|BERN|Sanford C. Bernstein & Co., LLC|300
QEMM|SPDR MSCI EMERGING M|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1023
QEMM|SPDR MSCI EMERGING M|CANT|Cantor Fitzgerald & Co.|63001
QEMM|SPDR MSCI EMERGING M|CHAS|Charles Schwab & Co., Inc.|677
QEMM|SPDR MSCI EMERGING M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|753
QEMM|SPDR MSCI EMERGING M|CTDL|Citadel Derivatives Group Llc|8080
QEMM|SPDR MSCI EMERGING M|DBAB|Deutsche Bank Securities Inc.|300
QEMM|SPDR MSCI EMERGING M|DBAX|Deutsche Bank Securities Inc.|500
QEMM|SPDR MSCI EMERGING M|DEAN|MORGAN STANLEY|179
QEMM|SPDR MSCI EMERGING M|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2600
QEMM|SPDR MSCI EMERGING M|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|124
QEMM|SPDR MSCI EMERGING M|EBXL|EBX LLC|3600
QEMM|SPDR MSCI EMERGING M|EDJO|Edward D. Jones & Co., L.P.|3
QEMM|SPDR MSCI EMERGING M|ETRS|E*Trade Securities LLC|3966
QEMM|SPDR MSCI EMERGING M|FTBR|Foliofn Investments, Inc.|2
QEMM|SPDR MSCI EMERGING M|GEBB|GLOBAL EXECUTION BROKERS, LP|200
QEMM|SPDR MSCI EMERGING M|GLPX|ACS EXECUTION SERVICES, LLC|100
QEMM|SPDR MSCI EMERGING M|GSCO|GOLDMAN SACHS & CO. LLC|2000
QEMM|SPDR MSCI EMERGING M|HRBF|American Enterprise Investment Services Inc.|8275
QEMM|SPDR MSCI EMERGING M|IATS|INTERACTIVE BROKERS LLC|28
QEMM|SPDR MSCI EMERGING M|IBKR|Interactive Brokers Llc|384
QEMM|SPDR MSCI EMERGING M|ICBX|INSTINET, LLC|1100
QEMM|SPDR MSCI EMERGING M|INCA|INSTINET, LLC|100
QEMM|SPDR MSCI EMERGING M|JANY|Janney Montgomery Scott Inc.|1791
QEMM|SPDR MSCI EMERGING M|JSEB|JANE STREET EXECUTION SERVICES, LLC|216857
QEMM|SPDR MSCI EMERGING M|JSJX|JANE STREET CAPITAL LLC|24985
QEMM|SPDR MSCI EMERGING M|KCGM|VIRTU Americas LLC|447
QEMM|SPDR MSCI EMERGING M|LEHM|Barclays Capital Inc./Le|1268
QEMM|SPDR MSCI EMERGING M|LIME|Lime Brokerage LLC|795
QEMM|SPDR MSCI EMERGING M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
QEMM|SPDR MSCI EMERGING M|MSCO|MORGAN STANLEY & CO. LLC|42652
QEMM|SPDR MSCI EMERGING M|MSPL|MORGAN STANLEY & CO. LLC|300
QEMM|SPDR MSCI EMERGING M|NFSC|National Financial Services LLC|7103
QEMM|SPDR MSCI EMERGING M|NITE|VIRTU Americas LLC|111256
QEMM|SPDR MSCI EMERGING M|NITP|VIRTU Americas LLC|303
QEMM|SPDR MSCI EMERGING M|OPCO|Oppenheimer & Co. Inc.|137
QEMM|SPDR MSCI EMERGING M|PDQM|CODA MARKETS, INC.|700
QEMM|SPDR MSCI EMERGING M|RBCM|RBC CAPITAL MARKETS, LLC|2236
QEMM|SPDR MSCI EMERGING M|SALI|INTL FCSTONE FINANCIAL INC.|14230
QEMM|SPDR MSCI EMERGING M|SBSH|Citigroup Global Markets Inc.|430
QEMM|SPDR MSCI EMERGING M|SGMT|GOLDMAN SACHS & CO. LLC|2282
QEMM|SPDR MSCI EMERGING M|STFL|Stifel, Nicolaus & Company, Incorporated|276
QEMM|SPDR MSCI EMERGING M|SWST|Hilltop Securities Inc.|94566
QEMM|SPDR MSCI EMERGING M|UBSA|UBS SECURITIES LLC|10577
QEMM|SPDR MSCI EMERGING M|UBSS|UBS Securities LLC|19170
QEMM|SPDR MSCI EMERGING M|VGRD|Vanguard Marketing Corporation|354
QEMM|SPDR MSCI EMERGING M|WCHV|WELLS FARGO SECURITIES, LLC|22603
QEMM|SPDR MSCI EMERGING M|WSEA|WOLVERINE SECURITIES, LLC|5
QEMM|SPDR MSCI EMERGING M|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1910
QEP|QEP RESOURCES, INC|ABLE|NATIXIS Securities Americas LLC|15749
QEP|QEP RESOURCES, INC|ALTX|Alternet Securities Inc.|35866
QEP|QEP RESOURCES, INC|ANOS|ABEL/NOSER, L.L.C.|3686
QEP|QEP RESOURCES, INC|APCC|Apex Clearing Corporation|1992
QEP|QEP RESOURCES, INC|AQUA|AQUA SECURITIES L.P.|12900
QEP|QEP RESOURCES, INC|BANK|Primevest Financial Services, Inc.|100
QEP|QEP RESOURCES, INC|BARD|Robert W. Baird & Co. Incorporated|551
QEP|QEP RESOURCES, INC|BATM|CBOE TRADING, INC.|7541
QEP|QEP RESOURCES, INC|BAYC|BAY CREST PARTNERS, LLC|6139
QEP|QEP RESOURCES, INC|BAYT|BTIG, LLC|4100
QEP|QEP RESOURCES, INC|BBNT|BB&T SECURITIES, LLC|15206
QEP|QEP RESOURCES, INC|BERN|Sanford C. Bernstein & Co., LLC|67172
QEP|QEP RESOURCES, INC|BIDS|BIDS TRADING L.P.|1900
QEP|QEP RESOURCES, INC|BIMI|Banca IMI Securities Corp.|1830
QEP|QEP RESOURCES, INC|BKCM|BNY Mellon Capital Markets LLC|48752
QEP|QEP RESOURCES, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17470
QEP|QEP RESOURCES, INC|BLKX|INSTINET, LLC|222000
QEP|QEP RESOURCES, INC|BNPX|BNP PARIBAS SECURITIES CORP.|82263
QEP|QEP RESOURCES, INC|BRVL|BLAYLOCK VAN, LLC|2000
QEP|QEP RESOURCES, INC|BTIG|BTIG, LLC|23439
QEP|QEP RESOURCES, INC|BYXM|CBOE TRADING, INC.|2440
QEP|QEP RESOURCES, INC|BZYD|GOLDMAN SACHS & CO. LLC|2070
QEP|QEP RESOURCES, INC|CANT|Cantor Fitzgerald & Co.|50020
QEP|QEP RESOURCES, INC|CHAS|Charles Schwab & Co., Inc.|8193
QEP|QEP RESOURCES, INC|CIST|Capital Institutional Services, Inc.|4007
QEP|QEP RESOURCES, INC|CLSA|CLSA AMERICAS, LLC|2600
QEP|QEP RESOURCES, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|249665
QEP|QEP RESOURCES, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4643
QEP|QEP RESOURCES, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|966134
QEP|QEP RESOURCES, INC|CSMS|CORNERSTONE MACRO LLC|22125
QEP|QEP RESOURCES, INC|CTDL|Citadel Derivatives Group Llc|17338
QEP|QEP RESOURCES, INC|CTLR|CUTLER GROUP, LP|1100
QEP|QEP RESOURCES, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|348996
QEP|QEP RESOURCES, INC|DADA|D.A. Davidson & Co.|105
QEP|QEP RESOURCES, INC|DBAB|Deutsche Bank Securities Inc.|843668
QEP|QEP RESOURCES, INC|DBAX|Deutsche Bank Securities Inc.|1490800
QEP|QEP RESOURCES, INC|DBUL|Deutsche Bank Securities Inc.|5800
QEP|QEP RESOURCES, INC|DCHF|Dart Executions, LLC|600
QEP|QEP RESOURCES, INC|DEAN|MORGAN STANLEY|6553
QEP|QEP RESOURCES, INC|DEGS|RONIN PROFESSIONAL LLC|2637
QEP|QEP RESOURCES, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29800
QEP|QEP RESOURCES, INC|EBXL|EBX LLC|844200
QEP|QEP RESOURCES, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|43189
QEP|QEP RESOURCES, INC|EDJO|Edward D. Jones & Co., L.P.|5386
QEP|QEP RESOURCES, INC|EGAM|CBOE TRADING, INC.|41840
QEP|QEP RESOURCES, INC|EGAW|CBOE TRADING, INC.|1638
QEP|QEP RESOURCES, INC|EGXM|CBOE TRADING, INC.|1347
QEP|QEP RESOURCES, INC|ETBE|Electronic Transaction Clearing, Inc.|15212
QEP|QEP RESOURCES, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
QEP|QEP RESOURCES, INC|ETCB|ETC BROKERAGE SERVICES, LLC|6900
QEP|QEP RESOURCES, INC|ETCC|Electronic Transaction Clearing, Inc.|110
QEP|QEP RESOURCES, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2300
QEP|QEP RESOURCES, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1032
QEP|QEP RESOURCES, INC|ETRS|E*Trade Securities LLC|212437
QEP|QEP RESOURCES, INC|FBSB|U.S. Bancorp Investments, Inc.|250
QEP|QEP RESOURCES, INC|FILL|Tradestation Securities, Inc.|14114
QEP|QEP RESOURCES, INC|FINX|FINTECH SECURITIES|566
QEP|QEP RESOURCES, INC|FMAF|NBCN Inc./ CDS|20299
QEP|QEP RESOURCES, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38367
QEP|QEP RESOURCES, INC|FQLS|Quantlab Securities LP|639728
QEP|QEP RESOURCES, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|374230
QEP|QEP RESOURCES, INC|FTBR|Foliofn Investments, Inc.|351
QEP|QEP RESOURCES, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1700
QEP|QEP RESOURCES, INC|GLIS|TD Securities Inc|5748
QEP|QEP RESOURCES, INC|GLPX|ACS EXECUTION SERVICES, LLC|55442
QEP|QEP RESOURCES, INC|GSCO|GOLDMAN SACHS & CO. LLC|3098730
QEP|QEP RESOURCES, INC|GSCS|GOLDMAN SACHS & CO. LLC|12232
QEP|QEP RESOURCES, INC|GSLT|GOLDMAN SACHS & CO. LLC|21811
QEP|QEP RESOURCES, INC|GTSY|GTS SECURITIES LLC|3700
QEP|QEP RESOURCES, INC|GTSZ|GTS SECURITIES LLC|253878
QEP|QEP RESOURCES, INC|HRBF|American Enterprise Investment Services Inc.|1064
QEP|QEP RESOURCES, INC|HSBC|HSBC Securities, Inc.|843
QEP|QEP RESOURCES, INC|IATS|INTERACTIVE BROKERS LLC|29154
QEP|QEP RESOURCES, INC|IBKR|Interactive Brokers Llc|66842
QEP|QEP RESOURCES, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|428
QEP|QEP RESOURCES, INC|ICBX|INSTINET, LLC|633884
QEP|QEP RESOURCES, INC|IEQY|CITADEL SECURITIES LLC|497073
QEP|QEP RESOURCES, INC|INCA|INSTINET, LLC|759942
QEP|QEP RESOURCES, INC|INJX|INSTINET, LLC|71356
QEP|QEP RESOURCES, INC|ITGI|ITG Inc.|172175
QEP|QEP RESOURCES, INC|ITGP|ITG INC.|652000
QEP|QEP RESOURCES, INC|JANY|Janney Montgomery Scott Inc.|377
QEP|QEP RESOURCES, INC|JEFF|JEFFERIES LLC|592023
QEP|QEP RESOURCES, INC|JMPT|JUMP TRADING, LLC|142003
QEP|QEP RESOURCES, INC|JPBX|J.P. MORGAN SECURITIES LLC|229755
QEP|QEP RESOURCES, INC|JPMX|J.P. Morgan Securities LLC|1507279
QEP|QEP RESOURCES, INC|JRCO|Johnson Rice & Company L.L.C.|1100
QEP|QEP RESOURCES, INC|JSJX|JANE STREET CAPITAL LLC|8064
QEP|QEP RESOURCES, INC|KCGM|VIRTU Americas LLC|133214
QEP|QEP RESOURCES, INC|KRSH|Kershner Securities, LLC|10055
QEP|QEP RESOURCES, INC|LEHM|Barclays Capital Inc./Le|2838012
QEP|QEP RESOURCES, INC|LIME|Lime Brokerage LLC|401036
QEP|QEP RESOURCES, INC|LOOP|Loop Capital Markets LLC|1671
QEP|QEP RESOURCES, INC|LQNA|LIQUIDNET, INC.|408400
QEP|QEP RESOURCES, INC|LQNB|LIQUIDNET, INC.|600
QEP|QEP RESOURCES, INC|LSCI|Lek Securities Corporation|326
QEP|QEP RESOURCES, INC|MAXM|Maxim Group LLC|4
QEP|QEP RESOURCES, INC|MCMF|Raymond James Ltd. Cds|40
QEP|QEP RESOURCES, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|635812
QEP|QEP RESOURCES, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
QEP|QEP RESOURCES, INC|MOTF|MOTIF INVESTING, INC.|8
QEP|QEP RESOURCES, INC|MSCO|MORGAN STANLEY & CO. LLC|3637311
QEP|QEP RESOURCES, INC|MSPL|MORGAN STANLEY & CO. LLC|1427300
QEP|QEP RESOURCES, INC|MSTX|MORGAN STANLEY & CO. LLC|690000
QEP|QEP RESOURCES, INC|NFSC|National Financial Services LLC|262146
QEP|QEP RESOURCES, INC|NITE|VIRTU Americas LLC|1308927
QEP|QEP RESOURCES, INC|NITP|VIRTU Americas LLC|37956
QEP|QEP RESOURCES, INC|NMRA|Nomura Securities International, Inc.|700
QEP|QEP RESOURCES, INC|NQRB|Brut, LLC|14577
QEP|QEP RESOURCES, INC|NTRC|Northern Trust Securities, Inc.|1895
QEP|QEP RESOURCES, INC|OPCO|Oppenheimer & Co. Inc.|34914
QEP|QEP RESOURCES, INC|PDQM|CODA MARKETS, INC.|271388
QEP|QEP RESOURCES, INC|PWJC|UBS Financial Services, Inc.|20793
QEP|QEP RESOURCES, INC|RBCM|RBC CAPITAL MARKETS, LLC|1453
QEP|QEP RESOURCES, INC|RHCO|Suntrust Robinson Humphrey, Inc.|55205
QEP|QEP RESOURCES, INC|SAGL|SAGETRADER, LLC|23590
QEP|QEP RESOURCES, INC|SAGW|SAGETRADER, LLC|4806
QEP|QEP RESOURCES, INC|SALI|INTL FCSTONE FINANCIAL INC.|600
QEP|QEP RESOURCES, INC|SBSH|Citigroup Global Markets Inc.|429903
QEP|QEP RESOURCES, INC|SEIC|SEI Investments Distribution Co.|2360
QEP|QEP RESOURCES, INC|SGMT|GOLDMAN SACHS & CO. LLC|661815
QEP|QEP RESOURCES, INC|SHMR|ABN Amro Clearing LLC|1
QEP|QEP RESOURCES, INC|SOCO|Capital One Southcoast, Inc|300
QEP|QEP RESOURCES, INC|SPDR|SPEEDROUTE LLC|117775
QEP|QEP RESOURCES, INC|SPHN|Stephens Inc.|1000
QEP|QEP RESOURCES, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|634
QEP|QEP RESOURCES, INC|STFL|Stifel, Nicolaus & Company, Incorporated|23973
QEP|QEP RESOURCES, INC|STKP|STOCKPILE INVESTMENTS, INC.|50
QEP|QEP RESOURCES, INC|STRS|STRATEGAS RESEARCH PARTNERS|100
QEP|QEP RESOURCES, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20740
QEP|QEP RESOURCES, INC|SWIM|TD Ameritrade, Inc.|381658
QEP|QEP RESOURCES, INC|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|11656
QEP|QEP RESOURCES, INC|TKNG|ALLY INVEST SECURITIES LLC|35998
QEP|QEP RESOURCES, INC|TOUR|TOURMALINE PARTNERS, LLC|9100
QEP|QEP RESOURCES, INC|TRBT|Tradebot Systems, Inc.|382881
QEP|QEP RESOURCES, INC|TRCM|TRC MARKETS LLC|696704
QEP|QEP RESOURCES, INC|UBSA|UBS SECURITIES LLC|2192529
QEP|QEP RESOURCES, INC|UBSS|UBS Securities LLC|1933444
QEP|QEP RESOURCES, INC|VALX|VIRTU AMERICAS LLC|78469
QEP|QEP RESOURCES, INC|VGRD|Vanguard Marketing Corporation|23593
QEP|QEP RESOURCES, INC|VSIN|Vision Financial Markets Llc|620
QEP|QEP RESOURCES, INC|WABR|Wall Street Access|9600
QEP|QEP RESOURCES, INC|WCHV|WELLS FARGO SECURITIES, LLC|505673
QEP|QEP RESOURCES, INC|WDNX|WEEDEN & CO.L.P.|2290
QEP|QEP RESOURCES, INC|WEDB|WEDBUSH SECURITIES INC.|1149
QEP|QEP RESOURCES, INC|WEED|Weeden & Co.L.P.|401
QEP|QEP RESOURCES, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14582
QEP|QEP RESOURCES, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|86430
QEP|QEP RESOURCES, INC|WFPB|Wells Fargo Securities, LLC.|909
QEP|QEP RESOURCES, INC|WGIF|CIBC World Markets Inc.|404
QEP|QEP RESOURCES, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|654
QEP|QEP RESOURCES, INC|WSEA|WOLVERINE SECURITIES, LLC|22874
QEP|QEP RESOURCES, INC|XIST|INSTINET, LLC|353696
QEP|QEP RESOURCES, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|94800
QEP|QEP RESOURCES, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4807
QEP|QEP RESOURCES, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7576
QES|QUINTANA ENERGY SERV|ALTX|Alternet Securities Inc.|400
QES|QUINTANA ENERGY SERV|ANOS|ABEL/NOSER, L.L.C.|100
QES|QUINTANA ENERGY SERV|BATM|CBOE TRADING, INC.|109
QES|QUINTANA ENERGY SERV|BAYC|BAY CREST PARTNERS, LLC|783
QES|QUINTANA ENERGY SERV|BERN|Sanford C. Bernstein & Co., LLC|500
QES|QUINTANA ENERGY SERV|BNPX|BNP PARIBAS SECURITIES CORP.|605
QES|QUINTANA ENERGY SERV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
QES|QUINTANA ENERGY SERV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|431
QES|QUINTANA ENERGY SERV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
QES|QUINTANA ENERGY SERV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12323
QES|QUINTANA ENERGY SERV|CTDL|Citadel Derivatives Group Llc|2222
QES|QUINTANA ENERGY SERV|CXCX|CITIGROUP GLOBAL MARKETS INC.|1662
QES|QUINTANA ENERGY SERV|DBAB|Deutsche Bank Securities Inc.|735
QES|QUINTANA ENERGY SERV|DBAX|Deutsche Bank Securities Inc.|5200
QES|QUINTANA ENERGY SERV|DEAN|MORGAN STANLEY|3200
QES|QUINTANA ENERGY SERV|DEGS|RONIN PROFESSIONAL LLC|960
QES|QUINTANA ENERGY SERV|EBXL|EBX LLC|2600
QES|QUINTANA ENERGY SERV|EGAM|CBOE TRADING, INC.|2000
QES|QUINTANA ENERGY SERV|EGXM|CBOE TRADING, INC.|4
QES|QUINTANA ENERGY SERV|ETBE|Electronic Transaction Clearing, Inc.|200
QES|QUINTANA ENERGY SERV|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
QES|QUINTANA ENERGY SERV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
QES|QUINTANA ENERGY SERV|ETRS|E*Trade Securities LLC|2763
QES|QUINTANA ENERGY SERV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
QES|QUINTANA ENERGY SERV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7256
QES|QUINTANA ENERGY SERV|GLPX|ACS EXECUTION SERVICES, LLC|6075
QES|QUINTANA ENERGY SERV|GSCO|GOLDMAN SACHS & CO. LLC|46288
QES|QUINTANA ENERGY SERV|GSLT|GOLDMAN SACHS & CO. LLC|500
QES|QUINTANA ENERGY SERV|GTSZ|GTS SECURITIES LLC|17332
QES|QUINTANA ENERGY SERV|HRBF|American Enterprise Investment Services Inc.|2
QES|QUINTANA ENERGY SERV|IATS|INTERACTIVE BROKERS LLC|400
QES|QUINTANA ENERGY SERV|IBKR|Interactive Brokers Llc|2160
QES|QUINTANA ENERGY SERV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|41
QES|QUINTANA ENERGY SERV|ICBX|INSTINET, LLC|850
QES|QUINTANA ENERGY SERV|IEQY|CITADEL SECURITIES LLC|100
QES|QUINTANA ENERGY SERV|INCA|INSTINET, LLC|6120
QES|QUINTANA ENERGY SERV|ITGI|ITG Inc.|803
QES|QUINTANA ENERGY SERV|ITGP|ITG INC.|7000
QES|QUINTANA ENERGY SERV|JPBX|J.P. MORGAN SECURITIES LLC|1450
QES|QUINTANA ENERGY SERV|JPMX|J.P. Morgan Securities LLC|23314
QES|QUINTANA ENERGY SERV|KCGM|VIRTU Americas LLC|3134
QES|QUINTANA ENERGY SERV|LEHM|Barclays Capital Inc./Le|11601
QES|QUINTANA ENERGY SERV|LIME|Lime Brokerage LLC|6765
QES|QUINTANA ENERGY SERV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10400
QES|QUINTANA ENERGY SERV|MOTF|MOTIF INVESTING, INC.|1
QES|QUINTANA ENERGY SERV|MSCO|MORGAN STANLEY & CO. LLC|30159
QES|QUINTANA ENERGY SERV|MSPL|MORGAN STANLEY & CO. LLC|17900
QES|QUINTANA ENERGY SERV|MSTX|MORGAN STANLEY & CO. LLC|7800
QES|QUINTANA ENERGY SERV|NFSC|National Financial Services LLC|2718
QES|QUINTANA ENERGY SERV|NITE|VIRTU Americas LLC|42829
QES|QUINTANA ENERGY SERV|OPCO|Oppenheimer & Co. Inc.|2627
QES|QUINTANA ENERGY SERV|PDQM|CODA MARKETS, INC.|8584
QES|QUINTANA ENERGY SERV|SBSH|Citigroup Global Markets Inc.|3211
QES|QUINTANA ENERGY SERV|SGMT|GOLDMAN SACHS & CO. LLC|6348
QES|QUINTANA ENERGY SERV|SPDR|SPEEDROUTE LLC|1858
QES|QUINTANA ENERGY SERV|SPHN|Stephens Inc.|300
QES|QUINTANA ENERGY SERV|STFL|Stifel, Nicolaus & Company, Incorporated|3000
QES|QUINTANA ENERGY SERV|SWIM|TD Ameritrade, Inc.|750
QES|QUINTANA ENERGY SERV|TRBT|Tradebot Systems, Inc.|1473
QES|QUINTANA ENERGY SERV|TRCM|TRC MARKETS LLC|245
QES|QUINTANA ENERGY SERV|UBSS|UBS Securities LLC|43790
QES|QUINTANA ENERGY SERV|VALX|VIRTU AMERICAS LLC|4902
QES|QUINTANA ENERGY SERV|WCHV|WELLS FARGO SECURITIES, LLC|2456
QES|QUINTANA ENERGY SERV|XIST|INSTINET, LLC|1200
QES|QUINTANA ENERGY SERV|XPQR|Jump Trading|400
QES|QUINTANA ENERGY SERV|YKNA|COMHAR CAPITAL MARKETS, LLC|400
QGBR|SPDR MSCI UNITED KIN|APCC|Apex Clearing Corporation|2
QGBR|SPDR MSCI UNITED KIN|CHAS|Charles Schwab & Co., Inc.|1
QGBR|SPDR MSCI UNITED KIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|968
QGBR|SPDR MSCI UNITED KIN|CTDL|Citadel Derivatives Group Llc|100
QGBR|SPDR MSCI UNITED KIN|ETRS|E*Trade Securities LLC|151
QGBR|SPDR MSCI UNITED KIN|ITGP|ITG INC.|200
QGBR|SPDR MSCI UNITED KIN|JSJX|JANE STREET CAPITAL LLC|3514
QGBR|SPDR MSCI UNITED KIN|MACC|Mid Atlantic Capital Corporation|111
QGBR|SPDR MSCI UNITED KIN|MSCO|MORGAN STANLEY & CO. LLC|104
QGBR|SPDR MSCI UNITED KIN|NFSC|National Financial Services LLC|1
QGBR|SPDR MSCI UNITED KIN|NITE|VIRTU Americas LLC|785
QGBR|SPDR MSCI UNITED KIN|OLDM|OLD MISSION CAPITAL, LLC|50
QGBR|SPDR MSCI UNITED KIN|SGMT|GOLDMAN SACHS & CO. LLC|125
QGBR|SPDR MSCI UNITED KIN|UBSA|UBS SECURITIES LLC|600
QGBR|SPDR MSCI UNITED KIN|UBSS|UBS Securities LLC|1446
QGEN|QIAGEN N.V. CMN SHS|AGIS|Aegis Capital Corp.|150
QGEN|QIAGEN N.V. CMN SHS|ALTX|Alternet Securities Inc.|7236
QGEN|QIAGEN N.V. CMN SHS|APCC|Apex Clearing Corporation|66
QGEN|QIAGEN N.V. CMN SHS|BARD|Robert W. Baird & Co. Incorporated|61
QGEN|QIAGEN N.V. CMN SHS|BATM|CBOE TRADING, INC.|4728
QGEN|QIAGEN N.V. CMN SHS|BBNT|BB&T SECURITIES, LLC|1061
QGEN|QIAGEN N.V. CMN SHS|BERN|Sanford C. Bernstein & Co., LLC|23643
QGEN|QIAGEN N.V. CMN SHS|BIDS|BIDS TRADING L.P.|400
QGEN|QIAGEN N.V. CMN SHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5917
QGEN|QIAGEN N.V. CMN SHS|BLKX|INSTINET, LLC|147600
QGEN|QIAGEN N.V. CMN SHS|BNPX|BNP PARIBAS SECURITIES CORP.|915
QGEN|QIAGEN N.V. CMN SHS|BTIG|BTIG, LLC|38957
QGEN|QIAGEN N.V. CMN SHS|BYXM|CBOE TRADING, INC.|131
QGEN|QIAGEN N.V. CMN SHS|BZYD|GOLDMAN SACHS & CO. LLC|2585
QGEN|QIAGEN N.V. CMN SHS|CHAS|Charles Schwab & Co., Inc.|2517
QGEN|QIAGEN N.V. CMN SHS|CIST|Capital Institutional Services, Inc.|3954
QGEN|QIAGEN N.V. CMN SHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24762
QGEN|QIAGEN N.V. CMN SHS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|790
QGEN|QIAGEN N.V. CMN SHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|442
QGEN|QIAGEN N.V. CMN SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|245251
QGEN|QIAGEN N.V. CMN SHS|CTDL|Citadel Derivatives Group Llc|11564
QGEN|QIAGEN N.V. CMN SHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|14030
QGEN|QIAGEN N.V. CMN SHS|DBAB|Deutsche Bank Securities Inc.|114617
QGEN|QIAGEN N.V. CMN SHS|DBAX|Deutsche Bank Securities Inc.|167500
QGEN|QIAGEN N.V. CMN SHS|DBUL|Deutsche Bank Securities Inc.|7565
QGEN|QIAGEN N.V. CMN SHS|DCHF|Dart Executions, LLC|13434
QGEN|QIAGEN N.V. CMN SHS|DEAN|MORGAN STANLEY|3317
QGEN|QIAGEN N.V. CMN SHS|DEGS|RONIN PROFESSIONAL LLC|100
QGEN|QIAGEN N.V. CMN SHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2100
QGEN|QIAGEN N.V. CMN SHS|EBXL|EBX LLC|126300
QGEN|QIAGEN N.V. CMN SHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5362
QGEN|QIAGEN N.V. CMN SHS|EDJO|Edward D. Jones & Co., L.P.|192
QGEN|QIAGEN N.V. CMN SHS|EGAM|CBOE TRADING, INC.|10654
QGEN|QIAGEN N.V. CMN SHS|EGAW|CBOE TRADING, INC.|3
QGEN|QIAGEN N.V. CMN SHS|EGMT|EG MARKET TECHNOLOGIES LLC|500
QGEN|QIAGEN N.V. CMN SHS|EGXM|CBOE TRADING, INC.|1608
QGEN|QIAGEN N.V. CMN SHS|ELEV|ELEVATION, LLC|6223
QGEN|QIAGEN N.V. CMN SHS|ETBE|Electronic Transaction Clearing, Inc.|11255
QGEN|QIAGEN N.V. CMN SHS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|547
QGEN|QIAGEN N.V. CMN SHS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4381
QGEN|QIAGEN N.V. CMN SHS|ETRS|E*Trade Securities LLC|113873
QGEN|QIAGEN N.V. CMN SHS|FILL|Tradestation Securities, Inc.|209
QGEN|QIAGEN N.V. CMN SHS|FMAF|NBCN Inc./ CDS|14322
QGEN|QIAGEN N.V. CMN SHS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3469
QGEN|QIAGEN N.V. CMN SHS|FQLS|Quantlab Securities LP|165690
QGEN|QIAGEN N.V. CMN SHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77198
QGEN|QIAGEN N.V. CMN SHS|FTBR|Foliofn Investments, Inc.|707
QGEN|QIAGEN N.V. CMN SHS|GEBB|GLOBAL EXECUTION BROKERS, LP|1914
QGEN|QIAGEN N.V. CMN SHS|GLPX|ACS EXECUTION SERVICES, LLC|633
QGEN|QIAGEN N.V. CMN SHS|GSCO|GOLDMAN SACHS & CO. LLC|3976066
QGEN|QIAGEN N.V. CMN SHS|GSCS|GOLDMAN SACHS & CO. LLC|2201
QGEN|QIAGEN N.V. CMN SHS|GSLT|GOLDMAN SACHS & CO. LLC|5922
QGEN|QIAGEN N.V. CMN SHS|GTSZ|GTS SECURITIES LLC|55328
QGEN|QIAGEN N.V. CMN SHS|HAPX|HAP Trading, LLC|1400
QGEN|QIAGEN N.V. CMN SHS|HRBF|American Enterprise Investment Services Inc.|780
QGEN|QIAGEN N.V. CMN SHS|HSBC|HSBC Securities, Inc.|24743
QGEN|QIAGEN N.V. CMN SHS|IATS|INTERACTIVE BROKERS LLC|12129
QGEN|QIAGEN N.V. CMN SHS|IBKR|Interactive Brokers Llc|35243
QGEN|QIAGEN N.V. CMN SHS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3723
QGEN|QIAGEN N.V. CMN SHS|ICBX|INSTINET, LLC|34082
QGEN|QIAGEN N.V. CMN SHS|INCA|INSTINET, LLC|190859
QGEN|QIAGEN N.V. CMN SHS|INJX|INSTINET, LLC|1100
QGEN|QIAGEN N.V. CMN SHS|INTL|INTL FCSTONE FINANCIAL INC.|1933
QGEN|QIAGEN N.V. CMN SHS|ITGI|ITG Inc.|47206
QGEN|QIAGEN N.V. CMN SHS|ITGP|ITG INC.|959200
QGEN|QIAGEN N.V. CMN SHS|JANY|Janney Montgomery Scott Inc.|2
QGEN|QIAGEN N.V. CMN SHS|JEFF|JEFFERIES LLC|56224
QGEN|QIAGEN N.V. CMN SHS|JMPT|JUMP TRADING, LLC|60880
QGEN|QIAGEN N.V. CMN SHS|JPBX|J.P. MORGAN SECURITIES LLC|30991
QGEN|QIAGEN N.V. CMN SHS|JPMX|J.P. Morgan Securities LLC|307985
QGEN|QIAGEN N.V. CMN SHS|JSJX|JANE STREET CAPITAL LLC|2674
QGEN|QIAGEN N.V. CMN SHS|KCGM|VIRTU Americas LLC|25870
QGEN|QIAGEN N.V. CMN SHS|LEHM|Barclays Capital Inc./Le|660073
QGEN|QIAGEN N.V. CMN SHS|LIME|Lime Brokerage LLC|24072
QGEN|QIAGEN N.V. CMN SHS|LOOP|Loop Capital Markets LLC|1525
QGEN|QIAGEN N.V. CMN SHS|LSCI|Lek Securities Corporation|1700
QGEN|QIAGEN N.V. CMN SHS|LVMR|LIVERMORE TRADING GROUP, INC.|18549
QGEN|QIAGEN N.V. CMN SHS|MACQ|Macquarie Capital (USA) Inc.|11015
QGEN|QIAGEN N.V. CMN SHS|MAXM|Maxim Group LLC|38
QGEN|QIAGEN N.V. CMN SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72640
QGEN|QIAGEN N.V. CMN SHS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
QGEN|QIAGEN N.V. CMN SHS|MOTF|MOTIF INVESTING, INC.|9
QGEN|QIAGEN N.V. CMN SHS|MSCO|MORGAN STANLEY & CO. LLC|4525230
QGEN|QIAGEN N.V. CMN SHS|MSPL|MORGAN STANLEY & CO. LLC|142500
QGEN|QIAGEN N.V. CMN SHS|MSTX|MORGAN STANLEY & CO. LLC|108900
QGEN|QIAGEN N.V. CMN SHS|NEUB|NEUBERGER BERMAN BD LLC|303
QGEN|QIAGEN N.V. CMN SHS|NFSC|National Financial Services LLC|16818
QGEN|QIAGEN N.V. CMN SHS|NITE|VIRTU Americas LLC|132337
QGEN|QIAGEN N.V. CMN SHS|NITP|VIRTU Americas LLC|1135
QGEN|QIAGEN N.V. CMN SHS|NQRB|Brut, LLC|9392
QGEN|QIAGEN N.V. CMN SHS|NTBF|BMO Nesbitt Burns Inc./CDS|100
QGEN|QIAGEN N.V. CMN SHS|OLDM|OLD MISSION CAPITAL, LLC|65054
QGEN|QIAGEN N.V. CMN SHS|OPCO|Oppenheimer & Co. Inc.|925
QGEN|QIAGEN N.V. CMN SHS|PDQM|CODA MARKETS, INC.|5304
QGEN|QIAGEN N.V. CMN SHS|PWJC|UBS Financial Services, Inc.|205
QGEN|QIAGEN N.V. CMN SHS|RBCM|RBC CAPITAL MARKETS, LLC|1380
QGEN|QIAGEN N.V. CMN SHS|SAGL|SAGETRADER, LLC|13500
QGEN|QIAGEN N.V. CMN SHS|SALI|INTL FCSTONE FINANCIAL INC.|30
QGEN|QIAGEN N.V. CMN SHS|SBSH|Citigroup Global Markets Inc.|178537
QGEN|QIAGEN N.V. CMN SHS|SEIC|SEI Investments Distribution Co.|100
QGEN|QIAGEN N.V. CMN SHS|SGMT|GOLDMAN SACHS & CO. LLC|91179
QGEN|QIAGEN N.V. CMN SHS|SIBO|Prime Executions, Inc.|2780
QGEN|QIAGEN N.V. CMN SHS|SJLS|TRADE INFORMATICS LLC|100
QGEN|QIAGEN N.V. CMN SHS|SPDR|SPEEDROUTE LLC|5800
QGEN|QIAGEN N.V. CMN SHS|STFL|Stifel, Nicolaus & Company, Incorporated|157
QGEN|QIAGEN N.V. CMN SHS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2386
QGEN|QIAGEN N.V. CMN SHS|SWIM|TD Ameritrade, Inc.|2032
QGEN|QIAGEN N.V. CMN SHS|SWST|Hilltop Securities Inc.|33
QGEN|QIAGEN N.V. CMN SHS|TRBT|Tradebot Systems, Inc.|150768
QGEN|QIAGEN N.V. CMN SHS|TRCM|TRC MARKETS LLC|68600
QGEN|QIAGEN N.V. CMN SHS|UBSA|UBS SECURITIES LLC|434512
QGEN|QIAGEN N.V. CMN SHS|UBSS|UBS Securities LLC|512098
QGEN|QIAGEN N.V. CMN SHS|VALX|VIRTU AMERICAS LLC|186408
QGEN|QIAGEN N.V. CMN SHS|VGRD|Vanguard Marketing Corporation|3106
QGEN|QIAGEN N.V. CMN SHS|WBLR|WILLIAM BLAIR|116346
QGEN|QIAGEN N.V. CMN SHS|WBPX|SUMMIT SECURITIES GROUP, LLC|306
QGEN|QIAGEN N.V. CMN SHS|WCHV|WELLS FARGO SECURITIES, LLC|32010
QGEN|QIAGEN N.V. CMN SHS|WEED|Weeden & Co.L.P.|1325
QGEN|QIAGEN N.V. CMN SHS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1328
QGEN|QIAGEN N.V. CMN SHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29
QGEN|QIAGEN N.V. CMN SHS|WFPB|Wells Fargo Securities, LLC.|538
QGEN|QIAGEN N.V. CMN SHS|WSEA|WOLVERINE SECURITIES, LLC|409
QGEN|QIAGEN N.V. CMN SHS|XIST|INSTINET, LLC|70650
QGEN|QIAGEN N.V. CMN SHS|XSTM|NATIONAL FINANCIAL SERVICES LLC|5022
QGEN|QIAGEN N.V. CMN SHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|728
QGTA|IQ LEADERS GTAA TRAC|DBAB|Deutsche Bank Securities Inc.|27702
QGTA|IQ LEADERS GTAA TRAC|DBAX|Deutsche Bank Securities Inc.|4400
QGTA|IQ LEADERS GTAA TRAC|IBKR|Interactive Brokers Llc|102
QGTA|IQ LEADERS GTAA TRAC|JSJX|JANE STREET CAPITAL LLC|3647
QGTA|IQ LEADERS GTAA TRAC|LIME|Lime Brokerage LLC|420
QGTA|IQ LEADERS GTAA TRAC|MSCO|MORGAN STANLEY & CO. LLC|201
QGTA|IQ LEADERS GTAA TRAC|NITE|VIRTU Americas LLC|531
QGTA|IQ LEADERS GTAA TRAC|NITP|VIRTU Americas LLC|5800
QGTA|IQ LEADERS GTAA TRAC|UBSS|UBS Securities LLC|2465
QGTA|IQ LEADERS GTAA TRAC|WSEA|WOLVERINE SECURITIES, LLC|2
QGTA|IQ LEADERS GTAA TRAC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7745
QHC|QUORUM HEALTH|ALTX|Alternet Securities Inc.|4000
QHC|QUORUM HEALTH|APCC|Apex Clearing Corporation|49175
QHC|QUORUM HEALTH|BARD|Robert W. Baird & Co. Incorporated|37057
QHC|QUORUM HEALTH|BATM|CBOE TRADING, INC.|30249
QHC|QUORUM HEALTH|BAYC|BAY CREST PARTNERS, LLC|1301
QHC|QUORUM HEALTH|BBNT|BB&T SECURITIES, LLC|582
QHC|QUORUM HEALTH|BIDS|BIDS TRADING L.P.|300
QHC|QUORUM HEALTH|BRVL|BLAYLOCK VAN, LLC|1200
QHC|QUORUM HEALTH|BTIG|BTIG, LLC|323
QHC|QUORUM HEALTH|BYXM|CBOE TRADING, INC.|100
QHC|QUORUM HEALTH|BZYD|GOLDMAN SACHS & CO. LLC|400
QHC|QUORUM HEALTH|CANT|Cantor Fitzgerald & Co.|149483
QHC|QUORUM HEALTH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13472
QHC|QUORUM HEALTH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3605
QHC|QUORUM HEALTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176425
QHC|QUORUM HEALTH|CTDL|Citadel Derivatives Group Llc|14787
QHC|QUORUM HEALTH|CXCX|CITIGROUP GLOBAL MARKETS INC.|16948
QHC|QUORUM HEALTH|DBAB|Deutsche Bank Securities Inc.|43015
QHC|QUORUM HEALTH|DBAX|Deutsche Bank Securities Inc.|105000
QHC|QUORUM HEALTH|DBUL|Deutsche Bank Securities Inc.|598
QHC|QUORUM HEALTH|DCHF|Dart Executions, LLC|517
QHC|QUORUM HEALTH|DEGS|RONIN PROFESSIONAL LLC|5201
QHC|QUORUM HEALTH|EBXL|EBX LLC|74400
QHC|QUORUM HEALTH|ECUT|CONVERGEX EXECUTION SOLUTIONS|15359
QHC|QUORUM HEALTH|EDJO|Edward D. Jones & Co., L.P.|2875
QHC|QUORUM HEALTH|EGAM|CBOE TRADING, INC.|6070
QHC|QUORUM HEALTH|EGAW|CBOE TRADING, INC.|233
QHC|QUORUM HEALTH|EGMT|EG MARKET TECHNOLOGIES LLC|800
QHC|QUORUM HEALTH|EGXM|CBOE TRADING, INC.|671
QHC|QUORUM HEALTH|ELEV|ELEVATION, LLC|240000
QHC|QUORUM HEALTH|ETBE|Electronic Transaction Clearing, Inc.|3473
QHC|QUORUM HEALTH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
QHC|QUORUM HEALTH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2200
QHC|QUORUM HEALTH|ETRS|E*Trade Securities LLC|159732
QHC|QUORUM HEALTH|FILL|Tradestation Securities, Inc.|700
QHC|QUORUM HEALTH|FMAF|NBCN Inc./ CDS|1390
QHC|QUORUM HEALTH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2046
QHC|QUORUM HEALTH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33420
QHC|QUORUM HEALTH|FTBR|Foliofn Investments, Inc.|4503
QHC|QUORUM HEALTH|GEBB|GLOBAL EXECUTION BROKERS, LP|2382
QHC|QUORUM HEALTH|GLIS|TD Securities Inc|2300
QHC|QUORUM HEALTH|GLPX|ACS EXECUTION SERVICES, LLC|3380
QHC|QUORUM HEALTH|GSCO|GOLDMAN SACHS & CO. LLC|141324
QHC|QUORUM HEALTH|GSCS|GOLDMAN SACHS & CO. LLC|12319
QHC|QUORUM HEALTH|GSLT|GOLDMAN SACHS & CO. LLC|1409
QHC|QUORUM HEALTH|GTSZ|GTS SECURITIES LLC|25854
QHC|QUORUM HEALTH|IATS|INTERACTIVE BROKERS LLC|4934
QHC|QUORUM HEALTH|IBKR|Interactive Brokers Llc|8634
QHC|QUORUM HEALTH|ICBX|INSTINET, LLC|23400
QHC|QUORUM HEALTH|IEQY|CITADEL SECURITIES LLC|2084
QHC|QUORUM HEALTH|IMPC|Imperial Capital, LLC|500
QHC|QUORUM HEALTH|INCA|INSTINET, LLC|69373
QHC|QUORUM HEALTH|INJX|INSTINET, LLC|1442
QHC|QUORUM HEALTH|ITGI|ITG Inc.|18179
QHC|QUORUM HEALTH|ITGP|ITG INC.|57000
QHC|QUORUM HEALTH|JEFF|JEFFERIES LLC|65315
QHC|QUORUM HEALTH|JMPT|JUMP TRADING, LLC|4855
QHC|QUORUM HEALTH|JONE|JonesTrading|350400
QHC|QUORUM HEALTH|JPBX|J.P. MORGAN SECURITIES LLC|1100
QHC|QUORUM HEALTH|JPMX|J.P. Morgan Securities LLC|180737
QHC|QUORUM HEALTH|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
QHC|QUORUM HEALTH|JSJX|JANE STREET CAPITAL LLC|30181
QHC|QUORUM HEALTH|KCGM|VIRTU Americas LLC|17421
QHC|QUORUM HEALTH|LEHM|Barclays Capital Inc./Le|204317
QHC|QUORUM HEALTH|LIME|Lime Brokerage LLC|10127
QHC|QUORUM HEALTH|LOOP|Loop Capital Markets LLC|18677
QHC|QUORUM HEALTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73376
QHC|QUORUM HEALTH|MOTF|MOTIF INVESTING, INC.|1
QHC|QUORUM HEALTH|MSCO|MORGAN STANLEY & CO. LLC|245742
QHC|QUORUM HEALTH|MSPL|MORGAN STANLEY & CO. LLC|247600
QHC|QUORUM HEALTH|MSTX|MORGAN STANLEY & CO. LLC|134500
QHC|QUORUM HEALTH|NATL|National Securities Corporation|900
QHC|QUORUM HEALTH|NFSC|National Financial Services LLC|86349
QHC|QUORUM HEALTH|NITE|VIRTU Americas LLC|305790
QHC|QUORUM HEALTH|NQRB|Brut, LLC|3799
QHC|QUORUM HEALTH|OPCO|Oppenheimer & Co. Inc.|5000
QHC|QUORUM HEALTH|PDQM|CODA MARKETS, INC.|5924
QHC|QUORUM HEALTH|PWJC|UBS Financial Services, Inc.|1625
QHC|QUORUM HEALTH|RBCM|RBC CAPITAL MARKETS, LLC|95
QHC|QUORUM HEALTH|SAGL|SAGETRADER, LLC|700
QHC|QUORUM HEALTH|SBSH|Citigroup Global Markets Inc.|8024
QHC|QUORUM HEALTH|SGMT|GOLDMAN SACHS & CO. LLC|46868
QHC|QUORUM HEALTH|SPDR|SPEEDROUTE LLC|17100
QHC|QUORUM HEALTH|SPHN|Stephens Inc.|300
QHC|QUORUM HEALTH|STFL|Stifel, Nicolaus & Company, Incorporated|37
QHC|QUORUM HEALTH|SWIM|TD Ameritrade, Inc.|43494
QHC|QUORUM HEALTH|TKNG|ALLY INVEST SECURITIES LLC|775
QHC|QUORUM HEALTH|TRBT|Tradebot Systems, Inc.|56855
QHC|QUORUM HEALTH|TRCM|TRC MARKETS LLC|7779
QHC|QUORUM HEALTH|TWTT|TASTYWORKS, INC.|360
QHC|QUORUM HEALTH|UBSA|UBS SECURITIES LLC|289225
QHC|QUORUM HEALTH|UBSS|UBS Securities LLC|360846
QHC|QUORUM HEALTH|VALX|VIRTU AMERICAS LLC|1252
QHC|QUORUM HEALTH|VGRD|Vanguard Marketing Corporation|4536
QHC|QUORUM HEALTH|WCHV|WELLS FARGO SECURITIES, LLC|14430
QHC|QUORUM HEALTH|WEED|Weeden & Co.L.P.|132547
QHC|QUORUM HEALTH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|417
QHC|QUORUM HEALTH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6925
QHC|QUORUM HEALTH|WFPB|Wells Fargo Securities, LLC.|200
QHC|QUORUM HEALTH|WSEA|WOLVERINE SECURITIES, LLC|728
QHC|QUORUM HEALTH|XIST|INSTINET, LLC|24000
QHC|QUORUM HEALTH|XPQR|Jump Trading|900
QHC|QUORUM HEALTH|XSTM|NATIONAL FINANCIAL SERVICES LLC|17720
QHC|QUORUM HEALTH|YKNA|COMHAR CAPITAL MARKETS, LLC|100
QHC|QUORUM HEALTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|79
QID|PS UTLRSHRT QQQ|ALFA|ALPHA TRADING L.P.|42574
QID|PS UTLRSHRT QQQ|ALTX|Alternet Securities Inc.|4200
QID|PS UTLRSHRT QQQ|APCC|Apex Clearing Corporation|21151
QID|PS UTLRSHRT QQQ|BANK|Primevest Financial Services, Inc.|1
QID|PS UTLRSHRT QQQ|BARD|Robert W. Baird & Co. Incorporated|7091
QID|PS UTLRSHRT QQQ|BATM|CBOE TRADING, INC.|4434
QID|PS UTLRSHRT QQQ|BERN|Sanford C. Bernstein & Co., LLC|744
QID|PS UTLRSHRT QQQ|BIDS|BIDS TRADING L.P.|300
QID|PS UTLRSHRT QQQ|BIMI|Banca IMI Securities Corp.|43679
QID|PS UTLRSHRT QQQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|85905
QID|PS UTLRSHRT QQQ|BYXM|CBOE TRADING, INC.|75334
QID|PS UTLRSHRT QQQ|CABR|Cabrera Capital Markets, Inc.|8000
QID|PS UTLRSHRT QQQ|CHAS|Charles Schwab & Co., Inc.|22790
QID|PS UTLRSHRT QQQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11936
QID|PS UTLRSHRT QQQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16500
QID|PS UTLRSHRT QQQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330006
QID|PS UTLRSHRT QQQ|CTDL|Citadel Derivatives Group Llc|11541
QID|PS UTLRSHRT QQQ|CTLR|CUTLER GROUP, LP|1000
QID|PS UTLRSHRT QQQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|5762
QID|PS UTLRSHRT QQQ|DAVA|Davenport & Company LLC|1500
QID|PS UTLRSHRT QQQ|DBAB|Deutsche Bank Securities Inc.|23661
QID|PS UTLRSHRT QQQ|DBAX|Deutsche Bank Securities Inc.|43300
QID|PS UTLRSHRT QQQ|DCHF|Dart Executions, LLC|70
QID|PS UTLRSHRT QQQ|DRWJ|DRW SECURITIES, L.L.C.|482837
QID|PS UTLRSHRT QQQ|EBXL|EBX LLC|180000
QID|PS UTLRSHRT QQQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|2318
QID|PS UTLRSHRT QQQ|EGAM|CBOE TRADING, INC.|417641
QID|PS UTLRSHRT QQQ|EGAW|CBOE TRADING, INC.|16400
QID|PS UTLRSHRT QQQ|EGXM|CBOE TRADING, INC.|12056
QID|PS UTLRSHRT QQQ|ETBE|Electronic Transaction Clearing, Inc.|65700
QID|PS UTLRSHRT QQQ|ETCB|ETC BROKERAGE SERVICES, LLC|501
QID|PS UTLRSHRT QQQ|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3675
QID|PS UTLRSHRT QQQ|ETRS|E*Trade Securities LLC|1459491
QID|PS UTLRSHRT QQQ|FILL|Tradestation Securities, Inc.|113855
QID|PS UTLRSHRT QQQ|FINX|FINTECH SECURITIES|1100
QID|PS UTLRSHRT QQQ|FMAF|NBCN Inc./ CDS|27786
QID|PS UTLRSHRT QQQ|FQLS|Quantlab Securities LP|343937
QID|PS UTLRSHRT QQQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4324
QID|PS UTLRSHRT QQQ|FTBR|Foliofn Investments, Inc.|17847
QID|PS UTLRSHRT QQQ|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
QID|PS UTLRSHRT QQQ|GLIS|TD Securities Inc|52377
QID|PS UTLRSHRT QQQ|GLPX|ACS EXECUTION SERVICES, LLC|100
QID|PS UTLRSHRT QQQ|GSCO|GOLDMAN SACHS & CO. LLC|43482
QID|PS UTLRSHRT QQQ|GSCS|GOLDMAN SACHS & CO. LLC|10718
QID|PS UTLRSHRT QQQ|GSLT|GOLDMAN SACHS & CO. LLC|87150
QID|PS UTLRSHRT QQQ|GTSZ|GTS SECURITIES LLC|2331329
QID|PS UTLRSHRT QQQ|HRBF|American Enterprise Investment Services Inc.|3000
QID|PS UTLRSHRT QQQ|HSBC|HSBC Securities, Inc.|650
QID|PS UTLRSHRT QQQ|IATS|INTERACTIVE BROKERS LLC|193651
QID|PS UTLRSHRT QQQ|IBKR|Interactive Brokers Llc|233656
QID|PS UTLRSHRT QQQ|ICBX|INSTINET, LLC|262348
QID|PS UTLRSHRT QQQ|INCA|INSTINET, LLC|89118
QID|PS UTLRSHRT QQQ|ITGI|ITG Inc.|6901
QID|PS UTLRSHRT QQQ|ITGP|ITG INC.|202600
QID|PS UTLRSHRT QQQ|JANY|Janney Montgomery Scott Inc.|4065
QID|PS UTLRSHRT QQQ|JMPT|JUMP TRADING, LLC|31356
QID|PS UTLRSHRT QQQ|JPMX|J.P. Morgan Securities LLC|297636
QID|PS UTLRSHRT QQQ|JSEB|JANE STREET EXECUTION SERVICES, LLC|254676
QID|PS UTLRSHRT QQQ|JSJX|JANE STREET CAPITAL LLC|978589
QID|PS UTLRSHRT QQQ|KCGM|VIRTU Americas LLC|14870
QID|PS UTLRSHRT QQQ|LEHM|Barclays Capital Inc./Le|339203
QID|PS UTLRSHRT QQQ|LGNT|COR CLEARING LLC|6
QID|PS UTLRSHRT QQQ|LIME|Lime Brokerage LLC|36324
QID|PS UTLRSHRT QQQ|LIWM|LIME BROKERAGE LLC|10352
QID|PS UTLRSHRT QQQ|LSCI|Lek Securities Corporation|101
QID|PS UTLRSHRT QQQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|184906
QID|PS UTLRSHRT QQQ|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2930
QID|PS UTLRSHRT QQQ|MOTF|MOTIF INVESTING, INC.|23
QID|PS UTLRSHRT QQQ|MSCO|MORGAN STANLEY & CO. LLC|271008
QID|PS UTLRSHRT QQQ|MSPL|MORGAN STANLEY & CO. LLC|66100
QID|PS UTLRSHRT QQQ|MSTX|MORGAN STANLEY & CO. LLC|1200
QID|PS UTLRSHRT QQQ|NFSC|National Financial Services LLC|2739559
QID|PS UTLRSHRT QQQ|NITE|VIRTU Americas LLC|2850748
QID|PS UTLRSHRT QQQ|NITP|VIRTU Americas LLC|744004
QID|PS UTLRSHRT QQQ|NQRB|Brut, LLC|4300
QID|PS UTLRSHRT QQQ|NTBF|BMO Nesbitt Burns Inc./CDS|2995
QID|PS UTLRSHRT QQQ|OHOS|TWO SIGMA SECURITIES, LLC|1800
QID|PS UTLRSHRT QQQ|OPCO|Oppenheimer & Co. Inc.|896
QID|PS UTLRSHRT QQQ|PCPT|PHILLIP CAPITAL INC.|4000
QID|PS UTLRSHRT QQQ|PDQM|CODA MARKETS, INC.|149
QID|PS UTLRSHRT QQQ|PWJC|UBS Financial Services, Inc.|100
QID|PS UTLRSHRT QQQ|RBCM|RBC CAPITAL MARKETS, LLC|17613
QID|PS UTLRSHRT QQQ|RHOX|XR Securities LLC|1173078
QID|PS UTLRSHRT QQQ|RJLC|RJL CAPITAL GROUP, LLC|30854
QID|PS UTLRSHRT QQQ|SBSH|Citigroup Global Markets Inc.|2149
QID|PS UTLRSHRT QQQ|SGMT|GOLDMAN SACHS & CO. LLC|566051
QID|PS UTLRSHRT QQQ|SHMR|ABN Amro Clearing LLC|24940
QID|PS UTLRSHRT QQQ|SPDR|SPEEDROUTE LLC|900
QID|PS UTLRSHRT QQQ|STFL|Stifel, Nicolaus & Company, Incorporated|133
QID|PS UTLRSHRT QQQ|STKP|STOCKPILE INVESTMENTS, INC.|4
QID|PS UTLRSHRT QQQ|SWIM|TD Ameritrade, Inc.|508913
QID|PS UTLRSHRT QQQ|SWST|Hilltop Securities Inc.|6
QID|PS UTLRSHRT QQQ|TKNG|ALLY INVEST SECURITIES LLC|13296
QID|PS UTLRSHRT QQQ|TRBT|Tradebot Systems, Inc.|390235
QID|PS UTLRSHRT QQQ|TRCM|TRC MARKETS LLC|3581446
QID|PS UTLRSHRT QQQ|TWTT|TASTYWORKS, INC.|80
QID|PS UTLRSHRT QQQ|UBSA|UBS SECURITIES LLC|330818
QID|PS UTLRSHRT QQQ|UBSS|UBS Securities LLC|246953
QID|PS UTLRSHRT QQQ|VALX|VIRTU AMERICAS LLC|175271
QID|PS UTLRSHRT QQQ|VGRD|Vanguard Marketing Corporation|138415
QID|PS UTLRSHRT QQQ|VSIN|Vision Financial Markets Llc|19
QID|PS UTLRSHRT QQQ|WCHV|WELLS FARGO SECURITIES, LLC|26503
QID|PS UTLRSHRT QQQ|WEDB|WEDBUSH SECURITIES INC.|850
QID|PS UTLRSHRT QQQ|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9283
QID|PS UTLRSHRT QQQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50971
QID|PS UTLRSHRT QQQ|WGIF|CIBC World Markets Inc.|3003
QID|PS UTLRSHRT QQQ|WSEA|WOLVERINE SECURITIES, LLC|20308
QID|PS UTLRSHRT QQQ|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
QID|PS UTLRSHRT QQQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2250
QINC|FIRST TR RBA QL ETF|APCC|Apex Clearing Corporation|2
QINC|FIRST TR RBA QL ETF|BANK|Primevest Financial Services, Inc.|762
QINC|FIRST TR RBA QL ETF|BATM|CBOE TRADING, INC.|177
QINC|FIRST TR RBA QL ETF|BBNT|BB&T SECURITIES, LLC|578
QINC|FIRST TR RBA QL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
QINC|FIRST TR RBA QL ETF|CANT|Cantor Fitzgerald & Co.|2613
QINC|FIRST TR RBA QL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1913
QINC|FIRST TR RBA QL ETF|DBAB|Deutsche Bank Securities Inc.|11944
QINC|FIRST TR RBA QL ETF|DBAX|Deutsche Bank Securities Inc.|900
QINC|FIRST TR RBA QL ETF|DEAN|MORGAN STANLEY|1492
QINC|FIRST TR RBA QL ETF|EBXL|EBX LLC|1100
QINC|FIRST TR RBA QL ETF|ETRS|E*Trade Securities LLC|2
QINC|FIRST TR RBA QL ETF|FBCO|Credit Suisse Securities (USA) LLC|373
QINC|FIRST TR RBA QL ETF|FOMA|TD AMERITRADE CLEARING, INC.|2466
QINC|FIRST TR RBA QL ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|147
QINC|FIRST TR RBA QL ETF|GSCO|GOLDMAN SACHS & CO. LLC|19646
QINC|FIRST TR RBA QL ETF|HRBF|American Enterprise Investment Services Inc.|33
QINC|FIRST TR RBA QL ETF|IBKR|Interactive Brokers Llc|3703
QINC|FIRST TR RBA QL ETF|ICBX|INSTINET, LLC|700
QINC|FIRST TR RBA QL ETF|JANY|Janney Montgomery Scott Inc.|336
QINC|FIRST TR RBA QL ETF|JPMX|J.P. Morgan Securities LLC|200
QINC|FIRST TR RBA QL ETF|JSJX|JANE STREET CAPITAL LLC|2500
QINC|FIRST TR RBA QL ETF|LEHM|Barclays Capital Inc./Le|2000
QINC|FIRST TR RBA QL ETF|LIME|Lime Brokerage LLC|1805
QINC|FIRST TR RBA QL ETF|MSCO|MORGAN STANLEY & CO. LLC|6576
QINC|FIRST TR RBA QL ETF|NFSC|National Financial Services LLC|23645
QINC|FIRST TR RBA QL ETF|NITE|VIRTU Americas LLC|16395
QINC|FIRST TR RBA QL ETF|RBCM|RBC CAPITAL MARKETS, LLC|145
QINC|FIRST TR RBA QL ETF|SGMT|GOLDMAN SACHS & CO. LLC|1158
QINC|FIRST TR RBA QL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|141
QINC|FIRST TR RBA QL ETF|TRCM|TRC MARKETS LLC|200
QINC|FIRST TR RBA QL ETF|UBSS|UBS Securities LLC|1095
QINC|FIRST TR RBA QL ETF|WCHV|WELLS FARGO SECURITIES, LLC|146
QINC|FIRST TR RBA QL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2956
QIWI|QIWI PLC ADR|ADAM|CANACCORD GENUITY INC.|5276
QIWI|QIWI PLC ADR|ALTX|Alternet Securities Inc.|4481
QIWI|QIWI PLC ADR|APCC|Apex Clearing Corporation|3890
QIWI|QIWI PLC ADR|BARD|Robert W. Baird & Co. Incorporated|2
QIWI|QIWI PLC ADR|BATM|CBOE TRADING, INC.|490
QIWI|QIWI PLC ADR|BCSA|BCS Americas, Inc.|9000
QIWI|QIWI PLC ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2489
QIWI|QIWI PLC ADR|BNCH|The Benchmark Company, LLC|9767
QIWI|QIWI PLC ADR|BYXM|CBOE TRADING, INC.|480
QIWI|QIWI PLC ADR|BZYD|GOLDMAN SACHS & CO. LLC|1371
QIWI|QIWI PLC ADR|CANT|Cantor Fitzgerald & Co.|633
QIWI|QIWI PLC ADR|CHAS|Charles Schwab & Co., Inc.|200
QIWI|QIWI PLC ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3500
QIWI|QIWI PLC ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5802
QIWI|QIWI PLC ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74395
QIWI|QIWI PLC ADR|CTDL|Citadel Derivatives Group Llc|7963
QIWI|QIWI PLC ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|13968
QIWI|QIWI PLC ADR|DAVA|Davenport & Company LLC|57891
QIWI|QIWI PLC ADR|DBAB|Deutsche Bank Securities Inc.|39200
QIWI|QIWI PLC ADR|DBAX|Deutsche Bank Securities Inc.|29200
QIWI|QIWI PLC ADR|DBUL|Deutsche Bank Securities Inc.|100
QIWI|QIWI PLC ADR|DCHF|Dart Executions, LLC|10995
QIWI|QIWI PLC ADR|DEGS|RONIN PROFESSIONAL LLC|7436
QIWI|QIWI PLC ADR|EBXL|EBX LLC|36600
QIWI|QIWI PLC ADR|EGAM|CBOE TRADING, INC.|6308
QIWI|QIWI PLC ADR|EGMT|EG MARKET TECHNOLOGIES LLC|290
QIWI|QIWI PLC ADR|EGXM|CBOE TRADING, INC.|857
QIWI|QIWI PLC ADR|EGXW|CBOE TRADING, INC.|100
QIWI|QIWI PLC ADR|ETBE|Electronic Transaction Clearing, Inc.|7512
QIWI|QIWI PLC ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9488
QIWI|QIWI PLC ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7767
QIWI|QIWI PLC ADR|ETRS|E*Trade Securities LLC|52310
QIWI|QIWI PLC ADR|FBCO|Credit Suisse Securities (USA) LLC|160451
QIWI|QIWI PLC ADR|FILL|Tradestation Securities, Inc.|1218
QIWI|QIWI PLC ADR|FMAF|NBCN Inc./ CDS|600
QIWI|QIWI PLC ADR|FOMA|TD AMERITRADE CLEARING, INC.|125590
QIWI|QIWI PLC ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30749
QIWI|QIWI PLC ADR|FTBR|Foliofn Investments, Inc.|5227
QIWI|QIWI PLC ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|1121
QIWI|QIWI PLC ADR|GLIS|TD Securities Inc|100
QIWI|QIWI PLC ADR|GLPX|ACS EXECUTION SERVICES, LLC|4965
QIWI|QIWI PLC ADR|GSCO|GOLDMAN SACHS & CO. LLC|64013
QIWI|QIWI PLC ADR|GSCS|GOLDMAN SACHS & CO. LLC|16850
QIWI|QIWI PLC ADR|GSLT|GOLDMAN SACHS & CO. LLC|2204
QIWI|QIWI PLC ADR|GTSZ|GTS SECURITIES LLC|7701
QIWI|QIWI PLC ADR|HRBF|American Enterprise Investment Services Inc.|1696
QIWI|QIWI PLC ADR|HSBC|HSBC Securities, Inc.|81
QIWI|QIWI PLC ADR|IATS|INTERACTIVE BROKERS LLC|35735
QIWI|QIWI PLC ADR|IBKR|Interactive Brokers Llc|209626
QIWI|QIWI PLC ADR|ICBX|INSTINET, LLC|20000
QIWI|QIWI PLC ADR|INCA|INSTINET, LLC|175985
QIWI|QIWI PLC ADR|INJX|INSTINET, LLC|3949
QIWI|QIWI PLC ADR|ITGI|ITG Inc.|12756
QIWI|QIWI PLC ADR|ITGP|ITG INC.|18800
QIWI|QIWI PLC ADR|JEFF|JEFFERIES LLC|5639
QIWI|QIWI PLC ADR|JMPT|JUMP TRADING, LLC|14454
QIWI|QIWI PLC ADR|JPBX|J.P. MORGAN SECURITIES LLC|392
QIWI|QIWI PLC ADR|JPMX|J.P. Morgan Securities LLC|94568
QIWI|QIWI PLC ADR|JSJX|JANE STREET CAPITAL LLC|598
QIWI|QIWI PLC ADR|KCGM|VIRTU Americas LLC|11994
QIWI|QIWI PLC ADR|LEHM|Barclays Capital Inc./Le|155765
QIWI|QIWI PLC ADR|LIME|Lime Brokerage LLC|86351
QIWI|QIWI PLC ADR|LMGP|LIME BROKERAGE LLC|50
QIWI|QIWI PLC ADR|LQNA|LIQUIDNET, INC.|5700
QIWI|QIWI PLC ADR|LSCI|Lek Securities Corporation|1628
QIWI|QIWI PLC ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27220
QIWI|QIWI PLC ADR|MOTF|MOTIF INVESTING, INC.|109
QIWI|QIWI PLC ADR|MSCO|MORGAN STANLEY & CO. LLC|512159
QIWI|QIWI PLC ADR|MSPL|MORGAN STANLEY & CO. LLC|93300
QIWI|QIWI PLC ADR|MSTX|MORGAN STANLEY & CO. LLC|25600
QIWI|QIWI PLC ADR|NFSC|National Financial Services LLC|38624
QIWI|QIWI PLC ADR|NITE|VIRTU Americas LLC|226456
QIWI|QIWI PLC ADR|NITP|VIRTU Americas LLC|1200
QIWI|QIWI PLC ADR|NQRB|Brut, LLC|8731
QIWI|QIWI PLC ADR|OPCO|Oppenheimer & Co. Inc.|766
QIWI|QIWI PLC ADR|PDQM|CODA MARKETS, INC.|14084
QIWI|QIWI PLC ADR|PICT|Pictet Overseas Inc.|11272
QIWI|QIWI PLC ADR|PNSR|Penserra Securities, LLC|4261
QIWI|QIWI PLC ADR|PWJC|UBS Financial Services, Inc.|1500
QIWI|QIWI PLC ADR|RAJA|Raymond James & Associates, Inc.|1400
QIWI|QIWI PLC ADR|RBCM|RBC CAPITAL MARKETS, LLC|570
QIWI|QIWI PLC ADR|SAGL|SAGETRADER, LLC|3000
QIWI|QIWI PLC ADR|SBSH|Citigroup Global Markets Inc.|275101
QIWI|QIWI PLC ADR|SGMT|GOLDMAN SACHS & CO. LLC|20018
QIWI|QIWI PLC ADR|SPDR|SPEEDROUTE LLC|2976
QIWI|QIWI PLC ADR|STFL|Stifel, Nicolaus & Company, Incorporated|400
QIWI|QIWI PLC ADR|SWIM|TD Ameritrade, Inc.|8584
QIWI|QIWI PLC ADR|TKNG|ALLY INVEST SECURITIES LLC|44
QIWI|QIWI PLC ADR|TRBT|Tradebot Systems, Inc.|66692
QIWI|QIWI PLC ADR|TRCM|TRC MARKETS LLC|62355
QIWI|QIWI PLC ADR|UBSA|UBS SECURITIES LLC|126026
QIWI|QIWI PLC ADR|UBSS|UBS Securities LLC|270326
QIWI|QIWI PLC ADR|VALX|VIRTU AMERICAS LLC|2613
QIWI|QIWI PLC ADR|VERT|The Vertical Trading Group, LLC|85230
QIWI|QIWI PLC ADR|VGRD|Vanguard Marketing Corporation|948
QIWI|QIWI PLC ADR|VNDM|Wall Street Access|1900
QIWI|QIWI PLC ADR|WBLR|WILLIAM BLAIR|1146
QIWI|QIWI PLC ADR|WCHV|WELLS FARGO SECURITIES, LLC|21178
QIWI|QIWI PLC ADR|WEED|Weeden & Co.L.P.|7700
QIWI|QIWI PLC ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1679
QIWI|QIWI PLC ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9292
QIWI|QIWI PLC ADR|WGIF|CIBC World Markets Inc.|1400
QIWI|QIWI PLC ADR|WSEA|WOLVERINE SECURITIES, LLC|3478
QIWI|QIWI PLC ADR|WTFS|JUST2TRADE, INC.|40
QIWI|QIWI PLC ADR|XIST|INSTINET, LLC|7800
QIWI|QIWI PLC ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
QIWI|QIWI PLC ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|900
QIWI|QIWI PLC ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|672
QJPN|SPDR MSCI JAPAN STRA|APCC|Apex Clearing Corporation|3
QJPN|SPDR MSCI JAPAN STRA|CHAS|Charles Schwab & Co., Inc.|5
QJPN|SPDR MSCI JAPAN STRA|CTDL|Citadel Derivatives Group Llc|1
QJPN|SPDR MSCI JAPAN STRA|DEAN|MORGAN STANLEY|360
QJPN|SPDR MSCI JAPAN STRA|ETRS|E*Trade Securities LLC|2
QJPN|SPDR MSCI JAPAN STRA|HRBF|American Enterprise Investment Services Inc.|25
QJPN|SPDR MSCI JAPAN STRA|IBKR|Interactive Brokers Llc|6
QJPN|SPDR MSCI JAPAN STRA|JSJX|JANE STREET CAPITAL LLC|440
QJPN|SPDR MSCI JAPAN STRA|LIME|Lime Brokerage LLC|89
QJPN|SPDR MSCI JAPAN STRA|MSCO|MORGAN STANLEY & CO. LLC|425
QJPN|SPDR MSCI JAPAN STRA|NFSC|National Financial Services LLC|31
QJPN|SPDR MSCI JAPAN STRA|NITE|VIRTU Americas LLC|300
QJPN|SPDR MSCI JAPAN STRA|WCHV|WELLS FARGO SECURITIES, LLC|43
QLC|FLXSHRS US QL LG CAP|BANK|Primevest Financial Services, Inc.|144
QLC|FLXSHRS US QL LG CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|764
QLC|FLXSHRS US QL LG CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
QLC|FLXSHRS US QL LG CAP|CTDL|Citadel Derivatives Group Llc|844
QLC|FLXSHRS US QL LG CAP|DBAX|Deutsche Bank Securities Inc.|200
QLC|FLXSHRS US QL LG CAP|EBXL|EBX LLC|100
QLC|FLXSHRS US QL LG CAP|EGAM|CBOE TRADING, INC.|544
QLC|FLXSHRS US QL LG CAP|ETRS|E*Trade Securities LLC|4
QLC|FLXSHRS US QL LG CAP|FBCO|Credit Suisse Securities (USA) LLC|7116
QLC|FLXSHRS US QL LG CAP|FINX|FINTECH SECURITIES|618
QLC|FLXSHRS US QL LG CAP|FOMA|TD AMERITRADE CLEARING, INC.|131
QLC|FLXSHRS US QL LG CAP|IBKR|Interactive Brokers Llc|37
QLC|FLXSHRS US QL LG CAP|ICBX|INSTINET, LLC|100
QLC|FLXSHRS US QL LG CAP|ITGP|ITG INC.|400
QLC|FLXSHRS US QL LG CAP|LEHM|Barclays Capital Inc./Le|3600
QLC|FLXSHRS US QL LG CAP|LIME|Lime Brokerage LLC|384
QLC|FLXSHRS US QL LG CAP|MACC|Mid Atlantic Capital Corporation|81202
QLC|FLXSHRS US QL LG CAP|MSCO|MORGAN STANLEY & CO. LLC|106
QLC|FLXSHRS US QL LG CAP|NFSC|National Financial Services LLC|2351
QLC|FLXSHRS US QL LG CAP|NITE|VIRTU Americas LLC|3037
QLC|FLXSHRS US QL LG CAP|NITP|VIRTU Americas LLC|6952
QLC|FLXSHRS US QL LG CAP|NTRC|Northern Trust Securities, Inc.|958
QLC|FLXSHRS US QL LG CAP|SGMT|GOLDMAN SACHS & CO. LLC|100
QLC|FLXSHRS US QL LG CAP|UBSA|UBS SECURITIES LLC|204
QLC|FLXSHRS US QL LG CAP|UBSS|UBS Securities LLC|3957
QLC|FLXSHRS US QL LG CAP|WSEA|WOLVERINE SECURITIES, LLC|14
QLC|FLXSHRS US QL LG CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|402
QLD|PROSHARES ULTRA QQQ|ALTX|Alternet Securities Inc.|9282
QLD|PROSHARES ULTRA QQQ|APCC|Apex Clearing Corporation|7775
QLD|PROSHARES ULTRA QQQ|BARD|Robert W. Baird & Co. Incorporated|75
QLD|PROSHARES ULTRA QQQ|BATM|CBOE TRADING, INC.|5517
QLD|PROSHARES ULTRA QQQ|BIDS|BIDS TRADING L.P.|500
QLD|PROSHARES ULTRA QQQ|BIMI|Banca IMI Securities Corp.|7500
QLD|PROSHARES ULTRA QQQ|BKCM|BNY Mellon Capital Markets LLC|112
QLD|PROSHARES ULTRA QQQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54512
QLD|PROSHARES ULTRA QQQ|BYXM|CBOE TRADING, INC.|20062
QLD|PROSHARES ULTRA QQQ|CABR|Cabrera Capital Markets, Inc.|100
QLD|PROSHARES ULTRA QQQ|CANT|Cantor Fitzgerald & Co.|56700
QLD|PROSHARES ULTRA QQQ|CHAS|Charles Schwab & Co., Inc.|115226
QLD|PROSHARES ULTRA QQQ|CMTT|CMT TRADING LLC|2100
QLD|PROSHARES ULTRA QQQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201
QLD|PROSHARES ULTRA QQQ|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
QLD|PROSHARES ULTRA QQQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7600
QLD|PROSHARES ULTRA QQQ|CRFN|ROBINHOOD FINANCIAL, LLC|25
QLD|PROSHARES ULTRA QQQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140149
QLD|PROSHARES ULTRA QQQ|CSIN|Citadel Securities Institutional LLC|60550
QLD|PROSHARES ULTRA QQQ|CTDL|Citadel Derivatives Group Llc|79732
QLD|PROSHARES ULTRA QQQ|CTLR|CUTLER GROUP, LP|200
QLD|PROSHARES ULTRA QQQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
QLD|PROSHARES ULTRA QQQ|DBAB|Deutsche Bank Securities Inc.|6550
QLD|PROSHARES ULTRA QQQ|DBAX|Deutsche Bank Securities Inc.|29300
QLD|PROSHARES ULTRA QQQ|DCHF|Dart Executions, LLC|49954
QLD|PROSHARES ULTRA QQQ|DEAN|MORGAN STANLEY|3600
QLD|PROSHARES ULTRA QQQ|DRWJ|DRW SECURITIES, L.L.C.|719604
QLD|PROSHARES ULTRA QQQ|EBXL|EBX LLC|105900
QLD|PROSHARES ULTRA QQQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|930
QLD|PROSHARES ULTRA QQQ|EDJO|Edward D. Jones & Co., L.P.|120
QLD|PROSHARES ULTRA QQQ|EGAM|CBOE TRADING, INC.|137141
QLD|PROSHARES ULTRA QQQ|EGAW|CBOE TRADING, INC.|1400
QLD|PROSHARES ULTRA QQQ|EGXM|CBOE TRADING, INC.|41936
QLD|PROSHARES ULTRA QQQ|EGXW|CBOE TRADING, INC.|600
QLD|PROSHARES ULTRA QQQ|ETBE|Electronic Transaction Clearing, Inc.|20314
QLD|PROSHARES ULTRA QQQ|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8798
QLD|PROSHARES ULTRA QQQ|ETRS|E*Trade Securities LLC|663323
QLD|PROSHARES ULTRA QQQ|FBSB|U.S. Bancorp Investments, Inc.|11600
QLD|PROSHARES ULTRA QQQ|FIDT|Fidelity Clearing Canada ULC./ CDS|7488
QLD|PROSHARES ULTRA QQQ|FILL|Tradestation Securities, Inc.|134914
QLD|PROSHARES ULTRA QQQ|FMAF|NBCN Inc./ CDS|10477
QLD|PROSHARES ULTRA QQQ|FQLS|Quantlab Securities LP|48039
QLD|PROSHARES ULTRA QQQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13705
QLD|PROSHARES ULTRA QQQ|FTBR|Foliofn Investments, Inc.|16220
QLD|PROSHARES ULTRA QQQ|GBMT|GBM International, Inc.|25953
QLD|PROSHARES ULTRA QQQ|GEBB|GLOBAL EXECUTION BROKERS, LP|900
QLD|PROSHARES ULTRA QQQ|GLIS|TD Securities Inc|5025
QLD|PROSHARES ULTRA QQQ|GLPX|ACS EXECUTION SERVICES, LLC|354
QLD|PROSHARES ULTRA QQQ|GSCO|GOLDMAN SACHS & CO. LLC|13874
QLD|PROSHARES ULTRA QQQ|GSCS|GOLDMAN SACHS & CO. LLC|3552
QLD|PROSHARES ULTRA QQQ|GSLT|GOLDMAN SACHS & CO. LLC|4993
QLD|PROSHARES ULTRA QQQ|GTSZ|GTS SECURITIES LLC|542428
QLD|PROSHARES ULTRA QQQ|HRBF|American Enterprise Investment Services Inc.|2715
QLD|PROSHARES ULTRA QQQ|IATS|INTERACTIVE BROKERS LLC|97135
QLD|PROSHARES ULTRA QQQ|IBKR|Interactive Brokers Llc|270162
QLD|PROSHARES ULTRA QQQ|ICBX|INSTINET, LLC|75575
QLD|PROSHARES ULTRA QQQ|INCA|INSTINET, LLC|53592
QLD|PROSHARES ULTRA QQQ|ITGI|ITG Inc.|10898
QLD|PROSHARES ULTRA QQQ|ITGP|ITG INC.|13000
QLD|PROSHARES ULTRA QQQ|JEFF|JEFFERIES LLC|3000
QLD|PROSHARES ULTRA QQQ|JMPT|JUMP TRADING, LLC|25215
QLD|PROSHARES ULTRA QQQ|JPMX|J.P. Morgan Securities LLC|210586
QLD|PROSHARES ULTRA QQQ|JSEB|JANE STREET EXECUTION SERVICES, LLC|200204
QLD|PROSHARES ULTRA QQQ|JSJX|JANE STREET CAPITAL LLC|742005
QLD|PROSHARES ULTRA QQQ|KCGM|VIRTU Americas LLC|10915
QLD|PROSHARES ULTRA QQQ|LEHM|Barclays Capital Inc./Le|251505
QLD|PROSHARES ULTRA QQQ|LIME|Lime Brokerage LLC|48411
QLD|PROSHARES ULTRA QQQ|LIWM|LIME BROKERAGE LLC|21629
QLD|PROSHARES ULTRA QQQ|LMGP|LIME BROKERAGE LLC|31
QLD|PROSHARES ULTRA QQQ|LSCI|Lek Securities Corporation|2
QLD|PROSHARES ULTRA QQQ|MACC|Mid Atlantic Capital Corporation|465
QLD|PROSHARES ULTRA QQQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|169678
QLD|PROSHARES ULTRA QQQ|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7300
QLD|PROSHARES ULTRA QQQ|MOTF|MOTIF INVESTING, INC.|12
QLD|PROSHARES ULTRA QQQ|MSCO|MORGAN STANLEY & CO. LLC|272468
QLD|PROSHARES ULTRA QQQ|MSPL|MORGAN STANLEY & CO. LLC|1200
QLD|PROSHARES ULTRA QQQ|MSTX|MORGAN STANLEY & CO. LLC|2100
QLD|PROSHARES ULTRA QQQ|NFSC|National Financial Services LLC|1594811
QLD|PROSHARES ULTRA QQQ|NITE|VIRTU Americas LLC|2593028
QLD|PROSHARES ULTRA QQQ|NITP|VIRTU Americas LLC|4762
QLD|PROSHARES ULTRA QQQ|NQRB|Brut, LLC|27957
QLD|PROSHARES ULTRA QQQ|NTBF|BMO Nesbitt Burns Inc./CDS|3171
QLD|PROSHARES ULTRA QQQ|OHOS|TWO SIGMA SECURITIES, LLC|48168
QLD|PROSHARES ULTRA QQQ|OPCO|Oppenheimer & Co. Inc.|490
QLD|PROSHARES ULTRA QQQ|PCPT|PHILLIP CAPITAL INC.|30
QLD|PROSHARES ULTRA QQQ|PDQM|CODA MARKETS, INC.|704
QLD|PROSHARES ULTRA QQQ|PHLY|NASDAQ Execution Services, LLC|8200
QLD|PROSHARES ULTRA QQQ|PWJC|UBS Financial Services, Inc.|5025
QLD|PROSHARES ULTRA QQQ|RBCM|RBC CAPITAL MARKETS, LLC|54635
QLD|PROSHARES ULTRA QQQ|RGLD|Regal Securities, Inc|314
QLD|PROSHARES ULTRA QQQ|RHOX|XR Securities LLC|556780
QLD|PROSHARES ULTRA QQQ|SBSH|Citigroup Global Markets Inc.|8485
QLD|PROSHARES ULTRA QQQ|SGMT|GOLDMAN SACHS & CO. LLC|137669
QLD|PROSHARES ULTRA QQQ|SHMR|ABN Amro Clearing LLC|7817
QLD|PROSHARES ULTRA QQQ|SPDR|SPEEDROUTE LLC|4202
QLD|PROSHARES ULTRA QQQ|STKP|STOCKPILE INVESTMENTS, INC.|64
QLD|PROSHARES ULTRA QQQ|SWIM|TD Ameritrade, Inc.|324561
QLD|PROSHARES ULTRA QQQ|TKNG|ALLY INVEST SECURITIES LLC|14305
QLD|PROSHARES ULTRA QQQ|TRBT|Tradebot Systems, Inc.|579624
QLD|PROSHARES ULTRA QQQ|TRCM|TRC MARKETS LLC|435998
QLD|PROSHARES ULTRA QQQ|TWTT|TASTYWORKS, INC.|186
QLD|PROSHARES ULTRA QQQ|UBSA|UBS SECURITIES LLC|128550
QLD|PROSHARES ULTRA QQQ|UBSS|UBS Securities LLC|264927
QLD|PROSHARES ULTRA QQQ|VALX|VIRTU AMERICAS LLC|72235
QLD|PROSHARES ULTRA QQQ|VGRD|Vanguard Marketing Corporation|87542
QLD|PROSHARES ULTRA QQQ|VIEW|VIEWTRADE SECURITIES LLC|242
QLD|PROSHARES ULTRA QQQ|VSIN|Vision Financial Markets Llc|6
QLD|PROSHARES ULTRA QQQ|WCHV|WELLS FARGO SECURITIES, LLC|41289
QLD|PROSHARES ULTRA QQQ|WEDB|WEDBUSH SECURITIES INC.|921
QLD|PROSHARES ULTRA QQQ|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22660
QLD|PROSHARES ULTRA QQQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27975
QLD|PROSHARES ULTRA QQQ|WGIF|CIBC World Markets Inc.|1284
QLD|PROSHARES ULTRA QQQ|WSEA|WOLVERINE SECURITIES, LLC|12730
QLD|PROSHARES ULTRA QQQ|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
QLD|PROSHARES ULTRA QQQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|90
QLS|IQ HEDGE LONG/SHORT|ETRS|E*Trade Securities LLC|2
QLS|IQ HEDGE LONG/SHORT|FBSB|U.S. Bancorp Investments, Inc.|200
QLS|IQ HEDGE LONG/SHORT|JSJX|JANE STREET CAPITAL LLC|15
QLS|IQ HEDGE LONG/SHORT|LIME|Lime Brokerage LLC|10
QLS|IQ HEDGE LONG/SHORT|NITE|VIRTU Americas LLC|1626
QLTA|ISHARES AAA A RATED|APCC|Apex Clearing Corporation|231
QLTA|ISHARES AAA A RATED|BARD|Robert W. Baird & Co. Incorporated|647
QLTA|ISHARES AAA A RATED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|752
QLTA|ISHARES AAA A RATED|CANT|Cantor Fitzgerald & Co.|443
QLTA|ISHARES AAA A RATED|CHAS|Charles Schwab & Co., Inc.|3
QLTA|ISHARES AAA A RATED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5529
QLTA|ISHARES AAA A RATED|CTDL|Citadel Derivatives Group Llc|3100
QLTA|ISHARES AAA A RATED|DBAX|Deutsche Bank Securities Inc.|17000
QLTA|ISHARES AAA A RATED|EBXL|EBX LLC|2000
QLTA|ISHARES AAA A RATED|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
QLTA|ISHARES AAA A RATED|EDJO|Edward D. Jones & Co., L.P.|445
QLTA|ISHARES AAA A RATED|ETRS|E*Trade Securities LLC|604
QLTA|ISHARES AAA A RATED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105
QLTA|ISHARES AAA A RATED|FTBR|Foliofn Investments, Inc.|59
QLTA|ISHARES AAA A RATED|GEBB|GLOBAL EXECUTION BROKERS, LP|700
QLTA|ISHARES AAA A RATED|GSCO|GOLDMAN SACHS & CO. LLC|200
QLTA|ISHARES AAA A RATED|GTSZ|GTS SECURITIES LLC|100
QLTA|ISHARES AAA A RATED|HRBF|American Enterprise Investment Services Inc.|3456
QLTA|ISHARES AAA A RATED|IATS|INTERACTIVE BROKERS LLC|22
QLTA|ISHARES AAA A RATED|IBKR|Interactive Brokers Llc|431
QLTA|ISHARES AAA A RATED|ICBX|INSTINET, LLC|700
QLTA|ISHARES AAA A RATED|INCA|INSTINET, LLC|1
QLTA|ISHARES AAA A RATED|ITGI|ITG Inc.|51018
QLTA|ISHARES AAA A RATED|ITGP|ITG INC.|200
QLTA|ISHARES AAA A RATED|JPMX|J.P. Morgan Securities LLC|12200
QLTA|ISHARES AAA A RATED|JSEB|JANE STREET EXECUTION SERVICES, LLC|30837
QLTA|ISHARES AAA A RATED|JSJX|JANE STREET CAPITAL LLC|25424
QLTA|ISHARES AAA A RATED|KCGM|VIRTU Americas LLC|1814
QLTA|ISHARES AAA A RATED|LEHM|Barclays Capital Inc./Le|2000
QLTA|ISHARES AAA A RATED|LIME|Lime Brokerage LLC|1168
QLTA|ISHARES AAA A RATED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16200
QLTA|ISHARES AAA A RATED|MSCO|MORGAN STANLEY & CO. LLC|715
QLTA|ISHARES AAA A RATED|MSPL|MORGAN STANLEY & CO. LLC|12500
QLTA|ISHARES AAA A RATED|NFSC|National Financial Services LLC|24559
QLTA|ISHARES AAA A RATED|NITE|VIRTU Americas LLC|85838
QLTA|ISHARES AAA A RATED|OPCO|Oppenheimer & Co. Inc.|40
QLTA|ISHARES AAA A RATED|PDQM|CODA MARKETS, INC.|3000
QLTA|ISHARES AAA A RATED|RBCM|RBC CAPITAL MARKETS, LLC|509
QLTA|ISHARES AAA A RATED|SBSH|Citigroup Global Markets Inc.|1616
QLTA|ISHARES AAA A RATED|SGMT|GOLDMAN SACHS & CO. LLC|3900
QLTA|ISHARES AAA A RATED|STFL|Stifel, Nicolaus & Company, Incorporated|20
QLTA|ISHARES AAA A RATED|SWIM|TD Ameritrade, Inc.|49
QLTA|ISHARES AAA A RATED|SWST|Hilltop Securities Inc.|175
QLTA|ISHARES AAA A RATED|UBSA|UBS SECURITIES LLC|46315
QLTA|ISHARES AAA A RATED|UBSS|UBS Securities LLC|14339
QLTA|ISHARES AAA A RATED|WCHV|WELLS FARGO SECURITIES, LLC|9929
QLTA|ISHARES AAA A RATED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6700
QLTA|ISHARES AAA A RATED|WSEA|WOLVERINE SECURITIES, LLC|10
QLYS|QUALYS, INC.|ALTX|Alternet Securities Inc.|4679
QLYS|QUALYS, INC.|APCC|Apex Clearing Corporation|6925
QLYS|QUALYS, INC.|BARD|Robert W. Baird & Co. Incorporated|71
QLYS|QUALYS, INC.|BATM|CBOE TRADING, INC.|4247
QLYS|QUALYS, INC.|BAYT|BTIG, LLC|87000
QLYS|QUALYS, INC.|BBNT|BB&T SECURITIES, LLC|3281
QLYS|QUALYS, INC.|BERN|Sanford C. Bernstein & Co., LLC|1053
QLYS|QUALYS, INC.|BIDS|BIDS TRADING L.P.|11600
QLYS|QUALYS, INC.|BIMI|Banca IMI Securities Corp.|75
QLYS|QUALYS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9476
QLYS|QUALYS, INC.|BLKX|INSTINET, LLC|15000
QLYS|QUALYS, INC.|BMAK|BMA SECURITIES|12687
QLYS|QUALYS, INC.|BMOC|BMO Capital Markets Corp.|6985
QLYS|QUALYS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|7080
QLYS|QUALYS, INC.|BRVL|BLAYLOCK VAN, LLC|700
QLYS|QUALYS, INC.|BTIG|BTIG, LLC|37511
QLYS|QUALYS, INC.|BYXM|CBOE TRADING, INC.|3115
QLYS|QUALYS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|500
QLYS|QUALYS, INC.|CANT|Cantor Fitzgerald & Co.|814
QLYS|QUALYS, INC.|CHAS|Charles Schwab & Co., Inc.|1485
QLYS|QUALYS, INC.|CIST|Capital Institutional Services, Inc.|293
QLYS|QUALYS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52927
QLYS|QUALYS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2353
QLYS|QUALYS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2200
QLYS|QUALYS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200292
QLYS|QUALYS, INC.|CTDL|Citadel Derivatives Group Llc|24313
QLYS|QUALYS, INC.|CTLR|CUTLER GROUP, LP|200
QLYS|QUALYS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|23556
QLYS|QUALYS, INC.|DADA|D.A. Davidson & Co.|82
QLYS|QUALYS, INC.|DAWA|Daiwa Capital Markets America Inc.|530
QLYS|QUALYS, INC.|DBAB|Deutsche Bank Securities Inc.|291571
QLYS|QUALYS, INC.|DBAX|Deutsche Bank Securities Inc.|101200
QLYS|QUALYS, INC.|DBUL|Deutsche Bank Securities Inc.|1000
QLYS|QUALYS, INC.|DCHF|Dart Executions, LLC|435
QLYS|QUALYS, INC.|DEAN|MORGAN STANLEY|19902
QLYS|QUALYS, INC.|DEGS|RONIN PROFESSIONAL LLC|950
QLYS|QUALYS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3749
QLYS|QUALYS, INC.|EBXL|EBX LLC|83500
QLYS|QUALYS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|13596
QLYS|QUALYS, INC.|EDJO|Edward D. Jones & Co., L.P.|14015
QLYS|QUALYS, INC.|EGAM|CBOE TRADING, INC.|13828
QLYS|QUALYS, INC.|EGAW|CBOE TRADING, INC.|145
QLYS|QUALYS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2708
QLYS|QUALYS, INC.|EGXM|CBOE TRADING, INC.|6868
QLYS|QUALYS, INC.|ESPO|ESPOSITO SECURITIES, LLC|18110
QLYS|QUALYS, INC.|ETBE|Electronic Transaction Clearing, Inc.|3880
QLYS|QUALYS, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|303
QLYS|QUALYS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
QLYS|QUALYS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26898
QLYS|QUALYS, INC.|ETRS|E*Trade Securities LLC|79139
QLYS|QUALYS, INC.|FBCO|Credit Suisse Securities (USA) LLC|333299
QLYS|QUALYS, INC.|FBSB|U.S. Bancorp Investments, Inc.|319
QLYS|QUALYS, INC.|FILL|Tradestation Securities, Inc.|12115
QLYS|QUALYS, INC.|FMAF|NBCN Inc./ CDS|681
QLYS|QUALYS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|235336
QLYS|QUALYS, INC.|FORD|Fordham Financial Management, Inc.|12321
QLYS|QUALYS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11803
QLYS|QUALYS, INC.|FQLS|Quantlab Securities LP|150445
QLYS|QUALYS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41207
QLYS|QUALYS, INC.|FTBR|Foliofn Investments, Inc.|7271
QLYS|QUALYS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|21588
QLYS|QUALYS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|8415
QLYS|QUALYS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|524750
QLYS|QUALYS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|17450
QLYS|QUALYS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1325
QLYS|QUALYS, INC.|GTSZ|GTS SECURITIES LLC|2618
QLYS|QUALYS, INC.|HRBF|American Enterprise Investment Services Inc.|3841
QLYS|QUALYS, INC.|HSBC|HSBC Securities, Inc.|2200
QLYS|QUALYS, INC.|IATS|INTERACTIVE BROKERS LLC|23262
QLYS|QUALYS, INC.|IBKR|Interactive Brokers Llc|131118
QLYS|QUALYS, INC.|ICBX|INSTINET, LLC|28456
QLYS|QUALYS, INC.|IEQY|CITADEL SECURITIES LLC|64559
QLYS|QUALYS, INC.|INCA|INSTINET, LLC|160246
QLYS|QUALYS, INC.|INJX|INSTINET, LLC|8087
QLYS|QUALYS, INC.|ITGI|ITG Inc.|47444
QLYS|QUALYS, INC.|ITGP|ITG INC.|134200
QLYS|QUALYS, INC.|JANY|Janney Montgomery Scott Inc.|125
QLYS|QUALYS, INC.|JEFF|JEFFERIES LLC|46743
QLYS|QUALYS, INC.|JMPT|JUMP TRADING, LLC|39412
QLYS|QUALYS, INC.|JONE|JonesTrading|2205
QLYS|QUALYS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|27648
QLYS|QUALYS, INC.|JPMX|J.P. Morgan Securities LLC|247853
QLYS|QUALYS, INC.|JSJX|JANE STREET CAPITAL LLC|71069
QLYS|QUALYS, INC.|KCGM|VIRTU Americas LLC|68377
QLYS|QUALYS, INC.|LEHM|Barclays Capital Inc./Le|638484
QLYS|QUALYS, INC.|LIME|Lime Brokerage LLC|97450
QLYS|QUALYS, INC.|LOOP|Loop Capital Markets LLC|964
QLYS|QUALYS, INC.|LQNA|LIQUIDNET, INC.|95500
QLYS|QUALYS, INC.|LQNB|LIQUIDNET, INC.|11600
QLYS|QUALYS, INC.|LSCI|Lek Securities Corporation|204
QLYS|QUALYS, INC.|MAXM|Maxim Group LLC|3715
QLYS|QUALYS, INC.|MBTS|ALLY INVEST SECURITIES LLC|8
QLYS|QUALYS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50098
QLYS|QUALYS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
QLYS|QUALYS, INC.|MSCO|MORGAN STANLEY & CO. LLC|1299569
QLYS|QUALYS, INC.|MSPL|MORGAN STANLEY & CO. LLC|269800
QLYS|QUALYS, INC.|MSTX|MORGAN STANLEY & CO. LLC|52300
QLYS|QUALYS, INC.|NFSC|National Financial Services LLC|267999
QLYS|QUALYS, INC.|NITE|VIRTU Americas LLC|420106
QLYS|QUALYS, INC.|NITP|VIRTU Americas LLC|1660
QLYS|QUALYS, INC.|NQRB|Brut, LLC|9351
QLYS|QUALYS, INC.|NTRC|Northern Trust Securities, Inc.|345
QLYS|QUALYS, INC.|OPCO|Oppenheimer & Co. Inc.|18360
QLYS|QUALYS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1550
QLYS|QUALYS, INC.|PDQM|CODA MARKETS, INC.|55560
QLYS|QUALYS, INC.|PHLY|NASDAQ Execution Services, LLC|1600
QLYS|QUALYS, INC.|PICT|Pictet Overseas Inc.|250
QLYS|QUALYS, INC.|PWJC|UBS Financial Services, Inc.|333
QLYS|QUALYS, INC.|RAJA|Raymond James & Associates, Inc.|21405
QLYS|QUALYS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|5466
QLYS|QUALYS, INC.|RGLD|Regal Securities, Inc|100
QLYS|QUALYS, INC.|SAGL|SAGETRADER, LLC|1301
QLYS|QUALYS, INC.|SBSH|Citigroup Global Markets Inc.|92645
QLYS|QUALYS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|66272
QLYS|QUALYS, INC.|SOGO|Wang Investment Associates, Inc.|150
QLYS|QUALYS, INC.|SPDR|SPEEDROUTE LLC|16092
QLYS|QUALYS, INC.|SPHN|Stephens Inc.|340
QLYS|QUALYS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1865
QLYS|QUALYS, INC.|SWIM|TD Ameritrade, Inc.|71549
QLYS|QUALYS, INC.|SWST|Hilltop Securities Inc.|1856
QLYS|QUALYS, INC.|TKNG|ALLY INVEST SECURITIES LLC|8161
QLYS|QUALYS, INC.|TONC|CUTTONE & CO., LLC|675
QLYS|QUALYS, INC.|TOUR|TOURMALINE PARTNERS, LLC|200
QLYS|QUALYS, INC.|TRBT|Tradebot Systems, Inc.|23664
QLYS|QUALYS, INC.|TRCM|TRC MARKETS LLC|89207
QLYS|QUALYS, INC.|TWTT|TASTYWORKS, INC.|4427
QLYS|QUALYS, INC.|UBSA|UBS SECURITIES LLC|364918
QLYS|QUALYS, INC.|UBSS|UBS Securities LLC|584447
QLYS|QUALYS, INC.|VALX|VIRTU AMERICAS LLC|17416
QLYS|QUALYS, INC.|VGRD|Vanguard Marketing Corporation|13934
QLYS|QUALYS, INC.|WABR|Wall Street Access|10838
QLYS|QUALYS, INC.|WBLR|WILLIAM BLAIR|22000
QLYS|QUALYS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
QLYS|QUALYS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|43995
QLYS|QUALYS, INC.|WEDB|WEDBUSH SECURITIES INC.|200
QLYS|QUALYS, INC.|WEED|Weeden & Co.L.P.|30
QLYS|QUALYS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4697
QLYS|QUALYS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23172
QLYS|QUALYS, INC.|WGIF|CIBC World Markets Inc.|729
QLYS|QUALYS, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|19
QLYS|QUALYS, INC.|WSEA|WOLVERINE SECURITIES, LLC|6611
QLYS|QUALYS, INC.|XIST|INSTINET, LLC|29800
QLYS|QUALYS, INC.|XPQR|Jump Trading|1600
QLYS|QUALYS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|62902
QLYS|QUALYS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1051
QLYS|QUALYS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4476
QMN|IQ HDG MKT NTRL TRKR|APCC|Apex Clearing Corporation|10
QMN|IQ HDG MKT NTRL TRKR|BATM|CBOE TRADING, INC.|100
QMN|IQ HDG MKT NTRL TRKR|IBKR|Interactive Brokers Llc|100
QMN|IQ HDG MKT NTRL TRKR|JSEB|JANE STREET EXECUTION SERVICES, LLC|10430
QMN|IQ HDG MKT NTRL TRKR|JSJX|JANE STREET CAPITAL LLC|2931
QMN|IQ HDG MKT NTRL TRKR|MSCO|MORGAN STANLEY & CO. LLC|1933
QMN|IQ HDG MKT NTRL TRKR|MSPL|MORGAN STANLEY & CO. LLC|300
QMN|IQ HDG MKT NTRL TRKR|NITE|VIRTU Americas LLC|1236
QMN|IQ HDG MKT NTRL TRKR|STFL|Stifel, Nicolaus & Company, Incorporated|10
QMN|IQ HDG MKT NTRL TRKR|UBSS|UBS Securities LLC|3262
QMOM|ALPHA ARCHITECT U.S.|APCC|Apex Clearing Corporation|76
QMOM|ALPHA ARCHITECT U.S.|BATM|CBOE TRADING, INC.|200
QMOM|ALPHA ARCHITECT U.S.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6001
QMOM|ALPHA ARCHITECT U.S.|CTDL|Citadel Derivatives Group Llc|3605
QMOM|ALPHA ARCHITECT U.S.|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
QMOM|ALPHA ARCHITECT U.S.|DBAX|Deutsche Bank Securities Inc.|400
QMOM|ALPHA ARCHITECT U.S.|EBXL|EBX LLC|800
QMOM|ALPHA ARCHITECT U.S.|FTBR|Foliofn Investments, Inc.|1
QMOM|ALPHA ARCHITECT U.S.|IATS|INTERACTIVE BROKERS LLC|100
QMOM|ALPHA ARCHITECT U.S.|ICBX|INSTINET, LLC|200
QMOM|ALPHA ARCHITECT U.S.|ITGP|ITG INC.|400
QMOM|ALPHA ARCHITECT U.S.|JPMX|J.P. Morgan Securities LLC|200
QMOM|ALPHA ARCHITECT U.S.|JSJX|JANE STREET CAPITAL LLC|2458
QMOM|ALPHA ARCHITECT U.S.|KCGM|VIRTU Americas LLC|1601
QMOM|ALPHA ARCHITECT U.S.|LEHM|Barclays Capital Inc./Le|2000
QMOM|ALPHA ARCHITECT U.S.|LIME|Lime Brokerage LLC|100
QMOM|ALPHA ARCHITECT U.S.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
QMOM|ALPHA ARCHITECT U.S.|MSCO|MORGAN STANLEY & CO. LLC|3250
QMOM|ALPHA ARCHITECT U.S.|NFSC|National Financial Services LLC|2372
QMOM|ALPHA ARCHITECT U.S.|NITE|VIRTU Americas LLC|15290
QMOM|ALPHA ARCHITECT U.S.|RBCM|RBC CAPITAL MARKETS, LLC|8880
QMOM|ALPHA ARCHITECT U.S.|SGMT|GOLDMAN SACHS & CO. LLC|824
QMOM|ALPHA ARCHITECT U.S.|UBSA|UBS SECURITIES LLC|6129
QMOM|ALPHA ARCHITECT U.S.|UBSS|UBS Securities LLC|16900
QMOM|ALPHA ARCHITECT U.S.|VGRD|Vanguard Marketing Corporation|4605
QMOM|ALPHA ARCHITECT U.S.|WBET|Wallachbeth Capital LLC|46600
QMOM|ALPHA ARCHITECT U.S.|WCHV|WELLS FARGO SECURITIES, LLC|36095
QMOM|ALPHA ARCHITECT U.S.|WGIF|CIBC World Markets Inc.|400
QMOM|ALPHA ARCHITECT U.S.|WSEA|WOLVERINE SECURITIES, LLC|38
QMOM|ALPHA ARCHITECT U.S.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40
QNST|QUINSTREET, INC.|ALTX|Alternet Securities Inc.|4010
QNST|QUINSTREET, INC.|APCC|Apex Clearing Corporation|283
QNST|QUINSTREET, INC.|BATM|CBOE TRADING, INC.|4571
QNST|QUINSTREET, INC.|BAYC|BAY CREST PARTNERS, LLC|517
QNST|QUINSTREET, INC.|BERN|Sanford C. Bernstein & Co., LLC|21
QNST|QUINSTREET, INC.|BIAD|SAGETRADER, LLC|500
QNST|QUINSTREET, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1160
QNST|QUINSTREET, INC.|BLKX|INSTINET, LLC|29011
QNST|QUINSTREET, INC.|BMOC|BMO Capital Markets Corp.|5954
QNST|QUINSTREET, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|7838
QNST|QUINSTREET, INC.|BTIG|BTIG, LLC|3521
QNST|QUINSTREET, INC.|BYXM|CBOE TRADING, INC.|1129
QNST|QUINSTREET, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1022
QNST|QUINSTREET, INC.|CANT|Cantor Fitzgerald & Co.|362
QNST|QUINSTREET, INC.|CHAS|Charles Schwab & Co., Inc.|386
QNST|QUINSTREET, INC.|CHLM|Craig-Hallum Capital Group LLC|83227
QNST|QUINSTREET, INC.|CIST|Capital Institutional Services, Inc.|13
QNST|QUINSTREET, INC.|CLSA|CLSA AMERICAS, LLC|106303
QNST|QUINSTREET, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|138719
QNST|QUINSTREET, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3035
QNST|QUINSTREET, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|165148
QNST|QUINSTREET, INC.|CTDL|Citadel Derivatives Group Llc|18298
QNST|QUINSTREET, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|26490
QNST|QUINSTREET, INC.|DADA|D.A. Davidson & Co.|1314
QNST|QUINSTREET, INC.|DBAB|Deutsche Bank Securities Inc.|364143
QNST|QUINSTREET, INC.|DBAX|Deutsche Bank Securities Inc.|88200
QNST|QUINSTREET, INC.|DBUL|Deutsche Bank Securities Inc.|2200
QNST|QUINSTREET, INC.|DEAN|MORGAN STANLEY|4100
QNST|QUINSTREET, INC.|DEGS|RONIN PROFESSIONAL LLC|13782
QNST|QUINSTREET, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10100
QNST|QUINSTREET, INC.|EBXL|EBX LLC|164500
QNST|QUINSTREET, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2014
QNST|QUINSTREET, INC.|EDJO|Edward D. Jones & Co., L.P.|79
QNST|QUINSTREET, INC.|EGAM|CBOE TRADING, INC.|6802
QNST|QUINSTREET, INC.|EGAW|CBOE TRADING, INC.|29
QNST|QUINSTREET, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|706
QNST|QUINSTREET, INC.|EGXM|CBOE TRADING, INC.|5505
QNST|QUINSTREET, INC.|EGXW|CBOE TRADING, INC.|90
QNST|QUINSTREET, INC.|ETBE|Electronic Transaction Clearing, Inc.|10556
QNST|QUINSTREET, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10176
QNST|QUINSTREET, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20231
QNST|QUINSTREET, INC.|ETRS|E*Trade Securities LLC|107177
QNST|QUINSTREET, INC.|FBCO|Credit Suisse Securities (USA) LLC|747337
QNST|QUINSTREET, INC.|FBSB|U.S. Bancorp Investments, Inc.|500
QNST|QUINSTREET, INC.|FILL|Tradestation Securities, Inc.|6000
QNST|QUINSTREET, INC.|FMAF|NBCN Inc./ CDS|100
QNST|QUINSTREET, INC.|FOMA|TD AMERITRADE CLEARING, INC.|115798
QNST|QUINSTREET, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|255
QNST|QUINSTREET, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96641
QNST|QUINSTREET, INC.|FTBR|Foliofn Investments, Inc.|10639
QNST|QUINSTREET, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|13550
QNST|QUINSTREET, INC.|GLIS|TD Securities Inc|150
QNST|QUINSTREET, INC.|GLPX|ACS EXECUTION SERVICES, LLC|5720
QNST|QUINSTREET, INC.|GSCO|GOLDMAN SACHS & CO. LLC|915420
QNST|QUINSTREET, INC.|GSCS|GOLDMAN SACHS & CO. LLC|85800
QNST|QUINSTREET, INC.|GSLT|GOLDMAN SACHS & CO. LLC|6830
QNST|QUINSTREET, INC.|GTSZ|GTS SECURITIES LLC|16273
QNST|QUINSTREET, INC.|HSBC|HSBC Securities, Inc.|2598
QNST|QUINSTREET, INC.|IATS|INTERACTIVE BROKERS LLC|9060
QNST|QUINSTREET, INC.|IBKR|Interactive Brokers Llc|120290
QNST|QUINSTREET, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|286
QNST|QUINSTREET, INC.|ICBX|INSTINET, LLC|31522
QNST|QUINSTREET, INC.|IEQY|CITADEL SECURITIES LLC|93402
QNST|QUINSTREET, INC.|INCA|INSTINET, LLC|365660
QNST|QUINSTREET, INC.|INJX|INSTINET, LLC|33340
QNST|QUINSTREET, INC.|ITGI|ITG Inc.|78524
QNST|QUINSTREET, INC.|ITGP|ITG INC.|187600
QNST|QUINSTREET, INC.|JEFF|JEFFERIES LLC|67088
QNST|QUINSTREET, INC.|JMPT|JUMP TRADING, LLC|45511
QNST|QUINSTREET, INC.|JPBX|J.P. MORGAN SECURITIES LLC|18004
QNST|QUINSTREET, INC.|JPMX|J.P. Morgan Securities LLC|149550
QNST|QUINSTREET, INC.|JSJX|JANE STREET CAPITAL LLC|2576
QNST|QUINSTREET, INC.|KCGM|VIRTU Americas LLC|15560
QNST|QUINSTREET, INC.|LEHM|Barclays Capital Inc./Le|657852
QNST|QUINSTREET, INC.|LIME|Lime Brokerage LLC|165639
QNST|QUINSTREET, INC.|LSCI|Lek Securities Corporation|200
QNST|QUINSTREET, INC.|MACQ|Macquarie Capital (USA) Inc.|6477
QNST|QUINSTREET, INC.|MAXM|Maxim Group LLC|3681
QNST|QUINSTREET, INC.|MBTS|ALLY INVEST SECURITIES LLC|5
QNST|QUINSTREET, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108551
QNST|QUINSTREET, INC.|MOTF|MOTIF INVESTING, INC.|9
QNST|QUINSTREET, INC.|MRBA|IBN FINANCIAL SERVICES, INC.|1000
QNST|QUINSTREET, INC.|MSCO|MORGAN STANLEY & CO. LLC|1581574
QNST|QUINSTREET, INC.|MSPL|MORGAN STANLEY & CO. LLC|166800
QNST|QUINSTREET, INC.|MSTX|MORGAN STANLEY & CO. LLC|55600
QNST|QUINSTREET, INC.|NFSC|National Financial Services LLC|205966
QNST|QUINSTREET, INC.|NITE|VIRTU Americas LLC|406763
QNST|QUINSTREET, INC.|NITP|VIRTU Americas LLC|2500
QNST|QUINSTREET, INC.|NORT|Northland Securities, Inc.|105230
QNST|QUINSTREET, INC.|NQRB|Brut, LLC|31870
QNST|QUINSTREET, INC.|OPCO|Oppenheimer & Co. Inc.|83
QNST|QUINSTREET, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2775
QNST|QUINSTREET, INC.|PDQM|CODA MARKETS, INC.|7451
QNST|QUINSTREET, INC.|PHLY|NASDAQ Execution Services, LLC|6800
QNST|QUINSTREET, INC.|RAJA|Raymond James & Associates, Inc.|810
QNST|QUINSTREET, INC.|RBCM|RBC CAPITAL MARKETS, LLC|725
QNST|QUINSTREET, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|466
QNST|QUINSTREET, INC.|ROTH|Roth Capital Partners, LLC|55646
QNST|QUINSTREET, INC.|SAGL|SAGETRADER, LLC|1176
QNST|QUINSTREET, INC.|SALW|SW FINANCIAL|2425
QNST|QUINSTREET, INC.|SBSH|Citigroup Global Markets Inc.|126799
QNST|QUINSTREET, INC.|SGMT|GOLDMAN SACHS & CO. LLC|46127
QNST|QUINSTREET, INC.|SIDC|Sidoti & Company, LLC|5300
QNST|QUINSTREET, INC.|SPDR|SPEEDROUTE LLC|2100
QNST|QUINSTREET, INC.|SPHN|Stephens Inc.|186288
QNST|QUINSTREET, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5112
QNST|QUINSTREET, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|326
QNST|QUINSTREET, INC.|SWIM|TD Ameritrade, Inc.|64421
QNST|QUINSTREET, INC.|TKNG|ALLY INVEST SECURITIES LLC|783
QNST|QUINSTREET, INC.|TOUR|TOURMALINE PARTNERS, LLC|2933
QNST|QUINSTREET, INC.|TRBT|Tradebot Systems, Inc.|266868
QNST|QUINSTREET, INC.|TRCM|TRC MARKETS LLC|161566
QNST|QUINSTREET, INC.|UBSA|UBS SECURITIES LLC|337943
QNST|QUINSTREET, INC.|UBSS|UBS Securities LLC|534949
QNST|QUINSTREET, INC.|VALX|VIRTU AMERICAS LLC|10086
QNST|QUINSTREET, INC.|VGRD|Vanguard Marketing Corporation|7234
QNST|QUINSTREET, INC.|WCHV|WELLS FARGO SECURITIES, LLC|328579
QNST|QUINSTREET, INC.|WEDB|WEDBUSH SECURITIES INC.|25
QNST|QUINSTREET, INC.|WEED|Weeden & Co.L.P.|1100
QNST|QUINSTREET, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6707
QNST|QUINSTREET, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2993
QNST|QUINSTREET, INC.|WGIF|CIBC World Markets Inc.|1068
QNST|QUINSTREET, INC.|WSEA|WOLVERINE SECURITIES, LLC|3388
QNST|QUINSTREET, INC.|XIST|INSTINET, LLC|40680
QNST|QUINSTREET, INC.|XPQR|Jump Trading|412
QNST|QUINSTREET, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|7500
QNST|QUINSTREET, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|280
QNST|QUINSTREET, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35
QQEW|FIRST TRUST NASDAQ-1|AGIS|Aegis Capital Corp.|1095
QQEW|FIRST TRUST NASDAQ-1|APCC|Apex Clearing Corporation|14
QQEW|FIRST TRUST NASDAQ-1|BARD|Robert W. Baird & Co. Incorporated|1011
QQEW|FIRST TRUST NASDAQ-1|BATM|CBOE TRADING, INC.|3
QQEW|FIRST TRUST NASDAQ-1|BBNT|BB&T SECURITIES, LLC|92
QQEW|FIRST TRUST NASDAQ-1|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1118
QQEW|FIRST TRUST NASDAQ-1|CANT|Cantor Fitzgerald & Co.|14634
QQEW|FIRST TRUST NASDAQ-1|CHAS|Charles Schwab & Co., Inc.|2
QQEW|FIRST TRUST NASDAQ-1|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17
QQEW|FIRST TRUST NASDAQ-1|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1990
QQEW|FIRST TRUST NASDAQ-1|CTDL|Citadel Derivatives Group Llc|632
QQEW|FIRST TRUST NASDAQ-1|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
QQEW|FIRST TRUST NASDAQ-1|DADA|D.A. Davidson & Co.|475
QQEW|FIRST TRUST NASDAQ-1|DBAB|Deutsche Bank Securities Inc.|20457
QQEW|FIRST TRUST NASDAQ-1|DBAX|Deutsche Bank Securities Inc.|1900
QQEW|FIRST TRUST NASDAQ-1|DEAN|MORGAN STANLEY|2473
QQEW|FIRST TRUST NASDAQ-1|EBXL|EBX LLC|3700
QQEW|FIRST TRUST NASDAQ-1|EDJO|Edward D. Jones & Co., L.P.|1455
QQEW|FIRST TRUST NASDAQ-1|ETRS|E*Trade Securities LLC|1167
QQEW|FIRST TRUST NASDAQ-1|FBCO|Credit Suisse Securities (USA) LLC|16175
QQEW|FIRST TRUST NASDAQ-1|FOMA|TD AMERITRADE CLEARING, INC.|65466
QQEW|FIRST TRUST NASDAQ-1|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1700
QQEW|FIRST TRUST NASDAQ-1|FTBR|Foliofn Investments, Inc.|183761
QQEW|FIRST TRUST NASDAQ-1|GEBB|GLOBAL EXECUTION BROKERS, LP|831
QQEW|FIRST TRUST NASDAQ-1|GLPX|ACS EXECUTION SERVICES, LLC|100
QQEW|FIRST TRUST NASDAQ-1|GSLT|GOLDMAN SACHS & CO. LLC|90
QQEW|FIRST TRUST NASDAQ-1|GTSZ|GTS SECURITIES LLC|307
QQEW|FIRST TRUST NASDAQ-1|HRBF|American Enterprise Investment Services Inc.|474
QQEW|FIRST TRUST NASDAQ-1|IATS|INTERACTIVE BROKERS LLC|300
QQEW|FIRST TRUST NASDAQ-1|IBKR|Interactive Brokers Llc|5938
QQEW|FIRST TRUST NASDAQ-1|ICBX|INSTINET, LLC|1794
QQEW|FIRST TRUST NASDAQ-1|INCA|INSTINET, LLC|410
QQEW|FIRST TRUST NASDAQ-1|ITGI|ITG Inc.|400
QQEW|FIRST TRUST NASDAQ-1|JANY|Janney Montgomery Scott Inc.|250
QQEW|FIRST TRUST NASDAQ-1|JPMX|J.P. Morgan Securities LLC|5936
QQEW|FIRST TRUST NASDAQ-1|JSEB|JANE STREET EXECUTION SERVICES, LLC|48822
QQEW|FIRST TRUST NASDAQ-1|JSJX|JANE STREET CAPITAL LLC|57732
QQEW|FIRST TRUST NASDAQ-1|KCGM|VIRTU Americas LLC|7086
QQEW|FIRST TRUST NASDAQ-1|LEHM|Barclays Capital Inc./Le|2000
QQEW|FIRST TRUST NASDAQ-1|LIME|Lime Brokerage LLC|7819
QQEW|FIRST TRUST NASDAQ-1|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3868
QQEW|FIRST TRUST NASDAQ-1|MOTF|MOTIF INVESTING, INC.|69
QQEW|FIRST TRUST NASDAQ-1|MSCO|MORGAN STANLEY & CO. LLC|37166
QQEW|FIRST TRUST NASDAQ-1|MSPL|MORGAN STANLEY & CO. LLC|2400
QQEW|FIRST TRUST NASDAQ-1|NFSC|National Financial Services LLC|24492
QQEW|FIRST TRUST NASDAQ-1|NITE|VIRTU Americas LLC|238990
QQEW|FIRST TRUST NASDAQ-1|NQRB|Brut, LLC|700
QQEW|FIRST TRUST NASDAQ-1|OPCO|Oppenheimer & Co. Inc.|230
QQEW|FIRST TRUST NASDAQ-1|PDQM|CODA MARKETS, INC.|1173
QQEW|FIRST TRUST NASDAQ-1|PWJC|UBS Financial Services, Inc.|1
QQEW|FIRST TRUST NASDAQ-1|RBCM|RBC CAPITAL MARKETS, LLC|9202
QQEW|FIRST TRUST NASDAQ-1|SBSH|Citigroup Global Markets Inc.|211
QQEW|FIRST TRUST NASDAQ-1|SGMT|GOLDMAN SACHS & CO. LLC|2394
QQEW|FIRST TRUST NASDAQ-1|SHMR|ABN Amro Clearing LLC|334
QQEW|FIRST TRUST NASDAQ-1|STFL|Stifel, Nicolaus & Company, Incorporated|1862
QQEW|FIRST TRUST NASDAQ-1|STKP|STOCKPILE INVESTMENTS, INC.|44
QQEW|FIRST TRUST NASDAQ-1|SWIM|TD Ameritrade, Inc.|180
QQEW|FIRST TRUST NASDAQ-1|TRCM|TRC MARKETS LLC|863
QQEW|FIRST TRUST NASDAQ-1|UBSA|UBS SECURITIES LLC|5499
QQEW|FIRST TRUST NASDAQ-1|UBSS|UBS Securities LLC|24465
QQEW|FIRST TRUST NASDAQ-1|VGRD|Vanguard Marketing Corporation|525
QQEW|FIRST TRUST NASDAQ-1|WCHV|WELLS FARGO SECURITIES, LLC|26644
QQEW|FIRST TRUST NASDAQ-1|WEXM|WOLVERINE EXECUTION SERVICES, LLC|170
QQEW|FIRST TRUST NASDAQ-1|WEXX|WOLVERINE EXECUTION SERVICES, LLC|513
QQEW|FIRST TRUST NASDAQ-1|WSEA|WOLVERINE SECURITIES, LLC|427
QQEW|FIRST TRUST NASDAQ-1|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7863
QQQ|INVESCO QQQ TR 1|ADAM|CANACCORD GENUITY INC.|5080
QQQ|INVESCO QQQ TR 1|AGIS|Aegis Capital Corp.|1363
QQQ|INVESCO QQQ TR 1|ALFA|ALPHA TRADING L.P.|1256244
QQQ|INVESCO QQQ TR 1|ALTX|Alternet Securities Inc.|228172
QQQ|INVESCO QQQ TR 1|ANOS|ABEL/NOSER, L.L.C.|862
QQQ|INVESCO QQQ TR 1|APCC|Apex Clearing Corporation|229261
QQQ|INVESCO QQQ TR 1|BALE|M&T SECURITIES, INC.|715
QQQ|INVESCO QQQ TR 1|BANK|Primevest Financial Services, Inc.|1909
QQQ|INVESCO QQQ TR 1|BARD|Robert W. Baird & Co. Incorporated|38696
QQQ|INVESCO QQQ TR 1|BATM|CBOE TRADING, INC.|1037414
QQQ|INVESCO QQQ TR 1|BAYC|BAY CREST PARTNERS, LLC|15650
QQQ|INVESCO QQQ TR 1|BAYT|BTIG, LLC|853828
QQQ|INVESCO QQQ TR 1|BBNT|BB&T SECURITIES, LLC|37250
QQQ|INVESCO QQQ TR 1|BERN|Sanford C. Bernstein & Co., LLC|829059
QQQ|INVESCO QQQ TR 1|BIAD|SAGETRADER, LLC|2200
QQQ|INVESCO QQQ TR 1|BIDS|BIDS TRADING L.P.|22400
QQQ|INVESCO QQQ TR 1|BIMI|Banca IMI Securities Corp.|220
QQQ|INVESCO QQQ TR 1|BKCM|BNY Mellon Capital Markets LLC|55
QQQ|INVESCO QQQ TR 1|BKMM|BNY MELLON CAPITAL MARKETS, LLC|458050
QQQ|INVESCO QQQ TR 1|BLKX|INSTINET, LLC|82500
QQQ|INVESCO QQQ TR 1|BLTK|Bulltick, Llc|1100
QQQ|INVESCO QQQ TR 1|BMOC|BMO Capital Markets Corp.|158780
QQQ|INVESCO QQQ TR 1|BNPX|BNP PARIBAS SECURITIES CORP.|17537174
QQQ|INVESCO QQQ TR 1|BRGE|Newbridge Securities Corp.|173
QQQ|INVESCO QQQ TR 1|BTIG|BTIG, LLC|55200
QQQ|INVESCO QQQ TR 1|BYXM|CBOE TRADING, INC.|122308
QQQ|INVESCO QQQ TR 1|BZXL|VOLANT LIQUIDITY, LLC|500
QQQ|INVESCO QQQ TR 1|CANT|Cantor Fitzgerald & Co.|44381
QQQ|INVESCO QQQ TR 1|CHAS|Charles Schwab & Co., Inc.|180465
QQQ|INVESCO QQQ TR 1|CHBC|PENSERRA SECURITIES, LLC|34158742
QQQ|INVESCO QQQ TR 1|CICF|Canaccord Genuity Corp.|875
QQQ|INVESCO QQQ TR 1|CIST|Capital Institutional Services, Inc.|10272
QQQ|INVESCO QQQ TR 1|CMTT|CMT TRADING LLC|7619
QQQ|INVESCO QQQ TR 1|COKE|Coker & Palmer|14531
QQQ|INVESCO QQQ TR 1|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|742042
QQQ|INVESCO QQQ TR 1|CPET|CLEARPOOL EXECUTION SERVICES, LLC|152797
QQQ|INVESCO QQQ TR 1|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300389
QQQ|INVESCO QQQ TR 1|CRFN|ROBINHOOD FINANCIAL, LLC|10
QQQ|INVESCO QQQ TR 1|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8651042
QQQ|INVESCO QQQ TR 1|CSIN|Citadel Securities Institutional LLC|163661
QQQ|INVESCO QQQ TR 1|CSMS|CORNERSTONE MACRO LLC|1300
QQQ|INVESCO QQQ TR 1|CTDL|Citadel Derivatives Group Llc|2873400
QQQ|INVESCO QQQ TR 1|CTLR|CUTLER GROUP, LP|11181
QQQ|INVESCO QQQ TR 1|CXCX|CITIGROUP GLOBAL MARKETS INC.|798548
QQQ|INVESCO QQQ TR 1|DADA|D.A. Davidson & Co.|6193
QQQ|INVESCO QQQ TR 1|DAVA|Davenport & Company LLC|888
QQQ|INVESCO QQQ TR 1|DAWA|Daiwa Capital Markets America Inc.|20
QQQ|INVESCO QQQ TR 1|DBAB|Deutsche Bank Securities Inc.|12493856
QQQ|INVESCO QQQ TR 1|DBAX|Deutsche Bank Securities Inc.|3287300
QQQ|INVESCO QQQ TR 1|DBUL|Deutsche Bank Securities Inc.|5283
QQQ|INVESCO QQQ TR 1|DCHF|Dart Executions, LLC|615672
QQQ|INVESCO QQQ TR 1|DEAN|MORGAN STANLEY|118382
QQQ|INVESCO QQQ TR 1|DEGS|RONIN PROFESSIONAL LLC|332939
QQQ|INVESCO QQQ TR 1|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|311997
QQQ|INVESCO QQQ TR 1|DLTA|DEALERWEB INC.|65223323
QQQ|INVESCO QQQ TR 1|DOTC|Dougherty & Company LLC|41310
QQQ|INVESCO QQQ TR 1|DOWL|Dowling & Partners Securities LLC|4000
QQQ|INVESCO QQQ TR 1|DRWJ|DRW SECURITIES, L.L.C.|9393635
QQQ|INVESCO QQQ TR 1|EBXL|EBX LLC|4944700
QQQ|INVESCO QQQ TR 1|ECUT|CONVERGEX EXECUTION SOLUTIONS|1254653
QQQ|INVESCO QQQ TR 1|EDJC|Edward Jones / CDS|1492
QQQ|INVESCO QQQ TR 1|EDJO|Edward D. Jones & Co., L.P.|57761
QQQ|INVESCO QQQ TR 1|EGAM|CBOE TRADING, INC.|1321679
QQQ|INVESCO QQQ TR 1|EGAW|CBOE TRADING, INC.|39466
QQQ|INVESCO QQQ TR 1|EGMT|EG MARKET TECHNOLOGIES LLC|200
QQQ|INVESCO QQQ TR 1|EGXM|CBOE TRADING, INC.|185608
QQQ|INVESCO QQQ TR 1|EGXW|CBOE TRADING, INC.|16840
QQQ|INVESCO QQQ TR 1|ELEV|ELEVATION, LLC|161300
QQQ|INVESCO QQQ TR 1|EROP|Eroom Securities L.L.C.|8067
QQQ|INVESCO QQQ TR 1|ESPO|ESPOSITO SECURITIES, LLC|5928
QQQ|INVESCO QQQ TR 1|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
QQQ|INVESCO QQQ TR 1|ETBE|Electronic Transaction Clearing, Inc.|1420179
QQQ|INVESCO QQQ TR 1|ETCB|ETC BROKERAGE SERVICES, LLC|918
QQQ|INVESCO QQQ TR 1|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|21800
QQQ|INVESCO QQQ TR 1|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17386
QQQ|INVESCO QQQ TR 1|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|394833
QQQ|INVESCO QQQ TR 1|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|376602
QQQ|INVESCO QQQ TR 1|ETRS|E*Trade Securities LLC|4816665
QQQ|INVESCO QQQ TR 1|FBCO|Credit Suisse Securities (USA) LLC|11327353
QQQ|INVESCO QQQ TR 1|FBSB|U.S. Bancorp Investments, Inc.|5797
QQQ|INVESCO QQQ TR 1|FCST|INTL FCSTONE FINANCIAL INC.|2500
QQQ|INVESCO QQQ TR 1|FFSI|Firstrade Securities Inc.|350
QQQ|INVESCO QQQ TR 1|FIDT|Fidelity Clearing Canada ULC./ CDS|6758
QQQ|INVESCO QQQ TR 1|FILL|Tradestation Securities, Inc.|1389919
QQQ|INVESCO QQQ TR 1|FINX|FINTECH SECURITIES|5568
QQQ|INVESCO QQQ TR 1|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|466460
QQQ|INVESCO QQQ TR 1|FMAF|NBCN Inc./ CDS|30281
QQQ|INVESCO QQQ TR 1|FMCO|First Manhattan Co|1285
QQQ|INVESCO QQQ TR 1|FOGS|FOG EQUITIES LLC|18903000
QQQ|INVESCO QQQ TR 1|FOMA|TD AMERITRADE CLEARING, INC.|8448856
QQQ|INVESCO QQQ TR 1|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|387662
QQQ|INVESCO QQQ TR 1|FQLS|Quantlab Securities LP|2089057
QQQ|INVESCO QQQ TR 1|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|605826
QQQ|INVESCO QQQ TR 1|FTBR|Foliofn Investments, Inc.|96066
QQQ|INVESCO QQQ TR 1|GARC|ICAP Corporates LLC|5108800
QQQ|INVESCO QQQ TR 1|GBMT|GBM International, Inc.|18558
QQQ|INVESCO QQQ TR 1|GEBB|GLOBAL EXECUTION BROKERS, LP|3236577
QQQ|INVESCO QQQ TR 1|GELP|RBC CAPITAL MARKETS, LLC|5811
QQQ|INVESCO QQQ TR 1|GFIS|GFI Securities LLC|30800
QQQ|INVESCO QQQ TR 1|GFRY|JUMP TRADING, LLC|7167153
QQQ|INVESCO QQQ TR 1|GLIS|TD Securities Inc|1000
QQQ|INVESCO QQQ TR 1|GLPX|ACS EXECUTION SERVICES, LLC|561855
QQQ|INVESCO QQQ TR 1|GSCO|GOLDMAN SACHS & CO. LLC|36637169
QQQ|INVESCO QQQ TR 1|GSCS|GOLDMAN SACHS & CO. LLC|1641869
QQQ|INVESCO QQQ TR 1|GSLT|GOLDMAN SACHS & CO. LLC|1021452
QQQ|INVESCO QQQ TR 1|GTSZ|GTS SECURITIES LLC|11568352
QQQ|INVESCO QQQ TR 1|HAPX|HAP Trading, LLC|67936
QQQ|INVESCO QQQ TR 1|HRBF|American Enterprise Investment Services Inc.|250592
QQQ|INVESCO QQQ TR 1|HSBC|HSBC Securities, Inc.|1045609
QQQ|INVESCO QQQ TR 1|IATS|INTERACTIVE BROKERS LLC|1906387
QQQ|INVESCO QQQ TR 1|IBKR|Interactive Brokers Llc|7392413
QQQ|INVESCO QQQ TR 1|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|123
QQQ|INVESCO QQQ TR 1|ICBX|INSTINET, LLC|2314148
QQQ|INVESCO QQQ TR 1|IEQY|CITADEL SECURITIES LLC|2498743
QQQ|INVESCO QQQ TR 1|INCA|INSTINET, LLC|10328266
QQQ|INVESCO QQQ TR 1|INJX|INSTINET, LLC|508836
QQQ|INVESCO QQQ TR 1|ITGI|ITG Inc.|636963
QQQ|INVESCO QQQ TR 1|ITGP|ITG INC.|1125800
QQQ|INVESCO QQQ TR 1|JANY|Janney Montgomery Scott Inc.|31917
QQQ|INVESCO QQQ TR 1|JEFF|JEFFERIES LLC|1853440
QQQ|INVESCO QQQ TR 1|JMPT|JUMP TRADING, LLC|355320
QQQ|INVESCO QQQ TR 1|JONE|JonesTrading|450
QQQ|INVESCO QQQ TR 1|JPBX|J.P. MORGAN SECURITIES LLC|326002
QQQ|INVESCO QQQ TR 1|JPMX|J.P. Morgan Securities LLC|4574219
QQQ|INVESCO QQQ TR 1|JSEB|JANE STREET EXECUTION SERVICES, LLC|2108862
QQQ|INVESCO QQQ TR 1|JSJX|JANE STREET CAPITAL LLC|3663967
QQQ|INVESCO QQQ TR 1|JUTA|JUMP TRADING, LLC|414811
QQQ|INVESCO QQQ TR 1|KCGM|VIRTU Americas LLC|1692082
QQQ|INVESCO QQQ TR 1|KING|C. L. King & Associates, Inc.|17023
QQQ|INVESCO QQQ TR 1|LAMP|Lampost Capital, L.C.|655
QQQ|INVESCO QQQ TR 1|LBKI|Libucki & Co., LLC|40482240
QQQ|INVESCO QQQ TR 1|LEHM|Barclays Capital Inc./Le|22843707
QQQ|INVESCO QQQ TR 1|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2550
QQQ|INVESCO QQQ TR 1|LIME|Lime Brokerage LLC|3847424
QQQ|INVESCO QQQ TR 1|LIWD|LIME BROKERAGE LLC|350
QQQ|INVESCO QQQ TR 1|LIWK|LIME BROKERAGE LLC|2147
QQQ|INVESCO QQQ TR 1|LIWM|LIME BROKERAGE LLC|2383
QQQ|INVESCO QQQ TR 1|LMGP|LIME BROKERAGE LLC|65400
QQQ|INVESCO QQQ TR 1|LQNA|LIQUIDNET, INC.|6400
QQQ|INVESCO QQQ TR 1|LSCI|Lek Securities Corporation|4055841
QQQ|INVESCO QQQ TR 1|LVMR|LIVERMORE TRADING GROUP, INC.|51685
QQQ|INVESCO QQQ TR 1|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3945
QQQ|INVESCO QQQ TR 1|MACC|Mid Atlantic Capital Corporation|13697
QQQ|INVESCO QQQ TR 1|MACQ|Macquarie Capital (USA) Inc.|500
QQQ|INVESCO QQQ TR 1|MAVB|Great Point Capital LLC|1100
QQQ|INVESCO QQQ TR 1|MAXM|Maxim Group LLC|52355
QQQ|INVESCO QQQ TR 1|MBTS|ALLY INVEST SECURITIES LLC|8277
QQQ|INVESCO QQQ TR 1|MCBT|Moors & Cabot, Inc.|25
QQQ|INVESCO QQQ TR 1|MCMF|Raymond James Ltd. Cds|5636
QQQ|INVESCO QQQ TR 1|MIRA|MIRAE ASSET SECURITIES (USA) INC.|4800
QQQ|INVESCO QQQ TR 1|MKMP|MKM Partners LLC|5000
QQQ|INVESCO QQQ TR 1|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4496405
QQQ|INVESCO QQQ TR 1|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|60038
QQQ|INVESCO QQQ TR 1|MOTF|MOTIF INVESTING, INC.|106
QQQ|INVESCO QQQ TR 1|MPSG|E D & F Man Capital Markets Inc.|97380
QQQ|INVESCO QQQ TR 1|MRBA|IBN FINANCIAL SERVICES, INC.|129
QQQ|INVESCO QQQ TR 1|MSCO|MORGAN STANLEY & CO. LLC|25763700
QQQ|INVESCO QQQ TR 1|MSPL|MORGAN STANLEY & CO. LLC|4068300
QQQ|INVESCO QQQ TR 1|MSTX|MORGAN STANLEY & CO. LLC|1265000
QQQ|INVESCO QQQ TR 1|MZHO|Mizuho Securities USA LLC|1205466
QQQ|INVESCO QQQ TR 1|NATL|National Securities Corporation|260
QQQ|INVESCO QQQ TR 1|NEUB|NEUBERGER BERMAN BD LLC|4075
QQQ|INVESCO QQQ TR 1|NFSC|National Financial Services LLC|9031613
QQQ|INVESCO QQQ TR 1|NITE|VIRTU Americas LLC|25883879
QQQ|INVESCO QQQ TR 1|NITP|VIRTU Americas LLC|531450
QQQ|INVESCO QQQ TR 1|NMRA|Nomura Securities International, Inc.|2948765
QQQ|INVESCO QQQ TR 1|NORT|Northland Securities, Inc.|1000
QQQ|INVESCO QQQ TR 1|NQRB|Brut, LLC|347781
QQQ|INVESCO QQQ TR 1|NTBF|BMO Nesbitt Burns Inc./CDS|31000
QQQ|INVESCO QQQ TR 1|NTRC|Northern Trust Securities, Inc.|3058
QQQ|INVESCO QQQ TR 1|OHOS|TWO SIGMA SECURITIES, LLC|1756799
QQQ|INVESCO QQQ TR 1|OLDM|OLD MISSION CAPITAL, LLC|1203661
QQQ|INVESCO QQQ TR 1|ONEL|O'NEIL SECURITIES, INCORPORATED|19065
QQQ|INVESCO QQQ TR 1|OPCO|Oppenheimer & Co. Inc.|43078
QQQ|INVESCO QQQ TR 1|OTAA|OTA LLC|50800
QQQ|INVESCO QQQ TR 1|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|321100
QQQ|INVESCO QQQ TR 1|PCFF|Pacific International Securities Inc./CDS|21
QQQ|INVESCO QQQ TR 1|PCPT|PHILLIP CAPITAL INC.|246
QQQ|INVESCO QQQ TR 1|PDQM|CODA MARKETS, INC.|705697
QQQ|INVESCO QQQ TR 1|PHLY|NASDAQ Execution Services, LLC|246800
QQQ|INVESCO QQQ TR 1|PICT|Pictet Overseas Inc.|31726
QQQ|INVESCO QQQ TR 1|PIPR|Piper Jaffray & Co.|390
QQQ|INVESCO QQQ TR 1|PRJX|JUMP TRADING, LLC|4776773
QQQ|INVESCO QQQ TR 1|PRST|Merrill Lynch Professional Clearing Corp.|500000
QQQ|INVESCO QQQ TR 1|PWJC|UBS Financial Services, Inc.|31636
QQQ|INVESCO QQQ TR 1|QMSR|QUATTRO M SECURITIES INC.|85591
QQQ|INVESCO QQQ TR 1|RAJA|Raymond James & Associates, Inc.|139066
QQQ|INVESCO QQQ TR 1|RBCM|RBC CAPITAL MARKETS, LLC|44097
QQQ|INVESCO QQQ TR 1|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|421785
QQQ|INVESCO QQQ TR 1|RGLD|Regal Securities, Inc|16300
QQQ|INVESCO QQQ TR 1|RHCO|Suntrust Robinson Humphrey, Inc.|12099
QQQ|INVESCO QQQ TR 1|RHOX|XR Securities LLC|34786787
QQQ|INVESCO QQQ TR 1|RJLC|RJL CAPITAL GROUP, LLC|2300
QQQ|INVESCO QQQ TR 1|SAGL|SAGETRADER, LLC|157220
QQQ|INVESCO QQQ TR 1|SALI|INTL FCSTONE FINANCIAL INC.|2173
QQQ|INVESCO QQQ TR 1|SBSH|Citigroup Global Markets Inc.|10515251
QQQ|INVESCO QQQ TR 1|SCMC|Scotia Capital Markets (USA) Inc.|1000400
QQQ|INVESCO QQQ TR 1|SEIC|SEI Investments Distribution Co.|10462
QQQ|INVESCO QQQ TR 1|SGMT|GOLDMAN SACHS & CO. LLC|3851846
QQQ|INVESCO QQQ TR 1|SHMR|ABN Amro Clearing LLC|2015640
QQQ|INVESCO QQQ TR 1|SIBO|Prime Executions, Inc.|18231
QQQ|INVESCO QQQ TR 1|SIDC|Sidoti & Company, LLC|25503
QQQ|INVESCO QQQ TR 1|SOGO|Wang Investment Associates, Inc.|205
QQQ|INVESCO QQQ TR 1|SPDR|SPEEDROUTE LLC|1408383
QQQ|INVESCO QQQ TR 1|SPHN|Stephens Inc.|2152
QQQ|INVESCO QQQ TR 1|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
QQQ|INVESCO QQQ TR 1|STFL|Stifel, Nicolaus & Company, Incorporated|71448
QQQ|INVESCO QQQ TR 1|STKP|STOCKPILE INVESTMENTS, INC.|264
QQQ|INVESCO QQQ TR 1|STTT|STATETRUST INVESTMENTS INC.|998
QQQ|INVESCO QQQ TR 1|STXG|Stockcross Financial Services, Inc.|100
QQQ|INVESCO QQQ TR 1|SWIM|TD Ameritrade, Inc.|6903990
QQQ|INVESCO QQQ TR 1|SWST|Hilltop Securities Inc.|43399
QQQ|INVESCO QQQ TR 1|TFAS|TRADITION ASIEL SECURITIES INC.|13800000
QQQ|INVESCO QQQ TR 1|TKNG|ALLY INVEST SECURITIES LLC|40613
QQQ|INVESCO QQQ TR 1|TMBR|Timber Hill LLC|40
QQQ|INVESCO QQQ TR 1|TOUR|TOURMALINE PARTNERS, LLC|554500
QQQ|INVESCO QQQ TR 1|TRBT|Tradebot Systems, Inc.|5030420
QQQ|INVESCO QQQ TR 1|TRCM|TRC MARKETS LLC|17320373
QQQ|INVESCO QQQ TR 1|TWTT|TASTYWORKS, INC.|52994
QQQ|INVESCO QQQ TR 1|UBSA|UBS SECURITIES LLC|6625613
QQQ|INVESCO QQQ TR 1|UBSS|UBS Securities LLC|7283459
QQQ|INVESCO QQQ TR 1|VALX|VIRTU AMERICAS LLC|1904989
QQQ|INVESCO QQQ TR 1|VERT|The Vertical Trading Group, LLC|1000
QQQ|INVESCO QQQ TR 1|VGRD|Vanguard Marketing Corporation|433258
QQQ|INVESCO QQQ TR 1|VSIN|Vision Financial Markets Llc|189
QQQ|INVESCO QQQ TR 1|WABR|Wall Street Access|42228
QQQ|INVESCO QQQ TR 1|WBET|Wallachbeth Capital LLC|427817
QQQ|INVESCO QQQ TR 1|WBLR|WILLIAM BLAIR|2039
QQQ|INVESCO QQQ TR 1|WBPX|SUMMIT SECURITIES GROUP, LLC|441134
QQQ|INVESCO QQQ TR 1|WCHV|WELLS FARGO SECURITIES, LLC|1720180
QQQ|INVESCO QQQ TR 1|WEDB|WEDBUSH SECURITIES INC.|1018506
QQQ|INVESCO QQQ TR 1|WEED|Weeden & Co.L.P.|5776
QQQ|INVESCO QQQ TR 1|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1370656
QQQ|INVESCO QQQ TR 1|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3915124
QQQ|INVESCO QQQ TR 1|WFPB|Wells Fargo Securities, LLC.|32724
QQQ|INVESCO QQQ TR 1|WGIF|CIBC World Markets Inc.|41644
QQQ|INVESCO QQQ TR 1|WLTH|WEALTHFRONT BROKERAGE CORPORATION|715
QQQ|INVESCO QQQ TR 1|WSAG|WALL STREET ACCESS|43
QQQ|INVESCO QQQ TR 1|WSEA|WOLVERINE SECURITIES, LLC|316157
QQQ|INVESCO QQQ TR 1|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|45
QQQ|INVESCO QQQ TR 1|XIST|INSTINET, LLC|38000
QQQ|INVESCO QQQ TR 1|XPUS|XP SECURITIES, LLC|42679
QQQ|INVESCO QQQ TR 1|XSTM|NATIONAL FINANCIAL SERVICES LLC|474922
QQQ|INVESCO QQQ TR 1|YKNA|COMHAR CAPITAL MARKETS, LLC|17430
QQQ|INVESCO QQQ TR 1|YLPL|Linsco/Private Ledger Financial Services, Incorporated|471565
QQQC|GLOBAL X NASDAQ CHIN|APCC|Apex Clearing Corporation|5
QQQC|GLOBAL X NASDAQ CHIN|BANK|Primevest Financial Services, Inc.|310
QQQC|GLOBAL X NASDAQ CHIN|BATM|CBOE TRADING, INC.|526
QQQC|GLOBAL X NASDAQ CHIN|CHAS|Charles Schwab & Co., Inc.|3
QQQC|GLOBAL X NASDAQ CHIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110
QQQC|GLOBAL X NASDAQ CHIN|CTDL|Citadel Derivatives Group Llc|2925
QQQC|GLOBAL X NASDAQ CHIN|DBAX|Deutsche Bank Securities Inc.|200
QQQC|GLOBAL X NASDAQ CHIN|EBXL|EBX LLC|900
QQQC|GLOBAL X NASDAQ CHIN|ETRS|E*Trade Securities LLC|8336
QQQC|GLOBAL X NASDAQ CHIN|FBCO|Credit Suisse Securities (USA) LLC|505
QQQC|GLOBAL X NASDAQ CHIN|FILL|Tradestation Securities, Inc.|210
QQQC|GLOBAL X NASDAQ CHIN|FMAF|NBCN Inc./ CDS|2288
QQQC|GLOBAL X NASDAQ CHIN|FOMA|TD AMERITRADE CLEARING, INC.|11883
QQQC|GLOBAL X NASDAQ CHIN|FTBR|Foliofn Investments, Inc.|57
QQQC|GLOBAL X NASDAQ CHIN|GEBB|GLOBAL EXECUTION BROKERS, LP|668
QQQC|GLOBAL X NASDAQ CHIN|GLPX|ACS EXECUTION SERVICES, LLC|12
QQQC|GLOBAL X NASDAQ CHIN|GSCO|GOLDMAN SACHS & CO. LLC|300
QQQC|GLOBAL X NASDAQ CHIN|GTSZ|GTS SECURITIES LLC|400
QQQC|GLOBAL X NASDAQ CHIN|IATS|INTERACTIVE BROKERS LLC|250
QQQC|GLOBAL X NASDAQ CHIN|IBKR|Interactive Brokers Llc|10330
QQQC|GLOBAL X NASDAQ CHIN|ICBX|INSTINET, LLC|1140
QQQC|GLOBAL X NASDAQ CHIN|JSJX|JANE STREET CAPITAL LLC|5208
QQQC|GLOBAL X NASDAQ CHIN|KCGM|VIRTU Americas LLC|2129
QQQC|GLOBAL X NASDAQ CHIN|LEHM|Barclays Capital Inc./Le|600
QQQC|GLOBAL X NASDAQ CHIN|LIME|Lime Brokerage LLC|5581
QQQC|GLOBAL X NASDAQ CHIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1696
QQQC|GLOBAL X NASDAQ CHIN|MSCO|MORGAN STANLEY & CO. LLC|13083
QQQC|GLOBAL X NASDAQ CHIN|NFSC|National Financial Services LLC|15632
QQQC|GLOBAL X NASDAQ CHIN|NITE|VIRTU Americas LLC|29784
QQQC|GLOBAL X NASDAQ CHIN|NTRC|Northern Trust Securities, Inc.|6
QQQC|GLOBAL X NASDAQ CHIN|PDQM|CODA MARKETS, INC.|12
QQQC|GLOBAL X NASDAQ CHIN|SBSH|Citigroup Global Markets Inc.|730
QQQC|GLOBAL X NASDAQ CHIN|SGMT|GOLDMAN SACHS & CO. LLC|700
QQQC|GLOBAL X NASDAQ CHIN|SWIM|TD Ameritrade, Inc.|217
QQQC|GLOBAL X NASDAQ CHIN|TKNG|ALLY INVEST SECURITIES LLC|172
QQQC|GLOBAL X NASDAQ CHIN|TRCM|TRC MARKETS LLC|62
QQQC|GLOBAL X NASDAQ CHIN|UBSA|UBS SECURITIES LLC|3045
QQQC|GLOBAL X NASDAQ CHIN|UBSS|UBS Securities LLC|6908
QQQC|GLOBAL X NASDAQ CHIN|VGRD|Vanguard Marketing Corporation|2679
QQQC|GLOBAL X NASDAQ CHIN|WBET|Wallachbeth Capital LLC|6800
QQQC|GLOBAL X NASDAQ CHIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|249
QQQC|GLOBAL X NASDAQ CHIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|950
QQQC|GLOBAL X NASDAQ CHIN|WGIF|CIBC World Markets Inc.|55
QQQC|GLOBAL X NASDAQ CHIN|WSEA|WOLVERINE SECURITIES, LLC|270
QQQE|DXN NDX EQL WGT|APCC|Apex Clearing Corporation|13
QQQE|DXN NDX EQL WGT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
QQQE|DXN NDX EQL WGT|BYXM|CBOE TRADING, INC.|730
QQQE|DXN NDX EQL WGT|CHAS|Charles Schwab & Co., Inc.|4580
QQQE|DXN NDX EQL WGT|CIST|Capital Institutional Services, Inc.|350
QQQE|DXN NDX EQL WGT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3492
QQQE|DXN NDX EQL WGT|CSIN|Citadel Securities Institutional LLC|7524
QQQE|DXN NDX EQL WGT|CTDL|Citadel Derivatives Group Llc|11524
QQQE|DXN NDX EQL WGT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
QQQE|DXN NDX EQL WGT|DBAX|Deutsche Bank Securities Inc.|2000
QQQE|DXN NDX EQL WGT|DEAN|MORGAN STANLEY|2619
QQQE|DXN NDX EQL WGT|EBXL|EBX LLC|2800
QQQE|DXN NDX EQL WGT|EDJO|Edward D. Jones & Co., L.P.|1941
QQQE|DXN NDX EQL WGT|ETRS|E*Trade Securities LLC|6241
QQQE|DXN NDX EQL WGT|FILL|Tradestation Securities, Inc.|2510
QQQE|DXN NDX EQL WGT|FTBR|Foliofn Investments, Inc.|1880
QQQE|DXN NDX EQL WGT|GLIS|TD Securities Inc|22
QQQE|DXN NDX EQL WGT|GTSZ|GTS SECURITIES LLC|1002
QQQE|DXN NDX EQL WGT|HRBF|American Enterprise Investment Services Inc.|5065
QQQE|DXN NDX EQL WGT|IBKR|Interactive Brokers Llc|2517
QQQE|DXN NDX EQL WGT|ICBX|INSTINET, LLC|800
QQQE|DXN NDX EQL WGT|INCA|INSTINET, LLC|100
QQQE|DXN NDX EQL WGT|JPMX|J.P. Morgan Securities LLC|800
QQQE|DXN NDX EQL WGT|JSJX|JANE STREET CAPITAL LLC|34484
QQQE|DXN NDX EQL WGT|KCGM|VIRTU Americas LLC|9944
QQQE|DXN NDX EQL WGT|LEHM|Barclays Capital Inc./Le|6245
QQQE|DXN NDX EQL WGT|LIME|Lime Brokerage LLC|2359
QQQE|DXN NDX EQL WGT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
QQQE|DXN NDX EQL WGT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
QQQE|DXN NDX EQL WGT|MOTF|MOTIF INVESTING, INC.|1
QQQE|DXN NDX EQL WGT|MSCO|MORGAN STANLEY & CO. LLC|14675
QQQE|DXN NDX EQL WGT|MSPL|MORGAN STANLEY & CO. LLC|100
QQQE|DXN NDX EQL WGT|NFSC|National Financial Services LLC|7709
QQQE|DXN NDX EQL WGT|NITE|VIRTU Americas LLC|20695
QQQE|DXN NDX EQL WGT|PWJC|UBS Financial Services, Inc.|200
QQQE|DXN NDX EQL WGT|RBCM|RBC CAPITAL MARKETS, LLC|2801
QQQE|DXN NDX EQL WGT|SALI|INTL FCSTONE FINANCIAL INC.|68
QQQE|DXN NDX EQL WGT|SGMT|GOLDMAN SACHS & CO. LLC|2750
QQQE|DXN NDX EQL WGT|SHMR|ABN Amro Clearing LLC|1631
QQQE|DXN NDX EQL WGT|STFL|Stifel, Nicolaus & Company, Incorporated|879
QQQE|DXN NDX EQL WGT|SWIM|TD Ameritrade, Inc.|9850
QQQE|DXN NDX EQL WGT|TKNG|ALLY INVEST SECURITIES LLC|14
QQQE|DXN NDX EQL WGT|UBSA|UBS SECURITIES LLC|19535
QQQE|DXN NDX EQL WGT|UBSS|UBS Securities LLC|18325
QQQE|DXN NDX EQL WGT|VGRD|Vanguard Marketing Corporation|1656
QQQE|DXN NDX EQL WGT|WCHV|WELLS FARGO SECURITIES, LLC|272
QQQE|DXN NDX EQL WGT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|222
QQQE|DXN NDX EQL WGT|WSEA|WOLVERINE SECURITIES, LLC|8
QQQE|DXN NDX EQL WGT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|587
QQQX|NUVEEN NASDAQ 100|AGIS|Aegis Capital Corp.|2300
QQQX|NUVEEN NASDAQ 100|ALTX|Alternet Securities Inc.|1600
QQQX|NUVEEN NASDAQ 100|APCC|Apex Clearing Corporation|216
QQQX|NUVEEN NASDAQ 100|BARD|Robert W. Baird & Co. Incorporated|1202
QQQX|NUVEEN NASDAQ 100|BATM|CBOE TRADING, INC.|51
QQQX|NUVEEN NASDAQ 100|BBNT|BB&T SECURITIES, LLC|1445
QQQX|NUVEEN NASDAQ 100|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
QQQX|NUVEEN NASDAQ 100|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2550
QQQX|NUVEEN NASDAQ 100|BRGE|Newbridge Securities Corp.|400
QQQX|NUVEEN NASDAQ 100|BTIG|BTIG, LLC|3946
QQQX|NUVEEN NASDAQ 100|CANT|Cantor Fitzgerald & Co.|110
QQQX|NUVEEN NASDAQ 100|CHAS|Charles Schwab & Co., Inc.|225
QQQX|NUVEEN NASDAQ 100|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5791
QQQX|NUVEEN NASDAQ 100|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
QQQX|NUVEEN NASDAQ 100|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
QQQX|NUVEEN NASDAQ 100|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17298
QQQX|NUVEEN NASDAQ 100|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
QQQX|NUVEEN NASDAQ 100|DADA|D.A. Davidson & Co.|5725
QQQX|NUVEEN NASDAQ 100|DBAX|Deutsche Bank Securities Inc.|7400
QQQX|NUVEEN NASDAQ 100|DEAN|MORGAN STANLEY|22705
QQQX|NUVEEN NASDAQ 100|DEGS|RONIN PROFESSIONAL LLC|3847
QQQX|NUVEEN NASDAQ 100|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|357
QQQX|NUVEEN NASDAQ 100|EBXL|EBX LLC|9100
QQQX|NUVEEN NASDAQ 100|EDJO|Edward D. Jones & Co., L.P.|552
QQQX|NUVEEN NASDAQ 100|EGAM|CBOE TRADING, INC.|5379
QQQX|NUVEEN NASDAQ 100|EGMT|EG MARKET TECHNOLOGIES LLC|200
QQQX|NUVEEN NASDAQ 100|EGXM|CBOE TRADING, INC.|8663
QQQX|NUVEEN NASDAQ 100|EGXW|CBOE TRADING, INC.|300
QQQX|NUVEEN NASDAQ 100|ESPO|ESPOSITO SECURITIES, LLC|50
QQQX|NUVEEN NASDAQ 100|ETBE|Electronic Transaction Clearing, Inc.|602
QQQX|NUVEEN NASDAQ 100|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|979
QQQX|NUVEEN NASDAQ 100|ETRS|E*Trade Securities LLC|57722
QQQX|NUVEEN NASDAQ 100|FBCO|Credit Suisse Securities (USA) LLC|35321
QQQX|NUVEEN NASDAQ 100|FBSB|U.S. Bancorp Investments, Inc.|800
QQQX|NUVEEN NASDAQ 100|FILL|Tradestation Securities, Inc.|1100
QQQX|NUVEEN NASDAQ 100|FMAF|NBCN Inc./ CDS|852
QQQX|NUVEEN NASDAQ 100|FOMA|TD AMERITRADE CLEARING, INC.|129341
QQQX|NUVEEN NASDAQ 100|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14594
QQQX|NUVEEN NASDAQ 100|FTBR|Foliofn Investments, Inc.|1737
QQQX|NUVEEN NASDAQ 100|GEBB|GLOBAL EXECUTION BROKERS, LP|2864
QQQX|NUVEEN NASDAQ 100|GLPX|ACS EXECUTION SERVICES, LLC|7048
QQQX|NUVEEN NASDAQ 100|GSCO|GOLDMAN SACHS & CO. LLC|4595
QQQX|NUVEEN NASDAQ 100|GSCS|GOLDMAN SACHS & CO. LLC|8742
QQQX|NUVEEN NASDAQ 100|GSLT|GOLDMAN SACHS & CO. LLC|500
QQQX|NUVEEN NASDAQ 100|GTSZ|GTS SECURITIES LLC|9865
QQQX|NUVEEN NASDAQ 100|HRBF|American Enterprise Investment Services Inc.|31235
QQQX|NUVEEN NASDAQ 100|IATS|INTERACTIVE BROKERS LLC|16610
QQQX|NUVEEN NASDAQ 100|IBKR|Interactive Brokers Llc|114653
QQQX|NUVEEN NASDAQ 100|ICBX|INSTINET, LLC|5000
QQQX|NUVEEN NASDAQ 100|INCA|INSTINET, LLC|21242
QQQX|NUVEEN NASDAQ 100|ITGI|ITG Inc.|17290
QQQX|NUVEEN NASDAQ 100|ITGP|ITG INC.|5000
QQQX|NUVEEN NASDAQ 100|JANY|Janney Montgomery Scott Inc.|25597
QQQX|NUVEEN NASDAQ 100|JEFF|JEFFERIES LLC|133
QQQX|NUVEEN NASDAQ 100|JMPT|JUMP TRADING, LLC|2024
QQQX|NUVEEN NASDAQ 100|JPMX|J.P. Morgan Securities LLC|3200
QQQX|NUVEEN NASDAQ 100|JSJX|JANE STREET CAPITAL LLC|1728
QQQX|NUVEEN NASDAQ 100|KCGM|VIRTU Americas LLC|3526
QQQX|NUVEEN NASDAQ 100|LEHM|Barclays Capital Inc./Le|4600
QQQX|NUVEEN NASDAQ 100|LIME|Lime Brokerage LLC|37982
QQQX|NUVEEN NASDAQ 100|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4264
QQQX|NUVEEN NASDAQ 100|MAXM|Maxim Group LLC|515
QQQX|NUVEEN NASDAQ 100|MCMF|Raymond James Ltd. Cds|600
QQQX|NUVEEN NASDAQ 100|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
QQQX|NUVEEN NASDAQ 100|MOTF|MOTIF INVESTING, INC.|1
QQQX|NUVEEN NASDAQ 100|MSCO|MORGAN STANLEY & CO. LLC|288966
QQQX|NUVEEN NASDAQ 100|MSPL|MORGAN STANLEY & CO. LLC|4300
QQQX|NUVEEN NASDAQ 100|NATL|National Securities Corporation|3004
QQQX|NUVEEN NASDAQ 100|NBCS|NBC Securities, INC.|1425
QQQX|NUVEEN NASDAQ 100|NFSC|National Financial Services LLC|250140
QQQX|NUVEEN NASDAQ 100|NITE|VIRTU Americas LLC|426481
QQQX|NUVEEN NASDAQ 100|NITP|VIRTU Americas LLC|600
QQQX|NUVEEN NASDAQ 100|NQRB|Brut, LLC|350
QQQX|NUVEEN NASDAQ 100|NTRC|Northern Trust Securities, Inc.|4335
QQQX|NUVEEN NASDAQ 100|OPCO|Oppenheimer & Co. Inc.|20256
QQQX|NUVEEN NASDAQ 100|OTAA|OTA LLC|1800
QQQX|NUVEEN NASDAQ 100|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1458
QQQX|NUVEEN NASDAQ 100|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|390
QQQX|NUVEEN NASDAQ 100|PDQM|CODA MARKETS, INC.|9304
QQQX|NUVEEN NASDAQ 100|PWJC|UBS Financial Services, Inc.|18257
QQQX|NUVEEN NASDAQ 100|RAJA|Raymond James & Associates, Inc.|138045
QQQX|NUVEEN NASDAQ 100|RBCM|RBC CAPITAL MARKETS, LLC|35310
QQQX|NUVEEN NASDAQ 100|RGLD|Regal Securities, Inc|85
QQQX|NUVEEN NASDAQ 100|SALI|INTL FCSTONE FINANCIAL INC.|11323
QQQX|NUVEEN NASDAQ 100|SBSH|Citigroup Global Markets Inc.|17208
QQQX|NUVEEN NASDAQ 100|SGMT|GOLDMAN SACHS & CO. LLC|5140
QQQX|NUVEEN NASDAQ 100|SPDR|SPEEDROUTE LLC|5165
QQQX|NUVEEN NASDAQ 100|SPHN|Stephens Inc.|263
QQQX|NUVEEN NASDAQ 100|STFL|Stifel, Nicolaus & Company, Incorporated|3545
QQQX|NUVEEN NASDAQ 100|SWIM|TD Ameritrade, Inc.|33365
QQQX|NUVEEN NASDAQ 100|SWST|Hilltop Securities Inc.|2010
QQQX|NUVEEN NASDAQ 100|TKNG|ALLY INVEST SECURITIES LLC|356
QQQX|NUVEEN NASDAQ 100|TRBT|Tradebot Systems, Inc.|4645
QQQX|NUVEEN NASDAQ 100|TRCM|TRC MARKETS LLC|1895
QQQX|NUVEEN NASDAQ 100|UBSA|UBS SECURITIES LLC|34608
QQQX|NUVEEN NASDAQ 100|UBSS|UBS Securities LLC|242750
QQQX|NUVEEN NASDAQ 100|VALX|VIRTU AMERICAS LLC|3091
QQQX|NUVEEN NASDAQ 100|VGRD|Vanguard Marketing Corporation|14487
QQQX|NUVEEN NASDAQ 100|WCHV|WELLS FARGO SECURITIES, LLC|272793
QQQX|NUVEEN NASDAQ 100|WEDB|WEDBUSH SECURITIES INC.|3544
QQQX|NUVEEN NASDAQ 100|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2190
QQQX|NUVEEN NASDAQ 100|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9635
QQQX|NUVEEN NASDAQ 100|WGIF|CIBC World Markets Inc.|950
QQQX|NUVEEN NASDAQ 100|WSEA|WOLVERINE SECURITIES, LLC|7961
QQQX|NUVEEN NASDAQ 100|XPQR|Jump Trading|566
QQQX|NUVEEN NASDAQ 100|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
QQQX|NUVEEN NASDAQ 100|YKNA|COMHAR CAPITAL MARKETS, LLC|500
QQQX|NUVEEN NASDAQ 100|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56452
QQXT|FIRST TRUST EX TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
QQXT|FIRST TRUST EX TECH|CANT|Cantor Fitzgerald & Co.|1899
QQXT|FIRST TRUST EX TECH|CHAS|Charles Schwab & Co., Inc.|2
QQXT|FIRST TRUST EX TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3
QQXT|FIRST TRUST EX TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1811
QQXT|FIRST TRUST EX TECH|DBAB|Deutsche Bank Securities Inc.|4434
QQXT|FIRST TRUST EX TECH|DBAX|Deutsche Bank Securities Inc.|700
QQXT|FIRST TRUST EX TECH|DEAN|MORGAN STANLEY|1326
QQXT|FIRST TRUST EX TECH|EBXL|EBX LLC|400
QQXT|FIRST TRUST EX TECH|ETRS|E*Trade Securities LLC|108
QQXT|FIRST TRUST EX TECH|FBCO|Credit Suisse Securities (USA) LLC|2019
QQXT|FIRST TRUST EX TECH|FOMA|TD AMERITRADE CLEARING, INC.|9710
QQXT|FIRST TRUST EX TECH|FTBR|Foliofn Investments, Inc.|242
QQXT|FIRST TRUST EX TECH|GSCO|GOLDMAN SACHS & CO. LLC|3300
QQXT|FIRST TRUST EX TECH|HRBF|American Enterprise Investment Services Inc.|1
QQXT|FIRST TRUST EX TECH|IBKR|Interactive Brokers Llc|501
QQXT|FIRST TRUST EX TECH|ICBX|INSTINET, LLC|1600
QQXT|FIRST TRUST EX TECH|ITGI|ITG Inc.|120
QQXT|FIRST TRUST EX TECH|JPMX|J.P. Morgan Securities LLC|200
QQXT|FIRST TRUST EX TECH|JSJX|JANE STREET CAPITAL LLC|2309
QQXT|FIRST TRUST EX TECH|LEHM|Barclays Capital Inc./Le|3800
QQXT|FIRST TRUST EX TECH|LIME|Lime Brokerage LLC|384
QQXT|FIRST TRUST EX TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
QQXT|FIRST TRUST EX TECH|MSCO|MORGAN STANLEY & CO. LLC|7229
QQXT|FIRST TRUST EX TECH|MSPL|MORGAN STANLEY & CO. LLC|900
QQXT|FIRST TRUST EX TECH|NFSC|National Financial Services LLC|898
QQXT|FIRST TRUST EX TECH|NITE|VIRTU Americas LLC|72210
QQXT|FIRST TRUST EX TECH|OPCO|Oppenheimer & Co. Inc.|471
QQXT|FIRST TRUST EX TECH|RBCM|RBC CAPITAL MARKETS, LLC|38
QQXT|FIRST TRUST EX TECH|SGMT|GOLDMAN SACHS & CO. LLC|509
QQXT|FIRST TRUST EX TECH|TRCM|TRC MARKETS LLC|25
QQXT|FIRST TRUST EX TECH|UBSA|UBS SECURITIES LLC|1930
QQXT|FIRST TRUST EX TECH|UBSS|UBS Securities LLC|2165
QQXT|FIRST TRUST EX TECH|WCHV|WELLS FARGO SECURITIES, LLC|4645
QQXT|FIRST TRUST EX TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|267
QRHC|QUEST RESOURCE CMN|APCC|Apex Clearing Corporation|12
QRHC|QUEST RESOURCE CMN|BATM|CBOE TRADING, INC.|1
QRHC|QUEST RESOURCE CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
QRHC|QUEST RESOURCE CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
QRHC|QUEST RESOURCE CMN|DBAB|Deutsche Bank Securities Inc.|1489
QRHC|QUEST RESOURCE CMN|DEAN|MORGAN STANLEY|26
QRHC|QUEST RESOURCE CMN|DEGS|RONIN PROFESSIONAL LLC|1258
QRHC|QUEST RESOURCE CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
QRHC|QUEST RESOURCE CMN|ETRS|E*Trade Securities LLC|3661
QRHC|QUEST RESOURCE CMN|FBCO|Credit Suisse Securities (USA) LLC|173
QRHC|QUEST RESOURCE CMN|FILL|Tradestation Securities, Inc.|200
QRHC|QUEST RESOURCE CMN|FOMA|TD AMERITRADE CLEARING, INC.|26933
QRHC|QUEST RESOURCE CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3601
QRHC|QUEST RESOURCE CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|20
QRHC|QUEST RESOURCE CMN|GSCO|GOLDMAN SACHS & CO. LLC|870
QRHC|QUEST RESOURCE CMN|IATS|INTERACTIVE BROKERS LLC|1000
QRHC|QUEST RESOURCE CMN|IBKR|Interactive Brokers Llc|14858
QRHC|QUEST RESOURCE CMN|INCA|INSTINET, LLC|1681
QRHC|QUEST RESOURCE CMN|ITGI|ITG Inc.|1216
QRHC|QUEST RESOURCE CMN|ITGP|ITG INC.|1200
QRHC|QUEST RESOURCE CMN|JONE|JonesTrading|384500
QRHC|QUEST RESOURCE CMN|LEHM|Barclays Capital Inc./Le|1341
QRHC|QUEST RESOURCE CMN|LIME|Lime Brokerage LLC|8772
QRHC|QUEST RESOURCE CMN|LSCI|Lek Securities Corporation|200
QRHC|QUEST RESOURCE CMN|MSCO|MORGAN STANLEY & CO. LLC|22723
QRHC|QUEST RESOURCE CMN|NFSC|National Financial Services LLC|26538
QRHC|QUEST RESOURCE CMN|NITE|VIRTU Americas LLC|23633
QRHC|QUEST RESOURCE CMN|NQRB|Brut, LLC|1900
QRHC|QUEST RESOURCE CMN|ROTH|Roth Capital Partners, LLC|16685
QRHC|QUEST RESOURCE CMN|SWIM|TD Ameritrade, Inc.|565
QRHC|QUEST RESOURCE CMN|TKNG|ALLY INVEST SECURITIES LLC|1000
QRHC|QUEST RESOURCE CMN|TRCM|TRC MARKETS LLC|2492
QRHC|QUEST RESOURCE CMN|UBSA|UBS SECURITIES LLC|1400
QRHC|QUEST RESOURCE CMN|UBSS|UBS Securities LLC|10168
QRHC|QUEST RESOURCE CMN|WCHV|WELLS FARGO SECURITIES, LLC|1000
QRHC|QUEST RESOURCE CMN|WDCO|Wilson-Davis & Co., Inc.|11249
QRHC|QUEST RESOURCE CMN|WSEA|WOLVERINE SECURITIES, LLC|783
QRHC|QUEST RESOURCE CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
QRHC|QUEST RESOURCE CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
QRTEA|QURATE RTL SR A|ABLE|NATIXIS Securities Americas LLC|861547
QRTEA|QURATE RTL SR A|ADAM|CANACCORD GENUITY INC.|15000
QRTEA|QURATE RTL SR A|AGIS|Aegis Capital Corp.|3340
QRTEA|QURATE RTL SR A|ALTX|Alternet Securities Inc.|37036
QRTEA|QURATE RTL SR A|ANOS|ABEL/NOSER, L.L.C.|2780
QRTEA|QURATE RTL SR A|APCC|Apex Clearing Corporation|2166
QRTEA|QURATE RTL SR A|AQUA|AQUA SECURITIES L.P.|12300
QRTEA|QURATE RTL SR A|BANK|Primevest Financial Services, Inc.|19
QRTEA|QURATE RTL SR A|BARD|Robert W. Baird & Co. Incorporated|3993
QRTEA|QURATE RTL SR A|BATM|CBOE TRADING, INC.|11614
QRTEA|QURATE RTL SR A|BAYT|BTIG, LLC|19219
QRTEA|QURATE RTL SR A|BBNT|BB&T SECURITIES, LLC|5020
QRTEA|QURATE RTL SR A|BERN|Sanford C. Bernstein & Co., LLC|683344
QRTEA|QURATE RTL SR A|BIDS|BIDS TRADING L.P.|200
QRTEA|QURATE RTL SR A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6079
QRTEA|QURATE RTL SR A|BLKX|INSTINET, LLC|254200
QRTEA|QURATE RTL SR A|BMOC|BMO Capital Markets Corp.|49664
QRTEA|QURATE RTL SR A|BNPX|BNP PARIBAS SECURITIES CORP.|578848
QRTEA|QURATE RTL SR A|BTIG|BTIG, LLC|153369
QRTEA|QURATE RTL SR A|BYXM|CBOE TRADING, INC.|32016
QRTEA|QURATE RTL SR A|BZYD|GOLDMAN SACHS & CO. LLC|100
QRTEA|QURATE RTL SR A|CANT|Cantor Fitzgerald & Co.|1187
QRTEA|QURATE RTL SR A|CBLC|CITIGROUP GLOBAL MARKETS INC.|449074
QRTEA|QURATE RTL SR A|CHAS|Charles Schwab & Co., Inc.|23723
QRTEA|QURATE RTL SR A|CIST|Capital Institutional Services, Inc.|300
QRTEA|QURATE RTL SR A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121331
QRTEA|QURATE RTL SR A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8436
QRTEA|QURATE RTL SR A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|825649
QRTEA|QURATE RTL SR A|CTDL|Citadel Derivatives Group Llc|162174
QRTEA|QURATE RTL SR A|CXCX|CITIGROUP GLOBAL MARKETS INC.|206852
QRTEA|QURATE RTL SR A|DADA|D.A. Davidson & Co.|1745
QRTEA|QURATE RTL SR A|DAVA|Davenport & Company LLC|20
QRTEA|QURATE RTL SR A|DBAB|Deutsche Bank Securities Inc.|1775587
QRTEA|QURATE RTL SR A|DBAX|Deutsche Bank Securities Inc.|619700
QRTEA|QURATE RTL SR A|DBUL|Deutsche Bank Securities Inc.|21375
QRTEA|QURATE RTL SR A|DEAN|MORGAN STANLEY|61403
QRTEA|QURATE RTL SR A|DEGS|RONIN PROFESSIONAL LLC|7244
QRTEA|QURATE RTL SR A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40812
QRTEA|QURATE RTL SR A|EBXL|EBX LLC|641100
QRTEA|QURATE RTL SR A|ECUT|CONVERGEX EXECUTION SOLUTIONS|56461
QRTEA|QURATE RTL SR A|EDJO|Edward D. Jones & Co., L.P.|50501
QRTEA|QURATE RTL SR A|EGAM|CBOE TRADING, INC.|61242
QRTEA|QURATE RTL SR A|EGAW|CBOE TRADING, INC.|2495
QRTEA|QURATE RTL SR A|EGMT|EG MARKET TECHNOLOGIES LLC|700
QRTEA|QURATE RTL SR A|EGXM|CBOE TRADING, INC.|8186
QRTEA|QURATE RTL SR A|EGXW|CBOE TRADING, INC.|100
QRTEA|QURATE RTL SR A|ELEV|ELEVATION, LLC|10985
QRTEA|QURATE RTL SR A|ESPO|ESPOSITO SECURITIES, LLC|2388
QRTEA|QURATE RTL SR A|ETBE|Electronic Transaction Clearing, Inc.|260693
QRTEA|QURATE RTL SR A|ETCC|Electronic Transaction Clearing, Inc.|1030
QRTEA|QURATE RTL SR A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
QRTEA|QURATE RTL SR A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12132
QRTEA|QURATE RTL SR A|ETRS|E*Trade Securities LLC|57458
QRTEA|QURATE RTL SR A|FBCO|Credit Suisse Securities (USA) LLC|4909888
QRTEA|QURATE RTL SR A|FILL|Tradestation Securities, Inc.|215
QRTEA|QURATE RTL SR A|FMAF|NBCN Inc./ CDS|26920
QRTEA|QURATE RTL SR A|FOMA|TD AMERITRADE CLEARING, INC.|80814
QRTEA|QURATE RTL SR A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|512170
QRTEA|QURATE RTL SR A|FQLS|Quantlab Securities LP|1217120
QRTEA|QURATE RTL SR A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|267111
QRTEA|QURATE RTL SR A|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|10097
QRTEA|QURATE RTL SR A|FTBR|Foliofn Investments, Inc.|8911
QRTEA|QURATE RTL SR A|GEBB|GLOBAL EXECUTION BROKERS, LP|93108
QRTEA|QURATE RTL SR A|GLPX|ACS EXECUTION SERVICES, LLC|13403
QRTEA|QURATE RTL SR A|GSCO|GOLDMAN SACHS & CO. LLC|9569310
QRTEA|QURATE RTL SR A|GSCS|GOLDMAN SACHS & CO. LLC|31192
QRTEA|QURATE RTL SR A|GSLT|GOLDMAN SACHS & CO. LLC|45602
QRTEA|QURATE RTL SR A|GTSZ|GTS SECURITIES LLC|423404
QRTEA|QURATE RTL SR A|HRBF|American Enterprise Investment Services Inc.|3774
QRTEA|QURATE RTL SR A|HSBC|HSBC Securities, Inc.|53954
QRTEA|QURATE RTL SR A|IATS|INTERACTIVE BROKERS LLC|15204
QRTEA|QURATE RTL SR A|IBKR|Interactive Brokers Llc|72414
QRTEA|QURATE RTL SR A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14073
QRTEA|QURATE RTL SR A|ICBX|INSTINET, LLC|344059
QRTEA|QURATE RTL SR A|IEQY|CITADEL SECURITIES LLC|555747
QRTEA|QURATE RTL SR A|INCA|INSTINET, LLC|2404056
QRTEA|QURATE RTL SR A|INJX|INSTINET, LLC|32373
QRTEA|QURATE RTL SR A|INTL|INTL FCSTONE FINANCIAL INC.|185
QRTEA|QURATE RTL SR A|ITGI|ITG Inc.|336954
QRTEA|QURATE RTL SR A|ITGP|ITG INC.|1303400
QRTEA|QURATE RTL SR A|JANY|Janney Montgomery Scott Inc.|4295
QRTEA|QURATE RTL SR A|JEFF|JEFFERIES LLC|516456
QRTEA|QURATE RTL SR A|JMPT|JUMP TRADING, LLC|417348
QRTEA|QURATE RTL SR A|JPBX|J.P. MORGAN SECURITIES LLC|293083
QRTEA|QURATE RTL SR A|JPMX|J.P. Morgan Securities LLC|1107354
QRTEA|QURATE RTL SR A|JSJX|JANE STREET CAPITAL LLC|73000
QRTEA|QURATE RTL SR A|KCGM|VIRTU Americas LLC|119228
QRTEA|QURATE RTL SR A|KCRD|PHX FINANCIAL, INC.|182
QRTEA|QURATE RTL SR A|LEER|LEERINK PARTNERS LLC|3130
QRTEA|QURATE RTL SR A|LEHM|Barclays Capital Inc./Le|2912403
QRTEA|QURATE RTL SR A|LIME|Lime Brokerage LLC|729751
QRTEA|QURATE RTL SR A|LMGP|LIME BROKERAGE LLC|76898
QRTEA|QURATE RTL SR A|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
QRTEA|QURATE RTL SR A|LOOP|Loop Capital Markets LLC|16184
QRTEA|QURATE RTL SR A|LQNA|LIQUIDNET, INC.|212500
QRTEA|QURATE RTL SR A|LSCI|Lek Securities Corporation|197
QRTEA|QURATE RTL SR A|MACQ|Macquarie Capital (USA) Inc.|400
QRTEA|QURATE RTL SR A|MAXM|Maxim Group LLC|1650
QRTEA|QURATE RTL SR A|MICA|Spartan Securities Group, Ltd.|24000
QRTEA|QURATE RTL SR A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|381651
QRTEA|QURATE RTL SR A|MOTF|MOTIF INVESTING, INC.|18
QRTEA|QURATE RTL SR A|MSCO|MORGAN STANLEY & CO. LLC|13875442
QRTEA|QURATE RTL SR A|MSPL|MORGAN STANLEY & CO. LLC|925100
QRTEA|QURATE RTL SR A|MSTX|MORGAN STANLEY & CO. LLC|712800
QRTEA|QURATE RTL SR A|NFSC|National Financial Services LLC|423832
QRTEA|QURATE RTL SR A|NITE|VIRTU Americas LLC|747289
QRTEA|QURATE RTL SR A|NITP|VIRTU Americas LLC|16956
QRTEA|QURATE RTL SR A|NQRB|Brut, LLC|17646
QRTEA|QURATE RTL SR A|NTRC|Northern Trust Securities, Inc.|35594
QRTEA|QURATE RTL SR A|OHOS|TWO SIGMA SECURITIES, LLC|111166
QRTEA|QURATE RTL SR A|OLDM|OLD MISSION CAPITAL, LLC|46645
QRTEA|QURATE RTL SR A|OPCO|Oppenheimer & Co. Inc.|13310
QRTEA|QURATE RTL SR A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|21759
QRTEA|QURATE RTL SR A|PDQM|CODA MARKETS, INC.|97840
QRTEA|QURATE RTL SR A|PIPR|Piper Jaffray & Co.|1855
QRTEA|QURATE RTL SR A|PWJC|UBS Financial Services, Inc.|25526
QRTEA|QURATE RTL SR A|RAJA|Raymond James & Associates, Inc.|63552
QRTEA|QURATE RTL SR A|RBCM|RBC CAPITAL MARKETS, LLC|16597
QRTEA|QURATE RTL SR A|RILY|B. RILEY FBR, INC.|100
QRTEA|QURATE RTL SR A|SAGL|SAGETRADER, LLC|45155
QRTEA|QURATE RTL SR A|SALI|INTL FCSTONE FINANCIAL INC.|39
QRTEA|QURATE RTL SR A|SBSH|Citigroup Global Markets Inc.|3495389
QRTEA|QURATE RTL SR A|SEIC|SEI Investments Distribution Co.|18807
QRTEA|QURATE RTL SR A|SGMT|GOLDMAN SACHS & CO. LLC|459231
QRTEA|QURATE RTL SR A|SJLS|TRADE INFORMATICS LLC|29337
QRTEA|QURATE RTL SR A|SPDR|SPEEDROUTE LLC|4056
QRTEA|QURATE RTL SR A|SPHN|Stephens Inc.|24614
QRTEA|QURATE RTL SR A|STFL|Stifel, Nicolaus & Company, Incorporated|19294
QRTEA|QURATE RTL SR A|STKP|STOCKPILE INVESTMENTS, INC.|12
QRTEA|QURATE RTL SR A|SWIM|TD Ameritrade, Inc.|15325
QRTEA|QURATE RTL SR A|SWST|Hilltop Securities Inc.|6355
QRTEA|QURATE RTL SR A|TKNG|ALLY INVEST SECURITIES LLC|220
QRTEA|QURATE RTL SR A|TMBR|Timber Hill LLC|300
QRTEA|QURATE RTL SR A|TONC|CUTTONE & CO., LLC|7518
QRTEA|QURATE RTL SR A|TRBT|Tradebot Systems, Inc.|1126080
QRTEA|QURATE RTL SR A|TRCM|TRC MARKETS LLC|536174
QRTEA|QURATE RTL SR A|UBSA|UBS SECURITIES LLC|1563556
QRTEA|QURATE RTL SR A|UBSS|UBS Securities LLC|3124850
QRTEA|QURATE RTL SR A|VGRD|Vanguard Marketing Corporation|3931
QRTEA|QURATE RTL SR A|WBPX|SUMMIT SECURITIES GROUP, LLC|3079
QRTEA|QURATE RTL SR A|WCHV|WELLS FARGO SECURITIES, LLC|398681
QRTEA|QURATE RTL SR A|WEDB|WEDBUSH SECURITIES INC.|299
QRTEA|QURATE RTL SR A|WEED|Weeden & Co.L.P.|42034
QRTEA|QURATE RTL SR A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16855
QRTEA|QURATE RTL SR A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35984
QRTEA|QURATE RTL SR A|WGIF|CIBC World Markets Inc.|10015
QRTEA|QURATE RTL SR A|WSEA|WOLVERINE SECURITIES, LLC|56161
QRTEA|QURATE RTL SR A|XIST|INSTINET, LLC|146830
QRTEA|QURATE RTL SR A|XPQR|Jump Trading|1000
QRTEA|QURATE RTL SR A|XSTM|NATIONAL FINANCIAL SERVICES LLC|36228
QRTEA|QURATE RTL SR A|YKNA|COMHAR CAPITAL MARKETS, LLC|5864
QRTEA|QURATE RTL SR A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18449
QRTEB|QURATE RTL SR B|CANT|Cantor Fitzgerald & Co.|188
QRTEB|QURATE RTL SR B|EDJO|Edward D. Jones & Co., L.P.|39
QRTEB|QURATE RTL SR B|ETRS|E*Trade Securities LLC|100
QRTEB|QURATE RTL SR B|FOMA|TD AMERITRADE CLEARING, INC.|15
QRTEB|QURATE RTL SR B|FTBR|Foliofn Investments, Inc.|649
QRTEB|QURATE RTL SR B|GSCS|GOLDMAN SACHS & CO. LLC|535
QRTEB|QURATE RTL SR B|GSLT|GOLDMAN SACHS & CO. LLC|50
QRTEB|QURATE RTL SR B|IBKR|Interactive Brokers Llc|1030
QRTEB|QURATE RTL SR B|LEHM|Barclays Capital Inc./Le|3957
QRTEB|QURATE RTL SR B|LIME|Lime Brokerage LLC|515
QRTEB|QURATE RTL SR B|MSCO|MORGAN STANLEY & CO. LLC|366
QRTEB|QURATE RTL SR B|NITE|VIRTU Americas LLC|1481
QRTEB|QURATE RTL SR B|UBSS|UBS Securities LLC|2605
QRTEB|QURATE RTL SR B|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
QRVO|QORVO, INC. CMN|ABLE|NATIXIS Securities Americas LLC|32867
QRVO|QORVO, INC. CMN|AGIS|Aegis Capital Corp.|150
QRVO|QORVO, INC. CMN|ALTX|Alternet Securities Inc.|6875
QRVO|QORVO, INC. CMN|ANOS|ABEL/NOSER, L.L.C.|100
QRVO|QORVO, INC. CMN|APCC|Apex Clearing Corporation|833
QRVO|QORVO, INC. CMN|AVON|Avondale Partners, LLC|350
QRVO|QORVO, INC. CMN|BANK|Primevest Financial Services, Inc.|44
QRVO|QORVO, INC. CMN|BARD|Robert W. Baird & Co. Incorporated|2357
QRVO|QORVO, INC. CMN|BATM|CBOE TRADING, INC.|8633
QRVO|QORVO, INC. CMN|BAYC|BAY CREST PARTNERS, LLC|7484
QRVO|QORVO, INC. CMN|BAYT|BTIG, LLC|4396
QRVO|QORVO, INC. CMN|BBNT|BB&T SECURITIES, LLC|530
QRVO|QORVO, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|54052
QRVO|QORVO, INC. CMN|BIDS|BIDS TRADING L.P.|100
QRVO|QORVO, INC. CMN|BIMI|Banca IMI Securities Corp.|215
QRVO|QORVO, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1716
QRVO|QORVO, INC. CMN|BLKX|INSTINET, LLC|13400
QRVO|QORVO, INC. CMN|BMAK|BMA SECURITIES|17200
QRVO|QORVO, INC. CMN|BMOC|BMO Capital Markets Corp.|43910
QRVO|QORVO, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|71152
QRVO|QORVO, INC. CMN|BRGE|Newbridge Securities Corp.|935
QRVO|QORVO, INC. CMN|BTIG|BTIG, LLC|34863
QRVO|QORVO, INC. CMN|BYXM|CBOE TRADING, INC.|3495
QRVO|QORVO, INC. CMN|BZYD|GOLDMAN SACHS & CO. LLC|600
QRVO|QORVO, INC. CMN|CABR|Cabrera Capital Markets, Inc.|25
QRVO|QORVO, INC. CMN|CANT|Cantor Fitzgerald & Co.|167780
QRVO|QORVO, INC. CMN|CBRA|Cobra Trading, Inc.|100
QRVO|QORVO, INC. CMN|CHAS|Charles Schwab & Co., Inc.|611
QRVO|QORVO, INC. CMN|CHLM|Craig-Hallum Capital Group LLC|2500
QRVO|QORVO, INC. CMN|CIBP|CIBC World Markets Corp.|23997
QRVO|QORVO, INC. CMN|CICF|Canaccord Genuity Corp.|250
QRVO|QORVO, INC. CMN|CIST|Capital Institutional Services, Inc.|2952
QRVO|QORVO, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|351752
QRVO|QORVO, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
QRVO|QORVO, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|455
QRVO|QORVO, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|507038
QRVO|QORVO, INC. CMN|CTDL|Citadel Derivatives Group Llc|51055
QRVO|QORVO, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|44734
QRVO|QORVO, INC. CMN|DADA|D.A. Davidson & Co.|400
QRVO|QORVO, INC. CMN|DBAB|Deutsche Bank Securities Inc.|1232421
QRVO|QORVO, INC. CMN|DBAX|Deutsche Bank Securities Inc.|323300
QRVO|QORVO, INC. CMN|DBUL|Deutsche Bank Securities Inc.|20159
QRVO|QORVO, INC. CMN|DCHF|Dart Executions, LLC|581
QRVO|QORVO, INC. CMN|DEAN|MORGAN STANLEY|2441
QRVO|QORVO, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|2787
QRVO|QORVO, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19066
QRVO|QORVO, INC. CMN|EBXL|EBX LLC|205200
QRVO|QORVO, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|12005
QRVO|QORVO, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|6077
QRVO|QORVO, INC. CMN|EGAM|CBOE TRADING, INC.|23210
QRVO|QORVO, INC. CMN|EGAW|CBOE TRADING, INC.|30
QRVO|QORVO, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1200
QRVO|QORVO, INC. CMN|EGXM|CBOE TRADING, INC.|6877
QRVO|QORVO, INC. CMN|EGXW|CBOE TRADING, INC.|200
QRVO|QORVO, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|61436
QRVO|QORVO, INC. CMN|ETCC|Electronic Transaction Clearing, Inc.|3739
QRVO|QORVO, INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3467
QRVO|QORVO, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55471
QRVO|QORVO, INC. CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
QRVO|QORVO, INC. CMN|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|54214
QRVO|QORVO, INC. CMN|ETRS|E*Trade Securities LLC|201041
QRVO|QORVO, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|1139314
QRVO|QORVO, INC. CMN|FBSB|U.S. Bancorp Investments, Inc.|300
QRVO|QORVO, INC. CMN|FILL|Tradestation Securities, Inc.|12459
QRVO|QORVO, INC. CMN|FINX|FINTECH SECURITIES|150
QRVO|QORVO, INC. CMN|FMAF|NBCN Inc./ CDS|2145
QRVO|QORVO, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|173700
QRVO|QORVO, INC. CMN|FORD|Fordham Financial Management, Inc.|17200
QRVO|QORVO, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4929
QRVO|QORVO, INC. CMN|FQLS|Quantlab Securities LP|430110
QRVO|QORVO, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|155428
QRVO|QORVO, INC. CMN|FTBR|Foliofn Investments, Inc.|261
QRVO|QORVO, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|32200
QRVO|QORVO, INC. CMN|GELP|RBC CAPITAL MARKETS, LLC|867
QRVO|QORVO, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|39758
QRVO|QORVO, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|1840520
QRVO|QORVO, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|40566
QRVO|QORVO, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|11466
QRVO|QORVO, INC. CMN|GTSZ|GTS SECURITIES LLC|225427
QRVO|QORVO, INC. CMN|HAPX|HAP Trading, LLC|100
QRVO|QORVO, INC. CMN|HRBF|American Enterprise Investment Services Inc.|4707
QRVO|QORVO, INC. CMN|HSBC|HSBC Securities, Inc.|19628
QRVO|QORVO, INC. CMN|IATS|INTERACTIVE BROKERS LLC|25663
QRVO|QORVO, INC. CMN|IBKR|Interactive Brokers Llc|134817
QRVO|QORVO, INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|81
QRVO|QORVO, INC. CMN|ICBX|INSTINET, LLC|55203
QRVO|QORVO, INC. CMN|IEQY|CITADEL SECURITIES LLC|153489
QRVO|QORVO, INC. CMN|INCA|INSTINET, LLC|998514
QRVO|QORVO, INC. CMN|INJX|INSTINET, LLC|62880
QRVO|QORVO, INC. CMN|ITGI|ITG Inc.|68410
QRVO|QORVO, INC. CMN|ITGP|ITG INC.|365600
QRVO|QORVO, INC. CMN|JANY|Janney Montgomery Scott Inc.|670
QRVO|QORVO, INC. CMN|JEFF|JEFFERIES LLC|371771
QRVO|QORVO, INC. CMN|JMPT|JUMP TRADING, LLC|100144
QRVO|QORVO, INC. CMN|JONE|JonesTrading|6830
QRVO|QORVO, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|101690
QRVO|QORVO, INC. CMN|JPMX|J.P. Morgan Securities LLC|1123358
QRVO|QORVO, INC. CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
QRVO|QORVO, INC. CMN|JSJX|JANE STREET CAPITAL LLC|11838
QRVO|QORVO, INC. CMN|KCGM|VIRTU Americas LLC|64211
QRVO|QORVO, INC. CMN|LEHM|Barclays Capital Inc./Le|1220507
QRVO|QORVO, INC. CMN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|310
QRVO|QORVO, INC. CMN|LIME|Lime Brokerage LLC|271327
QRVO|QORVO, INC. CMN|LIWE|LIME BROKERAGE LLC|3914
QRVO|QORVO, INC. CMN|LMGP|LIME BROKERAGE LLC|3031
QRVO|QORVO, INC. CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|45200
QRVO|QORVO, INC. CMN|LQNA|LIQUIDNET, INC.|91000
QRVO|QORVO, INC. CMN|LSCI|Lek Securities Corporation|1303
QRVO|QORVO, INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|945
QRVO|QORVO, INC. CMN|MACC|Mid Atlantic Capital Corporation|418
QRVO|QORVO, INC. CMN|MAXM|Maxim Group LLC|6884
QRVO|QORVO, INC. CMN|MKMP|MKM Partners LLC|2500
QRVO|QORVO, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|219049
QRVO|QORVO, INC. CMN|MNDX|TJM Investments, LLC|1800
QRVO|QORVO, INC. CMN|MOTF|MOTIF INVESTING, INC.|32
QRVO|QORVO, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|3909918
QRVO|QORVO, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|310800
QRVO|QORVO, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|235500
QRVO|QORVO, INC. CMN|MZHO|Mizuho Securities USA LLC|8000
QRVO|QORVO, INC. CMN|NATL|National Securities Corporation|92
QRVO|QORVO, INC. CMN|NEED|Needham & Company, LLC|4500
QRVO|QORVO, INC. CMN|NEUB|NEUBERGER BERMAN BD LLC|80
QRVO|QORVO, INC. CMN|NFSC|National Financial Services LLC|182020
QRVO|QORVO, INC. CMN|NITE|VIRTU Americas LLC|437793
QRVO|QORVO, INC. CMN|NITP|VIRTU Americas LLC|2653
QRVO|QORVO, INC. CMN|NMRA|Nomura Securities International, Inc.|200
QRVO|QORVO, INC. CMN|NQRB|Brut, LLC|18119
QRVO|QORVO, INC. CMN|NTRC|Northern Trust Securities, Inc.|5642
QRVO|QORVO, INC. CMN|OHOS|TWO SIGMA SECURITIES, LLC|90724
QRVO|QORVO, INC. CMN|OPCO|Oppenheimer & Co. Inc.|767
QRVO|QORVO, INC. CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7074
QRVO|QORVO, INC. CMN|PDQM|CODA MARKETS, INC.|68040
QRVO|QORVO, INC. CMN|PHLY|NASDAQ Execution Services, LLC|1000
QRVO|QORVO, INC. CMN|PNSR|Penserra Securities, LLC|1500
QRVO|QORVO, INC. CMN|PWJC|UBS Financial Services, Inc.|5469
QRVO|QORVO, INC. CMN|RAJA|Raymond James & Associates, Inc.|5011
QRVO|QORVO, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|2446
QRVO|QORVO, INC. CMN|RJLC|RJL CAPITAL GROUP, LLC|432
QRVO|QORVO, INC. CMN|SAGL|SAGETRADER, LLC|60979
QRVO|QORVO, INC. CMN|SAGW|SAGETRADER, LLC|1344
QRVO|QORVO, INC. CMN|SBSH|Citigroup Global Markets Inc.|835991
QRVO|QORVO, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|262379
QRVO|QORVO, INC. CMN|SJLS|TRADE INFORMATICS LLC|39913
QRVO|QORVO, INC. CMN|SPDR|SPEEDROUTE LLC|21495
QRVO|QORVO, INC. CMN|SPHN|Stephens Inc.|127
QRVO|QORVO, INC. CMN|SPTD|MINT GLOBAL MARKETS, INC.|100
QRVO|QORVO, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2848
QRVO|QORVO, INC. CMN|STKP|STOCKPILE INVESTMENTS, INC.|14
QRVO|QORVO, INC. CMN|SWIM|TD Ameritrade, Inc.|85818
QRVO|QORVO, INC. CMN|SWST|Hilltop Securities Inc.|3820
QRVO|QORVO, INC. CMN|TAGC|TELSEY ADVISORY GROUP LLC|30
QRVO|QORVO, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|2039
QRVO|QORVO, INC. CMN|TONC|CUTTONE & CO., LLC|1550
QRVO|QORVO, INC. CMN|TOUR|TOURMALINE PARTNERS, LLC|400
QRVO|QORVO, INC. CMN|TRBT|Tradebot Systems, Inc.|298065
QRVO|QORVO, INC. CMN|TRCM|TRC MARKETS LLC|354177
QRVO|QORVO, INC. CMN|TTUC|CUTTONE & CO., INC.|73
QRVO|QORVO, INC. CMN|UBSA|UBS SECURITIES LLC|710681
QRVO|QORVO, INC. CMN|UBSS|UBS Securities LLC|1662052
QRVO|QORVO, INC. CMN|VALX|VIRTU AMERICAS LLC|35978
QRVO|QORVO, INC. CMN|VGRD|Vanguard Marketing Corporation|8895
QRVO|QORVO, INC. CMN|WBLR|WILLIAM BLAIR|378
QRVO|QORVO, INC. CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1504
QRVO|QORVO, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|297740
QRVO|QORVO, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|21619
QRVO|QORVO, INC. CMN|WEED|Weeden & Co.L.P.|1546
QRVO|QORVO, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20538
QRVO|QORVO, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30542
QRVO|QORVO, INC. CMN|WGIF|CIBC World Markets Inc.|1567
QRVO|QORVO, INC. CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|320
QRVO|QORVO, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|9663
QRVO|QORVO, INC. CMN|XIST|INSTINET, LLC|48944
QRVO|QORVO, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|48104
QRVO|QORVO, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2823
QRVO|QORVO, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5924
QSII|QUALITY SYSTEMS, INC|ALTX|Alternet Securities Inc.|7595
QSII|QUALITY SYSTEMS, INC|APCC|Apex Clearing Corporation|1947
QSII|QUALITY SYSTEMS, INC|BARD|Robert W. Baird & Co. Incorporated|850
QSII|QUALITY SYSTEMS, INC|BATM|CBOE TRADING, INC.|1859
QSII|QUALITY SYSTEMS, INC|BERN|Sanford C. Bernstein & Co., LLC|394
QSII|QUALITY SYSTEMS, INC|BIDS|BIDS TRADING L.P.|900
QSII|QUALITY SYSTEMS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2162
QSII|QUALITY SYSTEMS, INC|BMOC|BMO Capital Markets Corp.|8479
QSII|QUALITY SYSTEMS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|9632
QSII|QUALITY SYSTEMS, INC|BRVL|BLAYLOCK VAN, LLC|1400
QSII|QUALITY SYSTEMS, INC|BTIG|BTIG, LLC|758
QSII|QUALITY SYSTEMS, INC|BYXM|CBOE TRADING, INC.|4163
QSII|QUALITY SYSTEMS, INC|BZYD|GOLDMAN SACHS & CO. LLC|1529
QSII|QUALITY SYSTEMS, INC|CANT|Cantor Fitzgerald & Co.|1508
QSII|QUALITY SYSTEMS, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|17600
QSII|QUALITY SYSTEMS, INC|CHAS|Charles Schwab & Co., Inc.|2007
QSII|QUALITY SYSTEMS, INC|CLSA|CLSA AMERICAS, LLC|152
QSII|QUALITY SYSTEMS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|144678
QSII|QUALITY SYSTEMS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
QSII|QUALITY SYSTEMS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|403
QSII|QUALITY SYSTEMS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|146094
QSII|QUALITY SYSTEMS, INC|CTDL|Citadel Derivatives Group Llc|12375
QSII|QUALITY SYSTEMS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|18214
QSII|QUALITY SYSTEMS, INC|DADA|D.A. Davidson & Co.|400
QSII|QUALITY SYSTEMS, INC|DBAB|Deutsche Bank Securities Inc.|274418
QSII|QUALITY SYSTEMS, INC|DBAX|Deutsche Bank Securities Inc.|115200
QSII|QUALITY SYSTEMS, INC|DBUL|Deutsche Bank Securities Inc.|3028
QSII|QUALITY SYSTEMS, INC|DCHF|Dart Executions, LLC|1600
QSII|QUALITY SYSTEMS, INC|DEAN|MORGAN STANLEY|1160
QSII|QUALITY SYSTEMS, INC|DEGS|RONIN PROFESSIONAL LLC|6116
QSII|QUALITY SYSTEMS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1618
QSII|QUALITY SYSTEMS, INC|DOTC|Dougherty & Company LLC|1744
QSII|QUALITY SYSTEMS, INC|EBXL|EBX LLC|89100
QSII|QUALITY SYSTEMS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11503
QSII|QUALITY SYSTEMS, INC|EDJO|Edward D. Jones & Co., L.P.|200
QSII|QUALITY SYSTEMS, INC|EGAM|CBOE TRADING, INC.|13920
QSII|QUALITY SYSTEMS, INC|EGAW|CBOE TRADING, INC.|94
QSII|QUALITY SYSTEMS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|700
QSII|QUALITY SYSTEMS, INC|EGXM|CBOE TRADING, INC.|6687
QSII|QUALITY SYSTEMS, INC|EGXW|CBOE TRADING, INC.|200
QSII|QUALITY SYSTEMS, INC|ETBE|Electronic Transaction Clearing, Inc.|6126
QSII|QUALITY SYSTEMS, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5448
QSII|QUALITY SYSTEMS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9013
QSII|QUALITY SYSTEMS, INC|ETRS|E*Trade Securities LLC|88574
QSII|QUALITY SYSTEMS, INC|FBCO|Credit Suisse Securities (USA) LLC|288455
QSII|QUALITY SYSTEMS, INC|FILL|Tradestation Securities, Inc.|1700
QSII|QUALITY SYSTEMS, INC|FMAF|NBCN Inc./ CDS|500
QSII|QUALITY SYSTEMS, INC|FOMA|TD AMERITRADE CLEARING, INC.|52928
QSII|QUALITY SYSTEMS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6065
QSII|QUALITY SYSTEMS, INC|FQLS|Quantlab Securities LP|111964
QSII|QUALITY SYSTEMS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118661
QSII|QUALITY SYSTEMS, INC|FTBR|Foliofn Investments, Inc.|1557
QSII|QUALITY SYSTEMS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|23033
QSII|QUALITY SYSTEMS, INC|GLPX|ACS EXECUTION SERVICES, LLC|3136
QSII|QUALITY SYSTEMS, INC|GSCO|GOLDMAN SACHS & CO. LLC|445997
QSII|QUALITY SYSTEMS, INC|GSCS|GOLDMAN SACHS & CO. LLC|15817
QSII|QUALITY SYSTEMS, INC|GSLT|GOLDMAN SACHS & CO. LLC|3987
QSII|QUALITY SYSTEMS, INC|GTSZ|GTS SECURITIES LLC|25470
QSII|QUALITY SYSTEMS, INC|HRBF|American Enterprise Investment Services Inc.|503
QSII|QUALITY SYSTEMS, INC|HSBC|HSBC Securities, Inc.|400
QSII|QUALITY SYSTEMS, INC|IATS|INTERACTIVE BROKERS LLC|9785
QSII|QUALITY SYSTEMS, INC|IBKR|Interactive Brokers Llc|53725
QSII|QUALITY SYSTEMS, INC|ICBX|INSTINET, LLC|58650
QSII|QUALITY SYSTEMS, INC|IEQY|CITADEL SECURITIES LLC|50060
QSII|QUALITY SYSTEMS, INC|INCA|INSTINET, LLC|290754
QSII|QUALITY SYSTEMS, INC|INJX|INSTINET, LLC|11227
QSII|QUALITY SYSTEMS, INC|ITGI|ITG Inc.|23381
QSII|QUALITY SYSTEMS, INC|ITGP|ITG INC.|50000
QSII|QUALITY SYSTEMS, INC|JEFF|JEFFERIES LLC|46842
QSII|QUALITY SYSTEMS, INC|JMPT|JUMP TRADING, LLC|26964
QSII|QUALITY SYSTEMS, INC|JPBX|J.P. MORGAN SECURITIES LLC|17113
QSII|QUALITY SYSTEMS, INC|JPMX|J.P. Morgan Securities LLC|146011
QSII|QUALITY SYSTEMS, INC|JSJX|JANE STREET CAPITAL LLC|3427
QSII|QUALITY SYSTEMS, INC|KCGM|VIRTU Americas LLC|23069
QSII|QUALITY SYSTEMS, INC|LEHM|Barclays Capital Inc./Le|306259
QSII|QUALITY SYSTEMS, INC|LIME|Lime Brokerage LLC|129903
QSII|QUALITY SYSTEMS, INC|LOOP|Loop Capital Markets LLC|1700
QSII|QUALITY SYSTEMS, INC|LQNA|LIQUIDNET, INC.|8300
QSII|QUALITY SYSTEMS, INC|LSCI|Lek Securities Corporation|13
QSII|QUALITY SYSTEMS, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
QSII|QUALITY SYSTEMS, INC|MAXM|Maxim Group LLC|5265
QSII|QUALITY SYSTEMS, INC|MBTS|ALLY INVEST SECURITIES LLC|700
QSII|QUALITY SYSTEMS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83108
QSII|QUALITY SYSTEMS, INC|MOTF|MOTIF INVESTING, INC.|3
QSII|QUALITY SYSTEMS, INC|MSCO|MORGAN STANLEY & CO. LLC|1235389
QSII|QUALITY SYSTEMS, INC|MSPL|MORGAN STANLEY & CO. LLC|264100
QSII|QUALITY SYSTEMS, INC|MSTX|MORGAN STANLEY & CO. LLC|83800
QSII|QUALITY SYSTEMS, INC|NFSC|National Financial Services LLC|56818
QSII|QUALITY SYSTEMS, INC|NITE|VIRTU Americas LLC|259947
QSII|QUALITY SYSTEMS, INC|NITP|VIRTU Americas LLC|1700
QSII|QUALITY SYSTEMS, INC|NQRB|Brut, LLC|27418
QSII|QUALITY SYSTEMS, INC|OHOS|TWO SIGMA SECURITIES, LLC|42175
QSII|QUALITY SYSTEMS, INC|OPCO|Oppenheimer & Co. Inc.|2422
QSII|QUALITY SYSTEMS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
QSII|QUALITY SYSTEMS, INC|PDQM|CODA MARKETS, INC.|14529
QSII|QUALITY SYSTEMS, INC|RBCM|RBC CAPITAL MARKETS, LLC|11424
QSII|QUALITY SYSTEMS, INC|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|8200
QSII|QUALITY SYSTEMS, INC|SAGL|SAGETRADER, LLC|694
QSII|QUALITY SYSTEMS, INC|SAGW|SAGETRADER, LLC|1127
QSII|QUALITY SYSTEMS, INC|SBSH|Citigroup Global Markets Inc.|143740
QSII|QUALITY SYSTEMS, INC|SGMT|GOLDMAN SACHS & CO. LLC|43366
QSII|QUALITY SYSTEMS, INC|SPDR|SPEEDROUTE LLC|11721
QSII|QUALITY SYSTEMS, INC|SPGS|Sea Port Group Securities, LLC|7500
QSII|QUALITY SYSTEMS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|29402
QSII|QUALITY SYSTEMS, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|338
QSII|QUALITY SYSTEMS, INC|SWIM|TD Ameritrade, Inc.|13064
QSII|QUALITY SYSTEMS, INC|SWST|Hilltop Securities Inc.|16
QSII|QUALITY SYSTEMS, INC|TKNG|ALLY INVEST SECURITIES LLC|720
QSII|QUALITY SYSTEMS, INC|TONC|CUTTONE & CO., LLC|5345
QSII|QUALITY SYSTEMS, INC|TRBT|Tradebot Systems, Inc.|128393
QSII|QUALITY SYSTEMS, INC|TRCM|TRC MARKETS LLC|126751
QSII|QUALITY SYSTEMS, INC|TWTT|TASTYWORKS, INC.|2350
QSII|QUALITY SYSTEMS, INC|UBSA|UBS SECURITIES LLC|238491
QSII|QUALITY SYSTEMS, INC|UBSS|UBS Securities LLC|386198
QSII|QUALITY SYSTEMS, INC|VALX|VIRTU AMERICAS LLC|5628
QSII|QUALITY SYSTEMS, INC|VGRD|Vanguard Marketing Corporation|6987
QSII|QUALITY SYSTEMS, INC|WBLR|WILLIAM BLAIR|15850
QSII|QUALITY SYSTEMS, INC|WCHV|WELLS FARGO SECURITIES, LLC|60377
QSII|QUALITY SYSTEMS, INC|WEDB|WEDBUSH SECURITIES INC.|1050
QSII|QUALITY SYSTEMS, INC|WEED|Weeden & Co.L.P.|2114
QSII|QUALITY SYSTEMS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2181
QSII|QUALITY SYSTEMS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11196
QSII|QUALITY SYSTEMS, INC|WGIF|CIBC World Markets Inc.|1000
QSII|QUALITY SYSTEMS, INC|WSEA|WOLVERINE SECURITIES, LLC|2905
QSII|QUALITY SYSTEMS, INC|XIST|INSTINET, LLC|49202
QSII|QUALITY SYSTEMS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
QSII|QUALITY SYSTEMS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
QSII|QUALITY SYSTEMS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
QSR|RESTAURANT BRANDS|ADAM|CANACCORD GENUITY INC.|9404
QSR|RESTAURANT BRANDS|ALTX|Alternet Securities Inc.|14144
QSR|RESTAURANT BRANDS|ANOS|ABEL/NOSER, L.L.C.|4827
QSR|RESTAURANT BRANDS|APCC|Apex Clearing Corporation|1723
QSR|RESTAURANT BRANDS|AQUA|AQUA SECURITIES L.P.|3200
QSR|RESTAURANT BRANDS|BARD|Robert W. Baird & Co. Incorporated|1024
QSR|RESTAURANT BRANDS|BATM|CBOE TRADING, INC.|18475
QSR|RESTAURANT BRANDS|BAYT|BTIG, LLC|12200
QSR|RESTAURANT BRANDS|BBNT|BB&T SECURITIES, LLC|1562
QSR|RESTAURANT BRANDS|BERN|Sanford C. Bernstein & Co., LLC|214590
QSR|RESTAURANT BRANDS|BIAD|SAGETRADER, LLC|165
QSR|RESTAURANT BRANDS|BIDS|BIDS TRADING L.P.|700
QSR|RESTAURANT BRANDS|BIMI|Banca IMI Securities Corp.|479
QSR|RESTAURANT BRANDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9610
QSR|RESTAURANT BRANDS|BLKX|INSTINET, LLC|120100
QSR|RESTAURANT BRANDS|BMOC|BMO Capital Markets Corp.|700
QSR|RESTAURANT BRANDS|BNPX|BNP PARIBAS SECURITIES CORP.|271082
QSR|RESTAURANT BRANDS|BTIG|BTIG, LLC|100
QSR|RESTAURANT BRANDS|BYXM|CBOE TRADING, INC.|4240
QSR|RESTAURANT BRANDS|BZYD|GOLDMAN SACHS & CO. LLC|1370
QSR|RESTAURANT BRANDS|CANT|Cantor Fitzgerald & Co.|100
QSR|RESTAURANT BRANDS|CHAS|Charles Schwab & Co., Inc.|143
QSR|RESTAURANT BRANDS|CIST|Capital Institutional Services, Inc.|144
QSR|RESTAURANT BRANDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|189167
QSR|RESTAURANT BRANDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30161
QSR|RESTAURANT BRANDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|30
QSR|RESTAURANT BRANDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|633937
QSR|RESTAURANT BRANDS|CTDL|Citadel Derivatives Group Llc|927
QSR|RESTAURANT BRANDS|CTLR|CUTLER GROUP, LP|5732
QSR|RESTAURANT BRANDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|113964
QSR|RESTAURANT BRANDS|DADA|D.A. Davidson & Co.|30
QSR|RESTAURANT BRANDS|DAVA|Davenport & Company LLC|100
QSR|RESTAURANT BRANDS|DBAB|Deutsche Bank Securities Inc.|408154
QSR|RESTAURANT BRANDS|DBAX|Deutsche Bank Securities Inc.|747400
QSR|RESTAURANT BRANDS|DBUL|Deutsche Bank Securities Inc.|4228
QSR|RESTAURANT BRANDS|DCHF|Dart Executions, LLC|1929
QSR|RESTAURANT BRANDS|DEAN|MORGAN STANLEY|18113
QSR|RESTAURANT BRANDS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3600
QSR|RESTAURANT BRANDS|EBXL|EBX LLC|410100
QSR|RESTAURANT BRANDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|75441
QSR|RESTAURANT BRANDS|EDJO|Edward D. Jones & Co., L.P.|3220
QSR|RESTAURANT BRANDS|EGAM|CBOE TRADING, INC.|36770
QSR|RESTAURANT BRANDS|EGAW|CBOE TRADING, INC.|411
QSR|RESTAURANT BRANDS|EGMT|EG MARKET TECHNOLOGIES LLC|1292
QSR|RESTAURANT BRANDS|EGXM|CBOE TRADING, INC.|3033
QSR|RESTAURANT BRANDS|ETBE|Electronic Transaction Clearing, Inc.|38671
QSR|RESTAURANT BRANDS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
QSR|RESTAURANT BRANDS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12576
QSR|RESTAURANT BRANDS|ETRS|E*Trade Securities LLC|12710
QSR|RESTAURANT BRANDS|FBSB|U.S. Bancorp Investments, Inc.|84
QSR|RESTAURANT BRANDS|FCST|INTL FCSTONE FINANCIAL INC.|3624
QSR|RESTAURANT BRANDS|FILL|Tradestation Securities, Inc.|1
QSR|RESTAURANT BRANDS|FMAF|NBCN Inc./ CDS|604
QSR|RESTAURANT BRANDS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14035
QSR|RESTAURANT BRANDS|FQLS|Quantlab Securities LP|334121
QSR|RESTAURANT BRANDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85765
QSR|RESTAURANT BRANDS|FTBR|Foliofn Investments, Inc.|104
QSR|RESTAURANT BRANDS|GEBB|GLOBAL EXECUTION BROKERS, LP|407
QSR|RESTAURANT BRANDS|GLIS|TD Securities Inc|7327
QSR|RESTAURANT BRANDS|GLPX|ACS EXECUTION SERVICES, LLC|26472
QSR|RESTAURANT BRANDS|GSCO|GOLDMAN SACHS & CO. LLC|3676230
QSR|RESTAURANT BRANDS|GSCS|GOLDMAN SACHS & CO. LLC|5386
QSR|RESTAURANT BRANDS|GSLT|GOLDMAN SACHS & CO. LLC|11319
QSR|RESTAURANT BRANDS|GTSZ|GTS SECURITIES LLC|59805
QSR|RESTAURANT BRANDS|HAPX|HAP Trading, LLC|352
QSR|RESTAURANT BRANDS|HRBF|American Enterprise Investment Services Inc.|1228
QSR|RESTAURANT BRANDS|HSBC|HSBC Securities, Inc.|300
QSR|RESTAURANT BRANDS|IATS|INTERACTIVE BROKERS LLC|21661
QSR|RESTAURANT BRANDS|IBKR|Interactive Brokers Llc|28594
QSR|RESTAURANT BRANDS|ICBX|INSTINET, LLC|105422
QSR|RESTAURANT BRANDS|INCA|INSTINET, LLC|376799
QSR|RESTAURANT BRANDS|INJX|INSTINET, LLC|17197
QSR|RESTAURANT BRANDS|ITGI|ITG Inc.|122712
QSR|RESTAURANT BRANDS|ITGP|ITG INC.|301600
QSR|RESTAURANT BRANDS|JEFF|JEFFERIES LLC|155937
QSR|RESTAURANT BRANDS|JMPT|JUMP TRADING, LLC|97398
QSR|RESTAURANT BRANDS|JONE|JonesTrading|6238
QSR|RESTAURANT BRANDS|JPBX|J.P. MORGAN SECURITIES LLC|262313
QSR|RESTAURANT BRANDS|JPMX|J.P. Morgan Securities LLC|821389
QSR|RESTAURANT BRANDS|JSJX|JANE STREET CAPITAL LLC|12645
QSR|RESTAURANT BRANDS|KCGM|VIRTU Americas LLC|100357
QSR|RESTAURANT BRANDS|LEHM|Barclays Capital Inc./Le|1313893
QSR|RESTAURANT BRANDS|LIME|Lime Brokerage LLC|9376
QSR|RESTAURANT BRANDS|LQNA|LIQUIDNET, INC.|191900
QSR|RESTAURANT BRANDS|LSCI|Lek Securities Corporation|609
QSR|RESTAURANT BRANDS|MACC|Mid Atlantic Capital Corporation|80
QSR|RESTAURANT BRANDS|MACQ|Macquarie Capital (USA) Inc.|76600
QSR|RESTAURANT BRANDS|MCMF|Raymond James Ltd. Cds|70
QSR|RESTAURANT BRANDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|152026
QSR|RESTAURANT BRANDS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2297
QSR|RESTAURANT BRANDS|MOTF|MOTIF INVESTING, INC.|9
QSR|RESTAURANT BRANDS|MPSG|E D & F Man Capital Markets Inc.|1452
QSR|RESTAURANT BRANDS|MSCO|MORGAN STANLEY & CO. LLC|1360409
QSR|RESTAURANT BRANDS|MSPL|MORGAN STANLEY & CO. LLC|660400
QSR|RESTAURANT BRANDS|MSTX|MORGAN STANLEY & CO. LLC|402900
QSR|RESTAURANT BRANDS|NFSC|National Financial Services LLC|44047
QSR|RESTAURANT BRANDS|NITE|VIRTU Americas LLC|291525
QSR|RESTAURANT BRANDS|NITP|VIRTU Americas LLC|1530
QSR|RESTAURANT BRANDS|NQRB|Brut, LLC|12574
QSR|RESTAURANT BRANDS|NTBF|BMO Nesbitt Burns Inc./CDS|2500
QSR|RESTAURANT BRANDS|NTRC|Northern Trust Securities, Inc.|36
QSR|RESTAURANT BRANDS|OHOS|TWO SIGMA SECURITIES, LLC|16367
QSR|RESTAURANT BRANDS|OPCO|Oppenheimer & Co. Inc.|4469
QSR|RESTAURANT BRANDS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5204
QSR|RESTAURANT BRANDS|PDQM|CODA MARKETS, INC.|93632
QSR|RESTAURANT BRANDS|PHLY|NASDAQ Execution Services, LLC|400
QSR|RESTAURANT BRANDS|PIPR|Piper Jaffray & Co.|3701
QSR|RESTAURANT BRANDS|PWJC|UBS Financial Services, Inc.|14994
QSR|RESTAURANT BRANDS|QMSR|QUATTRO M SECURITIES INC.|2000
QSR|RESTAURANT BRANDS|RBCM|RBC CAPITAL MARKETS, LLC|8336
QSR|RESTAURANT BRANDS|SAGL|SAGETRADER, LLC|190717
QSR|RESTAURANT BRANDS|SALI|INTL FCSTONE FINANCIAL INC.|400
QSR|RESTAURANT BRANDS|SBSH|Citigroup Global Markets Inc.|151140
QSR|RESTAURANT BRANDS|SEIC|SEI Investments Distribution Co.|280
QSR|RESTAURANT BRANDS|SGMT|GOLDMAN SACHS & CO. LLC|292579
QSR|RESTAURANT BRANDS|SOGO|Wang Investment Associates, Inc.|1
QSR|RESTAURANT BRANDS|SPDR|SPEEDROUTE LLC|34987
QSR|RESTAURANT BRANDS|SPHN|Stephens Inc.|159
QSR|RESTAURANT BRANDS|STFC|Stuart Frankel & Co., Incorporated|6592
QSR|RESTAURANT BRANDS|STFL|Stifel, Nicolaus & Company, Incorporated|1479
QSR|RESTAURANT BRANDS|STKP|STOCKPILE INVESTMENTS, INC.|68
QSR|RESTAURANT BRANDS|STRS|STRATEGAS RESEARCH PARTNERS|100
QSR|RESTAURANT BRANDS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3262
QSR|RESTAURANT BRANDS|SWIM|TD Ameritrade, Inc.|1110
QSR|RESTAURANT BRANDS|SWST|Hilltop Securities Inc.|30
QSR|RESTAURANT BRANDS|TKNG|ALLY INVEST SECURITIES LLC|719
QSR|RESTAURANT BRANDS|TMBR|Timber Hill LLC|9039
QSR|RESTAURANT BRANDS|TRBT|Tradebot Systems, Inc.|264799
QSR|RESTAURANT BRANDS|TRCM|TRC MARKETS LLC|125579
QSR|RESTAURANT BRANDS|TWTT|TASTYWORKS, INC.|50
QSR|RESTAURANT BRANDS|UBSA|UBS SECURITIES LLC|937193
QSR|RESTAURANT BRANDS|UBSS|UBS Securities LLC|1318422
QSR|RESTAURANT BRANDS|VALX|VIRTU AMERICAS LLC|24903
QSR|RESTAURANT BRANDS|VGRD|Vanguard Marketing Corporation|4534
QSR|RESTAURANT BRANDS|VNDM|Wall Street Access|35035
QSR|RESTAURANT BRANDS|WBPX|SUMMIT SECURITIES GROUP, LLC|100
QSR|RESTAURANT BRANDS|WCHV|WELLS FARGO SECURITIES, LLC|101810
QSR|RESTAURANT BRANDS|WEDB|WEDBUSH SECURITIES INC.|922
QSR|RESTAURANT BRANDS|WEED|Weeden & Co.L.P.|1220
QSR|RESTAURANT BRANDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15363
QSR|RESTAURANT BRANDS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31861
QSR|RESTAURANT BRANDS|WSEA|WOLVERINE SECURITIES, LLC|5987
QSR|RESTAURANT BRANDS|XIST|INSTINET, LLC|3400
QSR|RESTAURANT BRANDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|39000
QSR|RESTAURANT BRANDS|YKNA|COMHAR CAPITAL MARKETS, LLC|1022
QSR|RESTAURANT BRANDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1194
QSY|WISDOMTREE U.S. QUAL|APCC|Apex Clearing Corporation|125
QSY|WISDOMTREE U.S. QUAL|BARD|Robert W. Baird & Co. Incorporated|109
QSY|WISDOMTREE U.S. QUAL|CANT|Cantor Fitzgerald & Co.|47
QSY|WISDOMTREE U.S. QUAL|CHAS|Charles Schwab & Co., Inc.|1
QSY|WISDOMTREE U.S. QUAL|CTDL|Citadel Derivatives Group Llc|121
QSY|WISDOMTREE U.S. QUAL|DBAX|Deutsche Bank Securities Inc.|100
QSY|WISDOMTREE U.S. QUAL|DEAN|MORGAN STANLEY|101
QSY|WISDOMTREE U.S. QUAL|EBXL|EBX LLC|200
QSY|WISDOMTREE U.S. QUAL|ETRS|E*Trade Securities LLC|253
QSY|WISDOMTREE U.S. QUAL|FBSB|U.S. Bancorp Investments, Inc.|65
QSY|WISDOMTREE U.S. QUAL|HRBF|American Enterprise Investment Services Inc.|496
QSY|WISDOMTREE U.S. QUAL|JPMX|J.P. Morgan Securities LLC|200
QSY|WISDOMTREE U.S. QUAL|KCGM|VIRTU Americas LLC|1756
QSY|WISDOMTREE U.S. QUAL|LEHM|Barclays Capital Inc./Le|200
QSY|WISDOMTREE U.S. QUAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
QSY|WISDOMTREE U.S. QUAL|MSCO|MORGAN STANLEY & CO. LLC|186
QSY|WISDOMTREE U.S. QUAL|NFSC|National Financial Services LLC|3439
QSY|WISDOMTREE U.S. QUAL|NITE|VIRTU Americas LLC|1852
QSY|WISDOMTREE U.S. QUAL|SGMT|GOLDMAN SACHS & CO. LLC|200
QSY|WISDOMTREE U.S. QUAL|STFL|Stifel, Nicolaus & Company, Incorporated|10
QSY|WISDOMTREE U.S. QUAL|SWIM|TD Ameritrade, Inc.|66
QSY|WISDOMTREE U.S. QUAL|UBSA|UBS SECURITIES LLC|1426
QSY|WISDOMTREE U.S. QUAL|UBSS|UBS Securities LLC|225
QSY|WISDOMTREE U.S. QUAL|WCHV|WELLS FARGO SECURITIES, LLC|2
QSY|WISDOMTREE U.S. QUAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|331
QTEC|FIRST TRUST NASDAQ-1|ALTX|Alternet Securities Inc.|394
QTEC|FIRST TRUST NASDAQ-1|APCC|Apex Clearing Corporation|181
QTEC|FIRST TRUST NASDAQ-1|BANK|Primevest Financial Services, Inc.|57
QTEC|FIRST TRUST NASDAQ-1|BARD|Robert W. Baird & Co. Incorporated|1895
QTEC|FIRST TRUST NASDAQ-1|BATM|CBOE TRADING, INC.|400
QTEC|FIRST TRUST NASDAQ-1|BBNT|BB&T SECURITIES, LLC|3499
QTEC|FIRST TRUST NASDAQ-1|BERN|Sanford C. Bernstein & Co., LLC|800
QTEC|FIRST TRUST NASDAQ-1|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10949
QTEC|FIRST TRUST NASDAQ-1|CANT|Cantor Fitzgerald & Co.|37740
QTEC|FIRST TRUST NASDAQ-1|CHAS|Charles Schwab & Co., Inc.|1538
QTEC|FIRST TRUST NASDAQ-1|CICF|Canaccord Genuity Corp.|55
QTEC|FIRST TRUST NASDAQ-1|CIST|Capital Institutional Services, Inc.|24
QTEC|FIRST TRUST NASDAQ-1|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|434
QTEC|FIRST TRUST NASDAQ-1|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6529
QTEC|FIRST TRUST NASDAQ-1|CSIN|Citadel Securities Institutional LLC|26883
QTEC|FIRST TRUST NASDAQ-1|CTDL|Citadel Derivatives Group Llc|26883
QTEC|FIRST TRUST NASDAQ-1|DADA|D.A. Davidson & Co.|1998
QTEC|FIRST TRUST NASDAQ-1|DBAB|Deutsche Bank Securities Inc.|81583
QTEC|FIRST TRUST NASDAQ-1|DBAX|Deutsche Bank Securities Inc.|1300
QTEC|FIRST TRUST NASDAQ-1|DEAN|MORGAN STANLEY|12753
QTEC|FIRST TRUST NASDAQ-1|DEGS|RONIN PROFESSIONAL LLC|500
QTEC|FIRST TRUST NASDAQ-1|EBXL|EBX LLC|3800
QTEC|FIRST TRUST NASDAQ-1|ECUT|CONVERGEX EXECUTION SOLUTIONS|825
QTEC|FIRST TRUST NASDAQ-1|EDJO|Edward D. Jones & Co., L.P.|5479
QTEC|FIRST TRUST NASDAQ-1|EGAM|CBOE TRADING, INC.|1806
QTEC|FIRST TRUST NASDAQ-1|EGXM|CBOE TRADING, INC.|200
QTEC|FIRST TRUST NASDAQ-1|ETBE|Electronic Transaction Clearing, Inc.|460
QTEC|FIRST TRUST NASDAQ-1|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1624
QTEC|FIRST TRUST NASDAQ-1|ETRS|E*Trade Securities LLC|32376
QTEC|FIRST TRUST NASDAQ-1|FBCO|Credit Suisse Securities (USA) LLC|66805
QTEC|FIRST TRUST NASDAQ-1|FIDT|Fidelity Clearing Canada ULC./ CDS|7600
QTEC|FIRST TRUST NASDAQ-1|FILL|Tradestation Securities, Inc.|111
QTEC|FIRST TRUST NASDAQ-1|FINX|FINTECH SECURITIES|433
QTEC|FIRST TRUST NASDAQ-1|FMAF|NBCN Inc./ CDS|75
QTEC|FIRST TRUST NASDAQ-1|FOMA|TD AMERITRADE CLEARING, INC.|263854
QTEC|FIRST TRUST NASDAQ-1|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5755
QTEC|FIRST TRUST NASDAQ-1|FTBR|Foliofn Investments, Inc.|3211
QTEC|FIRST TRUST NASDAQ-1|GEBB|GLOBAL EXECUTION BROKERS, LP|4119
QTEC|FIRST TRUST NASDAQ-1|GLPX|ACS EXECUTION SERVICES, LLC|12580
QTEC|FIRST TRUST NASDAQ-1|GSCO|GOLDMAN SACHS & CO. LLC|2146
QTEC|FIRST TRUST NASDAQ-1|GSCS|GOLDMAN SACHS & CO. LLC|864
QTEC|FIRST TRUST NASDAQ-1|GTSZ|GTS SECURITIES LLC|41817
QTEC|FIRST TRUST NASDAQ-1|HRBF|American Enterprise Investment Services Inc.|13514
QTEC|FIRST TRUST NASDAQ-1|IATS|INTERACTIVE BROKERS LLC|2018
QTEC|FIRST TRUST NASDAQ-1|IBKR|Interactive Brokers Llc|15641
QTEC|FIRST TRUST NASDAQ-1|ICBX|INSTINET, LLC|5600
QTEC|FIRST TRUST NASDAQ-1|INCA|INSTINET, LLC|4665
QTEC|FIRST TRUST NASDAQ-1|ITGI|ITG Inc.|1254
QTEC|FIRST TRUST NASDAQ-1|JANY|Janney Montgomery Scott Inc.|1315
QTEC|FIRST TRUST NASDAQ-1|JMPT|JUMP TRADING, LLC|2481
QTEC|FIRST TRUST NASDAQ-1|JPMX|J.P. Morgan Securities LLC|9800
QTEC|FIRST TRUST NASDAQ-1|JSEB|JANE STREET EXECUTION SERVICES, LLC|179374
QTEC|FIRST TRUST NASDAQ-1|JSJX|JANE STREET CAPITAL LLC|192591
QTEC|FIRST TRUST NASDAQ-1|KCGM|VIRTU Americas LLC|4801
QTEC|FIRST TRUST NASDAQ-1|LEHM|Barclays Capital Inc./Le|2000
QTEC|FIRST TRUST NASDAQ-1|LIME|Lime Brokerage LLC|29431
QTEC|FIRST TRUST NASDAQ-1|MACC|Mid Atlantic Capital Corporation|428
QTEC|FIRST TRUST NASDAQ-1|MAXM|Maxim Group LLC|1691
QTEC|FIRST TRUST NASDAQ-1|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
QTEC|FIRST TRUST NASDAQ-1|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|832
QTEC|FIRST TRUST NASDAQ-1|MOTF|MOTIF INVESTING, INC.|152
QTEC|FIRST TRUST NASDAQ-1|MSCO|MORGAN STANLEY & CO. LLC|140351
QTEC|FIRST TRUST NASDAQ-1|MSPL|MORGAN STANLEY & CO. LLC|2000
QTEC|FIRST TRUST NASDAQ-1|NATL|National Securities Corporation|155
QTEC|FIRST TRUST NASDAQ-1|NFSC|National Financial Services LLC|360852
QTEC|FIRST TRUST NASDAQ-1|NITE|VIRTU Americas LLC|355936
QTEC|FIRST TRUST NASDAQ-1|NITP|VIRTU Americas LLC|1500
QTEC|FIRST TRUST NASDAQ-1|NQRB|Brut, LLC|1800
QTEC|FIRST TRUST NASDAQ-1|OLDM|OLD MISSION CAPITAL, LLC|26196
QTEC|FIRST TRUST NASDAQ-1|OPCO|Oppenheimer & Co. Inc.|2074
QTEC|FIRST TRUST NASDAQ-1|PDQM|CODA MARKETS, INC.|25322
QTEC|FIRST TRUST NASDAQ-1|PICT|Pictet Overseas Inc.|3427
QTEC|FIRST TRUST NASDAQ-1|PWJC|UBS Financial Services, Inc.|72
QTEC|FIRST TRUST NASDAQ-1|RAJA|Raymond James & Associates, Inc.|5168
QTEC|FIRST TRUST NASDAQ-1|RBCM|RBC CAPITAL MARKETS, LLC|10026
QTEC|FIRST TRUST NASDAQ-1|SALI|INTL FCSTONE FINANCIAL INC.|358
QTEC|FIRST TRUST NASDAQ-1|SBSH|Citigroup Global Markets Inc.|2638
QTEC|FIRST TRUST NASDAQ-1|SGMT|GOLDMAN SACHS & CO. LLC|8486
QTEC|FIRST TRUST NASDAQ-1|SHMR|ABN Amro Clearing LLC|3187
QTEC|FIRST TRUST NASDAQ-1|SPDR|SPEEDROUTE LLC|1554
QTEC|FIRST TRUST NASDAQ-1|SPHN|Stephens Inc.|1235
QTEC|FIRST TRUST NASDAQ-1|STFL|Stifel, Nicolaus & Company, Incorporated|5854
QTEC|FIRST TRUST NASDAQ-1|SWIM|TD Ameritrade, Inc.|2397
QTEC|FIRST TRUST NASDAQ-1|SWST|Hilltop Securities Inc.|26841
QTEC|FIRST TRUST NASDAQ-1|TKNG|ALLY INVEST SECURITIES LLC|301
QTEC|FIRST TRUST NASDAQ-1|TRBT|Tradebot Systems, Inc.|200
QTEC|FIRST TRUST NASDAQ-1|TRCM|TRC MARKETS LLC|2622
QTEC|FIRST TRUST NASDAQ-1|UBSA|UBS SECURITIES LLC|26746
QTEC|FIRST TRUST NASDAQ-1|UBSS|UBS Securities LLC|134510
QTEC|FIRST TRUST NASDAQ-1|VERT|The Vertical Trading Group, LLC|123
QTEC|FIRST TRUST NASDAQ-1|VGRD|Vanguard Marketing Corporation|10753
QTEC|FIRST TRUST NASDAQ-1|WCHV|WELLS FARGO SECURITIES, LLC|107069
QTEC|FIRST TRUST NASDAQ-1|WEDB|WEDBUSH SECURITIES INC.|1068
QTEC|FIRST TRUST NASDAQ-1|WEXM|WOLVERINE EXECUTION SERVICES, LLC|419
QTEC|FIRST TRUST NASDAQ-1|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2603
QTEC|FIRST TRUST NASDAQ-1|WGIF|CIBC World Markets Inc.|4445
QTEC|FIRST TRUST NASDAQ-1|WSEA|WOLVERINE SECURITIES, LLC|415
QTEC|FIRST TRUST NASDAQ-1|YLPL|Linsco/Private Ledger Financial Services, Incorporated|55097
QTM|QUANTUM CP|ALTX|Alternet Securities Inc.|121164
QTM|QUANTUM CP|APCC|Apex Clearing Corporation|31951
QTM|QUANTUM CP|BARD|Robert W. Baird & Co. Incorporated|55500
QTM|QUANTUM CP|BATM|CBOE TRADING, INC.|640
QTM|QUANTUM CP|BAYC|BAY CREST PARTNERS, LLC|1982
QTM|QUANTUM CP|BIDS|BIDS TRADING L.P.|12700
QTM|QUANTUM CP|BIMI|Banca IMI Securities Corp.|800
QTM|QUANTUM CP|BNPX|BNP PARIBAS SECURITIES CORP.|395
QTM|QUANTUM CP|BRGE|Newbridge Securities Corp.|100
QTM|QUANTUM CP|BTIG|BTIG, LLC|58859
QTM|QUANTUM CP|BYXM|CBOE TRADING, INC.|166
QTM|QUANTUM CP|CANT|Cantor Fitzgerald & Co.|100151
QTM|QUANTUM CP|CICF|Canaccord Genuity Corp.|1794
QTM|QUANTUM CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|174066
QTM|QUANTUM CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
QTM|QUANTUM CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10432
QTM|QUANTUM CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|213911
QTM|QUANTUM CP|CTDL|Citadel Derivatives Group Llc|4330
QTM|QUANTUM CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|32748
QTM|QUANTUM CP|DADA|D.A. Davidson & Co.|1725
QTM|QUANTUM CP|DBAB|Deutsche Bank Securities Inc.|70175
QTM|QUANTUM CP|DBAX|Deutsche Bank Securities Inc.|99200
QTM|QUANTUM CP|DEAN|MORGAN STANLEY|299
QTM|QUANTUM CP|DEGS|RONIN PROFESSIONAL LLC|9394
QTM|QUANTUM CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|149674
QTM|QUANTUM CP|DOTC|Dougherty & Company LLC|1021
QTM|QUANTUM CP|EBXL|EBX LLC|85500
QTM|QUANTUM CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|31570
QTM|QUANTUM CP|EGAM|CBOE TRADING, INC.|6985
QTM|QUANTUM CP|EGAW|CBOE TRADING, INC.|100
QTM|QUANTUM CP|EGXM|CBOE TRADING, INC.|3400
QTM|QUANTUM CP|ETBE|Electronic Transaction Clearing, Inc.|1010
QTM|QUANTUM CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
QTM|QUANTUM CP|ETRS|E*Trade Securities LLC|446047
QTM|QUANTUM CP|FILL|Tradestation Securities, Inc.|3120
QTM|QUANTUM CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53650
QTM|QUANTUM CP|FTBR|Foliofn Investments, Inc.|20
QTM|QUANTUM CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
QTM|QUANTUM CP|GLPX|ACS EXECUTION SERVICES, LLC|43454
QTM|QUANTUM CP|GSCO|GOLDMAN SACHS & CO. LLC|161300
QTM|QUANTUM CP|GSCS|GOLDMAN SACHS & CO. LLC|104450
QTM|QUANTUM CP|GSLT|GOLDMAN SACHS & CO. LLC|36699
QTM|QUANTUM CP|GTSZ|GTS SECURITIES LLC|18567
QTM|QUANTUM CP|HRBF|American Enterprise Investment Services Inc.|965
QTM|QUANTUM CP|IATS|INTERACTIVE BROKERS LLC|7410
QTM|QUANTUM CP|IBKR|Interactive Brokers Llc|62857
QTM|QUANTUM CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|219
QTM|QUANTUM CP|ICBX|INSTINET, LLC|42611
QTM|QUANTUM CP|IEQY|CITADEL SECURITIES LLC|2388
QTM|QUANTUM CP|INCA|INSTINET, LLC|105898
QTM|QUANTUM CP|INJX|INSTINET, LLC|1627
QTM|QUANTUM CP|ITGI|ITG Inc.|95241
QTM|QUANTUM CP|ITGP|ITG INC.|105000
QTM|QUANTUM CP|JANY|Janney Montgomery Scott Inc.|1250
QTM|QUANTUM CP|JEFF|JEFFERIES LLC|62512
QTM|QUANTUM CP|JMPT|JUMP TRADING, LLC|10738
QTM|QUANTUM CP|JPBX|J.P. MORGAN SECURITIES LLC|10000
QTM|QUANTUM CP|JPMX|J.P. Morgan Securities LLC|170178
QTM|QUANTUM CP|JSJX|JANE STREET CAPITAL LLC|10955
QTM|QUANTUM CP|KCGM|VIRTU Americas LLC|26642
QTM|QUANTUM CP|LBOW|Longbow Securities, LLC|3400
QTM|QUANTUM CP|LEHM|Barclays Capital Inc./Le|219016
QTM|QUANTUM CP|LIME|Lime Brokerage LLC|9949
QTM|QUANTUM CP|LQNA|LIQUIDNET, INC.|113700
QTM|QUANTUM CP|LSCI|Lek Securities Corporation|100
QTM|QUANTUM CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
QTM|QUANTUM CP|MCMF|Raymond James Ltd. Cds|162
QTM|QUANTUM CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125145
QTM|QUANTUM CP|MOTF|MOTIF INVESTING, INC.|1
QTM|QUANTUM CP|MSCO|MORGAN STANLEY & CO. LLC|379924
QTM|QUANTUM CP|MSPL|MORGAN STANLEY & CO. LLC|84600
QTM|QUANTUM CP|MSTX|MORGAN STANLEY & CO. LLC|202600
QTM|QUANTUM CP|NEUB|NEUBERGER BERMAN BD LLC|115
QTM|QUANTUM CP|NFSC|National Financial Services LLC|353410
QTM|QUANTUM CP|NITE|VIRTU Americas LLC|713162
QTM|QUANTUM CP|NITP|VIRTU Americas LLC|2300
QTM|QUANTUM CP|NQRB|Brut, LLC|4785
QTM|QUANTUM CP|NTBF|BMO Nesbitt Burns Inc./CDS|530
QTM|QUANTUM CP|OPCO|Oppenheimer & Co. Inc.|300
QTM|QUANTUM CP|PDQM|CODA MARKETS, INC.|21736
QTM|QUANTUM CP|PWJC|UBS Financial Services, Inc.|35
QTM|QUANTUM CP|RBCM|RBC CAPITAL MARKETS, LLC|68457
QTM|QUANTUM CP|SAGL|SAGETRADER, LLC|1900
QTM|QUANTUM CP|SALI|INTL FCSTONE FINANCIAL INC.|17
QTM|QUANTUM CP|SBSH|Citigroup Global Markets Inc.|13125
QTM|QUANTUM CP|SGMT|GOLDMAN SACHS & CO. LLC|82920
QTM|QUANTUM CP|SPDR|SPEEDROUTE LLC|5810
QTM|QUANTUM CP|SPHN|Stephens Inc.|39938
QTM|QUANTUM CP|STFC|Stuart Frankel & Co., Incorporated|20900
QTM|QUANTUM CP|SWIM|TD Ameritrade, Inc.|72971
QTM|QUANTUM CP|SWST|Hilltop Securities Inc.|150
QTM|QUANTUM CP|TKNG|ALLY INVEST SECURITIES LLC|2541
QTM|QUANTUM CP|TMBR|Timber Hill LLC|167
QTM|QUANTUM CP|TRBT|Tradebot Systems, Inc.|64164
QTM|QUANTUM CP|TRCM|TRC MARKETS LLC|29951
QTM|QUANTUM CP|UBSA|UBS SECURITIES LLC|564462
QTM|QUANTUM CP|UBSS|UBS Securities LLC|339217
QTM|QUANTUM CP|VALX|VIRTU AMERICAS LLC|8515
QTM|QUANTUM CP|VGRD|Vanguard Marketing Corporation|24810
QTM|QUANTUM CP|VNDS|VANDHAM SECURITIES CORP|113862
QTM|QUANTUM CP|WABR|Wall Street Access|32775
QTM|QUANTUM CP|WCHV|WELLS FARGO SECURITIES, LLC|52651
QTM|QUANTUM CP|WEDB|WEDBUSH SECURITIES INC.|21201
QTM|QUANTUM CP|WEED|Weeden & Co.L.P.|501810
QTM|QUANTUM CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4113
QTM|QUANTUM CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13204
QTM|QUANTUM CP|WGIF|CIBC World Markets Inc.|1900
QTM|QUANTUM CP|WSEA|WOLVERINE SECURITIES, LLC|2874
QTM|QUANTUM CP|XPQR|Jump Trading|300
QTM|QUANTUM CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
QTM|QUANTUM CP|YKNA|COMHAR CAPITAL MARKETS, LLC|870
QTNA|QUANTENNA COMM CM|ALTX|Alternet Securities Inc.|10692
QTNA|QUANTENNA COMM CM|APCC|Apex Clearing Corporation|1171
QTNA|QUANTENNA COMM CM|BANK|Primevest Financial Services, Inc.|321
QTNA|QUANTENNA COMM CM|BARD|Robert W. Baird & Co. Incorporated|1633
QTNA|QUANTENNA COMM CM|BATM|CBOE TRADING, INC.|2219
QTNA|QUANTENNA COMM CM|BBNT|BB&T SECURITIES, LLC|1400
QTNA|QUANTENNA COMM CM|BERN|Sanford C. Bernstein & Co., LLC|44094
QTNA|QUANTENNA COMM CM|BIDS|BIDS TRADING L.P.|600
QTNA|QUANTENNA COMM CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4231
QTNA|QUANTENNA COMM CM|BLKX|INSTINET, LLC|61726
QTNA|QUANTENNA COMM CM|BMOC|BMO Capital Markets Corp.|4365
QTNA|QUANTENNA COMM CM|BNPX|BNP PARIBAS SECURITIES CORP.|2200
QTNA|QUANTENNA COMM CM|BTIG|BTIG, LLC|13981
QTNA|QUANTENNA COMM CM|BYXM|CBOE TRADING, INC.|817
QTNA|QUANTENNA COMM CM|BZYD|GOLDMAN SACHS & CO. LLC|5609
QTNA|QUANTENNA COMM CM|CANT|Cantor Fitzgerald & Co.|1193
QTNA|QUANTENNA COMM CM|CHAS|Charles Schwab & Co., Inc.|3465
QTNA|QUANTENNA COMM CM|CIST|Capital Institutional Services, Inc.|1153
QTNA|QUANTENNA COMM CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14552
QTNA|QUANTENNA COMM CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1850
QTNA|QUANTENNA COMM CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
QTNA|QUANTENNA COMM CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|157648
QTNA|QUANTENNA COMM CM|CTDL|Citadel Derivatives Group Llc|12469
QTNA|QUANTENNA COMM CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|38952
QTNA|QUANTENNA COMM CM|DADA|D.A. Davidson & Co.|500
QTNA|QUANTENNA COMM CM|DBAB|Deutsche Bank Securities Inc.|370663
QTNA|QUANTENNA COMM CM|DBAX|Deutsche Bank Securities Inc.|90000
QTNA|QUANTENNA COMM CM|DBUL|Deutsche Bank Securities Inc.|1100
QTNA|QUANTENNA COMM CM|DEAN|MORGAN STANLEY|82820
QTNA|QUANTENNA COMM CM|DEGS|RONIN PROFESSIONAL LLC|14822
QTNA|QUANTENNA COMM CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
QTNA|QUANTENNA COMM CM|DOTC|Dougherty & Company LLC|2500
QTNA|QUANTENNA COMM CM|EBXL|EBX LLC|58800
QTNA|QUANTENNA COMM CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3650
QTNA|QUANTENNA COMM CM|EDJO|Edward D. Jones & Co., L.P.|739
QTNA|QUANTENNA COMM CM|EGAM|CBOE TRADING, INC.|7941
QTNA|QUANTENNA COMM CM|EGAW|CBOE TRADING, INC.|120
QTNA|QUANTENNA COMM CM|EGMT|EG MARKET TECHNOLOGIES LLC|1590
QTNA|QUANTENNA COMM CM|EGXM|CBOE TRADING, INC.|2252
QTNA|QUANTENNA COMM CM|EGXW|CBOE TRADING, INC.|11
QTNA|QUANTENNA COMM CM|ETBE|Electronic Transaction Clearing, Inc.|7797
QTNA|QUANTENNA COMM CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13946
QTNA|QUANTENNA COMM CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|63
QTNA|QUANTENNA COMM CM|ETRS|E*Trade Securities LLC|127842
QTNA|QUANTENNA COMM CM|FBCO|Credit Suisse Securities (USA) LLC|351716
QTNA|QUANTENNA COMM CM|FILL|Tradestation Securities, Inc.|419
QTNA|QUANTENNA COMM CM|FMAF|NBCN Inc./ CDS|200
QTNA|QUANTENNA COMM CM|FOMA|TD AMERITRADE CLEARING, INC.|110959
QTNA|QUANTENNA COMM CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|550
QTNA|QUANTENNA COMM CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84147
QTNA|QUANTENNA COMM CM|FTBR|Foliofn Investments, Inc.|12167
QTNA|QUANTENNA COMM CM|GEBB|GLOBAL EXECUTION BROKERS, LP|11594
QTNA|QUANTENNA COMM CM|GLPX|ACS EXECUTION SERVICES, LLC|12526
QTNA|QUANTENNA COMM CM|GSCO|GOLDMAN SACHS & CO. LLC|675277
QTNA|QUANTENNA COMM CM|GSCS|GOLDMAN SACHS & CO. LLC|39014
QTNA|QUANTENNA COMM CM|GSLT|GOLDMAN SACHS & CO. LLC|2759
QTNA|QUANTENNA COMM CM|GTSZ|GTS SECURITIES LLC|17785
QTNA|QUANTENNA COMM CM|HRBF|American Enterprise Investment Services Inc.|5581
QTNA|QUANTENNA COMM CM|HSBC|HSBC Securities, Inc.|100
QTNA|QUANTENNA COMM CM|IATS|INTERACTIVE BROKERS LLC|7328
QTNA|QUANTENNA COMM CM|IBKR|Interactive Brokers Llc|107106
QTNA|QUANTENNA COMM CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|47
QTNA|QUANTENNA COMM CM|ICBX|INSTINET, LLC|8914
QTNA|QUANTENNA COMM CM|IEQY|CITADEL SECURITIES LLC|56049
QTNA|QUANTENNA COMM CM|INCA|INSTINET, LLC|225813
QTNA|QUANTENNA COMM CM|INJX|INSTINET, LLC|6703
QTNA|QUANTENNA COMM CM|ITGI|ITG Inc.|66613
QTNA|QUANTENNA COMM CM|ITGP|ITG INC.|63000
QTNA|QUANTENNA COMM CM|JEFF|JEFFERIES LLC|40632
QTNA|QUANTENNA COMM CM|JMPT|JUMP TRADING, LLC|37115
QTNA|QUANTENNA COMM CM|JPBX|J.P. MORGAN SECURITIES LLC|18997
QTNA|QUANTENNA COMM CM|JPMX|J.P. Morgan Securities LLC|85934
QTNA|QUANTENNA COMM CM|JSJX|JANE STREET CAPITAL LLC|34790
QTNA|QUANTENNA COMM CM|KCGM|VIRTU Americas LLC|14991
QTNA|QUANTENNA COMM CM|LEHM|Barclays Capital Inc./Le|657922
QTNA|QUANTENNA COMM CM|LIME|Lime Brokerage LLC|99908
QTNA|QUANTENNA COMM CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|36454
QTNA|QUANTENNA COMM CM|LOOP|Loop Capital Markets LLC|1749
QTNA|QUANTENNA COMM CM|LQNA|LIQUIDNET, INC.|37500
QTNA|QUANTENNA COMM CM|LSCI|Lek Securities Corporation|74596
QTNA|QUANTENNA COMM CM|MAVB|Great Point Capital LLC|400
QTNA|QUANTENNA COMM CM|MAXM|Maxim Group LLC|13880
QTNA|QUANTENNA COMM CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29975
QTNA|QUANTENNA COMM CM|MOTF|MOTIF INVESTING, INC.|2
QTNA|QUANTENNA COMM CM|MSCO|MORGAN STANLEY & CO. LLC|1764969
QTNA|QUANTENNA COMM CM|MSPL|MORGAN STANLEY & CO. LLC|174700
QTNA|QUANTENNA COMM CM|MSTX|MORGAN STANLEY & CO. LLC|51600
QTNA|QUANTENNA COMM CM|NEED|Needham & Company, LLC|514366
QTNA|QUANTENNA COMM CM|NFSC|National Financial Services LLC|354138
QTNA|QUANTENNA COMM CM|NITE|VIRTU Americas LLC|319520
QTNA|QUANTENNA COMM CM|NITP|VIRTU Americas LLC|1300
QTNA|QUANTENNA COMM CM|NQRB|Brut, LLC|34504
QTNA|QUANTENNA COMM CM|OPCO|Oppenheimer & Co. Inc.|121
QTNA|QUANTENNA COMM CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
QTNA|QUANTENNA COMM CM|PDQM|CODA MARKETS, INC.|14096
QTNA|QUANTENNA COMM CM|PIPR|Piper Jaffray & Co.|10892
QTNA|QUANTENNA COMM CM|RAJA|Raymond James & Associates, Inc.|12620
QTNA|QUANTENNA COMM CM|RBCM|RBC CAPITAL MARKETS, LLC|14250
QTNA|QUANTENNA COMM CM|SAGL|SAGETRADER, LLC|100
QTNA|QUANTENNA COMM CM|SAGW|SAGETRADER, LLC|1614
QTNA|QUANTENNA COMM CM|SALI|INTL FCSTONE FINANCIAL INC.|291
QTNA|QUANTENNA COMM CM|SBSH|Citigroup Global Markets Inc.|88580
QTNA|QUANTENNA COMM CM|SGMT|GOLDMAN SACHS & CO. LLC|27555
QTNA|QUANTENNA COMM CM|SPDR|SPEEDROUTE LLC|1100
QTNA|QUANTENNA COMM CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|110000
QTNA|QUANTENNA COMM CM|STFL|Stifel, Nicolaus & Company, Incorporated|56433
QTNA|QUANTENNA COMM CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|93
QTNA|QUANTENNA COMM CM|SWIM|TD Ameritrade, Inc.|11015
QTNA|QUANTENNA COMM CM|TKNG|ALLY INVEST SECURITIES LLC|1547
QTNA|QUANTENNA COMM CM|TRBT|Tradebot Systems, Inc.|116362
QTNA|QUANTENNA COMM CM|TRCM|TRC MARKETS LLC|97440
QTNA|QUANTENNA COMM CM|UBSA|UBS SECURITIES LLC|250022
QTNA|QUANTENNA COMM CM|UBSS|UBS Securities LLC|641658
QTNA|QUANTENNA COMM CM|VALX|VIRTU AMERICAS LLC|5373
QTNA|QUANTENNA COMM CM|VERT|The Vertical Trading Group, LLC|57048
QTNA|QUANTENNA COMM CM|VGRD|Vanguard Marketing Corporation|3265
QTNA|QUANTENNA COMM CM|VNDM|Wall Street Access|4238
QTNA|QUANTENNA COMM CM|WBLR|WILLIAM BLAIR|2000
QTNA|QUANTENNA COMM CM|WBPX|SUMMIT SECURITIES GROUP, LLC|300
QTNA|QUANTENNA COMM CM|WCHV|WELLS FARGO SECURITIES, LLC|16910
QTNA|QUANTENNA COMM CM|WEED|Weeden & Co.L.P.|270
QTNA|QUANTENNA COMM CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13468
QTNA|QUANTENNA COMM CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6758
QTNA|QUANTENNA COMM CM|WGIF|CIBC World Markets Inc.|1230
QTNA|QUANTENNA COMM CM|WSEA|WOLVERINE SECURITIES, LLC|8158
QTNA|QUANTENNA COMM CM|XIST|INSTINET, LLC|13200
QTNA|QUANTENNA COMM CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|27410
QTNA|QUANTENNA COMM CM|YKNA|COMHAR CAPITAL MARKETS, LLC|280
QTNA|QUANTENNA COMM CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|260
QTNT|QUOTIENT LIMITED ORD|AGIS|Aegis Capital Corp.|2000
QTNT|QUOTIENT LIMITED ORD|ALTX|Alternet Securities Inc.|12985
QTNT|QUOTIENT LIMITED ORD|APCC|Apex Clearing Corporation|18637
QTNT|QUOTIENT LIMITED ORD|BALE|M&T SECURITIES, INC.|528
QTNT|QUOTIENT LIMITED ORD|BATM|CBOE TRADING, INC.|2295
QTNT|QUOTIENT LIMITED ORD|BAYC|BAY CREST PARTNERS, LLC|902
QTNT|QUOTIENT LIMITED ORD|BERN|Sanford C. Bernstein & Co., LLC|910
QTNT|QUOTIENT LIMITED ORD|BIMI|Banca IMI Securities Corp.|30
QTNT|QUOTIENT LIMITED ORD|BLKX|INSTINET, LLC|15000
QTNT|QUOTIENT LIMITED ORD|BMOC|BMO Capital Markets Corp.|4045
QTNT|QUOTIENT LIMITED ORD|BNPX|BNP PARIBAS SECURITIES CORP.|1270
QTNT|QUOTIENT LIMITED ORD|BTIG|BTIG, LLC|8725
QTNT|QUOTIENT LIMITED ORD|BYXM|CBOE TRADING, INC.|700
QTNT|QUOTIENT LIMITED ORD|BZYD|GOLDMAN SACHS & CO. LLC|2400
QTNT|QUOTIENT LIMITED ORD|CANT|Cantor Fitzgerald & Co.|339
QTNT|QUOTIENT LIMITED ORD|CHAS|Charles Schwab & Co., Inc.|8290
QTNT|QUOTIENT LIMITED ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43498
QTNT|QUOTIENT LIMITED ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5246
QTNT|QUOTIENT LIMITED ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3402
QTNT|QUOTIENT LIMITED ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|224767
QTNT|QUOTIENT LIMITED ORD|CTDL|Citadel Derivatives Group Llc|6731
QTNT|QUOTIENT LIMITED ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|30390
QTNT|QUOTIENT LIMITED ORD|DADA|D.A. Davidson & Co.|2107
QTNT|QUOTIENT LIMITED ORD|DBAB|Deutsche Bank Securities Inc.|366104
QTNT|QUOTIENT LIMITED ORD|DBAX|Deutsche Bank Securities Inc.|217500
QTNT|QUOTIENT LIMITED ORD|DEAN|MORGAN STANLEY|13644
QTNT|QUOTIENT LIMITED ORD|DEGS|RONIN PROFESSIONAL LLC|44009
QTNT|QUOTIENT LIMITED ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4200
QTNT|QUOTIENT LIMITED ORD|DRWK|DRW SECURITIES, L.L.C.|8342
QTNT|QUOTIENT LIMITED ORD|EBXL|EBX LLC|122200
QTNT|QUOTIENT LIMITED ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2700
QTNT|QUOTIENT LIMITED ORD|EDJO|Edward D. Jones & Co., L.P.|300
QTNT|QUOTIENT LIMITED ORD|EGAM|CBOE TRADING, INC.|11459
QTNT|QUOTIENT LIMITED ORD|EGMT|EG MARKET TECHNOLOGIES LLC|200
QTNT|QUOTIENT LIMITED ORD|EGXM|CBOE TRADING, INC.|9229
QTNT|QUOTIENT LIMITED ORD|EGXW|CBOE TRADING, INC.|100
QTNT|QUOTIENT LIMITED ORD|ETBE|Electronic Transaction Clearing, Inc.|10558
QTNT|QUOTIENT LIMITED ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2870
QTNT|QUOTIENT LIMITED ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7830
QTNT|QUOTIENT LIMITED ORD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
QTNT|QUOTIENT LIMITED ORD|ETRS|E*Trade Securities LLC|244978
QTNT|QUOTIENT LIMITED ORD|FBCO|Credit Suisse Securities (USA) LLC|266050
QTNT|QUOTIENT LIMITED ORD|FILL|Tradestation Securities, Inc.|19888
QTNT|QUOTIENT LIMITED ORD|FMAF|NBCN Inc./ CDS|6344
QTNT|QUOTIENT LIMITED ORD|FOMA|TD AMERITRADE CLEARING, INC.|492539
QTNT|QUOTIENT LIMITED ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24719
QTNT|QUOTIENT LIMITED ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|129365
QTNT|QUOTIENT LIMITED ORD|FTBR|Foliofn Investments, Inc.|22
QTNT|QUOTIENT LIMITED ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|15263
QTNT|QUOTIENT LIMITED ORD|GLIS|TD Securities Inc|105
QTNT|QUOTIENT LIMITED ORD|GLPX|ACS EXECUTION SERVICES, LLC|45458
QTNT|QUOTIENT LIMITED ORD|GSCO|GOLDMAN SACHS & CO. LLC|1018337
QTNT|QUOTIENT LIMITED ORD|GSCS|GOLDMAN SACHS & CO. LLC|67282
QTNT|QUOTIENT LIMITED ORD|GSLT|GOLDMAN SACHS & CO. LLC|24224
QTNT|QUOTIENT LIMITED ORD|GTSZ|GTS SECURITIES LLC|18896
QTNT|QUOTIENT LIMITED ORD|HRBF|American Enterprise Investment Services Inc.|2202
QTNT|QUOTIENT LIMITED ORD|IATS|INTERACTIVE BROKERS LLC|20834
QTNT|QUOTIENT LIMITED ORD|IBKR|Interactive Brokers Llc|405656
QTNT|QUOTIENT LIMITED ORD|ICBX|INSTINET, LLC|37429
QTNT|QUOTIENT LIMITED ORD|IEQY|CITADEL SECURITIES LLC|38410
QTNT|QUOTIENT LIMITED ORD|INCA|INSTINET, LLC|212486
QTNT|QUOTIENT LIMITED ORD|INJX|INSTINET, LLC|234437
QTNT|QUOTIENT LIMITED ORD|ITGI|ITG Inc.|22096
QTNT|QUOTIENT LIMITED ORD|ITGP|ITG INC.|110400
QTNT|QUOTIENT LIMITED ORD|JANY|Janney Montgomery Scott Inc.|150
QTNT|QUOTIENT LIMITED ORD|JEFF|JEFFERIES LLC|266030
QTNT|QUOTIENT LIMITED ORD|JMPT|JUMP TRADING, LLC|70607
QTNT|QUOTIENT LIMITED ORD|JONE|JonesTrading|3500
QTNT|QUOTIENT LIMITED ORD|JPBX|J.P. MORGAN SECURITIES LLC|22048
QTNT|QUOTIENT LIMITED ORD|JPMX|J.P. Morgan Securities LLC|206669
QTNT|QUOTIENT LIMITED ORD|JSJX|JANE STREET CAPITAL LLC|9852
QTNT|QUOTIENT LIMITED ORD|KCGM|VIRTU Americas LLC|75611
QTNT|QUOTIENT LIMITED ORD|LEER|LEERINK PARTNERS LLC|129364
QTNT|QUOTIENT LIMITED ORD|LEHM|Barclays Capital Inc./Le|1009767
QTNT|QUOTIENT LIMITED ORD|LIME|Lime Brokerage LLC|198761
QTNT|QUOTIENT LIMITED ORD|LMGP|LIME BROKERAGE LLC|39800
QTNT|QUOTIENT LIMITED ORD|LOOP|Loop Capital Markets LLC|16036
QTNT|QUOTIENT LIMITED ORD|LQNA|LIQUIDNET, INC.|32300
QTNT|QUOTIENT LIMITED ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5300
QTNT|QUOTIENT LIMITED ORD|MAXM|Maxim Group LLC|543
QTNT|QUOTIENT LIMITED ORD|MBTS|ALLY INVEST SECURITIES LLC|300
QTNT|QUOTIENT LIMITED ORD|MCMF|Raymond James Ltd. Cds|2500
QTNT|QUOTIENT LIMITED ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50581
QTNT|QUOTIENT LIMITED ORD|MOTF|MOTIF INVESTING, INC.|6
QTNT|QUOTIENT LIMITED ORD|MSCO|MORGAN STANLEY & CO. LLC|2133419
QTNT|QUOTIENT LIMITED ORD|MSPL|MORGAN STANLEY & CO. LLC|193800
QTNT|QUOTIENT LIMITED ORD|MSTX|MORGAN STANLEY & CO. LLC|184100
QTNT|QUOTIENT LIMITED ORD|NATL|National Securities Corporation|1000
QTNT|QUOTIENT LIMITED ORD|NFSC|National Financial Services LLC|455676
QTNT|QUOTIENT LIMITED ORD|NITE|VIRTU Americas LLC|1014350
QTNT|QUOTIENT LIMITED ORD|NITP|VIRTU Americas LLC|4500
QTNT|QUOTIENT LIMITED ORD|NQRB|Brut, LLC|14139
QTNT|QUOTIENT LIMITED ORD|NTRC|Northern Trust Securities, Inc.|6662
QTNT|QUOTIENT LIMITED ORD|OPCO|Oppenheimer & Co. Inc.|1332
QTNT|QUOTIENT LIMITED ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2678
QTNT|QUOTIENT LIMITED ORD|PCPT|PHILLIP CAPITAL INC.|1500
QTNT|QUOTIENT LIMITED ORD|PDQM|CODA MARKETS, INC.|37331
QTNT|QUOTIENT LIMITED ORD|PWJC|UBS Financial Services, Inc.|1282
QTNT|QUOTIENT LIMITED ORD|RAJA|Raymond James & Associates, Inc.|7692
QTNT|QUOTIENT LIMITED ORD|RBCM|RBC CAPITAL MARKETS, LLC|6300
QTNT|QUOTIENT LIMITED ORD|RGLD|Regal Securities, Inc|4504
QTNT|QUOTIENT LIMITED ORD|SBSH|Citigroup Global Markets Inc.|306632
QTNT|QUOTIENT LIMITED ORD|SGMT|GOLDMAN SACHS & CO. LLC|103144
QTNT|QUOTIENT LIMITED ORD|SPDR|SPEEDROUTE LLC|7365
QTNT|QUOTIENT LIMITED ORD|STFL|Stifel, Nicolaus & Company, Incorporated|21501
QTNT|QUOTIENT LIMITED ORD|SWIM|TD Ameritrade, Inc.|360073
QTNT|QUOTIENT LIMITED ORD|TKNG|ALLY INVEST SECURITIES LLC|5104
QTNT|QUOTIENT LIMITED ORD|TRBT|Tradebot Systems, Inc.|234415
QTNT|QUOTIENT LIMITED ORD|TRCM|TRC MARKETS LLC|26888
QTNT|QUOTIENT LIMITED ORD|TTUC|CUTTONE & CO., INC.|8556
QTNT|QUOTIENT LIMITED ORD|TWTT|TASTYWORKS, INC.|100
QTNT|QUOTIENT LIMITED ORD|UBSA|UBS SECURITIES LLC|691950
QTNT|QUOTIENT LIMITED ORD|UBSS|UBS Securities LLC|1925342
QTNT|QUOTIENT LIMITED ORD|VALX|VIRTU AMERICAS LLC|4687
QTNT|QUOTIENT LIMITED ORD|VGRD|Vanguard Marketing Corporation|18304
QTNT|QUOTIENT LIMITED ORD|VSIN|Vision Financial Markets Llc|50
QTNT|QUOTIENT LIMITED ORD|WAIN|H.C. Wainwright & Co., Inc.|15120
QTNT|QUOTIENT LIMITED ORD|WCHV|WELLS FARGO SECURITIES, LLC|86325
QTNT|QUOTIENT LIMITED ORD|WEDB|WEDBUSH SECURITIES INC.|9820
QTNT|QUOTIENT LIMITED ORD|WEED|Weeden & Co.L.P.|11990
QTNT|QUOTIENT LIMITED ORD|WGIF|CIBC World Markets Inc.|9750
QTNT|QUOTIENT LIMITED ORD|WSEA|WOLVERINE SECURITIES, LLC|13085
QTNT|QUOTIENT LIMITED ORD|XIST|INSTINET, LLC|10000
QTNT|QUOTIENT LIMITED ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|25500
QTNT|QUOTIENT LIMITED ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|1700
QTNT|QUOTIENT LIMITED ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16947
QTRH|QUARTERHILL INC|ALTX|Alternet Securities Inc.|400
QTRH|QUARTERHILL INC|APCC|Apex Clearing Corporation|15417
QTRH|QUARTERHILL INC|BATM|CBOE TRADING, INC.|600
QTRH|QUARTERHILL INC|BLKX|INSTINET, LLC|11800
QTRH|QUARTERHILL INC|CHAS|Charles Schwab & Co., Inc.|1075
QTRH|QUARTERHILL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17226
QTRH|QUARTERHILL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
QTRH|QUARTERHILL INC|DBAB|Deutsche Bank Securities Inc.|6414
QTRH|QUARTERHILL INC|DBAX|Deutsche Bank Securities Inc.|13200
QTRH|QUARTERHILL INC|DEAN|MORGAN STANLEY|1400
QTRH|QUARTERHILL INC|DEGS|RONIN PROFESSIONAL LLC|8636
QTRH|QUARTERHILL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|77241
QTRH|QUARTERHILL INC|EBXL|EBX LLC|65200
QTRH|QUARTERHILL INC|EDJO|Edward D. Jones & Co., L.P.|300
QTRH|QUARTERHILL INC|EGAM|CBOE TRADING, INC.|3600
QTRH|QUARTERHILL INC|EGAW|CBOE TRADING, INC.|1500
QTRH|QUARTERHILL INC|EGXM|CBOE TRADING, INC.|307
QTRH|QUARTERHILL INC|ETBE|Electronic Transaction Clearing, Inc.|1868
QTRH|QUARTERHILL INC|ETRS|E*Trade Securities LLC|68562
QTRH|QUARTERHILL INC|FBCO|Credit Suisse Securities (USA) LLC|22548
QTRH|QUARTERHILL INC|FILL|Tradestation Securities, Inc.|12300
QTRH|QUARTERHILL INC|FOMA|TD AMERITRADE CLEARING, INC.|188134
QTRH|QUARTERHILL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
QTRH|QUARTERHILL INC|FTBR|Foliofn Investments, Inc.|404
QTRH|QUARTERHILL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2364
QTRH|QUARTERHILL INC|GSCO|GOLDMAN SACHS & CO. LLC|2400
QTRH|QUARTERHILL INC|GSLT|GOLDMAN SACHS & CO. LLC|1000
QTRH|QUARTERHILL INC|HRBF|American Enterprise Investment Services Inc.|400
QTRH|QUARTERHILL INC|IATS|INTERACTIVE BROKERS LLC|3200
QTRH|QUARTERHILL INC|IBKR|Interactive Brokers Llc|46233
QTRH|QUARTERHILL INC|ICBX|INSTINET, LLC|23508
QTRH|QUARTERHILL INC|INCA|INSTINET, LLC|64999
QTRH|QUARTERHILL INC|INJX|INSTINET, LLC|40
QTRH|QUARTERHILL INC|ITGI|ITG Inc.|42461
QTRH|QUARTERHILL INC|ITGP|ITG INC.|29400
QTRH|QUARTERHILL INC|JMPT|JUMP TRADING, LLC|80
QTRH|QUARTERHILL INC|JPMX|J.P. Morgan Securities LLC|3818
QTRH|QUARTERHILL INC|KCGM|VIRTU Americas LLC|2100
QTRH|QUARTERHILL INC|LEHM|Barclays Capital Inc./Le|15900
QTRH|QUARTERHILL INC|LIME|Lime Brokerage LLC|3726
QTRH|QUARTERHILL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16582
QTRH|QUARTERHILL INC|MSCO|MORGAN STANLEY & CO. LLC|107780
QTRH|QUARTERHILL INC|MSPL|MORGAN STANLEY & CO. LLC|4500
QTRH|QUARTERHILL INC|NFSC|National Financial Services LLC|172718
QTRH|QUARTERHILL INC|NITE|VIRTU Americas LLC|386168
QTRH|QUARTERHILL INC|PDQM|CODA MARKETS, INC.|300
QTRH|QUARTERHILL INC|SALI|INTL FCSTONE FINANCIAL INC.|2250
QTRH|QUARTERHILL INC|SBSH|Citigroup Global Markets Inc.|100
QTRH|QUARTERHILL INC|SGMT|GOLDMAN SACHS & CO. LLC|3500
QTRH|QUARTERHILL INC|SPDR|SPEEDROUTE LLC|700
QTRH|QUARTERHILL INC|STFL|Stifel, Nicolaus & Company, Incorporated|9925
QTRH|QUARTERHILL INC|SWIM|TD Ameritrade, Inc.|106038
QTRH|QUARTERHILL INC|SWST|Hilltop Securities Inc.|1800
QTRH|QUARTERHILL INC|TKNG|ALLY INVEST SECURITIES LLC|2985
QTRH|QUARTERHILL INC|TRCM|TRC MARKETS LLC|16423
QTRH|QUARTERHILL INC|TWTT|TASTYWORKS, INC.|30
QTRH|QUARTERHILL INC|UBSA|UBS SECURITIES LLC|49868
QTRH|QUARTERHILL INC|UBSS|UBS Securities LLC|60214
QTRH|QUARTERHILL INC|VGRD|Vanguard Marketing Corporation|17178
QTRH|QUARTERHILL INC|WCHV|WELLS FARGO SECURITIES, LLC|9734
QTRH|QUARTERHILL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|401
QTRH|QUARTERHILL INC|WSEA|WOLVERINE SECURITIES, LLC|5084
QTRH|QUARTERHILL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5000
QTRX|QUANTERIX CORP CM|AGIS|Aegis Capital Corp.|481
QTRX|QUANTERIX CORP CM|ALTX|Alternet Securities Inc.|3921
QTRX|QUANTERIX CORP CM|APCC|Apex Clearing Corporation|1704
QTRX|QUANTERIX CORP CM|BATM|CBOE TRADING, INC.|802
QTRX|QUANTERIX CORP CM|BERN|Sanford C. Bernstein & Co., LLC|5704
QTRX|QUANTERIX CORP CM|BKCM|BNY Mellon Capital Markets LLC|600
QTRX|QUANTERIX CORP CM|BMOC|BMO Capital Markets Corp.|795
QTRX|QUANTERIX CORP CM|BNPX|BNP PARIBAS SECURITIES CORP.|350
QTRX|QUANTERIX CORP CM|BTIG|BTIG, LLC|2735
QTRX|QUANTERIX CORP CM|BYXM|CBOE TRADING, INC.|1087
QTRX|QUANTERIX CORP CM|CHAS|Charles Schwab & Co., Inc.|991
QTRX|QUANTERIX CORP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19347
QTRX|QUANTERIX CORP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12584
QTRX|QUANTERIX CORP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
QTRX|QUANTERIX CORP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43608
QTRX|QUANTERIX CORP CM|CTDL|Citadel Derivatives Group Llc|7128
QTRX|QUANTERIX CORP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|9062
QTRX|QUANTERIX CORP CM|DBAB|Deutsche Bank Securities Inc.|19505
QTRX|QUANTERIX CORP CM|DBAX|Deutsche Bank Securities Inc.|37300
QTRX|QUANTERIX CORP CM|DBUL|Deutsche Bank Securities Inc.|1000
QTRX|QUANTERIX CORP CM|DEAN|MORGAN STANLEY|15475
QTRX|QUANTERIX CORP CM|DEGS|RONIN PROFESSIONAL LLC|19427
QTRX|QUANTERIX CORP CM|EBXL|EBX LLC|55600
QTRX|QUANTERIX CORP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|14872
QTRX|QUANTERIX CORP CM|EDJO|Edward D. Jones & Co., L.P.|14
QTRX|QUANTERIX CORP CM|EGAM|CBOE TRADING, INC.|2200
QTRX|QUANTERIX CORP CM|EGMT|EG MARKET TECHNOLOGIES LLC|300
QTRX|QUANTERIX CORP CM|EGXM|CBOE TRADING, INC.|166
QTRX|QUANTERIX CORP CM|ETBE|Electronic Transaction Clearing, Inc.|100
QTRX|QUANTERIX CORP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7728
QTRX|QUANTERIX CORP CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|85
QTRX|QUANTERIX CORP CM|ETRS|E*Trade Securities LLC|9720
QTRX|QUANTERIX CORP CM|FBCO|Credit Suisse Securities (USA) LLC|60870
QTRX|QUANTERIX CORP CM|FILL|Tradestation Securities, Inc.|14900
QTRX|QUANTERIX CORP CM|FOMA|TD AMERITRADE CLEARING, INC.|108171
QTRX|QUANTERIX CORP CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3062
QTRX|QUANTERIX CORP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23535
QTRX|QUANTERIX CORP CM|FTBR|Foliofn Investments, Inc.|2
QTRX|QUANTERIX CORP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1862
QTRX|QUANTERIX CORP CM|GLPX|ACS EXECUTION SERVICES, LLC|5392
QTRX|QUANTERIX CORP CM|GSCO|GOLDMAN SACHS & CO. LLC|151070
QTRX|QUANTERIX CORP CM|GSCS|GOLDMAN SACHS & CO. LLC|11947
QTRX|QUANTERIX CORP CM|GSLT|GOLDMAN SACHS & CO. LLC|621
QTRX|QUANTERIX CORP CM|GTSZ|GTS SECURITIES LLC|34668
QTRX|QUANTERIX CORP CM|HRBF|American Enterprise Investment Services Inc.|7
QTRX|QUANTERIX CORP CM|IATS|INTERACTIVE BROKERS LLC|3900
QTRX|QUANTERIX CORP CM|IBKR|Interactive Brokers Llc|73071
QTRX|QUANTERIX CORP CM|ICBX|INSTINET, LLC|6600
QTRX|QUANTERIX CORP CM|IEQY|CITADEL SECURITIES LLC|10628
QTRX|QUANTERIX CORP CM|INCA|INSTINET, LLC|34077
QTRX|QUANTERIX CORP CM|INJX|INSTINET, LLC|430
QTRX|QUANTERIX CORP CM|ITGI|ITG Inc.|11542
QTRX|QUANTERIX CORP CM|ITGP|ITG INC.|20600
QTRX|QUANTERIX CORP CM|JANY|Janney Montgomery Scott Inc.|1950
QTRX|QUANTERIX CORP CM|JEFF|JEFFERIES LLC|173
QTRX|QUANTERIX CORP CM|JMPT|JUMP TRADING, LLC|3819
QTRX|QUANTERIX CORP CM|JONE|JonesTrading|974
QTRX|QUANTERIX CORP CM|JPBX|J.P. MORGAN SECURITIES LLC|1404
QTRX|QUANTERIX CORP CM|JPMX|J.P. Morgan Securities LLC|40417
QTRX|QUANTERIX CORP CM|JSJX|JANE STREET CAPITAL LLC|708
QTRX|QUANTERIX CORP CM|KCGM|VIRTU Americas LLC|10204
QTRX|QUANTERIX CORP CM|LEER|LEERINK PARTNERS LLC|100
QTRX|QUANTERIX CORP CM|LEHM|Barclays Capital Inc./Le|45584
QTRX|QUANTERIX CORP CM|LIME|Lime Brokerage LLC|46890
QTRX|QUANTERIX CORP CM|LMGP|LIME BROKERAGE LLC|5807
QTRX|QUANTERIX CORP CM|LQNA|LIQUIDNET, INC.|30000
QTRX|QUANTERIX CORP CM|LSCI|Lek Securities Corporation|610
QTRX|QUANTERIX CORP CM|MAXM|Maxim Group LLC|458
QTRX|QUANTERIX CORP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13820
QTRX|QUANTERIX CORP CM|MOTF|MOTIF INVESTING, INC.|2
QTRX|QUANTERIX CORP CM|MSCO|MORGAN STANLEY & CO. LLC|237956
QTRX|QUANTERIX CORP CM|MSPL|MORGAN STANLEY & CO. LLC|36500
QTRX|QUANTERIX CORP CM|MSTX|MORGAN STANLEY & CO. LLC|9400
QTRX|QUANTERIX CORP CM|NFSC|National Financial Services LLC|35259
QTRX|QUANTERIX CORP CM|NITE|VIRTU Americas LLC|143805
QTRX|QUANTERIX CORP CM|NITP|VIRTU Americas LLC|1200
QTRX|QUANTERIX CORP CM|NQRB|Brut, LLC|2550
QTRX|QUANTERIX CORP CM|PDQM|CODA MARKETS, INC.|26675
QTRX|QUANTERIX CORP CM|RBCM|RBC CAPITAL MARKETS, LLC|300
QTRX|QUANTERIX CORP CM|SAGL|SAGETRADER, LLC|1089
QTRX|QUANTERIX CORP CM|SBSH|Citigroup Global Markets Inc.|20917
QTRX|QUANTERIX CORP CM|SGMT|GOLDMAN SACHS & CO. LLC|25724
QTRX|QUANTERIX CORP CM|SPDR|SPEEDROUTE LLC|5902
QTRX|QUANTERIX CORP CM|SPTD|MINT GLOBAL MARKETS, INC.|37835
QTRX|QUANTERIX CORP CM|SWIM|TD Ameritrade, Inc.|56738
QTRX|QUANTERIX CORP CM|TKNG|ALLY INVEST SECURITIES LLC|125
QTRX|QUANTERIX CORP CM|TRBT|Tradebot Systems, Inc.|11583
QTRX|QUANTERIX CORP CM|TRCM|TRC MARKETS LLC|25498
QTRX|QUANTERIX CORP CM|UBSA|UBS SECURITIES LLC|103556
QTRX|QUANTERIX CORP CM|UBSS|UBS Securities LLC|119042
QTRX|QUANTERIX CORP CM|VALX|VIRTU AMERICAS LLC|4742
QTRX|QUANTERIX CORP CM|VGRD|Vanguard Marketing Corporation|7325
QTRX|QUANTERIX CORP CM|WCHV|WELLS FARGO SECURITIES, LLC|17471
QTRX|QUANTERIX CORP CM|WEED|Weeden & Co.L.P.|1900
QTRX|QUANTERIX CORP CM|WGIF|CIBC World Markets Inc.|100
QTRX|QUANTERIX CORP CM|WSEA|WOLVERINE SECURITIES, LLC|3224
QTRX|QUANTERIX CORP CM|WTFS|JUST2TRADE, INC.|80
QTRX|QUANTERIX CORP CM|XIST|INSTINET, LLC|3700
QTRX|QUANTERIX CORP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
QTRX|QUANTERIX CORP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2630
QTS|QTS REALTY TRUST|ABLE|NATIXIS Securities Americas LLC|108500
QTS|QTS REALTY TRUST|ALTX|Alternet Securities Inc.|3073
QTS|QTS REALTY TRUST|APCC|Apex Clearing Corporation|99
QTS|QTS REALTY TRUST|BARD|Robert W. Baird & Co. Incorporated|6
QTS|QTS REALTY TRUST|BATM|CBOE TRADING, INC.|8018
QTS|QTS REALTY TRUST|BAYC|BAY CREST PARTNERS, LLC|1391
QTS|QTS REALTY TRUST|BERN|Sanford C. Bernstein & Co., LLC|25962
QTS|QTS REALTY TRUST|BIDS|BIDS TRADING L.P.|100
QTS|QTS REALTY TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2940
QTS|QTS REALTY TRUST|BLKX|INSTINET, LLC|20000
QTS|QTS REALTY TRUST|BMOC|BMO Capital Markets Corp.|1104
QTS|QTS REALTY TRUST|BNCH|The Benchmark Company, LLC|6468
QTS|QTS REALTY TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|12567
QTS|QTS REALTY TRUST|BTIG|BTIG, LLC|151
QTS|QTS REALTY TRUST|BYXM|CBOE TRADING, INC.|1324
QTS|QTS REALTY TRUST|BZYD|GOLDMAN SACHS & CO. LLC|3762
QTS|QTS REALTY TRUST|CANT|Cantor Fitzgerald & Co.|26551
QTS|QTS REALTY TRUST|CHAS|Charles Schwab & Co., Inc.|652
QTS|QTS REALTY TRUST|CIST|Capital Institutional Services, Inc.|51
QTS|QTS REALTY TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81265
QTS|QTS REALTY TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|449
QTS|QTS REALTY TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21693
QTS|QTS REALTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|411916
QTS|QTS REALTY TRUST|CTDL|Citadel Derivatives Group Llc|19771
QTS|QTS REALTY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|42448
QTS|QTS REALTY TRUST|DBAB|Deutsche Bank Securities Inc.|302231
QTS|QTS REALTY TRUST|DBAX|Deutsche Bank Securities Inc.|169500
QTS|QTS REALTY TRUST|DBUL|Deutsche Bank Securities Inc.|1000
QTS|QTS REALTY TRUST|DEAN|MORGAN STANLEY|1243
QTS|QTS REALTY TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14030
QTS|QTS REALTY TRUST|EBXL|EBX LLC|154600
QTS|QTS REALTY TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|453
QTS|QTS REALTY TRUST|EDJO|Edward D. Jones & Co., L.P.|424
QTS|QTS REALTY TRUST|EGAM|CBOE TRADING, INC.|12888
QTS|QTS REALTY TRUST|EGAW|CBOE TRADING, INC.|100
QTS|QTS REALTY TRUST|EGMT|EG MARKET TECHNOLOGIES LLC|600
QTS|QTS REALTY TRUST|EGXM|CBOE TRADING, INC.|3397
QTS|QTS REALTY TRUST|EGXW|CBOE TRADING, INC.|100
QTS|QTS REALTY TRUST|ETBE|Electronic Transaction Clearing, Inc.|11082
QTS|QTS REALTY TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16651
QTS|QTS REALTY TRUST|ETRS|E*Trade Securities LLC|16643
QTS|QTS REALTY TRUST|FILL|Tradestation Securities, Inc.|626
QTS|QTS REALTY TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9778
QTS|QTS REALTY TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103792
QTS|QTS REALTY TRUST|FTBR|Foliofn Investments, Inc.|2051
QTS|QTS REALTY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|27182
QTS|QTS REALTY TRUST|GNAV|GREEN STREET TRADING, LLC|5485
QTS|QTS REALTY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|505433
QTS|QTS REALTY TRUST|GSCS|GOLDMAN SACHS & CO. LLC|15106
QTS|QTS REALTY TRUST|GSLT|GOLDMAN SACHS & CO. LLC|5211
QTS|QTS REALTY TRUST|GTSZ|GTS SECURITIES LLC|36435
QTS|QTS REALTY TRUST|GUGS|Guggenheim Securities, LLC|300
QTS|QTS REALTY TRUST|HRBF|American Enterprise Investment Services Inc.|8110
QTS|QTS REALTY TRUST|IATS|INTERACTIVE BROKERS LLC|5726
QTS|QTS REALTY TRUST|IBKR|Interactive Brokers Llc|7968
QTS|QTS REALTY TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|57
QTS|QTS REALTY TRUST|ICBX|INSTINET, LLC|43816
QTS|QTS REALTY TRUST|IEQY|CITADEL SECURITIES LLC|75945
QTS|QTS REALTY TRUST|INCA|INSTINET, LLC|126958
QTS|QTS REALTY TRUST|INJX|INSTINET, LLC|8570
QTS|QTS REALTY TRUST|ITGI|ITG Inc.|47195
QTS|QTS REALTY TRUST|ITGP|ITG INC.|489400
QTS|QTS REALTY TRUST|JEFF|JEFFERIES LLC|1275253
QTS|QTS REALTY TRUST|JMPT|JUMP TRADING, LLC|59013
QTS|QTS REALTY TRUST|JONE|JonesTrading|1996
QTS|QTS REALTY TRUST|JPBX|J.P. MORGAN SECURITIES LLC|77917
QTS|QTS REALTY TRUST|JPMX|J.P. Morgan Securities LLC|408898
QTS|QTS REALTY TRUST|JSJX|JANE STREET CAPITAL LLC|20486
QTS|QTS REALTY TRUST|KCGM|VIRTU Americas LLC|44642
QTS|QTS REALTY TRUST|LEHM|Barclays Capital Inc./Le|524352
QTS|QTS REALTY TRUST|LIME|Lime Brokerage LLC|7089
QTS|QTS REALTY TRUST|LMNX|LUMINEX TRADING & ANALYTICS LLC|90400
QTS|QTS REALTY TRUST|LQNA|LIQUIDNET, INC.|29300
QTS|QTS REALTY TRUST|LSCI|Lek Securities Corporation|116
QTS|QTS REALTY TRUST|MACQ|Macquarie Capital (USA) Inc.|3952
QTS|QTS REALTY TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|141718
QTS|QTS REALTY TRUST|MOTF|MOTIF INVESTING, INC.|41
QTS|QTS REALTY TRUST|MSCO|MORGAN STANLEY & CO. LLC|781935
QTS|QTS REALTY TRUST|MSPL|MORGAN STANLEY & CO. LLC|276900
QTS|QTS REALTY TRUST|MSTX|MORGAN STANLEY & CO. LLC|100000
QTS|QTS REALTY TRUST|NFSC|National Financial Services LLC|34844
QTS|QTS REALTY TRUST|NITE|VIRTU Americas LLC|106928
QTS|QTS REALTY TRUST|NITP|VIRTU Americas LLC|300
QTS|QTS REALTY TRUST|NQRB|Brut, LLC|23006
QTS|QTS REALTY TRUST|OPCO|Oppenheimer & Co. Inc.|49146
QTS|QTS REALTY TRUST|OTAA|OTA LLC|200
QTS|QTS REALTY TRUST|PDQM|CODA MARKETS, INC.|39198
QTS|QTS REALTY TRUST|QMSR|QUATTRO M SECURITIES INC.|12725
QTS|QTS REALTY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|2540
QTS|QTS REALTY TRUST|RHCO|Suntrust Robinson Humphrey, Inc.|420
QTS|QTS REALTY TRUST|SAGL|SAGETRADER, LLC|4712
QTS|QTS REALTY TRUST|SBSH|Citigroup Global Markets Inc.|120860
QTS|QTS REALTY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|93474
QTS|QTS REALTY TRUST|SPDR|SPEEDROUTE LLC|4339
QTS|QTS REALTY TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|2855
QTS|QTS REALTY TRUST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4120
QTS|QTS REALTY TRUST|SWIM|TD Ameritrade, Inc.|10876
QTS|QTS REALTY TRUST|TKNG|ALLY INVEST SECURITIES LLC|43
QTS|QTS REALTY TRUST|TRBT|Tradebot Systems, Inc.|158492
QTS|QTS REALTY TRUST|TRCM|TRC MARKETS LLC|52318
QTS|QTS REALTY TRUST|UBSA|UBS SECURITIES LLC|411190
QTS|QTS REALTY TRUST|UBSS|UBS Securities LLC|1082158
QTS|QTS REALTY TRUST|VALX|VIRTU AMERICAS LLC|16454
QTS|QTS REALTY TRUST|VGRD|Vanguard Marketing Corporation|4943
QTS|QTS REALTY TRUST|WBPX|SUMMIT SECURITIES GROUP, LLC|606
QTS|QTS REALTY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|101629
QTS|QTS REALTY TRUST|WEDB|WEDBUSH SECURITIES INC.|1106
QTS|QTS REALTY TRUST|WEED|Weeden & Co.L.P.|25331
QTS|QTS REALTY TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1472
QTS|QTS REALTY TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15369
QTS|QTS REALTY TRUST|WSEA|WOLVERINE SECURITIES, LLC|1013
QTS|QTS REALTY TRUST|XIST|INSTINET, LLC|98600
QTS|QTS REALTY TRUST|XPQR|Jump Trading|200
QTS|QTS REALTY TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|10650
QTS|QTS REALTY TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|1475
QTS|QTS REALTY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|484
QTS$A|QTS REALTY 7.125% A|ALTX|Alternet Securities Inc.|100
QTS$A|QTS REALTY 7.125% A|BATM|CBOE TRADING, INC.|400
QTS$A|QTS REALTY 7.125% A|BNCH|The Benchmark Company, LLC|47750
QTS$A|QTS REALTY 7.125% A|BYXM|CBOE TRADING, INC.|100
QTS$A|QTS REALTY 7.125% A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8845
QTS$A|QTS REALTY 7.125% A|CXCX|CITIGROUP GLOBAL MARKETS INC.|11714
QTS$A|QTS REALTY 7.125% A|DBAX|Deutsche Bank Securities Inc.|4000
QTS$A|QTS REALTY 7.125% A|DEAN|MORGAN STANLEY|800
QTS$A|QTS REALTY 7.125% A|EBXL|EBX LLC|300
QTS$A|QTS REALTY 7.125% A|ETRS|E*Trade Securities LLC|4050
QTS$A|QTS REALTY 7.125% A|GLPX|ACS EXECUTION SERVICES, LLC|300
QTS$A|QTS REALTY 7.125% A|GNAV|GREEN STREET TRADING, LLC|30600
QTS$A|QTS REALTY 7.125% A|GSCO|GOLDMAN SACHS & CO. LLC|7565
QTS$A|QTS REALTY 7.125% A|GTSZ|GTS SECURITIES LLC|100
QTS$A|QTS REALTY 7.125% A|IATS|INTERACTIVE BROKERS LLC|600
QTS$A|QTS REALTY 7.125% A|IBKR|Interactive Brokers Llc|3690
QTS$A|QTS REALTY 7.125% A|ICBX|INSTINET, LLC|1369
QTS$A|QTS REALTY 7.125% A|INCA|INSTINET, LLC|400
QTS$A|QTS REALTY 7.125% A|INJX|INSTINET, LLC|900
QTS$A|QTS REALTY 7.125% A|ITGI|ITG Inc.|10366
QTS$A|QTS REALTY 7.125% A|JEFF|JEFFERIES LLC|2482
QTS$A|QTS REALTY 7.125% A|JPMX|J.P. Morgan Securities LLC|9486
QTS$A|QTS REALTY 7.125% A|KCGM|VIRTU Americas LLC|431
QTS$A|QTS REALTY 7.125% A|LEHM|Barclays Capital Inc./Le|1400
QTS$A|QTS REALTY 7.125% A|LIME|Lime Brokerage LLC|400
QTS$A|QTS REALTY 7.125% A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16598
QTS$A|QTS REALTY 7.125% A|MSCO|MORGAN STANLEY & CO. LLC|600
QTS$A|QTS REALTY 7.125% A|NFSC|National Financial Services LLC|4082
QTS$A|QTS REALTY 7.125% A|NITE|VIRTU Americas LLC|19083
QTS$A|QTS REALTY 7.125% A|PDQM|CODA MARKETS, INC.|600
QTS$A|QTS REALTY 7.125% A|RBCM|RBC CAPITAL MARKETS, LLC|9400
QTS$A|QTS REALTY 7.125% A|SBSH|Citigroup Global Markets Inc.|1200
QTS$A|QTS REALTY 7.125% A|SGMT|GOLDMAN SACHS & CO. LLC|700
QTS$A|QTS REALTY 7.125% A|SMRD|SUMRIDGE PARTNERS, LLC|5000
QTS$A|QTS REALTY 7.125% A|SPDR|SPEEDROUTE LLC|2400
QTS$A|QTS REALTY 7.125% A|SWIM|TD Ameritrade, Inc.|2100
QTS$A|QTS REALTY 7.125% A|UBSA|UBS SECURITIES LLC|6904
QTS$A|QTS REALTY 7.125% A|UBSS|UBS Securities LLC|1500
QTS$A|QTS REALTY 7.125% A|VGRD|Vanguard Marketing Corporation|80
QTS$A|QTS REALTY 7.125% A|WCHV|WELLS FARGO SECURITIES, LLC|69459
QTS$B|QTS REALTY TR 6.5|ALTX|Alternet Securities Inc.|750
QTS$B|QTS REALTY TR 6.5|DEAN|MORGAN STANLEY|140
QTS$B|QTS REALTY TR 6.5|EGXM|CBOE TRADING, INC.|750
QTS$B|QTS REALTY TR 6.5|GSCS|GOLDMAN SACHS & CO. LLC|250
QTS$B|QTS REALTY TR 6.5|ITGI|ITG Inc.|250
QTS$B|QTS REALTY TR 6.5|MSCO|MORGAN STANLEY & CO. LLC|93866
QTS$B|QTS REALTY TR 6.5|NITE|VIRTU Americas LLC|2115
QTS$B|QTS REALTY TR 6.5|STFL|Stifel, Nicolaus & Company, Incorporated|190
QTWO|Q2 HOLDINGS, INC.|ANOS|ABEL/NOSER, L.L.C.|200
QTWO|Q2 HOLDINGS, INC.|APCC|Apex Clearing Corporation|1843
QTWO|Q2 HOLDINGS, INC.|BARD|Robert W. Baird & Co. Incorporated|320
QTWO|Q2 HOLDINGS, INC.|BATM|CBOE TRADING, INC.|8125
QTWO|Q2 HOLDINGS, INC.|BAYC|BAY CREST PARTNERS, LLC|4302
QTWO|Q2 HOLDINGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|1633
QTWO|Q2 HOLDINGS, INC.|BIDS|BIDS TRADING L.P.|15100
QTWO|Q2 HOLDINGS, INC.|BIMI|Banca IMI Securities Corp.|240
QTWO|Q2 HOLDINGS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5569
QTWO|Q2 HOLDINGS, INC.|BLKX|INSTINET, LLC|65100
QTWO|Q2 HOLDINGS, INC.|BMOC|BMO Capital Markets Corp.|439
QTWO|Q2 HOLDINGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|121648
QTWO|Q2 HOLDINGS, INC.|BYXM|CBOE TRADING, INC.|900
QTWO|Q2 HOLDINGS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|977
QTWO|Q2 HOLDINGS, INC.|CHAS|Charles Schwab & Co., Inc.|235
QTWO|Q2 HOLDINGS, INC.|CIST|Capital Institutional Services, Inc.|688
QTWO|Q2 HOLDINGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|360571
QTWO|Q2 HOLDINGS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9623
QTWO|Q2 HOLDINGS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48
QTWO|Q2 HOLDINGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128298
QTWO|Q2 HOLDINGS, INC.|CTDL|Citadel Derivatives Group Llc|14365
QTWO|Q2 HOLDINGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|20236
QTWO|Q2 HOLDINGS, INC.|DADA|D.A. Davidson & Co.|67
QTWO|Q2 HOLDINGS, INC.|DBAB|Deutsche Bank Securities Inc.|36034
QTWO|Q2 HOLDINGS, INC.|DBAX|Deutsche Bank Securities Inc.|152500
QTWO|Q2 HOLDINGS, INC.|DBUL|Deutsche Bank Securities Inc.|600
QTWO|Q2 HOLDINGS, INC.|DEAN|MORGAN STANLEY|2106
QTWO|Q2 HOLDINGS, INC.|DEGS|RONIN PROFESSIONAL LLC|100
QTWO|Q2 HOLDINGS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3300
QTWO|Q2 HOLDINGS, INC.|EBXL|EBX LLC|87500
QTWO|Q2 HOLDINGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
QTWO|Q2 HOLDINGS, INC.|EDFC|E D & F MAN CAPITAL MARKETS INC.|1100
QTWO|Q2 HOLDINGS, INC.|EDJO|Edward D. Jones & Co., L.P.|108
QTWO|Q2 HOLDINGS, INC.|EGAM|CBOE TRADING, INC.|24298
QTWO|Q2 HOLDINGS, INC.|EGAW|CBOE TRADING, INC.|12
QTWO|Q2 HOLDINGS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|319
QTWO|Q2 HOLDINGS, INC.|EGXM|CBOE TRADING, INC.|631
QTWO|Q2 HOLDINGS, INC.|EGXW|CBOE TRADING, INC.|73
QTWO|Q2 HOLDINGS, INC.|ETBE|Electronic Transaction Clearing, Inc.|360
QTWO|Q2 HOLDINGS, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1843
QTWO|Q2 HOLDINGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7841
QTWO|Q2 HOLDINGS, INC.|ETRS|E*Trade Securities LLC|8043
QTWO|Q2 HOLDINGS, INC.|FBSB|U.S. Bancorp Investments, Inc.|103
QTWO|Q2 HOLDINGS, INC.|FILL|Tradestation Securities, Inc.|5124
QTWO|Q2 HOLDINGS, INC.|FINX|FINTECH SECURITIES|50
QTWO|Q2 HOLDINGS, INC.|FMAF|NBCN Inc./ CDS|300
QTWO|Q2 HOLDINGS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
QTWO|Q2 HOLDINGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23434
QTWO|Q2 HOLDINGS, INC.|FTBR|Foliofn Investments, Inc.|897
QTWO|Q2 HOLDINGS, INC.|GLIS|TD Securities Inc|166
QTWO|Q2 HOLDINGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|9536
QTWO|Q2 HOLDINGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|326841
QTWO|Q2 HOLDINGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1506
QTWO|Q2 HOLDINGS, INC.|GTSZ|GTS SECURITIES LLC|21418
QTWO|Q2 HOLDINGS, INC.|HRBF|American Enterprise Investment Services Inc.|341
QTWO|Q2 HOLDINGS, INC.|IATS|INTERACTIVE BROKERS LLC|7417
QTWO|Q2 HOLDINGS, INC.|IBKR|Interactive Brokers Llc|32301
QTWO|Q2 HOLDINGS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|580
QTWO|Q2 HOLDINGS, INC.|ICBX|INSTINET, LLC|33297
QTWO|Q2 HOLDINGS, INC.|IEQY|CITADEL SECURITIES LLC|25256
QTWO|Q2 HOLDINGS, INC.|INCA|INSTINET, LLC|67036
QTWO|Q2 HOLDINGS, INC.|INJX|INSTINET, LLC|1128
QTWO|Q2 HOLDINGS, INC.|ITGI|ITG Inc.|16845
QTWO|Q2 HOLDINGS, INC.|ITGP|ITG INC.|107400
QTWO|Q2 HOLDINGS, INC.|JANY|Janney Montgomery Scott Inc.|20
QTWO|Q2 HOLDINGS, INC.|JEFF|JEFFERIES LLC|91263
QTWO|Q2 HOLDINGS, INC.|JMPT|JUMP TRADING, LLC|13256
QTWO|Q2 HOLDINGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|17532
QTWO|Q2 HOLDINGS, INC.|JPMX|J.P. Morgan Securities LLC|334367
QTWO|Q2 HOLDINGS, INC.|JSJX|JANE STREET CAPITAL LLC|17707
QTWO|Q2 HOLDINGS, INC.|KCGM|VIRTU Americas LLC|65629
QTWO|Q2 HOLDINGS, INC.|KING|C. L. King & Associates, Inc.|1800
QTWO|Q2 HOLDINGS, INC.|LEHM|Barclays Capital Inc./Le|199950
QTWO|Q2 HOLDINGS, INC.|LIME|Lime Brokerage LLC|10094
QTWO|Q2 HOLDINGS, INC.|LOOP|Loop Capital Markets LLC|13900
QTWO|Q2 HOLDINGS, INC.|LSCI|Lek Securities Corporation|12
QTWO|Q2 HOLDINGS, INC.|MAXM|Maxim Group LLC|400
QTWO|Q2 HOLDINGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55177
QTWO|Q2 HOLDINGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|792464
QTWO|Q2 HOLDINGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|271100
QTWO|Q2 HOLDINGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|37400
QTWO|Q2 HOLDINGS, INC.|NFSC|National Financial Services LLC|33591
QTWO|Q2 HOLDINGS, INC.|NITE|VIRTU Americas LLC|112303
QTWO|Q2 HOLDINGS, INC.|NITP|VIRTU Americas LLC|300
QTWO|Q2 HOLDINGS, INC.|NQRB|Brut, LLC|3828
QTWO|Q2 HOLDINGS, INC.|NTRC|Northern Trust Securities, Inc.|861
QTWO|Q2 HOLDINGS, INC.|OPCO|Oppenheimer & Co. Inc.|1281
QTWO|Q2 HOLDINGS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1160
QTWO|Q2 HOLDINGS, INC.|PDQM|CODA MARKETS, INC.|27323
QTWO|Q2 HOLDINGS, INC.|PIPR|Piper Jaffray & Co.|3089
QTWO|Q2 HOLDINGS, INC.|PNSR|Penserra Securities, LLC|14855
QTWO|Q2 HOLDINGS, INC.|PWJC|UBS Financial Services, Inc.|10647
QTWO|Q2 HOLDINGS, INC.|QMSR|QUATTRO M SECURITIES INC.|485
QTWO|Q2 HOLDINGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2230
QTWO|Q2 HOLDINGS, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|9175
QTWO|Q2 HOLDINGS, INC.|SAGL|SAGETRADER, LLC|100
QTWO|Q2 HOLDINGS, INC.|SAGW|SAGETRADER, LLC|1
QTWO|Q2 HOLDINGS, INC.|SBRX|MURIEL SIEBERT & CO INC|34
QTWO|Q2 HOLDINGS, INC.|SBSH|Citigroup Global Markets Inc.|58070
QTWO|Q2 HOLDINGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|226328
QTWO|Q2 HOLDINGS, INC.|SPDR|SPEEDROUTE LLC|12592
QTWO|Q2 HOLDINGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|7137
QTWO|Q2 HOLDINGS, INC.|SWIM|TD Ameritrade, Inc.|7385
QTWO|Q2 HOLDINGS, INC.|SWST|Hilltop Securities Inc.|12
QTWO|Q2 HOLDINGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|1062
QTWO|Q2 HOLDINGS, INC.|TRBT|Tradebot Systems, Inc.|3577
QTWO|Q2 HOLDINGS, INC.|TRCM|TRC MARKETS LLC|21919
QTWO|Q2 HOLDINGS, INC.|UBSA|UBS SECURITIES LLC|258946
QTWO|Q2 HOLDINGS, INC.|UBSS|UBS Securities LLC|400427
QTWO|Q2 HOLDINGS, INC.|VALX|VIRTU AMERICAS LLC|11341
QTWO|Q2 HOLDINGS, INC.|VGRD|Vanguard Marketing Corporation|1698
QTWO|Q2 HOLDINGS, INC.|WABR|Wall Street Access|1500
QTWO|Q2 HOLDINGS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|240
QTWO|Q2 HOLDINGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|43051
QTWO|Q2 HOLDINGS, INC.|WEDB|WEDBUSH SECURITIES INC.|994
QTWO|Q2 HOLDINGS, INC.|WEED|Weeden & Co.L.P.|2800
QTWO|Q2 HOLDINGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1515
QTWO|Q2 HOLDINGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5022
QTWO|Q2 HOLDINGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|2196
QTWO|Q2 HOLDINGS, INC.|XIST|INSTINET, LLC|9800
QTWO|Q2 HOLDINGS, INC.|XPQR|Jump Trading|1619
QTWO|Q2 HOLDINGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
QTWO|Q2 HOLDINGS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1101
QUAD|QUAD GRAPHICS, INC|ALTX|Alternet Securities Inc.|2946
QUAD|QUAD GRAPHICS, INC|ANOS|ABEL/NOSER, L.L.C.|340
QUAD|QUAD GRAPHICS, INC|APCC|Apex Clearing Corporation|691
QUAD|QUAD GRAPHICS, INC|BANK|Primevest Financial Services, Inc.|100
QUAD|QUAD GRAPHICS, INC|BARD|Robert W. Baird & Co. Incorporated|4224
QUAD|QUAD GRAPHICS, INC|BATM|CBOE TRADING, INC.|4768
QUAD|QUAD GRAPHICS, INC|BERN|Sanford C. Bernstein & Co., LLC|5639
QUAD|QUAD GRAPHICS, INC|BIDS|BIDS TRADING L.P.|100
QUAD|QUAD GRAPHICS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3098
QUAD|QUAD GRAPHICS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|4084
QUAD|QUAD GRAPHICS, INC|BTIG|BTIG, LLC|50192
QUAD|QUAD GRAPHICS, INC|BYXM|CBOE TRADING, INC.|1921
QUAD|QUAD GRAPHICS, INC|BZYD|GOLDMAN SACHS & CO. LLC|2300
QUAD|QUAD GRAPHICS, INC|CANT|Cantor Fitzgerald & Co.|57
QUAD|QUAD GRAPHICS, INC|CHAS|Charles Schwab & Co., Inc.|10
QUAD|QUAD GRAPHICS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1308
QUAD|QUAD GRAPHICS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|709
QUAD|QUAD GRAPHICS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
QUAD|QUAD GRAPHICS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132705
QUAD|QUAD GRAPHICS, INC|CTDL|Citadel Derivatives Group Llc|64135
QUAD|QUAD GRAPHICS, INC|CTLR|CUTLER GROUP, LP|3959
QUAD|QUAD GRAPHICS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11296
QUAD|QUAD GRAPHICS, INC|DBAB|Deutsche Bank Securities Inc.|70083
QUAD|QUAD GRAPHICS, INC|DBAX|Deutsche Bank Securities Inc.|85700
QUAD|QUAD GRAPHICS, INC|DBUL|Deutsche Bank Securities Inc.|500
QUAD|QUAD GRAPHICS, INC|DEAN|MORGAN STANLEY|430
QUAD|QUAD GRAPHICS, INC|DEGS|RONIN PROFESSIONAL LLC|2083
QUAD|QUAD GRAPHICS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|214
QUAD|QUAD GRAPHICS, INC|EBXL|EBX LLC|84200
QUAD|QUAD GRAPHICS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3202
QUAD|QUAD GRAPHICS, INC|EDJO|Edward D. Jones & Co., L.P.|1817
QUAD|QUAD GRAPHICS, INC|EGAM|CBOE TRADING, INC.|7770
QUAD|QUAD GRAPHICS, INC|EGAW|CBOE TRADING, INC.|70
QUAD|QUAD GRAPHICS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
QUAD|QUAD GRAPHICS, INC|EGXM|CBOE TRADING, INC.|2902
QUAD|QUAD GRAPHICS, INC|EGXW|CBOE TRADING, INC.|100
QUAD|QUAD GRAPHICS, INC|ESPO|ESPOSITO SECURITIES, LLC|2582
QUAD|QUAD GRAPHICS, INC|ETBE|Electronic Transaction Clearing, Inc.|3152
QUAD|QUAD GRAPHICS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3904
QUAD|QUAD GRAPHICS, INC|ETRS|E*Trade Securities LLC|21941
QUAD|QUAD GRAPHICS, INC|FBSB|U.S. Bancorp Investments, Inc.|1
QUAD|QUAD GRAPHICS, INC|FILL|Tradestation Securities, Inc.|50
QUAD|QUAD GRAPHICS, INC|FMAF|NBCN Inc./ CDS|200
QUAD|QUAD GRAPHICS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
QUAD|QUAD GRAPHICS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105205
QUAD|QUAD GRAPHICS, INC|FTBR|Foliofn Investments, Inc.|1427
QUAD|QUAD GRAPHICS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|651
QUAD|QUAD GRAPHICS, INC|GLPX|ACS EXECUTION SERVICES, LLC|2045
QUAD|QUAD GRAPHICS, INC|GSCO|GOLDMAN SACHS & CO. LLC|156072
QUAD|QUAD GRAPHICS, INC|GSCS|GOLDMAN SACHS & CO. LLC|29157
QUAD|QUAD GRAPHICS, INC|GSLT|GOLDMAN SACHS & CO. LLC|1860
QUAD|QUAD GRAPHICS, INC|GTSZ|GTS SECURITIES LLC|20060
QUAD|QUAD GRAPHICS, INC|HPPX|POTAMUS TRADING, LLC|423
QUAD|QUAD GRAPHICS, INC|HRBF|American Enterprise Investment Services Inc.|102
QUAD|QUAD GRAPHICS, INC|HSBC|HSBC Securities, Inc.|300
QUAD|QUAD GRAPHICS, INC|IATS|INTERACTIVE BROKERS LLC|4341
QUAD|QUAD GRAPHICS, INC|IBKR|Interactive Brokers Llc|6681
QUAD|QUAD GRAPHICS, INC|ICBX|INSTINET, LLC|28400
QUAD|QUAD GRAPHICS, INC|IEQY|CITADEL SECURITIES LLC|29577
QUAD|QUAD GRAPHICS, INC|INCA|INSTINET, LLC|93854
QUAD|QUAD GRAPHICS, INC|INJX|INSTINET, LLC|9122
QUAD|QUAD GRAPHICS, INC|ITGI|ITG Inc.|24241
QUAD|QUAD GRAPHICS, INC|ITGP|ITG INC.|14000
QUAD|QUAD GRAPHICS, INC|JEFF|JEFFERIES LLC|58017
QUAD|QUAD GRAPHICS, INC|JMPT|JUMP TRADING, LLC|12768
QUAD|QUAD GRAPHICS, INC|JPBX|J.P. MORGAN SECURITIES LLC|2924
QUAD|QUAD GRAPHICS, INC|JPMX|J.P. Morgan Securities LLC|171725
QUAD|QUAD GRAPHICS, INC|JSJX|JANE STREET CAPITAL LLC|981
QUAD|QUAD GRAPHICS, INC|KCGM|VIRTU Americas LLC|26253
QUAD|QUAD GRAPHICS, INC|LEHM|Barclays Capital Inc./Le|180378
QUAD|QUAD GRAPHICS, INC|LIME|Lime Brokerage LLC|16385
QUAD|QUAD GRAPHICS, INC|LIWD|LIME BROKERAGE LLC|50
QUAD|QUAD GRAPHICS, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|48384
QUAD|QUAD GRAPHICS, INC|MACC|Mid Atlantic Capital Corporation|3004
QUAD|QUAD GRAPHICS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18400
QUAD|QUAD GRAPHICS, INC|MSCO|MORGAN STANLEY & CO. LLC|438108
QUAD|QUAD GRAPHICS, INC|MSPL|MORGAN STANLEY & CO. LLC|142300
QUAD|QUAD GRAPHICS, INC|MSTX|MORGAN STANLEY & CO. LLC|23000
QUAD|QUAD GRAPHICS, INC|NFSC|National Financial Services LLC|80132
QUAD|QUAD GRAPHICS, INC|NITE|VIRTU Americas LLC|124683
QUAD|QUAD GRAPHICS, INC|NQRB|Brut, LLC|11582
QUAD|QUAD GRAPHICS, INC|PDQM|CODA MARKETS, INC.|11790
QUAD|QUAD GRAPHICS, INC|PWJC|UBS Financial Services, Inc.|2600
QUAD|QUAD GRAPHICS, INC|SAGL|SAGETRADER, LLC|900
QUAD|QUAD GRAPHICS, INC|SAGW|SAGETRADER, LLC|598
QUAD|QUAD GRAPHICS, INC|SBSH|Citigroup Global Markets Inc.|35032
QUAD|QUAD GRAPHICS, INC|SGMT|GOLDMAN SACHS & CO. LLC|30657
QUAD|QUAD GRAPHICS, INC|SPDR|SPEEDROUTE LLC|3900
QUAD|QUAD GRAPHICS, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
QUAD|QUAD GRAPHICS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|10979
QUAD|QUAD GRAPHICS, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4891
QUAD|QUAD GRAPHICS, INC|SWIM|TD Ameritrade, Inc.|2705
QUAD|QUAD GRAPHICS, INC|SWST|Hilltop Securities Inc.|2368
QUAD|QUAD GRAPHICS, INC|TKNG|ALLY INVEST SECURITIES LLC|524
QUAD|QUAD GRAPHICS, INC|TRBT|Tradebot Systems, Inc.|112747
QUAD|QUAD GRAPHICS, INC|TRCM|TRC MARKETS LLC|17954
QUAD|QUAD GRAPHICS, INC|UBSA|UBS SECURITIES LLC|238164
QUAD|QUAD GRAPHICS, INC|UBSS|UBS Securities LLC|244430
QUAD|QUAD GRAPHICS, INC|VALX|VIRTU AMERICAS LLC|6458
QUAD|QUAD GRAPHICS, INC|VGRD|Vanguard Marketing Corporation|3768
QUAD|QUAD GRAPHICS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|628
QUAD|QUAD GRAPHICS, INC|WCHV|WELLS FARGO SECURITIES, LLC|18941
QUAD|QUAD GRAPHICS, INC|WEDB|WEDBUSH SECURITIES INC.|777
QUAD|QUAD GRAPHICS, INC|WEED|Weeden & Co.L.P.|8782
QUAD|QUAD GRAPHICS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1683
QUAD|QUAD GRAPHICS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4802
QUAD|QUAD GRAPHICS, INC|WGIF|CIBC World Markets Inc.|500
QUAD|QUAD GRAPHICS, INC|WSEA|WOLVERINE SECURITIES, LLC|742
QUAD|QUAD GRAPHICS, INC|XIST|INSTINET, LLC|55000
QUAD|QUAD GRAPHICS, INC|XPQR|Jump Trading|136
QUAD|QUAD GRAPHICS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1264
QUAD|QUAD GRAPHICS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|467
QUAL|ISHRS MSCI USA QLTY|ALTX|Alternet Securities Inc.|100
QUAL|ISHRS MSCI USA QLTY|APCC|Apex Clearing Corporation|5110
QUAL|ISHRS MSCI USA QLTY|BANK|Primevest Financial Services, Inc.|408
QUAL|ISHRS MSCI USA QLTY|BARD|Robert W. Baird & Co. Incorporated|2120
QUAL|ISHRS MSCI USA QLTY|BATM|CBOE TRADING, INC.|701
QUAL|ISHRS MSCI USA QLTY|BBNT|BB&T SECURITIES, LLC|5243
QUAL|ISHRS MSCI USA QLTY|BERN|Sanford C. Bernstein & Co., LLC|1662
QUAL|ISHRS MSCI USA QLTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|997
QUAL|ISHRS MSCI USA QLTY|BTIG|BTIG, LLC|4743
QUAL|ISHRS MSCI USA QLTY|CANT|Cantor Fitzgerald & Co.|10365
QUAL|ISHRS MSCI USA QLTY|CHAS|Charles Schwab & Co., Inc.|804
QUAL|ISHRS MSCI USA QLTY|CIST|Capital Institutional Services, Inc.|2115
QUAL|ISHRS MSCI USA QLTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16269
QUAL|ISHRS MSCI USA QLTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44672
QUAL|ISHRS MSCI USA QLTY|CSIN|Citadel Securities Institutional LLC|515510
QUAL|ISHRS MSCI USA QLTY|CTDL|Citadel Derivatives Group Llc|529796
QUAL|ISHRS MSCI USA QLTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|3450
QUAL|ISHRS MSCI USA QLTY|DADA|D.A. Davidson & Co.|5795
QUAL|ISHRS MSCI USA QLTY|DAVA|Davenport & Company LLC|46
QUAL|ISHRS MSCI USA QLTY|DBAX|Deutsche Bank Securities Inc.|10400
QUAL|ISHRS MSCI USA QLTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|783
QUAL|ISHRS MSCI USA QLTY|EBXL|EBX LLC|30900
QUAL|ISHRS MSCI USA QLTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1641
QUAL|ISHRS MSCI USA QLTY|EDJO|Edward D. Jones & Co., L.P.|4199
QUAL|ISHRS MSCI USA QLTY|EGAM|CBOE TRADING, INC.|3609
QUAL|ISHRS MSCI USA QLTY|EGXM|CBOE TRADING, INC.|1159
QUAL|ISHRS MSCI USA QLTY|ETBE|Electronic Transaction Clearing, Inc.|300
QUAL|ISHRS MSCI USA QLTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2100
QUAL|ISHRS MSCI USA QLTY|ETRS|E*Trade Securities LLC|12214
QUAL|ISHRS MSCI USA QLTY|FBSB|U.S. Bancorp Investments, Inc.|2440
QUAL|ISHRS MSCI USA QLTY|FCST|INTL FCSTONE FINANCIAL INC.|300
QUAL|ISHRS MSCI USA QLTY|FINX|FINTECH SECURITIES|18
QUAL|ISHRS MSCI USA QLTY|FMAF|NBCN Inc./ CDS|324
QUAL|ISHRS MSCI USA QLTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18685
QUAL|ISHRS MSCI USA QLTY|FTBR|Foliofn Investments, Inc.|399
QUAL|ISHRS MSCI USA QLTY|GBMT|GBM International, Inc.|13633
QUAL|ISHRS MSCI USA QLTY|GEBB|GLOBAL EXECUTION BROKERS, LP|100
QUAL|ISHRS MSCI USA QLTY|GSCO|GOLDMAN SACHS & CO. LLC|563534
QUAL|ISHRS MSCI USA QLTY|GSLT|GOLDMAN SACHS & CO. LLC|895
QUAL|ISHRS MSCI USA QLTY|GTSZ|GTS SECURITIES LLC|8007
QUAL|ISHRS MSCI USA QLTY|HRBF|American Enterprise Investment Services Inc.|79134
QUAL|ISHRS MSCI USA QLTY|IATS|INTERACTIVE BROKERS LLC|2515
QUAL|ISHRS MSCI USA QLTY|IBKR|Interactive Brokers Llc|1177
QUAL|ISHRS MSCI USA QLTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|122
QUAL|ISHRS MSCI USA QLTY|ICBX|INSTINET, LLC|32990
QUAL|ISHRS MSCI USA QLTY|INCA|INSTINET, LLC|116657
QUAL|ISHRS MSCI USA QLTY|ITGI|ITG Inc.|3206
QUAL|ISHRS MSCI USA QLTY|ITGP|ITG INC.|9200
QUAL|ISHRS MSCI USA QLTY|JANY|Janney Montgomery Scott Inc.|3213
QUAL|ISHRS MSCI USA QLTY|JMPT|JUMP TRADING, LLC|489
QUAL|ISHRS MSCI USA QLTY|JPBX|J.P. MORGAN SECURITIES LLC|300
QUAL|ISHRS MSCI USA QLTY|JPMX|J.P. Morgan Securities LLC|13388
QUAL|ISHRS MSCI USA QLTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|1055536
QUAL|ISHRS MSCI USA QLTY|JSJX|JANE STREET CAPITAL LLC|432943
QUAL|ISHRS MSCI USA QLTY|KCGM|VIRTU Americas LLC|4223
QUAL|ISHRS MSCI USA QLTY|LEHM|Barclays Capital Inc./Le|621908
QUAL|ISHRS MSCI USA QLTY|LIME|Lime Brokerage LLC|308
QUAL|ISHRS MSCI USA QLTY|LSCI|Lek Securities Corporation|31
QUAL|ISHRS MSCI USA QLTY|MACC|Mid Atlantic Capital Corporation|3622
QUAL|ISHRS MSCI USA QLTY|MAXM|Maxim Group LLC|90
QUAL|ISHRS MSCI USA QLTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23568
QUAL|ISHRS MSCI USA QLTY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1500
QUAL|ISHRS MSCI USA QLTY|MOTF|MOTIF INVESTING, INC.|1
QUAL|ISHRS MSCI USA QLTY|MSCO|MORGAN STANLEY & CO. LLC|69085
QUAL|ISHRS MSCI USA QLTY|MSPL|MORGAN STANLEY & CO. LLC|5200
QUAL|ISHRS MSCI USA QLTY|NFSC|National Financial Services LLC|173665
QUAL|ISHRS MSCI USA QLTY|NITE|VIRTU Americas LLC|276077
QUAL|ISHRS MSCI USA QLTY|NITP|VIRTU Americas LLC|832
QUAL|ISHRS MSCI USA QLTY|NQRB|Brut, LLC|31
QUAL|ISHRS MSCI USA QLTY|NTBF|BMO Nesbitt Burns Inc./CDS|180
QUAL|ISHRS MSCI USA QLTY|NTRC|Northern Trust Securities, Inc.|1570
QUAL|ISHRS MSCI USA QLTY|OPCO|Oppenheimer & Co. Inc.|436
QUAL|ISHRS MSCI USA QLTY|PICT|Pictet Overseas Inc.|550
QUAL|ISHRS MSCI USA QLTY|PWJC|UBS Financial Services, Inc.|171
QUAL|ISHRS MSCI USA QLTY|RBCM|RBC CAPITAL MARKETS, LLC|6271
QUAL|ISHRS MSCI USA QLTY|SBSH|Citigroup Global Markets Inc.|9139
QUAL|ISHRS MSCI USA QLTY|SEIC|SEI Investments Distribution Co.|100
QUAL|ISHRS MSCI USA QLTY|SGMT|GOLDMAN SACHS & CO. LLC|15310
QUAL|ISHRS MSCI USA QLTY|SHMR|ABN Amro Clearing LLC|492
QUAL|ISHRS MSCI USA QLTY|STFL|Stifel, Nicolaus & Company, Incorporated|1959
QUAL|ISHRS MSCI USA QLTY|SWIM|TD Ameritrade, Inc.|796
QUAL|ISHRS MSCI USA QLTY|SWST|Hilltop Securities Inc.|1408
QUAL|ISHRS MSCI USA QLTY|TKNG|ALLY INVEST SECURITIES LLC|43
QUAL|ISHRS MSCI USA QLTY|TRBT|Tradebot Systems, Inc.|3309
QUAL|ISHRS MSCI USA QLTY|TRCM|TRC MARKETS LLC|1920
QUAL|ISHRS MSCI USA QLTY|UBSA|UBS SECURITIES LLC|100571
QUAL|ISHRS MSCI USA QLTY|UBSS|UBS Securities LLC|162630
QUAL|ISHRS MSCI USA QLTY|VALX|VIRTU AMERICAS LLC|4071
QUAL|ISHRS MSCI USA QLTY|VGRD|Vanguard Marketing Corporation|4318
QUAL|ISHRS MSCI USA QLTY|WBET|Wallachbeth Capital LLC|38432
QUAL|ISHRS MSCI USA QLTY|WCHV|WELLS FARGO SECURITIES, LLC|29180
QUAL|ISHRS MSCI USA QLTY|WEDB|WEDBUSH SECURITIES INC.|112
QUAL|ISHRS MSCI USA QLTY|WEED|Weeden & Co.L.P.|50
QUAL|ISHRS MSCI USA QLTY|WGIF|CIBC World Markets Inc.|115
QUAL|ISHRS MSCI USA QLTY|WSEA|WOLVERINE SECURITIES, LLC|781
QUAL|ISHRS MSCI USA QLTY|XPUS|XP SECURITIES, LLC|493781
QUAL|ISHRS MSCI USA QLTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33861
QUIK|QUICKLOGIC CORP   ##|ALTX|Alternet Securities Inc.|1600
QUIK|QUICKLOGIC CORP   ##|APCC|Apex Clearing Corporation|4225
QUIK|QUICKLOGIC CORP   ##|BARD|Robert W. Baird & Co. Incorporated|1400
QUIK|QUICKLOGIC CORP   ##|BATM|CBOE TRADING, INC.|1695
QUIK|QUICKLOGIC CORP   ##|BAYC|BAY CREST PARTNERS, LLC|18491
QUIK|QUICKLOGIC CORP   ##|BAYT|BTIG, LLC|400
QUIK|QUICKLOGIC CORP   ##|BERN|Sanford C. Bernstein & Co., LLC|2304
QUIK|QUICKLOGIC CORP   ##|BIMI|Banca IMI Securities Corp.|601
QUIK|QUICKLOGIC CORP   ##|BTIG|BTIG, LLC|2700
QUIK|QUICKLOGIC CORP   ##|CANT|Cantor Fitzgerald & Co.|486
QUIK|QUICKLOGIC CORP   ##|CHLM|Craig-Hallum Capital Group LLC|7770
QUIK|QUICKLOGIC CORP   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10715
QUIK|QUICKLOGIC CORP   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|610
QUIK|QUICKLOGIC CORP   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6820
QUIK|QUICKLOGIC CORP   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32442
QUIK|QUICKLOGIC CORP   ##|CTDL|Citadel Derivatives Group Llc|21881
QUIK|QUICKLOGIC CORP   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
QUIK|QUICKLOGIC CORP   ##|DBAB|Deutsche Bank Securities Inc.|50198
QUIK|QUICKLOGIC CORP   ##|DBAX|Deutsche Bank Securities Inc.|50600
QUIK|QUICKLOGIC CORP   ##|DEAN|MORGAN STANLEY|4000
QUIK|QUICKLOGIC CORP   ##|DEGS|RONIN PROFESSIONAL LLC|17850
QUIK|QUICKLOGIC CORP   ##|EBXL|EBX LLC|22000
QUIK|QUICKLOGIC CORP   ##|EDJO|Edward D. Jones & Co., L.P.|545
QUIK|QUICKLOGIC CORP   ##|EGAM|CBOE TRADING, INC.|4964
QUIK|QUICKLOGIC CORP   ##|EGAW|CBOE TRADING, INC.|1000
QUIK|QUICKLOGIC CORP   ##|EGXM|CBOE TRADING, INC.|200
QUIK|QUICKLOGIC CORP   ##|ETBE|Electronic Transaction Clearing, Inc.|21526
QUIK|QUICKLOGIC CORP   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15992
QUIK|QUICKLOGIC CORP   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6708
QUIK|QUICKLOGIC CORP   ##|ETRS|E*Trade Securities LLC|225382
QUIK|QUICKLOGIC CORP   ##|FBCO|Credit Suisse Securities (USA) LLC|64930
QUIK|QUICKLOGIC CORP   ##|FILL|Tradestation Securities, Inc.|26595
QUIK|QUICKLOGIC CORP   ##|FOMA|TD AMERITRADE CLEARING, INC.|441090
QUIK|QUICKLOGIC CORP   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72408
QUIK|QUICKLOGIC CORP   ##|FTBR|Foliofn Investments, Inc.|126
QUIK|QUICKLOGIC CORP   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3350
QUIK|QUICKLOGIC CORP   ##|GLPX|ACS EXECUTION SERVICES, LLC|60490
QUIK|QUICKLOGIC CORP   ##|GSCO|GOLDMAN SACHS & CO. LLC|60924
QUIK|QUICKLOGIC CORP   ##|GSCS|GOLDMAN SACHS & CO. LLC|5500
QUIK|QUICKLOGIC CORP   ##|GSLT|GOLDMAN SACHS & CO. LLC|4680
QUIK|QUICKLOGIC CORP   ##|GTSZ|GTS SECURITIES LLC|4461
QUIK|QUICKLOGIC CORP   ##|HRBF|American Enterprise Investment Services Inc.|2500
QUIK|QUICKLOGIC CORP   ##|IATS|INTERACTIVE BROKERS LLC|17554
QUIK|QUICKLOGIC CORP   ##|IBKR|Interactive Brokers Llc|122470
QUIK|QUICKLOGIC CORP   ##|ICBX|INSTINET, LLC|16606
QUIK|QUICKLOGIC CORP   ##|INCA|INSTINET, LLC|196991
QUIK|QUICKLOGIC CORP   ##|INJX|INSTINET, LLC|6400
QUIK|QUICKLOGIC CORP   ##|ITGI|ITG Inc.|76820
QUIK|QUICKLOGIC CORP   ##|ITGP|ITG INC.|25000
QUIK|QUICKLOGIC CORP   ##|JEFF|JEFFERIES LLC|3160
QUIK|QUICKLOGIC CORP   ##|JMPT|JUMP TRADING, LLC|5478
QUIK|QUICKLOGIC CORP   ##|JPMX|J.P. Morgan Securities LLC|45002
QUIK|QUICKLOGIC CORP   ##|JSJX|JANE STREET CAPITAL LLC|812
QUIK|QUICKLOGIC CORP   ##|KCGM|VIRTU Americas LLC|4791
QUIK|QUICKLOGIC CORP   ##|LEHM|Barclays Capital Inc./Le|51603
QUIK|QUICKLOGIC CORP   ##|LIME|Lime Brokerage LLC|90736
QUIK|QUICKLOGIC CORP   ##|LMGP|LIME BROKERAGE LLC|84336
QUIK|QUICKLOGIC CORP   ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
QUIK|QUICKLOGIC CORP   ##|MACC|Mid Atlantic Capital Corporation|3900
QUIK|QUICKLOGIC CORP   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64896
QUIK|QUICKLOGIC CORP   ##|MSCO|MORGAN STANLEY & CO. LLC|280414
QUIK|QUICKLOGIC CORP   ##|MSPL|MORGAN STANLEY & CO. LLC|7700
QUIK|QUICKLOGIC CORP   ##|MSTX|MORGAN STANLEY & CO. LLC|9200
QUIK|QUICKLOGIC CORP   ##|NFSC|National Financial Services LLC|395781
QUIK|QUICKLOGIC CORP   ##|NITE|VIRTU Americas LLC|977696
QUIK|QUICKLOGIC CORP   ##|NITP|VIRTU Americas LLC|17516
QUIK|QUICKLOGIC CORP   ##|NQRB|Brut, LLC|400
QUIK|QUICKLOGIC CORP   ##|OPCO|Oppenheimer & Co. Inc.|10800
QUIK|QUICKLOGIC CORP   ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5710
QUIK|QUICKLOGIC CORP   ##|PDQM|CODA MARKETS, INC.|15460
QUIK|QUICKLOGIC CORP   ##|PWJC|UBS Financial Services, Inc.|12400
QUIK|QUICKLOGIC CORP   ##|RAJA|Raymond James & Associates, Inc.|2400
QUIK|QUICKLOGIC CORP   ##|RBCM|RBC CAPITAL MARKETS, LLC|11400
QUIK|QUICKLOGIC CORP   ##|RGLD|Regal Securities, Inc|49
QUIK|QUICKLOGIC CORP   ##|ROTH|Roth Capital Partners, LLC|5000
QUIK|QUICKLOGIC CORP   ##|SAGL|SAGETRADER, LLC|182
QUIK|QUICKLOGIC CORP   ##|SBSH|Citigroup Global Markets Inc.|14035
QUIK|QUICKLOGIC CORP   ##|SGMT|GOLDMAN SACHS & CO. LLC|15618
QUIK|QUICKLOGIC CORP   ##|SPDR|SPEEDROUTE LLC|11252
QUIK|QUICKLOGIC CORP   ##|STFL|Stifel, Nicolaus & Company, Incorporated|1000
QUIK|QUICKLOGIC CORP   ##|SWIM|TD Ameritrade, Inc.|42229
QUIK|QUICKLOGIC CORP   ##|TKNG|ALLY INVEST SECURITIES LLC|476
QUIK|QUICKLOGIC CORP   ##|TRCM|TRC MARKETS LLC|81597
QUIK|QUICKLOGIC CORP   ##|TWTT|TASTYWORKS, INC.|200
QUIK|QUICKLOGIC CORP   ##|UBSA|UBS SECURITIES LLC|68096
QUIK|QUICKLOGIC CORP   ##|UBSS|UBS Securities LLC|196575
QUIK|QUICKLOGIC CORP   ##|VALX|VIRTU AMERICAS LLC|13325
QUIK|QUICKLOGIC CORP   ##|VGRD|Vanguard Marketing Corporation|49004
QUIK|QUICKLOGIC CORP   ##|WCHV|WELLS FARGO SECURITIES, LLC|106291
QUIK|QUICKLOGIC CORP   ##|WEED|Weeden & Co.L.P.|980
QUIK|QUICKLOGIC CORP   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1226
QUIK|QUICKLOGIC CORP   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2076
QUIK|QUICKLOGIC CORP   ##|WGIF|CIBC World Markets Inc.|833
QUIK|QUICKLOGIC CORP   ##|WSEA|WOLVERINE SECURITIES, LLC|3164
QUIK|QUICKLOGIC CORP   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|18400
QUIK|QUICKLOGIC CORP   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|900
QUIK|QUICKLOGIC CORP   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4600
QUMU|QUMU CORPORATION|ALTX|Alternet Securities Inc.|300
QUMU|QUMU CORPORATION|BATM|CBOE TRADING, INC.|393
QUMU|QUMU CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|701
QUMU|QUMU CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
QUMU|QUMU CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
QUMU|QUMU CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|212
QUMU|QUMU CORPORATION|DBAB|Deutsche Bank Securities Inc.|1531
QUMU|QUMU CORPORATION|DBAX|Deutsche Bank Securities Inc.|300
QUMU|QUMU CORPORATION|DEAN|MORGAN STANLEY|283
QUMU|QUMU CORPORATION|DEGS|RONIN PROFESSIONAL LLC|6742
QUMU|QUMU CORPORATION|EDJO|Edward D. Jones & Co., L.P.|225
QUMU|QUMU CORPORATION|ETRS|E*Trade Securities LLC|3073
QUMU|QUMU CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|7276
QUMU|QUMU CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|5192
QUMU|QUMU CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1708
QUMU|QUMU CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|50
QUMU|QUMU CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1004
QUMU|QUMU CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|1064
QUMU|QUMU CORPORATION|GTSZ|GTS SECURITIES LLC|468
QUMU|QUMU CORPORATION|IATS|INTERACTIVE BROKERS LLC|573
QUMU|QUMU CORPORATION|IBKR|Interactive Brokers Llc|21011
QUMU|QUMU CORPORATION|ICBX|INSTINET, LLC|100
QUMU|QUMU CORPORATION|INCA|INSTINET, LLC|1736
QUMU|QUMU CORPORATION|ITGI|ITG Inc.|451
QUMU|QUMU CORPORATION|JEFF|JEFFERIES LLC|200
QUMU|QUMU CORPORATION|JMPT|JUMP TRADING, LLC|528
QUMU|QUMU CORPORATION|JSJX|JANE STREET CAPITAL LLC|1
QUMU|QUMU CORPORATION|LEHM|Barclays Capital Inc./Le|1334
QUMU|QUMU CORPORATION|LIME|Lime Brokerage LLC|16598
QUMU|QUMU CORPORATION|MAXM|Maxim Group LLC|1500
QUMU|QUMU CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
QUMU|QUMU CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|26838
QUMU|QUMU CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|100
QUMU|QUMU CORPORATION|NFSC|National Financial Services LLC|87195
QUMU|QUMU CORPORATION|NITE|VIRTU Americas LLC|95556
QUMU|QUMU CORPORATION|PDQM|CODA MARKETS, INC.|100
QUMU|QUMU CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|22451
QUMU|QUMU CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|64
QUMU|QUMU CORPORATION|SPDR|SPEEDROUTE LLC|1100
QUMU|QUMU CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|702
QUMU|QUMU CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|3776
QUMU|QUMU CORPORATION|TRCM|TRC MARKETS LLC|7910
QUMU|QUMU CORPORATION|UBSA|UBS SECURITIES LLC|2646
QUMU|QUMU CORPORATION|UBSS|UBS Securities LLC|16571
QUMU|QUMU CORPORATION|VGRD|Vanguard Marketing Corporation|2529
QUMU|QUMU CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|7678
QUMU|QUMU CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|138
QUOT|QUOTIENT TECHNOLOGY|APCC|Apex Clearing Corporation|11
QUOT|QUOTIENT TECHNOLOGY|AQUA|AQUA SECURITIES L.P.|20900
QUOT|QUOTIENT TECHNOLOGY|BARD|Robert W. Baird & Co. Incorporated|37
QUOT|QUOTIENT TECHNOLOGY|BATM|CBOE TRADING, INC.|100
QUOT|QUOTIENT TECHNOLOGY|BBNT|BB&T SECURITIES, LLC|5278
QUOT|QUOTIENT TECHNOLOGY|BERN|Sanford C. Bernstein & Co., LLC|196
QUOT|QUOTIENT TECHNOLOGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|751
QUOT|QUOTIENT TECHNOLOGY|BNPX|BNP PARIBAS SECURITIES CORP.|4374
QUOT|QUOTIENT TECHNOLOGY|BTIG|BTIG, LLC|25298
QUOT|QUOTIENT TECHNOLOGY|BZYD|GOLDMAN SACHS & CO. LLC|800
QUOT|QUOTIENT TECHNOLOGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76551
QUOT|QUOTIENT TECHNOLOGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
QUOT|QUOTIENT TECHNOLOGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78707
QUOT|QUOTIENT TECHNOLOGY|CTDL|Citadel Derivatives Group Llc|2448
QUOT|QUOTIENT TECHNOLOGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|34648
QUOT|QUOTIENT TECHNOLOGY|DBAB|Deutsche Bank Securities Inc.|21222
QUOT|QUOTIENT TECHNOLOGY|DBAX|Deutsche Bank Securities Inc.|82900
QUOT|QUOTIENT TECHNOLOGY|DEAN|MORGAN STANLEY|1657
QUOT|QUOTIENT TECHNOLOGY|DEGS|RONIN PROFESSIONAL LLC|197
QUOT|QUOTIENT TECHNOLOGY|DOTC|Dougherty & Company LLC|5753
QUOT|QUOTIENT TECHNOLOGY|EBXL|EBX LLC|87900
QUOT|QUOTIENT TECHNOLOGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|147
QUOT|QUOTIENT TECHNOLOGY|EDJO|Edward D. Jones & Co., L.P.|200
QUOT|QUOTIENT TECHNOLOGY|EGAM|CBOE TRADING, INC.|7572
QUOT|QUOTIENT TECHNOLOGY|EGXM|CBOE TRADING, INC.|1
QUOT|QUOTIENT TECHNOLOGY|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|406
QUOT|QUOTIENT TECHNOLOGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9225
QUOT|QUOTIENT TECHNOLOGY|ETRS|E*Trade Securities LLC|27994
QUOT|QUOTIENT TECHNOLOGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32640
QUOT|QUOTIENT TECHNOLOGY|FTBR|Foliofn Investments, Inc.|162
QUOT|QUOTIENT TECHNOLOGY|GEBB|GLOBAL EXECUTION BROKERS, LP|1310
QUOT|QUOTIENT TECHNOLOGY|GLPX|ACS EXECUTION SERVICES, LLC|200
QUOT|QUOTIENT TECHNOLOGY|GSCO|GOLDMAN SACHS & CO. LLC|299846
QUOT|QUOTIENT TECHNOLOGY|GSCS|GOLDMAN SACHS & CO. LLC|5600
QUOT|QUOTIENT TECHNOLOGY|GSLT|GOLDMAN SACHS & CO. LLC|8806
QUOT|QUOTIENT TECHNOLOGY|GTSZ|GTS SECURITIES LLC|14603
QUOT|QUOTIENT TECHNOLOGY|HRBF|American Enterprise Investment Services Inc.|71
QUOT|QUOTIENT TECHNOLOGY|IBKR|Interactive Brokers Llc|1838
QUOT|QUOTIENT TECHNOLOGY|ICBX|INSTINET, LLC|22900
QUOT|QUOTIENT TECHNOLOGY|IEQY|CITADEL SECURITIES LLC|3735
QUOT|QUOTIENT TECHNOLOGY|INCA|INSTINET, LLC|56388
QUOT|QUOTIENT TECHNOLOGY|INJX|INSTINET, LLC|5638
QUOT|QUOTIENT TECHNOLOGY|ITGI|ITG Inc.|25738
QUOT|QUOTIENT TECHNOLOGY|ITGP|ITG INC.|31600
QUOT|QUOTIENT TECHNOLOGY|JANY|Janney Montgomery Scott Inc.|655
QUOT|QUOTIENT TECHNOLOGY|JEFF|JEFFERIES LLC|131313
QUOT|QUOTIENT TECHNOLOGY|JMPT|JUMP TRADING, LLC|519
QUOT|QUOTIENT TECHNOLOGY|JONE|JonesTrading|288542
QUOT|QUOTIENT TECHNOLOGY|JPBX|J.P. MORGAN SECURITIES LLC|8372
QUOT|QUOTIENT TECHNOLOGY|JPMX|J.P. Morgan Securities LLC|177274
QUOT|QUOTIENT TECHNOLOGY|KCGM|VIRTU Americas LLC|19184
QUOT|QUOTIENT TECHNOLOGY|LEHM|Barclays Capital Inc./Le|138546
QUOT|QUOTIENT TECHNOLOGY|LIME|Lime Brokerage LLC|12782
QUOT|QUOTIENT TECHNOLOGY|LQNA|LIQUIDNET, INC.|10000
QUOT|QUOTIENT TECHNOLOGY|LQNB|LIQUIDNET, INC.|3700
QUOT|QUOTIENT TECHNOLOGY|LSCI|Lek Securities Corporation|72
QUOT|QUOTIENT TECHNOLOGY|MBTS|ALLY INVEST SECURITIES LLC|124
QUOT|QUOTIENT TECHNOLOGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|112230
QUOT|QUOTIENT TECHNOLOGY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
QUOT|QUOTIENT TECHNOLOGY|MSCO|MORGAN STANLEY & CO. LLC|457631
QUOT|QUOTIENT TECHNOLOGY|MSPL|MORGAN STANLEY & CO. LLC|55600
QUOT|QUOTIENT TECHNOLOGY|MSTX|MORGAN STANLEY & CO. LLC|61800
QUOT|QUOTIENT TECHNOLOGY|NFSC|National Financial Services LLC|21431
QUOT|QUOTIENT TECHNOLOGY|NITE|VIRTU Americas LLC|49804
QUOT|QUOTIENT TECHNOLOGY|NMRA|Nomura Securities International, Inc.|200
QUOT|QUOTIENT TECHNOLOGY|NQRB|Brut, LLC|1000
QUOT|QUOTIENT TECHNOLOGY|NTRC|Northern Trust Securities, Inc.|15
QUOT|QUOTIENT TECHNOLOGY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
QUOT|QUOTIENT TECHNOLOGY|PDQM|CODA MARKETS, INC.|46728
QUOT|QUOTIENT TECHNOLOGY|PHLY|NASDAQ Execution Services, LLC|200
QUOT|QUOTIENT TECHNOLOGY|PWJC|UBS Financial Services, Inc.|7104
QUOT|QUOTIENT TECHNOLOGY|RBCM|RBC CAPITAL MARKETS, LLC|1828
QUOT|QUOTIENT TECHNOLOGY|SAGL|SAGETRADER, LLC|1000
QUOT|QUOTIENT TECHNOLOGY|SAGW|SAGETRADER, LLC|18
QUOT|QUOTIENT TECHNOLOGY|SBSH|Citigroup Global Markets Inc.|37994
QUOT|QUOTIENT TECHNOLOGY|SGMT|GOLDMAN SACHS & CO. LLC|86400
QUOT|QUOTIENT TECHNOLOGY|SPDR|SPEEDROUTE LLC|3800
QUOT|QUOTIENT TECHNOLOGY|SWIM|TD Ameritrade, Inc.|1147
QUOT|QUOTIENT TECHNOLOGY|TAGC|TELSEY ADVISORY GROUP LLC|10000
QUOT|QUOTIENT TECHNOLOGY|TKNG|ALLY INVEST SECURITIES LLC|220
QUOT|QUOTIENT TECHNOLOGY|TMBR|Timber Hill LLC|100
QUOT|QUOTIENT TECHNOLOGY|TOUR|TOURMALINE PARTNERS, LLC|7500
QUOT|QUOTIENT TECHNOLOGY|TRBT|Tradebot Systems, Inc.|4065
QUOT|QUOTIENT TECHNOLOGY|TRCM|TRC MARKETS LLC|18338
QUOT|QUOTIENT TECHNOLOGY|UBSA|UBS SECURITIES LLC|388831
QUOT|QUOTIENT TECHNOLOGY|UBSS|UBS Securities LLC|203102
QUOT|QUOTIENT TECHNOLOGY|VALX|VIRTU AMERICAS LLC|32915
QUOT|QUOTIENT TECHNOLOGY|VGRD|Vanguard Marketing Corporation|65
QUOT|QUOTIENT TECHNOLOGY|WCHV|WELLS FARGO SECURITIES, LLC|11997
QUOT|QUOTIENT TECHNOLOGY|WDNX|WEEDEN & CO.L.P.|3880
QUOT|QUOTIENT TECHNOLOGY|WEED|Weeden & Co.L.P.|5000
QUOT|QUOTIENT TECHNOLOGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|336
QUOT|QUOTIENT TECHNOLOGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3110
QUOT|QUOTIENT TECHNOLOGY|WSEA|WOLVERINE SECURITIES, LLC|473
QUOT|QUOTIENT TECHNOLOGY|XIST|INSTINET, LLC|600
QUOT|QUOTIENT TECHNOLOGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
QUOT|QUOTIENT TECHNOLOGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8097
QURE|UNIQURE N.V.|ACLP|ALEXANDER CAPITAL, L.P.|1100
QURE|UNIQURE N.V.|AGIS|Aegis Capital Corp.|928
QURE|UNIQURE N.V.|ALTX|Alternet Securities Inc.|3300
QURE|UNIQURE N.V.|APCC|Apex Clearing Corporation|2539
QURE|UNIQURE N.V.|BARD|Robert W. Baird & Co. Incorporated|1758
QURE|UNIQURE N.V.|BATM|CBOE TRADING, INC.|33893
QURE|UNIQURE N.V.|BAYC|BAY CREST PARTNERS, LLC|2057
QURE|UNIQURE N.V.|BERN|Sanford C. Bernstein & Co., LLC|4979
QURE|UNIQURE N.V.|BIMI|Banca IMI Securities Corp.|250
QURE|UNIQURE N.V.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5135
QURE|UNIQURE N.V.|BNPX|BNP PARIBAS SECURITIES CORP.|464
QURE|UNIQURE N.V.|BTIG|BTIG, LLC|78505
QURE|UNIQURE N.V.|BYXM|CBOE TRADING, INC.|700
QURE|UNIQURE N.V.|CANT|Cantor Fitzgerald & Co.|2354
QURE|UNIQURE N.V.|CBRA|Cobra Trading, Inc.|100
QURE|UNIQURE N.V.|CFGT|CF Global Trading, LLC|3500
QURE|UNIQURE N.V.|CHAS|Charles Schwab & Co., Inc.|7510
QURE|UNIQURE N.V.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33492
QURE|UNIQURE N.V.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2386
QURE|UNIQURE N.V.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26906
QURE|UNIQURE N.V.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138055
QURE|UNIQURE N.V.|CTDL|Citadel Derivatives Group Llc|6116
QURE|UNIQURE N.V.|CXCX|CITIGROUP GLOBAL MARKETS INC.|19606
QURE|UNIQURE N.V.|DADA|D.A. Davidson & Co.|150
QURE|UNIQURE N.V.|DBAB|Deutsche Bank Securities Inc.|150456
QURE|UNIQURE N.V.|DBAX|Deutsche Bank Securities Inc.|59000
QURE|UNIQURE N.V.|DCHF|Dart Executions, LLC|1218
QURE|UNIQURE N.V.|DEAN|MORGAN STANLEY|3082
QURE|UNIQURE N.V.|DEGS|RONIN PROFESSIONAL LLC|8311
QURE|UNIQURE N.V.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5357
QURE|UNIQURE N.V.|EBXL|EBX LLC|56200
QURE|UNIQURE N.V.|ECUT|CONVERGEX EXECUTION SOLUTIONS|46883
QURE|UNIQURE N.V.|EDJO|Edward D. Jones & Co., L.P.|545
QURE|UNIQURE N.V.|EGAM|CBOE TRADING, INC.|4013
QURE|UNIQURE N.V.|EGMT|EG MARKET TECHNOLOGIES LLC|1100
QURE|UNIQURE N.V.|EGXM|CBOE TRADING, INC.|1700
QURE|UNIQURE N.V.|ETBE|Electronic Transaction Clearing, Inc.|12585
QURE|UNIQURE N.V.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2199
QURE|UNIQURE N.V.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5433
QURE|UNIQURE N.V.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50765
QURE|UNIQURE N.V.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
QURE|UNIQURE N.V.|ETRS|E*Trade Securities LLC|115199
QURE|UNIQURE N.V.|FBCO|Credit Suisse Securities (USA) LLC|226163
QURE|UNIQURE N.V.|FILL|Tradestation Securities, Inc.|10215
QURE|UNIQURE N.V.|FMAF|NBCN Inc./ CDS|1212
QURE|UNIQURE N.V.|FOMA|TD AMERITRADE CLEARING, INC.|199048
QURE|UNIQURE N.V.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|802
QURE|UNIQURE N.V.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46118
QURE|UNIQURE N.V.|FTBR|Foliofn Investments, Inc.|17153
QURE|UNIQURE N.V.|GEBB|GLOBAL EXECUTION BROKERS, LP|7072
QURE|UNIQURE N.V.|GLIS|TD Securities Inc|235
QURE|UNIQURE N.V.|GLPX|ACS EXECUTION SERVICES, LLC|11526
QURE|UNIQURE N.V.|GSCO|GOLDMAN SACHS & CO. LLC|157056
QURE|UNIQURE N.V.|GSCS|GOLDMAN SACHS & CO. LLC|25858
QURE|UNIQURE N.V.|GSLT|GOLDMAN SACHS & CO. LLC|1184
QURE|UNIQURE N.V.|GTSZ|GTS SECURITIES LLC|23416
QURE|UNIQURE N.V.|HAPX|HAP Trading, LLC|452
QURE|UNIQURE N.V.|HRBF|American Enterprise Investment Services Inc.|1043
QURE|UNIQURE N.V.|HSBC|HSBC Securities, Inc.|44939
QURE|UNIQURE N.V.|IATS|INTERACTIVE BROKERS LLC|22053
QURE|UNIQURE N.V.|IBKR|Interactive Brokers Llc|107544
QURE|UNIQURE N.V.|ICBX|INSTINET, LLC|12358
QURE|UNIQURE N.V.|IEQY|CITADEL SECURITIES LLC|24617
QURE|UNIQURE N.V.|INCA|INSTINET, LLC|94293
QURE|UNIQURE N.V.|INJX|INSTINET, LLC|90382
QURE|UNIQURE N.V.|ITGI|ITG Inc.|15399
QURE|UNIQURE N.V.|ITGP|ITG INC.|105200
QURE|UNIQURE N.V.|JANY|Janney Montgomery Scott Inc.|850
QURE|UNIQURE N.V.|JEFF|JEFFERIES LLC|50528
QURE|UNIQURE N.V.|JMPT|JUMP TRADING, LLC|33165
QURE|UNIQURE N.V.|JPBX|J.P. MORGAN SECURITIES LLC|26234
QURE|UNIQURE N.V.|JPMX|J.P. Morgan Securities LLC|199452
QURE|UNIQURE N.V.|JSJX|JANE STREET CAPITAL LLC|41625
QURE|UNIQURE N.V.|KCGM|VIRTU Americas LLC|23231
QURE|UNIQURE N.V.|LEER|LEERINK PARTNERS LLC|11102
QURE|UNIQURE N.V.|LEHM|Barclays Capital Inc./Le|242166
QURE|UNIQURE N.V.|LIME|Lime Brokerage LLC|128317
QURE|UNIQURE N.V.|LQNA|LIQUIDNET, INC.|69400
QURE|UNIQURE N.V.|LSCI|Lek Securities Corporation|2063
QURE|UNIQURE N.V.|MAXM|Maxim Group LLC|100
QURE|UNIQURE N.V.|MBTS|ALLY INVEST SECURITIES LLC|11419
QURE|UNIQURE N.V.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39998
QURE|UNIQURE N.V.|MOTF|MOTIF INVESTING, INC.|5
QURE|UNIQURE N.V.|MSCO|MORGAN STANLEY & CO. LLC|718521
QURE|UNIQURE N.V.|MSPL|MORGAN STANLEY & CO. LLC|161100
QURE|UNIQURE N.V.|MSTX|MORGAN STANLEY & CO. LLC|35400
QURE|UNIQURE N.V.|NFSC|National Financial Services LLC|237265
QURE|UNIQURE N.V.|NITE|VIRTU Americas LLC|583294
QURE|UNIQURE N.V.|NITP|VIRTU Americas LLC|3250
QURE|UNIQURE N.V.|NQRB|Brut, LLC|4609
QURE|UNIQURE N.V.|NTRC|Northern Trust Securities, Inc.|200
QURE|UNIQURE N.V.|OPCO|Oppenheimer & Co. Inc.|3573
QURE|UNIQURE N.V.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3840
QURE|UNIQURE N.V.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|940
QURE|UNIQURE N.V.|PCPT|PHILLIP CAPITAL INC.|80
QURE|UNIQURE N.V.|PDQM|CODA MARKETS, INC.|20024
QURE|UNIQURE N.V.|PHLY|NASDAQ Execution Services, LLC|1000
QURE|UNIQURE N.V.|PICT|Pictet Overseas Inc.|298
QURE|UNIQURE N.V.|PIPR|Piper Jaffray & Co.|100
QURE|UNIQURE N.V.|RAJA|Raymond James & Associates, Inc.|6118
QURE|UNIQURE N.V.|RBCM|RBC CAPITAL MARKETS, LLC|800
QURE|UNIQURE N.V.|SAGL|SAGETRADER, LLC|5640
QURE|UNIQURE N.V.|SALI|INTL FCSTONE FINANCIAL INC.|100
QURE|UNIQURE N.V.|SBSH|Citigroup Global Markets Inc.|105835
QURE|UNIQURE N.V.|SGMT|GOLDMAN SACHS & CO. LLC|54227
QURE|UNIQURE N.V.|SPDR|SPEEDROUTE LLC|5700
QURE|UNIQURE N.V.|SPTD|MINT GLOBAL MARKETS, INC.|7976
QURE|UNIQURE N.V.|STFL|Stifel, Nicolaus & Company, Incorporated|4500
QURE|UNIQURE N.V.|SWIM|TD Ameritrade, Inc.|97401
QURE|UNIQURE N.V.|TKNG|ALLY INVEST SECURITIES LLC|3026
QURE|UNIQURE N.V.|TRBT|Tradebot Systems, Inc.|79325
QURE|UNIQURE N.V.|TRCM|TRC MARKETS LLC|33167
QURE|UNIQURE N.V.|TWTT|TASTYWORKS, INC.|805
QURE|UNIQURE N.V.|UBSA|UBS SECURITIES LLC|207320
QURE|UNIQURE N.V.|UBSS|UBS Securities LLC|626205
QURE|UNIQURE N.V.|VALX|VIRTU AMERICAS LLC|8947
QURE|UNIQURE N.V.|VGRD|Vanguard Marketing Corporation|69170
QURE|UNIQURE N.V.|VSIN|Vision Financial Markets Llc|75
QURE|UNIQURE N.V.|WABR|Wall Street Access|4900
QURE|UNIQURE N.V.|WBPX|SUMMIT SECURITIES GROUP, LLC|300
QURE|UNIQURE N.V.|WCHV|WELLS FARGO SECURITIES, LLC|52951
QURE|UNIQURE N.V.|WEDB|WEDBUSH SECURITIES INC.|200
QURE|UNIQURE N.V.|WEED|Weeden & Co.L.P.|550
QURE|UNIQURE N.V.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5343
QURE|UNIQURE N.V.|WGIF|CIBC World Markets Inc.|7811
QURE|UNIQURE N.V.|WSEA|WOLVERINE SECURITIES, LLC|5847
QURE|UNIQURE N.V.|XIST|INSTINET, LLC|20800
QURE|UNIQURE N.V.|XSTM|NATIONAL FINANCIAL SERVICES LLC|23052
QURE|UNIQURE N.V.|YKNA|COMHAR CAPITAL MARKETS, LLC|2334
QURE|UNIQURE N.V.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|418
QUS|SPDR MSCI USA STRATE|ALTX|Alternet Securities Inc.|300
QUS|SPDR MSCI USA STRATE|BATM|CBOE TRADING, INC.|55
QUS|SPDR MSCI USA STRATE|CANT|Cantor Fitzgerald & Co.|255
QUS|SPDR MSCI USA STRATE|CHAS|Charles Schwab & Co., Inc.|6
QUS|SPDR MSCI USA STRATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5044
QUS|SPDR MSCI USA STRATE|CSIN|Citadel Securities Institutional LLC|103957
QUS|SPDR MSCI USA STRATE|CTDL|Citadel Derivatives Group Llc|103957
QUS|SPDR MSCI USA STRATE|DBAX|Deutsche Bank Securities Inc.|300
QUS|SPDR MSCI USA STRATE|EBXL|EBX LLC|100
QUS|SPDR MSCI USA STRATE|EGXM|CBOE TRADING, INC.|5
QUS|SPDR MSCI USA STRATE|FTBR|Foliofn Investments, Inc.|10
QUS|SPDR MSCI USA STRATE|GLPX|ACS EXECUTION SERVICES, LLC|100
QUS|SPDR MSCI USA STRATE|GSLT|GOLDMAN SACHS & CO. LLC|500
QUS|SPDR MSCI USA STRATE|HRBF|American Enterprise Investment Services Inc.|244
QUS|SPDR MSCI USA STRATE|IBKR|Interactive Brokers Llc|140
QUS|SPDR MSCI USA STRATE|ICBX|INSTINET, LLC|100
QUS|SPDR MSCI USA STRATE|JPMX|J.P. Morgan Securities LLC|2450
QUS|SPDR MSCI USA STRATE|JSEB|JANE STREET EXECUTION SERVICES, LLC|3102
QUS|SPDR MSCI USA STRATE|JSJX|JANE STREET CAPITAL LLC|8392
QUS|SPDR MSCI USA STRATE|KCGM|VIRTU Americas LLC|2492
QUS|SPDR MSCI USA STRATE|LIME|Lime Brokerage LLC|1297
QUS|SPDR MSCI USA STRATE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
QUS|SPDR MSCI USA STRATE|MACC|Mid Atlantic Capital Corporation|330
QUS|SPDR MSCI USA STRATE|MAXM|Maxim Group LLC|372
QUS|SPDR MSCI USA STRATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2242
QUS|SPDR MSCI USA STRATE|MSCO|MORGAN STANLEY & CO. LLC|334
QUS|SPDR MSCI USA STRATE|NFSC|National Financial Services LLC|1940
QUS|SPDR MSCI USA STRATE|NITE|VIRTU Americas LLC|5578
QUS|SPDR MSCI USA STRATE|PDQM|CODA MARKETS, INC.|5260
QUS|SPDR MSCI USA STRATE|RBCM|RBC CAPITAL MARKETS, LLC|1
QUS|SPDR MSCI USA STRATE|SWIM|TD Ameritrade, Inc.|183
QUS|SPDR MSCI USA STRATE|UBSA|UBS SECURITIES LLC|1064
QUS|SPDR MSCI USA STRATE|UBSS|UBS Securities LLC|2435
QUS|SPDR MSCI USA STRATE|VGRD|Vanguard Marketing Corporation|562
QUS|SPDR MSCI USA STRATE|WCHV|WELLS FARGO SECURITIES, LLC|764
QUS|SPDR MSCI USA STRATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|375
QVAL|ALPHA ARCHITECT U.S.|APCC|Apex Clearing Corporation|513
QVAL|ALPHA ARCHITECT U.S.|BATM|CBOE TRADING, INC.|709
QVAL|ALPHA ARCHITECT U.S.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|98
QVAL|ALPHA ARCHITECT U.S.|CHAS|Charles Schwab & Co., Inc.|11
QVAL|ALPHA ARCHITECT U.S.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7583
QVAL|ALPHA ARCHITECT U.S.|DBAX|Deutsche Bank Securities Inc.|1900
QVAL|ALPHA ARCHITECT U.S.|EBXL|EBX LLC|2400
QVAL|ALPHA ARCHITECT U.S.|EGXM|CBOE TRADING, INC.|1400
QVAL|ALPHA ARCHITECT U.S.|EGXW|CBOE TRADING, INC.|200
QVAL|ALPHA ARCHITECT U.S.|ETRS|E*Trade Securities LLC|5965
QVAL|ALPHA ARCHITECT U.S.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
QVAL|ALPHA ARCHITECT U.S.|FTBR|Foliofn Investments, Inc.|305
QVAL|ALPHA ARCHITECT U.S.|GSCO|GOLDMAN SACHS & CO. LLC|100
QVAL|ALPHA ARCHITECT U.S.|GTSZ|GTS SECURITIES LLC|200
QVAL|ALPHA ARCHITECT U.S.|IATS|INTERACTIVE BROKERS LLC|36
QVAL|ALPHA ARCHITECT U.S.|IBKR|Interactive Brokers Llc|5327
QVAL|ALPHA ARCHITECT U.S.|ICBX|INSTINET, LLC|1200
QVAL|ALPHA ARCHITECT U.S.|ITGI|ITG Inc.|189
QVAL|ALPHA ARCHITECT U.S.|JPMX|J.P. Morgan Securities LLC|1000
QVAL|ALPHA ARCHITECT U.S.|JSJX|JANE STREET CAPITAL LLC|48058
QVAL|ALPHA ARCHITECT U.S.|KCGM|VIRTU Americas LLC|4539
QVAL|ALPHA ARCHITECT U.S.|LEHM|Barclays Capital Inc./Le|5600
QVAL|ALPHA ARCHITECT U.S.|LIME|Lime Brokerage LLC|700
QVAL|ALPHA ARCHITECT U.S.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
QVAL|ALPHA ARCHITECT U.S.|MOTF|MOTIF INVESTING, INC.|1
QVAL|ALPHA ARCHITECT U.S.|MSCO|MORGAN STANLEY & CO. LLC|11541
QVAL|ALPHA ARCHITECT U.S.|NFSC|National Financial Services LLC|36002
QVAL|ALPHA ARCHITECT U.S.|NITE|VIRTU Americas LLC|19466
QVAL|ALPHA ARCHITECT U.S.|NITP|VIRTU Americas LLC|3540
QVAL|ALPHA ARCHITECT U.S.|NTBF|BMO Nesbitt Burns Inc./CDS|108
QVAL|ALPHA ARCHITECT U.S.|RBCM|RBC CAPITAL MARKETS, LLC|3355
QVAL|ALPHA ARCHITECT U.S.|SGMT|GOLDMAN SACHS & CO. LLC|1745
QVAL|ALPHA ARCHITECT U.S.|SWIM|TD Ameritrade, Inc.|609
QVAL|ALPHA ARCHITECT U.S.|TRCM|TRC MARKETS LLC|100
QVAL|ALPHA ARCHITECT U.S.|UBSA|UBS SECURITIES LLC|4002
QVAL|ALPHA ARCHITECT U.S.|UBSS|UBS Securities LLC|1754
QVAL|ALPHA ARCHITECT U.S.|VGRD|Vanguard Marketing Corporation|2840
QVAL|ALPHA ARCHITECT U.S.|WCHV|WELLS FARGO SECURITIES, LLC|1622
QVAL|ALPHA ARCHITECT U.S.|WGIF|CIBC World Markets Inc.|200
QVAL|ALPHA ARCHITECT U.S.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2765
QWLD|SPDR MSCI WORLD STRA|ETRS|E*Trade Securities LLC|5
QWLD|SPDR MSCI WORLD STRA|HRBF|American Enterprise Investment Services Inc.|200
QWLD|SPDR MSCI WORLD STRA|JSJX|JANE STREET CAPITAL LLC|400
QWLD|SPDR MSCI WORLD STRA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|797
QWLD|SPDR MSCI WORLD STRA|MSCO|MORGAN STANLEY & CO. LLC|1167
QWLD|SPDR MSCI WORLD STRA|NFSC|National Financial Services LLC|1309
QWLD|SPDR MSCI WORLD STRA|NITE|VIRTU Americas LLC|906
QWLD|SPDR MSCI WORLD STRA|RBCM|RBC CAPITAL MARKETS, LLC|99
QWLD|SPDR MSCI WORLD STRA|UBSS|UBS Securities LLC|9
QXGG|QUANTX RISK MANAGED|CHAS|Charles Schwab & Co., Inc.|350
QXGG|QUANTX RISK MANAGED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10730
QXGG|QUANTX RISK MANAGED|DBAX|Deutsche Bank Securities Inc.|100
QXGG|QUANTX RISK MANAGED|ETRS|E*Trade Securities LLC|500
QXGG|QUANTX RISK MANAGED|JSEB|JANE STREET EXECUTION SERVICES, LLC|17431
QXGG|QUANTX RISK MANAGED|JSJX|JANE STREET CAPITAL LLC|6123
QXGG|QUANTX RISK MANAGED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
QXGG|QUANTX RISK MANAGED|NFSC|National Financial Services LLC|11859
QXGG|QUANTX RISK MANAGED|NITE|VIRTU Americas LLC|9249
QXGG|QUANTX RISK MANAGED|SBSH|Citigroup Global Markets Inc.|8230
QXGG|QUANTX RISK MANAGED|UBSA|UBS SECURITIES LLC|1205
QXGG|QUANTX RISK MANAGED|UBSS|UBS Securities LLC|200
QXGG|QUANTX RISK MANAGED|WCHV|WELLS FARGO SECURITIES, LLC|54
QXGG|QUANTX RISK MANAGED|WSEA|WOLVERINE SECURITIES, LLC|4
QXGG|QUANTX RISK MANAGED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|525
QXMI|QUANTX RISK MANAGED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
QXMI|QUANTX RISK MANAGED|JSJX|JANE STREET CAPITAL LLC|1506
QXMI|QUANTX RISK MANAGED|KCGM|VIRTU Americas LLC|200
QXMI|QUANTX RISK MANAGED|LEHM|Barclays Capital Inc./Le|1200
QXMI|QUANTX RISK MANAGED|NFSC|National Financial Services LLC|3060
QXMI|QUANTX RISK MANAGED|NITE|VIRTU Americas LLC|1662
QXMI|QUANTX RISK MANAGED|NITP|VIRTU Americas LLC|500
QXMI|QUANTX RISK MANAGED|UBSA|UBS SECURITIES LLC|100
QXMI|QUANTX RISK MANAGED|UBSS|UBS Securities LLC|605
QXRR|QUANTX RISK MANAGED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|571
QXRR|QUANTX RISK MANAGED|DBAX|Deutsche Bank Securities Inc.|100
QXRR|QUANTX RISK MANAGED|JSEB|JANE STREET EXECUTION SERVICES, LLC|2892
QXRR|QUANTX RISK MANAGED|JSJX|JANE STREET CAPITAL LLC|706
QXRR|QUANTX RISK MANAGED|NFSC|National Financial Services LLC|806
QXRR|QUANTX RISK MANAGED|NITE|VIRTU Americas LLC|806
QXTR|QUANTX RISK MANAGED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800
QXTR|QUANTX RISK MANAGED|EBXL|EBX LLC|1400
QXTR|QUANTX RISK MANAGED|ETRS|E*Trade Securities LLC|1900
QXTR|QUANTX RISK MANAGED|JSEB|JANE STREET EXECUTION SERVICES, LLC|8708
QXTR|QUANTX RISK MANAGED|JSJX|JANE STREET CAPITAL LLC|21345
QXTR|QUANTX RISK MANAGED|KCGM|VIRTU Americas LLC|2300
QXTR|QUANTX RISK MANAGED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
QXTR|QUANTX RISK MANAGED|MSCO|MORGAN STANLEY & CO. LLC|100
QXTR|QUANTX RISK MANAGED|NFSC|National Financial Services LLC|7274
QXTR|QUANTX RISK MANAGED|NITE|VIRTU Americas LLC|15272
QXTR|QUANTX RISK MANAGED|NITP|VIRTU Americas LLC|500
QXTR|QUANTX RISK MANAGED|PDQM|CODA MARKETS, INC.|4300
QXTR|QUANTX RISK MANAGED|SBSH|Citigroup Global Markets Inc.|2300
QXTR|QUANTX RISK MANAGED|UBSA|UBS SECURITIES LLC|1200
QXTR|QUANTX RISK MANAGED|UBSS|UBS Securities LLC|300
QYLD|HZNS NDQ-100 CV CAL|AGIS|Aegis Capital Corp.|200
QYLD|HZNS NDQ-100 CV CAL|ALTX|Alternet Securities Inc.|100
QYLD|HZNS NDQ-100 CV CAL|APCC|Apex Clearing Corporation|1417
QYLD|HZNS NDQ-100 CV CAL|BANK|Primevest Financial Services, Inc.|384
QYLD|HZNS NDQ-100 CV CAL|BARD|Robert W. Baird & Co. Incorporated|175
QYLD|HZNS NDQ-100 CV CAL|BATM|CBOE TRADING, INC.|2197
QYLD|HZNS NDQ-100 CV CAL|BBNT|BB&T SECURITIES, LLC|126
QYLD|HZNS NDQ-100 CV CAL|BERN|Sanford C. Bernstein & Co., LLC|300
QYLD|HZNS NDQ-100 CV CAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3810
QYLD|HZNS NDQ-100 CV CAL|BNPX|BNP PARIBAS SECURITIES CORP.|3114
QYLD|HZNS NDQ-100 CV CAL|BYXM|CBOE TRADING, INC.|10
QYLD|HZNS NDQ-100 CV CAL|CHAS|Charles Schwab & Co., Inc.|61
QYLD|HZNS NDQ-100 CV CAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6235
QYLD|HZNS NDQ-100 CV CAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
QYLD|HZNS NDQ-100 CV CAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|88452
QYLD|HZNS NDQ-100 CV CAL|CSIN|Citadel Securities Institutional LLC|6400
QYLD|HZNS NDQ-100 CV CAL|CTDE|CHOICETRADE|100
QYLD|HZNS NDQ-100 CV CAL|CTDL|Citadel Derivatives Group Llc|6500
QYLD|HZNS NDQ-100 CV CAL|DBAX|Deutsche Bank Securities Inc.|40800
QYLD|HZNS NDQ-100 CV CAL|DEAN|MORGAN STANLEY|896
QYLD|HZNS NDQ-100 CV CAL|DRWC|DRW SECURITIES, L.L.C.|4200
QYLD|HZNS NDQ-100 CV CAL|EBXL|EBX LLC|30100
QYLD|HZNS NDQ-100 CV CAL|EDJO|Edward D. Jones & Co., L.P.|220
QYLD|HZNS NDQ-100 CV CAL|EGAM|CBOE TRADING, INC.|2200
QYLD|HZNS NDQ-100 CV CAL|EGAW|CBOE TRADING, INC.|300
QYLD|HZNS NDQ-100 CV CAL|EGXM|CBOE TRADING, INC.|1602
QYLD|HZNS NDQ-100 CV CAL|ETBE|Electronic Transaction Clearing, Inc.|1100
QYLD|HZNS NDQ-100 CV CAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|674
QYLD|HZNS NDQ-100 CV CAL|ETRS|E*Trade Securities LLC|41095
QYLD|HZNS NDQ-100 CV CAL|FBCO|Credit Suisse Securities (USA) LLC|37567
QYLD|HZNS NDQ-100 CV CAL|FBSB|U.S. Bancorp Investments, Inc.|614
QYLD|HZNS NDQ-100 CV CAL|FILL|Tradestation Securities, Inc.|134
QYLD|HZNS NDQ-100 CV CAL|FOMA|TD AMERITRADE CLEARING, INC.|154279
QYLD|HZNS NDQ-100 CV CAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8206
QYLD|HZNS NDQ-100 CV CAL|FTBR|Foliofn Investments, Inc.|2214
QYLD|HZNS NDQ-100 CV CAL|GEBB|GLOBAL EXECUTION BROKERS, LP|21335
QYLD|HZNS NDQ-100 CV CAL|GLPX|ACS EXECUTION SERVICES, LLC|1574
QYLD|HZNS NDQ-100 CV CAL|GSCO|GOLDMAN SACHS & CO. LLC|6439
QYLD|HZNS NDQ-100 CV CAL|GSLT|GOLDMAN SACHS & CO. LLC|6237
QYLD|HZNS NDQ-100 CV CAL|GTSZ|GTS SECURITIES LLC|6889
QYLD|HZNS NDQ-100 CV CAL|HRBF|American Enterprise Investment Services Inc.|2432
QYLD|HZNS NDQ-100 CV CAL|IATS|INTERACTIVE BROKERS LLC|600
QYLD|HZNS NDQ-100 CV CAL|IBKR|Interactive Brokers Llc|79141
QYLD|HZNS NDQ-100 CV CAL|ICBX|INSTINET, LLC|52668
QYLD|HZNS NDQ-100 CV CAL|INCA|INSTINET, LLC|4346
QYLD|HZNS NDQ-100 CV CAL|INJX|INSTINET, LLC|387
QYLD|HZNS NDQ-100 CV CAL|ITGI|ITG Inc.|4500
QYLD|HZNS NDQ-100 CV CAL|ITGP|ITG INC.|3600
QYLD|HZNS NDQ-100 CV CAL|JANY|Janney Montgomery Scott Inc.|5399
QYLD|HZNS NDQ-100 CV CAL|JEFF|JEFFERIES LLC|5454
QYLD|HZNS NDQ-100 CV CAL|JMPT|JUMP TRADING, LLC|1952
QYLD|HZNS NDQ-100 CV CAL|JPMX|J.P. Morgan Securities LLC|23930
QYLD|HZNS NDQ-100 CV CAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|21722
QYLD|HZNS NDQ-100 CV CAL|JSJX|JANE STREET CAPITAL LLC|201928
QYLD|HZNS NDQ-100 CV CAL|KCGM|VIRTU Americas LLC|29281
QYLD|HZNS NDQ-100 CV CAL|LEHM|Barclays Capital Inc./Le|51150
QYLD|HZNS NDQ-100 CV CAL|LIME|Lime Brokerage LLC|41288
QYLD|HZNS NDQ-100 CV CAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72976
QYLD|HZNS NDQ-100 CV CAL|MOTF|MOTIF INVESTING, INC.|5
QYLD|HZNS NDQ-100 CV CAL|MSCO|MORGAN STANLEY & CO. LLC|63462
QYLD|HZNS NDQ-100 CV CAL|MSPL|MORGAN STANLEY & CO. LLC|1700
QYLD|HZNS NDQ-100 CV CAL|NATL|National Securities Corporation|3948
QYLD|HZNS NDQ-100 CV CAL|NBCS|NBC Securities, INC.|82
QYLD|HZNS NDQ-100 CV CAL|NFSC|National Financial Services LLC|213542
QYLD|HZNS NDQ-100 CV CAL|NITE|VIRTU Americas LLC|447575
QYLD|HZNS NDQ-100 CV CAL|NITP|VIRTU Americas LLC|9464
QYLD|HZNS NDQ-100 CV CAL|NQRB|Brut, LLC|200
QYLD|HZNS NDQ-100 CV CAL|OLDM|OLD MISSION CAPITAL, LLC|17312
QYLD|HZNS NDQ-100 CV CAL|OPCO|Oppenheimer & Co. Inc.|1060
QYLD|HZNS NDQ-100 CV CAL|PDQM|CODA MARKETS, INC.|42974
QYLD|HZNS NDQ-100 CV CAL|PWJC|UBS Financial Services, Inc.|62501
QYLD|HZNS NDQ-100 CV CAL|RAJA|Raymond James & Associates, Inc.|52474
QYLD|HZNS NDQ-100 CV CAL|RBCM|RBC CAPITAL MARKETS, LLC|35142
QYLD|HZNS NDQ-100 CV CAL|SAGL|SAGETRADER, LLC|4102
QYLD|HZNS NDQ-100 CV CAL|SALI|INTL FCSTONE FINANCIAL INC.|6802
QYLD|HZNS NDQ-100 CV CAL|SBSH|Citigroup Global Markets Inc.|4585
QYLD|HZNS NDQ-100 CV CAL|SGMT|GOLDMAN SACHS & CO. LLC|42979
QYLD|HZNS NDQ-100 CV CAL|SHMR|ABN Amro Clearing LLC|404
QYLD|HZNS NDQ-100 CV CAL|SPDR|SPEEDROUTE LLC|1500
QYLD|HZNS NDQ-100 CV CAL|STFL|Stifel, Nicolaus & Company, Incorporated|3254
QYLD|HZNS NDQ-100 CV CAL|SWIM|TD Ameritrade, Inc.|20848
QYLD|HZNS NDQ-100 CV CAL|SWST|Hilltop Securities Inc.|2472
QYLD|HZNS NDQ-100 CV CAL|TKNG|ALLY INVEST SECURITIES LLC|3515
QYLD|HZNS NDQ-100 CV CAL|TRCM|TRC MARKETS LLC|3300
QYLD|HZNS NDQ-100 CV CAL|TWTT|TASTYWORKS, INC.|10
QYLD|HZNS NDQ-100 CV CAL|UBSA|UBS SECURITIES LLC|251232
QYLD|HZNS NDQ-100 CV CAL|UBSS|UBS Securities LLC|419174
QYLD|HZNS NDQ-100 CV CAL|VALX|VIRTU AMERICAS LLC|100
QYLD|HZNS NDQ-100 CV CAL|VGRD|Vanguard Marketing Corporation|14596
QYLD|HZNS NDQ-100 CV CAL|VSIN|Vision Financial Markets Llc|50
QYLD|HZNS NDQ-100 CV CAL|WCHV|WELLS FARGO SECURITIES, LLC|28676
QYLD|HZNS NDQ-100 CV CAL|WEDB|WEDBUSH SECURITIES INC.|203
QYLD|HZNS NDQ-100 CV CAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|120546
QYLD|HZNS NDQ-100 CV CAL|WGIF|CIBC World Markets Inc.|890
QYLD|HZNS NDQ-100 CV CAL|WSEA|WOLVERINE SECURITIES, LLC|1924
QYLD|HZNS NDQ-100 CV CAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|19590
QYLD|HZNS NDQ-100 CV CAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|69164
R|RYDER SYSTEM INC|ALTX|Alternet Securities Inc.|900
R|RYDER SYSTEM INC|ANOS|ABEL/NOSER, L.L.C.|296
R|RYDER SYSTEM INC|APCC|Apex Clearing Corporation|283
R|RYDER SYSTEM INC|AQUA|AQUA SECURITIES L.P.|15000
R|RYDER SYSTEM INC|BARD|Robert W. Baird & Co. Incorporated|3121
R|RYDER SYSTEM INC|BATM|CBOE TRADING, INC.|9531
R|RYDER SYSTEM INC|BBNT|BB&T SECURITIES, LLC|63
R|RYDER SYSTEM INC|BERN|Sanford C. Bernstein & Co., LLC|30171
R|RYDER SYSTEM INC|BIDS|BIDS TRADING L.P.|300
R|RYDER SYSTEM INC|BKCM|BNY Mellon Capital Markets LLC|11363
R|RYDER SYSTEM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5316
R|RYDER SYSTEM INC|BNPX|BNP PARIBAS SECURITIES CORP.|74209
R|RYDER SYSTEM INC|BRVL|BLAYLOCK VAN, LLC|500
R|RYDER SYSTEM INC|BTIG|BTIG, LLC|2307
R|RYDER SYSTEM INC|BZYD|GOLDMAN SACHS & CO. LLC|651
R|RYDER SYSTEM INC|CANT|Cantor Fitzgerald & Co.|100
R|RYDER SYSTEM INC|CHAS|Charles Schwab & Co., Inc.|1780
R|RYDER SYSTEM INC|CIBP|CIBC World Markets Corp.|131400
R|RYDER SYSTEM INC|CIST|Capital Institutional Services, Inc.|2732
R|RYDER SYSTEM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19168
R|RYDER SYSTEM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
R|RYDER SYSTEM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3523
R|RYDER SYSTEM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|332549
R|RYDER SYSTEM INC|CTDL|Citadel Derivatives Group Llc|1821
R|RYDER SYSTEM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|22938
R|RYDER SYSTEM INC|DADA|D.A. Davidson & Co.|178
R|RYDER SYSTEM INC|DBAB|Deutsche Bank Securities Inc.|315282
R|RYDER SYSTEM INC|DBAX|Deutsche Bank Securities Inc.|264700
R|RYDER SYSTEM INC|DBUL|Deutsche Bank Securities Inc.|1663
R|RYDER SYSTEM INC|DEAN|MORGAN STANLEY|1493
R|RYDER SYSTEM INC|EBXL|EBX LLC|103000
R|RYDER SYSTEM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13583
R|RYDER SYSTEM INC|EDJO|Edward D. Jones & Co., L.P.|1042
R|RYDER SYSTEM INC|EGAM|CBOE TRADING, INC.|2401
R|RYDER SYSTEM INC|EGAW|CBOE TRADING, INC.|23
R|RYDER SYSTEM INC|EGMT|EG MARKET TECHNOLOGIES LLC|1070
R|RYDER SYSTEM INC|EGXM|CBOE TRADING, INC.|553
R|RYDER SYSTEM INC|EGXW|CBOE TRADING, INC.|40
R|RYDER SYSTEM INC|ETBE|Electronic Transaction Clearing, Inc.|10726
R|RYDER SYSTEM INC|ETCC|Electronic Transaction Clearing, Inc.|480
R|RYDER SYSTEM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21664
R|RYDER SYSTEM INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
R|RYDER SYSTEM INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|934
R|RYDER SYSTEM INC|ETRS|E*Trade Securities LLC|4540
R|RYDER SYSTEM INC|FBSB|U.S. Bancorp Investments, Inc.|100
R|RYDER SYSTEM INC|FILL|Tradestation Securities, Inc.|1788
R|RYDER SYSTEM INC|FMAF|NBCN Inc./ CDS|480
R|RYDER SYSTEM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|662
R|RYDER SYSTEM INC|FQLS|Quantlab Securities LP|206117
R|RYDER SYSTEM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60248
R|RYDER SYSTEM INC|FTBR|Foliofn Investments, Inc.|2165
R|RYDER SYSTEM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3500
R|RYDER SYSTEM INC|GLPX|ACS EXECUTION SERVICES, LLC|5780
R|RYDER SYSTEM INC|GSCO|GOLDMAN SACHS & CO. LLC|768975
R|RYDER SYSTEM INC|GSCS|GOLDMAN SACHS & CO. LLC|1000
R|RYDER SYSTEM INC|GSLT|GOLDMAN SACHS & CO. LLC|2341
R|RYDER SYSTEM INC|GTSZ|GTS SECURITIES LLC|78253
R|RYDER SYSTEM INC|HAPX|HAP Trading, LLC|3663
R|RYDER SYSTEM INC|HPPX|POTAMUS TRADING, LLC|585
R|RYDER SYSTEM INC|HRBF|American Enterprise Investment Services Inc.|969
R|RYDER SYSTEM INC|HSBC|HSBC Securities, Inc.|780
R|RYDER SYSTEM INC|IATS|INTERACTIVE BROKERS LLC|6150
R|RYDER SYSTEM INC|IBKR|Interactive Brokers Llc|7305
R|RYDER SYSTEM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|98
R|RYDER SYSTEM INC|ICBX|INSTINET, LLC|17800
R|RYDER SYSTEM INC|IEQY|CITADEL SECURITIES LLC|65169
R|RYDER SYSTEM INC|INCA|INSTINET, LLC|181474
R|RYDER SYSTEM INC|INJX|INSTINET, LLC|17160
R|RYDER SYSTEM INC|ITGI|ITG Inc.|58703
R|RYDER SYSTEM INC|ITGP|ITG INC.|472400
R|RYDER SYSTEM INC|JANY|Janney Montgomery Scott Inc.|240
R|RYDER SYSTEM INC|JEFF|JEFFERIES LLC|61428
R|RYDER SYSTEM INC|JMPT|JUMP TRADING, LLC|39026
R|RYDER SYSTEM INC|JPBX|J.P. MORGAN SECURITIES LLC|33529
R|RYDER SYSTEM INC|JPMX|J.P. Morgan Securities LLC|253867
R|RYDER SYSTEM INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
R|RYDER SYSTEM INC|JSJX|JANE STREET CAPITAL LLC|3593
R|RYDER SYSTEM INC|KCGM|VIRTU Americas LLC|31336
R|RYDER SYSTEM INC|LEHM|Barclays Capital Inc./Le|470617
R|RYDER SYSTEM INC|LIME|Lime Brokerage LLC|56429
R|RYDER SYSTEM INC|LOOP|Loop Capital Markets LLC|175
R|RYDER SYSTEM INC|LQNA|LIQUIDNET, INC.|68800
R|RYDER SYSTEM INC|LSCI|Lek Securities Corporation|115
R|RYDER SYSTEM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|104
R|RYDER SYSTEM INC|MAXM|Maxim Group LLC|1699
R|RYDER SYSTEM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79452
R|RYDER SYSTEM INC|MSCO|MORGAN STANLEY & CO. LLC|1668728
R|RYDER SYSTEM INC|MSPL|MORGAN STANLEY & CO. LLC|270100
R|RYDER SYSTEM INC|MSTX|MORGAN STANLEY & CO. LLC|67500
R|RYDER SYSTEM INC|NEUB|NEUBERGER BERMAN BD LLC|90
R|RYDER SYSTEM INC|NFSC|National Financial Services LLC|63399
R|RYDER SYSTEM INC|NITE|VIRTU Americas LLC|162157
R|RYDER SYSTEM INC|NITP|VIRTU Americas LLC|200
R|RYDER SYSTEM INC|NQRB|Brut, LLC|1334
R|RYDER SYSTEM INC|NTBF|BMO Nesbitt Burns Inc./CDS|45
R|RYDER SYSTEM INC|NTRC|Northern Trust Securities, Inc.|610
R|RYDER SYSTEM INC|OHOS|TWO SIGMA SECURITIES, LLC|20499
R|RYDER SYSTEM INC|OPCO|Oppenheimer & Co. Inc.|856
R|RYDER SYSTEM INC|PDQM|CODA MARKETS, INC.|25612
R|RYDER SYSTEM INC|PHLY|NASDAQ Execution Services, LLC|200
R|RYDER SYSTEM INC|PWJC|UBS Financial Services, Inc.|1853
R|RYDER SYSTEM INC|RBCM|RBC CAPITAL MARKETS, LLC|1261
R|RYDER SYSTEM INC|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|12600
R|RYDER SYSTEM INC|SAGL|SAGETRADER, LLC|2343
R|RYDER SYSTEM INC|SAGW|SAGETRADER, LLC|204
R|RYDER SYSTEM INC|SBRX|MURIEL SIEBERT & CO INC|25
R|RYDER SYSTEM INC|SBSH|Citigroup Global Markets Inc.|102732
R|RYDER SYSTEM INC|SCMC|Scotia Capital Markets (USA) Inc.|24100
R|RYDER SYSTEM INC|SGMT|GOLDMAN SACHS & CO. LLC|61740
R|RYDER SYSTEM INC|SPDR|SPEEDROUTE LLC|4600
R|RYDER SYSTEM INC|SPHN|Stephens Inc.|2
R|RYDER SYSTEM INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|5642
R|RYDER SYSTEM INC|STFL|Stifel, Nicolaus & Company, Incorporated|23846
R|RYDER SYSTEM INC|STKP|STOCKPILE INVESTMENTS, INC.|10
R|RYDER SYSTEM INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2403
R|RYDER SYSTEM INC|SWIM|TD Ameritrade, Inc.|13801
R|RYDER SYSTEM INC|SWST|Hilltop Securities Inc.|713
R|RYDER SYSTEM INC|TKNG|ALLY INVEST SECURITIES LLC|183
R|RYDER SYSTEM INC|TMBR|Timber Hill LLC|1
R|RYDER SYSTEM INC|TRBT|Tradebot Systems, Inc.|211982
R|RYDER SYSTEM INC|TRCM|TRC MARKETS LLC|153313
R|RYDER SYSTEM INC|UBSA|UBS SECURITIES LLC|336106
R|RYDER SYSTEM INC|UBSS|UBS Securities LLC|451210
R|RYDER SYSTEM INC|VALX|VIRTU AMERICAS LLC|11562
R|RYDER SYSTEM INC|VGRD|Vanguard Marketing Corporation|2572
R|RYDER SYSTEM INC|WABR|Wall Street Access|19
R|RYDER SYSTEM INC|WBET|Wallachbeth Capital LLC|1112
R|RYDER SYSTEM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2757
R|RYDER SYSTEM INC|WCHV|WELLS FARGO SECURITIES, LLC|79206
R|RYDER SYSTEM INC|WDNX|WEEDEN & CO.L.P.|1664
R|RYDER SYSTEM INC|WEDB|WEDBUSH SECURITIES INC.|2598
R|RYDER SYSTEM INC|WEED|Weeden & Co.L.P.|17325
R|RYDER SYSTEM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2824
R|RYDER SYSTEM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10927
R|RYDER SYSTEM INC|WGIF|CIBC World Markets Inc.|1452
R|RYDER SYSTEM INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|186
R|RYDER SYSTEM INC|WSEA|WOLVERINE SECURITIES, LLC|1687
R|RYDER SYSTEM INC|XIST|INSTINET, LLC|25900
R|RYDER SYSTEM INC|XPQR|Jump Trading|2600
R|RYDER SYSTEM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6216
R|RYDER SYSTEM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|924
R|RYDER SYSTEM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1199
RA|BROOKFIELD R A INCM|ALTX|Alternet Securities Inc.|900
RA|BROOKFIELD R A INCM|APCC|Apex Clearing Corporation|330
RA|BROOKFIELD R A INCM|BANK|Primevest Financial Services, Inc.|9
RA|BROOKFIELD R A INCM|BARD|Robert W. Baird & Co. Incorporated|15863
RA|BROOKFIELD R A INCM|BATM|CBOE TRADING, INC.|2289
RA|BROOKFIELD R A INCM|BBNT|BB&T SECURITIES, LLC|3
RA|BROOKFIELD R A INCM|BERN|Sanford C. Bernstein & Co., LLC|485
RA|BROOKFIELD R A INCM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70
RA|BROOKFIELD R A INCM|BRGE|Newbridge Securities Corp.|845
RA|BROOKFIELD R A INCM|BTIG|BTIG, LLC|1978
RA|BROOKFIELD R A INCM|CHAS|Charles Schwab & Co., Inc.|2014
RA|BROOKFIELD R A INCM|CIST|Capital Institutional Services, Inc.|3200
RA|BROOKFIELD R A INCM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53156
RA|BROOKFIELD R A INCM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|173
RA|BROOKFIELD R A INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28626
RA|BROOKFIELD R A INCM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
RA|BROOKFIELD R A INCM|DADA|D.A. Davidson & Co.|1
RA|BROOKFIELD R A INCM|DBAX|Deutsche Bank Securities Inc.|6000
RA|BROOKFIELD R A INCM|DEAN|MORGAN STANLEY|8597
RA|BROOKFIELD R A INCM|EBXL|EBX LLC|5700
RA|BROOKFIELD R A INCM|ECUT|CONVERGEX EXECUTION SOLUTIONS|41
RA|BROOKFIELD R A INCM|EDJO|Edward D. Jones & Co., L.P.|761
RA|BROOKFIELD R A INCM|EGAM|CBOE TRADING, INC.|2097
RA|BROOKFIELD R A INCM|EGXM|CBOE TRADING, INC.|700
RA|BROOKFIELD R A INCM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|251
RA|BROOKFIELD R A INCM|ETRS|E*Trade Securities LLC|79695
RA|BROOKFIELD R A INCM|FBSB|U.S. Bancorp Investments, Inc.|1000
RA|BROOKFIELD R A INCM|FILL|Tradestation Securities, Inc.|65
RA|BROOKFIELD R A INCM|FMAF|NBCN Inc./ CDS|464
RA|BROOKFIELD R A INCM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|726
RA|BROOKFIELD R A INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5817
RA|BROOKFIELD R A INCM|FTBR|Foliofn Investments, Inc.|1794
RA|BROOKFIELD R A INCM|GLIS|TD Securities Inc|6925
RA|BROOKFIELD R A INCM|GLPX|ACS EXECUTION SERVICES, LLC|3440
RA|BROOKFIELD R A INCM|GSCO|GOLDMAN SACHS & CO. LLC|6684
RA|BROOKFIELD R A INCM|GTSZ|GTS SECURITIES LLC|405
RA|BROOKFIELD R A INCM|HRBF|American Enterprise Investment Services Inc.|13447
RA|BROOKFIELD R A INCM|IATS|INTERACTIVE BROKERS LLC|5260
RA|BROOKFIELD R A INCM|IBKR|Interactive Brokers Llc|26061
RA|BROOKFIELD R A INCM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
RA|BROOKFIELD R A INCM|ICBX|INSTINET, LLC|9871
RA|BROOKFIELD R A INCM|INCA|INSTINET, LLC|14653
RA|BROOKFIELD R A INCM|ITGI|ITG Inc.|1653
RA|BROOKFIELD R A INCM|ITGP|ITG INC.|3600
RA|BROOKFIELD R A INCM|JANY|Janney Montgomery Scott Inc.|2008
RA|BROOKFIELD R A INCM|JMPT|JUMP TRADING, LLC|360
RA|BROOKFIELD R A INCM|JPMX|J.P. Morgan Securities LLC|16902
RA|BROOKFIELD R A INCM|JSJX|JANE STREET CAPITAL LLC|200
RA|BROOKFIELD R A INCM|KCGM|VIRTU Americas LLC|24408
RA|BROOKFIELD R A INCM|LEHM|Barclays Capital Inc./Le|7000
RA|BROOKFIELD R A INCM|LGNT|COR CLEARING LLC|11
RA|BROOKFIELD R A INCM|LIME|Lime Brokerage LLC|1679
RA|BROOKFIELD R A INCM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2900
RA|BROOKFIELD R A INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20866
RA|BROOKFIELD R A INCM|MOTF|MOTIF INVESTING, INC.|4
RA|BROOKFIELD R A INCM|MSCO|MORGAN STANLEY & CO. LLC|39201
RA|BROOKFIELD R A INCM|MSPL|MORGAN STANLEY & CO. LLC|5400
RA|BROOKFIELD R A INCM|NFSC|National Financial Services LLC|251214
RA|BROOKFIELD R A INCM|NITE|VIRTU Americas LLC|323978
RA|BROOKFIELD R A INCM|NQRB|Brut, LLC|2800
RA|BROOKFIELD R A INCM|NTBF|BMO Nesbitt Burns Inc./CDS|4000
RA|BROOKFIELD R A INCM|NTRC|Northern Trust Securities, Inc.|137
RA|BROOKFIELD R A INCM|OPCO|Oppenheimer & Co. Inc.|4096
RA|BROOKFIELD R A INCM|OTAA|OTA LLC|200
RA|BROOKFIELD R A INCM|PCFF|Pacific International Securities Inc./CDS|475
RA|BROOKFIELD R A INCM|PDQM|CODA MARKETS, INC.|605
RA|BROOKFIELD R A INCM|PWJC|UBS Financial Services, Inc.|11660
RA|BROOKFIELD R A INCM|RBCM|RBC CAPITAL MARKETS, LLC|11377
RA|BROOKFIELD R A INCM|RGLD|Regal Securities, Inc|220
RA|BROOKFIELD R A INCM|SALI|INTL FCSTONE FINANCIAL INC.|900
RA|BROOKFIELD R A INCM|SBRX|MURIEL SIEBERT & CO INC|200
RA|BROOKFIELD R A INCM|SBSH|Citigroup Global Markets Inc.|6034
RA|BROOKFIELD R A INCM|SGMT|GOLDMAN SACHS & CO. LLC|5625
RA|BROOKFIELD R A INCM|SPHN|Stephens Inc.|917
RA|BROOKFIELD R A INCM|STFL|Stifel, Nicolaus & Company, Incorporated|4567
RA|BROOKFIELD R A INCM|SWIM|TD Ameritrade, Inc.|16448
RA|BROOKFIELD R A INCM|SWST|Hilltop Securities Inc.|4376
RA|BROOKFIELD R A INCM|TKNG|ALLY INVEST SECURITIES LLC|815
RA|BROOKFIELD R A INCM|TRBT|Tradebot Systems, Inc.|903
RA|BROOKFIELD R A INCM|TRCM|TRC MARKETS LLC|100
RA|BROOKFIELD R A INCM|TWTT|TASTYWORKS, INC.|660
RA|BROOKFIELD R A INCM|UBSA|UBS SECURITIES LLC|49848
RA|BROOKFIELD R A INCM|UBSS|UBS Securities LLC|121210
RA|BROOKFIELD R A INCM|VGRD|Vanguard Marketing Corporation|66186
RA|BROOKFIELD R A INCM|WBET|Wallachbeth Capital LLC|2068
RA|BROOKFIELD R A INCM|WCHV|WELLS FARGO SECURITIES, LLC|60832
RA|BROOKFIELD R A INCM|WEDB|WEDBUSH SECURITIES INC.|2695
RA|BROOKFIELD R A INCM|WEED|Weeden & Co.L.P.|8716
RA|BROOKFIELD R A INCM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|952
RA|BROOKFIELD R A INCM|WGIF|CIBC World Markets Inc.|450
RA|BROOKFIELD R A INCM|WSEA|WOLVERINE SECURITIES, LLC|1261
RA|BROOKFIELD R A INCM|XSTM|NATIONAL FINANCIAL SERVICES LLC|72014
RA|BROOKFIELD R A INCM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RA|BROOKFIELD R A INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11647
RAAX|VANECK VECTORS REAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
RAAX|VANECK VECTORS REAL|FILL|Tradestation Securities, Inc.|10
RAAX|VANECK VECTORS REAL|GSLT|GOLDMAN SACHS & CO. LLC|4450
RAAX|VANECK VECTORS REAL|ITGP|ITG INC.|200
RAAX|VANECK VECTORS REAL|JSJX|JANE STREET CAPITAL LLC|2237
RAAX|VANECK VECTORS REAL|KCGM|VIRTU Americas LLC|489
RAAX|VANECK VECTORS REAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
RAAX|VANECK VECTORS REAL|MSCO|MORGAN STANLEY & CO. LLC|7564
RAAX|VANECK VECTORS REAL|NFSC|National Financial Services LLC|900
RAAX|VANECK VECTORS REAL|NITE|VIRTU Americas LLC|1032
RAAX|VANECK VECTORS REAL|SBRX|MURIEL SIEBERT & CO INC|1510
RAAX|VANECK VECTORS REAL|SWIM|TD Ameritrade, Inc.|600
RAAX|VANECK VECTORS REAL|UBSA|UBS SECURITIES LLC|1006
RAAX|VANECK VECTORS REAL|UBSS|UBS Securities LLC|200
RAAX|VANECK VECTORS REAL|VGRD|Vanguard Marketing Corporation|78
RAAX|VANECK VECTORS REAL|WCHV|WELLS FARGO SECURITIES, LLC|10
RACE|FERRARI N.V.|ADAM|CANACCORD GENUITY INC.|4330
RACE|FERRARI N.V.|AGIS|Aegis Capital Corp.|50
RACE|FERRARI N.V.|ALLN|Allen & Company LLC|2540
RACE|FERRARI N.V.|ALTX|Alternet Securities Inc.|5722
RACE|FERRARI N.V.|APCC|Apex Clearing Corporation|418
RACE|FERRARI N.V.|BALE|M&T SECURITIES, INC.|222
RACE|FERRARI N.V.|BARD|Robert W. Baird & Co. Incorporated|1501
RACE|FERRARI N.V.|BATM|CBOE TRADING, INC.|3306
RACE|FERRARI N.V.|BAYC|BAY CREST PARTNERS, LLC|3196
RACE|FERRARI N.V.|BBNT|BB&T SECURITIES, LLC|91
RACE|FERRARI N.V.|BERN|Sanford C. Bernstein & Co., LLC|5694
RACE|FERRARI N.V.|BIDS|BIDS TRADING L.P.|100
RACE|FERRARI N.V.|BIMI|Banca IMI Securities Corp.|7589
RACE|FERRARI N.V.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6392
RACE|FERRARI N.V.|BLKX|INSTINET, LLC|5700
RACE|FERRARI N.V.|BNPX|BNP PARIBAS SECURITIES CORP.|11900
RACE|FERRARI N.V.|BRGE|Newbridge Securities Corp.|676
RACE|FERRARI N.V.|BYXM|CBOE TRADING, INC.|515
RACE|FERRARI N.V.|BZYD|GOLDMAN SACHS & CO. LLC|300
RACE|FERRARI N.V.|CANT|Cantor Fitzgerald & Co.|18
RACE|FERRARI N.V.|CHAS|Charles Schwab & Co., Inc.|2874
RACE|FERRARI N.V.|CHDN|CHARDAN CAPITAL MARKETS LLC|13281
RACE|FERRARI N.V.|CIST|Capital Institutional Services, Inc.|31
RACE|FERRARI N.V.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4504
RACE|FERRARI N.V.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1416
RACE|FERRARI N.V.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|379
RACE|FERRARI N.V.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|180767
RACE|FERRARI N.V.|CTDL|Citadel Derivatives Group Llc|602
RACE|FERRARI N.V.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7112
RACE|FERRARI N.V.|DAVA|Davenport & Company LLC|3
RACE|FERRARI N.V.|DBAB|Deutsche Bank Securities Inc.|266745
RACE|FERRARI N.V.|DBAX|Deutsche Bank Securities Inc.|107300
RACE|FERRARI N.V.|DBUL|Deutsche Bank Securities Inc.|4889
RACE|FERRARI N.V.|DCHF|Dart Executions, LLC|842
RACE|FERRARI N.V.|DEAN|MORGAN STANLEY|2255
RACE|FERRARI N.V.|DEGS|RONIN PROFESSIONAL LLC|200
RACE|FERRARI N.V.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
RACE|FERRARI N.V.|EBXL|EBX LLC|85800
RACE|FERRARI N.V.|ECUT|CONVERGEX EXECUTION SOLUTIONS|953
RACE|FERRARI N.V.|EDJC|Edward Jones / CDS|50
RACE|FERRARI N.V.|EDJO|Edward D. Jones & Co., L.P.|1438
RACE|FERRARI N.V.|EGAM|CBOE TRADING, INC.|3053
RACE|FERRARI N.V.|EGAW|CBOE TRADING, INC.|29
RACE|FERRARI N.V.|EGXM|CBOE TRADING, INC.|1380
RACE|FERRARI N.V.|EGXW|CBOE TRADING, INC.|100
RACE|FERRARI N.V.|ETBE|Electronic Transaction Clearing, Inc.|14452
RACE|FERRARI N.V.|ETCB|ETC BROKERAGE SERVICES, LLC|22
RACE|FERRARI N.V.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22710
RACE|FERRARI N.V.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
RACE|FERRARI N.V.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|20
RACE|FERRARI N.V.|ETRS|E*Trade Securities LLC|30860
RACE|FERRARI N.V.|FBSB|U.S. Bancorp Investments, Inc.|76
RACE|FERRARI N.V.|FCST|INTL FCSTONE FINANCIAL INC.|3433
RACE|FERRARI N.V.|FILL|Tradestation Securities, Inc.|3076
RACE|FERRARI N.V.|FINX|FINTECH SECURITIES|145
RACE|FERRARI N.V.|FMAF|NBCN Inc./ CDS|2713
RACE|FERRARI N.V.|FQLS|Quantlab Securities LP|104616
RACE|FERRARI N.V.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15988
RACE|FERRARI N.V.|FTBR|Foliofn Investments, Inc.|3900
RACE|FERRARI N.V.|GBMT|GBM International, Inc.|6487
RACE|FERRARI N.V.|GEBB|GLOBAL EXECUTION BROKERS, LP|900
RACE|FERRARI N.V.|GLIS|TD Securities Inc|2346
RACE|FERRARI N.V.|GLPX|ACS EXECUTION SERVICES, LLC|40377
RACE|FERRARI N.V.|GSCO|GOLDMAN SACHS & CO. LLC|194077
RACE|FERRARI N.V.|GSCS|GOLDMAN SACHS & CO. LLC|23286
RACE|FERRARI N.V.|GSLT|GOLDMAN SACHS & CO. LLC|5325
RACE|FERRARI N.V.|GTSZ|GTS SECURITIES LLC|66863
RACE|FERRARI N.V.|HRBF|American Enterprise Investment Services Inc.|1216
RACE|FERRARI N.V.|HSBC|HSBC Securities, Inc.|6625
RACE|FERRARI N.V.|IATS|INTERACTIVE BROKERS LLC|32267
RACE|FERRARI N.V.|IBKR|Interactive Brokers Llc|18562
RACE|FERRARI N.V.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|220
RACE|FERRARI N.V.|ICBX|INSTINET, LLC|37579
RACE|FERRARI N.V.|INCA|INSTINET, LLC|166774
RACE|FERRARI N.V.|INJX|INSTINET, LLC|1003
RACE|FERRARI N.V.|INTL|INTL FCSTONE FINANCIAL INC.|54
RACE|FERRARI N.V.|ITGI|ITG Inc.|28951
RACE|FERRARI N.V.|ITGP|ITG INC.|52600
RACE|FERRARI N.V.|JANY|Janney Montgomery Scott Inc.|266
RACE|FERRARI N.V.|JEFF|JEFFERIES LLC|23093
RACE|FERRARI N.V.|JMPT|JUMP TRADING, LLC|30489
RACE|FERRARI N.V.|JPBX|J.P. MORGAN SECURITIES LLC|7616
RACE|FERRARI N.V.|JPMX|J.P. Morgan Securities LLC|293518
RACE|FERRARI N.V.|JSJX|JANE STREET CAPITAL LLC|35736
RACE|FERRARI N.V.|KCGM|VIRTU Americas LLC|28882
RACE|FERRARI N.V.|LEHM|Barclays Capital Inc./Le|245595
RACE|FERRARI N.V.|LGNT|COR CLEARING LLC|1
RACE|FERRARI N.V.|LIME|Lime Brokerage LLC|164053
RACE|FERRARI N.V.|LSCI|Lek Securities Corporation|672
RACE|FERRARI N.V.|MACC|Mid Atlantic Capital Corporation|32
RACE|FERRARI N.V.|MACQ|Macquarie Capital (USA) Inc.|200
RACE|FERRARI N.V.|MAXM|Maxim Group LLC|1786
RACE|FERRARI N.V.|MBTS|ALLY INVEST SECURITIES LLC|662
RACE|FERRARI N.V.|MCMF|Raymond James Ltd. Cds|194
RACE|FERRARI N.V.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49476
RACE|FERRARI N.V.|MOTF|MOTIF INVESTING, INC.|31
RACE|FERRARI N.V.|MPSG|E D & F Man Capital Markets Inc.|411
RACE|FERRARI N.V.|MSCO|MORGAN STANLEY & CO. LLC|573663
RACE|FERRARI N.V.|MSPL|MORGAN STANLEY & CO. LLC|341200
RACE|FERRARI N.V.|MSTX|MORGAN STANLEY & CO. LLC|36200
RACE|FERRARI N.V.|NFSC|National Financial Services LLC|88274
RACE|FERRARI N.V.|NITE|VIRTU Americas LLC|250478
RACE|FERRARI N.V.|NITP|VIRTU Americas LLC|100
RACE|FERRARI N.V.|NQRB|Brut, LLC|3568
RACE|FERRARI N.V.|NTBF|BMO Nesbitt Burns Inc./CDS|138
RACE|FERRARI N.V.|NTRC|Northern Trust Securities, Inc.|116
RACE|FERRARI N.V.|OHOS|TWO SIGMA SECURITIES, LLC|27798
RACE|FERRARI N.V.|OLDM|OLD MISSION CAPITAL, LLC|30493
RACE|FERRARI N.V.|ONEL|O'NEIL SECURITIES, INCORPORATED|300
RACE|FERRARI N.V.|OPCO|Oppenheimer & Co. Inc.|116
RACE|FERRARI N.V.|PCFF|Pacific International Securities Inc./CDS|55
RACE|FERRARI N.V.|PCPT|PHILLIP CAPITAL INC.|155
RACE|FERRARI N.V.|PDQM|CODA MARKETS, INC.|50948
RACE|FERRARI N.V.|PHLY|NASDAQ Execution Services, LLC|800
RACE|FERRARI N.V.|PIPR|Piper Jaffray & Co.|2820
RACE|FERRARI N.V.|PWJC|UBS Financial Services, Inc.|7503
RACE|FERRARI N.V.|RBCM|RBC CAPITAL MARKETS, LLC|3959
RACE|FERRARI N.V.|RGLD|Regal Securities, Inc|100
RACE|FERRARI N.V.|SAGL|SAGETRADER, LLC|1000
RACE|FERRARI N.V.|SALI|INTL FCSTONE FINANCIAL INC.|128
RACE|FERRARI N.V.|SBRX|MURIEL SIEBERT & CO INC|14
RACE|FERRARI N.V.|SBSH|Citigroup Global Markets Inc.|32622
RACE|FERRARI N.V.|SGMT|GOLDMAN SACHS & CO. LLC|53904
RACE|FERRARI N.V.|SPDR|SPEEDROUTE LLC|8322
RACE|FERRARI N.V.|STFL|Stifel, Nicolaus & Company, Incorporated|6489
RACE|FERRARI N.V.|STKP|STOCKPILE INVESTMENTS, INC.|178
RACE|FERRARI N.V.|STTT|STATETRUST INVESTMENTS INC.|37
RACE|FERRARI N.V.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1000
RACE|FERRARI N.V.|SWIM|TD Ameritrade, Inc.|29400
RACE|FERRARI N.V.|SWST|Hilltop Securities Inc.|372
RACE|FERRARI N.V.|TKNG|ALLY INVEST SECURITIES LLC|685
RACE|FERRARI N.V.|TOUR|TOURMALINE PARTNERS, LLC|27584
RACE|FERRARI N.V.|TRCM|TRC MARKETS LLC|39683
RACE|FERRARI N.V.|TWTT|TASTYWORKS, INC.|88
RACE|FERRARI N.V.|UBSA|UBS SECURITIES LLC|278945
RACE|FERRARI N.V.|UBSS|UBS Securities LLC|612067
RACE|FERRARI N.V.|VALX|VIRTU AMERICAS LLC|145940
RACE|FERRARI N.V.|VGRD|Vanguard Marketing Corporation|6707
RACE|FERRARI N.V.|VSIN|Vision Financial Markets Llc|5
RACE|FERRARI N.V.|WCHV|WELLS FARGO SECURITIES, LLC|13542
RACE|FERRARI N.V.|WEDB|WEDBUSH SECURITIES INC.|70
RACE|FERRARI N.V.|WEED|Weeden & Co.L.P.|10
RACE|FERRARI N.V.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5904
RACE|FERRARI N.V.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6940
RACE|FERRARI N.V.|WGIF|CIBC World Markets Inc.|348
RACE|FERRARI N.V.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
RACE|FERRARI N.V.|WSEA|WOLVERINE SECURITIES, LLC|3035
RACE|FERRARI N.V.|XIST|INSTINET, LLC|21246
RACE|FERRARI N.V.|XSTM|NATIONAL FINANCIAL SERVICES LLC|15220
RACE|FERRARI N.V.|YKNA|COMHAR CAPITAL MARKETS, LLC|6255
RACE|FERRARI N.V.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2209
RAD|RITE AID CP|ABLE|NATIXIS Securities Americas LLC|14068
RAD|RITE AID CP|ADAM|CANACCORD GENUITY INC.|196013
RAD|RITE AID CP|AGIS|Aegis Capital Corp.|121332
RAD|RITE AID CP|ALTX|Alternet Securities Inc.|63322
RAD|RITE AID CP|APCC|Apex Clearing Corporation|575622
RAD|RITE AID CP|BANK|Primevest Financial Services, Inc.|1728
RAD|RITE AID CP|BARD|Robert W. Baird & Co. Incorporated|1716562
RAD|RITE AID CP|BATM|CBOE TRADING, INC.|20333
RAD|RITE AID CP|BAYC|BAY CREST PARTNERS, LLC|12900
RAD|RITE AID CP|BAYT|BTIG, LLC|239269
RAD|RITE AID CP|BBNT|BB&T SECURITIES, LLC|5825
RAD|RITE AID CP|BERN|Sanford C. Bernstein & Co., LLC|651892
RAD|RITE AID CP|BIDS|BIDS TRADING L.P.|300
RAD|RITE AID CP|BIMI|Banca IMI Securities Corp.|117196
RAD|RITE AID CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1599137
RAD|RITE AID CP|BLKX|INSTINET, LLC|350000
RAD|RITE AID CP|BNPX|BNP PARIBAS SECURITIES CORP.|311758
RAD|RITE AID CP|BRGE|Newbridge Securities Corp.|280410
RAD|RITE AID CP|BTIG|BTIG, LLC|3340027
RAD|RITE AID CP|BYXM|CBOE TRADING, INC.|4903
RAD|RITE AID CP|CANT|Cantor Fitzgerald & Co.|25950
RAD|RITE AID CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|36800
RAD|RITE AID CP|CBRA|Cobra Trading, Inc.|1900
RAD|RITE AID CP|CHAS|Charles Schwab & Co., Inc.|171112
RAD|RITE AID CP|CIST|Capital Institutional Services, Inc.|2000
RAD|RITE AID CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1978212
RAD|RITE AID CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4435
RAD|RITE AID CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6807
RAD|RITE AID CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5217715
RAD|RITE AID CP|CTDL|Citadel Derivatives Group Llc|420595
RAD|RITE AID CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|796480
RAD|RITE AID CP|DADA|D.A. Davidson & Co.|5500
RAD|RITE AID CP|DBAB|Deutsche Bank Securities Inc.|1270524
RAD|RITE AID CP|DBAX|Deutsche Bank Securities Inc.|4090000
RAD|RITE AID CP|DCHF|Dart Executions, LLC|10868
RAD|RITE AID CP|DEAN|MORGAN STANLEY|120342
RAD|RITE AID CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|694486
RAD|RITE AID CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|49459
RAD|RITE AID CP|EBXL|EBX LLC|2865600
RAD|RITE AID CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|433572
RAD|RITE AID CP|EDJO|Edward D. Jones & Co., L.P.|45813
RAD|RITE AID CP|EGAM|CBOE TRADING, INC.|127607
RAD|RITE AID CP|EGXM|CBOE TRADING, INC.|46172
RAD|RITE AID CP|EGXW|CBOE TRADING, INC.|100
RAD|RITE AID CP|ETBE|Electronic Transaction Clearing, Inc.|208635
RAD|RITE AID CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
RAD|RITE AID CP|ETCB|ETC BROKERAGE SERVICES, LLC|17840
RAD|RITE AID CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
RAD|RITE AID CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8996
RAD|RITE AID CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1002
RAD|RITE AID CP|ETRS|E*Trade Securities LLC|11234288
RAD|RITE AID CP|FBSB|U.S. Bancorp Investments, Inc.|8186
RAD|RITE AID CP|FFSI|Firstrade Securities Inc.|900
RAD|RITE AID CP|FILL|Tradestation Securities, Inc.|109449
RAD|RITE AID CP|FINX|FINTECH SECURITIES|39000
RAD|RITE AID CP|FMAF|NBCN Inc./ CDS|324969
RAD|RITE AID CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|49030
RAD|RITE AID CP|FQLS|Quantlab Securities LP|357467
RAD|RITE AID CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128902
RAD|RITE AID CP|FTBR|Foliofn Investments, Inc.|5486
RAD|RITE AID CP|GEBB|GLOBAL EXECUTION BROKERS, LP|311400
RAD|RITE AID CP|GLIS|TD Securities Inc|23926
RAD|RITE AID CP|GLPX|ACS EXECUTION SERVICES, LLC|1017407
RAD|RITE AID CP|GSCO|GOLDMAN SACHS & CO. LLC|11422374
RAD|RITE AID CP|GSCS|GOLDMAN SACHS & CO. LLC|456822
RAD|RITE AID CP|GSLT|GOLDMAN SACHS & CO. LLC|261827
RAD|RITE AID CP|GTSZ|GTS SECURITIES LLC|212639
RAD|RITE AID CP|HRBF|American Enterprise Investment Services Inc.|143086
RAD|RITE AID CP|HSBC|HSBC Securities, Inc.|11000
RAD|RITE AID CP|IATS|INTERACTIVE BROKERS LLC|1922997
RAD|RITE AID CP|IBKR|Interactive Brokers Llc|1778496
RAD|RITE AID CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2911
RAD|RITE AID CP|ICBX|INSTINET, LLC|1143355
RAD|RITE AID CP|IEQY|CITADEL SECURITIES LLC|224581
RAD|RITE AID CP|INCA|INSTINET, LLC|954280
RAD|RITE AID CP|INJX|INSTINET, LLC|1992079
RAD|RITE AID CP|ITGI|ITG Inc.|270547
RAD|RITE AID CP|ITGP|ITG INC.|1967000
RAD|RITE AID CP|JANY|Janney Montgomery Scott Inc.|36179
RAD|RITE AID CP|JEFF|JEFFERIES LLC|9037644
RAD|RITE AID CP|JMPT|JUMP TRADING, LLC|163257
RAD|RITE AID CP|JPBX|J.P. MORGAN SECURITIES LLC|54470
RAD|RITE AID CP|JPMX|J.P. Morgan Securities LLC|6025388
RAD|RITE AID CP|JSJX|JANE STREET CAPITAL LLC|40624
RAD|RITE AID CP|JUTA|JUMP TRADING, LLC|11439
RAD|RITE AID CP|KCGM|VIRTU Americas LLC|1388360
RAD|RITE AID CP|KRSH|Kershner Securities, LLC|27367
RAD|RITE AID CP|LEHM|Barclays Capital Inc./Le|16769682
RAD|RITE AID CP|LIME|Lime Brokerage LLC|3841
RAD|RITE AID CP|LOOP|Loop Capital Markets LLC|250775
RAD|RITE AID CP|LPCM|Lampert Capital Markets Inc.|101842
RAD|RITE AID CP|LQNA|LIQUIDNET, INC.|125000
RAD|RITE AID CP|LSCI|Lek Securities Corporation|100
RAD|RITE AID CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
RAD|RITE AID CP|MACQ|Macquarie Capital (USA) Inc.|77102
RAD|RITE AID CP|MAGM|TOR BROKERAGE LLC|6000
RAD|RITE AID CP|MAXM|Maxim Group LLC|2019522
RAD|RITE AID CP|MBTS|ALLY INVEST SECURITIES LLC|52
RAD|RITE AID CP|MCBT|Moors & Cabot, Inc.|500
RAD|RITE AID CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7856468
RAD|RITE AID CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|74905
RAD|RITE AID CP|MNDX|TJM Investments, LLC|526410
RAD|RITE AID CP|MOTF|MOTIF INVESTING, INC.|3
RAD|RITE AID CP|MSCO|MORGAN STANLEY & CO. LLC|9015176
RAD|RITE AID CP|MSPL|MORGAN STANLEY & CO. LLC|8774500
RAD|RITE AID CP|MSTX|MORGAN STANLEY & CO. LLC|1024800
RAD|RITE AID CP|NATL|National Securities Corporation|10400
RAD|RITE AID CP|NEED|Needham & Company, LLC|42218
RAD|RITE AID CP|NFSC|National Financial Services LLC|12844711
RAD|RITE AID CP|NITE|VIRTU Americas LLC|21989902
RAD|RITE AID CP|NITP|VIRTU Americas LLC|480261
RAD|RITE AID CP|NQRB|Brut, LLC|282192
RAD|RITE AID CP|NTBF|BMO Nesbitt Burns Inc./CDS|103401
RAD|RITE AID CP|NTRC|Northern Trust Securities, Inc.|5118
RAD|RITE AID CP|OPCO|Oppenheimer & Co. Inc.|150946
RAD|RITE AID CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|21050
RAD|RITE AID CP|PCFF|Pacific International Securities Inc./CDS|56670
RAD|RITE AID CP|PDQM|CODA MARKETS, INC.|1840935
RAD|RITE AID CP|PHLY|NASDAQ Execution Services, LLC|12400
RAD|RITE AID CP|PIPR|Piper Jaffray & Co.|56000
RAD|RITE AID CP|PREC|PRECISION SECURITIES, LLC|83704
RAD|RITE AID CP|PWJC|UBS Financial Services, Inc.|23782
RAD|RITE AID CP|RBCM|RBC CAPITAL MARKETS, LLC|93973
RAD|RITE AID CP|RGLD|Regal Securities, Inc|5425319
RAD|RITE AID CP|SAGL|SAGETRADER, LLC|189781
RAD|RITE AID CP|SALI|INTL FCSTONE FINANCIAL INC.|99865
RAD|RITE AID CP|SBRX|MURIEL SIEBERT & CO INC|4500
RAD|RITE AID CP|SBSH|Citigroup Global Markets Inc.|1203071
RAD|RITE AID CP|SEIC|SEI Investments Distribution Co.|4900
RAD|RITE AID CP|SGMT|GOLDMAN SACHS & CO. LLC|2046660
RAD|RITE AID CP|SOGO|Wang Investment Associates, Inc.|33995
RAD|RITE AID CP|SPDR|SPEEDROUTE LLC|97133
RAD|RITE AID CP|SPNT|SEVEN POINTS CAPITAL, LLC|4058921
RAD|RITE AID CP|SPTD|MINT GLOBAL MARKETS, INC.|3222
RAD|RITE AID CP|STFL|Stifel, Nicolaus & Company, Incorporated|211996
RAD|RITE AID CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20315
RAD|RITE AID CP|SWIM|TD Ameritrade, Inc.|7732738
RAD|RITE AID CP|SWST|Hilltop Securities Inc.|41155
RAD|RITE AID CP|TKNG|ALLY INVEST SECURITIES LLC|290332
RAD|RITE AID CP|TRBT|Tradebot Systems, Inc.|426656
RAD|RITE AID CP|TRCM|TRC MARKETS LLC|69878
RAD|RITE AID CP|TRIP|Trident Partners Ltd.|30103
RAD|RITE AID CP|TWTT|TASTYWORKS, INC.|9285
RAD|RITE AID CP|UBSA|UBS SECURITIES LLC|8581089
RAD|RITE AID CP|UBSS|UBS Securities LLC|4942724
RAD|RITE AID CP|VALX|VIRTU AMERICAS LLC|549893
RAD|RITE AID CP|VGRD|Vanguard Marketing Corporation|1314271
RAD|RITE AID CP|VIEW|VIEWTRADE SECURITIES LLC|10
RAD|RITE AID CP|VSIN|Vision Financial Markets Llc|36387
RAD|RITE AID CP|WABR|Wall Street Access|22360
RAD|RITE AID CP|WCHV|WELLS FARGO SECURITIES, LLC|2221013
RAD|RITE AID CP|WEDB|WEDBUSH SECURITIES INC.|200482
RAD|RITE AID CP|WEED|Weeden & Co.L.P.|55974
RAD|RITE AID CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|84493
RAD|RITE AID CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35882
RAD|RITE AID CP|WGIF|CIBC World Markets Inc.|46863
RAD|RITE AID CP|WORD|Worden Capital Management LLC|1119
RAD|RITE AID CP|WSEA|WOLVERINE SECURITIES, LLC|232841
RAD|RITE AID CP|XIST|INSTINET, LLC|1964496
RAD|RITE AID CP|XPUS|XP SECURITIES, LLC|10000
RAD|RITE AID CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2729436
RAD|RITE AID CP|YKNA|COMHAR CAPITAL MARKETS, LLC|47648
RAD|RITE AID CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|122791
RADA|RADA ELECTRONIC INDU|ALTX|Alternet Securities Inc.|3200
RADA|RADA ELECTRONIC INDU|APCC|Apex Clearing Corporation|10399
RADA|RADA ELECTRONIC INDU|BATM|CBOE TRADING, INC.|1170
RADA|RADA ELECTRONIC INDU|BBNT|BB&T SECURITIES, LLC|9900
RADA|RADA ELECTRONIC INDU|BERN|Sanford C. Bernstein & Co., LLC|4153
RADA|RADA ELECTRONIC INDU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31139
RADA|RADA ELECTRONIC INDU|BTIG|BTIG, LLC|10000
RADA|RADA ELECTRONIC INDU|BYXM|CBOE TRADING, INC.|100
RADA|RADA ELECTRONIC INDU|CHAS|Charles Schwab & Co., Inc.|500
RADA|RADA ELECTRONIC INDU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
RADA|RADA ELECTRONIC INDU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4200
RADA|RADA ELECTRONIC INDU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2469
RADA|RADA ELECTRONIC INDU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9950
RADA|RADA ELECTRONIC INDU|CTDL|Citadel Derivatives Group Llc|1712
RADA|RADA ELECTRONIC INDU|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
RADA|RADA ELECTRONIC INDU|DBAB|Deutsche Bank Securities Inc.|27078
RADA|RADA ELECTRONIC INDU|DBAX|Deutsche Bank Securities Inc.|3300
RADA|RADA ELECTRONIC INDU|DEAN|MORGAN STANLEY|584
RADA|RADA ELECTRONIC INDU|DEGS|RONIN PROFESSIONAL LLC|40481
RADA|RADA ELECTRONIC INDU|EBXL|EBX LLC|8800
RADA|RADA ELECTRONIC INDU|EGAM|CBOE TRADING, INC.|3000
RADA|RADA ELECTRONIC INDU|EGXM|CBOE TRADING, INC.|3200
RADA|RADA ELECTRONIC INDU|EGXW|CBOE TRADING, INC.|200
RADA|RADA ELECTRONIC INDU|ETBE|Electronic Transaction Clearing, Inc.|471
RADA|RADA ELECTRONIC INDU|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5200
RADA|RADA ELECTRONIC INDU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1810
RADA|RADA ELECTRONIC INDU|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
RADA|RADA ELECTRONIC INDU|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3999
RADA|RADA ELECTRONIC INDU|ETRS|E*Trade Securities LLC|160985
RADA|RADA ELECTRONIC INDU|FBCO|Credit Suisse Securities (USA) LLC|37470
RADA|RADA ELECTRONIC INDU|FILL|Tradestation Securities, Inc.|17900
RADA|RADA ELECTRONIC INDU|FINX|FINTECH SECURITIES|500
RADA|RADA ELECTRONIC INDU|FMAF|NBCN Inc./ CDS|5370
RADA|RADA ELECTRONIC INDU|FOMA|TD AMERITRADE CLEARING, INC.|387188
RADA|RADA ELECTRONIC INDU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37896
RADA|RADA ELECTRONIC INDU|FTBR|Foliofn Investments, Inc.|97
RADA|RADA ELECTRONIC INDU|GEBB|GLOBAL EXECUTION BROKERS, LP|2570
RADA|RADA ELECTRONIC INDU|GLPX|ACS EXECUTION SERVICES, LLC|17620
RADA|RADA ELECTRONIC INDU|GSCO|GOLDMAN SACHS & CO. LLC|1401
RADA|RADA ELECTRONIC INDU|GSCS|GOLDMAN SACHS & CO. LLC|3800
RADA|RADA ELECTRONIC INDU|GSLT|GOLDMAN SACHS & CO. LLC|14190
RADA|RADA ELECTRONIC INDU|GTSZ|GTS SECURITIES LLC|3549
RADA|RADA ELECTRONIC INDU|HRBF|American Enterprise Investment Services Inc.|200
RADA|RADA ELECTRONIC INDU|HSBC|HSBC Securities, Inc.|3082
RADA|RADA ELECTRONIC INDU|IATS|INTERACTIVE BROKERS LLC|15085
RADA|RADA ELECTRONIC INDU|IBKR|Interactive Brokers Llc|127494
RADA|RADA ELECTRONIC INDU|ICBX|INSTINET, LLC|10800
RADA|RADA ELECTRONIC INDU|INCA|INSTINET, LLC|17948
RADA|RADA ELECTRONIC INDU|INJX|INSTINET, LLC|2514
RADA|RADA ELECTRONIC INDU|ITGI|ITG Inc.|10575
RADA|RADA ELECTRONIC INDU|ITGP|ITG INC.|14000
RADA|RADA ELECTRONIC INDU|JEFF|JEFFERIES LLC|2544
RADA|RADA ELECTRONIC INDU|JMPT|JUMP TRADING, LLC|1646
RADA|RADA ELECTRONIC INDU|JPMX|J.P. Morgan Securities LLC|9444
RADA|RADA ELECTRONIC INDU|JSJX|JANE STREET CAPITAL LLC|1285
RADA|RADA ELECTRONIC INDU|KCGM|VIRTU Americas LLC|3700
RADA|RADA ELECTRONIC INDU|LEHM|Barclays Capital Inc./Le|13800
RADA|RADA ELECTRONIC INDU|LIME|Lime Brokerage LLC|23197
RADA|RADA ELECTRONIC INDU|LSCI|Lek Securities Corporation|2641
RADA|RADA ELECTRONIC INDU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4500
RADA|RADA ELECTRONIC INDU|MAXM|Maxim Group LLC|250
RADA|RADA ELECTRONIC INDU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15200
RADA|RADA ELECTRONIC INDU|MOTF|MOTIF INVESTING, INC.|1
RADA|RADA ELECTRONIC INDU|MSCO|MORGAN STANLEY & CO. LLC|215273
RADA|RADA ELECTRONIC INDU|MSPL|MORGAN STANLEY & CO. LLC|11200
RADA|RADA ELECTRONIC INDU|MWCC|Monness Crespi Hardt & Co., Inc.|9900
RADA|RADA ELECTRONIC INDU|NATL|National Securities Corporation|300
RADA|RADA ELECTRONIC INDU|NFSC|National Financial Services LLC|249388
RADA|RADA ELECTRONIC INDU|NITE|VIRTU Americas LLC|722046
RADA|RADA ELECTRONIC INDU|NITP|VIRTU Americas LLC|2000
RADA|RADA ELECTRONIC INDU|NQRB|Brut, LLC|20823
RADA|RADA ELECTRONIC INDU|OPCO|Oppenheimer & Co. Inc.|224690
RADA|RADA ELECTRONIC INDU|PCPT|PHILLIP CAPITAL INC.|2500
RADA|RADA ELECTRONIC INDU|PDQM|CODA MARKETS, INC.|37252
RADA|RADA ELECTRONIC INDU|PWJC|UBS Financial Services, Inc.|300
RADA|RADA ELECTRONIC INDU|RAJA|Raymond James & Associates, Inc.|740
RADA|RADA ELECTRONIC INDU|RBCM|RBC CAPITAL MARKETS, LLC|1500
RADA|RADA ELECTRONIC INDU|RGLD|Regal Securities, Inc|900
RADA|RADA ELECTRONIC INDU|ROTH|Roth Capital Partners, LLC|10151
RADA|RADA ELECTRONIC INDU|SAGL|SAGETRADER, LLC|500
RADA|RADA ELECTRONIC INDU|SBSH|Citigroup Global Markets Inc.|23710
RADA|RADA ELECTRONIC INDU|SGMT|GOLDMAN SACHS & CO. LLC|9500
RADA|RADA ELECTRONIC INDU|SPDR|SPEEDROUTE LLC|3146
RADA|RADA ELECTRONIC INDU|STFL|Stifel, Nicolaus & Company, Incorporated|425
RADA|RADA ELECTRONIC INDU|SWIM|TD Ameritrade, Inc.|155941
RADA|RADA ELECTRONIC INDU|SWST|Hilltop Securities Inc.|56240
RADA|RADA ELECTRONIC INDU|TKNG|ALLY INVEST SECURITIES LLC|17904
RADA|RADA ELECTRONIC INDU|TRBT|Tradebot Systems, Inc.|9124
RADA|RADA ELECTRONIC INDU|TRCM|TRC MARKETS LLC|27188
RADA|RADA ELECTRONIC INDU|TWTT|TASTYWORKS, INC.|3000
RADA|RADA ELECTRONIC INDU|UBSA|UBS SECURITIES LLC|43987
RADA|RADA ELECTRONIC INDU|UBSS|UBS Securities LLC|396590
RADA|RADA ELECTRONIC INDU|VALX|VIRTU AMERICAS LLC|300
RADA|RADA ELECTRONIC INDU|VGRD|Vanguard Marketing Corporation|14622
RADA|RADA ELECTRONIC INDU|VIEW|VIEWTRADE SECURITIES LLC|10000
RADA|RADA ELECTRONIC INDU|WCHV|WELLS FARGO SECURITIES, LLC|21927
RADA|RADA ELECTRONIC INDU|WEED|Weeden & Co.L.P.|318
RADA|RADA ELECTRONIC INDU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1091
RADA|RADA ELECTRONIC INDU|WGIF|CIBC World Markets Inc.|4194
RADA|RADA ELECTRONIC INDU|WSEA|WOLVERINE SECURITIES, LLC|1106
RADA|RADA ELECTRONIC INDU|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
RADA|RADA ELECTRONIC INDU|YKNA|COMHAR CAPITAL MARKETS, LLC|300
RADA|RADA ELECTRONIC INDU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9000
RAIL|FREIGHTCAR AMERICA,|ALTX|Alternet Securities Inc.|896
RAIL|FREIGHTCAR AMERICA,|APCC|Apex Clearing Corporation|7
RAIL|FREIGHTCAR AMERICA,|BATM|CBOE TRADING, INC.|94
RAIL|FREIGHTCAR AMERICA,|BAYC|BAY CREST PARTNERS, LLC|625
RAIL|FREIGHTCAR AMERICA,|BBNT|BB&T SECURITIES, LLC|500
RAIL|FREIGHTCAR AMERICA,|BERN|Sanford C. Bernstein & Co., LLC|10415
RAIL|FREIGHTCAR AMERICA,|BKCM|BNY Mellon Capital Markets LLC|178
RAIL|FREIGHTCAR AMERICA,|BLKX|INSTINET, LLC|15462
RAIL|FREIGHTCAR AMERICA,|BMOC|BMO Capital Markets Corp.|1923
RAIL|FREIGHTCAR AMERICA,|BNPX|BNP PARIBAS SECURITIES CORP.|1239
RAIL|FREIGHTCAR AMERICA,|BTIG|BTIG, LLC|14023
RAIL|FREIGHTCAR AMERICA,|BYXM|CBOE TRADING, INC.|50
RAIL|FREIGHTCAR AMERICA,|BZYD|GOLDMAN SACHS & CO. LLC|1947
RAIL|FREIGHTCAR AMERICA,|CHAS|Charles Schwab & Co., Inc.|3
RAIL|FREIGHTCAR AMERICA,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11507
RAIL|FREIGHTCAR AMERICA,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
RAIL|FREIGHTCAR AMERICA,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28120
RAIL|FREIGHTCAR AMERICA,|CTDL|Citadel Derivatives Group Llc|5641
RAIL|FREIGHTCAR AMERICA,|CTLR|CUTLER GROUP, LP|204
RAIL|FREIGHTCAR AMERICA,|CXCX|CITIGROUP GLOBAL MARKETS INC.|3546
RAIL|FREIGHTCAR AMERICA,|DBAB|Deutsche Bank Securities Inc.|50274
RAIL|FREIGHTCAR AMERICA,|DBAX|Deutsche Bank Securities Inc.|14800
RAIL|FREIGHTCAR AMERICA,|DEAN|MORGAN STANLEY|100
RAIL|FREIGHTCAR AMERICA,|DEGS|RONIN PROFESSIONAL LLC|8626
RAIL|FREIGHTCAR AMERICA,|EBXL|EBX LLC|21200
RAIL|FREIGHTCAR AMERICA,|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
RAIL|FREIGHTCAR AMERICA,|EDJO|Edward D. Jones & Co., L.P.|208
RAIL|FREIGHTCAR AMERICA,|EGAM|CBOE TRADING, INC.|970
RAIL|FREIGHTCAR AMERICA,|EGMT|EG MARKET TECHNOLOGIES LLC|180
RAIL|FREIGHTCAR AMERICA,|EGXM|CBOE TRADING, INC.|102
RAIL|FREIGHTCAR AMERICA,|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
RAIL|FREIGHTCAR AMERICA,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2034
RAIL|FREIGHTCAR AMERICA,|ETRS|E*Trade Securities LLC|5058
RAIL|FREIGHTCAR AMERICA,|FBCO|Credit Suisse Securities (USA) LLC|71951
RAIL|FREIGHTCAR AMERICA,|FBSB|U.S. Bancorp Investments, Inc.|10
RAIL|FREIGHTCAR AMERICA,|FILL|Tradestation Securities, Inc.|300
RAIL|FREIGHTCAR AMERICA,|FOMA|TD AMERITRADE CLEARING, INC.|18662
RAIL|FREIGHTCAR AMERICA,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33836
RAIL|FREIGHTCAR AMERICA,|FTBR|Foliofn Investments, Inc.|11
RAIL|FREIGHTCAR AMERICA,|GEBB|GLOBAL EXECUTION BROKERS, LP|3332
RAIL|FREIGHTCAR AMERICA,|GLPX|ACS EXECUTION SERVICES, LLC|1995
RAIL|FREIGHTCAR AMERICA,|GSCO|GOLDMAN SACHS & CO. LLC|75285
RAIL|FREIGHTCAR AMERICA,|GSCS|GOLDMAN SACHS & CO. LLC|16992
RAIL|FREIGHTCAR AMERICA,|GSLT|GOLDMAN SACHS & CO. LLC|572
RAIL|FREIGHTCAR AMERICA,|GTSZ|GTS SECURITIES LLC|7482
RAIL|FREIGHTCAR AMERICA,|HRBF|American Enterprise Investment Services Inc.|504
RAIL|FREIGHTCAR AMERICA,|IATS|INTERACTIVE BROKERS LLC|1
RAIL|FREIGHTCAR AMERICA,|IBKR|Interactive Brokers Llc|2690
RAIL|FREIGHTCAR AMERICA,|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
RAIL|FREIGHTCAR AMERICA,|ICBX|INSTINET, LLC|21520
RAIL|FREIGHTCAR AMERICA,|IEQY|CITADEL SECURITIES LLC|6798
RAIL|FREIGHTCAR AMERICA,|INCA|INSTINET, LLC|159347
RAIL|FREIGHTCAR AMERICA,|INJX|INSTINET, LLC|6499
RAIL|FREIGHTCAR AMERICA,|ITGI|ITG Inc.|16560
RAIL|FREIGHTCAR AMERICA,|ITGP|ITG INC.|68400
RAIL|FREIGHTCAR AMERICA,|JEFF|JEFFERIES LLC|13474
RAIL|FREIGHTCAR AMERICA,|JPBX|J.P. MORGAN SECURITIES LLC|200
RAIL|FREIGHTCAR AMERICA,|JPMX|J.P. Morgan Securities LLC|30338
RAIL|FREIGHTCAR AMERICA,|JSJX|JANE STREET CAPITAL LLC|932
RAIL|FREIGHTCAR AMERICA,|KCGM|VIRTU Americas LLC|3372
RAIL|FREIGHTCAR AMERICA,|KING|C. L. King & Associates, Inc.|2105
RAIL|FREIGHTCAR AMERICA,|LEHM|Barclays Capital Inc./Le|45007
RAIL|FREIGHTCAR AMERICA,|LIME|Lime Brokerage LLC|47307
RAIL|FREIGHTCAR AMERICA,|LTCO|Ladenburg, Thalmann & Co., Inc.|1000
RAIL|FREIGHTCAR AMERICA,|MAXM|Maxim Group LLC|883
RAIL|FREIGHTCAR AMERICA,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31406
RAIL|FREIGHTCAR AMERICA,|MSCO|MORGAN STANLEY & CO. LLC|150511
RAIL|FREIGHTCAR AMERICA,|MSPL|MORGAN STANLEY & CO. LLC|13800
RAIL|FREIGHTCAR AMERICA,|MSTX|MORGAN STANLEY & CO. LLC|400
RAIL|FREIGHTCAR AMERICA,|NFSC|National Financial Services LLC|29204
RAIL|FREIGHTCAR AMERICA,|NITE|VIRTU Americas LLC|48351
RAIL|FREIGHTCAR AMERICA,|NQRB|Brut, LLC|300
RAIL|FREIGHTCAR AMERICA,|PDQM|CODA MARKETS, INC.|3435
RAIL|FREIGHTCAR AMERICA,|SAGL|SAGETRADER, LLC|300
RAIL|FREIGHTCAR AMERICA,|SBSH|Citigroup Global Markets Inc.|18815
RAIL|FREIGHTCAR AMERICA,|SGMT|GOLDMAN SACHS & CO. LLC|10145
RAIL|FREIGHTCAR AMERICA,|SPDR|SPEEDROUTE LLC|2854
RAIL|FREIGHTCAR AMERICA,|SPTD|MINT GLOBAL MARKETS, INC.|1200
RAIL|FREIGHTCAR AMERICA,|STFL|Stifel, Nicolaus & Company, Incorporated|4918
RAIL|FREIGHTCAR AMERICA,|SWIM|TD Ameritrade, Inc.|4500
RAIL|FREIGHTCAR AMERICA,|TONC|CUTTONE & CO., LLC|3475
RAIL|FREIGHTCAR AMERICA,|TRBT|Tradebot Systems, Inc.|9285
RAIL|FREIGHTCAR AMERICA,|TRCM|TRC MARKETS LLC|22251
RAIL|FREIGHTCAR AMERICA,|UBSA|UBS SECURITIES LLC|55429
RAIL|FREIGHTCAR AMERICA,|UBSS|UBS Securities LLC|91214
RAIL|FREIGHTCAR AMERICA,|VALX|VIRTU AMERICAS LLC|1242
RAIL|FREIGHTCAR AMERICA,|VGRD|Vanguard Marketing Corporation|1894
RAIL|FREIGHTCAR AMERICA,|WCHV|WELLS FARGO SECURITIES, LLC|9329
RAIL|FREIGHTCAR AMERICA,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|207
RAIL|FREIGHTCAR AMERICA,|WSEA|WOLVERINE SECURITIES, LLC|117
RAIL|FREIGHTCAR AMERICA,|XIST|INSTINET, LLC|250
RAIL|FREIGHTCAR AMERICA,|XSTM|NATIONAL FINANCIAL SERVICES LLC|15900
RAIL|FREIGHTCAR AMERICA,|YKNA|COMHAR CAPITAL MARKETS, LLC|359
RAIL|FREIGHTCAR AMERICA,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
RALS|PROSHARES RAFI LS|APCC|Apex Clearing Corporation|4
RALS|PROSHARES RAFI LS|CHAS|Charles Schwab & Co., Inc.|1
RALS|PROSHARES RAFI LS|CIST|Capital Institutional Services, Inc.|1092
RALS|PROSHARES RAFI LS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|969
RALS|PROSHARES RAFI LS|ETRS|E*Trade Securities LLC|102
RALS|PROSHARES RAFI LS|FBSB|U.S. Bancorp Investments, Inc.|609
RALS|PROSHARES RAFI LS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|853
RALS|PROSHARES RAFI LS|FTBR|Foliofn Investments, Inc.|4
RALS|PROSHARES RAFI LS|GSLT|GOLDMAN SACHS & CO. LLC|200
RALS|PROSHARES RAFI LS|IBKR|Interactive Brokers Llc|10
RALS|PROSHARES RAFI LS|JSJX|JANE STREET CAPITAL LLC|646
RALS|PROSHARES RAFI LS|LIME|Lime Brokerage LLC|25
RALS|PROSHARES RAFI LS|MSCO|MORGAN STANLEY & CO. LLC|392
RALS|PROSHARES RAFI LS|NFSC|National Financial Services LLC|27
RALS|PROSHARES RAFI LS|NITE|VIRTU Americas LLC|764
RALS|PROSHARES RAFI LS|UBSA|UBS SECURITIES LLC|1707
RALS|PROSHARES RAFI LS|UBSS|UBS Securities LLC|899
RALS|PROSHARES RAFI LS|WSEA|WOLVERINE SECURITIES, LLC|3
RALS|PROSHARES RAFI LS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|160
RAND|RAND CAPITAL CP|APCC|Apex Clearing Corporation|10
RAND|RAND CAPITAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
RAND|RAND CAPITAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
RAND|RAND CAPITAL CP|ETRS|E*Trade Securities LLC|2300
RAND|RAND CAPITAL CP|FBCO|Credit Suisse Securities (USA) LLC|1200
RAND|RAND CAPITAL CP|FOMA|TD AMERITRADE CLEARING, INC.|30539
RAND|RAND CAPITAL CP|IATS|INTERACTIVE BROKERS LLC|100
RAND|RAND CAPITAL CP|IBKR|Interactive Brokers Llc|3489
RAND|RAND CAPITAL CP|INCA|INSTINET, LLC|600
RAND|RAND CAPITAL CP|ITGI|ITG Inc.|300
RAND|RAND CAPITAL CP|ITGP|ITG INC.|600
RAND|RAND CAPITAL CP|JANY|Janney Montgomery Scott Inc.|1199
RAND|RAND CAPITAL CP|JSJX|JANE STREET CAPITAL LLC|600
RAND|RAND CAPITAL CP|LIME|Lime Brokerage LLC|407
RAND|RAND CAPITAL CP|MSCO|MORGAN STANLEY & CO. LLC|700
RAND|RAND CAPITAL CP|NFSC|National Financial Services LLC|17095
RAND|RAND CAPITAL CP|NITE|VIRTU Americas LLC|35433
RAND|RAND CAPITAL CP|SWIM|TD Ameritrade, Inc.|9195
RAND|RAND CAPITAL CP|UBSS|UBS Securities LLC|900
RAND|RAND CAPITAL CP|WCHV|WELLS FARGO SECURITIES, LLC|20
RAND|RAND CAPITAL CP|WSEA|WOLVERINE SECURITIES, LLC|1
RARE|ULTRAGENYX PHARMACEU|ALTX|Alternet Securities Inc.|8510
RARE|ULTRAGENYX PHARMACEU|ANOS|ABEL/NOSER, L.L.C.|633
RARE|ULTRAGENYX PHARMACEU|APCC|Apex Clearing Corporation|142
RARE|ULTRAGENYX PHARMACEU|BARD|Robert W. Baird & Co. Incorporated|432
RARE|ULTRAGENYX PHARMACEU|BATM|CBOE TRADING, INC.|5976
RARE|ULTRAGENYX PHARMACEU|BBNT|BB&T SECURITIES, LLC|455
RARE|ULTRAGENYX PHARMACEU|BERN|Sanford C. Bernstein & Co., LLC|7613
RARE|ULTRAGENYX PHARMACEU|BIDS|BIDS TRADING L.P.|19500
RARE|ULTRAGENYX PHARMACEU|BIMI|Banca IMI Securities Corp.|870
RARE|ULTRAGENYX PHARMACEU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5883
RARE|ULTRAGENYX PHARMACEU|BMOC|BMO Capital Markets Corp.|7497
RARE|ULTRAGENYX PHARMACEU|BNPX|BNP PARIBAS SECURITIES CORP.|35923
RARE|ULTRAGENYX PHARMACEU|BTIG|BTIG, LLC|3797
RARE|ULTRAGENYX PHARMACEU|BYXM|CBOE TRADING, INC.|4249
RARE|ULTRAGENYX PHARMACEU|CANT|Cantor Fitzgerald & Co.|1
RARE|ULTRAGENYX PHARMACEU|CIST|Capital Institutional Services, Inc.|3
RARE|ULTRAGENYX PHARMACEU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48925
RARE|ULTRAGENYX PHARMACEU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9421
RARE|ULTRAGENYX PHARMACEU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|584
RARE|ULTRAGENYX PHARMACEU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|260748
RARE|ULTRAGENYX PHARMACEU|CTDL|Citadel Derivatives Group Llc|12542
RARE|ULTRAGENYX PHARMACEU|CXCX|CITIGROUP GLOBAL MARKETS INC.|14452
RARE|ULTRAGENYX PHARMACEU|DBAB|Deutsche Bank Securities Inc.|491097
RARE|ULTRAGENYX PHARMACEU|DBAX|Deutsche Bank Securities Inc.|154700
RARE|ULTRAGENYX PHARMACEU|DBUL|Deutsche Bank Securities Inc.|11433
RARE|ULTRAGENYX PHARMACEU|DEAN|MORGAN STANLEY|2300
RARE|ULTRAGENYX PHARMACEU|DEGS|RONIN PROFESSIONAL LLC|18340
RARE|ULTRAGENYX PHARMACEU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4676
RARE|ULTRAGENYX PHARMACEU|EBXL|EBX LLC|54200
RARE|ULTRAGENYX PHARMACEU|ECUT|CONVERGEX EXECUTION SOLUTIONS|1969
RARE|ULTRAGENYX PHARMACEU|EDJO|Edward D. Jones & Co., L.P.|20
RARE|ULTRAGENYX PHARMACEU|EGAM|CBOE TRADING, INC.|4836
RARE|ULTRAGENYX PHARMACEU|EGAW|CBOE TRADING, INC.|138
RARE|ULTRAGENYX PHARMACEU|EGMT|EG MARKET TECHNOLOGIES LLC|801
RARE|ULTRAGENYX PHARMACEU|EGXM|CBOE TRADING, INC.|1053
RARE|ULTRAGENYX PHARMACEU|EGXW|CBOE TRADING, INC.|100
RARE|ULTRAGENYX PHARMACEU|ETBE|Electronic Transaction Clearing, Inc.|22975
RARE|ULTRAGENYX PHARMACEU|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
RARE|ULTRAGENYX PHARMACEU|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5286
RARE|ULTRAGENYX PHARMACEU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|76431
RARE|ULTRAGENYX PHARMACEU|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|629
RARE|ULTRAGENYX PHARMACEU|ETRS|E*Trade Securities LLC|134748
RARE|ULTRAGENYX PHARMACEU|FBCO|Credit Suisse Securities (USA) LLC|282148
RARE|ULTRAGENYX PHARMACEU|FILL|Tradestation Securities, Inc.|1944
RARE|ULTRAGENYX PHARMACEU|FMAF|NBCN Inc./ CDS|23
RARE|ULTRAGENYX PHARMACEU|FOMA|TD AMERITRADE CLEARING, INC.|92712
RARE|ULTRAGENYX PHARMACEU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|637
RARE|ULTRAGENYX PHARMACEU|FQLS|Quantlab Securities LP|230814
RARE|ULTRAGENYX PHARMACEU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71775
RARE|ULTRAGENYX PHARMACEU|FTBR|Foliofn Investments, Inc.|507
RARE|ULTRAGENYX PHARMACEU|GEBB|GLOBAL EXECUTION BROKERS, LP|35115
RARE|ULTRAGENYX PHARMACEU|GLPX|ACS EXECUTION SERVICES, LLC|39033
RARE|ULTRAGENYX PHARMACEU|GSCO|GOLDMAN SACHS & CO. LLC|989399
RARE|ULTRAGENYX PHARMACEU|GSCS|GOLDMAN SACHS & CO. LLC|33130
RARE|ULTRAGENYX PHARMACEU|GSLT|GOLDMAN SACHS & CO. LLC|983
RARE|ULTRAGENYX PHARMACEU|GTSZ|GTS SECURITIES LLC|71238
RARE|ULTRAGENYX PHARMACEU|HAPX|HAP Trading, LLC|709
RARE|ULTRAGENYX PHARMACEU|HRBF|American Enterprise Investment Services Inc.|81
RARE|ULTRAGENYX PHARMACEU|HSBC|HSBC Securities, Inc.|219
RARE|ULTRAGENYX PHARMACEU|IATS|INTERACTIVE BROKERS LLC|11226
RARE|ULTRAGENYX PHARMACEU|IBKR|Interactive Brokers Llc|58005
RARE|ULTRAGENYX PHARMACEU|ICBX|INSTINET, LLC|43100
RARE|ULTRAGENYX PHARMACEU|IEQY|CITADEL SECURITIES LLC|183970
RARE|ULTRAGENYX PHARMACEU|INCA|INSTINET, LLC|180309
RARE|ULTRAGENYX PHARMACEU|INJX|INSTINET, LLC|124844
RARE|ULTRAGENYX PHARMACEU|ITGI|ITG Inc.|29472
RARE|ULTRAGENYX PHARMACEU|ITGP|ITG INC.|73000
RARE|ULTRAGENYX PHARMACEU|JEFF|JEFFERIES LLC|75447
RARE|ULTRAGENYX PHARMACEU|JMPT|JUMP TRADING, LLC|55527
RARE|ULTRAGENYX PHARMACEU|JPBX|J.P. MORGAN SECURITIES LLC|21929
RARE|ULTRAGENYX PHARMACEU|JPMX|J.P. Morgan Securities LLC|451059
RARE|ULTRAGENYX PHARMACEU|JSJX|JANE STREET CAPITAL LLC|18378
RARE|ULTRAGENYX PHARMACEU|KCGM|VIRTU Americas LLC|37412
RARE|ULTRAGENYX PHARMACEU|LEER|LEERINK PARTNERS LLC|31632
RARE|ULTRAGENYX PHARMACEU|LEHM|Barclays Capital Inc./Le|820348
RARE|ULTRAGENYX PHARMACEU|LIME|Lime Brokerage LLC|196004
RARE|ULTRAGENYX PHARMACEU|LOOP|Loop Capital Markets LLC|493
RARE|ULTRAGENYX PHARMACEU|LQNA|LIQUIDNET, INC.|105100
RARE|ULTRAGENYX PHARMACEU|LVMR|LIVERMORE TRADING GROUP, INC.|3565
RARE|ULTRAGENYX PHARMACEU|MACQ|Macquarie Capital (USA) Inc.|100
RARE|ULTRAGENYX PHARMACEU|MAXM|Maxim Group LLC|4692
RARE|ULTRAGENYX PHARMACEU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42833
RARE|ULTRAGENYX PHARMACEU|MNDX|TJM Investments, LLC|28669
RARE|ULTRAGENYX PHARMACEU|MOTF|MOTIF INVESTING, INC.|1
RARE|ULTRAGENYX PHARMACEU|MSCO|MORGAN STANLEY & CO. LLC|2040284
RARE|ULTRAGENYX PHARMACEU|MSPL|MORGAN STANLEY & CO. LLC|215400
RARE|ULTRAGENYX PHARMACEU|MSTX|MORGAN STANLEY & CO. LLC|62000
RARE|ULTRAGENYX PHARMACEU|NEED|Needham & Company, LLC|600
RARE|ULTRAGENYX PHARMACEU|NFSC|National Financial Services LLC|555624
RARE|ULTRAGENYX PHARMACEU|NITE|VIRTU Americas LLC|535380
RARE|ULTRAGENYX PHARMACEU|NITP|VIRTU Americas LLC|5202
RARE|ULTRAGENYX PHARMACEU|NQRB|Brut, LLC|4406
RARE|ULTRAGENYX PHARMACEU|OPCO|Oppenheimer & Co. Inc.|15641
RARE|ULTRAGENYX PHARMACEU|PDQM|CODA MARKETS, INC.|151699
RARE|ULTRAGENYX PHARMACEU|PHLY|NASDAQ Execution Services, LLC|200
RARE|ULTRAGENYX PHARMACEU|PICT|Pictet Overseas Inc.|20967
RARE|ULTRAGENYX PHARMACEU|PWJC|UBS Financial Services, Inc.|5432
RARE|ULTRAGENYX PHARMACEU|RAJA|Raymond James & Associates, Inc.|2964
RARE|ULTRAGENYX PHARMACEU|RBCM|RBC CAPITAL MARKETS, LLC|925
RARE|ULTRAGENYX PHARMACEU|SAGL|SAGETRADER, LLC|38973
RARE|ULTRAGENYX PHARMACEU|SAGW|SAGETRADER, LLC|264
RARE|ULTRAGENYX PHARMACEU|SBSH|Citigroup Global Markets Inc.|240571
RARE|ULTRAGENYX PHARMACEU|SGMT|GOLDMAN SACHS & CO. LLC|142444
RARE|ULTRAGENYX PHARMACEU|SOGO|Wang Investment Associates, Inc.|300
RARE|ULTRAGENYX PHARMACEU|SPDR|SPEEDROUTE LLC|14178
RARE|ULTRAGENYX PHARMACEU|SPTD|MINT GLOBAL MARKETS, INC.|978
RARE|ULTRAGENYX PHARMACEU|STFL|Stifel, Nicolaus & Company, Incorporated|3772
RARE|ULTRAGENYX PHARMACEU|SWIM|TD Ameritrade, Inc.|7626
RARE|ULTRAGENYX PHARMACEU|TKNG|ALLY INVEST SECURITIES LLC|154
RARE|ULTRAGENYX PHARMACEU|TRBT|Tradebot Systems, Inc.|168071
RARE|ULTRAGENYX PHARMACEU|TRCM|TRC MARKETS LLC|123309
RARE|ULTRAGENYX PHARMACEU|UBSA|UBS SECURITIES LLC|398236
RARE|ULTRAGENYX PHARMACEU|UBSS|UBS Securities LLC|1310815
RARE|ULTRAGENYX PHARMACEU|VALX|VIRTU AMERICAS LLC|54801
RARE|ULTRAGENYX PHARMACEU|VGRD|Vanguard Marketing Corporation|1160
RARE|ULTRAGENYX PHARMACEU|WBPX|SUMMIT SECURITIES GROUP, LLC|1304
RARE|ULTRAGENYX PHARMACEU|WCHV|WELLS FARGO SECURITIES, LLC|14713
RARE|ULTRAGENYX PHARMACEU|WEDB|WEDBUSH SECURITIES INC.|800
RARE|ULTRAGENYX PHARMACEU|WEED|Weeden & Co.L.P.|67514
RARE|ULTRAGENYX PHARMACEU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|97
RARE|ULTRAGENYX PHARMACEU|WGIF|CIBC World Markets Inc.|10230
RARE|ULTRAGENYX PHARMACEU|WSAG|WALL STREET ACCESS|347
RARE|ULTRAGENYX PHARMACEU|WSEA|WOLVERINE SECURITIES, LLC|608
RARE|ULTRAGENYX PHARMACEU|XIST|INSTINET, LLC|18400
RARE|ULTRAGENYX PHARMACEU|XSTM|NATIONAL FINANCIAL SERVICES LLC|75080
RARE|ULTRAGENYX PHARMACEU|YKNA|COMHAR CAPITAL MARKETS, LLC|20575
RARE|ULTRAGENYX PHARMACEU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|317
RARX|RA PHARMACEUTICAL CM|AGIS|Aegis Capital Corp.|1400
RARX|RA PHARMACEUTICAL CM|ALTX|Alternet Securities Inc.|850
RARX|RA PHARMACEUTICAL CM|APCC|Apex Clearing Corporation|18379
RARX|RA PHARMACEUTICAL CM|BATM|CBOE TRADING, INC.|1557
RARX|RA PHARMACEUTICAL CM|BBNT|BB&T SECURITIES, LLC|500
RARX|RA PHARMACEUTICAL CM|BERN|Sanford C. Bernstein & Co., LLC|4073
RARX|RA PHARMACEUTICAL CM|BIMI|Banca IMI Securities Corp.|800
RARX|RA PHARMACEUTICAL CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|108
RARX|RA PHARMACEUTICAL CM|BMOC|BMO Capital Markets Corp.|2549
RARX|RA PHARMACEUTICAL CM|BNPX|BNP PARIBAS SECURITIES CORP.|1629
RARX|RA PHARMACEUTICAL CM|BTIG|BTIG, LLC|6229
RARX|RA PHARMACEUTICAL CM|BYXM|CBOE TRADING, INC.|1644
RARX|RA PHARMACEUTICAL CM|CHAS|Charles Schwab & Co., Inc.|100
RARX|RA PHARMACEUTICAL CM|CIST|Capital Institutional Services, Inc.|4948
RARX|RA PHARMACEUTICAL CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51667
RARX|RA PHARMACEUTICAL CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1140
RARX|RA PHARMACEUTICAL CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89438
RARX|RA PHARMACEUTICAL CM|CTDL|Citadel Derivatives Group Llc|5429
RARX|RA PHARMACEUTICAL CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5580
RARX|RA PHARMACEUTICAL CM|DBAB|Deutsche Bank Securities Inc.|329313
RARX|RA PHARMACEUTICAL CM|DBAX|Deutsche Bank Securities Inc.|31700
RARX|RA PHARMACEUTICAL CM|DBUL|Deutsche Bank Securities Inc.|600
RARX|RA PHARMACEUTICAL CM|DEAN|MORGAN STANLEY|1000
RARX|RA PHARMACEUTICAL CM|DEGS|RONIN PROFESSIONAL LLC|46073
RARX|RA PHARMACEUTICAL CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|81
RARX|RA PHARMACEUTICAL CM|EBXL|EBX LLC|67100
RARX|RA PHARMACEUTICAL CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|9489
RARX|RA PHARMACEUTICAL CM|EDJO|Edward D. Jones & Co., L.P.|1500
RARX|RA PHARMACEUTICAL CM|EGAM|CBOE TRADING, INC.|3096
RARX|RA PHARMACEUTICAL CM|EGAW|CBOE TRADING, INC.|10
RARX|RA PHARMACEUTICAL CM|EGMT|EG MARKET TECHNOLOGIES LLC|1013
RARX|RA PHARMACEUTICAL CM|EGXM|CBOE TRADING, INC.|2079
RARX|RA PHARMACEUTICAL CM|ETBE|Electronic Transaction Clearing, Inc.|6271
RARX|RA PHARMACEUTICAL CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2126
RARX|RA PHARMACEUTICAL CM|ETCB|ETC BROKERAGE SERVICES, LLC|1860
RARX|RA PHARMACEUTICAL CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16555
RARX|RA PHARMACEUTICAL CM|ETRS|E*Trade Securities LLC|194296
RARX|RA PHARMACEUTICAL CM|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|86119
RARX|RA PHARMACEUTICAL CM|FBCO|Credit Suisse Securities (USA) LLC|530730
RARX|RA PHARMACEUTICAL CM|FILL|Tradestation Securities, Inc.|1126
RARX|RA PHARMACEUTICAL CM|FMAF|NBCN Inc./ CDS|1791
RARX|RA PHARMACEUTICAL CM|FMCO|First Manhattan Co|139061
RARX|RA PHARMACEUTICAL CM|FOMA|TD AMERITRADE CLEARING, INC.|312370
RARX|RA PHARMACEUTICAL CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92104
RARX|RA PHARMACEUTICAL CM|FTBR|Foliofn Investments, Inc.|13
RARX|RA PHARMACEUTICAL CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6676
RARX|RA PHARMACEUTICAL CM|GLPX|ACS EXECUTION SERVICES, LLC|2391
RARX|RA PHARMACEUTICAL CM|GSCO|GOLDMAN SACHS & CO. LLC|388911
RARX|RA PHARMACEUTICAL CM|GSCS|GOLDMAN SACHS & CO. LLC|1100
RARX|RA PHARMACEUTICAL CM|GSLT|GOLDMAN SACHS & CO. LLC|2404
RARX|RA PHARMACEUTICAL CM|GTSZ|GTS SECURITIES LLC|10262
RARX|RA PHARMACEUTICAL CM|HRBF|American Enterprise Investment Services Inc.|2100
RARX|RA PHARMACEUTICAL CM|IATS|INTERACTIVE BROKERS LLC|7470
RARX|RA PHARMACEUTICAL CM|IBKR|Interactive Brokers Llc|67001
RARX|RA PHARMACEUTICAL CM|ICBX|INSTINET, LLC|10200
RARX|RA PHARMACEUTICAL CM|IEQY|CITADEL SECURITIES LLC|46317
RARX|RA PHARMACEUTICAL CM|INCA|INSTINET, LLC|232078
RARX|RA PHARMACEUTICAL CM|INJX|INSTINET, LLC|216021
RARX|RA PHARMACEUTICAL CM|ITGI|ITG Inc.|25439
RARX|RA PHARMACEUTICAL CM|ITGP|ITG INC.|8800
RARX|RA PHARMACEUTICAL CM|JANY|Janney Montgomery Scott Inc.|505
RARX|RA PHARMACEUTICAL CM|JEFF|JEFFERIES LLC|53570
RARX|RA PHARMACEUTICAL CM|JMPT|JUMP TRADING, LLC|26174
RARX|RA PHARMACEUTICAL CM|JPBX|J.P. MORGAN SECURITIES LLC|2822
RARX|RA PHARMACEUTICAL CM|JPMX|J.P. Morgan Securities LLC|75055
RARX|RA PHARMACEUTICAL CM|JSJX|JANE STREET CAPITAL LLC|64442
RARX|RA PHARMACEUTICAL CM|KCGM|VIRTU Americas LLC|10044
RARX|RA PHARMACEUTICAL CM|LEHM|Barclays Capital Inc./Le|405589
RARX|RA PHARMACEUTICAL CM|LIME|Lime Brokerage LLC|150108
RARX|RA PHARMACEUTICAL CM|LMGP|LIME BROKERAGE LLC|24253
RARX|RA PHARMACEUTICAL CM|LSCI|Lek Securities Corporation|200
RARX|RA PHARMACEUTICAL CM|MAXM|Maxim Group LLC|1126
RARX|RA PHARMACEUTICAL CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
RARX|RA PHARMACEUTICAL CM|MOTF|MOTIF INVESTING, INC.|2
RARX|RA PHARMACEUTICAL CM|MSCO|MORGAN STANLEY & CO. LLC|630221
RARX|RA PHARMACEUTICAL CM|MSPL|MORGAN STANLEY & CO. LLC|25000
RARX|RA PHARMACEUTICAL CM|MSTX|MORGAN STANLEY & CO. LLC|15600
RARX|RA PHARMACEUTICAL CM|NFSC|National Financial Services LLC|221709
RARX|RA PHARMACEUTICAL CM|NITE|VIRTU Americas LLC|611069
RARX|RA PHARMACEUTICAL CM|NITP|VIRTU Americas LLC|41166
RARX|RA PHARMACEUTICAL CM|NQRB|Brut, LLC|10023
RARX|RA PHARMACEUTICAL CM|NTRC|Northern Trust Securities, Inc.|1986
RARX|RA PHARMACEUTICAL CM|OPCO|Oppenheimer & Co. Inc.|950
RARX|RA PHARMACEUTICAL CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2195
RARX|RA PHARMACEUTICAL CM|PDQM|CODA MARKETS, INC.|3695
RARX|RA PHARMACEUTICAL CM|PICT|Pictet Overseas Inc.|551
RARX|RA PHARMACEUTICAL CM|PWJC|UBS Financial Services, Inc.|3600
RARX|RA PHARMACEUTICAL CM|RAJA|Raymond James & Associates, Inc.|3822
RARX|RA PHARMACEUTICAL CM|RBCM|RBC CAPITAL MARKETS, LLC|35441
RARX|RA PHARMACEUTICAL CM|SAGL|SAGETRADER, LLC|3993
RARX|RA PHARMACEUTICAL CM|SALI|INTL FCSTONE FINANCIAL INC.|1200
RARX|RA PHARMACEUTICAL CM|SBSH|Citigroup Global Markets Inc.|67535
RARX|RA PHARMACEUTICAL CM|SGMT|GOLDMAN SACHS & CO. LLC|10929
RARX|RA PHARMACEUTICAL CM|SPDR|SPEEDROUTE LLC|17136
RARX|RA PHARMACEUTICAL CM|SWIM|TD Ameritrade, Inc.|94893
RARX|RA PHARMACEUTICAL CM|TKNG|ALLY INVEST SECURITIES LLC|3091
RARX|RA PHARMACEUTICAL CM|TMBR|Timber Hill LLC|239
RARX|RA PHARMACEUTICAL CM|TRBT|Tradebot Systems, Inc.|81310
RARX|RA PHARMACEUTICAL CM|TRCM|TRC MARKETS LLC|50579
RARX|RA PHARMACEUTICAL CM|TWTT|TASTYWORKS, INC.|100
RARX|RA PHARMACEUTICAL CM|UBSA|UBS SECURITIES LLC|207823
RARX|RA PHARMACEUTICAL CM|UBSS|UBS Securities LLC|409129
RARX|RA PHARMACEUTICAL CM|VALX|VIRTU AMERICAS LLC|2196
RARX|RA PHARMACEUTICAL CM|VGRD|Vanguard Marketing Corporation|46682
RARX|RA PHARMACEUTICAL CM|WCHV|WELLS FARGO SECURITIES, LLC|51338
RARX|RA PHARMACEUTICAL CM|WEDB|WEDBUSH SECURITIES INC.|1972
RARX|RA PHARMACEUTICAL CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|982
RARX|RA PHARMACEUTICAL CM|WGIF|CIBC World Markets Inc.|900
RARX|RA PHARMACEUTICAL CM|WSEA|WOLVERINE SECURITIES, LLC|1614
RARX|RA PHARMACEUTICAL CM|XIST|INSTINET, LLC|9650
RARX|RA PHARMACEUTICAL CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7754
RARX|RA PHARMACEUTICAL CM|YKNA|COMHAR CAPITAL MARKETS, LLC|544
RARX|RA PHARMACEUTICAL CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900
RAVE|RAVE RESTAURANT GRP|APCC|Apex Clearing Corporation|538
RAVE|RAVE RESTAURANT GRP|BATM|CBOE TRADING, INC.|1082
RAVE|RAVE RESTAURANT GRP|BERN|Sanford C. Bernstein & Co., LLC|100
RAVE|RAVE RESTAURANT GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|480
RAVE|RAVE RESTAURANT GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
RAVE|RAVE RESTAURANT GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3160
RAVE|RAVE RESTAURANT GRP|CTDL|Citadel Derivatives Group Llc|1167
RAVE|RAVE RESTAURANT GRP|DADA|D.A. Davidson & Co.|534
RAVE|RAVE RESTAURANT GRP|DBAB|Deutsche Bank Securities Inc.|3505
RAVE|RAVE RESTAURANT GRP|DBAX|Deutsche Bank Securities Inc.|100
RAVE|RAVE RESTAURANT GRP|DEAN|MORGAN STANLEY|2
RAVE|RAVE RESTAURANT GRP|DEGS|RONIN PROFESSIONAL LLC|12128
RAVE|RAVE RESTAURANT GRP|EBXL|EBX LLC|200
RAVE|RAVE RESTAURANT GRP|EDJO|Edward D. Jones & Co., L.P.|600
RAVE|RAVE RESTAURANT GRP|EGXM|CBOE TRADING, INC.|200
RAVE|RAVE RESTAURANT GRP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|680
RAVE|RAVE RESTAURANT GRP|ETRS|E*Trade Securities LLC|45204
RAVE|RAVE RESTAURANT GRP|FBCO|Credit Suisse Securities (USA) LLC|4928
RAVE|RAVE RESTAURANT GRP|FILL|Tradestation Securities, Inc.|3100
RAVE|RAVE RESTAURANT GRP|FMAF|NBCN Inc./ CDS|150
RAVE|RAVE RESTAURANT GRP|FOMA|TD AMERITRADE CLEARING, INC.|247690
RAVE|RAVE RESTAURANT GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|554
RAVE|RAVE RESTAURANT GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|536
RAVE|RAVE RESTAURANT GRP|GSCO|GOLDMAN SACHS & CO. LLC|2110
RAVE|RAVE RESTAURANT GRP|GSLT|GOLDMAN SACHS & CO. LLC|100
RAVE|RAVE RESTAURANT GRP|GTSZ|GTS SECURITIES LLC|50
RAVE|RAVE RESTAURANT GRP|HRBF|American Enterprise Investment Services Inc.|1606
RAVE|RAVE RESTAURANT GRP|IATS|INTERACTIVE BROKERS LLC|1665
RAVE|RAVE RESTAURANT GRP|IBKR|Interactive Brokers Llc|28879
RAVE|RAVE RESTAURANT GRP|INCA|INSTINET, LLC|6818
RAVE|RAVE RESTAURANT GRP|ITGI|ITG Inc.|569
RAVE|RAVE RESTAURANT GRP|ITGP|ITG INC.|400
RAVE|RAVE RESTAURANT GRP|LEHM|Barclays Capital Inc./Le|3008
RAVE|RAVE RESTAURANT GRP|LIME|Lime Brokerage LLC|23895
RAVE|RAVE RESTAURANT GRP|MSCO|MORGAN STANLEY & CO. LLC|39514
RAVE|RAVE RESTAURANT GRP|MSPL|MORGAN STANLEY & CO. LLC|1600
RAVE|RAVE RESTAURANT GRP|NFSC|National Financial Services LLC|166370
RAVE|RAVE RESTAURANT GRP|NITE|VIRTU Americas LLC|177779
RAVE|RAVE RESTAURANT GRP|NQRB|Brut, LLC|307
RAVE|RAVE RESTAURANT GRP|SAGL|SAGETRADER, LLC|100
RAVE|RAVE RESTAURANT GRP|SGMT|GOLDMAN SACHS & CO. LLC|322
RAVE|RAVE RESTAURANT GRP|SPDR|SPEEDROUTE LLC|725
RAVE|RAVE RESTAURANT GRP|SWIM|TD Ameritrade, Inc.|50251
RAVE|RAVE RESTAURANT GRP|TKNG|ALLY INVEST SECURITIES LLC|1195
RAVE|RAVE RESTAURANT GRP|TRCM|TRC MARKETS LLC|700
RAVE|RAVE RESTAURANT GRP|UBSA|UBS SECURITIES LLC|6150
RAVE|RAVE RESTAURANT GRP|UBSS|UBS Securities LLC|88767
RAVE|RAVE RESTAURANT GRP|VGRD|Vanguard Marketing Corporation|3748
RAVE|RAVE RESTAURANT GRP|WCHV|WELLS FARGO SECURITIES, LLC|2799
RAVE|RAVE RESTAURANT GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1190
RAVE|RAVE RESTAURANT GRP|WSEA|WOLVERINE SECURITIES, LLC|8144
RAVI|FLEXSHARS RAVI|APCC|Apex Clearing Corporation|10
RAVI|FLEXSHARS RAVI|BANK|Primevest Financial Services, Inc.|22
RAVI|FLEXSHARS RAVI|BARD|Robert W. Baird & Co. Incorporated|400
RAVI|FLEXSHARS RAVI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|754
RAVI|FLEXSHARS RAVI|CANT|Cantor Fitzgerald & Co.|1600
RAVI|FLEXSHARS RAVI|CHAS|Charles Schwab & Co., Inc.|13
RAVI|FLEXSHARS RAVI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1433
RAVI|FLEXSHARS RAVI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3600
RAVI|FLEXSHARS RAVI|CTDL|Citadel Derivatives Group Llc|950
RAVI|FLEXSHARS RAVI|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
RAVI|FLEXSHARS RAVI|DBAB|Deutsche Bank Securities Inc.|9147
RAVI|FLEXSHARS RAVI|DBAX|Deutsche Bank Securities Inc.|3000
RAVI|FLEXSHARS RAVI|EBXL|EBX LLC|2200
RAVI|FLEXSHARS RAVI|EGAM|CBOE TRADING, INC.|3076
RAVI|FLEXSHARS RAVI|EGAW|CBOE TRADING, INC.|200
RAVI|FLEXSHARS RAVI|EGXM|CBOE TRADING, INC.|2047
RAVI|FLEXSHARS RAVI|EGXW|CBOE TRADING, INC.|200
RAVI|FLEXSHARS RAVI|ETRS|E*Trade Securities LLC|2
RAVI|FLEXSHARS RAVI|FINX|FINTECH SECURITIES|763
RAVI|FLEXSHARS RAVI|FTBR|Foliofn Investments, Inc.|42
RAVI|FLEXSHARS RAVI|GTSZ|GTS SECURITIES LLC|500
RAVI|FLEXSHARS RAVI|IBKR|Interactive Brokers Llc|3686
RAVI|FLEXSHARS RAVI|ICBX|INSTINET, LLC|1200
RAVI|FLEXSHARS RAVI|JPMX|J.P. Morgan Securities LLC|1032
RAVI|FLEXSHARS RAVI|JSJX|JANE STREET CAPITAL LLC|28474
RAVI|FLEXSHARS RAVI|KCGM|VIRTU Americas LLC|101
RAVI|FLEXSHARS RAVI|LEHM|Barclays Capital Inc./Le|600
RAVI|FLEXSHARS RAVI|LIME|Lime Brokerage LLC|1372
RAVI|FLEXSHARS RAVI|MACC|Mid Atlantic Capital Corporation|32273
RAVI|FLEXSHARS RAVI|MSCO|MORGAN STANLEY & CO. LLC|5803
RAVI|FLEXSHARS RAVI|MSPL|MORGAN STANLEY & CO. LLC|400
RAVI|FLEXSHARS RAVI|NFSC|National Financial Services LLC|2947
RAVI|FLEXSHARS RAVI|NITE|VIRTU Americas LLC|7720
RAVI|FLEXSHARS RAVI|NTRC|Northern Trust Securities, Inc.|127
RAVI|FLEXSHARS RAVI|RBCM|RBC CAPITAL MARKETS, LLC|229
RAVI|FLEXSHARS RAVI|SBSH|Citigroup Global Markets Inc.|70342
RAVI|FLEXSHARS RAVI|UBSA|UBS SECURITIES LLC|5303
RAVI|FLEXSHARS RAVI|UBSS|UBS Securities LLC|3966
RAVI|FLEXSHARS RAVI|VGRD|Vanguard Marketing Corporation|665
RAVI|FLEXSHARS RAVI|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
RAVI|FLEXSHARS RAVI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1551
RAVN|RAVEN INDUSTRIES INC|ALTX|Alternet Securities Inc.|1957
RAVN|RAVEN INDUSTRIES INC|APCC|Apex Clearing Corporation|32
RAVN|RAVEN INDUSTRIES INC|BANK|Primevest Financial Services, Inc.|516
RAVN|RAVEN INDUSTRIES INC|BARD|Robert W. Baird & Co. Incorporated|51
RAVN|RAVEN INDUSTRIES INC|BATM|CBOE TRADING, INC.|537
RAVN|RAVEN INDUSTRIES INC|BIMI|Banca IMI Securities Corp.|80
RAVN|RAVEN INDUSTRIES INC|BMOC|BMO Capital Markets Corp.|6506
RAVN|RAVEN INDUSTRIES INC|BNPX|BNP PARIBAS SECURITIES CORP.|5981
RAVN|RAVEN INDUSTRIES INC|BRVL|BLAYLOCK VAN, LLC|1200
RAVN|RAVEN INDUSTRIES INC|BTIG|BTIG, LLC|779
RAVN|RAVEN INDUSTRIES INC|BYXM|CBOE TRADING, INC.|11
RAVN|RAVEN INDUSTRIES INC|BZYD|GOLDMAN SACHS & CO. LLC|891
RAVN|RAVEN INDUSTRIES INC|CANT|Cantor Fitzgerald & Co.|396
RAVN|RAVEN INDUSTRIES INC|CHAS|Charles Schwab & Co., Inc.|51
RAVN|RAVEN INDUSTRIES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7521
RAVN|RAVEN INDUSTRIES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|410
RAVN|RAVEN INDUSTRIES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19095
RAVN|RAVEN INDUSTRIES INC|CTDL|Citadel Derivatives Group Llc|7396
RAVN|RAVEN INDUSTRIES INC|CTLR|CUTLER GROUP, LP|472
RAVN|RAVEN INDUSTRIES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5598
RAVN|RAVEN INDUSTRIES INC|DADA|D.A. Davidson & Co.|52
RAVN|RAVEN INDUSTRIES INC|DBAB|Deutsche Bank Securities Inc.|144985
RAVN|RAVEN INDUSTRIES INC|DBAX|Deutsche Bank Securities Inc.|16100
RAVN|RAVEN INDUSTRIES INC|DEAN|MORGAN STANLEY|153
RAVN|RAVEN INDUSTRIES INC|DEGS|RONIN PROFESSIONAL LLC|4272
RAVN|RAVEN INDUSTRIES INC|DOTC|Dougherty & Company LLC|3226
RAVN|RAVEN INDUSTRIES INC|EBXL|EBX LLC|7600
RAVN|RAVEN INDUSTRIES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3049
RAVN|RAVEN INDUSTRIES INC|EDJO|Edward D. Jones & Co., L.P.|466
RAVN|RAVEN INDUSTRIES INC|EGAM|CBOE TRADING, INC.|3748
RAVN|RAVEN INDUSTRIES INC|EGXM|CBOE TRADING, INC.|281
RAVN|RAVEN INDUSTRIES INC|ETBE|Electronic Transaction Clearing, Inc.|682
RAVN|RAVEN INDUSTRIES INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6
RAVN|RAVEN INDUSTRIES INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
RAVN|RAVEN INDUSTRIES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11412
RAVN|RAVEN INDUSTRIES INC|ETRS|E*Trade Securities LLC|3881
RAVN|RAVEN INDUSTRIES INC|FBCO|Credit Suisse Securities (USA) LLC|73713
RAVN|RAVEN INDUSTRIES INC|FILL|Tradestation Securities, Inc.|30
RAVN|RAVEN INDUSTRIES INC|FMAF|NBCN Inc./ CDS|494
RAVN|RAVEN INDUSTRIES INC|FOMA|TD AMERITRADE CLEARING, INC.|44538
RAVN|RAVEN INDUSTRIES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
RAVN|RAVEN INDUSTRIES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20095
RAVN|RAVEN INDUSTRIES INC|FTBR|Foliofn Investments, Inc.|145
RAVN|RAVEN INDUSTRIES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|13876
RAVN|RAVEN INDUSTRIES INC|GLPX|ACS EXECUTION SERVICES, LLC|5136
RAVN|RAVEN INDUSTRIES INC|GSCO|GOLDMAN SACHS & CO. LLC|479473
RAVN|RAVEN INDUSTRIES INC|GSCS|GOLDMAN SACHS & CO. LLC|7190
RAVN|RAVEN INDUSTRIES INC|GSLT|GOLDMAN SACHS & CO. LLC|356
RAVN|RAVEN INDUSTRIES INC|GTSZ|GTS SECURITIES LLC|4562
RAVN|RAVEN INDUSTRIES INC|HPPX|POTAMUS TRADING, LLC|685
RAVN|RAVEN INDUSTRIES INC|HRBF|American Enterprise Investment Services Inc.|9
RAVN|RAVEN INDUSTRIES INC|IATS|INTERACTIVE BROKERS LLC|608
RAVN|RAVEN INDUSTRIES INC|IBKR|Interactive Brokers Llc|13560
RAVN|RAVEN INDUSTRIES INC|ICBX|INSTINET, LLC|3400
RAVN|RAVEN INDUSTRIES INC|IEQY|CITADEL SECURITIES LLC|10358
RAVN|RAVEN INDUSTRIES INC|INCA|INSTINET, LLC|87230
RAVN|RAVEN INDUSTRIES INC|INJX|INSTINET, LLC|2639
RAVN|RAVEN INDUSTRIES INC|ITGI|ITG Inc.|3483
RAVN|RAVEN INDUSTRIES INC|ITGP|ITG INC.|9800
RAVN|RAVEN INDUSTRIES INC|JANY|Janney Montgomery Scott Inc.|125
RAVN|RAVEN INDUSTRIES INC|JEFF|JEFFERIES LLC|20883
RAVN|RAVEN INDUSTRIES INC|JMPT|JUMP TRADING, LLC|4709
RAVN|RAVEN INDUSTRIES INC|JPBX|J.P. MORGAN SECURITIES LLC|2394
RAVN|RAVEN INDUSTRIES INC|JPMX|J.P. Morgan Securities LLC|29738
RAVN|RAVEN INDUSTRIES INC|JSJX|JANE STREET CAPITAL LLC|1841
RAVN|RAVEN INDUSTRIES INC|KCGM|VIRTU Americas LLC|1947
RAVN|RAVEN INDUSTRIES INC|LEHM|Barclays Capital Inc./Le|125348
RAVN|RAVEN INDUSTRIES INC|LIME|Lime Brokerage LLC|91402
RAVN|RAVEN INDUSTRIES INC|LMGP|LIME BROKERAGE LLC|3800
RAVN|RAVEN INDUSTRIES INC|LOOP|Loop Capital Markets LLC|100
RAVN|RAVEN INDUSTRIES INC|LSCI|Lek Securities Corporation|1401
RAVN|RAVEN INDUSTRIES INC|MAXM|Maxim Group LLC|4020
RAVN|RAVEN INDUSTRIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24975
RAVN|RAVEN INDUSTRIES INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|160
RAVN|RAVEN INDUSTRIES INC|MSCO|MORGAN STANLEY & CO. LLC|280470
RAVN|RAVEN INDUSTRIES INC|MSPL|MORGAN STANLEY & CO. LLC|34900
RAVN|RAVEN INDUSTRIES INC|MSTX|MORGAN STANLEY & CO. LLC|400
RAVN|RAVEN INDUSTRIES INC|NFSC|National Financial Services LLC|20746
RAVN|RAVEN INDUSTRIES INC|NITE|VIRTU Americas LLC|77774
RAVN|RAVEN INDUSTRIES INC|NITP|VIRTU Americas LLC|1700
RAVN|RAVEN INDUSTRIES INC|NQRB|Brut, LLC|996
RAVN|RAVEN INDUSTRIES INC|OPCO|Oppenheimer & Co. Inc.|18
RAVN|RAVEN INDUSTRIES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|80
RAVN|RAVEN INDUSTRIES INC|PDQM|CODA MARKETS, INC.|6358
RAVN|RAVEN INDUSTRIES INC|PWJC|UBS Financial Services, Inc.|1100
RAVN|RAVEN INDUSTRIES INC|RAJA|Raymond James & Associates, Inc.|14840
RAVN|RAVEN INDUSTRIES INC|RBCM|RBC CAPITAL MARKETS, LLC|723
RAVN|RAVEN INDUSTRIES INC|SAGL|SAGETRADER, LLC|197
RAVN|RAVEN INDUSTRIES INC|SAGW|SAGETRADER, LLC|65
RAVN|RAVEN INDUSTRIES INC|SALI|INTL FCSTONE FINANCIAL INC.|57
RAVN|RAVEN INDUSTRIES INC|SBSH|Citigroup Global Markets Inc.|58381
RAVN|RAVEN INDUSTRIES INC|SGMT|GOLDMAN SACHS & CO. LLC|10950
RAVN|RAVEN INDUSTRIES INC|SPDR|SPEEDROUTE LLC|1620
RAVN|RAVEN INDUSTRIES INC|SPTD|MINT GLOBAL MARKETS, INC.|6842
RAVN|RAVEN INDUSTRIES INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|25376
RAVN|RAVEN INDUSTRIES INC|STFL|Stifel, Nicolaus & Company, Incorporated|284
RAVN|RAVEN INDUSTRIES INC|SWIM|TD Ameritrade, Inc.|1811
RAVN|RAVEN INDUSTRIES INC|SWST|Hilltop Securities Inc.|200
RAVN|RAVEN INDUSTRIES INC|TRBT|Tradebot Systems, Inc.|8165
RAVN|RAVEN INDUSTRIES INC|TRCM|TRC MARKETS LLC|22182
RAVN|RAVEN INDUSTRIES INC|UBSA|UBS SECURITIES LLC|94566
RAVN|RAVEN INDUSTRIES INC|UBSS|UBS Securities LLC|296623
RAVN|RAVEN INDUSTRIES INC|VALX|VIRTU AMERICAS LLC|4856
RAVN|RAVEN INDUSTRIES INC|VGRD|Vanguard Marketing Corporation|3512
RAVN|RAVEN INDUSTRIES INC|WCHV|WELLS FARGO SECURITIES, LLC|15280
RAVN|RAVEN INDUSTRIES INC|WEDB|WEDBUSH SECURITIES INC.|160
RAVN|RAVEN INDUSTRIES INC|WEED|Weeden & Co.L.P.|1430
RAVN|RAVEN INDUSTRIES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|619
RAVN|RAVEN INDUSTRIES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|784
RAVN|RAVEN INDUSTRIES INC|WSEA|WOLVERINE SECURITIES, LLC|279
RAVN|RAVEN INDUSTRIES INC|XIST|INSTINET, LLC|20338
RAVN|RAVEN INDUSTRIES INC|XPQR|Jump Trading|600
RAVN|RAVEN INDUSTRIES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
RAVN|RAVEN INDUSTRIES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|315
RAVN|RAVEN INDUSTRIES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|669
RBA|RITCHIE BROS AUCTION|ALTX|Alternet Securities Inc.|2362
RBA|RITCHIE BROS AUCTION|ANOS|ABEL/NOSER, L.L.C.|2000
RBA|RITCHIE BROS AUCTION|APCC|Apex Clearing Corporation|527
RBA|RITCHIE BROS AUCTION|BARD|Robert W. Baird & Co. Incorporated|2764
RBA|RITCHIE BROS AUCTION|BATM|CBOE TRADING, INC.|3636
RBA|RITCHIE BROS AUCTION|BAYT|BTIG, LLC|2300
RBA|RITCHIE BROS AUCTION|BBNT|BB&T SECURITIES, LLC|1434
RBA|RITCHIE BROS AUCTION|BERN|Sanford C. Bernstein & Co., LLC|85572
RBA|RITCHIE BROS AUCTION|BIDS|BIDS TRADING L.P.|71800
RBA|RITCHIE BROS AUCTION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2463
RBA|RITCHIE BROS AUCTION|BNCH|The Benchmark Company, LLC|115456
RBA|RITCHIE BROS AUCTION|BYXM|CBOE TRADING, INC.|34
RBA|RITCHIE BROS AUCTION|BZYD|GOLDMAN SACHS & CO. LLC|500
RBA|RITCHIE BROS AUCTION|CABR|Cabrera Capital Markets, Inc.|400
RBA|RITCHIE BROS AUCTION|CBLC|CITIGROUP GLOBAL MARKETS INC.|41600
RBA|RITCHIE BROS AUCTION|CHAS|Charles Schwab & Co., Inc.|7614
RBA|RITCHIE BROS AUCTION|CICF|Canaccord Genuity Corp.|5246
RBA|RITCHIE BROS AUCTION|CIST|Capital Institutional Services, Inc.|1615
RBA|RITCHIE BROS AUCTION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39671
RBA|RITCHIE BROS AUCTION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
RBA|RITCHIE BROS AUCTION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195678
RBA|RITCHIE BROS AUCTION|CTDL|Citadel Derivatives Group Llc|827
RBA|RITCHIE BROS AUCTION|CTLR|CUTLER GROUP, LP|9027
RBA|RITCHIE BROS AUCTION|CXCX|CITIGROUP GLOBAL MARKETS INC.|19608
RBA|RITCHIE BROS AUCTION|DADA|D.A. Davidson & Co.|99
RBA|RITCHIE BROS AUCTION|DAVA|Davenport & Company LLC|30
RBA|RITCHIE BROS AUCTION|DBAB|Deutsche Bank Securities Inc.|71709
RBA|RITCHIE BROS AUCTION|DBAX|Deutsche Bank Securities Inc.|117900
RBA|RITCHIE BROS AUCTION|DBUL|Deutsche Bank Securities Inc.|700
RBA|RITCHIE BROS AUCTION|DCHF|Dart Executions, LLC|420
RBA|RITCHIE BROS AUCTION|DEAN|MORGAN STANLEY|2838
RBA|RITCHIE BROS AUCTION|DEGS|RONIN PROFESSIONAL LLC|915
RBA|RITCHIE BROS AUCTION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1980
RBA|RITCHIE BROS AUCTION|EBXL|EBX LLC|101300
RBA|RITCHIE BROS AUCTION|ECUT|CONVERGEX EXECUTION SOLUTIONS|2105
RBA|RITCHIE BROS AUCTION|EDJO|Edward D. Jones & Co., L.P.|576
RBA|RITCHIE BROS AUCTION|EGAM|CBOE TRADING, INC.|1989
RBA|RITCHIE BROS AUCTION|EGAW|CBOE TRADING, INC.|4
RBA|RITCHIE BROS AUCTION|EGMT|EG MARKET TECHNOLOGIES LLC|400
RBA|RITCHIE BROS AUCTION|EGXM|CBOE TRADING, INC.|397
RBA|RITCHIE BROS AUCTION|EGXW|CBOE TRADING, INC.|100
RBA|RITCHIE BROS AUCTION|ELEV|ELEVATION, LLC|7212
RBA|RITCHIE BROS AUCTION|ETBE|Electronic Transaction Clearing, Inc.|7262
RBA|RITCHIE BROS AUCTION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4724
RBA|RITCHIE BROS AUCTION|ETRS|E*Trade Securities LLC|2270
RBA|RITCHIE BROS AUCTION|FBSB|U.S. Bancorp Investments, Inc.|38
RBA|RITCHIE BROS AUCTION|FILL|Tradestation Securities, Inc.|1000
RBA|RITCHIE BROS AUCTION|FMAF|NBCN Inc./ CDS|122526
RBA|RITCHIE BROS AUCTION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9427
RBA|RITCHIE BROS AUCTION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86031
RBA|RITCHIE BROS AUCTION|FTBR|Foliofn Investments, Inc.|14
RBA|RITCHIE BROS AUCTION|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
RBA|RITCHIE BROS AUCTION|GLPX|ACS EXECUTION SERVICES, LLC|2296
RBA|RITCHIE BROS AUCTION|GSCO|GOLDMAN SACHS & CO. LLC|153602
RBA|RITCHIE BROS AUCTION|GSLT|GOLDMAN SACHS & CO. LLC|774
RBA|RITCHIE BROS AUCTION|GTSZ|GTS SECURITIES LLC|10717
RBA|RITCHIE BROS AUCTION|HPPX|POTAMUS TRADING, LLC|1002
RBA|RITCHIE BROS AUCTION|HRBF|American Enterprise Investment Services Inc.|170913
RBA|RITCHIE BROS AUCTION|HSBC|HSBC Securities, Inc.|700
RBA|RITCHIE BROS AUCTION|IATS|INTERACTIVE BROKERS LLC|2453
RBA|RITCHIE BROS AUCTION|IBKR|Interactive Brokers Llc|2812
RBA|RITCHIE BROS AUCTION|ICBX|INSTINET, LLC|19100
RBA|RITCHIE BROS AUCTION|INCA|INSTINET, LLC|56495
RBA|RITCHIE BROS AUCTION|INJX|INSTINET, LLC|336
RBA|RITCHIE BROS AUCTION|ITGI|ITG Inc.|83380
RBA|RITCHIE BROS AUCTION|ITGP|ITG INC.|453800
RBA|RITCHIE BROS AUCTION|JANY|Janney Montgomery Scott Inc.|434
RBA|RITCHIE BROS AUCTION|JEFF|JEFFERIES LLC|49076
RBA|RITCHIE BROS AUCTION|JMPT|JUMP TRADING, LLC|15999
RBA|RITCHIE BROS AUCTION|JPBX|J.P. MORGAN SECURITIES LLC|10256
RBA|RITCHIE BROS AUCTION|JPMX|J.P. Morgan Securities LLC|209785
RBA|RITCHIE BROS AUCTION|JSJX|JANE STREET CAPITAL LLC|1145
RBA|RITCHIE BROS AUCTION|KCGM|VIRTU Americas LLC|17939
RBA|RITCHIE BROS AUCTION|LEHM|Barclays Capital Inc./Le|188399
RBA|RITCHIE BROS AUCTION|LIME|Lime Brokerage LLC|10357
RBA|RITCHIE BROS AUCTION|LMNX|LUMINEX TRADING & ANALYTICS LLC|22000
RBA|RITCHIE BROS AUCTION|LOOP|Loop Capital Markets LLC|71800
RBA|RITCHIE BROS AUCTION|LQNA|LIQUIDNET, INC.|103200
RBA|RITCHIE BROS AUCTION|LSCI|Lek Securities Corporation|64
RBA|RITCHIE BROS AUCTION|MCMF|Raymond James Ltd. Cds|30
RBA|RITCHIE BROS AUCTION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41824
RBA|RITCHIE BROS AUCTION|MOTF|MOTIF INVESTING, INC.|20
RBA|RITCHIE BROS AUCTION|MSCO|MORGAN STANLEY & CO. LLC|224839
RBA|RITCHIE BROS AUCTION|MSPL|MORGAN STANLEY & CO. LLC|113700
RBA|RITCHIE BROS AUCTION|MSTX|MORGAN STANLEY & CO. LLC|22400
RBA|RITCHIE BROS AUCTION|NFSC|National Financial Services LLC|31572
RBA|RITCHIE BROS AUCTION|NITE|VIRTU Americas LLC|158148
RBA|RITCHIE BROS AUCTION|NITP|VIRTU Americas LLC|100
RBA|RITCHIE BROS AUCTION|NQRB|Brut, LLC|158
RBA|RITCHIE BROS AUCTION|NTRC|Northern Trust Securities, Inc.|271
RBA|RITCHIE BROS AUCTION|OPCO|Oppenheimer & Co. Inc.|6020
RBA|RITCHIE BROS AUCTION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
RBA|RITCHIE BROS AUCTION|PDQM|CODA MARKETS, INC.|12622
RBA|RITCHIE BROS AUCTION|PWJC|UBS Financial Services, Inc.|700
RBA|RITCHIE BROS AUCTION|RBCM|RBC CAPITAL MARKETS, LLC|6601
RBA|RITCHIE BROS AUCTION|RGLD|Regal Securities, Inc|100
RBA|RITCHIE BROS AUCTION|SAGL|SAGETRADER, LLC|700
RBA|RITCHIE BROS AUCTION|SBSH|Citigroup Global Markets Inc.|6333
RBA|RITCHIE BROS AUCTION|SEIC|SEI Investments Distribution Co.|962
RBA|RITCHIE BROS AUCTION|SGMT|GOLDMAN SACHS & CO. LLC|29766
RBA|RITCHIE BROS AUCTION|SPDR|SPEEDROUTE LLC|1500
RBA|RITCHIE BROS AUCTION|SPHN|Stephens Inc.|200
RBA|RITCHIE BROS AUCTION|STFL|Stifel, Nicolaus & Company, Incorporated|6619
RBA|RITCHIE BROS AUCTION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1231
RBA|RITCHIE BROS AUCTION|SWIM|TD Ameritrade, Inc.|3164
RBA|RITCHIE BROS AUCTION|SWST|Hilltop Securities Inc.|1482
RBA|RITCHIE BROS AUCTION|TKNG|ALLY INVEST SECURITIES LLC|1003
RBA|RITCHIE BROS AUCTION|TRBT|Tradebot Systems, Inc.|40178
RBA|RITCHIE BROS AUCTION|TRCM|TRC MARKETS LLC|18223
RBA|RITCHIE BROS AUCTION|TWTT|TASTYWORKS, INC.|99
RBA|RITCHIE BROS AUCTION|UBSA|UBS SECURITIES LLC|173985
RBA|RITCHIE BROS AUCTION|UBSS|UBS Securities LLC|149686
RBA|RITCHIE BROS AUCTION|VALX|VIRTU AMERICAS LLC|16475
RBA|RITCHIE BROS AUCTION|VGRD|Vanguard Marketing Corporation|209
RBA|RITCHIE BROS AUCTION|WBLR|WILLIAM BLAIR|8936
RBA|RITCHIE BROS AUCTION|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
RBA|RITCHIE BROS AUCTION|WCHV|WELLS FARGO SECURITIES, LLC|6105
RBA|RITCHIE BROS AUCTION|WEDB|WEDBUSH SECURITIES INC.|530
RBA|RITCHIE BROS AUCTION|WEED|Weeden & Co.L.P.|30400
RBA|RITCHIE BROS AUCTION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2780
RBA|RITCHIE BROS AUCTION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2297
RBA|RITCHIE BROS AUCTION|WOLF|Wolfe Trahan Securities|100
RBA|RITCHIE BROS AUCTION|WSEA|WOLVERINE SECURITIES, LLC|495
RBA|RITCHIE BROS AUCTION|XIST|INSTINET, LLC|16200
RBA|RITCHIE BROS AUCTION|XSTM|NATIONAL FINANCIAL SERVICES LLC|18044
RBA|RITCHIE BROS AUCTION|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RBA|RITCHIE BROS AUCTION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|367
RBB|RBB BANCORP CMN|ALTX|Alternet Securities Inc.|2000
RBB|RBB BANCORP CMN|APCC|Apex Clearing Corporation|4
RBB|RBB BANCORP CMN|BATM|CBOE TRADING, INC.|519
RBB|RBB BANCORP CMN|BAYT|BTIG, LLC|100
RBB|RBB BANCORP CMN|BERN|Sanford C. Bernstein & Co., LLC|1036
RBB|RBB BANCORP CMN|BMOC|BMO Capital Markets Corp.|1719
RBB|RBB BANCORP CMN|BNKS|Fig Partners, LLC|2302
RBB|RBB BANCORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1825
RBB|RBB BANCORP CMN|BTIG|BTIG, LLC|18
RBB|RBB BANCORP CMN|BYXM|CBOE TRADING, INC.|142
RBB|RBB BANCORP CMN|CIST|Capital Institutional Services, Inc.|206
RBB|RBB BANCORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17248
RBB|RBB BANCORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4985
RBB|RBB BANCORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|837
RBB|RBB BANCORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20048
RBB|RBB BANCORP CMN|CTDL|Citadel Derivatives Group Llc|5218
RBB|RBB BANCORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4074
RBB|RBB BANCORP CMN|DADA|D.A. Davidson & Co.|100
RBB|RBB BANCORP CMN|DBAB|Deutsche Bank Securities Inc.|103573
RBB|RBB BANCORP CMN|DBAX|Deutsche Bank Securities Inc.|11200
RBB|RBB BANCORP CMN|DEAN|MORGAN STANLEY|2500
RBB|RBB BANCORP CMN|DEGS|RONIN PROFESSIONAL LLC|8189
RBB|RBB BANCORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3477
RBB|RBB BANCORP CMN|EBXL|EBX LLC|7100
RBB|RBB BANCORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|57
RBB|RBB BANCORP CMN|EDJO|Edward D. Jones & Co., L.P.|65
RBB|RBB BANCORP CMN|EGAM|CBOE TRADING, INC.|696
RBB|RBB BANCORP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|410
RBB|RBB BANCORP CMN|EGXM|CBOE TRADING, INC.|101
RBB|RBB BANCORP CMN|ETBE|Electronic Transaction Clearing, Inc.|9617
RBB|RBB BANCORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8872
RBB|RBB BANCORP CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|145
RBB|RBB BANCORP CMN|ETRS|E*Trade Securities LLC|2287
RBB|RBB BANCORP CMN|FBCO|Credit Suisse Securities (USA) LLC|44699
RBB|RBB BANCORP CMN|FMAF|NBCN Inc./ CDS|32
RBB|RBB BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|6864
RBB|RBB BANCORP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|262
RBB|RBB BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35231
RBB|RBB BANCORP CMN|FTBR|Foliofn Investments, Inc.|1201
RBB|RBB BANCORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2746
RBB|RBB BANCORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|2263
RBB|RBB BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|330661
RBB|RBB BANCORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|2993
RBB|RBB BANCORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|628
RBB|RBB BANCORP CMN|GTSZ|GTS SECURITIES LLC|31860
RBB|RBB BANCORP CMN|HSBC|HSBC Securities, Inc.|100
RBB|RBB BANCORP CMN|IATS|INTERACTIVE BROKERS LLC|1118
RBB|RBB BANCORP CMN|IBKR|Interactive Brokers Llc|8804
RBB|RBB BANCORP CMN|ICBX|INSTINET, LLC|1500
RBB|RBB BANCORP CMN|IEQY|CITADEL SECURITIES LLC|8395
RBB|RBB BANCORP CMN|INCA|INSTINET, LLC|64532
RBB|RBB BANCORP CMN|INJX|INSTINET, LLC|969
RBB|RBB BANCORP CMN|ITGI|ITG Inc.|7157
RBB|RBB BANCORP CMN|ITGP|ITG INC.|18000
RBB|RBB BANCORP CMN|JEFF|JEFFERIES LLC|12610
RBB|RBB BANCORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|200
RBB|RBB BANCORP CMN|JPMX|J.P. Morgan Securities LLC|20738
RBB|RBB BANCORP CMN|JSJX|JANE STREET CAPITAL LLC|495
RBB|RBB BANCORP CMN|KBWI|Keefe, Bruyette & Woods, Inc.|104
RBB|RBB BANCORP CMN|KCGM|VIRTU Americas LLC|3213
RBB|RBB BANCORP CMN|LEHM|Barclays Capital Inc./Le|164864
RBB|RBB BANCORP CMN|LIME|Lime Brokerage LLC|35331
RBB|RBB BANCORP CMN|LMGP|LIME BROKERAGE LLC|578
RBB|RBB BANCORP CMN|LQNA|LIQUIDNET, INC.|22100
RBB|RBB BANCORP CMN|LSCI|Lek Securities Corporation|305
RBB|RBB BANCORP CMN|MAXM|Maxim Group LLC|1226
RBB|RBB BANCORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8700
RBB|RBB BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|322501
RBB|RBB BANCORP CMN|MSPL|MORGAN STANLEY & CO. LLC|20800
RBB|RBB BANCORP CMN|MSTX|MORGAN STANLEY & CO. LLC|2700
RBB|RBB BANCORP CMN|NFSC|National Financial Services LLC|13168
RBB|RBB BANCORP CMN|NITE|VIRTU Americas LLC|46844
RBB|RBB BANCORP CMN|NITP|VIRTU Americas LLC|753
RBB|RBB BANCORP CMN|NQRB|Brut, LLC|200
RBB|RBB BANCORP CMN|PDQM|CODA MARKETS, INC.|3988
RBB|RBB BANCORP CMN|RAJA|Raymond James & Associates, Inc.|113
RBB|RBB BANCORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|437
RBB|RBB BANCORP CMN|SBSH|Citigroup Global Markets Inc.|33672
RBB|RBB BANCORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|3595
RBB|RBB BANCORP CMN|SPDR|SPEEDROUTE LLC|1500
RBB|RBB BANCORP CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
RBB|RBB BANCORP CMN|SWIM|TD Ameritrade, Inc.|2645
RBB|RBB BANCORP CMN|TRBT|Tradebot Systems, Inc.|9706
RBB|RBB BANCORP CMN|TRCM|TRC MARKETS LLC|30707
RBB|RBB BANCORP CMN|UBSA|UBS SECURITIES LLC|50184
RBB|RBB BANCORP CMN|UBSS|UBS Securities LLC|256000
RBB|RBB BANCORP CMN|VALX|VIRTU AMERICAS LLC|4351
RBB|RBB BANCORP CMN|VGRD|Vanguard Marketing Corporation|100
RBB|RBB BANCORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|6147
RBB|RBB BANCORP CMN|WEDB|WEDBUSH SECURITIES INC.|1000
RBB|RBB BANCORP CMN|WEED|Weeden & Co.L.P.|744
RBB|RBB BANCORP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2486
RBB|RBB BANCORP CMN|WGIF|CIBC World Markets Inc.|360
RBB|RBB BANCORP CMN|XIST|INSTINET, LLC|5850
RBB|RBB BANCORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
RBB|RBB BANCORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|423
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RBBN|RIBBON COMM INC CMN|ANOS|ABEL/NOSER, L.L.C.|9812
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RBBN|RIBBON COMM INC CMN|BAYC|BAY CREST PARTNERS, LLC|660
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RBBN|RIBBON COMM INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4615
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RBBN|RIBBON COMM INC CMN|BTIG|BTIG, LLC|17406
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RBBN|RIBBON COMM INC CMN|CANT|Cantor Fitzgerald & Co.|140
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RBBN|RIBBON COMM INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200900
RBBN|RIBBON COMM INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6548
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RBBN|RIBBON COMM INC CMN|EBXL|EBX LLC|62500
RBBN|RIBBON COMM INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|31146
RBBN|RIBBON COMM INC CMN|EDJO|Edward D. Jones & Co., L.P.|11
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RBBN|RIBBON COMM INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|400
RBBN|RIBBON COMM INC CMN|EGXM|CBOE TRADING, INC.|240
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RBBN|RIBBON COMM INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3784
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RBBN|RIBBON COMM INC CMN|FBCO|Credit Suisse Securities (USA) LLC|209054
RBBN|RIBBON COMM INC CMN|FILL|Tradestation Securities, Inc.|2200
RBBN|RIBBON COMM INC CMN|FMAF|NBCN Inc./ CDS|300
RBBN|RIBBON COMM INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|50851
RBBN|RIBBON COMM INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1870
RBBN|RIBBON COMM INC CMN|FQLS|Quantlab Securities LP|34746
RBBN|RIBBON COMM INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67538
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RBBN|RIBBON COMM INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|17002
RBBN|RIBBON COMM INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|6002
RBBN|RIBBON COMM INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|565977
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RBBN|RIBBON COMM INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|887
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RBBN|RIBBON COMM INC CMN|HRBF|American Enterprise Investment Services Inc.|3090
RBBN|RIBBON COMM INC CMN|HSBC|HSBC Securities, Inc.|320
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RBBN|RIBBON COMM INC CMN|IBKR|Interactive Brokers Llc|36776
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RBBN|RIBBON COMM INC CMN|JONE|JonesTrading|1961
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RBBN|RIBBON COMM INC CMN|LEHM|Barclays Capital Inc./Le|271838
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RBBN|RIBBON COMM INC CMN|MAXM|Maxim Group LLC|5322
RBBN|RIBBON COMM INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108104
RBBN|RIBBON COMM INC CMN|MOTF|MOTIF INVESTING, INC.|1
RBBN|RIBBON COMM INC CMN|MSCO|MORGAN STANLEY & CO. LLC|855030
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RBBN|RIBBON COMM INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|19500
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RBBN|RIBBON COMM INC CMN|SAGL|SAGETRADER, LLC|300
RBBN|RIBBON COMM INC CMN|SBSH|Citigroup Global Markets Inc.|90572
RBBN|RIBBON COMM INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|53014
RBBN|RIBBON COMM INC CMN|SPDR|SPEEDROUTE LLC|15838
RBBN|RIBBON COMM INC CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
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RBBN|RIBBON COMM INC CMN|SWIM|TD Ameritrade, Inc.|66250
RBBN|RIBBON COMM INC CMN|TDCO|Thompson Davis & Co., Inc.|3913
RBBN|RIBBON COMM INC CMN|TKNG|ALLY INVEST SECURITIES LLC|942
RBBN|RIBBON COMM INC CMN|TRBT|Tradebot Systems, Inc.|65016
RBBN|RIBBON COMM INC CMN|TRCM|TRC MARKETS LLC|41260
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RBBN|RIBBON COMM INC CMN|VNDM|Wall Street Access|3900
RBBN|RIBBON COMM INC CMN|WBLR|WILLIAM BLAIR|3725
RBBN|RIBBON COMM INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|34843
RBBN|RIBBON COMM INC CMN|WEED|Weeden & Co.L.P.|104
RBBN|RIBBON COMM INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|848
RBBN|RIBBON COMM INC CMN|WSEA|WOLVERINE SECURITIES, LLC|3700
RBBN|RIBBON COMM INC CMN|XIST|INSTINET, LLC|5438
RBBN|RIBBON COMM INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4240
RBBN|RIBBON COMM INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|585
RBBN|RIBBON COMM INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24552
RBC|REGAL BELOIT CP|ALTX|Alternet Securities Inc.|1500
RBC|REGAL BELOIT CP|APCC|Apex Clearing Corporation|23
RBC|REGAL BELOIT CP|BANK|Primevest Financial Services, Inc.|500
RBC|REGAL BELOIT CP|BARD|Robert W. Baird & Co. Incorporated|11764
RBC|REGAL BELOIT CP|BATM|CBOE TRADING, INC.|2342
RBC|REGAL BELOIT CP|BBNT|BB&T SECURITIES, LLC|83
RBC|REGAL BELOIT CP|BERN|Sanford C. Bernstein & Co., LLC|13813
RBC|REGAL BELOIT CP|BKCM|BNY Mellon Capital Markets LLC|5101
RBC|REGAL BELOIT CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46
RBC|REGAL BELOIT CP|BNPX|BNP PARIBAS SECURITIES CORP.|1443
RBC|REGAL BELOIT CP|BRVL|BLAYLOCK VAN, LLC|300
RBC|REGAL BELOIT CP|BTIG|BTIG, LLC|607
RBC|REGAL BELOIT CP|BYXM|CBOE TRADING, INC.|154
RBC|REGAL BELOIT CP|BZYD|GOLDMAN SACHS & CO. LLC|100
RBC|REGAL BELOIT CP|CANT|Cantor Fitzgerald & Co.|8
RBC|REGAL BELOIT CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|37600
RBC|REGAL BELOIT CP|CHAS|Charles Schwab & Co., Inc.|4458
RBC|REGAL BELOIT CP|CIST|Capital Institutional Services, Inc.|133
RBC|REGAL BELOIT CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33544
RBC|REGAL BELOIT CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|190
RBC|REGAL BELOIT CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110965
RBC|REGAL BELOIT CP|CTDL|Citadel Derivatives Group Llc|799
RBC|REGAL BELOIT CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8218
RBC|REGAL BELOIT CP|DADA|D.A. Davidson & Co.|15
RBC|REGAL BELOIT CP|DBAB|Deutsche Bank Securities Inc.|28661
RBC|REGAL BELOIT CP|DBAX|Deutsche Bank Securities Inc.|53400
RBC|REGAL BELOIT CP|DBUL|Deutsche Bank Securities Inc.|623
RBC|REGAL BELOIT CP|DEAN|MORGAN STANLEY|397
RBC|REGAL BELOIT CP|EBXL|EBX LLC|31100
RBC|REGAL BELOIT CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1755
RBC|REGAL BELOIT CP|EDJO|Edward D. Jones & Co., L.P.|1611
RBC|REGAL BELOIT CP|EGAM|CBOE TRADING, INC.|3371
RBC|REGAL BELOIT CP|EGAW|CBOE TRADING, INC.|48
RBC|REGAL BELOIT CP|EGMT|EG MARKET TECHNOLOGIES LLC|300
RBC|REGAL BELOIT CP|EGXM|CBOE TRADING, INC.|701
RBC|REGAL BELOIT CP|ELEV|ELEVATION, LLC|8331
RBC|REGAL BELOIT CP|ETCC|Electronic Transaction Clearing, Inc.|60
RBC|REGAL BELOIT CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8307
RBC|REGAL BELOIT CP|ETRS|E*Trade Securities LLC|1383
RBC|REGAL BELOIT CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1871
RBC|REGAL BELOIT CP|FQLS|Quantlab Securities LP|48105
RBC|REGAL BELOIT CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27086
RBC|REGAL BELOIT CP|FTBR|Foliofn Investments, Inc.|1616
RBC|REGAL BELOIT CP|GLPX|ACS EXECUTION SERVICES, LLC|1111
RBC|REGAL BELOIT CP|GSCO|GOLDMAN SACHS & CO. LLC|95565
RBC|REGAL BELOIT CP|GSCS|GOLDMAN SACHS & CO. LLC|900
RBC|REGAL BELOIT CP|GSLT|GOLDMAN SACHS & CO. LLC|1026
RBC|REGAL BELOIT CP|GTSZ|GTS SECURITIES LLC|9434
RBC|REGAL BELOIT CP|HPPX|POTAMUS TRADING, LLC|689
RBC|REGAL BELOIT CP|HRBF|American Enterprise Investment Services Inc.|993
RBC|REGAL BELOIT CP|IATS|INTERACTIVE BROKERS LLC|66
RBC|REGAL BELOIT CP|IBKR|Interactive Brokers Llc|306
RBC|REGAL BELOIT CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|143
RBC|REGAL BELOIT CP|ICBX|INSTINET, LLC|6400
RBC|REGAL BELOIT CP|IEQY|CITADEL SECURITIES LLC|16039
RBC|REGAL BELOIT CP|INCA|INSTINET, LLC|29094
RBC|REGAL BELOIT CP|INJX|INSTINET, LLC|3565
RBC|REGAL BELOIT CP|ITGI|ITG Inc.|26578
RBC|REGAL BELOIT CP|ITGP|ITG INC.|64200
RBC|REGAL BELOIT CP|JANY|Janney Montgomery Scott Inc.|1304
RBC|REGAL BELOIT CP|JEFF|JEFFERIES LLC|61504
RBC|REGAL BELOIT CP|JMPT|JUMP TRADING, LLC|10394
RBC|REGAL BELOIT CP|JPBX|J.P. MORGAN SECURITIES LLC|36743
RBC|REGAL BELOIT CP|JPMX|J.P. Morgan Securities LLC|120659
RBC|REGAL BELOIT CP|JSJX|JANE STREET CAPITAL LLC|16286
RBC|REGAL BELOIT CP|KCGM|VIRTU Americas LLC|6990
RBC|REGAL BELOIT CP|LEHM|Barclays Capital Inc./Le|169278
RBC|REGAL BELOIT CP|LIME|Lime Brokerage LLC|9481
RBC|REGAL BELOIT CP|LQNA|LIQUIDNET, INC.|8000
RBC|REGAL BELOIT CP|LQNB|LIQUIDNET, INC.|203
RBC|REGAL BELOIT CP|LSCI|Lek Securities Corporation|3
RBC|REGAL BELOIT CP|MAXM|Maxim Group LLC|203
RBC|REGAL BELOIT CP|MCMF|Raymond James Ltd. Cds|303
RBC|REGAL BELOIT CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53280
RBC|REGAL BELOIT CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|550
RBC|REGAL BELOIT CP|MSCO|MORGAN STANLEY & CO. LLC|143649
RBC|REGAL BELOIT CP|MSPL|MORGAN STANLEY & CO. LLC|111700
RBC|REGAL BELOIT CP|MSTX|MORGAN STANLEY & CO. LLC|19200
RBC|REGAL BELOIT CP|NFSC|National Financial Services LLC|34157
RBC|REGAL BELOIT CP|NITE|VIRTU Americas LLC|48370
RBC|REGAL BELOIT CP|NITP|VIRTU Americas LLC|12
RBC|REGAL BELOIT CP|NQRB|Brut, LLC|1415
RBC|REGAL BELOIT CP|NTBF|BMO Nesbitt Burns Inc./CDS|67
RBC|REGAL BELOIT CP|OPCO|Oppenheimer & Co. Inc.|2809
RBC|REGAL BELOIT CP|PDQM|CODA MARKETS, INC.|20115
RBC|REGAL BELOIT CP|PWJC|UBS Financial Services, Inc.|296
RBC|REGAL BELOIT CP|RBCM|RBC CAPITAL MARKETS, LLC|177
RBC|REGAL BELOIT CP|SAGL|SAGETRADER, LLC|600
RBC|REGAL BELOIT CP|SAGW|SAGETRADER, LLC|39
RBC|REGAL BELOIT CP|SBSH|Citigroup Global Markets Inc.|15803
RBC|REGAL BELOIT CP|SGMT|GOLDMAN SACHS & CO. LLC|24714
RBC|REGAL BELOIT CP|SPDR|SPEEDROUTE LLC|2300
RBC|REGAL BELOIT CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1384
RBC|REGAL BELOIT CP|STFL|Stifel, Nicolaus & Company, Incorporated|223
RBC|REGAL BELOIT CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|130
RBC|REGAL BELOIT CP|SWIM|TD Ameritrade, Inc.|2185
RBC|REGAL BELOIT CP|SWST|Hilltop Securities Inc.|19
RBC|REGAL BELOIT CP|TKNG|ALLY INVEST SECURITIES LLC|117
RBC|REGAL BELOIT CP|TRBT|Tradebot Systems, Inc.|2234
RBC|REGAL BELOIT CP|TRCM|TRC MARKETS LLC|17637
RBC|REGAL BELOIT CP|UBSA|UBS SECURITIES LLC|170309
RBC|REGAL BELOIT CP|UBSS|UBS Securities LLC|193539
RBC|REGAL BELOIT CP|VALX|VIRTU AMERICAS LLC|3830
RBC|REGAL BELOIT CP|VGRD|Vanguard Marketing Corporation|22
RBC|REGAL BELOIT CP|WCHV|WELLS FARGO SECURITIES, LLC|18479
RBC|REGAL BELOIT CP|WDNX|WEEDEN & CO.L.P.|4570
RBC|REGAL BELOIT CP|WEED|Weeden & Co.L.P.|646
RBC|REGAL BELOIT CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|65
RBC|REGAL BELOIT CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|819
RBC|REGAL BELOIT CP|WGIF|CIBC World Markets Inc.|173
RBC|REGAL BELOIT CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|135
RBC|REGAL BELOIT CP|WSEA|WOLVERINE SECURITIES, LLC|128
RBC|REGAL BELOIT CP|XIST|INSTINET, LLC|32608
RBC|REGAL BELOIT CP|XPQR|Jump Trading|199
RBC|REGAL BELOIT CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7020
RBC|REGAL BELOIT CP|YKNA|COMHAR CAPITAL MARKETS, LLC|41
RBC|REGAL BELOIT CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26
RBCAA|REPUBLIC BANCORP INC|ALTX|Alternet Securities Inc.|600
RBCAA|REPUBLIC BANCORP INC|ANOS|ABEL/NOSER, L.L.C.|790
RBCAA|REPUBLIC BANCORP INC|APCC|Apex Clearing Corporation|13
RBCAA|REPUBLIC BANCORP INC|BANK|Primevest Financial Services, Inc.|100
RBCAA|REPUBLIC BANCORP INC|BATM|CBOE TRADING, INC.|819
RBCAA|REPUBLIC BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|15869
RBCAA|REPUBLIC BANCORP INC|BMOC|BMO Capital Markets Corp.|1536
RBCAA|REPUBLIC BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|885
RBCAA|REPUBLIC BANCORP INC|BZYD|GOLDMAN SACHS & CO. LLC|943
RBCAA|REPUBLIC BANCORP INC|CANT|Cantor Fitzgerald & Co.|116
RBCAA|REPUBLIC BANCORP INC|CHAS|Charles Schwab & Co., Inc.|45
RBCAA|REPUBLIC BANCORP INC|CIST|Capital Institutional Services, Inc.|100
RBCAA|REPUBLIC BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|629
RBCAA|REPUBLIC BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16907
RBCAA|REPUBLIC BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|23129
RBCAA|REPUBLIC BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8362
RBCAA|REPUBLIC BANCORP INC|CTDL|Citadel Derivatives Group Llc|2335
RBCAA|REPUBLIC BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|926
RBCAA|REPUBLIC BANCORP INC|DBAB|Deutsche Bank Securities Inc.|26285
RBCAA|REPUBLIC BANCORP INC|DBAX|Deutsche Bank Securities Inc.|4200
RBCAA|REPUBLIC BANCORP INC|DBUL|Deutsche Bank Securities Inc.|358
RBCAA|REPUBLIC BANCORP INC|DEAN|MORGAN STANLEY|1770
RBCAA|REPUBLIC BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|200
RBCAA|REPUBLIC BANCORP INC|EBXL|EBX LLC|2700
RBCAA|REPUBLIC BANCORP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2600
RBCAA|REPUBLIC BANCORP INC|EDJO|Edward D. Jones & Co., L.P.|371
RBCAA|REPUBLIC BANCORP INC|EGAM|CBOE TRADING, INC.|430
RBCAA|REPUBLIC BANCORP INC|ETCC|Electronic Transaction Clearing, Inc.|2300
RBCAA|REPUBLIC BANCORP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4200
RBCAA|REPUBLIC BANCORP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|69
RBCAA|REPUBLIC BANCORP INC|ETRS|E*Trade Securities LLC|8851
RBCAA|REPUBLIC BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|64214
RBCAA|REPUBLIC BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|626
RBCAA|REPUBLIC BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4340
RBCAA|REPUBLIC BANCORP INC|FTBR|Foliofn Investments, Inc.|1330
RBCAA|REPUBLIC BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3025
RBCAA|REPUBLIC BANCORP INC|GLPX|ACS EXECUTION SERVICES, LLC|6661
RBCAA|REPUBLIC BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|33055
RBCAA|REPUBLIC BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|2770
RBCAA|REPUBLIC BANCORP INC|GSLT|GOLDMAN SACHS & CO. LLC|100
RBCAA|REPUBLIC BANCORP INC|GTSZ|GTS SECURITIES LLC|12166
RBCAA|REPUBLIC BANCORP INC|HRBF|American Enterprise Investment Services Inc.|300
RBCAA|REPUBLIC BANCORP INC|IATS|INTERACTIVE BROKERS LLC|27
RBCAA|REPUBLIC BANCORP INC|IBKR|Interactive Brokers Llc|10999
RBCAA|REPUBLIC BANCORP INC|ICBX|INSTINET, LLC|2500
RBCAA|REPUBLIC BANCORP INC|IEQY|CITADEL SECURITIES LLC|2995
RBCAA|REPUBLIC BANCORP INC|INCA|INSTINET, LLC|15726
RBCAA|REPUBLIC BANCORP INC|INJX|INSTINET, LLC|1293
RBCAA|REPUBLIC BANCORP INC|ITGI|ITG Inc.|3122
RBCAA|REPUBLIC BANCORP INC|ITGP|ITG INC.|5200
RBCAA|REPUBLIC BANCORP INC|JEFF|JEFFERIES LLC|3672
RBCAA|REPUBLIC BANCORP INC|JPMX|J.P. Morgan Securities LLC|8170
RBCAA|REPUBLIC BANCORP INC|JSJX|JANE STREET CAPITAL LLC|13
RBCAA|REPUBLIC BANCORP INC|KCGM|VIRTU Americas LLC|1042
RBCAA|REPUBLIC BANCORP INC|LEHM|Barclays Capital Inc./Le|10008
RBCAA|REPUBLIC BANCORP INC|LIME|Lime Brokerage LLC|14139
RBCAA|REPUBLIC BANCORP INC|LOOP|Loop Capital Markets LLC|2138
RBCAA|REPUBLIC BANCORP INC|LQNA|LIQUIDNET, INC.|6600
RBCAA|REPUBLIC BANCORP INC|MAXM|Maxim Group LLC|733
RBCAA|REPUBLIC BANCORP INC|MBTS|ALLY INVEST SECURITIES LLC|300
RBCAA|REPUBLIC BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
RBCAA|REPUBLIC BANCORP INC|MOTF|MOTIF INVESTING, INC.|2
RBCAA|REPUBLIC BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|63018
RBCAA|REPUBLIC BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|4900
RBCAA|REPUBLIC BANCORP INC|NFSC|National Financial Services LLC|1577
RBCAA|REPUBLIC BANCORP INC|NITE|VIRTU Americas LLC|18072
RBCAA|REPUBLIC BANCORP INC|NITP|VIRTU Americas LLC|100
RBCAA|REPUBLIC BANCORP INC|NQRB|Brut, LLC|142
RBCAA|REPUBLIC BANCORP INC|PDQM|CODA MARKETS, INC.|11601
RBCAA|REPUBLIC BANCORP INC|RAJA|Raymond James & Associates, Inc.|499
RBCAA|REPUBLIC BANCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|1100
RBCAA|REPUBLIC BANCORP INC|SAGW|SAGETRADER, LLC|100
RBCAA|REPUBLIC BANCORP INC|SBSH|Citigroup Global Markets Inc.|16780
RBCAA|REPUBLIC BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|1442
RBCAA|REPUBLIC BANCORP INC|SPDR|SPEEDROUTE LLC|944
RBCAA|REPUBLIC BANCORP INC|SPTD|MINT GLOBAL MARKETS, INC.|1000
RBCAA|REPUBLIC BANCORP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|197
RBCAA|REPUBLIC BANCORP INC|SWIM|TD Ameritrade, Inc.|4539
RBCAA|REPUBLIC BANCORP INC|TRBT|Tradebot Systems, Inc.|1277
RBCAA|REPUBLIC BANCORP INC|TRCM|TRC MARKETS LLC|10514
RBCAA|REPUBLIC BANCORP INC|UBSA|UBS SECURITIES LLC|14758
RBCAA|REPUBLIC BANCORP INC|UBSS|UBS Securities LLC|30374
RBCAA|REPUBLIC BANCORP INC|VALX|VIRTU AMERICAS LLC|1862
RBCAA|REPUBLIC BANCORP INC|VGRD|Vanguard Marketing Corporation|100
RBCAA|REPUBLIC BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|3784
RBCAA|REPUBLIC BANCORP INC|WDNX|WEEDEN & CO.L.P.|3600
RBCAA|REPUBLIC BANCORP INC|WEED|Weeden & Co.L.P.|4652
RBCAA|REPUBLIC BANCORP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5637
RBCAA|REPUBLIC BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|5
RBCAA|REPUBLIC BANCORP INC|XIST|INSTINET, LLC|160
RBCAA|REPUBLIC BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
RBCAA|REPUBLIC BANCORP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1319
RBCN|RUBICON TECHNOLOGY,|APCC|Apex Clearing Corporation|13
RBCN|RUBICON TECHNOLOGY,|AQUA|AQUA SECURITIES L.P.|7300
RBCN|RUBICON TECHNOLOGY,|BAYC|BAY CREST PARTNERS, LLC|487
RBCN|RUBICON TECHNOLOGY,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7996
RBCN|RUBICON TECHNOLOGY,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12439
RBCN|RUBICON TECHNOLOGY,|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
RBCN|RUBICON TECHNOLOGY,|DBAB|Deutsche Bank Securities Inc.|1681
RBCN|RUBICON TECHNOLOGY,|DBAX|Deutsche Bank Securities Inc.|6100
RBCN|RUBICON TECHNOLOGY,|DEGS|RONIN PROFESSIONAL LLC|1828
RBCN|RUBICON TECHNOLOGY,|EBXL|EBX LLC|2500
RBCN|RUBICON TECHNOLOGY,|ETRS|E*Trade Securities LLC|1236
RBCN|RUBICON TECHNOLOGY,|FBCO|Credit Suisse Securities (USA) LLC|476
RBCN|RUBICON TECHNOLOGY,|FILL|Tradestation Securities, Inc.|20
RBCN|RUBICON TECHNOLOGY,|FOMA|TD AMERITRADE CLEARING, INC.|20797
RBCN|RUBICON TECHNOLOGY,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9
RBCN|RUBICON TECHNOLOGY,|FTBR|Foliofn Investments, Inc.|3
RBCN|RUBICON TECHNOLOGY,|GSCO|GOLDMAN SACHS & CO. LLC|1294
RBCN|RUBICON TECHNOLOGY,|IATS|INTERACTIVE BROKERS LLC|800
RBCN|RUBICON TECHNOLOGY,|IBKR|Interactive Brokers Llc|11193
RBCN|RUBICON TECHNOLOGY,|ICBX|INSTINET, LLC|700
RBCN|RUBICON TECHNOLOGY,|INCA|INSTINET, LLC|6292
RBCN|RUBICON TECHNOLOGY,|INJX|INSTINET, LLC|499
RBCN|RUBICON TECHNOLOGY,|ITGI|ITG Inc.|300
RBCN|RUBICON TECHNOLOGY,|ITGP|ITG INC.|1200
RBCN|RUBICON TECHNOLOGY,|JPMX|J.P. Morgan Securities LLC|200
RBCN|RUBICON TECHNOLOGY,|KCGM|VIRTU Americas LLC|1200
RBCN|RUBICON TECHNOLOGY,|LEHM|Barclays Capital Inc./Le|2014
RBCN|RUBICON TECHNOLOGY,|LIME|Lime Brokerage LLC|5984
RBCN|RUBICON TECHNOLOGY,|MOTF|MOTIF INVESTING, INC.|1
RBCN|RUBICON TECHNOLOGY,|MSCO|MORGAN STANLEY & CO. LLC|3124
RBCN|RUBICON TECHNOLOGY,|MSPL|MORGAN STANLEY & CO. LLC|300
RBCN|RUBICON TECHNOLOGY,|NFSC|National Financial Services LLC|9639
RBCN|RUBICON TECHNOLOGY,|NITE|VIRTU Americas LLC|20039
RBCN|RUBICON TECHNOLOGY,|RAJA|Raymond James & Associates, Inc.|200
RBCN|RUBICON TECHNOLOGY,|RBCM|RBC CAPITAL MARKETS, LLC|150
RBCN|RUBICON TECHNOLOGY,|SBSH|Citigroup Global Markets Inc.|1126
RBCN|RUBICON TECHNOLOGY,|SGMT|GOLDMAN SACHS & CO. LLC|442
RBCN|RUBICON TECHNOLOGY,|SWIM|TD Ameritrade, Inc.|5012
RBCN|RUBICON TECHNOLOGY,|TRCM|TRC MARKETS LLC|327
RBCN|RUBICON TECHNOLOGY,|UBSA|UBS SECURITIES LLC|14825
RBCN|RUBICON TECHNOLOGY,|UBSS|UBS Securities LLC|3861
RBCN|RUBICON TECHNOLOGY,|VALX|VIRTU AMERICAS LLC|27
RBCN|RUBICON TECHNOLOGY,|VGRD|Vanguard Marketing Corporation|45
RBCN|RUBICON TECHNOLOGY,|WBLR|WILLIAM BLAIR|1422
RBCN|RUBICON TECHNOLOGY,|WCHV|WELLS FARGO SECURITIES, LLC|177
RBCN|RUBICON TECHNOLOGY,|WEDB|WEDBUSH SECURITIES INC.|300
RBNC|RELIANT BANCORP CMN|ALTX|Alternet Securities Inc.|300
RBNC|RELIANT BANCORP CMN|APCC|Apex Clearing Corporation|1623
RBNC|RELIANT BANCORP CMN|BATM|CBOE TRADING, INC.|935
RBNC|RELIANT BANCORP CMN|BAYC|BAY CREST PARTNERS, LLC|171
RBNC|RELIANT BANCORP CMN|BERN|Sanford C. Bernstein & Co., LLC|610
RBNC|RELIANT BANCORP CMN|BKCM|BNY Mellon Capital Markets LLC|1
RBNC|RELIANT BANCORP CMN|BMOC|BMO Capital Markets Corp.|1345
RBNC|RELIANT BANCORP CMN|BNKS|Fig Partners, LLC|2873
RBNC|RELIANT BANCORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1089
RBNC|RELIANT BANCORP CMN|BTIG|BTIG, LLC|20
RBNC|RELIANT BANCORP CMN|CHAS|Charles Schwab & Co., Inc.|1
RBNC|RELIANT BANCORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1442
RBNC|RELIANT BANCORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20290
RBNC|RELIANT BANCORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11135
RBNC|RELIANT BANCORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3044
RBNC|RELIANT BANCORP CMN|CTDL|Citadel Derivatives Group Llc|3184
RBNC|RELIANT BANCORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|694
RBNC|RELIANT BANCORP CMN|DBAB|Deutsche Bank Securities Inc.|60225
RBNC|RELIANT BANCORP CMN|DBAX|Deutsche Bank Securities Inc.|4500
RBNC|RELIANT BANCORP CMN|DEGS|RONIN PROFESSIONAL LLC|2000
RBNC|RELIANT BANCORP CMN|EBXL|EBX LLC|500
RBNC|RELIANT BANCORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|764
RBNC|RELIANT BANCORP CMN|EDJO|Edward D. Jones & Co., L.P.|390
RBNC|RELIANT BANCORP CMN|EGAM|CBOE TRADING, INC.|320
RBNC|RELIANT BANCORP CMN|EGXW|CBOE TRADING, INC.|630
RBNC|RELIANT BANCORP CMN|ETRS|E*Trade Securities LLC|6328
RBNC|RELIANT BANCORP CMN|FBCO|Credit Suisse Securities (USA) LLC|14242
RBNC|RELIANT BANCORP CMN|FILL|Tradestation Securities, Inc.|312
RBNC|RELIANT BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|3125
RBNC|RELIANT BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10200
RBNC|RELIANT BANCORP CMN|FTBR|Foliofn Investments, Inc.|1036
RBNC|RELIANT BANCORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2555
RBNC|RELIANT BANCORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|3485
RBNC|RELIANT BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|175600
RBNC|RELIANT BANCORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|775
RBNC|RELIANT BANCORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|300
RBNC|RELIANT BANCORP CMN|GTSZ|GTS SECURITIES LLC|18607
RBNC|RELIANT BANCORP CMN|IATS|INTERACTIVE BROKERS LLC|140
RBNC|RELIANT BANCORP CMN|IBKR|Interactive Brokers Llc|11578
RBNC|RELIANT BANCORP CMN|ICBX|INSTINET, LLC|500
RBNC|RELIANT BANCORP CMN|IEQY|CITADEL SECURITIES LLC|602
RBNC|RELIANT BANCORP CMN|INCA|INSTINET, LLC|11658
RBNC|RELIANT BANCORP CMN|INJX|INSTINET, LLC|823
RBNC|RELIANT BANCORP CMN|ITGI|ITG Inc.|62491
RBNC|RELIANT BANCORP CMN|ITGP|ITG INC.|2800
RBNC|RELIANT BANCORP CMN|JEFF|JEFFERIES LLC|3155
RBNC|RELIANT BANCORP CMN|JPMX|J.P. Morgan Securities LLC|16560
RBNC|RELIANT BANCORP CMN|KCGM|VIRTU Americas LLC|400
RBNC|RELIANT BANCORP CMN|LEHM|Barclays Capital Inc./Le|37791
RBNC|RELIANT BANCORP CMN|LIME|Lime Brokerage LLC|20183
RBNC|RELIANT BANCORP CMN|LMGP|LIME BROKERAGE LLC|12234
RBNC|RELIANT BANCORP CMN|MAXM|Maxim Group LLC|920
RBNC|RELIANT BANCORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3700
RBNC|RELIANT BANCORP CMN|MOTF|MOTIF INVESTING, INC.|1
RBNC|RELIANT BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|159490
RBNC|RELIANT BANCORP CMN|MSPL|MORGAN STANLEY & CO. LLC|5100
RBNC|RELIANT BANCORP CMN|MSTX|MORGAN STANLEY & CO. LLC|2800
RBNC|RELIANT BANCORP CMN|NFSC|National Financial Services LLC|15562
RBNC|RELIANT BANCORP CMN|NITE|VIRTU Americas LLC|25390
RBNC|RELIANT BANCORP CMN|NITP|VIRTU Americas LLC|200
RBNC|RELIANT BANCORP CMN|NQRB|Brut, LLC|100
RBNC|RELIANT BANCORP CMN|PDQM|CODA MARKETS, INC.|6123
RBNC|RELIANT BANCORP CMN|PWJC|UBS Financial Services, Inc.|400
RBNC|RELIANT BANCORP CMN|RAJA|Raymond James & Associates, Inc.|6423
RBNC|RELIANT BANCORP CMN|SBSH|Citigroup Global Markets Inc.|23039
RBNC|RELIANT BANCORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|1358
RBNC|RELIANT BANCORP CMN|SPDR|SPEEDROUTE LLC|658
RBNC|RELIANT BANCORP CMN|TRCM|TRC MARKETS LLC|3896
RBNC|RELIANT BANCORP CMN|UBSA|UBS SECURITIES LLC|29325
RBNC|RELIANT BANCORP CMN|UBSS|UBS Securities LLC|150225
RBNC|RELIANT BANCORP CMN|VALX|VIRTU AMERICAS LLC|262
RBNC|RELIANT BANCORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|3963
RBNC|RELIANT BANCORP CMN|WEED|Weeden & Co.L.P.|270
RBNC|RELIANT BANCORP CMN|WSEA|WOLVERINE SECURITIES, LLC|3
RBNC|RELIANT BANCORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
RBNC|RELIANT BANCORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|445
RBS|ROYAL BANK ADS NEW|AGIS|Aegis Capital Corp.|4500
RBS|ROYAL BANK ADS NEW|ALTX|Alternet Securities Inc.|10041
RBS|ROYAL BANK ADS NEW|ANOS|ABEL/NOSER, L.L.C.|892
RBS|ROYAL BANK ADS NEW|APCC|Apex Clearing Corporation|128
RBS|ROYAL BANK ADS NEW|BANK|Primevest Financial Services, Inc.|511
RBS|ROYAL BANK ADS NEW|BARD|Robert W. Baird & Co. Incorporated|2496
RBS|ROYAL BANK ADS NEW|BATM|CBOE TRADING, INC.|1000
RBS|ROYAL BANK ADS NEW|BERN|Sanford C. Bernstein & Co., LLC|3224
RBS|ROYAL BANK ADS NEW|BIMI|Banca IMI Securities Corp.|140
RBS|ROYAL BANK ADS NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27129
RBS|ROYAL BANK ADS NEW|BTIG|BTIG, LLC|182552
RBS|ROYAL BANK ADS NEW|BYXM|CBOE TRADING, INC.|175
RBS|ROYAL BANK ADS NEW|BZYD|GOLDMAN SACHS & CO. LLC|500
RBS|ROYAL BANK ADS NEW|CHAS|Charles Schwab & Co., Inc.|23190
RBS|ROYAL BANK ADS NEW|CICF|Canaccord Genuity Corp.|512
RBS|ROYAL BANK ADS NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48994
RBS|ROYAL BANK ADS NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|63
RBS|ROYAL BANK ADS NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6140
RBS|ROYAL BANK ADS NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|399682
RBS|ROYAL BANK ADS NEW|CTDL|Citadel Derivatives Group Llc|3628
RBS|ROYAL BANK ADS NEW|CTLR|CUTLER GROUP, LP|1400
RBS|ROYAL BANK ADS NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|35434
RBS|ROYAL BANK ADS NEW|DBAB|Deutsche Bank Securities Inc.|107973
RBS|ROYAL BANK ADS NEW|DBAX|Deutsche Bank Securities Inc.|339400
RBS|ROYAL BANK ADS NEW|DCHF|Dart Executions, LLC|17011
RBS|ROYAL BANK ADS NEW|DEAN|MORGAN STANLEY|19544
RBS|ROYAL BANK ADS NEW|DEGS|RONIN PROFESSIONAL LLC|751
RBS|ROYAL BANK ADS NEW|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5000
RBS|ROYAL BANK ADS NEW|EBXL|EBX LLC|104000
RBS|ROYAL BANK ADS NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|48987
RBS|ROYAL BANK ADS NEW|EDJC|Edward Jones / CDS|16812
RBS|ROYAL BANK ADS NEW|EDJO|Edward D. Jones & Co., L.P.|2876
RBS|ROYAL BANK ADS NEW|EGAM|CBOE TRADING, INC.|4750
RBS|ROYAL BANK ADS NEW|EGAW|CBOE TRADING, INC.|200
RBS|ROYAL BANK ADS NEW|EGXM|CBOE TRADING, INC.|641
RBS|ROYAL BANK ADS NEW|ETBE|Electronic Transaction Clearing, Inc.|29156
RBS|ROYAL BANK ADS NEW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
RBS|ROYAL BANK ADS NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
RBS|ROYAL BANK ADS NEW|ETRS|E*Trade Securities LLC|483481
RBS|ROYAL BANK ADS NEW|FBSB|U.S. Bancorp Investments, Inc.|500
RBS|ROYAL BANK ADS NEW|FILL|Tradestation Securities, Inc.|482
RBS|ROYAL BANK ADS NEW|FMAF|NBCN Inc./ CDS|2200
RBS|ROYAL BANK ADS NEW|FQLS|Quantlab Securities LP|57438
RBS|ROYAL BANK ADS NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44965
RBS|ROYAL BANK ADS NEW|FTBR|Foliofn Investments, Inc.|2057
RBS|ROYAL BANK ADS NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|17200
RBS|ROYAL BANK ADS NEW|GLIS|TD Securities Inc|8192
RBS|ROYAL BANK ADS NEW|GLPX|ACS EXECUTION SERVICES, LLC|96933
RBS|ROYAL BANK ADS NEW|GSCO|GOLDMAN SACHS & CO. LLC|223150
RBS|ROYAL BANK ADS NEW|GSCS|GOLDMAN SACHS & CO. LLC|137427
RBS|ROYAL BANK ADS NEW|GSLT|GOLDMAN SACHS & CO. LLC|18955
RBS|ROYAL BANK ADS NEW|GTSZ|GTS SECURITIES LLC|15100
RBS|ROYAL BANK ADS NEW|HAPX|HAP Trading, LLC|400
RBS|ROYAL BANK ADS NEW|HRBF|American Enterprise Investment Services Inc.|3105
RBS|ROYAL BANK ADS NEW|HSBC|HSBC Securities, Inc.|9076
RBS|ROYAL BANK ADS NEW|IATS|INTERACTIVE BROKERS LLC|27410
RBS|ROYAL BANK ADS NEW|IBKR|Interactive Brokers Llc|23863
RBS|ROYAL BANK ADS NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1453
RBS|ROYAL BANK ADS NEW|ICBX|INSTINET, LLC|97285
RBS|ROYAL BANK ADS NEW|INCA|INSTINET, LLC|260125
RBS|ROYAL BANK ADS NEW|INJX|INSTINET, LLC|1840
RBS|ROYAL BANK ADS NEW|INTL|INTL FCSTONE FINANCIAL INC.|15423
RBS|ROYAL BANK ADS NEW|ITGI|ITG Inc.|9290
RBS|ROYAL BANK ADS NEW|ITGP|ITG INC.|88400
RBS|ROYAL BANK ADS NEW|JANY|Janney Montgomery Scott Inc.|1717
RBS|ROYAL BANK ADS NEW|JEFF|JEFFERIES LLC|14836
RBS|ROYAL BANK ADS NEW|JMPT|JUMP TRADING, LLC|50771
RBS|ROYAL BANK ADS NEW|JONE|JonesTrading|36500
RBS|ROYAL BANK ADS NEW|JPBX|J.P. MORGAN SECURITIES LLC|2340
RBS|ROYAL BANK ADS NEW|JPMX|J.P. Morgan Securities LLC|316582
RBS|ROYAL BANK ADS NEW|JSJX|JANE STREET CAPITAL LLC|40821
RBS|ROYAL BANK ADS NEW|KCGM|VIRTU Americas LLC|49669
RBS|ROYAL BANK ADS NEW|LEHM|Barclays Capital Inc./Le|728224
RBS|ROYAL BANK ADS NEW|LIME|Lime Brokerage LLC|203405
RBS|ROYAL BANK ADS NEW|LSCI|Lek Securities Corporation|3500
RBS|ROYAL BANK ADS NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|318393
RBS|ROYAL BANK ADS NEW|MSCO|MORGAN STANLEY & CO. LLC|1815818
RBS|ROYAL BANK ADS NEW|MSPL|MORGAN STANLEY & CO. LLC|664400
RBS|ROYAL BANK ADS NEW|MSTX|MORGAN STANLEY & CO. LLC|60200
RBS|ROYAL BANK ADS NEW|NFSC|National Financial Services LLC|262737
RBS|ROYAL BANK ADS NEW|NITE|VIRTU Americas LLC|704753
RBS|ROYAL BANK ADS NEW|NITP|VIRTU Americas LLC|211259
RBS|ROYAL BANK ADS NEW|NQRB|Brut, LLC|4756
RBS|ROYAL BANK ADS NEW|NTBF|BMO Nesbitt Burns Inc./CDS|2000
RBS|ROYAL BANK ADS NEW|OLDM|OLD MISSION CAPITAL, LLC|25330
RBS|ROYAL BANK ADS NEW|OPCO|Oppenheimer & Co. Inc.|455
RBS|ROYAL BANK ADS NEW|PDQM|CODA MARKETS, INC.|92344
RBS|ROYAL BANK ADS NEW|PWJC|UBS Financial Services, Inc.|11200
RBS|ROYAL BANK ADS NEW|RBCM|RBC CAPITAL MARKETS, LLC|3515
RBS|ROYAL BANK ADS NEW|SBSH|Citigroup Global Markets Inc.|2129893
RBS|ROYAL BANK ADS NEW|SGMT|GOLDMAN SACHS & CO. LLC|137882
RBS|ROYAL BANK ADS NEW|SPDR|SPEEDROUTE LLC|3700
RBS|ROYAL BANK ADS NEW|STFL|Stifel, Nicolaus & Company, Incorporated|3384
RBS|ROYAL BANK ADS NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3966
RBS|ROYAL BANK ADS NEW|SWIM|TD Ameritrade, Inc.|38320
RBS|ROYAL BANK ADS NEW|SWST|Hilltop Securities Inc.|1151
RBS|ROYAL BANK ADS NEW|TKNG|ALLY INVEST SECURITIES LLC|1012
RBS|ROYAL BANK ADS NEW|TRBT|Tradebot Systems, Inc.|99009
RBS|ROYAL BANK ADS NEW|TRCM|TRC MARKETS LLC|22690
RBS|ROYAL BANK ADS NEW|TWTT|TASTYWORKS, INC.|100
RBS|ROYAL BANK ADS NEW|UBSA|UBS SECURITIES LLC|540020
RBS|ROYAL BANK ADS NEW|UBSS|UBS Securities LLC|434168
RBS|ROYAL BANK ADS NEW|VALX|VIRTU AMERICAS LLC|495967
RBS|ROYAL BANK ADS NEW|VGRD|Vanguard Marketing Corporation|11620
RBS|ROYAL BANK ADS NEW|WCHV|WELLS FARGO SECURITIES, LLC|223169
RBS|ROYAL BANK ADS NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3100
RBS|ROYAL BANK ADS NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17070
RBS|ROYAL BANK ADS NEW|WGIF|CIBC World Markets Inc.|10170
RBS|ROYAL BANK ADS NEW|WSEA|WOLVERINE SECURITIES, LLC|1295
RBS|ROYAL BANK ADS NEW|XIST|INSTINET, LLC|108212
RBS|ROYAL BANK ADS NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|12590
RBS|ROYAL BANK ADS NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|8500
RBS|ROYAL BANK ADS NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9626
RBS$S|ROYAL BK SCOTLAND|ANOS|ABEL/NOSER, L.L.C.|61
RBS$S|ROYAL BK SCOTLAND|APCC|Apex Clearing Corporation|1000
RBS$S|ROYAL BK SCOTLAND|BANK|Primevest Financial Services, Inc.|1
RBS$S|ROYAL BK SCOTLAND|BARD|Robert W. Baird & Co. Incorporated|17
RBS$S|ROYAL BK SCOTLAND|BBNT|BB&T SECURITIES, LLC|39
RBS$S|ROYAL BK SCOTLAND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22131
RBS$S|ROYAL BK SCOTLAND|BNCH|The Benchmark Company, LLC|2500
RBS$S|ROYAL BK SCOTLAND|BYXM|CBOE TRADING, INC.|400
RBS$S|ROYAL BK SCOTLAND|CANT|Cantor Fitzgerald & Co.|1332
RBS$S|ROYAL BK SCOTLAND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|758
RBS$S|ROYAL BK SCOTLAND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31555
RBS$S|ROYAL BK SCOTLAND|CXCX|CITIGROUP GLOBAL MARKETS INC.|5200
RBS$S|ROYAL BK SCOTLAND|DADA|D.A. Davidson & Co.|200
RBS$S|ROYAL BK SCOTLAND|DBAB|Deutsche Bank Securities Inc.|13024
RBS$S|ROYAL BK SCOTLAND|DBAX|Deutsche Bank Securities Inc.|2300
RBS$S|ROYAL BK SCOTLAND|DEAN|MORGAN STANLEY|14797
RBS$S|ROYAL BK SCOTLAND|EBXL|EBX LLC|400
RBS$S|ROYAL BK SCOTLAND|ETRS|E*Trade Securities LLC|15590
RBS$S|ROYAL BK SCOTLAND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
RBS$S|ROYAL BK SCOTLAND|GLPX|ACS EXECUTION SERVICES, LLC|1286
RBS$S|ROYAL BK SCOTLAND|GSCO|GOLDMAN SACHS & CO. LLC|2475
RBS$S|ROYAL BK SCOTLAND|GSLT|GOLDMAN SACHS & CO. LLC|100
RBS$S|ROYAL BK SCOTLAND|GTSZ|GTS SECURITIES LLC|2
RBS$S|ROYAL BK SCOTLAND|HRBF|American Enterprise Investment Services Inc.|8419
RBS$S|ROYAL BK SCOTLAND|HSBC|HSBC Securities, Inc.|1700
RBS$S|ROYAL BK SCOTLAND|IATS|INTERACTIVE BROKERS LLC|1606
RBS$S|ROYAL BK SCOTLAND|IBKR|Interactive Brokers Llc|15755
RBS$S|ROYAL BK SCOTLAND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|33
RBS$S|ROYAL BK SCOTLAND|ICBX|INSTINET, LLC|1600
RBS$S|ROYAL BK SCOTLAND|INCA|INSTINET, LLC|9676
RBS$S|ROYAL BK SCOTLAND|ITGI|ITG Inc.|674
RBS$S|ROYAL BK SCOTLAND|JANY|Janney Montgomery Scott Inc.|11
RBS$S|ROYAL BK SCOTLAND|JPMX|J.P. Morgan Securities LLC|21602
RBS$S|ROYAL BK SCOTLAND|JSEB|JANE STREET EXECUTION SERVICES, LLC|1472
RBS$S|ROYAL BK SCOTLAND|KCGM|VIRTU Americas LLC|1500
RBS$S|ROYAL BK SCOTLAND|LEHM|Barclays Capital Inc./Le|600
RBS$S|ROYAL BK SCOTLAND|LIME|Lime Brokerage LLC|461
RBS$S|ROYAL BK SCOTLAND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|26
RBS$S|ROYAL BK SCOTLAND|MCMF|Raymond James Ltd. Cds|4
RBS$S|ROYAL BK SCOTLAND|MSCO|MORGAN STANLEY & CO. LLC|6320
RBS$S|ROYAL BK SCOTLAND|MSPL|MORGAN STANLEY & CO. LLC|600
RBS$S|ROYAL BK SCOTLAND|NFSC|National Financial Services LLC|22063
RBS$S|ROYAL BK SCOTLAND|NITE|VIRTU Americas LLC|105473
RBS$S|ROYAL BK SCOTLAND|NQRB|Brut, LLC|900
RBS$S|ROYAL BK SCOTLAND|NTBF|BMO Nesbitt Burns Inc./CDS|2763
RBS$S|ROYAL BK SCOTLAND|OLDM|OLD MISSION CAPITAL, LLC|1595
RBS$S|ROYAL BK SCOTLAND|PDQM|CODA MARKETS, INC.|1386
RBS$S|ROYAL BK SCOTLAND|PWJC|UBS Financial Services, Inc.|2608
RBS$S|ROYAL BK SCOTLAND|RBCM|RBC CAPITAL MARKETS, LLC|225
RBS$S|ROYAL BK SCOTLAND|SALI|INTL FCSTONE FINANCIAL INC.|23
RBS$S|ROYAL BK SCOTLAND|SBSH|Citigroup Global Markets Inc.|1334
RBS$S|ROYAL BK SCOTLAND|SGMT|GOLDMAN SACHS & CO. LLC|7552
RBS$S|ROYAL BK SCOTLAND|STFL|Stifel, Nicolaus & Company, Incorporated|907
RBS$S|ROYAL BK SCOTLAND|SWST|Hilltop Securities Inc.|202
RBS$S|ROYAL BK SCOTLAND|TRBT|Tradebot Systems, Inc.|1682
RBS$S|ROYAL BK SCOTLAND|UBSA|UBS SECURITIES LLC|10981
RBS$S|ROYAL BK SCOTLAND|UBSS|UBS Securities LLC|14403
RBS$S|ROYAL BK SCOTLAND|VGRD|Vanguard Marketing Corporation|485
RBS$S|ROYAL BK SCOTLAND|WCHV|WELLS FARGO SECURITIES, LLC|18758
RBS$S|ROYAL BK SCOTLAND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78
RBS$S|ROYAL BK SCOTLAND|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RBS$S|ROYAL BK SCOTLAND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1682
RBUS|NATIONWIDE RISK-BASE|CANT|Cantor Fitzgerald & Co.|16600
RCD|INVESCO S&P|APCC|Apex Clearing Corporation|12
RCD|INVESCO S&P|BAYC|BAY CREST PARTNERS, LLC|30
RCD|INVESCO S&P|BKMM|BNY MELLON CAPITAL MARKETS, LLC|58
RCD|INVESCO S&P|BTIG|BTIG, LLC|900
RCD|INVESCO S&P|CHAS|Charles Schwab & Co., Inc.|14
RCD|INVESCO S&P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5281
RCD|INVESCO S&P|CSIN|Citadel Securities Institutional LLC|2206
RCD|INVESCO S&P|CTDL|Citadel Derivatives Group Llc|4850
RCD|INVESCO S&P|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
RCD|INVESCO S&P|DBAX|Deutsche Bank Securities Inc.|2200
RCD|INVESCO S&P|DEAN|MORGAN STANLEY|893
RCD|INVESCO S&P|EBXL|EBX LLC|3000
RCD|INVESCO S&P|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
RCD|INVESCO S&P|EDJO|Edward D. Jones & Co., L.P.|101
RCD|INVESCO S&P|ETRS|E*Trade Securities LLC|4
RCD|INVESCO S&P|FTBR|Foliofn Investments, Inc.|1441
RCD|INVESCO S&P|GSCO|GOLDMAN SACHS & CO. LLC|6800
RCD|INVESCO S&P|GSLT|GOLDMAN SACHS & CO. LLC|8
RCD|INVESCO S&P|HRBF|American Enterprise Investment Services Inc.|272
RCD|INVESCO S&P|IBKR|Interactive Brokers Llc|385
RCD|INVESCO S&P|ICBX|INSTINET, LLC|2700
RCD|INVESCO S&P|INCA|INSTINET, LLC|200
RCD|INVESCO S&P|ITGI|ITG Inc.|41
RCD|INVESCO S&P|ITGP|ITG INC.|600
RCD|INVESCO S&P|JPMX|J.P. Morgan Securities LLC|2400
RCD|INVESCO S&P|JSEB|JANE STREET EXECUTION SERVICES, LLC|167815
RCD|INVESCO S&P|JSJX|JANE STREET CAPITAL LLC|1755
RCD|INVESCO S&P|KCGM|VIRTU Americas LLC|7669
RCD|INVESCO S&P|LEHM|Barclays Capital Inc./Le|5600
RCD|INVESCO S&P|LIME|Lime Brokerage LLC|1880
RCD|INVESCO S&P|LMGP|LIME BROKERAGE LLC|50
RCD|INVESCO S&P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
RCD|INVESCO S&P|MSCO|MORGAN STANLEY & CO. LLC|945
RCD|INVESCO S&P|MSPL|MORGAN STANLEY & CO. LLC|1700
RCD|INVESCO S&P|NFSC|National Financial Services LLC|749
RCD|INVESCO S&P|NITE|VIRTU Americas LLC|69557
RCD|INVESCO S&P|RBCM|RBC CAPITAL MARKETS, LLC|1181
RCD|INVESCO S&P|SAGL|SAGETRADER, LLC|1000
RCD|INVESCO S&P|SGMT|GOLDMAN SACHS & CO. LLC|10722
RCD|INVESCO S&P|UBSS|UBS Securities LLC|3804
RCD|INVESCO S&P|VGRD|Vanguard Marketing Corporation|1
RCD|INVESCO S&P|WBET|Wallachbeth Capital LLC|100
RCD|INVESCO S&P|WCHV|WELLS FARGO SECURITIES, LLC|1898
RCD|INVESCO S&P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1172
RCG|RENN FUND, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
RCG|RENN FUND, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1400
RCG|RENN FUND, INC.|DBAX|Deutsche Bank Securities Inc.|1500
RCG|RENN FUND, INC.|EBXL|EBX LLC|2700
RCG|RENN FUND, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
RCG|RENN FUND, INC.|ETRS|E*Trade Securities LLC|1726
RCG|RENN FUND, INC.|IATS|INTERACTIVE BROKERS LLC|400
RCG|RENN FUND, INC.|IBKR|Interactive Brokers Llc|2945
RCG|RENN FUND, INC.|INCA|INSTINET, LLC|4
RCG|RENN FUND, INC.|KCGM|VIRTU Americas LLC|500
RCG|RENN FUND, INC.|LEHM|Barclays Capital Inc./Le|3000
RCG|RENN FUND, INC.|LIME|Lime Brokerage LLC|224
RCG|RENN FUND, INC.|LSCI|Lek Securities Corporation|1600
RCG|RENN FUND, INC.|MSCO|MORGAN STANLEY & CO. LLC|4800
RCG|RENN FUND, INC.|MSPL|MORGAN STANLEY & CO. LLC|1100
RCG|RENN FUND, INC.|NFSC|National Financial Services LLC|19700
RCG|RENN FUND, INC.|NITE|VIRTU Americas LLC|34508
RCG|RENN FUND, INC.|OPCO|Oppenheimer & Co. Inc.|3030
RCG|RENN FUND, INC.|SWIM|TD Ameritrade, Inc.|300
RCG|RENN FUND, INC.|UBSA|UBS SECURITIES LLC|6900
RCG|RENN FUND, INC.|UBSS|UBS Securities LLC|5504
RCG|RENN FUND, INC.|VGRD|Vanguard Marketing Corporation|13550
RCG|RENN FUND, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1200
RCG|RENN FUND, INC.|WSEA|WOLVERINE SECURITIES, LLC|730
RCG|RENN FUND, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7100
RCI|ROGERS COMMUN CL B|ALTX|Alternet Securities Inc.|318
RCI|ROGERS COMMUN CL B|ANOS|ABEL/NOSER, L.L.C.|200
RCI|ROGERS COMMUN CL B|APCC|Apex Clearing Corporation|39
RCI|ROGERS COMMUN CL B|BANK|Primevest Financial Services, Inc.|34
RCI|ROGERS COMMUN CL B|BARD|Robert W. Baird & Co. Incorporated|16
RCI|ROGERS COMMUN CL B|BATM|CBOE TRADING, INC.|7559
RCI|ROGERS COMMUN CL B|BERN|Sanford C. Bernstein & Co., LLC|1363
RCI|ROGERS COMMUN CL B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2871
RCI|ROGERS COMMUN CL B|BZYD|GOLDMAN SACHS & CO. LLC|1200
RCI|ROGERS COMMUN CL B|CHAS|Charles Schwab & Co., Inc.|591
RCI|ROGERS COMMUN CL B|CIST|Capital Institutional Services, Inc.|787
RCI|ROGERS COMMUN CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1309
RCI|ROGERS COMMUN CL B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
RCI|ROGERS COMMUN CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9
RCI|ROGERS COMMUN CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56210
RCI|ROGERS COMMUN CL B|CTDL|Citadel Derivatives Group Llc|242
RCI|ROGERS COMMUN CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|3004
RCI|ROGERS COMMUN CL B|DADA|D.A. Davidson & Co.|62
RCI|ROGERS COMMUN CL B|DBAB|Deutsche Bank Securities Inc.|47063
RCI|ROGERS COMMUN CL B|DBAX|Deutsche Bank Securities Inc.|22600
RCI|ROGERS COMMUN CL B|DBUL|Deutsche Bank Securities Inc.|700
RCI|ROGERS COMMUN CL B|DEAN|MORGAN STANLEY|2292
RCI|ROGERS COMMUN CL B|DEGS|RONIN PROFESSIONAL LLC|200
RCI|ROGERS COMMUN CL B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
RCI|ROGERS COMMUN CL B|EBXL|EBX LLC|41800
RCI|ROGERS COMMUN CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|665
RCI|ROGERS COMMUN CL B|EDJO|Edward D. Jones & Co., L.P.|765
RCI|ROGERS COMMUN CL B|EGAM|CBOE TRADING, INC.|2378
RCI|ROGERS COMMUN CL B|EGAW|CBOE TRADING, INC.|30
RCI|ROGERS COMMUN CL B|EGXM|CBOE TRADING, INC.|283
RCI|ROGERS COMMUN CL B|ETBE|Electronic Transaction Clearing, Inc.|1870
RCI|ROGERS COMMUN CL B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|990
RCI|ROGERS COMMUN CL B|ETRS|E*Trade Securities LLC|19756
RCI|ROGERS COMMUN CL B|FINX|FINTECH SECURITIES|820
RCI|ROGERS COMMUN CL B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2340
RCI|ROGERS COMMUN CL B|FQLS|Quantlab Securities LP|20841
RCI|ROGERS COMMUN CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47962
RCI|ROGERS COMMUN CL B|FTBR|Foliofn Investments, Inc.|146
RCI|ROGERS COMMUN CL B|GEBB|GLOBAL EXECUTION BROKERS, LP|148
RCI|ROGERS COMMUN CL B|GLPX|ACS EXECUTION SERVICES, LLC|770
RCI|ROGERS COMMUN CL B|GSCO|GOLDMAN SACHS & CO. LLC|134887
RCI|ROGERS COMMUN CL B|GSLT|GOLDMAN SACHS & CO. LLC|444
RCI|ROGERS COMMUN CL B|GTSZ|GTS SECURITIES LLC|28228
RCI|ROGERS COMMUN CL B|HRBF|American Enterprise Investment Services Inc.|888
RCI|ROGERS COMMUN CL B|HSBC|HSBC Securities, Inc.|700
RCI|ROGERS COMMUN CL B|IATS|INTERACTIVE BROKERS LLC|2560
RCI|ROGERS COMMUN CL B|IBKR|Interactive Brokers Llc|1315
RCI|ROGERS COMMUN CL B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|468
RCI|ROGERS COMMUN CL B|ICBX|INSTINET, LLC|5700
RCI|ROGERS COMMUN CL B|INCA|INSTINET, LLC|109470
RCI|ROGERS COMMUN CL B|ITGI|ITG Inc.|33833
RCI|ROGERS COMMUN CL B|ITGP|ITG INC.|12800
RCI|ROGERS COMMUN CL B|JANY|Janney Montgomery Scott Inc.|588
RCI|ROGERS COMMUN CL B|JEFF|JEFFERIES LLC|1976
RCI|ROGERS COMMUN CL B|JMPT|JUMP TRADING, LLC|3081
RCI|ROGERS COMMUN CL B|JPBX|J.P. MORGAN SECURITIES LLC|2600
RCI|ROGERS COMMUN CL B|JPMX|J.P. Morgan Securities LLC|40350
RCI|ROGERS COMMUN CL B|JSJX|JANE STREET CAPITAL LLC|1236
RCI|ROGERS COMMUN CL B|KCGM|VIRTU Americas LLC|10082
RCI|ROGERS COMMUN CL B|LEHM|Barclays Capital Inc./Le|55158
RCI|ROGERS COMMUN CL B|LIME|Lime Brokerage LLC|7670
RCI|ROGERS COMMUN CL B|LSCI|Lek Securities Corporation|3014
RCI|ROGERS COMMUN CL B|MACC|Mid Atlantic Capital Corporation|355
RCI|ROGERS COMMUN CL B|MAXM|Maxim Group LLC|750
RCI|ROGERS COMMUN CL B|MCBT|Moors & Cabot, Inc.|30
RCI|ROGERS COMMUN CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
RCI|ROGERS COMMUN CL B|MOTF|MOTIF INVESTING, INC.|2
RCI|ROGERS COMMUN CL B|MSCO|MORGAN STANLEY & CO. LLC|187066
RCI|ROGERS COMMUN CL B|MSPL|MORGAN STANLEY & CO. LLC|118800
RCI|ROGERS COMMUN CL B|MSTX|MORGAN STANLEY & CO. LLC|15700
RCI|ROGERS COMMUN CL B|NEUB|NEUBERGER BERMAN BD LLC|1483
RCI|ROGERS COMMUN CL B|NFSC|National Financial Services LLC|35747
RCI|ROGERS COMMUN CL B|NITE|VIRTU Americas LLC|80202
RCI|ROGERS COMMUN CL B|NITP|VIRTU Americas LLC|2970
RCI|ROGERS COMMUN CL B|NQRB|Brut, LLC|810
RCI|ROGERS COMMUN CL B|NTBF|BMO Nesbitt Burns Inc./CDS|125
RCI|ROGERS COMMUN CL B|OPCO|Oppenheimer & Co. Inc.|401
RCI|ROGERS COMMUN CL B|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|534
RCI|ROGERS COMMUN CL B|PDQM|CODA MARKETS, INC.|4614
RCI|ROGERS COMMUN CL B|RBCM|RBC CAPITAL MARKETS, LLC|614
RCI|ROGERS COMMUN CL B|SALI|INTL FCSTONE FINANCIAL INC.|2
RCI|ROGERS COMMUN CL B|SBSH|Citigroup Global Markets Inc.|3313
RCI|ROGERS COMMUN CL B|SGMT|GOLDMAN SACHS & CO. LLC|17449
RCI|ROGERS COMMUN CL B|SPDR|SPEEDROUTE LLC|200
RCI|ROGERS COMMUN CL B|STFL|Stifel, Nicolaus & Company, Incorporated|547
RCI|ROGERS COMMUN CL B|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1000
RCI|ROGERS COMMUN CL B|SWIM|TD Ameritrade, Inc.|345
RCI|ROGERS COMMUN CL B|SWST|Hilltop Securities Inc.|2706
RCI|ROGERS COMMUN CL B|TKNG|ALLY INVEST SECURITIES LLC|20
RCI|ROGERS COMMUN CL B|TRBT|Tradebot Systems, Inc.|32890
RCI|ROGERS COMMUN CL B|TRCM|TRC MARKETS LLC|36203
RCI|ROGERS COMMUN CL B|UBSA|UBS SECURITIES LLC|46771
RCI|ROGERS COMMUN CL B|UBSS|UBS Securities LLC|75785
RCI|ROGERS COMMUN CL B|VALX|VIRTU AMERICAS LLC|6370
RCI|ROGERS COMMUN CL B|VGRD|Vanguard Marketing Corporation|605
RCI|ROGERS COMMUN CL B|WCHV|WELLS FARGO SECURITIES, LLC|3612
RCI|ROGERS COMMUN CL B|WEDB|WEDBUSH SECURITIES INC.|600
RCI|ROGERS COMMUN CL B|WEED|Weeden & Co.L.P.|20
RCI|ROGERS COMMUN CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|584
RCI|ROGERS COMMUN CL B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|383
RCI|ROGERS COMMUN CL B|WSEA|WOLVERINE SECURITIES, LLC|36
RCI|ROGERS COMMUN CL B|XIST|INSTINET, LLC|19600
RCI|ROGERS COMMUN CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|4626
RCI|ROGERS COMMUN CL B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1105
RCII|RENT-A-CENTER INC ##|AGIS|Aegis Capital Corp.|5000
RCII|RENT-A-CENTER INC ##|ALTX|Alternet Securities Inc.|46457
RCII|RENT-A-CENTER INC ##|APCC|Apex Clearing Corporation|33708
RCII|RENT-A-CENTER INC ##|AQUA|AQUA SECURITIES L.P.|48900
RCII|RENT-A-CENTER INC ##|BALE|M&T SECURITIES, INC.|1000
RCII|RENT-A-CENTER INC ##|BARD|Robert W. Baird & Co. Incorporated|214246
RCII|RENT-A-CENTER INC ##|BATM|CBOE TRADING, INC.|40395
RCII|RENT-A-CENTER INC ##|BAYT|BTIG, LLC|9004
RCII|RENT-A-CENTER INC ##|BBNT|BB&T SECURITIES, LLC|8829
RCII|RENT-A-CENTER INC ##|BCHW|Birchwood Securities Corp.|20000
RCII|RENT-A-CENTER INC ##|BERN|Sanford C. Bernstein & Co., LLC|150852
RCII|RENT-A-CENTER INC ##|BIAD|SAGETRADER, LLC|1091
RCII|RENT-A-CENTER INC ##|BIMI|Banca IMI Securities Corp.|2000
RCII|RENT-A-CENTER INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18754
RCII|RENT-A-CENTER INC ##|BLKX|INSTINET, LLC|268624
RCII|RENT-A-CENTER INC ##|BMOC|BMO Capital Markets Corp.|6956
RCII|RENT-A-CENTER INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|368040
RCII|RENT-A-CENTER INC ##|BTIG|BTIG, LLC|498475
RCII|RENT-A-CENTER INC ##|BYXM|CBOE TRADING, INC.|4472
RCII|RENT-A-CENTER INC ##|CANT|Cantor Fitzgerald & Co.|675293
RCII|RENT-A-CENTER INC ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|25250
RCII|RENT-A-CENTER INC ##|CHAS|Charles Schwab & Co., Inc.|46604
RCII|RENT-A-CENTER INC ##|CHLC|CHURCHILL CAPITAL USA, INC.|4800
RCII|RENT-A-CENTER INC ##|CIOI|CITIGROUP GLOBAL MARKETS INC|100000
RCII|RENT-A-CENTER INC ##|CIST|Capital Institutional Services, Inc.|3160
RCII|RENT-A-CENTER INC ##|CMPT|Compass Point Research & Trading, LLC|5000
RCII|RENT-A-CENTER INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|805901
RCII|RENT-A-CENTER INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14800
RCII|RENT-A-CENTER INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14950
RCII|RENT-A-CENTER INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2385735
RCII|RENT-A-CENTER INC ##|CTDL|Citadel Derivatives Group Llc|41460
RCII|RENT-A-CENTER INC ##|CTLR|CUTLER GROUP, LP|24898
RCII|RENT-A-CENTER INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|375464
RCII|RENT-A-CENTER INC ##|DBAB|Deutsche Bank Securities Inc.|502860
RCII|RENT-A-CENTER INC ##|DBAX|Deutsche Bank Securities Inc.|1359600
RCII|RENT-A-CENTER INC ##|DBUL|Deutsche Bank Securities Inc.|6898
RCII|RENT-A-CENTER INC ##|DCHF|Dart Executions, LLC|106873
RCII|RENT-A-CENTER INC ##|DEAN|MORGAN STANLEY|59206
RCII|RENT-A-CENTER INC ##|DEGS|RONIN PROFESSIONAL LLC|78718
RCII|RENT-A-CENTER INC ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|224402
RCII|RENT-A-CENTER INC ##|DJSA|Dawson James Securities, Inc|15000
RCII|RENT-A-CENTER INC ##|EBXL|EBX LLC|1827700
RCII|RENT-A-CENTER INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|268727
RCII|RENT-A-CENTER INC ##|EDJC|Edward Jones / CDS|290
RCII|RENT-A-CENTER INC ##|EDJO|Edward D. Jones & Co., L.P.|8274
RCII|RENT-A-CENTER INC ##|EGAM|CBOE TRADING, INC.|35011
RCII|RENT-A-CENTER INC ##|EGAW|CBOE TRADING, INC.|500
RCII|RENT-A-CENTER INC ##|EGMT|EG MARKET TECHNOLOGIES LLC|2000
RCII|RENT-A-CENTER INC ##|EGXM|CBOE TRADING, INC.|24013
RCII|RENT-A-CENTER INC ##|EGXW|CBOE TRADING, INC.|763
RCII|RENT-A-CENTER INC ##|ETBE|Electronic Transaction Clearing, Inc.|140596
RCII|RENT-A-CENTER INC ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8674
RCII|RENT-A-CENTER INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37576
RCII|RENT-A-CENTER INC ##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1800
RCII|RENT-A-CENTER INC ##|ETRS|E*Trade Securities LLC|1034201
RCII|RENT-A-CENTER INC ##|FBCO|Credit Suisse Securities (USA) LLC|2052391
RCII|RENT-A-CENTER INC ##|FILL|Tradestation Securities, Inc.|24619
RCII|RENT-A-CENTER INC ##|FMAF|NBCN Inc./ CDS|3416
RCII|RENT-A-CENTER INC ##|FOMA|TD AMERITRADE CLEARING, INC.|1173897
RCII|RENT-A-CENTER INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1035
RCII|RENT-A-CENTER INC ##|FQLS|Quantlab Securities LP|606998
RCII|RENT-A-CENTER INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|865373
RCII|RENT-A-CENTER INC ##|FTBR|Foliofn Investments, Inc.|18486
RCII|RENT-A-CENTER INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|140739
RCII|RENT-A-CENTER INC ##|GLIS|TD Securities Inc|6543
RCII|RENT-A-CENTER INC ##|GLPX|ACS EXECUTION SERVICES, LLC|199934
RCII|RENT-A-CENTER INC ##|GSCO|GOLDMAN SACHS & CO. LLC|4202331
RCII|RENT-A-CENTER INC ##|GSCS|GOLDMAN SACHS & CO. LLC|1321468
RCII|RENT-A-CENTER INC ##|GSLT|GOLDMAN SACHS & CO. LLC|61460
RCII|RENT-A-CENTER INC ##|GTSZ|GTS SECURITIES LLC|164833
RCII|RENT-A-CENTER INC ##|GUGS|Guggenheim Securities, LLC|4352
RCII|RENT-A-CENTER INC ##|HAPX|HAP Trading, LLC|100
RCII|RENT-A-CENTER INC ##|HRBF|American Enterprise Investment Services Inc.|7201
RCII|RENT-A-CENTER INC ##|IATS|INTERACTIVE BROKERS LLC|147162
RCII|RENT-A-CENTER INC ##|IBKR|Interactive Brokers Llc|1452408
RCII|RENT-A-CENTER INC ##|ICBX|INSTINET, LLC|522194
RCII|RENT-A-CENTER INC ##|IEQY|CITADEL SECURITIES LLC|588561
RCII|RENT-A-CENTER INC ##|INCA|INSTINET, LLC|1900826
RCII|RENT-A-CENTER INC ##|INJX|INSTINET, LLC|930968
RCII|RENT-A-CENTER INC ##|ITGI|ITG Inc.|581672
RCII|RENT-A-CENTER INC ##|ITGP|ITG INC.|821000
RCII|RENT-A-CENTER INC ##|JANY|Janney Montgomery Scott Inc.|280065
RCII|RENT-A-CENTER INC ##|JEFF|JEFFERIES LLC|6689439
RCII|RENT-A-CENTER INC ##|JMPT|JUMP TRADING, LLC|580091
RCII|RENT-A-CENTER INC ##|JONE|JonesTrading|443480
RCII|RENT-A-CENTER INC ##|JPBX|J.P. MORGAN SECURITIES LLC|154324
RCII|RENT-A-CENTER INC ##|JPMX|J.P. Morgan Securities LLC|3067544
RCII|RENT-A-CENTER INC ##|JSJX|JANE STREET CAPITAL LLC|2033
RCII|RENT-A-CENTER INC ##|KCGM|VIRTU Americas LLC|576029
RCII|RENT-A-CENTER INC ##|KEYB|KEYBANC CAPITAL MARKETS INC.|160962
RCII|RENT-A-CENTER INC ##|LEHM|Barclays Capital Inc./Le|2975906
RCII|RENT-A-CENTER INC ##|LIME|Lime Brokerage LLC|2323596
RCII|RENT-A-CENTER INC ##|LMGP|LIME BROKERAGE LLC|3500
RCII|RENT-A-CENTER INC ##|LQNA|LIQUIDNET, INC.|343100
RCII|RENT-A-CENTER INC ##|LSCI|Lek Securities Corporation|80135
RCII|RENT-A-CENTER INC ##|LTCO|Ladenburg, Thalmann & Co., Inc.|6000
RCII|RENT-A-CENTER INC ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
RCII|RENT-A-CENTER INC ##|MAXM|Maxim Group LLC|129940
RCII|RENT-A-CENTER INC ##|MBTS|ALLY INVEST SECURITIES LLC|2940
RCII|RENT-A-CENTER INC ##|MCMF|Raymond James Ltd. Cds|2900
RCII|RENT-A-CENTER INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1992730
RCII|RENT-A-CENTER INC ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2289
RCII|RENT-A-CENTER INC ##|MOTF|MOTIF INVESTING, INC.|3
RCII|RENT-A-CENTER INC ##|MSCO|MORGAN STANLEY & CO. LLC|16822588
RCII|RENT-A-CENTER INC ##|MSPL|MORGAN STANLEY & CO. LLC|2168300
RCII|RENT-A-CENTER INC ##|MSTX|MORGAN STANLEY & CO. LLC|449300
RCII|RENT-A-CENTER INC ##|NATL|National Securities Corporation|12101
RCII|RENT-A-CENTER INC ##|NFSC|National Financial Services LLC|1239474
RCII|RENT-A-CENTER INC ##|NITE|VIRTU Americas LLC|4021694
RCII|RENT-A-CENTER INC ##|NITP|VIRTU Americas LLC|152831
RCII|RENT-A-CENTER INC ##|NMRA|Nomura Securities International, Inc.|19836
RCII|RENT-A-CENTER INC ##|NQRB|Brut, LLC|198333
RCII|RENT-A-CENTER INC ##|OPCO|Oppenheimer & Co. Inc.|9400
RCII|RENT-A-CENTER INC ##|PDQM|CODA MARKETS, INC.|257061
RCII|RENT-A-CENTER INC ##|PHLY|NASDAQ Execution Services, LLC|13600
RCII|RENT-A-CENTER INC ##|PIPR|Piper Jaffray & Co.|75000
RCII|RENT-A-CENTER INC ##|PWJC|UBS Financial Services, Inc.|49958
RCII|RENT-A-CENTER INC ##|RAJA|Raymond James & Associates, Inc.|846396
RCII|RENT-A-CENTER INC ##|RBCM|RBC CAPITAL MARKETS, LLC|100716
RCII|RENT-A-CENTER INC ##|RGLD|Regal Securities, Inc|94658
RCII|RENT-A-CENTER INC ##|RILY|B. RILEY FBR, INC.|14418
RCII|RENT-A-CENTER INC ##|RJLC|RJL CAPITAL GROUP, LLC|7350
RCII|RENT-A-CENTER INC ##|ROTH|Roth Capital Partners, LLC|4510
RCII|RENT-A-CENTER INC ##|SAGL|SAGETRADER, LLC|9330
RCII|RENT-A-CENTER INC ##|SAGW|SAGETRADER, LLC|82
RCII|RENT-A-CENTER INC ##|SBSH|Citigroup Global Markets Inc.|466936
RCII|RENT-A-CENTER INC ##|SGMT|GOLDMAN SACHS & CO. LLC|1484511
RCII|RENT-A-CENTER INC ##|SPDR|SPEEDROUTE LLC|48223
RCII|RENT-A-CENTER INC ##|SPHN|Stephens Inc.|2850280
RCII|RENT-A-CENTER INC ##|SPNT|SEVEN POINTS CAPITAL, LLC|11666
RCII|RENT-A-CENTER INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|355850
RCII|RENT-A-CENTER INC ##|STKP|STOCKPILE INVESTMENTS, INC.|2800
RCII|RENT-A-CENTER INC ##|STXG|Stockcross Financial Services, Inc.|2800
RCII|RENT-A-CENTER INC ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17
RCII|RENT-A-CENTER INC ##|SWIM|TD Ameritrade, Inc.|2996037
RCII|RENT-A-CENTER INC ##|SWST|Hilltop Securities Inc.|12341
RCII|RENT-A-CENTER INC ##|TKNG|ALLY INVEST SECURITIES LLC|63190
RCII|RENT-A-CENTER INC ##|TMBR|Timber Hill LLC|1500
RCII|RENT-A-CENTER INC ##|TOUR|TOURMALINE PARTNERS, LLC|59700
RCII|RENT-A-CENTER INC ##|TRBT|Tradebot Systems, Inc.|514653
RCII|RENT-A-CENTER INC ##|TRCM|TRC MARKETS LLC|166206
RCII|RENT-A-CENTER INC ##|TRIP|Trident Partners Ltd.|61112
RCII|RENT-A-CENTER INC ##|TWTT|TASTYWORKS, INC.|2700
RCII|RENT-A-CENTER INC ##|UBSA|UBS SECURITIES LLC|4129642
RCII|RENT-A-CENTER INC ##|UBSS|UBS Securities LLC|2895431
RCII|RENT-A-CENTER INC ##|VALX|VIRTU AMERICAS LLC|111955
RCII|RENT-A-CENTER INC ##|VGRD|Vanguard Marketing Corporation|101005
RCII|RENT-A-CENTER INC ##|WBPX|SUMMIT SECURITIES GROUP, LLC|700
RCII|RENT-A-CENTER INC ##|WCHV|WELLS FARGO SECURITIES, LLC|1441479
RCII|RENT-A-CENTER INC ##|WDNX|WEEDEN & CO.L.P.|10866
RCII|RENT-A-CENTER INC ##|WEDB|WEDBUSH SECURITIES INC.|69715
RCII|RENT-A-CENTER INC ##|WEED|Weeden & Co.L.P.|215298
RCII|RENT-A-CENTER INC ##|WESC|Wellington Shields & Co., LLC|1500
RCII|RENT-A-CENTER INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|199842
RCII|RENT-A-CENTER INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|159178
RCII|RENT-A-CENTER INC ##|WGIF|CIBC World Markets Inc.|6391
RCII|RENT-A-CENTER INC ##|WORD|Worden Capital Management LLC|350
RCII|RENT-A-CENTER INC ##|WSEA|WOLVERINE SECURITIES, LLC|45181
RCII|RENT-A-CENTER INC ##|XIST|INSTINET, LLC|14060
RCII|RENT-A-CENTER INC ##|XPQR|Jump Trading|400
RCII|RENT-A-CENTER INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|443442
RCII|RENT-A-CENTER INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|2785
RCII|RENT-A-CENTER INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18508
RCKT|ROCKET PHARMA CMN|AGIS|Aegis Capital Corp.|500
RCKT|ROCKET PHARMA CMN|ALTX|Alternet Securities Inc.|12134
RCKT|ROCKET PHARMA CMN|APCC|Apex Clearing Corporation|439
RCKT|ROCKET PHARMA CMN|BATM|CBOE TRADING, INC.|6180
RCKT|ROCKET PHARMA CMN|BAYC|BAY CREST PARTNERS, LLC|1547
RCKT|ROCKET PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|54343
RCKT|ROCKET PHARMA CMN|BIDS|BIDS TRADING L.P.|300
RCKT|ROCKET PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9
RCKT|ROCKET PHARMA CMN|BLKX|INSTINET, LLC|19900
RCKT|ROCKET PHARMA CMN|BMOC|BMO Capital Markets Corp.|1574
RCKT|ROCKET PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1904
RCKT|ROCKET PHARMA CMN|BTIG|BTIG, LLC|516
RCKT|ROCKET PHARMA CMN|BYXM|CBOE TRADING, INC.|2300
RCKT|ROCKET PHARMA CMN|CANT|Cantor Fitzgerald & Co.|158
RCKT|ROCKET PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|575
RCKT|ROCKET PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10345
RCKT|ROCKET PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9943
RCKT|ROCKET PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
RCKT|ROCKET PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98338
RCKT|ROCKET PHARMA CMN|CSIN|Citadel Securities Institutional LLC|13213
RCKT|ROCKET PHARMA CMN|CTDL|Citadel Derivatives Group Llc|15003
RCKT|ROCKET PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|18486
RCKT|ROCKET PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|345699
RCKT|ROCKET PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|51300
RCKT|ROCKET PHARMA CMN|DBUL|Deutsche Bank Securities Inc.|1000
RCKT|ROCKET PHARMA CMN|DEAN|MORGAN STANLEY|5411
RCKT|ROCKET PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|21580
RCKT|ROCKET PHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6700
RCKT|ROCKET PHARMA CMN|DRWK|DRW SECURITIES, L.L.C.|3578
RCKT|ROCKET PHARMA CMN|EBXL|EBX LLC|63400
RCKT|ROCKET PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|43042
RCKT|ROCKET PHARMA CMN|EGAM|CBOE TRADING, INC.|12354
RCKT|ROCKET PHARMA CMN|EGAW|CBOE TRADING, INC.|114
RCKT|ROCKET PHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|940
RCKT|ROCKET PHARMA CMN|EGXM|CBOE TRADING, INC.|4682
RCKT|ROCKET PHARMA CMN|EGXW|CBOE TRADING, INC.|131
RCKT|ROCKET PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|39478
RCKT|ROCKET PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25644
RCKT|ROCKET PHARMA CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
RCKT|ROCKET PHARMA CMN|ETRS|E*Trade Securities LLC|27521
RCKT|ROCKET PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|253403
RCKT|ROCKET PHARMA CMN|FILL|Tradestation Securities, Inc.|1252
RCKT|ROCKET PHARMA CMN|FMAF|NBCN Inc./ CDS|100
RCKT|ROCKET PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|191058
RCKT|ROCKET PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37144
RCKT|ROCKET PHARMA CMN|FTBR|Foliofn Investments, Inc.|295
RCKT|ROCKET PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2779
RCKT|ROCKET PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|60927
RCKT|ROCKET PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|1037900
RCKT|ROCKET PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|12336
RCKT|ROCKET PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|2502
RCKT|ROCKET PHARMA CMN|GTSZ|GTS SECURITIES LLC|38055
RCKT|ROCKET PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|450
RCKT|ROCKET PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|13308
RCKT|ROCKET PHARMA CMN|IBKR|Interactive Brokers Llc|155046
RCKT|ROCKET PHARMA CMN|ICBX|INSTINET, LLC|15300
RCKT|ROCKET PHARMA CMN|IEQY|CITADEL SECURITIES LLC|16797
RCKT|ROCKET PHARMA CMN|INCA|INSTINET, LLC|272919
RCKT|ROCKET PHARMA CMN|INJX|INSTINET, LLC|14176
RCKT|ROCKET PHARMA CMN|ITGI|ITG Inc.|25641
RCKT|ROCKET PHARMA CMN|ITGP|ITG INC.|57000
RCKT|ROCKET PHARMA CMN|JANY|Janney Montgomery Scott Inc.|400
RCKT|ROCKET PHARMA CMN|JEFF|JEFFERIES LLC|131094
RCKT|ROCKET PHARMA CMN|JMPT|JUMP TRADING, LLC|25416
RCKT|ROCKET PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|27267
RCKT|ROCKET PHARMA CMN|JPMX|J.P. Morgan Securities LLC|79939
RCKT|ROCKET PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|3078
RCKT|ROCKET PHARMA CMN|KCGM|VIRTU Americas LLC|9575
RCKT|ROCKET PHARMA CMN|LEHM|Barclays Capital Inc./Le|632915
RCKT|ROCKET PHARMA CMN|LIME|Lime Brokerage LLC|107404
RCKT|ROCKET PHARMA CMN|LMGP|LIME BROKERAGE LLC|19194
RCKT|ROCKET PHARMA CMN|LOOP|Loop Capital Markets LLC|3165
RCKT|ROCKET PHARMA CMN|LQNA|LIQUIDNET, INC.|71600
RCKT|ROCKET PHARMA CMN|MACQ|Macquarie Capital (USA) Inc.|1935
RCKT|ROCKET PHARMA CMN|MAXM|Maxim Group LLC|1820
RCKT|ROCKET PHARMA CMN|MBTS|ALLY INVEST SECURITIES LLC|890
RCKT|ROCKET PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20835
RCKT|ROCKET PHARMA CMN|MOTF|MOTIF INVESTING, INC.|4
RCKT|ROCKET PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|2530301
RCKT|ROCKET PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|84200
RCKT|ROCKET PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|41500
RCKT|ROCKET PHARMA CMN|NFSC|National Financial Services LLC|86676
RCKT|ROCKET PHARMA CMN|NITE|VIRTU Americas LLC|403316
RCKT|ROCKET PHARMA CMN|NITP|VIRTU Americas LLC|4507
RCKT|ROCKET PHARMA CMN|NQRB|Brut, LLC|6908
RCKT|ROCKET PHARMA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1190
RCKT|ROCKET PHARMA CMN|PDQM|CODA MARKETS, INC.|125652
RCKT|ROCKET PHARMA CMN|PHLY|NASDAQ Execution Services, LLC|600
RCKT|ROCKET PHARMA CMN|PWJC|UBS Financial Services, Inc.|2100
RCKT|ROCKET PHARMA CMN|RAJA|Raymond James & Associates, Inc.|100
RCKT|ROCKET PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|2900
RCKT|ROCKET PHARMA CMN|SAGL|SAGETRADER, LLC|9900
RCKT|ROCKET PHARMA CMN|SBSH|Citigroup Global Markets Inc.|232399
RCKT|ROCKET PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|48402
RCKT|ROCKET PHARMA CMN|SPDR|SPEEDROUTE LLC|10016
RCKT|ROCKET PHARMA CMN|SPTD|MINT GLOBAL MARKETS, INC.|14350
RCKT|ROCKET PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|600
RCKT|ROCKET PHARMA CMN|SWIM|TD Ameritrade, Inc.|70958
RCKT|ROCKET PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|1792
RCKT|ROCKET PHARMA CMN|TRBT|Tradebot Systems, Inc.|129168
RCKT|ROCKET PHARMA CMN|TRCM|TRC MARKETS LLC|61753
RCKT|ROCKET PHARMA CMN|TWTT|TASTYWORKS, INC.|115
RCKT|ROCKET PHARMA CMN|UBSA|UBS SECURITIES LLC|282618
RCKT|ROCKET PHARMA CMN|UBSS|UBS Securities LLC|1500757
RCKT|ROCKET PHARMA CMN|VALX|VIRTU AMERICAS LLC|4509
RCKT|ROCKET PHARMA CMN|VERT|The Vertical Trading Group, LLC|196143
RCKT|ROCKET PHARMA CMN|VGRD|Vanguard Marketing Corporation|1007
RCKT|ROCKET PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|189262
RCKT|ROCKET PHARMA CMN|WDNX|WEEDEN & CO.L.P.|1178
RCKT|ROCKET PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|600
RCKT|ROCKET PHARMA CMN|WEED|Weeden & Co.L.P.|410
RCKT|ROCKET PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|588
RCKT|ROCKET PHARMA CMN|WGIF|CIBC World Markets Inc.|619
RCKT|ROCKET PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|1877
RCKT|ROCKET PHARMA CMN|XIST|INSTINET, LLC|22800
RCKT|ROCKET PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|10160
RCKT|ROCKET PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|13727
RCKY|ROCKY BRANDS INC|ALTX|Alternet Securities Inc.|1000
RCKY|ROCKY BRANDS INC|APCC|Apex Clearing Corporation|1528
RCKY|ROCKY BRANDS INC|BATM|CBOE TRADING, INC.|505
RCKY|ROCKY BRANDS INC|BAYC|BAY CREST PARTNERS, LLC|1217
RCKY|ROCKY BRANDS INC|BBNT|BB&T SECURITIES, LLC|100
RCKY|ROCKY BRANDS INC|BERN|Sanford C. Bernstein & Co., LLC|11696
RCKY|ROCKY BRANDS INC|BIMI|Banca IMI Securities Corp.|100
RCKY|ROCKY BRANDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2270
RCKY|ROCKY BRANDS INC|BMOC|BMO Capital Markets Corp.|515
RCKY|ROCKY BRANDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1111
RCKY|ROCKY BRANDS INC|BTIG|BTIG, LLC|2587
RCKY|ROCKY BRANDS INC|BYXM|CBOE TRADING, INC.|200
RCKY|ROCKY BRANDS INC|BZYD|GOLDMAN SACHS & CO. LLC|1870
RCKY|ROCKY BRANDS INC|CANT|Cantor Fitzgerald & Co.|9870
RCKY|ROCKY BRANDS INC|CHAS|Charles Schwab & Co., Inc.|1649
RCKY|ROCKY BRANDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8004
RCKY|ROCKY BRANDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5692
RCKY|ROCKY BRANDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11
RCKY|ROCKY BRANDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46724
RCKY|ROCKY BRANDS INC|CTDL|Citadel Derivatives Group Llc|3275
RCKY|ROCKY BRANDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2038
RCKY|ROCKY BRANDS INC|DADA|D.A. Davidson & Co.|1001
RCKY|ROCKY BRANDS INC|DBAB|Deutsche Bank Securities Inc.|71345
RCKY|ROCKY BRANDS INC|DBAX|Deutsche Bank Securities Inc.|12900
RCKY|ROCKY BRANDS INC|DEAN|MORGAN STANLEY|2350
RCKY|ROCKY BRANDS INC|DEGS|RONIN PROFESSIONAL LLC|4780
RCKY|ROCKY BRANDS INC|EBXL|EBX LLC|15900
RCKY|ROCKY BRANDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3878
RCKY|ROCKY BRANDS INC|EDJC|Edward Jones / CDS|200
RCKY|ROCKY BRANDS INC|EDJO|Edward D. Jones & Co., L.P.|1902
RCKY|ROCKY BRANDS INC|EGAM|CBOE TRADING, INC.|1151
RCKY|ROCKY BRANDS INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
RCKY|ROCKY BRANDS INC|EGXM|CBOE TRADING, INC.|780
RCKY|ROCKY BRANDS INC|ETBE|Electronic Transaction Clearing, Inc.|11514
RCKY|ROCKY BRANDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4863
RCKY|ROCKY BRANDS INC|ETRS|E*Trade Securities LLC|15636
RCKY|ROCKY BRANDS INC|FBCO|Credit Suisse Securities (USA) LLC|42721
RCKY|ROCKY BRANDS INC|FILL|Tradestation Securities, Inc.|4133
RCKY|ROCKY BRANDS INC|FOMA|TD AMERITRADE CLEARING, INC.|127029
RCKY|ROCKY BRANDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20538
RCKY|ROCKY BRANDS INC|FTBR|Foliofn Investments, Inc.|5698
RCKY|ROCKY BRANDS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1839
RCKY|ROCKY BRANDS INC|GLPX|ACS EXECUTION SERVICES, LLC|8330
RCKY|ROCKY BRANDS INC|GSCO|GOLDMAN SACHS & CO. LLC|332964
RCKY|ROCKY BRANDS INC|GSCS|GOLDMAN SACHS & CO. LLC|6321
RCKY|ROCKY BRANDS INC|GSLT|GOLDMAN SACHS & CO. LLC|400
RCKY|ROCKY BRANDS INC|GTSZ|GTS SECURITIES LLC|4315
RCKY|ROCKY BRANDS INC|HRBF|American Enterprise Investment Services Inc.|4100
RCKY|ROCKY BRANDS INC|IATS|INTERACTIVE BROKERS LLC|6337
RCKY|ROCKY BRANDS INC|IBKR|Interactive Brokers Llc|44196
RCKY|ROCKY BRANDS INC|ICBX|INSTINET, LLC|10670
RCKY|ROCKY BRANDS INC|IEQY|CITADEL SECURITIES LLC|1584
RCKY|ROCKY BRANDS INC|INCA|INSTINET, LLC|59920
RCKY|ROCKY BRANDS INC|INJX|INSTINET, LLC|1293
RCKY|ROCKY BRANDS INC|ITGI|ITG Inc.|6536
RCKY|ROCKY BRANDS INC|ITGP|ITG INC.|16200
RCKY|ROCKY BRANDS INC|JANY|Janney Montgomery Scott Inc.|128
RCKY|ROCKY BRANDS INC|JEFF|JEFFERIES LLC|12285
RCKY|ROCKY BRANDS INC|JMPT|JUMP TRADING, LLC|1982
RCKY|ROCKY BRANDS INC|JPBX|J.P. MORGAN SECURITIES LLC|7493
RCKY|ROCKY BRANDS INC|JPMX|J.P. Morgan Securities LLC|36260
RCKY|ROCKY BRANDS INC|JSJX|JANE STREET CAPITAL LLC|3904
RCKY|ROCKY BRANDS INC|KCGM|VIRTU Americas LLC|6091
RCKY|ROCKY BRANDS INC|LEHM|Barclays Capital Inc./Le|150768
RCKY|ROCKY BRANDS INC|LIME|Lime Brokerage LLC|38842
RCKY|ROCKY BRANDS INC|LMGP|LIME BROKERAGE LLC|1400
RCKY|ROCKY BRANDS INC|MACC|Mid Atlantic Capital Corporation|1969
RCKY|ROCKY BRANDS INC|MAXM|Maxim Group LLC|464
RCKY|ROCKY BRANDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13970
RCKY|ROCKY BRANDS INC|MSCO|MORGAN STANLEY & CO. LLC|281480
RCKY|ROCKY BRANDS INC|MSPL|MORGAN STANLEY & CO. LLC|45000
RCKY|ROCKY BRANDS INC|MSTX|MORGAN STANLEY & CO. LLC|10700
RCKY|ROCKY BRANDS INC|NFSC|National Financial Services LLC|110888
RCKY|ROCKY BRANDS INC|NITE|VIRTU Americas LLC|232936
RCKY|ROCKY BRANDS INC|NITP|VIRTU Americas LLC|1200
RCKY|ROCKY BRANDS INC|NQRB|Brut, LLC|1680
RCKY|ROCKY BRANDS INC|PDQM|CODA MARKETS, INC.|10956
RCKY|ROCKY BRANDS INC|PWJC|UBS Financial Services, Inc.|452
RCKY|ROCKY BRANDS INC|SAGL|SAGETRADER, LLC|100
RCKY|ROCKY BRANDS INC|SBSH|Citigroup Global Markets Inc.|200992
RCKY|ROCKY BRANDS INC|SGMT|GOLDMAN SACHS & CO. LLC|9322
RCKY|ROCKY BRANDS INC|SPDR|SPEEDROUTE LLC|2700
RCKY|ROCKY BRANDS INC|SWIM|TD Ameritrade, Inc.|47727
RCKY|ROCKY BRANDS INC|TKNG|ALLY INVEST SECURITIES LLC|2432
RCKY|ROCKY BRANDS INC|TRBT|Tradebot Systems, Inc.|2269
RCKY|ROCKY BRANDS INC|TRCM|TRC MARKETS LLC|26094
RCKY|ROCKY BRANDS INC|TWTT|TASTYWORKS, INC.|67
RCKY|ROCKY BRANDS INC|UBSA|UBS SECURITIES LLC|70697
RCKY|ROCKY BRANDS INC|UBSS|UBS Securities LLC|272160
RCKY|ROCKY BRANDS INC|VALX|VIRTU AMERICAS LLC|5901
RCKY|ROCKY BRANDS INC|VGRD|Vanguard Marketing Corporation|16539
RCKY|ROCKY BRANDS INC|WCHV|WELLS FARGO SECURITIES, LLC|61190
RCKY|ROCKY BRANDS INC|WDNX|WEEDEN & CO.L.P.|1144
RCKY|ROCKY BRANDS INC|WEED|Weeden & Co.L.P.|10900
RCKY|ROCKY BRANDS INC|WGIF|CIBC World Markets Inc.|381
RCKY|ROCKY BRANDS INC|WHOT|JUST2TRADE, INC.|25
RCKY|ROCKY BRANDS INC|WSEA|WOLVERINE SECURITIES, LLC|3659
RCKY|ROCKY BRANDS INC|XIST|INSTINET, LLC|84200
RCKY|ROCKY BRANDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
RCKY|ROCKY BRANDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1257
RCL|ROYAL CARIBBEAN CR|ABLE|NATIXIS Securities Americas LLC|2086
RCL|ROYAL CARIBBEAN CR|ALTX|Alternet Securities Inc.|22428
RCL|ROYAL CARIBBEAN CR|ANOS|ABEL/NOSER, L.L.C.|17006
RCL|ROYAL CARIBBEAN CR|APCC|Apex Clearing Corporation|2793
RCL|ROYAL CARIBBEAN CR|BANK|Primevest Financial Services, Inc.|4
RCL|ROYAL CARIBBEAN CR|BARD|Robert W. Baird & Co. Incorporated|38473
RCL|ROYAL CARIBBEAN CR|BATM|CBOE TRADING, INC.|29464
RCL|ROYAL CARIBBEAN CR|BAYC|BAY CREST PARTNERS, LLC|1652
RCL|ROYAL CARIBBEAN CR|BAYT|BTIG, LLC|900
RCL|ROYAL CARIBBEAN CR|BBNT|BB&T SECURITIES, LLC|11921
RCL|ROYAL CARIBBEAN CR|BERN|Sanford C. Bernstein & Co., LLC|112073
RCL|ROYAL CARIBBEAN CR|BGCE|BGC Financial Inc.|2082
RCL|ROYAL CARIBBEAN CR|BIAD|SAGETRADER, LLC|195
RCL|ROYAL CARIBBEAN CR|BIDS|BIDS TRADING L.P.|200
RCL|ROYAL CARIBBEAN CR|BIMI|Banca IMI Securities Corp.|9970
RCL|ROYAL CARIBBEAN CR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47454
RCL|ROYAL CARIBBEAN CR|BLKX|INSTINET, LLC|261838
RCL|ROYAL CARIBBEAN CR|BMOC|BMO Capital Markets Corp.|763
RCL|ROYAL CARIBBEAN CR|BNPX|BNP PARIBAS SECURITIES CORP.|118185
RCL|ROYAL CARIBBEAN CR|BRGE|Newbridge Securities Corp.|62
RCL|ROYAL CARIBBEAN CR|BTIG|BTIG, LLC|1401
RCL|ROYAL CARIBBEAN CR|BYXM|CBOE TRADING, INC.|4757
RCL|ROYAL CARIBBEAN CR|BZYD|GOLDMAN SACHS & CO. LLC|600
RCL|ROYAL CARIBBEAN CR|CABR|Cabrera Capital Markets, Inc.|32
RCL|ROYAL CARIBBEAN CR|CANT|Cantor Fitzgerald & Co.|189
RCL|ROYAL CARIBBEAN CR|CBLC|CITIGROUP GLOBAL MARKETS INC.|78600
RCL|ROYAL CARIBBEAN CR|CHAS|Charles Schwab & Co., Inc.|21636
RCL|ROYAL CARIBBEAN CR|CIBP|CIBC World Markets Corp.|9439
RCL|ROYAL CARIBBEAN CR|CICF|Canaccord Genuity Corp.|455
RCL|ROYAL CARIBBEAN CR|CIOI|CITIGROUP GLOBAL MARKETS INC|40000
RCL|ROYAL CARIBBEAN CR|CIST|Capital Institutional Services, Inc.|7160
RCL|ROYAL CARIBBEAN CR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|245699
RCL|ROYAL CARIBBEAN CR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6284
RCL|ROYAL CARIBBEAN CR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22273
RCL|ROYAL CARIBBEAN CR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|910823
RCL|ROYAL CARIBBEAN CR|CTDL|Citadel Derivatives Group Llc|4547
RCL|ROYAL CARIBBEAN CR|CXCX|CITIGROUP GLOBAL MARKETS INC.|110762
RCL|ROYAL CARIBBEAN CR|DADA|D.A. Davidson & Co.|500
RCL|ROYAL CARIBBEAN CR|DAVA|Davenport & Company LLC|690
RCL|ROYAL CARIBBEAN CR|DBAB|Deutsche Bank Securities Inc.|470168
RCL|ROYAL CARIBBEAN CR|DBAX|Deutsche Bank Securities Inc.|552200
RCL|ROYAL CARIBBEAN CR|DBUL|Deutsche Bank Securities Inc.|31804
RCL|ROYAL CARIBBEAN CR|DCHF|Dart Executions, LLC|3109
RCL|ROYAL CARIBBEAN CR|DEAN|MORGAN STANLEY|11142
RCL|ROYAL CARIBBEAN CR|DEGS|RONIN PROFESSIONAL LLC|1500
RCL|ROYAL CARIBBEAN CR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1366
RCL|ROYAL CARIBBEAN CR|EBXL|EBX LLC|389300
RCL|ROYAL CARIBBEAN CR|ECUT|CONVERGEX EXECUTION SOLUTIONS|53708
RCL|ROYAL CARIBBEAN CR|EDJC|Edward Jones / CDS|87
RCL|ROYAL CARIBBEAN CR|EDJO|Edward D. Jones & Co., L.P.|13970
RCL|ROYAL CARIBBEAN CR|EGAM|CBOE TRADING, INC.|39901
RCL|ROYAL CARIBBEAN CR|EGAW|CBOE TRADING, INC.|127
RCL|ROYAL CARIBBEAN CR|EGMT|EG MARKET TECHNOLOGIES LLC|5947
RCL|ROYAL CARIBBEAN CR|EGXM|CBOE TRADING, INC.|15954
RCL|ROYAL CARIBBEAN CR|EGXW|CBOE TRADING, INC.|200
RCL|ROYAL CARIBBEAN CR|ETBE|Electronic Transaction Clearing, Inc.|81494
RCL|ROYAL CARIBBEAN CR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2846
RCL|ROYAL CARIBBEAN CR|ETCB|ETC BROKERAGE SERVICES, LLC|115
RCL|ROYAL CARIBBEAN CR|ETCC|Electronic Transaction Clearing, Inc.|574
RCL|ROYAL CARIBBEAN CR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|79023
RCL|ROYAL CARIBBEAN CR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1600
RCL|ROYAL CARIBBEAN CR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1544
RCL|ROYAL CARIBBEAN CR|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|50
RCL|ROYAL CARIBBEAN CR|ETRS|E*Trade Securities LLC|266082
RCL|ROYAL CARIBBEAN CR|FBSB|U.S. Bancorp Investments, Inc.|128
RCL|ROYAL CARIBBEAN CR|FILL|Tradestation Securities, Inc.|17605
RCL|ROYAL CARIBBEAN CR|FINX|FINTECH SECURITIES|805
RCL|ROYAL CARIBBEAN CR|FMAF|NBCN Inc./ CDS|4617
RCL|ROYAL CARIBBEAN CR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31032
RCL|ROYAL CARIBBEAN CR|FQLS|Quantlab Securities LP|898619
RCL|ROYAL CARIBBEAN CR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|143166
RCL|ROYAL CARIBBEAN CR|FTBR|Foliofn Investments, Inc.|3018
RCL|ROYAL CARIBBEAN CR|GEBB|GLOBAL EXECUTION BROKERS, LP|3954
RCL|ROYAL CARIBBEAN CR|GLIS|TD Securities Inc|15741
RCL|ROYAL CARIBBEAN CR|GLPX|ACS EXECUTION SERVICES, LLC|109557
RCL|ROYAL CARIBBEAN CR|GSCO|GOLDMAN SACHS & CO. LLC|2552066
RCL|ROYAL CARIBBEAN CR|GSCS|GOLDMAN SACHS & CO. LLC|32252
RCL|ROYAL CARIBBEAN CR|GSLT|GOLDMAN SACHS & CO. LLC|16893
RCL|ROYAL CARIBBEAN CR|GTSZ|GTS SECURITIES LLC|366932
RCL|ROYAL CARIBBEAN CR|GUGS|Guggenheim Securities, LLC|8414
RCL|ROYAL CARIBBEAN CR|HAPX|HAP Trading, LLC|1097
RCL|ROYAL CARIBBEAN CR|HRBF|American Enterprise Investment Services Inc.|17273
RCL|ROYAL CARIBBEAN CR|HSBC|HSBC Securities, Inc.|8479
RCL|ROYAL CARIBBEAN CR|IATS|INTERACTIVE BROKERS LLC|34098
RCL|ROYAL CARIBBEAN CR|IBKR|Interactive Brokers Llc|42362
RCL|ROYAL CARIBBEAN CR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|121
RCL|ROYAL CARIBBEAN CR|ICBX|INSTINET, LLC|86881
RCL|ROYAL CARIBBEAN CR|IEQY|CITADEL SECURITIES LLC|239554
RCL|ROYAL CARIBBEAN CR|INCA|INSTINET, LLC|964596
RCL|ROYAL CARIBBEAN CR|INJX|INSTINET, LLC|9529
RCL|ROYAL CARIBBEAN CR|ITGI|ITG Inc.|171702
RCL|ROYAL CARIBBEAN CR|ITGP|ITG INC.|284600
RCL|ROYAL CARIBBEAN CR|JANY|Janney Montgomery Scott Inc.|17361
RCL|ROYAL CARIBBEAN CR|JEFF|JEFFERIES LLC|243377
RCL|ROYAL CARIBBEAN CR|JMPT|JUMP TRADING, LLC|138075
RCL|ROYAL CARIBBEAN CR|JPBX|J.P. MORGAN SECURITIES LLC|424657
RCL|ROYAL CARIBBEAN CR|JPMX|J.P. Morgan Securities LLC|992499
RCL|ROYAL CARIBBEAN CR|JSJX|JANE STREET CAPITAL LLC|7066
RCL|ROYAL CARIBBEAN CR|JUTA|JUMP TRADING, LLC|600
RCL|ROYAL CARIBBEAN CR|KCGM|VIRTU Americas LLC|97852
RCL|ROYAL CARIBBEAN CR|KEYB|KEYBANC CAPITAL MARKETS INC.|38600
RCL|ROYAL CARIBBEAN CR|LEHM|Barclays Capital Inc./Le|1922248
RCL|ROYAL CARIBBEAN CR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|80
RCL|ROYAL CARIBBEAN CR|LIME|Lime Brokerage LLC|89022
RCL|ROYAL CARIBBEAN CR|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
RCL|ROYAL CARIBBEAN CR|LOOP|Loop Capital Markets LLC|405
RCL|ROYAL CARIBBEAN CR|LQNA|LIQUIDNET, INC.|78400
RCL|ROYAL CARIBBEAN CR|LSCI|Lek Securities Corporation|10567
RCL|ROYAL CARIBBEAN CR|LVMR|LIVERMORE TRADING GROUP, INC.|12796
RCL|ROYAL CARIBBEAN CR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1560
RCL|ROYAL CARIBBEAN CR|MACC|Mid Atlantic Capital Corporation|174
RCL|ROYAL CARIBBEAN CR|MACQ|Macquarie Capital (USA) Inc.|3700
RCL|ROYAL CARIBBEAN CR|MAXM|Maxim Group LLC|1291
RCL|ROYAL CARIBBEAN CR|MCMF|Raymond James Ltd. Cds|514
RCL|ROYAL CARIBBEAN CR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|224872
RCL|ROYAL CARIBBEAN CR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
RCL|ROYAL CARIBBEAN CR|MNDX|TJM Investments, LLC|395
RCL|ROYAL CARIBBEAN CR|MOTF|MOTIF INVESTING, INC.|23
RCL|ROYAL CARIBBEAN CR|MPSG|E D & F Man Capital Markets Inc.|735
RCL|ROYAL CARIBBEAN CR|MSCO|MORGAN STANLEY & CO. LLC|4897399
RCL|ROYAL CARIBBEAN CR|MSPL|MORGAN STANLEY & CO. LLC|732600
RCL|ROYAL CARIBBEAN CR|MSTX|MORGAN STANLEY & CO. LLC|542700
RCL|ROYAL CARIBBEAN CR|MZHO|Mizuho Securities USA LLC|30000
RCL|ROYAL CARIBBEAN CR|NATL|National Securities Corporation|1325
RCL|ROYAL CARIBBEAN CR|NEED|Needham & Company, LLC|1963
RCL|ROYAL CARIBBEAN CR|NFSC|National Financial Services LLC|364838
RCL|ROYAL CARIBBEAN CR|NITE|VIRTU Americas LLC|1087664
RCL|ROYAL CARIBBEAN CR|NITP|VIRTU Americas LLC|100
RCL|ROYAL CARIBBEAN CR|NMRA|Nomura Securities International, Inc.|100
RCL|ROYAL CARIBBEAN CR|NQRB|Brut, LLC|20573
RCL|ROYAL CARIBBEAN CR|NTBF|BMO Nesbitt Burns Inc./CDS|3252
RCL|ROYAL CARIBBEAN CR|NTRC|Northern Trust Securities, Inc.|1139
RCL|ROYAL CARIBBEAN CR|OHOS|TWO SIGMA SECURITIES, LLC|145986
RCL|ROYAL CARIBBEAN CR|OPCO|Oppenheimer & Co. Inc.|14815
RCL|ROYAL CARIBBEAN CR|OTAA|OTA LLC|800
RCL|ROYAL CARIBBEAN CR|PCPT|PHILLIP CAPITAL INC.|100
RCL|ROYAL CARIBBEAN CR|PDQM|CODA MARKETS, INC.|190217
RCL|ROYAL CARIBBEAN CR|PHLY|NASDAQ Execution Services, LLC|13200
RCL|ROYAL CARIBBEAN CR|PICT|Pictet Overseas Inc.|3773
RCL|ROYAL CARIBBEAN CR|PIPR|Piper Jaffray & Co.|300
RCL|ROYAL CARIBBEAN CR|PNSR|Penserra Securities, LLC|6000
RCL|ROYAL CARIBBEAN CR|PWJC|UBS Financial Services, Inc.|7506
RCL|ROYAL CARIBBEAN CR|QMSR|QUATTRO M SECURITIES INC.|8345
RCL|ROYAL CARIBBEAN CR|RBCM|RBC CAPITAL MARKETS, LLC|22624
RCL|ROYAL CARIBBEAN CR|RGLD|Regal Securities, Inc|1234
RCL|ROYAL CARIBBEAN CR|SAGL|SAGETRADER, LLC|46207
RCL|ROYAL CARIBBEAN CR|SAGW|SAGETRADER, LLC|100
RCL|ROYAL CARIBBEAN CR|SALI|INTL FCSTONE FINANCIAL INC.|6272
RCL|ROYAL CARIBBEAN CR|SBSH|Citigroup Global Markets Inc.|386712
RCL|ROYAL CARIBBEAN CR|SEIC|SEI Investments Distribution Co.|4000
RCL|ROYAL CARIBBEAN CR|SGMT|GOLDMAN SACHS & CO. LLC|273302
RCL|ROYAL CARIBBEAN CR|SHMR|ABN Amro Clearing LLC|108
RCL|ROYAL CARIBBEAN CR|SIBO|Prime Executions, Inc.|7200
RCL|ROYAL CARIBBEAN CR|SPDR|SPEEDROUTE LLC|51709
RCL|ROYAL CARIBBEAN CR|SPHN|Stephens Inc.|109
RCL|ROYAL CARIBBEAN CR|SPTD|MINT GLOBAL MARKETS, INC.|200
RCL|ROYAL CARIBBEAN CR|STFL|Stifel, Nicolaus & Company, Incorporated|54147
RCL|ROYAL CARIBBEAN CR|STKP|STOCKPILE INVESTMENTS, INC.|78
RCL|ROYAL CARIBBEAN CR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7203
RCL|ROYAL CARIBBEAN CR|SWIM|TD Ameritrade, Inc.|217735
RCL|ROYAL CARIBBEAN CR|SWST|Hilltop Securities Inc.|4370
RCL|ROYAL CARIBBEAN CR|TAGC|TELSEY ADVISORY GROUP LLC|14955
RCL|ROYAL CARIBBEAN CR|TKNG|ALLY INVEST SECURITIES LLC|4311
RCL|ROYAL CARIBBEAN CR|TOUR|TOURMALINE PARTNERS, LLC|1400
RCL|ROYAL CARIBBEAN CR|TRBT|Tradebot Systems, Inc.|500809
RCL|ROYAL CARIBBEAN CR|TRCM|TRC MARKETS LLC|337619
RCL|ROYAL CARIBBEAN CR|UBSA|UBS SECURITIES LLC|1226494
RCL|ROYAL CARIBBEAN CR|UBSS|UBS Securities LLC|1917823
RCL|ROYAL CARIBBEAN CR|VALX|VIRTU AMERICAS LLC|19881
RCL|ROYAL CARIBBEAN CR|VGRD|Vanguard Marketing Corporation|38184
RCL|ROYAL CARIBBEAN CR|VIEW|VIEWTRADE SECURITIES LLC|90
RCL|ROYAL CARIBBEAN CR|VSIN|Vision Financial Markets Llc|1
RCL|ROYAL CARIBBEAN CR|WAIN|H.C. Wainwright & Co., Inc.|17391
RCL|ROYAL CARIBBEAN CR|WBPX|SUMMIT SECURITIES GROUP, LLC|5631
RCL|ROYAL CARIBBEAN CR|WCHV|WELLS FARGO SECURITIES, LLC|252043
RCL|ROYAL CARIBBEAN CR|WDNX|WEEDEN & CO.L.P.|116
RCL|ROYAL CARIBBEAN CR|WEDB|WEDBUSH SECURITIES INC.|32904
RCL|ROYAL CARIBBEAN CR|WEED|Weeden & Co.L.P.|359559
RCL|ROYAL CARIBBEAN CR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|67714
RCL|ROYAL CARIBBEAN CR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56003
RCL|ROYAL CARIBBEAN CR|WGIF|CIBC World Markets Inc.|702
RCL|ROYAL CARIBBEAN CR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1425
RCL|ROYAL CARIBBEAN CR|WORD|Worden Capital Management LLC|300
RCL|ROYAL CARIBBEAN CR|WSAG|WALL STREET ACCESS|81
RCL|ROYAL CARIBBEAN CR|WSEA|WOLVERINE SECURITIES, LLC|15077
RCL|ROYAL CARIBBEAN CR|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|700
RCL|ROYAL CARIBBEAN CR|XIST|INSTINET, LLC|111370
RCL|ROYAL CARIBBEAN CR|XPQR|Jump Trading|2299
RCL|ROYAL CARIBBEAN CR|XSTM|NATIONAL FINANCIAL SERVICES LLC|93228
RCL|ROYAL CARIBBEAN CR|YKNA|COMHAR CAPITAL MARKETS, LLC|7034
RCL|ROYAL CARIBBEAN CR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4995
RCM|R1 RCM INC.|ALTX|Alternet Securities Inc.|7089
RCM|R1 RCM INC.|APCC|Apex Clearing Corporation|493
RCM|R1 RCM INC.|BARD|Robert W. Baird & Co. Incorporated|16113
RCM|R1 RCM INC.|BATM|CBOE TRADING, INC.|5228
RCM|R1 RCM INC.|BERN|Sanford C. Bernstein & Co., LLC|1224
RCM|R1 RCM INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|113354
RCM|R1 RCM INC.|BLKX|INSTINET, LLC|19100
RCM|R1 RCM INC.|BMOC|BMO Capital Markets Corp.|16211
RCM|R1 RCM INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5350
RCM|R1 RCM INC.|BTIG|BTIG, LLC|110
RCM|R1 RCM INC.|BYXM|CBOE TRADING, INC.|11262
RCM|R1 RCM INC.|CANT|Cantor Fitzgerald & Co.|28271
RCM|R1 RCM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|172175
RCM|R1 RCM INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
RCM|R1 RCM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|208916
RCM|R1 RCM INC.|CTDL|Citadel Derivatives Group Llc|37808
RCM|R1 RCM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|51528
RCM|R1 RCM INC.|DBAB|Deutsche Bank Securities Inc.|500084
RCM|R1 RCM INC.|DBAX|Deutsche Bank Securities Inc.|104500
RCM|R1 RCM INC.|DEAN|MORGAN STANLEY|11137
RCM|R1 RCM INC.|DEGS|RONIN PROFESSIONAL LLC|11002
RCM|R1 RCM INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27184
RCM|R1 RCM INC.|EBXL|EBX LLC|145100
RCM|R1 RCM INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|28394
RCM|R1 RCM INC.|EDJO|Edward D. Jones & Co., L.P.|680
RCM|R1 RCM INC.|EGAM|CBOE TRADING, INC.|17564
RCM|R1 RCM INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
RCM|R1 RCM INC.|EGXM|CBOE TRADING, INC.|18045
RCM|R1 RCM INC.|EGXW|CBOE TRADING, INC.|100
RCM|R1 RCM INC.|ETBE|Electronic Transaction Clearing, Inc.|32134
RCM|R1 RCM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14034
RCM|R1 RCM INC.|ETRS|E*Trade Securities LLC|171687
RCM|R1 RCM INC.|FBCO|Credit Suisse Securities (USA) LLC|418030
RCM|R1 RCM INC.|FILL|Tradestation Securities, Inc.|19107
RCM|R1 RCM INC.|FMAF|NBCN Inc./ CDS|1640
RCM|R1 RCM INC.|FOMA|TD AMERITRADE CLEARING, INC.|282489
RCM|R1 RCM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|228384
RCM|R1 RCM INC.|FTBR|Foliofn Investments, Inc.|4773
RCM|R1 RCM INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|36852
RCM|R1 RCM INC.|GLPX|ACS EXECUTION SERVICES, LLC|7422
RCM|R1 RCM INC.|GSCO|GOLDMAN SACHS & CO. LLC|778219
RCM|R1 RCM INC.|GSCS|GOLDMAN SACHS & CO. LLC|9111
RCM|R1 RCM INC.|GSLT|GOLDMAN SACHS & CO. LLC|4763
RCM|R1 RCM INC.|GTSZ|GTS SECURITIES LLC|15998
RCM|R1 RCM INC.|HRBF|American Enterprise Investment Services Inc.|6134
RCM|R1 RCM INC.|IATS|INTERACTIVE BROKERS LLC|5035
RCM|R1 RCM INC.|IBKR|Interactive Brokers Llc|104668
RCM|R1 RCM INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
RCM|R1 RCM INC.|ICBX|INSTINET, LLC|120678
RCM|R1 RCM INC.|IEQY|CITADEL SECURITIES LLC|71223
RCM|R1 RCM INC.|INCA|INSTINET, LLC|400918
RCM|R1 RCM INC.|INJX|INSTINET, LLC|52609
RCM|R1 RCM INC.|ITGI|ITG Inc.|101669
RCM|R1 RCM INC.|ITGP|ITG INC.|75600
RCM|R1 RCM INC.|JEFF|JEFFERIES LLC|148821
RCM|R1 RCM INC.|JMPT|JUMP TRADING, LLC|76871
RCM|R1 RCM INC.|JONE|JonesTrading|11851
RCM|R1 RCM INC.|JPBX|J.P. MORGAN SECURITIES LLC|1606
RCM|R1 RCM INC.|JPMX|J.P. Morgan Securities LLC|305784
RCM|R1 RCM INC.|JSJX|JANE STREET CAPITAL LLC|5467
RCM|R1 RCM INC.|KCGM|VIRTU Americas LLC|29272
RCM|R1 RCM INC.|LEHM|Barclays Capital Inc./Le|667443
RCM|R1 RCM INC.|LIME|Lime Brokerage LLC|256206
RCM|R1 RCM INC.|LMGP|LIME BROKERAGE LLC|11529
RCM|R1 RCM INC.|LOOP|Loop Capital Markets LLC|6126
RCM|R1 RCM INC.|LQNA|LIQUIDNET, INC.|205100
RCM|R1 RCM INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RCM|R1 RCM INC.|MAXM|Maxim Group LLC|11509
RCM|R1 RCM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172226
RCM|R1 RCM INC.|MOTF|MOTIF INVESTING, INC.|1
RCM|R1 RCM INC.|MSCO|MORGAN STANLEY & CO. LLC|2812029
RCM|R1 RCM INC.|MSPL|MORGAN STANLEY & CO. LLC|227400
RCM|R1 RCM INC.|MSTX|MORGAN STANLEY & CO. LLC|84900
RCM|R1 RCM INC.|NBCS|NBC Securities, INC.|4600
RCM|R1 RCM INC.|NEED|Needham & Company, LLC|5000
RCM|R1 RCM INC.|NFSC|National Financial Services LLC|303092
RCM|R1 RCM INC.|NITE|VIRTU Americas LLC|952491
RCM|R1 RCM INC.|NITP|VIRTU Americas LLC|5723
RCM|R1 RCM INC.|NORT|Northland Securities, Inc.|158582
RCM|R1 RCM INC.|NQRB|Brut, LLC|36777
RCM|R1 RCM INC.|OPCO|Oppenheimer & Co. Inc.|8058
RCM|R1 RCM INC.|PCPT|PHILLIP CAPITAL INC.|100
RCM|R1 RCM INC.|PDQM|CODA MARKETS, INC.|42314
RCM|R1 RCM INC.|PWJC|UBS Financial Services, Inc.|111950
RCM|R1 RCM INC.|RAJA|Raymond James & Associates, Inc.|5233
RCM|R1 RCM INC.|RBCM|RBC CAPITAL MARKETS, LLC|1300
RCM|R1 RCM INC.|SAGC|SAGETRADER, LLC|100
RCM|R1 RCM INC.|SAGL|SAGETRADER, LLC|1100
RCM|R1 RCM INC.|SBSH|Citigroup Global Markets Inc.|217798
RCM|R1 RCM INC.|SGMT|GOLDMAN SACHS & CO. LLC|112704
RCM|R1 RCM INC.|SPDR|SPEEDROUTE LLC|5300
RCM|R1 RCM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2400
RCM|R1 RCM INC.|STKP|STOCKPILE INVESTMENTS, INC.|934
RCM|R1 RCM INC.|SWIM|TD Ameritrade, Inc.|280137
RCM|R1 RCM INC.|TDCO|Thompson Davis & Co., Inc.|2650
RCM|R1 RCM INC.|TKNG|ALLY INVEST SECURITIES LLC|1748
RCM|R1 RCM INC.|TRBT|Tradebot Systems, Inc.|233116
RCM|R1 RCM INC.|TRCM|TRC MARKETS LLC|162854
RCM|R1 RCM INC.|TWTT|TASTYWORKS, INC.|350
RCM|R1 RCM INC.|UBSA|UBS SECURITIES LLC|622143
RCM|R1 RCM INC.|UBSS|UBS Securities LLC|1559254
RCM|R1 RCM INC.|VALX|VIRTU AMERICAS LLC|7438
RCM|R1 RCM INC.|VGRD|Vanguard Marketing Corporation|10154
RCM|R1 RCM INC.|VSIN|Vision Financial Markets Llc|10
RCM|R1 RCM INC.|WCHV|WELLS FARGO SECURITIES, LLC|28936
RCM|R1 RCM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1069
RCM|R1 RCM INC.|WGIF|CIBC World Markets Inc.|2000
RCM|R1 RCM INC.|WSEA|WOLVERINE SECURITIES, LLC|3170
RCM|R1 RCM INC.|XIST|INSTINET, LLC|8090
RCM|R1 RCM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|72646
RCM|R1 RCM INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3
RCMT|R C M TECH INC    ##|APCC|Apex Clearing Corporation|308
RCMT|R C M TECH INC    ##|BANK|Primevest Financial Services, Inc.|400
RCMT|R C M TECH INC    ##|BATM|CBOE TRADING, INC.|375
RCMT|R C M TECH INC    ##|BAYC|BAY CREST PARTNERS, LLC|275
RCMT|R C M TECH INC    ##|BERN|Sanford C. Bernstein & Co., LLC|6
RCMT|R C M TECH INC    ##|CANT|Cantor Fitzgerald & Co.|3714
RCMT|R C M TECH INC    ##|CHAS|Charles Schwab & Co., Inc.|2900
RCMT|R C M TECH INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2200
RCMT|R C M TECH INC    ##|CTDL|Citadel Derivatives Group Llc|204
RCMT|R C M TECH INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
RCMT|R C M TECH INC    ##|DBAB|Deutsche Bank Securities Inc.|1075
RCMT|R C M TECH INC    ##|DBAX|Deutsche Bank Securities Inc.|200
RCMT|R C M TECH INC    ##|DEGS|RONIN PROFESSIONAL LLC|700
RCMT|R C M TECH INC    ##|EBXL|EBX LLC|500
RCMT|R C M TECH INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|220
RCMT|R C M TECH INC    ##|ETRS|E*Trade Securities LLC|17153
RCMT|R C M TECH INC    ##|FBCO|Credit Suisse Securities (USA) LLC|2420
RCMT|R C M TECH INC    ##|FBSB|U.S. Bancorp Investments, Inc.|200
RCMT|R C M TECH INC    ##|FILL|Tradestation Securities, Inc.|1325
RCMT|R C M TECH INC    ##|FINX|FINTECH SECURITIES|2380
RCMT|R C M TECH INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|21586
RCMT|R C M TECH INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2825
RCMT|R C M TECH INC    ##|FTBR|Foliofn Investments, Inc.|444
RCMT|R C M TECH INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|5074
RCMT|R C M TECH INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|3775
RCMT|R C M TECH INC    ##|GTSZ|GTS SECURITIES LLC|2583
RCMT|R C M TECH INC    ##|IATS|INTERACTIVE BROKERS LLC|942
RCMT|R C M TECH INC    ##|IBKR|Interactive Brokers Llc|8757
RCMT|R C M TECH INC    ##|INCA|INSTINET, LLC|3369
RCMT|R C M TECH INC    ##|INJX|INSTINET, LLC|427
RCMT|R C M TECH INC    ##|ITGI|ITG Inc.|900
RCMT|R C M TECH INC    ##|ITGP|ITG INC.|1200
RCMT|R C M TECH INC    ##|JANY|Janney Montgomery Scott Inc.|1300
RCMT|R C M TECH INC    ##|JEFF|JEFFERIES LLC|3703
RCMT|R C M TECH INC    ##|JPMX|J.P. Morgan Securities LLC|600
RCMT|R C M TECH INC    ##|KCGM|VIRTU Americas LLC|103
RCMT|R C M TECH INC    ##|LEHM|Barclays Capital Inc./Le|1198
RCMT|R C M TECH INC    ##|LIME|Lime Brokerage LLC|17084
RCMT|R C M TECH INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
RCMT|R C M TECH INC    ##|MSCO|MORGAN STANLEY & CO. LLC|23691
RCMT|R C M TECH INC    ##|MSPL|MORGAN STANLEY & CO. LLC|5500
RCMT|R C M TECH INC    ##|NFSC|National Financial Services LLC|63380
RCMT|R C M TECH INC    ##|NITE|VIRTU Americas LLC|54768
RCMT|R C M TECH INC    ##|SBSH|Citigroup Global Markets Inc.|550
RCMT|R C M TECH INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|1757
RCMT|R C M TECH INC    ##|SPDR|SPEEDROUTE LLC|1
RCMT|R C M TECH INC    ##|SWIM|TD Ameritrade, Inc.|1
RCMT|R C M TECH INC    ##|SWST|Hilltop Securities Inc.|1900
RCMT|R C M TECH INC    ##|TMBR|Timber Hill LLC|100
RCMT|R C M TECH INC    ##|TRCM|TRC MARKETS LLC|1333
RCMT|R C M TECH INC    ##|UBSA|UBS SECURITIES LLC|2551
RCMT|R C M TECH INC    ##|UBSS|UBS Securities LLC|13125
RCMT|R C M TECH INC    ##|VALX|VIRTU AMERICAS LLC|4
RCMT|R C M TECH INC    ##|VGRD|Vanguard Marketing Corporation|2769
RCMT|R C M TECH INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|191
RCMT|R C M TECH INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63
RCMT|R C M TECH INC    ##|WGIF|CIBC World Markets Inc.|380
RCMT|R C M TECH INC    ##|WSEA|WOLVERINE SECURITIES, LLC|184
RCMT|R C M TECH INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
RCON|RECON TECHNOLOGY, LT|ALTX|Alternet Securities Inc.|2300
RCON|RECON TECHNOLOGY, LT|APCC|Apex Clearing Corporation|54111
RCON|RECON TECHNOLOGY, LT|BATM|CBOE TRADING, INC.|300
RCON|RECON TECHNOLOGY, LT|BIMI|Banca IMI Securities Corp.|13740
RCON|RECON TECHNOLOGY, LT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8380
RCON|RECON TECHNOLOGY, LT|BYXM|CBOE TRADING, INC.|200
RCON|RECON TECHNOLOGY, LT|CHAS|Charles Schwab & Co., Inc.|2500
RCON|RECON TECHNOLOGY, LT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17974
RCON|RECON TECHNOLOGY, LT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22133
RCON|RECON TECHNOLOGY, LT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16351
RCON|RECON TECHNOLOGY, LT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33064
RCON|RECON TECHNOLOGY, LT|CTDL|Citadel Derivatives Group Llc|22304
RCON|RECON TECHNOLOGY, LT|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
RCON|RECON TECHNOLOGY, LT|DBAB|Deutsche Bank Securities Inc.|3150
RCON|RECON TECHNOLOGY, LT|DBAX|Deutsche Bank Securities Inc.|4700
RCON|RECON TECHNOLOGY, LT|DEGS|RONIN PROFESSIONAL LLC|14880
RCON|RECON TECHNOLOGY, LT|EBXL|EBX LLC|10500
RCON|RECON TECHNOLOGY, LT|EDJO|Edward D. Jones & Co., L.P.|100
RCON|RECON TECHNOLOGY, LT|EGAM|CBOE TRADING, INC.|12200
RCON|RECON TECHNOLOGY, LT|EGAW|CBOE TRADING, INC.|100
RCON|RECON TECHNOLOGY, LT|EGXM|CBOE TRADING, INC.|900
RCON|RECON TECHNOLOGY, LT|EGXW|CBOE TRADING, INC.|889
RCON|RECON TECHNOLOGY, LT|ETBE|Electronic Transaction Clearing, Inc.|1700
RCON|RECON TECHNOLOGY, LT|ETCC|Electronic Transaction Clearing, Inc.|800
RCON|RECON TECHNOLOGY, LT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|142
RCON|RECON TECHNOLOGY, LT|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|8295
RCON|RECON TECHNOLOGY, LT|ETRS|E*Trade Securities LLC|861123
RCON|RECON TECHNOLOGY, LT|FBCO|Credit Suisse Securities (USA) LLC|161911
RCON|RECON TECHNOLOGY, LT|FILL|Tradestation Securities, Inc.|40405
RCON|RECON TECHNOLOGY, LT|FMAF|NBCN Inc./ CDS|1900
RCON|RECON TECHNOLOGY, LT|FOMA|TD AMERITRADE CLEARING, INC.|822261
RCON|RECON TECHNOLOGY, LT|FTBR|Foliofn Investments, Inc.|169
RCON|RECON TECHNOLOGY, LT|GEBB|GLOBAL EXECUTION BROKERS, LP|2441
RCON|RECON TECHNOLOGY, LT|GLPX|ACS EXECUTION SERVICES, LLC|23843
RCON|RECON TECHNOLOGY, LT|GSCO|GOLDMAN SACHS & CO. LLC|5534
RCON|RECON TECHNOLOGY, LT|GSCS|GOLDMAN SACHS & CO. LLC|1600
RCON|RECON TECHNOLOGY, LT|GSLT|GOLDMAN SACHS & CO. LLC|10674
RCON|RECON TECHNOLOGY, LT|GTSZ|GTS SECURITIES LLC|3726
RCON|RECON TECHNOLOGY, LT|HASF|Haywood Securities Inc./CDS|3000
RCON|RECON TECHNOLOGY, LT|HSBC|HSBC Securities, Inc.|400
RCON|RECON TECHNOLOGY, LT|IATS|INTERACTIVE BROKERS LLC|92408
RCON|RECON TECHNOLOGY, LT|IBKR|Interactive Brokers Llc|639898
RCON|RECON TECHNOLOGY, LT|ICBX|INSTINET, LLC|4650
RCON|RECON TECHNOLOGY, LT|INCA|INSTINET, LLC|111735
RCON|RECON TECHNOLOGY, LT|ITGI|ITG Inc.|13812
RCON|RECON TECHNOLOGY, LT|ITGP|ITG INC.|12800
RCON|RECON TECHNOLOGY, LT|JMPT|JUMP TRADING, LLC|364
RCON|RECON TECHNOLOGY, LT|JPMX|J.P. Morgan Securities LLC|6586
RCON|RECON TECHNOLOGY, LT|JSJX|JANE STREET CAPITAL LLC|400
RCON|RECON TECHNOLOGY, LT|KCGM|VIRTU Americas LLC|1905
RCON|RECON TECHNOLOGY, LT|LEHM|Barclays Capital Inc./Le|22032
RCON|RECON TECHNOLOGY, LT|LIME|Lime Brokerage LLC|19019
RCON|RECON TECHNOLOGY, LT|LMGP|LIME BROKERAGE LLC|500
RCON|RECON TECHNOLOGY, LT|LSCI|Lek Securities Corporation|373
RCON|RECON TECHNOLOGY, LT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3866
RCON|RECON TECHNOLOGY, LT|MAVB|Great Point Capital LLC|2744
RCON|RECON TECHNOLOGY, LT|MAXM|Maxim Group LLC|6825
RCON|RECON TECHNOLOGY, LT|MICA|Spartan Securities Group, Ltd.|23412
RCON|RECON TECHNOLOGY, LT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
RCON|RECON TECHNOLOGY, LT|MOTF|MOTIF INVESTING, INC.|1
RCON|RECON TECHNOLOGY, LT|MSCO|MORGAN STANLEY & CO. LLC|498723
RCON|RECON TECHNOLOGY, LT|MSPL|MORGAN STANLEY & CO. LLC|4400
RCON|RECON TECHNOLOGY, LT|NFSC|National Financial Services LLC|396605
RCON|RECON TECHNOLOGY, LT|NITE|VIRTU Americas LLC|1525341
RCON|RECON TECHNOLOGY, LT|NQRB|Brut, LLC|2981
RCON|RECON TECHNOLOGY, LT|OPCO|Oppenheimer & Co. Inc.|1000
RCON|RECON TECHNOLOGY, LT|PCPT|PHILLIP CAPITAL INC.|479
RCON|RECON TECHNOLOGY, LT|PDQM|CODA MARKETS, INC.|42601
RCON|RECON TECHNOLOGY, LT|SAGL|SAGETRADER, LLC|1000
RCON|RECON TECHNOLOGY, LT|SBSH|Citigroup Global Markets Inc.|184142
RCON|RECON TECHNOLOGY, LT|SGMT|GOLDMAN SACHS & CO. LLC|9584
RCON|RECON TECHNOLOGY, LT|SPDR|SPEEDROUTE LLC|33510
RCON|RECON TECHNOLOGY, LT|SPNT|SEVEN POINTS CAPITAL, LLC|900
RCON|RECON TECHNOLOGY, LT|SPTD|MINT GLOBAL MARKETS, INC.|37298
RCON|RECON TECHNOLOGY, LT|SWIM|TD Ameritrade, Inc.|518981
RCON|RECON TECHNOLOGY, LT|TKNG|ALLY INVEST SECURITIES LLC|51426
RCON|RECON TECHNOLOGY, LT|TRCM|TRC MARKETS LLC|300
RCON|RECON TECHNOLOGY, LT|UBSA|UBS SECURITIES LLC|46414
RCON|RECON TECHNOLOGY, LT|UBSS|UBS Securities LLC|33441
RCON|RECON TECHNOLOGY, LT|VGRD|Vanguard Marketing Corporation|332
RCON|RECON TECHNOLOGY, LT|WCHV|WELLS FARGO SECURITIES, LLC|2300
RCON|RECON TECHNOLOGY, LT|WEDB|WEDBUSH SECURITIES INC.|9516
RCON|RECON TECHNOLOGY, LT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7920
RCON|RECON TECHNOLOGY, LT|WGIF|CIBC World Markets Inc.|8657
RCON|RECON TECHNOLOGY, LT|WHOT|JUST2TRADE, INC.|800
RCON|RECON TECHNOLOGY, LT|WSEA|WOLVERINE SECURITIES, LLC|74709
RCON|RECON TECHNOLOGY, LT|YKNA|COMHAR CAPITAL MARKETS, LLC|3775
RCS|PIMCO STRTGC INCM FD|ADAM|CANACCORD GENUITY INC.|500
RCS|PIMCO STRTGC INCM FD|ALTX|Alternet Securities Inc.|700
RCS|PIMCO STRTGC INCM FD|APCC|Apex Clearing Corporation|608
RCS|PIMCO STRTGC INCM FD|BANK|Primevest Financial Services, Inc.|635
RCS|PIMCO STRTGC INCM FD|BARD|Robert W. Baird & Co. Incorporated|287
RCS|PIMCO STRTGC INCM FD|BATM|CBOE TRADING, INC.|2142
RCS|PIMCO STRTGC INCM FD|BBNT|BB&T SECURITIES, LLC|14
RCS|PIMCO STRTGC INCM FD|BERN|Sanford C. Bernstein & Co., LLC|70
RCS|PIMCO STRTGC INCM FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|798
RCS|PIMCO STRTGC INCM FD|CHAS|Charles Schwab & Co., Inc.|508
RCS|PIMCO STRTGC INCM FD|CIST|Capital Institutional Services, Inc.|1000
RCS|PIMCO STRTGC INCM FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RCS|PIMCO STRTGC INCM FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4869
RCS|PIMCO STRTGC INCM FD|DADA|D.A. Davidson & Co.|478
RCS|PIMCO STRTGC INCM FD|DBAX|Deutsche Bank Securities Inc.|8700
RCS|PIMCO STRTGC INCM FD|DEAN|MORGAN STANLEY|5676
RCS|PIMCO STRTGC INCM FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
RCS|PIMCO STRTGC INCM FD|EBXL|EBX LLC|3800
RCS|PIMCO STRTGC INCM FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
RCS|PIMCO STRTGC INCM FD|EDJO|Edward D. Jones & Co., L.P.|4983
RCS|PIMCO STRTGC INCM FD|EGAM|CBOE TRADING, INC.|2813
RCS|PIMCO STRTGC INCM FD|EGXM|CBOE TRADING, INC.|1350
RCS|PIMCO STRTGC INCM FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
RCS|PIMCO STRTGC INCM FD|ETRS|E*Trade Securities LLC|108231
RCS|PIMCO STRTGC INCM FD|FBSB|U.S. Bancorp Investments, Inc.|9247
RCS|PIMCO STRTGC INCM FD|FILL|Tradestation Securities, Inc.|60
RCS|PIMCO STRTGC INCM FD|FMAF|NBCN Inc./ CDS|85
RCS|PIMCO STRTGC INCM FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|978
RCS|PIMCO STRTGC INCM FD|FTBR|Foliofn Investments, Inc.|1492
RCS|PIMCO STRTGC INCM FD|GLIS|TD Securities Inc|254
RCS|PIMCO STRTGC INCM FD|GLPX|ACS EXECUTION SERVICES, LLC|1813
RCS|PIMCO STRTGC INCM FD|GSCO|GOLDMAN SACHS & CO. LLC|400
RCS|PIMCO STRTGC INCM FD|GTSZ|GTS SECURITIES LLC|1100
RCS|PIMCO STRTGC INCM FD|HRBF|American Enterprise Investment Services Inc.|9806
RCS|PIMCO STRTGC INCM FD|IATS|INTERACTIVE BROKERS LLC|12020
RCS|PIMCO STRTGC INCM FD|IBKR|Interactive Brokers Llc|19179
RCS|PIMCO STRTGC INCM FD|ICBX|INSTINET, LLC|600
RCS|PIMCO STRTGC INCM FD|INCA|INSTINET, LLC|12260
RCS|PIMCO STRTGC INCM FD|ITGI|ITG Inc.|9837
RCS|PIMCO STRTGC INCM FD|ITGP|ITG INC.|6000
RCS|PIMCO STRTGC INCM FD|JANY|Janney Montgomery Scott Inc.|122
RCS|PIMCO STRTGC INCM FD|JMPT|JUMP TRADING, LLC|10
RCS|PIMCO STRTGC INCM FD|JPMX|J.P. Morgan Securities LLC|1400
RCS|PIMCO STRTGC INCM FD|JSJX|JANE STREET CAPITAL LLC|200
RCS|PIMCO STRTGC INCM FD|KCGM|VIRTU Americas LLC|1015
RCS|PIMCO STRTGC INCM FD|LEHM|Barclays Capital Inc./Le|13049
RCS|PIMCO STRTGC INCM FD|LGNT|COR CLEARING LLC|220
RCS|PIMCO STRTGC INCM FD|LIME|Lime Brokerage LLC|610
RCS|PIMCO STRTGC INCM FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
RCS|PIMCO STRTGC INCM FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
RCS|PIMCO STRTGC INCM FD|MOTF|MOTIF INVESTING, INC.|2
RCS|PIMCO STRTGC INCM FD|MSCO|MORGAN STANLEY & CO. LLC|54774
RCS|PIMCO STRTGC INCM FD|MSPL|MORGAN STANLEY & CO. LLC|2700
RCS|PIMCO STRTGC INCM FD|NATL|National Securities Corporation|550
RCS|PIMCO STRTGC INCM FD|NFSC|National Financial Services LLC|284973
RCS|PIMCO STRTGC INCM FD|NITE|VIRTU Americas LLC|238288
RCS|PIMCO STRTGC INCM FD|NQRB|Brut, LLC|3400
RCS|PIMCO STRTGC INCM FD|OPCO|Oppenheimer & Co. Inc.|500
RCS|PIMCO STRTGC INCM FD|PDQM|CODA MARKETS, INC.|5674
RCS|PIMCO STRTGC INCM FD|PICT|Pictet Overseas Inc.|2600
RCS|PIMCO STRTGC INCM FD|PWJC|UBS Financial Services, Inc.|3505
RCS|PIMCO STRTGC INCM FD|RBCM|RBC CAPITAL MARKETS, LLC|30941
RCS|PIMCO STRTGC INCM FD|SALI|INTL FCSTONE FINANCIAL INC.|205
RCS|PIMCO STRTGC INCM FD|SBRX|MURIEL SIEBERT & CO INC|2000
RCS|PIMCO STRTGC INCM FD|SBSH|Citigroup Global Markets Inc.|3020
RCS|PIMCO STRTGC INCM FD|SGMT|GOLDMAN SACHS & CO. LLC|1534
RCS|PIMCO STRTGC INCM FD|STFL|Stifel, Nicolaus & Company, Incorporated|4272
RCS|PIMCO STRTGC INCM FD|STXG|Stockcross Financial Services, Inc.|2
RCS|PIMCO STRTGC INCM FD|SWIM|TD Ameritrade, Inc.|9631
RCS|PIMCO STRTGC INCM FD|SWST|Hilltop Securities Inc.|2177
RCS|PIMCO STRTGC INCM FD|TRBT|Tradebot Systems, Inc.|1201
RCS|PIMCO STRTGC INCM FD|UBSA|UBS SECURITIES LLC|13779
RCS|PIMCO STRTGC INCM FD|UBSS|UBS Securities LLC|45578
RCS|PIMCO STRTGC INCM FD|VALX|VIRTU AMERICAS LLC|400
RCS|PIMCO STRTGC INCM FD|VGRD|Vanguard Marketing Corporation|21386
RCS|PIMCO STRTGC INCM FD|WCHV|WELLS FARGO SECURITIES, LLC|25634
RCS|PIMCO STRTGC INCM FD|WEDB|WEDBUSH SECURITIES INC.|8545
RCS|PIMCO STRTGC INCM FD|WSEA|WOLVERINE SECURITIES, LLC|1805
RCS|PIMCO STRTGC INCM FD|YKNA|COMHAR CAPITAL MARKETS, LLC|2300
RCS|PIMCO STRTGC INCM FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38570
RCUS|ARCUS BIOSCIENCES, I|ALTX|Alternet Securities Inc.|2380
RCUS|ARCUS BIOSCIENCES, I|BATM|CBOE TRADING, INC.|8564
RCUS|ARCUS BIOSCIENCES, I|BAYC|BAY CREST PARTNERS, LLC|889
RCUS|ARCUS BIOSCIENCES, I|BERN|Sanford C. Bernstein & Co., LLC|2000
RCUS|ARCUS BIOSCIENCES, I|BIDS|BIDS TRADING L.P.|5200
RCUS|ARCUS BIOSCIENCES, I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|291
RCUS|ARCUS BIOSCIENCES, I|BLKX|INSTINET, LLC|69626
RCUS|ARCUS BIOSCIENCES, I|BNPX|BNP PARIBAS SECURITIES CORP.|369
RCUS|ARCUS BIOSCIENCES, I|BTIG|BTIG, LLC|259028
RCUS|ARCUS BIOSCIENCES, I|BYXM|CBOE TRADING, INC.|3609
RCUS|ARCUS BIOSCIENCES, I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69270
RCUS|ARCUS BIOSCIENCES, I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
RCUS|ARCUS BIOSCIENCES, I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RCUS|ARCUS BIOSCIENCES, I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95892
RCUS|ARCUS BIOSCIENCES, I|CTDL|Citadel Derivatives Group Llc|3709
RCUS|ARCUS BIOSCIENCES, I|CXCX|CITIGROUP GLOBAL MARKETS INC.|20290
RCUS|ARCUS BIOSCIENCES, I|DBAB|Deutsche Bank Securities Inc.|2740
RCUS|ARCUS BIOSCIENCES, I|DBAX|Deutsche Bank Securities Inc.|61000
RCUS|ARCUS BIOSCIENCES, I|DEAN|MORGAN STANLEY|1825
RCUS|ARCUS BIOSCIENCES, I|DEGS|RONIN PROFESSIONAL LLC|6182
RCUS|ARCUS BIOSCIENCES, I|EBXL|EBX LLC|63200
RCUS|ARCUS BIOSCIENCES, I|ECUT|CONVERGEX EXECUTION SOLUTIONS|137
RCUS|ARCUS BIOSCIENCES, I|EDJO|Edward D. Jones & Co., L.P.|190
RCUS|ARCUS BIOSCIENCES, I|EGAM|CBOE TRADING, INC.|2800
RCUS|ARCUS BIOSCIENCES, I|EGAW|CBOE TRADING, INC.|1100
RCUS|ARCUS BIOSCIENCES, I|EGXM|CBOE TRADING, INC.|105
RCUS|ARCUS BIOSCIENCES, I|ETBE|Electronic Transaction Clearing, Inc.|1200
RCUS|ARCUS BIOSCIENCES, I|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
RCUS|ARCUS BIOSCIENCES, I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5826
RCUS|ARCUS BIOSCIENCES, I|ETRS|E*Trade Securities LLC|38124
RCUS|ARCUS BIOSCIENCES, I|FBSB|U.S. Bancorp Investments, Inc.|250
RCUS|ARCUS BIOSCIENCES, I|FMAF|NBCN Inc./ CDS|25
RCUS|ARCUS BIOSCIENCES, I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50989
RCUS|ARCUS BIOSCIENCES, I|FTBR|Foliofn Investments, Inc.|1
RCUS|ARCUS BIOSCIENCES, I|GLIS|TD Securities Inc|1326
RCUS|ARCUS BIOSCIENCES, I|GLPX|ACS EXECUTION SERVICES, LLC|38265
RCUS|ARCUS BIOSCIENCES, I|GSCO|GOLDMAN SACHS & CO. LLC|177509
RCUS|ARCUS BIOSCIENCES, I|GSCS|GOLDMAN SACHS & CO. LLC|200
RCUS|ARCUS BIOSCIENCES, I|GSLT|GOLDMAN SACHS & CO. LLC|200
RCUS|ARCUS BIOSCIENCES, I|GTSZ|GTS SECURITIES LLC|51467
RCUS|ARCUS BIOSCIENCES, I|HSBC|HSBC Securities, Inc.|350
RCUS|ARCUS BIOSCIENCES, I|IATS|INTERACTIVE BROKERS LLC|10225
RCUS|ARCUS BIOSCIENCES, I|IBKR|Interactive Brokers Llc|12395
RCUS|ARCUS BIOSCIENCES, I|ICBX|INSTINET, LLC|37120
RCUS|ARCUS BIOSCIENCES, I|IEQY|CITADEL SECURITIES LLC|1967
RCUS|ARCUS BIOSCIENCES, I|INCA|INSTINET, LLC|34523
RCUS|ARCUS BIOSCIENCES, I|INJX|INSTINET, LLC|100
RCUS|ARCUS BIOSCIENCES, I|ITGI|ITG Inc.|17020
RCUS|ARCUS BIOSCIENCES, I|ITGP|ITG INC.|34600
RCUS|ARCUS BIOSCIENCES, I|JANY|Janney Montgomery Scott Inc.|250
RCUS|ARCUS BIOSCIENCES, I|JEFF|JEFFERIES LLC|29885
RCUS|ARCUS BIOSCIENCES, I|JMPT|JUMP TRADING, LLC|2657
RCUS|ARCUS BIOSCIENCES, I|JONE|JonesTrading|73542
RCUS|ARCUS BIOSCIENCES, I|JSJX|JANE STREET CAPITAL LLC|781
RCUS|ARCUS BIOSCIENCES, I|KCGM|VIRTU Americas LLC|11972
RCUS|ARCUS BIOSCIENCES, I|LEER|LEERINK PARTNERS LLC|15573
RCUS|ARCUS BIOSCIENCES, I|LEHM|Barclays Capital Inc./Le|87683
RCUS|ARCUS BIOSCIENCES, I|LIME|Lime Brokerage LLC|9329
RCUS|ARCUS BIOSCIENCES, I|LQNA|LIQUIDNET, INC.|77700
RCUS|ARCUS BIOSCIENCES, I|MAXM|Maxim Group LLC|3676
RCUS|ARCUS BIOSCIENCES, I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64394
RCUS|ARCUS BIOSCIENCES, I|MOTF|MOTIF INVESTING, INC.|32
RCUS|ARCUS BIOSCIENCES, I|MSCO|MORGAN STANLEY & CO. LLC|106804
RCUS|ARCUS BIOSCIENCES, I|MSPL|MORGAN STANLEY & CO. LLC|66100
RCUS|ARCUS BIOSCIENCES, I|MSTX|MORGAN STANLEY & CO. LLC|11000
RCUS|ARCUS BIOSCIENCES, I|NFSC|National Financial Services LLC|52377
RCUS|ARCUS BIOSCIENCES, I|NITE|VIRTU Americas LLC|154860
RCUS|ARCUS BIOSCIENCES, I|NQRB|Brut, LLC|400
RCUS|ARCUS BIOSCIENCES, I|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1998
RCUS|ARCUS BIOSCIENCES, I|PDQM|CODA MARKETS, INC.|97840
RCUS|ARCUS BIOSCIENCES, I|RBCM|RBC CAPITAL MARKETS, LLC|680
RCUS|ARCUS BIOSCIENCES, I|SAGL|SAGETRADER, LLC|3009
RCUS|ARCUS BIOSCIENCES, I|SBSH|Citigroup Global Markets Inc.|2822
RCUS|ARCUS BIOSCIENCES, I|SGMT|GOLDMAN SACHS & CO. LLC|45680
RCUS|ARCUS BIOSCIENCES, I|SPDR|SPEEDROUTE LLC|8474
RCUS|ARCUS BIOSCIENCES, I|SPTD|MINT GLOBAL MARKETS, INC.|3700
RCUS|ARCUS BIOSCIENCES, I|STFL|Stifel, Nicolaus & Company, Incorporated|689
RCUS|ARCUS BIOSCIENCES, I|SWIM|TD Ameritrade, Inc.|65906
RCUS|ARCUS BIOSCIENCES, I|SWST|Hilltop Securities Inc.|2425
RCUS|ARCUS BIOSCIENCES, I|TKNG|ALLY INVEST SECURITIES LLC|782
RCUS|ARCUS BIOSCIENCES, I|TRBT|Tradebot Systems, Inc.|2736
RCUS|ARCUS BIOSCIENCES, I|UBSA|UBS SECURITIES LLC|34494
RCUS|ARCUS BIOSCIENCES, I|UBSS|UBS Securities LLC|127127
RCUS|ARCUS BIOSCIENCES, I|VALX|VIRTU AMERICAS LLC|12325
RCUS|ARCUS BIOSCIENCES, I|VGRD|Vanguard Marketing Corporation|4507
RCUS|ARCUS BIOSCIENCES, I|WCHV|WELLS FARGO SECURITIES, LLC|7281
RCUS|ARCUS BIOSCIENCES, I|WEED|Weeden & Co.L.P.|200
RCUS|ARCUS BIOSCIENCES, I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|327
RCUS|ARCUS BIOSCIENCES, I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26172
RCUS|ARCUS BIOSCIENCES, I|WSEA|WOLVERINE SECURITIES, LLC|1006
RCUS|ARCUS BIOSCIENCES, I|XIST|INSTINET, LLC|3200
RCUS|ARCUS BIOSCIENCES, I|XSTM|NATIONAL FINANCIAL SERVICES LLC|9772
RCUS|ARCUS BIOSCIENCES, I|YKNA|COMHAR CAPITAL MARKETS, LLC|4344
RDC|ROWAN COS PLC|ALTX|Alternet Securities Inc.|13156
RDC|ROWAN COS PLC|APCC|Apex Clearing Corporation|2452
RDC|ROWAN COS PLC|BARD|Robert W. Baird & Co. Incorporated|77483
RDC|ROWAN COS PLC|BATM|CBOE TRADING, INC.|1809
RDC|ROWAN COS PLC|BAYC|BAY CREST PARTNERS, LLC|4334
RDC|ROWAN COS PLC|BBNT|BB&T SECURITIES, LLC|1000
RDC|ROWAN COS PLC|BERN|Sanford C. Bernstein & Co., LLC|52136
RDC|ROWAN COS PLC|BIDS|BIDS TRADING L.P.|6800
RDC|ROWAN COS PLC|BKCM|BNY Mellon Capital Markets LLC|28025
RDC|ROWAN COS PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7420
RDC|ROWAN COS PLC|BLKX|INSTINET, LLC|428400
RDC|ROWAN COS PLC|BNPX|BNP PARIBAS SECURITIES CORP.|28269
RDC|ROWAN COS PLC|BRVL|BLAYLOCK VAN, LLC|400
RDC|ROWAN COS PLC|BTIG|BTIG, LLC|7514
RDC|ROWAN COS PLC|BYXM|CBOE TRADING, INC.|4072
RDC|ROWAN COS PLC|BZYD|GOLDMAN SACHS & CO. LLC|400
RDC|ROWAN COS PLC|CANT|Cantor Fitzgerald & Co.|841
RDC|ROWAN COS PLC|CBLC|CITIGROUP GLOBAL MARKETS INC.|92434
RDC|ROWAN COS PLC|CBRA|Cobra Trading, Inc.|100
RDC|ROWAN COS PLC|CHAS|Charles Schwab & Co., Inc.|2782
RDC|ROWAN COS PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|158346
RDC|ROWAN COS PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4034
RDC|ROWAN COS PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|728118
RDC|ROWAN COS PLC|CTDL|Citadel Derivatives Group Llc|18547
RDC|ROWAN COS PLC|CTLR|CUTLER GROUP, LP|600
RDC|ROWAN COS PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|224498
RDC|ROWAN COS PLC|DADA|D.A. Davidson & Co.|2600
RDC|ROWAN COS PLC|DBAB|Deutsche Bank Securities Inc.|488862
RDC|ROWAN COS PLC|DBAX|Deutsche Bank Securities Inc.|620800
RDC|ROWAN COS PLC|DBUL|Deutsche Bank Securities Inc.|2200
RDC|ROWAN COS PLC|DEAN|MORGAN STANLEY|5723
RDC|ROWAN COS PLC|DEGS|RONIN PROFESSIONAL LLC|3300
RDC|ROWAN COS PLC|EBXL|EBX LLC|393600
RDC|ROWAN COS PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|78016
RDC|ROWAN COS PLC|EDJO|Edward D. Jones & Co., L.P.|19669
RDC|ROWAN COS PLC|EGAM|CBOE TRADING, INC.|26179
RDC|ROWAN COS PLC|EGAW|CBOE TRADING, INC.|1052
RDC|ROWAN COS PLC|EGMT|EG MARKET TECHNOLOGIES LLC|100
RDC|ROWAN COS PLC|EGXM|CBOE TRADING, INC.|1964
RDC|ROWAN COS PLC|EGXW|CBOE TRADING, INC.|100
RDC|ROWAN COS PLC|ETBE|Electronic Transaction Clearing, Inc.|17169
RDC|ROWAN COS PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6245
RDC|ROWAN COS PLC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|364
RDC|ROWAN COS PLC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|500
RDC|ROWAN COS PLC|ETRS|E*Trade Securities LLC|368390
RDC|ROWAN COS PLC|FBRC|B. RILEY FBR, INC.|1200
RDC|ROWAN COS PLC|FILL|Tradestation Securities, Inc.|694
RDC|ROWAN COS PLC|FMAF|NBCN Inc./ CDS|300
RDC|ROWAN COS PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17284
RDC|ROWAN COS PLC|FQLS|Quantlab Securities LP|435040
RDC|ROWAN COS PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|236477
RDC|ROWAN COS PLC|FTBR|Foliofn Investments, Inc.|361
RDC|ROWAN COS PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|700
RDC|ROWAN COS PLC|GLIS|TD Securities Inc|176
RDC|ROWAN COS PLC|GLPX|ACS EXECUTION SERVICES, LLC|8240
RDC|ROWAN COS PLC|GSCO|GOLDMAN SACHS & CO. LLC|2018380
RDC|ROWAN COS PLC|GSCS|GOLDMAN SACHS & CO. LLC|22719
RDC|ROWAN COS PLC|GSLT|GOLDMAN SACHS & CO. LLC|12330
RDC|ROWAN COS PLC|GTSZ|GTS SECURITIES LLC|215873
RDC|ROWAN COS PLC|HSBC|HSBC Securities, Inc.|300
RDC|ROWAN COS PLC|IATS|INTERACTIVE BROKERS LLC|7650
RDC|ROWAN COS PLC|IBKR|Interactive Brokers Llc|25344
RDC|ROWAN COS PLC|ICBX|INSTINET, LLC|224900
RDC|ROWAN COS PLC|IEQY|CITADEL SECURITIES LLC|199149
RDC|ROWAN COS PLC|INCA|INSTINET, LLC|439345
RDC|ROWAN COS PLC|INJX|INSTINET, LLC|700
RDC|ROWAN COS PLC|ITGI|ITG Inc.|55842
RDC|ROWAN COS PLC|ITGP|ITG INC.|230200
RDC|ROWAN COS PLC|JANY|Janney Montgomery Scott Inc.|100
RDC|ROWAN COS PLC|JEFF|JEFFERIES LLC|308879
RDC|ROWAN COS PLC|JMPT|JUMP TRADING, LLC|95469
RDC|ROWAN COS PLC|JONE|JonesTrading|41623
RDC|ROWAN COS PLC|JPBX|J.P. MORGAN SECURITIES LLC|238599
RDC|ROWAN COS PLC|JPMX|J.P. Morgan Securities LLC|635882
RDC|ROWAN COS PLC|JSJX|JANE STREET CAPITAL LLC|9594
RDC|ROWAN COS PLC|KCGM|VIRTU Americas LLC|129409
RDC|ROWAN COS PLC|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
RDC|ROWAN COS PLC|KRSH|Kershner Securities, LLC|16106
RDC|ROWAN COS PLC|LEHM|Barclays Capital Inc./Le|1219982
RDC|ROWAN COS PLC|LIME|Lime Brokerage LLC|73082
RDC|ROWAN COS PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|305246
RDC|ROWAN COS PLC|LOOP|Loop Capital Markets LLC|2189
RDC|ROWAN COS PLC|LQNA|LIQUIDNET, INC.|87400
RDC|ROWAN COS PLC|MACQ|Macquarie Capital (USA) Inc.|4800
RDC|ROWAN COS PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|304732
RDC|ROWAN COS PLC|MOTF|MOTIF INVESTING, INC.|88
RDC|ROWAN COS PLC|MSCO|MORGAN STANLEY & CO. LLC|2287864
RDC|ROWAN COS PLC|MSPL|MORGAN STANLEY & CO. LLC|963400
RDC|ROWAN COS PLC|MSTX|MORGAN STANLEY & CO. LLC|427700
RDC|ROWAN COS PLC|MZHO|Mizuho Securities USA LLC|70000
RDC|ROWAN COS PLC|NATL|National Securities Corporation|9700
RDC|ROWAN COS PLC|NFSC|National Financial Services LLC|545056
RDC|ROWAN COS PLC|NITE|VIRTU Americas LLC|909261
RDC|ROWAN COS PLC|NITP|VIRTU Americas LLC|258
RDC|ROWAN COS PLC|NQRB|Brut, LLC|30370
RDC|ROWAN COS PLC|NTRC|Northern Trust Securities, Inc.|8
RDC|ROWAN COS PLC|OHOS|TWO SIGMA SECURITIES, LLC|74885
RDC|ROWAN COS PLC|OPCO|Oppenheimer & Co. Inc.|1130
RDC|ROWAN COS PLC|PCPT|PHILLIP CAPITAL INC.|200
RDC|ROWAN COS PLC|PDQM|CODA MARKETS, INC.|26670
RDC|ROWAN COS PLC|PHLY|NASDAQ Execution Services, LLC|6200
RDC|ROWAN COS PLC|PIPR|Piper Jaffray & Co.|33358
RDC|ROWAN COS PLC|PWJC|UBS Financial Services, Inc.|400
RDC|ROWAN COS PLC|QMSR|QUATTRO M SECURITIES INC.|1272
RDC|ROWAN COS PLC|RBCM|RBC CAPITAL MARKETS, LLC|1285
RDC|ROWAN COS PLC|RGLD|Regal Securities, Inc|60
RDC|ROWAN COS PLC|SAGL|SAGETRADER, LLC|40302
RDC|ROWAN COS PLC|SBSH|Citigroup Global Markets Inc.|329113
RDC|ROWAN COS PLC|SEIC|SEI Investments Distribution Co.|400
RDC|ROWAN COS PLC|SGMT|GOLDMAN SACHS & CO. LLC|338816
RDC|ROWAN COS PLC|SPDR|SPEEDROUTE LLC|20080
RDC|ROWAN COS PLC|STFL|Stifel, Nicolaus & Company, Incorporated|174717
RDC|ROWAN COS PLC|STKP|STOCKPILE INVESTMENTS, INC.|90
RDC|ROWAN COS PLC|STRS|STRATEGAS RESEARCH PARTNERS|100
RDC|ROWAN COS PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17976
RDC|ROWAN COS PLC|SWIM|TD Ameritrade, Inc.|27358
RDC|ROWAN COS PLC|SWST|Hilltop Securities Inc.|400
RDC|ROWAN COS PLC|TKNG|ALLY INVEST SECURITIES LLC|10425
RDC|ROWAN COS PLC|TRBT|Tradebot Systems, Inc.|302206
RDC|ROWAN COS PLC|TRCM|TRC MARKETS LLC|662766
RDC|ROWAN COS PLC|UBSA|UBS SECURITIES LLC|1384504
RDC|ROWAN COS PLC|UBSS|UBS Securities LLC|1242415
RDC|ROWAN COS PLC|VALX|VIRTU AMERICAS LLC|67391
RDC|ROWAN COS PLC|VGRD|Vanguard Marketing Corporation|3576
RDC|ROWAN COS PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|9197
RDC|ROWAN COS PLC|WCHV|WELLS FARGO SECURITIES, LLC|197990
RDC|ROWAN COS PLC|WDNX|WEEDEN & CO.L.P.|468
RDC|ROWAN COS PLC|WEDB|WEDBUSH SECURITIES INC.|8994
RDC|ROWAN COS PLC|WEED|Weeden & Co.L.P.|1300
RDC|ROWAN COS PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2324
RDC|ROWAN COS PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9932
RDC|ROWAN COS PLC|WFPB|Wells Fargo Securities, LLC.|4300
RDC|ROWAN COS PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
RDC|ROWAN COS PLC|WSEA|WOLVERINE SECURITIES, LLC|8300
RDC|ROWAN COS PLC|XIST|INSTINET, LLC|396000
RDC|ROWAN COS PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|60718
RDC|ROWAN COS PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
RDC|ROWAN COS PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4790
RDCM|RADCOM LTD|ANDG|Andrew Garrett Inc.|15012
RDCM|RADCOM LTD|APCC|Apex Clearing Corporation|23
RDCM|RADCOM LTD|BATM|CBOE TRADING, INC.|305
RDCM|RADCOM LTD|BERN|Sanford C. Bernstein & Co., LLC|5818
RDCM|RADCOM LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3650
RDCM|RADCOM LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6900
RDCM|RADCOM LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12916
RDCM|RADCOM LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
RDCM|RADCOM LTD|DBAB|Deutsche Bank Securities Inc.|23489
RDCM|RADCOM LTD|DBAX|Deutsche Bank Securities Inc.|11000
RDCM|RADCOM LTD|DEGS|RONIN PROFESSIONAL LLC|4390
RDCM|RADCOM LTD|EBXL|EBX LLC|2600
RDCM|RADCOM LTD|EGAM|CBOE TRADING, INC.|350
RDCM|RADCOM LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10
RDCM|RADCOM LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1131
RDCM|RADCOM LTD|ETRS|E*Trade Securities LLC|18443
RDCM|RADCOM LTD|FBCO|Credit Suisse Securities (USA) LLC|42222
RDCM|RADCOM LTD|FBSB|U.S. Bancorp Investments, Inc.|243
RDCM|RADCOM LTD|FILL|Tradestation Securities, Inc.|300
RDCM|RADCOM LTD|FOMA|TD AMERITRADE CLEARING, INC.|43936
RDCM|RADCOM LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|604
RDCM|RADCOM LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|100
RDCM|RADCOM LTD|GLPX|ACS EXECUTION SERVICES, LLC|441
RDCM|RADCOM LTD|GSCO|GOLDMAN SACHS & CO. LLC|27806
RDCM|RADCOM LTD|GSCS|GOLDMAN SACHS & CO. LLC|2341
RDCM|RADCOM LTD|GSLT|GOLDMAN SACHS & CO. LLC|388
RDCM|RADCOM LTD|GTSZ|GTS SECURITIES LLC|2035
RDCM|RADCOM LTD|HRBF|American Enterprise Investment Services Inc.|3029
RDCM|RADCOM LTD|IBKR|Interactive Brokers Llc|12566
RDCM|RADCOM LTD|ICBX|INSTINET, LLC|500
RDCM|RADCOM LTD|INCA|INSTINET, LLC|11977
RDCM|RADCOM LTD|INJX|INSTINET, LLC|1984
RDCM|RADCOM LTD|ITGI|ITG Inc.|6680
RDCM|RADCOM LTD|ITGP|ITG INC.|1200
RDCM|RADCOM LTD|JEFF|JEFFERIES LLC|6331
RDCM|RADCOM LTD|JPMX|J.P. Morgan Securities LLC|10460
RDCM|RADCOM LTD|KCGM|VIRTU Americas LLC|200
RDCM|RADCOM LTD|LEHM|Barclays Capital Inc./Le|14131
RDCM|RADCOM LTD|LIME|Lime Brokerage LLC|14629
RDCM|RADCOM LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
RDCM|RADCOM LTD|MSCO|MORGAN STANLEY & CO. LLC|41223
RDCM|RADCOM LTD|MSPL|MORGAN STANLEY & CO. LLC|13700
RDCM|RADCOM LTD|MSTX|MORGAN STANLEY & CO. LLC|200
RDCM|RADCOM LTD|NFSC|National Financial Services LLC|12520
RDCM|RADCOM LTD|NITE|VIRTU Americas LLC|107611
RDCM|RADCOM LTD|NQRB|Brut, LLC|400
RDCM|RADCOM LTD|OPCO|Oppenheimer & Co. Inc.|5507
RDCM|RADCOM LTD|PDQM|CODA MARKETS, INC.|2533
RDCM|RADCOM LTD|PICT|Pictet Overseas Inc.|2000
RDCM|RADCOM LTD|RBCM|RBC CAPITAL MARKETS, LLC|6123
RDCM|RADCOM LTD|SBSH|Citigroup Global Markets Inc.|3985
RDCM|RADCOM LTD|SGMT|GOLDMAN SACHS & CO. LLC|1516
RDCM|RADCOM LTD|SWIM|TD Ameritrade, Inc.|92252
RDCM|RADCOM LTD|TRBT|Tradebot Systems, Inc.|476
RDCM|RADCOM LTD|TRCM|TRC MARKETS LLC|8757
RDCM|RADCOM LTD|UBSA|UBS SECURITIES LLC|28996
RDCM|RADCOM LTD|UBSS|UBS Securities LLC|77092
RDCM|RADCOM LTD|VALX|VIRTU AMERICAS LLC|695
RDCM|RADCOM LTD|VGRD|Vanguard Marketing Corporation|5950
RDCM|RADCOM LTD|WBLR|WILLIAM BLAIR|300
RDCM|RADCOM LTD|WCHV|WELLS FARGO SECURITIES, LLC|1138
RDCM|RADCOM LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|201
RDCM|RADCOM LTD|WSEA|WOLVERINE SECURITIES, LLC|100
RDCM|RADCOM LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1950
RDFN|REDFIN CORP CM|ALTX|Alternet Securities Inc.|86798
RDFN|REDFIN CORP CM|ANOS|ABEL/NOSER, L.L.C.|1900
RDFN|REDFIN CORP CM|APCC|Apex Clearing Corporation|996
RDFN|REDFIN CORP CM|BARD|Robert W. Baird & Co. Incorporated|100
RDFN|REDFIN CORP CM|BATM|CBOE TRADING, INC.|8918
RDFN|REDFIN CORP CM|BAYC|BAY CREST PARTNERS, LLC|759
RDFN|REDFIN CORP CM|BAYT|BTIG, LLC|3000
RDFN|REDFIN CORP CM|BBNT|BB&T SECURITIES, LLC|350
RDFN|REDFIN CORP CM|BERN|Sanford C. Bernstein & Co., LLC|60653
RDFN|REDFIN CORP CM|BGCE|BGC Financial Inc.|11993
RDFN|REDFIN CORP CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27017
RDFN|REDFIN CORP CM|BLKX|INSTINET, LLC|10200
RDFN|REDFIN CORP CM|BMOC|BMO Capital Markets Corp.|10491
RDFN|REDFIN CORP CM|BNPX|BNP PARIBAS SECURITIES CORP.|6928
RDFN|REDFIN CORP CM|BTIG|BTIG, LLC|9737
RDFN|REDFIN CORP CM|BYXM|CBOE TRADING, INC.|9173
RDFN|REDFIN CORP CM|CANT|Cantor Fitzgerald & Co.|25497
RDFN|REDFIN CORP CM|CHAS|Charles Schwab & Co., Inc.|2584
RDFN|REDFIN CORP CM|CIST|Capital Institutional Services, Inc.|1782
RDFN|REDFIN CORP CM|CLSA|CLSA AMERICAS, LLC|19500
RDFN|REDFIN CORP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38477
RDFN|REDFIN CORP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|116839
RDFN|REDFIN CORP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|382793
RDFN|REDFIN CORP CM|CTDL|Citadel Derivatives Group Llc|60409
RDFN|REDFIN CORP CM|CTLR|CUTLER GROUP, LP|12759
RDFN|REDFIN CORP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|76070
RDFN|REDFIN CORP CM|DADA|D.A. Davidson & Co.|1200
RDFN|REDFIN CORP CM|DBAB|Deutsche Bank Securities Inc.|549496
RDFN|REDFIN CORP CM|DBAX|Deutsche Bank Securities Inc.|355200
RDFN|REDFIN CORP CM|DBUL|Deutsche Bank Securities Inc.|782
RDFN|REDFIN CORP CM|DCHF|Dart Executions, LLC|59430
RDFN|REDFIN CORP CM|DEAN|MORGAN STANLEY|46605
RDFN|REDFIN CORP CM|DEGS|RONIN PROFESSIONAL LLC|34837
RDFN|REDFIN CORP CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11600
RDFN|REDFIN CORP CM|EBXL|EBX LLC|249200
RDFN|REDFIN CORP CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|15114
RDFN|REDFIN CORP CM|EDJO|Edward D. Jones & Co., L.P.|6657
RDFN|REDFIN CORP CM|EGAM|CBOE TRADING, INC.|101217
RDFN|REDFIN CORP CM|EGAW|CBOE TRADING, INC.|411
RDFN|REDFIN CORP CM|EGMT|EG MARKET TECHNOLOGIES LLC|1241
RDFN|REDFIN CORP CM|EGXM|CBOE TRADING, INC.|15555
RDFN|REDFIN CORP CM|EGXW|CBOE TRADING, INC.|1
RDFN|REDFIN CORP CM|ETBE|Electronic Transaction Clearing, Inc.|86218
RDFN|REDFIN CORP CM|ETCB|ETC BROKERAGE SERVICES, LLC|60
RDFN|REDFIN CORP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|42275
RDFN|REDFIN CORP CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
RDFN|REDFIN CORP CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|640
RDFN|REDFIN CORP CM|ETRS|E*Trade Securities LLC|355807
RDFN|REDFIN CORP CM|EVRS|E1 ASSET MANAGEMENT, INC.|1175
RDFN|REDFIN CORP CM|FBCO|Credit Suisse Securities (USA) LLC|1072237
RDFN|REDFIN CORP CM|FBSB|U.S. Bancorp Investments, Inc.|650
RDFN|REDFIN CORP CM|FILL|Tradestation Securities, Inc.|15428
RDFN|REDFIN CORP CM|FMAF|NBCN Inc./ CDS|1941
RDFN|REDFIN CORP CM|FOMA|TD AMERITRADE CLEARING, INC.|367732
RDFN|REDFIN CORP CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1042
RDFN|REDFIN CORP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138945
RDFN|REDFIN CORP CM|FTBR|Foliofn Investments, Inc.|47
RDFN|REDFIN CORP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|110087
RDFN|REDFIN CORP CM|GLPX|ACS EXECUTION SERVICES, LLC|79372
RDFN|REDFIN CORP CM|GSCO|GOLDMAN SACHS & CO. LLC|2275106
RDFN|REDFIN CORP CM|GSCS|GOLDMAN SACHS & CO. LLC|30362
RDFN|REDFIN CORP CM|GSLT|GOLDMAN SACHS & CO. LLC|12120
RDFN|REDFIN CORP CM|GTSZ|GTS SECURITIES LLC|212066
RDFN|REDFIN CORP CM|HAPX|HAP Trading, LLC|100
RDFN|REDFIN CORP CM|HRBF|American Enterprise Investment Services Inc.|1488
RDFN|REDFIN CORP CM|HSBC|HSBC Securities, Inc.|17120
RDFN|REDFIN CORP CM|IATS|INTERACTIVE BROKERS LLC|31826
RDFN|REDFIN CORP CM|IBKR|Interactive Brokers Llc|463587
RDFN|REDFIN CORP CM|ICBX|INSTINET, LLC|50154
RDFN|REDFIN CORP CM|IEQY|CITADEL SECURITIES LLC|129160
RDFN|REDFIN CORP CM|INCA|INSTINET, LLC|373338
RDFN|REDFIN CORP CM|INJX|INSTINET, LLC|16275
RDFN|REDFIN CORP CM|ITGI|ITG Inc.|585009
RDFN|REDFIN CORP CM|ITGP|ITG INC.|239800
RDFN|REDFIN CORP CM|JANY|Janney Montgomery Scott Inc.|545
RDFN|REDFIN CORP CM|JEFF|JEFFERIES LLC|99159
RDFN|REDFIN CORP CM|JMPT|JUMP TRADING, LLC|143114
RDFN|REDFIN CORP CM|JONE|JonesTrading|25
RDFN|REDFIN CORP CM|JPBX|J.P. MORGAN SECURITIES LLC|58188
RDFN|REDFIN CORP CM|JPMX|J.P. Morgan Securities LLC|386490
RDFN|REDFIN CORP CM|JSJX|JANE STREET CAPITAL LLC|65082
RDFN|REDFIN CORP CM|KCGM|VIRTU Americas LLC|113754
RDFN|REDFIN CORP CM|KEYB|KEYBANC CAPITAL MARKETS INC.|8125
RDFN|REDFIN CORP CM|LEHM|Barclays Capital Inc./Le|1326515
RDFN|REDFIN CORP CM|LIME|Lime Brokerage LLC|286367
RDFN|REDFIN CORP CM|LMGP|LIME BROKERAGE LLC|812
RDFN|REDFIN CORP CM|LOOP|Loop Capital Markets LLC|2649
RDFN|REDFIN CORP CM|LQNA|LIQUIDNET, INC.|58400
RDFN|REDFIN CORP CM|LSCI|Lek Securities Corporation|1249
RDFN|REDFIN CORP CM|MACQ|Macquarie Capital (USA) Inc.|8608
RDFN|REDFIN CORP CM|MAXM|Maxim Group LLC|13106
RDFN|REDFIN CORP CM|MBTS|ALLY INVEST SECURITIES LLC|200
RDFN|REDFIN CORP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|153242
RDFN|REDFIN CORP CM|MOTF|MOTIF INVESTING, INC.|22
RDFN|REDFIN CORP CM|MPSG|E D & F Man Capital Markets Inc.|7580
RDFN|REDFIN CORP CM|MSCO|MORGAN STANLEY & CO. LLC|4113577
RDFN|REDFIN CORP CM|MSPL|MORGAN STANLEY & CO. LLC|377000
RDFN|REDFIN CORP CM|MSTX|MORGAN STANLEY & CO. LLC|255600
RDFN|REDFIN CORP CM|NFSC|National Financial Services LLC|761382
RDFN|REDFIN CORP CM|NITE|VIRTU Americas LLC|1133486
RDFN|REDFIN CORP CM|NITP|VIRTU Americas LLC|5435
RDFN|REDFIN CORP CM|NQRB|Brut, LLC|54812
RDFN|REDFIN CORP CM|NTRC|Northern Trust Securities, Inc.|10616
RDFN|REDFIN CORP CM|OPCO|Oppenheimer & Co. Inc.|6190
RDFN|REDFIN CORP CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
RDFN|REDFIN CORP CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10310
RDFN|REDFIN CORP CM|PDQM|CODA MARKETS, INC.|231094
RDFN|REDFIN CORP CM|PHLY|NASDAQ Execution Services, LLC|1200
RDFN|REDFIN CORP CM|PWJC|UBS Financial Services, Inc.|6144
RDFN|REDFIN CORP CM|RAJA|Raymond James & Associates, Inc.|77595
RDFN|REDFIN CORP CM|RBCM|RBC CAPITAL MARKETS, LLC|117468
RDFN|REDFIN CORP CM|SAGL|SAGETRADER, LLC|25532
RDFN|REDFIN CORP CM|SALI|INTL FCSTONE FINANCIAL INC.|1650
RDFN|REDFIN CORP CM|SBSH|Citigroup Global Markets Inc.|640122
RDFN|REDFIN CORP CM|SGMT|GOLDMAN SACHS & CO. LLC|179276
RDFN|REDFIN CORP CM|SHMR|ABN Amro Clearing LLC|12
RDFN|REDFIN CORP CM|SOGO|Wang Investment Associates, Inc.|50
RDFN|REDFIN CORP CM|SPDR|SPEEDROUTE LLC|46437
RDFN|REDFIN CORP CM|SPHN|Stephens Inc.|1200
RDFN|REDFIN CORP CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|900
RDFN|REDFIN CORP CM|STFL|Stifel, Nicolaus & Company, Incorporated|18756
RDFN|REDFIN CORP CM|STKP|STOCKPILE INVESTMENTS, INC.|100
RDFN|REDFIN CORP CM|SWIM|TD Ameritrade, Inc.|210503
RDFN|REDFIN CORP CM|SWST|Hilltop Securities Inc.|30
RDFN|REDFIN CORP CM|TKNG|ALLY INVEST SECURITIES LLC|11656
RDFN|REDFIN CORP CM|TOUR|TOURMALINE PARTNERS, LLC|400
RDFN|REDFIN CORP CM|TRBT|Tradebot Systems, Inc.|124001
RDFN|REDFIN CORP CM|TRCM|TRC MARKETS LLC|361583
RDFN|REDFIN CORP CM|TWTT|TASTYWORKS, INC.|1553
RDFN|REDFIN CORP CM|UBSA|UBS SECURITIES LLC|1065960
RDFN|REDFIN CORP CM|UBSS|UBS Securities LLC|2019128
RDFN|REDFIN CORP CM|VALX|VIRTU AMERICAS LLC|7921
RDFN|REDFIN CORP CM|VGRD|Vanguard Marketing Corporation|48422
RDFN|REDFIN CORP CM|VNDM|Wall Street Access|2188
RDFN|REDFIN CORP CM|VSIN|Vision Financial Markets Llc|700
RDFN|REDFIN CORP CM|WBLR|WILLIAM BLAIR|7683
RDFN|REDFIN CORP CM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
RDFN|REDFIN CORP CM|WCHV|WELLS FARGO SECURITIES, LLC|158361
RDFN|REDFIN CORP CM|WDNX|WEEDEN & CO.L.P.|608
RDFN|REDFIN CORP CM|WEDB|WEDBUSH SECURITIES INC.|15100
RDFN|REDFIN CORP CM|WEED|Weeden & Co.L.P.|1500
RDFN|REDFIN CORP CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35177
RDFN|REDFIN CORP CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51522
RDFN|REDFIN CORP CM|WGIF|CIBC World Markets Inc.|4749
RDFN|REDFIN CORP CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|94
RDFN|REDFIN CORP CM|WORD|Worden Capital Management LLC|28466
RDFN|REDFIN CORP CM|WSEA|WOLVERINE SECURITIES, LLC|40554
RDFN|REDFIN CORP CM|XIST|INSTINET, LLC|34650
RDFN|REDFIN CORP CM|XPQR|Jump Trading|4800
RDFN|REDFIN CORP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|130158
RDFN|REDFIN CORP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|9799
RDFN|REDFIN CORP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1875
RDHL|REDHILL BIOPHRMA ADR|ADAM|CANACCORD GENUITY INC.|460
RDHL|REDHILL BIOPHRMA ADR|AGIS|Aegis Capital Corp.|1500
RDHL|REDHILL BIOPHRMA ADR|ALTX|Alternet Securities Inc.|790
RDHL|REDHILL BIOPHRMA ADR|APCC|Apex Clearing Corporation|3135
RDHL|REDHILL BIOPHRMA ADR|BATM|CBOE TRADING, INC.|650
RDHL|REDHILL BIOPHRMA ADR|BERN|Sanford C. Bernstein & Co., LLC|5
RDHL|REDHILL BIOPHRMA ADR|BIMI|Banca IMI Securities Corp.|5100
RDHL|REDHILL BIOPHRMA ADR|BYXM|CBOE TRADING, INC.|600
RDHL|REDHILL BIOPHRMA ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3500
RDHL|REDHILL BIOPHRMA ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
RDHL|REDHILL BIOPHRMA ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
RDHL|REDHILL BIOPHRMA ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16983
RDHL|REDHILL BIOPHRMA ADR|CTDL|Citadel Derivatives Group Llc|787
RDHL|REDHILL BIOPHRMA ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
RDHL|REDHILL BIOPHRMA ADR|DADA|D.A. Davidson & Co.|2504
RDHL|REDHILL BIOPHRMA ADR|DBAB|Deutsche Bank Securities Inc.|20974
RDHL|REDHILL BIOPHRMA ADR|DBAX|Deutsche Bank Securities Inc.|11900
RDHL|REDHILL BIOPHRMA ADR|DEAN|MORGAN STANLEY|3022
RDHL|REDHILL BIOPHRMA ADR|DEGS|RONIN PROFESSIONAL LLC|34652
RDHL|REDHILL BIOPHRMA ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
RDHL|REDHILL BIOPHRMA ADR|EBXL|EBX LLC|29600
RDHL|REDHILL BIOPHRMA ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
RDHL|REDHILL BIOPHRMA ADR|EDJO|Edward D. Jones & Co., L.P.|3412
RDHL|REDHILL BIOPHRMA ADR|EGAM|CBOE TRADING, INC.|400
RDHL|REDHILL BIOPHRMA ADR|EGAW|CBOE TRADING, INC.|100
RDHL|REDHILL BIOPHRMA ADR|EGXM|CBOE TRADING, INC.|3690
RDHL|REDHILL BIOPHRMA ADR|ETBE|Electronic Transaction Clearing, Inc.|3781
RDHL|REDHILL BIOPHRMA ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
RDHL|REDHILL BIOPHRMA ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1843
RDHL|REDHILL BIOPHRMA ADR|ETRS|E*Trade Securities LLC|89846
RDHL|REDHILL BIOPHRMA ADR|FBCO|Credit Suisse Securities (USA) LLC|24902
RDHL|REDHILL BIOPHRMA ADR|FMAF|NBCN Inc./ CDS|9400
RDHL|REDHILL BIOPHRMA ADR|FOMA|TD AMERITRADE CLEARING, INC.|84929
RDHL|REDHILL BIOPHRMA ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|1782
RDHL|REDHILL BIOPHRMA ADR|GLPX|ACS EXECUTION SERVICES, LLC|1500
RDHL|REDHILL BIOPHRMA ADR|GSCO|GOLDMAN SACHS & CO. LLC|73525
RDHL|REDHILL BIOPHRMA ADR|GSCS|GOLDMAN SACHS & CO. LLC|1900
RDHL|REDHILL BIOPHRMA ADR|GSLT|GOLDMAN SACHS & CO. LLC|211
RDHL|REDHILL BIOPHRMA ADR|GTSZ|GTS SECURITIES LLC|16020
RDHL|REDHILL BIOPHRMA ADR|HRBF|American Enterprise Investment Services Inc.|2573
RDHL|REDHILL BIOPHRMA ADR|HSBC|HSBC Securities, Inc.|2732
RDHL|REDHILL BIOPHRMA ADR|IATS|INTERACTIVE BROKERS LLC|3230
RDHL|REDHILL BIOPHRMA ADR|IBKR|Interactive Brokers Llc|62711
RDHL|REDHILL BIOPHRMA ADR|ICBX|INSTINET, LLC|19440
RDHL|REDHILL BIOPHRMA ADR|INCA|INSTINET, LLC|48645
RDHL|REDHILL BIOPHRMA ADR|INJX|INSTINET, LLC|700
RDHL|REDHILL BIOPHRMA ADR|ITGI|ITG Inc.|13467
RDHL|REDHILL BIOPHRMA ADR|ITGP|ITG INC.|14600
RDHL|REDHILL BIOPHRMA ADR|JANY|Janney Montgomery Scott Inc.|1600
RDHL|REDHILL BIOPHRMA ADR|JEFF|JEFFERIES LLC|3200
RDHL|REDHILL BIOPHRMA ADR|JMPT|JUMP TRADING, LLC|2245
RDHL|REDHILL BIOPHRMA ADR|JPMX|J.P. Morgan Securities LLC|21680
RDHL|REDHILL BIOPHRMA ADR|KCGM|VIRTU Americas LLC|2403
RDHL|REDHILL BIOPHRMA ADR|LEHM|Barclays Capital Inc./Le|32080
RDHL|REDHILL BIOPHRMA ADR|LIME|Lime Brokerage LLC|31903
RDHL|REDHILL BIOPHRMA ADR|LSCI|Lek Securities Corporation|15300
RDHL|REDHILL BIOPHRMA ADR|MBTS|ALLY INVEST SECURITIES LLC|900
RDHL|REDHILL BIOPHRMA ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24858
RDHL|REDHILL BIOPHRMA ADR|MOTF|MOTIF INVESTING, INC.|1
RDHL|REDHILL BIOPHRMA ADR|MSCO|MORGAN STANLEY & CO. LLC|92630
RDHL|REDHILL BIOPHRMA ADR|MSPL|MORGAN STANLEY & CO. LLC|7800
RDHL|REDHILL BIOPHRMA ADR|NATL|National Securities Corporation|200
RDHL|REDHILL BIOPHRMA ADR|NFSC|National Financial Services LLC|92996
RDHL|REDHILL BIOPHRMA ADR|NITE|VIRTU Americas LLC|282701
RDHL|REDHILL BIOPHRMA ADR|NQRB|Brut, LLC|866
RDHL|REDHILL BIOPHRMA ADR|OPCO|Oppenheimer & Co. Inc.|24787
RDHL|REDHILL BIOPHRMA ADR|PDQM|CODA MARKETS, INC.|2986
RDHL|REDHILL BIOPHRMA ADR|PWJC|UBS Financial Services, Inc.|6095
RDHL|REDHILL BIOPHRMA ADR|RAJA|Raymond James & Associates, Inc.|2700
RDHL|REDHILL BIOPHRMA ADR|RBCM|RBC CAPITAL MARKETS, LLC|12724
RDHL|REDHILL BIOPHRMA ADR|RGLD|Regal Securities, Inc|1000
RDHL|REDHILL BIOPHRMA ADR|SAGL|SAGETRADER, LLC|600
RDHL|REDHILL BIOPHRMA ADR|SBSH|Citigroup Global Markets Inc.|6504
RDHL|REDHILL BIOPHRMA ADR|SGMT|GOLDMAN SACHS & CO. LLC|12357
RDHL|REDHILL BIOPHRMA ADR|SPDR|SPEEDROUTE LLC|100
RDHL|REDHILL BIOPHRMA ADR|STFL|Stifel, Nicolaus & Company, Incorporated|375
RDHL|REDHILL BIOPHRMA ADR|STXG|Stockcross Financial Services, Inc.|1100
RDHL|REDHILL BIOPHRMA ADR|SWIM|TD Ameritrade, Inc.|30353
RDHL|REDHILL BIOPHRMA ADR|SWST|Hilltop Securities Inc.|200
RDHL|REDHILL BIOPHRMA ADR|TKNG|ALLY INVEST SECURITIES LLC|1364
RDHL|REDHILL BIOPHRMA ADR|TRBT|Tradebot Systems, Inc.|2075
RDHL|REDHILL BIOPHRMA ADR|TRCM|TRC MARKETS LLC|4300
RDHL|REDHILL BIOPHRMA ADR|UBSA|UBS SECURITIES LLC|61044
RDHL|REDHILL BIOPHRMA ADR|UBSS|UBS Securities LLC|141685
RDHL|REDHILL BIOPHRMA ADR|VALX|VIRTU AMERICAS LLC|1601
RDHL|REDHILL BIOPHRMA ADR|VGRD|Vanguard Marketing Corporation|24620
RDHL|REDHILL BIOPHRMA ADR|VIEW|VIEWTRADE SECURITIES LLC|1800
RDHL|REDHILL BIOPHRMA ADR|WCHV|WELLS FARGO SECURITIES, LLC|10750
RDHL|REDHILL BIOPHRMA ADR|WGIF|CIBC World Markets Inc.|5448
RDHL|REDHILL BIOPHRMA ADR|WSEA|WOLVERINE SECURITIES, LLC|2315
RDHL|REDHILL BIOPHRMA ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|3988
RDHL|REDHILL BIOPHRMA ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|400
RDI|READING INTL CL A|APCC|Apex Clearing Corporation|13
RDI|READING INTL CL A|BATM|CBOE TRADING, INC.|474
RDI|READING INTL CL A|BAYT|BTIG, LLC|4210
RDI|READING INTL CL A|BERN|Sanford C. Bernstein & Co., LLC|8477
RDI|READING INTL CL A|BMOC|BMO Capital Markets Corp.|2665
RDI|READING INTL CL A|BNPX|BNP PARIBAS SECURITIES CORP.|1725
RDI|READING INTL CL A|BTIG|BTIG, LLC|45
RDI|READING INTL CL A|BYXM|CBOE TRADING, INC.|442
RDI|READING INTL CL A|CANT|Cantor Fitzgerald & Co.|306
RDI|READING INTL CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2700
RDI|READING INTL CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12470
RDI|READING INTL CL A|CTDL|Citadel Derivatives Group Llc|1217
RDI|READING INTL CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|2982
RDI|READING INTL CL A|DBAB|Deutsche Bank Securities Inc.|26612
RDI|READING INTL CL A|DBAX|Deutsche Bank Securities Inc.|2600
RDI|READING INTL CL A|DBUL|Deutsche Bank Securities Inc.|200
RDI|READING INTL CL A|DEAN|MORGAN STANLEY|255
RDI|READING INTL CL A|DEGS|RONIN PROFESSIONAL LLC|3829
RDI|READING INTL CL A|EBXL|EBX LLC|6100
RDI|READING INTL CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|5300
RDI|READING INTL CL A|EGAM|CBOE TRADING, INC.|100
RDI|READING INTL CL A|EGXM|CBOE TRADING, INC.|9
RDI|READING INTL CL A|EGXW|CBOE TRADING, INC.|5000
RDI|READING INTL CL A|ETRS|E*Trade Securities LLC|1150
RDI|READING INTL CL A|FBCO|Credit Suisse Securities (USA) LLC|133089
RDI|READING INTL CL A|FOMA|TD AMERITRADE CLEARING, INC.|4536
RDI|READING INTL CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|591
RDI|READING INTL CL A|FTBR|Foliofn Investments, Inc.|8
RDI|READING INTL CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|6588
RDI|READING INTL CL A|GLPX|ACS EXECUTION SERVICES, LLC|700
RDI|READING INTL CL A|GSCO|GOLDMAN SACHS & CO. LLC|118177
RDI|READING INTL CL A|GSCS|GOLDMAN SACHS & CO. LLC|5898
RDI|READING INTL CL A|GSLT|GOLDMAN SACHS & CO. LLC|400
RDI|READING INTL CL A|GTSZ|GTS SECURITIES LLC|10663
RDI|READING INTL CL A|IATS|INTERACTIVE BROKERS LLC|26519
RDI|READING INTL CL A|IBKR|Interactive Brokers Llc|143687
RDI|READING INTL CL A|ICBX|INSTINET, LLC|1100
RDI|READING INTL CL A|IEQY|CITADEL SECURITIES LLC|7313
RDI|READING INTL CL A|INCA|INSTINET, LLC|26853
RDI|READING INTL CL A|INJX|INSTINET, LLC|2860
RDI|READING INTL CL A|ITGI|ITG Inc.|9130
RDI|READING INTL CL A|ITGP|ITG INC.|600
RDI|READING INTL CL A|JEFF|JEFFERIES LLC|2057
RDI|READING INTL CL A|JPMX|J.P. Morgan Securities LLC|8680
RDI|READING INTL CL A|KCGM|VIRTU Americas LLC|1340
RDI|READING INTL CL A|LEHM|Barclays Capital Inc./Le|29274
RDI|READING INTL CL A|LIME|Lime Brokerage LLC|29857
RDI|READING INTL CL A|LMGP|LIME BROKERAGE LLC|6500
RDI|READING INTL CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|212
RDI|READING INTL CL A|MAXM|Maxim Group LLC|2702
RDI|READING INTL CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1954
RDI|READING INTL CL A|MSCO|MORGAN STANLEY & CO. LLC|85873
RDI|READING INTL CL A|MSPL|MORGAN STANLEY & CO. LLC|10300
RDI|READING INTL CL A|NFSC|National Financial Services LLC|9109
RDI|READING INTL CL A|NITE|VIRTU Americas LLC|38217
RDI|READING INTL CL A|NQRB|Brut, LLC|300
RDI|READING INTL CL A|PDQM|CODA MARKETS, INC.|1000
RDI|READING INTL CL A|RAJA|Raymond James & Associates, Inc.|117
RDI|READING INTL CL A|SAGW|SAGETRADER, LLC|495
RDI|READING INTL CL A|SBSH|Citigroup Global Markets Inc.|24283
RDI|READING INTL CL A|SGMT|GOLDMAN SACHS & CO. LLC|3388
RDI|READING INTL CL A|SWIM|TD Ameritrade, Inc.|4590
RDI|READING INTL CL A|TKNG|ALLY INVEST SECURITIES LLC|4
RDI|READING INTL CL A|TRBT|Tradebot Systems, Inc.|2159
RDI|READING INTL CL A|TRCM|TRC MARKETS LLC|12722
RDI|READING INTL CL A|UBSA|UBS SECURITIES LLC|14035
RDI|READING INTL CL A|UBSS|UBS Securities LLC|57577
RDI|READING INTL CL A|VALX|VIRTU AMERICAS LLC|2125
RDI|READING INTL CL A|VGRD|Vanguard Marketing Corporation|1200
RDI|READING INTL CL A|WCHV|WELLS FARGO SECURITIES, LLC|10697
RDI|READING INTL CL A|WEED|Weeden & Co.L.P.|200
RDI|READING INTL CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|229
RDI|READING INTL CL A|WSEA|WOLVERINE SECURITIES, LLC|128
RDI|READING INTL CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
RDIB|READING INTL CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|302
RDIB|READING INTL CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
RDIB|READING INTL CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
RDIB|READING INTL CL B|EBXL|EBX LLC|100
RDIB|READING INTL CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|60
RDIB|READING INTL CL B|FBCO|Credit Suisse Securities (USA) LLC|576
RDIB|READING INTL CL B|FOMA|TD AMERITRADE CLEARING, INC.|39346
RDIB|READING INTL CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
RDIB|READING INTL CL B|GTSZ|GTS SECURITIES LLC|100
RDIB|READING INTL CL B|IBKR|Interactive Brokers Llc|6576
RDIB|READING INTL CL B|KCGM|VIRTU Americas LLC|100
RDIB|READING INTL CL B|LEHM|Barclays Capital Inc./Le|2
RDIB|READING INTL CL B|LIME|Lime Brokerage LLC|60
RDIB|READING INTL CL B|MAXM|Maxim Group LLC|12
RDIB|READING INTL CL B|MSCO|MORGAN STANLEY & CO. LLC|505
RDIB|READING INTL CL B|NFSC|National Financial Services LLC|344
RDIB|READING INTL CL B|NITE|VIRTU Americas LLC|9403
RDIB|READING INTL CL B|SPTD|MINT GLOBAL MARKETS, INC.|2720
RDIB|READING INTL CL B|SWIM|TD Ameritrade, Inc.|400
RDIB|READING INTL CL B|TRCM|TRC MARKETS LLC|71
RDIB|READING INTL CL B|UBSA|UBS SECURITIES LLC|206
RDIB|READING INTL CL B|UBSS|UBS Securities LLC|957
RDIB|READING INTL CL B|WCHV|WELLS FARGO SECURITIES, LLC|2
RDIV|OPPENHEIMER S&P ULTR|APCC|Apex Clearing Corporation|358
RDIV|OPPENHEIMER S&P ULTR|BANK|Primevest Financial Services, Inc.|3634
RDIV|OPPENHEIMER S&P ULTR|BARD|Robert W. Baird & Co. Incorporated|9643
RDIV|OPPENHEIMER S&P ULTR|BBNT|BB&T SECURITIES, LLC|401
RDIV|OPPENHEIMER S&P ULTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23299
RDIV|OPPENHEIMER S&P ULTR|BNCH|The Benchmark Company, LLC|17529
RDIV|OPPENHEIMER S&P ULTR|CANT|Cantor Fitzgerald & Co.|702
RDIV|OPPENHEIMER S&P ULTR|CHAS|Charles Schwab & Co., Inc.|146840
RDIV|OPPENHEIMER S&P ULTR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RDIV|OPPENHEIMER S&P ULTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31175
RDIV|OPPENHEIMER S&P ULTR|CSIN|Citadel Securities Institutional LLC|19500
RDIV|OPPENHEIMER S&P ULTR|CTDL|Citadel Derivatives Group Llc|23601
RDIV|OPPENHEIMER S&P ULTR|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
RDIV|OPPENHEIMER S&P ULTR|DBAX|Deutsche Bank Securities Inc.|12600
RDIV|OPPENHEIMER S&P ULTR|DEAN|MORGAN STANLEY|14872
RDIV|OPPENHEIMER S&P ULTR|EBXL|EBX LLC|6800
RDIV|OPPENHEIMER S&P ULTR|EDJO|Edward D. Jones & Co., L.P.|27573
RDIV|OPPENHEIMER S&P ULTR|ETCB|ETC BROKERAGE SERVICES, LLC|375
RDIV|OPPENHEIMER S&P ULTR|ETRS|E*Trade Securities LLC|22958
RDIV|OPPENHEIMER S&P ULTR|FINX|FINTECH SECURITIES|213
RDIV|OPPENHEIMER S&P ULTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|425
RDIV|OPPENHEIMER S&P ULTR|FTBR|Foliofn Investments, Inc.|30
RDIV|OPPENHEIMER S&P ULTR|GLPX|ACS EXECUTION SERVICES, LLC|100
RDIV|OPPENHEIMER S&P ULTR|GSCO|GOLDMAN SACHS & CO. LLC|3826
RDIV|OPPENHEIMER S&P ULTR|GSLT|GOLDMAN SACHS & CO. LLC|275
RDIV|OPPENHEIMER S&P ULTR|GTSZ|GTS SECURITIES LLC|100
RDIV|OPPENHEIMER S&P ULTR|HRBF|American Enterprise Investment Services Inc.|145249
RDIV|OPPENHEIMER S&P ULTR|IATS|INTERACTIVE BROKERS LLC|595
RDIV|OPPENHEIMER S&P ULTR|IBKR|Interactive Brokers Llc|302
RDIV|OPPENHEIMER S&P ULTR|ICBX|INSTINET, LLC|10026
RDIV|OPPENHEIMER S&P ULTR|INCA|INSTINET, LLC|100
RDIV|OPPENHEIMER S&P ULTR|ITGI|ITG Inc.|8500
RDIV|OPPENHEIMER S&P ULTR|ITGP|ITG INC.|200
RDIV|OPPENHEIMER S&P ULTR|JANY|Janney Montgomery Scott Inc.|2310
RDIV|OPPENHEIMER S&P ULTR|JMPT|JUMP TRADING, LLC|60
RDIV|OPPENHEIMER S&P ULTR|JPMX|J.P. Morgan Securities LLC|12200
RDIV|OPPENHEIMER S&P ULTR|JSEB|JANE STREET EXECUTION SERVICES, LLC|130204
RDIV|OPPENHEIMER S&P ULTR|JSJX|JANE STREET CAPITAL LLC|465534
RDIV|OPPENHEIMER S&P ULTR|KCGM|VIRTU Americas LLC|12159
RDIV|OPPENHEIMER S&P ULTR|LEHM|Barclays Capital Inc./Le|36048
RDIV|OPPENHEIMER S&P ULTR|LIME|Lime Brokerage LLC|4937
RDIV|OPPENHEIMER S&P ULTR|MACC|Mid Atlantic Capital Corporation|2301
RDIV|OPPENHEIMER S&P ULTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12682
RDIV|OPPENHEIMER S&P ULTR|MSCO|MORGAN STANLEY & CO. LLC|201793
RDIV|OPPENHEIMER S&P ULTR|MSPL|MORGAN STANLEY & CO. LLC|400
RDIV|OPPENHEIMER S&P ULTR|NFSC|National Financial Services LLC|136380
RDIV|OPPENHEIMER S&P ULTR|NITE|VIRTU Americas LLC|206171
RDIV|OPPENHEIMER S&P ULTR|OPCO|Oppenheimer & Co. Inc.|106
RDIV|OPPENHEIMER S&P ULTR|PDQM|CODA MARKETS, INC.|15533
RDIV|OPPENHEIMER S&P ULTR|PWJC|UBS Financial Services, Inc.|15335
RDIV|OPPENHEIMER S&P ULTR|RBCM|RBC CAPITAL MARKETS, LLC|12646
RDIV|OPPENHEIMER S&P ULTR|SALI|INTL FCSTONE FINANCIAL INC.|1141
RDIV|OPPENHEIMER S&P ULTR|SBSH|Citigroup Global Markets Inc.|1927
RDIV|OPPENHEIMER S&P ULTR|SGMT|GOLDMAN SACHS & CO. LLC|16676
RDIV|OPPENHEIMER S&P ULTR|SPDR|SPEEDROUTE LLC|600
RDIV|OPPENHEIMER S&P ULTR|STFL|Stifel, Nicolaus & Company, Incorporated|2141
RDIV|OPPENHEIMER S&P ULTR|SWIM|TD Ameritrade, Inc.|200
RDIV|OPPENHEIMER S&P ULTR|SWST|Hilltop Securities Inc.|1500
RDIV|OPPENHEIMER S&P ULTR|UBSA|UBS SECURITIES LLC|71382
RDIV|OPPENHEIMER S&P ULTR|UBSS|UBS Securities LLC|156530
RDIV|OPPENHEIMER S&P ULTR|VGRD|Vanguard Marketing Corporation|25060
RDIV|OPPENHEIMER S&P ULTR|WABR|Wall Street Access|11457
RDIV|OPPENHEIMER S&P ULTR|WCHV|WELLS FARGO SECURITIES, LLC|95945
RDIV|OPPENHEIMER S&P ULTR|WEDB|WEDBUSH SECURITIES INC.|3380
RDIV|OPPENHEIMER S&P ULTR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|77550
RDIV|OPPENHEIMER S&P ULTR|WSEA|WOLVERINE SECURITIES, LLC|216
RDIV|OPPENHEIMER S&P ULTR|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
RDIV|OPPENHEIMER S&P ULTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|69676
RDN|RADIAN GROUP INC|ALTX|Alternet Securities Inc.|8528
RDN|RADIAN GROUP INC|ANOS|ABEL/NOSER, L.L.C.|3500
RDN|RADIAN GROUP INC|APCC|Apex Clearing Corporation|3766
RDN|RADIAN GROUP INC|BARD|Robert W. Baird & Co. Incorporated|14956
RDN|RADIAN GROUP INC|BATM|CBOE TRADING, INC.|33689
RDN|RADIAN GROUP INC|BAYT|BTIG, LLC|1300
RDN|RADIAN GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|34942
RDN|RADIAN GROUP INC|BIDS|BIDS TRADING L.P.|28500
RDN|RADIAN GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9665
RDN|RADIAN GROUP INC|BLKX|INSTINET, LLC|71300
RDN|RADIAN GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|20072
RDN|RADIAN GROUP INC|BTIG|BTIG, LLC|2200874
RDN|RADIAN GROUP INC|BYXM|CBOE TRADING, INC.|1466
RDN|RADIAN GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|1323
RDN|RADIAN GROUP INC|CANT|Cantor Fitzgerald & Co.|721
RDN|RADIAN GROUP INC|CHAS|Charles Schwab & Co., Inc.|614
RDN|RADIAN GROUP INC|CIST|Capital Institutional Services, Inc.|525
RDN|RADIAN GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|188128
RDN|RADIAN GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21776
RDN|RADIAN GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|357611
RDN|RADIAN GROUP INC|CTDL|Citadel Derivatives Group Llc|17758
RDN|RADIAN GROUP INC|CTLR|CUTLER GROUP, LP|4600
RDN|RADIAN GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|161302
RDN|RADIAN GROUP INC|DBAB|Deutsche Bank Securities Inc.|200567
RDN|RADIAN GROUP INC|DBAX|Deutsche Bank Securities Inc.|295300
RDN|RADIAN GROUP INC|DBUL|Deutsche Bank Securities Inc.|400
RDN|RADIAN GROUP INC|DEAN|MORGAN STANLEY|5732
RDN|RADIAN GROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|916
RDN|RADIAN GROUP INC|EBXL|EBX LLC|306000
RDN|RADIAN GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14375
RDN|RADIAN GROUP INC|EDJO|Edward D. Jones & Co., L.P.|1904
RDN|RADIAN GROUP INC|EGAM|CBOE TRADING, INC.|16219
RDN|RADIAN GROUP INC|EGAW|CBOE TRADING, INC.|253
RDN|RADIAN GROUP INC|EGXM|CBOE TRADING, INC.|3401
RDN|RADIAN GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|11052
RDN|RADIAN GROUP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
RDN|RADIAN GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1700
RDN|RADIAN GROUP INC|ETRS|E*Trade Securities LLC|62824
RDN|RADIAN GROUP INC|FBSB|U.S. Bancorp Investments, Inc.|1
RDN|RADIAN GROUP INC|FILL|Tradestation Securities, Inc.|1999
RDN|RADIAN GROUP INC|FINX|FINTECH SECURITIES|100
RDN|RADIAN GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2300
RDN|RADIAN GROUP INC|FQLS|Quantlab Securities LP|403077
RDN|RADIAN GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|132062
RDN|RADIAN GROUP INC|FTBR|Foliofn Investments, Inc.|6346
RDN|RADIAN GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|700
RDN|RADIAN GROUP INC|GLIS|TD Securities Inc|1422
RDN|RADIAN GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|25370
RDN|RADIAN GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|1888897
RDN|RADIAN GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|15225
RDN|RADIAN GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|18958
RDN|RADIAN GROUP INC|GTSZ|GTS SECURITIES LLC|95268
RDN|RADIAN GROUP INC|HRBF|American Enterprise Investment Services Inc.|791
RDN|RADIAN GROUP INC|HSBC|HSBC Securities, Inc.|27199
RDN|RADIAN GROUP INC|IATS|INTERACTIVE BROKERS LLC|16186
RDN|RADIAN GROUP INC|IBKR|Interactive Brokers Llc|14778
RDN|RADIAN GROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5449
RDN|RADIAN GROUP INC|ICBX|INSTINET, LLC|59600
RDN|RADIAN GROUP INC|IEQY|CITADEL SECURITIES LLC|116309
RDN|RADIAN GROUP INC|INCA|INSTINET, LLC|231724
RDN|RADIAN GROUP INC|INJX|INSTINET, LLC|155
RDN|RADIAN GROUP INC|ITGI|ITG Inc.|162883
RDN|RADIAN GROUP INC|ITGP|ITG INC.|307600
RDN|RADIAN GROUP INC|JANY|Janney Montgomery Scott Inc.|20
RDN|RADIAN GROUP INC|JEFF|JEFFERIES LLC|86412
RDN|RADIAN GROUP INC|JMPT|JUMP TRADING, LLC|86799
RDN|RADIAN GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|128549
RDN|RADIAN GROUP INC|JPMX|J.P. Morgan Securities LLC|699952
RDN|RADIAN GROUP INC|JSJX|JANE STREET CAPITAL LLC|36232
RDN|RADIAN GROUP INC|KBWI|Keefe, Bruyette & Woods, Inc.|100663
RDN|RADIAN GROUP INC|KCGM|VIRTU Americas LLC|84090
RDN|RADIAN GROUP INC|LEHM|Barclays Capital Inc./Le|681310
RDN|RADIAN GROUP INC|LIME|Lime Brokerage LLC|229641
RDN|RADIAN GROUP INC|LOOP|Loop Capital Markets LLC|7762
RDN|RADIAN GROUP INC|LQNA|LIQUIDNET, INC.|177300
RDN|RADIAN GROUP INC|LSCI|Lek Securities Corporation|160
RDN|RADIAN GROUP INC|MACC|Mid Atlantic Capital Corporation|200
RDN|RADIAN GROUP INC|MACQ|Macquarie Capital (USA) Inc.|5210
RDN|RADIAN GROUP INC|MBTS|ALLY INVEST SECURITIES LLC|700
RDN|RADIAN GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|235150
RDN|RADIAN GROUP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
RDN|RADIAN GROUP INC|MOTF|MOTIF INVESTING, INC.|11
RDN|RADIAN GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|1497550
RDN|RADIAN GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|382300
RDN|RADIAN GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|282600
RDN|RADIAN GROUP INC|NFSC|National Financial Services LLC|133211
RDN|RADIAN GROUP INC|NITE|VIRTU Americas LLC|696085
RDN|RADIAN GROUP INC|NITP|VIRTU Americas LLC|76
RDN|RADIAN GROUP INC|NQRB|Brut, LLC|5578
RDN|RADIAN GROUP INC|NTBF|BMO Nesbitt Burns Inc./CDS|600
RDN|RADIAN GROUP INC|NTRC|Northern Trust Securities, Inc.|6519
RDN|RADIAN GROUP INC|OHOS|TWO SIGMA SECURITIES, LLC|38471
RDN|RADIAN GROUP INC|OPCO|Oppenheimer & Co. Inc.|209
RDN|RADIAN GROUP INC|PDQM|CODA MARKETS, INC.|26483
RDN|RADIAN GROUP INC|PHLY|NASDAQ Execution Services, LLC|600
RDN|RADIAN GROUP INC|PIPR|Piper Jaffray & Co.|2755
RDN|RADIAN GROUP INC|PWJC|UBS Financial Services, Inc.|13
RDN|RADIAN GROUP INC|QMSR|QUATTRO M SECURITIES INC.|2860
RDN|RADIAN GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|17008
RDN|RADIAN GROUP INC|RGLD|Regal Securities, Inc|839
RDN|RADIAN GROUP INC|ROTH|Roth Capital Partners, LLC|100
RDN|RADIAN GROUP INC|SAGL|SAGETRADER, LLC|41157
RDN|RADIAN GROUP INC|SAGW|SAGETRADER, LLC|73
RDN|RADIAN GROUP INC|SALI|INTL FCSTONE FINANCIAL INC.|118
RDN|RADIAN GROUP INC|SBSH|Citigroup Global Markets Inc.|234529
RDN|RADIAN GROUP INC|SEIC|SEI Investments Distribution Co.|800
RDN|RADIAN GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|85416
RDN|RADIAN GROUP INC|SOGO|Wang Investment Associates, Inc.|100
RDN|RADIAN GROUP INC|SPDR|SPEEDROUTE LLC|14700
RDN|RADIAN GROUP INC|SPHN|Stephens Inc.|100
RDN|RADIAN GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|780
RDN|RADIAN GROUP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6847
RDN|RADIAN GROUP INC|SWIM|TD Ameritrade, Inc.|52661
RDN|RADIAN GROUP INC|SWST|Hilltop Securities Inc.|2000
RDN|RADIAN GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|2837
RDN|RADIAN GROUP INC|TRBT|Tradebot Systems, Inc.|215129
RDN|RADIAN GROUP INC|TRCM|TRC MARKETS LLC|102244
RDN|RADIAN GROUP INC|TWTT|TASTYWORKS, INC.|200
RDN|RADIAN GROUP INC|UBSA|UBS SECURITIES LLC|759741
RDN|RADIAN GROUP INC|UBSS|UBS Securities LLC|416157
RDN|RADIAN GROUP INC|VALX|VIRTU AMERICAS LLC|43283
RDN|RADIAN GROUP INC|VERT|The Vertical Trading Group, LLC|85237
RDN|RADIAN GROUP INC|VGRD|Vanguard Marketing Corporation|24932
RDN|RADIAN GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|8989
RDN|RADIAN GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|235178
RDN|RADIAN GROUP INC|WDNX|WEEDEN & CO.L.P.|246
RDN|RADIAN GROUP INC|WEDB|WEDBUSH SECURITIES INC.|3636
RDN|RADIAN GROUP INC|WEED|Weeden & Co.L.P.|10935
RDN|RADIAN GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
RDN|RADIAN GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|151425
RDN|RADIAN GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|4877
RDN|RADIAN GROUP INC|XIST|INSTINET, LLC|41600
RDN|RADIAN GROUP INC|XPQR|Jump Trading|567
RDN|RADIAN GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|23190
RDN|RADIAN GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RDN|RADIAN GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5110
RDNT|RADNET INC|APCC|Apex Clearing Corporation|6
RDNT|RADNET INC|AQUA|AQUA SECURITIES L.P.|17500
RDNT|RADNET INC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RDNT|RADNET INC|BERN|Sanford C. Bernstein & Co., LLC|3420
RDNT|RADNET INC|BMOC|BMO Capital Markets Corp.|6105
RDNT|RADNET INC|BNPX|BNP PARIBAS SECURITIES CORP.|2662
RDNT|RADNET INC|BTIG|BTIG, LLC|2132
RDNT|RADNET INC|BZYD|GOLDMAN SACHS & CO. LLC|2800
RDNT|RADNET INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11421
RDNT|RADNET INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|270
RDNT|RADNET INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42505
RDNT|RADNET INC|CTDL|Citadel Derivatives Group Llc|3683
RDNT|RADNET INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8212
RDNT|RADNET INC|DBAB|Deutsche Bank Securities Inc.|77196
RDNT|RADNET INC|DBAX|Deutsche Bank Securities Inc.|20500
RDNT|RADNET INC|DEAN|MORGAN STANLEY|9538
RDNT|RADNET INC|DEGS|RONIN PROFESSIONAL LLC|6133
RDNT|RADNET INC|EBXL|EBX LLC|19700
RDNT|RADNET INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3613
RDNT|RADNET INC|EDJO|Edward D. Jones & Co., L.P.|250
RDNT|RADNET INC|EGAM|CBOE TRADING, INC.|5626
RDNT|RADNET INC|EGXM|CBOE TRADING, INC.|183
RDNT|RADNET INC|ETBE|Electronic Transaction Clearing, Inc.|200
RDNT|RADNET INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6
RDNT|RADNET INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8849
RDNT|RADNET INC|ETRS|E*Trade Securities LLC|55164
RDNT|RADNET INC|FBCO|Credit Suisse Securities (USA) LLC|82430
RDNT|RADNET INC|FILL|Tradestation Securities, Inc.|750
RDNT|RADNET INC|FMAF|NBCN Inc./ CDS|627
RDNT|RADNET INC|FOMA|TD AMERITRADE CLEARING, INC.|52995
RDNT|RADNET INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10930
RDNT|RADNET INC|FTBR|Foliofn Investments, Inc.|348677
RDNT|RADNET INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12245
RDNT|RADNET INC|GLPX|ACS EXECUTION SERVICES, LLC|1400
RDNT|RADNET INC|GSCO|GOLDMAN SACHS & CO. LLC|238376
RDNT|RADNET INC|GSCS|GOLDMAN SACHS & CO. LLC|8049
RDNT|RADNET INC|GSLT|GOLDMAN SACHS & CO. LLC|1176
RDNT|RADNET INC|GTSZ|GTS SECURITIES LLC|5011
RDNT|RADNET INC|HRBF|American Enterprise Investment Services Inc.|9045
RDNT|RADNET INC|HSBC|HSBC Securities, Inc.|695
RDNT|RADNET INC|IBKR|Interactive Brokers Llc|46537
RDNT|RADNET INC|ICBX|INSTINET, LLC|2100
RDNT|RADNET INC|IEQY|CITADEL SECURITIES LLC|5643
RDNT|RADNET INC|INCA|INSTINET, LLC|40852
RDNT|RADNET INC|INJX|INSTINET, LLC|4547
RDNT|RADNET INC|ITGI|ITG Inc.|28479
RDNT|RADNET INC|ITGP|ITG INC.|84000
RDNT|RADNET INC|JANY|Janney Montgomery Scott Inc.|231
RDNT|RADNET INC|JEFF|JEFFERIES LLC|45205
RDNT|RADNET INC|JMPT|JUMP TRADING, LLC|762
RDNT|RADNET INC|JONE|JonesTrading|6696
RDNT|RADNET INC|JPBX|J.P. MORGAN SECURITIES LLC|13376
RDNT|RADNET INC|JPMX|J.P. Morgan Securities LLC|70437
RDNT|RADNET INC|KCGM|VIRTU Americas LLC|5613
RDNT|RADNET INC|LEHM|Barclays Capital Inc./Le|315286
RDNT|RADNET INC|LIME|Lime Brokerage LLC|109134
RDNT|RADNET INC|LSCI|Lek Securities Corporation|133
RDNT|RADNET INC|MAXM|Maxim Group LLC|2177
RDNT|RADNET INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81738
RDNT|RADNET INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
RDNT|RADNET INC|MSCO|MORGAN STANLEY & CO. LLC|447733
RDNT|RADNET INC|MSPL|MORGAN STANLEY & CO. LLC|20700
RDNT|RADNET INC|MSTX|MORGAN STANLEY & CO. LLC|34700
RDNT|RADNET INC|NBCS|NBC Securities, INC.|3097
RDNT|RADNET INC|NFSC|National Financial Services LLC|46089
RDNT|RADNET INC|NITE|VIRTU Americas LLC|733027
RDNT|RADNET INC|NITP|VIRTU Americas LLC|1800
RDNT|RADNET INC|NQRB|Brut, LLC|1200
RDNT|RADNET INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|833
RDNT|RADNET INC|PDQM|CODA MARKETS, INC.|12333
RDNT|RADNET INC|RAJA|Raymond James & Associates, Inc.|10821
RDNT|RADNET INC|SAGW|SAGETRADER, LLC|490
RDNT|RADNET INC|SALI|INTL FCSTONE FINANCIAL INC.|120
RDNT|RADNET INC|SBSH|Citigroup Global Markets Inc.|54836
RDNT|RADNET INC|SGMT|GOLDMAN SACHS & CO. LLC|32524
RDNT|RADNET INC|SPDR|SPEEDROUTE LLC|420
RDNT|RADNET INC|SWIM|TD Ameritrade, Inc.|11998
RDNT|RADNET INC|TKNG|ALLY INVEST SECURITIES LLC|1110
RDNT|RADNET INC|TRBT|Tradebot Systems, Inc.|5069
RDNT|RADNET INC|TRCM|TRC MARKETS LLC|51671
RDNT|RADNET INC|TWTT|TASTYWORKS, INC.|100
RDNT|RADNET INC|UBSA|UBS SECURITIES LLC|191897
RDNT|RADNET INC|UBSS|UBS Securities LLC|339405
RDNT|RADNET INC|VALX|VIRTU AMERICAS LLC|11511
RDNT|RADNET INC|VGRD|Vanguard Marketing Corporation|3710
RDNT|RADNET INC|VNDM|Wall Street Access|3400
RDNT|RADNET INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
RDNT|RADNET INC|WCHV|WELLS FARGO SECURITIES, LLC|32588
RDNT|RADNET INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22407
RDNT|RADNET INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3300
RDNT|RADNET INC|WGIF|CIBC World Markets Inc.|1740
RDNT|RADNET INC|WSEA|WOLVERINE SECURITIES, LLC|1037
RDNT|RADNET INC|XIST|INSTINET, LLC|23600
RDNT|RADNET INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
RDS.A|RYL DTCH SHL CL A|ADAM|CANACCORD GENUITY INC.|266833
RDS.A|RYL DTCH SHL CL A|AGIS|Aegis Capital Corp.|6000
RDS.A|RYL DTCH SHL CL A|ALTX|Alternet Securities Inc.|19574
RDS.A|RYL DTCH SHL CL A|ANOS|ABEL/NOSER, L.L.C.|5200
RDS.A|RYL DTCH SHL CL A|APCC|Apex Clearing Corporation|21299
RDS.A|RYL DTCH SHL CL A|BALE|M&T SECURITIES, INC.|1092
RDS.A|RYL DTCH SHL CL A|BANK|Primevest Financial Services, Inc.|2287
RDS.A|RYL DTCH SHL CL A|BARD|Robert W. Baird & Co. Incorporated|20398
RDS.A|RYL DTCH SHL CL A|BATM|CBOE TRADING, INC.|22620
RDS.A|RYL DTCH SHL CL A|BAYC|BAY CREST PARTNERS, LLC|1033
RDS.A|RYL DTCH SHL CL A|BAYT|BTIG, LLC|13300
RDS.A|RYL DTCH SHL CL A|BBNT|BB&T SECURITIES, LLC|9365
RDS.A|RYL DTCH SHL CL A|BERN|Sanford C. Bernstein & Co., LLC|120981
RDS.A|RYL DTCH SHL CL A|BIAD|SAGETRADER, LLC|1795
RDS.A|RYL DTCH SHL CL A|BIMI|Banca IMI Securities Corp.|300
RDS.A|RYL DTCH SHL CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2495
RDS.A|RYL DTCH SHL CL A|BLKX|INSTINET, LLC|5100
RDS.A|RYL DTCH SHL CL A|BNCH|The Benchmark Company, LLC|5000
RDS.A|RYL DTCH SHL CL A|BNPX|BNP PARIBAS SECURITIES CORP.|12363
RDS.A|RYL DTCH SHL CL A|BRGE|Newbridge Securities Corp.|660
RDS.A|RYL DTCH SHL CL A|BTIG|BTIG, LLC|210000
RDS.A|RYL DTCH SHL CL A|BTII|BTIG, LLC|187344
RDS.A|RYL DTCH SHL CL A|BYXM|CBOE TRADING, INC.|6541
RDS.A|RYL DTCH SHL CL A|BZYD|GOLDMAN SACHS & CO. LLC|400
RDS.A|RYL DTCH SHL CL A|CANT|Cantor Fitzgerald & Co.|23508
RDS.A|RYL DTCH SHL CL A|CHAS|Charles Schwab & Co., Inc.|16793
RDS.A|RYL DTCH SHL CL A|CHDN|CHARDAN CAPITAL MARKETS LLC|82235
RDS.A|RYL DTCH SHL CL A|CICF|Canaccord Genuity Corp.|1602
RDS.A|RYL DTCH SHL CL A|CIST|Capital Institutional Services, Inc.|3858
RDS.A|RYL DTCH SHL CL A|CLSA|CLSA AMERICAS, LLC|300
RDS.A|RYL DTCH SHL CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121447
RDS.A|RYL DTCH SHL CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
RDS.A|RYL DTCH SHL CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|367
RDS.A|RYL DTCH SHL CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|731633
RDS.A|RYL DTCH SHL CL A|CTDL|Citadel Derivatives Group Llc|21727
RDS.A|RYL DTCH SHL CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|72982
RDS.A|RYL DTCH SHL CL A|DADA|D.A. Davidson & Co.|6939
RDS.A|RYL DTCH SHL CL A|DAVA|Davenport & Company LLC|3233
RDS.A|RYL DTCH SHL CL A|DBAB|Deutsche Bank Securities Inc.|1459504
RDS.A|RYL DTCH SHL CL A|DBAX|Deutsche Bank Securities Inc.|536100
RDS.A|RYL DTCH SHL CL A|DBUL|Deutsche Bank Securities Inc.|5207
RDS.A|RYL DTCH SHL CL A|DCHF|Dart Executions, LLC|19571
RDS.A|RYL DTCH SHL CL A|DEAN|MORGAN STANLEY|396163
RDS.A|RYL DTCH SHL CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11649
RDS.A|RYL DTCH SHL CL A|DRWK|DRW SECURITIES, L.L.C.|1278
RDS.A|RYL DTCH SHL CL A|EBXL|EBX LLC|765800
RDS.A|RYL DTCH SHL CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|191613
RDS.A|RYL DTCH SHL CL A|EDJC|Edward Jones / CDS|22059
RDS.A|RYL DTCH SHL CL A|EDJO|Edward D. Jones & Co., L.P.|465632
RDS.A|RYL DTCH SHL CL A|EGAM|CBOE TRADING, INC.|23630
RDS.A|RYL DTCH SHL CL A|EGAW|CBOE TRADING, INC.|93
RDS.A|RYL DTCH SHL CL A|EGXM|CBOE TRADING, INC.|4971
RDS.A|RYL DTCH SHL CL A|ESPO|ESPOSITO SECURITIES, LLC|464
RDS.A|RYL DTCH SHL CL A|ETBE|Electronic Transaction Clearing, Inc.|7044
RDS.A|RYL DTCH SHL CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
RDS.A|RYL DTCH SHL CL A|ETCB|ETC BROKERAGE SERVICES, LLC|212
RDS.A|RYL DTCH SHL CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|78
RDS.A|RYL DTCH SHL CL A|ETRS|E*Trade Securities LLC|309094
RDS.A|RYL DTCH SHL CL A|FIDT|Fidelity Clearing Canada ULC./ CDS|1610
RDS.A|RYL DTCH SHL CL A|FILL|Tradestation Securities, Inc.|1065
RDS.A|RYL DTCH SHL CL A|FINX|FINTECH SECURITIES|1604
RDS.A|RYL DTCH SHL CL A|FMAF|NBCN Inc./ CDS|12879
RDS.A|RYL DTCH SHL CL A|FQLS|Quantlab Securities LP|686044
RDS.A|RYL DTCH SHL CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80076
RDS.A|RYL DTCH SHL CL A|FTBR|Foliofn Investments, Inc.|9097
RDS.A|RYL DTCH SHL CL A|GARC|ICAP Corporates LLC|364674
RDS.A|RYL DTCH SHL CL A|GBMT|GBM International, Inc.|296
RDS.A|RYL DTCH SHL CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|17081
RDS.A|RYL DTCH SHL CL A|GLIS|TD Securities Inc|200
RDS.A|RYL DTCH SHL CL A|GLPX|ACS EXECUTION SERVICES, LLC|19486
RDS.A|RYL DTCH SHL CL A|GSCO|GOLDMAN SACHS & CO. LLC|844947
RDS.A|RYL DTCH SHL CL A|GSCS|GOLDMAN SACHS & CO. LLC|160814
RDS.A|RYL DTCH SHL CL A|GSLT|GOLDMAN SACHS & CO. LLC|86089
RDS.A|RYL DTCH SHL CL A|GTSZ|GTS SECURITIES LLC|210010
RDS.A|RYL DTCH SHL CL A|HRBF|American Enterprise Investment Services Inc.|71165
RDS.A|RYL DTCH SHL CL A|HSBC|HSBC Securities, Inc.|815746
RDS.A|RYL DTCH SHL CL A|IATS|INTERACTIVE BROKERS LLC|30542
RDS.A|RYL DTCH SHL CL A|IBKR|Interactive Brokers Llc|54956
RDS.A|RYL DTCH SHL CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4292
RDS.A|RYL DTCH SHL CL A|ICBX|INSTINET, LLC|794732
RDS.A|RYL DTCH SHL CL A|INCA|INSTINET, LLC|969621
RDS.A|RYL DTCH SHL CL A|INJX|INSTINET, LLC|12000
RDS.A|RYL DTCH SHL CL A|INTL|INTL FCSTONE FINANCIAL INC.|108926
RDS.A|RYL DTCH SHL CL A|ITGI|ITG Inc.|99827
RDS.A|RYL DTCH SHL CL A|ITGP|ITG INC.|381400
RDS.A|RYL DTCH SHL CL A|JANY|Janney Montgomery Scott Inc.|29728
RDS.A|RYL DTCH SHL CL A|JEFF|JEFFERIES LLC|412911
RDS.A|RYL DTCH SHL CL A|JMPT|JUMP TRADING, LLC|272370
RDS.A|RYL DTCH SHL CL A|JONE|JonesTrading|90
RDS.A|RYL DTCH SHL CL A|JPBX|J.P. MORGAN SECURITIES LLC|136596
RDS.A|RYL DTCH SHL CL A|JPMX|J.P. Morgan Securities LLC|1031723
RDS.A|RYL DTCH SHL CL A|JSJX|JANE STREET CAPITAL LLC|31568
RDS.A|RYL DTCH SHL CL A|KCGM|VIRTU Americas LLC|112556
RDS.A|RYL DTCH SHL CL A|KCRD|PHX FINANCIAL, INC.|200
RDS.A|RYL DTCH SHL CL A|LEHM|Barclays Capital Inc./Le|4201964
RDS.A|RYL DTCH SHL CL A|LIME|Lime Brokerage LLC|1155721
RDS.A|RYL DTCH SHL CL A|LIWD|LIME BROKERAGE LLC|195
RDS.A|RYL DTCH SHL CL A|LOOP|Loop Capital Markets LLC|3100
RDS.A|RYL DTCH SHL CL A|LSCI|Lek Securities Corporation|6787
RDS.A|RYL DTCH SHL CL A|MACC|Mid Atlantic Capital Corporation|2934
RDS.A|RYL DTCH SHL CL A|MACQ|Macquarie Capital (USA) Inc.|100
RDS.A|RYL DTCH SHL CL A|MAXM|Maxim Group LLC|21186
RDS.A|RYL DTCH SHL CL A|MBTS|ALLY INVEST SECURITIES LLC|19896
RDS.A|RYL DTCH SHL CL A|MCBT|Moors & Cabot, Inc.|30
RDS.A|RYL DTCH SHL CL A|MCMF|Raymond James Ltd. Cds|6118
RDS.A|RYL DTCH SHL CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|302634
RDS.A|RYL DTCH SHL CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|15597
RDS.A|RYL DTCH SHL CL A|MOTF|MOTIF INVESTING, INC.|69
RDS.A|RYL DTCH SHL CL A|MPSG|E D & F Man Capital Markets Inc.|5298
RDS.A|RYL DTCH SHL CL A|MSCO|MORGAN STANLEY & CO. LLC|4788414
RDS.A|RYL DTCH SHL CL A|MSPL|MORGAN STANLEY & CO. LLC|779800
RDS.A|RYL DTCH SHL CL A|MSTX|MORGAN STANLEY & CO. LLC|316400
RDS.A|RYL DTCH SHL CL A|NATL|National Securities Corporation|294
RDS.A|RYL DTCH SHL CL A|NBCS|NBC Securities, INC.|725
RDS.A|RYL DTCH SHL CL A|NEUB|NEUBERGER BERMAN BD LLC|227
RDS.A|RYL DTCH SHL CL A|NFSC|National Financial Services LLC|1333691
RDS.A|RYL DTCH SHL CL A|NITE|VIRTU Americas LLC|2328945
RDS.A|RYL DTCH SHL CL A|NITP|VIRTU Americas LLC|1500
RDS.A|RYL DTCH SHL CL A|NQRB|Brut, LLC|47255
RDS.A|RYL DTCH SHL CL A|NTBF|BMO Nesbitt Burns Inc./CDS|5343
RDS.A|RYL DTCH SHL CL A|NTRC|Northern Trust Securities, Inc.|6382
RDS.A|RYL DTCH SHL CL A|OHOS|TWO SIGMA SECURITIES, LLC|15646
RDS.A|RYL DTCH SHL CL A|OLDM|OLD MISSION CAPITAL, LLC|50971
RDS.A|RYL DTCH SHL CL A|OPCO|Oppenheimer & Co. Inc.|17082
RDS.A|RYL DTCH SHL CL A|OTAA|OTA LLC|1900
RDS.A|RYL DTCH SHL CL A|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1572537
RDS.A|RYL DTCH SHL CL A|PCFF|Pacific International Securities Inc./CDS|200
RDS.A|RYL DTCH SHL CL A|PCPT|PHILLIP CAPITAL INC.|200
RDS.A|RYL DTCH SHL CL A|PDQM|CODA MARKETS, INC.|32743
RDS.A|RYL DTCH SHL CL A|PHLY|NASDAQ Execution Services, LLC|14800
RDS.A|RYL DTCH SHL CL A|PICT|Pictet Overseas Inc.|226
RDS.A|RYL DTCH SHL CL A|PWJC|UBS Financial Services, Inc.|48640
RDS.A|RYL DTCH SHL CL A|QMSR|QUATTRO M SECURITIES INC.|52042
RDS.A|RYL DTCH SHL CL A|RBCM|RBC CAPITAL MARKETS, LLC|65209
RDS.A|RYL DTCH SHL CL A|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|1200
RDS.A|RYL DTCH SHL CL A|SAGL|SAGETRADER, LLC|1300
RDS.A|RYL DTCH SHL CL A|SAGW|SAGETRADER, LLC|1800
RDS.A|RYL DTCH SHL CL A|SALI|INTL FCSTONE FINANCIAL INC.|966
RDS.A|RYL DTCH SHL CL A|SBRX|MURIEL SIEBERT & CO INC|1481
RDS.A|RYL DTCH SHL CL A|SBSH|Citigroup Global Markets Inc.|981999
RDS.A|RYL DTCH SHL CL A|SEDS|SPENCER EDWARDS, INC.|100
RDS.A|RYL DTCH SHL CL A|SEIC|SEI Investments Distribution Co.|6700
RDS.A|RYL DTCH SHL CL A|SGMT|GOLDMAN SACHS & CO. LLC|546695
RDS.A|RYL DTCH SHL CL A|SPDR|SPEEDROUTE LLC|19769
RDS.A|RYL DTCH SHL CL A|SPHN|Stephens Inc.|576
RDS.A|RYL DTCH SHL CL A|STFL|Stifel, Nicolaus & Company, Incorporated|31470
RDS.A|RYL DTCH SHL CL A|STKP|STOCKPILE INVESTMENTS, INC.|276
RDS.A|RYL DTCH SHL CL A|STRS|STRATEGAS RESEARCH PARTNERS|1569
RDS.A|RYL DTCH SHL CL A|STXG|Stockcross Financial Services, Inc.|139
RDS.A|RYL DTCH SHL CL A|SWIM|TD Ameritrade, Inc.|92625
RDS.A|RYL DTCH SHL CL A|SWST|Hilltop Securities Inc.|9429
RDS.A|RYL DTCH SHL CL A|TDSI|TD Securities (USA) LLC|3000
RDS.A|RYL DTCH SHL CL A|TITL|TITLEIST ASSET MANAGEMENT, LTD.|1008
RDS.A|RYL DTCH SHL CL A|TKNG|ALLY INVEST SECURITIES LLC|2120
RDS.A|RYL DTCH SHL CL A|TRBT|Tradebot Systems, Inc.|652496
RDS.A|RYL DTCH SHL CL A|TRCM|TRC MARKETS LLC|976894
RDS.A|RYL DTCH SHL CL A|TWTT|TASTYWORKS, INC.|1000
RDS.A|RYL DTCH SHL CL A|UBSA|UBS SECURITIES LLC|1916429
RDS.A|RYL DTCH SHL CL A|UBSS|UBS Securities LLC|5182876
RDS.A|RYL DTCH SHL CL A|VALX|VIRTU AMERICAS LLC|1253131
RDS.A|RYL DTCH SHL CL A|VGRD|Vanguard Marketing Corporation|126830
RDS.A|RYL DTCH SHL CL A|VSIN|Vision Financial Markets Llc|45
RDS.A|RYL DTCH SHL CL A|WABR|Wall Street Access|732
RDS.A|RYL DTCH SHL CL A|WBLR|WILLIAM BLAIR|1070
RDS.A|RYL DTCH SHL CL A|WCHV|WELLS FARGO SECURITIES, LLC|546663
RDS.A|RYL DTCH SHL CL A|WEDB|WEDBUSH SECURITIES INC.|5808
RDS.A|RYL DTCH SHL CL A|WEED|Weeden & Co.L.P.|1716
RDS.A|RYL DTCH SHL CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36896
RDS.A|RYL DTCH SHL CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|67394
RDS.A|RYL DTCH SHL CL A|WFPB|Wells Fargo Securities, LLC.|4700
RDS.A|RYL DTCH SHL CL A|WGIF|CIBC World Markets Inc.|12367
RDS.A|RYL DTCH SHL CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|21
RDS.A|RYL DTCH SHL CL A|WSEA|WOLVERINE SECURITIES, LLC|39981
RDS.A|RYL DTCH SHL CL A|XIST|INSTINET, LLC|14190
RDS.A|RYL DTCH SHL CL A|XPUS|XP SECURITIES, LLC|10063
RDS.A|RYL DTCH SHL CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|246196
RDS.A|RYL DTCH SHL CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|200
RDS.A|RYL DTCH SHL CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|57204
RDS.B|ROYAL DUTCH SHELL|AGIS|Aegis Capital Corp.|172
RDS.B|ROYAL DUTCH SHELL|ALTX|Alternet Securities Inc.|8307
RDS.B|ROYAL DUTCH SHELL|ANOS|ABEL/NOSER, L.L.C.|300
RDS.B|ROYAL DUTCH SHELL|APCC|Apex Clearing Corporation|893
RDS.B|ROYAL DUTCH SHELL|BALE|M&T SECURITIES, INC.|258
RDS.B|ROYAL DUTCH SHELL|BANK|Primevest Financial Services, Inc.|285
RDS.B|ROYAL DUTCH SHELL|BARD|Robert W. Baird & Co. Incorporated|16250
RDS.B|ROYAL DUTCH SHELL|BATM|CBOE TRADING, INC.|3365
RDS.B|ROYAL DUTCH SHELL|BAYC|BAY CREST PARTNERS, LLC|140
RDS.B|ROYAL DUTCH SHELL|BBNT|BB&T SECURITIES, LLC|2554
RDS.B|ROYAL DUTCH SHELL|BERN|Sanford C. Bernstein & Co., LLC|39361
RDS.B|ROYAL DUTCH SHELL|BIMI|Banca IMI Securities Corp.|750
RDS.B|ROYAL DUTCH SHELL|BKCM|BNY Mellon Capital Markets LLC|25
RDS.B|ROYAL DUTCH SHELL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4062
RDS.B|ROYAL DUTCH SHELL|BTIG|BTIG, LLC|5300
RDS.B|ROYAL DUTCH SHELL|BYXM|CBOE TRADING, INC.|461
RDS.B|ROYAL DUTCH SHELL|CABR|Cabrera Capital Markets, Inc.|200
RDS.B|ROYAL DUTCH SHELL|CANT|Cantor Fitzgerald & Co.|162
RDS.B|ROYAL DUTCH SHELL|CHAS|Charles Schwab & Co., Inc.|18924
RDS.B|ROYAL DUTCH SHELL|CICF|Canaccord Genuity Corp.|2517
RDS.B|ROYAL DUTCH SHELL|CIST|Capital Institutional Services, Inc.|10147
RDS.B|ROYAL DUTCH SHELL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2941
RDS.B|ROYAL DUTCH SHELL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
RDS.B|ROYAL DUTCH SHELL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138396
RDS.B|ROYAL DUTCH SHELL|CTDL|Citadel Derivatives Group Llc|3070
RDS.B|ROYAL DUTCH SHELL|CXCX|CITIGROUP GLOBAL MARKETS INC.|5582
RDS.B|ROYAL DUTCH SHELL|DADA|D.A. Davidson & Co.|2857
RDS.B|ROYAL DUTCH SHELL|DAVA|Davenport & Company LLC|20344
RDS.B|ROYAL DUTCH SHELL|DBAB|Deutsche Bank Securities Inc.|164359
RDS.B|ROYAL DUTCH SHELL|DBAX|Deutsche Bank Securities Inc.|18900
RDS.B|ROYAL DUTCH SHELL|DCHF|Dart Executions, LLC|35343
RDS.B|ROYAL DUTCH SHELL|DEAN|MORGAN STANLEY|70620
RDS.B|ROYAL DUTCH SHELL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5442
RDS.B|ROYAL DUTCH SHELL|EBXL|EBX LLC|172700
RDS.B|ROYAL DUTCH SHELL|ECUT|CONVERGEX EXECUTION SOLUTIONS|10650
RDS.B|ROYAL DUTCH SHELL|EDJC|Edward Jones / CDS|241
RDS.B|ROYAL DUTCH SHELL|EDJO|Edward D. Jones & Co., L.P.|33349
RDS.B|ROYAL DUTCH SHELL|EGAM|CBOE TRADING, INC.|16291
RDS.B|ROYAL DUTCH SHELL|EGAW|CBOE TRADING, INC.|503
RDS.B|ROYAL DUTCH SHELL|EGXM|CBOE TRADING, INC.|5079
RDS.B|ROYAL DUTCH SHELL|EGXW|CBOE TRADING, INC.|100
RDS.B|ROYAL DUTCH SHELL|ETBE|Electronic Transaction Clearing, Inc.|3300
RDS.B|ROYAL DUTCH SHELL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
RDS.B|ROYAL DUTCH SHELL|ETRS|E*Trade Securities LLC|63572
RDS.B|ROYAL DUTCH SHELL|EVRS|E1 ASSET MANAGEMENT, INC.|125
RDS.B|ROYAL DUTCH SHELL|FIDT|Fidelity Clearing Canada ULC./ CDS|175
RDS.B|ROYAL DUTCH SHELL|FILL|Tradestation Securities, Inc.|745
RDS.B|ROYAL DUTCH SHELL|FINX|FINTECH SECURITIES|4150
RDS.B|ROYAL DUTCH SHELL|FMAF|NBCN Inc./ CDS|9172
RDS.B|ROYAL DUTCH SHELL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
RDS.B|ROYAL DUTCH SHELL|FQLS|Quantlab Securities LP|220619
RDS.B|ROYAL DUTCH SHELL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9054
RDS.B|ROYAL DUTCH SHELL|FTBR|Foliofn Investments, Inc.|3885
RDS.B|ROYAL DUTCH SHELL|GARC|ICAP Corporates LLC|340000
RDS.B|ROYAL DUTCH SHELL|GBMT|GBM International, Inc.|1429
RDS.B|ROYAL DUTCH SHELL|GEBB|GLOBAL EXECUTION BROKERS, LP|2500
RDS.B|ROYAL DUTCH SHELL|GLIS|TD Securities Inc|60
RDS.B|ROYAL DUTCH SHELL|GLPX|ACS EXECUTION SERVICES, LLC|1602
RDS.B|ROYAL DUTCH SHELL|GSCO|GOLDMAN SACHS & CO. LLC|275722
RDS.B|ROYAL DUTCH SHELL|GSCS|GOLDMAN SACHS & CO. LLC|7552
RDS.B|ROYAL DUTCH SHELL|GSLT|GOLDMAN SACHS & CO. LLC|7035
RDS.B|ROYAL DUTCH SHELL|GTSZ|GTS SECURITIES LLC|85561
RDS.B|ROYAL DUTCH SHELL|HRBF|American Enterprise Investment Services Inc.|132249
RDS.B|ROYAL DUTCH SHELL|HSBC|HSBC Securities, Inc.|2343
RDS.B|ROYAL DUTCH SHELL|IATS|INTERACTIVE BROKERS LLC|9926
RDS.B|ROYAL DUTCH SHELL|IBKR|Interactive Brokers Llc|26901
RDS.B|ROYAL DUTCH SHELL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6512
RDS.B|ROYAL DUTCH SHELL|ICBX|INSTINET, LLC|117254
RDS.B|ROYAL DUTCH SHELL|INCA|INSTINET, LLC|490016
RDS.B|ROYAL DUTCH SHELL|INJX|INSTINET, LLC|27863
RDS.B|ROYAL DUTCH SHELL|INTL|INTL FCSTONE FINANCIAL INC.|166043
RDS.B|ROYAL DUTCH SHELL|ITGI|ITG Inc.|63299
RDS.B|ROYAL DUTCH SHELL|ITGP|ITG INC.|56000
RDS.B|ROYAL DUTCH SHELL|JANY|Janney Montgomery Scott Inc.|19238
RDS.B|ROYAL DUTCH SHELL|JEFF|JEFFERIES LLC|7599
RDS.B|ROYAL DUTCH SHELL|JHDR|J.H. Darbie & Co., Inc.|108
RDS.B|ROYAL DUTCH SHELL|JMPT|JUMP TRADING, LLC|37497
RDS.B|ROYAL DUTCH SHELL|JPMX|J.P. Morgan Securities LLC|95004
RDS.B|ROYAL DUTCH SHELL|JSJX|JANE STREET CAPITAL LLC|9870
RDS.B|ROYAL DUTCH SHELL|KBWI|Keefe, Bruyette & Woods, Inc.|900
RDS.B|ROYAL DUTCH SHELL|KCGM|VIRTU Americas LLC|20922
RDS.B|ROYAL DUTCH SHELL|LEER|LEERINK PARTNERS LLC|70
RDS.B|ROYAL DUTCH SHELL|LEHM|Barclays Capital Inc./Le|1291487
RDS.B|ROYAL DUTCH SHELL|LGNT|COR CLEARING LLC|29
RDS.B|ROYAL DUTCH SHELL|LIME|Lime Brokerage LLC|335700
RDS.B|ROYAL DUTCH SHELL|LSCI|Lek Securities Corporation|298
RDS.B|ROYAL DUTCH SHELL|MACC|Mid Atlantic Capital Corporation|2705
RDS.B|ROYAL DUTCH SHELL|MACQ|Macquarie Capital (USA) Inc.|1100
RDS.B|ROYAL DUTCH SHELL|MAXM|Maxim Group LLC|974
RDS.B|ROYAL DUTCH SHELL|MCMF|Raymond James Ltd. Cds|1740
RDS.B|ROYAL DUTCH SHELL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37300
RDS.B|ROYAL DUTCH SHELL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
RDS.B|ROYAL DUTCH SHELL|MOTF|MOTIF INVESTING, INC.|15
RDS.B|ROYAL DUTCH SHELL|MSCO|MORGAN STANLEY & CO. LLC|1172976
RDS.B|ROYAL DUTCH SHELL|MSPL|MORGAN STANLEY & CO. LLC|347200
RDS.B|ROYAL DUTCH SHELL|MSTX|MORGAN STANLEY & CO. LLC|4400
RDS.B|ROYAL DUTCH SHELL|NATL|National Securities Corporation|1100
RDS.B|ROYAL DUTCH SHELL|NBCS|NBC Securities, INC.|228
RDS.B|ROYAL DUTCH SHELL|NEUB|NEUBERGER BERMAN BD LLC|1293
RDS.B|ROYAL DUTCH SHELL|NFSC|National Financial Services LLC|457201
RDS.B|ROYAL DUTCH SHELL|NITE|VIRTU Americas LLC|1197547
RDS.B|ROYAL DUTCH SHELL|NITP|VIRTU Americas LLC|1000
RDS.B|ROYAL DUTCH SHELL|NQRB|Brut, LLC|25899
RDS.B|ROYAL DUTCH SHELL|NTBF|BMO Nesbitt Burns Inc./CDS|7619
RDS.B|ROYAL DUTCH SHELL|NTRC|Northern Trust Securities, Inc.|4049
RDS.B|ROYAL DUTCH SHELL|OLDM|OLD MISSION CAPITAL, LLC|47210
RDS.B|ROYAL DUTCH SHELL|OPCO|Oppenheimer & Co. Inc.|12519
RDS.B|ROYAL DUTCH SHELL|OTAA|OTA LLC|300
RDS.B|ROYAL DUTCH SHELL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|102650
RDS.B|ROYAL DUTCH SHELL|PCFF|Pacific International Securities Inc./CDS|200
RDS.B|ROYAL DUTCH SHELL|PDQM|CODA MARKETS, INC.|5120
RDS.B|ROYAL DUTCH SHELL|PHLY|NASDAQ Execution Services, LLC|1000
RDS.B|ROYAL DUTCH SHELL|PICT|Pictet Overseas Inc.|126211
RDS.B|ROYAL DUTCH SHELL|PIPR|Piper Jaffray & Co.|847
RDS.B|ROYAL DUTCH SHELL|PNSR|Penserra Securities, LLC|37473
RDS.B|ROYAL DUTCH SHELL|PWJC|UBS Financial Services, Inc.|21561
RDS.B|ROYAL DUTCH SHELL|RBCM|RBC CAPITAL MARKETS, LLC|170522
RDS.B|ROYAL DUTCH SHELL|SALI|INTL FCSTONE FINANCIAL INC.|676
RDS.B|ROYAL DUTCH SHELL|SBRX|MURIEL SIEBERT & CO INC|135
RDS.B|ROYAL DUTCH SHELL|SBSH|Citigroup Global Markets Inc.|3725508
RDS.B|ROYAL DUTCH SHELL|SCMC|Scotia Capital Markets (USA) Inc.|465
RDS.B|ROYAL DUTCH SHELL|SEIC|SEI Investments Distribution Co.|1400
RDS.B|ROYAL DUTCH SHELL|SGMT|GOLDMAN SACHS & CO. LLC|44603
RDS.B|ROYAL DUTCH SHELL|SPDR|SPEEDROUTE LLC|2500
RDS.B|ROYAL DUTCH SHELL|SPHN|Stephens Inc.|204
RDS.B|ROYAL DUTCH SHELL|STFL|Stifel, Nicolaus & Company, Incorporated|37143
RDS.B|ROYAL DUTCH SHELL|STKP|STOCKPILE INVESTMENTS, INC.|162
RDS.B|ROYAL DUTCH SHELL|SWIM|TD Ameritrade, Inc.|80115
RDS.B|ROYAL DUTCH SHELL|SWST|Hilltop Securities Inc.|5016
RDS.B|ROYAL DUTCH SHELL|TKNG|ALLY INVEST SECURITIES LLC|2071
RDS.B|ROYAL DUTCH SHELL|TRBT|Tradebot Systems, Inc.|77028
RDS.B|ROYAL DUTCH SHELL|TRCM|TRC MARKETS LLC|448444
RDS.B|ROYAL DUTCH SHELL|TWTT|TASTYWORKS, INC.|46
RDS.B|ROYAL DUTCH SHELL|UBSA|UBS SECURITIES LLC|376053
RDS.B|ROYAL DUTCH SHELL|UBSS|UBS Securities LLC|688317
RDS.B|ROYAL DUTCH SHELL|VALX|VIRTU AMERICAS LLC|65434
RDS.B|ROYAL DUTCH SHELL|VGRD|Vanguard Marketing Corporation|56933
RDS.B|ROYAL DUTCH SHELL|VSIN|Vision Financial Markets Llc|1
RDS.B|ROYAL DUTCH SHELL|WBLR|WILLIAM BLAIR|785
RDS.B|ROYAL DUTCH SHELL|WCHV|WELLS FARGO SECURITIES, LLC|296066
RDS.B|ROYAL DUTCH SHELL|WEDB|WEDBUSH SECURITIES INC.|1307
RDS.B|ROYAL DUTCH SHELL|WEED|Weeden & Co.L.P.|1518
RDS.B|ROYAL DUTCH SHELL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3054
RDS.B|ROYAL DUTCH SHELL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38299
RDS.B|ROYAL DUTCH SHELL|WGIF|CIBC World Markets Inc.|14364
RDS.B|ROYAL DUTCH SHELL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|204
RDS.B|ROYAL DUTCH SHELL|WSEA|WOLVERINE SECURITIES, LLC|11186
RDS.B|ROYAL DUTCH SHELL|XIST|INSTINET, LLC|2600
RDS.B|ROYAL DUTCH SHELL|XSTM|NATIONAL FINANCIAL SERVICES LLC|14794
RDS.B|ROYAL DUTCH SHELL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29177
RDUS|RADIUS HEALTH CMN|ADAM|CANACCORD GENUITY INC.|40369
RDUS|RADIUS HEALTH CMN|ALTX|Alternet Securities Inc.|16475
RDUS|RADIUS HEALTH CMN|APCC|Apex Clearing Corporation|3672
RDUS|RADIUS HEALTH CMN|BATM|CBOE TRADING, INC.|6523
RDUS|RADIUS HEALTH CMN|BBNT|BB&T SECURITIES, LLC|200
RDUS|RADIUS HEALTH CMN|BERN|Sanford C. Bernstein & Co., LLC|10937
RDUS|RADIUS HEALTH CMN|BIMI|Banca IMI Securities Corp.|1750
RDUS|RADIUS HEALTH CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7593
RDUS|RADIUS HEALTH CMN|BLKX|INSTINET, LLC|38715
RDUS|RADIUS HEALTH CMN|BMOC|BMO Capital Markets Corp.|6275
RDUS|RADIUS HEALTH CMN|BNPX|BNP PARIBAS SECURITIES CORP.|3199
RDUS|RADIUS HEALTH CMN|BTIG|BTIG, LLC|13191
RDUS|RADIUS HEALTH CMN|BYXM|CBOE TRADING, INC.|4476
RDUS|RADIUS HEALTH CMN|CANT|Cantor Fitzgerald & Co.|15801
RDUS|RADIUS HEALTH CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|90000
RDUS|RADIUS HEALTH CMN|CBRA|Cobra Trading, Inc.|4800
RDUS|RADIUS HEALTH CMN|CHAS|Charles Schwab & Co., Inc.|70
RDUS|RADIUS HEALTH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44079
RDUS|RADIUS HEALTH CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|110
RDUS|RADIUS HEALTH CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|201
RDUS|RADIUS HEALTH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|331906
RDUS|RADIUS HEALTH CMN|CTDL|Citadel Derivatives Group Llc|23854
RDUS|RADIUS HEALTH CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|34072
RDUS|RADIUS HEALTH CMN|DBAB|Deutsche Bank Securities Inc.|519106
RDUS|RADIUS HEALTH CMN|DBAX|Deutsche Bank Securities Inc.|179300
RDUS|RADIUS HEALTH CMN|DBUL|Deutsche Bank Securities Inc.|34197
RDUS|RADIUS HEALTH CMN|DEAN|MORGAN STANLEY|3842
RDUS|RADIUS HEALTH CMN|DEGS|RONIN PROFESSIONAL LLC|9808
RDUS|RADIUS HEALTH CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|902
RDUS|RADIUS HEALTH CMN|EBXL|EBX LLC|104300
RDUS|RADIUS HEALTH CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|54138
RDUS|RADIUS HEALTH CMN|EDJO|Edward D. Jones & Co., L.P.|147
RDUS|RADIUS HEALTH CMN|EGAM|CBOE TRADING, INC.|22315
RDUS|RADIUS HEALTH CMN|EGAW|CBOE TRADING, INC.|100
RDUS|RADIUS HEALTH CMN|EGMT|EG MARKET TECHNOLOGIES LLC|610
RDUS|RADIUS HEALTH CMN|EGXM|CBOE TRADING, INC.|6863
RDUS|RADIUS HEALTH CMN|EGXW|CBOE TRADING, INC.|89
RDUS|RADIUS HEALTH CMN|ETBE|Electronic Transaction Clearing, Inc.|17686
RDUS|RADIUS HEALTH CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
RDUS|RADIUS HEALTH CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3628
RDUS|RADIUS HEALTH CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53881
RDUS|RADIUS HEALTH CMN|ETRS|E*Trade Securities LLC|50654
RDUS|RADIUS HEALTH CMN|FBCO|Credit Suisse Securities (USA) LLC|657086
RDUS|RADIUS HEALTH CMN|FILL|Tradestation Securities, Inc.|4019
RDUS|RADIUS HEALTH CMN|FMAF|NBCN Inc./ CDS|260
RDUS|RADIUS HEALTH CMN|FOMA|TD AMERITRADE CLEARING, INC.|261210
RDUS|RADIUS HEALTH CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12271
RDUS|RADIUS HEALTH CMN|FQLS|Quantlab Securities LP|276439
RDUS|RADIUS HEALTH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98949
RDUS|RADIUS HEALTH CMN|FTBR|Foliofn Investments, Inc.|231
RDUS|RADIUS HEALTH CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|30040
RDUS|RADIUS HEALTH CMN|GLPX|ACS EXECUTION SERVICES, LLC|55947
RDUS|RADIUS HEALTH CMN|GSCO|GOLDMAN SACHS & CO. LLC|994021
RDUS|RADIUS HEALTH CMN|GSCS|GOLDMAN SACHS & CO. LLC|31187
RDUS|RADIUS HEALTH CMN|GSLT|GOLDMAN SACHS & CO. LLC|3170
RDUS|RADIUS HEALTH CMN|GTSZ|GTS SECURITIES LLC|29652
RDUS|RADIUS HEALTH CMN|HAPX|HAP Trading, LLC|1729
RDUS|RADIUS HEALTH CMN|HRBF|American Enterprise Investment Services Inc.|826
RDUS|RADIUS HEALTH CMN|IATS|INTERACTIVE BROKERS LLC|25552
RDUS|RADIUS HEALTH CMN|IBKR|Interactive Brokers Llc|200584
RDUS|RADIUS HEALTH CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
RDUS|RADIUS HEALTH CMN|ICBX|INSTINET, LLC|27694
RDUS|RADIUS HEALTH CMN|IEQY|CITADEL SECURITIES LLC|228526
RDUS|RADIUS HEALTH CMN|INCA|INSTINET, LLC|476612
RDUS|RADIUS HEALTH CMN|INJX|INSTINET, LLC|33142
RDUS|RADIUS HEALTH CMN|ITGI|ITG Inc.|141953
RDUS|RADIUS HEALTH CMN|ITGP|ITG INC.|292400
RDUS|RADIUS HEALTH CMN|JANY|Janney Montgomery Scott Inc.|1500
RDUS|RADIUS HEALTH CMN|JEFF|JEFFERIES LLC|197487
RDUS|RADIUS HEALTH CMN|JMPT|JUMP TRADING, LLC|68733
RDUS|RADIUS HEALTH CMN|JPBX|J.P. MORGAN SECURITIES LLC|38056
RDUS|RADIUS HEALTH CMN|JPMX|J.P. Morgan Securities LLC|406021
RDUS|RADIUS HEALTH CMN|JSJX|JANE STREET CAPITAL LLC|35625
RDUS|RADIUS HEALTH CMN|JUTA|JUMP TRADING, LLC|300
RDUS|RADIUS HEALTH CMN|KCGM|VIRTU Americas LLC|28633
RDUS|RADIUS HEALTH CMN|LEER|LEERINK PARTNERS LLC|100
RDUS|RADIUS HEALTH CMN|LEHM|Barclays Capital Inc./Le|552632
RDUS|RADIUS HEALTH CMN|LIME|Lime Brokerage LLC|259994
RDUS|RADIUS HEALTH CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|386906
RDUS|RADIUS HEALTH CMN|LQNA|LIQUIDNET, INC.|38300
RDUS|RADIUS HEALTH CMN|LSCI|Lek Securities Corporation|900
RDUS|RADIUS HEALTH CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
RDUS|RADIUS HEALTH CMN|MAXM|Maxim Group LLC|4115
RDUS|RADIUS HEALTH CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89432
RDUS|RADIUS HEALTH CMN|MNDX|TJM Investments, LLC|17446
RDUS|RADIUS HEALTH CMN|MOTF|MOTIF INVESTING, INC.|12
RDUS|RADIUS HEALTH CMN|MSCO|MORGAN STANLEY & CO. LLC|1979149
RDUS|RADIUS HEALTH CMN|MSPL|MORGAN STANLEY & CO. LLC|276000
RDUS|RADIUS HEALTH CMN|MSTX|MORGAN STANLEY & CO. LLC|83900
RDUS|RADIUS HEALTH CMN|MZHO|Mizuho Securities USA LLC|25000
RDUS|RADIUS HEALTH CMN|NFSC|National Financial Services LLC|223689
RDUS|RADIUS HEALTH CMN|NITE|VIRTU Americas LLC|598126
RDUS|RADIUS HEALTH CMN|NITP|VIRTU Americas LLC|5207
RDUS|RADIUS HEALTH CMN|NQRB|Brut, LLC|23114
RDUS|RADIUS HEALTH CMN|NTFN|Network 1 Financial Securities Inc.|3131
RDUS|RADIUS HEALTH CMN|NTRC|Northern Trust Securities, Inc.|27
RDUS|RADIUS HEALTH CMN|OPCO|Oppenheimer & Co. Inc.|8725
RDUS|RADIUS HEALTH CMN|PDQM|CODA MARKETS, INC.|109755
RDUS|RADIUS HEALTH CMN|PHLY|NASDAQ Execution Services, LLC|600
RDUS|RADIUS HEALTH CMN|PICT|Pictet Overseas Inc.|16200
RDUS|RADIUS HEALTH CMN|PWJC|UBS Financial Services, Inc.|11197
RDUS|RADIUS HEALTH CMN|RAJA|Raymond James & Associates, Inc.|3621
RDUS|RADIUS HEALTH CMN|RBCM|RBC CAPITAL MARKETS, LLC|298
RDUS|RADIUS HEALTH CMN|SAGL|SAGETRADER, LLC|52089
RDUS|RADIUS HEALTH CMN|SAGW|SAGETRADER, LLC|429
RDUS|RADIUS HEALTH CMN|SBSH|Citigroup Global Markets Inc.|135879
RDUS|RADIUS HEALTH CMN|SGMT|GOLDMAN SACHS & CO. LLC|143809
RDUS|RADIUS HEALTH CMN|SPDR|SPEEDROUTE LLC|7018
RDUS|RADIUS HEALTH CMN|SPTD|MINT GLOBAL MARKETS, INC.|3520
RDUS|RADIUS HEALTH CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|1600
RDUS|RADIUS HEALTH CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2775
RDUS|RADIUS HEALTH CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|132
RDUS|RADIUS HEALTH CMN|SWIM|TD Ameritrade, Inc.|106828
RDUS|RADIUS HEALTH CMN|SWST|Hilltop Securities Inc.|22
RDUS|RADIUS HEALTH CMN|TKNG|ALLY INVEST SECURITIES LLC|4149
RDUS|RADIUS HEALTH CMN|TRBT|Tradebot Systems, Inc.|181580
RDUS|RADIUS HEALTH CMN|TRCM|TRC MARKETS LLC|101001
RDUS|RADIUS HEALTH CMN|UBSA|UBS SECURITIES LLC|392126
RDUS|RADIUS HEALTH CMN|UBSS|UBS Securities LLC|1023667
RDUS|RADIUS HEALTH CMN|VALX|VIRTU AMERICAS LLC|111482
RDUS|RADIUS HEALTH CMN|VGRD|Vanguard Marketing Corporation|32652
RDUS|RADIUS HEALTH CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|302
RDUS|RADIUS HEALTH CMN|WCHV|WELLS FARGO SECURITIES, LLC|59332
RDUS|RADIUS HEALTH CMN|WEDB|WEDBUSH SECURITIES INC.|280
RDUS|RADIUS HEALTH CMN|WEED|Weeden & Co.L.P.|510
RDUS|RADIUS HEALTH CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6212
RDUS|RADIUS HEALTH CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19169
RDUS|RADIUS HEALTH CMN|WGIF|CIBC World Markets Inc.|765
RDUS|RADIUS HEALTH CMN|WSEA|WOLVERINE SECURITIES, LLC|2734
RDUS|RADIUS HEALTH CMN|XIST|INSTINET, LLC|31600
RDUS|RADIUS HEALTH CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|40574
RDUS|RADIUS HEALTH CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|8978
RDUS|RADIUS HEALTH CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|961
RDVT|RED VIOLET INC.|AGIS|Aegis Capital Corp.|1400
RDVT|RED VIOLET INC.|ALTX|Alternet Securities Inc.|8324
RDVT|RED VIOLET INC.|APCC|Apex Clearing Corporation|1338
RDVT|RED VIOLET INC.|BATM|CBOE TRADING, INC.|3243
RDVT|RED VIOLET INC.|BAYC|BAY CREST PARTNERS, LLC|368
RDVT|RED VIOLET INC.|BAYT|BTIG, LLC|2678
RDVT|RED VIOLET INC.|BMOC|BMO Capital Markets Corp.|448
RDVT|RED VIOLET INC.|BNPX|BNP PARIBAS SECURITIES CORP.|202
RDVT|RED VIOLET INC.|BTIG|BTIG, LLC|6293
RDVT|RED VIOLET INC.|BYXM|CBOE TRADING, INC.|900
RDVT|RED VIOLET INC.|CHAS|Charles Schwab & Co., Inc.|3300
RDVT|RED VIOLET INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6352
RDVT|RED VIOLET INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
RDVT|RED VIOLET INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10222
RDVT|RED VIOLET INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33709
RDVT|RED VIOLET INC.|CTDL|Citadel Derivatives Group Llc|649
RDVT|RED VIOLET INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1420
RDVT|RED VIOLET INC.|DBAB|Deutsche Bank Securities Inc.|41928
RDVT|RED VIOLET INC.|DBAX|Deutsche Bank Securities Inc.|16100
RDVT|RED VIOLET INC.|DEAN|MORGAN STANLEY|8056
RDVT|RED VIOLET INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2948
RDVT|RED VIOLET INC.|EBXL|EBX LLC|17000
RDVT|RED VIOLET INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7624
RDVT|RED VIOLET INC.|EGAM|CBOE TRADING, INC.|5084
RDVT|RED VIOLET INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
RDVT|RED VIOLET INC.|EGXM|CBOE TRADING, INC.|2137
RDVT|RED VIOLET INC.|EGXW|CBOE TRADING, INC.|100
RDVT|RED VIOLET INC.|ETBE|Electronic Transaction Clearing, Inc.|305
RDVT|RED VIOLET INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5522
RDVT|RED VIOLET INC.|ETRS|E*Trade Securities LLC|125712
RDVT|RED VIOLET INC.|FBCO|Credit Suisse Securities (USA) LLC|45813
RDVT|RED VIOLET INC.|FCST|INTL FCSTONE FINANCIAL INC.|533
RDVT|RED VIOLET INC.|FILL|Tradestation Securities, Inc.|2726
RDVT|RED VIOLET INC.|FMAF|NBCN Inc./ CDS|1000
RDVT|RED VIOLET INC.|FOMA|TD AMERITRADE CLEARING, INC.|231674
RDVT|RED VIOLET INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6048
RDVT|RED VIOLET INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19870
RDVT|RED VIOLET INC.|FTBR|Foliofn Investments, Inc.|451
RDVT|RED VIOLET INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2250
RDVT|RED VIOLET INC.|GLPX|ACS EXECUTION SERVICES, LLC|46918
RDVT|RED VIOLET INC.|GSCO|GOLDMAN SACHS & CO. LLC|131793
RDVT|RED VIOLET INC.|GSLT|GOLDMAN SACHS & CO. LLC|2383
RDVT|RED VIOLET INC.|GTSZ|GTS SECURITIES LLC|29817
RDVT|RED VIOLET INC.|HRBF|American Enterprise Investment Services Inc.|133
RDVT|RED VIOLET INC.|IATS|INTERACTIVE BROKERS LLC|17003
RDVT|RED VIOLET INC.|IBKR|Interactive Brokers Llc|149976
RDVT|RED VIOLET INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|258
RDVT|RED VIOLET INC.|ICBX|INSTINET, LLC|100
RDVT|RED VIOLET INC.|IEQY|CITADEL SECURITIES LLC|2592
RDVT|RED VIOLET INC.|INCA|INSTINET, LLC|30185
RDVT|RED VIOLET INC.|INJX|INSTINET, LLC|3112
RDVT|RED VIOLET INC.|ITGI|ITG Inc.|15378
RDVT|RED VIOLET INC.|ITGP|ITG INC.|22800
RDVT|RED VIOLET INC.|JANY|Janney Montgomery Scott Inc.|905
RDVT|RED VIOLET INC.|JEFF|JEFFERIES LLC|824
RDVT|RED VIOLET INC.|JMPT|JUMP TRADING, LLC|1193
RDVT|RED VIOLET INC.|JPBX|J.P. MORGAN SECURITIES LLC|1900
RDVT|RED VIOLET INC.|JPMX|J.P. Morgan Securities LLC|20391
RDVT|RED VIOLET INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|1433
RDVT|RED VIOLET INC.|JSJX|JANE STREET CAPITAL LLC|6708
RDVT|RED VIOLET INC.|KCGM|VIRTU Americas LLC|7615
RDVT|RED VIOLET INC.|LEHM|Barclays Capital Inc./Le|66986
RDVT|RED VIOLET INC.|LIME|Lime Brokerage LLC|40717
RDVT|RED VIOLET INC.|LQNA|LIQUIDNET, INC.|6900
RDVT|RED VIOLET INC.|MACC|Mid Atlantic Capital Corporation|846
RDVT|RED VIOLET INC.|MAXM|Maxim Group LLC|88
RDVT|RED VIOLET INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13700
RDVT|RED VIOLET INC.|MOTF|MOTIF INVESTING, INC.|25
RDVT|RED VIOLET INC.|MSCO|MORGAN STANLEY & CO. LLC|286504
RDVT|RED VIOLET INC.|MSPL|MORGAN STANLEY & CO. LLC|5300
RDVT|RED VIOLET INC.|MSTX|MORGAN STANLEY & CO. LLC|3800
RDVT|RED VIOLET INC.|NFSC|National Financial Services LLC|200146
RDVT|RED VIOLET INC.|NITE|VIRTU Americas LLC|406876
RDVT|RED VIOLET INC.|NITP|VIRTU Americas LLC|1600
RDVT|RED VIOLET INC.|NQRB|Brut, LLC|200
RDVT|RED VIOLET INC.|OPCO|Oppenheimer & Co. Inc.|1799
RDVT|RED VIOLET INC.|PCPT|PHILLIP CAPITAL INC.|1600
RDVT|RED VIOLET INC.|PDQM|CODA MARKETS, INC.|79522
RDVT|RED VIOLET INC.|POIN|PRECISION SECURITIES, LLC (POIN)|1027
RDVT|RED VIOLET INC.|PWJC|UBS Financial Services, Inc.|66
RDVT|RED VIOLET INC.|RAJA|Raymond James & Associates, Inc.|1576
RDVT|RED VIOLET INC.|RGLD|Regal Securities, Inc|213
RDVT|RED VIOLET INC.|SAGL|SAGETRADER, LLC|36554
RDVT|RED VIOLET INC.|SBSH|Citigroup Global Markets Inc.|14085
RDVT|RED VIOLET INC.|SGMT|GOLDMAN SACHS & CO. LLC|11874
RDVT|RED VIOLET INC.|SOGO|Wang Investment Associates, Inc.|50
RDVT|RED VIOLET INC.|SPDR|SPEEDROUTE LLC|3839
RDVT|RED VIOLET INC.|SPHN|Stephens Inc.|50000
RDVT|RED VIOLET INC.|SPTD|MINT GLOBAL MARKETS, INC.|5010
RDVT|RED VIOLET INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5000
RDVT|RED VIOLET INC.|SWIM|TD Ameritrade, Inc.|88947
RDVT|RED VIOLET INC.|SWST|Hilltop Securities Inc.|688
RDVT|RED VIOLET INC.|TKNG|ALLY INVEST SECURITIES LLC|742
RDVT|RED VIOLET INC.|TRBT|Tradebot Systems, Inc.|19496
RDVT|RED VIOLET INC.|TRCM|TRC MARKETS LLC|8650
RDVT|RED VIOLET INC.|UBSA|UBS SECURITIES LLC|74759
RDVT|RED VIOLET INC.|UBSS|UBS Securities LLC|158382
RDVT|RED VIOLET INC.|VALX|VIRTU AMERICAS LLC|50
RDVT|RED VIOLET INC.|VGRD|Vanguard Marketing Corporation|1471
RDVT|RED VIOLET INC.|VSIN|Vision Financial Markets Llc|308
RDVT|RED VIOLET INC.|WCHV|WELLS FARGO SECURITIES, LLC|20097
RDVT|RED VIOLET INC.|WEDB|WEDBUSH SECURITIES INC.|14990
RDVT|RED VIOLET INC.|WEED|Weeden & Co.L.P.|8000
RDVT|RED VIOLET INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3732
RDVT|RED VIOLET INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1378
RDVT|RED VIOLET INC.|WFPB|Wells Fargo Securities, LLC.|500
RDVT|RED VIOLET INC.|WGIF|CIBC World Markets Inc.|2808
RDVT|RED VIOLET INC.|WORD|Worden Capital Management LLC|398
RDVT|RED VIOLET INC.|WSEA|WOLVERINE SECURITIES, LLC|10198
RDVT|RED VIOLET INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
RDVT|RED VIOLET INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|6625
RDVT|RED VIOLET INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40
RDVY|FT RISING DIV ACHIEV|APCC|Apex Clearing Corporation|27
RDVY|FT RISING DIV ACHIEV|BANK|Primevest Financial Services, Inc.|3233
RDVY|FT RISING DIV ACHIEV|BARD|Robert W. Baird & Co. Incorporated|749
RDVY|FT RISING DIV ACHIEV|BBNT|BB&T SECURITIES, LLC|8935
RDVY|FT RISING DIV ACHIEV|BERN|Sanford C. Bernstein & Co., LLC|1
RDVY|FT RISING DIV ACHIEV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11170
RDVY|FT RISING DIV ACHIEV|CANT|Cantor Fitzgerald & Co.|29504
RDVY|FT RISING DIV ACHIEV|CHAS|Charles Schwab & Co., Inc.|1
RDVY|FT RISING DIV ACHIEV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
RDVY|FT RISING DIV ACHIEV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24836
RDVY|FT RISING DIV ACHIEV|CSIN|Citadel Securities Institutional LLC|37106
RDVY|FT RISING DIV ACHIEV|CTDL|Citadel Derivatives Group Llc|41233
RDVY|FT RISING DIV ACHIEV|DADA|D.A. Davidson & Co.|1279
RDVY|FT RISING DIV ACHIEV|DBAX|Deutsche Bank Securities Inc.|9400
RDVY|FT RISING DIV ACHIEV|DEAN|MORGAN STANLEY|14529
RDVY|FT RISING DIV ACHIEV|EBXL|EBX LLC|11600
RDVY|FT RISING DIV ACHIEV|EDJO|Edward D. Jones & Co., L.P.|57583
RDVY|FT RISING DIV ACHIEV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|396
RDVY|FT RISING DIV ACHIEV|ETRS|E*Trade Securities LLC|8838
RDVY|FT RISING DIV ACHIEV|FBCO|Credit Suisse Securities (USA) LLC|120752
RDVY|FT RISING DIV ACHIEV|FILL|Tradestation Securities, Inc.|32
RDVY|FT RISING DIV ACHIEV|FOMA|TD AMERITRADE CLEARING, INC.|44542
RDVY|FT RISING DIV ACHIEV|FTBR|Foliofn Investments, Inc.|1416
RDVY|FT RISING DIV ACHIEV|GEBB|GLOBAL EXECUTION BROKERS, LP|4108
RDVY|FT RISING DIV ACHIEV|GSLT|GOLDMAN SACHS & CO. LLC|200
RDVY|FT RISING DIV ACHIEV|GTSZ|GTS SECURITIES LLC|568
RDVY|FT RISING DIV ACHIEV|HRBF|American Enterprise Investment Services Inc.|32319
RDVY|FT RISING DIV ACHIEV|IATS|INTERACTIVE BROKERS LLC|435
RDVY|FT RISING DIV ACHIEV|IBKR|Interactive Brokers Llc|18543
RDVY|FT RISING DIV ACHIEV|ICBX|INSTINET, LLC|2298
RDVY|FT RISING DIV ACHIEV|INCA|INSTINET, LLC|761
RDVY|FT RISING DIV ACHIEV|JANY|Janney Montgomery Scott Inc.|12017
RDVY|FT RISING DIV ACHIEV|JMPT|JUMP TRADING, LLC|480
RDVY|FT RISING DIV ACHIEV|JPMX|J.P. Morgan Securities LLC|5632
RDVY|FT RISING DIV ACHIEV|JSEB|JANE STREET EXECUTION SERVICES, LLC|367752
RDVY|FT RISING DIV ACHIEV|JSJX|JANE STREET CAPITAL LLC|503251
RDVY|FT RISING DIV ACHIEV|KCGM|VIRTU Americas LLC|9967
RDVY|FT RISING DIV ACHIEV|LEHM|Barclays Capital Inc./Le|18800
RDVY|FT RISING DIV ACHIEV|LIME|Lime Brokerage LLC|22694
RDVY|FT RISING DIV ACHIEV|LMGP|LIME BROKERAGE LLC|200
RDVY|FT RISING DIV ACHIEV|MAXM|Maxim Group LLC|2725
RDVY|FT RISING DIV ACHIEV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9052
RDVY|FT RISING DIV ACHIEV|MOTF|MOTIF INVESTING, INC.|1
RDVY|FT RISING DIV ACHIEV|MSCO|MORGAN STANLEY & CO. LLC|120834
RDVY|FT RISING DIV ACHIEV|NATL|National Securities Corporation|445
RDVY|FT RISING DIV ACHIEV|NFSC|National Financial Services LLC|446260
RDVY|FT RISING DIV ACHIEV|NITE|VIRTU Americas LLC|232154
RDVY|FT RISING DIV ACHIEV|NQRB|Brut, LLC|400
RDVY|FT RISING DIV ACHIEV|OPCO|Oppenheimer & Co. Inc.|314
RDVY|FT RISING DIV ACHIEV|PDQM|CODA MARKETS, INC.|6900
RDVY|FT RISING DIV ACHIEV|PWJC|UBS Financial Services, Inc.|10376
RDVY|FT RISING DIV ACHIEV|RAJA|Raymond James & Associates, Inc.|115549
RDVY|FT RISING DIV ACHIEV|RBCM|RBC CAPITAL MARKETS, LLC|16044
RDVY|FT RISING DIV ACHIEV|SBSH|Citigroup Global Markets Inc.|2020
RDVY|FT RISING DIV ACHIEV|SGMT|GOLDMAN SACHS & CO. LLC|2571
RDVY|FT RISING DIV ACHIEV|STFL|Stifel, Nicolaus & Company, Incorporated|24054
RDVY|FT RISING DIV ACHIEV|SWIM|TD Ameritrade, Inc.|5
RDVY|FT RISING DIV ACHIEV|SWST|Hilltop Securities Inc.|968
RDVY|FT RISING DIV ACHIEV|TKNG|ALLY INVEST SECURITIES LLC|5
RDVY|FT RISING DIV ACHIEV|UBSA|UBS SECURITIES LLC|30889
RDVY|FT RISING DIV ACHIEV|UBSS|UBS Securities LLC|250995
RDVY|FT RISING DIV ACHIEV|VALX|VIRTU AMERICAS LLC|3
RDVY|FT RISING DIV ACHIEV|VGRD|Vanguard Marketing Corporation|130
RDVY|FT RISING DIV ACHIEV|WCHV|WELLS FARGO SECURITIES, LLC|72704
RDVY|FT RISING DIV ACHIEV|WEDB|WEDBUSH SECURITIES INC.|100
RDVY|FT RISING DIV ACHIEV|WSEA|WOLVERINE SECURITIES, LLC|36
RDVY|FT RISING DIV ACHIEV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|122339
RDWR|RADWARE LTD.|AGIS|Aegis Capital Corp.|375
RDWR|RADWARE LTD.|ALTX|Alternet Securities Inc.|2100
RDWR|RADWARE LTD.|APCC|Apex Clearing Corporation|80
RDWR|RADWARE LTD.|BATM|CBOE TRADING, INC.|5553
RDWR|RADWARE LTD.|BERN|Sanford C. Bernstein & Co., LLC|7553
RDWR|RADWARE LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1224
RDWR|RADWARE LTD.|BMSI|BULL MARKET SECURITIES, INC.|80
RDWR|RADWARE LTD.|BTIG|BTIG, LLC|80183
RDWR|RADWARE LTD.|BYXM|CBOE TRADING, INC.|709
RDWR|RADWARE LTD.|BZYD|GOLDMAN SACHS & CO. LLC|1600
RDWR|RADWARE LTD.|CANT|Cantor Fitzgerald & Co.|430
RDWR|RADWARE LTD.|CHAS|Charles Schwab & Co., Inc.|346
RDWR|RADWARE LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26311
RDWR|RADWARE LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|289
RDWR|RADWARE LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68996
RDWR|RADWARE LTD.|CTDL|Citadel Derivatives Group Llc|21225
RDWR|RADWARE LTD.|CTLR|CUTLER GROUP, LP|936
RDWR|RADWARE LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|10600
RDWR|RADWARE LTD.|DBAB|Deutsche Bank Securities Inc.|101759
RDWR|RADWARE LTD.|DBAX|Deutsche Bank Securities Inc.|58400
RDWR|RADWARE LTD.|DBUL|Deutsche Bank Securities Inc.|100
RDWR|RADWARE LTD.|DEAN|MORGAN STANLEY|115
RDWR|RADWARE LTD.|DEGS|RONIN PROFESSIONAL LLC|4220
RDWR|RADWARE LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2100
RDWR|RADWARE LTD.|EBXL|EBX LLC|33900
RDWR|RADWARE LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|9615
RDWR|RADWARE LTD.|EDJO|Edward D. Jones & Co., L.P.|400
RDWR|RADWARE LTD.|EGAM|CBOE TRADING, INC.|2000
RDWR|RADWARE LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|1210
RDWR|RADWARE LTD.|EGXM|CBOE TRADING, INC.|1189
RDWR|RADWARE LTD.|ELEV|ELEVATION, LLC|2190
RDWR|RADWARE LTD.|ESPO|ESPOSITO SECURITIES, LLC|18030
RDWR|RADWARE LTD.|ETBE|Electronic Transaction Clearing, Inc.|2946
RDWR|RADWARE LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11190
RDWR|RADWARE LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7526
RDWR|RADWARE LTD.|ETRS|E*Trade Securities LLC|11254
RDWR|RADWARE LTD.|FBCO|Credit Suisse Securities (USA) LLC|77583
RDWR|RADWARE LTD.|FILL|Tradestation Securities, Inc.|2098
RDWR|RADWARE LTD.|FMAF|NBCN Inc./ CDS|1042
RDWR|RADWARE LTD.|FOMA|TD AMERITRADE CLEARING, INC.|32924
RDWR|RADWARE LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|732
RDWR|RADWARE LTD.|FQLS|Quantlab Securities LP|39006
RDWR|RADWARE LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51149
RDWR|RADWARE LTD.|FTBR|Foliofn Investments, Inc.|623
RDWR|RADWARE LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|14419
RDWR|RADWARE LTD.|GLPX|ACS EXECUTION SERVICES, LLC|17501
RDWR|RADWARE LTD.|GSCO|GOLDMAN SACHS & CO. LLC|308290
RDWR|RADWARE LTD.|GSCS|GOLDMAN SACHS & CO. LLC|4182
RDWR|RADWARE LTD.|GSLT|GOLDMAN SACHS & CO. LLC|2833
RDWR|RADWARE LTD.|GTSZ|GTS SECURITIES LLC|8806
RDWR|RADWARE LTD.|HRBF|American Enterprise Investment Services Inc.|42
RDWR|RADWARE LTD.|HSBC|HSBC Securities, Inc.|1556
RDWR|RADWARE LTD.|IATS|INTERACTIVE BROKERS LLC|5739
RDWR|RADWARE LTD.|IBKR|Interactive Brokers Llc|44762
RDWR|RADWARE LTD.|ICBX|INSTINET, LLC|12980
RDWR|RADWARE LTD.|INCA|INSTINET, LLC|84375
RDWR|RADWARE LTD.|INJX|INSTINET, LLC|22533
RDWR|RADWARE LTD.|ITGI|ITG Inc.|7358
RDWR|RADWARE LTD.|ITGP|ITG INC.|22800
RDWR|RADWARE LTD.|JEFF|JEFFERIES LLC|110737
RDWR|RADWARE LTD.|JMPT|JUMP TRADING, LLC|15034
RDWR|RADWARE LTD.|JPBX|J.P. MORGAN SECURITIES LLC|22292
RDWR|RADWARE LTD.|JPMX|J.P. Morgan Securities LLC|95382
RDWR|RADWARE LTD.|JSJX|JANE STREET CAPITAL LLC|588
RDWR|RADWARE LTD.|KCGM|VIRTU Americas LLC|20959
RDWR|RADWARE LTD.|LEHM|Barclays Capital Inc./Le|157374
RDWR|RADWARE LTD.|LIME|Lime Brokerage LLC|148563
RDWR|RADWARE LTD.|LSCI|Lek Securities Corporation|3416
RDWR|RADWARE LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
RDWR|RADWARE LTD.|MAXM|Maxim Group LLC|702
RDWR|RADWARE LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43544
RDWR|RADWARE LTD.|MOTF|MOTIF INVESTING, INC.|41
RDWR|RADWARE LTD.|MSCO|MORGAN STANLEY & CO. LLC|555629
RDWR|RADWARE LTD.|MSPL|MORGAN STANLEY & CO. LLC|77000
RDWR|RADWARE LTD.|MSTX|MORGAN STANLEY & CO. LLC|8400
RDWR|RADWARE LTD.|NFSC|National Financial Services LLC|51048
RDWR|RADWARE LTD.|NITE|VIRTU Americas LLC|218773
RDWR|RADWARE LTD.|NITP|VIRTU Americas LLC|2800
RDWR|RADWARE LTD.|NQRB|Brut, LLC|9655
RDWR|RADWARE LTD.|OHOS|TWO SIGMA SECURITIES, LLC|7232
RDWR|RADWARE LTD.|OPCO|Oppenheimer & Co. Inc.|23194
RDWR|RADWARE LTD.|PDQM|CODA MARKETS, INC.|31790
RDWR|RADWARE LTD.|PWJC|UBS Financial Services, Inc.|400
RDWR|RADWARE LTD.|RAJA|Raymond James & Associates, Inc.|462
RDWR|RADWARE LTD.|RBCM|RBC CAPITAL MARKETS, LLC|5043
RDWR|RADWARE LTD.|SAGL|SAGETRADER, LLC|4903
RDWR|RADWARE LTD.|SAGW|SAGETRADER, LLC|330
RDWR|RADWARE LTD.|SBSH|Citigroup Global Markets Inc.|102143
RDWR|RADWARE LTD.|SGMT|GOLDMAN SACHS & CO. LLC|22021
RDWR|RADWARE LTD.|SPDR|SPEEDROUTE LLC|1300
RDWR|RADWARE LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|500
RDWR|RADWARE LTD.|SWIM|TD Ameritrade, Inc.|24297
RDWR|RADWARE LTD.|SWST|Hilltop Securities Inc.|2960
RDWR|RADWARE LTD.|TKNG|ALLY INVEST SECURITIES LLC|170
RDWR|RADWARE LTD.|TMBR|Timber Hill LLC|194
RDWR|RADWARE LTD.|TRBT|Tradebot Systems, Inc.|48449
RDWR|RADWARE LTD.|TRCM|TRC MARKETS LLC|76674
RDWR|RADWARE LTD.|UBSA|UBS SECURITIES LLC|138854
RDWR|RADWARE LTD.|UBSS|UBS Securities LLC|230941
RDWR|RADWARE LTD.|VALX|VIRTU AMERICAS LLC|1701
RDWR|RADWARE LTD.|VGRD|Vanguard Marketing Corporation|1544
RDWR|RADWARE LTD.|WBLR|WILLIAM BLAIR|110
RDWR|RADWARE LTD.|WCHV|WELLS FARGO SECURITIES, LLC|5597
RDWR|RADWARE LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35197
RDWR|RADWARE LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4231
RDWR|RADWARE LTD.|WGIF|CIBC World Markets Inc.|55
RDWR|RADWARE LTD.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|55
RDWR|RADWARE LTD.|WSEA|WOLVERINE SECURITIES, LLC|1991
RDWR|RADWARE LTD.|XIST|INSTINET, LLC|2400
RDWR|RADWARE LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|22200
RDWR|RADWARE LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|1627
RDY|DR. REDDY'S LAB LTD|ALTX|Alternet Securities Inc.|27363
RDY|DR. REDDY'S LAB LTD|APCC|Apex Clearing Corporation|9626
RDY|DR. REDDY'S LAB LTD|BATM|CBOE TRADING, INC.|2273
RDY|DR. REDDY'S LAB LTD|BAYC|BAY CREST PARTNERS, LLC|500
RDY|DR. REDDY'S LAB LTD|BERN|Sanford C. Bernstein & Co., LLC|20958
RDY|DR. REDDY'S LAB LTD|BIDS|BIDS TRADING L.P.|400
RDY|DR. REDDY'S LAB LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4985
RDY|DR. REDDY'S LAB LTD|BTIG|BTIG, LLC|46536
RDY|DR. REDDY'S LAB LTD|BYXM|CBOE TRADING, INC.|1857
RDY|DR. REDDY'S LAB LTD|BZYD|GOLDMAN SACHS & CO. LLC|1500
RDY|DR. REDDY'S LAB LTD|CANT|Cantor Fitzgerald & Co.|7120
RDY|DR. REDDY'S LAB LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1614
RDY|DR. REDDY'S LAB LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|58295
RDY|DR. REDDY'S LAB LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RDY|DR. REDDY'S LAB LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|445677
RDY|DR. REDDY'S LAB LTD|CTDL|Citadel Derivatives Group Llc|15594
RDY|DR. REDDY'S LAB LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|34846
RDY|DR. REDDY'S LAB LTD|DBAB|Deutsche Bank Securities Inc.|97904
RDY|DR. REDDY'S LAB LTD|DBAX|Deutsche Bank Securities Inc.|465100
RDY|DR. REDDY'S LAB LTD|DCHF|Dart Executions, LLC|401
RDY|DR. REDDY'S LAB LTD|DEAN|MORGAN STANLEY|562
RDY|DR. REDDY'S LAB LTD|DEGS|RONIN PROFESSIONAL LLC|100
RDY|DR. REDDY'S LAB LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1316
RDY|DR. REDDY'S LAB LTD|EBXL|EBX LLC|116300
RDY|DR. REDDY'S LAB LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|933
RDY|DR. REDDY'S LAB LTD|EDJO|Edward D. Jones & Co., L.P.|372
RDY|DR. REDDY'S LAB LTD|EGAM|CBOE TRADING, INC.|46538
RDY|DR. REDDY'S LAB LTD|EGAW|CBOE TRADING, INC.|840
RDY|DR. REDDY'S LAB LTD|EGMT|EG MARKET TECHNOLOGIES LLC|512
RDY|DR. REDDY'S LAB LTD|EGXM|CBOE TRADING, INC.|2141
RDY|DR. REDDY'S LAB LTD|EGXW|CBOE TRADING, INC.|250
RDY|DR. REDDY'S LAB LTD|ETBE|Electronic Transaction Clearing, Inc.|5261
RDY|DR. REDDY'S LAB LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
RDY|DR. REDDY'S LAB LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3592
RDY|DR. REDDY'S LAB LTD|ETRS|E*Trade Securities LLC|15610
RDY|DR. REDDY'S LAB LTD|FILL|Tradestation Securities, Inc.|270
RDY|DR. REDDY'S LAB LTD|FMAF|NBCN Inc./ CDS|253
RDY|DR. REDDY'S LAB LTD|FQLS|Quantlab Securities LP|62273
RDY|DR. REDDY'S LAB LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49208
RDY|DR. REDDY'S LAB LTD|FTBR|Foliofn Investments, Inc.|708
RDY|DR. REDDY'S LAB LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|200
RDY|DR. REDDY'S LAB LTD|GLPX|ACS EXECUTION SERVICES, LLC|13797
RDY|DR. REDDY'S LAB LTD|GSCO|GOLDMAN SACHS & CO. LLC|263812
RDY|DR. REDDY'S LAB LTD|GSCS|GOLDMAN SACHS & CO. LLC|24615
RDY|DR. REDDY'S LAB LTD|GSLT|GOLDMAN SACHS & CO. LLC|2617
RDY|DR. REDDY'S LAB LTD|GTSZ|GTS SECURITIES LLC|37571
RDY|DR. REDDY'S LAB LTD|HRBF|American Enterprise Investment Services Inc.|4
RDY|DR. REDDY'S LAB LTD|HSBC|HSBC Securities, Inc.|3482
RDY|DR. REDDY'S LAB LTD|IATS|INTERACTIVE BROKERS LLC|52857
RDY|DR. REDDY'S LAB LTD|IBKR|Interactive Brokers Llc|110767
RDY|DR. REDDY'S LAB LTD|ICBX|INSTINET, LLC|51895
RDY|DR. REDDY'S LAB LTD|INCA|INSTINET, LLC|117468
RDY|DR. REDDY'S LAB LTD|INJX|INSTINET, LLC|288
RDY|DR. REDDY'S LAB LTD|INTL|INTL FCSTONE FINANCIAL INC.|48
RDY|DR. REDDY'S LAB LTD|ITGI|ITG Inc.|51886
RDY|DR. REDDY'S LAB LTD|ITGP|ITG INC.|179400
RDY|DR. REDDY'S LAB LTD|JEFF|JEFFERIES LLC|557871
RDY|DR. REDDY'S LAB LTD|JMPT|JUMP TRADING, LLC|20306
RDY|DR. REDDY'S LAB LTD|JPBX|J.P. MORGAN SECURITIES LLC|10010
RDY|DR. REDDY'S LAB LTD|JPMX|J.P. Morgan Securities LLC|336347
RDY|DR. REDDY'S LAB LTD|JSJX|JANE STREET CAPITAL LLC|27243
RDY|DR. REDDY'S LAB LTD|KCGM|VIRTU Americas LLC|27480
RDY|DR. REDDY'S LAB LTD|LEHM|Barclays Capital Inc./Le|172422
RDY|DR. REDDY'S LAB LTD|LIME|Lime Brokerage LLC|15020
RDY|DR. REDDY'S LAB LTD|LQNA|LIQUIDNET, INC.|86100
RDY|DR. REDDY'S LAB LTD|MACQ|Macquarie Capital (USA) Inc.|230092
RDY|DR. REDDY'S LAB LTD|MBTS|ALLY INVEST SECURITIES LLC|575
RDY|DR. REDDY'S LAB LTD|MCMF|Raymond James Ltd. Cds|200
RDY|DR. REDDY'S LAB LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96866
RDY|DR. REDDY'S LAB LTD|MOTF|MOTIF INVESTING, INC.|8
RDY|DR. REDDY'S LAB LTD|MSCO|MORGAN STANLEY & CO. LLC|637479
RDY|DR. REDDY'S LAB LTD|MSPL|MORGAN STANLEY & CO. LLC|427100
RDY|DR. REDDY'S LAB LTD|MSTX|MORGAN STANLEY & CO. LLC|166400
RDY|DR. REDDY'S LAB LTD|NFSC|National Financial Services LLC|58577
RDY|DR. REDDY'S LAB LTD|NITE|VIRTU Americas LLC|155018
RDY|DR. REDDY'S LAB LTD|NITP|VIRTU Americas LLC|1830
RDY|DR. REDDY'S LAB LTD|NQRB|Brut, LLC|3565
RDY|DR. REDDY'S LAB LTD|NTBF|BMO Nesbitt Burns Inc./CDS|100
RDY|DR. REDDY'S LAB LTD|PDQM|CODA MARKETS, INC.|51034
RDY|DR. REDDY'S LAB LTD|RBCM|RBC CAPITAL MARKETS, LLC|1975
RDY|DR. REDDY'S LAB LTD|SAGL|SAGETRADER, LLC|1869
RDY|DR. REDDY'S LAB LTD|SALI|INTL FCSTONE FINANCIAL INC.|37
RDY|DR. REDDY'S LAB LTD|SBSH|Citigroup Global Markets Inc.|11124
RDY|DR. REDDY'S LAB LTD|SGMT|GOLDMAN SACHS & CO. LLC|94664
RDY|DR. REDDY'S LAB LTD|SPDR|SPEEDROUTE LLC|9500
RDY|DR. REDDY'S LAB LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3535
RDY|DR. REDDY'S LAB LTD|SWIM|TD Ameritrade, Inc.|13580
RDY|DR. REDDY'S LAB LTD|TKNG|ALLY INVEST SECURITIES LLC|115
RDY|DR. REDDY'S LAB LTD|TRBT|Tradebot Systems, Inc.|71440
RDY|DR. REDDY'S LAB LTD|TRCM|TRC MARKETS LLC|10882
RDY|DR. REDDY'S LAB LTD|UBSA|UBS SECURITIES LLC|335842
RDY|DR. REDDY'S LAB LTD|UBSS|UBS Securities LLC|225795
RDY|DR. REDDY'S LAB LTD|VALX|VIRTU AMERICAS LLC|5021
RDY|DR. REDDY'S LAB LTD|VGRD|Vanguard Marketing Corporation|1640
RDY|DR. REDDY'S LAB LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|3314
RDY|DR. REDDY'S LAB LTD|WCHV|WELLS FARGO SECURITIES, LLC|18337
RDY|DR. REDDY'S LAB LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2883
RDY|DR. REDDY'S LAB LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3711
RDY|DR. REDDY'S LAB LTD|WSEA|WOLVERINE SECURITIES, LLC|599
RDY|DR. REDDY'S LAB LTD|WTCO|Williams Trading LLC|38200
RDY|DR. REDDY'S LAB LTD|XIST|INSTINET, LLC|71400
RDY|DR. REDDY'S LAB LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|12900
RDY|DR. REDDY'S LAB LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|1341
RDY|DR. REDDY'S LAB LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1150
RE|EVEREST RE GRP LTD|ALTX|Alternet Securities Inc.|1200
RE|EVEREST RE GRP LTD|ANOS|ABEL/NOSER, L.L.C.|942
RE|EVEREST RE GRP LTD|APCC|Apex Clearing Corporation|25
RE|EVEREST RE GRP LTD|BANK|Primevest Financial Services, Inc.|86
RE|EVEREST RE GRP LTD|BARD|Robert W. Baird & Co. Incorporated|1337
RE|EVEREST RE GRP LTD|BATM|CBOE TRADING, INC.|2533
RE|EVEREST RE GRP LTD|BAYT|BTIG, LLC|700
RE|EVEREST RE GRP LTD|BBNT|BB&T SECURITIES, LLC|1085
RE|EVEREST RE GRP LTD|BERN|Sanford C. Bernstein & Co., LLC|48302
RE|EVEREST RE GRP LTD|BIDS|BIDS TRADING L.P.|200
RE|EVEREST RE GRP LTD|BIMI|Banca IMI Securities Corp.|4
RE|EVEREST RE GRP LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3015
RE|EVEREST RE GRP LTD|BMOC|BMO Capital Markets Corp.|3
RE|EVEREST RE GRP LTD|BNCH|The Benchmark Company, LLC|11715
RE|EVEREST RE GRP LTD|BNPX|BNP PARIBAS SECURITIES CORP.|14963
RE|EVEREST RE GRP LTD|BTIG|BTIG, LLC|3376
RE|EVEREST RE GRP LTD|BYXM|CBOE TRADING, INC.|122
RE|EVEREST RE GRP LTD|CANT|Cantor Fitzgerald & Co.|1
RE|EVEREST RE GRP LTD|CHAS|Charles Schwab & Co., Inc.|53
RE|EVEREST RE GRP LTD|CIBP|CIBC World Markets Corp.|1736
RE|EVEREST RE GRP LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2750
RE|EVEREST RE GRP LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
RE|EVEREST RE GRP LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|325
RE|EVEREST RE GRP LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|157293
RE|EVEREST RE GRP LTD|CTDL|Citadel Derivatives Group Llc|905
RE|EVEREST RE GRP LTD|CTLR|CUTLER GROUP, LP|29
RE|EVEREST RE GRP LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|19636
RE|EVEREST RE GRP LTD|DADA|D.A. Davidson & Co.|91
RE|EVEREST RE GRP LTD|DAVA|Davenport & Company LLC|6
RE|EVEREST RE GRP LTD|DBAB|Deutsche Bank Securities Inc.|32317
RE|EVEREST RE GRP LTD|DBAX|Deutsche Bank Securities Inc.|54700
RE|EVEREST RE GRP LTD|DEAN|MORGAN STANLEY|2662
RE|EVEREST RE GRP LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9
RE|EVEREST RE GRP LTD|EBXL|EBX LLC|42500
RE|EVEREST RE GRP LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2528
RE|EVEREST RE GRP LTD|EDJO|Edward D. Jones & Co., L.P.|1602
RE|EVEREST RE GRP LTD|EGAM|CBOE TRADING, INC.|1863
RE|EVEREST RE GRP LTD|EGAW|CBOE TRADING, INC.|28
RE|EVEREST RE GRP LTD|EGMT|EG MARKET TECHNOLOGIES LLC|1100
RE|EVEREST RE GRP LTD|EGXM|CBOE TRADING, INC.|672
RE|EVEREST RE GRP LTD|EGXW|CBOE TRADING, INC.|12
RE|EVEREST RE GRP LTD|ESPO|ESPOSITO SECURITIES, LLC|2
RE|EVEREST RE GRP LTD|ETBE|Electronic Transaction Clearing, Inc.|3111
RE|EVEREST RE GRP LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2900
RE|EVEREST RE GRP LTD|ETCC|Electronic Transaction Clearing, Inc.|129
RE|EVEREST RE GRP LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14695
RE|EVEREST RE GRP LTD|ETRS|E*Trade Securities LLC|6532
RE|EVEREST RE GRP LTD|FILL|Tradestation Securities, Inc.|24
RE|EVEREST RE GRP LTD|FINX|FINTECH SECURITIES|120
RE|EVEREST RE GRP LTD|FMAF|NBCN Inc./ CDS|354
RE|EVEREST RE GRP LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|106
RE|EVEREST RE GRP LTD|FQLS|Quantlab Securities LP|61745
RE|EVEREST RE GRP LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31347
RE|EVEREST RE GRP LTD|FTBR|Foliofn Investments, Inc.|264
RE|EVEREST RE GRP LTD|GLIS|TD Securities Inc|10
RE|EVEREST RE GRP LTD|GLPX|ACS EXECUTION SERVICES, LLC|6557
RE|EVEREST RE GRP LTD|GSCO|GOLDMAN SACHS & CO. LLC|325593
RE|EVEREST RE GRP LTD|GSCS|GOLDMAN SACHS & CO. LLC|1805
RE|EVEREST RE GRP LTD|GSLT|GOLDMAN SACHS & CO. LLC|660
RE|EVEREST RE GRP LTD|GTSZ|GTS SECURITIES LLC|53410
RE|EVEREST RE GRP LTD|HRBF|American Enterprise Investment Services Inc.|12444
RE|EVEREST RE GRP LTD|IATS|INTERACTIVE BROKERS LLC|639
RE|EVEREST RE GRP LTD|IBKR|Interactive Brokers Llc|856
RE|EVEREST RE GRP LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1486
RE|EVEREST RE GRP LTD|ICBX|INSTINET, LLC|4800
RE|EVEREST RE GRP LTD|IEQY|CITADEL SECURITIES LLC|26350
RE|EVEREST RE GRP LTD|INCA|INSTINET, LLC|51001
RE|EVEREST RE GRP LTD|INJX|INSTINET, LLC|1043
RE|EVEREST RE GRP LTD|ITGI|ITG Inc.|26263
RE|EVEREST RE GRP LTD|ITGP|ITG INC.|48000
RE|EVEREST RE GRP LTD|JANY|Janney Montgomery Scott Inc.|754
RE|EVEREST RE GRP LTD|JEFF|JEFFERIES LLC|23882
RE|EVEREST RE GRP LTD|JMPT|JUMP TRADING, LLC|12695
RE|EVEREST RE GRP LTD|JPBX|J.P. MORGAN SECURITIES LLC|6448
RE|EVEREST RE GRP LTD|JPMX|J.P. Morgan Securities LLC|145075
RE|EVEREST RE GRP LTD|JSJX|JANE STREET CAPITAL LLC|12462
RE|EVEREST RE GRP LTD|KCGM|VIRTU Americas LLC|8283
RE|EVEREST RE GRP LTD|LEHM|Barclays Capital Inc./Le|172004
RE|EVEREST RE GRP LTD|LIME|Lime Brokerage LLC|4746
RE|EVEREST RE GRP LTD|LSCI|Lek Securities Corporation|268
RE|EVEREST RE GRP LTD|MCMF|Raymond James Ltd. Cds|2
RE|EVEREST RE GRP LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72142
RE|EVEREST RE GRP LTD|MOTF|MOTIF INVESTING, INC.|2
RE|EVEREST RE GRP LTD|MSCO|MORGAN STANLEY & CO. LLC|185187
RE|EVEREST RE GRP LTD|MSPL|MORGAN STANLEY & CO. LLC|61400
RE|EVEREST RE GRP LTD|MSTX|MORGAN STANLEY & CO. LLC|7100
RE|EVEREST RE GRP LTD|MULL|MARK J. MULLER EQUITIES, INC.|3940
RE|EVEREST RE GRP LTD|NFSC|National Financial Services LLC|41984
RE|EVEREST RE GRP LTD|NITE|VIRTU Americas LLC|49652
RE|EVEREST RE GRP LTD|NQRB|Brut, LLC|900
RE|EVEREST RE GRP LTD|NTBF|BMO Nesbitt Burns Inc./CDS|67
RE|EVEREST RE GRP LTD|NTRC|Northern Trust Securities, Inc.|108
RE|EVEREST RE GRP LTD|OPCO|Oppenheimer & Co. Inc.|53
RE|EVEREST RE GRP LTD|PDQM|CODA MARKETS, INC.|23605
RE|EVEREST RE GRP LTD|PIPR|Piper Jaffray & Co.|5458
RE|EVEREST RE GRP LTD|PWJC|UBS Financial Services, Inc.|93
RE|EVEREST RE GRP LTD|RBCM|RBC CAPITAL MARKETS, LLC|841
RE|EVEREST RE GRP LTD|RGLD|Regal Securities, Inc|100
RE|EVEREST RE GRP LTD|SAGL|SAGETRADER, LLC|100
RE|EVEREST RE GRP LTD|SBSH|Citigroup Global Markets Inc.|11469
RE|EVEREST RE GRP LTD|SEIC|SEI Investments Distribution Co.|100
RE|EVEREST RE GRP LTD|SGMT|GOLDMAN SACHS & CO. LLC|24330
RE|EVEREST RE GRP LTD|SJLS|TRADE INFORMATICS LLC|100
RE|EVEREST RE GRP LTD|SPDR|SPEEDROUTE LLC|300
RE|EVEREST RE GRP LTD|SPHN|Stephens Inc.|350
RE|EVEREST RE GRP LTD|STFL|Stifel, Nicolaus & Company, Incorporated|3147
RE|EVEREST RE GRP LTD|STKP|STOCKPILE INVESTMENTS, INC.|4
RE|EVEREST RE GRP LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2100
RE|EVEREST RE GRP LTD|SWIM|TD Ameritrade, Inc.|1252
RE|EVEREST RE GRP LTD|SWST|Hilltop Securities Inc.|14
RE|EVEREST RE GRP LTD|TRBT|Tradebot Systems, Inc.|28837
RE|EVEREST RE GRP LTD|TRCM|TRC MARKETS LLC|5417
RE|EVEREST RE GRP LTD|UBSA|UBS SECURITIES LLC|136654
RE|EVEREST RE GRP LTD|UBSS|UBS Securities LLC|242618
RE|EVEREST RE GRP LTD|VALX|VIRTU AMERICAS LLC|6012
RE|EVEREST RE GRP LTD|VGRD|Vanguard Marketing Corporation|92
RE|EVEREST RE GRP LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|210
RE|EVEREST RE GRP LTD|WCHV|WELLS FARGO SECURITIES, LLC|15443
RE|EVEREST RE GRP LTD|WEED|Weeden & Co.L.P.|1210
RE|EVEREST RE GRP LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2873
RE|EVEREST RE GRP LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|844
RE|EVEREST RE GRP LTD|WGIF|CIBC World Markets Inc.|9
RE|EVEREST RE GRP LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|882
RE|EVEREST RE GRP LTD|WSEA|WOLVERINE SECURITIES, LLC|4
RE|EVEREST RE GRP LTD|XIST|INSTINET, LLC|12442
RE|EVEREST RE GRP LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|6680
RE|EVEREST RE GRP LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|4792
RE|EVEREST RE GRP LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1543
RECN|RESOURCES CONNECT ##|APCC|Apex Clearing Corporation|5
RECN|RESOURCES CONNECT ##|BARD|Robert W. Baird & Co. Incorporated|13
RECN|RESOURCES CONNECT ##|BATM|CBOE TRADING, INC.|200
RECN|RESOURCES CONNECT ##|BERN|Sanford C. Bernstein & Co., LLC|936
RECN|RESOURCES CONNECT ##|BIDS|BIDS TRADING L.P.|9500
RECN|RESOURCES CONNECT ##|BLKX|INSTINET, LLC|13400
RECN|RESOURCES CONNECT ##|BMOC|BMO Capital Markets Corp.|4800
RECN|RESOURCES CONNECT ##|BNPX|BNP PARIBAS SECURITIES CORP.|6550
RECN|RESOURCES CONNECT ##|BRVL|BLAYLOCK VAN, LLC|100
RECN|RESOURCES CONNECT ##|BTIG|BTIG, LLC|5492
RECN|RESOURCES CONNECT ##|BZYD|GOLDMAN SACHS & CO. LLC|400
RECN|RESOURCES CONNECT ##|CHAS|Charles Schwab & Co., Inc.|5142
RECN|RESOURCES CONNECT ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8498
RECN|RESOURCES CONNECT ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20553
RECN|RESOURCES CONNECT ##|CTDL|Citadel Derivatives Group Llc|1089
RECN|RESOURCES CONNECT ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2676
RECN|RESOURCES CONNECT ##|DBAB|Deutsche Bank Securities Inc.|93569
RECN|RESOURCES CONNECT ##|DBAX|Deutsche Bank Securities Inc.|9600
RECN|RESOURCES CONNECT ##|DEAN|MORGAN STANLEY|3188
RECN|RESOURCES CONNECT ##|EBXL|EBX LLC|18600
RECN|RESOURCES CONNECT ##|EDJO|Edward D. Jones & Co., L.P.|202
RECN|RESOURCES CONNECT ##|EGAM|CBOE TRADING, INC.|451
RECN|RESOURCES CONNECT ##|EGXM|CBOE TRADING, INC.|300
RECN|RESOURCES CONNECT ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6924
RECN|RESOURCES CONNECT ##|ETRS|E*Trade Securities LLC|83902
RECN|RESOURCES CONNECT ##|FBCO|Credit Suisse Securities (USA) LLC|285990
RECN|RESOURCES CONNECT ##|FOMA|TD AMERITRADE CLEARING, INC.|14258
RECN|RESOURCES CONNECT ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|440
RECN|RESOURCES CONNECT ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27553
RECN|RESOURCES CONNECT ##|FTBR|Foliofn Investments, Inc.|169
RECN|RESOURCES CONNECT ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8553
RECN|RESOURCES CONNECT ##|GSCO|GOLDMAN SACHS & CO. LLC|314247
RECN|RESOURCES CONNECT ##|GSCS|GOLDMAN SACHS & CO. LLC|9466
RECN|RESOURCES CONNECT ##|GSLT|GOLDMAN SACHS & CO. LLC|157
RECN|RESOURCES CONNECT ##|GTSZ|GTS SECURITIES LLC|2788
RECN|RESOURCES CONNECT ##|IBKR|Interactive Brokers Llc|3110
RECN|RESOURCES CONNECT ##|ICBX|INSTINET, LLC|3000
RECN|RESOURCES CONNECT ##|IEQY|CITADEL SECURITIES LLC|3345
RECN|RESOURCES CONNECT ##|INCA|INSTINET, LLC|58551
RECN|RESOURCES CONNECT ##|INJX|INSTINET, LLC|3745
RECN|RESOURCES CONNECT ##|ITGI|ITG Inc.|10308
RECN|RESOURCES CONNECT ##|ITGP|ITG INC.|21800
RECN|RESOURCES CONNECT ##|JEFF|JEFFERIES LLC|9359
RECN|RESOURCES CONNECT ##|JMPT|JUMP TRADING, LLC|368
RECN|RESOURCES CONNECT ##|JONE|JonesTrading|360
RECN|RESOURCES CONNECT ##|JPMX|J.P. Morgan Securities LLC|86358
RECN|RESOURCES CONNECT ##|KCGM|VIRTU Americas LLC|4206
RECN|RESOURCES CONNECT ##|LEHM|Barclays Capital Inc./Le|122379
RECN|RESOURCES CONNECT ##|LIME|Lime Brokerage LLC|101162
RECN|RESOURCES CONNECT ##|LQNA|LIQUIDNET, INC.|10000
RECN|RESOURCES CONNECT ##|MAXM|Maxim Group LLC|1724
RECN|RESOURCES CONNECT ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27500
RECN|RESOURCES CONNECT ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|620
RECN|RESOURCES CONNECT ##|MSCO|MORGAN STANLEY & CO. LLC|287340
RECN|RESOURCES CONNECT ##|MSPL|MORGAN STANLEY & CO. LLC|6900
RECN|RESOURCES CONNECT ##|MSTX|MORGAN STANLEY & CO. LLC|7800
RECN|RESOURCES CONNECT ##|NFSC|National Financial Services LLC|51845
RECN|RESOURCES CONNECT ##|NITE|VIRTU Americas LLC|53309
RECN|RESOURCES CONNECT ##|NITP|VIRTU Americas LLC|900
RECN|RESOURCES CONNECT ##|NQRB|Brut, LLC|700
RECN|RESOURCES CONNECT ##|OPCO|Oppenheimer & Co. Inc.|2998
RECN|RESOURCES CONNECT ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1621
RECN|RESOURCES CONNECT ##|PDQM|CODA MARKETS, INC.|3706
RECN|RESOURCES CONNECT ##|PHLY|NASDAQ Execution Services, LLC|1000
RECN|RESOURCES CONNECT ##|RAJA|Raymond James & Associates, Inc.|1393
RECN|RESOURCES CONNECT ##|RBCM|RBC CAPITAL MARKETS, LLC|1550
RECN|RESOURCES CONNECT ##|RGLD|Regal Securities, Inc|197
RECN|RESOURCES CONNECT ##|SAGW|SAGETRADER, LLC|132
RECN|RESOURCES CONNECT ##|SBSH|Citigroup Global Markets Inc.|63586
RECN|RESOURCES CONNECT ##|SGMT|GOLDMAN SACHS & CO. LLC|10490
RECN|RESOURCES CONNECT ##|SPDR|SPEEDROUTE LLC|500
RECN|RESOURCES CONNECT ##|STFL|Stifel, Nicolaus & Company, Incorporated|11000
RECN|RESOURCES CONNECT ##|SWIM|TD Ameritrade, Inc.|4172
RECN|RESOURCES CONNECT ##|TONC|CUTTONE & CO., LLC|590
RECN|RESOURCES CONNECT ##|TRBT|Tradebot Systems, Inc.|2132
RECN|RESOURCES CONNECT ##|TRCM|TRC MARKETS LLC|28700
RECN|RESOURCES CONNECT ##|UBSA|UBS SECURITIES LLC|124628
RECN|RESOURCES CONNECT ##|UBSS|UBS Securities LLC|287247
RECN|RESOURCES CONNECT ##|VALX|VIRTU AMERICAS LLC|18547
RECN|RESOURCES CONNECT ##|VGRD|Vanguard Marketing Corporation|4
RECN|RESOURCES CONNECT ##|WABR|Wall Street Access|1200
RECN|RESOURCES CONNECT ##|WCHV|WELLS FARGO SECURITIES, LLC|11093
RECN|RESOURCES CONNECT ##|WEED|Weeden & Co.L.P.|10000
RECN|RESOURCES CONNECT ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2015
RECN|RESOURCES CONNECT ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|355
RECN|RESOURCES CONNECT ##|WORD|Worden Capital Management LLC|33743
RECN|RESOURCES CONNECT ##|WSEA|WOLVERINE SECURITIES, LLC|148
RECN|RESOURCES CONNECT ##|XIST|INSTINET, LLC|7460
RECN|RESOURCES CONNECT ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|4300
RECN|RESOURCES CONNECT ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|170
REDU|RISE EDUCATION CAYMA|ADAM|CANACCORD GENUITY INC.|10000
REDU|RISE EDUCATION CAYMA|ALTX|Alternet Securities Inc.|3300
REDU|RISE EDUCATION CAYMA|APCC|Apex Clearing Corporation|1444
REDU|RISE EDUCATION CAYMA|BATM|CBOE TRADING, INC.|1722
REDU|RISE EDUCATION CAYMA|BAYT|BTIG, LLC|1900
REDU|RISE EDUCATION CAYMA|BERN|Sanford C. Bernstein & Co., LLC|23
REDU|RISE EDUCATION CAYMA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3247
REDU|RISE EDUCATION CAYMA|BTIG|BTIG, LLC|9719
REDU|RISE EDUCATION CAYMA|BYXM|CBOE TRADING, INC.|100
REDU|RISE EDUCATION CAYMA|CANT|Cantor Fitzgerald & Co.|31900
REDU|RISE EDUCATION CAYMA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|148175
REDU|RISE EDUCATION CAYMA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8047
REDU|RISE EDUCATION CAYMA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1900
REDU|RISE EDUCATION CAYMA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82792
REDU|RISE EDUCATION CAYMA|CXCX|CITIGROUP GLOBAL MARKETS INC.|9058
REDU|RISE EDUCATION CAYMA|DBAB|Deutsche Bank Securities Inc.|57937
REDU|RISE EDUCATION CAYMA|DBAX|Deutsche Bank Securities Inc.|52900
REDU|RISE EDUCATION CAYMA|DBUL|Deutsche Bank Securities Inc.|1481
REDU|RISE EDUCATION CAYMA|DEAN|MORGAN STANLEY|44632
REDU|RISE EDUCATION CAYMA|DEGS|RONIN PROFESSIONAL LLC|39189
REDU|RISE EDUCATION CAYMA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8168
REDU|RISE EDUCATION CAYMA|EBXL|EBX LLC|43100
REDU|RISE EDUCATION CAYMA|ECUT|CONVERGEX EXECUTION SOLUTIONS|22285
REDU|RISE EDUCATION CAYMA|EGAM|CBOE TRADING, INC.|9609
REDU|RISE EDUCATION CAYMA|EGMT|EG MARKET TECHNOLOGIES LLC|100
REDU|RISE EDUCATION CAYMA|EGXM|CBOE TRADING, INC.|1065
REDU|RISE EDUCATION CAYMA|ETBE|Electronic Transaction Clearing, Inc.|2365
REDU|RISE EDUCATION CAYMA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8938
REDU|RISE EDUCATION CAYMA|ETRS|E*Trade Securities LLC|15769
REDU|RISE EDUCATION CAYMA|FBCO|Credit Suisse Securities (USA) LLC|186578
REDU|RISE EDUCATION CAYMA|FILL|Tradestation Securities, Inc.|7250
REDU|RISE EDUCATION CAYMA|FMAF|NBCN Inc./ CDS|300
REDU|RISE EDUCATION CAYMA|FOMA|TD AMERITRADE CLEARING, INC.|133277
REDU|RISE EDUCATION CAYMA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3834
REDU|RISE EDUCATION CAYMA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90192
REDU|RISE EDUCATION CAYMA|GEBB|GLOBAL EXECUTION BROKERS, LP|3650
REDU|RISE EDUCATION CAYMA|GLPX|ACS EXECUTION SERVICES, LLC|13237
REDU|RISE EDUCATION CAYMA|GSCO|GOLDMAN SACHS & CO. LLC|126873
REDU|RISE EDUCATION CAYMA|GSCS|GOLDMAN SACHS & CO. LLC|63903
REDU|RISE EDUCATION CAYMA|GSLT|GOLDMAN SACHS & CO. LLC|6000
REDU|RISE EDUCATION CAYMA|GTSZ|GTS SECURITIES LLC|38395
REDU|RISE EDUCATION CAYMA|HSBC|HSBC Securities, Inc.|4571
REDU|RISE EDUCATION CAYMA|IATS|INTERACTIVE BROKERS LLC|44006
REDU|RISE EDUCATION CAYMA|IBKR|Interactive Brokers Llc|726336
REDU|RISE EDUCATION CAYMA|ICBX|INSTINET, LLC|13150
REDU|RISE EDUCATION CAYMA|INCA|INSTINET, LLC|105832
REDU|RISE EDUCATION CAYMA|INJX|INSTINET, LLC|40632
REDU|RISE EDUCATION CAYMA|ITGI|ITG Inc.|28341
REDU|RISE EDUCATION CAYMA|ITGP|ITG INC.|24800
REDU|RISE EDUCATION CAYMA|JEFF|JEFFERIES LLC|141877
REDU|RISE EDUCATION CAYMA|JMPT|JUMP TRADING, LLC|9146
REDU|RISE EDUCATION CAYMA|JPBX|J.P. MORGAN SECURITIES LLC|3984
REDU|RISE EDUCATION CAYMA|JPMX|J.P. Morgan Securities LLC|173415
REDU|RISE EDUCATION CAYMA|JSJX|JANE STREET CAPITAL LLC|10755
REDU|RISE EDUCATION CAYMA|KBWI|Keefe, Bruyette & Woods, Inc.|3200
REDU|RISE EDUCATION CAYMA|KCGM|VIRTU Americas LLC|9712
REDU|RISE EDUCATION CAYMA|LEHM|Barclays Capital Inc./Le|152452
REDU|RISE EDUCATION CAYMA|LIME|Lime Brokerage LLC|74530
REDU|RISE EDUCATION CAYMA|LQNA|LIQUIDNET, INC.|140400
REDU|RISE EDUCATION CAYMA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3400
REDU|RISE EDUCATION CAYMA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41742
REDU|RISE EDUCATION CAYMA|MSCO|MORGAN STANLEY & CO. LLC|2485530
REDU|RISE EDUCATION CAYMA|MSPL|MORGAN STANLEY & CO. LLC|106400
REDU|RISE EDUCATION CAYMA|MSTX|MORGAN STANLEY & CO. LLC|17800
REDU|RISE EDUCATION CAYMA|NFSC|National Financial Services LLC|46718
REDU|RISE EDUCATION CAYMA|NITE|VIRTU Americas LLC|285248
REDU|RISE EDUCATION CAYMA|NITP|VIRTU Americas LLC|4070
REDU|RISE EDUCATION CAYMA|NQRB|Brut, LLC|3100
REDU|RISE EDUCATION CAYMA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|863
REDU|RISE EDUCATION CAYMA|PCPT|PHILLIP CAPITAL INC.|12349
REDU|RISE EDUCATION CAYMA|PDQM|CODA MARKETS, INC.|37948
REDU|RISE EDUCATION CAYMA|PREC|PRECISION SECURITIES, LLC|300
REDU|RISE EDUCATION CAYMA|RAJA|Raymond James & Associates, Inc.|1020
REDU|RISE EDUCATION CAYMA|RBCM|RBC CAPITAL MARKETS, LLC|1150
REDU|RISE EDUCATION CAYMA|RJLC|RJL CAPITAL GROUP, LLC|1925
REDU|RISE EDUCATION CAYMA|SAGL|SAGETRADER, LLC|600
REDU|RISE EDUCATION CAYMA|SBSH|Citigroup Global Markets Inc.|55609
REDU|RISE EDUCATION CAYMA|SGMT|GOLDMAN SACHS & CO. LLC|43210
REDU|RISE EDUCATION CAYMA|SPDR|SPEEDROUTE LLC|3524
REDU|RISE EDUCATION CAYMA|SPTD|MINT GLOBAL MARKETS, INC.|7100
REDU|RISE EDUCATION CAYMA|STRS|STRATEGAS RESEARCH PARTNERS|100
REDU|RISE EDUCATION CAYMA|SWIM|TD Ameritrade, Inc.|21044
REDU|RISE EDUCATION CAYMA|TKNG|ALLY INVEST SECURITIES LLC|312
REDU|RISE EDUCATION CAYMA|TRBT|Tradebot Systems, Inc.|29677
REDU|RISE EDUCATION CAYMA|TRCM|TRC MARKETS LLC|3049
REDU|RISE EDUCATION CAYMA|TWTT|TASTYWORKS, INC.|100
REDU|RISE EDUCATION CAYMA|UBSA|UBS SECURITIES LLC|216744
REDU|RISE EDUCATION CAYMA|UBSS|UBS Securities LLC|328486
REDU|RISE EDUCATION CAYMA|VALX|VIRTU AMERICAS LLC|6345
REDU|RISE EDUCATION CAYMA|VSIN|Vision Financial Markets Llc|998
REDU|RISE EDUCATION CAYMA|WABR|Wall Street Access|2200
REDU|RISE EDUCATION CAYMA|WCHV|WELLS FARGO SECURITIES, LLC|1100
REDU|RISE EDUCATION CAYMA|WEDB|WEDBUSH SECURITIES INC.|3070
REDU|RISE EDUCATION CAYMA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3995
REDU|RISE EDUCATION CAYMA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1028
REDU|RISE EDUCATION CAYMA|WGIF|CIBC World Markets Inc.|900
REDU|RISE EDUCATION CAYMA|WSEA|WOLVERINE SECURITIES, LLC|1846
REDU|RISE EDUCATION CAYMA|XIST|INSTINET, LLC|3400
REDU|RISE EDUCATION CAYMA|XSTM|NATIONAL FINANCIAL SERVICES LLC|9690
REDU|RISE EDUCATION CAYMA|YKNA|COMHAR CAPITAL MARKETS, LLC|2316
REED|REEDS INC|APCC|Apex Clearing Corporation|1292
REED|REEDS INC|BERN|Sanford C. Bernstein & Co., LLC|300
REED|REEDS INC|BIAD|SAGETRADER, LLC|600
REED|REEDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5000
REED|REEDS INC|CANT|Cantor Fitzgerald & Co.|552
REED|REEDS INC|CHAS|Charles Schwab & Co., Inc.|400
REED|REEDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
REED|REEDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2900
REED|REEDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10647
REED|REEDS INC|CTDL|Citadel Derivatives Group Llc|2660
REED|REEDS INC|CTLR|CUTLER GROUP, LP|207
REED|REEDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
REED|REEDS INC|DBAB|Deutsche Bank Securities Inc.|1400
REED|REEDS INC|DBAX|Deutsche Bank Securities Inc.|300
REED|REEDS INC|DEGS|RONIN PROFESSIONAL LLC|206
REED|REEDS INC|EBXL|EBX LLC|1400
REED|REEDS INC|EGXM|CBOE TRADING, INC.|1
REED|REEDS INC|ETRS|E*Trade Securities LLC|32167
REED|REEDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1043
REED|REEDS INC|FTBR|Foliofn Investments, Inc.|111
REED|REEDS INC|GSCO|GOLDMAN SACHS & CO. LLC|5155
REED|REEDS INC|IATS|INTERACTIVE BROKERS LLC|600
REED|REEDS INC|IBKR|Interactive Brokers Llc|7586
REED|REEDS INC|ICBX|INSTINET, LLC|3508
REED|REEDS INC|INCA|INSTINET, LLC|53
REED|REEDS INC|ITGI|ITG Inc.|600
REED|REEDS INC|ITGP|ITG INC.|15200
REED|REEDS INC|JEFF|JEFFERIES LLC|515
REED|REEDS INC|JONE|JonesTrading|3115
REED|REEDS INC|JPMX|J.P. Morgan Securities LLC|200
REED|REEDS INC|JSJX|JANE STREET CAPITAL LLC|1909
REED|REEDS INC|KCGM|VIRTU Americas LLC|720
REED|REEDS INC|LEHM|Barclays Capital Inc./Le|3000
REED|REEDS INC|LIME|Lime Brokerage LLC|10774
REED|REEDS INC|MAXM|Maxim Group LLC|4422
REED|REEDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
REED|REEDS INC|MSCO|MORGAN STANLEY & CO. LLC|15289
REED|REEDS INC|MSPL|MORGAN STANLEY & CO. LLC|6200
REED|REEDS INC|NFSC|National Financial Services LLC|68858
REED|REEDS INC|NITE|VIRTU Americas LLC|115129
REED|REEDS INC|OPCO|Oppenheimer & Co. Inc.|200
REED|REEDS INC|PDQM|CODA MARKETS, INC.|200
REED|REEDS INC|RBCM|RBC CAPITAL MARKETS, LLC|26073
REED|REEDS INC|SGMT|GOLDMAN SACHS & CO. LLC|2902
REED|REEDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2204
REED|REEDS INC|SWIM|TD Ameritrade, Inc.|19361
REED|REEDS INC|TKNG|ALLY INVEST SECURITIES LLC|296
REED|REEDS INC|TRBT|Tradebot Systems, Inc.|739
REED|REEDS INC|UBSA|UBS SECURITIES LLC|26412
REED|REEDS INC|UBSS|UBS Securities LLC|14322
REED|REEDS INC|VALX|VIRTU AMERICAS LLC|1240
REED|REEDS INC|VGRD|Vanguard Marketing Corporation|21194
REED|REEDS INC|WCHV|WELLS FARGO SECURITIES, LLC|9657
REED|REEDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|154
REED|REEDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|173
REED|REEDS INC|WSEA|WOLVERINE SECURITIES, LLC|841
REED|REEDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
REED|REEDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
REEM|OPPENHEIMER EMERGING|ETRS|E*Trade Securities LLC|75
REEM|OPPENHEIMER EMERGING|JSJX|JANE STREET CAPITAL LLC|26
REEM|OPPENHEIMER EMERGING|LIME|Lime Brokerage LLC|100
REEM|OPPENHEIMER EMERGING|MSCO|MORGAN STANLEY & CO. LLC|100
REEM|OPPENHEIMER EMERGING|NFSC|National Financial Services LLC|680
REEM|OPPENHEIMER EMERGING|NITE|VIRTU Americas LLC|998
REEM|OPPENHEIMER EMERGING|SWST|Hilltop Securities Inc.|400
REEM|OPPENHEIMER EMERGING|UBSS|UBS Securities LLC|1500
REEM|OPPENHEIMER EMERGING|WSEA|WOLVERINE SECURITIES, LLC|60
REET|ISHARES GLOBAL REIT|ALTX|Alternet Securities Inc.|200
REET|ISHARES GLOBAL REIT|APCC|Apex Clearing Corporation|468
REET|ISHARES GLOBAL REIT|BANK|Primevest Financial Services, Inc.|6
REET|ISHARES GLOBAL REIT|BARD|Robert W. Baird & Co. Incorporated|307
REET|ISHARES GLOBAL REIT|BATM|CBOE TRADING, INC.|70
REET|ISHARES GLOBAL REIT|BBNT|BB&T SECURITIES, LLC|3055
REET|ISHARES GLOBAL REIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|532
REET|ISHARES GLOBAL REIT|BYXM|CBOE TRADING, INC.|65
REET|ISHARES GLOBAL REIT|CANT|Cantor Fitzgerald & Co.|45390
REET|ISHARES GLOBAL REIT|CHAS|Charles Schwab & Co., Inc.|175
REET|ISHARES GLOBAL REIT|CIST|Capital Institutional Services, Inc.|904
REET|ISHARES GLOBAL REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28409
REET|ISHARES GLOBAL REIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7
REET|ISHARES GLOBAL REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36024
REET|ISHARES GLOBAL REIT|CSIN|Citadel Securities Institutional LLC|71203
REET|ISHARES GLOBAL REIT|CTDL|Citadel Derivatives Group Llc|205438
REET|ISHARES GLOBAL REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|6552
REET|ISHARES GLOBAL REIT|DBAX|Deutsche Bank Securities Inc.|11000
REET|ISHARES GLOBAL REIT|DEAN|MORGAN STANLEY|2738
REET|ISHARES GLOBAL REIT|EBXL|EBX LLC|29900
REET|ISHARES GLOBAL REIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2596
REET|ISHARES GLOBAL REIT|EDJC|Edward Jones / CDS|23
REET|ISHARES GLOBAL REIT|EDJO|Edward D. Jones & Co., L.P.|15033
REET|ISHARES GLOBAL REIT|EGAM|CBOE TRADING, INC.|751
REET|ISHARES GLOBAL REIT|EGXM|CBOE TRADING, INC.|200
REET|ISHARES GLOBAL REIT|ETBE|Electronic Transaction Clearing, Inc.|1800
REET|ISHARES GLOBAL REIT|ETRS|E*Trade Securities LLC|15613
REET|ISHARES GLOBAL REIT|FINX|FINTECH SECURITIES|10135
REET|ISHARES GLOBAL REIT|FMAF|NBCN Inc./ CDS|5460
REET|ISHARES GLOBAL REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|199
REET|ISHARES GLOBAL REIT|FTBR|Foliofn Investments, Inc.|36
REET|ISHARES GLOBAL REIT|GEBB|GLOBAL EXECUTION BROKERS, LP|100
REET|ISHARES GLOBAL REIT|GLPX|ACS EXECUTION SERVICES, LLC|215
REET|ISHARES GLOBAL REIT|GSCO|GOLDMAN SACHS & CO. LLC|13918
REET|ISHARES GLOBAL REIT|GSLT|GOLDMAN SACHS & CO. LLC|99
REET|ISHARES GLOBAL REIT|HRBF|American Enterprise Investment Services Inc.|21513
REET|ISHARES GLOBAL REIT|IATS|INTERACTIVE BROKERS LLC|1221
REET|ISHARES GLOBAL REIT|IBKR|Interactive Brokers Llc|16823
REET|ISHARES GLOBAL REIT|ICBX|INSTINET, LLC|20587
REET|ISHARES GLOBAL REIT|INCA|INSTINET, LLC|3700
REET|ISHARES GLOBAL REIT|ITGI|ITG Inc.|2288
REET|ISHARES GLOBAL REIT|ITGP|ITG INC.|6000
REET|ISHARES GLOBAL REIT|JMPT|JUMP TRADING, LLC|149
REET|ISHARES GLOBAL REIT|JPMX|J.P. Morgan Securities LLC|24034
REET|ISHARES GLOBAL REIT|JSEB|JANE STREET EXECUTION SERVICES, LLC|84326
REET|ISHARES GLOBAL REIT|JSJX|JANE STREET CAPITAL LLC|141358
REET|ISHARES GLOBAL REIT|KCGM|VIRTU Americas LLC|12821
REET|ISHARES GLOBAL REIT|LEHM|Barclays Capital Inc./Le|75434
REET|ISHARES GLOBAL REIT|LIME|Lime Brokerage LLC|7339
REET|ISHARES GLOBAL REIT|MACC|Mid Atlantic Capital Corporation|7534
REET|ISHARES GLOBAL REIT|MAXM|Maxim Group LLC|104
REET|ISHARES GLOBAL REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41228
REET|ISHARES GLOBAL REIT|MOTF|MOTIF INVESTING, INC.|2
REET|ISHARES GLOBAL REIT|MSCO|MORGAN STANLEY & CO. LLC|27822
REET|ISHARES GLOBAL REIT|MSPL|MORGAN STANLEY & CO. LLC|45800
REET|ISHARES GLOBAL REIT|NFSC|National Financial Services LLC|96089
REET|ISHARES GLOBAL REIT|NITE|VIRTU Americas LLC|219250
REET|ISHARES GLOBAL REIT|NQRB|Brut, LLC|100
REET|ISHARES GLOBAL REIT|PCPT|PHILLIP CAPITAL INC.|200
REET|ISHARES GLOBAL REIT|PDQM|CODA MARKETS, INC.|1765
REET|ISHARES GLOBAL REIT|RBCM|RBC CAPITAL MARKETS, LLC|11870
REET|ISHARES GLOBAL REIT|SBSH|Citigroup Global Markets Inc.|1711
REET|ISHARES GLOBAL REIT|SGMT|GOLDMAN SACHS & CO. LLC|25568
REET|ISHARES GLOBAL REIT|STFL|Stifel, Nicolaus & Company, Incorporated|18
REET|ISHARES GLOBAL REIT|SWIM|TD Ameritrade, Inc.|2289
REET|ISHARES GLOBAL REIT|SWST|Hilltop Securities Inc.|200
REET|ISHARES GLOBAL REIT|TKNG|ALLY INVEST SECURITIES LLC|144
REET|ISHARES GLOBAL REIT|TRCM|TRC MARKETS LLC|370
REET|ISHARES GLOBAL REIT|UBSA|UBS SECURITIES LLC|99931
REET|ISHARES GLOBAL REIT|UBSS|UBS Securities LLC|159493
REET|ISHARES GLOBAL REIT|VGRD|Vanguard Marketing Corporation|5756
REET|ISHARES GLOBAL REIT|WCHV|WELLS FARGO SECURITIES, LLC|123909
REET|ISHARES GLOBAL REIT|WEED|Weeden & Co.L.P.|160
REET|ISHARES GLOBAL REIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|474
REET|ISHARES GLOBAL REIT|WSEA|WOLVERINE SECURITIES, LLC|3974
REET|ISHARES GLOBAL REIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|14126
REET|ISHARES GLOBAL REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24521
REFA|OPPENHEIMER INTERNAT|ETRS|E*Trade Securities LLC|1
REFA|OPPENHEIMER INTERNAT|NFSC|National Financial Services LLC|202
REFA|OPPENHEIMER INTERNAT|NITE|VIRTU Americas LLC|194
REFA|OPPENHEIMER INTERNAT|UBSS|UBS Securities LLC|2241
REFR|RESEARCH FRONTIERS##|APCC|Apex Clearing Corporation|3
REFR|RESEARCH FRONTIERS##|BARD|Robert W. Baird & Co. Incorporated|11400
REFR|RESEARCH FRONTIERS##|BATM|CBOE TRADING, INC.|1383
REFR|RESEARCH FRONTIERS##|BIMI|Banca IMI Securities Corp.|1500
REFR|RESEARCH FRONTIERS##|CANT|Cantor Fitzgerald & Co.|100
REFR|RESEARCH FRONTIERS##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47664
REFR|RESEARCH FRONTIERS##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|740
REFR|RESEARCH FRONTIERS##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|901
REFR|RESEARCH FRONTIERS##|CTDL|Citadel Derivatives Group Llc|315
REFR|RESEARCH FRONTIERS##|CXCX|CITIGROUP GLOBAL MARKETS INC.|44
REFR|RESEARCH FRONTIERS##|DBAB|Deutsche Bank Securities Inc.|4518
REFR|RESEARCH FRONTIERS##|DBAX|Deutsche Bank Securities Inc.|200
REFR|RESEARCH FRONTIERS##|DEAN|MORGAN STANLEY|825
REFR|RESEARCH FRONTIERS##|DEGS|RONIN PROFESSIONAL LLC|47
REFR|RESEARCH FRONTIERS##|EBXL|EBX LLC|900
REFR|RESEARCH FRONTIERS##|EGAM|CBOE TRADING, INC.|900
REFR|RESEARCH FRONTIERS##|EGXM|CBOE TRADING, INC.|8467
REFR|RESEARCH FRONTIERS##|EGXW|CBOE TRADING, INC.|13
REFR|RESEARCH FRONTIERS##|ETRS|E*Trade Securities LLC|31953
REFR|RESEARCH FRONTIERS##|FBCO|Credit Suisse Securities (USA) LLC|2775
REFR|RESEARCH FRONTIERS##|FOMA|TD AMERITRADE CLEARING, INC.|59140
REFR|RESEARCH FRONTIERS##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1795
REFR|RESEARCH FRONTIERS##|GEBB|GLOBAL EXECUTION BROKERS, LP|1932
REFR|RESEARCH FRONTIERS##|GSCO|GOLDMAN SACHS & CO. LLC|17267
REFR|RESEARCH FRONTIERS##|GSLT|GOLDMAN SACHS & CO. LLC|500
REFR|RESEARCH FRONTIERS##|IBKR|Interactive Brokers Llc|33088
REFR|RESEARCH FRONTIERS##|INCA|INSTINET, LLC|10533
REFR|RESEARCH FRONTIERS##|ITGI|ITG Inc.|710
REFR|RESEARCH FRONTIERS##|ITGP|ITG INC.|400
REFR|RESEARCH FRONTIERS##|JEFF|JEFFERIES LLC|200
REFR|RESEARCH FRONTIERS##|KCGM|VIRTU Americas LLC|100
REFR|RESEARCH FRONTIERS##|LAFC|R. F. Lafferty & Co., Inc.|100
REFR|RESEARCH FRONTIERS##|LEHM|Barclays Capital Inc./Le|984
REFR|RESEARCH FRONTIERS##|LIME|Lime Brokerage LLC|7407
REFR|RESEARCH FRONTIERS##|MAXM|Maxim Group LLC|100
REFR|RESEARCH FRONTIERS##|MOTF|MOTIF INVESTING, INC.|1
REFR|RESEARCH FRONTIERS##|MSCO|MORGAN STANLEY & CO. LLC|88625
REFR|RESEARCH FRONTIERS##|NFSC|National Financial Services LLC|70973
REFR|RESEARCH FRONTIERS##|NITE|VIRTU Americas LLC|102533
REFR|RESEARCH FRONTIERS##|PCPT|PHILLIP CAPITAL INC.|3690
REFR|RESEARCH FRONTIERS##|PWJC|UBS Financial Services, Inc.|1000
REFR|RESEARCH FRONTIERS##|RAJA|Raymond James & Associates, Inc.|1900
REFR|RESEARCH FRONTIERS##|RBCM|RBC CAPITAL MARKETS, LLC|5146
REFR|RESEARCH FRONTIERS##|RGLD|Regal Securities, Inc|5
REFR|RESEARCH FRONTIERS##|SBSH|Citigroup Global Markets Inc.|307
REFR|RESEARCH FRONTIERS##|SGMT|GOLDMAN SACHS & CO. LLC|195
REFR|RESEARCH FRONTIERS##|SPDR|SPEEDROUTE LLC|1910
REFR|RESEARCH FRONTIERS##|STFL|Stifel, Nicolaus & Company, Incorporated|500
REFR|RESEARCH FRONTIERS##|SWIM|TD Ameritrade, Inc.|3000
REFR|RESEARCH FRONTIERS##|TKNG|ALLY INVEST SECURITIES LLC|175
REFR|RESEARCH FRONTIERS##|TRCM|TRC MARKETS LLC|510
REFR|RESEARCH FRONTIERS##|UBSA|UBS SECURITIES LLC|8967
REFR|RESEARCH FRONTIERS##|UBSS|UBS Securities LLC|44777
REFR|RESEARCH FRONTIERS##|VGRD|Vanguard Marketing Corporation|6090
REFR|RESEARCH FRONTIERS##|VSIN|Vision Financial Markets Llc|1246
REFR|RESEARCH FRONTIERS##|WCHV|WELLS FARGO SECURITIES, LLC|9243
REFR|RESEARCH FRONTIERS##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1245
REFR|RESEARCH FRONTIERS##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|442
REFR|RESEARCH FRONTIERS##|WSEA|WOLVERINE SECURITIES, LLC|2977
REFR|RESEARCH FRONTIERS##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
REG|REGENCY CENTERS CORP|ABLE|NATIXIS Securities Americas LLC|1875
REG|REGENCY CENTERS CORP|ACAD|ACADEMY SECURITIES, INC.|200
REG|REGENCY CENTERS CORP|ALTX|Alternet Securities Inc.|8137
REG|REGENCY CENTERS CORP|APCC|Apex Clearing Corporation|961
REG|REGENCY CENTERS CORP|BARD|Robert W. Baird & Co. Incorporated|8584
REG|REGENCY CENTERS CORP|BATM|CBOE TRADING, INC.|7725
REG|REGENCY CENTERS CORP|BAYC|BAY CREST PARTNERS, LLC|239
REG|REGENCY CENTERS CORP|BBNT|BB&T SECURITIES, LLC|87
REG|REGENCY CENTERS CORP|BERN|Sanford C. Bernstein & Co., LLC|98352
REG|REGENCY CENTERS CORP|BIDS|BIDS TRADING L.P.|7700
REG|REGENCY CENTERS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2832
REG|REGENCY CENTERS CORP|BLKX|INSTINET, LLC|192220
REG|REGENCY CENTERS CORP|BMOC|BMO Capital Markets Corp.|11278
REG|REGENCY CENTERS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|102719
REG|REGENCY CENTERS CORP|BTIG|BTIG, LLC|50755
REG|REGENCY CENTERS CORP|BYXM|CBOE TRADING, INC.|1779
REG|REGENCY CENTERS CORP|BZYD|GOLDMAN SACHS & CO. LLC|1385
REG|REGENCY CENTERS CORP|CABR|Cabrera Capital Markets, Inc.|50
REG|REGENCY CENTERS CORP|CANT|Cantor Fitzgerald & Co.|100007
REG|REGENCY CENTERS CORP|CHAS|Charles Schwab & Co., Inc.|5
REG|REGENCY CENTERS CORP|CIBP|CIBC World Markets Corp.|8204
REG|REGENCY CENTERS CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|28700
REG|REGENCY CENTERS CORP|CIST|Capital Institutional Services, Inc.|168
REG|REGENCY CENTERS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167557
REG|REGENCY CENTERS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|426
REG|REGENCY CENTERS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1634
REG|REGENCY CENTERS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|502863
REG|REGENCY CENTERS CORP|CTDL|Citadel Derivatives Group Llc|14815
REG|REGENCY CENTERS CORP|CTLR|CUTLER GROUP, LP|2241
REG|REGENCY CENTERS CORP|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|800
REG|REGENCY CENTERS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|80608
REG|REGENCY CENTERS CORP|DAVA|Davenport & Company LLC|100
REG|REGENCY CENTERS CORP|DBAB|Deutsche Bank Securities Inc.|352191
REG|REGENCY CENTERS CORP|DBAX|Deutsche Bank Securities Inc.|280300
REG|REGENCY CENTERS CORP|DEAN|MORGAN STANLEY|1828
REG|REGENCY CENTERS CORP|DEGS|RONIN PROFESSIONAL LLC|200
REG|REGENCY CENTERS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5242
REG|REGENCY CENTERS CORP|EBXL|EBX LLC|363700
REG|REGENCY CENTERS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8765
REG|REGENCY CENTERS CORP|EDJO|Edward D. Jones & Co., L.P.|57
REG|REGENCY CENTERS CORP|EGAM|CBOE TRADING, INC.|25828
REG|REGENCY CENTERS CORP|EGAW|CBOE TRADING, INC.|856
REG|REGENCY CENTERS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1274
REG|REGENCY CENTERS CORP|EGXM|CBOE TRADING, INC.|6852
REG|REGENCY CENTERS CORP|ETBE|Electronic Transaction Clearing, Inc.|17873
REG|REGENCY CENTERS CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|900
REG|REGENCY CENTERS CORP|ETCC|Electronic Transaction Clearing, Inc.|2191
REG|REGENCY CENTERS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6431
REG|REGENCY CENTERS CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
REG|REGENCY CENTERS CORP|ETRS|E*Trade Securities LLC|1455
REG|REGENCY CENTERS CORP|FBSB|U.S. Bancorp Investments, Inc.|75
REG|REGENCY CENTERS CORP|FILL|Tradestation Securities, Inc.|1218
REG|REGENCY CENTERS CORP|FMAF|NBCN Inc./ CDS|893
REG|REGENCY CENTERS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|358463
REG|REGENCY CENTERS CORP|FQLS|Quantlab Securities LP|350326
REG|REGENCY CENTERS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94189
REG|REGENCY CENTERS CORP|FTBR|Foliofn Investments, Inc.|1032
REG|REGENCY CENTERS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4667
REG|REGENCY CENTERS CORP|GLIS|TD Securities Inc|900
REG|REGENCY CENTERS CORP|GLPX|ACS EXECUTION SERVICES, LLC|11218
REG|REGENCY CENTERS CORP|GNAV|GREEN STREET TRADING, LLC|8807
REG|REGENCY CENTERS CORP|GSCO|GOLDMAN SACHS & CO. LLC|1322209
REG|REGENCY CENTERS CORP|GSCS|GOLDMAN SACHS & CO. LLC|21515
REG|REGENCY CENTERS CORP|GSLT|GOLDMAN SACHS & CO. LLC|21843
REG|REGENCY CENTERS CORP|GTSZ|GTS SECURITIES LLC|101624
REG|REGENCY CENTERS CORP|HRBF|American Enterprise Investment Services Inc.|1763
REG|REGENCY CENTERS CORP|HSBC|HSBC Securities, Inc.|5485
REG|REGENCY CENTERS CORP|IATS|INTERACTIVE BROKERS LLC|1313
REG|REGENCY CENTERS CORP|IBKR|Interactive Brokers Llc|3374
REG|REGENCY CENTERS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1294
REG|REGENCY CENTERS CORP|ICBX|INSTINET, LLC|82300
REG|REGENCY CENTERS CORP|IEQY|CITADEL SECURITIES LLC|193386
REG|REGENCY CENTERS CORP|INCA|INSTINET, LLC|218873
REG|REGENCY CENTERS CORP|INJX|INSTINET, LLC|7000
REG|REGENCY CENTERS CORP|INTL|INTL FCSTONE FINANCIAL INC.|3905
REG|REGENCY CENTERS CORP|ITGI|ITG Inc.|49182
REG|REGENCY CENTERS CORP|ITGP|ITG INC.|140800
REG|REGENCY CENTERS CORP|JEFF|JEFFERIES LLC|85941
REG|REGENCY CENTERS CORP|JMPT|JUMP TRADING, LLC|100398
REG|REGENCY CENTERS CORP|JONE|JonesTrading|12895
REG|REGENCY CENTERS CORP|JPBX|J.P. MORGAN SECURITIES LLC|79510
REG|REGENCY CENTERS CORP|JPMX|J.P. Morgan Securities LLC|627018
REG|REGENCY CENTERS CORP|JSJX|JANE STREET CAPITAL LLC|13530
REG|REGENCY CENTERS CORP|KCGM|VIRTU Americas LLC|93154
REG|REGENCY CENTERS CORP|LEHM|Barclays Capital Inc./Le|701569
REG|REGENCY CENTERS CORP|LIME|Lime Brokerage LLC|21569
REG|REGENCY CENTERS CORP|LOOP|Loop Capital Markets LLC|9356
REG|REGENCY CENTERS CORP|LQNB|LIQUIDNET, INC.|7000
REG|REGENCY CENTERS CORP|LSCI|Lek Securities Corporation|1010
REG|REGENCY CENTERS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116611
REG|REGENCY CENTERS CORP|MOTF|MOTIF INVESTING, INC.|3
REG|REGENCY CENTERS CORP|MSCO|MORGAN STANLEY & CO. LLC|1137790
REG|REGENCY CENTERS CORP|MSPL|MORGAN STANLEY & CO. LLC|236500
REG|REGENCY CENTERS CORP|MSTX|MORGAN STANLEY & CO. LLC|79700
REG|REGENCY CENTERS CORP|NATL|National Securities Corporation|51
REG|REGENCY CENTERS CORP|NFSC|National Financial Services LLC|38564
REG|REGENCY CENTERS CORP|NITE|VIRTU Americas LLC|220608
REG|REGENCY CENTERS CORP|NQRB|Brut, LLC|9317
REG|REGENCY CENTERS CORP|NTRC|Northern Trust Securities, Inc.|800
REG|REGENCY CENTERS CORP|OPCO|Oppenheimer & Co. Inc.|288
REG|REGENCY CENTERS CORP|PDQM|CODA MARKETS, INC.|101839
REG|REGENCY CENTERS CORP|QMSR|QUATTRO M SECURITIES INC.|1957
REG|REGENCY CENTERS CORP|RBCM|RBC CAPITAL MARKETS, LLC|4552
REG|REGENCY CENTERS CORP|RGLD|Regal Securities, Inc|4718
REG|REGENCY CENTERS CORP|SAGL|SAGETRADER, LLC|50368
REG|REGENCY CENTERS CORP|SBSH|Citigroup Global Markets Inc.|330957
REG|REGENCY CENTERS CORP|SGMT|GOLDMAN SACHS & CO. LLC|215415
REG|REGENCY CENTERS CORP|SPDR|SPEEDROUTE LLC|15182
REG|REGENCY CENTERS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|90604
REG|REGENCY CENTERS CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3808
REG|REGENCY CENTERS CORP|SWIM|TD Ameritrade, Inc.|4337
REG|REGENCY CENTERS CORP|SWST|Hilltop Securities Inc.|22
REG|REGENCY CENTERS CORP|TAGC|TELSEY ADVISORY GROUP LLC|38
REG|REGENCY CENTERS CORP|TKNG|ALLY INVEST SECURITIES LLC|21
REG|REGENCY CENTERS CORP|TRBT|Tradebot Systems, Inc.|301636
REG|REGENCY CENTERS CORP|TRCM|TRC MARKETS LLC|375162
REG|REGENCY CENTERS CORP|UBSA|UBS SECURITIES LLC|544313
REG|REGENCY CENTERS CORP|UBSS|UBS Securities LLC|595519
REG|REGENCY CENTERS CORP|VALX|VIRTU AMERICAS LLC|23249
REG|REGENCY CENTERS CORP|VGRD|Vanguard Marketing Corporation|411
REG|REGENCY CENTERS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2214
REG|REGENCY CENTERS CORP|WCHV|WELLS FARGO SECURITIES, LLC|251365
REG|REGENCY CENTERS CORP|WDNX|WEEDEN & CO.L.P.|1264
REG|REGENCY CENTERS CORP|WEDB|WEDBUSH SECURITIES INC.|724
REG|REGENCY CENTERS CORP|WEED|Weeden & Co.L.P.|2021
REG|REGENCY CENTERS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20444
REG|REGENCY CENTERS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10968
REG|REGENCY CENTERS CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3613
REG|REGENCY CENTERS CORP|WSAG|WALL STREET ACCESS|100
REG|REGENCY CENTERS CORP|WSEA|WOLVERINE SECURITIES, LLC|1253
REG|REGENCY CENTERS CORP|XIST|INSTINET, LLC|10194
REG|REGENCY CENTERS CORP|XPQR|Jump Trading|4400
REG|REGENCY CENTERS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|19490
REG|REGENCY CENTERS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
REG|REGENCY CENTERS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|710
REGI|RENEWABLE ENERGY|ABLE|NATIXIS Securities Americas LLC|10336
REGI|RENEWABLE ENERGY|ANOS|ABEL/NOSER, L.L.C.|3736
REGI|RENEWABLE ENERGY|APCC|Apex Clearing Corporation|10634
REGI|RENEWABLE ENERGY|BANK|Primevest Financial Services, Inc.|4650
REGI|RENEWABLE ENERGY|BATM|CBOE TRADING, INC.|400
REGI|RENEWABLE ENERGY|BAYT|BTIG, LLC|12990
REGI|RENEWABLE ENERGY|BERN|Sanford C. Bernstein & Co., LLC|73042
REGI|RENEWABLE ENERGY|BIAD|SAGETRADER, LLC|2
REGI|RENEWABLE ENERGY|BLKX|INSTINET, LLC|78400
REGI|RENEWABLE ENERGY|BMOC|BMO Capital Markets Corp.|6023
REGI|RENEWABLE ENERGY|BNPX|BNP PARIBAS SECURITIES CORP.|56319
REGI|RENEWABLE ENERGY|BTIG|BTIG, LLC|92330
REGI|RENEWABLE ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|700
REGI|RENEWABLE ENERGY|CANT|Cantor Fitzgerald & Co.|13400
REGI|RENEWABLE ENERGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|47400
REGI|RENEWABLE ENERGY|CHAS|Charles Schwab & Co., Inc.|13300
REGI|RENEWABLE ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19076
REGI|RENEWABLE ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
REGI|RENEWABLE ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4
REGI|RENEWABLE ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|173080
REGI|RENEWABLE ENERGY|CTDL|Citadel Derivatives Group Llc|12913
REGI|RENEWABLE ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|65900
REGI|RENEWABLE ENERGY|DADA|D.A. Davidson & Co.|4650
REGI|RENEWABLE ENERGY|DBAB|Deutsche Bank Securities Inc.|322671
REGI|RENEWABLE ENERGY|DBAX|Deutsche Bank Securities Inc.|101700
REGI|RENEWABLE ENERGY|DBUL|Deutsche Bank Securities Inc.|800
REGI|RENEWABLE ENERGY|DEAN|MORGAN STANLEY|17628
REGI|RENEWABLE ENERGY|DEGS|RONIN PROFESSIONAL LLC|5268
REGI|RENEWABLE ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4794
REGI|RENEWABLE ENERGY|EBXL|EBX LLC|79400
REGI|RENEWABLE ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|29212
REGI|RENEWABLE ENERGY|EDJO|Edward D. Jones & Co., L.P.|11581
REGI|RENEWABLE ENERGY|EGAM|CBOE TRADING, INC.|8097
REGI|RENEWABLE ENERGY|EGXM|CBOE TRADING, INC.|368
REGI|RENEWABLE ENERGY|ESPO|ESPOSITO SECURITIES, LLC|397
REGI|RENEWABLE ENERGY|ETBE|Electronic Transaction Clearing, Inc.|5348
REGI|RENEWABLE ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23078
REGI|RENEWABLE ENERGY|ETRS|E*Trade Securities LLC|48033
REGI|RENEWABLE ENERGY|FBCO|Credit Suisse Securities (USA) LLC|324437
REGI|RENEWABLE ENERGY|FILL|Tradestation Securities, Inc.|6783
REGI|RENEWABLE ENERGY|FINX|FINTECH SECURITIES|1420
REGI|RENEWABLE ENERGY|FMAF|NBCN Inc./ CDS|441
REGI|RENEWABLE ENERGY|FOMA|TD AMERITRADE CLEARING, INC.|164315
REGI|RENEWABLE ENERGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4687
REGI|RENEWABLE ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22849
REGI|RENEWABLE ENERGY|FTBR|Foliofn Investments, Inc.|4395
REGI|RENEWABLE ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|15661
REGI|RENEWABLE ENERGY|GELP|RBC CAPITAL MARKETS, LLC|29
REGI|RENEWABLE ENERGY|GLIS|TD Securities Inc|100
REGI|RENEWABLE ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|442
REGI|RENEWABLE ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|745627
REGI|RENEWABLE ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|24560
REGI|RENEWABLE ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|3568
REGI|RENEWABLE ENERGY|GTSZ|GTS SECURITIES LLC|41439
REGI|RENEWABLE ENERGY|HASF|Haywood Securities Inc./CDS|2
REGI|RENEWABLE ENERGY|HRBF|American Enterprise Investment Services Inc.|5903
REGI|RENEWABLE ENERGY|HSBC|HSBC Securities, Inc.|100
REGI|RENEWABLE ENERGY|IBKR|Interactive Brokers Llc|197761
REGI|RENEWABLE ENERGY|ICBX|INSTINET, LLC|50885
REGI|RENEWABLE ENERGY|IEQY|CITADEL SECURITIES LLC|23911
REGI|RENEWABLE ENERGY|INCA|INSTINET, LLC|392816
REGI|RENEWABLE ENERGY|INJX|INSTINET, LLC|23713
REGI|RENEWABLE ENERGY|ITGI|ITG Inc.|34346
REGI|RENEWABLE ENERGY|ITGP|ITG INC.|76200
REGI|RENEWABLE ENERGY|JANY|Janney Montgomery Scott Inc.|4531
REGI|RENEWABLE ENERGY|JEFF|JEFFERIES LLC|486984
REGI|RENEWABLE ENERGY|JMPT|JUMP TRADING, LLC|29258
REGI|RENEWABLE ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|7796
REGI|RENEWABLE ENERGY|JPMX|J.P. Morgan Securities LLC|505705
REGI|RENEWABLE ENERGY|KCGM|VIRTU Americas LLC|76213
REGI|RENEWABLE ENERGY|LEHM|Barclays Capital Inc./Le|801566
REGI|RENEWABLE ENERGY|LIME|Lime Brokerage LLC|187800
REGI|RENEWABLE ENERGY|LOOP|Loop Capital Markets LLC|17126
REGI|RENEWABLE ENERGY|LQNA|LIQUIDNET, INC.|9300
REGI|RENEWABLE ENERGY|LSCI|Lek Securities Corporation|150
REGI|RENEWABLE ENERGY|MAXM|Maxim Group LLC|2141
REGI|RENEWABLE ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|180284
REGI|RENEWABLE ENERGY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5190
REGI|RENEWABLE ENERGY|MSCO|MORGAN STANLEY & CO. LLC|1264094
REGI|RENEWABLE ENERGY|MSPL|MORGAN STANLEY & CO. LLC|151300
REGI|RENEWABLE ENERGY|MSTX|MORGAN STANLEY & CO. LLC|115100
REGI|RENEWABLE ENERGY|MTON|MILLINGTON SECURITIES, INC.|12788
REGI|RENEWABLE ENERGY|NFSC|National Financial Services LLC|101980
REGI|RENEWABLE ENERGY|NITE|VIRTU Americas LLC|226668
REGI|RENEWABLE ENERGY|NITP|VIRTU Americas LLC|30142
REGI|RENEWABLE ENERGY|NMRA|Nomura Securities International, Inc.|26300
REGI|RENEWABLE ENERGY|NQRB|Brut, LLC|1982
REGI|RENEWABLE ENERGY|OPCO|Oppenheimer & Co. Inc.|9653
REGI|RENEWABLE ENERGY|PDQM|CODA MARKETS, INC.|32118
REGI|RENEWABLE ENERGY|PHLY|NASDAQ Execution Services, LLC|400
REGI|RENEWABLE ENERGY|PIPR|Piper Jaffray & Co.|578200
REGI|RENEWABLE ENERGY|PWJC|UBS Financial Services, Inc.|7231
REGI|RENEWABLE ENERGY|RAJA|Raymond James & Associates, Inc.|3397
REGI|RENEWABLE ENERGY|ROTH|Roth Capital Partners, LLC|1500
REGI|RENEWABLE ENERGY|SALI|INTL FCSTONE FINANCIAL INC.|100
REGI|RENEWABLE ENERGY|SBSH|Citigroup Global Markets Inc.|368414
REGI|RENEWABLE ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|166086
REGI|RENEWABLE ENERGY|SPDR|SPEEDROUTE LLC|1400
REGI|RENEWABLE ENERGY|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
REGI|RENEWABLE ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|1425
REGI|RENEWABLE ENERGY|SWIM|TD Ameritrade, Inc.|39269
REGI|RENEWABLE ENERGY|TKNG|ALLY INVEST SECURITIES LLC|1251
REGI|RENEWABLE ENERGY|TRBT|Tradebot Systems, Inc.|76317
REGI|RENEWABLE ENERGY|TRCM|TRC MARKETS LLC|85376
REGI|RENEWABLE ENERGY|TTUC|CUTTONE & CO., INC.|6600
REGI|RENEWABLE ENERGY|TWTT|TASTYWORKS, INC.|354
REGI|RENEWABLE ENERGY|UBSA|UBS SECURITIES LLC|802716
REGI|RENEWABLE ENERGY|UBSS|UBS Securities LLC|727190
REGI|RENEWABLE ENERGY|VALX|VIRTU AMERICAS LLC|41765
REGI|RENEWABLE ENERGY|VGRD|Vanguard Marketing Corporation|11498
REGI|RENEWABLE ENERGY|WABR|Wall Street Access|12788
REGI|RENEWABLE ENERGY|WBPX|SUMMIT SECURITIES GROUP, LLC|600
REGI|RENEWABLE ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|208595
REGI|RENEWABLE ENERGY|WEDB|WEDBUSH SECURITIES INC.|800
REGI|RENEWABLE ENERGY|WEED|Weeden & Co.L.P.|14700
REGI|RENEWABLE ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2791
REGI|RENEWABLE ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10303
REGI|RENEWABLE ENERGY|WGIF|CIBC World Markets Inc.|1710
REGI|RENEWABLE ENERGY|WSEA|WOLVERINE SECURITIES, LLC|2161
REGI|RENEWABLE ENERGY|XIST|INSTINET, LLC|33274
REGI|RENEWABLE ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|47508
REGI|RENEWABLE ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3120
REGL|PROSHARES S&P MIDCAP|BANK|Primevest Financial Services, Inc.|679
REGL|PROSHARES S&P MIDCAP|BARD|Robert W. Baird & Co. Incorporated|1240
REGL|PROSHARES S&P MIDCAP|BBNT|BB&T SECURITIES, LLC|753
REGL|PROSHARES S&P MIDCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|611
REGL|PROSHARES S&P MIDCAP|CANT|Cantor Fitzgerald & Co.|23959
REGL|PROSHARES S&P MIDCAP|CHAS|Charles Schwab & Co., Inc.|11
REGL|PROSHARES S&P MIDCAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
REGL|PROSHARES S&P MIDCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3972
REGL|PROSHARES S&P MIDCAP|CSIN|Citadel Securities Institutional LLC|8711
REGL|PROSHARES S&P MIDCAP|CTDL|Citadel Derivatives Group Llc|10622
REGL|PROSHARES S&P MIDCAP|CXCX|CITIGROUP GLOBAL MARKETS INC.|250
REGL|PROSHARES S&P MIDCAP|DBAX|Deutsche Bank Securities Inc.|400
REGL|PROSHARES S&P MIDCAP|EBXL|EBX LLC|3900
REGL|PROSHARES S&P MIDCAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
REGL|PROSHARES S&P MIDCAP|EDJO|Edward D. Jones & Co., L.P.|5767
REGL|PROSHARES S&P MIDCAP|EGAM|CBOE TRADING, INC.|539
REGL|PROSHARES S&P MIDCAP|ETRS|E*Trade Securities LLC|1833
REGL|PROSHARES S&P MIDCAP|FBSB|U.S. Bancorp Investments, Inc.|242
REGL|PROSHARES S&P MIDCAP|FTBR|Foliofn Investments, Inc.|536
REGL|PROSHARES S&P MIDCAP|HRBF|American Enterprise Investment Services Inc.|6918
REGL|PROSHARES S&P MIDCAP|IATS|INTERACTIVE BROKERS LLC|200
REGL|PROSHARES S&P MIDCAP|IBKR|Interactive Brokers Llc|2635
REGL|PROSHARES S&P MIDCAP|ICBX|INSTINET, LLC|1478
REGL|PROSHARES S&P MIDCAP|ITGI|ITG Inc.|409
REGL|PROSHARES S&P MIDCAP|ITGP|ITG INC.|200
REGL|PROSHARES S&P MIDCAP|JANY|Janney Montgomery Scott Inc.|319
REGL|PROSHARES S&P MIDCAP|JPMX|J.P. Morgan Securities LLC|3552
REGL|PROSHARES S&P MIDCAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1921
REGL|PROSHARES S&P MIDCAP|JSJX|JANE STREET CAPITAL LLC|48595
REGL|PROSHARES S&P MIDCAP|KCGM|VIRTU Americas LLC|4642
REGL|PROSHARES S&P MIDCAP|LEHM|Barclays Capital Inc./Le|4000
REGL|PROSHARES S&P MIDCAP|LSCI|Lek Securities Corporation|3
REGL|PROSHARES S&P MIDCAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8100
REGL|PROSHARES S&P MIDCAP|MOTF|MOTIF INVESTING, INC.|1
REGL|PROSHARES S&P MIDCAP|MSCO|MORGAN STANLEY & CO. LLC|63574
REGL|PROSHARES S&P MIDCAP|NFSC|National Financial Services LLC|23781
REGL|PROSHARES S&P MIDCAP|NITE|VIRTU Americas LLC|43005
REGL|PROSHARES S&P MIDCAP|OPCO|Oppenheimer & Co. Inc.|32
REGL|PROSHARES S&P MIDCAP|PWJC|UBS Financial Services, Inc.|2219
REGL|PROSHARES S&P MIDCAP|RBCM|RBC CAPITAL MARKETS, LLC|6878
REGL|PROSHARES S&P MIDCAP|SBSH|Citigroup Global Markets Inc.|607
REGL|PROSHARES S&P MIDCAP|SGMT|GOLDMAN SACHS & CO. LLC|2101
REGL|PROSHARES S&P MIDCAP|SPHN|Stephens Inc.|1
REGL|PROSHARES S&P MIDCAP|STFL|Stifel, Nicolaus & Company, Incorporated|205
REGL|PROSHARES S&P MIDCAP|SWIM|TD Ameritrade, Inc.|800
REGL|PROSHARES S&P MIDCAP|SWST|Hilltop Securities Inc.|1
REGL|PROSHARES S&P MIDCAP|UBSA|UBS SECURITIES LLC|3140
REGL|PROSHARES S&P MIDCAP|UBSS|UBS Securities LLC|15062
REGL|PROSHARES S&P MIDCAP|VGRD|Vanguard Marketing Corporation|1363
REGL|PROSHARES S&P MIDCAP|WBLR|WILLIAM BLAIR|463
REGL|PROSHARES S&P MIDCAP|WCHV|WELLS FARGO SECURITIES, LLC|31406
REGL|PROSHARES S&P MIDCAP|WEDB|WEDBUSH SECURITIES INC.|425
REGL|PROSHARES S&P MIDCAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|836
REGL|PROSHARES S&P MIDCAP|WSEA|WOLVERINE SECURITIES, LLC|49
REGL|PROSHARES S&P MIDCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34646
REGN|REGENERON PHARMACEUT|ABLE|NATIXIS Securities Americas LLC|47341
REGN|REGENERON PHARMACEUT|ACPL|American Capital Partners, LLC|1447
REGN|REGENERON PHARMACEUT|AGIS|Aegis Capital Corp.|246
REGN|REGENERON PHARMACEUT|ALTX|Alternet Securities Inc.|5638
REGN|REGENERON PHARMACEUT|ANOS|ABEL/NOSER, L.L.C.|19
REGN|REGENERON PHARMACEUT|APCC|Apex Clearing Corporation|4808
REGN|REGENERON PHARMACEUT|BALE|M&T SECURITIES, INC.|250
REGN|REGENERON PHARMACEUT|BANK|Primevest Financial Services, Inc.|17
REGN|REGENERON PHARMACEUT|BARD|Robert W. Baird & Co. Incorporated|486
REGN|REGENERON PHARMACEUT|BATM|CBOE TRADING, INC.|37143
REGN|REGENERON PHARMACEUT|BAYC|BAY CREST PARTNERS, LLC|9353
REGN|REGENERON PHARMACEUT|BBNT|BB&T SECURITIES, LLC|703
REGN|REGENERON PHARMACEUT|BERN|Sanford C. Bernstein & Co., LLC|39452
REGN|REGENERON PHARMACEUT|BIAD|SAGETRADER, LLC|1
REGN|REGENERON PHARMACEUT|BIMI|Banca IMI Securities Corp.|1894
REGN|REGENERON PHARMACEUT|BKCM|BNY Mellon Capital Markets LLC|397
REGN|REGENERON PHARMACEUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13296
REGN|REGENERON PHARMACEUT|BMOC|BMO Capital Markets Corp.|23885
REGN|REGENERON PHARMACEUT|BNPX|BNP PARIBAS SECURITIES CORP.|301512
REGN|REGENERON PHARMACEUT|BTIG|BTIG, LLC|18286
REGN|REGENERON PHARMACEUT|BYXM|CBOE TRADING, INC.|4940
REGN|REGENERON PHARMACEUT|CABR|Cabrera Capital Markets, Inc.|10
REGN|REGENERON PHARMACEUT|CANT|Cantor Fitzgerald & Co.|1801
REGN|REGENERON PHARMACEUT|CHAS|Charles Schwab & Co., Inc.|2592
REGN|REGENERON PHARMACEUT|CIBP|CIBC World Markets Corp.|3283
REGN|REGENERON PHARMACEUT|CIST|Capital Institutional Services, Inc.|272
REGN|REGENERON PHARMACEUT|CLSA|CLSA AMERICAS, LLC|345
REGN|REGENERON PHARMACEUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65586
REGN|REGENERON PHARMACEUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4709
REGN|REGENERON PHARMACEUT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9950
REGN|REGENERON PHARMACEUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|310899
REGN|REGENERON PHARMACEUT|CTDL|Citadel Derivatives Group Llc|10915
REGN|REGENERON PHARMACEUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|30662
REGN|REGENERON PHARMACEUT|DADA|D.A. Davidson & Co.|137
REGN|REGENERON PHARMACEUT|DBAB|Deutsche Bank Securities Inc.|753535
REGN|REGENERON PHARMACEUT|DBAX|Deutsche Bank Securities Inc.|219200
REGN|REGENERON PHARMACEUT|DBUL|Deutsche Bank Securities Inc.|10667
REGN|REGENERON PHARMACEUT|DCHF|Dart Executions, LLC|3834
REGN|REGENERON PHARMACEUT|DEAN|MORGAN STANLEY|14604
REGN|REGENERON PHARMACEUT|DEGS|RONIN PROFESSIONAL LLC|929
REGN|REGENERON PHARMACEUT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1042
REGN|REGENERON PHARMACEUT|DRWK|DRW SECURITIES, L.L.C.|18091
REGN|REGENERON PHARMACEUT|EBXL|EBX LLC|210700
REGN|REGENERON PHARMACEUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2386
REGN|REGENERON PHARMACEUT|EDJO|Edward D. Jones & Co., L.P.|700
REGN|REGENERON PHARMACEUT|EGAM|CBOE TRADING, INC.|14319
REGN|REGENERON PHARMACEUT|EGAW|CBOE TRADING, INC.|92
REGN|REGENERON PHARMACEUT|EGMT|EG MARKET TECHNOLOGIES LLC|1762
REGN|REGENERON PHARMACEUT|EGXM|CBOE TRADING, INC.|2362
REGN|REGENERON PHARMACEUT|EGXW|CBOE TRADING, INC.|20
REGN|REGENERON PHARMACEUT|ETBE|Electronic Transaction Clearing, Inc.|6293
REGN|REGENERON PHARMACEUT|ETCB|ETC BROKERAGE SERVICES, LLC|22
REGN|REGENERON PHARMACEUT|ETCC|Electronic Transaction Clearing, Inc.|1358
REGN|REGENERON PHARMACEUT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4908
REGN|REGENERON PHARMACEUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|133059
REGN|REGENERON PHARMACEUT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1878
REGN|REGENERON PHARMACEUT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|30
REGN|REGENERON PHARMACEUT|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|93276
REGN|REGENERON PHARMACEUT|ETRS|E*Trade Securities LLC|276139
REGN|REGENERON PHARMACEUT|FBCO|Credit Suisse Securities (USA) LLC|409222
REGN|REGENERON PHARMACEUT|FBSB|U.S. Bancorp Investments, Inc.|12
REGN|REGENERON PHARMACEUT|FIDT|Fidelity Clearing Canada ULC./ CDS|137
REGN|REGENERON PHARMACEUT|FILL|Tradestation Securities, Inc.|6918
REGN|REGENERON PHARMACEUT|FINX|FINTECH SECURITIES|76
REGN|REGENERON PHARMACEUT|FMAF|NBCN Inc./ CDS|2849
REGN|REGENERON PHARMACEUT|FOMA|TD AMERITRADE CLEARING, INC.|533843
REGN|REGENERON PHARMACEUT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12838
REGN|REGENERON PHARMACEUT|FQLS|Quantlab Securities LP|318314
REGN|REGENERON PHARMACEUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65538
REGN|REGENERON PHARMACEUT|FTBR|Foliofn Investments, Inc.|2147
REGN|REGENERON PHARMACEUT|GEBB|GLOBAL EXECUTION BROKERS, LP|136256
REGN|REGENERON PHARMACEUT|GELP|RBC CAPITAL MARKETS, LLC|974
REGN|REGENERON PHARMACEUT|GLIS|TD Securities Inc|11
REGN|REGENERON PHARMACEUT|GLPX|ACS EXECUTION SERVICES, LLC|141054
REGN|REGENERON PHARMACEUT|GSCO|GOLDMAN SACHS & CO. LLC|1237729
REGN|REGENERON PHARMACEUT|GSCS|GOLDMAN SACHS & CO. LLC|21604
REGN|REGENERON PHARMACEUT|GSLT|GOLDMAN SACHS & CO. LLC|6518
REGN|REGENERON PHARMACEUT|GTSZ|GTS SECURITIES LLC|192995
REGN|REGENERON PHARMACEUT|HAPX|HAP Trading, LLC|1949
REGN|REGENERON PHARMACEUT|HCTA|Hardcastle Trading USA LLC|23193
REGN|REGENERON PHARMACEUT|HRBF|American Enterprise Investment Services Inc.|4760
REGN|REGENERON PHARMACEUT|HSBC|HSBC Securities, Inc.|43679
REGN|REGENERON PHARMACEUT|IATS|INTERACTIVE BROKERS LLC|25510
REGN|REGENERON PHARMACEUT|IBKR|Interactive Brokers Llc|110332
REGN|REGENERON PHARMACEUT|IBSJ|Integrity Brokerage Services, Inc.|24
REGN|REGENERON PHARMACEUT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|363
REGN|REGENERON PHARMACEUT|ICBX|INSTINET, LLC|23700
REGN|REGENERON PHARMACEUT|IEQY|CITADEL SECURITIES LLC|379064
REGN|REGENERON PHARMACEUT|INCA|INSTINET, LLC|374877
REGN|REGENERON PHARMACEUT|INJX|INSTINET, LLC|48888
REGN|REGENERON PHARMACEUT|ITGI|ITG Inc.|38152
REGN|REGENERON PHARMACEUT|ITGP|ITG INC.|118600
REGN|REGENERON PHARMACEUT|JANY|Janney Montgomery Scott Inc.|559
REGN|REGENERON PHARMACEUT|JEFF|JEFFERIES LLC|92657
REGN|REGENERON PHARMACEUT|JHDR|J.H. Darbie & Co., Inc.|48
REGN|REGENERON PHARMACEUT|JMPT|JUMP TRADING, LLC|95006
REGN|REGENERON PHARMACEUT|JPBX|J.P. MORGAN SECURITIES LLC|35571
REGN|REGENERON PHARMACEUT|JPMX|J.P. Morgan Securities LLC|676061
REGN|REGENERON PHARMACEUT|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
REGN|REGENERON PHARMACEUT|JSJX|JANE STREET CAPITAL LLC|1467
REGN|REGENERON PHARMACEUT|KCGM|VIRTU Americas LLC|32805
REGN|REGENERON PHARMACEUT|LEHM|Barclays Capital Inc./Le|1101550
REGN|REGENERON PHARMACEUT|LIME|Lime Brokerage LLC|116434
REGN|REGENERON PHARMACEUT|LMGP|LIME BROKERAGE LLC|3360
REGN|REGENERON PHARMACEUT|LOOP|Loop Capital Markets LLC|102
REGN|REGENERON PHARMACEUT|LQNA|LIQUIDNET, INC.|29600
REGN|REGENERON PHARMACEUT|LSCI|Lek Securities Corporation|3477
REGN|REGENERON PHARMACEUT|LVMR|LIVERMORE TRADING GROUP, INC.|230
REGN|REGENERON PHARMACEUT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
REGN|REGENERON PHARMACEUT|MACC|Mid Atlantic Capital Corporation|9
REGN|REGENERON PHARMACEUT|MACQ|Macquarie Capital (USA) Inc.|200
REGN|REGENERON PHARMACEUT|MAXM|Maxim Group LLC|2094
REGN|REGENERON PHARMACEUT|MBTS|ALLY INVEST SECURITIES LLC|371
REGN|REGENERON PHARMACEUT|MCMF|Raymond James Ltd. Cds|240
REGN|REGENERON PHARMACEUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128144
REGN|REGENERON PHARMACEUT|MOTF|MOTIF INVESTING, INC.|43
REGN|REGENERON PHARMACEUT|MPSG|E D & F Man Capital Markets Inc.|476
REGN|REGENERON PHARMACEUT|MSCO|MORGAN STANLEY & CO. LLC|1895137
REGN|REGENERON PHARMACEUT|MSPL|MORGAN STANLEY & CO. LLC|211500
REGN|REGENERON PHARMACEUT|MSTX|MORGAN STANLEY & CO. LLC|59300
REGN|REGENERON PHARMACEUT|NATL|National Securities Corporation|1288
REGN|REGENERON PHARMACEUT|NEED|Needham & Company, LLC|575
REGN|REGENERON PHARMACEUT|NEUB|NEUBERGER BERMAN BD LLC|516
REGN|REGENERON PHARMACEUT|NFSC|National Financial Services LLC|417355
REGN|REGENERON PHARMACEUT|NITE|VIRTU Americas LLC|574130
REGN|REGENERON PHARMACEUT|NITP|VIRTU Americas LLC|2881
REGN|REGENERON PHARMACEUT|NQRB|Brut, LLC|7129
REGN|REGENERON PHARMACEUT|NTRC|Northern Trust Securities, Inc.|2346
REGN|REGENERON PHARMACEUT|OHOS|TWO SIGMA SECURITIES, LLC|43395
REGN|REGENERON PHARMACEUT|OLDM|OLD MISSION CAPITAL, LLC|1694
REGN|REGENERON PHARMACEUT|OPCO|Oppenheimer & Co. Inc.|1916
REGN|REGENERON PHARMACEUT|PCFF|Pacific International Securities Inc./CDS|11
REGN|REGENERON PHARMACEUT|PCPT|PHILLIP CAPITAL INC.|141
REGN|REGENERON PHARMACEUT|PDQM|CODA MARKETS, INC.|517817
REGN|REGENERON PHARMACEUT|PHLY|NASDAQ Execution Services, LLC|5000
REGN|REGENERON PHARMACEUT|PWJC|UBS Financial Services, Inc.|4467
REGN|REGENERON PHARMACEUT|RAJA|Raymond James & Associates, Inc.|14427
REGN|REGENERON PHARMACEUT|RBCM|RBC CAPITAL MARKETS, LLC|5191
REGN|REGENERON PHARMACEUT|RGLD|Regal Securities, Inc|150
REGN|REGENERON PHARMACEUT|RHCO|Suntrust Robinson Humphrey, Inc.|2175
REGN|REGENERON PHARMACEUT|SAGL|SAGETRADER, LLC|43493
REGN|REGENERON PHARMACEUT|SAGW|SAGETRADER, LLC|396
REGN|REGENERON PHARMACEUT|SALI|INTL FCSTONE FINANCIAL INC.|259
REGN|REGENERON PHARMACEUT|SBSH|Citigroup Global Markets Inc.|342608
REGN|REGENERON PHARMACEUT|SEIC|SEI Investments Distribution Co.|400
REGN|REGENERON PHARMACEUT|SGMT|GOLDMAN SACHS & CO. LLC|94576
REGN|REGENERON PHARMACEUT|SJLS|TRADE INFORMATICS LLC|1500
REGN|REGENERON PHARMACEUT|SOGO|Wang Investment Associates, Inc.|100
REGN|REGENERON PHARMACEUT|SPDR|SPEEDROUTE LLC|16649
REGN|REGENERON PHARMACEUT|SPHN|Stephens Inc.|80
REGN|REGENERON PHARMACEUT|STFL|Stifel, Nicolaus & Company, Incorporated|3015
REGN|REGENERON PHARMACEUT|STKP|STOCKPILE INVESTMENTS, INC.|30
REGN|REGENERON PHARMACEUT|STRS|STRATEGAS RESEARCH PARTNERS|400
REGN|REGENERON PHARMACEUT|STXG|Stockcross Financial Services, Inc.|477
REGN|REGENERON PHARMACEUT|SWIM|TD Ameritrade, Inc.|102400
REGN|REGENERON PHARMACEUT|SWST|Hilltop Securities Inc.|274
REGN|REGENERON PHARMACEUT|TKNG|ALLY INVEST SECURITIES LLC|278
REGN|REGENERON PHARMACEUT|TRBT|Tradebot Systems, Inc.|144730
REGN|REGENERON PHARMACEUT|TRCM|TRC MARKETS LLC|93282
REGN|REGENERON PHARMACEUT|TTUC|CUTTONE & CO., INC.|1617
REGN|REGENERON PHARMACEUT|UBSA|UBS SECURITIES LLC|533343
REGN|REGENERON PHARMACEUT|UBSS|UBS Securities LLC|1603020
REGN|REGENERON PHARMACEUT|VALX|VIRTU AMERICAS LLC|30350
REGN|REGENERON PHARMACEUT|VGRD|Vanguard Marketing Corporation|22419
REGN|REGENERON PHARMACEUT|VSIN|Vision Financial Markets Llc|4
REGN|REGENERON PHARMACEUT|WABR|Wall Street Access|300
REGN|REGENERON PHARMACEUT|WBLR|WILLIAM BLAIR|685
REGN|REGENERON PHARMACEUT|WBPX|SUMMIT SECURITIES GROUP, LLC|30226
REGN|REGENERON PHARMACEUT|WCHV|WELLS FARGO SECURITIES, LLC|82921
REGN|REGENERON PHARMACEUT|WEDB|WEDBUSH SECURITIES INC.|1948
REGN|REGENERON PHARMACEUT|WEED|Weeden & Co.L.P.|1644
REGN|REGENERON PHARMACEUT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20132
REGN|REGENERON PHARMACEUT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32678
REGN|REGENERON PHARMACEUT|WGIF|CIBC World Markets Inc.|2294
REGN|REGENERON PHARMACEUT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|351
REGN|REGENERON PHARMACEUT|WORD|Worden Capital Management LLC|19
REGN|REGENERON PHARMACEUT|WSAG|WALL STREET ACCESS|55
REGN|REGENERON PHARMACEUT|WSEA|WOLVERINE SECURITIES, LLC|4341
REGN|REGENERON PHARMACEUT|XIST|INSTINET, LLC|7184
REGN|REGENERON PHARMACEUT|XPUS|XP SECURITIES, LLC|5530
REGN|REGENERON PHARMACEUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|145460
REGN|REGENERON PHARMACEUT|YKNA|COMHAR CAPITAL MARKETS, LLC|68966
REGN|REGENERON PHARMACEUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9600
REI|RING ENERGY INC|ABLE|NATIXIS Securities Americas LLC|14355
REI|RING ENERGY INC|ALTX|Alternet Securities Inc.|8639
REI|RING ENERGY INC|ANOS|ABEL/NOSER, L.L.C.|3444
REI|RING ENERGY INC|APCC|Apex Clearing Corporation|2607
REI|RING ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|74
REI|RING ENERGY INC|BATM|CBOE TRADING, INC.|10840
REI|RING ENERGY INC|BAYT|BTIG, LLC|6804
REI|RING ENERGY INC|BBNT|BB&T SECURITIES, LLC|1850
REI|RING ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|91042
REI|RING ENERGY INC|BIDS|BIDS TRADING L.P.|12600
REI|RING ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10881
REI|RING ENERGY INC|BLKX|INSTINET, LLC|150964
REI|RING ENERGY INC|BMOC|BMO Capital Markets Corp.|989
REI|RING ENERGY INC|BRVL|BLAYLOCK VAN, LLC|2800
REI|RING ENERGY INC|BTIG|BTIG, LLC|94821
REI|RING ENERGY INC|BYXM|CBOE TRADING, INC.|600
REI|RING ENERGY INC|BZYD|GOLDMAN SACHS & CO. LLC|856
REI|RING ENERGY INC|CANT|Cantor Fitzgerald & Co.|21316
REI|RING ENERGY INC|CHAS|Charles Schwab & Co., Inc.|24135
REI|RING ENERGY INC|CICF|Canaccord Genuity Corp.|8855
REI|RING ENERGY INC|CIST|Capital Institutional Services, Inc.|1190
REI|RING ENERGY INC|COKE|Coker & Palmer|10813
REI|RING ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|195506
REI|RING ENERGY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2901
REI|RING ENERGY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|106
REI|RING ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|426683
REI|RING ENERGY INC|CTDL|Citadel Derivatives Group Llc|17860
REI|RING ENERGY INC|CTLR|CUTLER GROUP, LP|700
REI|RING ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|59316
REI|RING ENERGY INC|DBAB|Deutsche Bank Securities Inc.|208678
REI|RING ENERGY INC|DBAX|Deutsche Bank Securities Inc.|140800
REI|RING ENERGY INC|DEAN|MORGAN STANLEY|42360
REI|RING ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|4529
REI|RING ENERGY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33361
REI|RING ENERGY INC|EBXL|EBX LLC|302200
REI|RING ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9306
REI|RING ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|1050
REI|RING ENERGY INC|EGAM|CBOE TRADING, INC.|11506
REI|RING ENERGY INC|EGAW|CBOE TRADING, INC.|375
REI|RING ENERGY INC|EGMT|EG MARKET TECHNOLOGIES LLC|600
REI|RING ENERGY INC|EGXM|CBOE TRADING, INC.|22524
REI|RING ENERGY INC|EGXW|CBOE TRADING, INC.|10
REI|RING ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|11128
REI|RING ENERGY INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
REI|RING ENERGY INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
REI|RING ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|114646
REI|RING ENERGY INC|ETRS|E*Trade Securities LLC|156565
REI|RING ENERGY INC|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|11000
REI|RING ENERGY INC|FILL|Tradestation Securities, Inc.|12594
REI|RING ENERGY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11742
REI|RING ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|197695
REI|RING ENERGY INC|FTBR|Foliofn Investments, Inc.|5255
REI|RING ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2720
REI|RING ENERGY INC|GLIS|TD Securities Inc|3208
REI|RING ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|7709
REI|RING ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|362980
REI|RING ENERGY INC|GSCS|GOLDMAN SACHS & CO. LLC|13891
REI|RING ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|26861
REI|RING ENERGY INC|GTSZ|GTS SECURITIES LLC|2883
REI|RING ENERGY INC|HRBF|American Enterprise Investment Services Inc.|6824
REI|RING ENERGY INC|IATS|INTERACTIVE BROKERS LLC|9232
REI|RING ENERGY INC|IBKR|Interactive Brokers Llc|11408
REI|RING ENERGY INC|ICBX|INSTINET, LLC|186400
REI|RING ENERGY INC|IEQY|CITADEL SECURITIES LLC|70863
REI|RING ENERGY INC|INCA|INSTINET, LLC|416392
REI|RING ENERGY INC|INJX|INSTINET, LLC|17483
REI|RING ENERGY INC|ITGI|ITG Inc.|181495
REI|RING ENERGY INC|ITGP|ITG INC.|224400
REI|RING ENERGY INC|JEFF|JEFFERIES LLC|170123
REI|RING ENERGY INC|JMPT|JUMP TRADING, LLC|68759
REI|RING ENERGY INC|JPBX|J.P. MORGAN SECURITIES LLC|29804
REI|RING ENERGY INC|JPMX|J.P. Morgan Securities LLC|372159
REI|RING ENERGY INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1500
REI|RING ENERGY INC|JSJX|JANE STREET CAPITAL LLC|3990
REI|RING ENERGY INC|KCGM|VIRTU Americas LLC|51504
REI|RING ENERGY INC|LEHM|Barclays Capital Inc./Le|236672
REI|RING ENERGY INC|LIME|Lime Brokerage LLC|53997
REI|RING ENERGY INC|LOOP|Loop Capital Markets LLC|99
REI|RING ENERGY INC|LQNA|LIQUIDNET, INC.|340500
REI|RING ENERGY INC|LTCO|Ladenburg, Thalmann & Co., Inc.|22058
REI|RING ENERGY INC|MAVB|Great Point Capital LLC|159
REI|RING ENERGY INC|MAXM|Maxim Group LLC|5700
REI|RING ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81457
REI|RING ENERGY INC|MOTF|MOTIF INVESTING, INC.|1
REI|RING ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|1153007
REI|RING ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|373500
REI|RING ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|137000
REI|RING ENERGY INC|NATL|National Securities Corporation|600
REI|RING ENERGY INC|NFSC|National Financial Services LLC|420230
REI|RING ENERGY INC|NITE|VIRTU Americas LLC|791850
REI|RING ENERGY INC|NITP|VIRTU Americas LLC|300
REI|RING ENERGY INC|NQRB|Brut, LLC|9963
REI|RING ENERGY INC|NTBF|BMO Nesbitt Burns Inc./CDS|4190
REI|RING ENERGY INC|NTRC|Northern Trust Securities, Inc.|1891
REI|RING ENERGY INC|OPCO|Oppenheimer & Co. Inc.|629100
REI|RING ENERGY INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2150
REI|RING ENERGY INC|PDQM|CODA MARKETS, INC.|35306
REI|RING ENERGY INC|PWJC|UBS Financial Services, Inc.|27011
REI|RING ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|3670
REI|RING ENERGY INC|RGLD|Regal Securities, Inc|120
REI|RING ENERGY INC|ROTH|Roth Capital Partners, LLC|3200
REI|RING ENERGY INC|SAGL|SAGETRADER, LLC|10575
REI|RING ENERGY INC|SBSH|Citigroup Global Markets Inc.|106474
REI|RING ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|212906
REI|RING ENERGY INC|SIBO|Prime Executions, Inc.|9580
REI|RING ENERGY INC|SIDC|Sidoti & Company, LLC|300
REI|RING ENERGY INC|SOCO|Capital One Southcoast, Inc|200
REI|RING ENERGY INC|SPDR|SPEEDROUTE LLC|16579
REI|RING ENERGY INC|SPHN|Stephens Inc.|8529
REI|RING ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|1500
REI|RING ENERGY INC|SWIM|TD Ameritrade, Inc.|45516
REI|RING ENERGY INC|SWST|Hilltop Securities Inc.|82675
REI|RING ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|5936
REI|RING ENERGY INC|TRBT|Tradebot Systems, Inc.|220721
REI|RING ENERGY INC|TRCM|TRC MARKETS LLC|482
REI|RING ENERGY INC|UBSA|UBS SECURITIES LLC|562741
REI|RING ENERGY INC|UBSS|UBS Securities LLC|349129
REI|RING ENERGY INC|VALX|VIRTU AMERICAS LLC|38248
REI|RING ENERGY INC|VGRD|Vanguard Marketing Corporation|40195
REI|RING ENERGY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
REI|RING ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|90538
REI|RING ENERGY INC|WDNX|WEEDEN & CO.L.P.|22600
REI|RING ENERGY INC|WEDB|WEDBUSH SECURITIES INC.|14900
REI|RING ENERGY INC|WEED|Weeden & Co.L.P.|6300
REI|RING ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29110
REI|RING ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7781
REI|RING ENERGY INC|WGIF|CIBC World Markets Inc.|9250
REI|RING ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|7423
REI|RING ENERGY INC|XIST|INSTINET, LLC|9400
REI|RING ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|119532
REI|RING ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2063
REI|RING ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6402
REIS|REIS, INC|ALTX|Alternet Securities Inc.|63
REIS|REIS, INC|APCC|Apex Clearing Corporation|4
REIS|REIS, INC|BATM|CBOE TRADING, INC.|408
REIS|REIS, INC|BMOC|BMO Capital Markets Corp.|1448
REIS|REIS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|658
REIS|REIS, INC|BTIG|BTIG, LLC|169306
REIS|REIS, INC|CANT|Cantor Fitzgerald & Co.|95
REIS|REIS, INC|CHAS|Charles Schwab & Co., Inc.|1
REIS|REIS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3164
REIS|REIS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2956
REIS|REIS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3204
REIS|REIS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1193
REIS|REIS, INC|CTDL|Citadel Derivatives Group Llc|207
REIS|REIS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2620
REIS|REIS, INC|DBAB|Deutsche Bank Securities Inc.|27199
REIS|REIS, INC|DBAX|Deutsche Bank Securities Inc.|2800
REIS|REIS, INC|DBUL|Deutsche Bank Securities Inc.|100
REIS|REIS, INC|DEGS|RONIN PROFESSIONAL LLC|693
REIS|REIS, INC|EBXL|EBX LLC|1100
REIS|REIS, INC|EGAM|CBOE TRADING, INC.|127
REIS|REIS, INC|EGXM|CBOE TRADING, INC.|143
REIS|REIS, INC|ETRS|E*Trade Securities LLC|203
REIS|REIS, INC|FBCO|Credit Suisse Securities (USA) LLC|14320
REIS|REIS, INC|FOMA|TD AMERITRADE CLEARING, INC.|6706
REIS|REIS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|717
REIS|REIS, INC|FTBR|Foliofn Investments, Inc.|44
REIS|REIS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2201
REIS|REIS, INC|GLPX|ACS EXECUTION SERVICES, LLC|301
REIS|REIS, INC|GSCO|GOLDMAN SACHS & CO. LLC|27663
REIS|REIS, INC|GSCS|GOLDMAN SACHS & CO. LLC|1010
REIS|REIS, INC|GSLT|GOLDMAN SACHS & CO. LLC|203
REIS|REIS, INC|GTSZ|GTS SECURITIES LLC|1048
REIS|REIS, INC|IATS|INTERACTIVE BROKERS LLC|1115
REIS|REIS, INC|IBKR|Interactive Brokers Llc|2238
REIS|REIS, INC|ICBX|INSTINET, LLC|400
REIS|REIS, INC|IEQY|CITADEL SECURITIES LLC|1122
REIS|REIS, INC|INCA|INSTINET, LLC|7377
REIS|REIS, INC|INJX|INSTINET, LLC|29041
REIS|REIS, INC|ITGI|ITG Inc.|2094
REIS|REIS, INC|ITGP|ITG INC.|1400
REIS|REIS, INC|JEFF|JEFFERIES LLC|477
REIS|REIS, INC|JPMX|J.P. Morgan Securities LLC|4877
REIS|REIS, INC|KCGM|VIRTU Americas LLC|218
REIS|REIS, INC|LEHM|Barclays Capital Inc./Le|7860
REIS|REIS, INC|LIME|Lime Brokerage LLC|17020
REIS|REIS, INC|LMGP|LIME BROKERAGE LLC|3920
REIS|REIS, INC|MAXM|Maxim Group LLC|712
REIS|REIS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
REIS|REIS, INC|MSCO|MORGAN STANLEY & CO. LLC|43418
REIS|REIS, INC|MSPL|MORGAN STANLEY & CO. LLC|6500
REIS|REIS, INC|NFSC|National Financial Services LLC|2312
REIS|REIS, INC|NITE|VIRTU Americas LLC|16360
REIS|REIS, INC|PDQM|CODA MARKETS, INC.|534
REIS|REIS, INC|PWJC|UBS Financial Services, Inc.|905
REIS|REIS, INC|RAJA|Raymond James & Associates, Inc.|106
REIS|REIS, INC|RBCM|RBC CAPITAL MARKETS, LLC|1081
REIS|REIS, INC|SBSH|Citigroup Global Markets Inc.|8743
REIS|REIS, INC|SGMT|GOLDMAN SACHS & CO. LLC|503
REIS|REIS, INC|SPDR|SPEEDROUTE LLC|307
REIS|REIS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|468
REIS|REIS, INC|TMBR|Timber Hill LLC|80
REIS|REIS, INC|TRBT|Tradebot Systems, Inc.|509
REIS|REIS, INC|TRCM|TRC MARKETS LLC|8208
REIS|REIS, INC|UBSA|UBS SECURITIES LLC|6206
REIS|REIS, INC|UBSS|UBS Securities LLC|37502
REIS|REIS, INC|VALX|VIRTU AMERICAS LLC|693
REIS|REIS, INC|WCHV|WELLS FARGO SECURITIES, LLC|1449
REIS|REIS, INC|WEED|Weeden & Co.L.P.|10
REIS|REIS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1369
REIS|REIS, INC|WSEA|WOLVERINE SECURITIES, LLC|73
REIS|REIS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|344
REK|PROSHARES SHRTREALES|APCC|Apex Clearing Corporation|13
REK|PROSHARES SHRTREALES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5180
REK|PROSHARES SHRTREALES|DBAX|Deutsche Bank Securities Inc.|400
REK|PROSHARES SHRTREALES|EBXL|EBX LLC|200
REK|PROSHARES SHRTREALES|ETRS|E*Trade Securities LLC|252
REK|PROSHARES SHRTREALES|GSCO|GOLDMAN SACHS & CO. LLC|23300
REK|PROSHARES SHRTREALES|ICBX|INSTINET, LLC|1800
REK|PROSHARES SHRTREALES|JPMX|J.P. Morgan Securities LLC|400
REK|PROSHARES SHRTREALES|KCGM|VIRTU Americas LLC|497
REK|PROSHARES SHRTREALES|LEHM|Barclays Capital Inc./Le|2200
REK|PROSHARES SHRTREALES|LIME|Lime Brokerage LLC|2015
REK|PROSHARES SHRTREALES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
REK|PROSHARES SHRTREALES|MOTF|MOTIF INVESTING, INC.|1
REK|PROSHARES SHRTREALES|MSCO|MORGAN STANLEY & CO. LLC|946
REK|PROSHARES SHRTREALES|NFSC|National Financial Services LLC|25661
REK|PROSHARES SHRTREALES|NITE|VIRTU Americas LLC|5021
REK|PROSHARES SHRTREALES|OPCO|Oppenheimer & Co. Inc.|2687
REK|PROSHARES SHRTREALES|SWIM|TD Ameritrade, Inc.|185
REK|PROSHARES SHRTREALES|TKNG|ALLY INVEST SECURITIES LLC|15
REK|PROSHARES SHRTREALES|UBSA|UBS SECURITIES LLC|6990
REK|PROSHARES SHRTREALES|UBSS|UBS Securities LLC|1017
REK|PROSHARES SHRTREALES|VGRD|Vanguard Marketing Corporation|25
REK|PROSHARES SHRTREALES|WCHV|WELLS FARGO SECURITIES, LLC|1400
REK|PROSHARES SHRTREALES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|484
REK|PROSHARES SHRTREALES|WSEA|WOLVERINE SECURITIES, LLC|188
RELL|RICHARDSON ELECTRNCS|APCC|Apex Clearing Corporation|233
RELL|RICHARDSON ELECTRNCS|BAYC|BAY CREST PARTNERS, LLC|441
RELL|RICHARDSON ELECTRNCS|BZYD|GOLDMAN SACHS & CO. LLC|8
RELL|RICHARDSON ELECTRNCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1091
RELL|RICHARDSON ELECTRNCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1803
RELL|RICHARDSON ELECTRNCS|CTDL|Citadel Derivatives Group Llc|150
RELL|RICHARDSON ELECTRNCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|948
RELL|RICHARDSON ELECTRNCS|DBAB|Deutsche Bank Securities Inc.|3806
RELL|RICHARDSON ELECTRNCS|DBAX|Deutsche Bank Securities Inc.|400
RELL|RICHARDSON ELECTRNCS|DEAN|MORGAN STANLEY|10
RELL|RICHARDSON ELECTRNCS|DEGS|RONIN PROFESSIONAL LLC|1844
RELL|RICHARDSON ELECTRNCS|EBXL|EBX LLC|300
RELL|RICHARDSON ELECTRNCS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1500
RELL|RICHARDSON ELECTRNCS|EDJO|Edward D. Jones & Co., L.P.|300
RELL|RICHARDSON ELECTRNCS|EGXM|CBOE TRADING, INC.|4
RELL|RICHARDSON ELECTRNCS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
RELL|RICHARDSON ELECTRNCS|ETRS|E*Trade Securities LLC|4015
RELL|RICHARDSON ELECTRNCS|FBCO|Credit Suisse Securities (USA) LLC|1687
RELL|RICHARDSON ELECTRNCS|FILL|Tradestation Securities, Inc.|100
RELL|RICHARDSON ELECTRNCS|FOMA|TD AMERITRADE CLEARING, INC.|20924
RELL|RICHARDSON ELECTRNCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|904
RELL|RICHARDSON ELECTRNCS|FTBR|Foliofn Investments, Inc.|2032
RELL|RICHARDSON ELECTRNCS|GEBB|GLOBAL EXECUTION BROKERS, LP|561
RELL|RICHARDSON ELECTRNCS|GSCO|GOLDMAN SACHS & CO. LLC|911
RELL|RICHARDSON ELECTRNCS|GSLT|GOLDMAN SACHS & CO. LLC|500
RELL|RICHARDSON ELECTRNCS|GTSZ|GTS SECURITIES LLC|3075
RELL|RICHARDSON ELECTRNCS|IATS|INTERACTIVE BROKERS LLC|2100
RELL|RICHARDSON ELECTRNCS|IBKR|Interactive Brokers Llc|7209
RELL|RICHARDSON ELECTRNCS|ICBX|INSTINET, LLC|500
RELL|RICHARDSON ELECTRNCS|INCA|INSTINET, LLC|2706
RELL|RICHARDSON ELECTRNCS|INJX|INSTINET, LLC|104
RELL|RICHARDSON ELECTRNCS|ITGI|ITG Inc.|11308
RELL|RICHARDSON ELECTRNCS|ITGP|ITG INC.|3000
RELL|RICHARDSON ELECTRNCS|JPMX|J.P. Morgan Securities LLC|6800
RELL|RICHARDSON ELECTRNCS|KCGM|VIRTU Americas LLC|1300
RELL|RICHARDSON ELECTRNCS|LEHM|Barclays Capital Inc./Le|901
RELL|RICHARDSON ELECTRNCS|LIME|Lime Brokerage LLC|15539
RELL|RICHARDSON ELECTRNCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4138
RELL|RICHARDSON ELECTRNCS|MSCO|MORGAN STANLEY & CO. LLC|31513
RELL|RICHARDSON ELECTRNCS|MSPL|MORGAN STANLEY & CO. LLC|1400
RELL|RICHARDSON ELECTRNCS|NFSC|National Financial Services LLC|10014
RELL|RICHARDSON ELECTRNCS|NITE|VIRTU Americas LLC|24391
RELL|RICHARDSON ELECTRNCS|SBSH|Citigroup Global Markets Inc.|1210
RELL|RICHARDSON ELECTRNCS|SGMT|GOLDMAN SACHS & CO. LLC|200
RELL|RICHARDSON ELECTRNCS|STFL|Stifel, Nicolaus & Company, Incorporated|500
RELL|RICHARDSON ELECTRNCS|SWIM|TD Ameritrade, Inc.|731
RELL|RICHARDSON ELECTRNCS|TKNG|ALLY INVEST SECURITIES LLC|292
RELL|RICHARDSON ELECTRNCS|TRCM|TRC MARKETS LLC|4360
RELL|RICHARDSON ELECTRNCS|UBSA|UBS SECURITIES LLC|6669
RELL|RICHARDSON ELECTRNCS|UBSS|UBS Securities LLC|15346
RELL|RICHARDSON ELECTRNCS|VALX|VIRTU AMERICAS LLC|235
RELL|RICHARDSON ELECTRNCS|VGRD|Vanguard Marketing Corporation|5101
RELL|RICHARDSON ELECTRNCS|WCHV|WELLS FARGO SECURITIES, LLC|6663
RELL|RICHARDSON ELECTRNCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|900
RELL|RICHARDSON ELECTRNCS|WGIF|CIBC World Markets Inc.|692
RELL|RICHARDSON ELECTRNCS|WSEA|WOLVERINE SECURITIES, LLC|46
RELL|RICHARDSON ELECTRNCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
RELV|RELIV INTL INC|APCC|Apex Clearing Corporation|459
RELV|RELIV INTL INC|BATM|CBOE TRADING, INC.|96
RELV|RELIV INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
RELV|RELIV INTL INC|DBAB|Deutsche Bank Securities Inc.|300
RELV|RELIV INTL INC|DEGS|RONIN PROFESSIONAL LLC|600
RELV|RELIV INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|647
RELV|RELIV INTL INC|ETRS|E*Trade Securities LLC|6175
RELV|RELIV INTL INC|FBCO|Credit Suisse Securities (USA) LLC|749
RELV|RELIV INTL INC|FOMA|TD AMERITRADE CLEARING, INC.|32369
RELV|RELIV INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
RELV|RELIV INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|12
RELV|RELIV INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|100
RELV|RELIV INTL INC|GTSZ|GTS SECURITIES LLC|200
RELV|RELIV INTL INC|IATS|INTERACTIVE BROKERS LLC|876
RELV|RELIV INTL INC|IBKR|Interactive Brokers Llc|8632
RELV|RELIV INTL INC|INCA|INSTINET, LLC|1202
RELV|RELIV INTL INC|ITGP|ITG INC.|200
RELV|RELIV INTL INC|KCGM|VIRTU Americas LLC|100
RELV|RELIV INTL INC|LEHM|Barclays Capital Inc./Le|394
RELV|RELIV INTL INC|LIME|Lime Brokerage LLC|3737
RELV|RELIV INTL INC|MOTF|MOTIF INVESTING, INC.|1
RELV|RELIV INTL INC|MSCO|MORGAN STANLEY & CO. LLC|5232
RELV|RELIV INTL INC|NFSC|National Financial Services LLC|4300
RELV|RELIV INTL INC|NITE|VIRTU Americas LLC|13598
RELV|RELIV INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|12
RELV|RELIV INTL INC|SWIM|TD Ameritrade, Inc.|9336
RELV|RELIV INTL INC|TRCM|TRC MARKETS LLC|10
RELV|RELIV INTL INC|UBSA|UBS SECURITIES LLC|227
RELV|RELIV INTL INC|UBSS|UBS Securities LLC|1855
RELV|RELIV INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|174
RELV|RELIV INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|124
RELV|RELIV INTL INC|WSEA|WOLVERINE SECURITIES, LLC|589
RELV|RELIV INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
RELX|RELX PLC|ADAM|CANACCORD GENUITY INC.|3324
RELX|RELX PLC|ALTX|Alternet Securities Inc.|3100
RELX|RELX PLC|ANOS|ABEL/NOSER, L.L.C.|100
RELX|RELX PLC|APCC|Apex Clearing Corporation|874
RELX|RELX PLC|BARD|Robert W. Baird & Co. Incorporated|436741
RELX|RELX PLC|BATM|CBOE TRADING, INC.|485
RELX|RELX PLC|BBNT|BB&T SECURITIES, LLC|3447
RELX|RELX PLC|BERN|Sanford C. Bernstein & Co., LLC|5200
RELX|RELX PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3686
RELX|RELX PLC|BTIG|BTIG, LLC|69031
RELX|RELX PLC|BZYD|GOLDMAN SACHS & CO. LLC|2303
RELX|RELX PLC|CANT|Cantor Fitzgerald & Co.|464
RELX|RELX PLC|CHAS|Charles Schwab & Co., Inc.|54093
RELX|RELX PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5693
RELX|RELX PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99696
RELX|RELX PLC|CTDL|Citadel Derivatives Group Llc|6977
RELX|RELX PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|26744
RELX|RELX PLC|DADA|D.A. Davidson & Co.|124
RELX|RELX PLC|DBAB|Deutsche Bank Securities Inc.|577265
RELX|RELX PLC|DBAX|Deutsche Bank Securities Inc.|28100
RELX|RELX PLC|DCHF|Dart Executions, LLC|120
RELX|RELX PLC|DEAN|MORGAN STANLEY|26156
RELX|RELX PLC|EBXL|EBX LLC|24100
RELX|RELX PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|21575
RELX|RELX PLC|EDJO|Edward D. Jones & Co., L.P.|102971
RELX|RELX PLC|EGAM|CBOE TRADING, INC.|3282
RELX|RELX PLC|EGAW|CBOE TRADING, INC.|99
RELX|RELX PLC|EGXM|CBOE TRADING, INC.|1992
RELX|RELX PLC|ETBE|Electronic Transaction Clearing, Inc.|1014
RELX|RELX PLC|ETRS|E*Trade Securities LLC|15527
RELX|RELX PLC|FMAF|NBCN Inc./ CDS|6290
RELX|RELX PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23729
RELX|RELX PLC|FTBR|Foliofn Investments, Inc.|5170
RELX|RELX PLC|GARC|ICAP Corporates LLC|686378
RELX|RELX PLC|GLPX|ACS EXECUTION SERVICES, LLC|571
RELX|RELX PLC|GSCO|GOLDMAN SACHS & CO. LLC|109473
RELX|RELX PLC|GSCS|GOLDMAN SACHS & CO. LLC|7759
RELX|RELX PLC|GSLT|GOLDMAN SACHS & CO. LLC|5682
RELX|RELX PLC|GTSZ|GTS SECURITIES LLC|2460
RELX|RELX PLC|HRBF|American Enterprise Investment Services Inc.|21546
RELX|RELX PLC|HSBC|HSBC Securities, Inc.|1260
RELX|RELX PLC|IATS|INTERACTIVE BROKERS LLC|100
RELX|RELX PLC|IBKR|Interactive Brokers Llc|2225
RELX|RELX PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4923
RELX|RELX PLC|ICBX|INSTINET, LLC|6642
RELX|RELX PLC|INCA|INSTINET, LLC|48266
RELX|RELX PLC|INJX|INSTINET, LLC|200
RELX|RELX PLC|INTL|INTL FCSTONE FINANCIAL INC.|215599
RELX|RELX PLC|ITGI|ITG Inc.|35901
RELX|RELX PLC|ITGP|ITG INC.|13000
RELX|RELX PLC|JANY|Janney Montgomery Scott Inc.|5152
RELX|RELX PLC|JEFF|JEFFERIES LLC|478
RELX|RELX PLC|JMPT|JUMP TRADING, LLC|2980
RELX|RELX PLC|JPBX|J.P. MORGAN SECURITIES LLC|1640
RELX|RELX PLC|JPMX|J.P. Morgan Securities LLC|74486
RELX|RELX PLC|JSJX|JANE STREET CAPITAL LLC|6603
RELX|RELX PLC|KCGM|VIRTU Americas LLC|13084
RELX|RELX PLC|LEHM|Barclays Capital Inc./Le|293102
RELX|RELX PLC|LIME|Lime Brokerage LLC|3207
RELX|RELX PLC|MCMF|Raymond James Ltd. Cds|623
RELX|RELX PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37250
RELX|RELX PLC|MOTF|MOTIF INVESTING, INC.|2
RELX|RELX PLC|MSCO|MORGAN STANLEY & CO. LLC|282938
RELX|RELX PLC|MSPL|MORGAN STANLEY & CO. LLC|70900
RELX|RELX PLC|MSTX|MORGAN STANLEY & CO. LLC|1800
RELX|RELX PLC|NFSC|National Financial Services LLC|33939
RELX|RELX PLC|NITE|VIRTU Americas LLC|229494
RELX|RELX PLC|NITP|VIRTU Americas LLC|200
RELX|RELX PLC|NQRB|Brut, LLC|4527
RELX|RELX PLC|NTBF|BMO Nesbitt Burns Inc./CDS|80
RELX|RELX PLC|OLDM|OLD MISSION CAPITAL, LLC|22957
RELX|RELX PLC|OPCO|Oppenheimer & Co. Inc.|62761
RELX|RELX PLC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|139510
RELX|RELX PLC|PDQM|CODA MARKETS, INC.|409
RELX|RELX PLC|PWJC|UBS Financial Services, Inc.|1523
RELX|RELX PLC|RBCM|RBC CAPITAL MARKETS, LLC|15850
RELX|RELX PLC|SBSH|Citigroup Global Markets Inc.|865374
RELX|RELX PLC|SEIC|SEI Investments Distribution Co.|2000
RELX|RELX PLC|SGMT|GOLDMAN SACHS & CO. LLC|16677
RELX|RELX PLC|STFL|Stifel, Nicolaus & Company, Incorporated|1372
RELX|RELX PLC|SWIM|TD Ameritrade, Inc.|86
RELX|RELX PLC|SWST|Hilltop Securities Inc.|164
RELX|RELX PLC|TRBT|Tradebot Systems, Inc.|70490
RELX|RELX PLC|TRCM|TRC MARKETS LLC|6735
RELX|RELX PLC|UBSA|UBS SECURITIES LLC|304318
RELX|RELX PLC|UBSS|UBS Securities LLC|466177
RELX|RELX PLC|VALX|VIRTU AMERICAS LLC|294592
RELX|RELX PLC|VGRD|Vanguard Marketing Corporation|2215
RELX|RELX PLC|WCHV|WELLS FARGO SECURITIES, LLC|112250
RELX|RELX PLC|WEDB|WEDBUSH SECURITIES INC.|285
RELX|RELX PLC|WEED|Weeden & Co.L.P.|530
RELX|RELX PLC|WGIF|CIBC World Markets Inc.|12163
RELX|RELX PLC|WSEA|WOLVERINE SECURITIES, LLC|1061
RELX|RELX PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10084
RELX|RELX PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9572
REM|ISHS MORTGAGE REAL E|AGIS|Aegis Capital Corp.|125
REM|ISHS MORTGAGE REAL E|ALTX|Alternet Securities Inc.|700
REM|ISHS MORTGAGE REAL E|APCC|Apex Clearing Corporation|999
REM|ISHS MORTGAGE REAL E|BANK|Primevest Financial Services, Inc.|1
REM|ISHS MORTGAGE REAL E|BARD|Robert W. Baird & Co. Incorporated|1940
REM|ISHS MORTGAGE REAL E|BATM|CBOE TRADING, INC.|792
REM|ISHS MORTGAGE REAL E|BBNT|BB&T SECURITIES, LLC|337
REM|ISHS MORTGAGE REAL E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1530
REM|ISHS MORTGAGE REAL E|CANT|Cantor Fitzgerald & Co.|36010
REM|ISHS MORTGAGE REAL E|CHAS|Charles Schwab & Co., Inc.|100
REM|ISHS MORTGAGE REAL E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12300
REM|ISHS MORTGAGE REAL E|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
REM|ISHS MORTGAGE REAL E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18836
REM|ISHS MORTGAGE REAL E|CSIN|Citadel Securities Institutional LLC|66944
REM|ISHS MORTGAGE REAL E|CTDL|Citadel Derivatives Group Llc|85444
REM|ISHS MORTGAGE REAL E|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
REM|ISHS MORTGAGE REAL E|DADA|D.A. Davidson & Co.|1300
REM|ISHS MORTGAGE REAL E|DBAB|Deutsche Bank Securities Inc.|289
REM|ISHS MORTGAGE REAL E|DBAX|Deutsche Bank Securities Inc.|17400
REM|ISHS MORTGAGE REAL E|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|45260
REM|ISHS MORTGAGE REAL E|EBXL|EBX LLC|41300
REM|ISHS MORTGAGE REAL E|ECUT|CONVERGEX EXECUTION SOLUTIONS|6638
REM|ISHS MORTGAGE REAL E|EDJO|Edward D. Jones & Co., L.P.|185
REM|ISHS MORTGAGE REAL E|EGAM|CBOE TRADING, INC.|10600
REM|ISHS MORTGAGE REAL E|EGXM|CBOE TRADING, INC.|7070
REM|ISHS MORTGAGE REAL E|ESPO|ESPOSITO SECURITIES, LLC|18983
REM|ISHS MORTGAGE REAL E|ETBE|Electronic Transaction Clearing, Inc.|734
REM|ISHS MORTGAGE REAL E|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|601
REM|ISHS MORTGAGE REAL E|ETRS|E*Trade Securities LLC|69377
REM|ISHS MORTGAGE REAL E|FIDT|Fidelity Clearing Canada ULC./ CDS|87
REM|ISHS MORTGAGE REAL E|FILL|Tradestation Securities, Inc.|800
REM|ISHS MORTGAGE REAL E|FMAF|NBCN Inc./ CDS|66722
REM|ISHS MORTGAGE REAL E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2988
REM|ISHS MORTGAGE REAL E|FTBR|Foliofn Investments, Inc.|22538
REM|ISHS MORTGAGE REAL E|GBMT|GBM International, Inc.|605
REM|ISHS MORTGAGE REAL E|GLPX|ACS EXECUTION SERVICES, LLC|3681
REM|ISHS MORTGAGE REAL E|GSCO|GOLDMAN SACHS & CO. LLC|126258
REM|ISHS MORTGAGE REAL E|GSLT|GOLDMAN SACHS & CO. LLC|500
REM|ISHS MORTGAGE REAL E|GTSZ|GTS SECURITIES LLC|200
REM|ISHS MORTGAGE REAL E|HRBF|American Enterprise Investment Services Inc.|15948
REM|ISHS MORTGAGE REAL E|IATS|INTERACTIVE BROKERS LLC|8960
REM|ISHS MORTGAGE REAL E|IBKR|Interactive Brokers Llc|24809
REM|ISHS MORTGAGE REAL E|ICBX|INSTINET, LLC|20552
REM|ISHS MORTGAGE REAL E|INCA|INSTINET, LLC|9522
REM|ISHS MORTGAGE REAL E|ITGI|ITG Inc.|1694
REM|ISHS MORTGAGE REAL E|ITGP|ITG INC.|1400
REM|ISHS MORTGAGE REAL E|JANY|Janney Montgomery Scott Inc.|1030
REM|ISHS MORTGAGE REAL E|JMPT|JUMP TRADING, LLC|1049
REM|ISHS MORTGAGE REAL E|JPMX|J.P. Morgan Securities LLC|9068
REM|ISHS MORTGAGE REAL E|JSEB|JANE STREET EXECUTION SERVICES, LLC|22771
REM|ISHS MORTGAGE REAL E|JSJX|JANE STREET CAPITAL LLC|125809
REM|ISHS MORTGAGE REAL E|KCGM|VIRTU Americas LLC|15500
REM|ISHS MORTGAGE REAL E|LEHM|Barclays Capital Inc./Le|13600
REM|ISHS MORTGAGE REAL E|LIME|Lime Brokerage LLC|143
REM|ISHS MORTGAGE REAL E|LSCI|Lek Securities Corporation|89
REM|ISHS MORTGAGE REAL E|MACC|Mid Atlantic Capital Corporation|34
REM|ISHS MORTGAGE REAL E|MAXM|Maxim Group LLC|152
REM|ISHS MORTGAGE REAL E|MCMF|Raymond James Ltd. Cds|11
REM|ISHS MORTGAGE REAL E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21488
REM|ISHS MORTGAGE REAL E|MOTF|MOTIF INVESTING, INC.|3
REM|ISHS MORTGAGE REAL E|MSCO|MORGAN STANLEY & CO. LLC|64900
REM|ISHS MORTGAGE REAL E|MSPL|MORGAN STANLEY & CO. LLC|12900
REM|ISHS MORTGAGE REAL E|NATL|National Securities Corporation|3300
REM|ISHS MORTGAGE REAL E|NFSC|National Financial Services LLC|333175
REM|ISHS MORTGAGE REAL E|NITE|VIRTU Americas LLC|445973
REM|ISHS MORTGAGE REAL E|NITP|VIRTU Americas LLC|500
REM|ISHS MORTGAGE REAL E|NQRB|Brut, LLC|300
REM|ISHS MORTGAGE REAL E|NTBF|BMO Nesbitt Burns Inc./CDS|807
REM|ISHS MORTGAGE REAL E|NTRC|Northern Trust Securities, Inc.|2400
REM|ISHS MORTGAGE REAL E|OPCO|Oppenheimer & Co. Inc.|2195
REM|ISHS MORTGAGE REAL E|PDQM|CODA MARKETS, INC.|2731
REM|ISHS MORTGAGE REAL E|PWJC|UBS Financial Services, Inc.|3201
REM|ISHS MORTGAGE REAL E|RBCM|RBC CAPITAL MARKETS, LLC|11174
REM|ISHS MORTGAGE REAL E|SALI|INTL FCSTONE FINANCIAL INC.|471
REM|ISHS MORTGAGE REAL E|SBSH|Citigroup Global Markets Inc.|4039
REM|ISHS MORTGAGE REAL E|SGMT|GOLDMAN SACHS & CO. LLC|6100
REM|ISHS MORTGAGE REAL E|SPDR|SPEEDROUTE LLC|600
REM|ISHS MORTGAGE REAL E|SPHN|Stephens Inc.|517
REM|ISHS MORTGAGE REAL E|STFL|Stifel, Nicolaus & Company, Incorporated|1428
REM|ISHS MORTGAGE REAL E|SWIM|TD Ameritrade, Inc.|13681
REM|ISHS MORTGAGE REAL E|SWST|Hilltop Securities Inc.|1071
REM|ISHS MORTGAGE REAL E|TKNG|ALLY INVEST SECURITIES LLC|960
REM|ISHS MORTGAGE REAL E|TRBT|Tradebot Systems, Inc.|9690
REM|ISHS MORTGAGE REAL E|TRCM|TRC MARKETS LLC|918
REM|ISHS MORTGAGE REAL E|UBSA|UBS SECURITIES LLC|28816
REM|ISHS MORTGAGE REAL E|UBSS|UBS Securities LLC|120210
REM|ISHS MORTGAGE REAL E|VALX|VIRTU AMERICAS LLC|1986
REM|ISHS MORTGAGE REAL E|VGRD|Vanguard Marketing Corporation|17487
REM|ISHS MORTGAGE REAL E|VSIN|Vision Financial Markets Llc|5
REM|ISHS MORTGAGE REAL E|WBET|Wallachbeth Capital LLC|9822
REM|ISHS MORTGAGE REAL E|WCHV|WELLS FARGO SECURITIES, LLC|127011
REM|ISHS MORTGAGE REAL E|WEDB|WEDBUSH SECURITIES INC.|170
REM|ISHS MORTGAGE REAL E|WEED|Weeden & Co.L.P.|230
REM|ISHS MORTGAGE REAL E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6161
REM|ISHS MORTGAGE REAL E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|123431
REM|ISHS MORTGAGE REAL E|WLTH|WEALTHFRONT BROKERAGE CORPORATION|210
REM|ISHS MORTGAGE REAL E|WSEA|WOLVERINE SECURITIES, LLC|2484
REM|ISHS MORTGAGE REAL E|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
REM|ISHS MORTGAGE REAL E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16440
REML|CS REIT 7/11/2036|APCC|Apex Clearing Corporation|29
REML|CS REIT 7/11/2036|CHAS|Charles Schwab & Co., Inc.|1
REML|CS REIT 7/11/2036|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2741
REML|CS REIT 7/11/2036|DBAX|Deutsche Bank Securities Inc.|200
REML|CS REIT 7/11/2036|EBXL|EBX LLC|100
REML|CS REIT 7/11/2036|ETRS|E*Trade Securities LLC|1114
REML|CS REIT 7/11/2036|FTBR|Foliofn Investments, Inc.|180
REML|CS REIT 7/11/2036|GSLT|GOLDMAN SACHS & CO. LLC|100
REML|CS REIT 7/11/2036|IATS|INTERACTIVE BROKERS LLC|270
REML|CS REIT 7/11/2036|IBKR|Interactive Brokers Llc|4633
REML|CS REIT 7/11/2036|JPMX|J.P. Morgan Securities LLC|1600
REML|CS REIT 7/11/2036|JSJX|JANE STREET CAPITAL LLC|4379
REML|CS REIT 7/11/2036|KCGM|VIRTU Americas LLC|1731
REML|CS REIT 7/11/2036|LIME|Lime Brokerage LLC|780
REML|CS REIT 7/11/2036|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
REML|CS REIT 7/11/2036|MOTF|MOTIF INVESTING, INC.|1
REML|CS REIT 7/11/2036|MSCO|MORGAN STANLEY & CO. LLC|1966
REML|CS REIT 7/11/2036|NFSC|National Financial Services LLC|18653
REML|CS REIT 7/11/2036|NITE|VIRTU Americas LLC|16317
REML|CS REIT 7/11/2036|SAGL|SAGETRADER, LLC|93
REML|CS REIT 7/11/2036|SGMT|GOLDMAN SACHS & CO. LLC|300
REML|CS REIT 7/11/2036|SWIM|TD Ameritrade, Inc.|1225
REML|CS REIT 7/11/2036|TKNG|ALLY INVEST SECURITIES LLC|29
REML|CS REIT 7/11/2036|TWTT|TASTYWORKS, INC.|100
REML|CS REIT 7/11/2036|UBSA|UBS SECURITIES LLC|200
REML|CS REIT 7/11/2036|UBSS|UBS Securities LLC|723
REML|CS REIT 7/11/2036|VGRD|Vanguard Marketing Corporation|1227
REML|CS REIT 7/11/2036|WSEA|WOLVERINE SECURITIES, LLC|338
REMX|VANECK VCTR R E|ALTX|Alternet Securities Inc.|700
REMX|VANECK VCTR R E|APCC|Apex Clearing Corporation|1163
REMX|VANECK VCTR R E|BANK|Primevest Financial Services, Inc.|475
REMX|VANECK VCTR R E|BARD|Robert W. Baird & Co. Incorporated|1000
REMX|VANECK VCTR R E|BATM|CBOE TRADING, INC.|500
REMX|VANECK VCTR R E|BBNT|BB&T SECURITIES, LLC|500
REMX|VANECK VCTR R E|BERN|Sanford C. Bernstein & Co., LLC|100
REMX|VANECK VCTR R E|BIMI|Banca IMI Securities Corp.|200
REMX|VANECK VCTR R E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
REMX|VANECK VCTR R E|BYXM|CBOE TRADING, INC.|700
REMX|VANECK VCTR R E|CHAS|Charles Schwab & Co., Inc.|36
REMX|VANECK VCTR R E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13234
REMX|VANECK VCTR R E|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1940
REMX|VANECK VCTR R E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84007
REMX|VANECK VCTR R E|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
REMX|VANECK VCTR R E|DADA|D.A. Davidson & Co.|100
REMX|VANECK VCTR R E|DBAB|Deutsche Bank Securities Inc.|780
REMX|VANECK VCTR R E|DBAX|Deutsche Bank Securities Inc.|37200
REMX|VANECK VCTR R E|DEAN|MORGAN STANLEY|2610
REMX|VANECK VCTR R E|DEGS|RONIN PROFESSIONAL LLC|1400
REMX|VANECK VCTR R E|EBXL|EBX LLC|31000
REMX|VANECK VCTR R E|ECUT|CONVERGEX EXECUTION SOLUTIONS|12209
REMX|VANECK VCTR R E|EDJO|Edward D. Jones & Co., L.P.|500
REMX|VANECK VCTR R E|EGAM|CBOE TRADING, INC.|3909
REMX|VANECK VCTR R E|EGAW|CBOE TRADING, INC.|166
REMX|VANECK VCTR R E|EGXM|CBOE TRADING, INC.|6510
REMX|VANECK VCTR R E|EGXW|CBOE TRADING, INC.|1300
REMX|VANECK VCTR R E|ETRS|E*Trade Securities LLC|34527
REMX|VANECK VCTR R E|FILL|Tradestation Securities, Inc.|61
REMX|VANECK VCTR R E|FMAF|NBCN Inc./ CDS|57
REMX|VANECK VCTR R E|FTBR|Foliofn Investments, Inc.|13555
REMX|VANECK VCTR R E|GEBB|GLOBAL EXECUTION BROKERS, LP|800
REMX|VANECK VCTR R E|GLIS|TD Securities Inc|228
REMX|VANECK VCTR R E|GLPX|ACS EXECUTION SERVICES, LLC|14452
REMX|VANECK VCTR R E|GSCO|GOLDMAN SACHS & CO. LLC|2768
REMX|VANECK VCTR R E|GSLT|GOLDMAN SACHS & CO. LLC|267
REMX|VANECK VCTR R E|GTSZ|GTS SECURITIES LLC|554
REMX|VANECK VCTR R E|HRBF|American Enterprise Investment Services Inc.|137
REMX|VANECK VCTR R E|IATS|INTERACTIVE BROKERS LLC|1512
REMX|VANECK VCTR R E|IBKR|Interactive Brokers Llc|18795
REMX|VANECK VCTR R E|ICBX|INSTINET, LLC|11802
REMX|VANECK VCTR R E|INCA|INSTINET, LLC|4025
REMX|VANECK VCTR R E|ITGI|ITG Inc.|2200
REMX|VANECK VCTR R E|ITGP|ITG INC.|2800
REMX|VANECK VCTR R E|JANY|Janney Montgomery Scott Inc.|350
REMX|VANECK VCTR R E|JMPT|JUMP TRADING, LLC|89
REMX|VANECK VCTR R E|JPMX|J.P. Morgan Securities LLC|15858
REMX|VANECK VCTR R E|JSEB|JANE STREET EXECUTION SERVICES, LLC|72254
REMX|VANECK VCTR R E|JSJX|JANE STREET CAPITAL LLC|187068
REMX|VANECK VCTR R E|KCGM|VIRTU Americas LLC|16376
REMX|VANECK VCTR R E|LEHM|Barclays Capital Inc./Le|34200
REMX|VANECK VCTR R E|LIME|Lime Brokerage LLC|25923
REMX|VANECK VCTR R E|LSCI|Lek Securities Corporation|14267
REMX|VANECK VCTR R E|MCBT|Moors & Cabot, Inc.|500
REMX|VANECK VCTR R E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27590
REMX|VANECK VCTR R E|MOTF|MOTIF INVESTING, INC.|98
REMX|VANECK VCTR R E|MSCO|MORGAN STANLEY & CO. LLC|35973
REMX|VANECK VCTR R E|MSPL|MORGAN STANLEY & CO. LLC|4800
REMX|VANECK VCTR R E|NFSC|National Financial Services LLC|171522
REMX|VANECK VCTR R E|NITE|VIRTU Americas LLC|256013
REMX|VANECK VCTR R E|NQRB|Brut, LLC|934
REMX|VANECK VCTR R E|NTBF|BMO Nesbitt Burns Inc./CDS|1000
REMX|VANECK VCTR R E|OPCO|Oppenheimer & Co. Inc.|200
REMX|VANECK VCTR R E|PDQM|CODA MARKETS, INC.|57910
REMX|VANECK VCTR R E|PHLY|NASDAQ Execution Services, LLC|1000
REMX|VANECK VCTR R E|RBCM|RBC CAPITAL MARKETS, LLC|479
REMX|VANECK VCTR R E|SAGL|SAGETRADER, LLC|1900
REMX|VANECK VCTR R E|SALI|INTL FCSTONE FINANCIAL INC.|7
REMX|VANECK VCTR R E|SBRX|MURIEL SIEBERT & CO INC|100
REMX|VANECK VCTR R E|SBSH|Citigroup Global Markets Inc.|3150
REMX|VANECK VCTR R E|SGMT|GOLDMAN SACHS & CO. LLC|32293
REMX|VANECK VCTR R E|SPDR|SPEEDROUTE LLC|5600
REMX|VANECK VCTR R E|STFL|Stifel, Nicolaus & Company, Incorporated|457
REMX|VANECK VCTR R E|SWIM|TD Ameritrade, Inc.|7810
REMX|VANECK VCTR R E|SWST|Hilltop Securities Inc.|590
REMX|VANECK VCTR R E|TKNG|ALLY INVEST SECURITIES LLC|414
REMX|VANECK VCTR R E|TRBT|Tradebot Systems, Inc.|100
REMX|VANECK VCTR R E|TRCM|TRC MARKETS LLC|300
REMX|VANECK VCTR R E|UBSA|UBS SECURITIES LLC|85797
REMX|VANECK VCTR R E|UBSS|UBS Securities LLC|74228
REMX|VANECK VCTR R E|VALX|VIRTU AMERICAS LLC|320
REMX|VANECK VCTR R E|VGRD|Vanguard Marketing Corporation|15077
REMX|VANECK VCTR R E|WCHV|WELLS FARGO SECURITIES, LLC|24042
REMX|VANECK VCTR R E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|295
REMX|VANECK VCTR R E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15232
REMX|VANECK VCTR R E|WLTH|WEALTHFRONT BROKERAGE CORPORATION|45
REMX|VANECK VCTR R E|WSEA|WOLVERINE SECURITIES, LLC|4232
REMX|VANECK VCTR R E|XSTM|NATIONAL FINANCIAL SERVICES LLC|12818
REMX|VANECK VCTR R E|YKNA|COMHAR CAPITAL MARKETS, LLC|3200
REMX|VANECK VCTR R E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7509
REN|RESOLUTE ENERGY CORP|ABLE|NATIXIS Securities Americas LLC|7527
REN|RESOLUTE ENERGY CORP|ALTX|Alternet Securities Inc.|5363
REN|RESOLUTE ENERGY CORP|APCC|Apex Clearing Corporation|221
REN|RESOLUTE ENERGY CORP|BATM|CBOE TRADING, INC.|7305
REN|RESOLUTE ENERGY CORP|BAYT|BTIG, LLC|200
REN|RESOLUTE ENERGY CORP|BERN|Sanford C. Bernstein & Co., LLC|145729
REN|RESOLUTE ENERGY CORP|BIDS|BIDS TRADING L.P.|300
REN|RESOLUTE ENERGY CORP|BIMI|Banca IMI Securities Corp.|50
REN|RESOLUTE ENERGY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1909
REN|RESOLUTE ENERGY CORP|BLKX|INSTINET, LLC|9800
REN|RESOLUTE ENERGY CORP|BNPX|BNP PARIBAS SECURITIES CORP.|40585
REN|RESOLUTE ENERGY CORP|BYXM|CBOE TRADING, INC.|850
REN|RESOLUTE ENERGY CORP|CHAS|Charles Schwab & Co., Inc.|3861
REN|RESOLUTE ENERGY CORP|CIST|Capital Institutional Services, Inc.|400
REN|RESOLUTE ENERGY CORP|CNFR|Cowen Prime Services LLC|800
REN|RESOLUTE ENERGY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54255
REN|RESOLUTE ENERGY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18694
REN|RESOLUTE ENERGY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3600
REN|RESOLUTE ENERGY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140124
REN|RESOLUTE ENERGY CORP|CTDL|Citadel Derivatives Group Llc|1156
REN|RESOLUTE ENERGY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|13158
REN|RESOLUTE ENERGY CORP|DBAB|Deutsche Bank Securities Inc.|52768
REN|RESOLUTE ENERGY CORP|DBAX|Deutsche Bank Securities Inc.|81600
REN|RESOLUTE ENERGY CORP|DBUL|Deutsche Bank Securities Inc.|6574
REN|RESOLUTE ENERGY CORP|DCHF|Dart Executions, LLC|775
REN|RESOLUTE ENERGY CORP|DEAN|MORGAN STANLEY|2721
REN|RESOLUTE ENERGY CORP|DEGS|RONIN PROFESSIONAL LLC|802
REN|RESOLUTE ENERGY CORP|EBXL|EBX LLC|125300
REN|RESOLUTE ENERGY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6186
REN|RESOLUTE ENERGY CORP|EDJO|Edward D. Jones & Co., L.P.|16
REN|RESOLUTE ENERGY CORP|EGAM|CBOE TRADING, INC.|19707
REN|RESOLUTE ENERGY CORP|EGAW|CBOE TRADING, INC.|100
REN|RESOLUTE ENERGY CORP|EGMT|EG MARKET TECHNOLOGIES LLC|800
REN|RESOLUTE ENERGY CORP|EGXM|CBOE TRADING, INC.|2379
REN|RESOLUTE ENERGY CORP|ETBE|Electronic Transaction Clearing, Inc.|9211
REN|RESOLUTE ENERGY CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|16022
REN|RESOLUTE ENERGY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31271
REN|RESOLUTE ENERGY CORP|ETRS|E*Trade Securities LLC|161944
REN|RESOLUTE ENERGY CORP|FBRC|B. RILEY FBR, INC.|48444
REN|RESOLUTE ENERGY CORP|FILL|Tradestation Securities, Inc.|5902
REN|RESOLUTE ENERGY CORP|FMAF|NBCN Inc./ CDS|2365
REN|RESOLUTE ENERGY CORP|FQLS|Quantlab Securities LP|107340
REN|RESOLUTE ENERGY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66612
REN|RESOLUTE ENERGY CORP|FTBR|Foliofn Investments, Inc.|825
REN|RESOLUTE ENERGY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2518
REN|RESOLUTE ENERGY CORP|GLIS|TD Securities Inc|1600
REN|RESOLUTE ENERGY CORP|GLPX|ACS EXECUTION SERVICES, LLC|35748
REN|RESOLUTE ENERGY CORP|GSCO|GOLDMAN SACHS & CO. LLC|205977
REN|RESOLUTE ENERGY CORP|GSCS|GOLDMAN SACHS & CO. LLC|3501
REN|RESOLUTE ENERGY CORP|GSLT|GOLDMAN SACHS & CO. LLC|2056
REN|RESOLUTE ENERGY CORP|GTSZ|GTS SECURITIES LLC|19200
REN|RESOLUTE ENERGY CORP|HRBF|American Enterprise Investment Services Inc.|2813
REN|RESOLUTE ENERGY CORP|IATS|INTERACTIVE BROKERS LLC|10112
REN|RESOLUTE ENERGY CORP|IBKR|Interactive Brokers Llc|9545
REN|RESOLUTE ENERGY CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8873
REN|RESOLUTE ENERGY CORP|ICBX|INSTINET, LLC|43600
REN|RESOLUTE ENERGY CORP|IEQY|CITADEL SECURITIES LLC|36545
REN|RESOLUTE ENERGY CORP|INCA|INSTINET, LLC|196939
REN|RESOLUTE ENERGY CORP|ITGI|ITG Inc.|49369
REN|RESOLUTE ENERGY CORP|ITGP|ITG INC.|38400
REN|RESOLUTE ENERGY CORP|JEFF|JEFFERIES LLC|70537
REN|RESOLUTE ENERGY CORP|JMPT|JUMP TRADING, LLC|26660
REN|RESOLUTE ENERGY CORP|JPBX|J.P. MORGAN SECURITIES LLC|13270
REN|RESOLUTE ENERGY CORP|JPMX|J.P. Morgan Securities LLC|153621
REN|RESOLUTE ENERGY CORP|JRCO|Johnson Rice & Company L.L.C.|869
REN|RESOLUTE ENERGY CORP|JSJX|JANE STREET CAPITAL LLC|2400
REN|RESOLUTE ENERGY CORP|KCGM|VIRTU Americas LLC|33633
REN|RESOLUTE ENERGY CORP|LEHM|Barclays Capital Inc./Le|158919
REN|RESOLUTE ENERGY CORP|LIME|Lime Brokerage LLC|21794
REN|RESOLUTE ENERGY CORP|LQNA|LIQUIDNET, INC.|19000
REN|RESOLUTE ENERGY CORP|LSCI|Lek Securities Corporation|8596
REN|RESOLUTE ENERGY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71265
REN|RESOLUTE ENERGY CORP|MOTF|MOTIF INVESTING, INC.|14
REN|RESOLUTE ENERGY CORP|MSCO|MORGAN STANLEY & CO. LLC|467766
REN|RESOLUTE ENERGY CORP|MSPL|MORGAN STANLEY & CO. LLC|185100
REN|RESOLUTE ENERGY CORP|MSTX|MORGAN STANLEY & CO. LLC|43300
REN|RESOLUTE ENERGY CORP|NATL|National Securities Corporation|1600
REN|RESOLUTE ENERGY CORP|NFSC|National Financial Services LLC|205402
REN|RESOLUTE ENERGY CORP|NITE|VIRTU Americas LLC|381966
REN|RESOLUTE ENERGY CORP|NITP|VIRTU Americas LLC|400
REN|RESOLUTE ENERGY CORP|NQRB|Brut, LLC|5491
REN|RESOLUTE ENERGY CORP|OPCO|Oppenheimer & Co. Inc.|31
REN|RESOLUTE ENERGY CORP|PDQM|CODA MARKETS, INC.|104215
REN|RESOLUTE ENERGY CORP|PHLY|NASDAQ Execution Services, LLC|2200
REN|RESOLUTE ENERGY CORP|PWJC|UBS Financial Services, Inc.|2700
REN|RESOLUTE ENERGY CORP|RBCM|RBC CAPITAL MARKETS, LLC|1800
REN|RESOLUTE ENERGY CORP|RHCO|Suntrust Robinson Humphrey, Inc.|3700
REN|RESOLUTE ENERGY CORP|SAGL|SAGETRADER, LLC|21181
REN|RESOLUTE ENERGY CORP|SAGW|SAGETRADER, LLC|2
REN|RESOLUTE ENERGY CORP|SALI|INTL FCSTONE FINANCIAL INC.|44
REN|RESOLUTE ENERGY CORP|SBRX|MURIEL SIEBERT & CO INC|75
REN|RESOLUTE ENERGY CORP|SBSH|Citigroup Global Markets Inc.|26470
REN|RESOLUTE ENERGY CORP|SCMC|Scotia Capital Markets (USA) Inc.|300
REN|RESOLUTE ENERGY CORP|SGMT|GOLDMAN SACHS & CO. LLC|42978
REN|RESOLUTE ENERGY CORP|SIBO|Prime Executions, Inc.|7266
REN|RESOLUTE ENERGY CORP|SPDR|SPEEDROUTE LLC|11814
REN|RESOLUTE ENERGY CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4616
REN|RESOLUTE ENERGY CORP|SWIM|TD Ameritrade, Inc.|77212
REN|RESOLUTE ENERGY CORP|SWST|Hilltop Securities Inc.|1300
REN|RESOLUTE ENERGY CORP|TDFS|TRADERFIELD SECURITIES INC.|600
REN|RESOLUTE ENERGY CORP|TKNG|ALLY INVEST SECURITIES LLC|1210
REN|RESOLUTE ENERGY CORP|TRBT|Tradebot Systems, Inc.|71016
REN|RESOLUTE ENERGY CORP|TRCM|TRC MARKETS LLC|11723
REN|RESOLUTE ENERGY CORP|UBSA|UBS SECURITIES LLC|330585
REN|RESOLUTE ENERGY CORP|UBSS|UBS Securities LLC|358693
REN|RESOLUTE ENERGY CORP|VALX|VIRTU AMERICAS LLC|28771
REN|RESOLUTE ENERGY CORP|VGRD|Vanguard Marketing Corporation|3437
REN|RESOLUTE ENERGY CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1268
REN|RESOLUTE ENERGY CORP|WCHV|WELLS FARGO SECURITIES, LLC|47051
REN|RESOLUTE ENERGY CORP|WEDB|WEDBUSH SECURITIES INC.|4438
REN|RESOLUTE ENERGY CORP|WEED|Weeden & Co.L.P.|1950
REN|RESOLUTE ENERGY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8125
REN|RESOLUTE ENERGY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27574
REN|RESOLUTE ENERGY CORP|WGIF|CIBC World Markets Inc.|7125
REN|RESOLUTE ENERGY CORP|WSEA|WOLVERINE SECURITIES, LLC|4857
REN|RESOLUTE ENERGY CORP|XIST|INSTINET, LLC|41800
REN|RESOLUTE ENERGY CORP|XPQR|Jump Trading|100
REN|RESOLUTE ENERGY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|26800
REN|RESOLUTE ENERGY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|4741
REN|RESOLUTE ENERGY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900
RENN|RENREN INC ADS|ALTX|Alternet Securities Inc.|135222
RENN|RENREN INC ADS|APCC|Apex Clearing Corporation|713165
RENN|RENREN INC ADS|BANK|Primevest Financial Services, Inc.|634
RENN|RENREN INC ADS|BATM|CBOE TRADING, INC.|17945
RENN|RENREN INC ADS|BIAD|SAGETRADER, LLC|800
RENN|RENREN INC ADS|BIMI|Banca IMI Securities Corp.|131857
RENN|RENREN INC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22136
RENN|RENREN INC ADS|BLKX|INSTINET, LLC|16781
RENN|RENREN INC ADS|BYXM|CBOE TRADING, INC.|5966
RENN|RENREN INC ADS|CHAS|Charles Schwab & Co., Inc.|14176
RENN|RENREN INC ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|47750
RENN|RENREN INC ADS|COKE|Coker & Palmer|6638
RENN|RENREN INC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|288683
RENN|RENREN INC ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|93037
RENN|RENREN INC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|142759
RENN|RENREN INC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|376406
RENN|RENREN INC ADS|CTDL|Citadel Derivatives Group Llc|7390
RENN|RENREN INC ADS|CTLR|CUTLER GROUP, LP|2000
RENN|RENREN INC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|126514
RENN|RENREN INC ADS|DBAB|Deutsche Bank Securities Inc.|54082
RENN|RENREN INC ADS|DBAX|Deutsche Bank Securities Inc.|231500
RENN|RENREN INC ADS|DCHF|Dart Executions, LLC|1600
RENN|RENREN INC ADS|DEAN|MORGAN STANLEY|5429
RENN|RENREN INC ADS|DEGS|RONIN PROFESSIONAL LLC|40328
RENN|RENREN INC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|56634
RENN|RENREN INC ADS|EBXL|EBX LLC|281600
RENN|RENREN INC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|31720
RENN|RENREN INC ADS|EDJC|Edward Jones / CDS|700
RENN|RENREN INC ADS|EDJO|Edward D. Jones & Co., L.P.|2498
RENN|RENREN INC ADS|EGAM|CBOE TRADING, INC.|148160
RENN|RENREN INC ADS|EGAW|CBOE TRADING, INC.|7511
RENN|RENREN INC ADS|EGMT|EG MARKET TECHNOLOGIES LLC|800
RENN|RENREN INC ADS|EGXM|CBOE TRADING, INC.|41601
RENN|RENREN INC ADS|EGXW|CBOE TRADING, INC.|1170
RENN|RENREN INC ADS|ETBE|Electronic Transaction Clearing, Inc.|13988
RENN|RENREN INC ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
RENN|RENREN INC ADS|ETCC|Electronic Transaction Clearing, Inc.|4100
RENN|RENREN INC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6400
RENN|RENREN INC ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|98
RENN|RENREN INC ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|62238
RENN|RENREN INC ADS|ETRS|E*Trade Securities LLC|7784374
RENN|RENREN INC ADS|FBSB|U.S. Bancorp Investments, Inc.|1000
RENN|RENREN INC ADS|FILL|Tradestation Securities, Inc.|669558
RENN|RENREN INC ADS|FMAF|NBCN Inc./ CDS|135487
RENN|RENREN INC ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2478
RENN|RENREN INC ADS|FQLS|Quantlab Securities LP|24714
RENN|RENREN INC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47818
RENN|RENREN INC ADS|FTBR|Foliofn Investments, Inc.|781
RENN|RENREN INC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|21692
RENN|RENREN INC ADS|GLIS|TD Securities Inc|2620
RENN|RENREN INC ADS|GLPX|ACS EXECUTION SERVICES, LLC|434859
RENN|RENREN INC ADS|GSCO|GOLDMAN SACHS & CO. LLC|565395
RENN|RENREN INC ADS|GSCS|GOLDMAN SACHS & CO. LLC|18046
RENN|RENREN INC ADS|GSLT|GOLDMAN SACHS & CO. LLC|162216
RENN|RENREN INC ADS|GTSZ|GTS SECURITIES LLC|12552
RENN|RENREN INC ADS|HRBF|American Enterprise Investment Services Inc.|2448
RENN|RENREN INC ADS|HSBC|HSBC Securities, Inc.|400
RENN|RENREN INC ADS|IATS|INTERACTIVE BROKERS LLC|1050167
RENN|RENREN INC ADS|IBKR|Interactive Brokers Llc|4050772
RENN|RENREN INC ADS|ICBX|INSTINET, LLC|67478
RENN|RENREN INC ADS|INCA|INSTINET, LLC|1174924
RENN|RENREN INC ADS|ITGI|ITG Inc.|402455
RENN|RENREN INC ADS|ITGP|ITG INC.|250800
RENN|RENREN INC ADS|JMPT|JUMP TRADING, LLC|180850
RENN|RENREN INC ADS|JPBX|J.P. MORGAN SECURITIES LLC|8424
RENN|RENREN INC ADS|JPMX|J.P. Morgan Securities LLC|281949
RENN|RENREN INC ADS|KCGM|VIRTU Americas LLC|193813
RENN|RENREN INC ADS|KRSH|Kershner Securities, LLC|2100
RENN|RENREN INC ADS|LEHM|Barclays Capital Inc./Le|997969
RENN|RENREN INC ADS|LIME|Lime Brokerage LLC|42066
RENN|RENREN INC ADS|LOOP|Loop Capital Markets LLC|500
RENN|RENREN INC ADS|LSCI|Lek Securities Corporation|34212
RENN|RENREN INC ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|28587
RENN|RENREN INC ADS|MAXM|Maxim Group LLC|524029
RENN|RENREN INC ADS|MBTS|ALLY INVEST SECURITIES LLC|13200
RENN|RENREN INC ADS|MICA|Spartan Securities Group, Ltd.|13000
RENN|RENREN INC ADS|MKMP|MKM Partners LLC|8650
RENN|RENREN INC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109636
RENN|RENREN INC ADS|MOTF|MOTIF INVESTING, INC.|218
RENN|RENREN INC ADS|MSCO|MORGAN STANLEY & CO. LLC|4317663
RENN|RENREN INC ADS|MSPL|MORGAN STANLEY & CO. LLC|108500
RENN|RENREN INC ADS|MSTX|MORGAN STANLEY & CO. LLC|5700
RENN|RENREN INC ADS|NFSC|National Financial Services LLC|4155071
RENN|RENREN INC ADS|NITE|VIRTU Americas LLC|9811407
RENN|RENREN INC ADS|NQRB|Brut, LLC|74315
RENN|RENREN INC ADS|NTBF|BMO Nesbitt Burns Inc./CDS|158143
RENN|RENREN INC ADS|NTFN|Network 1 Financial Securities Inc.|1050
RENN|RENREN INC ADS|OPCO|Oppenheimer & Co. Inc.|1877
RENN|RENREN INC ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2072
RENN|RENREN INC ADS|PCPT|PHILLIP CAPITAL INC.|19518
RENN|RENREN INC ADS|PDQM|CODA MARKETS, INC.|824749
RENN|RENREN INC ADS|POIN|PRECISION SECURITIES, LLC (POIN)|7350
RENN|RENREN INC ADS|PWJC|UBS Financial Services, Inc.|15520
RENN|RENREN INC ADS|RBCM|RBC CAPITAL MARKETS, LLC|10740
RENN|RENREN INC ADS|SAGL|SAGETRADER, LLC|36359
RENN|RENREN INC ADS|SALI|INTL FCSTONE FINANCIAL INC.|4150
RENN|RENREN INC ADS|SBSH|Citigroup Global Markets Inc.|139161
RENN|RENREN INC ADS|SGMT|GOLDMAN SACHS & CO. LLC|92859
RENN|RENREN INC ADS|SOGO|Wang Investment Associates, Inc.|23000
RENN|RENREN INC ADS|SPDR|SPEEDROUTE LLC|828930
RENN|RENREN INC ADS|SPNT|SEVEN POINTS CAPITAL, LLC|6599
RENN|RENREN INC ADS|SPTD|MINT GLOBAL MARKETS, INC.|16900
RENN|RENREN INC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|3059
RENN|RENREN INC ADS|SWIM|TD Ameritrade, Inc.|4385112
RENN|RENREN INC ADS|SWST|Hilltop Securities Inc.|53700
RENN|RENREN INC ADS|TKNG|ALLY INVEST SECURITIES LLC|81263
RENN|RENREN INC ADS|TRBT|Tradebot Systems, Inc.|469993
RENN|RENREN INC ADS|TRCM|TRC MARKETS LLC|57580
RENN|RENREN INC ADS|TWTT|TASTYWORKS, INC.|2825
RENN|RENREN INC ADS|UBSA|UBS SECURITIES LLC|786387
RENN|RENREN INC ADS|UBSS|UBS Securities LLC|1061674
RENN|RENREN INC ADS|VALX|VIRTU AMERICAS LLC|20479
RENN|RENREN INC ADS|VGRD|Vanguard Marketing Corporation|67491
RENN|RENREN INC ADS|VSIN|Vision Financial Markets Llc|33245
RENN|RENREN INC ADS|WCHV|WELLS FARGO SECURITIES, LLC|125993
RENN|RENREN INC ADS|WEDB|WEDBUSH SECURITIES INC.|616448
RENN|RENREN INC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|150042
RENN|RENREN INC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17079
RENN|RENREN INC ADS|WGIF|CIBC World Markets Inc.|70255
RENN|RENREN INC ADS|WHOT|JUST2TRADE, INC.|80
RENN|RENREN INC ADS|WSEA|WOLVERINE SECURITIES, LLC|228968
RENN|RENREN INC ADS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|9300
RENN|RENREN INC ADS|WTFS|JUST2TRADE, INC.|4069
RENN|RENREN INC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|23798
RENN|RENREN INC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|21399
RENN|RENREN INC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18480
RENX|RELX N.V.|ANOS|ABEL/NOSER, L.L.C.|2700
RENX|RELX N.V.|APCC|Apex Clearing Corporation|53
RENX|RELX N.V.|BARD|Robert W. Baird & Co. Incorporated|3697
RENX|RELX N.V.|BATM|CBOE TRADING, INC.|208
RENX|RELX N.V.|BBNT|BB&T SECURITIES, LLC|211
RENX|RELX N.V.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|276
RENX|RELX N.V.|CANT|Cantor Fitzgerald & Co.|70
RENX|RELX N.V.|CHAS|Charles Schwab & Co., Inc.|1354
RENX|RELX N.V.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|502
RENX|RELX N.V.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12237
RENX|RELX N.V.|CTDL|Citadel Derivatives Group Llc|3129
RENX|RELX N.V.|CXCX|CITIGROUP GLOBAL MARKETS INC.|80
RENX|RELX N.V.|DAVA|Davenport & Company LLC|223
RENX|RELX N.V.|DBAB|Deutsche Bank Securities Inc.|39544
RENX|RELX N.V.|DBAX|Deutsche Bank Securities Inc.|5300
RENX|RELX N.V.|DEAN|MORGAN STANLEY|2460
RENX|RELX N.V.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|86
RENX|RELX N.V.|EBXL|EBX LLC|3300
RENX|RELX N.V.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1225
RENX|RELX N.V.|EDJO|Edward D. Jones & Co., L.P.|15261
RENX|RELX N.V.|EGAM|CBOE TRADING, INC.|233
RENX|RELX N.V.|EGMT|EG MARKET TECHNOLOGIES LLC|100
RENX|RELX N.V.|EGXM|CBOE TRADING, INC.|136
RENX|RELX N.V.|ESPO|ESPOSITO SECURITIES, LLC|320
RENX|RELX N.V.|ETBE|Electronic Transaction Clearing, Inc.|1400
RENX|RELX N.V.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
RENX|RELX N.V.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37
RENX|RELX N.V.|ETRS|E*Trade Securities LLC|42
RENX|RELX N.V.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4389
RENX|RELX N.V.|FTBR|Foliofn Investments, Inc.|4574
RENX|RELX N.V.|GSCO|GOLDMAN SACHS & CO. LLC|12751
RENX|RELX N.V.|GSLT|GOLDMAN SACHS & CO. LLC|3733
RENX|RELX N.V.|GTSZ|GTS SECURITIES LLC|1047
RENX|RELX N.V.|HRBF|American Enterprise Investment Services Inc.|5749
RENX|RELX N.V.|HSBC|HSBC Securities, Inc.|1400
RENX|RELX N.V.|IATS|INTERACTIVE BROKERS LLC|469
RENX|RELX N.V.|IBKR|Interactive Brokers Llc|4472
RENX|RELX N.V.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6906
RENX|RELX N.V.|ICBX|INSTINET, LLC|2000
RENX|RELX N.V.|INCA|INSTINET, LLC|12198
RENX|RELX N.V.|INJX|INSTINET, LLC|5
RENX|RELX N.V.|INTL|INTL FCSTONE FINANCIAL INC.|10728
RENX|RELX N.V.|ITGI|ITG Inc.|19848
RENX|RELX N.V.|ITGP|ITG INC.|10000
RENX|RELX N.V.|JANY|Janney Montgomery Scott Inc.|218
RENX|RELX N.V.|JEFF|JEFFERIES LLC|408
RENX|RELX N.V.|JPMX|J.P. Morgan Securities LLC|12550
RENX|RELX N.V.|KCGM|VIRTU Americas LLC|965
RENX|RELX N.V.|LEHM|Barclays Capital Inc./Le|83342
RENX|RELX N.V.|LIME|Lime Brokerage LLC|22827
RENX|RELX N.V.|MCMF|Raymond James Ltd. Cds|582
RENX|RELX N.V.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8251
RENX|RELX N.V.|MOTF|MOTIF INVESTING, INC.|5
RENX|RELX N.V.|MSCO|MORGAN STANLEY & CO. LLC|154707
RENX|RELX N.V.|MSPL|MORGAN STANLEY & CO. LLC|19400
RENX|RELX N.V.|MSTX|MORGAN STANLEY & CO. LLC|400
RENX|RELX N.V.|NFSC|National Financial Services LLC|13912
RENX|RELX N.V.|NITE|VIRTU Americas LLC|103376
RENX|RELX N.V.|NQRB|Brut, LLC|5536
RENX|RELX N.V.|NTBF|BMO Nesbitt Burns Inc./CDS|1175
RENX|RELX N.V.|OLDM|OLD MISSION CAPITAL, LLC|16071
RENX|RELX N.V.|PICT|Pictet Overseas Inc.|660
RENX|RELX N.V.|PWJC|UBS Financial Services, Inc.|9
RENX|RELX N.V.|RBCM|RBC CAPITAL MARKETS, LLC|1519
RENX|RELX N.V.|SBSH|Citigroup Global Markets Inc.|4169
RENX|RELX N.V.|SGMT|GOLDMAN SACHS & CO. LLC|2537
RENX|RELX N.V.|SWIM|TD Ameritrade, Inc.|88
RENX|RELX N.V.|SWST|Hilltop Securities Inc.|237
RENX|RELX N.V.|TRBT|Tradebot Systems, Inc.|4855
RENX|RELX N.V.|TRCM|TRC MARKETS LLC|4996
RENX|RELX N.V.|UBSA|UBS SECURITIES LLC|76307
RENX|RELX N.V.|UBSS|UBS Securities LLC|110488
RENX|RELX N.V.|VALX|VIRTU AMERICAS LLC|140381
RENX|RELX N.V.|VGRD|Vanguard Marketing Corporation|187
RENX|RELX N.V.|WCHV|WELLS FARGO SECURITIES, LLC|8136
RENX|RELX N.V.|WEED|Weeden & Co.L.P.|2800
RENX|RELX N.V.|WGIF|CIBC World Markets Inc.|2605
RENX|RELX N.V.|WSEA|WOLVERINE SECURITIES, LLC|487
RENX|RELX N.V.|XIST|INSTINET, LLC|348
RENX|RELX N.V.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1110
RENX|RELX N.V.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1866
REPH|RECRO PHARMA, INC.|AGIS|Aegis Capital Corp.|3200
REPH|RECRO PHARMA, INC.|ALTX|Alternet Securities Inc.|3500
REPH|RECRO PHARMA, INC.|APCC|Apex Clearing Corporation|2650
REPH|RECRO PHARMA, INC.|BANK|Primevest Financial Services, Inc.|3610
REPH|RECRO PHARMA, INC.|BATM|CBOE TRADING, INC.|4847
REPH|RECRO PHARMA, INC.|BBNT|BB&T SECURITIES, LLC|2900
REPH|RECRO PHARMA, INC.|BERN|Sanford C. Bernstein & Co., LLC|7684
REPH|RECRO PHARMA, INC.|BMOC|BMO Capital Markets Corp.|2464
REPH|RECRO PHARMA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1466
REPH|RECRO PHARMA, INC.|BTIG|BTIG, LLC|661
REPH|RECRO PHARMA, INC.|BYXM|CBOE TRADING, INC.|200
REPH|RECRO PHARMA, INC.|CHAS|Charles Schwab & Co., Inc.|8193
REPH|RECRO PHARMA, INC.|CNTR|PRECISION SECURITIES, LLC|1800
REPH|RECRO PHARMA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9979
REPH|RECRO PHARMA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
REPH|RECRO PHARMA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|44822
REPH|RECRO PHARMA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69984
REPH|RECRO PHARMA, INC.|CTDL|Citadel Derivatives Group Llc|6337
REPH|RECRO PHARMA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|10486
REPH|RECRO PHARMA, INC.|DADA|D.A. Davidson & Co.|5250
REPH|RECRO PHARMA, INC.|DBAB|Deutsche Bank Securities Inc.|151985
REPH|RECRO PHARMA, INC.|DBAX|Deutsche Bank Securities Inc.|26400
REPH|RECRO PHARMA, INC.|DEAN|MORGAN STANLEY|6653
REPH|RECRO PHARMA, INC.|DEGS|RONIN PROFESSIONAL LLC|13552
REPH|RECRO PHARMA, INC.|EBXL|EBX LLC|42900
REPH|RECRO PHARMA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|21200
REPH|RECRO PHARMA, INC.|EDJO|Edward D. Jones & Co., L.P.|1030
REPH|RECRO PHARMA, INC.|EGAM|CBOE TRADING, INC.|4195
REPH|RECRO PHARMA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|120
REPH|RECRO PHARMA, INC.|EGXM|CBOE TRADING, INC.|2847
REPH|RECRO PHARMA, INC.|ETBE|Electronic Transaction Clearing, Inc.|2000
REPH|RECRO PHARMA, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9058
REPH|RECRO PHARMA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2479
REPH|RECRO PHARMA, INC.|ETRS|E*Trade Securities LLC|81965
REPH|RECRO PHARMA, INC.|FBCO|Credit Suisse Securities (USA) LLC|439642
REPH|RECRO PHARMA, INC.|FILL|Tradestation Securities, Inc.|250
REPH|RECRO PHARMA, INC.|FMAF|NBCN Inc./ CDS|1840
REPH|RECRO PHARMA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|192838
REPH|RECRO PHARMA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64184
REPH|RECRO PHARMA, INC.|FTBR|Foliofn Investments, Inc.|1
REPH|RECRO PHARMA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5503
REPH|RECRO PHARMA, INC.|GLIS|TD Securities Inc|4291
REPH|RECRO PHARMA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3534
REPH|RECRO PHARMA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|441776
REPH|RECRO PHARMA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|97437
REPH|RECRO PHARMA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1516
REPH|RECRO PHARMA, INC.|GTSZ|GTS SECURITIES LLC|1560
REPH|RECRO PHARMA, INC.|HRBF|American Enterprise Investment Services Inc.|3669
REPH|RECRO PHARMA, INC.|IATS|INTERACTIVE BROKERS LLC|3385
REPH|RECRO PHARMA, INC.|IBKR|Interactive Brokers Llc|126096
REPH|RECRO PHARMA, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
REPH|RECRO PHARMA, INC.|ICBX|INSTINET, LLC|24100
REPH|RECRO PHARMA, INC.|IEQY|CITADEL SECURITIES LLC|11985
REPH|RECRO PHARMA, INC.|INCA|INSTINET, LLC|67430
REPH|RECRO PHARMA, INC.|INJX|INSTINET, LLC|2020
REPH|RECRO PHARMA, INC.|ITGI|ITG Inc.|41580
REPH|RECRO PHARMA, INC.|ITGP|ITG INC.|37800
REPH|RECRO PHARMA, INC.|JANY|Janney Montgomery Scott Inc.|13200
REPH|RECRO PHARMA, INC.|JEFF|JEFFERIES LLC|7949
REPH|RECRO PHARMA, INC.|JMPT|JUMP TRADING, LLC|13205
REPH|RECRO PHARMA, INC.|JONE|JonesTrading|1299200
REPH|RECRO PHARMA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1489
REPH|RECRO PHARMA, INC.|JPMX|J.P. Morgan Securities LLC|54616
REPH|RECRO PHARMA, INC.|JSJX|JANE STREET CAPITAL LLC|1351
REPH|RECRO PHARMA, INC.|KCGM|VIRTU Americas LLC|15849
REPH|RECRO PHARMA, INC.|LEHM|Barclays Capital Inc./Le|242549
REPH|RECRO PHARMA, INC.|LIME|Lime Brokerage LLC|105146
REPH|RECRO PHARMA, INC.|LMGP|LIME BROKERAGE LLC|3158
REPH|RECRO PHARMA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
REPH|RECRO PHARMA, INC.|MACQ|Macquarie Capital (USA) Inc.|1534
REPH|RECRO PHARMA, INC.|MAXM|Maxim Group LLC|11088
REPH|RECRO PHARMA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23672
REPH|RECRO PHARMA, INC.|MSCO|MORGAN STANLEY & CO. LLC|565821
REPH|RECRO PHARMA, INC.|MSPL|MORGAN STANLEY & CO. LLC|46900
REPH|RECRO PHARMA, INC.|MSTX|MORGAN STANLEY & CO. LLC|33900
REPH|RECRO PHARMA, INC.|NATL|National Securities Corporation|3128
REPH|RECRO PHARMA, INC.|NBCS|NBC Securities, INC.|1335
REPH|RECRO PHARMA, INC.|NFSC|National Financial Services LLC|265425
REPH|RECRO PHARMA, INC.|NITE|VIRTU Americas LLC|433872
REPH|RECRO PHARMA, INC.|NITP|VIRTU Americas LLC|1000
REPH|RECRO PHARMA, INC.|NQRB|Brut, LLC|4984
REPH|RECRO PHARMA, INC.|OPCO|Oppenheimer & Co. Inc.|40013
REPH|RECRO PHARMA, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1840
REPH|RECRO PHARMA, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|43548
REPH|RECRO PHARMA, INC.|PDQM|CODA MARKETS, INC.|13502
REPH|RECRO PHARMA, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|1700
REPH|RECRO PHARMA, INC.|PWJC|UBS Financial Services, Inc.|350
REPH|RECRO PHARMA, INC.|RAJA|Raymond James & Associates, Inc.|625
REPH|RECRO PHARMA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1188
REPH|RECRO PHARMA, INC.|SAGL|SAGETRADER, LLC|1756
REPH|RECRO PHARMA, INC.|SBSH|Citigroup Global Markets Inc.|43642
REPH|RECRO PHARMA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|17155
REPH|RECRO PHARMA, INC.|SPDR|SPEEDROUTE LLC|2500
REPH|RECRO PHARMA, INC.|STXG|Stockcross Financial Services, Inc.|4600
REPH|RECRO PHARMA, INC.|SWIM|TD Ameritrade, Inc.|173183
REPH|RECRO PHARMA, INC.|TKNG|ALLY INVEST SECURITIES LLC|7691
REPH|RECRO PHARMA, INC.|TMBR|Timber Hill LLC|15
REPH|RECRO PHARMA, INC.|TRBT|Tradebot Systems, Inc.|56905
REPH|RECRO PHARMA, INC.|TRCM|TRC MARKETS LLC|39963
REPH|RECRO PHARMA, INC.|UBSA|UBS SECURITIES LLC|180479
REPH|RECRO PHARMA, INC.|UBSS|UBS Securities LLC|423168
REPH|RECRO PHARMA, INC.|VALX|VIRTU AMERICAS LLC|1251
REPH|RECRO PHARMA, INC.|VGRD|Vanguard Marketing Corporation|18125
REPH|RECRO PHARMA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|65778
REPH|RECRO PHARMA, INC.|WEED|Weeden & Co.L.P.|500
REPH|RECRO PHARMA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2451
REPH|RECRO PHARMA, INC.|WGIF|CIBC World Markets Inc.|5700
REPH|RECRO PHARMA, INC.|WSEA|WOLVERINE SECURITIES, LLC|6530
REPH|RECRO PHARMA, INC.|XIST|INSTINET, LLC|69930
REPH|RECRO PHARMA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
REPH|RECRO PHARMA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RES|R P C INC|ALTX|Alternet Securities Inc.|48902
RES|R P C INC|ANOS|ABEL/NOSER, L.L.C.|5700
RES|R P C INC|APCC|Apex Clearing Corporation|746
RES|R P C INC|BALE|M&T SECURITIES, INC.|275
RES|R P C INC|BANK|Primevest Financial Services, Inc.|187
RES|R P C INC|BARD|Robert W. Baird & Co. Incorporated|4733
RES|R P C INC|BATM|CBOE TRADING, INC.|18503
RES|R P C INC|BAYT|BTIG, LLC|3200
RES|R P C INC|BBNT|BB&T SECURITIES, LLC|2547
RES|R P C INC|BERN|Sanford C. Bernstein & Co., LLC|104802
RES|R P C INC|BIDS|BIDS TRADING L.P.|46800
RES|R P C INC|BIMI|Banca IMI Securities Corp.|100
RES|R P C INC|BKCM|BNY Mellon Capital Markets LLC|203
RES|R P C INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|64711
RES|R P C INC|BMOC|BMO Capital Markets Corp.|200
RES|R P C INC|BNPX|BNP PARIBAS SECURITIES CORP.|5041
RES|R P C INC|BTIG|BTIG, LLC|402170
RES|R P C INC|BYXM|CBOE TRADING, INC.|2550
RES|R P C INC|CANT|Cantor Fitzgerald & Co.|11596
RES|R P C INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|101476
RES|R P C INC|CHAS|Charles Schwab & Co., Inc.|4141
RES|R P C INC|CIST|Capital Institutional Services, Inc.|119349
RES|R P C INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|438224
RES|R P C INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12926
RES|R P C INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1043170
RES|R P C INC|CTDL|Citadel Derivatives Group Llc|13512
RES|R P C INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|228186
RES|R P C INC|DADA|D.A. Davidson & Co.|8764
RES|R P C INC|DBAB|Deutsche Bank Securities Inc.|760026
RES|R P C INC|DBAX|Deutsche Bank Securities Inc.|764600
RES|R P C INC|DCHF|Dart Executions, LLC|900
RES|R P C INC|DEAN|MORGAN STANLEY|561044
RES|R P C INC|DEGS|RONIN PROFESSIONAL LLC|400
RES|R P C INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8100
RES|R P C INC|EBXL|EBX LLC|565900
RES|R P C INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|167878
RES|R P C INC|EDJO|Edward D. Jones & Co., L.P.|37163
RES|R P C INC|EGAM|CBOE TRADING, INC.|30333
RES|R P C INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
RES|R P C INC|EGXM|CBOE TRADING, INC.|37416
RES|R P C INC|EGXW|CBOE TRADING, INC.|1401
RES|R P C INC|ESPO|ESPOSITO SECURITIES, LLC|1820
RES|R P C INC|ETBE|Electronic Transaction Clearing, Inc.|10996
RES|R P C INC|ETCC|Electronic Transaction Clearing, Inc.|680
RES|R P C INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14442
RES|R P C INC|ETRS|E*Trade Securities LLC|433080
RES|R P C INC|FBSB|U.S. Bancorp Investments, Inc.|4
RES|R P C INC|FILL|Tradestation Securities, Inc.|10594
RES|R P C INC|FMAF|NBCN Inc./ CDS|901
RES|R P C INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7078
RES|R P C INC|FQLS|Quantlab Securities LP|1128566
RES|R P C INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|399156
RES|R P C INC|FTBR|Foliofn Investments, Inc.|8312
RES|R P C INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
RES|R P C INC|GLIS|TD Securities Inc|1618
RES|R P C INC|GLPX|ACS EXECUTION SERVICES, LLC|58623
RES|R P C INC|GSCO|GOLDMAN SACHS & CO. LLC|1687704
RES|R P C INC|GSCS|GOLDMAN SACHS & CO. LLC|143260
RES|R P C INC|GSLT|GOLDMAN SACHS & CO. LLC|23743
RES|R P C INC|GTSZ|GTS SECURITIES LLC|141855
RES|R P C INC|HAPX|HAP Trading, LLC|200
RES|R P C INC|HRBF|American Enterprise Investment Services Inc.|15434
RES|R P C INC|IATS|INTERACTIVE BROKERS LLC|30345
RES|R P C INC|IBKR|Interactive Brokers Llc|40143
RES|R P C INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3875
RES|R P C INC|ICBX|INSTINET, LLC|210955
RES|R P C INC|INCA|INSTINET, LLC|523427
RES|R P C INC|INJX|INSTINET, LLC|9531
RES|R P C INC|ITGI|ITG Inc.|246564
RES|R P C INC|ITGP|ITG INC.|531400
RES|R P C INC|JANY|Janney Montgomery Scott Inc.|75
RES|R P C INC|JEFF|JEFFERIES LLC|316420
RES|R P C INC|JMPT|JUMP TRADING, LLC|222413
RES|R P C INC|JONE|JonesTrading|3642
RES|R P C INC|JPBX|J.P. MORGAN SECURITIES LLC|246149
RES|R P C INC|JPMX|J.P. Morgan Securities LLC|1352497
RES|R P C INC|JRCO|Johnson Rice & Company L.L.C.|22423
RES|R P C INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1000
RES|R P C INC|JSJX|JANE STREET CAPITAL LLC|16394
RES|R P C INC|KCGM|VIRTU Americas LLC|197628
RES|R P C INC|KRSH|Kershner Securities, LLC|5611
RES|R P C INC|LEHM|Barclays Capital Inc./Le|2303281
RES|R P C INC|LIME|Lime Brokerage LLC|32233
RES|R P C INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|762508
RES|R P C INC|LQNA|LIQUIDNET, INC.|182500
RES|R P C INC|LSCI|Lek Securities Corporation|438
RES|R P C INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
RES|R P C INC|MACC|Mid Atlantic Capital Corporation|870
RES|R P C INC|MACQ|Macquarie Capital (USA) Inc.|7637
RES|R P C INC|MAXM|Maxim Group LLC|16
RES|R P C INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|507297
RES|R P C INC|MNDX|TJM Investments, LLC|9560
RES|R P C INC|MOTF|MOTIF INVESTING, INC.|6
RES|R P C INC|MSCO|MORGAN STANLEY & CO. LLC|2193884
RES|R P C INC|MSPL|MORGAN STANLEY & CO. LLC|1110100
RES|R P C INC|MSTX|MORGAN STANLEY & CO. LLC|740500
RES|R P C INC|MULL|MARK J. MULLER EQUITIES, INC.|5075
RES|R P C INC|MZHO|Mizuho Securities USA LLC|23000
RES|R P C INC|NATL|National Securities Corporation|10600
RES|R P C INC|NFSC|National Financial Services LLC|630179
RES|R P C INC|NITE|VIRTU Americas LLC|906519
RES|R P C INC|NITP|VIRTU Americas LLC|961
RES|R P C INC|NMRA|Nomura Securities International, Inc.|1100
RES|R P C INC|NQRB|Brut, LLC|19504
RES|R P C INC|OPCO|Oppenheimer & Co. Inc.|206051
RES|R P C INC|PDQM|CODA MARKETS, INC.|60737
RES|R P C INC|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|20000
RES|R P C INC|PWJC|UBS Financial Services, Inc.|1150
RES|R P C INC|QMSR|QUATTRO M SECURITIES INC.|9932
RES|R P C INC|RBCM|RBC CAPITAL MARKETS, LLC|24194
RES|R P C INC|RHCO|Suntrust Robinson Humphrey, Inc.|11100
RES|R P C INC|SAGL|SAGETRADER, LLC|35841
RES|R P C INC|SAGW|SAGETRADER, LLC|105
RES|R P C INC|SALI|INTL FCSTONE FINANCIAL INC.|264
RES|R P C INC|SBSH|Citigroup Global Markets Inc.|144772
RES|R P C INC|SEIC|SEI Investments Distribution Co.|1499
RES|R P C INC|SGMT|GOLDMAN SACHS & CO. LLC|446047
RES|R P C INC|SIBO|Prime Executions, Inc.|10300
RES|R P C INC|SPDR|SPEEDROUTE LLC|9120
RES|R P C INC|SPGS|Sea Port Group Securities, LLC|25000
RES|R P C INC|SPHN|Stephens Inc.|113
RES|R P C INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|5600
RES|R P C INC|STFL|Stifel, Nicolaus & Company, Incorporated|14075
RES|R P C INC|STRS|STRATEGAS RESEARCH PARTNERS|17900
RES|R P C INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3566
RES|R P C INC|SWIM|TD Ameritrade, Inc.|155690
RES|R P C INC|SWST|Hilltop Securities Inc.|13176
RES|R P C INC|TKNG|ALLY INVEST SECURITIES LLC|8528
RES|R P C INC|TRBT|Tradebot Systems, Inc.|433192
RES|R P C INC|TRCM|TRC MARKETS LLC|242417
RES|R P C INC|TWTT|TASTYWORKS, INC.|10
RES|R P C INC|UBSA|UBS SECURITIES LLC|1726289
RES|R P C INC|UBSS|UBS Securities LLC|1726636
RES|R P C INC|VALX|VIRTU AMERICAS LLC|22260
RES|R P C INC|VGRD|Vanguard Marketing Corporation|28565
RES|R P C INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3253
RES|R P C INC|WCHV|WELLS FARGO SECURITIES, LLC|472898
RES|R P C INC|WDNX|WEEDEN & CO.L.P.|1018
RES|R P C INC|WEDB|WEDBUSH SECURITIES INC.|911
RES|R P C INC|WEED|Weeden & Co.L.P.|5321
RES|R P C INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8710
RES|R P C INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41111
RES|R P C INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|26
RES|R P C INC|WSEA|WOLVERINE SECURITIES, LLC|14367
RES|R P C INC|XIST|INSTINET, LLC|87200
RES|R P C INC|XPQR|Jump Trading|6181
RES|R P C INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|288422
RES|R P C INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1903
RES|R P C INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5088
RESI|FRONT YARD RESIDENTI|ALTX|Alternet Securities Inc.|3700
RESI|FRONT YARD RESIDENTI|ANOS|ABEL/NOSER, L.L.C.|1781
RESI|FRONT YARD RESIDENTI|APCC|Apex Clearing Corporation|30
RESI|FRONT YARD RESIDENTI|BATM|CBOE TRADING, INC.|6080
RESI|FRONT YARD RESIDENTI|BAYC|BAY CREST PARTNERS, LLC|11
RESI|FRONT YARD RESIDENTI|BERN|Sanford C. Bernstein & Co., LLC|500
RESI|FRONT YARD RESIDENTI|BIAD|SAGETRADER, LLC|2
RESI|FRONT YARD RESIDENTI|BIDS|BIDS TRADING L.P.|100
RESI|FRONT YARD RESIDENTI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16861
RESI|FRONT YARD RESIDENTI|BNPX|BNP PARIBAS SECURITIES CORP.|8038
RESI|FRONT YARD RESIDENTI|BYXM|CBOE TRADING, INC.|1812
RESI|FRONT YARD RESIDENTI|BZYD|GOLDMAN SACHS & CO. LLC|3400
RESI|FRONT YARD RESIDENTI|CHAS|Charles Schwab & Co., Inc.|620
RESI|FRONT YARD RESIDENTI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1719
RESI|FRONT YARD RESIDENTI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8888
RESI|FRONT YARD RESIDENTI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
RESI|FRONT YARD RESIDENTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197682
RESI|FRONT YARD RESIDENTI|CTDL|Citadel Derivatives Group Llc|4175
RESI|FRONT YARD RESIDENTI|CTLR|CUTLER GROUP, LP|1300
RESI|FRONT YARD RESIDENTI|CXCX|CITIGROUP GLOBAL MARKETS INC.|17152
RESI|FRONT YARD RESIDENTI|DBAB|Deutsche Bank Securities Inc.|235603
RESI|FRONT YARD RESIDENTI|DBAX|Deutsche Bank Securities Inc.|1035900
RESI|FRONT YARD RESIDENTI|DEAN|MORGAN STANLEY|1971
RESI|FRONT YARD RESIDENTI|DEGS|RONIN PROFESSIONAL LLC|8519
RESI|FRONT YARD RESIDENTI|EBXL|EBX LLC|65300
RESI|FRONT YARD RESIDENTI|ECUT|CONVERGEX EXECUTION SOLUTIONS|4642
RESI|FRONT YARD RESIDENTI|EGAM|CBOE TRADING, INC.|16086
RESI|FRONT YARD RESIDENTI|EGAW|CBOE TRADING, INC.|150
RESI|FRONT YARD RESIDENTI|EGXM|CBOE TRADING, INC.|4964
RESI|FRONT YARD RESIDENTI|EGXW|CBOE TRADING, INC.|196
RESI|FRONT YARD RESIDENTI|ETBE|Electronic Transaction Clearing, Inc.|3666
RESI|FRONT YARD RESIDENTI|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
RESI|FRONT YARD RESIDENTI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|750
RESI|FRONT YARD RESIDENTI|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|48
RESI|FRONT YARD RESIDENTI|ETRS|E*Trade Securities LLC|12661
RESI|FRONT YARD RESIDENTI|FILL|Tradestation Securities, Inc.|3593
RESI|FRONT YARD RESIDENTI|FMAF|NBCN Inc./ CDS|5648
RESI|FRONT YARD RESIDENTI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1501
RESI|FRONT YARD RESIDENTI|FQLS|Quantlab Securities LP|33742
RESI|FRONT YARD RESIDENTI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49755
RESI|FRONT YARD RESIDENTI|FTBR|Foliofn Investments, Inc.|652
RESI|FRONT YARD RESIDENTI|GEBB|GLOBAL EXECUTION BROKERS, LP|25387
RESI|FRONT YARD RESIDENTI|GLPX|ACS EXECUTION SERVICES, LLC|9085
RESI|FRONT YARD RESIDENTI|GSCO|GOLDMAN SACHS & CO. LLC|409167
RESI|FRONT YARD RESIDENTI|GSCS|GOLDMAN SACHS & CO. LLC|13107
RESI|FRONT YARD RESIDENTI|GSLT|GOLDMAN SACHS & CO. LLC|6806
RESI|FRONT YARD RESIDENTI|GTSZ|GTS SECURITIES LLC|30708
RESI|FRONT YARD RESIDENTI|HRBF|American Enterprise Investment Services Inc.|300
RESI|FRONT YARD RESIDENTI|IATS|INTERACTIVE BROKERS LLC|6780
RESI|FRONT YARD RESIDENTI|IBKR|Interactive Brokers Llc|15236
RESI|FRONT YARD RESIDENTI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|45
RESI|FRONT YARD RESIDENTI|ICBX|INSTINET, LLC|28910
RESI|FRONT YARD RESIDENTI|IEQY|CITADEL SECURITIES LLC|21355
RESI|FRONT YARD RESIDENTI|INCA|INSTINET, LLC|54101
RESI|FRONT YARD RESIDENTI|INJX|INSTINET, LLC|9
RESI|FRONT YARD RESIDENTI|ITGI|ITG Inc.|17357
RESI|FRONT YARD RESIDENTI|ITGP|ITG INC.|62400
RESI|FRONT YARD RESIDENTI|JEFF|JEFFERIES LLC|6390
RESI|FRONT YARD RESIDENTI|JMPT|JUMP TRADING, LLC|6786
RESI|FRONT YARD RESIDENTI|JONE|JonesTrading|6800
RESI|FRONT YARD RESIDENTI|JPBX|J.P. MORGAN SECURITIES LLC|3381
RESI|FRONT YARD RESIDENTI|JPMX|J.P. Morgan Securities LLC|93708
RESI|FRONT YARD RESIDENTI|JSJX|JANE STREET CAPITAL LLC|45375
RESI|FRONT YARD RESIDENTI|KCGM|VIRTU Americas LLC|30785
RESI|FRONT YARD RESIDENTI|LEHM|Barclays Capital Inc./Le|320869
RESI|FRONT YARD RESIDENTI|LIME|Lime Brokerage LLC|34774
RESI|FRONT YARD RESIDENTI|LSCI|Lek Securities Corporation|7138
RESI|FRONT YARD RESIDENTI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
RESI|FRONT YARD RESIDENTI|MAXM|Maxim Group LLC|71565
RESI|FRONT YARD RESIDENTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60489
RESI|FRONT YARD RESIDENTI|MOTF|MOTIF INVESTING, INC.|1
RESI|FRONT YARD RESIDENTI|MSCO|MORGAN STANLEY & CO. LLC|276473
RESI|FRONT YARD RESIDENTI|MSPL|MORGAN STANLEY & CO. LLC|156500
RESI|FRONT YARD RESIDENTI|MSTX|MORGAN STANLEY & CO. LLC|34300
RESI|FRONT YARD RESIDENTI|NFSC|National Financial Services LLC|30012
RESI|FRONT YARD RESIDENTI|NITE|VIRTU Americas LLC|123559
RESI|FRONT YARD RESIDENTI|NITP|VIRTU Americas LLC|200
RESI|FRONT YARD RESIDENTI|NQRB|Brut, LLC|23647
RESI|FRONT YARD RESIDENTI|NTRC|Northern Trust Securities, Inc.|248
RESI|FRONT YARD RESIDENTI|PDQM|CODA MARKETS, INC.|38805
RESI|FRONT YARD RESIDENTI|RBCM|RBC CAPITAL MARKETS, LLC|3450
RESI|FRONT YARD RESIDENTI|SBSH|Citigroup Global Markets Inc.|59320
RESI|FRONT YARD RESIDENTI|SGMT|GOLDMAN SACHS & CO. LLC|102968
RESI|FRONT YARD RESIDENTI|SPDR|SPEEDROUTE LLC|4200
RESI|FRONT YARD RESIDENTI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3608
RESI|FRONT YARD RESIDENTI|SWIM|TD Ameritrade, Inc.|2451
RESI|FRONT YARD RESIDENTI|TKNG|ALLY INVEST SECURITIES LLC|2025
RESI|FRONT YARD RESIDENTI|TRBT|Tradebot Systems, Inc.|151626
RESI|FRONT YARD RESIDENTI|TRCM|TRC MARKETS LLC|32356
RESI|FRONT YARD RESIDENTI|TWTT|TASTYWORKS, INC.|500
RESI|FRONT YARD RESIDENTI|UBSS|UBS Securities LLC|177663
RESI|FRONT YARD RESIDENTI|UCML|UNITED CAPITAL MARKETS, INC.|14387
RESI|FRONT YARD RESIDENTI|VALX|VIRTU AMERICAS LLC|5790
RESI|FRONT YARD RESIDENTI|VGRD|Vanguard Marketing Corporation|4256
RESI|FRONT YARD RESIDENTI|WBPX|SUMMIT SECURITIES GROUP, LLC|470
RESI|FRONT YARD RESIDENTI|WCHV|WELLS FARGO SECURITIES, LLC|39223
RESI|FRONT YARD RESIDENTI|WDNX|WEEDEN & CO.L.P.|15000
RESI|FRONT YARD RESIDENTI|WEED|Weeden & Co.L.P.|63107
RESI|FRONT YARD RESIDENTI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|96600
RESI|FRONT YARD RESIDENTI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17786
RESI|FRONT YARD RESIDENTI|WSEA|WOLVERINE SECURITIES, LLC|4786
RESI|FRONT YARD RESIDENTI|XIST|INSTINET, LLC|4600
RESI|FRONT YARD RESIDENTI|XSTM|NATIONAL FINANCIAL SERVICES LLC|5560
RESI|FRONT YARD RESIDENTI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1600
RESN|RESONANT INC CMN STK|ALTX|Alternet Securities Inc.|1979
RESN|RESONANT INC CMN STK|APCC|Apex Clearing Corporation|25110
RESN|RESONANT INC CMN STK|BANK|Primevest Financial Services, Inc.|234
RESN|RESONANT INC CMN STK|BARD|Robert W. Baird & Co. Incorporated|82
RESN|RESONANT INC CMN STK|BATM|CBOE TRADING, INC.|3970
RESN|RESONANT INC CMN STK|BAYT|BTIG, LLC|13500
RESN|RESONANT INC CMN STK|BBNT|BB&T SECURITIES, LLC|1000
RESN|RESONANT INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|1723
RESN|RESONANT INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|760
RESN|RESONANT INC CMN STK|BRGE|Newbridge Securities Corp.|700
RESN|RESONANT INC CMN STK|BTIG|BTIG, LLC|33532
RESN|RESONANT INC CMN STK|BYXM|CBOE TRADING, INC.|500
RESN|RESONANT INC CMN STK|CHAS|Charles Schwab & Co., Inc.|3200
RESN|RESONANT INC CMN STK|CHLM|Craig-Hallum Capital Group LLC|7620
RESN|RESONANT INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16403
RESN|RESONANT INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
RESN|RESONANT INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5633
RESN|RESONANT INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67187
RESN|RESONANT INC CMN STK|CTDE|CHOICETRADE|100
RESN|RESONANT INC CMN STK|CTDL|Citadel Derivatives Group Llc|224
RESN|RESONANT INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
RESN|RESONANT INC CMN STK|DADA|D.A. Davidson & Co.|1000
RESN|RESONANT INC CMN STK|DBAB|Deutsche Bank Securities Inc.|84626
RESN|RESONANT INC CMN STK|DBAX|Deutsche Bank Securities Inc.|21100
RESN|RESONANT INC CMN STK|DBUL|Deutsche Bank Securities Inc.|2833
RESN|RESONANT INC CMN STK|DEAN|MORGAN STANLEY|2000
RESN|RESONANT INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|46433
RESN|RESONANT INC CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6000
RESN|RESONANT INC CMN STK|EBXL|EBX LLC|28300
RESN|RESONANT INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|55
RESN|RESONANT INC CMN STK|EGAM|CBOE TRADING, INC.|6057
RESN|RESONANT INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|500
RESN|RESONANT INC CMN STK|EGXM|CBOE TRADING, INC.|4200
RESN|RESONANT INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|4910
RESN|RESONANT INC CMN STK|ETCB|ETC BROKERAGE SERVICES, LLC|800
RESN|RESONANT INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
RESN|RESONANT INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1120
RESN|RESONANT INC CMN STK|ETRS|E*Trade Securities LLC|179169
RESN|RESONANT INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|81840
RESN|RESONANT INC CMN STK|FBSB|U.S. Bancorp Investments, Inc.|500
RESN|RESONANT INC CMN STK|FILL|Tradestation Securities, Inc.|2795
RESN|RESONANT INC CMN STK|FINX|FINTECH SECURITIES|19004
RESN|RESONANT INC CMN STK|FMAF|NBCN Inc./ CDS|500
RESN|RESONANT INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|446100
RESN|RESONANT INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47573
RESN|RESONANT INC CMN STK|FTBR|Foliofn Investments, Inc.|952
RESN|RESONANT INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|11155
RESN|RESONANT INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|8477
RESN|RESONANT INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|80690
RESN|RESONANT INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|156457
RESN|RESONANT INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|2353
RESN|RESONANT INC CMN STK|GTSZ|GTS SECURITIES LLC|3125
RESN|RESONANT INC CMN STK|HASF|Haywood Securities Inc./CDS|22400
RESN|RESONANT INC CMN STK|HRBF|American Enterprise Investment Services Inc.|15100
RESN|RESONANT INC CMN STK|IATS|INTERACTIVE BROKERS LLC|26634
RESN|RESONANT INC CMN STK|IBKR|Interactive Brokers Llc|126719
RESN|RESONANT INC CMN STK|ICBX|INSTINET, LLC|11899
RESN|RESONANT INC CMN STK|INCA|INSTINET, LLC|79092
RESN|RESONANT INC CMN STK|INJX|INSTINET, LLC|3347
RESN|RESONANT INC CMN STK|ITGI|ITG Inc.|23540
RESN|RESONANT INC CMN STK|ITGP|ITG INC.|12200
RESN|RESONANT INC CMN STK|JANY|Janney Montgomery Scott Inc.|1750
RESN|RESONANT INC CMN STK|JEFF|JEFFERIES LLC|16887
RESN|RESONANT INC CMN STK|JMPT|JUMP TRADING, LLC|1531
RESN|RESONANT INC CMN STK|JPMX|J.P. Morgan Securities LLC|42580
RESN|RESONANT INC CMN STK|JRCO|Johnson Rice & Company L.L.C.|498
RESN|RESONANT INC CMN STK|JSJX|JANE STREET CAPITAL LLC|4951
RESN|RESONANT INC CMN STK|KCGM|VIRTU Americas LLC|7764
RESN|RESONANT INC CMN STK|LEHM|Barclays Capital Inc./Le|134056
RESN|RESONANT INC CMN STK|LIME|Lime Brokerage LLC|90759
RESN|RESONANT INC CMN STK|LSCI|Lek Securities Corporation|376
RESN|RESONANT INC CMN STK|MAXM|Maxim Group LLC|500
RESN|RESONANT INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13878
RESN|RESONANT INC CMN STK|MOTF|MOTIF INVESTING, INC.|2
RESN|RESONANT INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|310521
RESN|RESONANT INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|19100
RESN|RESONANT INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|2800
RESN|RESONANT INC CMN STK|NATL|National Securities Corporation|423712
RESN|RESONANT INC CMN STK|NEED|Needham & Company, LLC|340
RESN|RESONANT INC CMN STK|NFSC|National Financial Services LLC|387269
RESN|RESONANT INC CMN STK|NITE|VIRTU Americas LLC|794276
RESN|RESONANT INC CMN STK|NITP|VIRTU Americas LLC|100
RESN|RESONANT INC CMN STK|NQRB|Brut, LLC|16449
RESN|RESONANT INC CMN STK|OPCO|Oppenheimer & Co. Inc.|16099
RESN|RESONANT INC CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1977
RESN|RESONANT INC CMN STK|PCPT|PHILLIP CAPITAL INC.|510
RESN|RESONANT INC CMN STK|PDQM|CODA MARKETS, INC.|11213
RESN|RESONANT INC CMN STK|PHLY|NASDAQ Execution Services, LLC|1800
RESN|RESONANT INC CMN STK|PICT|Pictet Overseas Inc.|909
RESN|RESONANT INC CMN STK|PWJC|UBS Financial Services, Inc.|5200
RESN|RESONANT INC CMN STK|RAJA|Raymond James & Associates, Inc.|10
RESN|RESONANT INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|8005
RESN|RESONANT INC CMN STK|RGLD|Regal Securities, Inc|400
RESN|RESONANT INC CMN STK|SAGL|SAGETRADER, LLC|11130
RESN|RESONANT INC CMN STK|SBSH|Citigroup Global Markets Inc.|10673
RESN|RESONANT INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|36103
RESN|RESONANT INC CMN STK|SPDR|SPEEDROUTE LLC|900
RESN|RESONANT INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|39251
RESN|RESONANT INC CMN STK|STRS|STRATEGAS RESEARCH PARTNERS|200
RESN|RESONANT INC CMN STK|SWIM|TD Ameritrade, Inc.|184528
RESN|RESONANT INC CMN STK|SWST|Hilltop Securities Inc.|26517
RESN|RESONANT INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|5379
RESN|RESONANT INC CMN STK|TRBT|Tradebot Systems, Inc.|61180
RESN|RESONANT INC CMN STK|TRCM|TRC MARKETS LLC|2140
RESN|RESONANT INC CMN STK|TWTT|TASTYWORKS, INC.|951
RESN|RESONANT INC CMN STK|UBSA|UBS SECURITIES LLC|113522
RESN|RESONANT INC CMN STK|UBSS|UBS Securities LLC|333237
RESN|RESONANT INC CMN STK|VALX|VIRTU AMERICAS LLC|943
RESN|RESONANT INC CMN STK|VGRD|Vanguard Marketing Corporation|46453
RESN|RESONANT INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|41089
RESN|RESONANT INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28572
RESN|RESONANT INC CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27222
RESN|RESONANT INC CMN STK|WGIF|CIBC World Markets Inc.|5944
RESN|RESONANT INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|12167
RESN|RESONANT INC CMN STK|XIST|INSTINET, LLC|800
RESN|RESONANT INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|7300
RESN|RESONANT INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RESN|RESONANT INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1390
RETA|REATA PHARMA CLA  CM|ALTX|Alternet Securities Inc.|2103
RETA|REATA PHARMA CLA  CM|APCC|Apex Clearing Corporation|21
RETA|REATA PHARMA CLA  CM|BARD|Robert W. Baird & Co. Incorporated|4730
RETA|REATA PHARMA CLA  CM|BATM|CBOE TRADING, INC.|1563
RETA|REATA PHARMA CLA  CM|BERN|Sanford C. Bernstein & Co., LLC|5680
RETA|REATA PHARMA CLA  CM|BKCM|BNY Mellon Capital Markets LLC|68
RETA|REATA PHARMA CLA  CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|344
RETA|REATA PHARMA CLA  CM|BLKX|INSTINET, LLC|8500
RETA|REATA PHARMA CLA  CM|BMOC|BMO Capital Markets Corp.|2152
RETA|REATA PHARMA CLA  CM|BNPX|BNP PARIBAS SECURITIES CORP.|2161
RETA|REATA PHARMA CLA  CM|BTIG|BTIG, LLC|233
RETA|REATA PHARMA CLA  CM|BYXM|CBOE TRADING, INC.|948
RETA|REATA PHARMA CLA  CM|CHAS|Charles Schwab & Co., Inc.|190
RETA|REATA PHARMA CLA  CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34227
RETA|REATA PHARMA CLA  CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14967
RETA|REATA PHARMA CLA  CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
RETA|REATA PHARMA CLA  CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|75435
RETA|REATA PHARMA CLA  CM|CTDL|Citadel Derivatives Group Llc|4519
RETA|REATA PHARMA CLA  CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|10020
RETA|REATA PHARMA CLA  CM|DBAB|Deutsche Bank Securities Inc.|154569
RETA|REATA PHARMA CLA  CM|DBAX|Deutsche Bank Securities Inc.|56700
RETA|REATA PHARMA CLA  CM|DBUL|Deutsche Bank Securities Inc.|1000
RETA|REATA PHARMA CLA  CM|DEAN|MORGAN STANLEY|2455
RETA|REATA PHARMA CLA  CM|DEGS|RONIN PROFESSIONAL LLC|8199
RETA|REATA PHARMA CLA  CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3485
RETA|REATA PHARMA CLA  CM|EBXL|EBX LLC|30300
RETA|REATA PHARMA CLA  CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4788
RETA|REATA PHARMA CLA  CM|EGAM|CBOE TRADING, INC.|3841
RETA|REATA PHARMA CLA  CM|EGAW|CBOE TRADING, INC.|100
RETA|REATA PHARMA CLA  CM|EGXM|CBOE TRADING, INC.|1711
RETA|REATA PHARMA CLA  CM|EGXW|CBOE TRADING, INC.|400
RETA|REATA PHARMA CLA  CM|ETBE|Electronic Transaction Clearing, Inc.|16341
RETA|REATA PHARMA CLA  CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
RETA|REATA PHARMA CLA  CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|880
RETA|REATA PHARMA CLA  CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1204
RETA|REATA PHARMA CLA  CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39919
RETA|REATA PHARMA CLA  CM|ETRS|E*Trade Securities LLC|19505
RETA|REATA PHARMA CLA  CM|FBCO|Credit Suisse Securities (USA) LLC|131822
RETA|REATA PHARMA CLA  CM|FILL|Tradestation Securities, Inc.|5964
RETA|REATA PHARMA CLA  CM|FMAF|NBCN Inc./ CDS|40
RETA|REATA PHARMA CLA  CM|FOMA|TD AMERITRADE CLEARING, INC.|220925
RETA|REATA PHARMA CLA  CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14742
RETA|REATA PHARMA CLA  CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40471
RETA|REATA PHARMA CLA  CM|FTBR|Foliofn Investments, Inc.|85
RETA|REATA PHARMA CLA  CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4639
RETA|REATA PHARMA CLA  CM|GLPX|ACS EXECUTION SERVICES, LLC|20279
RETA|REATA PHARMA CLA  CM|GSCO|GOLDMAN SACHS & CO. LLC|323044
RETA|REATA PHARMA CLA  CM|GSCS|GOLDMAN SACHS & CO. LLC|985
RETA|REATA PHARMA CLA  CM|GSLT|GOLDMAN SACHS & CO. LLC|32846
RETA|REATA PHARMA CLA  CM|GTSZ|GTS SECURITIES LLC|36816
RETA|REATA PHARMA CLA  CM|HAPX|HAP Trading, LLC|32
RETA|REATA PHARMA CLA  CM|HRBF|American Enterprise Investment Services Inc.|110
RETA|REATA PHARMA CLA  CM|HSBC|HSBC Securities, Inc.|75
RETA|REATA PHARMA CLA  CM|IATS|INTERACTIVE BROKERS LLC|11927
RETA|REATA PHARMA CLA  CM|IBKR|Interactive Brokers Llc|54000
RETA|REATA PHARMA CLA  CM|ICBX|INSTINET, LLC|4849
RETA|REATA PHARMA CLA  CM|IEQY|CITADEL SECURITIES LLC|42443
RETA|REATA PHARMA CLA  CM|INCA|INSTINET, LLC|92936
RETA|REATA PHARMA CLA  CM|INJX|INSTINET, LLC|82866
RETA|REATA PHARMA CLA  CM|ITGI|ITG Inc.|7931
RETA|REATA PHARMA CLA  CM|ITGP|ITG INC.|87400
RETA|REATA PHARMA CLA  CM|JEFF|JEFFERIES LLC|87698
RETA|REATA PHARMA CLA  CM|JMPT|JUMP TRADING, LLC|16825
RETA|REATA PHARMA CLA  CM|JPBX|J.P. MORGAN SECURITIES LLC|19616
RETA|REATA PHARMA CLA  CM|JPMX|J.P. Morgan Securities LLC|96371
RETA|REATA PHARMA CLA  CM|JSJX|JANE STREET CAPITAL LLC|6535
RETA|REATA PHARMA CLA  CM|KCGM|VIRTU Americas LLC|14302
RETA|REATA PHARMA CLA  CM|LEER|LEERINK PARTNERS LLC|1449
RETA|REATA PHARMA CLA  CM|LEHM|Barclays Capital Inc./Le|254925
RETA|REATA PHARMA CLA  CM|LIME|Lime Brokerage LLC|73297
RETA|REATA PHARMA CLA  CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|63200
RETA|REATA PHARMA CLA  CM|LQNA|LIQUIDNET, INC.|29500
RETA|REATA PHARMA CLA  CM|LSCI|Lek Securities Corporation|213
RETA|REATA PHARMA CLA  CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|302
RETA|REATA PHARMA CLA  CM|MAXM|Maxim Group LLC|29298
RETA|REATA PHARMA CLA  CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32258
RETA|REATA PHARMA CLA  CM|MOTF|MOTIF INVESTING, INC.|5
RETA|REATA PHARMA CLA  CM|MSCO|MORGAN STANLEY & CO. LLC|603968
RETA|REATA PHARMA CLA  CM|MSPL|MORGAN STANLEY & CO. LLC|82800
RETA|REATA PHARMA CLA  CM|MSTX|MORGAN STANLEY & CO. LLC|14000
RETA|REATA PHARMA CLA  CM|NFSC|National Financial Services LLC|75058
RETA|REATA PHARMA CLA  CM|NITE|VIRTU Americas LLC|193554
RETA|REATA PHARMA CLA  CM|NITP|VIRTU Americas LLC|3100
RETA|REATA PHARMA CLA  CM|NQRB|Brut, LLC|1856
RETA|REATA PHARMA CLA  CM|NTRC|Northern Trust Securities, Inc.|273
RETA|REATA PHARMA CLA  CM|OPCO|Oppenheimer & Co. Inc.|400
RETA|REATA PHARMA CLA  CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|996
RETA|REATA PHARMA CLA  CM|PDQM|CODA MARKETS, INC.|37148
RETA|REATA PHARMA CLA  CM|PWJC|UBS Financial Services, Inc.|173
RETA|REATA PHARMA CLA  CM|RAJA|Raymond James & Associates, Inc.|1366
RETA|REATA PHARMA CLA  CM|SAGL|SAGETRADER, LLC|11915
RETA|REATA PHARMA CLA  CM|SBSH|Citigroup Global Markets Inc.|56779
RETA|REATA PHARMA CLA  CM|SGMT|GOLDMAN SACHS & CO. LLC|18070
RETA|REATA PHARMA CLA  CM|SPDR|SPEEDROUTE LLC|5249
RETA|REATA PHARMA CLA  CM|SPTD|MINT GLOBAL MARKETS, INC.|42312
RETA|REATA PHARMA CLA  CM|STFL|Stifel, Nicolaus & Company, Incorporated|20576
RETA|REATA PHARMA CLA  CM|SWIM|TD Ameritrade, Inc.|31151
RETA|REATA PHARMA CLA  CM|TRBT|Tradebot Systems, Inc.|49117
RETA|REATA PHARMA CLA  CM|TRCM|TRC MARKETS LLC|43517
RETA|REATA PHARMA CLA  CM|TWTT|TASTYWORKS, INC.|112
RETA|REATA PHARMA CLA  CM|UBSA|UBS SECURITIES LLC|204301
RETA|REATA PHARMA CLA  CM|UBSS|UBS Securities LLC|591581
RETA|REATA PHARMA CLA  CM|VALX|VIRTU AMERICAS LLC|7842
RETA|REATA PHARMA CLA  CM|VGRD|Vanguard Marketing Corporation|9711
RETA|REATA PHARMA CLA  CM|WCHV|WELLS FARGO SECURITIES, LLC|30526
RETA|REATA PHARMA CLA  CM|WEDB|WEDBUSH SECURITIES INC.|4300
RETA|REATA PHARMA CLA  CM|WEED|Weeden & Co.L.P.|3898
RETA|REATA PHARMA CLA  CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|111
RETA|REATA PHARMA CLA  CM|WHOT|JUST2TRADE, INC.|20
RETA|REATA PHARMA CLA  CM|WSEA|WOLVERINE SECURITIES, LLC|398
RETA|REATA PHARMA CLA  CM|XIST|INSTINET, LLC|1800
RETA|REATA PHARMA CLA  CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|14628
RETA|REATA PHARMA CLA  CM|YKNA|COMHAR CAPITAL MARKETS, LLC|7682
RETL|DXN DLY RETAIL 3X BL|APCC|Apex Clearing Corporation|290
RETL|DXN DLY RETAIL 3X BL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20
RETL|DXN DLY RETAIL 3X BL|CHAS|Charles Schwab & Co., Inc.|2
RETL|DXN DLY RETAIL 3X BL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
RETL|DXN DLY RETAIL 3X BL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3895
RETL|DXN DLY RETAIL 3X BL|CTLR|CUTLER GROUP, LP|545
RETL|DXN DLY RETAIL 3X BL|DBAX|Deutsche Bank Securities Inc.|1200
RETL|DXN DLY RETAIL 3X BL|DEGS|RONIN PROFESSIONAL LLC|1700
RETL|DXN DLY RETAIL 3X BL|EBXL|EBX LLC|1300
RETL|DXN DLY RETAIL 3X BL|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
RETL|DXN DLY RETAIL 3X BL|ETRS|E*Trade Securities LLC|22931
RETL|DXN DLY RETAIL 3X BL|FILL|Tradestation Securities, Inc.|568
RETL|DXN DLY RETAIL 3X BL|FMAF|NBCN Inc./ CDS|595
RETL|DXN DLY RETAIL 3X BL|FTBR|Foliofn Investments, Inc.|932
RETL|DXN DLY RETAIL 3X BL|GLIS|TD Securities Inc|360
RETL|DXN DLY RETAIL 3X BL|GLPX|ACS EXECUTION SERVICES, LLC|1850
RETL|DXN DLY RETAIL 3X BL|GSLT|GOLDMAN SACHS & CO. LLC|21
RETL|DXN DLY RETAIL 3X BL|GTSZ|GTS SECURITIES LLC|2438
RETL|DXN DLY RETAIL 3X BL|HRBF|American Enterprise Investment Services Inc.|450
RETL|DXN DLY RETAIL 3X BL|IATS|INTERACTIVE BROKERS LLC|1023
RETL|DXN DLY RETAIL 3X BL|IBKR|Interactive Brokers Llc|11889
RETL|DXN DLY RETAIL 3X BL|ICBX|INSTINET, LLC|200
RETL|DXN DLY RETAIL 3X BL|INCA|INSTINET, LLC|660
RETL|DXN DLY RETAIL 3X BL|ITGI|ITG Inc.|23
RETL|DXN DLY RETAIL 3X BL|ITGP|ITG INC.|200
RETL|DXN DLY RETAIL 3X BL|JPMX|J.P. Morgan Securities LLC|200
RETL|DXN DLY RETAIL 3X BL|JSJX|JANE STREET CAPITAL LLC|14953
RETL|DXN DLY RETAIL 3X BL|KCGM|VIRTU Americas LLC|780
RETL|DXN DLY RETAIL 3X BL|LEHM|Barclays Capital Inc./Le|1690
RETL|DXN DLY RETAIL 3X BL|LIME|Lime Brokerage LLC|5004
RETL|DXN DLY RETAIL 3X BL|LSCI|Lek Securities Corporation|378
RETL|DXN DLY RETAIL 3X BL|MAXM|Maxim Group LLC|400
RETL|DXN DLY RETAIL 3X BL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
RETL|DXN DLY RETAIL 3X BL|MOTF|MOTIF INVESTING, INC.|6
RETL|DXN DLY RETAIL 3X BL|MSCO|MORGAN STANLEY & CO. LLC|14057
RETL|DXN DLY RETAIL 3X BL|MSPL|MORGAN STANLEY & CO. LLC|400
RETL|DXN DLY RETAIL 3X BL|NFSC|National Financial Services LLC|65029
RETL|DXN DLY RETAIL 3X BL|NITE|VIRTU Americas LLC|83674
RETL|DXN DLY RETAIL 3X BL|NTBF|BMO Nesbitt Burns Inc./CDS|1253
RETL|DXN DLY RETAIL 3X BL|PDQM|CODA MARKETS, INC.|1575
RETL|DXN DLY RETAIL 3X BL|SBSH|Citigroup Global Markets Inc.|300
RETL|DXN DLY RETAIL 3X BL|SGMT|GOLDMAN SACHS & CO. LLC|1100
RETL|DXN DLY RETAIL 3X BL|STKP|STOCKPILE INVESTMENTS, INC.|44
RETL|DXN DLY RETAIL 3X BL|STTT|STATETRUST INVESTMENTS INC.|190
RETL|DXN DLY RETAIL 3X BL|SWIM|TD Ameritrade, Inc.|4707
RETL|DXN DLY RETAIL 3X BL|TKNG|ALLY INVEST SECURITIES LLC|266
RETL|DXN DLY RETAIL 3X BL|TRCM|TRC MARKETS LLC|1375
RETL|DXN DLY RETAIL 3X BL|UBSA|UBS SECURITIES LLC|19821
RETL|DXN DLY RETAIL 3X BL|UBSS|UBS Securities LLC|46980
RETL|DXN DLY RETAIL 3X BL|VGRD|Vanguard Marketing Corporation|5744
RETL|DXN DLY RETAIL 3X BL|VSIN|Vision Financial Markets Llc|30
RETL|DXN DLY RETAIL 3X BL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1966
RETL|DXN DLY RETAIL 3X BL|WGIF|CIBC World Markets Inc.|14
RETL|DXN DLY RETAIL 3X BL|WSEA|WOLVERINE SECURITIES, LLC|621
RETO|RETO ECO-SOLUTION CM|ALTX|Alternet Securities Inc.|900
RETO|RETO ECO-SOLUTION CM|APCC|Apex Clearing Corporation|517
RETO|RETO ECO-SOLUTION CM|BATM|CBOE TRADING, INC.|300
RETO|RETO ECO-SOLUTION CM|BERN|Sanford C. Bernstein & Co., LLC|88
RETO|RETO ECO-SOLUTION CM|BRGE|Newbridge Securities Corp.|745
RETO|RETO ECO-SOLUTION CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
RETO|RETO ECO-SOLUTION CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8337
RETO|RETO ECO-SOLUTION CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
RETO|RETO ECO-SOLUTION CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2827
RETO|RETO ECO-SOLUTION CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|10
RETO|RETO ECO-SOLUTION CM|DBAB|Deutsche Bank Securities Inc.|4100
RETO|RETO ECO-SOLUTION CM|DBAX|Deutsche Bank Securities Inc.|2400
RETO|RETO ECO-SOLUTION CM|DEGS|RONIN PROFESSIONAL LLC|10881
RETO|RETO ECO-SOLUTION CM|EBXL|EBX LLC|3700
RETO|RETO ECO-SOLUTION CM|EDJO|Edward D. Jones & Co., L.P.|800
RETO|RETO ECO-SOLUTION CM|EGXM|CBOE TRADING, INC.|740
RETO|RETO ECO-SOLUTION CM|ETBE|Electronic Transaction Clearing, Inc.|100
RETO|RETO ECO-SOLUTION CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|96
RETO|RETO ECO-SOLUTION CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1750
RETO|RETO ECO-SOLUTION CM|ETRS|E*Trade Securities LLC|10787
RETO|RETO ECO-SOLUTION CM|FBCO|Credit Suisse Securities (USA) LLC|42333
RETO|RETO ECO-SOLUTION CM|FILL|Tradestation Securities, Inc.|560
RETO|RETO ECO-SOLUTION CM|FOMA|TD AMERITRADE CLEARING, INC.|119018
RETO|RETO ECO-SOLUTION CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|343
RETO|RETO ECO-SOLUTION CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8248
RETO|RETO ECO-SOLUTION CM|GLPX|ACS EXECUTION SERVICES, LLC|2373
RETO|RETO ECO-SOLUTION CM|GSCO|GOLDMAN SACHS & CO. LLC|10425
RETO|RETO ECO-SOLUTION CM|GSLT|GOLDMAN SACHS & CO. LLC|695
RETO|RETO ECO-SOLUTION CM|GTSZ|GTS SECURITIES LLC|2477
RETO|RETO ECO-SOLUTION CM|HSBC|HSBC Securities, Inc.|5200
RETO|RETO ECO-SOLUTION CM|IATS|INTERACTIVE BROKERS LLC|13258
RETO|RETO ECO-SOLUTION CM|IBKR|Interactive Brokers Llc|90341
RETO|RETO ECO-SOLUTION CM|ICBX|INSTINET, LLC|1100
RETO|RETO ECO-SOLUTION CM|INCA|INSTINET, LLC|10625
RETO|RETO ECO-SOLUTION CM|ITGI|ITG Inc.|5319
RETO|RETO ECO-SOLUTION CM|ITGP|ITG INC.|2200
RETO|RETO ECO-SOLUTION CM|JPMX|J.P. Morgan Securities LLC|1498
RETO|RETO ECO-SOLUTION CM|JSJX|JANE STREET CAPITAL LLC|342
RETO|RETO ECO-SOLUTION CM|KCGM|VIRTU Americas LLC|200
RETO|RETO ECO-SOLUTION CM|LEHM|Barclays Capital Inc./Le|5696
RETO|RETO ECO-SOLUTION CM|LIME|Lime Brokerage LLC|11693
RETO|RETO ECO-SOLUTION CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|676
RETO|RETO ECO-SOLUTION CM|MOTF|MOTIF INVESTING, INC.|2
RETO|RETO ECO-SOLUTION CM|MSCO|MORGAN STANLEY & CO. LLC|39810
RETO|RETO ECO-SOLUTION CM|MSPL|MORGAN STANLEY & CO. LLC|700
RETO|RETO ECO-SOLUTION CM|NFSC|National Financial Services LLC|27774
RETO|RETO ECO-SOLUTION CM|NITE|VIRTU Americas LLC|75435
RETO|RETO ECO-SOLUTION CM|PDQM|CODA MARKETS, INC.|3273
RETO|RETO ECO-SOLUTION CM|RBCM|RBC CAPITAL MARKETS, LLC|1468
RETO|RETO ECO-SOLUTION CM|RGLD|Regal Securities, Inc|400
RETO|RETO ECO-SOLUTION CM|SAGL|SAGETRADER, LLC|200
RETO|RETO ECO-SOLUTION CM|SBSH|Citigroup Global Markets Inc.|10905
RETO|RETO ECO-SOLUTION CM|SGMT|GOLDMAN SACHS & CO. LLC|700
RETO|RETO ECO-SOLUTION CM|SPDR|SPEEDROUTE LLC|4005
RETO|RETO ECO-SOLUTION CM|SWIM|TD Ameritrade, Inc.|48110
RETO|RETO ECO-SOLUTION CM|TRCM|TRC MARKETS LLC|600
RETO|RETO ECO-SOLUTION CM|UBSA|UBS SECURITIES LLC|11425
RETO|RETO ECO-SOLUTION CM|UBSS|UBS Securities LLC|51361
RETO|RETO ECO-SOLUTION CM|VALX|VIRTU AMERICAS LLC|2432
RETO|RETO ECO-SOLUTION CM|WCHV|WELLS FARGO SECURITIES, LLC|1050
RETO|RETO ECO-SOLUTION CM|WEDB|WEDBUSH SECURITIES INC.|6900
RETO|RETO ECO-SOLUTION CM|WEED|Weeden & Co.L.P.|50
RETO|RETO ECO-SOLUTION CM|WGIF|CIBC World Markets Inc.|1600
RETO|RETO ECO-SOLUTION CM|YKNA|COMHAR CAPITAL MARKETS, LLC|500
REV|REVLON INC NEW|ADAM|CANACCORD GENUITY INC.|1000
REV|REVLON INC NEW|AGCP|AEGIS CAPITAL CORP.|580
REV|REVLON INC NEW|APCC|Apex Clearing Corporation|3620
REV|REVLON INC NEW|BARD|Robert W. Baird & Co. Incorporated|3273
REV|REVLON INC NEW|BATM|CBOE TRADING, INC.|1199
REV|REVLON INC NEW|BAYC|BAY CREST PARTNERS, LLC|176
REV|REVLON INC NEW|BERN|Sanford C. Bernstein & Co., LLC|2466
REV|REVLON INC NEW|BIAD|SAGETRADER, LLC|454
REV|REVLON INC NEW|BIMI|Banca IMI Securities Corp.|1600
REV|REVLON INC NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30589
REV|REVLON INC NEW|BNPX|BNP PARIBAS SECURITIES CORP.|751
REV|REVLON INC NEW|BYXM|CBOE TRADING, INC.|400
REV|REVLON INC NEW|BZYD|GOLDMAN SACHS & CO. LLC|300
REV|REVLON INC NEW|CHAS|Charles Schwab & Co., Inc.|160
REV|REVLON INC NEW|CICF|Canaccord Genuity Corp.|245
REV|REVLON INC NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18317
REV|REVLON INC NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|677
REV|REVLON INC NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|420
REV|REVLON INC NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53372
REV|REVLON INC NEW|CTDL|Citadel Derivatives Group Llc|798
REV|REVLON INC NEW|CTLR|CUTLER GROUP, LP|2792
REV|REVLON INC NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|9068
REV|REVLON INC NEW|DBAB|Deutsche Bank Securities Inc.|5555
REV|REVLON INC NEW|DBAX|Deutsche Bank Securities Inc.|24700
REV|REVLON INC NEW|DEAN|MORGAN STANLEY|734
REV|REVLON INC NEW|DEGS|RONIN PROFESSIONAL LLC|6182
REV|REVLON INC NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
REV|REVLON INC NEW|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|10960
REV|REVLON INC NEW|EBXL|EBX LLC|24100
REV|REVLON INC NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|10091
REV|REVLON INC NEW|EDJO|Edward D. Jones & Co., L.P.|1000
REV|REVLON INC NEW|EGAM|CBOE TRADING, INC.|2100
REV|REVLON INC NEW|EGAW|CBOE TRADING, INC.|900
REV|REVLON INC NEW|EGMT|EG MARKET TECHNOLOGIES LLC|1200
REV|REVLON INC NEW|EGXM|CBOE TRADING, INC.|1100
REV|REVLON INC NEW|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|109
REV|REVLON INC NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2400
REV|REVLON INC NEW|ETRS|E*Trade Securities LLC|111420
REV|REVLON INC NEW|FILL|Tradestation Securities, Inc.|1400
REV|REVLON INC NEW|FINX|FINTECH SECURITIES|150
REV|REVLON INC NEW|FMAF|NBCN Inc./ CDS|1051
REV|REVLON INC NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8551
REV|REVLON INC NEW|FTBR|Foliofn Investments, Inc.|58
REV|REVLON INC NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|3912
REV|REVLON INC NEW|GLIS|TD Securities Inc|150
REV|REVLON INC NEW|GLPX|ACS EXECUTION SERVICES, LLC|47720
REV|REVLON INC NEW|GSCO|GOLDMAN SACHS & CO. LLC|79027
REV|REVLON INC NEW|GSCS|GOLDMAN SACHS & CO. LLC|2168
REV|REVLON INC NEW|GSLT|GOLDMAN SACHS & CO. LLC|2860
REV|REVLON INC NEW|GTSZ|GTS SECURITIES LLC|17339
REV|REVLON INC NEW|HRBF|American Enterprise Investment Services Inc.|1090
REV|REVLON INC NEW|IATS|INTERACTIVE BROKERS LLC|26139
REV|REVLON INC NEW|IBKR|Interactive Brokers Llc|88409
REV|REVLON INC NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
REV|REVLON INC NEW|ICBX|INSTINET, LLC|22488
REV|REVLON INC NEW|IEQY|CITADEL SECURITIES LLC|3244
REV|REVLON INC NEW|INCA|INSTINET, LLC|62858
REV|REVLON INC NEW|INJX|INSTINET, LLC|2272
REV|REVLON INC NEW|ITGI|ITG Inc.|63225
REV|REVLON INC NEW|ITGP|ITG INC.|64800
REV|REVLON INC NEW|JANY|Janney Montgomery Scott Inc.|1800
REV|REVLON INC NEW|JEFF|JEFFERIES LLC|13521
REV|REVLON INC NEW|JMPT|JUMP TRADING, LLC|5528
REV|REVLON INC NEW|JPBX|J.P. MORGAN SECURITIES LLC|11776
REV|REVLON INC NEW|JPMX|J.P. Morgan Securities LLC|106143
REV|REVLON INC NEW|JSJX|JANE STREET CAPITAL LLC|8968
REV|REVLON INC NEW|KCGM|VIRTU Americas LLC|7736
REV|REVLON INC NEW|LEHM|Barclays Capital Inc./Le|57311
REV|REVLON INC NEW|LIME|Lime Brokerage LLC|14574
REV|REVLON INC NEW|LSCI|Lek Securities Corporation|224
REV|REVLON INC NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
REV|REVLON INC NEW|MAXM|Maxim Group LLC|11
REV|REVLON INC NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25284
REV|REVLON INC NEW|MNDX|TJM Investments, LLC|8077
REV|REVLON INC NEW|MSCO|MORGAN STANLEY & CO. LLC|66988
REV|REVLON INC NEW|MSPL|MORGAN STANLEY & CO. LLC|37200
REV|REVLON INC NEW|MSTX|MORGAN STANLEY & CO. LLC|1400
REV|REVLON INC NEW|NATL|National Securities Corporation|50
REV|REVLON INC NEW|NFSC|National Financial Services LLC|87553
REV|REVLON INC NEW|NITE|VIRTU Americas LLC|347531
REV|REVLON INC NEW|NQRB|Brut, LLC|750
REV|REVLON INC NEW|OPCO|Oppenheimer & Co. Inc.|2
REV|REVLON INC NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3020
REV|REVLON INC NEW|PDQM|CODA MARKETS, INC.|24871
REV|REVLON INC NEW|PREC|PRECISION SECURITIES, LLC|5570
REV|REVLON INC NEW|RBCM|RBC CAPITAL MARKETS, LLC|1375
REV|REVLON INC NEW|SAGW|SAGETRADER, LLC|400
REV|REVLON INC NEW|SBSH|Citigroup Global Markets Inc.|12073
REV|REVLON INC NEW|SGMT|GOLDMAN SACHS & CO. LLC|13899
REV|REVLON INC NEW|SPDR|SPEEDROUTE LLC|5017
REV|REVLON INC NEW|SPTD|MINT GLOBAL MARKETS, INC.|100
REV|REVLON INC NEW|STKP|STOCKPILE INVESTMENTS, INC.|22
REV|REVLON INC NEW|SWIM|TD Ameritrade, Inc.|58771
REV|REVLON INC NEW|SWST|Hilltop Securities Inc.|40
REV|REVLON INC NEW|TKNG|ALLY INVEST SECURITIES LLC|1699
REV|REVLON INC NEW|TMBR|Timber Hill LLC|100
REV|REVLON INC NEW|UBSA|UBS SECURITIES LLC|149709
REV|REVLON INC NEW|UBSS|UBS Securities LLC|153375
REV|REVLON INC NEW|VALX|VIRTU AMERICAS LLC|11640
REV|REVLON INC NEW|VGRD|Vanguard Marketing Corporation|3050
REV|REVLON INC NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|643
REV|REVLON INC NEW|WCHV|WELLS FARGO SECURITIES, LLC|6938
REV|REVLON INC NEW|WEDB|WEDBUSH SECURITIES INC.|3400
REV|REVLON INC NEW|WEED|Weeden & Co.L.P.|10
REV|REVLON INC NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7529
REV|REVLON INC NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25431
REV|REVLON INC NEW|WGIF|CIBC World Markets Inc.|1401
REV|REVLON INC NEW|WSEA|WOLVERINE SECURITIES, LLC|3756
REV|REVLON INC NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
REV|REVLON INC NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
REVG|REV GROUP, INC.|AGIS|Aegis Capital Corp.|750
REVG|REV GROUP, INC.|ALTX|Alternet Securities Inc.|43598
REVG|REV GROUP, INC.|ANOS|ABEL/NOSER, L.L.C.|32581
REVG|REV GROUP, INC.|APCC|Apex Clearing Corporation|29828
REVG|REV GROUP, INC.|BARD|Robert W. Baird & Co. Incorporated|40106
REVG|REV GROUP, INC.|BATM|CBOE TRADING, INC.|18860
REVG|REV GROUP, INC.|BAYT|BTIG, LLC|2300
REVG|REV GROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|232717
REVG|REV GROUP, INC.|BIDS|BIDS TRADING L.P.|10900
REVG|REV GROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46763
REVG|REV GROUP, INC.|BLKX|INSTINET, LLC|62300
REVG|REV GROUP, INC.|BMOC|BMO Capital Markets Corp.|149860
REVG|REV GROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3477
REVG|REV GROUP, INC.|BTIG|BTIG, LLC|100
REVG|REV GROUP, INC.|BYXM|CBOE TRADING, INC.|2800
REVG|REV GROUP, INC.|CANT|Cantor Fitzgerald & Co.|25000
REVG|REV GROUP, INC.|CBRA|Cobra Trading, Inc.|3100
REVG|REV GROUP, INC.|CHAS|Charles Schwab & Co., Inc.|52319
REVG|REV GROUP, INC.|CICF|Canaccord Genuity Corp.|629
REVG|REV GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|249061
REVG|REV GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|60490
REVG|REV GROUP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4611
REVG|REV GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|532847
REVG|REV GROUP, INC.|CTDL|Citadel Derivatives Group Llc|27889
REVG|REV GROUP, INC.|CTLR|CUTLER GROUP, LP|300
REVG|REV GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|62510
REVG|REV GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|286013
REVG|REV GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|477800
REVG|REV GROUP, INC.|DBUL|Deutsche Bank Securities Inc.|1472
REVG|REV GROUP, INC.|DEAN|MORGAN STANLEY|4454
REVG|REV GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|1119
REVG|REV GROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3600
REVG|REV GROUP, INC.|EBXL|EBX LLC|404600
REVG|REV GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|11786
REVG|REV GROUP, INC.|EDJO|Edward D. Jones & Co., L.P.|2482
REVG|REV GROUP, INC.|EGAM|CBOE TRADING, INC.|99590
REVG|REV GROUP, INC.|EGAW|CBOE TRADING, INC.|2351
REVG|REV GROUP, INC.|EGXM|CBOE TRADING, INC.|17182
REVG|REV GROUP, INC.|EGXW|CBOE TRADING, INC.|300
REVG|REV GROUP, INC.|ETBE|Electronic Transaction Clearing, Inc.|16318
REVG|REV GROUP, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|13288
REVG|REV GROUP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
REVG|REV GROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17080
REVG|REV GROUP, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
REVG|REV GROUP, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|562
REVG|REV GROUP, INC.|ETRS|E*Trade Securities LLC|364236
REVG|REV GROUP, INC.|FBSB|U.S. Bancorp Investments, Inc.|100
REVG|REV GROUP, INC.|FILL|Tradestation Securities, Inc.|87916
REVG|REV GROUP, INC.|FMAF|NBCN Inc./ CDS|2085
REVG|REV GROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
REVG|REV GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136653
REVG|REV GROUP, INC.|FTBR|Foliofn Investments, Inc.|1282
REVG|REV GROUP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1812
REVG|REV GROUP, INC.|GLIS|TD Securities Inc|887
REVG|REV GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|171332
REVG|REV GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|983918
REVG|REV GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|46644
REVG|REV GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|18370
REVG|REV GROUP, INC.|GTSZ|GTS SECURITIES LLC|39368
REVG|REV GROUP, INC.|HAPX|HAP Trading, LLC|300
REVG|REV GROUP, INC.|HPPX|POTAMUS TRADING, LLC|79
REVG|REV GROUP, INC.|HRBF|American Enterprise Investment Services Inc.|358
REVG|REV GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|19913
REVG|REV GROUP, INC.|IBKR|Interactive Brokers Llc|86032
REVG|REV GROUP, INC.|ICBX|INSTINET, LLC|65250
REVG|REV GROUP, INC.|IEQY|CITADEL SECURITIES LLC|23921
REVG|REV GROUP, INC.|INCA|INSTINET, LLC|442820
REVG|REV GROUP, INC.|INJX|INSTINET, LLC|33674
REVG|REV GROUP, INC.|ITGI|ITG Inc.|130433
REVG|REV GROUP, INC.|ITGP|ITG INC.|132800
REVG|REV GROUP, INC.|JANY|Janney Montgomery Scott Inc.|1150
REVG|REV GROUP, INC.|JEFF|JEFFERIES LLC|102985
REVG|REV GROUP, INC.|JMPT|JUMP TRADING, LLC|92438
REVG|REV GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|43982
REVG|REV GROUP, INC.|JPMX|J.P. Morgan Securities LLC|913430
REVG|REV GROUP, INC.|JSJX|JANE STREET CAPITAL LLC|9522
REVG|REV GROUP, INC.|KCGM|VIRTU Americas LLC|95641
REVG|REV GROUP, INC.|KING|C. L. King & Associates, Inc.|400
REVG|REV GROUP, INC.|LEHM|Barclays Capital Inc./Le|500301
REVG|REV GROUP, INC.|LIME|Lime Brokerage LLC|12451
REVG|REV GROUP, INC.|LQNA|LIQUIDNET, INC.|136800
REVG|REV GROUP, INC.|LQNB|LIQUIDNET, INC.|10600
REVG|REV GROUP, INC.|LSCI|Lek Securities Corporation|1454
REVG|REV GROUP, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4545
REVG|REV GROUP, INC.|MACQ|Macquarie Capital (USA) Inc.|3897
REVG|REV GROUP, INC.|MAXM|Maxim Group LLC|14509
REVG|REV GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|136486
REVG|REV GROUP, INC.|MOTF|MOTIF INVESTING, INC.|1
REVG|REV GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|1122364
REVG|REV GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|301400
REVG|REV GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|143700
REVG|REV GROUP, INC.|MULL|MARK J. MULLER EQUITIES, INC.|2200
REVG|REV GROUP, INC.|NATL|National Securities Corporation|1300
REVG|REV GROUP, INC.|NBCS|NBC Securities, INC.|200
REVG|REV GROUP, INC.|NFSC|National Financial Services LLC|535111
REVG|REV GROUP, INC.|NITE|VIRTU Americas LLC|781545
REVG|REV GROUP, INC.|NITP|VIRTU Americas LLC|300
REVG|REV GROUP, INC.|NQRB|Brut, LLC|66684
REVG|REV GROUP, INC.|NTRC|Northern Trust Securities, Inc.|500
REVG|REV GROUP, INC.|OPCO|Oppenheimer & Co. Inc.|100
REVG|REV GROUP, INC.|PDQM|CODA MARKETS, INC.|388461
REVG|REV GROUP, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|100
REVG|REV GROUP, INC.|PWJC|UBS Financial Services, Inc.|3
REVG|REV GROUP, INC.|QMSR|QUATTRO M SECURITIES INC.|646
REVG|REV GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|12101
REVG|REV GROUP, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|17608
REVG|REV GROUP, INC.|ROTH|Roth Capital Partners, LLC|700
REVG|REV GROUP, INC.|SAGL|SAGETRADER, LLC|39286
REVG|REV GROUP, INC.|SAGW|SAGETRADER, LLC|100
REVG|REV GROUP, INC.|SBSH|Citigroup Global Markets Inc.|165050
REVG|REV GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|207454
REVG|REV GROUP, INC.|SPDR|SPEEDROUTE LLC|65410
REVG|REV GROUP, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|500
REVG|REV GROUP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|900
REVG|REV GROUP, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|3591
REVG|REV GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|121340
REVG|REV GROUP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3549
REVG|REV GROUP, INC.|SWIM|TD Ameritrade, Inc.|205751
REVG|REV GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|7492
REVG|REV GROUP, INC.|TRBT|Tradebot Systems, Inc.|324273
REVG|REV GROUP, INC.|TRCM|TRC MARKETS LLC|73764
REVG|REV GROUP, INC.|TWTT|TASTYWORKS, INC.|800
REVG|REV GROUP, INC.|UBSA|UBS SECURITIES LLC|1213022
REVG|REV GROUP, INC.|UBSS|UBS Securities LLC|534816
REVG|REV GROUP, INC.|VALX|VIRTU AMERICAS LLC|5910
REVG|REV GROUP, INC.|VGRD|Vanguard Marketing Corporation|7717
REVG|REV GROUP, INC.|WABR|Wall Street Access|400
REVG|REV GROUP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|718
REVG|REV GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|197745
REVG|REV GROUP, INC.|WDNX|WEEDEN & CO.L.P.|1406
REVG|REV GROUP, INC.|WEDB|WEDBUSH SECURITIES INC.|87675
REVG|REV GROUP, INC.|WEED|Weeden & Co.L.P.|160
REVG|REV GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1545
REVG|REV GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11879
REVG|REV GROUP, INC.|WFPB|Wells Fargo Securities, LLC.|2500
REVG|REV GROUP, INC.|WGIF|CIBC World Markets Inc.|1900
REVG|REV GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|14642
REVG|REV GROUP, INC.|XIST|INSTINET, LLC|157400
REVG|REV GROUP, INC.|XPQR|Jump Trading|1525
REVG|REV GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|60168
REVG|REV GROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7559
REVG|REV GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3504
REW|ULTRASHORT TECHNOLOG|APCC|Apex Clearing Corporation|2
REW|ULTRASHORT TECHNOLOG|BATM|CBOE TRADING, INC.|7
REW|ULTRASHORT TECHNOLOG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29
REW|ULTRASHORT TECHNOLOG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1387
REW|ULTRASHORT TECHNOLOG|DBAX|Deutsche Bank Securities Inc.|500
REW|ULTRASHORT TECHNOLOG|EBXL|EBX LLC|400
REW|ULTRASHORT TECHNOLOG|ETRS|E*Trade Securities LLC|2727
REW|ULTRASHORT TECHNOLOG|IBKR|Interactive Brokers Llc|340
REW|ULTRASHORT TECHNOLOG|ICBX|INSTINET, LLC|300
REW|ULTRASHORT TECHNOLOG|JPMX|J.P. Morgan Securities LLC|650
REW|ULTRASHORT TECHNOLOG|KCGM|VIRTU Americas LLC|2868
REW|ULTRASHORT TECHNOLOG|LEHM|Barclays Capital Inc./Le|2400
REW|ULTRASHORT TECHNOLOG|LIME|Lime Brokerage LLC|781
REW|ULTRASHORT TECHNOLOG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|654
REW|ULTRASHORT TECHNOLOG|MOTF|MOTIF INVESTING, INC.|2
REW|ULTRASHORT TECHNOLOG|MSCO|MORGAN STANLEY & CO. LLC|1829
REW|ULTRASHORT TECHNOLOG|NFSC|National Financial Services LLC|18226
REW|ULTRASHORT TECHNOLOG|NITE|VIRTU Americas LLC|12655
REW|ULTRASHORT TECHNOLOG|SGMT|GOLDMAN SACHS & CO. LLC|500
REW|ULTRASHORT TECHNOLOG|SWIM|TD Ameritrade, Inc.|150
REW|ULTRASHORT TECHNOLOG|TKNG|ALLY INVEST SECURITIES LLC|356
REW|ULTRASHORT TECHNOLOG|UBSA|UBS SECURITIES LLC|1050
REW|ULTRASHORT TECHNOLOG|UBSS|UBS Securities LLC|250
REW|ULTRASHORT TECHNOLOG|VGRD|Vanguard Marketing Corporation|710
REW|ULTRASHORT TECHNOLOG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|206
REW|ULTRASHORT TECHNOLOG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|322
REW|ULTRASHORT TECHNOLOG|WSEA|WOLVERINE SECURITIES, LLC|780
REX|REX AMERICAN RES CP|ALTX|Alternet Securities Inc.|600
REX|REX AMERICAN RES CP|APCC|Apex Clearing Corporation|12
REX|REX AMERICAN RES CP|BATM|CBOE TRADING, INC.|850
REX|REX AMERICAN RES CP|BAYC|BAY CREST PARTNERS, LLC|25
REX|REX AMERICAN RES CP|BERN|Sanford C. Bernstein & Co., LLC|1319
REX|REX AMERICAN RES CP|BIDS|BIDS TRADING L.P.|100
REX|REX AMERICAN RES CP|BNPX|BNP PARIBAS SECURITIES CORP.|3389
REX|REX AMERICAN RES CP|BTIG|BTIG, LLC|562
REX|REX AMERICAN RES CP|BYXM|CBOE TRADING, INC.|537
REX|REX AMERICAN RES CP|CIST|Capital Institutional Services, Inc.|721
REX|REX AMERICAN RES CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2922
REX|REX AMERICAN RES CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6129
REX|REX AMERICAN RES CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8408
REX|REX AMERICAN RES CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11654
REX|REX AMERICAN RES CP|CTDL|Citadel Derivatives Group Llc|1476
REX|REX AMERICAN RES CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2984
REX|REX AMERICAN RES CP|DBAB|Deutsche Bank Securities Inc.|2934
REX|REX AMERICAN RES CP|DBAX|Deutsche Bank Securities Inc.|11900
REX|REX AMERICAN RES CP|DEAN|MORGAN STANLEY|236
REX|REX AMERICAN RES CP|DEGS|RONIN PROFESSIONAL LLC|950
REX|REX AMERICAN RES CP|EBXL|EBX LLC|3400
REX|REX AMERICAN RES CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|583
REX|REX AMERICAN RES CP|EDJO|Edward D. Jones & Co., L.P.|150
REX|REX AMERICAN RES CP|EGAM|CBOE TRADING, INC.|322
REX|REX AMERICAN RES CP|EGXM|CBOE TRADING, INC.|1309
REX|REX AMERICAN RES CP|ETRS|E*Trade Securities LLC|253
REX|REX AMERICAN RES CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|520
REX|REX AMERICAN RES CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5009
REX|REX AMERICAN RES CP|FTBR|Foliofn Investments, Inc.|518
REX|REX AMERICAN RES CP|GLPX|ACS EXECUTION SERVICES, LLC|12553
REX|REX AMERICAN RES CP|GSCO|GOLDMAN SACHS & CO. LLC|14122
REX|REX AMERICAN RES CP|GSLT|GOLDMAN SACHS & CO. LLC|202
REX|REX AMERICAN RES CP|GTSZ|GTS SECURITIES LLC|18359
REX|REX AMERICAN RES CP|HRBF|American Enterprise Investment Services Inc.|110
REX|REX AMERICAN RES CP|IATS|INTERACTIVE BROKERS LLC|1061
REX|REX AMERICAN RES CP|IBKR|Interactive Brokers Llc|3004
REX|REX AMERICAN RES CP|ICBX|INSTINET, LLC|4600
REX|REX AMERICAN RES CP|IEQY|CITADEL SECURITIES LLC|3311
REX|REX AMERICAN RES CP|INCA|INSTINET, LLC|10147
REX|REX AMERICAN RES CP|INJX|INSTINET, LLC|353
REX|REX AMERICAN RES CP|ITGI|ITG Inc.|5548
REX|REX AMERICAN RES CP|ITGP|ITG INC.|15200
REX|REX AMERICAN RES CP|JEFF|JEFFERIES LLC|714
REX|REX AMERICAN RES CP|JPBX|J.P. MORGAN SECURITIES LLC|100
REX|REX AMERICAN RES CP|JPMX|J.P. Morgan Securities LLC|25736
REX|REX AMERICAN RES CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
REX|REX AMERICAN RES CP|KCGM|VIRTU Americas LLC|2037
REX|REX AMERICAN RES CP|LEHM|Barclays Capital Inc./Le|12608
REX|REX AMERICAN RES CP|LIME|Lime Brokerage LLC|2670
REX|REX AMERICAN RES CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
REX|REX AMERICAN RES CP|MOTF|MOTIF INVESTING, INC.|23
REX|REX AMERICAN RES CP|MSCO|MORGAN STANLEY & CO. LLC|33790
REX|REX AMERICAN RES CP|MSPL|MORGAN STANLEY & CO. LLC|22000
REX|REX AMERICAN RES CP|MSTX|MORGAN STANLEY & CO. LLC|400
REX|REX AMERICAN RES CP|NFSC|National Financial Services LLC|2647
REX|REX AMERICAN RES CP|NITE|VIRTU Americas LLC|19770
REX|REX AMERICAN RES CP|NQRB|Brut, LLC|62
REX|REX AMERICAN RES CP|PDQM|CODA MARKETS, INC.|21552
REX|REX AMERICAN RES CP|RBCM|RBC CAPITAL MARKETS, LLC|8
REX|REX AMERICAN RES CP|SBSH|Citigroup Global Markets Inc.|3470
REX|REX AMERICAN RES CP|SGMT|GOLDMAN SACHS & CO. LLC|1827
REX|REX AMERICAN RES CP|SPDR|SPEEDROUTE LLC|736
REX|REX AMERICAN RES CP|SPTD|MINT GLOBAL MARKETS, INC.|8410
REX|REX AMERICAN RES CP|SWIM|TD Ameritrade, Inc.|1619
REX|REX AMERICAN RES CP|TRBT|Tradebot Systems, Inc.|658
REX|REX AMERICAN RES CP|TRCM|TRC MARKETS LLC|4279
REX|REX AMERICAN RES CP|UBSA|UBS SECURITIES LLC|30270
REX|REX AMERICAN RES CP|UBSS|UBS Securities LLC|31652
REX|REX AMERICAN RES CP|VALX|VIRTU AMERICAS LLC|3652
REX|REX AMERICAN RES CP|VGRD|Vanguard Marketing Corporation|3
REX|REX AMERICAN RES CP|WCHV|WELLS FARGO SECURITIES, LLC|2377
REX|REX AMERICAN RES CP|WEED|Weeden & Co.L.P.|162
REX|REX AMERICAN RES CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|116
REX|REX AMERICAN RES CP|WSEA|WOLVERINE SECURITIES, LLC|211
REX|REX AMERICAN RES CP|XIST|INSTINET, LLC|2600
REX|REX AMERICAN RES CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
REX|REX AMERICAN RES CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2990
REX|REX AMERICAN RES CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32
REXR|REXFORD INDUSTRIAL|ALTX|Alternet Securities Inc.|18927
REXR|REXFORD INDUSTRIAL|APCC|Apex Clearing Corporation|1456
REXR|REXFORD INDUSTRIAL|BARD|Robert W. Baird & Co. Incorporated|796
REXR|REXFORD INDUSTRIAL|BATM|CBOE TRADING, INC.|5332
REXR|REXFORD INDUSTRIAL|BAYC|BAY CREST PARTNERS, LLC|41
REXR|REXFORD INDUSTRIAL|BBNT|BB&T SECURITIES, LLC|23
REXR|REXFORD INDUSTRIAL|BERN|Sanford C. Bernstein & Co., LLC|5941
REXR|REXFORD INDUSTRIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1565
REXR|REXFORD INDUSTRIAL|BLKX|INSTINET, LLC|58605
REXR|REXFORD INDUSTRIAL|BMOC|BMO Capital Markets Corp.|67212
REXR|REXFORD INDUSTRIAL|BNPX|BNP PARIBAS SECURITIES CORP.|20956
REXR|REXFORD INDUSTRIAL|BTIG|BTIG, LLC|608500
REXR|REXFORD INDUSTRIAL|BYXM|CBOE TRADING, INC.|2029
REXR|REXFORD INDUSTRIAL|BZYD|GOLDMAN SACHS & CO. LLC|3244
REXR|REXFORD INDUSTRIAL|CANT|Cantor Fitzgerald & Co.|50457
REXR|REXFORD INDUSTRIAL|CHAS|Charles Schwab & Co., Inc.|41
REXR|REXFORD INDUSTRIAL|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
REXR|REXFORD INDUSTRIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|158725
REXR|REXFORD INDUSTRIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3980
REXR|REXFORD INDUSTRIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9053
REXR|REXFORD INDUSTRIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|289667
REXR|REXFORD INDUSTRIAL|CTDL|Citadel Derivatives Group Llc|11041
REXR|REXFORD INDUSTRIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|67816
REXR|REXFORD INDUSTRIAL|DADA|D.A. Davidson & Co.|4599
REXR|REXFORD INDUSTRIAL|DBAB|Deutsche Bank Securities Inc.|130262
REXR|REXFORD INDUSTRIAL|DBAX|Deutsche Bank Securities Inc.|138400
REXR|REXFORD INDUSTRIAL|DBUL|Deutsche Bank Securities Inc.|2188
REXR|REXFORD INDUSTRIAL|DEAN|MORGAN STANLEY|2393
REXR|REXFORD INDUSTRIAL|DEGS|RONIN PROFESSIONAL LLC|147
REXR|REXFORD INDUSTRIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10153
REXR|REXFORD INDUSTRIAL|EBXL|EBX LLC|166800
REXR|REXFORD INDUSTRIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1247
REXR|REXFORD INDUSTRIAL|EGAM|CBOE TRADING, INC.|5934
REXR|REXFORD INDUSTRIAL|EGAW|CBOE TRADING, INC.|200
REXR|REXFORD INDUSTRIAL|EGMT|EG MARKET TECHNOLOGIES LLC|500
REXR|REXFORD INDUSTRIAL|EGXM|CBOE TRADING, INC.|1461
REXR|REXFORD INDUSTRIAL|ETBE|Electronic Transaction Clearing, Inc.|9017
REXR|REXFORD INDUSTRIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2967
REXR|REXFORD INDUSTRIAL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|843
REXR|REXFORD INDUSTRIAL|ETRS|E*Trade Securities LLC|8150
REXR|REXFORD INDUSTRIAL|FBSB|U.S. Bancorp Investments, Inc.|90
REXR|REXFORD INDUSTRIAL|FILL|Tradestation Securities, Inc.|500
REXR|REXFORD INDUSTRIAL|FMAF|NBCN Inc./ CDS|184
REXR|REXFORD INDUSTRIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3377
REXR|REXFORD INDUSTRIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118786
REXR|REXFORD INDUSTRIAL|FTBR|Foliofn Investments, Inc.|254
REXR|REXFORD INDUSTRIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|2508
REXR|REXFORD INDUSTRIAL|GLPX|ACS EXECUTION SERVICES, LLC|19611
REXR|REXFORD INDUSTRIAL|GNAV|GREEN STREET TRADING, LLC|8646
REXR|REXFORD INDUSTRIAL|GSCO|GOLDMAN SACHS & CO. LLC|796913
REXR|REXFORD INDUSTRIAL|GSCS|GOLDMAN SACHS & CO. LLC|178087
REXR|REXFORD INDUSTRIAL|GSLT|GOLDMAN SACHS & CO. LLC|13519
REXR|REXFORD INDUSTRIAL|GTSZ|GTS SECURITIES LLC|34344
REXR|REXFORD INDUSTRIAL|HRBF|American Enterprise Investment Services Inc.|110
REXR|REXFORD INDUSTRIAL|IATS|INTERACTIVE BROKERS LLC|2907
REXR|REXFORD INDUSTRIAL|IBKR|Interactive Brokers Llc|8240
REXR|REXFORD INDUSTRIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|566
REXR|REXFORD INDUSTRIAL|ICBX|INSTINET, LLC|28696
REXR|REXFORD INDUSTRIAL|IEQY|CITADEL SECURITIES LLC|55597
REXR|REXFORD INDUSTRIAL|INCA|INSTINET, LLC|128742
REXR|REXFORD INDUSTRIAL|INJX|INSTINET, LLC|149643
REXR|REXFORD INDUSTRIAL|ITGI|ITG Inc.|33331
REXR|REXFORD INDUSTRIAL|ITGP|ITG INC.|49200
REXR|REXFORD INDUSTRIAL|JEFF|JEFFERIES LLC|288027
REXR|REXFORD INDUSTRIAL|JMPT|JUMP TRADING, LLC|52545
REXR|REXFORD INDUSTRIAL|JPBX|J.P. MORGAN SECURITIES LLC|57448
REXR|REXFORD INDUSTRIAL|JPMX|J.P. Morgan Securities LLC|574037
REXR|REXFORD INDUSTRIAL|JSJX|JANE STREET CAPITAL LLC|10715
REXR|REXFORD INDUSTRIAL|KCGM|VIRTU Americas LLC|29240
REXR|REXFORD INDUSTRIAL|KEYB|KEYBANC CAPITAL MARKETS INC.|10000
REXR|REXFORD INDUSTRIAL|LEHM|Barclays Capital Inc./Le|295062
REXR|REXFORD INDUSTRIAL|LIME|Lime Brokerage LLC|21713
REXR|REXFORD INDUSTRIAL|LQNA|LIQUIDNET, INC.|32400
REXR|REXFORD INDUSTRIAL|LSCI|Lek Securities Corporation|33
REXR|REXFORD INDUSTRIAL|MACQ|Macquarie Capital (USA) Inc.|5045
REXR|REXFORD INDUSTRIAL|MAXM|Maxim Group LLC|26
REXR|REXFORD INDUSTRIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146137
REXR|REXFORD INDUSTRIAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
REXR|REXFORD INDUSTRIAL|MOTF|MOTIF INVESTING, INC.|1
REXR|REXFORD INDUSTRIAL|MSCO|MORGAN STANLEY & CO. LLC|676867
REXR|REXFORD INDUSTRIAL|MSPL|MORGAN STANLEY & CO. LLC|261800
REXR|REXFORD INDUSTRIAL|MSTX|MORGAN STANLEY & CO. LLC|68800
REXR|REXFORD INDUSTRIAL|NEUB|NEUBERGER BERMAN BD LLC|500
REXR|REXFORD INDUSTRIAL|NFSC|National Financial Services LLC|18040
REXR|REXFORD INDUSTRIAL|NITE|VIRTU Americas LLC|137712
REXR|REXFORD INDUSTRIAL|NITP|VIRTU Americas LLC|1200
REXR|REXFORD INDUSTRIAL|NQRB|Brut, LLC|6203
REXR|REXFORD INDUSTRIAL|OPCO|Oppenheimer & Co. Inc.|25000
REXR|REXFORD INDUSTRIAL|PDQM|CODA MARKETS, INC.|29898
REXR|REXFORD INDUSTRIAL|PWJC|UBS Financial Services, Inc.|225
REXR|REXFORD INDUSTRIAL|QMSR|QUATTRO M SECURITIES INC.|778
REXR|REXFORD INDUSTRIAL|RBCM|RBC CAPITAL MARKETS, LLC|2781
REXR|REXFORD INDUSTRIAL|SAGL|SAGETRADER, LLC|5679
REXR|REXFORD INDUSTRIAL|SBSH|Citigroup Global Markets Inc.|167934
REXR|REXFORD INDUSTRIAL|SCMC|Scotia Capital Markets (USA) Inc.|27513
REXR|REXFORD INDUSTRIAL|SGMT|GOLDMAN SACHS & CO. LLC|126003
REXR|REXFORD INDUSTRIAL|SPDR|SPEEDROUTE LLC|4400
REXR|REXFORD INDUSTRIAL|SPHN|Stephens Inc.|100
REXR|REXFORD INDUSTRIAL|SPTD|MINT GLOBAL MARKETS, INC.|200
REXR|REXFORD INDUSTRIAL|STFL|Stifel, Nicolaus & Company, Incorporated|4109062
REXR|REXFORD INDUSTRIAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3317
REXR|REXFORD INDUSTRIAL|SWIM|TD Ameritrade, Inc.|472
REXR|REXFORD INDUSTRIAL|TKNG|ALLY INVEST SECURITIES LLC|115
REXR|REXFORD INDUSTRIAL|TRBT|Tradebot Systems, Inc.|149978
REXR|REXFORD INDUSTRIAL|TRCM|TRC MARKETS LLC|95930
REXR|REXFORD INDUSTRIAL|UBSA|UBS SECURITIES LLC|473067
REXR|REXFORD INDUSTRIAL|UBSS|UBS Securities LLC|432453
REXR|REXFORD INDUSTRIAL|VALX|VIRTU AMERICAS LLC|9933
REXR|REXFORD INDUSTRIAL|VGRD|Vanguard Marketing Corporation|9680
REXR|REXFORD INDUSTRIAL|VNDS|VANDHAM SECURITIES CORP|13027
REXR|REXFORD INDUSTRIAL|WABR|Wall Street Access|13606
REXR|REXFORD INDUSTRIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|5311
REXR|REXFORD INDUSTRIAL|WCHV|WELLS FARGO SECURITIES, LLC|3054
REXR|REXFORD INDUSTRIAL|WEDB|WEDBUSH SECURITIES INC.|100
REXR|REXFORD INDUSTRIAL|WEED|Weeden & Co.L.P.|125910
REXR|REXFORD INDUSTRIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31016
REXR|REXFORD INDUSTRIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32
REXR|REXFORD INDUSTRIAL|WSEA|WOLVERINE SECURITIES, LLC|380
REXR|REXFORD INDUSTRIAL|XIST|INSTINET, LLC|23800
REXR|REXFORD INDUSTRIAL|XPQR|Jump Trading|100
REXR|REXFORD INDUSTRIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|14000
REXR|REXFORD INDUSTRIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|300
REXR$A|REXFORD INDS 5.875 P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
REXR$A|REXFORD INDS 5.875 P|ITGI|ITG Inc.|24
REXR$A|REXFORD INDS 5.875 P|LIME|Lime Brokerage LLC|100
REXR$A|REXFORD INDS 5.875 P|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
REXR$A|REXFORD INDS 5.875 P|NFSC|National Financial Services LLC|487
REXR$A|REXFORD INDS 5.875 P|NITE|VIRTU Americas LLC|1148
REXR$A|REXFORD INDS 5.875 P|SWIM|TD Ameritrade, Inc.|4765
REXR$A|REXFORD INDS 5.875 P|UBSS|UBS Securities LLC|18
REXR$A|REXFORD INDS 5.875 P|WCHV|WELLS FARGO SECURITIES, LLC|307
REXR$A|REXFORD INDS 5.875 P|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
REXR$B|REXFORD INDUSTRIAL R|BATM|CBOE TRADING, INC.|1082
REXR$B|REXFORD INDUSTRIAL R|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
REXR$B|REXFORD INDUSTRIAL R|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
REXR$B|REXFORD INDUSTRIAL R|DEAN|MORGAN STANLEY|1263
REXR$B|REXFORD INDUSTRIAL R|EBXL|EBX LLC|600
REXR$B|REXFORD INDUSTRIAL R|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
REXR$B|REXFORD INDUSTRIAL R|GSLT|GOLDMAN SACHS & CO. LLC|2500
REXR$B|REXFORD INDUSTRIAL R|GTSZ|GTS SECURITIES LLC|500
REXR$B|REXFORD INDUSTRIAL R|IATS|INTERACTIVE BROKERS LLC|100
REXR$B|REXFORD INDUSTRIAL R|IBKR|Interactive Brokers Llc|1680
REXR$B|REXFORD INDUSTRIAL R|INCA|INSTINET, LLC|2997
REXR$B|REXFORD INDUSTRIAL R|ITGI|ITG Inc.|60
REXR$B|REXFORD INDUSTRIAL R|KCGM|VIRTU Americas LLC|300
REXR$B|REXFORD INDUSTRIAL R|LEHM|Barclays Capital Inc./Le|15568
REXR$B|REXFORD INDUSTRIAL R|LIME|Lime Brokerage LLC|700
REXR$B|REXFORD INDUSTRIAL R|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
REXR$B|REXFORD INDUSTRIAL R|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
REXR$B|REXFORD INDUSTRIAL R|MSCO|MORGAN STANLEY & CO. LLC|1703
REXR$B|REXFORD INDUSTRIAL R|MSPL|MORGAN STANLEY & CO. LLC|300
REXR$B|REXFORD INDUSTRIAL R|NFSC|National Financial Services LLC|2287
REXR$B|REXFORD INDUSTRIAL R|NITE|VIRTU Americas LLC|8676
REXR$B|REXFORD INDUSTRIAL R|SGMT|GOLDMAN SACHS & CO. LLC|829
REXR$B|REXFORD INDUSTRIAL R|SWIM|TD Ameritrade, Inc.|3250
REXR$B|REXFORD INDUSTRIAL R|UBSA|UBS SECURITIES LLC|2300
REXR$B|REXFORD INDUSTRIAL R|WCHV|WELLS FARGO SECURITIES, LLC|808
REZ|ISHS RES REAL EST|APCC|Apex Clearing Corporation|38
REZ|ISHS RES REAL EST|BARD|Robert W. Baird & Co. Incorporated|530
REZ|ISHS RES REAL EST|BATM|CBOE TRADING, INC.|58
REZ|ISHS RES REAL EST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|141
REZ|ISHS RES REAL EST|CANT|Cantor Fitzgerald & Co.|9
REZ|ISHS RES REAL EST|CHAS|Charles Schwab & Co., Inc.|7
REZ|ISHS RES REAL EST|CICF|Canaccord Genuity Corp.|730
REZ|ISHS RES REAL EST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5655
REZ|ISHS RES REAL EST|DBAX|Deutsche Bank Securities Inc.|300
REZ|ISHS RES REAL EST|DEAN|MORGAN STANLEY|520
REZ|ISHS RES REAL EST|DEGS|RONIN PROFESSIONAL LLC|900
REZ|ISHS RES REAL EST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|85
REZ|ISHS RES REAL EST|EBXL|EBX LLC|500
REZ|ISHS RES REAL EST|ECUT|CONVERGEX EXECUTION SOLUTIONS|390
REZ|ISHS RES REAL EST|EDJO|Edward D. Jones & Co., L.P.|1296
REZ|ISHS RES REAL EST|ETRS|E*Trade Securities LLC|1854
REZ|ISHS RES REAL EST|FBSB|U.S. Bancorp Investments, Inc.|309
REZ|ISHS RES REAL EST|FILL|Tradestation Securities, Inc.|150
REZ|ISHS RES REAL EST|FMAF|NBCN Inc./ CDS|560
REZ|ISHS RES REAL EST|FTBR|Foliofn Investments, Inc.|14421
REZ|ISHS RES REAL EST|GBMT|GBM International, Inc.|710
REZ|ISHS RES REAL EST|GSCO|GOLDMAN SACHS & CO. LLC|327
REZ|ISHS RES REAL EST|GSLT|GOLDMAN SACHS & CO. LLC|402
REZ|ISHS RES REAL EST|GTSZ|GTS SECURITIES LLC|20
REZ|ISHS RES REAL EST|HRBF|American Enterprise Investment Services Inc.|3397
REZ|ISHS RES REAL EST|IATS|INTERACTIVE BROKERS LLC|1739
REZ|ISHS RES REAL EST|IBKR|Interactive Brokers Llc|919
REZ|ISHS RES REAL EST|ICBX|INSTINET, LLC|1300
REZ|ISHS RES REAL EST|JANY|Janney Montgomery Scott Inc.|300
REZ|ISHS RES REAL EST|JPMX|J.P. Morgan Securities LLC|3014
REZ|ISHS RES REAL EST|JSEB|JANE STREET EXECUTION SERVICES, LLC|17320
REZ|ISHS RES REAL EST|JSJX|JANE STREET CAPITAL LLC|12215
REZ|ISHS RES REAL EST|KCGM|VIRTU Americas LLC|8444
REZ|ISHS RES REAL EST|LEHM|Barclays Capital Inc./Le|2728
REZ|ISHS RES REAL EST|LIME|Lime Brokerage LLC|3965
REZ|ISHS RES REAL EST|MACC|Mid Atlantic Capital Corporation|41
REZ|ISHS RES REAL EST|MILE|I-Bankers Securities, Inc.|162
REZ|ISHS RES REAL EST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
REZ|ISHS RES REAL EST|MOTF|MOTIF INVESTING, INC.|1
REZ|ISHS RES REAL EST|MSCO|MORGAN STANLEY & CO. LLC|5801
REZ|ISHS RES REAL EST|MSPL|MORGAN STANLEY & CO. LLC|600
REZ|ISHS RES REAL EST|NFSC|National Financial Services LLC|21589
REZ|ISHS RES REAL EST|NITE|VIRTU Americas LLC|47893
REZ|ISHS RES REAL EST|NITP|VIRTU Americas LLC|2119
REZ|ISHS RES REAL EST|OPCO|Oppenheimer & Co. Inc.|6
REZ|ISHS RES REAL EST|RBCM|RBC CAPITAL MARKETS, LLC|2049
REZ|ISHS RES REAL EST|SBSH|Citigroup Global Markets Inc.|5
REZ|ISHS RES REAL EST|SGMT|GOLDMAN SACHS & CO. LLC|1507
REZ|ISHS RES REAL EST|STFL|Stifel, Nicolaus & Company, Incorporated|5730
REZ|ISHS RES REAL EST|SWIM|TD Ameritrade, Inc.|137
REZ|ISHS RES REAL EST|SWST|Hilltop Securities Inc.|758
REZ|ISHS RES REAL EST|TKNG|ALLY INVEST SECURITIES LLC|13
REZ|ISHS RES REAL EST|UBSA|UBS SECURITIES LLC|10219
REZ|ISHS RES REAL EST|UBSS|UBS Securities LLC|7099
REZ|ISHS RES REAL EST|VALX|VIRTU AMERICAS LLC|274
REZ|ISHS RES REAL EST|VGRD|Vanguard Marketing Corporation|615
REZ|ISHS RES REAL EST|WCHV|WELLS FARGO SECURITIES, LLC|7556
REZ|ISHS RES REAL EST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2331
REZ|ISHS RES REAL EST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|72
REZ|ISHS RES REAL EST|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
REZ|ISHS RES REAL EST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6339
RF|REGIONS FINANCIAL CP|ABLE|NATIXIS Securities Americas LLC|31618
RF|REGIONS FINANCIAL CP|AGIS|Aegis Capital Corp.|16250
RF|REGIONS FINANCIAL CP|ALTX|Alternet Securities Inc.|76226
RF|REGIONS FINANCIAL CP|ANOS|ABEL/NOSER, L.L.C.|86525
RF|REGIONS FINANCIAL CP|APCC|Apex Clearing Corporation|7223
RF|REGIONS FINANCIAL CP|AQUA|AQUA SECURITIES L.P.|8400
RF|REGIONS FINANCIAL CP|BANK|Primevest Financial Services, Inc.|18270
RF|REGIONS FINANCIAL CP|BARD|Robert W. Baird & Co. Incorporated|1474
RF|REGIONS FINANCIAL CP|BATM|CBOE TRADING, INC.|12849
RF|REGIONS FINANCIAL CP|BAYT|BTIG, LLC|1900
RF|REGIONS FINANCIAL CP|BBNT|BB&T SECURITIES, LLC|18701
RF|REGIONS FINANCIAL CP|BERN|Sanford C. Bernstein & Co., LLC|283445
RF|REGIONS FINANCIAL CP|BIDS|BIDS TRADING L.P.|6100
RF|REGIONS FINANCIAL CP|BKCM|BNY Mellon Capital Markets LLC|500
RF|REGIONS FINANCIAL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|83014
RF|REGIONS FINANCIAL CP|BLKX|INSTINET, LLC|266386
RF|REGIONS FINANCIAL CP|BMOC|BMO Capital Markets Corp.|332716
RF|REGIONS FINANCIAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|1354768
RF|REGIONS FINANCIAL CP|BTIG|BTIG, LLC|636121
RF|REGIONS FINANCIAL CP|BYXM|CBOE TRADING, INC.|9139
RF|REGIONS FINANCIAL CP|BZYD|GOLDMAN SACHS & CO. LLC|3957
RF|REGIONS FINANCIAL CP|CABR|Cabrera Capital Markets, Inc.|50
RF|REGIONS FINANCIAL CP|CANT|Cantor Fitzgerald & Co.|79408
RF|REGIONS FINANCIAL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|123750
RF|REGIONS FINANCIAL CP|CHAS|Charles Schwab & Co., Inc.|20056
RF|REGIONS FINANCIAL CP|CIBP|CIBC World Markets Corp.|74030
RF|REGIONS FINANCIAL CP|CIST|Capital Institutional Services, Inc.|36559
RF|REGIONS FINANCIAL CP|CMPT|Compass Point Research & Trading, LLC|3100
RF|REGIONS FINANCIAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1105797
RF|REGIONS FINANCIAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1113
RF|REGIONS FINANCIAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12082
RF|REGIONS FINANCIAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4101355
RF|REGIONS FINANCIAL CP|CTDL|Citadel Derivatives Group Llc|71282
RF|REGIONS FINANCIAL CP|CTLR|CUTLER GROUP, LP|600
RF|REGIONS FINANCIAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|926710
RF|REGIONS FINANCIAL CP|DADA|D.A. Davidson & Co.|90
RF|REGIONS FINANCIAL CP|DBAB|Deutsche Bank Securities Inc.|1370451
RF|REGIONS FINANCIAL CP|DBAX|Deutsche Bank Securities Inc.|3387100
RF|REGIONS FINANCIAL CP|DBUL|Deutsche Bank Securities Inc.|37576
RF|REGIONS FINANCIAL CP|DCHF|Dart Executions, LLC|15252
RF|REGIONS FINANCIAL CP|DEAN|MORGAN STANLEY|63697
RF|REGIONS FINANCIAL CP|DEGS|RONIN PROFESSIONAL LLC|300
RF|REGIONS FINANCIAL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|72696
RF|REGIONS FINANCIAL CP|DIVA|Divine Capital Markets LLC|1600
RF|REGIONS FINANCIAL CP|DRWK|DRW SECURITIES, L.L.C.|30453
RF|REGIONS FINANCIAL CP|EBXL|EBX LLC|1683500
RF|REGIONS FINANCIAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|307270
RF|REGIONS FINANCIAL CP|EDJO|Edward D. Jones & Co., L.P.|41103
RF|REGIONS FINANCIAL CP|EGAM|CBOE TRADING, INC.|40468
RF|REGIONS FINANCIAL CP|EGAW|CBOE TRADING, INC.|719
RF|REGIONS FINANCIAL CP|EGXM|CBOE TRADING, INC.|1654
RF|REGIONS FINANCIAL CP|ETBE|Electronic Transaction Clearing, Inc.|86805
RF|REGIONS FINANCIAL CP|ETCC|Electronic Transaction Clearing, Inc.|1025
RF|REGIONS FINANCIAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2806
RF|REGIONS FINANCIAL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2882
RF|REGIONS FINANCIAL CP|ETRS|E*Trade Securities LLC|842394
RF|REGIONS FINANCIAL CP|FBRC|B. RILEY FBR, INC.|44763
RF|REGIONS FINANCIAL CP|FBSB|U.S. Bancorp Investments, Inc.|302
RF|REGIONS FINANCIAL CP|FFSI|Firstrade Securities Inc.|200
RF|REGIONS FINANCIAL CP|FILL|Tradestation Securities, Inc.|18743
RF|REGIONS FINANCIAL CP|FINX|FINTECH SECURITIES|700
RF|REGIONS FINANCIAL CP|FMAF|NBCN Inc./ CDS|30069
RF|REGIONS FINANCIAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|56935
RF|REGIONS FINANCIAL CP|FQLS|Quantlab Securities LP|859316
RF|REGIONS FINANCIAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|442974
RF|REGIONS FINANCIAL CP|FTBR|Foliofn Investments, Inc.|5520
RF|REGIONS FINANCIAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|77225
RF|REGIONS FINANCIAL CP|GLIS|TD Securities Inc|5137
RF|REGIONS FINANCIAL CP|GLPX|ACS EXECUTION SERVICES, LLC|104132
RF|REGIONS FINANCIAL CP|GSCO|GOLDMAN SACHS & CO. LLC|10602807
RF|REGIONS FINANCIAL CP|GSCS|GOLDMAN SACHS & CO. LLC|13399
RF|REGIONS FINANCIAL CP|GSLT|GOLDMAN SACHS & CO. LLC|115429
RF|REGIONS FINANCIAL CP|GTSZ|GTS SECURITIES LLC|651597
RF|REGIONS FINANCIAL CP|HRBF|American Enterprise Investment Services Inc.|38663
RF|REGIONS FINANCIAL CP|HSBC|HSBC Securities, Inc.|33525
RF|REGIONS FINANCIAL CP|IATS|INTERACTIVE BROKERS LLC|52563
RF|REGIONS FINANCIAL CP|IBKR|Interactive Brokers Llc|62311
RF|REGIONS FINANCIAL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7067
RF|REGIONS FINANCIAL CP|ICBX|INSTINET, LLC|1056829
RF|REGIONS FINANCIAL CP|IEQY|CITADEL SECURITIES LLC|1854284
RF|REGIONS FINANCIAL CP|INCA|INSTINET, LLC|1955847
RF|REGIONS FINANCIAL CP|INJX|INSTINET, LLC|8199
RF|REGIONS FINANCIAL CP|ITGI|ITG Inc.|347520
RF|REGIONS FINANCIAL CP|ITGP|ITG INC.|2443800
RF|REGIONS FINANCIAL CP|JANY|Janney Montgomery Scott Inc.|7428
RF|REGIONS FINANCIAL CP|JEFF|JEFFERIES LLC|1227054
RF|REGIONS FINANCIAL CP|JMPT|JUMP TRADING, LLC|294556
RF|REGIONS FINANCIAL CP|JONE|JonesTrading|81373
RF|REGIONS FINANCIAL CP|JPBX|J.P. MORGAN SECURITIES LLC|1113162
RF|REGIONS FINANCIAL CP|JPMX|J.P. Morgan Securities LLC|3170322
RF|REGIONS FINANCIAL CP|JSJX|JANE STREET CAPITAL LLC|245457
RF|REGIONS FINANCIAL CP|KBWI|Keefe, Bruyette & Woods, Inc.|606929
RF|REGIONS FINANCIAL CP|KCGM|VIRTU Americas LLC|638358
RF|REGIONS FINANCIAL CP|KRSH|Kershner Securities, LLC|2378
RF|REGIONS FINANCIAL CP|LEHM|Barclays Capital Inc./Le|7615108
RF|REGIONS FINANCIAL CP|LIME|Lime Brokerage LLC|911376
RF|REGIONS FINANCIAL CP|LOOP|Loop Capital Markets LLC|12720
RF|REGIONS FINANCIAL CP|LQNA|LIQUIDNET, INC.|206600
RF|REGIONS FINANCIAL CP|LSCI|Lek Securities Corporation|1202
RF|REGIONS FINANCIAL CP|LTCO|Ladenburg, Thalmann & Co., Inc.|11453
RF|REGIONS FINANCIAL CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RF|REGIONS FINANCIAL CP|MACC|Mid Atlantic Capital Corporation|1200
RF|REGIONS FINANCIAL CP|MACQ|Macquarie Capital (USA) Inc.|1200
RF|REGIONS FINANCIAL CP|MAGM|TOR BROKERAGE LLC|800
RF|REGIONS FINANCIAL CP|MAXM|Maxim Group LLC|36966
RF|REGIONS FINANCIAL CP|MCBT|Moors & Cabot, Inc.|29905
RF|REGIONS FINANCIAL CP|MKMP|MKM Partners LLC|230100
RF|REGIONS FINANCIAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1969122
RF|REGIONS FINANCIAL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|23454
RF|REGIONS FINANCIAL CP|MNDX|TJM Investments, LLC|193600
RF|REGIONS FINANCIAL CP|MOTF|MOTIF INVESTING, INC.|83
RF|REGIONS FINANCIAL CP|MSCO|MORGAN STANLEY & CO. LLC|7584920
RF|REGIONS FINANCIAL CP|MSPL|MORGAN STANLEY & CO. LLC|3117700
RF|REGIONS FINANCIAL CP|MSTX|MORGAN STANLEY & CO. LLC|1066500
RF|REGIONS FINANCIAL CP|MTON|MILLINGTON SECURITIES, INC.|130014
RF|REGIONS FINANCIAL CP|NFSC|National Financial Services LLC|2030451
RF|REGIONS FINANCIAL CP|NITE|VIRTU Americas LLC|3987764
RF|REGIONS FINANCIAL CP|NITP|VIRTU Americas LLC|594884
RF|REGIONS FINANCIAL CP|NQRB|Brut, LLC|100039
RF|REGIONS FINANCIAL CP|NTBF|BMO Nesbitt Burns Inc./CDS|2475
RF|REGIONS FINANCIAL CP|NTRC|Northern Trust Securities, Inc.|4490
RF|REGIONS FINANCIAL CP|OHOS|TWO SIGMA SECURITIES, LLC|91860
RF|REGIONS FINANCIAL CP|OPCO|Oppenheimer & Co. Inc.|18817
RF|REGIONS FINANCIAL CP|OTAA|OTA LLC|3800
RF|REGIONS FINANCIAL CP|PCPT|PHILLIP CAPITAL INC.|1000
RF|REGIONS FINANCIAL CP|PDQM|CODA MARKETS, INC.|12710
RF|REGIONS FINANCIAL CP|PHLY|NASDAQ Execution Services, LLC|12000
RF|REGIONS FINANCIAL CP|PIPR|Piper Jaffray & Co.|121655
RF|REGIONS FINANCIAL CP|PREC|PRECISION SECURITIES, LLC|25000
RF|REGIONS FINANCIAL CP|PWJC|UBS Financial Services, Inc.|60646
RF|REGIONS FINANCIAL CP|QMSR|QUATTRO M SECURITIES INC.|5157
RF|REGIONS FINANCIAL CP|RBCM|RBC CAPITAL MARKETS, LLC|96556
RF|REGIONS FINANCIAL CP|RHCO|Suntrust Robinson Humphrey, Inc.|202806
RF|REGIONS FINANCIAL CP|SAGL|SAGETRADER, LLC|6400
RF|REGIONS FINANCIAL CP|SAGW|SAGETRADER, LLC|952
RF|REGIONS FINANCIAL CP|SALI|INTL FCSTONE FINANCIAL INC.|3195
RF|REGIONS FINANCIAL CP|SBSH|Citigroup Global Markets Inc.|1145809
RF|REGIONS FINANCIAL CP|SDLR|Sandler, O'Neill & Partners, L.P.|27500
RF|REGIONS FINANCIAL CP|SEIC|SEI Investments Distribution Co.|62912
RF|REGIONS FINANCIAL CP|SGMT|GOLDMAN SACHS & CO. LLC|1765541
RF|REGIONS FINANCIAL CP|SOGO|Wang Investment Associates, Inc.|100
RF|REGIONS FINANCIAL CP|SPDR|SPEEDROUTE LLC|133405
RF|REGIONS FINANCIAL CP|SPHN|Stephens Inc.|566288
RF|REGIONS FINANCIAL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|30000
RF|REGIONS FINANCIAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|49928
RF|REGIONS FINANCIAL CP|STKP|STOCKPILE INVESTMENTS, INC.|1210
RF|REGIONS FINANCIAL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24244
RF|REGIONS FINANCIAL CP|SWIM|TD Ameritrade, Inc.|316000
RF|REGIONS FINANCIAL CP|SWST|Hilltop Securities Inc.|36721
RF|REGIONS FINANCIAL CP|TAGC|TELSEY ADVISORY GROUP LLC|2575
RF|REGIONS FINANCIAL CP|TKNG|ALLY INVEST SECURITIES LLC|24368
RF|REGIONS FINANCIAL CP|TRBT|Tradebot Systems, Inc.|765775
RF|REGIONS FINANCIAL CP|TRCM|TRC MARKETS LLC|2276477
RF|REGIONS FINANCIAL CP|TWTT|TASTYWORKS, INC.|1400
RF|REGIONS FINANCIAL CP|UBSA|UBS SECURITIES LLC|5944086
RF|REGIONS FINANCIAL CP|UBSS|UBS Securities LLC|3454622
RF|REGIONS FINANCIAL CP|VALX|VIRTU AMERICAS LLC|255309
RF|REGIONS FINANCIAL CP|VERT|The Vertical Trading Group, LLC|200
RF|REGIONS FINANCIAL CP|VGRD|Vanguard Marketing Corporation|66689
RF|REGIONS FINANCIAL CP|VNDM|Wall Street Access|98770
RF|REGIONS FINANCIAL CP|WABR|Wall Street Access|10949
RF|REGIONS FINANCIAL CP|WBLR|WILLIAM BLAIR|694
RF|REGIONS FINANCIAL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|22459
RF|REGIONS FINANCIAL CP|WCHV|WELLS FARGO SECURITIES, LLC|1998257
RF|REGIONS FINANCIAL CP|WDNX|WEEDEN & CO.L.P.|6550
RF|REGIONS FINANCIAL CP|WEDB|WEDBUSH SECURITIES INC.|18323
RF|REGIONS FINANCIAL CP|WEED|Weeden & Co.L.P.|15906
RF|REGIONS FINANCIAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|95000
RF|REGIONS FINANCIAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|128299
RF|REGIONS FINANCIAL CP|WGIF|CIBC World Markets Inc.|14205
RF|REGIONS FINANCIAL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11209
RF|REGIONS FINANCIAL CP|WSAG|WALL STREET ACCESS|95
RF|REGIONS FINANCIAL CP|WSEA|WOLVERINE SECURITIES, LLC|27376
RF|REGIONS FINANCIAL CP|XIST|INSTINET, LLC|287160
RF|REGIONS FINANCIAL CP|XPQR|Jump Trading|2300
RF|REGIONS FINANCIAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|207420
RF|REGIONS FINANCIAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RF|REGIONS FINANCIAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|92070
RF$A|REGIONS FINANCIAL|APCC|Apex Clearing Corporation|2
RF$A|REGIONS FINANCIAL|BANK|Primevest Financial Services, Inc.|479
RF$A|REGIONS FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|267
RF$A|REGIONS FINANCIAL|BBNT|BB&T SECURITIES, LLC|163
RF$A|REGIONS FINANCIAL|BNCH|The Benchmark Company, LLC|3509
RF$A|REGIONS FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56
RF$A|REGIONS FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2497
RF$A|REGIONS FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
RF$A|REGIONS FINANCIAL|DBAX|Deutsche Bank Securities Inc.|1400
RF$A|REGIONS FINANCIAL|DEAN|MORGAN STANLEY|9861
RF$A|REGIONS FINANCIAL|EBXL|EBX LLC|300
RF$A|REGIONS FINANCIAL|ETRS|E*Trade Securities LLC|1701
RF$A|REGIONS FINANCIAL|FMAF|NBCN Inc./ CDS|700
RF$A|REGIONS FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|359
RF$A|REGIONS FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|169
RF$A|REGIONS FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|200
RF$A|REGIONS FINANCIAL|HRBF|American Enterprise Investment Services Inc.|3855
RF$A|REGIONS FINANCIAL|IBKR|Interactive Brokers Llc|1344
RF$A|REGIONS FINANCIAL|ICBX|INSTINET, LLC|300
RF$A|REGIONS FINANCIAL|INCA|INSTINET, LLC|50
RF$A|REGIONS FINANCIAL|ITGI|ITG Inc.|150
RF$A|REGIONS FINANCIAL|JANY|Janney Montgomery Scott Inc.|600
RF$A|REGIONS FINANCIAL|JEFF|JEFFERIES LLC|5954
RF$A|REGIONS FINANCIAL|JPMX|J.P. Morgan Securities LLC|600
RF$A|REGIONS FINANCIAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|1104
RF$A|REGIONS FINANCIAL|LEHM|Barclays Capital Inc./Le|2800
RF$A|REGIONS FINANCIAL|LIME|Lime Brokerage LLC|169
RF$A|REGIONS FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1142
RF$A|REGIONS FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|69886
RF$A|REGIONS FINANCIAL|NFSC|National Financial Services LLC|11133
RF$A|REGIONS FINANCIAL|NITE|VIRTU Americas LLC|27936
RF$A|REGIONS FINANCIAL|NTBF|BMO Nesbitt Burns Inc./CDS|1900
RF$A|REGIONS FINANCIAL|OPCO|Oppenheimer & Co. Inc.|395
RF$A|REGIONS FINANCIAL|PWJC|UBS Financial Services, Inc.|4831
RF$A|REGIONS FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|3896
RF$A|REGIONS FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|197
RF$A|REGIONS FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|1016
RF$A|REGIONS FINANCIAL|SPDR|SPEEDROUTE LLC|300
RF$A|REGIONS FINANCIAL|SPHN|Stephens Inc.|6
RF$A|REGIONS FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|2267
RF$A|REGIONS FINANCIAL|SWIM|TD Ameritrade, Inc.|1500
RF$A|REGIONS FINANCIAL|SWST|Hilltop Securities Inc.|7
RF$A|REGIONS FINANCIAL|TRBT|Tradebot Systems, Inc.|1580
RF$A|REGIONS FINANCIAL|UBSA|UBS SECURITIES LLC|3699
RF$A|REGIONS FINANCIAL|UBSS|UBS Securities LLC|10238
RF$A|REGIONS FINANCIAL|VGRD|Vanguard Marketing Corporation|4517
RF$A|REGIONS FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|59711
RF$A|REGIONS FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|378
RF$A|REGIONS FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
RF$A|REGIONS FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7480
RF$B|REGIONS FINANCIAL|AGIS|Aegis Capital Corp.|3700
RF$B|REGIONS FINANCIAL|ALTX|Alternet Securities Inc.|200
RF$B|REGIONS FINANCIAL|APCC|Apex Clearing Corporation|10
RF$B|REGIONS FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|2974
RF$B|REGIONS FINANCIAL|BATM|CBOE TRADING, INC.|700
RF$B|REGIONS FINANCIAL|BBNT|BB&T SECURITIES, LLC|629
RF$B|REGIONS FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|164
RF$B|REGIONS FINANCIAL|BTIG|BTIG, LLC|607
RF$B|REGIONS FINANCIAL|BYXM|CBOE TRADING, INC.|200
RF$B|REGIONS FINANCIAL|CHAS|Charles Schwab & Co., Inc.|86
RF$B|REGIONS FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103
RF$B|REGIONS FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4607
RF$B|REGIONS FINANCIAL|CTDL|Citadel Derivatives Group Llc|6
RF$B|REGIONS FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|53600
RF$B|REGIONS FINANCIAL|DBAX|Deutsche Bank Securities Inc.|4500
RF$B|REGIONS FINANCIAL|DEAN|MORGAN STANLEY|35985
RF$B|REGIONS FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2315
RF$B|REGIONS FINANCIAL|EBXL|EBX LLC|1100
RF$B|REGIONS FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|15873
RF$B|REGIONS FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|22
RF$B|REGIONS FINANCIAL|EGAM|CBOE TRADING, INC.|500
RF$B|REGIONS FINANCIAL|ETRS|E*Trade Securities LLC|1735
RF$B|REGIONS FINANCIAL|FINX|FINTECH SECURITIES|242
RF$B|REGIONS FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|836
RF$B|REGIONS FINANCIAL|FTBR|Foliofn Investments, Inc.|464
RF$B|REGIONS FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|640
RF$B|REGIONS FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|2529
RF$B|REGIONS FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|100
RF$B|REGIONS FINANCIAL|GTSZ|GTS SECURITIES LLC|537
RF$B|REGIONS FINANCIAL|HRBF|American Enterprise Investment Services Inc.|2017
RF$B|REGIONS FINANCIAL|IATS|INTERACTIVE BROKERS LLC|91
RF$B|REGIONS FINANCIAL|IBKR|Interactive Brokers Llc|480
RF$B|REGIONS FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1203
RF$B|REGIONS FINANCIAL|ICBX|INSTINET, LLC|14909
RF$B|REGIONS FINANCIAL|INCA|INSTINET, LLC|222
RF$B|REGIONS FINANCIAL|ITGI|ITG Inc.|536
RF$B|REGIONS FINANCIAL|ITGP|ITG INC.|800
RF$B|REGIONS FINANCIAL|JANY|Janney Montgomery Scott Inc.|28
RF$B|REGIONS FINANCIAL|JEFF|JEFFERIES LLC|23570
RF$B|REGIONS FINANCIAL|JPMX|J.P. Morgan Securities LLC|3560
RF$B|REGIONS FINANCIAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|1248
RF$B|REGIONS FINANCIAL|KCGM|VIRTU Americas LLC|1363
RF$B|REGIONS FINANCIAL|LEHM|Barclays Capital Inc./Le|800
RF$B|REGIONS FINANCIAL|LIME|Lime Brokerage LLC|548
RF$B|REGIONS FINANCIAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
RF$B|REGIONS FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
RF$B|REGIONS FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|37607
RF$B|REGIONS FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|4300
RF$B|REGIONS FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|200
RF$B|REGIONS FINANCIAL|NFSC|National Financial Services LLC|21038
RF$B|REGIONS FINANCIAL|NITE|VIRTU Americas LLC|49926
RF$B|REGIONS FINANCIAL|NQRB|Brut, LLC|700
RF$B|REGIONS FINANCIAL|OLDM|OLD MISSION CAPITAL, LLC|101
RF$B|REGIONS FINANCIAL|PDQM|CODA MARKETS, INC.|1690
RF$B|REGIONS FINANCIAL|PWJC|UBS Financial Services, Inc.|602
RF$B|REGIONS FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|1040
RF$B|REGIONS FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|122
RF$B|REGIONS FINANCIAL|SBSH|Citigroup Global Markets Inc.|29
RF$B|REGIONS FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|1700
RF$B|REGIONS FINANCIAL|SPDR|SPEEDROUTE LLC|371
RF$B|REGIONS FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|19422
RF$B|REGIONS FINANCIAL|SWST|Hilltop Securities Inc.|102
RF$B|REGIONS FINANCIAL|TRBT|Tradebot Systems, Inc.|806
RF$B|REGIONS FINANCIAL|UBSA|UBS SECURITIES LLC|6187
RF$B|REGIONS FINANCIAL|UBSS|UBS Securities LLC|17883
RF$B|REGIONS FINANCIAL|VGRD|Vanguard Marketing Corporation|96
RF$B|REGIONS FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|41709
RF$B|REGIONS FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|98
RF$B|REGIONS FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|363
RF$B|REGIONS FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|19800
RFAP|FST TST RVRFRT DY AP|BARD|Robert W. Baird & Co. Incorporated|1837
RFAP|FST TST RVRFRT DY AP|BBNT|BB&T SECURITIES, LLC|4958
RFAP|FST TST RVRFRT DY AP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78
RFAP|FST TST RVRFRT DY AP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1994
RFAP|FST TST RVRFRT DY AP|DBAX|Deutsche Bank Securities Inc.|500
RFAP|FST TST RVRFRT DY AP|EBXL|EBX LLC|2000
RFAP|FST TST RVRFRT DY AP|ETRS|E*Trade Securities LLC|1
RFAP|FST TST RVRFRT DY AP|FBCO|Credit Suisse Securities (USA) LLC|122
RFAP|FST TST RVRFRT DY AP|FOMA|TD AMERITRADE CLEARING, INC.|5765
RFAP|FST TST RVRFRT DY AP|GSCO|GOLDMAN SACHS & CO. LLC|1728
RFAP|FST TST RVRFRT DY AP|IBKR|Interactive Brokers Llc|547
RFAP|FST TST RVRFRT DY AP|ICBX|INSTINET, LLC|2266
RFAP|FST TST RVRFRT DY AP|ITGI|ITG Inc.|192
RFAP|FST TST RVRFRT DY AP|ITGP|ITG INC.|400
RFAP|FST TST RVRFRT DY AP|JANY|Janney Montgomery Scott Inc.|841
RFAP|FST TST RVRFRT DY AP|JPMX|J.P. Morgan Securities LLC|200
RFAP|FST TST RVRFRT DY AP|JSEB|JANE STREET EXECUTION SERVICES, LLC|7000
RFAP|FST TST RVRFRT DY AP|JSJX|JANE STREET CAPITAL LLC|3145
RFAP|FST TST RVRFRT DY AP|KCGM|VIRTU Americas LLC|4115
RFAP|FST TST RVRFRT DY AP|LEHM|Barclays Capital Inc./Le|6400
RFAP|FST TST RVRFRT DY AP|LIME|Lime Brokerage LLC|930
RFAP|FST TST RVRFRT DY AP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
RFAP|FST TST RVRFRT DY AP|MSCO|MORGAN STANLEY & CO. LLC|8
RFAP|FST TST RVRFRT DY AP|MSPL|MORGAN STANLEY & CO. LLC|3800
RFAP|FST TST RVRFRT DY AP|NFSC|National Financial Services LLC|5607
RFAP|FST TST RVRFRT DY AP|NITE|VIRTU Americas LLC|20044
RFAP|FST TST RVRFRT DY AP|RAJA|Raymond James & Associates, Inc.|11191
RFAP|FST TST RVRFRT DY AP|RBCM|RBC CAPITAL MARKETS, LLC|4967
RFAP|FST TST RVRFRT DY AP|SGMT|GOLDMAN SACHS & CO. LLC|2265
RFAP|FST TST RVRFRT DY AP|STFL|Stifel, Nicolaus & Company, Incorporated|180
RFAP|FST TST RVRFRT DY AP|SWST|Hilltop Securities Inc.|2269
RFAP|FST TST RVRFRT DY AP|UBSA|UBS SECURITIES LLC|6196
RFAP|FST TST RVRFRT DY AP|UBSS|UBS Securities LLC|8153
RFAP|FST TST RVRFRT DY AP|WCHV|WELLS FARGO SECURITIES, LLC|675
RFAP|FST TST RVRFRT DY AP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1312
RFCI|RIVERFRONT DYNAMIC C|BARD|Robert W. Baird & Co. Incorporated|5890
RFCI|RIVERFRONT DYNAMIC C|BBNT|BB&T SECURITIES, LLC|439816
RFCI|RIVERFRONT DYNAMIC C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|645
RFCI|RIVERFRONT DYNAMIC C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110
RFCI|RIVERFRONT DYNAMIC C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1230
RFCI|RIVERFRONT DYNAMIC C|DBAX|Deutsche Bank Securities Inc.|4700
RFCI|RIVERFRONT DYNAMIC C|EBXL|EBX LLC|1400
RFCI|RIVERFRONT DYNAMIC C|ICBX|INSTINET, LLC|700
RFCI|RIVERFRONT DYNAMIC C|JPMX|J.P. Morgan Securities LLC|400
RFCI|RIVERFRONT DYNAMIC C|JSEB|JANE STREET EXECUTION SERVICES, LLC|251001
RFCI|RIVERFRONT DYNAMIC C|JSJX|JANE STREET CAPITAL LLC|115614
RFCI|RIVERFRONT DYNAMIC C|KCGM|VIRTU Americas LLC|4866
RFCI|RIVERFRONT DYNAMIC C|LEHM|Barclays Capital Inc./Le|13400
RFCI|RIVERFRONT DYNAMIC C|LIME|Lime Brokerage LLC|1157
RFCI|RIVERFRONT DYNAMIC C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19880
RFCI|RIVERFRONT DYNAMIC C|NFSC|National Financial Services LLC|79747
RFCI|RIVERFRONT DYNAMIC C|NITE|VIRTU Americas LLC|1153508
RFCI|RIVERFRONT DYNAMIC C|RBCM|RBC CAPITAL MARKETS, LLC|34572
RFCI|RIVERFRONT DYNAMIC C|SGMT|GOLDMAN SACHS & CO. LLC|1400
RFCI|RIVERFRONT DYNAMIC C|SWST|Hilltop Securities Inc.|1880
RFCI|RIVERFRONT DYNAMIC C|UBSA|UBS SECURITIES LLC|18019
RFCI|RIVERFRONT DYNAMIC C|UBSS|UBS Securities LLC|11836
RFCI|RIVERFRONT DYNAMIC C|WCHV|WELLS FARGO SECURITIES, LLC|6251
RFCI|RIVERFRONT DYNAMIC C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18393
RFDA|RIVERFRONT DYNAMIC U|BARD|Robert W. Baird & Co. Incorporated|6190
RFDA|RIVERFRONT DYNAMIC U|BATM|CBOE TRADING, INC.|800
RFDA|RIVERFRONT DYNAMIC U|BBNT|BB&T SECURITIES, LLC|16889
RFDA|RIVERFRONT DYNAMIC U|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|325
RFDA|RIVERFRONT DYNAMIC U|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6695
RFDA|RIVERFRONT DYNAMIC U|DBAX|Deutsche Bank Securities Inc.|1400
RFDA|RIVERFRONT DYNAMIC U|EBXL|EBX LLC|2900
RFDA|RIVERFRONT DYNAMIC U|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
RFDA|RIVERFRONT DYNAMIC U|GSCO|GOLDMAN SACHS & CO. LLC|400
RFDA|RIVERFRONT DYNAMIC U|GSLT|GOLDMAN SACHS & CO. LLC|1000
RFDA|RIVERFRONT DYNAMIC U|HRBF|American Enterprise Investment Services Inc.|2329
RFDA|RIVERFRONT DYNAMIC U|ICBX|INSTINET, LLC|400
RFDA|RIVERFRONT DYNAMIC U|ITGI|ITG Inc.|3440
RFDA|RIVERFRONT DYNAMIC U|JANY|Janney Montgomery Scott Inc.|967
RFDA|RIVERFRONT DYNAMIC U|JPMX|J.P. Morgan Securities LLC|2600
RFDA|RIVERFRONT DYNAMIC U|JSEB|JANE STREET EXECUTION SERVICES, LLC|4465
RFDA|RIVERFRONT DYNAMIC U|JSJX|JANE STREET CAPITAL LLC|15947
RFDA|RIVERFRONT DYNAMIC U|KCGM|VIRTU Americas LLC|6535
RFDA|RIVERFRONT DYNAMIC U|LEHM|Barclays Capital Inc./Le|2200
RFDA|RIVERFRONT DYNAMIC U|LIME|Lime Brokerage LLC|300
RFDA|RIVERFRONT DYNAMIC U|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
RFDA|RIVERFRONT DYNAMIC U|MSCO|MORGAN STANLEY & CO. LLC|3300
RFDA|RIVERFRONT DYNAMIC U|NFSC|National Financial Services LLC|6786
RFDA|RIVERFRONT DYNAMIC U|NITE|VIRTU Americas LLC|26700
RFDA|RIVERFRONT DYNAMIC U|NITP|VIRTU Americas LLC|70
RFDA|RIVERFRONT DYNAMIC U|RBCM|RBC CAPITAL MARKETS, LLC|8852
RFDA|RIVERFRONT DYNAMIC U|SGMT|GOLDMAN SACHS & CO. LLC|1309
RFDA|RIVERFRONT DYNAMIC U|STFL|Stifel, Nicolaus & Company, Incorporated|3500
RFDA|RIVERFRONT DYNAMIC U|SWST|Hilltop Securities Inc.|5075
RFDA|RIVERFRONT DYNAMIC U|UBSA|UBS SECURITIES LLC|10888
RFDA|RIVERFRONT DYNAMIC U|UBSS|UBS Securities LLC|3300
RFDA|RIVERFRONT DYNAMIC U|WBET|Wallachbeth Capital LLC|3150
RFDA|RIVERFRONT DYNAMIC U|WCHV|WELLS FARGO SECURITIES, LLC|2639
RFDA|RIVERFRONT DYNAMIC U|WSEA|WOLVERINE SECURITIES, LLC|1
RFDA|RIVERFRONT DYNAMIC U|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5097
RFDI|FRSTTRST RVFRNT DDI|BARD|Robert W. Baird & Co. Incorporated|5740
RFDI|FRSTTRST RVFRNT DDI|BBNT|BB&T SECURITIES, LLC|12012
RFDI|FRSTTRST RVFRNT DDI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32
RFDI|FRSTTRST RVFRNT DDI|CANT|Cantor Fitzgerald & Co.|15317
RFDI|FRSTTRST RVFRNT DDI|CHAS|Charles Schwab & Co., Inc.|5
RFDI|FRSTTRST RVFRNT DDI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
RFDI|FRSTTRST RVFRNT DDI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2500
RFDI|FRSTTRST RVFRNT DDI|CTDL|Citadel Derivatives Group Llc|7093
RFDI|FRSTTRST RVFRNT DDI|DAVA|Davenport & Company LLC|237
RFDI|FRSTTRST RVFRNT DDI|DBAX|Deutsche Bank Securities Inc.|700
RFDI|FRSTTRST RVFRNT DDI|DEAN|MORGAN STANLEY|15727
RFDI|FRSTTRST RVFRNT DDI|EBXL|EBX LLC|200
RFDI|FRSTTRST RVFRNT DDI|EDJO|Edward D. Jones & Co., L.P.|100
RFDI|FRSTTRST RVFRNT DDI|ETRS|E*Trade Securities LLC|103
RFDI|FRSTTRST RVFRNT DDI|FBCO|Credit Suisse Securities (USA) LLC|22973
RFDI|FRSTTRST RVFRNT DDI|FOMA|TD AMERITRADE CLEARING, INC.|28917
RFDI|FRSTTRST RVFRNT DDI|FTBR|Foliofn Investments, Inc.|1877
RFDI|FRSTTRST RVFRNT DDI|GEBB|GLOBAL EXECUTION BROKERS, LP|144
RFDI|FRSTTRST RVFRNT DDI|GSCO|GOLDMAN SACHS & CO. LLC|4987
RFDI|FRSTTRST RVFRNT DDI|GSLT|GOLDMAN SACHS & CO. LLC|80
RFDI|FRSTTRST RVFRNT DDI|GTSZ|GTS SECURITIES LLC|1929
RFDI|FRSTTRST RVFRNT DDI|IBKR|Interactive Brokers Llc|4138
RFDI|FRSTTRST RVFRNT DDI|ICBX|INSTINET, LLC|100
RFDI|FRSTTRST RVFRNT DDI|ITGI|ITG Inc.|4037
RFDI|FRSTTRST RVFRNT DDI|JANY|Janney Montgomery Scott Inc.|3624
RFDI|FRSTTRST RVFRNT DDI|JPMX|J.P. Morgan Securities LLC|800
RFDI|FRSTTRST RVFRNT DDI|JSEB|JANE STREET EXECUTION SERVICES, LLC|6980
RFDI|FRSTTRST RVFRNT DDI|JSJX|JANE STREET CAPITAL LLC|64153
RFDI|FRSTTRST RVFRNT DDI|KCGM|VIRTU Americas LLC|5284
RFDI|FRSTTRST RVFRNT DDI|LEHM|Barclays Capital Inc./Le|3600
RFDI|FRSTTRST RVFRNT DDI|LIME|Lime Brokerage LLC|7390
RFDI|FRSTTRST RVFRNT DDI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
RFDI|FRSTTRST RVFRNT DDI|MSCO|MORGAN STANLEY & CO. LLC|93829
RFDI|FRSTTRST RVFRNT DDI|MSPL|MORGAN STANLEY & CO. LLC|100
RFDI|FRSTTRST RVFRNT DDI|NFSC|National Financial Services LLC|40333
RFDI|FRSTTRST RVFRNT DDI|NITE|VIRTU Americas LLC|85127
RFDI|FRSTTRST RVFRNT DDI|OLDM|OLD MISSION CAPITAL, LLC|1800
RFDI|FRSTTRST RVFRNT DDI|RAJA|Raymond James & Associates, Inc.|68983
RFDI|FRSTTRST RVFRNT DDI|RBCM|RBC CAPITAL MARKETS, LLC|25239
RFDI|FRSTTRST RVFRNT DDI|SGMT|GOLDMAN SACHS & CO. LLC|500
RFDI|FRSTTRST RVFRNT DDI|STFL|Stifel, Nicolaus & Company, Incorporated|26087
RFDI|FRSTTRST RVFRNT DDI|SWIM|TD Ameritrade, Inc.|82
RFDI|FRSTTRST RVFRNT DDI|SWST|Hilltop Securities Inc.|4362
RFDI|FRSTTRST RVFRNT DDI|UBSA|UBS SECURITIES LLC|8460
RFDI|FRSTTRST RVFRNT DDI|UBSS|UBS Securities LLC|36586
RFDI|FRSTTRST RVFRNT DDI|VALX|VIRTU AMERICAS LLC|600
RFDI|FRSTTRST RVFRNT DDI|VGRD|Vanguard Marketing Corporation|1267
RFDI|FRSTTRST RVFRNT DDI|WBET|Wallachbeth Capital LLC|3163
RFDI|FRSTTRST RVFRNT DDI|WCHV|WELLS FARGO SECURITIES, LLC|9265
RFDI|FRSTTRST RVFRNT DDI|WEDB|WEDBUSH SECURITIES INC.|60
RFDI|FRSTTRST RVFRNT DDI|WSEA|WOLVERINE SECURITIES, LLC|5
RFDI|FRSTTRST RVFRNT DDI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|37888
RFEM|FST TR RF DYN EM ETF|BARD|Robert W. Baird & Co. Incorporated|3525
RFEM|FST TR RF DYN EM ETF|BBNT|BB&T SECURITIES, LLC|71244
RFEM|FST TR RF DYN EM ETF|BYXM|CBOE TRADING, INC.|15
RFEM|FST TR RF DYN EM ETF|CANT|Cantor Fitzgerald & Co.|1
RFEM|FST TR RF DYN EM ETF|CHAS|Charles Schwab & Co., Inc.|1
RFEM|FST TR RF DYN EM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6512
RFEM|FST TR RF DYN EM ETF|CSIN|Citadel Securities Institutional LLC|51987
RFEM|FST TR RF DYN EM ETF|CTDL|Citadel Derivatives Group Llc|55487
RFEM|FST TR RF DYN EM ETF|DBAX|Deutsche Bank Securities Inc.|1300
RFEM|FST TR RF DYN EM ETF|EBXL|EBX LLC|3800
RFEM|FST TR RF DYN EM ETF|ETRS|E*Trade Securities LLC|94
RFEM|FST TR RF DYN EM ETF|FBCO|Credit Suisse Securities (USA) LLC|5149
RFEM|FST TR RF DYN EM ETF|FBSB|U.S. Bancorp Investments, Inc.|62
RFEM|FST TR RF DYN EM ETF|FOMA|TD AMERITRADE CLEARING, INC.|8253
RFEM|FST TR RF DYN EM ETF|FTBR|Foliofn Investments, Inc.|2
RFEM|FST TR RF DYN EM ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|929
RFEM|FST TR RF DYN EM ETF|GSCO|GOLDMAN SACHS & CO. LLC|173692
RFEM|FST TR RF DYN EM ETF|GTSZ|GTS SECURITIES LLC|3351
RFEM|FST TR RF DYN EM ETF|IBKR|Interactive Brokers Llc|596
RFEM|FST TR RF DYN EM ETF|ICBX|INSTINET, LLC|600
RFEM|FST TR RF DYN EM ETF|ITGP|ITG INC.|200
RFEM|FST TR RF DYN EM ETF|JANY|Janney Montgomery Scott Inc.|153
RFEM|FST TR RF DYN EM ETF|JPMX|J.P. Morgan Securities LLC|800
RFEM|FST TR RF DYN EM ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|84737
RFEM|FST TR RF DYN EM ETF|JSJX|JANE STREET CAPITAL LLC|43651
RFEM|FST TR RF DYN EM ETF|KCGM|VIRTU Americas LLC|684
RFEM|FST TR RF DYN EM ETF|LEHM|Barclays Capital Inc./Le|9800
RFEM|FST TR RF DYN EM ETF|LIME|Lime Brokerage LLC|4032
RFEM|FST TR RF DYN EM ETF|MAXM|Maxim Group LLC|1180
RFEM|FST TR RF DYN EM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8200
RFEM|FST TR RF DYN EM ETF|MSCO|MORGAN STANLEY & CO. LLC|8161
RFEM|FST TR RF DYN EM ETF|MSPL|MORGAN STANLEY & CO. LLC|1600
RFEM|FST TR RF DYN EM ETF|NFSC|National Financial Services LLC|122612
RFEM|FST TR RF DYN EM ETF|NITE|VIRTU Americas LLC|141840
RFEM|FST TR RF DYN EM ETF|RAJA|Raymond James & Associates, Inc.|7848
RFEM|FST TR RF DYN EM ETF|RBCM|RBC CAPITAL MARKETS, LLC|4575
RFEM|FST TR RF DYN EM ETF|SBSH|Citigroup Global Markets Inc.|2765
RFEM|FST TR RF DYN EM ETF|SGMT|GOLDMAN SACHS & CO. LLC|1600
RFEM|FST TR RF DYN EM ETF|STFL|Stifel, Nicolaus & Company, Incorporated|572
RFEM|FST TR RF DYN EM ETF|SWST|Hilltop Securities Inc.|128
RFEM|FST TR RF DYN EM ETF|UBSA|UBS SECURITIES LLC|14032
RFEM|FST TR RF DYN EM ETF|UBSS|UBS Securities LLC|12388
RFEM|FST TR RF DYN EM ETF|WCHV|WELLS FARGO SECURITIES, LLC|3370
RFEM|FST TR RF DYN EM ETF|WEDB|WEDBUSH SECURITIES INC.|553
RFEM|FST TR RF DYN EM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11808
RFEU|FRSTTRST RVRFR DY EU|BARD|Robert W. Baird & Co. Incorporated|41066
RFEU|FRSTTRST RVRFR DY EU|BATM|CBOE TRADING, INC.|800
RFEU|FRSTTRST RVRFR DY EU|BBNT|BB&T SECURITIES, LLC|172065
RFEU|FRSTTRST RVRFR DY EU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
RFEU|FRSTTRST RVRFR DY EU|BYXM|CBOE TRADING, INC.|64
RFEU|FRSTTRST RVRFR DY EU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121
RFEU|FRSTTRST RVRFR DY EU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
RFEU|FRSTTRST RVRFR DY EU|DBAX|Deutsche Bank Securities Inc.|900
RFEU|FRSTTRST RVRFR DY EU|DEAN|MORGAN STANLEY|1808
RFEU|FRSTTRST RVRFR DY EU|EBXL|EBX LLC|1400
RFEU|FRSTTRST RVRFR DY EU|EGXM|CBOE TRADING, INC.|495
RFEU|FRSTTRST RVRFR DY EU|EGXW|CBOE TRADING, INC.|800
RFEU|FRSTTRST RVRFR DY EU|FBCO|Credit Suisse Securities (USA) LLC|1692
RFEU|FRSTTRST RVRFR DY EU|FOMA|TD AMERITRADE CLEARING, INC.|4719
RFEU|FRSTTRST RVRFR DY EU|FTBR|Foliofn Investments, Inc.|1
RFEU|FRSTTRST RVRFR DY EU|GEBB|GLOBAL EXECUTION BROKERS, LP|4117
RFEU|FRSTTRST RVRFR DY EU|GSCO|GOLDMAN SACHS & CO. LLC|108380
RFEU|FRSTTRST RVRFR DY EU|GTSZ|GTS SECURITIES LLC|6701
RFEU|FRSTTRST RVRFR DY EU|IBKR|Interactive Brokers Llc|2996
RFEU|FRSTTRST RVRFR DY EU|ICBX|INSTINET, LLC|1400
RFEU|FRSTTRST RVRFR DY EU|INCA|INSTINET, LLC|2270
RFEU|FRSTTRST RVRFR DY EU|ITGI|ITG Inc.|400
RFEU|FRSTTRST RVRFR DY EU|ITGP|ITG INC.|1200
RFEU|FRSTTRST RVRFR DY EU|JANY|Janney Montgomery Scott Inc.|4337
RFEU|FRSTTRST RVRFR DY EU|JPMX|J.P. Morgan Securities LLC|1000
RFEU|FRSTTRST RVRFR DY EU|JSEB|JANE STREET EXECUTION SERVICES, LLC|407314
RFEU|FRSTTRST RVRFR DY EU|JSJX|JANE STREET CAPITAL LLC|34695
RFEU|FRSTTRST RVRFR DY EU|KCGM|VIRTU Americas LLC|3268
RFEU|FRSTTRST RVRFR DY EU|LEHM|Barclays Capital Inc./Le|3200
RFEU|FRSTTRST RVRFR DY EU|LIME|Lime Brokerage LLC|2175
RFEU|FRSTTRST RVRFR DY EU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
RFEU|FRSTTRST RVRFR DY EU|MSCO|MORGAN STANLEY & CO. LLC|12707
RFEU|FRSTTRST RVRFR DY EU|MSPL|MORGAN STANLEY & CO. LLC|500
RFEU|FRSTTRST RVRFR DY EU|NFSC|National Financial Services LLC|31195
RFEU|FRSTTRST RVRFR DY EU|NITE|VIRTU Americas LLC|61681
RFEU|FRSTTRST RVRFR DY EU|PDQM|CODA MARKETS, INC.|68
RFEU|FRSTTRST RVRFR DY EU|RAJA|Raymond James & Associates, Inc.|10439
RFEU|FRSTTRST RVRFR DY EU|RBCM|RBC CAPITAL MARKETS, LLC|14368
RFEU|FRSTTRST RVRFR DY EU|SGMT|GOLDMAN SACHS & CO. LLC|3571
RFEU|FRSTTRST RVRFR DY EU|STFL|Stifel, Nicolaus & Company, Incorporated|600
RFEU|FRSTTRST RVRFR DY EU|SWST|Hilltop Securities Inc.|234
RFEU|FRSTTRST RVRFR DY EU|UBSA|UBS SECURITIES LLC|5232
RFEU|FRSTTRST RVRFR DY EU|UBSS|UBS Securities LLC|14948
RFEU|FRSTTRST RVRFR DY EU|VGRD|Vanguard Marketing Corporation|274
RFEU|FRSTTRST RVRFR DY EU|WBET|Wallachbeth Capital LLC|400
RFEU|FRSTTRST RVRFR DY EU|WCHV|WELLS FARGO SECURITIES, LLC|14228
RFEU|FRSTTRST RVRFR DY EU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15003
RFFC|RIVERFRONT DYNAMIC U|BARD|Robert W. Baird & Co. Incorporated|7223
RFFC|RIVERFRONT DYNAMIC U|BBNT|BB&T SECURITIES, LLC|17911
RFFC|RIVERFRONT DYNAMIC U|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
RFFC|RIVERFRONT DYNAMIC U|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6243
RFFC|RIVERFRONT DYNAMIC U|CSIN|Citadel Securities Institutional LLC|6677
RFFC|RIVERFRONT DYNAMIC U|CTDL|Citadel Derivatives Group Llc|7614
RFFC|RIVERFRONT DYNAMIC U|DBAX|Deutsche Bank Securities Inc.|1100
RFFC|RIVERFRONT DYNAMIC U|EBXL|EBX LLC|3900
RFFC|RIVERFRONT DYNAMIC U|GSCO|GOLDMAN SACHS & CO. LLC|300
RFFC|RIVERFRONT DYNAMIC U|GSLT|GOLDMAN SACHS & CO. LLC|400
RFFC|RIVERFRONT DYNAMIC U|HRBF|American Enterprise Investment Services Inc.|2600
RFFC|RIVERFRONT DYNAMIC U|IBKR|Interactive Brokers Llc|80
RFFC|RIVERFRONT DYNAMIC U|ICBX|INSTINET, LLC|400
RFFC|RIVERFRONT DYNAMIC U|INCA|INSTINET, LLC|111
RFFC|RIVERFRONT DYNAMIC U|ITGI|ITG Inc.|1500
RFFC|RIVERFRONT DYNAMIC U|JANY|Janney Montgomery Scott Inc.|579
RFFC|RIVERFRONT DYNAMIC U|JPMX|J.P. Morgan Securities LLC|200
RFFC|RIVERFRONT DYNAMIC U|JSEB|JANE STREET EXECUTION SERVICES, LLC|21015
RFFC|RIVERFRONT DYNAMIC U|JSJX|JANE STREET CAPITAL LLC|29510
RFFC|RIVERFRONT DYNAMIC U|KCGM|VIRTU Americas LLC|6005
RFFC|RIVERFRONT DYNAMIC U|LEHM|Barclays Capital Inc./Le|400
RFFC|RIVERFRONT DYNAMIC U|LIME|Lime Brokerage LLC|686
RFFC|RIVERFRONT DYNAMIC U|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14494
RFFC|RIVERFRONT DYNAMIC U|MSCO|MORGAN STANLEY & CO. LLC|34
RFFC|RIVERFRONT DYNAMIC U|NFSC|National Financial Services LLC|13113
RFFC|RIVERFRONT DYNAMIC U|NITE|VIRTU Americas LLC|24386
RFFC|RIVERFRONT DYNAMIC U|PDQM|CODA MARKETS, INC.|2701
RFFC|RIVERFRONT DYNAMIC U|RBCM|RBC CAPITAL MARKETS, LLC|12910
RFFC|RIVERFRONT DYNAMIC U|SGMT|GOLDMAN SACHS & CO. LLC|2400
RFFC|RIVERFRONT DYNAMIC U|SWST|Hilltop Securities Inc.|4690
RFFC|RIVERFRONT DYNAMIC U|UBSA|UBS SECURITIES LLC|9667
RFFC|RIVERFRONT DYNAMIC U|UBSS|UBS Securities LLC|7100
RFFC|RIVERFRONT DYNAMIC U|WCHV|WELLS FARGO SECURITIES, LLC|6315
RFFC|RIVERFRONT DYNAMIC U|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7243
RFG|INVESCO S&P MIDCA|APCC|Apex Clearing Corporation|7
RFG|INVESCO S&P MIDCA|BATM|CBOE TRADING, INC.|1
RFG|INVESCO S&P MIDCA|BBNT|BB&T SECURITIES, LLC|13
RFG|INVESCO S&P MIDCA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|206
RFG|INVESCO S&P MIDCA|CANT|Cantor Fitzgerald & Co.|184
RFG|INVESCO S&P MIDCA|CHAS|Charles Schwab & Co., Inc.|31
RFG|INVESCO S&P MIDCA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|151
RFG|INVESCO S&P MIDCA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3779
RFG|INVESCO S&P MIDCA|DBAX|Deutsche Bank Securities Inc.|100
RFG|INVESCO S&P MIDCA|DEAN|MORGAN STANLEY|92
RFG|INVESCO S&P MIDCA|EBXL|EBX LLC|100
RFG|INVESCO S&P MIDCA|EDJO|Edward D. Jones & Co., L.P.|72
RFG|INVESCO S&P MIDCA|ETRS|E*Trade Securities LLC|890
RFG|INVESCO S&P MIDCA|FINX|FINTECH SECURITIES|520
RFG|INVESCO S&P MIDCA|FMAF|NBCN Inc./ CDS|40
RFG|INVESCO S&P MIDCA|FTBR|Foliofn Investments, Inc.|110
RFG|INVESCO S&P MIDCA|GSCO|GOLDMAN SACHS & CO. LLC|1433
RFG|INVESCO S&P MIDCA|HRBF|American Enterprise Investment Services Inc.|4021
RFG|INVESCO S&P MIDCA|IBKR|Interactive Brokers Llc|248
RFG|INVESCO S&P MIDCA|ITGI|ITG Inc.|1
RFG|INVESCO S&P MIDCA|JONE|JonesTrading|3088
RFG|INVESCO S&P MIDCA|JPMX|J.P. Morgan Securities LLC|200
RFG|INVESCO S&P MIDCA|JSJX|JANE STREET CAPITAL LLC|2623
RFG|INVESCO S&P MIDCA|KCGM|VIRTU Americas LLC|5028
RFG|INVESCO S&P MIDCA|LEHM|Barclays Capital Inc./Le|1400
RFG|INVESCO S&P MIDCA|LIME|Lime Brokerage LLC|1039
RFG|INVESCO S&P MIDCA|MACC|Mid Atlantic Capital Corporation|6
RFG|INVESCO S&P MIDCA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
RFG|INVESCO S&P MIDCA|MSCO|MORGAN STANLEY & CO. LLC|1513
RFG|INVESCO S&P MIDCA|NFSC|National Financial Services LLC|10052
RFG|INVESCO S&P MIDCA|NITE|VIRTU Americas LLC|12434
RFG|INVESCO S&P MIDCA|PWJC|UBS Financial Services, Inc.|24
RFG|INVESCO S&P MIDCA|RBCM|RBC CAPITAL MARKETS, LLC|2039
RFG|INVESCO S&P MIDCA|SBSH|Citigroup Global Markets Inc.|847
RFG|INVESCO S&P MIDCA|SGMT|GOLDMAN SACHS & CO. LLC|1482
RFG|INVESCO S&P MIDCA|SPHN|Stephens Inc.|26
RFG|INVESCO S&P MIDCA|STFL|Stifel, Nicolaus & Company, Incorporated|1057
RFG|INVESCO S&P MIDCA|SWIM|TD Ameritrade, Inc.|60
RFG|INVESCO S&P MIDCA|SWST|Hilltop Securities Inc.|54
RFG|INVESCO S&P MIDCA|UBSA|UBS SECURITIES LLC|7592
RFG|INVESCO S&P MIDCA|UBSS|UBS Securities LLC|6340
RFG|INVESCO S&P MIDCA|VGRD|Vanguard Marketing Corporation|145
RFG|INVESCO S&P MIDCA|WCHV|WELLS FARGO SECURITIES, LLC|3158
RFG|INVESCO S&P MIDCA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4198
RFI|COHEN&STEERS TOT RT|AGIS|Aegis Capital Corp.|700
RFI|COHEN&STEERS TOT RT|ALTX|Alternet Securities Inc.|300
RFI|COHEN&STEERS TOT RT|APCC|Apex Clearing Corporation|56
RFI|COHEN&STEERS TOT RT|BANK|Primevest Financial Services, Inc.|35
RFI|COHEN&STEERS TOT RT|BARD|Robert W. Baird & Co. Incorporated|8761
RFI|COHEN&STEERS TOT RT|BATM|CBOE TRADING, INC.|55
RFI|COHEN&STEERS TOT RT|BBNT|BB&T SECURITIES, LLC|1015
RFI|COHEN&STEERS TOT RT|BTIG|BTIG, LLC|1600
RFI|COHEN&STEERS TOT RT|CANT|Cantor Fitzgerald & Co.|20826
RFI|COHEN&STEERS TOT RT|CHAS|Charles Schwab & Co., Inc.|20435
RFI|COHEN&STEERS TOT RT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10386
RFI|COHEN&STEERS TOT RT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
RFI|COHEN&STEERS TOT RT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|665
RFI|COHEN&STEERS TOT RT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5422
RFI|COHEN&STEERS TOT RT|CXCX|CITIGROUP GLOBAL MARKETS INC.|204
RFI|COHEN&STEERS TOT RT|DAVA|Davenport & Company LLC|6
RFI|COHEN&STEERS TOT RT|DBAX|Deutsche Bank Securities Inc.|1800
RFI|COHEN&STEERS TOT RT|DEAN|MORGAN STANLEY|5143
RFI|COHEN&STEERS TOT RT|DEGS|RONIN PROFESSIONAL LLC|100
RFI|COHEN&STEERS TOT RT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25234
RFI|COHEN&STEERS TOT RT|EBXL|EBX LLC|7300
RFI|COHEN&STEERS TOT RT|ECUT|CONVERGEX EXECUTION SOLUTIONS|4806
RFI|COHEN&STEERS TOT RT|EGAM|CBOE TRADING, INC.|1100
RFI|COHEN&STEERS TOT RT|EGXM|CBOE TRADING, INC.|850
RFI|COHEN&STEERS TOT RT|ETCB|ETC BROKERAGE SERVICES, LLC|200
RFI|COHEN&STEERS TOT RT|ETRS|E*Trade Securities LLC|10051
RFI|COHEN&STEERS TOT RT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10650
RFI|COHEN&STEERS TOT RT|FTBR|Foliofn Investments, Inc.|35
RFI|COHEN&STEERS TOT RT|GLPX|ACS EXECUTION SERVICES, LLC|700
RFI|COHEN&STEERS TOT RT|GSCO|GOLDMAN SACHS & CO. LLC|1893
RFI|COHEN&STEERS TOT RT|GTSZ|GTS SECURITIES LLC|500
RFI|COHEN&STEERS TOT RT|HRBF|American Enterprise Investment Services Inc.|25916
RFI|COHEN&STEERS TOT RT|IATS|INTERACTIVE BROKERS LLC|2480
RFI|COHEN&STEERS TOT RT|IBKR|Interactive Brokers Llc|9707
RFI|COHEN&STEERS TOT RT|ICBX|INSTINET, LLC|200
RFI|COHEN&STEERS TOT RT|INCA|INSTINET, LLC|2070
RFI|COHEN&STEERS TOT RT|ITGI|ITG Inc.|400
RFI|COHEN&STEERS TOT RT|ITGP|ITG INC.|1000
RFI|COHEN&STEERS TOT RT|JANY|Janney Montgomery Scott Inc.|6
RFI|COHEN&STEERS TOT RT|JEFF|JEFFERIES LLC|231
RFI|COHEN&STEERS TOT RT|JPMX|J.P. Morgan Securities LLC|1200
RFI|COHEN&STEERS TOT RT|KCGM|VIRTU Americas LLC|2450
RFI|COHEN&STEERS TOT RT|LEHM|Barclays Capital Inc./Le|2064
RFI|COHEN&STEERS TOT RT|LIME|Lime Brokerage LLC|397
RFI|COHEN&STEERS TOT RT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
RFI|COHEN&STEERS TOT RT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
RFI|COHEN&STEERS TOT RT|MSCO|MORGAN STANLEY & CO. LLC|55310
RFI|COHEN&STEERS TOT RT|MSPL|MORGAN STANLEY & CO. LLC|1000
RFI|COHEN&STEERS TOT RT|NFSC|National Financial Services LLC|74718
RFI|COHEN&STEERS TOT RT|NITE|VIRTU Americas LLC|174748
RFI|COHEN&STEERS TOT RT|NQRB|Brut, LLC|1500
RFI|COHEN&STEERS TOT RT|NTRC|Northern Trust Securities, Inc.|1
RFI|COHEN&STEERS TOT RT|OPCO|Oppenheimer & Co. Inc.|9687
RFI|COHEN&STEERS TOT RT|PDQM|CODA MARKETS, INC.|1100
RFI|COHEN&STEERS TOT RT|PWJC|UBS Financial Services, Inc.|3652
RFI|COHEN&STEERS TOT RT|RBCM|RBC CAPITAL MARKETS, LLC|19608
RFI|COHEN&STEERS TOT RT|SALI|INTL FCSTONE FINANCIAL INC.|294
RFI|COHEN&STEERS TOT RT|SBSH|Citigroup Global Markets Inc.|3300
RFI|COHEN&STEERS TOT RT|SGMT|GOLDMAN SACHS & CO. LLC|3223
RFI|COHEN&STEERS TOT RT|SPDR|SPEEDROUTE LLC|100
RFI|COHEN&STEERS TOT RT|SPHN|Stephens Inc.|15
RFI|COHEN&STEERS TOT RT|STFL|Stifel, Nicolaus & Company, Incorporated|709
RFI|COHEN&STEERS TOT RT|SWIM|TD Ameritrade, Inc.|4559
RFI|COHEN&STEERS TOT RT|SWST|Hilltop Securities Inc.|5548
RFI|COHEN&STEERS TOT RT|TKNG|ALLY INVEST SECURITIES LLC|300
RFI|COHEN&STEERS TOT RT|TRBT|Tradebot Systems, Inc.|1222
RFI|COHEN&STEERS TOT RT|TRCM|TRC MARKETS LLC|100
RFI|COHEN&STEERS TOT RT|UBSA|UBS SECURITIES LLC|10629
RFI|COHEN&STEERS TOT RT|UBSS|UBS Securities LLC|66854
RFI|COHEN&STEERS TOT RT|VGRD|Vanguard Marketing Corporation|21653
RFI|COHEN&STEERS TOT RT|WCHV|WELLS FARGO SECURITIES, LLC|80299
RFI|COHEN&STEERS TOT RT|WEDB|WEDBUSH SECURITIES INC.|639
RFI|COHEN&STEERS TOT RT|WEED|Weeden & Co.L.P.|3600
RFI|COHEN&STEERS TOT RT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6513
RFI|COHEN&STEERS TOT RT|WGIF|CIBC World Markets Inc.|1
RFI|COHEN&STEERS TOT RT|WSEA|WOLVERINE SECURITIES, LLC|2223
RFI|COHEN&STEERS TOT RT|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RFI|COHEN&STEERS TOT RT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6207
RFIL|RF INDUSTRIES LTD|APCC|Apex Clearing Corporation|17446
RFIL|RF INDUSTRIES LTD|BATM|CBOE TRADING, INC.|1575
RFIL|RF INDUSTRIES LTD|BAYT|BTIG, LLC|200
RFIL|RF INDUSTRIES LTD|BBNT|BB&T SECURITIES, LLC|2325
RFIL|RF INDUSTRIES LTD|BERN|Sanford C. Bernstein & Co., LLC|48
RFIL|RF INDUSTRIES LTD|BIMI|Banca IMI Securities Corp.|10782
RFIL|RF INDUSTRIES LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16615
RFIL|RF INDUSTRIES LTD|BYXM|CBOE TRADING, INC.|900
RFIL|RF INDUSTRIES LTD|CANT|Cantor Fitzgerald & Co.|1344
RFIL|RF INDUSTRIES LTD|CHAS|Charles Schwab & Co., Inc.|16261
RFIL|RF INDUSTRIES LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13721
RFIL|RF INDUSTRIES LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2459
RFIL|RF INDUSTRIES LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3500
RFIL|RF INDUSTRIES LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63692
RFIL|RF INDUSTRIES LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
RFIL|RF INDUSTRIES LTD|DAWA|Daiwa Capital Markets America Inc.|500
RFIL|RF INDUSTRIES LTD|DBAB|Deutsche Bank Securities Inc.|16225
RFIL|RF INDUSTRIES LTD|DBAX|Deutsche Bank Securities Inc.|13800
RFIL|RF INDUSTRIES LTD|DEAN|MORGAN STANLEY|5190
RFIL|RF INDUSTRIES LTD|DEGS|RONIN PROFESSIONAL LLC|62662
RFIL|RF INDUSTRIES LTD|EBXL|EBX LLC|25400
RFIL|RF INDUSTRIES LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|3229
RFIL|RF INDUSTRIES LTD|EDJO|Edward D. Jones & Co., L.P.|432
RFIL|RF INDUSTRIES LTD|EGAM|CBOE TRADING, INC.|2581
RFIL|RF INDUSTRIES LTD|EGXM|CBOE TRADING, INC.|1590
RFIL|RF INDUSTRIES LTD|EGXW|CBOE TRADING, INC.|500
RFIL|RF INDUSTRIES LTD|ELEV|ELEVATION, LLC|5808
RFIL|RF INDUSTRIES LTD|ETBE|Electronic Transaction Clearing, Inc.|2
RFIL|RF INDUSTRIES LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1344
RFIL|RF INDUSTRIES LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3382
RFIL|RF INDUSTRIES LTD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|13928
RFIL|RF INDUSTRIES LTD|ETRS|E*Trade Securities LLC|344429
RFIL|RF INDUSTRIES LTD|FBCO|Credit Suisse Securities (USA) LLC|79467
RFIL|RF INDUSTRIES LTD|FILL|Tradestation Securities, Inc.|16292
RFIL|RF INDUSTRIES LTD|FMAF|NBCN Inc./ CDS|420
RFIL|RF INDUSTRIES LTD|FOMA|TD AMERITRADE CLEARING, INC.|585679
RFIL|RF INDUSTRIES LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2349
RFIL|RF INDUSTRIES LTD|FTBR|Foliofn Investments, Inc.|13953
RFIL|RF INDUSTRIES LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|464
RFIL|RF INDUSTRIES LTD|GLIS|TD Securities Inc|250
RFIL|RF INDUSTRIES LTD|GLPX|ACS EXECUTION SERVICES, LLC|3071
RFIL|RF INDUSTRIES LTD|GSCO|GOLDMAN SACHS & CO. LLC|72761
RFIL|RF INDUSTRIES LTD|GSCS|GOLDMAN SACHS & CO. LLC|6000
RFIL|RF INDUSTRIES LTD|GSLT|GOLDMAN SACHS & CO. LLC|2016
RFIL|RF INDUSTRIES LTD|GTSZ|GTS SECURITIES LLC|6647
RFIL|RF INDUSTRIES LTD|HRBF|American Enterprise Investment Services Inc.|1400
RFIL|RF INDUSTRIES LTD|HSBC|HSBC Securities, Inc.|2627
RFIL|RF INDUSTRIES LTD|IATS|INTERACTIVE BROKERS LLC|9114
RFIL|RF INDUSTRIES LTD|IBKR|Interactive Brokers Llc|255174
RFIL|RF INDUSTRIES LTD|ICBX|INSTINET, LLC|9938
RFIL|RF INDUSTRIES LTD|INCA|INSTINET, LLC|45415
RFIL|RF INDUSTRIES LTD|INJX|INSTINET, LLC|1100
RFIL|RF INDUSTRIES LTD|ITGI|ITG Inc.|15578
RFIL|RF INDUSTRIES LTD|ITGP|ITG INC.|40000
RFIL|RF INDUSTRIES LTD|JEFF|JEFFERIES LLC|4428
RFIL|RF INDUSTRIES LTD|JMPT|JUMP TRADING, LLC|1115
RFIL|RF INDUSTRIES LTD|JPMX|J.P. Morgan Securities LLC|23784
RFIL|RF INDUSTRIES LTD|JSJX|JANE STREET CAPITAL LLC|7547
RFIL|RF INDUSTRIES LTD|KCGM|VIRTU Americas LLC|7576
RFIL|RF INDUSTRIES LTD|LEHM|Barclays Capital Inc./Le|54712
RFIL|RF INDUSTRIES LTD|LIME|Lime Brokerage LLC|45035
RFIL|RF INDUSTRIES LTD|LSCI|Lek Securities Corporation|1500
RFIL|RF INDUSTRIES LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RFIL|RF INDUSTRIES LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20136
RFIL|RF INDUSTRIES LTD|MSCO|MORGAN STANLEY & CO. LLC|256271
RFIL|RF INDUSTRIES LTD|MSPL|MORGAN STANLEY & CO. LLC|26200
RFIL|RF INDUSTRIES LTD|MSTX|MORGAN STANLEY & CO. LLC|1600
RFIL|RF INDUSTRIES LTD|NATL|National Securities Corporation|410
RFIL|RF INDUSTRIES LTD|NFSC|National Financial Services LLC|503631
RFIL|RF INDUSTRIES LTD|NITE|VIRTU Americas LLC|1025140
RFIL|RF INDUSTRIES LTD|NITP|VIRTU Americas LLC|600
RFIL|RF INDUSTRIES LTD|NQRB|Brut, LLC|13100
RFIL|RF INDUSTRIES LTD|PDQM|CODA MARKETS, INC.|11163
RFIL|RF INDUSTRIES LTD|PHLY|NASDAQ Execution Services, LLC|1000
RFIL|RF INDUSTRIES LTD|RAJA|Raymond James & Associates, Inc.|35017
RFIL|RF INDUSTRIES LTD|RBCM|RBC CAPITAL MARKETS, LLC|17119
RFIL|RF INDUSTRIES LTD|RGLD|Regal Securities, Inc|1130
RFIL|RF INDUSTRIES LTD|SAGL|SAGETRADER, LLC|400
RFIL|RF INDUSTRIES LTD|SBSH|Citigroup Global Markets Inc.|9738
RFIL|RF INDUSTRIES LTD|SGMT|GOLDMAN SACHS & CO. LLC|14898
RFIL|RF INDUSTRIES LTD|SPDR|SPEEDROUTE LLC|97181
RFIL|RF INDUSTRIES LTD|STFL|Stifel, Nicolaus & Company, Incorporated|13183
RFIL|RF INDUSTRIES LTD|SWIM|TD Ameritrade, Inc.|344429
RFIL|RF INDUSTRIES LTD|SWST|Hilltop Securities Inc.|2900
RFIL|RF INDUSTRIES LTD|TKNG|ALLY INVEST SECURITIES LLC|12327
RFIL|RF INDUSTRIES LTD|TRBT|Tradebot Systems, Inc.|10519
RFIL|RF INDUSTRIES LTD|TRCM|TRC MARKETS LLC|43339
RFIL|RF INDUSTRIES LTD|TWTT|TASTYWORKS, INC.|435
RFIL|RF INDUSTRIES LTD|UBSA|UBS SECURITIES LLC|97215
RFIL|RF INDUSTRIES LTD|UBSS|UBS Securities LLC|122017
RFIL|RF INDUSTRIES LTD|VALX|VIRTU AMERICAS LLC|16836
RFIL|RF INDUSTRIES LTD|VGRD|Vanguard Marketing Corporation|28274
RFIL|RF INDUSTRIES LTD|VSIN|Vision Financial Markets Llc|1600
RFIL|RF INDUSTRIES LTD|WCHV|WELLS FARGO SECURITIES, LLC|45750
RFIL|RF INDUSTRIES LTD|WEDB|WEDBUSH SECURITIES INC.|27100
RFIL|RF INDUSTRIES LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7956
RFIL|RF INDUSTRIES LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7310
RFIL|RF INDUSTRIES LTD|WGIF|CIBC World Markets Inc.|7701
RFIL|RF INDUSTRIES LTD|WSEA|WOLVERINE SECURITIES, LLC|9960
RFIL|RF INDUSTRIES LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|8800
RFL|RAFAEL HLDGS INC.|AGIS|Aegis Capital Corp.|800
RFL|RAFAEL HLDGS INC.|ALTX|Alternet Securities Inc.|400
RFL|RAFAEL HLDGS INC.|BATM|CBOE TRADING, INC.|327
RFL|RAFAEL HLDGS INC.|BAYC|BAY CREST PARTNERS, LLC|599
RFL|RAFAEL HLDGS INC.|BERN|Sanford C. Bernstein & Co., LLC|1000
RFL|RAFAEL HLDGS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
RFL|RAFAEL HLDGS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3402
RFL|RAFAEL HLDGS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|426
RFL|RAFAEL HLDGS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24819
RFL|RAFAEL HLDGS INC.|CTDL|Citadel Derivatives Group Llc|1460
RFL|RAFAEL HLDGS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|5084
RFL|RAFAEL HLDGS INC.|DBAB|Deutsche Bank Securities Inc.|2762
RFL|RAFAEL HLDGS INC.|DBAX|Deutsche Bank Securities Inc.|6700
RFL|RAFAEL HLDGS INC.|DEAN|MORGAN STANLEY|83
RFL|RAFAEL HLDGS INC.|DEGS|RONIN PROFESSIONAL LLC|2922
RFL|RAFAEL HLDGS INC.|EBXL|EBX LLC|10500
RFL|RAFAEL HLDGS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|520
RFL|RAFAEL HLDGS INC.|EDJO|Edward D. Jones & Co., L.P.|207
RFL|RAFAEL HLDGS INC.|EGAM|CBOE TRADING, INC.|2500
RFL|RAFAEL HLDGS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
RFL|RAFAEL HLDGS INC.|EGXM|CBOE TRADING, INC.|189
RFL|RAFAEL HLDGS INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|243
RFL|RAFAEL HLDGS INC.|ETRS|E*Trade Securities LLC|17196
RFL|RAFAEL HLDGS INC.|FILL|Tradestation Securities, Inc.|350
RFL|RAFAEL HLDGS INC.|FMAF|NBCN Inc./ CDS|100
RFL|RAFAEL HLDGS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2739
RFL|RAFAEL HLDGS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16022
RFL|RAFAEL HLDGS INC.|FTBR|Foliofn Investments, Inc.|29
RFL|RAFAEL HLDGS INC.|GLIS|TD Securities Inc|100
RFL|RAFAEL HLDGS INC.|GLPX|ACS EXECUTION SERVICES, LLC|814
RFL|RAFAEL HLDGS INC.|GSCO|GOLDMAN SACHS & CO. LLC|71168
RFL|RAFAEL HLDGS INC.|GSCS|GOLDMAN SACHS & CO. LLC|127
RFL|RAFAEL HLDGS INC.|GSLT|GOLDMAN SACHS & CO. LLC|2519
RFL|RAFAEL HLDGS INC.|GTSZ|GTS SECURITIES LLC|19011
RFL|RAFAEL HLDGS INC.|HRBF|American Enterprise Investment Services Inc.|526
RFL|RAFAEL HLDGS INC.|IATS|INTERACTIVE BROKERS LLC|100
RFL|RAFAEL HLDGS INC.|IBKR|Interactive Brokers Llc|8030
RFL|RAFAEL HLDGS INC.|IEQY|CITADEL SECURITIES LLC|2492
RFL|RAFAEL HLDGS INC.|INCA|INSTINET, LLC|25740
RFL|RAFAEL HLDGS INC.|INJX|INSTINET, LLC|100
RFL|RAFAEL HLDGS INC.|ITGI|ITG Inc.|6213
RFL|RAFAEL HLDGS INC.|ITGP|ITG INC.|10200
RFL|RAFAEL HLDGS INC.|JANY|Janney Montgomery Scott Inc.|585
RFL|RAFAEL HLDGS INC.|JEFF|JEFFERIES LLC|412
RFL|RAFAEL HLDGS INC.|JPMX|J.P. Morgan Securities LLC|22180
RFL|RAFAEL HLDGS INC.|JSJX|JANE STREET CAPITAL LLC|100
RFL|RAFAEL HLDGS INC.|KCGM|VIRTU Americas LLC|2029
RFL|RAFAEL HLDGS INC.|LEHM|Barclays Capital Inc./Le|16829
RFL|RAFAEL HLDGS INC.|LIME|Lime Brokerage LLC|8163
RFL|RAFAEL HLDGS INC.|LOOP|Loop Capital Markets LLC|1696
RFL|RAFAEL HLDGS INC.|LQNA|LIQUIDNET, INC.|43800
RFL|RAFAEL HLDGS INC.|LSCI|Lek Securities Corporation|263
RFL|RAFAEL HLDGS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7416
RFL|RAFAEL HLDGS INC.|MSCO|MORGAN STANLEY & CO. LLC|52369
RFL|RAFAEL HLDGS INC.|MSPL|MORGAN STANLEY & CO. LLC|23600
RFL|RAFAEL HLDGS INC.|MSTX|MORGAN STANLEY & CO. LLC|24700
RFL|RAFAEL HLDGS INC.|NFSC|National Financial Services LLC|108324
RFL|RAFAEL HLDGS INC.|NITE|VIRTU Americas LLC|161986
RFL|RAFAEL HLDGS INC.|NQRB|Brut, LLC|100
RFL|RAFAEL HLDGS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|22
RFL|RAFAEL HLDGS INC.|PDQM|CODA MARKETS, INC.|2027
RFL|RAFAEL HLDGS INC.|RBCM|RBC CAPITAL MARKETS, LLC|158
RFL|RAFAEL HLDGS INC.|SBSH|Citigroup Global Markets Inc.|1912
RFL|RAFAEL HLDGS INC.|SGMT|GOLDMAN SACHS & CO. LLC|3747
RFL|RAFAEL HLDGS INC.|SPDR|SPEEDROUTE LLC|700
RFL|RAFAEL HLDGS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|150
RFL|RAFAEL HLDGS INC.|SWIM|TD Ameritrade, Inc.|14466
RFL|RAFAEL HLDGS INC.|TKNG|ALLY INVEST SECURITIES LLC|300
RFL|RAFAEL HLDGS INC.|TRBT|Tradebot Systems, Inc.|1573
RFL|RAFAEL HLDGS INC.|TRCM|TRC MARKETS LLC|52
RFL|RAFAEL HLDGS INC.|UBSA|UBS SECURITIES LLC|47079
RFL|RAFAEL HLDGS INC.|UBSS|UBS Securities LLC|61804
RFL|RAFAEL HLDGS INC.|VALX|VIRTU AMERICAS LLC|160
RFL|RAFAEL HLDGS INC.|VGRD|Vanguard Marketing Corporation|4950
RFL|RAFAEL HLDGS INC.|WCHV|WELLS FARGO SECURITIES, LLC|23711
RFL|RAFAEL HLDGS INC.|WEED|Weeden & Co.L.P.|900
RFL|RAFAEL HLDGS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6636
RFL|RAFAEL HLDGS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7572
RFL|RAFAEL HLDGS INC.|WGIF|CIBC World Markets Inc.|360
RFL|RAFAEL HLDGS INC.|WSEA|WOLVERINE SECURITIES, LLC|1018
RFL|RAFAEL HLDGS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5960
RFL|RAFAEL HLDGS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|582
RFL|RAFAEL HLDGS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2030
RFP|RESOLUTE FOREST PDS|APCC|Apex Clearing Corporation|705
RFP|RESOLUTE FOREST PDS|BATM|CBOE TRADING, INC.|7529
RFP|RESOLUTE FOREST PDS|BAYT|BTIG, LLC|438
RFP|RESOLUTE FOREST PDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|724
RFP|RESOLUTE FOREST PDS|BYXM|CBOE TRADING, INC.|100
RFP|RESOLUTE FOREST PDS|BZYD|GOLDMAN SACHS & CO. LLC|1027
RFP|RESOLUTE FOREST PDS|CHAS|Charles Schwab & Co., Inc.|357
RFP|RESOLUTE FOREST PDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121762
RFP|RESOLUTE FOREST PDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
RFP|RESOLUTE FOREST PDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|268473
RFP|RESOLUTE FOREST PDS|CTDL|Citadel Derivatives Group Llc|160
RFP|RESOLUTE FOREST PDS|CTLR|CUTLER GROUP, LP|500
RFP|RESOLUTE FOREST PDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|52742
RFP|RESOLUTE FOREST PDS|DBAB|Deutsche Bank Securities Inc.|17697
RFP|RESOLUTE FOREST PDS|DBAX|Deutsche Bank Securities Inc.|186000
RFP|RESOLUTE FOREST PDS|DEAN|MORGAN STANLEY|784
RFP|RESOLUTE FOREST PDS|DEGS|RONIN PROFESSIONAL LLC|4035
RFP|RESOLUTE FOREST PDS|EBXL|EBX LLC|128000
RFP|RESOLUTE FOREST PDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|46468
RFP|RESOLUTE FOREST PDS|EDJO|Edward D. Jones & Co., L.P.|842
RFP|RESOLUTE FOREST PDS|EGAM|CBOE TRADING, INC.|5036
RFP|RESOLUTE FOREST PDS|EGXM|CBOE TRADING, INC.|700
RFP|RESOLUTE FOREST PDS|EGXW|CBOE TRADING, INC.|61
RFP|RESOLUTE FOREST PDS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
RFP|RESOLUTE FOREST PDS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1560
RFP|RESOLUTE FOREST PDS|ETRS|E*Trade Securities LLC|34411
RFP|RESOLUTE FOREST PDS|FBRC|B. RILEY FBR, INC.|435400
RFP|RESOLUTE FOREST PDS|FILL|Tradestation Securities, Inc.|100
RFP|RESOLUTE FOREST PDS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|228
RFP|RESOLUTE FOREST PDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26025
RFP|RESOLUTE FOREST PDS|FTBR|Foliofn Investments, Inc.|9752
RFP|RESOLUTE FOREST PDS|GEBB|GLOBAL EXECUTION BROKERS, LP|800
RFP|RESOLUTE FOREST PDS|GLIS|TD Securities Inc|13
RFP|RESOLUTE FOREST PDS|GLPX|ACS EXECUTION SERVICES, LLC|5418
RFP|RESOLUTE FOREST PDS|GSCO|GOLDMAN SACHS & CO. LLC|90087
RFP|RESOLUTE FOREST PDS|GSCS|GOLDMAN SACHS & CO. LLC|9900
RFP|RESOLUTE FOREST PDS|GSLT|GOLDMAN SACHS & CO. LLC|629
RFP|RESOLUTE FOREST PDS|GTSZ|GTS SECURITIES LLC|40746
RFP|RESOLUTE FOREST PDS|HAPX|HAP Trading, LLC|600
RFP|RESOLUTE FOREST PDS|HRBF|American Enterprise Investment Services Inc.|46
RFP|RESOLUTE FOREST PDS|HSBC|HSBC Securities, Inc.|117
RFP|RESOLUTE FOREST PDS|IBKR|Interactive Brokers Llc|14618
RFP|RESOLUTE FOREST PDS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
RFP|RESOLUTE FOREST PDS|ICBX|INSTINET, LLC|272230
RFP|RESOLUTE FOREST PDS|INCA|INSTINET, LLC|36939
RFP|RESOLUTE FOREST PDS|INJX|INSTINET, LLC|1400
RFP|RESOLUTE FOREST PDS|INTL|INTL FCSTONE FINANCIAL INC.|1024
RFP|RESOLUTE FOREST PDS|ITGI|ITG Inc.|30727
RFP|RESOLUTE FOREST PDS|ITGP|ITG INC.|289000
RFP|RESOLUTE FOREST PDS|JANY|Janney Montgomery Scott Inc.|1414
RFP|RESOLUTE FOREST PDS|JEFF|JEFFERIES LLC|4018
RFP|RESOLUTE FOREST PDS|JMPT|JUMP TRADING, LLC|1352
RFP|RESOLUTE FOREST PDS|JONE|JonesTrading|3600
RFP|RESOLUTE FOREST PDS|JPBX|J.P. MORGAN SECURITIES LLC|16890
RFP|RESOLUTE FOREST PDS|JPMX|J.P. Morgan Securities LLC|298510
RFP|RESOLUTE FOREST PDS|JSJX|JANE STREET CAPITAL LLC|9625
RFP|RESOLUTE FOREST PDS|KCGM|VIRTU Americas LLC|31403
RFP|RESOLUTE FOREST PDS|LEHM|Barclays Capital Inc./Le|215012
RFP|RESOLUTE FOREST PDS|LIME|Lime Brokerage LLC|6442
RFP|RESOLUTE FOREST PDS|LSCI|Lek Securities Corporation|243
RFP|RESOLUTE FOREST PDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172589
RFP|RESOLUTE FOREST PDS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|43126
RFP|RESOLUTE FOREST PDS|MSCO|MORGAN STANLEY & CO. LLC|284799
RFP|RESOLUTE FOREST PDS|MSPL|MORGAN STANLEY & CO. LLC|209300
RFP|RESOLUTE FOREST PDS|MSTX|MORGAN STANLEY & CO. LLC|84000
RFP|RESOLUTE FOREST PDS|NFSC|National Financial Services LLC|75452
RFP|RESOLUTE FOREST PDS|NITE|VIRTU Americas LLC|243313
RFP|RESOLUTE FOREST PDS|NITP|VIRTU Americas LLC|9400
RFP|RESOLUTE FOREST PDS|NQRB|Brut, LLC|9
RFP|RESOLUTE FOREST PDS|NTBF|BMO Nesbitt Burns Inc./CDS|1000
RFP|RESOLUTE FOREST PDS|OPCO|Oppenheimer & Co. Inc.|26154
RFP|RESOLUTE FOREST PDS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2224
RFP|RESOLUTE FOREST PDS|PDQM|CODA MARKETS, INC.|10002
RFP|RESOLUTE FOREST PDS|RBCM|RBC CAPITAL MARKETS, LLC|4364
RFP|RESOLUTE FOREST PDS|RGLD|Regal Securities, Inc|376
RFP|RESOLUTE FOREST PDS|SAGL|SAGETRADER, LLC|100
RFP|RESOLUTE FOREST PDS|SAGW|SAGETRADER, LLC|1200
RFP|RESOLUTE FOREST PDS|SBSH|Citigroup Global Markets Inc.|7733
RFP|RESOLUTE FOREST PDS|SGMT|GOLDMAN SACHS & CO. LLC|100847
RFP|RESOLUTE FOREST PDS|SPDR|SPEEDROUTE LLC|4600
RFP|RESOLUTE FOREST PDS|STFL|Stifel, Nicolaus & Company, Incorporated|14633
RFP|RESOLUTE FOREST PDS|SWIM|TD Ameritrade, Inc.|77219
RFP|RESOLUTE FOREST PDS|TDSI|TD Securities (USA) LLC|241034
RFP|RESOLUTE FOREST PDS|TJMI|TJM Investments, LLC|200
RFP|RESOLUTE FOREST PDS|TKNG|ALLY INVEST SECURITIES LLC|1034
RFP|RESOLUTE FOREST PDS|TRBT|Tradebot Systems, Inc.|2331
RFP|RESOLUTE FOREST PDS|TRCM|TRC MARKETS LLC|13994
RFP|RESOLUTE FOREST PDS|UBSS|UBS Securities LLC|113401
RFP|RESOLUTE FOREST PDS|VALX|VIRTU AMERICAS LLC|52958
RFP|RESOLUTE FOREST PDS|VGRD|Vanguard Marketing Corporation|15155
RFP|RESOLUTE FOREST PDS|WCHV|WELLS FARGO SECURITIES, LLC|22594
RFP|RESOLUTE FOREST PDS|WEED|Weeden & Co.L.P.|520
RFP|RESOLUTE FOREST PDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|635
RFP|RESOLUTE FOREST PDS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16404
RFP|RESOLUTE FOREST PDS|WSEA|WOLVERINE SECURITIES, LLC|3671
RFP|RESOLUTE FOREST PDS|XIST|INSTINET, LLC|21000
RFP|RESOLUTE FOREST PDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|40670
RFP|RESOLUTE FOREST PDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|544
RFUN|RIVERFRONT DYN UNCNS|BARD|Robert W. Baird & Co. Incorporated|5616
RFUN|RIVERFRONT DYN UNCNS|BBNT|BB&T SECURITIES, LLC|21040
RFUN|RIVERFRONT DYN UNCNS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|892
RFUN|RIVERFRONT DYN UNCNS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
RFUN|RIVERFRONT DYN UNCNS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
RFUN|RIVERFRONT DYN UNCNS|DBAX|Deutsche Bank Securities Inc.|900
RFUN|RIVERFRONT DYN UNCNS|EBXL|EBX LLC|300
RFUN|RIVERFRONT DYN UNCNS|GSCO|GOLDMAN SACHS & CO. LLC|113
RFUN|RIVERFRONT DYN UNCNS|IBKR|Interactive Brokers Llc|1200
RFUN|RIVERFRONT DYN UNCNS|ICBX|INSTINET, LLC|100
RFUN|RIVERFRONT DYN UNCNS|ITGI|ITG Inc.|119
RFUN|RIVERFRONT DYN UNCNS|ITGP|ITG INC.|200
RFUN|RIVERFRONT DYN UNCNS|JANY|Janney Montgomery Scott Inc.|294
RFUN|RIVERFRONT DYN UNCNS|JSEB|JANE STREET EXECUTION SERVICES, LLC|282905
RFUN|RIVERFRONT DYN UNCNS|JSJX|JANE STREET CAPITAL LLC|50394
RFUN|RIVERFRONT DYN UNCNS|LEHM|Barclays Capital Inc./Le|4600
RFUN|RIVERFRONT DYN UNCNS|LIME|Lime Brokerage LLC|296
RFUN|RIVERFRONT DYN UNCNS|MSCO|MORGAN STANLEY & CO. LLC|396
RFUN|RIVERFRONT DYN UNCNS|NFSC|National Financial Services LLC|3782
RFUN|RIVERFRONT DYN UNCNS|NITE|VIRTU Americas LLC|34764
RFUN|RIVERFRONT DYN UNCNS|RBCM|RBC CAPITAL MARKETS, LLC|24771
RFUN|RIVERFRONT DYN UNCNS|SGMT|GOLDMAN SACHS & CO. LLC|400
RFUN|RIVERFRONT DYN UNCNS|SWST|Hilltop Securities Inc.|2235
RFUN|RIVERFRONT DYN UNCNS|UBSA|UBS SECURITIES LLC|2791
RFUN|RIVERFRONT DYN UNCNS|UBSS|UBS Securities LLC|1923
RFUN|RIVERFRONT DYN UNCNS|WBET|Wallachbeth Capital LLC|400
RFUN|RIVERFRONT DYN UNCNS|WCHV|WELLS FARGO SECURITIES, LLC|5846
RFUN|RIVERFRONT DYN UNCNS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5446
RFV|INVESCO S&P MIDCA|APCC|Apex Clearing Corporation|15
RFV|INVESCO S&P MIDCA|BARD|Robert W. Baird & Co. Incorporated|200
RFV|INVESCO S&P MIDCA|CHAS|Charles Schwab & Co., Inc.|8
RFV|INVESCO S&P MIDCA|DBAX|Deutsche Bank Securities Inc.|200
RFV|INVESCO S&P MIDCA|DEAN|MORGAN STANLEY|203
RFV|INVESCO S&P MIDCA|EBXL|EBX LLC|500
RFV|INVESCO S&P MIDCA|EDJO|Edward D. Jones & Co., L.P.|204
RFV|INVESCO S&P MIDCA|ETRS|E*Trade Securities LLC|10
RFV|INVESCO S&P MIDCA|FINX|FINTECH SECURITIES|1205
RFV|INVESCO S&P MIDCA|FTBR|Foliofn Investments, Inc.|1
RFV|INVESCO S&P MIDCA|GSLT|GOLDMAN SACHS & CO. LLC|2234
RFV|INVESCO S&P MIDCA|HRBF|American Enterprise Investment Services Inc.|4371
RFV|INVESCO S&P MIDCA|IBKR|Interactive Brokers Llc|400
RFV|INVESCO S&P MIDCA|ICBX|INSTINET, LLC|1642
RFV|INVESCO S&P MIDCA|JPMX|J.P. Morgan Securities LLC|1746
RFV|INVESCO S&P MIDCA|JSEB|JANE STREET EXECUTION SERVICES, LLC|8147
RFV|INVESCO S&P MIDCA|JSJX|JANE STREET CAPITAL LLC|811
RFV|INVESCO S&P MIDCA|KCGM|VIRTU Americas LLC|8254
RFV|INVESCO S&P MIDCA|LEHM|Barclays Capital Inc./Le|2000
RFV|INVESCO S&P MIDCA|LIME|Lime Brokerage LLC|1939
RFV|INVESCO S&P MIDCA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1838
RFV|INVESCO S&P MIDCA|MSCO|MORGAN STANLEY & CO. LLC|17283
RFV|INVESCO S&P MIDCA|NFSC|National Financial Services LLC|1681
RFV|INVESCO S&P MIDCA|NITE|VIRTU Americas LLC|7226
RFV|INVESCO S&P MIDCA|NITP|VIRTU Americas LLC|1400
RFV|INVESCO S&P MIDCA|PICT|Pictet Overseas Inc.|24100
RFV|INVESCO S&P MIDCA|RBCM|RBC CAPITAL MARKETS, LLC|270
RFV|INVESCO S&P MIDCA|SGMT|GOLDMAN SACHS & CO. LLC|2555
RFV|INVESCO S&P MIDCA|SWST|Hilltop Securities Inc.|1
RFV|INVESCO S&P MIDCA|UBSA|UBS SECURITIES LLC|174
RFV|INVESCO S&P MIDCA|UBSS|UBS Securities LLC|277
RFV|INVESCO S&P MIDCA|VGRD|Vanguard Marketing Corporation|79
RFV|INVESCO S&P MIDCA|WCHV|WELLS FARGO SECURITIES, LLC|188
RFV|INVESCO S&P MIDCA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|355
RGA|REINSURANCE GROUP|ALTX|Alternet Securities Inc.|308
RGA|REINSURANCE GROUP|ANOS|ABEL/NOSER, L.L.C.|449
RGA|REINSURANCE GROUP|APCC|Apex Clearing Corporation|46
RGA|REINSURANCE GROUP|BARD|Robert W. Baird & Co. Incorporated|839
RGA|REINSURANCE GROUP|BATM|CBOE TRADING, INC.|2794
RGA|REINSURANCE GROUP|BAYC|BAY CREST PARTNERS, LLC|5
RGA|REINSURANCE GROUP|BBNT|BB&T SECURITIES, LLC|232
RGA|REINSURANCE GROUP|BERN|Sanford C. Bernstein & Co., LLC|6923
RGA|REINSURANCE GROUP|BIDS|BIDS TRADING L.P.|23200
RGA|REINSURANCE GROUP|BKCM|BNY Mellon Capital Markets LLC|12659
RGA|REINSURANCE GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2269
RGA|REINSURANCE GROUP|BLKX|INSTINET, LLC|29500
RGA|REINSURANCE GROUP|BMOC|BMO Capital Markets Corp.|1004
RGA|REINSURANCE GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|85118
RGA|REINSURANCE GROUP|BTIG|BTIG, LLC|7649
RGA|REINSURANCE GROUP|BYXM|CBOE TRADING, INC.|27
RGA|REINSURANCE GROUP|BZYD|GOLDMAN SACHS & CO. LLC|300
RGA|REINSURANCE GROUP|CABR|Cabrera Capital Markets, Inc.|15
RGA|REINSURANCE GROUP|CANT|Cantor Fitzgerald & Co.|11595
RGA|REINSURANCE GROUP|CHAS|Charles Schwab & Co., Inc.|231
RGA|REINSURANCE GROUP|CIOI|CITIGROUP GLOBAL MARKETS INC|19130
RGA|REINSURANCE GROUP|CIST|Capital Institutional Services, Inc.|4789
RGA|REINSURANCE GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12885
RGA|REINSURANCE GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|520
RGA|REINSURANCE GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|42
RGA|REINSURANCE GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181584
RGA|REINSURANCE GROUP|CTDL|Citadel Derivatives Group Llc|8160
RGA|REINSURANCE GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|19326
RGA|REINSURANCE GROUP|DADA|D.A. Davidson & Co.|151
RGA|REINSURANCE GROUP|DBAB|Deutsche Bank Securities Inc.|196782
RGA|REINSURANCE GROUP|DBAX|Deutsche Bank Securities Inc.|154100
RGA|REINSURANCE GROUP|DCHF|Dart Executions, LLC|4029
RGA|REINSURANCE GROUP|DEAN|MORGAN STANLEY|5530
RGA|REINSURANCE GROUP|DEGS|RONIN PROFESSIONAL LLC|100
RGA|REINSURANCE GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9056
RGA|REINSURANCE GROUP|DREX|Drexel Hamilton, LLC|8000
RGA|REINSURANCE GROUP|EBXL|EBX LLC|52400
RGA|REINSURANCE GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|16439
RGA|REINSURANCE GROUP|EDJO|Edward D. Jones & Co., L.P.|3789
RGA|REINSURANCE GROUP|EGAM|CBOE TRADING, INC.|2023
RGA|REINSURANCE GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|575
RGA|REINSURANCE GROUP|EGXM|CBOE TRADING, INC.|994
RGA|REINSURANCE GROUP|ELEV|ELEVATION, LLC|3240
RGA|REINSURANCE GROUP|ETBE|Electronic Transaction Clearing, Inc.|151
RGA|REINSURANCE GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10880
RGA|REINSURANCE GROUP|ETRS|E*Trade Securities LLC|668
RGA|REINSURANCE GROUP|FBSB|U.S. Bancorp Investments, Inc.|29
RGA|REINSURANCE GROUP|FILL|Tradestation Securities, Inc.|126
RGA|REINSURANCE GROUP|FINX|FINTECH SECURITIES|354
RGA|REINSURANCE GROUP|FMAF|NBCN Inc./ CDS|50
RGA|REINSURANCE GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4088
RGA|REINSURANCE GROUP|FQLS|Quantlab Securities LP|128632
RGA|REINSURANCE GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46387
RGA|REINSURANCE GROUP|FTBR|Foliofn Investments, Inc.|1631
RGA|REINSURANCE GROUP|GLPX|ACS EXECUTION SERVICES, LLC|12065
RGA|REINSURANCE GROUP|GSCO|GOLDMAN SACHS & CO. LLC|2228500
RGA|REINSURANCE GROUP|GSCS|GOLDMAN SACHS & CO. LLC|300
RGA|REINSURANCE GROUP|GSLT|GOLDMAN SACHS & CO. LLC|2229
RGA|REINSURANCE GROUP|GTSZ|GTS SECURITIES LLC|79040
RGA|REINSURANCE GROUP|HRBF|American Enterprise Investment Services Inc.|6058
RGA|REINSURANCE GROUP|HSBC|HSBC Securities, Inc.|200
RGA|REINSURANCE GROUP|IATS|INTERACTIVE BROKERS LLC|2987
RGA|REINSURANCE GROUP|IBKR|Interactive Brokers Llc|5423
RGA|REINSURANCE GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2323
RGA|REINSURANCE GROUP|ICBX|INSTINET, LLC|30621
RGA|REINSURANCE GROUP|IEQY|CITADEL SECURITIES LLC|35412
RGA|REINSURANCE GROUP|INCA|INSTINET, LLC|102259
RGA|REINSURANCE GROUP|INJX|INSTINET, LLC|6848
RGA|REINSURANCE GROUP|ITGI|ITG Inc.|45682
RGA|REINSURANCE GROUP|ITGP|ITG INC.|91000
RGA|REINSURANCE GROUP|JANY|Janney Montgomery Scott Inc.|100
RGA|REINSURANCE GROUP|JEFF|JEFFERIES LLC|127481
RGA|REINSURANCE GROUP|JMPT|JUMP TRADING, LLC|21005
RGA|REINSURANCE GROUP|JPBX|J.P. MORGAN SECURITIES LLC|39373
RGA|REINSURANCE GROUP|JPMX|J.P. Morgan Securities LLC|260385
RGA|REINSURANCE GROUP|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
RGA|REINSURANCE GROUP|JSJX|JANE STREET CAPITAL LLC|4905
RGA|REINSURANCE GROUP|KCGM|VIRTU Americas LLC|19119
RGA|REINSURANCE GROUP|LEHM|Barclays Capital Inc./Le|392105
RGA|REINSURANCE GROUP|LIME|Lime Brokerage LLC|11963
RGA|REINSURANCE GROUP|LMNX|LUMINEX TRADING & ANALYTICS LLC|36600
RGA|REINSURANCE GROUP|LOOP|Loop Capital Markets LLC|673
RGA|REINSURANCE GROUP|LQNA|LIQUIDNET, INC.|21000
RGA|REINSURANCE GROUP|LSCI|Lek Securities Corporation|54
RGA|REINSURANCE GROUP|MACC|Mid Atlantic Capital Corporation|566
RGA|REINSURANCE GROUP|MACQ|Macquarie Capital (USA) Inc.|200
RGA|REINSURANCE GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69952
RGA|REINSURANCE GROUP|MOTF|MOTIF INVESTING, INC.|11
RGA|REINSURANCE GROUP|MSCO|MORGAN STANLEY & CO. LLC|796642
RGA|REINSURANCE GROUP|MSPL|MORGAN STANLEY & CO. LLC|165600
RGA|REINSURANCE GROUP|MSTX|MORGAN STANLEY & CO. LLC|8300
RGA|REINSURANCE GROUP|NATL|National Securities Corporation|25
RGA|REINSURANCE GROUP|NEUB|NEUBERGER BERMAN BD LLC|35
RGA|REINSURANCE GROUP|NFSC|National Financial Services LLC|94464
RGA|REINSURANCE GROUP|NITE|VIRTU Americas LLC|134403
RGA|REINSURANCE GROUP|NITP|VIRTU Americas LLC|479
RGA|REINSURANCE GROUP|NQRB|Brut, LLC|658
RGA|REINSURANCE GROUP|NTBF|BMO Nesbitt Burns Inc./CDS|75
RGA|REINSURANCE GROUP|OPCO|Oppenheimer & Co. Inc.|358
RGA|REINSURANCE GROUP|PDQM|CODA MARKETS, INC.|45886
RGA|REINSURANCE GROUP|PWJC|UBS Financial Services, Inc.|161
RGA|REINSURANCE GROUP|RBCM|RBC CAPITAL MARKETS, LLC|2260
RGA|REINSURANCE GROUP|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|2700
RGA|REINSURANCE GROUP|SAGL|SAGETRADER, LLC|148
RGA|REINSURANCE GROUP|SBSH|Citigroup Global Markets Inc.|29871
RGA|REINSURANCE GROUP|SGMT|GOLDMAN SACHS & CO. LLC|48549
RGA|REINSURANCE GROUP|SPDR|SPEEDROUTE LLC|1200
RGA|REINSURANCE GROUP|SSBS|STATE STREET GLOBAL MARKETS, LLC|11320
RGA|REINSURANCE GROUP|STFC|Stuart Frankel & Co., Incorporated|3700
RGA|REINSURANCE GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|2610
RGA|REINSURANCE GROUP|STRS|STRATEGAS RESEARCH PARTNERS|1500
RGA|REINSURANCE GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4733
RGA|REINSURANCE GROUP|SWIM|TD Ameritrade, Inc.|661
RGA|REINSURANCE GROUP|SWST|Hilltop Securities Inc.|12
RGA|REINSURANCE GROUP|TAGC|TELSEY ADVISORY GROUP LLC|25200
RGA|REINSURANCE GROUP|TKNG|ALLY INVEST SECURITIES LLC|35
RGA|REINSURANCE GROUP|TRBT|Tradebot Systems, Inc.|74522
RGA|REINSURANCE GROUP|TRCM|TRC MARKETS LLC|25674
RGA|REINSURANCE GROUP|UBSA|UBS SECURITIES LLC|275393
RGA|REINSURANCE GROUP|UBSS|UBS Securities LLC|442086
RGA|REINSURANCE GROUP|VALX|VIRTU AMERICAS LLC|10142
RGA|REINSURANCE GROUP|VGRD|Vanguard Marketing Corporation|654
RGA|REINSURANCE GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|1756
RGA|REINSURANCE GROUP|WCHV|WELLS FARGO SECURITIES, LLC|28112
RGA|REINSURANCE GROUP|WEDB|WEDBUSH SECURITIES INC.|2128
RGA|REINSURANCE GROUP|WEED|Weeden & Co.L.P.|265743
RGA|REINSURANCE GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|435
RGA|REINSURANCE GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|301
RGA|REINSURANCE GROUP|WSAG|WALL STREET ACCESS|60
RGA|REINSURANCE GROUP|WSEA|WOLVERINE SECURITIES, LLC|625
RGA|REINSURANCE GROUP|XIST|INSTINET, LLC|12600
RGA|REINSURANCE GROUP|XPQR|Jump Trading|3296
RGA|REINSURANCE GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|12562
RGA|REINSURANCE GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|6371
RGA|REINSURANCE GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
RGCO|RGC RESOURCES INC ##|ALTX|Alternet Securities Inc.|100
RGCO|RGC RESOURCES INC ##|APCC|Apex Clearing Corporation|8946
RGCO|RGC RESOURCES INC ##|BBNT|BB&T SECURITIES, LLC|567
RGCO|RGC RESOURCES INC ##|BERN|Sanford C. Bernstein & Co., LLC|300
RGCO|RGC RESOURCES INC ##|BMOC|BMO Capital Markets Corp.|1120
RGCO|RGC RESOURCES INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|692
RGCO|RGC RESOURCES INC ##|BTIG|BTIG, LLC|2080
RGCO|RGC RESOURCES INC ##|BYXM|CBOE TRADING, INC.|129
RGCO|RGC RESOURCES INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8
RGCO|RGC RESOURCES INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10456
RGCO|RGC RESOURCES INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9025
RGCO|RGC RESOURCES INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3496
RGCO|RGC RESOURCES INC ##|CTDL|Citadel Derivatives Group Llc|514
RGCO|RGC RESOURCES INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2182
RGCO|RGC RESOURCES INC ##|DAVA|Davenport & Company LLC|1300
RGCO|RGC RESOURCES INC ##|DBAB|Deutsche Bank Securities Inc.|23161
RGCO|RGC RESOURCES INC ##|DBAX|Deutsche Bank Securities Inc.|1100
RGCO|RGC RESOURCES INC ##|DEGS|RONIN PROFESSIONAL LLC|2236
RGCO|RGC RESOURCES INC ##|EBXL|EBX LLC|1700
RGCO|RGC RESOURCES INC ##|EDJO|Edward D. Jones & Co., L.P.|439
RGCO|RGC RESOURCES INC ##|EGAM|CBOE TRADING, INC.|257
RGCO|RGC RESOURCES INC ##|ETRS|E*Trade Securities LLC|7211
RGCO|RGC RESOURCES INC ##|FBCO|Credit Suisse Securities (USA) LLC|73198
RGCO|RGC RESOURCES INC ##|FOMA|TD AMERITRADE CLEARING, INC.|9186
RGCO|RGC RESOURCES INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|817
RGCO|RGC RESOURCES INC ##|FTBR|Foliofn Investments, Inc.|53
RGCO|RGC RESOURCES INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1791
RGCO|RGC RESOURCES INC ##|GLPX|ACS EXECUTION SERVICES, LLC|4262
RGCO|RGC RESOURCES INC ##|GSCO|GOLDMAN SACHS & CO. LLC|79043
RGCO|RGC RESOURCES INC ##|GSCS|GOLDMAN SACHS & CO. LLC|61
RGCO|RGC RESOURCES INC ##|GSLT|GOLDMAN SACHS & CO. LLC|300
RGCO|RGC RESOURCES INC ##|GTSZ|GTS SECURITIES LLC|8401
RGCO|RGC RESOURCES INC ##|IATS|INTERACTIVE BROKERS LLC|740
RGCO|RGC RESOURCES INC ##|IBKR|Interactive Brokers Llc|3836
RGCO|RGC RESOURCES INC ##|IEQY|CITADEL SECURITIES LLC|402
RGCO|RGC RESOURCES INC ##|INCA|INSTINET, LLC|10347
RGCO|RGC RESOURCES INC ##|INJX|INSTINET, LLC|1864
RGCO|RGC RESOURCES INC ##|ITGI|ITG Inc.|330
RGCO|RGC RESOURCES INC ##|ITGP|ITG INC.|8800
RGCO|RGC RESOURCES INC ##|JEFF|JEFFERIES LLC|958
RGCO|RGC RESOURCES INC ##|JPMX|J.P. Morgan Securities LLC|6635
RGCO|RGC RESOURCES INC ##|KCGM|VIRTU Americas LLC|1945
RGCO|RGC RESOURCES INC ##|LEHM|Barclays Capital Inc./Le|22809
RGCO|RGC RESOURCES INC ##|LIME|Lime Brokerage LLC|8209
RGCO|RGC RESOURCES INC ##|LMGP|LIME BROKERAGE LLC|2452
RGCO|RGC RESOURCES INC ##|LQNA|LIQUIDNET, INC.|600
RGCO|RGC RESOURCES INC ##|LSCI|Lek Securities Corporation|94
RGCO|RGC RESOURCES INC ##|MAXM|Maxim Group LLC|671
RGCO|RGC RESOURCES INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2652
RGCO|RGC RESOURCES INC ##|MSCO|MORGAN STANLEY & CO. LLC|54172
RGCO|RGC RESOURCES INC ##|MSPL|MORGAN STANLEY & CO. LLC|4500
RGCO|RGC RESOURCES INC ##|MSTX|MORGAN STANLEY & CO. LLC|400
RGCO|RGC RESOURCES INC ##|NFSC|National Financial Services LLC|1057
RGCO|RGC RESOURCES INC ##|NITE|VIRTU Americas LLC|28235
RGCO|RGC RESOURCES INC ##|NQRB|Brut, LLC|400
RGCO|RGC RESOURCES INC ##|PDQM|CODA MARKETS, INC.|6806
RGCO|RGC RESOURCES INC ##|PWJC|UBS Financial Services, Inc.|19
RGCO|RGC RESOURCES INC ##|SBSH|Citigroup Global Markets Inc.|22069
RGCO|RGC RESOURCES INC ##|SGMT|GOLDMAN SACHS & CO. LLC|960
RGCO|RGC RESOURCES INC ##|SPDR|SPEEDROUTE LLC|405
RGCO|RGC RESOURCES INC ##|SWIM|TD Ameritrade, Inc.|17220
RGCO|RGC RESOURCES INC ##|TKNG|ALLY INVEST SECURITIES LLC|50
RGCO|RGC RESOURCES INC ##|TRBT|Tradebot Systems, Inc.|300
RGCO|RGC RESOURCES INC ##|TRCM|TRC MARKETS LLC|2006
RGCO|RGC RESOURCES INC ##|UBSA|UBS SECURITIES LLC|8050
RGCO|RGC RESOURCES INC ##|UBSS|UBS Securities LLC|33470
RGCO|RGC RESOURCES INC ##|VALX|VIRTU AMERICAS LLC|3986
RGCO|RGC RESOURCES INC ##|WCHV|WELLS FARGO SECURITIES, LLC|2046
RGCO|RGC RESOURCES INC ##|WEED|Weeden & Co.L.P.|314
RGCO|RGC RESOURCES INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|385
RGEN|REPLIGEN CP|ADAM|CANACCORD GENUITY INC.|2400
RGEN|REPLIGEN CP|ALTX|Alternet Securities Inc.|3400
RGEN|REPLIGEN CP|ANOS|ABEL/NOSER, L.L.C.|125
RGEN|REPLIGEN CP|APCC|Apex Clearing Corporation|361
RGEN|REPLIGEN CP|BARD|Robert W. Baird & Co. Incorporated|1890
RGEN|REPLIGEN CP|BATM|CBOE TRADING, INC.|1957
RGEN|REPLIGEN CP|BAYC|BAY CREST PARTNERS, LLC|4090
RGEN|REPLIGEN CP|BAYT|BTIG, LLC|6022
RGEN|REPLIGEN CP|BBNT|BB&T SECURITIES, LLC|20
RGEN|REPLIGEN CP|BERN|Sanford C. Bernstein & Co., LLC|43969
RGEN|REPLIGEN CP|BIDS|BIDS TRADING L.P.|200
RGEN|REPLIGEN CP|BIMI|Banca IMI Securities Corp.|40
RGEN|REPLIGEN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|116
RGEN|REPLIGEN CP|BLKX|INSTINET, LLC|15131
RGEN|REPLIGEN CP|BMOC|BMO Capital Markets Corp.|6111
RGEN|REPLIGEN CP|BNPX|BNP PARIBAS SECURITIES CORP.|18676
RGEN|REPLIGEN CP|BRVL|BLAYLOCK VAN, LLC|1300
RGEN|REPLIGEN CP|BTIG|BTIG, LLC|19640
RGEN|REPLIGEN CP|BYXM|CBOE TRADING, INC.|1461
RGEN|REPLIGEN CP|BZYD|GOLDMAN SACHS & CO. LLC|303
RGEN|REPLIGEN CP|CHAS|Charles Schwab & Co., Inc.|12
RGEN|REPLIGEN CP|CIST|Capital Institutional Services, Inc.|293
RGEN|REPLIGEN CP|CLSA|CLSA AMERICAS, LLC|43500
RGEN|REPLIGEN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|503307
RGEN|REPLIGEN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5042
RGEN|REPLIGEN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
RGEN|REPLIGEN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113870
RGEN|REPLIGEN CP|CTDL|Citadel Derivatives Group Llc|14540
RGEN|REPLIGEN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|14414
RGEN|REPLIGEN CP|DBAB|Deutsche Bank Securities Inc.|264286
RGEN|REPLIGEN CP|DBAX|Deutsche Bank Securities Inc.|101400
RGEN|REPLIGEN CP|DBUL|Deutsche Bank Securities Inc.|3295
RGEN|REPLIGEN CP|DEAN|MORGAN STANLEY|712
RGEN|REPLIGEN CP|DEGS|RONIN PROFESSIONAL LLC|6666
RGEN|REPLIGEN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|274
RGEN|REPLIGEN CP|EBXL|EBX LLC|100100
RGEN|REPLIGEN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|19097
RGEN|REPLIGEN CP|EDFC|E D & F MAN CAPITAL MARKETS INC.|10000
RGEN|REPLIGEN CP|EGAM|CBOE TRADING, INC.|3647
RGEN|REPLIGEN CP|EGMT|EG MARKET TECHNOLOGIES LLC|1170
RGEN|REPLIGEN CP|EGXM|CBOE TRADING, INC.|459
RGEN|REPLIGEN CP|EGXW|CBOE TRADING, INC.|3
RGEN|REPLIGEN CP|ETBE|Electronic Transaction Clearing, Inc.|910
RGEN|REPLIGEN CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|253
RGEN|REPLIGEN CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5414
RGEN|REPLIGEN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17448
RGEN|REPLIGEN CP|ETRS|E*Trade Securities LLC|4263
RGEN|REPLIGEN CP|FBCO|Credit Suisse Securities (USA) LLC|167968
RGEN|REPLIGEN CP|FILL|Tradestation Securities, Inc.|54
RGEN|REPLIGEN CP|FOMA|TD AMERITRADE CLEARING, INC.|21899
RGEN|REPLIGEN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3775
RGEN|REPLIGEN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41141
RGEN|REPLIGEN CP|FTBR|Foliofn Investments, Inc.|896
RGEN|REPLIGEN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|19448
RGEN|REPLIGEN CP|GLPX|ACS EXECUTION SERVICES, LLC|8848
RGEN|REPLIGEN CP|GSCO|GOLDMAN SACHS & CO. LLC|529736
RGEN|REPLIGEN CP|GSCS|GOLDMAN SACHS & CO. LLC|13849
RGEN|REPLIGEN CP|GSLT|GOLDMAN SACHS & CO. LLC|2227
RGEN|REPLIGEN CP|GTSZ|GTS SECURITIES LLC|30475
RGEN|REPLIGEN CP|HAPX|HAP Trading, LLC|962
RGEN|REPLIGEN CP|HRBF|American Enterprise Investment Services Inc.|44
RGEN|REPLIGEN CP|HSBC|HSBC Securities, Inc.|11000
RGEN|REPLIGEN CP|IATS|INTERACTIVE BROKERS LLC|5249
RGEN|REPLIGEN CP|IBKR|Interactive Brokers Llc|20152
RGEN|REPLIGEN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
RGEN|REPLIGEN CP|ICBX|INSTINET, LLC|28280
RGEN|REPLIGEN CP|IEQY|CITADEL SECURITIES LLC|135004
RGEN|REPLIGEN CP|INCA|INSTINET, LLC|171869
RGEN|REPLIGEN CP|INJX|INSTINET, LLC|14469
RGEN|REPLIGEN CP|ITGI|ITG Inc.|62965
RGEN|REPLIGEN CP|ITGP|ITG INC.|307000
RGEN|REPLIGEN CP|JEFF|JEFFERIES LLC|1855027
RGEN|REPLIGEN CP|JMPT|JUMP TRADING, LLC|28795
RGEN|REPLIGEN CP|JPBX|J.P. MORGAN SECURITIES LLC|8294
RGEN|REPLIGEN CP|JPMX|J.P. Morgan Securities LLC|136890
RGEN|REPLIGEN CP|JSJX|JANE STREET CAPITAL LLC|7137
RGEN|REPLIGEN CP|KCGM|VIRTU Americas LLC|22822
RGEN|REPLIGEN CP|LEER|LEERINK PARTNERS LLC|600
RGEN|REPLIGEN CP|LEHM|Barclays Capital Inc./Le|232290
RGEN|REPLIGEN CP|LIME|Lime Brokerage LLC|146084
RGEN|REPLIGEN CP|LOOP|Loop Capital Markets LLC|200
RGEN|REPLIGEN CP|LQNA|LIQUIDNET, INC.|60500
RGEN|REPLIGEN CP|LSCI|Lek Securities Corporation|100
RGEN|REPLIGEN CP|MAXM|Maxim Group LLC|3892
RGEN|REPLIGEN CP|MBTS|ALLY INVEST SECURITIES LLC|198
RGEN|REPLIGEN CP|MKMP|MKM Partners LLC|10000
RGEN|REPLIGEN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65242
RGEN|REPLIGEN CP|MOTF|MOTIF INVESTING, INC.|3
RGEN|REPLIGEN CP|MSCO|MORGAN STANLEY & CO. LLC|1207476
RGEN|REPLIGEN CP|MSPL|MORGAN STANLEY & CO. LLC|159500
RGEN|REPLIGEN CP|MSTX|MORGAN STANLEY & CO. LLC|33300
RGEN|REPLIGEN CP|NFSC|National Financial Services LLC|44560
RGEN|REPLIGEN CP|NITE|VIRTU Americas LLC|94252
RGEN|REPLIGEN CP|NITP|VIRTU Americas LLC|3514
RGEN|REPLIGEN CP|NQRB|Brut, LLC|3924
RGEN|REPLIGEN CP|NTRC|Northern Trust Securities, Inc.|560
RGEN|REPLIGEN CP|OPCO|Oppenheimer & Co. Inc.|363
RGEN|REPLIGEN CP|OTAA|OTA LLC|1096
RGEN|REPLIGEN CP|PDQM|CODA MARKETS, INC.|59735
RGEN|REPLIGEN CP|PHLY|NASDAQ Execution Services, LLC|600
RGEN|REPLIGEN CP|PIPR|Piper Jaffray & Co.|1552
RGEN|REPLIGEN CP|PWJC|UBS Financial Services, Inc.|7249
RGEN|REPLIGEN CP|RAJA|Raymond James & Associates, Inc.|1557
RGEN|REPLIGEN CP|RBCM|RBC CAPITAL MARKETS, LLC|3334
RGEN|REPLIGEN CP|RGLD|Regal Securities, Inc|20
RGEN|REPLIGEN CP|SAGL|SAGETRADER, LLC|100
RGEN|REPLIGEN CP|SAGW|SAGETRADER, LLC|735
RGEN|REPLIGEN CP|SBSH|Citigroup Global Markets Inc.|160214
RGEN|REPLIGEN CP|SGMT|GOLDMAN SACHS & CO. LLC|78227
RGEN|REPLIGEN CP|SPDR|SPEEDROUTE LLC|15573
RGEN|REPLIGEN CP|SPHN|Stephens Inc.|14951
RGEN|REPLIGEN CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|2200
RGEN|REPLIGEN CP|STFL|Stifel, Nicolaus & Company, Incorporated|5600
RGEN|REPLIGEN CP|SWIM|TD Ameritrade, Inc.|4087
RGEN|REPLIGEN CP|SWST|Hilltop Securities Inc.|476
RGEN|REPLIGEN CP|TKNG|ALLY INVEST SECURITIES LLC|770
RGEN|REPLIGEN CP|TRBT|Tradebot Systems, Inc.|84051
RGEN|REPLIGEN CP|TRCM|TRC MARKETS LLC|39618
RGEN|REPLIGEN CP|TWTT|TASTYWORKS, INC.|400
RGEN|REPLIGEN CP|UBSA|UBS SECURITIES LLC|242291
RGEN|REPLIGEN CP|UBSS|UBS Securities LLC|507323
RGEN|REPLIGEN CP|VALX|VIRTU AMERICAS LLC|30998
RGEN|REPLIGEN CP|VGRD|Vanguard Marketing Corporation|1800
RGEN|REPLIGEN CP|WBLR|WILLIAM BLAIR|102786
RGEN|REPLIGEN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|320
RGEN|REPLIGEN CP|WCHV|WELLS FARGO SECURITIES, LLC|40200
RGEN|REPLIGEN CP|WEED|Weeden & Co.L.P.|1228
RGEN|REPLIGEN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2766
RGEN|REPLIGEN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2000
RGEN|REPLIGEN CP|WSEA|WOLVERINE SECURITIES, LLC|966
RGEN|REPLIGEN CP|XIST|INSTINET, LLC|8800
RGEN|REPLIGEN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
RGEN|REPLIGEN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|106
RGEN|REPLIGEN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|207
RGI|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|10
RGI|INVESCO S&P 500 E|BATM|CBOE TRADING, INC.|104
RGI|INVESCO S&P 500 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|106
RGI|INVESCO S&P 500 E|CANT|Cantor Fitzgerald & Co.|16512
RGI|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|113136
RGI|INVESCO S&P 500 E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3300
RGI|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6853
RGI|INVESCO S&P 500 E|CSIN|Citadel Securities Institutional LLC|74065
RGI|INVESCO S&P 500 E|CTDL|Citadel Derivatives Group Llc|74341
RGI|INVESCO S&P 500 E|DBAB|Deutsche Bank Securities Inc.|100
RGI|INVESCO S&P 500 E|DBAX|Deutsche Bank Securities Inc.|700
RGI|INVESCO S&P 500 E|DEAN|MORGAN STANLEY|779
RGI|INVESCO S&P 500 E|EBXL|EBX LLC|1100
RGI|INVESCO S&P 500 E|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
RGI|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|319
RGI|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|179
RGI|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|1115
RGI|INVESCO S&P 500 E|GSLT|GOLDMAN SACHS & CO. LLC|100
RGI|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|1035
RGI|INVESCO S&P 500 E|ICBX|INSTINET, LLC|1400
RGI|INVESCO S&P 500 E|INCA|INSTINET, LLC|500
RGI|INVESCO S&P 500 E|ITGI|ITG Inc.|30
RGI|INVESCO S&P 500 E|JANY|Janney Montgomery Scott Inc.|121
RGI|INVESCO S&P 500 E|JPMX|J.P. Morgan Securities LLC|1000
RGI|INVESCO S&P 500 E|JSEB|JANE STREET EXECUTION SERVICES, LLC|147590
RGI|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|17956
RGI|INVESCO S&P 500 E|KCGM|VIRTU Americas LLC|2707
RGI|INVESCO S&P 500 E|LEHM|Barclays Capital Inc./Le|3228
RGI|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|1209
RGI|INVESCO S&P 500 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
RGI|INVESCO S&P 500 E|MOTF|MOTIF INVESTING, INC.|1
RGI|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|3845
RGI|INVESCO S&P 500 E|MSPL|MORGAN STANLEY & CO. LLC|1700
RGI|INVESCO S&P 500 E|NFSC|National Financial Services LLC|17362
RGI|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|21043
RGI|INVESCO S&P 500 E|OPCO|Oppenheimer & Co. Inc.|400
RGI|INVESCO S&P 500 E|RBCM|RBC CAPITAL MARKETS, LLC|716
RGI|INVESCO S&P 500 E|SALI|INTL FCSTONE FINANCIAL INC.|38
RGI|INVESCO S&P 500 E|SGMT|GOLDMAN SACHS & CO. LLC|800
RGI|INVESCO S&P 500 E|STFL|Stifel, Nicolaus & Company, Incorporated|718
RGI|INVESCO S&P 500 E|SWIM|TD Ameritrade, Inc.|100
RGI|INVESCO S&P 500 E|UBSA|UBS SECURITIES LLC|6122
RGI|INVESCO S&P 500 E|UBSS|UBS Securities LLC|8423
RGI|INVESCO S&P 500 E|VGRD|Vanguard Marketing Corporation|180
RGI|INVESCO S&P 500 E|WBET|Wallachbeth Capital LLC|100000
RGI|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|2947
RGI|INVESCO S&P 500 E|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
RGI|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3497
RGLB|OPPENHEIMER GLOBAL R|LIME|Lime Brokerage LLC|400
RGLB|OPPENHEIMER GLOBAL R|NFSC|National Financial Services LLC|24
RGLB|OPPENHEIMER GLOBAL R|NITE|VIRTU Americas LLC|124
RGLB|OPPENHEIMER GLOBAL R|UBSA|UBS SECURITIES LLC|500
RGLD|ROYAL GOLD, INC.|ALTX|Alternet Securities Inc.|3251
RGLD|ROYAL GOLD, INC.|APCC|Apex Clearing Corporation|1939
RGLD|ROYAL GOLD, INC.|BARD|Robert W. Baird & Co. Incorporated|3025
RGLD|ROYAL GOLD, INC.|BATM|CBOE TRADING, INC.|12623
RGLD|ROYAL GOLD, INC.|BAYC|BAY CREST PARTNERS, LLC|5000
RGLD|ROYAL GOLD, INC.|BAYT|BTIG, LLC|1600
RGLD|ROYAL GOLD, INC.|BBNT|BB&T SECURITIES, LLC|410
RGLD|ROYAL GOLD, INC.|BERN|Sanford C. Bernstein & Co., LLC|9600
RGLD|ROYAL GOLD, INC.|BIMI|Banca IMI Securities Corp.|345
RGLD|ROYAL GOLD, INC.|BKCM|BNY Mellon Capital Markets LLC|12355
RGLD|ROYAL GOLD, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2920
RGLD|ROYAL GOLD, INC.|BMOC|BMO Capital Markets Corp.|2308
RGLD|ROYAL GOLD, INC.|BMSI|BULL MARKET SECURITIES, INC.|117
RGLD|ROYAL GOLD, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|67629
RGLD|ROYAL GOLD, INC.|BRVL|BLAYLOCK VAN, LLC|100
RGLD|ROYAL GOLD, INC.|BTIG|BTIG, LLC|14599
RGLD|ROYAL GOLD, INC.|BYXM|CBOE TRADING, INC.|540
RGLD|ROYAL GOLD, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
RGLD|ROYAL GOLD, INC.|CABR|Cabrera Capital Markets, Inc.|24
RGLD|ROYAL GOLD, INC.|CANT|Cantor Fitzgerald & Co.|6493
RGLD|ROYAL GOLD, INC.|CHAS|Charles Schwab & Co., Inc.|357
RGLD|ROYAL GOLD, INC.|CIST|Capital Institutional Services, Inc.|35
RGLD|ROYAL GOLD, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112050
RGLD|ROYAL GOLD, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
RGLD|ROYAL GOLD, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
RGLD|ROYAL GOLD, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|96544
RGLD|ROYAL GOLD, INC.|CTDL|Citadel Derivatives Group Llc|10020
RGLD|ROYAL GOLD, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13594
RGLD|ROYAL GOLD, INC.|DBAB|Deutsche Bank Securities Inc.|605681
RGLD|ROYAL GOLD, INC.|DBAX|Deutsche Bank Securities Inc.|91500
RGLD|ROYAL GOLD, INC.|DBUL|Deutsche Bank Securities Inc.|2128
RGLD|ROYAL GOLD, INC.|DEAN|MORGAN STANLEY|5815
RGLD|ROYAL GOLD, INC.|DEGS|RONIN PROFESSIONAL LLC|700
RGLD|ROYAL GOLD, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9240
RGLD|ROYAL GOLD, INC.|EBXL|EBX LLC|86000
RGLD|ROYAL GOLD, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2088
RGLD|ROYAL GOLD, INC.|EDJO|Edward D. Jones & Co., L.P.|1774
RGLD|ROYAL GOLD, INC.|EGAM|CBOE TRADING, INC.|4152
RGLD|ROYAL GOLD, INC.|EGAW|CBOE TRADING, INC.|47
RGLD|ROYAL GOLD, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|273
RGLD|ROYAL GOLD, INC.|EGXM|CBOE TRADING, INC.|275
RGLD|ROYAL GOLD, INC.|ELEV|ELEVATION, LLC|2255
RGLD|ROYAL GOLD, INC.|ETBE|Electronic Transaction Clearing, Inc.|1838
RGLD|ROYAL GOLD, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|105
RGLD|ROYAL GOLD, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2200
RGLD|ROYAL GOLD, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19865
RGLD|ROYAL GOLD, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
RGLD|ROYAL GOLD, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|71870
RGLD|ROYAL GOLD, INC.|ETRS|E*Trade Securities LLC|10981
RGLD|ROYAL GOLD, INC.|FBCO|Credit Suisse Securities (USA) LLC|320705
RGLD|ROYAL GOLD, INC.|FILL|Tradestation Securities, Inc.|1118
RGLD|ROYAL GOLD, INC.|FMAF|NBCN Inc./ CDS|968
RGLD|ROYAL GOLD, INC.|FOMA|TD AMERITRADE CLEARING, INC.|132832
RGLD|ROYAL GOLD, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10863
RGLD|ROYAL GOLD, INC.|FQLS|Quantlab Securities LP|196008
RGLD|ROYAL GOLD, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65948
RGLD|ROYAL GOLD, INC.|FTBR|Foliofn Investments, Inc.|310
RGLD|ROYAL GOLD, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|26076
RGLD|ROYAL GOLD, INC.|GLPX|ACS EXECUTION SERVICES, LLC|19672
RGLD|ROYAL GOLD, INC.|GSCO|GOLDMAN SACHS & CO. LLC|759186
RGLD|ROYAL GOLD, INC.|GSCS|GOLDMAN SACHS & CO. LLC|15447
RGLD|ROYAL GOLD, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1856
RGLD|ROYAL GOLD, INC.|GTSZ|GTS SECURITIES LLC|29548
RGLD|ROYAL GOLD, INC.|HAPX|HAP Trading, LLC|100
RGLD|ROYAL GOLD, INC.|HRBF|American Enterprise Investment Services Inc.|767
RGLD|ROYAL GOLD, INC.|HSBC|HSBC Securities, Inc.|1140
RGLD|ROYAL GOLD, INC.|IATS|INTERACTIVE BROKERS LLC|16063
RGLD|ROYAL GOLD, INC.|IBKR|Interactive Brokers Llc|47914
RGLD|ROYAL GOLD, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|228
RGLD|ROYAL GOLD, INC.|ICBX|INSTINET, LLC|14190
RGLD|ROYAL GOLD, INC.|IEQY|CITADEL SECURITIES LLC|123092
RGLD|ROYAL GOLD, INC.|INCA|INSTINET, LLC|306463
RGLD|ROYAL GOLD, INC.|INJX|INSTINET, LLC|20106
RGLD|ROYAL GOLD, INC.|ITGI|ITG Inc.|2697
RGLD|ROYAL GOLD, INC.|ITGP|ITG INC.|15200
RGLD|ROYAL GOLD, INC.|JANY|Janney Montgomery Scott Inc.|428
RGLD|ROYAL GOLD, INC.|JEFF|JEFFERIES LLC|102613
RGLD|ROYAL GOLD, INC.|JMPT|JUMP TRADING, LLC|51783
RGLD|ROYAL GOLD, INC.|JPBX|J.P. MORGAN SECURITIES LLC|10487
RGLD|ROYAL GOLD, INC.|JPMX|J.P. Morgan Securities LLC|163159
RGLD|ROYAL GOLD, INC.|JSJX|JANE STREET CAPITAL LLC|20908
RGLD|ROYAL GOLD, INC.|KCGM|VIRTU Americas LLC|7596
RGLD|ROYAL GOLD, INC.|LEER|LEERINK PARTNERS LLC|1050
RGLD|ROYAL GOLD, INC.|LEHM|Barclays Capital Inc./Le|645478
RGLD|ROYAL GOLD, INC.|LIME|Lime Brokerage LLC|173671
RGLD|ROYAL GOLD, INC.|LMGP|LIME BROKERAGE LLC|112
RGLD|ROYAL GOLD, INC.|LQNA|LIQUIDNET, INC.|16400
RGLD|ROYAL GOLD, INC.|LSCI|Lek Securities Corporation|327
RGLD|ROYAL GOLD, INC.|MACC|Mid Atlantic Capital Corporation|185
RGLD|ROYAL GOLD, INC.|MAXM|Maxim Group LLC|251
RGLD|ROYAL GOLD, INC.|MBTS|ALLY INVEST SECURITIES LLC|40
RGLD|ROYAL GOLD, INC.|MCBT|Moors & Cabot, Inc.|36
RGLD|ROYAL GOLD, INC.|MCMF|Raymond James Ltd. Cds|55
RGLD|ROYAL GOLD, INC.|MITR|GMP SECURITIES, LLC|6564
RGLD|ROYAL GOLD, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16148
RGLD|ROYAL GOLD, INC.|MOTF|MOTIF INVESTING, INC.|25
RGLD|ROYAL GOLD, INC.|MSCO|MORGAN STANLEY & CO. LLC|1659009
RGLD|ROYAL GOLD, INC.|MSPL|MORGAN STANLEY & CO. LLC|88600
RGLD|ROYAL GOLD, INC.|MSTX|MORGAN STANLEY & CO. LLC|17700
RGLD|ROYAL GOLD, INC.|NATL|National Securities Corporation|35
RGLD|ROYAL GOLD, INC.|NFSC|National Financial Services LLC|77638
RGLD|ROYAL GOLD, INC.|NITE|VIRTU Americas LLC|195491
RGLD|ROYAL GOLD, INC.|NITP|VIRTU Americas LLC|2690
RGLD|ROYAL GOLD, INC.|NQRB|Brut, LLC|2006
RGLD|ROYAL GOLD, INC.|NTRC|Northern Trust Securities, Inc.|132
RGLD|ROYAL GOLD, INC.|OHOS|TWO SIGMA SECURITIES, LLC|50076
RGLD|ROYAL GOLD, INC.|OLDM|OLD MISSION CAPITAL, LLC|88027
RGLD|ROYAL GOLD, INC.|OPCO|Oppenheimer & Co. Inc.|1937
RGLD|ROYAL GOLD, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|553
RGLD|ROYAL GOLD, INC.|PCPT|PHILLIP CAPITAL INC.|25
RGLD|ROYAL GOLD, INC.|PDQM|CODA MARKETS, INC.|63038
RGLD|ROYAL GOLD, INC.|PHLY|NASDAQ Execution Services, LLC|2400
RGLD|ROYAL GOLD, INC.|PIPR|Piper Jaffray & Co.|2100
RGLD|ROYAL GOLD, INC.|PWJC|UBS Financial Services, Inc.|4523
RGLD|ROYAL GOLD, INC.|RAJA|Raymond James & Associates, Inc.|8011
RGLD|ROYAL GOLD, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2843
RGLD|ROYAL GOLD, INC.|RHOX|XR Securities LLC|1157
RGLD|ROYAL GOLD, INC.|RJLC|RJL CAPITAL GROUP, LLC|440
RGLD|ROYAL GOLD, INC.|SAGL|SAGETRADER, LLC|4055
RGLD|ROYAL GOLD, INC.|SAGW|SAGETRADER, LLC|526
RGLD|ROYAL GOLD, INC.|SBSH|Citigroup Global Markets Inc.|269314
RGLD|ROYAL GOLD, INC.|SGMT|GOLDMAN SACHS & CO. LLC|36438
RGLD|ROYAL GOLD, INC.|SPDR|SPEEDROUTE LLC|12013
RGLD|ROYAL GOLD, INC.|SPHN|Stephens Inc.|39
RGLD|ROYAL GOLD, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1634
RGLD|ROYAL GOLD, INC.|STKP|STOCKPILE INVESTMENTS, INC.|32
RGLD|ROYAL GOLD, INC.|STXG|Stockcross Financial Services, Inc.|15
RGLD|ROYAL GOLD, INC.|SWIM|TD Ameritrade, Inc.|11405
RGLD|ROYAL GOLD, INC.|SWST|Hilltop Securities Inc.|2659
RGLD|ROYAL GOLD, INC.|TKNG|ALLY INVEST SECURITIES LLC|1162
RGLD|ROYAL GOLD, INC.|TRBT|Tradebot Systems, Inc.|77079
RGLD|ROYAL GOLD, INC.|TRCM|TRC MARKETS LLC|145654
RGLD|ROYAL GOLD, INC.|TWTT|TASTYWORKS, INC.|94
RGLD|ROYAL GOLD, INC.|UBSA|UBS SECURITIES LLC|179635
RGLD|ROYAL GOLD, INC.|UBSS|UBS Securities LLC|752432
RGLD|ROYAL GOLD, INC.|VALX|VIRTU AMERICAS LLC|15891
RGLD|ROYAL GOLD, INC.|VERT|The Vertical Trading Group, LLC|150
RGLD|ROYAL GOLD, INC.|VGRD|Vanguard Marketing Corporation|8398
RGLD|ROYAL GOLD, INC.|VNDM|Wall Street Access|1232
RGLD|ROYAL GOLD, INC.|WBLR|WILLIAM BLAIR|5975
RGLD|ROYAL GOLD, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|924
RGLD|ROYAL GOLD, INC.|WCHV|WELLS FARGO SECURITIES, LLC|27763
RGLD|ROYAL GOLD, INC.|WDNX|WEEDEN & CO.L.P.|1160
RGLD|ROYAL GOLD, INC.|WEED|Weeden & Co.L.P.|7290
RGLD|ROYAL GOLD, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8081
RGLD|ROYAL GOLD, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16239
RGLD|ROYAL GOLD, INC.|WGIF|CIBC World Markets Inc.|109
RGLD|ROYAL GOLD, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|147
RGLD|ROYAL GOLD, INC.|WSEA|WOLVERINE SECURITIES, LLC|3735
RGLD|ROYAL GOLD, INC.|XIST|INSTINET, LLC|21846
RGLD|ROYAL GOLD, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5520
RGLD|ROYAL GOLD, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1356
RGLD|ROYAL GOLD, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1388
RGLS|REGULUS THERAPEUTICS|AGIS|Aegis Capital Corp.|24500
RGLS|REGULUS THERAPEUTICS|ALTX|Alternet Securities Inc.|2000
RGLS|REGULUS THERAPEUTICS|APCC|Apex Clearing Corporation|4352
RGLS|REGULUS THERAPEUTICS|BANK|Primevest Financial Services, Inc.|50
RGLS|REGULUS THERAPEUTICS|BIMI|Banca IMI Securities Corp.|3383
RGLS|REGULUS THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
RGLS|REGULUS THERAPEUTICS|BTIG|BTIG, LLC|119000
RGLS|REGULUS THERAPEUTICS|COKE|Coker & Palmer|1900
RGLS|REGULUS THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17709
RGLS|REGULUS THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
RGLS|REGULUS THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31373
RGLS|REGULUS THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|697
RGLS|REGULUS THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2160
RGLS|REGULUS THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|18188
RGLS|REGULUS THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|20600
RGLS|REGULUS THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|1
RGLS|REGULUS THERAPEUTICS|EBXL|EBX LLC|9900
RGLS|REGULUS THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|15140
RGLS|REGULUS THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|1306
RGLS|REGULUS THERAPEUTICS|EGXM|CBOE TRADING, INC.|661
RGLS|REGULUS THERAPEUTICS|ETRS|E*Trade Securities LLC|337382
RGLS|REGULUS THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|23173
RGLS|REGULUS THERAPEUTICS|FILL|Tradestation Securities, Inc.|20150
RGLS|REGULUS THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|665398
RGLS|REGULUS THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5175
RGLS|REGULUS THERAPEUTICS|FTBR|Foliofn Investments, Inc.|335
RGLS|REGULUS THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|797
RGLS|REGULUS THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|177144
RGLS|REGULUS THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|200
RGLS|REGULUS THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|3337
RGLS|REGULUS THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|6800
RGLS|REGULUS THERAPEUTICS|IBKR|Interactive Brokers Llc|170913
RGLS|REGULUS THERAPEUTICS|ICBX|INSTINET, LLC|3600
RGLS|REGULUS THERAPEUTICS|INCA|INSTINET, LLC|51598
RGLS|REGULUS THERAPEUTICS|INJX|INSTINET, LLC|1100
RGLS|REGULUS THERAPEUTICS|ITGI|ITG Inc.|7031
RGLS|REGULUS THERAPEUTICS|ITGP|ITG INC.|14600
RGLS|REGULUS THERAPEUTICS|JEFF|JEFFERIES LLC|2634
RGLS|REGULUS THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|24838
RGLS|REGULUS THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|25
RGLS|REGULUS THERAPEUTICS|KCGM|VIRTU Americas LLC|14700
RGLS|REGULUS THERAPEUTICS|LEHM|Barclays Capital Inc./Le|99893
RGLS|REGULUS THERAPEUTICS|LIME|Lime Brokerage LLC|57800
RGLS|REGULUS THERAPEUTICS|LSCI|Lek Securities Corporation|200
RGLS|REGULUS THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14400
RGLS|REGULUS THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|1
RGLS|REGULUS THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|396487
RGLS|REGULUS THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|5000
RGLS|REGULUS THERAPEUTICS|NFSC|National Financial Services LLC|348957
RGLS|REGULUS THERAPEUTICS|NITE|VIRTU Americas LLC|733498
RGLS|REGULUS THERAPEUTICS|NITP|VIRTU Americas LLC|1100
RGLS|REGULUS THERAPEUTICS|NQRB|Brut, LLC|300
RGLS|REGULUS THERAPEUTICS|PDQM|CODA MARKETS, INC.|16812
RGLS|REGULUS THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|8000
RGLS|REGULUS THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|9350
RGLS|REGULUS THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|24314
RGLS|REGULUS THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|8641
RGLS|REGULUS THERAPEUTICS|SPDR|SPEEDROUTE LLC|527
RGLS|REGULUS THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|21614
RGLS|REGULUS THERAPEUTICS|SWIM|TD Ameritrade, Inc.|165166
RGLS|REGULUS THERAPEUTICS|SWST|Hilltop Securities Inc.|2400
RGLS|REGULUS THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|1833
RGLS|REGULUS THERAPEUTICS|TWTT|TASTYWORKS, INC.|100
RGLS|REGULUS THERAPEUTICS|UBSA|UBS SECURITIES LLC|71582
RGLS|REGULUS THERAPEUTICS|UBSS|UBS Securities LLC|254235
RGLS|REGULUS THERAPEUTICS|VALX|VIRTU AMERICAS LLC|101
RGLS|REGULUS THERAPEUTICS|VGRD|Vanguard Marketing Corporation|33256
RGLS|REGULUS THERAPEUTICS|VSIN|Vision Financial Markets Llc|21777
RGLS|REGULUS THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|56934
RGLS|REGULUS THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|3900
RGLS|REGULUS THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9313
RGLS|REGULUS THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|596
RGLS|REGULUS THERAPEUTICS|WGIF|CIBC World Markets Inc.|100
RGLS|REGULUS THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|15598
RGLS|REGULUS THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
RGLS|REGULUS THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
RGNX|REGENXBIO INC CM|ABLE|NATIXIS Securities Americas LLC|2186
RGNX|REGENXBIO INC CM|AGIS|Aegis Capital Corp.|1983
RGNX|REGENXBIO INC CM|ALTX|Alternet Securities Inc.|27097
RGNX|REGENXBIO INC CM|APCC|Apex Clearing Corporation|813
RGNX|REGENXBIO INC CM|BARD|Robert W. Baird & Co. Incorporated|1506
RGNX|REGENXBIO INC CM|BATM|CBOE TRADING, INC.|8654
RGNX|REGENXBIO INC CM|BAYT|BTIG, LLC|100
RGNX|REGENXBIO INC CM|BERN|Sanford C. Bernstein & Co., LLC|133689
RGNX|REGENXBIO INC CM|BIAD|SAGETRADER, LLC|1
RGNX|REGENXBIO INC CM|BIDS|BIDS TRADING L.P.|400
RGNX|REGENXBIO INC CM|BIMI|Banca IMI Securities Corp.|519
RGNX|REGENXBIO INC CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6221
RGNX|REGENXBIO INC CM|BLKX|INSTINET, LLC|114200
RGNX|REGENXBIO INC CM|BMOC|BMO Capital Markets Corp.|28798
RGNX|REGENXBIO INC CM|BNPX|BNP PARIBAS SECURITIES CORP.|14883
RGNX|REGENXBIO INC CM|BTIG|BTIG, LLC|3062
RGNX|REGENXBIO INC CM|BYXM|CBOE TRADING, INC.|3098
RGNX|REGENXBIO INC CM|CANT|Cantor Fitzgerald & Co.|176
RGNX|REGENXBIO INC CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|81800
RGNX|REGENXBIO INC CM|CHAS|Charles Schwab & Co., Inc.|1706
RGNX|REGENXBIO INC CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96980
RGNX|REGENXBIO INC CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10443
RGNX|REGENXBIO INC CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7656
RGNX|REGENXBIO INC CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|301044
RGNX|REGENXBIO INC CM|CTDL|Citadel Derivatives Group Llc|37760
RGNX|REGENXBIO INC CM|CTLR|CUTLER GROUP, LP|100
RGNX|REGENXBIO INC CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|21328
RGNX|REGENXBIO INC CM|DADA|D.A. Davidson & Co.|192
RGNX|REGENXBIO INC CM|DBAB|Deutsche Bank Securities Inc.|2432223
RGNX|REGENXBIO INC CM|DBAX|Deutsche Bank Securities Inc.|318500
RGNX|REGENXBIO INC CM|DBUL|Deutsche Bank Securities Inc.|249
RGNX|REGENXBIO INC CM|DCHF|Dart Executions, LLC|2000
RGNX|REGENXBIO INC CM|DEAN|MORGAN STANLEY|14326
RGNX|REGENXBIO INC CM|DEGS|RONIN PROFESSIONAL LLC|33923
RGNX|REGENXBIO INC CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
RGNX|REGENXBIO INC CM|EBXL|EBX LLC|272400
RGNX|REGENXBIO INC CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2833
RGNX|REGENXBIO INC CM|EDJO|Edward D. Jones & Co., L.P.|1834
RGNX|REGENXBIO INC CM|EGAM|CBOE TRADING, INC.|35180
RGNX|REGENXBIO INC CM|EGAW|CBOE TRADING, INC.|180
RGNX|REGENXBIO INC CM|EGMT|EG MARKET TECHNOLOGIES LLC|1200
RGNX|REGENXBIO INC CM|EGXM|CBOE TRADING, INC.|9112
RGNX|REGENXBIO INC CM|EGXW|CBOE TRADING, INC.|100
RGNX|REGENXBIO INC CM|ESPO|ESPOSITO SECURITIES, LLC|1124
RGNX|REGENXBIO INC CM|ETBE|Electronic Transaction Clearing, Inc.|3448
RGNX|REGENXBIO INC CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
RGNX|REGENXBIO INC CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|83912
RGNX|REGENXBIO INC CM|ETRS|E*Trade Securities LLC|69546
RGNX|REGENXBIO INC CM|FBCO|Credit Suisse Securities (USA) LLC|1145638
RGNX|REGENXBIO INC CM|FILL|Tradestation Securities, Inc.|11633
RGNX|REGENXBIO INC CM|FMAF|NBCN Inc./ CDS|403
RGNX|REGENXBIO INC CM|FOMA|TD AMERITRADE CLEARING, INC.|410466
RGNX|REGENXBIO INC CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|39999
RGNX|REGENXBIO INC CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51370
RGNX|REGENXBIO INC CM|FTBR|Foliofn Investments, Inc.|2729
RGNX|REGENXBIO INC CM|GEBB|GLOBAL EXECUTION BROKERS, LP|50099
RGNX|REGENXBIO INC CM|GLPX|ACS EXECUTION SERVICES, LLC|43262
RGNX|REGENXBIO INC CM|GSCO|GOLDMAN SACHS & CO. LLC|2289088
RGNX|REGENXBIO INC CM|GSCS|GOLDMAN SACHS & CO. LLC|53531
RGNX|REGENXBIO INC CM|GSLT|GOLDMAN SACHS & CO. LLC|8048
RGNX|REGENXBIO INC CM|GTSZ|GTS SECURITIES LLC|15009
RGNX|REGENXBIO INC CM|HAPX|HAP Trading, LLC|456
RGNX|REGENXBIO INC CM|HRBF|American Enterprise Investment Services Inc.|1158
RGNX|REGENXBIO INC CM|HSBC|HSBC Securities, Inc.|9052
RGNX|REGENXBIO INC CM|IATS|INTERACTIVE BROKERS LLC|34037
RGNX|REGENXBIO INC CM|IBKR|Interactive Brokers Llc|210572
RGNX|REGENXBIO INC CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|612
RGNX|REGENXBIO INC CM|ICBX|INSTINET, LLC|53269
RGNX|REGENXBIO INC CM|IEQY|CITADEL SECURITIES LLC|188534
RGNX|REGENXBIO INC CM|INCA|INSTINET, LLC|350037
RGNX|REGENXBIO INC CM|INJX|INSTINET, LLC|34295
RGNX|REGENXBIO INC CM|ITGI|ITG Inc.|190235
RGNX|REGENXBIO INC CM|ITGP|ITG INC.|411200
RGNX|REGENXBIO INC CM|JANY|Janney Montgomery Scott Inc.|1000
RGNX|REGENXBIO INC CM|JEFF|JEFFERIES LLC|93246
RGNX|REGENXBIO INC CM|JMPT|JUMP TRADING, LLC|73024
RGNX|REGENXBIO INC CM|JPBX|J.P. MORGAN SECURITIES LLC|17123
RGNX|REGENXBIO INC CM|JPMX|J.P. Morgan Securities LLC|478588
RGNX|REGENXBIO INC CM|JSJX|JANE STREET CAPITAL LLC|6333
RGNX|REGENXBIO INC CM|KCGM|VIRTU Americas LLC|64473
RGNX|REGENXBIO INC CM|LEHM|Barclays Capital Inc./Le|1307598
RGNX|REGENXBIO INC CM|LIME|Lime Brokerage LLC|255196
RGNX|REGENXBIO INC CM|LMGP|LIME BROKERAGE LLC|100
RGNX|REGENXBIO INC CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|54000
RGNX|REGENXBIO INC CM|LOOP|Loop Capital Markets LLC|100
RGNX|REGENXBIO INC CM|LQNA|LIQUIDNET, INC.|20400
RGNX|REGENXBIO INC CM|LSCI|Lek Securities Corporation|1408
RGNX|REGENXBIO INC CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|13094
RGNX|REGENXBIO INC CM|MACQ|Macquarie Capital (USA) Inc.|3634
RGNX|REGENXBIO INC CM|MAXM|Maxim Group LLC|3056
RGNX|REGENXBIO INC CM|MBTS|ALLY INVEST SECURITIES LLC|28
RGNX|REGENXBIO INC CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|204156
RGNX|REGENXBIO INC CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1570
RGNX|REGENXBIO INC CM|MSCO|MORGAN STANLEY & CO. LLC|2293501
RGNX|REGENXBIO INC CM|MSPL|MORGAN STANLEY & CO. LLC|342400
RGNX|REGENXBIO INC CM|MSTX|MORGAN STANLEY & CO. LLC|84400
RGNX|REGENXBIO INC CM|NFSC|National Financial Services LLC|301518
RGNX|REGENXBIO INC CM|NITE|VIRTU Americas LLC|677889
RGNX|REGENXBIO INC CM|NITP|VIRTU Americas LLC|2400
RGNX|REGENXBIO INC CM|NQRB|Brut, LLC|22238
RGNX|REGENXBIO INC CM|NTRC|Northern Trust Securities, Inc.|811
RGNX|REGENXBIO INC CM|OPCO|Oppenheimer & Co. Inc.|2325
RGNX|REGENXBIO INC CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|441
RGNX|REGENXBIO INC CM|PCPT|PHILLIP CAPITAL INC.|95
RGNX|REGENXBIO INC CM|PDQM|CODA MARKETS, INC.|144641
RGNX|REGENXBIO INC CM|PWJC|UBS Financial Services, Inc.|5525
RGNX|REGENXBIO INC CM|QMSR|QUATTRO M SECURITIES INC.|67086
RGNX|REGENXBIO INC CM|RAJA|Raymond James & Associates, Inc.|2064
RGNX|REGENXBIO INC CM|RBCM|RBC CAPITAL MARKETS, LLC|1215
RGNX|REGENXBIO INC CM|RGLD|Regal Securities, Inc|205
RGNX|REGENXBIO INC CM|SAGL|SAGETRADER, LLC|10992
RGNX|REGENXBIO INC CM|SAGW|SAGETRADER, LLC|586
RGNX|REGENXBIO INC CM|SBSH|Citigroup Global Markets Inc.|608705
RGNX|REGENXBIO INC CM|SCMC|Scotia Capital Markets (USA) Inc.|50
RGNX|REGENXBIO INC CM|SGMT|GOLDMAN SACHS & CO. LLC|115269
RGNX|REGENXBIO INC CM|SPDR|SPEEDROUTE LLC|126043
RGNX|REGENXBIO INC CM|SPTD|MINT GLOBAL MARKETS, INC.|2080
RGNX|REGENXBIO INC CM|STFL|Stifel, Nicolaus & Company, Incorporated|3890
RGNX|REGENXBIO INC CM|SWIM|TD Ameritrade, Inc.|207606
RGNX|REGENXBIO INC CM|SWST|Hilltop Securities Inc.|1831
RGNX|REGENXBIO INC CM|TKNG|ALLY INVEST SECURITIES LLC|994
RGNX|REGENXBIO INC CM|TMBR|Timber Hill LLC|180
RGNX|REGENXBIO INC CM|TRBT|Tradebot Systems, Inc.|76755
RGNX|REGENXBIO INC CM|TRCM|TRC MARKETS LLC|88393
RGNX|REGENXBIO INC CM|TWTT|TASTYWORKS, INC.|180
RGNX|REGENXBIO INC CM|UBSA|UBS SECURITIES LLC|863513
RGNX|REGENXBIO INC CM|UBSS|UBS Securities LLC|2118021
RGNX|REGENXBIO INC CM|VALX|VIRTU AMERICAS LLC|50592
RGNX|REGENXBIO INC CM|VGRD|Vanguard Marketing Corporation|20070
RGNX|REGENXBIO INC CM|VNDS|VANDHAM SECURITIES CORP|3174
RGNX|REGENXBIO INC CM|WABR|Wall Street Access|3817
RGNX|REGENXBIO INC CM|WBLR|WILLIAM BLAIR|11000
RGNX|REGENXBIO INC CM|WBPX|SUMMIT SECURITIES GROUP, LLC|400
RGNX|REGENXBIO INC CM|WCHV|WELLS FARGO SECURITIES, LLC|26431
RGNX|REGENXBIO INC CM|WEDB|WEDBUSH SECURITIES INC.|19099
RGNX|REGENXBIO INC CM|WEED|Weeden & Co.L.P.|4801
RGNX|REGENXBIO INC CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1510
RGNX|REGENXBIO INC CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2000
RGNX|REGENXBIO INC CM|WGIF|CIBC World Markets Inc.|500
RGNX|REGENXBIO INC CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|49
RGNX|REGENXBIO INC CM|WSEA|WOLVERINE SECURITIES, LLC|2380
RGNX|REGENXBIO INC CM|XIST|INSTINET, LLC|41610
RGNX|REGENXBIO INC CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|43312
RGNX|REGENXBIO INC CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4113
RGNX|REGENXBIO INC CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13303
RGR|STURM RUGER AND CO|ADAM|CANACCORD GENUITY INC.|6745
RGR|STURM RUGER AND CO|APCC|Apex Clearing Corporation|55
RGR|STURM RUGER AND CO|BANK|Primevest Financial Services, Inc.|55
RGR|STURM RUGER AND CO|BARD|Robert W. Baird & Co. Incorporated|482
RGR|STURM RUGER AND CO|BATM|CBOE TRADING, INC.|2291
RGR|STURM RUGER AND CO|BBNT|BB&T SECURITIES, LLC|372
RGR|STURM RUGER AND CO|BERN|Sanford C. Bernstein & Co., LLC|2088
RGR|STURM RUGER AND CO|BIDS|BIDS TRADING L.P.|300
RGR|STURM RUGER AND CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2393
RGR|STURM RUGER AND CO|BNPX|BNP PARIBAS SECURITIES CORP.|5642
RGR|STURM RUGER AND CO|BRVL|BLAYLOCK VAN, LLC|300
RGR|STURM RUGER AND CO|BYXM|CBOE TRADING, INC.|2700
RGR|STURM RUGER AND CO|BZYD|GOLDMAN SACHS & CO. LLC|654
RGR|STURM RUGER AND CO|CANT|Cantor Fitzgerald & Co.|1
RGR|STURM RUGER AND CO|CHAS|Charles Schwab & Co., Inc.|3408
RGR|STURM RUGER AND CO|CIST|Capital Institutional Services, Inc.|587
RGR|STURM RUGER AND CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13210
RGR|STURM RUGER AND CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
RGR|STURM RUGER AND CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RGR|STURM RUGER AND CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43824
RGR|STURM RUGER AND CO|CTDL|Citadel Derivatives Group Llc|90
RGR|STURM RUGER AND CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|8812
RGR|STURM RUGER AND CO|DADA|D.A. Davidson & Co.|1
RGR|STURM RUGER AND CO|DAVA|Davenport & Company LLC|1
RGR|STURM RUGER AND CO|DBAB|Deutsche Bank Securities Inc.|47145
RGR|STURM RUGER AND CO|DBAX|Deutsche Bank Securities Inc.|68800
RGR|STURM RUGER AND CO|DCHF|Dart Executions, LLC|50
RGR|STURM RUGER AND CO|DEAN|MORGAN STANLEY|2063
RGR|STURM RUGER AND CO|DEGS|RONIN PROFESSIONAL LLC|200
RGR|STURM RUGER AND CO|EBXL|EBX LLC|13300
RGR|STURM RUGER AND CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|702
RGR|STURM RUGER AND CO|EDJO|Edward D. Jones & Co., L.P.|2988
RGR|STURM RUGER AND CO|EGAM|CBOE TRADING, INC.|3156
RGR|STURM RUGER AND CO|EGMT|EG MARKET TECHNOLOGIES LLC|166
RGR|STURM RUGER AND CO|EGXM|CBOE TRADING, INC.|720
RGR|STURM RUGER AND CO|EGXW|CBOE TRADING, INC.|127
RGR|STURM RUGER AND CO|ELEV|ELEVATION, LLC|326
RGR|STURM RUGER AND CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12827
RGR|STURM RUGER AND CO|ETRS|E*Trade Securities LLC|10546
RGR|STURM RUGER AND CO|FBSB|U.S. Bancorp Investments, Inc.|21
RGR|STURM RUGER AND CO|FCST|INTL FCSTONE FINANCIAL INC.|500
RGR|STURM RUGER AND CO|FILL|Tradestation Securities, Inc.|100
RGR|STURM RUGER AND CO|FMAF|NBCN Inc./ CDS|216
RGR|STURM RUGER AND CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1154
RGR|STURM RUGER AND CO|FQLS|Quantlab Securities LP|20628
RGR|STURM RUGER AND CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16644
RGR|STURM RUGER AND CO|FTBR|Foliofn Investments, Inc.|1389
RGR|STURM RUGER AND CO|GEBB|GLOBAL EXECUTION BROKERS, LP|1198
RGR|STURM RUGER AND CO|GLPX|ACS EXECUTION SERVICES, LLC|2279
RGR|STURM RUGER AND CO|GSCO|GOLDMAN SACHS & CO. LLC|58945
RGR|STURM RUGER AND CO|GSCS|GOLDMAN SACHS & CO. LLC|100
RGR|STURM RUGER AND CO|GSLT|GOLDMAN SACHS & CO. LLC|468
RGR|STURM RUGER AND CO|GTSZ|GTS SECURITIES LLC|7980
RGR|STURM RUGER AND CO|HAPX|HAP Trading, LLC|400
RGR|STURM RUGER AND CO|HRBF|American Enterprise Investment Services Inc.|1414
RGR|STURM RUGER AND CO|IATS|INTERACTIVE BROKERS LLC|100
RGR|STURM RUGER AND CO|IBKR|Interactive Brokers Llc|4603
RGR|STURM RUGER AND CO|ICBX|INSTINET, LLC|6450
RGR|STURM RUGER AND CO|IEQY|CITADEL SECURITIES LLC|4784
RGR|STURM RUGER AND CO|INCA|INSTINET, LLC|17254
RGR|STURM RUGER AND CO|INJX|INSTINET, LLC|500
RGR|STURM RUGER AND CO|ITGI|ITG Inc.|6493
RGR|STURM RUGER AND CO|ITGP|ITG INC.|11600
RGR|STURM RUGER AND CO|JANY|Janney Montgomery Scott Inc.|263
RGR|STURM RUGER AND CO|JEFF|JEFFERIES LLC|96957
RGR|STURM RUGER AND CO|JMPT|JUMP TRADING, LLC|4863
RGR|STURM RUGER AND CO|JONE|JonesTrading|85184
RGR|STURM RUGER AND CO|JPBX|J.P. MORGAN SECURITIES LLC|8739
RGR|STURM RUGER AND CO|JPMX|J.P. Morgan Securities LLC|158729
RGR|STURM RUGER AND CO|JSJX|JANE STREET CAPITAL LLC|4411
RGR|STURM RUGER AND CO|KCGM|VIRTU Americas LLC|6564
RGR|STURM RUGER AND CO|LEHM|Barclays Capital Inc./Le|76690
RGR|STURM RUGER AND CO|LIME|Lime Brokerage LLC|4877
RGR|STURM RUGER AND CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RGR|STURM RUGER AND CO|MACC|Mid Atlantic Capital Corporation|100
RGR|STURM RUGER AND CO|MBTS|ALLY INVEST SECURITIES LLC|8
RGR|STURM RUGER AND CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49386
RGR|STURM RUGER AND CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
RGR|STURM RUGER AND CO|MSCO|MORGAN STANLEY & CO. LLC|82659
RGR|STURM RUGER AND CO|MSPL|MORGAN STANLEY & CO. LLC|78700
RGR|STURM RUGER AND CO|MSTX|MORGAN STANLEY & CO. LLC|13300
RGR|STURM RUGER AND CO|NFSC|National Financial Services LLC|32044
RGR|STURM RUGER AND CO|NITE|VIRTU Americas LLC|104577
RGR|STURM RUGER AND CO|NQRB|Brut, LLC|466
RGR|STURM RUGER AND CO|OHOS|TWO SIGMA SECURITIES, LLC|1301
RGR|STURM RUGER AND CO|OPCO|Oppenheimer & Co. Inc.|956
RGR|STURM RUGER AND CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1762
RGR|STURM RUGER AND CO|PDQM|CODA MARKETS, INC.|4443
RGR|STURM RUGER AND CO|PWJC|UBS Financial Services, Inc.|452
RGR|STURM RUGER AND CO|RBCM|RBC CAPITAL MARKETS, LLC|989
RGR|STURM RUGER AND CO|RGLD|Regal Securities, Inc|40
RGR|STURM RUGER AND CO|SAGL|SAGETRADER, LLC|700
RGR|STURM RUGER AND CO|SALI|INTL FCSTONE FINANCIAL INC.|364
RGR|STURM RUGER AND CO|SBRX|MURIEL SIEBERT & CO INC|330
RGR|STURM RUGER AND CO|SBSH|Citigroup Global Markets Inc.|8272
RGR|STURM RUGER AND CO|SGMT|GOLDMAN SACHS & CO. LLC|45543
RGR|STURM RUGER AND CO|SPDR|SPEEDROUTE LLC|2700
RGR|STURM RUGER AND CO|SPTD|MINT GLOBAL MARKETS, INC.|400
RGR|STURM RUGER AND CO|STFL|Stifel, Nicolaus & Company, Incorporated|709
RGR|STURM RUGER AND CO|STKP|STOCKPILE INVESTMENTS, INC.|58
RGR|STURM RUGER AND CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
RGR|STURM RUGER AND CO|SWIM|TD Ameritrade, Inc.|2084
RGR|STURM RUGER AND CO|SWST|Hilltop Securities Inc.|228
RGR|STURM RUGER AND CO|TKNG|ALLY INVEST SECURITIES LLC|873
RGR|STURM RUGER AND CO|TRBT|Tradebot Systems, Inc.|1000
RGR|STURM RUGER AND CO|TRCM|TRC MARKETS LLC|8098
RGR|STURM RUGER AND CO|TWTT|TASTYWORKS, INC.|100
RGR|STURM RUGER AND CO|UBSA|UBS SECURITIES LLC|122793
RGR|STURM RUGER AND CO|UBSS|UBS Securities LLC|156298
RGR|STURM RUGER AND CO|VALX|VIRTU AMERICAS LLC|4657
RGR|STURM RUGER AND CO|VGRD|Vanguard Marketing Corporation|3024
RGR|STURM RUGER AND CO|WCHV|WELLS FARGO SECURITIES, LLC|10567
RGR|STURM RUGER AND CO|WEDB|WEDBUSH SECURITIES INC.|106
RGR|STURM RUGER AND CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1947
RGR|STURM RUGER AND CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16934
RGR|STURM RUGER AND CO|WSEA|WOLVERINE SECURITIES, LLC|10939
RGR|STURM RUGER AND CO|XIST|INSTINET, LLC|21200
RGR|STURM RUGER AND CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1700
RGR|STURM RUGER AND CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1178
RGS|REGIS CP|ALTX|Alternet Securities Inc.|1300
RGS|REGIS CP|APCC|Apex Clearing Corporation|18
RGS|REGIS CP|BATM|CBOE TRADING, INC.|1519
RGS|REGIS CP|BAYC|BAY CREST PARTNERS, LLC|103
RGS|REGIS CP|BERN|Sanford C. Bernstein & Co., LLC|51024
RGS|REGIS CP|BIDS|BIDS TRADING L.P.|100
RGS|REGIS CP|BLKX|INSTINET, LLC|23870
RGS|REGIS CP|BNPX|BNP PARIBAS SECURITIES CORP.|7846
RGS|REGIS CP|BRVL|BLAYLOCK VAN, LLC|300
RGS|REGIS CP|BTIG|BTIG, LLC|137107
RGS|REGIS CP|BZYD|GOLDMAN SACHS & CO. LLC|1500
RGS|REGIS CP|CANT|Cantor Fitzgerald & Co.|100
RGS|REGIS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13849
RGS|REGIS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5300
RGS|REGIS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49256
RGS|REGIS CP|CTDL|Citadel Derivatives Group Llc|4764
RGS|REGIS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11534
RGS|REGIS CP|DBAB|Deutsche Bank Securities Inc.|31849
RGS|REGIS CP|DBAX|Deutsche Bank Securities Inc.|43900
RGS|REGIS CP|DEAN|MORGAN STANLEY|1070
RGS|REGIS CP|DEGS|RONIN PROFESSIONAL LLC|74
RGS|REGIS CP|EBXL|EBX LLC|38700
RGS|REGIS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|14515
RGS|REGIS CP|EGAM|CBOE TRADING, INC.|3472
RGS|REGIS CP|EGAW|CBOE TRADING, INC.|1
RGS|REGIS CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
RGS|REGIS CP|EGXM|CBOE TRADING, INC.|32
RGS|REGIS CP|ETBE|Electronic Transaction Clearing, Inc.|2901
RGS|REGIS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6608
RGS|REGIS CP|ETRS|E*Trade Securities LLC|10425
RGS|REGIS CP|FMAF|NBCN Inc./ CDS|250
RGS|REGIS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|367
RGS|REGIS CP|FQLS|Quantlab Securities LP|21642
RGS|REGIS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28459
RGS|REGIS CP|FTBR|Foliofn Investments, Inc.|135
RGS|REGIS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|800
RGS|REGIS CP|GLPX|ACS EXECUTION SERVICES, LLC|1775
RGS|REGIS CP|GSCO|GOLDMAN SACHS & CO. LLC|117581
RGS|REGIS CP|GSCS|GOLDMAN SACHS & CO. LLC|200
RGS|REGIS CP|GSLT|GOLDMAN SACHS & CO. LLC|1189
RGS|REGIS CP|GTSZ|GTS SECURITIES LLC|6831
RGS|REGIS CP|HRBF|American Enterprise Investment Services Inc.|1175
RGS|REGIS CP|HSBC|HSBC Securities, Inc.|3363
RGS|REGIS CP|IATS|INTERACTIVE BROKERS LLC|1184
RGS|REGIS CP|IBKR|Interactive Brokers Llc|1320
RGS|REGIS CP|ICBX|INSTINET, LLC|14700
RGS|REGIS CP|IEQY|CITADEL SECURITIES LLC|9649
RGS|REGIS CP|INCA|INSTINET, LLC|39199
RGS|REGIS CP|INJX|INSTINET, LLC|17215
RGS|REGIS CP|ITGI|ITG Inc.|4642
RGS|REGIS CP|ITGP|ITG INC.|93000
RGS|REGIS CP|JEFF|JEFFERIES LLC|81765
RGS|REGIS CP|JMPT|JUMP TRADING, LLC|10630
RGS|REGIS CP|JPBX|J.P. MORGAN SECURITIES LLC|7653
RGS|REGIS CP|JPMX|J.P. Morgan Securities LLC|79988
RGS|REGIS CP|JSJX|JANE STREET CAPITAL LLC|1155
RGS|REGIS CP|KCGM|VIRTU Americas LLC|19905
RGS|REGIS CP|LEHM|Barclays Capital Inc./Le|103936
RGS|REGIS CP|LIME|Lime Brokerage LLC|13026
RGS|REGIS CP|LQNA|LIQUIDNET, INC.|114300
RGS|REGIS CP|LSCI|Lek Securities Corporation|9
RGS|REGIS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23900
RGS|REGIS CP|MOTF|MOTIF INVESTING, INC.|1
RGS|REGIS CP|MSCO|MORGAN STANLEY & CO. LLC|141763
RGS|REGIS CP|MSPL|MORGAN STANLEY & CO. LLC|57600
RGS|REGIS CP|MSTX|MORGAN STANLEY & CO. LLC|9200
RGS|REGIS CP|NFSC|National Financial Services LLC|30982
RGS|REGIS CP|NITE|VIRTU Americas LLC|59064
RGS|REGIS CP|NQRB|Brut, LLC|16400
RGS|REGIS CP|PDQM|CODA MARKETS, INC.|4979
RGS|REGIS CP|PHLY|NASDAQ Execution Services, LLC|200
RGS|REGIS CP|PWJC|UBS Financial Services, Inc.|58
RGS|REGIS CP|SAGW|SAGETRADER, LLC|883
RGS|REGIS CP|SBSH|Citigroup Global Markets Inc.|19854
RGS|REGIS CP|SGMT|GOLDMAN SACHS & CO. LLC|17180
RGS|REGIS CP|SPDR|SPEEDROUTE LLC|710
RGS|REGIS CP|STFL|Stifel, Nicolaus & Company, Incorporated|5109
RGS|REGIS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3100
RGS|REGIS CP|SWIM|TD Ameritrade, Inc.|11825
RGS|REGIS CP|TKNG|ALLY INVEST SECURITIES LLC|398
RGS|REGIS CP|TRBT|Tradebot Systems, Inc.|29917
RGS|REGIS CP|TRCM|TRC MARKETS LLC|15446
RGS|REGIS CP|UBSA|UBS SECURITIES LLC|120204
RGS|REGIS CP|UBSS|UBS Securities LLC|149482
RGS|REGIS CP|VALX|VIRTU AMERICAS LLC|1731
RGS|REGIS CP|WCHV|WELLS FARGO SECURITIES, LLC|2795
RGS|REGIS CP|WEED|Weeden & Co.L.P.|10
RGS|REGIS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2654
RGS|REGIS CP|WSEA|WOLVERINE SECURITIES, LLC|50
RGS|REGIS CP|XPQR|Jump Trading|200
RGS|REGIS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|12950
RGS|REGIS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1952
RGS|REGIS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|202
RGSE|REAL GOODS SOLAR INC|ADAM|CANACCORD GENUITY INC.|499386
RGSE|REAL GOODS SOLAR INC|ALTX|Alternet Securities Inc.|500
RGSE|REAL GOODS SOLAR INC|APCC|Apex Clearing Corporation|99888
RGSE|REAL GOODS SOLAR INC|BATM|CBOE TRADING, INC.|6369
RGSE|REAL GOODS SOLAR INC|BERN|Sanford C. Bernstein & Co., LLC|1234
RGSE|REAL GOODS SOLAR INC|BIMI|Banca IMI Securities Corp.|31080
RGSE|REAL GOODS SOLAR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14470
RGSE|REAL GOODS SOLAR INC|BYXM|CBOE TRADING, INC.|1638
RGSE|REAL GOODS SOLAR INC|CHAS|Charles Schwab & Co., Inc.|2300
RGSE|REAL GOODS SOLAR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42939
RGSE|REAL GOODS SOLAR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18639
RGSE|REAL GOODS SOLAR INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11760
RGSE|REAL GOODS SOLAR INC|CRFN|ROBINHOOD FINANCIAL, LLC|1
RGSE|REAL GOODS SOLAR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|135449
RGSE|REAL GOODS SOLAR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|81224
RGSE|REAL GOODS SOLAR INC|DBAB|Deutsche Bank Securities Inc.|31698
RGSE|REAL GOODS SOLAR INC|DBAX|Deutsche Bank Securities Inc.|29600
RGSE|REAL GOODS SOLAR INC|DEGS|RONIN PROFESSIONAL LLC|8046
RGSE|REAL GOODS SOLAR INC|EBXL|EBX LLC|24900
RGSE|REAL GOODS SOLAR INC|EGAM|CBOE TRADING, INC.|2725
RGSE|REAL GOODS SOLAR INC|EGXM|CBOE TRADING, INC.|12298
RGSE|REAL GOODS SOLAR INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3000
RGSE|REAL GOODS SOLAR INC|ETBE|Electronic Transaction Clearing, Inc.|400
RGSE|REAL GOODS SOLAR INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
RGSE|REAL GOODS SOLAR INC|ETRS|E*Trade Securities LLC|1851652
RGSE|REAL GOODS SOLAR INC|FBCO|Credit Suisse Securities (USA) LLC|47135
RGSE|REAL GOODS SOLAR INC|FILL|Tradestation Securities, Inc.|41298
RGSE|REAL GOODS SOLAR INC|FMAF|NBCN Inc./ CDS|10300
RGSE|REAL GOODS SOLAR INC|FOMA|TD AMERITRADE CLEARING, INC.|2067684
RGSE|REAL GOODS SOLAR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93
RGSE|REAL GOODS SOLAR INC|FTBR|Foliofn Investments, Inc.|14
RGSE|REAL GOODS SOLAR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|16824
RGSE|REAL GOODS SOLAR INC|GLPX|ACS EXECUTION SERVICES, LLC|17688
RGSE|REAL GOODS SOLAR INC|GSCO|GOLDMAN SACHS & CO. LLC|25705
RGSE|REAL GOODS SOLAR INC|GSCS|GOLDMAN SACHS & CO. LLC|3104
RGSE|REAL GOODS SOLAR INC|GSLT|GOLDMAN SACHS & CO. LLC|13155
RGSE|REAL GOODS SOLAR INC|GTSZ|GTS SECURITIES LLC|40
RGSE|REAL GOODS SOLAR INC|HRBF|American Enterprise Investment Services Inc.|2920
RGSE|REAL GOODS SOLAR INC|IATS|INTERACTIVE BROKERS LLC|37357
RGSE|REAL GOODS SOLAR INC|IBKR|Interactive Brokers Llc|564436
RGSE|REAL GOODS SOLAR INC|ICBX|INSTINET, LLC|7400
RGSE|REAL GOODS SOLAR INC|INCA|INSTINET, LLC|260663
RGSE|REAL GOODS SOLAR INC|INJX|INSTINET, LLC|282809
RGSE|REAL GOODS SOLAR INC|ITGI|ITG Inc.|38209
RGSE|REAL GOODS SOLAR INC|ITGP|ITG INC.|13600
RGSE|REAL GOODS SOLAR INC|JEFF|JEFFERIES LLC|1056148
RGSE|REAL GOODS SOLAR INC|JMPT|JUMP TRADING, LLC|21410
RGSE|REAL GOODS SOLAR INC|JPMX|J.P. Morgan Securities LLC|32868
RGSE|REAL GOODS SOLAR INC|JSJX|JANE STREET CAPITAL LLC|174243
RGSE|REAL GOODS SOLAR INC|KCGM|VIRTU Americas LLC|19428
RGSE|REAL GOODS SOLAR INC|LAFC|R. F. Lafferty & Co., Inc.|2500
RGSE|REAL GOODS SOLAR INC|LEHM|Barclays Capital Inc./Le|87212
RGSE|REAL GOODS SOLAR INC|LIME|Lime Brokerage LLC|21905
RGSE|REAL GOODS SOLAR INC|LSCI|Lek Securities Corporation|2326
RGSE|REAL GOODS SOLAR INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RGSE|REAL GOODS SOLAR INC|MAXM|Maxim Group LLC|105479
RGSE|REAL GOODS SOLAR INC|MICA|Spartan Securities Group, Ltd.|1000
RGSE|REAL GOODS SOLAR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79444
RGSE|REAL GOODS SOLAR INC|MOTF|MOTIF INVESTING, INC.|2
RGSE|REAL GOODS SOLAR INC|MSCO|MORGAN STANLEY & CO. LLC|946007
RGSE|REAL GOODS SOLAR INC|MSPL|MORGAN STANLEY & CO. LLC|900
RGSE|REAL GOODS SOLAR INC|NFSC|National Financial Services LLC|910515
RGSE|REAL GOODS SOLAR INC|NITE|VIRTU Americas LLC|2440847
RGSE|REAL GOODS SOLAR INC|NORT|Northland Securities, Inc.|336421
RGSE|REAL GOODS SOLAR INC|NQRB|Brut, LLC|1345
RGSE|REAL GOODS SOLAR INC|PDQM|CODA MARKETS, INC.|104193
RGSE|REAL GOODS SOLAR INC|RAJA|Raymond James & Associates, Inc.|1400
RGSE|REAL GOODS SOLAR INC|RBCM|RBC CAPITAL MARKETS, LLC|600
RGSE|REAL GOODS SOLAR INC|RGLD|Regal Securities, Inc|2150
RGSE|REAL GOODS SOLAR INC|SAGL|SAGETRADER, LLC|12500
RGSE|REAL GOODS SOLAR INC|SALI|INTL FCSTONE FINANCIAL INC.|1501
RGSE|REAL GOODS SOLAR INC|SBSH|Citigroup Global Markets Inc.|55436
RGSE|REAL GOODS SOLAR INC|SGMT|GOLDMAN SACHS & CO. LLC|12301
RGSE|REAL GOODS SOLAR INC|SPDR|SPEEDROUTE LLC|27855
RGSE|REAL GOODS SOLAR INC|SPTD|MINT GLOBAL MARKETS, INC.|15100
RGSE|REAL GOODS SOLAR INC|STFL|Stifel, Nicolaus & Company, Incorporated|5500
RGSE|REAL GOODS SOLAR INC|SWIM|TD Ameritrade, Inc.|853584
RGSE|REAL GOODS SOLAR INC|TKNG|ALLY INVEST SECURITIES LLC|62811
RGSE|REAL GOODS SOLAR INC|TRCM|TRC MARKETS LLC|200
RGSE|REAL GOODS SOLAR INC|TWTT|TASTYWORKS, INC.|3450
RGSE|REAL GOODS SOLAR INC|UBSA|UBS SECURITIES LLC|119078
RGSE|REAL GOODS SOLAR INC|UBSS|UBS Securities LLC|359783
RGSE|REAL GOODS SOLAR INC|VALX|VIRTU AMERICAS LLC|300
RGSE|REAL GOODS SOLAR INC|VGRD|Vanguard Marketing Corporation|111165
RGSE|REAL GOODS SOLAR INC|VSIN|Vision Financial Markets Llc|45804
RGSE|REAL GOODS SOLAR INC|WCHV|WELLS FARGO SECURITIES, LLC|494768
RGSE|REAL GOODS SOLAR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23214
RGSE|REAL GOODS SOLAR INC|WGIF|CIBC World Markets Inc.|4350
RGSE|REAL GOODS SOLAR INC|WHOT|JUST2TRADE, INC.|500
RGSE|REAL GOODS SOLAR INC|WSEA|WOLVERINE SECURITIES, LLC|124060
RGSE|REAL GOODS SOLAR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|250
RGT|ROYCE GLOBAL VALUE|APCC|Apex Clearing Corporation|100
RGT|ROYCE GLOBAL VALUE|BANK|Primevest Financial Services, Inc.|168
RGT|ROYCE GLOBAL VALUE|BARD|Robert W. Baird & Co. Incorporated|827
RGT|ROYCE GLOBAL VALUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102
RGT|ROYCE GLOBAL VALUE|ECUT|CONVERGEX EXECUTION SOLUTIONS|186
RGT|ROYCE GLOBAL VALUE|EDJO|Edward D. Jones & Co., L.P.|1364
RGT|ROYCE GLOBAL VALUE|ETRS|E*Trade Securities LLC|1088
RGT|ROYCE GLOBAL VALUE|FTBR|Foliofn Investments, Inc.|2
RGT|ROYCE GLOBAL VALUE|GSCO|GOLDMAN SACHS & CO. LLC|600
RGT|ROYCE GLOBAL VALUE|GTSZ|GTS SECURITIES LLC|100
RGT|ROYCE GLOBAL VALUE|HRBF|American Enterprise Investment Services Inc.|250
RGT|ROYCE GLOBAL VALUE|IATS|INTERACTIVE BROKERS LLC|1061
RGT|ROYCE GLOBAL VALUE|IBKR|Interactive Brokers Llc|5423
RGT|ROYCE GLOBAL VALUE|ICBX|INSTINET, LLC|400
RGT|ROYCE GLOBAL VALUE|INCA|INSTINET, LLC|1400
RGT|ROYCE GLOBAL VALUE|ITGI|ITG Inc.|2209
RGT|ROYCE GLOBAL VALUE|ITGP|ITG INC.|5400
RGT|ROYCE GLOBAL VALUE|JANY|Janney Montgomery Scott Inc.|164
RGT|ROYCE GLOBAL VALUE|KCGM|VIRTU Americas LLC|100
RGT|ROYCE GLOBAL VALUE|LIME|Lime Brokerage LLC|179
RGT|ROYCE GLOBAL VALUE|MSCO|MORGAN STANLEY & CO. LLC|10352
RGT|ROYCE GLOBAL VALUE|NFSC|National Financial Services LLC|36973
RGT|ROYCE GLOBAL VALUE|NITE|VIRTU Americas LLC|71633
RGT|ROYCE GLOBAL VALUE|NQRB|Brut, LLC|600
RGT|ROYCE GLOBAL VALUE|NTBF|BMO Nesbitt Burns Inc./CDS|147
RGT|ROYCE GLOBAL VALUE|OPCO|Oppenheimer & Co. Inc.|736
RGT|ROYCE GLOBAL VALUE|PWJC|UBS Financial Services, Inc.|410
RGT|ROYCE GLOBAL VALUE|RBCM|RBC CAPITAL MARKETS, LLC|428
RGT|ROYCE GLOBAL VALUE|SBSH|Citigroup Global Markets Inc.|84
RGT|ROYCE GLOBAL VALUE|SGMT|GOLDMAN SACHS & CO. LLC|37
RGT|ROYCE GLOBAL VALUE|SPHN|Stephens Inc.|558
RGT|ROYCE GLOBAL VALUE|STFL|Stifel, Nicolaus & Company, Incorporated|3668
RGT|ROYCE GLOBAL VALUE|SWIM|TD Ameritrade, Inc.|101
RGT|ROYCE GLOBAL VALUE|TRBT|Tradebot Systems, Inc.|1000
RGT|ROYCE GLOBAL VALUE|TRCM|TRC MARKETS LLC|3
RGT|ROYCE GLOBAL VALUE|UBSA|UBS SECURITIES LLC|1900
RGT|ROYCE GLOBAL VALUE|UBSS|UBS Securities LLC|14047
RGT|ROYCE GLOBAL VALUE|VGRD|Vanguard Marketing Corporation|767
RGT|ROYCE GLOBAL VALUE|WBLR|WILLIAM BLAIR|505
RGT|ROYCE GLOBAL VALUE|WCHV|WELLS FARGO SECURITIES, LLC|3063
RGT|ROYCE GLOBAL VALUE|WEDB|WEDBUSH SECURITIES INC.|1200
RGT|ROYCE GLOBAL VALUE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15157
RGT|ROYCE GLOBAL VALUE|WSEA|WOLVERINE SECURITIES, LLC|2
RGT|ROYCE GLOBAL VALUE|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
RGT|ROYCE GLOBAL VALUE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1683
RH|RH|AGIS|Aegis Capital Corp.|2830
RH|RH|ALLN|Allen & Company LLC|360
RH|RH|ALTX|Alternet Securities Inc.|15691
RH|RH|APCC|Apex Clearing Corporation|17579
RH|RH|BATM|CBOE TRADING, INC.|63462
RH|RH|BAYC|BAY CREST PARTNERS, LLC|2654
RH|RH|BBNT|BB&T SECURITIES, LLC|50
RH|RH|BERN|Sanford C. Bernstein & Co., LLC|17108
RH|RH|BIDS|BIDS TRADING L.P.|100
RH|RH|BIMI|Banca IMI Securities Corp.|480
RH|RH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14168
RH|RH|BLKX|INSTINET, LLC|50000
RH|RH|BNCH|The Benchmark Company, LLC|51200
RH|RH|BNPX|BNP PARIBAS SECURITIES CORP.|4280
RH|RH|BRGE|Newbridge Securities Corp.|1104
RH|RH|BRVL|BLAYLOCK VAN, LLC|400
RH|RH|BTIG|BTIG, LLC|2148
RH|RH|BYXM|CBOE TRADING, INC.|3244
RH|RH|BZYD|GOLDMAN SACHS & CO. LLC|116
RH|RH|CANT|Cantor Fitzgerald & Co.|100
RH|RH|CHAS|Charles Schwab & Co., Inc.|21293
RH|RH|CICF|Canaccord Genuity Corp.|6485
RH|RH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|113151
RH|RH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5804
RH|RH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|205398
RH|RH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|596256
RH|RH|CTDL|Citadel Derivatives Group Llc|1754
RH|RH|CTLR|CUTLER GROUP, LP|34965
RH|RH|CXCX|CITIGROUP GLOBAL MARKETS INC.|27096
RH|RH|DADA|D.A. Davidson & Co.|750
RH|RH|DBAB|Deutsche Bank Securities Inc.|306910
RH|RH|DBAX|Deutsche Bank Securities Inc.|446900
RH|RH|DBUL|Deutsche Bank Securities Inc.|6250
RH|RH|DCHF|Dart Executions, LLC|6872
RH|RH|DEAN|MORGAN STANLEY|10013
RH|RH|DEGS|RONIN PROFESSIONAL LLC|12400
RH|RH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|101128
RH|RH|DJSA|Dawson James Securities, Inc|1400
RH|RH|EBXL|EBX LLC|294500
RH|RH|ECUT|CONVERGEX EXECUTION SOLUTIONS|1707
RH|RH|EDFC|E D & F MAN CAPITAL MARKETS INC.|1400
RH|RH|EDJO|Edward D. Jones & Co., L.P.|2476
RH|RH|EGAM|CBOE TRADING, INC.|24244
RH|RH|EGAW|CBOE TRADING, INC.|470
RH|RH|EGMT|EG MARKET TECHNOLOGIES LLC|2652
RH|RH|EGXM|CBOE TRADING, INC.|9789
RH|RH|EGXW|CBOE TRADING, INC.|342
RH|RH|EROP|Eroom Securities L.L.C.|500
RH|RH|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3865
RH|RH|ETBE|Electronic Transaction Clearing, Inc.|114247
RH|RH|ETCC|Electronic Transaction Clearing, Inc.|100
RH|RH|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|96
RH|RH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|196907
RH|RH|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|5210
RH|RH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9495
RH|RH|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|9020
RH|RH|ETRS|E*Trade Securities LLC|1522311
RH|RH|EVRS|E1 ASSET MANAGEMENT, INC.|2300
RH|RH|FBSB|U.S. Bancorp Investments, Inc.|120
RH|RH|FILL|Tradestation Securities, Inc.|79567
RH|RH|FINX|FINTECH SECURITIES|60
RH|RH|FMAF|NBCN Inc./ CDS|6642
RH|RH|FMCO|First Manhattan Co|150
RH|RH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|30374
RH|RH|FQLS|Quantlab Securities LP|195257
RH|RH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74867
RH|RH|FTBR|Foliofn Investments, Inc.|3008
RH|RH|GEBB|GLOBAL EXECUTION BROKERS, LP|14353
RH|RH|GLIS|TD Securities Inc|14291
RH|RH|GLPX|ACS EXECUTION SERVICES, LLC|177512
RH|RH|GSCO|GOLDMAN SACHS & CO. LLC|424446
RH|RH|GSCS|GOLDMAN SACHS & CO. LLC|95909
RH|RH|GSLT|GOLDMAN SACHS & CO. LLC|23607
RH|RH|GTSZ|GTS SECURITIES LLC|117938
RH|RH|HAPX|HAP Trading, LLC|1666
RH|RH|HRBF|American Enterprise Investment Services Inc.|4504
RH|RH|HSBC|HSBC Securities, Inc.|4900
RH|RH|IATS|INTERACTIVE BROKERS LLC|181335
RH|RH|IBKR|Interactive Brokers Llc|240936
RH|RH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
RH|RH|ICBX|INSTINET, LLC|99950
RH|RH|IEQY|CITADEL SECURITIES LLC|31609
RH|RH|IMPC|Imperial Capital, LLC|4200
RH|RH|INCA|INSTINET, LLC|635436
RH|RH|INJX|INSTINET, LLC|37373
RH|RH|ITGI|ITG Inc.|96946
RH|RH|ITGP|ITG INC.|115400
RH|RH|JANY|Janney Montgomery Scott Inc.|150
RH|RH|JEFF|JEFFERIES LLC|445739
RH|RH|JMPT|JUMP TRADING, LLC|57005
RH|RH|JONE|JonesTrading|400
RH|RH|JPBX|J.P. MORGAN SECURITIES LLC|168789
RH|RH|JPMX|J.P. Morgan Securities LLC|696925
RH|RH|JSJX|JANE STREET CAPITAL LLC|12183
RH|RH|JUTA|JUMP TRADING, LLC|800
RH|RH|KCGM|VIRTU Americas LLC|89963
RH|RH|LEHM|Barclays Capital Inc./Le|1427757
RH|RH|LIME|Lime Brokerage LLC|68718
RH|RH|LQNA|LIQUIDNET, INC.|15000
RH|RH|LSCI|Lek Securities Corporation|388526
RH|RH|LTCO|Ladenburg, Thalmann & Co., Inc.|6000
RH|RH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|668
RH|RH|MAXM|Maxim Group LLC|2204
RH|RH|MBTS|ALLY INVEST SECURITIES LLC|1113
RH|RH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173926
RH|RH|MOTF|MOTIF INVESTING, INC.|28
RH|RH|MSCO|MORGAN STANLEY & CO. LLC|1456320
RH|RH|MSPL|MORGAN STANLEY & CO. LLC|500700
RH|RH|MSTX|MORGAN STANLEY & CO. LLC|165700
RH|RH|MZHO|Mizuho Securities USA LLC|11743
RH|RH|NFSC|National Financial Services LLC|1554907
RH|RH|NITE|VIRTU Americas LLC|2983318
RH|RH|NITP|VIRTU Americas LLC|119
RH|RH|NMRA|Nomura Securities International, Inc.|22400
RH|RH|NQRB|Brut, LLC|20896
RH|RH|NTBF|BMO Nesbitt Burns Inc./CDS|4751
RH|RH|NTRC|Northern Trust Securities, Inc.|142
RH|RH|OHOS|TWO SIGMA SECURITIES, LLC|10830
RH|RH|OPCO|Oppenheimer & Co. Inc.|17300
RH|RH|PCPT|PHILLIP CAPITAL INC.|770
RH|RH|PDQM|CODA MARKETS, INC.|227796
RH|RH|PHLY|NASDAQ Execution Services, LLC|26800
RH|RH|POIN|PRECISION SECURITIES, LLC (POIN)|1500
RH|RH|PREC|PRECISION SECURITIES, LLC|350
RH|RH|PWJC|UBS Financial Services, Inc.|4794
RH|RH|QMSR|QUATTRO M SECURITIES INC.|8469
RH|RH|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1000
RH|RH|RBCM|RBC CAPITAL MARKETS, LLC|9572
RH|RH|RGLD|Regal Securities, Inc|1310
RH|RH|SAGL|SAGETRADER, LLC|11073
RH|RH|SALI|INTL FCSTONE FINANCIAL INC.|1000
RH|RH|SBRX|MURIEL SIEBERT & CO INC|220
RH|RH|SBSH|Citigroup Global Markets Inc.|103979
RH|RH|SGMT|GOLDMAN SACHS & CO. LLC|211029
RH|RH|SPDR|SPEEDROUTE LLC|94036
RH|RH|SPTD|MINT GLOBAL MARKETS, INC.|1800
RH|RH|STFC|Stuart Frankel & Co., Incorporated|400
RH|RH|STFL|Stifel, Nicolaus & Company, Incorporated|1713
RH|RH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
RH|RH|SWIM|TD Ameritrade, Inc.|1665554
RH|RH|SWST|Hilltop Securities Inc.|835
RH|RH|TAGC|TELSEY ADVISORY GROUP LLC|1000
RH|RH|TKNG|ALLY INVEST SECURITIES LLC|18748
RH|RH|TRBT|Tradebot Systems, Inc.|236286
RH|RH|TRCM|TRC MARKETS LLC|101648
RH|RH|TWTT|TASTYWORKS, INC.|2679
RH|RH|UBSA|UBS SECURITIES LLC|918580
RH|RH|UBSS|UBS Securities LLC|1137147
RH|RH|VALX|VIRTU AMERICAS LLC|52324
RH|RH|VGRD|Vanguard Marketing Corporation|49302
RH|RH|VSIN|Vision Financial Markets Llc|16
RH|RH|WABR|Wall Street Access|650
RH|RH|WBET|Wallachbeth Capital LLC|102
RH|RH|WBLR|WILLIAM BLAIR|2050
RH|RH|WBPX|SUMMIT SECURITIES GROUP, LLC|22104
RH|RH|WCHV|WELLS FARGO SECURITIES, LLC|256000
RH|RH|WEDB|WEDBUSH SECURITIES INC.|360541
RH|RH|WEED|Weeden & Co.L.P.|9819
RH|RH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23326
RH|RH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19496
RH|RH|WFPB|Wells Fargo Securities, LLC.|200
RH|RH|WGIF|CIBC World Markets Inc.|1137
RH|RH|WHOT|JUST2TRADE, INC.|60
RH|RH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|75
RH|RH|WMLL|Watermill Institutional Trading LLC|400
RH|RH|WORD|Worden Capital Management LLC|4760
RH|RH|WSEA|WOLVERINE SECURITIES, LLC|13356
RH|RH|XIST|INSTINET, LLC|41200
RH|RH|XPQR|Jump Trading|198
RH|RH|XPUS|XP SECURITIES, LLC|300
RH|RH|XSTM|NATIONAL FINANCIAL SERVICES LLC|215672
RH|RH|YKNA|COMHAR CAPITAL MARKETS, LLC|57580
RH|RH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5617
RHE|REGIONAL HEALTH PROP|APCC|Apex Clearing Corporation|53685
RHE|REGIONAL HEALTH PROP|BATM|CBOE TRADING, INC.|2500
RHE|REGIONAL HEALTH PROP|BTIG|BTIG, LLC|15000
RHE|REGIONAL HEALTH PROP|BYXM|CBOE TRADING, INC.|400
RHE|REGIONAL HEALTH PROP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3271
RHE|REGIONAL HEALTH PROP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32942
RHE|REGIONAL HEALTH PROP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17763
RHE|REGIONAL HEALTH PROP|CXCX|CITIGROUP GLOBAL MARKETS INC.|13746
RHE|REGIONAL HEALTH PROP|DBAB|Deutsche Bank Securities Inc.|11238
RHE|REGIONAL HEALTH PROP|DBAX|Deutsche Bank Securities Inc.|1100
RHE|REGIONAL HEALTH PROP|DEAN|MORGAN STANLEY|2000
RHE|REGIONAL HEALTH PROP|EBXL|EBX LLC|18700
RHE|REGIONAL HEALTH PROP|EDJO|Edward D. Jones & Co., L.P.|1353
RHE|REGIONAL HEALTH PROP|EGXM|CBOE TRADING, INC.|400
RHE|REGIONAL HEALTH PROP|ETRS|E*Trade Securities LLC|349804
RHE|REGIONAL HEALTH PROP|FILL|Tradestation Securities, Inc.|14588
RHE|REGIONAL HEALTH PROP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|202
RHE|REGIONAL HEALTH PROP|GLIS|TD Securities Inc|400
RHE|REGIONAL HEALTH PROP|GSCO|GOLDMAN SACHS & CO. LLC|67122
RHE|REGIONAL HEALTH PROP|GSLT|GOLDMAN SACHS & CO. LLC|18179
RHE|REGIONAL HEALTH PROP|HRBF|American Enterprise Investment Services Inc.|1000
RHE|REGIONAL HEALTH PROP|IATS|INTERACTIVE BROKERS LLC|1502
RHE|REGIONAL HEALTH PROP|IBKR|Interactive Brokers Llc|32605
RHE|REGIONAL HEALTH PROP|ICBX|INSTINET, LLC|11888
RHE|REGIONAL HEALTH PROP|INCA|INSTINET, LLC|27689
RHE|REGIONAL HEALTH PROP|ITGI|ITG Inc.|55871
RHE|REGIONAL HEALTH PROP|ITGP|ITG INC.|1600
RHE|REGIONAL HEALTH PROP|JPMX|J.P. Morgan Securities LLC|8600
RHE|REGIONAL HEALTH PROP|KCGM|VIRTU Americas LLC|19290
RHE|REGIONAL HEALTH PROP|LEHM|Barclays Capital Inc./Le|36502
RHE|REGIONAL HEALTH PROP|LIME|Lime Brokerage LLC|4869
RHE|REGIONAL HEALTH PROP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
RHE|REGIONAL HEALTH PROP|MOTF|MOTIF INVESTING, INC.|1
RHE|REGIONAL HEALTH PROP|MSCO|MORGAN STANLEY & CO. LLC|189081
RHE|REGIONAL HEALTH PROP|NFSC|National Financial Services LLC|174898
RHE|REGIONAL HEALTH PROP|NITE|VIRTU Americas LLC|635359
RHE|REGIONAL HEALTH PROP|NTBF|BMO Nesbitt Burns Inc./CDS|4300
RHE|REGIONAL HEALTH PROP|PDQM|CODA MARKETS, INC.|49025
RHE|REGIONAL HEALTH PROP|SAGL|SAGETRADER, LLC|14056
RHE|REGIONAL HEALTH PROP|SBSH|Citigroup Global Markets Inc.|300
RHE|REGIONAL HEALTH PROP|SGMT|GOLDMAN SACHS & CO. LLC|9700
RHE|REGIONAL HEALTH PROP|SWIM|TD Ameritrade, Inc.|202774
RHE|REGIONAL HEALTH PROP|SWST|Hilltop Securities Inc.|450
RHE|REGIONAL HEALTH PROP|TKNG|ALLY INVEST SECURITIES LLC|416
RHE|REGIONAL HEALTH PROP|UBSA|UBS SECURITIES LLC|43577
RHE|REGIONAL HEALTH PROP|UBSS|UBS Securities LLC|35264
RHE|REGIONAL HEALTH PROP|WEDB|WEDBUSH SECURITIES INC.|20142
RHE|REGIONAL HEALTH PROP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|92217
RHE|REGIONAL HEALTH PROP|WGIF|CIBC World Markets Inc.|4900
RHE|REGIONAL HEALTH PROP|WSEA|WOLVERINE SECURITIES, LLC|83441
RHE$A|REGIONAL HLTH 10.875|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
RHE$A|REGIONAL HLTH 10.875|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
RHE$A|REGIONAL HLTH 10.875|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
RHE$A|REGIONAL HLTH 10.875|DBAX|Deutsche Bank Securities Inc.|100
RHE$A|REGIONAL HLTH 10.875|DEAN|MORGAN STANLEY|3000
RHE$A|REGIONAL HLTH 10.875|EBXL|EBX LLC|300
RHE$A|REGIONAL HLTH 10.875|EGAM|CBOE TRADING, INC.|50
RHE$A|REGIONAL HLTH 10.875|EGXM|CBOE TRADING, INC.|100
RHE$A|REGIONAL HLTH 10.875|ETRS|E*Trade Securities LLC|700
RHE$A|REGIONAL HLTH 10.875|GLPX|ACS EXECUTION SERVICES, LLC|220
RHE$A|REGIONAL HLTH 10.875|GSLT|GOLDMAN SACHS & CO. LLC|300
RHE$A|REGIONAL HLTH 10.875|IATS|INTERACTIVE BROKERS LLC|3198
RHE$A|REGIONAL HLTH 10.875|IBKR|Interactive Brokers Llc|2200
RHE$A|REGIONAL HLTH 10.875|INCA|INSTINET, LLC|1654
RHE$A|REGIONAL HLTH 10.875|ITGI|ITG Inc.|300
RHE$A|REGIONAL HLTH 10.875|LIME|Lime Brokerage LLC|346
RHE$A|REGIONAL HLTH 10.875|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RHE$A|REGIONAL HLTH 10.875|MSCO|MORGAN STANLEY & CO. LLC|5412
RHE$A|REGIONAL HLTH 10.875|NFSC|National Financial Services LLC|21249
RHE$A|REGIONAL HLTH 10.875|NITE|VIRTU Americas LLC|9376
RHE$A|REGIONAL HLTH 10.875|NQRB|Brut, LLC|400
RHE$A|REGIONAL HLTH 10.875|PDQM|CODA MARKETS, INC.|220
RHE$A|REGIONAL HLTH 10.875|RBCM|RBC CAPITAL MARKETS, LLC|1308
RHE$A|REGIONAL HLTH 10.875|SGMT|GOLDMAN SACHS & CO. LLC|100
RHE$A|REGIONAL HLTH 10.875|SPDR|SPEEDROUTE LLC|46
RHE$A|REGIONAL HLTH 10.875|SWIM|TD Ameritrade, Inc.|2540
RHE$A|REGIONAL HLTH 10.875|UBSA|UBS SECURITIES LLC|962
RHE$A|REGIONAL HLTH 10.875|UBSS|UBS Securities LLC|2900
RHE$A|REGIONAL HLTH 10.875|VGRD|Vanguard Marketing Corporation|1936
RHE$A|REGIONAL HLTH 10.875|WCHV|WELLS FARGO SECURITIES, LLC|1350
RHI|ROBERT HALF INTL INC|ABLE|NATIXIS Securities Americas LLC|5817
RHI|ROBERT HALF INTL INC|ALTX|Alternet Securities Inc.|11877
RHI|ROBERT HALF INTL INC|APCC|Apex Clearing Corporation|653
RHI|ROBERT HALF INTL INC|AQUA|AQUA SECURITIES L.P.|5600
RHI|ROBERT HALF INTL INC|BANK|Primevest Financial Services, Inc.|1
RHI|ROBERT HALF INTL INC|BARD|Robert W. Baird & Co. Incorporated|824
RHI|ROBERT HALF INTL INC|BATM|CBOE TRADING, INC.|4737
RHI|ROBERT HALF INTL INC|BAYC|BAY CREST PARTNERS, LLC|1019
RHI|ROBERT HALF INTL INC|BBNT|BB&T SECURITIES, LLC|8443
RHI|ROBERT HALF INTL INC|BERN|Sanford C. Bernstein & Co., LLC|195379
RHI|ROBERT HALF INTL INC|BIDS|BIDS TRADING L.P.|100
RHI|ROBERT HALF INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5187
RHI|ROBERT HALF INTL INC|BLKX|INSTINET, LLC|34313
RHI|ROBERT HALF INTL INC|BMOC|BMO Capital Markets Corp.|4
RHI|ROBERT HALF INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|128938
RHI|ROBERT HALF INTL INC|BTIG|BTIG, LLC|6333
RHI|ROBERT HALF INTL INC|BYXM|CBOE TRADING, INC.|2251
RHI|ROBERT HALF INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|700
RHI|ROBERT HALF INTL INC|CABR|Cabrera Capital Markets, Inc.|25
RHI|ROBERT HALF INTL INC|CANT|Cantor Fitzgerald & Co.|31
RHI|ROBERT HALF INTL INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|12720
RHI|ROBERT HALF INTL INC|CHAS|Charles Schwab & Co., Inc.|6687
RHI|ROBERT HALF INTL INC|CIBP|CIBC World Markets Corp.|8898
RHI|ROBERT HALF INTL INC|CIOI|CITIGROUP GLOBAL MARKETS INC|40000
RHI|ROBERT HALF INTL INC|CIST|Capital Institutional Services, Inc.|5286
RHI|ROBERT HALF INTL INC|CLSA|CLSA AMERICAS, LLC|18828
RHI|ROBERT HALF INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116519
RHI|ROBERT HALF INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2401
RHI|ROBERT HALF INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2826
RHI|ROBERT HALF INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|497545
RHI|ROBERT HALF INTL INC|CTDL|Citadel Derivatives Group Llc|6190
RHI|ROBERT HALF INTL INC|CTLR|CUTLER GROUP, LP|714
RHI|ROBERT HALF INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|28160
RHI|ROBERT HALF INTL INC|DADA|D.A. Davidson & Co.|1
RHI|ROBERT HALF INTL INC|DBAB|Deutsche Bank Securities Inc.|283960
RHI|ROBERT HALF INTL INC|DBAX|Deutsche Bank Securities Inc.|361000
RHI|ROBERT HALF INTL INC|DBUL|Deutsche Bank Securities Inc.|13160
RHI|ROBERT HALF INTL INC|DEAN|MORGAN STANLEY|2257
RHI|ROBERT HALF INTL INC|DEGS|RONIN PROFESSIONAL LLC|300
RHI|ROBERT HALF INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29576
RHI|ROBERT HALF INTL INC|EBXL|EBX LLC|261300
RHI|ROBERT HALF INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14622
RHI|ROBERT HALF INTL INC|EDJO|Edward D. Jones & Co., L.P.|467
RHI|ROBERT HALF INTL INC|EGAM|CBOE TRADING, INC.|27080
RHI|ROBERT HALF INTL INC|EGAW|CBOE TRADING, INC.|282
RHI|ROBERT HALF INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|1132
RHI|ROBERT HALF INTL INC|EGXM|CBOE TRADING, INC.|5368
RHI|ROBERT HALF INTL INC|EGXW|CBOE TRADING, INC.|100
RHI|ROBERT HALF INTL INC|ELEV|ELEVATION, LLC|14338
RHI|ROBERT HALF INTL INC|ETBE|Electronic Transaction Clearing, Inc.|25758
RHI|ROBERT HALF INTL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
RHI|ROBERT HALF INTL INC|ETCC|Electronic Transaction Clearing, Inc.|736
RHI|ROBERT HALF INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8222
RHI|ROBERT HALF INTL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|777
RHI|ROBERT HALF INTL INC|ETRS|E*Trade Securities LLC|14525
RHI|ROBERT HALF INTL INC|FFSI|Firstrade Securities Inc.|150
RHI|ROBERT HALF INTL INC|FILL|Tradestation Securities, Inc.|1838
RHI|ROBERT HALF INTL INC|FMAF|NBCN Inc./ CDS|4135
RHI|ROBERT HALF INTL INC|FMCO|First Manhattan Co|1020
RHI|ROBERT HALF INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17941
RHI|ROBERT HALF INTL INC|FQLS|Quantlab Securities LP|360796
RHI|ROBERT HALF INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144484
RHI|ROBERT HALF INTL INC|FTBR|Foliofn Investments, Inc.|14228
RHI|ROBERT HALF INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|561
RHI|ROBERT HALF INTL INC|GLIS|TD Securities Inc|115
RHI|ROBERT HALF INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|37645
RHI|ROBERT HALF INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|1736249
RHI|ROBERT HALF INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|16313
RHI|ROBERT HALF INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|11596
RHI|ROBERT HALF INTL INC|GTSZ|GTS SECURITIES LLC|187079
RHI|ROBERT HALF INTL INC|HPPX|POTAMUS TRADING, LLC|312
RHI|ROBERT HALF INTL INC|HRBF|American Enterprise Investment Services Inc.|2348
RHI|ROBERT HALF INTL INC|HSBC|HSBC Securities, Inc.|3332
RHI|ROBERT HALF INTL INC|IATS|INTERACTIVE BROKERS LLC|7964
RHI|ROBERT HALF INTL INC|IBKR|Interactive Brokers Llc|27077
RHI|ROBERT HALF INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|178
RHI|ROBERT HALF INTL INC|ICBX|INSTINET, LLC|68112
RHI|ROBERT HALF INTL INC|IEQY|CITADEL SECURITIES LLC|196953
RHI|ROBERT HALF INTL INC|INCA|INSTINET, LLC|384934
RHI|ROBERT HALF INTL INC|INJX|INSTINET, LLC|9897
RHI|ROBERT HALF INTL INC|ITGI|ITG Inc.|95823
RHI|ROBERT HALF INTL INC|ITGP|ITG INC.|314400
RHI|ROBERT HALF INTL INC|JANY|Janney Montgomery Scott Inc.|1142
RHI|ROBERT HALF INTL INC|JEFF|JEFFERIES LLC|201853
RHI|ROBERT HALF INTL INC|JMPT|JUMP TRADING, LLC|78265
RHI|ROBERT HALF INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|136810
RHI|ROBERT HALF INTL INC|JPMX|J.P. Morgan Securities LLC|549048
RHI|ROBERT HALF INTL INC|JSJX|JANE STREET CAPITAL LLC|7860
RHI|ROBERT HALF INTL INC|KCGM|VIRTU Americas LLC|43122
RHI|ROBERT HALF INTL INC|LEHM|Barclays Capital Inc./Le|658247
RHI|ROBERT HALF INTL INC|LIME|Lime Brokerage LLC|42906
RHI|ROBERT HALF INTL INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|103396
RHI|ROBERT HALF INTL INC|LOOP|Loop Capital Markets LLC|880
RHI|ROBERT HALF INTL INC|LQNA|LIQUIDNET, INC.|56800
RHI|ROBERT HALF INTL INC|LQNB|LIQUIDNET, INC.|213
RHI|ROBERT HALF INTL INC|LSCI|Lek Securities Corporation|112
RHI|ROBERT HALF INTL INC|MACQ|Macquarie Capital (USA) Inc.|500
RHI|ROBERT HALF INTL INC|MAXM|Maxim Group LLC|33799
RHI|ROBERT HALF INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|127343
RHI|ROBERT HALF INTL INC|MOTF|MOTIF INVESTING, INC.|3
RHI|ROBERT HALF INTL INC|MSCO|MORGAN STANLEY & CO. LLC|1753525
RHI|ROBERT HALF INTL INC|MSPL|MORGAN STANLEY & CO. LLC|375000
RHI|ROBERT HALF INTL INC|MSTX|MORGAN STANLEY & CO. LLC|198000
RHI|ROBERT HALF INTL INC|NFSC|National Financial Services LLC|82290
RHI|ROBERT HALF INTL INC|NITE|VIRTU Americas LLC|234051
RHI|ROBERT HALF INTL INC|NQRB|Brut, LLC|22743
RHI|ROBERT HALF INTL INC|NTBF|BMO Nesbitt Burns Inc./CDS|5000
RHI|ROBERT HALF INTL INC|NTRC|Northern Trust Securities, Inc.|7352
RHI|ROBERT HALF INTL INC|OHOS|TWO SIGMA SECURITIES, LLC|64429
RHI|ROBERT HALF INTL INC|OPCO|Oppenheimer & Co. Inc.|752
RHI|ROBERT HALF INTL INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|800
RHI|ROBERT HALF INTL INC|PDQM|CODA MARKETS, INC.|160516
RHI|ROBERT HALF INTL INC|PHLY|NASDAQ Execution Services, LLC|1000
RHI|ROBERT HALF INTL INC|PIPR|Piper Jaffray & Co.|80253
RHI|ROBERT HALF INTL INC|PWJC|UBS Financial Services, Inc.|949
RHI|ROBERT HALF INTL INC|QMSR|QUATTRO M SECURITIES INC.|993
RHI|ROBERT HALF INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|727
RHI|ROBERT HALF INTL INC|RGLD|Regal Securities, Inc|200
RHI|ROBERT HALF INTL INC|RHCO|Suntrust Robinson Humphrey, Inc.|3756
RHI|ROBERT HALF INTL INC|SAGL|SAGETRADER, LLC|32168
RHI|ROBERT HALF INTL INC|SBSH|Citigroup Global Markets Inc.|105518
RHI|ROBERT HALF INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|145722
RHI|ROBERT HALF INTL INC|SHMR|ABN Amro Clearing LLC|79
RHI|ROBERT HALF INTL INC|SJLS|TRADE INFORMATICS LLC|100
RHI|ROBERT HALF INTL INC|SPDR|SPEEDROUTE LLC|57084
RHI|ROBERT HALF INTL INC|SPHN|Stephens Inc.|500
RHI|ROBERT HALF INTL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
RHI|ROBERT HALF INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|25476
RHI|ROBERT HALF INTL INC|STKP|STOCKPILE INVESTMENTS, INC.|8
RHI|ROBERT HALF INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2839
RHI|ROBERT HALF INTL INC|SWIM|TD Ameritrade, Inc.|7289
RHI|ROBERT HALF INTL INC|SWST|Hilltop Securities Inc.|2205
RHI|ROBERT HALF INTL INC|TAGC|TELSEY ADVISORY GROUP LLC|650
RHI|ROBERT HALF INTL INC|TKNG|ALLY INVEST SECURITIES LLC|208
RHI|ROBERT HALF INTL INC|TOUR|TOURMALINE PARTNERS, LLC|420
RHI|ROBERT HALF INTL INC|TRBT|Tradebot Systems, Inc.|237505
RHI|ROBERT HALF INTL INC|TRCM|TRC MARKETS LLC|81948
RHI|ROBERT HALF INTL INC|UBSA|UBS SECURITIES LLC|674719
RHI|ROBERT HALF INTL INC|UBSS|UBS Securities LLC|971577
RHI|ROBERT HALF INTL INC|VALX|VIRTU AMERICAS LLC|8150
RHI|ROBERT HALF INTL INC|VGRD|Vanguard Marketing Corporation|1782
RHI|ROBERT HALF INTL INC|WBLR|WILLIAM BLAIR|34
RHI|ROBERT HALF INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1645
RHI|ROBERT HALF INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|122707
RHI|ROBERT HALF INTL INC|WEDB|WEDBUSH SECURITIES INC.|4953
RHI|ROBERT HALF INTL INC|WEED|Weeden & Co.L.P.|7002
RHI|ROBERT HALF INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8985
RHI|ROBERT HALF INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5713
RHI|ROBERT HALF INTL INC|WGIF|CIBC World Markets Inc.|1508
RHI|ROBERT HALF INTL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|131
RHI|ROBERT HALF INTL INC|WSEA|WOLVERINE SECURITIES, LLC|1230
RHI|ROBERT HALF INTL INC|XIST|INSTINET, LLC|63516
RHI|ROBERT HALF INTL INC|XPQR|Jump Trading|9514
RHI|ROBERT HALF INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|34720
RHI|ROBERT HALF INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|831
RHI|ROBERT HALF INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1530
RHP|RYMAN HOSPITALITY PP|ALTX|Alternet Securities Inc.|1237
RHP|RYMAN HOSPITALITY PP|ANOS|ABEL/NOSER, L.L.C.|900
RHP|RYMAN HOSPITALITY PP|APCC|Apex Clearing Corporation|85
RHP|RYMAN HOSPITALITY PP|BANK|Primevest Financial Services, Inc.|207
RHP|RYMAN HOSPITALITY PP|BARD|Robert W. Baird & Co. Incorporated|6490
RHP|RYMAN HOSPITALITY PP|BATM|CBOE TRADING, INC.|993
RHP|RYMAN HOSPITALITY PP|BAYC|BAY CREST PARTNERS, LLC|5913
RHP|RYMAN HOSPITALITY PP|BBNT|BB&T SECURITIES, LLC|9106
RHP|RYMAN HOSPITALITY PP|BERN|Sanford C. Bernstein & Co., LLC|14513
RHP|RYMAN HOSPITALITY PP|BIDS|BIDS TRADING L.P.|100
RHP|RYMAN HOSPITALITY PP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2033
RHP|RYMAN HOSPITALITY PP|BNPX|BNP PARIBAS SECURITIES CORP.|9984
RHP|RYMAN HOSPITALITY PP|BZYD|GOLDMAN SACHS & CO. LLC|649
RHP|RYMAN HOSPITALITY PP|CANT|Cantor Fitzgerald & Co.|314
RHP|RYMAN HOSPITALITY PP|CHAS|Charles Schwab & Co., Inc.|1859
RHP|RYMAN HOSPITALITY PP|CIST|Capital Institutional Services, Inc.|119
RHP|RYMAN HOSPITALITY PP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30054
RHP|RYMAN HOSPITALITY PP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|965
RHP|RYMAN HOSPITALITY PP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8
RHP|RYMAN HOSPITALITY PP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125358
RHP|RYMAN HOSPITALITY PP|CTDL|Citadel Derivatives Group Llc|7472
RHP|RYMAN HOSPITALITY PP|CXCX|CITIGROUP GLOBAL MARKETS INC.|13792
RHP|RYMAN HOSPITALITY PP|DADA|D.A. Davidson & Co.|159
RHP|RYMAN HOSPITALITY PP|DBAB|Deutsche Bank Securities Inc.|65858
RHP|RYMAN HOSPITALITY PP|DBAX|Deutsche Bank Securities Inc.|91500
RHP|RYMAN HOSPITALITY PP|DEAN|MORGAN STANLEY|4275
RHP|RYMAN HOSPITALITY PP|DEGS|RONIN PROFESSIONAL LLC|144
RHP|RYMAN HOSPITALITY PP|EBXL|EBX LLC|50600
RHP|RYMAN HOSPITALITY PP|ECUT|CONVERGEX EXECUTION SOLUTIONS|292
RHP|RYMAN HOSPITALITY PP|EDJO|Edward D. Jones & Co., L.P.|26
RHP|RYMAN HOSPITALITY PP|EGAM|CBOE TRADING, INC.|1611
RHP|RYMAN HOSPITALITY PP|EGAW|CBOE TRADING, INC.|106
RHP|RYMAN HOSPITALITY PP|EGXM|CBOE TRADING, INC.|330
RHP|RYMAN HOSPITALITY PP|ETBE|Electronic Transaction Clearing, Inc.|250
RHP|RYMAN HOSPITALITY PP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9629
RHP|RYMAN HOSPITALITY PP|ETRS|E*Trade Securities LLC|13924
RHP|RYMAN HOSPITALITY PP|FBSB|U.S. Bancorp Investments, Inc.|13
RHP|RYMAN HOSPITALITY PP|FILL|Tradestation Securities, Inc.|700
RHP|RYMAN HOSPITALITY PP|FQLS|Quantlab Securities LP|62654
RHP|RYMAN HOSPITALITY PP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69269
RHP|RYMAN HOSPITALITY PP|FTBR|Foliofn Investments, Inc.|303
RHP|RYMAN HOSPITALITY PP|GLPX|ACS EXECUTION SERVICES, LLC|3332
RHP|RYMAN HOSPITALITY PP|GSCO|GOLDMAN SACHS & CO. LLC|198663
RHP|RYMAN HOSPITALITY PP|GSCS|GOLDMAN SACHS & CO. LLC|13839
RHP|RYMAN HOSPITALITY PP|GSLT|GOLDMAN SACHS & CO. LLC|726
RHP|RYMAN HOSPITALITY PP|GTSZ|GTS SECURITIES LLC|26913
RHP|RYMAN HOSPITALITY PP|HRBF|American Enterprise Investment Services Inc.|1347
RHP|RYMAN HOSPITALITY PP|IATS|INTERACTIVE BROKERS LLC|5911
RHP|RYMAN HOSPITALITY PP|IBKR|Interactive Brokers Llc|4099
RHP|RYMAN HOSPITALITY PP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|551
RHP|RYMAN HOSPITALITY PP|ICBX|INSTINET, LLC|14411
RHP|RYMAN HOSPITALITY PP|IEQY|CITADEL SECURITIES LLC|28989
RHP|RYMAN HOSPITALITY PP|INCA|INSTINET, LLC|39534
RHP|RYMAN HOSPITALITY PP|INJX|INSTINET, LLC|1546
RHP|RYMAN HOSPITALITY PP|ITGI|ITG Inc.|13839
RHP|RYMAN HOSPITALITY PP|ITGP|ITG INC.|55400
RHP|RYMAN HOSPITALITY PP|JANY|Janney Montgomery Scott Inc.|1950
RHP|RYMAN HOSPITALITY PP|JEFF|JEFFERIES LLC|32634
RHP|RYMAN HOSPITALITY PP|JMPT|JUMP TRADING, LLC|10668
RHP|RYMAN HOSPITALITY PP|JPBX|J.P. MORGAN SECURITIES LLC|16502
RHP|RYMAN HOSPITALITY PP|JPMX|J.P. Morgan Securities LLC|161542
RHP|RYMAN HOSPITALITY PP|JSJX|JANE STREET CAPITAL LLC|3045
RHP|RYMAN HOSPITALITY PP|KCGM|VIRTU Americas LLC|26582
RHP|RYMAN HOSPITALITY PP|LEHM|Barclays Capital Inc./Le|141885
RHP|RYMAN HOSPITALITY PP|LIME|Lime Brokerage LLC|7085
RHP|RYMAN HOSPITALITY PP|LSCI|Lek Securities Corporation|30
RHP|RYMAN HOSPITALITY PP|MACQ|Macquarie Capital (USA) Inc.|300
RHP|RYMAN HOSPITALITY PP|MAXM|Maxim Group LLC|400
RHP|RYMAN HOSPITALITY PP|MCMF|Raymond James Ltd. Cds|3
RHP|RYMAN HOSPITALITY PP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39044
RHP|RYMAN HOSPITALITY PP|MOTF|MOTIF INVESTING, INC.|1
RHP|RYMAN HOSPITALITY PP|MSCO|MORGAN STANLEY & CO. LLC|248156
RHP|RYMAN HOSPITALITY PP|MSPL|MORGAN STANLEY & CO. LLC|101000
RHP|RYMAN HOSPITALITY PP|MSTX|MORGAN STANLEY & CO. LLC|13100
RHP|RYMAN HOSPITALITY PP|NEUB|NEUBERGER BERMAN BD LLC|325
RHP|RYMAN HOSPITALITY PP|NFSC|National Financial Services LLC|27876
RHP|RYMAN HOSPITALITY PP|NITE|VIRTU Americas LLC|79767
RHP|RYMAN HOSPITALITY PP|NQRB|Brut, LLC|796
RHP|RYMAN HOSPITALITY PP|NTRC|Northern Trust Securities, Inc.|600
RHP|RYMAN HOSPITALITY PP|OPCO|Oppenheimer & Co. Inc.|3533
RHP|RYMAN HOSPITALITY PP|PDQM|CODA MARKETS, INC.|16232
RHP|RYMAN HOSPITALITY PP|PWJC|UBS Financial Services, Inc.|1500
RHP|RYMAN HOSPITALITY PP|RBCM|RBC CAPITAL MARKETS, LLC|891
RHP|RYMAN HOSPITALITY PP|SAGL|SAGETRADER, LLC|400
RHP|RYMAN HOSPITALITY PP|SALI|INTL FCSTONE FINANCIAL INC.|7
RHP|RYMAN HOSPITALITY PP|SBSH|Citigroup Global Markets Inc.|31954
RHP|RYMAN HOSPITALITY PP|SGMT|GOLDMAN SACHS & CO. LLC|36041
RHP|RYMAN HOSPITALITY PP|SPDR|SPEEDROUTE LLC|2500
RHP|RYMAN HOSPITALITY PP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
RHP|RYMAN HOSPITALITY PP|STFL|Stifel, Nicolaus & Company, Incorporated|1758
RHP|RYMAN HOSPITALITY PP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2152
RHP|RYMAN HOSPITALITY PP|SWIM|TD Ameritrade, Inc.|831
RHP|RYMAN HOSPITALITY PP|TDCO|Thompson Davis & Co., Inc.|20
RHP|RYMAN HOSPITALITY PP|TKNG|ALLY INVEST SECURITIES LLC|8
RHP|RYMAN HOSPITALITY PP|TOUR|TOURMALINE PARTNERS, LLC|4258
RHP|RYMAN HOSPITALITY PP|TRBT|Tradebot Systems, Inc.|27268
RHP|RYMAN HOSPITALITY PP|TRCM|TRC MARKETS LLC|19063
RHP|RYMAN HOSPITALITY PP|UBSS|UBS Securities LLC|267175
RHP|RYMAN HOSPITALITY PP|VALX|VIRTU AMERICAS LLC|12365
RHP|RYMAN HOSPITALITY PP|VERT|The Vertical Trading Group, LLC|89
RHP|RYMAN HOSPITALITY PP|VGRD|Vanguard Marketing Corporation|1991
RHP|RYMAN HOSPITALITY PP|WBLR|WILLIAM BLAIR|1882
RHP|RYMAN HOSPITALITY PP|WBPX|SUMMIT SECURITIES GROUP, LLC|205
RHP|RYMAN HOSPITALITY PP|WCHV|WELLS FARGO SECURITIES, LLC|15792
RHP|RYMAN HOSPITALITY PP|WEED|Weeden & Co.L.P.|2877
RHP|RYMAN HOSPITALITY PP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|155
RHP|RYMAN HOSPITALITY PP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1328
RHP|RYMAN HOSPITALITY PP|WSEA|WOLVERINE SECURITIES, LLC|103
RHP|RYMAN HOSPITALITY PP|XIST|INSTINET, LLC|12138
RHP|RYMAN HOSPITALITY PP|XPQR|Jump Trading|900
RHP|RYMAN HOSPITALITY PP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8212
RHP|RYMAN HOSPITALITY PP|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
RHP|RYMAN HOSPITALITY PP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1498
RHS|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|46
RHS|INVESCO S&P 500 E|BANK|Primevest Financial Services, Inc.|1
RHS|INVESCO S&P 500 E|BARD|Robert W. Baird & Co. Incorporated|2
RHS|INVESCO S&P 500 E|BATM|CBOE TRADING, INC.|3611
RHS|INVESCO S&P 500 E|BBNT|BB&T SECURITIES, LLC|225
RHS|INVESCO S&P 500 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1066
RHS|INVESCO S&P 500 E|CANT|Cantor Fitzgerald & Co.|91650
RHS|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|287
RHS|INVESCO S&P 500 E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44503
RHS|INVESCO S&P 500 E|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|90
RHS|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2963
RHS|INVESCO S&P 500 E|CSIN|Citadel Securities Institutional LLC|411500
RHS|INVESCO S&P 500 E|CTDL|Citadel Derivatives Group Llc|411500
RHS|INVESCO S&P 500 E|DBAX|Deutsche Bank Securities Inc.|1400
RHS|INVESCO S&P 500 E|DEAN|MORGAN STANLEY|4
RHS|INVESCO S&P 500 E|EBXL|EBX LLC|700
RHS|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|1233
RHS|INVESCO S&P 500 E|EGXM|CBOE TRADING, INC.|90
RHS|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|2125
RHS|INVESCO S&P 500 E|FMAF|NBCN Inc./ CDS|250
RHS|INVESCO S&P 500 E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|181
RHS|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|713
RHS|INVESCO S&P 500 E|GSCO|GOLDMAN SACHS & CO. LLC|2343
RHS|INVESCO S&P 500 E|GSLT|GOLDMAN SACHS & CO. LLC|915
RHS|INVESCO S&P 500 E|GTSZ|GTS SECURITIES LLC|4705
RHS|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|7502
RHS|INVESCO S&P 500 E|IBKR|Interactive Brokers Llc|5945
RHS|INVESCO S&P 500 E|ICBX|INSTINET, LLC|5000
RHS|INVESCO S&P 500 E|INCA|INSTINET, LLC|400
RHS|INVESCO S&P 500 E|ITGI|ITG Inc.|2197
RHS|INVESCO S&P 500 E|JANY|Janney Montgomery Scott Inc.|100
RHS|INVESCO S&P 500 E|JEFF|JEFFERIES LLC|200
RHS|INVESCO S&P 500 E|JPMX|J.P. Morgan Securities LLC|7600
RHS|INVESCO S&P 500 E|JSEB|JANE STREET EXECUTION SERVICES, LLC|57900
RHS|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|93028
RHS|INVESCO S&P 500 E|KCGM|VIRTU Americas LLC|1314
RHS|INVESCO S&P 500 E|LEHM|Barclays Capital Inc./Le|1891
RHS|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|10380
RHS|INVESCO S&P 500 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
RHS|INVESCO S&P 500 E|MOTF|MOTIF INVESTING, INC.|1
RHS|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|19579
RHS|INVESCO S&P 500 E|MSPL|MORGAN STANLEY & CO. LLC|700
RHS|INVESCO S&P 500 E|NFSC|National Financial Services LLC|28742
RHS|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|46896
RHS|INVESCO S&P 500 E|OPCO|Oppenheimer & Co. Inc.|2
RHS|INVESCO S&P 500 E|PDQM|CODA MARKETS, INC.|3200
RHS|INVESCO S&P 500 E|RBCM|RBC CAPITAL MARKETS, LLC|84
RHS|INVESCO S&P 500 E|SALI|INTL FCSTONE FINANCIAL INC.|75
RHS|INVESCO S&P 500 E|SBSH|Citigroup Global Markets Inc.|1025
RHS|INVESCO S&P 500 E|SGMT|GOLDMAN SACHS & CO. LLC|2985
RHS|INVESCO S&P 500 E|STFL|Stifel, Nicolaus & Company, Incorporated|112
RHS|INVESCO S&P 500 E|SWIM|TD Ameritrade, Inc.|958
RHS|INVESCO S&P 500 E|UBSA|UBS SECURITIES LLC|4027
RHS|INVESCO S&P 500 E|UBSS|UBS Securities LLC|19301
RHS|INVESCO S&P 500 E|VGRD|Vanguard Marketing Corporation|2350
RHS|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|9330
RHS|INVESCO S&P 500 E|WSEA|WOLVERINE SECURITIES, LLC|339
RHS|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10248
RHT|RED HAT INC|ABLE|NATIXIS Securities Americas LLC|27159
RHT|RED HAT INC|ACPL|American Capital Partners, LLC|666
RHT|RED HAT INC|AGIS|Aegis Capital Corp.|4035
RHT|RED HAT INC|ALTX|Alternet Securities Inc.|49032
RHT|RED HAT INC|ANOS|ABEL/NOSER, L.L.C.|900
RHT|RED HAT INC|APCC|Apex Clearing Corporation|16080
RHT|RED HAT INC|BANK|Primevest Financial Services, Inc.|34
RHT|RED HAT INC|BARD|Robert W. Baird & Co. Incorporated|10991
RHT|RED HAT INC|BATM|CBOE TRADING, INC.|14722
RHT|RED HAT INC|BAYC|BAY CREST PARTNERS, LLC|377
RHT|RED HAT INC|BAYT|BTIG, LLC|56324
RHT|RED HAT INC|BBNT|BB&T SECURITIES, LLC|5130
RHT|RED HAT INC|BERN|Sanford C. Bernstein & Co., LLC|147641
RHT|RED HAT INC|BIDS|BIDS TRADING L.P.|25000
RHT|RED HAT INC|BIMI|Banca IMI Securities Corp.|1007
RHT|RED HAT INC|BKCM|BNY Mellon Capital Markets LLC|158
RHT|RED HAT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15469
RHT|RED HAT INC|BLKX|INSTINET, LLC|198300
RHT|RED HAT INC|BMAK|BMA SECURITIES|5201
RHT|RED HAT INC|BMOC|BMO Capital Markets Corp.|949
RHT|RED HAT INC|BNPX|BNP PARIBAS SECURITIES CORP.|113691
RHT|RED HAT INC|BRGE|Newbridge Securities Corp.|1762
RHT|RED HAT INC|BTIG|BTIG, LLC|69217
RHT|RED HAT INC|BYXM|CBOE TRADING, INC.|6863
RHT|RED HAT INC|BZYD|GOLDMAN SACHS & CO. LLC|284
RHT|RED HAT INC|CABR|Cabrera Capital Markets, Inc.|982
RHT|RED HAT INC|CANT|Cantor Fitzgerald & Co.|1493
RHT|RED HAT INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|111314
RHT|RED HAT INC|CHAS|Charles Schwab & Co., Inc.|7358
RHT|RED HAT INC|CHBC|PENSERRA SECURITIES, LLC|150000
RHT|RED HAT INC|CIBP|CIBC World Markets Corp.|33800
RHT|RED HAT INC|CICF|Canaccord Genuity Corp.|50
RHT|RED HAT INC|CIIV|CORPORATE INVESTMENTS GROUP, INC.|100
RHT|RED HAT INC|CIST|Capital Institutional Services, Inc.|1276
RHT|RED HAT INC|CLSA|CLSA AMERICAS, LLC|20328
RHT|RED HAT INC|CMPT|Compass Point Research & Trading, LLC|840
RHT|RED HAT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|234996
RHT|RED HAT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|72676
RHT|RED HAT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48994
RHT|RED HAT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1506387
RHT|RED HAT INC|CTDL|Citadel Derivatives Group Llc|12798
RHT|RED HAT INC|CTLR|CUTLER GROUP, LP|13889
RHT|RED HAT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|148948
RHT|RED HAT INC|DADA|D.A. Davidson & Co.|398
RHT|RED HAT INC|DAKO|Dakota Securities International, Inc.|650
RHT|RED HAT INC|DAWA|Daiwa Capital Markets America Inc.|45000
RHT|RED HAT INC|DBAB|Deutsche Bank Securities Inc.|674907
RHT|RED HAT INC|DBAX|Deutsche Bank Securities Inc.|809000
RHT|RED HAT INC|DBUL|Deutsche Bank Securities Inc.|6655
RHT|RED HAT INC|DCHF|Dart Executions, LLC|2599
RHT|RED HAT INC|DEAN|MORGAN STANLEY|23116
RHT|RED HAT INC|DEGS|RONIN PROFESSIONAL LLC|900
RHT|RED HAT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1445
RHT|RED HAT INC|DRWK|DRW SECURITIES, L.L.C.|14210
RHT|RED HAT INC|EBXL|EBX LLC|467000
RHT|RED HAT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|74698
RHT|RED HAT INC|EDJC|Edward Jones / CDS|39
RHT|RED HAT INC|EDJO|Edward D. Jones & Co., L.P.|4922
RHT|RED HAT INC|EGAM|CBOE TRADING, INC.|38319
RHT|RED HAT INC|EGAW|CBOE TRADING, INC.|1554
RHT|RED HAT INC|EGMT|EG MARKET TECHNOLOGIES LLC|3469
RHT|RED HAT INC|EGXM|CBOE TRADING, INC.|28290
RHT|RED HAT INC|EGXW|CBOE TRADING, INC.|468
RHT|RED HAT INC|ELEV|ELEVATION, LLC|7665
RHT|RED HAT INC|EROM|Eroom Securities L.L.C.|260
RHT|RED HAT INC|ESPO|ESPOSITO SECURITIES, LLC|313
RHT|RED HAT INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|12759
RHT|RED HAT INC|ETBE|Electronic Transaction Clearing, Inc.|108059
RHT|RED HAT INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|154595
RHT|RED HAT INC|ETCB|ETC BROKERAGE SERVICES, LLC|71
RHT|RED HAT INC|ETCC|Electronic Transaction Clearing, Inc.|410
RHT|RED HAT INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
RHT|RED HAT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|156656
RHT|RED HAT INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|9953
RHT|RED HAT INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|21642
RHT|RED HAT INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2865
RHT|RED HAT INC|ETRS|E*Trade Securities LLC|847200
RHT|RED HAT INC|FBSB|U.S. Bancorp Investments, Inc.|704
RHT|RED HAT INC|FILL|Tradestation Securities, Inc.|146505
RHT|RED HAT INC|FINX|FINTECH SECURITIES|967
RHT|RED HAT INC|FMAF|NBCN Inc./ CDS|2477
RHT|RED HAT INC|FMCO|First Manhattan Co|500
RHT|RED HAT INC|FORD|Fordham Financial Management, Inc.|5201
RHT|RED HAT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13632
RHT|RED HAT INC|FQLS|Quantlab Securities LP|542919
RHT|RED HAT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|189850
RHT|RED HAT INC|FTBR|Foliofn Investments, Inc.|3191
RHT|RED HAT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|29046
RHT|RED HAT INC|GLIS|TD Securities Inc|2192
RHT|RED HAT INC|GLPX|ACS EXECUTION SERVICES, LLC|177596
RHT|RED HAT INC|GSCO|GOLDMAN SACHS & CO. LLC|1416964
RHT|RED HAT INC|GSCS|GOLDMAN SACHS & CO. LLC|45818
RHT|RED HAT INC|GSLT|GOLDMAN SACHS & CO. LLC|58047
RHT|RED HAT INC|GTSZ|GTS SECURITIES LLC|364715
RHT|RED HAT INC|HAPX|HAP Trading, LLC|229
RHT|RED HAT INC|HRBF|American Enterprise Investment Services Inc.|15391
RHT|RED HAT INC|HSBC|HSBC Securities, Inc.|5186
RHT|RED HAT INC|IATS|INTERACTIVE BROKERS LLC|104738
RHT|RED HAT INC|IBKR|Interactive Brokers Llc|202361
RHT|RED HAT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|949
RHT|RED HAT INC|ICBX|INSTINET, LLC|163736
RHT|RED HAT INC|IEQY|CITADEL SECURITIES LLC|219148
RHT|RED HAT INC|INCA|INSTINET, LLC|1185235
RHT|RED HAT INC|INJX|INSTINET, LLC|117011
RHT|RED HAT INC|ITGI|ITG Inc.|200957
RHT|RED HAT INC|ITGP|ITG INC.|570200
RHT|RED HAT INC|JANY|Janney Montgomery Scott Inc.|1577
RHT|RED HAT INC|JEFF|JEFFERIES LLC|213336
RHT|RED HAT INC|JMPT|JUMP TRADING, LLC|108899
RHT|RED HAT INC|JONE|JonesTrading|16582
RHT|RED HAT INC|JPBX|J.P. MORGAN SECURITIES LLC|232082
RHT|RED HAT INC|JPMX|J.P. Morgan Securities LLC|963887
RHT|RED HAT INC|JSJX|JANE STREET CAPITAL LLC|15107
RHT|RED HAT INC|JUTA|JUMP TRADING, LLC|600
RHT|RED HAT INC|KCGM|VIRTU Americas LLC|121014
RHT|RED HAT INC|LEHM|Barclays Capital Inc./Le|1783094
RHT|RED HAT INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|9638
RHT|RED HAT INC|LIME|Lime Brokerage LLC|99064
RHT|RED HAT INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|101000
RHT|RED HAT INC|LOOP|Loop Capital Markets LLC|6387
RHT|RED HAT INC|LPCM|Lampert Capital Markets Inc.|42
RHT|RED HAT INC|LPSP|LPS Partners INC.|4100
RHT|RED HAT INC|LQNA|LIQUIDNET, INC.|257100
RHT|RED HAT INC|LQNB|LIQUIDNET, INC.|24700
RHT|RED HAT INC|LSCI|Lek Securities Corporation|15561
RHT|RED HAT INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2012
RHT|RED HAT INC|MACC|Mid Atlantic Capital Corporation|562
RHT|RED HAT INC|MACQ|Macquarie Capital (USA) Inc.|100
RHT|RED HAT INC|MAVB|Great Point Capital LLC|300
RHT|RED HAT INC|MAXM|Maxim Group LLC|4495
RHT|RED HAT INC|MBTS|ALLY INVEST SECURITIES LLC|7032
RHT|RED HAT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|265924
RHT|RED HAT INC|MOTF|MOTIF INVESTING, INC.|117
RHT|RED HAT INC|MSCO|MORGAN STANLEY & CO. LLC|4154325
RHT|RED HAT INC|MSPL|MORGAN STANLEY & CO. LLC|954800
RHT|RED HAT INC|MSTX|MORGAN STANLEY & CO. LLC|328000
RHT|RED HAT INC|MUFG|MUFG SECURITIES AMERICAS INC.|66748
RHT|RED HAT INC|MZHO|Mizuho Securities USA LLC|2600
RHT|RED HAT INC|NATL|National Securities Corporation|5236
RHT|RED HAT INC|NEED|Needham & Company, LLC|132
RHT|RED HAT INC|NEUB|NEUBERGER BERMAN BD LLC|288
RHT|RED HAT INC|NFSC|National Financial Services LLC|1120482
RHT|RED HAT INC|NITE|VIRTU Americas LLC|2757814
RHT|RED HAT INC|NITP|VIRTU Americas LLC|264
RHT|RED HAT INC|NMRA|Nomura Securities International, Inc.|136600
RHT|RED HAT INC|NQRB|Brut, LLC|26515
RHT|RED HAT INC|NTBF|BMO Nesbitt Burns Inc./CDS|4513
RHT|RED HAT INC|NTRC|Northern Trust Securities, Inc.|7660
RHT|RED HAT INC|OHOS|TWO SIGMA SECURITIES, LLC|137294
RHT|RED HAT INC|OPCO|Oppenheimer & Co. Inc.|103426
RHT|RED HAT INC|PCFF|Pacific International Securities Inc./CDS|185
RHT|RED HAT INC|PCPT|PHILLIP CAPITAL INC.|20
RHT|RED HAT INC|PDQM|CODA MARKETS, INC.|298486
RHT|RED HAT INC|PHLY|NASDAQ Execution Services, LLC|26400
RHT|RED HAT INC|PICT|Pictet Overseas Inc.|139
RHT|RED HAT INC|POIN|PRECISION SECURITIES, LLC (POIN)|100
RHT|RED HAT INC|PWJC|UBS Financial Services, Inc.|20910
RHT|RED HAT INC|QMSR|QUATTRO M SECURITIES INC.|18110
RHT|RED HAT INC|RAAA|RICHARD JAMES & ASSOCIATES, INC.|140
RHT|RED HAT INC|RBCM|RBC CAPITAL MARKETS, LLC|24064
RHT|RED HAT INC|RGLD|Regal Securities, Inc|53
RHT|RED HAT INC|RHCO|Suntrust Robinson Humphrey, Inc.|1040
RHT|RED HAT INC|SAGL|SAGETRADER, LLC|80917
RHT|RED HAT INC|SAGW|SAGETRADER, LLC|18
RHT|RED HAT INC|SALI|INTL FCSTONE FINANCIAL INC.|3686
RHT|RED HAT INC|SBRX|MURIEL SIEBERT & CO INC|124
RHT|RED HAT INC|SBSH|Citigroup Global Markets Inc.|608784
RHT|RED HAT INC|SEIC|SEI Investments Distribution Co.|9671
RHT|RED HAT INC|SGMT|GOLDMAN SACHS & CO. LLC|343250
RHT|RED HAT INC|SJLS|TRADE INFORMATICS LLC|3100
RHT|RED HAT INC|SOGO|Wang Investment Associates, Inc.|1504
RHT|RED HAT INC|SPDR|SPEEDROUTE LLC|98950
RHT|RED HAT INC|SPHN|Stephens Inc.|11336
RHT|RED HAT INC|SPTD|MINT GLOBAL MARKETS, INC.|1242
RHT|RED HAT INC|STFL|Stifel, Nicolaus & Company, Incorporated|16437
RHT|RED HAT INC|STKP|STOCKPILE INVESTMENTS, INC.|353
RHT|RED HAT INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4391
RHT|RED HAT INC|SWIM|TD Ameritrade, Inc.|1603617
RHT|RED HAT INC|SWST|Hilltop Securities Inc.|32436
RHT|RED HAT INC|TDSI|TD Securities (USA) LLC|1400
RHT|RED HAT INC|TKNG|ALLY INVEST SECURITIES LLC|14658
RHT|RED HAT INC|TOUR|TOURMALINE PARTNERS, LLC|300
RHT|RED HAT INC|TRBT|Tradebot Systems, Inc.|407006
RHT|RED HAT INC|TRCM|TRC MARKETS LLC|331392
RHT|RED HAT INC|TWTT|TASTYWORKS, INC.|15060
RHT|RED HAT INC|UBSA|UBS SECURITIES LLC|1617675
RHT|RED HAT INC|UBSS|UBS Securities LLC|2834899
RHT|RED HAT INC|VALX|VIRTU AMERICAS LLC|43799
RHT|RED HAT INC|VGRD|Vanguard Marketing Corporation|45363
RHT|RED HAT INC|VIEW|VIEWTRADE SECURITIES LLC|130
RHT|RED HAT INC|VNDS|VANDHAM SECURITIES CORP|9730
RHT|RED HAT INC|VSIN|Vision Financial Markets Llc|209
RHT|RED HAT INC|WABR|Wall Street Access|3800
RHT|RED HAT INC|WBLR|WILLIAM BLAIR|23750
RHT|RED HAT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5193
RHT|RED HAT INC|WCHV|WELLS FARGO SECURITIES, LLC|501306
RHT|RED HAT INC|WDNX|WEEDEN & CO.L.P.|644
RHT|RED HAT INC|WEDB|WEDBUSH SECURITIES INC.|442306
RHT|RED HAT INC|WEED|Weeden & Co.L.P.|5051
RHT|RED HAT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|89655
RHT|RED HAT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|90329
RHT|RED HAT INC|WGIF|CIBC World Markets Inc.|5468
RHT|RED HAT INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|897
RHT|RED HAT INC|WORD|Worden Capital Management LLC|6800
RHT|RED HAT INC|WSEA|WOLVERINE SECURITIES, LLC|37406
RHT|RED HAT INC|WTFS|JUST2TRADE, INC.|73
RHT|RED HAT INC|XIST|INSTINET, LLC|182924
RHT|RED HAT INC|XPQR|Jump Trading|1677
RHT|RED HAT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|282654
RHT|RED HAT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|16347
RHT|RED HAT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13108
RIBT|RICEBRAN TECHNOLOGIE|ALTX|Alternet Securities Inc.|1129
RIBT|RICEBRAN TECHNOLOGIE|APCC|Apex Clearing Corporation|3650
RIBT|RICEBRAN TECHNOLOGIE|BATM|CBOE TRADING, INC.|300
RIBT|RICEBRAN TECHNOLOGIE|BLKX|INSTINET, LLC|10000
RIBT|RICEBRAN TECHNOLOGIE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|220166
RIBT|RICEBRAN TECHNOLOGIE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9503
RIBT|RICEBRAN TECHNOLOGIE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|117795
RIBT|RICEBRAN TECHNOLOGIE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52415
RIBT|RICEBRAN TECHNOLOGIE|CTDL|Citadel Derivatives Group Llc|2941
RIBT|RICEBRAN TECHNOLOGIE|CXCX|CITIGROUP GLOBAL MARKETS INC.|19310
RIBT|RICEBRAN TECHNOLOGIE|DBAB|Deutsche Bank Securities Inc.|13700
RIBT|RICEBRAN TECHNOLOGIE|DBAX|Deutsche Bank Securities Inc.|44300
RIBT|RICEBRAN TECHNOLOGIE|DEAN|MORGAN STANLEY|25
RIBT|RICEBRAN TECHNOLOGIE|DEGS|RONIN PROFESSIONAL LLC|28422
RIBT|RICEBRAN TECHNOLOGIE|EBXL|EBX LLC|67300
RIBT|RICEBRAN TECHNOLOGIE|ECUT|CONVERGEX EXECUTION SOLUTIONS|5100
RIBT|RICEBRAN TECHNOLOGIE|EGAM|CBOE TRADING, INC.|846
RIBT|RICEBRAN TECHNOLOGIE|EGXM|CBOE TRADING, INC.|500
RIBT|RICEBRAN TECHNOLOGIE|ETBE|Electronic Transaction Clearing, Inc.|700
RIBT|RICEBRAN TECHNOLOGIE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5748
RIBT|RICEBRAN TECHNOLOGIE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3600
RIBT|RICEBRAN TECHNOLOGIE|ETRS|E*Trade Securities LLC|133303
RIBT|RICEBRAN TECHNOLOGIE|FBCO|Credit Suisse Securities (USA) LLC|25334
RIBT|RICEBRAN TECHNOLOGIE|FILL|Tradestation Securities, Inc.|26000
RIBT|RICEBRAN TECHNOLOGIE|FMAF|NBCN Inc./ CDS|1800
RIBT|RICEBRAN TECHNOLOGIE|FOMA|TD AMERITRADE CLEARING, INC.|360780
RIBT|RICEBRAN TECHNOLOGIE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2880
RIBT|RICEBRAN TECHNOLOGIE|FTBR|Foliofn Investments, Inc.|2401
RIBT|RICEBRAN TECHNOLOGIE|GEBB|GLOBAL EXECUTION BROKERS, LP|2277
RIBT|RICEBRAN TECHNOLOGIE|GLIS|TD Securities Inc|250
RIBT|RICEBRAN TECHNOLOGIE|GLPX|ACS EXECUTION SERVICES, LLC|7600
RIBT|RICEBRAN TECHNOLOGIE|GSCO|GOLDMAN SACHS & CO. LLC|79922
RIBT|RICEBRAN TECHNOLOGIE|GSLT|GOLDMAN SACHS & CO. LLC|11323
RIBT|RICEBRAN TECHNOLOGIE|GTSZ|GTS SECURITIES LLC|1733
RIBT|RICEBRAN TECHNOLOGIE|HRBF|American Enterprise Investment Services Inc.|6352
RIBT|RICEBRAN TECHNOLOGIE|HSBC|HSBC Securities, Inc.|830
RIBT|RICEBRAN TECHNOLOGIE|IATS|INTERACTIVE BROKERS LLC|43470
RIBT|RICEBRAN TECHNOLOGIE|IBKR|Interactive Brokers Llc|253819
RIBT|RICEBRAN TECHNOLOGIE|ICBX|INSTINET, LLC|31354
RIBT|RICEBRAN TECHNOLOGIE|INCA|INSTINET, LLC|290076
RIBT|RICEBRAN TECHNOLOGIE|INJX|INSTINET, LLC|600
RIBT|RICEBRAN TECHNOLOGIE|ITGI|ITG Inc.|3300
RIBT|RICEBRAN TECHNOLOGIE|ITGP|ITG INC.|29400
RIBT|RICEBRAN TECHNOLOGIE|JEFF|JEFFERIES LLC|1100
RIBT|RICEBRAN TECHNOLOGIE|JMPT|JUMP TRADING, LLC|5491
RIBT|RICEBRAN TECHNOLOGIE|JONE|JonesTrading|500755
RIBT|RICEBRAN TECHNOLOGIE|JPMX|J.P. Morgan Securities LLC|71764
RIBT|RICEBRAN TECHNOLOGIE|JSJX|JANE STREET CAPITAL LLC|9168
RIBT|RICEBRAN TECHNOLOGIE|KCGM|VIRTU Americas LLC|25683
RIBT|RICEBRAN TECHNOLOGIE|LEHM|Barclays Capital Inc./Le|112547
RIBT|RICEBRAN TECHNOLOGIE|LIME|Lime Brokerage LLC|32217
RIBT|RICEBRAN TECHNOLOGIE|LQNA|LIQUIDNET, INC.|21200
RIBT|RICEBRAN TECHNOLOGIE|LSCM|LAKE STREET CAPITAL MARKETS, LLC|50000
RIBT|RICEBRAN TECHNOLOGIE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
RIBT|RICEBRAN TECHNOLOGIE|MAXM|Maxim Group LLC|16902
RIBT|RICEBRAN TECHNOLOGIE|MBTS|ALLY INVEST SECURITIES LLC|1400
RIBT|RICEBRAN TECHNOLOGIE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66534
RIBT|RICEBRAN TECHNOLOGIE|MOTF|MOTIF INVESTING, INC.|2
RIBT|RICEBRAN TECHNOLOGIE|MSCO|MORGAN STANLEY & CO. LLC|328381
RIBT|RICEBRAN TECHNOLOGIE|MSPL|MORGAN STANLEY & CO. LLC|35300
RIBT|RICEBRAN TECHNOLOGIE|MSTX|MORGAN STANLEY & CO. LLC|1200
RIBT|RICEBRAN TECHNOLOGIE|NFSC|National Financial Services LLC|408154
RIBT|RICEBRAN TECHNOLOGIE|NITE|VIRTU Americas LLC|868272
RIBT|RICEBRAN TECHNOLOGIE|NITP|VIRTU Americas LLC|1000
RIBT|RICEBRAN TECHNOLOGIE|NORT|Northland Securities, Inc.|2282015
RIBT|RICEBRAN TECHNOLOGIE|NQRB|Brut, LLC|8520
RIBT|RICEBRAN TECHNOLOGIE|NTFN|Network 1 Financial Securities Inc.|9000
RIBT|RICEBRAN TECHNOLOGIE|OPCO|Oppenheimer & Co. Inc.|100000
RIBT|RICEBRAN TECHNOLOGIE|PDQM|CODA MARKETS, INC.|14414
RIBT|RICEBRAN TECHNOLOGIE|PWJC|UBS Financial Services, Inc.|4300
RIBT|RICEBRAN TECHNOLOGIE|RAJA|Raymond James & Associates, Inc.|1917
RIBT|RICEBRAN TECHNOLOGIE|RBCM|RBC CAPITAL MARKETS, LLC|41843
RIBT|RICEBRAN TECHNOLOGIE|SAGL|SAGETRADER, LLC|400
RIBT|RICEBRAN TECHNOLOGIE|SALI|INTL FCSTONE FINANCIAL INC.|3800
RIBT|RICEBRAN TECHNOLOGIE|SBSH|Citigroup Global Markets Inc.|26440
RIBT|RICEBRAN TECHNOLOGIE|SGMT|GOLDMAN SACHS & CO. LLC|42019
RIBT|RICEBRAN TECHNOLOGIE|SPDR|SPEEDROUTE LLC|733
RIBT|RICEBRAN TECHNOLOGIE|STFL|Stifel, Nicolaus & Company, Incorporated|5404
RIBT|RICEBRAN TECHNOLOGIE|SWIM|TD Ameritrade, Inc.|98216
RIBT|RICEBRAN TECHNOLOGIE|TKNG|ALLY INVEST SECURITIES LLC|905
RIBT|RICEBRAN TECHNOLOGIE|TRBT|Tradebot Systems, Inc.|10319
RIBT|RICEBRAN TECHNOLOGIE|TRCM|TRC MARKETS LLC|52987
RIBT|RICEBRAN TECHNOLOGIE|TTUC|CUTTONE & CO., INC.|57112
RIBT|RICEBRAN TECHNOLOGIE|TWTT|TASTYWORKS, INC.|600
RIBT|RICEBRAN TECHNOLOGIE|UBSA|UBS SECURITIES LLC|279987
RIBT|RICEBRAN TECHNOLOGIE|UBSS|UBS Securities LLC|624138
RIBT|RICEBRAN TECHNOLOGIE|VGRD|Vanguard Marketing Corporation|200
RIBT|RICEBRAN TECHNOLOGIE|WCHV|WELLS FARGO SECURITIES, LLC|85199
RIBT|RICEBRAN TECHNOLOGIE|WEDB|WEDBUSH SECURITIES INC.|153300
RIBT|RICEBRAN TECHNOLOGIE|WSEA|WOLVERINE SECURITIES, LLC|2269
RIBT|RICEBRAN TECHNOLOGIE|XSTM|NATIONAL FINANCIAL SERVICES LLC|13908
RIBT|RICEBRAN TECHNOLOGIE|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
RIBT|RICEBRAN TECHNOLOGIE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5486
RIBTW|RICEBRANTECH WARRANT|ETRS|E*Trade Securities LLC|6735
RIBTW|RICEBRANTECH WARRANT|FOMA|TD AMERITRADE CLEARING, INC.|2500
RIBTW|RICEBRANTECH WARRANT|INCA|INSTINET, LLC|3963
RIBTW|RICEBRANTECH WARRANT|MAXM|Maxim Group LLC|9500
RIBTW|RICEBRANTECH WARRANT|MSCO|MORGAN STANLEY & CO. LLC|1563
RIBTW|RICEBRANTECH WARRANT|NITE|VIRTU Americas LLC|2560
RIBTW|RICEBRANTECH WARRANT|SWIM|TD Ameritrade, Inc.|3300
RICK|RCI HOSPITALITY HOLD|APCC|Apex Clearing Corporation|113
RICK|RCI HOSPITALITY HOLD|BARD|Robert W. Baird & Co. Incorporated|200
RICK|RCI HOSPITALITY HOLD|BATM|CBOE TRADING, INC.|426
RICK|RCI HOSPITALITY HOLD|BERN|Sanford C. Bernstein & Co., LLC|93
RICK|RCI HOSPITALITY HOLD|BIMI|Banca IMI Securities Corp.|160
RICK|RCI HOSPITALITY HOLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
RICK|RCI HOSPITALITY HOLD|BMOC|BMO Capital Markets Corp.|1449
RICK|RCI HOSPITALITY HOLD|BTIG|BTIG, LLC|4
RICK|RCI HOSPITALITY HOLD|BYXM|CBOE TRADING, INC.|133
RICK|RCI HOSPITALITY HOLD|BZYD|GOLDMAN SACHS & CO. LLC|1013
RICK|RCI HOSPITALITY HOLD|CANT|Cantor Fitzgerald & Co.|156
RICK|RCI HOSPITALITY HOLD|CHAS|Charles Schwab & Co., Inc.|4
RICK|RCI HOSPITALITY HOLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15478
RICK|RCI HOSPITALITY HOLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|804
RICK|RCI HOSPITALITY HOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24589
RICK|RCI HOSPITALITY HOLD|CTDL|Citadel Derivatives Group Llc|999
RICK|RCI HOSPITALITY HOLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1058
RICK|RCI HOSPITALITY HOLD|DBAB|Deutsche Bank Securities Inc.|31127
RICK|RCI HOSPITALITY HOLD|DBAX|Deutsche Bank Securities Inc.|5600
RICK|RCI HOSPITALITY HOLD|DBUL|Deutsche Bank Securities Inc.|600
RICK|RCI HOSPITALITY HOLD|DEGS|RONIN PROFESSIONAL LLC|7789
RICK|RCI HOSPITALITY HOLD|EBXL|EBX LLC|6800
RICK|RCI HOSPITALITY HOLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|483
RICK|RCI HOSPITALITY HOLD|EDJO|Edward D. Jones & Co., L.P.|212
RICK|RCI HOSPITALITY HOLD|EGAM|CBOE TRADING, INC.|144
RICK|RCI HOSPITALITY HOLD|EGXM|CBOE TRADING, INC.|101
RICK|RCI HOSPITALITY HOLD|ETCB|ETC BROKERAGE SERVICES, LLC|600
RICK|RCI HOSPITALITY HOLD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
RICK|RCI HOSPITALITY HOLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1014
RICK|RCI HOSPITALITY HOLD|ETRS|E*Trade Securities LLC|9748
RICK|RCI HOSPITALITY HOLD|FBCO|Credit Suisse Securities (USA) LLC|112446
RICK|RCI HOSPITALITY HOLD|FOMA|TD AMERITRADE CLEARING, INC.|32614
RICK|RCI HOSPITALITY HOLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3048
RICK|RCI HOSPITALITY HOLD|FTBR|Foliofn Investments, Inc.|3558
RICK|RCI HOSPITALITY HOLD|GEBB|GLOBAL EXECUTION BROKERS, LP|2501
RICK|RCI HOSPITALITY HOLD|GLPX|ACS EXECUTION SERVICES, LLC|422
RICK|RCI HOSPITALITY HOLD|GSCO|GOLDMAN SACHS & CO. LLC|123552
RICK|RCI HOSPITALITY HOLD|GSCS|GOLDMAN SACHS & CO. LLC|79
RICK|RCI HOSPITALITY HOLD|GSLT|GOLDMAN SACHS & CO. LLC|200
RICK|RCI HOSPITALITY HOLD|GTSZ|GTS SECURITIES LLC|14330
RICK|RCI HOSPITALITY HOLD|HRBF|American Enterprise Investment Services Inc.|1
RICK|RCI HOSPITALITY HOLD|HSBC|HSBC Securities, Inc.|1027
RICK|RCI HOSPITALITY HOLD|IATS|INTERACTIVE BROKERS LLC|11534
RICK|RCI HOSPITALITY HOLD|IBKR|Interactive Brokers Llc|29504
RICK|RCI HOSPITALITY HOLD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|899
RICK|RCI HOSPITALITY HOLD|ICBX|INSTINET, LLC|1900
RICK|RCI HOSPITALITY HOLD|IEQY|CITADEL SECURITIES LLC|3294
RICK|RCI HOSPITALITY HOLD|INCA|INSTINET, LLC|24082
RICK|RCI HOSPITALITY HOLD|INJX|INSTINET, LLC|1436
RICK|RCI HOSPITALITY HOLD|ITGI|ITG Inc.|11510
RICK|RCI HOSPITALITY HOLD|ITGP|ITG INC.|16600
RICK|RCI HOSPITALITY HOLD|JANY|Janney Montgomery Scott Inc.|27
RICK|RCI HOSPITALITY HOLD|JEFF|JEFFERIES LLC|51840
RICK|RCI HOSPITALITY HOLD|JPBX|J.P. MORGAN SECURITIES LLC|200
RICK|RCI HOSPITALITY HOLD|JPMX|J.P. Morgan Securities LLC|16643
RICK|RCI HOSPITALITY HOLD|KCGM|VIRTU Americas LLC|1051
RICK|RCI HOSPITALITY HOLD|LEHM|Barclays Capital Inc./Le|42421
RICK|RCI HOSPITALITY HOLD|LIME|Lime Brokerage LLC|41634
RICK|RCI HOSPITALITY HOLD|LMGP|LIME BROKERAGE LLC|2950
RICK|RCI HOSPITALITY HOLD|LQNA|LIQUIDNET, INC.|19400
RICK|RCI HOSPITALITY HOLD|MAXM|Maxim Group LLC|916
RICK|RCI HOSPITALITY HOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14216
RICK|RCI HOSPITALITY HOLD|MOTF|MOTIF INVESTING, INC.|1
RICK|RCI HOSPITALITY HOLD|MSCO|MORGAN STANLEY & CO. LLC|102628
RICK|RCI HOSPITALITY HOLD|MSPL|MORGAN STANLEY & CO. LLC|9600
RICK|RCI HOSPITALITY HOLD|MSTX|MORGAN STANLEY & CO. LLC|200
RICK|RCI HOSPITALITY HOLD|NFSC|National Financial Services LLC|37274
RICK|RCI HOSPITALITY HOLD|NITE|VIRTU Americas LLC|67742
RICK|RCI HOSPITALITY HOLD|NITP|VIRTU Americas LLC|300
RICK|RCI HOSPITALITY HOLD|NQRB|Brut, LLC|200
RICK|RCI HOSPITALITY HOLD|PDQM|CODA MARKETS, INC.|237
RICK|RCI HOSPITALITY HOLD|PHLY|NASDAQ Execution Services, LLC|200
RICK|RCI HOSPITALITY HOLD|PWJC|UBS Financial Services, Inc.|507
RICK|RCI HOSPITALITY HOLD|RAJA|Raymond James & Associates, Inc.|8
RICK|RCI HOSPITALITY HOLD|RBCM|RBC CAPITAL MARKETS, LLC|3450
RICK|RCI HOSPITALITY HOLD|SBSH|Citigroup Global Markets Inc.|26746
RICK|RCI HOSPITALITY HOLD|SGMT|GOLDMAN SACHS & CO. LLC|3470
RICK|RCI HOSPITALITY HOLD|SPDR|SPEEDROUTE LLC|1300
RICK|RCI HOSPITALITY HOLD|STFL|Stifel, Nicolaus & Company, Incorporated|100
RICK|RCI HOSPITALITY HOLD|STKP|STOCKPILE INVESTMENTS, INC.|26
RICK|RCI HOSPITALITY HOLD|SWIM|TD Ameritrade, Inc.|5557
RICK|RCI HOSPITALITY HOLD|TKNG|ALLY INVEST SECURITIES LLC|30
RICK|RCI HOSPITALITY HOLD|TRBT|Tradebot Systems, Inc.|6508
RICK|RCI HOSPITALITY HOLD|TRCM|TRC MARKETS LLC|27787
RICK|RCI HOSPITALITY HOLD|UBSA|UBS SECURITIES LLC|51703
RICK|RCI HOSPITALITY HOLD|UBSS|UBS Securities LLC|98814
RICK|RCI HOSPITALITY HOLD|VALX|VIRTU AMERICAS LLC|4393
RICK|RCI HOSPITALITY HOLD|VGRD|Vanguard Marketing Corporation|2354
RICK|RCI HOSPITALITY HOLD|WCHV|WELLS FARGO SECURITIES, LLC|2306
RICK|RCI HOSPITALITY HOLD|WEED|Weeden & Co.L.P.|26360
RICK|RCI HOSPITALITY HOLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4617
RICK|RCI HOSPITALITY HOLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1852
RICK|RCI HOSPITALITY HOLD|WSEA|WOLVERINE SECURITIES, LLC|698
RICK|RCI HOSPITALITY HOLD|XIST|INSTINET, LLC|7710
RICK|RCI HOSPITALITY HOLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
RICK|RCI HOSPITALITY HOLD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RICK|RCI HOSPITALITY HOLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
RIF|RMR RE INC FUND CMN|ALTX|Alternet Securities Inc.|300
RIF|RMR RE INC FUND CMN|APCC|Apex Clearing Corporation|148
RIF|RMR RE INC FUND CMN|BBNT|BB&T SECURITIES, LLC|36
RIF|RMR RE INC FUND CMN|BTIG|BTIG, LLC|2676
RIF|RMR RE INC FUND CMN|CHAS|Charles Schwab & Co., Inc.|3
RIF|RMR RE INC FUND CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
RIF|RMR RE INC FUND CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1029
RIF|RMR RE INC FUND CMN|DBAX|Deutsche Bank Securities Inc.|1000
RIF|RMR RE INC FUND CMN|DEAN|MORGAN STANLEY|1209
RIF|RMR RE INC FUND CMN|DEGS|RONIN PROFESSIONAL LLC|325
RIF|RMR RE INC FUND CMN|EBXL|EBX LLC|100
RIF|RMR RE INC FUND CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
RIF|RMR RE INC FUND CMN|EGAM|CBOE TRADING, INC.|800
RIF|RMR RE INC FUND CMN|ETRS|E*Trade Securities LLC|1235
RIF|RMR RE INC FUND CMN|FILL|Tradestation Securities, Inc.|430
RIF|RMR RE INC FUND CMN|FINX|FINTECH SECURITIES|200
RIF|RMR RE INC FUND CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2111
RIF|RMR RE INC FUND CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1408
RIF|RMR RE INC FUND CMN|FTBR|Foliofn Investments, Inc.|4
RIF|RMR RE INC FUND CMN|GLPX|ACS EXECUTION SERVICES, LLC|147
RIF|RMR RE INC FUND CMN|GSCO|GOLDMAN SACHS & CO. LLC|1908
RIF|RMR RE INC FUND CMN|GSCS|GOLDMAN SACHS & CO. LLC|500
RIF|RMR RE INC FUND CMN|GSLT|GOLDMAN SACHS & CO. LLC|123
RIF|RMR RE INC FUND CMN|GTSZ|GTS SECURITIES LLC|658
RIF|RMR RE INC FUND CMN|IATS|INTERACTIVE BROKERS LLC|4234
RIF|RMR RE INC FUND CMN|IBKR|Interactive Brokers Llc|7945
RIF|RMR RE INC FUND CMN|ICBX|INSTINET, LLC|700
RIF|RMR RE INC FUND CMN|INCA|INSTINET, LLC|2344
RIF|RMR RE INC FUND CMN|JPMX|J.P. Morgan Securities LLC|424
RIF|RMR RE INC FUND CMN|KCGM|VIRTU Americas LLC|700
RIF|RMR RE INC FUND CMN|LIME|Lime Brokerage LLC|1426
RIF|RMR RE INC FUND CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1585
RIF|RMR RE INC FUND CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
RIF|RMR RE INC FUND CMN|MSCO|MORGAN STANLEY & CO. LLC|22051
RIF|RMR RE INC FUND CMN|MSPL|MORGAN STANLEY & CO. LLC|200
RIF|RMR RE INC FUND CMN|NFSC|National Financial Services LLC|33330
RIF|RMR RE INC FUND CMN|NITE|VIRTU Americas LLC|103218
RIF|RMR RE INC FUND CMN|NQRB|Brut, LLC|784
RIF|RMR RE INC FUND CMN|OPCO|Oppenheimer & Co. Inc.|2504
RIF|RMR RE INC FUND CMN|PDQM|CODA MARKETS, INC.|194
RIF|RMR RE INC FUND CMN|PWJC|UBS Financial Services, Inc.|3900
RIF|RMR RE INC FUND CMN|RBCM|RBC CAPITAL MARKETS, LLC|7057
RIF|RMR RE INC FUND CMN|SGMT|GOLDMAN SACHS & CO. LLC|970
RIF|RMR RE INC FUND CMN|SPDR|SPEEDROUTE LLC|300
RIF|RMR RE INC FUND CMN|STFL|Stifel, Nicolaus & Company, Incorporated|4623
RIF|RMR RE INC FUND CMN|SWIM|TD Ameritrade, Inc.|80
RIF|RMR RE INC FUND CMN|SWST|Hilltop Securities Inc.|838
RIF|RMR RE INC FUND CMN|TKNG|ALLY INVEST SECURITIES LLC|110
RIF|RMR RE INC FUND CMN|TRBT|Tradebot Systems, Inc.|1300
RIF|RMR RE INC FUND CMN|UBSA|UBS SECURITIES LLC|5601
RIF|RMR RE INC FUND CMN|UBSS|UBS Securities LLC|31554
RIF|RMR RE INC FUND CMN|VALX|VIRTU AMERICAS LLC|1262
RIF|RMR RE INC FUND CMN|VGRD|Vanguard Marketing Corporation|13156
RIF|RMR RE INC FUND CMN|WCHV|WELLS FARGO SECURITIES, LLC|78142
RIF|RMR RE INC FUND CMN|WEDB|WEDBUSH SECURITIES INC.|243
RIF|RMR RE INC FUND CMN|WEED|Weeden & Co.L.P.|400
RIF|RMR RE INC FUND CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27495
RIF|RMR RE INC FUND CMN|WSEA|WOLVERINE SECURITIES, LLC|2208
RIF|RMR RE INC FUND CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
RIF|RMR RE INC FUND CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|264
RIG|TRANSOCEAN LTD|ABLE|NATIXIS Securities Americas LLC|1545
RIG|TRANSOCEAN LTD|ADAM|CANACCORD GENUITY INC.|441016
RIG|TRANSOCEAN LTD|AGIS|Aegis Capital Corp.|7652
RIG|TRANSOCEAN LTD|ALFA|ALPHA TRADING L.P.|200415
RIG|TRANSOCEAN LTD|ALTX|Alternet Securities Inc.|42317
RIG|TRANSOCEAN LTD|APCC|Apex Clearing Corporation|221395
RIG|TRANSOCEAN LTD|AQUA|AQUA SECURITIES L.P.|32900
RIG|TRANSOCEAN LTD|ARSC|ARCTIC SECURITIES LLC|100
RIG|TRANSOCEAN LTD|BANK|Primevest Financial Services, Inc.|1359
RIG|TRANSOCEAN LTD|BARD|Robert W. Baird & Co. Incorporated|322549
RIG|TRANSOCEAN LTD|BATM|CBOE TRADING, INC.|23610
RIG|TRANSOCEAN LTD|BAYC|BAY CREST PARTNERS, LLC|2613
RIG|TRANSOCEAN LTD|BAYT|BTIG, LLC|30003
RIG|TRANSOCEAN LTD|BBNT|BB&T SECURITIES, LLC|2402
RIG|TRANSOCEAN LTD|BERN|Sanford C. Bernstein & Co., LLC|258026
RIG|TRANSOCEAN LTD|BIDS|BIDS TRADING L.P.|5500
RIG|TRANSOCEAN LTD|BIMI|Banca IMI Securities Corp.|60282
RIG|TRANSOCEAN LTD|BKCM|BNY Mellon Capital Markets LLC|114072
RIG|TRANSOCEAN LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|181489
RIG|TRANSOCEAN LTD|BLKX|INSTINET, LLC|198889
RIG|TRANSOCEAN LTD|BMOC|BMO Capital Markets Corp.|760883
RIG|TRANSOCEAN LTD|BNPX|BNP PARIBAS SECURITIES CORP.|334449
RIG|TRANSOCEAN LTD|BRVL|BLAYLOCK VAN, LLC|11869
RIG|TRANSOCEAN LTD|BTIG|BTIG, LLC|111067
RIG|TRANSOCEAN LTD|BYXM|CBOE TRADING, INC.|7094
RIG|TRANSOCEAN LTD|CANT|Cantor Fitzgerald & Co.|17688
RIG|TRANSOCEAN LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|61456
RIG|TRANSOCEAN LTD|CBRA|Cobra Trading, Inc.|300
RIG|TRANSOCEAN LTD|CHAS|Charles Schwab & Co., Inc.|78621
RIG|TRANSOCEAN LTD|CHBC|PENSERRA SECURITIES, LLC|630000
RIG|TRANSOCEAN LTD|CIOI|CITIGROUP GLOBAL MARKETS INC|310000
RIG|TRANSOCEAN LTD|CIST|Capital Institutional Services, Inc.|10
RIG|TRANSOCEAN LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|938680
RIG|TRANSOCEAN LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9940
RIG|TRANSOCEAN LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8869
RIG|TRANSOCEAN LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3846518
RIG|TRANSOCEAN LTD|CTDL|Citadel Derivatives Group Llc|52473
RIG|TRANSOCEAN LTD|CTLR|CUTLER GROUP, LP|1300
RIG|TRANSOCEAN LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1562660
RIG|TRANSOCEAN LTD|DADA|D.A. Davidson & Co.|1561
RIG|TRANSOCEAN LTD|DAVA|Davenport & Company LLC|26
RIG|TRANSOCEAN LTD|DBAB|Deutsche Bank Securities Inc.|4332851
RIG|TRANSOCEAN LTD|DBAX|Deutsche Bank Securities Inc.|4869900
RIG|TRANSOCEAN LTD|DBUL|Deutsche Bank Securities Inc.|26449
RIG|TRANSOCEAN LTD|DCHF|Dart Executions, LLC|46686
RIG|TRANSOCEAN LTD|DEAN|MORGAN STANLEY|147341
RIG|TRANSOCEAN LTD|DEGS|RONIN PROFESSIONAL LLC|6300
RIG|TRANSOCEAN LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37482
RIG|TRANSOCEAN LTD|EBXL|EBX LLC|2776100
RIG|TRANSOCEAN LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|88504
RIG|TRANSOCEAN LTD|EDJC|Edward Jones / CDS|530
RIG|TRANSOCEAN LTD|EDJO|Edward D. Jones & Co., L.P.|79608
RIG|TRANSOCEAN LTD|EGAM|CBOE TRADING, INC.|42795
RIG|TRANSOCEAN LTD|EGAW|CBOE TRADING, INC.|737
RIG|TRANSOCEAN LTD|EGXM|CBOE TRADING, INC.|22526
RIG|TRANSOCEAN LTD|EGXW|CBOE TRADING, INC.|218
RIG|TRANSOCEAN LTD|ETBE|Electronic Transaction Clearing, Inc.|50069
RIG|TRANSOCEAN LTD|ETCB|ETC BROKERAGE SERVICES, LLC|1
RIG|TRANSOCEAN LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6931
RIG|TRANSOCEAN LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|164
RIG|TRANSOCEAN LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3356
RIG|TRANSOCEAN LTD|ETRS|E*Trade Securities LLC|3965104
RIG|TRANSOCEAN LTD|FBRC|B. RILEY FBR, INC.|119350
RIG|TRANSOCEAN LTD|FBSB|U.S. Bancorp Investments, Inc.|2200
RIG|TRANSOCEAN LTD|FILL|Tradestation Securities, Inc.|110194
RIG|TRANSOCEAN LTD|FINX|FINTECH SECURITIES|83
RIG|TRANSOCEAN LTD|FMAF|NBCN Inc./ CDS|150610
RIG|TRANSOCEAN LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|119665
RIG|TRANSOCEAN LTD|FQLS|Quantlab Securities LP|1940151
RIG|TRANSOCEAN LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|689850
RIG|TRANSOCEAN LTD|FTBR|Foliofn Investments, Inc.|1248
RIG|TRANSOCEAN LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|112195
RIG|TRANSOCEAN LTD|GLIS|TD Securities Inc|65000
RIG|TRANSOCEAN LTD|GLPX|ACS EXECUTION SERVICES, LLC|91129
RIG|TRANSOCEAN LTD|GSCO|GOLDMAN SACHS & CO. LLC|7442945
RIG|TRANSOCEAN LTD|GSCS|GOLDMAN SACHS & CO. LLC|58761
RIG|TRANSOCEAN LTD|GSLT|GOLDMAN SACHS & CO. LLC|78720
RIG|TRANSOCEAN LTD|GTSZ|GTS SECURITIES LLC|444841
RIG|TRANSOCEAN LTD|HASF|Haywood Securities Inc./CDS|900
RIG|TRANSOCEAN LTD|HRBF|American Enterprise Investment Services Inc.|26063
RIG|TRANSOCEAN LTD|HSBC|HSBC Securities, Inc.|37670
RIG|TRANSOCEAN LTD|IATS|INTERACTIVE BROKERS LLC|313398
RIG|TRANSOCEAN LTD|IBKR|Interactive Brokers Llc|408768
RIG|TRANSOCEAN LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1842
RIG|TRANSOCEAN LTD|ICBX|INSTINET, LLC|1546714
RIG|TRANSOCEAN LTD|IEQY|CITADEL SECURITIES LLC|422005
RIG|TRANSOCEAN LTD|INCA|INSTINET, LLC|1820358
RIG|TRANSOCEAN LTD|INJX|INSTINET, LLC|252852
RIG|TRANSOCEAN LTD|ITGI|ITG Inc.|705775
RIG|TRANSOCEAN LTD|ITGP|ITG INC.|1231000
RIG|TRANSOCEAN LTD|JANY|Janney Montgomery Scott Inc.|16232
RIG|TRANSOCEAN LTD|JEFF|JEFFERIES LLC|2356838
RIG|TRANSOCEAN LTD|JMPT|JUMP TRADING, LLC|601130
RIG|TRANSOCEAN LTD|JONE|JonesTrading|16700
RIG|TRANSOCEAN LTD|JPBX|J.P. MORGAN SECURITIES LLC|1033019
RIG|TRANSOCEAN LTD|JPMX|J.P. Morgan Securities LLC|3800657
RIG|TRANSOCEAN LTD|JSEB|JANE STREET EXECUTION SERVICES, LLC|1100
RIG|TRANSOCEAN LTD|JSJX|JANE STREET CAPITAL LLC|15884
RIG|TRANSOCEAN LTD|KCGM|VIRTU Americas LLC|493582
RIG|TRANSOCEAN LTD|KEYB|KEYBANC CAPITAL MARKETS INC.|120000
RIG|TRANSOCEAN LTD|KRSH|Kershner Securities, LLC|20525
RIG|TRANSOCEAN LTD|LBKI|Libucki & Co., LLC|2800000
RIG|TRANSOCEAN LTD|LEHM|Barclays Capital Inc./Le|10416830
RIG|TRANSOCEAN LTD|LIME|Lime Brokerage LLC|128277
RIG|TRANSOCEAN LTD|LOOP|Loop Capital Markets LLC|4969
RIG|TRANSOCEAN LTD|LQNB|LIQUIDNET, INC.|32900
RIG|TRANSOCEAN LTD|LSCI|Lek Securities Corporation|5357
RIG|TRANSOCEAN LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
RIG|TRANSOCEAN LTD|MACC|Mid Atlantic Capital Corporation|199
RIG|TRANSOCEAN LTD|MACQ|Macquarie Capital (USA) Inc.|1786
RIG|TRANSOCEAN LTD|MAXM|Maxim Group LLC|3212
RIG|TRANSOCEAN LTD|MBTS|ALLY INVEST SECURITIES LLC|7601
RIG|TRANSOCEAN LTD|MCMF|Raymond James Ltd. Cds|100
RIG|TRANSOCEAN LTD|MKMP|MKM Partners LLC|340100
RIG|TRANSOCEAN LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2483055
RIG|TRANSOCEAN LTD|MNDX|TJM Investments, LLC|162557
RIG|TRANSOCEAN LTD|MOTF|MOTIF INVESTING, INC.|10
RIG|TRANSOCEAN LTD|MPSG|E D & F Man Capital Markets Inc.|87562
RIG|TRANSOCEAN LTD|MSCO|MORGAN STANLEY & CO. LLC|8655790
RIG|TRANSOCEAN LTD|MSPL|MORGAN STANLEY & CO. LLC|4175200
RIG|TRANSOCEAN LTD|MSTX|MORGAN STANLEY & CO. LLC|1534500
RIG|TRANSOCEAN LTD|MULL|MARK J. MULLER EQUITIES, INC.|1363
RIG|TRANSOCEAN LTD|MZHO|Mizuho Securities USA LLC|397800
RIG|TRANSOCEAN LTD|NATL|National Securities Corporation|1400
RIG|TRANSOCEAN LTD|NEUB|NEUBERGER BERMAN BD LLC|141
RIG|TRANSOCEAN LTD|NFSC|National Financial Services LLC|12481094
RIG|TRANSOCEAN LTD|NITE|VIRTU Americas LLC|15449055
RIG|TRANSOCEAN LTD|NITP|VIRTU Americas LLC|246904
RIG|TRANSOCEAN LTD|NMRA|Nomura Securities International, Inc.|226300
RIG|TRANSOCEAN LTD|NORT|Northland Securities, Inc.|42
RIG|TRANSOCEAN LTD|NQRB|Brut, LLC|122429
RIG|TRANSOCEAN LTD|NTBF|BMO Nesbitt Burns Inc./CDS|20117
RIG|TRANSOCEAN LTD|NTRC|Northern Trust Securities, Inc.|600
RIG|TRANSOCEAN LTD|OHOS|TWO SIGMA SECURITIES, LLC|199891
RIG|TRANSOCEAN LTD|OPCO|Oppenheimer & Co. Inc.|11082
RIG|TRANSOCEAN LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3100
RIG|TRANSOCEAN LTD|PCPT|PHILLIP CAPITAL INC.|9789
RIG|TRANSOCEAN LTD|PDQM|CODA MARKETS, INC.|93619
RIG|TRANSOCEAN LTD|PHLY|NASDAQ Execution Services, LLC|77800
RIG|TRANSOCEAN LTD|PIPR|Piper Jaffray & Co.|21600
RIG|TRANSOCEAN LTD|PNSR|Penserra Securities, LLC|100
RIG|TRANSOCEAN LTD|PWJC|UBS Financial Services, Inc.|29720
RIG|TRANSOCEAN LTD|RBCM|RBC CAPITAL MARKETS, LLC|53123
RIG|TRANSOCEAN LTD|RGLD|Regal Securities, Inc|2171
RIG|TRANSOCEAN LTD|RHCO|Suntrust Robinson Humphrey, Inc.|42700
RIG|TRANSOCEAN LTD|RWPS|R.W. Pressprich & Co., Inc.|39300
RIG|TRANSOCEAN LTD|SAGL|SAGETRADER, LLC|107416
RIG|TRANSOCEAN LTD|SAGW|SAGETRADER, LLC|400
RIG|TRANSOCEAN LTD|SALI|INTL FCSTONE FINANCIAL INC.|4680
RIG|TRANSOCEAN LTD|SBSH|Citigroup Global Markets Inc.|5347278
RIG|TRANSOCEAN LTD|SCMC|Scotia Capital Markets (USA) Inc.|77800
RIG|TRANSOCEAN LTD|SGMT|GOLDMAN SACHS & CO. LLC|2075992
RIG|TRANSOCEAN LTD|SOGO|Wang Investment Associates, Inc.|3010
RIG|TRANSOCEAN LTD|SPDR|SPEEDROUTE LLC|128193
RIG|TRANSOCEAN LTD|SPHN|Stephens Inc.|77
RIG|TRANSOCEAN LTD|SPTD|MINT GLOBAL MARKETS, INC.|16000
RIG|TRANSOCEAN LTD|STFL|Stifel, Nicolaus & Company, Incorporated|93714
RIG|TRANSOCEAN LTD|STKP|STOCKPILE INVESTMENTS, INC.|298
RIG|TRANSOCEAN LTD|STXG|Stockcross Financial Services, Inc.|1000
RIG|TRANSOCEAN LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|21418
RIG|TRANSOCEAN LTD|SWIM|TD Ameritrade, Inc.|4762570
RIG|TRANSOCEAN LTD|SWST|Hilltop Securities Inc.|22720
RIG|TRANSOCEAN LTD|TKNG|ALLY INVEST SECURITIES LLC|63480
RIG|TRANSOCEAN LTD|TRBT|Tradebot Systems, Inc.|1282226
RIG|TRANSOCEAN LTD|TRCM|TRC MARKETS LLC|1468602
RIG|TRANSOCEAN LTD|TWTT|TASTYWORKS, INC.|718
RIG|TRANSOCEAN LTD|UBSA|UBS SECURITIES LLC|9012306
RIG|TRANSOCEAN LTD|UBSS|UBS Securities LLC|6620362
RIG|TRANSOCEAN LTD|VALX|VIRTU AMERICAS LLC|696620
RIG|TRANSOCEAN LTD|VGRD|Vanguard Marketing Corporation|212935
RIG|TRANSOCEAN LTD|VSIN|Vision Financial Markets Llc|28666
RIG|TRANSOCEAN LTD|WBLR|WILLIAM BLAIR|20
RIG|TRANSOCEAN LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|20962
RIG|TRANSOCEAN LTD|WCHV|WELLS FARGO SECURITIES, LLC|1613395
RIG|TRANSOCEAN LTD|WDNX|WEEDEN & CO.L.P.|690
RIG|TRANSOCEAN LTD|WEDB|WEDBUSH SECURITIES INC.|24399
RIG|TRANSOCEAN LTD|WEED|Weeden & Co.L.P.|8434
RIG|TRANSOCEAN LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|334669
RIG|TRANSOCEAN LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52902
RIG|TRANSOCEAN LTD|WFPB|Wells Fargo Securities, LLC.|12500
RIG|TRANSOCEAN LTD|WGIF|CIBC World Markets Inc.|18520
RIG|TRANSOCEAN LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1440
RIG|TRANSOCEAN LTD|WOLF|Wolfe Trahan Securities|1560
RIG|TRANSOCEAN LTD|WSEA|WOLVERINE SECURITIES, LLC|68554
RIG|TRANSOCEAN LTD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
RIG|TRANSOCEAN LTD|XIST|INSTINET, LLC|597982
RIG|TRANSOCEAN LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1361590
RIG|TRANSOCEAN LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|8667
RIG|TRANSOCEAN LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52870
RIGL|RIGEL PHARMACEUTICAL|ADAM|CANACCORD GENUITY INC.|139032
RIGL|RIGEL PHARMACEUTICAL|AGIS|Aegis Capital Corp.|4000
RIGL|RIGEL PHARMACEUTICAL|ALTX|Alternet Securities Inc.|24900
RIGL|RIGEL PHARMACEUTICAL|APCC|Apex Clearing Corporation|34098
RIGL|RIGEL PHARMACEUTICAL|BATM|CBOE TRADING, INC.|48390
RIGL|RIGEL PHARMACEUTICAL|BBNT|BB&T SECURITIES, LLC|3000
RIGL|RIGEL PHARMACEUTICAL|BERN|Sanford C. Bernstein & Co., LLC|241482
RIGL|RIGEL PHARMACEUTICAL|BIMI|Banca IMI Securities Corp.|1000
RIGL|RIGEL PHARMACEUTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52395
RIGL|RIGEL PHARMACEUTICAL|BLKX|INSTINET, LLC|57900
RIGL|RIGEL PHARMACEUTICAL|BMOC|BMO Capital Markets Corp.|1076790
RIGL|RIGEL PHARMACEUTICAL|BNPX|BNP PARIBAS SECURITIES CORP.|208839
RIGL|RIGEL PHARMACEUTICAL|BTIG|BTIG, LLC|105185
RIGL|RIGEL PHARMACEUTICAL|BYXM|CBOE TRADING, INC.|1300
RIGL|RIGEL PHARMACEUTICAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|21000
RIGL|RIGEL PHARMACEUTICAL|CHAS|Charles Schwab & Co., Inc.|4985
RIGL|RIGEL PHARMACEUTICAL|CMPT|Compass Point Research & Trading, LLC|1000
RIGL|RIGEL PHARMACEUTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|447932
RIGL|RIGEL PHARMACEUTICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
RIGL|RIGEL PHARMACEUTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1220059
RIGL|RIGEL PHARMACEUTICAL|CTDL|Citadel Derivatives Group Llc|42944
RIGL|RIGEL PHARMACEUTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|267512
RIGL|RIGEL PHARMACEUTICAL|DBAB|Deutsche Bank Securities Inc.|1191560
RIGL|RIGEL PHARMACEUTICAL|DBAX|Deutsche Bank Securities Inc.|774500
RIGL|RIGEL PHARMACEUTICAL|DCHF|Dart Executions, LLC|4472
RIGL|RIGEL PHARMACEUTICAL|DEAN|MORGAN STANLEY|11145
RIGL|RIGEL PHARMACEUTICAL|DEGS|RONIN PROFESSIONAL LLC|71937
RIGL|RIGEL PHARMACEUTICAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16024
RIGL|RIGEL PHARMACEUTICAL|EBXL|EBX LLC|732400
RIGL|RIGEL PHARMACEUTICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|74170
RIGL|RIGEL PHARMACEUTICAL|EDJO|Edward D. Jones & Co., L.P.|7617
RIGL|RIGEL PHARMACEUTICAL|EGAM|CBOE TRADING, INC.|7642
RIGL|RIGEL PHARMACEUTICAL|EGAW|CBOE TRADING, INC.|100
RIGL|RIGEL PHARMACEUTICAL|EGXM|CBOE TRADING, INC.|13879
RIGL|RIGEL PHARMACEUTICAL|EGXW|CBOE TRADING, INC.|100
RIGL|RIGEL PHARMACEUTICAL|ETBE|Electronic Transaction Clearing, Inc.|26369
RIGL|RIGEL PHARMACEUTICAL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|28676
RIGL|RIGEL PHARMACEUTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18742
RIGL|RIGEL PHARMACEUTICAL|ETRS|E*Trade Securities LLC|1546203
RIGL|RIGEL PHARMACEUTICAL|FBCO|Credit Suisse Securities (USA) LLC|2107093
RIGL|RIGEL PHARMACEUTICAL|FILL|Tradestation Securities, Inc.|40165
RIGL|RIGEL PHARMACEUTICAL|FMAF|NBCN Inc./ CDS|2000
RIGL|RIGEL PHARMACEUTICAL|FOMA|TD AMERITRADE CLEARING, INC.|1753891
RIGL|RIGEL PHARMACEUTICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1200
RIGL|RIGEL PHARMACEUTICAL|FQLS|Quantlab Securities LP|596864
RIGL|RIGEL PHARMACEUTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114835
RIGL|RIGEL PHARMACEUTICAL|FTBR|Foliofn Investments, Inc.|2031
RIGL|RIGEL PHARMACEUTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|144045
RIGL|RIGEL PHARMACEUTICAL|GLPX|ACS EXECUTION SERVICES, LLC|34266
RIGL|RIGEL PHARMACEUTICAL|GSCO|GOLDMAN SACHS & CO. LLC|4459062
RIGL|RIGEL PHARMACEUTICAL|GSCS|GOLDMAN SACHS & CO. LLC|197005
RIGL|RIGEL PHARMACEUTICAL|GSLT|GOLDMAN SACHS & CO. LLC|58123
RIGL|RIGEL PHARMACEUTICAL|GTSZ|GTS SECURITIES LLC|35640
RIGL|RIGEL PHARMACEUTICAL|HAPX|HAP Trading, LLC|973
RIGL|RIGEL PHARMACEUTICAL|HRBF|American Enterprise Investment Services Inc.|3200
RIGL|RIGEL PHARMACEUTICAL|HSBC|HSBC Securities, Inc.|800
RIGL|RIGEL PHARMACEUTICAL|IATS|INTERACTIVE BROKERS LLC|107246
RIGL|RIGEL PHARMACEUTICAL|IBKR|Interactive Brokers Llc|515662
RIGL|RIGEL PHARMACEUTICAL|ICBX|INSTINET, LLC|257046
RIGL|RIGEL PHARMACEUTICAL|IEQY|CITADEL SECURITIES LLC|176489
RIGL|RIGEL PHARMACEUTICAL|INCA|INSTINET, LLC|747821
RIGL|RIGEL PHARMACEUTICAL|INJX|INSTINET, LLC|280469
RIGL|RIGEL PHARMACEUTICAL|ITGI|ITG Inc.|95554
RIGL|RIGEL PHARMACEUTICAL|ITGP|ITG INC.|449800
RIGL|RIGEL PHARMACEUTICAL|JANY|Janney Montgomery Scott Inc.|2000
RIGL|RIGEL PHARMACEUTICAL|JEFF|JEFFERIES LLC|609978
RIGL|RIGEL PHARMACEUTICAL|JMPT|JUMP TRADING, LLC|185215
RIGL|RIGEL PHARMACEUTICAL|JPBX|J.P. MORGAN SECURITIES LLC|24550
RIGL|RIGEL PHARMACEUTICAL|JPMX|J.P. Morgan Securities LLC|1205704
RIGL|RIGEL PHARMACEUTICAL|JSJX|JANE STREET CAPITAL LLC|21929
RIGL|RIGEL PHARMACEUTICAL|KCGM|VIRTU Americas LLC|366395
RIGL|RIGEL PHARMACEUTICAL|LEER|LEERINK PARTNERS LLC|126000
RIGL|RIGEL PHARMACEUTICAL|LEHM|Barclays Capital Inc./Le|3361841
RIGL|RIGEL PHARMACEUTICAL|LIME|Lime Brokerage LLC|598234
RIGL|RIGEL PHARMACEUTICAL|LIWE|LIME BROKERAGE LLC|7143
RIGL|RIGEL PHARMACEUTICAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|288000
RIGL|RIGEL PHARMACEUTICAL|LOOP|Loop Capital Markets LLC|20094
RIGL|RIGEL PHARMACEUTICAL|LQNA|LIQUIDNET, INC.|6800
RIGL|RIGEL PHARMACEUTICAL|LSCI|Lek Securities Corporation|32500
RIGL|RIGEL PHARMACEUTICAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RIGL|RIGEL PHARMACEUTICAL|MACQ|Macquarie Capital (USA) Inc.|1726
RIGL|RIGEL PHARMACEUTICAL|MAGM|TOR BROKERAGE LLC|6000
RIGL|RIGEL PHARMACEUTICAL|MAXM|Maxim Group LLC|65786
RIGL|RIGEL PHARMACEUTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|670051
RIGL|RIGEL PHARMACEUTICAL|MOTF|MOTIF INVESTING, INC.|7
RIGL|RIGEL PHARMACEUTICAL|MSCO|MORGAN STANLEY & CO. LLC|8971306
RIGL|RIGEL PHARMACEUTICAL|MSPL|MORGAN STANLEY & CO. LLC|842100
RIGL|RIGEL PHARMACEUTICAL|MSTX|MORGAN STANLEY & CO. LLC|280700
RIGL|RIGEL PHARMACEUTICAL|NFSC|National Financial Services LLC|1202147
RIGL|RIGEL PHARMACEUTICAL|NITE|VIRTU Americas LLC|2551420
RIGL|RIGEL PHARMACEUTICAL|NITP|VIRTU Americas LLC|193203
RIGL|RIGEL PHARMACEUTICAL|NQRB|Brut, LLC|68997
RIGL|RIGEL PHARMACEUTICAL|NTRC|Northern Trust Securities, Inc.|1000
RIGL|RIGEL PHARMACEUTICAL|OPCO|Oppenheimer & Co. Inc.|12400
RIGL|RIGEL PHARMACEUTICAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RIGL|RIGEL PHARMACEUTICAL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3400
RIGL|RIGEL PHARMACEUTICAL|PDQM|CODA MARKETS, INC.|238410
RIGL|RIGEL PHARMACEUTICAL|PWJC|UBS Financial Services, Inc.|4700
RIGL|RIGEL PHARMACEUTICAL|RBCM|RBC CAPITAL MARKETS, LLC|800
RIGL|RIGEL PHARMACEUTICAL|RHCO|Suntrust Robinson Humphrey, Inc.|61800
RIGL|RIGEL PHARMACEUTICAL|SAGL|SAGETRADER, LLC|27477
RIGL|RIGEL PHARMACEUTICAL|SBSH|Citigroup Global Markets Inc.|1346143
RIGL|RIGEL PHARMACEUTICAL|SGMT|GOLDMAN SACHS & CO. LLC|446036
RIGL|RIGEL PHARMACEUTICAL|SPDR|SPEEDROUTE LLC|14349
RIGL|RIGEL PHARMACEUTICAL|STFL|Stifel, Nicolaus & Company, Incorporated|48257
RIGL|RIGEL PHARMACEUTICAL|STXG|Stockcross Financial Services, Inc.|29200
RIGL|RIGEL PHARMACEUTICAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
RIGL|RIGEL PHARMACEUTICAL|SWIM|TD Ameritrade, Inc.|938298
RIGL|RIGEL PHARMACEUTICAL|TKNG|ALLY INVEST SECURITIES LLC|36714
RIGL|RIGEL PHARMACEUTICAL|TMBR|Timber Hill LLC|127
RIGL|RIGEL PHARMACEUTICAL|TRBT|Tradebot Systems, Inc.|767421
RIGL|RIGEL PHARMACEUTICAL|TRCM|TRC MARKETS LLC|95840
RIGL|RIGEL PHARMACEUTICAL|TWTT|TASTYWORKS, INC.|16200
RIGL|RIGEL PHARMACEUTICAL|UBSA|UBS SECURITIES LLC|1993941
RIGL|RIGEL PHARMACEUTICAL|UBSS|UBS Securities LLC|3844456
RIGL|RIGEL PHARMACEUTICAL|VALX|VIRTU AMERICAS LLC|306211
RIGL|RIGEL PHARMACEUTICAL|VGRD|Vanguard Marketing Corporation|121358
RIGL|RIGEL PHARMACEUTICAL|WBPX|SUMMIT SECURITIES GROUP, LLC|200
RIGL|RIGEL PHARMACEUTICAL|WCHV|WELLS FARGO SECURITIES, LLC|4011280
RIGL|RIGEL PHARMACEUTICAL|WDNX|WEEDEN & CO.L.P.|84800
RIGL|RIGEL PHARMACEUTICAL|WEDB|WEDBUSH SECURITIES INC.|985518
RIGL|RIGEL PHARMACEUTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13537
RIGL|RIGEL PHARMACEUTICAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35841
RIGL|RIGEL PHARMACEUTICAL|WFPB|Wells Fargo Securities, LLC.|234
RIGL|RIGEL PHARMACEUTICAL|WGIF|CIBC World Markets Inc.|10100
RIGL|RIGEL PHARMACEUTICAL|WHOT|JUST2TRADE, INC.|100
RIGL|RIGEL PHARMACEUTICAL|WSEA|WOLVERINE SECURITIES, LLC|48129
RIGL|RIGEL PHARMACEUTICAL|XIST|INSTINET, LLC|180200
RIGL|RIGEL PHARMACEUTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|234030
RIGL|RIGEL PHARMACEUTICAL|YKNA|COMHAR CAPITAL MARKETS, LLC|29464
RIGS|RF STRTC INC FD|APCC|Apex Clearing Corporation|33
RIGS|RF STRTC INC FD|BANK|Primevest Financial Services, Inc.|63
RIGS|RF STRTC INC FD|BARD|Robert W. Baird & Co. Incorporated|18281
RIGS|RF STRTC INC FD|BBNT|BB&T SECURITIES, LLC|12744
RIGS|RF STRTC INC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3252
RIGS|RF STRTC INC FD|CANT|Cantor Fitzgerald & Co.|15820
RIGS|RF STRTC INC FD|CHAS|Charles Schwab & Co., Inc.|7
RIGS|RF STRTC INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
RIGS|RF STRTC INC FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
RIGS|RF STRTC INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1575
RIGS|RF STRTC INC FD|CSIN|Citadel Securities Institutional LLC|1588
RIGS|RF STRTC INC FD|DBAX|Deutsche Bank Securities Inc.|2600
RIGS|RF STRTC INC FD|DEAN|MORGAN STANLEY|6885
RIGS|RF STRTC INC FD|EBXL|EBX LLC|1400
RIGS|RF STRTC INC FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
RIGS|RF STRTC INC FD|EDJO|Edward D. Jones & Co., L.P.|5174
RIGS|RF STRTC INC FD|ESPO|ESPOSITO SECURITIES, LLC|8
RIGS|RF STRTC INC FD|ETRS|E*Trade Securities LLC|3671
RIGS|RF STRTC INC FD|FMAF|NBCN Inc./ CDS|1000
RIGS|RF STRTC INC FD|FTBR|Foliofn Investments, Inc.|600
RIGS|RF STRTC INC FD|IATS|INTERACTIVE BROKERS LLC|19
RIGS|RF STRTC INC FD|IBKR|Interactive Brokers Llc|429
RIGS|RF STRTC INC FD|ICBX|INSTINET, LLC|2412
RIGS|RF STRTC INC FD|INCA|INSTINET, LLC|2700
RIGS|RF STRTC INC FD|ITGI|ITG Inc.|200
RIGS|RF STRTC INC FD|JANY|Janney Montgomery Scott Inc.|4104
RIGS|RF STRTC INC FD|JPMX|J.P. Morgan Securities LLC|2892
RIGS|RF STRTC INC FD|JSJX|JANE STREET CAPITAL LLC|24655
RIGS|RF STRTC INC FD|KCGM|VIRTU Americas LLC|4642
RIGS|RF STRTC INC FD|LEHM|Barclays Capital Inc./Le|8200
RIGS|RF STRTC INC FD|LIME|Lime Brokerage LLC|1006
RIGS|RF STRTC INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|237
RIGS|RF STRTC INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
RIGS|RF STRTC INC FD|MSCO|MORGAN STANLEY & CO. LLC|48868
RIGS|RF STRTC INC FD|MSPL|MORGAN STANLEY & CO. LLC|600
RIGS|RF STRTC INC FD|NFSC|National Financial Services LLC|112091
RIGS|RF STRTC INC FD|NITE|VIRTU Americas LLC|78541
RIGS|RF STRTC INC FD|OPCO|Oppenheimer & Co. Inc.|203
RIGS|RF STRTC INC FD|RBCM|RBC CAPITAL MARKETS, LLC|22184
RIGS|RF STRTC INC FD|SGMT|GOLDMAN SACHS & CO. LLC|788
RIGS|RF STRTC INC FD|SPDR|SPEEDROUTE LLC|353
RIGS|RF STRTC INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|4269
RIGS|RF STRTC INC FD|SWIM|TD Ameritrade, Inc.|287
RIGS|RF STRTC INC FD|SWST|Hilltop Securities Inc.|3202
RIGS|RF STRTC INC FD|UBSA|UBS SECURITIES LLC|11887
RIGS|RF STRTC INC FD|UBSS|UBS Securities LLC|12571
RIGS|RF STRTC INC FD|VGRD|Vanguard Marketing Corporation|4
RIGS|RF STRTC INC FD|WCHV|WELLS FARGO SECURITIES, LLC|3157
RIGS|RF STRTC INC FD|WEDB|WEDBUSH SECURITIES INC.|276
RIGS|RF STRTC INC FD|WSEA|WOLVERINE SECURITIES, LLC|1
RIGS|RF STRTC INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
RIGS|RF STRTC INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29639
RILY|B. RILEY FINANCL CMN|ALTX|Alternet Securities Inc.|1459
RILY|B. RILEY FINANCL CMN|APCC|Apex Clearing Corporation|1450
RILY|B. RILEY FINANCL CMN|AQUA|AQUA SECURITIES L.P.|4000
RILY|B. RILEY FINANCL CMN|BARD|Robert W. Baird & Co. Incorporated|3
RILY|B. RILEY FINANCL CMN|BATM|CBOE TRADING, INC.|100
RILY|B. RILEY FINANCL CMN|BAYC|BAY CREST PARTNERS, LLC|227
RILY|B. RILEY FINANCL CMN|BERN|Sanford C. Bernstein & Co., LLC|3600
RILY|B. RILEY FINANCL CMN|BIDS|BIDS TRADING L.P.|5000
RILY|B. RILEY FINANCL CMN|BKCM|BNY Mellon Capital Markets LLC|435
RILY|B. RILEY FINANCL CMN|BLKX|INSTINET, LLC|11744
RILY|B. RILEY FINANCL CMN|BMOC|BMO Capital Markets Corp.|3284
RILY|B. RILEY FINANCL CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2327
RILY|B. RILEY FINANCL CMN|BTIG|BTIG, LLC|11757
RILY|B. RILEY FINANCL CMN|BZYD|GOLDMAN SACHS & CO. LLC|696
RILY|B. RILEY FINANCL CMN|CANT|Cantor Fitzgerald & Co.|300
RILY|B. RILEY FINANCL CMN|CHAS|Charles Schwab & Co., Inc.|1301
RILY|B. RILEY FINANCL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7639
RILY|B. RILEY FINANCL CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
RILY|B. RILEY FINANCL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17712
RILY|B. RILEY FINANCL CMN|CTDL|Citadel Derivatives Group Llc|1016
RILY|B. RILEY FINANCL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7558
RILY|B. RILEY FINANCL CMN|DBAB|Deutsche Bank Securities Inc.|42302
RILY|B. RILEY FINANCL CMN|DBAX|Deutsche Bank Securities Inc.|17300
RILY|B. RILEY FINANCL CMN|DEAN|MORGAN STANLEY|134
RILY|B. RILEY FINANCL CMN|DEGS|RONIN PROFESSIONAL LLC|5729
RILY|B. RILEY FINANCL CMN|EBXL|EBX LLC|9800
RILY|B. RILEY FINANCL CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|241
RILY|B. RILEY FINANCL CMN|EDJO|Edward D. Jones & Co., L.P.|545
RILY|B. RILEY FINANCL CMN|EGAM|CBOE TRADING, INC.|837
RILY|B. RILEY FINANCL CMN|EGXM|CBOE TRADING, INC.|1128
RILY|B. RILEY FINANCL CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
RILY|B. RILEY FINANCL CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
RILY|B. RILEY FINANCL CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
RILY|B. RILEY FINANCL CMN|ETRS|E*Trade Securities LLC|6823
RILY|B. RILEY FINANCL CMN|FBCO|Credit Suisse Securities (USA) LLC|52258
RILY|B. RILEY FINANCL CMN|FILL|Tradestation Securities, Inc.|9565
RILY|B. RILEY FINANCL CMN|FOMA|TD AMERITRADE CLEARING, INC.|16350
RILY|B. RILEY FINANCL CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9
RILY|B. RILEY FINANCL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7233
RILY|B. RILEY FINANCL CMN|FTBR|Foliofn Investments, Inc.|3
RILY|B. RILEY FINANCL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7685
RILY|B. RILEY FINANCL CMN|GLPX|ACS EXECUTION SERVICES, LLC|500
RILY|B. RILEY FINANCL CMN|GSCO|GOLDMAN SACHS & CO. LLC|97188
RILY|B. RILEY FINANCL CMN|GSCS|GOLDMAN SACHS & CO. LLC|6385
RILY|B. RILEY FINANCL CMN|GSLT|GOLDMAN SACHS & CO. LLC|2149
RILY|B. RILEY FINANCL CMN|GTSZ|GTS SECURITIES LLC|7929
RILY|B. RILEY FINANCL CMN|IATS|INTERACTIVE BROKERS LLC|810
RILY|B. RILEY FINANCL CMN|IBKR|Interactive Brokers Llc|14626
RILY|B. RILEY FINANCL CMN|ICBX|INSTINET, LLC|15000
RILY|B. RILEY FINANCL CMN|IEQY|CITADEL SECURITIES LLC|4921
RILY|B. RILEY FINANCL CMN|INCA|INSTINET, LLC|30117
RILY|B. RILEY FINANCL CMN|INJX|INSTINET, LLC|1194
RILY|B. RILEY FINANCL CMN|ITGI|ITG Inc.|26092
RILY|B. RILEY FINANCL CMN|ITGP|ITG INC.|57600
RILY|B. RILEY FINANCL CMN|JEFF|JEFFERIES LLC|18022
RILY|B. RILEY FINANCL CMN|JONE|JonesTrading|1380
RILY|B. RILEY FINANCL CMN|JPMX|J.P. Morgan Securities LLC|7299
RILY|B. RILEY FINANCL CMN|JSJX|JANE STREET CAPITAL LLC|1914
RILY|B. RILEY FINANCL CMN|KCGM|VIRTU Americas LLC|780
RILY|B. RILEY FINANCL CMN|LEHM|Barclays Capital Inc./Le|57174
RILY|B. RILEY FINANCL CMN|LIME|Lime Brokerage LLC|60900
RILY|B. RILEY FINANCL CMN|LMGP|LIME BROKERAGE LLC|7892
RILY|B. RILEY FINANCL CMN|LQNA|LIQUIDNET, INC.|18000
RILY|B. RILEY FINANCL CMN|LQNB|LIQUIDNET, INC.|9000
RILY|B. RILEY FINANCL CMN|MAXM|Maxim Group LLC|2090
RILY|B. RILEY FINANCL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9744
RILY|B. RILEY FINANCL CMN|MSCO|MORGAN STANLEY & CO. LLC|133934
RILY|B. RILEY FINANCL CMN|MSPL|MORGAN STANLEY & CO. LLC|11600
RILY|B. RILEY FINANCL CMN|MSTX|MORGAN STANLEY & CO. LLC|1400
RILY|B. RILEY FINANCL CMN|NFSC|National Financial Services LLC|47503
RILY|B. RILEY FINANCL CMN|NITE|VIRTU Americas LLC|58899
RILY|B. RILEY FINANCL CMN|NITP|VIRTU Americas LLC|2310
RILY|B. RILEY FINANCL CMN|NQRB|Brut, LLC|200
RILY|B. RILEY FINANCL CMN|OPCO|Oppenheimer & Co. Inc.|43
RILY|B. RILEY FINANCL CMN|PDQM|CODA MARKETS, INC.|5931
RILY|B. RILEY FINANCL CMN|RBCM|RBC CAPITAL MARKETS, LLC|350
RILY|B. RILEY FINANCL CMN|RILY|B. RILEY FBR, INC.|15500
RILY|B. RILEY FINANCL CMN|SAGW|SAGETRADER, LLC|500
RILY|B. RILEY FINANCL CMN|SBSH|Citigroup Global Markets Inc.|31304
RILY|B. RILEY FINANCL CMN|SGMT|GOLDMAN SACHS & CO. LLC|2998
RILY|B. RILEY FINANCL CMN|SPDR|SPEEDROUTE LLC|2876
RILY|B. RILEY FINANCL CMN|SWIM|TD Ameritrade, Inc.|490
RILY|B. RILEY FINANCL CMN|SWST|Hilltop Securities Inc.|358
RILY|B. RILEY FINANCL CMN|TKNG|ALLY INVEST SECURITIES LLC|20
RILY|B. RILEY FINANCL CMN|TOUR|TOURMALINE PARTNERS, LLC|18800
RILY|B. RILEY FINANCL CMN|TRBT|Tradebot Systems, Inc.|1362
RILY|B. RILEY FINANCL CMN|TRCM|TRC MARKETS LLC|28267
RILY|B. RILEY FINANCL CMN|UBSA|UBS SECURITIES LLC|58037
RILY|B. RILEY FINANCL CMN|UBSS|UBS Securities LLC|162960
RILY|B. RILEY FINANCL CMN|VALX|VIRTU AMERICAS LLC|2351
RILY|B. RILEY FINANCL CMN|VGRD|Vanguard Marketing Corporation|215
RILY|B. RILEY FINANCL CMN|WABR|Wall Street Access|1400
RILY|B. RILEY FINANCL CMN|WCHV|WELLS FARGO SECURITIES, LLC|6590
RILY|B. RILEY FINANCL CMN|WDNX|WEEDEN & CO.L.P.|5000
RILY|B. RILEY FINANCL CMN|WGIF|CIBC World Markets Inc.|260
RILY|B. RILEY FINANCL CMN|XIST|INSTINET, LLC|3992
RILY|B. RILEY FINANCL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|15844
RILY|B. RILEY FINANCL CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
RILY|B. RILEY FINANCL CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78
RILYG|B RILEY FN 7.5 SR NT|AGIS|Aegis Capital Corp.|150
RILYG|B RILEY FN 7.5 SR NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3540
RILYG|B RILEY FN 7.5 SR NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19109
RILYG|B RILEY FN 7.5 SR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5156
RILYG|B RILEY FN 7.5 SR NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
RILYG|B RILEY FN 7.5 SR NT|DBAX|Deutsche Bank Securities Inc.|1300
RILYG|B RILEY FN 7.5 SR NT|EBXL|EBX LLC|1600
RILYG|B RILEY FN 7.5 SR NT|EDJO|Edward D. Jones & Co., L.P.|200
RILYG|B RILEY FN 7.5 SR NT|ETRS|E*Trade Securities LLC|2250
RILYG|B RILEY FN 7.5 SR NT|FBCO|Credit Suisse Securities (USA) LLC|2350
RILYG|B RILEY FN 7.5 SR NT|FBRC|B. RILEY FBR, INC.|856
RILYG|B RILEY FN 7.5 SR NT|FOMA|TD AMERITRADE CLEARING, INC.|7303
RILYG|B RILEY FN 7.5 SR NT|GSCS|GOLDMAN SACHS & CO. LLC|1400
RILYG|B RILEY FN 7.5 SR NT|GTSZ|GTS SECURITIES LLC|1000
RILYG|B RILEY FN 7.5 SR NT|HRBF|American Enterprise Investment Services Inc.|2040
RILYG|B RILEY FN 7.5 SR NT|IBKR|Interactive Brokers Llc|4392
RILYG|B RILEY FN 7.5 SR NT|ICBX|INSTINET, LLC|2312
RILYG|B RILEY FN 7.5 SR NT|INCA|INSTINET, LLC|2865
RILYG|B RILEY FN 7.5 SR NT|ITGI|ITG Inc.|1226
RILYG|B RILEY FN 7.5 SR NT|JANY|Janney Montgomery Scott Inc.|700
RILYG|B RILEY FN 7.5 SR NT|JPMX|J.P. Morgan Securities LLC|400
RILYG|B RILEY FN 7.5 SR NT|KCGM|VIRTU Americas LLC|2015
RILYG|B RILEY FN 7.5 SR NT|LEHM|Barclays Capital Inc./Le|400
RILYG|B RILEY FN 7.5 SR NT|LIME|Lime Brokerage LLC|2872
RILYG|B RILEY FN 7.5 SR NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
RILYG|B RILEY FN 7.5 SR NT|MSCO|MORGAN STANLEY & CO. LLC|5241
RILYG|B RILEY FN 7.5 SR NT|NFSC|National Financial Services LLC|3996
RILYG|B RILEY FN 7.5 SR NT|NITE|VIRTU Americas LLC|28335
RILYG|B RILEY FN 7.5 SR NT|RAJA|Raymond James & Associates, Inc.|2380
RILYG|B RILEY FN 7.5 SR NT|RBCM|RBC CAPITAL MARKETS, LLC|7500
RILYG|B RILEY FN 7.5 SR NT|SGMT|GOLDMAN SACHS & CO. LLC|1000
RILYG|B RILEY FN 7.5 SR NT|STFL|Stifel, Nicolaus & Company, Incorporated|2800
RILYG|B RILEY FN 7.5 SR NT|SWST|Hilltop Securities Inc.|100
RILYG|B RILEY FN 7.5 SR NT|TRBT|Tradebot Systems, Inc.|100
RILYG|B RILEY FN 7.5 SR NT|UBSA|UBS SECURITIES LLC|9815
RILYG|B RILEY FN 7.5 SR NT|UBSS|UBS Securities LLC|4182
RILYG|B RILEY FN 7.5 SR NT|VGRD|Vanguard Marketing Corporation|2652
RILYG|B RILEY FN 7.5 SR NT|WCHV|WELLS FARGO SECURITIES, LLC|13299
RILYG|B RILEY FN 7.5 SR NT|WEDB|WEDBUSH SECURITIES INC.|2300
RILYG|B RILEY FN 7.5 SR NT|WGIF|CIBC World Markets Inc.|600
RILYG|B RILEY FN 7.5 SR NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
RILYG|B RILEY FN 7.5 SR NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
RILYH|B RLY 7.375 SN 2023|AGIS|Aegis Capital Corp.|3475
RILYH|B RLY 7.375 SN 2023|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4650
RILYH|B RLY 7.375 SN 2023|CANT|Cantor Fitzgerald & Co.|2200
RILYH|B RLY 7.375 SN 2023|CHAS|Charles Schwab & Co., Inc.|2200
RILYH|B RLY 7.375 SN 2023|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23864
RILYH|B RLY 7.375 SN 2023|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4200
RILYH|B RLY 7.375 SN 2023|CXCX|CITIGROUP GLOBAL MARKETS INC.|316
RILYH|B RLY 7.375 SN 2023|DBAX|Deutsche Bank Securities Inc.|3900
RILYH|B RLY 7.375 SN 2023|DEAN|MORGAN STANLEY|50
RILYH|B RLY 7.375 SN 2023|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
RILYH|B RLY 7.375 SN 2023|EBXL|EBX LLC|2800
RILYH|B RLY 7.375 SN 2023|ETRS|E*Trade Securities LLC|7300
RILYH|B RLY 7.375 SN 2023|FBCO|Credit Suisse Securities (USA) LLC|1755
RILYH|B RLY 7.375 SN 2023|FOMA|TD AMERITRADE CLEARING, INC.|8626
RILYH|B RLY 7.375 SN 2023|GTSZ|GTS SECURITIES LLC|100
RILYH|B RLY 7.375 SN 2023|HRBF|American Enterprise Investment Services Inc.|1100
RILYH|B RLY 7.375 SN 2023|IBKR|Interactive Brokers Llc|14821
RILYH|B RLY 7.375 SN 2023|ICBX|INSTINET, LLC|546
RILYH|B RLY 7.375 SN 2023|INCA|INSTINET, LLC|3600
RILYH|B RLY 7.375 SN 2023|JANY|Janney Montgomery Scott Inc.|40724
RILYH|B RLY 7.375 SN 2023|JPMX|J.P. Morgan Securities LLC|1188
RILYH|B RLY 7.375 SN 2023|KCGM|VIRTU Americas LLC|3500
RILYH|B RLY 7.375 SN 2023|LEHM|Barclays Capital Inc./Le|200
RILYH|B RLY 7.375 SN 2023|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
RILYH|B RLY 7.375 SN 2023|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8514
RILYH|B RLY 7.375 SN 2023|MSCO|MORGAN STANLEY & CO. LLC|19280
RILYH|B RLY 7.375 SN 2023|NFSC|National Financial Services LLC|4126
RILYH|B RLY 7.375 SN 2023|NITE|VIRTU Americas LLC|34743
RILYH|B RLY 7.375 SN 2023|NQRB|Brut, LLC|4415
RILYH|B RLY 7.375 SN 2023|OPCO|Oppenheimer & Co. Inc.|150
RILYH|B RLY 7.375 SN 2023|PDQM|CODA MARKETS, INC.|100
RILYH|B RLY 7.375 SN 2023|RAJA|Raymond James & Associates, Inc.|4503
RILYH|B RLY 7.375 SN 2023|RBCM|RBC CAPITAL MARKETS, LLC|375
RILYH|B RLY 7.375 SN 2023|SALI|INTL FCSTONE FINANCIAL INC.|801
RILYH|B RLY 7.375 SN 2023|SGMT|GOLDMAN SACHS & CO. LLC|1400
RILYH|B RLY 7.375 SN 2023|SPDR|SPEEDROUTE LLC|400
RILYH|B RLY 7.375 SN 2023|STFL|Stifel, Nicolaus & Company, Incorporated|1300
RILYH|B RLY 7.375 SN 2023|SWST|Hilltop Securities Inc.|1300
RILYH|B RLY 7.375 SN 2023|UBSA|UBS SECURITIES LLC|14735
RILYH|B RLY 7.375 SN 2023|UBSS|UBS Securities LLC|18009
RILYH|B RLY 7.375 SN 2023|VNDM|Wall Street Access|900
RILYH|B RLY 7.375 SN 2023|WBLR|WILLIAM BLAIR|1800
RILYH|B RLY 7.375 SN 2023|WCHV|WELLS FARGO SECURITIES, LLC|16011
RILYH|B RLY 7.375 SN 2023|WEDB|WEDBUSH SECURITIES INC.|4650
RILYH|B RLY 7.375 SN 2023|XSTM|NATIONAL FINANCIAL SERVICES LLC|3320
RILYL|B RILEY FN 7.5 SR NT|BANK|Primevest Financial Services, Inc.|243
RILYL|B RILEY FN 7.5 SR NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26
RILYL|B RILEY FN 7.5 SR NT|CHAS|Charles Schwab & Co., Inc.|2225
RILYL|B RILEY FN 7.5 SR NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17471
RILYL|B RILEY FN 7.5 SR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12016
RILYL|B RILEY FN 7.5 SR NT|DBAX|Deutsche Bank Securities Inc.|1600
RILYL|B RILEY FN 7.5 SR NT|EBXL|EBX LLC|1100
RILYL|B RILEY FN 7.5 SR NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1230
RILYL|B RILEY FN 7.5 SR NT|EGXW|CBOE TRADING, INC.|1500
RILYL|B RILEY FN 7.5 SR NT|ETRS|E*Trade Securities LLC|500
RILYL|B RILEY FN 7.5 SR NT|FBCO|Credit Suisse Securities (USA) LLC|2369
RILYL|B RILEY FN 7.5 SR NT|FBRC|B. RILEY FBR, INC.|3416
RILYL|B RILEY FN 7.5 SR NT|FOMA|TD AMERITRADE CLEARING, INC.|7984
RILYL|B RILEY FN 7.5 SR NT|GSCO|GOLDMAN SACHS & CO. LLC|1000
RILYL|B RILEY FN 7.5 SR NT|HRBF|American Enterprise Investment Services Inc.|153
RILYL|B RILEY FN 7.5 SR NT|IBKR|Interactive Brokers Llc|29101
RILYL|B RILEY FN 7.5 SR NT|ICBX|INSTINET, LLC|2080
RILYL|B RILEY FN 7.5 SR NT|INCA|INSTINET, LLC|5700
RILYL|B RILEY FN 7.5 SR NT|ITGI|ITG Inc.|4232
RILYL|B RILEY FN 7.5 SR NT|ITGP|ITG INC.|9000
RILYL|B RILEY FN 7.5 SR NT|LIME|Lime Brokerage LLC|2495
RILYL|B RILEY FN 7.5 SR NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
RILYL|B RILEY FN 7.5 SR NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
RILYL|B RILEY FN 7.5 SR NT|MSCO|MORGAN STANLEY & CO. LLC|15665
RILYL|B RILEY FN 7.5 SR NT|NFSC|National Financial Services LLC|9708
RILYL|B RILEY FN 7.5 SR NT|NITE|VIRTU Americas LLC|10194
RILYL|B RILEY FN 7.5 SR NT|UBSS|UBS Securities LLC|3923
RILYL|B RILEY FN 7.5 SR NT|VGRD|Vanguard Marketing Corporation|3300
RILYL|B RILEY FN 7.5 SR NT|WBLR|WILLIAM BLAIR|390
RILYL|B RILEY FN 7.5 SR NT|WCHV|WELLS FARGO SECURITIES, LLC|1190
RILYL|B RILEY FN 7.5 SR NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|3156
RILYL|B RILEY FN 7.5 SR NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65
RILYZ|B. RILEY FNCL 7.5 NT|BYXM|CBOE TRADING, INC.|50
RILYZ|B. RILEY FNCL 7.5 NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29737
RILYZ|B. RILEY FNCL 7.5 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3987
RILYZ|B. RILEY FNCL 7.5 NT|DBAX|Deutsche Bank Securities Inc.|1800
RILYZ|B. RILEY FNCL 7.5 NT|EBXL|EBX LLC|5100
RILYZ|B. RILEY FNCL 7.5 NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|4457
RILYZ|B. RILEY FNCL 7.5 NT|EDJO|Edward D. Jones & Co., L.P.|1200
RILYZ|B. RILEY FNCL 7.5 NT|ETRS|E*Trade Securities LLC|4685
RILYZ|B. RILEY FNCL 7.5 NT|FBCO|Credit Suisse Securities (USA) LLC|4175
RILYZ|B. RILEY FNCL 7.5 NT|FBRC|B. RILEY FBR, INC.|1000
RILYZ|B. RILEY FNCL 7.5 NT|FOMA|TD AMERITRADE CLEARING, INC.|15564
RILYZ|B. RILEY FNCL 7.5 NT|GEBB|GLOBAL EXECUTION BROKERS, LP|383
RILYZ|B. RILEY FNCL 7.5 NT|GTSZ|GTS SECURITIES LLC|1165
RILYZ|B. RILEY FNCL 7.5 NT|HRBF|American Enterprise Investment Services Inc.|1487
RILYZ|B. RILEY FNCL 7.5 NT|IATS|INTERACTIVE BROKERS LLC|100
RILYZ|B. RILEY FNCL 7.5 NT|IBKR|Interactive Brokers Llc|27526
RILYZ|B. RILEY FNCL 7.5 NT|ICBX|INSTINET, LLC|2732
RILYZ|B. RILEY FNCL 7.5 NT|INCA|INSTINET, LLC|2300
RILYZ|B. RILEY FNCL 7.5 NT|JPMX|J.P. Morgan Securities LLC|2822
RILYZ|B. RILEY FNCL 7.5 NT|KCGM|VIRTU Americas LLC|5471
RILYZ|B. RILEY FNCL 7.5 NT|LIME|Lime Brokerage LLC|2406
RILYZ|B. RILEY FNCL 7.5 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
RILYZ|B. RILEY FNCL 7.5 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
RILYZ|B. RILEY FNCL 7.5 NT|MSCO|MORGAN STANLEY & CO. LLC|24502
RILYZ|B. RILEY FNCL 7.5 NT|NFSC|National Financial Services LLC|9792
RILYZ|B. RILEY FNCL 7.5 NT|NITE|VIRTU Americas LLC|32011
RILYZ|B. RILEY FNCL 7.5 NT|NQRB|Brut, LLC|900
RILYZ|B. RILEY FNCL 7.5 NT|PCPT|PHILLIP CAPITAL INC.|1140
RILYZ|B. RILEY FNCL 7.5 NT|RBCM|RBC CAPITAL MARKETS, LLC|800
RILYZ|B. RILEY FNCL 7.5 NT|SBSH|Citigroup Global Markets Inc.|1155
RILYZ|B. RILEY FNCL 7.5 NT|SGMT|GOLDMAN SACHS & CO. LLC|925
RILYZ|B. RILEY FNCL 7.5 NT|SPDR|SPEEDROUTE LLC|300
RILYZ|B. RILEY FNCL 7.5 NT|STFL|Stifel, Nicolaus & Company, Incorporated|400
RILYZ|B. RILEY FNCL 7.5 NT|SWIM|TD Ameritrade, Inc.|1000
RILYZ|B. RILEY FNCL 7.5 NT|TRBT|Tradebot Systems, Inc.|300
RILYZ|B. RILEY FNCL 7.5 NT|UBSA|UBS SECURITIES LLC|12383
RILYZ|B. RILEY FNCL 7.5 NT|UBSS|UBS Securities LLC|11867
RILYZ|B. RILEY FNCL 7.5 NT|VGRD|Vanguard Marketing Corporation|200
RILYZ|B. RILEY FNCL 7.5 NT|WCHV|WELLS FARGO SECURITIES, LLC|18977
RILYZ|B. RILEY FNCL 7.5 NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|2120
RILYZ|B. RILEY FNCL 7.5 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
RINF|PROSHARES INFLAT|APCC|Apex Clearing Corporation|5
RINF|PROSHARES INFLAT|CANT|Cantor Fitzgerald & Co.|16
RINF|PROSHARES INFLAT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7
RINF|PROSHARES INFLAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|556
RINF|PROSHARES INFLAT|DBAX|Deutsche Bank Securities Inc.|200
RINF|PROSHARES INFLAT|ETRS|E*Trade Securities LLC|203
RINF|PROSHARES INFLAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2061
RINF|PROSHARES INFLAT|FTBR|Foliofn Investments, Inc.|69
RINF|PROSHARES INFLAT|GSCO|GOLDMAN SACHS & CO. LLC|400
RINF|PROSHARES INFLAT|IBKR|Interactive Brokers Llc|6004
RINF|PROSHARES INFLAT|JSJX|JANE STREET CAPITAL LLC|14932
RINF|PROSHARES INFLAT|KCGM|VIRTU Americas LLC|1350
RINF|PROSHARES INFLAT|LEHM|Barclays Capital Inc./Le|1000
RINF|PROSHARES INFLAT|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2338
RINF|PROSHARES INFLAT|LIME|Lime Brokerage LLC|104
RINF|PROSHARES INFLAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
RINF|PROSHARES INFLAT|NFSC|National Financial Services LLC|1664
RINF|PROSHARES INFLAT|NITE|VIRTU Americas LLC|4650
RINF|PROSHARES INFLAT|PDQM|CODA MARKETS, INC.|2080
RINF|PROSHARES INFLAT|SBSH|Citigroup Global Markets Inc.|1
RINF|PROSHARES INFLAT|SGMT|GOLDMAN SACHS & CO. LLC|200
RINF|PROSHARES INFLAT|SWIM|TD Ameritrade, Inc.|100
RINF|PROSHARES INFLAT|UBSA|UBS SECURITIES LLC|1671
RINF|PROSHARES INFLAT|UBSS|UBS Securities LLC|669
RINF|PROSHARES INFLAT|VGRD|Vanguard Marketing Corporation|1000
RINF|PROSHARES INFLAT|WCHV|WELLS FARGO SECURITIES, LLC|2021
RINF|PROSHARES INFLAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
RINF|PROSHARES INFLAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
RING|ISHARES MSCI GOLD|ALTX|Alternet Securities Inc.|400
RING|ISHARES MSCI GOLD|APCC|Apex Clearing Corporation|48
RING|ISHARES MSCI GOLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3351
RING|ISHARES MSCI GOLD|BYXM|CBOE TRADING, INC.|100
RING|ISHARES MSCI GOLD|CANT|Cantor Fitzgerald & Co.|15215
RING|ISHARES MSCI GOLD|CHAS|Charles Schwab & Co., Inc.|2
RING|ISHARES MSCI GOLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
RING|ISHARES MSCI GOLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
RING|ISHARES MSCI GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|136714
RING|ISHARES MSCI GOLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
RING|ISHARES MSCI GOLD|DBAB|Deutsche Bank Securities Inc.|179101
RING|ISHARES MSCI GOLD|DBAX|Deutsche Bank Securities Inc.|113800
RING|ISHARES MSCI GOLD|DEAN|MORGAN STANLEY|70
RING|ISHARES MSCI GOLD|DEGS|RONIN PROFESSIONAL LLC|200
RING|ISHARES MSCI GOLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|102
RING|ISHARES MSCI GOLD|EBXL|EBX LLC|2600
RING|ISHARES MSCI GOLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
RING|ISHARES MSCI GOLD|EDJO|Edward D. Jones & Co., L.P.|2817
RING|ISHARES MSCI GOLD|EGAM|CBOE TRADING, INC.|1484
RING|ISHARES MSCI GOLD|ETBE|Electronic Transaction Clearing, Inc.|6656
RING|ISHARES MSCI GOLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|967
RING|ISHARES MSCI GOLD|ETRS|E*Trade Securities LLC|752
RING|ISHARES MSCI GOLD|FBCO|Credit Suisse Securities (USA) LLC|106599
RING|ISHARES MSCI GOLD|FIDT|Fidelity Clearing Canada ULC./ CDS|500
RING|ISHARES MSCI GOLD|FILL|Tradestation Securities, Inc.|1400
RING|ISHARES MSCI GOLD|FOMA|TD AMERITRADE CLEARING, INC.|15649
RING|ISHARES MSCI GOLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49533
RING|ISHARES MSCI GOLD|FTBR|Foliofn Investments, Inc.|26
RING|ISHARES MSCI GOLD|GEBB|GLOBAL EXECUTION BROKERS, LP|190523
RING|ISHARES MSCI GOLD|GLPX|ACS EXECUTION SERVICES, LLC|3347
RING|ISHARES MSCI GOLD|GSCO|GOLDMAN SACHS & CO. LLC|30394
RING|ISHARES MSCI GOLD|GSCS|GOLDMAN SACHS & CO. LLC|4059
RING|ISHARES MSCI GOLD|GSLT|GOLDMAN SACHS & CO. LLC|400
RING|ISHARES MSCI GOLD|GTSZ|GTS SECURITIES LLC|3408
RING|ISHARES MSCI GOLD|IBKR|Interactive Brokers Llc|8475
RING|ISHARES MSCI GOLD|ICBX|INSTINET, LLC|2400
RING|ISHARES MSCI GOLD|INCA|INSTINET, LLC|10815
RING|ISHARES MSCI GOLD|ITGI|ITG Inc.|7917
RING|ISHARES MSCI GOLD|ITGP|ITG INC.|384000
RING|ISHARES MSCI GOLD|JMPT|JUMP TRADING, LLC|2354
RING|ISHARES MSCI GOLD|JSEB|JANE STREET EXECUTION SERVICES, LLC|396959
RING|ISHARES MSCI GOLD|JSJX|JANE STREET CAPITAL LLC|299439
RING|ISHARES MSCI GOLD|KCGM|VIRTU Americas LLC|128
RING|ISHARES MSCI GOLD|LEHM|Barclays Capital Inc./Le|1600
RING|ISHARES MSCI GOLD|LIME|Lime Brokerage LLC|138775
RING|ISHARES MSCI GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99164
RING|ISHARES MSCI GOLD|MOTF|MOTIF INVESTING, INC.|1
RING|ISHARES MSCI GOLD|MSCO|MORGAN STANLEY & CO. LLC|68838
RING|ISHARES MSCI GOLD|MSPL|MORGAN STANLEY & CO. LLC|1400
RING|ISHARES MSCI GOLD|NFSC|National Financial Services LLC|139413
RING|ISHARES MSCI GOLD|NITE|VIRTU Americas LLC|137536
RING|ISHARES MSCI GOLD|NITP|VIRTU Americas LLC|43716
RING|ISHARES MSCI GOLD|OLDM|OLD MISSION CAPITAL, LLC|1061061
RING|ISHARES MSCI GOLD|OPCO|Oppenheimer & Co. Inc.|807
RING|ISHARES MSCI GOLD|PDQM|CODA MARKETS, INC.|9264
RING|ISHARES MSCI GOLD|PWJC|UBS Financial Services, Inc.|50
RING|ISHARES MSCI GOLD|RAJA|Raymond James & Associates, Inc.|3408
RING|ISHARES MSCI GOLD|RBCM|RBC CAPITAL MARKETS, LLC|4359
RING|ISHARES MSCI GOLD|RHOX|XR Securities LLC|22629
RING|ISHARES MSCI GOLD|SAGL|SAGETRADER, LLC|9960
RING|ISHARES MSCI GOLD|SBSH|Citigroup Global Markets Inc.|1075
RING|ISHARES MSCI GOLD|SCMC|Scotia Capital Markets (USA) Inc.|289200
RING|ISHARES MSCI GOLD|SGMT|GOLDMAN SACHS & CO. LLC|142589
RING|ISHARES MSCI GOLD|SPDR|SPEEDROUTE LLC|200
RING|ISHARES MSCI GOLD|STFL|Stifel, Nicolaus & Company, Incorporated|500
RING|ISHARES MSCI GOLD|SWIM|TD Ameritrade, Inc.|4008
RING|ISHARES MSCI GOLD|SWST|Hilltop Securities Inc.|3700
RING|ISHARES MSCI GOLD|TKNG|ALLY INVEST SECURITIES LLC|170
RING|ISHARES MSCI GOLD|TRBT|Tradebot Systems, Inc.|3300
RING|ISHARES MSCI GOLD|TRCM|TRC MARKETS LLC|7378
RING|ISHARES MSCI GOLD|UBSS|UBS Securities LLC|576661
RING|ISHARES MSCI GOLD|VALX|VIRTU AMERICAS LLC|2219
RING|ISHARES MSCI GOLD|VGRD|Vanguard Marketing Corporation|1846
RING|ISHARES MSCI GOLD|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
RING|ISHARES MSCI GOLD|WCHV|WELLS FARGO SECURITIES, LLC|2033
RING|ISHARES MSCI GOLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|132
RING|ISHARES MSCI GOLD|WSEA|WOLVERINE SECURITIES, LLC|1
RING|ISHARES MSCI GOLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1012
RING|ISHARES MSCI GOLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1090
RIO|RIO TINTO PLC ADS|ADAM|CANACCORD GENUITY INC.|8400
RIO|RIO TINTO PLC ADS|ALTX|Alternet Securities Inc.|18238
RIO|RIO TINTO PLC ADS|APCC|Apex Clearing Corporation|68677
RIO|RIO TINTO PLC ADS|BALE|M&T SECURITIES, INC.|7880
RIO|RIO TINTO PLC ADS|BANK|Primevest Financial Services, Inc.|149
RIO|RIO TINTO PLC ADS|BARD|Robert W. Baird & Co. Incorporated|3744
RIO|RIO TINTO PLC ADS|BATM|CBOE TRADING, INC.|14153
RIO|RIO TINTO PLC ADS|BAYT|BTIG, LLC|2300
RIO|RIO TINTO PLC ADS|BBNT|BB&T SECURITIES, LLC|645
RIO|RIO TINTO PLC ADS|BERN|Sanford C. Bernstein & Co., LLC|111280
RIO|RIO TINTO PLC ADS|BIDS|BIDS TRADING L.P.|200
RIO|RIO TINTO PLC ADS|BIMI|Banca IMI Securities Corp.|1890
RIO|RIO TINTO PLC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18246
RIO|RIO TINTO PLC ADS|BTIG|BTIG, LLC|20307
RIO|RIO TINTO PLC ADS|BYXM|CBOE TRADING, INC.|4611
RIO|RIO TINTO PLC ADS|BZYD|GOLDMAN SACHS & CO. LLC|500
RIO|RIO TINTO PLC ADS|CANT|Cantor Fitzgerald & Co.|3126
RIO|RIO TINTO PLC ADS|CHAS|Charles Schwab & Co., Inc.|4796
RIO|RIO TINTO PLC ADS|CHDN|CHARDAN CAPITAL MARKETS LLC|3627
RIO|RIO TINTO PLC ADS|CICF|Canaccord Genuity Corp.|6097
RIO|RIO TINTO PLC ADS|CIST|Capital Institutional Services, Inc.|1718
RIO|RIO TINTO PLC ADS|CLSA|CLSA AMERICAS, LLC|100
RIO|RIO TINTO PLC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111670
RIO|RIO TINTO PLC ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
RIO|RIO TINTO PLC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24901
RIO|RIO TINTO PLC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|613228
RIO|RIO TINTO PLC ADS|CTDL|Citadel Derivatives Group Llc|3372
RIO|RIO TINTO PLC ADS|CTLR|CUTLER GROUP, LP|2300
RIO|RIO TINTO PLC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|100112
RIO|RIO TINTO PLC ADS|DADA|D.A. Davidson & Co.|263
RIO|RIO TINTO PLC ADS|DAVA|Davenport & Company LLC|13395
RIO|RIO TINTO PLC ADS|DBAB|Deutsche Bank Securities Inc.|532787
RIO|RIO TINTO PLC ADS|DBAX|Deutsche Bank Securities Inc.|324600
RIO|RIO TINTO PLC ADS|DBUL|Deutsche Bank Securities Inc.|4600
RIO|RIO TINTO PLC ADS|DCHF|Dart Executions, LLC|21453
RIO|RIO TINTO PLC ADS|DEAN|MORGAN STANLEY|34139
RIO|RIO TINTO PLC ADS|DEGS|RONIN PROFESSIONAL LLC|700
RIO|RIO TINTO PLC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|60731
RIO|RIO TINTO PLC ADS|EBXL|EBX LLC|399600
RIO|RIO TINTO PLC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|15477
RIO|RIO TINTO PLC ADS|EDJC|Edward Jones / CDS|263
RIO|RIO TINTO PLC ADS|EDJO|Edward D. Jones & Co., L.P.|15133
RIO|RIO TINTO PLC ADS|EGAM|CBOE TRADING, INC.|48841
RIO|RIO TINTO PLC ADS|EGAW|CBOE TRADING, INC.|1110
RIO|RIO TINTO PLC ADS|EGXM|CBOE TRADING, INC.|8071
RIO|RIO TINTO PLC ADS|EGXW|CBOE TRADING, INC.|208
RIO|RIO TINTO PLC ADS|ESPO|ESPOSITO SECURITIES, LLC|440
RIO|RIO TINTO PLC ADS|ETBE|Electronic Transaction Clearing, Inc.|20878
RIO|RIO TINTO PLC ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
RIO|RIO TINTO PLC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2308
RIO|RIO TINTO PLC ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
RIO|RIO TINTO PLC ADS|ETRS|E*Trade Securities LLC|118553
RIO|RIO TINTO PLC ADS|FBRC|B. RILEY FBR, INC.|8600
RIO|RIO TINTO PLC ADS|FILL|Tradestation Securities, Inc.|8194
RIO|RIO TINTO PLC ADS|FMAF|NBCN Inc./ CDS|4141
RIO|RIO TINTO PLC ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|39628
RIO|RIO TINTO PLC ADS|FQLS|Quantlab Securities LP|510062
RIO|RIO TINTO PLC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38544
RIO|RIO TINTO PLC ADS|FTBR|Foliofn Investments, Inc.|13575
RIO|RIO TINTO PLC ADS|GARC|ICAP Corporates LLC|390000
RIO|RIO TINTO PLC ADS|GBMT|GBM International, Inc.|9983
RIO|RIO TINTO PLC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|19424
RIO|RIO TINTO PLC ADS|GFIS|GFI Securities LLC|640000
RIO|RIO TINTO PLC ADS|GLIS|TD Securities Inc|3196
RIO|RIO TINTO PLC ADS|GLPX|ACS EXECUTION SERVICES, LLC|24010
RIO|RIO TINTO PLC ADS|GSCO|GOLDMAN SACHS & CO. LLC|1253503
RIO|RIO TINTO PLC ADS|GSCS|GOLDMAN SACHS & CO. LLC|66175
RIO|RIO TINTO PLC ADS|GSLT|GOLDMAN SACHS & CO. LLC|70265
RIO|RIO TINTO PLC ADS|GTSZ|GTS SECURITIES LLC|131982
RIO|RIO TINTO PLC ADS|HAPX|HAP Trading, LLC|100
RIO|RIO TINTO PLC ADS|HRBF|American Enterprise Investment Services Inc.|17696
RIO|RIO TINTO PLC ADS|HSBC|HSBC Securities, Inc.|173019
RIO|RIO TINTO PLC ADS|IATS|INTERACTIVE BROKERS LLC|37110
RIO|RIO TINTO PLC ADS|IBKR|Interactive Brokers Llc|161744
RIO|RIO TINTO PLC ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3469
RIO|RIO TINTO PLC ADS|ICBX|INSTINET, LLC|225235
RIO|RIO TINTO PLC ADS|INCA|INSTINET, LLC|1547936
RIO|RIO TINTO PLC ADS|INJX|INSTINET, LLC|3577
RIO|RIO TINTO PLC ADS|INTL|INTL FCSTONE FINANCIAL INC.|29634
RIO|RIO TINTO PLC ADS|ITGI|ITG Inc.|51546
RIO|RIO TINTO PLC ADS|ITGP|ITG INC.|92800
RIO|RIO TINTO PLC ADS|JANY|Janney Montgomery Scott Inc.|16340
RIO|RIO TINTO PLC ADS|JEFF|JEFFERIES LLC|166934
RIO|RIO TINTO PLC ADS|JMPT|JUMP TRADING, LLC|176560
RIO|RIO TINTO PLC ADS|JONE|JonesTrading|412
RIO|RIO TINTO PLC ADS|JPBX|J.P. MORGAN SECURITIES LLC|43970
RIO|RIO TINTO PLC ADS|JPMX|J.P. Morgan Securities LLC|653025
RIO|RIO TINTO PLC ADS|JSJX|JANE STREET CAPITAL LLC|38492
RIO|RIO TINTO PLC ADS|KCGM|VIRTU Americas LLC|69816
RIO|RIO TINTO PLC ADS|LEHM|Barclays Capital Inc./Le|3795627
RIO|RIO TINTO PLC ADS|LIME|Lime Brokerage LLC|823124
RIO|RIO TINTO PLC ADS|LIWD|LIME BROKERAGE LLC|387
RIO|RIO TINTO PLC ADS|LOOP|Loop Capital Markets LLC|300
RIO|RIO TINTO PLC ADS|LSCI|Lek Securities Corporation|1563
RIO|RIO TINTO PLC ADS|MACC|Mid Atlantic Capital Corporation|507
RIO|RIO TINTO PLC ADS|MACQ|Macquarie Capital (USA) Inc.|92733
RIO|RIO TINTO PLC ADS|MAXM|Maxim Group LLC|745
RIO|RIO TINTO PLC ADS|MBTS|ALLY INVEST SECURITIES LLC|7707
RIO|RIO TINTO PLC ADS|MCMF|Raymond James Ltd. Cds|1586
RIO|RIO TINTO PLC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|186993
RIO|RIO TINTO PLC ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
RIO|RIO TINTO PLC ADS|MOTF|MOTIF INVESTING, INC.|11
RIO|RIO TINTO PLC ADS|MPSG|E D & F Man Capital Markets Inc.|1416
RIO|RIO TINTO PLC ADS|MSCO|MORGAN STANLEY & CO. LLC|3777650
RIO|RIO TINTO PLC ADS|MSPL|MORGAN STANLEY & CO. LLC|634800
RIO|RIO TINTO PLC ADS|MSTX|MORGAN STANLEY & CO. LLC|177000
RIO|RIO TINTO PLC ADS|NATL|National Securities Corporation|735
RIO|RIO TINTO PLC ADS|NBCS|NBC Securities, INC.|200
RIO|RIO TINTO PLC ADS|NEUB|NEUBERGER BERMAN BD LLC|5790
RIO|RIO TINTO PLC ADS|NFSC|National Financial Services LLC|420901
RIO|RIO TINTO PLC ADS|NITE|VIRTU Americas LLC|1617557
RIO|RIO TINTO PLC ADS|NITP|VIRTU Americas LLC|851
RIO|RIO TINTO PLC ADS|NQRB|Brut, LLC|35104
RIO|RIO TINTO PLC ADS|NTBF|BMO Nesbitt Burns Inc./CDS|3925
RIO|RIO TINTO PLC ADS|NTRC|Northern Trust Securities, Inc.|3328
RIO|RIO TINTO PLC ADS|OHOS|TWO SIGMA SECURITIES, LLC|248519
RIO|RIO TINTO PLC ADS|OLDM|OLD MISSION CAPITAL, LLC|62415
RIO|RIO TINTO PLC ADS|OPCO|Oppenheimer & Co. Inc.|4870
RIO|RIO TINTO PLC ADS|OTAA|OTA LLC|200
RIO|RIO TINTO PLC ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|360800
RIO|RIO TINTO PLC ADS|PCFF|Pacific International Securities Inc./CDS|910
RIO|RIO TINTO PLC ADS|PDQM|CODA MARKETS, INC.|17894
RIO|RIO TINTO PLC ADS|PHLY|NASDAQ Execution Services, LLC|7400
RIO|RIO TINTO PLC ADS|PICT|Pictet Overseas Inc.|125
RIO|RIO TINTO PLC ADS|PIPR|Piper Jaffray & Co.|1000
RIO|RIO TINTO PLC ADS|PWJC|UBS Financial Services, Inc.|11636
RIO|RIO TINTO PLC ADS|RBCM|RBC CAPITAL MARKETS, LLC|19430
RIO|RIO TINTO PLC ADS|RGLD|Regal Securities, Inc|100
RIO|RIO TINTO PLC ADS|SAGL|SAGETRADER, LLC|9640
RIO|RIO TINTO PLC ADS|SALI|INTL FCSTONE FINANCIAL INC.|1599
RIO|RIO TINTO PLC ADS|SBSH|Citigroup Global Markets Inc.|1414708
RIO|RIO TINTO PLC ADS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|415
RIO|RIO TINTO PLC ADS|SEIC|SEI Investments Distribution Co.|300
RIO|RIO TINTO PLC ADS|SGMT|GOLDMAN SACHS & CO. LLC|195727
RIO|RIO TINTO PLC ADS|SPDR|SPEEDROUTE LLC|17785
RIO|RIO TINTO PLC ADS|SPHN|Stephens Inc.|100
RIO|RIO TINTO PLC ADS|SSBS|STATE STREET GLOBAL MARKETS, LLC|692
RIO|RIO TINTO PLC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|12832
RIO|RIO TINTO PLC ADS|STKP|STOCKPILE INVESTMENTS, INC.|18
RIO|RIO TINTO PLC ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8700
RIO|RIO TINTO PLC ADS|SWIM|TD Ameritrade, Inc.|111767
RIO|RIO TINTO PLC ADS|SWST|Hilltop Securities Inc.|1847
RIO|RIO TINTO PLC ADS|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|14200
RIO|RIO TINTO PLC ADS|TKNG|ALLY INVEST SECURITIES LLC|2520
RIO|RIO TINTO PLC ADS|TRBT|Tradebot Systems, Inc.|508812
RIO|RIO TINTO PLC ADS|TRCM|TRC MARKETS LLC|781702
RIO|RIO TINTO PLC ADS|UBSA|UBS SECURITIES LLC|1203237
RIO|RIO TINTO PLC ADS|UBSS|UBS Securities LLC|1448594
RIO|RIO TINTO PLC ADS|VALX|VIRTU AMERICAS LLC|261565
RIO|RIO TINTO PLC ADS|VGRD|Vanguard Marketing Corporation|45210
RIO|RIO TINTO PLC ADS|VSIN|Vision Financial Markets Llc|557
RIO|RIO TINTO PLC ADS|WBLR|WILLIAM BLAIR|14
RIO|RIO TINTO PLC ADS|WCHV|WELLS FARGO SECURITIES, LLC|486135
RIO|RIO TINTO PLC ADS|WEDB|WEDBUSH SECURITIES INC.|8343
RIO|RIO TINTO PLC ADS|WEED|Weeden & Co.L.P.|400
RIO|RIO TINTO PLC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17674
RIO|RIO TINTO PLC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|87345
RIO|RIO TINTO PLC ADS|WGIF|CIBC World Markets Inc.|11157
RIO|RIO TINTO PLC ADS|WOLF|Wolfe Trahan Securities|200
RIO|RIO TINTO PLC ADS|WSEA|WOLVERINE SECURITIES, LLC|18266
RIO|RIO TINTO PLC ADS|XIST|INSTINET, LLC|22316
RIO|RIO TINTO PLC ADS|XPUS|XP SECURITIES, LLC|5400
RIO|RIO TINTO PLC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|51928
RIO|RIO TINTO PLC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|400
RIO|RIO TINTO PLC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22231
RIOT|RIOT BLOCKCHAIN INC.|ALTX|Alternet Securities Inc.|1900
RIOT|RIOT BLOCKCHAIN INC.|APCC|Apex Clearing Corporation|6945
RIOT|RIOT BLOCKCHAIN INC.|BANK|Primevest Financial Services, Inc.|21
RIOT|RIOT BLOCKCHAIN INC.|BARD|Robert W. Baird & Co. Incorporated|230
RIOT|RIOT BLOCKCHAIN INC.|BATM|CBOE TRADING, INC.|2412
RIOT|RIOT BLOCKCHAIN INC.|BAYC|BAY CREST PARTNERS, LLC|7580
RIOT|RIOT BLOCKCHAIN INC.|BIMI|Banca IMI Securities Corp.|14047
RIOT|RIOT BLOCKCHAIN INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18772
RIOT|RIOT BLOCKCHAIN INC.|BMAK|BMA SECURITIES|12600
RIOT|RIOT BLOCKCHAIN INC.|CANT|Cantor Fitzgerald & Co.|266
RIOT|RIOT BLOCKCHAIN INC.|CHAS|Charles Schwab & Co., Inc.|4975
RIOT|RIOT BLOCKCHAIN INC.|CICF|Canaccord Genuity Corp.|28746
RIOT|RIOT BLOCKCHAIN INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7904
RIOT|RIOT BLOCKCHAIN INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
RIOT|RIOT BLOCKCHAIN INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|66305
RIOT|RIOT BLOCKCHAIN INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43792
RIOT|RIOT BLOCKCHAIN INC.|CTDL|Citadel Derivatives Group Llc|130
RIOT|RIOT BLOCKCHAIN INC.|CTLR|CUTLER GROUP, LP|400
RIOT|RIOT BLOCKCHAIN INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1558
RIOT|RIOT BLOCKCHAIN INC.|DBAB|Deutsche Bank Securities Inc.|36012
RIOT|RIOT BLOCKCHAIN INC.|DBAX|Deutsche Bank Securities Inc.|14400
RIOT|RIOT BLOCKCHAIN INC.|DEAN|MORGAN STANLEY|2091
RIOT|RIOT BLOCKCHAIN INC.|DEGS|RONIN PROFESSIONAL LLC|18001
RIOT|RIOT BLOCKCHAIN INC.|EBXL|EBX LLC|15800
RIOT|RIOT BLOCKCHAIN INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|12145
RIOT|RIOT BLOCKCHAIN INC.|EGAM|CBOE TRADING, INC.|9135
RIOT|RIOT BLOCKCHAIN INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
RIOT|RIOT BLOCKCHAIN INC.|EGXM|CBOE TRADING, INC.|6879
RIOT|RIOT BLOCKCHAIN INC.|ETBE|Electronic Transaction Clearing, Inc.|500
RIOT|RIOT BLOCKCHAIN INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
RIOT|RIOT BLOCKCHAIN INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8828
RIOT|RIOT BLOCKCHAIN INC.|ETRS|E*Trade Securities LLC|465924
RIOT|RIOT BLOCKCHAIN INC.|FBCO|Credit Suisse Securities (USA) LLC|123025
RIOT|RIOT BLOCKCHAIN INC.|FILL|Tradestation Securities, Inc.|27772
RIOT|RIOT BLOCKCHAIN INC.|FMAF|NBCN Inc./ CDS|3460
RIOT|RIOT BLOCKCHAIN INC.|FOMA|TD AMERITRADE CLEARING, INC.|686961
RIOT|RIOT BLOCKCHAIN INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19323
RIOT|RIOT BLOCKCHAIN INC.|FTBR|Foliofn Investments, Inc.|560
RIOT|RIOT BLOCKCHAIN INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5134
RIOT|RIOT BLOCKCHAIN INC.|GLIS|TD Securities Inc|100
RIOT|RIOT BLOCKCHAIN INC.|GLPX|ACS EXECUTION SERVICES, LLC|15878
RIOT|RIOT BLOCKCHAIN INC.|GSCO|GOLDMAN SACHS & CO. LLC|29610
RIOT|RIOT BLOCKCHAIN INC.|GSCS|GOLDMAN SACHS & CO. LLC|2636
RIOT|RIOT BLOCKCHAIN INC.|GSLT|GOLDMAN SACHS & CO. LLC|3711
RIOT|RIOT BLOCKCHAIN INC.|GTSZ|GTS SECURITIES LLC|7419
RIOT|RIOT BLOCKCHAIN INC.|HASF|Haywood Securities Inc./CDS|7350
RIOT|RIOT BLOCKCHAIN INC.|HRBF|American Enterprise Investment Services Inc.|1515
RIOT|RIOT BLOCKCHAIN INC.|HSBC|HSBC Securities, Inc.|1278
RIOT|RIOT BLOCKCHAIN INC.|IATS|INTERACTIVE BROKERS LLC|16463
RIOT|RIOT BLOCKCHAIN INC.|IBKR|Interactive Brokers Llc|288563
RIOT|RIOT BLOCKCHAIN INC.|ICBX|INSTINET, LLC|11150
RIOT|RIOT BLOCKCHAIN INC.|INCA|INSTINET, LLC|207118
RIOT|RIOT BLOCKCHAIN INC.|ITGI|ITG Inc.|67926
RIOT|RIOT BLOCKCHAIN INC.|ITGP|ITG INC.|8400
RIOT|RIOT BLOCKCHAIN INC.|JMPT|JUMP TRADING, LLC|2555
RIOT|RIOT BLOCKCHAIN INC.|JPMX|J.P. Morgan Securities LLC|27172
RIOT|RIOT BLOCKCHAIN INC.|JRCO|Johnson Rice & Company L.L.C.|28
RIOT|RIOT BLOCKCHAIN INC.|JSJX|JANE STREET CAPITAL LLC|1314
RIOT|RIOT BLOCKCHAIN INC.|KCGM|VIRTU Americas LLC|8243
RIOT|RIOT BLOCKCHAIN INC.|KING|C. L. King & Associates, Inc.|25
RIOT|RIOT BLOCKCHAIN INC.|LEHM|Barclays Capital Inc./Le|113924
RIOT|RIOT BLOCKCHAIN INC.|LGNT|COR CLEARING LLC|85
RIOT|RIOT BLOCKCHAIN INC.|LIME|Lime Brokerage LLC|95913
RIOT|RIOT BLOCKCHAIN INC.|LSCI|Lek Securities Corporation|103405
RIOT|RIOT BLOCKCHAIN INC.|MAXM|Maxim Group LLC|136874
RIOT|RIOT BLOCKCHAIN INC.|MBTS|ALLY INVEST SECURITIES LLC|2400
RIOT|RIOT BLOCKCHAIN INC.|MCMF|Raymond James Ltd. Cds|2100
RIOT|RIOT BLOCKCHAIN INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5900
RIOT|RIOT BLOCKCHAIN INC.|MOTF|MOTIF INVESTING, INC.|5
RIOT|RIOT BLOCKCHAIN INC.|MSCO|MORGAN STANLEY & CO. LLC|579728
RIOT|RIOT BLOCKCHAIN INC.|MSPL|MORGAN STANLEY & CO. LLC|12400
RIOT|RIOT BLOCKCHAIN INC.|MSTX|MORGAN STANLEY & CO. LLC|2100
RIOT|RIOT BLOCKCHAIN INC.|NATL|National Securities Corporation|3012
RIOT|RIOT BLOCKCHAIN INC.|NFSC|National Financial Services LLC|407004
RIOT|RIOT BLOCKCHAIN INC.|NITE|VIRTU Americas LLC|947563
RIOT|RIOT BLOCKCHAIN INC.|NQRB|Brut, LLC|2959
RIOT|RIOT BLOCKCHAIN INC.|NTFN|Network 1 Financial Securities Inc.|2250
RIOT|RIOT BLOCKCHAIN INC.|OPCO|Oppenheimer & Co. Inc.|1030
RIOT|RIOT BLOCKCHAIN INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
RIOT|RIOT BLOCKCHAIN INC.|PDQM|CODA MARKETS, INC.|29632
RIOT|RIOT BLOCKCHAIN INC.|PHLY|NASDAQ Execution Services, LLC|9400
RIOT|RIOT BLOCKCHAIN INC.|POIN|PRECISION SECURITIES, LLC (POIN)|4043
RIOT|RIOT BLOCKCHAIN INC.|PWJC|UBS Financial Services, Inc.|100
RIOT|RIOT BLOCKCHAIN INC.|RAJA|Raymond James & Associates, Inc.|1450
RIOT|RIOT BLOCKCHAIN INC.|RBCM|RBC CAPITAL MARKETS, LLC|6060
RIOT|RIOT BLOCKCHAIN INC.|SAGL|SAGETRADER, LLC|15362
RIOT|RIOT BLOCKCHAIN INC.|SALI|INTL FCSTONE FINANCIAL INC.|2150
RIOT|RIOT BLOCKCHAIN INC.|SBSH|Citigroup Global Markets Inc.|19633
RIOT|RIOT BLOCKCHAIN INC.|SEIC|SEI Investments Distribution Co.|200
RIOT|RIOT BLOCKCHAIN INC.|SGMT|GOLDMAN SACHS & CO. LLC|3570
RIOT|RIOT BLOCKCHAIN INC.|SOGO|Wang Investment Associates, Inc.|100
RIOT|RIOT BLOCKCHAIN INC.|SPDR|SPEEDROUTE LLC|237
RIOT|RIOT BLOCKCHAIN INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1150
RIOT|RIOT BLOCKCHAIN INC.|STKP|STOCKPILE INVESTMENTS, INC.|2854
RIOT|RIOT BLOCKCHAIN INC.|STXG|Stockcross Financial Services, Inc.|50
RIOT|RIOT BLOCKCHAIN INC.|SWIM|TD Ameritrade, Inc.|155436
RIOT|RIOT BLOCKCHAIN INC.|TKNG|ALLY INVEST SECURITIES LLC|20561
RIOT|RIOT BLOCKCHAIN INC.|TRCM|TRC MARKETS LLC|2786
RIOT|RIOT BLOCKCHAIN INC.|UBSA|UBS SECURITIES LLC|65137
RIOT|RIOT BLOCKCHAIN INC.|UBSS|UBS Securities LLC|187499
RIOT|RIOT BLOCKCHAIN INC.|VALX|VIRTU AMERICAS LLC|1829
RIOT|RIOT BLOCKCHAIN INC.|VGRD|Vanguard Marketing Corporation|55203
RIOT|RIOT BLOCKCHAIN INC.|VSIN|Vision Financial Markets Llc|130
RIOT|RIOT BLOCKCHAIN INC.|WCHV|WELLS FARGO SECURITIES, LLC|7358
RIOT|RIOT BLOCKCHAIN INC.|WEDB|WEDBUSH SECURITIES INC.|1500
RIOT|RIOT BLOCKCHAIN INC.|WEED|Weeden & Co.L.P.|10
RIOT|RIOT BLOCKCHAIN INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33085
RIOT|RIOT BLOCKCHAIN INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|103772
RIOT|RIOT BLOCKCHAIN INC.|WGIF|CIBC World Markets Inc.|8062
RIOT|RIOT BLOCKCHAIN INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
RIOT|RIOT BLOCKCHAIN INC.|WORD|Worden Capital Management LLC|2100
RIOT|RIOT BLOCKCHAIN INC.|WSEA|WOLVERINE SECURITIES, LLC|52066
RIOT|RIOT BLOCKCHAIN INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|7200
RIOT|RIOT BLOCKCHAIN INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1733
RIOT|RIOT BLOCKCHAIN INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|829
RISE|SIT RISING RATE ETF|APCC|Apex Clearing Corporation|25
RISE|SIT RISING RATE ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|210
RISE|SIT RISING RATE ETF|BYXM|CBOE TRADING, INC.|386
RISE|SIT RISING RATE ETF|CANT|Cantor Fitzgerald & Co.|6451
RISE|SIT RISING RATE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
RISE|SIT RISING RATE ETF|DBAX|Deutsche Bank Securities Inc.|500
RISE|SIT RISING RATE ETF|DEAN|MORGAN STANLEY|1500
RISE|SIT RISING RATE ETF|EBXL|EBX LLC|300
RISE|SIT RISING RATE ETF|FTBR|Foliofn Investments, Inc.|4
RISE|SIT RISING RATE ETF|GTSZ|GTS SECURITIES LLC|781
RISE|SIT RISING RATE ETF|IBKR|Interactive Brokers Llc|100
RISE|SIT RISING RATE ETF|ICBX|INSTINET, LLC|100
RISE|SIT RISING RATE ETF|JPMX|J.P. Morgan Securities LLC|600
RISE|SIT RISING RATE ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|295905
RISE|SIT RISING RATE ETF|JSJX|JANE STREET CAPITAL LLC|25172
RISE|SIT RISING RATE ETF|KCGM|VIRTU Americas LLC|411
RISE|SIT RISING RATE ETF|LEHM|Barclays Capital Inc./Le|1400
RISE|SIT RISING RATE ETF|LIME|Lime Brokerage LLC|100
RISE|SIT RISING RATE ETF|MOTF|MOTIF INVESTING, INC.|1
RISE|SIT RISING RATE ETF|MSCO|MORGAN STANLEY & CO. LLC|100
RISE|SIT RISING RATE ETF|MSPL|MORGAN STANLEY & CO. LLC|600
RISE|SIT RISING RATE ETF|NFSC|National Financial Services LLC|10012
RISE|SIT RISING RATE ETF|NITE|VIRTU Americas LLC|7574
RISE|SIT RISING RATE ETF|SBSH|Citigroup Global Markets Inc.|407
RISE|SIT RISING RATE ETF|SGMT|GOLDMAN SACHS & CO. LLC|188
RISE|SIT RISING RATE ETF|SWIM|TD Ameritrade, Inc.|300
RISE|SIT RISING RATE ETF|UBSA|UBS SECURITIES LLC|1842
RISE|SIT RISING RATE ETF|UBSS|UBS Securities LLC|12320
RISE|SIT RISING RATE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|310
RIV|RIVERNORTH OPPYS FD|APCC|Apex Clearing Corporation|161
RIV|RIVERNORTH OPPYS FD|BANK|Primevest Financial Services, Inc.|100
RIV|RIVERNORTH OPPYS FD|BATM|CBOE TRADING, INC.|100
RIV|RIVERNORTH OPPYS FD|BRGE|Newbridge Securities Corp.|300
RIV|RIVERNORTH OPPYS FD|CHAS|Charles Schwab & Co., Inc.|11
RIV|RIVERNORTH OPPYS FD|CIST|Capital Institutional Services, Inc.|220
RIV|RIVERNORTH OPPYS FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2405
RIV|RIVERNORTH OPPYS FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|688
RIV|RIVERNORTH OPPYS FD|DBAX|Deutsche Bank Securities Inc.|8700
RIV|RIVERNORTH OPPYS FD|DEAN|MORGAN STANLEY|258
RIV|RIVERNORTH OPPYS FD|EBXL|EBX LLC|3700
RIV|RIVERNORTH OPPYS FD|EGAM|CBOE TRADING, INC.|100
RIV|RIVERNORTH OPPYS FD|EGXM|CBOE TRADING, INC.|486
RIV|RIVERNORTH OPPYS FD|EGXW|CBOE TRADING, INC.|100
RIV|RIVERNORTH OPPYS FD|ETRS|E*Trade Securities LLC|9721
RIV|RIVERNORTH OPPYS FD|FILL|Tradestation Securities, Inc.|154
RIV|RIVERNORTH OPPYS FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|308
RIV|RIVERNORTH OPPYS FD|FTBR|Foliofn Investments, Inc.|21157
RIV|RIVERNORTH OPPYS FD|GSLT|GOLDMAN SACHS & CO. LLC|200
RIV|RIVERNORTH OPPYS FD|GTSZ|GTS SECURITIES LLC|3969
RIV|RIVERNORTH OPPYS FD|HRBF|American Enterprise Investment Services Inc.|987
RIV|RIVERNORTH OPPYS FD|IATS|INTERACTIVE BROKERS LLC|820
RIV|RIVERNORTH OPPYS FD|IBKR|Interactive Brokers Llc|8921
RIV|RIVERNORTH OPPYS FD|ICBX|INSTINET, LLC|300
RIV|RIVERNORTH OPPYS FD|INCA|INSTINET, LLC|696
RIV|RIVERNORTH OPPYS FD|JANY|Janney Montgomery Scott Inc.|18
RIV|RIVERNORTH OPPYS FD|JPMX|J.P. Morgan Securities LLC|2000
RIV|RIVERNORTH OPPYS FD|KCGM|VIRTU Americas LLC|820
RIV|RIVERNORTH OPPYS FD|LIME|Lime Brokerage LLC|3447
RIV|RIVERNORTH OPPYS FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
RIV|RIVERNORTH OPPYS FD|MSCO|MORGAN STANLEY & CO. LLC|11495
RIV|RIVERNORTH OPPYS FD|MSPL|MORGAN STANLEY & CO. LLC|800
RIV|RIVERNORTH OPPYS FD|NATL|National Securities Corporation|175
RIV|RIVERNORTH OPPYS FD|NFSC|National Financial Services LLC|89299
RIV|RIVERNORTH OPPYS FD|NITE|VIRTU Americas LLC|97473
RIV|RIVERNORTH OPPYS FD|NQRB|Brut, LLC|205
RIV|RIVERNORTH OPPYS FD|OPCO|Oppenheimer & Co. Inc.|2642
RIV|RIVERNORTH OPPYS FD|PDQM|CODA MARKETS, INC.|133
RIV|RIVERNORTH OPPYS FD|PWJC|UBS Financial Services, Inc.|3005
RIV|RIVERNORTH OPPYS FD|RBCM|RBC CAPITAL MARKETS, LLC|5068
RIV|RIVERNORTH OPPYS FD|SALI|INTL FCSTONE FINANCIAL INC.|100
RIV|RIVERNORTH OPPYS FD|SGMT|GOLDMAN SACHS & CO. LLC|1155
RIV|RIVERNORTH OPPYS FD|STFL|Stifel, Nicolaus & Company, Incorporated|2387
RIV|RIVERNORTH OPPYS FD|SWIM|TD Ameritrade, Inc.|2344
RIV|RIVERNORTH OPPYS FD|SWST|Hilltop Securities Inc.|5
RIV|RIVERNORTH OPPYS FD|TKNG|ALLY INVEST SECURITIES LLC|1180
RIV|RIVERNORTH OPPYS FD|TRBT|Tradebot Systems, Inc.|433
RIV|RIVERNORTH OPPYS FD|UBSA|UBS SECURITIES LLC|9514
RIV|RIVERNORTH OPPYS FD|UBSS|UBS Securities LLC|72176
RIV|RIVERNORTH OPPYS FD|VGRD|Vanguard Marketing Corporation|9193
RIV|RIVERNORTH OPPYS FD|WCHV|WELLS FARGO SECURITIES, LLC|56279
RIV|RIVERNORTH OPPYS FD|WEDB|WEDBUSH SECURITIES INC.|24479
RIV|RIVERNORTH OPPYS FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|371
RIV|RIVERNORTH OPPYS FD|WSEA|WOLVERINE SECURITIES, LLC|3284
RIV|RIVERNORTH OPPYS FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
RIV|RIVERNORTH OPPYS FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12077
RJA|AB SVENSK ELEMENTS|APCC|Apex Clearing Corporation|2115
RJA|AB SVENSK ELEMENTS|BERN|Sanford C. Bernstein & Co., LLC|11600
RJA|AB SVENSK ELEMENTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20
RJA|AB SVENSK ELEMENTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14639
RJA|AB SVENSK ELEMENTS|DADA|D.A. Davidson & Co.|1000
RJA|AB SVENSK ELEMENTS|DBAX|Deutsche Bank Securities Inc.|1300
RJA|AB SVENSK ELEMENTS|EBXL|EBX LLC|2100
RJA|AB SVENSK ELEMENTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3605
RJA|AB SVENSK ELEMENTS|ETRS|E*Trade Securities LLC|11810
RJA|AB SVENSK ELEMENTS|FBSB|U.S. Bancorp Investments, Inc.|100
RJA|AB SVENSK ELEMENTS|FILL|Tradestation Securities, Inc.|600
RJA|AB SVENSK ELEMENTS|FMAF|NBCN Inc./ CDS|5259
RJA|AB SVENSK ELEMENTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3700
RJA|AB SVENSK ELEMENTS|FTBR|Foliofn Investments, Inc.|202
RJA|AB SVENSK ELEMENTS|GEBB|GLOBAL EXECUTION BROKERS, LP|200
RJA|AB SVENSK ELEMENTS|GSCS|GOLDMAN SACHS & CO. LLC|400
RJA|AB SVENSK ELEMENTS|GSLT|GOLDMAN SACHS & CO. LLC|200
RJA|AB SVENSK ELEMENTS|HRBF|American Enterprise Investment Services Inc.|380
RJA|AB SVENSK ELEMENTS|IATS|INTERACTIVE BROKERS LLC|520
RJA|AB SVENSK ELEMENTS|IBKR|Interactive Brokers Llc|40209
RJA|AB SVENSK ELEMENTS|ICBX|INSTINET, LLC|35491
RJA|AB SVENSK ELEMENTS|INCA|INSTINET, LLC|1511
RJA|AB SVENSK ELEMENTS|ITGI|ITG Inc.|400
RJA|AB SVENSK ELEMENTS|JPMX|J.P. Morgan Securities LLC|1772
RJA|AB SVENSK ELEMENTS|JSJX|JANE STREET CAPITAL LLC|100582
RJA|AB SVENSK ELEMENTS|KCGM|VIRTU Americas LLC|5646
RJA|AB SVENSK ELEMENTS|LEHM|Barclays Capital Inc./Le|47400
RJA|AB SVENSK ELEMENTS|LIME|Lime Brokerage LLC|10255
RJA|AB SVENSK ELEMENTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2834
RJA|AB SVENSK ELEMENTS|MOTF|MOTIF INVESTING, INC.|1
RJA|AB SVENSK ELEMENTS|MSCO|MORGAN STANLEY & CO. LLC|19881
RJA|AB SVENSK ELEMENTS|MSPL|MORGAN STANLEY & CO. LLC|17300
RJA|AB SVENSK ELEMENTS|NFSC|National Financial Services LLC|107228
RJA|AB SVENSK ELEMENTS|NITE|VIRTU Americas LLC|138595
RJA|AB SVENSK ELEMENTS|NQRB|Brut, LLC|50
RJA|AB SVENSK ELEMENTS|OLDM|OLD MISSION CAPITAL, LLC|900
RJA|AB SVENSK ELEMENTS|PWJC|UBS Financial Services, Inc.|3900
RJA|AB SVENSK ELEMENTS|RBCM|RBC CAPITAL MARKETS, LLC|207
RJA|AB SVENSK ELEMENTS|SGMT|GOLDMAN SACHS & CO. LLC|2428
RJA|AB SVENSK ELEMENTS|SHMR|ABN Amro Clearing LLC|300
RJA|AB SVENSK ELEMENTS|SWIM|TD Ameritrade, Inc.|2850
RJA|AB SVENSK ELEMENTS|TKNG|ALLY INVEST SECURITIES LLC|680
RJA|AB SVENSK ELEMENTS|UBSA|UBS SECURITIES LLC|28016
RJA|AB SVENSK ELEMENTS|UBSS|UBS Securities LLC|76619
RJA|AB SVENSK ELEMENTS|VGRD|Vanguard Marketing Corporation|6615
RJA|AB SVENSK ELEMENTS|WCHV|WELLS FARGO SECURITIES, LLC|21638
RJA|AB SVENSK ELEMENTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|705
RJA|AB SVENSK ELEMENTS|WSEA|WOLVERINE SECURITIES, LLC|16
RJA|AB SVENSK ELEMENTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|9188
RJA|AB SVENSK ELEMENTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
RJF|RAYMOND JAMES FIN CP|ABLE|NATIXIS Securities Americas LLC|1598
RJF|RAYMOND JAMES FIN CP|ALTX|Alternet Securities Inc.|4942
RJF|RAYMOND JAMES FIN CP|ANOS|ABEL/NOSER, L.L.C.|11950
RJF|RAYMOND JAMES FIN CP|APCC|Apex Clearing Corporation|66
RJF|RAYMOND JAMES FIN CP|BANK|Primevest Financial Services, Inc.|3
RJF|RAYMOND JAMES FIN CP|BARD|Robert W. Baird & Co. Incorporated|2172
RJF|RAYMOND JAMES FIN CP|BATM|CBOE TRADING, INC.|6047
RJF|RAYMOND JAMES FIN CP|BAYC|BAY CREST PARTNERS, LLC|40
RJF|RAYMOND JAMES FIN CP|BBNT|BB&T SECURITIES, LLC|918
RJF|RAYMOND JAMES FIN CP|BERN|Sanford C. Bernstein & Co., LLC|71565
RJF|RAYMOND JAMES FIN CP|BIAD|SAGETRADER, LLC|133
RJF|RAYMOND JAMES FIN CP|BIDS|BIDS TRADING L.P.|184600
RJF|RAYMOND JAMES FIN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3785
RJF|RAYMOND JAMES FIN CP|BNPX|BNP PARIBAS SECURITIES CORP.|48557
RJF|RAYMOND JAMES FIN CP|BTIG|BTIG, LLC|12874
RJF|RAYMOND JAMES FIN CP|BYXM|CBOE TRADING, INC.|215
RJF|RAYMOND JAMES FIN CP|BZYD|GOLDMAN SACHS & CO. LLC|845
RJF|RAYMOND JAMES FIN CP|CANT|Cantor Fitzgerald & Co.|3666
RJF|RAYMOND JAMES FIN CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|13600
RJF|RAYMOND JAMES FIN CP|CHAS|Charles Schwab & Co., Inc.|49
RJF|RAYMOND JAMES FIN CP|CIBP|CIBC World Markets Corp.|7171
RJF|RAYMOND JAMES FIN CP|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
RJF|RAYMOND JAMES FIN CP|CIST|Capital Institutional Services, Inc.|4080
RJF|RAYMOND JAMES FIN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|129170
RJF|RAYMOND JAMES FIN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
RJF|RAYMOND JAMES FIN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|71
RJF|RAYMOND JAMES FIN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|321119
RJF|RAYMOND JAMES FIN CP|CTDL|Citadel Derivatives Group Llc|5434
RJF|RAYMOND JAMES FIN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|19556
RJF|RAYMOND JAMES FIN CP|DADA|D.A. Davidson & Co.|111
RJF|RAYMOND JAMES FIN CP|DBAB|Deutsche Bank Securities Inc.|247077
RJF|RAYMOND JAMES FIN CP|DBAX|Deutsche Bank Securities Inc.|171500
RJF|RAYMOND JAMES FIN CP|DBUL|Deutsche Bank Securities Inc.|3830
RJF|RAYMOND JAMES FIN CP|DCHF|Dart Executions, LLC|544
RJF|RAYMOND JAMES FIN CP|DEAN|MORGAN STANLEY|5354
RJF|RAYMOND JAMES FIN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|301
RJF|RAYMOND JAMES FIN CP|EBXL|EBX LLC|237700
RJF|RAYMOND JAMES FIN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8178
RJF|RAYMOND JAMES FIN CP|EDJO|Edward D. Jones & Co., L.P.|1375
RJF|RAYMOND JAMES FIN CP|EGAM|CBOE TRADING, INC.|6906
RJF|RAYMOND JAMES FIN CP|EGAW|CBOE TRADING, INC.|218
RJF|RAYMOND JAMES FIN CP|EGMT|EG MARKET TECHNOLOGIES LLC|2079
RJF|RAYMOND JAMES FIN CP|EGXM|CBOE TRADING, INC.|782
RJF|RAYMOND JAMES FIN CP|ESPO|ESPOSITO SECURITIES, LLC|387
RJF|RAYMOND JAMES FIN CP|ETBE|Electronic Transaction Clearing, Inc.|14003
RJF|RAYMOND JAMES FIN CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
RJF|RAYMOND JAMES FIN CP|ETCC|Electronic Transaction Clearing, Inc.|410
RJF|RAYMOND JAMES FIN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30789
RJF|RAYMOND JAMES FIN CP|ETRS|E*Trade Securities LLC|3760
RJF|RAYMOND JAMES FIN CP|FCST|INTL FCSTONE FINANCIAL INC.|100
RJF|RAYMOND JAMES FIN CP|FILL|Tradestation Securities, Inc.|442
RJF|RAYMOND JAMES FIN CP|FMAF|NBCN Inc./ CDS|2178
RJF|RAYMOND JAMES FIN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3300
RJF|RAYMOND JAMES FIN CP|FQLS|Quantlab Securities LP|162612
RJF|RAYMOND JAMES FIN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64022
RJF|RAYMOND JAMES FIN CP|FTBR|Foliofn Investments, Inc.|11067
RJF|RAYMOND JAMES FIN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|358
RJF|RAYMOND JAMES FIN CP|GLIS|TD Securities Inc|62
RJF|RAYMOND JAMES FIN CP|GLPX|ACS EXECUTION SERVICES, LLC|32814
RJF|RAYMOND JAMES FIN CP|GSCO|GOLDMAN SACHS & CO. LLC|751032
RJF|RAYMOND JAMES FIN CP|GSCS|GOLDMAN SACHS & CO. LLC|223
RJF|RAYMOND JAMES FIN CP|GSLT|GOLDMAN SACHS & CO. LLC|2908
RJF|RAYMOND JAMES FIN CP|GTSZ|GTS SECURITIES LLC|96107
RJF|RAYMOND JAMES FIN CP|HAPX|HAP Trading, LLC|400
RJF|RAYMOND JAMES FIN CP|HRBF|American Enterprise Investment Services Inc.|43994
RJF|RAYMOND JAMES FIN CP|HSBC|HSBC Securities, Inc.|300
RJF|RAYMOND JAMES FIN CP|IATS|INTERACTIVE BROKERS LLC|6693
RJF|RAYMOND JAMES FIN CP|IBKR|Interactive Brokers Llc|7502
RJF|RAYMOND JAMES FIN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|52
RJF|RAYMOND JAMES FIN CP|ICBX|INSTINET, LLC|33237
RJF|RAYMOND JAMES FIN CP|IEQY|CITADEL SECURITIES LLC|109711
RJF|RAYMOND JAMES FIN CP|INCA|INSTINET, LLC|262844
RJF|RAYMOND JAMES FIN CP|INJX|INSTINET, LLC|23246
RJF|RAYMOND JAMES FIN CP|ITGI|ITG Inc.|72551
RJF|RAYMOND JAMES FIN CP|ITGP|ITG INC.|183400
RJF|RAYMOND JAMES FIN CP|JANY|Janney Montgomery Scott Inc.|1860
RJF|RAYMOND JAMES FIN CP|JEFF|JEFFERIES LLC|97340
RJF|RAYMOND JAMES FIN CP|JMPT|JUMP TRADING, LLC|37173
RJF|RAYMOND JAMES FIN CP|JPBX|J.P. MORGAN SECURITIES LLC|24571
RJF|RAYMOND JAMES FIN CP|JPMX|J.P. Morgan Securities LLC|294768
RJF|RAYMOND JAMES FIN CP|JSJX|JANE STREET CAPITAL LLC|5673
RJF|RAYMOND JAMES FIN CP|KBWI|Keefe, Bruyette & Woods, Inc.|53749
RJF|RAYMOND JAMES FIN CP|KCGM|VIRTU Americas LLC|40757
RJF|RAYMOND JAMES FIN CP|LEHM|Barclays Capital Inc./Le|722682
RJF|RAYMOND JAMES FIN CP|LIME|Lime Brokerage LLC|15311
RJF|RAYMOND JAMES FIN CP|LOOP|Loop Capital Markets LLC|2500
RJF|RAYMOND JAMES FIN CP|LQNA|LIQUIDNET, INC.|91900
RJF|RAYMOND JAMES FIN CP|LSCI|Lek Securities Corporation|314
RJF|RAYMOND JAMES FIN CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RJF|RAYMOND JAMES FIN CP|MACQ|Macquarie Capital (USA) Inc.|100
RJF|RAYMOND JAMES FIN CP|MAXM|Maxim Group LLC|3400
RJF|RAYMOND JAMES FIN CP|MCMF|Raymond James Ltd. Cds|4893
RJF|RAYMOND JAMES FIN CP|MKMP|MKM Partners LLC|200
RJF|RAYMOND JAMES FIN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73524
RJF|RAYMOND JAMES FIN CP|MNDX|TJM Investments, LLC|2040
RJF|RAYMOND JAMES FIN CP|MOTF|MOTIF INVESTING, INC.|8
RJF|RAYMOND JAMES FIN CP|MSCO|MORGAN STANLEY & CO. LLC|1334538
RJF|RAYMOND JAMES FIN CP|MSPL|MORGAN STANLEY & CO. LLC|252200
RJF|RAYMOND JAMES FIN CP|MSTX|MORGAN STANLEY & CO. LLC|71700
RJF|RAYMOND JAMES FIN CP|NFSC|National Financial Services LLC|242800
RJF|RAYMOND JAMES FIN CP|NITE|VIRTU Americas LLC|303332
RJF|RAYMOND JAMES FIN CP|NQRB|Brut, LLC|4477
RJF|RAYMOND JAMES FIN CP|NTBF|BMO Nesbitt Burns Inc./CDS|491
RJF|RAYMOND JAMES FIN CP|NTRC|Northern Trust Securities, Inc.|2442
RJF|RAYMOND JAMES FIN CP|OHOS|TWO SIGMA SECURITIES, LLC|31874
RJF|RAYMOND JAMES FIN CP|OPCO|Oppenheimer & Co. Inc.|1483
RJF|RAYMOND JAMES FIN CP|PDQM|CODA MARKETS, INC.|159196
RJF|RAYMOND JAMES FIN CP|PHLY|NASDAQ Execution Services, LLC|4600
RJF|RAYMOND JAMES FIN CP|PIPR|Piper Jaffray & Co.|13222
RJF|RAYMOND JAMES FIN CP|PWJC|UBS Financial Services, Inc.|1
RJF|RAYMOND JAMES FIN CP|RBCM|RBC CAPITAL MARKETS, LLC|1553
RJF|RAYMOND JAMES FIN CP|SAGL|SAGETRADER, LLC|1729
RJF|RAYMOND JAMES FIN CP|SBSH|Citigroup Global Markets Inc.|118640
RJF|RAYMOND JAMES FIN CP|SEIC|SEI Investments Distribution Co.|716
RJF|RAYMOND JAMES FIN CP|SGMT|GOLDMAN SACHS & CO. LLC|109497
RJF|RAYMOND JAMES FIN CP|SPDR|SPEEDROUTE LLC|4856
RJF|RAYMOND JAMES FIN CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|17545
RJF|RAYMOND JAMES FIN CP|STFL|Stifel, Nicolaus & Company, Incorporated|5672
RJF|RAYMOND JAMES FIN CP|STRS|STRATEGAS RESEARCH PARTNERS|14644
RJF|RAYMOND JAMES FIN CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3049
RJF|RAYMOND JAMES FIN CP|SWIM|TD Ameritrade, Inc.|9118
RJF|RAYMOND JAMES FIN CP|SWST|Hilltop Securities Inc.|101
RJF|RAYMOND JAMES FIN CP|TAGC|TELSEY ADVISORY GROUP LLC|354
RJF|RAYMOND JAMES FIN CP|TKNG|ALLY INVEST SECURITIES LLC|235
RJF|RAYMOND JAMES FIN CP|TRBT|Tradebot Systems, Inc.|98987
RJF|RAYMOND JAMES FIN CP|TRCM|TRC MARKETS LLC|156843
RJF|RAYMOND JAMES FIN CP|TWTT|TASTYWORKS, INC.|15
RJF|RAYMOND JAMES FIN CP|UBSA|UBS SECURITIES LLC|422703
RJF|RAYMOND JAMES FIN CP|UBSS|UBS Securities LLC|485882
RJF|RAYMOND JAMES FIN CP|VALX|VIRTU AMERICAS LLC|13624
RJF|RAYMOND JAMES FIN CP|VGRD|Vanguard Marketing Corporation|1189
RJF|RAYMOND JAMES FIN CP|WABR|Wall Street Access|30
RJF|RAYMOND JAMES FIN CP|WBLR|WILLIAM BLAIR|113
RJF|RAYMOND JAMES FIN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2051
RJF|RAYMOND JAMES FIN CP|WCHV|WELLS FARGO SECURITIES, LLC|51974
RJF|RAYMOND JAMES FIN CP|WDNX|WEEDEN & CO.L.P.|88
RJF|RAYMOND JAMES FIN CP|WEED|Weeden & Co.L.P.|110944
RJF|RAYMOND JAMES FIN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10747
RJF|RAYMOND JAMES FIN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11882
RJF|RAYMOND JAMES FIN CP|WFPB|Wells Fargo Securities, LLC.|299
RJF|RAYMOND JAMES FIN CP|WGIF|CIBC World Markets Inc.|2
RJF|RAYMOND JAMES FIN CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1611
RJF|RAYMOND JAMES FIN CP|WSAG|WALL STREET ACCESS|181
RJF|RAYMOND JAMES FIN CP|WSEA|WOLVERINE SECURITIES, LLC|252
RJF|RAYMOND JAMES FIN CP|XIST|INSTINET, LLC|26642
RJF|RAYMOND JAMES FIN CP|XPQR|Jump Trading|1805
RJF|RAYMOND JAMES FIN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|20176
RJF|RAYMOND JAMES FIN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4283
RJF|RAYMOND JAMES FIN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3777
RJI|AB SVENSK ELEMENTS|APCC|Apex Clearing Corporation|3810
RJI|AB SVENSK ELEMENTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1602
RJI|AB SVENSK ELEMENTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125750
RJI|AB SVENSK ELEMENTS|CTDL|Citadel Derivatives Group Llc|143817
RJI|AB SVENSK ELEMENTS|DADA|D.A. Davidson & Co.|46683
RJI|AB SVENSK ELEMENTS|DBAX|Deutsche Bank Securities Inc.|200
RJI|AB SVENSK ELEMENTS|DEAN|MORGAN STANLEY|4789
RJI|AB SVENSK ELEMENTS|EBXL|EBX LLC|48300
RJI|AB SVENSK ELEMENTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3100
RJI|AB SVENSK ELEMENTS|EDJO|Edward D. Jones & Co., L.P.|233
RJI|AB SVENSK ELEMENTS|EGAM|CBOE TRADING, INC.|614
RJI|AB SVENSK ELEMENTS|ETBE|Electronic Transaction Clearing, Inc.|3210
RJI|AB SVENSK ELEMENTS|ETRS|E*Trade Securities LLC|7106
RJI|AB SVENSK ELEMENTS|FBSB|U.S. Bancorp Investments, Inc.|200
RJI|AB SVENSK ELEMENTS|FINX|FINTECH SECURITIES|211
RJI|AB SVENSK ELEMENTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2158
RJI|AB SVENSK ELEMENTS|FTBR|Foliofn Investments, Inc.|114546
RJI|AB SVENSK ELEMENTS|GSCO|GOLDMAN SACHS & CO. LLC|200
RJI|AB SVENSK ELEMENTS|HRBF|American Enterprise Investment Services Inc.|425
RJI|AB SVENSK ELEMENTS|IATS|INTERACTIVE BROKERS LLC|105
RJI|AB SVENSK ELEMENTS|IBKR|Interactive Brokers Llc|28018
RJI|AB SVENSK ELEMENTS|ICBX|INSTINET, LLC|48400
RJI|AB SVENSK ELEMENTS|INCA|INSTINET, LLC|300
RJI|AB SVENSK ELEMENTS|ITGP|ITG INC.|1200
RJI|AB SVENSK ELEMENTS|JPMX|J.P. Morgan Securities LLC|68956
RJI|AB SVENSK ELEMENTS|JSJX|JANE STREET CAPITAL LLC|252017
RJI|AB SVENSK ELEMENTS|KCGM|VIRTU Americas LLC|40254
RJI|AB SVENSK ELEMENTS|LEHM|Barclays Capital Inc./Le|264200
RJI|AB SVENSK ELEMENTS|LIME|Lime Brokerage LLC|8353
RJI|AB SVENSK ELEMENTS|MACC|Mid Atlantic Capital Corporation|197
RJI|AB SVENSK ELEMENTS|MAXM|Maxim Group LLC|2078
RJI|AB SVENSK ELEMENTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|225476
RJI|AB SVENSK ELEMENTS|MSCO|MORGAN STANLEY & CO. LLC|8066
RJI|AB SVENSK ELEMENTS|MSPL|MORGAN STANLEY & CO. LLC|2200
RJI|AB SVENSK ELEMENTS|NFSC|National Financial Services LLC|182655
RJI|AB SVENSK ELEMENTS|NITE|VIRTU Americas LLC|321780
RJI|AB SVENSK ELEMENTS|OLDM|OLD MISSION CAPITAL, LLC|40000
RJI|AB SVENSK ELEMENTS|SGMT|GOLDMAN SACHS & CO. LLC|96831
RJI|AB SVENSK ELEMENTS|SHMR|ABN Amro Clearing LLC|100
RJI|AB SVENSK ELEMENTS|TRCM|TRC MARKETS LLC|200
RJI|AB SVENSK ELEMENTS|UBSA|UBS SECURITIES LLC|330689
RJI|AB SVENSK ELEMENTS|UBSS|UBS Securities LLC|311657
RJI|AB SVENSK ELEMENTS|VALX|VIRTU AMERICAS LLC|1125
RJI|AB SVENSK ELEMENTS|VGRD|Vanguard Marketing Corporation|18834
RJI|AB SVENSK ELEMENTS|WCHV|WELLS FARGO SECURITIES, LLC|118827
RJI|AB SVENSK ELEMENTS|WSEA|WOLVERINE SECURITIES, LLC|984
RJI|AB SVENSK ELEMENTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|14808
RJI|AB SVENSK ELEMENTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2008
RJN|AB SVENSK ROGERS ELE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
RJN|AB SVENSK ROGERS ELE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4047
RJN|AB SVENSK ROGERS ELE|EBXL|EBX LLC|5000
RJN|AB SVENSK ROGERS ELE|ETRS|E*Trade Securities LLC|3960
RJN|AB SVENSK ROGERS ELE|HRBF|American Enterprise Investment Services Inc.|47900
RJN|AB SVENSK ROGERS ELE|IBKR|Interactive Brokers Llc|9
RJN|AB SVENSK ROGERS ELE|ICBX|INSTINET, LLC|3500
RJN|AB SVENSK ROGERS ELE|JSJX|JANE STREET CAPITAL LLC|44179
RJN|AB SVENSK ROGERS ELE|NFSC|National Financial Services LLC|1118
RJN|AB SVENSK ROGERS ELE|NITE|VIRTU Americas LLC|5367
RJN|AB SVENSK ROGERS ELE|UBSS|UBS Securities LLC|100
RJN|AB SVENSK ROGERS ELE|WCHV|WELLS FARGO SECURITIES, LLC|699
RJN|AB SVENSK ROGERS ELE|WSEA|WOLVERINE SECURITIES, LLC|5
RJZ|AB SVENSK ELEMENTS|EDJO|Edward D. Jones & Co., L.P.|3001
RJZ|AB SVENSK ELEMENTS|ETRS|E*Trade Securities LLC|1125
RJZ|AB SVENSK ELEMENTS|IBKR|Interactive Brokers Llc|981
RJZ|AB SVENSK ELEMENTS|JSJX|JANE STREET CAPITAL LLC|1948
RJZ|AB SVENSK ELEMENTS|KCGM|VIRTU Americas LLC|543
RJZ|AB SVENSK ELEMENTS|LIME|Lime Brokerage LLC|139
RJZ|AB SVENSK ELEMENTS|MOTF|MOTIF INVESTING, INC.|1
RJZ|AB SVENSK ELEMENTS|NITE|VIRTU Americas LLC|2010
RJZ|AB SVENSK ELEMENTS|RBCM|RBC CAPITAL MARKETS, LLC|600
RJZ|AB SVENSK ELEMENTS|UBSS|UBS Securities LLC|100
RJZ|AB SVENSK ELEMENTS|WCHV|WELLS FARGO SECURITIES, LLC|800
RJZ|AB SVENSK ELEMENTS|WSEA|WOLVERINE SECURITIES, LLC|4
RKDA|ARCADIA BIOSCIENCES|ALTX|Alternet Securities Inc.|1500
RKDA|ARCADIA BIOSCIENCES|APCC|Apex Clearing Corporation|15781
RKDA|ARCADIA BIOSCIENCES|BATM|CBOE TRADING, INC.|1918
RKDA|ARCADIA BIOSCIENCES|BERN|Sanford C. Bernstein & Co., LLC|13
RKDA|ARCADIA BIOSCIENCES|BIMI|Banca IMI Securities Corp.|6250
RKDA|ARCADIA BIOSCIENCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2525
RKDA|ARCADIA BIOSCIENCES|CANT|Cantor Fitzgerald & Co.|94
RKDA|ARCADIA BIOSCIENCES|CHAS|Charles Schwab & Co., Inc.|14284
RKDA|ARCADIA BIOSCIENCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34126
RKDA|ARCADIA BIOSCIENCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2324
RKDA|ARCADIA BIOSCIENCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|98216
RKDA|ARCADIA BIOSCIENCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36971
RKDA|ARCADIA BIOSCIENCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
RKDA|ARCADIA BIOSCIENCES|DBAB|Deutsche Bank Securities Inc.|27413
RKDA|ARCADIA BIOSCIENCES|DBAX|Deutsche Bank Securities Inc.|20100
RKDA|ARCADIA BIOSCIENCES|DBUL|Deutsche Bank Securities Inc.|100
RKDA|ARCADIA BIOSCIENCES|DEAN|MORGAN STANLEY|4450
RKDA|ARCADIA BIOSCIENCES|DEGS|RONIN PROFESSIONAL LLC|23895
RKDA|ARCADIA BIOSCIENCES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|541
RKDA|ARCADIA BIOSCIENCES|EBXL|EBX LLC|14900
RKDA|ARCADIA BIOSCIENCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|7695
RKDA|ARCADIA BIOSCIENCES|EDJO|Edward D. Jones & Co., L.P.|2720
RKDA|ARCADIA BIOSCIENCES|EGAM|CBOE TRADING, INC.|6554
RKDA|ARCADIA BIOSCIENCES|EGXM|CBOE TRADING, INC.|7786
RKDA|ARCADIA BIOSCIENCES|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
RKDA|ARCADIA BIOSCIENCES|ETBE|Electronic Transaction Clearing, Inc.|3128
RKDA|ARCADIA BIOSCIENCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|173
RKDA|ARCADIA BIOSCIENCES|ETCB|ETC BROKERAGE SERVICES, LLC|3800
RKDA|ARCADIA BIOSCIENCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5534
RKDA|ARCADIA BIOSCIENCES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4270
RKDA|ARCADIA BIOSCIENCES|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2550
RKDA|ARCADIA BIOSCIENCES|ETRS|E*Trade Securities LLC|492696
RKDA|ARCADIA BIOSCIENCES|FBCO|Credit Suisse Securities (USA) LLC|90364
RKDA|ARCADIA BIOSCIENCES|FILL|Tradestation Securities, Inc.|18527
RKDA|ARCADIA BIOSCIENCES|FMAF|NBCN Inc./ CDS|2650
RKDA|ARCADIA BIOSCIENCES|FOMA|TD AMERITRADE CLEARING, INC.|1208761
RKDA|ARCADIA BIOSCIENCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|471
RKDA|ARCADIA BIOSCIENCES|FTBR|Foliofn Investments, Inc.|840
RKDA|ARCADIA BIOSCIENCES|GEBB|GLOBAL EXECUTION BROKERS, LP|5947
RKDA|ARCADIA BIOSCIENCES|GLPX|ACS EXECUTION SERVICES, LLC|15426
RKDA|ARCADIA BIOSCIENCES|GSCO|GOLDMAN SACHS & CO. LLC|97914
RKDA|ARCADIA BIOSCIENCES|GSCS|GOLDMAN SACHS & CO. LLC|1501
RKDA|ARCADIA BIOSCIENCES|GSLT|GOLDMAN SACHS & CO. LLC|2890
RKDA|ARCADIA BIOSCIENCES|GTSZ|GTS SECURITIES LLC|27683
RKDA|ARCADIA BIOSCIENCES|HRBF|American Enterprise Investment Services Inc.|7743
RKDA|ARCADIA BIOSCIENCES|IATS|INTERACTIVE BROKERS LLC|44215
RKDA|ARCADIA BIOSCIENCES|IBKR|Interactive Brokers Llc|367455
RKDA|ARCADIA BIOSCIENCES|ICBX|INSTINET, LLC|8604
RKDA|ARCADIA BIOSCIENCES|INCA|INSTINET, LLC|108733
RKDA|ARCADIA BIOSCIENCES|INJX|INSTINET, LLC|200
RKDA|ARCADIA BIOSCIENCES|ITGI|ITG Inc.|9971
RKDA|ARCADIA BIOSCIENCES|ITGP|ITG INC.|9800
RKDA|ARCADIA BIOSCIENCES|JANY|Janney Montgomery Scott Inc.|2705
RKDA|ARCADIA BIOSCIENCES|JEFF|JEFFERIES LLC|5363
RKDA|ARCADIA BIOSCIENCES|JMPT|JUMP TRADING, LLC|12355
RKDA|ARCADIA BIOSCIENCES|JONE|JonesTrading|37020
RKDA|ARCADIA BIOSCIENCES|JPBX|J.P. MORGAN SECURITIES LLC|200
RKDA|ARCADIA BIOSCIENCES|JPMX|J.P. Morgan Securities LLC|5216
RKDA|ARCADIA BIOSCIENCES|JSJX|JANE STREET CAPITAL LLC|2366
RKDA|ARCADIA BIOSCIENCES|KCGM|VIRTU Americas LLC|3740
RKDA|ARCADIA BIOSCIENCES|LEHM|Barclays Capital Inc./Le|78615
RKDA|ARCADIA BIOSCIENCES|LIME|Lime Brokerage LLC|41721
RKDA|ARCADIA BIOSCIENCES|LSCI|Lek Securities Corporation|300
RKDA|ARCADIA BIOSCIENCES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
RKDA|ARCADIA BIOSCIENCES|MAXM|Maxim Group LLC|70267
RKDA|ARCADIA BIOSCIENCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4100
RKDA|ARCADIA BIOSCIENCES|MOTF|MOTIF INVESTING, INC.|9
RKDA|ARCADIA BIOSCIENCES|MSCO|MORGAN STANLEY & CO. LLC|585978
RKDA|ARCADIA BIOSCIENCES|MSPL|MORGAN STANLEY & CO. LLC|5300
RKDA|ARCADIA BIOSCIENCES|NFSC|National Financial Services LLC|581462
RKDA|ARCADIA BIOSCIENCES|NITE|VIRTU Americas LLC|1488649
RKDA|ARCADIA BIOSCIENCES|NQRB|Brut, LLC|1000
RKDA|ARCADIA BIOSCIENCES|OPCO|Oppenheimer & Co. Inc.|1700
RKDA|ARCADIA BIOSCIENCES|PCPT|PHILLIP CAPITAL INC.|100
RKDA|ARCADIA BIOSCIENCES|PDQM|CODA MARKETS, INC.|22319
RKDA|ARCADIA BIOSCIENCES|PWJC|UBS Financial Services, Inc.|3800
RKDA|ARCADIA BIOSCIENCES|RAJA|Raymond James & Associates, Inc.|1363
RKDA|ARCADIA BIOSCIENCES|RBCM|RBC CAPITAL MARKETS, LLC|11659
RKDA|ARCADIA BIOSCIENCES|SAGL|SAGETRADER, LLC|7722
RKDA|ARCADIA BIOSCIENCES|SBSH|Citigroup Global Markets Inc.|27041
RKDA|ARCADIA BIOSCIENCES|SGMT|GOLDMAN SACHS & CO. LLC|29177
RKDA|ARCADIA BIOSCIENCES|SPDR|SPEEDROUTE LLC|17958
RKDA|ARCADIA BIOSCIENCES|SPNT|SEVEN POINTS CAPITAL, LLC|100
RKDA|ARCADIA BIOSCIENCES|STFL|Stifel, Nicolaus & Company, Incorporated|2720
RKDA|ARCADIA BIOSCIENCES|STXG|Stockcross Financial Services, Inc.|1850
RKDA|ARCADIA BIOSCIENCES|SWIM|TD Ameritrade, Inc.|681949
RKDA|ARCADIA BIOSCIENCES|SWST|Hilltop Securities Inc.|3794
RKDA|ARCADIA BIOSCIENCES|TKNG|ALLY INVEST SECURITIES LLC|21821
RKDA|ARCADIA BIOSCIENCES|TRBT|Tradebot Systems, Inc.|200
RKDA|ARCADIA BIOSCIENCES|TRCM|TRC MARKETS LLC|3596
RKDA|ARCADIA BIOSCIENCES|TTUC|CUTTONE & CO., INC.|12497
RKDA|ARCADIA BIOSCIENCES|TWTT|TASTYWORKS, INC.|700
RKDA|ARCADIA BIOSCIENCES|UBSA|UBS SECURITIES LLC|86552
RKDA|ARCADIA BIOSCIENCES|UBSS|UBS Securities LLC|357169
RKDA|ARCADIA BIOSCIENCES|VALX|VIRTU AMERICAS LLC|5158
RKDA|ARCADIA BIOSCIENCES|VGRD|Vanguard Marketing Corporation|46045
RKDA|ARCADIA BIOSCIENCES|VIEW|VIEWTRADE SECURITIES LLC|1738
RKDA|ARCADIA BIOSCIENCES|VSIN|Vision Financial Markets Llc|2478
RKDA|ARCADIA BIOSCIENCES|WCHV|WELLS FARGO SECURITIES, LLC|69762
RKDA|ARCADIA BIOSCIENCES|WEDB|WEDBUSH SECURITIES INC.|8135
RKDA|ARCADIA BIOSCIENCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23504
RKDA|ARCADIA BIOSCIENCES|WGIF|CIBC World Markets Inc.|8269
RKDA|ARCADIA BIOSCIENCES|WHOT|JUST2TRADE, INC.|300
RKDA|ARCADIA BIOSCIENCES|WSEA|WOLVERINE SECURITIES, LLC|24788
RKDA|ARCADIA BIOSCIENCES|YKNA|COMHAR CAPITAL MARKETS, LLC|1939
RKDA|ARCADIA BIOSCIENCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|830
RL|RALPH LAUREN CP|ABLE|NATIXIS Securities Americas LLC|88100
RL|RALPH LAUREN CP|ALTX|Alternet Securities Inc.|27554
RL|RALPH LAUREN CP|APCC|Apex Clearing Corporation|436
RL|RALPH LAUREN CP|AQUA|AQUA SECURITIES L.P.|5000
RL|RALPH LAUREN CP|BARD|Robert W. Baird & Co. Incorporated|167
RL|RALPH LAUREN CP|BATM|CBOE TRADING, INC.|14375
RL|RALPH LAUREN CP|BAYC|BAY CREST PARTNERS, LLC|336
RL|RALPH LAUREN CP|BAYT|BTIG, LLC|565
RL|RALPH LAUREN CP|BBNT|BB&T SECURITIES, LLC|170
RL|RALPH LAUREN CP|BERN|Sanford C. Bernstein & Co., LLC|89021
RL|RALPH LAUREN CP|BIDS|BIDS TRADING L.P.|300
RL|RALPH LAUREN CP|BIMI|Banca IMI Securities Corp.|285
RL|RALPH LAUREN CP|BKCM|BNY Mellon Capital Markets LLC|700
RL|RALPH LAUREN CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10316
RL|RALPH LAUREN CP|BLKX|INSTINET, LLC|30000
RL|RALPH LAUREN CP|BNPX|BNP PARIBAS SECURITIES CORP.|26911
RL|RALPH LAUREN CP|BTIG|BTIG, LLC|138522
RL|RALPH LAUREN CP|BYXM|CBOE TRADING, INC.|3150
RL|RALPH LAUREN CP|CABR|Cabrera Capital Markets, Inc.|12
RL|RALPH LAUREN CP|CANT|Cantor Fitzgerald & Co.|41
RL|RALPH LAUREN CP|CHAS|Charles Schwab & Co., Inc.|1863
RL|RALPH LAUREN CP|CIBP|CIBC World Markets Corp.|55474
RL|RALPH LAUREN CP|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
RL|RALPH LAUREN CP|CIST|Capital Institutional Services, Inc.|100
RL|RALPH LAUREN CP|CNFR|Cowen Prime Services LLC|400
RL|RALPH LAUREN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39537
RL|RALPH LAUREN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22
RL|RALPH LAUREN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|966
RL|RALPH LAUREN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|425520
RL|RALPH LAUREN CP|CTDL|Citadel Derivatives Group Llc|2575
RL|RALPH LAUREN CP|CTLR|CUTLER GROUP, LP|931
RL|RALPH LAUREN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|29446
RL|RALPH LAUREN CP|DBAB|Deutsche Bank Securities Inc.|593235
RL|RALPH LAUREN CP|DBAX|Deutsche Bank Securities Inc.|324800
RL|RALPH LAUREN CP|DBUL|Deutsche Bank Securities Inc.|125
RL|RALPH LAUREN CP|DCHF|Dart Executions, LLC|537
RL|RALPH LAUREN CP|DEAN|MORGAN STANLEY|6565
RL|RALPH LAUREN CP|DEGS|RONIN PROFESSIONAL LLC|600
RL|RALPH LAUREN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
RL|RALPH LAUREN CP|EBXL|EBX LLC|192200
RL|RALPH LAUREN CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|49993
RL|RALPH LAUREN CP|EDJC|Edward Jones / CDS|71
RL|RALPH LAUREN CP|EDJO|Edward D. Jones & Co., L.P.|758
RL|RALPH LAUREN CP|EGAM|CBOE TRADING, INC.|31976
RL|RALPH LAUREN CP|EGAW|CBOE TRADING, INC.|1
RL|RALPH LAUREN CP|EGMT|EG MARKET TECHNOLOGIES LLC|3483
RL|RALPH LAUREN CP|EGXM|CBOE TRADING, INC.|8434
RL|RALPH LAUREN CP|EROM|Eroom Securities L.L.C.|1040
RL|RALPH LAUREN CP|ETBE|Electronic Transaction Clearing, Inc.|62345
RL|RALPH LAUREN CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
RL|RALPH LAUREN CP|ETCB|ETC BROKERAGE SERVICES, LLC|4
RL|RALPH LAUREN CP|ETCC|Electronic Transaction Clearing, Inc.|513
RL|RALPH LAUREN CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
RL|RALPH LAUREN CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|71387
RL|RALPH LAUREN CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
RL|RALPH LAUREN CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|384
RL|RALPH LAUREN CP|ETRS|E*Trade Securities LLC|78208
RL|RALPH LAUREN CP|FILL|Tradestation Securities, Inc.|7134
RL|RALPH LAUREN CP|FMAF|NBCN Inc./ CDS|862
RL|RALPH LAUREN CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28263
RL|RALPH LAUREN CP|FQLS|Quantlab Securities LP|454281
RL|RALPH LAUREN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83542
RL|RALPH LAUREN CP|FTBR|Foliofn Investments, Inc.|1736
RL|RALPH LAUREN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|3263
RL|RALPH LAUREN CP|GLIS|TD Securities Inc|460
RL|RALPH LAUREN CP|GLPX|ACS EXECUTION SERVICES, LLC|133591
RL|RALPH LAUREN CP|GSCO|GOLDMAN SACHS & CO. LLC|920956
RL|RALPH LAUREN CP|GSCS|GOLDMAN SACHS & CO. LLC|4312
RL|RALPH LAUREN CP|GSLT|GOLDMAN SACHS & CO. LLC|10456
RL|RALPH LAUREN CP|GTSZ|GTS SECURITIES LLC|162362
RL|RALPH LAUREN CP|GZML|Guzman & Company|200
RL|RALPH LAUREN CP|HAPX|HAP Trading, LLC|100
RL|RALPH LAUREN CP|HRBF|American Enterprise Investment Services Inc.|199
RL|RALPH LAUREN CP|HSBC|HSBC Securities, Inc.|2937
RL|RALPH LAUREN CP|IATS|INTERACTIVE BROKERS LLC|15344
RL|RALPH LAUREN CP|IBKR|Interactive Brokers Llc|18042
RL|RALPH LAUREN CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|545
RL|RALPH LAUREN CP|ICBX|INSTINET, LLC|52339
RL|RALPH LAUREN CP|IEQY|CITADEL SECURITIES LLC|219827
RL|RALPH LAUREN CP|INCA|INSTINET, LLC|623347
RL|RALPH LAUREN CP|INJX|INSTINET, LLC|12438
RL|RALPH LAUREN CP|ITGI|ITG Inc.|63610
RL|RALPH LAUREN CP|ITGP|ITG INC.|172200
RL|RALPH LAUREN CP|JANY|Janney Montgomery Scott Inc.|16
RL|RALPH LAUREN CP|JEFF|JEFFERIES LLC|74893
RL|RALPH LAUREN CP|JMPT|JUMP TRADING, LLC|75606
RL|RALPH LAUREN CP|JPBX|J.P. MORGAN SECURITIES LLC|284412
RL|RALPH LAUREN CP|JPMX|J.P. Morgan Securities LLC|490340
RL|RALPH LAUREN CP|JSJX|JANE STREET CAPITAL LLC|9569
RL|RALPH LAUREN CP|JUTA|JUMP TRADING, LLC|100
RL|RALPH LAUREN CP|KCGM|VIRTU Americas LLC|41461
RL|RALPH LAUREN CP|LEHM|Barclays Capital Inc./Le|818136
RL|RALPH LAUREN CP|LIME|Lime Brokerage LLC|65665
RL|RALPH LAUREN CP|LOOP|Loop Capital Markets LLC|253
RL|RALPH LAUREN CP|LQNA|LIQUIDNET, INC.|5000
RL|RALPH LAUREN CP|LSCI|Lek Securities Corporation|1755
RL|RALPH LAUREN CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2048
RL|RALPH LAUREN CP|MAXM|Maxim Group LLC|200
RL|RALPH LAUREN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92558
RL|RALPH LAUREN CP|MOTF|MOTIF INVESTING, INC.|9
RL|RALPH LAUREN CP|MPSG|E D & F Man Capital Markets Inc.|467
RL|RALPH LAUREN CP|MSCO|MORGAN STANLEY & CO. LLC|2175707
RL|RALPH LAUREN CP|MSPL|MORGAN STANLEY & CO. LLC|440600
RL|RALPH LAUREN CP|MSTX|MORGAN STANLEY & CO. LLC|222700
RL|RALPH LAUREN CP|MTON|MILLINGTON SECURITIES, INC.|93015
RL|RALPH LAUREN CP|MULL|MARK J. MULLER EQUITIES, INC.|7446
RL|RALPH LAUREN CP|NFSC|National Financial Services LLC|80858
RL|RALPH LAUREN CP|NITE|VIRTU Americas LLC|409780
RL|RALPH LAUREN CP|NITP|VIRTU Americas LLC|410
RL|RALPH LAUREN CP|NMRA|Nomura Securities International, Inc.|400
RL|RALPH LAUREN CP|NQRB|Brut, LLC|10352
RL|RALPH LAUREN CP|NTRC|Northern Trust Securities, Inc.|31
RL|RALPH LAUREN CP|OHOS|TWO SIGMA SECURITIES, LLC|101403
RL|RALPH LAUREN CP|OPCO|Oppenheimer & Co. Inc.|33
RL|RALPH LAUREN CP|PDQM|CODA MARKETS, INC.|256227
RL|RALPH LAUREN CP|PHLY|NASDAQ Execution Services, LLC|9400
RL|RALPH LAUREN CP|PNSR|Penserra Securities, LLC|100
RL|RALPH LAUREN CP|PWJC|UBS Financial Services, Inc.|2003
RL|RALPH LAUREN CP|QMSR|QUATTRO M SECURITIES INC.|12830
RL|RALPH LAUREN CP|RBCM|RBC CAPITAL MARKETS, LLC|1712
RL|RALPH LAUREN CP|SAGL|SAGETRADER, LLC|86980
RL|RALPH LAUREN CP|SAGW|SAGETRADER, LLC|100
RL|RALPH LAUREN CP|SALI|INTL FCSTONE FINANCIAL INC.|528
RL|RALPH LAUREN CP|SBSH|Citigroup Global Markets Inc.|178257
RL|RALPH LAUREN CP|SGMT|GOLDMAN SACHS & CO. LLC|155711
RL|RALPH LAUREN CP|SJLS|TRADE INFORMATICS LLC|12500
RL|RALPH LAUREN CP|SPDR|SPEEDROUTE LLC|23715
RL|RALPH LAUREN CP|SPHN|Stephens Inc.|39
RL|RALPH LAUREN CP|STFL|Stifel, Nicolaus & Company, Incorporated|3832
RL|RALPH LAUREN CP|STKP|STOCKPILE INVESTMENTS, INC.|50
RL|RALPH LAUREN CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4817
RL|RALPH LAUREN CP|SWIM|TD Ameritrade, Inc.|46396
RL|RALPH LAUREN CP|SWST|Hilltop Securities Inc.|57
RL|RALPH LAUREN CP|TKNG|ALLY INVEST SECURITIES LLC|927
RL|RALPH LAUREN CP|TRBT|Tradebot Systems, Inc.|289647
RL|RALPH LAUREN CP|TRCM|TRC MARKETS LLC|208609
RL|RALPH LAUREN CP|TWTT|TASTYWORKS, INC.|300
RL|RALPH LAUREN CP|UBSA|UBS SECURITIES LLC|718873
RL|RALPH LAUREN CP|UBSS|UBS Securities LLC|1138290
RL|RALPH LAUREN CP|VALX|VIRTU AMERICAS LLC|12586
RL|RALPH LAUREN CP|VERT|The Vertical Trading Group, LLC|16
RL|RALPH LAUREN CP|VGRD|Vanguard Marketing Corporation|2207
RL|RALPH LAUREN CP|WABR|Wall Street Access|94515
RL|RALPH LAUREN CP|WBET|Wallachbeth Capital LLC|8250
RL|RALPH LAUREN CP|WBLR|WILLIAM BLAIR|32
RL|RALPH LAUREN CP|WBPX|SUMMIT SECURITIES GROUP, LLC|3132
RL|RALPH LAUREN CP|WCHV|WELLS FARGO SECURITIES, LLC|198446
RL|RALPH LAUREN CP|WDNX|WEEDEN & CO.L.P.|702
RL|RALPH LAUREN CP|WEDB|WEDBUSH SECURITIES INC.|3196
RL|RALPH LAUREN CP|WEED|Weeden & Co.L.P.|5773
RL|RALPH LAUREN CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48916
RL|RALPH LAUREN CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49820
RL|RALPH LAUREN CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|680
RL|RALPH LAUREN CP|WSAG|WALL STREET ACCESS|378
RL|RALPH LAUREN CP|WSEA|WOLVERINE SECURITIES, LLC|8736
RL|RALPH LAUREN CP|XIST|INSTINET, LLC|105476
RL|RALPH LAUREN CP|XPQR|Jump Trading|2100
RL|RALPH LAUREN CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|69800
RL|RALPH LAUREN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|17987
RL|RALPH LAUREN CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6407
RLGT|RADIANT LOGISTICS|ALTX|Alternet Securities Inc.|400
RLGT|RADIANT LOGISTICS|ANOS|ABEL/NOSER, L.L.C.|17438
RLGT|RADIANT LOGISTICS|APCC|Apex Clearing Corporation|15
RLGT|RADIANT LOGISTICS|BATM|CBOE TRADING, INC.|489
RLGT|RADIANT LOGISTICS|BBNT|BB&T SECURITIES, LLC|7300
RLGT|RADIANT LOGISTICS|BZYD|GOLDMAN SACHS & CO. LLC|9713
RLGT|RADIANT LOGISTICS|CANT|Cantor Fitzgerald & Co.|6524
RLGT|RADIANT LOGISTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5607
RLGT|RADIANT LOGISTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30019
RLGT|RADIANT LOGISTICS|CTDL|Citadel Derivatives Group Llc|2158
RLGT|RADIANT LOGISTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|15696
RLGT|RADIANT LOGISTICS|DBAB|Deutsche Bank Securities Inc.|5115
RLGT|RADIANT LOGISTICS|DBAX|Deutsche Bank Securities Inc.|13400
RLGT|RADIANT LOGISTICS|DEAN|MORGAN STANLEY|1700
RLGT|RADIANT LOGISTICS|DEGS|RONIN PROFESSIONAL LLC|3617
RLGT|RADIANT LOGISTICS|EBXL|EBX LLC|19300
RLGT|RADIANT LOGISTICS|EGAM|CBOE TRADING, INC.|1500
RLGT|RADIANT LOGISTICS|EGXM|CBOE TRADING, INC.|200
RLGT|RADIANT LOGISTICS|ETBE|Electronic Transaction Clearing, Inc.|1712
RLGT|RADIANT LOGISTICS|ETRS|E*Trade Securities LLC|3619
RLGT|RADIANT LOGISTICS|FMAF|NBCN Inc./ CDS|591
RLGT|RADIANT LOGISTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8190
RLGT|RADIANT LOGISTICS|FTBR|Foliofn Investments, Inc.|1041
RLGT|RADIANT LOGISTICS|GLIS|TD Securities Inc|3986
RLGT|RADIANT LOGISTICS|GLPX|ACS EXECUTION SERVICES, LLC|1690
RLGT|RADIANT LOGISTICS|GSCO|GOLDMAN SACHS & CO. LLC|36985
RLGT|RADIANT LOGISTICS|GSLT|GOLDMAN SACHS & CO. LLC|17707
RLGT|RADIANT LOGISTICS|IATS|INTERACTIVE BROKERS LLC|1300
RLGT|RADIANT LOGISTICS|IBKR|Interactive Brokers Llc|10605
RLGT|RADIANT LOGISTICS|ICBX|INSTINET, LLC|12271
RLGT|RADIANT LOGISTICS|IEQY|CITADEL SECURITIES LLC|1562
RLGT|RADIANT LOGISTICS|INCA|INSTINET, LLC|12246
RLGT|RADIANT LOGISTICS|INJX|INSTINET, LLC|1625
RLGT|RADIANT LOGISTICS|ITGI|ITG Inc.|15961
RLGT|RADIANT LOGISTICS|ITGP|ITG INC.|56000
RLGT|RADIANT LOGISTICS|JEFF|JEFFERIES LLC|273
RLGT|RADIANT LOGISTICS|JMPT|JUMP TRADING, LLC|536
RLGT|RADIANT LOGISTICS|JPMX|J.P. Morgan Securities LLC|24759
RLGT|RADIANT LOGISTICS|JSJX|JANE STREET CAPITAL LLC|7336
RLGT|RADIANT LOGISTICS|KCGM|VIRTU Americas LLC|5478
RLGT|RADIANT LOGISTICS|LEHM|Barclays Capital Inc./Le|26223
RLGT|RADIANT LOGISTICS|LIME|Lime Brokerage LLC|19418
RLGT|RADIANT LOGISTICS|LOOP|Loop Capital Markets LLC|2184
RLGT|RADIANT LOGISTICS|LQNA|LIQUIDNET, INC.|26800
RLGT|RADIANT LOGISTICS|MACQ|Macquarie Capital (USA) Inc.|6049
RLGT|RADIANT LOGISTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16522
RLGT|RADIANT LOGISTICS|MSCO|MORGAN STANLEY & CO. LLC|75701
RLGT|RADIANT LOGISTICS|MSPL|MORGAN STANLEY & CO. LLC|14900
RLGT|RADIANT LOGISTICS|MSTX|MORGAN STANLEY & CO. LLC|13900
RLGT|RADIANT LOGISTICS|NFSC|National Financial Services LLC|19666
RLGT|RADIANT LOGISTICS|NITE|VIRTU Americas LLC|111235
RLGT|RADIANT LOGISTICS|NQRB|Brut, LLC|600
RLGT|RADIANT LOGISTICS|PDQM|CODA MARKETS, INC.|3890
RLGT|RADIANT LOGISTICS|SAGL|SAGETRADER, LLC|1400
RLGT|RADIANT LOGISTICS|SBSH|Citigroup Global Markets Inc.|15196
RLGT|RADIANT LOGISTICS|SGMT|GOLDMAN SACHS & CO. LLC|15685
RLGT|RADIANT LOGISTICS|SPDR|SPEEDROUTE LLC|1014
RLGT|RADIANT LOGISTICS|SPGS|Sea Port Group Securities, LLC|14958
RLGT|RADIANT LOGISTICS|SWIM|TD Ameritrade, Inc.|5040
RLGT|RADIANT LOGISTICS|TKNG|ALLY INVEST SECURITIES LLC|260
RLGT|RADIANT LOGISTICS|TRBT|Tradebot Systems, Inc.|3641
RLGT|RADIANT LOGISTICS|TRCM|TRC MARKETS LLC|300
RLGT|RADIANT LOGISTICS|UBSA|UBS SECURITIES LLC|6095
RLGT|RADIANT LOGISTICS|UBSS|UBS Securities LLC|46507
RLGT|RADIANT LOGISTICS|VALX|VIRTU AMERICAS LLC|1731
RLGT|RADIANT LOGISTICS|VGRD|Vanguard Marketing Corporation|3700
RLGT|RADIANT LOGISTICS|WCHV|WELLS FARGO SECURITIES, LLC|802
RLGT|RADIANT LOGISTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
RLGT|RADIANT LOGISTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
RLGT|RADIANT LOGISTICS|WSEA|WOLVERINE SECURITIES, LLC|257
RLGT|RADIANT LOGISTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
RLGT|RADIANT LOGISTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RLGT$A|RADIANT LOGISTICS A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|178
RLGT$A|RADIANT LOGISTICS A|EDJO|Edward D. Jones & Co., L.P.|740
RLGT$A|RADIANT LOGISTICS A|ETRS|E*Trade Securities LLC|3400
RLGT$A|RADIANT LOGISTICS A|IBKR|Interactive Brokers Llc|201
RLGT$A|RADIANT LOGISTICS A|INCA|INSTINET, LLC|285
RLGT$A|RADIANT LOGISTICS A|JANY|Janney Montgomery Scott Inc.|500
RLGT$A|RADIANT LOGISTICS A|LIME|Lime Brokerage LLC|78
RLGT$A|RADIANT LOGISTICS A|NFSC|National Financial Services LLC|780
RLGT$A|RADIANT LOGISTICS A|NITE|VIRTU Americas LLC|3018
RLGT$A|RADIANT LOGISTICS A|NQRB|Brut, LLC|700
RLGT$A|RADIANT LOGISTICS A|SALI|INTL FCSTONE FINANCIAL INC.|1266
RLGT$A|RADIANT LOGISTICS A|UBSS|UBS Securities LLC|2514
RLGT$A|RADIANT LOGISTICS A|VGRD|Vanguard Marketing Corporation|48
RLGT$A|RADIANT LOGISTICS A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|188
RLGY|REALOGY HOLDINGS CP|ABLE|NATIXIS Securities Americas LLC|253000
RLGY|REALOGY HOLDINGS CP|AGIS|Aegis Capital Corp.|50
RLGY|REALOGY HOLDINGS CP|ALTX|Alternet Securities Inc.|23530
RLGY|REALOGY HOLDINGS CP|APCC|Apex Clearing Corporation|62
RLGY|REALOGY HOLDINGS CP|BARD|Robert W. Baird & Co. Incorporated|153
RLGY|REALOGY HOLDINGS CP|BATM|CBOE TRADING, INC.|2934
RLGY|REALOGY HOLDINGS CP|BAYC|BAY CREST PARTNERS, LLC|336
RLGY|REALOGY HOLDINGS CP|BAYT|BTIG, LLC|2100
RLGY|REALOGY HOLDINGS CP|BERN|Sanford C. Bernstein & Co., LLC|50708
RLGY|REALOGY HOLDINGS CP|BIDS|BIDS TRADING L.P.|300
RLGY|REALOGY HOLDINGS CP|BIMI|Banca IMI Securities Corp.|90
RLGY|REALOGY HOLDINGS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3726
RLGY|REALOGY HOLDINGS CP|BLKX|INSTINET, LLC|87520
RLGY|REALOGY HOLDINGS CP|BNPX|BNP PARIBAS SECURITIES CORP.|2239
RLGY|REALOGY HOLDINGS CP|BTIG|BTIG, LLC|143367
RLGY|REALOGY HOLDINGS CP|BYXM|CBOE TRADING, INC.|635
RLGY|REALOGY HOLDINGS CP|BZYD|GOLDMAN SACHS & CO. LLC|100
RLGY|REALOGY HOLDINGS CP|CANT|Cantor Fitzgerald & Co.|65049
RLGY|REALOGY HOLDINGS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|137392
RLGY|REALOGY HOLDINGS CP|CHAS|Charles Schwab & Co., Inc.|179
RLGY|REALOGY HOLDINGS CP|CICF|Canaccord Genuity Corp.|3400
RLGY|REALOGY HOLDINGS CP|CIST|Capital Institutional Services, Inc.|3380
RLGY|REALOGY HOLDINGS CP|CLSA|CLSA AMERICAS, LLC|16290
RLGY|REALOGY HOLDINGS CP|CMPT|Compass Point Research & Trading, LLC|100
RLGY|REALOGY HOLDINGS CP|CNFR|Cowen Prime Services LLC|5100
RLGY|REALOGY HOLDINGS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|198521
RLGY|REALOGY HOLDINGS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39113
RLGY|REALOGY HOLDINGS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2755
RLGY|REALOGY HOLDINGS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|596028
RLGY|REALOGY HOLDINGS CP|CTDL|Citadel Derivatives Group Llc|94287
RLGY|REALOGY HOLDINGS CP|CTLR|CUTLER GROUP, LP|1000
RLGY|REALOGY HOLDINGS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|127234
RLGY|REALOGY HOLDINGS CP|DADA|D.A. Davidson & Co.|254
RLGY|REALOGY HOLDINGS CP|DAVA|Davenport & Company LLC|166
RLGY|REALOGY HOLDINGS CP|DBAB|Deutsche Bank Securities Inc.|494621
RLGY|REALOGY HOLDINGS CP|DBAX|Deutsche Bank Securities Inc.|503900
RLGY|REALOGY HOLDINGS CP|DBUL|Deutsche Bank Securities Inc.|11416
RLGY|REALOGY HOLDINGS CP|DCHF|Dart Executions, LLC|1958
RLGY|REALOGY HOLDINGS CP|DEAN|MORGAN STANLEY|103705
RLGY|REALOGY HOLDINGS CP|DEGS|RONIN PROFESSIONAL LLC|5603
RLGY|REALOGY HOLDINGS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13750
RLGY|REALOGY HOLDINGS CP|EBXL|EBX LLC|268600
RLGY|REALOGY HOLDINGS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|50725
RLGY|REALOGY HOLDINGS CP|EDJO|Edward D. Jones & Co., L.P.|35407
RLGY|REALOGY HOLDINGS CP|EGAM|CBOE TRADING, INC.|24869
RLGY|REALOGY HOLDINGS CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
RLGY|REALOGY HOLDINGS CP|EGXM|CBOE TRADING, INC.|15676
RLGY|REALOGY HOLDINGS CP|EGXW|CBOE TRADING, INC.|900
RLGY|REALOGY HOLDINGS CP|ETBE|Electronic Transaction Clearing, Inc.|9994
RLGY|REALOGY HOLDINGS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
RLGY|REALOGY HOLDINGS CP|ETCC|Electronic Transaction Clearing, Inc.|320
RLGY|REALOGY HOLDINGS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5343
RLGY|REALOGY HOLDINGS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2222
RLGY|REALOGY HOLDINGS CP|ETRS|E*Trade Securities LLC|245597
RLGY|REALOGY HOLDINGS CP|FILL|Tradestation Securities, Inc.|100
RLGY|REALOGY HOLDINGS CP|FMAF|NBCN Inc./ CDS|1459
RLGY|REALOGY HOLDINGS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4900
RLGY|REALOGY HOLDINGS CP|FQLS|Quantlab Securities LP|411940
RLGY|REALOGY HOLDINGS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95535
RLGY|REALOGY HOLDINGS CP|FTBR|Foliofn Investments, Inc.|994
RLGY|REALOGY HOLDINGS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|4100
RLGY|REALOGY HOLDINGS CP|GLPX|ACS EXECUTION SERVICES, LLC|24201
RLGY|REALOGY HOLDINGS CP|GSCO|GOLDMAN SACHS & CO. LLC|1433354
RLGY|REALOGY HOLDINGS CP|GSCS|GOLDMAN SACHS & CO. LLC|6985
RLGY|REALOGY HOLDINGS CP|GSLT|GOLDMAN SACHS & CO. LLC|15116
RLGY|REALOGY HOLDINGS CP|GTSZ|GTS SECURITIES LLC|108516
RLGY|REALOGY HOLDINGS CP|HRBF|American Enterprise Investment Services Inc.|267
RLGY|REALOGY HOLDINGS CP|HSBC|HSBC Securities, Inc.|10118
RLGY|REALOGY HOLDINGS CP|IATS|INTERACTIVE BROKERS LLC|12170
RLGY|REALOGY HOLDINGS CP|IBKR|Interactive Brokers Llc|24329
RLGY|REALOGY HOLDINGS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|253
RLGY|REALOGY HOLDINGS CP|ICBX|INSTINET, LLC|72299
RLGY|REALOGY HOLDINGS CP|IEQY|CITADEL SECURITIES LLC|29834
RLGY|REALOGY HOLDINGS CP|INCA|INSTINET, LLC|270666
RLGY|REALOGY HOLDINGS CP|INJX|INSTINET, LLC|57009
RLGY|REALOGY HOLDINGS CP|INTL|INTL FCSTONE FINANCIAL INC.|17288
RLGY|REALOGY HOLDINGS CP|ITGI|ITG Inc.|92112
RLGY|REALOGY HOLDINGS CP|ITGP|ITG INC.|461600
RLGY|REALOGY HOLDINGS CP|JANY|Janney Montgomery Scott Inc.|46
RLGY|REALOGY HOLDINGS CP|JEFF|JEFFERIES LLC|129111
RLGY|REALOGY HOLDINGS CP|JMPT|JUMP TRADING, LLC|72849
RLGY|REALOGY HOLDINGS CP|JONE|JonesTrading|900
RLGY|REALOGY HOLDINGS CP|JPBX|J.P. MORGAN SECURITIES LLC|72139
RLGY|REALOGY HOLDINGS CP|JPMX|J.P. Morgan Securities LLC|617670
RLGY|REALOGY HOLDINGS CP|JSJX|JANE STREET CAPITAL LLC|49985
RLGY|REALOGY HOLDINGS CP|KCGM|VIRTU Americas LLC|78017
RLGY|REALOGY HOLDINGS CP|LEHM|Barclays Capital Inc./Le|923379
RLGY|REALOGY HOLDINGS CP|LIME|Lime Brokerage LLC|12426
RLGY|REALOGY HOLDINGS CP|LQNA|LIQUIDNET, INC.|265600
RLGY|REALOGY HOLDINGS CP|LSCI|Lek Securities Corporation|89
RLGY|REALOGY HOLDINGS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RLGY|REALOGY HOLDINGS CP|MACQ|Macquarie Capital (USA) Inc.|1400
RLGY|REALOGY HOLDINGS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|278732
RLGY|REALOGY HOLDINGS CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
RLGY|REALOGY HOLDINGS CP|MOTF|MOTIF INVESTING, INC.|12
RLGY|REALOGY HOLDINGS CP|MSCO|MORGAN STANLEY & CO. LLC|1455148
RLGY|REALOGY HOLDINGS CP|MSPL|MORGAN STANLEY & CO. LLC|460700
RLGY|REALOGY HOLDINGS CP|MSTX|MORGAN STANLEY & CO. LLC|304600
RLGY|REALOGY HOLDINGS CP|NFSC|National Financial Services LLC|114755
RLGY|REALOGY HOLDINGS CP|NITE|VIRTU Americas LLC|303669
RLGY|REALOGY HOLDINGS CP|NITP|VIRTU Americas LLC|993
RLGY|REALOGY HOLDINGS CP|NQRB|Brut, LLC|11930
RLGY|REALOGY HOLDINGS CP|OHOS|TWO SIGMA SECURITIES, LLC|44833
RLGY|REALOGY HOLDINGS CP|OPCO|Oppenheimer & Co. Inc.|1650
RLGY|REALOGY HOLDINGS CP|PDQM|CODA MARKETS, INC.|88096
RLGY|REALOGY HOLDINGS CP|PWJC|UBS Financial Services, Inc.|3
RLGY|REALOGY HOLDINGS CP|RBCM|RBC CAPITAL MARKETS, LLC|1456
RLGY|REALOGY HOLDINGS CP|RHCO|Suntrust Robinson Humphrey, Inc.|14899
RLGY|REALOGY HOLDINGS CP|SAGL|SAGETRADER, LLC|72554
RLGY|REALOGY HOLDINGS CP|SAGW|SAGETRADER, LLC|46
RLGY|REALOGY HOLDINGS CP|SBSH|Citigroup Global Markets Inc.|140063
RLGY|REALOGY HOLDINGS CP|SGMT|GOLDMAN SACHS & CO. LLC|165315
RLGY|REALOGY HOLDINGS CP|SHMR|ABN Amro Clearing LLC|46
RLGY|REALOGY HOLDINGS CP|SPDR|SPEEDROUTE LLC|23290
RLGY|REALOGY HOLDINGS CP|SPHN|Stephens Inc.|7816
RLGY|REALOGY HOLDINGS CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|47714
RLGY|REALOGY HOLDINGS CP|STFL|Stifel, Nicolaus & Company, Incorporated|499
RLGY|REALOGY HOLDINGS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5269
RLGY|REALOGY HOLDINGS CP|SWIM|TD Ameritrade, Inc.|62295
RLGY|REALOGY HOLDINGS CP|SWST|Hilltop Securities Inc.|300
RLGY|REALOGY HOLDINGS CP|TDSI|TD Securities (USA) LLC|950
RLGY|REALOGY HOLDINGS CP|TKNG|ALLY INVEST SECURITIES LLC|207
RLGY|REALOGY HOLDINGS CP|TOUR|TOURMALINE PARTNERS, LLC|1048
RLGY|REALOGY HOLDINGS CP|TRBT|Tradebot Systems, Inc.|229535
RLGY|REALOGY HOLDINGS CP|TRCM|TRC MARKETS LLC|86363
RLGY|REALOGY HOLDINGS CP|TWTT|TASTYWORKS, INC.|100
RLGY|REALOGY HOLDINGS CP|UBSA|UBS SECURITIES LLC|801720
RLGY|REALOGY HOLDINGS CP|UBSS|UBS Securities LLC|1058333
RLGY|REALOGY HOLDINGS CP|VALX|VIRTU AMERICAS LLC|18517
RLGY|REALOGY HOLDINGS CP|VGRD|Vanguard Marketing Corporation|2655
RLGY|REALOGY HOLDINGS CP|VNDM|Wall Street Access|20000
RLGY|REALOGY HOLDINGS CP|WABR|Wall Street Access|36045
RLGY|REALOGY HOLDINGS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|749
RLGY|REALOGY HOLDINGS CP|WCHV|WELLS FARGO SECURITIES, LLC|94733
RLGY|REALOGY HOLDINGS CP|WEDB|WEDBUSH SECURITIES INC.|865
RLGY|REALOGY HOLDINGS CP|WEED|Weeden & Co.L.P.|166569
RLGY|REALOGY HOLDINGS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1436
RLGY|REALOGY HOLDINGS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5407
RLGY|REALOGY HOLDINGS CP|WSEA|WOLVERINE SECURITIES, LLC|1807
RLGY|REALOGY HOLDINGS CP|XIST|INSTINET, LLC|81400
RLGY|REALOGY HOLDINGS CP|XPQR|Jump Trading|100
RLGY|REALOGY HOLDINGS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|48132
RLGY|REALOGY HOLDINGS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3141
RLGY|REALOGY HOLDINGS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2759
RLH|RED LION HOTELS CP|ALTX|Alternet Securities Inc.|1761
RLH|RED LION HOTELS CP|APCC|Apex Clearing Corporation|24
RLH|RED LION HOTELS CP|BATM|CBOE TRADING, INC.|700
RLH|RED LION HOTELS CP|BAYT|BTIG, LLC|4067
RLH|RED LION HOTELS CP|BERN|Sanford C. Bernstein & Co., LLC|147686
RLH|RED LION HOTELS CP|BIDS|BIDS TRADING L.P.|200
RLH|RED LION HOTELS CP|BLKX|INSTINET, LLC|20800
RLH|RED LION HOTELS CP|BNPX|BNP PARIBAS SECURITIES CORP.|1575
RLH|RED LION HOTELS CP|BZYD|GOLDMAN SACHS & CO. LLC|1369
RLH|RED LION HOTELS CP|CHAS|Charles Schwab & Co., Inc.|800
RLH|RED LION HOTELS CP|CHLM|Craig-Hallum Capital Group LLC|160000
RLH|RED LION HOTELS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|111399
RLH|RED LION HOTELS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
RLH|RED LION HOTELS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71671
RLH|RED LION HOTELS CP|CTDL|Citadel Derivatives Group Llc|109
RLH|RED LION HOTELS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|15026
RLH|RED LION HOTELS CP|DBAB|Deutsche Bank Securities Inc.|5594
RLH|RED LION HOTELS CP|DBAX|Deutsche Bank Securities Inc.|76600
RLH|RED LION HOTELS CP|DEAN|MORGAN STANLEY|24612
RLH|RED LION HOTELS CP|DEGS|RONIN PROFESSIONAL LLC|3282
RLH|RED LION HOTELS CP|EBXL|EBX LLC|100600
RLH|RED LION HOTELS CP|EDJO|Edward D. Jones & Co., L.P.|391
RLH|RED LION HOTELS CP|EGAM|CBOE TRADING, INC.|1506
RLH|RED LION HOTELS CP|EGAW|CBOE TRADING, INC.|7
RLH|RED LION HOTELS CP|EGXM|CBOE TRADING, INC.|452
RLH|RED LION HOTELS CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
RLH|RED LION HOTELS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
RLH|RED LION HOTELS CP|ETRS|E*Trade Securities LLC|20724
RLH|RED LION HOTELS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52731
RLH|RED LION HOTELS CP|FTBR|Foliofn Investments, Inc.|18829
RLH|RED LION HOTELS CP|GLPX|ACS EXECUTION SERVICES, LLC|1560
RLH|RED LION HOTELS CP|GSCO|GOLDMAN SACHS & CO. LLC|93454
RLH|RED LION HOTELS CP|GSCS|GOLDMAN SACHS & CO. LLC|400
RLH|RED LION HOTELS CP|GSLT|GOLDMAN SACHS & CO. LLC|830
RLH|RED LION HOTELS CP|GTSZ|GTS SECURITIES LLC|17881
RLH|RED LION HOTELS CP|IATS|INTERACTIVE BROKERS LLC|800
RLH|RED LION HOTELS CP|IBKR|Interactive Brokers Llc|3401
RLH|RED LION HOTELS CP|ICBX|INSTINET, LLC|17185
RLH|RED LION HOTELS CP|IEQY|CITADEL SECURITIES LLC|400
RLH|RED LION HOTELS CP|INCA|INSTINET, LLC|19281
RLH|RED LION HOTELS CP|INJX|INSTINET, LLC|6095
RLH|RED LION HOTELS CP|ITGI|ITG Inc.|6332
RLH|RED LION HOTELS CP|ITGP|ITG INC.|34200
RLH|RED LION HOTELS CP|JEFF|JEFFERIES LLC|2032
RLH|RED LION HOTELS CP|JMPT|JUMP TRADING, LLC|660
RLH|RED LION HOTELS CP|JONE|JonesTrading|771157
RLH|RED LION HOTELS CP|JPBX|J.P. MORGAN SECURITIES LLC|1200
RLH|RED LION HOTELS CP|JPMX|J.P. Morgan Securities LLC|75790
RLH|RED LION HOTELS CP|JSJX|JANE STREET CAPITAL LLC|231
RLH|RED LION HOTELS CP|KCGM|VIRTU Americas LLC|15923
RLH|RED LION HOTELS CP|LEHM|Barclays Capital Inc./Le|142141
RLH|RED LION HOTELS CP|LIME|Lime Brokerage LLC|8780
RLH|RED LION HOTELS CP|LQNA|LIQUIDNET, INC.|33300
RLH|RED LION HOTELS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89904
RLH|RED LION HOTELS CP|MSCO|MORGAN STANLEY & CO. LLC|164759
RLH|RED LION HOTELS CP|MSPL|MORGAN STANLEY & CO. LLC|37400
RLH|RED LION HOTELS CP|MSTX|MORGAN STANLEY & CO. LLC|5000
RLH|RED LION HOTELS CP|NFSC|National Financial Services LLC|33646
RLH|RED LION HOTELS CP|NITE|VIRTU Americas LLC|169470
RLH|RED LION HOTELS CP|NQRB|Brut, LLC|1717
RLH|RED LION HOTELS CP|ONEL|O'NEIL SECURITIES, INCORPORATED|14739
RLH|RED LION HOTELS CP|OPCO|Oppenheimer & Co. Inc.|4350
RLH|RED LION HOTELS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1407
RLH|RED LION HOTELS CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|700
RLH|RED LION HOTELS CP|PDQM|CODA MARKETS, INC.|4760
RLH|RED LION HOTELS CP|RILY|B. RILEY FBR, INC.|12246
RLH|RED LION HOTELS CP|SBSH|Citigroup Global Markets Inc.|6944
RLH|RED LION HOTELS CP|SGMT|GOLDMAN SACHS & CO. LLC|20442
RLH|RED LION HOTELS CP|SPDR|SPEEDROUTE LLC|3301
RLH|RED LION HOTELS CP|SWIM|TD Ameritrade, Inc.|3243
RLH|RED LION HOTELS CP|TRBT|Tradebot Systems, Inc.|1100
RLH|RED LION HOTELS CP|TRCM|TRC MARKETS LLC|6409
RLH|RED LION HOTELS CP|UBSA|UBS SECURITIES LLC|95388
RLH|RED LION HOTELS CP|UBSS|UBS Securities LLC|49992
RLH|RED LION HOTELS CP|VALX|VIRTU AMERICAS LLC|7991
RLH|RED LION HOTELS CP|VGRD|Vanguard Marketing Corporation|2662
RLH|RED LION HOTELS CP|VSIN|Vision Financial Markets Llc|640
RLH|RED LION HOTELS CP|WCHV|WELLS FARGO SECURITIES, LLC|7220
RLH|RED LION HOTELS CP|WEED|Weeden & Co.L.P.|2460
RLH|RED LION HOTELS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5
RLH|RED LION HOTELS CP|WSEA|WOLVERINE SECURITIES, LLC|38
RLH|RED LION HOTELS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
RLI|RLI CORP|ALTX|Alternet Securities Inc.|301
RLI|RLI CORP|APCC|Apex Clearing Corporation|60
RLI|RLI CORP|BARD|Robert W. Baird & Co. Incorporated|90
RLI|RLI CORP|BATM|CBOE TRADING, INC.|1100
RLI|RLI CORP|BBNT|BB&T SECURITIES, LLC|22
RLI|RLI CORP|BERN|Sanford C. Bernstein & Co., LLC|300
RLI|RLI CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1465
RLI|RLI CORP|BMOC|BMO Capital Markets Corp.|700
RLI|RLI CORP|BNPX|BNP PARIBAS SECURITIES CORP.|14480
RLI|RLI CORP|BRVL|BLAYLOCK VAN, LLC|2900
RLI|RLI CORP|BTIG|BTIG, LLC|1200
RLI|RLI CORP|BYXM|CBOE TRADING, INC.|146
RLI|RLI CORP|BZYD|GOLDMAN SACHS & CO. LLC|615
RLI|RLI CORP|CANT|Cantor Fitzgerald & Co.|127
RLI|RLI CORP|CHAS|Charles Schwab & Co., Inc.|1
RLI|RLI CORP|CIST|Capital Institutional Services, Inc.|11
RLI|RLI CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6361
RLI|RLI CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1712
RLI|RLI CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25665
RLI|RLI CORP|CTDL|Citadel Derivatives Group Llc|2349
RLI|RLI CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3858
RLI|RLI CORP|DAVA|Davenport & Company LLC|94
RLI|RLI CORP|DBAB|Deutsche Bank Securities Inc.|9814
RLI|RLI CORP|DBAX|Deutsche Bank Securities Inc.|11800
RLI|RLI CORP|DBUL|Deutsche Bank Securities Inc.|200
RLI|RLI CORP|DEAN|MORGAN STANLEY|777
RLI|RLI CORP|DEGS|RONIN PROFESSIONAL LLC|320
RLI|RLI CORP|EBXL|EBX LLC|15400
RLI|RLI CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2365
RLI|RLI CORP|EDJO|Edward D. Jones & Co., L.P.|2662
RLI|RLI CORP|EGAM|CBOE TRADING, INC.|309
RLI|RLI CORP|EGXM|CBOE TRADING, INC.|193
RLI|RLI CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7632
RLI|RLI CORP|ETRS|E*Trade Securities LLC|734
RLI|RLI CORP|FILL|Tradestation Securities, Inc.|415
RLI|RLI CORP|FMAF|NBCN Inc./ CDS|353
RLI|RLI CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|510
RLI|RLI CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32093
RLI|RLI CORP|FTBR|Foliofn Investments, Inc.|100
RLI|RLI CORP|GLPX|ACS EXECUTION SERVICES, LLC|1773
RLI|RLI CORP|GSCO|GOLDMAN SACHS & CO. LLC|120888
RLI|RLI CORP|GSCS|GOLDMAN SACHS & CO. LLC|6999
RLI|RLI CORP|GTSZ|GTS SECURITIES LLC|25487
RLI|RLI CORP|HRBF|American Enterprise Investment Services Inc.|289
RLI|RLI CORP|HSBC|HSBC Securities, Inc.|402
RLI|RLI CORP|IATS|INTERACTIVE BROKERS LLC|241
RLI|RLI CORP|IBKR|Interactive Brokers Llc|1463
RLI|RLI CORP|ICBX|INSTINET, LLC|10000
RLI|RLI CORP|IEQY|CITADEL SECURITIES LLC|6997
RLI|RLI CORP|INCA|INSTINET, LLC|17459
RLI|RLI CORP|INJX|INSTINET, LLC|137
RLI|RLI CORP|ITGI|ITG Inc.|3309
RLI|RLI CORP|ITGP|ITG INC.|10200
RLI|RLI CORP|JEFF|JEFFERIES LLC|2358
RLI|RLI CORP|JMPT|JUMP TRADING, LLC|2442
RLI|RLI CORP|JPBX|J.P. MORGAN SECURITIES LLC|16128
RLI|RLI CORP|JPMX|J.P. Morgan Securities LLC|35353
RLI|RLI CORP|JSJX|JANE STREET CAPITAL LLC|12879
RLI|RLI CORP|KCGM|VIRTU Americas LLC|7139
RLI|RLI CORP|LEHM|Barclays Capital Inc./Le|41752
RLI|RLI CORP|LIME|Lime Brokerage LLC|4910
RLI|RLI CORP|LOOP|Loop Capital Markets LLC|100
RLI|RLI CORP|LSCI|Lek Securities Corporation|13
RLI|RLI CORP|MACC|Mid Atlantic Capital Corporation|1
RLI|RLI CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9792
RLI|RLI CORP|MSCO|MORGAN STANLEY & CO. LLC|86502
RLI|RLI CORP|MSPL|MORGAN STANLEY & CO. LLC|32900
RLI|RLI CORP|MSTX|MORGAN STANLEY & CO. LLC|4800
RLI|RLI CORP|NFSC|National Financial Services LLC|15775
RLI|RLI CORP|NITE|VIRTU Americas LLC|49181
RLI|RLI CORP|NQRB|Brut, LLC|271
RLI|RLI CORP|NTRC|Northern Trust Securities, Inc.|214
RLI|RLI CORP|OPCO|Oppenheimer & Co. Inc.|132
RLI|RLI CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|909
RLI|RLI CORP|PDQM|CODA MARKETS, INC.|3031
RLI|RLI CORP|PWJC|UBS Financial Services, Inc.|7
RLI|RLI CORP|RBCM|RBC CAPITAL MARKETS, LLC|322
RLI|RLI CORP|SAGL|SAGETRADER, LLC|377
RLI|RLI CORP|SAGW|SAGETRADER, LLC|100
RLI|RLI CORP|SALI|INTL FCSTONE FINANCIAL INC.|48
RLI|RLI CORP|SBSH|Citigroup Global Markets Inc.|22763
RLI|RLI CORP|SEIC|SEI Investments Distribution Co.|100
RLI|RLI CORP|SGMT|GOLDMAN SACHS & CO. LLC|11193
RLI|RLI CORP|SPDR|SPEEDROUTE LLC|1950
RLI|RLI CORP|SPTD|MINT GLOBAL MARKETS, INC.|8314
RLI|RLI CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|20600
RLI|RLI CORP|STFL|Stifel, Nicolaus & Company, Incorporated|354
RLI|RLI CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1850
RLI|RLI CORP|SWIM|TD Ameritrade, Inc.|168
RLI|RLI CORP|TMBR|Timber Hill LLC|394
RLI|RLI CORP|TRBT|Tradebot Systems, Inc.|7648
RLI|RLI CORP|TRCM|TRC MARKETS LLC|6151
RLI|RLI CORP|UBSA|UBS SECURITIES LLC|61599
RLI|RLI CORP|UBSS|UBS Securities LLC|151257
RLI|RLI CORP|VALX|VIRTU AMERICAS LLC|7128
RLI|RLI CORP|VGRD|Vanguard Marketing Corporation|3408
RLI|RLI CORP|WCHV|WELLS FARGO SECURITIES, LLC|10383
RLI|RLI CORP|WDNX|WEEDEN & CO.L.P.|818
RLI|RLI CORP|WEDB|WEDBUSH SECURITIES INC.|125
RLI|RLI CORP|WEED|Weeden & Co.L.P.|480
RLI|RLI CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|229
RLI|RLI CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1556
RLI|RLI CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|114
RLI|RLI CORP|WSEA|WOLVERINE SECURITIES, LLC|262
RLI|RLI CORP|XIST|INSTINET, LLC|9444
RLI|RLI CORP|XPQR|Jump Trading|700
RLI|RLI CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1402
RLI|RLI CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|449
RLI|RLI CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|593
RLJ|RLJ LODGING TRUST|ABLE|NATIXIS Securities Americas LLC|24000
RLJ|RLJ LODGING TRUST|ALTX|Alternet Securities Inc.|7355
RLJ|RLJ LODGING TRUST|APCC|Apex Clearing Corporation|782
RLJ|RLJ LODGING TRUST|AQUA|AQUA SECURITIES L.P.|2500
RLJ|RLJ LODGING TRUST|BALE|M&T SECURITIES, INC.|142
RLJ|RLJ LODGING TRUST|BARD|Robert W. Baird & Co. Incorporated|630
RLJ|RLJ LODGING TRUST|BATM|CBOE TRADING, INC.|1846
RLJ|RLJ LODGING TRUST|BAYC|BAY CREST PARTNERS, LLC|103
RLJ|RLJ LODGING TRUST|BERN|Sanford C. Bernstein & Co., LLC|12592
RLJ|RLJ LODGING TRUST|BIDS|BIDS TRADING L.P.|1300
RLJ|RLJ LODGING TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1876
RLJ|RLJ LODGING TRUST|BLKX|INSTINET, LLC|98115
RLJ|RLJ LODGING TRUST|BMOC|BMO Capital Markets Corp.|81495
RLJ|RLJ LODGING TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|43498
RLJ|RLJ LODGING TRUST|BTIG|BTIG, LLC|34568
RLJ|RLJ LODGING TRUST|BYXM|CBOE TRADING, INC.|1351
RLJ|RLJ LODGING TRUST|BZYD|GOLDMAN SACHS & CO. LLC|2010
RLJ|RLJ LODGING TRUST|CANT|Cantor Fitzgerald & Co.|7243
RLJ|RLJ LODGING TRUST|CHAS|Charles Schwab & Co., Inc.|6
RLJ|RLJ LODGING TRUST|CIST|Capital Institutional Services, Inc.|21988
RLJ|RLJ LODGING TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|277288
RLJ|RLJ LODGING TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6792
RLJ|RLJ LODGING TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19734
RLJ|RLJ LODGING TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|221411
RLJ|RLJ LODGING TRUST|CTDL|Citadel Derivatives Group Llc|16458
RLJ|RLJ LODGING TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|72922
RLJ|RLJ LODGING TRUST|DBAB|Deutsche Bank Securities Inc.|447671
RLJ|RLJ LODGING TRUST|DBAX|Deutsche Bank Securities Inc.|292500
RLJ|RLJ LODGING TRUST|DBUL|Deutsche Bank Securities Inc.|1100
RLJ|RLJ LODGING TRUST|DCHF|Dart Executions, LLC|1582
RLJ|RLJ LODGING TRUST|DEAN|MORGAN STANLEY|2018
RLJ|RLJ LODGING TRUST|DEGS|RONIN PROFESSIONAL LLC|419
RLJ|RLJ LODGING TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13053
RLJ|RLJ LODGING TRUST|EBXL|EBX LLC|161600
RLJ|RLJ LODGING TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|4090
RLJ|RLJ LODGING TRUST|EDJO|Edward D. Jones & Co., L.P.|816
RLJ|RLJ LODGING TRUST|EGAM|CBOE TRADING, INC.|11266
RLJ|RLJ LODGING TRUST|EGAW|CBOE TRADING, INC.|319
RLJ|RLJ LODGING TRUST|EGXM|CBOE TRADING, INC.|1300
RLJ|RLJ LODGING TRUST|ETBE|Electronic Transaction Clearing, Inc.|5699
RLJ|RLJ LODGING TRUST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
RLJ|RLJ LODGING TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1970
RLJ|RLJ LODGING TRUST|ETRS|E*Trade Securities LLC|22984
RLJ|RLJ LODGING TRUST|FBRC|B. RILEY FBR, INC.|352967
RLJ|RLJ LODGING TRUST|FILL|Tradestation Securities, Inc.|4707
RLJ|RLJ LODGING TRUST|FINX|FINTECH SECURITIES|1510
RLJ|RLJ LODGING TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3531
RLJ|RLJ LODGING TRUST|FQLS|Quantlab Securities LP|238895
RLJ|RLJ LODGING TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100132
RLJ|RLJ LODGING TRUST|FTBR|Foliofn Investments, Inc.|700
RLJ|RLJ LODGING TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|300
RLJ|RLJ LODGING TRUST|GLPX|ACS EXECUTION SERVICES, LLC|30441
RLJ|RLJ LODGING TRUST|GNAV|GREEN STREET TRADING, LLC|6116
RLJ|RLJ LODGING TRUST|GSCO|GOLDMAN SACHS & CO. LLC|1282936
RLJ|RLJ LODGING TRUST|GSCS|GOLDMAN SACHS & CO. LLC|1372
RLJ|RLJ LODGING TRUST|GSLT|GOLDMAN SACHS & CO. LLC|5571
RLJ|RLJ LODGING TRUST|GTSY|GTS SECURITIES LLC|500
RLJ|RLJ LODGING TRUST|GTSZ|GTS SECURITIES LLC|58837
RLJ|RLJ LODGING TRUST|HRBF|American Enterprise Investment Services Inc.|140
RLJ|RLJ LODGING TRUST|IATS|INTERACTIVE BROKERS LLC|4207
RLJ|RLJ LODGING TRUST|IBKR|Interactive Brokers Llc|15052
RLJ|RLJ LODGING TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
RLJ|RLJ LODGING TRUST|ICBX|INSTINET, LLC|86221
RLJ|RLJ LODGING TRUST|IEQY|CITADEL SECURITIES LLC|74641
RLJ|RLJ LODGING TRUST|INCA|INSTINET, LLC|148076
RLJ|RLJ LODGING TRUST|INJX|INSTINET, LLC|468
RLJ|RLJ LODGING TRUST|INTL|INTL FCSTONE FINANCIAL INC.|2789
RLJ|RLJ LODGING TRUST|ITGI|ITG Inc.|114408
RLJ|RLJ LODGING TRUST|ITGP|ITG INC.|216400
RLJ|RLJ LODGING TRUST|JANY|Janney Montgomery Scott Inc.|400
RLJ|RLJ LODGING TRUST|JEFF|JEFFERIES LLC|72645
RLJ|RLJ LODGING TRUST|JMPT|JUMP TRADING, LLC|74079
RLJ|RLJ LODGING TRUST|JONE|JonesTrading|52
RLJ|RLJ LODGING TRUST|JPBX|J.P. MORGAN SECURITIES LLC|57937
RLJ|RLJ LODGING TRUST|JPMX|J.P. Morgan Securities LLC|258255
RLJ|RLJ LODGING TRUST|JSJX|JANE STREET CAPITAL LLC|4446
RLJ|RLJ LODGING TRUST|KCGM|VIRTU Americas LLC|33482
RLJ|RLJ LODGING TRUST|LEHM|Barclays Capital Inc./Le|454071
RLJ|RLJ LODGING TRUST|LIME|Lime Brokerage LLC|16675
RLJ|RLJ LODGING TRUST|LMNX|LUMINEX TRADING & ANALYTICS LLC|94208
RLJ|RLJ LODGING TRUST|LQNA|LIQUIDNET, INC.|151200
RLJ|RLJ LODGING TRUST|LQNB|LIQUIDNET, INC.|4272
RLJ|RLJ LODGING TRUST|LSCI|Lek Securities Corporation|150
RLJ|RLJ LODGING TRUST|MACC|Mid Atlantic Capital Corporation|905
RLJ|RLJ LODGING TRUST|MACQ|Macquarie Capital (USA) Inc.|600
RLJ|RLJ LODGING TRUST|MAXM|Maxim Group LLC|1629
RLJ|RLJ LODGING TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|383645
RLJ|RLJ LODGING TRUST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
RLJ|RLJ LODGING TRUST|MOTF|MOTIF INVESTING, INC.|5
RLJ|RLJ LODGING TRUST|MSCO|MORGAN STANLEY & CO. LLC|1220971
RLJ|RLJ LODGING TRUST|MSPL|MORGAN STANLEY & CO. LLC|331800
RLJ|RLJ LODGING TRUST|MSTX|MORGAN STANLEY & CO. LLC|173600
RLJ|RLJ LODGING TRUST|MZHO|Mizuho Securities USA LLC|74770
RLJ|RLJ LODGING TRUST|NFSC|National Financial Services LLC|58648
RLJ|RLJ LODGING TRUST|NITE|VIRTU Americas LLC|216934
RLJ|RLJ LODGING TRUST|NITP|VIRTU Americas LLC|492
RLJ|RLJ LODGING TRUST|NQRB|Brut, LLC|10100
RLJ|RLJ LODGING TRUST|NTRC|Northern Trust Securities, Inc.|4168
RLJ|RLJ LODGING TRUST|OPCO|Oppenheimer & Co. Inc.|2820
RLJ|RLJ LODGING TRUST|PDQM|CODA MARKETS, INC.|25503
RLJ|RLJ LODGING TRUST|PWJC|UBS Financial Services, Inc.|18
RLJ|RLJ LODGING TRUST|QMSR|QUATTRO M SECURITIES INC.|22568
RLJ|RLJ LODGING TRUST|RBCM|RBC CAPITAL MARKETS, LLC|10232
RLJ|RLJ LODGING TRUST|SAGL|SAGETRADER, LLC|19400
RLJ|RLJ LODGING TRUST|SBSH|Citigroup Global Markets Inc.|224035
RLJ|RLJ LODGING TRUST|SGMT|GOLDMAN SACHS & CO. LLC|107611
RLJ|RLJ LODGING TRUST|SPDR|SPEEDROUTE LLC|9650
RLJ|RLJ LODGING TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|73556
RLJ|RLJ LODGING TRUST|STKP|STOCKPILE INVESTMENTS, INC.|6
RLJ|RLJ LODGING TRUST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4527
RLJ|RLJ LODGING TRUST|SWIM|TD Ameritrade, Inc.|1200
RLJ|RLJ LODGING TRUST|SWST|Hilltop Securities Inc.|3779
RLJ|RLJ LODGING TRUST|TKNG|ALLY INVEST SECURITIES LLC|1808
RLJ|RLJ LODGING TRUST|TOUR|TOURMALINE PARTNERS, LLC|7568
RLJ|RLJ LODGING TRUST|TRBT|Tradebot Systems, Inc.|149482
RLJ|RLJ LODGING TRUST|TRCM|TRC MARKETS LLC|198827
RLJ|RLJ LODGING TRUST|TWTT|TASTYWORKS, INC.|1000
RLJ|RLJ LODGING TRUST|UBSA|UBS SECURITIES LLC|508728
RLJ|RLJ LODGING TRUST|UBSS|UBS Securities LLC|364824
RLJ|RLJ LODGING TRUST|VALX|VIRTU AMERICAS LLC|32595
RLJ|RLJ LODGING TRUST|VGRD|Vanguard Marketing Corporation|3390
RLJ|RLJ LODGING TRUST|WBPX|SUMMIT SECURITIES GROUP, LLC|6467
RLJ|RLJ LODGING TRUST|WCHV|WELLS FARGO SECURITIES, LLC|31423
RLJ|RLJ LODGING TRUST|WEDB|WEDBUSH SECURITIES INC.|1035
RLJ|RLJ LODGING TRUST|WEED|Weeden & Co.L.P.|2526
RLJ|RLJ LODGING TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|119
RLJ|RLJ LODGING TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44620
RLJ|RLJ LODGING TRUST|WSEA|WOLVERINE SECURITIES, LLC|2469
RLJ|RLJ LODGING TRUST|XIST|INSTINET, LLC|50200
RLJ|RLJ LODGING TRUST|XPQR|Jump Trading|400
RLJ|RLJ LODGING TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|31192
RLJ|RLJ LODGING TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|1507
RLJ|RLJ LODGING TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5627
RLJ$A|RLJ LODGING TR A|ALTX|Alternet Securities Inc.|100
RLJ$A|RLJ LODGING TR A|BYXM|CBOE TRADING, INC.|100
RLJ$A|RLJ LODGING TR A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3708
RLJ$A|RLJ LODGING TR A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2996
RLJ$A|RLJ LODGING TR A|DBAX|Deutsche Bank Securities Inc.|9900
RLJ$A|RLJ LODGING TR A|DEAN|MORGAN STANLEY|1400
RLJ$A|RLJ LODGING TR A|EBXL|EBX LLC|2100
RLJ$A|RLJ LODGING TR A|ETRS|E*Trade Securities LLC|5212
RLJ$A|RLJ LODGING TR A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|358
RLJ$A|RLJ LODGING TR A|GEBB|GLOBAL EXECUTION BROKERS, LP|200
RLJ$A|RLJ LODGING TR A|GLPX|ACS EXECUTION SERVICES, LLC|3100
RLJ$A|RLJ LODGING TR A|GSCO|GOLDMAN SACHS & CO. LLC|700
RLJ$A|RLJ LODGING TR A|GSCS|GOLDMAN SACHS & CO. LLC|6137
RLJ$A|RLJ LODGING TR A|GSLT|GOLDMAN SACHS & CO. LLC|2490
RLJ$A|RLJ LODGING TR A|GTSZ|GTS SECURITIES LLC|200
RLJ$A|RLJ LODGING TR A|IATS|INTERACTIVE BROKERS LLC|600
RLJ$A|RLJ LODGING TR A|IBKR|Interactive Brokers Llc|5462
RLJ$A|RLJ LODGING TR A|ICBX|INSTINET, LLC|1100
RLJ$A|RLJ LODGING TR A|INCA|INSTINET, LLC|3462
RLJ$A|RLJ LODGING TR A|ITGP|ITG INC.|1400
RLJ$A|RLJ LODGING TR A|JANY|Janney Montgomery Scott Inc.|175
RLJ$A|RLJ LODGING TR A|JEFF|JEFFERIES LLC|300
RLJ$A|RLJ LODGING TR A|JPMX|J.P. Morgan Securities LLC|9708
RLJ$A|RLJ LODGING TR A|KCGM|VIRTU Americas LLC|800
RLJ$A|RLJ LODGING TR A|LEHM|Barclays Capital Inc./Le|4937
RLJ$A|RLJ LODGING TR A|LIME|Lime Brokerage LLC|408
RLJ$A|RLJ LODGING TR A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
RLJ$A|RLJ LODGING TR A|MSCO|MORGAN STANLEY & CO. LLC|20390
RLJ$A|RLJ LODGING TR A|MSPL|MORGAN STANLEY & CO. LLC|1700
RLJ$A|RLJ LODGING TR A|NFSC|National Financial Services LLC|38615
RLJ$A|RLJ LODGING TR A|NITE|VIRTU Americas LLC|44812
RLJ$A|RLJ LODGING TR A|PDQM|CODA MARKETS, INC.|3756
RLJ$A|RLJ LODGING TR A|SGMT|GOLDMAN SACHS & CO. LLC|1818
RLJ$A|RLJ LODGING TR A|SPDR|SPEEDROUTE LLC|800
RLJ$A|RLJ LODGING TR A|TRBT|Tradebot Systems, Inc.|381
RLJ$A|RLJ LODGING TR A|UBSA|UBS SECURITIES LLC|7661
RLJ$A|RLJ LODGING TR A|UBSS|UBS Securities LLC|565
RLJ$A|RLJ LODGING TR A|VGRD|Vanguard Marketing Corporation|200
RLJ$A|RLJ LODGING TR A|WCHV|WELLS FARGO SECURITIES, LLC|6439
RLJ$A|RLJ LODGING TR A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23292
RLJ$A|RLJ LODGING TR A|XSTM|NATIONAL FINANCIAL SERVICES LLC|15012
RLJ$A|RLJ LODGING TR A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3226
RLJE|RLJ ENTERTAINMENT|APCC|Apex Clearing Corporation|264
RLJE|RLJ ENTERTAINMENT|BATM|CBOE TRADING, INC.|100
RLJE|RLJ ENTERTAINMENT|BYXM|CBOE TRADING, INC.|100
RLJE|RLJ ENTERTAINMENT|CANT|Cantor Fitzgerald & Co.|92
RLJE|RLJ ENTERTAINMENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
RLJE|RLJ ENTERTAINMENT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
RLJE|RLJ ENTERTAINMENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|642
RLJE|RLJ ENTERTAINMENT|CTDL|Citadel Derivatives Group Llc|1
RLJE|RLJ ENTERTAINMENT|DBAB|Deutsche Bank Securities Inc.|500
RLJE|RLJ ENTERTAINMENT|DBAX|Deutsche Bank Securities Inc.|300
RLJE|RLJ ENTERTAINMENT|DEAN|MORGAN STANLEY|496
RLJE|RLJ ENTERTAINMENT|DEGS|RONIN PROFESSIONAL LLC|2576
RLJE|RLJ ENTERTAINMENT|EBXL|EBX LLC|200
RLJE|RLJ ENTERTAINMENT|EGAM|CBOE TRADING, INC.|100
RLJE|RLJ ENTERTAINMENT|EGAW|CBOE TRADING, INC.|100
RLJE|RLJ ENTERTAINMENT|ETRS|E*Trade Securities LLC|22354
RLJE|RLJ ENTERTAINMENT|FBCO|Credit Suisse Securities (USA) LLC|2714
RLJE|RLJ ENTERTAINMENT|FILL|Tradestation Securities, Inc.|200
RLJE|RLJ ENTERTAINMENT|FOMA|TD AMERITRADE CLEARING, INC.|37775
RLJE|RLJ ENTERTAINMENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|396
RLJE|RLJ ENTERTAINMENT|FTBR|Foliofn Investments, Inc.|1369
RLJE|RLJ ENTERTAINMENT|GLPX|ACS EXECUTION SERVICES, LLC|1800
RLJE|RLJ ENTERTAINMENT|GSCO|GOLDMAN SACHS & CO. LLC|3258
RLJE|RLJ ENTERTAINMENT|GSLT|GOLDMAN SACHS & CO. LLC|451
RLJE|RLJ ENTERTAINMENT|GTSZ|GTS SECURITIES LLC|1349
RLJE|RLJ ENTERTAINMENT|IATS|INTERACTIVE BROKERS LLC|2106
RLJE|RLJ ENTERTAINMENT|IBKR|Interactive Brokers Llc|12848
RLJE|RLJ ENTERTAINMENT|INCA|INSTINET, LLC|3837
RLJE|RLJ ENTERTAINMENT|ITGI|ITG Inc.|400
RLJE|RLJ ENTERTAINMENT|ITGP|ITG INC.|200
RLJE|RLJ ENTERTAINMENT|KCGM|VIRTU Americas LLC|100
RLJE|RLJ ENTERTAINMENT|LEHM|Barclays Capital Inc./Le|6471
RLJE|RLJ ENTERTAINMENT|LIME|Lime Brokerage LLC|8598
RLJE|RLJ ENTERTAINMENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500
RLJE|RLJ ENTERTAINMENT|MSCO|MORGAN STANLEY & CO. LLC|8102
RLJE|RLJ ENTERTAINMENT|NFSC|National Financial Services LLC|5802
RLJE|RLJ ENTERTAINMENT|NITE|VIRTU Americas LLC|43909
RLJE|RLJ ENTERTAINMENT|NQRB|Brut, LLC|1300
RLJE|RLJ ENTERTAINMENT|OPCO|Oppenheimer & Co. Inc.|1200
RLJE|RLJ ENTERTAINMENT|PDQM|CODA MARKETS, INC.|2970
RLJE|RLJ ENTERTAINMENT|SGMT|GOLDMAN SACHS & CO. LLC|350
RLJE|RLJ ENTERTAINMENT|SPDR|SPEEDROUTE LLC|500
RLJE|RLJ ENTERTAINMENT|SPTD|MINT GLOBAL MARKETS, INC.|700
RLJE|RLJ ENTERTAINMENT|SWIM|TD Ameritrade, Inc.|23426
RLJE|RLJ ENTERTAINMENT|TKNG|ALLY INVEST SECURITIES LLC|123
RLJE|RLJ ENTERTAINMENT|TRCM|TRC MARKETS LLC|787
RLJE|RLJ ENTERTAINMENT|UBSA|UBS SECURITIES LLC|2576
RLJE|RLJ ENTERTAINMENT|UBSS|UBS Securities LLC|5386
RLJE|RLJ ENTERTAINMENT|VALX|VIRTU AMERICAS LLC|130
RLJE|RLJ ENTERTAINMENT|VGRD|Vanguard Marketing Corporation|1660
RLJE|RLJ ENTERTAINMENT|WCHV|WELLS FARGO SECURITIES, LLC|15853
RLJE|RLJ ENTERTAINMENT|WEDB|WEDBUSH SECURITIES INC.|750
RLY|SPDRSSGA REALRTRN|APCC|Apex Clearing Corporation|81
RLY|SPDRSSGA REALRTRN|BARD|Robert W. Baird & Co. Incorporated|1202
RLY|SPDRSSGA REALRTRN|BBNT|BB&T SECURITIES, LLC|19
RLY|SPDRSSGA REALRTRN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46
RLY|SPDRSSGA REALRTRN|BYXM|CBOE TRADING, INC.|800
RLY|SPDRSSGA REALRTRN|CANT|Cantor Fitzgerald & Co.|35517
RLY|SPDRSSGA REALRTRN|CHAS|Charles Schwab & Co., Inc.|3
RLY|SPDRSSGA REALRTRN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4349
RLY|SPDRSSGA REALRTRN|CSIN|Citadel Securities Institutional LLC|63525
RLY|SPDRSSGA REALRTRN|CTDL|Citadel Derivatives Group Llc|63525
RLY|SPDRSSGA REALRTRN|DBAX|Deutsche Bank Securities Inc.|600
RLY|SPDRSSGA REALRTRN|DEAN|MORGAN STANLEY|3988
RLY|SPDRSSGA REALRTRN|EBXL|EBX LLC|600
RLY|SPDRSSGA REALRTRN|EDJO|Edward D. Jones & Co., L.P.|650
RLY|SPDRSSGA REALRTRN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1427
RLY|SPDRSSGA REALRTRN|FTBR|Foliofn Investments, Inc.|1
RLY|SPDRSSGA REALRTRN|GEBB|GLOBAL EXECUTION BROKERS, LP|100
RLY|SPDRSSGA REALRTRN|GSLT|GOLDMAN SACHS & CO. LLC|500
RLY|SPDRSSGA REALRTRN|GTSZ|GTS SECURITIES LLC|183
RLY|SPDRSSGA REALRTRN|IBKR|Interactive Brokers Llc|285
RLY|SPDRSSGA REALRTRN|ICBX|INSTINET, LLC|11532
RLY|SPDRSSGA REALRTRN|INCA|INSTINET, LLC|699
RLY|SPDRSSGA REALRTRN|JPMX|J.P. Morgan Securities LLC|800
RLY|SPDRSSGA REALRTRN|JSEB|JANE STREET EXECUTION SERVICES, LLC|252124
RLY|SPDRSSGA REALRTRN|JSJX|JANE STREET CAPITAL LLC|22592
RLY|SPDRSSGA REALRTRN|KCGM|VIRTU Americas LLC|970
RLY|SPDRSSGA REALRTRN|LEHM|Barclays Capital Inc./Le|400
RLY|SPDRSSGA REALRTRN|LIME|Lime Brokerage LLC|1094
RLY|SPDRSSGA REALRTRN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|217
RLY|SPDRSSGA REALRTRN|MACC|Mid Atlantic Capital Corporation|860
RLY|SPDRSSGA REALRTRN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
RLY|SPDRSSGA REALRTRN|MSCO|MORGAN STANLEY & CO. LLC|16184
RLY|SPDRSSGA REALRTRN|MSPL|MORGAN STANLEY & CO. LLC|400
RLY|SPDRSSGA REALRTRN|NFSC|National Financial Services LLC|15846
RLY|SPDRSSGA REALRTRN|NITE|VIRTU Americas LLC|65251
RLY|SPDRSSGA REALRTRN|NQRB|Brut, LLC|500
RLY|SPDRSSGA REALRTRN|OPCO|Oppenheimer & Co. Inc.|170
RLY|SPDRSSGA REALRTRN|RBCM|RBC CAPITAL MARKETS, LLC|88
RLY|SPDRSSGA REALRTRN|SGMT|GOLDMAN SACHS & CO. LLC|607
RLY|SPDRSSGA REALRTRN|STFL|Stifel, Nicolaus & Company, Incorporated|1650
RLY|SPDRSSGA REALRTRN|UBSA|UBS SECURITIES LLC|9214
RLY|SPDRSSGA REALRTRN|UBSS|UBS Securities LLC|160258
RLY|SPDRSSGA REALRTRN|VGRD|Vanguard Marketing Corporation|51843
RLY|SPDRSSGA REALRTRN|WCHV|WELLS FARGO SECURITIES, LLC|9561
RLY|SPDRSSGA REALRTRN|WSEA|WOLVERINE SECURITIES, LLC|25
RLY|SPDRSSGA REALRTRN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14056
RM|REGIONAL MGMT CORP|ALTX|Alternet Securities Inc.|400
RM|REGIONAL MGMT CORP|APCC|Apex Clearing Corporation|7473
RM|REGIONAL MGMT CORP|BATM|CBOE TRADING, INC.|463
RM|REGIONAL MGMT CORP|BAYC|BAY CREST PARTNERS, LLC|24301
RM|REGIONAL MGMT CORP|BERN|Sanford C. Bernstein & Co., LLC|85
RM|REGIONAL MGMT CORP|BNPX|BNP PARIBAS SECURITIES CORP.|967
RM|REGIONAL MGMT CORP|BZYD|GOLDMAN SACHS & CO. LLC|351
RM|REGIONAL MGMT CORP|CHAS|Charles Schwab & Co., Inc.|47
RM|REGIONAL MGMT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8839
RM|REGIONAL MGMT CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|240
RM|REGIONAL MGMT CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|90
RM|REGIONAL MGMT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26200
RM|REGIONAL MGMT CORP|CTDL|Citadel Derivatives Group Llc|354
RM|REGIONAL MGMT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4968
RM|REGIONAL MGMT CORP|DBAB|Deutsche Bank Securities Inc.|7043
RM|REGIONAL MGMT CORP|DBAX|Deutsche Bank Securities Inc.|20300
RM|REGIONAL MGMT CORP|DEAN|MORGAN STANLEY|652
RM|REGIONAL MGMT CORP|DEGS|RONIN PROFESSIONAL LLC|1260
RM|REGIONAL MGMT CORP|EBXL|EBX LLC|6100
RM|REGIONAL MGMT CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3020
RM|REGIONAL MGMT CORP|EGAM|CBOE TRADING, INC.|394
RM|REGIONAL MGMT CORP|EGXM|CBOE TRADING, INC.|153
RM|REGIONAL MGMT CORP|EGXW|CBOE TRADING, INC.|1
RM|REGIONAL MGMT CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|335
RM|REGIONAL MGMT CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2490
RM|REGIONAL MGMT CORP|ETRS|E*Trade Securities LLC|823
RM|REGIONAL MGMT CORP|FILL|Tradestation Securities, Inc.|500
RM|REGIONAL MGMT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7795
RM|REGIONAL MGMT CORP|FTBR|Foliofn Investments, Inc.|1872
RM|REGIONAL MGMT CORP|GSCO|GOLDMAN SACHS & CO. LLC|36374
RM|REGIONAL MGMT CORP|GTSZ|GTS SECURITIES LLC|23393
RM|REGIONAL MGMT CORP|HRBF|American Enterprise Investment Services Inc.|2279
RM|REGIONAL MGMT CORP|IATS|INTERACTIVE BROKERS LLC|1133
RM|REGIONAL MGMT CORP|IBKR|Interactive Brokers Llc|3366
RM|REGIONAL MGMT CORP|ICBX|INSTINET, LLC|1300
RM|REGIONAL MGMT CORP|IEQY|CITADEL SECURITIES LLC|2139
RM|REGIONAL MGMT CORP|INCA|INSTINET, LLC|8420
RM|REGIONAL MGMT CORP|INJX|INSTINET, LLC|1150
RM|REGIONAL MGMT CORP|ITGI|ITG Inc.|2819
RM|REGIONAL MGMT CORP|ITGP|ITG INC.|6200
RM|REGIONAL MGMT CORP|JEFF|JEFFERIES LLC|4753
RM|REGIONAL MGMT CORP|JPBX|J.P. MORGAN SECURITIES LLC|552
RM|REGIONAL MGMT CORP|JPMX|J.P. Morgan Securities LLC|29558
RM|REGIONAL MGMT CORP|KCGM|VIRTU Americas LLC|1656
RM|REGIONAL MGMT CORP|LEHM|Barclays Capital Inc./Le|25062
RM|REGIONAL MGMT CORP|LIME|Lime Brokerage LLC|3897
RM|REGIONAL MGMT CORP|LQNA|LIQUIDNET, INC.|35000
RM|REGIONAL MGMT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
RM|REGIONAL MGMT CORP|MPSG|E D & F Man Capital Markets Inc.|10070
RM|REGIONAL MGMT CORP|MSCO|MORGAN STANLEY & CO. LLC|31879
RM|REGIONAL MGMT CORP|MSPL|MORGAN STANLEY & CO. LLC|22600
RM|REGIONAL MGMT CORP|NFSC|National Financial Services LLC|25028
RM|REGIONAL MGMT CORP|NITE|VIRTU Americas LLC|22506
RM|REGIONAL MGMT CORP|NQRB|Brut, LLC|255
RM|REGIONAL MGMT CORP|OPCO|Oppenheimer & Co. Inc.|57
RM|REGIONAL MGMT CORP|PDQM|CODA MARKETS, INC.|11
RM|REGIONAL MGMT CORP|SBSH|Citigroup Global Markets Inc.|5931
RM|REGIONAL MGMT CORP|SGMT|GOLDMAN SACHS & CO. LLC|4996
RM|REGIONAL MGMT CORP|SWIM|TD Ameritrade, Inc.|380
RM|REGIONAL MGMT CORP|TMBR|Timber Hill LLC|175
RM|REGIONAL MGMT CORP|TRBT|Tradebot Systems, Inc.|2451
RM|REGIONAL MGMT CORP|TRCM|TRC MARKETS LLC|3198
RM|REGIONAL MGMT CORP|UBSA|UBS SECURITIES LLC|37121
RM|REGIONAL MGMT CORP|UBSS|UBS Securities LLC|42304
RM|REGIONAL MGMT CORP|VALX|VIRTU AMERICAS LLC|2370
RM|REGIONAL MGMT CORP|VGRD|Vanguard Marketing Corporation|22
RM|REGIONAL MGMT CORP|WCHV|WELLS FARGO SECURITIES, LLC|5467
RM|REGIONAL MGMT CORP|WEED|Weeden & Co.L.P.|8844
RM|REGIONAL MGMT CORP|WSEA|WOLVERINE SECURITIES, LLC|10
RM|REGIONAL MGMT CORP|XIST|INSTINET, LLC|27200
RM|REGIONAL MGMT CORP|XPQR|Jump Trading|218
RM|REGIONAL MGMT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
RMAX|RE/MAX HOLDINGS, INC|ALTX|Alternet Securities Inc.|5214
RMAX|RE/MAX HOLDINGS, INC|APCC|Apex Clearing Corporation|1281
RMAX|RE/MAX HOLDINGS, INC|BARD|Robert W. Baird & Co. Incorporated|204
RMAX|RE/MAX HOLDINGS, INC|BATM|CBOE TRADING, INC.|106
RMAX|RE/MAX HOLDINGS, INC|BAYC|BAY CREST PARTNERS, LLC|212
RMAX|RE/MAX HOLDINGS, INC|BBNT|BB&T SECURITIES, LLC|151
RMAX|RE/MAX HOLDINGS, INC|BERN|Sanford C. Bernstein & Co., LLC|600
RMAX|RE/MAX HOLDINGS, INC|BIDS|BIDS TRADING L.P.|300
RMAX|RE/MAX HOLDINGS, INC|BLKX|INSTINET, LLC|5000
RMAX|RE/MAX HOLDINGS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|3646
RMAX|RE/MAX HOLDINGS, INC|BTIG|BTIG, LLC|100
RMAX|RE/MAX HOLDINGS, INC|BZYD|GOLDMAN SACHS & CO. LLC|199
RMAX|RE/MAX HOLDINGS, INC|CANT|Cantor Fitzgerald & Co.|274
RMAX|RE/MAX HOLDINGS, INC|CHAS|Charles Schwab & Co., Inc.|1
RMAX|RE/MAX HOLDINGS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3642
RMAX|RE/MAX HOLDINGS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2599
RMAX|RE/MAX HOLDINGS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25698
RMAX|RE/MAX HOLDINGS, INC|CTDL|Citadel Derivatives Group Llc|575
RMAX|RE/MAX HOLDINGS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3818
RMAX|RE/MAX HOLDINGS, INC|DADA|D.A. Davidson & Co.|55
RMAX|RE/MAX HOLDINGS, INC|DBAB|Deutsche Bank Securities Inc.|11240
RMAX|RE/MAX HOLDINGS, INC|DBAX|Deutsche Bank Securities Inc.|54500
RMAX|RE/MAX HOLDINGS, INC|DEAN|MORGAN STANLEY|3036
RMAX|RE/MAX HOLDINGS, INC|EBXL|EBX LLC|20400
RMAX|RE/MAX HOLDINGS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|940
RMAX|RE/MAX HOLDINGS, INC|EDJO|Edward D. Jones & Co., L.P.|7944
RMAX|RE/MAX HOLDINGS, INC|EGAM|CBOE TRADING, INC.|3695
RMAX|RE/MAX HOLDINGS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
RMAX|RE/MAX HOLDINGS, INC|EGXM|CBOE TRADING, INC.|278
RMAX|RE/MAX HOLDINGS, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4526
RMAX|RE/MAX HOLDINGS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2130
RMAX|RE/MAX HOLDINGS, INC|ETRS|E*Trade Securities LLC|4514
RMAX|RE/MAX HOLDINGS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1896
RMAX|RE/MAX HOLDINGS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8870
RMAX|RE/MAX HOLDINGS, INC|FTBR|Foliofn Investments, Inc.|625
RMAX|RE/MAX HOLDINGS, INC|GLPX|ACS EXECUTION SERVICES, LLC|1305
RMAX|RE/MAX HOLDINGS, INC|GSCO|GOLDMAN SACHS & CO. LLC|29752
RMAX|RE/MAX HOLDINGS, INC|GSCS|GOLDMAN SACHS & CO. LLC|200
RMAX|RE/MAX HOLDINGS, INC|GSLT|GOLDMAN SACHS & CO. LLC|345
RMAX|RE/MAX HOLDINGS, INC|GTSZ|GTS SECURITIES LLC|6218
RMAX|RE/MAX HOLDINGS, INC|HRBF|American Enterprise Investment Services Inc.|871
RMAX|RE/MAX HOLDINGS, INC|IATS|INTERACTIVE BROKERS LLC|5851
RMAX|RE/MAX HOLDINGS, INC|IBKR|Interactive Brokers Llc|4995
RMAX|RE/MAX HOLDINGS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|393
RMAX|RE/MAX HOLDINGS, INC|ICBX|INSTINET, LLC|2400
RMAX|RE/MAX HOLDINGS, INC|IEQY|CITADEL SECURITIES LLC|4596
RMAX|RE/MAX HOLDINGS, INC|INCA|INSTINET, LLC|11805
RMAX|RE/MAX HOLDINGS, INC|INJX|INSTINET, LLC|2382
RMAX|RE/MAX HOLDINGS, INC|ITGI|ITG Inc.|4932
RMAX|RE/MAX HOLDINGS, INC|ITGP|ITG INC.|62400
RMAX|RE/MAX HOLDINGS, INC|JEFF|JEFFERIES LLC|5224
RMAX|RE/MAX HOLDINGS, INC|JMPT|JUMP TRADING, LLC|2149
RMAX|RE/MAX HOLDINGS, INC|JPBX|J.P. MORGAN SECURITIES LLC|1462
RMAX|RE/MAX HOLDINGS, INC|JPMX|J.P. Morgan Securities LLC|119357
RMAX|RE/MAX HOLDINGS, INC|JSJX|JANE STREET CAPITAL LLC|906
RMAX|RE/MAX HOLDINGS, INC|KCGM|VIRTU Americas LLC|11347
RMAX|RE/MAX HOLDINGS, INC|LEHM|Barclays Capital Inc./Le|41420
RMAX|RE/MAX HOLDINGS, INC|LIME|Lime Brokerage LLC|5160
RMAX|RE/MAX HOLDINGS, INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|17744
RMAX|RE/MAX HOLDINGS, INC|LOOP|Loop Capital Markets LLC|100
RMAX|RE/MAX HOLDINGS, INC|LQNA|LIQUIDNET, INC.|17100
RMAX|RE/MAX HOLDINGS, INC|MAXM|Maxim Group LLC|939
RMAX|RE/MAX HOLDINGS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6440
RMAX|RE/MAX HOLDINGS, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|490
RMAX|RE/MAX HOLDINGS, INC|MSCO|MORGAN STANLEY & CO. LLC|55597
RMAX|RE/MAX HOLDINGS, INC|MSPL|MORGAN STANLEY & CO. LLC|34700
RMAX|RE/MAX HOLDINGS, INC|MSTX|MORGAN STANLEY & CO. LLC|800
RMAX|RE/MAX HOLDINGS, INC|NFSC|National Financial Services LLC|8736
RMAX|RE/MAX HOLDINGS, INC|NITE|VIRTU Americas LLC|32692
RMAX|RE/MAX HOLDINGS, INC|NQRB|Brut, LLC|200
RMAX|RE/MAX HOLDINGS, INC|PDQM|CODA MARKETS, INC.|5524
RMAX|RE/MAX HOLDINGS, INC|PWJC|UBS Financial Services, Inc.|200
RMAX|RE/MAX HOLDINGS, INC|RBCM|RBC CAPITAL MARKETS, LLC|384
RMAX|RE/MAX HOLDINGS, INC|SALI|INTL FCSTONE FINANCIAL INC.|1
RMAX|RE/MAX HOLDINGS, INC|SBSH|Citigroup Global Markets Inc.|7641
RMAX|RE/MAX HOLDINGS, INC|SGMT|GOLDMAN SACHS & CO. LLC|5005
RMAX|RE/MAX HOLDINGS, INC|SPDR|SPEEDROUTE LLC|9410
RMAX|RE/MAX HOLDINGS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|818
RMAX|RE/MAX HOLDINGS, INC|STKP|STOCKPILE INVESTMENTS, INC.|2
RMAX|RE/MAX HOLDINGS, INC|SWIM|TD Ameritrade, Inc.|14000
RMAX|RE/MAX HOLDINGS, INC|SWST|Hilltop Securities Inc.|1000
RMAX|RE/MAX HOLDINGS, INC|TKNG|ALLY INVEST SECURITIES LLC|8
RMAX|RE/MAX HOLDINGS, INC|TMBR|Timber Hill LLC|14
RMAX|RE/MAX HOLDINGS, INC|TRBT|Tradebot Systems, Inc.|504
RMAX|RE/MAX HOLDINGS, INC|TRCM|TRC MARKETS LLC|13345
RMAX|RE/MAX HOLDINGS, INC|UBSA|UBS SECURITIES LLC|42973
RMAX|RE/MAX HOLDINGS, INC|UBSS|UBS Securities LLC|56225
RMAX|RE/MAX HOLDINGS, INC|VALX|VIRTU AMERICAS LLC|2448
RMAX|RE/MAX HOLDINGS, INC|WCHV|WELLS FARGO SECURITIES, LLC|7874
RMAX|RE/MAX HOLDINGS, INC|WEDB|WEDBUSH SECURITIES INC.|25
RMAX|RE/MAX HOLDINGS, INC|WEED|Weeden & Co.L.P.|200
RMAX|RE/MAX HOLDINGS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|329
RMAX|RE/MAX HOLDINGS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4855
RMAX|RE/MAX HOLDINGS, INC|WFPB|Wells Fargo Securities, LLC.|2470
RMAX|RE/MAX HOLDINGS, INC|WGIF|CIBC World Markets Inc.|62
RMAX|RE/MAX HOLDINGS, INC|WSEA|WOLVERINE SECURITIES, LLC|566
RMAX|RE/MAX HOLDINGS, INC|XIST|INSTINET, LLC|6016
RMAX|RE/MAX HOLDINGS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
RMAX|RE/MAX HOLDINGS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
RMAX|RE/MAX HOLDINGS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|255
RMBL|RUMBLEON INC CL B CM|AGIS|Aegis Capital Corp.|3000
RMBL|RUMBLEON INC CL B CM|ALTX|Alternet Securities Inc.|1900
RMBL|RUMBLEON INC CL B CM|APCC|Apex Clearing Corporation|450
RMBL|RUMBLEON INC CL B CM|BATM|CBOE TRADING, INC.|500
RMBL|RUMBLEON INC CL B CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1100
RMBL|RUMBLEON INC CL B CM|BTIG|BTIG, LLC|400
RMBL|RUMBLEON INC CL B CM|BYXM|CBOE TRADING, INC.|100
RMBL|RUMBLEON INC CL B CM|CANT|Cantor Fitzgerald & Co.|1647
RMBL|RUMBLEON INC CL B CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1201
RMBL|RUMBLEON INC CL B CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11460
RMBL|RUMBLEON INC CL B CM|CTDL|Citadel Derivatives Group Llc|1219
RMBL|RUMBLEON INC CL B CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
RMBL|RUMBLEON INC CL B CM|DADA|D.A. Davidson & Co.|400
RMBL|RUMBLEON INC CL B CM|DBAX|Deutsche Bank Securities Inc.|8300
RMBL|RUMBLEON INC CL B CM|DEGS|RONIN PROFESSIONAL LLC|3810
RMBL|RUMBLEON INC CL B CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1641
RMBL|RUMBLEON INC CL B CM|EBXL|EBX LLC|8000
RMBL|RUMBLEON INC CL B CM|EDJO|Edward D. Jones & Co., L.P.|3500
RMBL|RUMBLEON INC CL B CM|EGXM|CBOE TRADING, INC.|700
RMBL|RUMBLEON INC CL B CM|EGXW|CBOE TRADING, INC.|2801
RMBL|RUMBLEON INC CL B CM|ETRS|E*Trade Securities LLC|66495
RMBL|RUMBLEON INC CL B CM|FBCO|Credit Suisse Securities (USA) LLC|14007
RMBL|RUMBLEON INC CL B CM|FMAF|NBCN Inc./ CDS|40
RMBL|RUMBLEON INC CL B CM|FOMA|TD AMERITRADE CLEARING, INC.|76807
RMBL|RUMBLEON INC CL B CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1311
RMBL|RUMBLEON INC CL B CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2285
RMBL|RUMBLEON INC CL B CM|GLPX|ACS EXECUTION SERVICES, LLC|2999
RMBL|RUMBLEON INC CL B CM|GSCO|GOLDMAN SACHS & CO. LLC|3308
RMBL|RUMBLEON INC CL B CM|GSCS|GOLDMAN SACHS & CO. LLC|17845
RMBL|RUMBLEON INC CL B CM|GSLT|GOLDMAN SACHS & CO. LLC|3631
RMBL|RUMBLEON INC CL B CM|GTSZ|GTS SECURITIES LLC|13106
RMBL|RUMBLEON INC CL B CM|HRBF|American Enterprise Investment Services Inc.|40
RMBL|RUMBLEON INC CL B CM|IATS|INTERACTIVE BROKERS LLC|22568
RMBL|RUMBLEON INC CL B CM|IBKR|Interactive Brokers Llc|204701
RMBL|RUMBLEON INC CL B CM|ICBX|INSTINET, LLC|3400
RMBL|RUMBLEON INC CL B CM|INCA|INSTINET, LLC|12671
RMBL|RUMBLEON INC CL B CM|INJX|INSTINET, LLC|7147
RMBL|RUMBLEON INC CL B CM|ITGI|ITG Inc.|685
RMBL|RUMBLEON INC CL B CM|ITGP|ITG INC.|1200
RMBL|RUMBLEON INC CL B CM|JEFF|JEFFERIES LLC|41107
RMBL|RUMBLEON INC CL B CM|JGUN|Joseph Gunnar & Co.  LLC|12211
RMBL|RUMBLEON INC CL B CM|JPMX|J.P. Morgan Securities LLC|1800
RMBL|RUMBLEON INC CL B CM|KCGM|VIRTU Americas LLC|800
RMBL|RUMBLEON INC CL B CM|LEHM|Barclays Capital Inc./Le|10292
RMBL|RUMBLEON INC CL B CM|LIME|Lime Brokerage LLC|20447
RMBL|RUMBLEON INC CL B CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|85
RMBL|RUMBLEON INC CL B CM|MAXM|Maxim Group LLC|65194
RMBL|RUMBLEON INC CL B CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6500
RMBL|RUMBLEON INC CL B CM|MOTF|MOTIF INVESTING, INC.|5
RMBL|RUMBLEON INC CL B CM|MSCO|MORGAN STANLEY & CO. LLC|71597
RMBL|RUMBLEON INC CL B CM|MSPL|MORGAN STANLEY & CO. LLC|3200
RMBL|RUMBLEON INC CL B CM|NFSC|National Financial Services LLC|61597
RMBL|RUMBLEON INC CL B CM|NITE|VIRTU Americas LLC|193322
RMBL|RUMBLEON INC CL B CM|NQRB|Brut, LLC|2300
RMBL|RUMBLEON INC CL B CM|PDQM|CODA MARKETS, INC.|3217
RMBL|RUMBLEON INC CL B CM|RBCM|RBC CAPITAL MARKETS, LLC|28890
RMBL|RUMBLEON INC CL B CM|ROTH|Roth Capital Partners, LLC|14705
RMBL|RUMBLEON INC CL B CM|SBSH|Citigroup Global Markets Inc.|1500
RMBL|RUMBLEON INC CL B CM|SGMT|GOLDMAN SACHS & CO. LLC|1794
RMBL|RUMBLEON INC CL B CM|SPDR|SPEEDROUTE LLC|100
RMBL|RUMBLEON INC CL B CM|SWIM|TD Ameritrade, Inc.|33944
RMBL|RUMBLEON INC CL B CM|SWST|Hilltop Securities Inc.|2900
RMBL|RUMBLEON INC CL B CM|TKNG|ALLY INVEST SECURITIES LLC|900
RMBL|RUMBLEON INC CL B CM|TRCM|TRC MARKETS LLC|3076
RMBL|RUMBLEON INC CL B CM|TWTT|TASTYWORKS, INC.|301
RMBL|RUMBLEON INC CL B CM|UBSA|UBS SECURITIES LLC|21335
RMBL|RUMBLEON INC CL B CM|UBSS|UBS Securities LLC|33373
RMBL|RUMBLEON INC CL B CM|VGRD|Vanguard Marketing Corporation|8891
RMBL|RUMBLEON INC CL B CM|VNDM|Wall Street Access|1900
RMBL|RUMBLEON INC CL B CM|WCHV|WELLS FARGO SECURITIES, LLC|3220
RMBL|RUMBLEON INC CL B CM|WEDB|WEDBUSH SECURITIES INC.|21915
RMBL|RUMBLEON INC CL B CM|WGIF|CIBC World Markets Inc.|2800
RMBL|RUMBLEON INC CL B CM|WORD|Worden Capital Management LLC|1587
RMBL|RUMBLEON INC CL B CM|WSEA|WOLVERINE SECURITIES, LLC|200
RMBL|RUMBLEON INC CL B CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
RMBL|RUMBLEON INC CL B CM|YKNA|COMHAR CAPITAL MARKETS, LLC|101
RMBL|RUMBLEON INC CL B CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1386
RMBS|RAMBUS INC.|ALTX|Alternet Securities Inc.|2838
RMBS|RAMBUS INC.|APCC|Apex Clearing Corporation|1032
RMBS|RAMBUS INC.|BARD|Robert W. Baird & Co. Incorporated|4541
RMBS|RAMBUS INC.|BATM|CBOE TRADING, INC.|2438
RMBS|RAMBUS INC.|BAYC|BAY CREST PARTNERS, LLC|808
RMBS|RAMBUS INC.|BIDS|BIDS TRADING L.P.|50100
RMBS|RAMBUS INC.|BIMI|Banca IMI Securities Corp.|600
RMBS|RAMBUS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2909
RMBS|RAMBUS INC.|BLKX|INSTINET, LLC|96168
RMBS|RAMBUS INC.|BMOC|BMO Capital Markets Corp.|17175
RMBS|RAMBUS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|22771
RMBS|RAMBUS INC.|BRVL|BLAYLOCK VAN, LLC|1800
RMBS|RAMBUS INC.|BTIG|BTIG, LLC|16619
RMBS|RAMBUS INC.|BYXM|CBOE TRADING, INC.|1100
RMBS|RAMBUS INC.|BZYD|GOLDMAN SACHS & CO. LLC|900
RMBS|RAMBUS INC.|CANT|Cantor Fitzgerald & Co.|2
RMBS|RAMBUS INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|95386
RMBS|RAMBUS INC.|CHAS|Charles Schwab & Co., Inc.|3507
RMBS|RAMBUS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133799
RMBS|RAMBUS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
RMBS|RAMBUS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3000
RMBS|RAMBUS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|188876
RMBS|RAMBUS INC.|CTDL|Citadel Derivatives Group Llc|18280
RMBS|RAMBUS INC.|CTLR|CUTLER GROUP, LP|300
RMBS|RAMBUS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|472592
RMBS|RAMBUS INC.|DBAB|Deutsche Bank Securities Inc.|477133
RMBS|RAMBUS INC.|DBAX|Deutsche Bank Securities Inc.|242200
RMBS|RAMBUS INC.|DBUL|Deutsche Bank Securities Inc.|1498
RMBS|RAMBUS INC.|DEGS|RONIN PROFESSIONAL LLC|100
RMBS|RAMBUS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12700
RMBS|RAMBUS INC.|EBXL|EBX LLC|123700
RMBS|RAMBUS INC.|EGAM|CBOE TRADING, INC.|5448
RMBS|RAMBUS INC.|EGXM|CBOE TRADING, INC.|1366
RMBS|RAMBUS INC.|ETBE|Electronic Transaction Clearing, Inc.|23016
RMBS|RAMBUS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9000
RMBS|RAMBUS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7194
RMBS|RAMBUS INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
RMBS|RAMBUS INC.|ETRS|E*Trade Securities LLC|266457
RMBS|RAMBUS INC.|FBCO|Credit Suisse Securities (USA) LLC|649232
RMBS|RAMBUS INC.|FILL|Tradestation Securities, Inc.|480
RMBS|RAMBUS INC.|FMAF|NBCN Inc./ CDS|1180
RMBS|RAMBUS INC.|FOMA|TD AMERITRADE CLEARING, INC.|126520
RMBS|RAMBUS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2000
RMBS|RAMBUS INC.|FQLS|Quantlab Securities LP|109702
RMBS|RAMBUS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64345
RMBS|RAMBUS INC.|FTBR|Foliofn Investments, Inc.|903
RMBS|RAMBUS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|44803
RMBS|RAMBUS INC.|GLPX|ACS EXECUTION SERVICES, LLC|5941
RMBS|RAMBUS INC.|GSCO|GOLDMAN SACHS & CO. LLC|1359816
RMBS|RAMBUS INC.|GSCS|GOLDMAN SACHS & CO. LLC|72719
RMBS|RAMBUS INC.|GSLT|GOLDMAN SACHS & CO. LLC|1554
RMBS|RAMBUS INC.|GTSZ|GTS SECURITIES LLC|36008
RMBS|RAMBUS INC.|HRBF|American Enterprise Investment Services Inc.|50
RMBS|RAMBUS INC.|HSBC|HSBC Securities, Inc.|206
RMBS|RAMBUS INC.|IATS|INTERACTIVE BROKERS LLC|17340
RMBS|RAMBUS INC.|IBKR|Interactive Brokers Llc|64674
RMBS|RAMBUS INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|260
RMBS|RAMBUS INC.|ICBX|INSTINET, LLC|96029
RMBS|RAMBUS INC.|IEQY|CITADEL SECURITIES LLC|57391
RMBS|RAMBUS INC.|INCA|INSTINET, LLC|324851
RMBS|RAMBUS INC.|INJX|INSTINET, LLC|6257
RMBS|RAMBUS INC.|ITGI|ITG Inc.|34275
RMBS|RAMBUS INC.|ITGP|ITG INC.|128800
RMBS|RAMBUS INC.|JANY|Janney Montgomery Scott Inc.|400
RMBS|RAMBUS INC.|JEFF|JEFFERIES LLC|93923
RMBS|RAMBUS INC.|JMPT|JUMP TRADING, LLC|50445
RMBS|RAMBUS INC.|JPBX|J.P. MORGAN SECURITIES LLC|36332
RMBS|RAMBUS INC.|JPMX|J.P. Morgan Securities LLC|286916
RMBS|RAMBUS INC.|JSJX|JANE STREET CAPITAL LLC|5488
RMBS|RAMBUS INC.|KCGM|VIRTU Americas LLC|27687
RMBS|RAMBUS INC.|LEHM|Barclays Capital Inc./Le|742218
RMBS|RAMBUS INC.|LIME|Lime Brokerage LLC|197730
RMBS|RAMBUS INC.|LMGP|LIME BROKERAGE LLC|8974
RMBS|RAMBUS INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|58678
RMBS|RAMBUS INC.|LOOP|Loop Capital Markets LLC|400
RMBS|RAMBUS INC.|LQNA|LIQUIDNET, INC.|109800
RMBS|RAMBUS INC.|LSCI|Lek Securities Corporation|5
RMBS|RAMBUS INC.|MACC|Mid Atlantic Capital Corporation|200
RMBS|RAMBUS INC.|MACQ|Macquarie Capital (USA) Inc.|3974
RMBS|RAMBUS INC.|MAXM|Maxim Group LLC|11096
RMBS|RAMBUS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108759
RMBS|RAMBUS INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
RMBS|RAMBUS INC.|MOTF|MOTIF INVESTING, INC.|106
RMBS|RAMBUS INC.|MSCO|MORGAN STANLEY & CO. LLC|1518693
RMBS|RAMBUS INC.|MSPL|MORGAN STANLEY & CO. LLC|311200
RMBS|RAMBUS INC.|MSTX|MORGAN STANLEY & CO. LLC|175200
RMBS|RAMBUS INC.|NEUB|NEUBERGER BERMAN BD LLC|55
RMBS|RAMBUS INC.|NFSC|National Financial Services LLC|111492
RMBS|RAMBUS INC.|NITE|VIRTU Americas LLC|303439
RMBS|RAMBUS INC.|NITP|VIRTU Americas LLC|4004
RMBS|RAMBUS INC.|NMRA|Nomura Securities International, Inc.|200
RMBS|RAMBUS INC.|NQRB|Brut, LLC|6138
RMBS|RAMBUS INC.|OHOS|TWO SIGMA SECURITIES, LLC|4019
RMBS|RAMBUS INC.|OPCO|Oppenheimer & Co. Inc.|322
RMBS|RAMBUS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4749
RMBS|RAMBUS INC.|PDQM|CODA MARKETS, INC.|6696
RMBS|RAMBUS INC.|PWJC|UBS Financial Services, Inc.|4917
RMBS|RAMBUS INC.|RAJA|Raymond James & Associates, Inc.|2717
RMBS|RAMBUS INC.|RBCM|RBC CAPITAL MARKETS, LLC|8346
RMBS|RAMBUS INC.|RHCO|Suntrust Robinson Humphrey, Inc.|62869
RMBS|RAMBUS INC.|SAGL|SAGETRADER, LLC|200
RMBS|RAMBUS INC.|SAGW|SAGETRADER, LLC|2085
RMBS|RAMBUS INC.|SBSH|Citigroup Global Markets Inc.|740915
RMBS|RAMBUS INC.|SGMT|GOLDMAN SACHS & CO. LLC|185938
RMBS|RAMBUS INC.|SJLS|TRADE INFORMATICS LLC|1000
RMBS|RAMBUS INC.|SPDR|SPEEDROUTE LLC|1087
RMBS|RAMBUS INC.|SPHN|Stephens Inc.|610
RMBS|RAMBUS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|73960
RMBS|RAMBUS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|133
RMBS|RAMBUS INC.|SWIM|TD Ameritrade, Inc.|18970
RMBS|RAMBUS INC.|SWST|Hilltop Securities Inc.|3206
RMBS|RAMBUS INC.|TKNG|ALLY INVEST SECURITIES LLC|2
RMBS|RAMBUS INC.|TRBT|Tradebot Systems, Inc.|130395
RMBS|RAMBUS INC.|TRCM|TRC MARKETS LLC|121079
RMBS|RAMBUS INC.|UBSA|UBS SECURITIES LLC|435197
RMBS|RAMBUS INC.|UBSS|UBS Securities LLC|720528
RMBS|RAMBUS INC.|VALX|VIRTU AMERICAS LLC|25552
RMBS|RAMBUS INC.|VGRD|Vanguard Marketing Corporation|7756
RMBS|RAMBUS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|800
RMBS|RAMBUS INC.|WCHV|WELLS FARGO SECURITIES, LLC|440377
RMBS|RAMBUS INC.|WEED|Weeden & Co.L.P.|1500
RMBS|RAMBUS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11010
RMBS|RAMBUS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42328
RMBS|RAMBUS INC.|WGIF|CIBC World Markets Inc.|200
RMBS|RAMBUS INC.|WSEA|WOLVERINE SECURITIES, LLC|3110
RMBS|RAMBUS INC.|XIST|INSTINET, LLC|62890
RMBS|RAMBUS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|7774
RMBS|RAMBUS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|400
RMBS|RAMBUS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|276
RMCF|ROCKY MT CHOCOLATE|ALTX|Alternet Securities Inc.|800
RMCF|ROCKY MT CHOCOLATE|APCC|Apex Clearing Corporation|98
RMCF|ROCKY MT CHOCOLATE|AQUA|AQUA SECURITIES L.P.|5900
RMCF|ROCKY MT CHOCOLATE|BATM|CBOE TRADING, INC.|106
RMCF|ROCKY MT CHOCOLATE|BERN|Sanford C. Bernstein & Co., LLC|768
RMCF|ROCKY MT CHOCOLATE|CHAS|Charles Schwab & Co., Inc.|1
RMCF|ROCKY MT CHOCOLATE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45782
RMCF|ROCKY MT CHOCOLATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4401
RMCF|ROCKY MT CHOCOLATE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
RMCF|ROCKY MT CHOCOLATE|DBAB|Deutsche Bank Securities Inc.|3979
RMCF|ROCKY MT CHOCOLATE|DBAX|Deutsche Bank Securities Inc.|5300
RMCF|ROCKY MT CHOCOLATE|DEAN|MORGAN STANLEY|902
RMCF|ROCKY MT CHOCOLATE|DEGS|RONIN PROFESSIONAL LLC|80
RMCF|ROCKY MT CHOCOLATE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
RMCF|ROCKY MT CHOCOLATE|EBXL|EBX LLC|6700
RMCF|ROCKY MT CHOCOLATE|EDJO|Edward D. Jones & Co., L.P.|355
RMCF|ROCKY MT CHOCOLATE|EGXW|CBOE TRADING, INC.|4892
RMCF|ROCKY MT CHOCOLATE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
RMCF|ROCKY MT CHOCOLATE|ETRS|E*Trade Securities LLC|2094
RMCF|ROCKY MT CHOCOLATE|FBCO|Credit Suisse Securities (USA) LLC|1106
RMCF|ROCKY MT CHOCOLATE|FBSB|U.S. Bancorp Investments, Inc.|3
RMCF|ROCKY MT CHOCOLATE|FOMA|TD AMERITRADE CLEARING, INC.|17621
RMCF|ROCKY MT CHOCOLATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26
RMCF|ROCKY MT CHOCOLATE|FTBR|Foliofn Investments, Inc.|42
RMCF|ROCKY MT CHOCOLATE|GEBB|GLOBAL EXECUTION BROKERS, LP|426
RMCF|ROCKY MT CHOCOLATE|GSCO|GOLDMAN SACHS & CO. LLC|3237
RMCF|ROCKY MT CHOCOLATE|GTSZ|GTS SECURITIES LLC|2023
RMCF|ROCKY MT CHOCOLATE|IATS|INTERACTIVE BROKERS LLC|100
RMCF|ROCKY MT CHOCOLATE|IBKR|Interactive Brokers Llc|1646
RMCF|ROCKY MT CHOCOLATE|ICBX|INSTINET, LLC|400
RMCF|ROCKY MT CHOCOLATE|INCA|INSTINET, LLC|15354
RMCF|ROCKY MT CHOCOLATE|ITGI|ITG Inc.|3758
RMCF|ROCKY MT CHOCOLATE|ITGP|ITG INC.|3600
RMCF|ROCKY MT CHOCOLATE|JEFF|JEFFERIES LLC|361
RMCF|ROCKY MT CHOCOLATE|JPMX|J.P. Morgan Securities LLC|4400
RMCF|ROCKY MT CHOCOLATE|KCGM|VIRTU Americas LLC|4907
RMCF|ROCKY MT CHOCOLATE|LEHM|Barclays Capital Inc./Le|3024
RMCF|ROCKY MT CHOCOLATE|LIME|Lime Brokerage LLC|15346
RMCF|ROCKY MT CHOCOLATE|LMGP|LIME BROKERAGE LLC|4490
RMCF|ROCKY MT CHOCOLATE|LQNA|LIQUIDNET, INC.|8700
RMCF|ROCKY MT CHOCOLATE|MACC|Mid Atlantic Capital Corporation|3717
RMCF|ROCKY MT CHOCOLATE|MCMF|Raymond James Ltd. Cds|192
RMCF|ROCKY MT CHOCOLATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12712
RMCF|ROCKY MT CHOCOLATE|MSCO|MORGAN STANLEY & CO. LLC|10290
RMCF|ROCKY MT CHOCOLATE|MSPL|MORGAN STANLEY & CO. LLC|1900
RMCF|ROCKY MT CHOCOLATE|NATL|National Securities Corporation|538
RMCF|ROCKY MT CHOCOLATE|NFSC|National Financial Services LLC|29090
RMCF|ROCKY MT CHOCOLATE|NITE|VIRTU Americas LLC|39769
RMCF|ROCKY MT CHOCOLATE|NTRC|Northern Trust Securities, Inc.|1
RMCF|ROCKY MT CHOCOLATE|RAJA|Raymond James & Associates, Inc.|2288
RMCF|ROCKY MT CHOCOLATE|RBCM|RBC CAPITAL MARKETS, LLC|120
RMCF|ROCKY MT CHOCOLATE|SBSH|Citigroup Global Markets Inc.|103
RMCF|ROCKY MT CHOCOLATE|SGMT|GOLDMAN SACHS & CO. LLC|2875
RMCF|ROCKY MT CHOCOLATE|SPDR|SPEEDROUTE LLC|60
RMCF|ROCKY MT CHOCOLATE|STFL|Stifel, Nicolaus & Company, Incorporated|515
RMCF|ROCKY MT CHOCOLATE|STKP|STOCKPILE INVESTMENTS, INC.|28
RMCF|ROCKY MT CHOCOLATE|STXG|Stockcross Financial Services, Inc.|1000
RMCF|ROCKY MT CHOCOLATE|SWIM|TD Ameritrade, Inc.|640
RMCF|ROCKY MT CHOCOLATE|SWST|Hilltop Securities Inc.|26
RMCF|ROCKY MT CHOCOLATE|TKNG|ALLY INVEST SECURITIES LLC|200
RMCF|ROCKY MT CHOCOLATE|TRCM|TRC MARKETS LLC|1546
RMCF|ROCKY MT CHOCOLATE|UBSA|UBS SECURITIES LLC|15195
RMCF|ROCKY MT CHOCOLATE|UBSS|UBS Securities LLC|10164
RMCF|ROCKY MT CHOCOLATE|VALX|VIRTU AMERICAS LLC|407
RMCF|ROCKY MT CHOCOLATE|VGRD|Vanguard Marketing Corporation|2372
RMCF|ROCKY MT CHOCOLATE|WCHV|WELLS FARGO SECURITIES, LLC|3403
RMCF|ROCKY MT CHOCOLATE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17
RMCF|ROCKY MT CHOCOLATE|WGIF|CIBC World Markets Inc.|3
RMCF|ROCKY MT CHOCOLATE|WSEA|WOLVERINE SECURITIES, LLC|307
RMCF|ROCKY MT CHOCOLATE|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
RMCF|ROCKY MT CHOCOLATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7278
RMD|RESMED INC|ABLE|NATIXIS Securities Americas LLC|17944
RMD|RESMED INC|ADAM|CANACCORD GENUITY INC.|110
RMD|RESMED INC|ALTX|Alternet Securities Inc.|1900
RMD|RESMED INC|ANOS|ABEL/NOSER, L.L.C.|4427
RMD|RESMED INC|APCC|Apex Clearing Corporation|199
RMD|RESMED INC|BARD|Robert W. Baird & Co. Incorporated|139
RMD|RESMED INC|BATM|CBOE TRADING, INC.|4505
RMD|RESMED INC|BAYC|BAY CREST PARTNERS, LLC|132
RMD|RESMED INC|BBNT|BB&T SECURITIES, LLC|443
RMD|RESMED INC|BERN|Sanford C. Bernstein & Co., LLC|13334
RMD|RESMED INC|BIDS|BIDS TRADING L.P.|400
RMD|RESMED INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4749
RMD|RESMED INC|BLKX|INSTINET, LLC|5000
RMD|RESMED INC|BNPX|BNP PARIBAS SECURITIES CORP.|211499
RMD|RESMED INC|BTIG|BTIG, LLC|1960
RMD|RESMED INC|BYXM|CBOE TRADING, INC.|1032
RMD|RESMED INC|BZYD|GOLDMAN SACHS & CO. LLC|800
RMD|RESMED INC|CABR|Cabrera Capital Markets, Inc.|24
RMD|RESMED INC|CANT|Cantor Fitzgerald & Co.|100
RMD|RESMED INC|CHAS|Charles Schwab & Co., Inc.|522
RMD|RESMED INC|CHDN|CHARDAN CAPITAL MARKETS LLC|600
RMD|RESMED INC|CIBP|CIBC World Markets Corp.|32903
RMD|RESMED INC|CIOI|CITIGROUP GLOBAL MARKETS INC|7800
RMD|RESMED INC|CIST|Capital Institutional Services, Inc.|5137
RMD|RESMED INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62253
RMD|RESMED INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7973
RMD|RESMED INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|625
RMD|RESMED INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|189742
RMD|RESMED INC|CTDL|Citadel Derivatives Group Llc|3362
RMD|RESMED INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|26718
RMD|RESMED INC|DADA|D.A. Davidson & Co.|5
RMD|RESMED INC|DBAB|Deutsche Bank Securities Inc.|199310
RMD|RESMED INC|DBAX|Deutsche Bank Securities Inc.|117000
RMD|RESMED INC|DBUL|Deutsche Bank Securities Inc.|3077
RMD|RESMED INC|DCHF|Dart Executions, LLC|596
RMD|RESMED INC|DEAN|MORGAN STANLEY|2864
RMD|RESMED INC|DEGS|RONIN PROFESSIONAL LLC|100
RMD|RESMED INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4543
RMD|RESMED INC|DRWK|DRW SECURITIES, L.L.C.|3968
RMD|RESMED INC|EBXL|EBX LLC|82100
RMD|RESMED INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|94
RMD|RESMED INC|EDJO|Edward D. Jones & Co., L.P.|1570
RMD|RESMED INC|EGAM|CBOE TRADING, INC.|6870
RMD|RESMED INC|EGAW|CBOE TRADING, INC.|87
RMD|RESMED INC|EGMT|EG MARKET TECHNOLOGIES LLC|1339
RMD|RESMED INC|EGXM|CBOE TRADING, INC.|1511
RMD|RESMED INC|ETBE|Electronic Transaction Clearing, Inc.|11333
RMD|RESMED INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1848
RMD|RESMED INC|ETCC|Electronic Transaction Clearing, Inc.|685
RMD|RESMED INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25063
RMD|RESMED INC|ETRS|E*Trade Securities LLC|10179
RMD|RESMED INC|FBSB|U.S. Bancorp Investments, Inc.|24
RMD|RESMED INC|FILL|Tradestation Securities, Inc.|881
RMD|RESMED INC|FINX|FINTECH SECURITIES|550
RMD|RESMED INC|FMAF|NBCN Inc./ CDS|1672
RMD|RESMED INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5886
RMD|RESMED INC|FQLS|Quantlab Securities LP|153834
RMD|RESMED INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48740
RMD|RESMED INC|FTBR|Foliofn Investments, Inc.|2343
RMD|RESMED INC|GLPX|ACS EXECUTION SERVICES, LLC|17485
RMD|RESMED INC|GSCO|GOLDMAN SACHS & CO. LLC|922213
RMD|RESMED INC|GSCS|GOLDMAN SACHS & CO. LLC|38815
RMD|RESMED INC|GSLT|GOLDMAN SACHS & CO. LLC|5531
RMD|RESMED INC|GTSZ|GTS SECURITIES LLC|119731
RMD|RESMED INC|HRBF|American Enterprise Investment Services Inc.|5455
RMD|RESMED INC|HSBC|HSBC Securities, Inc.|1999
RMD|RESMED INC|IATS|INTERACTIVE BROKERS LLC|3327
RMD|RESMED INC|IBKR|Interactive Brokers Llc|5343
RMD|RESMED INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1041
RMD|RESMED INC|ICBX|INSTINET, LLC|30920
RMD|RESMED INC|IEQY|CITADEL SECURITIES LLC|82919
RMD|RESMED INC|INCA|INSTINET, LLC|173216
RMD|RESMED INC|INJX|INSTINET, LLC|1525
RMD|RESMED INC|ITGI|ITG Inc.|22499
RMD|RESMED INC|ITGP|ITG INC.|42000
RMD|RESMED INC|JEFF|JEFFERIES LLC|97955
RMD|RESMED INC|JMPT|JUMP TRADING, LLC|23222
RMD|RESMED INC|JPBX|J.P. MORGAN SECURITIES LLC|97718
RMD|RESMED INC|JPMX|J.P. Morgan Securities LLC|411714
RMD|RESMED INC|JSJX|JANE STREET CAPITAL LLC|10225
RMD|RESMED INC|KCGM|VIRTU Americas LLC|23755
RMD|RESMED INC|KING|C. L. King & Associates, Inc.|1421
RMD|RESMED INC|LEHM|Barclays Capital Inc./Le|360104
RMD|RESMED INC|LIME|Lime Brokerage LLC|13257
RMD|RESMED INC|LOOP|Loop Capital Markets LLC|6414
RMD|RESMED INC|LQNA|LIQUIDNET, INC.|44100
RMD|RESMED INC|LSCI|Lek Securities Corporation|71
RMD|RESMED INC|MACQ|Macquarie Capital (USA) Inc.|11989
RMD|RESMED INC|MBTS|ALLY INVEST SECURITIES LLC|6
RMD|RESMED INC|MCMF|Raymond James Ltd. Cds|212
RMD|RESMED INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42118
RMD|RESMED INC|MOTF|MOTIF INVESTING, INC.|9
RMD|RESMED INC|MSCO|MORGAN STANLEY & CO. LLC|1132496
RMD|RESMED INC|MSPL|MORGAN STANLEY & CO. LLC|141500
RMD|RESMED INC|MSTX|MORGAN STANLEY & CO. LLC|65400
RMD|RESMED INC|NFSC|National Financial Services LLC|100847
RMD|RESMED INC|NITE|VIRTU Americas LLC|126442
RMD|RESMED INC|NITP|VIRTU Americas LLC|100
RMD|RESMED INC|NQRB|Brut, LLC|2640
RMD|RESMED INC|NTBF|BMO Nesbitt Burns Inc./CDS|220
RMD|RESMED INC|NTRC|Northern Trust Securities, Inc.|34
RMD|RESMED INC|OHOS|TWO SIGMA SECURITIES, LLC|44860
RMD|RESMED INC|OPCO|Oppenheimer & Co. Inc.|285
RMD|RESMED INC|PDQM|CODA MARKETS, INC.|65699
RMD|RESMED INC|PHLY|NASDAQ Execution Services, LLC|600
RMD|RESMED INC|PICT|Pictet Overseas Inc.|199
RMD|RESMED INC|PIPR|Piper Jaffray & Co.|140
RMD|RESMED INC|PREC|PRECISION SECURITIES, LLC|400
RMD|RESMED INC|PWJC|UBS Financial Services, Inc.|300
RMD|RESMED INC|QMSR|QUATTRO M SECURITIES INC.|603
RMD|RESMED INC|RBCM|RBC CAPITAL MARKETS, LLC|4178
RMD|RESMED INC|SAGL|SAGETRADER, LLC|4776
RMD|RESMED INC|SALI|INTL FCSTONE FINANCIAL INC.|13
RMD|RESMED INC|SBRX|MURIEL SIEBERT & CO INC|15
RMD|RESMED INC|SBSH|Citigroup Global Markets Inc.|50587
RMD|RESMED INC|SEIC|SEI Investments Distribution Co.|100
RMD|RESMED INC|SGMT|GOLDMAN SACHS & CO. LLC|43066
RMD|RESMED INC|SHMR|ABN Amro Clearing LLC|110
RMD|RESMED INC|SPDR|SPEEDROUTE LLC|1294
RMD|RESMED INC|SPHN|Stephens Inc.|34
RMD|RESMED INC|STFL|Stifel, Nicolaus & Company, Incorporated|3577
RMD|RESMED INC|STKP|STOCKPILE INVESTMENTS, INC.|6
RMD|RESMED INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2837
RMD|RESMED INC|SWIM|TD Ameritrade, Inc.|5317
RMD|RESMED INC|SWST|Hilltop Securities Inc.|59
RMD|RESMED INC|TAGC|TELSEY ADVISORY GROUP LLC|368
RMD|RESMED INC|TKNG|ALLY INVEST SECURITIES LLC|22
RMD|RESMED INC|TOUR|TOURMALINE PARTNERS, LLC|279
RMD|RESMED INC|TRBT|Tradebot Systems, Inc.|139197
RMD|RESMED INC|TRCM|TRC MARKETS LLC|40845
RMD|RESMED INC|UBSA|UBS SECURITIES LLC|240092
RMD|RESMED INC|UBSS|UBS Securities LLC|664664
RMD|RESMED INC|VALX|VIRTU AMERICAS LLC|14540
RMD|RESMED INC|VGRD|Vanguard Marketing Corporation|3481
RMD|RESMED INC|WABR|Wall Street Access|230
RMD|RESMED INC|WBLR|WILLIAM BLAIR|2280
RMD|RESMED INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1332
RMD|RESMED INC|WCHV|WELLS FARGO SECURITIES, LLC|13998
RMD|RESMED INC|WDNX|WEEDEN & CO.L.P.|3912
RMD|RESMED INC|WEED|Weeden & Co.L.P.|512
RMD|RESMED INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11327
RMD|RESMED INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4942
RMD|RESMED INC|WGIF|CIBC World Markets Inc.|176
RMD|RESMED INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|291
RMD|RESMED INC|WSEA|WOLVERINE SECURITIES, LLC|1623
RMD|RESMED INC|XIST|INSTINET, LLC|5846
RMD|RESMED INC|XPQR|Jump Trading|5831
RMD|RESMED INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8508
RMD|RESMED INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1471
RMD|RESMED INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1916
RMGN|RMG NETWORKS HOLDING|APCC|Apex Clearing Corporation|6859
RMGN|RMG NETWORKS HOLDING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7000
RMGN|RMG NETWORKS HOLDING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3100
RMGN|RMG NETWORKS HOLDING|DBAB|Deutsche Bank Securities Inc.|2646
RMGN|RMG NETWORKS HOLDING|DBAX|Deutsche Bank Securities Inc.|100
RMGN|RMG NETWORKS HOLDING|DEGS|RONIN PROFESSIONAL LLC|858
RMGN|RMG NETWORKS HOLDING|EGAM|CBOE TRADING, INC.|5
RMGN|RMG NETWORKS HOLDING|EGXM|CBOE TRADING, INC.|1000
RMGN|RMG NETWORKS HOLDING|EGXW|CBOE TRADING, INC.|139
RMGN|RMG NETWORKS HOLDING|ETRS|E*Trade Securities LLC|27024
RMGN|RMG NETWORKS HOLDING|FBCO|Credit Suisse Securities (USA) LLC|12658
RMGN|RMG NETWORKS HOLDING|FILL|Tradestation Securities, Inc.|2000
RMGN|RMG NETWORKS HOLDING|FOMA|TD AMERITRADE CLEARING, INC.|166801
RMGN|RMG NETWORKS HOLDING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19
RMGN|RMG NETWORKS HOLDING|GEBB|GLOBAL EXECUTION BROKERS, LP|126
RMGN|RMG NETWORKS HOLDING|GSCO|GOLDMAN SACHS & CO. LLC|1759
RMGN|RMG NETWORKS HOLDING|GSCS|GOLDMAN SACHS & CO. LLC|1000
RMGN|RMG NETWORKS HOLDING|GSLT|GOLDMAN SACHS & CO. LLC|500
RMGN|RMG NETWORKS HOLDING|IATS|INTERACTIVE BROKERS LLC|28447
RMGN|RMG NETWORKS HOLDING|IBKR|Interactive Brokers Llc|222173
RMGN|RMG NETWORKS HOLDING|INCA|INSTINET, LLC|1888
RMGN|RMG NETWORKS HOLDING|ITGP|ITG INC.|1000
RMGN|RMG NETWORKS HOLDING|LEHM|Barclays Capital Inc./Le|5227
RMGN|RMG NETWORKS HOLDING|LIME|Lime Brokerage LLC|2801
RMGN|RMG NETWORKS HOLDING|LSCI|Lek Securities Corporation|10
RMGN|RMG NETWORKS HOLDING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
RMGN|RMG NETWORKS HOLDING|MSCO|MORGAN STANLEY & CO. LLC|69435
RMGN|RMG NETWORKS HOLDING|MSPL|MORGAN STANLEY & CO. LLC|38300
RMGN|RMG NETWORKS HOLDING|NFSC|National Financial Services LLC|15866
RMGN|RMG NETWORKS HOLDING|NITE|VIRTU Americas LLC|145297
RMGN|RMG NETWORKS HOLDING|NQRB|Brut, LLC|3972
RMGN|RMG NETWORKS HOLDING|PDQM|CODA MARKETS, INC.|100
RMGN|RMG NETWORKS HOLDING|SBSH|Citigroup Global Markets Inc.|6600
RMGN|RMG NETWORKS HOLDING|SGMT|GOLDMAN SACHS & CO. LLC|3538
RMGN|RMG NETWORKS HOLDING|SPDR|SPEEDROUTE LLC|752
RMGN|RMG NETWORKS HOLDING|SWIM|TD Ameritrade, Inc.|4195
RMGN|RMG NETWORKS HOLDING|TKNG|ALLY INVEST SECURITIES LLC|200
RMGN|RMG NETWORKS HOLDING|UBSA|UBS SECURITIES LLC|9802
RMGN|RMG NETWORKS HOLDING|UBSS|UBS Securities LLC|5988
RMGN|RMG NETWORKS HOLDING|VGRD|Vanguard Marketing Corporation|2500
RMGN|RMG NETWORKS HOLDING|WSEA|WOLVERINE SECURITIES, LLC|666
RMGN|RMG NETWORKS HOLDING|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RMNI|RIMINI STREET, INC.|ALTX|Alternet Securities Inc.|200
RMNI|RIMINI STREET, INC.|APCC|Apex Clearing Corporation|500
RMNI|RIMINI STREET, INC.|BATM|CBOE TRADING, INC.|600
RMNI|RIMINI STREET, INC.|BAYC|BAY CREST PARTNERS, LLC|3279
RMNI|RIMINI STREET, INC.|BMOC|BMO Capital Markets Corp.|737
RMNI|RIMINI STREET, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|767
RMNI|RIMINI STREET, INC.|BTIG|BTIG, LLC|2112
RMNI|RIMINI STREET, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1903
RMNI|RIMINI STREET, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13311
RMNI|RIMINI STREET, INC.|CTDL|Citadel Derivatives Group Llc|3348
RMNI|RIMINI STREET, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
RMNI|RIMINI STREET, INC.|DBAB|Deutsche Bank Securities Inc.|166446
RMNI|RIMINI STREET, INC.|DBAX|Deutsche Bank Securities Inc.|7900
RMNI|RIMINI STREET, INC.|DBUL|Deutsche Bank Securities Inc.|700
RMNI|RIMINI STREET, INC.|DEAN|MORGAN STANLEY|8900
RMNI|RIMINI STREET, INC.|DEGS|RONIN PROFESSIONAL LLC|16154
RMNI|RIMINI STREET, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
RMNI|RIMINI STREET, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5500
RMNI|RIMINI STREET, INC.|EBXL|EBX LLC|5600
RMNI|RIMINI STREET, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|478
RMNI|RIMINI STREET, INC.|EGAM|CBOE TRADING, INC.|100
RMNI|RIMINI STREET, INC.|EGXM|CBOE TRADING, INC.|201
RMNI|RIMINI STREET, INC.|ETBE|Electronic Transaction Clearing, Inc.|18730
RMNI|RIMINI STREET, INC.|ETRS|E*Trade Securities LLC|66686
RMNI|RIMINI STREET, INC.|FBCO|Credit Suisse Securities (USA) LLC|21687
RMNI|RIMINI STREET, INC.|FOMA|TD AMERITRADE CLEARING, INC.|32925
RMNI|RIMINI STREET, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|490
RMNI|RIMINI STREET, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3754
RMNI|RIMINI STREET, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2169
RMNI|RIMINI STREET, INC.|GLPX|ACS EXECUTION SERVICES, LLC|6548
RMNI|RIMINI STREET, INC.|GSCO|GOLDMAN SACHS & CO. LLC|330062
RMNI|RIMINI STREET, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1388
RMNI|RIMINI STREET, INC.|GSLT|GOLDMAN SACHS & CO. LLC|474
RMNI|RIMINI STREET, INC.|GTSZ|GTS SECURITIES LLC|21728
RMNI|RIMINI STREET, INC.|HRBF|American Enterprise Investment Services Inc.|500
RMNI|RIMINI STREET, INC.|IATS|INTERACTIVE BROKERS LLC|3920
RMNI|RIMINI STREET, INC.|IBKR|Interactive Brokers Llc|70020
RMNI|RIMINI STREET, INC.|ICBX|INSTINET, LLC|3700
RMNI|RIMINI STREET, INC.|IEQY|CITADEL SECURITIES LLC|1000
RMNI|RIMINI STREET, INC.|INCA|INSTINET, LLC|35059
RMNI|RIMINI STREET, INC.|INJX|INSTINET, LLC|153
RMNI|RIMINI STREET, INC.|ITGI|ITG Inc.|81398
RMNI|RIMINI STREET, INC.|ITGP|ITG INC.|12600
RMNI|RIMINI STREET, INC.|JEFF|JEFFERIES LLC|1686
RMNI|RIMINI STREET, INC.|JPMX|J.P. Morgan Securities LLC|13533
RMNI|RIMINI STREET, INC.|KCGM|VIRTU Americas LLC|2195
RMNI|RIMINI STREET, INC.|LEHM|Barclays Capital Inc./Le|69678
RMNI|RIMINI STREET, INC.|LIME|Lime Brokerage LLC|24336
RMNI|RIMINI STREET, INC.|LMGP|LIME BROKERAGE LLC|11554
RMNI|RIMINI STREET, INC.|LQNA|LIQUIDNET, INC.|7200
RMNI|RIMINI STREET, INC.|MAXM|Maxim Group LLC|706
RMNI|RIMINI STREET, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16832
RMNI|RIMINI STREET, INC.|MSCO|MORGAN STANLEY & CO. LLC|351972
RMNI|RIMINI STREET, INC.|MSPL|MORGAN STANLEY & CO. LLC|21000
RMNI|RIMINI STREET, INC.|MSTX|MORGAN STANLEY & CO. LLC|9200
RMNI|RIMINI STREET, INC.|NFSC|National Financial Services LLC|28779
RMNI|RIMINI STREET, INC.|NITE|VIRTU Americas LLC|88771
RMNI|RIMINI STREET, INC.|NITP|VIRTU Americas LLC|900
RMNI|RIMINI STREET, INC.|NQRB|Brut, LLC|2301
RMNI|RIMINI STREET, INC.|PDQM|CODA MARKETS, INC.|200
RMNI|RIMINI STREET, INC.|PNSR|Penserra Securities, LLC|3932
RMNI|RIMINI STREET, INC.|QMSR|QUATTRO M SECURITIES INC.|100
RMNI|RIMINI STREET, INC.|RBCM|RBC CAPITAL MARKETS, LLC|9342
RMNI|RIMINI STREET, INC.|SAGL|SAGETRADER, LLC|1350
RMNI|RIMINI STREET, INC.|SBSH|Citigroup Global Markets Inc.|52474
RMNI|RIMINI STREET, INC.|SGMT|GOLDMAN SACHS & CO. LLC|5669
RMNI|RIMINI STREET, INC.|SPTD|MINT GLOBAL MARKETS, INC.|3900
RMNI|RIMINI STREET, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|100
RMNI|RIMINI STREET, INC.|SWIM|TD Ameritrade, Inc.|9245
RMNI|RIMINI STREET, INC.|TRCM|TRC MARKETS LLC|2352
RMNI|RIMINI STREET, INC.|UBSA|UBS SECURITIES LLC|32970
RMNI|RIMINI STREET, INC.|UBSS|UBS Securities LLC|252210
RMNI|RIMINI STREET, INC.|VALX|VIRTU AMERICAS LLC|2249
RMNI|RIMINI STREET, INC.|VGRD|Vanguard Marketing Corporation|100
RMNI|RIMINI STREET, INC.|WABR|Wall Street Access|1960
RMNI|RIMINI STREET, INC.|WCHV|WELLS FARGO SECURITIES, LLC|7329
RMNI|RIMINI STREET, INC.|WEED|Weeden & Co.L.P.|7500
RMNI|RIMINI STREET, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
RMNI|RIMINI STREET, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22
RMP|RICE MIDSTREAM PRTNR|ABLE|NATIXIS Securities Americas LLC|34000
RMP|RICE MIDSTREAM PRTNR|ALTX|Alternet Securities Inc.|5751
RMP|RICE MIDSTREAM PRTNR|ANOS|ABEL/NOSER, L.L.C.|5193
RMP|RICE MIDSTREAM PRTNR|APCC|Apex Clearing Corporation|203
RMP|RICE MIDSTREAM PRTNR|BATM|CBOE TRADING, INC.|2636
RMP|RICE MIDSTREAM PRTNR|BERN|Sanford C. Bernstein & Co., LLC|1602
RMP|RICE MIDSTREAM PRTNR|BIDS|BIDS TRADING L.P.|100
RMP|RICE MIDSTREAM PRTNR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2664
RMP|RICE MIDSTREAM PRTNR|BLKX|INSTINET, LLC|49700
RMP|RICE MIDSTREAM PRTNR|BNPX|BNP PARIBAS SECURITIES CORP.|69
RMP|RICE MIDSTREAM PRTNR|BTIG|BTIG, LLC|12143
RMP|RICE MIDSTREAM PRTNR|BYXM|CBOE TRADING, INC.|2513
RMP|RICE MIDSTREAM PRTNR|CBLC|CITIGROUP GLOBAL MARKETS INC.|17600
RMP|RICE MIDSTREAM PRTNR|CHAS|Charles Schwab & Co., Inc.|1
RMP|RICE MIDSTREAM PRTNR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15816
RMP|RICE MIDSTREAM PRTNR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1824
RMP|RICE MIDSTREAM PRTNR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99803
RMP|RICE MIDSTREAM PRTNR|CTDL|Citadel Derivatives Group Llc|5867
RMP|RICE MIDSTREAM PRTNR|CXCX|CITIGROUP GLOBAL MARKETS INC.|16350
RMP|RICE MIDSTREAM PRTNR|DBAB|Deutsche Bank Securities Inc.|16064
RMP|RICE MIDSTREAM PRTNR|DBAX|Deutsche Bank Securities Inc.|58200
RMP|RICE MIDSTREAM PRTNR|DEAN|MORGAN STANLEY|35
RMP|RICE MIDSTREAM PRTNR|DEGS|RONIN PROFESSIONAL LLC|44
RMP|RICE MIDSTREAM PRTNR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2630
RMP|RICE MIDSTREAM PRTNR|EBXL|EBX LLC|121400
RMP|RICE MIDSTREAM PRTNR|ECUT|CONVERGEX EXECUTION SOLUTIONS|4780
RMP|RICE MIDSTREAM PRTNR|EDJO|Edward D. Jones & Co., L.P.|350
RMP|RICE MIDSTREAM PRTNR|EGAM|CBOE TRADING, INC.|16012
RMP|RICE MIDSTREAM PRTNR|EGMT|EG MARKET TECHNOLOGIES LLC|100
RMP|RICE MIDSTREAM PRTNR|EGXM|CBOE TRADING, INC.|2874
RMP|RICE MIDSTREAM PRTNR|ETBE|Electronic Transaction Clearing, Inc.|4935
RMP|RICE MIDSTREAM PRTNR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1370
RMP|RICE MIDSTREAM PRTNR|ETRS|E*Trade Securities LLC|19410
RMP|RICE MIDSTREAM PRTNR|FILL|Tradestation Securities, Inc.|1872
RMP|RICE MIDSTREAM PRTNR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21363
RMP|RICE MIDSTREAM PRTNR|FTBR|Foliofn Investments, Inc.|310
RMP|RICE MIDSTREAM PRTNR|GEBB|GLOBAL EXECUTION BROKERS, LP|1401
RMP|RICE MIDSTREAM PRTNR|GLPX|ACS EXECUTION SERVICES, LLC|6743
RMP|RICE MIDSTREAM PRTNR|GSCO|GOLDMAN SACHS & CO. LLC|379734
RMP|RICE MIDSTREAM PRTNR|GSLT|GOLDMAN SACHS & CO. LLC|3959
RMP|RICE MIDSTREAM PRTNR|GTSZ|GTS SECURITIES LLC|14242
RMP|RICE MIDSTREAM PRTNR|HRBF|American Enterprise Investment Services Inc.|168
RMP|RICE MIDSTREAM PRTNR|IATS|INTERACTIVE BROKERS LLC|2830
RMP|RICE MIDSTREAM PRTNR|IBKR|Interactive Brokers Llc|18107
RMP|RICE MIDSTREAM PRTNR|ICBX|INSTINET, LLC|117753
RMP|RICE MIDSTREAM PRTNR|INCA|INSTINET, LLC|59881
RMP|RICE MIDSTREAM PRTNR|INJX|INSTINET, LLC|500
RMP|RICE MIDSTREAM PRTNR|ITGI|ITG Inc.|12851
RMP|RICE MIDSTREAM PRTNR|ITGP|ITG INC.|73000
RMP|RICE MIDSTREAM PRTNR|JANY|Janney Montgomery Scott Inc.|6890
RMP|RICE MIDSTREAM PRTNR|JEFF|JEFFERIES LLC|116755
RMP|RICE MIDSTREAM PRTNR|JMPT|JUMP TRADING, LLC|12146
RMP|RICE MIDSTREAM PRTNR|JPMX|J.P. Morgan Securities LLC|116682
RMP|RICE MIDSTREAM PRTNR|JSJX|JANE STREET CAPITAL LLC|11862
RMP|RICE MIDSTREAM PRTNR|KCGM|VIRTU Americas LLC|22548
RMP|RICE MIDSTREAM PRTNR|LEHM|Barclays Capital Inc./Le|115742
RMP|RICE MIDSTREAM PRTNR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|6700
RMP|RICE MIDSTREAM PRTNR|LIME|Lime Brokerage LLC|31422
RMP|RICE MIDSTREAM PRTNR|LQNA|LIQUIDNET, INC.|6100
RMP|RICE MIDSTREAM PRTNR|LSCI|Lek Securities Corporation|28
RMP|RICE MIDSTREAM PRTNR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59053
RMP|RICE MIDSTREAM PRTNR|MOTF|MOTIF INVESTING, INC.|2
RMP|RICE MIDSTREAM PRTNR|MSCO|MORGAN STANLEY & CO. LLC|247725
RMP|RICE MIDSTREAM PRTNR|MSPL|MORGAN STANLEY & CO. LLC|47600
RMP|RICE MIDSTREAM PRTNR|NFSC|National Financial Services LLC|36350
RMP|RICE MIDSTREAM PRTNR|NITE|VIRTU Americas LLC|110264
RMP|RICE MIDSTREAM PRTNR|NQRB|Brut, LLC|12798
RMP|RICE MIDSTREAM PRTNR|OPCO|Oppenheimer & Co. Inc.|607
RMP|RICE MIDSTREAM PRTNR|OTAA|OTA LLC|8500
RMP|RICE MIDSTREAM PRTNR|PDQM|CODA MARKETS, INC.|7904
RMP|RICE MIDSTREAM PRTNR|RBCM|RBC CAPITAL MARKETS, LLC|1402
RMP|RICE MIDSTREAM PRTNR|SAGW|SAGETRADER, LLC|76
RMP|RICE MIDSTREAM PRTNR|SBSH|Citigroup Global Markets Inc.|5687
RMP|RICE MIDSTREAM PRTNR|SGMT|GOLDMAN SACHS & CO. LLC|51285
RMP|RICE MIDSTREAM PRTNR|SPDR|SPEEDROUTE LLC|3452
RMP|RICE MIDSTREAM PRTNR|SPGS|Sea Port Group Securities, LLC|100400
RMP|RICE MIDSTREAM PRTNR|STFL|Stifel, Nicolaus & Company, Incorporated|2958
RMP|RICE MIDSTREAM PRTNR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3200
RMP|RICE MIDSTREAM PRTNR|SWIM|TD Ameritrade, Inc.|1277
RMP|RICE MIDSTREAM PRTNR|SWST|Hilltop Securities Inc.|164
RMP|RICE MIDSTREAM PRTNR|TKNG|ALLY INVEST SECURITIES LLC|106
RMP|RICE MIDSTREAM PRTNR|TRBT|Tradebot Systems, Inc.|79389
RMP|RICE MIDSTREAM PRTNR|TRCM|TRC MARKETS LLC|26599
RMP|RICE MIDSTREAM PRTNR|UBSA|UBS SECURITIES LLC|421156
RMP|RICE MIDSTREAM PRTNR|UBSS|UBS Securities LLC|261246
RMP|RICE MIDSTREAM PRTNR|USCA|USCA Securities LLC|100
RMP|RICE MIDSTREAM PRTNR|VALX|VIRTU AMERICAS LLC|11564
RMP|RICE MIDSTREAM PRTNR|VGRD|Vanguard Marketing Corporation|26735
RMP|RICE MIDSTREAM PRTNR|WCHV|WELLS FARGO SECURITIES, LLC|184498
RMP|RICE MIDSTREAM PRTNR|WEED|Weeden & Co.L.P.|1390
RMP|RICE MIDSTREAM PRTNR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2768
RMP|RICE MIDSTREAM PRTNR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34995
RMP|RICE MIDSTREAM PRTNR|WGIF|CIBC World Markets Inc.|945
RMP|RICE MIDSTREAM PRTNR|WSEA|WOLVERINE SECURITIES, LLC|1194
RMP|RICE MIDSTREAM PRTNR|XSTM|NATIONAL FINANCIAL SERVICES LLC|12630
RMP|RICE MIDSTREAM PRTNR|YKNA|COMHAR CAPITAL MARKETS, LLC|200
RMP|RICE MIDSTREAM PRTNR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|441
RMPL$|RIVERNORTH 5.875 A|BARD|Robert W. Baird & Co. Incorporated|155
RMPL$|RIVERNORTH 5.875 A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|440
RMPL$|RIVERNORTH 5.875 A|CIST|Capital Institutional Services, Inc.|210
RMPL$|RIVERNORTH 5.875 A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22
RMPL$|RIVERNORTH 5.875 A|IATS|INTERACTIVE BROKERS LLC|600
RMPL$|RIVERNORTH 5.875 A|IBKR|Interactive Brokers Llc|100
RMPL$|RIVERNORTH 5.875 A|INCA|INSTINET, LLC|22
RMPL$|RIVERNORTH 5.875 A|JANY|Janney Montgomery Scott Inc.|1395
RMPL$|RIVERNORTH 5.875 A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|150
RMPL$|RIVERNORTH 5.875 A|MSCO|MORGAN STANLEY & CO. LLC|1275
RMPL$|RIVERNORTH 5.875 A|NFSC|National Financial Services LLC|4389
RMPL$|RIVERNORTH 5.875 A|NITE|VIRTU Americas LLC|10921
RMPL$|RIVERNORTH 5.875 A|NQRB|Brut, LLC|1100
RMPL$|RIVERNORTH 5.875 A|UBSA|UBS SECURITIES LLC|100
RMPL$|RIVERNORTH 5.875 A|UBSS|UBS Securities LLC|1278
RMPL$|RIVERNORTH 5.875 A|WBLR|WILLIAM BLAIR|1500
RMPL$|RIVERNORTH 5.875 A|WCHV|WELLS FARGO SECURITIES, LLC|1918
RMR|THE RMR GRP A CM|APCC|Apex Clearing Corporation|227
RMR|THE RMR GRP A CM|BANK|Primevest Financial Services, Inc.|2
RMR|THE RMR GRP A CM|BARD|Robert W. Baird & Co. Incorporated|124
RMR|THE RMR GRP A CM|BATM|CBOE TRADING, INC.|610
RMR|THE RMR GRP A CM|BAYT|BTIG, LLC|800
RMR|THE RMR GRP A CM|BBNT|BB&T SECURITIES, LLC|25
RMR|THE RMR GRP A CM|BERN|Sanford C. Bernstein & Co., LLC|13448
RMR|THE RMR GRP A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5
RMR|THE RMR GRP A CM|BMOC|BMO Capital Markets Corp.|1122
RMR|THE RMR GRP A CM|BNPX|BNP PARIBAS SECURITIES CORP.|395
RMR|THE RMR GRP A CM|BTIG|BTIG, LLC|168
RMR|THE RMR GRP A CM|CANT|Cantor Fitzgerald & Co.|100
RMR|THE RMR GRP A CM|CHAS|Charles Schwab & Co., Inc.|164
RMR|THE RMR GRP A CM|CICF|Canaccord Genuity Corp.|8
RMR|THE RMR GRP A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|714
RMR|THE RMR GRP A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|907
RMR|THE RMR GRP A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2194
RMR|THE RMR GRP A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3320
RMR|THE RMR GRP A CM|CTDL|Citadel Derivatives Group Llc|2939
RMR|THE RMR GRP A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
RMR|THE RMR GRP A CM|DBAB|Deutsche Bank Securities Inc.|29357
RMR|THE RMR GRP A CM|DBAX|Deutsche Bank Securities Inc.|800
RMR|THE RMR GRP A CM|DBUL|Deutsche Bank Securities Inc.|91
RMR|THE RMR GRP A CM|DEAN|MORGAN STANLEY|417
RMR|THE RMR GRP A CM|DEGS|RONIN PROFESSIONAL LLC|1100
RMR|THE RMR GRP A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|222
RMR|THE RMR GRP A CM|EBXL|EBX LLC|500
RMR|THE RMR GRP A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|793
RMR|THE RMR GRP A CM|EDJO|Edward D. Jones & Co., L.P.|610
RMR|THE RMR GRP A CM|EGAM|CBOE TRADING, INC.|105
RMR|THE RMR GRP A CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
RMR|THE RMR GRP A CM|EGXM|CBOE TRADING, INC.|201
RMR|THE RMR GRP A CM|ETBE|Electronic Transaction Clearing, Inc.|600
RMR|THE RMR GRP A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6984
RMR|THE RMR GRP A CM|ETRS|E*Trade Securities LLC|3524
RMR|THE RMR GRP A CM|FBCO|Credit Suisse Securities (USA) LLC|19965
RMR|THE RMR GRP A CM|FBSB|U.S. Bancorp Investments, Inc.|5
RMR|THE RMR GRP A CM|FILL|Tradestation Securities, Inc.|133
RMR|THE RMR GRP A CM|FINX|FINTECH SECURITIES|7
RMR|THE RMR GRP A CM|FMAF|NBCN Inc./ CDS|153
RMR|THE RMR GRP A CM|FOMA|TD AMERITRADE CLEARING, INC.|41565
RMR|THE RMR GRP A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2587
RMR|THE RMR GRP A CM|FTBR|Foliofn Investments, Inc.|1623
RMR|THE RMR GRP A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1967
RMR|THE RMR GRP A CM|GLIS|TD Securities Inc|150
RMR|THE RMR GRP A CM|GSCO|GOLDMAN SACHS & CO. LLC|39461
RMR|THE RMR GRP A CM|GSCS|GOLDMAN SACHS & CO. LLC|60
RMR|THE RMR GRP A CM|GSLT|GOLDMAN SACHS & CO. LLC|200
RMR|THE RMR GRP A CM|GTSZ|GTS SECURITIES LLC|495
RMR|THE RMR GRP A CM|HRBF|American Enterprise Investment Services Inc.|667
RMR|THE RMR GRP A CM|IBKR|Interactive Brokers Llc|6044
RMR|THE RMR GRP A CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|62
RMR|THE RMR GRP A CM|ICBX|INSTINET, LLC|100
RMR|THE RMR GRP A CM|IEQY|CITADEL SECURITIES LLC|7658
RMR|THE RMR GRP A CM|INCA|INSTINET, LLC|12977
RMR|THE RMR GRP A CM|INJX|INSTINET, LLC|5731
RMR|THE RMR GRP A CM|ITGI|ITG Inc.|44552
RMR|THE RMR GRP A CM|ITGP|ITG INC.|3200
RMR|THE RMR GRP A CM|JANY|Janney Montgomery Scott Inc.|191
RMR|THE RMR GRP A CM|JEFF|JEFFERIES LLC|11488
RMR|THE RMR GRP A CM|JPBX|J.P. MORGAN SECURITIES LLC|4337
RMR|THE RMR GRP A CM|JPMX|J.P. Morgan Securities LLC|21732
RMR|THE RMR GRP A CM|KCGM|VIRTU Americas LLC|415
RMR|THE RMR GRP A CM|LEHM|Barclays Capital Inc./Le|66404
RMR|THE RMR GRP A CM|LIME|Lime Brokerage LLC|38106
RMR|THE RMR GRP A CM|LMGP|LIME BROKERAGE LLC|527
RMR|THE RMR GRP A CM|MACC|Mid Atlantic Capital Corporation|4
RMR|THE RMR GRP A CM|MAXM|Maxim Group LLC|496
RMR|THE RMR GRP A CM|MCMF|Raymond James Ltd. Cds|2
RMR|THE RMR GRP A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3250
RMR|THE RMR GRP A CM|MSCO|MORGAN STANLEY & CO. LLC|149086
RMR|THE RMR GRP A CM|MSPL|MORGAN STANLEY & CO. LLC|6000
RMR|THE RMR GRP A CM|MSTX|MORGAN STANLEY & CO. LLC|400
RMR|THE RMR GRP A CM|NFSC|National Financial Services LLC|19662
RMR|THE RMR GRP A CM|NITE|VIRTU Americas LLC|21904
RMR|THE RMR GRP A CM|NITP|VIRTU Americas LLC|100
RMR|THE RMR GRP A CM|NQRB|Brut, LLC|300
RMR|THE RMR GRP A CM|NTRC|Northern Trust Securities, Inc.|1
RMR|THE RMR GRP A CM|OPCO|Oppenheimer & Co. Inc.|70
RMR|THE RMR GRP A CM|PDQM|CODA MARKETS, INC.|200
RMR|THE RMR GRP A CM|PWJC|UBS Financial Services, Inc.|111
RMR|THE RMR GRP A CM|RAJA|Raymond James & Associates, Inc.|286
RMR|THE RMR GRP A CM|SALI|INTL FCSTONE FINANCIAL INC.|2
RMR|THE RMR GRP A CM|SBSH|Citigroup Global Markets Inc.|24244
RMR|THE RMR GRP A CM|SGMT|GOLDMAN SACHS & CO. LLC|3750
RMR|THE RMR GRP A CM|SPDR|SPEEDROUTE LLC|194
RMR|THE RMR GRP A CM|SPTD|MINT GLOBAL MARKETS, INC.|6674
RMR|THE RMR GRP A CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
RMR|THE RMR GRP A CM|STFL|Stifel, Nicolaus & Company, Incorporated|409
RMR|THE RMR GRP A CM|STXG|Stockcross Financial Services, Inc.|2
RMR|THE RMR GRP A CM|SWIM|TD Ameritrade, Inc.|2608
RMR|THE RMR GRP A CM|SWST|Hilltop Securities Inc.|100
RMR|THE RMR GRP A CM|TKNG|ALLY INVEST SECURITIES LLC|179
RMR|THE RMR GRP A CM|TRBT|Tradebot Systems, Inc.|8421
RMR|THE RMR GRP A CM|TRCM|TRC MARKETS LLC|17885
RMR|THE RMR GRP A CM|TWTT|TASTYWORKS, INC.|1
RMR|THE RMR GRP A CM|UBSA|UBS SECURITIES LLC|12020
RMR|THE RMR GRP A CM|UBSS|UBS Securities LLC|64808
RMR|THE RMR GRP A CM|VALX|VIRTU AMERICAS LLC|255
RMR|THE RMR GRP A CM|VGRD|Vanguard Marketing Corporation|1591
RMR|THE RMR GRP A CM|WCHV|WELLS FARGO SECURITIES, LLC|3709
RMR|THE RMR GRP A CM|WEDB|WEDBUSH SECURITIES INC.|4
RMR|THE RMR GRP A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|150
RMR|THE RMR GRP A CM|WGIF|CIBC World Markets Inc.|180
RMR|THE RMR GRP A CM|WSEA|WOLVERINE SECURITIES, LLC|722
RMR|THE RMR GRP A CM|XIST|INSTINET, LLC|3000
RMR|THE RMR GRP A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
RMR|THE RMR GRP A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|649
RMT|ROYCE MICRO-CAP TR|AGIS|Aegis Capital Corp.|800
RMT|ROYCE MICRO-CAP TR|ALTX|Alternet Securities Inc.|1810
RMT|ROYCE MICRO-CAP TR|APCC|Apex Clearing Corporation|134
RMT|ROYCE MICRO-CAP TR|BANK|Primevest Financial Services, Inc.|2
RMT|ROYCE MICRO-CAP TR|BARD|Robert W. Baird & Co. Incorporated|531
RMT|ROYCE MICRO-CAP TR|BATM|CBOE TRADING, INC.|13
RMT|ROYCE MICRO-CAP TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3491
RMT|ROYCE MICRO-CAP TR|BRGE|Newbridge Securities Corp.|2491
RMT|ROYCE MICRO-CAP TR|BTIG|BTIG, LLC|13279
RMT|ROYCE MICRO-CAP TR|BYXM|CBOE TRADING, INC.|200
RMT|ROYCE MICRO-CAP TR|CHAS|Charles Schwab & Co., Inc.|958
RMT|ROYCE MICRO-CAP TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11974
RMT|ROYCE MICRO-CAP TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97817
RMT|ROYCE MICRO-CAP TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|15534
RMT|ROYCE MICRO-CAP TR|DADA|D.A. Davidson & Co.|598
RMT|ROYCE MICRO-CAP TR|DBAX|Deutsche Bank Securities Inc.|18200
RMT|ROYCE MICRO-CAP TR|DEAN|MORGAN STANLEY|15605
RMT|ROYCE MICRO-CAP TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9211
RMT|ROYCE MICRO-CAP TR|EBXL|EBX LLC|28800
RMT|ROYCE MICRO-CAP TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2019
RMT|ROYCE MICRO-CAP TR|EDJO|Edward D. Jones & Co., L.P.|1599
RMT|ROYCE MICRO-CAP TR|EGAM|CBOE TRADING, INC.|3700
RMT|ROYCE MICRO-CAP TR|EGXM|CBOE TRADING, INC.|1263
RMT|ROYCE MICRO-CAP TR|ESPO|ESPOSITO SECURITIES, LLC|18660
RMT|ROYCE MICRO-CAP TR|ETBE|Electronic Transaction Clearing, Inc.|100
RMT|ROYCE MICRO-CAP TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
RMT|ROYCE MICRO-CAP TR|ETRS|E*Trade Securities LLC|35141
RMT|ROYCE MICRO-CAP TR|FBSB|U.S. Bancorp Investments, Inc.|699
RMT|ROYCE MICRO-CAP TR|FIDT|Fidelity Clearing Canada ULC./ CDS|1
RMT|ROYCE MICRO-CAP TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23702
RMT|ROYCE MICRO-CAP TR|FTBR|Foliofn Investments, Inc.|14396
RMT|ROYCE MICRO-CAP TR|GLPX|ACS EXECUTION SERVICES, LLC|1800
RMT|ROYCE MICRO-CAP TR|GSCO|GOLDMAN SACHS & CO. LLC|36988
RMT|ROYCE MICRO-CAP TR|GSCS|GOLDMAN SACHS & CO. LLC|800
RMT|ROYCE MICRO-CAP TR|GSLT|GOLDMAN SACHS & CO. LLC|200
RMT|ROYCE MICRO-CAP TR|GTSZ|GTS SECURITIES LLC|114
RMT|ROYCE MICRO-CAP TR|HRBF|American Enterprise Investment Services Inc.|8406
RMT|ROYCE MICRO-CAP TR|IATS|INTERACTIVE BROKERS LLC|22588
RMT|ROYCE MICRO-CAP TR|IBKR|Interactive Brokers Llc|61742
RMT|ROYCE MICRO-CAP TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16
RMT|ROYCE MICRO-CAP TR|ICBX|INSTINET, LLC|1703
RMT|ROYCE MICRO-CAP TR|INCA|INSTINET, LLC|8758
RMT|ROYCE MICRO-CAP TR|ITGI|ITG Inc.|29406
RMT|ROYCE MICRO-CAP TR|ITGP|ITG INC.|6000
RMT|ROYCE MICRO-CAP TR|JANY|Janney Montgomery Scott Inc.|9354
RMT|ROYCE MICRO-CAP TR|JMPT|JUMP TRADING, LLC|798
RMT|ROYCE MICRO-CAP TR|JPMX|J.P. Morgan Securities LLC|47818
RMT|ROYCE MICRO-CAP TR|JSJX|JANE STREET CAPITAL LLC|200
RMT|ROYCE MICRO-CAP TR|KCGM|VIRTU Americas LLC|34841
RMT|ROYCE MICRO-CAP TR|LEHM|Barclays Capital Inc./Le|19400
RMT|ROYCE MICRO-CAP TR|LGNT|COR CLEARING LLC|1
RMT|ROYCE MICRO-CAP TR|LIME|Lime Brokerage LLC|766
RMT|ROYCE MICRO-CAP TR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5700
RMT|ROYCE MICRO-CAP TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46774
RMT|ROYCE MICRO-CAP TR|MSCO|MORGAN STANLEY & CO. LLC|70605
RMT|ROYCE MICRO-CAP TR|MSPL|MORGAN STANLEY & CO. LLC|12500
RMT|ROYCE MICRO-CAP TR|NATL|National Securities Corporation|4020
RMT|ROYCE MICRO-CAP TR|NBCS|NBC Securities, INC.|3799
RMT|ROYCE MICRO-CAP TR|NFSC|National Financial Services LLC|262018
RMT|ROYCE MICRO-CAP TR|NITE|VIRTU Americas LLC|405596
RMT|ROYCE MICRO-CAP TR|OPCO|Oppenheimer & Co. Inc.|16828
RMT|ROYCE MICRO-CAP TR|PDQM|CODA MARKETS, INC.|6059
RMT|ROYCE MICRO-CAP TR|PWJC|UBS Financial Services, Inc.|6850
RMT|ROYCE MICRO-CAP TR|RBCM|RBC CAPITAL MARKETS, LLC|8752
RMT|ROYCE MICRO-CAP TR|SAGL|SAGETRADER, LLC|1700
RMT|ROYCE MICRO-CAP TR|SALI|INTL FCSTONE FINANCIAL INC.|1769
RMT|ROYCE MICRO-CAP TR|SBSH|Citigroup Global Markets Inc.|75870
RMT|ROYCE MICRO-CAP TR|SGMT|GOLDMAN SACHS & CO. LLC|18705
RMT|ROYCE MICRO-CAP TR|SPDR|SPEEDROUTE LLC|300
RMT|ROYCE MICRO-CAP TR|STFL|Stifel, Nicolaus & Company, Incorporated|7975
RMT|ROYCE MICRO-CAP TR|SWIM|TD Ameritrade, Inc.|8237
RMT|ROYCE MICRO-CAP TR|SWST|Hilltop Securities Inc.|11032
RMT|ROYCE MICRO-CAP TR|TKNG|ALLY INVEST SECURITIES LLC|840
RMT|ROYCE MICRO-CAP TR|TRBT|Tradebot Systems, Inc.|2425
RMT|ROYCE MICRO-CAP TR|UBSA|UBS SECURITIES LLC|67671
RMT|ROYCE MICRO-CAP TR|UBSS|UBS Securities LLC|210927
RMT|ROYCE MICRO-CAP TR|VALX|VIRTU AMERICAS LLC|900
RMT|ROYCE MICRO-CAP TR|VGRD|Vanguard Marketing Corporation|24307
RMT|ROYCE MICRO-CAP TR|WBLR|WILLIAM BLAIR|224
RMT|ROYCE MICRO-CAP TR|WCHV|WELLS FARGO SECURITIES, LLC|382864
RMT|ROYCE MICRO-CAP TR|WEDB|WEDBUSH SECURITIES INC.|3595
RMT|ROYCE MICRO-CAP TR|WEED|Weeden & Co.L.P.|10454
RMT|ROYCE MICRO-CAP TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1804
RMT|ROYCE MICRO-CAP TR|WGIF|CIBC World Markets Inc.|101
RMT|ROYCE MICRO-CAP TR|WSEA|WOLVERINE SECURITIES, LLC|11266
RMT|ROYCE MICRO-CAP TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|21348
RMT|ROYCE MICRO-CAP TR|YKNA|COMHAR CAPITAL MARKETS, LLC|1459
RMT|ROYCE MICRO-CAP TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27261
RMTI|ROCKWELL MEDICAL, IN|ALTX|Alternet Securities Inc.|3224
RMTI|ROCKWELL MEDICAL, IN|APCC|Apex Clearing Corporation|497
RMTI|ROCKWELL MEDICAL, IN|BARD|Robert W. Baird & Co. Incorporated|3300
RMTI|ROCKWELL MEDICAL, IN|BATM|CBOE TRADING, INC.|3502
RMTI|ROCKWELL MEDICAL, IN|BERN|Sanford C. Bernstein & Co., LLC|400
RMTI|ROCKWELL MEDICAL, IN|BIMI|Banca IMI Securities Corp.|700
RMTI|ROCKWELL MEDICAL, IN|BMOC|BMO Capital Markets Corp.|7620
RMTI|ROCKWELL MEDICAL, IN|BNPX|BNP PARIBAS SECURITIES CORP.|231
RMTI|ROCKWELL MEDICAL, IN|BRGE|Newbridge Securities Corp.|400
RMTI|ROCKWELL MEDICAL, IN|BTIG|BTIG, LLC|56
RMTI|ROCKWELL MEDICAL, IN|CHAS|Charles Schwab & Co., Inc.|1000
RMTI|ROCKWELL MEDICAL, IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3240
RMTI|ROCKWELL MEDICAL, IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
RMTI|ROCKWELL MEDICAL, IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|401
RMTI|ROCKWELL MEDICAL, IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58227
RMTI|ROCKWELL MEDICAL, IN|CTDL|Citadel Derivatives Group Llc|7212
RMTI|ROCKWELL MEDICAL, IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5654
RMTI|ROCKWELL MEDICAL, IN|DBAB|Deutsche Bank Securities Inc.|60980
RMTI|ROCKWELL MEDICAL, IN|DBAX|Deutsche Bank Securities Inc.|34800
RMTI|ROCKWELL MEDICAL, IN|DEAN|MORGAN STANLEY|1712
RMTI|ROCKWELL MEDICAL, IN|DEGS|RONIN PROFESSIONAL LLC|25132
RMTI|ROCKWELL MEDICAL, IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18900
RMTI|ROCKWELL MEDICAL, IN|EBXL|EBX LLC|20100
RMTI|ROCKWELL MEDICAL, IN|EDJO|Edward D. Jones & Co., L.P.|1114
RMTI|ROCKWELL MEDICAL, IN|EGAM|CBOE TRADING, INC.|3992
RMTI|ROCKWELL MEDICAL, IN|EGAW|CBOE TRADING, INC.|100
RMTI|ROCKWELL MEDICAL, IN|EGMT|EG MARKET TECHNOLOGIES LLC|320
RMTI|ROCKWELL MEDICAL, IN|EGXM|CBOE TRADING, INC.|4187
RMTI|ROCKWELL MEDICAL, IN|EGXW|CBOE TRADING, INC.|500
RMTI|ROCKWELL MEDICAL, IN|ETBE|Electronic Transaction Clearing, Inc.|1318
RMTI|ROCKWELL MEDICAL, IN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6394
RMTI|ROCKWELL MEDICAL, IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7305
RMTI|ROCKWELL MEDICAL, IN|ETRS|E*Trade Securities LLC|554565
RMTI|ROCKWELL MEDICAL, IN|FBCO|Credit Suisse Securities (USA) LLC|147546
RMTI|ROCKWELL MEDICAL, IN|FOMA|TD AMERITRADE CLEARING, INC.|585695
RMTI|ROCKWELL MEDICAL, IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15712
RMTI|ROCKWELL MEDICAL, IN|FTBR|Foliofn Investments, Inc.|1465
RMTI|ROCKWELL MEDICAL, IN|GEBB|GLOBAL EXECUTION BROKERS, LP|37833
RMTI|ROCKWELL MEDICAL, IN|GLPX|ACS EXECUTION SERVICES, LLC|6833
RMTI|ROCKWELL MEDICAL, IN|GSCO|GOLDMAN SACHS & CO. LLC|146807
RMTI|ROCKWELL MEDICAL, IN|GSCS|GOLDMAN SACHS & CO. LLC|400
RMTI|ROCKWELL MEDICAL, IN|GSLT|GOLDMAN SACHS & CO. LLC|2690
RMTI|ROCKWELL MEDICAL, IN|GTSZ|GTS SECURITIES LLC|1540
RMTI|ROCKWELL MEDICAL, IN|HRBF|American Enterprise Investment Services Inc.|25825
RMTI|ROCKWELL MEDICAL, IN|IATS|INTERACTIVE BROKERS LLC|8139
RMTI|ROCKWELL MEDICAL, IN|IBKR|Interactive Brokers Llc|113615
RMTI|ROCKWELL MEDICAL, IN|ICBX|INSTINET, LLC|12400
RMTI|ROCKWELL MEDICAL, IN|IEQY|CITADEL SECURITIES LLC|14632
RMTI|ROCKWELL MEDICAL, IN|INCA|INSTINET, LLC|224329
RMTI|ROCKWELL MEDICAL, IN|INJX|INSTINET, LLC|4895
RMTI|ROCKWELL MEDICAL, IN|ITGI|ITG Inc.|20747
RMTI|ROCKWELL MEDICAL, IN|ITGP|ITG INC.|24000
RMTI|ROCKWELL MEDICAL, IN|JEFF|JEFFERIES LLC|16357
RMTI|ROCKWELL MEDICAL, IN|JMPT|JUMP TRADING, LLC|4114
RMTI|ROCKWELL MEDICAL, IN|JPMX|J.P. Morgan Securities LLC|33937
RMTI|ROCKWELL MEDICAL, IN|JSJX|JANE STREET CAPITAL LLC|109030
RMTI|ROCKWELL MEDICAL, IN|KCGM|VIRTU Americas LLC|17356
RMTI|ROCKWELL MEDICAL, IN|KCRD|PHX FINANCIAL, INC.|7138
RMTI|ROCKWELL MEDICAL, IN|LEHM|Barclays Capital Inc./Le|316701
RMTI|ROCKWELL MEDICAL, IN|LGNT|COR CLEARING LLC|55
RMTI|ROCKWELL MEDICAL, IN|LIME|Lime Brokerage LLC|54902
RMTI|ROCKWELL MEDICAL, IN|LMGP|LIME BROKERAGE LLC|7854
RMTI|ROCKWELL MEDICAL, IN|LQNA|LIQUIDNET, INC.|6000
RMTI|ROCKWELL MEDICAL, IN|LSCI|Lek Securities Corporation|100
RMTI|ROCKWELL MEDICAL, IN|MAXM|Maxim Group LLC|5130
RMTI|ROCKWELL MEDICAL, IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19200
RMTI|ROCKWELL MEDICAL, IN|MOTF|MOTIF INVESTING, INC.|2
RMTI|ROCKWELL MEDICAL, IN|MSCO|MORGAN STANLEY & CO. LLC|604816
RMTI|ROCKWELL MEDICAL, IN|MSPL|MORGAN STANLEY & CO. LLC|41700
RMTI|ROCKWELL MEDICAL, IN|MSTX|MORGAN STANLEY & CO. LLC|6300
RMTI|ROCKWELL MEDICAL, IN|NATL|National Securities Corporation|46990
RMTI|ROCKWELL MEDICAL, IN|NFSC|National Financial Services LLC|524205
RMTI|ROCKWELL MEDICAL, IN|NITE|VIRTU Americas LLC|835000
RMTI|ROCKWELL MEDICAL, IN|NITP|VIRTU Americas LLC|2700
RMTI|ROCKWELL MEDICAL, IN|NQRB|Brut, LLC|775
RMTI|ROCKWELL MEDICAL, IN|OPCO|Oppenheimer & Co. Inc.|61463
RMTI|ROCKWELL MEDICAL, IN|PCPT|PHILLIP CAPITAL INC.|2399
RMTI|ROCKWELL MEDICAL, IN|PDQM|CODA MARKETS, INC.|29752
RMTI|ROCKWELL MEDICAL, IN|RAJA|Raymond James & Associates, Inc.|41074
RMTI|ROCKWELL MEDICAL, IN|RBCM|RBC CAPITAL MARKETS, LLC|31622
RMTI|ROCKWELL MEDICAL, IN|SAGL|SAGETRADER, LLC|10536
RMTI|ROCKWELL MEDICAL, IN|SALI|INTL FCSTONE FINANCIAL INC.|77688
RMTI|ROCKWELL MEDICAL, IN|SBSH|Citigroup Global Markets Inc.|84388
RMTI|ROCKWELL MEDICAL, IN|SGMT|GOLDMAN SACHS & CO. LLC|27026
RMTI|ROCKWELL MEDICAL, IN|SPDR|SPEEDROUTE LLC|3100
RMTI|ROCKWELL MEDICAL, IN|STFL|Stifel, Nicolaus & Company, Incorporated|70838
RMTI|ROCKWELL MEDICAL, IN|SWIM|TD Ameritrade, Inc.|34952
RMTI|ROCKWELL MEDICAL, IN|SWST|Hilltop Securities Inc.|34837
RMTI|ROCKWELL MEDICAL, IN|TKNG|ALLY INVEST SECURITIES LLC|1465
RMTI|ROCKWELL MEDICAL, IN|TRCM|TRC MARKETS LLC|7497
RMTI|ROCKWELL MEDICAL, IN|UBSA|UBS SECURITIES LLC|148632
RMTI|ROCKWELL MEDICAL, IN|UBSS|UBS Securities LLC|423111
RMTI|ROCKWELL MEDICAL, IN|VALX|VIRTU AMERICAS LLC|4866
RMTI|ROCKWELL MEDICAL, IN|VGRD|Vanguard Marketing Corporation|16816
RMTI|ROCKWELL MEDICAL, IN|WBPX|SUMMIT SECURITIES GROUP, LLC|600
RMTI|ROCKWELL MEDICAL, IN|WCHV|WELLS FARGO SECURITIES, LLC|47365
RMTI|ROCKWELL MEDICAL, IN|WDCO|Wilson-Davis & Co., Inc.|4380
RMTI|ROCKWELL MEDICAL, IN|WEDB|WEDBUSH SECURITIES INC.|28085
RMTI|ROCKWELL MEDICAL, IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4861
RMTI|ROCKWELL MEDICAL, IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16435
RMTI|ROCKWELL MEDICAL, IN|WFPB|Wells Fargo Securities, LLC.|156
RMTI|ROCKWELL MEDICAL, IN|WSEA|WOLVERINE SECURITIES, LLC|6058
RMTI|ROCKWELL MEDICAL, IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
RMTI|ROCKWELL MEDICAL, IN|YKNA|COMHAR CAPITAL MARKETS, LLC|6963
RMTI|ROCKWELL MEDICAL, IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5500
RNDB|RANDOLPH BANCORP CM|BATM|CBOE TRADING, INC.|150
RNDB|RANDOLPH BANCORP CM|BERN|Sanford C. Bernstein & Co., LLC|1240
RNDB|RANDOLPH BANCORP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3820
RNDB|RANDOLPH BANCORP CM|CTDL|Citadel Derivatives Group Llc|109
RNDB|RANDOLPH BANCORP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
RNDB|RANDOLPH BANCORP CM|DBAB|Deutsche Bank Securities Inc.|746
RNDB|RANDOLPH BANCORP CM|EBXL|EBX LLC|500
RNDB|RANDOLPH BANCORP CM|EGAW|CBOE TRADING, INC.|1875
RNDB|RANDOLPH BANCORP CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1598
RNDB|RANDOLPH BANCORP CM|ETRS|E*Trade Securities LLC|236
RNDB|RANDOLPH BANCORP CM|FBCO|Credit Suisse Securities (USA) LLC|914
RNDB|RANDOLPH BANCORP CM|FOMA|TD AMERITRADE CLEARING, INC.|5350
RNDB|RANDOLPH BANCORP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|560
RNDB|RANDOLPH BANCORP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|226
RNDB|RANDOLPH BANCORP CM|GLPX|ACS EXECUTION SERVICES, LLC|500
RNDB|RANDOLPH BANCORP CM|GSCO|GOLDMAN SACHS & CO. LLC|1137
RNDB|RANDOLPH BANCORP CM|GSLT|GOLDMAN SACHS & CO. LLC|100
RNDB|RANDOLPH BANCORP CM|GTSZ|GTS SECURITIES LLC|210
RNDB|RANDOLPH BANCORP CM|IATS|INTERACTIVE BROKERS LLC|1200
RNDB|RANDOLPH BANCORP CM|IBKR|Interactive Brokers Llc|4996
RNDB|RANDOLPH BANCORP CM|ICBX|INSTINET, LLC|500
RNDB|RANDOLPH BANCORP CM|INCA|INSTINET, LLC|59346
RNDB|RANDOLPH BANCORP CM|INJX|INSTINET, LLC|400
RNDB|RANDOLPH BANCORP CM|ITGI|ITG Inc.|3479
RNDB|RANDOLPH BANCORP CM|JPMX|J.P. Morgan Securities LLC|8974
RNDB|RANDOLPH BANCORP CM|KBWI|Keefe, Bruyette & Woods, Inc.|8053
RNDB|RANDOLPH BANCORP CM|KCGM|VIRTU Americas LLC|1240
RNDB|RANDOLPH BANCORP CM|LEHM|Barclays Capital Inc./Le|1220
RNDB|RANDOLPH BANCORP CM|LIME|Lime Brokerage LLC|13459
RNDB|RANDOLPH BANCORP CM|LMGP|LIME BROKERAGE LLC|7855
RNDB|RANDOLPH BANCORP CM|MSCO|MORGAN STANLEY & CO. LLC|17432
RNDB|RANDOLPH BANCORP CM|MSPL|MORGAN STANLEY & CO. LLC|100
RNDB|RANDOLPH BANCORP CM|NFSC|National Financial Services LLC|12813
RNDB|RANDOLPH BANCORP CM|NITE|VIRTU Americas LLC|21130
RNDB|RANDOLPH BANCORP CM|PDQM|CODA MARKETS, INC.|500
RNDB|RANDOLPH BANCORP CM|RBCM|RBC CAPITAL MARKETS, LLC|1399
RNDB|RANDOLPH BANCORP CM|SBSH|Citigroup Global Markets Inc.|724
RNDB|RANDOLPH BANCORP CM|SWIM|TD Ameritrade, Inc.|1000
RNDB|RANDOLPH BANCORP CM|TRCM|TRC MARKETS LLC|4912
RNDB|RANDOLPH BANCORP CM|UBSA|UBS SECURITIES LLC|1424
RNDB|RANDOLPH BANCORP CM|UBSS|UBS Securities LLC|7183
RNDB|RANDOLPH BANCORP CM|VGRD|Vanguard Marketing Corporation|100
RNDB|RANDOLPH BANCORP CM|WCHV|WELLS FARGO SECURITIES, LLC|1000
RNDB|RANDOLPH BANCORP CM|WSEA|WOLVERINE SECURITIES, LLC|2
RNDB|RANDOLPH BANCORP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
RNDM|FT DV INTL EQ SL ETF|BANK|Primevest Financial Services, Inc.|1
RNDM|FT DV INTL EQ SL ETF|BYXM|CBOE TRADING, INC.|251
RNDM|FT DV INTL EQ SL ETF|CANT|Cantor Fitzgerald & Co.|11212
RNDM|FT DV INTL EQ SL ETF|CHAS|Charles Schwab & Co., Inc.|2724
RNDM|FT DV INTL EQ SL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7188
RNDM|FT DV INTL EQ SL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2510
RNDM|FT DV INTL EQ SL ETF|CSIN|Citadel Securities Institutional LLC|27078
RNDM|FT DV INTL EQ SL ETF|CTDL|Citadel Derivatives Group Llc|800
RNDM|FT DV INTL EQ SL ETF|DBAX|Deutsche Bank Securities Inc.|1500
RNDM|FT DV INTL EQ SL ETF|EBXL|EBX LLC|1200
RNDM|FT DV INTL EQ SL ETF|FBCO|Credit Suisse Securities (USA) LLC|222
RNDM|FT DV INTL EQ SL ETF|FOMA|TD AMERITRADE CLEARING, INC.|30293
RNDM|FT DV INTL EQ SL ETF|GTSZ|GTS SECURITIES LLC|1085
RNDM|FT DV INTL EQ SL ETF|IBKR|Interactive Brokers Llc|497
RNDM|FT DV INTL EQ SL ETF|ICBX|INSTINET, LLC|600
RNDM|FT DV INTL EQ SL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|147373
RNDM|FT DV INTL EQ SL ETF|JSJX|JANE STREET CAPITAL LLC|30492
RNDM|FT DV INTL EQ SL ETF|LEHM|Barclays Capital Inc./Le|2400
RNDM|FT DV INTL EQ SL ETF|LIME|Lime Brokerage LLC|888
RNDM|FT DV INTL EQ SL ETF|MSCO|MORGAN STANLEY & CO. LLC|1859
RNDM|FT DV INTL EQ SL ETF|NFSC|National Financial Services LLC|1206
RNDM|FT DV INTL EQ SL ETF|NITE|VIRTU Americas LLC|54406
RNDM|FT DV INTL EQ SL ETF|RAJA|Raymond James & Associates, Inc.|95740
RNDM|FT DV INTL EQ SL ETF|RBCM|RBC CAPITAL MARKETS, LLC|1079
RNDM|FT DV INTL EQ SL ETF|SGMT|GOLDMAN SACHS & CO. LLC|500
RNDM|FT DV INTL EQ SL ETF|UBSA|UBS SECURITIES LLC|7989
RNDM|FT DV INTL EQ SL ETF|UBSS|UBS Securities LLC|10091
RNDM|FT DV INTL EQ SL ETF|WCHV|WELLS FARGO SECURITIES, LLC|46
RNDM|FT DV INTL EQ SL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
RNDM|FT DV INTL EQ SL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8181
RNDV|FT US EQ DIV SEL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1204
RNDV|FT US EQ DIV SEL ETF|EBXL|EBX LLC|600
RNDV|FT US EQ DIV SEL ETF|FBCO|Credit Suisse Securities (USA) LLC|760
RNDV|FT US EQ DIV SEL ETF|FOMA|TD AMERITRADE CLEARING, INC.|4192
RNDV|FT US EQ DIV SEL ETF|JSJX|JANE STREET CAPITAL LLC|4888
RNDV|FT US EQ DIV SEL ETF|LIME|Lime Brokerage LLC|1689
RNDV|FT US EQ DIV SEL ETF|MSCO|MORGAN STANLEY & CO. LLC|373
RNDV|FT US EQ DIV SEL ETF|NFSC|National Financial Services LLC|2717
RNDV|FT US EQ DIV SEL ETF|NITE|VIRTU Americas LLC|2419
RNDV|FT US EQ DIV SEL ETF|SGMT|GOLDMAN SACHS & CO. LLC|312
RNDV|FT US EQ DIV SEL ETF|SWST|Hilltop Securities Inc.|3
RNDV|FT US EQ DIV SEL ETF|UBSA|UBS SECURITIES LLC|2120
RNDV|FT US EQ DIV SEL ETF|UBSS|UBS Securities LLC|4996
RNDV|FT US EQ DIV SEL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9916
RNEM|FT EMRG MKTS EQ SEL|CANT|Cantor Fitzgerald & Co.|32826
RNEM|FT EMRG MKTS EQ SEL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12300
RNEM|FT EMRG MKTS EQ SEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3813
RNEM|FT EMRG MKTS EQ SEL|EBXL|EBX LLC|200
RNEM|FT EMRG MKTS EQ SEL|FBCO|Credit Suisse Securities (USA) LLC|180
RNEM|FT EMRG MKTS EQ SEL|FOMA|TD AMERITRADE CLEARING, INC.|10070
RNEM|FT EMRG MKTS EQ SEL|ICBX|INSTINET, LLC|4000
RNEM|FT EMRG MKTS EQ SEL|INCA|INSTINET, LLC|2900
RNEM|FT EMRG MKTS EQ SEL|JSEB|JANE STREET EXECUTION SERVICES, LLC|27137
RNEM|FT EMRG MKTS EQ SEL|JSJX|JANE STREET CAPITAL LLC|6876
RNEM|FT EMRG MKTS EQ SEL|KCGM|VIRTU Americas LLC|2444
RNEM|FT EMRG MKTS EQ SEL|LIME|Lime Brokerage LLC|250
RNEM|FT EMRG MKTS EQ SEL|MSCO|MORGAN STANLEY & CO. LLC|154
RNEM|FT EMRG MKTS EQ SEL|NFSC|National Financial Services LLC|130
RNEM|FT EMRG MKTS EQ SEL|NITE|VIRTU Americas LLC|1879
RNEM|FT EMRG MKTS EQ SEL|RAJA|Raymond James & Associates, Inc.|27322
RNEM|FT EMRG MKTS EQ SEL|SGMT|GOLDMAN SACHS & CO. LLC|4859
RNEM|FT EMRG MKTS EQ SEL|UBSS|UBS Securities LLC|100
RNEM|FT EMRG MKTS EQ SEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|610
RNET|RIGNET, INC.|ALLN|Allen & Company LLC|6018
RNET|RIGNET, INC.|APCC|Apex Clearing Corporation|8
RNET|RIGNET, INC.|BATM|CBOE TRADING, INC.|397
RNET|RIGNET, INC.|BAYC|BAY CREST PARTNERS, LLC|250
RNET|RIGNET, INC.|BERN|Sanford C. Bernstein & Co., LLC|2329
RNET|RIGNET, INC.|BLKX|INSTINET, LLC|9200
RNET|RIGNET, INC.|BMOC|BMO Capital Markets Corp.|2183
RNET|RIGNET, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1977
RNET|RIGNET, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2943
RNET|RIGNET, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26913
RNET|RIGNET, INC.|CTDL|Citadel Derivatives Group Llc|1654
RNET|RIGNET, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3784
RNET|RIGNET, INC.|DBAB|Deutsche Bank Securities Inc.|47355
RNET|RIGNET, INC.|DBAX|Deutsche Bank Securities Inc.|15700
RNET|RIGNET, INC.|DEGS|RONIN PROFESSIONAL LLC|10893
RNET|RIGNET, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
RNET|RIGNET, INC.|EBXL|EBX LLC|5800
RNET|RIGNET, INC.|EDJO|Edward D. Jones & Co., L.P.|725
RNET|RIGNET, INC.|EGAM|CBOE TRADING, INC.|100
RNET|RIGNET, INC.|EGXM|CBOE TRADING, INC.|200
RNET|RIGNET, INC.|ETRS|E*Trade Securities LLC|7469
RNET|RIGNET, INC.|FBCO|Credit Suisse Securities (USA) LLC|325391
RNET|RIGNET, INC.|FMAF|NBCN Inc./ CDS|21
RNET|RIGNET, INC.|FOMA|TD AMERITRADE CLEARING, INC.|13171
RNET|RIGNET, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2868
RNET|RIGNET, INC.|FTBR|Foliofn Investments, Inc.|29
RNET|RIGNET, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3758
RNET|RIGNET, INC.|GSCO|GOLDMAN SACHS & CO. LLC|238774
RNET|RIGNET, INC.|GSCS|GOLDMAN SACHS & CO. LLC|6
RNET|RIGNET, INC.|GSLT|GOLDMAN SACHS & CO. LLC|204
RNET|RIGNET, INC.|GTSZ|GTS SECURITIES LLC|3297
RNET|RIGNET, INC.|HRBF|American Enterprise Investment Services Inc.|8
RNET|RIGNET, INC.|IATS|INTERACTIVE BROKERS LLC|100
RNET|RIGNET, INC.|IBKR|Interactive Brokers Llc|8671
RNET|RIGNET, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|151
RNET|RIGNET, INC.|ICBX|INSTINET, LLC|1300
RNET|RIGNET, INC.|IEQY|CITADEL SECURITIES LLC|1220
RNET|RIGNET, INC.|INCA|INSTINET, LLC|33368
RNET|RIGNET, INC.|INJX|INSTINET, LLC|5502
RNET|RIGNET, INC.|ITGI|ITG Inc.|8463
RNET|RIGNET, INC.|ITGP|ITG INC.|9800
RNET|RIGNET, INC.|JEFF|JEFFERIES LLC|16564
RNET|RIGNET, INC.|JONE|JonesTrading|1218
RNET|RIGNET, INC.|JPBX|J.P. MORGAN SECURITIES LLC|100
RNET|RIGNET, INC.|JPMX|J.P. Morgan Securities LLC|61611
RNET|RIGNET, INC.|JSJX|JANE STREET CAPITAL LLC|1369
RNET|RIGNET, INC.|KCGM|VIRTU Americas LLC|3136
RNET|RIGNET, INC.|LEHM|Barclays Capital Inc./Le|85693
RNET|RIGNET, INC.|LIME|Lime Brokerage LLC|67673
RNET|RIGNET, INC.|LSCI|Lek Securities Corporation|2
RNET|RIGNET, INC.|MAXM|Maxim Group LLC|1550
RNET|RIGNET, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10804
RNET|RIGNET, INC.|MSCO|MORGAN STANLEY & CO. LLC|134252
RNET|RIGNET, INC.|MSPL|MORGAN STANLEY & CO. LLC|22000
RNET|RIGNET, INC.|MSTX|MORGAN STANLEY & CO. LLC|1600
RNET|RIGNET, INC.|NFSC|National Financial Services LLC|63191
RNET|RIGNET, INC.|NITE|VIRTU Americas LLC|72491
RNET|RIGNET, INC.|NITP|VIRTU Americas LLC|100
RNET|RIGNET, INC.|NQRB|Brut, LLC|100
RNET|RIGNET, INC.|OPCO|Oppenheimer & Co. Inc.|100
RNET|RIGNET, INC.|SBSH|Citigroup Global Markets Inc.|15790
RNET|RIGNET, INC.|SGMT|GOLDMAN SACHS & CO. LLC|3561
RNET|RIGNET, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1500
RNET|RIGNET, INC.|SWIM|TD Ameritrade, Inc.|4379
RNET|RIGNET, INC.|TRBT|Tradebot Systems, Inc.|1785
RNET|RIGNET, INC.|TRCM|TRC MARKETS LLC|24891
RNET|RIGNET, INC.|UBSA|UBS SECURITIES LLC|9057
RNET|RIGNET, INC.|UBSS|UBS Securities LLC|171545
RNET|RIGNET, INC.|VALX|VIRTU AMERICAS LLC|4520
RNET|RIGNET, INC.|VGRD|Vanguard Marketing Corporation|360
RNET|RIGNET, INC.|WCHV|WELLS FARGO SECURITIES, LLC|835
RNET|RIGNET, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|866
RNET|RIGNET, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13514
RNET|RIGNET, INC.|WGIF|CIBC World Markets Inc.|200
RNET|RIGNET, INC.|WSEA|WOLVERINE SECURITIES, LLC|287
RNET|RIGNET, INC.|XIST|INSTINET, LLC|11800
RNET|RIGNET, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|10000
RNET|RIGNET, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
RNG|RINGCENTRAL, INC.|AGIS|Aegis Capital Corp.|2150
RNG|RINGCENTRAL, INC.|ANOS|ABEL/NOSER, L.L.C.|65
RNG|RINGCENTRAL, INC.|APCC|Apex Clearing Corporation|831
RNG|RINGCENTRAL, INC.|BANK|Primevest Financial Services, Inc.|500
RNG|RINGCENTRAL, INC.|BARD|Robert W. Baird & Co. Incorporated|143248
RNG|RINGCENTRAL, INC.|BATM|CBOE TRADING, INC.|11768
RNG|RINGCENTRAL, INC.|BAYC|BAY CREST PARTNERS, LLC|2446
RNG|RINGCENTRAL, INC.|BAYT|BTIG, LLC|300
RNG|RINGCENTRAL, INC.|BBNT|BB&T SECURITIES, LLC|13
RNG|RINGCENTRAL, INC.|BERN|Sanford C. Bernstein & Co., LLC|19606
RNG|RINGCENTRAL, INC.|BIDS|BIDS TRADING L.P.|100
RNG|RINGCENTRAL, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2271
RNG|RINGCENTRAL, INC.|BLKX|INSTINET, LLC|80316
RNG|RINGCENTRAL, INC.|BMOC|BMO Capital Markets Corp.|100
RNG|RINGCENTRAL, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|37537
RNG|RINGCENTRAL, INC.|BTIG|BTIG, LLC|6125
RNG|RINGCENTRAL, INC.|BYXM|CBOE TRADING, INC.|1925
RNG|RINGCENTRAL, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1600
RNG|RINGCENTRAL, INC.|CANT|Cantor Fitzgerald & Co.|1166
RNG|RINGCENTRAL, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|15590
RNG|RINGCENTRAL, INC.|CHAS|Charles Schwab & Co., Inc.|404
RNG|RINGCENTRAL, INC.|CIST|Capital Institutional Services, Inc.|6664
RNG|RINGCENTRAL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|86269
RNG|RINGCENTRAL, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10315
RNG|RINGCENTRAL, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
RNG|RINGCENTRAL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|335312
RNG|RINGCENTRAL, INC.|CTDL|Citadel Derivatives Group Llc|6306
RNG|RINGCENTRAL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|52482
RNG|RINGCENTRAL, INC.|DBAB|Deutsche Bank Securities Inc.|148802
RNG|RINGCENTRAL, INC.|DBAX|Deutsche Bank Securities Inc.|238000
RNG|RINGCENTRAL, INC.|DBUL|Deutsche Bank Securities Inc.|3782
RNG|RINGCENTRAL, INC.|DCHF|Dart Executions, LLC|711
RNG|RINGCENTRAL, INC.|DEAN|MORGAN STANLEY|8444
RNG|RINGCENTRAL, INC.|DEGS|RONIN PROFESSIONAL LLC|600
RNG|RINGCENTRAL, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
RNG|RINGCENTRAL, INC.|EBXL|EBX LLC|181900
RNG|RINGCENTRAL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10675
RNG|RINGCENTRAL, INC.|EDJO|Edward D. Jones & Co., L.P.|462
RNG|RINGCENTRAL, INC.|EGAM|CBOE TRADING, INC.|27567
RNG|RINGCENTRAL, INC.|EGAW|CBOE TRADING, INC.|860
RNG|RINGCENTRAL, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|860
RNG|RINGCENTRAL, INC.|EGXM|CBOE TRADING, INC.|1198
RNG|RINGCENTRAL, INC.|ETBE|Electronic Transaction Clearing, Inc.|130
RNG|RINGCENTRAL, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|118
RNG|RINGCENTRAL, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
RNG|RINGCENTRAL, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20536
RNG|RINGCENTRAL, INC.|ETRS|E*Trade Securities LLC|200054
RNG|RINGCENTRAL, INC.|FILL|Tradestation Securities, Inc.|8509
RNG|RINGCENTRAL, INC.|FMAF|NBCN Inc./ CDS|100
RNG|RINGCENTRAL, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1850
RNG|RINGCENTRAL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24934
RNG|RINGCENTRAL, INC.|FTBR|Foliofn Investments, Inc.|3730
RNG|RINGCENTRAL, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1571
RNG|RINGCENTRAL, INC.|GLIS|TD Securities Inc|442
RNG|RINGCENTRAL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|5311
RNG|RINGCENTRAL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|882937
RNG|RINGCENTRAL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|8115
RNG|RINGCENTRAL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3495
RNG|RINGCENTRAL, INC.|GTSZ|GTS SECURITIES LLC|27713
RNG|RINGCENTRAL, INC.|HRBF|American Enterprise Investment Services Inc.|5641
RNG|RINGCENTRAL, INC.|HSBC|HSBC Securities, Inc.|454
RNG|RINGCENTRAL, INC.|IATS|INTERACTIVE BROKERS LLC|8349
RNG|RINGCENTRAL, INC.|IBKR|Interactive Brokers Llc|46529
RNG|RINGCENTRAL, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|93
RNG|RINGCENTRAL, INC.|ICBX|INSTINET, LLC|43320
RNG|RINGCENTRAL, INC.|IEQY|CITADEL SECURITIES LLC|25190
RNG|RINGCENTRAL, INC.|INCA|INSTINET, LLC|142394
RNG|RINGCENTRAL, INC.|INJX|INSTINET, LLC|11854
RNG|RINGCENTRAL, INC.|ITGI|ITG Inc.|95420
RNG|RINGCENTRAL, INC.|ITGP|ITG INC.|77400
RNG|RINGCENTRAL, INC.|JANY|Janney Montgomery Scott Inc.|530
RNG|RINGCENTRAL, INC.|JEFF|JEFFERIES LLC|57569
RNG|RINGCENTRAL, INC.|JMPT|JUMP TRADING, LLC|26088
RNG|RINGCENTRAL, INC.|JONE|JonesTrading|180
RNG|RINGCENTRAL, INC.|JPBX|J.P. MORGAN SECURITIES LLC|124801
RNG|RINGCENTRAL, INC.|JPMX|J.P. Morgan Securities LLC|451598
RNG|RINGCENTRAL, INC.|JSJX|JANE STREET CAPITAL LLC|23630
RNG|RINGCENTRAL, INC.|KCGM|VIRTU Americas LLC|50339
RNG|RINGCENTRAL, INC.|LEHM|Barclays Capital Inc./Le|484153
RNG|RINGCENTRAL, INC.|LIME|Lime Brokerage LLC|21473
RNG|RINGCENTRAL, INC.|LIWE|LIME BROKERAGE LLC|2601
RNG|RINGCENTRAL, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|14000
RNG|RINGCENTRAL, INC.|LOOP|Loop Capital Markets LLC|10959
RNG|RINGCENTRAL, INC.|LQNA|LIQUIDNET, INC.|51100
RNG|RINGCENTRAL, INC.|LSCI|Lek Securities Corporation|194
RNG|RINGCENTRAL, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|150
RNG|RINGCENTRAL, INC.|MAXM|Maxim Group LLC|650
RNG|RINGCENTRAL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114430
RNG|RINGCENTRAL, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1040
RNG|RINGCENTRAL, INC.|MNDX|TJM Investments, LLC|29270
RNG|RINGCENTRAL, INC.|MSCO|MORGAN STANLEY & CO. LLC|1330085
RNG|RINGCENTRAL, INC.|MSPL|MORGAN STANLEY & CO. LLC|529100
RNG|RINGCENTRAL, INC.|MSTX|MORGAN STANLEY & CO. LLC|126200
RNG|RINGCENTRAL, INC.|MULL|MARK J. MULLER EQUITIES, INC.|5950
RNG|RINGCENTRAL, INC.|NFSC|National Financial Services LLC|223188
RNG|RINGCENTRAL, INC.|NITE|VIRTU Americas LLC|326563
RNG|RINGCENTRAL, INC.|NITP|VIRTU Americas LLC|504
RNG|RINGCENTRAL, INC.|NMRA|Nomura Securities International, Inc.|87800
RNG|RINGCENTRAL, INC.|NORT|Northland Securities, Inc.|750
RNG|RINGCENTRAL, INC.|NQRB|Brut, LLC|13306
RNG|RINGCENTRAL, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|115
RNG|RINGCENTRAL, INC.|OPCO|Oppenheimer & Co. Inc.|6857
RNG|RINGCENTRAL, INC.|OTAA|OTA LLC|702
RNG|RINGCENTRAL, INC.|PDQM|CODA MARKETS, INC.|74204
RNG|RINGCENTRAL, INC.|PIPR|Piper Jaffray & Co.|3245
RNG|RINGCENTRAL, INC.|PWJC|UBS Financial Services, Inc.|1217
RNG|RINGCENTRAL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|709
RNG|RINGCENTRAL, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|400
RNG|RINGCENTRAL, INC.|SAGL|SAGETRADER, LLC|723
RNG|RINGCENTRAL, INC.|SBSH|Citigroup Global Markets Inc.|192084
RNG|RINGCENTRAL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|110197
RNG|RINGCENTRAL, INC.|SPDR|SPEEDROUTE LLC|13700
RNG|RINGCENTRAL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1627
RNG|RINGCENTRAL, INC.|STKP|STOCKPILE INVESTMENTS, INC.|96
RNG|RINGCENTRAL, INC.|SWIM|TD Ameritrade, Inc.|40700
RNG|RINGCENTRAL, INC.|SWST|Hilltop Securities Inc.|50
RNG|RINGCENTRAL, INC.|TKNG|ALLY INVEST SECURITIES LLC|924
RNG|RINGCENTRAL, INC.|TMBR|Timber Hill LLC|67
RNG|RINGCENTRAL, INC.|TRBT|Tradebot Systems, Inc.|9299
RNG|RINGCENTRAL, INC.|TRCM|TRC MARKETS LLC|49024
RNG|RINGCENTRAL, INC.|TWTT|TASTYWORKS, INC.|940
RNG|RINGCENTRAL, INC.|UBSA|UBS SECURITIES LLC|712402
RNG|RINGCENTRAL, INC.|UBSS|UBS Securities LLC|626111
RNG|RINGCENTRAL, INC.|VALX|VIRTU AMERICAS LLC|20523
RNG|RINGCENTRAL, INC.|VGRD|Vanguard Marketing Corporation|7417
RNG|RINGCENTRAL, INC.|VSIN|Vision Financial Markets Llc|141
RNG|RINGCENTRAL, INC.|WABR|Wall Street Access|8789
RNG|RINGCENTRAL, INC.|WBLR|WILLIAM BLAIR|250
RNG|RINGCENTRAL, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|5843
RNG|RINGCENTRAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|80694
RNG|RINGCENTRAL, INC.|WDNX|WEEDEN & CO.L.P.|156
RNG|RINGCENTRAL, INC.|WEDB|WEDBUSH SECURITIES INC.|2622
RNG|RINGCENTRAL, INC.|WEED|Weeden & Co.L.P.|1295
RNG|RINGCENTRAL, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6395
RNG|RINGCENTRAL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10911
RNG|RINGCENTRAL, INC.|WSEA|WOLVERINE SECURITIES, LLC|2563
RNG|RINGCENTRAL, INC.|XIST|INSTINET, LLC|199566
RNG|RINGCENTRAL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|45272
RNG|RINGCENTRAL, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|6
RNG|RINGCENTRAL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4238
RNGR|RANGER ENERGY SVCS|APCC|Apex Clearing Corporation|2000
RNGR|RANGER ENERGY SVCS|BATM|CBOE TRADING, INC.|449
RNGR|RANGER ENERGY SVCS|BAYC|BAY CREST PARTNERS, LLC|396
RNGR|RANGER ENERGY SVCS|BNPX|BNP PARIBAS SECURITIES CORP.|328
RNGR|RANGER ENERGY SVCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|727
RNGR|RANGER ENERGY SVCS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|95
RNGR|RANGER ENERGY SVCS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
RNGR|RANGER ENERGY SVCS|CTDL|Citadel Derivatives Group Llc|1632
RNGR|RANGER ENERGY SVCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1150
RNGR|RANGER ENERGY SVCS|DBAB|Deutsche Bank Securities Inc.|1139
RNGR|RANGER ENERGY SVCS|DBAX|Deutsche Bank Securities Inc.|8000
RNGR|RANGER ENERGY SVCS|DEAN|MORGAN STANLEY|200
RNGR|RANGER ENERGY SVCS|DEGS|RONIN PROFESSIONAL LLC|396
RNGR|RANGER ENERGY SVCS|EBXL|EBX LLC|2300
RNGR|RANGER ENERGY SVCS|EGXM|CBOE TRADING, INC.|3
RNGR|RANGER ENERGY SVCS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
RNGR|RANGER ENERGY SVCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7027
RNGR|RANGER ENERGY SVCS|GLIS|TD Securities Inc|1080
RNGR|RANGER ENERGY SVCS|GLPX|ACS EXECUTION SERVICES, LLC|142
RNGR|RANGER ENERGY SVCS|GSCO|GOLDMAN SACHS & CO. LLC|42851
RNGR|RANGER ENERGY SVCS|GTSZ|GTS SECURITIES LLC|16497
RNGR|RANGER ENERGY SVCS|IATS|INTERACTIVE BROKERS LLC|515
RNGR|RANGER ENERGY SVCS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|111
RNGR|RANGER ENERGY SVCS|ICBX|INSTINET, LLC|4308
RNGR|RANGER ENERGY SVCS|IEQY|CITADEL SECURITIES LLC|160
RNGR|RANGER ENERGY SVCS|INCA|INSTINET, LLC|4175
RNGR|RANGER ENERGY SVCS|ITGI|ITG Inc.|1471
RNGR|RANGER ENERGY SVCS|ITGP|ITG INC.|8600
RNGR|RANGER ENERGY SVCS|JPMX|J.P. Morgan Securities LLC|6596
RNGR|RANGER ENERGY SVCS|KCGM|VIRTU Americas LLC|559
RNGR|RANGER ENERGY SVCS|LEHM|Barclays Capital Inc./Le|3951
RNGR|RANGER ENERGY SVCS|LIME|Lime Brokerage LLC|2536
RNGR|RANGER ENERGY SVCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3612
RNGR|RANGER ENERGY SVCS|MSCO|MORGAN STANLEY & CO. LLC|7870
RNGR|RANGER ENERGY SVCS|MSPL|MORGAN STANLEY & CO. LLC|16100
RNGR|RANGER ENERGY SVCS|MSTX|MORGAN STANLEY & CO. LLC|5400
RNGR|RANGER ENERGY SVCS|NFSC|National Financial Services LLC|8202
RNGR|RANGER ENERGY SVCS|NITE|VIRTU Americas LLC|31309
RNGR|RANGER ENERGY SVCS|NQRB|Brut, LLC|189
RNGR|RANGER ENERGY SVCS|PDQM|CODA MARKETS, INC.|242
RNGR|RANGER ENERGY SVCS|PICT|Pictet Overseas Inc.|100
RNGR|RANGER ENERGY SVCS|SBSH|Citigroup Global Markets Inc.|1668
RNGR|RANGER ENERGY SVCS|SGMT|GOLDMAN SACHS & CO. LLC|2070
RNGR|RANGER ENERGY SVCS|SWIM|TD Ameritrade, Inc.|900
RNGR|RANGER ENERGY SVCS|TKNG|ALLY INVEST SECURITIES LLC|50
RNGR|RANGER ENERGY SVCS|TRBT|Tradebot Systems, Inc.|1189
RNGR|RANGER ENERGY SVCS|TRCM|TRC MARKETS LLC|607
RNGR|RANGER ENERGY SVCS|UBSA|UBS SECURITIES LLC|31326
RNGR|RANGER ENERGY SVCS|UBSS|UBS Securities LLC|22432
RNGR|RANGER ENERGY SVCS|VALX|VIRTU AMERICAS LLC|949
RNGR|RANGER ENERGY SVCS|VGRD|Vanguard Marketing Corporation|128
RNGR|RANGER ENERGY SVCS|WCHV|WELLS FARGO SECURITIES, LLC|5560
RNGR|RANGER ENERGY SVCS|WEED|Weeden & Co.L.P.|1740
RNGR|RANGER ENERGY SVCS|WSEA|WOLVERINE SECURITIES, LLC|50
RNLC|FT LG CAP US EQ SEL|CANT|Cantor Fitzgerald & Co.|8531
RNLC|FT LG CAP US EQ SEL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7731
RNLC|FT LG CAP US EQ SEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|993
RNLC|FT LG CAP US EQ SEL|DBAX|Deutsche Bank Securities Inc.|200
RNLC|FT LG CAP US EQ SEL|EBXL|EBX LLC|300
RNLC|FT LG CAP US EQ SEL|FBCO|Credit Suisse Securities (USA) LLC|37
RNLC|FT LG CAP US EQ SEL|FOMA|TD AMERITRADE CLEARING, INC.|12679
RNLC|FT LG CAP US EQ SEL|GSLT|GOLDMAN SACHS & CO. LLC|300
RNLC|FT LG CAP US EQ SEL|ICBX|INSTINET, LLC|1200
RNLC|FT LG CAP US EQ SEL|INCA|INSTINET, LLC|500
RNLC|FT LG CAP US EQ SEL|JPMX|J.P. Morgan Securities LLC|1200
RNLC|FT LG CAP US EQ SEL|JSJX|JANE STREET CAPITAL LLC|8152
RNLC|FT LG CAP US EQ SEL|LEHM|Barclays Capital Inc./Le|400
RNLC|FT LG CAP US EQ SEL|LIME|Lime Brokerage LLC|600
RNLC|FT LG CAP US EQ SEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
RNLC|FT LG CAP US EQ SEL|MSPL|MORGAN STANLEY & CO. LLC|200
RNLC|FT LG CAP US EQ SEL|NFSC|National Financial Services LLC|26
RNLC|FT LG CAP US EQ SEL|NITE|VIRTU Americas LLC|5873
RNLC|FT LG CAP US EQ SEL|RBCM|RBC CAPITAL MARKETS, LLC|4361
RNLC|FT LG CAP US EQ SEL|SGMT|GOLDMAN SACHS & CO. LLC|1891
RNLC|FT LG CAP US EQ SEL|UBSS|UBS Securities LLC|1100
RNLC|FT LG CAP US EQ SEL|WCHV|WELLS FARGO SECURITIES, LLC|350
RNLC|FT LG CAP US EQ SEL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
RNLC|FT LG CAP US EQ SEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8990
RNMC|MID CP US EQ SEL ETF|DBAX|Deutsche Bank Securities Inc.|500
RNMC|MID CP US EQ SEL ETF|EBXL|EBX LLC|1600
RNMC|MID CP US EQ SEL ETF|FBCO|Credit Suisse Securities (USA) LLC|168
RNMC|MID CP US EQ SEL ETF|FOMA|TD AMERITRADE CLEARING, INC.|3544
RNMC|MID CP US EQ SEL ETF|ICBX|INSTINET, LLC|200
RNMC|MID CP US EQ SEL ETF|JPMX|J.P. Morgan Securities LLC|200
RNMC|MID CP US EQ SEL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|2552
RNMC|MID CP US EQ SEL ETF|JSJX|JANE STREET CAPITAL LLC|3100
RNMC|MID CP US EQ SEL ETF|LEHM|Barclays Capital Inc./Le|1600
RNMC|MID CP US EQ SEL ETF|LIME|Lime Brokerage LLC|142
RNMC|MID CP US EQ SEL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
RNMC|MID CP US EQ SEL ETF|NFSC|National Financial Services LLC|2315
RNMC|MID CP US EQ SEL ETF|NITE|VIRTU Americas LLC|4255
RNMC|MID CP US EQ SEL ETF|RBCM|RBC CAPITAL MARKETS, LLC|145
RNMC|MID CP US EQ SEL ETF|SGMT|GOLDMAN SACHS & CO. LLC|1911
RNMC|MID CP US EQ SEL ETF|UBSS|UBS Securities LLC|692
RNMC|MID CP US EQ SEL ETF|WCHV|WELLS FARGO SECURITIES, LLC|100
RNMC|MID CP US EQ SEL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3212
RNN|REXAHN PHARMACEUTICL|ADAM|CANACCORD GENUITY INC.|2648
RNN|REXAHN PHARMACEUTICL|ALTX|Alternet Securities Inc.|1300
RNN|REXAHN PHARMACEUTICL|APCC|Apex Clearing Corporation|6552
RNN|REXAHN PHARMACEUTICL|BANK|Primevest Financial Services, Inc.|40
RNN|REXAHN PHARMACEUTICL|BATM|CBOE TRADING, INC.|200
RNN|REXAHN PHARMACEUTICL|BIMI|Banca IMI Securities Corp.|25900
RNN|REXAHN PHARMACEUTICL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47
RNN|REXAHN PHARMACEUTICL|CHAS|Charles Schwab & Co., Inc.|1050
RNN|REXAHN PHARMACEUTICL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8327
RNN|REXAHN PHARMACEUTICL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
RNN|REXAHN PHARMACEUTICL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17020
RNN|REXAHN PHARMACEUTICL|CXCX|CITIGROUP GLOBAL MARKETS INC.|460
RNN|REXAHN PHARMACEUTICL|DBAB|Deutsche Bank Securities Inc.|5472
RNN|REXAHN PHARMACEUTICL|DBAX|Deutsche Bank Securities Inc.|13000
RNN|REXAHN PHARMACEUTICL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|94745
RNN|REXAHN PHARMACEUTICL|EBXL|EBX LLC|14700
RNN|REXAHN PHARMACEUTICL|ECUT|CONVERGEX EXECUTION SOLUTIONS|192
RNN|REXAHN PHARMACEUTICL|EDJO|Edward D. Jones & Co., L.P.|340
RNN|REXAHN PHARMACEUTICL|EGAM|CBOE TRADING, INC.|1463
RNN|REXAHN PHARMACEUTICL|EGXM|CBOE TRADING, INC.|400
RNN|REXAHN PHARMACEUTICL|ETBE|Electronic Transaction Clearing, Inc.|33
RNN|REXAHN PHARMACEUTICL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|937
RNN|REXAHN PHARMACEUTICL|ETRS|E*Trade Securities LLC|361599
RNN|REXAHN PHARMACEUTICL|FBSB|U.S. Bancorp Investments, Inc.|2400
RNN|REXAHN PHARMACEUTICL|FFSI|Firstrade Securities Inc.|100
RNN|REXAHN PHARMACEUTICL|FILL|Tradestation Securities, Inc.|24345
RNN|REXAHN PHARMACEUTICL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9
RNN|REXAHN PHARMACEUTICL|FTBR|Foliofn Investments, Inc.|49
RNN|REXAHN PHARMACEUTICL|GEBB|GLOBAL EXECUTION BROKERS, LP|100
RNN|REXAHN PHARMACEUTICL|GLIS|TD Securities Inc|4576
RNN|REXAHN PHARMACEUTICL|GLPX|ACS EXECUTION SERVICES, LLC|5049
RNN|REXAHN PHARMACEUTICL|GSCO|GOLDMAN SACHS & CO. LLC|900
RNN|REXAHN PHARMACEUTICL|GSLT|GOLDMAN SACHS & CO. LLC|1800
RNN|REXAHN PHARMACEUTICL|GTSZ|GTS SECURITIES LLC|200
RNN|REXAHN PHARMACEUTICL|HRBF|American Enterprise Investment Services Inc.|15400
RNN|REXAHN PHARMACEUTICL|IATS|INTERACTIVE BROKERS LLC|3270
RNN|REXAHN PHARMACEUTICL|IBKR|Interactive Brokers Llc|5483
RNN|REXAHN PHARMACEUTICL|ICBX|INSTINET, LLC|700
RNN|REXAHN PHARMACEUTICL|INCA|INSTINET, LLC|9076
RNN|REXAHN PHARMACEUTICL|ITGI|ITG Inc.|2427
RNN|REXAHN PHARMACEUTICL|ITGP|ITG INC.|10200
RNN|REXAHN PHARMACEUTICL|JEFF|JEFFERIES LLC|6100
RNN|REXAHN PHARMACEUTICL|JMPT|JUMP TRADING, LLC|170
RNN|REXAHN PHARMACEUTICL|JONE|JonesTrading|94784
RNN|REXAHN PHARMACEUTICL|JPMX|J.P. Morgan Securities LLC|5868
RNN|REXAHN PHARMACEUTICL|JSJX|JANE STREET CAPITAL LLC|50512
RNN|REXAHN PHARMACEUTICL|KCGM|VIRTU Americas LLC|1079
RNN|REXAHN PHARMACEUTICL|LEHM|Barclays Capital Inc./Le|53796
RNN|REXAHN PHARMACEUTICL|LIME|Lime Brokerage LLC|5896
RNN|REXAHN PHARMACEUTICL|LSCI|Lek Securities Corporation|500
RNN|REXAHN PHARMACEUTICL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
RNN|REXAHN PHARMACEUTICL|MOTF|MOTIF INVESTING, INC.|4
RNN|REXAHN PHARMACEUTICL|MSCO|MORGAN STANLEY & CO. LLC|61732
RNN|REXAHN PHARMACEUTICL|MSPL|MORGAN STANLEY & CO. LLC|900
RNN|REXAHN PHARMACEUTICL|NEED|Needham & Company, LLC|2000
RNN|REXAHN PHARMACEUTICL|NFSC|National Financial Services LLC|489176
RNN|REXAHN PHARMACEUTICL|NITE|VIRTU Americas LLC|628756
RNN|REXAHN PHARMACEUTICL|NITP|VIRTU Americas LLC|200
RNN|REXAHN PHARMACEUTICL|NQRB|Brut, LLC|1200
RNN|REXAHN PHARMACEUTICL|NTBF|BMO Nesbitt Burns Inc./CDS|2113
RNN|REXAHN PHARMACEUTICL|OPCO|Oppenheimer & Co. Inc.|175
RNN|REXAHN PHARMACEUTICL|PDQM|CODA MARKETS, INC.|18230
RNN|REXAHN PHARMACEUTICL|RBCM|RBC CAPITAL MARKETS, LLC|16196
RNN|REXAHN PHARMACEUTICL|SAGL|SAGETRADER, LLC|100
RNN|REXAHN PHARMACEUTICL|SBRX|MURIEL SIEBERT & CO INC|2000
RNN|REXAHN PHARMACEUTICL|SBSH|Citigroup Global Markets Inc.|1751
RNN|REXAHN PHARMACEUTICL|SGMT|GOLDMAN SACHS & CO. LLC|1257
RNN|REXAHN PHARMACEUTICL|SPDR|SPEEDROUTE LLC|354
RNN|REXAHN PHARMACEUTICL|SWIM|TD Ameritrade, Inc.|51672
RNN|REXAHN PHARMACEUTICL|SWST|Hilltop Securities Inc.|500
RNN|REXAHN PHARMACEUTICL|TKNG|ALLY INVEST SECURITIES LLC|1758
RNN|REXAHN PHARMACEUTICL|TWTT|TASTYWORKS, INC.|200
RNN|REXAHN PHARMACEUTICL|UBSA|UBS SECURITIES LLC|53729
RNN|REXAHN PHARMACEUTICL|UBSS|UBS Securities LLC|86759
RNN|REXAHN PHARMACEUTICL|VALX|VIRTU AMERICAS LLC|1400
RNN|REXAHN PHARMACEUTICL|VGRD|Vanguard Marketing Corporation|11393
RNN|REXAHN PHARMACEUTICL|WCHV|WELLS FARGO SECURITIES, LLC|24131
RNN|REXAHN PHARMACEUTICL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19052
RNN|REXAHN PHARMACEUTICL|WGIF|CIBC World Markets Inc.|500
RNN|REXAHN PHARMACEUTICL|WSEA|WOLVERINE SECURITIES, LLC|9541
RNN|REXAHN PHARMACEUTICL|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
RNN|REXAHN PHARMACEUTICL|YKNA|COMHAR CAPITAL MARKETS, LLC|7938
RNP|COHEN & STEERS REIT|AGIS|Aegis Capital Corp.|1685
RNP|COHEN & STEERS REIT|ALTX|Alternet Securities Inc.|300
RNP|COHEN & STEERS REIT|APCC|Apex Clearing Corporation|88
RNP|COHEN & STEERS REIT|BANK|Primevest Financial Services, Inc.|308
RNP|COHEN & STEERS REIT|BARD|Robert W. Baird & Co. Incorporated|13666
RNP|COHEN & STEERS REIT|BBNT|BB&T SECURITIES, LLC|900
RNP|COHEN & STEERS REIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|444
RNP|COHEN & STEERS REIT|BTIG|BTIG, LLC|3488
RNP|COHEN & STEERS REIT|CHAS|Charles Schwab & Co., Inc.|1422
RNP|COHEN & STEERS REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3200
RNP|COHEN & STEERS REIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|886
RNP|COHEN & STEERS REIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
RNP|COHEN & STEERS REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7202
RNP|COHEN & STEERS REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|6468
RNP|COHEN & STEERS REIT|DADA|D.A. Davidson & Co.|1
RNP|COHEN & STEERS REIT|DAVA|Davenport & Company LLC|1
RNP|COHEN & STEERS REIT|DBAX|Deutsche Bank Securities Inc.|5900
RNP|COHEN & STEERS REIT|DCHF|Dart Executions, LLC|500
RNP|COHEN & STEERS REIT|DEAN|MORGAN STANLEY|52942
RNP|COHEN & STEERS REIT|DEGS|RONIN PROFESSIONAL LLC|400
RNP|COHEN & STEERS REIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1456
RNP|COHEN & STEERS REIT|EBXL|EBX LLC|4900
RNP|COHEN & STEERS REIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|3827
RNP|COHEN & STEERS REIT|EDJO|Edward D. Jones & Co., L.P.|2099
RNP|COHEN & STEERS REIT|EGAM|CBOE TRADING, INC.|517
RNP|COHEN & STEERS REIT|EGXM|CBOE TRADING, INC.|789
RNP|COHEN & STEERS REIT|ESPO|ESPOSITO SECURITIES, LLC|1996
RNP|COHEN & STEERS REIT|ETBE|Electronic Transaction Clearing, Inc.|500
RNP|COHEN & STEERS REIT|ETCB|ETC BROKERAGE SERVICES, LLC|665
RNP|COHEN & STEERS REIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|112
RNP|COHEN & STEERS REIT|ETRS|E*Trade Securities LLC|34541
RNP|COHEN & STEERS REIT|FINX|FINTECH SECURITIES|192
RNP|COHEN & STEERS REIT|FMAF|NBCN Inc./ CDS|200
RNP|COHEN & STEERS REIT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6972
RNP|COHEN & STEERS REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8179
RNP|COHEN & STEERS REIT|FTBR|Foliofn Investments, Inc.|3717
RNP|COHEN & STEERS REIT|GLPX|ACS EXECUTION SERVICES, LLC|94
RNP|COHEN & STEERS REIT|GSCO|GOLDMAN SACHS & CO. LLC|2519
RNP|COHEN & STEERS REIT|GSCS|GOLDMAN SACHS & CO. LLC|900
RNP|COHEN & STEERS REIT|GSLT|GOLDMAN SACHS & CO. LLC|800
RNP|COHEN & STEERS REIT|GTSZ|GTS SECURITIES LLC|200
RNP|COHEN & STEERS REIT|HRBF|American Enterprise Investment Services Inc.|34199
RNP|COHEN & STEERS REIT|IATS|INTERACTIVE BROKERS LLC|4723
RNP|COHEN & STEERS REIT|IBKR|Interactive Brokers Llc|20747
RNP|COHEN & STEERS REIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5434
RNP|COHEN & STEERS REIT|ICBX|INSTINET, LLC|400
RNP|COHEN & STEERS REIT|INCA|INSTINET, LLC|5136
RNP|COHEN & STEERS REIT|ITGI|ITG Inc.|2232
RNP|COHEN & STEERS REIT|ITGP|ITG INC.|1800
RNP|COHEN & STEERS REIT|JANY|Janney Montgomery Scott Inc.|1971
RNP|COHEN & STEERS REIT|JMPT|JUMP TRADING, LLC|339
RNP|COHEN & STEERS REIT|JPMX|J.P. Morgan Securities LLC|7258
RNP|COHEN & STEERS REIT|JSJX|JANE STREET CAPITAL LLC|200
RNP|COHEN & STEERS REIT|KCGM|VIRTU Americas LLC|2220
RNP|COHEN & STEERS REIT|LEHM|Barclays Capital Inc./Le|4800
RNP|COHEN & STEERS REIT|LGNT|COR CLEARING LLC|1
RNP|COHEN & STEERS REIT|LIME|Lime Brokerage LLC|921
RNP|COHEN & STEERS REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10590
RNP|COHEN & STEERS REIT|MSCO|MORGAN STANLEY & CO. LLC|79370
RNP|COHEN & STEERS REIT|MSPL|MORGAN STANLEY & CO. LLC|7000
RNP|COHEN & STEERS REIT|MSTX|MORGAN STANLEY & CO. LLC|1800
RNP|COHEN & STEERS REIT|NFSC|National Financial Services LLC|167327
RNP|COHEN & STEERS REIT|NITE|VIRTU Americas LLC|293622
RNP|COHEN & STEERS REIT|OPCO|Oppenheimer & Co. Inc.|1655
RNP|COHEN & STEERS REIT|OTAA|OTA LLC|700
RNP|COHEN & STEERS REIT|PDQM|CODA MARKETS, INC.|3278
RNP|COHEN & STEERS REIT|PWJC|UBS Financial Services, Inc.|20385
RNP|COHEN & STEERS REIT|RBCM|RBC CAPITAL MARKETS, LLC|17117
RNP|COHEN & STEERS REIT|RGLD|Regal Securities, Inc|100
RNP|COHEN & STEERS REIT|SAGL|SAGETRADER, LLC|100
RNP|COHEN & STEERS REIT|SALI|INTL FCSTONE FINANCIAL INC.|514
RNP|COHEN & STEERS REIT|SBRX|MURIEL SIEBERT & CO INC|600
RNP|COHEN & STEERS REIT|SBSH|Citigroup Global Markets Inc.|29896
RNP|COHEN & STEERS REIT|SEIC|SEI Investments Distribution Co.|300
RNP|COHEN & STEERS REIT|SGMT|GOLDMAN SACHS & CO. LLC|5116
RNP|COHEN & STEERS REIT|SPHN|Stephens Inc.|1950
RNP|COHEN & STEERS REIT|STFL|Stifel, Nicolaus & Company, Incorporated|3658
RNP|COHEN & STEERS REIT|STXG|Stockcross Financial Services, Inc.|14
RNP|COHEN & STEERS REIT|SWIM|TD Ameritrade, Inc.|6253
RNP|COHEN & STEERS REIT|SWST|Hilltop Securities Inc.|10942
RNP|COHEN & STEERS REIT|TKNG|ALLY INVEST SECURITIES LLC|1492
RNP|COHEN & STEERS REIT|TRBT|Tradebot Systems, Inc.|1362
RNP|COHEN & STEERS REIT|UBSA|UBS SECURITIES LLC|24771
RNP|COHEN & STEERS REIT|UBSS|UBS Securities LLC|101473
RNP|COHEN & STEERS REIT|VALX|VIRTU AMERICAS LLC|601
RNP|COHEN & STEERS REIT|VGRD|Vanguard Marketing Corporation|32206
RNP|COHEN & STEERS REIT|WCHV|WELLS FARGO SECURITIES, LLC|148074
RNP|COHEN & STEERS REIT|WEDB|WEDBUSH SECURITIES INC.|523
RNP|COHEN & STEERS REIT|WEED|Weeden & Co.L.P.|1147
RNP|COHEN & STEERS REIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|325
RNP|COHEN & STEERS REIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7546
RNP|COHEN & STEERS REIT|WGIF|CIBC World Markets Inc.|26
RNP|COHEN & STEERS REIT|WSEA|WOLVERINE SECURITIES, LLC|2424
RNP|COHEN & STEERS REIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
RNP|COHEN & STEERS REIT|YKNA|COMHAR CAPITAL MARKETS, LLC|200
RNP|COHEN & STEERS REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31134
RNR|RENAISSANCERE LTD|ALTX|Alternet Securities Inc.|4214
RNR|RENAISSANCERE LTD|APCC|Apex Clearing Corporation|14
RNR|RENAISSANCERE LTD|BARD|Robert W. Baird & Co. Incorporated|375
RNR|RENAISSANCERE LTD|BATM|CBOE TRADING, INC.|3523
RNR|RENAISSANCERE LTD|BAYC|BAY CREST PARTNERS, LLC|353
RNR|RENAISSANCERE LTD|BBNT|BB&T SECURITIES, LLC|53
RNR|RENAISSANCERE LTD|BERN|Sanford C. Bernstein & Co., LLC|1450
RNR|RENAISSANCERE LTD|BKCM|BNY Mellon Capital Markets LLC|10128
RNR|RENAISSANCERE LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|154
RNR|RENAISSANCERE LTD|BMOC|BMO Capital Markets Corp.|1247
RNR|RENAISSANCERE LTD|BNPX|BNP PARIBAS SECURITIES CORP.|16163
RNR|RENAISSANCERE LTD|BRVL|BLAYLOCK VAN, LLC|100
RNR|RENAISSANCERE LTD|BTIG|BTIG, LLC|2922
RNR|RENAISSANCERE LTD|BYXM|CBOE TRADING, INC.|400
RNR|RENAISSANCERE LTD|CABR|Cabrera Capital Markets, Inc.|11
RNR|RENAISSANCERE LTD|CANT|Cantor Fitzgerald & Co.|6
RNR|RENAISSANCERE LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|20884
RNR|RENAISSANCERE LTD|CHAS|Charles Schwab & Co., Inc.|1
RNR|RENAISSANCERE LTD|CIST|Capital Institutional Services, Inc.|7
RNR|RENAISSANCERE LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19813
RNR|RENAISSANCERE LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100154
RNR|RENAISSANCERE LTD|CTDL|Citadel Derivatives Group Llc|1541
RNR|RENAISSANCERE LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|41188
RNR|RENAISSANCERE LTD|DBAB|Deutsche Bank Securities Inc.|193553
RNR|RENAISSANCERE LTD|DBAX|Deutsche Bank Securities Inc.|126200
RNR|RENAISSANCERE LTD|DCHF|Dart Executions, LLC|978
RNR|RENAISSANCERE LTD|DEAN|MORGAN STANLEY|2518
RNR|RENAISSANCERE LTD|DEGS|RONIN PROFESSIONAL LLC|200
RNR|RENAISSANCERE LTD|EBXL|EBX LLC|33900
RNR|RENAISSANCERE LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|9661
RNR|RENAISSANCERE LTD|EDJO|Edward D. Jones & Co., L.P.|54
RNR|RENAISSANCERE LTD|EGAM|CBOE TRADING, INC.|5353
RNR|RENAISSANCERE LTD|EGAW|CBOE TRADING, INC.|90
RNR|RENAISSANCERE LTD|EGMT|EG MARKET TECHNOLOGIES LLC|68
RNR|RENAISSANCERE LTD|EGXM|CBOE TRADING, INC.|488
RNR|RENAISSANCERE LTD|ETBE|Electronic Transaction Clearing, Inc.|783
RNR|RENAISSANCERE LTD|ETCC|Electronic Transaction Clearing, Inc.|575
RNR|RENAISSANCERE LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10304
RNR|RENAISSANCERE LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|66
RNR|RENAISSANCERE LTD|ETRS|E*Trade Securities LLC|3268
RNR|RENAISSANCERE LTD|FILL|Tradestation Securities, Inc.|72
RNR|RENAISSANCERE LTD|FMAF|NBCN Inc./ CDS|52
RNR|RENAISSANCERE LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|419
RNR|RENAISSANCERE LTD|FQLS|Quantlab Securities LP|71379
RNR|RENAISSANCERE LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37769
RNR|RENAISSANCERE LTD|FTBR|Foliofn Investments, Inc.|16
RNR|RENAISSANCERE LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|1811
RNR|RENAISSANCERE LTD|GLPX|ACS EXECUTION SERVICES, LLC|28514
RNR|RENAISSANCERE LTD|GSCO|GOLDMAN SACHS & CO. LLC|216257
RNR|RENAISSANCERE LTD|GSLT|GOLDMAN SACHS & CO. LLC|2487
RNR|RENAISSANCERE LTD|GTSZ|GTS SECURITIES LLC|36047
RNR|RENAISSANCERE LTD|HRBF|American Enterprise Investment Services Inc.|104
RNR|RENAISSANCERE LTD|HSBC|HSBC Securities, Inc.|190
RNR|RENAISSANCERE LTD|IATS|INTERACTIVE BROKERS LLC|300
RNR|RENAISSANCERE LTD|IBKR|Interactive Brokers Llc|883
RNR|RENAISSANCERE LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6548
RNR|RENAISSANCERE LTD|ICBX|INSTINET, LLC|8400
RNR|RENAISSANCERE LTD|IEQY|CITADEL SECURITIES LLC|19853
RNR|RENAISSANCERE LTD|INCA|INSTINET, LLC|114718
RNR|RENAISSANCERE LTD|INJX|INSTINET, LLC|1707
RNR|RENAISSANCERE LTD|ITGI|ITG Inc.|28920
RNR|RENAISSANCERE LTD|ITGP|ITG INC.|43800
RNR|RENAISSANCERE LTD|JANY|Janney Montgomery Scott Inc.|61
RNR|RENAISSANCERE LTD|JEFF|JEFFERIES LLC|35437
RNR|RENAISSANCERE LTD|JMPT|JUMP TRADING, LLC|11913
RNR|RENAISSANCERE LTD|JPBX|J.P. MORGAN SECURITIES LLC|6626
RNR|RENAISSANCERE LTD|JPMX|J.P. Morgan Securities LLC|101830
RNR|RENAISSANCERE LTD|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
RNR|RENAISSANCERE LTD|JSJX|JANE STREET CAPITAL LLC|6949
RNR|RENAISSANCERE LTD|KCGM|VIRTU Americas LLC|13674
RNR|RENAISSANCERE LTD|LEHM|Barclays Capital Inc./Le|167569
RNR|RENAISSANCERE LTD|LIME|Lime Brokerage LLC|9174
RNR|RENAISSANCERE LTD|LQNA|LIQUIDNET, INC.|14000
RNR|RENAISSANCERE LTD|LQNB|LIQUIDNET, INC.|100
RNR|RENAISSANCERE LTD|LSCI|Lek Securities Corporation|361
RNR|RENAISSANCERE LTD|MCBT|Moors & Cabot, Inc.|26
RNR|RENAISSANCERE LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52984
RNR|RENAISSANCERE LTD|MOTF|MOTIF INVESTING, INC.|3
RNR|RENAISSANCERE LTD|MSCO|MORGAN STANLEY & CO. LLC|217588
RNR|RENAISSANCERE LTD|MSPL|MORGAN STANLEY & CO. LLC|52900
RNR|RENAISSANCERE LTD|MSTX|MORGAN STANLEY & CO. LLC|4200
RNR|RENAISSANCERE LTD|NATL|National Securities Corporation|50
RNR|RENAISSANCERE LTD|NFSC|National Financial Services LLC|8141
RNR|RENAISSANCERE LTD|NITE|VIRTU Americas LLC|50853
RNR|RENAISSANCERE LTD|NQRB|Brut, LLC|1505
RNR|RENAISSANCERE LTD|NTBF|BMO Nesbitt Burns Inc./CDS|188
RNR|RENAISSANCERE LTD|OPCO|Oppenheimer & Co. Inc.|186
RNR|RENAISSANCERE LTD|PDQM|CODA MARKETS, INC.|73542
RNR|RENAISSANCERE LTD|PIPR|Piper Jaffray & Co.|448
RNR|RENAISSANCERE LTD|PWJC|UBS Financial Services, Inc.|51
RNR|RENAISSANCERE LTD|RBCM|RBC CAPITAL MARKETS, LLC|104
RNR|RENAISSANCERE LTD|SAGL|SAGETRADER, LLC|1512
RNR|RENAISSANCERE LTD|SALI|INTL FCSTONE FINANCIAL INC.|350
RNR|RENAISSANCERE LTD|SBSH|Citigroup Global Markets Inc.|85785
RNR|RENAISSANCERE LTD|SGMT|GOLDMAN SACHS & CO. LLC|33888
RNR|RENAISSANCERE LTD|SPDR|SPEEDROUTE LLC|7743
RNR|RENAISSANCERE LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
RNR|RENAISSANCERE LTD|STFL|Stifel, Nicolaus & Company, Incorporated|63
RNR|RENAISSANCERE LTD|STKP|STOCKPILE INVESTMENTS, INC.|2
RNR|RENAISSANCERE LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2400
RNR|RENAISSANCERE LTD|SWIM|TD Ameritrade, Inc.|865
RNR|RENAISSANCERE LTD|SWST|Hilltop Securities Inc.|5
RNR|RENAISSANCERE LTD|TAGC|TELSEY ADVISORY GROUP LLC|400
RNR|RENAISSANCERE LTD|TRBT|Tradebot Systems, Inc.|44352
RNR|RENAISSANCERE LTD|TRCM|TRC MARKETS LLC|20393
RNR|RENAISSANCERE LTD|UBSA|UBS SECURITIES LLC|162761
RNR|RENAISSANCERE LTD|UBSS|UBS Securities LLC|237612
RNR|RENAISSANCERE LTD|VALX|VIRTU AMERICAS LLC|5456
RNR|RENAISSANCERE LTD|VGRD|Vanguard Marketing Corporation|218
RNR|RENAISSANCERE LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|100
RNR|RENAISSANCERE LTD|WCHV|WELLS FARGO SECURITIES, LLC|12466
RNR|RENAISSANCERE LTD|WEDB|WEDBUSH SECURITIES INC.|1
RNR|RENAISSANCERE LTD|WEED|Weeden & Co.L.P.|266
RNR|RENAISSANCERE LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3963
RNR|RENAISSANCERE LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4916
RNR|RENAISSANCERE LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|818
RNR|RENAISSANCERE LTD|WSEA|WOLVERINE SECURITIES, LLC|149
RNR|RENAISSANCERE LTD|XIST|INSTINET, LLC|14302
RNR|RENAISSANCERE LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
RNR|RENAISSANCERE LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|13786
RNR|RENAISSANCERE LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|268
RNR$C|RENAISSANCERE 6.08 C|BARD|Robert W. Baird & Co. Incorporated|199
RNR$C|RENAISSANCERE 6.08 C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2056
RNR$C|RENAISSANCERE 6.08 C|CHAS|Charles Schwab & Co., Inc.|1000
RNR$C|RENAISSANCERE 6.08 C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|250
RNR$C|RENAISSANCERE 6.08 C|DEAN|MORGAN STANLEY|817
RNR$C|RENAISSANCERE 6.08 C|EBXL|EBX LLC|200
RNR$C|RENAISSANCERE 6.08 C|ETRS|E*Trade Securities LLC|850
RNR$C|RENAISSANCERE 6.08 C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
RNR$C|RENAISSANCERE 6.08 C|FTBR|Foliofn Investments, Inc.|168
RNR$C|RENAISSANCERE 6.08 C|GSCO|GOLDMAN SACHS & CO. LLC|100
RNR$C|RENAISSANCERE 6.08 C|GTSZ|GTS SECURITIES LLC|100
RNR$C|RENAISSANCERE 6.08 C|HRBF|American Enterprise Investment Services Inc.|50
RNR$C|RENAISSANCERE 6.08 C|IATS|INTERACTIVE BROKERS LLC|3200
RNR$C|RENAISSANCERE 6.08 C|IBKR|Interactive Brokers Llc|724
RNR$C|RENAISSANCERE 6.08 C|INCA|INSTINET, LLC|350
RNR$C|RENAISSANCERE 6.08 C|JSEB|JANE STREET EXECUTION SERVICES, LLC|272
RNR$C|RENAISSANCERE 6.08 C|KCGM|VIRTU Americas LLC|100
RNR$C|RENAISSANCERE 6.08 C|LEHM|Barclays Capital Inc./Le|400
RNR$C|RENAISSANCERE 6.08 C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
RNR$C|RENAISSANCERE 6.08 C|MSCO|MORGAN STANLEY & CO. LLC|4
RNR$C|RENAISSANCERE 6.08 C|NFSC|National Financial Services LLC|2557
RNR$C|RENAISSANCERE 6.08 C|NITE|VIRTU Americas LLC|12663
RNR$C|RENAISSANCERE 6.08 C|PCPT|PHILLIP CAPITAL INC.|100
RNR$C|RENAISSANCERE 6.08 C|RBCM|RBC CAPITAL MARKETS, LLC|101
RNR$C|RENAISSANCERE 6.08 C|SGMT|GOLDMAN SACHS & CO. LLC|100
RNR$C|RENAISSANCERE 6.08 C|SPHN|Stephens Inc.|3
RNR$C|RENAISSANCERE 6.08 C|STFL|Stifel, Nicolaus & Company, Incorporated|55
RNR$C|RENAISSANCERE 6.08 C|SWIM|TD Ameritrade, Inc.|3800
RNR$C|RENAISSANCERE 6.08 C|UBSA|UBS SECURITIES LLC|900
RNR$C|RENAISSANCERE 6.08 C|UBSS|UBS Securities LLC|5218
RNR$C|RENAISSANCERE 6.08 C|VGRD|Vanguard Marketing Corporation|1700
RNR$C|RENAISSANCERE 6.08 C|WCHV|WELLS FARGO SECURITIES, LLC|4988
RNR$C|RENAISSANCERE 6.08 C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|957
RNR$E|RENAISSANCERE PFD E|ALTX|Alternet Securities Inc.|108
RNR$E|RENAISSANCERE PFD E|BARD|Robert W. Baird & Co. Incorporated|149
RNR$E|RENAISSANCERE PFD E|BATM|CBOE TRADING, INC.|600
RNR$E|RENAISSANCERE PFD E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|643
RNR$E|RENAISSANCERE PFD E|BNCH|The Benchmark Company, LLC|2400
RNR$E|RENAISSANCERE PFD E|BYXM|CBOE TRADING, INC.|100
RNR$E|RENAISSANCERE PFD E|CHAS|Charles Schwab & Co., Inc.|817
RNR$E|RENAISSANCERE PFD E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2800
RNR$E|RENAISSANCERE PFD E|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6
RNR$E|RENAISSANCERE PFD E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6364
RNR$E|RENAISSANCERE PFD E|CXCX|CITIGROUP GLOBAL MARKETS INC.|468
RNR$E|RENAISSANCERE PFD E|DBAX|Deutsche Bank Securities Inc.|4600
RNR$E|RENAISSANCERE PFD E|DEAN|MORGAN STANLEY|5704
RNR$E|RENAISSANCERE PFD E|EBXL|EBX LLC|4200
RNR$E|RENAISSANCERE PFD E|ECUT|CONVERGEX EXECUTION SOLUTIONS|6411
RNR$E|RENAISSANCERE PFD E|EDJO|Edward D. Jones & Co., L.P.|872
RNR$E|RENAISSANCERE PFD E|EGAM|CBOE TRADING, INC.|139
RNR$E|RENAISSANCERE PFD E|ETRS|E*Trade Securities LLC|250
RNR$E|RENAISSANCERE PFD E|FINX|FINTECH SECURITIES|42
RNR$E|RENAISSANCERE PFD E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|308
RNR$E|RENAISSANCERE PFD E|FTBR|Foliofn Investments, Inc.|1
RNR$E|RENAISSANCERE PFD E|GLPX|ACS EXECUTION SERVICES, LLC|1491
RNR$E|RENAISSANCERE PFD E|GSCO|GOLDMAN SACHS & CO. LLC|9304
RNR$E|RENAISSANCERE PFD E|GTSZ|GTS SECURITIES LLC|300
RNR$E|RENAISSANCERE PFD E|HRBF|American Enterprise Investment Services Inc.|3030
RNR$E|RENAISSANCERE PFD E|IBKR|Interactive Brokers Llc|700
RNR$E|RENAISSANCERE PFD E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|564
RNR$E|RENAISSANCERE PFD E|ICBX|INSTINET, LLC|1100
RNR$E|RENAISSANCERE PFD E|INCA|INSTINET, LLC|206
RNR$E|RENAISSANCERE PFD E|ITGI|ITG Inc.|154
RNR$E|RENAISSANCERE PFD E|ITGP|ITG INC.|800
RNR$E|RENAISSANCERE PFD E|JANY|Janney Montgomery Scott Inc.|24
RNR$E|RENAISSANCERE PFD E|JEFF|JEFFERIES LLC|200
RNR$E|RENAISSANCERE PFD E|JPMX|J.P. Morgan Securities LLC|3200
RNR$E|RENAISSANCERE PFD E|JSEB|JANE STREET EXECUTION SERVICES, LLC|608
RNR$E|RENAISSANCERE PFD E|KCGM|VIRTU Americas LLC|2300
RNR$E|RENAISSANCERE PFD E|LEHM|Barclays Capital Inc./Le|8400
RNR$E|RENAISSANCERE PFD E|LIME|Lime Brokerage LLC|440
RNR$E|RENAISSANCERE PFD E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|594
RNR$E|RENAISSANCERE PFD E|MAXM|Maxim Group LLC|3050
RNR$E|RENAISSANCERE PFD E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
RNR$E|RENAISSANCERE PFD E|MSCO|MORGAN STANLEY & CO. LLC|8434
RNR$E|RENAISSANCERE PFD E|MSPL|MORGAN STANLEY & CO. LLC|29400
RNR$E|RENAISSANCERE PFD E|NFSC|National Financial Services LLC|64281
RNR$E|RENAISSANCERE PFD E|NITE|VIRTU Americas LLC|32230
RNR$E|RENAISSANCERE PFD E|NQRB|Brut, LLC|500
RNR$E|RENAISSANCERE PFD E|OLDM|OLD MISSION CAPITAL, LLC|571
RNR$E|RENAISSANCERE PFD E|OPCO|Oppenheimer & Co. Inc.|500
RNR$E|RENAISSANCERE PFD E|PDQM|CODA MARKETS, INC.|1791
RNR$E|RENAISSANCERE PFD E|PWJC|UBS Financial Services, Inc.|94
RNR$E|RENAISSANCERE PFD E|RBCM|RBC CAPITAL MARKETS, LLC|5325
RNR$E|RENAISSANCERE PFD E|SALI|INTL FCSTONE FINANCIAL INC.|1
RNR$E|RENAISSANCERE PFD E|SBSH|Citigroup Global Markets Inc.|24
RNR$E|RENAISSANCERE PFD E|SEIC|SEI Investments Distribution Co.|108
RNR$E|RENAISSANCERE PFD E|SGMT|GOLDMAN SACHS & CO. LLC|8336
RNR$E|RENAISSANCERE PFD E|SPDR|SPEEDROUTE LLC|600
RNR$E|RENAISSANCERE PFD E|STFL|Stifel, Nicolaus & Company, Incorporated|234
RNR$E|RENAISSANCERE PFD E|TRBT|Tradebot Systems, Inc.|100
RNR$E|RENAISSANCERE PFD E|UBSA|UBS SECURITIES LLC|6148
RNR$E|RENAISSANCERE PFD E|UBSS|UBS Securities LLC|13255
RNR$E|RENAISSANCERE PFD E|VGRD|Vanguard Marketing Corporation|1618
RNR$E|RENAISSANCERE PFD E|WCHV|WELLS FARGO SECURITIES, LLC|12168
RNR$E|RENAISSANCERE PFD E|WEDB|WEDBUSH SECURITIES INC.|128
RNR$E|RENAISSANCERE PFD E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|140
RNR$E|RENAISSANCERE PFD E|XSTM|NATIONAL FINANCIAL SERVICES LLC|13200
RNR$E|RENAISSANCERE PFD E|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RNR$E|RENAISSANCERE PFD E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3462
RNR$F|RENAISSANCERE SER F|ALTX|Alternet Securities Inc.|3500
RNR$F|RENAISSANCERE SER F|BMUR|BREAN CAPITAL, LLC|10000
RNR$F|RENAISSANCERE SER F|BNCH|The Benchmark Company, LLC|2900
RNR$F|RENAISSANCERE SER F|CABR|Cabrera Capital Markets, Inc.|22200
RNR$F|RENAISSANCERE SER F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12000
RNR$F|RENAISSANCERE SER F|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
RNR$F|RENAISSANCERE SER F|DBAX|Deutsche Bank Securities Inc.|1600
RNR$F|RENAISSANCERE SER F|DEAN|MORGAN STANLEY|17344
RNR$F|RENAISSANCERE SER F|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8700
RNR$F|RENAISSANCERE SER F|EBXL|EBX LLC|3300
RNR$F|RENAISSANCERE SER F|ECUT|CONVERGEX EXECUTION SOLUTIONS|170
RNR$F|RENAISSANCERE SER F|EGAM|CBOE TRADING, INC.|4900
RNR$F|RENAISSANCERE SER F|EGXM|CBOE TRADING, INC.|800
RNR$F|RENAISSANCERE SER F|ETRS|E*Trade Securities LLC|20146
RNR$F|RENAISSANCERE SER F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3329
RNR$F|RENAISSANCERE SER F|GLPX|ACS EXECUTION SERVICES, LLC|2175
RNR$F|RENAISSANCERE SER F|GSCO|GOLDMAN SACHS & CO. LLC|2621
RNR$F|RENAISSANCERE SER F|GSLT|GOLDMAN SACHS & CO. LLC|2439
RNR$F|RENAISSANCERE SER F|HRBF|American Enterprise Investment Services Inc.|2518
RNR$F|RENAISSANCERE SER F|IATS|INTERACTIVE BROKERS LLC|1300
RNR$F|RENAISSANCERE SER F|IBKR|Interactive Brokers Llc|7600
RNR$F|RENAISSANCERE SER F|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|189
RNR$F|RENAISSANCERE SER F|ICBX|INSTINET, LLC|812
RNR$F|RENAISSANCERE SER F|INCA|INSTINET, LLC|3996
RNR$F|RENAISSANCERE SER F|ITGI|ITG Inc.|12390
RNR$F|RENAISSANCERE SER F|ITGP|ITG INC.|2200
RNR$F|RENAISSANCERE SER F|JEFF|JEFFERIES LLC|3600
RNR$F|RENAISSANCERE SER F|JPMX|J.P. Morgan Securities LLC|6902
RNR$F|RENAISSANCERE SER F|KCGM|VIRTU Americas LLC|5100
RNR$F|RENAISSANCERE SER F|LEHM|Barclays Capital Inc./Le|2000
RNR$F|RENAISSANCERE SER F|LIME|Lime Brokerage LLC|202
RNR$F|RENAISSANCERE SER F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2402
RNR$F|RENAISSANCERE SER F|MAXM|Maxim Group LLC|6000
RNR$F|RENAISSANCERE SER F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
RNR$F|RENAISSANCERE SER F|MSCO|MORGAN STANLEY & CO. LLC|41337
RNR$F|RENAISSANCERE SER F|MSPL|MORGAN STANLEY & CO. LLC|300
RNR$F|RENAISSANCERE SER F|NFSC|National Financial Services LLC|7065
RNR$F|RENAISSANCERE SER F|NITE|VIRTU Americas LLC|121801
RNR$F|RENAISSANCERE SER F|NQRB|Brut, LLC|1900
RNR$F|RENAISSANCERE SER F|PDQM|CODA MARKETS, INC.|5850
RNR$F|RENAISSANCERE SER F|PWJC|UBS Financial Services, Inc.|53532
RNR$F|RENAISSANCERE SER F|PWJX|UBS Financial Services Inc.|7100
RNR$F|RENAISSANCERE SER F|RBCM|RBC CAPITAL MARKETS, LLC|22020
RNR$F|RENAISSANCERE SER F|RJLC|RJL CAPITAL GROUP, LLC|1000
RNR$F|RENAISSANCERE SER F|SBSH|Citigroup Global Markets Inc.|2100
RNR$F|RENAISSANCERE SER F|SGMT|GOLDMAN SACHS & CO. LLC|2918
RNR$F|RENAISSANCERE SER F|SPDR|SPEEDROUTE LLC|400
RNR$F|RENAISSANCERE SER F|STFL|Stifel, Nicolaus & Company, Incorporated|1717
RNR$F|RENAISSANCERE SER F|SWIM|TD Ameritrade, Inc.|500
RNR$F|RENAISSANCERE SER F|UBSA|UBS SECURITIES LLC|27900
RNR$F|RENAISSANCERE SER F|UBSS|UBS Securities LLC|87400
RNR$F|RENAISSANCERE SER F|VGRD|Vanguard Marketing Corporation|1950
RNR$F|RENAISSANCERE SER F|VNDM|Wall Street Access|3506
RNR$F|RENAISSANCERE SER F|WCHV|WELLS FARGO SECURITIES, LLC|16856
RNR$F|RENAISSANCERE SER F|YKNA|COMHAR CAPITAL MARKETS, LLC|200
RNSC|FT SM CAP US EQ SEL|CANT|Cantor Fitzgerald & Co.|1652
RNSC|FT SM CAP US EQ SEL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
RNSC|FT SM CAP US EQ SEL|DBAX|Deutsche Bank Securities Inc.|500
RNSC|FT SM CAP US EQ SEL|EBXL|EBX LLC|1700
RNSC|FT SM CAP US EQ SEL|FBCO|Credit Suisse Securities (USA) LLC|2
RNSC|FT SM CAP US EQ SEL|FOMA|TD AMERITRADE CLEARING, INC.|2521
RNSC|FT SM CAP US EQ SEL|GEBB|GLOBAL EXECUTION BROKERS, LP|264
RNSC|FT SM CAP US EQ SEL|ICBX|INSTINET, LLC|600
RNSC|FT SM CAP US EQ SEL|JPMX|J.P. Morgan Securities LLC|600
RNSC|FT SM CAP US EQ SEL|LEHM|Barclays Capital Inc./Le|1000
RNSC|FT SM CAP US EQ SEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
RNSC|FT SM CAP US EQ SEL|MSCO|MORGAN STANLEY & CO. LLC|907
RNSC|FT SM CAP US EQ SEL|NFSC|National Financial Services LLC|707
RNSC|FT SM CAP US EQ SEL|NITE|VIRTU Americas LLC|2328
RNSC|FT SM CAP US EQ SEL|RBCM|RBC CAPITAL MARKETS, LLC|292
RNSC|FT SM CAP US EQ SEL|UBSS|UBS Securities LLC|300
RNSC|FT SM CAP US EQ SEL|WCHV|WELLS FARGO SECURITIES, LLC|79
RNSC|FT SM CAP US EQ SEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1312
RNST|RENASANT CORPORATION|ALTX|Alternet Securities Inc.|500
RNST|RENASANT CORPORATION|APCC|Apex Clearing Corporation|48
RNST|RENASANT CORPORATION|BALE|M&T SECURITIES, INC.|55
RNST|RENASANT CORPORATION|BARD|Robert W. Baird & Co. Incorporated|1370
RNST|RENASANT CORPORATION|BATM|CBOE TRADING, INC.|1143
RNST|RENASANT CORPORATION|BBNT|BB&T SECURITIES, LLC|3
RNST|RENASANT CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|1792
RNST|RENASANT CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|216
RNST|RENASANT CORPORATION|BMOC|BMO Capital Markets Corp.|7453
RNST|RENASANT CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|121
RNST|RENASANT CORPORATION|BTIG|BTIG, LLC|7624
RNST|RENASANT CORPORATION|BYXM|CBOE TRADING, INC.|100
RNST|RENASANT CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|800
RNST|RENASANT CORPORATION|CHAS|Charles Schwab & Co., Inc.|13
RNST|RENASANT CORPORATION|CIST|Capital Institutional Services, Inc.|295
RNST|RENASANT CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55366
RNST|RENASANT CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|804
RNST|RENASANT CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52818
RNST|RENASANT CORPORATION|CTDL|Citadel Derivatives Group Llc|13080
RNST|RENASANT CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|13754
RNST|RENASANT CORPORATION|DADA|D.A. Davidson & Co.|700
RNST|RENASANT CORPORATION|DBAB|Deutsche Bank Securities Inc.|163234
RNST|RENASANT CORPORATION|DBAX|Deutsche Bank Securities Inc.|34700
RNST|RENASANT CORPORATION|DEAN|MORGAN STANLEY|265
RNST|RENASANT CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1884
RNST|RENASANT CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|104
RNST|RENASANT CORPORATION|EBXL|EBX LLC|36500
RNST|RENASANT CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|6543
RNST|RENASANT CORPORATION|EDJO|Edward D. Jones & Co., L.P.|4824
RNST|RENASANT CORPORATION|EGAM|CBOE TRADING, INC.|1456
RNST|RENASANT CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|200
RNST|RENASANT CORPORATION|EGXM|CBOE TRADING, INC.|881
RNST|RENASANT CORPORATION|EGXW|CBOE TRADING, INC.|100
RNST|RENASANT CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|13087
RNST|RENASANT CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6
RNST|RENASANT CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3020
RNST|RENASANT CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13327
RNST|RENASANT CORPORATION|ETRS|E*Trade Securities LLC|566
RNST|RENASANT CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|327779
RNST|RENASANT CORPORATION|FILL|Tradestation Securities, Inc.|782
RNST|RENASANT CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|14766
RNST|RENASANT CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|320
RNST|RENASANT CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86744
RNST|RENASANT CORPORATION|FTBR|Foliofn Investments, Inc.|45
RNST|RENASANT CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|15026
RNST|RENASANT CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|2982
RNST|RENASANT CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|243899
RNST|RENASANT CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|6957
RNST|RENASANT CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|2503
RNST|RENASANT CORPORATION|GTSZ|GTS SECURITIES LLC|11595
RNST|RENASANT CORPORATION|HOVD|HOVDE GROUP, LLC|4200
RNST|RENASANT CORPORATION|HRBF|American Enterprise Investment Services Inc.|54
RNST|RENASANT CORPORATION|HSBC|HSBC Securities, Inc.|1198
RNST|RENASANT CORPORATION|IATS|INTERACTIVE BROKERS LLC|24780
RNST|RENASANT CORPORATION|IBKR|Interactive Brokers Llc|26669
RNST|RENASANT CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|60
RNST|RENASANT CORPORATION|ICBX|INSTINET, LLC|6800
RNST|RENASANT CORPORATION|IEQY|CITADEL SECURITIES LLC|48463
RNST|RENASANT CORPORATION|INCA|INSTINET, LLC|140361
RNST|RENASANT CORPORATION|INJX|INSTINET, LLC|12340
RNST|RENASANT CORPORATION|ITGI|ITG Inc.|34868
RNST|RENASANT CORPORATION|ITGP|ITG INC.|25200
RNST|RENASANT CORPORATION|JEFF|JEFFERIES LLC|48476
RNST|RENASANT CORPORATION|JMPT|JUMP TRADING, LLC|13192
RNST|RENASANT CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|17118
RNST|RENASANT CORPORATION|JPMX|J.P. Morgan Securities LLC|83164
RNST|RENASANT CORPORATION|JSJX|JANE STREET CAPITAL LLC|5653
RNST|RENASANT CORPORATION|KCGM|VIRTU Americas LLC|7057
RNST|RENASANT CORPORATION|LEHM|Barclays Capital Inc./Le|256913
RNST|RENASANT CORPORATION|LIME|Lime Brokerage LLC|117077
RNST|RENASANT CORPORATION|LMGP|LIME BROKERAGE LLC|12320
RNST|RENASANT CORPORATION|LOOP|Loop Capital Markets LLC|35
RNST|RENASANT CORPORATION|MAXM|Maxim Group LLC|4907
RNST|RENASANT CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28972
RNST|RENASANT CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|533885
RNST|RENASANT CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|60200
RNST|RENASANT CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|3000
RNST|RENASANT CORPORATION|NFSC|National Financial Services LLC|23945
RNST|RENASANT CORPORATION|NITE|VIRTU Americas LLC|112999
RNST|RENASANT CORPORATION|NITP|VIRTU Americas LLC|4669
RNST|RENASANT CORPORATION|NQRB|Brut, LLC|1095
RNST|RENASANT CORPORATION|OPCO|Oppenheimer & Co. Inc.|23
RNST|RENASANT CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6795
RNST|RENASANT CORPORATION|PDQM|CODA MARKETS, INC.|5392
RNST|RENASANT CORPORATION|RAJA|Raymond James & Associates, Inc.|27027
RNST|RENASANT CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|2074
RNST|RENASANT CORPORATION|SAGL|SAGETRADER, LLC|100
RNST|RENASANT CORPORATION|SAGW|SAGETRADER, LLC|100
RNST|RENASANT CORPORATION|SBSH|Citigroup Global Markets Inc.|83428
RNST|RENASANT CORPORATION|SDLR|Sandler, O'Neill & Partners, L.P.|9975
RNST|RENASANT CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|30083
RNST|RENASANT CORPORATION|SPDR|SPEEDROUTE LLC|704
RNST|RENASANT CORPORATION|SPHN|Stephens Inc.|11
RNST|RENASANT CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|513
RNST|RENASANT CORPORATION|SWIM|TD Ameritrade, Inc.|660
RNST|RENASANT CORPORATION|SWST|Hilltop Securities Inc.|708
RNST|RENASANT CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|202
RNST|RENASANT CORPORATION|TONC|CUTTONE & CO., LLC|1669
RNST|RENASANT CORPORATION|TRBT|Tradebot Systems, Inc.|35473
RNST|RENASANT CORPORATION|TRCM|TRC MARKETS LLC|84385
RNST|RENASANT CORPORATION|UBSA|UBS SECURITIES LLC|166165
RNST|RENASANT CORPORATION|UBSS|UBS Securities LLC|397237
RNST|RENASANT CORPORATION|VALX|VIRTU AMERICAS LLC|9776
RNST|RENASANT CORPORATION|VGRD|Vanguard Marketing Corporation|1299
RNST|RENASANT CORPORATION|VNDM|Wall Street Access|33587
RNST|RENASANT CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|20689
RNST|RENASANT CORPORATION|WEED|Weeden & Co.L.P.|800
RNST|RENASANT CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|644
RNST|RENASANT CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|353
RNST|RENASANT CORPORATION|WGIF|CIBC World Markets Inc.|5014
RNST|RENASANT CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
RNST|RENASANT CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|382
RNST|RENASANT CORPORATION|XIST|INSTINET, LLC|13252
RNST|RENASANT CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1110
RNST|RENASANT CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|997
RNST|RENASANT CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4711
RNWK|REALNETWORKS INC|ALTX|Alternet Securities Inc.|2450
RNWK|REALNETWORKS INC|APCC|Apex Clearing Corporation|3
RNWK|REALNETWORKS INC|BATM|CBOE TRADING, INC.|855
RNWK|REALNETWORKS INC|BAYC|BAY CREST PARTNERS, LLC|1974
RNWK|REALNETWORKS INC|BERN|Sanford C. Bernstein & Co., LLC|5705
RNWK|REALNETWORKS INC|BMOC|BMO Capital Markets Corp.|3675
RNWK|REALNETWORKS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1138
RNWK|REALNETWORKS INC|BTIG|BTIG, LLC|10674
RNWK|REALNETWORKS INC|BYXM|CBOE TRADING, INC.|234
RNWK|REALNETWORKS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7955
RNWK|REALNETWORKS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3198
RNWK|REALNETWORKS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24736
RNWK|REALNETWORKS INC|CTDL|Citadel Derivatives Group Llc|6069
RNWK|REALNETWORKS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5436
RNWK|REALNETWORKS INC|DBAB|Deutsche Bank Securities Inc.|414397
RNWK|REALNETWORKS INC|DBAX|Deutsche Bank Securities Inc.|17100
RNWK|REALNETWORKS INC|DEAN|MORGAN STANLEY|2327
RNWK|REALNETWORKS INC|DEGS|RONIN PROFESSIONAL LLC|3337
RNWK|REALNETWORKS INC|EBXL|EBX LLC|16700
RNWK|REALNETWORKS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1746
RNWK|REALNETWORKS INC|EGAM|CBOE TRADING, INC.|1410
RNWK|REALNETWORKS INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
RNWK|REALNETWORKS INC|EGXM|CBOE TRADING, INC.|146
RNWK|REALNETWORKS INC|ETBE|Electronic Transaction Clearing, Inc.|35751
RNWK|REALNETWORKS INC|ETCB|ETC BROKERAGE SERVICES, LLC|73
RNWK|REALNETWORKS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6100
RNWK|REALNETWORKS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|101
RNWK|REALNETWORKS INC|ETRS|E*Trade Securities LLC|9266
RNWK|REALNETWORKS INC|FBCO|Credit Suisse Securities (USA) LLC|60127
RNWK|REALNETWORKS INC|FILL|Tradestation Securities, Inc.|137
RNWK|REALNETWORKS INC|FOMA|TD AMERITRADE CLEARING, INC.|43884
RNWK|REALNETWORKS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25379
RNWK|REALNETWORKS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7679
RNWK|REALNETWORKS INC|GLPX|ACS EXECUTION SERVICES, LLC|750
RNWK|REALNETWORKS INC|GSCO|GOLDMAN SACHS & CO. LLC|836948
RNWK|REALNETWORKS INC|GSCS|GOLDMAN SACHS & CO. LLC|8974
RNWK|REALNETWORKS INC|GSLT|GOLDMAN SACHS & CO. LLC|2422
RNWK|REALNETWORKS INC|GTSZ|GTS SECURITIES LLC|1922
RNWK|REALNETWORKS INC|IATS|INTERACTIVE BROKERS LLC|1801
RNWK|REALNETWORKS INC|IBKR|Interactive Brokers Llc|14611
RNWK|REALNETWORKS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|98
RNWK|REALNETWORKS INC|ICBX|INSTINET, LLC|6576
RNWK|REALNETWORKS INC|IEQY|CITADEL SECURITIES LLC|2166
RNWK|REALNETWORKS INC|INCA|INSTINET, LLC|98213
RNWK|REALNETWORKS INC|INJX|INSTINET, LLC|2998
RNWK|REALNETWORKS INC|ITGI|ITG Inc.|41051
RNWK|REALNETWORKS INC|ITGP|ITG INC.|16600
RNWK|REALNETWORKS INC|JEFF|JEFFERIES LLC|6447
RNWK|REALNETWORKS INC|JMPT|JUMP TRADING, LLC|159
RNWK|REALNETWORKS INC|JONE|JonesTrading|140000
RNWK|REALNETWORKS INC|JPMX|J.P. Morgan Securities LLC|30373
RNWK|REALNETWORKS INC|JSJX|JANE STREET CAPITAL LLC|3094
RNWK|REALNETWORKS INC|KCGM|VIRTU Americas LLC|11310
RNWK|REALNETWORKS INC|LEHM|Barclays Capital Inc./Le|176960
RNWK|REALNETWORKS INC|LIME|Lime Brokerage LLC|64480
RNWK|REALNETWORKS INC|LMGP|LIME BROKERAGE LLC|38936
RNWK|REALNETWORKS INC|LOOP|Loop Capital Markets LLC|3691
RNWK|REALNETWORKS INC|LQNA|LIQUIDNET, INC.|14900
RNWK|REALNETWORKS INC|MACQ|Macquarie Capital (USA) Inc.|1956
RNWK|REALNETWORKS INC|MAXM|Maxim Group LLC|714
RNWK|REALNETWORKS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14531
RNWK|REALNETWORKS INC|MSCO|MORGAN STANLEY & CO. LLC|920342
RNWK|REALNETWORKS INC|MSPL|MORGAN STANLEY & CO. LLC|35000
RNWK|REALNETWORKS INC|MSTX|MORGAN STANLEY & CO. LLC|56800
RNWK|REALNETWORKS INC|NFSC|National Financial Services LLC|40040
RNWK|REALNETWORKS INC|NITE|VIRTU Americas LLC|104584
RNWK|REALNETWORKS INC|NITP|VIRTU Americas LLC|400
RNWK|REALNETWORKS INC|NQRB|Brut, LLC|1150
RNWK|REALNETWORKS INC|OPCO|Oppenheimer & Co. Inc.|125
RNWK|REALNETWORKS INC|PDQM|CODA MARKETS, INC.|2318
RNWK|REALNETWORKS INC|RGLD|Regal Securities, Inc|17
RNWK|REALNETWORKS INC|SBSH|Citigroup Global Markets Inc.|111558
RNWK|REALNETWORKS INC|SGMT|GOLDMAN SACHS & CO. LLC|10298
RNWK|REALNETWORKS INC|SPDR|SPEEDROUTE LLC|2915
RNWK|REALNETWORKS INC|STFL|Stifel, Nicolaus & Company, Incorporated|3200
RNWK|REALNETWORKS INC|SWIM|TD Ameritrade, Inc.|2650
RNWK|REALNETWORKS INC|TKNG|ALLY INVEST SECURITIES LLC|215
RNWK|REALNETWORKS INC|TRBT|Tradebot Systems, Inc.|4412
RNWK|REALNETWORKS INC|TRCM|TRC MARKETS LLC|38788
RNWK|REALNETWORKS INC|UBSA|UBS SECURITIES LLC|129686
RNWK|REALNETWORKS INC|UBSS|UBS Securities LLC|742464
RNWK|REALNETWORKS INC|VALX|VIRTU AMERICAS LLC|505
RNWK|REALNETWORKS INC|VGRD|Vanguard Marketing Corporation|2055
RNWK|REALNETWORKS INC|WCHV|WELLS FARGO SECURITIES, LLC|28557
RNWK|REALNETWORKS INC|WEDB|WEDBUSH SECURITIES INC.|2273
RNWK|REALNETWORKS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|291
RNWK|REALNETWORKS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1207
RNWK|REALNETWORKS INC|WSEA|WOLVERINE SECURITIES, LLC|864
RNWK|REALNETWORKS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6090
RNWK|REALNETWORKS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|218
ROAD|CONSTRCTN PRTNS CM A|AGIS|Aegis Capital Corp.|1500
ROAD|CONSTRCTN PRTNS CM A|ALTX|Alternet Securities Inc.|11124
ROAD|CONSTRCTN PRTNS CM A|APCC|Apex Clearing Corporation|750
ROAD|CONSTRCTN PRTNS CM A|BARD|Robert W. Baird & Co. Incorporated|35012
ROAD|CONSTRCTN PRTNS CM A|BATM|CBOE TRADING, INC.|3004
ROAD|CONSTRCTN PRTNS CM A|BAYC|BAY CREST PARTNERS, LLC|785
ROAD|CONSTRCTN PRTNS CM A|BAYT|BTIG, LLC|5100
ROAD|CONSTRCTN PRTNS CM A|BERN|Sanford C. Bernstein & Co., LLC|41598
ROAD|CONSTRCTN PRTNS CM A|BYXM|CBOE TRADING, INC.|4963
ROAD|CONSTRCTN PRTNS CM A|CANT|Cantor Fitzgerald & Co.|912
ROAD|CONSTRCTN PRTNS CM A|CHAS|Charles Schwab & Co., Inc.|312
ROAD|CONSTRCTN PRTNS CM A|CIST|Capital Institutional Services, Inc.|8139
ROAD|CONSTRCTN PRTNS CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139953
ROAD|CONSTRCTN PRTNS CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14240
ROAD|CONSTRCTN PRTNS CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
ROAD|CONSTRCTN PRTNS CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55166
ROAD|CONSTRCTN PRTNS CM A|CTDL|Citadel Derivatives Group Llc|14830
ROAD|CONSTRCTN PRTNS CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|8408
ROAD|CONSTRCTN PRTNS CM A|DADA|D.A. Davidson & Co.|2300
ROAD|CONSTRCTN PRTNS CM A|DBAB|Deutsche Bank Securities Inc.|37212
ROAD|CONSTRCTN PRTNS CM A|DBAX|Deutsche Bank Securities Inc.|97200
ROAD|CONSTRCTN PRTNS CM A|DEAN|MORGAN STANLEY|175
ROAD|CONSTRCTN PRTNS CM A|DEGS|RONIN PROFESSIONAL LLC|23916
ROAD|CONSTRCTN PRTNS CM A|EBXL|EBX LLC|76900
ROAD|CONSTRCTN PRTNS CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
ROAD|CONSTRCTN PRTNS CM A|EDJO|Edward D. Jones & Co., L.P.|4925
ROAD|CONSTRCTN PRTNS CM A|EGAM|CBOE TRADING, INC.|7389
ROAD|CONSTRCTN PRTNS CM A|EGAW|CBOE TRADING, INC.|200
ROAD|CONSTRCTN PRTNS CM A|EGMT|EG MARKET TECHNOLOGIES LLC|300
ROAD|CONSTRCTN PRTNS CM A|EGXM|CBOE TRADING, INC.|731
ROAD|CONSTRCTN PRTNS CM A|EGXW|CBOE TRADING, INC.|200
ROAD|CONSTRCTN PRTNS CM A|ETBE|Electronic Transaction Clearing, Inc.|1701
ROAD|CONSTRCTN PRTNS CM A|ETRS|E*Trade Securities LLC|32841
ROAD|CONSTRCTN PRTNS CM A|FBCO|Credit Suisse Securities (USA) LLC|67338
ROAD|CONSTRCTN PRTNS CM A|FILL|Tradestation Securities, Inc.|1750
ROAD|CONSTRCTN PRTNS CM A|FOMA|TD AMERITRADE CLEARING, INC.|89561
ROAD|CONSTRCTN PRTNS CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85999
ROAD|CONSTRCTN PRTNS CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|198
ROAD|CONSTRCTN PRTNS CM A|GLPX|ACS EXECUTION SERVICES, LLC|38831
ROAD|CONSTRCTN PRTNS CM A|GSCO|GOLDMAN SACHS & CO. LLC|146217
ROAD|CONSTRCTN PRTNS CM A|GSCS|GOLDMAN SACHS & CO. LLC|8701
ROAD|CONSTRCTN PRTNS CM A|GSLT|GOLDMAN SACHS & CO. LLC|3808
ROAD|CONSTRCTN PRTNS CM A|GTSZ|GTS SECURITIES LLC|34921
ROAD|CONSTRCTN PRTNS CM A|IATS|INTERACTIVE BROKERS LLC|8669
ROAD|CONSTRCTN PRTNS CM A|IBKR|Interactive Brokers Llc|95344
ROAD|CONSTRCTN PRTNS CM A|ICBX|INSTINET, LLC|36191
ROAD|CONSTRCTN PRTNS CM A|INCA|INSTINET, LLC|201043
ROAD|CONSTRCTN PRTNS CM A|INJX|INSTINET, LLC|6854
ROAD|CONSTRCTN PRTNS CM A|ITGI|ITG Inc.|109609
ROAD|CONSTRCTN PRTNS CM A|ITGP|ITG INC.|52200
ROAD|CONSTRCTN PRTNS CM A|JEFF|JEFFERIES LLC|25588
ROAD|CONSTRCTN PRTNS CM A|JMPT|JUMP TRADING, LLC|5983
ROAD|CONSTRCTN PRTNS CM A|JPMX|J.P. Morgan Securities LLC|67633
ROAD|CONSTRCTN PRTNS CM A|JSJX|JANE STREET CAPITAL LLC|1842
ROAD|CONSTRCTN PRTNS CM A|KCGM|VIRTU Americas LLC|22830
ROAD|CONSTRCTN PRTNS CM A|LEHM|Barclays Capital Inc./Le|149838
ROAD|CONSTRCTN PRTNS CM A|LIME|Lime Brokerage LLC|134214
ROAD|CONSTRCTN PRTNS CM A|LMGP|LIME BROKERAGE LLC|13836
ROAD|CONSTRCTN PRTNS CM A|LQNA|LIQUIDNET, INC.|25400
ROAD|CONSTRCTN PRTNS CM A|MKMP|MKM Partners LLC|14720
ROAD|CONSTRCTN PRTNS CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80835
ROAD|CONSTRCTN PRTNS CM A|MOTF|MOTIF INVESTING, INC.|21
ROAD|CONSTRCTN PRTNS CM A|MSCO|MORGAN STANLEY & CO. LLC|270722
ROAD|CONSTRCTN PRTNS CM A|MSPL|MORGAN STANLEY & CO. LLC|25800
ROAD|CONSTRCTN PRTNS CM A|MSTX|MORGAN STANLEY & CO. LLC|9600
ROAD|CONSTRCTN PRTNS CM A|NFSC|National Financial Services LLC|55066
ROAD|CONSTRCTN PRTNS CM A|NITE|VIRTU Americas LLC|289911
ROAD|CONSTRCTN PRTNS CM A|NITP|VIRTU Americas LLC|17374
ROAD|CONSTRCTN PRTNS CM A|NQRB|Brut, LLC|1700
ROAD|CONSTRCTN PRTNS CM A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5028
ROAD|CONSTRCTN PRTNS CM A|PDQM|CODA MARKETS, INC.|132146
ROAD|CONSTRCTN PRTNS CM A|RAJA|Raymond James & Associates, Inc.|169742
ROAD|CONSTRCTN PRTNS CM A|SAGL|SAGETRADER, LLC|6022
ROAD|CONSTRCTN PRTNS CM A|SBSH|Citigroup Global Markets Inc.|33250
ROAD|CONSTRCTN PRTNS CM A|SGMT|GOLDMAN SACHS & CO. LLC|26097
ROAD|CONSTRCTN PRTNS CM A|SPDR|SPEEDROUTE LLC|15461
ROAD|CONSTRCTN PRTNS CM A|SPHN|Stephens Inc.|83391
ROAD|CONSTRCTN PRTNS CM A|SSBS|STATE STREET GLOBAL MARKETS, LLC|900
ROAD|CONSTRCTN PRTNS CM A|STFL|Stifel, Nicolaus & Company, Incorporated|10561
ROAD|CONSTRCTN PRTNS CM A|SWIM|TD Ameritrade, Inc.|17127
ROAD|CONSTRCTN PRTNS CM A|TKNG|ALLY INVEST SECURITIES LLC|259
ROAD|CONSTRCTN PRTNS CM A|TRBT|Tradebot Systems, Inc.|36897
ROAD|CONSTRCTN PRTNS CM A|TRCM|TRC MARKETS LLC|54908
ROAD|CONSTRCTN PRTNS CM A|UBSA|UBS SECURITIES LLC|232559
ROAD|CONSTRCTN PRTNS CM A|UBSS|UBS Securities LLC|484257
ROAD|CONSTRCTN PRTNS CM A|VALX|VIRTU AMERICAS LLC|3230
ROAD|CONSTRCTN PRTNS CM A|VGRD|Vanguard Marketing Corporation|1200
ROAD|CONSTRCTN PRTNS CM A|VIEW|VIEWTRADE SECURITIES LLC|2100
ROAD|CONSTRCTN PRTNS CM A|WCHV|WELLS FARGO SECURITIES, LLC|2730
ROAD|CONSTRCTN PRTNS CM A|WEDB|WEDBUSH SECURITIES INC.|2300
ROAD|CONSTRCTN PRTNS CM A|WEED|Weeden & Co.L.P.|200
ROAD|CONSTRCTN PRTNS CM A|WGIF|CIBC World Markets Inc.|300
ROAD|CONSTRCTN PRTNS CM A|WSEA|WOLVERINE SECURITIES, LLC|1750
ROAD|CONSTRCTN PRTNS CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|7800
ROAD|CONSTRCTN PRTNS CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|2302
ROAM|HARTFORD MF E M|BKMM|BNY MELLON CAPITAL MARKETS, LLC|351
ROAM|HARTFORD MF E M|CHAS|Charles Schwab & Co., Inc.|332
ROAM|HARTFORD MF E M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5325
ROAM|HARTFORD MF E M|CSIN|Citadel Securities Institutional LLC|16346
ROAM|HARTFORD MF E M|CTDL|Citadel Derivatives Group Llc|6688
ROAM|HARTFORD MF E M|DADA|D.A. Davidson & Co.|291
ROAM|HARTFORD MF E M|DAVA|Davenport & Company LLC|700
ROAM|HARTFORD MF E M|DBAX|Deutsche Bank Securities Inc.|3500
ROAM|HARTFORD MF E M|EBXL|EBX LLC|2100
ROAM|HARTFORD MF E M|EGXW|CBOE TRADING, INC.|800
ROAM|HARTFORD MF E M|GSCO|GOLDMAN SACHS & CO. LLC|22392
ROAM|HARTFORD MF E M|ICBX|INSTINET, LLC|2200
ROAM|HARTFORD MF E M|INCA|INSTINET, LLC|102
ROAM|HARTFORD MF E M|ITGP|ITG INC.|6000
ROAM|HARTFORD MF E M|JPMX|J.P. Morgan Securities LLC|200
ROAM|HARTFORD MF E M|JSJX|JANE STREET CAPITAL LLC|5452
ROAM|HARTFORD MF E M|KCGM|VIRTU Americas LLC|3641
ROAM|HARTFORD MF E M|LEHM|Barclays Capital Inc./Le|12200
ROAM|HARTFORD MF E M|LIME|Lime Brokerage LLC|1786
ROAM|HARTFORD MF E M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
ROAM|HARTFORD MF E M|MSCO|MORGAN STANLEY & CO. LLC|100
ROAM|HARTFORD MF E M|MSPL|MORGAN STANLEY & CO. LLC|3100
ROAM|HARTFORD MF E M|NFSC|National Financial Services LLC|12332
ROAM|HARTFORD MF E M|NITE|VIRTU Americas LLC|8174
ROAM|HARTFORD MF E M|NQRB|Brut, LLC|100
ROAM|HARTFORD MF E M|PWJC|UBS Financial Services, Inc.|34
ROAM|HARTFORD MF E M|RBCM|RBC CAPITAL MARKETS, LLC|34
ROAM|HARTFORD MF E M|SBSH|Citigroup Global Markets Inc.|326
ROAM|HARTFORD MF E M|SGMT|GOLDMAN SACHS & CO. LLC|2100
ROAM|HARTFORD MF E M|TRCM|TRC MARKETS LLC|100
ROAM|HARTFORD MF E M|UBSA|UBS SECURITIES LLC|5492
ROAM|HARTFORD MF E M|UBSS|UBS Securities LLC|9828
ROAM|HARTFORD MF E M|VGRD|Vanguard Marketing Corporation|2202
ROAM|HARTFORD MF E M|WCHV|WELLS FARGO SECURITIES, LLC|299
ROAM|HARTFORD MF E M|XSTM|NATIONAL FINANCIAL SERVICES LLC|886
ROAM|HARTFORD MF E M|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9707
ROBO|ROBO GLB ROB|ALTX|Alternet Securities Inc.|3507
ROBO|ROBO GLB ROB|APCC|Apex Clearing Corporation|50062
ROBO|ROBO GLB ROB|BARD|Robert W. Baird & Co. Incorporated|19678
ROBO|ROBO GLB ROB|BATM|CBOE TRADING, INC.|900
ROBO|ROBO GLB ROB|BBNT|BB&T SECURITIES, LLC|200
ROBO|ROBO GLB ROB|BERN|Sanford C. Bernstein & Co., LLC|6
ROBO|ROBO GLB ROB|BIMI|Banca IMI Securities Corp.|12200
ROBO|ROBO GLB ROB|BKCM|BNY Mellon Capital Markets LLC|1438
ROBO|ROBO GLB ROB|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17961
ROBO|ROBO GLB ROB|BNPX|BNP PARIBAS SECURITIES CORP.|14731
ROBO|ROBO GLB ROB|BRGE|Newbridge Securities Corp.|100
ROBO|ROBO GLB ROB|BYXM|CBOE TRADING, INC.|1950
ROBO|ROBO GLB ROB|CANT|Cantor Fitzgerald & Co.|73192
ROBO|ROBO GLB ROB|CHAS|Charles Schwab & Co., Inc.|1856
ROBO|ROBO GLB ROB|CICF|Canaccord Genuity Corp.|2552
ROBO|ROBO GLB ROB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36301
ROBO|ROBO GLB ROB|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22
ROBO|ROBO GLB ROB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67178
ROBO|ROBO GLB ROB|CSIN|Citadel Securities Institutional LLC|45744
ROBO|ROBO GLB ROB|CTDL|Citadel Derivatives Group Llc|186455
ROBO|ROBO GLB ROB|CXCX|CITIGROUP GLOBAL MARKETS INC.|6694
ROBO|ROBO GLB ROB|DADA|D.A. Davidson & Co.|4815
ROBO|ROBO GLB ROB|DAVA|Davenport & Company LLC|300
ROBO|ROBO GLB ROB|DBAB|Deutsche Bank Securities Inc.|153
ROBO|ROBO GLB ROB|DBAX|Deutsche Bank Securities Inc.|43100
ROBO|ROBO GLB ROB|DEAN|MORGAN STANLEY|27678
ROBO|ROBO GLB ROB|DEGS|RONIN PROFESSIONAL LLC|901
ROBO|ROBO GLB ROB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
ROBO|ROBO GLB ROB|EBXL|EBX LLC|44700
ROBO|ROBO GLB ROB|ECUT|CONVERGEX EXECUTION SOLUTIONS|7783
ROBO|ROBO GLB ROB|EDJC|Edward Jones / CDS|198
ROBO|ROBO GLB ROB|EDJO|Edward D. Jones & Co., L.P.|373
ROBO|ROBO GLB ROB|EGAM|CBOE TRADING, INC.|7302
ROBO|ROBO GLB ROB|EGAW|CBOE TRADING, INC.|100
ROBO|ROBO GLB ROB|EGMT|EG MARKET TECHNOLOGIES LLC|100
ROBO|ROBO GLB ROB|EGXM|CBOE TRADING, INC.|927
ROBO|ROBO GLB ROB|ETBE|Electronic Transaction Clearing, Inc.|1300
ROBO|ROBO GLB ROB|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
ROBO|ROBO GLB ROB|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14131
ROBO|ROBO GLB ROB|ETRS|E*Trade Securities LLC|103001
ROBO|ROBO GLB ROB|FBSB|U.S. Bancorp Investments, Inc.|1581
ROBO|ROBO GLB ROB|FILL|Tradestation Securities, Inc.|45798
ROBO|ROBO GLB ROB|FINX|FINTECH SECURITIES|400
ROBO|ROBO GLB ROB|FMAF|NBCN Inc./ CDS|97989
ROBO|ROBO GLB ROB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76045
ROBO|ROBO GLB ROB|FTBR|Foliofn Investments, Inc.|791
ROBO|ROBO GLB ROB|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ROBO|ROBO GLB ROB|GLIS|TD Securities Inc|1050
ROBO|ROBO GLB ROB|GLPX|ACS EXECUTION SERVICES, LLC|154122
ROBO|ROBO GLB ROB|GSCO|GOLDMAN SACHS & CO. LLC|80659
ROBO|ROBO GLB ROB|GSLT|GOLDMAN SACHS & CO. LLC|2115
ROBO|ROBO GLB ROB|GTSZ|GTS SECURITIES LLC|4898
ROBO|ROBO GLB ROB|HASF|Haywood Securities Inc./CDS|10
ROBO|ROBO GLB ROB|HRBF|American Enterprise Investment Services Inc.|68594
ROBO|ROBO GLB ROB|HSBC|HSBC Securities, Inc.|3367
ROBO|ROBO GLB ROB|IATS|INTERACTIVE BROKERS LLC|12416
ROBO|ROBO GLB ROB|IBKR|Interactive Brokers Llc|26303
ROBO|ROBO GLB ROB|ICBX|INSTINET, LLC|50072
ROBO|ROBO GLB ROB|INCA|INSTINET, LLC|31607
ROBO|ROBO GLB ROB|INJX|INSTINET, LLC|100
ROBO|ROBO GLB ROB|ITGI|ITG Inc.|10948
ROBO|ROBO GLB ROB|ITGP|ITG INC.|28600
ROBO|ROBO GLB ROB|JANY|Janney Montgomery Scott Inc.|1627
ROBO|ROBO GLB ROB|JEFF|JEFFERIES LLC|1000
ROBO|ROBO GLB ROB|JMPT|JUMP TRADING, LLC|3799
ROBO|ROBO GLB ROB|JPMX|J.P. Morgan Securities LLC|27742
ROBO|ROBO GLB ROB|JSEB|JANE STREET EXECUTION SERVICES, LLC|104222
ROBO|ROBO GLB ROB|JSJX|JANE STREET CAPITAL LLC|651191
ROBO|ROBO GLB ROB|KCGM|VIRTU Americas LLC|20950
ROBO|ROBO GLB ROB|LEHM|Barclays Capital Inc./Le|76820
ROBO|ROBO GLB ROB|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3300
ROBO|ROBO GLB ROB|LIME|Lime Brokerage LLC|77991
ROBO|ROBO GLB ROB|LSCI|Lek Securities Corporation|1711
ROBO|ROBO GLB ROB|MACC|Mid Atlantic Capital Corporation|169
ROBO|ROBO GLB ROB|MAXM|Maxim Group LLC|2060
ROBO|ROBO GLB ROB|MCMF|Raymond James Ltd. Cds|3525
ROBO|ROBO GLB ROB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79680
ROBO|ROBO GLB ROB|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
ROBO|ROBO GLB ROB|MOTF|MOTIF INVESTING, INC.|35
ROBO|ROBO GLB ROB|MSCO|MORGAN STANLEY & CO. LLC|357451
ROBO|ROBO GLB ROB|MSPL|MORGAN STANLEY & CO. LLC|51400
ROBO|ROBO GLB ROB|MSTX|MORGAN STANLEY & CO. LLC|1000
ROBO|ROBO GLB ROB|NATL|National Securities Corporation|75
ROBO|ROBO GLB ROB|NFSC|National Financial Services LLC|401547
ROBO|ROBO GLB ROB|NITE|VIRTU Americas LLC|664860
ROBO|ROBO GLB ROB|NQRB|Brut, LLC|8352
ROBO|ROBO GLB ROB|NTBF|BMO Nesbitt Burns Inc./CDS|2222
ROBO|ROBO GLB ROB|OLDM|OLD MISSION CAPITAL, LLC|2328
ROBO|ROBO GLB ROB|OPCO|Oppenheimer & Co. Inc.|7746
ROBO|ROBO GLB ROB|PAUL|Paulson Investment Company, Inc.|118
ROBO|ROBO GLB ROB|PCFF|Pacific International Securities Inc./CDS|140
ROBO|ROBO GLB ROB|PCPT|PHILLIP CAPITAL INC.|67
ROBO|ROBO GLB ROB|PDQM|CODA MARKETS, INC.|229451
ROBO|ROBO GLB ROB|PWJC|UBS Financial Services, Inc.|2166
ROBO|ROBO GLB ROB|RBCM|RBC CAPITAL MARKETS, LLC|3548
ROBO|ROBO GLB ROB|SAGL|SAGETRADER, LLC|9902
ROBO|ROBO GLB ROB|SALI|INTL FCSTONE FINANCIAL INC.|450
ROBO|ROBO GLB ROB|SBSH|Citigroup Global Markets Inc.|37371
ROBO|ROBO GLB ROB|SGMT|GOLDMAN SACHS & CO. LLC|49688
ROBO|ROBO GLB ROB|SPDR|SPEEDROUTE LLC|9500
ROBO|ROBO GLB ROB|STFL|Stifel, Nicolaus & Company, Incorporated|29252
ROBO|ROBO GLB ROB|STKP|STOCKPILE INVESTMENTS, INC.|498
ROBO|ROBO GLB ROB|SWIM|TD Ameritrade, Inc.|24899
ROBO|ROBO GLB ROB|SWST|Hilltop Securities Inc.|253
ROBO|ROBO GLB ROB|TKNG|ALLY INVEST SECURITIES LLC|2109
ROBO|ROBO GLB ROB|TRBT|Tradebot Systems, Inc.|48470
ROBO|ROBO GLB ROB|TRCM|TRC MARKETS LLC|5362
ROBO|ROBO GLB ROB|UBSA|UBS SECURITIES LLC|165846
ROBO|ROBO GLB ROB|UBSS|UBS Securities LLC|591532
ROBO|ROBO GLB ROB|VALX|VIRTU AMERICAS LLC|5478
ROBO|ROBO GLB ROB|VGRD|Vanguard Marketing Corporation|41267
ROBO|ROBO GLB ROB|VSIN|Vision Financial Markets Llc|31
ROBO|ROBO GLB ROB|VTBI|VTB CAPITAL INC.|2440
ROBO|ROBO GLB ROB|WBLR|WILLIAM BLAIR|475
ROBO|ROBO GLB ROB|WCHV|WELLS FARGO SECURITIES, LLC|111253
ROBO|ROBO GLB ROB|WEDB|WEDBUSH SECURITIES INC.|70
ROBO|ROBO GLB ROB|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6585
ROBO|ROBO GLB ROB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16562
ROBO|ROBO GLB ROB|WFPB|Wells Fargo Securities, LLC.|4938
ROBO|ROBO GLB ROB|WGIF|CIBC World Markets Inc.|1645
ROBO|ROBO GLB ROB|WLTH|WEALTHFRONT BROKERAGE CORPORATION|53
ROBO|ROBO GLB ROB|WSEA|WOLVERINE SECURITIES, LLC|9361
ROBO|ROBO GLB ROB|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4430
ROBO|ROBO GLB ROB|XSTM|NATIONAL FINANCIAL SERVICES LLC|7914
ROBO|ROBO GLB ROB|YKNA|COMHAR CAPITAL MARKETS, LLC|653
ROBO|ROBO GLB ROB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|49452
ROBT|FT ART INTEL ROB ETF|APCC|Apex Clearing Corporation|98
ROBT|FT ART INTEL ROB ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94
ROBT|FT ART INTEL ROB ETF|CHAS|Charles Schwab & Co., Inc.|2
ROBT|FT ART INTEL ROB ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2815
ROBT|FT ART INTEL ROB ETF|DBAX|Deutsche Bank Securities Inc.|1100
ROBT|FT ART INTEL ROB ETF|EGXM|CBOE TRADING, INC.|80
ROBT|FT ART INTEL ROB ETF|ETRS|E*Trade Securities LLC|4723
ROBT|FT ART INTEL ROB ETF|FBCO|Credit Suisse Securities (USA) LLC|2020
ROBT|FT ART INTEL ROB ETF|FILL|Tradestation Securities, Inc.|14
ROBT|FT ART INTEL ROB ETF|FMAF|NBCN Inc./ CDS|85
ROBT|FT ART INTEL ROB ETF|FOMA|TD AMERITRADE CLEARING, INC.|8782
ROBT|FT ART INTEL ROB ETF|FTBR|Foliofn Investments, Inc.|38
ROBT|FT ART INTEL ROB ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|284
ROBT|FT ART INTEL ROB ETF|GSCO|GOLDMAN SACHS & CO. LLC|50882
ROBT|FT ART INTEL ROB ETF|GTSZ|GTS SECURITIES LLC|58
ROBT|FT ART INTEL ROB ETF|HRBF|American Enterprise Investment Services Inc.|635
ROBT|FT ART INTEL ROB ETF|HSBC|HSBC Securities, Inc.|80
ROBT|FT ART INTEL ROB ETF|IATS|INTERACTIVE BROKERS LLC|182
ROBT|FT ART INTEL ROB ETF|IBKR|Interactive Brokers Llc|4509
ROBT|FT ART INTEL ROB ETF|ICBX|INSTINET, LLC|100
ROBT|FT ART INTEL ROB ETF|INCA|INSTINET, LLC|900
ROBT|FT ART INTEL ROB ETF|ITGP|ITG INC.|200
ROBT|FT ART INTEL ROB ETF|JPMX|J.P. Morgan Securities LLC|200
ROBT|FT ART INTEL ROB ETF|JSJX|JANE STREET CAPITAL LLC|9215
ROBT|FT ART INTEL ROB ETF|KCGM|VIRTU Americas LLC|3994
ROBT|FT ART INTEL ROB ETF|LEHM|Barclays Capital Inc./Le|2200
ROBT|FT ART INTEL ROB ETF|LIME|Lime Brokerage LLC|1798
ROBT|FT ART INTEL ROB ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
ROBT|FT ART INTEL ROB ETF|MOTF|MOTIF INVESTING, INC.|2
ROBT|FT ART INTEL ROB ETF|MSCO|MORGAN STANLEY & CO. LLC|3832
ROBT|FT ART INTEL ROB ETF|MSPL|MORGAN STANLEY & CO. LLC|100
ROBT|FT ART INTEL ROB ETF|NBCS|NBC Securities, INC.|435
ROBT|FT ART INTEL ROB ETF|NFSC|National Financial Services LLC|18209
ROBT|FT ART INTEL ROB ETF|NITE|VIRTU Americas LLC|42831
ROBT|FT ART INTEL ROB ETF|PDQM|CODA MARKETS, INC.|100
ROBT|FT ART INTEL ROB ETF|PWJC|UBS Financial Services, Inc.|1500
ROBT|FT ART INTEL ROB ETF|RBCM|RBC CAPITAL MARKETS, LLC|230
ROBT|FT ART INTEL ROB ETF|SALI|INTL FCSTONE FINANCIAL INC.|150
ROBT|FT ART INTEL ROB ETF|SBSH|Citigroup Global Markets Inc.|5100
ROBT|FT ART INTEL ROB ETF|SGMT|GOLDMAN SACHS & CO. LLC|500
ROBT|FT ART INTEL ROB ETF|SPDR|SPEEDROUTE LLC|500
ROBT|FT ART INTEL ROB ETF|SWIM|TD Ameritrade, Inc.|22
ROBT|FT ART INTEL ROB ETF|TRCM|TRC MARKETS LLC|1800
ROBT|FT ART INTEL ROB ETF|UBSA|UBS SECURITIES LLC|5135
ROBT|FT ART INTEL ROB ETF|UBSS|UBS Securities LLC|9879
ROBT|FT ART INTEL ROB ETF|VGRD|Vanguard Marketing Corporation|2661
ROBT|FT ART INTEL ROB ETF|VSIN|Vision Financial Markets Llc|3
ROBT|FT ART INTEL ROB ETF|WCHV|WELLS FARGO SECURITIES, LLC|437
ROBT|FT ART INTEL ROB ETF|WSEA|WOLVERINE SECURITIES, LLC|252
ROBT|FT ART INTEL ROB ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2650
ROCK|GIBRALTAR IND INC ##|APCC|Apex Clearing Corporation|3
ROCK|GIBRALTAR IND INC ##|AQUA|AQUA SECURITIES L.P.|14500
ROCK|GIBRALTAR IND INC ##|BARD|Robert W. Baird & Co. Incorporated|90
ROCK|GIBRALTAR IND INC ##|BATM|CBOE TRADING, INC.|607
ROCK|GIBRALTAR IND INC ##|BAYC|BAY CREST PARTNERS, LLC|500
ROCK|GIBRALTAR IND INC ##|BERN|Sanford C. Bernstein & Co., LLC|410182
ROCK|GIBRALTAR IND INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
ROCK|GIBRALTAR IND INC ##|BLKX|INSTINET, LLC|174900
ROCK|GIBRALTAR IND INC ##|BMOC|BMO Capital Markets Corp.|5084
ROCK|GIBRALTAR IND INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|6573
ROCK|GIBRALTAR IND INC ##|BRVL|BLAYLOCK VAN, LLC|2000
ROCK|GIBRALTAR IND INC ##|BTIG|BTIG, LLC|307
ROCK|GIBRALTAR IND INC ##|BYXM|CBOE TRADING, INC.|100
ROCK|GIBRALTAR IND INC ##|BZYD|GOLDMAN SACHS & CO. LLC|300
ROCK|GIBRALTAR IND INC ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|112562
ROCK|GIBRALTAR IND INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42559
ROCK|GIBRALTAR IND INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
ROCK|GIBRALTAR IND INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
ROCK|GIBRALTAR IND INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66814
ROCK|GIBRALTAR IND INC ##|CTDL|Citadel Derivatives Group Llc|2095
ROCK|GIBRALTAR IND INC ##|CTLR|CUTLER GROUP, LP|500
ROCK|GIBRALTAR IND INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|14454
ROCK|GIBRALTAR IND INC ##|DBAB|Deutsche Bank Securities Inc.|161188
ROCK|GIBRALTAR IND INC ##|DBAX|Deutsche Bank Securities Inc.|52900
ROCK|GIBRALTAR IND INC ##|DBUL|Deutsche Bank Securities Inc.|425
ROCK|GIBRALTAR IND INC ##|DEAN|MORGAN STANLEY|1680
ROCK|GIBRALTAR IND INC ##|DEGS|RONIN PROFESSIONAL LLC|735
ROCK|GIBRALTAR IND INC ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4039
ROCK|GIBRALTAR IND INC ##|EBXL|EBX LLC|112400
ROCK|GIBRALTAR IND INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
ROCK|GIBRALTAR IND INC ##|EGAM|CBOE TRADING, INC.|2619
ROCK|GIBRALTAR IND INC ##|EGXM|CBOE TRADING, INC.|302
ROCK|GIBRALTAR IND INC ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|44
ROCK|GIBRALTAR IND INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31695
ROCK|GIBRALTAR IND INC ##|ETRS|E*Trade Securities LLC|708
ROCK|GIBRALTAR IND INC ##|FBCO|Credit Suisse Securities (USA) LLC|150078
ROCK|GIBRALTAR IND INC ##|FILL|Tradestation Securities, Inc.|54
ROCK|GIBRALTAR IND INC ##|FOMA|TD AMERITRADE CLEARING, INC.|9362
ROCK|GIBRALTAR IND INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ROCK|GIBRALTAR IND INC ##|FQLS|Quantlab Securities LP|55815
ROCK|GIBRALTAR IND INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14411
ROCK|GIBRALTAR IND INC ##|FTBR|Foliofn Investments, Inc.|118
ROCK|GIBRALTAR IND INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8982
ROCK|GIBRALTAR IND INC ##|GLPX|ACS EXECUTION SERVICES, LLC|53
ROCK|GIBRALTAR IND INC ##|GSCO|GOLDMAN SACHS & CO. LLC|186437
ROCK|GIBRALTAR IND INC ##|GSCS|GOLDMAN SACHS & CO. LLC|14296
ROCK|GIBRALTAR IND INC ##|GSLT|GOLDMAN SACHS & CO. LLC|2659
ROCK|GIBRALTAR IND INC ##|GTSZ|GTS SECURITIES LLC|2755
ROCK|GIBRALTAR IND INC ##|HPPX|POTAMUS TRADING, LLC|1299
ROCK|GIBRALTAR IND INC ##|HRBF|American Enterprise Investment Services Inc.|687
ROCK|GIBRALTAR IND INC ##|IBKR|Interactive Brokers Llc|19667
ROCK|GIBRALTAR IND INC ##|ICBX|INSTINET, LLC|10500
ROCK|GIBRALTAR IND INC ##|IEQY|CITADEL SECURITIES LLC|15180
ROCK|GIBRALTAR IND INC ##|INCA|INSTINET, LLC|90929
ROCK|GIBRALTAR IND INC ##|INJX|INSTINET, LLC|2425
ROCK|GIBRALTAR IND INC ##|ITGI|ITG Inc.|9365
ROCK|GIBRALTAR IND INC ##|ITGP|ITG INC.|38400
ROCK|GIBRALTAR IND INC ##|JEFF|JEFFERIES LLC|13027
ROCK|GIBRALTAR IND INC ##|JMPT|JUMP TRADING, LLC|7534
ROCK|GIBRALTAR IND INC ##|JPBX|J.P. MORGAN SECURITIES LLC|1954
ROCK|GIBRALTAR IND INC ##|JPMX|J.P. Morgan Securities LLC|103177
ROCK|GIBRALTAR IND INC ##|KCGM|VIRTU Americas LLC|15937
ROCK|GIBRALTAR IND INC ##|KEYB|KEYBANC CAPITAL MARKETS INC.|69
ROCK|GIBRALTAR IND INC ##|LEHM|Barclays Capital Inc./Le|210565
ROCK|GIBRALTAR IND INC ##|LIME|Lime Brokerage LLC|74927
ROCK|GIBRALTAR IND INC ##|LQNA|LIQUIDNET, INC.|88200
ROCK|GIBRALTAR IND INC ##|MAXM|Maxim Group LLC|12675
ROCK|GIBRALTAR IND INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33295
ROCK|GIBRALTAR IND INC ##|MSCO|MORGAN STANLEY & CO. LLC|370565
ROCK|GIBRALTAR IND INC ##|MSPL|MORGAN STANLEY & CO. LLC|20600
ROCK|GIBRALTAR IND INC ##|MSTX|MORGAN STANLEY & CO. LLC|5400
ROCK|GIBRALTAR IND INC ##|NFSC|National Financial Services LLC|16256
ROCK|GIBRALTAR IND INC ##|NITE|VIRTU Americas LLC|30746
ROCK|GIBRALTAR IND INC ##|NQRB|Brut, LLC|4394
ROCK|GIBRALTAR IND INC ##|NTRC|Northern Trust Securities, Inc.|388
ROCK|GIBRALTAR IND INC ##|OPCO|Oppenheimer & Co. Inc.|2
ROCK|GIBRALTAR IND INC ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|357
ROCK|GIBRALTAR IND INC ##|PDQM|CODA MARKETS, INC.|23087
ROCK|GIBRALTAR IND INC ##|PIPR|Piper Jaffray & Co.|2500
ROCK|GIBRALTAR IND INC ##|RAJA|Raymond James & Associates, Inc.|1679
ROCK|GIBRALTAR IND INC ##|RBCM|RBC CAPITAL MARKETS, LLC|1680
ROCK|GIBRALTAR IND INC ##|SAGL|SAGETRADER, LLC|300
ROCK|GIBRALTAR IND INC ##|SAGW|SAGETRADER, LLC|2000
ROCK|GIBRALTAR IND INC ##|SBSH|Citigroup Global Markets Inc.|74369
ROCK|GIBRALTAR IND INC ##|SGMT|GOLDMAN SACHS & CO. LLC|40483
ROCK|GIBRALTAR IND INC ##|SPDR|SPEEDROUTE LLC|3200
ROCK|GIBRALTAR IND INC ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|65320
ROCK|GIBRALTAR IND INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|598
ROCK|GIBRALTAR IND INC ##|SWIM|TD Ameritrade, Inc.|400
ROCK|GIBRALTAR IND INC ##|SWST|Hilltop Securities Inc.|4
ROCK|GIBRALTAR IND INC ##|TRBT|Tradebot Systems, Inc.|9663
ROCK|GIBRALTAR IND INC ##|TRCM|TRC MARKETS LLC|35053
ROCK|GIBRALTAR IND INC ##|UBSA|UBS SECURITIES LLC|240460
ROCK|GIBRALTAR IND INC ##|UBSS|UBS Securities LLC|212139
ROCK|GIBRALTAR IND INC ##|VALX|VIRTU AMERICAS LLC|10161
ROCK|GIBRALTAR IND INC ##|WBLR|WILLIAM BLAIR|1394
ROCK|GIBRALTAR IND INC ##|WCHV|WELLS FARGO SECURITIES, LLC|42960
ROCK|GIBRALTAR IND INC ##|WEDB|WEDBUSH SECURITIES INC.|300
ROCK|GIBRALTAR IND INC ##|WEED|Weeden & Co.L.P.|52000
ROCK|GIBRALTAR IND INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
ROCK|GIBRALTAR IND INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|617
ROCK|GIBRALTAR IND INC ##|WSEA|WOLVERINE SECURITIES, LLC|10
ROCK|GIBRALTAR IND INC ##|XIST|INSTINET, LLC|20500
ROCK|GIBRALTAR IND INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1500
ROCK|GIBRALTAR IND INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|945
RODM|HARTFOR MF DV EX US|ALTX|Alternet Securities Inc.|4253
RODM|HARTFOR MF DV EX US|BARD|Robert W. Baird & Co. Incorporated|55
RODM|HARTFOR MF DV EX US|BATM|CBOE TRADING, INC.|894
RODM|HARTFOR MF DV EX US|BBNT|BB&T SECURITIES, LLC|9755
RODM|HARTFOR MF DV EX US|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9117
RODM|HARTFOR MF DV EX US|BTIG|BTIG, LLC|4487
RODM|HARTFOR MF DV EX US|CANT|Cantor Fitzgerald & Co.|280144
RODM|HARTFOR MF DV EX US|CHAS|Charles Schwab & Co., Inc.|15
RODM|HARTFOR MF DV EX US|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139193
RODM|HARTFOR MF DV EX US|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44655
RODM|HARTFOR MF DV EX US|CSIN|Citadel Securities Institutional LLC|100176
RODM|HARTFOR MF DV EX US|CTDL|Citadel Derivatives Group Llc|344231
RODM|HARTFOR MF DV EX US|CXCX|CITIGROUP GLOBAL MARKETS INC.|11400
RODM|HARTFOR MF DV EX US|DADA|D.A. Davidson & Co.|1261
RODM|HARTFOR MF DV EX US|DAVA|Davenport & Company LLC|11400
RODM|HARTFOR MF DV EX US|DBAX|Deutsche Bank Securities Inc.|64400
RODM|HARTFOR MF DV EX US|DEAN|MORGAN STANLEY|25822
RODM|HARTFOR MF DV EX US|EBXL|EBX LLC|60600
RODM|HARTFOR MF DV EX US|EDJO|Edward D. Jones & Co., L.P.|161165
RODM|HARTFOR MF DV EX US|EGAM|CBOE TRADING, INC.|10156
RODM|HARTFOR MF DV EX US|EGXM|CBOE TRADING, INC.|19
RODM|HARTFOR MF DV EX US|ETBE|Electronic Transaction Clearing, Inc.|300
RODM|HARTFOR MF DV EX US|ETRS|E*Trade Securities LLC|4194
RODM|HARTFOR MF DV EX US|FBSB|U.S. Bancorp Investments, Inc.|2245
RODM|HARTFOR MF DV EX US|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
RODM|HARTFOR MF DV EX US|FTBR|Foliofn Investments, Inc.|10
RODM|HARTFOR MF DV EX US|GEBB|GLOBAL EXECUTION BROKERS, LP|700
RODM|HARTFOR MF DV EX US|GLPX|ACS EXECUTION SERVICES, LLC|16829
RODM|HARTFOR MF DV EX US|GSCO|GOLDMAN SACHS & CO. LLC|32195
RODM|HARTFOR MF DV EX US|GSCS|GOLDMAN SACHS & CO. LLC|2087
RODM|HARTFOR MF DV EX US|GSLT|GOLDMAN SACHS & CO. LLC|600
RODM|HARTFOR MF DV EX US|GTSZ|GTS SECURITIES LLC|200
RODM|HARTFOR MF DV EX US|IATS|INTERACTIVE BROKERS LLC|20
RODM|HARTFOR MF DV EX US|IBKR|Interactive Brokers Llc|160
RODM|HARTFOR MF DV EX US|ICBX|INSTINET, LLC|24382
RODM|HARTFOR MF DV EX US|INCA|INSTINET, LLC|26248
RODM|HARTFOR MF DV EX US|ITGI|ITG Inc.|7000
RODM|HARTFOR MF DV EX US|ITGP|ITG INC.|21400
RODM|HARTFOR MF DV EX US|JANY|Janney Montgomery Scott Inc.|341
RODM|HARTFOR MF DV EX US|JMPT|JUMP TRADING, LLC|120
RODM|HARTFOR MF DV EX US|JPMX|J.P. Morgan Securities LLC|35484
RODM|HARTFOR MF DV EX US|JSEB|JANE STREET EXECUTION SERVICES, LLC|750726
RODM|HARTFOR MF DV EX US|JSJX|JANE STREET CAPITAL LLC|198115
RODM|HARTFOR MF DV EX US|KCGM|VIRTU Americas LLC|105784
RODM|HARTFOR MF DV EX US|LEHM|Barclays Capital Inc./Le|36600
RODM|HARTFOR MF DV EX US|LIME|Lime Brokerage LLC|3703
RODM|HARTFOR MF DV EX US|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
RODM|HARTFOR MF DV EX US|MACC|Mid Atlantic Capital Corporation|400
RODM|HARTFOR MF DV EX US|MAXM|Maxim Group LLC|17000
RODM|HARTFOR MF DV EX US|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31674
RODM|HARTFOR MF DV EX US|MSCO|MORGAN STANLEY & CO. LLC|434776
RODM|HARTFOR MF DV EX US|MSPL|MORGAN STANLEY & CO. LLC|18900
RODM|HARTFOR MF DV EX US|NFSC|National Financial Services LLC|73393
RODM|HARTFOR MF DV EX US|NITE|VIRTU Americas LLC|533421
RODM|HARTFOR MF DV EX US|NITP|VIRTU Americas LLC|300
RODM|HARTFOR MF DV EX US|OLDM|OLD MISSION CAPITAL, LLC|600
RODM|HARTFOR MF DV EX US|OPCO|Oppenheimer & Co. Inc.|500
RODM|HARTFOR MF DV EX US|PDQM|CODA MARKETS, INC.|66367
RODM|HARTFOR MF DV EX US|PWJC|UBS Financial Services, Inc.|7540
RODM|HARTFOR MF DV EX US|RBCM|RBC CAPITAL MARKETS, LLC|2094
RODM|HARTFOR MF DV EX US|SAGL|SAGETRADER, LLC|6300
RODM|HARTFOR MF DV EX US|SBSH|Citigroup Global Markets Inc.|147573
RODM|HARTFOR MF DV EX US|SGMT|GOLDMAN SACHS & CO. LLC|26461
RODM|HARTFOR MF DV EX US|SPDR|SPEEDROUTE LLC|7670
RODM|HARTFOR MF DV EX US|STFL|Stifel, Nicolaus & Company, Incorporated|1103
RODM|HARTFOR MF DV EX US|SWIM|TD Ameritrade, Inc.|100
RODM|HARTFOR MF DV EX US|UBSA|UBS SECURITIES LLC|157002
RODM|HARTFOR MF DV EX US|UBSS|UBS Securities LLC|508410
RODM|HARTFOR MF DV EX US|VALX|VIRTU AMERICAS LLC|920
RODM|HARTFOR MF DV EX US|VGRD|Vanguard Marketing Corporation|243
RODM|HARTFOR MF DV EX US|WCHV|WELLS FARGO SECURITIES, LLC|4499
RODM|HARTFOR MF DV EX US|WEXX|WOLVERINE EXECUTION SERVICES, LLC|127
RODM|HARTFOR MF DV EX US|XSTM|NATIONAL FINANCIAL SERVICES LLC|13154
RODM|HARTFOR MF DV EX US|YKNA|COMHAR CAPITAL MARKETS, LLC|6600
RODM|HARTFOR MF DV EX US|YLPL|Linsco/Private Ledger Financial Services, Incorporated|159418
ROG|ROGERS CP|ADAM|CANACCORD GENUITY INC.|3504
ROG|ROGERS CP|ALTX|Alternet Securities Inc.|400
ROG|ROGERS CP|ANOS|ABEL/NOSER, L.L.C.|391
ROG|ROGERS CP|APCC|Apex Clearing Corporation|38
ROG|ROGERS CP|BALE|M&T SECURITIES, INC.|119
ROG|ROGERS CP|BANK|Primevest Financial Services, Inc.|28
ROG|ROGERS CP|BARD|Robert W. Baird & Co. Incorporated|2126
ROG|ROGERS CP|BATM|CBOE TRADING, INC.|3625
ROG|ROGERS CP|BBNT|BB&T SECURITIES, LLC|900
ROG|ROGERS CP|BERN|Sanford C. Bernstein & Co., LLC|7011
ROG|ROGERS CP|BIDS|BIDS TRADING L.P.|100
ROG|ROGERS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32
ROG|ROGERS CP|BMOC|BMO Capital Markets Corp.|308
ROG|ROGERS CP|BNPX|BNP PARIBAS SECURITIES CORP.|43737
ROG|ROGERS CP|BRVL|BLAYLOCK VAN, LLC|300
ROG|ROGERS CP|BTIG|BTIG, LLC|100
ROG|ROGERS CP|BZYD|GOLDMAN SACHS & CO. LLC|265
ROG|ROGERS CP|CANT|Cantor Fitzgerald & Co.|110
ROG|ROGERS CP|CHAS|Charles Schwab & Co., Inc.|197
ROG|ROGERS CP|CIST|Capital Institutional Services, Inc.|744
ROG|ROGERS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12096
ROG|ROGERS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1384
ROG|ROGERS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|216
ROG|ROGERS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34442
ROG|ROGERS CP|CTDL|Citadel Derivatives Group Llc|510
ROG|ROGERS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1492
ROG|ROGERS CP|DBAB|Deutsche Bank Securities Inc.|34940
ROG|ROGERS CP|DBAX|Deutsche Bank Securities Inc.|38400
ROG|ROGERS CP|DCHF|Dart Executions, LLC|145
ROG|ROGERS CP|DEAN|MORGAN STANLEY|485
ROG|ROGERS CP|DEGS|RONIN PROFESSIONAL LLC|200
ROG|ROGERS CP|EBXL|EBX LLC|23500
ROG|ROGERS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|166
ROG|ROGERS CP|EDJO|Edward D. Jones & Co., L.P.|36
ROG|ROGERS CP|EGAM|CBOE TRADING, INC.|323
ROG|ROGERS CP|EGAW|CBOE TRADING, INC.|100
ROG|ROGERS CP|EGMT|EG MARKET TECHNOLOGIES LLC|300
ROG|ROGERS CP|EGXM|CBOE TRADING, INC.|379
ROG|ROGERS CP|EGXW|CBOE TRADING, INC.|200
ROG|ROGERS CP|ETBE|Electronic Transaction Clearing, Inc.|3347
ROG|ROGERS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11986
ROG|ROGERS CP|ETRS|E*Trade Securities LLC|8006
ROG|ROGERS CP|FILL|Tradestation Securities, Inc.|100
ROG|ROGERS CP|FMAF|NBCN Inc./ CDS|35
ROG|ROGERS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|639
ROG|ROGERS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15255
ROG|ROGERS CP|FTBR|Foliofn Investments, Inc.|279
ROG|ROGERS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
ROG|ROGERS CP|GLIS|TD Securities Inc|12
ROG|ROGERS CP|GLPX|ACS EXECUTION SERVICES, LLC|7442
ROG|ROGERS CP|GSCO|GOLDMAN SACHS & CO. LLC|104234
ROG|ROGERS CP|GSCS|GOLDMAN SACHS & CO. LLC|100
ROG|ROGERS CP|GSLT|GOLDMAN SACHS & CO. LLC|209
ROG|ROGERS CP|GTSZ|GTS SECURITIES LLC|34457
ROG|ROGERS CP|HRBF|American Enterprise Investment Services Inc.|1099
ROG|ROGERS CP|IATS|INTERACTIVE BROKERS LLC|6279
ROG|ROGERS CP|IBKR|Interactive Brokers Llc|9130
ROG|ROGERS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1033
ROG|ROGERS CP|ICBX|INSTINET, LLC|3300
ROG|ROGERS CP|IEQY|CITADEL SECURITIES LLC|8631
ROG|ROGERS CP|INCA|INSTINET, LLC|32036
ROG|ROGERS CP|INJX|INSTINET, LLC|794
ROG|ROGERS CP|ITGI|ITG Inc.|8879
ROG|ROGERS CP|ITGP|ITG INC.|18200
ROG|ROGERS CP|JEFF|JEFFERIES LLC|25650
ROG|ROGERS CP|JMPT|JUMP TRADING, LLC|4397
ROG|ROGERS CP|JPBX|J.P. MORGAN SECURITIES LLC|405
ROG|ROGERS CP|JPMX|J.P. Morgan Securities LLC|49939
ROG|ROGERS CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
ROG|ROGERS CP|JSJX|JANE STREET CAPITAL LLC|4630
ROG|ROGERS CP|KCGM|VIRTU Americas LLC|3806
ROG|ROGERS CP|LEHM|Barclays Capital Inc./Le|110634
ROG|ROGERS CP|LIME|Lime Brokerage LLC|3284
ROG|ROGERS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10600
ROG|ROGERS CP|MSCO|MORGAN STANLEY & CO. LLC|198005
ROG|ROGERS CP|MSPL|MORGAN STANLEY & CO. LLC|43500
ROG|ROGERS CP|MSTX|MORGAN STANLEY & CO. LLC|1000
ROG|ROGERS CP|NFSC|National Financial Services LLC|7831
ROG|ROGERS CP|NITE|VIRTU Americas LLC|45229
ROG|ROGERS CP|NQRB|Brut, LLC|355
ROG|ROGERS CP|NTRC|Northern Trust Securities, Inc.|106
ROG|ROGERS CP|OPCO|Oppenheimer & Co. Inc.|10
ROG|ROGERS CP|PDQM|CODA MARKETS, INC.|19589
ROG|ROGERS CP|RBCM|RBC CAPITAL MARKETS, LLC|3001
ROG|ROGERS CP|SAGL|SAGETRADER, LLC|5564
ROG|ROGERS CP|SALI|INTL FCSTONE FINANCIAL INC.|47
ROG|ROGERS CP|SBSH|Citigroup Global Markets Inc.|9457
ROG|ROGERS CP|SGMT|GOLDMAN SACHS & CO. LLC|7082
ROG|ROGERS CP|SPDR|SPEEDROUTE LLC|1000
ROG|ROGERS CP|SPTD|MINT GLOBAL MARKETS, INC.|5344
ROG|ROGERS CP|STFL|Stifel, Nicolaus & Company, Incorporated|920
ROG|ROGERS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1600
ROG|ROGERS CP|SWIM|TD Ameritrade, Inc.|1186
ROG|ROGERS CP|TKNG|ALLY INVEST SECURITIES LLC|45
ROG|ROGERS CP|TRBT|Tradebot Systems, Inc.|9454
ROG|ROGERS CP|TRCM|TRC MARKETS LLC|8490
ROG|ROGERS CP|UBSA|UBS SECURITIES LLC|60302
ROG|ROGERS CP|UBSS|UBS Securities LLC|85541
ROG|ROGERS CP|VALX|VIRTU AMERICAS LLC|4327
ROG|ROGERS CP|VGRD|Vanguard Marketing Corporation|34
ROG|ROGERS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
ROG|ROGERS CP|WCHV|WELLS FARGO SECURITIES, LLC|5195
ROG|ROGERS CP|WEED|Weeden & Co.L.P.|2527
ROG|ROGERS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
ROG|ROGERS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1389
ROG|ROGERS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|231
ROG|ROGERS CP|WSAG|WALL STREET ACCESS|900
ROG|ROGERS CP|WSEA|WOLVERINE SECURITIES, LLC|169
ROG|ROGERS CP|XIST|INSTINET, LLC|1800
ROG|ROGERS CP|XPQR|Jump Trading|706
ROG|ROGERS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2938
ROG|ROGERS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6281
ROGS|HARTFORD MF GBL SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|528
ROGS|HARTFORD MF GBL SC|CSIN|Citadel Securities Institutional LLC|1097
ROGS|HARTFORD MF GBL SC|CTDL|Citadel Derivatives Group Llc|4767
ROGS|HARTFORD MF GBL SC|DAVA|Davenport & Company LLC|600
ROGS|HARTFORD MF GBL SC|DBAX|Deutsche Bank Securities Inc.|400
ROGS|HARTFORD MF GBL SC|EBXL|EBX LLC|1200
ROGS|HARTFORD MF GBL SC|ETRS|E*Trade Securities LLC|77
ROGS|HARTFORD MF GBL SC|GSCO|GOLDMAN SACHS & CO. LLC|1600
ROGS|HARTFORD MF GBL SC|IBKR|Interactive Brokers Llc|91
ROGS|HARTFORD MF GBL SC|ICBX|INSTINET, LLC|200
ROGS|HARTFORD MF GBL SC|INCA|INSTINET, LLC|200
ROGS|HARTFORD MF GBL SC|ITGP|ITG INC.|600
ROGS|HARTFORD MF GBL SC|JPMX|J.P. Morgan Securities LLC|600
ROGS|HARTFORD MF GBL SC|JSEB|JANE STREET EXECUTION SERVICES, LLC|18941
ROGS|HARTFORD MF GBL SC|JSJX|JANE STREET CAPITAL LLC|1272
ROGS|HARTFORD MF GBL SC|KCGM|VIRTU Americas LLC|1664
ROGS|HARTFORD MF GBL SC|LEHM|Barclays Capital Inc./Le|800
ROGS|HARTFORD MF GBL SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
ROGS|HARTFORD MF GBL SC|MSPL|MORGAN STANLEY & CO. LLC|500
ROGS|HARTFORD MF GBL SC|NFSC|National Financial Services LLC|731
ROGS|HARTFORD MF GBL SC|NITE|VIRTU Americas LLC|4146
ROGS|HARTFORD MF GBL SC|NQRB|Brut, LLC|100
ROGS|HARTFORD MF GBL SC|RBCM|RBC CAPITAL MARKETS, LLC|130
ROGS|HARTFORD MF GBL SC|SGMT|GOLDMAN SACHS & CO. LLC|200
ROGS|HARTFORD MF GBL SC|UBSA|UBS SECURITIES LLC|1800
ROGS|HARTFORD MF GBL SC|UBSS|UBS Securities LLC|515
ROGS|HARTFORD MF GBL SC|VGRD|Vanguard Marketing Corporation|940
ROGS|HARTFORD MF GBL SC|WCHV|WELLS FARGO SECURITIES, LLC|3282
ROGS|HARTFORD MF GBL SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3134
ROIC|RETAIL OPP INVTS CP|ALTX|Alternet Securities Inc.|2939
ROIC|RETAIL OPP INVTS CP|APCC|Apex Clearing Corporation|2060
ROIC|RETAIL OPP INVTS CP|BARD|Robert W. Baird & Co. Incorporated|4302
ROIC|RETAIL OPP INVTS CP|BATM|CBOE TRADING, INC.|1456
ROIC|RETAIL OPP INVTS CP|BAYC|BAY CREST PARTNERS, LLC|54
ROIC|RETAIL OPP INVTS CP|BBNT|BB&T SECURITIES, LLC|1436
ROIC|RETAIL OPP INVTS CP|BERN|Sanford C. Bernstein & Co., LLC|44140
ROIC|RETAIL OPP INVTS CP|BKCM|BNY Mellon Capital Markets LLC|655
ROIC|RETAIL OPP INVTS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5132
ROIC|RETAIL OPP INVTS CP|BLKX|INSTINET, LLC|56000
ROIC|RETAIL OPP INVTS CP|BMOC|BMO Capital Markets Corp.|679709
ROIC|RETAIL OPP INVTS CP|BNPX|BNP PARIBAS SECURITIES CORP.|40369
ROIC|RETAIL OPP INVTS CP|BRVL|BLAYLOCK VAN, LLC|400
ROIC|RETAIL OPP INVTS CP|BTIG|BTIG, LLC|169254
ROIC|RETAIL OPP INVTS CP|BYXM|CBOE TRADING, INC.|3028
ROIC|RETAIL OPP INVTS CP|BZYD|GOLDMAN SACHS & CO. LLC|3600
ROIC|RETAIL OPP INVTS CP|CANT|Cantor Fitzgerald & Co.|12153
ROIC|RETAIL OPP INVTS CP|CHAS|Charles Schwab & Co., Inc.|853
ROIC|RETAIL OPP INVTS CP|CIST|Capital Institutional Services, Inc.|6886
ROIC|RETAIL OPP INVTS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|465890
ROIC|RETAIL OPP INVTS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|204
ROIC|RETAIL OPP INVTS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29808
ROIC|RETAIL OPP INVTS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|415477
ROIC|RETAIL OPP INVTS CP|CTDL|Citadel Derivatives Group Llc|38292
ROIC|RETAIL OPP INVTS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|120846
ROIC|RETAIL OPP INVTS CP|DADA|D.A. Davidson & Co.|1530
ROIC|RETAIL OPP INVTS CP|DBAB|Deutsche Bank Securities Inc.|611899
ROIC|RETAIL OPP INVTS CP|DBAX|Deutsche Bank Securities Inc.|218800
ROIC|RETAIL OPP INVTS CP|DBUL|Deutsche Bank Securities Inc.|1749
ROIC|RETAIL OPP INVTS CP|DEAN|MORGAN STANLEY|11510
ROIC|RETAIL OPP INVTS CP|DEGS|RONIN PROFESSIONAL LLC|4800
ROIC|RETAIL OPP INVTS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34558
ROIC|RETAIL OPP INVTS CP|EBXL|EBX LLC|317900
ROIC|RETAIL OPP INVTS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11956
ROIC|RETAIL OPP INVTS CP|EDJO|Edward D. Jones & Co., L.P.|2961
ROIC|RETAIL OPP INVTS CP|EGAM|CBOE TRADING, INC.|9642
ROIC|RETAIL OPP INVTS CP|EGAW|CBOE TRADING, INC.|3
ROIC|RETAIL OPP INVTS CP|EGXM|CBOE TRADING, INC.|1793
ROIC|RETAIL OPP INVTS CP|ESPO|ESPOSITO SECURITIES, LLC|1800
ROIC|RETAIL OPP INVTS CP|ETBE|Electronic Transaction Clearing, Inc.|21001
ROIC|RETAIL OPP INVTS CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15734
ROIC|RETAIL OPP INVTS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4385
ROIC|RETAIL OPP INVTS CP|ETRS|E*Trade Securities LLC|21535
ROIC|RETAIL OPP INVTS CP|FBCO|Credit Suisse Securities (USA) LLC|798836
ROIC|RETAIL OPP INVTS CP|FBRC|B. RILEY FBR, INC.|6500
ROIC|RETAIL OPP INVTS CP|FILL|Tradestation Securities, Inc.|2000
ROIC|RETAIL OPP INVTS CP|FMAF|NBCN Inc./ CDS|800
ROIC|RETAIL OPP INVTS CP|FOMA|TD AMERITRADE CLEARING, INC.|79360
ROIC|RETAIL OPP INVTS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|43224
ROIC|RETAIL OPP INVTS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|173127
ROIC|RETAIL OPP INVTS CP|FTBR|Foliofn Investments, Inc.|602
ROIC|RETAIL OPP INVTS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|40985
ROIC|RETAIL OPP INVTS CP|GLIS|TD Securities Inc|368
ROIC|RETAIL OPP INVTS CP|GLPX|ACS EXECUTION SERVICES, LLC|1849
ROIC|RETAIL OPP INVTS CP|GNAV|GREEN STREET TRADING, LLC|283200
ROIC|RETAIL OPP INVTS CP|GSCO|GOLDMAN SACHS & CO. LLC|1905507
ROIC|RETAIL OPP INVTS CP|GSCS|GOLDMAN SACHS & CO. LLC|78019
ROIC|RETAIL OPP INVTS CP|GSLT|GOLDMAN SACHS & CO. LLC|7977
ROIC|RETAIL OPP INVTS CP|GTSZ|GTS SECURITIES LLC|17674
ROIC|RETAIL OPP INVTS CP|GUGS|Guggenheim Securities, LLC|93000
ROIC|RETAIL OPP INVTS CP|HRBF|American Enterprise Investment Services Inc.|4415
ROIC|RETAIL OPP INVTS CP|HSBC|HSBC Securities, Inc.|16197
ROIC|RETAIL OPP INVTS CP|IATS|INTERACTIVE BROKERS LLC|4108
ROIC|RETAIL OPP INVTS CP|IBKR|Interactive Brokers Llc|89440
ROIC|RETAIL OPP INVTS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|85
ROIC|RETAIL OPP INVTS CP|ICBX|INSTINET, LLC|95415
ROIC|RETAIL OPP INVTS CP|IEQY|CITADEL SECURITIES LLC|262908
ROIC|RETAIL OPP INVTS CP|INCA|INSTINET, LLC|687058
ROIC|RETAIL OPP INVTS CP|INJX|INSTINET, LLC|755972
ROIC|RETAIL OPP INVTS CP|ITGI|ITG Inc.|212374
ROIC|RETAIL OPP INVTS CP|ITGP|ITG INC.|1087400
ROIC|RETAIL OPP INVTS CP|JEFF|JEFFERIES LLC|286622
ROIC|RETAIL OPP INVTS CP|JMPT|JUMP TRADING, LLC|72933
ROIC|RETAIL OPP INVTS CP|JONE|JonesTrading|59238
ROIC|RETAIL OPP INVTS CP|JPBX|J.P. MORGAN SECURITIES LLC|97982
ROIC|RETAIL OPP INVTS CP|JPMX|J.P. Morgan Securities LLC|899221
ROIC|RETAIL OPP INVTS CP|JSJX|JANE STREET CAPITAL LLC|10467
ROIC|RETAIL OPP INVTS CP|KCGM|VIRTU Americas LLC|48774
ROIC|RETAIL OPP INVTS CP|KING|C. L. King & Associates, Inc.|897
ROIC|RETAIL OPP INVTS CP|LEHM|Barclays Capital Inc./Le|830786
ROIC|RETAIL OPP INVTS CP|LIME|Lime Brokerage LLC|270894
ROIC|RETAIL OPP INVTS CP|LOOP|Loop Capital Markets LLC|100
ROIC|RETAIL OPP INVTS CP|LQNA|LIQUIDNET, INC.|178600
ROIC|RETAIL OPP INVTS CP|MAXM|Maxim Group LLC|14738
ROIC|RETAIL OPP INVTS CP|MKMP|MKM Partners LLC|50200
ROIC|RETAIL OPP INVTS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|215816
ROIC|RETAIL OPP INVTS CP|MOTF|MOTIF INVESTING, INC.|3
ROIC|RETAIL OPP INVTS CP|MSCO|MORGAN STANLEY & CO. LLC|2681152
ROIC|RETAIL OPP INVTS CP|MSPL|MORGAN STANLEY & CO. LLC|429700
ROIC|RETAIL OPP INVTS CP|MSTX|MORGAN STANLEY & CO. LLC|128400
ROIC|RETAIL OPP INVTS CP|NFSC|National Financial Services LLC|67340
ROIC|RETAIL OPP INVTS CP|NITE|VIRTU Americas LLC|486104
ROIC|RETAIL OPP INVTS CP|NITP|VIRTU Americas LLC|2600
ROIC|RETAIL OPP INVTS CP|NQRB|Brut, LLC|14832
ROIC|RETAIL OPP INVTS CP|NTRC|Northern Trust Securities, Inc.|1157
ROIC|RETAIL OPP INVTS CP|OPCO|Oppenheimer & Co. Inc.|672
ROIC|RETAIL OPP INVTS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2747
ROIC|RETAIL OPP INVTS CP|PDQM|CODA MARKETS, INC.|1160
ROIC|RETAIL OPP INVTS CP|PHLY|NASDAQ Execution Services, LLC|1400
ROIC|RETAIL OPP INVTS CP|PWJC|UBS Financial Services, Inc.|2667
ROIC|RETAIL OPP INVTS CP|RAJA|Raymond James & Associates, Inc.|88849
ROIC|RETAIL OPP INVTS CP|RBCM|RBC CAPITAL MARKETS, LLC|24453
ROIC|RETAIL OPP INVTS CP|RGLD|Regal Securities, Inc|1200
ROIC|RETAIL OPP INVTS CP|RHCO|Suntrust Robinson Humphrey, Inc.|12283
ROIC|RETAIL OPP INVTS CP|SAGL|SAGETRADER, LLC|19602
ROIC|RETAIL OPP INVTS CP|SALI|INTL FCSTONE FINANCIAL INC.|175
ROIC|RETAIL OPP INVTS CP|SBSH|Citigroup Global Markets Inc.|552417
ROIC|RETAIL OPP INVTS CP|SEIC|SEI Investments Distribution Co.|302
ROIC|RETAIL OPP INVTS CP|SGMT|GOLDMAN SACHS & CO. LLC|151165
ROIC|RETAIL OPP INVTS CP|SPDR|SPEEDROUTE LLC|19974
ROIC|RETAIL OPP INVTS CP|SPHN|Stephens Inc.|538
ROIC|RETAIL OPP INVTS CP|STFL|Stifel, Nicolaus & Company, Incorporated|40734
ROIC|RETAIL OPP INVTS CP|SWIM|TD Ameritrade, Inc.|5793
ROIC|RETAIL OPP INVTS CP|SWST|Hilltop Securities Inc.|139
ROIC|RETAIL OPP INVTS CP|TKNG|ALLY INVEST SECURITIES LLC|1126
ROIC|RETAIL OPP INVTS CP|TMBR|Timber Hill LLC|200
ROIC|RETAIL OPP INVTS CP|TRBT|Tradebot Systems, Inc.|391066
ROIC|RETAIL OPP INVTS CP|TRCM|TRC MARKETS LLC|128837
ROIC|RETAIL OPP INVTS CP|TWTT|TASTYWORKS, INC.|1400
ROIC|RETAIL OPP INVTS CP|UBSA|UBS SECURITIES LLC|722513
ROIC|RETAIL OPP INVTS CP|UBSS|UBS Securities LLC|1063911
ROIC|RETAIL OPP INVTS CP|VALX|VIRTU AMERICAS LLC|47822
ROIC|RETAIL OPP INVTS CP|VERT|The Vertical Trading Group, LLC|1008
ROIC|RETAIL OPP INVTS CP|VGRD|Vanguard Marketing Corporation|7450
ROIC|RETAIL OPP INVTS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|210
ROIC|RETAIL OPP INVTS CP|WCHV|WELLS FARGO SECURITIES, LLC|108452
ROIC|RETAIL OPP INVTS CP|WDNX|WEEDEN & CO.L.P.|10494
ROIC|RETAIL OPP INVTS CP|WEDB|WEDBUSH SECURITIES INC.|677
ROIC|RETAIL OPP INVTS CP|WEED|Weeden & Co.L.P.|13250
ROIC|RETAIL OPP INVTS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1939
ROIC|RETAIL OPP INVTS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51495
ROIC|RETAIL OPP INVTS CP|WGIF|CIBC World Markets Inc.|100
ROIC|RETAIL OPP INVTS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|75
ROIC|RETAIL OPP INVTS CP|WSAG|WALL STREET ACCESS|500
ROIC|RETAIL OPP INVTS CP|WSEA|WOLVERINE SECURITIES, LLC|1843
ROIC|RETAIL OPP INVTS CP|XIST|INSTINET, LLC|67416
ROIC|RETAIL OPP INVTS CP|XPQR|Jump Trading|200
ROIC|RETAIL OPP INVTS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14114
ROIC|RETAIL OPP INVTS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|53
ROIC|RETAIL OPP INVTS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3984
ROK|ROCKWELL AUTOMAT INC|ABLE|NATIXIS Securities Americas LLC|5983
ROK|ROCKWELL AUTOMAT INC|ALTX|Alternet Securities Inc.|6444
ROK|ROCKWELL AUTOMAT INC|ANOS|ABEL/NOSER, L.L.C.|5739
ROK|ROCKWELL AUTOMAT INC|APCC|Apex Clearing Corporation|114
ROK|ROCKWELL AUTOMAT INC|BANK|Primevest Financial Services, Inc.|25
ROK|ROCKWELL AUTOMAT INC|BARD|Robert W. Baird & Co. Incorporated|1013
ROK|ROCKWELL AUTOMAT INC|BATM|CBOE TRADING, INC.|9476
ROK|ROCKWELL AUTOMAT INC|BAYC|BAY CREST PARTNERS, LLC|1
ROK|ROCKWELL AUTOMAT INC|BAYT|BTIG, LLC|500
ROK|ROCKWELL AUTOMAT INC|BBNT|BB&T SECURITIES, LLC|43
ROK|ROCKWELL AUTOMAT INC|BERN|Sanford C. Bernstein & Co., LLC|136421
ROK|ROCKWELL AUTOMAT INC|BIDS|BIDS TRADING L.P.|7000
ROK|ROCKWELL AUTOMAT INC|BIMI|Banca IMI Securities Corp.|1040
ROK|ROCKWELL AUTOMAT INC|BKCM|BNY Mellon Capital Markets LLC|36
ROK|ROCKWELL AUTOMAT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36659
ROK|ROCKWELL AUTOMAT INC|BLKX|INSTINET, LLC|11855
ROK|ROCKWELL AUTOMAT INC|BNPX|BNP PARIBAS SECURITIES CORP.|48920
ROK|ROCKWELL AUTOMAT INC|BTIG|BTIG, LLC|505529
ROK|ROCKWELL AUTOMAT INC|BYXM|CBOE TRADING, INC.|1951
ROK|ROCKWELL AUTOMAT INC|BZYD|GOLDMAN SACHS & CO. LLC|100
ROK|ROCKWELL AUTOMAT INC|CABR|Cabrera Capital Markets, Inc.|19
ROK|ROCKWELL AUTOMAT INC|CANT|Cantor Fitzgerald & Co.|51
ROK|ROCKWELL AUTOMAT INC|CHAS|Charles Schwab & Co., Inc.|3506
ROK|ROCKWELL AUTOMAT INC|CIBP|CIBC World Markets Corp.|9123
ROK|ROCKWELL AUTOMAT INC|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
ROK|ROCKWELL AUTOMAT INC|CIST|Capital Institutional Services, Inc.|1053
ROK|ROCKWELL AUTOMAT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|271616
ROK|ROCKWELL AUTOMAT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|121
ROK|ROCKWELL AUTOMAT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1605
ROK|ROCKWELL AUTOMAT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|528218
ROK|ROCKWELL AUTOMAT INC|CTDL|Citadel Derivatives Group Llc|4493
ROK|ROCKWELL AUTOMAT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|18374
ROK|ROCKWELL AUTOMAT INC|DADA|D.A. Davidson & Co.|689
ROK|ROCKWELL AUTOMAT INC|DAVA|Davenport & Company LLC|54
ROK|ROCKWELL AUTOMAT INC|DBAB|Deutsche Bank Securities Inc.|415624
ROK|ROCKWELL AUTOMAT INC|DBAX|Deutsche Bank Securities Inc.|303300
ROK|ROCKWELL AUTOMAT INC|DBUL|Deutsche Bank Securities Inc.|3284
ROK|ROCKWELL AUTOMAT INC|DCHF|Dart Executions, LLC|1721
ROK|ROCKWELL AUTOMAT INC|DEAN|MORGAN STANLEY|7119
ROK|ROCKWELL AUTOMAT INC|DEGS|RONIN PROFESSIONAL LLC|500
ROK|ROCKWELL AUTOMAT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|457
ROK|ROCKWELL AUTOMAT INC|EBXL|EBX LLC|224400
ROK|ROCKWELL AUTOMAT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|21856
ROK|ROCKWELL AUTOMAT INC|EDJO|Edward D. Jones & Co., L.P.|18674
ROK|ROCKWELL AUTOMAT INC|EGAM|CBOE TRADING, INC.|12908
ROK|ROCKWELL AUTOMAT INC|EGAW|CBOE TRADING, INC.|131
ROK|ROCKWELL AUTOMAT INC|EGMT|EG MARKET TECHNOLOGIES LLC|1705
ROK|ROCKWELL AUTOMAT INC|EGXM|CBOE TRADING, INC.|8687
ROK|ROCKWELL AUTOMAT INC|EGXW|CBOE TRADING, INC.|300
ROK|ROCKWELL AUTOMAT INC|ETBE|Electronic Transaction Clearing, Inc.|48953
ROK|ROCKWELL AUTOMAT INC|ETCC|Electronic Transaction Clearing, Inc.|360
ROK|ROCKWELL AUTOMAT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|63030
ROK|ROCKWELL AUTOMAT INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|488
ROK|ROCKWELL AUTOMAT INC|ETRS|E*Trade Securities LLC|9352
ROK|ROCKWELL AUTOMAT INC|FBSB|U.S. Bancorp Investments, Inc.|124
ROK|ROCKWELL AUTOMAT INC|FILL|Tradestation Securities, Inc.|1327
ROK|ROCKWELL AUTOMAT INC|FINX|FINTECH SECURITIES|2285
ROK|ROCKWELL AUTOMAT INC|FMAF|NBCN Inc./ CDS|322
ROK|ROCKWELL AUTOMAT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2673
ROK|ROCKWELL AUTOMAT INC|FQLS|Quantlab Securities LP|429384
ROK|ROCKWELL AUTOMAT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124553
ROK|ROCKWELL AUTOMAT INC|FTBR|Foliofn Investments, Inc.|636
ROK|ROCKWELL AUTOMAT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8157
ROK|ROCKWELL AUTOMAT INC|GLIS|TD Securities Inc|15
ROK|ROCKWELL AUTOMAT INC|GLPX|ACS EXECUTION SERVICES, LLC|43893
ROK|ROCKWELL AUTOMAT INC|GSCO|GOLDMAN SACHS & CO. LLC|772017
ROK|ROCKWELL AUTOMAT INC|GSCS|GOLDMAN SACHS & CO. LLC|10495
ROK|ROCKWELL AUTOMAT INC|GSLT|GOLDMAN SACHS & CO. LLC|11354
ROK|ROCKWELL AUTOMAT INC|GTSZ|GTS SECURITIES LLC|253579
ROK|ROCKWELL AUTOMAT INC|HPPX|POTAMUS TRADING, LLC|256
ROK|ROCKWELL AUTOMAT INC|HRBF|American Enterprise Investment Services Inc.|3001
ROK|ROCKWELL AUTOMAT INC|HSBC|HSBC Securities, Inc.|3856
ROK|ROCKWELL AUTOMAT INC|IATS|INTERACTIVE BROKERS LLC|6141
ROK|ROCKWELL AUTOMAT INC|IBKR|Interactive Brokers Llc|5345
ROK|ROCKWELL AUTOMAT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1561
ROK|ROCKWELL AUTOMAT INC|ICBX|INSTINET, LLC|53504
ROK|ROCKWELL AUTOMAT INC|IEQY|CITADEL SECURITIES LLC|171066
ROK|ROCKWELL AUTOMAT INC|INCA|INSTINET, LLC|360033
ROK|ROCKWELL AUTOMAT INC|INJX|INSTINET, LLC|20481
ROK|ROCKWELL AUTOMAT INC|ITGI|ITG Inc.|54382
ROK|ROCKWELL AUTOMAT INC|ITGP|ITG INC.|76600
ROK|ROCKWELL AUTOMAT INC|JANY|Janney Montgomery Scott Inc.|2479
ROK|ROCKWELL AUTOMAT INC|JEFF|JEFFERIES LLC|321364
ROK|ROCKWELL AUTOMAT INC|JMPT|JUMP TRADING, LLC|60395
ROK|ROCKWELL AUTOMAT INC|JPBX|J.P. MORGAN SECURITIES LLC|30195
ROK|ROCKWELL AUTOMAT INC|JPMX|J.P. Morgan Securities LLC|542731
ROK|ROCKWELL AUTOMAT INC|JSJX|JANE STREET CAPITAL LLC|11225
ROK|ROCKWELL AUTOMAT INC|KCGM|VIRTU Americas LLC|40398
ROK|ROCKWELL AUTOMAT INC|KEYB|KEYBANC CAPITAL MARKETS INC.|57668
ROK|ROCKWELL AUTOMAT INC|LEHM|Barclays Capital Inc./Le|891263
ROK|ROCKWELL AUTOMAT INC|LIME|Lime Brokerage LLC|27420
ROK|ROCKWELL AUTOMAT INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|38700
ROK|ROCKWELL AUTOMAT INC|LOOP|Loop Capital Markets LLC|1728
ROK|ROCKWELL AUTOMAT INC|LQNA|LIQUIDNET, INC.|76200
ROK|ROCKWELL AUTOMAT INC|LSCI|Lek Securities Corporation|9245
ROK|ROCKWELL AUTOMAT INC|LVMR|LIVERMORE TRADING GROUP, INC.|3220
ROK|ROCKWELL AUTOMAT INC|MACC|Mid Atlantic Capital Corporation|141
ROK|ROCKWELL AUTOMAT INC|MACQ|Macquarie Capital (USA) Inc.|645
ROK|ROCKWELL AUTOMAT INC|MAXM|Maxim Group LLC|674
ROK|ROCKWELL AUTOMAT INC|MCMF|Raymond James Ltd. Cds|63
ROK|ROCKWELL AUTOMAT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105881
ROK|ROCKWELL AUTOMAT INC|MNDX|TJM Investments, LLC|12239
ROK|ROCKWELL AUTOMAT INC|MOTF|MOTIF INVESTING, INC.|18
ROK|ROCKWELL AUTOMAT INC|MSCO|MORGAN STANLEY & CO. LLC|1935959
ROK|ROCKWELL AUTOMAT INC|MSPL|MORGAN STANLEY & CO. LLC|313600
ROK|ROCKWELL AUTOMAT INC|MSTX|MORGAN STANLEY & CO. LLC|120600
ROK|ROCKWELL AUTOMAT INC|MULL|MARK J. MULLER EQUITIES, INC.|4430
ROK|ROCKWELL AUTOMAT INC|NEUB|NEUBERGER BERMAN BD LLC|190
ROK|ROCKWELL AUTOMAT INC|NFSC|National Financial Services LLC|90145
ROK|ROCKWELL AUTOMAT INC|NITE|VIRTU Americas LLC|431468
ROK|ROCKWELL AUTOMAT INC|NITP|VIRTU Americas LLC|100
ROK|ROCKWELL AUTOMAT INC|NQRB|Brut, LLC|6258
ROK|ROCKWELL AUTOMAT INC|NTBF|BMO Nesbitt Burns Inc./CDS|362
ROK|ROCKWELL AUTOMAT INC|NTRC|Northern Trust Securities, Inc.|1186
ROK|ROCKWELL AUTOMAT INC|OPCO|Oppenheimer & Co. Inc.|1133
ROK|ROCKWELL AUTOMAT INC|PASL|Pershing Advisor Solutions LLC|148
ROK|ROCKWELL AUTOMAT INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ROK|ROCKWELL AUTOMAT INC|PDQM|CODA MARKETS, INC.|83459
ROK|ROCKWELL AUTOMAT INC|PHLY|NASDAQ Execution Services, LLC|400
ROK|ROCKWELL AUTOMAT INC|PICT|Pictet Overseas Inc.|20
ROK|ROCKWELL AUTOMAT INC|PIPR|Piper Jaffray & Co.|5522
ROK|ROCKWELL AUTOMAT INC|PWJC|UBS Financial Services, Inc.|16873
ROK|ROCKWELL AUTOMAT INC|QMSR|QUATTRO M SECURITIES INC.|735
ROK|ROCKWELL AUTOMAT INC|RBCM|RBC CAPITAL MARKETS, LLC|1927
ROK|ROCKWELL AUTOMAT INC|RHCO|Suntrust Robinson Humphrey, Inc.|1000
ROK|ROCKWELL AUTOMAT INC|SAGL|SAGETRADER, LLC|40475
ROK|ROCKWELL AUTOMAT INC|SAGW|SAGETRADER, LLC|110
ROK|ROCKWELL AUTOMAT INC|SALI|INTL FCSTONE FINANCIAL INC.|15
ROK|ROCKWELL AUTOMAT INC|SBSH|Citigroup Global Markets Inc.|261190
ROK|ROCKWELL AUTOMAT INC|SEIC|SEI Investments Distribution Co.|300
ROK|ROCKWELL AUTOMAT INC|SGMT|GOLDMAN SACHS & CO. LLC|174999
ROK|ROCKWELL AUTOMAT INC|SHMR|ABN Amro Clearing LLC|80
ROK|ROCKWELL AUTOMAT INC|SJLS|TRADE INFORMATICS LLC|100
ROK|ROCKWELL AUTOMAT INC|SOGO|Wang Investment Associates, Inc.|4
ROK|ROCKWELL AUTOMAT INC|SPDR|SPEEDROUTE LLC|4626
ROK|ROCKWELL AUTOMAT INC|SPHN|Stephens Inc.|2
ROK|ROCKWELL AUTOMAT INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ROK|ROCKWELL AUTOMAT INC|STFL|Stifel, Nicolaus & Company, Incorporated|5436
ROK|ROCKWELL AUTOMAT INC|STKP|STOCKPILE INVESTMENTS, INC.|14
ROK|ROCKWELL AUTOMAT INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4869
ROK|ROCKWELL AUTOMAT INC|SWIM|TD Ameritrade, Inc.|9290
ROK|ROCKWELL AUTOMAT INC|SWST|Hilltop Securities Inc.|388
ROK|ROCKWELL AUTOMAT INC|TAGC|TELSEY ADVISORY GROUP LLC|121
ROK|ROCKWELL AUTOMAT INC|TKNG|ALLY INVEST SECURITIES LLC|89
ROK|ROCKWELL AUTOMAT INC|TRBT|Tradebot Systems, Inc.|308296
ROK|ROCKWELL AUTOMAT INC|TRCM|TRC MARKETS LLC|63535
ROK|ROCKWELL AUTOMAT INC|UBSA|UBS SECURITIES LLC|825339
ROK|ROCKWELL AUTOMAT INC|UBSS|UBS Securities LLC|1773827
ROK|ROCKWELL AUTOMAT INC|VALX|VIRTU AMERICAS LLC|26093
ROK|ROCKWELL AUTOMAT INC|VGRD|Vanguard Marketing Corporation|5869
ROK|ROCKWELL AUTOMAT INC|WBLR|WILLIAM BLAIR|165
ROK|ROCKWELL AUTOMAT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2589
ROK|ROCKWELL AUTOMAT INC|WCHV|WELLS FARGO SECURITIES, LLC|114109
ROK|ROCKWELL AUTOMAT INC|WDNX|WEEDEN & CO.L.P.|2422
ROK|ROCKWELL AUTOMAT INC|WEDB|WEDBUSH SECURITIES INC.|5382
ROK|ROCKWELL AUTOMAT INC|WEED|Weeden & Co.L.P.|34757
ROK|ROCKWELL AUTOMAT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12639
ROK|ROCKWELL AUTOMAT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9339
ROK|ROCKWELL AUTOMAT INC|WGIF|CIBC World Markets Inc.|359
ROK|ROCKWELL AUTOMAT INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|521
ROK|ROCKWELL AUTOMAT INC|WSEA|WOLVERINE SECURITIES, LLC|5187
ROK|ROCKWELL AUTOMAT INC|XIST|INSTINET, LLC|32404
ROK|ROCKWELL AUTOMAT INC|XPQR|Jump Trading|2200
ROK|ROCKWELL AUTOMAT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|29902
ROK|ROCKWELL AUTOMAT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|8531
ROK|ROCKWELL AUTOMAT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7446
ROKU|ROKU, INC. A CMN|ACPL|American Capital Partners, LLC|22100
ROKU|ROKU, INC. A CMN|ADAM|CANACCORD GENUITY INC.|19100
ROKU|ROKU, INC. A CMN|AGIS|Aegis Capital Corp.|30089
ROKU|ROKU, INC. A CMN|ALLN|Allen & Company LLC|1000
ROKU|ROKU, INC. A CMN|ALTX|Alternet Securities Inc.|86190
ROKU|ROKU, INC. A CMN|ANDG|Andrew Garrett Inc.|700
ROKU|ROKU, INC. A CMN|ANOS|ABEL/NOSER, L.L.C.|1500
ROKU|ROKU, INC. A CMN|APCC|Apex Clearing Corporation|462308
ROKU|ROKU, INC. A CMN|AURC|Aurora Capital LLC|50
ROKU|ROKU, INC. A CMN|BANK|Primevest Financial Services, Inc.|2343
ROKU|ROKU, INC. A CMN|BARD|Robert W. Baird & Co. Incorporated|14091
ROKU|ROKU, INC. A CMN|BATM|CBOE TRADING, INC.|13009
ROKU|ROKU, INC. A CMN|BAYC|BAY CREST PARTNERS, LLC|1607
ROKU|ROKU, INC. A CMN|BAYT|BTIG, LLC|5876
ROKU|ROKU, INC. A CMN|BBNT|BB&T SECURITIES, LLC|5860
ROKU|ROKU, INC. A CMN|BERN|Sanford C. Bernstein & Co., LLC|157359
ROKU|ROKU, INC. A CMN|BGCE|BGC Financial Inc.|65111
ROKU|ROKU, INC. A CMN|BIDS|BIDS TRADING L.P.|100
ROKU|ROKU, INC. A CMN|BIMI|Banca IMI Securities Corp.|1364
ROKU|ROKU, INC. A CMN|BKCM|BNY Mellon Capital Markets LLC|560
ROKU|ROKU, INC. A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|212496
ROKU|ROKU, INC. A CMN|BLKX|INSTINET, LLC|210000
ROKU|ROKU, INC. A CMN|BMOC|BMO Capital Markets Corp.|28269
ROKU|ROKU, INC. A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|14163
ROKU|ROKU, INC. A CMN|BRGE|Newbridge Securities Corp.|10722
ROKU|ROKU, INC. A CMN|BTIG|BTIG, LLC|18124
ROKU|ROKU, INC. A CMN|BYXM|CBOE TRADING, INC.|8824
ROKU|ROKU, INC. A CMN|CANT|Cantor Fitzgerald & Co.|1000
ROKU|ROKU, INC. A CMN|CHAS|Charles Schwab & Co., Inc.|140680
ROKU|ROKU, INC. A CMN|CICF|Canaccord Genuity Corp.|575
ROKU|ROKU, INC. A CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1200
ROKU|ROKU, INC. A CMN|CIST|Capital Institutional Services, Inc.|10753
ROKU|ROKU, INC. A CMN|CLSA|CLSA AMERICAS, LLC|3901
ROKU|ROKU, INC. A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300619
ROKU|ROKU, INC. A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12711
ROKU|ROKU, INC. A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|88712
ROKU|ROKU, INC. A CMN|CRFN|ROBINHOOD FINANCIAL, LLC|1
ROKU|ROKU, INC. A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1229117
ROKU|ROKU, INC. A CMN|CSMS|CORNERSTONE MACRO LLC|40000
ROKU|ROKU, INC. A CMN|CTDL|Citadel Derivatives Group Llc|39742
ROKU|ROKU, INC. A CMN|CTLR|CUTLER GROUP, LP|218313
ROKU|ROKU, INC. A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|145052
ROKU|ROKU, INC. A CMN|DADA|D.A. Davidson & Co.|1650
ROKU|ROKU, INC. A CMN|DAVA|Davenport & Company LLC|4619
ROKU|ROKU, INC. A CMN|DAWA|Daiwa Capital Markets America Inc.|6204
ROKU|ROKU, INC. A CMN|DBAB|Deutsche Bank Securities Inc.|1385994
ROKU|ROKU, INC. A CMN|DBAX|Deutsche Bank Securities Inc.|524300
ROKU|ROKU, INC. A CMN|DBUL|Deutsche Bank Securities Inc.|3145
ROKU|ROKU, INC. A CMN|DCHF|Dart Executions, LLC|456905
ROKU|ROKU, INC. A CMN|DEAN|MORGAN STANLEY|63992
ROKU|ROKU, INC. A CMN|DEGS|RONIN PROFESSIONAL LLC|144428
ROKU|ROKU, INC. A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38354
ROKU|ROKU, INC. A CMN|DRWK|DRW SECURITIES, L.L.C.|76487
ROKU|ROKU, INC. A CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1529
ROKU|ROKU, INC. A CMN|EBXL|EBX LLC|503900
ROKU|ROKU, INC. A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|124899
ROKU|ROKU, INC. A CMN|EDJC|Edward Jones / CDS|992
ROKU|ROKU, INC. A CMN|EDJO|Edward D. Jones & Co., L.P.|22048
ROKU|ROKU, INC. A CMN|EGAM|CBOE TRADING, INC.|82727
ROKU|ROKU, INC. A CMN|EGAW|CBOE TRADING, INC.|1120
ROKU|ROKU, INC. A CMN|EGMT|EG MARKET TECHNOLOGIES LLC|2170
ROKU|ROKU, INC. A CMN|EGXM|CBOE TRADING, INC.|110429
ROKU|ROKU, INC. A CMN|EGXW|CBOE TRADING, INC.|2492
ROKU|ROKU, INC. A CMN|EROP|Eroom Securities L.L.C.|2500
ROKU|ROKU, INC. A CMN|ETBE|Electronic Transaction Clearing, Inc.|253398
ROKU|ROKU, INC. A CMN|ETCB|ETC BROKERAGE SERVICES, LLC|3010
ROKU|ROKU, INC. A CMN|ETCC|Electronic Transaction Clearing, Inc.|100
ROKU|ROKU, INC. A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|259775
ROKU|ROKU, INC. A CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
ROKU|ROKU, INC. A CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4900
ROKU|ROKU, INC. A CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2860
ROKU|ROKU, INC. A CMN|ETRS|E*Trade Securities LLC|12739620
ROKU|ROKU, INC. A CMN|EVRS|E1 ASSET MANAGEMENT, INC.|10464
ROKU|ROKU, INC. A CMN|FBCO|Credit Suisse Securities (USA) LLC|1698042
ROKU|ROKU, INC. A CMN|FBSB|U.S. Bancorp Investments, Inc.|4639
ROKU|ROKU, INC. A CMN|FFSI|Firstrade Securities Inc.|100
ROKU|ROKU, INC. A CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|450
ROKU|ROKU, INC. A CMN|FILL|Tradestation Securities, Inc.|342780
ROKU|ROKU, INC. A CMN|FINX|FINTECH SECURITIES|306
ROKU|ROKU, INC. A CMN|FMAF|NBCN Inc./ CDS|56472
ROKU|ROKU, INC. A CMN|FOMA|TD AMERITRADE CLEARING, INC.|26634809
ROKU|ROKU, INC. A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|78749
ROKU|ROKU, INC. A CMN|FQLS|Quantlab Securities LP|3048189
ROKU|ROKU, INC. A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|337000
ROKU|ROKU, INC. A CMN|FTBR|Foliofn Investments, Inc.|4242
ROKU|ROKU, INC. A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|89595
ROKU|ROKU, INC. A CMN|GLIS|TD Securities Inc|8736
ROKU|ROKU, INC. A CMN|GLPX|ACS EXECUTION SERVICES, LLC|302262
ROKU|ROKU, INC. A CMN|GSCO|GOLDMAN SACHS & CO. LLC|3744778
ROKU|ROKU, INC. A CMN|GSCS|GOLDMAN SACHS & CO. LLC|345649
ROKU|ROKU, INC. A CMN|GSLT|GOLDMAN SACHS & CO. LLC|155220
ROKU|ROKU, INC. A CMN|GTSZ|GTS SECURITIES LLC|1141667
ROKU|ROKU, INC. A CMN|HAPX|HAP Trading, LLC|4670
ROKU|ROKU, INC. A CMN|HRBF|American Enterprise Investment Services Inc.|131559
ROKU|ROKU, INC. A CMN|HSBC|HSBC Securities, Inc.|6045
ROKU|ROKU, INC. A CMN|IATS|INTERACTIVE BROKERS LLC|502273
ROKU|ROKU, INC. A CMN|IBKR|Interactive Brokers Llc|4560111
ROKU|ROKU, INC. A CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
ROKU|ROKU, INC. A CMN|ICBX|INSTINET, LLC|252045
ROKU|ROKU, INC. A CMN|IEQY|CITADEL SECURITIES LLC|24079
ROKU|ROKU, INC. A CMN|IMPC|Imperial Capital, LLC|1200
ROKU|ROKU, INC. A CMN|INCA|INSTINET, LLC|2111292
ROKU|ROKU, INC. A CMN|INJX|INSTINET, LLC|190203
ROKU|ROKU, INC. A CMN|ITGI|ITG Inc.|246700
ROKU|ROKU, INC. A CMN|ITGP|ITG INC.|260400
ROKU|ROKU, INC. A CMN|JANY|Janney Montgomery Scott Inc.|19636
ROKU|ROKU, INC. A CMN|JEFF|JEFFERIES LLC|215252
ROKU|ROKU, INC. A CMN|JMPT|JUMP TRADING, LLC|386493
ROKU|ROKU, INC. A CMN|JONE|JonesTrading|12900
ROKU|ROKU, INC. A CMN|JPBX|J.P. MORGAN SECURITIES LLC|119926
ROKU|ROKU, INC. A CMN|JPMX|J.P. Morgan Securities LLC|1150792
ROKU|ROKU, INC. A CMN|JSCL|JOSEPH STONE CAPITAL L.L.C.|6991
ROKU|ROKU, INC. A CMN|JSJX|JANE STREET CAPITAL LLC|15404
ROKU|ROKU, INC. A CMN|JUTA|JUMP TRADING, LLC|39079
ROKU|ROKU, INC. A CMN|KCGM|VIRTU Americas LLC|306676
ROKU|ROKU, INC. A CMN|KCRD|PHX FINANCIAL, INC.|1138
ROKU|ROKU, INC. A CMN|KEYB|KEYBANC CAPITAL MARKETS INC.|199917
ROKU|ROKU, INC. A CMN|LEER|LEERINK PARTNERS LLC|1230
ROKU|ROKU, INC. A CMN|LEHM|Barclays Capital Inc./Le|4265054
ROKU|ROKU, INC. A CMN|LIME|Lime Brokerage LLC|782728
ROKU|ROKU, INC. A CMN|LIWD|LIME BROKERAGE LLC|250
ROKU|ROKU, INC. A CMN|LIWE|LIME BROKERAGE LLC|5303
ROKU|ROKU, INC. A CMN|LMGP|LIME BROKERAGE LLC|30720
ROKU|ROKU, INC. A CMN|LOOP|Loop Capital Markets LLC|6468
ROKU|ROKU, INC. A CMN|LQNA|LIQUIDNET, INC.|36900
ROKU|ROKU, INC. A CMN|LSCI|Lek Securities Corporation|260278
ROKU|ROKU, INC. A CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|13500
ROKU|ROKU, INC. A CMN|LVMR|LIVERMORE TRADING GROUP, INC.|3400
ROKU|ROKU, INC. A CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3541
ROKU|ROKU, INC. A CMN|MACC|Mid Atlantic Capital Corporation|7067
ROKU|ROKU, INC. A CMN|MACQ|Macquarie Capital (USA) Inc.|4031
ROKU|ROKU, INC. A CMN|MAXM|Maxim Group LLC|413838
ROKU|ROKU, INC. A CMN|MBTS|ALLY INVEST SECURITIES LLC|10858
ROKU|ROKU, INC. A CMN|MCMF|Raymond James Ltd. Cds|3575
ROKU|ROKU, INC. A CMN|MICA|Spartan Securities Group, Ltd.|1400
ROKU|ROKU, INC. A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|615002
ROKU|ROKU, INC. A CMN|MOTF|MOTIF INVESTING, INC.|106
ROKU|ROKU, INC. A CMN|MPSG|E D & F Man Capital Markets Inc.|10836
ROKU|ROKU, INC. A CMN|MRBA|IBN FINANCIAL SERVICES, INC.|1490
ROKU|ROKU, INC. A CMN|MSCO|MORGAN STANLEY & CO. LLC|11792097
ROKU|ROKU, INC. A CMN|MSPL|MORGAN STANLEY & CO. LLC|810700
ROKU|ROKU, INC. A CMN|MSTX|MORGAN STANLEY & CO. LLC|966400
ROKU|ROKU, INC. A CMN|NATL|National Securities Corporation|85768
ROKU|ROKU, INC. A CMN|NBCS|NBC Securities, INC.|200
ROKU|ROKU, INC. A CMN|NEED|Needham & Company, LLC|9897
ROKU|ROKU, INC. A CMN|NFSC|National Financial Services LLC|11110755
ROKU|ROKU, INC. A CMN|NITE|VIRTU Americas LLC|21652284
ROKU|ROKU, INC. A CMN|NITP|VIRTU Americas LLC|20480
ROKU|ROKU, INC. A CMN|NQRB|Brut, LLC|151689
ROKU|ROKU, INC. A CMN|NTFN|Network 1 Financial Securities Inc.|3818
ROKU|ROKU, INC. A CMN|NTRC|Northern Trust Securities, Inc.|3532
ROKU|ROKU, INC. A CMN|OHOS|TWO SIGMA SECURITIES, LLC|122139
ROKU|ROKU, INC. A CMN|OPCO|Oppenheimer & Co. Inc.|46319
ROKU|ROKU, INC. A CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11498
ROKU|ROKU, INC. A CMN|PCPT|PHILLIP CAPITAL INC.|186811
ROKU|ROKU, INC. A CMN|PDQM|CODA MARKETS, INC.|264082
ROKU|ROKU, INC. A CMN|PHLY|NASDAQ Execution Services, LLC|258200
ROKU|ROKU, INC. A CMN|POIN|PRECISION SECURITIES, LLC (POIN)|6300
ROKU|ROKU, INC. A CMN|PREC|PRECISION SECURITIES, LLC|4099
ROKU|ROKU, INC. A CMN|PWJC|UBS Financial Services, Inc.|108575
ROKU|ROKU, INC. A CMN|QMSR|QUATTRO M SECURITIES INC.|10434
ROKU|ROKU, INC. A CMN|RAJA|Raymond James & Associates, Inc.|122431
ROKU|ROKU, INC. A CMN|RBCM|RBC CAPITAL MARKETS, LLC|245366
ROKU|ROKU, INC. A CMN|RGLD|Regal Securities, Inc|19167
ROKU|ROKU, INC. A CMN|RHCO|Suntrust Robinson Humphrey, Inc.|28494
ROKU|ROKU, INC. A CMN|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|6400
ROKU|ROKU, INC. A CMN|SAGL|SAGETRADER, LLC|17638
ROKU|ROKU, INC. A CMN|SALI|INTL FCSTONE FINANCIAL INC.|96107
ROKU|ROKU, INC. A CMN|SBSH|Citigroup Global Markets Inc.|1829393
ROKU|ROKU, INC. A CMN|SEIC|SEI Investments Distribution Co.|29692
ROKU|ROKU, INC. A CMN|SGMT|GOLDMAN SACHS & CO. LLC|663790
ROKU|ROKU, INC. A CMN|SOGO|Wang Investment Associates, Inc.|90
ROKU|ROKU, INC. A CMN|SPDR|SPEEDROUTE LLC|78032
ROKU|ROKU, INC. A CMN|SPHN|Stephens Inc.|2080
ROKU|ROKU, INC. A CMN|SPTD|MINT GLOBAL MARKETS, INC.|2200
ROKU|ROKU, INC. A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|50655
ROKU|ROKU, INC. A CMN|STKP|STOCKPILE INVESTMENTS, INC.|1822
ROKU|ROKU, INC. A CMN|STXG|Stockcross Financial Services, Inc.|1415
ROKU|ROKU, INC. A CMN|SWIM|TD Ameritrade, Inc.|8099272
ROKU|ROKU, INC. A CMN|SWST|Hilltop Securities Inc.|42312
ROKU|ROKU, INC. A CMN|TKNG|ALLY INVEST SECURITIES LLC|173911
ROKU|ROKU, INC. A CMN|TRBT|Tradebot Systems, Inc.|2289792
ROKU|ROKU, INC. A CMN|TRCM|TRC MARKETS LLC|215083
ROKU|ROKU, INC. A CMN|TWTT|TASTYWORKS, INC.|8787
ROKU|ROKU, INC. A CMN|UBSA|UBS SECURITIES LLC|1989629
ROKU|ROKU, INC. A CMN|UBSS|UBS Securities LLC|5486877
ROKU|ROKU, INC. A CMN|VALX|VIRTU AMERICAS LLC|48757
ROKU|ROKU, INC. A CMN|VERT|The Vertical Trading Group, LLC|32390
ROKU|ROKU, INC. A CMN|VGRD|Vanguard Marketing Corporation|508504
ROKU|ROKU, INC. A CMN|VSIN|Vision Financial Markets Llc|1432
ROKU|ROKU, INC. A CMN|WABR|Wall Street Access|28114
ROKU|ROKU, INC. A CMN|WBLR|WILLIAM BLAIR|11140
ROKU|ROKU, INC. A CMN|WCHV|WELLS FARGO SECURITIES, LLC|1616499
ROKU|ROKU, INC. A CMN|WDNX|WEEDEN & CO.L.P.|974
ROKU|ROKU, INC. A CMN|WEDB|WEDBUSH SECURITIES INC.|332099
ROKU|ROKU, INC. A CMN|WEED|Weeden & Co.L.P.|5000
ROKU|ROKU, INC. A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|304148
ROKU|ROKU, INC. A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|561253
ROKU|ROKU, INC. A CMN|WGIF|CIBC World Markets Inc.|106547
ROKU|ROKU, INC. A CMN|WMLL|Watermill Institutional Trading LLC|2000
ROKU|ROKU, INC. A CMN|WORD|Worden Capital Management LLC|4450
ROKU|ROKU, INC. A CMN|WSAG|WALL STREET ACCESS|5938
ROKU|ROKU, INC. A CMN|WSEA|WOLVERINE SECURITIES, LLC|487245
ROKU|ROKU, INC. A CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
ROKU|ROKU, INC. A CMN|XIST|INSTINET, LLC|24200
ROKU|ROKU, INC. A CMN|XPQR|Jump Trading|2471
ROKU|ROKU, INC. A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1625004
ROKU|ROKU, INC. A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|13273
ROKU|ROKU, INC. A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|72092
ROL|ROLLINS INC|ALTX|Alternet Securities Inc.|3830
ROL|ROLLINS INC|ANOS|ABEL/NOSER, L.L.C.|68
ROL|ROLLINS INC|APCC|Apex Clearing Corporation|309
ROL|ROLLINS INC|BANK|Primevest Financial Services, Inc.|115
ROL|ROLLINS INC|BARD|Robert W. Baird & Co. Incorporated|1296
ROL|ROLLINS INC|BATM|CBOE TRADING, INC.|3711
ROL|ROLLINS INC|BAYC|BAY CREST PARTNERS, LLC|2603
ROL|ROLLINS INC|BBNT|BB&T SECURITIES, LLC|21
ROL|ROLLINS INC|BERN|Sanford C. Bernstein & Co., LLC|2794
ROL|ROLLINS INC|BIMI|Banca IMI Securities Corp.|200
ROL|ROLLINS INC|BKCM|BNY Mellon Capital Markets LLC|18018
ROL|ROLLINS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10676
ROL|ROLLINS INC|BLKX|INSTINET, LLC|7300
ROL|ROLLINS INC|BMOC|BMO Capital Markets Corp.|591
ROL|ROLLINS INC|BNPX|BNP PARIBAS SECURITIES CORP.|6698
ROL|ROLLINS INC|BRVL|BLAYLOCK VAN, LLC|100
ROL|ROLLINS INC|BTIG|BTIG, LLC|773
ROL|ROLLINS INC|BYXM|CBOE TRADING, INC.|519
ROL|ROLLINS INC|BZYD|GOLDMAN SACHS & CO. LLC|435
ROL|ROLLINS INC|CABR|Cabrera Capital Markets, Inc.|25
ROL|ROLLINS INC|CANT|Cantor Fitzgerald & Co.|39
ROL|ROLLINS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|11200
ROL|ROLLINS INC|CHAS|Charles Schwab & Co., Inc.|2673
ROL|ROLLINS INC|CLSA|CLSA AMERICAS, LLC|8797
ROL|ROLLINS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6178
ROL|ROLLINS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
ROL|ROLLINS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1626
ROL|ROLLINS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140896
ROL|ROLLINS INC|CTDL|Citadel Derivatives Group Llc|4217
ROL|ROLLINS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|12944
ROL|ROLLINS INC|DADA|D.A. Davidson & Co.|2
ROL|ROLLINS INC|DBAB|Deutsche Bank Securities Inc.|339584
ROL|ROLLINS INC|DBAX|Deutsche Bank Securities Inc.|129700
ROL|ROLLINS INC|DBUL|Deutsche Bank Securities Inc.|1166
ROL|ROLLINS INC|DEAN|MORGAN STANLEY|3175
ROL|ROLLINS INC|DEGS|RONIN PROFESSIONAL LLC|209
ROL|ROLLINS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
ROL|ROLLINS INC|EBXL|EBX LLC|45300
ROL|ROLLINS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9071
ROL|ROLLINS INC|EDJO|Edward D. Jones & Co., L.P.|3074
ROL|ROLLINS INC|EGAM|CBOE TRADING, INC.|8479
ROL|ROLLINS INC|EGAW|CBOE TRADING, INC.|124
ROL|ROLLINS INC|EGMT|EG MARKET TECHNOLOGIES LLC|103
ROL|ROLLINS INC|EGXM|CBOE TRADING, INC.|1112
ROL|ROLLINS INC|EGXW|CBOE TRADING, INC.|101
ROL|ROLLINS INC|ETBE|Electronic Transaction Clearing, Inc.|2353
ROL|ROLLINS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13360
ROL|ROLLINS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|386
ROL|ROLLINS INC|ETRS|E*Trade Securities LLC|9839
ROL|ROLLINS INC|FBSB|U.S. Bancorp Investments, Inc.|120
ROL|ROLLINS INC|FILL|Tradestation Securities, Inc.|960
ROL|ROLLINS INC|FINX|FINTECH SECURITIES|500
ROL|ROLLINS INC|FMAF|NBCN Inc./ CDS|3096
ROL|ROLLINS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1522
ROL|ROLLINS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60739
ROL|ROLLINS INC|FTBR|Foliofn Investments, Inc.|2121
ROL|ROLLINS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|234
ROL|ROLLINS INC|GLPX|ACS EXECUTION SERVICES, LLC|8794
ROL|ROLLINS INC|GSCO|GOLDMAN SACHS & CO. LLC|224404
ROL|ROLLINS INC|GSLT|GOLDMAN SACHS & CO. LLC|3124
ROL|ROLLINS INC|GTSZ|GTS SECURITIES LLC|78049
ROL|ROLLINS INC|HPPX|POTAMUS TRADING, LLC|454
ROL|ROLLINS INC|HRBF|American Enterprise Investment Services Inc.|4267
ROL|ROLLINS INC|HSBC|HSBC Securities, Inc.|100
ROL|ROLLINS INC|IATS|INTERACTIVE BROKERS LLC|7629
ROL|ROLLINS INC|IBKR|Interactive Brokers Llc|13028
ROL|ROLLINS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1845
ROL|ROLLINS INC|ICBX|INSTINET, LLC|9100
ROL|ROLLINS INC|IEQY|CITADEL SECURITIES LLC|25698
ROL|ROLLINS INC|INCA|INSTINET, LLC|148152
ROL|ROLLINS INC|INJX|INSTINET, LLC|5559
ROL|ROLLINS INC|ITGI|ITG Inc.|35369
ROL|ROLLINS INC|ITGP|ITG INC.|36200
ROL|ROLLINS INC|JANY|Janney Montgomery Scott Inc.|162
ROL|ROLLINS INC|JEFF|JEFFERIES LLC|8437
ROL|ROLLINS INC|JMPT|JUMP TRADING, LLC|18868
ROL|ROLLINS INC|JONE|JonesTrading|3396
ROL|ROLLINS INC|JPBX|J.P. MORGAN SECURITIES LLC|35657
ROL|ROLLINS INC|JPMX|J.P. Morgan Securities LLC|163893
ROL|ROLLINS INC|JSJX|JANE STREET CAPITAL LLC|2888
ROL|ROLLINS INC|KCGM|VIRTU Americas LLC|11891
ROL|ROLLINS INC|LEHM|Barclays Capital Inc./Le|292105
ROL|ROLLINS INC|LIME|Lime Brokerage LLC|14542
ROL|ROLLINS INC|LOOP|Loop Capital Markets LLC|593
ROL|ROLLINS INC|LQNA|LIQUIDNET, INC.|6300
ROL|ROLLINS INC|LSCI|Lek Securities Corporation|3
ROL|ROLLINS INC|MACQ|Macquarie Capital (USA) Inc.|6919
ROL|ROLLINS INC|MCMF|Raymond James Ltd. Cds|820
ROL|ROLLINS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19184
ROL|ROLLINS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ROL|ROLLINS INC|MOTF|MOTIF INVESTING, INC.|7
ROL|ROLLINS INC|MSCO|MORGAN STANLEY & CO. LLC|923391
ROL|ROLLINS INC|MSPL|MORGAN STANLEY & CO. LLC|129500
ROL|ROLLINS INC|MSTX|MORGAN STANLEY & CO. LLC|52000
ROL|ROLLINS INC|MTON|MILLINGTON SECURITIES, INC.|45841
ROL|ROLLINS INC|NFSC|National Financial Services LLC|84792
ROL|ROLLINS INC|NITE|VIRTU Americas LLC|119528
ROL|ROLLINS INC|NITP|VIRTU Americas LLC|23
ROL|ROLLINS INC|NQRB|Brut, LLC|1001
ROL|ROLLINS INC|NTRC|Northern Trust Securities, Inc.|41
ROL|ROLLINS INC|OPCO|Oppenheimer & Co. Inc.|2940
ROL|ROLLINS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|89
ROL|ROLLINS INC|PDQM|CODA MARKETS, INC.|18312
ROL|ROLLINS INC|PHLY|NASDAQ Execution Services, LLC|200
ROL|ROLLINS INC|PWJC|UBS Financial Services, Inc.|521
ROL|ROLLINS INC|RBCM|RBC CAPITAL MARKETS, LLC|2527
ROL|ROLLINS INC|SAGL|SAGETRADER, LLC|1983
ROL|ROLLINS INC|SALI|INTL FCSTONE FINANCIAL INC.|17
ROL|ROLLINS INC|SBSH|Citigroup Global Markets Inc.|61806
ROL|ROLLINS INC|SGMT|GOLDMAN SACHS & CO. LLC|36094
ROL|ROLLINS INC|SPDR|SPEEDROUTE LLC|5300
ROL|ROLLINS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2252
ROL|ROLLINS INC|STKP|STOCKPILE INVESTMENTS, INC.|6
ROL|ROLLINS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4014
ROL|ROLLINS INC|SWIM|TD Ameritrade, Inc.|2041
ROL|ROLLINS INC|SWST|Hilltop Securities Inc.|289
ROL|ROLLINS INC|TKNG|ALLY INVEST SECURITIES LLC|176
ROL|ROLLINS INC|TRBT|Tradebot Systems, Inc.|106605
ROL|ROLLINS INC|TRCM|TRC MARKETS LLC|26570
ROL|ROLLINS INC|UBSA|UBS SECURITIES LLC|237506
ROL|ROLLINS INC|UBSS|UBS Securities LLC|519676
ROL|ROLLINS INC|VALX|VIRTU AMERICAS LLC|7081
ROL|ROLLINS INC|VGRD|Vanguard Marketing Corporation|2536
ROL|ROLLINS INC|VNDM|Wall Street Access|1430
ROL|ROLLINS INC|WABR|Wall Street Access|47871
ROL|ROLLINS INC|WBLR|WILLIAM BLAIR|5101
ROL|ROLLINS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|745
ROL|ROLLINS INC|WCHV|WELLS FARGO SECURITIES, LLC|28809
ROL|ROLLINS INC|WEDB|WEDBUSH SECURITIES INC.|2122
ROL|ROLLINS INC|WEED|Weeden & Co.L.P.|528
ROL|ROLLINS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2013
ROL|ROLLINS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5271
ROL|ROLLINS INC|WGIF|CIBC World Markets Inc.|8319
ROL|ROLLINS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|106
ROL|ROLLINS INC|WSEA|WOLVERINE SECURITIES, LLC|2901
ROL|ROLLINS INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
ROL|ROLLINS INC|XIST|INSTINET, LLC|34000
ROL|ROLLINS INC|XPQR|Jump Trading|3701
ROL|ROLLINS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5908
ROL|ROLLINS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|402
ROL|ROLLINS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15764
ROLL|RBC BEARINGS INCORP|ALTX|Alternet Securities Inc.|2148
ROLL|RBC BEARINGS INCORP|ANOS|ABEL/NOSER, L.L.C.|30
ROLL|RBC BEARINGS INCORP|APCC|Apex Clearing Corporation|41
ROLL|RBC BEARINGS INCORP|BANK|Primevest Financial Services, Inc.|15
ROLL|RBC BEARINGS INCORP|BARD|Robert W. Baird & Co. Incorporated|302
ROLL|RBC BEARINGS INCORP|BATM|CBOE TRADING, INC.|2021
ROLL|RBC BEARINGS INCORP|BBNT|BB&T SECURITIES, LLC|457
ROLL|RBC BEARINGS INCORP|BERN|Sanford C. Bernstein & Co., LLC|10779
ROLL|RBC BEARINGS INCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34
ROLL|RBC BEARINGS INCORP|BMOC|BMO Capital Markets Corp.|4795
ROLL|RBC BEARINGS INCORP|BNPX|BNP PARIBAS SECURITIES CORP.|3818
ROLL|RBC BEARINGS INCORP|BYXM|CBOE TRADING, INC.|539
ROLL|RBC BEARINGS INCORP|BZYD|GOLDMAN SACHS & CO. LLC|503
ROLL|RBC BEARINGS INCORP|CHAS|Charles Schwab & Co., Inc.|621
ROLL|RBC BEARINGS INCORP|CHLM|Craig-Hallum Capital Group LLC|1250
ROLL|RBC BEARINGS INCORP|CIST|Capital Institutional Services, Inc.|2008
ROLL|RBC BEARINGS INCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13837
ROLL|RBC BEARINGS INCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13306
ROLL|RBC BEARINGS INCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8457
ROLL|RBC BEARINGS INCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39657
ROLL|RBC BEARINGS INCORP|CTDL|Citadel Derivatives Group Llc|3933
ROLL|RBC BEARINGS INCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4964
ROLL|RBC BEARINGS INCORP|DADA|D.A. Davidson & Co.|248
ROLL|RBC BEARINGS INCORP|DAVA|Davenport & Company LLC|1016
ROLL|RBC BEARINGS INCORP|DBAB|Deutsche Bank Securities Inc.|82029
ROLL|RBC BEARINGS INCORP|DBAX|Deutsche Bank Securities Inc.|41500
ROLL|RBC BEARINGS INCORP|DBUL|Deutsche Bank Securities Inc.|800
ROLL|RBC BEARINGS INCORP|DEAN|MORGAN STANLEY|18600
ROLL|RBC BEARINGS INCORP|DEGS|RONIN PROFESSIONAL LLC|1576
ROLL|RBC BEARINGS INCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3590
ROLL|RBC BEARINGS INCORP|EBXL|EBX LLC|17600
ROLL|RBC BEARINGS INCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2985
ROLL|RBC BEARINGS INCORP|EDJO|Edward D. Jones & Co., L.P.|3304
ROLL|RBC BEARINGS INCORP|EGAM|CBOE TRADING, INC.|1284
ROLL|RBC BEARINGS INCORP|EGAW|CBOE TRADING, INC.|100
ROLL|RBC BEARINGS INCORP|EGMT|EG MARKET TECHNOLOGIES LLC|110
ROLL|RBC BEARINGS INCORP|EGXM|CBOE TRADING, INC.|110
ROLL|RBC BEARINGS INCORP|ETBE|Electronic Transaction Clearing, Inc.|744
ROLL|RBC BEARINGS INCORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|221
ROLL|RBC BEARINGS INCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4708
ROLL|RBC BEARINGS INCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9081
ROLL|RBC BEARINGS INCORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|414
ROLL|RBC BEARINGS INCORP|ETRS|E*Trade Securities LLC|571
ROLL|RBC BEARINGS INCORP|FBCO|Credit Suisse Securities (USA) LLC|85356
ROLL|RBC BEARINGS INCORP|FILL|Tradestation Securities, Inc.|7
ROLL|RBC BEARINGS INCORP|FINX|FINTECH SECURITIES|515
ROLL|RBC BEARINGS INCORP|FMAF|NBCN Inc./ CDS|80
ROLL|RBC BEARINGS INCORP|FOMA|TD AMERITRADE CLEARING, INC.|3689
ROLL|RBC BEARINGS INCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17574
ROLL|RBC BEARINGS INCORP|FTBR|Foliofn Investments, Inc.|251
ROLL|RBC BEARINGS INCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|7009
ROLL|RBC BEARINGS INCORP|GLPX|ACS EXECUTION SERVICES, LLC|10183
ROLL|RBC BEARINGS INCORP|GSCO|GOLDMAN SACHS & CO. LLC|116372
ROLL|RBC BEARINGS INCORP|GSCS|GOLDMAN SACHS & CO. LLC|2642
ROLL|RBC BEARINGS INCORP|GSLT|GOLDMAN SACHS & CO. LLC|5
ROLL|RBC BEARINGS INCORP|GTSZ|GTS SECURITIES LLC|51208
ROLL|RBC BEARINGS INCORP|HAPX|HAP Trading, LLC|337
ROLL|RBC BEARINGS INCORP|HPPX|POTAMUS TRADING, LLC|219
ROLL|RBC BEARINGS INCORP|HRBF|American Enterprise Investment Services Inc.|484
ROLL|RBC BEARINGS INCORP|HSBC|HSBC Securities, Inc.|10020
ROLL|RBC BEARINGS INCORP|IATS|INTERACTIVE BROKERS LLC|180
ROLL|RBC BEARINGS INCORP|IBKR|Interactive Brokers Llc|3474
ROLL|RBC BEARINGS INCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|206
ROLL|RBC BEARINGS INCORP|ICBX|INSTINET, LLC|3500
ROLL|RBC BEARINGS INCORP|IEQY|CITADEL SECURITIES LLC|18192
ROLL|RBC BEARINGS INCORP|INCA|INSTINET, LLC|56758
ROLL|RBC BEARINGS INCORP|INJX|INSTINET, LLC|3847
ROLL|RBC BEARINGS INCORP|ITGI|ITG Inc.|3944
ROLL|RBC BEARINGS INCORP|ITGP|ITG INC.|13400
ROLL|RBC BEARINGS INCORP|JANY|Janney Montgomery Scott Inc.|1174
ROLL|RBC BEARINGS INCORP|JEFF|JEFFERIES LLC|22212
ROLL|RBC BEARINGS INCORP|JMPT|JUMP TRADING, LLC|536
ROLL|RBC BEARINGS INCORP|JPBX|J.P. MORGAN SECURITIES LLC|998
ROLL|RBC BEARINGS INCORP|JPMX|J.P. Morgan Securities LLC|54719
ROLL|RBC BEARINGS INCORP|JSJX|JANE STREET CAPITAL LLC|3494
ROLL|RBC BEARINGS INCORP|KCGM|VIRTU Americas LLC|4094
ROLL|RBC BEARINGS INCORP|LEHM|Barclays Capital Inc./Le|94733
ROLL|RBC BEARINGS INCORP|LIME|Lime Brokerage LLC|36923
ROLL|RBC BEARINGS INCORP|LQNA|LIQUIDNET, INC.|14700
ROLL|RBC BEARINGS INCORP|MAXM|Maxim Group LLC|2341
ROLL|RBC BEARINGS INCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12148
ROLL|RBC BEARINGS INCORP|MSCO|MORGAN STANLEY & CO. LLC|322839
ROLL|RBC BEARINGS INCORP|MSPL|MORGAN STANLEY & CO. LLC|33900
ROLL|RBC BEARINGS INCORP|MSTX|MORGAN STANLEY & CO. LLC|400
ROLL|RBC BEARINGS INCORP|NFSC|National Financial Services LLC|11777
ROLL|RBC BEARINGS INCORP|NITE|VIRTU Americas LLC|84931
ROLL|RBC BEARINGS INCORP|NITP|VIRTU Americas LLC|210
ROLL|RBC BEARINGS INCORP|NQRB|Brut, LLC|850
ROLL|RBC BEARINGS INCORP|NTRC|Northern Trust Securities, Inc.|257
ROLL|RBC BEARINGS INCORP|OPCO|Oppenheimer & Co. Inc.|1309
ROLL|RBC BEARINGS INCORP|PDQM|CODA MARKETS, INC.|23408
ROLL|RBC BEARINGS INCORP|PWJC|UBS Financial Services, Inc.|129
ROLL|RBC BEARINGS INCORP|RAJA|Raymond James & Associates, Inc.|3182
ROLL|RBC BEARINGS INCORP|RBCM|RBC CAPITAL MARKETS, LLC|582
ROLL|RBC BEARINGS INCORP|SAGC|SAGETRADER, LLC|300
ROLL|RBC BEARINGS INCORP|SBSH|Citigroup Global Markets Inc.|49084
ROLL|RBC BEARINGS INCORP|SEIC|SEI Investments Distribution Co.|200
ROLL|RBC BEARINGS INCORP|SGMT|GOLDMAN SACHS & CO. LLC|5027
ROLL|RBC BEARINGS INCORP|SPDR|SPEEDROUTE LLC|5483
ROLL|RBC BEARINGS INCORP|STFL|Stifel, Nicolaus & Company, Incorporated|5052
ROLL|RBC BEARINGS INCORP|SWIM|TD Ameritrade, Inc.|4173
ROLL|RBC BEARINGS INCORP|TONC|CUTTONE & CO., LLC|1021
ROLL|RBC BEARINGS INCORP|TRBT|Tradebot Systems, Inc.|18445
ROLL|RBC BEARINGS INCORP|TRCM|TRC MARKETS LLC|23143
ROLL|RBC BEARINGS INCORP|UBSA|UBS SECURITIES LLC|58625
ROLL|RBC BEARINGS INCORP|UBSS|UBS Securities LLC|177887
ROLL|RBC BEARINGS INCORP|VALX|VIRTU AMERICAS LLC|2815
ROLL|RBC BEARINGS INCORP|VERT|The Vertical Trading Group, LLC|2118
ROLL|RBC BEARINGS INCORP|VGRD|Vanguard Marketing Corporation|102
ROLL|RBC BEARINGS INCORP|WBLR|WILLIAM BLAIR|17494
ROLL|RBC BEARINGS INCORP|WCHV|WELLS FARGO SECURITIES, LLC|25101
ROLL|RBC BEARINGS INCORP|WEDB|WEDBUSH SECURITIES INC.|19
ROLL|RBC BEARINGS INCORP|WEED|Weeden & Co.L.P.|900
ROLL|RBC BEARINGS INCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|517
ROLL|RBC BEARINGS INCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|888
ROLL|RBC BEARINGS INCORP|WGIF|CIBC World Markets Inc.|481
ROLL|RBC BEARINGS INCORP|WSEA|WOLVERINE SECURITIES, LLC|553
ROLL|RBC BEARINGS INCORP|XIST|INSTINET, LLC|25320
ROLL|RBC BEARINGS INCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
ROLL|RBC BEARINGS INCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2739
ROLL|RBC BEARINGS INCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|855
ROM|PRO ULTRA TECHNOLGY|APCC|Apex Clearing Corporation|137
ROM|PRO ULTRA TECHNOLGY|BATM|CBOE TRADING, INC.|155
ROM|PRO ULTRA TECHNOLGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|168
ROM|PRO ULTRA TECHNOLGY|CANT|Cantor Fitzgerald & Co.|21452
ROM|PRO ULTRA TECHNOLGY|CHAS|Charles Schwab & Co., Inc.|21770
ROM|PRO ULTRA TECHNOLGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|523
ROM|PRO ULTRA TECHNOLGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3483
ROM|PRO ULTRA TECHNOLGY|DBAB|Deutsche Bank Securities Inc.|40
ROM|PRO ULTRA TECHNOLGY|DBAX|Deutsche Bank Securities Inc.|1400
ROM|PRO ULTRA TECHNOLGY|DEGS|RONIN PROFESSIONAL LLC|1000
ROM|PRO ULTRA TECHNOLGY|EBXL|EBX LLC|1800
ROM|PRO ULTRA TECHNOLGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|331
ROM|PRO ULTRA TECHNOLGY|EDJO|Edward D. Jones & Co., L.P.|48
ROM|PRO ULTRA TECHNOLGY|EGXM|CBOE TRADING, INC.|152
ROM|PRO ULTRA TECHNOLGY|ETBE|Electronic Transaction Clearing, Inc.|400
ROM|PRO ULTRA TECHNOLGY|ETCB|ETC BROKERAGE SERVICES, LLC|8
ROM|PRO ULTRA TECHNOLGY|ETRS|E*Trade Securities LLC|19642
ROM|PRO ULTRA TECHNOLGY|FBSB|U.S. Bancorp Investments, Inc.|200
ROM|PRO ULTRA TECHNOLGY|FILL|Tradestation Securities, Inc.|669
ROM|PRO ULTRA TECHNOLGY|FMAF|NBCN Inc./ CDS|390
ROM|PRO ULTRA TECHNOLGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
ROM|PRO ULTRA TECHNOLGY|FTBR|Foliofn Investments, Inc.|390
ROM|PRO ULTRA TECHNOLGY|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ROM|PRO ULTRA TECHNOLGY|GSLT|GOLDMAN SACHS & CO. LLC|40
ROM|PRO ULTRA TECHNOLGY|GTSZ|GTS SECURITIES LLC|988
ROM|PRO ULTRA TECHNOLGY|HRBF|American Enterprise Investment Services Inc.|1251
ROM|PRO ULTRA TECHNOLGY|IATS|INTERACTIVE BROKERS LLC|126
ROM|PRO ULTRA TECHNOLGY|IBKR|Interactive Brokers Llc|1386
ROM|PRO ULTRA TECHNOLGY|ICBX|INSTINET, LLC|2342
ROM|PRO ULTRA TECHNOLGY|INCA|INSTINET, LLC|1083
ROM|PRO ULTRA TECHNOLGY|ITGI|ITG Inc.|142
ROM|PRO ULTRA TECHNOLGY|JPMX|J.P. Morgan Securities LLC|1800
ROM|PRO ULTRA TECHNOLGY|JSEB|JANE STREET EXECUTION SERVICES, LLC|19400
ROM|PRO ULTRA TECHNOLGY|JSJX|JANE STREET CAPITAL LLC|77371
ROM|PRO ULTRA TECHNOLGY|KCGM|VIRTU Americas LLC|2300
ROM|PRO ULTRA TECHNOLGY|LEHM|Barclays Capital Inc./Le|3065
ROM|PRO ULTRA TECHNOLGY|LIME|Lime Brokerage LLC|11116
ROM|PRO ULTRA TECHNOLGY|LSCI|Lek Securities Corporation|10
ROM|PRO ULTRA TECHNOLGY|MACC|Mid Atlantic Capital Corporation|31
ROM|PRO ULTRA TECHNOLGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
ROM|PRO ULTRA TECHNOLGY|MOTF|MOTIF INVESTING, INC.|6
ROM|PRO ULTRA TECHNOLGY|MSCO|MORGAN STANLEY & CO. LLC|14147
ROM|PRO ULTRA TECHNOLGY|MSPL|MORGAN STANLEY & CO. LLC|200
ROM|PRO ULTRA TECHNOLGY|NFSC|National Financial Services LLC|154060
ROM|PRO ULTRA TECHNOLGY|NITE|VIRTU Americas LLC|131927
ROM|PRO ULTRA TECHNOLGY|NITP|VIRTU Americas LLC|400
ROM|PRO ULTRA TECHNOLGY|NQRB|Brut, LLC|4000
ROM|PRO ULTRA TECHNOLGY|OPCO|Oppenheimer & Co. Inc.|74
ROM|PRO ULTRA TECHNOLGY|PHLY|NASDAQ Execution Services, LLC|200
ROM|PRO ULTRA TECHNOLGY|RBCM|RBC CAPITAL MARKETS, LLC|200
ROM|PRO ULTRA TECHNOLGY|RGLD|Regal Securities, Inc|50
ROM|PRO ULTRA TECHNOLGY|SBSH|Citigroup Global Markets Inc.|252
ROM|PRO ULTRA TECHNOLGY|SGMT|GOLDMAN SACHS & CO. LLC|2552
ROM|PRO ULTRA TECHNOLGY|STFL|Stifel, Nicolaus & Company, Incorporated|36
ROM|PRO ULTRA TECHNOLGY|SWIM|TD Ameritrade, Inc.|3947
ROM|PRO ULTRA TECHNOLGY|SWST|Hilltop Securities Inc.|850
ROM|PRO ULTRA TECHNOLGY|TKNG|ALLY INVEST SECURITIES LLC|80
ROM|PRO ULTRA TECHNOLGY|TRCM|TRC MARKETS LLC|1220
ROM|PRO ULTRA TECHNOLGY|UBSA|UBS SECURITIES LLC|3781
ROM|PRO ULTRA TECHNOLGY|UBSS|UBS Securities LLC|18893
ROM|PRO ULTRA TECHNOLGY|VALX|VIRTU AMERICAS LLC|204
ROM|PRO ULTRA TECHNOLGY|VGRD|Vanguard Marketing Corporation|10129
ROM|PRO ULTRA TECHNOLGY|WCHV|WELLS FARGO SECURITIES, LLC|1529
ROM|PRO ULTRA TECHNOLGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|434
ROM|PRO ULTRA TECHNOLGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3271
ROM|PRO ULTRA TECHNOLGY|WGIF|CIBC World Markets Inc.|96
ROM|PRO ULTRA TECHNOLGY|WSEA|WOLVERINE SECURITIES, LLC|985
ROM|PRO ULTRA TECHNOLGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3216
ROOF|IQ US REAL ESTATE SC|APCC|Apex Clearing Corporation|42
ROOF|IQ US REAL ESTATE SC|BANK|Primevest Financial Services, Inc.|3
ROOF|IQ US REAL ESTATE SC|BARD|Robert W. Baird & Co. Incorporated|600
ROOF|IQ US REAL ESTATE SC|BATM|CBOE TRADING, INC.|500
ROOF|IQ US REAL ESTATE SC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1128
ROOF|IQ US REAL ESTATE SC|CANT|Cantor Fitzgerald & Co.|20359
ROOF|IQ US REAL ESTATE SC|CHAS|Charles Schwab & Co., Inc.|3
ROOF|IQ US REAL ESTATE SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4041
ROOF|IQ US REAL ESTATE SC|DBAX|Deutsche Bank Securities Inc.|2600
ROOF|IQ US REAL ESTATE SC|DEAN|MORGAN STANLEY|1261
ROOF|IQ US REAL ESTATE SC|EBXL|EBX LLC|2800
ROOF|IQ US REAL ESTATE SC|EDJO|Edward D. Jones & Co., L.P.|235
ROOF|IQ US REAL ESTATE SC|ETRS|E*Trade Securities LLC|3910
ROOF|IQ US REAL ESTATE SC|FBSB|U.S. Bancorp Investments, Inc.|186
ROOF|IQ US REAL ESTATE SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|767
ROOF|IQ US REAL ESTATE SC|FTBR|Foliofn Investments, Inc.|1363
ROOF|IQ US REAL ESTATE SC|IBKR|Interactive Brokers Llc|174
ROOF|IQ US REAL ESTATE SC|ICBX|INSTINET, LLC|1866
ROOF|IQ US REAL ESTATE SC|JPMX|J.P. Morgan Securities LLC|3324
ROOF|IQ US REAL ESTATE SC|JSJX|JANE STREET CAPITAL LLC|3935
ROOF|IQ US REAL ESTATE SC|KCGM|VIRTU Americas LLC|2767
ROOF|IQ US REAL ESTATE SC|LEHM|Barclays Capital Inc./Le|3680
ROOF|IQ US REAL ESTATE SC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1845
ROOF|IQ US REAL ESTATE SC|LIME|Lime Brokerage LLC|2538
ROOF|IQ US REAL ESTATE SC|MACC|Mid Atlantic Capital Corporation|9
ROOF|IQ US REAL ESTATE SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1148
ROOF|IQ US REAL ESTATE SC|MOTF|MOTIF INVESTING, INC.|1
ROOF|IQ US REAL ESTATE SC|MSCO|MORGAN STANLEY & CO. LLC|15553
ROOF|IQ US REAL ESTATE SC|MSPL|MORGAN STANLEY & CO. LLC|1600
ROOF|IQ US REAL ESTATE SC|NFSC|National Financial Services LLC|8629
ROOF|IQ US REAL ESTATE SC|NITE|VIRTU Americas LLC|15123
ROOF|IQ US REAL ESTATE SC|SGMT|GOLDMAN SACHS & CO. LLC|1058
ROOF|IQ US REAL ESTATE SC|SHMR|ABN Amro Clearing LLC|1
ROOF|IQ US REAL ESTATE SC|STFL|Stifel, Nicolaus & Company, Incorporated|85
ROOF|IQ US REAL ESTATE SC|TRCM|TRC MARKETS LLC|3
ROOF|IQ US REAL ESTATE SC|UBSA|UBS SECURITIES LLC|2806
ROOF|IQ US REAL ESTATE SC|UBSS|UBS Securities LLC|12098
ROOF|IQ US REAL ESTATE SC|VGRD|Vanguard Marketing Corporation|1648
ROOF|IQ US REAL ESTATE SC|WCHV|WELLS FARGO SECURITIES, LLC|58201
ROOF|IQ US REAL ESTATE SC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
ROOF|IQ US REAL ESTATE SC|WSEA|WOLVERINE SECURITIES, LLC|634
ROOF|IQ US REAL ESTATE SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7124
ROP|ROPER TECHNOLOGIES|ABLE|NATIXIS Securities Americas LLC|15160
ROP|ROPER TECHNOLOGIES|ALTX|Alternet Securities Inc.|2212
ROP|ROPER TECHNOLOGIES|ANOS|ABEL/NOSER, L.L.C.|110
ROP|ROPER TECHNOLOGIES|APCC|Apex Clearing Corporation|50
ROP|ROPER TECHNOLOGIES|BANK|Primevest Financial Services, Inc.|174
ROP|ROPER TECHNOLOGIES|BARD|Robert W. Baird & Co. Incorporated|958
ROP|ROPER TECHNOLOGIES|BATM|CBOE TRADING, INC.|7443
ROP|ROPER TECHNOLOGIES|BAYC|BAY CREST PARTNERS, LLC|6
ROP|ROPER TECHNOLOGIES|BBNT|BB&T SECURITIES, LLC|48
ROP|ROPER TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|25720
ROP|ROPER TECHNOLOGIES|BIDS|BIDS TRADING L.P.|6700
ROP|ROPER TECHNOLOGIES|BIMI|Banca IMI Securities Corp.|20
ROP|ROPER TECHNOLOGIES|BKCM|BNY Mellon Capital Markets LLC|483
ROP|ROPER TECHNOLOGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4847
ROP|ROPER TECHNOLOGIES|BLKX|INSTINET, LLC|15000
ROP|ROPER TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|76178
ROP|ROPER TECHNOLOGIES|BTIG|BTIG, LLC|6142
ROP|ROPER TECHNOLOGIES|BYXM|CBOE TRADING, INC.|94
ROP|ROPER TECHNOLOGIES|BZYD|GOLDMAN SACHS & CO. LLC|200
ROP|ROPER TECHNOLOGIES|CANT|Cantor Fitzgerald & Co.|199
ROP|ROPER TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|2484
ROP|ROPER TECHNOLOGIES|CIBP|CIBC World Markets Corp.|8053
ROP|ROPER TECHNOLOGIES|CIST|Capital Institutional Services, Inc.|1029
ROP|ROPER TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35075
ROP|ROPER TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|347
ROP|ROPER TECHNOLOGIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
ROP|ROPER TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|163109
ROP|ROPER TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|2718
ROP|ROPER TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|9284
ROP|ROPER TECHNOLOGIES|DADA|D.A. Davidson & Co.|30
ROP|ROPER TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|57302
ROP|ROPER TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|71700
ROP|ROPER TECHNOLOGIES|DCHF|Dart Executions, LLC|899
ROP|ROPER TECHNOLOGIES|DEAN|MORGAN STANLEY|2639
ROP|ROPER TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|212
ROP|ROPER TECHNOLOGIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8096
ROP|ROPER TECHNOLOGIES|EBXL|EBX LLC|67300
ROP|ROPER TECHNOLOGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|3340
ROP|ROPER TECHNOLOGIES|EDJC|Edward Jones / CDS|24
ROP|ROPER TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|7531
ROP|ROPER TECHNOLOGIES|EGAM|CBOE TRADING, INC.|4355
ROP|ROPER TECHNOLOGIES|EGAW|CBOE TRADING, INC.|239
ROP|ROPER TECHNOLOGIES|EGMT|EG MARKET TECHNOLOGIES LLC|900
ROP|ROPER TECHNOLOGIES|EGXM|CBOE TRADING, INC.|170
ROP|ROPER TECHNOLOGIES|EGXW|CBOE TRADING, INC.|20
ROP|ROPER TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|100
ROP|ROPER TECHNOLOGIES|ETCC|Electronic Transaction Clearing, Inc.|179
ROP|ROPER TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32885
ROP|ROPER TECHNOLOGIES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|101
ROP|ROPER TECHNOLOGIES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|237
ROP|ROPER TECHNOLOGIES|ETRS|E*Trade Securities LLC|3640
ROP|ROPER TECHNOLOGIES|FIDT|Fidelity Clearing Canada ULC./ CDS|2
ROP|ROPER TECHNOLOGIES|FILL|Tradestation Securities, Inc.|250
ROP|ROPER TECHNOLOGIES|FINX|FINTECH SECURITIES|1028
ROP|ROPER TECHNOLOGIES|FMAF|NBCN Inc./ CDS|1192
ROP|ROPER TECHNOLOGIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3343
ROP|ROPER TECHNOLOGIES|FQLS|Quantlab Securities LP|100997
ROP|ROPER TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45792
ROP|ROPER TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|1232
ROP|ROPER TECHNOLOGIES|GLIS|TD Securities Inc|19
ROP|ROPER TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|20178
ROP|ROPER TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|459234
ROP|ROPER TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|2150
ROP|ROPER TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|1702
ROP|ROPER TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|115617
ROP|ROPER TECHNOLOGIES|HPPX|POTAMUS TRADING, LLC|109
ROP|ROPER TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|439
ROP|ROPER TECHNOLOGIES|HSBC|HSBC Securities, Inc.|13465
ROP|ROPER TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|1491
ROP|ROPER TECHNOLOGIES|IBKR|Interactive Brokers Llc|3150
ROP|ROPER TECHNOLOGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|703
ROP|ROPER TECHNOLOGIES|ICBX|INSTINET, LLC|26205
ROP|ROPER TECHNOLOGIES|IEQY|CITADEL SECURITIES LLC|42581
ROP|ROPER TECHNOLOGIES|INCA|INSTINET, LLC|127462
ROP|ROPER TECHNOLOGIES|INJX|INSTINET, LLC|541
ROP|ROPER TECHNOLOGIES|ITGI|ITG Inc.|14777
ROP|ROPER TECHNOLOGIES|ITGP|ITG INC.|22400
ROP|ROPER TECHNOLOGIES|JANY|Janney Montgomery Scott Inc.|315
ROP|ROPER TECHNOLOGIES|JEFF|JEFFERIES LLC|66798
ROP|ROPER TECHNOLOGIES|JMPT|JUMP TRADING, LLC|21675
ROP|ROPER TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|16187
ROP|ROPER TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|220876
ROP|ROPER TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|3833
ROP|ROPER TECHNOLOGIES|KCGM|VIRTU Americas LLC|11651
ROP|ROPER TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|286363
ROP|ROPER TECHNOLOGIES|LIME|Lime Brokerage LLC|30946
ROP|ROPER TECHNOLOGIES|LOOP|Loop Capital Markets LLC|350
ROP|ROPER TECHNOLOGIES|LQNA|LIQUIDNET, INC.|11300
ROP|ROPER TECHNOLOGIES|LSCI|Lek Securities Corporation|1310
ROP|ROPER TECHNOLOGIES|MACC|Mid Atlantic Capital Corporation|899
ROP|ROPER TECHNOLOGIES|MAXM|Maxim Group LLC|4
ROP|ROPER TECHNOLOGIES|MCMF|Raymond James Ltd. Cds|382
ROP|ROPER TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38366
ROP|ROPER TECHNOLOGIES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ROP|ROPER TECHNOLOGIES|MOTF|MOTIF INVESTING, INC.|12
ROP|ROPER TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|410684
ROP|ROPER TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|70500
ROP|ROPER TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|10100
ROP|ROPER TECHNOLOGIES|MTON|MILLINGTON SECURITIES, INC.|18036
ROP|ROPER TECHNOLOGIES|NEUB|NEUBERGER BERMAN BD LLC|150
ROP|ROPER TECHNOLOGIES|NFSC|National Financial Services LLC|29064
ROP|ROPER TECHNOLOGIES|NITE|VIRTU Americas LLC|105008
ROP|ROPER TECHNOLOGIES|NITP|VIRTU Americas LLC|212
ROP|ROPER TECHNOLOGIES|NQRB|Brut, LLC|1660
ROP|ROPER TECHNOLOGIES|NTBF|BMO Nesbitt Burns Inc./CDS|157
ROP|ROPER TECHNOLOGIES|NTRC|Northern Trust Securities, Inc.|2602
ROP|ROPER TECHNOLOGIES|OHOS|TWO SIGMA SECURITIES, LLC|10405
ROP|ROPER TECHNOLOGIES|OPCO|Oppenheimer & Co. Inc.|1674
ROP|ROPER TECHNOLOGIES|PDQM|CODA MARKETS, INC.|107122
ROP|ROPER TECHNOLOGIES|PWJC|UBS Financial Services, Inc.|593
ROP|ROPER TECHNOLOGIES|QMSR|QUATTRO M SECURITIES INC.|133
ROP|ROPER TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|2273
ROP|ROPER TECHNOLOGIES|RHCO|Suntrust Robinson Humphrey, Inc.|405
ROP|ROPER TECHNOLOGIES|SAGL|SAGETRADER, LLC|4160
ROP|ROPER TECHNOLOGIES|SALI|INTL FCSTONE FINANCIAL INC.|24
ROP|ROPER TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|21847
ROP|ROPER TECHNOLOGIES|SDLR|Sandler, O'Neill & Partners, L.P.|1000
ROP|ROPER TECHNOLOGIES|SEIC|SEI Investments Distribution Co.|400
ROP|ROPER TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|37233
ROP|ROPER TECHNOLOGIES|SHMR|ABN Amro Clearing LLC|29
ROP|ROPER TECHNOLOGIES|SPDR|SPEEDROUTE LLC|4515
ROP|ROPER TECHNOLOGIES|SSBS|STATE STREET GLOBAL MARKETS, LLC|73400
ROP|ROPER TECHNOLOGIES|STFL|Stifel, Nicolaus & Company, Incorporated|481
ROP|ROPER TECHNOLOGIES|STKP|STOCKPILE INVESTMENTS, INC.|6
ROP|ROPER TECHNOLOGIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2868
ROP|ROPER TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|3416
ROP|ROPER TECHNOLOGIES|SWST|Hilltop Securities Inc.|95
ROP|ROPER TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|281
ROP|ROPER TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|62806
ROP|ROPER TECHNOLOGIES|TRCM|TRC MARKETS LLC|13719
ROP|ROPER TECHNOLOGIES|UBSA|UBS SECURITIES LLC|231047
ROP|ROPER TECHNOLOGIES|UBSS|UBS Securities LLC|407147
ROP|ROPER TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|15858
ROP|ROPER TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|3134
ROP|ROPER TECHNOLOGIES|WABR|Wall Street Access|18236
ROP|ROPER TECHNOLOGIES|WBLR|WILLIAM BLAIR|100
ROP|ROPER TECHNOLOGIES|WBPX|SUMMIT SECURITIES GROUP, LLC|3438
ROP|ROPER TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|10095
ROP|ROPER TECHNOLOGIES|WDNX|WEEDEN & CO.L.P.|2014
ROP|ROPER TECHNOLOGIES|WEDB|WEDBUSH SECURITIES INC.|1009
ROP|ROPER TECHNOLOGIES|WEED|Weeden & Co.L.P.|994
ROP|ROPER TECHNOLOGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7229
ROP|ROPER TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|688
ROP|ROPER TECHNOLOGIES|WGIF|CIBC World Markets Inc.|200
ROP|ROPER TECHNOLOGIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|446
ROP|ROPER TECHNOLOGIES|WSAG|WALL STREET ACCESS|400
ROP|ROPER TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|335
ROP|ROPER TECHNOLOGIES|XIST|INSTINET, LLC|3276
ROP|ROPER TECHNOLOGIES|XPQR|Jump Trading|3100
ROP|ROPER TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|8774
ROP|ROPER TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|12130
ROP|ROPER TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|514
RORE|HARTFORD MF REIT ETF|CHAS|Charles Schwab & Co., Inc.|2
RORE|HARTFORD MF REIT ETF|EDJO|Edward D. Jones & Co., L.P.|1212
RORE|HARTFORD MF REIT ETF|ETRS|E*Trade Securities LLC|331
RORE|HARTFORD MF REIT ETF|NFSC|National Financial Services LLC|1459
RORE|HARTFORD MF REIT ETF|NITE|VIRTU Americas LLC|2830
RORE|HARTFORD MF REIT ETF|NITP|VIRTU Americas LLC|111
RORE|HARTFORD MF REIT ETF|RBCM|RBC CAPITAL MARKETS, LLC|1500
RORE|HARTFORD MF REIT ETF|SWIM|TD Ameritrade, Inc.|1
RORE|HARTFORD MF REIT ETF|WCHV|WELLS FARGO SECURITIES, LLC|3995
RORE|HARTFORD MF REIT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8390
ROSE|ROSEHILL RSRC CM A|BATM|CBOE TRADING, INC.|57
ROSE|ROSEHILL RSRC CM A|BAYC|BAY CREST PARTNERS, LLC|114
ROSE|ROSEHILL RSRC CM A|BMOC|BMO Capital Markets Corp.|5390
ROSE|ROSEHILL RSRC CM A|BNPX|BNP PARIBAS SECURITIES CORP.|194
ROSE|ROSEHILL RSRC CM A|CHAS|Charles Schwab & Co., Inc.|50
ROSE|ROSEHILL RSRC CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14623
ROSE|ROSEHILL RSRC CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6004
ROSE|ROSEHILL RSRC CM A|CTDL|Citadel Derivatives Group Llc|265
ROSE|ROSEHILL RSRC CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|1830
ROSE|ROSEHILL RSRC CM A|DBAB|Deutsche Bank Securities Inc.|23760
ROSE|ROSEHILL RSRC CM A|DBAX|Deutsche Bank Securities Inc.|4100
ROSE|ROSEHILL RSRC CM A|DEGS|RONIN PROFESSIONAL LLC|11328
ROSE|ROSEHILL RSRC CM A|EBXL|EBX LLC|3000
ROSE|ROSEHILL RSRC CM A|EGAM|CBOE TRADING, INC.|1347
ROSE|ROSEHILL RSRC CM A|ETRS|E*Trade Securities LLC|6579
ROSE|ROSEHILL RSRC CM A|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|18943
ROSE|ROSEHILL RSRC CM A|FBCO|Credit Suisse Securities (USA) LLC|30792
ROSE|ROSEHILL RSRC CM A|FILL|Tradestation Securities, Inc.|200
ROSE|ROSEHILL RSRC CM A|FOMA|TD AMERITRADE CLEARING, INC.|37258
ROSE|ROSEHILL RSRC CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2901
ROSE|ROSEHILL RSRC CM A|FTBR|Foliofn Investments, Inc.|29893
ROSE|ROSEHILL RSRC CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|1567
ROSE|ROSEHILL RSRC CM A|GLPX|ACS EXECUTION SERVICES, LLC|1179
ROSE|ROSEHILL RSRC CM A|GSCO|GOLDMAN SACHS & CO. LLC|75970
ROSE|ROSEHILL RSRC CM A|GSCS|GOLDMAN SACHS & CO. LLC|5810
ROSE|ROSEHILL RSRC CM A|GSLT|GOLDMAN SACHS & CO. LLC|595
ROSE|ROSEHILL RSRC CM A|GTSZ|GTS SECURITIES LLC|13080
ROSE|ROSEHILL RSRC CM A|IATS|INTERACTIVE BROKERS LLC|2070
ROSE|ROSEHILL RSRC CM A|IBKR|Interactive Brokers Llc|20360
ROSE|ROSEHILL RSRC CM A|ICBX|INSTINET, LLC|2700
ROSE|ROSEHILL RSRC CM A|IEQY|CITADEL SECURITIES LLC|909
ROSE|ROSEHILL RSRC CM A|INCA|INSTINET, LLC|37855
ROSE|ROSEHILL RSRC CM A|INJX|INSTINET, LLC|661
ROSE|ROSEHILL RSRC CM A|ITGI|ITG Inc.|1027
ROSE|ROSEHILL RSRC CM A|ITGP|ITG INC.|4000
ROSE|ROSEHILL RSRC CM A|JEFF|JEFFERIES LLC|9216
ROSE|ROSEHILL RSRC CM A|JPMX|J.P. Morgan Securities LLC|8054
ROSE|ROSEHILL RSRC CM A|KCGM|VIRTU Americas LLC|700
ROSE|ROSEHILL RSRC CM A|LEHM|Barclays Capital Inc./Le|19414
ROSE|ROSEHILL RSRC CM A|LIME|Lime Brokerage LLC|15389
ROSE|ROSEHILL RSRC CM A|MAXM|Maxim Group LLC|110
ROSE|ROSEHILL RSRC CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
ROSE|ROSEHILL RSRC CM A|MSCO|MORGAN STANLEY & CO. LLC|58430
ROSE|ROSEHILL RSRC CM A|MSPL|MORGAN STANLEY & CO. LLC|6700
ROSE|ROSEHILL RSRC CM A|MSTX|MORGAN STANLEY & CO. LLC|400
ROSE|ROSEHILL RSRC CM A|NFSC|National Financial Services LLC|17823
ROSE|ROSEHILL RSRC CM A|NITE|VIRTU Americas LLC|93217
ROSE|ROSEHILL RSRC CM A|NQRB|Brut, LLC|100
ROSE|ROSEHILL RSRC CM A|PDQM|CODA MARKETS, INC.|1679
ROSE|ROSEHILL RSRC CM A|SBSH|Citigroup Global Markets Inc.|8539
ROSE|ROSEHILL RSRC CM A|SGMT|GOLDMAN SACHS & CO. LLC|3544
ROSE|ROSEHILL RSRC CM A|STXG|Stockcross Financial Services, Inc.|3120
ROSE|ROSEHILL RSRC CM A|SWIM|TD Ameritrade, Inc.|300
ROSE|ROSEHILL RSRC CM A|TRBT|Tradebot Systems, Inc.|200
ROSE|ROSEHILL RSRC CM A|TRCM|TRC MARKETS LLC|2492
ROSE|ROSEHILL RSRC CM A|UBSA|UBS SECURITIES LLC|24577
ROSE|ROSEHILL RSRC CM A|UBSS|UBS Securities LLC|66545
ROSE|ROSEHILL RSRC CM A|VALX|VIRTU AMERICAS LLC|74
ROSE|ROSEHILL RSRC CM A|WCHV|WELLS FARGO SECURITIES, LLC|4407
ROSE|ROSEHILL RSRC CM A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9580
ROSE|ROSEHILL RSRC CM A|WSEA|WOLVERINE SECURITIES, LLC|139
ROSEU|ROSEHILL RSRC UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
ROSEU|ROSEHILL RSRC UNIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|75
ROSEU|ROSEHILL RSRC UNIT|FOMA|TD AMERITRADE CLEARING, INC.|10
ROSEU|ROSEHILL RSRC UNIT|IBKR|Interactive Brokers Llc|7539
ROSEU|ROSEHILL RSRC UNIT|LIME|Lime Brokerage LLC|300
ROSEU|ROSEHILL RSRC UNIT|MSCO|MORGAN STANLEY & CO. LLC|100
ROSEU|ROSEHILL RSRC UNIT|NITE|VIRTU Americas LLC|1150
ROSEU|ROSEHILL RSRC UNIT|UBSS|UBS Securities LLC|425
ROSEW|ROSEHILL RSRC WTS|BATM|CBOE TRADING, INC.|3065
ROSEW|ROSEHILL RSRC WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6400
ROSEW|ROSEHILL RSRC WTS|DBAB|Deutsche Bank Securities Inc.|136
ROSEW|ROSEHILL RSRC WTS|DBAX|Deutsche Bank Securities Inc.|5800
ROSEW|ROSEHILL RSRC WTS|DEGS|RONIN PROFESSIONAL LLC|1460
ROSEW|ROSEHILL RSRC WTS|ETRS|E*Trade Securities LLC|16330
ROSEW|ROSEHILL RSRC WTS|FOMA|TD AMERITRADE CLEARING, INC.|16193
ROSEW|ROSEHILL RSRC WTS|GSCO|GOLDMAN SACHS & CO. LLC|1500
ROSEW|ROSEHILL RSRC WTS|GSLT|GOLDMAN SACHS & CO. LLC|10787
ROSEW|ROSEHILL RSRC WTS|GTSZ|GTS SECURITIES LLC|1200
ROSEW|ROSEHILL RSRC WTS|IBKR|Interactive Brokers Llc|99133
ROSEW|ROSEHILL RSRC WTS|ICBX|INSTINET, LLC|1971
ROSEW|ROSEHILL RSRC WTS|INCA|INSTINET, LLC|200
ROSEW|ROSEHILL RSRC WTS|ITGP|ITG INC.|200
ROSEW|ROSEHILL RSRC WTS|LEHM|Barclays Capital Inc./Le|3600
ROSEW|ROSEHILL RSRC WTS|LIME|Lime Brokerage LLC|1380
ROSEW|ROSEHILL RSRC WTS|MSCO|MORGAN STANLEY & CO. LLC|32613
ROSEW|ROSEHILL RSRC WTS|NFSC|National Financial Services LLC|82909
ROSEW|ROSEHILL RSRC WTS|NITE|VIRTU Americas LLC|44536
ROSEW|ROSEHILL RSRC WTS|RAJA|Raymond James & Associates, Inc.|3900
ROSEW|ROSEHILL RSRC WTS|SGMT|GOLDMAN SACHS & CO. LLC|7600
ROSEW|ROSEHILL RSRC WTS|SWIM|TD Ameritrade, Inc.|21900
ROSEW|ROSEHILL RSRC WTS|UBSA|UBS SECURITIES LLC|8448
ROSEW|ROSEHILL RSRC WTS|UBSS|UBS Securities LLC|112589
ROSEW|ROSEHILL RSRC WTS|VGRD|Vanguard Marketing Corporation|2300
ROSEW|ROSEHILL RSRC WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5000
ROSEW|ROSEHILL RSRC WTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|40000
ROST|ROSS STORES, INC.|ABLE|NATIXIS Securities Americas LLC|16317
ROST|ROSS STORES, INC.|ADAM|CANACCORD GENUITY INC.|400
ROST|ROSS STORES, INC.|AGIS|Aegis Capital Corp.|12
ROST|ROSS STORES, INC.|ALTX|Alternet Securities Inc.|12804
ROST|ROSS STORES, INC.|ANOS|ABEL/NOSER, L.L.C.|100
ROST|ROSS STORES, INC.|APCC|Apex Clearing Corporation|844
ROST|ROSS STORES, INC.|AQUA|AQUA SECURITIES L.P.|5600
ROST|ROSS STORES, INC.|BANK|Primevest Financial Services, Inc.|3055
ROST|ROSS STORES, INC.|BARD|Robert W. Baird & Co. Incorporated|283741
ROST|ROSS STORES, INC.|BATM|CBOE TRADING, INC.|19118
ROST|ROSS STORES, INC.|BAYC|BAY CREST PARTNERS, LLC|110102
ROST|ROSS STORES, INC.|BAYT|BTIG, LLC|2218
ROST|ROSS STORES, INC.|BBNT|BB&T SECURITIES, LLC|1790
ROST|ROSS STORES, INC.|BERN|Sanford C. Bernstein & Co., LLC|833334
ROST|ROSS STORES, INC.|BIAD|SAGETRADER, LLC|586
ROST|ROSS STORES, INC.|BIDS|BIDS TRADING L.P.|90200
ROST|ROSS STORES, INC.|BIMI|Banca IMI Securities Corp.|670
ROST|ROSS STORES, INC.|BKCM|BNY Mellon Capital Markets LLC|186
ROST|ROSS STORES, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39569
ROST|ROSS STORES, INC.|BLKX|INSTINET, LLC|214061
ROST|ROSS STORES, INC.|BMOC|BMO Capital Markets Corp.|366869
ROST|ROSS STORES, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|742559
ROST|ROSS STORES, INC.|BRVL|BLAYLOCK VAN, LLC|43900
ROST|ROSS STORES, INC.|BTIG|BTIG, LLC|44311
ROST|ROSS STORES, INC.|BYXM|CBOE TRADING, INC.|12565
ROST|ROSS STORES, INC.|BZYD|GOLDMAN SACHS & CO. LLC|525
ROST|ROSS STORES, INC.|CABR|Cabrera Capital Markets, Inc.|50
ROST|ROSS STORES, INC.|CANT|Cantor Fitzgerald & Co.|5744
ROST|ROSS STORES, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|65776
ROST|ROSS STORES, INC.|CBRA|Cobra Trading, Inc.|30
ROST|ROSS STORES, INC.|CHAS|Charles Schwab & Co., Inc.|2841
ROST|ROSS STORES, INC.|CIBP|CIBC World Markets Corp.|21094
ROST|ROSS STORES, INC.|CIST|Capital Institutional Services, Inc.|6008
ROST|ROSS STORES, INC.|CLSA|CLSA AMERICAS, LLC|5000
ROST|ROSS STORES, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|278723
ROST|ROSS STORES, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7
ROST|ROSS STORES, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9132
ROST|ROSS STORES, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1152824
ROST|ROSS STORES, INC.|CTDL|Citadel Derivatives Group Llc|27166
ROST|ROSS STORES, INC.|CTLR|CUTLER GROUP, LP|200
ROST|ROSS STORES, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|97454
ROST|ROSS STORES, INC.|DADA|D.A. Davidson & Co.|1554
ROST|ROSS STORES, INC.|DBAB|Deutsche Bank Securities Inc.|1630391
ROST|ROSS STORES, INC.|DBAX|Deutsche Bank Securities Inc.|941800
ROST|ROSS STORES, INC.|DBUL|Deutsche Bank Securities Inc.|15620
ROST|ROSS STORES, INC.|DCHF|Dart Executions, LLC|2507
ROST|ROSS STORES, INC.|DEAN|MORGAN STANLEY|16173
ROST|ROSS STORES, INC.|DEGS|RONIN PROFESSIONAL LLC|857
ROST|ROSS STORES, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21587
ROST|ROSS STORES, INC.|DRWK|DRW SECURITIES, L.L.C.|107692
ROST|ROSS STORES, INC.|EBXL|EBX LLC|424500
ROST|ROSS STORES, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|143317
ROST|ROSS STORES, INC.|EDJC|Edward Jones / CDS|250
ROST|ROSS STORES, INC.|EDJO|Edward D. Jones & Co., L.P.|41178
ROST|ROSS STORES, INC.|EGAM|CBOE TRADING, INC.|33795
ROST|ROSS STORES, INC.|EGAW|CBOE TRADING, INC.|1006
ROST|ROSS STORES, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3400
ROST|ROSS STORES, INC.|EGXM|CBOE TRADING, INC.|5632
ROST|ROSS STORES, INC.|EGXW|CBOE TRADING, INC.|500
ROST|ROSS STORES, INC.|ETBE|Electronic Transaction Clearing, Inc.|184269
ROST|ROSS STORES, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|16
ROST|ROSS STORES, INC.|ETCC|Electronic Transaction Clearing, Inc.|4628
ROST|ROSS STORES, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5610
ROST|ROSS STORES, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|96932
ROST|ROSS STORES, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|334
ROST|ROSS STORES, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|285500
ROST|ROSS STORES, INC.|ETRS|E*Trade Securities LLC|175617
ROST|ROSS STORES, INC.|FBCO|Credit Suisse Securities (USA) LLC|1903064
ROST|ROSS STORES, INC.|FBSB|U.S. Bancorp Investments, Inc.|1306
ROST|ROSS STORES, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|1
ROST|ROSS STORES, INC.|FILL|Tradestation Securities, Inc.|11368
ROST|ROSS STORES, INC.|FINX|FINTECH SECURITIES|30
ROST|ROSS STORES, INC.|FMAF|NBCN Inc./ CDS|2595
ROST|ROSS STORES, INC.|FOMA|TD AMERITRADE CLEARING, INC.|178117
ROST|ROSS STORES, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|93084
ROST|ROSS STORES, INC.|FQLS|Quantlab Securities LP|842259
ROST|ROSS STORES, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|306087
ROST|ROSS STORES, INC.|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|900
ROST|ROSS STORES, INC.|FTBR|Foliofn Investments, Inc.|5825
ROST|ROSS STORES, INC.|GBMT|GBM International, Inc.|2180
ROST|ROSS STORES, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|136338
ROST|ROSS STORES, INC.|GELP|RBC CAPITAL MARKETS, LLC|12017
ROST|ROSS STORES, INC.|GLPX|ACS EXECUTION SERVICES, LLC|54443
ROST|ROSS STORES, INC.|GSCO|GOLDMAN SACHS & CO. LLC|6272624
ROST|ROSS STORES, INC.|GSCS|GOLDMAN SACHS & CO. LLC|48104
ROST|ROSS STORES, INC.|GSLT|GOLDMAN SACHS & CO. LLC|41821
ROST|ROSS STORES, INC.|GTSZ|GTS SECURITIES LLC|647367
ROST|ROSS STORES, INC.|GUGS|Guggenheim Securities, LLC|12000
ROST|ROSS STORES, INC.|HAPX|HAP Trading, LLC|21767
ROST|ROSS STORES, INC.|HRBF|American Enterprise Investment Services Inc.|4739
ROST|ROSS STORES, INC.|HSBC|HSBC Securities, Inc.|21626
ROST|ROSS STORES, INC.|IATS|INTERACTIVE BROKERS LLC|12285
ROST|ROSS STORES, INC.|IBKR|Interactive Brokers Llc|130885
ROST|ROSS STORES, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2332
ROST|ROSS STORES, INC.|ICBX|INSTINET, LLC|149356
ROST|ROSS STORES, INC.|IEQY|CITADEL SECURITIES LLC|557964
ROST|ROSS STORES, INC.|INCA|INSTINET, LLC|1506984
ROST|ROSS STORES, INC.|INJX|INSTINET, LLC|50740
ROST|ROSS STORES, INC.|ITGI|ITG Inc.|373826
ROST|ROSS STORES, INC.|ITGP|ITG INC.|408200
ROST|ROSS STORES, INC.|JANY|Janney Montgomery Scott Inc.|27320
ROST|ROSS STORES, INC.|JEFF|JEFFERIES LLC|362341
ROST|ROSS STORES, INC.|JMPT|JUMP TRADING, LLC|213159
ROST|ROSS STORES, INC.|JPBX|J.P. MORGAN SECURITIES LLC|492177
ROST|ROSS STORES, INC.|JPMX|J.P. Morgan Securities LLC|1305848
ROST|ROSS STORES, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|1025
ROST|ROSS STORES, INC.|JSJX|JANE STREET CAPITAL LLC|13599
ROST|ROSS STORES, INC.|KCGM|VIRTU Americas LLC|138457
ROST|ROSS STORES, INC.|LEER|LEERINK PARTNERS LLC|833
ROST|ROSS STORES, INC.|LEHM|Barclays Capital Inc./Le|3123492
ROST|ROSS STORES, INC.|LIME|Lime Brokerage LLC|486772
ROST|ROSS STORES, INC.|LMGP|LIME BROKERAGE LLC|59811
ROST|ROSS STORES, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|90600
ROST|ROSS STORES, INC.|LOOP|Loop Capital Markets LLC|120
ROST|ROSS STORES, INC.|LQNA|LIQUIDNET, INC.|572500
ROST|ROSS STORES, INC.|LQNB|LIQUIDNET, INC.|168
ROST|ROSS STORES, INC.|LSCI|Lek Securities Corporation|619
ROST|ROSS STORES, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ROST|ROSS STORES, INC.|MACC|Mid Atlantic Capital Corporation|565
ROST|ROSS STORES, INC.|MACQ|Macquarie Capital (USA) Inc.|500
ROST|ROSS STORES, INC.|MAXM|Maxim Group LLC|1823
ROST|ROSS STORES, INC.|MCMF|Raymond James Ltd. Cds|1167
ROST|ROSS STORES, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|430791
ROST|ROSS STORES, INC.|MOTF|MOTIF INVESTING, INC.|43
ROST|ROSS STORES, INC.|MSCO|MORGAN STANLEY & CO. LLC|7904529
ROST|ROSS STORES, INC.|MSPL|MORGAN STANLEY & CO. LLC|603200
ROST|ROSS STORES, INC.|MSTX|MORGAN STANLEY & CO. LLC|440700
ROST|ROSS STORES, INC.|NATL|National Securities Corporation|32
ROST|ROSS STORES, INC.|NEED|Needham & Company, LLC|284
ROST|ROSS STORES, INC.|NFSC|National Financial Services LLC|351561
ROST|ROSS STORES, INC.|NITE|VIRTU Americas LLC|1100633
ROST|ROSS STORES, INC.|NITP|VIRTU Americas LLC|8317
ROST|ROSS STORES, INC.|NQRB|Brut, LLC|59145
ROST|ROSS STORES, INC.|NTRC|Northern Trust Securities, Inc.|2695
ROST|ROSS STORES, INC.|OHOS|TWO SIGMA SECURITIES, LLC|329784
ROST|ROSS STORES, INC.|OLDM|OLD MISSION CAPITAL, LLC|9897
ROST|ROSS STORES, INC.|OPCO|Oppenheimer & Co. Inc.|6977
ROST|ROSS STORES, INC.|PASL|Pershing Advisor Solutions LLC|115
ROST|ROSS STORES, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13371
ROST|ROSS STORES, INC.|PCPT|PHILLIP CAPITAL INC.|120
ROST|ROSS STORES, INC.|PDQM|CODA MARKETS, INC.|117960
ROST|ROSS STORES, INC.|PHLY|NASDAQ Execution Services, LLC|3800
ROST|ROSS STORES, INC.|PICT|Pictet Overseas Inc.|3284
ROST|ROSS STORES, INC.|PIPR|Piper Jaffray & Co.|1100
ROST|ROSS STORES, INC.|PWJC|UBS Financial Services, Inc.|2775
ROST|ROSS STORES, INC.|RAJA|Raymond James & Associates, Inc.|593
ROST|ROSS STORES, INC.|RBCM|RBC CAPITAL MARKETS, LLC|10364
ROST|ROSS STORES, INC.|RGLD|Regal Securities, Inc|177
ROST|ROSS STORES, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|4600
ROST|ROSS STORES, INC.|SAGL|SAGETRADER, LLC|133538
ROST|ROSS STORES, INC.|SAGW|SAGETRADER, LLC|691
ROST|ROSS STORES, INC.|SALI|INTL FCSTONE FINANCIAL INC.|245
ROST|ROSS STORES, INC.|SBSH|Citigroup Global Markets Inc.|2445723
ROST|ROSS STORES, INC.|SCMC|Scotia Capital Markets (USA) Inc.|100
ROST|ROSS STORES, INC.|SEIC|SEI Investments Distribution Co.|300
ROST|ROSS STORES, INC.|SGMT|GOLDMAN SACHS & CO. LLC|540047
ROST|ROSS STORES, INC.|SIBO|Prime Executions, Inc.|7800
ROST|ROSS STORES, INC.|SJLS|TRADE INFORMATICS LLC|16100
ROST|ROSS STORES, INC.|SPDR|SPEEDROUTE LLC|43332
ROST|ROSS STORES, INC.|SPHN|Stephens Inc.|26270
ROST|ROSS STORES, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|45973
ROST|ROSS STORES, INC.|STKP|STOCKPILE INVESTMENTS, INC.|160
ROST|ROSS STORES, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|152
ROST|ROSS STORES, INC.|SWIM|TD Ameritrade, Inc.|84543
ROST|ROSS STORES, INC.|SWST|Hilltop Securities Inc.|9211
ROST|ROSS STORES, INC.|TAGC|TELSEY ADVISORY GROUP LLC|2506
ROST|ROSS STORES, INC.|TDSI|TD Securities (USA) LLC|2700
ROST|ROSS STORES, INC.|TKNG|ALLY INVEST SECURITIES LLC|1741
ROST|ROSS STORES, INC.|TONC|CUTTONE & CO., LLC|1576
ROST|ROSS STORES, INC.|TRBT|Tradebot Systems, Inc.|599716
ROST|ROSS STORES, INC.|TRCM|TRC MARKETS LLC|937042
ROST|ROSS STORES, INC.|TTUC|CUTTONE & CO., INC.|19229
ROST|ROSS STORES, INC.|TWTT|TASTYWORKS, INC.|228
ROST|ROSS STORES, INC.|UBSA|UBS SECURITIES LLC|1251963
ROST|ROSS STORES, INC.|UBSS|UBS Securities LLC|2721315
ROST|ROSS STORES, INC.|VALX|VIRTU AMERICAS LLC|15003
ROST|ROSS STORES, INC.|VGRD|Vanguard Marketing Corporation|16747
ROST|ROSS STORES, INC.|VNDM|Wall Street Access|9642
ROST|ROSS STORES, INC.|VSIN|Vision Financial Markets Llc|1100
ROST|ROSS STORES, INC.|WBET|Wallachbeth Capital LLC|660
ROST|ROSS STORES, INC.|WBLR|WILLIAM BLAIR|13543
ROST|ROSS STORES, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|33575
ROST|ROSS STORES, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1618749
ROST|ROSS STORES, INC.|WDNX|WEEDEN & CO.L.P.|2498
ROST|ROSS STORES, INC.|WEDB|WEDBUSH SECURITIES INC.|17638
ROST|ROSS STORES, INC.|WEED|Weeden & Co.L.P.|11778
ROST|ROSS STORES, INC.|WESC|Wellington Shields & Co., LLC|1340
ROST|ROSS STORES, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44496
ROST|ROSS STORES, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71314
ROST|ROSS STORES, INC.|WGIF|CIBC World Markets Inc.|2871
ROST|ROSS STORES, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|315
ROST|ROSS STORES, INC.|WSAG|WALL STREET ACCESS|100
ROST|ROSS STORES, INC.|WSEA|WOLVERINE SECURITIES, LLC|12112
ROST|ROSS STORES, INC.|WTFS|JUST2TRADE, INC.|90
ROST|ROSS STORES, INC.|XIST|INSTINET, LLC|133892
ROST|ROSS STORES, INC.|XPQR|Jump Trading|92
ROST|ROSS STORES, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|106844
ROST|ROSS STORES, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|5398
ROST|ROSS STORES, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7999
ROUS|HARTFORD MF US EQ|BARD|Robert W. Baird & Co. Incorporated|500
ROUS|HARTFORD MF US EQ|CHAS|Charles Schwab & Co., Inc.|1
ROUS|HARTFORD MF US EQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4205
ROUS|HARTFORD MF US EQ|CSIN|Citadel Securities Institutional LLC|51308
ROUS|HARTFORD MF US EQ|CTDL|Citadel Derivatives Group Llc|51308
ROUS|HARTFORD MF US EQ|DBAX|Deutsche Bank Securities Inc.|900
ROUS|HARTFORD MF US EQ|EBXL|EBX LLC|900
ROUS|HARTFORD MF US EQ|ETRS|E*Trade Securities LLC|31
ROUS|HARTFORD MF US EQ|GLPX|ACS EXECUTION SERVICES, LLC|1800
ROUS|HARTFORD MF US EQ|GTSZ|GTS SECURITIES LLC|400
ROUS|HARTFORD MF US EQ|IBKR|Interactive Brokers Llc|83
ROUS|HARTFORD MF US EQ|ICBX|INSTINET, LLC|1412
ROUS|HARTFORD MF US EQ|JPMX|J.P. Morgan Securities LLC|800
ROUS|HARTFORD MF US EQ|JSJX|JANE STREET CAPITAL LLC|21635
ROUS|HARTFORD MF US EQ|KCGM|VIRTU Americas LLC|1326
ROUS|HARTFORD MF US EQ|LEHM|Barclays Capital Inc./Le|14200
ROUS|HARTFORD MF US EQ|LIME|Lime Brokerage LLC|301
ROUS|HARTFORD MF US EQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4202
ROUS|HARTFORD MF US EQ|MSCO|MORGAN STANLEY & CO. LLC|200
ROUS|HARTFORD MF US EQ|NFSC|National Financial Services LLC|3801
ROUS|HARTFORD MF US EQ|NITE|VIRTU Americas LLC|5788
ROUS|HARTFORD MF US EQ|NITP|VIRTU Americas LLC|10392
ROUS|HARTFORD MF US EQ|NQRB|Brut, LLC|200
ROUS|HARTFORD MF US EQ|PDQM|CODA MARKETS, INC.|4946
ROUS|HARTFORD MF US EQ|SBSH|Citigroup Global Markets Inc.|19
ROUS|HARTFORD MF US EQ|SGMT|GOLDMAN SACHS & CO. LLC|1031
ROUS|HARTFORD MF US EQ|STFL|Stifel, Nicolaus & Company, Incorporated|200
ROUS|HARTFORD MF US EQ|SWIM|TD Ameritrade, Inc.|95
ROUS|HARTFORD MF US EQ|UBSA|UBS SECURITIES LLC|12473
ROUS|HARTFORD MF US EQ|UBSS|UBS Securities LLC|31855
ROUS|HARTFORD MF US EQ|WCHV|WELLS FARGO SECURITIES, LLC|2037
ROUS|HARTFORD MF US EQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12201
ROX|CASTLE BRANDS INC.|ABLE|NATIXIS Securities Americas LLC|3997
ROX|CASTLE BRANDS INC.|ALTX|Alternet Securities Inc.|700
ROX|CASTLE BRANDS INC.|APCC|Apex Clearing Corporation|3924
ROX|CASTLE BRANDS INC.|BATM|CBOE TRADING, INC.|6700
ROX|CASTLE BRANDS INC.|BERN|Sanford C. Bernstein & Co., LLC|9768
ROX|CASTLE BRANDS INC.|BIMI|Banca IMI Securities Corp.|1007
ROX|CASTLE BRANDS INC.|BLKX|INSTINET, LLC|10968
ROX|CASTLE BRANDS INC.|CHAS|Charles Schwab & Co., Inc.|200
ROX|CASTLE BRANDS INC.|CLSA|CLSA AMERICAS, LLC|300
ROX|CASTLE BRANDS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26342
ROX|CASTLE BRANDS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ROX|CASTLE BRANDS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
ROX|CASTLE BRANDS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27658
ROX|CASTLE BRANDS INC.|CTDL|Citadel Derivatives Group Llc|803
ROX|CASTLE BRANDS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|26288
ROX|CASTLE BRANDS INC.|DBAB|Deutsche Bank Securities Inc.|9954
ROX|CASTLE BRANDS INC.|DBAX|Deutsche Bank Securities Inc.|11000
ROX|CASTLE BRANDS INC.|DEAN|MORGAN STANLEY|10401
ROX|CASTLE BRANDS INC.|DEGS|RONIN PROFESSIONAL LLC|1200
ROX|CASTLE BRANDS INC.|EBXL|EBX LLC|12300
ROX|CASTLE BRANDS INC.|EDJO|Edward D. Jones & Co., L.P.|5000
ROX|CASTLE BRANDS INC.|EGAM|CBOE TRADING, INC.|1200
ROX|CASTLE BRANDS INC.|EGXM|CBOE TRADING, INC.|3300
ROX|CASTLE BRANDS INC.|EGXW|CBOE TRADING, INC.|200
ROX|CASTLE BRANDS INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3041
ROX|CASTLE BRANDS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|884
ROX|CASTLE BRANDS INC.|ETRS|E*Trade Securities LLC|371702
ROX|CASTLE BRANDS INC.|FILL|Tradestation Securities, Inc.|2875
ROX|CASTLE BRANDS INC.|FMAF|NBCN Inc./ CDS|3510
ROX|CASTLE BRANDS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2700
ROX|CASTLE BRANDS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7936
ROX|CASTLE BRANDS INC.|FTBR|Foliofn Investments, Inc.|1909
ROX|CASTLE BRANDS INC.|GLIS|TD Securities Inc|1000
ROX|CASTLE BRANDS INC.|GLPX|ACS EXECUTION SERVICES, LLC|711
ROX|CASTLE BRANDS INC.|GSCO|GOLDMAN SACHS & CO. LLC|62526
ROX|CASTLE BRANDS INC.|GSLT|GOLDMAN SACHS & CO. LLC|4300
ROX|CASTLE BRANDS INC.|HRBF|American Enterprise Investment Services Inc.|1740
ROX|CASTLE BRANDS INC.|IATS|INTERACTIVE BROKERS LLC|5108
ROX|CASTLE BRANDS INC.|IBKR|Interactive Brokers Llc|12528
ROX|CASTLE BRANDS INC.|ICBX|INSTINET, LLC|13307
ROX|CASTLE BRANDS INC.|IEQY|CITADEL SECURITIES LLC|100
ROX|CASTLE BRANDS INC.|INCA|INSTINET, LLC|16147
ROX|CASTLE BRANDS INC.|ITGI|ITG Inc.|3389
ROX|CASTLE BRANDS INC.|ITGP|ITG INC.|21400
ROX|CASTLE BRANDS INC.|JEFF|JEFFERIES LLC|100
ROX|CASTLE BRANDS INC.|JMPT|JUMP TRADING, LLC|397
ROX|CASTLE BRANDS INC.|JPBX|J.P. MORGAN SECURITIES LLC|5446
ROX|CASTLE BRANDS INC.|JPMX|J.P. Morgan Securities LLC|29343
ROX|CASTLE BRANDS INC.|JSJX|JANE STREET CAPITAL LLC|9518
ROX|CASTLE BRANDS INC.|KCGM|VIRTU Americas LLC|7834
ROX|CASTLE BRANDS INC.|LEHM|Barclays Capital Inc./Le|70392
ROX|CASTLE BRANDS INC.|LIME|Lime Brokerage LLC|8236
ROX|CASTLE BRANDS INC.|LSCI|Lek Securities Corporation|169
ROX|CASTLE BRANDS INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|19
ROX|CASTLE BRANDS INC.|MAXM|Maxim Group LLC|1750
ROX|CASTLE BRANDS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76640
ROX|CASTLE BRANDS INC.|MSCO|MORGAN STANLEY & CO. LLC|178756
ROX|CASTLE BRANDS INC.|MSPL|MORGAN STANLEY & CO. LLC|54100
ROX|CASTLE BRANDS INC.|MSTX|MORGAN STANLEY & CO. LLC|28400
ROX|CASTLE BRANDS INC.|NFSC|National Financial Services LLC|448698
ROX|CASTLE BRANDS INC.|NITE|VIRTU Americas LLC|573941
ROX|CASTLE BRANDS INC.|NTRC|Northern Trust Securities, Inc.|3000
ROX|CASTLE BRANDS INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4500
ROX|CASTLE BRANDS INC.|PDQM|CODA MARKETS, INC.|4868
ROX|CASTLE BRANDS INC.|PWJC|UBS Financial Services, Inc.|5000
ROX|CASTLE BRANDS INC.|RBCM|RBC CAPITAL MARKETS, LLC|4100
ROX|CASTLE BRANDS INC.|RGLD|Regal Securities, Inc|230
ROX|CASTLE BRANDS INC.|ROTH|Roth Capital Partners, LLC|10000
ROX|CASTLE BRANDS INC.|SAGL|SAGETRADER, LLC|200
ROX|CASTLE BRANDS INC.|SBSH|Citigroup Global Markets Inc.|45610
ROX|CASTLE BRANDS INC.|SGMT|GOLDMAN SACHS & CO. LLC|12117
ROX|CASTLE BRANDS INC.|SPDR|SPEEDROUTE LLC|3522
ROX|CASTLE BRANDS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|900
ROX|CASTLE BRANDS INC.|SWIM|TD Ameritrade, Inc.|119804
ROX|CASTLE BRANDS INC.|SWST|Hilltop Securities Inc.|4391
ROX|CASTLE BRANDS INC.|TKNG|ALLY INVEST SECURITIES LLC|20728
ROX|CASTLE BRANDS INC.|TRCM|TRC MARKETS LLC|176
ROX|CASTLE BRANDS INC.|UBSA|UBS SECURITIES LLC|122328
ROX|CASTLE BRANDS INC.|UBSS|UBS Securities LLC|142582
ROX|CASTLE BRANDS INC.|VALX|VIRTU AMERICAS LLC|9180
ROX|CASTLE BRANDS INC.|VGRD|Vanguard Marketing Corporation|27814
ROX|CASTLE BRANDS INC.|WCHV|WELLS FARGO SECURITIES, LLC|15530
ROX|CASTLE BRANDS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2291
ROX|CASTLE BRANDS INC.|WGIF|CIBC World Markets Inc.|5000
ROX|CASTLE BRANDS INC.|WSEA|WOLVERINE SECURITIES, LLC|4360
ROX|CASTLE BRANDS INC.|XIST|INSTINET, LLC|800
ROX|CASTLE BRANDS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|6800
ROX|CASTLE BRANDS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2200
ROX|CASTLE BRANDS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7471
ROYT|PACIFIC COAST OIL TR|AGIS|Aegis Capital Corp.|700
ROYT|PACIFIC COAST OIL TR|ALTX|Alternet Securities Inc.|500
ROYT|PACIFIC COAST OIL TR|APCC|Apex Clearing Corporation|5388
ROYT|PACIFIC COAST OIL TR|BANK|Primevest Financial Services, Inc.|7
ROYT|PACIFIC COAST OIL TR|BARD|Robert W. Baird & Co. Incorporated|8018
ROYT|PACIFIC COAST OIL TR|BATM|CBOE TRADING, INC.|184
ROYT|PACIFIC COAST OIL TR|BIAD|SAGETRADER, LLC|1
ROYT|PACIFIC COAST OIL TR|BIMI|Banca IMI Securities Corp.|11000
ROYT|PACIFIC COAST OIL TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
ROYT|PACIFIC COAST OIL TR|BZYD|GOLDMAN SACHS & CO. LLC|900
ROYT|PACIFIC COAST OIL TR|CHAS|Charles Schwab & Co., Inc.|8134
ROYT|PACIFIC COAST OIL TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
ROYT|PACIFIC COAST OIL TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3200
ROYT|PACIFIC COAST OIL TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ROYT|PACIFIC COAST OIL TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2689
ROYT|PACIFIC COAST OIL TR|DADA|D.A. Davidson & Co.|190
ROYT|PACIFIC COAST OIL TR|DBAB|Deutsche Bank Securities Inc.|6930
ROYT|PACIFIC COAST OIL TR|DBAX|Deutsche Bank Securities Inc.|4200
ROYT|PACIFIC COAST OIL TR|DEAN|MORGAN STANLEY|400
ROYT|PACIFIC COAST OIL TR|DEGS|RONIN PROFESSIONAL LLC|4632
ROYT|PACIFIC COAST OIL TR|EBXL|EBX LLC|1400
ROYT|PACIFIC COAST OIL TR|EDJO|Edward D. Jones & Co., L.P.|5
ROYT|PACIFIC COAST OIL TR|EGAM|CBOE TRADING, INC.|2305
ROYT|PACIFIC COAST OIL TR|EGXM|CBOE TRADING, INC.|250
ROYT|PACIFIC COAST OIL TR|ETRS|E*Trade Securities LLC|108236
ROYT|PACIFIC COAST OIL TR|FBSB|U.S. Bancorp Investments, Inc.|6
ROYT|PACIFIC COAST OIL TR|FILL|Tradestation Securities, Inc.|9725
ROYT|PACIFIC COAST OIL TR|FMAF|NBCN Inc./ CDS|600
ROYT|PACIFIC COAST OIL TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
ROYT|PACIFIC COAST OIL TR|FTBR|Foliofn Investments, Inc.|10093
ROYT|PACIFIC COAST OIL TR|GLPX|ACS EXECUTION SERVICES, LLC|350
ROYT|PACIFIC COAST OIL TR|GSCS|GOLDMAN SACHS & CO. LLC|700
ROYT|PACIFIC COAST OIL TR|GSLT|GOLDMAN SACHS & CO. LLC|800
ROYT|PACIFIC COAST OIL TR|HRBF|American Enterprise Investment Services Inc.|2018
ROYT|PACIFIC COAST OIL TR|IATS|INTERACTIVE BROKERS LLC|12969
ROYT|PACIFIC COAST OIL TR|IBKR|Interactive Brokers Llc|20422
ROYT|PACIFIC COAST OIL TR|ICBX|INSTINET, LLC|1300
ROYT|PACIFIC COAST OIL TR|INCA|INSTINET, LLC|1784
ROYT|PACIFIC COAST OIL TR|ITGI|ITG Inc.|2136
ROYT|PACIFIC COAST OIL TR|ITGP|ITG INC.|3400
ROYT|PACIFIC COAST OIL TR|JANY|Janney Montgomery Scott Inc.|5726
ROYT|PACIFIC COAST OIL TR|JEFF|JEFFERIES LLC|200
ROYT|PACIFIC COAST OIL TR|JSJX|JANE STREET CAPITAL LLC|52610
ROYT|PACIFIC COAST OIL TR|KCGM|VIRTU Americas LLC|400
ROYT|PACIFIC COAST OIL TR|LEHM|Barclays Capital Inc./Le|8000
ROYT|PACIFIC COAST OIL TR|LIME|Lime Brokerage LLC|1324
ROYT|PACIFIC COAST OIL TR|MSCO|MORGAN STANLEY & CO. LLC|25094
ROYT|PACIFIC COAST OIL TR|MSPL|MORGAN STANLEY & CO. LLC|1100
ROYT|PACIFIC COAST OIL TR|NFSC|National Financial Services LLC|384223
ROYT|PACIFIC COAST OIL TR|NITE|VIRTU Americas LLC|505078
ROYT|PACIFIC COAST OIL TR|NQRB|Brut, LLC|1150
ROYT|PACIFIC COAST OIL TR|NTBF|BMO Nesbitt Burns Inc./CDS|3480
ROYT|PACIFIC COAST OIL TR|OPCO|Oppenheimer & Co. Inc.|4987
ROYT|PACIFIC COAST OIL TR|PDQM|CODA MARKETS, INC.|4693
ROYT|PACIFIC COAST OIL TR|PHLY|NASDAQ Execution Services, LLC|193400
ROYT|PACIFIC COAST OIL TR|RBCM|RBC CAPITAL MARKETS, LLC|8
ROYT|PACIFIC COAST OIL TR|SAGL|SAGETRADER, LLC|100
ROYT|PACIFIC COAST OIL TR|SBSH|Citigroup Global Markets Inc.|13142
ROYT|PACIFIC COAST OIL TR|SGMT|GOLDMAN SACHS & CO. LLC|604
ROYT|PACIFIC COAST OIL TR|STFL|Stifel, Nicolaus & Company, Incorporated|1729
ROYT|PACIFIC COAST OIL TR|SWIM|TD Ameritrade, Inc.|113832
ROYT|PACIFIC COAST OIL TR|SWST|Hilltop Securities Inc.|5757
ROYT|PACIFIC COAST OIL TR|TKNG|ALLY INVEST SECURITIES LLC|2574
ROYT|PACIFIC COAST OIL TR|TRBT|Tradebot Systems, Inc.|917
ROYT|PACIFIC COAST OIL TR|TRCM|TRC MARKETS LLC|200
ROYT|PACIFIC COAST OIL TR|UBSA|UBS SECURITIES LLC|13879
ROYT|PACIFIC COAST OIL TR|UBSS|UBS Securities LLC|67469
ROYT|PACIFIC COAST OIL TR|VGRD|Vanguard Marketing Corporation|19177
ROYT|PACIFIC COAST OIL TR|WCHV|WELLS FARGO SECURITIES, LLC|23223
ROYT|PACIFIC COAST OIL TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|91
ROYT|PACIFIC COAST OIL TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18354
ROYT|PACIFIC COAST OIL TR|WGIF|CIBC World Markets Inc.|8000
ROYT|PACIFIC COAST OIL TR|WSEA|WOLVERINE SECURITIES, LLC|8600
ROYT|PACIFIC COAST OIL TR|YKNA|COMHAR CAPITAL MARKETS, LLC|700
ROYT|PACIFIC COAST OIL TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|690
RP|REALPAGE, INC.|ALLN|Allen & Company LLC|1075
RP|REALPAGE, INC.|ALTX|Alternet Securities Inc.|5786
RP|REALPAGE, INC.|ANOS|ABEL/NOSER, L.L.C.|2751
RP|REALPAGE, INC.|APCC|Apex Clearing Corporation|553
RP|REALPAGE, INC.|BALE|M&T SECURITIES, INC.|165
RP|REALPAGE, INC.|BARD|Robert W. Baird & Co. Incorporated|2980
RP|REALPAGE, INC.|BATM|CBOE TRADING, INC.|3543
RP|REALPAGE, INC.|BAYT|BTIG, LLC|10700
RP|REALPAGE, INC.|BBNT|BB&T SECURITIES, LLC|47
RP|REALPAGE, INC.|BERN|Sanford C. Bernstein & Co., LLC|26597
RP|REALPAGE, INC.|BIAD|SAGETRADER, LLC|1
RP|REALPAGE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27963
RP|REALPAGE, INC.|BLKX|INSTINET, LLC|328939
RP|REALPAGE, INC.|BMOC|BMO Capital Markets Corp.|19446
RP|REALPAGE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3588
RP|REALPAGE, INC.|BTIG|BTIG, LLC|146002
RP|REALPAGE, INC.|BYXM|CBOE TRADING, INC.|992
RP|REALPAGE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1700
RP|REALPAGE, INC.|CABR|Cabrera Capital Markets, Inc.|25
RP|REALPAGE, INC.|CANT|Cantor Fitzgerald & Co.|42305
RP|REALPAGE, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|32200
RP|REALPAGE, INC.|CBRA|Cobra Trading, Inc.|770
RP|REALPAGE, INC.|CHAS|Charles Schwab & Co., Inc.|1330
RP|REALPAGE, INC.|CIST|Capital Institutional Services, Inc.|2026
RP|REALPAGE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|208866
RP|REALPAGE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10181
RP|REALPAGE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|428354
RP|REALPAGE, INC.|CSIN|Citadel Securities Institutional LLC|1800
RP|REALPAGE, INC.|CTDL|Citadel Derivatives Group Llc|26579
RP|REALPAGE, INC.|CTLR|CUTLER GROUP, LP|1600
RP|REALPAGE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|43350
RP|REALPAGE, INC.|DBAB|Deutsche Bank Securities Inc.|647809
RP|REALPAGE, INC.|DBAX|Deutsche Bank Securities Inc.|292600
RP|REALPAGE, INC.|DBUL|Deutsche Bank Securities Inc.|2300
RP|REALPAGE, INC.|DCHF|Dart Executions, LLC|307
RP|REALPAGE, INC.|DEAN|MORGAN STANLEY|6830
RP|REALPAGE, INC.|DEGS|RONIN PROFESSIONAL LLC|160
RP|REALPAGE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
RP|REALPAGE, INC.|EBXL|EBX LLC|210500
RP|REALPAGE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1924
RP|REALPAGE, INC.|EDJO|Edward D. Jones & Co., L.P.|170
RP|REALPAGE, INC.|EGAM|CBOE TRADING, INC.|14669
RP|REALPAGE, INC.|EGAW|CBOE TRADING, INC.|120
RP|REALPAGE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
RP|REALPAGE, INC.|EGXM|CBOE TRADING, INC.|6816
RP|REALPAGE, INC.|EGXW|CBOE TRADING, INC.|76
RP|REALPAGE, INC.|ETBE|Electronic Transaction Clearing, Inc.|21398
RP|REALPAGE, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2413
RP|REALPAGE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
RP|REALPAGE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20291
RP|REALPAGE, INC.|ETRS|E*Trade Securities LLC|91994
RP|REALPAGE, INC.|FBCO|Credit Suisse Securities (USA) LLC|3558917
RP|REALPAGE, INC.|FBSB|U.S. Bancorp Investments, Inc.|3
RP|REALPAGE, INC.|FILL|Tradestation Securities, Inc.|6199
RP|REALPAGE, INC.|FMAF|NBCN Inc./ CDS|1375
RP|REALPAGE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|75461
RP|REALPAGE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13936
RP|REALPAGE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52141
RP|REALPAGE, INC.|FTBR|Foliofn Investments, Inc.|6372
RP|REALPAGE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|45474
RP|REALPAGE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|8475
RP|REALPAGE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2423618
RP|REALPAGE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|14546
RP|REALPAGE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|11115
RP|REALPAGE, INC.|GTSZ|GTS SECURITIES LLC|12092
RP|REALPAGE, INC.|HRBF|American Enterprise Investment Services Inc.|1112
RP|REALPAGE, INC.|HSBC|HSBC Securities, Inc.|870
RP|REALPAGE, INC.|IATS|INTERACTIVE BROKERS LLC|17386
RP|REALPAGE, INC.|IBKR|Interactive Brokers Llc|54240
RP|REALPAGE, INC.|IBSJ|Integrity Brokerage Services, Inc.|2000
RP|REALPAGE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|97
RP|REALPAGE, INC.|ICBX|INSTINET, LLC|96762
RP|REALPAGE, INC.|IEQY|CITADEL SECURITIES LLC|61674
RP|REALPAGE, INC.|INCA|INSTINET, LLC|485352
RP|REALPAGE, INC.|INJX|INSTINET, LLC|43484
RP|REALPAGE, INC.|ITGI|ITG Inc.|156784
RP|REALPAGE, INC.|ITGP|ITG INC.|248400
RP|REALPAGE, INC.|JEFF|JEFFERIES LLC|422328
RP|REALPAGE, INC.|JMPT|JUMP TRADING, LLC|39385
RP|REALPAGE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|44787
RP|REALPAGE, INC.|JPMX|J.P. Morgan Securities LLC|425226
RP|REALPAGE, INC.|JSJX|JANE STREET CAPITAL LLC|20111
RP|REALPAGE, INC.|JSSF|JMP Securities LLC|8306
RP|REALPAGE, INC.|KCGM|VIRTU Americas LLC|41166
RP|REALPAGE, INC.|LEHM|Barclays Capital Inc./Le|1605086
RP|REALPAGE, INC.|LIME|Lime Brokerage LLC|122714
RP|REALPAGE, INC.|LMGP|LIME BROKERAGE LLC|3800
RP|REALPAGE, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|43950
RP|REALPAGE, INC.|LOOP|Loop Capital Markets LLC|9198
RP|REALPAGE, INC.|LQNA|LIQUIDNET, INC.|98400
RP|REALPAGE, INC.|LSCI|Lek Securities Corporation|100
RP|REALPAGE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
RP|REALPAGE, INC.|MAXM|Maxim Group LLC|7369
RP|REALPAGE, INC.|MBTS|ALLY INVEST SECURITIES LLC|10
RP|REALPAGE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|379166
RP|REALPAGE, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4072
RP|REALPAGE, INC.|MSCO|MORGAN STANLEY & CO. LLC|3587367
RP|REALPAGE, INC.|MSPL|MORGAN STANLEY & CO. LLC|446800
RP|REALPAGE, INC.|MSTX|MORGAN STANLEY & CO. LLC|112500
RP|REALPAGE, INC.|MULL|MARK J. MULLER EQUITIES, INC.|14125
RP|REALPAGE, INC.|NATL|National Securities Corporation|2702
RP|REALPAGE, INC.|NFSC|National Financial Services LLC|174273
RP|REALPAGE, INC.|NITE|VIRTU Americas LLC|318713
RP|REALPAGE, INC.|NITP|VIRTU Americas LLC|12178
RP|REALPAGE, INC.|NMRA|Nomura Securities International, Inc.|51000
RP|REALPAGE, INC.|NQRB|Brut, LLC|5307
RP|REALPAGE, INC.|NTRC|Northern Trust Securities, Inc.|828
RP|REALPAGE, INC.|OPCO|Oppenheimer & Co. Inc.|1361
RP|REALPAGE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2871
RP|REALPAGE, INC.|PDQM|CODA MARKETS, INC.|62770
RP|REALPAGE, INC.|PIPR|Piper Jaffray & Co.|12666
RP|REALPAGE, INC.|PWJC|UBS Financial Services, Inc.|474
RP|REALPAGE, INC.|RAJA|Raymond James & Associates, Inc.|154139
RP|REALPAGE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|8349
RP|REALPAGE, INC.|RGLD|Regal Securities, Inc|1480
RP|REALPAGE, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|5600
RP|REALPAGE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2477
RP|REALPAGE, INC.|SBSH|Citigroup Global Markets Inc.|386098
RP|REALPAGE, INC.|SEIC|SEI Investments Distribution Co.|100
RP|REALPAGE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|174489
RP|REALPAGE, INC.|SPDR|SPEEDROUTE LLC|56515
RP|REALPAGE, INC.|SPHN|Stephens Inc.|7192
RP|REALPAGE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|16687
RP|REALPAGE, INC.|SWIM|TD Ameritrade, Inc.|55040
RP|REALPAGE, INC.|SWST|Hilltop Securities Inc.|1150
RP|REALPAGE, INC.|TKNG|ALLY INVEST SECURITIES LLC|2345
RP|REALPAGE, INC.|TOUR|TOURMALINE PARTNERS, LLC|900
RP|REALPAGE, INC.|TRBT|Tradebot Systems, Inc.|77742
RP|REALPAGE, INC.|TRCM|TRC MARKETS LLC|143241
RP|REALPAGE, INC.|TWTT|TASTYWORKS, INC.|200
RP|REALPAGE, INC.|UBSA|UBS SECURITIES LLC|852306
RP|REALPAGE, INC.|UBSS|UBS Securities LLC|1037433
RP|REALPAGE, INC.|VALX|VIRTU AMERICAS LLC|25744
RP|REALPAGE, INC.|VGRD|Vanguard Marketing Corporation|3212
RP|REALPAGE, INC.|VSIN|Vision Financial Markets Llc|65
RP|REALPAGE, INC.|WBLR|WILLIAM BLAIR|2288
RP|REALPAGE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
RP|REALPAGE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|123074
RP|REALPAGE, INC.|WDNX|WEEDEN & CO.L.P.|1246
RP|REALPAGE, INC.|WEDB|WEDBUSH SECURITIES INC.|7500
RP|REALPAGE, INC.|WEED|Weeden & Co.L.P.|3390
RP|REALPAGE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6568
RP|REALPAGE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10540
RP|REALPAGE, INC.|WGIF|CIBC World Markets Inc.|135
RP|REALPAGE, INC.|WSAG|WALL STREET ACCESS|1703
RP|REALPAGE, INC.|WSEA|WOLVERINE SECURITIES, LLC|5196
RP|REALPAGE, INC.|XIST|INSTINET, LLC|208534
RP|REALPAGE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|83556
RP|REALPAGE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2
RP|REALPAGE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14817
RPAI|RETAIL PPTS OF AMER|ACAD|ACADEMY SECURITIES, INC.|300
RPAI|RETAIL PPTS OF AMER|ADAM|CANACCORD GENUITY INC.|84300
RPAI|RETAIL PPTS OF AMER|ALTX|Alternet Securities Inc.|2700
RPAI|RETAIL PPTS OF AMER|APCC|Apex Clearing Corporation|30
RPAI|RETAIL PPTS OF AMER|BARD|Robert W. Baird & Co. Incorporated|179283
RPAI|RETAIL PPTS OF AMER|BATM|CBOE TRADING, INC.|728
RPAI|RETAIL PPTS OF AMER|BAYC|BAY CREST PARTNERS, LLC|150
RPAI|RETAIL PPTS OF AMER|BERN|Sanford C. Bernstein & Co., LLC|77591
RPAI|RETAIL PPTS OF AMER|BIDS|BIDS TRADING L.P.|1600
RPAI|RETAIL PPTS OF AMER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9490
RPAI|RETAIL PPTS OF AMER|BLKX|INSTINET, LLC|39800
RPAI|RETAIL PPTS OF AMER|BNPX|BNP PARIBAS SECURITIES CORP.|37721
RPAI|RETAIL PPTS OF AMER|BTIG|BTIG, LLC|14973
RPAI|RETAIL PPTS OF AMER|BYXM|CBOE TRADING, INC.|3230
RPAI|RETAIL PPTS OF AMER|BZYD|GOLDMAN SACHS & CO. LLC|17191
RPAI|RETAIL PPTS OF AMER|CBLC|CITIGROUP GLOBAL MARKETS INC.|381516
RPAI|RETAIL PPTS OF AMER|CHAS|Charles Schwab & Co., Inc.|6
RPAI|RETAIL PPTS OF AMER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|645983
RPAI|RETAIL PPTS OF AMER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6591
RPAI|RETAIL PPTS OF AMER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|371260
RPAI|RETAIL PPTS OF AMER|CTDL|Citadel Derivatives Group Llc|5791
RPAI|RETAIL PPTS OF AMER|CXCX|CITIGROUP GLOBAL MARKETS INC.|194076
RPAI|RETAIL PPTS OF AMER|DBAB|Deutsche Bank Securities Inc.|486351
RPAI|RETAIL PPTS OF AMER|DBAX|Deutsche Bank Securities Inc.|621000
RPAI|RETAIL PPTS OF AMER|DBUL|Deutsche Bank Securities Inc.|3090
RPAI|RETAIL PPTS OF AMER|DEAN|MORGAN STANLEY|12046
RPAI|RETAIL PPTS OF AMER|DEGS|RONIN PROFESSIONAL LLC|79
RPAI|RETAIL PPTS OF AMER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17600
RPAI|RETAIL PPTS OF AMER|EBXL|EBX LLC|370300
RPAI|RETAIL PPTS OF AMER|ECUT|CONVERGEX EXECUTION SOLUTIONS|3410
RPAI|RETAIL PPTS OF AMER|EDJO|Edward D. Jones & Co., L.P.|7085
RPAI|RETAIL PPTS OF AMER|EGAM|CBOE TRADING, INC.|5743
RPAI|RETAIL PPTS OF AMER|EGAW|CBOE TRADING, INC.|79
RPAI|RETAIL PPTS OF AMER|EGXM|CBOE TRADING, INC.|300
RPAI|RETAIL PPTS OF AMER|ETBE|Electronic Transaction Clearing, Inc.|5394
RPAI|RETAIL PPTS OF AMER|ETCC|Electronic Transaction Clearing, Inc.|120
RPAI|RETAIL PPTS OF AMER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
RPAI|RETAIL PPTS OF AMER|ETRS|E*Trade Securities LLC|17553
RPAI|RETAIL PPTS OF AMER|FBRC|B. RILEY FBR, INC.|408607
RPAI|RETAIL PPTS OF AMER|FBSB|U.S. Bancorp Investments, Inc.|1210
RPAI|RETAIL PPTS OF AMER|FILL|Tradestation Securities, Inc.|7221
RPAI|RETAIL PPTS OF AMER|FINX|FINTECH SECURITIES|16
RPAI|RETAIL PPTS OF AMER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|49608
RPAI|RETAIL PPTS OF AMER|FQLS|Quantlab Securities LP|130175
RPAI|RETAIL PPTS OF AMER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145237
RPAI|RETAIL PPTS OF AMER|FTBR|Foliofn Investments, Inc.|282
RPAI|RETAIL PPTS OF AMER|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
RPAI|RETAIL PPTS OF AMER|GLPX|ACS EXECUTION SERVICES, LLC|1878
RPAI|RETAIL PPTS OF AMER|GNAV|GREEN STREET TRADING, LLC|10555
RPAI|RETAIL PPTS OF AMER|GSCO|GOLDMAN SACHS & CO. LLC|1623469
RPAI|RETAIL PPTS OF AMER|GSCS|GOLDMAN SACHS & CO. LLC|13943
RPAI|RETAIL PPTS OF AMER|GSLT|GOLDMAN SACHS & CO. LLC|4399
RPAI|RETAIL PPTS OF AMER|GTSZ|GTS SECURITIES LLC|75591
RPAI|RETAIL PPTS OF AMER|HRBF|American Enterprise Investment Services Inc.|63640
RPAI|RETAIL PPTS OF AMER|IATS|INTERACTIVE BROKERS LLC|8621
RPAI|RETAIL PPTS OF AMER|IBKR|Interactive Brokers Llc|26174
RPAI|RETAIL PPTS OF AMER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|127
RPAI|RETAIL PPTS OF AMER|ICBX|INSTINET, LLC|157015
RPAI|RETAIL PPTS OF AMER|IEQY|CITADEL SECURITIES LLC|54253
RPAI|RETAIL PPTS OF AMER|INCA|INSTINET, LLC|162161
RPAI|RETAIL PPTS OF AMER|INJX|INSTINET, LLC|27
RPAI|RETAIL PPTS OF AMER|INTL|INTL FCSTONE FINANCIAL INC.|5943
RPAI|RETAIL PPTS OF AMER|ITGI|ITG Inc.|64391
RPAI|RETAIL PPTS OF AMER|ITGP|ITG INC.|641600
RPAI|RETAIL PPTS OF AMER|JEFF|JEFFERIES LLC|111730
RPAI|RETAIL PPTS OF AMER|JMPT|JUMP TRADING, LLC|144954
RPAI|RETAIL PPTS OF AMER|JONE|JonesTrading|60632
RPAI|RETAIL PPTS OF AMER|JPBX|J.P. MORGAN SECURITIES LLC|210257
RPAI|RETAIL PPTS OF AMER|JPMX|J.P. Morgan Securities LLC|1267467
RPAI|RETAIL PPTS OF AMER|JSJX|JANE STREET CAPITAL LLC|52995
RPAI|RETAIL PPTS OF AMER|KCGM|VIRTU Americas LLC|81684
RPAI|RETAIL PPTS OF AMER|KEYB|KEYBANC CAPITAL MARKETS INC.|175000
RPAI|RETAIL PPTS OF AMER|LEHM|Barclays Capital Inc./Le|1567728
RPAI|RETAIL PPTS OF AMER|LIME|Lime Brokerage LLC|75002
RPAI|RETAIL PPTS OF AMER|LOOP|Loop Capital Markets LLC|1855
RPAI|RETAIL PPTS OF AMER|LQNA|LIQUIDNET, INC.|27100
RPAI|RETAIL PPTS OF AMER|LSCI|Lek Securities Corporation|18
RPAI|RETAIL PPTS OF AMER|MAXM|Maxim Group LLC|1668
RPAI|RETAIL PPTS OF AMER|MKMP|MKM Partners LLC|62800
RPAI|RETAIL PPTS OF AMER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|473335
RPAI|RETAIL PPTS OF AMER|MOTF|MOTIF INVESTING, INC.|1
RPAI|RETAIL PPTS OF AMER|MSCO|MORGAN STANLEY & CO. LLC|1357193
RPAI|RETAIL PPTS OF AMER|MSPL|MORGAN STANLEY & CO. LLC|902300
RPAI|RETAIL PPTS OF AMER|MSTX|MORGAN STANLEY & CO. LLC|171500
RPAI|RETAIL PPTS OF AMER|NFSC|National Financial Services LLC|126848
RPAI|RETAIL PPTS OF AMER|NITE|VIRTU Americas LLC|420476
RPAI|RETAIL PPTS OF AMER|NITP|VIRTU Americas LLC|28971
RPAI|RETAIL PPTS OF AMER|NQRB|Brut, LLC|3785
RPAI|RETAIL PPTS OF AMER|NTBF|BMO Nesbitt Burns Inc./CDS|1707
RPAI|RETAIL PPTS OF AMER|OPCO|Oppenheimer & Co. Inc.|37
RPAI|RETAIL PPTS OF AMER|PDQM|CODA MARKETS, INC.|1498
RPAI|RETAIL PPTS OF AMER|PHLY|NASDAQ Execution Services, LLC|400
RPAI|RETAIL PPTS OF AMER|PWJC|UBS Financial Services, Inc.|3941
RPAI|RETAIL PPTS OF AMER|RBCM|RBC CAPITAL MARKETS, LLC|14259
RPAI|RETAIL PPTS OF AMER|SAGL|SAGETRADER, LLC|2600
RPAI|RETAIL PPTS OF AMER|SAGW|SAGETRADER, LLC|1063
RPAI|RETAIL PPTS OF AMER|SALI|INTL FCSTONE FINANCIAL INC.|315
RPAI|RETAIL PPTS OF AMER|SBSH|Citigroup Global Markets Inc.|623179
RPAI|RETAIL PPTS OF AMER|SEIC|SEI Investments Distribution Co.|600
RPAI|RETAIL PPTS OF AMER|SGMT|GOLDMAN SACHS & CO. LLC|275884
RPAI|RETAIL PPTS OF AMER|SPDR|SPEEDROUTE LLC|4600
RPAI|RETAIL PPTS OF AMER|SSBS|STATE STREET GLOBAL MARKETS, LLC|92264
RPAI|RETAIL PPTS OF AMER|STFL|Stifel, Nicolaus & Company, Incorporated|518
RPAI|RETAIL PPTS OF AMER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5700
RPAI|RETAIL PPTS OF AMER|SWIM|TD Ameritrade, Inc.|17377
RPAI|RETAIL PPTS OF AMER|SWST|Hilltop Securities Inc.|656
RPAI|RETAIL PPTS OF AMER|TKNG|ALLY INVEST SECURITIES LLC|1600
RPAI|RETAIL PPTS OF AMER|TRBT|Tradebot Systems, Inc.|176410
RPAI|RETAIL PPTS OF AMER|TRCM|TRC MARKETS LLC|65809
RPAI|RETAIL PPTS OF AMER|UBSA|UBS SECURITIES LLC|1061980
RPAI|RETAIL PPTS OF AMER|UBSS|UBS Securities LLC|869492
RPAI|RETAIL PPTS OF AMER|VALX|VIRTU AMERICAS LLC|88860
RPAI|RETAIL PPTS OF AMER|VGRD|Vanguard Marketing Corporation|11534
RPAI|RETAIL PPTS OF AMER|WBET|Wallachbeth Capital LLC|10660
RPAI|RETAIL PPTS OF AMER|WCHV|WELLS FARGO SECURITIES, LLC|10158
RPAI|RETAIL PPTS OF AMER|WEDB|WEDBUSH SECURITIES INC.|58
RPAI|RETAIL PPTS OF AMER|WEED|Weeden & Co.L.P.|12121
RPAI|RETAIL PPTS OF AMER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|232
RPAI|RETAIL PPTS OF AMER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|86526
RPAI|RETAIL PPTS OF AMER|WSEA|WOLVERINE SECURITIES, LLC|839
RPAI|RETAIL PPTS OF AMER|XIST|INSTINET, LLC|81600
RPAI|RETAIL PPTS OF AMER|XPQR|Jump Trading|258
RPAI|RETAIL PPTS OF AMER|XSTM|NATIONAL FINANCIAL SERVICES LLC|33050
RPAI|RETAIL PPTS OF AMER|YKNA|COMHAR CAPITAL MARKETS, LLC|500
RPAI|RETAIL PPTS OF AMER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11267
RPD|RAPID7 INC CMN STK|ALTX|Alternet Securities Inc.|9261
RPD|RAPID7 INC CMN STK|ANDG|Andrew Garrett Inc.|1000
RPD|RAPID7 INC CMN STK|APCC|Apex Clearing Corporation|17014
RPD|RAPID7 INC CMN STK|BARD|Robert W. Baird & Co. Incorporated|712
RPD|RAPID7 INC CMN STK|BATM|CBOE TRADING, INC.|5827
RPD|RAPID7 INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|40338
RPD|RAPID7 INC CMN STK|BIMI|Banca IMI Securities Corp.|1363
RPD|RAPID7 INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3278
RPD|RAPID7 INC CMN STK|BMOC|BMO Capital Markets Corp.|5042
RPD|RAPID7 INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|2007
RPD|RAPID7 INC CMN STK|BTIG|BTIG, LLC|39733
RPD|RAPID7 INC CMN STK|BYXM|CBOE TRADING, INC.|1910
RPD|RAPID7 INC CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|3572
RPD|RAPID7 INC CMN STK|CANT|Cantor Fitzgerald & Co.|1069
RPD|RAPID7 INC CMN STK|CBLC|CITIGROUP GLOBAL MARKETS INC.|34224
RPD|RAPID7 INC CMN STK|CHAS|Charles Schwab & Co., Inc.|230
RPD|RAPID7 INC CMN STK|CIST|Capital Institutional Services, Inc.|11124
RPD|RAPID7 INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|141164
RPD|RAPID7 INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
RPD|RAPID7 INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RPD|RAPID7 INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|189218
RPD|RAPID7 INC CMN STK|CTDL|Citadel Derivatives Group Llc|35270
RPD|RAPID7 INC CMN STK|CTLR|CUTLER GROUP, LP|3905
RPD|RAPID7 INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|22478
RPD|RAPID7 INC CMN STK|DADA|D.A. Davidson & Co.|33280
RPD|RAPID7 INC CMN STK|DBAB|Deutsche Bank Securities Inc.|299823
RPD|RAPID7 INC CMN STK|DBAX|Deutsche Bank Securities Inc.|117000
RPD|RAPID7 INC CMN STK|DBUL|Deutsche Bank Securities Inc.|3200
RPD|RAPID7 INC CMN STK|DCHF|Dart Executions, LLC|1339
RPD|RAPID7 INC CMN STK|DEAN|MORGAN STANLEY|4735
RPD|RAPID7 INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|13594
RPD|RAPID7 INC CMN STK|EBXL|EBX LLC|126200
RPD|RAPID7 INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|4182
RPD|RAPID7 INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|800
RPD|RAPID7 INC CMN STK|EGAM|CBOE TRADING, INC.|8527
RPD|RAPID7 INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|684
RPD|RAPID7 INC CMN STK|EGXM|CBOE TRADING, INC.|7435
RPD|RAPID7 INC CMN STK|EGXW|CBOE TRADING, INC.|25
RPD|RAPID7 INC CMN STK|ESPO|ESPOSITO SECURITIES, LLC|56008
RPD|RAPID7 INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|47080
RPD|RAPID7 INC CMN STK|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4261
RPD|RAPID7 INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6374
RPD|RAPID7 INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31241
RPD|RAPID7 INC CMN STK|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|404
RPD|RAPID7 INC CMN STK|ETRS|E*Trade Securities LLC|145690
RPD|RAPID7 INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|407459
RPD|RAPID7 INC CMN STK|FBSB|U.S. Bancorp Investments, Inc.|100
RPD|RAPID7 INC CMN STK|FILL|Tradestation Securities, Inc.|6305
RPD|RAPID7 INC CMN STK|FINX|FINTECH SECURITIES|1408
RPD|RAPID7 INC CMN STK|FMAF|NBCN Inc./ CDS|3567
RPD|RAPID7 INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|67676
RPD|RAPID7 INC CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1412
RPD|RAPID7 INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136747
RPD|RAPID7 INC CMN STK|FTBR|Foliofn Investments, Inc.|112
RPD|RAPID7 INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|28044
RPD|RAPID7 INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|6083
RPD|RAPID7 INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|1064457
RPD|RAPID7 INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|30734
RPD|RAPID7 INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|1806
RPD|RAPID7 INC CMN STK|GTSZ|GTS SECURITIES LLC|20922
RPD|RAPID7 INC CMN STK|HRBF|American Enterprise Investment Services Inc.|251
RPD|RAPID7 INC CMN STK|IATS|INTERACTIVE BROKERS LLC|10724
RPD|RAPID7 INC CMN STK|IBKR|Interactive Brokers Llc|125143
RPD|RAPID7 INC CMN STK|ICBX|INSTINET, LLC|18400
RPD|RAPID7 INC CMN STK|IEQY|CITADEL SECURITIES LLC|61450
RPD|RAPID7 INC CMN STK|INCA|INSTINET, LLC|341167
RPD|RAPID7 INC CMN STK|INJX|INSTINET, LLC|28594
RPD|RAPID7 INC CMN STK|ITGI|ITG Inc.|117404
RPD|RAPID7 INC CMN STK|ITGP|ITG INC.|176400
RPD|RAPID7 INC CMN STK|JANY|Janney Montgomery Scott Inc.|12
RPD|RAPID7 INC CMN STK|JEFF|JEFFERIES LLC|162484
RPD|RAPID7 INC CMN STK|JMPT|JUMP TRADING, LLC|53681
RPD|RAPID7 INC CMN STK|JONE|JonesTrading|807
RPD|RAPID7 INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|9907
RPD|RAPID7 INC CMN STK|JPMX|J.P. Morgan Securities LLC|142284
RPD|RAPID7 INC CMN STK|JSJX|JANE STREET CAPITAL LLC|6192
RPD|RAPID7 INC CMN STK|KCGM|VIRTU Americas LLC|26252
RPD|RAPID7 INC CMN STK|KEYB|KEYBANC CAPITAL MARKETS INC.|50000
RPD|RAPID7 INC CMN STK|LEHM|Barclays Capital Inc./Le|1324051
RPD|RAPID7 INC CMN STK|LIME|Lime Brokerage LLC|189343
RPD|RAPID7 INC CMN STK|LIWE|LIME BROKERAGE LLC|800
RPD|RAPID7 INC CMN STK|LMGP|LIME BROKERAGE LLC|22600
RPD|RAPID7 INC CMN STK|LOOP|Loop Capital Markets LLC|2080
RPD|RAPID7 INC CMN STK|LQNA|LIQUIDNET, INC.|10000
RPD|RAPID7 INC CMN STK|LSCI|Lek Securities Corporation|10
RPD|RAPID7 INC CMN STK|MAXM|Maxim Group LLC|2808
RPD|RAPID7 INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31260
RPD|RAPID7 INC CMN STK|MOTF|MOTIF INVESTING, INC.|86
RPD|RAPID7 INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|2219308
RPD|RAPID7 INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|160500
RPD|RAPID7 INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|54000
RPD|RAPID7 INC CMN STK|NATL|National Securities Corporation|1275
RPD|RAPID7 INC CMN STK|NEED|Needham & Company, LLC|34004
RPD|RAPID7 INC CMN STK|NFSC|National Financial Services LLC|72660
RPD|RAPID7 INC CMN STK|NITE|VIRTU Americas LLC|257698
RPD|RAPID7 INC CMN STK|NITP|VIRTU Americas LLC|4600
RPD|RAPID7 INC CMN STK|NQRB|Brut, LLC|22134
RPD|RAPID7 INC CMN STK|OPCO|Oppenheimer & Co. Inc.|1606
RPD|RAPID7 INC CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1758
RPD|RAPID7 INC CMN STK|PDQM|CODA MARKETS, INC.|12373
RPD|RAPID7 INC CMN STK|PHLY|NASDAQ Execution Services, LLC|200
RPD|RAPID7 INC CMN STK|PICT|Pictet Overseas Inc.|4500
RPD|RAPID7 INC CMN STK|PIPR|Piper Jaffray & Co.|27155
RPD|RAPID7 INC CMN STK|PWJC|UBS Financial Services, Inc.|1000
RPD|RAPID7 INC CMN STK|RAJA|Raymond James & Associates, Inc.|11098
RPD|RAPID7 INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|6932
RPD|RAPID7 INC CMN STK|ROTH|Roth Capital Partners, LLC|5400
RPD|RAPID7 INC CMN STK|SAGL|SAGETRADER, LLC|1200
RPD|RAPID7 INC CMN STK|SAGW|SAGETRADER, LLC|411
RPD|RAPID7 INC CMN STK|SBSH|Citigroup Global Markets Inc.|130768
RPD|RAPID7 INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|38708
RPD|RAPID7 INC CMN STK|SPDR|SPEEDROUTE LLC|1100
RPD|RAPID7 INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|885
RPD|RAPID7 INC CMN STK|SWIM|TD Ameritrade, Inc.|18288
RPD|RAPID7 INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|940
RPD|RAPID7 INC CMN STK|TOUR|TOURMALINE PARTNERS, LLC|600
RPD|RAPID7 INC CMN STK|TRBT|Tradebot Systems, Inc.|173389
RPD|RAPID7 INC CMN STK|TRCM|TRC MARKETS LLC|182517
RPD|RAPID7 INC CMN STK|TWTT|TASTYWORKS, INC.|40
RPD|RAPID7 INC CMN STK|UBSA|UBS SECURITIES LLC|432277
RPD|RAPID7 INC CMN STK|UBSS|UBS Securities LLC|780304
RPD|RAPID7 INC CMN STK|VALX|VIRTU AMERICAS LLC|5814
RPD|RAPID7 INC CMN STK|VGRD|Vanguard Marketing Corporation|1677
RPD|RAPID7 INC CMN STK|VNDM|Wall Street Access|2260
RPD|RAPID7 INC CMN STK|WBLR|WILLIAM BLAIR|3405
RPD|RAPID7 INC CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|2400
RPD|RAPID7 INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|228063
RPD|RAPID7 INC CMN STK|WEDB|WEDBUSH SECURITIES INC.|1100
RPD|RAPID7 INC CMN STK|WEED|Weeden & Co.L.P.|4622
RPD|RAPID7 INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7564
RPD|RAPID7 INC CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2266
RPD|RAPID7 INC CMN STK|WGIF|CIBC World Markets Inc.|900
RPD|RAPID7 INC CMN STK|WORD|Worden Capital Management LLC|1000
RPD|RAPID7 INC CMN STK|WSAG|WALL STREET ACCESS|66
RPD|RAPID7 INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|1702
RPD|RAPID7 INC CMN STK|XIST|INSTINET, LLC|20000
RPD|RAPID7 INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|9306
RPD|RAPID7 INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|270
RPD|RAPID7 INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15229
RPG|INVESCO S&P 500 P|APCC|Apex Clearing Corporation|53
RPG|INVESCO S&P 500 P|BARD|Robert W. Baird & Co. Incorporated|2736
RPG|INVESCO S&P 500 P|BATM|CBOE TRADING, INC.|2503
RPG|INVESCO S&P 500 P|BBNT|BB&T SECURITIES, LLC|361
RPG|INVESCO S&P 500 P|BERN|Sanford C. Bernstein & Co., LLC|21
RPG|INVESCO S&P 500 P|BIDS|BIDS TRADING L.P.|100
RPG|INVESCO S&P 500 P|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1180
RPG|INVESCO S&P 500 P|CANT|Cantor Fitzgerald & Co.|62008
RPG|INVESCO S&P 500 P|CHAS|Charles Schwab & Co., Inc.|1529
RPG|INVESCO S&P 500 P|CICF|Canaccord Genuity Corp.|100
RPG|INVESCO S&P 500 P|CIST|Capital Institutional Services, Inc.|65
RPG|INVESCO S&P 500 P|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103
RPG|INVESCO S&P 500 P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11341
RPG|INVESCO S&P 500 P|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
RPG|INVESCO S&P 500 P|DBAX|Deutsche Bank Securities Inc.|2000
RPG|INVESCO S&P 500 P|DEAN|MORGAN STANLEY|1470
RPG|INVESCO S&P 500 P|EBXL|EBX LLC|7400
RPG|INVESCO S&P 500 P|ECUT|CONVERGEX EXECUTION SOLUTIONS|45
RPG|INVESCO S&P 500 P|EDJO|Edward D. Jones & Co., L.P.|938
RPG|INVESCO S&P 500 P|EGAM|CBOE TRADING, INC.|601
RPG|INVESCO S&P 500 P|ETBE|Electronic Transaction Clearing, Inc.|100
RPG|INVESCO S&P 500 P|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
RPG|INVESCO S&P 500 P|ETRS|E*Trade Securities LLC|9327
RPG|INVESCO S&P 500 P|FINX|FINTECH SECURITIES|3009
RPG|INVESCO S&P 500 P|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55
RPG|INVESCO S&P 500 P|FTBR|Foliofn Investments, Inc.|5167
RPG|INVESCO S&P 500 P|GEBB|GLOBAL EXECUTION BROKERS, LP|500
RPG|INVESCO S&P 500 P|GLPX|ACS EXECUTION SERVICES, LLC|225
RPG|INVESCO S&P 500 P|GSCO|GOLDMAN SACHS & CO. LLC|633
RPG|INVESCO S&P 500 P|GSLT|GOLDMAN SACHS & CO. LLC|545
RPG|INVESCO S&P 500 P|GTSZ|GTS SECURITIES LLC|172160
RPG|INVESCO S&P 500 P|HRBF|American Enterprise Investment Services Inc.|32058
RPG|INVESCO S&P 500 P|IATS|INTERACTIVE BROKERS LLC|342
RPG|INVESCO S&P 500 P|IBKR|Interactive Brokers Llc|1766
RPG|INVESCO S&P 500 P|ICBX|INSTINET, LLC|9700
RPG|INVESCO S&P 500 P|INCA|INSTINET, LLC|300
RPG|INVESCO S&P 500 P|ITGI|ITG Inc.|300
RPG|INVESCO S&P 500 P|ITGP|ITG INC.|600
RPG|INVESCO S&P 500 P|JANY|Janney Montgomery Scott Inc.|3342
RPG|INVESCO S&P 500 P|JMPT|JUMP TRADING, LLC|1198
RPG|INVESCO S&P 500 P|JPMX|J.P. Morgan Securities LLC|1438
RPG|INVESCO S&P 500 P|JSEB|JANE STREET EXECUTION SERVICES, LLC|8674
RPG|INVESCO S&P 500 P|JSJX|JANE STREET CAPITAL LLC|121406
RPG|INVESCO S&P 500 P|KCGM|VIRTU Americas LLC|3799
RPG|INVESCO S&P 500 P|LEHM|Barclays Capital Inc./Le|7173
RPG|INVESCO S&P 500 P|LIME|Lime Brokerage LLC|26682
RPG|INVESCO S&P 500 P|LSCI|Lek Securities Corporation|1986
RPG|INVESCO S&P 500 P|MACC|Mid Atlantic Capital Corporation|1813
RPG|INVESCO S&P 500 P|MCMF|Raymond James Ltd. Cds|432
RPG|INVESCO S&P 500 P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
RPG|INVESCO S&P 500 P|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
RPG|INVESCO S&P 500 P|MOTF|MOTIF INVESTING, INC.|2
RPG|INVESCO S&P 500 P|MSCO|MORGAN STANLEY & CO. LLC|21489
RPG|INVESCO S&P 500 P|MSPL|MORGAN STANLEY & CO. LLC|200
RPG|INVESCO S&P 500 P|NBCS|NBC Securities, INC.|100
RPG|INVESCO S&P 500 P|NFSC|National Financial Services LLC|167839
RPG|INVESCO S&P 500 P|NITE|VIRTU Americas LLC|126512
RPG|INVESCO S&P 500 P|NQRB|Brut, LLC|1208
RPG|INVESCO S&P 500 P|OPCO|Oppenheimer & Co. Inc.|3606
RPG|INVESCO S&P 500 P|PDQM|CODA MARKETS, INC.|525
RPG|INVESCO S&P 500 P|RBCM|RBC CAPITAL MARKETS, LLC|14044
RPG|INVESCO S&P 500 P|SBSH|Citigroup Global Markets Inc.|63
RPG|INVESCO S&P 500 P|SGMT|GOLDMAN SACHS & CO. LLC|7205
RPG|INVESCO S&P 500 P|SHMR|ABN Amro Clearing LLC|962
RPG|INVESCO S&P 500 P|SPHN|Stephens Inc.|8
RPG|INVESCO S&P 500 P|STFL|Stifel, Nicolaus & Company, Incorporated|1411
RPG|INVESCO S&P 500 P|SWIM|TD Ameritrade, Inc.|266
RPG|INVESCO S&P 500 P|SWST|Hilltop Securities Inc.|1094
RPG|INVESCO S&P 500 P|TKNG|ALLY INVEST SECURITIES LLC|140
RPG|INVESCO S&P 500 P|TRCM|TRC MARKETS LLC|58
RPG|INVESCO S&P 500 P|UBSA|UBS SECURITIES LLC|15192
RPG|INVESCO S&P 500 P|UBSS|UBS Securities LLC|69706
RPG|INVESCO S&P 500 P|VALX|VIRTU AMERICAS LLC|105
RPG|INVESCO S&P 500 P|VGRD|Vanguard Marketing Corporation|2329
RPG|INVESCO S&P 500 P|WBET|Wallachbeth Capital LLC|400
RPG|INVESCO S&P 500 P|WBLR|WILLIAM BLAIR|900
RPG|INVESCO S&P 500 P|WCHV|WELLS FARGO SECURITIES, LLC|37583
RPG|INVESCO S&P 500 P|WEDB|WEDBUSH SECURITIES INC.|30
RPG|INVESCO S&P 500 P|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1106
RPG|INVESCO S&P 500 P|WSEA|WOLVERINE SECURITIES, LLC|965
RPG|INVESCO S&P 500 P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40458
RPIBC|REINHRT INT BD NXSHR|FTBR|Foliofn Investments, Inc.|58
RPIBC|REINHRT INT BD NXSHR|NITE|VIRTU Americas LLC|58
RPM|RPM INTL INC|ALTX|Alternet Securities Inc.|70134
RPM|RPM INTL INC|ANOS|ABEL/NOSER, L.L.C.|125
RPM|RPM INTL INC|APCC|Apex Clearing Corporation|4370
RPM|RPM INTL INC|AQUA|AQUA SECURITIES L.P.|13100
RPM|RPM INTL INC|BARD|Robert W. Baird & Co. Incorporated|8686
RPM|RPM INTL INC|BATM|CBOE TRADING, INC.|10176
RPM|RPM INTL INC|BAYT|BTIG, LLC|2300
RPM|RPM INTL INC|BBNT|BB&T SECURITIES, LLC|100
RPM|RPM INTL INC|BERN|Sanford C. Bernstein & Co., LLC|16270
RPM|RPM INTL INC|BIDS|BIDS TRADING L.P.|100
RPM|RPM INTL INC|BIMI|Banca IMI Securities Corp.|40
RPM|RPM INTL INC|BKCM|BNY Mellon Capital Markets LLC|25962
RPM|RPM INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5007
RPM|RPM INTL INC|BLKX|INSTINET, LLC|41650
RPM|RPM INTL INC|BMOC|BMO Capital Markets Corp.|8800
RPM|RPM INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|4131
RPM|RPM INTL INC|BRVL|BLAYLOCK VAN, LLC|10450
RPM|RPM INTL INC|BTIG|BTIG, LLC|3539
RPM|RPM INTL INC|BYXM|CBOE TRADING, INC.|7967
RPM|RPM INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|1848
RPM|RPM INTL INC|CANT|Cantor Fitzgerald & Co.|6800
RPM|RPM INTL INC|CBRA|Cobra Trading, Inc.|600
RPM|RPM INTL INC|CHAS|Charles Schwab & Co., Inc.|2242
RPM|RPM INTL INC|CIST|Capital Institutional Services, Inc.|560
RPM|RPM INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|256928
RPM|RPM INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|166805
RPM|RPM INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19440
RPM|RPM INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|835226
RPM|RPM INTL INC|CTDL|Citadel Derivatives Group Llc|8363
RPM|RPM INTL INC|CTLR|CUTLER GROUP, LP|600
RPM|RPM INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|125368
RPM|RPM INTL INC|DADA|D.A. Davidson & Co.|75
RPM|RPM INTL INC|DBAB|Deutsche Bank Securities Inc.|425455
RPM|RPM INTL INC|DBAX|Deutsche Bank Securities Inc.|524200
RPM|RPM INTL INC|DBUL|Deutsche Bank Securities Inc.|4002
RPM|RPM INTL INC|DCHF|Dart Executions, LLC|1302
RPM|RPM INTL INC|DEAN|MORGAN STANLEY|10298
RPM|RPM INTL INC|DEGS|RONIN PROFESSIONAL LLC|700
RPM|RPM INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|214
RPM|RPM INTL INC|EBXL|EBX LLC|436900
RPM|RPM INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9898
RPM|RPM INTL INC|EDJO|Edward D. Jones & Co., L.P.|6483
RPM|RPM INTL INC|EGAM|CBOE TRADING, INC.|50417
RPM|RPM INTL INC|EGAW|CBOE TRADING, INC.|200
RPM|RPM INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
RPM|RPM INTL INC|EGXM|CBOE TRADING, INC.|3123
RPM|RPM INTL INC|EGXW|CBOE TRADING, INC.|100
RPM|RPM INTL INC|ETBE|Electronic Transaction Clearing, Inc.|39225
RPM|RPM INTL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
RPM|RPM INTL INC|ETCC|Electronic Transaction Clearing, Inc.|900
RPM|RPM INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9480
RPM|RPM INTL INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
RPM|RPM INTL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3700
RPM|RPM INTL INC|ETRS|E*Trade Securities LLC|23328
RPM|RPM INTL INC|FBSB|U.S. Bancorp Investments, Inc.|206
RPM|RPM INTL INC|FILL|Tradestation Securities, Inc.|6089
RPM|RPM INTL INC|FINX|FINTECH SECURITIES|520
RPM|RPM INTL INC|FMAF|NBCN Inc./ CDS|409
RPM|RPM INTL INC|FMCO|First Manhattan Co|1200
RPM|RPM INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9618
RPM|RPM INTL INC|FQLS|Quantlab Securities LP|541157
RPM|RPM INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|141063
RPM|RPM INTL INC|FTBR|Foliofn Investments, Inc.|1635
RPM|RPM INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6840
RPM|RPM INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|481018
RPM|RPM INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|1029639
RPM|RPM INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|4399
RPM|RPM INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|54601
RPM|RPM INTL INC|GTSZ|GTS SECURITIES LLC|227670
RPM|RPM INTL INC|HRBF|American Enterprise Investment Services Inc.|5054
RPM|RPM INTL INC|IATS|INTERACTIVE BROKERS LLC|23697
RPM|RPM INTL INC|IBKR|Interactive Brokers Llc|16905
RPM|RPM INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|506
RPM|RPM INTL INC|ICBX|INSTINET, LLC|519431
RPM|RPM INTL INC|IEQY|CITADEL SECURITIES LLC|85791
RPM|RPM INTL INC|INCA|INSTINET, LLC|1996829
RPM|RPM INTL INC|INJX|INSTINET, LLC|25835
RPM|RPM INTL INC|ITGI|ITG Inc.|138536
RPM|RPM INTL INC|ITGP|ITG INC.|175800
RPM|RPM INTL INC|JANY|Janney Montgomery Scott Inc.|1859
RPM|RPM INTL INC|JEFF|JEFFERIES LLC|287970
RPM|RPM INTL INC|JMPT|JUMP TRADING, LLC|147636
RPM|RPM INTL INC|JONE|JonesTrading|30194
RPM|RPM INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|136457
RPM|RPM INTL INC|JPMX|J.P. Morgan Securities LLC|613353
RPM|RPM INTL INC|JSJX|JANE STREET CAPITAL LLC|13564
RPM|RPM INTL INC|KCGM|VIRTU Americas LLC|88023
RPM|RPM INTL INC|KEYB|KEYBANC CAPITAL MARKETS INC.|10142
RPM|RPM INTL INC|LEHM|Barclays Capital Inc./Le|672849
RPM|RPM INTL INC|LIME|Lime Brokerage LLC|50430
RPM|RPM INTL INC|LQNA|LIQUIDNET, INC.|376900
RPM|RPM INTL INC|LQNB|LIQUIDNET, INC.|5600
RPM|RPM INTL INC|LSCI|Lek Securities Corporation|31109
RPM|RPM INTL INC|LVMR|LIVERMORE TRADING GROUP, INC.|2310
RPM|RPM INTL INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5940
RPM|RPM INTL INC|MACC|Mid Atlantic Capital Corporation|2262
RPM|RPM INTL INC|MACQ|Macquarie Capital (USA) Inc.|14822
RPM|RPM INTL INC|MAXM|Maxim Group LLC|257
RPM|RPM INTL INC|MBTS|ALLY INVEST SECURITIES LLC|8100
RPM|RPM INTL INC|MCMF|Raymond James Ltd. Cds|135
RPM|RPM INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|239086
RPM|RPM INTL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1800
RPM|RPM INTL INC|MSCO|MORGAN STANLEY & CO. LLC|3039270
RPM|RPM INTL INC|MSPL|MORGAN STANLEY & CO. LLC|603600
RPM|RPM INTL INC|MSTX|MORGAN STANLEY & CO. LLC|231700
RPM|RPM INTL INC|NATL|National Securities Corporation|343
RPM|RPM INTL INC|NFSC|National Financial Services LLC|80016
RPM|RPM INTL INC|NITE|VIRTU Americas LLC|451600
RPM|RPM INTL INC|NITP|VIRTU Americas LLC|3261
RPM|RPM INTL INC|NMRA|Nomura Securities International, Inc.|362295
RPM|RPM INTL INC|NQRB|Brut, LLC|10094
RPM|RPM INTL INC|NTRC|Northern Trust Securities, Inc.|323
RPM|RPM INTL INC|OPCO|Oppenheimer & Co. Inc.|16487
RPM|RPM INTL INC|PCFF|Pacific International Securities Inc./CDS|200
RPM|RPM INTL INC|PDQM|CODA MARKETS, INC.|904879
RPM|RPM INTL INC|PHLY|NASDAQ Execution Services, LLC|600
RPM|RPM INTL INC|PNSR|Penserra Securities, LLC|2800
RPM|RPM INTL INC|PWJC|UBS Financial Services, Inc.|983
RPM|RPM INTL INC|QMSR|QUATTRO M SECURITIES INC.|5722
RPM|RPM INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|12751
RPM|RPM INTL INC|RGLD|Regal Securities, Inc|400
RPM|RPM INTL INC|SAGL|SAGETRADER, LLC|64428
RPM|RPM INTL INC|SALI|INTL FCSTONE FINANCIAL INC.|404
RPM|RPM INTL INC|SBSH|Citigroup Global Markets Inc.|101558
RPM|RPM INTL INC|SEIC|SEI Investments Distribution Co.|675
RPM|RPM INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|242478
RPM|RPM INTL INC|SPDR|SPEEDROUTE LLC|139839
RPM|RPM INTL INC|SPHN|Stephens Inc.|768077
RPM|RPM INTL INC|SPNT|SEVEN POINTS CAPITAL, LLC|200
RPM|RPM INTL INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|428
RPM|RPM INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|2758
RPM|RPM INTL INC|STKP|STOCKPILE INVESTMENTS, INC.|2
RPM|RPM INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2799
RPM|RPM INTL INC|SWIM|TD Ameritrade, Inc.|16551
RPM|RPM INTL INC|SWST|Hilltop Securities Inc.|1672
RPM|RPM INTL INC|TKNG|ALLY INVEST SECURITIES LLC|138
RPM|RPM INTL INC|TRBT|Tradebot Systems, Inc.|445177
RPM|RPM INTL INC|TRCM|TRC MARKETS LLC|394401
RPM|RPM INTL INC|UBSA|UBS SECURITIES LLC|1278661
RPM|RPM INTL INC|UBSS|UBS Securities LLC|1329253
RPM|RPM INTL INC|VALX|VIRTU AMERICAS LLC|15316
RPM|RPM INTL INC|VGRD|Vanguard Marketing Corporation|5060
RPM|RPM INTL INC|VNDM|Wall Street Access|200
RPM|RPM INTL INC|WBLR|WILLIAM BLAIR|790
RPM|RPM INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|4202
RPM|RPM INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|145747
RPM|RPM INTL INC|WDNX|WEEDEN & CO.L.P.|368
RPM|RPM INTL INC|WEDB|WEDBUSH SECURITIES INC.|541
RPM|RPM INTL INC|WEED|Weeden & Co.L.P.|1269
RPM|RPM INTL INC|WESC|Wellington Shields & Co., LLC|100
RPM|RPM INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3184
RPM|RPM INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1524
RPM|RPM INTL INC|WGIF|CIBC World Markets Inc.|108
RPM|RPM INTL INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|169
RPM|RPM INTL INC|WSEA|WOLVERINE SECURITIES, LLC|3900
RPM|RPM INTL INC|XIST|INSTINET, LLC|156140
RPM|RPM INTL INC|XPQR|Jump Trading|7173
RPM|RPM INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|93436
RPM|RPM INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|37177
RPM|RPM INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7879
RPT|RAMCO GERS PROP|ABLE|NATIXIS Securities Americas LLC|3298
RPT|RAMCO GERS PROP|ALTX|Alternet Securities Inc.|2028
RPT|RAMCO GERS PROP|APCC|Apex Clearing Corporation|28
RPT|RAMCO GERS PROP|BATM|CBOE TRADING, INC.|14949
RPT|RAMCO GERS PROP|BAYC|BAY CREST PARTNERS, LLC|41
RPT|RAMCO GERS PROP|BERN|Sanford C. Bernstein & Co., LLC|600
RPT|RAMCO GERS PROP|BIDS|BIDS TRADING L.P.|300
RPT|RAMCO GERS PROP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|537
RPT|RAMCO GERS PROP|BLKX|INSTINET, LLC|5900
RPT|RAMCO GERS PROP|BMOC|BMO Capital Markets Corp.|3520
RPT|RAMCO GERS PROP|BNPX|BNP PARIBAS SECURITIES CORP.|41516
RPT|RAMCO GERS PROP|BRVL|BLAYLOCK VAN, LLC|1900
RPT|RAMCO GERS PROP|BTIG|BTIG, LLC|1315
RPT|RAMCO GERS PROP|BYXM|CBOE TRADING, INC.|247
RPT|RAMCO GERS PROP|BZYD|GOLDMAN SACHS & CO. LLC|8035
RPT|RAMCO GERS PROP|CANT|Cantor Fitzgerald & Co.|9600
RPT|RAMCO GERS PROP|CBLC|CITIGROUP GLOBAL MARKETS INC.|18800
RPT|RAMCO GERS PROP|CHAS|Charles Schwab & Co., Inc.|2015
RPT|RAMCO GERS PROP|CIST|Capital Institutional Services, Inc.|290
RPT|RAMCO GERS PROP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91720
RPT|RAMCO GERS PROP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|192190
RPT|RAMCO GERS PROP|CTDL|Citadel Derivatives Group Llc|8740
RPT|RAMCO GERS PROP|CXCX|CITIGROUP GLOBAL MARKETS INC.|80142
RPT|RAMCO GERS PROP|DBAB|Deutsche Bank Securities Inc.|483300
RPT|RAMCO GERS PROP|DBAX|Deutsche Bank Securities Inc.|190400
RPT|RAMCO GERS PROP|DEAN|MORGAN STANLEY|1686
RPT|RAMCO GERS PROP|DEGS|RONIN PROFESSIONAL LLC|3733
RPT|RAMCO GERS PROP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
RPT|RAMCO GERS PROP|EBXL|EBX LLC|91600
RPT|RAMCO GERS PROP|ECUT|CONVERGEX EXECUTION SOLUTIONS|696
RPT|RAMCO GERS PROP|EDJO|Edward D. Jones & Co., L.P.|111
RPT|RAMCO GERS PROP|EGAM|CBOE TRADING, INC.|2667
RPT|RAMCO GERS PROP|EGAW|CBOE TRADING, INC.|200
RPT|RAMCO GERS PROP|EGXM|CBOE TRADING, INC.|339
RPT|RAMCO GERS PROP|EGXW|CBOE TRADING, INC.|100
RPT|RAMCO GERS PROP|ELEV|ELEVATION, LLC|1539
RPT|RAMCO GERS PROP|ETBE|Electronic Transaction Clearing, Inc.|9185
RPT|RAMCO GERS PROP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
RPT|RAMCO GERS PROP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
RPT|RAMCO GERS PROP|ETRS|E*Trade Securities LLC|1620
RPT|RAMCO GERS PROP|FILL|Tradestation Securities, Inc.|7612
RPT|RAMCO GERS PROP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3100
RPT|RAMCO GERS PROP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77845
RPT|RAMCO GERS PROP|FTBR|Foliofn Investments, Inc.|1504
RPT|RAMCO GERS PROP|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
RPT|RAMCO GERS PROP|GLPX|ACS EXECUTION SERVICES, LLC|1971
RPT|RAMCO GERS PROP|GSCO|GOLDMAN SACHS & CO. LLC|857725
RPT|RAMCO GERS PROP|GSCS|GOLDMAN SACHS & CO. LLC|15899
RPT|RAMCO GERS PROP|GSLT|GOLDMAN SACHS & CO. LLC|8795
RPT|RAMCO GERS PROP|GTSZ|GTS SECURITIES LLC|31651
RPT|RAMCO GERS PROP|HRBF|American Enterprise Investment Services Inc.|317
RPT|RAMCO GERS PROP|IATS|INTERACTIVE BROKERS LLC|310
RPT|RAMCO GERS PROP|IBKR|Interactive Brokers Llc|3185
RPT|RAMCO GERS PROP|ICBX|INSTINET, LLC|67687
RPT|RAMCO GERS PROP|IEQY|CITADEL SECURITIES LLC|29871
RPT|RAMCO GERS PROP|INCA|INSTINET, LLC|97157
RPT|RAMCO GERS PROP|INJX|INSTINET, LLC|1400
RPT|RAMCO GERS PROP|ITGI|ITG Inc.|30696
RPT|RAMCO GERS PROP|ITGP|ITG INC.|86200
RPT|RAMCO GERS PROP|JEFF|JEFFERIES LLC|60558
RPT|RAMCO GERS PROP|JMPT|JUMP TRADING, LLC|15226
RPT|RAMCO GERS PROP|JPBX|J.P. MORGAN SECURITIES LLC|15721
RPT|RAMCO GERS PROP|JPMX|J.P. Morgan Securities LLC|218325
RPT|RAMCO GERS PROP|JSJX|JANE STREET CAPITAL LLC|6248
RPT|RAMCO GERS PROP|KCGM|VIRTU Americas LLC|37364
RPT|RAMCO GERS PROP|KING|C. L. King & Associates, Inc.|11841
RPT|RAMCO GERS PROP|LEHM|Barclays Capital Inc./Le|326783
RPT|RAMCO GERS PROP|LIME|Lime Brokerage LLC|51060
RPT|RAMCO GERS PROP|LOOP|Loop Capital Markets LLC|4400
RPT|RAMCO GERS PROP|LQNA|LIQUIDNET, INC.|6500
RPT|RAMCO GERS PROP|LSCI|Lek Securities Corporation|33
RPT|RAMCO GERS PROP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114875
RPT|RAMCO GERS PROP|MOTF|MOTIF INVESTING, INC.|1
RPT|RAMCO GERS PROP|MSCO|MORGAN STANLEY & CO. LLC|466531
RPT|RAMCO GERS PROP|MSPL|MORGAN STANLEY & CO. LLC|238700
RPT|RAMCO GERS PROP|MSTX|MORGAN STANLEY & CO. LLC|63700
RPT|RAMCO GERS PROP|NFSC|National Financial Services LLC|28229
RPT|RAMCO GERS PROP|NITE|VIRTU Americas LLC|125989
RPT|RAMCO GERS PROP|NQRB|Brut, LLC|3939
RPT|RAMCO GERS PROP|NTRC|Northern Trust Securities, Inc.|3499
RPT|RAMCO GERS PROP|OTAA|OTA LLC|3200
RPT|RAMCO GERS PROP|PDQM|CODA MARKETS, INC.|3198
RPT|RAMCO GERS PROP|QMSR|QUATTRO M SECURITIES INC.|256
RPT|RAMCO GERS PROP|RBCM|RBC CAPITAL MARKETS, LLC|4278
RPT|RAMCO GERS PROP|SAGW|SAGETRADER, LLC|2
RPT|RAMCO GERS PROP|SBSH|Citigroup Global Markets Inc.|403624
RPT|RAMCO GERS PROP|SGMT|GOLDMAN SACHS & CO. LLC|56438
RPT|RAMCO GERS PROP|SPDR|SPEEDROUTE LLC|1400
RPT|RAMCO GERS PROP|STFL|Stifel, Nicolaus & Company, Incorporated|100
RPT|RAMCO GERS PROP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6333
RPT|RAMCO GERS PROP|SWIM|TD Ameritrade, Inc.|1123
RPT|RAMCO GERS PROP|TKNG|ALLY INVEST SECURITIES LLC|490
RPT|RAMCO GERS PROP|TRBT|Tradebot Systems, Inc.|80685
RPT|RAMCO GERS PROP|TRCM|TRC MARKETS LLC|36883
RPT|RAMCO GERS PROP|UBSA|UBS SECURITIES LLC|361713
RPT|RAMCO GERS PROP|UBSS|UBS Securities LLC|291053
RPT|RAMCO GERS PROP|VALX|VIRTU AMERICAS LLC|19144
RPT|RAMCO GERS PROP|VGRD|Vanguard Marketing Corporation|2471
RPT|RAMCO GERS PROP|WBET|Wallachbeth Capital LLC|21735
RPT|RAMCO GERS PROP|WBPX|SUMMIT SECURITIES GROUP, LLC|6236
RPT|RAMCO GERS PROP|WCHV|WELLS FARGO SECURITIES, LLC|42893
RPT|RAMCO GERS PROP|WDNX|WEEDEN & CO.L.P.|622
RPT|RAMCO GERS PROP|WEED|Weeden & Co.L.P.|17365
RPT|RAMCO GERS PROP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3152
RPT|RAMCO GERS PROP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14586
RPT|RAMCO GERS PROP|WFPB|Wells Fargo Securities, LLC.|263
RPT|RAMCO GERS PROP|WSAG|WALL STREET ACCESS|500
RPT|RAMCO GERS PROP|WSEA|WOLVERINE SECURITIES, LLC|1123
RPT|RAMCO GERS PROP|XIST|INSTINET, LLC|38600
RPT|RAMCO GERS PROP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
RPT|RAMCO GERS PROP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RPT$D|RAMCO-GERSHENSON PPT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
RPT$D|RAMCO-GERSHENSON PPT|GSCO|GOLDMAN SACHS & CO. LLC|13267
RPT$D|RAMCO-GERSHENSON PPT|GSCS|GOLDMAN SACHS & CO. LLC|4485
RPT$D|RAMCO-GERSHENSON PPT|IBKR|Interactive Brokers Llc|100
RPT$D|RAMCO-GERSHENSON PPT|LEHM|Barclays Capital Inc./Le|600
RPT$D|RAMCO-GERSHENSON PPT|LIME|Lime Brokerage LLC|182
RPT$D|RAMCO-GERSHENSON PPT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
RPT$D|RAMCO-GERSHENSON PPT|NITE|VIRTU Americas LLC|1874
RPT$D|RAMCO-GERSHENSON PPT|RBCM|RBC CAPITAL MARKETS, LLC|500
RPT$D|RAMCO-GERSHENSON PPT|SGMT|GOLDMAN SACHS & CO. LLC|100
RPT$D|RAMCO-GERSHENSON PPT|STFL|Stifel, Nicolaus & Company, Incorporated|400
RPT$D|RAMCO-GERSHENSON PPT|UBSA|UBS SECURITIES LLC|3400
RPUT|WISDOMTREE CBOE RUSS|CANT|Cantor Fitzgerald & Co.|157192
RPUT|WISDOMTREE CBOE RUSS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|321
RPUT|WISDOMTREE CBOE RUSS|ETRS|E*Trade Securities LLC|808
RPUT|WISDOMTREE CBOE RUSS|JSJX|JANE STREET CAPITAL LLC|7494
RPUT|WISDOMTREE CBOE RUSS|MOTF|MOTIF INVESTING, INC.|1
RPUT|WISDOMTREE CBOE RUSS|NFSC|National Financial Services LLC|1530
RPUT|WISDOMTREE CBOE RUSS|NITE|VIRTU Americas LLC|4900
RPUT|WISDOMTREE CBOE RUSS|RBCM|RBC CAPITAL MARKETS, LLC|4500
RPUT|WISDOMTREE CBOE RUSS|SWIM|TD Ameritrade, Inc.|400
RPUT|WISDOMTREE CBOE RUSS|UBSA|UBS SECURITIES LLC|1434
RPUT|WISDOMTREE CBOE RUSS|UBSS|UBS Securities LLC|200
RPUT|WISDOMTREE CBOE RUSS|VGRD|Vanguard Marketing Corporation|300
RPV|INVESCO S&P 500 P|APCC|Apex Clearing Corporation|611
RPV|INVESCO S&P 500 P|BANK|Primevest Financial Services, Inc.|4
RPV|INVESCO S&P 500 P|BARD|Robert W. Baird & Co. Incorporated|89
RPV|INVESCO S&P 500 P|BATM|CBOE TRADING, INC.|102
RPV|INVESCO S&P 500 P|BKMM|BNY MELLON CAPITAL MARKETS, LLC|841
RPV|INVESCO S&P 500 P|CANT|Cantor Fitzgerald & Co.|58
RPV|INVESCO S&P 500 P|CHAS|Charles Schwab & Co., Inc.|1244
RPV|INVESCO S&P 500 P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10447
RPV|INVESCO S&P 500 P|CSIN|Citadel Securities Institutional LLC|4254
RPV|INVESCO S&P 500 P|DBAX|Deutsche Bank Securities Inc.|300
RPV|INVESCO S&P 500 P|DEAN|MORGAN STANLEY|4493
RPV|INVESCO S&P 500 P|DEGS|RONIN PROFESSIONAL LLC|200
RPV|INVESCO S&P 500 P|EBXL|EBX LLC|2000
RPV|INVESCO S&P 500 P|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
RPV|INVESCO S&P 500 P|EDJO|Edward D. Jones & Co., L.P.|418
RPV|INVESCO S&P 500 P|EGAM|CBOE TRADING, INC.|730
RPV|INVESCO S&P 500 P|EGXM|CBOE TRADING, INC.|25
RPV|INVESCO S&P 500 P|ETBE|Electronic Transaction Clearing, Inc.|100
RPV|INVESCO S&P 500 P|ETRS|E*Trade Securities LLC|3495
RPV|INVESCO S&P 500 P|FBSB|U.S. Bancorp Investments, Inc.|400
RPV|INVESCO S&P 500 P|FIDT|Fidelity Clearing Canada ULC./ CDS|2699
RPV|INVESCO S&P 500 P|FINX|FINTECH SECURITIES|2086
RPV|INVESCO S&P 500 P|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|14677
RPV|INVESCO S&P 500 P|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1481
RPV|INVESCO S&P 500 P|FTBR|Foliofn Investments, Inc.|3175
RPV|INVESCO S&P 500 P|GLIS|TD Securities Inc|179
RPV|INVESCO S&P 500 P|GLPX|ACS EXECUTION SERVICES, LLC|40
RPV|INVESCO S&P 500 P|GSCO|GOLDMAN SACHS & CO. LLC|1500
RPV|INVESCO S&P 500 P|GSLT|GOLDMAN SACHS & CO. LLC|977
RPV|INVESCO S&P 500 P|GTSZ|GTS SECURITIES LLC|71103
RPV|INVESCO S&P 500 P|HRBF|American Enterprise Investment Services Inc.|9762
RPV|INVESCO S&P 500 P|IATS|INTERACTIVE BROKERS LLC|1100
RPV|INVESCO S&P 500 P|IBKR|Interactive Brokers Llc|1969
RPV|INVESCO S&P 500 P|ICBX|INSTINET, LLC|10200
RPV|INVESCO S&P 500 P|INCA|INSTINET, LLC|91
RPV|INVESCO S&P 500 P|ITGI|ITG Inc.|88
RPV|INVESCO S&P 500 P|ITGP|ITG INC.|600
RPV|INVESCO S&P 500 P|JPMX|J.P. Morgan Securities LLC|1302
RPV|INVESCO S&P 500 P|JSEB|JANE STREET EXECUTION SERVICES, LLC|3010
RPV|INVESCO S&P 500 P|JSJX|JANE STREET CAPITAL LLC|52568
RPV|INVESCO S&P 500 P|KCGM|VIRTU Americas LLC|611
RPV|INVESCO S&P 500 P|LEHM|Barclays Capital Inc./Le|8400
RPV|INVESCO S&P 500 P|LIME|Lime Brokerage LLC|13459
RPV|INVESCO S&P 500 P|LSCI|Lek Securities Corporation|31
RPV|INVESCO S&P 500 P|MACC|Mid Atlantic Capital Corporation|4990
RPV|INVESCO S&P 500 P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
RPV|INVESCO S&P 500 P|MSCO|MORGAN STANLEY & CO. LLC|46539
RPV|INVESCO S&P 500 P|MSPL|MORGAN STANLEY & CO. LLC|300
RPV|INVESCO S&P 500 P|NBCS|NBC Securities, INC.|2045
RPV|INVESCO S&P 500 P|NFSC|National Financial Services LLC|49385
RPV|INVESCO S&P 500 P|NITE|VIRTU Americas LLC|82838
RPV|INVESCO S&P 500 P|NQRB|Brut, LLC|461
RPV|INVESCO S&P 500 P|NTBF|BMO Nesbitt Burns Inc./CDS|40
RPV|INVESCO S&P 500 P|OPCO|Oppenheimer & Co. Inc.|463
RPV|INVESCO S&P 500 P|PDQM|CODA MARKETS, INC.|240
RPV|INVESCO S&P 500 P|RBCM|RBC CAPITAL MARKETS, LLC|4256
RPV|INVESCO S&P 500 P|SBSH|Citigroup Global Markets Inc.|409
RPV|INVESCO S&P 500 P|SGMT|GOLDMAN SACHS & CO. LLC|4014
RPV|INVESCO S&P 500 P|SHMR|ABN Amro Clearing LLC|15802
RPV|INVESCO S&P 500 P|SPDR|SPEEDROUTE LLC|300
RPV|INVESCO S&P 500 P|STFL|Stifel, Nicolaus & Company, Incorporated|304
RPV|INVESCO S&P 500 P|SWIM|TD Ameritrade, Inc.|853
RPV|INVESCO S&P 500 P|SWST|Hilltop Securities Inc.|1202
RPV|INVESCO S&P 500 P|TKNG|ALLY INVEST SECURITIES LLC|25
RPV|INVESCO S&P 500 P|TRCM|TRC MARKETS LLC|86
RPV|INVESCO S&P 500 P|UBSA|UBS SECURITIES LLC|9469
RPV|INVESCO S&P 500 P|UBSS|UBS Securities LLC|34788
RPV|INVESCO S&P 500 P|VGRD|Vanguard Marketing Corporation|5769
RPV|INVESCO S&P 500 P|WBLR|WILLIAM BLAIR|825
RPV|INVESCO S&P 500 P|WCHV|WELLS FARGO SECURITIES, LLC|93596
RPV|INVESCO S&P 500 P|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1343
RPV|INVESCO S&P 500 P|WGIF|CIBC World Markets Inc.|50
RPV|INVESCO S&P 500 P|WSEA|WOLVERINE SECURITIES, LLC|450
RPV|INVESCO S&P 500 P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13634
RQI|COHEN & STEERS QUAL|ALTX|Alternet Securities Inc.|3551
RQI|COHEN & STEERS QUAL|APCC|Apex Clearing Corporation|133
RQI|COHEN & STEERS QUAL|BANK|Primevest Financial Services, Inc.|1000
RQI|COHEN & STEERS QUAL|BARD|Robert W. Baird & Co. Incorporated|4907
RQI|COHEN & STEERS QUAL|BATM|CBOE TRADING, INC.|1532
RQI|COHEN & STEERS QUAL|BBNT|BB&T SECURITIES, LLC|1853
RQI|COHEN & STEERS QUAL|BERN|Sanford C. Bernstein & Co., LLC|1200
RQI|COHEN & STEERS QUAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6308
RQI|COHEN & STEERS QUAL|BRGE|Newbridge Securities Corp.|2400
RQI|COHEN & STEERS QUAL|BTIG|BTIG, LLC|104
RQI|COHEN & STEERS QUAL|BYXM|CBOE TRADING, INC.|200
RQI|COHEN & STEERS QUAL|CANT|Cantor Fitzgerald & Co.|115858
RQI|COHEN & STEERS QUAL|CHAS|Charles Schwab & Co., Inc.|120844
RQI|COHEN & STEERS QUAL|CIST|Capital Institutional Services, Inc.|2585
RQI|COHEN & STEERS QUAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5632
RQI|COHEN & STEERS QUAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
RQI|COHEN & STEERS QUAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RQI|COHEN & STEERS QUAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11377
RQI|COHEN & STEERS QUAL|CTDL|Citadel Derivatives Group Llc|440
RQI|COHEN & STEERS QUAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|9164
RQI|COHEN & STEERS QUAL|DADA|D.A. Davidson & Co.|2957
RQI|COHEN & STEERS QUAL|DAVA|Davenport & Company LLC|2054
RQI|COHEN & STEERS QUAL|DBAX|Deutsche Bank Securities Inc.|39600
RQI|COHEN & STEERS QUAL|DEAN|MORGAN STANLEY|27760
RQI|COHEN & STEERS QUAL|DEGS|RONIN PROFESSIONAL LLC|100
RQI|COHEN & STEERS QUAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
RQI|COHEN & STEERS QUAL|EBXL|EBX LLC|15300
RQI|COHEN & STEERS QUAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|15875
RQI|COHEN & STEERS QUAL|EDJO|Edward D. Jones & Co., L.P.|2357
RQI|COHEN & STEERS QUAL|EGAM|CBOE TRADING, INC.|11263
RQI|COHEN & STEERS QUAL|EGXM|CBOE TRADING, INC.|1789
RQI|COHEN & STEERS QUAL|ESPO|ESPOSITO SECURITIES, LLC|23
RQI|COHEN & STEERS QUAL|ETBE|Electronic Transaction Clearing, Inc.|400
RQI|COHEN & STEERS QUAL|ETCB|ETC BROKERAGE SERVICES, LLC|270
RQI|COHEN & STEERS QUAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
RQI|COHEN & STEERS QUAL|ETRS|E*Trade Securities LLC|76803
RQI|COHEN & STEERS QUAL|FBSB|U.S. Bancorp Investments, Inc.|2
RQI|COHEN & STEERS QUAL|FILL|Tradestation Securities, Inc.|4000
RQI|COHEN & STEERS QUAL|FINX|FINTECH SECURITIES|3500
RQI|COHEN & STEERS QUAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22971
RQI|COHEN & STEERS QUAL|FTBR|Foliofn Investments, Inc.|2342
RQI|COHEN & STEERS QUAL|GEBB|GLOBAL EXECUTION BROKERS, LP|700
RQI|COHEN & STEERS QUAL|GLPX|ACS EXECUTION SERVICES, LLC|6635
RQI|COHEN & STEERS QUAL|GSCO|GOLDMAN SACHS & CO. LLC|2000
RQI|COHEN & STEERS QUAL|GSCS|GOLDMAN SACHS & CO. LLC|100
RQI|COHEN & STEERS QUAL|GSLT|GOLDMAN SACHS & CO. LLC|2800
RQI|COHEN & STEERS QUAL|GTSZ|GTS SECURITIES LLC|363
RQI|COHEN & STEERS QUAL|HRBF|American Enterprise Investment Services Inc.|88633
RQI|COHEN & STEERS QUAL|IATS|INTERACTIVE BROKERS LLC|6439
RQI|COHEN & STEERS QUAL|IBKR|Interactive Brokers Llc|13603
RQI|COHEN & STEERS QUAL|ICBX|INSTINET, LLC|7217
RQI|COHEN & STEERS QUAL|INCA|INSTINET, LLC|10437
RQI|COHEN & STEERS QUAL|ITGI|ITG Inc.|12730
RQI|COHEN & STEERS QUAL|ITGP|ITG INC.|3600
RQI|COHEN & STEERS QUAL|JANY|Janney Montgomery Scott Inc.|4782
RQI|COHEN & STEERS QUAL|JMPT|JUMP TRADING, LLC|754
RQI|COHEN & STEERS QUAL|JPMX|J.P. Morgan Securities LLC|8210
RQI|COHEN & STEERS QUAL|JSJX|JANE STREET CAPITAL LLC|1200
RQI|COHEN & STEERS QUAL|KCGM|VIRTU Americas LLC|5608
RQI|COHEN & STEERS QUAL|LEHM|Barclays Capital Inc./Le|16200
RQI|COHEN & STEERS QUAL|LGNT|COR CLEARING LLC|7
RQI|COHEN & STEERS QUAL|LIME|Lime Brokerage LLC|2323
RQI|COHEN & STEERS QUAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1183
RQI|COHEN & STEERS QUAL|MAXM|Maxim Group LLC|1725
RQI|COHEN & STEERS QUAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38056
RQI|COHEN & STEERS QUAL|MOTF|MOTIF INVESTING, INC.|1
RQI|COHEN & STEERS QUAL|MSCO|MORGAN STANLEY & CO. LLC|260384
RQI|COHEN & STEERS QUAL|MSPL|MORGAN STANLEY & CO. LLC|2800
RQI|COHEN & STEERS QUAL|NATL|National Securities Corporation|1100
RQI|COHEN & STEERS QUAL|NFSC|National Financial Services LLC|398798
RQI|COHEN & STEERS QUAL|NITE|VIRTU Americas LLC|691308
RQI|COHEN & STEERS QUAL|NTBF|BMO Nesbitt Burns Inc./CDS|4692
RQI|COHEN & STEERS QUAL|OPCO|Oppenheimer & Co. Inc.|21576
RQI|COHEN & STEERS QUAL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6400
RQI|COHEN & STEERS QUAL|PDQM|CODA MARKETS, INC.|12376
RQI|COHEN & STEERS QUAL|PWJC|UBS Financial Services, Inc.|16160
RQI|COHEN & STEERS QUAL|RBCM|RBC CAPITAL MARKETS, LLC|43486
RQI|COHEN & STEERS QUAL|RGLD|Regal Securities, Inc|250
RQI|COHEN & STEERS QUAL|SAGL|SAGETRADER, LLC|1100
RQI|COHEN & STEERS QUAL|SALI|INTL FCSTONE FINANCIAL INC.|4852
RQI|COHEN & STEERS QUAL|SBSH|Citigroup Global Markets Inc.|14264
RQI|COHEN & STEERS QUAL|SEIC|SEI Investments Distribution Co.|200
RQI|COHEN & STEERS QUAL|SGMT|GOLDMAN SACHS & CO. LLC|5875
RQI|COHEN & STEERS QUAL|SPDR|SPEEDROUTE LLC|854
RQI|COHEN & STEERS QUAL|STFL|Stifel, Nicolaus & Company, Incorporated|19067
RQI|COHEN & STEERS QUAL|STXG|Stockcross Financial Services, Inc.|27
RQI|COHEN & STEERS QUAL|SWIM|TD Ameritrade, Inc.|32308
RQI|COHEN & STEERS QUAL|SWST|Hilltop Securities Inc.|8200
RQI|COHEN & STEERS QUAL|TKNG|ALLY INVEST SECURITIES LLC|2098
RQI|COHEN & STEERS QUAL|TRBT|Tradebot Systems, Inc.|1960
RQI|COHEN & STEERS QUAL|UBSA|UBS SECURITIES LLC|47893
RQI|COHEN & STEERS QUAL|UBSS|UBS Securities LLC|203932
RQI|COHEN & STEERS QUAL|VALX|VIRTU AMERICAS LLC|1200
RQI|COHEN & STEERS QUAL|VGRD|Vanguard Marketing Corporation|57044
RQI|COHEN & STEERS QUAL|WBET|Wallachbeth Capital LLC|2700
RQI|COHEN & STEERS QUAL|WCHV|WELLS FARGO SECURITIES, LLC|341274
RQI|COHEN & STEERS QUAL|WEDB|WEDBUSH SECURITIES INC.|362
RQI|COHEN & STEERS QUAL|WEED|Weeden & Co.L.P.|510
RQI|COHEN & STEERS QUAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3605
RQI|COHEN & STEERS QUAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48466
RQI|COHEN & STEERS QUAL|WSEA|WOLVERINE SECURITIES, LLC|17712
RQI|COHEN & STEERS QUAL|XPQR|Jump Trading|200
RQI|COHEN & STEERS QUAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
RQI|COHEN & STEERS QUAL|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
RQI|COHEN & STEERS QUAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|75173
RRC|RANGE RES CORP|ABLE|NATIXIS Securities Americas LLC|149649
RRC|RANGE RES CORP|ADAM|CANACCORD GENUITY INC.|274880
RRC|RANGE RES CORP|AGIS|Aegis Capital Corp.|60
RRC|RANGE RES CORP|ALTX|Alternet Securities Inc.|46686
RRC|RANGE RES CORP|ANOS|ABEL/NOSER, L.L.C.|1720
RRC|RANGE RES CORP|APCC|Apex Clearing Corporation|49820
RRC|RANGE RES CORP|AQUA|AQUA SECURITIES L.P.|4500
RRC|RANGE RES CORP|BANK|Primevest Financial Services, Inc.|1542
RRC|RANGE RES CORP|BARD|Robert W. Baird & Co. Incorporated|105499
RRC|RANGE RES CORP|BATM|CBOE TRADING, INC.|51800
RRC|RANGE RES CORP|BAYC|BAY CREST PARTNERS, LLC|11194
RRC|RANGE RES CORP|BAYT|BTIG, LLC|1500
RRC|RANGE RES CORP|BBNT|BB&T SECURITIES, LLC|14702
RRC|RANGE RES CORP|BERN|Sanford C. Bernstein & Co., LLC|244407
RRC|RANGE RES CORP|BIDS|BIDS TRADING L.P.|8800
RRC|RANGE RES CORP|BIMI|Banca IMI Securities Corp.|2750
RRC|RANGE RES CORP|BKCM|BNY Mellon Capital Markets LLC|2657083
RRC|RANGE RES CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|101056
RRC|RANGE RES CORP|BLKX|INSTINET, LLC|123712
RRC|RANGE RES CORP|BMOC|BMO Capital Markets Corp.|285695
RRC|RANGE RES CORP|BNPX|BNP PARIBAS SECURITIES CORP.|199552
RRC|RANGE RES CORP|BTIG|BTIG, LLC|20763
RRC|RANGE RES CORP|BYXM|CBOE TRADING, INC.|7464
RRC|RANGE RES CORP|BZYD|GOLDMAN SACHS & CO. LLC|100
RRC|RANGE RES CORP|CANT|Cantor Fitzgerald & Co.|14210
RRC|RANGE RES CORP|CHAS|Charles Schwab & Co., Inc.|11892
RRC|RANGE RES CORP|CHDN|CHARDAN CAPITAL MARKETS LLC|31944
RRC|RANGE RES CORP|CIBP|CIBC World Markets Corp.|74973
RRC|RANGE RES CORP|CIST|Capital Institutional Services, Inc.|2757
RRC|RANGE RES CORP|CLSA|CLSA AMERICAS, LLC|68247
RRC|RANGE RES CORP|COKE|Coker & Palmer|9100
RRC|RANGE RES CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|738765
RRC|RANGE RES CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
RRC|RANGE RES CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29664
RRC|RANGE RES CORP|CRFN|ROBINHOOD FINANCIAL, LLC|15
RRC|RANGE RES CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2045541
RRC|RANGE RES CORP|CTDL|Citadel Derivatives Group Llc|61889
RRC|RANGE RES CORP|CTLR|CUTLER GROUP, LP|15108
RRC|RANGE RES CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|337638
RRC|RANGE RES CORP|DADA|D.A. Davidson & Co.|75
RRC|RANGE RES CORP|DAVA|Davenport & Company LLC|250
RRC|RANGE RES CORP|DBAB|Deutsche Bank Securities Inc.|12122992
RRC|RANGE RES CORP|DBAX|Deutsche Bank Securities Inc.|1461000
RRC|RANGE RES CORP|DBUL|Deutsche Bank Securities Inc.|31244
RRC|RANGE RES CORP|DCHF|Dart Executions, LLC|34754
RRC|RANGE RES CORP|DEAN|MORGAN STANLEY|21886
RRC|RANGE RES CORP|DEGS|RONIN PROFESSIONAL LLC|1600
RRC|RANGE RES CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6700
RRC|RANGE RES CORP|DIVA|Divine Capital Markets LLC|200
RRC|RANGE RES CORP|EBXL|EBX LLC|1231000
RRC|RANGE RES CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|197163
RRC|RANGE RES CORP|EDJO|Edward D. Jones & Co., L.P.|6426
RRC|RANGE RES CORP|EGAM|CBOE TRADING, INC.|82260
RRC|RANGE RES CORP|EGAW|CBOE TRADING, INC.|1122
RRC|RANGE RES CORP|EGMT|EG MARKET TECHNOLOGIES LLC|700
RRC|RANGE RES CORP|EGXM|CBOE TRADING, INC.|14997
RRC|RANGE RES CORP|EGXW|CBOE TRADING, INC.|323
RRC|RANGE RES CORP|ETBE|Electronic Transaction Clearing, Inc.|60905
RRC|RANGE RES CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
RRC|RANGE RES CORP|ETCB|ETC BROKERAGE SERVICES, LLC|6
RRC|RANGE RES CORP|ETCC|Electronic Transaction Clearing, Inc.|1053
RRC|RANGE RES CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15669
RRC|RANGE RES CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1729
RRC|RANGE RES CORP|ETRS|E*Trade Securities LLC|962611
RRC|RANGE RES CORP|FBRC|B. RILEY FBR, INC.|1400
RRC|RANGE RES CORP|FILL|Tradestation Securities, Inc.|74825
RRC|RANGE RES CORP|FINX|FINTECH SECURITIES|200
RRC|RANGE RES CORP|FMAF|NBCN Inc./ CDS|6522
RRC|RANGE RES CORP|FMCO|First Manhattan Co|13295
RRC|RANGE RES CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|82142
RRC|RANGE RES CORP|FQLS|Quantlab Securities LP|1296440
RRC|RANGE RES CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|454858
RRC|RANGE RES CORP|FTBR|Foliofn Investments, Inc.|14892
RRC|RANGE RES CORP|GARC|ICAP Corporates LLC|46247
RRC|RANGE RES CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|18214
RRC|RANGE RES CORP|GLIS|TD Securities Inc|6758
RRC|RANGE RES CORP|GLPX|ACS EXECUTION SERVICES, LLC|303644
RRC|RANGE RES CORP|GSCO|GOLDMAN SACHS & CO. LLC|11505804
RRC|RANGE RES CORP|GSCS|GOLDMAN SACHS & CO. LLC|55062
RRC|RANGE RES CORP|GSLT|GOLDMAN SACHS & CO. LLC|72765
RRC|RANGE RES CORP|GTSZ|GTS SECURITIES LLC|572241
RRC|RANGE RES CORP|HAPX|HAP Trading, LLC|69
RRC|RANGE RES CORP|HRBF|American Enterprise Investment Services Inc.|35914
RRC|RANGE RES CORP|HSBC|HSBC Securities, Inc.|4320
RRC|RANGE RES CORP|IATS|INTERACTIVE BROKERS LLC|166926
RRC|RANGE RES CORP|IBKR|Interactive Brokers Llc|547970
RRC|RANGE RES CORP|IBSJ|Integrity Brokerage Services, Inc.|893
RRC|RANGE RES CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1220
RRC|RANGE RES CORP|ICBX|INSTINET, LLC|725153
RRC|RANGE RES CORP|IEQY|CITADEL SECURITIES LLC|1047224
RRC|RANGE RES CORP|INCA|INSTINET, LLC|1520906
RRC|RANGE RES CORP|INJX|INSTINET, LLC|70526
RRC|RANGE RES CORP|ITGI|ITG Inc.|286318
RRC|RANGE RES CORP|ITGP|ITG INC.|1185400
RRC|RANGE RES CORP|JANY|Janney Montgomery Scott Inc.|12979
RRC|RANGE RES CORP|JEFF|JEFFERIES LLC|830149
RRC|RANGE RES CORP|JMPT|JUMP TRADING, LLC|384139
RRC|RANGE RES CORP|JONE|JonesTrading|31270
RRC|RANGE RES CORP|JPBX|J.P. MORGAN SECURITIES LLC|788130
RRC|RANGE RES CORP|JPMX|J.P. Morgan Securities LLC|3006028
RRC|RANGE RES CORP|JRCO|Johnson Rice & Company L.L.C.|5893
RRC|RANGE RES CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
RRC|RANGE RES CORP|JSJX|JANE STREET CAPITAL LLC|34778
RRC|RANGE RES CORP|JUTA|JUMP TRADING, LLC|7210
RRC|RANGE RES CORP|KCGM|VIRTU Americas LLC|332053
RRC|RANGE RES CORP|KRSH|Kershner Securities, LLC|16228
RRC|RANGE RES CORP|LEHM|Barclays Capital Inc./Le|5878226
RRC|RANGE RES CORP|LIME|Lime Brokerage LLC|235778
RRC|RANGE RES CORP|LQNA|LIQUIDNET, INC.|377100
RRC|RANGE RES CORP|LQNB|LIQUIDNET, INC.|7738
RRC|RANGE RES CORP|LSCI|Lek Securities Corporation|28545
RRC|RANGE RES CORP|LTCO|Ladenburg, Thalmann & Co., Inc.|20000
RRC|RANGE RES CORP|MACC|Mid Atlantic Capital Corporation|70
RRC|RANGE RES CORP|MACQ|Macquarie Capital (USA) Inc.|4495
RRC|RANGE RES CORP|MAGM|TOR BROKERAGE LLC|2000
RRC|RANGE RES CORP|MAVB|Great Point Capital LLC|2000
RRC|RANGE RES CORP|MAXM|Maxim Group LLC|938
RRC|RANGE RES CORP|MCMF|Raymond James Ltd. Cds|10000
RRC|RANGE RES CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1063240
RRC|RANGE RES CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
RRC|RANGE RES CORP|MNDX|TJM Investments, LLC|61544
RRC|RANGE RES CORP|MOTF|MOTIF INVESTING, INC.|12
RRC|RANGE RES CORP|MSCO|MORGAN STANLEY & CO. LLC|8761858
RRC|RANGE RES CORP|MSPL|MORGAN STANLEY & CO. LLC|1849300
RRC|RANGE RES CORP|MSTX|MORGAN STANLEY & CO. LLC|1717700
RRC|RANGE RES CORP|MZHO|Mizuho Securities USA LLC|642919
RRC|RANGE RES CORP|NATL|National Securities Corporation|51312
RRC|RANGE RES CORP|NFSC|National Financial Services LLC|1882907
RRC|RANGE RES CORP|NITE|VIRTU Americas LLC|4261413
RRC|RANGE RES CORP|NITP|VIRTU Americas LLC|3187
RRC|RANGE RES CORP|NQRB|Brut, LLC|137586
RRC|RANGE RES CORP|NTBF|BMO Nesbitt Burns Inc./CDS|14747
RRC|RANGE RES CORP|NTFN|Network 1 Financial Securities Inc.|400
RRC|RANGE RES CORP|OHOS|TWO SIGMA SECURITIES, LLC|341382
RRC|RANGE RES CORP|OPCO|Oppenheimer & Co. Inc.|63608
RRC|RANGE RES CORP|PCFF|Pacific International Securities Inc./CDS|16770
RRC|RANGE RES CORP|PCPT|PHILLIP CAPITAL INC.|68
RRC|RANGE RES CORP|PDQM|CODA MARKETS, INC.|173186
RRC|RANGE RES CORP|PHLY|NASDAQ Execution Services, LLC|41200
RRC|RANGE RES CORP|PIPR|Piper Jaffray & Co.|1400
RRC|RANGE RES CORP|PWJC|UBS Financial Services, Inc.|57064
RRC|RANGE RES CORP|QMSR|QUATTRO M SECURITIES INC.|3193
RRC|RANGE RES CORP|RBCM|RBC CAPITAL MARKETS, LLC|112081
RRC|RANGE RES CORP|RGLD|Regal Securities, Inc|100
RRC|RANGE RES CORP|RHCO|Suntrust Robinson Humphrey, Inc.|34572
RRC|RANGE RES CORP|RJLC|RJL CAPITAL GROUP, LLC|1000
RRC|RANGE RES CORP|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|1600
RRC|RANGE RES CORP|ROTH|Roth Capital Partners, LLC|778
RRC|RANGE RES CORP|SAGL|SAGETRADER, LLC|103787
RRC|RANGE RES CORP|SAGW|SAGETRADER, LLC|520
RRC|RANGE RES CORP|SBSH|Citigroup Global Markets Inc.|531684
RRC|RANGE RES CORP|SCMC|Scotia Capital Markets (USA) Inc.|200
RRC|RANGE RES CORP|SEIC|SEI Investments Distribution Co.|2374
RRC|RANGE RES CORP|SGMT|GOLDMAN SACHS & CO. LLC|1121834
RRC|RANGE RES CORP|SIBO|Prime Executions, Inc.|13770
RRC|RANGE RES CORP|SPDR|SPEEDROUTE LLC|68291
RRC|RANGE RES CORP|SPGS|Sea Port Group Securities, LLC|250000
RRC|RANGE RES CORP|SPHN|Stephens Inc.|108206
RRC|RANGE RES CORP|STFL|Stifel, Nicolaus & Company, Incorporated|23682
RRC|RANGE RES CORP|STKP|STOCKPILE INVESTMENTS, INC.|342
RRC|RANGE RES CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11830
RRC|RANGE RES CORP|SWIM|TD Ameritrade, Inc.|943709
RRC|RANGE RES CORP|SWST|Hilltop Securities Inc.|15933
RRC|RANGE RES CORP|TKNG|ALLY INVEST SECURITIES LLC|34156
RRC|RANGE RES CORP|TOUR|TOURMALINE PARTNERS, LLC|12400
RRC|RANGE RES CORP|TRBT|Tradebot Systems, Inc.|1037789
RRC|RANGE RES CORP|TRCM|TRC MARKETS LLC|950734
RRC|RANGE RES CORP|TTUC|CUTTONE & CO., INC.|2070
RRC|RANGE RES CORP|TWTT|TASTYWORKS, INC.|1920
RRC|RANGE RES CORP|UBSA|UBS SECURITIES LLC|4024218
RRC|RANGE RES CORP|UBSS|UBS Securities LLC|5384481
RRC|RANGE RES CORP|VALX|VIRTU AMERICAS LLC|101147
RRC|RANGE RES CORP|VGRD|Vanguard Marketing Corporation|84935
RRC|RANGE RES CORP|VSIN|Vision Financial Markets Llc|245
RRC|RANGE RES CORP|WABR|Wall Street Access|9700
RRC|RANGE RES CORP|WBLR|WILLIAM BLAIR|19000
RRC|RANGE RES CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2835
RRC|RANGE RES CORP|WCHV|WELLS FARGO SECURITIES, LLC|945980
RRC|RANGE RES CORP|WDNX|WEEDEN & CO.L.P.|13654
RRC|RANGE RES CORP|WEDB|WEDBUSH SECURITIES INC.|69447
RRC|RANGE RES CORP|WEED|Weeden & Co.L.P.|11232
RRC|RANGE RES CORP|WESC|Wellington Shields & Co., LLC|1500
RRC|RANGE RES CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101983
RRC|RANGE RES CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|201668
RRC|RANGE RES CORP|WGIF|CIBC World Markets Inc.|7294
RRC|RANGE RES CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3223
RRC|RANGE RES CORP|WSEA|WOLVERINE SECURITIES, LLC|58481
RRC|RANGE RES CORP|XIST|INSTINET, LLC|186732
RRC|RANGE RES CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|184974
RRC|RANGE RES CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|14774
RRC|RANGE RES CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20598
RRD|RR DONNELLEY SONS|AGIS|Aegis Capital Corp.|66
RRD|RR DONNELLEY SONS|ALTX|Alternet Securities Inc.|2300
RRD|RR DONNELLEY SONS|APCC|Apex Clearing Corporation|1564
RRD|RR DONNELLEY SONS|BANK|Primevest Financial Services, Inc.|40
RRD|RR DONNELLEY SONS|BARD|Robert W. Baird & Co. Incorporated|104
RRD|RR DONNELLEY SONS|BATM|CBOE TRADING, INC.|3124
RRD|RR DONNELLEY SONS|BBNT|BB&T SECURITIES, LLC|1234
RRD|RR DONNELLEY SONS|BERN|Sanford C. Bernstein & Co., LLC|10763
RRD|RR DONNELLEY SONS|BIDS|BIDS TRADING L.P.|300
RRD|RR DONNELLEY SONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9685
RRD|RR DONNELLEY SONS|BNPX|BNP PARIBAS SECURITIES CORP.|17704
RRD|RR DONNELLEY SONS|BRGE|Newbridge Securities Corp.|1450
RRD|RR DONNELLEY SONS|BRVL|BLAYLOCK VAN, LLC|400
RRD|RR DONNELLEY SONS|BTIG|BTIG, LLC|533
RRD|RR DONNELLEY SONS|BYXM|CBOE TRADING, INC.|100
RRD|RR DONNELLEY SONS|BZYD|GOLDMAN SACHS & CO. LLC|5300
RRD|RR DONNELLEY SONS|CABR|Cabrera Capital Markets, Inc.|14700
RRD|RR DONNELLEY SONS|CANT|Cantor Fitzgerald & Co.|101
RRD|RR DONNELLEY SONS|CHAS|Charles Schwab & Co., Inc.|1640
RRD|RR DONNELLEY SONS|CIST|Capital Institutional Services, Inc.|2666
RRD|RR DONNELLEY SONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|140849
RRD|RR DONNELLEY SONS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3998
RRD|RR DONNELLEY SONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|261629
RRD|RR DONNELLEY SONS|CTDL|Citadel Derivatives Group Llc|9256
RRD|RR DONNELLEY SONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|67914
RRD|RR DONNELLEY SONS|DADA|D.A. Davidson & Co.|300
RRD|RR DONNELLEY SONS|DBAB|Deutsche Bank Securities Inc.|114924
RRD|RR DONNELLEY SONS|DBAX|Deutsche Bank Securities Inc.|232600
RRD|RR DONNELLEY SONS|DEAN|MORGAN STANLEY|8829
RRD|RR DONNELLEY SONS|DEGS|RONIN PROFESSIONAL LLC|3063
RRD|RR DONNELLEY SONS|EBXL|EBX LLC|125800
RRD|RR DONNELLEY SONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|16805
RRD|RR DONNELLEY SONS|EDJO|Edward D. Jones & Co., L.P.|8014
RRD|RR DONNELLEY SONS|EGAM|CBOE TRADING, INC.|5916
RRD|RR DONNELLEY SONS|EGAW|CBOE TRADING, INC.|200
RRD|RR DONNELLEY SONS|EGXM|CBOE TRADING, INC.|1543
RRD|RR DONNELLEY SONS|ETBE|Electronic Transaction Clearing, Inc.|6807
RRD|RR DONNELLEY SONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1500
RRD|RR DONNELLEY SONS|ETRS|E*Trade Securities LLC|210027
RRD|RR DONNELLEY SONS|FBSB|U.S. Bancorp Investments, Inc.|25
RRD|RR DONNELLEY SONS|FILL|Tradestation Securities, Inc.|9268
RRD|RR DONNELLEY SONS|FINX|FINTECH SECURITIES|159
RRD|RR DONNELLEY SONS|FMAF|NBCN Inc./ CDS|10243
RRD|RR DONNELLEY SONS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1251
RRD|RR DONNELLEY SONS|FQLS|Quantlab Securities LP|166705
RRD|RR DONNELLEY SONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136402
RRD|RR DONNELLEY SONS|FTBR|Foliofn Investments, Inc.|380
RRD|RR DONNELLEY SONS|GEBB|GLOBAL EXECUTION BROKERS, LP|9600
RRD|RR DONNELLEY SONS|GLIS|TD Securities Inc|186
RRD|RR DONNELLEY SONS|GLPX|ACS EXECUTION SERVICES, LLC|3386
RRD|RR DONNELLEY SONS|GSCO|GOLDMAN SACHS & CO. LLC|437711
RRD|RR DONNELLEY SONS|GSCS|GOLDMAN SACHS & CO. LLC|2051
RRD|RR DONNELLEY SONS|GSLT|GOLDMAN SACHS & CO. LLC|11892
RRD|RR DONNELLEY SONS|GTSZ|GTS SECURITIES LLC|46638
RRD|RR DONNELLEY SONS|HPPX|POTAMUS TRADING, LLC|1073
RRD|RR DONNELLEY SONS|HRBF|American Enterprise Investment Services Inc.|5602
RRD|RR DONNELLEY SONS|IATS|INTERACTIVE BROKERS LLC|9096
RRD|RR DONNELLEY SONS|IBKR|Interactive Brokers Llc|24338
RRD|RR DONNELLEY SONS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4470
RRD|RR DONNELLEY SONS|ICBX|INSTINET, LLC|74098
RRD|RR DONNELLEY SONS|IEQY|CITADEL SECURITIES LLC|42652
RRD|RR DONNELLEY SONS|INCA|INSTINET, LLC|174145
RRD|RR DONNELLEY SONS|INJX|INSTINET, LLC|26162
RRD|RR DONNELLEY SONS|ITGI|ITG Inc.|60924
RRD|RR DONNELLEY SONS|ITGP|ITG INC.|93600
RRD|RR DONNELLEY SONS|JEFF|JEFFERIES LLC|110211
RRD|RR DONNELLEY SONS|JMPT|JUMP TRADING, LLC|48317
RRD|RR DONNELLEY SONS|JPBX|J.P. MORGAN SECURITIES LLC|24136
RRD|RR DONNELLEY SONS|JPMX|J.P. Morgan Securities LLC|183059
RRD|RR DONNELLEY SONS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1916
RRD|RR DONNELLEY SONS|JSJX|JANE STREET CAPITAL LLC|8957
RRD|RR DONNELLEY SONS|KCGM|VIRTU Americas LLC|40776
RRD|RR DONNELLEY SONS|LEHM|Barclays Capital Inc./Le|398097
RRD|RR DONNELLEY SONS|LIME|Lime Brokerage LLC|11687
RRD|RR DONNELLEY SONS|LMNX|LUMINEX TRADING & ANALYTICS LLC|256000
RRD|RR DONNELLEY SONS|LOOP|Loop Capital Markets LLC|1169
RRD|RR DONNELLEY SONS|LSCI|Lek Securities Corporation|202
RRD|RR DONNELLEY SONS|MACQ|Macquarie Capital (USA) Inc.|1623
RRD|RR DONNELLEY SONS|MAXM|Maxim Group LLC|8100
RRD|RR DONNELLEY SONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|396999
RRD|RR DONNELLEY SONS|MOTF|MOTIF INVESTING, INC.|1
RRD|RR DONNELLEY SONS|MSCO|MORGAN STANLEY & CO. LLC|951811
RRD|RR DONNELLEY SONS|MSPL|MORGAN STANLEY & CO. LLC|406000
RRD|RR DONNELLEY SONS|MSTX|MORGAN STANLEY & CO. LLC|296600
RRD|RR DONNELLEY SONS|NFSC|National Financial Services LLC|431813
RRD|RR DONNELLEY SONS|NITE|VIRTU Americas LLC|851913
RRD|RR DONNELLEY SONS|NQRB|Brut, LLC|1031
RRD|RR DONNELLEY SONS|NTBF|BMO Nesbitt Burns Inc./CDS|4321
RRD|RR DONNELLEY SONS|NTRC|Northern Trust Securities, Inc.|220
RRD|RR DONNELLEY SONS|OHOS|TWO SIGMA SECURITIES, LLC|20797
RRD|RR DONNELLEY SONS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2616
RRD|RR DONNELLEY SONS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6300
RRD|RR DONNELLEY SONS|PDQM|CODA MARKETS, INC.|6650
RRD|RR DONNELLEY SONS|PHLY|NASDAQ Execution Services, LLC|5400
RRD|RR DONNELLEY SONS|PWJC|UBS Financial Services, Inc.|3390
RRD|RR DONNELLEY SONS|QMSR|QUATTRO M SECURITIES INC.|26
RRD|RR DONNELLEY SONS|RBCM|RBC CAPITAL MARKETS, LLC|90465
RRD|RR DONNELLEY SONS|SAGW|SAGETRADER, LLC|4101
RRD|RR DONNELLEY SONS|SALI|INTL FCSTONE FINANCIAL INC.|101
RRD|RR DONNELLEY SONS|SBRX|MURIEL SIEBERT & CO INC|33
RRD|RR DONNELLEY SONS|SBSH|Citigroup Global Markets Inc.|81689
RRD|RR DONNELLEY SONS|SGMT|GOLDMAN SACHS & CO. LLC|137000
RRD|RR DONNELLEY SONS|SPDR|SPEEDROUTE LLC|2000
RRD|RR DONNELLEY SONS|STFL|Stifel, Nicolaus & Company, Incorporated|23572
RRD|RR DONNELLEY SONS|STKP|STOCKPILE INVESTMENTS, INC.|1692
RRD|RR DONNELLEY SONS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7299
RRD|RR DONNELLEY SONS|SWIM|TD Ameritrade, Inc.|368234
RRD|RR DONNELLEY SONS|SWST|Hilltop Securities Inc.|9100
RRD|RR DONNELLEY SONS|TKNG|ALLY INVEST SECURITIES LLC|6383
RRD|RR DONNELLEY SONS|TMBR|Timber Hill LLC|300
RRD|RR DONNELLEY SONS|TRBT|Tradebot Systems, Inc.|109955
RRD|RR DONNELLEY SONS|TRCM|TRC MARKETS LLC|13728
RRD|RR DONNELLEY SONS|TRIP|Trident Partners Ltd.|2900
RRD|RR DONNELLEY SONS|UBSA|UBS SECURITIES LLC|401990
RRD|RR DONNELLEY SONS|UBSS|UBS Securities LLC|248553
RRD|RR DONNELLEY SONS|VALX|VIRTU AMERICAS LLC|36158
RRD|RR DONNELLEY SONS|VGRD|Vanguard Marketing Corporation|37639
RRD|RR DONNELLEY SONS|WCHV|WELLS FARGO SECURITIES, LLC|174781
RRD|RR DONNELLEY SONS|WEDB|WEDBUSH SECURITIES INC.|733
RRD|RR DONNELLEY SONS|WEED|Weeden & Co.L.P.|7300
RRD|RR DONNELLEY SONS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7232
RRD|RR DONNELLEY SONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27886
RRD|RR DONNELLEY SONS|WFPB|Wells Fargo Securities, LLC.|2257
RRD|RR DONNELLEY SONS|WGIF|CIBC World Markets Inc.|23
RRD|RR DONNELLEY SONS|WSEA|WOLVERINE SECURITIES, LLC|10918
RRD|RR DONNELLEY SONS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1024
RRD|RR DONNELLEY SONS|XIST|INSTINET, LLC|22662
RRD|RR DONNELLEY SONS|XPQR|Jump Trading|100
RRD|RR DONNELLEY SONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|34672
RRD|RR DONNELLEY SONS|YKNA|COMHAR CAPITAL MARKETS, LLC|130
RRD|RR DONNELLEY SONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3873
RRGB|RED ROBIN GOURM   ##|ALTX|Alternet Securities Inc.|2000
RRGB|RED ROBIN GOURM   ##|APCC|Apex Clearing Corporation|76
RRGB|RED ROBIN GOURM   ##|BARD|Robert W. Baird & Co. Incorporated|2020
RRGB|RED ROBIN GOURM   ##|BATM|CBOE TRADING, INC.|1379
RRGB|RED ROBIN GOURM   ##|BAYT|BTIG, LLC|1500
RRGB|RED ROBIN GOURM   ##|BERN|Sanford C. Bernstein & Co., LLC|9005
RRGB|RED ROBIN GOURM   ##|BIAD|SAGETRADER, LLC|200
RRGB|RED ROBIN GOURM   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|727
RRGB|RED ROBIN GOURM   ##|BMOC|BMO Capital Markets Corp.|2664
RRGB|RED ROBIN GOURM   ##|BNPX|BNP PARIBAS SECURITIES CORP.|3306
RRGB|RED ROBIN GOURM   ##|BRVL|BLAYLOCK VAN, LLC|100
RRGB|RED ROBIN GOURM   ##|BTIG|BTIG, LLC|1775
RRGB|RED ROBIN GOURM   ##|BYXM|CBOE TRADING, INC.|1158
RRGB|RED ROBIN GOURM   ##|BZYD|GOLDMAN SACHS & CO. LLC|100
RRGB|RED ROBIN GOURM   ##|CANT|Cantor Fitzgerald & Co.|15411
RRGB|RED ROBIN GOURM   ##|CBRA|Cobra Trading, Inc.|200
RRGB|RED ROBIN GOURM   ##|CHAS|Charles Schwab & Co., Inc.|225
RRGB|RED ROBIN GOURM   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65366
RRGB|RED ROBIN GOURM   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|280
RRGB|RED ROBIN GOURM   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|170344
RRGB|RED ROBIN GOURM   ##|CTDL|Citadel Derivatives Group Llc|3737
RRGB|RED ROBIN GOURM   ##|CTLR|CUTLER GROUP, LP|3422
RRGB|RED ROBIN GOURM   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|31628
RRGB|RED ROBIN GOURM   ##|DBAB|Deutsche Bank Securities Inc.|153593
RRGB|RED ROBIN GOURM   ##|DBAX|Deutsche Bank Securities Inc.|187400
RRGB|RED ROBIN GOURM   ##|DBUL|Deutsche Bank Securities Inc.|778
RRGB|RED ROBIN GOURM   ##|DEAN|MORGAN STANLEY|11075
RRGB|RED ROBIN GOURM   ##|DEGS|RONIN PROFESSIONAL LLC|700
RRGB|RED ROBIN GOURM   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|188
RRGB|RED ROBIN GOURM   ##|EBXL|EBX LLC|44700
RRGB|RED ROBIN GOURM   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|17435
RRGB|RED ROBIN GOURM   ##|EDJO|Edward D. Jones & Co., L.P.|192
RRGB|RED ROBIN GOURM   ##|EGAM|CBOE TRADING, INC.|4909
RRGB|RED ROBIN GOURM   ##|EGMT|EG MARKET TECHNOLOGIES LLC|400
RRGB|RED ROBIN GOURM   ##|EGXM|CBOE TRADING, INC.|727
RRGB|RED ROBIN GOURM   ##|ETBE|Electronic Transaction Clearing, Inc.|3000
RRGB|RED ROBIN GOURM   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|19
RRGB|RED ROBIN GOURM   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17195
RRGB|RED ROBIN GOURM   ##|ETRS|E*Trade Securities LLC|71414
RRGB|RED ROBIN GOURM   ##|FBCO|Credit Suisse Securities (USA) LLC|441218
RRGB|RED ROBIN GOURM   ##|FILL|Tradestation Securities, Inc.|1910
RRGB|RED ROBIN GOURM   ##|FMAF|NBCN Inc./ CDS|9925
RRGB|RED ROBIN GOURM   ##|FOMA|TD AMERITRADE CLEARING, INC.|131875
RRGB|RED ROBIN GOURM   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2397
RRGB|RED ROBIN GOURM   ##|FQLS|Quantlab Securities LP|87065
RRGB|RED ROBIN GOURM   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39523
RRGB|RED ROBIN GOURM   ##|FTBR|Foliofn Investments, Inc.|155
RRGB|RED ROBIN GOURM   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3101
RRGB|RED ROBIN GOURM   ##|GLPX|ACS EXECUTION SERVICES, LLC|3192
RRGB|RED ROBIN GOURM   ##|GSCO|GOLDMAN SACHS & CO. LLC|394014
RRGB|RED ROBIN GOURM   ##|GSCS|GOLDMAN SACHS & CO. LLC|7349
RRGB|RED ROBIN GOURM   ##|GSLT|GOLDMAN SACHS & CO. LLC|900
RRGB|RED ROBIN GOURM   ##|GTSZ|GTS SECURITIES LLC|9412
RRGB|RED ROBIN GOURM   ##|HRBF|American Enterprise Investment Services Inc.|258
RRGB|RED ROBIN GOURM   ##|IATS|INTERACTIVE BROKERS LLC|5733
RRGB|RED ROBIN GOURM   ##|IBKR|Interactive Brokers Llc|60379
RRGB|RED ROBIN GOURM   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|406
RRGB|RED ROBIN GOURM   ##|ICBX|INSTINET, LLC|7584
RRGB|RED ROBIN GOURM   ##|IEQY|CITADEL SECURITIES LLC|23727
RRGB|RED ROBIN GOURM   ##|INCA|INSTINET, LLC|131157
RRGB|RED ROBIN GOURM   ##|INJX|INSTINET, LLC|16100
RRGB|RED ROBIN GOURM   ##|ITGI|ITG Inc.|16657
RRGB|RED ROBIN GOURM   ##|ITGP|ITG INC.|45000
RRGB|RED ROBIN GOURM   ##|JANY|Janney Montgomery Scott Inc.|56
RRGB|RED ROBIN GOURM   ##|JEFF|JEFFERIES LLC|82634
RRGB|RED ROBIN GOURM   ##|JMPT|JUMP TRADING, LLC|14058
RRGB|RED ROBIN GOURM   ##|JPBX|J.P. MORGAN SECURITIES LLC|6086
RRGB|RED ROBIN GOURM   ##|JPMX|J.P. Morgan Securities LLC|190469
RRGB|RED ROBIN GOURM   ##|JSJX|JANE STREET CAPITAL LLC|5561
RRGB|RED ROBIN GOURM   ##|KCGM|VIRTU Americas LLC|18362
RRGB|RED ROBIN GOURM   ##|KING|C. L. King & Associates, Inc.|14900
RRGB|RED ROBIN GOURM   ##|LEHM|Barclays Capital Inc./Le|419764
RRGB|RED ROBIN GOURM   ##|LIME|Lime Brokerage LLC|49442
RRGB|RED ROBIN GOURM   ##|LQNA|LIQUIDNET, INC.|9800
RRGB|RED ROBIN GOURM   ##|LSCI|Lek Securities Corporation|201
RRGB|RED ROBIN GOURM   ##|MAXM|Maxim Group LLC|1388
RRGB|RED ROBIN GOURM   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53776
RRGB|RED ROBIN GOURM   ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2060
RRGB|RED ROBIN GOURM   ##|MSCO|MORGAN STANLEY & CO. LLC|733215
RRGB|RED ROBIN GOURM   ##|MSPL|MORGAN STANLEY & CO. LLC|292400
RRGB|RED ROBIN GOURM   ##|MSTX|MORGAN STANLEY & CO. LLC|50100
RRGB|RED ROBIN GOURM   ##|NATL|National Securities Corporation|20
RRGB|RED ROBIN GOURM   ##|NEUB|NEUBERGER BERMAN BD LLC|1
RRGB|RED ROBIN GOURM   ##|NFSC|National Financial Services LLC|106162
RRGB|RED ROBIN GOURM   ##|NITE|VIRTU Americas LLC|225932
RRGB|RED ROBIN GOURM   ##|NITP|VIRTU Americas LLC|1010
RRGB|RED ROBIN GOURM   ##|NORT|Northland Securities, Inc.|23265
RRGB|RED ROBIN GOURM   ##|NQRB|Brut, LLC|3941
RRGB|RED ROBIN GOURM   ##|OPCO|Oppenheimer & Co. Inc.|566
RRGB|RED ROBIN GOURM   ##|PDQM|CODA MARKETS, INC.|19079
RRGB|RED ROBIN GOURM   ##|PHLY|NASDAQ Execution Services, LLC|58200
RRGB|RED ROBIN GOURM   ##|PWJC|UBS Financial Services, Inc.|15
RRGB|RED ROBIN GOURM   ##|RAJA|Raymond James & Associates, Inc.|10510
RRGB|RED ROBIN GOURM   ##|RBCM|RBC CAPITAL MARKETS, LLC|4651
RRGB|RED ROBIN GOURM   ##|RHCO|Suntrust Robinson Humphrey, Inc.|9928
RRGB|RED ROBIN GOURM   ##|SAGL|SAGETRADER, LLC|100
RRGB|RED ROBIN GOURM   ##|SAGW|SAGETRADER, LLC|405
RRGB|RED ROBIN GOURM   ##|SBSH|Citigroup Global Markets Inc.|73930
RRGB|RED ROBIN GOURM   ##|SGMT|GOLDMAN SACHS & CO. LLC|47128
RRGB|RED ROBIN GOURM   ##|SPDR|SPEEDROUTE LLC|6381
RRGB|RED ROBIN GOURM   ##|SPHN|Stephens Inc.|400
RRGB|RED ROBIN GOURM   ##|STKP|STOCKPILE INVESTMENTS, INC.|28
RRGB|RED ROBIN GOURM   ##|STXG|Stockcross Financial Services, Inc.|135
RRGB|RED ROBIN GOURM   ##|SWIM|TD Ameritrade, Inc.|52922
RRGB|RED ROBIN GOURM   ##|SWST|Hilltop Securities Inc.|326
RRGB|RED ROBIN GOURM   ##|TKNG|ALLY INVEST SECURITIES LLC|380
RRGB|RED ROBIN GOURM   ##|TONC|CUTTONE & CO., LLC|1876
RRGB|RED ROBIN GOURM   ##|TRBT|Tradebot Systems, Inc.|9492
RRGB|RED ROBIN GOURM   ##|TRCM|TRC MARKETS LLC|41477
RRGB|RED ROBIN GOURM   ##|TWTT|TASTYWORKS, INC.|100
RRGB|RED ROBIN GOURM   ##|UBSA|UBS SECURITIES LLC|233986
RRGB|RED ROBIN GOURM   ##|UBSS|UBS Securities LLC|249655
RRGB|RED ROBIN GOURM   ##|VALX|VIRTU AMERICAS LLC|5595
RRGB|RED ROBIN GOURM   ##|VGRD|Vanguard Marketing Corporation|8448
RRGB|RED ROBIN GOURM   ##|WBPX|SUMMIT SECURITIES GROUP, LLC|134
RRGB|RED ROBIN GOURM   ##|WCHV|WELLS FARGO SECURITIES, LLC|62032
RRGB|RED ROBIN GOURM   ##|WEDB|WEDBUSH SECURITIES INC.|800
RRGB|RED ROBIN GOURM   ##|WEED|Weeden & Co.L.P.|3290
RRGB|RED ROBIN GOURM   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14108
RRGB|RED ROBIN GOURM   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19215
RRGB|RED ROBIN GOURM   ##|WGIF|CIBC World Markets Inc.|75
RRGB|RED ROBIN GOURM   ##|WSEA|WOLVERINE SECURITIES, LLC|7517
RRGB|RED ROBIN GOURM   ##|XIST|INSTINET, LLC|43490
RRGB|RED ROBIN GOURM   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|10400
RRGB|RED ROBIN GOURM   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|215
RRGB|RED ROBIN GOURM   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|317
RRR|RD ROCK RSRTS CLA CM|ADAM|CANACCORD GENUITY INC.|41300
RRR|RD ROCK RSRTS CLA CM|ALTX|Alternet Securities Inc.|6318
RRR|RD ROCK RSRTS CLA CM|APCC|Apex Clearing Corporation|138
RRR|RD ROCK RSRTS CLA CM|BARD|Robert W. Baird & Co. Incorporated|102
RRR|RD ROCK RSRTS CLA CM|BATM|CBOE TRADING, INC.|4069
RRR|RD ROCK RSRTS CLA CM|BAYT|BTIG, LLC|380
RRR|RD ROCK RSRTS CLA CM|BERN|Sanford C. Bernstein & Co., LLC|29821
RRR|RD ROCK RSRTS CLA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1208
RRR|RD ROCK RSRTS CLA CM|BMOC|BMO Capital Markets Corp.|11056
RRR|RD ROCK RSRTS CLA CM|BNPX|BNP PARIBAS SECURITIES CORP.|3716
RRR|RD ROCK RSRTS CLA CM|BTIG|BTIG, LLC|501
RRR|RD ROCK RSRTS CLA CM|BYXM|CBOE TRADING, INC.|1684
RRR|RD ROCK RSRTS CLA CM|BZYD|GOLDMAN SACHS & CO. LLC|900
RRR|RD ROCK RSRTS CLA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71240
RRR|RD ROCK RSRTS CLA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10427
RRR|RD ROCK RSRTS CLA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|148806
RRR|RD ROCK RSRTS CLA CM|CTDL|Citadel Derivatives Group Llc|17968
RRR|RD ROCK RSRTS CLA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|138876
RRR|RD ROCK RSRTS CLA CM|DAVA|Davenport & Company LLC|14518
RRR|RD ROCK RSRTS CLA CM|DBAB|Deutsche Bank Securities Inc.|431759
RRR|RD ROCK RSRTS CLA CM|DBAX|Deutsche Bank Securities Inc.|181000
RRR|RD ROCK RSRTS CLA CM|DEAN|MORGAN STANLEY|603
RRR|RD ROCK RSRTS CLA CM|DEGS|RONIN PROFESSIONAL LLC|18543
RRR|RD ROCK RSRTS CLA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|174
RRR|RD ROCK RSRTS CLA CM|EBXL|EBX LLC|74400
RRR|RD ROCK RSRTS CLA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|596
RRR|RD ROCK RSRTS CLA CM|EGAM|CBOE TRADING, INC.|9185
RRR|RD ROCK RSRTS CLA CM|EGMT|EG MARKET TECHNOLOGIES LLC|1000
RRR|RD ROCK RSRTS CLA CM|EGXM|CBOE TRADING, INC.|3293
RRR|RD ROCK RSRTS CLA CM|ETBE|Electronic Transaction Clearing, Inc.|4622
RRR|RD ROCK RSRTS CLA CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4582
RRR|RD ROCK RSRTS CLA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11301
RRR|RD ROCK RSRTS CLA CM|ETRS|E*Trade Securities LLC|9472
RRR|RD ROCK RSRTS CLA CM|FBCO|Credit Suisse Securities (USA) LLC|295402
RRR|RD ROCK RSRTS CLA CM|FILL|Tradestation Securities, Inc.|620
RRR|RD ROCK RSRTS CLA CM|FOMA|TD AMERITRADE CLEARING, INC.|26838
RRR|RD ROCK RSRTS CLA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89321
RRR|RD ROCK RSRTS CLA CM|FTBR|Foliofn Investments, Inc.|841
RRR|RD ROCK RSRTS CLA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|26651
RRR|RD ROCK RSRTS CLA CM|GLPX|ACS EXECUTION SERVICES, LLC|4027
RRR|RD ROCK RSRTS CLA CM|GSCO|GOLDMAN SACHS & CO. LLC|656832
RRR|RD ROCK RSRTS CLA CM|GSCS|GOLDMAN SACHS & CO. LLC|5763
RRR|RD ROCK RSRTS CLA CM|GSLT|GOLDMAN SACHS & CO. LLC|4171
RRR|RD ROCK RSRTS CLA CM|GTSZ|GTS SECURITIES LLC|9051
RRR|RD ROCK RSRTS CLA CM|HRBF|American Enterprise Investment Services Inc.|200
RRR|RD ROCK RSRTS CLA CM|HSBC|HSBC Securities, Inc.|100
RRR|RD ROCK RSRTS CLA CM|IATS|INTERACTIVE BROKERS LLC|1957
RRR|RD ROCK RSRTS CLA CM|IBKR|Interactive Brokers Llc|31003
RRR|RD ROCK RSRTS CLA CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|584
RRR|RD ROCK RSRTS CLA CM|ICBX|INSTINET, LLC|23800
RRR|RD ROCK RSRTS CLA CM|IEQY|CITADEL SECURITIES LLC|30902
RRR|RD ROCK RSRTS CLA CM|INCA|INSTINET, LLC|204267
RRR|RD ROCK RSRTS CLA CM|INJX|INSTINET, LLC|27266
RRR|RD ROCK RSRTS CLA CM|ITGI|ITG Inc.|47146
RRR|RD ROCK RSRTS CLA CM|ITGP|ITG INC.|143400
RRR|RD ROCK RSRTS CLA CM|JEFF|JEFFERIES LLC|133461
RRR|RD ROCK RSRTS CLA CM|JMPT|JUMP TRADING, LLC|32068
RRR|RD ROCK RSRTS CLA CM|JPBX|J.P. MORGAN SECURITIES LLC|38229
RRR|RD ROCK RSRTS CLA CM|JPMX|J.P. Morgan Securities LLC|206811
RRR|RD ROCK RSRTS CLA CM|JSJX|JANE STREET CAPITAL LLC|12602
RRR|RD ROCK RSRTS CLA CM|KCGM|VIRTU Americas LLC|30048
RRR|RD ROCK RSRTS CLA CM|LEHM|Barclays Capital Inc./Le|451737
RRR|RD ROCK RSRTS CLA CM|LIME|Lime Brokerage LLC|83752
RRR|RD ROCK RSRTS CLA CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|20376
RRR|RD ROCK RSRTS CLA CM|LQNA|LIQUIDNET, INC.|16200
RRR|RD ROCK RSRTS CLA CM|LSCI|Lek Securities Corporation|100
RRR|RD ROCK RSRTS CLA CM|LTCO|Ladenburg, Thalmann & Co., Inc.|100
RRR|RD ROCK RSRTS CLA CM|MAXM|Maxim Group LLC|36240
RRR|RD ROCK RSRTS CLA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|142598
RRR|RD ROCK RSRTS CLA CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
RRR|RD ROCK RSRTS CLA CM|MOTF|MOTIF INVESTING, INC.|16
RRR|RD ROCK RSRTS CLA CM|MSCO|MORGAN STANLEY & CO. LLC|1441440
RRR|RD ROCK RSRTS CLA CM|MSPL|MORGAN STANLEY & CO. LLC|226800
RRR|RD ROCK RSRTS CLA CM|MSTX|MORGAN STANLEY & CO. LLC|60100
RRR|RD ROCK RSRTS CLA CM|NFSC|National Financial Services LLC|30929
RRR|RD ROCK RSRTS CLA CM|NITE|VIRTU Americas LLC|78342
RRR|RD ROCK RSRTS CLA CM|NITP|VIRTU Americas LLC|2000
RRR|RD ROCK RSRTS CLA CM|NQRB|Brut, LLC|11725
RRR|RD ROCK RSRTS CLA CM|OPCO|Oppenheimer & Co. Inc.|219
RRR|RD ROCK RSRTS CLA CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1070
RRR|RD ROCK RSRTS CLA CM|PDQM|CODA MARKETS, INC.|18119
RRR|RD ROCK RSRTS CLA CM|RAJA|Raymond James & Associates, Inc.|1000
RRR|RD ROCK RSRTS CLA CM|RBCM|RBC CAPITAL MARKETS, LLC|600
RRR|RD ROCK RSRTS CLA CM|SAGL|SAGETRADER, LLC|6365
RRR|RD ROCK RSRTS CLA CM|SAGW|SAGETRADER, LLC|11
RRR|RD ROCK RSRTS CLA CM|SBSH|Citigroup Global Markets Inc.|1468532
RRR|RD ROCK RSRTS CLA CM|SCMC|Scotia Capital Markets (USA) Inc.|100
RRR|RD ROCK RSRTS CLA CM|SGMT|GOLDMAN SACHS & CO. LLC|81258
RRR|RD ROCK RSRTS CLA CM|SPDR|SPEEDROUTE LLC|26767
RRR|RD ROCK RSRTS CLA CM|STFL|Stifel, Nicolaus & Company, Incorporated|1792
RRR|RD ROCK RSRTS CLA CM|STKP|STOCKPILE INVESTMENTS, INC.|8
RRR|RD ROCK RSRTS CLA CM|SWIM|TD Ameritrade, Inc.|1744
RRR|RD ROCK RSRTS CLA CM|TKNG|ALLY INVEST SECURITIES LLC|1000
RRR|RD ROCK RSRTS CLA CM|TONC|CUTTONE & CO., LLC|1234
RRR|RD ROCK RSRTS CLA CM|TRBT|Tradebot Systems, Inc.|101251
RRR|RD ROCK RSRTS CLA CM|TRCM|TRC MARKETS LLC|73623
RRR|RD ROCK RSRTS CLA CM|UBSA|UBS SECURITIES LLC|298248
RRR|RD ROCK RSRTS CLA CM|UBSS|UBS Securities LLC|547507
RRR|RD ROCK RSRTS CLA CM|VALX|VIRTU AMERICAS LLC|8717
RRR|RD ROCK RSRTS CLA CM|VGRD|Vanguard Marketing Corporation|2523
RRR|RD ROCK RSRTS CLA CM|WBLR|WILLIAM BLAIR|2000
RRR|RD ROCK RSRTS CLA CM|WCHV|WELLS FARGO SECURITIES, LLC|129498
RRR|RD ROCK RSRTS CLA CM|WEED|Weeden & Co.L.P.|9908
RRR|RD ROCK RSRTS CLA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2419
RRR|RD ROCK RSRTS CLA CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7900
RRR|RD ROCK RSRTS CLA CM|WGIF|CIBC World Markets Inc.|900
RRR|RD ROCK RSRTS CLA CM|WSEA|WOLVERINE SECURITIES, LLC|1008
RRR|RD ROCK RSRTS CLA CM|XIST|INSTINET, LLC|40000
RRR|RD ROCK RSRTS CLA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|23624
RRR|RD ROCK RSRTS CLA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|553
RRR|RD ROCK RSRTS CLA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3321
RRTS|ROADRUNNER TRANSPORT|ALTX|Alternet Securities Inc.|11047
RRTS|ROADRUNNER TRANSPORT|APCC|Apex Clearing Corporation|18705
RRTS|ROADRUNNER TRANSPORT|BANK|Primevest Financial Services, Inc.|2000
RRTS|ROADRUNNER TRANSPORT|BARD|Robert W. Baird & Co. Incorporated|8000
RRTS|ROADRUNNER TRANSPORT|BATM|CBOE TRADING, INC.|1833
RRTS|ROADRUNNER TRANSPORT|BAYC|BAY CREST PARTNERS, LLC|1931
RRTS|ROADRUNNER TRANSPORT|BAYT|BTIG, LLC|200
RRTS|ROADRUNNER TRANSPORT|BERN|Sanford C. Bernstein & Co., LLC|6570
RRTS|ROADRUNNER TRANSPORT|BIMI|Banca IMI Securities Corp.|10587
RRTS|ROADRUNNER TRANSPORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5540
RRTS|ROADRUNNER TRANSPORT|BNPX|BNP PARIBAS SECURITIES CORP.|1859
RRTS|ROADRUNNER TRANSPORT|BRVL|BLAYLOCK VAN, LLC|700
RRTS|ROADRUNNER TRANSPORT|BTIG|BTIG, LLC|218
RRTS|ROADRUNNER TRANSPORT|CHAS|Charles Schwab & Co., Inc.|20960
RRTS|ROADRUNNER TRANSPORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22662
RRTS|ROADRUNNER TRANSPORT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13893
RRTS|ROADRUNNER TRANSPORT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RRTS|ROADRUNNER TRANSPORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140919
RRTS|ROADRUNNER TRANSPORT|CTDL|Citadel Derivatives Group Llc|2119
RRTS|ROADRUNNER TRANSPORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|25088
RRTS|ROADRUNNER TRANSPORT|DBAB|Deutsche Bank Securities Inc.|90340
RRTS|ROADRUNNER TRANSPORT|DBAX|Deutsche Bank Securities Inc.|193000
RRTS|ROADRUNNER TRANSPORT|DCHF|Dart Executions, LLC|25000
RRTS|ROADRUNNER TRANSPORT|DEAN|MORGAN STANLEY|4671
RRTS|ROADRUNNER TRANSPORT|DEGS|RONIN PROFESSIONAL LLC|32774
RRTS|ROADRUNNER TRANSPORT|EBXL|EBX LLC|89200
RRTS|ROADRUNNER TRANSPORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|4774
RRTS|ROADRUNNER TRANSPORT|EDJO|Edward D. Jones & Co., L.P.|19007
RRTS|ROADRUNNER TRANSPORT|EGAM|CBOE TRADING, INC.|10458
RRTS|ROADRUNNER TRANSPORT|EGMT|EG MARKET TECHNOLOGIES LLC|100
RRTS|ROADRUNNER TRANSPORT|EGXM|CBOE TRADING, INC.|10422
RRTS|ROADRUNNER TRANSPORT|ETBE|Electronic Transaction Clearing, Inc.|3811
RRTS|ROADRUNNER TRANSPORT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|772
RRTS|ROADRUNNER TRANSPORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1981
RRTS|ROADRUNNER TRANSPORT|ETRS|E*Trade Securities LLC|1489356
RRTS|ROADRUNNER TRANSPORT|FBSB|U.S. Bancorp Investments, Inc.|200
RRTS|ROADRUNNER TRANSPORT|FILL|Tradestation Securities, Inc.|4469
RRTS|ROADRUNNER TRANSPORT|FINX|FINTECH SECURITIES|1589
RRTS|ROADRUNNER TRANSPORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32548
RRTS|ROADRUNNER TRANSPORT|FTBR|Foliofn Investments, Inc.|1567
RRTS|ROADRUNNER TRANSPORT|GEBB|GLOBAL EXECUTION BROKERS, LP|4100
RRTS|ROADRUNNER TRANSPORT|GLIS|TD Securities Inc|35785
RRTS|ROADRUNNER TRANSPORT|GLPX|ACS EXECUTION SERVICES, LLC|14505
RRTS|ROADRUNNER TRANSPORT|GSCO|GOLDMAN SACHS & CO. LLC|421149
RRTS|ROADRUNNER TRANSPORT|GSCS|GOLDMAN SACHS & CO. LLC|38819
RRTS|ROADRUNNER TRANSPORT|GSLT|GOLDMAN SACHS & CO. LLC|4565
RRTS|ROADRUNNER TRANSPORT|GTSZ|GTS SECURITIES LLC|52456
RRTS|ROADRUNNER TRANSPORT|HRBF|American Enterprise Investment Services Inc.|39900
RRTS|ROADRUNNER TRANSPORT|IATS|INTERACTIVE BROKERS LLC|49515
RRTS|ROADRUNNER TRANSPORT|IBKR|Interactive Brokers Llc|196229
RRTS|ROADRUNNER TRANSPORT|ICBX|INSTINET, LLC|41771
RRTS|ROADRUNNER TRANSPORT|IEQY|CITADEL SECURITIES LLC|5875
RRTS|ROADRUNNER TRANSPORT|INCA|INSTINET, LLC|63436
RRTS|ROADRUNNER TRANSPORT|INJX|INSTINET, LLC|7896
RRTS|ROADRUNNER TRANSPORT|ITGI|ITG Inc.|89078
RRTS|ROADRUNNER TRANSPORT|ITGP|ITG INC.|72800
RRTS|ROADRUNNER TRANSPORT|JANY|Janney Montgomery Scott Inc.|1034
RRTS|ROADRUNNER TRANSPORT|JEFF|JEFFERIES LLC|21598
RRTS|ROADRUNNER TRANSPORT|JMPT|JUMP TRADING, LLC|54702
RRTS|ROADRUNNER TRANSPORT|JPBX|J.P. MORGAN SECURITIES LLC|13552
RRTS|ROADRUNNER TRANSPORT|JPMX|J.P. Morgan Securities LLC|169661
RRTS|ROADRUNNER TRANSPORT|JSJX|JANE STREET CAPITAL LLC|130895
RRTS|ROADRUNNER TRANSPORT|KCGM|VIRTU Americas LLC|52291
RRTS|ROADRUNNER TRANSPORT|LEHM|Barclays Capital Inc./Le|302132
RRTS|ROADRUNNER TRANSPORT|LIME|Lime Brokerage LLC|18455
RRTS|ROADRUNNER TRANSPORT|LOOP|Loop Capital Markets LLC|5109
RRTS|ROADRUNNER TRANSPORT|LQNA|LIQUIDNET, INC.|8000
RRTS|ROADRUNNER TRANSPORT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
RRTS|ROADRUNNER TRANSPORT|MACQ|Macquarie Capital (USA) Inc.|2471
RRTS|ROADRUNNER TRANSPORT|MAXM|Maxim Group LLC|10790
RRTS|ROADRUNNER TRANSPORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|207614
RRTS|ROADRUNNER TRANSPORT|MSCO|MORGAN STANLEY & CO. LLC|1045453
RRTS|ROADRUNNER TRANSPORT|MSPL|MORGAN STANLEY & CO. LLC|88900
RRTS|ROADRUNNER TRANSPORT|MSTX|MORGAN STANLEY & CO. LLC|114300
RRTS|ROADRUNNER TRANSPORT|NFSC|National Financial Services LLC|612294
RRTS|ROADRUNNER TRANSPORT|NITE|VIRTU Americas LLC|1554518
RRTS|ROADRUNNER TRANSPORT|NITP|VIRTU Americas LLC|1300
RRTS|ROADRUNNER TRANSPORT|NQRB|Brut, LLC|52300
RRTS|ROADRUNNER TRANSPORT|NTBF|BMO Nesbitt Burns Inc./CDS|4335
RRTS|ROADRUNNER TRANSPORT|PDQM|CODA MARKETS, INC.|47856
RRTS|ROADRUNNER TRANSPORT|PHLY|NASDAQ Execution Services, LLC|400
RRTS|ROADRUNNER TRANSPORT|RBCM|RBC CAPITAL MARKETS, LLC|75
RRTS|ROADRUNNER TRANSPORT|RGLD|Regal Securities, Inc|1466
RRTS|ROADRUNNER TRANSPORT|SAGL|SAGETRADER, LLC|11658
RRTS|ROADRUNNER TRANSPORT|SBSH|Citigroup Global Markets Inc.|23602
RRTS|ROADRUNNER TRANSPORT|SGMT|GOLDMAN SACHS & CO. LLC|118274
RRTS|ROADRUNNER TRANSPORT|SPDR|SPEEDROUTE LLC|17197
RRTS|ROADRUNNER TRANSPORT|STFL|Stifel, Nicolaus & Company, Incorporated|10300
RRTS|ROADRUNNER TRANSPORT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
RRTS|ROADRUNNER TRANSPORT|SWIM|TD Ameritrade, Inc.|298273
RRTS|ROADRUNNER TRANSPORT|TKNG|ALLY INVEST SECURITIES LLC|13756
RRTS|ROADRUNNER TRANSPORT|TRBT|Tradebot Systems, Inc.|127505
RRTS|ROADRUNNER TRANSPORT|TRCM|TRC MARKETS LLC|47052
RRTS|ROADRUNNER TRANSPORT|TWTT|TASTYWORKS, INC.|4181
RRTS|ROADRUNNER TRANSPORT|UBSA|UBS SECURITIES LLC|497244
RRTS|ROADRUNNER TRANSPORT|UBSS|UBS Securities LLC|661547
RRTS|ROADRUNNER TRANSPORT|VALX|VIRTU AMERICAS LLC|3665
RRTS|ROADRUNNER TRANSPORT|VGRD|Vanguard Marketing Corporation|51656
RRTS|ROADRUNNER TRANSPORT|WCHV|WELLS FARGO SECURITIES, LLC|119476
RRTS|ROADRUNNER TRANSPORT|WDNX|WEEDEN & CO.L.P.|1366
RRTS|ROADRUNNER TRANSPORT|WEDB|WEDBUSH SECURITIES INC.|16922
RRTS|ROADRUNNER TRANSPORT|WEED|Weeden & Co.L.P.|15000
RRTS|ROADRUNNER TRANSPORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|646
RRTS|ROADRUNNER TRANSPORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7957
RRTS|ROADRUNNER TRANSPORT|WGIF|CIBC World Markets Inc.|7500
RRTS|ROADRUNNER TRANSPORT|WSEA|WOLVERINE SECURITIES, LLC|12818
RRTS|ROADRUNNER TRANSPORT|XIST|INSTINET, LLC|2600
RRTS|ROADRUNNER TRANSPORT|XPQR|Jump Trading|100
RRTS|ROADRUNNER TRANSPORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|23660
RRTS|ROADRUNNER TRANSPORT|YKNA|COMHAR CAPITAL MARKETS, LLC|2735
RRTS|ROADRUNNER TRANSPORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40100
RS|RELIANCE STL & ALMN|ABLE|NATIXIS Securities Americas LLC|24200
RS|RELIANCE STL & ALMN|ALTX|Alternet Securities Inc.|2264
RS|RELIANCE STL & ALMN|APCC|Apex Clearing Corporation|153
RS|RELIANCE STL & ALMN|BARD|Robert W. Baird & Co. Incorporated|5466
RS|RELIANCE STL & ALMN|BATM|CBOE TRADING, INC.|7681
RS|RELIANCE STL & ALMN|BAYC|BAY CREST PARTNERS, LLC|140
RS|RELIANCE STL & ALMN|BAYT|BTIG, LLC|268
RS|RELIANCE STL & ALMN|BBNT|BB&T SECURITIES, LLC|4
RS|RELIANCE STL & ALMN|BERN|Sanford C. Bernstein & Co., LLC|20101
RS|RELIANCE STL & ALMN|BIDS|BIDS TRADING L.P.|8900
RS|RELIANCE STL & ALMN|BKCM|BNY Mellon Capital Markets LLC|7979
RS|RELIANCE STL & ALMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1808
RS|RELIANCE STL & ALMN|BLKX|INSTINET, LLC|38739
RS|RELIANCE STL & ALMN|BNPX|BNP PARIBAS SECURITIES CORP.|72621
RS|RELIANCE STL & ALMN|BTIG|BTIG, LLC|2298
RS|RELIANCE STL & ALMN|BYXM|CBOE TRADING, INC.|800
RS|RELIANCE STL & ALMN|BZYD|GOLDMAN SACHS & CO. LLC|400
RS|RELIANCE STL & ALMN|CANT|Cantor Fitzgerald & Co.|142
RS|RELIANCE STL & ALMN|CHAS|Charles Schwab & Co., Inc.|118
RS|RELIANCE STL & ALMN|CIST|Capital Institutional Services, Inc.|3400
RS|RELIANCE STL & ALMN|CJSC|CJS Securities, Inc.|5000
RS|RELIANCE STL & ALMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|161308
RS|RELIANCE STL & ALMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|244
RS|RELIANCE STL & ALMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|161705
RS|RELIANCE STL & ALMN|CTDL|Citadel Derivatives Group Llc|5130
RS|RELIANCE STL & ALMN|CTLR|CUTLER GROUP, LP|1284
RS|RELIANCE STL & ALMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|12422
RS|RELIANCE STL & ALMN|DADA|D.A. Davidson & Co.|42
RS|RELIANCE STL & ALMN|DAVA|Davenport & Company LLC|11
RS|RELIANCE STL & ALMN|DBAB|Deutsche Bank Securities Inc.|253704
RS|RELIANCE STL & ALMN|DBAX|Deutsche Bank Securities Inc.|99600
RS|RELIANCE STL & ALMN|DBUL|Deutsche Bank Securities Inc.|800
RS|RELIANCE STL & ALMN|DEAN|MORGAN STANLEY|6411
RS|RELIANCE STL & ALMN|DEGS|RONIN PROFESSIONAL LLC|200
RS|RELIANCE STL & ALMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5225
RS|RELIANCE STL & ALMN|DRWK|DRW SECURITIES, L.L.C.|1310
RS|RELIANCE STL & ALMN|EBXL|EBX LLC|94400
RS|RELIANCE STL & ALMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2001
RS|RELIANCE STL & ALMN|EDJO|Edward D. Jones & Co., L.P.|562
RS|RELIANCE STL & ALMN|EGAM|CBOE TRADING, INC.|4983
RS|RELIANCE STL & ALMN|EGAW|CBOE TRADING, INC.|121
RS|RELIANCE STL & ALMN|EGMT|EG MARKET TECHNOLOGIES LLC|469
RS|RELIANCE STL & ALMN|EGXM|CBOE TRADING, INC.|903
RS|RELIANCE STL & ALMN|ELEV|ELEVATION, LLC|4907
RS|RELIANCE STL & ALMN|ETBE|Electronic Transaction Clearing, Inc.|9991
RS|RELIANCE STL & ALMN|ETCC|Electronic Transaction Clearing, Inc.|100
RS|RELIANCE STL & ALMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23327
RS|RELIANCE STL & ALMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|114
RS|RELIANCE STL & ALMN|ETRS|E*Trade Securities LLC|5670
RS|RELIANCE STL & ALMN|FILL|Tradestation Securities, Inc.|300
RS|RELIANCE STL & ALMN|FMAF|NBCN Inc./ CDS|144
RS|RELIANCE STL & ALMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3239
RS|RELIANCE STL & ALMN|FQLS|Quantlab Securities LP|100123
RS|RELIANCE STL & ALMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66822
RS|RELIANCE STL & ALMN|FTBR|Foliofn Investments, Inc.|2847
RS|RELIANCE STL & ALMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1807
RS|RELIANCE STL & ALMN|GLIS|TD Securities Inc|640
RS|RELIANCE STL & ALMN|GLPX|ACS EXECUTION SERVICES, LLC|15592
RS|RELIANCE STL & ALMN|GSCO|GOLDMAN SACHS & CO. LLC|627137
RS|RELIANCE STL & ALMN|GSCS|GOLDMAN SACHS & CO. LLC|3100
RS|RELIANCE STL & ALMN|GSLT|GOLDMAN SACHS & CO. LLC|1878
RS|RELIANCE STL & ALMN|GTSZ|GTS SECURITIES LLC|43639
RS|RELIANCE STL & ALMN|HRBF|American Enterprise Investment Services Inc.|885
RS|RELIANCE STL & ALMN|HSBC|HSBC Securities, Inc.|8619
RS|RELIANCE STL & ALMN|IATS|INTERACTIVE BROKERS LLC|3743
RS|RELIANCE STL & ALMN|IBKR|Interactive Brokers Llc|3262
RS|RELIANCE STL & ALMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|243
RS|RELIANCE STL & ALMN|ICBX|INSTINET, LLC|30100
RS|RELIANCE STL & ALMN|IEQY|CITADEL SECURITIES LLC|87670
RS|RELIANCE STL & ALMN|INCA|INSTINET, LLC|169778
RS|RELIANCE STL & ALMN|INJX|INSTINET, LLC|7623
RS|RELIANCE STL & ALMN|ITGI|ITG Inc.|15263
RS|RELIANCE STL & ALMN|ITGP|ITG INC.|167400
RS|RELIANCE STL & ALMN|JANY|Janney Montgomery Scott Inc.|37
RS|RELIANCE STL & ALMN|JEFF|JEFFERIES LLC|50482
RS|RELIANCE STL & ALMN|JMPT|JUMP TRADING, LLC|40625
RS|RELIANCE STL & ALMN|JPBX|J.P. MORGAN SECURITIES LLC|11567
RS|RELIANCE STL & ALMN|JPMX|J.P. Morgan Securities LLC|183730
RS|RELIANCE STL & ALMN|JSJX|JANE STREET CAPITAL LLC|2935
RS|RELIANCE STL & ALMN|KCGM|VIRTU Americas LLC|13512
RS|RELIANCE STL & ALMN|LEHM|Barclays Capital Inc./Le|322041
RS|RELIANCE STL & ALMN|LIME|Lime Brokerage LLC|18352
RS|RELIANCE STL & ALMN|LOOP|Loop Capital Markets LLC|1844
RS|RELIANCE STL & ALMN|LQNA|LIQUIDNET, INC.|23900
RS|RELIANCE STL & ALMN|LQNB|LIQUIDNET, INC.|18900
RS|RELIANCE STL & ALMN|LSCI|Lek Securities Corporation|621
RS|RELIANCE STL & ALMN|MCMF|Raymond James Ltd. Cds|330
RS|RELIANCE STL & ALMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46228
RS|RELIANCE STL & ALMN|MOTF|MOTIF INVESTING, INC.|13
RS|RELIANCE STL & ALMN|MSCO|MORGAN STANLEY & CO. LLC|1320506
RS|RELIANCE STL & ALMN|MSPL|MORGAN STANLEY & CO. LLC|121600
RS|RELIANCE STL & ALMN|MSTX|MORGAN STANLEY & CO. LLC|33400
RS|RELIANCE STL & ALMN|MTON|MILLINGTON SECURITIES, INC.|63879
RS|RELIANCE STL & ALMN|NFSC|National Financial Services LLC|50714
RS|RELIANCE STL & ALMN|NITE|VIRTU Americas LLC|125278
RS|RELIANCE STL & ALMN|NITP|VIRTU Americas LLC|200
RS|RELIANCE STL & ALMN|NQRB|Brut, LLC|2902
RS|RELIANCE STL & ALMN|OHOS|TWO SIGMA SECURITIES, LLC|2576
RS|RELIANCE STL & ALMN|OPCO|Oppenheimer & Co. Inc.|2664
RS|RELIANCE STL & ALMN|OTAA|OTA LLC|100
RS|RELIANCE STL & ALMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|864
RS|RELIANCE STL & ALMN|PDQM|CODA MARKETS, INC.|61322
RS|RELIANCE STL & ALMN|PHLY|NASDAQ Execution Services, LLC|200
RS|RELIANCE STL & ALMN|PWJC|UBS Financial Services, Inc.|4048
RS|RELIANCE STL & ALMN|RBCM|RBC CAPITAL MARKETS, LLC|2789
RS|RELIANCE STL & ALMN|SAGL|SAGETRADER, LLC|4778
RS|RELIANCE STL & ALMN|SBSH|Citigroup Global Markets Inc.|40459
RS|RELIANCE STL & ALMN|SEIC|SEI Investments Distribution Co.|100
RS|RELIANCE STL & ALMN|SGMT|GOLDMAN SACHS & CO. LLC|62465
RS|RELIANCE STL & ALMN|SPDR|SPEEDROUTE LLC|4143
RS|RELIANCE STL & ALMN|SPHN|Stephens Inc.|15
RS|RELIANCE STL & ALMN|SPTD|MINT GLOBAL MARKETS, INC.|4920
RS|RELIANCE STL & ALMN|STFL|Stifel, Nicolaus & Company, Incorporated|4428
RS|RELIANCE STL & ALMN|STKP|STOCKPILE INVESTMENTS, INC.|56
RS|RELIANCE STL & ALMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3497
RS|RELIANCE STL & ALMN|SWIM|TD Ameritrade, Inc.|3343
RS|RELIANCE STL & ALMN|TKNG|ALLY INVEST SECURITIES LLC|181
RS|RELIANCE STL & ALMN|TRBT|Tradebot Systems, Inc.|97885
RS|RELIANCE STL & ALMN|TRCM|TRC MARKETS LLC|117200
RS|RELIANCE STL & ALMN|TWTT|TASTYWORKS, INC.|5
RS|RELIANCE STL & ALMN|UBSA|UBS SECURITIES LLC|231275
RS|RELIANCE STL & ALMN|UBSS|UBS Securities LLC|368379
RS|RELIANCE STL & ALMN|VALX|VIRTU AMERICAS LLC|7430
RS|RELIANCE STL & ALMN|VGRD|Vanguard Marketing Corporation|1632
RS|RELIANCE STL & ALMN|WABR|Wall Street Access|68243
RS|RELIANCE STL & ALMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
RS|RELIANCE STL & ALMN|WCHV|WELLS FARGO SECURITIES, LLC|9778
RS|RELIANCE STL & ALMN|WDNX|WEEDEN & CO.L.P.|2642
RS|RELIANCE STL & ALMN|WEDB|WEDBUSH SECURITIES INC.|268
RS|RELIANCE STL & ALMN|WEED|Weeden & Co.L.P.|3486
RS|RELIANCE STL & ALMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
RS|RELIANCE STL & ALMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1432
RS|RELIANCE STL & ALMN|WGIF|CIBC World Markets Inc.|100
RS|RELIANCE STL & ALMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|116
RS|RELIANCE STL & ALMN|WSAG|WALL STREET ACCESS|169
RS|RELIANCE STL & ALMN|WSEA|WOLVERINE SECURITIES, LLC|473
RS|RELIANCE STL & ALMN|XIST|INSTINET, LLC|30800
RS|RELIANCE STL & ALMN|XPQR|Jump Trading|1926
RS|RELIANCE STL & ALMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|17912
RS|RELIANCE STL & ALMN|YKNA|COMHAR CAPITAL MARKETS, LLC|6983
RS|RELIANCE STL & ALMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|379
RSG|REPUBLIC SVCS INC|ABLE|NATIXIS Securities Americas LLC|67160
RSG|REPUBLIC SVCS INC|ADAM|CANACCORD GENUITY INC.|5698
RSG|REPUBLIC SVCS INC|ALTX|Alternet Securities Inc.|15615
RSG|REPUBLIC SVCS INC|APCC|Apex Clearing Corporation|812
RSG|REPUBLIC SVCS INC|BARD|Robert W. Baird & Co. Incorporated|7118
RSG|REPUBLIC SVCS INC|BATM|CBOE TRADING, INC.|9955
RSG|REPUBLIC SVCS INC|BAYC|BAY CREST PARTNERS, LLC|10
RSG|REPUBLIC SVCS INC|BAYT|BTIG, LLC|1100
RSG|REPUBLIC SVCS INC|BBNT|BB&T SECURITIES, LLC|915
RSG|REPUBLIC SVCS INC|BERN|Sanford C. Bernstein & Co., LLC|167109
RSG|REPUBLIC SVCS INC|BIAD|SAGETRADER, LLC|998
RSG|REPUBLIC SVCS INC|BIDS|BIDS TRADING L.P.|400
RSG|REPUBLIC SVCS INC|BKCM|BNY Mellon Capital Markets LLC|42
RSG|REPUBLIC SVCS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50015
RSG|REPUBLIC SVCS INC|BLKX|INSTINET, LLC|5000
RSG|REPUBLIC SVCS INC|BMOC|BMO Capital Markets Corp.|29
RSG|REPUBLIC SVCS INC|BNPX|BNP PARIBAS SECURITIES CORP.|221227
RSG|REPUBLIC SVCS INC|BTIG|BTIG, LLC|4111
RSG|REPUBLIC SVCS INC|BYXM|CBOE TRADING, INC.|1712
RSG|REPUBLIC SVCS INC|BZYD|GOLDMAN SACHS & CO. LLC|300
RSG|REPUBLIC SVCS INC|CANT|Cantor Fitzgerald & Co.|4
RSG|REPUBLIC SVCS INC|CHAS|Charles Schwab & Co., Inc.|1355
RSG|REPUBLIC SVCS INC|CIBP|CIBC World Markets Corp.|36303
RSG|REPUBLIC SVCS INC|CICF|Canaccord Genuity Corp.|663
RSG|REPUBLIC SVCS INC|CIST|Capital Institutional Services, Inc.|1532
RSG|REPUBLIC SVCS INC|CLSA|CLSA AMERICAS, LLC|573
RSG|REPUBLIC SVCS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|137346
RSG|REPUBLIC SVCS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|397
RSG|REPUBLIC SVCS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|432458
RSG|REPUBLIC SVCS INC|CTDL|Citadel Derivatives Group Llc|18768
RSG|REPUBLIC SVCS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|52390
RSG|REPUBLIC SVCS INC|DADA|D.A. Davidson & Co.|2350
RSG|REPUBLIC SVCS INC|DBAB|Deutsche Bank Securities Inc.|214916
RSG|REPUBLIC SVCS INC|DBAX|Deutsche Bank Securities Inc.|260500
RSG|REPUBLIC SVCS INC|DBUL|Deutsche Bank Securities Inc.|4577
RSG|REPUBLIC SVCS INC|DCHF|Dart Executions, LLC|676
RSG|REPUBLIC SVCS INC|DEAN|MORGAN STANLEY|11468
RSG|REPUBLIC SVCS INC|DEGS|RONIN PROFESSIONAL LLC|200
RSG|REPUBLIC SVCS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23
RSG|REPUBLIC SVCS INC|EBXL|EBX LLC|198100
RSG|REPUBLIC SVCS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|76549
RSG|REPUBLIC SVCS INC|EDJC|Edward Jones / CDS|39
RSG|REPUBLIC SVCS INC|EDJO|Edward D. Jones & Co., L.P.|841
RSG|REPUBLIC SVCS INC|EGAM|CBOE TRADING, INC.|21358
RSG|REPUBLIC SVCS INC|EGAW|CBOE TRADING, INC.|5
RSG|REPUBLIC SVCS INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
RSG|REPUBLIC SVCS INC|EGXM|CBOE TRADING, INC.|14675
RSG|REPUBLIC SVCS INC|EGXW|CBOE TRADING, INC.|44
RSG|REPUBLIC SVCS INC|ETBE|Electronic Transaction Clearing, Inc.|27866
RSG|REPUBLIC SVCS INC|ETCC|Electronic Transaction Clearing, Inc.|694
RSG|REPUBLIC SVCS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7294
RSG|REPUBLIC SVCS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1119
RSG|REPUBLIC SVCS INC|ETRS|E*Trade Securities LLC|23148
RSG|REPUBLIC SVCS INC|FBSB|U.S. Bancorp Investments, Inc.|74
RSG|REPUBLIC SVCS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|2
RSG|REPUBLIC SVCS INC|FILL|Tradestation Securities, Inc.|1410
RSG|REPUBLIC SVCS INC|FINX|FINTECH SECURITIES|4156
RSG|REPUBLIC SVCS INC|FMAF|NBCN Inc./ CDS|1412
RSG|REPUBLIC SVCS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|66090
RSG|REPUBLIC SVCS INC|FQLS|Quantlab Securities LP|378961
RSG|REPUBLIC SVCS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83449
RSG|REPUBLIC SVCS INC|FTBR|Foliofn Investments, Inc.|2779
RSG|REPUBLIC SVCS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7619
RSG|REPUBLIC SVCS INC|GLPX|ACS EXECUTION SERVICES, LLC|20752
RSG|REPUBLIC SVCS INC|GSCO|GOLDMAN SACHS & CO. LLC|1188963
RSG|REPUBLIC SVCS INC|GSCS|GOLDMAN SACHS & CO. LLC|4072
RSG|REPUBLIC SVCS INC|GSLT|GOLDMAN SACHS & CO. LLC|6019
RSG|REPUBLIC SVCS INC|GTSZ|GTS SECURITIES LLC|144753
RSG|REPUBLIC SVCS INC|HPPX|POTAMUS TRADING, LLC|724
RSG|REPUBLIC SVCS INC|HRBF|American Enterprise Investment Services Inc.|2628
RSG|REPUBLIC SVCS INC|HSBC|HSBC Securities, Inc.|4156
RSG|REPUBLIC SVCS INC|IATS|INTERACTIVE BROKERS LLC|5826
RSG|REPUBLIC SVCS INC|IBKR|Interactive Brokers Llc|8131
RSG|REPUBLIC SVCS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2669
RSG|REPUBLIC SVCS INC|ICBX|INSTINET, LLC|51679
RSG|REPUBLIC SVCS INC|IEQY|CITADEL SECURITIES LLC|118662
RSG|REPUBLIC SVCS INC|INCA|INSTINET, LLC|469186
RSG|REPUBLIC SVCS INC|INJX|INSTINET, LLC|3239
RSG|REPUBLIC SVCS INC|ITGI|ITG Inc.|102687
RSG|REPUBLIC SVCS INC|ITGP|ITG INC.|255600
RSG|REPUBLIC SVCS INC|JANY|Janney Montgomery Scott Inc.|157
RSG|REPUBLIC SVCS INC|JEFF|JEFFERIES LLC|274663
RSG|REPUBLIC SVCS INC|JMPT|JUMP TRADING, LLC|72661
RSG|REPUBLIC SVCS INC|JPBX|J.P. MORGAN SECURITIES LLC|101663
RSG|REPUBLIC SVCS INC|JPMX|J.P. Morgan Securities LLC|452660
RSG|REPUBLIC SVCS INC|JSJX|JANE STREET CAPITAL LLC|9396
RSG|REPUBLIC SVCS INC|KCGM|VIRTU Americas LLC|125766
RSG|REPUBLIC SVCS INC|LEHM|Barclays Capital Inc./Le|865441
RSG|REPUBLIC SVCS INC|LIME|Lime Brokerage LLC|48045
RSG|REPUBLIC SVCS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|303788
RSG|REPUBLIC SVCS INC|LOOP|Loop Capital Markets LLC|1287
RSG|REPUBLIC SVCS INC|LQNA|LIQUIDNET, INC.|153100
RSG|REPUBLIC SVCS INC|LSCI|Lek Securities Corporation|151
RSG|REPUBLIC SVCS INC|MACC|Mid Atlantic Capital Corporation|1393
RSG|REPUBLIC SVCS INC|MACQ|Macquarie Capital (USA) Inc.|400
RSG|REPUBLIC SVCS INC|MCBT|Moors & Cabot, Inc.|48
RSG|REPUBLIC SVCS INC|MCMF|Raymond James Ltd. Cds|1582
RSG|REPUBLIC SVCS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|182498
RSG|REPUBLIC SVCS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|869
RSG|REPUBLIC SVCS INC|MOTF|MOTIF INVESTING, INC.|31
RSG|REPUBLIC SVCS INC|MSCO|MORGAN STANLEY & CO. LLC|1825349
RSG|REPUBLIC SVCS INC|MSPL|MORGAN STANLEY & CO. LLC|242000
RSG|REPUBLIC SVCS INC|MSTX|MORGAN STANLEY & CO. LLC|264300
RSG|REPUBLIC SVCS INC|NATL|National Securities Corporation|200
RSG|REPUBLIC SVCS INC|NFSC|National Financial Services LLC|48591
RSG|REPUBLIC SVCS INC|NITE|VIRTU Americas LLC|763419
RSG|REPUBLIC SVCS INC|NITP|VIRTU Americas LLC|845
RSG|REPUBLIC SVCS INC|NQRB|Brut, LLC|26060
RSG|REPUBLIC SVCS INC|NTBF|BMO Nesbitt Burns Inc./CDS|1284
RSG|REPUBLIC SVCS INC|NTRC|Northern Trust Securities, Inc.|15
RSG|REPUBLIC SVCS INC|OHOS|TWO SIGMA SECURITIES, LLC|71526
RSG|REPUBLIC SVCS INC|OPCO|Oppenheimer & Co. Inc.|12464
RSG|REPUBLIC SVCS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1850
RSG|REPUBLIC SVCS INC|PDQM|CODA MARKETS, INC.|53129
RSG|REPUBLIC SVCS INC|PWJC|UBS Financial Services, Inc.|24254
RSG|REPUBLIC SVCS INC|QMSR|QUATTRO M SECURITIES INC.|2886
RSG|REPUBLIC SVCS INC|RBCM|RBC CAPITAL MARKETS, LLC|7636
RSG|REPUBLIC SVCS INC|SAGL|SAGETRADER, LLC|21329
RSG|REPUBLIC SVCS INC|SALI|INTL FCSTONE FINANCIAL INC.|357
RSG|REPUBLIC SVCS INC|SBSH|Citigroup Global Markets Inc.|103009
RSG|REPUBLIC SVCS INC|SEIC|SEI Investments Distribution Co.|1600
RSG|REPUBLIC SVCS INC|SGMT|GOLDMAN SACHS & CO. LLC|168753
RSG|REPUBLIC SVCS INC|SJLS|TRADE INFORMATICS LLC|200
RSG|REPUBLIC SVCS INC|SPDR|SPEEDROUTE LLC|12246
RSG|REPUBLIC SVCS INC|SPHN|Stephens Inc.|491
RSG|REPUBLIC SVCS INC|STFL|Stifel, Nicolaus & Company, Incorporated|48198
RSG|REPUBLIC SVCS INC|STKP|STOCKPILE INVESTMENTS, INC.|6
RSG|REPUBLIC SVCS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3021
RSG|REPUBLIC SVCS INC|SWIM|TD Ameritrade, Inc.|5787
RSG|REPUBLIC SVCS INC|SWST|Hilltop Securities Inc.|321
RSG|REPUBLIC SVCS INC|TAGC|TELSEY ADVISORY GROUP LLC|555
RSG|REPUBLIC SVCS INC|TKNG|ALLY INVEST SECURITIES LLC|292
RSG|REPUBLIC SVCS INC|TRBT|Tradebot Systems, Inc.|253095
RSG|REPUBLIC SVCS INC|TRCM|TRC MARKETS LLC|254902
RSG|REPUBLIC SVCS INC|TWTT|TASTYWORKS, INC.|140
RSG|REPUBLIC SVCS INC|UBSA|UBS SECURITIES LLC|677222
RSG|REPUBLIC SVCS INC|UBSS|UBS Securities LLC|2290222
RSG|REPUBLIC SVCS INC|VALX|VIRTU AMERICAS LLC|11931
RSG|REPUBLIC SVCS INC|VGRD|Vanguard Marketing Corporation|3246
RSG|REPUBLIC SVCS INC|WBLR|WILLIAM BLAIR|1773
RSG|REPUBLIC SVCS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|4549
RSG|REPUBLIC SVCS INC|WCHV|WELLS FARGO SECURITIES, LLC|126023
RSG|REPUBLIC SVCS INC|WDNX|WEEDEN & CO.L.P.|1698
RSG|REPUBLIC SVCS INC|WEDB|WEDBUSH SECURITIES INC.|5673
RSG|REPUBLIC SVCS INC|WEED|Weeden & Co.L.P.|145296
RSG|REPUBLIC SVCS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28696
RSG|REPUBLIC SVCS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9711
RSG|REPUBLIC SVCS INC|WGIF|CIBC World Markets Inc.|2803
RSG|REPUBLIC SVCS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1019
RSG|REPUBLIC SVCS INC|WOLF|Wolfe Trahan Securities|5500
RSG|REPUBLIC SVCS INC|WSEA|WOLVERINE SECURITIES, LLC|8113
RSG|REPUBLIC SVCS INC|XIST|INSTINET, LLC|35300
RSG|REPUBLIC SVCS INC|XPQR|Jump Trading|7149
RSG|REPUBLIC SVCS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|10796
RSG|REPUBLIC SVCS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1940
RSG|REPUBLIC SVCS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4607
RSLS|RESHAPE LIFESCIENCES|ADAM|CANACCORD GENUITY INC.|115876
RSLS|RESHAPE LIFESCIENCES|ALTX|Alternet Securities Inc.|1790
RSLS|RESHAPE LIFESCIENCES|APCC|Apex Clearing Corporation|23579
RSLS|RESHAPE LIFESCIENCES|BANK|Primevest Financial Services, Inc.|1390
RSLS|RESHAPE LIFESCIENCES|BATM|CBOE TRADING, INC.|1920
RSLS|RESHAPE LIFESCIENCES|BBNT|BB&T SECURITIES, LLC|2
RSLS|RESHAPE LIFESCIENCES|BIMI|Banca IMI Securities Corp.|12858
RSLS|RESHAPE LIFESCIENCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6130
RSLS|RESHAPE LIFESCIENCES|BYXM|CBOE TRADING, INC.|287
RSLS|RESHAPE LIFESCIENCES|CANT|Cantor Fitzgerald & Co.|200
RSLS|RESHAPE LIFESCIENCES|CHAS|Charles Schwab & Co., Inc.|6429
RSLS|RESHAPE LIFESCIENCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72632
RSLS|RESHAPE LIFESCIENCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12177
RSLS|RESHAPE LIFESCIENCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50465
RSLS|RESHAPE LIFESCIENCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31952
RSLS|RESHAPE LIFESCIENCES|CTDL|Citadel Derivatives Group Llc|4182
RSLS|RESHAPE LIFESCIENCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|12722
RSLS|RESHAPE LIFESCIENCES|DBAB|Deutsche Bank Securities Inc.|21038
RSLS|RESHAPE LIFESCIENCES|DBAX|Deutsche Bank Securities Inc.|20900
RSLS|RESHAPE LIFESCIENCES|DEAN|MORGAN STANLEY|600
RSLS|RESHAPE LIFESCIENCES|DEGS|RONIN PROFESSIONAL LLC|5170
RSLS|RESHAPE LIFESCIENCES|EBXL|EBX LLC|18500
RSLS|RESHAPE LIFESCIENCES|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
RSLS|RESHAPE LIFESCIENCES|EDJO|Edward D. Jones & Co., L.P.|26
RSLS|RESHAPE LIFESCIENCES|EGAM|CBOE TRADING, INC.|1100
RSLS|RESHAPE LIFESCIENCES|EGXM|CBOE TRADING, INC.|4537
RSLS|RESHAPE LIFESCIENCES|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|9850
RSLS|RESHAPE LIFESCIENCES|ETBE|Electronic Transaction Clearing, Inc.|1323
RSLS|RESHAPE LIFESCIENCES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1562
RSLS|RESHAPE LIFESCIENCES|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|100
RSLS|RESHAPE LIFESCIENCES|ETRS|E*Trade Securities LLC|497779
RSLS|RESHAPE LIFESCIENCES|FBCO|Credit Suisse Securities (USA) LLC|119859
RSLS|RESHAPE LIFESCIENCES|FILL|Tradestation Securities, Inc.|5077
RSLS|RESHAPE LIFESCIENCES|FINX|FINTECH SECURITIES|11786
RSLS|RESHAPE LIFESCIENCES|FMAF|NBCN Inc./ CDS|1012
RSLS|RESHAPE LIFESCIENCES|FOMA|TD AMERITRADE CLEARING, INC.|690589
RSLS|RESHAPE LIFESCIENCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4430
RSLS|RESHAPE LIFESCIENCES|FTBR|Foliofn Investments, Inc.|553
RSLS|RESHAPE LIFESCIENCES|GEBB|GLOBAL EXECUTION BROKERS, LP|12971
RSLS|RESHAPE LIFESCIENCES|GLPX|ACS EXECUTION SERVICES, LLC|16978
RSLS|RESHAPE LIFESCIENCES|GSCO|GOLDMAN SACHS & CO. LLC|39573
RSLS|RESHAPE LIFESCIENCES|GSLT|GOLDMAN SACHS & CO. LLC|99116
RSLS|RESHAPE LIFESCIENCES|GTSZ|GTS SECURITIES LLC|15460
RSLS|RESHAPE LIFESCIENCES|HRBF|American Enterprise Investment Services Inc.|13
RSLS|RESHAPE LIFESCIENCES|HSBC|HSBC Securities, Inc.|3
RSLS|RESHAPE LIFESCIENCES|IATS|INTERACTIVE BROKERS LLC|16261
RSLS|RESHAPE LIFESCIENCES|IBKR|Interactive Brokers Llc|443571
RSLS|RESHAPE LIFESCIENCES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
RSLS|RESHAPE LIFESCIENCES|ICBX|INSTINET, LLC|19395
RSLS|RESHAPE LIFESCIENCES|INCA|INSTINET, LLC|105737
RSLS|RESHAPE LIFESCIENCES|INJX|INSTINET, LLC|119
RSLS|RESHAPE LIFESCIENCES|ITGI|ITG Inc.|5263
RSLS|RESHAPE LIFESCIENCES|ITGP|ITG INC.|9800
RSLS|RESHAPE LIFESCIENCES|JANY|Janney Montgomery Scott Inc.|3
RSLS|RESHAPE LIFESCIENCES|JMPT|JUMP TRADING, LLC|1163
RSLS|RESHAPE LIFESCIENCES|JONE|JonesTrading|103428
RSLS|RESHAPE LIFESCIENCES|JPMX|J.P. Morgan Securities LLC|10920
RSLS|RESHAPE LIFESCIENCES|JSJX|JANE STREET CAPITAL LLC|10678
RSLS|RESHAPE LIFESCIENCES|KCGM|VIRTU Americas LLC|13877
RSLS|RESHAPE LIFESCIENCES|LEHM|Barclays Capital Inc./Le|47839
RSLS|RESHAPE LIFESCIENCES|LGNT|COR CLEARING LLC|4
RSLS|RESHAPE LIFESCIENCES|LIME|Lime Brokerage LLC|50821
RSLS|RESHAPE LIFESCIENCES|LMGP|LIME BROKERAGE LLC|520
RSLS|RESHAPE LIFESCIENCES|LSCI|Lek Securities Corporation|200
RSLS|RESHAPE LIFESCIENCES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
RSLS|RESHAPE LIFESCIENCES|MAXM|Maxim Group LLC|57786
RSLS|RESHAPE LIFESCIENCES|MBTS|ALLY INVEST SECURITIES LLC|500
RSLS|RESHAPE LIFESCIENCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38636
RSLS|RESHAPE LIFESCIENCES|MOTF|MOTIF INVESTING, INC.|2
RSLS|RESHAPE LIFESCIENCES|MSCO|MORGAN STANLEY & CO. LLC|443609
RSLS|RESHAPE LIFESCIENCES|MSPL|MORGAN STANLEY & CO. LLC|3000
RSLS|RESHAPE LIFESCIENCES|NFSC|National Financial Services LLC|411844
RSLS|RESHAPE LIFESCIENCES|NITE|VIRTU Americas LLC|1178734
RSLS|RESHAPE LIFESCIENCES|NORT|Northland Securities, Inc.|56188
RSLS|RESHAPE LIFESCIENCES|NQRB|Brut, LLC|1857
RSLS|RESHAPE LIFESCIENCES|NTRC|Northern Trust Securities, Inc.|3
RSLS|RESHAPE LIFESCIENCES|OPCO|Oppenheimer & Co. Inc.|1084
RSLS|RESHAPE LIFESCIENCES|PCPT|PHILLIP CAPITAL INC.|2
RSLS|RESHAPE LIFESCIENCES|PDQM|CODA MARKETS, INC.|33072
RSLS|RESHAPE LIFESCIENCES|PWJC|UBS Financial Services, Inc.|98
RSLS|RESHAPE LIFESCIENCES|RAJA|Raymond James & Associates, Inc.|6
RSLS|RESHAPE LIFESCIENCES|RBCM|RBC CAPITAL MARKETS, LLC|847
RSLS|RESHAPE LIFESCIENCES|RGLD|Regal Securities, Inc|444
RSLS|RESHAPE LIFESCIENCES|SAGL|SAGETRADER, LLC|1350
RSLS|RESHAPE LIFESCIENCES|SALI|INTL FCSTONE FINANCIAL INC.|4
RSLS|RESHAPE LIFESCIENCES|SBSH|Citigroup Global Markets Inc.|8414
RSLS|RESHAPE LIFESCIENCES|SGMT|GOLDMAN SACHS & CO. LLC|23158
RSLS|RESHAPE LIFESCIENCES|SPDR|SPEEDROUTE LLC|7077
RSLS|RESHAPE LIFESCIENCES|SPHN|Stephens Inc.|3
RSLS|RESHAPE LIFESCIENCES|STFL|Stifel, Nicolaus & Company, Incorporated|10003
RSLS|RESHAPE LIFESCIENCES|STXG|Stockcross Financial Services, Inc.|3
RSLS|RESHAPE LIFESCIENCES|SWIM|TD Ameritrade, Inc.|506319
RSLS|RESHAPE LIFESCIENCES|TKNG|ALLY INVEST SECURITIES LLC|170
RSLS|RESHAPE LIFESCIENCES|TRBT|Tradebot Systems, Inc.|3680
RSLS|RESHAPE LIFESCIENCES|TRCM|TRC MARKETS LLC|3761
RSLS|RESHAPE LIFESCIENCES|TTUC|CUTTONE & CO., INC.|6318
RSLS|RESHAPE LIFESCIENCES|UBSA|UBS SECURITIES LLC|130492
RSLS|RESHAPE LIFESCIENCES|UBSS|UBS Securities LLC|198173
RSLS|RESHAPE LIFESCIENCES|VALX|VIRTU AMERICAS LLC|400
RSLS|RESHAPE LIFESCIENCES|VGRD|Vanguard Marketing Corporation|10943
RSLS|RESHAPE LIFESCIENCES|VSIN|Vision Financial Markets Llc|300
RSLS|RESHAPE LIFESCIENCES|WCHV|WELLS FARGO SECURITIES, LLC|20135
RSLS|RESHAPE LIFESCIENCES|WEDB|WEDBUSH SECURITIES INC.|3221
RSLS|RESHAPE LIFESCIENCES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15206
RSLS|RESHAPE LIFESCIENCES|WGIF|CIBC World Markets Inc.|20213
RSLS|RESHAPE LIFESCIENCES|WSEA|WOLVERINE SECURITIES, LLC|44929
RSLS|RESHAPE LIFESCIENCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
RSLS|RESHAPE LIFESCIENCES|YKNA|COMHAR CAPITAL MARKETS, LLC|2775
RSLS|RESHAPE LIFESCIENCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
RSP|INVESCO S&P 500 E|ALTX|Alternet Securities Inc.|600
RSP|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|477
RSP|INVESCO S&P 500 E|BANK|Primevest Financial Services, Inc.|422
RSP|INVESCO S&P 500 E|BARD|Robert W. Baird & Co. Incorporated|18808
RSP|INVESCO S&P 500 E|BATM|CBOE TRADING, INC.|6218
RSP|INVESCO S&P 500 E|BBNT|BB&T SECURITIES, LLC|4294
RSP|INVESCO S&P 500 E|BERN|Sanford C. Bernstein & Co., LLC|139
RSP|INVESCO S&P 500 E|BIDS|BIDS TRADING L.P.|400
RSP|INVESCO S&P 500 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52390
RSP|INVESCO S&P 500 E|BMOC|BMO Capital Markets Corp.|1196
RSP|INVESCO S&P 500 E|BTIG|BTIG, LLC|110
RSP|INVESCO S&P 500 E|BYXM|CBOE TRADING, INC.|500
RSP|INVESCO S&P 500 E|CANT|Cantor Fitzgerald & Co.|116677
RSP|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|35137
RSP|INVESCO S&P 500 E|CICF|Canaccord Genuity Corp.|30
RSP|INVESCO S&P 500 E|CIST|Capital Institutional Services, Inc.|778
RSP|INVESCO S&P 500 E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22105
RSP|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82340
RSP|INVESCO S&P 500 E|CSIN|Citadel Securities Institutional LLC|47918
RSP|INVESCO S&P 500 E|CTDL|Citadel Derivatives Group Llc|55643
RSP|INVESCO S&P 500 E|CXCX|CITIGROUP GLOBAL MARKETS INC.|28164
RSP|INVESCO S&P 500 E|DADA|D.A. Davidson & Co.|1450
RSP|INVESCO S&P 500 E|DAVA|Davenport & Company LLC|225
RSP|INVESCO S&P 500 E|DBAB|Deutsche Bank Securities Inc.|4654
RSP|INVESCO S&P 500 E|DBAX|Deutsche Bank Securities Inc.|35600
RSP|INVESCO S&P 500 E|DEAN|MORGAN STANLEY|35378
RSP|INVESCO S&P 500 E|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1232
RSP|INVESCO S&P 500 E|EBXL|EBX LLC|46400
RSP|INVESCO S&P 500 E|ECUT|CONVERGEX EXECUTION SOLUTIONS|828
RSP|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|10533
RSP|INVESCO S&P 500 E|EGAM|CBOE TRADING, INC.|5575
RSP|INVESCO S&P 500 E|EGXM|CBOE TRADING, INC.|10152
RSP|INVESCO S&P 500 E|ETBE|Electronic Transaction Clearing, Inc.|4216
RSP|INVESCO S&P 500 E|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9704
RSP|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|64440
RSP|INVESCO S&P 500 E|FBSB|U.S. Bancorp Investments, Inc.|95
RSP|INVESCO S&P 500 E|FIDT|Fidelity Clearing Canada ULC./ CDS|272
RSP|INVESCO S&P 500 E|FILL|Tradestation Securities, Inc.|9873
RSP|INVESCO S&P 500 E|FINX|FINTECH SECURITIES|570
RSP|INVESCO S&P 500 E|FMAF|NBCN Inc./ CDS|7515
RSP|INVESCO S&P 500 E|FQLS|Quantlab Securities LP|19580
RSP|INVESCO S&P 500 E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80764
RSP|INVESCO S&P 500 E|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5310
RSP|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|8067
RSP|INVESCO S&P 500 E|GLIS|TD Securities Inc|434
RSP|INVESCO S&P 500 E|GLPX|ACS EXECUTION SERVICES, LLC|12
RSP|INVESCO S&P 500 E|GSCO|GOLDMAN SACHS & CO. LLC|207384
RSP|INVESCO S&P 500 E|GSCS|GOLDMAN SACHS & CO. LLC|600
RSP|INVESCO S&P 500 E|GSLT|GOLDMAN SACHS & CO. LLC|2802
RSP|INVESCO S&P 500 E|GTSZ|GTS SECURITIES LLC|527869
RSP|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|95915
RSP|INVESCO S&P 500 E|IATS|INTERACTIVE BROKERS LLC|2326
RSP|INVESCO S&P 500 E|IBKR|Interactive Brokers Llc|33082
RSP|INVESCO S&P 500 E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|212
RSP|INVESCO S&P 500 E|ICBX|INSTINET, LLC|76250
RSP|INVESCO S&P 500 E|INCA|INSTINET, LLC|8537
RSP|INVESCO S&P 500 E|INJX|INSTINET, LLC|7782
RSP|INVESCO S&P 500 E|ITGI|ITG Inc.|11117
RSP|INVESCO S&P 500 E|ITGP|ITG INC.|6000
RSP|INVESCO S&P 500 E|JANY|Janney Montgomery Scott Inc.|7900
RSP|INVESCO S&P 500 E|JEFF|JEFFERIES LLC|71422
RSP|INVESCO S&P 500 E|JMPT|JUMP TRADING, LLC|6873
RSP|INVESCO S&P 500 E|JPMX|J.P. Morgan Securities LLC|8508
RSP|INVESCO S&P 500 E|JSEB|JANE STREET EXECUTION SERVICES, LLC|149705
RSP|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|384975
RSP|INVESCO S&P 500 E|KCGM|VIRTU Americas LLC|13728
RSP|INVESCO S&P 500 E|LEHM|Barclays Capital Inc./Le|265058
RSP|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|18518
RSP|INVESCO S&P 500 E|MACC|Mid Atlantic Capital Corporation|6301
RSP|INVESCO S&P 500 E|MAXM|Maxim Group LLC|1252
RSP|INVESCO S&P 500 E|MCMF|Raymond James Ltd. Cds|150
RSP|INVESCO S&P 500 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36144
RSP|INVESCO S&P 500 E|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
RSP|INVESCO S&P 500 E|MOTF|MOTIF INVESTING, INC.|89
RSP|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|381505
RSP|INVESCO S&P 500 E|MSPL|MORGAN STANLEY & CO. LLC|3200
RSP|INVESCO S&P 500 E|NATL|National Securities Corporation|86
RSP|INVESCO S&P 500 E|NBCS|NBC Securities, INC.|286
RSP|INVESCO S&P 500 E|NFSC|National Financial Services LLC|442915
RSP|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|925133
RSP|INVESCO S&P 500 E|NQRB|Brut, LLC|3047
RSP|INVESCO S&P 500 E|NTBF|BMO Nesbitt Burns Inc./CDS|1333
RSP|INVESCO S&P 500 E|NTRC|Northern Trust Securities, Inc.|330310
RSP|INVESCO S&P 500 E|OHOS|TWO SIGMA SECURITIES, LLC|8202
RSP|INVESCO S&P 500 E|OPCO|Oppenheimer & Co. Inc.|4231
RSP|INVESCO S&P 500 E|PASL|Pershing Advisor Solutions LLC|780
RSP|INVESCO S&P 500 E|PDQM|CODA MARKETS, INC.|12
RSP|INVESCO S&P 500 E|PWJC|UBS Financial Services, Inc.|5455
RSP|INVESCO S&P 500 E|RBCM|RBC CAPITAL MARKETS, LLC|46500
RSP|INVESCO S&P 500 E|SALI|INTL FCSTONE FINANCIAL INC.|1387
RSP|INVESCO S&P 500 E|SBRX|MURIEL SIEBERT & CO INC|60
RSP|INVESCO S&P 500 E|SBSH|Citigroup Global Markets Inc.|122059
RSP|INVESCO S&P 500 E|SEIC|SEI Investments Distribution Co.|200
RSP|INVESCO S&P 500 E|SGMT|GOLDMAN SACHS & CO. LLC|46788
RSP|INVESCO S&P 500 E|SHMR|ABN Amro Clearing LLC|300
RSP|INVESCO S&P 500 E|SPHN|Stephens Inc.|601
RSP|INVESCO S&P 500 E|STFL|Stifel, Nicolaus & Company, Incorporated|22619
RSP|INVESCO S&P 500 E|STKP|STOCKPILE INVESTMENTS, INC.|38
RSP|INVESCO S&P 500 E|STTT|STATETRUST INVESTMENTS INC.|405
RSP|INVESCO S&P 500 E|STXG|Stockcross Financial Services, Inc.|54
RSP|INVESCO S&P 500 E|SWIM|TD Ameritrade, Inc.|13028
RSP|INVESCO S&P 500 E|SWST|Hilltop Securities Inc.|452
RSP|INVESCO S&P 500 E|TKNG|ALLY INVEST SECURITIES LLC|866
RSP|INVESCO S&P 500 E|TRBT|Tradebot Systems, Inc.|209157
RSP|INVESCO S&P 500 E|TRCM|TRC MARKETS LLC|218280
RSP|INVESCO S&P 500 E|UBSA|UBS SECURITIES LLC|66853
RSP|INVESCO S&P 500 E|UBSS|UBS Securities LLC|562287
RSP|INVESCO S&P 500 E|VALX|VIRTU AMERICAS LLC|2466
RSP|INVESCO S&P 500 E|VGRD|Vanguard Marketing Corporation|77222
RSP|INVESCO S&P 500 E|VSIN|Vision Financial Markets Llc|8
RSP|INVESCO S&P 500 E|WBLR|WILLIAM BLAIR|828
RSP|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|266508
RSP|INVESCO S&P 500 E|WEDB|WEDBUSH SECURITIES INC.|8
RSP|INVESCO S&P 500 E|WEED|Weeden & Co.L.P.|2862
RSP|INVESCO S&P 500 E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1447
RSP|INVESCO S&P 500 E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13585
RSP|INVESCO S&P 500 E|WGIF|CIBC World Markets Inc.|57
RSP|INVESCO S&P 500 E|WSEA|WOLVERINE SECURITIES, LLC|3662
RSP|INVESCO S&P 500 E|XSTM|NATIONAL FINANCIAL SERVICES LLC|1272
RSP|INVESCO S&P 500 E|YKNA|COMHAR CAPITAL MARKETS, LLC|12
RSP|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|247032
RSPP|RSP PERMIAN, INC.|ABLE|NATIXIS Securities Americas LLC|70790
RSPP|RSP PERMIAN, INC.|ADAM|CANACCORD GENUITY INC.|468207
RSPP|RSP PERMIAN, INC.|ALTX|Alternet Securities Inc.|8700
RSPP|RSP PERMIAN, INC.|ANOS|ABEL/NOSER, L.L.C.|100
RSPP|RSP PERMIAN, INC.|APCC|Apex Clearing Corporation|20
RSPP|RSP PERMIAN, INC.|BARD|Robert W. Baird & Co. Incorporated|51906
RSPP|RSP PERMIAN, INC.|BATM|CBOE TRADING, INC.|5728
RSPP|RSP PERMIAN, INC.|BBNT|BB&T SECURITIES, LLC|1381
RSPP|RSP PERMIAN, INC.|BERN|Sanford C. Bernstein & Co., LLC|64226
RSPP|RSP PERMIAN, INC.|BIDS|BIDS TRADING L.P.|13500
RSPP|RSP PERMIAN, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3179
RSPP|RSP PERMIAN, INC.|BLKX|INSTINET, LLC|69900
RSPP|RSP PERMIAN, INC.|BMOC|BMO Capital Markets Corp.|523
RSPP|RSP PERMIAN, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|116526
RSPP|RSP PERMIAN, INC.|BTIG|BTIG, LLC|102708
RSPP|RSP PERMIAN, INC.|BYXM|CBOE TRADING, INC.|1603
RSPP|RSP PERMIAN, INC.|CANT|Cantor Fitzgerald & Co.|8936
RSPP|RSP PERMIAN, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|38624
RSPP|RSP PERMIAN, INC.|CHAS|Charles Schwab & Co., Inc.|3140
RSPP|RSP PERMIAN, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|11166
RSPP|RSP PERMIAN, INC.|CIST|Capital Institutional Services, Inc.|7165
RSPP|RSP PERMIAN, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|388491
RSPP|RSP PERMIAN, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|90880
RSPP|RSP PERMIAN, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|927
RSPP|RSP PERMIAN, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|454507
RSPP|RSP PERMIAN, INC.|CTDL|Citadel Derivatives Group Llc|8584
RSPP|RSP PERMIAN, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|74138
RSPP|RSP PERMIAN, INC.|DAVA|Davenport & Company LLC|32
RSPP|RSP PERMIAN, INC.|DBAB|Deutsche Bank Securities Inc.|901707
RSPP|RSP PERMIAN, INC.|DBAX|Deutsche Bank Securities Inc.|398600
RSPP|RSP PERMIAN, INC.|DCHF|Dart Executions, LLC|2457
RSPP|RSP PERMIAN, INC.|DEAN|MORGAN STANLEY|15640
RSPP|RSP PERMIAN, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3862
RSPP|RSP PERMIAN, INC.|DRWK|DRW SECURITIES, L.L.C.|300
RSPP|RSP PERMIAN, INC.|EBXL|EBX LLC|564800
RSPP|RSP PERMIAN, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14604
RSPP|RSP PERMIAN, INC.|EDJO|Edward D. Jones & Co., L.P.|4707
RSPP|RSP PERMIAN, INC.|EGAM|CBOE TRADING, INC.|17709
RSPP|RSP PERMIAN, INC.|EGAW|CBOE TRADING, INC.|21
RSPP|RSP PERMIAN, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1300
RSPP|RSP PERMIAN, INC.|EGXM|CBOE TRADING, INC.|4978
RSPP|RSP PERMIAN, INC.|ETBE|Electronic Transaction Clearing, Inc.|29307
RSPP|RSP PERMIAN, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28720
RSPP|RSP PERMIAN, INC.|ETRS|E*Trade Securities LLC|29497
RSPP|RSP PERMIAN, INC.|FILL|Tradestation Securities, Inc.|14762
RSPP|RSP PERMIAN, INC.|FINX|FINTECH SECURITIES|300
RSPP|RSP PERMIAN, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28379
RSPP|RSP PERMIAN, INC.|FQLS|Quantlab Securities LP|285248
RSPP|RSP PERMIAN, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115231
RSPP|RSP PERMIAN, INC.|FTBR|Foliofn Investments, Inc.|265
RSPP|RSP PERMIAN, INC.|GARC|ICAP Corporates LLC|516550
RSPP|RSP PERMIAN, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1803
RSPP|RSP PERMIAN, INC.|GLIS|TD Securities Inc|1500
RSPP|RSP PERMIAN, INC.|GLPX|ACS EXECUTION SERVICES, LLC|60515
RSPP|RSP PERMIAN, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1078966
RSPP|RSP PERMIAN, INC.|GSCS|GOLDMAN SACHS & CO. LLC|62136
RSPP|RSP PERMIAN, INC.|GSLT|GOLDMAN SACHS & CO. LLC|37167
RSPP|RSP PERMIAN, INC.|GTSZ|GTS SECURITIES LLC|234825
RSPP|RSP PERMIAN, INC.|HRBF|American Enterprise Investment Services Inc.|3965
RSPP|RSP PERMIAN, INC.|HSBC|HSBC Securities, Inc.|5866
RSPP|RSP PERMIAN, INC.|IATS|INTERACTIVE BROKERS LLC|15224
RSPP|RSP PERMIAN, INC.|IBKR|Interactive Brokers Llc|211669
RSPP|RSP PERMIAN, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|613
RSPP|RSP PERMIAN, INC.|ICBX|INSTINET, LLC|118139
RSPP|RSP PERMIAN, INC.|IEQY|CITADEL SECURITIES LLC|80150
RSPP|RSP PERMIAN, INC.|INCA|INSTINET, LLC|332407
RSPP|RSP PERMIAN, INC.|INJX|INSTINET, LLC|31856
RSPP|RSP PERMIAN, INC.|ITGI|ITG Inc.|167409
RSPP|RSP PERMIAN, INC.|ITGP|ITG INC.|427400
RSPP|RSP PERMIAN, INC.|JANY|Janney Montgomery Scott Inc.|5227
RSPP|RSP PERMIAN, INC.|JEFF|JEFFERIES LLC|163554
RSPP|RSP PERMIAN, INC.|JMPT|JUMP TRADING, LLC|111861
RSPP|RSP PERMIAN, INC.|JONE|JonesTrading|40000
RSPP|RSP PERMIAN, INC.|JPBX|J.P. MORGAN SECURITIES LLC|11310
RSPP|RSP PERMIAN, INC.|JPMX|J.P. Morgan Securities LLC|522592
RSPP|RSP PERMIAN, INC.|JRCO|Johnson Rice & Company L.L.C.|100
RSPP|RSP PERMIAN, INC.|JSJX|JANE STREET CAPITAL LLC|30419
RSPP|RSP PERMIAN, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|406400
RSPP|RSP PERMIAN, INC.|KCGM|VIRTU Americas LLC|109196
RSPP|RSP PERMIAN, INC.|LEHM|Barclays Capital Inc./Le|1781193
RSPP|RSP PERMIAN, INC.|LIME|Lime Brokerage LLC|7967
RSPP|RSP PERMIAN, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
RSPP|RSP PERMIAN, INC.|LOOP|Loop Capital Markets LLC|4831
RSPP|RSP PERMIAN, INC.|LQNA|LIQUIDNET, INC.|413700
RSPP|RSP PERMIAN, INC.|LQNB|LIQUIDNET, INC.|27400
RSPP|RSP PERMIAN, INC.|LSCI|Lek Securities Corporation|78
RSPP|RSP PERMIAN, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|18000
RSPP|RSP PERMIAN, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
RSPP|RSP PERMIAN, INC.|MACQ|Macquarie Capital (USA) Inc.|1936
RSPP|RSP PERMIAN, INC.|MAXM|Maxim Group LLC|12113
RSPP|RSP PERMIAN, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|182496
RSPP|RSP PERMIAN, INC.|MOTF|MOTIF INVESTING, INC.|27
RSPP|RSP PERMIAN, INC.|MSCO|MORGAN STANLEY & CO. LLC|1437910
RSPP|RSP PERMIAN, INC.|MSPL|MORGAN STANLEY & CO. LLC|454000
RSPP|RSP PERMIAN, INC.|MSTX|MORGAN STANLEY & CO. LLC|51100
RSPP|RSP PERMIAN, INC.|NFSC|National Financial Services LLC|138096
RSPP|RSP PERMIAN, INC.|NITE|VIRTU Americas LLC|257250
RSPP|RSP PERMIAN, INC.|NITP|VIRTU Americas LLC|1496
RSPP|RSP PERMIAN, INC.|NQRB|Brut, LLC|25960
RSPP|RSP PERMIAN, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|800
RSPP|RSP PERMIAN, INC.|OGRU|Oscar Gruss & Son, Incorporated|70874
RSPP|RSP PERMIAN, INC.|OPCO|Oppenheimer & Co. Inc.|323280
RSPP|RSP PERMIAN, INC.|OTAA|OTA LLC|30500
RSPP|RSP PERMIAN, INC.|PDQM|CODA MARKETS, INC.|54243
RSPP|RSP PERMIAN, INC.|PIPR|Piper Jaffray & Co.|100000
RSPP|RSP PERMIAN, INC.|PWJC|UBS Financial Services, Inc.|300
RSPP|RSP PERMIAN, INC.|RBCM|RBC CAPITAL MARKETS, LLC|11810
RSPP|RSP PERMIAN, INC.|SAGL|SAGETRADER, LLC|200
RSPP|RSP PERMIAN, INC.|SAGW|SAGETRADER, LLC|200
RSPP|RSP PERMIAN, INC.|SBSH|Citigroup Global Markets Inc.|124580
RSPP|RSP PERMIAN, INC.|SCMC|Scotia Capital Markets (USA) Inc.|500
RSPP|RSP PERMIAN, INC.|SGMT|GOLDMAN SACHS & CO. LLC|274751
RSPP|RSP PERMIAN, INC.|SOCO|Capital One Southcoast, Inc|4400
RSPP|RSP PERMIAN, INC.|SPDR|SPEEDROUTE LLC|283582
RSPP|RSP PERMIAN, INC.|SPGS|Sea Port Group Securities, LLC|2189
RSPP|RSP PERMIAN, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5148
RSPP|RSP PERMIAN, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3143
RSPP|RSP PERMIAN, INC.|SWIM|TD Ameritrade, Inc.|13356
RSPP|RSP PERMIAN, INC.|TKNG|ALLY INVEST SECURITIES LLC|250
RSPP|RSP PERMIAN, INC.|TMBR|Timber Hill LLC|14
RSPP|RSP PERMIAN, INC.|TRBT|Tradebot Systems, Inc.|519374
RSPP|RSP PERMIAN, INC.|TRCM|TRC MARKETS LLC|176136
RSPP|RSP PERMIAN, INC.|UBSA|UBS SECURITIES LLC|1001930
RSPP|RSP PERMIAN, INC.|UBSS|UBS Securities LLC|1230128
RSPP|RSP PERMIAN, INC.|VALX|VIRTU AMERICAS LLC|23339
RSPP|RSP PERMIAN, INC.|VGRD|Vanguard Marketing Corporation|3156
RSPP|RSP PERMIAN, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2577
RSPP|RSP PERMIAN, INC.|WCHV|WELLS FARGO SECURITIES, LLC|85021
RSPP|RSP PERMIAN, INC.|WEDB|WEDBUSH SECURITIES INC.|2119
RSPP|RSP PERMIAN, INC.|WEED|Weeden & Co.L.P.|462
RSPP|RSP PERMIAN, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|32505
RSPP|RSP PERMIAN, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38564
RSPP|RSP PERMIAN, INC.|WFPB|Wells Fargo Securities, LLC.|398
RSPP|RSP PERMIAN, INC.|WMLL|Watermill Institutional Trading LLC|3700
RSPP|RSP PERMIAN, INC.|WSAG|WALL STREET ACCESS|100
RSPP|RSP PERMIAN, INC.|WSEA|WOLVERINE SECURITIES, LLC|431
RSPP|RSP PERMIAN, INC.|XIST|INSTINET, LLC|8200
RSPP|RSP PERMIAN, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|48094
RSPP|RSP PERMIAN, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|791
RSPP|RSP PERMIAN, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1346
RST|ROSETTA STONE, INC.|ALTX|Alternet Securities Inc.|1000
RST|ROSETTA STONE, INC.|APCC|Apex Clearing Corporation|7
RST|ROSETTA STONE, INC.|BATM|CBOE TRADING, INC.|5124
RST|ROSETTA STONE, INC.|BERN|Sanford C. Bernstein & Co., LLC|3271
RST|ROSETTA STONE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1707
RST|ROSETTA STONE, INC.|BYXM|CBOE TRADING, INC.|271
RST|ROSETTA STONE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1905
RST|ROSETTA STONE, INC.|CHAS|Charles Schwab & Co., Inc.|230
RST|ROSETTA STONE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3456
RST|ROSETTA STONE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6939
RST|ROSETTA STONE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|111
RST|ROSETTA STONE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31396
RST|ROSETTA STONE, INC.|CTDL|Citadel Derivatives Group Llc|3248
RST|ROSETTA STONE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|4880
RST|ROSETTA STONE, INC.|DBAB|Deutsche Bank Securities Inc.|17980
RST|ROSETTA STONE, INC.|DBAX|Deutsche Bank Securities Inc.|31500
RST|ROSETTA STONE, INC.|DEGS|RONIN PROFESSIONAL LLC|1004
RST|ROSETTA STONE, INC.|DOTC|Dougherty & Company LLC|1665
RST|ROSETTA STONE, INC.|EBXL|EBX LLC|17000
RST|ROSETTA STONE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6264
RST|ROSETTA STONE, INC.|EGAM|CBOE TRADING, INC.|4743
RST|ROSETTA STONE, INC.|EGXM|CBOE TRADING, INC.|1010
RST|ROSETTA STONE, INC.|ETBE|Electronic Transaction Clearing, Inc.|1350
RST|ROSETTA STONE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3379
RST|ROSETTA STONE, INC.|ETRS|E*Trade Securities LLC|59948
RST|ROSETTA STONE, INC.|FILL|Tradestation Securities, Inc.|1
RST|ROSETTA STONE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17568
RST|ROSETTA STONE, INC.|FTBR|Foliofn Investments, Inc.|309
RST|ROSETTA STONE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
RST|ROSETTA STONE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|4065
RST|ROSETTA STONE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|78412
RST|ROSETTA STONE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|5952
RST|ROSETTA STONE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|418
RST|ROSETTA STONE, INC.|GTSZ|GTS SECURITIES LLC|4641
RST|ROSETTA STONE, INC.|IATS|INTERACTIVE BROKERS LLC|2800
RST|ROSETTA STONE, INC.|IBKR|Interactive Brokers Llc|1932
RST|ROSETTA STONE, INC.|ICBX|INSTINET, LLC|10300
RST|ROSETTA STONE, INC.|IEQY|CITADEL SECURITIES LLC|7098
RST|ROSETTA STONE, INC.|INCA|INSTINET, LLC|37442
RST|ROSETTA STONE, INC.|INJX|INSTINET, LLC|4640
RST|ROSETTA STONE, INC.|ITGI|ITG Inc.|7951
RST|ROSETTA STONE, INC.|ITGP|ITG INC.|29800
RST|ROSETTA STONE, INC.|JEFF|JEFFERIES LLC|4531
RST|ROSETTA STONE, INC.|JMPT|JUMP TRADING, LLC|6122
RST|ROSETTA STONE, INC.|JONE|JonesTrading|23396
RST|ROSETTA STONE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|9238
RST|ROSETTA STONE, INC.|JPMX|J.P. Morgan Securities LLC|34782
RST|ROSETTA STONE, INC.|JSJX|JANE STREET CAPITAL LLC|978
RST|ROSETTA STONE, INC.|KCGM|VIRTU Americas LLC|6827
RST|ROSETTA STONE, INC.|LEHM|Barclays Capital Inc./Le|42653
RST|ROSETTA STONE, INC.|LIME|Lime Brokerage LLC|18281
RST|ROSETTA STONE, INC.|LSCI|Lek Securities Corporation|153
RST|ROSETTA STONE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18182
RST|ROSETTA STONE, INC.|MOTF|MOTIF INVESTING, INC.|2
RST|ROSETTA STONE, INC.|MSCO|MORGAN STANLEY & CO. LLC|88537
RST|ROSETTA STONE, INC.|MSPL|MORGAN STANLEY & CO. LLC|32800
RST|ROSETTA STONE, INC.|MSTX|MORGAN STANLEY & CO. LLC|15200
RST|ROSETTA STONE, INC.|NFSC|National Financial Services LLC|10904
RST|ROSETTA STONE, INC.|NITE|VIRTU Americas LLC|69007
RST|ROSETTA STONE, INC.|NQRB|Brut, LLC|2581
RST|ROSETTA STONE, INC.|OPCO|Oppenheimer & Co. Inc.|180
RST|ROSETTA STONE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1265
RST|ROSETTA STONE, INC.|PDQM|CODA MARKETS, INC.|4740
RST|ROSETTA STONE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1000
RST|ROSETTA STONE, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|970
RST|ROSETTA STONE, INC.|SAGW|SAGETRADER, LLC|200
RST|ROSETTA STONE, INC.|SBSH|Citigroup Global Markets Inc.|9711
RST|ROSETTA STONE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|11812
RST|ROSETTA STONE, INC.|SPDR|SPEEDROUTE LLC|3900
RST|ROSETTA STONE, INC.|SWIM|TD Ameritrade, Inc.|3632
RST|ROSETTA STONE, INC.|SWST|Hilltop Securities Inc.|550
RST|ROSETTA STONE, INC.|TKNG|ALLY INVEST SECURITIES LLC|29
RST|ROSETTA STONE, INC.|TRBT|Tradebot Systems, Inc.|14384
RST|ROSETTA STONE, INC.|TRCM|TRC MARKETS LLC|8047
RST|ROSETTA STONE, INC.|UBSA|UBS SECURITIES LLC|77312
RST|ROSETTA STONE, INC.|UBSS|UBS Securities LLC|119432
RST|ROSETTA STONE, INC.|VALX|VIRTU AMERICAS LLC|1584
RST|ROSETTA STONE, INC.|VGRD|Vanguard Marketing Corporation|693
RST|ROSETTA STONE, INC.|WABR|Wall Street Access|4405
RST|ROSETTA STONE, INC.|WBLR|WILLIAM BLAIR|963
RST|ROSETTA STONE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|9723
RST|ROSETTA STONE, INC.|WEED|Weeden & Co.L.P.|4687
RST|ROSETTA STONE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2467
RST|ROSETTA STONE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2540
RST|ROSETTA STONE, INC.|WFPB|Wells Fargo Securities, LLC.|51
RST|ROSETTA STONE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
RST|ROSETTA STONE, INC.|WSEA|WOLVERINE SECURITIES, LLC|534
RST|ROSETTA STONE, INC.|XIST|INSTINET, LLC|53600
RST|ROSETTA STONE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
RST|ROSETTA STONE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|320
RSX|VANECK VECTORS RUSSI|AEXG|ALTERNATIVE EXECUTION GROUP|36215
RSX|VANECK VECTORS RUSSI|AGIS|Aegis Capital Corp.|6183
RSX|VANECK VECTORS RUSSI|ALTX|Alternet Securities Inc.|12550
RSX|VANECK VECTORS RUSSI|APCC|Apex Clearing Corporation|5619
RSX|VANECK VECTORS RUSSI|BATM|CBOE TRADING, INC.|48394
RSX|VANECK VECTORS RUSSI|BAYT|BTIG, LLC|9100
RSX|VANECK VECTORS RUSSI|BBNT|BB&T SECURITIES, LLC|81
RSX|VANECK VECTORS RUSSI|BERN|Sanford C. Bernstein & Co., LLC|102215
RSX|VANECK VECTORS RUSSI|BIDS|BIDS TRADING L.P.|900
RSX|VANECK VECTORS RUSSI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28380
RSX|VANECK VECTORS RUSSI|BLKX|INSTINET, LLC|10800
RSX|VANECK VECTORS RUSSI|BLTK|Bulltick, Llc|330
RSX|VANECK VECTORS RUSSI|BYXM|CBOE TRADING, INC.|150310
RSX|VANECK VECTORS RUSSI|CHAS|Charles Schwab & Co., Inc.|532
RSX|VANECK VECTORS RUSSI|CICF|Canaccord Genuity Corp.|554
RSX|VANECK VECTORS RUSSI|CIST|Capital Institutional Services, Inc.|20
RSX|VANECK VECTORS RUSSI|CLSA|CLSA AMERICAS, LLC|150
RSX|VANECK VECTORS RUSSI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1007003
RSX|VANECK VECTORS RUSSI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8927
RSX|VANECK VECTORS RUSSI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2252135
RSX|VANECK VECTORS RUSSI|CTDL|Citadel Derivatives Group Llc|327106
RSX|VANECK VECTORS RUSSI|CTLR|CUTLER GROUP, LP|3300
RSX|VANECK VECTORS RUSSI|CXCX|CITIGROUP GLOBAL MARKETS INC.|633162
RSX|VANECK VECTORS RUSSI|DBAB|Deutsche Bank Securities Inc.|305904
RSX|VANECK VECTORS RUSSI|DBAX|Deutsche Bank Securities Inc.|1357900
RSX|VANECK VECTORS RUSSI|DCHF|Dart Executions, LLC|172812
RSX|VANECK VECTORS RUSSI|DEAN|MORGAN STANLEY|15183
RSX|VANECK VECTORS RUSSI|DEGS|RONIN PROFESSIONAL LLC|17100
RSX|VANECK VECTORS RUSSI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
RSX|VANECK VECTORS RUSSI|EBXL|EBX LLC|1812400
RSX|VANECK VECTORS RUSSI|ECUT|CONVERGEX EXECUTION SOLUTIONS|5370
RSX|VANECK VECTORS RUSSI|EDJO|Edward D. Jones & Co., L.P.|31
RSX|VANECK VECTORS RUSSI|EGAM|CBOE TRADING, INC.|18673
RSX|VANECK VECTORS RUSSI|EGAW|CBOE TRADING, INC.|300
RSX|VANECK VECTORS RUSSI|EGXM|CBOE TRADING, INC.|12148
RSX|VANECK VECTORS RUSSI|ETBE|Electronic Transaction Clearing, Inc.|97938
RSX|VANECK VECTORS RUSSI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16318
RSX|VANECK VECTORS RUSSI|ETRS|E*Trade Securities LLC|201114
RSX|VANECK VECTORS RUSSI|FBSB|U.S. Bancorp Investments, Inc.|2255
RSX|VANECK VECTORS RUSSI|FCST|INTL FCSTONE FINANCIAL INC.|300
RSX|VANECK VECTORS RUSSI|FILL|Tradestation Securities, Inc.|6808
RSX|VANECK VECTORS RUSSI|FLTU|FLOW TRADERS US LLC|54500
RSX|VANECK VECTORS RUSSI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|54500
RSX|VANECK VECTORS RUSSI|FMAF|NBCN Inc./ CDS|950
RSX|VANECK VECTORS RUSSI|FQLS|Quantlab Securities LP|803806
RSX|VANECK VECTORS RUSSI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|336017
RSX|VANECK VECTORS RUSSI|FTBR|Foliofn Investments, Inc.|5267
RSX|VANECK VECTORS RUSSI|GARC|ICAP Corporates LLC|600000
RSX|VANECK VECTORS RUSSI|GBMT|GBM International, Inc.|960
RSX|VANECK VECTORS RUSSI|GEBB|GLOBAL EXECUTION BROKERS, LP|551160
RSX|VANECK VECTORS RUSSI|GLIS|TD Securities Inc|100
RSX|VANECK VECTORS RUSSI|GLPX|ACS EXECUTION SERVICES, LLC|24550
RSX|VANECK VECTORS RUSSI|GSCO|GOLDMAN SACHS & CO. LLC|1066627
RSX|VANECK VECTORS RUSSI|GSCS|GOLDMAN SACHS & CO. LLC|158950
RSX|VANECK VECTORS RUSSI|GSLT|GOLDMAN SACHS & CO. LLC|595657
RSX|VANECK VECTORS RUSSI|GTSZ|GTS SECURITIES LLC|180910
RSX|VANECK VECTORS RUSSI|HRBF|American Enterprise Investment Services Inc.|6882
RSX|VANECK VECTORS RUSSI|HSBC|HSBC Securities, Inc.|30818
RSX|VANECK VECTORS RUSSI|IATS|INTERACTIVE BROKERS LLC|294741
RSX|VANECK VECTORS RUSSI|IBKR|Interactive Brokers Llc|438154
RSX|VANECK VECTORS RUSSI|ICBX|INSTINET, LLC|1103595
RSX|VANECK VECTORS RUSSI|INCA|INSTINET, LLC|2057949
RSX|VANECK VECTORS RUSSI|INJX|INSTINET, LLC|31971
RSX|VANECK VECTORS RUSSI|ITGI|ITG Inc.|26370
RSX|VANECK VECTORS RUSSI|ITGP|ITG INC.|763800
RSX|VANECK VECTORS RUSSI|JEFF|JEFFERIES LLC|457486
RSX|VANECK VECTORS RUSSI|JMPT|JUMP TRADING, LLC|122119
RSX|VANECK VECTORS RUSSI|JPBX|J.P. MORGAN SECURITIES LLC|150
RSX|VANECK VECTORS RUSSI|JPMX|J.P. Morgan Securities LLC|997806
RSX|VANECK VECTORS RUSSI|JSEB|JANE STREET EXECUTION SERVICES, LLC|2172999
RSX|VANECK VECTORS RUSSI|JSJX|JANE STREET CAPITAL LLC|2507061
RSX|VANECK VECTORS RUSSI|KCGM|VIRTU Americas LLC|612967
RSX|VANECK VECTORS RUSSI|LEHM|Barclays Capital Inc./Le|11602505
RSX|VANECK VECTORS RUSSI|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|310
RSX|VANECK VECTORS RUSSI|LIME|Lime Brokerage LLC|513025
RSX|VANECK VECTORS RUSSI|LMGP|LIME BROKERAGE LLC|5000
RSX|VANECK VECTORS RUSSI|LQNA|LIQUIDNET, INC.|35500
RSX|VANECK VECTORS RUSSI|LSCI|Lek Securities Corporation|39163
RSX|VANECK VECTORS RUSSI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5600
RSX|VANECK VECTORS RUSSI|MACC|Mid Atlantic Capital Corporation|66
RSX|VANECK VECTORS RUSSI|MAXM|Maxim Group LLC|700
RSX|VANECK VECTORS RUSSI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2174342
RSX|VANECK VECTORS RUSSI|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|64741
RSX|VANECK VECTORS RUSSI|MOTF|MOTIF INVESTING, INC.|1
RSX|VANECK VECTORS RUSSI|MPSG|E D & F Man Capital Markets Inc.|40555
RSX|VANECK VECTORS RUSSI|MSCO|MORGAN STANLEY & CO. LLC|4506712
RSX|VANECK VECTORS RUSSI|MSPL|MORGAN STANLEY & CO. LLC|3318600
RSX|VANECK VECTORS RUSSI|MSTX|MORGAN STANLEY & CO. LLC|110400
RSX|VANECK VECTORS RUSSI|NEUB|NEUBERGER BERMAN BD LLC|4500
RSX|VANECK VECTORS RUSSI|NFSC|National Financial Services LLC|244643
RSX|VANECK VECTORS RUSSI|NITE|VIRTU Americas LLC|2726859
RSX|VANECK VECTORS RUSSI|NITP|VIRTU Americas LLC|802969
RSX|VANECK VECTORS RUSSI|NMRA|Nomura Securities International, Inc.|500
RSX|VANECK VECTORS RUSSI|NQRB|Brut, LLC|18126
RSX|VANECK VECTORS RUSSI|OLDM|OLD MISSION CAPITAL, LLC|411210
RSX|VANECK VECTORS RUSSI|OPCO|Oppenheimer & Co. Inc.|465
RSX|VANECK VECTORS RUSSI|PDQM|CODA MARKETS, INC.|57031
RSX|VANECK VECTORS RUSSI|PHLY|NASDAQ Execution Services, LLC|200
RSX|VANECK VECTORS RUSSI|RBCM|RBC CAPITAL MARKETS, LLC|20226
RSX|VANECK VECTORS RUSSI|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|16300
RSX|VANECK VECTORS RUSSI|RHOX|XR Securities LLC|1432916
RSX|VANECK VECTORS RUSSI|SAGL|SAGETRADER, LLC|64100
RSX|VANECK VECTORS RUSSI|SBSH|Citigroup Global Markets Inc.|241950
RSX|VANECK VECTORS RUSSI|SGMT|GOLDMAN SACHS & CO. LLC|993192
RSX|VANECK VECTORS RUSSI|SPDR|SPEEDROUTE LLC|17000
RSX|VANECK VECTORS RUSSI|STFL|Stifel, Nicolaus & Company, Incorporated|1147
RSX|VANECK VECTORS RUSSI|SWIM|TD Ameritrade, Inc.|340218
RSX|VANECK VECTORS RUSSI|SWST|Hilltop Securities Inc.|1
RSX|VANECK VECTORS RUSSI|TKNG|ALLY INVEST SECURITIES LLC|746
RSX|VANECK VECTORS RUSSI|TRBT|Tradebot Systems, Inc.|2098211
RSX|VANECK VECTORS RUSSI|TRCM|TRC MARKETS LLC|1894564
RSX|VANECK VECTORS RUSSI|UBSA|UBS SECURITIES LLC|3883628
RSX|VANECK VECTORS RUSSI|UBSS|UBS Securities LLC|2834935
RSX|VANECK VECTORS RUSSI|VALX|VIRTU AMERICAS LLC|583331
RSX|VANECK VECTORS RUSSI|VGRD|Vanguard Marketing Corporation|51323
RSX|VANECK VECTORS RUSSI|WBET|Wallachbeth Capital LLC|1148000
RSX|VANECK VECTORS RUSSI|WBLR|WILLIAM BLAIR|16055
RSX|VANECK VECTORS RUSSI|WCHV|WELLS FARGO SECURITIES, LLC|94555
RSX|VANECK VECTORS RUSSI|WEDB|WEDBUSH SECURITIES INC.|10660
RSX|VANECK VECTORS RUSSI|WEED|Weeden & Co.L.P.|14259
RSX|VANECK VECTORS RUSSI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4015
RSX|VANECK VECTORS RUSSI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61729
RSX|VANECK VECTORS RUSSI|WGIF|CIBC World Markets Inc.|400
RSX|VANECK VECTORS RUSSI|WSEA|WOLVERINE SECURITIES, LLC|7843
RSX|VANECK VECTORS RUSSI|XIST|INSTINET, LLC|14000
RSX|VANECK VECTORS RUSSI|XPUS|XP SECURITIES, LLC|226724
RSX|VANECK VECTORS RUSSI|XSTM|NATIONAL FINANCIAL SERVICES LLC|83776
RSX|VANECK VECTORS RUSSI|YKNA|COMHAR CAPITAL MARKETS, LLC|2481
RSX|VANECK VECTORS RUSSI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12378
RSXJ|VE RUSSIAN SM CAP|APCC|Apex Clearing Corporation|9032
RSXJ|VE RUSSIAN SM CAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|350
RSXJ|VE RUSSIAN SM CAP|CHAS|Charles Schwab & Co., Inc.|266
RSXJ|VE RUSSIAN SM CAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1677
RSXJ|VE RUSSIAN SM CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|208
RSXJ|VE RUSSIAN SM CAP|DBAX|Deutsche Bank Securities Inc.|700
RSXJ|VE RUSSIAN SM CAP|EBXL|EBX LLC|300
RSXJ|VE RUSSIAN SM CAP|ECUT|CONVERGEX EXECUTION SOLUTIONS|156
RSXJ|VE RUSSIAN SM CAP|ETRS|E*Trade Securities LLC|6575
RSXJ|VE RUSSIAN SM CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40
RSXJ|VE RUSSIAN SM CAP|FTBR|Foliofn Investments, Inc.|56
RSXJ|VE RUSSIAN SM CAP|GSCO|GOLDMAN SACHS & CO. LLC|300
RSXJ|VE RUSSIAN SM CAP|IBKR|Interactive Brokers Llc|388
RSXJ|VE RUSSIAN SM CAP|INCA|INSTINET, LLC|700
RSXJ|VE RUSSIAN SM CAP|JPMX|J.P. Morgan Securities LLC|200
RSXJ|VE RUSSIAN SM CAP|JSJX|JANE STREET CAPITAL LLC|32743
RSXJ|VE RUSSIAN SM CAP|KCGM|VIRTU Americas LLC|1044
RSXJ|VE RUSSIAN SM CAP|LEHM|Barclays Capital Inc./Le|600
RSXJ|VE RUSSIAN SM CAP|LIME|Lime Brokerage LLC|1606
RSXJ|VE RUSSIAN SM CAP|MCMF|Raymond James Ltd. Cds|128
RSXJ|VE RUSSIAN SM CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
RSXJ|VE RUSSIAN SM CAP|MOTF|MOTIF INVESTING, INC.|1
RSXJ|VE RUSSIAN SM CAP|MSCO|MORGAN STANLEY & CO. LLC|12273
RSXJ|VE RUSSIAN SM CAP|NFSC|National Financial Services LLC|5331
RSXJ|VE RUSSIAN SM CAP|NITE|VIRTU Americas LLC|10989
RSXJ|VE RUSSIAN SM CAP|PICT|Pictet Overseas Inc.|450
RSXJ|VE RUSSIAN SM CAP|SBSH|Citigroup Global Markets Inc.|1747
RSXJ|VE RUSSIAN SM CAP|SGMT|GOLDMAN SACHS & CO. LLC|500
RSXJ|VE RUSSIAN SM CAP|SWIM|TD Ameritrade, Inc.|346
RSXJ|VE RUSSIAN SM CAP|UBSA|UBS SECURITIES LLC|3499
RSXJ|VE RUSSIAN SM CAP|UBSS|UBS Securities LLC|1569
RSXJ|VE RUSSIAN SM CAP|VGRD|Vanguard Marketing Corporation|536
RSXJ|VE RUSSIAN SM CAP|WSEA|WOLVERINE SECURITIES, LLC|8
RSXJ|VE RUSSIAN SM CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1170
RSYS|RADISYS CP        ##|APCC|Apex Clearing Corporation|73456
RSYS|RADISYS CP        ##|BARD|Robert W. Baird & Co. Incorporated|1000
RSYS|RADISYS CP        ##|BATM|CBOE TRADING, INC.|841
RSYS|RADISYS CP        ##|BERN|Sanford C. Bernstein & Co., LLC|130
RSYS|RADISYS CP        ##|BMOC|BMO Capital Markets Corp.|5578
RSYS|RADISYS CP        ##|BNPX|BNP PARIBAS SECURITIES CORP.|2160
RSYS|RADISYS CP        ##|BTIG|BTIG, LLC|261
RSYS|RADISYS CP        ##|CHAS|Charles Schwab & Co., Inc.|1000
RSYS|RADISYS CP        ##|CIST|Capital Institutional Services, Inc.|818
RSYS|RADISYS CP        ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|151
RSYS|RADISYS CP        ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|29857
RSYS|RADISYS CP        ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18450
RSYS|RADISYS CP        ##|CTDL|Citadel Derivatives Group Llc|30721
RSYS|RADISYS CP        ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2462
RSYS|RADISYS CP        ##|DBAB|Deutsche Bank Securities Inc.|619657
RSYS|RADISYS CP        ##|DBAX|Deutsche Bank Securities Inc.|14100
RSYS|RADISYS CP        ##|DEAN|MORGAN STANLEY|9000
RSYS|RADISYS CP        ##|DEGS|RONIN PROFESSIONAL LLC|71
RSYS|RADISYS CP        ##|EBXL|EBX LLC|11300
RSYS|RADISYS CP        ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|13082
RSYS|RADISYS CP        ##|EGAM|CBOE TRADING, INC.|504
RSYS|RADISYS CP        ##|EGXM|CBOE TRADING, INC.|1191
RSYS|RADISYS CP        ##|ETRS|E*Trade Securities LLC|187032
RSYS|RADISYS CP        ##|FBCO|Credit Suisse Securities (USA) LLC|102748
RSYS|RADISYS CP        ##|FILL|Tradestation Securities, Inc.|20450
RSYS|RADISYS CP        ##|FNXS|FENIX SECURITIES, LLC|415
RSYS|RADISYS CP        ##|FOMA|TD AMERITRADE CLEARING, INC.|476901
RSYS|RADISYS CP        ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12274
RSYS|RADISYS CP        ##|GEBB|GLOBAL EXECUTION BROKERS, LP|14390
RSYS|RADISYS CP        ##|GSCO|GOLDMAN SACHS & CO. LLC|1281069
RSYS|RADISYS CP        ##|GSLT|GOLDMAN SACHS & CO. LLC|13493
RSYS|RADISYS CP        ##|HRBF|American Enterprise Investment Services Inc.|2000
RSYS|RADISYS CP        ##|IATS|INTERACTIVE BROKERS LLC|456
RSYS|RADISYS CP        ##|IBKR|Interactive Brokers Llc|53115
RSYS|RADISYS CP        ##|ICBX|INSTINET, LLC|7750
RSYS|RADISYS CP        ##|IEQY|CITADEL SECURITIES LLC|3971
RSYS|RADISYS CP        ##|INCA|INSTINET, LLC|132955
RSYS|RADISYS CP        ##|INJX|INSTINET, LLC|2391
RSYS|RADISYS CP        ##|ITGI|ITG Inc.|28195
RSYS|RADISYS CP        ##|ITGP|ITG INC.|114400
RSYS|RADISYS CP        ##|JEFF|JEFFERIES LLC|10742
RSYS|RADISYS CP        ##|JMPT|JUMP TRADING, LLC|5020
RSYS|RADISYS CP        ##|JPMX|J.P. Morgan Securities LLC|13603
RSYS|RADISYS CP        ##|JSJX|JANE STREET CAPITAL LLC|43
RSYS|RADISYS CP        ##|KCGM|VIRTU Americas LLC|3400
RSYS|RADISYS CP        ##|LEHM|Barclays Capital Inc./Le|292567
RSYS|RADISYS CP        ##|LIME|Lime Brokerage LLC|8260
RSYS|RADISYS CP        ##|LOOP|Loop Capital Markets LLC|6128
RSYS|RADISYS CP        ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
RSYS|RADISYS CP        ##|MACQ|Macquarie Capital (USA) Inc.|4226
RSYS|RADISYS CP        ##|MAXM|Maxim Group LLC|1084
RSYS|RADISYS CP        ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17500
RSYS|RADISYS CP        ##|MOTF|MOTIF INVESTING, INC.|1
RSYS|RADISYS CP        ##|MSCO|MORGAN STANLEY & CO. LLC|1657038
RSYS|RADISYS CP        ##|MSPL|MORGAN STANLEY & CO. LLC|17500
RSYS|RADISYS CP        ##|MSTX|MORGAN STANLEY & CO. LLC|112200
RSYS|RADISYS CP        ##|NFSC|National Financial Services LLC|306385
RSYS|RADISYS CP        ##|NITE|VIRTU Americas LLC|612032
RSYS|RADISYS CP        ##|NITP|VIRTU Americas LLC|3100
RSYS|RADISYS CP        ##|NQRB|Brut, LLC|1600
RSYS|RADISYS CP        ##|OPCO|Oppenheimer & Co. Inc.|3961
RSYS|RADISYS CP        ##|PDQM|CODA MARKETS, INC.|63250
RSYS|RADISYS CP        ##|RBCM|RBC CAPITAL MARKETS, LLC|6800
RSYS|RADISYS CP        ##|SALI|INTL FCSTONE FINANCIAL INC.|10105
RSYS|RADISYS CP        ##|SBSH|Citigroup Global Markets Inc.|211612
RSYS|RADISYS CP        ##|SGMT|GOLDMAN SACHS & CO. LLC|4076
RSYS|RADISYS CP        ##|SPDR|SPEEDROUTE LLC|208
RSYS|RADISYS CP        ##|SWIM|TD Ameritrade, Inc.|115154
RSYS|RADISYS CP        ##|TKNG|ALLY INVEST SECURITIES LLC|401
RSYS|RADISYS CP        ##|UBSA|UBS SECURITIES LLC|105456
RSYS|RADISYS CP        ##|UBSS|UBS Securities LLC|886517
RSYS|RADISYS CP        ##|VALX|VIRTU AMERICAS LLC|2410
RSYS|RADISYS CP        ##|VGRD|Vanguard Marketing Corporation|8017
RSYS|RADISYS CP        ##|VNDM|Wall Street Access|25676
RSYS|RADISYS CP        ##|WCHV|WELLS FARGO SECURITIES, LLC|28314
RSYS|RADISYS CP        ##|WEED|Weeden & Co.L.P.|300
RSYS|RADISYS CP        ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9369
RSYS|RADISYS CP        ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|771
RSYS|RADISYS CP        ##|WGIF|CIBC World Markets Inc.|100
RSYS|RADISYS CP        ##|WSEA|WOLVERINE SECURITIES, LLC|22843
RSYS|RADISYS CP        ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|14318
RTEC|RUDOLPH TECH INC|AGIS|Aegis Capital Corp.|300
RTEC|RUDOLPH TECH INC|APCC|Apex Clearing Corporation|10
RTEC|RUDOLPH TECH INC|BARD|Robert W. Baird & Co. Incorporated|2138
RTEC|RUDOLPH TECH INC|BATM|CBOE TRADING, INC.|500
RTEC|RUDOLPH TECH INC|BBNT|BB&T SECURITIES, LLC|100
RTEC|RUDOLPH TECH INC|BERN|Sanford C. Bernstein & Co., LLC|2400
RTEC|RUDOLPH TECH INC|BIMI|Banca IMI Securities Corp.|25
RTEC|RUDOLPH TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|5217
RTEC|RUDOLPH TECH INC|BRVL|BLAYLOCK VAN, LLC|100
RTEC|RUDOLPH TECH INC|BTIG|BTIG, LLC|60
RTEC|RUDOLPH TECH INC|BZYD|GOLDMAN SACHS & CO. LLC|1000
RTEC|RUDOLPH TECH INC|CHAS|Charles Schwab & Co., Inc.|1411
RTEC|RUDOLPH TECH INC|CIST|Capital Institutional Services, Inc.|4078
RTEC|RUDOLPH TECH INC|CLSA|CLSA AMERICAS, LLC|100
RTEC|RUDOLPH TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8001
RTEC|RUDOLPH TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
RTEC|RUDOLPH TECH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
RTEC|RUDOLPH TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38616
RTEC|RUDOLPH TECH INC|CTDL|Citadel Derivatives Group Llc|119
RTEC|RUDOLPH TECH INC|CTLR|CUTLER GROUP, LP|100
RTEC|RUDOLPH TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3474
RTEC|RUDOLPH TECH INC|DADA|D.A. Davidson & Co.|2054
RTEC|RUDOLPH TECH INC|DBAB|Deutsche Bank Securities Inc.|52243
RTEC|RUDOLPH TECH INC|DBAX|Deutsche Bank Securities Inc.|43200
RTEC|RUDOLPH TECH INC|DEAN|MORGAN STANLEY|1163
RTEC|RUDOLPH TECH INC|DEGS|RONIN PROFESSIONAL LLC|735
RTEC|RUDOLPH TECH INC|EBXL|EBX LLC|30200
RTEC|RUDOLPH TECH INC|EDJO|Edward D. Jones & Co., L.P.|1223
RTEC|RUDOLPH TECH INC|EGAM|CBOE TRADING, INC.|5352
RTEC|RUDOLPH TECH INC|EGXM|CBOE TRADING, INC.|199
RTEC|RUDOLPH TECH INC|ETBE|Electronic Transaction Clearing, Inc.|2
RTEC|RUDOLPH TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13928
RTEC|RUDOLPH TECH INC|ETRS|E*Trade Securities LLC|12591
RTEC|RUDOLPH TECH INC|FILL|Tradestation Securities, Inc.|803
RTEC|RUDOLPH TECH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|473
RTEC|RUDOLPH TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5899
RTEC|RUDOLPH TECH INC|FTBR|Foliofn Investments, Inc.|1867
RTEC|RUDOLPH TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|200
RTEC|RUDOLPH TECH INC|GLIS|TD Securities Inc|100
RTEC|RUDOLPH TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|180400
RTEC|RUDOLPH TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|1290
RTEC|RUDOLPH TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|363
RTEC|RUDOLPH TECH INC|GTSZ|GTS SECURITIES LLC|4185
RTEC|RUDOLPH TECH INC|HRBF|American Enterprise Investment Services Inc.|1214
RTEC|RUDOLPH TECH INC|HSBC|HSBC Securities, Inc.|1300
RTEC|RUDOLPH TECH INC|IBKR|Interactive Brokers Llc|4522
RTEC|RUDOLPH TECH INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|58
RTEC|RUDOLPH TECH INC|ICBX|INSTINET, LLC|33800
RTEC|RUDOLPH TECH INC|IEQY|CITADEL SECURITIES LLC|8606
RTEC|RUDOLPH TECH INC|INCA|INSTINET, LLC|47563
RTEC|RUDOLPH TECH INC|INJX|INSTINET, LLC|600
RTEC|RUDOLPH TECH INC|ITGI|ITG Inc.|52001
RTEC|RUDOLPH TECH INC|ITGP|ITG INC.|30400
RTEC|RUDOLPH TECH INC|JEFF|JEFFERIES LLC|7921
RTEC|RUDOLPH TECH INC|JMPT|JUMP TRADING, LLC|3146
RTEC|RUDOLPH TECH INC|JONE|JonesTrading|385
RTEC|RUDOLPH TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|9112
RTEC|RUDOLPH TECH INC|JPMX|J.P. Morgan Securities LLC|124532
RTEC|RUDOLPH TECH INC|KCGM|VIRTU Americas LLC|5563
RTEC|RUDOLPH TECH INC|LEHM|Barclays Capital Inc./Le|87772
RTEC|RUDOLPH TECH INC|LIME|Lime Brokerage LLC|10683
RTEC|RUDOLPH TECH INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|20000
RTEC|RUDOLPH TECH INC|LOOP|Loop Capital Markets LLC|100
RTEC|RUDOLPH TECH INC|LQNA|LIQUIDNET, INC.|16000
RTEC|RUDOLPH TECH INC|LSCI|Lek Securities Corporation|14
RTEC|RUDOLPH TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18016
RTEC|RUDOLPH TECH INC|MSCO|MORGAN STANLEY & CO. LLC|100131
RTEC|RUDOLPH TECH INC|MSPL|MORGAN STANLEY & CO. LLC|15600
RTEC|RUDOLPH TECH INC|MSTX|MORGAN STANLEY & CO. LLC|15600
RTEC|RUDOLPH TECH INC|NEED|Needham & Company, LLC|579
RTEC|RUDOLPH TECH INC|NFSC|National Financial Services LLC|17862
RTEC|RUDOLPH TECH INC|NITE|VIRTU Americas LLC|43519
RTEC|RUDOLPH TECH INC|NQRB|Brut, LLC|2302
RTEC|RUDOLPH TECH INC|NTBF|BMO Nesbitt Burns Inc./CDS|90
RTEC|RUDOLPH TECH INC|OPCO|Oppenheimer & Co. Inc.|2092
RTEC|RUDOLPH TECH INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2285
RTEC|RUDOLPH TECH INC|PDQM|CODA MARKETS, INC.|11166
RTEC|RUDOLPH TECH INC|SAGL|SAGETRADER, LLC|100
RTEC|RUDOLPH TECH INC|SAGW|SAGETRADER, LLC|96
RTEC|RUDOLPH TECH INC|SBSH|Citigroup Global Markets Inc.|15807
RTEC|RUDOLPH TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|34191
RTEC|RUDOLPH TECH INC|SPDR|SPEEDROUTE LLC|300
RTEC|RUDOLPH TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|100
RTEC|RUDOLPH TECH INC|SWIM|TD Ameritrade, Inc.|5926
RTEC|RUDOLPH TECH INC|TKNG|ALLY INVEST SECURITIES LLC|100
RTEC|RUDOLPH TECH INC|TRBT|Tradebot Systems, Inc.|2200
RTEC|RUDOLPH TECH INC|TRCM|TRC MARKETS LLC|7875
RTEC|RUDOLPH TECH INC|TWTT|TASTYWORKS, INC.|200
RTEC|RUDOLPH TECH INC|UBSA|UBS SECURITIES LLC|130069
RTEC|RUDOLPH TECH INC|UBSS|UBS Securities LLC|121177
RTEC|RUDOLPH TECH INC|VALX|VIRTU AMERICAS LLC|6193
RTEC|RUDOLPH TECH INC|VGRD|Vanguard Marketing Corporation|250
RTEC|RUDOLPH TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|27067
RTEC|RUDOLPH TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
RTEC|RUDOLPH TECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|284
RTEC|RUDOLPH TECH INC|XIST|INSTINET, LLC|16400
RTEC|RUDOLPH TECH INC|XPQR|Jump Trading|240
RTEC|RUDOLPH TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
RTEC|RUDOLPH TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22
RTH|VANECK VECTORS RETAI|APCC|Apex Clearing Corporation|42
RTH|VANECK VECTORS RETAI|BARD|Robert W. Baird & Co. Incorporated|400
RTH|VANECK VECTORS RETAI|BATM|CBOE TRADING, INC.|86
RTH|VANECK VECTORS RETAI|BBNT|BB&T SECURITIES, LLC|4
RTH|VANECK VECTORS RETAI|BTIG|BTIG, LLC|3153
RTH|VANECK VECTORS RETAI|BYXM|CBOE TRADING, INC.|3
RTH|VANECK VECTORS RETAI|CHAS|Charles Schwab & Co., Inc.|1154
RTH|VANECK VECTORS RETAI|DBAX|Deutsche Bank Securities Inc.|800
RTH|VANECK VECTORS RETAI|DEAN|MORGAN STANLEY|20
RTH|VANECK VECTORS RETAI|EBXL|EBX LLC|5100
RTH|VANECK VECTORS RETAI|EDJO|Edward D. Jones & Co., L.P.|209
RTH|VANECK VECTORS RETAI|EGAM|CBOE TRADING, INC.|73
RTH|VANECK VECTORS RETAI|EGXM|CBOE TRADING, INC.|44
RTH|VANECK VECTORS RETAI|ETRS|E*Trade Securities LLC|1651
RTH|VANECK VECTORS RETAI|FTBR|Foliofn Investments, Inc.|111
RTH|VANECK VECTORS RETAI|GLIS|TD Securities Inc|10
RTH|VANECK VECTORS RETAI|GSCO|GOLDMAN SACHS & CO. LLC|3153
RTH|VANECK VECTORS RETAI|GSLT|GOLDMAN SACHS & CO. LLC|393
RTH|VANECK VECTORS RETAI|GTSZ|GTS SECURITIES LLC|109
RTH|VANECK VECTORS RETAI|HRBF|American Enterprise Investment Services Inc.|33
RTH|VANECK VECTORS RETAI|IBKR|Interactive Brokers Llc|4329
RTH|VANECK VECTORS RETAI|ICBX|INSTINET, LLC|8674
RTH|VANECK VECTORS RETAI|INCA|INSTINET, LLC|112
RTH|VANECK VECTORS RETAI|INJX|INSTINET, LLC|36
RTH|VANECK VECTORS RETAI|ITGP|ITG INC.|600
RTH|VANECK VECTORS RETAI|JANY|Janney Montgomery Scott Inc.|2
RTH|VANECK VECTORS RETAI|JEFF|JEFFERIES LLC|153
RTH|VANECK VECTORS RETAI|JSJX|JANE STREET CAPITAL LLC|13606
RTH|VANECK VECTORS RETAI|KCGM|VIRTU Americas LLC|22
RTH|VANECK VECTORS RETAI|LEHM|Barclays Capital Inc./Le|2528
RTH|VANECK VECTORS RETAI|LIME|Lime Brokerage LLC|7003
RTH|VANECK VECTORS RETAI|MOTF|MOTIF INVESTING, INC.|1
RTH|VANECK VECTORS RETAI|MSCO|MORGAN STANLEY & CO. LLC|1098
RTH|VANECK VECTORS RETAI|MSPL|MORGAN STANLEY & CO. LLC|300
RTH|VANECK VECTORS RETAI|NFSC|National Financial Services LLC|14178
RTH|VANECK VECTORS RETAI|NITE|VIRTU Americas LLC|13530
RTH|VANECK VECTORS RETAI|OHOS|TWO SIGMA SECURITIES, LLC|145
RTH|VANECK VECTORS RETAI|RBCM|RBC CAPITAL MARKETS, LLC|257
RTH|VANECK VECTORS RETAI|SALI|INTL FCSTONE FINANCIAL INC.|25
RTH|VANECK VECTORS RETAI|SBSH|Citigroup Global Markets Inc.|2100
RTH|VANECK VECTORS RETAI|SGMT|GOLDMAN SACHS & CO. LLC|396
RTH|VANECK VECTORS RETAI|SHMR|ABN Amro Clearing LLC|200
RTH|VANECK VECTORS RETAI|STFL|Stifel, Nicolaus & Company, Incorporated|328
RTH|VANECK VECTORS RETAI|SWIM|TD Ameritrade, Inc.|1251
RTH|VANECK VECTORS RETAI|TKNG|ALLY INVEST SECURITIES LLC|25
RTH|VANECK VECTORS RETAI|TRCM|TRC MARKETS LLC|117
RTH|VANECK VECTORS RETAI|UBSA|UBS SECURITIES LLC|11796
RTH|VANECK VECTORS RETAI|UBSS|UBS Securities LLC|30125
RTH|VANECK VECTORS RETAI|VALX|VIRTU AMERICAS LLC|300
RTH|VANECK VECTORS RETAI|VGRD|Vanguard Marketing Corporation|1644
RTH|VANECK VECTORS RETAI|WCHV|WELLS FARGO SECURITIES, LLC|1273
RTH|VANECK VECTORS RETAI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1848
RTH|VANECK VECTORS RETAI|WGIF|CIBC World Markets Inc.|20
RTH|VANECK VECTORS RETAI|WSEA|WOLVERINE SECURITIES, LLC|130
RTH|VANECK VECTORS RETAI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|148
RTIX|RTI SURGICAL, INC.|APCC|Apex Clearing Corporation|4
RTIX|RTI SURGICAL, INC.|BMOC|BMO Capital Markets Corp.|8893
RTIX|RTI SURGICAL, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6544
RTIX|RTI SURGICAL, INC.|BTIG|BTIG, LLC|100
RTIX|RTI SURGICAL, INC.|CHAS|Charles Schwab & Co., Inc.|5990
RTIX|RTI SURGICAL, INC.|CHLM|Craig-Hallum Capital Group LLC|6070
RTIX|RTI SURGICAL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5151
RTIX|RTI SURGICAL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31691
RTIX|RTI SURGICAL, INC.|CTDL|Citadel Derivatives Group Llc|6778
RTIX|RTI SURGICAL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11452
RTIX|RTI SURGICAL, INC.|DBAB|Deutsche Bank Securities Inc.|89193
RTIX|RTI SURGICAL, INC.|DBAX|Deutsche Bank Securities Inc.|11900
RTIX|RTI SURGICAL, INC.|DEAN|MORGAN STANLEY|285
RTIX|RTI SURGICAL, INC.|DEGS|RONIN PROFESSIONAL LLC|7867
RTIX|RTI SURGICAL, INC.|EBXL|EBX LLC|16100
RTIX|RTI SURGICAL, INC.|EDJO|Edward D. Jones & Co., L.P.|300
RTIX|RTI SURGICAL, INC.|EGAM|CBOE TRADING, INC.|1146
RTIX|RTI SURGICAL, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|352
RTIX|RTI SURGICAL, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|40
RTIX|RTI SURGICAL, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2996
RTIX|RTI SURGICAL, INC.|ETRS|E*Trade Securities LLC|8713
RTIX|RTI SURGICAL, INC.|FBCO|Credit Suisse Securities (USA) LLC|845999
RTIX|RTI SURGICAL, INC.|FOMA|TD AMERITRADE CLEARING, INC.|32355
RTIX|RTI SURGICAL, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6528
RTIX|RTI SURGICAL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4736
RTIX|RTI SURGICAL, INC.|FTBR|Foliofn Investments, Inc.|438
RTIX|RTI SURGICAL, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|18074
RTIX|RTI SURGICAL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|667762
RTIX|RTI SURGICAL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2200
RTIX|RTI SURGICAL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2101
RTIX|RTI SURGICAL, INC.|GTSZ|GTS SECURITIES LLC|9940
RTIX|RTI SURGICAL, INC.|HAPX|HAP Trading, LLC|1028
RTIX|RTI SURGICAL, INC.|HRBF|American Enterprise Investment Services Inc.|1212
RTIX|RTI SURGICAL, INC.|IBKR|Interactive Brokers Llc|1009
RTIX|RTI SURGICAL, INC.|ICBX|INSTINET, LLC|13065
RTIX|RTI SURGICAL, INC.|INCA|INSTINET, LLC|57643
RTIX|RTI SURGICAL, INC.|INJX|INSTINET, LLC|2494
RTIX|RTI SURGICAL, INC.|ITGI|ITG Inc.|20907
RTIX|RTI SURGICAL, INC.|ITGP|ITG INC.|13000
RTIX|RTI SURGICAL, INC.|JANY|Janney Montgomery Scott Inc.|610
RTIX|RTI SURGICAL, INC.|JEFF|JEFFERIES LLC|6279
RTIX|RTI SURGICAL, INC.|JMPT|JUMP TRADING, LLC|150
RTIX|RTI SURGICAL, INC.|JONE|JonesTrading|100
RTIX|RTI SURGICAL, INC.|JPBX|J.P. MORGAN SECURITIES LLC|700
RTIX|RTI SURGICAL, INC.|JPMX|J.P. Morgan Securities LLC|19429
RTIX|RTI SURGICAL, INC.|KCGM|VIRTU Americas LLC|20172
RTIX|RTI SURGICAL, INC.|LEHM|Barclays Capital Inc./Le|189816
RTIX|RTI SURGICAL, INC.|LIME|Lime Brokerage LLC|155434
RTIX|RTI SURGICAL, INC.|MACQ|Macquarie Capital (USA) Inc.|5114
RTIX|RTI SURGICAL, INC.|MAXM|Maxim Group LLC|3531
RTIX|RTI SURGICAL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19986
RTIX|RTI SURGICAL, INC.|MSCO|MORGAN STANLEY & CO. LLC|216083
RTIX|RTI SURGICAL, INC.|MSPL|MORGAN STANLEY & CO. LLC|5200
RTIX|RTI SURGICAL, INC.|MSTX|MORGAN STANLEY & CO. LLC|12100
RTIX|RTI SURGICAL, INC.|NFSC|National Financial Services LLC|115282
RTIX|RTI SURGICAL, INC.|NITE|VIRTU Americas LLC|140187
RTIX|RTI SURGICAL, INC.|NITP|VIRTU Americas LLC|8
RTIX|RTI SURGICAL, INC.|OPCO|Oppenheimer & Co. Inc.|500
RTIX|RTI SURGICAL, INC.|PDQM|CODA MARKETS, INC.|35668
RTIX|RTI SURGICAL, INC.|RAJA|Raymond James & Associates, Inc.|17855
RTIX|RTI SURGICAL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|27297
RTIX|RTI SURGICAL, INC.|SBSH|Citigroup Global Markets Inc.|62064
RTIX|RTI SURGICAL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|11344
RTIX|RTI SURGICAL, INC.|SPDR|SPEEDROUTE LLC|18324
RTIX|RTI SURGICAL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|700
RTIX|RTI SURGICAL, INC.|SWIM|TD Ameritrade, Inc.|500
RTIX|RTI SURGICAL, INC.|SWST|Hilltop Securities Inc.|9800
RTIX|RTI SURGICAL, INC.|TMBR|Timber Hill LLC|1234
RTIX|RTI SURGICAL, INC.|TRBT|Tradebot Systems, Inc.|2536
RTIX|RTI SURGICAL, INC.|TRCM|TRC MARKETS LLC|53799
RTIX|RTI SURGICAL, INC.|UBSA|UBS SECURITIES LLC|139892
RTIX|RTI SURGICAL, INC.|UBSS|UBS Securities LLC|284047
RTIX|RTI SURGICAL, INC.|VALX|VIRTU AMERICAS LLC|15517
RTIX|RTI SURGICAL, INC.|VGRD|Vanguard Marketing Corporation|123
RTIX|RTI SURGICAL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|8881
RTIX|RTI SURGICAL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|862
RTIX|RTI SURGICAL, INC.|XIST|INSTINET, LLC|400
RTIX|RTI SURGICAL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|59350
RTIX|RTI SURGICAL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
RTL|PACER BENCHMARK RETA|BTIG|BTIG, LLC|15000
RTL|PACER BENCHMARK RETA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|626
RTL|PACER BENCHMARK RETA|ETRS|E*Trade Securities LLC|76
RTL|PACER BENCHMARK RETA|JSJX|JANE STREET CAPITAL LLC|1181
RTL|PACER BENCHMARK RETA|KCGM|VIRTU Americas LLC|600
RTL|PACER BENCHMARK RETA|NITE|VIRTU Americas LLC|700
RTL|PACER BENCHMARK RETA|PDQM|CODA MARKETS, INC.|201
RTL|PACER BENCHMARK RETA|SWIM|TD Ameritrade, Inc.|2060
RTM|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|17
RTM|INVESCO S&P 500 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5
RTM|INVESCO S&P 500 E|CANT|Cantor Fitzgerald & Co.|10
RTM|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|18
RTM|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9959
RTM|INVESCO S&P 500 E|CSIN|Citadel Securities Institutional LLC|20725
RTM|INVESCO S&P 500 E|CTDL|Citadel Derivatives Group Llc|20725
RTM|INVESCO S&P 500 E|DBAX|Deutsche Bank Securities Inc.|2100
RTM|INVESCO S&P 500 E|DEAN|MORGAN STANLEY|33
RTM|INVESCO S&P 500 E|EBXL|EBX LLC|7000
RTM|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|179
RTM|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|166
RTM|INVESCO S&P 500 E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|217
RTM|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|559
RTM|INVESCO S&P 500 E|GLIS|TD Securities Inc|30
RTM|INVESCO S&P 500 E|GSLT|GOLDMAN SACHS & CO. LLC|600
RTM|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|3069
RTM|INVESCO S&P 500 E|IBKR|Interactive Brokers Llc|28
RTM|INVESCO S&P 500 E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|70
RTM|INVESCO S&P 500 E|ICBX|INSTINET, LLC|4900
RTM|INVESCO S&P 500 E|ITGI|ITG Inc.|304
RTM|INVESCO S&P 500 E|JPMX|J.P. Morgan Securities LLC|600
RTM|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|6796
RTM|INVESCO S&P 500 E|KCGM|VIRTU Americas LLC|3669
RTM|INVESCO S&P 500 E|LEHM|Barclays Capital Inc./Le|461
RTM|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|1775
RTM|INVESCO S&P 500 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
RTM|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|1179
RTM|INVESCO S&P 500 E|NFSC|National Financial Services LLC|2996
RTM|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|14132
RTM|INVESCO S&P 500 E|OPCO|Oppenheimer & Co. Inc.|400
RTM|INVESCO S&P 500 E|SBSH|Citigroup Global Markets Inc.|71072
RTM|INVESCO S&P 500 E|SGMT|GOLDMAN SACHS & CO. LLC|700
RTM|INVESCO S&P 500 E|SPDR|SPEEDROUTE LLC|10
RTM|INVESCO S&P 500 E|SPHN|Stephens Inc.|100
RTM|INVESCO S&P 500 E|STFL|Stifel, Nicolaus & Company, Incorporated|340
RTM|INVESCO S&P 500 E|SWST|Hilltop Securities Inc.|1
RTM|INVESCO S&P 500 E|UBSA|UBS SECURITIES LLC|9376
RTM|INVESCO S&P 500 E|UBSS|UBS Securities LLC|2527
RTM|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|4763
RTM|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7249
RTN|RAYTHEON CO (NEW)|ABLE|NATIXIS Securities Americas LLC|15473
RTN|RAYTHEON CO (NEW)|AGIS|Aegis Capital Corp.|1308
RTN|RAYTHEON CO (NEW)|ALLN|Allen & Company LLC|3540
RTN|RAYTHEON CO (NEW)|ALTX|Alternet Securities Inc.|5777
RTN|RAYTHEON CO (NEW)|ANOS|ABEL/NOSER, L.L.C.|97
RTN|RAYTHEON CO (NEW)|APCC|Apex Clearing Corporation|7016
RTN|RAYTHEON CO (NEW)|BANK|Primevest Financial Services, Inc.|250
RTN|RAYTHEON CO (NEW)|BARD|Robert W. Baird & Co. Incorporated|7616
RTN|RAYTHEON CO (NEW)|BATM|CBOE TRADING, INC.|13371
RTN|RAYTHEON CO (NEW)|BAYC|BAY CREST PARTNERS, LLC|31
RTN|RAYTHEON CO (NEW)|BAYT|BTIG, LLC|44818
RTN|RAYTHEON CO (NEW)|BBNT|BB&T SECURITIES, LLC|2586
RTN|RAYTHEON CO (NEW)|BERN|Sanford C. Bernstein & Co., LLC|89231
RTN|RAYTHEON CO (NEW)|BIAD|SAGETRADER, LLC|256
RTN|RAYTHEON CO (NEW)|BIDS|BIDS TRADING L.P.|300
RTN|RAYTHEON CO (NEW)|BIMI|Banca IMI Securities Corp.|1910
RTN|RAYTHEON CO (NEW)|BKCM|BNY Mellon Capital Markets LLC|421
RTN|RAYTHEON CO (NEW)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12121
RTN|RAYTHEON CO (NEW)|BLKX|INSTINET, LLC|5200
RTN|RAYTHEON CO (NEW)|BMOC|BMO Capital Markets Corp.|159
RTN|RAYTHEON CO (NEW)|BNPX|BNP PARIBAS SECURITIES CORP.|115123
RTN|RAYTHEON CO (NEW)|BRGE|Newbridge Securities Corp.|115
RTN|RAYTHEON CO (NEW)|BTIG|BTIG, LLC|4961
RTN|RAYTHEON CO (NEW)|BYXM|CBOE TRADING, INC.|1810
RTN|RAYTHEON CO (NEW)|BZYD|GOLDMAN SACHS & CO. LLC|100
RTN|RAYTHEON CO (NEW)|CABR|Cabrera Capital Markets, Inc.|20
RTN|RAYTHEON CO (NEW)|CANT|Cantor Fitzgerald & Co.|1280
RTN|RAYTHEON CO (NEW)|CBLC|CITIGROUP GLOBAL MARKETS INC.|14000
RTN|RAYTHEON CO (NEW)|CHAS|Charles Schwab & Co., Inc.|9275
RTN|RAYTHEON CO (NEW)|CIBP|CIBC World Markets Corp.|159153
RTN|RAYTHEON CO (NEW)|CICF|Canaccord Genuity Corp.|479
RTN|RAYTHEON CO (NEW)|CIOI|CITIGROUP GLOBAL MARKETS INC|24000
RTN|RAYTHEON CO (NEW)|CIST|Capital Institutional Services, Inc.|7292
RTN|RAYTHEON CO (NEW)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|95150
RTN|RAYTHEON CO (NEW)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1090
RTN|RAYTHEON CO (NEW)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|990
RTN|RAYTHEON CO (NEW)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|546750
RTN|RAYTHEON CO (NEW)|CTDL|Citadel Derivatives Group Llc|15447
RTN|RAYTHEON CO (NEW)|CXCX|CITIGROUP GLOBAL MARKETS INC.|47334
RTN|RAYTHEON CO (NEW)|DADA|D.A. Davidson & Co.|1646
RTN|RAYTHEON CO (NEW)|DAVA|Davenport & Company LLC|810
RTN|RAYTHEON CO (NEW)|DBAB|Deutsche Bank Securities Inc.|558463
RTN|RAYTHEON CO (NEW)|DBAX|Deutsche Bank Securities Inc.|435500
RTN|RAYTHEON CO (NEW)|DBUL|Deutsche Bank Securities Inc.|23593
RTN|RAYTHEON CO (NEW)|DCHF|Dart Executions, LLC|8969
RTN|RAYTHEON CO (NEW)|DEAN|MORGAN STANLEY|59076
RTN|RAYTHEON CO (NEW)|DEGS|RONIN PROFESSIONAL LLC|100
RTN|RAYTHEON CO (NEW)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|961
RTN|RAYTHEON CO (NEW)|DRWK|DRW SECURITIES, L.L.C.|6203
RTN|RAYTHEON CO (NEW)|EBXL|EBX LLC|298600
RTN|RAYTHEON CO (NEW)|ECUT|CONVERGEX EXECUTION SOLUTIONS|11237
RTN|RAYTHEON CO (NEW)|EDJC|Edward Jones / CDS|175
RTN|RAYTHEON CO (NEW)|EDJO|Edward D. Jones & Co., L.P.|5748
RTN|RAYTHEON CO (NEW)|EGAM|CBOE TRADING, INC.|13229
RTN|RAYTHEON CO (NEW)|EGAW|CBOE TRADING, INC.|188
RTN|RAYTHEON CO (NEW)|EGMT|EG MARKET TECHNOLOGIES LLC|2230
RTN|RAYTHEON CO (NEW)|EGXM|CBOE TRADING, INC.|5249
RTN|RAYTHEON CO (NEW)|EGXW|CBOE TRADING, INC.|110
RTN|RAYTHEON CO (NEW)|ELEV|ELEVATION, LLC|6147
RTN|RAYTHEON CO (NEW)|EROP|Eroom Securities L.L.C.|273
RTN|RAYTHEON CO (NEW)|ETBE|Electronic Transaction Clearing, Inc.|41630
RTN|RAYTHEON CO (NEW)|ETCB|ETC BROKERAGE SERVICES, LLC|50
RTN|RAYTHEON CO (NEW)|ETCC|Electronic Transaction Clearing, Inc.|376
RTN|RAYTHEON CO (NEW)|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5
RTN|RAYTHEON CO (NEW)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|72078
RTN|RAYTHEON CO (NEW)|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|609
RTN|RAYTHEON CO (NEW)|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|526
RTN|RAYTHEON CO (NEW)|ETRS|E*Trade Securities LLC|297508
RTN|RAYTHEON CO (NEW)|FBSB|U.S. Bancorp Investments, Inc.|941
RTN|RAYTHEON CO (NEW)|FFSI|Firstrade Securities Inc.|14
RTN|RAYTHEON CO (NEW)|FIDT|Fidelity Clearing Canada ULC./ CDS|858
RTN|RAYTHEON CO (NEW)|FILL|Tradestation Securities, Inc.|14974
RTN|RAYTHEON CO (NEW)|FINX|FINTECH SECURITIES|2288
RTN|RAYTHEON CO (NEW)|FMAF|NBCN Inc./ CDS|11462
RTN|RAYTHEON CO (NEW)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11031
RTN|RAYTHEON CO (NEW)|FQLS|Quantlab Securities LP|400796
RTN|RAYTHEON CO (NEW)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108872
RTN|RAYTHEON CO (NEW)|FTBR|Foliofn Investments, Inc.|5139
RTN|RAYTHEON CO (NEW)|GEBB|GLOBAL EXECUTION BROKERS, LP|9571
RTN|RAYTHEON CO (NEW)|GLIS|TD Securities Inc|4160
RTN|RAYTHEON CO (NEW)|GLPX|ACS EXECUTION SERVICES, LLC|15879
RTN|RAYTHEON CO (NEW)|GSCO|GOLDMAN SACHS & CO. LLC|2159648
RTN|RAYTHEON CO (NEW)|GSCS|GOLDMAN SACHS & CO. LLC|8965
RTN|RAYTHEON CO (NEW)|GSLT|GOLDMAN SACHS & CO. LLC|9616
RTN|RAYTHEON CO (NEW)|GTSZ|GTS SECURITIES LLC|442466
RTN|RAYTHEON CO (NEW)|HAPX|HAP Trading, LLC|1997
RTN|RAYTHEON CO (NEW)|HCTA|Hardcastle Trading USA LLC|39279
RTN|RAYTHEON CO (NEW)|HPPX|POTAMUS TRADING, LLC|115
RTN|RAYTHEON CO (NEW)|HRBF|American Enterprise Investment Services Inc.|16700
RTN|RAYTHEON CO (NEW)|HSBC|HSBC Securities, Inc.|13720
RTN|RAYTHEON CO (NEW)|IATS|INTERACTIVE BROKERS LLC|29652
RTN|RAYTHEON CO (NEW)|IBKR|Interactive Brokers Llc|48236
RTN|RAYTHEON CO (NEW)|IBSJ|Integrity Brokerage Services, Inc.|235
RTN|RAYTHEON CO (NEW)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4356
RTN|RAYTHEON CO (NEW)|ICBX|INSTINET, LLC|54103
RTN|RAYTHEON CO (NEW)|IEQY|CITADEL SECURITIES LLC|137287
RTN|RAYTHEON CO (NEW)|INCA|INSTINET, LLC|421527
RTN|RAYTHEON CO (NEW)|INJX|INSTINET, LLC|6418
RTN|RAYTHEON CO (NEW)|ITGI|ITG Inc.|58575
RTN|RAYTHEON CO (NEW)|ITGP|ITG INC.|95800
RTN|RAYTHEON CO (NEW)|JANY|Janney Montgomery Scott Inc.|8429
RTN|RAYTHEON CO (NEW)|JEFF|JEFFERIES LLC|255740
RTN|RAYTHEON CO (NEW)|JMPT|JUMP TRADING, LLC|133547
RTN|RAYTHEON CO (NEW)|JONE|JonesTrading|1521
RTN|RAYTHEON CO (NEW)|JPBX|J.P. MORGAN SECURITIES LLC|278979
RTN|RAYTHEON CO (NEW)|JPMX|J.P. Morgan Securities LLC|477972
RTN|RAYTHEON CO (NEW)|JSEB|JANE STREET EXECUTION SERVICES, LLC|12620
RTN|RAYTHEON CO (NEW)|JSJX|JANE STREET CAPITAL LLC|10694
RTN|RAYTHEON CO (NEW)|KCGM|VIRTU Americas LLC|56532
RTN|RAYTHEON CO (NEW)|LEHM|Barclays Capital Inc./Le|1184815
RTN|RAYTHEON CO (NEW)|LIME|Lime Brokerage LLC|76932
RTN|RAYTHEON CO (NEW)|LMNX|LUMINEX TRADING & ANALYTICS LLC|32928
RTN|RAYTHEON CO (NEW)|LOOP|Loop Capital Markets LLC|7443
RTN|RAYTHEON CO (NEW)|LQNA|LIQUIDNET, INC.|94800
RTN|RAYTHEON CO (NEW)|LQNB|LIQUIDNET, INC.|1100
RTN|RAYTHEON CO (NEW)|LSCI|Lek Securities Corporation|3532
RTN|RAYTHEON CO (NEW)|MACC|Mid Atlantic Capital Corporation|2444
RTN|RAYTHEON CO (NEW)|MAXM|Maxim Group LLC|16941
RTN|RAYTHEON CO (NEW)|MBTS|ALLY INVEST SECURITIES LLC|105
RTN|RAYTHEON CO (NEW)|MCBT|Moors & Cabot, Inc.|215
RTN|RAYTHEON CO (NEW)|MCMF|Raymond James Ltd. Cds|13220
RTN|RAYTHEON CO (NEW)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|234332
RTN|RAYTHEON CO (NEW)|MOTF|MOTIF INVESTING, INC.|265
RTN|RAYTHEON CO (NEW)|MPSG|E D & F Man Capital Markets Inc.|1685
RTN|RAYTHEON CO (NEW)|MSCO|MORGAN STANLEY & CO. LLC|2515487
RTN|RAYTHEON CO (NEW)|MSPL|MORGAN STANLEY & CO. LLC|430600
RTN|RAYTHEON CO (NEW)|MSTX|MORGAN STANLEY & CO. LLC|221200
RTN|RAYTHEON CO (NEW)|MWCC|Monness Crespi Hardt & Co., Inc.|600
RTN|RAYTHEON CO (NEW)|NATL|National Securities Corporation|847
RTN|RAYTHEON CO (NEW)|NBCS|NBC Securities, INC.|11042
RTN|RAYTHEON CO (NEW)|NEUB|NEUBERGER BERMAN BD LLC|2416
RTN|RAYTHEON CO (NEW)|NFSC|National Financial Services LLC|1041275
RTN|RAYTHEON CO (NEW)|NITE|VIRTU Americas LLC|1296805
RTN|RAYTHEON CO (NEW)|NITP|VIRTU Americas LLC|219
RTN|RAYTHEON CO (NEW)|NQRB|Brut, LLC|6135
RTN|RAYTHEON CO (NEW)|NTBF|BMO Nesbitt Burns Inc./CDS|3536
RTN|RAYTHEON CO (NEW)|NTRC|Northern Trust Securities, Inc.|871
RTN|RAYTHEON CO (NEW)|OHOS|TWO SIGMA SECURITIES, LLC|46286
RTN|RAYTHEON CO (NEW)|OPCO|Oppenheimer & Co. Inc.|6483
RTN|RAYTHEON CO (NEW)|PDQM|CODA MARKETS, INC.|31031
RTN|RAYTHEON CO (NEW)|PHLY|NASDAQ Execution Services, LLC|7600
RTN|RAYTHEON CO (NEW)|PIPR|Piper Jaffray & Co.|1870
RTN|RAYTHEON CO (NEW)|PREC|PRECISION SECURITIES, LLC|100
RTN|RAYTHEON CO (NEW)|PWJC|UBS Financial Services, Inc.|14403
RTN|RAYTHEON CO (NEW)|RBCM|RBC CAPITAL MARKETS, LLC|30662
RTN|RAYTHEON CO (NEW)|RGLD|Regal Securities, Inc|100
RTN|RAYTHEON CO (NEW)|ROTH|Roth Capital Partners, LLC|1200
RTN|RAYTHEON CO (NEW)|SAGL|SAGETRADER, LLC|28387
RTN|RAYTHEON CO (NEW)|SAGW|SAGETRADER, LLC|1
RTN|RAYTHEON CO (NEW)|SALI|INTL FCSTONE FINANCIAL INC.|1302
RTN|RAYTHEON CO (NEW)|SBRX|MURIEL SIEBERT & CO INC|165
RTN|RAYTHEON CO (NEW)|SBSH|Citigroup Global Markets Inc.|223028
RTN|RAYTHEON CO (NEW)|SCMC|Scotia Capital Markets (USA) Inc.|300190
RTN|RAYTHEON CO (NEW)|SEIC|SEI Investments Distribution Co.|2172
RTN|RAYTHEON CO (NEW)|SGMT|GOLDMAN SACHS & CO. LLC|174755
RTN|RAYTHEON CO (NEW)|SJLS|TRADE INFORMATICS LLC|900
RTN|RAYTHEON CO (NEW)|SOGO|Wang Investment Associates, Inc.|100
RTN|RAYTHEON CO (NEW)|SPDR|SPEEDROUTE LLC|31636
RTN|RAYTHEON CO (NEW)|SPHN|Stephens Inc.|627
RTN|RAYTHEON CO (NEW)|STFL|Stifel, Nicolaus & Company, Incorporated|21760
RTN|RAYTHEON CO (NEW)|STKP|STOCKPILE INVESTMENTS, INC.|194
RTN|RAYTHEON CO (NEW)|STRS|STRATEGAS RESEARCH PARTNERS|2500
RTN|RAYTHEON CO (NEW)|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6228
RTN|RAYTHEON CO (NEW)|SWIM|TD Ameritrade, Inc.|227271
RTN|RAYTHEON CO (NEW)|SWST|Hilltop Securities Inc.|7696
RTN|RAYTHEON CO (NEW)|TAGC|TELSEY ADVISORY GROUP LLC|115
RTN|RAYTHEON CO (NEW)|TDSI|TD Securities (USA) LLC|200
RTN|RAYTHEON CO (NEW)|TKNG|ALLY INVEST SECURITIES LLC|11492
RTN|RAYTHEON CO (NEW)|TRBT|Tradebot Systems, Inc.|300542
RTN|RAYTHEON CO (NEW)|TRCM|TRC MARKETS LLC|209611
RTN|RAYTHEON CO (NEW)|TRIP|Trident Partners Ltd.|100
RTN|RAYTHEON CO (NEW)|TWTT|TASTYWORKS, INC.|246
RTN|RAYTHEON CO (NEW)|UBSA|UBS SECURITIES LLC|892292
RTN|RAYTHEON CO (NEW)|UBSS|UBS Securities LLC|1804498
RTN|RAYTHEON CO (NEW)|VALX|VIRTU AMERICAS LLC|18842
RTN|RAYTHEON CO (NEW)|VERT|The Vertical Trading Group, LLC|1
RTN|RAYTHEON CO (NEW)|VGRD|Vanguard Marketing Corporation|65814
RTN|RAYTHEON CO (NEW)|VSIN|Vision Financial Markets Llc|6
RTN|RAYTHEON CO (NEW)|WABR|Wall Street Access|175
RTN|RAYTHEON CO (NEW)|WBLR|WILLIAM BLAIR|1393
RTN|RAYTHEON CO (NEW)|WBPX|SUMMIT SECURITIES GROUP, LLC|3473
RTN|RAYTHEON CO (NEW)|WCHV|WELLS FARGO SECURITIES, LLC|300425
RTN|RAYTHEON CO (NEW)|WDNX|WEEDEN & CO.L.P.|4692
RTN|RAYTHEON CO (NEW)|WEDB|WEDBUSH SECURITIES INC.|11302
RTN|RAYTHEON CO (NEW)|WEED|Weeden & Co.L.P.|4479
RTN|RAYTHEON CO (NEW)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47518
RTN|RAYTHEON CO (NEW)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35055
RTN|RAYTHEON CO (NEW)|WFPB|Wells Fargo Securities, LLC.|800
RTN|RAYTHEON CO (NEW)|WGIF|CIBC World Markets Inc.|22414
RTN|RAYTHEON CO (NEW)|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3646
RTN|RAYTHEON CO (NEW)|WORD|Worden Capital Management LLC|1000
RTN|RAYTHEON CO (NEW)|WSEA|WOLVERINE SECURITIES, LLC|15794
RTN|RAYTHEON CO (NEW)|XIST|INSTINET, LLC|372128
RTN|RAYTHEON CO (NEW)|XPQR|Jump Trading|2589
RTN|RAYTHEON CO (NEW)|XPUS|XP SECURITIES, LLC|177
RTN|RAYTHEON CO (NEW)|XSTM|NATIONAL FINANCIAL SERVICES LLC|276782
RTN|RAYTHEON CO (NEW)|YKNA|COMHAR CAPITAL MARKETS, LLC|1357
RTN|RAYTHEON CO (NEW)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34846
RTRX|RETROPHIN, INC. CMN|ALLN|Allen & Company LLC|4239
RTRX|RETROPHIN, INC. CMN|ALTX|Alternet Securities Inc.|3400
RTRX|RETROPHIN, INC. CMN|APCC|Apex Clearing Corporation|77
RTRX|RETROPHIN, INC. CMN|BATM|CBOE TRADING, INC.|1159
RTRX|RETROPHIN, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|28932
RTRX|RETROPHIN, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94
RTRX|RETROPHIN, INC. CMN|BLKX|INSTINET, LLC|5000
RTRX|RETROPHIN, INC. CMN|BMOC|BMO Capital Markets Corp.|6331
RTRX|RETROPHIN, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|18017
RTRX|RETROPHIN, INC. CMN|BTIG|BTIG, LLC|3387
RTRX|RETROPHIN, INC. CMN|BYXM|CBOE TRADING, INC.|925
RTRX|RETROPHIN, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13172
RTRX|RETROPHIN, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1994
RTRX|RETROPHIN, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|126566
RTRX|RETROPHIN, INC. CMN|CTDL|Citadel Derivatives Group Llc|23576
RTRX|RETROPHIN, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28306
RTRX|RETROPHIN, INC. CMN|DBAB|Deutsche Bank Securities Inc.|374266
RTRX|RETROPHIN, INC. CMN|DBAX|Deutsche Bank Securities Inc.|88800
RTRX|RETROPHIN, INC. CMN|DBUL|Deutsche Bank Securities Inc.|100
RTRX|RETROPHIN, INC. CMN|DEAN|MORGAN STANLEY|244
RTRX|RETROPHIN, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|1670
RTRX|RETROPHIN, INC. CMN|EBXL|EBX LLC|53400
RTRX|RETROPHIN, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|6261
RTRX|RETROPHIN, INC. CMN|EGAM|CBOE TRADING, INC.|2714
RTRX|RETROPHIN, INC. CMN|EGAW|CBOE TRADING, INC.|171
RTRX|RETROPHIN, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|685
RTRX|RETROPHIN, INC. CMN|EGXM|CBOE TRADING, INC.|1057
RTRX|RETROPHIN, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|17829
RTRX|RETROPHIN, INC. CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|481
RTRX|RETROPHIN, INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3306
RTRX|RETROPHIN, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16497
RTRX|RETROPHIN, INC. CMN|ETRS|E*Trade Securities LLC|22582
RTRX|RETROPHIN, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|552548
RTRX|RETROPHIN, INC. CMN|FFSI|Firstrade Securities Inc.|200
RTRX|RETROPHIN, INC. CMN|FILL|Tradestation Securities, Inc.|262
RTRX|RETROPHIN, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|13426
RTRX|RETROPHIN, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2463
RTRX|RETROPHIN, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54873
RTRX|RETROPHIN, INC. CMN|FTBR|Foliofn Investments, Inc.|15
RTRX|RETROPHIN, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|21271
RTRX|RETROPHIN, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|5757
RTRX|RETROPHIN, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|943230
RTRX|RETROPHIN, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|13110
RTRX|RETROPHIN, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|3358
RTRX|RETROPHIN, INC. CMN|GTSZ|GTS SECURITIES LLC|18989
RTRX|RETROPHIN, INC. CMN|HAPX|HAP Trading, LLC|320
RTRX|RETROPHIN, INC. CMN|HRBF|American Enterprise Investment Services Inc.|265
RTRX|RETROPHIN, INC. CMN|HSBC|HSBC Securities, Inc.|651
RTRX|RETROPHIN, INC. CMN|IATS|INTERACTIVE BROKERS LLC|4601
RTRX|RETROPHIN, INC. CMN|IBKR|Interactive Brokers Llc|18289
RTRX|RETROPHIN, INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1645
RTRX|RETROPHIN, INC. CMN|ICBX|INSTINET, LLC|9300
RTRX|RETROPHIN, INC. CMN|IEQY|CITADEL SECURITIES LLC|185522
RTRX|RETROPHIN, INC. CMN|INCA|INSTINET, LLC|217260
RTRX|RETROPHIN, INC. CMN|INJX|INSTINET, LLC|229801
RTRX|RETROPHIN, INC. CMN|ITGI|ITG Inc.|114153
RTRX|RETROPHIN, INC. CMN|ITGP|ITG INC.|36800
RTRX|RETROPHIN, INC. CMN|JEFF|JEFFERIES LLC|29309
RTRX|RETROPHIN, INC. CMN|JMPT|JUMP TRADING, LLC|22864
RTRX|RETROPHIN, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|7164
RTRX|RETROPHIN, INC. CMN|JPMX|J.P. Morgan Securities LLC|76276
RTRX|RETROPHIN, INC. CMN|JSJX|JANE STREET CAPITAL LLC|2233
RTRX|RETROPHIN, INC. CMN|KCGM|VIRTU Americas LLC|23181
RTRX|RETROPHIN, INC. CMN|LEHM|Barclays Capital Inc./Le|359934
RTRX|RETROPHIN, INC. CMN|LIME|Lime Brokerage LLC|131037
RTRX|RETROPHIN, INC. CMN|LMGP|LIME BROKERAGE LLC|1936
RTRX|RETROPHIN, INC. CMN|LQNA|LIQUIDNET, INC.|5000
RTRX|RETROPHIN, INC. CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|11000
RTRX|RETROPHIN, INC. CMN|MACC|Mid Atlantic Capital Corporation|200
RTRX|RETROPHIN, INC. CMN|MACQ|Macquarie Capital (USA) Inc.|6896
RTRX|RETROPHIN, INC. CMN|MAXM|Maxim Group LLC|3987
RTRX|RETROPHIN, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34152
RTRX|RETROPHIN, INC. CMN|MOTF|MOTIF INVESTING, INC.|2
RTRX|RETROPHIN, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1373426
RTRX|RETROPHIN, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|82300
RTRX|RETROPHIN, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|16800
RTRX|RETROPHIN, INC. CMN|NEED|Needham & Company, LLC|2512
RTRX|RETROPHIN, INC. CMN|NFSC|National Financial Services LLC|42195
RTRX|RETROPHIN, INC. CMN|NITE|VIRTU Americas LLC|98056
RTRX|RETROPHIN, INC. CMN|NITP|VIRTU Americas LLC|4329
RTRX|RETROPHIN, INC. CMN|NQRB|Brut, LLC|5755
RTRX|RETROPHIN, INC. CMN|NTRC|Northern Trust Securities, Inc.|1833
RTRX|RETROPHIN, INC. CMN|PDQM|CODA MARKETS, INC.|16061
RTRX|RETROPHIN, INC. CMN|RAJA|Raymond James & Associates, Inc.|589
RTRX|RETROPHIN, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|54
RTRX|RETROPHIN, INC. CMN|SAGL|SAGETRADER, LLC|6496
RTRX|RETROPHIN, INC. CMN|SAGW|SAGETRADER, LLC|800
RTRX|RETROPHIN, INC. CMN|SBSH|Citigroup Global Markets Inc.|240961
RTRX|RETROPHIN, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|27453
RTRX|RETROPHIN, INC. CMN|SPDR|SPEEDROUTE LLC|4107
RTRX|RETROPHIN, INC. CMN|SPTD|MINT GLOBAL MARKETS, INC.|100
RTRX|RETROPHIN, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|6
RTRX|RETROPHIN, INC. CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
RTRX|RETROPHIN, INC. CMN|SWIM|TD Ameritrade, Inc.|3008
RTRX|RETROPHIN, INC. CMN|TRBT|Tradebot Systems, Inc.|78552
RTRX|RETROPHIN, INC. CMN|TRCM|TRC MARKETS LLC|60739
RTRX|RETROPHIN, INC. CMN|UBSA|UBS SECURITIES LLC|137635
RTRX|RETROPHIN, INC. CMN|UBSS|UBS Securities LLC|545026
RTRX|RETROPHIN, INC. CMN|VALX|VIRTU AMERICAS LLC|36610
RTRX|RETROPHIN, INC. CMN|VGRD|Vanguard Marketing Corporation|2247
RTRX|RETROPHIN, INC. CMN|WBLR|WILLIAM BLAIR|2297
RTRX|RETROPHIN, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|6307
RTRX|RETROPHIN, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|100
RTRX|RETROPHIN, INC. CMN|WEED|Weeden & Co.L.P.|540
RTRX|RETROPHIN, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3152
RTRX|RETROPHIN, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10526
RTRX|RETROPHIN, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|1021
RTRX|RETROPHIN, INC. CMN|XIST|INSTINET, LLC|40478
RTRX|RETROPHIN, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|11600
RTRX|RETROPHIN, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1210
RTRX|RETROPHIN, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|191
RTTR|RITTER PHARMAC. COM|ALTX|Alternet Securities Inc.|400
RTTR|RITTER PHARMAC. COM|APCC|Apex Clearing Corporation|7097
RTTR|RITTER PHARMAC. COM|BATM|CBOE TRADING, INC.|400
RTTR|RITTER PHARMAC. COM|BERN|Sanford C. Bernstein & Co., LLC|10420
RTTR|RITTER PHARMAC. COM|BIMI|Banca IMI Securities Corp.|20
RTTR|RITTER PHARMAC. COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8569
RTTR|RITTER PHARMAC. COM|BYXM|CBOE TRADING, INC.|150
RTTR|RITTER PHARMAC. COM|CANT|Cantor Fitzgerald & Co.|150166
RTTR|RITTER PHARMAC. COM|CHAS|Charles Schwab & Co., Inc.|200
RTTR|RITTER PHARMAC. COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3009
RTTR|RITTER PHARMAC. COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2200
RTTR|RITTER PHARMAC. COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|313
RTTR|RITTER PHARMAC. COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24465
RTTR|RITTER PHARMAC. COM|CTDL|Citadel Derivatives Group Llc|671
RTTR|RITTER PHARMAC. COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|16020
RTTR|RITTER PHARMAC. COM|DADA|D.A. Davidson & Co.|6900
RTTR|RITTER PHARMAC. COM|DBAB|Deutsche Bank Securities Inc.|8452
RTTR|RITTER PHARMAC. COM|DBAX|Deutsche Bank Securities Inc.|9300
RTTR|RITTER PHARMAC. COM|DBUL|Deutsche Bank Securities Inc.|1
RTTR|RITTER PHARMAC. COM|DEAN|MORGAN STANLEY|5642
RTTR|RITTER PHARMAC. COM|DEGS|RONIN PROFESSIONAL LLC|36959
RTTR|RITTER PHARMAC. COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5600
RTTR|RITTER PHARMAC. COM|EBXL|EBX LLC|19100
RTTR|RITTER PHARMAC. COM|EDJO|Edward D. Jones & Co., L.P.|400
RTTR|RITTER PHARMAC. COM|EGAM|CBOE TRADING, INC.|1600
RTTR|RITTER PHARMAC. COM|EGXM|CBOE TRADING, INC.|4
RTTR|RITTER PHARMAC. COM|ETBE|Electronic Transaction Clearing, Inc.|200
RTTR|RITTER PHARMAC. COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
RTTR|RITTER PHARMAC. COM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
RTTR|RITTER PHARMAC. COM|ETRS|E*Trade Securities LLC|349309
RTTR|RITTER PHARMAC. COM|FBCO|Credit Suisse Securities (USA) LLC|27481
RTTR|RITTER PHARMAC. COM|FILL|Tradestation Securities, Inc.|15138
RTTR|RITTER PHARMAC. COM|FMAF|NBCN Inc./ CDS|2809
RTTR|RITTER PHARMAC. COM|FOMA|TD AMERITRADE CLEARING, INC.|317798
RTTR|RITTER PHARMAC. COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
RTTR|RITTER PHARMAC. COM|FTBR|Foliofn Investments, Inc.|120
RTTR|RITTER PHARMAC. COM|GEBB|GLOBAL EXECUTION BROKERS, LP|693
RTTR|RITTER PHARMAC. COM|GLPX|ACS EXECUTION SERVICES, LLC|20638
RTTR|RITTER PHARMAC. COM|GSCO|GOLDMAN SACHS & CO. LLC|754
RTTR|RITTER PHARMAC. COM|GSLT|GOLDMAN SACHS & CO. LLC|750
RTTR|RITTER PHARMAC. COM|GTSZ|GTS SECURITIES LLC|8171
RTTR|RITTER PHARMAC. COM|HRBF|American Enterprise Investment Services Inc.|1900
RTTR|RITTER PHARMAC. COM|HSBC|HSBC Securities, Inc.|199
RTTR|RITTER PHARMAC. COM|IATS|INTERACTIVE BROKERS LLC|9777
RTTR|RITTER PHARMAC. COM|IBKR|Interactive Brokers Llc|104244
RTTR|RITTER PHARMAC. COM|ICBX|INSTINET, LLC|3500
RTTR|RITTER PHARMAC. COM|INCA|INSTINET, LLC|29825
RTTR|RITTER PHARMAC. COM|INJX|INSTINET, LLC|1947
RTTR|RITTER PHARMAC. COM|ITGI|ITG Inc.|9843
RTTR|RITTER PHARMAC. COM|ITGP|ITG INC.|20600
RTTR|RITTER PHARMAC. COM|JEFF|JEFFERIES LLC|8429
RTTR|RITTER PHARMAC. COM|JMPT|JUMP TRADING, LLC|1676
RTTR|RITTER PHARMAC. COM|JPMX|J.P. Morgan Securities LLC|6400
RTTR|RITTER PHARMAC. COM|JSJX|JANE STREET CAPITAL LLC|604
RTTR|RITTER PHARMAC. COM|KCGM|VIRTU Americas LLC|1700
RTTR|RITTER PHARMAC. COM|LEHM|Barclays Capital Inc./Le|13476
RTTR|RITTER PHARMAC. COM|LIME|Lime Brokerage LLC|21207
RTTR|RITTER PHARMAC. COM|LSCI|Lek Securities Corporation|1700
RTTR|RITTER PHARMAC. COM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6100
RTTR|RITTER PHARMAC. COM|MAXM|Maxim Group LLC|1000
RTTR|RITTER PHARMAC. COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
RTTR|RITTER PHARMAC. COM|MSCO|MORGAN STANLEY & CO. LLC|160381
RTTR|RITTER PHARMAC. COM|MSPL|MORGAN STANLEY & CO. LLC|9900
RTTR|RITTER PHARMAC. COM|NFSC|National Financial Services LLC|155240
RTTR|RITTER PHARMAC. COM|NITE|VIRTU Americas LLC|538482
RTTR|RITTER PHARMAC. COM|NITP|VIRTU Americas LLC|700
RTTR|RITTER PHARMAC. COM|OPCO|Oppenheimer & Co. Inc.|2800
RTTR|RITTER PHARMAC. COM|PCPT|PHILLIP CAPITAL INC.|41
RTTR|RITTER PHARMAC. COM|PDQM|CODA MARKETS, INC.|26092
RTTR|RITTER PHARMAC. COM|RAJA|Raymond James & Associates, Inc.|3000
RTTR|RITTER PHARMAC. COM|RBCM|RBC CAPITAL MARKETS, LLC|13485
RTTR|RITTER PHARMAC. COM|SAGL|SAGETRADER, LLC|1600
RTTR|RITTER PHARMAC. COM|SALI|INTL FCSTONE FINANCIAL INC.|800
RTTR|RITTER PHARMAC. COM|SBSH|Citigroup Global Markets Inc.|53287
RTTR|RITTER PHARMAC. COM|SGMT|GOLDMAN SACHS & CO. LLC|4212
RTTR|RITTER PHARMAC. COM|SPDR|SPEEDROUTE LLC|615
RTTR|RITTER PHARMAC. COM|SWIM|TD Ameritrade, Inc.|136321
RTTR|RITTER PHARMAC. COM|SWST|Hilltop Securities Inc.|45992
RTTR|RITTER PHARMAC. COM|TKNG|ALLY INVEST SECURITIES LLC|60
RTTR|RITTER PHARMAC. COM|TRCM|TRC MARKETS LLC|984
RTTR|RITTER PHARMAC. COM|UBSA|UBS SECURITIES LLC|36062
RTTR|RITTER PHARMAC. COM|UBSS|UBS Securities LLC|90595
RTTR|RITTER PHARMAC. COM|VGRD|Vanguard Marketing Corporation|3441
RTTR|RITTER PHARMAC. COM|WCHV|WELLS FARGO SECURITIES, LLC|17285
RTTR|RITTER PHARMAC. COM|WEDB|WEDBUSH SECURITIES INC.|15614
RTTR|RITTER PHARMAC. COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|424
RTTR|RITTER PHARMAC. COM|WGIF|CIBC World Markets Inc.|484
RTTR|RITTER PHARMAC. COM|WORD|Worden Capital Management LLC|3602
RTTR|RITTER PHARMAC. COM|WSEA|WOLVERINE SECURITIES, LLC|5115
RTTR|RITTER PHARMAC. COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2950
RTTR|RITTER PHARMAC. COM|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
RUBI|RUBICON PROJECT, INC|ALTX|Alternet Securities Inc.|6100
RUBI|RUBICON PROJECT, INC|APCC|Apex Clearing Corporation|17292
RUBI|RUBICON PROJECT, INC|BANK|Primevest Financial Services, Inc.|1450
RUBI|RUBICON PROJECT, INC|BATM|CBOE TRADING, INC.|2400
RUBI|RUBICON PROJECT, INC|BAYC|BAY CREST PARTNERS, LLC|2686
RUBI|RUBICON PROJECT, INC|BAYT|BTIG, LLC|14400
RUBI|RUBICON PROJECT, INC|BERN|Sanford C. Bernstein & Co., LLC|54
RUBI|RUBICON PROJECT, INC|BIMI|Banca IMI Securities Corp.|550
RUBI|RUBICON PROJECT, INC|BLKX|INSTINET, LLC|57200
RUBI|RUBICON PROJECT, INC|BNPX|BNP PARIBAS SECURITIES CORP.|258
RUBI|RUBICON PROJECT, INC|BTIG|BTIG, LLC|52514
RUBI|RUBICON PROJECT, INC|BYXM|CBOE TRADING, INC.|300
RUBI|RUBICON PROJECT, INC|CHAS|Charles Schwab & Co., Inc.|8401
RUBI|RUBICON PROJECT, INC|CHLM|Craig-Hallum Capital Group LLC|1764
RUBI|RUBICON PROJECT, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|218912
RUBI|RUBICON PROJECT, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|599
RUBI|RUBICON PROJECT, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|164049
RUBI|RUBICON PROJECT, INC|CTDL|Citadel Derivatives Group Llc|4217
RUBI|RUBICON PROJECT, INC|CTLR|CUTLER GROUP, LP|1285
RUBI|RUBICON PROJECT, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|43172
RUBI|RUBICON PROJECT, INC|DBAB|Deutsche Bank Securities Inc.|50898
RUBI|RUBICON PROJECT, INC|DBAX|Deutsche Bank Securities Inc.|169400
RUBI|RUBICON PROJECT, INC|DEAN|MORGAN STANLEY|12420
RUBI|RUBICON PROJECT, INC|DEGS|RONIN PROFESSIONAL LLC|15487
RUBI|RUBICON PROJECT, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
RUBI|RUBICON PROJECT, INC|EBXL|EBX LLC|124900
RUBI|RUBICON PROJECT, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|34507
RUBI|RUBICON PROJECT, INC|EGAM|CBOE TRADING, INC.|18858
RUBI|RUBICON PROJECT, INC|EGXM|CBOE TRADING, INC.|1693
RUBI|RUBICON PROJECT, INC|ETBE|Electronic Transaction Clearing, Inc.|1271
RUBI|RUBICON PROJECT, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
RUBI|RUBICON PROJECT, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
RUBI|RUBICON PROJECT, INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
RUBI|RUBICON PROJECT, INC|ETRS|E*Trade Securities LLC|247236
RUBI|RUBICON PROJECT, INC|FBRC|B. RILEY FBR, INC.|143879
RUBI|RUBICON PROJECT, INC|FILL|Tradestation Securities, Inc.|19763
RUBI|RUBICON PROJECT, INC|FMAF|NBCN Inc./ CDS|3309
RUBI|RUBICON PROJECT, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36694
RUBI|RUBICON PROJECT, INC|FTBR|Foliofn Investments, Inc.|36765
RUBI|RUBICON PROJECT, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|23290
RUBI|RUBICON PROJECT, INC|GLIS|TD Securities Inc|1714
RUBI|RUBICON PROJECT, INC|GLPX|ACS EXECUTION SERVICES, LLC|2222
RUBI|RUBICON PROJECT, INC|GSCO|GOLDMAN SACHS & CO. LLC|107503
RUBI|RUBICON PROJECT, INC|GSCS|GOLDMAN SACHS & CO. LLC|30540
RUBI|RUBICON PROJECT, INC|GSLT|GOLDMAN SACHS & CO. LLC|17186
RUBI|RUBICON PROJECT, INC|GTSZ|GTS SECURITIES LLC|9345
RUBI|RUBICON PROJECT, INC|HAPX|HAP Trading, LLC|4690
RUBI|RUBICON PROJECT, INC|HRBF|American Enterprise Investment Services Inc.|8500
RUBI|RUBICON PROJECT, INC|IATS|INTERACTIVE BROKERS LLC|35608
RUBI|RUBICON PROJECT, INC|IBKR|Interactive Brokers Llc|177340
RUBI|RUBICON PROJECT, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|49
RUBI|RUBICON PROJECT, INC|ICBX|INSTINET, LLC|76558
RUBI|RUBICON PROJECT, INC|IEQY|CITADEL SECURITIES LLC|7189
RUBI|RUBICON PROJECT, INC|INCA|INSTINET, LLC|127936
RUBI|RUBICON PROJECT, INC|INJX|INSTINET, LLC|2847
RUBI|RUBICON PROJECT, INC|ITGI|ITG Inc.|68052
RUBI|RUBICON PROJECT, INC|ITGP|ITG INC.|104800
RUBI|RUBICON PROJECT, INC|JEFF|JEFFERIES LLC|14650
RUBI|RUBICON PROJECT, INC|JMPT|JUMP TRADING, LLC|20126
RUBI|RUBICON PROJECT, INC|JPBX|J.P. MORGAN SECURITIES LLC|1200
RUBI|RUBICON PROJECT, INC|JPMX|J.P. Morgan Securities LLC|281738
RUBI|RUBICON PROJECT, INC|JSJX|JANE STREET CAPITAL LLC|5517
RUBI|RUBICON PROJECT, INC|KCGM|VIRTU Americas LLC|69966
RUBI|RUBICON PROJECT, INC|LEHM|Barclays Capital Inc./Le|230754
RUBI|RUBICON PROJECT, INC|LIME|Lime Brokerage LLC|7872
RUBI|RUBICON PROJECT, INC|LOOP|Loop Capital Markets LLC|31297
RUBI|RUBICON PROJECT, INC|LQNA|LIQUIDNET, INC.|285700
RUBI|RUBICON PROJECT, INC|MCMF|Raymond James Ltd. Cds|1700
RUBI|RUBICON PROJECT, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|203182
RUBI|RUBICON PROJECT, INC|MOTF|MOTIF INVESTING, INC.|2
RUBI|RUBICON PROJECT, INC|MSCO|MORGAN STANLEY & CO. LLC|396924
RUBI|RUBICON PROJECT, INC|MSPL|MORGAN STANLEY & CO. LLC|172800
RUBI|RUBICON PROJECT, INC|MSTX|MORGAN STANLEY & CO. LLC|234500
RUBI|RUBICON PROJECT, INC|NEED|Needham & Company, LLC|9948
RUBI|RUBICON PROJECT, INC|NFSC|National Financial Services LLC|211204
RUBI|RUBICON PROJECT, INC|NITE|VIRTU Americas LLC|920389
RUBI|RUBICON PROJECT, INC|NORT|Northland Securities, Inc.|1880
RUBI|RUBICON PROJECT, INC|NQRB|Brut, LLC|500
RUBI|RUBICON PROJECT, INC|OPCO|Oppenheimer & Co. Inc.|4000
RUBI|RUBICON PROJECT, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
RUBI|RUBICON PROJECT, INC|PDQM|CODA MARKETS, INC.|8197
RUBI|RUBICON PROJECT, INC|PIPR|Piper Jaffray & Co.|290
RUBI|RUBICON PROJECT, INC|PWJC|UBS Financial Services, Inc.|17738
RUBI|RUBICON PROJECT, INC|RBCM|RBC CAPITAL MARKETS, LLC|53708
RUBI|RUBICON PROJECT, INC|RGLD|Regal Securities, Inc|1740
RUBI|RUBICON PROJECT, INC|RILY|B. RILEY FBR, INC.|128879
RUBI|RUBICON PROJECT, INC|SAGC|SAGETRADER, LLC|800
RUBI|RUBICON PROJECT, INC|SAGL|SAGETRADER, LLC|1100
RUBI|RUBICON PROJECT, INC|SBSH|Citigroup Global Markets Inc.|18557
RUBI|RUBICON PROJECT, INC|SGMT|GOLDMAN SACHS & CO. LLC|150305
RUBI|RUBICON PROJECT, INC|SPDR|SPEEDROUTE LLC|1330
RUBI|RUBICON PROJECT, INC|SWIM|TD Ameritrade, Inc.|151580
RUBI|RUBICON PROJECT, INC|TKNG|ALLY INVEST SECURITIES LLC|10938
RUBI|RUBICON PROJECT, INC|TMBR|Timber Hill LLC|2300
RUBI|RUBICON PROJECT, INC|TRBT|Tradebot Systems, Inc.|77764
RUBI|RUBICON PROJECT, INC|TRCM|TRC MARKETS LLC|12340
RUBI|RUBICON PROJECT, INC|TWTT|TASTYWORKS, INC.|100
RUBI|RUBICON PROJECT, INC|UBSA|UBS SECURITIES LLC|497430
RUBI|RUBICON PROJECT, INC|UBSS|UBS Securities LLC|283099
RUBI|RUBICON PROJECT, INC|VALX|VIRTU AMERICAS LLC|11291
RUBI|RUBICON PROJECT, INC|VGRD|Vanguard Marketing Corporation|58285
RUBI|RUBICON PROJECT, INC|WABR|Wall Street Access|26476
RUBI|RUBICON PROJECT, INC|WCHV|WELLS FARGO SECURITIES, LLC|78926
RUBI|RUBICON PROJECT, INC|WDNX|WEEDEN & CO.L.P.|22104
RUBI|RUBICON PROJECT, INC|WEDB|WEDBUSH SECURITIES INC.|8838
RUBI|RUBICON PROJECT, INC|WEED|Weeden & Co.L.P.|10500
RUBI|RUBICON PROJECT, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7267
RUBI|RUBICON PROJECT, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18517
RUBI|RUBICON PROJECT, INC|WGIF|CIBC World Markets Inc.|1623
RUBI|RUBICON PROJECT, INC|WSEA|WOLVERINE SECURITIES, LLC|14294
RUBI|RUBICON PROJECT, INC|XPQR|Jump Trading|100
RUBI|RUBICON PROJECT, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|29100
RUBI|RUBICON PROJECT, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|900
RUBI|RUBICON PROJECT, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
RUN|SUNRUN INC CMN STK|AGIS|Aegis Capital Corp.|200
RUN|SUNRUN INC CMN STK|ALTX|Alternet Securities Inc.|20794
RUN|SUNRUN INC CMN STK|APCC|Apex Clearing Corporation|15338
RUN|SUNRUN INC CMN STK|AQUA|AQUA SECURITIES L.P.|88100
RUN|SUNRUN INC CMN STK|BANK|Primevest Financial Services, Inc.|500
RUN|SUNRUN INC CMN STK|BARD|Robert W. Baird & Co. Incorporated|1800
RUN|SUNRUN INC CMN STK|BATM|CBOE TRADING, INC.|10058
RUN|SUNRUN INC CMN STK|BAYT|BTIG, LLC|55100
RUN|SUNRUN INC CMN STK|BBNT|BB&T SECURITIES, LLC|453
RUN|SUNRUN INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|114038
RUN|SUNRUN INC CMN STK|BIMI|Banca IMI Securities Corp.|18363
RUN|SUNRUN INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|58456
RUN|SUNRUN INC CMN STK|BLKX|INSTINET, LLC|23900
RUN|SUNRUN INC CMN STK|BMOC|BMO Capital Markets Corp.|14417
RUN|SUNRUN INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|9106
RUN|SUNRUN INC CMN STK|BRGE|Newbridge Securities Corp.|3100
RUN|SUNRUN INC CMN STK|BTIG|BTIG, LLC|1565164
RUN|SUNRUN INC CMN STK|BYXM|CBOE TRADING, INC.|15641
RUN|SUNRUN INC CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|1800
RUN|SUNRUN INC CMN STK|CANT|Cantor Fitzgerald & Co.|1964
RUN|SUNRUN INC CMN STK|CBLC|CITIGROUP GLOBAL MARKETS INC.|252996
RUN|SUNRUN INC CMN STK|CHAS|Charles Schwab & Co., Inc.|19944
RUN|SUNRUN INC CMN STK|CIST|Capital Institutional Services, Inc.|50
RUN|SUNRUN INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84326
RUN|SUNRUN INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|455
RUN|SUNRUN INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2260
RUN|SUNRUN INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|587970
RUN|SUNRUN INC CMN STK|CTDL|Citadel Derivatives Group Llc|53393
RUN|SUNRUN INC CMN STK|CTLR|CUTLER GROUP, LP|4475
RUN|SUNRUN INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|184940
RUN|SUNRUN INC CMN STK|DADA|D.A. Davidson & Co.|410
RUN|SUNRUN INC CMN STK|DAVA|Davenport & Company LLC|196
RUN|SUNRUN INC CMN STK|DBAB|Deutsche Bank Securities Inc.|635800
RUN|SUNRUN INC CMN STK|DBAX|Deutsche Bank Securities Inc.|494600
RUN|SUNRUN INC CMN STK|DBUL|Deutsche Bank Securities Inc.|4860
RUN|SUNRUN INC CMN STK|DCHF|Dart Executions, LLC|159941
RUN|SUNRUN INC CMN STK|DEAN|MORGAN STANLEY|54647
RUN|SUNRUN INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|30235
RUN|SUNRUN INC CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|317
RUN|SUNRUN INC CMN STK|EBXL|EBX LLC|321500
RUN|SUNRUN INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|7671
RUN|SUNRUN INC CMN STK|EDJC|Edward Jones / CDS|575
RUN|SUNRUN INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|10607
RUN|SUNRUN INC CMN STK|EGAM|CBOE TRADING, INC.|19653
RUN|SUNRUN INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|501
RUN|SUNRUN INC CMN STK|EGXM|CBOE TRADING, INC.|7790
RUN|SUNRUN INC CMN STK|EGXW|CBOE TRADING, INC.|109
RUN|SUNRUN INC CMN STK|ELEV|ELEVATION, LLC|49884
RUN|SUNRUN INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|101830
RUN|SUNRUN INC CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8926
RUN|SUNRUN INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21552
RUN|SUNRUN INC CMN STK|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
RUN|SUNRUN INC CMN STK|ETRS|E*Trade Securities LLC|2828823
RUN|SUNRUN INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|1988666
RUN|SUNRUN INC CMN STK|FIDT|Fidelity Clearing Canada ULC./ CDS|110
RUN|SUNRUN INC CMN STK|FILL|Tradestation Securities, Inc.|36717
RUN|SUNRUN INC CMN STK|FMAF|NBCN Inc./ CDS|55392
RUN|SUNRUN INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|1705626
RUN|SUNRUN INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|295237
RUN|SUNRUN INC CMN STK|FTBR|Foliofn Investments, Inc.|20545
RUN|SUNRUN INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|45887
RUN|SUNRUN INC CMN STK|GLIS|TD Securities Inc|200
RUN|SUNRUN INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|126288
RUN|SUNRUN INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|2741724
RUN|SUNRUN INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|50510
RUN|SUNRUN INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|4931
RUN|SUNRUN INC CMN STK|GTSZ|GTS SECURITIES LLC|18403
RUN|SUNRUN INC CMN STK|HAPX|HAP Trading, LLC|100
RUN|SUNRUN INC CMN STK|HPPX|POTAMUS TRADING, LLC|165
RUN|SUNRUN INC CMN STK|HRBF|American Enterprise Investment Services Inc.|27959
RUN|SUNRUN INC CMN STK|HSBC|HSBC Securities, Inc.|12691
RUN|SUNRUN INC CMN STK|IATS|INTERACTIVE BROKERS LLC|95914
RUN|SUNRUN INC CMN STK|IBKR|Interactive Brokers Llc|624698
RUN|SUNRUN INC CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
RUN|SUNRUN INC CMN STK|ICBX|INSTINET, LLC|133449
RUN|SUNRUN INC CMN STK|IEQY|CITADEL SECURITIES LLC|86806
RUN|SUNRUN INC CMN STK|INCA|INSTINET, LLC|707244
RUN|SUNRUN INC CMN STK|INJX|INSTINET, LLC|37084
RUN|SUNRUN INC CMN STK|ITGI|ITG Inc.|151222
RUN|SUNRUN INC CMN STK|ITGP|ITG INC.|198800
RUN|SUNRUN INC CMN STK|JANY|Janney Montgomery Scott Inc.|1625
RUN|SUNRUN INC CMN STK|JEFF|JEFFERIES LLC|308800
RUN|SUNRUN INC CMN STK|JMPT|JUMP TRADING, LLC|204160
RUN|SUNRUN INC CMN STK|JONE|JonesTrading|105238
RUN|SUNRUN INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|30762
RUN|SUNRUN INC CMN STK|JPMX|J.P. Morgan Securities LLC|915163
RUN|SUNRUN INC CMN STK|JSJX|JANE STREET CAPITAL LLC|9557
RUN|SUNRUN INC CMN STK|KCGM|VIRTU Americas LLC|128706
RUN|SUNRUN INC CMN STK|LEHM|Barclays Capital Inc./Le|1775542
RUN|SUNRUN INC CMN STK|LIME|Lime Brokerage LLC|450050
RUN|SUNRUN INC CMN STK|LMGP|LIME BROKERAGE LLC|50267
RUN|SUNRUN INC CMN STK|LOOP|Loop Capital Markets LLC|4379
RUN|SUNRUN INC CMN STK|LQNA|LIQUIDNET, INC.|169500
RUN|SUNRUN INC CMN STK|LSCI|Lek Securities Corporation|34694
RUN|SUNRUN INC CMN STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
RUN|SUNRUN INC CMN STK|MACQ|Macquarie Capital (USA) Inc.|2600
RUN|SUNRUN INC CMN STK|MAXM|Maxim Group LLC|9670
RUN|SUNRUN INC CMN STK|MBTS|ALLY INVEST SECURITIES LLC|100
RUN|SUNRUN INC CMN STK|MCMF|Raymond James Ltd. Cds|500
RUN|SUNRUN INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|294578
RUN|SUNRUN INC CMN STK|MOTF|MOTIF INVESTING, INC.|93
RUN|SUNRUN INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|4321033
RUN|SUNRUN INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|678700
RUN|SUNRUN INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|470600
RUN|SUNRUN INC CMN STK|NATL|National Securities Corporation|866
RUN|SUNRUN INC CMN STK|NBCS|NBC Securities, INC.|3200
RUN|SUNRUN INC CMN STK|NFSC|National Financial Services LLC|1994368
RUN|SUNRUN INC CMN STK|NITE|VIRTU Americas LLC|3753066
RUN|SUNRUN INC CMN STK|NITP|VIRTU Americas LLC|19741
RUN|SUNRUN INC CMN STK|NQRB|Brut, LLC|138790
RUN|SUNRUN INC CMN STK|NTRC|Northern Trust Securities, Inc.|3395
RUN|SUNRUN INC CMN STK|OPCO|Oppenheimer & Co. Inc.|26001
RUN|SUNRUN INC CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7026
RUN|SUNRUN INC CMN STK|PDQM|CODA MARKETS, INC.|70743
RUN|SUNRUN INC CMN STK|PHLY|NASDAQ Execution Services, LLC|12200
RUN|SUNRUN INC CMN STK|PWJC|UBS Financial Services, Inc.|700
RUN|SUNRUN INC CMN STK|RAJA|Raymond James & Associates, Inc.|19873
RUN|SUNRUN INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|56595
RUN|SUNRUN INC CMN STK|RGLD|Regal Securities, Inc|2368
RUN|SUNRUN INC CMN STK|RJLC|RJL CAPITAL GROUP, LLC|1300
RUN|SUNRUN INC CMN STK|ROTH|Roth Capital Partners, LLC|5900
RUN|SUNRUN INC CMN STK|SAGL|SAGETRADER, LLC|3400
RUN|SUNRUN INC CMN STK|SAGW|SAGETRADER, LLC|304
RUN|SUNRUN INC CMN STK|SBSH|Citigroup Global Markets Inc.|1463664
RUN|SUNRUN INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|199499
RUN|SUNRUN INC CMN STK|SPDR|SPEEDROUTE LLC|10395
RUN|SUNRUN INC CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|1
RUN|SUNRUN INC CMN STK|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
RUN|SUNRUN INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|20150
RUN|SUNRUN INC CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|1884
RUN|SUNRUN INC CMN STK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|77
RUN|SUNRUN INC CMN STK|SWIM|TD Ameritrade, Inc.|704943
RUN|SUNRUN INC CMN STK|SWST|Hilltop Securities Inc.|4370
RUN|SUNRUN INC CMN STK|TDCO|Thompson Davis & Co., Inc.|1300
RUN|SUNRUN INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|23744
RUN|SUNRUN INC CMN STK|TRBT|Tradebot Systems, Inc.|706382
RUN|SUNRUN INC CMN STK|TRCM|TRC MARKETS LLC|437412
RUN|SUNRUN INC CMN STK|TWTT|TASTYWORKS, INC.|2360
RUN|SUNRUN INC CMN STK|UBSA|UBS SECURITIES LLC|1094156
RUN|SUNRUN INC CMN STK|UBSS|UBS Securities LLC|2027912
RUN|SUNRUN INC CMN STK|VALX|VIRTU AMERICAS LLC|40464
RUN|SUNRUN INC CMN STK|VGRD|Vanguard Marketing Corporation|125731
RUN|SUNRUN INC CMN STK|VSIN|Vision Financial Markets Llc|1250
RUN|SUNRUN INC CMN STK|WABR|Wall Street Access|7600
RUN|SUNRUN INC CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|200
RUN|SUNRUN INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|167875
RUN|SUNRUN INC CMN STK|WDNX|WEEDEN & CO.L.P.|764
RUN|SUNRUN INC CMN STK|WEDB|WEDBUSH SECURITIES INC.|2700
RUN|SUNRUN INC CMN STK|WEED|Weeden & Co.L.P.|5450
RUN|SUNRUN INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|30908
RUN|SUNRUN INC CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|75934
RUN|SUNRUN INC CMN STK|WFPB|Wells Fargo Securities, LLC.|238
RUN|SUNRUN INC CMN STK|WGIF|CIBC World Markets Inc.|33373
RUN|SUNRUN INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|57512
RUN|SUNRUN INC CMN STK|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|6200
RUN|SUNRUN INC CMN STK|WTFS|JUST2TRADE, INC.|50
RUN|SUNRUN INC CMN STK|XIST|INSTINET, LLC|51200
RUN|SUNRUN INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|172656
RUN|SUNRUN INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|1885
RUN|SUNRUN INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15952
RUSHA|RUSH ENTPR CL A   ##|ALTX|Alternet Securities Inc.|2252
RUSHA|RUSH ENTPR CL A   ##|ANOS|ABEL/NOSER, L.L.C.|100
RUSHA|RUSH ENTPR CL A   ##|APCC|Apex Clearing Corporation|2964
RUSHA|RUSH ENTPR CL A   ##|BARD|Robert W. Baird & Co. Incorporated|13
RUSHA|RUSH ENTPR CL A   ##|BATM|CBOE TRADING, INC.|322
RUSHA|RUSH ENTPR CL A   ##|BERN|Sanford C. Bernstein & Co., LLC|4695
RUSHA|RUSH ENTPR CL A   ##|BIAD|SAGETRADER, LLC|1
RUSHA|RUSH ENTPR CL A   ##|BIDS|BIDS TRADING L.P.|2700
RUSHA|RUSH ENTPR CL A   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|652
RUSHA|RUSH ENTPR CL A   ##|BMOC|BMO Capital Markets Corp.|4832
RUSHA|RUSH ENTPR CL A   ##|BNPX|BNP PARIBAS SECURITIES CORP.|2612
RUSHA|RUSH ENTPR CL A   ##|BZYD|GOLDMAN SACHS & CO. LLC|1191
RUSHA|RUSH ENTPR CL A   ##|CANT|Cantor Fitzgerald & Co.|558
RUSHA|RUSH ENTPR CL A   ##|CHAS|Charles Schwab & Co., Inc.|262
RUSHA|RUSH ENTPR CL A   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10933
RUSHA|RUSH ENTPR CL A   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|608
RUSHA|RUSH ENTPR CL A   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|660
RUSHA|RUSH ENTPR CL A   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52992
RUSHA|RUSH ENTPR CL A   ##|CTDL|Citadel Derivatives Group Llc|1847
RUSHA|RUSH ENTPR CL A   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|13164
RUSHA|RUSH ENTPR CL A   ##|DBAB|Deutsche Bank Securities Inc.|88177
RUSHA|RUSH ENTPR CL A   ##|DBAX|Deutsche Bank Securities Inc.|33400
RUSHA|RUSH ENTPR CL A   ##|DBUL|Deutsche Bank Securities Inc.|2400
RUSHA|RUSH ENTPR CL A   ##|DEAN|MORGAN STANLEY|146
RUSHA|RUSH ENTPR CL A   ##|DEGS|RONIN PROFESSIONAL LLC|2750
RUSHA|RUSH ENTPR CL A   ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1024
RUSHA|RUSH ENTPR CL A   ##|EBXL|EBX LLC|25400
RUSHA|RUSH ENTPR CL A   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|7890
RUSHA|RUSH ENTPR CL A   ##|EGAM|CBOE TRADING, INC.|2340
RUSHA|RUSH ENTPR CL A   ##|EGAW|CBOE TRADING, INC.|1
RUSHA|RUSH ENTPR CL A   ##|EGMT|EG MARKET TECHNOLOGIES LLC|691
RUSHA|RUSH ENTPR CL A   ##|EGXM|CBOE TRADING, INC.|912
RUSHA|RUSH ENTPR CL A   ##|EGXW|CBOE TRADING, INC.|7
RUSHA|RUSH ENTPR CL A   ##|ETBE|Electronic Transaction Clearing, Inc.|2856
RUSHA|RUSH ENTPR CL A   ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|17
RUSHA|RUSH ENTPR CL A   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2168
RUSHA|RUSH ENTPR CL A   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11540
RUSHA|RUSH ENTPR CL A   ##|ETRS|E*Trade Securities LLC|3847
RUSHA|RUSH ENTPR CL A   ##|FBCO|Credit Suisse Securities (USA) LLC|102202
RUSHA|RUSH ENTPR CL A   ##|FOMA|TD AMERITRADE CLEARING, INC.|7746
RUSHA|RUSH ENTPR CL A   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|278
RUSHA|RUSH ENTPR CL A   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46079
RUSHA|RUSH ENTPR CL A   ##|FTBR|Foliofn Investments, Inc.|339
RUSHA|RUSH ENTPR CL A   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|8668
RUSHA|RUSH ENTPR CL A   ##|GLPX|ACS EXECUTION SERVICES, LLC|3760
RUSHA|RUSH ENTPR CL A   ##|GSCO|GOLDMAN SACHS & CO. LLC|175818
RUSHA|RUSH ENTPR CL A   ##|GSCS|GOLDMAN SACHS & CO. LLC|6755
RUSHA|RUSH ENTPR CL A   ##|GSLT|GOLDMAN SACHS & CO. LLC|811
RUSHA|RUSH ENTPR CL A   ##|GTSZ|GTS SECURITIES LLC|13416
RUSHA|RUSH ENTPR CL A   ##|HPPX|POTAMUS TRADING, LLC|49
RUSHA|RUSH ENTPR CL A   ##|HRBF|American Enterprise Investment Services Inc.|273
RUSHA|RUSH ENTPR CL A   ##|IATS|INTERACTIVE BROKERS LLC|729
RUSHA|RUSH ENTPR CL A   ##|IBKR|Interactive Brokers Llc|18356
RUSHA|RUSH ENTPR CL A   ##|ICBX|INSTINET, LLC|3200
RUSHA|RUSH ENTPR CL A   ##|IEQY|CITADEL SECURITIES LLC|18066
RUSHA|RUSH ENTPR CL A   ##|INCA|INSTINET, LLC|125566
RUSHA|RUSH ENTPR CL A   ##|INJX|INSTINET, LLC|5082
RUSHA|RUSH ENTPR CL A   ##|ITGI|ITG Inc.|27975
RUSHA|RUSH ENTPR CL A   ##|ITGP|ITG INC.|42400
RUSHA|RUSH ENTPR CL A   ##|JANY|Janney Montgomery Scott Inc.|183
RUSHA|RUSH ENTPR CL A   ##|JEFF|JEFFERIES LLC|42248
RUSHA|RUSH ENTPR CL A   ##|JMPT|JUMP TRADING, LLC|9544
RUSHA|RUSH ENTPR CL A   ##|JPBX|J.P. MORGAN SECURITIES LLC|3380
RUSHA|RUSH ENTPR CL A   ##|JPMX|J.P. Morgan Securities LLC|73986
RUSHA|RUSH ENTPR CL A   ##|JSJX|JANE STREET CAPITAL LLC|2193
RUSHA|RUSH ENTPR CL A   ##|KCGM|VIRTU Americas LLC|8575
RUSHA|RUSH ENTPR CL A   ##|KEYB|KEYBANC CAPITAL MARKETS INC.|11800
RUSHA|RUSH ENTPR CL A   ##|LEHM|Barclays Capital Inc./Le|135248
RUSHA|RUSH ENTPR CL A   ##|LIME|Lime Brokerage LLC|77927
RUSHA|RUSH ENTPR CL A   ##|LOOP|Loop Capital Markets LLC|1512
RUSHA|RUSH ENTPR CL A   ##|LQNA|LIQUIDNET, INC.|12700
RUSHA|RUSH ENTPR CL A   ##|LQNB|LIQUIDNET, INC.|2700
RUSHA|RUSH ENTPR CL A   ##|MAXM|Maxim Group LLC|3250
RUSHA|RUSH ENTPR CL A   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51200
RUSHA|RUSH ENTPR CL A   ##|MOTF|MOTIF INVESTING, INC.|3
RUSHA|RUSH ENTPR CL A   ##|MSCO|MORGAN STANLEY & CO. LLC|395716
RUSHA|RUSH ENTPR CL A   ##|MSPL|MORGAN STANLEY & CO. LLC|76800
RUSHA|RUSH ENTPR CL A   ##|MSTX|MORGAN STANLEY & CO. LLC|3000
RUSHA|RUSH ENTPR CL A   ##|NFSC|National Financial Services LLC|36714
RUSHA|RUSH ENTPR CL A   ##|NITE|VIRTU Americas LLC|51684
RUSHA|RUSH ENTPR CL A   ##|NITP|VIRTU Americas LLC|600
RUSHA|RUSH ENTPR CL A   ##|NQRB|Brut, LLC|1203
RUSHA|RUSH ENTPR CL A   ##|NTRC|Northern Trust Securities, Inc.|925
RUSHA|RUSH ENTPR CL A   ##|OPCO|Oppenheimer & Co. Inc.|1
RUSHA|RUSH ENTPR CL A   ##|PDQM|CODA MARKETS, INC.|12507
RUSHA|RUSH ENTPR CL A   ##|RAJA|Raymond James & Associates, Inc.|1174
RUSHA|RUSH ENTPR CL A   ##|RBCM|RBC CAPITAL MARKETS, LLC|254
RUSHA|RUSH ENTPR CL A   ##|SAGL|SAGETRADER, LLC|1491
RUSHA|RUSH ENTPR CL A   ##|SAGW|SAGETRADER, LLC|452
RUSHA|RUSH ENTPR CL A   ##|SBSH|Citigroup Global Markets Inc.|125541
RUSHA|RUSH ENTPR CL A   ##|SGMT|GOLDMAN SACHS & CO. LLC|17953
RUSHA|RUSH ENTPR CL A   ##|SPDR|SPEEDROUTE LLC|2089
RUSHA|RUSH ENTPR CL A   ##|SPHN|Stephens Inc.|3337
RUSHA|RUSH ENTPR CL A   ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
RUSHA|RUSH ENTPR CL A   ##|STFL|Stifel, Nicolaus & Company, Incorporated|185
RUSHA|RUSH ENTPR CL A   ##|STKP|STOCKPILE INVESTMENTS, INC.|2
RUSHA|RUSH ENTPR CL A   ##|STXG|Stockcross Financial Services, Inc.|50
RUSHA|RUSH ENTPR CL A   ##|SWIM|TD Ameritrade, Inc.|703
RUSHA|RUSH ENTPR CL A   ##|TONC|CUTTONE & CO., LLC|49
RUSHA|RUSH ENTPR CL A   ##|TRBT|Tradebot Systems, Inc.|28976
RUSHA|RUSH ENTPR CL A   ##|TRCM|TRC MARKETS LLC|21818
RUSHA|RUSH ENTPR CL A   ##|UBSA|UBS SECURITIES LLC|77242
RUSHA|RUSH ENTPR CL A   ##|UBSS|UBS Securities LLC|240427
RUSHA|RUSH ENTPR CL A   ##|VALX|VIRTU AMERICAS LLC|2652
RUSHA|RUSH ENTPR CL A   ##|VGRD|Vanguard Marketing Corporation|26
RUSHA|RUSH ENTPR CL A   ##|WCHV|WELLS FARGO SECURITIES, LLC|8542
RUSHA|RUSH ENTPR CL A   ##|WDNX|WEEDEN & CO.L.P.|574
RUSHA|RUSH ENTPR CL A   ##|WEDB|WEDBUSH SECURITIES INC.|181
RUSHA|RUSH ENTPR CL A   ##|WEED|Weeden & Co.L.P.|800
RUSHA|RUSH ENTPR CL A   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20174
RUSHA|RUSH ENTPR CL A   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7039
RUSHA|RUSH ENTPR CL A   ##|WSEA|WOLVERINE SECURITIES, LLC|207
RUSHA|RUSH ENTPR CL A   ##|XIST|INSTINET, LLC|7150
RUSHA|RUSH ENTPR CL A   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3018
RUSHA|RUSH ENTPR CL A   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|732
RUSHA|RUSH ENTPR CL A   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3305
RUSHB|RUSH ENTPR CL B   ##|ALTX|Alternet Securities Inc.|2019
RUSHB|RUSH ENTPR CL B   ##|APCC|Apex Clearing Corporation|9
RUSHB|RUSH ENTPR CL B   ##|BATM|CBOE TRADING, INC.|276
RUSHB|RUSH ENTPR CL B   ##|BERN|Sanford C. Bernstein & Co., LLC|2072
RUSHB|RUSH ENTPR CL B   ##|BMOC|BMO Capital Markets Corp.|804
RUSHB|RUSH ENTPR CL B   ##|BNPX|BNP PARIBAS SECURITIES CORP.|371
RUSHB|RUSH ENTPR CL B   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3070
RUSHB|RUSH ENTPR CL B   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15863
RUSHB|RUSH ENTPR CL B   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18336
RUSHB|RUSH ENTPR CL B   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5132
RUSHB|RUSH ENTPR CL B   ##|CTDL|Citadel Derivatives Group Llc|759
RUSHB|RUSH ENTPR CL B   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1720
RUSHB|RUSH ENTPR CL B   ##|DBAB|Deutsche Bank Securities Inc.|16341
RUSHB|RUSH ENTPR CL B   ##|DBAX|Deutsche Bank Securities Inc.|1900
RUSHB|RUSH ENTPR CL B   ##|DEGS|RONIN PROFESSIONAL LLC|816
RUSHB|RUSH ENTPR CL B   ##|EBXL|EBX LLC|1600
RUSHB|RUSH ENTPR CL B   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|8155
RUSHB|RUSH ENTPR CL B   ##|EGAM|CBOE TRADING, INC.|487
RUSHB|RUSH ENTPR CL B   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
RUSHB|RUSH ENTPR CL B   ##|ETRS|E*Trade Securities LLC|6023
RUSHB|RUSH ENTPR CL B   ##|FBCO|Credit Suisse Securities (USA) LLC|22060
RUSHB|RUSH ENTPR CL B   ##|FOMA|TD AMERITRADE CLEARING, INC.|1248
RUSHB|RUSH ENTPR CL B   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|163
RUSHB|RUSH ENTPR CL B   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|805
RUSHB|RUSH ENTPR CL B   ##|FTBR|Foliofn Investments, Inc.|66
RUSHB|RUSH ENTPR CL B   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1358
RUSHB|RUSH ENTPR CL B   ##|GLPX|ACS EXECUTION SERVICES, LLC|6996
RUSHB|RUSH ENTPR CL B   ##|GSCO|GOLDMAN SACHS & CO. LLC|27085
RUSHB|RUSH ENTPR CL B   ##|GSCS|GOLDMAN SACHS & CO. LLC|3444
RUSHB|RUSH ENTPR CL B   ##|GTSZ|GTS SECURITIES LLC|10521
RUSHB|RUSH ENTPR CL B   ##|IATS|INTERACTIVE BROKERS LLC|684
RUSHB|RUSH ENTPR CL B   ##|IBKR|Interactive Brokers Llc|3577
RUSHB|RUSH ENTPR CL B   ##|ICBX|INSTINET, LLC|300
RUSHB|RUSH ENTPR CL B   ##|IEQY|CITADEL SECURITIES LLC|2681
RUSHB|RUSH ENTPR CL B   ##|INCA|INSTINET, LLC|16155
RUSHB|RUSH ENTPR CL B   ##|INJX|INSTINET, LLC|2608
RUSHB|RUSH ENTPR CL B   ##|ITGI|ITG Inc.|3777
RUSHB|RUSH ENTPR CL B   ##|ITGP|ITG INC.|6200
RUSHB|RUSH ENTPR CL B   ##|JEFF|JEFFERIES LLC|1767
RUSHB|RUSH ENTPR CL B   ##|JONE|JonesTrading|100
RUSHB|RUSH ENTPR CL B   ##|JPMX|J.P. Morgan Securities LLC|1389
RUSHB|RUSH ENTPR CL B   ##|KCGM|VIRTU Americas LLC|125
RUSHB|RUSH ENTPR CL B   ##|LEHM|Barclays Capital Inc./Le|21113
RUSHB|RUSH ENTPR CL B   ##|LIME|Lime Brokerage LLC|12678
RUSHB|RUSH ENTPR CL B   ##|LMGP|LIME BROKERAGE LLC|1671
RUSHB|RUSH ENTPR CL B   ##|LOOP|Loop Capital Markets LLC|905
RUSHB|RUSH ENTPR CL B   ##|MAXM|Maxim Group LLC|351
RUSHB|RUSH ENTPR CL B   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5648
RUSHB|RUSH ENTPR CL B   ##|MSCO|MORGAN STANLEY & CO. LLC|43790
RUSHB|RUSH ENTPR CL B   ##|MSPL|MORGAN STANLEY & CO. LLC|2100
RUSHB|RUSH ENTPR CL B   ##|NFSC|National Financial Services LLC|1090
RUSHB|RUSH ENTPR CL B   ##|NITE|VIRTU Americas LLC|15989
RUSHB|RUSH ENTPR CL B   ##|PDQM|CODA MARKETS, INC.|4077
RUSHB|RUSH ENTPR CL B   ##|SBSH|Citigroup Global Markets Inc.|6510
RUSHB|RUSH ENTPR CL B   ##|SGMT|GOLDMAN SACHS & CO. LLC|1454
RUSHB|RUSH ENTPR CL B   ##|SPDR|SPEEDROUTE LLC|1445
RUSHB|RUSH ENTPR CL B   ##|SPHN|Stephens Inc.|121
RUSHB|RUSH ENTPR CL B   ##|SPTD|MINT GLOBAL MARKETS, INC.|24974
RUSHB|RUSH ENTPR CL B   ##|SWIM|TD Ameritrade, Inc.|1314
RUSHB|RUSH ENTPR CL B   ##|TRBT|Tradebot Systems, Inc.|421
RUSHB|RUSH ENTPR CL B   ##|TRCM|TRC MARKETS LLC|8443
RUSHB|RUSH ENTPR CL B   ##|UBSA|UBS SECURITIES LLC|9774
RUSHB|RUSH ENTPR CL B   ##|UBSS|UBS Securities LLC|25595
RUSHB|RUSH ENTPR CL B   ##|VALX|VIRTU AMERICAS LLC|1767
RUSHB|RUSH ENTPR CL B   ##|VNDS|VANDHAM SECURITIES CORP|1819
RUSHB|RUSH ENTPR CL B   ##|WABR|Wall Street Access|3368
RUSHB|RUSH ENTPR CL B   ##|WCHV|WELLS FARGO SECURITIES, LLC|642
RUSHB|RUSH ENTPR CL B   ##|WEED|Weeden & Co.L.P.|28
RUSHB|RUSH ENTPR CL B   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1694
RUSHB|RUSH ENTPR CL B   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|193
RUSL|DXN DLY RSSA BULL 3X|APCC|Apex Clearing Corporation|5497
RUSL|DXN DLY RSSA BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1269
RUSL|DXN DLY RSSA BULL 3X|BYXM|CBOE TRADING, INC.|100
RUSL|DXN DLY RSSA BULL 3X|CHAS|Charles Schwab & Co., Inc.|2919
RUSL|DXN DLY RSSA BULL 3X|CIST|Capital Institutional Services, Inc.|4000
RUSL|DXN DLY RSSA BULL 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
RUSL|DXN DLY RSSA BULL 3X|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
RUSL|DXN DLY RSSA BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12753
RUSL|DXN DLY RSSA BULL 3X|DBAB|Deutsche Bank Securities Inc.|501
RUSL|DXN DLY RSSA BULL 3X|DBAX|Deutsche Bank Securities Inc.|11500
RUSL|DXN DLY RSSA BULL 3X|DEAN|MORGAN STANLEY|3700
RUSL|DXN DLY RSSA BULL 3X|EBXL|EBX LLC|16400
RUSL|DXN DLY RSSA BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|390
RUSL|DXN DLY RSSA BULL 3X|EGAM|CBOE TRADING, INC.|420
RUSL|DXN DLY RSSA BULL 3X|EGXM|CBOE TRADING, INC.|1
RUSL|DXN DLY RSSA BULL 3X|ETBE|Electronic Transaction Clearing, Inc.|4855
RUSL|DXN DLY RSSA BULL 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7549
RUSL|DXN DLY RSSA BULL 3X|ETRS|E*Trade Securities LLC|105094
RUSL|DXN DLY RSSA BULL 3X|FILL|Tradestation Securities, Inc.|7990
RUSL|DXN DLY RSSA BULL 3X|FLTU|FLOW TRADERS US LLC|4830
RUSL|DXN DLY RSSA BULL 3X|FMAF|NBCN Inc./ CDS|1007
RUSL|DXN DLY RSSA BULL 3X|FQLS|Quantlab Securities LP|30860
RUSL|DXN DLY RSSA BULL 3X|FTBR|Foliofn Investments, Inc.|93
RUSL|DXN DLY RSSA BULL 3X|GLIS|TD Securities Inc|930
RUSL|DXN DLY RSSA BULL 3X|GLPX|ACS EXECUTION SERVICES, LLC|5995
RUSL|DXN DLY RSSA BULL 3X|GSCO|GOLDMAN SACHS & CO. LLC|100
RUSL|DXN DLY RSSA BULL 3X|GSLT|GOLDMAN SACHS & CO. LLC|1056
RUSL|DXN DLY RSSA BULL 3X|GTSZ|GTS SECURITIES LLC|2848
RUSL|DXN DLY RSSA BULL 3X|IATS|INTERACTIVE BROKERS LLC|18974
RUSL|DXN DLY RSSA BULL 3X|IBKR|Interactive Brokers Llc|76974
RUSL|DXN DLY RSSA BULL 3X|ICBX|INSTINET, LLC|8200
RUSL|DXN DLY RSSA BULL 3X|INCA|INSTINET, LLC|10867
RUSL|DXN DLY RSSA BULL 3X|JMPT|JUMP TRADING, LLC|3289
RUSL|DXN DLY RSSA BULL 3X|JPMX|J.P. Morgan Securities LLC|10628
RUSL|DXN DLY RSSA BULL 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|10500
RUSL|DXN DLY RSSA BULL 3X|JSJX|JANE STREET CAPITAL LLC|113443
RUSL|DXN DLY RSSA BULL 3X|KCGM|VIRTU Americas LLC|15098
RUSL|DXN DLY RSSA BULL 3X|LEHM|Barclays Capital Inc./Le|21400
RUSL|DXN DLY RSSA BULL 3X|LIME|Lime Brokerage LLC|29886
RUSL|DXN DLY RSSA BULL 3X|LSCI|Lek Securities Corporation|3570
RUSL|DXN DLY RSSA BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22234
RUSL|DXN DLY RSSA BULL 3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
RUSL|DXN DLY RSSA BULL 3X|MOTF|MOTIF INVESTING, INC.|1
RUSL|DXN DLY RSSA BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|82181
RUSL|DXN DLY RSSA BULL 3X|MSPL|MORGAN STANLEY & CO. LLC|600
RUSL|DXN DLY RSSA BULL 3X|NFSC|National Financial Services LLC|136574
RUSL|DXN DLY RSSA BULL 3X|NITE|VIRTU Americas LLC|207228
RUSL|DXN DLY RSSA BULL 3X|NQRB|Brut, LLC|200
RUSL|DXN DLY RSSA BULL 3X|NTBF|BMO Nesbitt Burns Inc./CDS|652
RUSL|DXN DLY RSSA BULL 3X|OPCO|Oppenheimer & Co. Inc.|319
RUSL|DXN DLY RSSA BULL 3X|PDQM|CODA MARKETS, INC.|5988
RUSL|DXN DLY RSSA BULL 3X|PHLY|NASDAQ Execution Services, LLC|3400
RUSL|DXN DLY RSSA BULL 3X|RHOX|XR Securities LLC|146140
RUSL|DXN DLY RSSA BULL 3X|SBSH|Citigroup Global Markets Inc.|10946
RUSL|DXN DLY RSSA BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|7453
RUSL|DXN DLY RSSA BULL 3X|STTT|STATETRUST INVESTMENTS INC.|10464
RUSL|DXN DLY RSSA BULL 3X|SWIM|TD Ameritrade, Inc.|38406
RUSL|DXN DLY RSSA BULL 3X|SWST|Hilltop Securities Inc.|40
RUSL|DXN DLY RSSA BULL 3X|TKNG|ALLY INVEST SECURITIES LLC|2711
RUSL|DXN DLY RSSA BULL 3X|TRCM|TRC MARKETS LLC|72886
RUSL|DXN DLY RSSA BULL 3X|TWTT|TASTYWORKS, INC.|600
RUSL|DXN DLY RSSA BULL 3X|UBSA|UBS SECURITIES LLC|35814
RUSL|DXN DLY RSSA BULL 3X|UBSS|UBS Securities LLC|32926
RUSL|DXN DLY RSSA BULL 3X|VALX|VIRTU AMERICAS LLC|2537
RUSL|DXN DLY RSSA BULL 3X|VGRD|Vanguard Marketing Corporation|4152
RUSL|DXN DLY RSSA BULL 3X|VSIN|Vision Financial Markets Llc|1256
RUSL|DXN DLY RSSA BULL 3X|WBPX|SUMMIT SECURITIES GROUP, LLC|100
RUSL|DXN DLY RSSA BULL 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2265
RUSL|DXN DLY RSSA BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16623
RUSL|DXN DLY RSSA BULL 3X|WGIF|CIBC World Markets Inc.|100
RUSL|DXN DLY RSSA BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|4412
RUSL|DXN DLY RSSA BULL 3X|YKNA|COMHAR CAPITAL MARKETS, LLC|15
RUSS|DXN DLY RSSA BEAR 3X|APCC|Apex Clearing Corporation|3945
RUSS|DXN DLY RSSA BEAR 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|211
RUSS|DXN DLY RSSA BEAR 3X|CHAS|Charles Schwab & Co., Inc.|346
RUSS|DXN DLY RSSA BEAR 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6119
RUSS|DXN DLY RSSA BEAR 3X|DBAX|Deutsche Bank Securities Inc.|3900
RUSS|DXN DLY RSSA BEAR 3X|DEGS|RONIN PROFESSIONAL LLC|8600
RUSS|DXN DLY RSSA BEAR 3X|EBXL|EBX LLC|5100
RUSS|DXN DLY RSSA BEAR 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|50
RUSS|DXN DLY RSSA BEAR 3X|EDJO|Edward D. Jones & Co., L.P.|60
RUSS|DXN DLY RSSA BEAR 3X|ETBE|Electronic Transaction Clearing, Inc.|100
RUSS|DXN DLY RSSA BEAR 3X|ETRS|E*Trade Securities LLC|22723
RUSS|DXN DLY RSSA BEAR 3X|FILL|Tradestation Securities, Inc.|401
RUSS|DXN DLY RSSA BEAR 3X|FMAF|NBCN Inc./ CDS|276
RUSS|DXN DLY RSSA BEAR 3X|FTBR|Foliofn Investments, Inc.|72
RUSS|DXN DLY RSSA BEAR 3X|GLIS|TD Securities Inc|13
RUSS|DXN DLY RSSA BEAR 3X|GSCO|GOLDMAN SACHS & CO. LLC|63
RUSS|DXN DLY RSSA BEAR 3X|GSLT|GOLDMAN SACHS & CO. LLC|154
RUSS|DXN DLY RSSA BEAR 3X|HAPX|HAP Trading, LLC|100
RUSS|DXN DLY RSSA BEAR 3X|IATS|INTERACTIVE BROKERS LLC|2502
RUSS|DXN DLY RSSA BEAR 3X|IBKR|Interactive Brokers Llc|24798
RUSS|DXN DLY RSSA BEAR 3X|ICBX|INSTINET, LLC|3000
RUSS|DXN DLY RSSA BEAR 3X|INCA|INSTINET, LLC|201
RUSS|DXN DLY RSSA BEAR 3X|ITGI|ITG Inc.|50
RUSS|DXN DLY RSSA BEAR 3X|JEFF|JEFFERIES LLC|713
RUSS|DXN DLY RSSA BEAR 3X|JPMX|J.P. Morgan Securities LLC|2000
RUSS|DXN DLY RSSA BEAR 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|1300
RUSS|DXN DLY RSSA BEAR 3X|JSJX|JANE STREET CAPITAL LLC|33893
RUSS|DXN DLY RSSA BEAR 3X|KCGM|VIRTU Americas LLC|3185
RUSS|DXN DLY RSSA BEAR 3X|LEHM|Barclays Capital Inc./Le|14826
RUSS|DXN DLY RSSA BEAR 3X|LIME|Lime Brokerage LLC|24699
RUSS|DXN DLY RSSA BEAR 3X|LIWM|LIME BROKERAGE LLC|1265
RUSS|DXN DLY RSSA BEAR 3X|LSCI|Lek Securities Corporation|3875
RUSS|DXN DLY RSSA BEAR 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5286
RUSS|DXN DLY RSSA BEAR 3X|MSCO|MORGAN STANLEY & CO. LLC|20259
RUSS|DXN DLY RSSA BEAR 3X|MSPL|MORGAN STANLEY & CO. LLC|700
RUSS|DXN DLY RSSA BEAR 3X|NFSC|National Financial Services LLC|54006
RUSS|DXN DLY RSSA BEAR 3X|NITE|VIRTU Americas LLC|67257
RUSS|DXN DLY RSSA BEAR 3X|PCPT|PHILLIP CAPITAL INC.|500
RUSS|DXN DLY RSSA BEAR 3X|RHOX|XR Securities LLC|7656
RUSS|DXN DLY RSSA BEAR 3X|SBSH|Citigroup Global Markets Inc.|7238
RUSS|DXN DLY RSSA BEAR 3X|SGMT|GOLDMAN SACHS & CO. LLC|1149
RUSS|DXN DLY RSSA BEAR 3X|SWIM|TD Ameritrade, Inc.|31331
RUSS|DXN DLY RSSA BEAR 3X|TKNG|ALLY INVEST SECURITIES LLC|1531
RUSS|DXN DLY RSSA BEAR 3X|TRCM|TRC MARKETS LLC|30628
RUSS|DXN DLY RSSA BEAR 3X|UBSA|UBS SECURITIES LLC|19454
RUSS|DXN DLY RSSA BEAR 3X|UBSS|UBS Securities LLC|23369
RUSS|DXN DLY RSSA BEAR 3X|VALX|VIRTU AMERICAS LLC|100
RUSS|DXN DLY RSSA BEAR 3X|VGRD|Vanguard Marketing Corporation|1064
RUSS|DXN DLY RSSA BEAR 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1381
RUSS|DXN DLY RSSA BEAR 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3586
RUSS|DXN DLY RSSA BEAR 3X|WSEA|WOLVERINE SECURITIES, LLC|1818
RUTH|RUTH'S HOSPITALITY|ANOS|ABEL/NOSER, L.L.C.|249
RUTH|RUTH'S HOSPITALITY|APCC|Apex Clearing Corporation|29
RUTH|RUTH'S HOSPITALITY|BATM|CBOE TRADING, INC.|100
RUTH|RUTH'S HOSPITALITY|BERN|Sanford C. Bernstein & Co., LLC|24243
RUTH|RUTH'S HOSPITALITY|BIDS|BIDS TRADING L.P.|900
RUTH|RUTH'S HOSPITALITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|936
RUTH|RUTH'S HOSPITALITY|BLKX|INSTINET, LLC|15100
RUTH|RUTH'S HOSPITALITY|BMOC|BMO Capital Markets Corp.|4641
RUTH|RUTH'S HOSPITALITY|BNPX|BNP PARIBAS SECURITIES CORP.|4822
RUTH|RUTH'S HOSPITALITY|BRVL|BLAYLOCK VAN, LLC|400
RUTH|RUTH'S HOSPITALITY|BTIG|BTIG, LLC|4818
RUTH|RUTH'S HOSPITALITY|BYXM|CBOE TRADING, INC.|200
RUTH|RUTH'S HOSPITALITY|BZYD|GOLDMAN SACHS & CO. LLC|1870
RUTH|RUTH'S HOSPITALITY|CANT|Cantor Fitzgerald & Co.|15
RUTH|RUTH'S HOSPITALITY|CIST|Capital Institutional Services, Inc.|160
RUTH|RUTH'S HOSPITALITY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5632
RUTH|RUTH'S HOSPITALITY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RUTH|RUTH'S HOSPITALITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110902
RUTH|RUTH'S HOSPITALITY|CTDL|Citadel Derivatives Group Llc|577
RUTH|RUTH'S HOSPITALITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|21334
RUTH|RUTH'S HOSPITALITY|DBAB|Deutsche Bank Securities Inc.|88432
RUTH|RUTH'S HOSPITALITY|DBAX|Deutsche Bank Securities Inc.|80200
RUTH|RUTH'S HOSPITALITY|DBUL|Deutsche Bank Securities Inc.|100
RUTH|RUTH'S HOSPITALITY|DEAN|MORGAN STANLEY|3750
RUTH|RUTH'S HOSPITALITY|DEGS|RONIN PROFESSIONAL LLC|143
RUTH|RUTH'S HOSPITALITY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11
RUTH|RUTH'S HOSPITALITY|EBXL|EBX LLC|28800
RUTH|RUTH'S HOSPITALITY|ECUT|CONVERGEX EXECUTION SOLUTIONS|9822
RUTH|RUTH'S HOSPITALITY|EDJO|Edward D. Jones & Co., L.P.|522
RUTH|RUTH'S HOSPITALITY|EGAM|CBOE TRADING, INC.|2379
RUTH|RUTH'S HOSPITALITY|EGAW|CBOE TRADING, INC.|81
RUTH|RUTH'S HOSPITALITY|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|126
RUTH|RUTH'S HOSPITALITY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7366
RUTH|RUTH'S HOSPITALITY|ETRS|E*Trade Securities LLC|7165
RUTH|RUTH'S HOSPITALITY|FBCO|Credit Suisse Securities (USA) LLC|153311
RUTH|RUTH'S HOSPITALITY|FILL|Tradestation Securities, Inc.|609
RUTH|RUTH'S HOSPITALITY|FMAF|NBCN Inc./ CDS|807
RUTH|RUTH'S HOSPITALITY|FOMA|TD AMERITRADE CLEARING, INC.|42767
RUTH|RUTH'S HOSPITALITY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1887
RUTH|RUTH'S HOSPITALITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15543
RUTH|RUTH'S HOSPITALITY|FTBR|Foliofn Investments, Inc.|2693
RUTH|RUTH'S HOSPITALITY|GEBB|GLOBAL EXECUTION BROKERS, LP|8090
RUTH|RUTH'S HOSPITALITY|GLPX|ACS EXECUTION SERVICES, LLC|1898
RUTH|RUTH'S HOSPITALITY|GSCO|GOLDMAN SACHS & CO. LLC|135305
RUTH|RUTH'S HOSPITALITY|GSCS|GOLDMAN SACHS & CO. LLC|13881
RUTH|RUTH'S HOSPITALITY|GSLT|GOLDMAN SACHS & CO. LLC|615
RUTH|RUTH'S HOSPITALITY|GTSZ|GTS SECURITIES LLC|19450
RUTH|RUTH'S HOSPITALITY|HRBF|American Enterprise Investment Services Inc.|189
RUTH|RUTH'S HOSPITALITY|IATS|INTERACTIVE BROKERS LLC|1079
RUTH|RUTH'S HOSPITALITY|IBKR|Interactive Brokers Llc|24019
RUTH|RUTH'S HOSPITALITY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
RUTH|RUTH'S HOSPITALITY|ICBX|INSTINET, LLC|18482
RUTH|RUTH'S HOSPITALITY|IEQY|CITADEL SECURITIES LLC|9839
RUTH|RUTH'S HOSPITALITY|INCA|INSTINET, LLC|91800
RUTH|RUTH'S HOSPITALITY|INJX|INSTINET, LLC|8922
RUTH|RUTH'S HOSPITALITY|ITGI|ITG Inc.|59022
RUTH|RUTH'S HOSPITALITY|ITGP|ITG INC.|67600
RUTH|RUTH'S HOSPITALITY|JEFF|JEFFERIES LLC|55663
RUTH|RUTH'S HOSPITALITY|JMPT|JUMP TRADING, LLC|2823
RUTH|RUTH'S HOSPITALITY|JONE|JonesTrading|80670
RUTH|RUTH'S HOSPITALITY|JPBX|J.P. MORGAN SECURITIES LLC|17992
RUTH|RUTH'S HOSPITALITY|JPMX|J.P. Morgan Securities LLC|253442
RUTH|RUTH'S HOSPITALITY|JSJX|JANE STREET CAPITAL LLC|7560
RUTH|RUTH'S HOSPITALITY|KCGM|VIRTU Americas LLC|12100
RUTH|RUTH'S HOSPITALITY|LEHM|Barclays Capital Inc./Le|250018
RUTH|RUTH'S HOSPITALITY|LIME|Lime Brokerage LLC|127890
RUTH|RUTH'S HOSPITALITY|LOOP|Loop Capital Markets LLC|925
RUTH|RUTH'S HOSPITALITY|LSCI|Lek Securities Corporation|100
RUTH|RUTH'S HOSPITALITY|LTCO|Ladenburg, Thalmann & Co., Inc.|3400
RUTH|RUTH'S HOSPITALITY|MAXM|Maxim Group LLC|3111
RUTH|RUTH'S HOSPITALITY|MCMF|Raymond James Ltd. Cds|926
RUTH|RUTH'S HOSPITALITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61284
RUTH|RUTH'S HOSPITALITY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|740
RUTH|RUTH'S HOSPITALITY|MSCO|MORGAN STANLEY & CO. LLC|571252
RUTH|RUTH'S HOSPITALITY|MSPL|MORGAN STANLEY & CO. LLC|92800
RUTH|RUTH'S HOSPITALITY|MSTX|MORGAN STANLEY & CO. LLC|41400
RUTH|RUTH'S HOSPITALITY|NFSC|National Financial Services LLC|38941
RUTH|RUTH'S HOSPITALITY|NITE|VIRTU Americas LLC|126811
RUTH|RUTH'S HOSPITALITY|NITP|VIRTU Americas LLC|2255
RUTH|RUTH'S HOSPITALITY|NQRB|Brut, LLC|100
RUTH|RUTH'S HOSPITALITY|OPCO|Oppenheimer & Co. Inc.|664
RUTH|RUTH'S HOSPITALITY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|408
RUTH|RUTH'S HOSPITALITY|PDQM|CODA MARKETS, INC.|11755
RUTH|RUTH'S HOSPITALITY|PWJC|UBS Financial Services, Inc.|140
RUTH|RUTH'S HOSPITALITY|RBCM|RBC CAPITAL MARKETS, LLC|3337
RUTH|RUTH'S HOSPITALITY|SAGL|SAGETRADER, LLC|1248
RUTH|RUTH'S HOSPITALITY|SAGW|SAGETRADER, LLC|476
RUTH|RUTH'S HOSPITALITY|SBSH|Citigroup Global Markets Inc.|65037
RUTH|RUTH'S HOSPITALITY|SGMT|GOLDMAN SACHS & CO. LLC|34751
RUTH|RUTH'S HOSPITALITY|SPDR|SPEEDROUTE LLC|7472
RUTH|RUTH'S HOSPITALITY|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
RUTH|RUTH'S HOSPITALITY|STFL|Stifel, Nicolaus & Company, Incorporated|1273
RUTH|RUTH'S HOSPITALITY|STKP|STOCKPILE INVESTMENTS, INC.|18
RUTH|RUTH'S HOSPITALITY|SWIM|TD Ameritrade, Inc.|11422
RUTH|RUTH'S HOSPITALITY|SWST|Hilltop Securities Inc.|126
RUTH|RUTH'S HOSPITALITY|TKNG|ALLY INVEST SECURITIES LLC|273
RUTH|RUTH'S HOSPITALITY|TRBT|Tradebot Systems, Inc.|5845
RUTH|RUTH'S HOSPITALITY|TRCM|TRC MARKETS LLC|32787
RUTH|RUTH'S HOSPITALITY|UBSS|UBS Securities LLC|248842
RUTH|RUTH'S HOSPITALITY|VALX|VIRTU AMERICAS LLC|27389
RUTH|RUTH'S HOSPITALITY|VGRD|Vanguard Marketing Corporation|1216
RUTH|RUTH'S HOSPITALITY|WCHV|WELLS FARGO SECURITIES, LLC|67759
RUTH|RUTH'S HOSPITALITY|WEED|Weeden & Co.L.P.|6840
RUTH|RUTH'S HOSPITALITY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2482
RUTH|RUTH'S HOSPITALITY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1173
RUTH|RUTH'S HOSPITALITY|WGIF|CIBC World Markets Inc.|200
RUTH|RUTH'S HOSPITALITY|WSEA|WOLVERINE SECURITIES, LLC|1357
RUTH|RUTH'S HOSPITALITY|XIST|INSTINET, LLC|37508
RUTH|RUTH'S HOSPITALITY|XSTM|NATIONAL FINANCIAL SERVICES LLC|9454
RUTH|RUTH'S HOSPITALITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|227
RVEN|REVEN HOUSING REIT|BATM|CBOE TRADING, INC.|200
RVEN|REVEN HOUSING REIT|CHAS|Charles Schwab & Co., Inc.|500
RVEN|REVEN HOUSING REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|329
RVEN|REVEN HOUSING REIT|CTDL|Citadel Derivatives Group Llc|246
RVEN|REVEN HOUSING REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|4
RVEN|REVEN HOUSING REIT|DBAX|Deutsche Bank Securities Inc.|200
RVEN|REVEN HOUSING REIT|EBXL|EBX LLC|200
RVEN|REVEN HOUSING REIT|ETRS|E*Trade Securities LLC|100
RVEN|REVEN HOUSING REIT|FOMA|TD AMERITRADE CLEARING, INC.|36669
RVEN|REVEN HOUSING REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|299
RVEN|REVEN HOUSING REIT|GEBB|GLOBAL EXECUTION BROKERS, LP|240
RVEN|REVEN HOUSING REIT|GSCO|GOLDMAN SACHS & CO. LLC|1136
RVEN|REVEN HOUSING REIT|GTSZ|GTS SECURITIES LLC|100
RVEN|REVEN HOUSING REIT|IATS|INTERACTIVE BROKERS LLC|100
RVEN|REVEN HOUSING REIT|IBKR|Interactive Brokers Llc|3985
RVEN|REVEN HOUSING REIT|INCA|INSTINET, LLC|1853
RVEN|REVEN HOUSING REIT|KCGM|VIRTU Americas LLC|100
RVEN|REVEN HOUSING REIT|LEHM|Barclays Capital Inc./Le|166
RVEN|REVEN HOUSING REIT|LIME|Lime Brokerage LLC|2901
RVEN|REVEN HOUSING REIT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1
RVEN|REVEN HOUSING REIT|MSCO|MORGAN STANLEY & CO. LLC|1738
RVEN|REVEN HOUSING REIT|NFSC|National Financial Services LLC|500
RVEN|REVEN HOUSING REIT|NITE|VIRTU Americas LLC|9179
RVEN|REVEN HOUSING REIT|RBCM|RBC CAPITAL MARKETS, LLC|1400
RVEN|REVEN HOUSING REIT|SPTD|MINT GLOBAL MARKETS, INC.|4510
RVEN|REVEN HOUSING REIT|SWIM|TD Ameritrade, Inc.|1969
RVEN|REVEN HOUSING REIT|TRCM|TRC MARKETS LLC|378
RVEN|REVEN HOUSING REIT|UBSA|UBS SECURITIES LLC|1045
RVEN|REVEN HOUSING REIT|UBSS|UBS Securities LLC|3016
RVEN|REVEN HOUSING REIT|WCHV|WELLS FARGO SECURITIES, LLC|5
RVEN|REVEN HOUSING REIT|WSEA|WOLVERINE SECURITIES, LLC|790
RVLT|REVOLUTION LGT TC|ALTX|Alternet Securities Inc.|1410
RVLT|REVOLUTION LGT TC|APCC|Apex Clearing Corporation|761
RVLT|REVOLUTION LGT TC|BATM|CBOE TRADING, INC.|124
RVLT|REVOLUTION LGT TC|BAYC|BAY CREST PARTNERS, LLC|1065
RVLT|REVOLUTION LGT TC|BERN|Sanford C. Bernstein & Co., LLC|1404
RVLT|REVOLUTION LGT TC|BIAD|SAGETRADER, LLC|300
RVLT|REVOLUTION LGT TC|BIMI|Banca IMI Securities Corp.|900
RVLT|REVOLUTION LGT TC|BLKX|INSTINET, LLC|10000
RVLT|REVOLUTION LGT TC|BMOC|BMO Capital Markets Corp.|1890
RVLT|REVOLUTION LGT TC|BNPX|BNP PARIBAS SECURITIES CORP.|863
RVLT|REVOLUTION LGT TC|BTIG|BTIG, LLC|3101
RVLT|REVOLUTION LGT TC|CHAS|Charles Schwab & Co., Inc.|1000
RVLT|REVOLUTION LGT TC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14098
RVLT|REVOLUTION LGT TC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1502
RVLT|REVOLUTION LGT TC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14297
RVLT|REVOLUTION LGT TC|CTDL|Citadel Derivatives Group Llc|4843
RVLT|REVOLUTION LGT TC|CTLR|CUTLER GROUP, LP|100
RVLT|REVOLUTION LGT TC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4744
RVLT|REVOLUTION LGT TC|DADA|D.A. Davidson & Co.|100
RVLT|REVOLUTION LGT TC|DBAB|Deutsche Bank Securities Inc.|141516
RVLT|REVOLUTION LGT TC|DBAX|Deutsche Bank Securities Inc.|15200
RVLT|REVOLUTION LGT TC|DEAN|MORGAN STANLEY|200
RVLT|REVOLUTION LGT TC|DEGS|RONIN PROFESSIONAL LLC|28567
RVLT|REVOLUTION LGT TC|EBXL|EBX LLC|27600
RVLT|REVOLUTION LGT TC|ECUT|CONVERGEX EXECUTION SOLUTIONS|227
RVLT|REVOLUTION LGT TC|EGAM|CBOE TRADING, INC.|300
RVLT|REVOLUTION LGT TC|EGMT|EG MARKET TECHNOLOGIES LLC|200
RVLT|REVOLUTION LGT TC|EGXM|CBOE TRADING, INC.|1900
RVLT|REVOLUTION LGT TC|ETBE|Electronic Transaction Clearing, Inc.|10240
RVLT|REVOLUTION LGT TC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1100
RVLT|REVOLUTION LGT TC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4538
RVLT|REVOLUTION LGT TC|ETRS|E*Trade Securities LLC|100505
RVLT|REVOLUTION LGT TC|FBCO|Credit Suisse Securities (USA) LLC|52343
RVLT|REVOLUTION LGT TC|FILL|Tradestation Securities, Inc.|825
RVLT|REVOLUTION LGT TC|FOMA|TD AMERITRADE CLEARING, INC.|166823
RVLT|REVOLUTION LGT TC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5419
RVLT|REVOLUTION LGT TC|FTBR|Foliofn Investments, Inc.|455
RVLT|REVOLUTION LGT TC|GEBB|GLOBAL EXECUTION BROKERS, LP|4990
RVLT|REVOLUTION LGT TC|GLIS|TD Securities Inc|50
RVLT|REVOLUTION LGT TC|GLPX|ACS EXECUTION SERVICES, LLC|600
RVLT|REVOLUTION LGT TC|GSCO|GOLDMAN SACHS & CO. LLC|400950
RVLT|REVOLUTION LGT TC|GSCS|GOLDMAN SACHS & CO. LLC|2923
RVLT|REVOLUTION LGT TC|GSLT|GOLDMAN SACHS & CO. LLC|300
RVLT|REVOLUTION LGT TC|GTSZ|GTS SECURITIES LLC|5750
RVLT|REVOLUTION LGT TC|HAPX|HAP Trading, LLC|500
RVLT|REVOLUTION LGT TC|IATS|INTERACTIVE BROKERS LLC|2630
RVLT|REVOLUTION LGT TC|IBKR|Interactive Brokers Llc|44754
RVLT|REVOLUTION LGT TC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|796
RVLT|REVOLUTION LGT TC|ICBX|INSTINET, LLC|6668
RVLT|REVOLUTION LGT TC|IEQY|CITADEL SECURITIES LLC|2325
RVLT|REVOLUTION LGT TC|INCA|INSTINET, LLC|48539
RVLT|REVOLUTION LGT TC|INJX|INSTINET, LLC|2450
RVLT|REVOLUTION LGT TC|ITGI|ITG Inc.|5551
RVLT|REVOLUTION LGT TC|ITGP|ITG INC.|12600
RVLT|REVOLUTION LGT TC|JEFF|JEFFERIES LLC|23639
RVLT|REVOLUTION LGT TC|JMPT|JUMP TRADING, LLC|7566
RVLT|REVOLUTION LGT TC|JPBX|J.P. MORGAN SECURITIES LLC|3000
RVLT|REVOLUTION LGT TC|JPMX|J.P. Morgan Securities LLC|23914
RVLT|REVOLUTION LGT TC|JSJX|JANE STREET CAPITAL LLC|2509
RVLT|REVOLUTION LGT TC|KCGM|VIRTU Americas LLC|11800
RVLT|REVOLUTION LGT TC|LEHM|Barclays Capital Inc./Le|196975
RVLT|REVOLUTION LGT TC|LIME|Lime Brokerage LLC|73446
RVLT|REVOLUTION LGT TC|LMGP|LIME BROKERAGE LLC|2000
RVLT|REVOLUTION LGT TC|LOOP|Loop Capital Markets LLC|1799
RVLT|REVOLUTION LGT TC|LQNA|LIQUIDNET, INC.|27400
RVLT|REVOLUTION LGT TC|LSCI|Lek Securities Corporation|43
RVLT|REVOLUTION LGT TC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
RVLT|REVOLUTION LGT TC|MAXM|Maxim Group LLC|2964
RVLT|REVOLUTION LGT TC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32496
RVLT|REVOLUTION LGT TC|MSCO|MORGAN STANLEY & CO. LLC|764437
RVLT|REVOLUTION LGT TC|MSPL|MORGAN STANLEY & CO. LLC|13600
RVLT|REVOLUTION LGT TC|MSTX|MORGAN STANLEY & CO. LLC|37600
RVLT|REVOLUTION LGT TC|NBCS|NBC Securities, INC.|5650
RVLT|REVOLUTION LGT TC|NFSC|National Financial Services LLC|97924
RVLT|REVOLUTION LGT TC|NITE|VIRTU Americas LLC|207479
RVLT|REVOLUTION LGT TC|NQRB|Brut, LLC|100
RVLT|REVOLUTION LGT TC|PCPT|PHILLIP CAPITAL INC.|1400
RVLT|REVOLUTION LGT TC|PDQM|CODA MARKETS, INC.|1900
RVLT|REVOLUTION LGT TC|PHLY|NASDAQ Execution Services, LLC|1000
RVLT|REVOLUTION LGT TC|RAJA|Raymond James & Associates, Inc.|1317
RVLT|REVOLUTION LGT TC|ROTH|Roth Capital Partners, LLC|30164
RVLT|REVOLUTION LGT TC|SBSH|Citigroup Global Markets Inc.|93020
RVLT|REVOLUTION LGT TC|SGMT|GOLDMAN SACHS & CO. LLC|5132
RVLT|REVOLUTION LGT TC|SPDR|SPEEDROUTE LLC|401
RVLT|REVOLUTION LGT TC|STFL|Stifel, Nicolaus & Company, Incorporated|300
RVLT|REVOLUTION LGT TC|SWIM|TD Ameritrade, Inc.|42613
RVLT|REVOLUTION LGT TC|TKNG|ALLY INVEST SECURITIES LLC|900
RVLT|REVOLUTION LGT TC|TRBT|Tradebot Systems, Inc.|5511
RVLT|REVOLUTION LGT TC|TRCM|TRC MARKETS LLC|602
RVLT|REVOLUTION LGT TC|TWTT|TASTYWORKS, INC.|500
RVLT|REVOLUTION LGT TC|UBSA|UBS SECURITIES LLC|93664
RVLT|REVOLUTION LGT TC|UBSS|UBS Securities LLC|466974
RVLT|REVOLUTION LGT TC|VALX|VIRTU AMERICAS LLC|625
RVLT|REVOLUTION LGT TC|VGRD|Vanguard Marketing Corporation|3175
RVLT|REVOLUTION LGT TC|WCHV|WELLS FARGO SECURITIES, LLC|5010
RVLT|REVOLUTION LGT TC|WEDB|WEDBUSH SECURITIES INC.|550
RVLT|REVOLUTION LGT TC|WEED|Weeden & Co.L.P.|891
RVLT|REVOLUTION LGT TC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|847
RVLT|REVOLUTION LGT TC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19074
RVLT|REVOLUTION LGT TC|WGIF|CIBC World Markets Inc.|7521
RVLT|REVOLUTION LGT TC|WSEA|WOLVERINE SECURITIES, LLC|2381
RVLT|REVOLUTION LGT TC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11400
RVNC|REVANCE THERAPEUTICS|ADAM|CANACCORD GENUITY INC.|8481
RVNC|REVANCE THERAPEUTICS|ALTX|Alternet Securities Inc.|4165
RVNC|REVANCE THERAPEUTICS|APCC|Apex Clearing Corporation|1104
RVNC|REVANCE THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|499
RVNC|REVANCE THERAPEUTICS|BATM|CBOE TRADING, INC.|1206
RVNC|REVANCE THERAPEUTICS|BAYC|BAY CREST PARTNERS, LLC|1000
RVNC|REVANCE THERAPEUTICS|BAYT|BTIG, LLC|4000
RVNC|REVANCE THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|64
RVNC|REVANCE THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|2700
RVNC|REVANCE THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|926
RVNC|REVANCE THERAPEUTICS|BMOC|BMO Capital Markets Corp.|4742
RVNC|REVANCE THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|2320
RVNC|REVANCE THERAPEUTICS|BTIG|BTIG, LLC|973186
RVNC|REVANCE THERAPEUTICS|BYXM|CBOE TRADING, INC.|400
RVNC|REVANCE THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|500
RVNC|REVANCE THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|147657
RVNC|REVANCE THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3459
RVNC|REVANCE THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RVNC|REVANCE THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123407
RVNC|REVANCE THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|7402
RVNC|REVANCE THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|20822
RVNC|REVANCE THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|139403
RVNC|REVANCE THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|150100
RVNC|REVANCE THERAPEUTICS|DBUL|Deutsche Bank Securities Inc.|100
RVNC|REVANCE THERAPEUTICS|DEAN|MORGAN STANLEY|970
RVNC|REVANCE THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|8213
RVNC|REVANCE THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
RVNC|REVANCE THERAPEUTICS|EBXL|EBX LLC|73900
RVNC|REVANCE THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2387
RVNC|REVANCE THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|900
RVNC|REVANCE THERAPEUTICS|EGAM|CBOE TRADING, INC.|12801
RVNC|REVANCE THERAPEUTICS|EGAW|CBOE TRADING, INC.|71
RVNC|REVANCE THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|300
RVNC|REVANCE THERAPEUTICS|EGXM|CBOE TRADING, INC.|890
RVNC|REVANCE THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|200
RVNC|REVANCE THERAPEUTICS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3704
RVNC|REVANCE THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
RVNC|REVANCE THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12550
RVNC|REVANCE THERAPEUTICS|ETRS|E*Trade Securities LLC|96730
RVNC|REVANCE THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|191644
RVNC|REVANCE THERAPEUTICS|FBSB|U.S. Bancorp Investments, Inc.|2700
RVNC|REVANCE THERAPEUTICS|FILL|Tradestation Securities, Inc.|5180
RVNC|REVANCE THERAPEUTICS|FINX|FINTECH SECURITIES|11000
RVNC|REVANCE THERAPEUTICS|FMAF|NBCN Inc./ CDS|20
RVNC|REVANCE THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|250244
RVNC|REVANCE THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|66
RVNC|REVANCE THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30040
RVNC|REVANCE THERAPEUTICS|FTBR|Foliofn Investments, Inc.|5
RVNC|REVANCE THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|5658
RVNC|REVANCE THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|6106
RVNC|REVANCE THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|469773
RVNC|REVANCE THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|9348
RVNC|REVANCE THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|3145
RVNC|REVANCE THERAPEUTICS|GTSZ|GTS SECURITIES LLC|17365
RVNC|REVANCE THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|1302
RVNC|REVANCE THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|3241
RVNC|REVANCE THERAPEUTICS|IBKR|Interactive Brokers Llc|33004
RVNC|REVANCE THERAPEUTICS|ICBX|INSTINET, LLC|29706
RVNC|REVANCE THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|27513
RVNC|REVANCE THERAPEUTICS|INCA|INSTINET, LLC|96784
RVNC|REVANCE THERAPEUTICS|INJX|INSTINET, LLC|10661
RVNC|REVANCE THERAPEUTICS|ITGI|ITG Inc.|110913
RVNC|REVANCE THERAPEUTICS|ITGP|ITG INC.|64200
RVNC|REVANCE THERAPEUTICS|JEFF|JEFFERIES LLC|65279
RVNC|REVANCE THERAPEUTICS|JMPT|JUMP TRADING, LLC|10824
RVNC|REVANCE THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|27518
RVNC|REVANCE THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|271267
RVNC|REVANCE THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|4728
RVNC|REVANCE THERAPEUTICS|KCGM|VIRTU Americas LLC|30690
RVNC|REVANCE THERAPEUTICS|LEHM|Barclays Capital Inc./Le|384782
RVNC|REVANCE THERAPEUTICS|LIME|Lime Brokerage LLC|99743
RVNC|REVANCE THERAPEUTICS|LSCI|Lek Securities Corporation|113
RVNC|REVANCE THERAPEUTICS|MAXM|Maxim Group LLC|3360
RVNC|REVANCE THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72000
RVNC|REVANCE THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|831138
RVNC|REVANCE THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|147100
RVNC|REVANCE THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|51000
RVNC|REVANCE THERAPEUTICS|MZHO|Mizuho Securities USA LLC|5154
RVNC|REVANCE THERAPEUTICS|NFSC|National Financial Services LLC|119429
RVNC|REVANCE THERAPEUTICS|NITE|VIRTU Americas LLC|324645
RVNC|REVANCE THERAPEUTICS|NITP|VIRTU Americas LLC|2800
RVNC|REVANCE THERAPEUTICS|NQRB|Brut, LLC|5278
RVNC|REVANCE THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1498
RVNC|REVANCE THERAPEUTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|20
RVNC|REVANCE THERAPEUTICS|PDQM|CODA MARKETS, INC.|34997
RVNC|REVANCE THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|4000
RVNC|REVANCE THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|2549
RVNC|REVANCE THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|6284
RVNC|REVANCE THERAPEUTICS|RGLD|Regal Securities, Inc|300
RVNC|REVANCE THERAPEUTICS|SAGL|SAGETRADER, LLC|1920
RVNC|REVANCE THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|136795
RVNC|REVANCE THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|90369
RVNC|REVANCE THERAPEUTICS|SPDR|SPEEDROUTE LLC|26000
RVNC|REVANCE THERAPEUTICS|SPTD|MINT GLOBAL MARKETS, INC.|17125
RVNC|REVANCE THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|1593
RVNC|REVANCE THERAPEUTICS|SWIM|TD Ameritrade, Inc.|52792
RVNC|REVANCE THERAPEUTICS|SWST|Hilltop Securities Inc.|200
RVNC|REVANCE THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|195
RVNC|REVANCE THERAPEUTICS|TRBT|Tradebot Systems, Inc.|11400
RVNC|REVANCE THERAPEUTICS|TRCM|TRC MARKETS LLC|35265
RVNC|REVANCE THERAPEUTICS|UBSA|UBS SECURITIES LLC|357131
RVNC|REVANCE THERAPEUTICS|UBSS|UBS Securities LLC|709801
RVNC|REVANCE THERAPEUTICS|VALX|VIRTU AMERICAS LLC|5971
RVNC|REVANCE THERAPEUTICS|VGRD|Vanguard Marketing Corporation|47850
RVNC|REVANCE THERAPEUTICS|WBET|Wallachbeth Capital LLC|15911
RVNC|REVANCE THERAPEUTICS|WBLR|WILLIAM BLAIR|100
RVNC|REVANCE THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
RVNC|REVANCE THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|21649
RVNC|REVANCE THERAPEUTICS|WEED|Weeden & Co.L.P.|750
RVNC|REVANCE THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2752
RVNC|REVANCE THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4325
RVNC|REVANCE THERAPEUTICS|WGIF|CIBC World Markets Inc.|501
RVNC|REVANCE THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|761
RVNC|REVANCE THERAPEUTICS|XIST|INSTINET, LLC|10800
RVNC|REVANCE THERAPEUTICS|XPUS|XP SECURITIES, LLC|1258
RVNC|REVANCE THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|35200
RVNC|REVANCE THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|496
RVNC|REVANCE THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1465
RVNU|XTRACKERS MUNICIPAL|APCC|Apex Clearing Corporation|2
RVNU|XTRACKERS MUNICIPAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1719
RVNU|XTRACKERS MUNICIPAL|CHAS|Charles Schwab & Co., Inc.|448
RVNU|XTRACKERS MUNICIPAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2000
RVNU|XTRACKERS MUNICIPAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|923
RVNU|XTRACKERS MUNICIPAL|DBAX|Deutsche Bank Securities Inc.|100
RVNU|XTRACKERS MUNICIPAL|EBXL|EBX LLC|700
RVNU|XTRACKERS MUNICIPAL|EDJO|Edward D. Jones & Co., L.P.|17
RVNU|XTRACKERS MUNICIPAL|EGXW|CBOE TRADING, INC.|100
RVNU|XTRACKERS MUNICIPAL|ETRS|E*Trade Securities LLC|336
RVNU|XTRACKERS MUNICIPAL|FTBR|Foliofn Investments, Inc.|1139
RVNU|XTRACKERS MUNICIPAL|HRBF|American Enterprise Investment Services Inc.|306
RVNU|XTRACKERS MUNICIPAL|IBKR|Interactive Brokers Llc|230
RVNU|XTRACKERS MUNICIPAL|INCA|INSTINET, LLC|200
RVNU|XTRACKERS MUNICIPAL|JSJX|JANE STREET CAPITAL LLC|2051
RVNU|XTRACKERS MUNICIPAL|KCGM|VIRTU Americas LLC|311
RVNU|XTRACKERS MUNICIPAL|LIME|Lime Brokerage LLC|100
RVNU|XTRACKERS MUNICIPAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
RVNU|XTRACKERS MUNICIPAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
RVNU|XTRACKERS MUNICIPAL|MSCO|MORGAN STANLEY & CO. LLC|787
RVNU|XTRACKERS MUNICIPAL|NFSC|National Financial Services LLC|4144
RVNU|XTRACKERS MUNICIPAL|NITE|VIRTU Americas LLC|10128
RVNU|XTRACKERS MUNICIPAL|NQRB|Brut, LLC|168
RVNU|XTRACKERS MUNICIPAL|RBCM|RBC CAPITAL MARKETS, LLC|248
RVNU|XTRACKERS MUNICIPAL|UBSA|UBS SECURITIES LLC|802
RVNU|XTRACKERS MUNICIPAL|UBSS|UBS Securities LLC|923
RVNU|XTRACKERS MUNICIPAL|VGRD|Vanguard Marketing Corporation|10
RVNU|XTRACKERS MUNICIPAL|WCHV|WELLS FARGO SECURITIES, LLC|450
RVNU|XTRACKERS MUNICIPAL|WSEA|WOLVERINE SECURITIES, LLC|1
RVNU|XTRACKERS MUNICIPAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1449
RVP|RETRACTABLE TECH INC|APCC|Apex Clearing Corporation|3756
RVP|RETRACTABLE TECH INC|BATM|CBOE TRADING, INC.|1463
RVP|RETRACTABLE TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|108186
RVP|RETRACTABLE TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
RVP|RETRACTABLE TECH INC|DBAB|Deutsche Bank Securities Inc.|2959
RVP|RETRACTABLE TECH INC|DBAX|Deutsche Bank Securities Inc.|2300
RVP|RETRACTABLE TECH INC|DEGS|RONIN PROFESSIONAL LLC|3179
RVP|RETRACTABLE TECH INC|EBXL|EBX LLC|2800
RVP|RETRACTABLE TECH INC|EDJO|Edward D. Jones & Co., L.P.|100
RVP|RETRACTABLE TECH INC|EGXM|CBOE TRADING, INC.|1200
RVP|RETRACTABLE TECH INC|ETRS|E*Trade Securities LLC|37834
RVP|RETRACTABLE TECH INC|FMAF|NBCN Inc./ CDS|3000
RVP|RETRACTABLE TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|337
RVP|RETRACTABLE TECH INC|GLIS|TD Securities Inc|2180
RVP|RETRACTABLE TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|7207
RVP|RETRACTABLE TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|3700
RVP|RETRACTABLE TECH INC|HRBF|American Enterprise Investment Services Inc.|25894
RVP|RETRACTABLE TECH INC|IATS|INTERACTIVE BROKERS LLC|400
RVP|RETRACTABLE TECH INC|IBKR|Interactive Brokers Llc|13424
RVP|RETRACTABLE TECH INC|ICBX|INSTINET, LLC|400
RVP|RETRACTABLE TECH INC|INCA|INSTINET, LLC|156
RVP|RETRACTABLE TECH INC|ITGI|ITG Inc.|1000
RVP|RETRACTABLE TECH INC|ITGP|ITG INC.|400
RVP|RETRACTABLE TECH INC|JEFF|JEFFERIES LLC|400
RVP|RETRACTABLE TECH INC|JPMX|J.P. Morgan Securities LLC|2200
RVP|RETRACTABLE TECH INC|KCGM|VIRTU Americas LLC|100
RVP|RETRACTABLE TECH INC|LEHM|Barclays Capital Inc./Le|3800
RVP|RETRACTABLE TECH INC|LIME|Lime Brokerage LLC|249
RVP|RETRACTABLE TECH INC|MSCO|MORGAN STANLEY & CO. LLC|34961
RVP|RETRACTABLE TECH INC|NFSC|National Financial Services LLC|154508
RVP|RETRACTABLE TECH INC|NITE|VIRTU Americas LLC|212717
RVP|RETRACTABLE TECH INC|NQRB|Brut, LLC|1
RVP|RETRACTABLE TECH INC|PDQM|CODA MARKETS, INC.|284
RVP|RETRACTABLE TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|8865
RVP|RETRACTABLE TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|838
RVP|RETRACTABLE TECH INC|SPDR|SPEEDROUTE LLC|2550
RVP|RETRACTABLE TECH INC|SWIM|TD Ameritrade, Inc.|133214
RVP|RETRACTABLE TECH INC|SWST|Hilltop Securities Inc.|15500
RVP|RETRACTABLE TECH INC|TKNG|ALLY INVEST SECURITIES LLC|372
RVP|RETRACTABLE TECH INC|UBSA|UBS SECURITIES LLC|6141
RVP|RETRACTABLE TECH INC|UBSS|UBS Securities LLC|17753
RVP|RETRACTABLE TECH INC|VGRD|Vanguard Marketing Corporation|300
RVP|RETRACTABLE TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|14
RVP|RETRACTABLE TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2085
RVP|RETRACTABLE TECH INC|WSEA|WOLVERINE SECURITIES, LLC|273
RVRS|REVERSE CAP WEIGHTED|BATM|CBOE TRADING, INC.|10
RVRS|REVERSE CAP WEIGHTED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
RVRS|REVERSE CAP WEIGHTED|ETRS|E*Trade Securities LLC|121
RVRS|REVERSE CAP WEIGHTED|IBKR|Interactive Brokers Llc|31
RVRS|REVERSE CAP WEIGHTED|JSJX|JANE STREET CAPITAL LLC|4802
RVRS|REVERSE CAP WEIGHTED|KCGM|VIRTU Americas LLC|265
RVRS|REVERSE CAP WEIGHTED|LIME|Lime Brokerage LLC|25
RVRS|REVERSE CAP WEIGHTED|MSCO|MORGAN STANLEY & CO. LLC|200
RVRS|REVERSE CAP WEIGHTED|NFSC|National Financial Services LLC|4061
RVRS|REVERSE CAP WEIGHTED|NITE|VIRTU Americas LLC|6524
RVRS|REVERSE CAP WEIGHTED|TKNG|ALLY INVEST SECURITIES LLC|30
RVRS|REVERSE CAP WEIGHTED|UBSA|UBS SECURITIES LLC|300
RVRS|REVERSE CAP WEIGHTED|UBSS|UBS Securities LLC|1400
RVRS|REVERSE CAP WEIGHTED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8051
RVRS|REVERSE CAP WEIGHTED|WSEA|WOLVERINE SECURITIES, LLC|2
RVSB|RIVERVIEW BANCORP|ALTX|Alternet Securities Inc.|300
RVSB|RIVERVIEW BANCORP|APCC|Apex Clearing Corporation|22
RVSB|RIVERVIEW BANCORP|BANK|Primevest Financial Services, Inc.|165
RVSB|RIVERVIEW BANCORP|BARD|Robert W. Baird & Co. Incorporated|500
RVSB|RIVERVIEW BANCORP|BATM|CBOE TRADING, INC.|220
RVSB|RIVERVIEW BANCORP|BAYC|BAY CREST PARTNERS, LLC|1285
RVSB|RIVERVIEW BANCORP|BERN|Sanford C. Bernstein & Co., LLC|3603
RVSB|RIVERVIEW BANCORP|BIDS|BIDS TRADING L.P.|12400
RVSB|RIVERVIEW BANCORP|BLKX|INSTINET, LLC|21382
RVSB|RIVERVIEW BANCORP|BMOC|BMO Capital Markets Corp.|3402
RVSB|RIVERVIEW BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|2044
RVSB|RIVERVIEW BANCORP|BTIG|BTIG, LLC|312
RVSB|RIVERVIEW BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|1583
RVSB|RIVERVIEW BANCORP|CHAS|Charles Schwab & Co., Inc.|2
RVSB|RIVERVIEW BANCORP|CLSA|CLSA AMERICAS, LLC|7656
RVSB|RIVERVIEW BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5739
RVSB|RIVERVIEW BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1473
RVSB|RIVERVIEW BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11141
RVSB|RIVERVIEW BANCORP|CTDL|Citadel Derivatives Group Llc|1456
RVSB|RIVERVIEW BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11882
RVSB|RIVERVIEW BANCORP|DADA|D.A. Davidson & Co.|100
RVSB|RIVERVIEW BANCORP|DBAB|Deutsche Bank Securities Inc.|31007
RVSB|RIVERVIEW BANCORP|DBAX|Deutsche Bank Securities Inc.|4000
RVSB|RIVERVIEW BANCORP|DEGS|RONIN PROFESSIONAL LLC|4394
RVSB|RIVERVIEW BANCORP|EBXL|EBX LLC|7700
RVSB|RIVERVIEW BANCORP|EDJO|Edward D. Jones & Co., L.P.|6121
RVSB|RIVERVIEW BANCORP|EGAM|CBOE TRADING, INC.|1400
RVSB|RIVERVIEW BANCORP|EGXM|CBOE TRADING, INC.|186
RVSB|RIVERVIEW BANCORP|ETBE|Electronic Transaction Clearing, Inc.|8203
RVSB|RIVERVIEW BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1528
RVSB|RIVERVIEW BANCORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|122
RVSB|RIVERVIEW BANCORP|ETRS|E*Trade Securities LLC|4479
RVSB|RIVERVIEW BANCORP|FBCO|Credit Suisse Securities (USA) LLC|138467
RVSB|RIVERVIEW BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|16752
RVSB|RIVERVIEW BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5617
RVSB|RIVERVIEW BANCORP|FTBR|Foliofn Investments, Inc.|214
RVSB|RIVERVIEW BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|6954
RVSB|RIVERVIEW BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|998
RVSB|RIVERVIEW BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|113372
RVSB|RIVERVIEW BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|1840
RVSB|RIVERVIEW BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|665
RVSB|RIVERVIEW BANCORP|GTSZ|GTS SECURITIES LLC|3940
RVSB|RIVERVIEW BANCORP|HSBC|HSBC Securities, Inc.|600
RVSB|RIVERVIEW BANCORP|IATS|INTERACTIVE BROKERS LLC|300
RVSB|RIVERVIEW BANCORP|IBKR|Interactive Brokers Llc|12576
RVSB|RIVERVIEW BANCORP|ICBX|INSTINET, LLC|8898
RVSB|RIVERVIEW BANCORP|IEQY|CITADEL SECURITIES LLC|2610
RVSB|RIVERVIEW BANCORP|INCA|INSTINET, LLC|113131
RVSB|RIVERVIEW BANCORP|INJX|INSTINET, LLC|4054
RVSB|RIVERVIEW BANCORP|ITGI|ITG Inc.|22655
RVSB|RIVERVIEW BANCORP|JANY|Janney Montgomery Scott Inc.|1755
RVSB|RIVERVIEW BANCORP|JEFF|JEFFERIES LLC|7083
RVSB|RIVERVIEW BANCORP|JONE|JonesTrading|1299
RVSB|RIVERVIEW BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|2200
RVSB|RIVERVIEW BANCORP|JPMX|J.P. Morgan Securities LLC|8243
RVSB|RIVERVIEW BANCORP|KCGM|VIRTU Americas LLC|2733
RVSB|RIVERVIEW BANCORP|LEHM|Barclays Capital Inc./Le|43637
RVSB|RIVERVIEW BANCORP|LIME|Lime Brokerage LLC|64769
RVSB|RIVERVIEW BANCORP|LMGP|LIME BROKERAGE LLC|25253
RVSB|RIVERVIEW BANCORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|19616
RVSB|RIVERVIEW BANCORP|LQNA|LIQUIDNET, INC.|11000
RVSB|RIVERVIEW BANCORP|LSCI|Lek Securities Corporation|100
RVSB|RIVERVIEW BANCORP|MACC|Mid Atlantic Capital Corporation|1600
RVSB|RIVERVIEW BANCORP|MAXM|Maxim Group LLC|2278
RVSB|RIVERVIEW BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
RVSB|RIVERVIEW BANCORP|MSCO|MORGAN STANLEY & CO. LLC|184498
RVSB|RIVERVIEW BANCORP|MSPL|MORGAN STANLEY & CO. LLC|9600
RVSB|RIVERVIEW BANCORP|NFSC|National Financial Services LLC|24924
RVSB|RIVERVIEW BANCORP|NITE|VIRTU Americas LLC|63421
RVSB|RIVERVIEW BANCORP|NITP|VIRTU Americas LLC|1300
RVSB|RIVERVIEW BANCORP|NQRB|Brut, LLC|11474
RVSB|RIVERVIEW BANCORP|PDQM|CODA MARKETS, INC.|1898
RVSB|RIVERVIEW BANCORP|RAJA|Raymond James & Associates, Inc.|70601
RVSB|RIVERVIEW BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|576
RVSB|RIVERVIEW BANCORP|SBSH|Citigroup Global Markets Inc.|26695
RVSB|RIVERVIEW BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|3891
RVSB|RIVERVIEW BANCORP|SPDR|SPEEDROUTE LLC|7877
RVSB|RIVERVIEW BANCORP|SWIM|TD Ameritrade, Inc.|800
RVSB|RIVERVIEW BANCORP|SWST|Hilltop Securities Inc.|600
RVSB|RIVERVIEW BANCORP|TKNG|ALLY INVEST SECURITIES LLC|15
RVSB|RIVERVIEW BANCORP|TMBR|Timber Hill LLC|100
RVSB|RIVERVIEW BANCORP|TRBT|Tradebot Systems, Inc.|2236
RVSB|RIVERVIEW BANCORP|TRCM|TRC MARKETS LLC|26453
RVSB|RIVERVIEW BANCORP|UBSA|UBS SECURITIES LLC|44228
RVSB|RIVERVIEW BANCORP|UBSS|UBS Securities LLC|72024
RVSB|RIVERVIEW BANCORP|VALX|VIRTU AMERICAS LLC|1023
RVSB|RIVERVIEW BANCORP|VGRD|Vanguard Marketing Corporation|1948
RVSB|RIVERVIEW BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|8124
RVSB|RIVERVIEW BANCORP|WDNX|WEEDEN & CO.L.P.|500
RVSB|RIVERVIEW BANCORP|WEED|Weeden & Co.L.P.|1100
RVSB|RIVERVIEW BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|801
RVSB|RIVERVIEW BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|731
RVSB|RIVERVIEW BANCORP|WSEA|WOLVERINE SECURITIES, LLC|735
RVSB|RIVERVIEW BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
RVSB|RIVERVIEW BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|550
RVT|ROYCE VALUE TR INC|ALTX|Alternet Securities Inc.|3737
RVT|ROYCE VALUE TR INC|APCC|Apex Clearing Corporation|1266
RVT|ROYCE VALUE TR INC|BANK|Primevest Financial Services, Inc.|400
RVT|ROYCE VALUE TR INC|BARD|Robert W. Baird & Co. Incorporated|25860
RVT|ROYCE VALUE TR INC|BAYC|BAY CREST PARTNERS, LLC|6382
RVT|ROYCE VALUE TR INC|BBNT|BB&T SECURITIES, LLC|1200
RVT|ROYCE VALUE TR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11467
RVT|ROYCE VALUE TR INC|BTIG|BTIG, LLC|17241
RVT|ROYCE VALUE TR INC|BYXM|CBOE TRADING, INC.|300
RVT|ROYCE VALUE TR INC|CANT|Cantor Fitzgerald & Co.|27323
RVT|ROYCE VALUE TR INC|CHAS|Charles Schwab & Co., Inc.|3872
RVT|ROYCE VALUE TR INC|CIST|Capital Institutional Services, Inc.|735
RVT|ROYCE VALUE TR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8287
RVT|ROYCE VALUE TR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
RVT|ROYCE VALUE TR INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
RVT|ROYCE VALUE TR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69006
RVT|ROYCE VALUE TR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|20484
RVT|ROYCE VALUE TR INC|DADA|D.A. Davidson & Co.|10731
RVT|ROYCE VALUE TR INC|DAVA|Davenport & Company LLC|52
RVT|ROYCE VALUE TR INC|DBAX|Deutsche Bank Securities Inc.|27000
RVT|ROYCE VALUE TR INC|DEAN|MORGAN STANLEY|125779
RVT|ROYCE VALUE TR INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|667
RVT|ROYCE VALUE TR INC|EBXL|EBX LLC|26100
RVT|ROYCE VALUE TR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3396
RVT|ROYCE VALUE TR INC|EDJO|Edward D. Jones & Co., L.P.|4521
RVT|ROYCE VALUE TR INC|EGAM|CBOE TRADING, INC.|1594
RVT|ROYCE VALUE TR INC|EGXM|CBOE TRADING, INC.|354
RVT|ROYCE VALUE TR INC|EGXW|CBOE TRADING, INC.|100
RVT|ROYCE VALUE TR INC|ESPO|ESPOSITO SECURITIES, LLC|7816
RVT|ROYCE VALUE TR INC|ETBE|Electronic Transaction Clearing, Inc.|200
RVT|ROYCE VALUE TR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|380
RVT|ROYCE VALUE TR INC|ETRS|E*Trade Securities LLC|60924
RVT|ROYCE VALUE TR INC|FILL|Tradestation Securities, Inc.|200
RVT|ROYCE VALUE TR INC|FMCO|First Manhattan Co|1973
RVT|ROYCE VALUE TR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
RVT|ROYCE VALUE TR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5789
RVT|ROYCE VALUE TR INC|FTBR|Foliofn Investments, Inc.|811
RVT|ROYCE VALUE TR INC|GLPX|ACS EXECUTION SERVICES, LLC|4655
RVT|ROYCE VALUE TR INC|GSCO|GOLDMAN SACHS & CO. LLC|3136
RVT|ROYCE VALUE TR INC|GSCS|GOLDMAN SACHS & CO. LLC|2747
RVT|ROYCE VALUE TR INC|GSLT|GOLDMAN SACHS & CO. LLC|4117
RVT|ROYCE VALUE TR INC|GTSZ|GTS SECURITIES LLC|100
RVT|ROYCE VALUE TR INC|HRBF|American Enterprise Investment Services Inc.|6245
RVT|ROYCE VALUE TR INC|IATS|INTERACTIVE BROKERS LLC|23686
RVT|ROYCE VALUE TR INC|IBKR|Interactive Brokers Llc|95011
RVT|ROYCE VALUE TR INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2201
RVT|ROYCE VALUE TR INC|ICBX|INSTINET, LLC|11327
RVT|ROYCE VALUE TR INC|INCA|INSTINET, LLC|9872
RVT|ROYCE VALUE TR INC|INJX|INSTINET, LLC|100
RVT|ROYCE VALUE TR INC|ITGI|ITG Inc.|18013
RVT|ROYCE VALUE TR INC|ITGP|ITG INC.|23000
RVT|ROYCE VALUE TR INC|JANY|Janney Montgomery Scott Inc.|5949
RVT|ROYCE VALUE TR INC|JEFF|JEFFERIES LLC|5300
RVT|ROYCE VALUE TR INC|JMPT|JUMP TRADING, LLC|1827
RVT|ROYCE VALUE TR INC|JPMX|J.P. Morgan Securities LLC|16308
RVT|ROYCE VALUE TR INC|JSJX|JANE STREET CAPITAL LLC|1400
RVT|ROYCE VALUE TR INC|KCGM|VIRTU Americas LLC|31502
RVT|ROYCE VALUE TR INC|LEHM|Barclays Capital Inc./Le|39094
RVT|ROYCE VALUE TR INC|LGNT|COR CLEARING LLC|4
RVT|ROYCE VALUE TR INC|LIME|Lime Brokerage LLC|1240
RVT|ROYCE VALUE TR INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3475
RVT|ROYCE VALUE TR INC|MAXM|Maxim Group LLC|12064
RVT|ROYCE VALUE TR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34504
RVT|ROYCE VALUE TR INC|MSCO|MORGAN STANLEY & CO. LLC|331116
RVT|ROYCE VALUE TR INC|MSPL|MORGAN STANLEY & CO. LLC|22900
RVT|ROYCE VALUE TR INC|NFSC|National Financial Services LLC|202745
RVT|ROYCE VALUE TR INC|NITE|VIRTU Americas LLC|680924
RVT|ROYCE VALUE TR INC|NQRB|Brut, LLC|700
RVT|ROYCE VALUE TR INC|NTRC|Northern Trust Securities, Inc.|805
RVT|ROYCE VALUE TR INC|OPCO|Oppenheimer & Co. Inc.|20546
RVT|ROYCE VALUE TR INC|OTAA|OTA LLC|100
RVT|ROYCE VALUE TR INC|PASL|Pershing Advisor Solutions LLC|755
RVT|ROYCE VALUE TR INC|PDQM|CODA MARKETS, INC.|12755
RVT|ROYCE VALUE TR INC|PWJC|UBS Financial Services, Inc.|15219
RVT|ROYCE VALUE TR INC|RBCM|RBC CAPITAL MARKETS, LLC|35430
RVT|ROYCE VALUE TR INC|RGLD|Regal Securities, Inc|300
RVT|ROYCE VALUE TR INC|SAGC|SAGETRADER, LLC|1000
RVT|ROYCE VALUE TR INC|SAGL|SAGETRADER, LLC|500
RVT|ROYCE VALUE TR INC|SALI|INTL FCSTONE FINANCIAL INC.|2604
RVT|ROYCE VALUE TR INC|SBRX|MURIEL SIEBERT & CO INC|100
RVT|ROYCE VALUE TR INC|SBSH|Citigroup Global Markets Inc.|66625
RVT|ROYCE VALUE TR INC|SGMT|GOLDMAN SACHS & CO. LLC|13559
RVT|ROYCE VALUE TR INC|SPDR|SPEEDROUTE LLC|2500
RVT|ROYCE VALUE TR INC|SPHN|Stephens Inc.|1466
RVT|ROYCE VALUE TR INC|STFL|Stifel, Nicolaus & Company, Incorporated|105635
RVT|ROYCE VALUE TR INC|STXG|Stockcross Financial Services, Inc.|458
RVT|ROYCE VALUE TR INC|SWIM|TD Ameritrade, Inc.|11856
RVT|ROYCE VALUE TR INC|SWST|Hilltop Securities Inc.|16011
RVT|ROYCE VALUE TR INC|TKNG|ALLY INVEST SECURITIES LLC|7484
RVT|ROYCE VALUE TR INC|TRBT|Tradebot Systems, Inc.|358
RVT|ROYCE VALUE TR INC|UBSA|UBS SECURITIES LLC|105722
RVT|ROYCE VALUE TR INC|UBSS|UBS Securities LLC|162807
RVT|ROYCE VALUE TR INC|VALX|VIRTU AMERICAS LLC|2299
RVT|ROYCE VALUE TR INC|VGRD|Vanguard Marketing Corporation|21601
RVT|ROYCE VALUE TR INC|WBLR|WILLIAM BLAIR|556
RVT|ROYCE VALUE TR INC|WCHV|WELLS FARGO SECURITIES, LLC|452794
RVT|ROYCE VALUE TR INC|WEDB|WEDBUSH SECURITIES INC.|4530
RVT|ROYCE VALUE TR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7440
RVT|ROYCE VALUE TR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
RVT|ROYCE VALUE TR INC|WSEA|WOLVERINE SECURITIES, LLC|13155
RVT|ROYCE VALUE TR INC|XPQR|Jump Trading|400
RVT|ROYCE VALUE TR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
RVT|ROYCE VALUE TR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|800
RVT|ROYCE VALUE TR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46468
RWGE|REGALWOOD GLOBAL ENE|BTIG|BTIG, LLC|151200
RWGE|REGALWOOD GLOBAL ENE|CANT|Cantor Fitzgerald & Co.|610300
RWGE|REGALWOOD GLOBAL ENE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
RWGE|REGALWOOD GLOBAL ENE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
RWGE|REGALWOOD GLOBAL ENE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
RWGE|REGALWOOD GLOBAL ENE|GSCO|GOLDMAN SACHS & CO. LLC|200
RWGE|REGALWOOD GLOBAL ENE|INCA|INSTINET, LLC|700
RWGE|REGALWOOD GLOBAL ENE|MPSG|E D & F Man Capital Markets Inc.|300000
RWGE|REGALWOOD GLOBAL ENE|MSCO|MORGAN STANLEY & CO. LLC|200
RWGE|REGALWOOD GLOBAL ENE|NITE|VIRTU Americas LLC|1621
RWGE|REGALWOOD GLOBAL ENE|TRBT|Tradebot Systems, Inc.|100
RWGE|REGALWOOD GLOBAL ENE|UBSA|UBS SECURITIES LLC|1100
RWGE|REGALWOOD GLOBAL ENE|WEED|Weeden & Co.L.P.|750000
RWGE.U|REGALWOOD GLOBAL UTS|CANT|Cantor Fitzgerald & Co.|126200
RWGE.U|REGALWOOD GLOBAL UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1100
RWGE.U|REGALWOOD GLOBAL UTS|GSCO|GOLDMAN SACHS & CO. LLC|1900
RWGE.U|REGALWOOD GLOBAL UTS|ITGI|ITG Inc.|24800
RWGE.U|REGALWOOD GLOBAL UTS|MITR|GMP SECURITIES, LLC|60002
RWGE.U|REGALWOOD GLOBAL UTS|MSCO|MORGAN STANLEY & CO. LLC|33200
RWGE.U|REGALWOOD GLOBAL UTS|NFSC|National Financial Services LLC|400
RWGE.U|REGALWOOD GLOBAL UTS|NITE|VIRTU Americas LLC|3600
RWGE.W|REGALWOOD GLOBAL WTS|CANT|Cantor Fitzgerald & Co.|84200
RWGE.W|REGALWOOD GLOBAL WTS|ETRS|E*Trade Securities LLC|1500
RWGE.W|REGALWOOD GLOBAL WTS|GSLT|GOLDMAN SACHS & CO. LLC|300
RWGE.W|REGALWOOD GLOBAL WTS|MITR|GMP SECURITIES, LLC|20766
RWGE.W|REGALWOOD GLOBAL WTS|MPSG|E D & F Man Capital Markets Inc.|307880
RWGE.W|REGALWOOD GLOBAL WTS|NFSC|National Financial Services LLC|200
RWGE.W|REGALWOOD GLOBAL WTS|NITE|VIRTU Americas LLC|2500
RWGE.W|REGALWOOD GLOBAL WTS|SBSH|Citigroup Global Markets Inc.|100000
RWJ|OPPENHEIMER S&P SMAL|APCC|Apex Clearing Corporation|13
RWJ|OPPENHEIMER S&P SMAL|BARD|Robert W. Baird & Co. Incorporated|294
RWJ|OPPENHEIMER S&P SMAL|BATM|CBOE TRADING, INC.|2
RWJ|OPPENHEIMER S&P SMAL|BBNT|BB&T SECURITIES, LLC|50
RWJ|OPPENHEIMER S&P SMAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6729
RWJ|OPPENHEIMER S&P SMAL|CANT|Cantor Fitzgerald & Co.|98
RWJ|OPPENHEIMER S&P SMAL|CHAS|Charles Schwab & Co., Inc.|5
RWJ|OPPENHEIMER S&P SMAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5566
RWJ|OPPENHEIMER S&P SMAL|DADA|D.A. Davidson & Co.|212
RWJ|OPPENHEIMER S&P SMAL|DBAX|Deutsche Bank Securities Inc.|1300
RWJ|OPPENHEIMER S&P SMAL|DEAN|MORGAN STANLEY|8178
RWJ|OPPENHEIMER S&P SMAL|EBXL|EBX LLC|1500
RWJ|OPPENHEIMER S&P SMAL|EDJO|Edward D. Jones & Co., L.P.|1559
RWJ|OPPENHEIMER S&P SMAL|EGXM|CBOE TRADING, INC.|10
RWJ|OPPENHEIMER S&P SMAL|ETRS|E*Trade Securities LLC|305
RWJ|OPPENHEIMER S&P SMAL|FBSB|U.S. Bancorp Investments, Inc.|547
RWJ|OPPENHEIMER S&P SMAL|FINX|FINTECH SECURITIES|554
RWJ|OPPENHEIMER S&P SMAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1028
RWJ|OPPENHEIMER S&P SMAL|FTBR|Foliofn Investments, Inc.|4
RWJ|OPPENHEIMER S&P SMAL|GSLT|GOLDMAN SACHS & CO. LLC|108
RWJ|OPPENHEIMER S&P SMAL|HRBF|American Enterprise Investment Services Inc.|11986
RWJ|OPPENHEIMER S&P SMAL|ICBX|INSTINET, LLC|1000
RWJ|OPPENHEIMER S&P SMAL|ITGI|ITG Inc.|3020
RWJ|OPPENHEIMER S&P SMAL|JANY|Janney Montgomery Scott Inc.|745
RWJ|OPPENHEIMER S&P SMAL|JPMX|J.P. Morgan Securities LLC|1206
RWJ|OPPENHEIMER S&P SMAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|22462
RWJ|OPPENHEIMER S&P SMAL|JSJX|JANE STREET CAPITAL LLC|6247
RWJ|OPPENHEIMER S&P SMAL|KCGM|VIRTU Americas LLC|2848
RWJ|OPPENHEIMER S&P SMAL|LEHM|Barclays Capital Inc./Le|2517
RWJ|OPPENHEIMER S&P SMAL|LIME|Lime Brokerage LLC|2520
RWJ|OPPENHEIMER S&P SMAL|LSCI|Lek Securities Corporation|3
RWJ|OPPENHEIMER S&P SMAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2972
RWJ|OPPENHEIMER S&P SMAL|MSCO|MORGAN STANLEY & CO. LLC|26408
RWJ|OPPENHEIMER S&P SMAL|NFSC|National Financial Services LLC|40057
RWJ|OPPENHEIMER S&P SMAL|NITE|VIRTU Americas LLC|55700
RWJ|OPPENHEIMER S&P SMAL|OPCO|Oppenheimer & Co. Inc.|100
RWJ|OPPENHEIMER S&P SMAL|RBCM|RBC CAPITAL MARKETS, LLC|4911
RWJ|OPPENHEIMER S&P SMAL|SBSH|Citigroup Global Markets Inc.|582
RWJ|OPPENHEIMER S&P SMAL|SGMT|GOLDMAN SACHS & CO. LLC|1273
RWJ|OPPENHEIMER S&P SMAL|STFL|Stifel, Nicolaus & Company, Incorporated|1832
RWJ|OPPENHEIMER S&P SMAL|SWIM|TD Ameritrade, Inc.|15
RWJ|OPPENHEIMER S&P SMAL|SWST|Hilltop Securities Inc.|1266
RWJ|OPPENHEIMER S&P SMAL|TRCM|TRC MARKETS LLC|59
RWJ|OPPENHEIMER S&P SMAL|UBSA|UBS SECURITIES LLC|7290
RWJ|OPPENHEIMER S&P SMAL|UBSS|UBS Securities LLC|27575
RWJ|OPPENHEIMER S&P SMAL|VALX|VIRTU AMERICAS LLC|145
RWJ|OPPENHEIMER S&P SMAL|VGRD|Vanguard Marketing Corporation|1
RWJ|OPPENHEIMER S&P SMAL|WCHV|WELLS FARGO SECURITIES, LLC|53130
RWJ|OPPENHEIMER S&P SMAL|WEDB|WEDBUSH SECURITIES INC.|2
RWJ|OPPENHEIMER S&P SMAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|194
RWJ|OPPENHEIMER S&P SMAL|WSEA|WOLVERINE SECURITIES, LLC|12
RWJ|OPPENHEIMER S&P SMAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14828
RWK|OPPENHEIMER S&P MIDC|APCC|Apex Clearing Corporation|1
RWK|OPPENHEIMER S&P MIDC|BARD|Robert W. Baird & Co. Incorporated|51
RWK|OPPENHEIMER S&P MIDC|BATM|CBOE TRADING, INC.|3
RWK|OPPENHEIMER S&P MIDC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|435
RWK|OPPENHEIMER S&P MIDC|CHAS|Charles Schwab & Co., Inc.|42
RWK|OPPENHEIMER S&P MIDC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|610
RWK|OPPENHEIMER S&P MIDC|CSIN|Citadel Securities Institutional LLC|16225
RWK|OPPENHEIMER S&P MIDC|CTDL|Citadel Derivatives Group Llc|17325
RWK|OPPENHEIMER S&P MIDC|DADA|D.A. Davidson & Co.|1
RWK|OPPENHEIMER S&P MIDC|DEAN|MORGAN STANLEY|2042
RWK|OPPENHEIMER S&P MIDC|EDJO|Edward D. Jones & Co., L.P.|595
RWK|OPPENHEIMER S&P MIDC|ETRS|E*Trade Securities LLC|348
RWK|OPPENHEIMER S&P MIDC|FBSB|U.S. Bancorp Investments, Inc.|44
RWK|OPPENHEIMER S&P MIDC|FTBR|Foliofn Investments, Inc.|5
RWK|OPPENHEIMER S&P MIDC|HRBF|American Enterprise Investment Services Inc.|7755
RWK|OPPENHEIMER S&P MIDC|IBKR|Interactive Brokers Llc|342
RWK|OPPENHEIMER S&P MIDC|JANY|Janney Montgomery Scott Inc.|20
RWK|OPPENHEIMER S&P MIDC|JSJX|JANE STREET CAPITAL LLC|28757
RWK|OPPENHEIMER S&P MIDC|KCGM|VIRTU Americas LLC|248
RWK|OPPENHEIMER S&P MIDC|LEHM|Barclays Capital Inc./Le|58
RWK|OPPENHEIMER S&P MIDC|LIME|Lime Brokerage LLC|2700
RWK|OPPENHEIMER S&P MIDC|MACC|Mid Atlantic Capital Corporation|88
RWK|OPPENHEIMER S&P MIDC|MOTF|MOTIF INVESTING, INC.|1
RWK|OPPENHEIMER S&P MIDC|MSCO|MORGAN STANLEY & CO. LLC|33679
RWK|OPPENHEIMER S&P MIDC|NFSC|National Financial Services LLC|8029
RWK|OPPENHEIMER S&P MIDC|NITE|VIRTU Americas LLC|15004
RWK|OPPENHEIMER S&P MIDC|OPCO|Oppenheimer & Co. Inc.|439
RWK|OPPENHEIMER S&P MIDC|RBCM|RBC CAPITAL MARKETS, LLC|5206
RWK|OPPENHEIMER S&P MIDC|SBSH|Citigroup Global Markets Inc.|156
RWK|OPPENHEIMER S&P MIDC|STFL|Stifel, Nicolaus & Company, Incorporated|88
RWK|OPPENHEIMER S&P MIDC|UBSA|UBS SECURITIES LLC|737
RWK|OPPENHEIMER S&P MIDC|UBSS|UBS Securities LLC|12082
RWK|OPPENHEIMER S&P MIDC|WCHV|WELLS FARGO SECURITIES, LLC|9220
RWK|OPPENHEIMER S&P MIDC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|204
RWK|OPPENHEIMER S&P MIDC|WSEA|WOLVERINE SECURITIES, LLC|3
RWK|OPPENHEIMER S&P MIDC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16038
RWL|OPPENHEIMER S&P 500|APCC|Apex Clearing Corporation|10
RWL|OPPENHEIMER S&P 500|BANK|Primevest Financial Services, Inc.|567
RWL|OPPENHEIMER S&P 500|BARD|Robert W. Baird & Co. Incorporated|894
RWL|OPPENHEIMER S&P 500|BATM|CBOE TRADING, INC.|100
RWL|OPPENHEIMER S&P 500|BBNT|BB&T SECURITIES, LLC|2933
RWL|OPPENHEIMER S&P 500|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3021
RWL|OPPENHEIMER S&P 500|CANT|Cantor Fitzgerald & Co.|27411
RWL|OPPENHEIMER S&P 500|CHAS|Charles Schwab & Co., Inc.|15636
RWL|OPPENHEIMER S&P 500|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19946
RWL|OPPENHEIMER S&P 500|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
RWL|OPPENHEIMER S&P 500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15838
RWL|OPPENHEIMER S&P 500|CSIN|Citadel Securities Institutional LLC|9439
RWL|OPPENHEIMER S&P 500|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
RWL|OPPENHEIMER S&P 500|DADA|D.A. Davidson & Co.|671
RWL|OPPENHEIMER S&P 500|DBAX|Deutsche Bank Securities Inc.|3000
RWL|OPPENHEIMER S&P 500|DEAN|MORGAN STANLEY|6573
RWL|OPPENHEIMER S&P 500|EBXL|EBX LLC|4400
RWL|OPPENHEIMER S&P 500|ECUT|CONVERGEX EXECUTION SOLUTIONS|1749
RWL|OPPENHEIMER S&P 500|EDJO|Edward D. Jones & Co., L.P.|16780
RWL|OPPENHEIMER S&P 500|EGAM|CBOE TRADING, INC.|100
RWL|OPPENHEIMER S&P 500|ETBE|Electronic Transaction Clearing, Inc.|1500
RWL|OPPENHEIMER S&P 500|ETRS|E*Trade Securities LLC|343
RWL|OPPENHEIMER S&P 500|FBSB|U.S. Bancorp Investments, Inc.|219
RWL|OPPENHEIMER S&P 500|FINX|FINTECH SECURITIES|7172
RWL|OPPENHEIMER S&P 500|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3232
RWL|OPPENHEIMER S&P 500|FTBR|Foliofn Investments, Inc.|224
RWL|OPPENHEIMER S&P 500|GLPX|ACS EXECUTION SERVICES, LLC|200
RWL|OPPENHEIMER S&P 500|GSCO|GOLDMAN SACHS & CO. LLC|1782
RWL|OPPENHEIMER S&P 500|GSLT|GOLDMAN SACHS & CO. LLC|156
RWL|OPPENHEIMER S&P 500|HRBF|American Enterprise Investment Services Inc.|70940
RWL|OPPENHEIMER S&P 500|IBKR|Interactive Brokers Llc|200
RWL|OPPENHEIMER S&P 500|ICBX|INSTINET, LLC|2600
RWL|OPPENHEIMER S&P 500|INCA|INSTINET, LLC|2800
RWL|OPPENHEIMER S&P 500|ITGI|ITG Inc.|152
RWL|OPPENHEIMER S&P 500|JANY|Janney Montgomery Scott Inc.|1051
RWL|OPPENHEIMER S&P 500|JPMX|J.P. Morgan Securities LLC|4806
RWL|OPPENHEIMER S&P 500|JSEB|JANE STREET EXECUTION SERVICES, LLC|16526
RWL|OPPENHEIMER S&P 500|JSJX|JANE STREET CAPITAL LLC|221677
RWL|OPPENHEIMER S&P 500|KCGM|VIRTU Americas LLC|5675
RWL|OPPENHEIMER S&P 500|LEHM|Barclays Capital Inc./Le|9516
RWL|OPPENHEIMER S&P 500|LIME|Lime Brokerage LLC|10006
RWL|OPPENHEIMER S&P 500|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
RWL|OPPENHEIMER S&P 500|MOTF|MOTIF INVESTING, INC.|1
RWL|OPPENHEIMER S&P 500|MSCO|MORGAN STANLEY & CO. LLC|58033
RWL|OPPENHEIMER S&P 500|MSPL|MORGAN STANLEY & CO. LLC|200
RWL|OPPENHEIMER S&P 500|NFSC|National Financial Services LLC|615449
RWL|OPPENHEIMER S&P 500|NITE|VIRTU Americas LLC|129675
RWL|OPPENHEIMER S&P 500|NQRB|Brut, LLC|300
RWL|OPPENHEIMER S&P 500|OPCO|Oppenheimer & Co. Inc.|150
RWL|OPPENHEIMER S&P 500|PDQM|CODA MARKETS, INC.|10391
RWL|OPPENHEIMER S&P 500|PWJC|UBS Financial Services, Inc.|2380
RWL|OPPENHEIMER S&P 500|RBCM|RBC CAPITAL MARKETS, LLC|989
RWL|OPPENHEIMER S&P 500|SALI|INTL FCSTONE FINANCIAL INC.|194
RWL|OPPENHEIMER S&P 500|SBSH|Citigroup Global Markets Inc.|488
RWL|OPPENHEIMER S&P 500|SGMT|GOLDMAN SACHS & CO. LLC|2027
RWL|OPPENHEIMER S&P 500|SPDR|SPEEDROUTE LLC|400
RWL|OPPENHEIMER S&P 500|STFL|Stifel, Nicolaus & Company, Incorporated|2732
RWL|OPPENHEIMER S&P 500|SWIM|TD Ameritrade, Inc.|2040
RWL|OPPENHEIMER S&P 500|SWST|Hilltop Securities Inc.|4465
RWL|OPPENHEIMER S&P 500|TKNG|ALLY INVEST SECURITIES LLC|2
RWL|OPPENHEIMER S&P 500|UBSA|UBS SECURITIES LLC|17752
RWL|OPPENHEIMER S&P 500|UBSS|UBS Securities LLC|47419
RWL|OPPENHEIMER S&P 500|VGRD|Vanguard Marketing Corporation|224
RWL|OPPENHEIMER S&P 500|WCHV|WELLS FARGO SECURITIES, LLC|59820
RWL|OPPENHEIMER S&P 500|WEDB|WEDBUSH SECURITIES INC.|7
RWL|OPPENHEIMER S&P 500|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2056
RWL|OPPENHEIMER S&P 500|WSEA|WOLVERINE SECURITIES, LLC|1
RWL|OPPENHEIMER S&P 500|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25219
RWLK|REWALK ROBOTI ORD SH|APCC|Apex Clearing Corporation|16306
RWLK|REWALK ROBOTI ORD SH|BATM|CBOE TRADING, INC.|5500
RWLK|REWALK ROBOTI ORD SH|BIMI|Banca IMI Securities Corp.|17084
RWLK|REWALK ROBOTI ORD SH|BLKX|INSTINET, LLC|5000
RWLK|REWALK ROBOTI ORD SH|BYXM|CBOE TRADING, INC.|6820
RWLK|REWALK ROBOTI ORD SH|CHAS|Charles Schwab & Co., Inc.|7002
RWLK|REWALK ROBOTI ORD SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19671
RWLK|REWALK ROBOTI ORD SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5400
RWLK|REWALK ROBOTI ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|75021
RWLK|REWALK ROBOTI ORD SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|1558
RWLK|REWALK ROBOTI ORD SH|DBAB|Deutsche Bank Securities Inc.|12400
RWLK|REWALK ROBOTI ORD SH|DBAX|Deutsche Bank Securities Inc.|18400
RWLK|REWALK ROBOTI ORD SH|DEAN|MORGAN STANLEY|3001
RWLK|REWALK ROBOTI ORD SH|DEGS|RONIN PROFESSIONAL LLC|5200
RWLK|REWALK ROBOTI ORD SH|EBXL|EBX LLC|20100
RWLK|REWALK ROBOTI ORD SH|EDJO|Edward D. Jones & Co., L.P.|90
RWLK|REWALK ROBOTI ORD SH|EGAM|CBOE TRADING, INC.|16900
RWLK|REWALK ROBOTI ORD SH|EGAW|CBOE TRADING, INC.|1300
RWLK|REWALK ROBOTI ORD SH|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
RWLK|REWALK ROBOTI ORD SH|ETRS|E*Trade Securities LLC|226220
RWLK|REWALK ROBOTI ORD SH|FBCO|Credit Suisse Securities (USA) LLC|48478
RWLK|REWALK ROBOTI ORD SH|FILL|Tradestation Securities, Inc.|2100
RWLK|REWALK ROBOTI ORD SH|FMAF|NBCN Inc./ CDS|1500
RWLK|REWALK ROBOTI ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|561534
RWLK|REWALK ROBOTI ORD SH|FQLS|Quantlab Securities LP|17715
RWLK|REWALK ROBOTI ORD SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2951
RWLK|REWALK ROBOTI ORD SH|FTBR|Foliofn Investments, Inc.|34
RWLK|REWALK ROBOTI ORD SH|GEBB|GLOBAL EXECUTION BROKERS, LP|6420
RWLK|REWALK ROBOTI ORD SH|GLPX|ACS EXECUTION SERVICES, LLC|11600
RWLK|REWALK ROBOTI ORD SH|GSCO|GOLDMAN SACHS & CO. LLC|188559
RWLK|REWALK ROBOTI ORD SH|GSLT|GOLDMAN SACHS & CO. LLC|4200
RWLK|REWALK ROBOTI ORD SH|HRBF|American Enterprise Investment Services Inc.|8919
RWLK|REWALK ROBOTI ORD SH|HSBC|HSBC Securities, Inc.|11440
RWLK|REWALK ROBOTI ORD SH|IATS|INTERACTIVE BROKERS LLC|16200
RWLK|REWALK ROBOTI ORD SH|IBKR|Interactive Brokers Llc|171520
RWLK|REWALK ROBOTI ORD SH|ICBX|INSTINET, LLC|47992
RWLK|REWALK ROBOTI ORD SH|INCA|INSTINET, LLC|59911
RWLK|REWALK ROBOTI ORD SH|INJX|INSTINET, LLC|10676
RWLK|REWALK ROBOTI ORD SH|ITGI|ITG Inc.|400
RWLK|REWALK ROBOTI ORD SH|ITGP|ITG INC.|18400
RWLK|REWALK ROBOTI ORD SH|JEFF|JEFFERIES LLC|1200
RWLK|REWALK ROBOTI ORD SH|JPMX|J.P. Morgan Securities LLC|10502
RWLK|REWALK ROBOTI ORD SH|JSJX|JANE STREET CAPITAL LLC|200
RWLK|REWALK ROBOTI ORD SH|KCGM|VIRTU Americas LLC|12859
RWLK|REWALK ROBOTI ORD SH|LEHM|Barclays Capital Inc./Le|32600
RWLK|REWALK ROBOTI ORD SH|LIME|Lime Brokerage LLC|46989
RWLK|REWALK ROBOTI ORD SH|LSCI|Lek Securities Corporation|977
RWLK|REWALK ROBOTI ORD SH|MBTS|ALLY INVEST SECURITIES LLC|9425
RWLK|REWALK ROBOTI ORD SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6592
RWLK|REWALK ROBOTI ORD SH|MSCO|MORGAN STANLEY & CO. LLC|148797
RWLK|REWALK ROBOTI ORD SH|MSPL|MORGAN STANLEY & CO. LLC|5100
RWLK|REWALK ROBOTI ORD SH|NATL|National Securities Corporation|45096
RWLK|REWALK ROBOTI ORD SH|NFSC|National Financial Services LLC|209450
RWLK|REWALK ROBOTI ORD SH|NITE|VIRTU Americas LLC|771317
RWLK|REWALK ROBOTI ORD SH|OPCO|Oppenheimer & Co. Inc.|32345
RWLK|REWALK ROBOTI ORD SH|PDQM|CODA MARKETS, INC.|81676
RWLK|REWALK ROBOTI ORD SH|RAJA|Raymond James & Associates, Inc.|2710
RWLK|REWALK ROBOTI ORD SH|RBCM|RBC CAPITAL MARKETS, LLC|315
RWLK|REWALK ROBOTI ORD SH|RGLD|Regal Securities, Inc|37001
RWLK|REWALK ROBOTI ORD SH|SBSH|Citigroup Global Markets Inc.|20754
RWLK|REWALK ROBOTI ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|26580
RWLK|REWALK ROBOTI ORD SH|SPDR|SPEEDROUTE LLC|32501
RWLK|REWALK ROBOTI ORD SH|SPTD|MINT GLOBAL MARKETS, INC.|12500
RWLK|REWALK ROBOTI ORD SH|STFL|Stifel, Nicolaus & Company, Incorporated|4000
RWLK|REWALK ROBOTI ORD SH|SWIM|TD Ameritrade, Inc.|36091
RWLK|REWALK ROBOTI ORD SH|TKNG|ALLY INVEST SECURITIES LLC|4662
RWLK|REWALK ROBOTI ORD SH|UBSA|UBS SECURITIES LLC|97796
RWLK|REWALK ROBOTI ORD SH|UBSS|UBS Securities LLC|74585
RWLK|REWALK ROBOTI ORD SH|VALX|VIRTU AMERICAS LLC|852
RWLK|REWALK ROBOTI ORD SH|VGRD|Vanguard Marketing Corporation|21018
RWLK|REWALK ROBOTI ORD SH|VSIN|Vision Financial Markets Llc|2
RWLK|REWALK ROBOTI ORD SH|WCHV|WELLS FARGO SECURITIES, LLC|4473
RWLK|REWALK ROBOTI ORD SH|WEDB|WEDBUSH SECURITIES INC.|6000
RWLK|REWALK ROBOTI ORD SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1154
RWLK|REWALK ROBOTI ORD SH|WGIF|CIBC World Markets Inc.|3800
RWLK|REWALK ROBOTI ORD SH|WSEA|WOLVERINE SECURITIES, LLC|37728
RWLK|REWALK ROBOTI ORD SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
RWLK|REWALK ROBOTI ORD SH|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
RWLK|REWALK ROBOTI ORD SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8500
RWM|PSHRT RUSSELL2000|ALTX|Alternet Securities Inc.|1400
RWM|PSHRT RUSSELL2000|APCC|Apex Clearing Corporation|623
RWM|PSHRT RUSSELL2000|BARD|Robert W. Baird & Co. Incorporated|4352
RWM|PSHRT RUSSELL2000|BATM|CBOE TRADING, INC.|102
RWM|PSHRT RUSSELL2000|BERN|Sanford C. Bernstein & Co., LLC|32
RWM|PSHRT RUSSELL2000|BIMI|Banca IMI Securities Corp.|600
RWM|PSHRT RUSSELL2000|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6942
RWM|PSHRT RUSSELL2000|CANT|Cantor Fitzgerald & Co.|176726
RWM|PSHRT RUSSELL2000|CHAS|Charles Schwab & Co., Inc.|1003
RWM|PSHRT RUSSELL2000|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69000
RWM|PSHRT RUSSELL2000|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77824
RWM|PSHRT RUSSELL2000|CSIN|Citadel Securities Institutional LLC|40325
RWM|PSHRT RUSSELL2000|CTDE|CHOICETRADE|555
RWM|PSHRT RUSSELL2000|CTDL|Citadel Derivatives Group Llc|40325
RWM|PSHRT RUSSELL2000|CXCX|CITIGROUP GLOBAL MARKETS INC.|14600
RWM|PSHRT RUSSELL2000|DBAB|Deutsche Bank Securities Inc.|537
RWM|PSHRT RUSSELL2000|DBAX|Deutsche Bank Securities Inc.|26300
RWM|PSHRT RUSSELL2000|DEAN|MORGAN STANLEY|2033
RWM|PSHRT RUSSELL2000|DEGS|RONIN PROFESSIONAL LLC|2718
RWM|PSHRT RUSSELL2000|EBXL|EBX LLC|83800
RWM|PSHRT RUSSELL2000|EGAM|CBOE TRADING, INC.|1896
RWM|PSHRT RUSSELL2000|EGXM|CBOE TRADING, INC.|980
RWM|PSHRT RUSSELL2000|EGXW|CBOE TRADING, INC.|2100
RWM|PSHRT RUSSELL2000|ETBE|Electronic Transaction Clearing, Inc.|200
RWM|PSHRT RUSSELL2000|ETCB|ETC BROKERAGE SERVICES, LLC|66
RWM|PSHRT RUSSELL2000|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
RWM|PSHRT RUSSELL2000|ETRS|E*Trade Securities LLC|153720
RWM|PSHRT RUSSELL2000|FILL|Tradestation Securities, Inc.|4030
RWM|PSHRT RUSSELL2000|FTBR|Foliofn Investments, Inc.|26616
RWM|PSHRT RUSSELL2000|GLIS|TD Securities Inc|8200
RWM|PSHRT RUSSELL2000|GLPX|ACS EXECUTION SERVICES, LLC|6450
RWM|PSHRT RUSSELL2000|GSCO|GOLDMAN SACHS & CO. LLC|200
RWM|PSHRT RUSSELL2000|GSLT|GOLDMAN SACHS & CO. LLC|22689
RWM|PSHRT RUSSELL2000|GTSZ|GTS SECURITIES LLC|1100
RWM|PSHRT RUSSELL2000|HRBF|American Enterprise Investment Services Inc.|245
RWM|PSHRT RUSSELL2000|HSBC|HSBC Securities, Inc.|1000
RWM|PSHRT RUSSELL2000|IATS|INTERACTIVE BROKERS LLC|28259
RWM|PSHRT RUSSELL2000|IBKR|Interactive Brokers Llc|44809
RWM|PSHRT RUSSELL2000|ICBX|INSTINET, LLC|10600
RWM|PSHRT RUSSELL2000|INCA|INSTINET, LLC|37052
RWM|PSHRT RUSSELL2000|ITGI|ITG Inc.|6051
RWM|PSHRT RUSSELL2000|ITGP|ITG INC.|6000
RWM|PSHRT RUSSELL2000|JMPT|JUMP TRADING, LLC|80
RWM|PSHRT RUSSELL2000|JPMX|J.P. Morgan Securities LLC|316316
RWM|PSHRT RUSSELL2000|JSEB|JANE STREET EXECUTION SERVICES, LLC|8100
RWM|PSHRT RUSSELL2000|JSJX|JANE STREET CAPITAL LLC|141686
RWM|PSHRT RUSSELL2000|KCGM|VIRTU Americas LLC|18524
RWM|PSHRT RUSSELL2000|LEHM|Barclays Capital Inc./Le|36404
RWM|PSHRT RUSSELL2000|LIME|Lime Brokerage LLC|2200
RWM|PSHRT RUSSELL2000|LIWM|LIME BROKERAGE LLC|18372
RWM|PSHRT RUSSELL2000|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65300
RWM|PSHRT RUSSELL2000|MSCO|MORGAN STANLEY & CO. LLC|109534
RWM|PSHRT RUSSELL2000|MSPL|MORGAN STANLEY & CO. LLC|1200
RWM|PSHRT RUSSELL2000|NFSC|National Financial Services LLC|155961
RWM|PSHRT RUSSELL2000|NITE|VIRTU Americas LLC|362193
RWM|PSHRT RUSSELL2000|NTBF|BMO Nesbitt Burns Inc./CDS|5675
RWM|PSHRT RUSSELL2000|PDQM|CODA MARKETS, INC.|16700
RWM|PSHRT RUSSELL2000|RBCM|RBC CAPITAL MARKETS, LLC|2100
RWM|PSHRT RUSSELL2000|SBSH|Citigroup Global Markets Inc.|6600
RWM|PSHRT RUSSELL2000|SGMT|GOLDMAN SACHS & CO. LLC|37980
RWM|PSHRT RUSSELL2000|SHMR|ABN Amro Clearing LLC|2500
RWM|PSHRT RUSSELL2000|SPDR|SPEEDROUTE LLC|700
RWM|PSHRT RUSSELL2000|SWIM|TD Ameritrade, Inc.|20605
RWM|PSHRT RUSSELL2000|TKNG|ALLY INVEST SECURITIES LLC|1608
RWM|PSHRT RUSSELL2000|TRBT|Tradebot Systems, Inc.|19045
RWM|PSHRT RUSSELL2000|TRCM|TRC MARKETS LLC|236712
RWM|PSHRT RUSSELL2000|UBSA|UBS SECURITIES LLC|71971
RWM|PSHRT RUSSELL2000|UBSS|UBS Securities LLC|91182
RWM|PSHRT RUSSELL2000|VALX|VIRTU AMERICAS LLC|1327
RWM|PSHRT RUSSELL2000|VGRD|Vanguard Marketing Corporation|29343
RWM|PSHRT RUSSELL2000|WBPX|SUMMIT SECURITIES GROUP, LLC|200
RWM|PSHRT RUSSELL2000|WCHV|WELLS FARGO SECURITIES, LLC|329971
RWM|PSHRT RUSSELL2000|WEXM|WOLVERINE EXECUTION SERVICES, LLC|115
RWM|PSHRT RUSSELL2000|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2391
RWM|PSHRT RUSSELL2000|WSEA|WOLVERINE SECURITIES, LLC|685
RWM|PSHRT RUSSELL2000|YKNA|COMHAR CAPITAL MARKETS, LLC|700
RWM|PSHRT RUSSELL2000|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6074
RWO|SPDR DOW JONES INTL|AGIS|Aegis Capital Corp.|464
RWO|SPDR DOW JONES INTL|ALTX|Alternet Securities Inc.|32797
RWO|SPDR DOW JONES INTL|APCC|Apex Clearing Corporation|353
RWO|SPDR DOW JONES INTL|BANK|Primevest Financial Services, Inc.|175
RWO|SPDR DOW JONES INTL|BARD|Robert W. Baird & Co. Incorporated|7636
RWO|SPDR DOW JONES INTL|BATM|CBOE TRADING, INC.|16
RWO|SPDR DOW JONES INTL|BBNT|BB&T SECURITIES, LLC|5
RWO|SPDR DOW JONES INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26008
RWO|SPDR DOW JONES INTL|BNPX|BNP PARIBAS SECURITIES CORP.|1856
RWO|SPDR DOW JONES INTL|BYXM|CBOE TRADING, INC.|1000
RWO|SPDR DOW JONES INTL|CANT|Cantor Fitzgerald & Co.|5926077
RWO|SPDR DOW JONES INTL|CHAS|Charles Schwab & Co., Inc.|258
RWO|SPDR DOW JONES INTL|CIST|Capital Institutional Services, Inc.|78
RWO|SPDR DOW JONES INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|610327
RWO|SPDR DOW JONES INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2174
RWO|SPDR DOW JONES INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RWO|SPDR DOW JONES INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|326061
RWO|SPDR DOW JONES INTL|CSIN|Citadel Securities Institutional LLC|166364
RWO|SPDR DOW JONES INTL|CTDL|Citadel Derivatives Group Llc|254172
RWO|SPDR DOW JONES INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|13394
RWO|SPDR DOW JONES INTL|DADA|D.A. Davidson & Co.|187
RWO|SPDR DOW JONES INTL|DBAB|Deutsche Bank Securities Inc.|600
RWO|SPDR DOW JONES INTL|DBAX|Deutsche Bank Securities Inc.|444700
RWO|SPDR DOW JONES INTL|DEAN|MORGAN STANLEY|8210
RWO|SPDR DOW JONES INTL|EBXL|EBX LLC|170700
RWO|SPDR DOW JONES INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3600
RWO|SPDR DOW JONES INTL|EDJC|Edward Jones / CDS|2681
RWO|SPDR DOW JONES INTL|EDJO|Edward D. Jones & Co., L.P.|86004
RWO|SPDR DOW JONES INTL|EGAM|CBOE TRADING, INC.|7887
RWO|SPDR DOW JONES INTL|EGXM|CBOE TRADING, INC.|10850
RWO|SPDR DOW JONES INTL|EGXW|CBOE TRADING, INC.|1200
RWO|SPDR DOW JONES INTL|ETBE|Electronic Transaction Clearing, Inc.|200
RWO|SPDR DOW JONES INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2248
RWO|SPDR DOW JONES INTL|ETRS|E*Trade Securities LLC|6877
RWO|SPDR DOW JONES INTL|FBSB|U.S. Bancorp Investments, Inc.|561
RWO|SPDR DOW JONES INTL|FILL|Tradestation Securities, Inc.|8
RWO|SPDR DOW JONES INTL|FINX|FINTECH SECURITIES|3885
RWO|SPDR DOW JONES INTL|FMAF|NBCN Inc./ CDS|5372
RWO|SPDR DOW JONES INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1377
RWO|SPDR DOW JONES INTL|FTBR|Foliofn Investments, Inc.|1920
RWO|SPDR DOW JONES INTL|GLIS|TD Securities Inc|550
RWO|SPDR DOW JONES INTL|GLPX|ACS EXECUTION SERVICES, LLC|54401
RWO|SPDR DOW JONES INTL|GSCO|GOLDMAN SACHS & CO. LLC|121330
RWO|SPDR DOW JONES INTL|GSLT|GOLDMAN SACHS & CO. LLC|70
RWO|SPDR DOW JONES INTL|GTSZ|GTS SECURITIES LLC|400
RWO|SPDR DOW JONES INTL|HRBF|American Enterprise Investment Services Inc.|17721
RWO|SPDR DOW JONES INTL|IATS|INTERACTIVE BROKERS LLC|1926
RWO|SPDR DOW JONES INTL|IBKR|Interactive Brokers Llc|4186
RWO|SPDR DOW JONES INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|56
RWO|SPDR DOW JONES INTL|ICBX|INSTINET, LLC|100131
RWO|SPDR DOW JONES INTL|INCA|INSTINET, LLC|321732
RWO|SPDR DOW JONES INTL|INJX|INSTINET, LLC|30
RWO|SPDR DOW JONES INTL|ITGI|ITG Inc.|95878
RWO|SPDR DOW JONES INTL|ITGP|ITG INC.|100200
RWO|SPDR DOW JONES INTL|JANY|Janney Montgomery Scott Inc.|190
RWO|SPDR DOW JONES INTL|JEFF|JEFFERIES LLC|153
RWO|SPDR DOW JONES INTL|JMPT|JUMP TRADING, LLC|45
RWO|SPDR DOW JONES INTL|JPMX|J.P. Morgan Securities LLC|111089
RWO|SPDR DOW JONES INTL|JSEB|JANE STREET EXECUTION SERVICES, LLC|119640
RWO|SPDR DOW JONES INTL|JSJX|JANE STREET CAPITAL LLC|1278003
RWO|SPDR DOW JONES INTL|KCGM|VIRTU Americas LLC|50419
RWO|SPDR DOW JONES INTL|LEHM|Barclays Capital Inc./Le|130000
RWO|SPDR DOW JONES INTL|LGNT|COR CLEARING LLC|1
RWO|SPDR DOW JONES INTL|LIME|Lime Brokerage LLC|9847
RWO|SPDR DOW JONES INTL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
RWO|SPDR DOW JONES INTL|MACC|Mid Atlantic Capital Corporation|32
RWO|SPDR DOW JONES INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|160660
RWO|SPDR DOW JONES INTL|MSCO|MORGAN STANLEY & CO. LLC|86427
RWO|SPDR DOW JONES INTL|MSPL|MORGAN STANLEY & CO. LLC|21400
RWO|SPDR DOW JONES INTL|NBCS|NBC Securities, INC.|26
RWO|SPDR DOW JONES INTL|NFSC|National Financial Services LLC|110245
RWO|SPDR DOW JONES INTL|NITE|VIRTU Americas LLC|321117
RWO|SPDR DOW JONES INTL|NQRB|Brut, LLC|4668
RWO|SPDR DOW JONES INTL|NTBF|BMO Nesbitt Burns Inc./CDS|55
RWO|SPDR DOW JONES INTL|NTRC|Northern Trust Securities, Inc.|200
RWO|SPDR DOW JONES INTL|OPCO|Oppenheimer & Co. Inc.|6245
RWO|SPDR DOW JONES INTL|PDQM|CODA MARKETS, INC.|786465
RWO|SPDR DOW JONES INTL|RBCM|RBC CAPITAL MARKETS, LLC|13589
RWO|SPDR DOW JONES INTL|SAGL|SAGETRADER, LLC|95600
RWO|SPDR DOW JONES INTL|SBSH|Citigroup Global Markets Inc.|2419
RWO|SPDR DOW JONES INTL|SEIC|SEI Investments Distribution Co.|11297
RWO|SPDR DOW JONES INTL|SGMT|GOLDMAN SACHS & CO. LLC|80508
RWO|SPDR DOW JONES INTL|SPDR|SPEEDROUTE LLC|82800
RWO|SPDR DOW JONES INTL|STFL|Stifel, Nicolaus & Company, Incorporated|520
RWO|SPDR DOW JONES INTL|STKP|STOCKPILE INVESTMENTS, INC.|4
RWO|SPDR DOW JONES INTL|SWIM|TD Ameritrade, Inc.|472
RWO|SPDR DOW JONES INTL|SWST|Hilltop Securities Inc.|669
RWO|SPDR DOW JONES INTL|TRCM|TRC MARKETS LLC|531
RWO|SPDR DOW JONES INTL|UBSS|UBS Securities LLC|271915
RWO|SPDR DOW JONES INTL|VALX|VIRTU AMERICAS LLC|242
RWO|SPDR DOW JONES INTL|VGRD|Vanguard Marketing Corporation|5653
RWO|SPDR DOW JONES INTL|WBLR|WILLIAM BLAIR|3994
RWO|SPDR DOW JONES INTL|WCHV|WELLS FARGO SECURITIES, LLC|6318191
RWO|SPDR DOW JONES INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1936
RWO|SPDR DOW JONES INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1004
RWO|SPDR DOW JONES INTL|WSEA|WOLVERINE SECURITIES, LLC|9999
RWO|SPDR DOW JONES INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|7708
RWO|SPDR DOW JONES INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|15078
RWO|SPDR DOW JONES INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23490
RWR|SPDR DJ REIT ETF|ALTX|Alternet Securities Inc.|100
RWR|SPDR DJ REIT ETF|APCC|Apex Clearing Corporation|378
RWR|SPDR DJ REIT ETF|BANK|Primevest Financial Services, Inc.|541
RWR|SPDR DJ REIT ETF|BARD|Robert W. Baird & Co. Incorporated|677
RWR|SPDR DJ REIT ETF|BATM|CBOE TRADING, INC.|100
RWR|SPDR DJ REIT ETF|BBNT|BB&T SECURITIES, LLC|118
RWR|SPDR DJ REIT ETF|BERN|Sanford C. Bernstein & Co., LLC|332
RWR|SPDR DJ REIT ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33173
RWR|SPDR DJ REIT ETF|CANT|Cantor Fitzgerald & Co.|19622
RWR|SPDR DJ REIT ETF|CHAS|Charles Schwab & Co., Inc.|42196
RWR|SPDR DJ REIT ETF|CIST|Capital Institutional Services, Inc.|6077
RWR|SPDR DJ REIT ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|469
RWR|SPDR DJ REIT ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RWR|SPDR DJ REIT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17156
RWR|SPDR DJ REIT ETF|CSIN|Citadel Securities Institutional LLC|265840
RWR|SPDR DJ REIT ETF|CTDL|Citadel Derivatives Group Llc|266340
RWR|SPDR DJ REIT ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|604
RWR|SPDR DJ REIT ETF|DADA|D.A. Davidson & Co.|18
RWR|SPDR DJ REIT ETF|DBAB|Deutsche Bank Securities Inc.|215682
RWR|SPDR DJ REIT ETF|DBAX|Deutsche Bank Securities Inc.|3100
RWR|SPDR DJ REIT ETF|DEAN|MORGAN STANLEY|7060
RWR|SPDR DJ REIT ETF|DEGS|RONIN PROFESSIONAL LLC|800
RWR|SPDR DJ REIT ETF|EBXL|EBX LLC|18600
RWR|SPDR DJ REIT ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1597
RWR|SPDR DJ REIT ETF|EDJO|Edward D. Jones & Co., L.P.|2949
RWR|SPDR DJ REIT ETF|EGAM|CBOE TRADING, INC.|138
RWR|SPDR DJ REIT ETF|EGXM|CBOE TRADING, INC.|118
RWR|SPDR DJ REIT ETF|ETBE|Electronic Transaction Clearing, Inc.|2150
RWR|SPDR DJ REIT ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4500
RWR|SPDR DJ REIT ETF|ETRS|E*Trade Securities LLC|25480
RWR|SPDR DJ REIT ETF|FBSB|U.S. Bancorp Investments, Inc.|1324
RWR|SPDR DJ REIT ETF|FILL|Tradestation Securities, Inc.|94
RWR|SPDR DJ REIT ETF|FINX|FINTECH SECURITIES|730
RWR|SPDR DJ REIT ETF|FQLS|Quantlab Securities LP|11108
RWR|SPDR DJ REIT ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2368
RWR|SPDR DJ REIT ETF|FTBR|Foliofn Investments, Inc.|1064
RWR|SPDR DJ REIT ETF|GLPX|ACS EXECUTION SERVICES, LLC|56
RWR|SPDR DJ REIT ETF|GSCO|GOLDMAN SACHS & CO. LLC|15163
RWR|SPDR DJ REIT ETF|GSCS|GOLDMAN SACHS & CO. LLC|565
RWR|SPDR DJ REIT ETF|GSLT|GOLDMAN SACHS & CO. LLC|568
RWR|SPDR DJ REIT ETF|GTSZ|GTS SECURITIES LLC|21956
RWR|SPDR DJ REIT ETF|HRBF|American Enterprise Investment Services Inc.|64142
RWR|SPDR DJ REIT ETF|IATS|INTERACTIVE BROKERS LLC|2070
RWR|SPDR DJ REIT ETF|IBKR|Interactive Brokers Llc|16643
RWR|SPDR DJ REIT ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
RWR|SPDR DJ REIT ETF|ICBX|INSTINET, LLC|2800
RWR|SPDR DJ REIT ETF|INCA|INSTINET, LLC|2879
RWR|SPDR DJ REIT ETF|ITGI|ITG Inc.|3128
RWR|SPDR DJ REIT ETF|ITGP|ITG INC.|400
RWR|SPDR DJ REIT ETF|JMPT|JUMP TRADING, LLC|6771
RWR|SPDR DJ REIT ETF|JPMX|J.P. Morgan Securities LLC|10214
RWR|SPDR DJ REIT ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|102381
RWR|SPDR DJ REIT ETF|JSJX|JANE STREET CAPITAL LLC|120306
RWR|SPDR DJ REIT ETF|KCGM|VIRTU Americas LLC|1750
RWR|SPDR DJ REIT ETF|LEHM|Barclays Capital Inc./Le|15149
RWR|SPDR DJ REIT ETF|LIME|Lime Brokerage LLC|31614
RWR|SPDR DJ REIT ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
RWR|SPDR DJ REIT ETF|MACC|Mid Atlantic Capital Corporation|4702
RWR|SPDR DJ REIT ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
RWR|SPDR DJ REIT ETF|MOTF|MOTIF INVESTING, INC.|1
RWR|SPDR DJ REIT ETF|MSCO|MORGAN STANLEY & CO. LLC|35080
RWR|SPDR DJ REIT ETF|MSPL|MORGAN STANLEY & CO. LLC|5400
RWR|SPDR DJ REIT ETF|NFSC|National Financial Services LLC|111327
RWR|SPDR DJ REIT ETF|NITE|VIRTU Americas LLC|101532
RWR|SPDR DJ REIT ETF|OPCO|Oppenheimer & Co. Inc.|390
RWR|SPDR DJ REIT ETF|PDQM|CODA MARKETS, INC.|64
RWR|SPDR DJ REIT ETF|PWJC|UBS Financial Services, Inc.|1300
RWR|SPDR DJ REIT ETF|RBCM|RBC CAPITAL MARKETS, LLC|7261
RWR|SPDR DJ REIT ETF|SALI|INTL FCSTONE FINANCIAL INC.|480
RWR|SPDR DJ REIT ETF|SBSH|Citigroup Global Markets Inc.|32478
RWR|SPDR DJ REIT ETF|SEIC|SEI Investments Distribution Co.|100
RWR|SPDR DJ REIT ETF|SGMT|GOLDMAN SACHS & CO. LLC|850
RWR|SPDR DJ REIT ETF|SHMR|ABN Amro Clearing LLC|50
RWR|SPDR DJ REIT ETF|STFL|Stifel, Nicolaus & Company, Incorporated|581
RWR|SPDR DJ REIT ETF|STKP|STOCKPILE INVESTMENTS, INC.|12
RWR|SPDR DJ REIT ETF|SWIM|TD Ameritrade, Inc.|510
RWR|SPDR DJ REIT ETF|SWST|Hilltop Securities Inc.|5558
RWR|SPDR DJ REIT ETF|TKNG|ALLY INVEST SECURITIES LLC|152
RWR|SPDR DJ REIT ETF|TRBT|Tradebot Systems, Inc.|52011
RWR|SPDR DJ REIT ETF|TRCM|TRC MARKETS LLC|74474
RWR|SPDR DJ REIT ETF|UBSA|UBS SECURITIES LLC|14828
RWR|SPDR DJ REIT ETF|UBSS|UBS Securities LLC|111319
RWR|SPDR DJ REIT ETF|VALX|VIRTU AMERICAS LLC|312
RWR|SPDR DJ REIT ETF|VGRD|Vanguard Marketing Corporation|3409
RWR|SPDR DJ REIT ETF|VSIN|Vision Financial Markets Llc|2
RWR|SPDR DJ REIT ETF|WCHV|WELLS FARGO SECURITIES, LLC|28109
RWR|SPDR DJ REIT ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26
RWR|SPDR DJ REIT ETF|WSEA|WOLVERINE SECURITIES, LLC|71
RWR|SPDR DJ REIT ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|18
RWR|SPDR DJ REIT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4204
RWT|REDWOOD TR INC|ALTX|Alternet Securities Inc.|9100
RWT|REDWOOD TR INC|APCC|Apex Clearing Corporation|2016
RWT|REDWOOD TR INC|BANK|Primevest Financial Services, Inc.|2
RWT|REDWOOD TR INC|BARD|Robert W. Baird & Co. Incorporated|297
RWT|REDWOOD TR INC|BATM|CBOE TRADING, INC.|9814
RWT|REDWOOD TR INC|BERN|Sanford C. Bernstein & Co., LLC|102612
RWT|REDWOOD TR INC|BIDS|BIDS TRADING L.P.|1000
RWT|REDWOOD TR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1255
RWT|REDWOOD TR INC|BNPX|BNP PARIBAS SECURITIES CORP.|8193
RWT|REDWOOD TR INC|BYXM|CBOE TRADING, INC.|300
RWT|REDWOOD TR INC|BZYD|GOLDMAN SACHS & CO. LLC|2900
RWT|REDWOOD TR INC|CANT|Cantor Fitzgerald & Co.|2504
RWT|REDWOOD TR INC|CHAS|Charles Schwab & Co., Inc.|137
RWT|REDWOOD TR INC|CIST|Capital Institutional Services, Inc.|89074
RWT|REDWOOD TR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40052
RWT|REDWOOD TR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|228
RWT|REDWOOD TR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|178612
RWT|REDWOOD TR INC|CTDL|Citadel Derivatives Group Llc|631
RWT|REDWOOD TR INC|CTLR|CUTLER GROUP, LP|500
RWT|REDWOOD TR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|77678
RWT|REDWOOD TR INC|DADA|D.A. Davidson & Co.|1794
RWT|REDWOOD TR INC|DBAB|Deutsche Bank Securities Inc.|189092
RWT|REDWOOD TR INC|DBAX|Deutsche Bank Securities Inc.|225800
RWT|REDWOOD TR INC|DCHF|Dart Executions, LLC|700
RWT|REDWOOD TR INC|DEAN|MORGAN STANLEY|2468
RWT|REDWOOD TR INC|DEGS|RONIN PROFESSIONAL LLC|739
RWT|REDWOOD TR INC|DRWC|DRW SECURITIES, L.L.C.|100
RWT|REDWOOD TR INC|EBXL|EBX LLC|143800
RWT|REDWOOD TR INC|EDJO|Edward D. Jones & Co., L.P.|338
RWT|REDWOOD TR INC|EGAM|CBOE TRADING, INC.|21355
RWT|REDWOOD TR INC|EGAW|CBOE TRADING, INC.|87
RWT|REDWOOD TR INC|EGXM|CBOE TRADING, INC.|1100
RWT|REDWOOD TR INC|ETBE|Electronic Transaction Clearing, Inc.|4591
RWT|REDWOOD TR INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
RWT|REDWOOD TR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
RWT|REDWOOD TR INC|ETRS|E*Trade Securities LLC|37077
RWT|REDWOOD TR INC|FBSB|U.S. Bancorp Investments, Inc.|7
RWT|REDWOOD TR INC|FILL|Tradestation Securities, Inc.|2920
RWT|REDWOOD TR INC|FINX|FINTECH SECURITIES|430
RWT|REDWOOD TR INC|FMAF|NBCN Inc./ CDS|800
RWT|REDWOOD TR INC|FORD|Fordham Financial Management, Inc.|250
RWT|REDWOOD TR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
RWT|REDWOOD TR INC|FQLS|Quantlab Securities LP|44748
RWT|REDWOOD TR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56072
RWT|REDWOOD TR INC|FTBR|Foliofn Investments, Inc.|14360
RWT|REDWOOD TR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|405
RWT|REDWOOD TR INC|GLPX|ACS EXECUTION SERVICES, LLC|132779
RWT|REDWOOD TR INC|GSCO|GOLDMAN SACHS & CO. LLC|376242
RWT|REDWOOD TR INC|GSCS|GOLDMAN SACHS & CO. LLC|4000
RWT|REDWOOD TR INC|GSLT|GOLDMAN SACHS & CO. LLC|10096
RWT|REDWOOD TR INC|GTSZ|GTS SECURITIES LLC|31804
RWT|REDWOOD TR INC|HRBF|American Enterprise Investment Services Inc.|612
RWT|REDWOOD TR INC|HSBC|HSBC Securities, Inc.|200
RWT|REDWOOD TR INC|IATS|INTERACTIVE BROKERS LLC|1552
RWT|REDWOOD TR INC|IBKR|Interactive Brokers Llc|6293
RWT|REDWOOD TR INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|137
RWT|REDWOOD TR INC|ICBX|INSTINET, LLC|13700
RWT|REDWOOD TR INC|IEQY|CITADEL SECURITIES LLC|22653
RWT|REDWOOD TR INC|INCA|INSTINET, LLC|106189
RWT|REDWOOD TR INC|INJX|INSTINET, LLC|100
RWT|REDWOOD TR INC|ITGI|ITG Inc.|27163
RWT|REDWOOD TR INC|ITGP|ITG INC.|98200
RWT|REDWOOD TR INC|JANY|Janney Montgomery Scott Inc.|1202
RWT|REDWOOD TR INC|JEFF|JEFFERIES LLC|124036
RWT|REDWOOD TR INC|JMPT|JUMP TRADING, LLC|10306
RWT|REDWOOD TR INC|JPBX|J.P. MORGAN SECURITIES LLC|41472
RWT|REDWOOD TR INC|JPMX|J.P. Morgan Securities LLC|391260
RWT|REDWOOD TR INC|JSJX|JANE STREET CAPITAL LLC|4663
RWT|REDWOOD TR INC|KCGM|VIRTU Americas LLC|31864
RWT|REDWOOD TR INC|LEHM|Barclays Capital Inc./Le|285680
RWT|REDWOOD TR INC|LIME|Lime Brokerage LLC|11632
RWT|REDWOOD TR INC|LOOP|Loop Capital Markets LLC|11
RWT|REDWOOD TR INC|LQNA|LIQUIDNET, INC.|130000
RWT|REDWOOD TR INC|LSCI|Lek Securities Corporation|30
RWT|REDWOOD TR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|88563
RWT|REDWOOD TR INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
RWT|REDWOOD TR INC|MOTF|MOTIF INVESTING, INC.|3
RWT|REDWOOD TR INC|MSCO|MORGAN STANLEY & CO. LLC|283019
RWT|REDWOOD TR INC|MSPL|MORGAN STANLEY & CO. LLC|197300
RWT|REDWOOD TR INC|MSTX|MORGAN STANLEY & CO. LLC|55200
RWT|REDWOOD TR INC|NFSC|National Financial Services LLC|93624
RWT|REDWOOD TR INC|NITE|VIRTU Americas LLC|446097
RWT|REDWOOD TR INC|NQRB|Brut, LLC|2803
RWT|REDWOOD TR INC|NTRC|Northern Trust Securities, Inc.|200
RWT|REDWOOD TR INC|OPCO|Oppenheimer & Co. Inc.|26
RWT|REDWOOD TR INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
RWT|REDWOOD TR INC|PDQM|CODA MARKETS, INC.|26405
RWT|REDWOOD TR INC|PWJC|UBS Financial Services, Inc.|1913
RWT|REDWOOD TR INC|QMSR|QUATTRO M SECURITIES INC.|83151
RWT|REDWOOD TR INC|RBCM|RBC CAPITAL MARKETS, LLC|153
RWT|REDWOOD TR INC|SAGW|SAGETRADER, LLC|128
RWT|REDWOOD TR INC|SBRX|MURIEL SIEBERT & CO INC|213
RWT|REDWOOD TR INC|SBSH|Citigroup Global Markets Inc.|158812
RWT|REDWOOD TR INC|SGMT|GOLDMAN SACHS & CO. LLC|102721
RWT|REDWOOD TR INC|SPDR|SPEEDROUTE LLC|21125
RWT|REDWOOD TR INC|STFL|Stifel, Nicolaus & Company, Incorporated|27191
RWT|REDWOOD TR INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3148
RWT|REDWOOD TR INC|SWIM|TD Ameritrade, Inc.|9435
RWT|REDWOOD TR INC|SWST|Hilltop Securities Inc.|17
RWT|REDWOOD TR INC|TKNG|ALLY INVEST SECURITIES LLC|300
RWT|REDWOOD TR INC|TRBT|Tradebot Systems, Inc.|56841
RWT|REDWOOD TR INC|TRCM|TRC MARKETS LLC|16406
RWT|REDWOOD TR INC|UBSA|UBS SECURITIES LLC|377741
RWT|REDWOOD TR INC|UBSS|UBS Securities LLC|373429
RWT|REDWOOD TR INC|VALX|VIRTU AMERICAS LLC|15221
RWT|REDWOOD TR INC|VGRD|Vanguard Marketing Corporation|5327
RWT|REDWOOD TR INC|WBLR|WILLIAM BLAIR|558
RWT|REDWOOD TR INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3895
RWT|REDWOOD TR INC|WCHV|WELLS FARGO SECURITIES, LLC|71655
RWT|REDWOOD TR INC|WEDB|WEDBUSH SECURITIES INC.|15
RWT|REDWOOD TR INC|WEED|Weeden & Co.L.P.|70
RWT|REDWOOD TR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20670
RWT|REDWOOD TR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|232930
RWT|REDWOOD TR INC|WOLF|Wolfe Trahan Securities|1700
RWT|REDWOOD TR INC|WSEA|WOLVERINE SECURITIES, LLC|3822
RWT|REDWOOD TR INC|XIST|INSTINET, LLC|4800
RWT|REDWOOD TR INC|XPQR|Jump Trading|100
RWT|REDWOOD TR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12800
RWT|REDWOOD TR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1082
RWT|REDWOOD TR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6858
RWW|OPPENHEIMER S&P FINA|APCC|Apex Clearing Corporation|4
RWW|OPPENHEIMER S&P FINA|BTIG|BTIG, LLC|800
RWW|OPPENHEIMER S&P FINA|CHAS|Charles Schwab & Co., Inc.|6
RWW|OPPENHEIMER S&P FINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1521
RWW|OPPENHEIMER S&P FINA|DBAX|Deutsche Bank Securities Inc.|1100
RWW|OPPENHEIMER S&P FINA|DEAN|MORGAN STANLEY|1034
RWW|OPPENHEIMER S&P FINA|EBXL|EBX LLC|1400
RWW|OPPENHEIMER S&P FINA|EGXM|CBOE TRADING, INC.|18
RWW|OPPENHEIMER S&P FINA|ETRS|E*Trade Securities LLC|144
RWW|OPPENHEIMER S&P FINA|GSCO|GOLDMAN SACHS & CO. LLC|800
RWW|OPPENHEIMER S&P FINA|HRBF|American Enterprise Investment Services Inc.|820
RWW|OPPENHEIMER S&P FINA|ICBX|INSTINET, LLC|600
RWW|OPPENHEIMER S&P FINA|INCA|INSTINET, LLC|72
RWW|OPPENHEIMER S&P FINA|ITGI|ITG Inc.|20
RWW|OPPENHEIMER S&P FINA|JPMX|J.P. Morgan Securities LLC|1120
RWW|OPPENHEIMER S&P FINA|JSJX|JANE STREET CAPITAL LLC|6
RWW|OPPENHEIMER S&P FINA|LEHM|Barclays Capital Inc./Le|1600
RWW|OPPENHEIMER S&P FINA|LIME|Lime Brokerage LLC|164
RWW|OPPENHEIMER S&P FINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
RWW|OPPENHEIMER S&P FINA|MSCO|MORGAN STANLEY & CO. LLC|1651
RWW|OPPENHEIMER S&P FINA|NFSC|National Financial Services LLC|1005
RWW|OPPENHEIMER S&P FINA|NITE|VIRTU Americas LLC|2767
RWW|OPPENHEIMER S&P FINA|PWJC|UBS Financial Services, Inc.|200
RWW|OPPENHEIMER S&P FINA|SALI|INTL FCSTONE FINANCIAL INC.|35
RWW|OPPENHEIMER S&P FINA|SGMT|GOLDMAN SACHS & CO. LLC|501
RWW|OPPENHEIMER S&P FINA|UBSA|UBS SECURITIES LLC|1131
RWW|OPPENHEIMER S&P FINA|UBSS|UBS Securities LLC|390
RWW|OPPENHEIMER S&P FINA|WCHV|WELLS FARGO SECURITIES, LLC|1268
RWW|OPPENHEIMER S&P FINA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1979
RWX|SPDR DJ REAL ESTATE|ADAM|CANACCORD GENUITY INC.|1768
RWX|SPDR DJ REAL ESTATE|ALTX|Alternet Securities Inc.|24904
RWX|SPDR DJ REAL ESTATE|APCC|Apex Clearing Corporation|2173
RWX|SPDR DJ REAL ESTATE|BALE|M&T SECURITIES, INC.|18355
RWX|SPDR DJ REAL ESTATE|BANK|Primevest Financial Services, Inc.|2
RWX|SPDR DJ REAL ESTATE|BARD|Robert W. Baird & Co. Incorporated|4424
RWX|SPDR DJ REAL ESTATE|BATM|CBOE TRADING, INC.|14313
RWX|SPDR DJ REAL ESTATE|BBNT|BB&T SECURITIES, LLC|1424
RWX|SPDR DJ REAL ESTATE|BERN|Sanford C. Bernstein & Co., LLC|2767
RWX|SPDR DJ REAL ESTATE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70031
RWX|SPDR DJ REAL ESTATE|BMOC|BMO Capital Markets Corp.|235
RWX|SPDR DJ REAL ESTATE|BYXM|CBOE TRADING, INC.|1100
RWX|SPDR DJ REAL ESTATE|CANT|Cantor Fitzgerald & Co.|241749
RWX|SPDR DJ REAL ESTATE|CHAS|Charles Schwab & Co., Inc.|29150
RWX|SPDR DJ REAL ESTATE|CIST|Capital Institutional Services, Inc.|87599
RWX|SPDR DJ REAL ESTATE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38115
RWX|SPDR DJ REAL ESTATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|262576
RWX|SPDR DJ REAL ESTATE|CSIN|Citadel Securities Institutional LLC|115075
RWX|SPDR DJ REAL ESTATE|CTDL|Citadel Derivatives Group Llc|483896
RWX|SPDR DJ REAL ESTATE|CXCX|CITIGROUP GLOBAL MARKETS INC.|31186
RWX|SPDR DJ REAL ESTATE|DADA|D.A. Davidson & Co.|114
RWX|SPDR DJ REAL ESTATE|DAVA|Davenport & Company LLC|1075
RWX|SPDR DJ REAL ESTATE|DBAB|Deutsche Bank Securities Inc.|9591
RWX|SPDR DJ REAL ESTATE|DBAX|Deutsche Bank Securities Inc.|129500
RWX|SPDR DJ REAL ESTATE|DEAN|MORGAN STANLEY|5515
RWX|SPDR DJ REAL ESTATE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
RWX|SPDR DJ REAL ESTATE|EBXL|EBX LLC|138300
RWX|SPDR DJ REAL ESTATE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1848
RWX|SPDR DJ REAL ESTATE|EDJO|Edward D. Jones & Co., L.P.|6098
RWX|SPDR DJ REAL ESTATE|EGAM|CBOE TRADING, INC.|29240
RWX|SPDR DJ REAL ESTATE|EGAW|CBOE TRADING, INC.|200
RWX|SPDR DJ REAL ESTATE|EGXM|CBOE TRADING, INC.|6320
RWX|SPDR DJ REAL ESTATE|EGXW|CBOE TRADING, INC.|700
RWX|SPDR DJ REAL ESTATE|ETBE|Electronic Transaction Clearing, Inc.|5220
RWX|SPDR DJ REAL ESTATE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15484
RWX|SPDR DJ REAL ESTATE|ETRS|E*Trade Securities LLC|23057
RWX|SPDR DJ REAL ESTATE|FBSB|U.S. Bancorp Investments, Inc.|274
RWX|SPDR DJ REAL ESTATE|FILL|Tradestation Securities, Inc.|2251
RWX|SPDR DJ REAL ESTATE|FMAF|NBCN Inc./ CDS|11220
RWX|SPDR DJ REAL ESTATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9582
RWX|SPDR DJ REAL ESTATE|FTBR|Foliofn Investments, Inc.|9610
RWX|SPDR DJ REAL ESTATE|GEBB|GLOBAL EXECUTION BROKERS, LP|6290
RWX|SPDR DJ REAL ESTATE|GLPX|ACS EXECUTION SERVICES, LLC|9607
RWX|SPDR DJ REAL ESTATE|GSCO|GOLDMAN SACHS & CO. LLC|60880
RWX|SPDR DJ REAL ESTATE|GSLT|GOLDMAN SACHS & CO. LLC|10742
RWX|SPDR DJ REAL ESTATE|GTSZ|GTS SECURITIES LLC|8060
RWX|SPDR DJ REAL ESTATE|HRBF|American Enterprise Investment Services Inc.|3651
RWX|SPDR DJ REAL ESTATE|IATS|INTERACTIVE BROKERS LLC|27624
RWX|SPDR DJ REAL ESTATE|IBKR|Interactive Brokers Llc|392776
RWX|SPDR DJ REAL ESTATE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|75
RWX|SPDR DJ REAL ESTATE|ICBX|INSTINET, LLC|124744
RWX|SPDR DJ REAL ESTATE|INCA|INSTINET, LLC|50587
RWX|SPDR DJ REAL ESTATE|INJX|INSTINET, LLC|20421
RWX|SPDR DJ REAL ESTATE|ITGI|ITG Inc.|56188
RWX|SPDR DJ REAL ESTATE|ITGP|ITG INC.|66200
RWX|SPDR DJ REAL ESTATE|JANY|Janney Montgomery Scott Inc.|5708
RWX|SPDR DJ REAL ESTATE|JEFF|JEFFERIES LLC|303125
RWX|SPDR DJ REAL ESTATE|JMPT|JUMP TRADING, LLC|4871
RWX|SPDR DJ REAL ESTATE|JPMX|J.P. Morgan Securities LLC|139160
RWX|SPDR DJ REAL ESTATE|JSEB|JANE STREET EXECUTION SERVICES, LLC|152723
RWX|SPDR DJ REAL ESTATE|JSJX|JANE STREET CAPITAL LLC|724618
RWX|SPDR DJ REAL ESTATE|KCGM|VIRTU Americas LLC|44010
RWX|SPDR DJ REAL ESTATE|LEHM|Barclays Capital Inc./Le|330311
RWX|SPDR DJ REAL ESTATE|LIME|Lime Brokerage LLC|71782
RWX|SPDR DJ REAL ESTATE|LSCI|Lek Securities Corporation|7
RWX|SPDR DJ REAL ESTATE|MACC|Mid Atlantic Capital Corporation|586
RWX|SPDR DJ REAL ESTATE|MACQ|Macquarie Capital (USA) Inc.|16584
RWX|SPDR DJ REAL ESTATE|MCMF|Raymond James Ltd. Cds|100
RWX|SPDR DJ REAL ESTATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|309482
RWX|SPDR DJ REAL ESTATE|MOTF|MOTIF INVESTING, INC.|2
RWX|SPDR DJ REAL ESTATE|MSCO|MORGAN STANLEY & CO. LLC|512865
RWX|SPDR DJ REAL ESTATE|MSPL|MORGAN STANLEY & CO. LLC|91500
RWX|SPDR DJ REAL ESTATE|MSTX|MORGAN STANLEY & CO. LLC|2400
RWX|SPDR DJ REAL ESTATE|NFSC|National Financial Services LLC|320393
RWX|SPDR DJ REAL ESTATE|NITE|VIRTU Americas LLC|678858
RWX|SPDR DJ REAL ESTATE|NITP|VIRTU Americas LLC|2000
RWX|SPDR DJ REAL ESTATE|NQRB|Brut, LLC|54391
RWX|SPDR DJ REAL ESTATE|NTRC|Northern Trust Securities, Inc.|95
RWX|SPDR DJ REAL ESTATE|OPCO|Oppenheimer & Co. Inc.|13
RWX|SPDR DJ REAL ESTATE|PDQM|CODA MARKETS, INC.|12485
RWX|SPDR DJ REAL ESTATE|PIPR|Piper Jaffray & Co.|2130
RWX|SPDR DJ REAL ESTATE|RBCM|RBC CAPITAL MARKETS, LLC|250
RWX|SPDR DJ REAL ESTATE|RHCO|Suntrust Robinson Humphrey, Inc.|200
RWX|SPDR DJ REAL ESTATE|SAGL|SAGETRADER, LLC|30514
RWX|SPDR DJ REAL ESTATE|SBSH|Citigroup Global Markets Inc.|66120
RWX|SPDR DJ REAL ESTATE|SEIC|SEI Investments Distribution Co.|18504
RWX|SPDR DJ REAL ESTATE|SGMT|GOLDMAN SACHS & CO. LLC|93088
RWX|SPDR DJ REAL ESTATE|SPDR|SPEEDROUTE LLC|13800
RWX|SPDR DJ REAL ESTATE|SPHN|Stephens Inc.|3
RWX|SPDR DJ REAL ESTATE|SSBS|STATE STREET GLOBAL MARKETS, LLC|1360
RWX|SPDR DJ REAL ESTATE|STFL|Stifel, Nicolaus & Company, Incorporated|2538
RWX|SPDR DJ REAL ESTATE|STKP|STOCKPILE INVESTMENTS, INC.|4
RWX|SPDR DJ REAL ESTATE|SWIM|TD Ameritrade, Inc.|8760
RWX|SPDR DJ REAL ESTATE|SWST|Hilltop Securities Inc.|144406
RWX|SPDR DJ REAL ESTATE|TDSI|TD Securities (USA) LLC|23174
RWX|SPDR DJ REAL ESTATE|TKNG|ALLY INVEST SECURITIES LLC|134
RWX|SPDR DJ REAL ESTATE|TRBT|Tradebot Systems, Inc.|143307
RWX|SPDR DJ REAL ESTATE|TRCM|TRC MARKETS LLC|5713
RWX|SPDR DJ REAL ESTATE|UBSA|UBS SECURITIES LLC|350483
RWX|SPDR DJ REAL ESTATE|UBSS|UBS Securities LLC|387818
RWX|SPDR DJ REAL ESTATE|VALX|VIRTU AMERICAS LLC|1470
RWX|SPDR DJ REAL ESTATE|VGRD|Vanguard Marketing Corporation|10049
RWX|SPDR DJ REAL ESTATE|WCHV|WELLS FARGO SECURITIES, LLC|90758
RWX|SPDR DJ REAL ESTATE|WEDB|WEDBUSH SECURITIES INC.|500
RWX|SPDR DJ REAL ESTATE|WEED|Weeden & Co.L.P.|1381
RWX|SPDR DJ REAL ESTATE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|125253
RWX|SPDR DJ REAL ESTATE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|107
RWX|SPDR DJ REAL ESTATE|WSEA|WOLVERINE SECURITIES, LLC|3615
RWX|SPDR DJ REAL ESTATE|XSTM|NATIONAL FINANCIAL SERVICES LLC|18018
RWX|SPDR DJ REAL ESTATE|YKNA|COMHAR CAPITAL MARKETS, LLC|6
RWX|SPDR DJ REAL ESTATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15885
RXD|ULTRASHORT HEALTH CA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102
RXD|ULTRASHORT HEALTH CA|DBAX|Deutsche Bank Securities Inc.|100
RXD|ULTRASHORT HEALTH CA|EBXL|EBX LLC|100
RXD|ULTRASHORT HEALTH CA|ETRS|E*Trade Securities LLC|48
RXD|ULTRASHORT HEALTH CA|FILL|Tradestation Securities, Inc.|453
RXD|ULTRASHORT HEALTH CA|IBKR|Interactive Brokers Llc|173
RXD|ULTRASHORT HEALTH CA|ICBX|INSTINET, LLC|1000
RXD|ULTRASHORT HEALTH CA|INCA|INSTINET, LLC|1
RXD|ULTRASHORT HEALTH CA|JSJX|JANE STREET CAPITAL LLC|208
RXD|ULTRASHORT HEALTH CA|KCGM|VIRTU Americas LLC|2651
RXD|ULTRASHORT HEALTH CA|LEHM|Barclays Capital Inc./Le|200
RXD|ULTRASHORT HEALTH CA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
RXD|ULTRASHORT HEALTH CA|MSCO|MORGAN STANLEY & CO. LLC|456
RXD|ULTRASHORT HEALTH CA|NFSC|National Financial Services LLC|137
RXD|ULTRASHORT HEALTH CA|NITE|VIRTU Americas LLC|1136
RXD|ULTRASHORT HEALTH CA|SGMT|GOLDMAN SACHS & CO. LLC|101
RXD|ULTRASHORT HEALTH CA|TKNG|ALLY INVEST SECURITIES LLC|117
RXD|ULTRASHORT HEALTH CA|UBSA|UBS SECURITIES LLC|101
RXD|ULTRASHORT HEALTH CA|UBSS|UBS Securities LLC|60
RXD|ULTRASHORT HEALTH CA|VGRD|Vanguard Marketing Corporation|368
RXD|ULTRASHORT HEALTH CA|WSEA|WOLVERINE SECURITIES, LLC|100
RXI|ISHARES GLOBAL CONSU|APCC|Apex Clearing Corporation|200
RXI|ISHARES GLOBAL CONSU|BARD|Robert W. Baird & Co. Incorporated|6
RXI|ISHARES GLOBAL CONSU|BATM|CBOE TRADING, INC.|3972
RXI|ISHARES GLOBAL CONSU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
RXI|ISHARES GLOBAL CONSU|CANT|Cantor Fitzgerald & Co.|6237
RXI|ISHARES GLOBAL CONSU|CHAS|Charles Schwab & Co., Inc.|2
RXI|ISHARES GLOBAL CONSU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|995
RXI|ISHARES GLOBAL CONSU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4946
RXI|ISHARES GLOBAL CONSU|CSIN|Citadel Securities Institutional LLC|57842
RXI|ISHARES GLOBAL CONSU|CTDL|Citadel Derivatives Group Llc|67319
RXI|ISHARES GLOBAL CONSU|DBAX|Deutsche Bank Securities Inc.|2900
RXI|ISHARES GLOBAL CONSU|DEAN|MORGAN STANLEY|71
RXI|ISHARES GLOBAL CONSU|EBXL|EBX LLC|1400
RXI|ISHARES GLOBAL CONSU|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
RXI|ISHARES GLOBAL CONSU|EDJC|Edward Jones / CDS|300
RXI|ISHARES GLOBAL CONSU|EDJO|Edward D. Jones & Co., L.P.|1078
RXI|ISHARES GLOBAL CONSU|ETRS|E*Trade Securities LLC|99
RXI|ISHARES GLOBAL CONSU|FLTU|FLOW TRADERS US LLC|426592
RXI|ISHARES GLOBAL CONSU|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|426592
RXI|ISHARES GLOBAL CONSU|FMAF|NBCN Inc./ CDS|1170
RXI|ISHARES GLOBAL CONSU|FTBR|Foliofn Investments, Inc.|348
RXI|ISHARES GLOBAL CONSU|GBMT|GBM International, Inc.|540
RXI|ISHARES GLOBAL CONSU|GSCO|GOLDMAN SACHS & CO. LLC|100
RXI|ISHARES GLOBAL CONSU|HRBF|American Enterprise Investment Services Inc.|794
RXI|ISHARES GLOBAL CONSU|IATS|INTERACTIVE BROKERS LLC|300
RXI|ISHARES GLOBAL CONSU|IBKR|Interactive Brokers Llc|10963
RXI|ISHARES GLOBAL CONSU|ICBX|INSTINET, LLC|1884
RXI|ISHARES GLOBAL CONSU|INCA|INSTINET, LLC|3684
RXI|ISHARES GLOBAL CONSU|ITGI|ITG Inc.|2949
RXI|ISHARES GLOBAL CONSU|ITGP|ITG INC.|9200
RXI|ISHARES GLOBAL CONSU|JANY|Janney Montgomery Scott Inc.|54
RXI|ISHARES GLOBAL CONSU|JEFF|JEFFERIES LLC|240
RXI|ISHARES GLOBAL CONSU|JPMX|J.P. Morgan Securities LLC|2114
RXI|ISHARES GLOBAL CONSU|JSEB|JANE STREET EXECUTION SERVICES, LLC|5994
RXI|ISHARES GLOBAL CONSU|JSJX|JANE STREET CAPITAL LLC|24661
RXI|ISHARES GLOBAL CONSU|KCGM|VIRTU Americas LLC|4148
RXI|ISHARES GLOBAL CONSU|LEHM|Barclays Capital Inc./Le|4000
RXI|ISHARES GLOBAL CONSU|LIME|Lime Brokerage LLC|699
RXI|ISHARES GLOBAL CONSU|MACC|Mid Atlantic Capital Corporation|34
RXI|ISHARES GLOBAL CONSU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2556
RXI|ISHARES GLOBAL CONSU|MOTF|MOTIF INVESTING, INC.|1
RXI|ISHARES GLOBAL CONSU|MSCO|MORGAN STANLEY & CO. LLC|8447
RXI|ISHARES GLOBAL CONSU|MSPL|MORGAN STANLEY & CO. LLC|2800
RXI|ISHARES GLOBAL CONSU|NFSC|National Financial Services LLC|9400
RXI|ISHARES GLOBAL CONSU|NITE|VIRTU Americas LLC|13768
RXI|ISHARES GLOBAL CONSU|NTBF|BMO Nesbitt Burns Inc./CDS|319
RXI|ISHARES GLOBAL CONSU|OPCO|Oppenheimer & Co. Inc.|355
RXI|ISHARES GLOBAL CONSU|RBCM|RBC CAPITAL MARKETS, LLC|536
RXI|ISHARES GLOBAL CONSU|SGMT|GOLDMAN SACHS & CO. LLC|1748
RXI|ISHARES GLOBAL CONSU|SWIM|TD Ameritrade, Inc.|343
RXI|ISHARES GLOBAL CONSU|SWST|Hilltop Securities Inc.|1
RXI|ISHARES GLOBAL CONSU|TRCM|TRC MARKETS LLC|89
RXI|ISHARES GLOBAL CONSU|UBSS|UBS Securities LLC|8264
RXI|ISHARES GLOBAL CONSU|VGRD|Vanguard Marketing Corporation|5
RXI|ISHARES GLOBAL CONSU|WBET|Wallachbeth Capital LLC|400
RXI|ISHARES GLOBAL CONSU|WCHV|WELLS FARGO SECURITIES, LLC|4497
RXI|ISHARES GLOBAL CONSU|WEED|Weeden & Co.L.P.|897
RXI|ISHARES GLOBAL CONSU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|156
RXI|ISHARES GLOBAL CONSU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12677
RXI|ISHARES GLOBAL CONSU|WSEA|WOLVERINE SECURITIES, LLC|37
RXI|ISHARES GLOBAL CONSU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|137
RXII|RXI PHARMACEUTICALS|ALTX|Alternet Securities Inc.|200
RXII|RXI PHARMACEUTICALS|APCC|Apex Clearing Corporation|4019
RXII|RXI PHARMACEUTICALS|BATM|CBOE TRADING, INC.|2
RXII|RXI PHARMACEUTICALS|BIMI|Banca IMI Securities Corp.|1503
RXII|RXI PHARMACEUTICALS|CHAS|Charles Schwab & Co., Inc.|360
RXII|RXI PHARMACEUTICALS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
RXII|RXI PHARMACEUTICALS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|975
RXII|RXI PHARMACEUTICALS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
RXII|RXI PHARMACEUTICALS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
RXII|RXI PHARMACEUTICALS|DBAB|Deutsche Bank Securities Inc.|2400
RXII|RXI PHARMACEUTICALS|DBAX|Deutsche Bank Securities Inc.|900
RXII|RXI PHARMACEUTICALS|DEGS|RONIN PROFESSIONAL LLC|6942
RXII|RXI PHARMACEUTICALS|EBXL|EBX LLC|10100
RXII|RXI PHARMACEUTICALS|EDJO|Edward D. Jones & Co., L.P.|170
RXII|RXI PHARMACEUTICALS|EGAM|CBOE TRADING, INC.|300
RXII|RXI PHARMACEUTICALS|EGXM|CBOE TRADING, INC.|1153
RXII|RXI PHARMACEUTICALS|ETBE|Electronic Transaction Clearing, Inc.|101
RXII|RXI PHARMACEUTICALS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1286
RXII|RXI PHARMACEUTICALS|ETRS|E*Trade Securities LLC|80091
RXII|RXI PHARMACEUTICALS|FBCO|Credit Suisse Securities (USA) LLC|14399
RXII|RXI PHARMACEUTICALS|FILL|Tradestation Securities, Inc.|65171
RXII|RXI PHARMACEUTICALS|FOMA|TD AMERITRADE CLEARING, INC.|165326
RXII|RXI PHARMACEUTICALS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
RXII|RXI PHARMACEUTICALS|GLIS|TD Securities Inc|295
RXII|RXI PHARMACEUTICALS|GLPX|ACS EXECUTION SERVICES, LLC|1300
RXII|RXI PHARMACEUTICALS|GSCO|GOLDMAN SACHS & CO. LLC|100
RXII|RXI PHARMACEUTICALS|GSLT|GOLDMAN SACHS & CO. LLC|964
RXII|RXI PHARMACEUTICALS|GTSZ|GTS SECURITIES LLC|4300
RXII|RXI PHARMACEUTICALS|HRBF|American Enterprise Investment Services Inc.|1010
RXII|RXI PHARMACEUTICALS|IATS|INTERACTIVE BROKERS LLC|5400
RXII|RXI PHARMACEUTICALS|IBKR|Interactive Brokers Llc|47505
RXII|RXI PHARMACEUTICALS|ICBX|INSTINET, LLC|1980
RXII|RXI PHARMACEUTICALS|INCA|INSTINET, LLC|16968
RXII|RXI PHARMACEUTICALS|INJX|INSTINET, LLC|6050
RXII|RXI PHARMACEUTICALS|ITGI|ITG Inc.|4300
RXII|RXI PHARMACEUTICALS|ITGP|ITG INC.|9600
RXII|RXI PHARMACEUTICALS|JMPT|JUMP TRADING, LLC|85
RXII|RXI PHARMACEUTICALS|JPMX|J.P. Morgan Securities LLC|1000
RXII|RXI PHARMACEUTICALS|KCGM|VIRTU Americas LLC|800
RXII|RXI PHARMACEUTICALS|LEHM|Barclays Capital Inc./Le|1306
RXII|RXI PHARMACEUTICALS|LIME|Lime Brokerage LLC|13669
RXII|RXI PHARMACEUTICALS|MAXM|Maxim Group LLC|100
RXII|RXI PHARMACEUTICALS|MOTF|MOTIF INVESTING, INC.|2
RXII|RXI PHARMACEUTICALS|MSCO|MORGAN STANLEY & CO. LLC|109831
RXII|RXI PHARMACEUTICALS|MSPL|MORGAN STANLEY & CO. LLC|3200
RXII|RXI PHARMACEUTICALS|NFSC|National Financial Services LLC|197707
RXII|RXI PHARMACEUTICALS|NITE|VIRTU Americas LLC|265246
RXII|RXI PHARMACEUTICALS|NITP|VIRTU Americas LLC|100
RXII|RXI PHARMACEUTICALS|NQRB|Brut, LLC|700
RXII|RXI PHARMACEUTICALS|PCPT|PHILLIP CAPITAL INC.|750
RXII|RXI PHARMACEUTICALS|PDQM|CODA MARKETS, INC.|2200
RXII|RXI PHARMACEUTICALS|SBSH|Citigroup Global Markets Inc.|5407
RXII|RXI PHARMACEUTICALS|SGMT|GOLDMAN SACHS & CO. LLC|1395
RXII|RXI PHARMACEUTICALS|SPDR|SPEEDROUTE LLC|697
RXII|RXI PHARMACEUTICALS|SWIM|TD Ameritrade, Inc.|76271
RXII|RXI PHARMACEUTICALS|SWST|Hilltop Securities Inc.|40
RXII|RXI PHARMACEUTICALS|TKNG|ALLY INVEST SECURITIES LLC|4884
RXII|RXI PHARMACEUTICALS|UBSA|UBS SECURITIES LLC|8502
RXII|RXI PHARMACEUTICALS|UBSS|UBS Securities LLC|57200
RXII|RXI PHARMACEUTICALS|VALX|VIRTU AMERICAS LLC|460
RXII|RXI PHARMACEUTICALS|WCHV|WELLS FARGO SECURITIES, LLC|2317
RXII|RXI PHARMACEUTICALS|WEED|Weeden & Co.L.P.|80
RXII|RXI PHARMACEUTICALS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|584
RXII|RXI PHARMACEUTICALS|WGIF|CIBC World Markets Inc.|1300
RXII|RXI PHARMACEUTICALS|WSEA|WOLVERINE SECURITIES, LLC|2294
RXII|RXI PHARMACEUTICALS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
RXII|RXI PHARMACEUTICALS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
RXIIW|RXI PHARMACEUTICALS|APCC|Apex Clearing Corporation|1420
RXIIW|RXI PHARMACEUTICALS|ETRS|E*Trade Securities LLC|4420
RXIIW|RXI PHARMACEUTICALS|FOMA|TD AMERITRADE CLEARING, INC.|1990
RXIIW|RXI PHARMACEUTICALS|INCA|INSTINET, LLC|3600
RXIIW|RXI PHARMACEUTICALS|LTCO|Ladenburg, Thalmann & Co., Inc.|200
RXIIW|RXI PHARMACEUTICALS|MSCO|MORGAN STANLEY & CO. LLC|100
RXIIW|RXI PHARMACEUTICALS|NFSC|National Financial Services LLC|100
RXIIW|RXI PHARMACEUTICALS|NITE|VIRTU Americas LLC|6580
RXIIW|RXI PHARMACEUTICALS|WSEA|WOLVERINE SECURITIES, LLC|100
RXL|ULTRA HEALTH CARE PR|APCC|Apex Clearing Corporation|21
RXL|ULTRA HEALTH CARE PR|BATM|CBOE TRADING, INC.|1034
RXL|ULTRA HEALTH CARE PR|CHAS|Charles Schwab & Co., Inc.|53
RXL|ULTRA HEALTH CARE PR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2771
RXL|ULTRA HEALTH CARE PR|DBAX|Deutsche Bank Securities Inc.|500
RXL|ULTRA HEALTH CARE PR|DEAN|MORGAN STANLEY|20
RXL|ULTRA HEALTH CARE PR|DEGS|RONIN PROFESSIONAL LLC|100
RXL|ULTRA HEALTH CARE PR|EDJO|Edward D. Jones & Co., L.P.|55
RXL|ULTRA HEALTH CARE PR|ETRS|E*Trade Securities LLC|797
RXL|ULTRA HEALTH CARE PR|FMAF|NBCN Inc./ CDS|180
RXL|ULTRA HEALTH CARE PR|FMCO|First Manhattan Co|200
RXL|ULTRA HEALTH CARE PR|FTBR|Foliofn Investments, Inc.|6
RXL|ULTRA HEALTH CARE PR|GSCO|GOLDMAN SACHS & CO. LLC|3106
RXL|ULTRA HEALTH CARE PR|HRBF|American Enterprise Investment Services Inc.|100
RXL|ULTRA HEALTH CARE PR|IBKR|Interactive Brokers Llc|601
RXL|ULTRA HEALTH CARE PR|JSJX|JANE STREET CAPITAL LLC|4849
RXL|ULTRA HEALTH CARE PR|KCGM|VIRTU Americas LLC|20
RXL|ULTRA HEALTH CARE PR|LEHM|Barclays Capital Inc./Le|1000
RXL|ULTRA HEALTH CARE PR|LIME|Lime Brokerage LLC|256
RXL|ULTRA HEALTH CARE PR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
RXL|ULTRA HEALTH CARE PR|MOTF|MOTIF INVESTING, INC.|2
RXL|ULTRA HEALTH CARE PR|MSCO|MORGAN STANLEY & CO. LLC|633
RXL|ULTRA HEALTH CARE PR|MSPL|MORGAN STANLEY & CO. LLC|100
RXL|ULTRA HEALTH CARE PR|NFSC|National Financial Services LLC|4259
RXL|ULTRA HEALTH CARE PR|NITE|VIRTU Americas LLC|14106
RXL|ULTRA HEALTH CARE PR|SGMT|GOLDMAN SACHS & CO. LLC|4306
RXL|ULTRA HEALTH CARE PR|SWIM|TD Ameritrade, Inc.|376
RXL|ULTRA HEALTH CARE PR|TKNG|ALLY INVEST SECURITIES LLC|25
RXL|ULTRA HEALTH CARE PR|UBSA|UBS SECURITIES LLC|1114
RXL|ULTRA HEALTH CARE PR|UBSS|UBS Securities LLC|2182
RXL|ULTRA HEALTH CARE PR|VGRD|Vanguard Marketing Corporation|555
RXL|ULTRA HEALTH CARE PR|WCHV|WELLS FARGO SECURITIES, LLC|144
RXL|ULTRA HEALTH CARE PR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|359
RXL|ULTRA HEALTH CARE PR|WSEA|WOLVERINE SECURITIES, LLC|3
RXL|ULTRA HEALTH CARE PR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
RXN|REXNORD CORPORATION|ALTX|Alternet Securities Inc.|3100
RXN|REXNORD CORPORATION|ANOS|ABEL/NOSER, L.L.C.|200
RXN|REXNORD CORPORATION|APCC|Apex Clearing Corporation|209
RXN|REXNORD CORPORATION|BARD|Robert W. Baird & Co. Incorporated|64371
RXN|REXNORD CORPORATION|BATM|CBOE TRADING, INC.|2756
RXN|REXNORD CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|30394
RXN|REXNORD CORPORATION|BIDS|BIDS TRADING L.P.|45303
RXN|REXNORD CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1614
RXN|REXNORD CORPORATION|BLKX|INSTINET, LLC|141400
RXN|REXNORD CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|10123
RXN|REXNORD CORPORATION|BTIG|BTIG, LLC|200
RXN|REXNORD CORPORATION|BYXM|CBOE TRADING, INC.|269
RXN|REXNORD CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1988
RXN|REXNORD CORPORATION|CANT|Cantor Fitzgerald & Co.|1688
RXN|REXNORD CORPORATION|CHAS|Charles Schwab & Co., Inc.|2837
RXN|REXNORD CORPORATION|CIST|Capital Institutional Services, Inc.|893
RXN|REXNORD CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91642
RXN|REXNORD CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
RXN|REXNORD CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|205349
RXN|REXNORD CORPORATION|CTDL|Citadel Derivatives Group Llc|3399
RXN|REXNORD CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|34430
RXN|REXNORD CORPORATION|DBAB|Deutsche Bank Securities Inc.|64640
RXN|REXNORD CORPORATION|DBAX|Deutsche Bank Securities Inc.|116700
RXN|REXNORD CORPORATION|DEAN|MORGAN STANLEY|95
RXN|REXNORD CORPORATION|DEGS|RONIN PROFESSIONAL LLC|655
RXN|REXNORD CORPORATION|EBXL|EBX LLC|68400
RXN|REXNORD CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|1574
RXN|REXNORD CORPORATION|EGAM|CBOE TRADING, INC.|3700
RXN|REXNORD CORPORATION|EGAW|CBOE TRADING, INC.|29
RXN|REXNORD CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|300
RXN|REXNORD CORPORATION|EGXM|CBOE TRADING, INC.|1117
RXN|REXNORD CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|2974
RXN|REXNORD CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3800
RXN|REXNORD CORPORATION|ETRS|E*Trade Securities LLC|1783
RXN|REXNORD CORPORATION|FILL|Tradestation Securities, Inc.|200
RXN|REXNORD CORPORATION|FMAF|NBCN Inc./ CDS|100
RXN|REXNORD CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4553
RXN|REXNORD CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|127182
RXN|REXNORD CORPORATION|FTBR|Foliofn Investments, Inc.|362
RXN|REXNORD CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|5873
RXN|REXNORD CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|5180
RXN|REXNORD CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|331009
RXN|REXNORD CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|500
RXN|REXNORD CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|3252
RXN|REXNORD CORPORATION|GTSZ|GTS SECURITIES LLC|37395
RXN|REXNORD CORPORATION|HPPX|POTAMUS TRADING, LLC|1885
RXN|REXNORD CORPORATION|HRBF|American Enterprise Investment Services Inc.|814
RXN|REXNORD CORPORATION|HSBC|HSBC Securities, Inc.|100
RXN|REXNORD CORPORATION|IATS|INTERACTIVE BROKERS LLC|2229
RXN|REXNORD CORPORATION|IBKR|Interactive Brokers Llc|7794
RXN|REXNORD CORPORATION|ICBX|INSTINET, LLC|18000
RXN|REXNORD CORPORATION|IEQY|CITADEL SECURITIES LLC|26216
RXN|REXNORD CORPORATION|INCA|INSTINET, LLC|76779
RXN|REXNORD CORPORATION|INJX|INSTINET, LLC|5327
RXN|REXNORD CORPORATION|ITGI|ITG Inc.|9769
RXN|REXNORD CORPORATION|ITGP|ITG INC.|31000
RXN|REXNORD CORPORATION|JANY|Janney Montgomery Scott Inc.|19
RXN|REXNORD CORPORATION|JEFF|JEFFERIES LLC|162794
RXN|REXNORD CORPORATION|JMPT|JUMP TRADING, LLC|15496
RXN|REXNORD CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|56271
RXN|REXNORD CORPORATION|JPMX|J.P. Morgan Securities LLC|228441
RXN|REXNORD CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|34057
RXN|REXNORD CORPORATION|JSJX|JANE STREET CAPITAL LLC|3290
RXN|REXNORD CORPORATION|KCGM|VIRTU Americas LLC|26754
RXN|REXNORD CORPORATION|LEHM|Barclays Capital Inc./Le|199181
RXN|REXNORD CORPORATION|LIME|Lime Brokerage LLC|18013
RXN|REXNORD CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|223976
RXN|REXNORD CORPORATION|LOOP|Loop Capital Markets LLC|700
RXN|REXNORD CORPORATION|LQNA|LIQUIDNET, INC.|37000
RXN|REXNORD CORPORATION|LSCI|Lek Securities Corporation|1679
RXN|REXNORD CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|20
RXN|REXNORD CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|97520
RXN|REXNORD CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
RXN|REXNORD CORPORATION|MOTF|MOTIF INVESTING, INC.|5
RXN|REXNORD CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|727284
RXN|REXNORD CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|214300
RXN|REXNORD CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|73100
RXN|REXNORD CORPORATION|MUFG|MUFG SECURITIES AMERICAS INC.|485840
RXN|REXNORD CORPORATION|MZHO|Mizuho Securities USA LLC|21500
RXN|REXNORD CORPORATION|NFSC|National Financial Services LLC|53765
RXN|REXNORD CORPORATION|NITE|VIRTU Americas LLC|88611
RXN|REXNORD CORPORATION|NITP|VIRTU Americas LLC|1025
RXN|REXNORD CORPORATION|NQRB|Brut, LLC|10463
RXN|REXNORD CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|210
RXN|REXNORD CORPORATION|NTRC|Northern Trust Securities, Inc.|2522
RXN|REXNORD CORPORATION|OPCO|Oppenheimer & Co. Inc.|2200
RXN|REXNORD CORPORATION|PDQM|CODA MARKETS, INC.|18794
RXN|REXNORD CORPORATION|PWJC|UBS Financial Services, Inc.|435
RXN|REXNORD CORPORATION|QMSR|QUATTRO M SECURITIES INC.|647
RXN|REXNORD CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|243
RXN|REXNORD CORPORATION|SAGL|SAGETRADER, LLC|4500
RXN|REXNORD CORPORATION|SAGW|SAGETRADER, LLC|200
RXN|REXNORD CORPORATION|SBSH|Citigroup Global Markets Inc.|67602
RXN|REXNORD CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|42614
RXN|REXNORD CORPORATION|SPDR|SPEEDROUTE LLC|2400
RXN|REXNORD CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2842
RXN|REXNORD CORPORATION|SWIM|TD Ameritrade, Inc.|933
RXN|REXNORD CORPORATION|SWST|Hilltop Securities Inc.|248
RXN|REXNORD CORPORATION|TRBT|Tradebot Systems, Inc.|104501
RXN|REXNORD CORPORATION|TRCM|TRC MARKETS LLC|31836
RXN|REXNORD CORPORATION|TWTT|TASTYWORKS, INC.|32
RXN|REXNORD CORPORATION|UBSA|UBS SECURITIES LLC|215390
RXN|REXNORD CORPORATION|UBSS|UBS Securities LLC|297569
RXN|REXNORD CORPORATION|VALX|VIRTU AMERICAS LLC|7506
RXN|REXNORD CORPORATION|VGRD|Vanguard Marketing Corporation|741
RXN|REXNORD CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|1670
RXN|REXNORD CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|21669
RXN|REXNORD CORPORATION|WEDB|WEDBUSH SECURITIES INC.|888
RXN|REXNORD CORPORATION|WEED|Weeden & Co.L.P.|1850
RXN|REXNORD CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1339
RXN|REXNORD CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5274
RXN|REXNORD CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|13
RXN|REXNORD CORPORATION|XIST|INSTINET, LLC|78800
RXN|REXNORD CORPORATION|XPQR|Jump Trading|772
RXN|REXNORD CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
RXN|REXNORD CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|820
RXN$A|REXNORD CP DEP SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
RXN$A|REXNORD CP DEP SHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
RXN$A|REXNORD CP DEP SHS|GLPX|ACS EXECUTION SERVICES, LLC|699
RXN$A|REXNORD CP DEP SHS|GSCS|GOLDMAN SACHS & CO. LLC|100
RXN$A|REXNORD CP DEP SHS|GTSZ|GTS SECURITIES LLC|100
RXN$A|REXNORD CP DEP SHS|INCA|INSTINET, LLC|1200
RXN$A|REXNORD CP DEP SHS|LEHM|Barclays Capital Inc./Le|30000
RXN$A|REXNORD CP DEP SHS|LIME|Lime Brokerage LLC|436
RXN$A|REXNORD CP DEP SHS|MSCO|MORGAN STANLEY & CO. LLC|260
RXN$A|REXNORD CP DEP SHS|MUFG|MUFG SECURITIES AMERICAS INC.|438570
RXN$A|REXNORD CP DEP SHS|MZHO|Mizuho Securities USA LLC|11300
RXN$A|REXNORD CP DEP SHS|NITE|VIRTU Americas LLC|1325
RXN$A|REXNORD CP DEP SHS|NQRB|Brut, LLC|100
RXN$A|REXNORD CP DEP SHS|PDQM|CODA MARKETS, INC.|899
RXN$A|REXNORD CP DEP SHS|TRBT|Tradebot Systems, Inc.|1
RXN$A|REXNORD CP DEP SHS|UBSA|UBS SECURITIES LLC|1000
RXN$A|REXNORD CP DEP SHS|UBSS|UBS Securities LLC|75
RXN$A|REXNORD CP DEP SHS|WCHV|WELLS FARGO SECURITIES, LLC|36
RXN$A|REXNORD CP DEP SHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3429
RXN$A|REXNORD CP DEP SHS|YKNA|COMHAR CAPITAL MARKETS, LLC|200
RY|ROYAL BANK OF CANADA|ABLE|NATIXIS Securities Americas LLC|93000
RY|ROYAL BANK OF CANADA|AGIS|Aegis Capital Corp.|356
RY|ROYAL BANK OF CANADA|ALTX|Alternet Securities Inc.|1395
RY|ROYAL BANK OF CANADA|APCC|Apex Clearing Corporation|7540
RY|ROYAL BANK OF CANADA|BANK|Primevest Financial Services, Inc.|19
RY|ROYAL BANK OF CANADA|BARD|Robert W. Baird & Co. Incorporated|1778
RY|ROYAL BANK OF CANADA|BATM|CBOE TRADING, INC.|27185
RY|ROYAL BANK OF CANADA|BBNT|BB&T SECURITIES, LLC|1230
RY|ROYAL BANK OF CANADA|BERN|Sanford C. Bernstein & Co., LLC|2809
RY|ROYAL BANK OF CANADA|BIAD|SAGETRADER, LLC|566
RY|ROYAL BANK OF CANADA|BIMI|Banca IMI Securities Corp.|130
RY|ROYAL BANK OF CANADA|BKCM|BNY Mellon Capital Markets LLC|1126
RY|ROYAL BANK OF CANADA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6418
RY|ROYAL BANK OF CANADA|BYXM|CBOE TRADING, INC.|334
RY|ROYAL BANK OF CANADA|BZYD|GOLDMAN SACHS & CO. LLC|1000
RY|ROYAL BANK OF CANADA|CHAS|Charles Schwab & Co., Inc.|1859
RY|ROYAL BANK OF CANADA|CICF|Canaccord Genuity Corp.|1373
RY|ROYAL BANK OF CANADA|CIST|Capital Institutional Services, Inc.|464
RY|ROYAL BANK OF CANADA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20562
RY|ROYAL BANK OF CANADA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5967
RY|ROYAL BANK OF CANADA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|619
RY|ROYAL BANK OF CANADA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77602
RY|ROYAL BANK OF CANADA|CTDL|Citadel Derivatives Group Llc|4270
RY|ROYAL BANK OF CANADA|CTLR|CUTLER GROUP, LP|100
RY|ROYAL BANK OF CANADA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2476
RY|ROYAL BANK OF CANADA|DADA|D.A. Davidson & Co.|444
RY|ROYAL BANK OF CANADA|DBAB|Deutsche Bank Securities Inc.|66633
RY|ROYAL BANK OF CANADA|DBAX|Deutsche Bank Securities Inc.|24100
RY|ROYAL BANK OF CANADA|DBUL|Deutsche Bank Securities Inc.|300
RY|ROYAL BANK OF CANADA|DCHF|Dart Executions, LLC|800
RY|ROYAL BANK OF CANADA|DEAN|MORGAN STANLEY|13364
RY|ROYAL BANK OF CANADA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1564
RY|ROYAL BANK OF CANADA|EBXL|EBX LLC|73900
RY|ROYAL BANK OF CANADA|ECUT|CONVERGEX EXECUTION SOLUTIONS|6638
RY|ROYAL BANK OF CANADA|EDJC|Edward Jones / CDS|200
RY|ROYAL BANK OF CANADA|EDJO|Edward D. Jones & Co., L.P.|5604
RY|ROYAL BANK OF CANADA|EGAM|CBOE TRADING, INC.|6834
RY|ROYAL BANK OF CANADA|EGAW|CBOE TRADING, INC.|70
RY|ROYAL BANK OF CANADA|EGXM|CBOE TRADING, INC.|1850
RY|ROYAL BANK OF CANADA|EGXW|CBOE TRADING, INC.|111
RY|ROYAL BANK OF CANADA|ETBE|Electronic Transaction Clearing, Inc.|9188
RY|ROYAL BANK OF CANADA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1813
RY|ROYAL BANK OF CANADA|ETRS|E*Trade Securities LLC|7115
RY|ROYAL BANK OF CANADA|FILL|Tradestation Securities, Inc.|552
RY|ROYAL BANK OF CANADA|FMAF|NBCN Inc./ CDS|9026
RY|ROYAL BANK OF CANADA|FQLS|Quantlab Securities LP|130868
RY|ROYAL BANK OF CANADA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21502
RY|ROYAL BANK OF CANADA|FTBR|Foliofn Investments, Inc.|2012
RY|ROYAL BANK OF CANADA|GBMT|GBM International, Inc.|5638
RY|ROYAL BANK OF CANADA|GEBB|GLOBAL EXECUTION BROKERS, LP|7107
RY|ROYAL BANK OF CANADA|GLIS|TD Securities Inc|15473
RY|ROYAL BANK OF CANADA|GLPX|ACS EXECUTION SERVICES, LLC|2039
RY|ROYAL BANK OF CANADA|GSCO|GOLDMAN SACHS & CO. LLC|1326760
RY|ROYAL BANK OF CANADA|GSCS|GOLDMAN SACHS & CO. LLC|400
RY|ROYAL BANK OF CANADA|GSLT|GOLDMAN SACHS & CO. LLC|1841
RY|ROYAL BANK OF CANADA|GTSZ|GTS SECURITIES LLC|29080
RY|ROYAL BANK OF CANADA|HAPX|HAP Trading, LLC|100
RY|ROYAL BANK OF CANADA|HRBF|American Enterprise Investment Services Inc.|4594
RY|ROYAL BANK OF CANADA|HSBC|HSBC Securities, Inc.|620
RY|ROYAL BANK OF CANADA|IATS|INTERACTIVE BROKERS LLC|5428
RY|ROYAL BANK OF CANADA|IBKR|Interactive Brokers Llc|18672
RY|ROYAL BANK OF CANADA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|200
RY|ROYAL BANK OF CANADA|ICBX|INSTINET, LLC|32400
RY|ROYAL BANK OF CANADA|INCA|INSTINET, LLC|213455
RY|ROYAL BANK OF CANADA|INJX|INSTINET, LLC|2000
RY|ROYAL BANK OF CANADA|ITGI|ITG Inc.|81327
RY|ROYAL BANK OF CANADA|ITGP|ITG INC.|24200
RY|ROYAL BANK OF CANADA|JANY|Janney Montgomery Scott Inc.|4566
RY|ROYAL BANK OF CANADA|JEFF|JEFFERIES LLC|13409
RY|ROYAL BANK OF CANADA|JMPT|JUMP TRADING, LLC|21072
RY|ROYAL BANK OF CANADA|JPBX|J.P. MORGAN SECURITIES LLC|2924
RY|ROYAL BANK OF CANADA|JPMX|J.P. Morgan Securities LLC|55466
RY|ROYAL BANK OF CANADA|JSJX|JANE STREET CAPITAL LLC|2360
RY|ROYAL BANK OF CANADA|KCGM|VIRTU Americas LLC|20047
RY|ROYAL BANK OF CANADA|KCRD|PHX FINANCIAL, INC.|84
RY|ROYAL BANK OF CANADA|LEHM|Barclays Capital Inc./Le|184281
RY|ROYAL BANK OF CANADA|LIME|Lime Brokerage LLC|113100
RY|ROYAL BANK OF CANADA|LIWD|LIME BROKERAGE LLC|65
RY|ROYAL BANK OF CANADA|LSCI|Lek Securities Corporation|347
RY|ROYAL BANK OF CANADA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|299
RY|ROYAL BANK OF CANADA|MACC|Mid Atlantic Capital Corporation|246
RY|ROYAL BANK OF CANADA|MCMF|Raymond James Ltd. Cds|300
RY|ROYAL BANK OF CANADA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17268
RY|ROYAL BANK OF CANADA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
RY|ROYAL BANK OF CANADA|MOTF|MOTIF INVESTING, INC.|18
RY|ROYAL BANK OF CANADA|MSCO|MORGAN STANLEY & CO. LLC|602795
RY|ROYAL BANK OF CANADA|MSPL|MORGAN STANLEY & CO. LLC|159900
RY|ROYAL BANK OF CANADA|MSTX|MORGAN STANLEY & CO. LLC|19300
RY|ROYAL BANK OF CANADA|NBCS|NBC Securities, INC.|2959
RY|ROYAL BANK OF CANADA|NFSC|National Financial Services LLC|216674
RY|ROYAL BANK OF CANADA|NITE|VIRTU Americas LLC|541774
RY|ROYAL BANK OF CANADA|NITP|VIRTU Americas LLC|1558
RY|ROYAL BANK OF CANADA|NMRA|Nomura Securities International, Inc.|100
RY|ROYAL BANK OF CANADA|NQRB|Brut, LLC|3277
RY|ROYAL BANK OF CANADA|NTBF|BMO Nesbitt Burns Inc./CDS|11266
RY|ROYAL BANK OF CANADA|NTRC|Northern Trust Securities, Inc.|27
RY|ROYAL BANK OF CANADA|OHOS|TWO SIGMA SECURITIES, LLC|75687
RY|ROYAL BANK OF CANADA|OPCO|Oppenheimer & Co. Inc.|600
RY|ROYAL BANK OF CANADA|PDQM|CODA MARKETS, INC.|3511
RY|ROYAL BANK OF CANADA|PWJC|UBS Financial Services, Inc.|3555
RY|ROYAL BANK OF CANADA|RBCM|RBC CAPITAL MARKETS, LLC|13490
RY|ROYAL BANK OF CANADA|SAGL|SAGETRADER, LLC|100
RY|ROYAL BANK OF CANADA|SAGW|SAGETRADER, LLC|7500
RY|ROYAL BANK OF CANADA|SALI|INTL FCSTONE FINANCIAL INC.|350
RY|ROYAL BANK OF CANADA|SBSH|Citigroup Global Markets Inc.|39953
RY|ROYAL BANK OF CANADA|SCMC|Scotia Capital Markets (USA) Inc.|100
RY|ROYAL BANK OF CANADA|SGMT|GOLDMAN SACHS & CO. LLC|16550
RY|ROYAL BANK OF CANADA|SPDR|SPEEDROUTE LLC|800
RY|ROYAL BANK OF CANADA|SPHN|Stephens Inc.|200
RY|ROYAL BANK OF CANADA|STFL|Stifel, Nicolaus & Company, Incorporated|1878
RY|ROYAL BANK OF CANADA|STKP|STOCKPILE INVESTMENTS, INC.|24
RY|ROYAL BANK OF CANADA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1100
RY|ROYAL BANK OF CANADA|SWIM|TD Ameritrade, Inc.|3168
RY|ROYAL BANK OF CANADA|SWST|Hilltop Securities Inc.|850
RY|ROYAL BANK OF CANADA|TKNG|ALLY INVEST SECURITIES LLC|384
RY|ROYAL BANK OF CANADA|TRBT|Tradebot Systems, Inc.|54584
RY|ROYAL BANK OF CANADA|TRCM|TRC MARKETS LLC|208083
RY|ROYAL BANK OF CANADA|UBSA|UBS SECURITIES LLC|126985
RY|ROYAL BANK OF CANADA|UBSS|UBS Securities LLC|312736
RY|ROYAL BANK OF CANADA|VALX|VIRTU AMERICAS LLC|5930
RY|ROYAL BANK OF CANADA|VERT|The Vertical Trading Group, LLC|1119
RY|ROYAL BANK OF CANADA|VGRD|Vanguard Marketing Corporation|12751
RY|ROYAL BANK OF CANADA|WBLR|WILLIAM BLAIR|55
RY|ROYAL BANK OF CANADA|WCHV|WELLS FARGO SECURITIES, LLC|59870
RY|ROYAL BANK OF CANADA|WEDB|WEDBUSH SECURITIES INC.|567
RY|ROYAL BANK OF CANADA|WEED|Weeden & Co.L.P.|107
RY|ROYAL BANK OF CANADA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19122
RY|ROYAL BANK OF CANADA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34528
RY|ROYAL BANK OF CANADA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1000
RY|ROYAL BANK OF CANADA|WSEA|WOLVERINE SECURITIES, LLC|5665
RY|ROYAL BANK OF CANADA|XIST|INSTINET, LLC|80800
RY|ROYAL BANK OF CANADA|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
RY|ROYAL BANK OF CANADA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10453
RY$T|ROYAL BNK CDA 6.750|DEAN|MORGAN STANLEY|1019
RY$T|ROYAL BNK CDA 6.750|ETRS|E*Trade Securities LLC|300
RY$T|ROYAL BNK CDA 6.750|HRBF|American Enterprise Investment Services Inc.|400
RY$T|ROYAL BNK CDA 6.750|IBKR|Interactive Brokers Llc|31
RY$T|ROYAL BNK CDA 6.750|INCA|INSTINET, LLC|200
RY$T|ROYAL BNK CDA 6.750|ITGI|ITG Inc.|50
RY$T|ROYAL BNK CDA 6.750|MSCO|MORGAN STANLEY & CO. LLC|550
RY$T|ROYAL BNK CDA 6.750|NFSC|National Financial Services LLC|759
RY$T|ROYAL BNK CDA 6.750|NITE|VIRTU Americas LLC|3549
RY$T|ROYAL BNK CDA 6.750|RBCM|RBC CAPITAL MARKETS, LLC|300
RY$T|ROYAL BNK CDA 6.750|UBSA|UBS SECURITIES LLC|200
RY$T|ROYAL BNK CDA 6.750|WCHV|WELLS FARGO SECURITIES, LLC|992
RYAAY|RYANAIR HLDGS PLC|ALTX|Alternet Securities Inc.|7853
RYAAY|RYANAIR HLDGS PLC|APCC|Apex Clearing Corporation|1151
RYAAY|RYANAIR HLDGS PLC|BALE|M&T SECURITIES, INC.|204
RYAAY|RYANAIR HLDGS PLC|BANK|Primevest Financial Services, Inc.|37
RYAAY|RYANAIR HLDGS PLC|BARD|Robert W. Baird & Co. Incorporated|3505
RYAAY|RYANAIR HLDGS PLC|BATM|CBOE TRADING, INC.|6132
RYAAY|RYANAIR HLDGS PLC|BBNT|BB&T SECURITIES, LLC|292
RYAAY|RYANAIR HLDGS PLC|BERN|Sanford C. Bernstein & Co., LLC|9502
RYAAY|RYANAIR HLDGS PLC|BGCE|BGC Financial Inc.|8433
RYAAY|RYANAIR HLDGS PLC|BIDS|BIDS TRADING L.P.|500
RYAAY|RYANAIR HLDGS PLC|BKCM|BNY Mellon Capital Markets LLC|150
RYAAY|RYANAIR HLDGS PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2722
RYAAY|RYANAIR HLDGS PLC|BLKX|INSTINET, LLC|55400
RYAAY|RYANAIR HLDGS PLC|BTIG|BTIG, LLC|661
RYAAY|RYANAIR HLDGS PLC|BYXM|CBOE TRADING, INC.|440
RYAAY|RYANAIR HLDGS PLC|BZYD|GOLDMAN SACHS & CO. LLC|800
RYAAY|RYANAIR HLDGS PLC|CANT|Cantor Fitzgerald & Co.|3944
RYAAY|RYANAIR HLDGS PLC|CHAS|Charles Schwab & Co., Inc.|50
RYAAY|RYANAIR HLDGS PLC|CHDN|CHARDAN CAPITAL MARKETS LLC|16861
RYAAY|RYANAIR HLDGS PLC|CHLC|CHURCHILL CAPITAL USA, INC.|303
RYAAY|RYANAIR HLDGS PLC|CICF|Canaccord Genuity Corp.|129
RYAAY|RYANAIR HLDGS PLC|CIST|Capital Institutional Services, Inc.|76
RYAAY|RYANAIR HLDGS PLC|CLSA|CLSA AMERICAS, LLC|507
RYAAY|RYANAIR HLDGS PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26748
RYAAY|RYANAIR HLDGS PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|968
RYAAY|RYANAIR HLDGS PLC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|596
RYAAY|RYANAIR HLDGS PLC|CRAG|KEPLER CAPITAL MARKETS, INC.|1050
RYAAY|RYANAIR HLDGS PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184019
RYAAY|RYANAIR HLDGS PLC|CTDL|Citadel Derivatives Group Llc|7384
RYAAY|RYANAIR HLDGS PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7242
RYAAY|RYANAIR HLDGS PLC|DADA|D.A. Davidson & Co.|293
RYAAY|RYANAIR HLDGS PLC|DBAB|Deutsche Bank Securities Inc.|104309
RYAAY|RYANAIR HLDGS PLC|DBAX|Deutsche Bank Securities Inc.|109600
RYAAY|RYANAIR HLDGS PLC|DBUL|Deutsche Bank Securities Inc.|4392
RYAAY|RYANAIR HLDGS PLC|DCHF|Dart Executions, LLC|7798
RYAAY|RYANAIR HLDGS PLC|DEAN|MORGAN STANLEY|9804
RYAAY|RYANAIR HLDGS PLC|DEGS|RONIN PROFESSIONAL LLC|6636
RYAAY|RYANAIR HLDGS PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2677
RYAAY|RYANAIR HLDGS PLC|EBXL|EBX LLC|179100
RYAAY|RYANAIR HLDGS PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15965
RYAAY|RYANAIR HLDGS PLC|EDJO|Edward D. Jones & Co., L.P.|5566
RYAAY|RYANAIR HLDGS PLC|EGAM|CBOE TRADING, INC.|22222
RYAAY|RYANAIR HLDGS PLC|EGAW|CBOE TRADING, INC.|779
RYAAY|RYANAIR HLDGS PLC|EGMT|EG MARKET TECHNOLOGIES LLC|4710
RYAAY|RYANAIR HLDGS PLC|EGXM|CBOE TRADING, INC.|1560
RYAAY|RYANAIR HLDGS PLC|EGXW|CBOE TRADING, INC.|898
RYAAY|RYANAIR HLDGS PLC|ETBE|Electronic Transaction Clearing, Inc.|1326
RYAAY|RYANAIR HLDGS PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7180
RYAAY|RYANAIR HLDGS PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35369
RYAAY|RYANAIR HLDGS PLC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|47840
RYAAY|RYANAIR HLDGS PLC|ETRS|E*Trade Securities LLC|5725
RYAAY|RYANAIR HLDGS PLC|FBCO|Credit Suisse Securities (USA) LLC|214211
RYAAY|RYANAIR HLDGS PLC|FBSB|U.S. Bancorp Investments, Inc.|60
RYAAY|RYANAIR HLDGS PLC|FILL|Tradestation Securities, Inc.|288
RYAAY|RYANAIR HLDGS PLC|FINX|FINTECH SECURITIES|4
RYAAY|RYANAIR HLDGS PLC|FMAF|NBCN Inc./ CDS|63
RYAAY|RYANAIR HLDGS PLC|FOMA|TD AMERITRADE CLEARING, INC.|15666
RYAAY|RYANAIR HLDGS PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|175
RYAAY|RYANAIR HLDGS PLC|FQLS|Quantlab Securities LP|74753
RYAAY|RYANAIR HLDGS PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20282
RYAAY|RYANAIR HLDGS PLC|FTBR|Foliofn Investments, Inc.|1065
RYAAY|RYANAIR HLDGS PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|246
RYAAY|RYANAIR HLDGS PLC|GLPX|ACS EXECUTION SERVICES, LLC|46608
RYAAY|RYANAIR HLDGS PLC|GSCO|GOLDMAN SACHS & CO. LLC|350264
RYAAY|RYANAIR HLDGS PLC|GSCS|GOLDMAN SACHS & CO. LLC|20263
RYAAY|RYANAIR HLDGS PLC|GSLT|GOLDMAN SACHS & CO. LLC|1456
RYAAY|RYANAIR HLDGS PLC|GTSZ|GTS SECURITIES LLC|62353
RYAAY|RYANAIR HLDGS PLC|HRBF|American Enterprise Investment Services Inc.|1704
RYAAY|RYANAIR HLDGS PLC|HSBC|HSBC Securities, Inc.|5334
RYAAY|RYANAIR HLDGS PLC|IATS|INTERACTIVE BROKERS LLC|3778
RYAAY|RYANAIR HLDGS PLC|IBKR|Interactive Brokers Llc|11845
RYAAY|RYANAIR HLDGS PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|185
RYAAY|RYANAIR HLDGS PLC|ICBX|INSTINET, LLC|69025
RYAAY|RYANAIR HLDGS PLC|INCA|INSTINET, LLC|182385
RYAAY|RYANAIR HLDGS PLC|INJX|INSTINET, LLC|11220
RYAAY|RYANAIR HLDGS PLC|INTL|INTL FCSTONE FINANCIAL INC.|25547
RYAAY|RYANAIR HLDGS PLC|ITGI|ITG Inc.|31415
RYAAY|RYANAIR HLDGS PLC|ITGP|ITG INC.|172000
RYAAY|RYANAIR HLDGS PLC|JANY|Janney Montgomery Scott Inc.|246
RYAAY|RYANAIR HLDGS PLC|JEFF|JEFFERIES LLC|38637
RYAAY|RYANAIR HLDGS PLC|JMPT|JUMP TRADING, LLC|21777
RYAAY|RYANAIR HLDGS PLC|JPBX|J.P. MORGAN SECURITIES LLC|6800
RYAAY|RYANAIR HLDGS PLC|JPMX|J.P. Morgan Securities LLC|253032
RYAAY|RYANAIR HLDGS PLC|JSJX|JANE STREET CAPITAL LLC|487
RYAAY|RYANAIR HLDGS PLC|KCGM|VIRTU Americas LLC|40547
RYAAY|RYANAIR HLDGS PLC|LEHM|Barclays Capital Inc./Le|272054
RYAAY|RYANAIR HLDGS PLC|LIME|Lime Brokerage LLC|68813
RYAAY|RYANAIR HLDGS PLC|LQNA|LIQUIDNET, INC.|19800
RYAAY|RYANAIR HLDGS PLC|LSCI|Lek Securities Corporation|468
RYAAY|RYANAIR HLDGS PLC|LVMR|LIVERMORE TRADING GROUP, INC.|500
RYAAY|RYANAIR HLDGS PLC|MACC|Mid Atlantic Capital Corporation|36
RYAAY|RYANAIR HLDGS PLC|MACQ|Macquarie Capital (USA) Inc.|300
RYAAY|RYANAIR HLDGS PLC|MAXM|Maxim Group LLC|24736
RYAAY|RYANAIR HLDGS PLC|MCMF|Raymond James Ltd. Cds|12
RYAAY|RYANAIR HLDGS PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|232314
RYAAY|RYANAIR HLDGS PLC|MOTF|MOTIF INVESTING, INC.|1
RYAAY|RYANAIR HLDGS PLC|MSCO|MORGAN STANLEY & CO. LLC|594655
RYAAY|RYANAIR HLDGS PLC|MSPL|MORGAN STANLEY & CO. LLC|203600
RYAAY|RYANAIR HLDGS PLC|MSTX|MORGAN STANLEY & CO. LLC|10000
RYAAY|RYANAIR HLDGS PLC|NEUB|NEUBERGER BERMAN BD LLC|3381
RYAAY|RYANAIR HLDGS PLC|NFSC|National Financial Services LLC|26387
RYAAY|RYANAIR HLDGS PLC|NITE|VIRTU Americas LLC|161791
RYAAY|RYANAIR HLDGS PLC|NITP|VIRTU Americas LLC|800
RYAAY|RYANAIR HLDGS PLC|NQRB|Brut, LLC|3151
RYAAY|RYANAIR HLDGS PLC|NTRC|Northern Trust Securities, Inc.|25709
RYAAY|RYANAIR HLDGS PLC|OPCO|Oppenheimer & Co. Inc.|1069
RYAAY|RYANAIR HLDGS PLC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1996
RYAAY|RYANAIR HLDGS PLC|PDQM|CODA MARKETS, INC.|352050
RYAAY|RYANAIR HLDGS PLC|PWJC|UBS Financial Services, Inc.|5
RYAAY|RYANAIR HLDGS PLC|RAJA|Raymond James & Associates, Inc.|647
RYAAY|RYANAIR HLDGS PLC|RBCM|RBC CAPITAL MARKETS, LLC|6651
RYAAY|RYANAIR HLDGS PLC|SAGL|SAGETRADER, LLC|3179
RYAAY|RYANAIR HLDGS PLC|SALI|INTL FCSTONE FINANCIAL INC.|97
RYAAY|RYANAIR HLDGS PLC|SBSH|Citigroup Global Markets Inc.|55058
RYAAY|RYANAIR HLDGS PLC|SGMT|GOLDMAN SACHS & CO. LLC|168647
RYAAY|RYANAIR HLDGS PLC|SPDR|SPEEDROUTE LLC|25727
RYAAY|RYANAIR HLDGS PLC|STFL|Stifel, Nicolaus & Company, Incorporated|2318
RYAAY|RYANAIR HLDGS PLC|STKP|STOCKPILE INVESTMENTS, INC.|24
RYAAY|RYANAIR HLDGS PLC|STTT|STATETRUST INVESTMENTS INC.|35
RYAAY|RYANAIR HLDGS PLC|SWIM|TD Ameritrade, Inc.|1517
RYAAY|RYANAIR HLDGS PLC|SWST|Hilltop Securities Inc.|2270
RYAAY|RYANAIR HLDGS PLC|TKNG|ALLY INVEST SECURITIES LLC|51
RYAAY|RYANAIR HLDGS PLC|TRBT|Tradebot Systems, Inc.|63842
RYAAY|RYANAIR HLDGS PLC|TRCM|TRC MARKETS LLC|77937
RYAAY|RYANAIR HLDGS PLC|UBSA|UBS SECURITIES LLC|299113
RYAAY|RYANAIR HLDGS PLC|UBSS|UBS Securities LLC|436241
RYAAY|RYANAIR HLDGS PLC|VALX|VIRTU AMERICAS LLC|6881
RYAAY|RYANAIR HLDGS PLC|VGRD|Vanguard Marketing Corporation|380
RYAAY|RYANAIR HLDGS PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|920
RYAAY|RYANAIR HLDGS PLC|WCHV|WELLS FARGO SECURITIES, LLC|21229
RYAAY|RYANAIR HLDGS PLC|WEDB|WEDBUSH SECURITIES INC.|4
RYAAY|RYANAIR HLDGS PLC|WEED|Weeden & Co.L.P.|3470
RYAAY|RYANAIR HLDGS PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|317
RYAAY|RYANAIR HLDGS PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1948
RYAAY|RYANAIR HLDGS PLC|WGIF|CIBC World Markets Inc.|681
RYAAY|RYANAIR HLDGS PLC|WSEA|WOLVERINE SECURITIES, LLC|1685
RYAAY|RYANAIR HLDGS PLC|XIST|INSTINET, LLC|6016
RYAAY|RYANAIR HLDGS PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2900
RYAAY|RYANAIR HLDGS PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|23539
RYAAY|RYANAIR HLDGS PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4224
RYAM|RAYONIER ADVANCED MT|ALTX|Alternet Securities Inc.|8776
RYAM|RAYONIER ADVANCED MT|ANOS|ABEL/NOSER, L.L.C.|11875
RYAM|RAYONIER ADVANCED MT|APCC|Apex Clearing Corporation|922
RYAM|RAYONIER ADVANCED MT|AQUA|AQUA SECURITIES L.P.|5000
RYAM|RAYONIER ADVANCED MT|BANK|Primevest Financial Services, Inc.|4
RYAM|RAYONIER ADVANCED MT|BARD|Robert W. Baird & Co. Incorporated|25979
RYAM|RAYONIER ADVANCED MT|BATM|CBOE TRADING, INC.|4195
RYAM|RAYONIER ADVANCED MT|BAYC|BAY CREST PARTNERS, LLC|240
RYAM|RAYONIER ADVANCED MT|BBNT|BB&T SECURITIES, LLC|127
RYAM|RAYONIER ADVANCED MT|BERN|Sanford C. Bernstein & Co., LLC|192389
RYAM|RAYONIER ADVANCED MT|BIDS|BIDS TRADING L.P.|400
RYAM|RAYONIER ADVANCED MT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6241
RYAM|RAYONIER ADVANCED MT|BLKX|INSTINET, LLC|26120
RYAM|RAYONIER ADVANCED MT|BNPX|BNP PARIBAS SECURITIES CORP.|12168
RYAM|RAYONIER ADVANCED MT|BRVL|BLAYLOCK VAN, LLC|6020
RYAM|RAYONIER ADVANCED MT|BTIG|BTIG, LLC|534
RYAM|RAYONIER ADVANCED MT|BYXM|CBOE TRADING, INC.|2227
RYAM|RAYONIER ADVANCED MT|BZYD|GOLDMAN SACHS & CO. LLC|600
RYAM|RAYONIER ADVANCED MT|CBLC|CITIGROUP GLOBAL MARKETS INC.|20800
RYAM|RAYONIER ADVANCED MT|CHAS|Charles Schwab & Co., Inc.|705
RYAM|RAYONIER ADVANCED MT|CICF|Canaccord Genuity Corp.|2
RYAM|RAYONIER ADVANCED MT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26688
RYAM|RAYONIER ADVANCED MT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19847
RYAM|RAYONIER ADVANCED MT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
RYAM|RAYONIER ADVANCED MT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197930
RYAM|RAYONIER ADVANCED MT|CTDL|Citadel Derivatives Group Llc|2719
RYAM|RAYONIER ADVANCED MT|CTLR|CUTLER GROUP, LP|708
RYAM|RAYONIER ADVANCED MT|CXCX|CITIGROUP GLOBAL MARKETS INC.|48816
RYAM|RAYONIER ADVANCED MT|DADA|D.A. Davidson & Co.|4050
RYAM|RAYONIER ADVANCED MT|DAVA|Davenport & Company LLC|98
RYAM|RAYONIER ADVANCED MT|DBAB|Deutsche Bank Securities Inc.|94868
RYAM|RAYONIER ADVANCED MT|DBAX|Deutsche Bank Securities Inc.|242600
RYAM|RAYONIER ADVANCED MT|DBUL|Deutsche Bank Securities Inc.|2646
RYAM|RAYONIER ADVANCED MT|DEAN|MORGAN STANLEY|4194
RYAM|RAYONIER ADVANCED MT|DEGS|RONIN PROFESSIONAL LLC|553
RYAM|RAYONIER ADVANCED MT|EBXL|EBX LLC|363100
RYAM|RAYONIER ADVANCED MT|ECUT|CONVERGEX EXECUTION SOLUTIONS|7408
RYAM|RAYONIER ADVANCED MT|EDJO|Edward D. Jones & Co., L.P.|7508
RYAM|RAYONIER ADVANCED MT|EGAM|CBOE TRADING, INC.|18260
RYAM|RAYONIER ADVANCED MT|EGMT|EG MARKET TECHNOLOGIES LLC|520
RYAM|RAYONIER ADVANCED MT|EGXM|CBOE TRADING, INC.|5274
RYAM|RAYONIER ADVANCED MT|EGXW|CBOE TRADING, INC.|76
RYAM|RAYONIER ADVANCED MT|ETBE|Electronic Transaction Clearing, Inc.|4660
RYAM|RAYONIER ADVANCED MT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3032
RYAM|RAYONIER ADVANCED MT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|130
RYAM|RAYONIER ADVANCED MT|ETRS|E*Trade Securities LLC|32937
RYAM|RAYONIER ADVANCED MT|FILL|Tradestation Securities, Inc.|5945
RYAM|RAYONIER ADVANCED MT|FMAF|NBCN Inc./ CDS|85
RYAM|RAYONIER ADVANCED MT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3096
RYAM|RAYONIER ADVANCED MT|FQLS|Quantlab Securities LP|146888
RYAM|RAYONIER ADVANCED MT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80919
RYAM|RAYONIER ADVANCED MT|FTBR|Foliofn Investments, Inc.|15204
RYAM|RAYONIER ADVANCED MT|GEBB|GLOBAL EXECUTION BROKERS, LP|2533
RYAM|RAYONIER ADVANCED MT|GLIS|TD Securities Inc|1327
RYAM|RAYONIER ADVANCED MT|GLPX|ACS EXECUTION SERVICES, LLC|17485
RYAM|RAYONIER ADVANCED MT|GSCO|GOLDMAN SACHS & CO. LLC|534611
RYAM|RAYONIER ADVANCED MT|GSCS|GOLDMAN SACHS & CO. LLC|34756
RYAM|RAYONIER ADVANCED MT|GSLT|GOLDMAN SACHS & CO. LLC|16380
RYAM|RAYONIER ADVANCED MT|GTSZ|GTS SECURITIES LLC|38221
RYAM|RAYONIER ADVANCED MT|HRBF|American Enterprise Investment Services Inc.|3753
RYAM|RAYONIER ADVANCED MT|IATS|INTERACTIVE BROKERS LLC|13994
RYAM|RAYONIER ADVANCED MT|IBKR|Interactive Brokers Llc|12263
RYAM|RAYONIER ADVANCED MT|ICBX|INSTINET, LLC|54596
RYAM|RAYONIER ADVANCED MT|IEQY|CITADEL SECURITIES LLC|24836
RYAM|RAYONIER ADVANCED MT|INCA|INSTINET, LLC|117919
RYAM|RAYONIER ADVANCED MT|INJX|INSTINET, LLC|4523
RYAM|RAYONIER ADVANCED MT|ITGI|ITG Inc.|80832
RYAM|RAYONIER ADVANCED MT|ITGP|ITG INC.|99400
RYAM|RAYONIER ADVANCED MT|JANY|Janney Montgomery Scott Inc.|3317
RYAM|RAYONIER ADVANCED MT|JEFF|JEFFERIES LLC|30467
RYAM|RAYONIER ADVANCED MT|JMPT|JUMP TRADING, LLC|54906
RYAM|RAYONIER ADVANCED MT|JPBX|J.P. MORGAN SECURITIES LLC|42685
RYAM|RAYONIER ADVANCED MT|JPMX|J.P. Morgan Securities LLC|259505
RYAM|RAYONIER ADVANCED MT|JSJX|JANE STREET CAPITAL LLC|7461
RYAM|RAYONIER ADVANCED MT|KCGM|VIRTU Americas LLC|42002
RYAM|RAYONIER ADVANCED MT|LEHM|Barclays Capital Inc./Le|307081
RYAM|RAYONIER ADVANCED MT|LIME|Lime Brokerage LLC|7658
RYAM|RAYONIER ADVANCED MT|LOOP|Loop Capital Markets LLC|100
RYAM|RAYONIER ADVANCED MT|LQNA|LIQUIDNET, INC.|12500
RYAM|RAYONIER ADVANCED MT|LSCI|Lek Securities Corporation|340
RYAM|RAYONIER ADVANCED MT|MACQ|Macquarie Capital (USA) Inc.|5032
RYAM|RAYONIER ADVANCED MT|MCBT|Moors & Cabot, Inc.|146248
RYAM|RAYONIER ADVANCED MT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172270
RYAM|RAYONIER ADVANCED MT|MOTF|MOTIF INVESTING, INC.|1
RYAM|RAYONIER ADVANCED MT|MSCO|MORGAN STANLEY & CO. LLC|1873254
RYAM|RAYONIER ADVANCED MT|MSPL|MORGAN STANLEY & CO. LLC|279600
RYAM|RAYONIER ADVANCED MT|MSTX|MORGAN STANLEY & CO. LLC|116900
RYAM|RAYONIER ADVANCED MT|MUFG|MUFG SECURITIES AMERICAS INC.|735000
RYAM|RAYONIER ADVANCED MT|NFSC|National Financial Services LLC|168252
RYAM|RAYONIER ADVANCED MT|NITE|VIRTU Americas LLC|310221
RYAM|RAYONIER ADVANCED MT|NITP|VIRTU Americas LLC|300
RYAM|RAYONIER ADVANCED MT|NQRB|Brut, LLC|21140
RYAM|RAYONIER ADVANCED MT|NTBF|BMO Nesbitt Burns Inc./CDS|1403
RYAM|RAYONIER ADVANCED MT|NTFN|Network 1 Financial Securities Inc.|24567
RYAM|RAYONIER ADVANCED MT|OPCO|Oppenheimer & Co. Inc.|75544
RYAM|RAYONIER ADVANCED MT|OTAA|OTA LLC|4400
RYAM|RAYONIER ADVANCED MT|PCFF|Pacific International Securities Inc./CDS|1
RYAM|RAYONIER ADVANCED MT|PDQM|CODA MARKETS, INC.|17725
RYAM|RAYONIER ADVANCED MT|PHLY|NASDAQ Execution Services, LLC|2000
RYAM|RAYONIER ADVANCED MT|PWJC|UBS Financial Services, Inc.|5253
RYAM|RAYONIER ADVANCED MT|QMSR|QUATTRO M SECURITIES INC.|2500
RYAM|RAYONIER ADVANCED MT|RBCM|RBC CAPITAL MARKETS, LLC|19626
RYAM|RAYONIER ADVANCED MT|SAGL|SAGETRADER, LLC|1192
RYAM|RAYONIER ADVANCED MT|SBRX|MURIEL SIEBERT & CO INC|240
RYAM|RAYONIER ADVANCED MT|SBSH|Citigroup Global Markets Inc.|154772
RYAM|RAYONIER ADVANCED MT|SCMC|Scotia Capital Markets (USA) Inc.|600
RYAM|RAYONIER ADVANCED MT|SGMT|GOLDMAN SACHS & CO. LLC|97488
RYAM|RAYONIER ADVANCED MT|SPDR|SPEEDROUTE LLC|3520
RYAM|RAYONIER ADVANCED MT|STFL|Stifel, Nicolaus & Company, Incorporated|2018
RYAM|RAYONIER ADVANCED MT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4224
RYAM|RAYONIER ADVANCED MT|SWIM|TD Ameritrade, Inc.|71621
RYAM|RAYONIER ADVANCED MT|SWST|Hilltop Securities Inc.|1000
RYAM|RAYONIER ADVANCED MT|TIAD|Triad Securities Corp|50
RYAM|RAYONIER ADVANCED MT|TKNG|ALLY INVEST SECURITIES LLC|747
RYAM|RAYONIER ADVANCED MT|TRBT|Tradebot Systems, Inc.|125400
RYAM|RAYONIER ADVANCED MT|TRCM|TRC MARKETS LLC|50593
RYAM|RAYONIER ADVANCED MT|UBSA|UBS SECURITIES LLC|376306
RYAM|RAYONIER ADVANCED MT|UBSS|UBS Securities LLC|344524
RYAM|RAYONIER ADVANCED MT|VALX|VIRTU AMERICAS LLC|5242
RYAM|RAYONIER ADVANCED MT|VGRD|Vanguard Marketing Corporation|17650
RYAM|RAYONIER ADVANCED MT|VSIN|Vision Financial Markets Llc|1883
RYAM|RAYONIER ADVANCED MT|WBPX|SUMMIT SECURITIES GROUP, LLC|1638
RYAM|RAYONIER ADVANCED MT|WCHV|WELLS FARGO SECURITIES, LLC|34793
RYAM|RAYONIER ADVANCED MT|WEDB|WEDBUSH SECURITIES INC.|345
RYAM|RAYONIER ADVANCED MT|WEED|Weeden & Co.L.P.|21624
RYAM|RAYONIER ADVANCED MT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1984
RYAM|RAYONIER ADVANCED MT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40064
RYAM|RAYONIER ADVANCED MT|WGIF|CIBC World Markets Inc.|50
RYAM|RAYONIER ADVANCED MT|WSEA|WOLVERINE SECURITIES, LLC|1945
RYAM|RAYONIER ADVANCED MT|XIST|INSTINET, LLC|80800
RYAM|RAYONIER ADVANCED MT|XPQR|Jump Trading|26
RYAM|RAYONIER ADVANCED MT|XSTM|NATIONAL FINANCIAL SERVICES LLC|20464
RYAM|RAYONIER ADVANCED MT|YKNA|COMHAR CAPITAL MARKETS, LLC|400
RYAM|RAYONIER ADVANCED MT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1480
RYAM$A|RAYONIER 8.00 PFD A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
RYAM$A|RAYONIER 8.00 PFD A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|117
RYAM$A|RAYONIER 8.00 PFD A|DADA|D.A. Davidson & Co.|100
RYAM$A|RAYONIER 8.00 PFD A|GSCS|GOLDMAN SACHS & CO. LLC|400
RYAM$A|RAYONIER 8.00 PFD A|ITGI|ITG Inc.|3
RYAM$A|RAYONIER 8.00 PFD A|MKMP|MKM Partners LLC|1600
RYAM$A|RAYONIER 8.00 PFD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
RYAM$A|RAYONIER 8.00 PFD A|MSCO|MORGAN STANLEY & CO. LLC|300
RYAM$A|RAYONIER 8.00 PFD A|MUFG|MUFG SECURITIES AMERICAS INC.|120000
RYAM$A|RAYONIER 8.00 PFD A|NFSC|National Financial Services LLC|1002
RYAM$A|RAYONIER 8.00 PFD A|NITE|VIRTU Americas LLC|1137
RYAM$A|RAYONIER 8.00 PFD A|OPCO|Oppenheimer & Co. Inc.|13000
RYAM$A|RAYONIER 8.00 PFD A|STFL|Stifel, Nicolaus & Company, Incorporated|40
RYAM$A|RAYONIER 8.00 PFD A|UBSS|UBS Securities LLC|340
RYAM$A|RAYONIER 8.00 PFD A|VGRD|Vanguard Marketing Corporation|3
RYAM$A|RAYONIER 8.00 PFD A|WCHV|WELLS FARGO SECURITIES, LLC|717
RYAM$A|RAYONIER 8.00 PFD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|265
RYB|RYB EDUCATION ADS|ALTX|Alternet Securities Inc.|100
RYB|RYB EDUCATION ADS|APCC|Apex Clearing Corporation|8524
RYB|RYB EDUCATION ADS|BATM|CBOE TRADING, INC.|1903
RYB|RYB EDUCATION ADS|BAYT|BTIG, LLC|7268
RYB|RYB EDUCATION ADS|BERN|Sanford C. Bernstein & Co., LLC|33479
RYB|RYB EDUCATION ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|183
RYB|RYB EDUCATION ADS|BYXM|CBOE TRADING, INC.|200
RYB|RYB EDUCATION ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49599
RYB|RYB EDUCATION ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82064
RYB|RYB EDUCATION ADS|CTDL|Citadel Derivatives Group Llc|110
RYB|RYB EDUCATION ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|9730
RYB|RYB EDUCATION ADS|DBAB|Deutsche Bank Securities Inc.|12009
RYB|RYB EDUCATION ADS|DBAX|Deutsche Bank Securities Inc.|53600
RYB|RYB EDUCATION ADS|DCHF|Dart Executions, LLC|100
RYB|RYB EDUCATION ADS|DEAN|MORGAN STANLEY|50
RYB|RYB EDUCATION ADS|DEGS|RONIN PROFESSIONAL LLC|6590
RYB|RYB EDUCATION ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
RYB|RYB EDUCATION ADS|EBXL|EBX LLC|48300
RYB|RYB EDUCATION ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1639
RYB|RYB EDUCATION ADS|EGAM|CBOE TRADING, INC.|4929
RYB|RYB EDUCATION ADS|EGMT|EG MARKET TECHNOLOGIES LLC|800
RYB|RYB EDUCATION ADS|EGXM|CBOE TRADING, INC.|200
RYB|RYB EDUCATION ADS|EGXW|CBOE TRADING, INC.|200
RYB|RYB EDUCATION ADS|ETBE|Electronic Transaction Clearing, Inc.|3695
RYB|RYB EDUCATION ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
RYB|RYB EDUCATION ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5160
RYB|RYB EDUCATION ADS|ETRS|E*Trade Securities LLC|204125
RYB|RYB EDUCATION ADS|FILL|Tradestation Securities, Inc.|763
RYB|RYB EDUCATION ADS|FMAF|NBCN Inc./ CDS|20304
RYB|RYB EDUCATION ADS|FQLS|Quantlab Securities LP|19179
RYB|RYB EDUCATION ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31142
RYB|RYB EDUCATION ADS|FTBR|Foliofn Investments, Inc.|14
RYB|RYB EDUCATION ADS|GLIS|TD Securities Inc|2245
RYB|RYB EDUCATION ADS|GLPX|ACS EXECUTION SERVICES, LLC|23335
RYB|RYB EDUCATION ADS|GSCO|GOLDMAN SACHS & CO. LLC|39571
RYB|RYB EDUCATION ADS|GSCS|GOLDMAN SACHS & CO. LLC|403
RYB|RYB EDUCATION ADS|GSLT|GOLDMAN SACHS & CO. LLC|469
RYB|RYB EDUCATION ADS|GTSZ|GTS SECURITIES LLC|36230
RYB|RYB EDUCATION ADS|HAPX|HAP Trading, LLC|200
RYB|RYB EDUCATION ADS|HRBF|American Enterprise Investment Services Inc.|100
RYB|RYB EDUCATION ADS|HSBC|HSBC Securities, Inc.|1700
RYB|RYB EDUCATION ADS|IATS|INTERACTIVE BROKERS LLC|109016
RYB|RYB EDUCATION ADS|IBKR|Interactive Brokers Llc|96946
RYB|RYB EDUCATION ADS|ICBX|INSTINET, LLC|16800
RYB|RYB EDUCATION ADS|IMPC|Imperial Capital, LLC|400
RYB|RYB EDUCATION ADS|INCA|INSTINET, LLC|81899
RYB|RYB EDUCATION ADS|INJX|INSTINET, LLC|800
RYB|RYB EDUCATION ADS|ITGI|ITG Inc.|20658
RYB|RYB EDUCATION ADS|ITGP|ITG INC.|35800
RYB|RYB EDUCATION ADS|JEFF|JEFFERIES LLC|4795
RYB|RYB EDUCATION ADS|JMPT|JUMP TRADING, LLC|1434
RYB|RYB EDUCATION ADS|JPMX|J.P. Morgan Securities LLC|46591
RYB|RYB EDUCATION ADS|JSJX|JANE STREET CAPITAL LLC|2230
RYB|RYB EDUCATION ADS|KCGM|VIRTU Americas LLC|18050
RYB|RYB EDUCATION ADS|LEHM|Barclays Capital Inc./Le|53100
RYB|RYB EDUCATION ADS|LIME|Lime Brokerage LLC|16851
RYB|RYB EDUCATION ADS|LSCI|Lek Securities Corporation|46
RYB|RYB EDUCATION ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26626
RYB|RYB EDUCATION ADS|MSCO|MORGAN STANLEY & CO. LLC|133298
RYB|RYB EDUCATION ADS|MSPL|MORGAN STANLEY & CO. LLC|51300
RYB|RYB EDUCATION ADS|MSTX|MORGAN STANLEY & CO. LLC|1400
RYB|RYB EDUCATION ADS|NFSC|National Financial Services LLC|155854
RYB|RYB EDUCATION ADS|NITE|VIRTU Americas LLC|604409
RYB|RYB EDUCATION ADS|NQRB|Brut, LLC|1500
RYB|RYB EDUCATION ADS|NTBF|BMO Nesbitt Burns Inc./CDS|2187
RYB|RYB EDUCATION ADS|NTRC|Northern Trust Securities, Inc.|325
RYB|RYB EDUCATION ADS|PCPT|PHILLIP CAPITAL INC.|3717
RYB|RYB EDUCATION ADS|PDQM|CODA MARKETS, INC.|54041
RYB|RYB EDUCATION ADS|PWJC|UBS Financial Services, Inc.|4164
RYB|RYB EDUCATION ADS|RBCM|RBC CAPITAL MARKETS, LLC|550
RYB|RYB EDUCATION ADS|SAGL|SAGETRADER, LLC|5710
RYB|RYB EDUCATION ADS|SBSH|Citigroup Global Markets Inc.|12150
RYB|RYB EDUCATION ADS|SGMT|GOLDMAN SACHS & CO. LLC|25510
RYB|RYB EDUCATION ADS|SPDR|SPEEDROUTE LLC|2200
RYB|RYB EDUCATION ADS|SWIM|TD Ameritrade, Inc.|89584
RYB|RYB EDUCATION ADS|TKNG|ALLY INVEST SECURITIES LLC|1191
RYB|RYB EDUCATION ADS|TRBT|Tradebot Systems, Inc.|300
RYB|RYB EDUCATION ADS|TRCM|TRC MARKETS LLC|500
RYB|RYB EDUCATION ADS|UBSA|UBS SECURITIES LLC|132366
RYB|RYB EDUCATION ADS|UBSS|UBS Securities LLC|141954
RYB|RYB EDUCATION ADS|VALX|VIRTU AMERICAS LLC|23047
RYB|RYB EDUCATION ADS|VGRD|Vanguard Marketing Corporation|5411
RYB|RYB EDUCATION ADS|VSIN|Vision Financial Markets Llc|100
RYB|RYB EDUCATION ADS|WCHV|WELLS FARGO SECURITIES, LLC|15421
RYB|RYB EDUCATION ADS|WEDB|WEDBUSH SECURITIES INC.|4500
RYB|RYB EDUCATION ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5618
RYB|RYB EDUCATION ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15031
RYB|RYB EDUCATION ADS|WGIF|CIBC World Markets Inc.|10900
RYB|RYB EDUCATION ADS|WSEA|WOLVERINE SECURITIES, LLC|24500
RYB|RYB EDUCATION ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|11000
RYB|RYB EDUCATION ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1759
RYB|RYB EDUCATION ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
RYE|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|11
RYE|INVESCO S&P 500 E|BARD|Robert W. Baird & Co. Incorporated|1263
RYE|INVESCO S&P 500 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28
RYE|INVESCO S&P 500 E|CANT|Cantor Fitzgerald & Co.|76558
RYE|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|20849
RYE|INVESCO S&P 500 E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2600
RYE|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14589
RYE|INVESCO S&P 500 E|CSIN|Citadel Securities Institutional LLC|1205
RYE|INVESCO S&P 500 E|CTDL|Citadel Derivatives Group Llc|1205
RYE|INVESCO S&P 500 E|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
RYE|INVESCO S&P 500 E|DBAX|Deutsche Bank Securities Inc.|1500
RYE|INVESCO S&P 500 E|DEAN|MORGAN STANLEY|1807
RYE|INVESCO S&P 500 E|EBXL|EBX LLC|2200
RYE|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|3732
RYE|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|1835
RYE|INVESCO S&P 500 E|FBSB|U.S. Bancorp Investments, Inc.|81
RYE|INVESCO S&P 500 E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|445
RYE|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|1655
RYE|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|4673
RYE|INVESCO S&P 500 E|IATS|INTERACTIVE BROKERS LLC|600
RYE|INVESCO S&P 500 E|IBKR|Interactive Brokers Llc|4639
RYE|INVESCO S&P 500 E|ICBX|INSTINET, LLC|3900
RYE|INVESCO S&P 500 E|INCA|INSTINET, LLC|500
RYE|INVESCO S&P 500 E|ITGI|ITG Inc.|45
RYE|INVESCO S&P 500 E|JANY|Janney Montgomery Scott Inc.|996
RYE|INVESCO S&P 500 E|JPMX|J.P. Morgan Securities LLC|650
RYE|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|33634
RYE|INVESCO S&P 500 E|KCGM|VIRTU Americas LLC|21781
RYE|INVESCO S&P 500 E|LEHM|Barclays Capital Inc./Le|7292
RYE|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|4943
RYE|INVESCO S&P 500 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
RYE|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|24895
RYE|INVESCO S&P 500 E|NFSC|National Financial Services LLC|11624
RYE|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|51197
RYE|INVESCO S&P 500 E|PWJC|UBS Financial Services, Inc.|444
RYE|INVESCO S&P 500 E|RBCM|RBC CAPITAL MARKETS, LLC|51396
RYE|INVESCO S&P 500 E|SBSH|Citigroup Global Markets Inc.|66
RYE|INVESCO S&P 500 E|SGMT|GOLDMAN SACHS & CO. LLC|931
RYE|INVESCO S&P 500 E|SHMR|ABN Amro Clearing LLC|60
RYE|INVESCO S&P 500 E|SPHN|Stephens Inc.|5
RYE|INVESCO S&P 500 E|STFL|Stifel, Nicolaus & Company, Incorporated|914
RYE|INVESCO S&P 500 E|SWIM|TD Ameritrade, Inc.|91
RYE|INVESCO S&P 500 E|UBSA|UBS SECURITIES LLC|10796
RYE|INVESCO S&P 500 E|UBSS|UBS Securities LLC|9931
RYE|INVESCO S&P 500 E|VGRD|Vanguard Marketing Corporation|485
RYE|INVESCO S&P 500 E|WBET|Wallachbeth Capital LLC|1101000
RYE|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|6249
RYE|INVESCO S&P 500 E|WGIF|CIBC World Markets Inc.|30
RYE|INVESCO S&P 500 E|WSEA|WOLVERINE SECURITIES, LLC|474
RYE|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8872
RYF|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|32
RYF|INVESCO S&P 500 E|BARD|Robert W. Baird & Co. Incorporated|490
RYF|INVESCO S&P 500 E|BBNT|BB&T SECURITIES, LLC|68
RYF|INVESCO S&P 500 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|792
RYF|INVESCO S&P 500 E|CANT|Cantor Fitzgerald & Co.|10
RYF|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|5862
RYF|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12882
RYF|INVESCO S&P 500 E|CSIN|Citadel Securities Institutional LLC|209749
RYF|INVESCO S&P 500 E|CTDL|Citadel Derivatives Group Llc|214972
RYF|INVESCO S&P 500 E|CXCX|CITIGROUP GLOBAL MARKETS INC.|4258
RYF|INVESCO S&P 500 E|DBAX|Deutsche Bank Securities Inc.|5600
RYF|INVESCO S&P 500 E|DEAN|MORGAN STANLEY|3287
RYF|INVESCO S&P 500 E|EBXL|EBX LLC|6400
RYF|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|870
RYF|INVESCO S&P 500 E|EGXM|CBOE TRADING, INC.|12
RYF|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|774
RYF|INVESCO S&P 500 E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63
RYF|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|4802
RYF|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|12298
RYF|INVESCO S&P 500 E|IATS|INTERACTIVE BROKERS LLC|200
RYF|INVESCO S&P 500 E|IBKR|Interactive Brokers Llc|799
RYF|INVESCO S&P 500 E|ICBX|INSTINET, LLC|6217
RYF|INVESCO S&P 500 E|INCA|INSTINET, LLC|150
RYF|INVESCO S&P 500 E|ITGI|ITG Inc.|117
RYF|INVESCO S&P 500 E|ITGP|ITG INC.|1600
RYF|INVESCO S&P 500 E|JANY|Janney Montgomery Scott Inc.|381
RYF|INVESCO S&P 500 E|JPMX|J.P. Morgan Securities LLC|5042
RYF|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|77865
RYF|INVESCO S&P 500 E|KCGM|VIRTU Americas LLC|9170
RYF|INVESCO S&P 500 E|LEHM|Barclays Capital Inc./Le|16595
RYF|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|5955
RYF|INVESCO S&P 500 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20400
RYF|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|21498
RYF|INVESCO S&P 500 E|NATL|National Securities Corporation|885
RYF|INVESCO S&P 500 E|NFSC|National Financial Services LLC|41831
RYF|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|278203
RYF|INVESCO S&P 500 E|RBCM|RBC CAPITAL MARKETS, LLC|199
RYF|INVESCO S&P 500 E|SGMT|GOLDMAN SACHS & CO. LLC|2423
RYF|INVESCO S&P 500 E|STFL|Stifel, Nicolaus & Company, Incorporated|482
RYF|INVESCO S&P 500 E|SWIM|TD Ameritrade, Inc.|461
RYF|INVESCO S&P 500 E|SWST|Hilltop Securities Inc.|440
RYF|INVESCO S&P 500 E|UBSA|UBS SECURITIES LLC|14688
RYF|INVESCO S&P 500 E|UBSS|UBS Securities LLC|39843
RYF|INVESCO S&P 500 E|VGRD|Vanguard Marketing Corporation|302
RYF|INVESCO S&P 500 E|WBET|Wallachbeth Capital LLC|401260
RYF|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|15536
RYF|INVESCO S&P 500 E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|149
RYF|INVESCO S&P 500 E|WSEA|WOLVERINE SECURITIES, LLC|421
RYF|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43904
RYH|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|40
RYH|INVESCO S&P 500 E|BBNT|BB&T SECURITIES, LLC|100
RYH|INVESCO S&P 500 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|380
RYH|INVESCO S&P 500 E|CANT|Cantor Fitzgerald & Co.|4
RYH|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|262
RYH|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4783
RYH|INVESCO S&P 500 E|CXCX|CITIGROUP GLOBAL MARKETS INC.|50
RYH|INVESCO S&P 500 E|DADA|D.A. Davidson & Co.|153
RYH|INVESCO S&P 500 E|DBAX|Deutsche Bank Securities Inc.|900
RYH|INVESCO S&P 500 E|DEAN|MORGAN STANLEY|501
RYH|INVESCO S&P 500 E|EBXL|EBX LLC|500
RYH|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|1081
RYH|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|314
RYH|INVESCO S&P 500 E|FMAF|NBCN Inc./ CDS|22
RYH|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|992
RYH|INVESCO S&P 500 E|GSLT|GOLDMAN SACHS & CO. LLC|400
RYH|INVESCO S&P 500 E|GTSZ|GTS SECURITIES LLC|7
RYH|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|12567
RYH|INVESCO S&P 500 E|IBKR|Interactive Brokers Llc|5668
RYH|INVESCO S&P 500 E|ICBX|INSTINET, LLC|2300
RYH|INVESCO S&P 500 E|ITGI|ITG Inc.|132
RYH|INVESCO S&P 500 E|JANY|Janney Montgomery Scott Inc.|341
RYH|INVESCO S&P 500 E|JPMX|J.P. Morgan Securities LLC|3200
RYH|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|17249
RYH|INVESCO S&P 500 E|KCGM|VIRTU Americas LLC|1008
RYH|INVESCO S&P 500 E|LEHM|Barclays Capital Inc./Le|1779
RYH|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|6112
RYH|INVESCO S&P 500 E|MACC|Mid Atlantic Capital Corporation|25
RYH|INVESCO S&P 500 E|MAXM|Maxim Group LLC|8552
RYH|INVESCO S&P 500 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
RYH|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|5027
RYH|INVESCO S&P 500 E|MSPL|MORGAN STANLEY & CO. LLC|2500
RYH|INVESCO S&P 500 E|NBCS|NBC Securities, INC.|39
RYH|INVESCO S&P 500 E|NFSC|National Financial Services LLC|6567
RYH|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|32402
RYH|INVESCO S&P 500 E|NQRB|Brut, LLC|100
RYH|INVESCO S&P 500 E|PDQM|CODA MARKETS, INC.|700
RYH|INVESCO S&P 500 E|RBCM|RBC CAPITAL MARKETS, LLC|1261
RYH|INVESCO S&P 500 E|SBSH|Citigroup Global Markets Inc.|124
RYH|INVESCO S&P 500 E|SGMT|GOLDMAN SACHS & CO. LLC|1327
RYH|INVESCO S&P 500 E|SPHN|Stephens Inc.|120
RYH|INVESCO S&P 500 E|STFL|Stifel, Nicolaus & Company, Incorporated|357
RYH|INVESCO S&P 500 E|SWIM|TD Ameritrade, Inc.|120
RYH|INVESCO S&P 500 E|SWST|Hilltop Securities Inc.|120
RYH|INVESCO S&P 500 E|UBSA|UBS SECURITIES LLC|4387
RYH|INVESCO S&P 500 E|UBSS|UBS Securities LLC|6779
RYH|INVESCO S&P 500 E|VGRD|Vanguard Marketing Corporation|1809
RYH|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|1888
RYH|INVESCO S&P 500 E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|299
RYH|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|975
RYI|RYERSON HLDG CORP|APCC|Apex Clearing Corporation|6
RYI|RYERSON HLDG CORP|BATM|CBOE TRADING, INC.|1131
RYI|RYERSON HLDG CORP|BERN|Sanford C. Bernstein & Co., LLC|1900
RYI|RYERSON HLDG CORP|BIDS|BIDS TRADING L.P.|100
RYI|RYERSON HLDG CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1578
RYI|RYERSON HLDG CORP|BYXM|CBOE TRADING, INC.|100
RYI|RYERSON HLDG CORP|BZYD|GOLDMAN SACHS & CO. LLC|3590
RYI|RYERSON HLDG CORP|CANT|Cantor Fitzgerald & Co.|32240
RYI|RYERSON HLDG CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|23800
RYI|RYERSON HLDG CORP|CHAS|Charles Schwab & Co., Inc.|17240
RYI|RYERSON HLDG CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19439
RYI|RYERSON HLDG CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24223
RYI|RYERSON HLDG CORP|CTDL|Citadel Derivatives Group Llc|1195
RYI|RYERSON HLDG CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11614
RYI|RYERSON HLDG CORP|DBAB|Deutsche Bank Securities Inc.|14486
RYI|RYERSON HLDG CORP|DBAX|Deutsche Bank Securities Inc.|12400
RYI|RYERSON HLDG CORP|DBUL|Deutsche Bank Securities Inc.|200
RYI|RYERSON HLDG CORP|DEAN|MORGAN STANLEY|23
RYI|RYERSON HLDG CORP|DEGS|RONIN PROFESSIONAL LLC|2442
RYI|RYERSON HLDG CORP|EBXL|EBX LLC|18200
RYI|RYERSON HLDG CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|159
RYI|RYERSON HLDG CORP|EGAM|CBOE TRADING, INC.|3290
RYI|RYERSON HLDG CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
RYI|RYERSON HLDG CORP|EGXM|CBOE TRADING, INC.|200
RYI|RYERSON HLDG CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
RYI|RYERSON HLDG CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7903
RYI|RYERSON HLDG CORP|ETRS|E*Trade Securities LLC|10340
RYI|RYERSON HLDG CORP|FILL|Tradestation Securities, Inc.|6492
RYI|RYERSON HLDG CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9500
RYI|RYERSON HLDG CORP|FTBR|Foliofn Investments, Inc.|797
RYI|RYERSON HLDG CORP|GSCO|GOLDMAN SACHS & CO. LLC|87408
RYI|RYERSON HLDG CORP|GSCS|GOLDMAN SACHS & CO. LLC|2300
RYI|RYERSON HLDG CORP|GSLT|GOLDMAN SACHS & CO. LLC|1994
RYI|RYERSON HLDG CORP|GTSZ|GTS SECURITIES LLC|8536
RYI|RYERSON HLDG CORP|HRBF|American Enterprise Investment Services Inc.|1671
RYI|RYERSON HLDG CORP|IBKR|Interactive Brokers Llc|8192
RYI|RYERSON HLDG CORP|ICBX|INSTINET, LLC|4500
RYI|RYERSON HLDG CORP|IEQY|CITADEL SECURITIES LLC|1768
RYI|RYERSON HLDG CORP|INCA|INSTINET, LLC|32017
RYI|RYERSON HLDG CORP|INJX|INSTINET, LLC|3788
RYI|RYERSON HLDG CORP|ITGI|ITG Inc.|17377
RYI|RYERSON HLDG CORP|ITGP|ITG INC.|81800
RYI|RYERSON HLDG CORP|JEFF|JEFFERIES LLC|2036
RYI|RYERSON HLDG CORP|JMPT|JUMP TRADING, LLC|1000
RYI|RYERSON HLDG CORP|JPBX|J.P. MORGAN SECURITIES LLC|1190
RYI|RYERSON HLDG CORP|JPMX|J.P. Morgan Securities LLC|44396
RYI|RYERSON HLDG CORP|KCGM|VIRTU Americas LLC|6741
RYI|RYERSON HLDG CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|5353
RYI|RYERSON HLDG CORP|LEHM|Barclays Capital Inc./Le|52805
RYI|RYERSON HLDG CORP|LIME|Lime Brokerage LLC|7210
RYI|RYERSON HLDG CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|12596
RYI|RYERSON HLDG CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13458
RYI|RYERSON HLDG CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
RYI|RYERSON HLDG CORP|MSCO|MORGAN STANLEY & CO. LLC|90807
RYI|RYERSON HLDG CORP|MSPL|MORGAN STANLEY & CO. LLC|9800
RYI|RYERSON HLDG CORP|MSTX|MORGAN STANLEY & CO. LLC|17200
RYI|RYERSON HLDG CORP|NFSC|National Financial Services LLC|63669
RYI|RYERSON HLDG CORP|NITE|VIRTU Americas LLC|59783
RYI|RYERSON HLDG CORP|NQRB|Brut, LLC|222
RYI|RYERSON HLDG CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5000
RYI|RYERSON HLDG CORP|PDQM|CODA MARKETS, INC.|12910
RYI|RYERSON HLDG CORP|PHLY|NASDAQ Execution Services, LLC|2000
RYI|RYERSON HLDG CORP|SBSH|Citigroup Global Markets Inc.|35675
RYI|RYERSON HLDG CORP|SGMT|GOLDMAN SACHS & CO. LLC|70135
RYI|RYERSON HLDG CORP|SPDR|SPEEDROUTE LLC|100
RYI|RYERSON HLDG CORP|SWIM|TD Ameritrade, Inc.|243
RYI|RYERSON HLDG CORP|TKNG|ALLY INVEST SECURITIES LLC|3857
RYI|RYERSON HLDG CORP|TRBT|Tradebot Systems, Inc.|3346
RYI|RYERSON HLDG CORP|TRCM|TRC MARKETS LLC|20534
RYI|RYERSON HLDG CORP|TWTT|TASTYWORKS, INC.|100
RYI|RYERSON HLDG CORP|UBSA|UBS SECURITIES LLC|127211
RYI|RYERSON HLDG CORP|UBSS|UBS Securities LLC|82842
RYI|RYERSON HLDG CORP|VALX|VIRTU AMERICAS LLC|8283
RYI|RYERSON HLDG CORP|VGRD|Vanguard Marketing Corporation|37505
RYI|RYERSON HLDG CORP|WCHV|WELLS FARGO SECURITIES, LLC|11255
RYI|RYERSON HLDG CORP|WEDB|WEDBUSH SECURITIES INC.|300
RYI|RYERSON HLDG CORP|WEED|Weeden & Co.L.P.|83301
RYI|RYERSON HLDG CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|542
RYI|RYERSON HLDG CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|825
RYI|RYERSON HLDG CORP|WSEA|WOLVERINE SECURITIES, LLC|3304
RYI|RYERSON HLDG CORP|XIST|INSTINET, LLC|130800
RYI|RYERSON HLDG CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
RYJ|INVESCO RJ SB 1|APCC|Apex Clearing Corporation|1
RYJ|INVESCO RJ SB 1|CROS|CREDIT SUISSE SECURITIES (USA) LLC|958
RYJ|INVESCO RJ SB 1|CTDL|Citadel Derivatives Group Llc|100
RYJ|INVESCO RJ SB 1|DBAX|Deutsche Bank Securities Inc.|100
RYJ|INVESCO RJ SB 1|DEAN|MORGAN STANLEY|164
RYJ|INVESCO RJ SB 1|EBXL|EBX LLC|300
RYJ|INVESCO RJ SB 1|ETRS|E*Trade Securities LLC|192
RYJ|INVESCO RJ SB 1|GSLT|GOLDMAN SACHS & CO. LLC|200
RYJ|INVESCO RJ SB 1|ICBX|INSTINET, LLC|2900
RYJ|INVESCO RJ SB 1|JPMX|J.P. Morgan Securities LLC|360
RYJ|INVESCO RJ SB 1|JSJX|JANE STREET CAPITAL LLC|949
RYJ|INVESCO RJ SB 1|KCGM|VIRTU Americas LLC|2802
RYJ|INVESCO RJ SB 1|LEHM|Barclays Capital Inc./Le|400
RYJ|INVESCO RJ SB 1|LIME|Lime Brokerage LLC|1146
RYJ|INVESCO RJ SB 1|MACC|Mid Atlantic Capital Corporation|8
RYJ|INVESCO RJ SB 1|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
RYJ|INVESCO RJ SB 1|MSCO|MORGAN STANLEY & CO. LLC|147
RYJ|INVESCO RJ SB 1|NFSC|National Financial Services LLC|3181
RYJ|INVESCO RJ SB 1|NITE|VIRTU Americas LLC|2572
RYJ|INVESCO RJ SB 1|RBCM|RBC CAPITAL MARKETS, LLC|180
RYJ|INVESCO RJ SB 1|SGMT|GOLDMAN SACHS & CO. LLC|100
RYJ|INVESCO RJ SB 1|STFL|Stifel, Nicolaus & Company, Incorporated|256
RYJ|INVESCO RJ SB 1|SWIM|TD Ameritrade, Inc.|221
RYJ|INVESCO RJ SB 1|SWST|Hilltop Securities Inc.|400
RYJ|INVESCO RJ SB 1|UBSA|UBS SECURITIES LLC|7111
RYJ|INVESCO RJ SB 1|UBSS|UBS Securities LLC|6840
RYJ|INVESCO RJ SB 1|WCHV|WELLS FARGO SECURITIES, LLC|249
RYJ|INVESCO RJ SB 1|WSEA|WOLVERINE SECURITIES, LLC|1
RYJ|INVESCO RJ SB 1|XSTM|NATIONAL FINANCIAL SERVICES LLC|840
RYJ|INVESCO RJ SB 1|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1242
RYN|RAYONIER INC REIT|ALTX|Alternet Securities Inc.|27948
RYN|RAYONIER INC REIT|APCC|Apex Clearing Corporation|243
RYN|RAYONIER INC REIT|BANK|Primevest Financial Services, Inc.|2
RYN|RAYONIER INC REIT|BARD|Robert W. Baird & Co. Incorporated|7246
RYN|RAYONIER INC REIT|BATM|CBOE TRADING, INC.|5192
RYN|RAYONIER INC REIT|BAYC|BAY CREST PARTNERS, LLC|255
RYN|RAYONIER INC REIT|BAYT|BTIG, LLC|100
RYN|RAYONIER INC REIT|BBNT|BB&T SECURITIES, LLC|495
RYN|RAYONIER INC REIT|BERN|Sanford C. Bernstein & Co., LLC|86179
RYN|RAYONIER INC REIT|BIDS|BIDS TRADING L.P.|2300
RYN|RAYONIER INC REIT|BKCM|BNY Mellon Capital Markets LLC|28067
RYN|RAYONIER INC REIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13415
RYN|RAYONIER INC REIT|BLKX|INSTINET, LLC|69838
RYN|RAYONIER INC REIT|BNPX|BNP PARIBAS SECURITIES CORP.|4372
RYN|RAYONIER INC REIT|BRVL|BLAYLOCK VAN, LLC|711
RYN|RAYONIER INC REIT|BTIG|BTIG, LLC|9303
RYN|RAYONIER INC REIT|BYXM|CBOE TRADING, INC.|500
RYN|RAYONIER INC REIT|BZYD|GOLDMAN SACHS & CO. LLC|508
RYN|RAYONIER INC REIT|CANT|Cantor Fitzgerald & Co.|37
RYN|RAYONIER INC REIT|CBLC|CITIGROUP GLOBAL MARKETS INC.|401604
RYN|RAYONIER INC REIT|CHAS|Charles Schwab & Co., Inc.|172
RYN|RAYONIER INC REIT|CIST|Capital Institutional Services, Inc.|3687
RYN|RAYONIER INC REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|135823
RYN|RAYONIER INC REIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2119
RYN|RAYONIER INC REIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|904
RYN|RAYONIER INC REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|303934
RYN|RAYONIER INC REIT|CTDL|Citadel Derivatives Group Llc|18017
RYN|RAYONIER INC REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|36138
RYN|RAYONIER INC REIT|DADA|D.A. Davidson & Co.|2651
RYN|RAYONIER INC REIT|DBAB|Deutsche Bank Securities Inc.|327427
RYN|RAYONIER INC REIT|DBAX|Deutsche Bank Securities Inc.|196200
RYN|RAYONIER INC REIT|DBUL|Deutsche Bank Securities Inc.|1370
RYN|RAYONIER INC REIT|DCHF|Dart Executions, LLC|378
RYN|RAYONIER INC REIT|DEAN|MORGAN STANLEY|5279
RYN|RAYONIER INC REIT|DEGS|RONIN PROFESSIONAL LLC|200
RYN|RAYONIER INC REIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1694
RYN|RAYONIER INC REIT|EBXL|EBX LLC|218500
RYN|RAYONIER INC REIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|44439
RYN|RAYONIER INC REIT|EDJO|Edward D. Jones & Co., L.P.|2774
RYN|RAYONIER INC REIT|EGAM|CBOE TRADING, INC.|13760
RYN|RAYONIER INC REIT|EGAW|CBOE TRADING, INC.|29
RYN|RAYONIER INC REIT|EGMT|EG MARKET TECHNOLOGIES LLC|660
RYN|RAYONIER INC REIT|EGXM|CBOE TRADING, INC.|7423
RYN|RAYONIER INC REIT|EGXW|CBOE TRADING, INC.|280
RYN|RAYONIER INC REIT|ETBE|Electronic Transaction Clearing, Inc.|8497
RYN|RAYONIER INC REIT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
RYN|RAYONIER INC REIT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|502
RYN|RAYONIER INC REIT|ETCC|Electronic Transaction Clearing, Inc.|644
RYN|RAYONIER INC REIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3304
RYN|RAYONIER INC REIT|ETRS|E*Trade Securities LLC|5461
RYN|RAYONIER INC REIT|FILL|Tradestation Securities, Inc.|1406
RYN|RAYONIER INC REIT|FMAF|NBCN Inc./ CDS|200
RYN|RAYONIER INC REIT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9302
RYN|RAYONIER INC REIT|FQLS|Quantlab Securities LP|202024
RYN|RAYONIER INC REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76287
RYN|RAYONIER INC REIT|FTBR|Foliofn Investments, Inc.|2371
RYN|RAYONIER INC REIT|GEBB|GLOBAL EXECUTION BROKERS, LP|1517
RYN|RAYONIER INC REIT|GLIS|TD Securities Inc|94
RYN|RAYONIER INC REIT|GLPX|ACS EXECUTION SERVICES, LLC|10453
RYN|RAYONIER INC REIT|GSCO|GOLDMAN SACHS & CO. LLC|1113442
RYN|RAYONIER INC REIT|GSCS|GOLDMAN SACHS & CO. LLC|2238
RYN|RAYONIER INC REIT|GSLT|GOLDMAN SACHS & CO. LLC|4547
RYN|RAYONIER INC REIT|GTSZ|GTS SECURITIES LLC|71605
RYN|RAYONIER INC REIT|HRBF|American Enterprise Investment Services Inc.|4098
RYN|RAYONIER INC REIT|HSBC|HSBC Securities, Inc.|100
RYN|RAYONIER INC REIT|IATS|INTERACTIVE BROKERS LLC|4108
RYN|RAYONIER INC REIT|IBKR|Interactive Brokers Llc|12116
RYN|RAYONIER INC REIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6081
RYN|RAYONIER INC REIT|ICBX|INSTINET, LLC|45800
RYN|RAYONIER INC REIT|IEQY|CITADEL SECURITIES LLC|113391
RYN|RAYONIER INC REIT|INCA|INSTINET, LLC|180466
RYN|RAYONIER INC REIT|INJX|INSTINET, LLC|6480
RYN|RAYONIER INC REIT|ITGI|ITG Inc.|117642
RYN|RAYONIER INC REIT|ITGP|ITG INC.|169000
RYN|RAYONIER INC REIT|JANY|Janney Montgomery Scott Inc.|315
RYN|RAYONIER INC REIT|JEFF|JEFFERIES LLC|63265
RYN|RAYONIER INC REIT|JMPT|JUMP TRADING, LLC|67249
RYN|RAYONIER INC REIT|JONE|JonesTrading|9
RYN|RAYONIER INC REIT|JPBX|J.P. MORGAN SECURITIES LLC|40663
RYN|RAYONIER INC REIT|JPMX|J.P. Morgan Securities LLC|419543
RYN|RAYONIER INC REIT|JSJX|JANE STREET CAPITAL LLC|2886
RYN|RAYONIER INC REIT|KCGM|VIRTU Americas LLC|68493
RYN|RAYONIER INC REIT|LEHM|Barclays Capital Inc./Le|548629
RYN|RAYONIER INC REIT|LGNT|COR CLEARING LLC|1
RYN|RAYONIER INC REIT|LIME|Lime Brokerage LLC|15771
RYN|RAYONIER INC REIT|LMNX|LUMINEX TRADING & ANALYTICS LLC|21400
RYN|RAYONIER INC REIT|LQNA|LIQUIDNET, INC.|97200
RYN|RAYONIER INC REIT|LQNB|LIQUIDNET, INC.|11398
RYN|RAYONIER INC REIT|LSCI|Lek Securities Corporation|1705
RYN|RAYONIER INC REIT|MBTS|ALLY INVEST SECURITIES LLC|30
RYN|RAYONIER INC REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|129751
RYN|RAYONIER INC REIT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
RYN|RAYONIER INC REIT|MOTF|MOTIF INVESTING, INC.|1
RYN|RAYONIER INC REIT|MSCO|MORGAN STANLEY & CO. LLC|956548
RYN|RAYONIER INC REIT|MSPL|MORGAN STANLEY & CO. LLC|248500
RYN|RAYONIER INC REIT|MSTX|MORGAN STANLEY & CO. LLC|110300
RYN|RAYONIER INC REIT|NFSC|National Financial Services LLC|54846
RYN|RAYONIER INC REIT|NITE|VIRTU Americas LLC|199424
RYN|RAYONIER INC REIT|NITP|VIRTU Americas LLC|2726
RYN|RAYONIER INC REIT|NQRB|Brut, LLC|6853
RYN|RAYONIER INC REIT|NTBF|BMO Nesbitt Burns Inc./CDS|402
RYN|RAYONIER INC REIT|OHOS|TWO SIGMA SECURITIES, LLC|10926
RYN|RAYONIER INC REIT|OPCO|Oppenheimer & Co. Inc.|1078
RYN|RAYONIER INC REIT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
RYN|RAYONIER INC REIT|PDQM|CODA MARKETS, INC.|41659
RYN|RAYONIER INC REIT|PWJC|UBS Financial Services, Inc.|56
RYN|RAYONIER INC REIT|RBCM|RBC CAPITAL MARKETS, LLC|4135
RYN|RAYONIER INC REIT|RHCO|Suntrust Robinson Humphrey, Inc.|10856
RYN|RAYONIER INC REIT|SAGL|SAGETRADER, LLC|37518
RYN|RAYONIER INC REIT|SAGW|SAGETRADER, LLC|95
RYN|RAYONIER INC REIT|SBRX|MURIEL SIEBERT & CO INC|15
RYN|RAYONIER INC REIT|SBSH|Citigroup Global Markets Inc.|272865
RYN|RAYONIER INC REIT|SGMT|GOLDMAN SACHS & CO. LLC|132337
RYN|RAYONIER INC REIT|SPDR|SPEEDROUTE LLC|6100
RYN|RAYONIER INC REIT|SPHN|Stephens Inc.|5
RYN|RAYONIER INC REIT|STFL|Stifel, Nicolaus & Company, Incorporated|36892
RYN|RAYONIER INC REIT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4483
RYN|RAYONIER INC REIT|SWIM|TD Ameritrade, Inc.|10245
RYN|RAYONIER INC REIT|SWST|Hilltop Securities Inc.|103
RYN|RAYONIER INC REIT|TKNG|ALLY INVEST SECURITIES LLC|113
RYN|RAYONIER INC REIT|TRBT|Tradebot Systems, Inc.|172532
RYN|RAYONIER INC REIT|TRCM|TRC MARKETS LLC|58065
RYN|RAYONIER INC REIT|UBSA|UBS SECURITIES LLC|589376
RYN|RAYONIER INC REIT|UBSS|UBS Securities LLC|699222
RYN|RAYONIER INC REIT|VALX|VIRTU AMERICAS LLC|5859
RYN|RAYONIER INC REIT|VGRD|Vanguard Marketing Corporation|22734
RYN|RAYONIER INC REIT|VNDS|VANDHAM SECURITIES CORP|22312
RYN|RAYONIER INC REIT|VSIN|Vision Financial Markets Llc|175
RYN|RAYONIER INC REIT|WBLR|WILLIAM BLAIR|100
RYN|RAYONIER INC REIT|WBPX|SUMMIT SECURITIES GROUP, LLC|1858
RYN|RAYONIER INC REIT|WCHV|WELLS FARGO SECURITIES, LLC|92297
RYN|RAYONIER INC REIT|WDNX|WEEDEN & CO.L.P.|442
RYN|RAYONIER INC REIT|WEDB|WEDBUSH SECURITIES INC.|1802
RYN|RAYONIER INC REIT|WEED|Weeden & Co.L.P.|1370
RYN|RAYONIER INC REIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7338
RYN|RAYONIER INC REIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1784
RYN|RAYONIER INC REIT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|407
RYN|RAYONIER INC REIT|WOLF|Wolfe Trahan Securities|172
RYN|RAYONIER INC REIT|WSEA|WOLVERINE SECURITIES, LLC|2615
RYN|RAYONIER INC REIT|XIST|INSTINET, LLC|30294
RYN|RAYONIER INC REIT|XPQR|Jump Trading|7231
RYN|RAYONIER INC REIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|11726
RYN|RAYONIER INC REIT|YKNA|COMHAR CAPITAL MARKETS, LLC|3883
RYN|RAYONIER INC REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2933
RYT|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|150
RYT|INVESCO S&P 500 E|BANK|Primevest Financial Services, Inc.|1
RYT|INVESCO S&P 500 E|BARD|Robert W. Baird & Co. Incorporated|893
RYT|INVESCO S&P 500 E|BATM|CBOE TRADING, INC.|604
RYT|INVESCO S&P 500 E|BBNT|BB&T SECURITIES, LLC|61
RYT|INVESCO S&P 500 E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|329
RYT|INVESCO S&P 500 E|CANT|Cantor Fitzgerald & Co.|30676
RYT|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|13248
RYT|INVESCO S&P 500 E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3500
RYT|INVESCO S&P 500 E|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
RYT|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19942
RYT|INVESCO S&P 500 E|CSIN|Citadel Securities Institutional LLC|157993
RYT|INVESCO S&P 500 E|CTDL|Citadel Derivatives Group Llc|159968
RYT|INVESCO S&P 500 E|DADA|D.A. Davidson & Co.|187
RYT|INVESCO S&P 500 E|DBAB|Deutsche Bank Securities Inc.|474
RYT|INVESCO S&P 500 E|DBAX|Deutsche Bank Securities Inc.|2800
RYT|INVESCO S&P 500 E|DEAN|MORGAN STANLEY|792
RYT|INVESCO S&P 500 E|EBXL|EBX LLC|5000
RYT|INVESCO S&P 500 E|ECUT|CONVERGEX EXECUTION SOLUTIONS|33
RYT|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|1298
RYT|INVESCO S&P 500 E|EGXM|CBOE TRADING, INC.|50
RYT|INVESCO S&P 500 E|ETBE|Electronic Transaction Clearing, Inc.|1300
RYT|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|4802
RYT|INVESCO S&P 500 E|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1100
RYT|INVESCO S&P 500 E|FMAF|NBCN Inc./ CDS|40
RYT|INVESCO S&P 500 E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|150
RYT|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|2182
RYT|INVESCO S&P 500 E|GLIS|TD Securities Inc|131
RYT|INVESCO S&P 500 E|GSCO|GOLDMAN SACHS & CO. LLC|1014
RYT|INVESCO S&P 500 E|GSLT|GOLDMAN SACHS & CO. LLC|1165
RYT|INVESCO S&P 500 E|GTSZ|GTS SECURITIES LLC|169
RYT|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|9882
RYT|INVESCO S&P 500 E|IATS|INTERACTIVE BROKERS LLC|600
RYT|INVESCO S&P 500 E|IBKR|Interactive Brokers Llc|168
RYT|INVESCO S&P 500 E|ICBX|INSTINET, LLC|3022
RYT|INVESCO S&P 500 E|INCA|INSTINET, LLC|2700
RYT|INVESCO S&P 500 E|ITGI|ITG Inc.|1445
RYT|INVESCO S&P 500 E|JANY|Janney Montgomery Scott Inc.|259
RYT|INVESCO S&P 500 E|JPMX|J.P. Morgan Securities LLC|8214
RYT|INVESCO S&P 500 E|JSEB|JANE STREET EXECUTION SERVICES, LLC|3675
RYT|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|75
RYT|INVESCO S&P 500 E|KCGM|VIRTU Americas LLC|7023
RYT|INVESCO S&P 500 E|LEHM|Barclays Capital Inc./Le|13056
RYT|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|14384
RYT|INVESCO S&P 500 E|MACC|Mid Atlantic Capital Corporation|696
RYT|INVESCO S&P 500 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5194
RYT|INVESCO S&P 500 E|MOTF|MOTIF INVESTING, INC.|1
RYT|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|17184
RYT|INVESCO S&P 500 E|MSPL|MORGAN STANLEY & CO. LLC|1500
RYT|INVESCO S&P 500 E|NFSC|National Financial Services LLC|51532
RYT|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|91965
RYT|INVESCO S&P 500 E|NQRB|Brut, LLC|100
RYT|INVESCO S&P 500 E|OPCO|Oppenheimer & Co. Inc.|748
RYT|INVESCO S&P 500 E|PWJC|UBS Financial Services, Inc.|1998
RYT|INVESCO S&P 500 E|RBCM|RBC CAPITAL MARKETS, LLC|3069
RYT|INVESCO S&P 500 E|SBSH|Citigroup Global Markets Inc.|526
RYT|INVESCO S&P 500 E|SGMT|GOLDMAN SACHS & CO. LLC|5393
RYT|INVESCO S&P 500 E|SHMR|ABN Amro Clearing LLC|2331
RYT|INVESCO S&P 500 E|SPHN|Stephens Inc.|1046
RYT|INVESCO S&P 500 E|STFL|Stifel, Nicolaus & Company, Incorporated|1746
RYT|INVESCO S&P 500 E|SWIM|TD Ameritrade, Inc.|728
RYT|INVESCO S&P 500 E|SWST|Hilltop Securities Inc.|331
RYT|INVESCO S&P 500 E|UBSA|UBS SECURITIES LLC|36501
RYT|INVESCO S&P 500 E|UBSS|UBS Securities LLC|36415
RYT|INVESCO S&P 500 E|VALX|VIRTU AMERICAS LLC|551
RYT|INVESCO S&P 500 E|VGRD|Vanguard Marketing Corporation|4480
RYT|INVESCO S&P 500 E|WBET|Wallachbeth Capital LLC|416600
RYT|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|10930
RYT|INVESCO S&P 500 E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|127
RYT|INVESCO S&P 500 E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1100
RYT|INVESCO S&P 500 E|WSEA|WOLVERINE SECURITIES, LLC|820
RYT|INVESCO S&P 500 E|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
RYT|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18583
RYTM|RHYTHM PHARMA CM|AGIS|Aegis Capital Corp.|49
RYTM|RHYTHM PHARMA CM|ALTX|Alternet Securities Inc.|15014
RYTM|RHYTHM PHARMA CM|APCC|Apex Clearing Corporation|5283
RYTM|RHYTHM PHARMA CM|BATM|CBOE TRADING, INC.|1956
RYTM|RHYTHM PHARMA CM|BAYC|BAY CREST PARTNERS, LLC|125
RYTM|RHYTHM PHARMA CM|BAYT|BTIG, LLC|26000
RYTM|RHYTHM PHARMA CM|BERN|Sanford C. Bernstein & Co., LLC|10085
RYTM|RHYTHM PHARMA CM|BIDS|BIDS TRADING L.P.|11000
RYTM|RHYTHM PHARMA CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
RYTM|RHYTHM PHARMA CM|BLKX|INSTINET, LLC|97904
RYTM|RHYTHM PHARMA CM|BMOC|BMO Capital Markets Corp.|1618
RYTM|RHYTHM PHARMA CM|BNPX|BNP PARIBAS SECURITIES CORP.|205
RYTM|RHYTHM PHARMA CM|BRGE|Newbridge Securities Corp.|2000
RYTM|RHYTHM PHARMA CM|BTIG|BTIG, LLC|262500
RYTM|RHYTHM PHARMA CM|BYXM|CBOE TRADING, INC.|4034
RYTM|RHYTHM PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|128417
RYTM|RHYTHM PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|65077
RYTM|RHYTHM PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2924
RYTM|RHYTHM PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|147998
RYTM|RHYTHM PHARMA CM|CTDL|Citadel Derivatives Group Llc|15553
RYTM|RHYTHM PHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|23234
RYTM|RHYTHM PHARMA CM|DBAB|Deutsche Bank Securities Inc.|110566
RYTM|RHYTHM PHARMA CM|DBAX|Deutsche Bank Securities Inc.|128500
RYTM|RHYTHM PHARMA CM|DBUL|Deutsche Bank Securities Inc.|300
RYTM|RHYTHM PHARMA CM|DEAN|MORGAN STANLEY|17629
RYTM|RHYTHM PHARMA CM|DEGS|RONIN PROFESSIONAL LLC|26141
RYTM|RHYTHM PHARMA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
RYTM|RHYTHM PHARMA CM|EBXL|EBX LLC|146300
RYTM|RHYTHM PHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|6752
RYTM|RHYTHM PHARMA CM|EGAM|CBOE TRADING, INC.|32685
RYTM|RHYTHM PHARMA CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
RYTM|RHYTHM PHARMA CM|EGXM|CBOE TRADING, INC.|1673
RYTM|RHYTHM PHARMA CM|EGXW|CBOE TRADING, INC.|78
RYTM|RHYTHM PHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|8936
RYTM|RHYTHM PHARMA CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
RYTM|RHYTHM PHARMA CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3137
RYTM|RHYTHM PHARMA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|54950
RYTM|RHYTHM PHARMA CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|548
RYTM|RHYTHM PHARMA CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
RYTM|RHYTHM PHARMA CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|360
RYTM|RHYTHM PHARMA CM|ETRS|E*Trade Securities LLC|169114
RYTM|RHYTHM PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|209962
RYTM|RHYTHM PHARMA CM|FILL|Tradestation Securities, Inc.|4290
RYTM|RHYTHM PHARMA CM|FMAF|NBCN Inc./ CDS|29
RYTM|RHYTHM PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|263159
RYTM|RHYTHM PHARMA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3795
RYTM|RHYTHM PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84264
RYTM|RHYTHM PHARMA CM|FTBR|Foliofn Investments, Inc.|50
RYTM|RHYTHM PHARMA CM|GARC|ICAP Corporates LLC|10000
RYTM|RHYTHM PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5551
RYTM|RHYTHM PHARMA CM|GLIS|TD Securities Inc|100
RYTM|RHYTHM PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|94305
RYTM|RHYTHM PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|334769
RYTM|RHYTHM PHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|13283
RYTM|RHYTHM PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|6241
RYTM|RHYTHM PHARMA CM|GTSZ|GTS SECURITIES LLC|68602
RYTM|RHYTHM PHARMA CM|HRBF|American Enterprise Investment Services Inc.|204
RYTM|RHYTHM PHARMA CM|IATS|INTERACTIVE BROKERS LLC|16923
RYTM|RHYTHM PHARMA CM|IBKR|Interactive Brokers Llc|242082
RYTM|RHYTHM PHARMA CM|ICBX|INSTINET, LLC|47625
RYTM|RHYTHM PHARMA CM|IEQY|CITADEL SECURITIES LLC|56289
RYTM|RHYTHM PHARMA CM|INCA|INSTINET, LLC|286687
RYTM|RHYTHM PHARMA CM|INJX|INSTINET, LLC|43674
RYTM|RHYTHM PHARMA CM|ITGI|ITG Inc.|155468
RYTM|RHYTHM PHARMA CM|ITGP|ITG INC.|55400
RYTM|RHYTHM PHARMA CM|JEFF|JEFFERIES LLC|96471
RYTM|RHYTHM PHARMA CM|JMPT|JUMP TRADING, LLC|33050
RYTM|RHYTHM PHARMA CM|JONE|JonesTrading|1000
RYTM|RHYTHM PHARMA CM|JPBX|J.P. MORGAN SECURITIES LLC|5566
RYTM|RHYTHM PHARMA CM|JPMX|J.P. Morgan Securities LLC|160189
RYTM|RHYTHM PHARMA CM|JSJX|JANE STREET CAPITAL LLC|1552
RYTM|RHYTHM PHARMA CM|KCGM|VIRTU Americas LLC|21333
RYTM|RHYTHM PHARMA CM|LAFC|R. F. Lafferty & Co., Inc.|1125
RYTM|RHYTHM PHARMA CM|LEER|LEERINK PARTNERS LLC|100
RYTM|RHYTHM PHARMA CM|LEHM|Barclays Capital Inc./Le|425806
RYTM|RHYTHM PHARMA CM|LIME|Lime Brokerage LLC|150309
RYTM|RHYTHM PHARMA CM|LMGP|LIME BROKERAGE LLC|3922
RYTM|RHYTHM PHARMA CM|LQNA|LIQUIDNET, INC.|58700
RYTM|RHYTHM PHARMA CM|LSCI|Lek Securities Corporation|200
RYTM|RHYTHM PHARMA CM|LTCO|Ladenburg, Thalmann & Co., Inc.|4900
RYTM|RHYTHM PHARMA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
RYTM|RHYTHM PHARMA CM|MAXM|Maxim Group LLC|1647
RYTM|RHYTHM PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78874
RYTM|RHYTHM PHARMA CM|MOTF|MOTIF INVESTING, INC.|4
RYTM|RHYTHM PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|1361762
RYTM|RHYTHM PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|96700
RYTM|RHYTHM PHARMA CM|MSTX|MORGAN STANLEY & CO. LLC|20200
RYTM|RHYTHM PHARMA CM|NFSC|National Financial Services LLC|137667
RYTM|RHYTHM PHARMA CM|NITE|VIRTU Americas LLC|439295
RYTM|RHYTHM PHARMA CM|NITP|VIRTU Americas LLC|2402
RYTM|RHYTHM PHARMA CM|NQRB|Brut, LLC|2303
RYTM|RHYTHM PHARMA CM|PAUL|Paulson Investment Company, Inc.|2730
RYTM|RHYTHM PHARMA CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|31000
RYTM|RHYTHM PHARMA CM|PDQM|CODA MARKETS, INC.|224807
RYTM|RHYTHM PHARMA CM|PWJC|UBS Financial Services, Inc.|7400
RYTM|RHYTHM PHARMA CM|RAJA|Raymond James & Associates, Inc.|16
RYTM|RHYTHM PHARMA CM|SAGL|SAGETRADER, LLC|4772
RYTM|RHYTHM PHARMA CM|SBSH|Citigroup Global Markets Inc.|79053
RYTM|RHYTHM PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|64095
RYTM|RHYTHM PHARMA CM|SPDR|SPEEDROUTE LLC|25133
RYTM|RHYTHM PHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|29013
RYTM|RHYTHM PHARMA CM|STFL|Stifel, Nicolaus & Company, Incorporated|1395
RYTM|RHYTHM PHARMA CM|SWIM|TD Ameritrade, Inc.|136623
RYTM|RHYTHM PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|418
RYTM|RHYTHM PHARMA CM|TRBT|Tradebot Systems, Inc.|95739
RYTM|RHYTHM PHARMA CM|TRCM|TRC MARKETS LLC|42339
RYTM|RHYTHM PHARMA CM|TWTT|TASTYWORKS, INC.|136
RYTM|RHYTHM PHARMA CM|UBSA|UBS SECURITIES LLC|349301
RYTM|RHYTHM PHARMA CM|UBSS|UBS Securities LLC|850034
RYTM|RHYTHM PHARMA CM|VALX|VIRTU AMERICAS LLC|7025
RYTM|RHYTHM PHARMA CM|VGRD|Vanguard Marketing Corporation|5155
RYTM|RHYTHM PHARMA CM|VSIN|Vision Financial Markets Llc|3400
RYTM|RHYTHM PHARMA CM|WABR|Wall Street Access|250
RYTM|RHYTHM PHARMA CM|WBPX|SUMMIT SECURITIES GROUP, LLC|6
RYTM|RHYTHM PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|51382
RYTM|RHYTHM PHARMA CM|WEDB|WEDBUSH SECURITIES INC.|5910
RYTM|RHYTHM PHARMA CM|WEED|Weeden & Co.L.P.|13530
RYTM|RHYTHM PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|3620
RYTM|RHYTHM PHARMA CM|XIST|INSTINET, LLC|12000
RYTM|RHYTHM PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|9940
RYTM|RHYTHM PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|37994
RYTM|RHYTHM PHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|136
RYU|INVESCO S&P 500 E|APCC|Apex Clearing Corporation|120
RYU|INVESCO S&P 500 E|BATM|CBOE TRADING, INC.|3000
RYU|INVESCO S&P 500 E|CANT|Cantor Fitzgerald & Co.|21
RYU|INVESCO S&P 500 E|CHAS|Charles Schwab & Co., Inc.|66
RYU|INVESCO S&P 500 E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7439
RYU|INVESCO S&P 500 E|DBAX|Deutsche Bank Securities Inc.|1200
RYU|INVESCO S&P 500 E|EBXL|EBX LLC|1600
RYU|INVESCO S&P 500 E|EDJO|Edward D. Jones & Co., L.P.|354
RYU|INVESCO S&P 500 E|ETRS|E*Trade Securities LLC|1736
RYU|INVESCO S&P 500 E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
RYU|INVESCO S&P 500 E|FTBR|Foliofn Investments, Inc.|520
RYU|INVESCO S&P 500 E|GEBB|GLOBAL EXECUTION BROKERS, LP|300
RYU|INVESCO S&P 500 E|GSLT|GOLDMAN SACHS & CO. LLC|779
RYU|INVESCO S&P 500 E|HRBF|American Enterprise Investment Services Inc.|2157
RYU|INVESCO S&P 500 E|IBKR|Interactive Brokers Llc|140
RYU|INVESCO S&P 500 E|ICBX|INSTINET, LLC|1500
RYU|INVESCO S&P 500 E|ITGI|ITG Inc.|120
RYU|INVESCO S&P 500 E|JPMX|J.P. Morgan Securities LLC|2968
RYU|INVESCO S&P 500 E|JSJX|JANE STREET CAPITAL LLC|11276
RYU|INVESCO S&P 500 E|KCGM|VIRTU Americas LLC|6845
RYU|INVESCO S&P 500 E|LEHM|Barclays Capital Inc./Le|6048
RYU|INVESCO S&P 500 E|LIME|Lime Brokerage LLC|1199
RYU|INVESCO S&P 500 E|MACC|Mid Atlantic Capital Corporation|103
RYU|INVESCO S&P 500 E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6872
RYU|INVESCO S&P 500 E|MSCO|MORGAN STANLEY & CO. LLC|3151
RYU|INVESCO S&P 500 E|NATL|National Securities Corporation|60
RYU|INVESCO S&P 500 E|NFSC|National Financial Services LLC|5107
RYU|INVESCO S&P 500 E|NITE|VIRTU Americas LLC|8526
RYU|INVESCO S&P 500 E|PDQM|CODA MARKETS, INC.|3200
RYU|INVESCO S&P 500 E|RBCM|RBC CAPITAL MARKETS, LLC|3
RYU|INVESCO S&P 500 E|SGMT|GOLDMAN SACHS & CO. LLC|2118
RYU|INVESCO S&P 500 E|STFL|Stifel, Nicolaus & Company, Incorporated|300
RYU|INVESCO S&P 500 E|SWIM|TD Ameritrade, Inc.|17
RYU|INVESCO S&P 500 E|SWST|Hilltop Securities Inc.|7
RYU|INVESCO S&P 500 E|UBSA|UBS SECURITIES LLC|1077
RYU|INVESCO S&P 500 E|UBSS|UBS Securities LLC|2071
RYU|INVESCO S&P 500 E|VGRD|Vanguard Marketing Corporation|205
RYU|INVESCO S&P 500 E|WCHV|WELLS FARGO SECURITIES, LLC|1619
RYU|INVESCO S&P 500 E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1720
RZA|REINSURANCE GROUP AM|BANK|Primevest Financial Services, Inc.|122
RZA|REINSURANCE GROUP AM|BARD|Robert W. Baird & Co. Incorporated|228
RZA|REINSURANCE GROUP AM|BBNT|BB&T SECURITIES, LLC|575
RZA|REINSURANCE GROUP AM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1242
RZA|REINSURANCE GROUP AM|BTIG|BTIG, LLC|2443
RZA|REINSURANCE GROUP AM|CHAS|Charles Schwab & Co., Inc.|47
RZA|REINSURANCE GROUP AM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1068
RZA|REINSURANCE GROUP AM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3609
RZA|REINSURANCE GROUP AM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5000
RZA|REINSURANCE GROUP AM|DBAX|Deutsche Bank Securities Inc.|2700
RZA|REINSURANCE GROUP AM|DEAN|MORGAN STANLEY|7176
RZA|REINSURANCE GROUP AM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|637
RZA|REINSURANCE GROUP AM|EBXL|EBX LLC|2100
RZA|REINSURANCE GROUP AM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2045
RZA|REINSURANCE GROUP AM|EDJO|Edward D. Jones & Co., L.P.|346
RZA|REINSURANCE GROUP AM|ETRS|E*Trade Securities LLC|209
RZA|REINSURANCE GROUP AM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|470
RZA|REINSURANCE GROUP AM|GLPX|ACS EXECUTION SERVICES, LLC|359
RZA|REINSURANCE GROUP AM|GSCO|GOLDMAN SACHS & CO. LLC|6400
RZA|REINSURANCE GROUP AM|GSCS|GOLDMAN SACHS & CO. LLC|155
RZA|REINSURANCE GROUP AM|GTSZ|GTS SECURITIES LLC|1399
RZA|REINSURANCE GROUP AM|HRBF|American Enterprise Investment Services Inc.|2908
RZA|REINSURANCE GROUP AM|HSBC|HSBC Securities, Inc.|700
RZA|REINSURANCE GROUP AM|IATS|INTERACTIVE BROKERS LLC|457
RZA|REINSURANCE GROUP AM|IBKR|Interactive Brokers Llc|1277
RZA|REINSURANCE GROUP AM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|407
RZA|REINSURANCE GROUP AM|ICBX|INSTINET, LLC|1300
RZA|REINSURANCE GROUP AM|INCA|INSTINET, LLC|2707
RZA|REINSURANCE GROUP AM|INJX|INSTINET, LLC|261
RZA|REINSURANCE GROUP AM|ITGI|ITG Inc.|471
RZA|REINSURANCE GROUP AM|JANY|Janney Montgomery Scott Inc.|63
RZA|REINSURANCE GROUP AM|JEFF|JEFFERIES LLC|1922
RZA|REINSURANCE GROUP AM|JPMX|J.P. Morgan Securities LLC|1228
RZA|REINSURANCE GROUP AM|JSEB|JANE STREET EXECUTION SERVICES, LLC|880
RZA|REINSURANCE GROUP AM|JSJX|JANE STREET CAPITAL LLC|100
RZA|REINSURANCE GROUP AM|LEHM|Barclays Capital Inc./Le|1000
RZA|REINSURANCE GROUP AM|LIME|Lime Brokerage LLC|278
RZA|REINSURANCE GROUP AM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
RZA|REINSURANCE GROUP AM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2558
RZA|REINSURANCE GROUP AM|MSCO|MORGAN STANLEY & CO. LLC|28344
RZA|REINSURANCE GROUP AM|MSPL|MORGAN STANLEY & CO. LLC|800
RZA|REINSURANCE GROUP AM|NFSC|National Financial Services LLC|7885
RZA|REINSURANCE GROUP AM|NITE|VIRTU Americas LLC|47087
RZA|REINSURANCE GROUP AM|NQRB|Brut, LLC|2803
RZA|REINSURANCE GROUP AM|PDQM|CODA MARKETS, INC.|763
RZA|REINSURANCE GROUP AM|PWJC|UBS Financial Services, Inc.|257
RZA|REINSURANCE GROUP AM|RBCM|RBC CAPITAL MARKETS, LLC|1661
RZA|REINSURANCE GROUP AM|SALI|INTL FCSTONE FINANCIAL INC.|164
RZA|REINSURANCE GROUP AM|SBSH|Citigroup Global Markets Inc.|1934
RZA|REINSURANCE GROUP AM|SGMT|GOLDMAN SACHS & CO. LLC|6955
RZA|REINSURANCE GROUP AM|SPDR|SPEEDROUTE LLC|200
RZA|REINSURANCE GROUP AM|STFL|Stifel, Nicolaus & Company, Incorporated|351
RZA|REINSURANCE GROUP AM|SWST|Hilltop Securities Inc.|46
RZA|REINSURANCE GROUP AM|TRBT|Tradebot Systems, Inc.|500
RZA|REINSURANCE GROUP AM|UBSA|UBS SECURITIES LLC|4584
RZA|REINSURANCE GROUP AM|UBSS|UBS Securities LLC|16221
RZA|REINSURANCE GROUP AM|VERT|The Vertical Trading Group, LLC|82
RZA|REINSURANCE GROUP AM|VGRD|Vanguard Marketing Corporation|75
RZA|REINSURANCE GROUP AM|WCHV|WELLS FARGO SECURITIES, LLC|34858
RZA|REINSURANCE GROUP AM|WEDB|WEDBUSH SECURITIES INC.|63
RZA|REINSURANCE GROUP AM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|312
RZA|REINSURANCE GROUP AM|YKNA|COMHAR CAPITAL MARKETS, LLC|4
RZA|REINSURANCE GROUP AM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|536
RZB|REINSURANCE 5.75% DB|ALTX|Alternet Securities Inc.|1000
RZB|REINSURANCE 5.75% DB|BARD|Robert W. Baird & Co. Incorporated|8774
RZB|REINSURANCE 5.75% DB|BATM|CBOE TRADING, INC.|322
RZB|REINSURANCE 5.75% DB|BBNT|BB&T SECURITIES, LLC|589
RZB|REINSURANCE 5.75% DB|BTIG|BTIG, LLC|790
RZB|REINSURANCE 5.75% DB|CHAS|Charles Schwab & Co., Inc.|60
RZB|REINSURANCE 5.75% DB|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1527
RZB|REINSURANCE 5.75% DB|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3065
RZB|REINSURANCE 5.75% DB|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
RZB|REINSURANCE 5.75% DB|DBAB|Deutsche Bank Securities Inc.|125
RZB|REINSURANCE 5.75% DB|DBAX|Deutsche Bank Securities Inc.|4800
RZB|REINSURANCE 5.75% DB|DEAN|MORGAN STANLEY|9442
RZB|REINSURANCE 5.75% DB|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6670
RZB|REINSURANCE 5.75% DB|EBXL|EBX LLC|3600
RZB|REINSURANCE 5.75% DB|ECUT|CONVERGEX EXECUTION SOLUTIONS|3418
RZB|REINSURANCE 5.75% DB|EDJO|Edward D. Jones & Co., L.P.|69
RZB|REINSURANCE 5.75% DB|EGAM|CBOE TRADING, INC.|29
RZB|REINSURANCE 5.75% DB|EGXM|CBOE TRADING, INC.|154
RZB|REINSURANCE 5.75% DB|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|60
RZB|REINSURANCE 5.75% DB|ETRS|E*Trade Securities LLC|100
RZB|REINSURANCE 5.75% DB|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1794
RZB|REINSURANCE 5.75% DB|GLPX|ACS EXECUTION SERVICES, LLC|1017
RZB|REINSURANCE 5.75% DB|GSCO|GOLDMAN SACHS & CO. LLC|5233
RZB|REINSURANCE 5.75% DB|GSLT|GOLDMAN SACHS & CO. LLC|400
RZB|REINSURANCE 5.75% DB|GTSZ|GTS SECURITIES LLC|546
RZB|REINSURANCE 5.75% DB|HRBF|American Enterprise Investment Services Inc.|4112
RZB|REINSURANCE 5.75% DB|IATS|INTERACTIVE BROKERS LLC|2000
RZB|REINSURANCE 5.75% DB|IBKR|Interactive Brokers Llc|12172
RZB|REINSURANCE 5.75% DB|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|272
RZB|REINSURANCE 5.75% DB|ICBX|INSTINET, LLC|1900
RZB|REINSURANCE 5.75% DB|INCA|INSTINET, LLC|13347
RZB|REINSURANCE 5.75% DB|ITGI|ITG Inc.|459
RZB|REINSURANCE 5.75% DB|ITGP|ITG INC.|400
RZB|REINSURANCE 5.75% DB|JEFF|JEFFERIES LLC|100
RZB|REINSURANCE 5.75% DB|JPMX|J.P. Morgan Securities LLC|866
RZB|REINSURANCE 5.75% DB|JSEB|JANE STREET EXECUTION SERVICES, LLC|880
RZB|REINSURANCE 5.75% DB|KCGM|VIRTU Americas LLC|200
RZB|REINSURANCE 5.75% DB|LEHM|Barclays Capital Inc./Le|800
RZB|REINSURANCE 5.75% DB|LIME|Lime Brokerage LLC|34
RZB|REINSURANCE 5.75% DB|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3194
RZB|REINSURANCE 5.75% DB|MAVB|Great Point Capital LLC|1000
RZB|REINSURANCE 5.75% DB|MAXM|Maxim Group LLC|938
RZB|REINSURANCE 5.75% DB|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
RZB|REINSURANCE 5.75% DB|MSCO|MORGAN STANLEY & CO. LLC|24602
RZB|REINSURANCE 5.75% DB|NFSC|National Financial Services LLC|18919
RZB|REINSURANCE 5.75% DB|NITE|VIRTU Americas LLC|43307
RZB|REINSURANCE 5.75% DB|NQRB|Brut, LLC|18045
RZB|REINSURANCE 5.75% DB|PCPT|PHILLIP CAPITAL INC.|392
RZB|REINSURANCE 5.75% DB|PDQM|CODA MARKETS, INC.|2611
RZB|REINSURANCE 5.75% DB|PWJC|UBS Financial Services, Inc.|4310
RZB|REINSURANCE 5.75% DB|RBCM|RBC CAPITAL MARKETS, LLC|487
RZB|REINSURANCE 5.75% DB|SALI|INTL FCSTONE FINANCIAL INC.|243
RZB|REINSURANCE 5.75% DB|SBSH|Citigroup Global Markets Inc.|258
RZB|REINSURANCE 5.75% DB|SGMT|GOLDMAN SACHS & CO. LLC|5150
RZB|REINSURANCE 5.75% DB|SPDR|SPEEDROUTE LLC|2985
RZB|REINSURANCE 5.75% DB|STFL|Stifel, Nicolaus & Company, Incorporated|116
RZB|REINSURANCE 5.75% DB|SWST|Hilltop Securities Inc.|20
RZB|REINSURANCE 5.75% DB|TRBT|Tradebot Systems, Inc.|2482
RZB|REINSURANCE 5.75% DB|UBSA|UBS SECURITIES LLC|3962
RZB|REINSURANCE 5.75% DB|UBSS|UBS Securities LLC|27314
RZB|REINSURANCE 5.75% DB|VGRD|Vanguard Marketing Corporation|1080
RZB|REINSURANCE 5.75% DB|WCHV|WELLS FARGO SECURITIES, LLC|8348
RZB|REINSURANCE 5.75% DB|WEDB|WEDBUSH SECURITIES INC.|66
RZB|REINSURANCE 5.75% DB|WEXX|WOLVERINE EXECUTION SERVICES, LLC|425
RZB|REINSURANCE 5.75% DB|WSEA|WOLVERINE SECURITIES, LLC|100
RZB|REINSURANCE 5.75% DB|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
RZB|REINSURANCE 5.75% DB|YKNA|COMHAR CAPITAL MARKETS, LLC|100
RZB|REINSURANCE 5.75% DB|YLPL|Linsco/Private Ledger Financial Services, Incorporated|466
RZG|INVESCO S&P SMALL|APCC|Apex Clearing Corporation|24
RZG|INVESCO S&P SMALL|BANK|Primevest Financial Services, Inc.|162
RZG|INVESCO S&P SMALL|BARD|Robert W. Baird & Co. Incorporated|89
RZG|INVESCO S&P SMALL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1249
RZG|INVESCO S&P SMALL|CANT|Cantor Fitzgerald & Co.|6
RZG|INVESCO S&P SMALL|CHAS|Charles Schwab & Co., Inc.|31
RZG|INVESCO S&P SMALL|CICF|Canaccord Genuity Corp.|120
RZG|INVESCO S&P SMALL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5276
RZG|INVESCO S&P SMALL|CSIN|Citadel Securities Institutional LLC|8152
RZG|INVESCO S&P SMALL|CTDL|Citadel Derivatives Group Llc|9923
RZG|INVESCO S&P SMALL|DBAX|Deutsche Bank Securities Inc.|100
RZG|INVESCO S&P SMALL|DEAN|MORGAN STANLEY|1273
RZG|INVESCO S&P SMALL|EBXL|EBX LLC|100
RZG|INVESCO S&P SMALL|EDJO|Edward D. Jones & Co., L.P.|218
RZG|INVESCO S&P SMALL|ETRS|E*Trade Securities LLC|1452
RZG|INVESCO S&P SMALL|FBSB|U.S. Bancorp Investments, Inc.|274
RZG|INVESCO S&P SMALL|FMAF|NBCN Inc./ CDS|139
RZG|INVESCO S&P SMALL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|109
RZG|INVESCO S&P SMALL|FTBR|Foliofn Investments, Inc.|1
RZG|INVESCO S&P SMALL|GLIS|TD Securities Inc|8
RZG|INVESCO S&P SMALL|GSCO|GOLDMAN SACHS & CO. LLC|1953
RZG|INVESCO S&P SMALL|HRBF|American Enterprise Investment Services Inc.|3118
RZG|INVESCO S&P SMALL|IBKR|Interactive Brokers Llc|482
RZG|INVESCO S&P SMALL|ITGI|ITG Inc.|2
RZG|INVESCO S&P SMALL|JANY|Janney Montgomery Scott Inc.|5
RZG|INVESCO S&P SMALL|JSJX|JANE STREET CAPITAL LLC|33446
RZG|INVESCO S&P SMALL|KCGM|VIRTU Americas LLC|4125
RZG|INVESCO S&P SMALL|LEHM|Barclays Capital Inc./Le|437
RZG|INVESCO S&P SMALL|LIME|Lime Brokerage LLC|912
RZG|INVESCO S&P SMALL|MACC|Mid Atlantic Capital Corporation|2736
RZG|INVESCO S&P SMALL|MCMF|Raymond James Ltd. Cds|125
RZG|INVESCO S&P SMALL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
RZG|INVESCO S&P SMALL|MSCO|MORGAN STANLEY & CO. LLC|8578
RZG|INVESCO S&P SMALL|NFSC|National Financial Services LLC|22571
RZG|INVESCO S&P SMALL|NITE|VIRTU Americas LLC|13950
RZG|INVESCO S&P SMALL|PDQM|CODA MARKETS, INC.|600
RZG|INVESCO S&P SMALL|RBCM|RBC CAPITAL MARKETS, LLC|323
RZG|INVESCO S&P SMALL|SBSH|Citigroup Global Markets Inc.|181
RZG|INVESCO S&P SMALL|SGMT|GOLDMAN SACHS & CO. LLC|3147
RZG|INVESCO S&P SMALL|STFL|Stifel, Nicolaus & Company, Incorporated|371
RZG|INVESCO S&P SMALL|SWIM|TD Ameritrade, Inc.|175
RZG|INVESCO S&P SMALL|SWST|Hilltop Securities Inc.|335
RZG|INVESCO S&P SMALL|UBSA|UBS SECURITIES LLC|2539
RZG|INVESCO S&P SMALL|UBSS|UBS Securities LLC|14772
RZG|INVESCO S&P SMALL|VGRD|Vanguard Marketing Corporation|304
RZG|INVESCO S&P SMALL|WCHV|WELLS FARGO SECURITIES, LLC|3645
RZG|INVESCO S&P SMALL|WSEA|WOLVERINE SECURITIES, LLC|25
RZG|INVESCO S&P SMALL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6912
RZV|INVESCO S&P SMALL|APCC|Apex Clearing Corporation|47
RZV|INVESCO S&P SMALL|BANK|Primevest Financial Services, Inc.|1
RZV|INVESCO S&P SMALL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
RZV|INVESCO S&P SMALL|CHAS|Charles Schwab & Co., Inc.|7287
RZV|INVESCO S&P SMALL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5572
RZV|INVESCO S&P SMALL|CTDL|Citadel Derivatives Group Llc|200
RZV|INVESCO S&P SMALL|DBAX|Deutsche Bank Securities Inc.|1800
RZV|INVESCO S&P SMALL|DEAN|MORGAN STANLEY|129
RZV|INVESCO S&P SMALL|EBXL|EBX LLC|1600
RZV|INVESCO S&P SMALL|EDJO|Edward D. Jones & Co., L.P.|90
RZV|INVESCO S&P SMALL|ETRS|E*Trade Securities LLC|1839
RZV|INVESCO S&P SMALL|FTBR|Foliofn Investments, Inc.|621
RZV|INVESCO S&P SMALL|GSCO|GOLDMAN SACHS & CO. LLC|9783
RZV|INVESCO S&P SMALL|HRBF|American Enterprise Investment Services Inc.|2305
RZV|INVESCO S&P SMALL|IBKR|Interactive Brokers Llc|794
RZV|INVESCO S&P SMALL|ICBX|INSTINET, LLC|300
RZV|INVESCO S&P SMALL|ITGI|ITG Inc.|2600
RZV|INVESCO S&P SMALL|ITGP|ITG INC.|400
RZV|INVESCO S&P SMALL|JPMX|J.P. Morgan Securities LLC|2606
RZV|INVESCO S&P SMALL|JSJX|JANE STREET CAPITAL LLC|6072
RZV|INVESCO S&P SMALL|LEHM|Barclays Capital Inc./Le|2413
RZV|INVESCO S&P SMALL|LIME|Lime Brokerage LLC|649
RZV|INVESCO S&P SMALL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4206
RZV|INVESCO S&P SMALL|MOTF|MOTIF INVESTING, INC.|1
RZV|INVESCO S&P SMALL|MSCO|MORGAN STANLEY & CO. LLC|12105
RZV|INVESCO S&P SMALL|NFSC|National Financial Services LLC|8081
RZV|INVESCO S&P SMALL|NITE|VIRTU Americas LLC|16684
RZV|INVESCO S&P SMALL|NITP|VIRTU Americas LLC|300
RZV|INVESCO S&P SMALL|SBSH|Citigroup Global Markets Inc.|40
RZV|INVESCO S&P SMALL|SGMT|GOLDMAN SACHS & CO. LLC|1356
RZV|INVESCO S&P SMALL|SHMR|ABN Amro Clearing LLC|1095
RZV|INVESCO S&P SMALL|STFL|Stifel, Nicolaus & Company, Incorporated|211
RZV|INVESCO S&P SMALL|SWIM|TD Ameritrade, Inc.|341
RZV|INVESCO S&P SMALL|SWST|Hilltop Securities Inc.|31
RZV|INVESCO S&P SMALL|UBSA|UBS SECURITIES LLC|3493
RZV|INVESCO S&P SMALL|UBSS|UBS Securities LLC|5924
RZV|INVESCO S&P SMALL|VGRD|Vanguard Marketing Corporation|2277
RZV|INVESCO S&P SMALL|WCHV|WELLS FARGO SECURITIES, LLC|1016
RZV|INVESCO S&P SMALL|WSEA|WOLVERINE SECURITIES, LLC|50
RZV|INVESCO S&P SMALL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2287
S|SPRINT CORP|ABLE|NATIXIS Securities Americas LLC|9766
S|SPRINT CORP|ADAM|CANACCORD GENUITY INC.|75000
S|SPRINT CORP|AGIS|Aegis Capital Corp.|431141
S|SPRINT CORP|ALFA|ALPHA TRADING L.P.|59107
S|SPRINT CORP|ALTX|Alternet Securities Inc.|147097
S|SPRINT CORP|APCC|Apex Clearing Corporation|58882
S|SPRINT CORP|AQUA|AQUA SECURITIES L.P.|18000
S|SPRINT CORP|BANK|Primevest Financial Services, Inc.|149
S|SPRINT CORP|BARD|Robert W. Baird & Co. Incorporated|232803
S|SPRINT CORP|BATM|CBOE TRADING, INC.|19158
S|SPRINT CORP|BAYC|BAY CREST PARTNERS, LLC|819
S|SPRINT CORP|BAYT|BTIG, LLC|91600
S|SPRINT CORP|BBNT|BB&T SECURITIES, LLC|732
S|SPRINT CORP|BERN|Sanford C. Bernstein & Co., LLC|4864368
S|SPRINT CORP|BIAD|SAGETRADER, LLC|49
S|SPRINT CORP|BIDS|BIDS TRADING L.P.|2100
S|SPRINT CORP|BIMI|Banca IMI Securities Corp.|50686
S|SPRINT CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|186505
S|SPRINT CORP|BLKX|INSTINET, LLC|298606
S|SPRINT CORP|BMOC|BMO Capital Markets Corp.|1200
S|SPRINT CORP|BNPX|BNP PARIBAS SECURITIES CORP.|16593
S|SPRINT CORP|BRGE|Newbridge Securities Corp.|391
S|SPRINT CORP|BTIG|BTIG, LLC|388488
S|SPRINT CORP|BYXM|CBOE TRADING, INC.|2103
S|SPRINT CORP|CANT|Cantor Fitzgerald & Co.|41560
S|SPRINT CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|72736
S|SPRINT CORP|CHAS|Charles Schwab & Co., Inc.|60779
S|SPRINT CORP|CHLM|Craig-Hallum Capital Group LLC|24000
S|SPRINT CORP|CIST|Capital Institutional Services, Inc.|60
S|SPRINT CORP|CLSA|CLSA AMERICAS, LLC|100
S|SPRINT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|698721
S|SPRINT CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|49946
S|SPRINT CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34417
S|SPRINT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3354126
S|SPRINT CORP|CTDL|Citadel Derivatives Group Llc|239396
S|SPRINT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1140198
S|SPRINT CORP|DADA|D.A. Davidson & Co.|192
S|SPRINT CORP|DAVA|Davenport & Company LLC|300
S|SPRINT CORP|DBAB|Deutsche Bank Securities Inc.|565558
S|SPRINT CORP|DBAX|Deutsche Bank Securities Inc.|2584300
S|SPRINT CORP|DCHF|Dart Executions, LLC|44930
S|SPRINT CORP|DEAN|MORGAN STANLEY|17582
S|SPRINT CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
S|SPRINT CORP|DRWC|DRW SECURITIES, L.L.C.|4300
S|SPRINT CORP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5000
S|SPRINT CORP|EBXL|EBX LLC|2319800
S|SPRINT CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|49076
S|SPRINT CORP|EDJC|Edward Jones / CDS|46
S|SPRINT CORP|EDJO|Edward D. Jones & Co., L.P.|19047
S|SPRINT CORP|EGAM|CBOE TRADING, INC.|90378
S|SPRINT CORP|EGAW|CBOE TRADING, INC.|1205
S|SPRINT CORP|EGXM|CBOE TRADING, INC.|34522
S|SPRINT CORP|EGXW|CBOE TRADING, INC.|225
S|SPRINT CORP|ETBE|Electronic Transaction Clearing, Inc.|90156
S|SPRINT CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1302
S|SPRINT CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
S|SPRINT CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
S|SPRINT CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|406
S|SPRINT CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1400
S|SPRINT CORP|ETRS|E*Trade Securities LLC|5702469
S|SPRINT CORP|FBSB|U.S. Bancorp Investments, Inc.|47
S|SPRINT CORP|FFSI|Firstrade Securities Inc.|300
S|SPRINT CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|209
S|SPRINT CORP|FILL|Tradestation Securities, Inc.|161631
S|SPRINT CORP|FMAF|NBCN Inc./ CDS|67337
S|SPRINT CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5460
S|SPRINT CORP|FQLS|Quantlab Securities LP|858488
S|SPRINT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|264291
S|SPRINT CORP|FTBR|Foliofn Investments, Inc.|9968
S|SPRINT CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|18000
S|SPRINT CORP|GLIS|TD Securities Inc|22559
S|SPRINT CORP|GLPX|ACS EXECUTION SERVICES, LLC|195930
S|SPRINT CORP|GSCO|GOLDMAN SACHS & CO. LLC|9239618
S|SPRINT CORP|GSCS|GOLDMAN SACHS & CO. LLC|236414
S|SPRINT CORP|GSLT|GOLDMAN SACHS & CO. LLC|111749
S|SPRINT CORP|GTSZ|GTS SECURITIES LLC|271670
S|SPRINT CORP|HRBF|American Enterprise Investment Services Inc.|39056
S|SPRINT CORP|HSBC|HSBC Securities, Inc.|3487
S|SPRINT CORP|IATS|INTERACTIVE BROKERS LLC|339548
S|SPRINT CORP|IBKR|Interactive Brokers Llc|271980
S|SPRINT CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1220
S|SPRINT CORP|ICBX|INSTINET, LLC|1086883
S|SPRINT CORP|INCA|INSTINET, LLC|789053
S|SPRINT CORP|INJX|INSTINET, LLC|470
S|SPRINT CORP|ITGI|ITG Inc.|368793
S|SPRINT CORP|ITGP|ITG INC.|2160200
S|SPRINT CORP|JANY|Janney Montgomery Scott Inc.|2328
S|SPRINT CORP|JEFF|JEFFERIES LLC|755348
S|SPRINT CORP|JMPT|JUMP TRADING, LLC|236950
S|SPRINT CORP|JONE|JonesTrading|100
S|SPRINT CORP|JPBX|J.P. MORGAN SECURITIES LLC|633274
S|SPRINT CORP|JPMX|J.P. Morgan Securities LLC|4795033
S|SPRINT CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|2500
S|SPRINT CORP|JSJX|JANE STREET CAPITAL LLC|17022
S|SPRINT CORP|KCGM|VIRTU Americas LLC|818987
S|SPRINT CORP|KWIL|KEY WEST INVESTMENTS, LLC|2000
S|SPRINT CORP|LEHM|Barclays Capital Inc./Le|13396173
S|SPRINT CORP|LGNT|COR CLEARING LLC|151
S|SPRINT CORP|LIME|Lime Brokerage LLC|38559
S|SPRINT CORP|LOOP|Loop Capital Markets LLC|31835
S|SPRINT CORP|LPCM|Lampert Capital Markets Inc.|24482
S|SPRINT CORP|LQNA|LIQUIDNET, INC.|141800
S|SPRINT CORP|LSCI|Lek Securities Corporation|210000
S|SPRINT CORP|MACC|Mid Atlantic Capital Corporation|13
S|SPRINT CORP|MAXM|Maxim Group LLC|95660
S|SPRINT CORP|MBTS|ALLY INVEST SECURITIES LLC|1202
S|SPRINT CORP|MCMF|Raymond James Ltd. Cds|1000
S|SPRINT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3931905
S|SPRINT CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|103167
S|SPRINT CORP|MNDX|TJM Investments, LLC|200
S|SPRINT CORP|MOTF|MOTIF INVESTING, INC.|8
S|SPRINT CORP|MPSG|E D & F Man Capital Markets Inc.|277210
S|SPRINT CORP|MSCO|MORGAN STANLEY & CO. LLC|4012974
S|SPRINT CORP|MSPL|MORGAN STANLEY & CO. LLC|5789300
S|SPRINT CORP|MSTX|MORGAN STANLEY & CO. LLC|1233300
S|SPRINT CORP|MULL|MARK J. MULLER EQUITIES, INC.|4300
S|SPRINT CORP|NATL|National Securities Corporation|27000
S|SPRINT CORP|NEED|Needham & Company, LLC|151635
S|SPRINT CORP|NFSC|National Financial Services LLC|5287403
S|SPRINT CORP|NITE|VIRTU Americas LLC|9532860
S|SPRINT CORP|NITP|VIRTU Americas LLC|690071
S|SPRINT CORP|NMRA|Nomura Securities International, Inc.|7900
S|SPRINT CORP|NQRB|Brut, LLC|281965
S|SPRINT CORP|NTBF|BMO Nesbitt Burns Inc./CDS|20430
S|SPRINT CORP|NTRC|Northern Trust Securities, Inc.|2192
S|SPRINT CORP|OHOS|TWO SIGMA SECURITIES, LLC|19581
S|SPRINT CORP|OPCO|Oppenheimer & Co. Inc.|19331
S|SPRINT CORP|OTAA|OTA LLC|13000
S|SPRINT CORP|PCPT|PHILLIP CAPITAL INC.|11200
S|SPRINT CORP|PDQM|CODA MARKETS, INC.|260409
S|SPRINT CORP|PIPR|Piper Jaffray & Co.|21583
S|SPRINT CORP|PREC|PRECISION SECURITIES, LLC|5000
S|SPRINT CORP|PWJC|UBS Financial Services, Inc.|109273
S|SPRINT CORP|RBCM|RBC CAPITAL MARKETS, LLC|55382
S|SPRINT CORP|RHCO|Suntrust Robinson Humphrey, Inc.|16972
S|SPRINT CORP|SAGL|SAGETRADER, LLC|38532
S|SPRINT CORP|SAGW|SAGETRADER, LLC|1491
S|SPRINT CORP|SALI|INTL FCSTONE FINANCIAL INC.|1839
S|SPRINT CORP|SALW|SW FINANCIAL|32407
S|SPRINT CORP|SBSH|Citigroup Global Markets Inc.|1665637
S|SPRINT CORP|SGMT|GOLDMAN SACHS & CO. LLC|2990527
S|SPRINT CORP|SHMR|ABN Amro Clearing LLC|102
S|SPRINT CORP|SPDR|SPEEDROUTE LLC|407267
S|SPRINT CORP|SPGS|Sea Port Group Securities, LLC|24167
S|SPRINT CORP|SPHN|Stephens Inc.|2815
S|SPRINT CORP|SPNT|SEVEN POINTS CAPITAL, LLC|1068845
S|SPRINT CORP|STFL|Stifel, Nicolaus & Company, Incorporated|180885
S|SPRINT CORP|STKP|STOCKPILE INVESTMENTS, INC.|1936
S|SPRINT CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12400
S|SPRINT CORP|SWIM|TD Ameritrade, Inc.|4499240
S|SPRINT CORP|SWST|Hilltop Securities Inc.|9271
S|SPRINT CORP|TKNG|ALLY INVEST SECURITIES LLC|106467
S|SPRINT CORP|TOUR|TOURMALINE PARTNERS, LLC|800
S|SPRINT CORP|TRBT|Tradebot Systems, Inc.|457115
S|SPRINT CORP|TRCM|TRC MARKETS LLC|1234791
S|SPRINT CORP|TWTT|TASTYWORKS, INC.|246
S|SPRINT CORP|UBSA|UBS SECURITIES LLC|5536819
S|SPRINT CORP|UBSS|UBS Securities LLC|4857412
S|SPRINT CORP|VALX|VIRTU AMERICAS LLC|529799
S|SPRINT CORP|VGRD|Vanguard Marketing Corporation|302462
S|SPRINT CORP|VNDS|VANDHAM SECURITIES CORP|87199
S|SPRINT CORP|VSIN|Vision Financial Markets Llc|13
S|SPRINT CORP|WABR|Wall Street Access|27100
S|SPRINT CORP|WBLR|WILLIAM BLAIR|5000
S|SPRINT CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|539
S|SPRINT CORP|WCHV|WELLS FARGO SECURITIES, LLC|3293428
S|SPRINT CORP|WEDB|WEDBUSH SECURITIES INC.|50106
S|SPRINT CORP|WEED|Weeden & Co.L.P.|265002
S|SPRINT CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|117679
S|SPRINT CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2678
S|SPRINT CORP|WFPB|Wells Fargo Securities, LLC.|27068
S|SPRINT CORP|WGIF|CIBC World Markets Inc.|3030
S|SPRINT CORP|WOLF|Wolfe Trahan Securities|1700
S|SPRINT CORP|WSEA|WOLVERINE SECURITIES, LLC|45590
S|SPRINT CORP|XIST|INSTINET, LLC|198654
S|SPRINT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|747622
S|SPRINT CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|21803
S|SPRINT CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36057
SA|SEABRIDGE GOLD INC|APCC|Apex Clearing Corporation|13
SA|SEABRIDGE GOLD INC|BBNT|BB&T SECURITIES, LLC|500
SA|SEABRIDGE GOLD INC|BERN|Sanford C. Bernstein & Co., LLC|4600
SA|SEABRIDGE GOLD INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|350
SA|SEABRIDGE GOLD INC|BZYD|GOLDMAN SACHS & CO. LLC|1500
SA|SEABRIDGE GOLD INC|CHAS|Charles Schwab & Co., Inc.|950
SA|SEABRIDGE GOLD INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6900
SA|SEABRIDGE GOLD INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21195
SA|SEABRIDGE GOLD INC|CTDL|Citadel Derivatives Group Llc|124
SA|SEABRIDGE GOLD INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1176
SA|SEABRIDGE GOLD INC|DBAB|Deutsche Bank Securities Inc.|26177
SA|SEABRIDGE GOLD INC|DBAX|Deutsche Bank Securities Inc.|19400
SA|SEABRIDGE GOLD INC|DEAN|MORGAN STANLEY|2550
SA|SEABRIDGE GOLD INC|DEGS|RONIN PROFESSIONAL LLC|680
SA|SEABRIDGE GOLD INC|EBXL|EBX LLC|4000
SA|SEABRIDGE GOLD INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2635
SA|SEABRIDGE GOLD INC|EDJO|Edward D. Jones & Co., L.P.|3000
SA|SEABRIDGE GOLD INC|EGAM|CBOE TRADING, INC.|800
SA|SEABRIDGE GOLD INC|ELEV|ELEVATION, LLC|1985
SA|SEABRIDGE GOLD INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2879
SA|SEABRIDGE GOLD INC|ETRS|E*Trade Securities LLC|39736
SA|SEABRIDGE GOLD INC|FILL|Tradestation Securities, Inc.|4639
SA|SEABRIDGE GOLD INC|FQLS|Quantlab Securities LP|7578
SA|SEABRIDGE GOLD INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10504
SA|SEABRIDGE GOLD INC|FTBR|Foliofn Investments, Inc.|255
SA|SEABRIDGE GOLD INC|GEBB|GLOBAL EXECUTION BROKERS, LP|806
SA|SEABRIDGE GOLD INC|GSCO|GOLDMAN SACHS & CO. LLC|23804
SA|SEABRIDGE GOLD INC|GSCS|GOLDMAN SACHS & CO. LLC|9134
SA|SEABRIDGE GOLD INC|GSLT|GOLDMAN SACHS & CO. LLC|568
SA|SEABRIDGE GOLD INC|GTSZ|GTS SECURITIES LLC|7747
SA|SEABRIDGE GOLD INC|HRBF|American Enterprise Investment Services Inc.|1113
SA|SEABRIDGE GOLD INC|HSBC|HSBC Securities, Inc.|1260
SA|SEABRIDGE GOLD INC|IBKR|Interactive Brokers Llc|2342
SA|SEABRIDGE GOLD INC|ICBX|INSTINET, LLC|3100
SA|SEABRIDGE GOLD INC|INCA|INSTINET, LLC|25120
SA|SEABRIDGE GOLD INC|INJX|INSTINET, LLC|1400
SA|SEABRIDGE GOLD INC|ITGI|ITG Inc.|4368
SA|SEABRIDGE GOLD INC|ITGP|ITG INC.|2400
SA|SEABRIDGE GOLD INC|JANY|Janney Montgomery Scott Inc.|100
SA|SEABRIDGE GOLD INC|JEFF|JEFFERIES LLC|10179
SA|SEABRIDGE GOLD INC|JMPT|JUMP TRADING, LLC|290
SA|SEABRIDGE GOLD INC|JPMX|J.P. Morgan Securities LLC|13940
SA|SEABRIDGE GOLD INC|KCGM|VIRTU Americas LLC|3886
SA|SEABRIDGE GOLD INC|LEHM|Barclays Capital Inc./Le|58608
SA|SEABRIDGE GOLD INC|LIME|Lime Brokerage LLC|4059
SA|SEABRIDGE GOLD INC|MAXM|Maxim Group LLC|3300
SA|SEABRIDGE GOLD INC|MBTS|ALLY INVEST SECURITIES LLC|1
SA|SEABRIDGE GOLD INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7500
SA|SEABRIDGE GOLD INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SA|SEABRIDGE GOLD INC|MSCO|MORGAN STANLEY & CO. LLC|128015
SA|SEABRIDGE GOLD INC|MSPL|MORGAN STANLEY & CO. LLC|5100
SA|SEABRIDGE GOLD INC|MSTX|MORGAN STANLEY & CO. LLC|17600
SA|SEABRIDGE GOLD INC|NFSC|National Financial Services LLC|81281
SA|SEABRIDGE GOLD INC|NITE|VIRTU Americas LLC|218486
SA|SEABRIDGE GOLD INC|NQRB|Brut, LLC|421
SA|SEABRIDGE GOLD INC|OHOS|TWO SIGMA SECURITIES, LLC|8529
SA|SEABRIDGE GOLD INC|OLDM|OLD MISSION CAPITAL, LLC|1700
SA|SEABRIDGE GOLD INC|OPCO|Oppenheimer & Co. Inc.|1500
SA|SEABRIDGE GOLD INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1461
SA|SEABRIDGE GOLD INC|PDQM|CODA MARKETS, INC.|6963
SA|SEABRIDGE GOLD INC|RHOX|XR Securities LLC|1793
SA|SEABRIDGE GOLD INC|SALI|INTL FCSTONE FINANCIAL INC.|1000
SA|SEABRIDGE GOLD INC|SBSH|Citigroup Global Markets Inc.|340
SA|SEABRIDGE GOLD INC|SGMT|GOLDMAN SACHS & CO. LLC|12823
SA|SEABRIDGE GOLD INC|SPDR|SPEEDROUTE LLC|100
SA|SEABRIDGE GOLD INC|SWIM|TD Ameritrade, Inc.|13420
SA|SEABRIDGE GOLD INC|SWST|Hilltop Securities Inc.|10
SA|SEABRIDGE GOLD INC|TKNG|ALLY INVEST SECURITIES LLC|225
SA|SEABRIDGE GOLD INC|TRBT|Tradebot Systems, Inc.|5709
SA|SEABRIDGE GOLD INC|TRCM|TRC MARKETS LLC|7680
SA|SEABRIDGE GOLD INC|UBSA|UBS SECURITIES LLC|95076
SA|SEABRIDGE GOLD INC|UBSS|UBS Securities LLC|80366
SA|SEABRIDGE GOLD INC|VALX|VIRTU AMERICAS LLC|15512
SA|SEABRIDGE GOLD INC|VGRD|Vanguard Marketing Corporation|10093
SA|SEABRIDGE GOLD INC|WCHV|WELLS FARGO SECURITIES, LLC|52784
SA|SEABRIDGE GOLD INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4361
SA|SEABRIDGE GOLD INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2815
SA|SEABRIDGE GOLD INC|WSEA|WOLVERINE SECURITIES, LLC|2766
SA|SEABRIDGE GOLD INC|XIST|INSTINET, LLC|1000
SA|SEABRIDGE GOLD INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
SA|SEABRIDGE GOLD INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2918
SAA|PROSH ULTRA SMALLCAP|APCC|Apex Clearing Corporation|41
SAA|PROSH ULTRA SMALLCAP|BATM|CBOE TRADING, INC.|357
SAA|PROSH ULTRA SMALLCAP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
SAA|PROSH ULTRA SMALLCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|427
SAA|PROSH ULTRA SMALLCAP|DBAX|Deutsche Bank Securities Inc.|400
SAA|PROSH ULTRA SMALLCAP|DEAN|MORGAN STANLEY|100
SAA|PROSH ULTRA SMALLCAP|EBXL|EBX LLC|200
SAA|PROSH ULTRA SMALLCAP|EGXM|CBOE TRADING, INC.|90
SAA|PROSH ULTRA SMALLCAP|ETRS|E*Trade Securities LLC|968
SAA|PROSH ULTRA SMALLCAP|FTBR|Foliofn Investments, Inc.|7275
SAA|PROSH ULTRA SMALLCAP|IBKR|Interactive Brokers Llc|655
SAA|PROSH ULTRA SMALLCAP|ICBX|INSTINET, LLC|100
SAA|PROSH ULTRA SMALLCAP|JEFF|JEFFERIES LLC|400
SAA|PROSH ULTRA SMALLCAP|JPMX|J.P. Morgan Securities LLC|200
SAA|PROSH ULTRA SMALLCAP|KCGM|VIRTU Americas LLC|401
SAA|PROSH ULTRA SMALLCAP|LEHM|Barclays Capital Inc./Le|1800
SAA|PROSH ULTRA SMALLCAP|LIME|Lime Brokerage LLC|10
SAA|PROSH ULTRA SMALLCAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
SAA|PROSH ULTRA SMALLCAP|MSCO|MORGAN STANLEY & CO. LLC|1026
SAA|PROSH ULTRA SMALLCAP|NFSC|National Financial Services LLC|1897
SAA|PROSH ULTRA SMALLCAP|NITE|VIRTU Americas LLC|9939
SAA|PROSH ULTRA SMALLCAP|OPCO|Oppenheimer & Co. Inc.|100
SAA|PROSH ULTRA SMALLCAP|SGMT|GOLDMAN SACHS & CO. LLC|100
SAA|PROSH ULTRA SMALLCAP|SWIM|TD Ameritrade, Inc.|9
SAA|PROSH ULTRA SMALLCAP|TKNG|ALLY INVEST SECURITIES LLC|155
SAA|PROSH ULTRA SMALLCAP|UBSA|UBS SECURITIES LLC|1161
SAA|PROSH ULTRA SMALLCAP|UBSS|UBS Securities LLC|641
SAA|PROSH ULTRA SMALLCAP|VGRD|Vanguard Marketing Corporation|1208
SAA|PROSH ULTRA SMALLCAP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|289
SAA|PROSH ULTRA SMALLCAP|WSEA|WOLVERINE SECURITIES, LLC|1
SAB|SARATOGA INVT 6.75 N|BANK|Primevest Financial Services, Inc.|120
SAB|SARATOGA INVT 6.75 N|BARD|Robert W. Baird & Co. Incorporated|11
SAB|SARATOGA INVT 6.75 N|BBNT|BB&T SECURITIES, LLC|400
SAB|SARATOGA INVT 6.75 N|CHAS|Charles Schwab & Co., Inc.|500
SAB|SARATOGA INVT 6.75 N|CIST|Capital Institutional Services, Inc.|300
SAB|SARATOGA INVT 6.75 N|ECUT|CONVERGEX EXECUTION SOLUTIONS|2596
SAB|SARATOGA INVT 6.75 N|ETRS|E*Trade Securities LLC|200
SAB|SARATOGA INVT 6.75 N|HRBF|American Enterprise Investment Services Inc.|372
SAB|SARATOGA INVT 6.75 N|IBKR|Interactive Brokers Llc|2010
SAB|SARATOGA INVT 6.75 N|LIME|Lime Brokerage LLC|75
SAB|SARATOGA INVT 6.75 N|MSCO|MORGAN STANLEY & CO. LLC|1683
SAB|SARATOGA INVT 6.75 N|NFSC|National Financial Services LLC|2248
SAB|SARATOGA INVT 6.75 N|NITE|VIRTU Americas LLC|12301
SAB|SARATOGA INVT 6.75 N|PWJC|UBS Financial Services, Inc.|1000
SAB|SARATOGA INVT 6.75 N|SALI|INTL FCSTONE FINANCIAL INC.|200
SAB|SARATOGA INVT 6.75 N|STFL|Stifel, Nicolaus & Company, Incorporated|418
SAB|SARATOGA INVT 6.75 N|UBSA|UBS SECURITIES LLC|100
SAB|SARATOGA INVT 6.75 N|UBSS|UBS Securities LLC|3040
SAB|SARATOGA INVT 6.75 N|VGRD|Vanguard Marketing Corporation|400
SAB|SARATOGA INVT 6.75 N|WCHV|WELLS FARGO SECURITIES, LLC|2309
SABR|SABRE CORPORATION CM|ABLE|NATIXIS Securities Americas LLC|1018715
SABR|SABRE CORPORATION CM|ADAM|CANACCORD GENUITY INC.|4000
SABR|SABRE CORPORATION CM|AGIS|Aegis Capital Corp.|500
SABR|SABRE CORPORATION CM|ALLN|Allen & Company LLC|25000
SABR|SABRE CORPORATION CM|ALTX|Alternet Securities Inc.|37959
SABR|SABRE CORPORATION CM|ANOS|ABEL/NOSER, L.L.C.|600
SABR|SABRE CORPORATION CM|APCC|Apex Clearing Corporation|2455
SABR|SABRE CORPORATION CM|AQUA|AQUA SECURITIES L.P.|4600
SABR|SABRE CORPORATION CM|BANK|Primevest Financial Services, Inc.|3
SABR|SABRE CORPORATION CM|BARD|Robert W. Baird & Co. Incorporated|505
SABR|SABRE CORPORATION CM|BATM|CBOE TRADING, INC.|5759
SABR|SABRE CORPORATION CM|BAYC|BAY CREST PARTNERS, LLC|126
SABR|SABRE CORPORATION CM|BAYT|BTIG, LLC|27059
SABR|SABRE CORPORATION CM|BBNT|BB&T SECURITIES, LLC|265
SABR|SABRE CORPORATION CM|BERN|Sanford C. Bernstein & Co., LLC|714670
SABR|SABRE CORPORATION CM|BIDS|BIDS TRADING L.P.|1800
SABR|SABRE CORPORATION CM|BKCM|BNY Mellon Capital Markets LLC|29336
SABR|SABRE CORPORATION CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29061
SABR|SABRE CORPORATION CM|BLKX|INSTINET, LLC|102340
SABR|SABRE CORPORATION CM|BMOC|BMO Capital Markets Corp.|440410
SABR|SABRE CORPORATION CM|BNCH|The Benchmark Company, LLC|32166
SABR|SABRE CORPORATION CM|BNPX|BNP PARIBAS SECURITIES CORP.|663868
SABR|SABRE CORPORATION CM|BRVL|BLAYLOCK VAN, LLC|700
SABR|SABRE CORPORATION CM|BTIG|BTIG, LLC|288795
SABR|SABRE CORPORATION CM|BYXM|CBOE TRADING, INC.|7168
SABR|SABRE CORPORATION CM|BZYD|GOLDMAN SACHS & CO. LLC|1513
SABR|SABRE CORPORATION CM|CANT|Cantor Fitzgerald & Co.|5271771
SABR|SABRE CORPORATION CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|39200
SABR|SABRE CORPORATION CM|CHAS|Charles Schwab & Co., Inc.|2189
SABR|SABRE CORPORATION CM|CIST|Capital Institutional Services, Inc.|9242
SABR|SABRE CORPORATION CM|CNFR|Cowen Prime Services LLC|61881
SABR|SABRE CORPORATION CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1297963
SABR|SABRE CORPORATION CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|908
SABR|SABRE CORPORATION CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27429
SABR|SABRE CORPORATION CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900149
SABR|SABRE CORPORATION CM|CTDL|Citadel Derivatives Group Llc|71749
SABR|SABRE CORPORATION CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|136034
SABR|SABRE CORPORATION CM|DADA|D.A. Davidson & Co.|1427
SABR|SABRE CORPORATION CM|DBAB|Deutsche Bank Securities Inc.|1885350
SABR|SABRE CORPORATION CM|DBAX|Deutsche Bank Securities Inc.|937800
SABR|SABRE CORPORATION CM|DBUL|Deutsche Bank Securities Inc.|15374
SABR|SABRE CORPORATION CM|DCHF|Dart Executions, LLC|7752
SABR|SABRE CORPORATION CM|DEAN|MORGAN STANLEY|116272
SABR|SABRE CORPORATION CM|DEGS|RONIN PROFESSIONAL LLC|4697
SABR|SABRE CORPORATION CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2115
SABR|SABRE CORPORATION CM|DRWK|DRW SECURITIES, L.L.C.|116620
SABR|SABRE CORPORATION CM|EBXL|EBX LLC|553500
SABR|SABRE CORPORATION CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|16647
SABR|SABRE CORPORATION CM|EDJC|Edward Jones / CDS|388
SABR|SABRE CORPORATION CM|EDJO|Edward D. Jones & Co., L.P.|3248
SABR|SABRE CORPORATION CM|EGAM|CBOE TRADING, INC.|51142
SABR|SABRE CORPORATION CM|EGAW|CBOE TRADING, INC.|806
SABR|SABRE CORPORATION CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
SABR|SABRE CORPORATION CM|EGXM|CBOE TRADING, INC.|4767
SABR|SABRE CORPORATION CM|EGXW|CBOE TRADING, INC.|138
SABR|SABRE CORPORATION CM|ETBE|Electronic Transaction Clearing, Inc.|230651
SABR|SABRE CORPORATION CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
SABR|SABRE CORPORATION CM|ETCC|Electronic Transaction Clearing, Inc.|760
SABR|SABRE CORPORATION CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|48220
SABR|SABRE CORPORATION CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13648
SABR|SABRE CORPORATION CM|ETRS|E*Trade Securities LLC|43513
SABR|SABRE CORPORATION CM|FBCO|Credit Suisse Securities (USA) LLC|3069760
SABR|SABRE CORPORATION CM|FILL|Tradestation Securities, Inc.|6174
SABR|SABRE CORPORATION CM|FMAF|NBCN Inc./ CDS|864
SABR|SABRE CORPORATION CM|FOMA|TD AMERITRADE CLEARING, INC.|110445
SABR|SABRE CORPORATION CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|101653
SABR|SABRE CORPORATION CM|FQLS|Quantlab Securities LP|845155
SABR|SABRE CORPORATION CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|152173
SABR|SABRE CORPORATION CM|FTBR|Foliofn Investments, Inc.|17001
SABR|SABRE CORPORATION CM|GEBB|GLOBAL EXECUTION BROKERS, LP|15375
SABR|SABRE CORPORATION CM|GLPX|ACS EXECUTION SERVICES, LLC|42536
SABR|SABRE CORPORATION CM|GSCO|GOLDMAN SACHS & CO. LLC|10473938
SABR|SABRE CORPORATION CM|GSCS|GOLDMAN SACHS & CO. LLC|90532
SABR|SABRE CORPORATION CM|GSLT|GOLDMAN SACHS & CO. LLC|28433
SABR|SABRE CORPORATION CM|GTSZ|GTS SECURITIES LLC|170829
SABR|SABRE CORPORATION CM|HRBF|American Enterprise Investment Services Inc.|56652
SABR|SABRE CORPORATION CM|HSBC|HSBC Securities, Inc.|396104
SABR|SABRE CORPORATION CM|IATS|INTERACTIVE BROKERS LLC|10922
SABR|SABRE CORPORATION CM|IBKR|Interactive Brokers Llc|308067
SABR|SABRE CORPORATION CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
SABR|SABRE CORPORATION CM|ICBX|INSTINET, LLC|219371
SABR|SABRE CORPORATION CM|IEQY|CITADEL SECURITIES LLC|387161
SABR|SABRE CORPORATION CM|INCA|INSTINET, LLC|2123621
SABR|SABRE CORPORATION CM|INJX|INSTINET, LLC|70743
SABR|SABRE CORPORATION CM|ITGI|ITG Inc.|238412
SABR|SABRE CORPORATION CM|ITGP|ITG INC.|1314800
SABR|SABRE CORPORATION CM|JANY|Janney Montgomery Scott Inc.|1043
SABR|SABRE CORPORATION CM|JEFF|JEFFERIES LLC|547221
SABR|SABRE CORPORATION CM|JMPT|JUMP TRADING, LLC|229043
SABR|SABRE CORPORATION CM|JONE|JonesTrading|1500
SABR|SABRE CORPORATION CM|JPBX|J.P. MORGAN SECURITIES LLC|311389
SABR|SABRE CORPORATION CM|JPMX|J.P. Morgan Securities LLC|1449204
SABR|SABRE CORPORATION CM|JSEB|JANE STREET EXECUTION SERVICES, LLC|2200
SABR|SABRE CORPORATION CM|JSJX|JANE STREET CAPITAL LLC|65084
SABR|SABRE CORPORATION CM|KBWI|Keefe, Bruyette & Woods, Inc.|4175
SABR|SABRE CORPORATION CM|KCGM|VIRTU Americas LLC|112018
SABR|SABRE CORPORATION CM|LEHM|Barclays Capital Inc./Le|3209960
SABR|SABRE CORPORATION CM|LIME|Lime Brokerage LLC|740273
SABR|SABRE CORPORATION CM|LIWE|LIME BROKERAGE LLC|9300
SABR|SABRE CORPORATION CM|LMGP|LIME BROKERAGE LLC|47043
SABR|SABRE CORPORATION CM|LOOP|Loop Capital Markets LLC|1498
SABR|SABRE CORPORATION CM|LSCI|Lek Securities Corporation|108
SABR|SABRE CORPORATION CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SABR|SABRE CORPORATION CM|MACC|Mid Atlantic Capital Corporation|315
SABR|SABRE CORPORATION CM|MACQ|Macquarie Capital (USA) Inc.|2954
SABR|SABRE CORPORATION CM|MAXM|Maxim Group LLC|84521
SABR|SABRE CORPORATION CM|MICA|Spartan Securities Group, Ltd.|40000
SABR|SABRE CORPORATION CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|817292
SABR|SABRE CORPORATION CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3447
SABR|SABRE CORPORATION CM|MNDX|TJM Investments, LLC|6501
SABR|SABRE CORPORATION CM|MSCO|MORGAN STANLEY & CO. LLC|7733095
SABR|SABRE CORPORATION CM|MSPL|MORGAN STANLEY & CO. LLC|1322900
SABR|SABRE CORPORATION CM|MSTX|MORGAN STANLEY & CO. LLC|619400
SABR|SABRE CORPORATION CM|MZHO|Mizuho Securities USA LLC|17600
SABR|SABRE CORPORATION CM|NFSC|National Financial Services LLC|280516
SABR|SABRE CORPORATION CM|NITE|VIRTU Americas LLC|656112
SABR|SABRE CORPORATION CM|NITP|VIRTU Americas LLC|5510
SABR|SABRE CORPORATION CM|NQRB|Brut, LLC|36601
SABR|SABRE CORPORATION CM|NTRC|Northern Trust Securities, Inc.|17351
SABR|SABRE CORPORATION CM|OPCO|Oppenheimer & Co. Inc.|109
SABR|SABRE CORPORATION CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7410
SABR|SABRE CORPORATION CM|PDQM|CODA MARKETS, INC.|142800
SABR|SABRE CORPORATION CM|PIPR|Piper Jaffray & Co.|6100
SABR|SABRE CORPORATION CM|PREC|PRECISION SECURITIES, LLC|2350
SABR|SABRE CORPORATION CM|PWJC|UBS Financial Services, Inc.|55
SABR|SABRE CORPORATION CM|RAJA|Raymond James & Associates, Inc.|37125
SABR|SABRE CORPORATION CM|RBCM|RBC CAPITAL MARKETS, LLC|6519
SABR|SABRE CORPORATION CM|RGLD|Regal Securities, Inc|600
SABR|SABRE CORPORATION CM|SAGL|SAGETRADER, LLC|55942
SABR|SABRE CORPORATION CM|SAGW|SAGETRADER, LLC|370
SABR|SABRE CORPORATION CM|SALI|INTL FCSTONE FINANCIAL INC.|600
SABR|SABRE CORPORATION CM|SBSH|Citigroup Global Markets Inc.|1243402
SABR|SABRE CORPORATION CM|SEIC|SEI Investments Distribution Co.|12833
SABR|SABRE CORPORATION CM|SGMT|GOLDMAN SACHS & CO. LLC|466160
SABR|SABRE CORPORATION CM|SPDR|SPEEDROUTE LLC|25000
SABR|SABRE CORPORATION CM|SPHN|Stephens Inc.|209
SABR|SABRE CORPORATION CM|SPNT|SEVEN POINTS CAPITAL, LLC|2173
SABR|SABRE CORPORATION CM|STFL|Stifel, Nicolaus & Company, Incorporated|122442
SABR|SABRE CORPORATION CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|99
SABR|SABRE CORPORATION CM|SWIM|TD Ameritrade, Inc.|51511
SABR|SABRE CORPORATION CM|SWST|Hilltop Securities Inc.|1973
SABR|SABRE CORPORATION CM|TKNG|ALLY INVEST SECURITIES LLC|50
SABR|SABRE CORPORATION CM|TONC|CUTTONE & CO., LLC|7317
SABR|SABRE CORPORATION CM|TRBT|Tradebot Systems, Inc.|978853
SABR|SABRE CORPORATION CM|TRCM|TRC MARKETS LLC|580408
SABR|SABRE CORPORATION CM|TTUC|CUTTONE & CO., INC.|2854
SABR|SABRE CORPORATION CM|TWTT|TASTYWORKS, INC.|1600
SABR|SABRE CORPORATION CM|UBSA|UBS SECURITIES LLC|2269569
SABR|SABRE CORPORATION CM|UBSS|UBS Securities LLC|6059017
SABR|SABRE CORPORATION CM|VALX|VIRTU AMERICAS LLC|57681
SABR|SABRE CORPORATION CM|VGRD|Vanguard Marketing Corporation|13786
SABR|SABRE CORPORATION CM|VNDS|VANDHAM SECURITIES CORP|510
SABR|SABRE CORPORATION CM|WABR|Wall Street Access|2800
SABR|SABRE CORPORATION CM|WBET|Wallachbeth Capital LLC|7432
SABR|SABRE CORPORATION CM|WBLR|WILLIAM BLAIR|38871
SABR|SABRE CORPORATION CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
SABR|SABRE CORPORATION CM|WCHV|WELLS FARGO SECURITIES, LLC|212467
SABR|SABRE CORPORATION CM|WDNX|WEEDEN & CO.L.P.|3200
SABR|SABRE CORPORATION CM|WEDB|WEDBUSH SECURITIES INC.|17301
SABR|SABRE CORPORATION CM|WEED|Weeden & Co.L.P.|75509
SABR|SABRE CORPORATION CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|330
SABR|SABRE CORPORATION CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5912
SABR|SABRE CORPORATION CM|WFPB|Wells Fargo Securities, LLC.|527
SABR|SABRE CORPORATION CM|WGIF|CIBC World Markets Inc.|7190
SABR|SABRE CORPORATION CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|130
SABR|SABRE CORPORATION CM|WSEA|WOLVERINE SECURITIES, LLC|5621
SABR|SABRE CORPORATION CM|XIST|INSTINET, LLC|56706
SABR|SABRE CORPORATION CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|79930
SABR|SABRE CORPORATION CM|YKNA|COMHAR CAPITAL MARKETS, LLC|512
SABR|SABRE CORPORATION CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26242
SACH|SACHEM CAPITAL CP|ALTX|Alternet Securities Inc.|10600
SACH|SACHEM CAPITAL CP|APCC|Apex Clearing Corporation|2730
SACH|SACHEM CAPITAL CP|BATM|CBOE TRADING, INC.|800
SACH|SACHEM CAPITAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19442
SACH|SACHEM CAPITAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9869
SACH|SACHEM CAPITAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|8000
SACH|SACHEM CAPITAL CP|DBAB|Deutsche Bank Securities Inc.|4366
SACH|SACHEM CAPITAL CP|DBAX|Deutsche Bank Securities Inc.|2700
SACH|SACHEM CAPITAL CP|DEGS|RONIN PROFESSIONAL LLC|8534
SACH|SACHEM CAPITAL CP|EBXL|EBX LLC|16200
SACH|SACHEM CAPITAL CP|EGAM|CBOE TRADING, INC.|11100
SACH|SACHEM CAPITAL CP|EGAW|CBOE TRADING, INC.|4164
SACH|SACHEM CAPITAL CP|EGXM|CBOE TRADING, INC.|100
SACH|SACHEM CAPITAL CP|EGXW|CBOE TRADING, INC.|400
SACH|SACHEM CAPITAL CP|ETRS|E*Trade Securities LLC|10551
SACH|SACHEM CAPITAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13653
SACH|SACHEM CAPITAL CP|FTBR|Foliofn Investments, Inc.|676
SACH|SACHEM CAPITAL CP|GSCO|GOLDMAN SACHS & CO. LLC|501
SACH|SACHEM CAPITAL CP|GTSZ|GTS SECURITIES LLC|400
SACH|SACHEM CAPITAL CP|HRBF|American Enterprise Investment Services Inc.|3559
SACH|SACHEM CAPITAL CP|IATS|INTERACTIVE BROKERS LLC|656
SACH|SACHEM CAPITAL CP|IBKR|Interactive Brokers Llc|8658
SACH|SACHEM CAPITAL CP|ICBX|INSTINET, LLC|100
SACH|SACHEM CAPITAL CP|INCA|INSTINET, LLC|5681
SACH|SACHEM CAPITAL CP|ITGI|ITG Inc.|45734
SACH|SACHEM CAPITAL CP|ITGP|ITG INC.|13000
SACH|SACHEM CAPITAL CP|JGUN|Joseph Gunnar & Co.  LLC|55600
SACH|SACHEM CAPITAL CP|JONE|JonesTrading|80965
SACH|SACHEM CAPITAL CP|JPMX|J.P. Morgan Securities LLC|2200
SACH|SACHEM CAPITAL CP|KCGM|VIRTU Americas LLC|6800
SACH|SACHEM CAPITAL CP|LAFC|R. F. Lafferty & Co., Inc.|64098
SACH|SACHEM CAPITAL CP|LEHM|Barclays Capital Inc./Le|6400
SACH|SACHEM CAPITAL CP|LIME|Lime Brokerage LLC|3614
SACH|SACHEM CAPITAL CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1101
SACH|SACHEM CAPITAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9800
SACH|SACHEM CAPITAL CP|MOTF|MOTIF INVESTING, INC.|3
SACH|SACHEM CAPITAL CP|MSCO|MORGAN STANLEY & CO. LLC|37696
SACH|SACHEM CAPITAL CP|MSPL|MORGAN STANLEY & CO. LLC|5500
SACH|SACHEM CAPITAL CP|NATL|National Securities Corporation|1400
SACH|SACHEM CAPITAL CP|NFSC|National Financial Services LLC|61462
SACH|SACHEM CAPITAL CP|NITE|VIRTU Americas LLC|98936
SACH|SACHEM CAPITAL CP|NQRB|Brut, LLC|600
SACH|SACHEM CAPITAL CP|PWJC|UBS Financial Services, Inc.|698
SACH|SACHEM CAPITAL CP|RBCM|RBC CAPITAL MARKETS, LLC|11348
SACH|SACHEM CAPITAL CP|SBSH|Citigroup Global Markets Inc.|4511
SACH|SACHEM CAPITAL CP|SGMT|GOLDMAN SACHS & CO. LLC|3402
SACH|SACHEM CAPITAL CP|SPDR|SPEEDROUTE LLC|3200
SACH|SACHEM CAPITAL CP|SWIM|TD Ameritrade, Inc.|6747
SACH|SACHEM CAPITAL CP|SWST|Hilltop Securities Inc.|1200
SACH|SACHEM CAPITAL CP|TRWN|T.R. Winston & Company, LLC|3500
SACH|SACHEM CAPITAL CP|UBSA|UBS SECURITIES LLC|7191
SACH|SACHEM CAPITAL CP|UBSS|UBS Securities LLC|15913
SACH|SACHEM CAPITAL CP|VALX|VIRTU AMERICAS LLC|211
SACH|SACHEM CAPITAL CP|VGRD|Vanguard Marketing Corporation|100
SACH|SACHEM CAPITAL CP|WCHV|WELLS FARGO SECURITIES, LLC|19226
SACH|SACHEM CAPITAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3
SACH|SACHEM CAPITAL CP|WSEA|WOLVERINE SECURITIES, LLC|739
SACH|SACHEM CAPITAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
SAEX|SAEXPLORATION HLDGS|ALTX|Alternet Securities Inc.|1339
SAEX|SAEXPLORATION HLDGS|APCC|Apex Clearing Corporation|15654
SAEX|SAEXPLORATION HLDGS|BATM|CBOE TRADING, INC.|602
SAEX|SAEXPLORATION HLDGS|BIMI|Banca IMI Securities Corp.|6500
SAEX|SAEXPLORATION HLDGS|CHAS|Charles Schwab & Co., Inc.|14616
SAEX|SAEXPLORATION HLDGS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|401
SAEX|SAEXPLORATION HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1634
SAEX|SAEXPLORATION HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9900
SAEX|SAEXPLORATION HLDGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10400
SAEX|SAEXPLORATION HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9599
SAEX|SAEXPLORATION HLDGS|CTDL|Citadel Derivatives Group Llc|8177
SAEX|SAEXPLORATION HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|394
SAEX|SAEXPLORATION HLDGS|DBAB|Deutsche Bank Securities Inc.|900
SAEX|SAEXPLORATION HLDGS|DBAX|Deutsche Bank Securities Inc.|200
SAEX|SAEXPLORATION HLDGS|DEGS|RONIN PROFESSIONAL LLC|3428
SAEX|SAEXPLORATION HLDGS|EBXL|EBX LLC|3100
SAEX|SAEXPLORATION HLDGS|EDJO|Edward D. Jones & Co., L.P.|4600
SAEX|SAEXPLORATION HLDGS|EGAM|CBOE TRADING, INC.|3434
SAEX|SAEXPLORATION HLDGS|EGXM|CBOE TRADING, INC.|4670
SAEX|SAEXPLORATION HLDGS|EGXW|CBOE TRADING, INC.|9242
SAEX|SAEXPLORATION HLDGS|ETBE|Electronic Transaction Clearing, Inc.|200
SAEX|SAEXPLORATION HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SAEX|SAEXPLORATION HLDGS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SAEX|SAEXPLORATION HLDGS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1720
SAEX|SAEXPLORATION HLDGS|ETRS|E*Trade Securities LLC|227150
SAEX|SAEXPLORATION HLDGS|FBCO|Credit Suisse Securities (USA) LLC|56095
SAEX|SAEXPLORATION HLDGS|FILL|Tradestation Securities, Inc.|17055
SAEX|SAEXPLORATION HLDGS|FMAF|NBCN Inc./ CDS|18197
SAEX|SAEXPLORATION HLDGS|FOMA|TD AMERITRADE CLEARING, INC.|322750
SAEX|SAEXPLORATION HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5001
SAEX|SAEXPLORATION HLDGS|FTBR|Foliofn Investments, Inc.|165
SAEX|SAEXPLORATION HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|2499
SAEX|SAEXPLORATION HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|6283
SAEX|SAEXPLORATION HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|14500
SAEX|SAEXPLORATION HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|2960
SAEX|SAEXPLORATION HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|1610
SAEX|SAEXPLORATION HLDGS|GTSZ|GTS SECURITIES LLC|4708
SAEX|SAEXPLORATION HLDGS|IATS|INTERACTIVE BROKERS LLC|15741
SAEX|SAEXPLORATION HLDGS|IBKR|Interactive Brokers Llc|110106
SAEX|SAEXPLORATION HLDGS|ICBX|INSTINET, LLC|1500
SAEX|SAEXPLORATION HLDGS|INCA|INSTINET, LLC|49247
SAEX|SAEXPLORATION HLDGS|ITGI|ITG Inc.|5721
SAEX|SAEXPLORATION HLDGS|ITGP|ITG INC.|12800
SAEX|SAEXPLORATION HLDGS|JMPT|JUMP TRADING, LLC|509
SAEX|SAEXPLORATION HLDGS|JPMX|J.P. Morgan Securities LLC|1800
SAEX|SAEXPLORATION HLDGS|KCGM|VIRTU Americas LLC|407
SAEX|SAEXPLORATION HLDGS|LEHM|Barclays Capital Inc./Le|5758
SAEX|SAEXPLORATION HLDGS|LIME|Lime Brokerage LLC|30892
SAEX|SAEXPLORATION HLDGS|LSCI|Lek Securities Corporation|800
SAEX|SAEXPLORATION HLDGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|793
SAEX|SAEXPLORATION HLDGS|MICA|Spartan Securities Group, Ltd.|7270
SAEX|SAEXPLORATION HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|300
SAEX|SAEXPLORATION HLDGS|MSCO|MORGAN STANLEY & CO. LLC|98569
SAEX|SAEXPLORATION HLDGS|MSPL|MORGAN STANLEY & CO. LLC|1400
SAEX|SAEXPLORATION HLDGS|NFSC|National Financial Services LLC|246773
SAEX|SAEXPLORATION HLDGS|NITE|VIRTU Americas LLC|608764
SAEX|SAEXPLORATION HLDGS|NQRB|Brut, LLC|2900
SAEX|SAEXPLORATION HLDGS|OPCO|Oppenheimer & Co. Inc.|540
SAEX|SAEXPLORATION HLDGS|PCPT|PHILLIP CAPITAL INC.|500
SAEX|SAEXPLORATION HLDGS|PDQM|CODA MARKETS, INC.|10954
SAEX|SAEXPLORATION HLDGS|RAJA|Raymond James & Associates, Inc.|700
SAEX|SAEXPLORATION HLDGS|SAGL|SAGETRADER, LLC|480
SAEX|SAEXPLORATION HLDGS|SBSH|Citigroup Global Markets Inc.|6594
SAEX|SAEXPLORATION HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|1779
SAEX|SAEXPLORATION HLDGS|SPDR|SPEEDROUTE LLC|11714
SAEX|SAEXPLORATION HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|3400
SAEX|SAEXPLORATION HLDGS|SWIM|TD Ameritrade, Inc.|203848
SAEX|SAEXPLORATION HLDGS|TKNG|ALLY INVEST SECURITIES LLC|8711
SAEX|SAEXPLORATION HLDGS|TRCM|TRC MARKETS LLC|1530
SAEX|SAEXPLORATION HLDGS|UBSA|UBS SECURITIES LLC|18271
SAEX|SAEXPLORATION HLDGS|UBSS|UBS Securities LLC|61615
SAEX|SAEXPLORATION HLDGS|VALX|VIRTU AMERICAS LLC|3293
SAEX|SAEXPLORATION HLDGS|VGRD|Vanguard Marketing Corporation|1556
SAEX|SAEXPLORATION HLDGS|VIEW|VIEWTRADE SECURITIES LLC|10
SAEX|SAEXPLORATION HLDGS|VSIN|Vision Financial Markets Llc|465
SAEX|SAEXPLORATION HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|3694
SAEX|SAEXPLORATION HLDGS|WEDB|WEDBUSH SECURITIES INC.|18247
SAEX|SAEXPLORATION HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5326
SAEX|SAEXPLORATION HLDGS|WGIF|CIBC World Markets Inc.|7560
SAEX|SAEXPLORATION HLDGS|WSEA|WOLVERINE SECURITIES, LLC|14624
SAEX|SAEXPLORATION HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
SAFE|SAFETY, INCOME & GRO|ALTX|Alternet Securities Inc.|200
SAFE|SAFETY, INCOME & GRO|APCC|Apex Clearing Corporation|18
SAFE|SAFETY, INCOME & GRO|BATM|CBOE TRADING, INC.|680
SAFE|SAFETY, INCOME & GRO|BERN|Sanford C. Bernstein & Co., LLC|100
SAFE|SAFETY, INCOME & GRO|BIDS|BIDS TRADING L.P.|20500
SAFE|SAFETY, INCOME & GRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3042
SAFE|SAFETY, INCOME & GRO|BNPX|BNP PARIBAS SECURITIES CORP.|1117
SAFE|SAFETY, INCOME & GRO|BYXM|CBOE TRADING, INC.|100
SAFE|SAFETY, INCOME & GRO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46309
SAFE|SAFETY, INCOME & GRO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9430
SAFE|SAFETY, INCOME & GRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11999
SAFE|SAFETY, INCOME & GRO|CTDL|Citadel Derivatives Group Llc|631
SAFE|SAFETY, INCOME & GRO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1928
SAFE|SAFETY, INCOME & GRO|DBAB|Deutsche Bank Securities Inc.|1652
SAFE|SAFETY, INCOME & GRO|DBAX|Deutsche Bank Securities Inc.|12600
SAFE|SAFETY, INCOME & GRO|DEGS|RONIN PROFESSIONAL LLC|1780
SAFE|SAFETY, INCOME & GRO|EBXL|EBX LLC|5500
SAFE|SAFETY, INCOME & GRO|EGAM|CBOE TRADING, INC.|374
SAFE|SAFETY, INCOME & GRO|EGXM|CBOE TRADING, INC.|535
SAFE|SAFETY, INCOME & GRO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
SAFE|SAFETY, INCOME & GRO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|950
SAFE|SAFETY, INCOME & GRO|ETRS|E*Trade Securities LLC|4640
SAFE|SAFETY, INCOME & GRO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13469
SAFE|SAFETY, INCOME & GRO|FTBR|Foliofn Investments, Inc.|1851
SAFE|SAFETY, INCOME & GRO|GLPX|ACS EXECUTION SERVICES, LLC|762
SAFE|SAFETY, INCOME & GRO|GSCO|GOLDMAN SACHS & CO. LLC|38627
SAFE|SAFETY, INCOME & GRO|GTSZ|GTS SECURITIES LLC|12469
SAFE|SAFETY, INCOME & GRO|IATS|INTERACTIVE BROKERS LLC|1400
SAFE|SAFETY, INCOME & GRO|IBKR|Interactive Brokers Llc|30120
SAFE|SAFETY, INCOME & GRO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|77
SAFE|SAFETY, INCOME & GRO|ICBX|INSTINET, LLC|1800
SAFE|SAFETY, INCOME & GRO|IEQY|CITADEL SECURITIES LLC|1884
SAFE|SAFETY, INCOME & GRO|INCA|INSTINET, LLC|7132
SAFE|SAFETY, INCOME & GRO|ITGI|ITG Inc.|6183
SAFE|SAFETY, INCOME & GRO|ITGP|ITG INC.|19000
SAFE|SAFETY, INCOME & GRO|JEFF|JEFFERIES LLC|58
SAFE|SAFETY, INCOME & GRO|JPMX|J.P. Morgan Securities LLC|15792
SAFE|SAFETY, INCOME & GRO|KCGM|VIRTU Americas LLC|2154
SAFE|SAFETY, INCOME & GRO|LEHM|Barclays Capital Inc./Le|16017
SAFE|SAFETY, INCOME & GRO|LIME|Lime Brokerage LLC|3823
SAFE|SAFETY, INCOME & GRO|LQNA|LIQUIDNET, INC.|52900
SAFE|SAFETY, INCOME & GRO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13500
SAFE|SAFETY, INCOME & GRO|MSCO|MORGAN STANLEY & CO. LLC|25395
SAFE|SAFETY, INCOME & GRO|MSPL|MORGAN STANLEY & CO. LLC|8100
SAFE|SAFETY, INCOME & GRO|NFSC|National Financial Services LLC|233628
SAFE|SAFETY, INCOME & GRO|NITE|VIRTU Americas LLC|61300
SAFE|SAFETY, INCOME & GRO|NQRB|Brut, LLC|400
SAFE|SAFETY, INCOME & GRO|PDQM|CODA MARKETS, INC.|1307
SAFE|SAFETY, INCOME & GRO|RBCM|RBC CAPITAL MARKETS, LLC|2000
SAFE|SAFETY, INCOME & GRO|SAGL|SAGETRADER, LLC|200
SAFE|SAFETY, INCOME & GRO|SBSH|Citigroup Global Markets Inc.|4748
SAFE|SAFETY, INCOME & GRO|SGMT|GOLDMAN SACHS & CO. LLC|5866
SAFE|SAFETY, INCOME & GRO|SPDR|SPEEDROUTE LLC|200
SAFE|SAFETY, INCOME & GRO|SPTD|MINT GLOBAL MARKETS, INC.|26696
SAFE|SAFETY, INCOME & GRO|STFL|Stifel, Nicolaus & Company, Incorporated|135400
SAFE|SAFETY, INCOME & GRO|SWIM|TD Ameritrade, Inc.|23100
SAFE|SAFETY, INCOME & GRO|TRBT|Tradebot Systems, Inc.|3162
SAFE|SAFETY, INCOME & GRO|TRCM|TRC MARKETS LLC|5570
SAFE|SAFETY, INCOME & GRO|UBSA|UBS SECURITIES LLC|85672
SAFE|SAFETY, INCOME & GRO|UBSS|UBS Securities LLC|104579
SAFE|SAFETY, INCOME & GRO|VALX|VIRTU AMERICAS LLC|4294
SAFE|SAFETY, INCOME & GRO|VGRD|Vanguard Marketing Corporation|1750
SAFE|SAFETY, INCOME & GRO|WCHV|WELLS FARGO SECURITIES, LLC|554
SAFE|SAFETY, INCOME & GRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57
SAFE|SAFETY, INCOME & GRO|WSEA|WOLVERINE SECURITIES, LLC|3
SAFE|SAFETY, INCOME & GRO|XIST|INSTINET, LLC|800
SAFE|SAFETY, INCOME & GRO|XPQR|Jump Trading|100
SAFE|SAFETY, INCOME & GRO|XSTM|NATIONAL FINANCIAL SERVICES LLC|12400
SAFM|SANDERSON FARMS IN##|ALTX|Alternet Securities Inc.|3600
SAFM|SANDERSON FARMS IN##|APCC|Apex Clearing Corporation|203
SAFM|SANDERSON FARMS IN##|BARD|Robert W. Baird & Co. Incorporated|740
SAFM|SANDERSON FARMS IN##|BATM|CBOE TRADING, INC.|5997
SAFM|SANDERSON FARMS IN##|BAYT|BTIG, LLC|100
SAFM|SANDERSON FARMS IN##|BBNT|BB&T SECURITIES, LLC|85
SAFM|SANDERSON FARMS IN##|BERN|Sanford C. Bernstein & Co., LLC|45513
SAFM|SANDERSON FARMS IN##|BIDS|BIDS TRADING L.P.|45400
SAFM|SANDERSON FARMS IN##|BIMI|Banca IMI Securities Corp.|356
SAFM|SANDERSON FARMS IN##|BKCM|BNY Mellon Capital Markets LLC|3787
SAFM|SANDERSON FARMS IN##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2464
SAFM|SANDERSON FARMS IN##|BLKX|INSTINET, LLC|49300
SAFM|SANDERSON FARMS IN##|BMOC|BMO Capital Markets Corp.|5950
SAFM|SANDERSON FARMS IN##|BNPX|BNP PARIBAS SECURITIES CORP.|12797
SAFM|SANDERSON FARMS IN##|BRVL|BLAYLOCK VAN, LLC|100
SAFM|SANDERSON FARMS IN##|BTIG|BTIG, LLC|7652
SAFM|SANDERSON FARMS IN##|BYXM|CBOE TRADING, INC.|1800
SAFM|SANDERSON FARMS IN##|BZYD|GOLDMAN SACHS & CO. LLC|300
SAFM|SANDERSON FARMS IN##|CANT|Cantor Fitzgerald & Co.|12187
SAFM|SANDERSON FARMS IN##|CBLC|CITIGROUP GLOBAL MARKETS INC.|58600
SAFM|SANDERSON FARMS IN##|CHAS|Charles Schwab & Co., Inc.|900
SAFM|SANDERSON FARMS IN##|CIST|Capital Institutional Services, Inc.|2188
SAFM|SANDERSON FARMS IN##|CJSC|CJS Securities, Inc.|10600
SAFM|SANDERSON FARMS IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106175
SAFM|SANDERSON FARMS IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23773
SAFM|SANDERSON FARMS IN##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3431
SAFM|SANDERSON FARMS IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|413971
SAFM|SANDERSON FARMS IN##|CTDL|Citadel Derivatives Group Llc|24367
SAFM|SANDERSON FARMS IN##|CTLR|CUTLER GROUP, LP|200
SAFM|SANDERSON FARMS IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|25126
SAFM|SANDERSON FARMS IN##|DBAB|Deutsche Bank Securities Inc.|565301
SAFM|SANDERSON FARMS IN##|DBAX|Deutsche Bank Securities Inc.|323000
SAFM|SANDERSON FARMS IN##|DBUL|Deutsche Bank Securities Inc.|12657
SAFM|SANDERSON FARMS IN##|DEAN|MORGAN STANLEY|2403
SAFM|SANDERSON FARMS IN##|DEGS|RONIN PROFESSIONAL LLC|1287
SAFM|SANDERSON FARMS IN##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6026
SAFM|SANDERSON FARMS IN##|EBXL|EBX LLC|140200
SAFM|SANDERSON FARMS IN##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1773
SAFM|SANDERSON FARMS IN##|EDJO|Edward D. Jones & Co., L.P.|4947
SAFM|SANDERSON FARMS IN##|EGAM|CBOE TRADING, INC.|5778
SAFM|SANDERSON FARMS IN##|EGAW|CBOE TRADING, INC.|50
SAFM|SANDERSON FARMS IN##|EGMT|EG MARKET TECHNOLOGIES LLC|2100
SAFM|SANDERSON FARMS IN##|EGXM|CBOE TRADING, INC.|1865
SAFM|SANDERSON FARMS IN##|EGXW|CBOE TRADING, INC.|53
SAFM|SANDERSON FARMS IN##|ETBE|Electronic Transaction Clearing, Inc.|35063
SAFM|SANDERSON FARMS IN##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
SAFM|SANDERSON FARMS IN##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1620
SAFM|SANDERSON FARMS IN##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46363
SAFM|SANDERSON FARMS IN##|ETRS|E*Trade Securities LLC|105360
SAFM|SANDERSON FARMS IN##|FBCO|Credit Suisse Securities (USA) LLC|342353
SAFM|SANDERSON FARMS IN##|FILL|Tradestation Securities, Inc.|971
SAFM|SANDERSON FARMS IN##|FMAF|NBCN Inc./ CDS|814
SAFM|SANDERSON FARMS IN##|FOMA|TD AMERITRADE CLEARING, INC.|60436
SAFM|SANDERSON FARMS IN##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3967
SAFM|SANDERSON FARMS IN##|FQLS|Quantlab Securities LP|270383
SAFM|SANDERSON FARMS IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85515
SAFM|SANDERSON FARMS IN##|FTBR|Foliofn Investments, Inc.|770
SAFM|SANDERSON FARMS IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|22143
SAFM|SANDERSON FARMS IN##|GLPX|ACS EXECUTION SERVICES, LLC|32796
SAFM|SANDERSON FARMS IN##|GSCO|GOLDMAN SACHS & CO. LLC|606719
SAFM|SANDERSON FARMS IN##|GSCS|GOLDMAN SACHS & CO. LLC|17032
SAFM|SANDERSON FARMS IN##|GSLT|GOLDMAN SACHS & CO. LLC|1898
SAFM|SANDERSON FARMS IN##|GTSZ|GTS SECURITIES LLC|53755
SAFM|SANDERSON FARMS IN##|HRBF|American Enterprise Investment Services Inc.|1358
SAFM|SANDERSON FARMS IN##|HSBC|HSBC Securities, Inc.|1362
SAFM|SANDERSON FARMS IN##|IATS|INTERACTIVE BROKERS LLC|4885
SAFM|SANDERSON FARMS IN##|IBKR|Interactive Brokers Llc|93900
SAFM|SANDERSON FARMS IN##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
SAFM|SANDERSON FARMS IN##|ICBX|INSTINET, LLC|46500
SAFM|SANDERSON FARMS IN##|IEQY|CITADEL SECURITIES LLC|133465
SAFM|SANDERSON FARMS IN##|IMPC|Imperial Capital, LLC|3900
SAFM|SANDERSON FARMS IN##|INCA|INSTINET, LLC|361979
SAFM|SANDERSON FARMS IN##|INJX|INSTINET, LLC|44044
SAFM|SANDERSON FARMS IN##|ITGI|ITG Inc.|36143
SAFM|SANDERSON FARMS IN##|ITGP|ITG INC.|355200
SAFM|SANDERSON FARMS IN##|JANY|Janney Montgomery Scott Inc.|10
SAFM|SANDERSON FARMS IN##|JEFF|JEFFERIES LLC|185768
SAFM|SANDERSON FARMS IN##|JMPT|JUMP TRADING, LLC|50164
SAFM|SANDERSON FARMS IN##|JPBX|J.P. MORGAN SECURITIES LLC|9832
SAFM|SANDERSON FARMS IN##|JPMX|J.P. Morgan Securities LLC|414972
SAFM|SANDERSON FARMS IN##|JSJX|JANE STREET CAPITAL LLC|9367
SAFM|SANDERSON FARMS IN##|KCGM|VIRTU Americas LLC|51117
SAFM|SANDERSON FARMS IN##|LEHM|Barclays Capital Inc./Le|598843
SAFM|SANDERSON FARMS IN##|LIME|Lime Brokerage LLC|127441
SAFM|SANDERSON FARMS IN##|LMNX|LUMINEX TRADING & ANALYTICS LLC|53800
SAFM|SANDERSON FARMS IN##|LQNA|LIQUIDNET, INC.|16200
SAFM|SANDERSON FARMS IN##|MACQ|Macquarie Capital (USA) Inc.|30000
SAFM|SANDERSON FARMS IN##|MAXM|Maxim Group LLC|2156
SAFM|SANDERSON FARMS IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116830
SAFM|SANDERSON FARMS IN##|MOTF|MOTIF INVESTING, INC.|3
SAFM|SANDERSON FARMS IN##|MSCO|MORGAN STANLEY & CO. LLC|1534540
SAFM|SANDERSON FARMS IN##|MSPL|MORGAN STANLEY & CO. LLC|280900
SAFM|SANDERSON FARMS IN##|MSTX|MORGAN STANLEY & CO. LLC|52500
SAFM|SANDERSON FARMS IN##|MZHO|Mizuho Securities USA LLC|13000
SAFM|SANDERSON FARMS IN##|NEED|Needham & Company, LLC|10837
SAFM|SANDERSON FARMS IN##|NFSC|National Financial Services LLC|124097
SAFM|SANDERSON FARMS IN##|NITE|VIRTU Americas LLC|295806
SAFM|SANDERSON FARMS IN##|NITP|VIRTU Americas LLC|4089
SAFM|SANDERSON FARMS IN##|NMRA|Nomura Securities International, Inc.|100
SAFM|SANDERSON FARMS IN##|NQRB|Brut, LLC|7454
SAFM|SANDERSON FARMS IN##|NTRC|Northern Trust Securities, Inc.|330
SAFM|SANDERSON FARMS IN##|OHOS|TWO SIGMA SECURITIES, LLC|34981
SAFM|SANDERSON FARMS IN##|OPCO|Oppenheimer & Co. Inc.|1326
SAFM|SANDERSON FARMS IN##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
SAFM|SANDERSON FARMS IN##|PDQM|CODA MARKETS, INC.|96948
SAFM|SANDERSON FARMS IN##|PHLY|NASDAQ Execution Services, LLC|800
SAFM|SANDERSON FARMS IN##|PWJC|UBS Financial Services, Inc.|1
SAFM|SANDERSON FARMS IN##|RAJA|Raymond James & Associates, Inc.|3654
SAFM|SANDERSON FARMS IN##|RBCM|RBC CAPITAL MARKETS, LLC|1534
SAFM|SANDERSON FARMS IN##|SAGL|SAGETRADER, LLC|16506
SAFM|SANDERSON FARMS IN##|SAGW|SAGETRADER, LLC|115
SAFM|SANDERSON FARMS IN##|SBSH|Citigroup Global Markets Inc.|184707
SAFM|SANDERSON FARMS IN##|SCMC|Scotia Capital Markets (USA) Inc.|1200
SAFM|SANDERSON FARMS IN##|SGMT|GOLDMAN SACHS & CO. LLC|120258
SAFM|SANDERSON FARMS IN##|SJLS|TRADE INFORMATICS LLC|400
SAFM|SANDERSON FARMS IN##|SPDR|SPEEDROUTE LLC|8300
SAFM|SANDERSON FARMS IN##|SPHN|Stephens Inc.|917
SAFM|SANDERSON FARMS IN##|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
SAFM|SANDERSON FARMS IN##|STFL|Stifel, Nicolaus & Company, Incorporated|1685
SAFM|SANDERSON FARMS IN##|STXG|Stockcross Financial Services, Inc.|100
SAFM|SANDERSON FARMS IN##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
SAFM|SANDERSON FARMS IN##|SWIM|TD Ameritrade, Inc.|15891
SAFM|SANDERSON FARMS IN##|SWST|Hilltop Securities Inc.|24109
SAFM|SANDERSON FARMS IN##|TKNG|ALLY INVEST SECURITIES LLC|1254
SAFM|SANDERSON FARMS IN##|TOUR|TOURMALINE PARTNERS, LLC|200
SAFM|SANDERSON FARMS IN##|TRBT|Tradebot Systems, Inc.|187343
SAFM|SANDERSON FARMS IN##|TRCM|TRC MARKETS LLC|77755
SAFM|SANDERSON FARMS IN##|UBSS|UBS Securities LLC|967746
SAFM|SANDERSON FARMS IN##|VALX|VIRTU AMERICAS LLC|7105
SAFM|SANDERSON FARMS IN##|VGRD|Vanguard Marketing Corporation|7215
SAFM|SANDERSON FARMS IN##|WABR|Wall Street Access|6100
SAFM|SANDERSON FARMS IN##|WBPX|SUMMIT SECURITIES GROUP, LLC|2300
SAFM|SANDERSON FARMS IN##|WCHV|WELLS FARGO SECURITIES, LLC|118104
SAFM|SANDERSON FARMS IN##|WDNX|WEEDEN & CO.L.P.|68
SAFM|SANDERSON FARMS IN##|WEDB|WEDBUSH SECURITIES INC.|750
SAFM|SANDERSON FARMS IN##|WEED|Weeden & Co.L.P.|1967
SAFM|SANDERSON FARMS IN##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3765
SAFM|SANDERSON FARMS IN##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31607
SAFM|SANDERSON FARMS IN##|WGIF|CIBC World Markets Inc.|1355
SAFM|SANDERSON FARMS IN##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|178
SAFM|SANDERSON FARMS IN##|WSEA|WOLVERINE SECURITIES, LLC|1321
SAFM|SANDERSON FARMS IN##|XIST|INSTINET, LLC|83610
SAFM|SANDERSON FARMS IN##|XPQR|Jump Trading|600
SAFM|SANDERSON FARMS IN##|XSTM|NATIONAL FINANCIAL SERVICES LLC|52372
SAFM|SANDERSON FARMS IN##|YKNA|COMHAR CAPITAL MARKETS, LLC|8715
SAFM|SANDERSON FARMS IN##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|768
SAFT|SAFETY INS GROUP INC|ANOS|ABEL/NOSER, L.L.C.|82
SAFT|SAFETY INS GROUP INC|APCC|Apex Clearing Corporation|39
SAFT|SAFETY INS GROUP INC|BATM|CBOE TRADING, INC.|421
SAFT|SAFETY INS GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|6744
SAFT|SAFETY INS GROUP INC|BMOC|BMO Capital Markets Corp.|2337
SAFT|SAFETY INS GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|3223
SAFT|SAFETY INS GROUP INC|BTIG|BTIG, LLC|11939
SAFT|SAFETY INS GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|100
SAFT|SAFETY INS GROUP INC|CHAS|Charles Schwab & Co., Inc.|4
SAFT|SAFETY INS GROUP INC|CIST|Capital Institutional Services, Inc.|5
SAFT|SAFETY INS GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|371
SAFT|SAFETY INS GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7527
SAFT|SAFETY INS GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1276
SAFT|SAFETY INS GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9393
SAFT|SAFETY INS GROUP INC|CTDL|Citadel Derivatives Group Llc|1141
SAFT|SAFETY INS GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3620
SAFT|SAFETY INS GROUP INC|DAVA|Davenport & Company LLC|250
SAFT|SAFETY INS GROUP INC|DBAB|Deutsche Bank Securities Inc.|49826
SAFT|SAFETY INS GROUP INC|DBAX|Deutsche Bank Securities Inc.|5600
SAFT|SAFETY INS GROUP INC|DEAN|MORGAN STANLEY|199
SAFT|SAFETY INS GROUP INC|DEGS|RONIN PROFESSIONAL LLC|1300
SAFT|SAFETY INS GROUP INC|EBXL|EBX LLC|2900
SAFT|SAFETY INS GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|240
SAFT|SAFETY INS GROUP INC|EDJO|Edward D. Jones & Co., L.P.|982
SAFT|SAFETY INS GROUP INC|EGMT|EG MARKET TECHNOLOGIES LLC|12
SAFT|SAFETY INS GROUP INC|EGXM|CBOE TRADING, INC.|20
SAFT|SAFETY INS GROUP INC|EGXW|CBOE TRADING, INC.|100
SAFT|SAFETY INS GROUP INC|ETRS|E*Trade Securities LLC|657
SAFT|SAFETY INS GROUP INC|FBCO|Credit Suisse Securities (USA) LLC|41217
SAFT|SAFETY INS GROUP INC|FILL|Tradestation Securities, Inc.|100
SAFT|SAFETY INS GROUP INC|FOMA|TD AMERITRADE CLEARING, INC.|2205
SAFT|SAFETY INS GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|279
SAFT|SAFETY INS GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3225
SAFT|SAFETY INS GROUP INC|FTBR|Foliofn Investments, Inc.|72
SAFT|SAFETY INS GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3752
SAFT|SAFETY INS GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|505
SAFT|SAFETY INS GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|117301
SAFT|SAFETY INS GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|10782
SAFT|SAFETY INS GROUP INC|GTSZ|GTS SECURITIES LLC|997
SAFT|SAFETY INS GROUP INC|HSBC|HSBC Securities, Inc.|700
SAFT|SAFETY INS GROUP INC|IATS|INTERACTIVE BROKERS LLC|1420
SAFT|SAFETY INS GROUP INC|IBKR|Interactive Brokers Llc|2269
SAFT|SAFETY INS GROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|36
SAFT|SAFETY INS GROUP INC|ICBX|INSTINET, LLC|1200
SAFT|SAFETY INS GROUP INC|IEQY|CITADEL SECURITIES LLC|3623
SAFT|SAFETY INS GROUP INC|INCA|INSTINET, LLC|27951
SAFT|SAFETY INS GROUP INC|INJX|INSTINET, LLC|3307
SAFT|SAFETY INS GROUP INC|ITGI|ITG Inc.|12715
SAFT|SAFETY INS GROUP INC|ITGP|ITG INC.|3600
SAFT|SAFETY INS GROUP INC|JEFF|JEFFERIES LLC|7365
SAFT|SAFETY INS GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|190
SAFT|SAFETY INS GROUP INC|JPMX|J.P. Morgan Securities LLC|24820
SAFT|SAFETY INS GROUP INC|KCGM|VIRTU Americas LLC|781
SAFT|SAFETY INS GROUP INC|LEHM|Barclays Capital Inc./Le|46492
SAFT|SAFETY INS GROUP INC|LIME|Lime Brokerage LLC|29080
SAFT|SAFETY INS GROUP INC|LOOP|Loop Capital Markets LLC|99
SAFT|SAFETY INS GROUP INC|LSCI|Lek Securities Corporation|100
SAFT|SAFETY INS GROUP INC|MAXM|Maxim Group LLC|1437
SAFT|SAFETY INS GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6252
SAFT|SAFETY INS GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|104957
SAFT|SAFETY INS GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|12800
SAFT|SAFETY INS GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|600
SAFT|SAFETY INS GROUP INC|NFSC|National Financial Services LLC|5633
SAFT|SAFETY INS GROUP INC|NITE|VIRTU Americas LLC|24183
SAFT|SAFETY INS GROUP INC|OPCO|Oppenheimer & Co. Inc.|113
SAFT|SAFETY INS GROUP INC|PDQM|CODA MARKETS, INC.|774
SAFT|SAFETY INS GROUP INC|RAJA|Raymond James & Associates, Inc.|2032
SAFT|SAFETY INS GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|4
SAFT|SAFETY INS GROUP INC|SAGW|SAGETRADER, LLC|32
SAFT|SAFETY INS GROUP INC|SBSH|Citigroup Global Markets Inc.|24463
SAFT|SAFETY INS GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|2243
SAFT|SAFETY INS GROUP INC|SPTD|MINT GLOBAL MARKETS, INC.|1900
SAFT|SAFETY INS GROUP INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
SAFT|SAFETY INS GROUP INC|SWIM|TD Ameritrade, Inc.|900
SAFT|SAFETY INS GROUP INC|SWST|Hilltop Securities Inc.|708
SAFT|SAFETY INS GROUP INC|TRBT|Tradebot Systems, Inc.|4723
SAFT|SAFETY INS GROUP INC|TRCM|TRC MARKETS LLC|13091
SAFT|SAFETY INS GROUP INC|TWTT|TASTYWORKS, INC.|938
SAFT|SAFETY INS GROUP INC|UBSA|UBS SECURITIES LLC|32101
SAFT|SAFETY INS GROUP INC|UBSS|UBS Securities LLC|102362
SAFT|SAFETY INS GROUP INC|VALX|VIRTU AMERICAS LLC|6491
SAFT|SAFETY INS GROUP INC|VGRD|Vanguard Marketing Corporation|2133
SAFT|SAFETY INS GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|7133
SAFT|SAFETY INS GROUP INC|WDNX|WEEDEN & CO.L.P.|42
SAFT|SAFETY INS GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4422
SAFT|SAFETY INS GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4622
SAFT|SAFETY INS GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|27
SAFT|SAFETY INS GROUP INC|XIST|INSTINET, LLC|1862
SAFT|SAFETY INS GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
SAGE|SAGE THERAPEUTIC COM|ADAM|CANACCORD GENUITY INC.|10892
SAGE|SAGE THERAPEUTIC COM|AGIS|Aegis Capital Corp.|200
SAGE|SAGE THERAPEUTIC COM|ALTX|Alternet Securities Inc.|3775
SAGE|SAGE THERAPEUTIC COM|APCC|Apex Clearing Corporation|2679
SAGE|SAGE THERAPEUTIC COM|BANK|Primevest Financial Services, Inc.|100
SAGE|SAGE THERAPEUTIC COM|BARD|Robert W. Baird & Co. Incorporated|47
SAGE|SAGE THERAPEUTIC COM|BATM|CBOE TRADING, INC.|28104
SAGE|SAGE THERAPEUTIC COM|BAYC|BAY CREST PARTNERS, LLC|954
SAGE|SAGE THERAPEUTIC COM|BAYT|BTIG, LLC|1300
SAGE|SAGE THERAPEUTIC COM|BBNT|BB&T SECURITIES, LLC|150
SAGE|SAGE THERAPEUTIC COM|BERN|Sanford C. Bernstein & Co., LLC|100146
SAGE|SAGE THERAPEUTIC COM|BIMI|Banca IMI Securities Corp.|143
SAGE|SAGE THERAPEUTIC COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1966
SAGE|SAGE THERAPEUTIC COM|BLKX|INSTINET, LLC|15000
SAGE|SAGE THERAPEUTIC COM|BMOC|BMO Capital Markets Corp.|10869
SAGE|SAGE THERAPEUTIC COM|BNPX|BNP PARIBAS SECURITIES CORP.|8964
SAGE|SAGE THERAPEUTIC COM|BTIG|BTIG, LLC|11181
SAGE|SAGE THERAPEUTIC COM|BYXM|CBOE TRADING, INC.|3224
SAGE|SAGE THERAPEUTIC COM|CHAS|Charles Schwab & Co., Inc.|3525
SAGE|SAGE THERAPEUTIC COM|CIST|Capital Institutional Services, Inc.|2303
SAGE|SAGE THERAPEUTIC COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109604
SAGE|SAGE THERAPEUTIC COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3496
SAGE|SAGE THERAPEUTIC COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13785
SAGE|SAGE THERAPEUTIC COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|408688
SAGE|SAGE THERAPEUTIC COM|CTDL|Citadel Derivatives Group Llc|13179
SAGE|SAGE THERAPEUTIC COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|29114
SAGE|SAGE THERAPEUTIC COM|DADA|D.A. Davidson & Co.|15
SAGE|SAGE THERAPEUTIC COM|DBAB|Deutsche Bank Securities Inc.|495963
SAGE|SAGE THERAPEUTIC COM|DBAX|Deutsche Bank Securities Inc.|199600
SAGE|SAGE THERAPEUTIC COM|DBUL|Deutsche Bank Securities Inc.|4418
SAGE|SAGE THERAPEUTIC COM|DEAN|MORGAN STANLEY|8181
SAGE|SAGE THERAPEUTIC COM|DEGS|RONIN PROFESSIONAL LLC|7967
SAGE|SAGE THERAPEUTIC COM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4751
SAGE|SAGE THERAPEUTIC COM|DRWK|DRW SECURITIES, L.L.C.|17610
SAGE|SAGE THERAPEUTIC COM|EBXL|EBX LLC|130900
SAGE|SAGE THERAPEUTIC COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5172
SAGE|SAGE THERAPEUTIC COM|EDJO|Edward D. Jones & Co., L.P.|155
SAGE|SAGE THERAPEUTIC COM|EGAM|CBOE TRADING, INC.|6747
SAGE|SAGE THERAPEUTIC COM|EGAW|CBOE TRADING, INC.|108
SAGE|SAGE THERAPEUTIC COM|EGMT|EG MARKET TECHNOLOGIES LLC|1700
SAGE|SAGE THERAPEUTIC COM|EGXM|CBOE TRADING, INC.|3273
SAGE|SAGE THERAPEUTIC COM|ETBE|Electronic Transaction Clearing, Inc.|28175
SAGE|SAGE THERAPEUTIC COM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
SAGE|SAGE THERAPEUTIC COM|ETCC|Electronic Transaction Clearing, Inc.|93
SAGE|SAGE THERAPEUTIC COM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2600
SAGE|SAGE THERAPEUTIC COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|194330
SAGE|SAGE THERAPEUTIC COM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3809
SAGE|SAGE THERAPEUTIC COM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|660
SAGE|SAGE THERAPEUTIC COM|ETRS|E*Trade Securities LLC|165943
SAGE|SAGE THERAPEUTIC COM|FBCO|Credit Suisse Securities (USA) LLC|2257530
SAGE|SAGE THERAPEUTIC COM|FILL|Tradestation Securities, Inc.|4133
SAGE|SAGE THERAPEUTIC COM|FMAF|NBCN Inc./ CDS|5
SAGE|SAGE THERAPEUTIC COM|FOMA|TD AMERITRADE CLEARING, INC.|323193
SAGE|SAGE THERAPEUTIC COM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|240
SAGE|SAGE THERAPEUTIC COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66570
SAGE|SAGE THERAPEUTIC COM|FTBR|Foliofn Investments, Inc.|191
SAGE|SAGE THERAPEUTIC COM|GEBB|GLOBAL EXECUTION BROKERS, LP|24751
SAGE|SAGE THERAPEUTIC COM|GLPX|ACS EXECUTION SERVICES, LLC|50517
SAGE|SAGE THERAPEUTIC COM|GSCO|GOLDMAN SACHS & CO. LLC|1592913
SAGE|SAGE THERAPEUTIC COM|GSCS|GOLDMAN SACHS & CO. LLC|12318
SAGE|SAGE THERAPEUTIC COM|GSLT|GOLDMAN SACHS & CO. LLC|9647
SAGE|SAGE THERAPEUTIC COM|GTSZ|GTS SECURITIES LLC|276976
SAGE|SAGE THERAPEUTIC COM|HAPX|HAP Trading, LLC|500
SAGE|SAGE THERAPEUTIC COM|HASF|Haywood Securities Inc./CDS|28
SAGE|SAGE THERAPEUTIC COM|HRBF|American Enterprise Investment Services Inc.|1527
SAGE|SAGE THERAPEUTIC COM|HSBC|HSBC Securities, Inc.|30047
SAGE|SAGE THERAPEUTIC COM|IATS|INTERACTIVE BROKERS LLC|24247
SAGE|SAGE THERAPEUTIC COM|IBKR|Interactive Brokers Llc|105626
SAGE|SAGE THERAPEUTIC COM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|229
SAGE|SAGE THERAPEUTIC COM|ICBX|INSTINET, LLC|38734
SAGE|SAGE THERAPEUTIC COM|IEQY|CITADEL SECURITIES LLC|135857
SAGE|SAGE THERAPEUTIC COM|INCA|INSTINET, LLC|332760
SAGE|SAGE THERAPEUTIC COM|INJX|INSTINET, LLC|22040
SAGE|SAGE THERAPEUTIC COM|ITGI|ITG Inc.|54541
SAGE|SAGE THERAPEUTIC COM|ITGP|ITG INC.|116600
SAGE|SAGE THERAPEUTIC COM|JANY|Janney Montgomery Scott Inc.|1838
SAGE|SAGE THERAPEUTIC COM|JEFF|JEFFERIES LLC|109011
SAGE|SAGE THERAPEUTIC COM|JMPT|JUMP TRADING, LLC|49281
SAGE|SAGE THERAPEUTIC COM|JPBX|J.P. MORGAN SECURITIES LLC|54515
SAGE|SAGE THERAPEUTIC COM|JPMX|J.P. Morgan Securities LLC|500029
SAGE|SAGE THERAPEUTIC COM|JSJX|JANE STREET CAPITAL LLC|13316
SAGE|SAGE THERAPEUTIC COM|JUTA|JUMP TRADING, LLC|220
SAGE|SAGE THERAPEUTIC COM|KCGM|VIRTU Americas LLC|44436
SAGE|SAGE THERAPEUTIC COM|LEER|LEERINK PARTNERS LLC|850
SAGE|SAGE THERAPEUTIC COM|LEHM|Barclays Capital Inc./Le|1430131
SAGE|SAGE THERAPEUTIC COM|LIME|Lime Brokerage LLC|163786
SAGE|SAGE THERAPEUTIC COM|LMGP|LIME BROKERAGE LLC|3693
SAGE|SAGE THERAPEUTIC COM|LOOP|Loop Capital Markets LLC|10626
SAGE|SAGE THERAPEUTIC COM|LQNA|LIQUIDNET, INC.|54300
SAGE|SAGE THERAPEUTIC COM|LTCO|Ladenburg, Thalmann & Co., Inc.|9109
SAGE|SAGE THERAPEUTIC COM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SAGE|SAGE THERAPEUTIC COM|MAXM|Maxim Group LLC|4598
SAGE|SAGE THERAPEUTIC COM|MCMF|Raymond James Ltd. Cds|155
SAGE|SAGE THERAPEUTIC COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134800
SAGE|SAGE THERAPEUTIC COM|MOTF|MOTIF INVESTING, INC.|6
SAGE|SAGE THERAPEUTIC COM|MSCO|MORGAN STANLEY & CO. LLC|2205347
SAGE|SAGE THERAPEUTIC COM|MSPL|MORGAN STANLEY & CO. LLC|277900
SAGE|SAGE THERAPEUTIC COM|MSTX|MORGAN STANLEY & CO. LLC|36000
SAGE|SAGE THERAPEUTIC COM|NFSC|National Financial Services LLC|287081
SAGE|SAGE THERAPEUTIC COM|NITE|VIRTU Americas LLC|745786
SAGE|SAGE THERAPEUTIC COM|NITP|VIRTU Americas LLC|5353
SAGE|SAGE THERAPEUTIC COM|NQRB|Brut, LLC|8191
SAGE|SAGE THERAPEUTIC COM|NTRC|Northern Trust Securities, Inc.|759
SAGE|SAGE THERAPEUTIC COM|OPCO|Oppenheimer & Co. Inc.|3600
SAGE|SAGE THERAPEUTIC COM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|621
SAGE|SAGE THERAPEUTIC COM|PDQM|CODA MARKETS, INC.|90418
SAGE|SAGE THERAPEUTIC COM|PHLY|NASDAQ Execution Services, LLC|400
SAGE|SAGE THERAPEUTIC COM|PIPR|Piper Jaffray & Co.|3150
SAGE|SAGE THERAPEUTIC COM|PWJC|UBS Financial Services, Inc.|3229
SAGE|SAGE THERAPEUTIC COM|QMSR|QUATTRO M SECURITIES INC.|3765
SAGE|SAGE THERAPEUTIC COM|RAJA|Raymond James & Associates, Inc.|12799
SAGE|SAGE THERAPEUTIC COM|RBCM|RBC CAPITAL MARKETS, LLC|15104
SAGE|SAGE THERAPEUTIC COM|RHCO|Suntrust Robinson Humphrey, Inc.|4969
SAGE|SAGE THERAPEUTIC COM|SAGL|SAGETRADER, LLC|38023
SAGE|SAGE THERAPEUTIC COM|SAGW|SAGETRADER, LLC|308
SAGE|SAGE THERAPEUTIC COM|SBSH|Citigroup Global Markets Inc.|638139
SAGE|SAGE THERAPEUTIC COM|SGMT|GOLDMAN SACHS & CO. LLC|119300
SAGE|SAGE THERAPEUTIC COM|SOGO|Wang Investment Associates, Inc.|1400
SAGE|SAGE THERAPEUTIC COM|SPDR|SPEEDROUTE LLC|6240
SAGE|SAGE THERAPEUTIC COM|SPHN|Stephens Inc.|285
SAGE|SAGE THERAPEUTIC COM|SPTD|MINT GLOBAL MARKETS, INC.|16030
SAGE|SAGE THERAPEUTIC COM|STFL|Stifel, Nicolaus & Company, Incorporated|2437
SAGE|SAGE THERAPEUTIC COM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|35
SAGE|SAGE THERAPEUTIC COM|SWIM|TD Ameritrade, Inc.|592034
SAGE|SAGE THERAPEUTIC COM|SWST|Hilltop Securities Inc.|71
SAGE|SAGE THERAPEUTIC COM|TKNG|ALLY INVEST SECURITIES LLC|6582
SAGE|SAGE THERAPEUTIC COM|TRBT|Tradebot Systems, Inc.|162484
SAGE|SAGE THERAPEUTIC COM|TRCM|TRC MARKETS LLC|77150
SAGE|SAGE THERAPEUTIC COM|UBSA|UBS SECURITIES LLC|572158
SAGE|SAGE THERAPEUTIC COM|UBSS|UBS Securities LLC|2263515
SAGE|SAGE THERAPEUTIC COM|VALX|VIRTU AMERICAS LLC|31996
SAGE|SAGE THERAPEUTIC COM|VFIN|National Securities Corporation|30
SAGE|SAGE THERAPEUTIC COM|VGRD|Vanguard Marketing Corporation|15229
SAGE|SAGE THERAPEUTIC COM|WBLR|WILLIAM BLAIR|1703
SAGE|SAGE THERAPEUTIC COM|WBPX|SUMMIT SECURITIES GROUP, LLC|19056
SAGE|SAGE THERAPEUTIC COM|WCHV|WELLS FARGO SECURITIES, LLC|71518
SAGE|SAGE THERAPEUTIC COM|WEDB|WEDBUSH SECURITIES INC.|16870
SAGE|SAGE THERAPEUTIC COM|WEED|Weeden & Co.L.P.|1254
SAGE|SAGE THERAPEUTIC COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1879
SAGE|SAGE THERAPEUTIC COM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16017
SAGE|SAGE THERAPEUTIC COM|WGIF|CIBC World Markets Inc.|100
SAGE|SAGE THERAPEUTIC COM|WSAG|WALL STREET ACCESS|200
SAGE|SAGE THERAPEUTIC COM|WSEA|WOLVERINE SECURITIES, LLC|5453
SAGE|SAGE THERAPEUTIC COM|XIST|INSTINET, LLC|81382
SAGE|SAGE THERAPEUTIC COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|67078
SAGE|SAGE THERAPEUTIC COM|YKNA|COMHAR CAPITAL MARKETS, LLC|20040
SAGE|SAGE THERAPEUTIC COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2073
SAGG|DXN DLY BNDMKT 1X BR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|466
SAGG|DXN DLY BNDMKT 1X BR|EBXL|EBX LLC|300
SAGG|DXN DLY BNDMKT 1X BR|ETRS|E*Trade Securities LLC|86
SAGG|DXN DLY BNDMKT 1X BR|JSJX|JANE STREET CAPITAL LLC|7
SAGG|DXN DLY BNDMKT 1X BR|LIME|Lime Brokerage LLC|66
SAGG|DXN DLY BNDMKT 1X BR|NFSC|National Financial Services LLC|104
SAGG|DXN DLY BNDMKT 1X BR|NITE|VIRTU Americas LLC|104
SAGG|DXN DLY BNDMKT 1X BR|UBSA|UBS SECURITIES LLC|100
SAGG|DXN DLY BNDMKT 1X BR|UBSS|UBS Securities LLC|200
SAGG|DXN DLY BNDMKT 1X BR|VGRD|Vanguard Marketing Corporation|200
SAGG|DXN DLY BNDMKT 1X BR|WSEA|WOLVERINE SECURITIES, LLC|1
SAH|SONIC AUTOMOTIVE INC|ACLP|ALEXANDER CAPITAL, L.P.|2200
SAH|SONIC AUTOMOTIVE INC|ALTX|Alternet Securities Inc.|200
SAH|SONIC AUTOMOTIVE INC|ANOS|ABEL/NOSER, L.L.C.|918
SAH|SONIC AUTOMOTIVE INC|APCC|Apex Clearing Corporation|10959
SAH|SONIC AUTOMOTIVE INC|BARD|Robert W. Baird & Co. Incorporated|33
SAH|SONIC AUTOMOTIVE INC|BATM|CBOE TRADING, INC.|189
SAH|SONIC AUTOMOTIVE INC|BAYC|BAY CREST PARTNERS, LLC|293
SAH|SONIC AUTOMOTIVE INC|BERN|Sanford C. Bernstein & Co., LLC|26540
SAH|SONIC AUTOMOTIVE INC|BIDS|BIDS TRADING L.P.|100
SAH|SONIC AUTOMOTIVE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|257
SAH|SONIC AUTOMOTIVE INC|BNPX|BNP PARIBAS SECURITIES CORP.|37231
SAH|SONIC AUTOMOTIVE INC|BRVL|BLAYLOCK VAN, LLC|900
SAH|SONIC AUTOMOTIVE INC|BYXM|CBOE TRADING, INC.|509
SAH|SONIC AUTOMOTIVE INC|BZYD|GOLDMAN SACHS & CO. LLC|1274
SAH|SONIC AUTOMOTIVE INC|CHAS|Charles Schwab & Co., Inc.|1
SAH|SONIC AUTOMOTIVE INC|CIST|Capital Institutional Services, Inc.|409
SAH|SONIC AUTOMOTIVE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78116
SAH|SONIC AUTOMOTIVE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50
SAH|SONIC AUTOMOTIVE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
SAH|SONIC AUTOMOTIVE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62775
SAH|SONIC AUTOMOTIVE INC|CTDL|Citadel Derivatives Group Llc|980
SAH|SONIC AUTOMOTIVE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25360
SAH|SONIC AUTOMOTIVE INC|DBAB|Deutsche Bank Securities Inc.|13756
SAH|SONIC AUTOMOTIVE INC|DBAX|Deutsche Bank Securities Inc.|65900
SAH|SONIC AUTOMOTIVE INC|DBUL|Deutsche Bank Securities Inc.|200
SAH|SONIC AUTOMOTIVE INC|DEAN|MORGAN STANLEY|6731
SAH|SONIC AUTOMOTIVE INC|DEGS|RONIN PROFESSIONAL LLC|3144
SAH|SONIC AUTOMOTIVE INC|EBXL|EBX LLC|32900
SAH|SONIC AUTOMOTIVE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4510
SAH|SONIC AUTOMOTIVE INC|EDJO|Edward D. Jones & Co., L.P.|13894
SAH|SONIC AUTOMOTIVE INC|EGAM|CBOE TRADING, INC.|3234
SAH|SONIC AUTOMOTIVE INC|EGXM|CBOE TRADING, INC.|826
SAH|SONIC AUTOMOTIVE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|104
SAH|SONIC AUTOMOTIVE INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
SAH|SONIC AUTOMOTIVE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2185
SAH|SONIC AUTOMOTIVE INC|ETRS|E*Trade Securities LLC|23470
SAH|SONIC AUTOMOTIVE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|405
SAH|SONIC AUTOMOTIVE INC|FQLS|Quantlab Securities LP|16473
SAH|SONIC AUTOMOTIVE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16863
SAH|SONIC AUTOMOTIVE INC|FTBR|Foliofn Investments, Inc.|516
SAH|SONIC AUTOMOTIVE INC|GSCO|GOLDMAN SACHS & CO. LLC|134181
SAH|SONIC AUTOMOTIVE INC|GSCS|GOLDMAN SACHS & CO. LLC|4239
SAH|SONIC AUTOMOTIVE INC|GSLT|GOLDMAN SACHS & CO. LLC|1169
SAH|SONIC AUTOMOTIVE INC|GTSZ|GTS SECURITIES LLC|25935
SAH|SONIC AUTOMOTIVE INC|IATS|INTERACTIVE BROKERS LLC|801
SAH|SONIC AUTOMOTIVE INC|IBKR|Interactive Brokers Llc|8109
SAH|SONIC AUTOMOTIVE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3459
SAH|SONIC AUTOMOTIVE INC|ICBX|INSTINET, LLC|9900
SAH|SONIC AUTOMOTIVE INC|IEQY|CITADEL SECURITIES LLC|8904
SAH|SONIC AUTOMOTIVE INC|INCA|INSTINET, LLC|25124
SAH|SONIC AUTOMOTIVE INC|INJX|INSTINET, LLC|918
SAH|SONIC AUTOMOTIVE INC|ITGI|ITG Inc.|5070
SAH|SONIC AUTOMOTIVE INC|ITGP|ITG INC.|59400
SAH|SONIC AUTOMOTIVE INC|JEFF|JEFFERIES LLC|22774
SAH|SONIC AUTOMOTIVE INC|JMPT|JUMP TRADING, LLC|3440
SAH|SONIC AUTOMOTIVE INC|JPBX|J.P. MORGAN SECURITIES LLC|2368
SAH|SONIC AUTOMOTIVE INC|JPMX|J.P. Morgan Securities LLC|102230
SAH|SONIC AUTOMOTIVE INC|JSJX|JANE STREET CAPITAL LLC|5330
SAH|SONIC AUTOMOTIVE INC|KCGM|VIRTU Americas LLC|15619
SAH|SONIC AUTOMOTIVE INC|LEHM|Barclays Capital Inc./Le|110580
SAH|SONIC AUTOMOTIVE INC|LIME|Lime Brokerage LLC|8173
SAH|SONIC AUTOMOTIVE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65188
SAH|SONIC AUTOMOTIVE INC|MSCO|MORGAN STANLEY & CO. LLC|96941
SAH|SONIC AUTOMOTIVE INC|MSPL|MORGAN STANLEY & CO. LLC|86600
SAH|SONIC AUTOMOTIVE INC|MSTX|MORGAN STANLEY & CO. LLC|6000
SAH|SONIC AUTOMOTIVE INC|NFSC|National Financial Services LLC|29004
SAH|SONIC AUTOMOTIVE INC|NITE|VIRTU Americas LLC|80462
SAH|SONIC AUTOMOTIVE INC|NQRB|Brut, LLC|939
SAH|SONIC AUTOMOTIVE INC|PDQM|CODA MARKETS, INC.|1809
SAH|SONIC AUTOMOTIVE INC|RBCM|RBC CAPITAL MARKETS, LLC|200
SAH|SONIC AUTOMOTIVE INC|SAGW|SAGETRADER, LLC|87
SAH|SONIC AUTOMOTIVE INC|SBSH|Citigroup Global Markets Inc.|14094
SAH|SONIC AUTOMOTIVE INC|SGMT|GOLDMAN SACHS & CO. LLC|46776
SAH|SONIC AUTOMOTIVE INC|SPDR|SPEEDROUTE LLC|1000
SAH|SONIC AUTOMOTIVE INC|SPHN|Stephens Inc.|10868
SAH|SONIC AUTOMOTIVE INC|SWIM|TD Ameritrade, Inc.|1957
SAH|SONIC AUTOMOTIVE INC|TRBT|Tradebot Systems, Inc.|1791
SAH|SONIC AUTOMOTIVE INC|TRCM|TRC MARKETS LLC|10982
SAH|SONIC AUTOMOTIVE INC|UBSA|UBS SECURITIES LLC|118508
SAH|SONIC AUTOMOTIVE INC|UBSS|UBS Securities LLC|158289
SAH|SONIC AUTOMOTIVE INC|VALX|VIRTU AMERICAS LLC|5752
SAH|SONIC AUTOMOTIVE INC|VERT|The Vertical Trading Group, LLC|3200
SAH|SONIC AUTOMOTIVE INC|VGRD|Vanguard Marketing Corporation|2000
SAH|SONIC AUTOMOTIVE INC|WCHV|WELLS FARGO SECURITIES, LLC|7044
SAH|SONIC AUTOMOTIVE INC|WDNX|WEEDEN & CO.L.P.|206
SAH|SONIC AUTOMOTIVE INC|WEED|Weeden & Co.L.P.|15400
SAH|SONIC AUTOMOTIVE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1066
SAH|SONIC AUTOMOTIVE INC|WSEA|WOLVERINE SECURITIES, LLC|287
SAH|SONIC AUTOMOTIVE INC|XIST|INSTINET, LLC|3630
SAH|SONIC AUTOMOTIVE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
SAIA|SAIA INC|ANOS|ABEL/NOSER, L.L.C.|235
SAIA|SAIA INC|APCC|Apex Clearing Corporation|19
SAIA|SAIA INC|AQUA|AQUA SECURITIES L.P.|2500
SAIA|SAIA INC|BATM|CBOE TRADING, INC.|1717
SAIA|SAIA INC|BAYC|BAY CREST PARTNERS, LLC|754
SAIA|SAIA INC|BERN|Sanford C. Bernstein & Co., LLC|5540
SAIA|SAIA INC|BIAD|SAGETRADER, LLC|169
SAIA|SAIA INC|BIDS|BIDS TRADING L.P.|4200
SAIA|SAIA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|134
SAIA|SAIA INC|BLKX|INSTINET, LLC|75256
SAIA|SAIA INC|BMOC|BMO Capital Markets Corp.|4066
SAIA|SAIA INC|BNPX|BNP PARIBAS SECURITIES CORP.|4953
SAIA|SAIA INC|BRVL|BLAYLOCK VAN, LLC|500
SAIA|SAIA INC|BTIG|BTIG, LLC|2109
SAIA|SAIA INC|BYXM|CBOE TRADING, INC.|178
SAIA|SAIA INC|BZYD|GOLDMAN SACHS & CO. LLC|597
SAIA|SAIA INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|29400
SAIA|SAIA INC|CHAS|Charles Schwab & Co., Inc.|100
SAIA|SAIA INC|CIST|Capital Institutional Services, Inc.|150
SAIA|SAIA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33737
SAIA|SAIA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|703
SAIA|SAIA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|162
SAIA|SAIA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29562
SAIA|SAIA INC|CTDL|Citadel Derivatives Group Llc|7640
SAIA|SAIA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|26088
SAIA|SAIA INC|DBAB|Deutsche Bank Securities Inc.|214767
SAIA|SAIA INC|DBAX|Deutsche Bank Securities Inc.|74800
SAIA|SAIA INC|DBUL|Deutsche Bank Securities Inc.|1095
SAIA|SAIA INC|DEAN|MORGAN STANLEY|549
SAIA|SAIA INC|DEGS|RONIN PROFESSIONAL LLC|3611
SAIA|SAIA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6823
SAIA|SAIA INC|EBXL|EBX LLC|51300
SAIA|SAIA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|892
SAIA|SAIA INC|EDJO|Edward D. Jones & Co., L.P.|47
SAIA|SAIA INC|EGAM|CBOE TRADING, INC.|5957
SAIA|SAIA INC|EGMT|EG MARKET TECHNOLOGIES LLC|268
SAIA|SAIA INC|EGXM|CBOE TRADING, INC.|1090
SAIA|SAIA INC|ETBE|Electronic Transaction Clearing, Inc.|188
SAIA|SAIA INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|27
SAIA|SAIA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29358
SAIA|SAIA INC|ETRS|E*Trade Securities LLC|1351
SAIA|SAIA INC|FBCO|Credit Suisse Securities (USA) LLC|422868
SAIA|SAIA INC|FILL|Tradestation Securities, Inc.|672
SAIA|SAIA INC|FOMA|TD AMERITRADE CLEARING, INC.|79041
SAIA|SAIA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3674
SAIA|SAIA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28502
SAIA|SAIA INC|FTBR|Foliofn Investments, Inc.|1292
SAIA|SAIA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7501
SAIA|SAIA INC|GLPX|ACS EXECUTION SERVICES, LLC|204
SAIA|SAIA INC|GSCO|GOLDMAN SACHS & CO. LLC|428270
SAIA|SAIA INC|GSCS|GOLDMAN SACHS & CO. LLC|7121
SAIA|SAIA INC|GSLT|GOLDMAN SACHS & CO. LLC|1394
SAIA|SAIA INC|GTSZ|GTS SECURITIES LLC|3068
SAIA|SAIA INC|HPPX|POTAMUS TRADING, LLC|338
SAIA|SAIA INC|HRBF|American Enterprise Investment Services Inc.|3242
SAIA|SAIA INC|IBKR|Interactive Brokers Llc|20154
SAIA|SAIA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|203
SAIA|SAIA INC|ICBX|INSTINET, LLC|9646
SAIA|SAIA INC|IEQY|CITADEL SECURITIES LLC|37690
SAIA|SAIA INC|INCA|INSTINET, LLC|144372
SAIA|SAIA INC|INJX|INSTINET, LLC|37769
SAIA|SAIA INC|ITGI|ITG Inc.|433562
SAIA|SAIA INC|ITGP|ITG INC.|36400
SAIA|SAIA INC|JEFF|JEFFERIES LLC|42763
SAIA|SAIA INC|JMPT|JUMP TRADING, LLC|18018
SAIA|SAIA INC|JPBX|J.P. MORGAN SECURITIES LLC|5630
SAIA|SAIA INC|JPMX|J.P. Morgan Securities LLC|46119
SAIA|SAIA INC|KCGM|VIRTU Americas LLC|58560
SAIA|SAIA INC|KEYB|KEYBANC CAPITAL MARKETS INC.|37883
SAIA|SAIA INC|LEHM|Barclays Capital Inc./Le|256763
SAIA|SAIA INC|LIME|Lime Brokerage LLC|68949
SAIA|SAIA INC|LOOP|Loop Capital Markets LLC|70
SAIA|SAIA INC|LQNA|LIQUIDNET, INC.|21800
SAIA|SAIA INC|LQNB|LIQUIDNET, INC.|4200
SAIA|SAIA INC|MAXM|Maxim Group LLC|1609
SAIA|SAIA INC|MBTS|ALLY INVEST SECURITIES LLC|52
SAIA|SAIA INC|MKMP|MKM Partners LLC|1500
SAIA|SAIA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16720
SAIA|SAIA INC|MSCO|MORGAN STANLEY & CO. LLC|760249
SAIA|SAIA INC|MSPL|MORGAN STANLEY & CO. LLC|21800
SAIA|SAIA INC|MSTX|MORGAN STANLEY & CO. LLC|15200
SAIA|SAIA INC|NFSC|National Financial Services LLC|41095
SAIA|SAIA INC|NITE|VIRTU Americas LLC|56508
SAIA|SAIA INC|NITP|VIRTU Americas LLC|700
SAIA|SAIA INC|NQRB|Brut, LLC|4671
SAIA|SAIA INC|NTRC|Northern Trust Securities, Inc.|541
SAIA|SAIA INC|OPCO|Oppenheimer & Co. Inc.|3239
SAIA|SAIA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|401
SAIA|SAIA INC|PDQM|CODA MARKETS, INC.|34690
SAIA|SAIA INC|RAJA|Raymond James & Associates, Inc.|3017
SAIA|SAIA INC|RBCM|RBC CAPITAL MARKETS, LLC|850
SAIA|SAIA INC|SAGL|SAGETRADER, LLC|1955
SAIA|SAIA INC|SAGW|SAGETRADER, LLC|33
SAIA|SAIA INC|SBSH|Citigroup Global Markets Inc.|108917
SAIA|SAIA INC|SGMT|GOLDMAN SACHS & CO. LLC|17827
SAIA|SAIA INC|SPDR|SPEEDROUTE LLC|2759
SAIA|SAIA INC|SPHN|Stephens Inc.|25000
SAIA|SAIA INC|SPTD|MINT GLOBAL MARKETS, INC.|1323
SAIA|SAIA INC|STFL|Stifel, Nicolaus & Company, Incorporated|24
SAIA|SAIA INC|SWIM|TD Ameritrade, Inc.|9164
SAIA|SAIA INC|SWST|Hilltop Securities Inc.|753
SAIA|SAIA INC|TKNG|ALLY INVEST SECURITIES LLC|1217
SAIA|SAIA INC|TONC|CUTTONE & CO., LLC|440
SAIA|SAIA INC|TRBT|Tradebot Systems, Inc.|21196
SAIA|SAIA INC|TRCM|TRC MARKETS LLC|52583
SAIA|SAIA INC|UBSA|UBS SECURITIES LLC|109271
SAIA|SAIA INC|UBSS|UBS Securities LLC|516810
SAIA|SAIA INC|VALX|VIRTU AMERICAS LLC|3894
SAIA|SAIA INC|VGRD|Vanguard Marketing Corporation|891
SAIA|SAIA INC|WABR|Wall Street Access|300
SAIA|SAIA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
SAIA|SAIA INC|WCHV|WELLS FARGO SECURITIES, LLC|8962
SAIA|SAIA INC|WEDB|WEDBUSH SECURITIES INC.|200
SAIA|SAIA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1292
SAIA|SAIA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2838
SAIA|SAIA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|70
SAIA|SAIA INC|WSEA|WOLVERINE SECURITIES, LLC|493
SAIA|SAIA INC|XIST|INSTINET, LLC|15528
SAIA|SAIA INC|XPQR|Jump Trading|85
SAIA|SAIA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3824
SAIA|SAIA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|96
SAIC|SCIENCE APPLICATIONS|ALTX|Alternet Securities Inc.|4874
SAIC|SCIENCE APPLICATIONS|APCC|Apex Clearing Corporation|259
SAIC|SCIENCE APPLICATIONS|BARD|Robert W. Baird & Co. Incorporated|4
SAIC|SCIENCE APPLICATIONS|BATM|CBOE TRADING, INC.|2435
SAIC|SCIENCE APPLICATIONS|BAYC|BAY CREST PARTNERS, LLC|755
SAIC|SCIENCE APPLICATIONS|BAYT|BTIG, LLC|700
SAIC|SCIENCE APPLICATIONS|BERN|Sanford C. Bernstein & Co., LLC|2663
SAIC|SCIENCE APPLICATIONS|BIAD|SAGETRADER, LLC|2
SAIC|SCIENCE APPLICATIONS|BIDS|BIDS TRADING L.P.|1500
SAIC|SCIENCE APPLICATIONS|BIMI|Banca IMI Securities Corp.|174
SAIC|SCIENCE APPLICATIONS|BKCM|BNY Mellon Capital Markets LLC|7004
SAIC|SCIENCE APPLICATIONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|505
SAIC|SCIENCE APPLICATIONS|BMAK|BMA SECURITIES|9002
SAIC|SCIENCE APPLICATIONS|BNPX|BNP PARIBAS SECURITIES CORP.|50308
SAIC|SCIENCE APPLICATIONS|BRVL|BLAYLOCK VAN, LLC|600
SAIC|SCIENCE APPLICATIONS|BTIG|BTIG, LLC|52099
SAIC|SCIENCE APPLICATIONS|BYXM|CBOE TRADING, INC.|800
SAIC|SCIENCE APPLICATIONS|BZYD|GOLDMAN SACHS & CO. LLC|200
SAIC|SCIENCE APPLICATIONS|CANT|Cantor Fitzgerald & Co.|430
SAIC|SCIENCE APPLICATIONS|CBLC|CITIGROUP GLOBAL MARKETS INC.|18800
SAIC|SCIENCE APPLICATIONS|CHAS|Charles Schwab & Co., Inc.|284
SAIC|SCIENCE APPLICATIONS|CIST|Capital Institutional Services, Inc.|4302
SAIC|SCIENCE APPLICATIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6210
SAIC|SCIENCE APPLICATIONS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|31308
SAIC|SCIENCE APPLICATIONS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2492
SAIC|SCIENCE APPLICATIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|158698
SAIC|SCIENCE APPLICATIONS|CTDL|Citadel Derivatives Group Llc|8591
SAIC|SCIENCE APPLICATIONS|CTLR|CUTLER GROUP, LP|4210
SAIC|SCIENCE APPLICATIONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|20458
SAIC|SCIENCE APPLICATIONS|DBAB|Deutsche Bank Securities Inc.|61562
SAIC|SCIENCE APPLICATIONS|DBAX|Deutsche Bank Securities Inc.|90900
SAIC|SCIENCE APPLICATIONS|DBUL|Deutsche Bank Securities Inc.|1445
SAIC|SCIENCE APPLICATIONS|DCHF|Dart Executions, LLC|398
SAIC|SCIENCE APPLICATIONS|DEAN|MORGAN STANLEY|1601
SAIC|SCIENCE APPLICATIONS|DEGS|RONIN PROFESSIONAL LLC|778
SAIC|SCIENCE APPLICATIONS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2333
SAIC|SCIENCE APPLICATIONS|EBXL|EBX LLC|57300
SAIC|SCIENCE APPLICATIONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|16949
SAIC|SCIENCE APPLICATIONS|EDJO|Edward D. Jones & Co., L.P.|825
SAIC|SCIENCE APPLICATIONS|EGAM|CBOE TRADING, INC.|7163
SAIC|SCIENCE APPLICATIONS|EGAW|CBOE TRADING, INC.|50
SAIC|SCIENCE APPLICATIONS|EGMT|EG MARKET TECHNOLOGIES LLC|551
SAIC|SCIENCE APPLICATIONS|EGXM|CBOE TRADING, INC.|734
SAIC|SCIENCE APPLICATIONS|EGXW|CBOE TRADING, INC.|17
SAIC|SCIENCE APPLICATIONS|ESPO|ESPOSITO SECURITIES, LLC|60933
SAIC|SCIENCE APPLICATIONS|ETBE|Electronic Transaction Clearing, Inc.|412
SAIC|SCIENCE APPLICATIONS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
SAIC|SCIENCE APPLICATIONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25497
SAIC|SCIENCE APPLICATIONS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SAIC|SCIENCE APPLICATIONS|ETRS|E*Trade Securities LLC|44093
SAIC|SCIENCE APPLICATIONS|FFSI|Firstrade Securities Inc.|100
SAIC|SCIENCE APPLICATIONS|FILL|Tradestation Securities, Inc.|1703
SAIC|SCIENCE APPLICATIONS|FMAF|NBCN Inc./ CDS|373
SAIC|SCIENCE APPLICATIONS|FORD|Fordham Financial Management, Inc.|9002
SAIC|SCIENCE APPLICATIONS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5102
SAIC|SCIENCE APPLICATIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60619
SAIC|SCIENCE APPLICATIONS|FTBR|Foliofn Investments, Inc.|1278
SAIC|SCIENCE APPLICATIONS|GEBB|GLOBAL EXECUTION BROKERS, LP|2839
SAIC|SCIENCE APPLICATIONS|GLIS|TD Securities Inc|165
SAIC|SCIENCE APPLICATIONS|GLPX|ACS EXECUTION SERVICES, LLC|24726
SAIC|SCIENCE APPLICATIONS|GSCO|GOLDMAN SACHS & CO. LLC|542375
SAIC|SCIENCE APPLICATIONS|GSLT|GOLDMAN SACHS & CO. LLC|854
SAIC|SCIENCE APPLICATIONS|GTSZ|GTS SECURITIES LLC|24332
SAIC|SCIENCE APPLICATIONS|HRBF|American Enterprise Investment Services Inc.|116
SAIC|SCIENCE APPLICATIONS|IATS|INTERACTIVE BROKERS LLC|4627
SAIC|SCIENCE APPLICATIONS|IBKR|Interactive Brokers Llc|7961
SAIC|SCIENCE APPLICATIONS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
SAIC|SCIENCE APPLICATIONS|ICBX|INSTINET, LLC|14300
SAIC|SCIENCE APPLICATIONS|IEQY|CITADEL SECURITIES LLC|30327
SAIC|SCIENCE APPLICATIONS|INCA|INSTINET, LLC|98945
SAIC|SCIENCE APPLICATIONS|INJX|INSTINET, LLC|1854
SAIC|SCIENCE APPLICATIONS|ITGI|ITG Inc.|21453
SAIC|SCIENCE APPLICATIONS|ITGP|ITG INC.|21200
SAIC|SCIENCE APPLICATIONS|JANY|Janney Montgomery Scott Inc.|11
SAIC|SCIENCE APPLICATIONS|JEFF|JEFFERIES LLC|136992
SAIC|SCIENCE APPLICATIONS|JMPT|JUMP TRADING, LLC|21091
SAIC|SCIENCE APPLICATIONS|JPBX|J.P. MORGAN SECURITIES LLC|18545
SAIC|SCIENCE APPLICATIONS|JPMX|J.P. Morgan Securities LLC|181906
SAIC|SCIENCE APPLICATIONS|JSCL|JOSEPH STONE CAPITAL L.L.C.|200
SAIC|SCIENCE APPLICATIONS|JSJX|JANE STREET CAPITAL LLC|29599
SAIC|SCIENCE APPLICATIONS|KCGM|VIRTU Americas LLC|12595
SAIC|SCIENCE APPLICATIONS|KEYB|KEYBANC CAPITAL MARKETS INC.|5000
SAIC|SCIENCE APPLICATIONS|LEHM|Barclays Capital Inc./Le|173059
SAIC|SCIENCE APPLICATIONS|LIME|Lime Brokerage LLC|7778
SAIC|SCIENCE APPLICATIONS|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
SAIC|SCIENCE APPLICATIONS|LQNA|LIQUIDNET, INC.|25000
SAIC|SCIENCE APPLICATIONS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
SAIC|SCIENCE APPLICATIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60538
SAIC|SCIENCE APPLICATIONS|MOTF|MOTIF INVESTING, INC.|26
SAIC|SCIENCE APPLICATIONS|MSCO|MORGAN STANLEY & CO. LLC|360007
SAIC|SCIENCE APPLICATIONS|MSPL|MORGAN STANLEY & CO. LLC|175100
SAIC|SCIENCE APPLICATIONS|MSTX|MORGAN STANLEY & CO. LLC|53800
SAIC|SCIENCE APPLICATIONS|MTON|MILLINGTON SECURITIES, INC.|34200
SAIC|SCIENCE APPLICATIONS|NFSC|National Financial Services LLC|74693
SAIC|SCIENCE APPLICATIONS|NITE|VIRTU Americas LLC|216821
SAIC|SCIENCE APPLICATIONS|NQRB|Brut, LLC|3440
SAIC|SCIENCE APPLICATIONS|NTRC|Northern Trust Securities, Inc.|613
SAIC|SCIENCE APPLICATIONS|OPCO|Oppenheimer & Co. Inc.|11
SAIC|SCIENCE APPLICATIONS|PDQM|CODA MARKETS, INC.|70138
SAIC|SCIENCE APPLICATIONS|PIPR|Piper Jaffray & Co.|32
SAIC|SCIENCE APPLICATIONS|QMSR|QUATTRO M SECURITIES INC.|512
SAIC|SCIENCE APPLICATIONS|RBCM|RBC CAPITAL MARKETS, LLC|1000
SAIC|SCIENCE APPLICATIONS|RHCO|Suntrust Robinson Humphrey, Inc.|7086
SAIC|SCIENCE APPLICATIONS|SAGL|SAGETRADER, LLC|9565
SAIC|SCIENCE APPLICATIONS|SBSH|Citigroup Global Markets Inc.|26839
SAIC|SCIENCE APPLICATIONS|SGMT|GOLDMAN SACHS & CO. LLC|37181
SAIC|SCIENCE APPLICATIONS|SPDR|SPEEDROUTE LLC|12304
SAIC|SCIENCE APPLICATIONS|SPTD|MINT GLOBAL MARKETS, INC.|100
SAIC|SCIENCE APPLICATIONS|STFL|Stifel, Nicolaus & Company, Incorporated|238
SAIC|SCIENCE APPLICATIONS|STKP|STOCKPILE INVESTMENTS, INC.|2
SAIC|SCIENCE APPLICATIONS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3982
SAIC|SCIENCE APPLICATIONS|SWIM|TD Ameritrade, Inc.|66189
SAIC|SCIENCE APPLICATIONS|SWST|Hilltop Securities Inc.|6
SAIC|SCIENCE APPLICATIONS|TKNG|ALLY INVEST SECURITIES LLC|476
SAIC|SCIENCE APPLICATIONS|TRBT|Tradebot Systems, Inc.|62945
SAIC|SCIENCE APPLICATIONS|TRCM|TRC MARKETS LLC|31426
SAIC|SCIENCE APPLICATIONS|UBSA|UBS SECURITIES LLC|214721
SAIC|SCIENCE APPLICATIONS|UBSS|UBS Securities LLC|368336
SAIC|SCIENCE APPLICATIONS|VALX|VIRTU AMERICAS LLC|5699
SAIC|SCIENCE APPLICATIONS|VGRD|Vanguard Marketing Corporation|5961
SAIC|SCIENCE APPLICATIONS|WBET|Wallachbeth Capital LLC|1636
SAIC|SCIENCE APPLICATIONS|WBPX|SUMMIT SECURITIES GROUP, LLC|100
SAIC|SCIENCE APPLICATIONS|WCHV|WELLS FARGO SECURITIES, LLC|67091
SAIC|SCIENCE APPLICATIONS|WDNX|WEEDEN & CO.L.P.|1222
SAIC|SCIENCE APPLICATIONS|WEDB|WEDBUSH SECURITIES INC.|600
SAIC|SCIENCE APPLICATIONS|WEED|Weeden & Co.L.P.|3255
SAIC|SCIENCE APPLICATIONS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3997
SAIC|SCIENCE APPLICATIONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6292
SAIC|SCIENCE APPLICATIONS|WGIF|CIBC World Markets Inc.|39
SAIC|SCIENCE APPLICATIONS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|101
SAIC|SCIENCE APPLICATIONS|WSEA|WOLVERINE SECURITIES, LLC|1959
SAIC|SCIENCE APPLICATIONS|XIST|INSTINET, LLC|52200
SAIC|SCIENCE APPLICATIONS|XPQR|Jump Trading|100
SAIC|SCIENCE APPLICATIONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|18308
SAIC|SCIENCE APPLICATIONS|YKNA|COMHAR CAPITAL MARKETS, LLC|9963
SAIC|SCIENCE APPLICATIONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1493
SAIL|SAILPOINT TECHNOLOGI|AGIS|Aegis Capital Corp.|6000
SAIL|SAILPOINT TECHNOLOGI|ALTX|Alternet Securities Inc.|19511
SAIL|SAILPOINT TECHNOLOGI|ANOS|ABEL/NOSER, L.L.C.|170
SAIL|SAILPOINT TECHNOLOGI|APCC|Apex Clearing Corporation|9279
SAIL|SAILPOINT TECHNOLOGI|BARD|Robert W. Baird & Co. Incorporated|1300
SAIL|SAILPOINT TECHNOLOGI|BATM|CBOE TRADING, INC.|6143
SAIL|SAILPOINT TECHNOLOGI|BAYC|BAY CREST PARTNERS, LLC|366
SAIL|SAILPOINT TECHNOLOGI|BAYT|BTIG, LLC|7590
SAIL|SAILPOINT TECHNOLOGI|BERN|Sanford C. Bernstein & Co., LLC|19954
SAIL|SAILPOINT TECHNOLOGI|BIDS|BIDS TRADING L.P.|100
SAIL|SAILPOINT TECHNOLOGI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17887
SAIL|SAILPOINT TECHNOLOGI|BLKX|INSTINET, LLC|23900
SAIL|SAILPOINT TECHNOLOGI|BMAK|BMA SECURITIES|84062
SAIL|SAILPOINT TECHNOLOGI|BNPX|BNP PARIBAS SECURITIES CORP.|1886
SAIL|SAILPOINT TECHNOLOGI|BTIG|BTIG, LLC|212403
SAIL|SAILPOINT TECHNOLOGI|BYXM|CBOE TRADING, INC.|1600
SAIL|SAILPOINT TECHNOLOGI|CHAS|Charles Schwab & Co., Inc.|5750
SAIL|SAILPOINT TECHNOLOGI|CIST|Capital Institutional Services, Inc.|5200
SAIL|SAILPOINT TECHNOLOGI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|129974
SAIL|SAILPOINT TECHNOLOGI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4403
SAIL|SAILPOINT TECHNOLOGI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
SAIL|SAILPOINT TECHNOLOGI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|469941
SAIL|SAILPOINT TECHNOLOGI|CTDL|Citadel Derivatives Group Llc|7215
SAIL|SAILPOINT TECHNOLOGI|CXCX|CITIGROUP GLOBAL MARKETS INC.|43200
SAIL|SAILPOINT TECHNOLOGI|DBAB|Deutsche Bank Securities Inc.|393273
SAIL|SAILPOINT TECHNOLOGI|DBAX|Deutsche Bank Securities Inc.|358900
SAIL|SAILPOINT TECHNOLOGI|DBUL|Deutsche Bank Securities Inc.|400
SAIL|SAILPOINT TECHNOLOGI|DCHF|Dart Executions, LLC|8318
SAIL|SAILPOINT TECHNOLOGI|DEAN|MORGAN STANLEY|25953
SAIL|SAILPOINT TECHNOLOGI|DEGS|RONIN PROFESSIONAL LLC|8834
SAIL|SAILPOINT TECHNOLOGI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
SAIL|SAILPOINT TECHNOLOGI|EBXL|EBX LLC|187700
SAIL|SAILPOINT TECHNOLOGI|ECUT|CONVERGEX EXECUTION SOLUTIONS|7162
SAIL|SAILPOINT TECHNOLOGI|EDJO|Edward D. Jones & Co., L.P.|1449
SAIL|SAILPOINT TECHNOLOGI|EGAM|CBOE TRADING, INC.|31036
SAIL|SAILPOINT TECHNOLOGI|EGAW|CBOE TRADING, INC.|800
SAIL|SAILPOINT TECHNOLOGI|EGXM|CBOE TRADING, INC.|11778
SAIL|SAILPOINT TECHNOLOGI|EGXW|CBOE TRADING, INC.|100
SAIL|SAILPOINT TECHNOLOGI|ETBE|Electronic Transaction Clearing, Inc.|17904
SAIL|SAILPOINT TECHNOLOGI|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
SAIL|SAILPOINT TECHNOLOGI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23205
SAIL|SAILPOINT TECHNOLOGI|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
SAIL|SAILPOINT TECHNOLOGI|ETRS|E*Trade Securities LLC|388804
SAIL|SAILPOINT TECHNOLOGI|FILL|Tradestation Securities, Inc.|5915
SAIL|SAILPOINT TECHNOLOGI|FMAF|NBCN Inc./ CDS|2316
SAIL|SAILPOINT TECHNOLOGI|FORD|Fordham Financial Management, Inc.|83423
SAIL|SAILPOINT TECHNOLOGI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36013
SAIL|SAILPOINT TECHNOLOGI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130116
SAIL|SAILPOINT TECHNOLOGI|FTBR|Foliofn Investments, Inc.|1671
SAIL|SAILPOINT TECHNOLOGI|GEBB|GLOBAL EXECUTION BROKERS, LP|1397
SAIL|SAILPOINT TECHNOLOGI|GLIS|TD Securities Inc|2196
SAIL|SAILPOINT TECHNOLOGI|GLPX|ACS EXECUTION SERVICES, LLC|32594
SAIL|SAILPOINT TECHNOLOGI|GSCO|GOLDMAN SACHS & CO. LLC|778915
SAIL|SAILPOINT TECHNOLOGI|GSCS|GOLDMAN SACHS & CO. LLC|37734
SAIL|SAILPOINT TECHNOLOGI|GSLT|GOLDMAN SACHS & CO. LLC|6501
SAIL|SAILPOINT TECHNOLOGI|GTSZ|GTS SECURITIES LLC|41805
SAIL|SAILPOINT TECHNOLOGI|HRBF|American Enterprise Investment Services Inc.|2474
SAIL|SAILPOINT TECHNOLOGI|IATS|INTERACTIVE BROKERS LLC|12477
SAIL|SAILPOINT TECHNOLOGI|IBKR|Interactive Brokers Llc|29206
SAIL|SAILPOINT TECHNOLOGI|ICBX|INSTINET, LLC|66116
SAIL|SAILPOINT TECHNOLOGI|IEQY|CITADEL SECURITIES LLC|42804
SAIL|SAILPOINT TECHNOLOGI|INCA|INSTINET, LLC|210637
SAIL|SAILPOINT TECHNOLOGI|INJX|INSTINET, LLC|3124
SAIL|SAILPOINT TECHNOLOGI|ITGI|ITG Inc.|110852
SAIL|SAILPOINT TECHNOLOGI|ITGP|ITG INC.|89800
SAIL|SAILPOINT TECHNOLOGI|JANY|Janney Montgomery Scott Inc.|200
SAIL|SAILPOINT TECHNOLOGI|JEFF|JEFFERIES LLC|137185
SAIL|SAILPOINT TECHNOLOGI|JMPT|JUMP TRADING, LLC|51362
SAIL|SAILPOINT TECHNOLOGI|JONE|JonesTrading|6226
SAIL|SAILPOINT TECHNOLOGI|JPBX|J.P. MORGAN SECURITIES LLC|41850
SAIL|SAILPOINT TECHNOLOGI|JPMX|J.P. Morgan Securities LLC|481058
SAIL|SAILPOINT TECHNOLOGI|JSJX|JANE STREET CAPITAL LLC|16971
SAIL|SAILPOINT TECHNOLOGI|KCGM|VIRTU Americas LLC|67623
SAIL|SAILPOINT TECHNOLOGI|KCRD|PHX FINANCIAL, INC.|4900
SAIL|SAILPOINT TECHNOLOGI|KEYB|KEYBANC CAPITAL MARKETS INC.|2693
SAIL|SAILPOINT TECHNOLOGI|LEHM|Barclays Capital Inc./Le|603986
SAIL|SAILPOINT TECHNOLOGI|LIME|Lime Brokerage LLC|22738
SAIL|SAILPOINT TECHNOLOGI|LOOP|Loop Capital Markets LLC|300
SAIL|SAILPOINT TECHNOLOGI|LQNA|LIQUIDNET, INC.|159200
SAIL|SAILPOINT TECHNOLOGI|LQNB|LIQUIDNET, INC.|5900
SAIL|SAILPOINT TECHNOLOGI|LSCI|Lek Securities Corporation|798
SAIL|SAILPOINT TECHNOLOGI|MAXM|Maxim Group LLC|400
SAIL|SAILPOINT TECHNOLOGI|MBTS|ALLY INVEST SECURITIES LLC|300
SAIL|SAILPOINT TECHNOLOGI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|178970
SAIL|SAILPOINT TECHNOLOGI|MOTF|MOTIF INVESTING, INC.|87
SAIL|SAILPOINT TECHNOLOGI|MSCO|MORGAN STANLEY & CO. LLC|1012388
SAIL|SAILPOINT TECHNOLOGI|MSPL|MORGAN STANLEY & CO. LLC|300700
SAIL|SAILPOINT TECHNOLOGI|MSTX|MORGAN STANLEY & CO. LLC|132900
SAIL|SAILPOINT TECHNOLOGI|NATL|National Securities Corporation|863
SAIL|SAILPOINT TECHNOLOGI|NEED|Needham & Company, LLC|61891
SAIL|SAILPOINT TECHNOLOGI|NFSC|National Financial Services LLC|677049
SAIL|SAILPOINT TECHNOLOGI|NITE|VIRTU Americas LLC|811277
SAIL|SAILPOINT TECHNOLOGI|NITP|VIRTU Americas LLC|502
SAIL|SAILPOINT TECHNOLOGI|NMRA|Nomura Securities International, Inc.|200
SAIL|SAILPOINT TECHNOLOGI|NQRB|Brut, LLC|27603
SAIL|SAILPOINT TECHNOLOGI|OPCO|Oppenheimer & Co. Inc.|16703
SAIL|SAILPOINT TECHNOLOGI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7600
SAIL|SAILPOINT TECHNOLOGI|PCPT|PHILLIP CAPITAL INC.|12
SAIL|SAILPOINT TECHNOLOGI|PDQM|CODA MARKETS, INC.|88942
SAIL|SAILPOINT TECHNOLOGI|PHLY|NASDAQ Execution Services, LLC|3800
SAIL|SAILPOINT TECHNOLOGI|PIPR|Piper Jaffray & Co.|408
SAIL|SAILPOINT TECHNOLOGI|PNSR|Penserra Securities, LLC|6416
SAIL|SAILPOINT TECHNOLOGI|PWJC|UBS Financial Services, Inc.|2300
SAIL|SAILPOINT TECHNOLOGI|RBCM|RBC CAPITAL MARKETS, LLC|23471
SAIL|SAILPOINT TECHNOLOGI|RGLD|Regal Securities, Inc|164
SAIL|SAILPOINT TECHNOLOGI|RJLC|RJL CAPITAL GROUP, LLC|100
SAIL|SAILPOINT TECHNOLOGI|SAGL|SAGETRADER, LLC|20273
SAIL|SAILPOINT TECHNOLOGI|SBSH|Citigroup Global Markets Inc.|55794
SAIL|SAILPOINT TECHNOLOGI|SGMT|GOLDMAN SACHS & CO. LLC|124406
SAIL|SAILPOINT TECHNOLOGI|SIDC|Sidoti & Company, LLC|200
SAIL|SAILPOINT TECHNOLOGI|SPDR|SPEEDROUTE LLC|10550
SAIL|SAILPOINT TECHNOLOGI|STFL|Stifel, Nicolaus & Company, Incorporated|13880
SAIL|SAILPOINT TECHNOLOGI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3149
SAIL|SAILPOINT TECHNOLOGI|SWIM|TD Ameritrade, Inc.|207955
SAIL|SAILPOINT TECHNOLOGI|SWST|Hilltop Securities Inc.|250
SAIL|SAILPOINT TECHNOLOGI|TDCO|Thompson Davis & Co., Inc.|1635
SAIL|SAILPOINT TECHNOLOGI|TKNG|ALLY INVEST SECURITIES LLC|4397
SAIL|SAILPOINT TECHNOLOGI|TRBT|Tradebot Systems, Inc.|271702
SAIL|SAILPOINT TECHNOLOGI|TRCM|TRC MARKETS LLC|8950
SAIL|SAILPOINT TECHNOLOGI|TWTT|TASTYWORKS, INC.|2123
SAIL|SAILPOINT TECHNOLOGI|UBSS|UBS Securities LLC|739360
SAIL|SAILPOINT TECHNOLOGI|VALX|VIRTU AMERICAS LLC|14489
SAIL|SAILPOINT TECHNOLOGI|VGRD|Vanguard Marketing Corporation|24371
SAIL|SAILPOINT TECHNOLOGI|VSIN|Vision Financial Markets Llc|26
SAIL|SAILPOINT TECHNOLOGI|WBPX|SUMMIT SECURITIES GROUP, LLC|955
SAIL|SAILPOINT TECHNOLOGI|WCHV|WELLS FARGO SECURITIES, LLC|85690
SAIL|SAILPOINT TECHNOLOGI|WEED|Weeden & Co.L.P.|2500
SAIL|SAILPOINT TECHNOLOGI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9724
SAIL|SAILPOINT TECHNOLOGI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17345
SAIL|SAILPOINT TECHNOLOGI|WGIF|CIBC World Markets Inc.|1260
SAIL|SAILPOINT TECHNOLOGI|WSEA|WOLVERINE SECURITIES, LLC|11178
SAIL|SAILPOINT TECHNOLOGI|XIST|INSTINET, LLC|56000
SAIL|SAILPOINT TECHNOLOGI|XPQR|Jump Trading|700
SAIL|SAILPOINT TECHNOLOGI|XSTM|NATIONAL FINANCIAL SERVICES LLC|152564
SAIL|SAILPOINT TECHNOLOGI|YKNA|COMHAR CAPITAL MARKETS, LLC|1698
SAIL|SAILPOINT TECHNOLOGI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
SAL|SALISBURY BANCORP|APCC|Apex Clearing Corporation|263
SAL|SALISBURY BANCORP|BATM|CBOE TRADING, INC.|50
SAL|SALISBURY BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
SAL|SALISBURY BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2157
SAL|SALISBURY BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2213
SAL|SALISBURY BANCORP|DBAB|Deutsche Bank Securities Inc.|99
SAL|SALISBURY BANCORP|DBAX|Deutsche Bank Securities Inc.|100
SAL|SALISBURY BANCORP|FBCO|Credit Suisse Securities (USA) LLC|531
SAL|SALISBURY BANCORP|FINX|FINTECH SECURITIES|504
SAL|SALISBURY BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|18242
SAL|SALISBURY BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|240
SAL|SALISBURY BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|228
SAL|SALISBURY BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|1919
SAL|SALISBURY BANCORP|HRBF|American Enterprise Investment Services Inc.|600
SAL|SALISBURY BANCORP|IBKR|Interactive Brokers Llc|4280
SAL|SALISBURY BANCORP|ICBX|INSTINET, LLC|200
SAL|SALISBURY BANCORP|INCA|INSTINET, LLC|2586
SAL|SALISBURY BANCORP|INJX|INSTINET, LLC|547
SAL|SALISBURY BANCORP|ITGI|ITG Inc.|3280
SAL|SALISBURY BANCORP|JEFF|JEFFERIES LLC|207
SAL|SALISBURY BANCORP|LEHM|Barclays Capital Inc./Le|65
SAL|SALISBURY BANCORP|LIME|Lime Brokerage LLC|3773
SAL|SALISBURY BANCORP|MSCO|MORGAN STANLEY & CO. LLC|268
SAL|SALISBURY BANCORP|NFSC|National Financial Services LLC|1040
SAL|SALISBURY BANCORP|NITE|VIRTU Americas LLC|7959
SAL|SALISBURY BANCORP|OPCO|Oppenheimer & Co. Inc.|610
SAL|SALISBURY BANCORP|PDQM|CODA MARKETS, INC.|100
SAL|SALISBURY BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|100
SAL|SALISBURY BANCORP|SPTD|MINT GLOBAL MARKETS, INC.|683
SAL|SALISBURY BANCORP|TRCM|TRC MARKETS LLC|285
SAL|SALISBURY BANCORP|UBSA|UBS SECURITIES LLC|700
SAL|SALISBURY BANCORP|UBSS|UBS Securities LLC|1591
SAL|SALISBURY BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|40
SALM|SALEM MEDIA GRP INC|APCC|Apex Clearing Corporation|7182
SALM|SALEM MEDIA GRP INC|BAYC|BAY CREST PARTNERS, LLC|1082
SALM|SALEM MEDIA GRP INC|BIAD|SAGETRADER, LLC|1
SALM|SALEM MEDIA GRP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3500
SALM|SALEM MEDIA GRP INC|BMOC|BMO Capital Markets Corp.|1758
SALM|SALEM MEDIA GRP INC|BNPX|BNP PARIBAS SECURITIES CORP.|579
SALM|SALEM MEDIA GRP INC|BTIG|BTIG, LLC|2340
SALM|SALEM MEDIA GRP INC|BYXM|CBOE TRADING, INC.|26
SALM|SALEM MEDIA GRP INC|CANT|Cantor Fitzgerald & Co.|625
SALM|SALEM MEDIA GRP INC|CHAS|Charles Schwab & Co., Inc.|53
SALM|SALEM MEDIA GRP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32
SALM|SALEM MEDIA GRP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|961
SALM|SALEM MEDIA GRP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35070
SALM|SALEM MEDIA GRP INC|CTDL|Citadel Derivatives Group Llc|668
SALM|SALEM MEDIA GRP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1498
SALM|SALEM MEDIA GRP INC|DAVA|Davenport & Company LLC|300
SALM|SALEM MEDIA GRP INC|DBAB|Deutsche Bank Securities Inc.|116710
SALM|SALEM MEDIA GRP INC|DBAX|Deutsche Bank Securities Inc.|11900
SALM|SALEM MEDIA GRP INC|DEAN|MORGAN STANLEY|6213
SALM|SALEM MEDIA GRP INC|DEGS|RONIN PROFESSIONAL LLC|15542
SALM|SALEM MEDIA GRP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4000
SALM|SALEM MEDIA GRP INC|EBXL|EBX LLC|11400
SALM|SALEM MEDIA GRP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|838
SALM|SALEM MEDIA GRP INC|EDJO|Edward D. Jones & Co., L.P.|1619
SALM|SALEM MEDIA GRP INC|EGAM|CBOE TRADING, INC.|1354
SALM|SALEM MEDIA GRP INC|ETBE|Electronic Transaction Clearing, Inc.|200
SALM|SALEM MEDIA GRP INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|17
SALM|SALEM MEDIA GRP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2400
SALM|SALEM MEDIA GRP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1068
SALM|SALEM MEDIA GRP INC|ETRS|E*Trade Securities LLC|61679
SALM|SALEM MEDIA GRP INC|FBCO|Credit Suisse Securities (USA) LLC|26146
SALM|SALEM MEDIA GRP INC|FILL|Tradestation Securities, Inc.|2773
SALM|SALEM MEDIA GRP INC|FOMA|TD AMERITRADE CLEARING, INC.|94892
SALM|SALEM MEDIA GRP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4203
SALM|SALEM MEDIA GRP INC|FTBR|Foliofn Investments, Inc.|30535
SALM|SALEM MEDIA GRP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4623
SALM|SALEM MEDIA GRP INC|GLPX|ACS EXECUTION SERVICES, LLC|475
SALM|SALEM MEDIA GRP INC|GSCO|GOLDMAN SACHS & CO. LLC|291038
SALM|SALEM MEDIA GRP INC|GSCS|GOLDMAN SACHS & CO. LLC|200
SALM|SALEM MEDIA GRP INC|GSLT|GOLDMAN SACHS & CO. LLC|2680
SALM|SALEM MEDIA GRP INC|GTSZ|GTS SECURITIES LLC|10128
SALM|SALEM MEDIA GRP INC|HRBF|American Enterprise Investment Services Inc.|1004
SALM|SALEM MEDIA GRP INC|IATS|INTERACTIVE BROKERS LLC|4000
SALM|SALEM MEDIA GRP INC|IBKR|Interactive Brokers Llc|41789
SALM|SALEM MEDIA GRP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2782
SALM|SALEM MEDIA GRP INC|ICBX|INSTINET, LLC|14667
SALM|SALEM MEDIA GRP INC|IEQY|CITADEL SECURITIES LLC|220
SALM|SALEM MEDIA GRP INC|INCA|INSTINET, LLC|53122
SALM|SALEM MEDIA GRP INC|INJX|INSTINET, LLC|1561
SALM|SALEM MEDIA GRP INC|ITGI|ITG Inc.|8414
SALM|SALEM MEDIA GRP INC|ITGP|ITG INC.|41400
SALM|SALEM MEDIA GRP INC|JEFF|JEFFERIES LLC|8041
SALM|SALEM MEDIA GRP INC|JMPT|JUMP TRADING, LLC|340
SALM|SALEM MEDIA GRP INC|JPMX|J.P. Morgan Securities LLC|34188
SALM|SALEM MEDIA GRP INC|JSJX|JANE STREET CAPITAL LLC|3106
SALM|SALEM MEDIA GRP INC|KCGM|VIRTU Americas LLC|2520
SALM|SALEM MEDIA GRP INC|LEHM|Barclays Capital Inc./Le|177718
SALM|SALEM MEDIA GRP INC|LIME|Lime Brokerage LLC|44511
SALM|SALEM MEDIA GRP INC|LMGP|LIME BROKERAGE LLC|12557
SALM|SALEM MEDIA GRP INC|LOOP|Loop Capital Markets LLC|2209
SALM|SALEM MEDIA GRP INC|LQNA|LIQUIDNET, INC.|7900
SALM|SALEM MEDIA GRP INC|LTCO|Ladenburg, Thalmann & Co., Inc.|500
SALM|SALEM MEDIA GRP INC|MAXM|Maxim Group LLC|342
SALM|SALEM MEDIA GRP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38726
SALM|SALEM MEDIA GRP INC|MSCO|MORGAN STANLEY & CO. LLC|383898
SALM|SALEM MEDIA GRP INC|MSPL|MORGAN STANLEY & CO. LLC|39900
SALM|SALEM MEDIA GRP INC|MSTX|MORGAN STANLEY & CO. LLC|36200
SALM|SALEM MEDIA GRP INC|NEUB|NEUBERGER BERMAN BD LLC|1500
SALM|SALEM MEDIA GRP INC|NFSC|National Financial Services LLC|175558
SALM|SALEM MEDIA GRP INC|NITE|VIRTU Americas LLC|359164
SALM|SALEM MEDIA GRP INC|PDQM|CODA MARKETS, INC.|13455
SALM|SALEM MEDIA GRP INC|RBCM|RBC CAPITAL MARKETS, LLC|2
SALM|SALEM MEDIA GRP INC|SALI|INTL FCSTONE FINANCIAL INC.|1847
SALM|SALEM MEDIA GRP INC|SBSH|Citigroup Global Markets Inc.|339586
SALM|SALEM MEDIA GRP INC|SGMT|GOLDMAN SACHS & CO. LLC|8943
SALM|SALEM MEDIA GRP INC|SPDR|SPEEDROUTE LLC|5951
SALM|SALEM MEDIA GRP INC|STFL|Stifel, Nicolaus & Company, Incorporated|23092
SALM|SALEM MEDIA GRP INC|SWIM|TD Ameritrade, Inc.|25100
SALM|SALEM MEDIA GRP INC|TKNG|ALLY INVEST SECURITIES LLC|4833
SALM|SALEM MEDIA GRP INC|TRBT|Tradebot Systems, Inc.|1814
SALM|SALEM MEDIA GRP INC|TRCM|TRC MARKETS LLC|14615
SALM|SALEM MEDIA GRP INC|TWTT|TASTYWORKS, INC.|330
SALM|SALEM MEDIA GRP INC|UBSA|UBS SECURITIES LLC|101970
SALM|SALEM MEDIA GRP INC|UBSS|UBS Securities LLC|384959
SALM|SALEM MEDIA GRP INC|VALX|VIRTU AMERICAS LLC|12901
SALM|SALEM MEDIA GRP INC|VGRD|Vanguard Marketing Corporation|103707
SALM|SALEM MEDIA GRP INC|WCHV|WELLS FARGO SECURITIES, LLC|32564
SALM|SALEM MEDIA GRP INC|WEED|Weeden & Co.L.P.|8397
SALM|SALEM MEDIA GRP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|371
SALM|SALEM MEDIA GRP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|626
SALM|SALEM MEDIA GRP INC|WSEA|WOLVERINE SECURITIES, LLC|6830
SALM|SALEM MEDIA GRP INC|WTFS|JUST2TRADE, INC.|60
SALM|SALEM MEDIA GRP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
SALT|SCORPIO BULKERS INC.|ANDG|Andrew Garrett Inc.|221275
SALT|SCORPIO BULKERS INC.|APCC|Apex Clearing Corporation|2254
SALT|SCORPIO BULKERS INC.|BAYT|BTIG, LLC|75926
SALT|SCORPIO BULKERS INC.|BERN|Sanford C. Bernstein & Co., LLC|1500
SALT|SCORPIO BULKERS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5625
SALT|SCORPIO BULKERS INC.|BTIG|BTIG, LLC|808100
SALT|SCORPIO BULKERS INC.|BZYD|GOLDMAN SACHS & CO. LLC|2600
SALT|SCORPIO BULKERS INC.|CHAS|Charles Schwab & Co., Inc.|3835
SALT|SCORPIO BULKERS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27760
SALT|SCORPIO BULKERS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
SALT|SCORPIO BULKERS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81858
SALT|SCORPIO BULKERS INC.|CTDL|Citadel Derivatives Group Llc|2604
SALT|SCORPIO BULKERS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|68782
SALT|SCORPIO BULKERS INC.|DBAB|Deutsche Bank Securities Inc.|22507
SALT|SCORPIO BULKERS INC.|DBAX|Deutsche Bank Securities Inc.|86300
SALT|SCORPIO BULKERS INC.|DEAN|MORGAN STANLEY|500
SALT|SCORPIO BULKERS INC.|DEGS|RONIN PROFESSIONAL LLC|1346
SALT|SCORPIO BULKERS INC.|EBXL|EBX LLC|74900
SALT|SCORPIO BULKERS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|295
SALT|SCORPIO BULKERS INC.|EGAM|CBOE TRADING, INC.|9096
SALT|SCORPIO BULKERS INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|718
SALT|SCORPIO BULKERS INC.|ETCC|Electronic Transaction Clearing, Inc.|100
SALT|SCORPIO BULKERS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3622
SALT|SCORPIO BULKERS INC.|ETRS|E*Trade Securities LLC|32771
SALT|SCORPIO BULKERS INC.|FILL|Tradestation Securities, Inc.|50
SALT|SCORPIO BULKERS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|891
SALT|SCORPIO BULKERS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36782
SALT|SCORPIO BULKERS INC.|FTBR|Foliofn Investments, Inc.|16
SALT|SCORPIO BULKERS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|9760
SALT|SCORPIO BULKERS INC.|GLIS|TD Securities Inc|500
SALT|SCORPIO BULKERS INC.|GSCO|GOLDMAN SACHS & CO. LLC|90524
SALT|SCORPIO BULKERS INC.|GSCS|GOLDMAN SACHS & CO. LLC|74681
SALT|SCORPIO BULKERS INC.|GSLT|GOLDMAN SACHS & CO. LLC|6804
SALT|SCORPIO BULKERS INC.|GTSZ|GTS SECURITIES LLC|18340
SALT|SCORPIO BULKERS INC.|HPPX|POTAMUS TRADING, LLC|1334
SALT|SCORPIO BULKERS INC.|IBKR|Interactive Brokers Llc|31580
SALT|SCORPIO BULKERS INC.|ICBX|INSTINET, LLC|16469
SALT|SCORPIO BULKERS INC.|IEQY|CITADEL SECURITIES LLC|5955
SALT|SCORPIO BULKERS INC.|INCA|INSTINET, LLC|88251
SALT|SCORPIO BULKERS INC.|INJX|INSTINET, LLC|9500
SALT|SCORPIO BULKERS INC.|ITGI|ITG Inc.|11814
SALT|SCORPIO BULKERS INC.|ITGP|ITG INC.|36600
SALT|SCORPIO BULKERS INC.|JEFF|JEFFERIES LLC|2842
SALT|SCORPIO BULKERS INC.|JMPT|JUMP TRADING, LLC|645
SALT|SCORPIO BULKERS INC.|JPBX|J.P. MORGAN SECURITIES LLC|17432
SALT|SCORPIO BULKERS INC.|JPMX|J.P. Morgan Securities LLC|246067
SALT|SCORPIO BULKERS INC.|KCGM|VIRTU Americas LLC|71743
SALT|SCORPIO BULKERS INC.|LEHM|Barclays Capital Inc./Le|310188
SALT|SCORPIO BULKERS INC.|LIME|Lime Brokerage LLC|7942
SALT|SCORPIO BULKERS INC.|LSCI|Lek Securities Corporation|1484
SALT|SCORPIO BULKERS INC.|MAXM|Maxim Group LLC|40000
SALT|SCORPIO BULKERS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83580
SALT|SCORPIO BULKERS INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|20061
SALT|SCORPIO BULKERS INC.|MSCO|MORGAN STANLEY & CO. LLC|140565
SALT|SCORPIO BULKERS INC.|MSPL|MORGAN STANLEY & CO. LLC|42200
SALT|SCORPIO BULKERS INC.|MSTX|MORGAN STANLEY & CO. LLC|44400
SALT|SCORPIO BULKERS INC.|NFSC|National Financial Services LLC|136249
SALT|SCORPIO BULKERS INC.|NITE|VIRTU Americas LLC|239483
SALT|SCORPIO BULKERS INC.|NITP|VIRTU Americas LLC|1749
SALT|SCORPIO BULKERS INC.|NQRB|Brut, LLC|28921
SALT|SCORPIO BULKERS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|600
SALT|SCORPIO BULKERS INC.|OPCO|Oppenheimer & Co. Inc.|75003
SALT|SCORPIO BULKERS INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|870
SALT|SCORPIO BULKERS INC.|PDQM|CODA MARKETS, INC.|151125
SALT|SCORPIO BULKERS INC.|PWJC|UBS Financial Services, Inc.|7430
SALT|SCORPIO BULKERS INC.|RBCM|RBC CAPITAL MARKETS, LLC|252593
SALT|SCORPIO BULKERS INC.|SAGL|SAGETRADER, LLC|4081
SALT|SCORPIO BULKERS INC.|SAGW|SAGETRADER, LLC|604
SALT|SCORPIO BULKERS INC.|SBSH|Citigroup Global Markets Inc.|31484
SALT|SCORPIO BULKERS INC.|SGMT|GOLDMAN SACHS & CO. LLC|90494
SALT|SCORPIO BULKERS INC.|SPDR|SPEEDROUTE LLC|6825
SALT|SCORPIO BULKERS INC.|SPGS|Sea Port Group Securities, LLC|100000
SALT|SCORPIO BULKERS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1770
SALT|SCORPIO BULKERS INC.|STXG|Stockcross Financial Services, Inc.|40000
SALT|SCORPIO BULKERS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
SALT|SCORPIO BULKERS INC.|SWIM|TD Ameritrade, Inc.|28259
SALT|SCORPIO BULKERS INC.|TKNG|ALLY INVEST SECURITIES LLC|4906
SALT|SCORPIO BULKERS INC.|TRBT|Tradebot Systems, Inc.|3200
SALT|SCORPIO BULKERS INC.|TRCM|TRC MARKETS LLC|14254
SALT|SCORPIO BULKERS INC.|UBSA|UBS SECURITIES LLC|380941
SALT|SCORPIO BULKERS INC.|UBSS|UBS Securities LLC|167575
SALT|SCORPIO BULKERS INC.|VALX|VIRTU AMERICAS LLC|22047
SALT|SCORPIO BULKERS INC.|VGRD|Vanguard Marketing Corporation|2855
SALT|SCORPIO BULKERS INC.|WABR|Wall Street Access|1000
SALT|SCORPIO BULKERS INC.|WCHV|WELLS FARGO SECURITIES, LLC|16864
SALT|SCORPIO BULKERS INC.|WDNX|WEEDEN & CO.L.P.|28800
SALT|SCORPIO BULKERS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33671
SALT|SCORPIO BULKERS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3895
SALT|SCORPIO BULKERS INC.|WSEA|WOLVERINE SECURITIES, LLC|915
SALT|SCORPIO BULKERS INC.|XIST|INSTINET, LLC|6400
SALT|SCORPIO BULKERS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5130
SALT|SCORPIO BULKERS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3500
SAM|BOSTON BEER CO INC|ANOS|ABEL/NOSER, L.L.C.|110
SAM|BOSTON BEER CO INC|APCC|Apex Clearing Corporation|819
SAM|BOSTON BEER CO INC|BARD|Robert W. Baird & Co. Incorporated|3
SAM|BOSTON BEER CO INC|BATM|CBOE TRADING, INC.|2998
SAM|BOSTON BEER CO INC|BAYT|BTIG, LLC|31600
SAM|BOSTON BEER CO INC|BBNT|BB&T SECURITIES, LLC|26
SAM|BOSTON BEER CO INC|BERN|Sanford C. Bernstein & Co., LLC|288
SAM|BOSTON BEER CO INC|BKCM|BNY Mellon Capital Markets LLC|990
SAM|BOSTON BEER CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|647
SAM|BOSTON BEER CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|724
SAM|BOSTON BEER CO INC|BTIG|BTIG, LLC|1318
SAM|BOSTON BEER CO INC|BYXM|CBOE TRADING, INC.|292
SAM|BOSTON BEER CO INC|CANT|Cantor Fitzgerald & Co.|3
SAM|BOSTON BEER CO INC|CHAS|Charles Schwab & Co., Inc.|3608
SAM|BOSTON BEER CO INC|CIST|Capital Institutional Services, Inc.|400
SAM|BOSTON BEER CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15814
SAM|BOSTON BEER CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3335
SAM|BOSTON BEER CO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|402
SAM|BOSTON BEER CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45250
SAM|BOSTON BEER CO INC|CTDL|Citadel Derivatives Group Llc|939
SAM|BOSTON BEER CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8700
SAM|BOSTON BEER CO INC|DADA|D.A. Davidson & Co.|3
SAM|BOSTON BEER CO INC|DAVA|Davenport & Company LLC|647
SAM|BOSTON BEER CO INC|DBAB|Deutsche Bank Securities Inc.|21207
SAM|BOSTON BEER CO INC|DBAX|Deutsche Bank Securities Inc.|62200
SAM|BOSTON BEER CO INC|DBUL|Deutsche Bank Securities Inc.|355
SAM|BOSTON BEER CO INC|DEAN|MORGAN STANLEY|970
SAM|BOSTON BEER CO INC|DEGS|RONIN PROFESSIONAL LLC|53
SAM|BOSTON BEER CO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
SAM|BOSTON BEER CO INC|EBXL|EBX LLC|30100
SAM|BOSTON BEER CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|14833
SAM|BOSTON BEER CO INC|EDJO|Edward D. Jones & Co., L.P.|841
SAM|BOSTON BEER CO INC|EGAM|CBOE TRADING, INC.|4446
SAM|BOSTON BEER CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|417
SAM|BOSTON BEER CO INC|EGXM|CBOE TRADING, INC.|412
SAM|BOSTON BEER CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16065
SAM|BOSTON BEER CO INC|ETRS|E*Trade Securities LLC|10615
SAM|BOSTON BEER CO INC|FILL|Tradestation Securities, Inc.|1056
SAM|BOSTON BEER CO INC|FMAF|NBCN Inc./ CDS|38
SAM|BOSTON BEER CO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2621
SAM|BOSTON BEER CO INC|FQLS|Quantlab Securities LP|26547
SAM|BOSTON BEER CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10961
SAM|BOSTON BEER CO INC|FTBR|Foliofn Investments, Inc.|355
SAM|BOSTON BEER CO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1478
SAM|BOSTON BEER CO INC|GLIS|TD Securities Inc|15
SAM|BOSTON BEER CO INC|GLPX|ACS EXECUTION SERVICES, LLC|9667
SAM|BOSTON BEER CO INC|GSCO|GOLDMAN SACHS & CO. LLC|96668
SAM|BOSTON BEER CO INC|GSCS|GOLDMAN SACHS & CO. LLC|1302
SAM|BOSTON BEER CO INC|GSLT|GOLDMAN SACHS & CO. LLC|504
SAM|BOSTON BEER CO INC|GTSZ|GTS SECURITIES LLC|1807
SAM|BOSTON BEER CO INC|HRBF|American Enterprise Investment Services Inc.|948
SAM|BOSTON BEER CO INC|IATS|INTERACTIVE BROKERS LLC|5262
SAM|BOSTON BEER CO INC|IBKR|Interactive Brokers Llc|19270
SAM|BOSTON BEER CO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
SAM|BOSTON BEER CO INC|ICBX|INSTINET, LLC|2600
SAM|BOSTON BEER CO INC|IEQY|CITADEL SECURITIES LLC|20453
SAM|BOSTON BEER CO INC|INCA|INSTINET, LLC|33008
SAM|BOSTON BEER CO INC|INJX|INSTINET, LLC|2541
SAM|BOSTON BEER CO INC|ITGI|ITG Inc.|10748
SAM|BOSTON BEER CO INC|ITGP|ITG INC.|42400
SAM|BOSTON BEER CO INC|JANY|Janney Montgomery Scott Inc.|119
SAM|BOSTON BEER CO INC|JEFF|JEFFERIES LLC|43457
SAM|BOSTON BEER CO INC|JMPT|JUMP TRADING, LLC|9498
SAM|BOSTON BEER CO INC|JPBX|J.P. MORGAN SECURITIES LLC|2654
SAM|BOSTON BEER CO INC|JPMX|J.P. Morgan Securities LLC|65858
SAM|BOSTON BEER CO INC|JSJX|JANE STREET CAPITAL LLC|9950
SAM|BOSTON BEER CO INC|KCGM|VIRTU Americas LLC|6321
SAM|BOSTON BEER CO INC|KCRD|PHX FINANCIAL, INC.|45
SAM|BOSTON BEER CO INC|LEHM|Barclays Capital Inc./Le|67775
SAM|BOSTON BEER CO INC|LIME|Lime Brokerage LLC|3284
SAM|BOSTON BEER CO INC|LOOP|Loop Capital Markets LLC|327
SAM|BOSTON BEER CO INC|LQNA|LIQUIDNET, INC.|15000
SAM|BOSTON BEER CO INC|MACC|Mid Atlantic Capital Corporation|6
SAM|BOSTON BEER CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18000
SAM|BOSTON BEER CO INC|MSCO|MORGAN STANLEY & CO. LLC|220577
SAM|BOSTON BEER CO INC|MSPL|MORGAN STANLEY & CO. LLC|48800
SAM|BOSTON BEER CO INC|MSTX|MORGAN STANLEY & CO. LLC|1000
SAM|BOSTON BEER CO INC|NATL|National Securities Corporation|220
SAM|BOSTON BEER CO INC|NEUB|NEUBERGER BERMAN BD LLC|179
SAM|BOSTON BEER CO INC|NFSC|National Financial Services LLC|33029
SAM|BOSTON BEER CO INC|NITE|VIRTU Americas LLC|101463
SAM|BOSTON BEER CO INC|NQRB|Brut, LLC|340
SAM|BOSTON BEER CO INC|NTBF|BMO Nesbitt Burns Inc./CDS|615
SAM|BOSTON BEER CO INC|NTRC|Northern Trust Securities, Inc.|527
SAM|BOSTON BEER CO INC|OPCO|Oppenheimer & Co. Inc.|6949
SAM|BOSTON BEER CO INC|PCPT|PHILLIP CAPITAL INC.|40
SAM|BOSTON BEER CO INC|PDQM|CODA MARKETS, INC.|62980
SAM|BOSTON BEER CO INC|PHLY|NASDAQ Execution Services, LLC|800
SAM|BOSTON BEER CO INC|PICT|Pictet Overseas Inc.|10
SAM|BOSTON BEER CO INC|PWJC|UBS Financial Services, Inc.|453
SAM|BOSTON BEER CO INC|RBCM|RBC CAPITAL MARKETS, LLC|30460
SAM|BOSTON BEER CO INC|RHCO|Suntrust Robinson Humphrey, Inc.|15
SAM|BOSTON BEER CO INC|SAGL|SAGETRADER, LLC|22632
SAM|BOSTON BEER CO INC|SAGW|SAGETRADER, LLC|100
SAM|BOSTON BEER CO INC|SALI|INTL FCSTONE FINANCIAL INC.|6203
SAM|BOSTON BEER CO INC|SBRX|MURIEL SIEBERT & CO INC|30
SAM|BOSTON BEER CO INC|SBSH|Citigroup Global Markets Inc.|11462
SAM|BOSTON BEER CO INC|SGMT|GOLDMAN SACHS & CO. LLC|27845
SAM|BOSTON BEER CO INC|SPDR|SPEEDROUTE LLC|29902
SAM|BOSTON BEER CO INC|SPTD|MINT GLOBAL MARKETS, INC.|2998
SAM|BOSTON BEER CO INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2800
SAM|BOSTON BEER CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|1265
SAM|BOSTON BEER CO INC|STKP|STOCKPILE INVESTMENTS, INC.|92
SAM|BOSTON BEER CO INC|SWIM|TD Ameritrade, Inc.|8398
SAM|BOSTON BEER CO INC|TIAD|Triad Securities Corp|1
SAM|BOSTON BEER CO INC|TKNG|ALLY INVEST SECURITIES LLC|340
SAM|BOSTON BEER CO INC|TRBT|Tradebot Systems, Inc.|210
SAM|BOSTON BEER CO INC|TRCM|TRC MARKETS LLC|1239
SAM|BOSTON BEER CO INC|TWTT|TASTYWORKS, INC.|5
SAM|BOSTON BEER CO INC|UBSA|UBS SECURITIES LLC|131755
SAM|BOSTON BEER CO INC|UBSS|UBS Securities LLC|184222
SAM|BOSTON BEER CO INC|VALX|VIRTU AMERICAS LLC|3495
SAM|BOSTON BEER CO INC|VGRD|Vanguard Marketing Corporation|2977
SAM|BOSTON BEER CO INC|VSIN|Vision Financial Markets Llc|27853
SAM|BOSTON BEER CO INC|WABR|Wall Street Access|1100
SAM|BOSTON BEER CO INC|WBLR|WILLIAM BLAIR|50
SAM|BOSTON BEER CO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1511
SAM|BOSTON BEER CO INC|WCHV|WELLS FARGO SECURITIES, LLC|25955
SAM|BOSTON BEER CO INC|WEDB|WEDBUSH SECURITIES INC.|366
SAM|BOSTON BEER CO INC|WEED|Weeden & Co.L.P.|855
SAM|BOSTON BEER CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1649
SAM|BOSTON BEER CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5838
SAM|BOSTON BEER CO INC|WGIF|CIBC World Markets Inc.|100
SAM|BOSTON BEER CO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|34
SAM|BOSTON BEER CO INC|WSAG|WALL STREET ACCESS|161
SAM|BOSTON BEER CO INC|WSEA|WOLVERINE SECURITIES, LLC|1399
SAM|BOSTON BEER CO INC|XIST|INSTINET, LLC|8400
SAM|BOSTON BEER CO INC|XPQR|Jump Trading|584
SAM|BOSTON BEER CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5650
SAM|BOSTON BEER CO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|461
SAMG|SILVERCREST AST CM A|ALTX|Alternet Securities Inc.|523
SAMG|SILVERCREST AST CM A|APCC|Apex Clearing Corporation|118
SAMG|SILVERCREST AST CM A|BARD|Robert W. Baird & Co. Incorporated|5
SAMG|SILVERCREST AST CM A|BATM|CBOE TRADING, INC.|327
SAMG|SILVERCREST AST CM A|BMOC|BMO Capital Markets Corp.|1229
SAMG|SILVERCREST AST CM A|BNPX|BNP PARIBAS SECURITIES CORP.|468
SAMG|SILVERCREST AST CM A|BZYD|GOLDMAN SACHS & CO. LLC|447
SAMG|SILVERCREST AST CM A|CANT|Cantor Fitzgerald & Co.|90
SAMG|SILVERCREST AST CM A|CHAS|Charles Schwab & Co., Inc.|1
SAMG|SILVERCREST AST CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2471
SAMG|SILVERCREST AST CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1163
SAMG|SILVERCREST AST CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SAMG|SILVERCREST AST CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3830
SAMG|SILVERCREST AST CM A|CTDL|Citadel Derivatives Group Llc|348
SAMG|SILVERCREST AST CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|1336
SAMG|SILVERCREST AST CM A|DBAB|Deutsche Bank Securities Inc.|38616
SAMG|SILVERCREST AST CM A|DBAX|Deutsche Bank Securities Inc.|1900
SAMG|SILVERCREST AST CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
SAMG|SILVERCREST AST CM A|EBXL|EBX LLC|1300
SAMG|SILVERCREST AST CM A|EGAM|CBOE TRADING, INC.|100
SAMG|SILVERCREST AST CM A|EGXM|CBOE TRADING, INC.|196
SAMG|SILVERCREST AST CM A|ETRS|E*Trade Securities LLC|1124
SAMG|SILVERCREST AST CM A|FBCO|Credit Suisse Securities (USA) LLC|8106
SAMG|SILVERCREST AST CM A|FOMA|TD AMERITRADE CLEARING, INC.|5613
SAMG|SILVERCREST AST CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3853
SAMG|SILVERCREST AST CM A|FTBR|Foliofn Investments, Inc.|302
SAMG|SILVERCREST AST CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|1993
SAMG|SILVERCREST AST CM A|GLPX|ACS EXECUTION SERVICES, LLC|200
SAMG|SILVERCREST AST CM A|GSCO|GOLDMAN SACHS & CO. LLC|56170
SAMG|SILVERCREST AST CM A|GSLT|GOLDMAN SACHS & CO. LLC|290
SAMG|SILVERCREST AST CM A|GTSZ|GTS SECURITIES LLC|330
SAMG|SILVERCREST AST CM A|HRBF|American Enterprise Investment Services Inc.|200
SAMG|SILVERCREST AST CM A|IATS|INTERACTIVE BROKERS LLC|1225
SAMG|SILVERCREST AST CM A|IBKR|Interactive Brokers Llc|9021
SAMG|SILVERCREST AST CM A|ICBX|INSTINET, LLC|500
SAMG|SILVERCREST AST CM A|IEQY|CITADEL SECURITIES LLC|1303
SAMG|SILVERCREST AST CM A|INCA|INSTINET, LLC|14944
SAMG|SILVERCREST AST CM A|INJX|INSTINET, LLC|175
SAMG|SILVERCREST AST CM A|ITGI|ITG Inc.|6712
SAMG|SILVERCREST AST CM A|ITGP|ITG INC.|6600
SAMG|SILVERCREST AST CM A|JEFF|JEFFERIES LLC|433
SAMG|SILVERCREST AST CM A|JPBX|J.P. MORGAN SECURITIES LLC|600
SAMG|SILVERCREST AST CM A|JPMX|J.P. Morgan Securities LLC|1023
SAMG|SILVERCREST AST CM A|KCGM|VIRTU Americas LLC|610
SAMG|SILVERCREST AST CM A|LEHM|Barclays Capital Inc./Le|20779
SAMG|SILVERCREST AST CM A|LIME|Lime Brokerage LLC|28651
SAMG|SILVERCREST AST CM A|LMGP|LIME BROKERAGE LLC|5344
SAMG|SILVERCREST AST CM A|MAXM|Maxim Group LLC|796
SAMG|SILVERCREST AST CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3398
SAMG|SILVERCREST AST CM A|MSCO|MORGAN STANLEY & CO. LLC|46371
SAMG|SILVERCREST AST CM A|MSPL|MORGAN STANLEY & CO. LLC|2400
SAMG|SILVERCREST AST CM A|NFSC|National Financial Services LLC|5906
SAMG|SILVERCREST AST CM A|NITE|VIRTU Americas LLC|26898
SAMG|SILVERCREST AST CM A|PDQM|CODA MARKETS, INC.|200
SAMG|SILVERCREST AST CM A|RAJA|Raymond James & Associates, Inc.|10758
SAMG|SILVERCREST AST CM A|SBSH|Citigroup Global Markets Inc.|12080
SAMG|SILVERCREST AST CM A|SDLR|Sandler, O'Neill & Partners, L.P.|55846
SAMG|SILVERCREST AST CM A|SGMT|GOLDMAN SACHS & CO. LLC|300
SAMG|SILVERCREST AST CM A|SPDR|SPEEDROUTE LLC|10
SAMG|SILVERCREST AST CM A|TRBT|Tradebot Systems, Inc.|296
SAMG|SILVERCREST AST CM A|TRCM|TRC MARKETS LLC|3543
SAMG|SILVERCREST AST CM A|UBSA|UBS SECURITIES LLC|12663
SAMG|SILVERCREST AST CM A|UBSS|UBS Securities LLC|56294
SAMG|SILVERCREST AST CM A|VALX|VIRTU AMERICAS LLC|733
SAMG|SILVERCREST AST CM A|VGRD|Vanguard Marketing Corporation|2757
SAMG|SILVERCREST AST CM A|WCHV|WELLS FARGO SECURITIES, LLC|860
SAMG|SILVERCREST AST CM A|WGIF|CIBC World Markets Inc.|616
SAMG|SILVERCREST AST CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SAMG|SILVERCREST AST CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|686
SAN|BANCO SANTANDER ADR|AGIS|Aegis Capital Corp.|1047
SAN|BANCO SANTANDER ADR|ALTX|Alternet Securities Inc.|80791
SAN|BANCO SANTANDER ADR|ANOS|ABEL/NOSER, L.L.C.|700
SAN|BANCO SANTANDER ADR|APCC|Apex Clearing Corporation|47365
SAN|BANCO SANTANDER ADR|BALE|M&T SECURITIES, INC.|2267
SAN|BANCO SANTANDER ADR|BANK|Primevest Financial Services, Inc.|1056
SAN|BANCO SANTANDER ADR|BARD|Robert W. Baird & Co. Incorporated|30479
SAN|BANCO SANTANDER ADR|BATM|CBOE TRADING, INC.|200
SAN|BANCO SANTANDER ADR|BAYC|BAY CREST PARTNERS, LLC|7800
SAN|BANCO SANTANDER ADR|BBNT|BB&T SECURITIES, LLC|8295
SAN|BANCO SANTANDER ADR|BERN|Sanford C. Bernstein & Co., LLC|85998
SAN|BANCO SANTANDER ADR|BGCE|BGC Financial Inc.|2024398
SAN|BANCO SANTANDER ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|436470
SAN|BANCO SANTANDER ADR|BLKX|INSTINET, LLC|19710
SAN|BANCO SANTANDER ADR|BTIG|BTIG, LLC|550
SAN|BANCO SANTANDER ADR|BZYD|GOLDMAN SACHS & CO. LLC|500
SAN|BANCO SANTANDER ADR|CHAS|Charles Schwab & Co., Inc.|120703
SAN|BANCO SANTANDER ADR|CICF|Canaccord Genuity Corp.|519
SAN|BANCO SANTANDER ADR|CIST|Capital Institutional Services, Inc.|24791
SAN|BANCO SANTANDER ADR|CLSA|CLSA AMERICAS, LLC|330
SAN|BANCO SANTANDER ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33917
SAN|BANCO SANTANDER ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|568
SAN|BANCO SANTANDER ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4001
SAN|BANCO SANTANDER ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1507090
SAN|BANCO SANTANDER ADR|CTDL|Citadel Derivatives Group Llc|24248
SAN|BANCO SANTANDER ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|737158
SAN|BANCO SANTANDER ADR|DADA|D.A. Davidson & Co.|3994
SAN|BANCO SANTANDER ADR|DAVA|Davenport & Company LLC|2270
SAN|BANCO SANTANDER ADR|DBAB|Deutsche Bank Securities Inc.|575111
SAN|BANCO SANTANDER ADR|DBAX|Deutsche Bank Securities Inc.|704900
SAN|BANCO SANTANDER ADR|DCHF|Dart Executions, LLC|118229
SAN|BANCO SANTANDER ADR|DEAN|MORGAN STANLEY|181840
SAN|BANCO SANTANDER ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|150
SAN|BANCO SANTANDER ADR|EBXL|EBX LLC|944200
SAN|BANCO SANTANDER ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|675526
SAN|BANCO SANTANDER ADR|EDJC|Edward Jones / CDS|974
SAN|BANCO SANTANDER ADR|EDJO|Edward D. Jones & Co., L.P.|101479
SAN|BANCO SANTANDER ADR|EGAM|CBOE TRADING, INC.|14608
SAN|BANCO SANTANDER ADR|EGAW|CBOE TRADING, INC.|300
SAN|BANCO SANTANDER ADR|EGXM|CBOE TRADING, INC.|15100
SAN|BANCO SANTANDER ADR|ETBE|Electronic Transaction Clearing, Inc.|69423
SAN|BANCO SANTANDER ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3600
SAN|BANCO SANTANDER ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
SAN|BANCO SANTANDER ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4400
SAN|BANCO SANTANDER ADR|ETRS|E*Trade Securities LLC|1167725
SAN|BANCO SANTANDER ADR|FIDT|Fidelity Clearing Canada ULC./ CDS|15039
SAN|BANCO SANTANDER ADR|FILL|Tradestation Securities, Inc.|11571
SAN|BANCO SANTANDER ADR|FINX|FINTECH SECURITIES|13355
SAN|BANCO SANTANDER ADR|FMAF|NBCN Inc./ CDS|44405
SAN|BANCO SANTANDER ADR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
SAN|BANCO SANTANDER ADR|FQLS|Quantlab Securities LP|606081
SAN|BANCO SANTANDER ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|181482
SAN|BANCO SANTANDER ADR|FTBR|Foliofn Investments, Inc.|5560
SAN|BANCO SANTANDER ADR|GBMT|GBM International, Inc.|204102
SAN|BANCO SANTANDER ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|180763
SAN|BANCO SANTANDER ADR|GLIS|TD Securities Inc|10853
SAN|BANCO SANTANDER ADR|GLPX|ACS EXECUTION SERVICES, LLC|139745
SAN|BANCO SANTANDER ADR|GPSS|Great Pacific Securities|10124
SAN|BANCO SANTANDER ADR|GSCO|GOLDMAN SACHS & CO. LLC|1357925
SAN|BANCO SANTANDER ADR|GSCS|GOLDMAN SACHS & CO. LLC|126650
SAN|BANCO SANTANDER ADR|GSLT|GOLDMAN SACHS & CO. LLC|168556
SAN|BANCO SANTANDER ADR|GTSY|GTS SECURITIES LLC|100
SAN|BANCO SANTANDER ADR|GTSZ|GTS SECURITIES LLC|41962
SAN|BANCO SANTANDER ADR|HRBF|American Enterprise Investment Services Inc.|144114
SAN|BANCO SANTANDER ADR|HSBC|HSBC Securities, Inc.|19900
SAN|BANCO SANTANDER ADR|IATS|INTERACTIVE BROKERS LLC|540730
SAN|BANCO SANTANDER ADR|IBKR|Interactive Brokers Llc|1072712
SAN|BANCO SANTANDER ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8187
SAN|BANCO SANTANDER ADR|ICBX|INSTINET, LLC|1068667
SAN|BANCO SANTANDER ADR|INCA|INSTINET, LLC|683306
SAN|BANCO SANTANDER ADR|INJX|INSTINET, LLC|1900
SAN|BANCO SANTANDER ADR|INTL|INTL FCSTONE FINANCIAL INC.|84385
SAN|BANCO SANTANDER ADR|ITGI|ITG Inc.|240957
SAN|BANCO SANTANDER ADR|ITGP|ITG INC.|1638400
SAN|BANCO SANTANDER ADR|JANY|Janney Montgomery Scott Inc.|36033
SAN|BANCO SANTANDER ADR|JEFF|JEFFERIES LLC|55736
SAN|BANCO SANTANDER ADR|JMPT|JUMP TRADING, LLC|44191
SAN|BANCO SANTANDER ADR|JPBX|J.P. MORGAN SECURITIES LLC|898
SAN|BANCO SANTANDER ADR|JPMX|J.P. Morgan Securities LLC|1444153
SAN|BANCO SANTANDER ADR|JSJX|JANE STREET CAPITAL LLC|344437
SAN|BANCO SANTANDER ADR|KCGM|VIRTU Americas LLC|396891
SAN|BANCO SANTANDER ADR|KRSH|Kershner Securities, LLC|11670
SAN|BANCO SANTANDER ADR|LEHM|Barclays Capital Inc./Le|6951654
SAN|BANCO SANTANDER ADR|LIME|Lime Brokerage LLC|3180916
SAN|BANCO SANTANDER ADR|LSCI|Lek Securities Corporation|6714
SAN|BANCO SANTANDER ADR|MAXM|Maxim Group LLC|2314
SAN|BANCO SANTANDER ADR|MBTS|ALLY INVEST SECURITIES LLC|1646
SAN|BANCO SANTANDER ADR|MCBT|Moors & Cabot, Inc.|80
SAN|BANCO SANTANDER ADR|MCMF|Raymond James Ltd. Cds|6348
SAN|BANCO SANTANDER ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1767324
SAN|BANCO SANTANDER ADR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|73104
SAN|BANCO SANTANDER ADR|MOTF|MOTIF INVESTING, INC.|40
SAN|BANCO SANTANDER ADR|MPSG|E D & F Man Capital Markets Inc.|10955
SAN|BANCO SANTANDER ADR|MSCO|MORGAN STANLEY & CO. LLC|4497327
SAN|BANCO SANTANDER ADR|MSPL|MORGAN STANLEY & CO. LLC|1308600
SAN|BANCO SANTANDER ADR|MSTX|MORGAN STANLEY & CO. LLC|463800
SAN|BANCO SANTANDER ADR|NFSC|National Financial Services LLC|2650647
SAN|BANCO SANTANDER ADR|NITE|VIRTU Americas LLC|13451250
SAN|BANCO SANTANDER ADR|NITP|VIRTU Americas LLC|1221762
SAN|BANCO SANTANDER ADR|NQRB|Brut, LLC|15100
SAN|BANCO SANTANDER ADR|NTBF|BMO Nesbitt Burns Inc./CDS|41159
SAN|BANCO SANTANDER ADR|NTRC|Northern Trust Securities, Inc.|52316
SAN|BANCO SANTANDER ADR|OCEA|OCEAN FINANCIAL SERVICES, LLC|3000
SAN|BANCO SANTANDER ADR|OLDM|OLD MISSION CAPITAL, LLC|34200
SAN|BANCO SANTANDER ADR|OPCO|Oppenheimer & Co. Inc.|57946
SAN|BANCO SANTANDER ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|382421
SAN|BANCO SANTANDER ADR|PCFF|Pacific International Securities Inc./CDS|5030
SAN|BANCO SANTANDER ADR|PCPT|PHILLIP CAPITAL INC.|36000
SAN|BANCO SANTANDER ADR|PDQM|CODA MARKETS, INC.|145229
SAN|BANCO SANTANDER ADR|PWJC|UBS Financial Services, Inc.|192458
SAN|BANCO SANTANDER ADR|RBCM|RBC CAPITAL MARKETS, LLC|28777
SAN|BANCO SANTANDER ADR|RGLD|Regal Securities, Inc|1116401
SAN|BANCO SANTANDER ADR|SAGL|SAGETRADER, LLC|1800
SAN|BANCO SANTANDER ADR|SALI|INTL FCSTONE FINANCIAL INC.|200
SAN|BANCO SANTANDER ADR|SBSH|Citigroup Global Markets Inc.|1430545
SAN|BANCO SANTANDER ADR|SEIC|SEI Investments Distribution Co.|31583
SAN|BANCO SANTANDER ADR|SGMT|GOLDMAN SACHS & CO. LLC|822902
SAN|BANCO SANTANDER ADR|SIBO|Prime Executions, Inc.|78900
SAN|BANCO SANTANDER ADR|SOGO|Wang Investment Associates, Inc.|1100
SAN|BANCO SANTANDER ADR|SPDR|SPEEDROUTE LLC|1300
SAN|BANCO SANTANDER ADR|SPNT|SEVEN POINTS CAPITAL, LLC|45900
SAN|BANCO SANTANDER ADR|STFL|Stifel, Nicolaus & Company, Incorporated|66532
SAN|BANCO SANTANDER ADR|STXG|Stockcross Financial Services, Inc.|641
SAN|BANCO SANTANDER ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10900
SAN|BANCO SANTANDER ADR|SWIM|TD Ameritrade, Inc.|16972554
SAN|BANCO SANTANDER ADR|SWST|Hilltop Securities Inc.|20729
SAN|BANCO SANTANDER ADR|TKNG|ALLY INVEST SECURITIES LLC|15643
SAN|BANCO SANTANDER ADR|TMBR|Timber Hill LLC|25
SAN|BANCO SANTANDER ADR|TRBT|Tradebot Systems, Inc.|463110
SAN|BANCO SANTANDER ADR|TRCM|TRC MARKETS LLC|3179992
SAN|BANCO SANTANDER ADR|TWTT|TASTYWORKS, INC.|3
SAN|BANCO SANTANDER ADR|UBSA|UBS SECURITIES LLC|3793737
SAN|BANCO SANTANDER ADR|UBSS|UBS Securities LLC|3817223
SAN|BANCO SANTANDER ADR|VALX|VIRTU AMERICAS LLC|1500321
SAN|BANCO SANTANDER ADR|VGRD|Vanguard Marketing Corporation|186495
SAN|BANCO SANTANDER ADR|VSIN|Vision Financial Markets Llc|4
SAN|BANCO SANTANDER ADR|WBLR|WILLIAM BLAIR|27
SAN|BANCO SANTANDER ADR|WCHV|WELLS FARGO SECURITIES, LLC|1075771
SAN|BANCO SANTANDER ADR|WEDB|WEDBUSH SECURITIES INC.|1117
SAN|BANCO SANTANDER ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16979
SAN|BANCO SANTANDER ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52531
SAN|BANCO SANTANDER ADR|WFPB|Wells Fargo Securities, LLC.|500
SAN|BANCO SANTANDER ADR|WGIF|CIBC World Markets Inc.|18515
SAN|BANCO SANTANDER ADR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
SAN|BANCO SANTANDER ADR|WSEA|WOLVERINE SECURITIES, LLC|15865
SAN|BANCO SANTANDER ADR|XIST|INSTINET, LLC|61502
SAN|BANCO SANTANDER ADR|XPUS|XP SECURITIES, LLC|2660
SAN|BANCO SANTANDER ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|238564
SAN|BANCO SANTANDER ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|2700
SAN|BANCO SANTANDER ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1576
SAN$B|BANCO SANTANDER, S.A|ALTX|Alternet Securities Inc.|100
SAN$B|BANCO SANTANDER, S.A|BARD|Robert W. Baird & Co. Incorporated|21
SAN$B|BANCO SANTANDER, S.A|BBNT|BB&T SECURITIES, LLC|81
SAN$B|BANCO SANTANDER, S.A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4372
SAN$B|BANCO SANTANDER, S.A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
SAN$B|BANCO SANTANDER, S.A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|686
SAN$B|BANCO SANTANDER, S.A|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
SAN$B|BANCO SANTANDER, S.A|DADA|D.A. Davidson & Co.|100
SAN$B|BANCO SANTANDER, S.A|DBAX|Deutsche Bank Securities Inc.|400
SAN$B|BANCO SANTANDER, S.A|DEAN|MORGAN STANLEY|2814
SAN$B|BANCO SANTANDER, S.A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2400
SAN$B|BANCO SANTANDER, S.A|EBXL|EBX LLC|500
SAN$B|BANCO SANTANDER, S.A|EDJO|Edward D. Jones & Co., L.P.|467
SAN$B|BANCO SANTANDER, S.A|EGXW|CBOE TRADING, INC.|1935
SAN$B|BANCO SANTANDER, S.A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
SAN$B|BANCO SANTANDER, S.A|GSCO|GOLDMAN SACHS & CO. LLC|24900
SAN$B|BANCO SANTANDER, S.A|GSLT|GOLDMAN SACHS & CO. LLC|612
SAN$B|BANCO SANTANDER, S.A|HRBF|American Enterprise Investment Services Inc.|23
SAN$B|BANCO SANTANDER, S.A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|39
SAN$B|BANCO SANTANDER, S.A|ICBX|INSTINET, LLC|300
SAN$B|BANCO SANTANDER, S.A|INCA|INSTINET, LLC|300
SAN$B|BANCO SANTANDER, S.A|INJX|INSTINET, LLC|8300
SAN$B|BANCO SANTANDER, S.A|ITGI|ITG Inc.|200
SAN$B|BANCO SANTANDER, S.A|ITGP|ITG INC.|600
SAN$B|BANCO SANTANDER, S.A|JANY|Janney Montgomery Scott Inc.|119
SAN$B|BANCO SANTANDER, S.A|KCGM|VIRTU Americas LLC|100
SAN$B|BANCO SANTANDER, S.A|LEHM|Barclays Capital Inc./Le|1600
SAN$B|BANCO SANTANDER, S.A|LIME|Lime Brokerage LLC|99
SAN$B|BANCO SANTANDER, S.A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SAN$B|BANCO SANTANDER, S.A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
SAN$B|BANCO SANTANDER, S.A|MSCO|MORGAN STANLEY & CO. LLC|7676
SAN$B|BANCO SANTANDER, S.A|NFSC|National Financial Services LLC|1740
SAN$B|BANCO SANTANDER, S.A|NITE|VIRTU Americas LLC|16152
SAN$B|BANCO SANTANDER, S.A|NQRB|Brut, LLC|400
SAN$B|BANCO SANTANDER, S.A|OLDM|OLD MISSION CAPITAL, LLC|750
SAN$B|BANCO SANTANDER, S.A|PWJC|UBS Financial Services, Inc.|52
SAN$B|BANCO SANTANDER, S.A|RBCM|RBC CAPITAL MARKETS, LLC|1708
SAN$B|BANCO SANTANDER, S.A|SALI|INTL FCSTONE FINANCIAL INC.|52
SAN$B|BANCO SANTANDER, S.A|SPDR|SPEEDROUTE LLC|200
SAN$B|BANCO SANTANDER, S.A|STFL|Stifel, Nicolaus & Company, Incorporated|14
SAN$B|BANCO SANTANDER, S.A|TRBT|Tradebot Systems, Inc.|400
SAN$B|BANCO SANTANDER, S.A|UBSA|UBS SECURITIES LLC|1999
SAN$B|BANCO SANTANDER, S.A|UBSS|UBS Securities LLC|6573
SAN$B|BANCO SANTANDER, S.A|WCHV|WELLS FARGO SECURITIES, LLC|75979
SAN$B|BANCO SANTANDER, S.A|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
SAND|SANDSTORM GOLD LTD.|ALTX|Alternet Securities Inc.|2400
SAND|SANDSTORM GOLD LTD.|APCC|Apex Clearing Corporation|4227
SAND|SANDSTORM GOLD LTD.|BARD|Robert W. Baird & Co. Incorporated|500
SAND|SANDSTORM GOLD LTD.|BATM|CBOE TRADING, INC.|820
SAND|SANDSTORM GOLD LTD.|BERN|Sanford C. Bernstein & Co., LLC|9286
SAND|SANDSTORM GOLD LTD.|BIAD|SAGETRADER, LLC|1128
SAND|SANDSTORM GOLD LTD.|BIMI|Banca IMI Securities Corp.|69
SAND|SANDSTORM GOLD LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30836
SAND|SANDSTORM GOLD LTD.|BTIG|BTIG, LLC|441
SAND|SANDSTORM GOLD LTD.|BZYD|GOLDMAN SACHS & CO. LLC|7615
SAND|SANDSTORM GOLD LTD.|CHAS|Charles Schwab & Co., Inc.|325
SAND|SANDSTORM GOLD LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16360
SAND|SANDSTORM GOLD LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195009
SAND|SANDSTORM GOLD LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|53442
SAND|SANDSTORM GOLD LTD.|DBAB|Deutsche Bank Securities Inc.|74460
SAND|SANDSTORM GOLD LTD.|DBAX|Deutsche Bank Securities Inc.|366800
SAND|SANDSTORM GOLD LTD.|DEAN|MORGAN STANLEY|11700
SAND|SANDSTORM GOLD LTD.|DEGS|RONIN PROFESSIONAL LLC|8419
SAND|SANDSTORM GOLD LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11300
SAND|SANDSTORM GOLD LTD.|EBXL|EBX LLC|89000
SAND|SANDSTORM GOLD LTD.|EDJO|Edward D. Jones & Co., L.P.|1295
SAND|SANDSTORM GOLD LTD.|EGAM|CBOE TRADING, INC.|5400
SAND|SANDSTORM GOLD LTD.|EGAW|CBOE TRADING, INC.|288
SAND|SANDSTORM GOLD LTD.|EGXM|CBOE TRADING, INC.|3076
SAND|SANDSTORM GOLD LTD.|ELEV|ELEVATION, LLC|13660
SAND|SANDSTORM GOLD LTD.|ETBE|Electronic Transaction Clearing, Inc.|16660
SAND|SANDSTORM GOLD LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1015
SAND|SANDSTORM GOLD LTD.|ETRS|E*Trade Securities LLC|189377
SAND|SANDSTORM GOLD LTD.|FFSI|Firstrade Securities Inc.|100
SAND|SANDSTORM GOLD LTD.|FILL|Tradestation Securities, Inc.|19993
SAND|SANDSTORM GOLD LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9987
SAND|SANDSTORM GOLD LTD.|FTBR|Foliofn Investments, Inc.|4829
SAND|SANDSTORM GOLD LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|7900
SAND|SANDSTORM GOLD LTD.|GLIS|TD Securities Inc|300
SAND|SANDSTORM GOLD LTD.|GLPX|ACS EXECUTION SERVICES, LLC|4200
SAND|SANDSTORM GOLD LTD.|GSCO|GOLDMAN SACHS & CO. LLC|44625
SAND|SANDSTORM GOLD LTD.|GSCS|GOLDMAN SACHS & CO. LLC|5802
SAND|SANDSTORM GOLD LTD.|GSLT|GOLDMAN SACHS & CO. LLC|811
SAND|SANDSTORM GOLD LTD.|HRBF|American Enterprise Investment Services Inc.|2158
SAND|SANDSTORM GOLD LTD.|HSBC|HSBC Securities, Inc.|200
SAND|SANDSTORM GOLD LTD.|IATS|INTERACTIVE BROKERS LLC|54193
SAND|SANDSTORM GOLD LTD.|IBKR|Interactive Brokers Llc|36561
SAND|SANDSTORM GOLD LTD.|ICBX|INSTINET, LLC|160541
SAND|SANDSTORM GOLD LTD.|IMPC|Imperial Capital, LLC|10024
SAND|SANDSTORM GOLD LTD.|INCA|INSTINET, LLC|89037
SAND|SANDSTORM GOLD LTD.|ITGI|ITG Inc.|71224
SAND|SANDSTORM GOLD LTD.|ITGP|ITG INC.|126200
SAND|SANDSTORM GOLD LTD.|JANY|Janney Montgomery Scott Inc.|4145
SAND|SANDSTORM GOLD LTD.|JEFF|JEFFERIES LLC|39748
SAND|SANDSTORM GOLD LTD.|JMPT|JUMP TRADING, LLC|33020
SAND|SANDSTORM GOLD LTD.|JONE|JonesTrading|12162
SAND|SANDSTORM GOLD LTD.|JPBX|J.P. MORGAN SECURITIES LLC|11200
SAND|SANDSTORM GOLD LTD.|JPMX|J.P. Morgan Securities LLC|159570
SAND|SANDSTORM GOLD LTD.|JSJX|JANE STREET CAPITAL LLC|1600
SAND|SANDSTORM GOLD LTD.|KCGM|VIRTU Americas LLC|78053
SAND|SANDSTORM GOLD LTD.|LEHM|Barclays Capital Inc./Le|433430
SAND|SANDSTORM GOLD LTD.|LIME|Lime Brokerage LLC|1207
SAND|SANDSTORM GOLD LTD.|LSCI|Lek Securities Corporation|1
SAND|SANDSTORM GOLD LTD.|MCMF|Raymond James Ltd. Cds|31540
SAND|SANDSTORM GOLD LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103725
SAND|SANDSTORM GOLD LTD.|MOTF|MOTIF INVESTING, INC.|10
SAND|SANDSTORM GOLD LTD.|MSCO|MORGAN STANLEY & CO. LLC|246691
SAND|SANDSTORM GOLD LTD.|MSPL|MORGAN STANLEY & CO. LLC|350200
SAND|SANDSTORM GOLD LTD.|MSTX|MORGAN STANLEY & CO. LLC|31300
SAND|SANDSTORM GOLD LTD.|NFSC|National Financial Services LLC|486975
SAND|SANDSTORM GOLD LTD.|NITE|VIRTU Americas LLC|1013956
SAND|SANDSTORM GOLD LTD.|NITP|VIRTU Americas LLC|1800
SAND|SANDSTORM GOLD LTD.|NTBF|BMO Nesbitt Burns Inc./CDS|3550
SAND|SANDSTORM GOLD LTD.|NTRC|Northern Trust Securities, Inc.|679
SAND|SANDSTORM GOLD LTD.|OLDM|OLD MISSION CAPITAL, LLC|52270
SAND|SANDSTORM GOLD LTD.|PDQM|CODA MARKETS, INC.|14267
SAND|SANDSTORM GOLD LTD.|PHLY|NASDAQ Execution Services, LLC|2400
SAND|SANDSTORM GOLD LTD.|PWJC|UBS Financial Services, Inc.|4900
SAND|SANDSTORM GOLD LTD.|RBCM|RBC CAPITAL MARKETS, LLC|44818
SAND|SANDSTORM GOLD LTD.|RHOX|XR Securities LLC|3997
SAND|SANDSTORM GOLD LTD.|SAGL|SAGETRADER, LLC|3100
SAND|SANDSTORM GOLD LTD.|SBSH|Citigroup Global Markets Inc.|48909
SAND|SANDSTORM GOLD LTD.|SEIC|SEI Investments Distribution Co.|400
SAND|SANDSTORM GOLD LTD.|SGMT|GOLDMAN SACHS & CO. LLC|90068
SAND|SANDSTORM GOLD LTD.|SPDR|SPEEDROUTE LLC|2700
SAND|SANDSTORM GOLD LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|500
SAND|SANDSTORM GOLD LTD.|SWIM|TD Ameritrade, Inc.|342724
SAND|SANDSTORM GOLD LTD.|SWST|Hilltop Securities Inc.|1630
SAND|SANDSTORM GOLD LTD.|TKNG|ALLY INVEST SECURITIES LLC|71859
SAND|SANDSTORM GOLD LTD.|TRBT|Tradebot Systems, Inc.|82381
SAND|SANDSTORM GOLD LTD.|TRCM|TRC MARKETS LLC|15018
SAND|SANDSTORM GOLD LTD.|TWTT|TASTYWORKS, INC.|100
SAND|SANDSTORM GOLD LTD.|UBSA|UBS SECURITIES LLC|315451
SAND|SANDSTORM GOLD LTD.|UBSS|UBS Securities LLC|198413
SAND|SANDSTORM GOLD LTD.|VALX|VIRTU AMERICAS LLC|12745
SAND|SANDSTORM GOLD LTD.|VGRD|Vanguard Marketing Corporation|58361
SAND|SANDSTORM GOLD LTD.|WABR|Wall Street Access|100
SAND|SANDSTORM GOLD LTD.|WBLR|WILLIAM BLAIR|200
SAND|SANDSTORM GOLD LTD.|WCHV|WELLS FARGO SECURITIES, LLC|127301
SAND|SANDSTORM GOLD LTD.|WEDB|WEDBUSH SECURITIES INC.|4000
SAND|SANDSTORM GOLD LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9767
SAND|SANDSTORM GOLD LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19792
SAND|SANDSTORM GOLD LTD.|WSEA|WOLVERINE SECURITIES, LLC|28606
SAND|SANDSTORM GOLD LTD.|WTFS|JUST2TRADE, INC.|255
SAND|SANDSTORM GOLD LTD.|XIST|INSTINET, LLC|9600
SAND|SANDSTORM GOLD LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
SAND|SANDSTORM GOLD LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16822
SANM|SANMINA CORP|ANOS|ABEL/NOSER, L.L.C.|280
SANM|SANMINA CORP|APCC|Apex Clearing Corporation|35
SANM|SANMINA CORP|BARD|Robert W. Baird & Co. Incorporated|1157
SANM|SANMINA CORP|BATM|CBOE TRADING, INC.|302
SANM|SANMINA CORP|BAYC|BAY CREST PARTNERS, LLC|711
SANM|SANMINA CORP|BAYT|BTIG, LLC|1009
SANM|SANMINA CORP|BBNT|BB&T SECURITIES, LLC|151
SANM|SANMINA CORP|BERN|Sanford C. Bernstein & Co., LLC|10548
SANM|SANMINA CORP|BIDS|BIDS TRADING L.P.|700
SANM|SANMINA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3856
SANM|SANMINA CORP|BLKX|INSTINET, LLC|11200
SANM|SANMINA CORP|BMOC|BMO Capital Markets Corp.|11198
SANM|SANMINA CORP|BNPX|BNP PARIBAS SECURITIES CORP.|14691
SANM|SANMINA CORP|BRVL|BLAYLOCK VAN, LLC|5800
SANM|SANMINA CORP|BTIG|BTIG, LLC|21212
SANM|SANMINA CORP|BYXM|CBOE TRADING, INC.|330
SANM|SANMINA CORP|BZYD|GOLDMAN SACHS & CO. LLC|1100
SANM|SANMINA CORP|CANT|Cantor Fitzgerald & Co.|1871
SANM|SANMINA CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|134200
SANM|SANMINA CORP|CHAS|Charles Schwab & Co., Inc.|50
SANM|SANMINA CORP|CIST|Capital Institutional Services, Inc.|19677
SANM|SANMINA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131658
SANM|SANMINA CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2283
SANM|SANMINA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|146892
SANM|SANMINA CORP|CTDL|Citadel Derivatives Group Llc|18969
SANM|SANMINA CORP|CTLR|CUTLER GROUP, LP|400
SANM|SANMINA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|115680
SANM|SANMINA CORP|DADA|D.A. Davidson & Co.|27
SANM|SANMINA CORP|DBAB|Deutsche Bank Securities Inc.|463950
SANM|SANMINA CORP|DBAX|Deutsche Bank Securities Inc.|194600
SANM|SANMINA CORP|DEAN|MORGAN STANLEY|606
SANM|SANMINA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5149
SANM|SANMINA CORP|EBXL|EBX LLC|83700
SANM|SANMINA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1947
SANM|SANMINA CORP|EDJO|Edward D. Jones & Co., L.P.|380
SANM|SANMINA CORP|EGAM|CBOE TRADING, INC.|2403
SANM|SANMINA CORP|EGXM|CBOE TRADING, INC.|300
SANM|SANMINA CORP|EGXW|CBOE TRADING, INC.|300
SANM|SANMINA CORP|ELEV|ELEVATION, LLC|5176
SANM|SANMINA CORP|ETBE|Electronic Transaction Clearing, Inc.|12850
SANM|SANMINA CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|248
SANM|SANMINA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11261
SANM|SANMINA CORP|ETRS|E*Trade Securities LLC|32041
SANM|SANMINA CORP|FBCO|Credit Suisse Securities (USA) LLC|241838
SANM|SANMINA CORP|FBRC|B. RILEY FBR, INC.|63721
SANM|SANMINA CORP|FILL|Tradestation Securities, Inc.|128
SANM|SANMINA CORP|FMAF|NBCN Inc./ CDS|15400
SANM|SANMINA CORP|FOMA|TD AMERITRADE CLEARING, INC.|45785
SANM|SANMINA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|824
SANM|SANMINA CORP|FQLS|Quantlab Securities LP|41560
SANM|SANMINA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25368
SANM|SANMINA CORP|FTBR|Foliofn Investments, Inc.|2646
SANM|SANMINA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|20018
SANM|SANMINA CORP|GLPX|ACS EXECUTION SERVICES, LLC|2141
SANM|SANMINA CORP|GSCO|GOLDMAN SACHS & CO. LLC|945269
SANM|SANMINA CORP|GSCS|GOLDMAN SACHS & CO. LLC|19248
SANM|SANMINA CORP|GSLT|GOLDMAN SACHS & CO. LLC|2580
SANM|SANMINA CORP|GTSZ|GTS SECURITIES LLC|59965
SANM|SANMINA CORP|HRBF|American Enterprise Investment Services Inc.|452
SANM|SANMINA CORP|IATS|INTERACTIVE BROKERS LLC|775
SANM|SANMINA CORP|IBKR|Interactive Brokers Llc|20994
SANM|SANMINA CORP|ICBX|INSTINET, LLC|19532
SANM|SANMINA CORP|IEQY|CITADEL SECURITIES LLC|27951
SANM|SANMINA CORP|INCA|INSTINET, LLC|249641
SANM|SANMINA CORP|INJX|INSTINET, LLC|15860
SANM|SANMINA CORP|ITGI|ITG Inc.|50307
SANM|SANMINA CORP|ITGP|ITG INC.|79800
SANM|SANMINA CORP|JEFF|JEFFERIES LLC|70328
SANM|SANMINA CORP|JMPT|JUMP TRADING, LLC|3634
SANM|SANMINA CORP|JPBX|J.P. MORGAN SECURITIES LLC|9642
SANM|SANMINA CORP|JPMX|J.P. Morgan Securities LLC|588171
SANM|SANMINA CORP|JSJX|JANE STREET CAPITAL LLC|25804
SANM|SANMINA CORP|KCGM|VIRTU Americas LLC|20466
SANM|SANMINA CORP|LEHM|Barclays Capital Inc./Le|432697
SANM|SANMINA CORP|LIME|Lime Brokerage LLC|158749
SANM|SANMINA CORP|LMGP|LIME BROKERAGE LLC|5300
SANM|SANMINA CORP|LOOP|Loop Capital Markets LLC|2314
SANM|SANMINA CORP|LQNA|LIQUIDNET, INC.|58100
SANM|SANMINA CORP|MAXM|Maxim Group LLC|6752
SANM|SANMINA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|138780
SANM|SANMINA CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3331
SANM|SANMINA CORP|MSCO|MORGAN STANLEY & CO. LLC|983133
SANM|SANMINA CORP|MSPL|MORGAN STANLEY & CO. LLC|269000
SANM|SANMINA CORP|MSTX|MORGAN STANLEY & CO. LLC|44400
SANM|SANMINA CORP|NEED|Needham & Company, LLC|2054
SANM|SANMINA CORP|NFSC|National Financial Services LLC|29986
SANM|SANMINA CORP|NITE|VIRTU Americas LLC|153373
SANM|SANMINA CORP|NITP|VIRTU Americas LLC|7603
SANM|SANMINA CORP|NQRB|Brut, LLC|896
SANM|SANMINA CORP|OHOS|TWO SIGMA SECURITIES, LLC|9453
SANM|SANMINA CORP|OPCO|Oppenheimer & Co. Inc.|2149
SANM|SANMINA CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1550
SANM|SANMINA CORP|PDQM|CODA MARKETS, INC.|16842
SANM|SANMINA CORP|RAJA|Raymond James & Associates, Inc.|988
SANM|SANMINA CORP|RBCM|RBC CAPITAL MARKETS, LLC|187
SANM|SANMINA CORP|RHCO|Suntrust Robinson Humphrey, Inc.|71098
SANM|SANMINA CORP|SAGL|SAGETRADER, LLC|1300
SANM|SANMINA CORP|SAGW|SAGETRADER, LLC|133
SANM|SANMINA CORP|SBSH|Citigroup Global Markets Inc.|401252
SANM|SANMINA CORP|SGMT|GOLDMAN SACHS & CO. LLC|54699
SANM|SANMINA CORP|SPDR|SPEEDROUTE LLC|6700
SANM|SANMINA CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|46540
SANM|SANMINA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|836
SANM|SANMINA CORP|SWIM|TD Ameritrade, Inc.|1151
SANM|SANMINA CORP|SWST|Hilltop Securities Inc.|68
SANM|SANMINA CORP|TKNG|ALLY INVEST SECURITIES LLC|925
SANM|SANMINA CORP|TRBT|Tradebot Systems, Inc.|17222
SANM|SANMINA CORP|TRCM|TRC MARKETS LLC|92139
SANM|SANMINA CORP|UBSA|UBS SECURITIES LLC|526886
SANM|SANMINA CORP|UBSS|UBS Securities LLC|636148
SANM|SANMINA CORP|VALX|VIRTU AMERICAS LLC|49003
SANM|SANMINA CORP|VGRD|Vanguard Marketing Corporation|645
SANM|SANMINA CORP|WCHV|WELLS FARGO SECURITIES, LLC|95151
SANM|SANMINA CORP|WDNX|WEEDEN & CO.L.P.|462
SANM|SANMINA CORP|WEED|Weeden & Co.L.P.|18587
SANM|SANMINA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|43
SANM|SANMINA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1072
SANM|SANMINA CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|406
SANM|SANMINA CORP|WSEA|WOLVERINE SECURITIES, LLC|1107
SANM|SANMINA CORP|XIST|INSTINET, LLC|3524
SANM|SANMINA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
SANM|SANMINA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2381
SANW|S&W SEED COMPANY|APCC|Apex Clearing Corporation|32
SANW|S&W SEED COMPANY|BATM|CBOE TRADING, INC.|1
SANW|S&W SEED COMPANY|BERN|Sanford C. Bernstein & Co., LLC|45771
SANW|S&W SEED COMPANY|BTIG|BTIG, LLC|10000
SANW|S&W SEED COMPANY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62381
SANW|S&W SEED COMPANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21380
SANW|S&W SEED COMPANY|CXCX|CITIGROUP GLOBAL MARKETS INC.|5600
SANW|S&W SEED COMPANY|DADA|D.A. Davidson & Co.|3075
SANW|S&W SEED COMPANY|DBAB|Deutsche Bank Securities Inc.|2081
SANW|S&W SEED COMPANY|DBAX|Deutsche Bank Securities Inc.|28500
SANW|S&W SEED COMPANY|DEAN|MORGAN STANLEY|3400
SANW|S&W SEED COMPANY|DEGS|RONIN PROFESSIONAL LLC|5863
SANW|S&W SEED COMPANY|EBXL|EBX LLC|18200
SANW|S&W SEED COMPANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SANW|S&W SEED COMPANY|EGXM|CBOE TRADING, INC.|1
SANW|S&W SEED COMPANY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|242
SANW|S&W SEED COMPANY|ETRS|E*Trade Securities LLC|6515
SANW|S&W SEED COMPANY|FBCO|Credit Suisse Securities (USA) LLC|42039
SANW|S&W SEED COMPANY|FILL|Tradestation Securities, Inc.|500
SANW|S&W SEED COMPANY|FMAF|NBCN Inc./ CDS|1998
SANW|S&W SEED COMPANY|FOMA|TD AMERITRADE CLEARING, INC.|18840
SANW|S&W SEED COMPANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13907
SANW|S&W SEED COMPANY|FTBR|Foliofn Investments, Inc.|4
SANW|S&W SEED COMPANY|GEBB|GLOBAL EXECUTION BROKERS, LP|300
SANW|S&W SEED COMPANY|GSCO|GOLDMAN SACHS & CO. LLC|5009
SANW|S&W SEED COMPANY|GSCS|GOLDMAN SACHS & CO. LLC|12959
SANW|S&W SEED COMPANY|GTSZ|GTS SECURITIES LLC|604
SANW|S&W SEED COMPANY|IATS|INTERACTIVE BROKERS LLC|6200
SANW|S&W SEED COMPANY|IBKR|Interactive Brokers Llc|46417
SANW|S&W SEED COMPANY|ICBX|INSTINET, LLC|9100
SANW|S&W SEED COMPANY|INCA|INSTINET, LLC|9073
SANW|S&W SEED COMPANY|INJX|INSTINET, LLC|1702
SANW|S&W SEED COMPANY|ITGI|ITG Inc.|4478
SANW|S&W SEED COMPANY|ITGP|ITG INC.|8800
SANW|S&W SEED COMPANY|JEFF|JEFFERIES LLC|8057
SANW|S&W SEED COMPANY|JPMX|J.P. Morgan Securities LLC|30920
SANW|S&W SEED COMPANY|KCGM|VIRTU Americas LLC|5967
SANW|S&W SEED COMPANY|LEHM|Barclays Capital Inc./Le|5971
SANW|S&W SEED COMPANY|LIME|Lime Brokerage LLC|24561
SANW|S&W SEED COMPANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20148
SANW|S&W SEED COMPANY|MSCO|MORGAN STANLEY & CO. LLC|31970
SANW|S&W SEED COMPANY|MSPL|MORGAN STANLEY & CO. LLC|28600
SANW|S&W SEED COMPANY|NFSC|National Financial Services LLC|78827
SANW|S&W SEED COMPANY|NITE|VIRTU Americas LLC|114364
SANW|S&W SEED COMPANY|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3200
SANW|S&W SEED COMPANY|PDQM|CODA MARKETS, INC.|80
SANW|S&W SEED COMPANY|PWJC|UBS Financial Services, Inc.|600
SANW|S&W SEED COMPANY|RAJA|Raymond James & Associates, Inc.|4412
SANW|S&W SEED COMPANY|RBCM|RBC CAPITAL MARKETS, LLC|4402
SANW|S&W SEED COMPANY|RILY|B. RILEY FBR, INC.|3302
SANW|S&W SEED COMPANY|SGMT|GOLDMAN SACHS & CO. LLC|22795
SANW|S&W SEED COMPANY|SPDR|SPEEDROUTE LLC|1163
SANW|S&W SEED COMPANY|SWIM|TD Ameritrade, Inc.|22061
SANW|S&W SEED COMPANY|TKNG|ALLY INVEST SECURITIES LLC|10
SANW|S&W SEED COMPANY|TRBT|Tradebot Systems, Inc.|202
SANW|S&W SEED COMPANY|TRCM|TRC MARKETS LLC|2494
SANW|S&W SEED COMPANY|UBSA|UBS SECURITIES LLC|44201
SANW|S&W SEED COMPANY|UBSS|UBS Securities LLC|33289
SANW|S&W SEED COMPANY|VALX|VIRTU AMERICAS LLC|3353
SANW|S&W SEED COMPANY|VGRD|Vanguard Marketing Corporation|2750
SANW|S&W SEED COMPANY|WCHV|WELLS FARGO SECURITIES, LLC|10971
SANW|S&W SEED COMPANY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74
SANW|S&W SEED COMPANY|WSEA|WOLVERINE SECURITIES, LLC|1047
SANW|S&W SEED COMPANY|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
SANW|S&W SEED COMPANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
SAP|SAP SE ADS|ALTX|Alternet Securities Inc.|7795
SAP|SAP SE ADS|APCC|Apex Clearing Corporation|291
SAP|SAP SE ADS|BALE|M&T SECURITIES, INC.|214
SAP|SAP SE ADS|BARD|Robert W. Baird & Co. Incorporated|1383
SAP|SAP SE ADS|BATM|CBOE TRADING, INC.|2052
SAP|SAP SE ADS|BBNT|BB&T SECURITIES, LLC|309
SAP|SAP SE ADS|BERN|Sanford C. Bernstein & Co., LLC|37205
SAP|SAP SE ADS|BGCE|BGC Financial Inc.|14
SAP|SAP SE ADS|BKCM|BNY Mellon Capital Markets LLC|100
SAP|SAP SE ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14868
SAP|SAP SE ADS|BLKX|INSTINET, LLC|13400
SAP|SAP SE ADS|BLTK|Bulltick, Llc|3158
SAP|SAP SE ADS|BMOC|BMO Capital Markets Corp.|50
SAP|SAP SE ADS|BTIG|BTIG, LLC|118549
SAP|SAP SE ADS|BYXM|CBOE TRADING, INC.|848
SAP|SAP SE ADS|BZYD|GOLDMAN SACHS & CO. LLC|300
SAP|SAP SE ADS|CANT|Cantor Fitzgerald & Co.|13
SAP|SAP SE ADS|CHAS|Charles Schwab & Co., Inc.|1678
SAP|SAP SE ADS|CICF|Canaccord Genuity Corp.|90
SAP|SAP SE ADS|CIST|Capital Institutional Services, Inc.|967
SAP|SAP SE ADS|CLSA|CLSA AMERICAS, LLC|1300
SAP|SAP SE ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60718
SAP|SAP SE ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|251434
SAP|SAP SE ADS|CTDL|Citadel Derivatives Group Llc|4137
SAP|SAP SE ADS|CTLR|CUTLER GROUP, LP|1000
SAP|SAP SE ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4690
SAP|SAP SE ADS|DADA|D.A. Davidson & Co.|149
SAP|SAP SE ADS|DAVA|Davenport & Company LLC|347
SAP|SAP SE ADS|DBAB|Deutsche Bank Securities Inc.|389291
SAP|SAP SE ADS|DBAX|Deutsche Bank Securities Inc.|109400
SAP|SAP SE ADS|DBUL|Deutsche Bank Securities Inc.|5472
SAP|SAP SE ADS|DCHF|Dart Executions, LLC|9970
SAP|SAP SE ADS|DEAN|MORGAN STANLEY|31522
SAP|SAP SE ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13725
SAP|SAP SE ADS|EBXL|EBX LLC|83700
SAP|SAP SE ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|12250
SAP|SAP SE ADS|EDJO|Edward D. Jones & Co., L.P.|5244
SAP|SAP SE ADS|EGAM|CBOE TRADING, INC.|7607
SAP|SAP SE ADS|EGMT|EG MARKET TECHNOLOGIES LLC|1007
SAP|SAP SE ADS|EGXM|CBOE TRADING, INC.|1443
SAP|SAP SE ADS|ETBE|Electronic Transaction Clearing, Inc.|26869
SAP|SAP SE ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10499
SAP|SAP SE ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SAP|SAP SE ADS|ETRS|E*Trade Securities LLC|10354
SAP|SAP SE ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|368
SAP|SAP SE ADS|FILL|Tradestation Securities, Inc.|433
SAP|SAP SE ADS|FMAF|NBCN Inc./ CDS|1922
SAP|SAP SE ADS|FQLS|Quantlab Securities LP|255844
SAP|SAP SE ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33189
SAP|SAP SE ADS|FTBR|Foliofn Investments, Inc.|3406
SAP|SAP SE ADS|GBMT|GBM International, Inc.|10300
SAP|SAP SE ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|12985
SAP|SAP SE ADS|GFIS|GFI Securities LLC|100000
SAP|SAP SE ADS|GLIS|TD Securities Inc|260
SAP|SAP SE ADS|GLPX|ACS EXECUTION SERVICES, LLC|10477
SAP|SAP SE ADS|GSCO|GOLDMAN SACHS & CO. LLC|2017661
SAP|SAP SE ADS|GSCS|GOLDMAN SACHS & CO. LLC|10120
SAP|SAP SE ADS|GSLT|GOLDMAN SACHS & CO. LLC|19419
SAP|SAP SE ADS|GTSZ|GTS SECURITIES LLC|127386
SAP|SAP SE ADS|HRBF|American Enterprise Investment Services Inc.|17715
SAP|SAP SE ADS|HSBC|HSBC Securities, Inc.|1110
SAP|SAP SE ADS|IATS|INTERACTIVE BROKERS LLC|13508
SAP|SAP SE ADS|IBKR|Interactive Brokers Llc|20003
SAP|SAP SE ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4613
SAP|SAP SE ADS|ICBX|INSTINET, LLC|71384
SAP|SAP SE ADS|INCA|INSTINET, LLC|186482
SAP|SAP SE ADS|INJX|INSTINET, LLC|3478
SAP|SAP SE ADS|INTL|INTL FCSTONE FINANCIAL INC.|123327
SAP|SAP SE ADS|ITGI|ITG Inc.|32865
SAP|SAP SE ADS|ITGP|ITG INC.|65200
SAP|SAP SE ADS|JANY|Janney Montgomery Scott Inc.|7038
SAP|SAP SE ADS|JEFF|JEFFERIES LLC|29386
SAP|SAP SE ADS|JMPT|JUMP TRADING, LLC|34578
SAP|SAP SE ADS|JONE|JonesTrading|9272
SAP|SAP SE ADS|JPBX|J.P. MORGAN SECURITIES LLC|42621
SAP|SAP SE ADS|JPMX|J.P. Morgan Securities LLC|112518
SAP|SAP SE ADS|JSJX|JANE STREET CAPITAL LLC|12607
SAP|SAP SE ADS|JUTA|JUMP TRADING, LLC|400
SAP|SAP SE ADS|KCGM|VIRTU Americas LLC|28458
SAP|SAP SE ADS|LEHM|Barclays Capital Inc./Le|688404
SAP|SAP SE ADS|LIME|Lime Brokerage LLC|1284166
SAP|SAP SE ADS|LIWD|LIME BROKERAGE LLC|1066
SAP|SAP SE ADS|LSCI|Lek Securities Corporation|550
SAP|SAP SE ADS|MAXM|Maxim Group LLC|18135
SAP|SAP SE ADS|MCMF|Raymond James Ltd. Cds|159
SAP|SAP SE ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61052
SAP|SAP SE ADS|MOTF|MOTIF INVESTING, INC.|36
SAP|SAP SE ADS|MSCO|MORGAN STANLEY & CO. LLC|1015648
SAP|SAP SE ADS|MSPL|MORGAN STANLEY & CO. LLC|101800
SAP|SAP SE ADS|MSTX|MORGAN STANLEY & CO. LLC|27800
SAP|SAP SE ADS|NATL|National Securities Corporation|3770
SAP|SAP SE ADS|NBCS|NBC Securities, INC.|40
SAP|SAP SE ADS|NEUB|NEUBERGER BERMAN BD LLC|92
SAP|SAP SE ADS|NFSC|National Financial Services LLC|104368
SAP|SAP SE ADS|NITE|VIRTU Americas LLC|378248
SAP|SAP SE ADS|NITP|VIRTU Americas LLC|1041
SAP|SAP SE ADS|NQRB|Brut, LLC|11806
SAP|SAP SE ADS|NTBF|BMO Nesbitt Burns Inc./CDS|223
SAP|SAP SE ADS|NTRC|Northern Trust Securities, Inc.|169
SAP|SAP SE ADS|OHOS|TWO SIGMA SECURITIES, LLC|65556
SAP|SAP SE ADS|OLDM|OLD MISSION CAPITAL, LLC|90302
SAP|SAP SE ADS|OPCO|Oppenheimer & Co. Inc.|4230
SAP|SAP SE ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|607
SAP|SAP SE ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1113046
SAP|SAP SE ADS|PDQM|CODA MARKETS, INC.|15243
SAP|SAP SE ADS|PICT|Pictet Overseas Inc.|470
SAP|SAP SE ADS|PWJC|UBS Financial Services, Inc.|3327
SAP|SAP SE ADS|RBCM|RBC CAPITAL MARKETS, LLC|12378
SAP|SAP SE ADS|SAGL|SAGETRADER, LLC|5852
SAP|SAP SE ADS|SALI|INTL FCSTONE FINANCIAL INC.|117
SAP|SAP SE ADS|SBSH|Citigroup Global Markets Inc.|1018808
SAP|SAP SE ADS|SEIC|SEI Investments Distribution Co.|2052
SAP|SAP SE ADS|SGMT|GOLDMAN SACHS & CO. LLC|65629
SAP|SAP SE ADS|SIBO|Prime Executions, Inc.|2600
SAP|SAP SE ADS|SJLS|TRADE INFORMATICS LLC|1100
SAP|SAP SE ADS|SPDR|SPEEDROUTE LLC|5647
SAP|SAP SE ADS|SPHN|Stephens Inc.|21
SAP|SAP SE ADS|STFL|Stifel, Nicolaus & Company, Incorporated|5020
SAP|SAP SE ADS|STKP|STOCKPILE INVESTMENTS, INC.|30
SAP|SAP SE ADS|SWIM|TD Ameritrade, Inc.|7150
SAP|SAP SE ADS|SWST|Hilltop Securities Inc.|63
SAP|SAP SE ADS|TDSI|TD Securities (USA) LLC|10
SAP|SAP SE ADS|TKNG|ALLY INVEST SECURITIES LLC|939
SAP|SAP SE ADS|TMBR|Timber Hill LLC|1200
SAP|SAP SE ADS|TRBT|Tradebot Systems, Inc.|65422
SAP|SAP SE ADS|TRCM|TRC MARKETS LLC|419674
SAP|SAP SE ADS|TWTT|TASTYWORKS, INC.|658
SAP|SAP SE ADS|UBSA|UBS SECURITIES LLC|434468
SAP|SAP SE ADS|UBSS|UBS Securities LLC|786191
SAP|SAP SE ADS|VALX|VIRTU AMERICAS LLC|878275
SAP|SAP SE ADS|VGRD|Vanguard Marketing Corporation|1977
SAP|SAP SE ADS|VSIN|Vision Financial Markets Llc|10
SAP|SAP SE ADS|WABR|Wall Street Access|331
SAP|SAP SE ADS|WBLR|WILLIAM BLAIR|40
SAP|SAP SE ADS|WCHV|WELLS FARGO SECURITIES, LLC|75290
SAP|SAP SE ADS|WEDB|WEDBUSH SECURITIES INC.|39
SAP|SAP SE ADS|WEED|Weeden & Co.L.P.|610
SAP|SAP SE ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1629
SAP|SAP SE ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16681
SAP|SAP SE ADS|WGIF|CIBC World Markets Inc.|1862
SAP|SAP SE ADS|WSEA|WOLVERINE SECURITIES, LLC|2754
SAP|SAP SE ADS|XIST|INSTINET, LLC|48380
SAP|SAP SE ADS|XPUS|XP SECURITIES, LLC|1585
SAP|SAP SE ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|8384
SAP|SAP SE ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|118
SAP|SAP SE ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8424
SAR|SARATOGA INVT CORP|ALTX|Alternet Securities Inc.|1750
SAR|SARATOGA INVT CORP|APCC|Apex Clearing Corporation|346
SAR|SARATOGA INVT CORP|BANK|Primevest Financial Services, Inc.|300
SAR|SARATOGA INVT CORP|BARD|Robert W. Baird & Co. Incorporated|350
SAR|SARATOGA INVT CORP|BATM|CBOE TRADING, INC.|322
SAR|SARATOGA INVT CORP|BBNT|BB&T SECURITIES, LLC|7359
SAR|SARATOGA INVT CORP|BRGE|Newbridge Securities Corp.|700
SAR|SARATOGA INVT CORP|BYXM|CBOE TRADING, INC.|100
SAR|SARATOGA INVT CORP|BZYD|GOLDMAN SACHS & CO. LLC|500
SAR|SARATOGA INVT CORP|CHAS|Charles Schwab & Co., Inc.|1212
SAR|SARATOGA INVT CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|763
SAR|SARATOGA INVT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9343
SAR|SARATOGA INVT CORP|DBAB|Deutsche Bank Securities Inc.|100
SAR|SARATOGA INVT CORP|DBAX|Deutsche Bank Securities Inc.|3500
SAR|SARATOGA INVT CORP|DEAN|MORGAN STANLEY|800
SAR|SARATOGA INVT CORP|EBXL|EBX LLC|5000
SAR|SARATOGA INVT CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
SAR|SARATOGA INVT CORP|EDJO|Edward D. Jones & Co., L.P.|1227
SAR|SARATOGA INVT CORP|EGAM|CBOE TRADING, INC.|780
SAR|SARATOGA INVT CORP|EGXM|CBOE TRADING, INC.|1
SAR|SARATOGA INVT CORP|ETRS|E*Trade Securities LLC|48873
SAR|SARATOGA INVT CORP|FBSB|U.S. Bancorp Investments, Inc.|55
SAR|SARATOGA INVT CORP|FILL|Tradestation Securities, Inc.|83
SAR|SARATOGA INVT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|551
SAR|SARATOGA INVT CORP|FTBR|Foliofn Investments, Inc.|123
SAR|SARATOGA INVT CORP|GLPX|ACS EXECUTION SERVICES, LLC|3046
SAR|SARATOGA INVT CORP|GSCO|GOLDMAN SACHS & CO. LLC|2100
SAR|SARATOGA INVT CORP|GSLT|GOLDMAN SACHS & CO. LLC|800
SAR|SARATOGA INVT CORP|GTSZ|GTS SECURITIES LLC|9140
SAR|SARATOGA INVT CORP|HRBF|American Enterprise Investment Services Inc.|21340
SAR|SARATOGA INVT CORP|IATS|INTERACTIVE BROKERS LLC|4981
SAR|SARATOGA INVT CORP|IBKR|Interactive Brokers Llc|1580
SAR|SARATOGA INVT CORP|ICBX|INSTINET, LLC|1400
SAR|SARATOGA INVT CORP|INCA|INSTINET, LLC|1710
SAR|SARATOGA INVT CORP|ITGI|ITG Inc.|250
SAR|SARATOGA INVT CORP|ITGP|ITG INC.|4000
SAR|SARATOGA INVT CORP|JANY|Janney Montgomery Scott Inc.|9125
SAR|SARATOGA INVT CORP|JPMX|J.P. Morgan Securities LLC|2476
SAR|SARATOGA INVT CORP|KCGM|VIRTU Americas LLC|6442
SAR|SARATOGA INVT CORP|LEHM|Barclays Capital Inc./Le|12820
SAR|SARATOGA INVT CORP|LIME|Lime Brokerage LLC|3921
SAR|SARATOGA INVT CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SAR|SARATOGA INVT CORP|MAXM|Maxim Group LLC|700
SAR|SARATOGA INVT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
SAR|SARATOGA INVT CORP|MOTF|MOTIF INVESTING, INC.|2
SAR|SARATOGA INVT CORP|MSCO|MORGAN STANLEY & CO. LLC|8653
SAR|SARATOGA INVT CORP|MSPL|MORGAN STANLEY & CO. LLC|5000
SAR|SARATOGA INVT CORP|NFSC|National Financial Services LLC|113201
SAR|SARATOGA INVT CORP|NITE|VIRTU Americas LLC|178086
SAR|SARATOGA INVT CORP|NQRB|Brut, LLC|100
SAR|SARATOGA INVT CORP|PDQM|CODA MARKETS, INC.|4696
SAR|SARATOGA INVT CORP|PWJC|UBS Financial Services, Inc.|400
SAR|SARATOGA INVT CORP|RBCM|RBC CAPITAL MARKETS, LLC|1070
SAR|SARATOGA INVT CORP|SAGC|SAGETRADER, LLC|150
SAR|SARATOGA INVT CORP|SAGL|SAGETRADER, LLC|200
SAR|SARATOGA INVT CORP|SBRX|MURIEL SIEBERT & CO INC|500
SAR|SARATOGA INVT CORP|SGMT|GOLDMAN SACHS & CO. LLC|5951
SAR|SARATOGA INVT CORP|SOGO|Wang Investment Associates, Inc.|50
SAR|SARATOGA INVT CORP|SPDR|SPEEDROUTE LLC|500
SAR|SARATOGA INVT CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2240
SAR|SARATOGA INVT CORP|SWIM|TD Ameritrade, Inc.|7708
SAR|SARATOGA INVT CORP|SWST|Hilltop Securities Inc.|504
SAR|SARATOGA INVT CORP|TKNG|ALLY INVEST SECURITIES LLC|150
SAR|SARATOGA INVT CORP|TRBT|Tradebot Systems, Inc.|1394
SAR|SARATOGA INVT CORP|TRCM|TRC MARKETS LLC|248
SAR|SARATOGA INVT CORP|UBSA|UBS SECURITIES LLC|20425
SAR|SARATOGA INVT CORP|UBSS|UBS Securities LLC|27702
SAR|SARATOGA INVT CORP|VALX|VIRTU AMERICAS LLC|800
SAR|SARATOGA INVT CORP|VGRD|Vanguard Marketing Corporation|11836
SAR|SARATOGA INVT CORP|WBLR|WILLIAM BLAIR|25
SAR|SARATOGA INVT CORP|WCHV|WELLS FARGO SECURITIES, LLC|43889
SAR|SARATOGA INVT CORP|WEDB|WEDBUSH SECURITIES INC.|700
SAR|SARATOGA INVT CORP|WSEA|WOLVERINE SECURITIES, LLC|322
SAR|SARATOGA INVT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|240
SAR|SARATOGA INVT CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|550
SAR|SARATOGA INVT CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7364
SASR|SANDY SPRING BANCORP|ALTX|Alternet Securities Inc.|8682
SASR|SANDY SPRING BANCORP|ANOS|ABEL/NOSER, L.L.C.|130
SASR|SANDY SPRING BANCORP|APCC|Apex Clearing Corporation|27
SASR|SANDY SPRING BANCORP|BATM|CBOE TRADING, INC.|1615
SASR|SANDY SPRING BANCORP|BAYC|BAY CREST PARTNERS, LLC|200
SASR|SANDY SPRING BANCORP|BERN|Sanford C. Bernstein & Co., LLC|12211
SASR|SANDY SPRING BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|980
SASR|SANDY SPRING BANCORP|BLKX|INSTINET, LLC|22000
SASR|SANDY SPRING BANCORP|BMOC|BMO Capital Markets Corp.|5334
SASR|SANDY SPRING BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|6498
SASR|SANDY SPRING BANCORP|BTIG|BTIG, LLC|18483
SASR|SANDY SPRING BANCORP|BYXM|CBOE TRADING, INC.|400
SASR|SANDY SPRING BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|1339
SASR|SANDY SPRING BANCORP|CANT|Cantor Fitzgerald & Co.|3381
SASR|SANDY SPRING BANCORP|CHAS|Charles Schwab & Co., Inc.|205
SASR|SANDY SPRING BANCORP|CLSA|CLSA AMERICAS, LLC|400
SASR|SANDY SPRING BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4205
SASR|SANDY SPRING BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2185
SASR|SANDY SPRING BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
SASR|SANDY SPRING BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58699
SASR|SANDY SPRING BANCORP|CTDL|Citadel Derivatives Group Llc|9185
SASR|SANDY SPRING BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|20178
SASR|SANDY SPRING BANCORP|DBAB|Deutsche Bank Securities Inc.|146672
SASR|SANDY SPRING BANCORP|DBAX|Deutsche Bank Securities Inc.|66800
SASR|SANDY SPRING BANCORP|DBUL|Deutsche Bank Securities Inc.|300
SASR|SANDY SPRING BANCORP|DEAN|MORGAN STANLEY|1330
SASR|SANDY SPRING BANCORP|DEGS|RONIN PROFESSIONAL LLC|1664
SASR|SANDY SPRING BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|165
SASR|SANDY SPRING BANCORP|EBXL|EBX LLC|28100
SASR|SANDY SPRING BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|335
SASR|SANDY SPRING BANCORP|EGAM|CBOE TRADING, INC.|5103
SASR|SANDY SPRING BANCORP|EGAW|CBOE TRADING, INC.|249
SASR|SANDY SPRING BANCORP|EGMT|EG MARKET TECHNOLOGIES LLC|600
SASR|SANDY SPRING BANCORP|EGXM|CBOE TRADING, INC.|2234
SASR|SANDY SPRING BANCORP|EGXW|CBOE TRADING, INC.|100
SASR|SANDY SPRING BANCORP|ETBE|Electronic Transaction Clearing, Inc.|1880
SASR|SANDY SPRING BANCORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|17
SASR|SANDY SPRING BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2868
SASR|SANDY SPRING BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8657
SASR|SANDY SPRING BANCORP|ETRS|E*Trade Securities LLC|11369
SASR|SANDY SPRING BANCORP|FBCO|Credit Suisse Securities (USA) LLC|225182
SASR|SANDY SPRING BANCORP|FILL|Tradestation Securities, Inc.|92
SASR|SANDY SPRING BANCORP|FMAF|NBCN Inc./ CDS|2404
SASR|SANDY SPRING BANCORP|FMCO|First Manhattan Co|1118
SASR|SANDY SPRING BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|4516
SASR|SANDY SPRING BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|73
SASR|SANDY SPRING BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63409
SASR|SANDY SPRING BANCORP|FTBR|Foliofn Investments, Inc.|42
SASR|SANDY SPRING BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|10561
SASR|SANDY SPRING BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|4674
SASR|SANDY SPRING BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|342433
SASR|SANDY SPRING BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|6356
SASR|SANDY SPRING BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|600
SASR|SANDY SPRING BANCORP|GTSZ|GTS SECURITIES LLC|7191
SASR|SANDY SPRING BANCORP|HRBF|American Enterprise Investment Services Inc.|1003
SASR|SANDY SPRING BANCORP|HSBC|HSBC Securities, Inc.|1150
SASR|SANDY SPRING BANCORP|IATS|INTERACTIVE BROKERS LLC|1466
SASR|SANDY SPRING BANCORP|IBKR|Interactive Brokers Llc|26422
SASR|SANDY SPRING BANCORP|ICBX|INSTINET, LLC|6300
SASR|SANDY SPRING BANCORP|IEQY|CITADEL SECURITIES LLC|46950
SASR|SANDY SPRING BANCORP|INCA|INSTINET, LLC|159809
SASR|SANDY SPRING BANCORP|INJX|INSTINET, LLC|20159
SASR|SANDY SPRING BANCORP|ITGI|ITG Inc.|32806
SASR|SANDY SPRING BANCORP|ITGP|ITG INC.|49400
SASR|SANDY SPRING BANCORP|JANY|Janney Montgomery Scott Inc.|523
SASR|SANDY SPRING BANCORP|JEFF|JEFFERIES LLC|31453
SASR|SANDY SPRING BANCORP|JMPT|JUMP TRADING, LLC|10354
SASR|SANDY SPRING BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|16529
SASR|SANDY SPRING BANCORP|JPMX|J.P. Morgan Securities LLC|44296
SASR|SANDY SPRING BANCORP|JSJX|JANE STREET CAPITAL LLC|3267
SASR|SANDY SPRING BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|35097
SASR|SANDY SPRING BANCORP|KCGM|VIRTU Americas LLC|8609
SASR|SANDY SPRING BANCORP|LEHM|Barclays Capital Inc./Le|178417
SASR|SANDY SPRING BANCORP|LIME|Lime Brokerage LLC|81035
SASR|SANDY SPRING BANCORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|15620
SASR|SANDY SPRING BANCORP|LQNA|LIQUIDNET, INC.|9700
SASR|SANDY SPRING BANCORP|MAXM|Maxim Group LLC|3473
SASR|SANDY SPRING BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22300
SASR|SANDY SPRING BANCORP|MOTF|MOTIF INVESTING, INC.|1
SASR|SANDY SPRING BANCORP|MSCO|MORGAN STANLEY & CO. LLC|510465
SASR|SANDY SPRING BANCORP|MSPL|MORGAN STANLEY & CO. LLC|59100
SASR|SANDY SPRING BANCORP|MSTX|MORGAN STANLEY & CO. LLC|6500
SASR|SANDY SPRING BANCORP|MTON|MILLINGTON SECURITIES, INC.|88406
SASR|SANDY SPRING BANCORP|NFSC|National Financial Services LLC|20023
SASR|SANDY SPRING BANCORP|NITE|VIRTU Americas LLC|52495
SASR|SANDY SPRING BANCORP|NITP|VIRTU Americas LLC|1500
SASR|SANDY SPRING BANCORP|NQRB|Brut, LLC|4146
SASR|SANDY SPRING BANCORP|NTRC|Northern Trust Securities, Inc.|1081
SASR|SANDY SPRING BANCORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1075
SASR|SANDY SPRING BANCORP|PDQM|CODA MARKETS, INC.|23355
SASR|SANDY SPRING BANCORP|PUMA|Puma Capital, Llc|57809
SASR|SANDY SPRING BANCORP|PUMX|Puma Capital, LLC|100
SASR|SANDY SPRING BANCORP|RAJA|Raymond James & Associates, Inc.|493
SASR|SANDY SPRING BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|176
SASR|SANDY SPRING BANCORP|SAGL|SAGETRADER, LLC|715
SASR|SANDY SPRING BANCORP|SAGW|SAGETRADER, LLC|32
SASR|SANDY SPRING BANCORP|SBSH|Citigroup Global Markets Inc.|119847
SASR|SANDY SPRING BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|18238
SASR|SANDY SPRING BANCORP|SPDR|SPEEDROUTE LLC|4000
SASR|SANDY SPRING BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|2908
SASR|SANDY SPRING BANCORP|STXG|Stockcross Financial Services, Inc.|852
SASR|SANDY SPRING BANCORP|SWIM|TD Ameritrade, Inc.|3046
SASR|SANDY SPRING BANCORP|SWST|Hilltop Securities Inc.|1524
SASR|SANDY SPRING BANCORP|TRBT|Tradebot Systems, Inc.|33752
SASR|SANDY SPRING BANCORP|TRCM|TRC MARKETS LLC|51968
SASR|SANDY SPRING BANCORP|UBSA|UBS SECURITIES LLC|134641
SASR|SANDY SPRING BANCORP|UBSS|UBS Securities LLC|507935
SASR|SANDY SPRING BANCORP|VALX|VIRTU AMERICAS LLC|7317
SASR|SANDY SPRING BANCORP|VGRD|Vanguard Marketing Corporation|680
SASR|SANDY SPRING BANCORP|WABR|Wall Street Access|48682
SASR|SANDY SPRING BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|19313
SASR|SANDY SPRING BANCORP|WEED|Weeden & Co.L.P.|2195
SASR|SANDY SPRING BANCORP|WSEA|WOLVERINE SECURITIES, LLC|238
SASR|SANDY SPRING BANCORP|XIST|INSTINET, LLC|46940
SASR|SANDY SPRING BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8086
SASR|SANDY SPRING BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|825
SASR|SANDY SPRING BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1411
SATS|ECHOSTAR CORP|ABLE|NATIXIS Securities Americas LLC|8300
SATS|ECHOSTAR CORP|ALTX|Alternet Securities Inc.|3915
SATS|ECHOSTAR CORP|APCC|Apex Clearing Corporation|255
SATS|ECHOSTAR CORP|BARD|Robert W. Baird & Co. Incorporated|1194
SATS|ECHOSTAR CORP|BATM|CBOE TRADING, INC.|2226
SATS|ECHOSTAR CORP|BBNT|BB&T SECURITIES, LLC|125
SATS|ECHOSTAR CORP|BERN|Sanford C. Bernstein & Co., LLC|8846
SATS|ECHOSTAR CORP|BIDS|BIDS TRADING L.P.|21900
SATS|ECHOSTAR CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3997
SATS|ECHOSTAR CORP|BLKX|INSTINET, LLC|21900
SATS|ECHOSTAR CORP|BMOC|BMO Capital Markets Corp.|50000
SATS|ECHOSTAR CORP|BNPX|BNP PARIBAS SECURITIES CORP.|50754
SATS|ECHOSTAR CORP|BTIG|BTIG, LLC|28939
SATS|ECHOSTAR CORP|BYXM|CBOE TRADING, INC.|2336
SATS|ECHOSTAR CORP|CANT|Cantor Fitzgerald & Co.|87445
SATS|ECHOSTAR CORP|CHAS|Charles Schwab & Co., Inc.|310
SATS|ECHOSTAR CORP|CIST|Capital Institutional Services, Inc.|215
SATS|ECHOSTAR CORP|COWR|Cowen and Company, LLC|300
SATS|ECHOSTAR CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18031
SATS|ECHOSTAR CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8308
SATS|ECHOSTAR CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89025
SATS|ECHOSTAR CORP|CTDL|Citadel Derivatives Group Llc|23153
SATS|ECHOSTAR CORP|CTLR|CUTLER GROUP, LP|200
SATS|ECHOSTAR CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11318
SATS|ECHOSTAR CORP|DBAB|Deutsche Bank Securities Inc.|217060
SATS|ECHOSTAR CORP|DBAX|Deutsche Bank Securities Inc.|75200
SATS|ECHOSTAR CORP|DBUL|Deutsche Bank Securities Inc.|1600
SATS|ECHOSTAR CORP|DEAN|MORGAN STANLEY|1250
SATS|ECHOSTAR CORP|DEGS|RONIN PROFESSIONAL LLC|1328
SATS|ECHOSTAR CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|896
SATS|ECHOSTAR CORP|EBXL|EBX LLC|100200
SATS|ECHOSTAR CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|9876
SATS|ECHOSTAR CORP|EDJO|Edward D. Jones & Co., L.P.|553
SATS|ECHOSTAR CORP|EGAM|CBOE TRADING, INC.|5202
SATS|ECHOSTAR CORP|EGAW|CBOE TRADING, INC.|40
SATS|ECHOSTAR CORP|EGMT|EG MARKET TECHNOLOGIES LLC|500
SATS|ECHOSTAR CORP|EGXM|CBOE TRADING, INC.|1114
SATS|ECHOSTAR CORP|ETBE|Electronic Transaction Clearing, Inc.|6082
SATS|ECHOSTAR CORP|ETCC|Electronic Transaction Clearing, Inc.|600
SATS|ECHOSTAR CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7108
SATS|ECHOSTAR CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16044
SATS|ECHOSTAR CORP|ETRS|E*Trade Securities LLC|20763
SATS|ECHOSTAR CORP|FBCO|Credit Suisse Securities (USA) LLC|233486
SATS|ECHOSTAR CORP|FILL|Tradestation Securities, Inc.|3442
SATS|ECHOSTAR CORP|FINX|FINTECH SECURITIES|40569
SATS|ECHOSTAR CORP|FOMA|TD AMERITRADE CLEARING, INC.|39557
SATS|ECHOSTAR CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|158
SATS|ECHOSTAR CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81434
SATS|ECHOSTAR CORP|FTBR|Foliofn Investments, Inc.|37
SATS|ECHOSTAR CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|5200
SATS|ECHOSTAR CORP|GLPX|ACS EXECUTION SERVICES, LLC|21323
SATS|ECHOSTAR CORP|GSCO|GOLDMAN SACHS & CO. LLC|371580
SATS|ECHOSTAR CORP|GSCS|GOLDMAN SACHS & CO. LLC|11267
SATS|ECHOSTAR CORP|GSLT|GOLDMAN SACHS & CO. LLC|1721
SATS|ECHOSTAR CORP|GTSZ|GTS SECURITIES LLC|14800
SATS|ECHOSTAR CORP|HRBF|American Enterprise Investment Services Inc.|1516
SATS|ECHOSTAR CORP|IATS|INTERACTIVE BROKERS LLC|12734
SATS|ECHOSTAR CORP|IBKR|Interactive Brokers Llc|121051
SATS|ECHOSTAR CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|368
SATS|ECHOSTAR CORP|ICBX|INSTINET, LLC|31500
SATS|ECHOSTAR CORP|INCA|INSTINET, LLC|305728
SATS|ECHOSTAR CORP|INJX|INSTINET, LLC|8784
SATS|ECHOSTAR CORP|ITGI|ITG Inc.|31573
SATS|ECHOSTAR CORP|ITGP|ITG INC.|110200
SATS|ECHOSTAR CORP|JANY|Janney Montgomery Scott Inc.|112
SATS|ECHOSTAR CORP|JEFF|JEFFERIES LLC|37961
SATS|ECHOSTAR CORP|JMPT|JUMP TRADING, LLC|31926
SATS|ECHOSTAR CORP|JPBX|J.P. MORGAN SECURITIES LLC|26362
SATS|ECHOSTAR CORP|JPMX|J.P. Morgan Securities LLC|121487
SATS|ECHOSTAR CORP|JSJX|JANE STREET CAPITAL LLC|12259
SATS|ECHOSTAR CORP|KCGM|VIRTU Americas LLC|13510
SATS|ECHOSTAR CORP|LEHM|Barclays Capital Inc./Le|423883
SATS|ECHOSTAR CORP|LIME|Lime Brokerage LLC|95037
SATS|ECHOSTAR CORP|LOOP|Loop Capital Markets LLC|9
SATS|ECHOSTAR CORP|LQNA|LIQUIDNET, INC.|6000
SATS|ECHOSTAR CORP|MACC|Mid Atlantic Capital Corporation|100
SATS|ECHOSTAR CORP|MAXM|Maxim Group LLC|37029
SATS|ECHOSTAR CORP|MCMF|Raymond James Ltd. Cds|225
SATS|ECHOSTAR CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43904
SATS|ECHOSTAR CORP|MOTF|MOTIF INVESTING, INC.|2
SATS|ECHOSTAR CORP|MSCO|MORGAN STANLEY & CO. LLC|1726226
SATS|ECHOSTAR CORP|MSPL|MORGAN STANLEY & CO. LLC|158700
SATS|ECHOSTAR CORP|MSTX|MORGAN STANLEY & CO. LLC|41300
SATS|ECHOSTAR CORP|NEUB|NEUBERGER BERMAN BD LLC|500
SATS|ECHOSTAR CORP|NFSC|National Financial Services LLC|48577
SATS|ECHOSTAR CORP|NITE|VIRTU Americas LLC|179578
SATS|ECHOSTAR CORP|NITP|VIRTU Americas LLC|1520
SATS|ECHOSTAR CORP|NQRB|Brut, LLC|6532
SATS|ECHOSTAR CORP|NTRC|Northern Trust Securities, Inc.|554
SATS|ECHOSTAR CORP|OPCO|Oppenheimer & Co. Inc.|984
SATS|ECHOSTAR CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1410
SATS|ECHOSTAR CORP|PDQM|CODA MARKETS, INC.|62397
SATS|ECHOSTAR CORP|PWJC|UBS Financial Services, Inc.|5016
SATS|ECHOSTAR CORP|RAJA|Raymond James & Associates, Inc.|4523
SATS|ECHOSTAR CORP|RBCM|RBC CAPITAL MARKETS, LLC|1009
SATS|ECHOSTAR CORP|SAGL|SAGETRADER, LLC|1695
SATS|ECHOSTAR CORP|SAGW|SAGETRADER, LLC|33
SATS|ECHOSTAR CORP|SBSH|Citigroup Global Markets Inc.|168616
SATS|ECHOSTAR CORP|SEIC|SEI Investments Distribution Co.|100
SATS|ECHOSTAR CORP|SGMT|GOLDMAN SACHS & CO. LLC|28103
SATS|ECHOSTAR CORP|SPDR|SPEEDROUTE LLC|3562
SATS|ECHOSTAR CORP|SPTD|MINT GLOBAL MARKETS, INC.|2923
SATS|ECHOSTAR CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2848
SATS|ECHOSTAR CORP|SWIM|TD Ameritrade, Inc.|1685
SATS|ECHOSTAR CORP|SWST|Hilltop Securities Inc.|3551
SATS|ECHOSTAR CORP|TKNG|ALLY INVEST SECURITIES LLC|200
SATS|ECHOSTAR CORP|TRBT|Tradebot Systems, Inc.|94731
SATS|ECHOSTAR CORP|TRCM|TRC MARKETS LLC|72805
SATS|ECHOSTAR CORP|TWTT|TASTYWORKS, INC.|43
SATS|ECHOSTAR CORP|UBSA|UBS SECURITIES LLC|273587
SATS|ECHOSTAR CORP|UBSS|UBS Securities LLC|456966
SATS|ECHOSTAR CORP|VALX|VIRTU AMERICAS LLC|4876
SATS|ECHOSTAR CORP|VGRD|Vanguard Marketing Corporation|2342
SATS|ECHOSTAR CORP|WCHV|WELLS FARGO SECURITIES, LLC|74176
SATS|ECHOSTAR CORP|WDNX|WEEDEN & CO.L.P.|3680
SATS|ECHOSTAR CORP|WEDB|WEDBUSH SECURITIES INC.|74
SATS|ECHOSTAR CORP|WEED|Weeden & Co.L.P.|160
SATS|ECHOSTAR CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|830
SATS|ECHOSTAR CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3464
SATS|ECHOSTAR CORP|WFPB|Wells Fargo Securities, LLC.|500
SATS|ECHOSTAR CORP|WGIF|CIBC World Markets Inc.|50
SATS|ECHOSTAR CORP|WHOT|JUST2TRADE, INC.|600
SATS|ECHOSTAR CORP|WSEA|WOLVERINE SECURITIES, LLC|2295
SATS|ECHOSTAR CORP|XIST|INSTINET, LLC|40042
SATS|ECHOSTAR CORP|XPUS|XP SECURITIES, LLC|1069
SATS|ECHOSTAR CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8400
SATS|ECHOSTAR CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|718
SATS|ECHOSTAR CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|275
SAUC|DIVERSIFIED RSTRT HD|APCC|Apex Clearing Corporation|17
SAUC|DIVERSIFIED RSTRT HD|BATM|CBOE TRADING, INC.|300
SAUC|DIVERSIFIED RSTRT HD|BERN|Sanford C. Bernstein & Co., LLC|400
SAUC|DIVERSIFIED RSTRT HD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|280
SAUC|DIVERSIFIED RSTRT HD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
SAUC|DIVERSIFIED RSTRT HD|CTDL|Citadel Derivatives Group Llc|206
SAUC|DIVERSIFIED RSTRT HD|DBAB|Deutsche Bank Securities Inc.|3269
SAUC|DIVERSIFIED RSTRT HD|DEGS|RONIN PROFESSIONAL LLC|6368
SAUC|DIVERSIFIED RSTRT HD|EBXL|EBX LLC|300
SAUC|DIVERSIFIED RSTRT HD|EDJO|Edward D. Jones & Co., L.P.|7356
SAUC|DIVERSIFIED RSTRT HD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1863
SAUC|DIVERSIFIED RSTRT HD|ETRS|E*Trade Securities LLC|41318
SAUC|DIVERSIFIED RSTRT HD|FBCO|Credit Suisse Securities (USA) LLC|2705
SAUC|DIVERSIFIED RSTRT HD|FOMA|TD AMERITRADE CLEARING, INC.|19565
SAUC|DIVERSIFIED RSTRT HD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93
SAUC|DIVERSIFIED RSTRT HD|FTBR|Foliofn Investments, Inc.|69
SAUC|DIVERSIFIED RSTRT HD|GEBB|GLOBAL EXECUTION BROKERS, LP|600
SAUC|DIVERSIFIED RSTRT HD|GLPX|ACS EXECUTION SERVICES, LLC|117
SAUC|DIVERSIFIED RSTRT HD|GSCO|GOLDMAN SACHS & CO. LLC|3605
SAUC|DIVERSIFIED RSTRT HD|GSCS|GOLDMAN SACHS & CO. LLC|13620
SAUC|DIVERSIFIED RSTRT HD|GSLT|GOLDMAN SACHS & CO. LLC|100
SAUC|DIVERSIFIED RSTRT HD|GTSZ|GTS SECURITIES LLC|100
SAUC|DIVERSIFIED RSTRT HD|IATS|INTERACTIVE BROKERS LLC|4656
SAUC|DIVERSIFIED RSTRT HD|IBKR|Interactive Brokers Llc|77895
SAUC|DIVERSIFIED RSTRT HD|ICBX|INSTINET, LLC|200
SAUC|DIVERSIFIED RSTRT HD|INCA|INSTINET, LLC|2514
SAUC|DIVERSIFIED RSTRT HD|INJX|INSTINET, LLC|500
SAUC|DIVERSIFIED RSTRT HD|JEFF|JEFFERIES LLC|1300
SAUC|DIVERSIFIED RSTRT HD|KCGM|VIRTU Americas LLC|100
SAUC|DIVERSIFIED RSTRT HD|LEHM|Barclays Capital Inc./Le|2973
SAUC|DIVERSIFIED RSTRT HD|LIME|Lime Brokerage LLC|12669
SAUC|DIVERSIFIED RSTRT HD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SAUC|DIVERSIFIED RSTRT HD|MSCO|MORGAN STANLEY & CO. LLC|33254
SAUC|DIVERSIFIED RSTRT HD|MSPL|MORGAN STANLEY & CO. LLC|100
SAUC|DIVERSIFIED RSTRT HD|NFSC|National Financial Services LLC|17733
SAUC|DIVERSIFIED RSTRT HD|NITE|VIRTU Americas LLC|56800
SAUC|DIVERSIFIED RSTRT HD|PDQM|CODA MARKETS, INC.|134
SAUC|DIVERSIFIED RSTRT HD|RBCM|RBC CAPITAL MARKETS, LLC|2910
SAUC|DIVERSIFIED RSTRT HD|SBSH|Citigroup Global Markets Inc.|148
SAUC|DIVERSIFIED RSTRT HD|SGMT|GOLDMAN SACHS & CO. LLC|448
SAUC|DIVERSIFIED RSTRT HD|SWIM|TD Ameritrade, Inc.|2000
SAUC|DIVERSIFIED RSTRT HD|TRCM|TRC MARKETS LLC|3068
SAUC|DIVERSIFIED RSTRT HD|UBSA|UBS SECURITIES LLC|8542
SAUC|DIVERSIFIED RSTRT HD|UBSS|UBS Securities LLC|21087
SAUC|DIVERSIFIED RSTRT HD|VGRD|Vanguard Marketing Corporation|18592
SAUC|DIVERSIFIED RSTRT HD|WCHV|WELLS FARGO SECURITIES, LLC|1900
SAUC|DIVERSIFIED RSTRT HD|WSEA|WOLVERINE SECURITIES, LLC|150
SAVE|SPIRIT AIRLINES, INC|AGIS|Aegis Capital Corp.|360
SAVE|SPIRIT AIRLINES, INC|ALTX|Alternet Securities Inc.|6300
SAVE|SPIRIT AIRLINES, INC|APCC|Apex Clearing Corporation|1489
SAVE|SPIRIT AIRLINES, INC|BARD|Robert W. Baird & Co. Incorporated|1217
SAVE|SPIRIT AIRLINES, INC|BATM|CBOE TRADING, INC.|2957
SAVE|SPIRIT AIRLINES, INC|BAYT|BTIG, LLC|2300
SAVE|SPIRIT AIRLINES, INC|BBNT|BB&T SECURITIES, LLC|200
SAVE|SPIRIT AIRLINES, INC|BERN|Sanford C. Bernstein & Co., LLC|6886
SAVE|SPIRIT AIRLINES, INC|BIDS|BIDS TRADING L.P.|800
SAVE|SPIRIT AIRLINES, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5998
SAVE|SPIRIT AIRLINES, INC|BLKX|INSTINET, LLC|59341
SAVE|SPIRIT AIRLINES, INC|BNPX|BNP PARIBAS SECURITIES CORP.|10898
SAVE|SPIRIT AIRLINES, INC|BTIG|BTIG, LLC|77668
SAVE|SPIRIT AIRLINES, INC|BYXM|CBOE TRADING, INC.|1526
SAVE|SPIRIT AIRLINES, INC|BZYD|GOLDMAN SACHS & CO. LLC|500
SAVE|SPIRIT AIRLINES, INC|CANT|Cantor Fitzgerald & Co.|500
SAVE|SPIRIT AIRLINES, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|27360
SAVE|SPIRIT AIRLINES, INC|CHAS|Charles Schwab & Co., Inc.|3420
SAVE|SPIRIT AIRLINES, INC|CICF|Canaccord Genuity Corp.|400
SAVE|SPIRIT AIRLINES, INC|CIST|Capital Institutional Services, Inc.|331
SAVE|SPIRIT AIRLINES, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|123678
SAVE|SPIRIT AIRLINES, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2501
SAVE|SPIRIT AIRLINES, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1205
SAVE|SPIRIT AIRLINES, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|484546
SAVE|SPIRIT AIRLINES, INC|CTDL|Citadel Derivatives Group Llc|15130
SAVE|SPIRIT AIRLINES, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|163082
SAVE|SPIRIT AIRLINES, INC|DBAB|Deutsche Bank Securities Inc.|473920
SAVE|SPIRIT AIRLINES, INC|DBAX|Deutsche Bank Securities Inc.|344400
SAVE|SPIRIT AIRLINES, INC|DCHF|Dart Executions, LLC|701
SAVE|SPIRIT AIRLINES, INC|DEAN|MORGAN STANLEY|5773
SAVE|SPIRIT AIRLINES, INC|DEGS|RONIN PROFESSIONAL LLC|100
SAVE|SPIRIT AIRLINES, INC|DRWK|DRW SECURITIES, L.L.C.|2504
SAVE|SPIRIT AIRLINES, INC|EBXL|EBX LLC|266000
SAVE|SPIRIT AIRLINES, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4995
SAVE|SPIRIT AIRLINES, INC|EDJO|Edward D. Jones & Co., L.P.|470
SAVE|SPIRIT AIRLINES, INC|EGAM|CBOE TRADING, INC.|9934
SAVE|SPIRIT AIRLINES, INC|EGAW|CBOE TRADING, INC.|200
SAVE|SPIRIT AIRLINES, INC|EGMT|EG MARKET TECHNOLOGIES LLC|700
SAVE|SPIRIT AIRLINES, INC|EGXM|CBOE TRADING, INC.|1859
SAVE|SPIRIT AIRLINES, INC|ETBE|Electronic Transaction Clearing, Inc.|14033
SAVE|SPIRIT AIRLINES, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
SAVE|SPIRIT AIRLINES, INC|ETCC|Electronic Transaction Clearing, Inc.|410
SAVE|SPIRIT AIRLINES, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|352
SAVE|SPIRIT AIRLINES, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27150
SAVE|SPIRIT AIRLINES, INC|ETRS|E*Trade Securities LLC|236518
SAVE|SPIRIT AIRLINES, INC|FBSB|U.S. Bancorp Investments, Inc.|43
SAVE|SPIRIT AIRLINES, INC|FILL|Tradestation Securities, Inc.|1585
SAVE|SPIRIT AIRLINES, INC|FMAF|NBCN Inc./ CDS|1145
SAVE|SPIRIT AIRLINES, INC|FNXS|FENIX SECURITIES, LLC|1000
SAVE|SPIRIT AIRLINES, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9571
SAVE|SPIRIT AIRLINES, INC|FQLS|Quantlab Securities LP|502057
SAVE|SPIRIT AIRLINES, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118535
SAVE|SPIRIT AIRLINES, INC|FTBR|Foliofn Investments, Inc.|754
SAVE|SPIRIT AIRLINES, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|896
SAVE|SPIRIT AIRLINES, INC|GLIS|TD Securities Inc|252
SAVE|SPIRIT AIRLINES, INC|GLPX|ACS EXECUTION SERVICES, LLC|27077
SAVE|SPIRIT AIRLINES, INC|GSCO|GOLDMAN SACHS & CO. LLC|1319403
SAVE|SPIRIT AIRLINES, INC|GSCS|GOLDMAN SACHS & CO. LLC|26721
SAVE|SPIRIT AIRLINES, INC|GSLT|GOLDMAN SACHS & CO. LLC|10160
SAVE|SPIRIT AIRLINES, INC|GTSZ|GTS SECURITIES LLC|83630
SAVE|SPIRIT AIRLINES, INC|HPPX|POTAMUS TRADING, LLC|673
SAVE|SPIRIT AIRLINES, INC|HRBF|American Enterprise Investment Services Inc.|3438
SAVE|SPIRIT AIRLINES, INC|HSBC|HSBC Securities, Inc.|200
SAVE|SPIRIT AIRLINES, INC|IATS|INTERACTIVE BROKERS LLC|41952
SAVE|SPIRIT AIRLINES, INC|IBKR|Interactive Brokers Llc|73556
SAVE|SPIRIT AIRLINES, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
SAVE|SPIRIT AIRLINES, INC|ICBX|INSTINET, LLC|70656
SAVE|SPIRIT AIRLINES, INC|IEQY|CITADEL SECURITIES LLC|11147
SAVE|SPIRIT AIRLINES, INC|INCA|INSTINET, LLC|379789
SAVE|SPIRIT AIRLINES, INC|INJX|INSTINET, LLC|26888
SAVE|SPIRIT AIRLINES, INC|ITGI|ITG Inc.|176125
SAVE|SPIRIT AIRLINES, INC|ITGP|ITG INC.|73000
SAVE|SPIRIT AIRLINES, INC|JANY|Janney Montgomery Scott Inc.|200
SAVE|SPIRIT AIRLINES, INC|JEFF|JEFFERIES LLC|104291
SAVE|SPIRIT AIRLINES, INC|JMPT|JUMP TRADING, LLC|88934
SAVE|SPIRIT AIRLINES, INC|JONE|JonesTrading|1716
SAVE|SPIRIT AIRLINES, INC|JPBX|J.P. MORGAN SECURITIES LLC|196891
SAVE|SPIRIT AIRLINES, INC|JPMX|J.P. Morgan Securities LLC|552455
SAVE|SPIRIT AIRLINES, INC|JSJX|JANE STREET CAPITAL LLC|10488
SAVE|SPIRIT AIRLINES, INC|KCGM|VIRTU Americas LLC|57226
SAVE|SPIRIT AIRLINES, INC|KEYB|KEYBANC CAPITAL MARKETS INC.|77200
SAVE|SPIRIT AIRLINES, INC|LEHM|Barclays Capital Inc./Le|906466
SAVE|SPIRIT AIRLINES, INC|LIME|Lime Brokerage LLC|83132
SAVE|SPIRIT AIRLINES, INC|LOOP|Loop Capital Markets LLC|10227
SAVE|SPIRIT AIRLINES, INC|LQNA|LIQUIDNET, INC.|77700
SAVE|SPIRIT AIRLINES, INC|LSCI|Lek Securities Corporation|14
SAVE|SPIRIT AIRLINES, INC|MACQ|Macquarie Capital (USA) Inc.|3500
SAVE|SPIRIT AIRLINES, INC|MAXM|Maxim Group LLC|300
SAVE|SPIRIT AIRLINES, INC|MBTS|ALLY INVEST SECURITIES LLC|339
SAVE|SPIRIT AIRLINES, INC|MILE|I-Bankers Securities, Inc.|6609
SAVE|SPIRIT AIRLINES, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|155353
SAVE|SPIRIT AIRLINES, INC|MOTF|MOTIF INVESTING, INC.|12
SAVE|SPIRIT AIRLINES, INC|MSCO|MORGAN STANLEY & CO. LLC|1893830
SAVE|SPIRIT AIRLINES, INC|MSPL|MORGAN STANLEY & CO. LLC|565500
SAVE|SPIRIT AIRLINES, INC|MSTX|MORGAN STANLEY & CO. LLC|360200
SAVE|SPIRIT AIRLINES, INC|NATL|National Securities Corporation|2110
SAVE|SPIRIT AIRLINES, INC|NFSC|National Financial Services LLC|292364
SAVE|SPIRIT AIRLINES, INC|NITE|VIRTU Americas LLC|585489
SAVE|SPIRIT AIRLINES, INC|NITP|VIRTU Americas LLC|100
SAVE|SPIRIT AIRLINES, INC|NQRB|Brut, LLC|23662
SAVE|SPIRIT AIRLINES, INC|NTBF|BMO Nesbitt Burns Inc./CDS|520
SAVE|SPIRIT AIRLINES, INC|OHOS|TWO SIGMA SECURITIES, LLC|63147
SAVE|SPIRIT AIRLINES, INC|OPCO|Oppenheimer & Co. Inc.|200
SAVE|SPIRIT AIRLINES, INC|PDQM|CODA MARKETS, INC.|81566
SAVE|SPIRIT AIRLINES, INC|PHLY|NASDAQ Execution Services, LLC|800
SAVE|SPIRIT AIRLINES, INC|PWJC|UBS Financial Services, Inc.|2700
SAVE|SPIRIT AIRLINES, INC|QMSR|QUATTRO M SECURITIES INC.|100
SAVE|SPIRIT AIRLINES, INC|RBCM|RBC CAPITAL MARKETS, LLC|3999
SAVE|SPIRIT AIRLINES, INC|RHCO|Suntrust Robinson Humphrey, Inc.|9251
SAVE|SPIRIT AIRLINES, INC|RILY|B. RILEY FBR, INC.|1200
SAVE|SPIRIT AIRLINES, INC|SAGL|SAGETRADER, LLC|15654
SAVE|SPIRIT AIRLINES, INC|SAGW|SAGETRADER, LLC|400
SAVE|SPIRIT AIRLINES, INC|SALI|INTL FCSTONE FINANCIAL INC.|700
SAVE|SPIRIT AIRLINES, INC|SBSH|Citigroup Global Markets Inc.|254565
SAVE|SPIRIT AIRLINES, INC|SCMC|Scotia Capital Markets (USA) Inc.|3600
SAVE|SPIRIT AIRLINES, INC|SGMT|GOLDMAN SACHS & CO. LLC|106941
SAVE|SPIRIT AIRLINES, INC|SOGO|Wang Investment Associates, Inc.|200
SAVE|SPIRIT AIRLINES, INC|SPDR|SPEEDROUTE LLC|34151
SAVE|SPIRIT AIRLINES, INC|SPHN|Stephens Inc.|40700
SAVE|SPIRIT AIRLINES, INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
SAVE|SPIRIT AIRLINES, INC|STFL|Stifel, Nicolaus & Company, Incorporated|47947
SAVE|SPIRIT AIRLINES, INC|STKP|STOCKPILE INVESTMENTS, INC.|80
SAVE|SPIRIT AIRLINES, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2229
SAVE|SPIRIT AIRLINES, INC|SWIM|TD Ameritrade, Inc.|129582
SAVE|SPIRIT AIRLINES, INC|TKNG|ALLY INVEST SECURITIES LLC|2520
SAVE|SPIRIT AIRLINES, INC|TRBT|Tradebot Systems, Inc.|227265
SAVE|SPIRIT AIRLINES, INC|TRCM|TRC MARKETS LLC|311519
SAVE|SPIRIT AIRLINES, INC|TWTT|TASTYWORKS, INC.|100
SAVE|SPIRIT AIRLINES, INC|UBSA|UBS SECURITIES LLC|820024
SAVE|SPIRIT AIRLINES, INC|UBSS|UBS Securities LLC|1282536
SAVE|SPIRIT AIRLINES, INC|VALX|VIRTU AMERICAS LLC|15461
SAVE|SPIRIT AIRLINES, INC|VGRD|Vanguard Marketing Corporation|13010
SAVE|SPIRIT AIRLINES, INC|VSIN|Vision Financial Markets Llc|34
SAVE|SPIRIT AIRLINES, INC|WABR|Wall Street Access|300
SAVE|SPIRIT AIRLINES, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1009
SAVE|SPIRIT AIRLINES, INC|WCHV|WELLS FARGO SECURITIES, LLC|46363
SAVE|SPIRIT AIRLINES, INC|WDNX|WEEDEN & CO.L.P.|4382
SAVE|SPIRIT AIRLINES, INC|WEDB|WEDBUSH SECURITIES INC.|8574
SAVE|SPIRIT AIRLINES, INC|WEED|Weeden & Co.L.P.|202382
SAVE|SPIRIT AIRLINES, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3095
SAVE|SPIRIT AIRLINES, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11297
SAVE|SPIRIT AIRLINES, INC|WGIF|CIBC World Markets Inc.|600
SAVE|SPIRIT AIRLINES, INC|WOLF|Wolfe Trahan Securities|8400
SAVE|SPIRIT AIRLINES, INC|WSEA|WOLVERINE SECURITIES, LLC|4925
SAVE|SPIRIT AIRLINES, INC|XIST|INSTINET, LLC|142588
SAVE|SPIRIT AIRLINES, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|64734
SAVE|SPIRIT AIRLINES, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4808
SAVE|SPIRIT AIRLINES, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6047
SB|SAFE BULKERS, INC|ALTX|Alternet Securities Inc.|3246
SB|SAFE BULKERS, INC|APCC|Apex Clearing Corporation|7017
SB|SAFE BULKERS, INC|BATM|CBOE TRADING, INC.|358
SB|SAFE BULKERS, INC|BIDS|BIDS TRADING L.P.|8000
SB|SAFE BULKERS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9678
SB|SAFE BULKERS, INC|BLKX|INSTINET, LLC|5500
SB|SAFE BULKERS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|4736
SB|SAFE BULKERS, INC|BTIG|BTIG, LLC|132519
SB|SAFE BULKERS, INC|BZYD|GOLDMAN SACHS & CO. LLC|7600
SB|SAFE BULKERS, INC|CHAS|Charles Schwab & Co., Inc.|1200
SB|SAFE BULKERS, INC|CIST|Capital Institutional Services, Inc.|4397
SB|SAFE BULKERS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5588
SB|SAFE BULKERS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
SB|SAFE BULKERS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3205
SB|SAFE BULKERS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100613
SB|SAFE BULKERS, INC|CTDL|Citadel Derivatives Group Llc|2820
SB|SAFE BULKERS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|15152
SB|SAFE BULKERS, INC|DBAB|Deutsche Bank Securities Inc.|45903
SB|SAFE BULKERS, INC|DBAX|Deutsche Bank Securities Inc.|45600
SB|SAFE BULKERS, INC|DEAN|MORGAN STANLEY|21335
SB|SAFE BULKERS, INC|DEGS|RONIN PROFESSIONAL LLC|6737
SB|SAFE BULKERS, INC|EBXL|EBX LLC|26900
SB|SAFE BULKERS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|183
SB|SAFE BULKERS, INC|EGAM|CBOE TRADING, INC.|4531
SB|SAFE BULKERS, INC|EGXM|CBOE TRADING, INC.|5211
SB|SAFE BULKERS, INC|EGXW|CBOE TRADING, INC.|100
SB|SAFE BULKERS, INC|ETBE|Electronic Transaction Clearing, Inc.|1600
SB|SAFE BULKERS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SB|SAFE BULKERS, INC|ETRS|E*Trade Securities LLC|333245
SB|SAFE BULKERS, INC|FILL|Tradestation Securities, Inc.|2350
SB|SAFE BULKERS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29232
SB|SAFE BULKERS, INC|FTBR|Foliofn Investments, Inc.|20387
SB|SAFE BULKERS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|900
SB|SAFE BULKERS, INC|GLIS|TD Securities Inc|4200
SB|SAFE BULKERS, INC|GLPX|ACS EXECUTION SERVICES, LLC|4436
SB|SAFE BULKERS, INC|GSCO|GOLDMAN SACHS & CO. LLC|390817
SB|SAFE BULKERS, INC|GSCS|GOLDMAN SACHS & CO. LLC|24509
SB|SAFE BULKERS, INC|GSLT|GOLDMAN SACHS & CO. LLC|8062
SB|SAFE BULKERS, INC|GTSZ|GTS SECURITIES LLC|14211
SB|SAFE BULKERS, INC|HSBC|HSBC Securities, Inc.|9991
SB|SAFE BULKERS, INC|IATS|INTERACTIVE BROKERS LLC|20968
SB|SAFE BULKERS, INC|IBKR|Interactive Brokers Llc|117048
SB|SAFE BULKERS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|385
SB|SAFE BULKERS, INC|ICBX|INSTINET, LLC|28589
SB|SAFE BULKERS, INC|IEQY|CITADEL SECURITIES LLC|4705
SB|SAFE BULKERS, INC|INCA|INSTINET, LLC|42894
SB|SAFE BULKERS, INC|INJX|INSTINET, LLC|400
SB|SAFE BULKERS, INC|ITGI|ITG Inc.|35259
SB|SAFE BULKERS, INC|ITGP|ITG INC.|111200
SB|SAFE BULKERS, INC|JANY|Janney Montgomery Scott Inc.|1
SB|SAFE BULKERS, INC|JEFF|JEFFERIES LLC|16411
SB|SAFE BULKERS, INC|JMPT|JUMP TRADING, LLC|1924
SB|SAFE BULKERS, INC|JPBX|J.P. MORGAN SECURITIES LLC|5800
SB|SAFE BULKERS, INC|JPMX|J.P. Morgan Securities LLC|94837
SB|SAFE BULKERS, INC|JSJX|JANE STREET CAPITAL LLC|11520
SB|SAFE BULKERS, INC|KCGM|VIRTU Americas LLC|13709
SB|SAFE BULKERS, INC|LEHM|Barclays Capital Inc./Le|184738
SB|SAFE BULKERS, INC|LIME|Lime Brokerage LLC|9407
SB|SAFE BULKERS, INC|LQNB|LIQUIDNET, INC.|8286
SB|SAFE BULKERS, INC|MAXM|Maxim Group LLC|1000
SB|SAFE BULKERS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93708
SB|SAFE BULKERS, INC|MOTF|MOTIF INVESTING, INC.|3
SB|SAFE BULKERS, INC|MSCO|MORGAN STANLEY & CO. LLC|257493
SB|SAFE BULKERS, INC|MSPL|MORGAN STANLEY & CO. LLC|159300
SB|SAFE BULKERS, INC|MSTX|MORGAN STANLEY & CO. LLC|67100
SB|SAFE BULKERS, INC|NFSC|National Financial Services LLC|250769
SB|SAFE BULKERS, INC|NITE|VIRTU Americas LLC|700306
SB|SAFE BULKERS, INC|NITP|VIRTU Americas LLC|400
SB|SAFE BULKERS, INC|NQRB|Brut, LLC|100
SB|SAFE BULKERS, INC|NTBF|BMO Nesbitt Burns Inc./CDS|5880
SB|SAFE BULKERS, INC|OPCO|Oppenheimer & Co. Inc.|600
SB|SAFE BULKERS, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1795
SB|SAFE BULKERS, INC|PDQM|CODA MARKETS, INC.|10410
SB|SAFE BULKERS, INC|PWJC|UBS Financial Services, Inc.|18800
SB|SAFE BULKERS, INC|QMSR|QUATTRO M SECURITIES INC.|8100
SB|SAFE BULKERS, INC|RBCM|RBC CAPITAL MARKETS, LLC|1201
SB|SAFE BULKERS, INC|RGLD|Regal Securities, Inc|2000
SB|SAFE BULKERS, INC|SAGL|SAGETRADER, LLC|2000
SB|SAFE BULKERS, INC|SALI|INTL FCSTONE FINANCIAL INC.|2000
SB|SAFE BULKERS, INC|SBSH|Citigroup Global Markets Inc.|30182
SB|SAFE BULKERS, INC|SEIC|SEI Investments Distribution Co.|200
SB|SAFE BULKERS, INC|SGMT|GOLDMAN SACHS & CO. LLC|60849
SB|SAFE BULKERS, INC|SPDR|SPEEDROUTE LLC|1500
SB|SAFE BULKERS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|70021
SB|SAFE BULKERS, INC|SWIM|TD Ameritrade, Inc.|318702
SB|SAFE BULKERS, INC|TKNG|ALLY INVEST SECURITIES LLC|2355
SB|SAFE BULKERS, INC|TRBT|Tradebot Systems, Inc.|37571
SB|SAFE BULKERS, INC|TRCM|TRC MARKETS LLC|11704
SB|SAFE BULKERS, INC|TWTT|TASTYWORKS, INC.|150
SB|SAFE BULKERS, INC|UBSA|UBS SECURITIES LLC|306726
SB|SAFE BULKERS, INC|UBSS|UBS Securities LLC|288300
SB|SAFE BULKERS, INC|VALX|VIRTU AMERICAS LLC|6872
SB|SAFE BULKERS, INC|VGRD|Vanguard Marketing Corporation|9132
SB|SAFE BULKERS, INC|WCHV|WELLS FARGO SECURITIES, LLC|46198
SB|SAFE BULKERS, INC|WEDB|WEDBUSH SECURITIES INC.|4100
SB|SAFE BULKERS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13053
SB|SAFE BULKERS, INC|WGIF|CIBC World Markets Inc.|2845
SB|SAFE BULKERS, INC|WSEA|WOLVERINE SECURITIES, LLC|4891
SB|SAFE BULKERS, INC|XIST|INSTINET, LLC|29200
SB|SAFE BULKERS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SB|SAFE BULKERS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|809
SB$C|SAFE BULKERS|BATM|CBOE TRADING, INC.|400
SB$C|SAFE BULKERS|BNCH|The Benchmark Company, LLC|1000
SB$C|SAFE BULKERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
SB$C|SAFE BULKERS|DBAX|Deutsche Bank Securities Inc.|500
SB$C|SAFE BULKERS|DEAN|MORGAN STANLEY|3466
SB$C|SAFE BULKERS|EBXL|EBX LLC|100
SB$C|SAFE BULKERS|ETRS|E*Trade Securities LLC|2000
SB$C|SAFE BULKERS|GSCO|GOLDMAN SACHS & CO. LLC|100
SB$C|SAFE BULKERS|GTSZ|GTS SECURITIES LLC|100
SB$C|SAFE BULKERS|INCA|INSTINET, LLC|693
SB$C|SAFE BULKERS|ITGI|ITG Inc.|100
SB$C|SAFE BULKERS|LIME|Lime Brokerage LLC|691
SB$C|SAFE BULKERS|MSCO|MORGAN STANLEY & CO. LLC|1919
SB$C|SAFE BULKERS|NFSC|National Financial Services LLC|1134
SB$C|SAFE BULKERS|NITE|VIRTU Americas LLC|12668
SB$C|SAFE BULKERS|NQRB|Brut, LLC|300
SB$C|SAFE BULKERS|NTBF|BMO Nesbitt Burns Inc./CDS|600
SB$C|SAFE BULKERS|PWJC|UBS Financial Services, Inc.|2400
SB$C|SAFE BULKERS|RBCM|RBC CAPITAL MARKETS, LLC|300
SB$C|SAFE BULKERS|SALI|INTL FCSTONE FINANCIAL INC.|795
SB$C|SAFE BULKERS|SBSH|Citigroup Global Markets Inc.|420
SB$C|SAFE BULKERS|STFL|Stifel, Nicolaus & Company, Incorporated|1949
SB$C|SAFE BULKERS|SWIM|TD Ameritrade, Inc.|2296
SB$C|SAFE BULKERS|UBSA|UBS SECURITIES LLC|900
SB$C|SAFE BULKERS|UBSS|UBS Securities LLC|4350
SB$C|SAFE BULKERS|VGRD|Vanguard Marketing Corporation|445
SB$C|SAFE BULKERS|WCHV|WELLS FARGO SECURITIES, LLC|10590
SB$D|SAFE BULKERS INC|BATM|CBOE TRADING, INC.|100
SB$D|SAFE BULKERS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
SB$D|SAFE BULKERS INC|DBAX|Deutsche Bank Securities Inc.|100
SB$D|SAFE BULKERS INC|DEAN|MORGAN STANLEY|4670
SB$D|SAFE BULKERS INC|EBXL|EBX LLC|400
SB$D|SAFE BULKERS INC|ETRS|E*Trade Securities LLC|5671
SB$D|SAFE BULKERS INC|FMAF|NBCN Inc./ CDS|2000
SB$D|SAFE BULKERS INC|GLPX|ACS EXECUTION SERVICES, LLC|2721
SB$D|SAFE BULKERS INC|GTSZ|GTS SECURITIES LLC|100
SB$D|SAFE BULKERS INC|HRBF|American Enterprise Investment Services Inc.|4000
SB$D|SAFE BULKERS INC|IATS|INTERACTIVE BROKERS LLC|2280
SB$D|SAFE BULKERS INC|IBKR|Interactive Brokers Llc|1990
SB$D|SAFE BULKERS INC|INCA|INSTINET, LLC|700
SB$D|SAFE BULKERS INC|JANY|Janney Montgomery Scott Inc.|30500
SB$D|SAFE BULKERS INC|LEHM|Barclays Capital Inc./Le|400
SB$D|SAFE BULKERS INC|LIME|Lime Brokerage LLC|150
SB$D|SAFE BULKERS INC|MSCO|MORGAN STANLEY & CO. LLC|168
SB$D|SAFE BULKERS INC|NFSC|National Financial Services LLC|15843
SB$D|SAFE BULKERS INC|NITE|VIRTU Americas LLC|24616
SB$D|SAFE BULKERS INC|NQRB|Brut, LLC|400
SB$D|SAFE BULKERS INC|NTBF|BMO Nesbitt Burns Inc./CDS|500
SB$D|SAFE BULKERS INC|PCPT|PHILLIP CAPITAL INC.|1200
SB$D|SAFE BULKERS INC|PDQM|CODA MARKETS, INC.|2921
SB$D|SAFE BULKERS INC|SBSH|Citigroup Global Markets Inc.|267
SB$D|SAFE BULKERS INC|SGMT|GOLDMAN SACHS & CO. LLC|100
SB$D|SAFE BULKERS INC|SPDR|SPEEDROUTE LLC|100
SB$D|SAFE BULKERS INC|SWIM|TD Ameritrade, Inc.|1000
SB$D|SAFE BULKERS INC|TKNG|ALLY INVEST SECURITIES LLC|300
SB$D|SAFE BULKERS INC|UBSA|UBS SECURITIES LLC|2000
SB$D|SAFE BULKERS INC|UBSS|UBS Securities LLC|2024
SB$D|SAFE BULKERS INC|VGRD|Vanguard Marketing Corporation|1779
SB$D|SAFE BULKERS INC|WCHV|WELLS FARGO SECURITIES, LLC|5295
SB$D|SAFE BULKERS INC|WSEA|WOLVERINE SECURITIES, LLC|300
SB$D|SAFE BULKERS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SBAC|SBA COMMUNICATIONS|ALTX|Alternet Securities Inc.|3882
SBAC|SBA COMMUNICATIONS|ANOS|ABEL/NOSER, L.L.C.|1558
SBAC|SBA COMMUNICATIONS|APCC|Apex Clearing Corporation|143
SBAC|SBA COMMUNICATIONS|AQUA|AQUA SECURITIES L.P.|10000
SBAC|SBA COMMUNICATIONS|BANK|Primevest Financial Services, Inc.|63
SBAC|SBA COMMUNICATIONS|BAQP|BURKE & QUICK PARTNERS LLC|1546
SBAC|SBA COMMUNICATIONS|BARD|Robert W. Baird & Co. Incorporated|556
SBAC|SBA COMMUNICATIONS|BATM|CBOE TRADING, INC.|6549
SBAC|SBA COMMUNICATIONS|BAYC|BAY CREST PARTNERS, LLC|13942
SBAC|SBA COMMUNICATIONS|BAYT|BTIG, LLC|2600
SBAC|SBA COMMUNICATIONS|BBNT|BB&T SECURITIES, LLC|27
SBAC|SBA COMMUNICATIONS|BERN|Sanford C. Bernstein & Co., LLC|292514
SBAC|SBA COMMUNICATIONS|BIDS|BIDS TRADING L.P.|8523
SBAC|SBA COMMUNICATIONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1260
SBAC|SBA COMMUNICATIONS|BLKX|INSTINET, LLC|87336
SBAC|SBA COMMUNICATIONS|BMOC|BMO Capital Markets Corp.|243758
SBAC|SBA COMMUNICATIONS|BNPX|BNP PARIBAS SECURITIES CORP.|98264
SBAC|SBA COMMUNICATIONS|BTIG|BTIG, LLC|34383
SBAC|SBA COMMUNICATIONS|BYXM|CBOE TRADING, INC.|2737
SBAC|SBA COMMUNICATIONS|BZYD|GOLDMAN SACHS & CO. LLC|200
SBAC|SBA COMMUNICATIONS|CANT|Cantor Fitzgerald & Co.|114882
SBAC|SBA COMMUNICATIONS|CBLC|CITIGROUP GLOBAL MARKETS INC.|71800
SBAC|SBA COMMUNICATIONS|CHAS|Charles Schwab & Co., Inc.|1357
SBAC|SBA COMMUNICATIONS|CIBP|CIBC World Markets Corp.|4954
SBAC|SBA COMMUNICATIONS|CIST|Capital Institutional Services, Inc.|979
SBAC|SBA COMMUNICATIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|381439
SBAC|SBA COMMUNICATIONS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5378
SBAC|SBA COMMUNICATIONS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|579
SBAC|SBA COMMUNICATIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|419742
SBAC|SBA COMMUNICATIONS|CTDL|Citadel Derivatives Group Llc|63387
SBAC|SBA COMMUNICATIONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|20074
SBAC|SBA COMMUNICATIONS|DADA|D.A. Davidson & Co.|87
SBAC|SBA COMMUNICATIONS|DBAB|Deutsche Bank Securities Inc.|460190
SBAC|SBA COMMUNICATIONS|DBAX|Deutsche Bank Securities Inc.|232300
SBAC|SBA COMMUNICATIONS|DBUL|Deutsche Bank Securities Inc.|16146
SBAC|SBA COMMUNICATIONS|DCHF|Dart Executions, LLC|1916
SBAC|SBA COMMUNICATIONS|DEAN|MORGAN STANLEY|10038
SBAC|SBA COMMUNICATIONS|DEGS|RONIN PROFESSIONAL LLC|1
SBAC|SBA COMMUNICATIONS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10222
SBAC|SBA COMMUNICATIONS|DREX|Drexel Hamilton, LLC|23
SBAC|SBA COMMUNICATIONS|DRWK|DRW SECURITIES, L.L.C.|67322
SBAC|SBA COMMUNICATIONS|EBXL|EBX LLC|225400
SBAC|SBA COMMUNICATIONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|6774
SBAC|SBA COMMUNICATIONS|EDJO|Edward D. Jones & Co., L.P.|1116
SBAC|SBA COMMUNICATIONS|EGAM|CBOE TRADING, INC.|11169
SBAC|SBA COMMUNICATIONS|EGAW|CBOE TRADING, INC.|19
SBAC|SBA COMMUNICATIONS|EGMT|EG MARKET TECHNOLOGIES LLC|1400
SBAC|SBA COMMUNICATIONS|EGXM|CBOE TRADING, INC.|2727
SBAC|SBA COMMUNICATIONS|ESPO|ESPOSITO SECURITIES, LLC|2072
SBAC|SBA COMMUNICATIONS|ETBE|Electronic Transaction Clearing, Inc.|66738
SBAC|SBA COMMUNICATIONS|ETCB|ETC BROKERAGE SERVICES, LLC|8
SBAC|SBA COMMUNICATIONS|ETCC|Electronic Transaction Clearing, Inc.|970
SBAC|SBA COMMUNICATIONS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3428
SBAC|SBA COMMUNICATIONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69586
SBAC|SBA COMMUNICATIONS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|255
SBAC|SBA COMMUNICATIONS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|217068
SBAC|SBA COMMUNICATIONS|ETRS|E*Trade Securities LLC|10582
SBAC|SBA COMMUNICATIONS|FBCO|Credit Suisse Securities (USA) LLC|674142
SBAC|SBA COMMUNICATIONS|FBSB|U.S. Bancorp Investments, Inc.|13
SBAC|SBA COMMUNICATIONS|FILL|Tradestation Securities, Inc.|554
SBAC|SBA COMMUNICATIONS|FINX|FINTECH SECURITIES|28
SBAC|SBA COMMUNICATIONS|FMAF|NBCN Inc./ CDS|345
SBAC|SBA COMMUNICATIONS|FOMA|TD AMERITRADE CLEARING, INC.|24792
SBAC|SBA COMMUNICATIONS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5786
SBAC|SBA COMMUNICATIONS|FQLS|Quantlab Securities LP|315414
SBAC|SBA COMMUNICATIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95140
SBAC|SBA COMMUNICATIONS|FTBR|Foliofn Investments, Inc.|1174
SBAC|SBA COMMUNICATIONS|GEBB|GLOBAL EXECUTION BROKERS, LP|18774
SBAC|SBA COMMUNICATIONS|GELP|RBC CAPITAL MARKETS, LLC|817
SBAC|SBA COMMUNICATIONS|GLPX|ACS EXECUTION SERVICES, LLC|48582
SBAC|SBA COMMUNICATIONS|GSCO|GOLDMAN SACHS & CO. LLC|985663
SBAC|SBA COMMUNICATIONS|GSCS|GOLDMAN SACHS & CO. LLC|11066
SBAC|SBA COMMUNICATIONS|GSLT|GOLDMAN SACHS & CO. LLC|3723
SBAC|SBA COMMUNICATIONS|GTSZ|GTS SECURITIES LLC|180831
SBAC|SBA COMMUNICATIONS|HRBF|American Enterprise Investment Services Inc.|3808
SBAC|SBA COMMUNICATIONS|HSBC|HSBC Securities, Inc.|26251
SBAC|SBA COMMUNICATIONS|IATS|INTERACTIVE BROKERS LLC|2552
SBAC|SBA COMMUNICATIONS|IBKR|Interactive Brokers Llc|132267
SBAC|SBA COMMUNICATIONS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4549
SBAC|SBA COMMUNICATIONS|ICBX|INSTINET, LLC|81581
SBAC|SBA COMMUNICATIONS|IEQY|CITADEL SECURITIES LLC|233906
SBAC|SBA COMMUNICATIONS|INCA|INSTINET, LLC|696561
SBAC|SBA COMMUNICATIONS|INJX|INSTINET, LLC|28161
SBAC|SBA COMMUNICATIONS|INTL|INTL FCSTONE FINANCIAL INC.|10
SBAC|SBA COMMUNICATIONS|ITGI|ITG Inc.|751119
SBAC|SBA COMMUNICATIONS|ITGP|ITG INC.|84200
SBAC|SBA COMMUNICATIONS|JANY|Janney Montgomery Scott Inc.|251
SBAC|SBA COMMUNICATIONS|JEFF|JEFFERIES LLC|143349
SBAC|SBA COMMUNICATIONS|JMPT|JUMP TRADING, LLC|68030
SBAC|SBA COMMUNICATIONS|JONE|JonesTrading|11399
SBAC|SBA COMMUNICATIONS|JPBX|J.P. MORGAN SECURITIES LLC|34376
SBAC|SBA COMMUNICATIONS|JPMX|J.P. Morgan Securities LLC|342157
SBAC|SBA COMMUNICATIONS|JSJX|JANE STREET CAPITAL LLC|13348
SBAC|SBA COMMUNICATIONS|KCGM|VIRTU Americas LLC|42739
SBAC|SBA COMMUNICATIONS|LEHM|Barclays Capital Inc./Le|1016125
SBAC|SBA COMMUNICATIONS|LIME|Lime Brokerage LLC|243826
SBAC|SBA COMMUNICATIONS|LIWE|LIME BROKERAGE LLC|15
SBAC|SBA COMMUNICATIONS|LMGP|LIME BROKERAGE LLC|6781
SBAC|SBA COMMUNICATIONS|LOOP|Loop Capital Markets LLC|1949
SBAC|SBA COMMUNICATIONS|LQNA|LIQUIDNET, INC.|129700
SBAC|SBA COMMUNICATIONS|LSCI|Lek Securities Corporation|202
SBAC|SBA COMMUNICATIONS|MAXM|Maxim Group LLC|6
SBAC|SBA COMMUNICATIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|155482
SBAC|SBA COMMUNICATIONS|MOTF|MOTIF INVESTING, INC.|6
SBAC|SBA COMMUNICATIONS|MSCO|MORGAN STANLEY & CO. LLC|2360215
SBAC|SBA COMMUNICATIONS|MSPL|MORGAN STANLEY & CO. LLC|204400
SBAC|SBA COMMUNICATIONS|MSTX|MORGAN STANLEY & CO. LLC|96900
SBAC|SBA COMMUNICATIONS|NFSC|National Financial Services LLC|62557
SBAC|SBA COMMUNICATIONS|NITE|VIRTU Americas LLC|149096
SBAC|SBA COMMUNICATIONS|NITP|VIRTU Americas LLC|4503
SBAC|SBA COMMUNICATIONS|NMRA|Nomura Securities International, Inc.|600
SBAC|SBA COMMUNICATIONS|NQRB|Brut, LLC|7005
SBAC|SBA COMMUNICATIONS|NTRC|Northern Trust Securities, Inc.|2383
SBAC|SBA COMMUNICATIONS|OHOS|TWO SIGMA SECURITIES, LLC|73110
SBAC|SBA COMMUNICATIONS|OPCO|Oppenheimer & Co. Inc.|1334
SBAC|SBA COMMUNICATIONS|OTAA|OTA LLC|200
SBAC|SBA COMMUNICATIONS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8883
SBAC|SBA COMMUNICATIONS|PDQM|CODA MARKETS, INC.|147968
SBAC|SBA COMMUNICATIONS|PHLY|NASDAQ Execution Services, LLC|800
SBAC|SBA COMMUNICATIONS|PWJC|UBS Financial Services, Inc.|405
SBAC|SBA COMMUNICATIONS|QMSR|QUATTRO M SECURITIES INC.|1988
SBAC|SBA COMMUNICATIONS|RAJA|Raymond James & Associates, Inc.|5063
SBAC|SBA COMMUNICATIONS|RBCM|RBC CAPITAL MARKETS, LLC|2670
SBAC|SBA COMMUNICATIONS|RHCO|Suntrust Robinson Humphrey, Inc.|312
SBAC|SBA COMMUNICATIONS|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|12600
SBAC|SBA COMMUNICATIONS|SAGL|SAGETRADER, LLC|6304
SBAC|SBA COMMUNICATIONS|SAGW|SAGETRADER, LLC|375
SBAC|SBA COMMUNICATIONS|SALI|INTL FCSTONE FINANCIAL INC.|76
SBAC|SBA COMMUNICATIONS|SBSH|Citigroup Global Markets Inc.|285384
SBAC|SBA COMMUNICATIONS|SGMT|GOLDMAN SACHS & CO. LLC|118137
SBAC|SBA COMMUNICATIONS|SJLS|TRADE INFORMATICS LLC|100
SBAC|SBA COMMUNICATIONS|SPDR|SPEEDROUTE LLC|33812
SBAC|SBA COMMUNICATIONS|STFL|Stifel, Nicolaus & Company, Incorporated|5660
SBAC|SBA COMMUNICATIONS|STRS|STRATEGAS RESEARCH PARTNERS|1234
SBAC|SBA COMMUNICATIONS|SWIM|TD Ameritrade, Inc.|1805
SBAC|SBA COMMUNICATIONS|SWST|Hilltop Securities Inc.|455
SBAC|SBA COMMUNICATIONS|TKNG|ALLY INVEST SECURITIES LLC|75
SBAC|SBA COMMUNICATIONS|TONC|CUTTONE & CO., LLC|950
SBAC|SBA COMMUNICATIONS|TRBT|Tradebot Systems, Inc.|305730
SBAC|SBA COMMUNICATIONS|TRCM|TRC MARKETS LLC|212570
SBAC|SBA COMMUNICATIONS|TTUC|CUTTONE & CO., INC.|9796
SBAC|SBA COMMUNICATIONS|TWTT|TASTYWORKS, INC.|17
SBAC|SBA COMMUNICATIONS|UBSS|UBS Securities LLC|1365343
SBAC|SBA COMMUNICATIONS|VALX|VIRTU AMERICAS LLC|13735
SBAC|SBA COMMUNICATIONS|VGRD|Vanguard Marketing Corporation|854
SBAC|SBA COMMUNICATIONS|WBET|Wallachbeth Capital LLC|1253
SBAC|SBA COMMUNICATIONS|WBLR|WILLIAM BLAIR|200
SBAC|SBA COMMUNICATIONS|WBPX|SUMMIT SECURITIES GROUP, LLC|1954
SBAC|SBA COMMUNICATIONS|WCHV|WELLS FARGO SECURITIES, LLC|104517
SBAC|SBA COMMUNICATIONS|WDNX|WEEDEN & CO.L.P.|1346
SBAC|SBA COMMUNICATIONS|WEDB|WEDBUSH SECURITIES INC.|1063
SBAC|SBA COMMUNICATIONS|WEED|Weeden & Co.L.P.|1860
SBAC|SBA COMMUNICATIONS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9560
SBAC|SBA COMMUNICATIONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9188
SBAC|SBA COMMUNICATIONS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1840
SBAC|SBA COMMUNICATIONS|WSAG|WALL STREET ACCESS|12
SBAC|SBA COMMUNICATIONS|WSEA|WOLVERINE SECURITIES, LLC|764
SBAC|SBA COMMUNICATIONS|XIST|INSTINET, LLC|27934
SBAC|SBA COMMUNICATIONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|19600
SBAC|SBA COMMUNICATIONS|YKNA|COMHAR CAPITAL MARKETS, LLC|8061
SBAC|SBA COMMUNICATIONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1939
SBB|SHORT SMALLCAP600 PR|APCC|Apex Clearing Corporation|5
SBB|SHORT SMALLCAP600 PR|CANT|Cantor Fitzgerald & Co.|49975
SBB|SHORT SMALLCAP600 PR|CHAS|Charles Schwab & Co., Inc.|49975
SBB|SHORT SMALLCAP600 PR|ETRS|E*Trade Securities LLC|45
SBB|SHORT SMALLCAP600 PR|IBKR|Interactive Brokers Llc|15
SBB|SHORT SMALLCAP600 PR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SBB|SHORT SMALLCAP600 PR|MSCO|MORGAN STANLEY & CO. LLC|17127
SBB|SHORT SMALLCAP600 PR|NFSC|National Financial Services LLC|190
SBB|SHORT SMALLCAP600 PR|NITE|VIRTU Americas LLC|65
SBB|SHORT SMALLCAP600 PR|UBSS|UBS Securities LLC|26
SBBC|SCORPIO TANKERS 8.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SBBC|SCORPIO TANKERS 8.25|ETRS|E*Trade Securities LLC|1200
SBBC|SCORPIO TANKERS 8.25|GSCO|GOLDMAN SACHS & CO. LLC|3296
SBBC|SCORPIO TANKERS 8.25|IBKR|Interactive Brokers Llc|935
SBBC|SCORPIO TANKERS 8.25|JANY|Janney Montgomery Scott Inc.|1500
SBBC|SCORPIO TANKERS 8.25|KCGM|VIRTU Americas LLC|500
SBBC|SCORPIO TANKERS 8.25|MSCO|MORGAN STANLEY & CO. LLC|805
SBBC|SCORPIO TANKERS 8.25|NFSC|National Financial Services LLC|6250
SBBC|SCORPIO TANKERS 8.25|NITE|VIRTU Americas LLC|10252
SBBC|SCORPIO TANKERS 8.25|NQRB|Brut, LLC|280
SBBC|SCORPIO TANKERS 8.25|PWJC|UBS Financial Services, Inc.|1300
SBBC|SCORPIO TANKERS 8.25|STFL|Stifel, Nicolaus & Company, Incorporated|2400
SBBC|SCORPIO TANKERS 8.25|UBSA|UBS SECURITIES LLC|300
SBBC|SCORPIO TANKERS 8.25|UBSS|UBS Securities LLC|1500
SBBC|SCORPIO TANKERS 8.25|WCHV|WELLS FARGO SECURITIES, LLC|2000
SBBC|SCORPIO TANKERS 8.25|WEDB|WEDBUSH SECURITIES INC.|1250
SBBP|STRONGBRIDGE BIO ORD|APCC|Apex Clearing Corporation|186
SBBP|STRONGBRIDGE BIO ORD|BATM|CBOE TRADING, INC.|18
SBBP|STRONGBRIDGE BIO ORD|BAYC|BAY CREST PARTNERS, LLC|868
SBBP|STRONGBRIDGE BIO ORD|BERN|Sanford C. Bernstein & Co., LLC|34981
SBBP|STRONGBRIDGE BIO ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5646
SBBP|STRONGBRIDGE BIO ORD|BMOC|BMO Capital Markets Corp.|4239
SBBP|STRONGBRIDGE BIO ORD|BNPX|BNP PARIBAS SECURITIES CORP.|2003
SBBP|STRONGBRIDGE BIO ORD|BTIG|BTIG, LLC|87847
SBBP|STRONGBRIDGE BIO ORD|BYXM|CBOE TRADING, INC.|100
SBBP|STRONGBRIDGE BIO ORD|CHAS|Charles Schwab & Co., Inc.|1200
SBBP|STRONGBRIDGE BIO ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124629
SBBP|STRONGBRIDGE BIO ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6300
SBBP|STRONGBRIDGE BIO ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|167253
SBBP|STRONGBRIDGE BIO ORD|CTDL|Citadel Derivatives Group Llc|6426
SBBP|STRONGBRIDGE BIO ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|49896
SBBP|STRONGBRIDGE BIO ORD|DBAB|Deutsche Bank Securities Inc.|292956
SBBP|STRONGBRIDGE BIO ORD|DBAX|Deutsche Bank Securities Inc.|144700
SBBP|STRONGBRIDGE BIO ORD|DBUL|Deutsche Bank Securities Inc.|700
SBBP|STRONGBRIDGE BIO ORD|DEAN|MORGAN STANLEY|31
SBBP|STRONGBRIDGE BIO ORD|DEGS|RONIN PROFESSIONAL LLC|52104
SBBP|STRONGBRIDGE BIO ORD|EBXL|EBX LLC|127500
SBBP|STRONGBRIDGE BIO ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|19672
SBBP|STRONGBRIDGE BIO ORD|EGAM|CBOE TRADING, INC.|11520
SBBP|STRONGBRIDGE BIO ORD|EGXM|CBOE TRADING, INC.|326
SBBP|STRONGBRIDGE BIO ORD|EGXW|CBOE TRADING, INC.|100
SBBP|STRONGBRIDGE BIO ORD|ETBE|Electronic Transaction Clearing, Inc.|16581
SBBP|STRONGBRIDGE BIO ORD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5328
SBBP|STRONGBRIDGE BIO ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
SBBP|STRONGBRIDGE BIO ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5732
SBBP|STRONGBRIDGE BIO ORD|ETRS|E*Trade Securities LLC|42233
SBBP|STRONGBRIDGE BIO ORD|FBCO|Credit Suisse Securities (USA) LLC|140262
SBBP|STRONGBRIDGE BIO ORD|FILL|Tradestation Securities, Inc.|70
SBBP|STRONGBRIDGE BIO ORD|FMAF|NBCN Inc./ CDS|1203
SBBP|STRONGBRIDGE BIO ORD|FOMA|TD AMERITRADE CLEARING, INC.|106867
SBBP|STRONGBRIDGE BIO ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2520
SBBP|STRONGBRIDGE BIO ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42858
SBBP|STRONGBRIDGE BIO ORD|FTBR|Foliofn Investments, Inc.|116
SBBP|STRONGBRIDGE BIO ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|9524
SBBP|STRONGBRIDGE BIO ORD|GLIS|TD Securities Inc|1800
SBBP|STRONGBRIDGE BIO ORD|GLPX|ACS EXECUTION SERVICES, LLC|1024
SBBP|STRONGBRIDGE BIO ORD|GSCO|GOLDMAN SACHS & CO. LLC|1034630
SBBP|STRONGBRIDGE BIO ORD|GSCS|GOLDMAN SACHS & CO. LLC|109141
SBBP|STRONGBRIDGE BIO ORD|GSLT|GOLDMAN SACHS & CO. LLC|2853
SBBP|STRONGBRIDGE BIO ORD|GTSZ|GTS SECURITIES LLC|48290
SBBP|STRONGBRIDGE BIO ORD|HRBF|American Enterprise Investment Services Inc.|1650
SBBP|STRONGBRIDGE BIO ORD|IATS|INTERACTIVE BROKERS LLC|1500
SBBP|STRONGBRIDGE BIO ORD|IBKR|Interactive Brokers Llc|207332
SBBP|STRONGBRIDGE BIO ORD|ICBX|INSTINET, LLC|59800
SBBP|STRONGBRIDGE BIO ORD|IEQY|CITADEL SECURITIES LLC|3068
SBBP|STRONGBRIDGE BIO ORD|INCA|INSTINET, LLC|194638
SBBP|STRONGBRIDGE BIO ORD|INJX|INSTINET, LLC|850
SBBP|STRONGBRIDGE BIO ORD|ITGI|ITG Inc.|227160
SBBP|STRONGBRIDGE BIO ORD|ITGP|ITG INC.|124200
SBBP|STRONGBRIDGE BIO ORD|JEFF|JEFFERIES LLC|51016
SBBP|STRONGBRIDGE BIO ORD|JMPT|JUMP TRADING, LLC|2762
SBBP|STRONGBRIDGE BIO ORD|JONE|JonesTrading|502434
SBBP|STRONGBRIDGE BIO ORD|JPBX|J.P. MORGAN SECURITIES LLC|5688
SBBP|STRONGBRIDGE BIO ORD|JPMX|J.P. Morgan Securities LLC|256076
SBBP|STRONGBRIDGE BIO ORD|JSJX|JANE STREET CAPITAL LLC|8100
SBBP|STRONGBRIDGE BIO ORD|JSSF|JMP Securities LLC|21185
SBBP|STRONGBRIDGE BIO ORD|KCGM|VIRTU Americas LLC|13496
SBBP|STRONGBRIDGE BIO ORD|LEER|LEERINK PARTNERS LLC|100000
SBBP|STRONGBRIDGE BIO ORD|LEHM|Barclays Capital Inc./Le|770110
SBBP|STRONGBRIDGE BIO ORD|LIME|Lime Brokerage LLC|110397
SBBP|STRONGBRIDGE BIO ORD|LOOP|Loop Capital Markets LLC|4587
SBBP|STRONGBRIDGE BIO ORD|MACQ|Macquarie Capital (USA) Inc.|2310
SBBP|STRONGBRIDGE BIO ORD|MAXM|Maxim Group LLC|764
SBBP|STRONGBRIDGE BIO ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114482
SBBP|STRONGBRIDGE BIO ORD|MSCO|MORGAN STANLEY & CO. LLC|1463627
SBBP|STRONGBRIDGE BIO ORD|MSPL|MORGAN STANLEY & CO. LLC|177700
SBBP|STRONGBRIDGE BIO ORD|MSTX|MORGAN STANLEY & CO. LLC|138900
SBBP|STRONGBRIDGE BIO ORD|NFSC|National Financial Services LLC|107297
SBBP|STRONGBRIDGE BIO ORD|NITE|VIRTU Americas LLC|421685
SBBP|STRONGBRIDGE BIO ORD|NITP|VIRTU Americas LLC|6606
SBBP|STRONGBRIDGE BIO ORD|NQRB|Brut, LLC|265
SBBP|STRONGBRIDGE BIO ORD|OPCO|Oppenheimer & Co. Inc.|1595
SBBP|STRONGBRIDGE BIO ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
SBBP|STRONGBRIDGE BIO ORD|PDQM|CODA MARKETS, INC.|85413
SBBP|STRONGBRIDGE BIO ORD|RAJA|Raymond James & Associates, Inc.|526
SBBP|STRONGBRIDGE BIO ORD|SBSH|Citigroup Global Markets Inc.|145950
SBBP|STRONGBRIDGE BIO ORD|SGMT|GOLDMAN SACHS & CO. LLC|48514
SBBP|STRONGBRIDGE BIO ORD|SPDR|SPEEDROUTE LLC|6770
SBBP|STRONGBRIDGE BIO ORD|STFL|Stifel, Nicolaus & Company, Incorporated|9679
SBBP|STRONGBRIDGE BIO ORD|SWIM|TD Ameritrade, Inc.|128723
SBBP|STRONGBRIDGE BIO ORD|TKNG|ALLY INVEST SECURITIES LLC|1875
SBBP|STRONGBRIDGE BIO ORD|TRBT|Tradebot Systems, Inc.|9663
SBBP|STRONGBRIDGE BIO ORD|TRCM|TRC MARKETS LLC|74150
SBBP|STRONGBRIDGE BIO ORD|UBSA|UBS SECURITIES LLC|528802
SBBP|STRONGBRIDGE BIO ORD|UBSS|UBS Securities LLC|1618532
SBBP|STRONGBRIDGE BIO ORD|VALX|VIRTU AMERICAS LLC|87585
SBBP|STRONGBRIDGE BIO ORD|VGRD|Vanguard Marketing Corporation|4466
SBBP|STRONGBRIDGE BIO ORD|WCHV|WELLS FARGO SECURITIES, LLC|94390
SBBP|STRONGBRIDGE BIO ORD|WDNX|WEEDEN & CO.L.P.|7996
SBBP|STRONGBRIDGE BIO ORD|WEED|Weeden & Co.L.P.|79976
SBBP|STRONGBRIDGE BIO ORD|WSEA|WOLVERINE SECURITIES, LLC|1470
SBBP|STRONGBRIDGE BIO ORD|XIST|INSTINET, LLC|4000
SBBP|STRONGBRIDGE BIO ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|69996
SBBP|STRONGBRIDGE BIO ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
SBBX|SB ONE BANCORP|ALTX|Alternet Securities Inc.|379
SBBX|SB ONE BANCORP|BATM|CBOE TRADING, INC.|596
SBBX|SB ONE BANCORP|BAYC|BAY CREST PARTNERS, LLC|4803
SBBX|SB ONE BANCORP|BERN|Sanford C. Bernstein & Co., LLC|110
SBBX|SB ONE BANCORP|BMOC|BMO Capital Markets Corp.|539
SBBX|SB ONE BANCORP|BNKS|Fig Partners, LLC|22858
SBBX|SB ONE BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|1164
SBBX|SB ONE BANCORP|BTIG|BTIG, LLC|177
SBBX|SB ONE BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|1983
SBBX|SB ONE BANCORP|CANT|Cantor Fitzgerald & Co.|101
SBBX|SB ONE BANCORP|CHAS|Charles Schwab & Co., Inc.|1
SBBX|SB ONE BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7900
SBBX|SB ONE BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13180
SBBX|SB ONE BANCORP|CTDL|Citadel Derivatives Group Llc|2481
SBBX|SB ONE BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
SBBX|SB ONE BANCORP|DBAB|Deutsche Bank Securities Inc.|130686
SBBX|SB ONE BANCORP|DBAX|Deutsche Bank Securities Inc.|8600
SBBX|SB ONE BANCORP|DBUL|Deutsche Bank Securities Inc.|200
SBBX|SB ONE BANCORP|EBXL|EBX LLC|6000
SBBX|SB ONE BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3391
SBBX|SB ONE BANCORP|EGAM|CBOE TRADING, INC.|750
SBBX|SB ONE BANCORP|EGXM|CBOE TRADING, INC.|114
SBBX|SB ONE BANCORP|EGXW|CBOE TRADING, INC.|3100
SBBX|SB ONE BANCORP|ETBE|Electronic Transaction Clearing, Inc.|5792
SBBX|SB ONE BANCORP|ETRS|E*Trade Securities LLC|1103
SBBX|SB ONE BANCORP|FBCO|Credit Suisse Securities (USA) LLC|11422
SBBX|SB ONE BANCORP|FMAF|NBCN Inc./ CDS|1000
SBBX|SB ONE BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|4032
SBBX|SB ONE BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10318
SBBX|SB ONE BANCORP|FTBR|Foliofn Investments, Inc.|2
SBBX|SB ONE BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2230
SBBX|SB ONE BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|338729
SBBX|SB ONE BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|839
SBBX|SB ONE BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|600
SBBX|SB ONE BANCORP|GTSZ|GTS SECURITIES LLC|5406
SBBX|SB ONE BANCORP|HOVD|HOVDE GROUP, LLC|196386
SBBX|SB ONE BANCORP|HRBF|American Enterprise Investment Services Inc.|1000
SBBX|SB ONE BANCORP|IBKR|Interactive Brokers Llc|5404
SBBX|SB ONE BANCORP|ICBX|INSTINET, LLC|2100
SBBX|SB ONE BANCORP|IEQY|CITADEL SECURITIES LLC|675
SBBX|SB ONE BANCORP|INCA|INSTINET, LLC|29468
SBBX|SB ONE BANCORP|INJX|INSTINET, LLC|788
SBBX|SB ONE BANCORP|ITGI|ITG Inc.|7834
SBBX|SB ONE BANCORP|ITGP|ITG INC.|14200
SBBX|SB ONE BANCORP|JEFF|JEFFERIES LLC|7440
SBBX|SB ONE BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|1067
SBBX|SB ONE BANCORP|JPMX|J.P. Morgan Securities LLC|15713
SBBX|SB ONE BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|100636
SBBX|SB ONE BANCORP|KCGM|VIRTU Americas LLC|3349
SBBX|SB ONE BANCORP|LEHM|Barclays Capital Inc./Le|54756
SBBX|SB ONE BANCORP|LIME|Lime Brokerage LLC|21137
SBBX|SB ONE BANCORP|MAXM|Maxim Group LLC|490
SBBX|SB ONE BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10389
SBBX|SB ONE BANCORP|MPSG|E D & F Man Capital Markets Inc.|700
SBBX|SB ONE BANCORP|MSCO|MORGAN STANLEY & CO. LLC|254219
SBBX|SB ONE BANCORP|MSPL|MORGAN STANLEY & CO. LLC|15800
SBBX|SB ONE BANCORP|MSTX|MORGAN STANLEY & CO. LLC|8200
SBBX|SB ONE BANCORP|NFSC|National Financial Services LLC|3359
SBBX|SB ONE BANCORP|NITE|VIRTU Americas LLC|28817
SBBX|SB ONE BANCORP|NITP|VIRTU Americas LLC|100
SBBX|SB ONE BANCORP|NQRB|Brut, LLC|200
SBBX|SB ONE BANCORP|OPCO|Oppenheimer & Co. Inc.|500
SBBX|SB ONE BANCORP|PDQM|CODA MARKETS, INC.|1950
SBBX|SB ONE BANCORP|PNSR|Penserra Securities, LLC|5772
SBBX|SB ONE BANCORP|RAJA|Raymond James & Associates, Inc.|180
SBBX|SB ONE BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|1500
SBBX|SB ONE BANCORP|SBSH|Citigroup Global Markets Inc.|26622
SBBX|SB ONE BANCORP|SDLR|Sandler, O'Neill & Partners, L.P.|1
SBBX|SB ONE BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|5273
SBBX|SB ONE BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|19086
SBBX|SB ONE BANCORP|SWIM|TD Ameritrade, Inc.|500
SBBX|SB ONE BANCORP|TRBT|Tradebot Systems, Inc.|3243
SBBX|SB ONE BANCORP|TRCM|TRC MARKETS LLC|7216
SBBX|SB ONE BANCORP|UBSA|UBS SECURITIES LLC|40915
SBBX|SB ONE BANCORP|UBSS|UBS Securities LLC|228193
SBBX|SB ONE BANCORP|VALX|VIRTU AMERICAS LLC|894
SBBX|SB ONE BANCORP|VGRD|Vanguard Marketing Corporation|1844
SBBX|SB ONE BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|5800
SBBX|SB ONE BANCORP|WDNX|WEEDEN & CO.L.P.|864
SBBX|SB ONE BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1224
SBBX|SB ONE BANCORP|WSEA|WOLVERINE SECURITIES, LLC|3
SBBX|SB ONE BANCORP|XIST|INSTINET, LLC|2200
SBBX|SB ONE BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SBBX|SB ONE BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4411
SBCF|SEACOAST BANKING CP|ALTX|Alternet Securities Inc.|2509
SBCF|SEACOAST BANKING CP|ANOS|ABEL/NOSER, L.L.C.|300
SBCF|SEACOAST BANKING CP|APCC|Apex Clearing Corporation|172
SBCF|SEACOAST BANKING CP|BATM|CBOE TRADING, INC.|1508
SBCF|SEACOAST BANKING CP|BBNT|BB&T SECURITIES, LLC|18
SBCF|SEACOAST BANKING CP|BERN|Sanford C. Bernstein & Co., LLC|66783
SBCF|SEACOAST BANKING CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|561
SBCF|SEACOAST BANKING CP|BMOC|BMO Capital Markets Corp.|7064
SBCF|SEACOAST BANKING CP|BNPX|BNP PARIBAS SECURITIES CORP.|19336
SBCF|SEACOAST BANKING CP|BRVL|BLAYLOCK VAN, LLC|300
SBCF|SEACOAST BANKING CP|BTIG|BTIG, LLC|426
SBCF|SEACOAST BANKING CP|BYXM|CBOE TRADING, INC.|1504
SBCF|SEACOAST BANKING CP|BZYD|GOLDMAN SACHS & CO. LLC|576
SBCF|SEACOAST BANKING CP|CANT|Cantor Fitzgerald & Co.|293
SBCF|SEACOAST BANKING CP|CHAS|Charles Schwab & Co., Inc.|150
SBCF|SEACOAST BANKING CP|CIST|Capital Institutional Services, Inc.|693
SBCF|SEACOAST BANKING CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38547
SBCF|SEACOAST BANKING CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1220
SBCF|SEACOAST BANKING CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149890
SBCF|SEACOAST BANKING CP|CTDL|Citadel Derivatives Group Llc|28969
SBCF|SEACOAST BANKING CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|90752
SBCF|SEACOAST BANKING CP|DADA|D.A. Davidson & Co.|325
SBCF|SEACOAST BANKING CP|DBAB|Deutsche Bank Securities Inc.|289208
SBCF|SEACOAST BANKING CP|DBAX|Deutsche Bank Securities Inc.|70900
SBCF|SEACOAST BANKING CP|DBUL|Deutsche Bank Securities Inc.|1469
SBCF|SEACOAST BANKING CP|DEAN|MORGAN STANLEY|3941
SBCF|SEACOAST BANKING CP|DEGS|RONIN PROFESSIONAL LLC|2251
SBCF|SEACOAST BANKING CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|766
SBCF|SEACOAST BANKING CP|EBXL|EBX LLC|55600
SBCF|SEACOAST BANKING CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4835
SBCF|SEACOAST BANKING CP|EDJO|Edward D. Jones & Co., L.P.|337
SBCF|SEACOAST BANKING CP|EGAM|CBOE TRADING, INC.|2430
SBCF|SEACOAST BANKING CP|EGMT|EG MARKET TECHNOLOGIES LLC|170
SBCF|SEACOAST BANKING CP|EGXM|CBOE TRADING, INC.|1669
SBCF|SEACOAST BANKING CP|EGXW|CBOE TRADING, INC.|30
SBCF|SEACOAST BANKING CP|ESPO|ESPOSITO SECURITIES, LLC|2064
SBCF|SEACOAST BANKING CP|ETBE|Electronic Transaction Clearing, Inc.|21997
SBCF|SEACOAST BANKING CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5853
SBCF|SEACOAST BANKING CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9759
SBCF|SEACOAST BANKING CP|ETRS|E*Trade Securities LLC|4004
SBCF|SEACOAST BANKING CP|FBCO|Credit Suisse Securities (USA) LLC|530880
SBCF|SEACOAST BANKING CP|FMAF|NBCN Inc./ CDS|6694
SBCF|SEACOAST BANKING CP|FOMA|TD AMERITRADE CLEARING, INC.|32904
SBCF|SEACOAST BANKING CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6894
SBCF|SEACOAST BANKING CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110993
SBCF|SEACOAST BANKING CP|FTBR|Foliofn Investments, Inc.|2955
SBCF|SEACOAST BANKING CP|GEBB|GLOBAL EXECUTION BROKERS, LP|19385
SBCF|SEACOAST BANKING CP|GLPX|ACS EXECUTION SERVICES, LLC|3319
SBCF|SEACOAST BANKING CP|GSCO|GOLDMAN SACHS & CO. LLC|1180033
SBCF|SEACOAST BANKING CP|GSCS|GOLDMAN SACHS & CO. LLC|14178
SBCF|SEACOAST BANKING CP|GSLT|GOLDMAN SACHS & CO. LLC|4083
SBCF|SEACOAST BANKING CP|GTSZ|GTS SECURITIES LLC|5395
SBCF|SEACOAST BANKING CP|HAPX|HAP Trading, LLC|209
SBCF|SEACOAST BANKING CP|HRBF|American Enterprise Investment Services Inc.|730
SBCF|SEACOAST BANKING CP|IATS|INTERACTIVE BROKERS LLC|3016
SBCF|SEACOAST BANKING CP|IBKR|Interactive Brokers Llc|36083
SBCF|SEACOAST BANKING CP|ICBX|INSTINET, LLC|14800
SBCF|SEACOAST BANKING CP|IEQY|CITADEL SECURITIES LLC|87742
SBCF|SEACOAST BANKING CP|INCA|INSTINET, LLC|200907
SBCF|SEACOAST BANKING CP|INJX|INSTINET, LLC|15027
SBCF|SEACOAST BANKING CP|ITGI|ITG Inc.|22201
SBCF|SEACOAST BANKING CP|ITGP|ITG INC.|68200
SBCF|SEACOAST BANKING CP|JEFF|JEFFERIES LLC|101749
SBCF|SEACOAST BANKING CP|JMPT|JUMP TRADING, LLC|20338
SBCF|SEACOAST BANKING CP|JPBX|J.P. MORGAN SECURITIES LLC|22818
SBCF|SEACOAST BANKING CP|JPMX|J.P. Morgan Securities LLC|295994
SBCF|SEACOAST BANKING CP|JSJX|JANE STREET CAPITAL LLC|2583
SBCF|SEACOAST BANKING CP|KBWI|Keefe, Bruyette & Woods, Inc.|129718
SBCF|SEACOAST BANKING CP|KCGM|VIRTU Americas LLC|29438
SBCF|SEACOAST BANKING CP|LEHM|Barclays Capital Inc./Le|468840
SBCF|SEACOAST BANKING CP|LIME|Lime Brokerage LLC|153176
SBCF|SEACOAST BANKING CP|LMGP|LIME BROKERAGE LLC|17211
SBCF|SEACOAST BANKING CP|LOOP|Loop Capital Markets LLC|90
SBCF|SEACOAST BANKING CP|MAXM|Maxim Group LLC|4779
SBCF|SEACOAST BANKING CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81127
SBCF|SEACOAST BANKING CP|MSCO|MORGAN STANLEY & CO. LLC|1149730
SBCF|SEACOAST BANKING CP|MSPL|MORGAN STANLEY & CO. LLC|184400
SBCF|SEACOAST BANKING CP|MSTX|MORGAN STANLEY & CO. LLC|65600
SBCF|SEACOAST BANKING CP|NBCS|NBC Securities, INC.|500
SBCF|SEACOAST BANKING CP|NFSC|National Financial Services LLC|13055
SBCF|SEACOAST BANKING CP|NITE|VIRTU Americas LLC|118262
SBCF|SEACOAST BANKING CP|NITP|VIRTU Americas LLC|3600
SBCF|SEACOAST BANKING CP|NQRB|Brut, LLC|2724
SBCF|SEACOAST BANKING CP|NTRC|Northern Trust Securities, Inc.|368
SBCF|SEACOAST BANKING CP|OPCO|Oppenheimer & Co. Inc.|913
SBCF|SEACOAST BANKING CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3896
SBCF|SEACOAST BANKING CP|PDQM|CODA MARKETS, INC.|13470
SBCF|SEACOAST BANKING CP|PIPR|Piper Jaffray & Co.|245
SBCF|SEACOAST BANKING CP|PWJC|UBS Financial Services, Inc.|1442
SBCF|SEACOAST BANKING CP|RAJA|Raymond James & Associates, Inc.|25282
SBCF|SEACOAST BANKING CP|RGLD|Regal Securities, Inc|529
SBCF|SEACOAST BANKING CP|RHCO|Suntrust Robinson Humphrey, Inc.|17301
SBCF|SEACOAST BANKING CP|SAGL|SAGETRADER, LLC|355
SBCF|SEACOAST BANKING CP|SAGW|SAGETRADER, LLC|809
SBCF|SEACOAST BANKING CP|SBSH|Citigroup Global Markets Inc.|170992
SBCF|SEACOAST BANKING CP|SDLR|Sandler, O'Neill & Partners, L.P.|2900
SBCF|SEACOAST BANKING CP|SEIC|SEI Investments Distribution Co.|100
SBCF|SEACOAST BANKING CP|SGMT|GOLDMAN SACHS & CO. LLC|52573
SBCF|SEACOAST BANKING CP|SPDR|SPEEDROUTE LLC|1000
SBCF|SEACOAST BANKING CP|SPHN|Stephens Inc.|2307
SBCF|SEACOAST BANKING CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|491
SBCF|SEACOAST BANKING CP|STFL|Stifel, Nicolaus & Company, Incorporated|17521
SBCF|SEACOAST BANKING CP|SWIM|TD Ameritrade, Inc.|1011
SBCF|SEACOAST BANKING CP|SWST|Hilltop Securities Inc.|385
SBCF|SEACOAST BANKING CP|TKNG|ALLY INVEST SECURITIES LLC|12
SBCF|SEACOAST BANKING CP|TRBT|Tradebot Systems, Inc.|136433
SBCF|SEACOAST BANKING CP|TRCM|TRC MARKETS LLC|139116
SBCF|SEACOAST BANKING CP|UBSA|UBS SECURITIES LLC|227432
SBCF|SEACOAST BANKING CP|UBSS|UBS Securities LLC|479828
SBCF|SEACOAST BANKING CP|VALX|VIRTU AMERICAS LLC|5038
SBCF|SEACOAST BANKING CP|VGRD|Vanguard Marketing Corporation|4587
SBCF|SEACOAST BANKING CP|WCHV|WELLS FARGO SECURITIES, LLC|13666
SBCF|SEACOAST BANKING CP|WDNX|WEEDEN & CO.L.P.|13000
SBCF|SEACOAST BANKING CP|WEED|Weeden & Co.L.P.|2220
SBCF|SEACOAST BANKING CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|569
SBCF|SEACOAST BANKING CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|299
SBCF|SEACOAST BANKING CP|WGIF|CIBC World Markets Inc.|475
SBCF|SEACOAST BANKING CP|WSEA|WOLVERINE SECURITIES, LLC|147
SBCF|SEACOAST BANKING CP|XIST|INSTINET, LLC|38568
SBCF|SEACOAST BANKING CP|XPQR|Jump Trading|176
SBCF|SEACOAST BANKING CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|21200
SBCF|SEACOAST BANKING CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3
SBCF|SEACOAST BANKING CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3145
SBFG|SB FINANCIAL GROUP,|ALTX|Alternet Securities Inc.|100
SBFG|SB FINANCIAL GROUP,|APCC|Apex Clearing Corporation|4
SBFG|SB FINANCIAL GROUP,|BANK|Primevest Financial Services, Inc.|250
SBFG|SB FINANCIAL GROUP,|BATM|CBOE TRADING, INC.|3
SBFG|SB FINANCIAL GROUP,|BERN|Sanford C. Bernstein & Co., LLC|219
SBFG|SB FINANCIAL GROUP,|BNCH|The Benchmark Company, LLC|4900
SBFG|SB FINANCIAL GROUP,|BNKS|Fig Partners, LLC|42002
SBFG|SB FINANCIAL GROUP,|BOSC|Boenning & Scattergood, Inc.|1607
SBFG|SB FINANCIAL GROUP,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
SBFG|SB FINANCIAL GROUP,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|601
SBFG|SB FINANCIAL GROUP,|CTDL|Citadel Derivatives Group Llc|365
SBFG|SB FINANCIAL GROUP,|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
SBFG|SB FINANCIAL GROUP,|DBAB|Deutsche Bank Securities Inc.|3094
SBFG|SB FINANCIAL GROUP,|DBAX|Deutsche Bank Securities Inc.|900
SBFG|SB FINANCIAL GROUP,|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
SBFG|SB FINANCIAL GROUP,|EBXL|EBX LLC|1000
SBFG|SB FINANCIAL GROUP,|FBCO|Credit Suisse Securities (USA) LLC|3237
SBFG|SB FINANCIAL GROUP,|FOMA|TD AMERITRADE CLEARING, INC.|5849
SBFG|SB FINANCIAL GROUP,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4439
SBFG|SB FINANCIAL GROUP,|FTBR|Foliofn Investments, Inc.|9
SBFG|SB FINANCIAL GROUP,|GEBB|GLOBAL EXECUTION BROKERS, LP|400
SBFG|SB FINANCIAL GROUP,|GLPX|ACS EXECUTION SERVICES, LLC|616
SBFG|SB FINANCIAL GROUP,|GSCO|GOLDMAN SACHS & CO. LLC|3048
SBFG|SB FINANCIAL GROUP,|GTSZ|GTS SECURITIES LLC|363
SBFG|SB FINANCIAL GROUP,|HRBF|American Enterprise Investment Services Inc.|1746
SBFG|SB FINANCIAL GROUP,|IATS|INTERACTIVE BROKERS LLC|1042
SBFG|SB FINANCIAL GROUP,|IBKR|Interactive Brokers Llc|4140
SBFG|SB FINANCIAL GROUP,|ICBX|INSTINET, LLC|200
SBFG|SB FINANCIAL GROUP,|INCA|INSTINET, LLC|4188
SBFG|SB FINANCIAL GROUP,|INJX|INSTINET, LLC|275
SBFG|SB FINANCIAL GROUP,|ITGI|ITG Inc.|2241
SBFG|SB FINANCIAL GROUP,|ITGP|ITG INC.|1000
SBFG|SB FINANCIAL GROUP,|JEFF|JEFFERIES LLC|1310
SBFG|SB FINANCIAL GROUP,|JPMX|J.P. Morgan Securities LLC|6078
SBFG|SB FINANCIAL GROUP,|KCGM|VIRTU Americas LLC|500
SBFG|SB FINANCIAL GROUP,|KCRD|PHX FINANCIAL, INC.|110
SBFG|SB FINANCIAL GROUP,|LEHM|Barclays Capital Inc./Le|610
SBFG|SB FINANCIAL GROUP,|LIME|Lime Brokerage LLC|5899
SBFG|SB FINANCIAL GROUP,|MACC|Mid Atlantic Capital Corporation|4518
SBFG|SB FINANCIAL GROUP,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
SBFG|SB FINANCIAL GROUP,|MSCO|MORGAN STANLEY & CO. LLC|17667
SBFG|SB FINANCIAL GROUP,|MSPL|MORGAN STANLEY & CO. LLC|200
SBFG|SB FINANCIAL GROUP,|NFSC|National Financial Services LLC|4474
SBFG|SB FINANCIAL GROUP,|NITE|VIRTU Americas LLC|22537
SBFG|SB FINANCIAL GROUP,|OPCO|Oppenheimer & Co. Inc.|999
SBFG|SB FINANCIAL GROUP,|PDQM|CODA MARKETS, INC.|1100
SBFG|SB FINANCIAL GROUP,|RBCM|RBC CAPITAL MARKETS, LLC|2122
SBFG|SB FINANCIAL GROUP,|SBSH|Citigroup Global Markets Inc.|229
SBFG|SB FINANCIAL GROUP,|SGMT|GOLDMAN SACHS & CO. LLC|528
SBFG|SB FINANCIAL GROUP,|SPDR|SPEEDROUTE LLC|100
SBFG|SB FINANCIAL GROUP,|STFL|Stifel, Nicolaus & Company, Incorporated|49
SBFG|SB FINANCIAL GROUP,|SWEN|Sweney Cartwright & Company|400
SBFG|SB FINANCIAL GROUP,|TKNG|ALLY INVEST SECURITIES LLC|30
SBFG|SB FINANCIAL GROUP,|TRCM|TRC MARKETS LLC|510
SBFG|SB FINANCIAL GROUP,|UBSA|UBS SECURITIES LLC|3622
SBFG|SB FINANCIAL GROUP,|UBSS|UBS Securities LLC|8145
SBFG|SB FINANCIAL GROUP,|VALX|VIRTU AMERICAS LLC|607
SBFG|SB FINANCIAL GROUP,|VGRD|Vanguard Marketing Corporation|775
SBFG|SB FINANCIAL GROUP,|WABR|Wall Street Access|200
SBFG|SB FINANCIAL GROUP,|WCHV|WELLS FARGO SECURITIES, LLC|624
SBFG|SB FINANCIAL GROUP,|WEDB|WEDBUSH SECURITIES INC.|100
SBFG|SB FINANCIAL GROUP,|WSEA|WOLVERINE SECURITIES, LLC|20
SBFGP|SB FIN GRP DEP SHS|APCC|Apex Clearing Corporation|1
SBFGP|SB FIN GRP DEP SHS|BANK|Primevest Financial Services, Inc.|41
SBFGP|SB FIN GRP DEP SHS|IBKR|Interactive Brokers Llc|795
SBFGP|SB FIN GRP DEP SHS|MSCO|MORGAN STANLEY & CO. LLC|100
SBFGP|SB FIN GRP DEP SHS|NFSC|National Financial Services LLC|386
SBFGP|SB FIN GRP DEP SHS|NITE|VIRTU Americas LLC|1258
SBFGP|SB FIN GRP DEP SHS|WABR|Wall Street Access|696
SBFGP|SB FIN GRP DEP SHS|WCHV|WELLS FARGO SECURITIES, LLC|300
SBGI|SINCLAIR BRDCST A ##|ALTX|Alternet Securities Inc.|2200
SBGI|SINCLAIR BRDCST A ##|ANDG|Andrew Garrett Inc.|20500
SBGI|SINCLAIR BRDCST A ##|APCC|Apex Clearing Corporation|14104
SBGI|SINCLAIR BRDCST A ##|BARD|Robert W. Baird & Co. Incorporated|40
SBGI|SINCLAIR BRDCST A ##|BATM|CBOE TRADING, INC.|5087
SBGI|SINCLAIR BRDCST A ##|BAYC|BAY CREST PARTNERS, LLC|100
SBGI|SINCLAIR BRDCST A ##|BAYT|BTIG, LLC|100
SBGI|SINCLAIR BRDCST A ##|BBNT|BB&T SECURITIES, LLC|1000
SBGI|SINCLAIR BRDCST A ##|BERN|Sanford C. Bernstein & Co., LLC|234557
SBGI|SINCLAIR BRDCST A ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3658
SBGI|SINCLAIR BRDCST A ##|BLKX|INSTINET, LLC|301146
SBGI|SINCLAIR BRDCST A ##|BMOC|BMO Capital Markets Corp.|42852
SBGI|SINCLAIR BRDCST A ##|BNPX|BNP PARIBAS SECURITIES CORP.|269338
SBGI|SINCLAIR BRDCST A ##|BTIG|BTIG, LLC|212952
SBGI|SINCLAIR BRDCST A ##|BYXM|CBOE TRADING, INC.|1312
SBGI|SINCLAIR BRDCST A ##|BZYD|GOLDMAN SACHS & CO. LLC|400
SBGI|SINCLAIR BRDCST A ##|CANT|Cantor Fitzgerald & Co.|700
SBGI|SINCLAIR BRDCST A ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|64600
SBGI|SINCLAIR BRDCST A ##|CHAS|Charles Schwab & Co., Inc.|2213
SBGI|SINCLAIR BRDCST A ##|CHLC|CHURCHILL CAPITAL USA, INC.|11986
SBGI|SINCLAIR BRDCST A ##|CHLM|Craig-Hallum Capital Group LLC|100
SBGI|SINCLAIR BRDCST A ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71899
SBGI|SINCLAIR BRDCST A ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
SBGI|SINCLAIR BRDCST A ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|775685
SBGI|SINCLAIR BRDCST A ##|CTDL|Citadel Derivatives Group Llc|41773
SBGI|SINCLAIR BRDCST A ##|CTLR|CUTLER GROUP, LP|900
SBGI|SINCLAIR BRDCST A ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|97724
SBGI|SINCLAIR BRDCST A ##|DBAB|Deutsche Bank Securities Inc.|267233
SBGI|SINCLAIR BRDCST A ##|DBAX|Deutsche Bank Securities Inc.|614800
SBGI|SINCLAIR BRDCST A ##|DBUL|Deutsche Bank Securities Inc.|9643
SBGI|SINCLAIR BRDCST A ##|DCHF|Dart Executions, LLC|750
SBGI|SINCLAIR BRDCST A ##|DEAN|MORGAN STANLEY|4982
SBGI|SINCLAIR BRDCST A ##|DEGS|RONIN PROFESSIONAL LLC|468
SBGI|SINCLAIR BRDCST A ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6294
SBGI|SINCLAIR BRDCST A ##|EBXL|EBX LLC|425400
SBGI|SINCLAIR BRDCST A ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|153672
SBGI|SINCLAIR BRDCST A ##|EDJO|Edward D. Jones & Co., L.P.|1682
SBGI|SINCLAIR BRDCST A ##|EGAM|CBOE TRADING, INC.|9565
SBGI|SINCLAIR BRDCST A ##|EGAW|CBOE TRADING, INC.|100
SBGI|SINCLAIR BRDCST A ##|EGXM|CBOE TRADING, INC.|4525
SBGI|SINCLAIR BRDCST A ##|EGXW|CBOE TRADING, INC.|149
SBGI|SINCLAIR BRDCST A ##|ETBE|Electronic Transaction Clearing, Inc.|9266
SBGI|SINCLAIR BRDCST A ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|995
SBGI|SINCLAIR BRDCST A ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24730
SBGI|SINCLAIR BRDCST A ##|ETRS|E*Trade Securities LLC|87234
SBGI|SINCLAIR BRDCST A ##|FBCO|Credit Suisse Securities (USA) LLC|1480835
SBGI|SINCLAIR BRDCST A ##|FILL|Tradestation Securities, Inc.|608
SBGI|SINCLAIR BRDCST A ##|FINX|FINTECH SECURITIES|2000
SBGI|SINCLAIR BRDCST A ##|FOMA|TD AMERITRADE CLEARING, INC.|198384
SBGI|SINCLAIR BRDCST A ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|830
SBGI|SINCLAIR BRDCST A ##|FQLS|Quantlab Securities LP|342590
SBGI|SINCLAIR BRDCST A ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65933
SBGI|SINCLAIR BRDCST A ##|FTBR|Foliofn Investments, Inc.|46
SBGI|SINCLAIR BRDCST A ##|GEBB|GLOBAL EXECUTION BROKERS, LP|48264
SBGI|SINCLAIR BRDCST A ##|GLPX|ACS EXECUTION SERVICES, LLC|3469
SBGI|SINCLAIR BRDCST A ##|GSCO|GOLDMAN SACHS & CO. LLC|2300524
SBGI|SINCLAIR BRDCST A ##|GSCS|GOLDMAN SACHS & CO. LLC|35251
SBGI|SINCLAIR BRDCST A ##|GSLT|GOLDMAN SACHS & CO. LLC|6584
SBGI|SINCLAIR BRDCST A ##|GTSZ|GTS SECURITIES LLC|50191
SBGI|SINCLAIR BRDCST A ##|HAPX|HAP Trading, LLC|5956
SBGI|SINCLAIR BRDCST A ##|HRBF|American Enterprise Investment Services Inc.|3537
SBGI|SINCLAIR BRDCST A ##|HSBC|HSBC Securities, Inc.|248661
SBGI|SINCLAIR BRDCST A ##|IATS|INTERACTIVE BROKERS LLC|11617
SBGI|SINCLAIR BRDCST A ##|IBKR|Interactive Brokers Llc|56413
SBGI|SINCLAIR BRDCST A ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
SBGI|SINCLAIR BRDCST A ##|ICBX|INSTINET, LLC|195857
SBGI|SINCLAIR BRDCST A ##|IEQY|CITADEL SECURITIES LLC|38805
SBGI|SINCLAIR BRDCST A ##|INCA|INSTINET, LLC|1025222
SBGI|SINCLAIR BRDCST A ##|INJX|INSTINET, LLC|22879
SBGI|SINCLAIR BRDCST A ##|ITGI|ITG Inc.|224755
SBGI|SINCLAIR BRDCST A ##|ITGP|ITG INC.|662000
SBGI|SINCLAIR BRDCST A ##|JANY|Janney Montgomery Scott Inc.|401
SBGI|SINCLAIR BRDCST A ##|JEFF|JEFFERIES LLC|244999
SBGI|SINCLAIR BRDCST A ##|JMPT|JUMP TRADING, LLC|26674
SBGI|SINCLAIR BRDCST A ##|JPBX|J.P. MORGAN SECURITIES LLC|19815
SBGI|SINCLAIR BRDCST A ##|JPMX|J.P. Morgan Securities LLC|530256
SBGI|SINCLAIR BRDCST A ##|JSJX|JANE STREET CAPITAL LLC|7293
SBGI|SINCLAIR BRDCST A ##|KCGM|VIRTU Americas LLC|175166
SBGI|SINCLAIR BRDCST A ##|LEHM|Barclays Capital Inc./Le|1570112
SBGI|SINCLAIR BRDCST A ##|LGNT|COR CLEARING LLC|6
SBGI|SINCLAIR BRDCST A ##|LIME|Lime Brokerage LLC|164445
SBGI|SINCLAIR BRDCST A ##|LQNA|LIQUIDNET, INC.|64100
SBGI|SINCLAIR BRDCST A ##|LSCI|Lek Securities Corporation|211
SBGI|SINCLAIR BRDCST A ##|MACC|Mid Atlantic Capital Corporation|779
SBGI|SINCLAIR BRDCST A ##|MACQ|Macquarie Capital (USA) Inc.|5677
SBGI|SINCLAIR BRDCST A ##|MAXM|Maxim Group LLC|13764
SBGI|SINCLAIR BRDCST A ##|MCBT|Moors & Cabot, Inc.|36422
SBGI|SINCLAIR BRDCST A ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|363322
SBGI|SINCLAIR BRDCST A ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|490
SBGI|SINCLAIR BRDCST A ##|MSCO|MORGAN STANLEY & CO. LLC|4104803
SBGI|SINCLAIR BRDCST A ##|MSPL|MORGAN STANLEY & CO. LLC|1100200
SBGI|SINCLAIR BRDCST A ##|MSTX|MORGAN STANLEY & CO. LLC|163600
SBGI|SINCLAIR BRDCST A ##|NEED|Needham & Company, LLC|44400
SBGI|SINCLAIR BRDCST A ##|NFSC|National Financial Services LLC|324098
SBGI|SINCLAIR BRDCST A ##|NITE|VIRTU Americas LLC|854542
SBGI|SINCLAIR BRDCST A ##|NITP|VIRTU Americas LLC|14054
SBGI|SINCLAIR BRDCST A ##|NMRA|Nomura Securities International, Inc.|300
SBGI|SINCLAIR BRDCST A ##|NQRB|Brut, LLC|6022
SBGI|SINCLAIR BRDCST A ##|NTRC|Northern Trust Securities, Inc.|585
SBGI|SINCLAIR BRDCST A ##|OPCO|Oppenheimer & Co. Inc.|5186
SBGI|SINCLAIR BRDCST A ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6569
SBGI|SINCLAIR BRDCST A ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4800
SBGI|SINCLAIR BRDCST A ##|PDQM|CODA MARKETS, INC.|26818
SBGI|SINCLAIR BRDCST A ##|PHLY|NASDAQ Execution Services, LLC|1600
SBGI|SINCLAIR BRDCST A ##|PWJC|UBS Financial Services, Inc.|6500
SBGI|SINCLAIR BRDCST A ##|RAJA|Raymond James & Associates, Inc.|4646
SBGI|SINCLAIR BRDCST A ##|RBCM|RBC CAPITAL MARKETS, LLC|26044
SBGI|SINCLAIR BRDCST A ##|RGLD|Regal Securities, Inc|7376
SBGI|SINCLAIR BRDCST A ##|RHCO|Suntrust Robinson Humphrey, Inc.|2178
SBGI|SINCLAIR BRDCST A ##|RILY|B. RILEY FBR, INC.|158
SBGI|SINCLAIR BRDCST A ##|ROBT|Robotti & Company, LLC|15
SBGI|SINCLAIR BRDCST A ##|SAGL|SAGETRADER, LLC|10610
SBGI|SINCLAIR BRDCST A ##|SAGW|SAGETRADER, LLC|1533
SBGI|SINCLAIR BRDCST A ##|SBSH|Citigroup Global Markets Inc.|1460639
SBGI|SINCLAIR BRDCST A ##|SGMT|GOLDMAN SACHS & CO. LLC|260308
SBGI|SINCLAIR BRDCST A ##|SPDR|SPEEDROUTE LLC|7200
SBGI|SINCLAIR BRDCST A ##|SPGS|Sea Port Group Securities, LLC|11500
SBGI|SINCLAIR BRDCST A ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|3100
SBGI|SINCLAIR BRDCST A ##|STFL|Stifel, Nicolaus & Company, Incorporated|7017
SBGI|SINCLAIR BRDCST A ##|STKP|STOCKPILE INVESTMENTS, INC.|50
SBGI|SINCLAIR BRDCST A ##|SWIM|TD Ameritrade, Inc.|33976
SBGI|SINCLAIR BRDCST A ##|SWST|Hilltop Securities Inc.|764
SBGI|SINCLAIR BRDCST A ##|TKNG|ALLY INVEST SECURITIES LLC|8509
SBGI|SINCLAIR BRDCST A ##|TOUR|TOURMALINE PARTNERS, LLC|4900
SBGI|SINCLAIR BRDCST A ##|TRBT|Tradebot Systems, Inc.|83993
SBGI|SINCLAIR BRDCST A ##|TRCM|TRC MARKETS LLC|133379
SBGI|SINCLAIR BRDCST A ##|UBSA|UBS SECURITIES LLC|274577
SBGI|SINCLAIR BRDCST A ##|UBSS|UBS Securities LLC|981759
SBGI|SINCLAIR BRDCST A ##|UFPA|UNITED FIRST PARTNERS LLC|100
SBGI|SINCLAIR BRDCST A ##|VALX|VIRTU AMERICAS LLC|62574
SBGI|SINCLAIR BRDCST A ##|VERT|The Vertical Trading Group, LLC|1
SBGI|SINCLAIR BRDCST A ##|VGRD|Vanguard Marketing Corporation|12090
SBGI|SINCLAIR BRDCST A ##|WBLR|WILLIAM BLAIR|400
SBGI|SINCLAIR BRDCST A ##|WBPX|SUMMIT SECURITIES GROUP, LLC|2820
SBGI|SINCLAIR BRDCST A ##|WCHV|WELLS FARGO SECURITIES, LLC|718059
SBGI|SINCLAIR BRDCST A ##|WDNX|WEEDEN & CO.L.P.|1796
SBGI|SINCLAIR BRDCST A ##|WEED|Weeden & Co.L.P.|31970
SBGI|SINCLAIR BRDCST A ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68898
SBGI|SINCLAIR BRDCST A ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109828
SBGI|SINCLAIR BRDCST A ##|WGIF|CIBC World Markets Inc.|1970
SBGI|SINCLAIR BRDCST A ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|23
SBGI|SINCLAIR BRDCST A ##|WSEA|WOLVERINE SECURITIES, LLC|22065
SBGI|SINCLAIR BRDCST A ##|XIST|INSTINET, LLC|129100
SBGI|SINCLAIR BRDCST A ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|70576
SBGI|SINCLAIR BRDCST A ##|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SBGI|SINCLAIR BRDCST A ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2806
SBGL|D/B/A SIBANYE-STLWTR|ALTX|Alternet Securities Inc.|95920
SBGL|D/B/A SIBANYE-STLWTR|APCC|Apex Clearing Corporation|232139
SBGL|D/B/A SIBANYE-STLWTR|BARD|Robert W. Baird & Co. Incorporated|1000
SBGL|D/B/A SIBANYE-STLWTR|BATM|CBOE TRADING, INC.|5100
SBGL|D/B/A SIBANYE-STLWTR|BAYT|BTIG, LLC|700
SBGL|D/B/A SIBANYE-STLWTR|BBNT|BB&T SECURITIES, LLC|4000
SBGL|D/B/A SIBANYE-STLWTR|BERN|Sanford C. Bernstein & Co., LLC|106450
SBGL|D/B/A SIBANYE-STLWTR|BIDS|BIDS TRADING L.P.|6800
SBGL|D/B/A SIBANYE-STLWTR|BIMI|Banca IMI Securities Corp.|3460
SBGL|D/B/A SIBANYE-STLWTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|128012
SBGL|D/B/A SIBANYE-STLWTR|BLKX|INSTINET, LLC|251700
SBGL|D/B/A SIBANYE-STLWTR|BYXM|CBOE TRADING, INC.|700
SBGL|D/B/A SIBANYE-STLWTR|BZYD|GOLDMAN SACHS & CO. LLC|4400
SBGL|D/B/A SIBANYE-STLWTR|CHAS|Charles Schwab & Co., Inc.|13265
SBGL|D/B/A SIBANYE-STLWTR|CICF|Canaccord Genuity Corp.|4153
SBGL|D/B/A SIBANYE-STLWTR|CLSA|CLSA AMERICAS, LLC|300
SBGL|D/B/A SIBANYE-STLWTR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35766
SBGL|D/B/A SIBANYE-STLWTR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
SBGL|D/B/A SIBANYE-STLWTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|640896
SBGL|D/B/A SIBANYE-STLWTR|CTDL|Citadel Derivatives Group Llc|8774
SBGL|D/B/A SIBANYE-STLWTR|CXCX|CITIGROUP GLOBAL MARKETS INC.|169014
SBGL|D/B/A SIBANYE-STLWTR|DBAB|Deutsche Bank Securities Inc.|236496
SBGL|D/B/A SIBANYE-STLWTR|DBAX|Deutsche Bank Securities Inc.|1730600
SBGL|D/B/A SIBANYE-STLWTR|DCHF|Dart Executions, LLC|2400
SBGL|D/B/A SIBANYE-STLWTR|DEAN|MORGAN STANLEY|800
SBGL|D/B/A SIBANYE-STLWTR|DEGS|RONIN PROFESSIONAL LLC|1200
SBGL|D/B/A SIBANYE-STLWTR|EBXL|EBX LLC|408700
SBGL|D/B/A SIBANYE-STLWTR|ECUT|CONVERGEX EXECUTION SOLUTIONS|147203
SBGL|D/B/A SIBANYE-STLWTR|EDJC|Edward Jones / CDS|667
SBGL|D/B/A SIBANYE-STLWTR|EDJO|Edward D. Jones & Co., L.P.|19075
SBGL|D/B/A SIBANYE-STLWTR|EGAM|CBOE TRADING, INC.|308744
SBGL|D/B/A SIBANYE-STLWTR|EGAW|CBOE TRADING, INC.|7400
SBGL|D/B/A SIBANYE-STLWTR|EGXM|CBOE TRADING, INC.|43881
SBGL|D/B/A SIBANYE-STLWTR|ELEV|ELEVATION, LLC|38088
SBGL|D/B/A SIBANYE-STLWTR|ETBE|Electronic Transaction Clearing, Inc.|52252
SBGL|D/B/A SIBANYE-STLWTR|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
SBGL|D/B/A SIBANYE-STLWTR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
SBGL|D/B/A SIBANYE-STLWTR|ETCB|ETC BROKERAGE SERVICES, LLC|2000
SBGL|D/B/A SIBANYE-STLWTR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
SBGL|D/B/A SIBANYE-STLWTR|ETRS|E*Trade Securities LLC|752971
SBGL|D/B/A SIBANYE-STLWTR|FILL|Tradestation Securities, Inc.|129461
SBGL|D/B/A SIBANYE-STLWTR|FMAF|NBCN Inc./ CDS|14270
SBGL|D/B/A SIBANYE-STLWTR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
SBGL|D/B/A SIBANYE-STLWTR|FQLS|Quantlab Securities LP|409014
SBGL|D/B/A SIBANYE-STLWTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23059
SBGL|D/B/A SIBANYE-STLWTR|FTBR|Foliofn Investments, Inc.|29211
SBGL|D/B/A SIBANYE-STLWTR|GEBB|GLOBAL EXECUTION BROKERS, LP|14500
SBGL|D/B/A SIBANYE-STLWTR|GLIS|TD Securities Inc|52340
SBGL|D/B/A SIBANYE-STLWTR|GLPX|ACS EXECUTION SERVICES, LLC|43831
SBGL|D/B/A SIBANYE-STLWTR|GSCO|GOLDMAN SACHS & CO. LLC|1497975
SBGL|D/B/A SIBANYE-STLWTR|GSCS|GOLDMAN SACHS & CO. LLC|5400
SBGL|D/B/A SIBANYE-STLWTR|GSLT|GOLDMAN SACHS & CO. LLC|64835
SBGL|D/B/A SIBANYE-STLWTR|GTSZ|GTS SECURITIES LLC|122302
SBGL|D/B/A SIBANYE-STLWTR|HASF|Haywood Securities Inc./CDS|3818
SBGL|D/B/A SIBANYE-STLWTR|HRBF|American Enterprise Investment Services Inc.|4514
SBGL|D/B/A SIBANYE-STLWTR|HSBC|HSBC Securities, Inc.|2500
SBGL|D/B/A SIBANYE-STLWTR|IATS|INTERACTIVE BROKERS LLC|421940
SBGL|D/B/A SIBANYE-STLWTR|IBKR|Interactive Brokers Llc|938084
SBGL|D/B/A SIBANYE-STLWTR|ICBX|INSTINET, LLC|284685
SBGL|D/B/A SIBANYE-STLWTR|INCA|INSTINET, LLC|458654
SBGL|D/B/A SIBANYE-STLWTR|INJX|INSTINET, LLC|600
SBGL|D/B/A SIBANYE-STLWTR|ITGI|ITG Inc.|218868
SBGL|D/B/A SIBANYE-STLWTR|ITGP|ITG INC.|574400
SBGL|D/B/A SIBANYE-STLWTR|JEFF|JEFFERIES LLC|94918
SBGL|D/B/A SIBANYE-STLWTR|JMPT|JUMP TRADING, LLC|107088
SBGL|D/B/A SIBANYE-STLWTR|JPBX|J.P. MORGAN SECURITIES LLC|2927
SBGL|D/B/A SIBANYE-STLWTR|JPMX|J.P. Morgan Securities LLC|1270683
SBGL|D/B/A SIBANYE-STLWTR|JSJX|JANE STREET CAPITAL LLC|1400
SBGL|D/B/A SIBANYE-STLWTR|KCGM|VIRTU Americas LLC|280076
SBGL|D/B/A SIBANYE-STLWTR|KRSH|Kershner Securities, LLC|5215
SBGL|D/B/A SIBANYE-STLWTR|LEHM|Barclays Capital Inc./Le|4560914
SBGL|D/B/A SIBANYE-STLWTR|LIME|Lime Brokerage LLC|30795
SBGL|D/B/A SIBANYE-STLWTR|LSCI|Lek Securities Corporation|500
SBGL|D/B/A SIBANYE-STLWTR|MAXM|Maxim Group LLC|33800
SBGL|D/B/A SIBANYE-STLWTR|MBTS|ALLY INVEST SECURITIES LLC|5476
SBGL|D/B/A SIBANYE-STLWTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|689794
SBGL|D/B/A SIBANYE-STLWTR|MOTF|MOTIF INVESTING, INC.|28
SBGL|D/B/A SIBANYE-STLWTR|MSCO|MORGAN STANLEY & CO. LLC|1650242
SBGL|D/B/A SIBANYE-STLWTR|MSPL|MORGAN STANLEY & CO. LLC|1220900
SBGL|D/B/A SIBANYE-STLWTR|MSTX|MORGAN STANLEY & CO. LLC|379400
SBGL|D/B/A SIBANYE-STLWTR|NFSC|National Financial Services LLC|2762057
SBGL|D/B/A SIBANYE-STLWTR|NITE|VIRTU Americas LLC|5314480
SBGL|D/B/A SIBANYE-STLWTR|NITP|VIRTU Americas LLC|167748
SBGL|D/B/A SIBANYE-STLWTR|NQRB|Brut, LLC|48800
SBGL|D/B/A SIBANYE-STLWTR|NTBF|BMO Nesbitt Burns Inc./CDS|27415
SBGL|D/B/A SIBANYE-STLWTR|OHOS|TWO SIGMA SECURITIES, LLC|1000
SBGL|D/B/A SIBANYE-STLWTR|OLDM|OLD MISSION CAPITAL, LLC|133514
SBGL|D/B/A SIBANYE-STLWTR|OPCO|Oppenheimer & Co. Inc.|950
SBGL|D/B/A SIBANYE-STLWTR|PAUL|Paulson Investment Company, Inc.|424
SBGL|D/B/A SIBANYE-STLWTR|PCPT|PHILLIP CAPITAL INC.|11100
SBGL|D/B/A SIBANYE-STLWTR|PDQM|CODA MARKETS, INC.|151517
SBGL|D/B/A SIBANYE-STLWTR|PHLY|NASDAQ Execution Services, LLC|1400
SBGL|D/B/A SIBANYE-STLWTR|RBCM|RBC CAPITAL MARKETS, LLC|11185
SBGL|D/B/A SIBANYE-STLWTR|RGLD|Regal Securities, Inc|12501
SBGL|D/B/A SIBANYE-STLWTR|RHOX|XR Securities LLC|8005
SBGL|D/B/A SIBANYE-STLWTR|SAGL|SAGETRADER, LLC|378482
SBGL|D/B/A SIBANYE-STLWTR|SBRX|MURIEL SIEBERT & CO INC|100
SBGL|D/B/A SIBANYE-STLWTR|SBSH|Citigroup Global Markets Inc.|256107
SBGL|D/B/A SIBANYE-STLWTR|SGMT|GOLDMAN SACHS & CO. LLC|433993
SBGL|D/B/A SIBANYE-STLWTR|SPDR|SPEEDROUTE LLC|122051
SBGL|D/B/A SIBANYE-STLWTR|SPNT|SEVEN POINTS CAPITAL, LLC|39429
SBGL|D/B/A SIBANYE-STLWTR|SPTD|MINT GLOBAL MARKETS, INC.|1300
SBGL|D/B/A SIBANYE-STLWTR|STFL|Stifel, Nicolaus & Company, Incorporated|78831
SBGL|D/B/A SIBANYE-STLWTR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17466
SBGL|D/B/A SIBANYE-STLWTR|SWIM|TD Ameritrade, Inc.|484972
SBGL|D/B/A SIBANYE-STLWTR|TDSI|TD Securities (USA) LLC|1208352
SBGL|D/B/A SIBANYE-STLWTR|TKNG|ALLY INVEST SECURITIES LLC|90647
SBGL|D/B/A SIBANYE-STLWTR|TRBT|Tradebot Systems, Inc.|314282
SBGL|D/B/A SIBANYE-STLWTR|TRCM|TRC MARKETS LLC|541225
SBGL|D/B/A SIBANYE-STLWTR|UBSA|UBS SECURITIES LLC|1714053
SBGL|D/B/A SIBANYE-STLWTR|UBSS|UBS Securities LLC|2322952
SBGL|D/B/A SIBANYE-STLWTR|VALX|VIRTU AMERICAS LLC|184539
SBGL|D/B/A SIBANYE-STLWTR|VGRD|Vanguard Marketing Corporation|148695
SBGL|D/B/A SIBANYE-STLWTR|VSIN|Vision Financial Markets Llc|6306
SBGL|D/B/A SIBANYE-STLWTR|WBPX|SUMMIT SECURITIES GROUP, LLC|4800
SBGL|D/B/A SIBANYE-STLWTR|WCHV|WELLS FARGO SECURITIES, LLC|300849
SBGL|D/B/A SIBANYE-STLWTR|WEDB|WEDBUSH SECURITIES INC.|10232
SBGL|D/B/A SIBANYE-STLWTR|WEED|Weeden & Co.L.P.|30000
SBGL|D/B/A SIBANYE-STLWTR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|271
SBGL|D/B/A SIBANYE-STLWTR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5604
SBGL|D/B/A SIBANYE-STLWTR|WGIF|CIBC World Markets Inc.|2900
SBGL|D/B/A SIBANYE-STLWTR|WSEA|WOLVERINE SECURITIES, LLC|21822
SBGL|D/B/A SIBANYE-STLWTR|XIST|INSTINET, LLC|278600
SBGL|D/B/A SIBANYE-STLWTR|XSTM|NATIONAL FINANCIAL SERVICES LLC|314530
SBGL|D/B/A SIBANYE-STLWTR|YKNA|COMHAR CAPITAL MARKETS, LLC|2046
SBGL|D/B/A SIBANYE-STLWTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6100
SBH|SALLY BEAUTY HLDG|ABLE|NATIXIS Securities Americas LLC|1651
SBH|SALLY BEAUTY HLDG|ALTX|Alternet Securities Inc.|17168
SBH|SALLY BEAUTY HLDG|ANOS|ABEL/NOSER, L.L.C.|1816
SBH|SALLY BEAUTY HLDG|APCC|Apex Clearing Corporation|266
SBH|SALLY BEAUTY HLDG|BARD|Robert W. Baird & Co. Incorporated|185908
SBH|SALLY BEAUTY HLDG|BATM|CBOE TRADING, INC.|5038
SBH|SALLY BEAUTY HLDG|BAYC|BAY CREST PARTNERS, LLC|52820
SBH|SALLY BEAUTY HLDG|BAYT|BTIG, LLC|6000
SBH|SALLY BEAUTY HLDG|BBNT|BB&T SECURITIES, LLC|154
SBH|SALLY BEAUTY HLDG|BERN|Sanford C. Bernstein & Co., LLC|24211
SBH|SALLY BEAUTY HLDG|BIDS|BIDS TRADING L.P.|6300
SBH|SALLY BEAUTY HLDG|BKCM|BNY Mellon Capital Markets LLC|38473
SBH|SALLY BEAUTY HLDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62823
SBH|SALLY BEAUTY HLDG|BLKX|INSTINET, LLC|1337080
SBH|SALLY BEAUTY HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|59083
SBH|SALLY BEAUTY HLDG|BRVL|BLAYLOCK VAN, LLC|11120
SBH|SALLY BEAUTY HLDG|BTIG|BTIG, LLC|50362
SBH|SALLY BEAUTY HLDG|BYXM|CBOE TRADING, INC.|2568
SBH|SALLY BEAUTY HLDG|BZYD|GOLDMAN SACHS & CO. LLC|100
SBH|SALLY BEAUTY HLDG|CANT|Cantor Fitzgerald & Co.|13855
SBH|SALLY BEAUTY HLDG|CBLC|CITIGROUP GLOBAL MARKETS INC.|43458
SBH|SALLY BEAUTY HLDG|CHAS|Charles Schwab & Co., Inc.|3313
SBH|SALLY BEAUTY HLDG|CIST|Capital Institutional Services, Inc.|2166
SBH|SALLY BEAUTY HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|231552
SBH|SALLY BEAUTY HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
SBH|SALLY BEAUTY HLDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7060
SBH|SALLY BEAUTY HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|815589
SBH|SALLY BEAUTY HLDG|CTDL|Citadel Derivatives Group Llc|4880
SBH|SALLY BEAUTY HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|74560
SBH|SALLY BEAUTY HLDG|DADA|D.A. Davidson & Co.|550
SBH|SALLY BEAUTY HLDG|DAVA|Davenport & Company LLC|4156
SBH|SALLY BEAUTY HLDG|DBAB|Deutsche Bank Securities Inc.|273171
SBH|SALLY BEAUTY HLDG|DBAX|Deutsche Bank Securities Inc.|512500
SBH|SALLY BEAUTY HLDG|DBUL|Deutsche Bank Securities Inc.|7430
SBH|SALLY BEAUTY HLDG|DEAN|MORGAN STANLEY|19906
SBH|SALLY BEAUTY HLDG|DEGS|RONIN PROFESSIONAL LLC|819
SBH|SALLY BEAUTY HLDG|EBXL|EBX LLC|399600
SBH|SALLY BEAUTY HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|33729
SBH|SALLY BEAUTY HLDG|EDJO|Edward D. Jones & Co., L.P.|23409
SBH|SALLY BEAUTY HLDG|EGAM|CBOE TRADING, INC.|17081
SBH|SALLY BEAUTY HLDG|EGAW|CBOE TRADING, INC.|200
SBH|SALLY BEAUTY HLDG|EGXM|CBOE TRADING, INC.|1269
SBH|SALLY BEAUTY HLDG|ETBE|Electronic Transaction Clearing, Inc.|15132
SBH|SALLY BEAUTY HLDG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
SBH|SALLY BEAUTY HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3100
SBH|SALLY BEAUTY HLDG|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|886
SBH|SALLY BEAUTY HLDG|ETRS|E*Trade Securities LLC|17478
SBH|SALLY BEAUTY HLDG|FBSB|U.S. Bancorp Investments, Inc.|315
SBH|SALLY BEAUTY HLDG|FILL|Tradestation Securities, Inc.|13152
SBH|SALLY BEAUTY HLDG|FMAF|NBCN Inc./ CDS|340
SBH|SALLY BEAUTY HLDG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11630
SBH|SALLY BEAUTY HLDG|FQLS|Quantlab Securities LP|480108
SBH|SALLY BEAUTY HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|370807
SBH|SALLY BEAUTY HLDG|FTBR|Foliofn Investments, Inc.|1286
SBH|SALLY BEAUTY HLDG|GEBB|GLOBAL EXECUTION BROKERS, LP|700
SBH|SALLY BEAUTY HLDG|GLIS|TD Securities Inc|200
SBH|SALLY BEAUTY HLDG|GLPX|ACS EXECUTION SERVICES, LLC|10148
SBH|SALLY BEAUTY HLDG|GSCO|GOLDMAN SACHS & CO. LLC|3074759
SBH|SALLY BEAUTY HLDG|GSCS|GOLDMAN SACHS & CO. LLC|118297
SBH|SALLY BEAUTY HLDG|GSLT|GOLDMAN SACHS & CO. LLC|9480
SBH|SALLY BEAUTY HLDG|GTSZ|GTS SECURITIES LLC|116498
SBH|SALLY BEAUTY HLDG|HRBF|American Enterprise Investment Services Inc.|40029
SBH|SALLY BEAUTY HLDG|HSBC|HSBC Securities, Inc.|128
SBH|SALLY BEAUTY HLDG|IATS|INTERACTIVE BROKERS LLC|14436
SBH|SALLY BEAUTY HLDG|IBKR|Interactive Brokers Llc|50307
SBH|SALLY BEAUTY HLDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|554
SBH|SALLY BEAUTY HLDG|ICBX|INSTINET, LLC|376427
SBH|SALLY BEAUTY HLDG|IEQY|CITADEL SECURITIES LLC|230912
SBH|SALLY BEAUTY HLDG|INCA|INSTINET, LLC|691824
SBH|SALLY BEAUTY HLDG|INJX|INSTINET, LLC|400
SBH|SALLY BEAUTY HLDG|ITGI|ITG Inc.|83595
SBH|SALLY BEAUTY HLDG|ITGP|ITG INC.|372600
SBH|SALLY BEAUTY HLDG|JANY|Janney Montgomery Scott Inc.|2405
SBH|SALLY BEAUTY HLDG|JEFF|JEFFERIES LLC|223946
SBH|SALLY BEAUTY HLDG|JMPT|JUMP TRADING, LLC|111370
SBH|SALLY BEAUTY HLDG|JONE|JonesTrading|203099
SBH|SALLY BEAUTY HLDG|JPBX|J.P. MORGAN SECURITIES LLC|192555
SBH|SALLY BEAUTY HLDG|JPMX|J.P. Morgan Securities LLC|1022387
SBH|SALLY BEAUTY HLDG|JSEB|JANE STREET EXECUTION SERVICES, LLC|3800
SBH|SALLY BEAUTY HLDG|JSJX|JANE STREET CAPITAL LLC|12191
SBH|SALLY BEAUTY HLDG|KCGM|VIRTU Americas LLC|110631
SBH|SALLY BEAUTY HLDG|LEHM|Barclays Capital Inc./Le|1463767
SBH|SALLY BEAUTY HLDG|LIME|Lime Brokerage LLC|7188
SBH|SALLY BEAUTY HLDG|LOOP|Loop Capital Markets LLC|20983
SBH|SALLY BEAUTY HLDG|LQNA|LIQUIDNET, INC.|9400
SBH|SALLY BEAUTY HLDG|LQNB|LIQUIDNET, INC.|6010
SBH|SALLY BEAUTY HLDG|LSCI|Lek Securities Corporation|476
SBH|SALLY BEAUTY HLDG|MAXM|Maxim Group LLC|4799
SBH|SALLY BEAUTY HLDG|MCMF|Raymond James Ltd. Cds|6783
SBH|SALLY BEAUTY HLDG|MKMP|MKM Partners LLC|166295
SBH|SALLY BEAUTY HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|353651
SBH|SALLY BEAUTY HLDG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
SBH|SALLY BEAUTY HLDG|MOTF|MOTIF INVESTING, INC.|8
SBH|SALLY BEAUTY HLDG|MSCO|MORGAN STANLEY & CO. LLC|2433800
SBH|SALLY BEAUTY HLDG|MSPL|MORGAN STANLEY & CO. LLC|1029300
SBH|SALLY BEAUTY HLDG|MSTX|MORGAN STANLEY & CO. LLC|626200
SBH|SALLY BEAUTY HLDG|NFSC|National Financial Services LLC|941487
SBH|SALLY BEAUTY HLDG|NITE|VIRTU Americas LLC|969398
SBH|SALLY BEAUTY HLDG|NITP|VIRTU Americas LLC|100
SBH|SALLY BEAUTY HLDG|NQRB|Brut, LLC|24075
SBH|SALLY BEAUTY HLDG|NTRC|Northern Trust Securities, Inc.|884
SBH|SALLY BEAUTY HLDG|OPCO|Oppenheimer & Co. Inc.|109467
SBH|SALLY BEAUTY HLDG|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1106
SBH|SALLY BEAUTY HLDG|PDQM|CODA MARKETS, INC.|26009
SBH|SALLY BEAUTY HLDG|PHLY|NASDAQ Execution Services, LLC|200
SBH|SALLY BEAUTY HLDG|PNSR|Penserra Securities, LLC|154
SBH|SALLY BEAUTY HLDG|PWJC|UBS Financial Services, Inc.|6067
SBH|SALLY BEAUTY HLDG|RBCM|RBC CAPITAL MARKETS, LLC|6590
SBH|SALLY BEAUTY HLDG|RGLD|Regal Securities, Inc|149
SBH|SALLY BEAUTY HLDG|SAGL|SAGETRADER, LLC|23942
SBH|SALLY BEAUTY HLDG|SAGW|SAGETRADER, LLC|1387
SBH|SALLY BEAUTY HLDG|SALI|INTL FCSTONE FINANCIAL INC.|269
SBH|SALLY BEAUTY HLDG|SBSH|Citigroup Global Markets Inc.|101311
SBH|SALLY BEAUTY HLDG|SEIC|SEI Investments Distribution Co.|6454
SBH|SALLY BEAUTY HLDG|SGMT|GOLDMAN SACHS & CO. LLC|389377
SBH|SALLY BEAUTY HLDG|SIBO|Prime Executions, Inc.|43234
SBH|SALLY BEAUTY HLDG|SPDR|SPEEDROUTE LLC|11906
SBH|SALLY BEAUTY HLDG|SSBS|STATE STREET GLOBAL MARKETS, LLC|86376
SBH|SALLY BEAUTY HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|6361
SBH|SALLY BEAUTY HLDG|STKP|STOCKPILE INVESTMENTS, INC.|122
SBH|SALLY BEAUTY HLDG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9718
SBH|SALLY BEAUTY HLDG|SWIM|TD Ameritrade, Inc.|57763
SBH|SALLY BEAUTY HLDG|SWST|Hilltop Securities Inc.|10599
SBH|SALLY BEAUTY HLDG|TKNG|ALLY INVEST SECURITIES LLC|906
SBH|SALLY BEAUTY HLDG|TRBT|Tradebot Systems, Inc.|339728
SBH|SALLY BEAUTY HLDG|TRCM|TRC MARKETS LLC|107060
SBH|SALLY BEAUTY HLDG|TWTT|TASTYWORKS, INC.|300
SBH|SALLY BEAUTY HLDG|UBSA|UBS SECURITIES LLC|1222539
SBH|SALLY BEAUTY HLDG|UBSS|UBS Securities LLC|974444
SBH|SALLY BEAUTY HLDG|VALX|VIRTU AMERICAS LLC|36945
SBH|SALLY BEAUTY HLDG|VGRD|Vanguard Marketing Corporation|22803
SBH|SALLY BEAUTY HLDG|VNDM|Wall Street Access|69934
SBH|SALLY BEAUTY HLDG|WBPX|SUMMIT SECURITIES GROUP, LLC|5259
SBH|SALLY BEAUTY HLDG|WCHV|WELLS FARGO SECURITIES, LLC|132097
SBH|SALLY BEAUTY HLDG|WDNX|WEEDEN & CO.L.P.|796
SBH|SALLY BEAUTY HLDG|WEDB|WEDBUSH SECURITIES INC.|5619
SBH|SALLY BEAUTY HLDG|WEED|Weeden & Co.L.P.|134100
SBH|SALLY BEAUTY HLDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22986
SBH|SALLY BEAUTY HLDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16596
SBH|SALLY BEAUTY HLDG|WGIF|CIBC World Markets Inc.|7331
SBH|SALLY BEAUTY HLDG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|925
SBH|SALLY BEAUTY HLDG|WSEA|WOLVERINE SECURITIES, LLC|3924
SBH|SALLY BEAUTY HLDG|XIST|INSTINET, LLC|390136
SBH|SALLY BEAUTY HLDG|XPQR|Jump Trading|607
SBH|SALLY BEAUTY HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|221338
SBH|SALLY BEAUTY HLDG|YKNA|COMHAR CAPITAL MARKETS, LLC|500
SBH|SALLY BEAUTY HLDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10821
SBI|WESTERN ASSET INTERM|ALTX|Alternet Securities Inc.|200
SBI|WESTERN ASSET INTERM|APCC|Apex Clearing Corporation|1
SBI|WESTERN ASSET INTERM|BATM|CBOE TRADING, INC.|1527
SBI|WESTERN ASSET INTERM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
SBI|WESTERN ASSET INTERM|CHAS|Charles Schwab & Co., Inc.|1
SBI|WESTERN ASSET INTERM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2000
SBI|WESTERN ASSET INTERM|DEAN|MORGAN STANLEY|8770
SBI|WESTERN ASSET INTERM|EBXL|EBX LLC|200
SBI|WESTERN ASSET INTERM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8742
SBI|WESTERN ASSET INTERM|EDJO|Edward D. Jones & Co., L.P.|1055
SBI|WESTERN ASSET INTERM|ETRS|E*Trade Securities LLC|882
SBI|WESTERN ASSET INTERM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5955
SBI|WESTERN ASSET INTERM|FTBR|Foliofn Investments, Inc.|282
SBI|WESTERN ASSET INTERM|GSCO|GOLDMAN SACHS & CO. LLC|300
SBI|WESTERN ASSET INTERM|GSLT|GOLDMAN SACHS & CO. LLC|200
SBI|WESTERN ASSET INTERM|HRBF|American Enterprise Investment Services Inc.|3011
SBI|WESTERN ASSET INTERM|IATS|INTERACTIVE BROKERS LLC|1000
SBI|WESTERN ASSET INTERM|IBKR|Interactive Brokers Llc|2476
SBI|WESTERN ASSET INTERM|ICBX|INSTINET, LLC|100
SBI|WESTERN ASSET INTERM|INCA|INSTINET, LLC|2075
SBI|WESTERN ASSET INTERM|ITGI|ITG Inc.|1263
SBI|WESTERN ASSET INTERM|ITGP|ITG INC.|7600
SBI|WESTERN ASSET INTERM|JANY|Janney Montgomery Scott Inc.|917
SBI|WESTERN ASSET INTERM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1117
SBI|WESTERN ASSET INTERM|MSCO|MORGAN STANLEY & CO. LLC|37706
SBI|WESTERN ASSET INTERM|MSPL|MORGAN STANLEY & CO. LLC|15100
SBI|WESTERN ASSET INTERM|NFSC|National Financial Services LLC|17671
SBI|WESTERN ASSET INTERM|NITE|VIRTU Americas LLC|68276
SBI|WESTERN ASSET INTERM|NQRB|Brut, LLC|1492
SBI|WESTERN ASSET INTERM|OPCO|Oppenheimer & Co. Inc.|256
SBI|WESTERN ASSET INTERM|PDQM|CODA MARKETS, INC.|200
SBI|WESTERN ASSET INTERM|RBCM|RBC CAPITAL MARKETS, LLC|8448
SBI|WESTERN ASSET INTERM|SBSH|Citigroup Global Markets Inc.|200
SBI|WESTERN ASSET INTERM|SGMT|GOLDMAN SACHS & CO. LLC|300
SBI|WESTERN ASSET INTERM|STFL|Stifel, Nicolaus & Company, Incorporated|77054
SBI|WESTERN ASSET INTERM|SWIM|TD Ameritrade, Inc.|580
SBI|WESTERN ASSET INTERM|TRBT|Tradebot Systems, Inc.|482
SBI|WESTERN ASSET INTERM|UBSA|UBS SECURITIES LLC|1375
SBI|WESTERN ASSET INTERM|UBSS|UBS Securities LLC|22222
SBI|WESTERN ASSET INTERM|VGRD|Vanguard Marketing Corporation|675
SBI|WESTERN ASSET INTERM|WCHV|WELLS FARGO SECURITIES, LLC|6715
SBI|WESTERN ASSET INTERM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2172
SBI|WESTERN ASSET INTERM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4225
SBI|WESTERN ASSET INTERM|WSEA|WOLVERINE SECURITIES, LLC|15342
SBI|WESTERN ASSET INTERM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SBI|WESTERN ASSET INTERM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25409
SBIO|ALPS MEDICAL BRKTHRU|ALTX|Alternet Securities Inc.|183
SBIO|ALPS MEDICAL BRKTHRU|APCC|Apex Clearing Corporation|79
SBIO|ALPS MEDICAL BRKTHRU|AVON|Avondale Partners, LLC|250
SBIO|ALPS MEDICAL BRKTHRU|BARD|Robert W. Baird & Co. Incorporated|600
SBIO|ALPS MEDICAL BRKTHRU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2085
SBIO|ALPS MEDICAL BRKTHRU|CHAS|Charles Schwab & Co., Inc.|1056
SBIO|ALPS MEDICAL BRKTHRU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27407
SBIO|ALPS MEDICAL BRKTHRU|CSIN|Citadel Securities Institutional LLC|10830
SBIO|ALPS MEDICAL BRKTHRU|CTDL|Citadel Derivatives Group Llc|18530
SBIO|ALPS MEDICAL BRKTHRU|DBAX|Deutsche Bank Securities Inc.|3900
SBIO|ALPS MEDICAL BRKTHRU|DEAN|MORGAN STANLEY|4605
SBIO|ALPS MEDICAL BRKTHRU|EBXL|EBX LLC|12600
SBIO|ALPS MEDICAL BRKTHRU|EDJO|Edward D. Jones & Co., L.P.|889
SBIO|ALPS MEDICAL BRKTHRU|ETRS|E*Trade Securities LLC|15466
SBIO|ALPS MEDICAL BRKTHRU|FIDT|Fidelity Clearing Canada ULC./ CDS|3870
SBIO|ALPS MEDICAL BRKTHRU|FILL|Tradestation Securities, Inc.|911
SBIO|ALPS MEDICAL BRKTHRU|FMAF|NBCN Inc./ CDS|625
SBIO|ALPS MEDICAL BRKTHRU|FTBR|Foliofn Investments, Inc.|1075
SBIO|ALPS MEDICAL BRKTHRU|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SBIO|ALPS MEDICAL BRKTHRU|GSCO|GOLDMAN SACHS & CO. LLC|80
SBIO|ALPS MEDICAL BRKTHRU|GSLT|GOLDMAN SACHS & CO. LLC|1507
SBIO|ALPS MEDICAL BRKTHRU|GTSZ|GTS SECURITIES LLC|100
SBIO|ALPS MEDICAL BRKTHRU|HRBF|American Enterprise Investment Services Inc.|468
SBIO|ALPS MEDICAL BRKTHRU|IATS|INTERACTIVE BROKERS LLC|196
SBIO|ALPS MEDICAL BRKTHRU|IBKR|Interactive Brokers Llc|4357
SBIO|ALPS MEDICAL BRKTHRU|ICBX|INSTINET, LLC|13600
SBIO|ALPS MEDICAL BRKTHRU|INCA|INSTINET, LLC|1963
SBIO|ALPS MEDICAL BRKTHRU|ITGP|ITG INC.|7800
SBIO|ALPS MEDICAL BRKTHRU|JANY|Janney Montgomery Scott Inc.|350
SBIO|ALPS MEDICAL BRKTHRU|JPMX|J.P. Morgan Securities LLC|826
SBIO|ALPS MEDICAL BRKTHRU|JSEB|JANE STREET EXECUTION SERVICES, LLC|12530
SBIO|ALPS MEDICAL BRKTHRU|JSJX|JANE STREET CAPITAL LLC|120713
SBIO|ALPS MEDICAL BRKTHRU|KCGM|VIRTU Americas LLC|10047
SBIO|ALPS MEDICAL BRKTHRU|LEHM|Barclays Capital Inc./Le|3200
SBIO|ALPS MEDICAL BRKTHRU|LIME|Lime Brokerage LLC|12390
SBIO|ALPS MEDICAL BRKTHRU|LSCI|Lek Securities Corporation|278
SBIO|ALPS MEDICAL BRKTHRU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24442
SBIO|ALPS MEDICAL BRKTHRU|MOTF|MOTIF INVESTING, INC.|22
SBIO|ALPS MEDICAL BRKTHRU|MSCO|MORGAN STANLEY & CO. LLC|21680
SBIO|ALPS MEDICAL BRKTHRU|MSPL|MORGAN STANLEY & CO. LLC|8300
SBIO|ALPS MEDICAL BRKTHRU|NFSC|National Financial Services LLC|187405
SBIO|ALPS MEDICAL BRKTHRU|NITE|VIRTU Americas LLC|118915
SBIO|ALPS MEDICAL BRKTHRU|NITP|VIRTU Americas LLC|5
SBIO|ALPS MEDICAL BRKTHRU|NTBF|BMO Nesbitt Burns Inc./CDS|250
SBIO|ALPS MEDICAL BRKTHRU|PWJC|UBS Financial Services, Inc.|310
SBIO|ALPS MEDICAL BRKTHRU|RBCM|RBC CAPITAL MARKETS, LLC|8850
SBIO|ALPS MEDICAL BRKTHRU|SALI|INTL FCSTONE FINANCIAL INC.|400
SBIO|ALPS MEDICAL BRKTHRU|SBSH|Citigroup Global Markets Inc.|120
SBIO|ALPS MEDICAL BRKTHRU|SEIC|SEI Investments Distribution Co.|183
SBIO|ALPS MEDICAL BRKTHRU|SGMT|GOLDMAN SACHS & CO. LLC|6683
SBIO|ALPS MEDICAL BRKTHRU|SHMR|ABN Amro Clearing LLC|404
SBIO|ALPS MEDICAL BRKTHRU|STFL|Stifel, Nicolaus & Company, Incorporated|6397
SBIO|ALPS MEDICAL BRKTHRU|SWIM|TD Ameritrade, Inc.|5761
SBIO|ALPS MEDICAL BRKTHRU|SWST|Hilltop Securities Inc.|60
SBIO|ALPS MEDICAL BRKTHRU|TKNG|ALLY INVEST SECURITIES LLC|253
SBIO|ALPS MEDICAL BRKTHRU|TRCM|TRC MARKETS LLC|1834
SBIO|ALPS MEDICAL BRKTHRU|UBSA|UBS SECURITIES LLC|17907
SBIO|ALPS MEDICAL BRKTHRU|UBSS|UBS Securities LLC|191021
SBIO|ALPS MEDICAL BRKTHRU|VALX|VIRTU AMERICAS LLC|3200
SBIO|ALPS MEDICAL BRKTHRU|VGRD|Vanguard Marketing Corporation|14543
SBIO|ALPS MEDICAL BRKTHRU|VSIN|Vision Financial Markets Llc|3
SBIO|ALPS MEDICAL BRKTHRU|WCHV|WELLS FARGO SECURITIES, LLC|43979
SBIO|ALPS MEDICAL BRKTHRU|WEDB|WEDBUSH SECURITIES INC.|20
SBIO|ALPS MEDICAL BRKTHRU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|353
SBIO|ALPS MEDICAL BRKTHRU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1537
SBIO|ALPS MEDICAL BRKTHRU|WSEA|WOLVERINE SECURITIES, LLC|744
SBIO|ALPS MEDICAL BRKTHRU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10787
SBLK|STAR BULK CARRIERS|ADAM|CANACCORD GENUITY INC.|500
SBLK|STAR BULK CARRIERS|ALTX|Alternet Securities Inc.|27415
SBLK|STAR BULK CARRIERS|APCC|Apex Clearing Corporation|14119
SBLK|STAR BULK CARRIERS|BARD|Robert W. Baird & Co. Incorporated|3600
SBLK|STAR BULK CARRIERS|BATM|CBOE TRADING, INC.|2413
SBLK|STAR BULK CARRIERS|BAYC|BAY CREST PARTNERS, LLC|11900
SBLK|STAR BULK CARRIERS|BERN|Sanford C. Bernstein & Co., LLC|7071
SBLK|STAR BULK CARRIERS|BIAD|SAGETRADER, LLC|1
SBLK|STAR BULK CARRIERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2751
SBLK|STAR BULK CARRIERS|BLKX|INSTINET, LLC|42300
SBLK|STAR BULK CARRIERS|BTIG|BTIG, LLC|125000
SBLK|STAR BULK CARRIERS|BYXM|CBOE TRADING, INC.|500
SBLK|STAR BULK CARRIERS|BZYD|GOLDMAN SACHS & CO. LLC|3715
SBLK|STAR BULK CARRIERS|CANT|Cantor Fitzgerald & Co.|610
SBLK|STAR BULK CARRIERS|CHAS|Charles Schwab & Co., Inc.|13610
SBLK|STAR BULK CARRIERS|CHLM|Craig-Hallum Capital Group LLC|7500
SBLK|STAR BULK CARRIERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97806
SBLK|STAR BULK CARRIERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30885
SBLK|STAR BULK CARRIERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5662
SBLK|STAR BULK CARRIERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|162413
SBLK|STAR BULK CARRIERS|CTDL|Citadel Derivatives Group Llc|9744
SBLK|STAR BULK CARRIERS|CTLR|CUTLER GROUP, LP|1347
SBLK|STAR BULK CARRIERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|36824
SBLK|STAR BULK CARRIERS|DBAB|Deutsche Bank Securities Inc.|217926
SBLK|STAR BULK CARRIERS|DBAX|Deutsche Bank Securities Inc.|188900
SBLK|STAR BULK CARRIERS|DBUL|Deutsche Bank Securities Inc.|2800
SBLK|STAR BULK CARRIERS|DEAN|MORGAN STANLEY|188389
SBLK|STAR BULK CARRIERS|DEGS|RONIN PROFESSIONAL LLC|29091
SBLK|STAR BULK CARRIERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|160
SBLK|STAR BULK CARRIERS|EBXL|EBX LLC|125700
SBLK|STAR BULK CARRIERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|25470
SBLK|STAR BULK CARRIERS|EGAM|CBOE TRADING, INC.|22484
SBLK|STAR BULK CARRIERS|EGMT|EG MARKET TECHNOLOGIES LLC|500
SBLK|STAR BULK CARRIERS|EGXM|CBOE TRADING, INC.|5372
SBLK|STAR BULK CARRIERS|EGXW|CBOE TRADING, INC.|300
SBLK|STAR BULK CARRIERS|ETBE|Electronic Transaction Clearing, Inc.|7374
SBLK|STAR BULK CARRIERS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|9183
SBLK|STAR BULK CARRIERS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6756
SBLK|STAR BULK CARRIERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12279
SBLK|STAR BULK CARRIERS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
SBLK|STAR BULK CARRIERS|ETRS|E*Trade Securities LLC|132323
SBLK|STAR BULK CARRIERS|FBCO|Credit Suisse Securities (USA) LLC|430892
SBLK|STAR BULK CARRIERS|FILL|Tradestation Securities, Inc.|4329
SBLK|STAR BULK CARRIERS|FOMA|TD AMERITRADE CLEARING, INC.|228862
SBLK|STAR BULK CARRIERS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1093
SBLK|STAR BULK CARRIERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94885
SBLK|STAR BULK CARRIERS|FTBR|Foliofn Investments, Inc.|6076
SBLK|STAR BULK CARRIERS|GEBB|GLOBAL EXECUTION BROKERS, LP|12761
SBLK|STAR BULK CARRIERS|GLPX|ACS EXECUTION SERVICES, LLC|21878
SBLK|STAR BULK CARRIERS|GSCO|GOLDMAN SACHS & CO. LLC|266149
SBLK|STAR BULK CARRIERS|GSCS|GOLDMAN SACHS & CO. LLC|110196
SBLK|STAR BULK CARRIERS|GSLT|GOLDMAN SACHS & CO. LLC|7744
SBLK|STAR BULK CARRIERS|GTSZ|GTS SECURITIES LLC|21242
SBLK|STAR BULK CARRIERS|HAPX|HAP Trading, LLC|1700
SBLK|STAR BULK CARRIERS|HPPX|POTAMUS TRADING, LLC|2176
SBLK|STAR BULK CARRIERS|HRBF|American Enterprise Investment Services Inc.|5374
SBLK|STAR BULK CARRIERS|IATS|INTERACTIVE BROKERS LLC|21377
SBLK|STAR BULK CARRIERS|IBKR|Interactive Brokers Llc|386355
SBLK|STAR BULK CARRIERS|ICBX|INSTINET, LLC|38463
SBLK|STAR BULK CARRIERS|INCA|INSTINET, LLC|361201
SBLK|STAR BULK CARRIERS|INJX|INSTINET, LLC|67935
SBLK|STAR BULK CARRIERS|ITGI|ITG Inc.|51425
SBLK|STAR BULK CARRIERS|ITGP|ITG INC.|76000
SBLK|STAR BULK CARRIERS|JEFF|JEFFERIES LLC|138128
SBLK|STAR BULK CARRIERS|JMPT|JUMP TRADING, LLC|10815
SBLK|STAR BULK CARRIERS|JNKK|JNK Securities Corp.|20490
SBLK|STAR BULK CARRIERS|JONE|JonesTrading|2497
SBLK|STAR BULK CARRIERS|JPMX|J.P. Morgan Securities LLC|465217
SBLK|STAR BULK CARRIERS|JSJX|JANE STREET CAPITAL LLC|45296
SBLK|STAR BULK CARRIERS|KCGM|VIRTU Americas LLC|61254
SBLK|STAR BULK CARRIERS|LEHM|Barclays Capital Inc./Le|391048
SBLK|STAR BULK CARRIERS|LIME|Lime Brokerage LLC|165662
SBLK|STAR BULK CARRIERS|LQNA|LIQUIDNET, INC.|15200
SBLK|STAR BULK CARRIERS|LSCI|Lek Securities Corporation|59
SBLK|STAR BULK CARRIERS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
SBLK|STAR BULK CARRIERS|MAVB|Great Point Capital LLC|250
SBLK|STAR BULK CARRIERS|MAXM|Maxim Group LLC|10055
SBLK|STAR BULK CARRIERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|201808
SBLK|STAR BULK CARRIERS|MOTF|MOTIF INVESTING, INC.|1
SBLK|STAR BULK CARRIERS|MSCO|MORGAN STANLEY & CO. LLC|2194226
SBLK|STAR BULK CARRIERS|MSPL|MORGAN STANLEY & CO. LLC|428500
SBLK|STAR BULK CARRIERS|MSTX|MORGAN STANLEY & CO. LLC|66800
SBLK|STAR BULK CARRIERS|NBCS|NBC Securities, INC.|1000
SBLK|STAR BULK CARRIERS|NFSC|National Financial Services LLC|190178
SBLK|STAR BULK CARRIERS|NITE|VIRTU Americas LLC|712616
SBLK|STAR BULK CARRIERS|NITP|VIRTU Americas LLC|1800
SBLK|STAR BULK CARRIERS|NQRB|Brut, LLC|24566
SBLK|STAR BULK CARRIERS|NTFN|Network 1 Financial Securities Inc.|10000
SBLK|STAR BULK CARRIERS|OPCO|Oppenheimer & Co. Inc.|37691
SBLK|STAR BULK CARRIERS|PDQM|CODA MARKETS, INC.|73010
SBLK|STAR BULK CARRIERS|PHLY|NASDAQ Execution Services, LLC|1000
SBLK|STAR BULK CARRIERS|PICT|Pictet Overseas Inc.|8000
SBLK|STAR BULK CARRIERS|PWJC|UBS Financial Services, Inc.|7350
SBLK|STAR BULK CARRIERS|RAJA|Raymond James & Associates, Inc.|12935
SBLK|STAR BULK CARRIERS|RBCM|RBC CAPITAL MARKETS, LLC|1100
SBLK|STAR BULK CARRIERS|RHCO|Suntrust Robinson Humphrey, Inc.|218
SBLK|STAR BULK CARRIERS|RJLC|RJL CAPITAL GROUP, LLC|7500
SBLK|STAR BULK CARRIERS|SAGL|SAGETRADER, LLC|16658
SBLK|STAR BULK CARRIERS|SAGW|SAGETRADER, LLC|65
SBLK|STAR BULK CARRIERS|SBSH|Citigroup Global Markets Inc.|46627
SBLK|STAR BULK CARRIERS|SGMT|GOLDMAN SACHS & CO. LLC|50895
SBLK|STAR BULK CARRIERS|SPDR|SPEEDROUTE LLC|22420
SBLK|STAR BULK CARRIERS|SPGS|Sea Port Group Securities, LLC|200
SBLK|STAR BULK CARRIERS|STFL|Stifel, Nicolaus & Company, Incorporated|54702
SBLK|STAR BULK CARRIERS|STXG|Stockcross Financial Services, Inc.|16597
SBLK|STAR BULK CARRIERS|SWIM|TD Ameritrade, Inc.|128508
SBLK|STAR BULK CARRIERS|TKNG|ALLY INVEST SECURITIES LLC|1322
SBLK|STAR BULK CARRIERS|TRBT|Tradebot Systems, Inc.|156121
SBLK|STAR BULK CARRIERS|TRCM|TRC MARKETS LLC|64847
SBLK|STAR BULK CARRIERS|UBSA|UBS SECURITIES LLC|381681
SBLK|STAR BULK CARRIERS|UBSS|UBS Securities LLC|736221
SBLK|STAR BULK CARRIERS|VALX|VIRTU AMERICAS LLC|15861
SBLK|STAR BULK CARRIERS|VGRD|Vanguard Marketing Corporation|15336
SBLK|STAR BULK CARRIERS|WCHV|WELLS FARGO SECURITIES, LLC|31353
SBLK|STAR BULK CARRIERS|WEDB|WEDBUSH SECURITIES INC.|600
SBLK|STAR BULK CARRIERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6140
SBLK|STAR BULK CARRIERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7351
SBLK|STAR BULK CARRIERS|WFPB|Wells Fargo Securities, LLC.|13000
SBLK|STAR BULK CARRIERS|WGIF|CIBC World Markets Inc.|610
SBLK|STAR BULK CARRIERS|WSEA|WOLVERINE SECURITIES, LLC|3259
SBLK|STAR BULK CARRIERS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
SBLK|STAR BULK CARRIERS|XIST|INSTINET, LLC|20600
SBLK|STAR BULK CARRIERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|33522
SBLK|STAR BULK CARRIERS|YKNA|COMHAR CAPITAL MARKETS, LLC|5994
SBLK|STAR BULK CARRIERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3645
SBLKZ|STAR BLK CR 8.3 NT|APCC|Apex Clearing Corporation|94
SBLKZ|STAR BLK CR 8.3 NT|BARD|Robert W. Baird & Co. Incorporated|860
SBLKZ|STAR BLK CR 8.3 NT|CHAS|Charles Schwab & Co., Inc.|1100
SBLKZ|STAR BLK CR 8.3 NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1042
SBLKZ|STAR BLK CR 8.3 NT|ETRS|E*Trade Securities LLC|3513
SBLKZ|STAR BLK CR 8.3 NT|FBCO|Credit Suisse Securities (USA) LLC|300
SBLKZ|STAR BLK CR 8.3 NT|FOMA|TD AMERITRADE CLEARING, INC.|3321
SBLKZ|STAR BLK CR 8.3 NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5150
SBLKZ|STAR BLK CR 8.3 NT|GSCO|GOLDMAN SACHS & CO. LLC|6924
SBLKZ|STAR BLK CR 8.3 NT|HRBF|American Enterprise Investment Services Inc.|401
SBLKZ|STAR BLK CR 8.3 NT|IATS|INTERACTIVE BROKERS LLC|2710
SBLKZ|STAR BLK CR 8.3 NT|IBKR|Interactive Brokers Llc|9082
SBLKZ|STAR BLK CR 8.3 NT|ICBX|INSTINET, LLC|200
SBLKZ|STAR BLK CR 8.3 NT|INCA|INSTINET, LLC|10800
SBLKZ|STAR BLK CR 8.3 NT|LIME|Lime Brokerage LLC|4976
SBLKZ|STAR BLK CR 8.3 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SBLKZ|STAR BLK CR 8.3 NT|MSCO|MORGAN STANLEY & CO. LLC|2476
SBLKZ|STAR BLK CR 8.3 NT|NFSC|National Financial Services LLC|1558
SBLKZ|STAR BLK CR 8.3 NT|NITE|VIRTU Americas LLC|13817
SBLKZ|STAR BLK CR 8.3 NT|NQRB|Brut, LLC|120
SBLKZ|STAR BLK CR 8.3 NT|PWJC|UBS Financial Services, Inc.|500
SBLKZ|STAR BLK CR 8.3 NT|SBSH|Citigroup Global Markets Inc.|300
SBLKZ|STAR BLK CR 8.3 NT|STFL|Stifel, Nicolaus & Company, Incorporated|3700
SBLKZ|STAR BLK CR 8.3 NT|UBSS|UBS Securities LLC|3946
SBLKZ|STAR BLK CR 8.3 NT|WCHV|WELLS FARGO SECURITIES, LLC|1800
SBLKZ|STAR BLK CR 8.3 NT|WEDB|WEDBUSH SECURITIES INC.|3205
SBM|PROSHARES SHRTBASMT|APCC|Apex Clearing Corporation|3
SBM|PROSHARES SHRTBASMT|ETRS|E*Trade Securities LLC|1
SBM|PROSHARES SHRTBASMT|IBKR|Interactive Brokers Llc|400
SBM|PROSHARES SHRTBASMT|NITE|VIRTU Americas LLC|124
SBM|PROSHARES SHRTBASMT|SOGO|Wang Investment Associates, Inc.|50
SBNA|SCORPIO TNKR 6.75 NT|BATM|CBOE TRADING, INC.|200
SBNA|SCORPIO TNKR 6.75 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|240
SBNA|SCORPIO TNKR 6.75 NT|ETRS|E*Trade Securities LLC|500
SBNA|SCORPIO TNKR 6.75 NT|GSLT|GOLDMAN SACHS & CO. LLC|200
SBNA|SCORPIO TNKR 6.75 NT|HRBF|American Enterprise Investment Services Inc.|525
SBNA|SCORPIO TNKR 6.75 NT|IATS|INTERACTIVE BROKERS LLC|200
SBNA|SCORPIO TNKR 6.75 NT|IBKR|Interactive Brokers Llc|100
SBNA|SCORPIO TNKR 6.75 NT|ITGI|ITG Inc.|200
SBNA|SCORPIO TNKR 6.75 NT|JANY|Janney Montgomery Scott Inc.|1800
SBNA|SCORPIO TNKR 6.75 NT|MSCO|MORGAN STANLEY & CO. LLC|400
SBNA|SCORPIO TNKR 6.75 NT|NFSC|National Financial Services LLC|3103
SBNA|SCORPIO TNKR 6.75 NT|NITE|VIRTU Americas LLC|16732
SBNA|SCORPIO TNKR 6.75 NT|NQRB|Brut, LLC|200
SBNA|SCORPIO TNKR 6.75 NT|RBCM|RBC CAPITAL MARKETS, LLC|440
SBNA|SCORPIO TNKR 6.75 NT|STFL|Stifel, Nicolaus & Company, Incorporated|5807
SBNA|SCORPIO TNKR 6.75 NT|UBSA|UBS SECURITIES LLC|200
SBNA|SCORPIO TNKR 6.75 NT|UBSS|UBS Securities LLC|455
SBNA|SCORPIO TNKR 6.75 NT|WCHV|WELLS FARGO SECURITIES, LLC|2120
SBNA|SCORPIO TNKR 6.75 NT|WEDB|WEDBUSH SECURITIES INC.|325
SBNY|SIGNATURE BANK|ABLE|NATIXIS Securities Americas LLC|14800
SBNY|SIGNATURE BANK|AGIS|Aegis Capital Corp.|100
SBNY|SIGNATURE BANK|ALTX|Alternet Securities Inc.|20272
SBNY|SIGNATURE BANK|ANOS|ABEL/NOSER, L.L.C.|22
SBNY|SIGNATURE BANK|APCC|Apex Clearing Corporation|41
SBNY|SIGNATURE BANK|BANK|Primevest Financial Services, Inc.|12
SBNY|SIGNATURE BANK|BARD|Robert W. Baird & Co. Incorporated|329
SBNY|SIGNATURE BANK|BATM|CBOE TRADING, INC.|2839
SBNY|SIGNATURE BANK|BAYC|BAY CREST PARTNERS, LLC|876
SBNY|SIGNATURE BANK|BAYT|BTIG, LLC|100
SBNY|SIGNATURE BANK|BBNT|BB&T SECURITIES, LLC|1304
SBNY|SIGNATURE BANK|BERN|Sanford C. Bernstein & Co., LLC|7391
SBNY|SIGNATURE BANK|BIDS|BIDS TRADING L.P.|24900
SBNY|SIGNATURE BANK|BKCM|BNY Mellon Capital Markets LLC|10124
SBNY|SIGNATURE BANK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1800
SBNY|SIGNATURE BANK|BMOC|BMO Capital Markets Corp.|939
SBNY|SIGNATURE BANK|BNPX|BNP PARIBAS SECURITIES CORP.|18082
SBNY|SIGNATURE BANK|BRGE|Newbridge Securities Corp.|14
SBNY|SIGNATURE BANK|BRVL|BLAYLOCK VAN, LLC|995
SBNY|SIGNATURE BANK|BTIG|BTIG, LLC|25550
SBNY|SIGNATURE BANK|BYXM|CBOE TRADING, INC.|1594
SBNY|SIGNATURE BANK|BZYD|GOLDMAN SACHS & CO. LLC|100
SBNY|SIGNATURE BANK|CANT|Cantor Fitzgerald & Co.|1300
SBNY|SIGNATURE BANK|CHAS|Charles Schwab & Co., Inc.|303
SBNY|SIGNATURE BANK|CIST|Capital Institutional Services, Inc.|142
SBNY|SIGNATURE BANK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110469
SBNY|SIGNATURE BANK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6288
SBNY|SIGNATURE BANK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6207
SBNY|SIGNATURE BANK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|470308
SBNY|SIGNATURE BANK|CTDL|Citadel Derivatives Group Llc|32605
SBNY|SIGNATURE BANK|CTLR|CUTLER GROUP, LP|347
SBNY|SIGNATURE BANK|CXCX|CITIGROUP GLOBAL MARKETS INC.|47898
SBNY|SIGNATURE BANK|DADA|D.A. Davidson & Co.|165
SBNY|SIGNATURE BANK|DAWA|Daiwa Capital Markets America Inc.|30
SBNY|SIGNATURE BANK|DBAB|Deutsche Bank Securities Inc.|615727
SBNY|SIGNATURE BANK|DBAX|Deutsche Bank Securities Inc.|477400
SBNY|SIGNATURE BANK|DBUL|Deutsche Bank Securities Inc.|800
SBNY|SIGNATURE BANK|DEAN|MORGAN STANLEY|1722
SBNY|SIGNATURE BANK|DEGS|RONIN PROFESSIONAL LLC|700
SBNY|SIGNATURE BANK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11158
SBNY|SIGNATURE BANK|EBXL|EBX LLC|98700
SBNY|SIGNATURE BANK|ECUT|CONVERGEX EXECUTION SOLUTIONS|12981
SBNY|SIGNATURE BANK|EDJO|Edward D. Jones & Co., L.P.|1743
SBNY|SIGNATURE BANK|EGAM|CBOE TRADING, INC.|4982
SBNY|SIGNATURE BANK|EGAW|CBOE TRADING, INC.|293
SBNY|SIGNATURE BANK|EGMT|EG MARKET TECHNOLOGIES LLC|669
SBNY|SIGNATURE BANK|EGXM|CBOE TRADING, INC.|1376
SBNY|SIGNATURE BANK|EGXW|CBOE TRADING, INC.|125
SBNY|SIGNATURE BANK|ETBE|Electronic Transaction Clearing, Inc.|16824
SBNY|SIGNATURE BANK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|196
SBNY|SIGNATURE BANK|ETCC|Electronic Transaction Clearing, Inc.|550
SBNY|SIGNATURE BANK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2200
SBNY|SIGNATURE BANK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57727
SBNY|SIGNATURE BANK|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|298
SBNY|SIGNATURE BANK|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|49587
SBNY|SIGNATURE BANK|ETRS|E*Trade Securities LLC|13056
SBNY|SIGNATURE BANK|FBCO|Credit Suisse Securities (USA) LLC|709084
SBNY|SIGNATURE BANK|FBSB|U.S. Bancorp Investments, Inc.|5
SBNY|SIGNATURE BANK|FILL|Tradestation Securities, Inc.|400
SBNY|SIGNATURE BANK|FINX|FINTECH SECURITIES|35
SBNY|SIGNATURE BANK|FMAF|NBCN Inc./ CDS|4283
SBNY|SIGNATURE BANK|FOMA|TD AMERITRADE CLEARING, INC.|18426
SBNY|SIGNATURE BANK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10781
SBNY|SIGNATURE BANK|FQLS|Quantlab Securities LP|198370
SBNY|SIGNATURE BANK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74479
SBNY|SIGNATURE BANK|FTBR|Foliofn Investments, Inc.|158
SBNY|SIGNATURE BANK|GEBB|GLOBAL EXECUTION BROKERS, LP|5376
SBNY|SIGNATURE BANK|GLIS|TD Securities Inc|290
SBNY|SIGNATURE BANK|GLPX|ACS EXECUTION SERVICES, LLC|46429
SBNY|SIGNATURE BANK|GSCO|GOLDMAN SACHS & CO. LLC|976814
SBNY|SIGNATURE BANK|GSCS|GOLDMAN SACHS & CO. LLC|7535
SBNY|SIGNATURE BANK|GSLT|GOLDMAN SACHS & CO. LLC|1660
SBNY|SIGNATURE BANK|GTSZ|GTS SECURITIES LLC|69907
SBNY|SIGNATURE BANK|HAPX|HAP Trading, LLC|100
SBNY|SIGNATURE BANK|HRBF|American Enterprise Investment Services Inc.|425
SBNY|SIGNATURE BANK|HSBC|HSBC Securities, Inc.|145553
SBNY|SIGNATURE BANK|IATS|INTERACTIVE BROKERS LLC|1212
SBNY|SIGNATURE BANK|IBKR|Interactive Brokers Llc|25717
SBNY|SIGNATURE BANK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|370
SBNY|SIGNATURE BANK|ICBX|INSTINET, LLC|92656
SBNY|SIGNATURE BANK|IEQY|CITADEL SECURITIES LLC|174524
SBNY|SIGNATURE BANK|INCA|INSTINET, LLC|471602
SBNY|SIGNATURE BANK|INJX|INSTINET, LLC|63784
SBNY|SIGNATURE BANK|ITGI|ITG Inc.|22534
SBNY|SIGNATURE BANK|ITGP|ITG INC.|147800
SBNY|SIGNATURE BANK|JANY|Janney Montgomery Scott Inc.|1095
SBNY|SIGNATURE BANK|JEFF|JEFFERIES LLC|375695
SBNY|SIGNATURE BANK|JMPT|JUMP TRADING, LLC|55445
SBNY|SIGNATURE BANK|JPBX|J.P. MORGAN SECURITIES LLC|77880
SBNY|SIGNATURE BANK|JPMX|J.P. Morgan Securities LLC|406927
SBNY|SIGNATURE BANK|JSJX|JANE STREET CAPITAL LLC|12626
SBNY|SIGNATURE BANK|KCGM|VIRTU Americas LLC|37739
SBNY|SIGNATURE BANK|KING|C. L. King & Associates, Inc.|1084
SBNY|SIGNATURE BANK|LEHM|Barclays Capital Inc./Le|682363
SBNY|SIGNATURE BANK|LIME|Lime Brokerage LLC|166865
SBNY|SIGNATURE BANK|LMNX|LUMINEX TRADING & ANALYTICS LLC|146800
SBNY|SIGNATURE BANK|LOOP|Loop Capital Markets LLC|180
SBNY|SIGNATURE BANK|LQNA|LIQUIDNET, INC.|1600
SBNY|SIGNATURE BANK|LSCI|Lek Securities Corporation|267
SBNY|SIGNATURE BANK|MACC|Mid Atlantic Capital Corporation|901
SBNY|SIGNATURE BANK|MACQ|Macquarie Capital (USA) Inc.|1208
SBNY|SIGNATURE BANK|MAXM|Maxim Group LLC|4741
SBNY|SIGNATURE BANK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108970
SBNY|SIGNATURE BANK|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|380
SBNY|SIGNATURE BANK|MOTF|MOTIF INVESTING, INC.|25
SBNY|SIGNATURE BANK|MSCO|MORGAN STANLEY & CO. LLC|1663790
SBNY|SIGNATURE BANK|MSPL|MORGAN STANLEY & CO. LLC|255100
SBNY|SIGNATURE BANK|MSTX|MORGAN STANLEY & CO. LLC|45400
SBNY|SIGNATURE BANK|NFSC|National Financial Services LLC|68760
SBNY|SIGNATURE BANK|NITE|VIRTU Americas LLC|185552
SBNY|SIGNATURE BANK|NITP|VIRTU Americas LLC|3300
SBNY|SIGNATURE BANK|NQRB|Brut, LLC|9363
SBNY|SIGNATURE BANK|NTRC|Northern Trust Securities, Inc.|35
SBNY|SIGNATURE BANK|OPCO|Oppenheimer & Co. Inc.|1253
SBNY|SIGNATURE BANK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|817
SBNY|SIGNATURE BANK|PDQM|CODA MARKETS, INC.|166968
SBNY|SIGNATURE BANK|PIPR|Piper Jaffray & Co.|1471
SBNY|SIGNATURE BANK|PWJC|UBS Financial Services, Inc.|1013
SBNY|SIGNATURE BANK|RAJA|Raymond James & Associates, Inc.|2439
SBNY|SIGNATURE BANK|RBCM|RBC CAPITAL MARKETS, LLC|1849
SBNY|SIGNATURE BANK|RHCO|Suntrust Robinson Humphrey, Inc.|1900
SBNY|SIGNATURE BANK|SAGL|SAGETRADER, LLC|30036
SBNY|SIGNATURE BANK|SAGW|SAGETRADER, LLC|10
SBNY|SIGNATURE BANK|SALI|INTL FCSTONE FINANCIAL INC.|12
SBNY|SIGNATURE BANK|SBSH|Citigroup Global Markets Inc.|282103
SBNY|SIGNATURE BANK|SDLR|Sandler, O'Neill & Partners, L.P.|139
SBNY|SIGNATURE BANK|SEIC|SEI Investments Distribution Co.|311
SBNY|SIGNATURE BANK|SGMT|GOLDMAN SACHS & CO. LLC|132630
SBNY|SIGNATURE BANK|SHMR|ABN Amro Clearing LLC|30
SBNY|SIGNATURE BANK|SPDR|SPEEDROUTE LLC|22173
SBNY|SIGNATURE BANK|SPHN|Stephens Inc.|900
SBNY|SIGNATURE BANK|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
SBNY|SIGNATURE BANK|STFL|Stifel, Nicolaus & Company, Incorporated|2436
SBNY|SIGNATURE BANK|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
SBNY|SIGNATURE BANK|SWIM|TD Ameritrade, Inc.|3899
SBNY|SIGNATURE BANK|SWST|Hilltop Securities Inc.|107
SBNY|SIGNATURE BANK|TAGC|TELSEY ADVISORY GROUP LLC|300
SBNY|SIGNATURE BANK|TKNG|ALLY INVEST SECURITIES LLC|179
SBNY|SIGNATURE BANK|TONC|CUTTONE & CO., LLC|1133
SBNY|SIGNATURE BANK|TRBT|Tradebot Systems, Inc.|166617
SBNY|SIGNATURE BANK|TRCM|TRC MARKETS LLC|153681
SBNY|SIGNATURE BANK|UBSS|UBS Securities LLC|907068
SBNY|SIGNATURE BANK|VALX|VIRTU AMERICAS LLC|18244
SBNY|SIGNATURE BANK|VGRD|Vanguard Marketing Corporation|762
SBNY|SIGNATURE BANK|VNDS|VANDHAM SECURITIES CORP|9541
SBNY|SIGNATURE BANK|WABR|Wall Street Access|3000
SBNY|SIGNATURE BANK|WBLR|WILLIAM BLAIR|2350
SBNY|SIGNATURE BANK|WBPX|SUMMIT SECURITIES GROUP, LLC|904
SBNY|SIGNATURE BANK|WCHV|WELLS FARGO SECURITIES, LLC|37361
SBNY|SIGNATURE BANK|WDNX|WEEDEN & CO.L.P.|1588
SBNY|SIGNATURE BANK|WEDB|WEDBUSH SECURITIES INC.|29834
SBNY|SIGNATURE BANK|WEED|Weeden & Co.L.P.|2946
SBNY|SIGNATURE BANK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33
SBNY|SIGNATURE BANK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3178
SBNY|SIGNATURE BANK|WGIF|CIBC World Markets Inc.|1281
SBNY|SIGNATURE BANK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|231
SBNY|SIGNATURE BANK|WSEA|WOLVERINE SECURITIES, LLC|299
SBNY|SIGNATURE BANK|XIST|INSTINET, LLC|13554
SBNY|SIGNATURE BANK|XPUS|XP SECURITIES, LLC|723
SBNY|SIGNATURE BANK|XSTM|NATIONAL FINANCIAL SERVICES LLC|92020
SBNY|SIGNATURE BANK|YKNA|COMHAR CAPITAL MARKETS, LLC|19573
SBNY|SIGNATURE BANK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|441
SBNYW|SIGNATURE BANK WRNT|NFSC|National Financial Services LLC|20
SBNYW|SIGNATURE BANK WRNT|NITE|VIRTU Americas LLC|1
SBOT|STELLAR BIOTCH CM SH|ALTX|Alternet Securities Inc.|62002
SBOT|STELLAR BIOTCH CM SH|APCC|Apex Clearing Corporation|474588
SBOT|STELLAR BIOTCH CM SH|BANK|Primevest Financial Services, Inc.|604
SBOT|STELLAR BIOTCH CM SH|BATM|CBOE TRADING, INC.|4869
SBOT|STELLAR BIOTCH CM SH|BBNT|BB&T SECURITIES, LLC|35
SBOT|STELLAR BIOTCH CM SH|BIMI|Banca IMI Securities Corp.|5384
SBOT|STELLAR BIOTCH CM SH|BYXM|CBOE TRADING, INC.|1600
SBOT|STELLAR BIOTCH CM SH|CHAS|Charles Schwab & Co., Inc.|35067
SBOT|STELLAR BIOTCH CM SH|CICF|Canaccord Genuity Corp.|250
SBOT|STELLAR BIOTCH CM SH|CIST|Capital Institutional Services, Inc.|14
SBOT|STELLAR BIOTCH CM SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|129491
SBOT|STELLAR BIOTCH CM SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|53450
SBOT|STELLAR BIOTCH CM SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|834678
SBOT|STELLAR BIOTCH CM SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|311456
SBOT|STELLAR BIOTCH CM SH|CTDL|Citadel Derivatives Group Llc|3153
SBOT|STELLAR BIOTCH CM SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|17902
SBOT|STELLAR BIOTCH CM SH|DBAB|Deutsche Bank Securities Inc.|56949
SBOT|STELLAR BIOTCH CM SH|DBAX|Deutsche Bank Securities Inc.|154100
SBOT|STELLAR BIOTCH CM SH|DBUL|Deutsche Bank Securities Inc.|1300
SBOT|STELLAR BIOTCH CM SH|DEAN|MORGAN STANLEY|8053
SBOT|STELLAR BIOTCH CM SH|DEGS|RONIN PROFESSIONAL LLC|114042
SBOT|STELLAR BIOTCH CM SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|61873
SBOT|STELLAR BIOTCH CM SH|EBXL|EBX LLC|292500
SBOT|STELLAR BIOTCH CM SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|22130
SBOT|STELLAR BIOTCH CM SH|EDJO|Edward D. Jones & Co., L.P.|8396
SBOT|STELLAR BIOTCH CM SH|EGAM|CBOE TRADING, INC.|69653
SBOT|STELLAR BIOTCH CM SH|EGAW|CBOE TRADING, INC.|3900
SBOT|STELLAR BIOTCH CM SH|EGXM|CBOE TRADING, INC.|56677
SBOT|STELLAR BIOTCH CM SH|EGXW|CBOE TRADING, INC.|1250
SBOT|STELLAR BIOTCH CM SH|ETBE|Electronic Transaction Clearing, Inc.|4775
SBOT|STELLAR BIOTCH CM SH|ETCC|Electronic Transaction Clearing, Inc.|5000
SBOT|STELLAR BIOTCH CM SH|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|18320
SBOT|STELLAR BIOTCH CM SH|ETRS|E*Trade Securities LLC|3759527
SBOT|STELLAR BIOTCH CM SH|FBCO|Credit Suisse Securities (USA) LLC|386502
SBOT|STELLAR BIOTCH CM SH|FFSI|Firstrade Securities Inc.|100
SBOT|STELLAR BIOTCH CM SH|FILL|Tradestation Securities, Inc.|197430
SBOT|STELLAR BIOTCH CM SH|FMAF|NBCN Inc./ CDS|4706
SBOT|STELLAR BIOTCH CM SH|FOMA|TD AMERITRADE CLEARING, INC.|4381504
SBOT|STELLAR BIOTCH CM SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27418
SBOT|STELLAR BIOTCH CM SH|FTBR|Foliofn Investments, Inc.|580
SBOT|STELLAR BIOTCH CM SH|GEBB|GLOBAL EXECUTION BROKERS, LP|12928
SBOT|STELLAR BIOTCH CM SH|GLIS|TD Securities Inc|2695
SBOT|STELLAR BIOTCH CM SH|GLPX|ACS EXECUTION SERVICES, LLC|217836
SBOT|STELLAR BIOTCH CM SH|GSCO|GOLDMAN SACHS & CO. LLC|22489
SBOT|STELLAR BIOTCH CM SH|GSCS|GOLDMAN SACHS & CO. LLC|37981
SBOT|STELLAR BIOTCH CM SH|GSLT|GOLDMAN SACHS & CO. LLC|56414
SBOT|STELLAR BIOTCH CM SH|GTSZ|GTS SECURITIES LLC|7553
SBOT|STELLAR BIOTCH CM SH|HRBF|American Enterprise Investment Services Inc.|5444
SBOT|STELLAR BIOTCH CM SH|HSBC|HSBC Securities, Inc.|1179
SBOT|STELLAR BIOTCH CM SH|IATS|INTERACTIVE BROKERS LLC|178076
SBOT|STELLAR BIOTCH CM SH|IBKR|Interactive Brokers Llc|2074056
SBOT|STELLAR BIOTCH CM SH|ICBX|INSTINET, LLC|105543
SBOT|STELLAR BIOTCH CM SH|INCA|INSTINET, LLC|477323
SBOT|STELLAR BIOTCH CM SH|INJX|INSTINET, LLC|25000
SBOT|STELLAR BIOTCH CM SH|ITGI|ITG Inc.|158592
SBOT|STELLAR BIOTCH CM SH|ITGP|ITG INC.|56000
SBOT|STELLAR BIOTCH CM SH|JMPT|JUMP TRADING, LLC|47911
SBOT|STELLAR BIOTCH CM SH|JONE|JonesTrading|177744
SBOT|STELLAR BIOTCH CM SH|JPMX|J.P. Morgan Securities LLC|106798
SBOT|STELLAR BIOTCH CM SH|JSJX|JANE STREET CAPITAL LLC|300
SBOT|STELLAR BIOTCH CM SH|KCGM|VIRTU Americas LLC|40015
SBOT|STELLAR BIOTCH CM SH|LEHM|Barclays Capital Inc./Le|413550
SBOT|STELLAR BIOTCH CM SH|LIME|Lime Brokerage LLC|57197
SBOT|STELLAR BIOTCH CM SH|LSCI|Lek Securities Corporation|34547
SBOT|STELLAR BIOTCH CM SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4399
SBOT|STELLAR BIOTCH CM SH|MAXM|Maxim Group LLC|244696
SBOT|STELLAR BIOTCH CM SH|MICA|Spartan Securities Group, Ltd.|728040
SBOT|STELLAR BIOTCH CM SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32596
SBOT|STELLAR BIOTCH CM SH|MOTF|MOTIF INVESTING, INC.|4
SBOT|STELLAR BIOTCH CM SH|MSCO|MORGAN STANLEY & CO. LLC|1386596
SBOT|STELLAR BIOTCH CM SH|MSPL|MORGAN STANLEY & CO. LLC|11300
SBOT|STELLAR BIOTCH CM SH|NFSC|National Financial Services LLC|2488817
SBOT|STELLAR BIOTCH CM SH|NITE|VIRTU Americas LLC|7022063
SBOT|STELLAR BIOTCH CM SH|NITP|VIRTU Americas LLC|126
SBOT|STELLAR BIOTCH CM SH|NORT|Northland Securities, Inc.|338592
SBOT|STELLAR BIOTCH CM SH|NQRB|Brut, LLC|6565
SBOT|STELLAR BIOTCH CM SH|OPCO|Oppenheimer & Co. Inc.|5124
SBOT|STELLAR BIOTCH CM SH|PCPT|PHILLIP CAPITAL INC.|5500
SBOT|STELLAR BIOTCH CM SH|PDQM|CODA MARKETS, INC.|261695
SBOT|STELLAR BIOTCH CM SH|PINT|PRECISION SECURITIES, LLC|1600
SBOT|STELLAR BIOTCH CM SH|POIN|PRECISION SECURITIES, LLC (POIN)|14900
SBOT|STELLAR BIOTCH CM SH|RAJA|Raymond James & Associates, Inc.|8214
SBOT|STELLAR BIOTCH CM SH|RBCM|RBC CAPITAL MARKETS, LLC|14750
SBOT|STELLAR BIOTCH CM SH|SAGL|SAGETRADER, LLC|12025
SBOT|STELLAR BIOTCH CM SH|SALI|INTL FCSTONE FINANCIAL INC.|200
SBOT|STELLAR BIOTCH CM SH|SBSH|Citigroup Global Markets Inc.|71893
SBOT|STELLAR BIOTCH CM SH|SGMT|GOLDMAN SACHS & CO. LLC|79796
SBOT|STELLAR BIOTCH CM SH|SOGO|Wang Investment Associates, Inc.|13100
SBOT|STELLAR BIOTCH CM SH|SPDR|SPEEDROUTE LLC|502984
SBOT|STELLAR BIOTCH CM SH|SPNT|SEVEN POINTS CAPITAL, LLC|3455
SBOT|STELLAR BIOTCH CM SH|SPTD|MINT GLOBAL MARKETS, INC.|7400
SBOT|STELLAR BIOTCH CM SH|SWIM|TD Ameritrade, Inc.|2768196
SBOT|STELLAR BIOTCH CM SH|SWST|Hilltop Securities Inc.|5700
SBOT|STELLAR BIOTCH CM SH|TKNG|ALLY INVEST SECURITIES LLC|63507
SBOT|STELLAR BIOTCH CM SH|TRBT|Tradebot Systems, Inc.|566
SBOT|STELLAR BIOTCH CM SH|TRCM|TRC MARKETS LLC|400
SBOT|STELLAR BIOTCH CM SH|TTUC|CUTTONE & CO., INC.|34100
SBOT|STELLAR BIOTCH CM SH|TWTT|TASTYWORKS, INC.|725
SBOT|STELLAR BIOTCH CM SH|UBSA|UBS SECURITIES LLC|569558
SBOT|STELLAR BIOTCH CM SH|UBSS|UBS Securities LLC|538527
SBOT|STELLAR BIOTCH CM SH|VGRD|Vanguard Marketing Corporation|78263
SBOT|STELLAR BIOTCH CM SH|VIEW|VIEWTRADE SECURITIES LLC|1000
SBOT|STELLAR BIOTCH CM SH|VSIN|Vision Financial Markets Llc|29684
SBOT|STELLAR BIOTCH CM SH|WCHV|WELLS FARGO SECURITIES, LLC|67063
SBOT|STELLAR BIOTCH CM SH|WEDB|WEDBUSH SECURITIES INC.|995959
SBOT|STELLAR BIOTCH CM SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13533
SBOT|STELLAR BIOTCH CM SH|WGIF|CIBC World Markets Inc.|125487
SBOT|STELLAR BIOTCH CM SH|WSEA|WOLVERINE SECURITIES, LLC|62527
SBOT|STELLAR BIOTCH CM SH|WTFS|JUST2TRADE, INC.|4
SBOT|STELLAR BIOTCH CM SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
SBOT|STELLAR BIOTCH CM SH|YKNA|COMHAR CAPITAL MARKETS, LLC|3837
SBOT|STELLAR BIOTCH CM SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5150
SBOW|SILVERBOW RESOURCES|ALTX|Alternet Securities Inc.|116
SBOW|SILVERBOW RESOURCES|BARD|Robert W. Baird & Co. Incorporated|5
SBOW|SILVERBOW RESOURCES|BATM|CBOE TRADING, INC.|1127
SBOW|SILVERBOW RESOURCES|BBNT|BB&T SECURITIES, LLC|72
SBOW|SILVERBOW RESOURCES|BERN|Sanford C. Bernstein & Co., LLC|300
SBOW|SILVERBOW RESOURCES|BIMI|Banca IMI Securities Corp.|42
SBOW|SILVERBOW RESOURCES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|399
SBOW|SILVERBOW RESOURCES|BNPX|BNP PARIBAS SECURITIES CORP.|639
SBOW|SILVERBOW RESOURCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
SBOW|SILVERBOW RESOURCES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1468
SBOW|SILVERBOW RESOURCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5010
SBOW|SILVERBOW RESOURCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8269
SBOW|SILVERBOW RESOURCES|CTDL|Citadel Derivatives Group Llc|176
SBOW|SILVERBOW RESOURCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|758
SBOW|SILVERBOW RESOURCES|DBAB|Deutsche Bank Securities Inc.|3877
SBOW|SILVERBOW RESOURCES|DBAX|Deutsche Bank Securities Inc.|1500
SBOW|SILVERBOW RESOURCES|DEAN|MORGAN STANLEY|42
SBOW|SILVERBOW RESOURCES|DEGS|RONIN PROFESSIONAL LLC|1530
SBOW|SILVERBOW RESOURCES|EBXL|EBX LLC|6200
SBOW|SILVERBOW RESOURCES|EDJO|Edward D. Jones & Co., L.P.|1
SBOW|SILVERBOW RESOURCES|EGXM|CBOE TRADING, INC.|1
SBOW|SILVERBOW RESOURCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
SBOW|SILVERBOW RESOURCES|ETRS|E*Trade Securities LLC|14104
SBOW|SILVERBOW RESOURCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4025
SBOW|SILVERBOW RESOURCES|FTBR|Foliofn Investments, Inc.|5753
SBOW|SILVERBOW RESOURCES|GLPX|ACS EXECUTION SERVICES, LLC|1235
SBOW|SILVERBOW RESOURCES|GSCO|GOLDMAN SACHS & CO. LLC|15644
SBOW|SILVERBOW RESOURCES|GSLT|GOLDMAN SACHS & CO. LLC|100
SBOW|SILVERBOW RESOURCES|GTSZ|GTS SECURITIES LLC|15443
SBOW|SILVERBOW RESOURCES|IATS|INTERACTIVE BROKERS LLC|800
SBOW|SILVERBOW RESOURCES|IBKR|Interactive Brokers Llc|1599
SBOW|SILVERBOW RESOURCES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|305
SBOW|SILVERBOW RESOURCES|ICBX|INSTINET, LLC|500
SBOW|SILVERBOW RESOURCES|IEQY|CITADEL SECURITIES LLC|445
SBOW|SILVERBOW RESOURCES|INCA|INSTINET, LLC|12304
SBOW|SILVERBOW RESOURCES|INJX|INSTINET, LLC|1420
SBOW|SILVERBOW RESOURCES|ITGI|ITG Inc.|1856
SBOW|SILVERBOW RESOURCES|ITGP|ITG INC.|13000
SBOW|SILVERBOW RESOURCES|JEFF|JEFFERIES LLC|300
SBOW|SILVERBOW RESOURCES|JPMX|J.P. Morgan Securities LLC|10262
SBOW|SILVERBOW RESOURCES|KCGM|VIRTU Americas LLC|1062
SBOW|SILVERBOW RESOURCES|LEHM|Barclays Capital Inc./Le|1657
SBOW|SILVERBOW RESOURCES|LIME|Lime Brokerage LLC|902
SBOW|SILVERBOW RESOURCES|LOOP|Loop Capital Markets LLC|1444
SBOW|SILVERBOW RESOURCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
SBOW|SILVERBOW RESOURCES|MSCO|MORGAN STANLEY & CO. LLC|18246
SBOW|SILVERBOW RESOURCES|MSPL|MORGAN STANLEY & CO. LLC|10500
SBOW|SILVERBOW RESOURCES|MSTX|MORGAN STANLEY & CO. LLC|200
SBOW|SILVERBOW RESOURCES|NFSC|National Financial Services LLC|30088
SBOW|SILVERBOW RESOURCES|NITE|VIRTU Americas LLC|40707
SBOW|SILVERBOW RESOURCES|OPCO|Oppenheimer & Co. Inc.|5863
SBOW|SILVERBOW RESOURCES|PDQM|CODA MARKETS, INC.|2291
SBOW|SILVERBOW RESOURCES|SBSH|Citigroup Global Markets Inc.|1484
SBOW|SILVERBOW RESOURCES|SGMT|GOLDMAN SACHS & CO. LLC|1171
SBOW|SILVERBOW RESOURCES|SPDR|SPEEDROUTE LLC|46
SBOW|SILVERBOW RESOURCES|SPTD|MINT GLOBAL MARKETS, INC.|600
SBOW|SILVERBOW RESOURCES|SWIM|TD Ameritrade, Inc.|3640
SBOW|SILVERBOW RESOURCES|TRBT|Tradebot Systems, Inc.|1161
SBOW|SILVERBOW RESOURCES|TRCM|TRC MARKETS LLC|1767
SBOW|SILVERBOW RESOURCES|UBSA|UBS SECURITIES LLC|13585
SBOW|SILVERBOW RESOURCES|UBSS|UBS Securities LLC|20976
SBOW|SILVERBOW RESOURCES|VALX|VIRTU AMERICAS LLC|691
SBOW|SILVERBOW RESOURCES|VGRD|Vanguard Marketing Corporation|48
SBOW|SILVERBOW RESOURCES|WCHV|WELLS FARGO SECURITIES, LLC|4330
SBOW|SILVERBOW RESOURCES|WEED|Weeden & Co.L.P.|20
SBOW|SILVERBOW RESOURCES|WSEA|WOLVERINE SECURITIES, LLC|568
SBOW|SILVERBOW RESOURCES|XIST|INSTINET, LLC|2000
SBOW|SILVERBOW RESOURCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SBOW|SILVERBOW RESOURCES|YKNA|COMHAR CAPITAL MARKETS, LLC|106
SBOW|SILVERBOW RESOURCES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14
SBPH|SPRING BANK PH CS|ACLP|ALEXANDER CAPITAL, L.P.|4000
SBPH|SPRING BANK PH CS|ALTX|Alternet Securities Inc.|900
SBPH|SPRING BANK PH CS|APCC|Apex Clearing Corporation|448
SBPH|SPRING BANK PH CS|BATM|CBOE TRADING, INC.|1547
SBPH|SPRING BANK PH CS|BAYC|BAY CREST PARTNERS, LLC|2814
SBPH|SPRING BANK PH CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|149
SBPH|SPRING BANK PH CS|BMOC|BMO Capital Markets Corp.|837
SBPH|SPRING BANK PH CS|BNPX|BNP PARIBAS SECURITIES CORP.|870
SBPH|SPRING BANK PH CS|BRGE|Newbridge Securities Corp.|1200
SBPH|SPRING BANK PH CS|BTIG|BTIG, LLC|548
SBPH|SPRING BANK PH CS|BYXM|CBOE TRADING, INC.|492
SBPH|SPRING BANK PH CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18217
SBPH|SPRING BANK PH CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13722
SBPH|SPRING BANK PH CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6171
SBPH|SPRING BANK PH CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23057
SBPH|SPRING BANK PH CS|CTDL|Citadel Derivatives Group Llc|3263
SBPH|SPRING BANK PH CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2048
SBPH|SPRING BANK PH CS|DBAB|Deutsche Bank Securities Inc.|77175
SBPH|SPRING BANK PH CS|DBAX|Deutsche Bank Securities Inc.|25900
SBPH|SPRING BANK PH CS|DBUL|Deutsche Bank Securities Inc.|744
SBPH|SPRING BANK PH CS|DEGS|RONIN PROFESSIONAL LLC|3853
SBPH|SPRING BANK PH CS|DJSA|Dawson James Securities, Inc|100
SBPH|SPRING BANK PH CS|EBXL|EBX LLC|10500
SBPH|SPRING BANK PH CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2757
SBPH|SPRING BANK PH CS|EGXM|CBOE TRADING, INC.|100
SBPH|SPRING BANK PH CS|EGXW|CBOE TRADING, INC.|1
SBPH|SPRING BANK PH CS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|805
SBPH|SPRING BANK PH CS|ETRS|E*Trade Securities LLC|4348
SBPH|SPRING BANK PH CS|FBCO|Credit Suisse Securities (USA) LLC|42420
SBPH|SPRING BANK PH CS|FMAF|NBCN Inc./ CDS|1064
SBPH|SPRING BANK PH CS|FOMA|TD AMERITRADE CLEARING, INC.|37550
SBPH|SPRING BANK PH CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1061
SBPH|SPRING BANK PH CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2376
SBPH|SPRING BANK PH CS|GEBB|GLOBAL EXECUTION BROKERS, LP|1700
SBPH|SPRING BANK PH CS|GLPX|ACS EXECUTION SERVICES, LLC|6904
SBPH|SPRING BANK PH CS|GSCO|GOLDMAN SACHS & CO. LLC|417219
SBPH|SPRING BANK PH CS|GSLT|GOLDMAN SACHS & CO. LLC|419
SBPH|SPRING BANK PH CS|GTSZ|GTS SECURITIES LLC|32303
SBPH|SPRING BANK PH CS|IBKR|Interactive Brokers Llc|5325
SBPH|SPRING BANK PH CS|ICBX|INSTINET, LLC|3399
SBPH|SPRING BANK PH CS|IEQY|CITADEL SECURITIES LLC|1038
SBPH|SPRING BANK PH CS|INCA|INSTINET, LLC|183931
SBPH|SPRING BANK PH CS|INJX|INSTINET, LLC|8704
SBPH|SPRING BANK PH CS|ITGI|ITG Inc.|1720
SBPH|SPRING BANK PH CS|ITGP|ITG INC.|26600
SBPH|SPRING BANK PH CS|JEFF|JEFFERIES LLC|69371
SBPH|SPRING BANK PH CS|JPBX|J.P. MORGAN SECURITIES LLC|400
SBPH|SPRING BANK PH CS|JPMX|J.P. Morgan Securities LLC|10954
SBPH|SPRING BANK PH CS|JSJX|JANE STREET CAPITAL LLC|300
SBPH|SPRING BANK PH CS|KCGM|VIRTU Americas LLC|4284
SBPH|SPRING BANK PH CS|LEHM|Barclays Capital Inc./Le|163795
SBPH|SPRING BANK PH CS|LIME|Lime Brokerage LLC|39218
SBPH|SPRING BANK PH CS|LMGP|LIME BROKERAGE LLC|8650
SBPH|SPRING BANK PH CS|LOOP|Loop Capital Markets LLC|1648
SBPH|SPRING BANK PH CS|LQNA|LIQUIDNET, INC.|35500
SBPH|SPRING BANK PH CS|MAXM|Maxim Group LLC|10975
SBPH|SPRING BANK PH CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7710
SBPH|SPRING BANK PH CS|MSCO|MORGAN STANLEY & CO. LLC|230457
SBPH|SPRING BANK PH CS|MSPL|MORGAN STANLEY & CO. LLC|16500
SBPH|SPRING BANK PH CS|MSTX|MORGAN STANLEY & CO. LLC|5200
SBPH|SPRING BANK PH CS|NATL|National Securities Corporation|4912
SBPH|SPRING BANK PH CS|NFSC|National Financial Services LLC|26548
SBPH|SPRING BANK PH CS|NITE|VIRTU Americas LLC|75104
SBPH|SPRING BANK PH CS|NQRB|Brut, LLC|401
SBPH|SPRING BANK PH CS|PDQM|CODA MARKETS, INC.|15965
SBPH|SPRING BANK PH CS|PUMA|Puma Capital, Llc|4000
SBPH|SPRING BANK PH CS|SBSH|Citigroup Global Markets Inc.|49439
SBPH|SPRING BANK PH CS|SGMT|GOLDMAN SACHS & CO. LLC|4166
SBPH|SPRING BANK PH CS|SOGO|Wang Investment Associates, Inc.|946
SBPH|SPRING BANK PH CS|SPDR|SPEEDROUTE LLC|73563
SBPH|SPRING BANK PH CS|SPTD|MINT GLOBAL MARKETS, INC.|28940
SBPH|SPRING BANK PH CS|SWIM|TD Ameritrade, Inc.|3600
SBPH|SPRING BANK PH CS|TRBT|Tradebot Systems, Inc.|668
SBPH|SPRING BANK PH CS|TRCM|TRC MARKETS LLC|1993
SBPH|SPRING BANK PH CS|UBSA|UBS SECURITIES LLC|43962
SBPH|SPRING BANK PH CS|UBSS|UBS Securities LLC|531300
SBPH|SPRING BANK PH CS|VALX|VIRTU AMERICAS LLC|3579
SBPH|SPRING BANK PH CS|VGRD|Vanguard Marketing Corporation|200
SBPH|SPRING BANK PH CS|WBLR|WILLIAM BLAIR|7393
SBPH|SPRING BANK PH CS|WBNF|WILLIAM BLAIR|5500
SBPH|SPRING BANK PH CS|WCHV|WELLS FARGO SECURITIES, LLC|9624
SBPH|SPRING BANK PH CS|WSEA|WOLVERINE SECURITIES, LLC|12
SBPH|SPRING BANK PH CS|YKNA|COMHAR CAPITAL MARKETS, LLC|1584
SBR|SABINE RYLTY TR UBI|APCC|Apex Clearing Corporation|33
SBR|SABINE RYLTY TR UBI|BANK|Primevest Financial Services, Inc.|335
SBR|SABINE RYLTY TR UBI|BARD|Robert W. Baird & Co. Incorporated|1850
SBR|SABINE RYLTY TR UBI|BATM|CBOE TRADING, INC.|68
SBR|SABINE RYLTY TR UBI|BERN|Sanford C. Bernstein & Co., LLC|582
SBR|SABINE RYLTY TR UBI|BZYD|GOLDMAN SACHS & CO. LLC|277
SBR|SABINE RYLTY TR UBI|CHAS|Charles Schwab & Co., Inc.|14
SBR|SABINE RYLTY TR UBI|CIST|Capital Institutional Services, Inc.|549
SBR|SABINE RYLTY TR UBI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
SBR|SABINE RYLTY TR UBI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SBR|SABINE RYLTY TR UBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|714
SBR|SABINE RYLTY TR UBI|DBAB|Deutsche Bank Securities Inc.|800
SBR|SABINE RYLTY TR UBI|DBAX|Deutsche Bank Securities Inc.|400
SBR|SABINE RYLTY TR UBI|DEAN|MORGAN STANLEY|6261
SBR|SABINE RYLTY TR UBI|EBXL|EBX LLC|200
SBR|SABINE RYLTY TR UBI|EDJO|Edward D. Jones & Co., L.P.|1945
SBR|SABINE RYLTY TR UBI|EGAM|CBOE TRADING, INC.|5
SBR|SABINE RYLTY TR UBI|EGXM|CBOE TRADING, INC.|20
SBR|SABINE RYLTY TR UBI|ETRS|E*Trade Securities LLC|3505
SBR|SABINE RYLTY TR UBI|FBSB|U.S. Bancorp Investments, Inc.|2200
SBR|SABINE RYLTY TR UBI|FILL|Tradestation Securities, Inc.|60
SBR|SABINE RYLTY TR UBI|FMAF|NBCN Inc./ CDS|50
SBR|SABINE RYLTY TR UBI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
SBR|SABINE RYLTY TR UBI|FTBR|Foliofn Investments, Inc.|51
SBR|SABINE RYLTY TR UBI|GTSZ|GTS SECURITIES LLC|100
SBR|SABINE RYLTY TR UBI|HRBF|American Enterprise Investment Services Inc.|325
SBR|SABINE RYLTY TR UBI|IBKR|Interactive Brokers Llc|182
SBR|SABINE RYLTY TR UBI|ICBX|INSTINET, LLC|100
SBR|SABINE RYLTY TR UBI|INCA|INSTINET, LLC|271
SBR|SABINE RYLTY TR UBI|ITGI|ITG Inc.|236
SBR|SABINE RYLTY TR UBI|JANY|Janney Montgomery Scott Inc.|3070
SBR|SABINE RYLTY TR UBI|JPMX|J.P. Morgan Securities LLC|1300
SBR|SABINE RYLTY TR UBI|LEHM|Barclays Capital Inc./Le|1000
SBR|SABINE RYLTY TR UBI|LIME|Lime Brokerage LLC|5033
SBR|SABINE RYLTY TR UBI|LSCI|Lek Securities Corporation|139
SBR|SABINE RYLTY TR UBI|MACC|Mid Atlantic Capital Corporation|427
SBR|SABINE RYLTY TR UBI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SBR|SABINE RYLTY TR UBI|MSCO|MORGAN STANLEY & CO. LLC|8163
SBR|SABINE RYLTY TR UBI|MSPL|MORGAN STANLEY & CO. LLC|2800
SBR|SABINE RYLTY TR UBI|MSTX|MORGAN STANLEY & CO. LLC|2600
SBR|SABINE RYLTY TR UBI|NFSC|National Financial Services LLC|20119
SBR|SABINE RYLTY TR UBI|NITE|VIRTU Americas LLC|33123
SBR|SABINE RYLTY TR UBI|OPCO|Oppenheimer & Co. Inc.|80
SBR|SABINE RYLTY TR UBI|PDQM|CODA MARKETS, INC.|257
SBR|SABINE RYLTY TR UBI|PWJC|UBS Financial Services, Inc.|1940
SBR|SABINE RYLTY TR UBI|RBCM|RBC CAPITAL MARKETS, LLC|1052
SBR|SABINE RYLTY TR UBI|RGLD|Regal Securities, Inc|100
SBR|SABINE RYLTY TR UBI|SAGW|SAGETRADER, LLC|200
SBR|SABINE RYLTY TR UBI|SALI|INTL FCSTONE FINANCIAL INC.|80
SBR|SABINE RYLTY TR UBI|SGMT|GOLDMAN SACHS & CO. LLC|590
SBR|SABINE RYLTY TR UBI|STFL|Stifel, Nicolaus & Company, Incorporated|19
SBR|SABINE RYLTY TR UBI|STKP|STOCKPILE INVESTMENTS, INC.|84
SBR|SABINE RYLTY TR UBI|SWIM|TD Ameritrade, Inc.|13743
SBR|SABINE RYLTY TR UBI|SWST|Hilltop Securities Inc.|1900
SBR|SABINE RYLTY TR UBI|TKNG|ALLY INVEST SECURITIES LLC|468
SBR|SABINE RYLTY TR UBI|TRBT|Tradebot Systems, Inc.|494
SBR|SABINE RYLTY TR UBI|TRCM|TRC MARKETS LLC|495
SBR|SABINE RYLTY TR UBI|UBSA|UBS SECURITIES LLC|5659
SBR|SABINE RYLTY TR UBI|UBSS|UBS Securities LLC|13726
SBR|SABINE RYLTY TR UBI|VGRD|Vanguard Marketing Corporation|742
SBR|SABINE RYLTY TR UBI|VNDM|Wall Street Access|2065
SBR|SABINE RYLTY TR UBI|WCHV|WELLS FARGO SECURITIES, LLC|5653
SBR|SABINE RYLTY TR UBI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
SBR|SABINE RYLTY TR UBI|WSEA|WOLVERINE SECURITIES, LLC|542
SBR|SABINE RYLTY TR UBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|357
SBRA|SABRA REIT|ALTX|Alternet Securities Inc.|4400
SBRA|SABRA REIT|APCC|Apex Clearing Corporation|4842
SBRA|SABRA REIT|AQUA|AQUA SECURITIES L.P.|10000
SBRA|SABRA REIT|BANK|Primevest Financial Services, Inc.|138
SBRA|SABRA REIT|BARD|Robert W. Baird & Co. Incorporated|723
SBRA|SABRA REIT|BATM|CBOE TRADING, INC.|1378
SBRA|SABRA REIT|BAYC|BAY CREST PARTNERS, LLC|27191
SBRA|SABRA REIT|BAYT|BTIG, LLC|5800
SBRA|SABRA REIT|BBNT|BB&T SECURITIES, LLC|623
SBRA|SABRA REIT|BERN|Sanford C. Bernstein & Co., LLC|172123
SBRA|SABRA REIT|BIDS|BIDS TRADING L.P.|7000
SBRA|SABRA REIT|BIMI|Banca IMI Securities Corp.|500
SBRA|SABRA REIT|BKCM|BNY Mellon Capital Markets LLC|34207
SBRA|SABRA REIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40751
SBRA|SABRA REIT|BLKX|INSTINET, LLC|60060
SBRA|SABRA REIT|BMOC|BMO Capital Markets Corp.|52467
SBRA|SABRA REIT|BNPX|BNP PARIBAS SECURITIES CORP.|71266
SBRA|SABRA REIT|BRVL|BLAYLOCK VAN, LLC|10600
SBRA|SABRA REIT|BTIG|BTIG, LLC|15997
SBRA|SABRA REIT|BYXM|CBOE TRADING, INC.|2774
SBRA|SABRA REIT|BZYD|GOLDMAN SACHS & CO. LLC|2256
SBRA|SABRA REIT|CANT|Cantor Fitzgerald & Co.|15407
SBRA|SABRA REIT|CBLC|CITIGROUP GLOBAL MARKETS INC.|68658
SBRA|SABRA REIT|CHAS|Charles Schwab & Co., Inc.|5380
SBRA|SABRA REIT|CICF|Canaccord Genuity Corp.|1142
SBRA|SABRA REIT|CIST|Capital Institutional Services, Inc.|11888
SBRA|SABRA REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121447
SBRA|SABRA REIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|60
SBRA|SABRA REIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4417
SBRA|SABRA REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|407067
SBRA|SABRA REIT|CTDL|Citadel Derivatives Group Llc|54700
SBRA|SABRA REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|185622
SBRA|SABRA REIT|DADA|D.A. Davidson & Co.|1002
SBRA|SABRA REIT|DAVA|Davenport & Company LLC|327
SBRA|SABRA REIT|DBAB|Deutsche Bank Securities Inc.|906864
SBRA|SABRA REIT|DBAX|Deutsche Bank Securities Inc.|282000
SBRA|SABRA REIT|DEAN|MORGAN STANLEY|4327
SBRA|SABRA REIT|DEGS|RONIN PROFESSIONAL LLC|163
SBRA|SABRA REIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6838
SBRA|SABRA REIT|EBXL|EBX LLC|282200
SBRA|SABRA REIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|4777
SBRA|SABRA REIT|EDJO|Edward D. Jones & Co., L.P.|10522
SBRA|SABRA REIT|EGAM|CBOE TRADING, INC.|10901
SBRA|SABRA REIT|EGAW|CBOE TRADING, INC.|34
SBRA|SABRA REIT|EGMT|EG MARKET TECHNOLOGIES LLC|300
SBRA|SABRA REIT|EGXM|CBOE TRADING, INC.|4088
SBRA|SABRA REIT|ESPO|ESPOSITO SECURITIES, LLC|100
SBRA|SABRA REIT|ETBE|Electronic Transaction Clearing, Inc.|45826
SBRA|SABRA REIT|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13714
SBRA|SABRA REIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9638
SBRA|SABRA REIT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SBRA|SABRA REIT|ETRS|E*Trade Securities LLC|120942
SBRA|SABRA REIT|FBCO|Credit Suisse Securities (USA) LLC|1049834
SBRA|SABRA REIT|FILL|Tradestation Securities, Inc.|2475
SBRA|SABRA REIT|FINX|FINTECH SECURITIES|7621
SBRA|SABRA REIT|FMAF|NBCN Inc./ CDS|1129
SBRA|SABRA REIT|FOMA|TD AMERITRADE CLEARING, INC.|278076
SBRA|SABRA REIT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10487
SBRA|SABRA REIT|FQLS|Quantlab Securities LP|351705
SBRA|SABRA REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133678
SBRA|SABRA REIT|FTBR|Foliofn Investments, Inc.|3694
SBRA|SABRA REIT|GEBB|GLOBAL EXECUTION BROKERS, LP|73866
SBRA|SABRA REIT|GLPX|ACS EXECUTION SERVICES, LLC|120280
SBRA|SABRA REIT|GNAV|GREEN STREET TRADING, LLC|470000
SBRA|SABRA REIT|GSCO|GOLDMAN SACHS & CO. LLC|2255424
SBRA|SABRA REIT|GSCS|GOLDMAN SACHS & CO. LLC|49297
SBRA|SABRA REIT|GSLT|GOLDMAN SACHS & CO. LLC|7213
SBRA|SABRA REIT|GTSZ|GTS SECURITIES LLC|101801
SBRA|SABRA REIT|HRBF|American Enterprise Investment Services Inc.|48398
SBRA|SABRA REIT|HSBC|HSBC Securities, Inc.|64879
SBRA|SABRA REIT|IATS|INTERACTIVE BROKERS LLC|12154
SBRA|SABRA REIT|IBKR|Interactive Brokers Llc|108676
SBRA|SABRA REIT|ICBX|INSTINET, LLC|179744
SBRA|SABRA REIT|IEQY|CITADEL SECURITIES LLC|273290
SBRA|SABRA REIT|INCA|INSTINET, LLC|538237
SBRA|SABRA REIT|INJX|INSTINET, LLC|104674
SBRA|SABRA REIT|INTL|INTL FCSTONE FINANCIAL INC.|3320
SBRA|SABRA REIT|ITGI|ITG Inc.|414891
SBRA|SABRA REIT|ITGP|ITG INC.|257000
SBRA|SABRA REIT|JANY|Janney Montgomery Scott Inc.|3803
SBRA|SABRA REIT|JEFF|JEFFERIES LLC|394360
SBRA|SABRA REIT|JMPT|JUMP TRADING, LLC|141387
SBRA|SABRA REIT|JPBX|J.P. MORGAN SECURITIES LLC|54605
SBRA|SABRA REIT|JPMX|J.P. Morgan Securities LLC|392147
SBRA|SABRA REIT|JSJX|JANE STREET CAPITAL LLC|7942
SBRA|SABRA REIT|KCGM|VIRTU Americas LLC|46027
SBRA|SABRA REIT|KING|C. L. King & Associates, Inc.|5766
SBRA|SABRA REIT|LEHM|Barclays Capital Inc./Le|1750863
SBRA|SABRA REIT|LIME|Lime Brokerage LLC|459475
SBRA|SABRA REIT|LMGP|LIME BROKERAGE LLC|1600
SBRA|SABRA REIT|LQNA|LIQUIDNET, INC.|7100
SBRA|SABRA REIT|LSCI|Lek Securities Corporation|675
SBRA|SABRA REIT|MACC|Mid Atlantic Capital Corporation|43
SBRA|SABRA REIT|MACQ|Macquarie Capital (USA) Inc.|4242
SBRA|SABRA REIT|MAXM|Maxim Group LLC|24707
SBRA|SABRA REIT|MBTS|ALLY INVEST SECURITIES LLC|394
SBRA|SABRA REIT|MCBT|Moors & Cabot, Inc.|16
SBRA|SABRA REIT|MCMF|Raymond James Ltd. Cds|149
SBRA|SABRA REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|272100
SBRA|SABRA REIT|MOTF|MOTIF INVESTING, INC.|2
SBRA|SABRA REIT|MRBA|IBN FINANCIAL SERVICES, INC.|44
SBRA|SABRA REIT|MSCO|MORGAN STANLEY & CO. LLC|3925705
SBRA|SABRA REIT|MSPL|MORGAN STANLEY & CO. LLC|474000
SBRA|SABRA REIT|MSTX|MORGAN STANLEY & CO. LLC|136700
SBRA|SABRA REIT|NBCS|NBC Securities, INC.|20801
SBRA|SABRA REIT|NFSC|National Financial Services LLC|305732
SBRA|SABRA REIT|NITE|VIRTU Americas LLC|699836
SBRA|SABRA REIT|NITP|VIRTU Americas LLC|4700
SBRA|SABRA REIT|NQRB|Brut, LLC|7654
SBRA|SABRA REIT|NTRC|Northern Trust Securities, Inc.|3525
SBRA|SABRA REIT|OPCO|Oppenheimer & Co. Inc.|5190
SBRA|SABRA REIT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4076
SBRA|SABRA REIT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|75000
SBRA|SABRA REIT|PDQM|CODA MARKETS, INC.|13856
SBRA|SABRA REIT|PHLY|NASDAQ Execution Services, LLC|3600
SBRA|SABRA REIT|PIPR|Piper Jaffray & Co.|9300
SBRA|SABRA REIT|PWJC|UBS Financial Services, Inc.|839
SBRA|SABRA REIT|RAJA|Raymond James & Associates, Inc.|565096
SBRA|SABRA REIT|RBCM|RBC CAPITAL MARKETS, LLC|12069
SBRA|SABRA REIT|RGLD|Regal Securities, Inc|400
SBRA|SABRA REIT|RHCO|Suntrust Robinson Humphrey, Inc.|18165
SBRA|SABRA REIT|SAGL|SAGETRADER, LLC|33886
SBRA|SABRA REIT|SAGW|SAGETRADER, LLC|1016
SBRA|SABRA REIT|SALI|INTL FCSTONE FINANCIAL INC.|36
SBRA|SABRA REIT|SBSH|Citigroup Global Markets Inc.|733296
SBRA|SABRA REIT|SGMT|GOLDMAN SACHS & CO. LLC|217458
SBRA|SABRA REIT|SOGO|Wang Investment Associates, Inc.|49
SBRA|SABRA REIT|SPDR|SPEEDROUTE LLC|647
SBRA|SABRA REIT|SPHN|Stephens Inc.|400
SBRA|SABRA REIT|STFL|Stifel, Nicolaus & Company, Incorporated|235047
SBRA|SABRA REIT|STKP|STOCKPILE INVESTMENTS, INC.|142
SBRA|SABRA REIT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|45
SBRA|SABRA REIT|SWIM|TD Ameritrade, Inc.|11315
SBRA|SABRA REIT|SWST|Hilltop Securities Inc.|6755
SBRA|SABRA REIT|TKNG|ALLY INVEST SECURITIES LLC|1250
SBRA|SABRA REIT|TRBT|Tradebot Systems, Inc.|309167
SBRA|SABRA REIT|TRCM|TRC MARKETS LLC|210959
SBRA|SABRA REIT|TWTT|TASTYWORKS, INC.|122
SBRA|SABRA REIT|UBSA|UBS SECURITIES LLC|866831
SBRA|SABRA REIT|UBSS|UBS Securities LLC|1172411
SBRA|SABRA REIT|VALX|VIRTU AMERICAS LLC|46995
SBRA|SABRA REIT|VGRD|Vanguard Marketing Corporation|33166
SBRA|SABRA REIT|VNDM|Wall Street Access|46626
SBRA|SABRA REIT|WBLR|WILLIAM BLAIR|973
SBRA|SABRA REIT|WBPX|SUMMIT SECURITIES GROUP, LLC|200
SBRA|SABRA REIT|WCHV|WELLS FARGO SECURITIES, LLC|236316
SBRA|SABRA REIT|WDNX|WEEDEN & CO.L.P.|1772
SBRA|SABRA REIT|WEDB|WEDBUSH SECURITIES INC.|190
SBRA|SABRA REIT|WEED|Weeden & Co.L.P.|82296
SBRA|SABRA REIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5646
SBRA|SABRA REIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31333
SBRA|SABRA REIT|WGIF|CIBC World Markets Inc.|1574
SBRA|SABRA REIT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|139
SBRA|SABRA REIT|WSEA|WOLVERINE SECURITIES, LLC|4790
SBRA|SABRA REIT|XIST|INSTINET, LLC|68704
SBRA|SABRA REIT|XPQR|Jump Trading|464
SBRA|SABRA REIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|66244
SBRA|SABRA REIT|YKNA|COMHAR CAPITAL MARKETS, LLC|1266
SBRA|SABRA REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13633
SBS|COMPANHIA SANEA ADS|AGIS|Aegis Capital Corp.|935
SBS|COMPANHIA SANEA ADS|ALTX|Alternet Securities Inc.|3212
SBS|COMPANHIA SANEA ADS|APCC|Apex Clearing Corporation|3912
SBS|COMPANHIA SANEA ADS|BARD|Robert W. Baird & Co. Incorporated|28
SBS|COMPANHIA SANEA ADS|BATM|CBOE TRADING, INC.|7677
SBS|COMPANHIA SANEA ADS|BAYC|BAY CREST PARTNERS, LLC|11346
SBS|COMPANHIA SANEA ADS|BBNT|BB&T SECURITIES, LLC|171
SBS|COMPANHIA SANEA ADS|BERN|Sanford C. Bernstein & Co., LLC|83789
SBS|COMPANHIA SANEA ADS|BIDS|BIDS TRADING L.P.|100
SBS|COMPANHIA SANEA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45776
SBS|COMPANHIA SANEA ADS|BLKX|INSTINET, LLC|131892
SBS|COMPANHIA SANEA ADS|BYXM|CBOE TRADING, INC.|1835
SBS|COMPANHIA SANEA ADS|CANT|Cantor Fitzgerald & Co.|877
SBS|COMPANHIA SANEA ADS|CHAS|Charles Schwab & Co., Inc.|1140
SBS|COMPANHIA SANEA ADS|CIST|Capital Institutional Services, Inc.|3300
SBS|COMPANHIA SANEA ADS|CLSA|CLSA AMERICAS, LLC|1500
SBS|COMPANHIA SANEA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|160200
SBS|COMPANHIA SANEA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|514730
SBS|COMPANHIA SANEA ADS|CTDL|Citadel Derivatives Group Llc|25
SBS|COMPANHIA SANEA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|91254
SBS|COMPANHIA SANEA ADS|DADA|D.A. Davidson & Co.|11600
SBS|COMPANHIA SANEA ADS|DBAB|Deutsche Bank Securities Inc.|57404
SBS|COMPANHIA SANEA ADS|DBAX|Deutsche Bank Securities Inc.|474900
SBS|COMPANHIA SANEA ADS|DCHF|Dart Executions, LLC|16906
SBS|COMPANHIA SANEA ADS|DEAN|MORGAN STANLEY|346566
SBS|COMPANHIA SANEA ADS|DEGS|RONIN PROFESSIONAL LLC|428
SBS|COMPANHIA SANEA ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|226485
SBS|COMPANHIA SANEA ADS|EBXL|EBX LLC|353800
SBS|COMPANHIA SANEA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|135412
SBS|COMPANHIA SANEA ADS|EDJO|Edward D. Jones & Co., L.P.|53992
SBS|COMPANHIA SANEA ADS|EGAM|CBOE TRADING, INC.|4370
SBS|COMPANHIA SANEA ADS|EGAW|CBOE TRADING, INC.|800
SBS|COMPANHIA SANEA ADS|EGXM|CBOE TRADING, INC.|1330
SBS|COMPANHIA SANEA ADS|ETBE|Electronic Transaction Clearing, Inc.|14585
SBS|COMPANHIA SANEA ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
SBS|COMPANHIA SANEA ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|802
SBS|COMPANHIA SANEA ADS|ETRS|E*Trade Securities LLC|191880
SBS|COMPANHIA SANEA ADS|FBSB|U.S. Bancorp Investments, Inc.|300
SBS|COMPANHIA SANEA ADS|FILL|Tradestation Securities, Inc.|5990
SBS|COMPANHIA SANEA ADS|FINX|FINTECH SECURITIES|300
SBS|COMPANHIA SANEA ADS|FMAF|NBCN Inc./ CDS|752
SBS|COMPANHIA SANEA ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5300
SBS|COMPANHIA SANEA ADS|FQLS|Quantlab Securities LP|179006
SBS|COMPANHIA SANEA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|151767
SBS|COMPANHIA SANEA ADS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|14845
SBS|COMPANHIA SANEA ADS|FTBR|Foliofn Investments, Inc.|13786
SBS|COMPANHIA SANEA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
SBS|COMPANHIA SANEA ADS|GLIS|TD Securities Inc|440
SBS|COMPANHIA SANEA ADS|GLPX|ACS EXECUTION SERVICES, LLC|18521
SBS|COMPANHIA SANEA ADS|GSCO|GOLDMAN SACHS & CO. LLC|1646349
SBS|COMPANHIA SANEA ADS|GSLT|GOLDMAN SACHS & CO. LLC|8310
SBS|COMPANHIA SANEA ADS|GTSY|GTS SECURITIES LLC|2600
SBS|COMPANHIA SANEA ADS|GTSZ|GTS SECURITIES LLC|65852
SBS|COMPANHIA SANEA ADS|HRBF|American Enterprise Investment Services Inc.|298
SBS|COMPANHIA SANEA ADS|HSBC|HSBC Securities, Inc.|4848
SBS|COMPANHIA SANEA ADS|IATS|INTERACTIVE BROKERS LLC|90325
SBS|COMPANHIA SANEA ADS|IBKR|Interactive Brokers Llc|75299
SBS|COMPANHIA SANEA ADS|ICBX|INSTINET, LLC|135410
SBS|COMPANHIA SANEA ADS|INCA|INSTINET, LLC|201425
SBS|COMPANHIA SANEA ADS|INJX|INSTINET, LLC|25
SBS|COMPANHIA SANEA ADS|INTL|INTL FCSTONE FINANCIAL INC.|32206
SBS|COMPANHIA SANEA ADS|ITGI|ITG Inc.|67531
SBS|COMPANHIA SANEA ADS|ITGP|ITG INC.|220400
SBS|COMPANHIA SANEA ADS|JANY|Janney Montgomery Scott Inc.|743
SBS|COMPANHIA SANEA ADS|JEFF|JEFFERIES LLC|242767
SBS|COMPANHIA SANEA ADS|JMPT|JUMP TRADING, LLC|85383
SBS|COMPANHIA SANEA ADS|JONE|JonesTrading|183514
SBS|COMPANHIA SANEA ADS|JPBX|J.P. MORGAN SECURITIES LLC|75513
SBS|COMPANHIA SANEA ADS|JPMX|J.P. Morgan Securities LLC|896728
SBS|COMPANHIA SANEA ADS|JSJX|JANE STREET CAPITAL LLC|5678
SBS|COMPANHIA SANEA ADS|KCGM|VIRTU Americas LLC|87018
SBS|COMPANHIA SANEA ADS|KRSH|Kershner Securities, LLC|3871
SBS|COMPANHIA SANEA ADS|LEHM|Barclays Capital Inc./Le|980634
SBS|COMPANHIA SANEA ADS|LIME|Lime Brokerage LLC|42122
SBS|COMPANHIA SANEA ADS|LOOP|Loop Capital Markets LLC|9900
SBS|COMPANHIA SANEA ADS|MACQ|Macquarie Capital (USA) Inc.|4970
SBS|COMPANHIA SANEA ADS|MCMF|Raymond James Ltd. Cds|82
SBS|COMPANHIA SANEA ADS|MKMP|MKM Partners LLC|138994
SBS|COMPANHIA SANEA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|610920
SBS|COMPANHIA SANEA ADS|MOTF|MOTIF INVESTING, INC.|9
SBS|COMPANHIA SANEA ADS|MSCO|MORGAN STANLEY & CO. LLC|2316103
SBS|COMPANHIA SANEA ADS|MSPL|MORGAN STANLEY & CO. LLC|3254600
SBS|COMPANHIA SANEA ADS|MSTX|MORGAN STANLEY & CO. LLC|280300
SBS|COMPANHIA SANEA ADS|MTON|MILLINGTON SECURITIES, INC.|27930
SBS|COMPANHIA SANEA ADS|NFSC|National Financial Services LLC|280434
SBS|COMPANHIA SANEA ADS|NITE|VIRTU Americas LLC|908787
SBS|COMPANHIA SANEA ADS|NITP|VIRTU Americas LLC|55290
SBS|COMPANHIA SANEA ADS|NQRB|Brut, LLC|3400
SBS|COMPANHIA SANEA ADS|NTBF|BMO Nesbitt Burns Inc./CDS|205
SBS|COMPANHIA SANEA ADS|OPCO|Oppenheimer & Co. Inc.|4900
SBS|COMPANHIA SANEA ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SBS|COMPANHIA SANEA ADS|PDQM|CODA MARKETS, INC.|14352
SBS|COMPANHIA SANEA ADS|PHLY|NASDAQ Execution Services, LLC|1000
SBS|COMPANHIA SANEA ADS|RBCM|RBC CAPITAL MARKETS, LLC|12480
SBS|COMPANHIA SANEA ADS|SAGL|SAGETRADER, LLC|1000
SBS|COMPANHIA SANEA ADS|SBRX|MURIEL SIEBERT & CO INC|1800
SBS|COMPANHIA SANEA ADS|SBSH|Citigroup Global Markets Inc.|13587
SBS|COMPANHIA SANEA ADS|SGMT|GOLDMAN SACHS & CO. LLC|379572
SBS|COMPANHIA SANEA ADS|SOGO|Wang Investment Associates, Inc.|100
SBS|COMPANHIA SANEA ADS|SPDR|SPEEDROUTE LLC|24524
SBS|COMPANHIA SANEA ADS|STFL|Stifel, Nicolaus & Company, Incorporated|9780
SBS|COMPANHIA SANEA ADS|STKP|STOCKPILE INVESTMENTS, INC.|118
SBS|COMPANHIA SANEA ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12222
SBS|COMPANHIA SANEA ADS|SWIM|TD Ameritrade, Inc.|260094
SBS|COMPANHIA SANEA ADS|TKNG|ALLY INVEST SECURITIES LLC|1340
SBS|COMPANHIA SANEA ADS|TRBT|Tradebot Systems, Inc.|205999
SBS|COMPANHIA SANEA ADS|TRCM|TRC MARKETS LLC|33674
SBS|COMPANHIA SANEA ADS|TWTT|TASTYWORKS, INC.|969
SBS|COMPANHIA SANEA ADS|UBSA|UBS SECURITIES LLC|1476244
SBS|COMPANHIA SANEA ADS|UBSS|UBS Securities LLC|1523080
SBS|COMPANHIA SANEA ADS|VALX|VIRTU AMERICAS LLC|144010
SBS|COMPANHIA SANEA ADS|VGRD|Vanguard Marketing Corporation|14239
SBS|COMPANHIA SANEA ADS|VSIN|Vision Financial Markets Llc|2
SBS|COMPANHIA SANEA ADS|WABR|Wall Street Access|32977
SBS|COMPANHIA SANEA ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|500
SBS|COMPANHIA SANEA ADS|WCHV|WELLS FARGO SECURITIES, LLC|119979
SBS|COMPANHIA SANEA ADS|WEDB|WEDBUSH SECURITIES INC.|74
SBS|COMPANHIA SANEA ADS|WEED|Weeden & Co.L.P.|6315
SBS|COMPANHIA SANEA ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1697
SBS|COMPANHIA SANEA ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23
SBS|COMPANHIA SANEA ADS|WGIF|CIBC World Markets Inc.|2083
SBS|COMPANHIA SANEA ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|229
SBS|COMPANHIA SANEA ADS|WSEA|WOLVERINE SECURITIES, LLC|1503
SBS|COMPANHIA SANEA ADS|XIST|INSTINET, LLC|70200
SBS|COMPANHIA SANEA ADS|XPUS|XP SECURITIES, LLC|5297
SBS|COMPANHIA SANEA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|96162
SBS|COMPANHIA SANEA ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|280
SBS|COMPANHIA SANEA ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22312
SBSI|SOUTHSIDE BANCSHARES|ALTX|Alternet Securities Inc.|2300
SBSI|SOUTHSIDE BANCSHARES|APCC|Apex Clearing Corporation|52
SBSI|SOUTHSIDE BANCSHARES|BANK|Primevest Financial Services, Inc.|60
SBSI|SOUTHSIDE BANCSHARES|BARD|Robert W. Baird & Co. Incorporated|1
SBSI|SOUTHSIDE BANCSHARES|BATM|CBOE TRADING, INC.|1432
SBSI|SOUTHSIDE BANCSHARES|BAYC|BAY CREST PARTNERS, LLC|475
SBSI|SOUTHSIDE BANCSHARES|BBNT|BB&T SECURITIES, LLC|17
SBSI|SOUTHSIDE BANCSHARES|BERN|Sanford C. Bernstein & Co., LLC|3566
SBSI|SOUTHSIDE BANCSHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|107
SBSI|SOUTHSIDE BANCSHARES|BLKX|INSTINET, LLC|19800
SBSI|SOUTHSIDE BANCSHARES|BMOC|BMO Capital Markets Corp.|4840
SBSI|SOUTHSIDE BANCSHARES|BNPX|BNP PARIBAS SECURITIES CORP.|7773
SBSI|SOUTHSIDE BANCSHARES|BRVL|BLAYLOCK VAN, LLC|800
SBSI|SOUTHSIDE BANCSHARES|BTIG|BTIG, LLC|495
SBSI|SOUTHSIDE BANCSHARES|BYXM|CBOE TRADING, INC.|288
SBSI|SOUTHSIDE BANCSHARES|BZYD|GOLDMAN SACHS & CO. LLC|1150
SBSI|SOUTHSIDE BANCSHARES|CANT|Cantor Fitzgerald & Co.|100
SBSI|SOUTHSIDE BANCSHARES|CHAS|Charles Schwab & Co., Inc.|333
SBSI|SOUTHSIDE BANCSHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3924
SBSI|SOUTHSIDE BANCSHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3124
SBSI|SOUTHSIDE BANCSHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
SBSI|SOUTHSIDE BANCSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|60721
SBSI|SOUTHSIDE BANCSHARES|CTDL|Citadel Derivatives Group Llc|23525
SBSI|SOUTHSIDE BANCSHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|4260
SBSI|SOUTHSIDE BANCSHARES|DBAB|Deutsche Bank Securities Inc.|207299
SBSI|SOUTHSIDE BANCSHARES|DBAX|Deutsche Bank Securities Inc.|37000
SBSI|SOUTHSIDE BANCSHARES|DEGS|RONIN PROFESSIONAL LLC|888
SBSI|SOUTHSIDE BANCSHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3258
SBSI|SOUTHSIDE BANCSHARES|EBXL|EBX LLC|31400
SBSI|SOUTHSIDE BANCSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|1585
SBSI|SOUTHSIDE BANCSHARES|EDJO|Edward D. Jones & Co., L.P.|9790
SBSI|SOUTHSIDE BANCSHARES|EGAM|CBOE TRADING, INC.|8199
SBSI|SOUTHSIDE BANCSHARES|EGMT|EG MARKET TECHNOLOGIES LLC|400
SBSI|SOUTHSIDE BANCSHARES|EGXM|CBOE TRADING, INC.|907
SBSI|SOUTHSIDE BANCSHARES|ETBE|Electronic Transaction Clearing, Inc.|6494
SBSI|SOUTHSIDE BANCSHARES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|39
SBSI|SOUTHSIDE BANCSHARES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2320
SBSI|SOUTHSIDE BANCSHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10500
SBSI|SOUTHSIDE BANCSHARES|ETRS|E*Trade Securities LLC|1781
SBSI|SOUTHSIDE BANCSHARES|FBCO|Credit Suisse Securities (USA) LLC|120317
SBSI|SOUTHSIDE BANCSHARES|FBSB|U.S. Bancorp Investments, Inc.|28
SBSI|SOUTHSIDE BANCSHARES|FILL|Tradestation Securities, Inc.|259
SBSI|SOUTHSIDE BANCSHARES|FMAF|NBCN Inc./ CDS|50
SBSI|SOUTHSIDE BANCSHARES|FOMA|TD AMERITRADE CLEARING, INC.|26149
SBSI|SOUTHSIDE BANCSHARES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2599
SBSI|SOUTHSIDE BANCSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64101
SBSI|SOUTHSIDE BANCSHARES|FTBR|Foliofn Investments, Inc.|34
SBSI|SOUTHSIDE BANCSHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|10075
SBSI|SOUTHSIDE BANCSHARES|GLPX|ACS EXECUTION SERVICES, LLC|7080
SBSI|SOUTHSIDE BANCSHARES|GSCO|GOLDMAN SACHS & CO. LLC|430557
SBSI|SOUTHSIDE BANCSHARES|GSCS|GOLDMAN SACHS & CO. LLC|11473
SBSI|SOUTHSIDE BANCSHARES|GSLT|GOLDMAN SACHS & CO. LLC|2150
SBSI|SOUTHSIDE BANCSHARES|GTSZ|GTS SECURITIES LLC|8086
SBSI|SOUTHSIDE BANCSHARES|HOVD|HOVDE GROUP, LLC|2900
SBSI|SOUTHSIDE BANCSHARES|HRBF|American Enterprise Investment Services Inc.|461
SBSI|SOUTHSIDE BANCSHARES|IATS|INTERACTIVE BROKERS LLC|510
SBSI|SOUTHSIDE BANCSHARES|IBKR|Interactive Brokers Llc|15554
SBSI|SOUTHSIDE BANCSHARES|ICBX|INSTINET, LLC|8600
SBSI|SOUTHSIDE BANCSHARES|IEQY|CITADEL SECURITIES LLC|29119
SBSI|SOUTHSIDE BANCSHARES|INCA|INSTINET, LLC|86646
SBSI|SOUTHSIDE BANCSHARES|INJX|INSTINET, LLC|12342
SBSI|SOUTHSIDE BANCSHARES|ITGI|ITG Inc.|29212
SBSI|SOUTHSIDE BANCSHARES|ITGP|ITG INC.|9600
SBSI|SOUTHSIDE BANCSHARES|JANY|Janney Montgomery Scott Inc.|29
SBSI|SOUTHSIDE BANCSHARES|JEFF|JEFFERIES LLC|41388
SBSI|SOUTHSIDE BANCSHARES|JMPT|JUMP TRADING, LLC|9197
SBSI|SOUTHSIDE BANCSHARES|JPBX|J.P. MORGAN SECURITIES LLC|6227
SBSI|SOUTHSIDE BANCSHARES|JPMX|J.P. Morgan Securities LLC|43230
SBSI|SOUTHSIDE BANCSHARES|JSJX|JANE STREET CAPITAL LLC|3103
SBSI|SOUTHSIDE BANCSHARES|KBWI|Keefe, Bruyette & Woods, Inc.|614
SBSI|SOUTHSIDE BANCSHARES|KCGM|VIRTU Americas LLC|9352
SBSI|SOUTHSIDE BANCSHARES|LEHM|Barclays Capital Inc./Le|267643
SBSI|SOUTHSIDE BANCSHARES|LIME|Lime Brokerage LLC|86722
SBSI|SOUTHSIDE BANCSHARES|MAXM|Maxim Group LLC|7178
SBSI|SOUTHSIDE BANCSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18802
SBSI|SOUTHSIDE BANCSHARES|MOTF|MOTIF INVESTING, INC.|1
SBSI|SOUTHSIDE BANCSHARES|MSCO|MORGAN STANLEY & CO. LLC|671077
SBSI|SOUTHSIDE BANCSHARES|MSPL|MORGAN STANLEY & CO. LLC|73900
SBSI|SOUTHSIDE BANCSHARES|MSTX|MORGAN STANLEY & CO. LLC|14400
SBSI|SOUTHSIDE BANCSHARES|NFSC|National Financial Services LLC|7605
SBSI|SOUTHSIDE BANCSHARES|NITE|VIRTU Americas LLC|89303
SBSI|SOUTHSIDE BANCSHARES|NITP|VIRTU Americas LLC|3908
SBSI|SOUTHSIDE BANCSHARES|NQRB|Brut, LLC|8375
SBSI|SOUTHSIDE BANCSHARES|NTRC|Northern Trust Securities, Inc.|1167
SBSI|SOUTHSIDE BANCSHARES|OPCO|Oppenheimer & Co. Inc.|1576
SBSI|SOUTHSIDE BANCSHARES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1129
SBSI|SOUTHSIDE BANCSHARES|PDQM|CODA MARKETS, INC.|11612
SBSI|SOUTHSIDE BANCSHARES|PIPR|Piper Jaffray & Co.|2181
SBSI|SOUTHSIDE BANCSHARES|PNSR|Penserra Securities, LLC|6486
SBSI|SOUTHSIDE BANCSHARES|PWJC|UBS Financial Services, Inc.|442
SBSI|SOUTHSIDE BANCSHARES|RAJA|Raymond James & Associates, Inc.|9905
SBSI|SOUTHSIDE BANCSHARES|RBCM|RBC CAPITAL MARKETS, LLC|2621
SBSI|SOUTHSIDE BANCSHARES|RHCO|Suntrust Robinson Humphrey, Inc.|1500
SBSI|SOUTHSIDE BANCSHARES|SAGL|SAGETRADER, LLC|7275
SBSI|SOUTHSIDE BANCSHARES|SBSH|Citigroup Global Markets Inc.|69211
SBSI|SOUTHSIDE BANCSHARES|SGMT|GOLDMAN SACHS & CO. LLC|21479
SBSI|SOUTHSIDE BANCSHARES|SPDR|SPEEDROUTE LLC|5600
SBSI|SOUTHSIDE BANCSHARES|SWIM|TD Ameritrade, Inc.|341
SBSI|SOUTHSIDE BANCSHARES|SWST|Hilltop Securities Inc.|5020
SBSI|SOUTHSIDE BANCSHARES|TRBT|Tradebot Systems, Inc.|36817
SBSI|SOUTHSIDE BANCSHARES|TRCM|TRC MARKETS LLC|61550
SBSI|SOUTHSIDE BANCSHARES|UBSA|UBS SECURITIES LLC|134607
SBSI|SOUTHSIDE BANCSHARES|UBSS|UBS Securities LLC|490786
SBSI|SOUTHSIDE BANCSHARES|VALX|VIRTU AMERICAS LLC|7755
SBSI|SOUTHSIDE BANCSHARES|VGRD|Vanguard Marketing Corporation|214
SBSI|SOUTHSIDE BANCSHARES|WABR|Wall Street Access|8371
SBSI|SOUTHSIDE BANCSHARES|WCHV|WELLS FARGO SECURITIES, LLC|12524
SBSI|SOUTHSIDE BANCSHARES|WDNX|WEEDEN & CO.L.P.|1592
SBSI|SOUTHSIDE BANCSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
SBSI|SOUTHSIDE BANCSHARES|WSEA|WOLVERINE SECURITIES, LLC|60
SBSI|SOUTHSIDE BANCSHARES|XIST|INSTINET, LLC|23356
SBSI|SOUTHSIDE BANCSHARES|XPQR|Jump Trading|400
SBSI|SOUTHSIDE BANCSHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
SBSI|SOUTHSIDE BANCSHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|801
SBSI|SOUTHSIDE BANCSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|284
SBT|STERLING BANCORP CMN|ALTX|Alternet Securities Inc.|14782
SBT|STERLING BANCORP CMN|APCC|Apex Clearing Corporation|33
SBT|STERLING BANCORP CMN|AQUA|AQUA SECURITIES L.P.|4700
SBT|STERLING BANCORP CMN|BATM|CBOE TRADING, INC.|599
SBT|STERLING BANCORP CMN|BAYC|BAY CREST PARTNERS, LLC|319
SBT|STERLING BANCORP CMN|BAYT|BTIG, LLC|100
SBT|STERLING BANCORP CMN|BERN|Sanford C. Bernstein & Co., LLC|7500
SBT|STERLING BANCORP CMN|BIDS|BIDS TRADING L.P.|14400
SBT|STERLING BANCORP CMN|BLKX|INSTINET, LLC|17700
SBT|STERLING BANCORP CMN|BMOC|BMO Capital Markets Corp.|2762
SBT|STERLING BANCORP CMN|BNKS|Fig Partners, LLC|16044
SBT|STERLING BANCORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1842
SBT|STERLING BANCORP CMN|BTIG|BTIG, LLC|12
SBT|STERLING BANCORP CMN|BYXM|CBOE TRADING, INC.|1708
SBT|STERLING BANCORP CMN|CIST|Capital Institutional Services, Inc.|457
SBT|STERLING BANCORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49359
SBT|STERLING BANCORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1912
SBT|STERLING BANCORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|651
SBT|STERLING BANCORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26529
SBT|STERLING BANCORP CMN|CTDL|Citadel Derivatives Group Llc|3985
SBT|STERLING BANCORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|10308
SBT|STERLING BANCORP CMN|DBAB|Deutsche Bank Securities Inc.|98007
SBT|STERLING BANCORP CMN|DBAX|Deutsche Bank Securities Inc.|27100
SBT|STERLING BANCORP CMN|DBUL|Deutsche Bank Securities Inc.|200
SBT|STERLING BANCORP CMN|DEGS|RONIN PROFESSIONAL LLC|3100
SBT|STERLING BANCORP CMN|EBXL|EBX LLC|17500
SBT|STERLING BANCORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
SBT|STERLING BANCORP CMN|EGAM|CBOE TRADING, INC.|12650
SBT|STERLING BANCORP CMN|EGAW|CBOE TRADING, INC.|202
SBT|STERLING BANCORP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
SBT|STERLING BANCORP CMN|EGXM|CBOE TRADING, INC.|1022
SBT|STERLING BANCORP CMN|ETBE|Electronic Transaction Clearing, Inc.|1133
SBT|STERLING BANCORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2594
SBT|STERLING BANCORP CMN|ETRS|E*Trade Securities LLC|2784
SBT|STERLING BANCORP CMN|FBCO|Credit Suisse Securities (USA) LLC|162387
SBT|STERLING BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|5351
SBT|STERLING BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45731
SBT|STERLING BANCORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|4749
SBT|STERLING BANCORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|17568
SBT|STERLING BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|295230
SBT|STERLING BANCORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|11242
SBT|STERLING BANCORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|210
SBT|STERLING BANCORP CMN|GTSZ|GTS SECURITIES LLC|13479
SBT|STERLING BANCORP CMN|IATS|INTERACTIVE BROKERS LLC|2445
SBT|STERLING BANCORP CMN|IBKR|Interactive Brokers Llc|9683
SBT|STERLING BANCORP CMN|ICBX|INSTINET, LLC|6300
SBT|STERLING BANCORP CMN|IEQY|CITADEL SECURITIES LLC|9898
SBT|STERLING BANCORP CMN|INCA|INSTINET, LLC|25408
SBT|STERLING BANCORP CMN|INJX|INSTINET, LLC|160
SBT|STERLING BANCORP CMN|ITGI|ITG Inc.|17601
SBT|STERLING BANCORP CMN|ITGP|ITG INC.|34400
SBT|STERLING BANCORP CMN|JEFF|JEFFERIES LLC|19596
SBT|STERLING BANCORP CMN|JMPT|JUMP TRADING, LLC|1687
SBT|STERLING BANCORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|1376
SBT|STERLING BANCORP CMN|JPMX|J.P. Morgan Securities LLC|55142
SBT|STERLING BANCORP CMN|JSJX|JANE STREET CAPITAL LLC|424
SBT|STERLING BANCORP CMN|KBWI|Keefe, Bruyette & Woods, Inc.|175454
SBT|STERLING BANCORP CMN|KCGM|VIRTU Americas LLC|6621
SBT|STERLING BANCORP CMN|LEHM|Barclays Capital Inc./Le|86497
SBT|STERLING BANCORP CMN|LIME|Lime Brokerage LLC|56876
SBT|STERLING BANCORP CMN|LMGP|LIME BROKERAGE LLC|11966
SBT|STERLING BANCORP CMN|LQNA|LIQUIDNET, INC.|24100
SBT|STERLING BANCORP CMN|MAXM|Maxim Group LLC|1756
SBT|STERLING BANCORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18900
SBT|STERLING BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|246839
SBT|STERLING BANCORP CMN|MSPL|MORGAN STANLEY & CO. LLC|25800
SBT|STERLING BANCORP CMN|MSTX|MORGAN STANLEY & CO. LLC|2200
SBT|STERLING BANCORP CMN|NFSC|National Financial Services LLC|5800
SBT|STERLING BANCORP CMN|NITE|VIRTU Americas LLC|90739
SBT|STERLING BANCORP CMN|NITP|VIRTU Americas LLC|1700
SBT|STERLING BANCORP CMN|NQRB|Brut, LLC|2190
SBT|STERLING BANCORP CMN|PDQM|CODA MARKETS, INC.|39577
SBT|STERLING BANCORP CMN|PIPR|Piper Jaffray & Co.|313
SBT|STERLING BANCORP CMN|PNSR|Penserra Securities, LLC|6388
SBT|STERLING BANCORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|12949
SBT|STERLING BANCORP CMN|SBSH|Citigroup Global Markets Inc.|41260
SBT|STERLING BANCORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|11939
SBT|STERLING BANCORP CMN|SPDR|SPEEDROUTE LLC|17820
SBT|STERLING BANCORP CMN|SPTD|MINT GLOBAL MARKETS, INC.|18168
SBT|STERLING BANCORP CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|8600
SBT|STERLING BANCORP CMN|SWIM|TD Ameritrade, Inc.|58942
SBT|STERLING BANCORP CMN|TKNG|ALLY INVEST SECURITIES LLC|1500
SBT|STERLING BANCORP CMN|TRBT|Tradebot Systems, Inc.|10528
SBT|STERLING BANCORP CMN|TRCM|TRC MARKETS LLC|27885
SBT|STERLING BANCORP CMN|UBSA|UBS SECURITIES LLC|79446
SBT|STERLING BANCORP CMN|UBSS|UBS Securities LLC|134856
SBT|STERLING BANCORP CMN|VALX|VIRTU AMERICAS LLC|1350
SBT|STERLING BANCORP CMN|VGRD|Vanguard Marketing Corporation|295
SBT|STERLING BANCORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|13826
SBT|STERLING BANCORP CMN|WSEA|WOLVERINE SECURITIES, LLC|951
SBT|STERLING BANCORP CMN|XIST|INSTINET, LLC|10280
SBT|STERLING BANCORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|16800
SBT|STERLING BANCORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1223
SBUX|STARBUCKS CORP|ABLE|NATIXIS Securities Americas LLC|105941
SBUX|STARBUCKS CORP|ACAD|ACADEMY SECURITIES, INC.|2400
SBUX|STARBUCKS CORP|ADAM|CANACCORD GENUITY INC.|148100
SBUX|STARBUCKS CORP|AGCP|AEGIS CAPITAL CORP.|500
SBUX|STARBUCKS CORP|AGIS|Aegis Capital Corp.|5851
SBUX|STARBUCKS CORP|ALFA|ALPHA TRADING L.P.|478885
SBUX|STARBUCKS CORP|ALTX|Alternet Securities Inc.|385693
SBUX|STARBUCKS CORP|ANOS|ABEL/NOSER, L.L.C.|135556
SBUX|STARBUCKS CORP|APCC|Apex Clearing Corporation|937017
SBUX|STARBUCKS CORP|AQUA|AQUA SECURITIES L.P.|56600
SBUX|STARBUCKS CORP|BALE|M&T SECURITIES, INC.|3602
SBUX|STARBUCKS CORP|BANK|Primevest Financial Services, Inc.|4810
SBUX|STARBUCKS CORP|BARD|Robert W. Baird & Co. Incorporated|341756
SBUX|STARBUCKS CORP|BATM|CBOE TRADING, INC.|67657
SBUX|STARBUCKS CORP|BAYC|BAY CREST PARTNERS, LLC|88728
SBUX|STARBUCKS CORP|BAYT|BTIG, LLC|27789
SBUX|STARBUCKS CORP|BBNT|BB&T SECURITIES, LLC|44923
SBUX|STARBUCKS CORP|BERN|Sanford C. Bernstein & Co., LLC|2038549
SBUX|STARBUCKS CORP|BIAD|SAGETRADER, LLC|232
SBUX|STARBUCKS CORP|BIDS|BIDS TRADING L.P.|266100
SBUX|STARBUCKS CORP|BIMI|Banca IMI Securities Corp.|16914
SBUX|STARBUCKS CORP|BKCM|BNY Mellon Capital Markets LLC|3743
SBUX|STARBUCKS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|303515
SBUX|STARBUCKS CORP|BKRT|Buckman, Buckman & Reid, Inc.|7178
SBUX|STARBUCKS CORP|BLKX|INSTINET, LLC|925566
SBUX|STARBUCKS CORP|BMOC|BMO Capital Markets Corp.|2391461
SBUX|STARBUCKS CORP|BNCH|The Benchmark Company, LLC|39620
SBUX|STARBUCKS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2359662
SBUX|STARBUCKS CORP|BRGE|Newbridge Securities Corp.|361
SBUX|STARBUCKS CORP|BTIG|BTIG, LLC|360104
SBUX|STARBUCKS CORP|BYXM|CBOE TRADING, INC.|36436
SBUX|STARBUCKS CORP|BZYD|GOLDMAN SACHS & CO. LLC|3000
SBUX|STARBUCKS CORP|CABR|Cabrera Capital Markets, Inc.|175
SBUX|STARBUCKS CORP|CAMC|Cambria Capital, LLC|100
SBUX|STARBUCKS CORP|CANT|Cantor Fitzgerald & Co.|89056
SBUX|STARBUCKS CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|293206
SBUX|STARBUCKS CORP|CBRA|Cobra Trading, Inc.|3600
SBUX|STARBUCKS CORP|CHAS|Charles Schwab & Co., Inc.|85273
SBUX|STARBUCKS CORP|CHBC|PENSERRA SECURITIES, LLC|39700
SBUX|STARBUCKS CORP|CIBP|CIBC World Markets Corp.|165352
SBUX|STARBUCKS CORP|CICF|Canaccord Genuity Corp.|3025
SBUX|STARBUCKS CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|522000
SBUX|STARBUCKS CORP|CIST|Capital Institutional Services, Inc.|43118
SBUX|STARBUCKS CORP|CLSA|CLSA AMERICAS, LLC|26959
SBUX|STARBUCKS CORP|CNFR|Cowen Prime Services LLC|500
SBUX|STARBUCKS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2681857
SBUX|STARBUCKS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|58334
SBUX|STARBUCKS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|233658
SBUX|STARBUCKS CORP|CRFN|ROBINHOOD FINANCIAL, LLC|4
SBUX|STARBUCKS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4268925
SBUX|STARBUCKS CORP|CTDL|Citadel Derivatives Group Llc|264496
SBUX|STARBUCKS CORP|CTLR|CUTLER GROUP, LP|500
SBUX|STARBUCKS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1108004
SBUX|STARBUCKS CORP|DADA|D.A. Davidson & Co.|21373
SBUX|STARBUCKS CORP|DAVA|Davenport & Company LLC|49000
SBUX|STARBUCKS CORP|DAWA|Daiwa Capital Markets America Inc.|4353
SBUX|STARBUCKS CORP|DBAB|Deutsche Bank Securities Inc.|5964385
SBUX|STARBUCKS CORP|DBAX|Deutsche Bank Securities Inc.|3613000
SBUX|STARBUCKS CORP|DBUL|Deutsche Bank Securities Inc.|27988
SBUX|STARBUCKS CORP|DCHF|Dart Executions, LLC|16244
SBUX|STARBUCKS CORP|DEAN|MORGAN STANLEY|396330
SBUX|STARBUCKS CORP|DEGS|RONIN PROFESSIONAL LLC|10683
SBUX|STARBUCKS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|175654
SBUX|STARBUCKS CORP|DREX|Drexel Hamilton, LLC|20100
SBUX|STARBUCKS CORP|DRWK|DRW SECURITIES, L.L.C.|405620
SBUX|STARBUCKS CORP|EBXL|EBX LLC|3049200
SBUX|STARBUCKS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|241301
SBUX|STARBUCKS CORP|EDJC|Edward Jones / CDS|30175
SBUX|STARBUCKS CORP|EDJO|Edward D. Jones & Co., L.P.|148061
SBUX|STARBUCKS CORP|EGAM|CBOE TRADING, INC.|230242
SBUX|STARBUCKS CORP|EGAW|CBOE TRADING, INC.|12361
SBUX|STARBUCKS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|590
SBUX|STARBUCKS CORP|EGXM|CBOE TRADING, INC.|87614
SBUX|STARBUCKS CORP|EGXW|CBOE TRADING, INC.|930
SBUX|STARBUCKS CORP|EROP|Eroom Securities L.L.C.|10992
SBUX|STARBUCKS CORP|ESPO|ESPOSITO SECURITIES, LLC|2163
SBUX|STARBUCKS CORP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|79298
SBUX|STARBUCKS CORP|ETBE|Electronic Transaction Clearing, Inc.|762417
SBUX|STARBUCKS CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|88381
SBUX|STARBUCKS CORP|ETCB|ETC BROKERAGE SERVICES, LLC|1182
SBUX|STARBUCKS CORP|ETCC|Electronic Transaction Clearing, Inc.|9795
SBUX|STARBUCKS CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18892
SBUX|STARBUCKS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39367
SBUX|STARBUCKS CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2291
SBUX|STARBUCKS CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|15500
SBUX|STARBUCKS CORP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|2088124
SBUX|STARBUCKS CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|24302
SBUX|STARBUCKS CORP|ETRS|E*Trade Securities LLC|4452802
SBUX|STARBUCKS CORP|FBCO|Credit Suisse Securities (USA) LLC|8341036
SBUX|STARBUCKS CORP|FBSB|U.S. Bancorp Investments, Inc.|5068
SBUX|STARBUCKS CORP|FFSI|Firstrade Securities Inc.|710
SBUX|STARBUCKS CORP|FIDT|Fidelity Clearing Canada ULC./ CDS|5269
SBUX|STARBUCKS CORP|FILL|Tradestation Securities, Inc.|531750
SBUX|STARBUCKS CORP|FINX|FINTECH SECURITIES|19047
SBUX|STARBUCKS CORP|FMAF|NBCN Inc./ CDS|146475
SBUX|STARBUCKS CORP|FMCO|First Manhattan Co|618
SBUX|STARBUCKS CORP|FOMA|TD AMERITRADE CLEARING, INC.|7218810
SBUX|STARBUCKS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31846
SBUX|STARBUCKS CORP|FQLS|Quantlab Securities LP|5438419
SBUX|STARBUCKS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1419970
SBUX|STARBUCKS CORP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|11565
SBUX|STARBUCKS CORP|FTBR|Foliofn Investments, Inc.|20543
SBUX|STARBUCKS CORP|GBMT|GBM International, Inc.|54185
SBUX|STARBUCKS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|738550
SBUX|STARBUCKS CORP|GELP|RBC CAPITAL MARKETS, LLC|78107
SBUX|STARBUCKS CORP|GFRY|JUMP TRADING, LLC|196186
SBUX|STARBUCKS CORP|GLIS|TD Securities Inc|1532
SBUX|STARBUCKS CORP|GLPX|ACS EXECUTION SERVICES, LLC|735153
SBUX|STARBUCKS CORP|GSCO|GOLDMAN SACHS & CO. LLC|18070209
SBUX|STARBUCKS CORP|GSCS|GOLDMAN SACHS & CO. LLC|445791
SBUX|STARBUCKS CORP|GSLT|GOLDMAN SACHS & CO. LLC|150445
SBUX|STARBUCKS CORP|GTSZ|GTS SECURITIES LLC|1435232
SBUX|STARBUCKS CORP|HAPX|HAP Trading, LLC|83669
SBUX|STARBUCKS CORP|HASF|Haywood Securities Inc./CDS|3025
SBUX|STARBUCKS CORP|HCTA|Hardcastle Trading USA LLC|553066
SBUX|STARBUCKS CORP|HRBF|American Enterprise Investment Services Inc.|202370
SBUX|STARBUCKS CORP|HSBC|HSBC Securities, Inc.|903773
SBUX|STARBUCKS CORP|IAEC|Israel A. Englander & Co., LLC|144000
SBUX|STARBUCKS CORP|IATS|INTERACTIVE BROKERS LLC|353021
SBUX|STARBUCKS CORP|IBKR|Interactive Brokers Llc|2874389
SBUX|STARBUCKS CORP|IBSJ|Integrity Brokerage Services, Inc.|85
SBUX|STARBUCKS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8152
SBUX|STARBUCKS CORP|ICBX|INSTINET, LLC|1441396
SBUX|STARBUCKS CORP|IEQY|CITADEL SECURITIES LLC|1721556
SBUX|STARBUCKS CORP|INCA|INSTINET, LLC|5781401
SBUX|STARBUCKS CORP|INJX|INSTINET, LLC|470377
SBUX|STARBUCKS CORP|ITGI|ITG Inc.|1969394
SBUX|STARBUCKS CORP|ITGP|ITG INC.|3281400
SBUX|STARBUCKS CORP|JANY|Janney Montgomery Scott Inc.|78995
SBUX|STARBUCKS CORP|JEFF|JEFFERIES LLC|2920863
SBUX|STARBUCKS CORP|JMPT|JUMP TRADING, LLC|1009004
SBUX|STARBUCKS CORP|JONE|JonesTrading|3050
SBUX|STARBUCKS CORP|JPBX|J.P. MORGAN SECURITIES LLC|1604742
SBUX|STARBUCKS CORP|JPMX|J.P. Morgan Securities LLC|5853461
SBUX|STARBUCKS CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|104604
SBUX|STARBUCKS CORP|JSJX|JANE STREET CAPITAL LLC|1934349
SBUX|STARBUCKS CORP|JUTA|JUMP TRADING, LLC|5672
SBUX|STARBUCKS CORP|KBWI|Keefe, Bruyette & Woods, Inc.|300
SBUX|STARBUCKS CORP|KCGM|VIRTU Americas LLC|972546
SBUX|STARBUCKS CORP|KING|C. L. King & Associates, Inc.|100
SBUX|STARBUCKS CORP|LEHM|Barclays Capital Inc./Le|14878478
SBUX|STARBUCKS CORP|LGNT|COR CLEARING LLC|1
SBUX|STARBUCKS CORP|LIME|Lime Brokerage LLC|927740
SBUX|STARBUCKS CORP|LIWD|LIME BROKERAGE LLC|37
SBUX|STARBUCKS CORP|LMGP|LIME BROKERAGE LLC|126353
SBUX|STARBUCKS CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|643156
SBUX|STARBUCKS CORP|LOOP|Loop Capital Markets LLC|28789
SBUX|STARBUCKS CORP|LPCM|Lampert Capital Markets Inc.|25163
SBUX|STARBUCKS CORP|LQNA|LIQUIDNET, INC.|832500
SBUX|STARBUCKS CORP|LQNB|LIQUIDNET, INC.|174900
SBUX|STARBUCKS CORP|LSCI|Lek Securities Corporation|389621
SBUX|STARBUCKS CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|39590
SBUX|STARBUCKS CORP|MACC|Mid Atlantic Capital Corporation|23514
SBUX|STARBUCKS CORP|MACQ|Macquarie Capital (USA) Inc.|2789
SBUX|STARBUCKS CORP|MAGM|TOR BROKERAGE LLC|7200
SBUX|STARBUCKS CORP|MAXM|Maxim Group LLC|448220
SBUX|STARBUCKS CORP|MBTS|ALLY INVEST SECURITIES LLC|22721
SBUX|STARBUCKS CORP|MCMF|Raymond James Ltd. Cds|36104
SBUX|STARBUCKS CORP|MKMP|MKM Partners LLC|44192
SBUX|STARBUCKS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2129714
SBUX|STARBUCKS CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|17762
SBUX|STARBUCKS CORP|MOTF|MOTIF INVESTING, INC.|186
SBUX|STARBUCKS CORP|MPSG|E D & F Man Capital Markets Inc.|47935
SBUX|STARBUCKS CORP|MRBA|IBN FINANCIAL SERVICES, INC.|333
SBUX|STARBUCKS CORP|MSCO|MORGAN STANLEY & CO. LLC|29549397
SBUX|STARBUCKS CORP|MSPL|MORGAN STANLEY & CO. LLC|3011900
SBUX|STARBUCKS CORP|MSTX|MORGAN STANLEY & CO. LLC|2798300
SBUX|STARBUCKS CORP|MTON|MILLINGTON SECURITIES, INC.|138026
SBUX|STARBUCKS CORP|MZHO|Mizuho Securities USA LLC|40000
SBUX|STARBUCKS CORP|NATL|National Securities Corporation|3877
SBUX|STARBUCKS CORP|NBCS|NBC Securities, INC.|1372
SBUX|STARBUCKS CORP|NEED|Needham & Company, LLC|375
SBUX|STARBUCKS CORP|NEUB|NEUBERGER BERMAN BD LLC|3300
SBUX|STARBUCKS CORP|NFSC|National Financial Services LLC|10876442
SBUX|STARBUCKS CORP|NITE|VIRTU Americas LLC|20388558
SBUX|STARBUCKS CORP|NITP|VIRTU Americas LLC|53866
SBUX|STARBUCKS CORP|NMRA|Nomura Securities International, Inc.|32445
SBUX|STARBUCKS CORP|NQRB|Brut, LLC|288562
SBUX|STARBUCKS CORP|NTRC|Northern Trust Securities, Inc.|17642
SBUX|STARBUCKS CORP|OCEA|OCEAN FINANCIAL SERVICES, LLC|500
SBUX|STARBUCKS CORP|OHOS|TWO SIGMA SECURITIES, LLC|328444
SBUX|STARBUCKS CORP|OLDM|OLD MISSION CAPITAL, LLC|13123
SBUX|STARBUCKS CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|102097
SBUX|STARBUCKS CORP|OPCO|Oppenheimer & Co. Inc.|479202
SBUX|STARBUCKS CORP|PASL|Pershing Advisor Solutions LLC|6820
SBUX|STARBUCKS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13883
SBUX|STARBUCKS CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5804
SBUX|STARBUCKS CORP|PCFF|Pacific International Securities Inc./CDS|320
SBUX|STARBUCKS CORP|PCPT|PHILLIP CAPITAL INC.|5332
SBUX|STARBUCKS CORP|PDQM|CODA MARKETS, INC.|1285117
SBUX|STARBUCKS CORP|PHLY|NASDAQ Execution Services, LLC|137060
SBUX|STARBUCKS CORP|PICT|Pictet Overseas Inc.|23350
SBUX|STARBUCKS CORP|PIPR|Piper Jaffray & Co.|3253
SBUX|STARBUCKS CORP|POIN|PRECISION SECURITIES, LLC (POIN)|13092
SBUX|STARBUCKS CORP|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|13900
SBUX|STARBUCKS CORP|PUMA|Puma Capital, Llc|141726
SBUX|STARBUCKS CORP|PWJC|UBS Financial Services, Inc.|124761
SBUX|STARBUCKS CORP|QMSR|QUATTRO M SECURITIES INC.|28182
SBUX|STARBUCKS CORP|RAJA|Raymond James & Associates, Inc.|598264
SBUX|STARBUCKS CORP|RBCM|RBC CAPITAL MARKETS, LLC|205489
SBUX|STARBUCKS CORP|RDBN|Redburn Partners (USA) LP|3400
SBUX|STARBUCKS CORP|RGLD|Regal Securities, Inc|18550
SBUX|STARBUCKS CORP|RHCO|Suntrust Robinson Humphrey, Inc.|21134
SBUX|STARBUCKS CORP|ROBT|Robotti & Company, LLC|4823
SBUX|STARBUCKS CORP|ROTH|Roth Capital Partners, LLC|800
SBUX|STARBUCKS CORP|SAGL|SAGETRADER, LLC|266175
SBUX|STARBUCKS CORP|SAGW|SAGETRADER, LLC|9586
SBUX|STARBUCKS CORP|SALI|INTL FCSTONE FINANCIAL INC.|17652
SBUX|STARBUCKS CORP|SBSH|Citigroup Global Markets Inc.|10353242
SBUX|STARBUCKS CORP|SEIC|SEI Investments Distribution Co.|21530
SBUX|STARBUCKS CORP|SGMT|GOLDMAN SACHS & CO. LLC|2245221
SBUX|STARBUCKS CORP|SHMR|ABN Amro Clearing LLC|466
SBUX|STARBUCKS CORP|SIBO|Prime Executions, Inc.|9000
SBUX|STARBUCKS CORP|SJLS|TRADE INFORMATICS LLC|5000
SBUX|STARBUCKS CORP|SOGO|Wang Investment Associates, Inc.|10146
SBUX|STARBUCKS CORP|SPDR|SPEEDROUTE LLC|267213
SBUX|STARBUCKS CORP|SPHN|Stephens Inc.|502615
SBUX|STARBUCKS CORP|SPNT|SEVEN POINTS CAPITAL, LLC|20950
SBUX|STARBUCKS CORP|SPTD|MINT GLOBAL MARKETS, INC.|15625
SBUX|STARBUCKS CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|207
SBUX|STARBUCKS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|309303
SBUX|STARBUCKS CORP|STKP|STOCKPILE INVESTMENTS, INC.|3613
SBUX|STARBUCKS CORP|STXG|Stockcross Financial Services, Inc.|4054
SBUX|STARBUCKS CORP|SWIM|TD Ameritrade, Inc.|4664281
SBUX|STARBUCKS CORP|SWST|Hilltop Securities Inc.|69002
SBUX|STARBUCKS CORP|TAGC|TELSEY ADVISORY GROUP LLC|27518
SBUX|STARBUCKS CORP|TDCO|Thompson Davis & Co., Inc.|852
SBUX|STARBUCKS CORP|TDSI|TD Securities (USA) LLC|300
SBUX|STARBUCKS CORP|TITL|TITLEIST ASSET MANAGEMENT, LTD.|40
SBUX|STARBUCKS CORP|TKNG|ALLY INVEST SECURITIES LLC|97183
SBUX|STARBUCKS CORP|TONC|CUTTONE & CO., LLC|3140
SBUX|STARBUCKS CORP|TOUR|TOURMALINE PARTNERS, LLC|200
SBUX|STARBUCKS CORP|TRBT|Tradebot Systems, Inc.|3417025
SBUX|STARBUCKS CORP|TRCM|TRC MARKETS LLC|2532914
SBUX|STARBUCKS CORP|TTUC|CUTTONE & CO., INC.|41910
SBUX|STARBUCKS CORP|TWTT|TASTYWORKS, INC.|7939
SBUX|STARBUCKS CORP|UBSA|UBS SECURITIES LLC|10893537
SBUX|STARBUCKS CORP|UBSS|UBS Securities LLC|17122551
SBUX|STARBUCKS CORP|VALX|VIRTU AMERICAS LLC|264346
SBUX|STARBUCKS CORP|VERT|The Vertical Trading Group, LLC|74424
SBUX|STARBUCKS CORP|VGRD|Vanguard Marketing Corporation|481579
SBUX|STARBUCKS CORP|VIEW|VIEWTRADE SECURITIES LLC|350
SBUX|STARBUCKS CORP|VNDM|Wall Street Access|73447
SBUX|STARBUCKS CORP|VNDS|VANDHAM SECURITIES CORP|90929
SBUX|STARBUCKS CORP|VSIN|Vision Financial Markets Llc|1675
SBUX|STARBUCKS CORP|WABR|Wall Street Access|64973
SBUX|STARBUCKS CORP|WBET|Wallachbeth Capital LLC|1349
SBUX|STARBUCKS CORP|WBLR|WILLIAM BLAIR|160247
SBUX|STARBUCKS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|65188
SBUX|STARBUCKS CORP|WCHV|WELLS FARGO SECURITIES, LLC|2379373
SBUX|STARBUCKS CORP|WDNX|WEEDEN & CO.L.P.|9174
SBUX|STARBUCKS CORP|WEDB|WEDBUSH SECURITIES INC.|822089
SBUX|STARBUCKS CORP|WEED|Weeden & Co.L.P.|50419
SBUX|STARBUCKS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|990028
SBUX|STARBUCKS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|287221
SBUX|STARBUCKS CORP|WFPB|Wells Fargo Securities, LLC.|256
SBUX|STARBUCKS CORP|WGIF|CIBC World Markets Inc.|167927
SBUX|STARBUCKS CORP|WHOT|JUST2TRADE, INC.|245
SBUX|STARBUCKS CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|23940
SBUX|STARBUCKS CORP|WORD|Worden Capital Management LLC|1542
SBUX|STARBUCKS CORP|WSAG|WALL STREET ACCESS|350
SBUX|STARBUCKS CORP|WSEA|WOLVERINE SECURITIES, LLC|287270
SBUX|STARBUCKS CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|700
SBUX|STARBUCKS CORP|XIST|INSTINET, LLC|257584
SBUX|STARBUCKS CORP|XPQR|Jump Trading|7600
SBUX|STARBUCKS CORP|XPUS|XP SECURITIES, LLC|25296
SBUX|STARBUCKS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3873902
SBUX|STARBUCKS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|114466
SBUX|STARBUCKS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|197937
SC|SANTANDER CONSUMER|ALTX|Alternet Securities Inc.|37237
SC|SANTANDER CONSUMER|APCC|Apex Clearing Corporation|3403
SC|SANTANDER CONSUMER|AQUA|AQUA SECURITIES L.P.|5000
SC|SANTANDER CONSUMER|BARD|Robert W. Baird & Co. Incorporated|924
SC|SANTANDER CONSUMER|BATM|CBOE TRADING, INC.|15261
SC|SANTANDER CONSUMER|BAYC|BAY CREST PARTNERS, LLC|920
SC|SANTANDER CONSUMER|BAYT|BTIG, LLC|28351
SC|SANTANDER CONSUMER|BERN|Sanford C. Bernstein & Co., LLC|100500
SC|SANTANDER CONSUMER|BIDS|BIDS TRADING L.P.|118500
SC|SANTANDER CONSUMER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6841
SC|SANTANDER CONSUMER|BLKX|INSTINET, LLC|316060
SC|SANTANDER CONSUMER|BMOC|BMO Capital Markets Corp.|218016
SC|SANTANDER CONSUMER|BNPX|BNP PARIBAS SECURITIES CORP.|5829
SC|SANTANDER CONSUMER|BTIG|BTIG, LLC|621496
SC|SANTANDER CONSUMER|BYXM|CBOE TRADING, INC.|1569
SC|SANTANDER CONSUMER|BZYD|GOLDMAN SACHS & CO. LLC|7083
SC|SANTANDER CONSUMER|CBLC|CITIGROUP GLOBAL MARKETS INC.|68600
SC|SANTANDER CONSUMER|CHAS|Charles Schwab & Co., Inc.|175
SC|SANTANDER CONSUMER|CIST|Capital Institutional Services, Inc.|8506
SC|SANTANDER CONSUMER|CMPT|Compass Point Research & Trading, LLC|16500
SC|SANTANDER CONSUMER|CNFR|Cowen Prime Services LLC|6000
SC|SANTANDER CONSUMER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|297132
SC|SANTANDER CONSUMER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|999
SC|SANTANDER CONSUMER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14618
SC|SANTANDER CONSUMER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1964048
SC|SANTANDER CONSUMER|CTDL|Citadel Derivatives Group Llc|5761
SC|SANTANDER CONSUMER|CTLR|CUTLER GROUP, LP|2070
SC|SANTANDER CONSUMER|CXCX|CITIGROUP GLOBAL MARKETS INC.|143758
SC|SANTANDER CONSUMER|DBAB|Deutsche Bank Securities Inc.|640520
SC|SANTANDER CONSUMER|DBAX|Deutsche Bank Securities Inc.|1082400
SC|SANTANDER CONSUMER|DBUL|Deutsche Bank Securities Inc.|2333
SC|SANTANDER CONSUMER|DCHF|Dart Executions, LLC|214
SC|SANTANDER CONSUMER|DEAN|MORGAN STANLEY|16092
SC|SANTANDER CONSUMER|DEGS|RONIN PROFESSIONAL LLC|2850
SC|SANTANDER CONSUMER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
SC|SANTANDER CONSUMER|EBXL|EBX LLC|564200
SC|SANTANDER CONSUMER|ECUT|CONVERGEX EXECUTION SOLUTIONS|51793
SC|SANTANDER CONSUMER|EDJO|Edward D. Jones & Co., L.P.|104
SC|SANTANDER CONSUMER|EGAM|CBOE TRADING, INC.|33503
SC|SANTANDER CONSUMER|EGAW|CBOE TRADING, INC.|545
SC|SANTANDER CONSUMER|EGXM|CBOE TRADING, INC.|24258
SC|SANTANDER CONSUMER|ELEV|ELEVATION, LLC|3000
SC|SANTANDER CONSUMER|ETBE|Electronic Transaction Clearing, Inc.|28698
SC|SANTANDER CONSUMER|ETCC|Electronic Transaction Clearing, Inc.|80
SC|SANTANDER CONSUMER|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
SC|SANTANDER CONSUMER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7652
SC|SANTANDER CONSUMER|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SC|SANTANDER CONSUMER|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1014
SC|SANTANDER CONSUMER|ETRS|E*Trade Securities LLC|56412
SC|SANTANDER CONSUMER|FILL|Tradestation Securities, Inc.|1004
SC|SANTANDER CONSUMER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3496
SC|SANTANDER CONSUMER|FQLS|Quantlab Securities LP|410381
SC|SANTANDER CONSUMER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|172893
SC|SANTANDER CONSUMER|FTBR|Foliofn Investments, Inc.|11280
SC|SANTANDER CONSUMER|GARC|ICAP Corporates LLC|40100
SC|SANTANDER CONSUMER|GEBB|GLOBAL EXECUTION BROKERS, LP|43600
SC|SANTANDER CONSUMER|GLIS|TD Securities Inc|60
SC|SANTANDER CONSUMER|GLPX|ACS EXECUTION SERVICES, LLC|66961
SC|SANTANDER CONSUMER|GSCO|GOLDMAN SACHS & CO. LLC|1984035
SC|SANTANDER CONSUMER|GSCS|GOLDMAN SACHS & CO. LLC|368866
SC|SANTANDER CONSUMER|GSLT|GOLDMAN SACHS & CO. LLC|25089
SC|SANTANDER CONSUMER|GTSZ|GTS SECURITIES LLC|117490
SC|SANTANDER CONSUMER|HRBF|American Enterprise Investment Services Inc.|300
SC|SANTANDER CONSUMER|IATS|INTERACTIVE BROKERS LLC|21364
SC|SANTANDER CONSUMER|IBKR|Interactive Brokers Llc|40652
SC|SANTANDER CONSUMER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4633
SC|SANTANDER CONSUMER|ICBX|INSTINET, LLC|183520
SC|SANTANDER CONSUMER|INCA|INSTINET, LLC|327581
SC|SANTANDER CONSUMER|INJX|INSTINET, LLC|4052
SC|SANTANDER CONSUMER|ITGI|ITG Inc.|172695
SC|SANTANDER CONSUMER|ITGP|ITG INC.|502600
SC|SANTANDER CONSUMER|JANY|Janney Montgomery Scott Inc.|850
SC|SANTANDER CONSUMER|JEFF|JEFFERIES LLC|493034
SC|SANTANDER CONSUMER|JMPT|JUMP TRADING, LLC|108329
SC|SANTANDER CONSUMER|JPBX|J.P. MORGAN SECURITIES LLC|308333
SC|SANTANDER CONSUMER|JPMX|J.P. Morgan Securities LLC|2238637
SC|SANTANDER CONSUMER|JSJX|JANE STREET CAPITAL LLC|10421
SC|SANTANDER CONSUMER|JSSF|JMP Securities LLC|13777
SC|SANTANDER CONSUMER|KBWI|Keefe, Bruyette & Woods, Inc.|346450
SC|SANTANDER CONSUMER|KCGM|VIRTU Americas LLC|171240
SC|SANTANDER CONSUMER|KRSH|Kershner Securities, LLC|3518
SC|SANTANDER CONSUMER|LEHM|Barclays Capital Inc./Le|1696568
SC|SANTANDER CONSUMER|LIME|Lime Brokerage LLC|30870
SC|SANTANDER CONSUMER|LOOP|Loop Capital Markets LLC|50240
SC|SANTANDER CONSUMER|LQNA|LIQUIDNET, INC.|441400
SC|SANTANDER CONSUMER|LSCI|Lek Securities Corporation|126
SC|SANTANDER CONSUMER|MACQ|Macquarie Capital (USA) Inc.|5920
SC|SANTANDER CONSUMER|MAXM|Maxim Group LLC|9801
SC|SANTANDER CONSUMER|MKMP|MKM Partners LLC|67500
SC|SANTANDER CONSUMER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|786980
SC|SANTANDER CONSUMER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|509
SC|SANTANDER CONSUMER|MPSG|E D & F Man Capital Markets Inc.|6107
SC|SANTANDER CONSUMER|MSCO|MORGAN STANLEY & CO. LLC|2760396
SC|SANTANDER CONSUMER|MSPL|MORGAN STANLEY & CO. LLC|1518300
SC|SANTANDER CONSUMER|MSTX|MORGAN STANLEY & CO. LLC|650700
SC|SANTANDER CONSUMER|MTON|MILLINGTON SECURITIES, INC.|18079
SC|SANTANDER CONSUMER|MZHO|Mizuho Securities USA LLC|63700
SC|SANTANDER CONSUMER|NEUB|NEUBERGER BERMAN BD LLC|221
SC|SANTANDER CONSUMER|NFSC|National Financial Services LLC|184405
SC|SANTANDER CONSUMER|NITE|VIRTU Americas LLC|750757
SC|SANTANDER CONSUMER|NITP|VIRTU Americas LLC|4156
SC|SANTANDER CONSUMER|NQRB|Brut, LLC|50111
SC|SANTANDER CONSUMER|NTBF|BMO Nesbitt Burns Inc./CDS|7909
SC|SANTANDER CONSUMER|ONEL|O'NEIL SECURITIES, INCORPORATED|200
SC|SANTANDER CONSUMER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
SC|SANTANDER CONSUMER|PDQM|CODA MARKETS, INC.|48499
SC|SANTANDER CONSUMER|PHLY|NASDAQ Execution Services, LLC|400
SC|SANTANDER CONSUMER|PREC|PRECISION SECURITIES, LLC|4200
SC|SANTANDER CONSUMER|RBCM|RBC CAPITAL MARKETS, LLC|158
SC|SANTANDER CONSUMER|RGLD|Regal Securities, Inc|200
SC|SANTANDER CONSUMER|SAGL|SAGETRADER, LLC|229901
SC|SANTANDER CONSUMER|SAGW|SAGETRADER, LLC|607
SC|SANTANDER CONSUMER|SBSH|Citigroup Global Markets Inc.|421155
SC|SANTANDER CONSUMER|SGMT|GOLDMAN SACHS & CO. LLC|622601
SC|SANTANDER CONSUMER|SPDR|SPEEDROUTE LLC|15931
SC|SANTANDER CONSUMER|SPHN|Stephens Inc.|129130
SC|SANTANDER CONSUMER|STFL|Stifel, Nicolaus & Company, Incorporated|9000
SC|SANTANDER CONSUMER|STKP|STOCKPILE INVESTMENTS, INC.|10
SC|SANTANDER CONSUMER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9262
SC|SANTANDER CONSUMER|SWIM|TD Ameritrade, Inc.|38265
SC|SANTANDER CONSUMER|TKNG|ALLY INVEST SECURITIES LLC|25014
SC|SANTANDER CONSUMER|TRBT|Tradebot Systems, Inc.|389398
SC|SANTANDER CONSUMER|TRCM|TRC MARKETS LLC|161550
SC|SANTANDER CONSUMER|TWTT|TASTYWORKS, INC.|300
SC|SANTANDER CONSUMER|UBSA|UBS SECURITIES LLC|1694820
SC|SANTANDER CONSUMER|UBSS|UBS Securities LLC|1556226
SC|SANTANDER CONSUMER|VALX|VIRTU AMERICAS LLC|45359
SC|SANTANDER CONSUMER|VGRD|Vanguard Marketing Corporation|3851
SC|SANTANDER CONSUMER|WABR|Wall Street Access|27778
SC|SANTANDER CONSUMER|WBPX|SUMMIT SECURITIES GROUP, LLC|16885
SC|SANTANDER CONSUMER|WCHV|WELLS FARGO SECURITIES, LLC|452520
SC|SANTANDER CONSUMER|WEDB|WEDBUSH SECURITIES INC.|847
SC|SANTANDER CONSUMER|WEED|Weeden & Co.L.P.|1023
SC|SANTANDER CONSUMER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16448
SC|SANTANDER CONSUMER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|87827
SC|SANTANDER CONSUMER|WOLF|Wolfe Trahan Securities|1900
SC|SANTANDER CONSUMER|WSEA|WOLVERINE SECURITIES, LLC|28325
SC|SANTANDER CONSUMER|XIST|INSTINET, LLC|210040
SC|SANTANDER CONSUMER|XPQR|Jump Trading|655
SC|SANTANDER CONSUMER|XSTM|NATIONAL FINANCIAL SERVICES LLC|129874
SC|SANTANDER CONSUMER|YKNA|COMHAR CAPITAL MARKETS, LLC|3151
SC|SANTANDER CONSUMER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6757
SCA|STELLUS CAP 5.75 NT|ACPL|American Capital Partners, LLC|23640
SCA|STELLUS CAP 5.75 NT|BBNT|BB&T SECURITIES, LLC|1000
SCA|STELLUS CAP 5.75 NT|CANT|Cantor Fitzgerald & Co.|28180
SCA|STELLUS CAP 5.75 NT|EGXM|CBOE TRADING, INC.|800
SCA|STELLUS CAP 5.75 NT|GSLT|GOLDMAN SACHS & CO. LLC|100
SCA|STELLUS CAP 5.75 NT|IATS|INTERACTIVE BROKERS LLC|1400
SCA|STELLUS CAP 5.75 NT|IBKR|Interactive Brokers Llc|1000
SCA|STELLUS CAP 5.75 NT|JANY|Janney Montgomery Scott Inc.|2505
SCA|STELLUS CAP 5.75 NT|LIME|Lime Brokerage LLC|300
SCA|STELLUS CAP 5.75 NT|MSCO|MORGAN STANLEY & CO. LLC|6176
SCA|STELLUS CAP 5.75 NT|NFSC|National Financial Services LLC|417
SCA|STELLUS CAP 5.75 NT|NITE|VIRTU Americas LLC|7112
SCA|STELLUS CAP 5.75 NT|OPCO|Oppenheimer & Co. Inc.|4240
SCA|STELLUS CAP 5.75 NT|RBCM|RBC CAPITAL MARKETS, LLC|290
SCA|STELLUS CAP 5.75 NT|STFL|Stifel, Nicolaus & Company, Incorporated|3495
SCA|STELLUS CAP 5.75 NT|UBSS|UBS Securities LLC|1135
SCA|STELLUS CAP 5.75 NT|WCHV|WELLS FARGO SECURITIES, LLC|401
SCA|STELLUS CAP 5.75 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|380
SCAC|SABAN CAP ACQ ORD A|BTIG|BTIG, LLC|25000
SCAC|SABAN CAP ACQ ORD A|GSCO|GOLDMAN SACHS & CO. LLC|13100
SCAC|SABAN CAP ACQ ORD A|INCA|INSTINET, LLC|16100
SCAC|SABAN CAP ACQ ORD A|ITGI|ITG Inc.|800
SCAC|SABAN CAP ACQ ORD A|JEFF|JEFFERIES LLC|2000
SCAC|SABAN CAP ACQ ORD A|LIME|Lime Brokerage LLC|300
SCAC|SABAN CAP ACQ ORD A|MITR|GMP SECURITIES, LLC|9900
SCAC|SABAN CAP ACQ ORD A|MPSG|E D & F Man Capital Markets Inc.|99796
SCAC|SABAN CAP ACQ ORD A|MSCO|MORGAN STANLEY & CO. LLC|6400
SCAC|SABAN CAP ACQ ORD A|NITE|VIRTU Americas LLC|3300
SCAC|SABAN CAP ACQ ORD A|NQRB|Brut, LLC|3900
SCAC|SABAN CAP ACQ ORD A|UBSS|UBS Securities LLC|20000
SCACU|SABAN CAPITAL ACQ UN|APCC|Apex Clearing Corporation|10
SCACU|SABAN CAPITAL ACQ UN|FBCO|Credit Suisse Securities (USA) LLC|20
SCACU|SABAN CAPITAL ACQ UN|GLIS|TD Securities Inc|100
SCACU|SABAN CAPITAL ACQ UN|GSCO|GOLDMAN SACHS & CO. LLC|2
SCACU|SABAN CAPITAL ACQ UN|IBKR|Interactive Brokers Llc|613
SCACU|SABAN CAPITAL ACQ UN|LIME|Lime Brokerage LLC|143
SCACU|SABAN CAPITAL ACQ UN|MITR|GMP SECURITIES, LLC|50000
SCACU|SABAN CAPITAL ACQ UN|MSCO|MORGAN STANLEY & CO. LLC|5000
SCACU|SABAN CAPITAL ACQ UN|NFSC|National Financial Services LLC|200
SCACU|SABAN CAPITAL ACQ UN|NITE|VIRTU Americas LLC|2
SCACW|SABAN CAPITAL ACQ WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SCACW|SABAN CAPITAL ACQ WT|ETRS|E*Trade Securities LLC|3100
SCACW|SABAN CAPITAL ACQ WT|GSCO|GOLDMAN SACHS & CO. LLC|33800
SCACW|SABAN CAPITAL ACQ WT|GSCS|GOLDMAN SACHS & CO. LLC|840
SCACW|SABAN CAPITAL ACQ WT|IBKR|Interactive Brokers Llc|6487
SCACW|SABAN CAPITAL ACQ WT|ITGI|ITG Inc.|10000
SCACW|SABAN CAPITAL ACQ WT|LIME|Lime Brokerage LLC|300
SCACW|SABAN CAPITAL ACQ WT|NFSC|National Financial Services LLC|5800
SCACW|SABAN CAPITAL ACQ WT|NITE|VIRTU Americas LLC|1200
SCACW|SABAN CAPITAL ACQ WT|UBSS|UBS Securities LLC|1200
SCAP|ADVISORSHARES CORNER|ETRS|E*Trade Securities LLC|121
SCAP|ADVISORSHARES CORNER|FTBR|Foliofn Investments, Inc.|1
SCAP|ADVISORSHARES CORNER|JSEB|JANE STREET EXECUTION SERVICES, LLC|1325
SCAP|ADVISORSHARES CORNER|JSJX|JANE STREET CAPITAL LLC|100
SCAP|ADVISORSHARES CORNER|MSCO|MORGAN STANLEY & CO. LLC|1
SCAP|ADVISORSHARES CORNER|NFSC|National Financial Services LLC|73
SCAP|ADVISORSHARES CORNER|NITE|VIRTU Americas LLC|207
SCAP|ADVISORSHARES CORNER|UBSS|UBS Securities LLC|292
SCAP|ADVISORSHARES CORNER|VSIN|Vision Financial Markets Llc|16
SCAP|ADVISORSHARES CORNER|WSEA|WOLVERINE SECURITIES, LLC|2
SCAP|ADVISORSHARES CORNER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
SCC|ULTRASHORT CONSUMER|BATM|CBOE TRADING, INC.|296
SCC|ULTRASHORT CONSUMER|IBKR|Interactive Brokers Llc|25
SCC|ULTRASHORT CONSUMER|NFSC|National Financial Services LLC|1353
SCC|ULTRASHORT CONSUMER|NITE|VIRTU Americas LLC|1734
SCC|ULTRASHORT CONSUMER|SWIM|TD Ameritrade, Inc.|800
SCC|ULTRASHORT CONSUMER|UBSA|UBS SECURITIES LLC|25
SCC|ULTRASHORT CONSUMER|VGRD|Vanguard Marketing Corporation|256
SCC|ULTRASHORT CONSUMER|WSEA|WOLVERINE SECURITIES, LLC|3
SCCO|SOUTHERN COPPER CORP|ALTX|Alternet Securities Inc.|23180
SCCO|SOUTHERN COPPER CORP|ANOS|ABEL/NOSER, L.L.C.|26700
SCCO|SOUTHERN COPPER CORP|APCC|Apex Clearing Corporation|862
SCCO|SOUTHERN COPPER CORP|BANK|Primevest Financial Services, Inc.|14
SCCO|SOUTHERN COPPER CORP|BAQP|BURKE & QUICK PARTNERS LLC|1450
SCCO|SOUTHERN COPPER CORP|BARD|Robert W. Baird & Co. Incorporated|651
SCCO|SOUTHERN COPPER CORP|BATM|CBOE TRADING, INC.|11804
SCCO|SOUTHERN COPPER CORP|BBNT|BB&T SECURITIES, LLC|20
SCCO|SOUTHERN COPPER CORP|BERN|Sanford C. Bernstein & Co., LLC|100969
SCCO|SOUTHERN COPPER CORP|BIDS|BIDS TRADING L.P.|200
SCCO|SOUTHERN COPPER CORP|BIMI|Banca IMI Securities Corp.|250
SCCO|SOUTHERN COPPER CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12021
SCCO|SOUTHERN COPPER CORP|BNPX|BNP PARIBAS SECURITIES CORP.|141232
SCCO|SOUTHERN COPPER CORP|BTIG|BTIG, LLC|58614
SCCO|SOUTHERN COPPER CORP|BYXM|CBOE TRADING, INC.|1816
SCCO|SOUTHERN COPPER CORP|BZYD|GOLDMAN SACHS & CO. LLC|66
SCCO|SOUTHERN COPPER CORP|CANT|Cantor Fitzgerald & Co.|400
SCCO|SOUTHERN COPPER CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|144000
SCCO|SOUTHERN COPPER CORP|CHAS|Charles Schwab & Co., Inc.|1288
SCCO|SOUTHERN COPPER CORP|CICF|Canaccord Genuity Corp.|4154
SCCO|SOUTHERN COPPER CORP|CIST|Capital Institutional Services, Inc.|76
SCCO|SOUTHERN COPPER CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44690
SCCO|SOUTHERN COPPER CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4499
SCCO|SOUTHERN COPPER CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1205
SCCO|SOUTHERN COPPER CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|389556
SCCO|SOUTHERN COPPER CORP|CTDL|Citadel Derivatives Group Llc|14476
SCCO|SOUTHERN COPPER CORP|CTLR|CUTLER GROUP, LP|1800
SCCO|SOUTHERN COPPER CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|24428
SCCO|SOUTHERN COPPER CORP|DADA|D.A. Davidson & Co.|704
SCCO|SOUTHERN COPPER CORP|DBAB|Deutsche Bank Securities Inc.|334569
SCCO|SOUTHERN COPPER CORP|DBAX|Deutsche Bank Securities Inc.|187700
SCCO|SOUTHERN COPPER CORP|DBUL|Deutsche Bank Securities Inc.|21904
SCCO|SOUTHERN COPPER CORP|DCHF|Dart Executions, LLC|447
SCCO|SOUTHERN COPPER CORP|DEAN|MORGAN STANLEY|3266
SCCO|SOUTHERN COPPER CORP|DEGS|RONIN PROFESSIONAL LLC|300
SCCO|SOUTHERN COPPER CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36029
SCCO|SOUTHERN COPPER CORP|EBXL|EBX LLC|140000
SCCO|SOUTHERN COPPER CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2902
SCCO|SOUTHERN COPPER CORP|EDJO|Edward D. Jones & Co., L.P.|1210
SCCO|SOUTHERN COPPER CORP|EGAM|CBOE TRADING, INC.|12717
SCCO|SOUTHERN COPPER CORP|EGAW|CBOE TRADING, INC.|229
SCCO|SOUTHERN COPPER CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1466
SCCO|SOUTHERN COPPER CORP|EGXM|CBOE TRADING, INC.|3506
SCCO|SOUTHERN COPPER CORP|ELEV|ELEVATION, LLC|8517
SCCO|SOUTHERN COPPER CORP|ETBE|Electronic Transaction Clearing, Inc.|18249
SCCO|SOUTHERN COPPER CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22020
SCCO|SOUTHERN COPPER CORP|ETRS|E*Trade Securities LLC|25799
SCCO|SOUTHERN COPPER CORP|FBSB|U.S. Bancorp Investments, Inc.|69
SCCO|SOUTHERN COPPER CORP|FCST|INTL FCSTONE FINANCIAL INC.|200
SCCO|SOUTHERN COPPER CORP|FILL|Tradestation Securities, Inc.|1289
SCCO|SOUTHERN COPPER CORP|FMAF|NBCN Inc./ CDS|866
SCCO|SOUTHERN COPPER CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5013
SCCO|SOUTHERN COPPER CORP|FQLS|Quantlab Securities LP|439148
SCCO|SOUTHERN COPPER CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64749
SCCO|SOUTHERN COPPER CORP|FTBR|Foliofn Investments, Inc.|5717
SCCO|SOUTHERN COPPER CORP|GARC|ICAP Corporates LLC|5844
SCCO|SOUTHERN COPPER CORP|GBMT|GBM International, Inc.|12400
SCCO|SOUTHERN COPPER CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1065
SCCO|SOUTHERN COPPER CORP|GLIS|TD Securities Inc|952
SCCO|SOUTHERN COPPER CORP|GLPX|ACS EXECUTION SERVICES, LLC|21513
SCCO|SOUTHERN COPPER CORP|GSCO|GOLDMAN SACHS & CO. LLC|681151
SCCO|SOUTHERN COPPER CORP|GSCS|GOLDMAN SACHS & CO. LLC|5652
SCCO|SOUTHERN COPPER CORP|GSLT|GOLDMAN SACHS & CO. LLC|8817
SCCO|SOUTHERN COPPER CORP|GTSZ|GTS SECURITIES LLC|91807
SCCO|SOUTHERN COPPER CORP|HRBF|American Enterprise Investment Services Inc.|182099
SCCO|SOUTHERN COPPER CORP|HSBC|HSBC Securities, Inc.|107772
SCCO|SOUTHERN COPPER CORP|IATS|INTERACTIVE BROKERS LLC|16211
SCCO|SOUTHERN COPPER CORP|IBKR|Interactive Brokers Llc|19896
SCCO|SOUTHERN COPPER CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1296
SCCO|SOUTHERN COPPER CORP|ICBX|INSTINET, LLC|43513
SCCO|SOUTHERN COPPER CORP|INCA|INSTINET, LLC|352918
SCCO|SOUTHERN COPPER CORP|INJX|INSTINET, LLC|13757
SCCO|SOUTHERN COPPER CORP|ITGI|ITG Inc.|26391
SCCO|SOUTHERN COPPER CORP|ITGP|ITG INC.|68800
SCCO|SOUTHERN COPPER CORP|JANY|Janney Montgomery Scott Inc.|250
SCCO|SOUTHERN COPPER CORP|JEFF|JEFFERIES LLC|676071
SCCO|SOUTHERN COPPER CORP|JMPT|JUMP TRADING, LLC|77226
SCCO|SOUTHERN COPPER CORP|JPBX|J.P. MORGAN SECURITIES LLC|93497
SCCO|SOUTHERN COPPER CORP|JPMX|J.P. Morgan Securities LLC|355141
SCCO|SOUTHERN COPPER CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|48331
SCCO|SOUTHERN COPPER CORP|JSJX|JANE STREET CAPITAL LLC|22936
SCCO|SOUTHERN COPPER CORP|KCGM|VIRTU Americas LLC|21341
SCCO|SOUTHERN COPPER CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|300
SCCO|SOUTHERN COPPER CORP|LEHM|Barclays Capital Inc./Le|750733
SCCO|SOUTHERN COPPER CORP|LIME|Lime Brokerage LLC|89618
SCCO|SOUTHERN COPPER CORP|LOOP|Loop Capital Markets LLC|1971
SCCO|SOUTHERN COPPER CORP|LQNA|LIQUIDNET, INC.|604900
SCCO|SOUTHERN COPPER CORP|LSCI|Lek Securities Corporation|490
SCCO|SOUTHERN COPPER CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SCCO|SOUTHERN COPPER CORP|MAXM|Maxim Group LLC|1100
SCCO|SOUTHERN COPPER CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|117190
SCCO|SOUTHERN COPPER CORP|MOTF|MOTIF INVESTING, INC.|16
SCCO|SOUTHERN COPPER CORP|MSCO|MORGAN STANLEY & CO. LLC|1283002
SCCO|SOUTHERN COPPER CORP|MSPL|MORGAN STANLEY & CO. LLC|409100
SCCO|SOUTHERN COPPER CORP|MSTX|MORGAN STANLEY & CO. LLC|210000
SCCO|SOUTHERN COPPER CORP|NATL|National Securities Corporation|1700
SCCO|SOUTHERN COPPER CORP|NBCS|NBC Securities, INC.|200
SCCO|SOUTHERN COPPER CORP|NEED|Needham & Company, LLC|345
SCCO|SOUTHERN COPPER CORP|NFSC|National Financial Services LLC|159306
SCCO|SOUTHERN COPPER CORP|NITE|VIRTU Americas LLC|443907
SCCO|SOUTHERN COPPER CORP|NITP|VIRTU Americas LLC|610
SCCO|SOUTHERN COPPER CORP|NQRB|Brut, LLC|8739
SCCO|SOUTHERN COPPER CORP|NTBF|BMO Nesbitt Burns Inc./CDS|100
SCCO|SOUTHERN COPPER CORP|NTRC|Northern Trust Securities, Inc.|3165
SCCO|SOUTHERN COPPER CORP|OHOS|TWO SIGMA SECURITIES, LLC|66584
SCCO|SOUTHERN COPPER CORP|OPCO|Oppenheimer & Co. Inc.|1
SCCO|SOUTHERN COPPER CORP|PDQM|CODA MARKETS, INC.|19044
SCCO|SOUTHERN COPPER CORP|PWJC|UBS Financial Services, Inc.|1681
SCCO|SOUTHERN COPPER CORP|RBCM|RBC CAPITAL MARKETS, LLC|2948
SCCO|SOUTHERN COPPER CORP|SAGL|SAGETRADER, LLC|9431
SCCO|SOUTHERN COPPER CORP|SALI|INTL FCSTONE FINANCIAL INC.|1099
SCCO|SOUTHERN COPPER CORP|SBRX|MURIEL SIEBERT & CO INC|200
SCCO|SOUTHERN COPPER CORP|SBSH|Citigroup Global Markets Inc.|145320
SCCO|SOUTHERN COPPER CORP|SCMC|Scotia Capital Markets (USA) Inc.|700
SCCO|SOUTHERN COPPER CORP|SGMT|GOLDMAN SACHS & CO. LLC|127421
SCCO|SOUTHERN COPPER CORP|SPDR|SPEEDROUTE LLC|5299
SCCO|SOUTHERN COPPER CORP|SPHN|Stephens Inc.|1168
SCCO|SOUTHERN COPPER CORP|SPTD|MINT GLOBAL MARKETS, INC.|4300
SCCO|SOUTHERN COPPER CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|24800
SCCO|SOUTHERN COPPER CORP|STFL|Stifel, Nicolaus & Company, Incorporated|7124
SCCO|SOUTHERN COPPER CORP|STKP|STOCKPILE INVESTMENTS, INC.|42
SCCO|SOUTHERN COPPER CORP|STRS|STRATEGAS RESEARCH PARTNERS|5600
SCCO|SOUTHERN COPPER CORP|STXG|Stockcross Financial Services, Inc.|20
SCCO|SOUTHERN COPPER CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4256
SCCO|SOUTHERN COPPER CORP|SWIM|TD Ameritrade, Inc.|189698
SCCO|SOUTHERN COPPER CORP|SWST|Hilltop Securities Inc.|520
SCCO|SOUTHERN COPPER CORP|TKNG|ALLY INVEST SECURITIES LLC|732
SCCO|SOUTHERN COPPER CORP|TRBT|Tradebot Systems, Inc.|237399
SCCO|SOUTHERN COPPER CORP|TRCM|TRC MARKETS LLC|118190
SCCO|SOUTHERN COPPER CORP|TWTT|TASTYWORKS, INC.|50
SCCO|SOUTHERN COPPER CORP|UBSA|UBS SECURITIES LLC|537577
SCCO|SOUTHERN COPPER CORP|UBSS|UBS Securities LLC|931624
SCCO|SOUTHERN COPPER CORP|USCA|USCA Securities LLC|1300
SCCO|SOUTHERN COPPER CORP|VALX|VIRTU AMERICAS LLC|6911
SCCO|SOUTHERN COPPER CORP|VGRD|Vanguard Marketing Corporation|8491
SCCO|SOUTHERN COPPER CORP|VNDS|VANDHAM SECURITIES CORP|19242
SCCO|SOUTHERN COPPER CORP|WABR|Wall Street Access|14299
SCCO|SOUTHERN COPPER CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|971
SCCO|SOUTHERN COPPER CORP|WCHV|WELLS FARGO SECURITIES, LLC|70735
SCCO|SOUTHERN COPPER CORP|WEDB|WEDBUSH SECURITIES INC.|656
SCCO|SOUTHERN COPPER CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2596
SCCO|SOUTHERN COPPER CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7389
SCCO|SOUTHERN COPPER CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|31
SCCO|SOUTHERN COPPER CORP|WORD|Worden Capital Management LLC|550
SCCO|SOUTHERN COPPER CORP|WSAG|WALL STREET ACCESS|458
SCCO|SOUTHERN COPPER CORP|WSEA|WOLVERINE SECURITIES, LLC|2576
SCCO|SOUTHERN COPPER CORP|XIST|INSTINET, LLC|174066
SCCO|SOUTHERN COPPER CORP|XPUS|XP SECURITIES, LLC|13270
SCCO|SOUTHERN COPPER CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|31840
SCCO|SOUTHERN COPPER CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
SCCO|SOUTHERN COPPER CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8056
SCD|LMP CAPITAL AND INCO|ALTX|Alternet Securities Inc.|375
SCD|LMP CAPITAL AND INCO|APCC|Apex Clearing Corporation|15
SCD|LMP CAPITAL AND INCO|BARD|Robert W. Baird & Co. Incorporated|628
SCD|LMP CAPITAL AND INCO|BATM|CBOE TRADING, INC.|318
SCD|LMP CAPITAL AND INCO|BERN|Sanford C. Bernstein & Co., LLC|330
SCD|LMP CAPITAL AND INCO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|180
SCD|LMP CAPITAL AND INCO|BTIG|BTIG, LLC|2129
SCD|LMP CAPITAL AND INCO|CANT|Cantor Fitzgerald & Co.|340
SCD|LMP CAPITAL AND INCO|CHAS|Charles Schwab & Co., Inc.|4
SCD|LMP CAPITAL AND INCO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10025
SCD|LMP CAPITAL AND INCO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
SCD|LMP CAPITAL AND INCO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5458
SCD|LMP CAPITAL AND INCO|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
SCD|LMP CAPITAL AND INCO|DADA|D.A. Davidson & Co.|1367
SCD|LMP CAPITAL AND INCO|DBAX|Deutsche Bank Securities Inc.|3400
SCD|LMP CAPITAL AND INCO|DEAN|MORGAN STANLEY|11875
SCD|LMP CAPITAL AND INCO|DEGS|RONIN PROFESSIONAL LLC|1000
SCD|LMP CAPITAL AND INCO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7017
SCD|LMP CAPITAL AND INCO|EBXL|EBX LLC|4600
SCD|LMP CAPITAL AND INCO|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
SCD|LMP CAPITAL AND INCO|EDJO|Edward D. Jones & Co., L.P.|310
SCD|LMP CAPITAL AND INCO|EGXM|CBOE TRADING, INC.|1234
SCD|LMP CAPITAL AND INCO|ESPO|ESPOSITO SECURITIES, LLC|902
SCD|LMP CAPITAL AND INCO|ETRS|E*Trade Securities LLC|8834
SCD|LMP CAPITAL AND INCO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4064
SCD|LMP CAPITAL AND INCO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5907
SCD|LMP CAPITAL AND INCO|FTBR|Foliofn Investments, Inc.|189
SCD|LMP CAPITAL AND INCO|GLPX|ACS EXECUTION SERVICES, LLC|42
SCD|LMP CAPITAL AND INCO|GSCO|GOLDMAN SACHS & CO. LLC|700
SCD|LMP CAPITAL AND INCO|GSCS|GOLDMAN SACHS & CO. LLC|300
SCD|LMP CAPITAL AND INCO|GTSZ|GTS SECURITIES LLC|612
SCD|LMP CAPITAL AND INCO|HRBF|American Enterprise Investment Services Inc.|13106
SCD|LMP CAPITAL AND INCO|IATS|INTERACTIVE BROKERS LLC|800
SCD|LMP CAPITAL AND INCO|IBKR|Interactive Brokers Llc|8219
SCD|LMP CAPITAL AND INCO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|940
SCD|LMP CAPITAL AND INCO|ICBX|INSTINET, LLC|2929
SCD|LMP CAPITAL AND INCO|INCA|INSTINET, LLC|4719
SCD|LMP CAPITAL AND INCO|ITGI|ITG Inc.|4551
SCD|LMP CAPITAL AND INCO|ITGP|ITG INC.|4200
SCD|LMP CAPITAL AND INCO|JPMX|J.P. Morgan Securities LLC|2600
SCD|LMP CAPITAL AND INCO|KCGM|VIRTU Americas LLC|2775
SCD|LMP CAPITAL AND INCO|LEHM|Barclays Capital Inc./Le|2700
SCD|LMP CAPITAL AND INCO|LIME|Lime Brokerage LLC|343
SCD|LMP CAPITAL AND INCO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
SCD|LMP CAPITAL AND INCO|MSCO|MORGAN STANLEY & CO. LLC|38478
SCD|LMP CAPITAL AND INCO|MSPL|MORGAN STANLEY & CO. LLC|300
SCD|LMP CAPITAL AND INCO|NFSC|National Financial Services LLC|23368
SCD|LMP CAPITAL AND INCO|NITE|VIRTU Americas LLC|116366
SCD|LMP CAPITAL AND INCO|NQRB|Brut, LLC|478
SCD|LMP CAPITAL AND INCO|OPCO|Oppenheimer & Co. Inc.|12533
SCD|LMP CAPITAL AND INCO|PDQM|CODA MARKETS, INC.|46
SCD|LMP CAPITAL AND INCO|PWJC|UBS Financial Services, Inc.|874
SCD|LMP CAPITAL AND INCO|RBCM|RBC CAPITAL MARKETS, LLC|24141
SCD|LMP CAPITAL AND INCO|SALI|INTL FCSTONE FINANCIAL INC.|71
SCD|LMP CAPITAL AND INCO|SGMT|GOLDMAN SACHS & CO. LLC|3401
SCD|LMP CAPITAL AND INCO|SPHN|Stephens Inc.|677
SCD|LMP CAPITAL AND INCO|STFL|Stifel, Nicolaus & Company, Incorporated|3310
SCD|LMP CAPITAL AND INCO|SWIM|TD Ameritrade, Inc.|5440
SCD|LMP CAPITAL AND INCO|SWST|Hilltop Securities Inc.|5288
SCD|LMP CAPITAL AND INCO|TRBT|Tradebot Systems, Inc.|2400
SCD|LMP CAPITAL AND INCO|UBSA|UBS SECURITIES LLC|17073
SCD|LMP CAPITAL AND INCO|UBSS|UBS Securities LLC|27723
SCD|LMP CAPITAL AND INCO|VALX|VIRTU AMERICAS LLC|917
SCD|LMP CAPITAL AND INCO|VGRD|Vanguard Marketing Corporation|5445
SCD|LMP CAPITAL AND INCO|VNDM|Wall Street Access|20307
SCD|LMP CAPITAL AND INCO|WCHV|WELLS FARGO SECURITIES, LLC|44800
SCD|LMP CAPITAL AND INCO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26477
SCD|LMP CAPITAL AND INCO|WSEA|WOLVERINE SECURITIES, LLC|2476
SCD|LMP CAPITAL AND INCO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1571
SCE$B|SOUTH CA EDIS 408 PF|ALTX|Alternet Securities Inc.|100
SCE$B|SOUTH CA EDIS 408 PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|157
SCE$B|SOUTH CA EDIS 408 PF|EGXM|CBOE TRADING, INC.|100
SCE$B|SOUTH CA EDIS 408 PF|ETRS|E*Trade Securities LLC|1
SCE$B|SOUTH CA EDIS 408 PF|HRBF|American Enterprise Investment Services Inc.|468
SCE$B|SOUTH CA EDIS 408 PF|INCA|INSTINET, LLC|1138
SCE$B|SOUTH CA EDIS 408 PF|LIME|Lime Brokerage LLC|107
SCE$B|SOUTH CA EDIS 408 PF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1789
SCE$B|SOUTH CA EDIS 408 PF|MSCO|MORGAN STANLEY & CO. LLC|400
SCE$B|SOUTH CA EDIS 408 PF|NFSC|National Financial Services LLC|2566
SCE$B|SOUTH CA EDIS 408 PF|NITE|VIRTU Americas LLC|4790
SCE$B|SOUTH CA EDIS 408 PF|UBSA|UBS SECURITIES LLC|1538
SCE$B|SOUTH CA EDIS 408 PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|340
SCE$C|SOUTH CA EDIS 424 PF|BARD|Robert W. Baird & Co. Incorporated|130
SCE$C|SOUTH CA EDIS 424 PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SCE$C|SOUTH CA EDIS 424 PF|EDJO|Edward D. Jones & Co., L.P.|485
SCE$C|SOUTH CA EDIS 424 PF|ETRS|E*Trade Securities LLC|1
SCE$C|SOUTH CA EDIS 424 PF|FTBR|Foliofn Investments, Inc.|1
SCE$C|SOUTH CA EDIS 424 PF|GSCS|GOLDMAN SACHS & CO. LLC|100
SCE$C|SOUTH CA EDIS 424 PF|INCA|INSTINET, LLC|10
SCE$C|SOUTH CA EDIS 424 PF|ITGI|ITG Inc.|600
SCE$C|SOUTH CA EDIS 424 PF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SCE$C|SOUTH CA EDIS 424 PF|NFSC|National Financial Services LLC|100
SCE$C|SOUTH CA EDIS 424 PF|NITE|VIRTU Americas LLC|2296
SCE$C|SOUTH CA EDIS 424 PF|NQRB|Brut, LLC|350
SCE$C|SOUTH CA EDIS 424 PF|UBSA|UBS SECURITIES LLC|200
SCE$C|SOUTH CA EDIS 424 PF|VNDM|Wall Street Access|220
SCE$C|SOUTH CA EDIS 424 PF|WCHV|WELLS FARGO SECURITIES, LLC|400
SCE$D|SOUTH CA EDIS 431 PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SCE$D|SOUTH CA EDIS 431 PF|EDJO|Edward D. Jones & Co., L.P.|200
SCE$D|SOUTH CA EDIS 431 PF|GSCS|GOLDMAN SACHS & CO. LLC|200
SCE$D|SOUTH CA EDIS 431 PF|HRBF|American Enterprise Investment Services Inc.|213
SCE$D|SOUTH CA EDIS 431 PF|INCA|INSTINET, LLC|450
SCE$D|SOUTH CA EDIS 431 PF|ITGI|ITG Inc.|155
SCE$D|SOUTH CA EDIS 431 PF|LIME|Lime Brokerage LLC|250
SCE$D|SOUTH CA EDIS 431 PF|MSCO|MORGAN STANLEY & CO. LLC|316
SCE$D|SOUTH CA EDIS 431 PF|NFSC|National Financial Services LLC|727
SCE$D|SOUTH CA EDIS 431 PF|NITE|VIRTU Americas LLC|6260
SCE$D|SOUTH CA EDIS 431 PF|RBCM|RBC CAPITAL MARKETS, LLC|2202
SCE$D|SOUTH CA EDIS 431 PF|UBSS|UBS Securities LLC|7
SCE$D|SOUTH CA EDIS 431 PF|WCHV|WELLS FARGO SECURITIES, LLC|5
SCE$D|SOUTH CA EDIS 431 PF|WEDB|WEDBUSH SECURITIES INC.|2
SCE$D|SOUTH CA EDIS 431 PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
SCE$E|SOUTH CA EDIS 478 PF|APCC|Apex Clearing Corporation|1
SCE$E|SOUTH CA EDIS 478 PF|BARD|Robert W. Baird & Co. Incorporated|300
SCE$E|SOUTH CA EDIS 478 PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
SCE$E|SOUTH CA EDIS 478 PF|DEAN|MORGAN STANLEY|229
SCE$E|SOUTH CA EDIS 478 PF|EDJO|Edward D. Jones & Co., L.P.|215
SCE$E|SOUTH CA EDIS 478 PF|ETRS|E*Trade Securities LLC|301
SCE$E|SOUTH CA EDIS 478 PF|FTBR|Foliofn Investments, Inc.|1
SCE$E|SOUTH CA EDIS 478 PF|GTSZ|GTS SECURITIES LLC|100
SCE$E|SOUTH CA EDIS 478 PF|HRBF|American Enterprise Investment Services Inc.|160
SCE$E|SOUTH CA EDIS 478 PF|ICBX|INSTINET, LLC|100
SCE$E|SOUTH CA EDIS 478 PF|INCA|INSTINET, LLC|390
SCE$E|SOUTH CA EDIS 478 PF|ITGI|ITG Inc.|1900
SCE$E|SOUTH CA EDIS 478 PF|LIME|Lime Brokerage LLC|100
SCE$E|SOUTH CA EDIS 478 PF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
SCE$E|SOUTH CA EDIS 478 PF|MCBT|Moors & Cabot, Inc.|200
SCE$E|SOUTH CA EDIS 478 PF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SCE$E|SOUTH CA EDIS 478 PF|MSCO|MORGAN STANLEY & CO. LLC|1
SCE$E|SOUTH CA EDIS 478 PF|NFSC|National Financial Services LLC|551
SCE$E|SOUTH CA EDIS 478 PF|NITE|VIRTU Americas LLC|2815
SCE$E|SOUTH CA EDIS 478 PF|NQRB|Brut, LLC|500
SCE$E|SOUTH CA EDIS 478 PF|SBSH|Citigroup Global Markets Inc.|200
SCE$E|SOUTH CA EDIS 478 PF|STFL|Stifel, Nicolaus & Company, Incorporated|46
SCE$E|SOUTH CA EDIS 478 PF|TKNG|ALLY INVEST SECURITIES LLC|72
SCE$E|SOUTH CA EDIS 478 PF|UBSA|UBS SECURITIES LLC|400
SCE$E|SOUTH CA EDIS 478 PF|UBSS|UBS Securities LLC|601
SCE$E|SOUTH CA EDIS 478 PF|VNDM|Wall Street Access|6500
SCE$E|SOUTH CA EDIS 478 PF|WCHV|WELLS FARGO SECURITIES, LLC|324
SCE$E|SOUTH CA EDIS 478 PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|401
SCE$G|SCE TRUST II|APCC|Apex Clearing Corporation|34
SCE$G|SCE TRUST II|BARD|Robert W. Baird & Co. Incorporated|100
SCE$G|SCE TRUST II|BATM|CBOE TRADING, INC.|200
SCE$G|SCE TRUST II|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1370
SCE$G|SCE TRUST II|BNCH|The Benchmark Company, LLC|800
SCE$G|SCE TRUST II|CHAS|Charles Schwab & Co., Inc.|200
SCE$G|SCE TRUST II|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
SCE$G|SCE TRUST II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6802
SCE$G|SCE TRUST II|CXCX|CITIGROUP GLOBAL MARKETS INC.|498
SCE$G|SCE TRUST II|DBAX|Deutsche Bank Securities Inc.|3200
SCE$G|SCE TRUST II|DEAN|MORGAN STANLEY|23304
SCE$G|SCE TRUST II|EBXL|EBX LLC|3800
SCE$G|SCE TRUST II|ECUT|CONVERGEX EXECUTION SOLUTIONS|1885
SCE$G|SCE TRUST II|EDJO|Edward D. Jones & Co., L.P.|1000
SCE$G|SCE TRUST II|EGXM|CBOE TRADING, INC.|100
SCE$G|SCE TRUST II|ETRS|E*Trade Securities LLC|3005
SCE$G|SCE TRUST II|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SCE$G|SCE TRUST II|FTBR|Foliofn Investments, Inc.|2
SCE$G|SCE TRUST II|GSCO|GOLDMAN SACHS & CO. LLC|600
SCE$G|SCE TRUST II|GSLT|GOLDMAN SACHS & CO. LLC|200
SCE$G|SCE TRUST II|GTSZ|GTS SECURITIES LLC|200
SCE$G|SCE TRUST II|HRBF|American Enterprise Investment Services Inc.|12678
SCE$G|SCE TRUST II|IBKR|Interactive Brokers Llc|1797
SCE$G|SCE TRUST II|ICBX|INSTINET, LLC|600
SCE$G|SCE TRUST II|INCA|INSTINET, LLC|300
SCE$G|SCE TRUST II|INJX|INSTINET, LLC|1764
SCE$G|SCE TRUST II|JANY|Janney Montgomery Scott Inc.|1266
SCE$G|SCE TRUST II|JEFF|JEFFERIES LLC|1393
SCE$G|SCE TRUST II|JPMX|J.P. Morgan Securities LLC|800
SCE$G|SCE TRUST II|JSEB|JANE STREET EXECUTION SERVICES, LLC|1072
SCE$G|SCE TRUST II|JSJX|JANE STREET CAPITAL LLC|219
SCE$G|SCE TRUST II|KCGM|VIRTU Americas LLC|100
SCE$G|SCE TRUST II|LEHM|Barclays Capital Inc./Le|5794
SCE$G|SCE TRUST II|LIME|Lime Brokerage LLC|622
SCE$G|SCE TRUST II|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7550
SCE$G|SCE TRUST II|MSCO|MORGAN STANLEY & CO. LLC|1384
SCE$G|SCE TRUST II|MSPL|MORGAN STANLEY & CO. LLC|600
SCE$G|SCE TRUST II|NFSC|National Financial Services LLC|21675
SCE$G|SCE TRUST II|NITE|VIRTU Americas LLC|51940
SCE$G|SCE TRUST II|NQRB|Brut, LLC|100
SCE$G|SCE TRUST II|OLDM|OLD MISSION CAPITAL, LLC|1430
SCE$G|SCE TRUST II|OTAA|OTA LLC|500
SCE$G|SCE TRUST II|PWJC|UBS Financial Services, Inc.|500
SCE$G|SCE TRUST II|RBCM|RBC CAPITAL MARKETS, LLC|4104
SCE$G|SCE TRUST II|SGMT|GOLDMAN SACHS & CO. LLC|841
SCE$G|SCE TRUST II|SPDR|SPEEDROUTE LLC|100
SCE$G|SCE TRUST II|STFL|Stifel, Nicolaus & Company, Incorporated|1928
SCE$G|SCE TRUST II|SWIM|TD Ameritrade, Inc.|1400
SCE$G|SCE TRUST II|SWST|Hilltop Securities Inc.|1935
SCE$G|SCE TRUST II|TRBT|Tradebot Systems, Inc.|1071
SCE$G|SCE TRUST II|UBSA|UBS SECURITIES LLC|8357
SCE$G|SCE TRUST II|UBSS|UBS Securities LLC|12426
SCE$G|SCE TRUST II|VGRD|Vanguard Marketing Corporation|1388
SCE$G|SCE TRUST II|WCHV|WELLS FARGO SECURITIES, LLC|44278
SCE$G|SCE TRUST II|WEXX|WOLVERINE EXECUTION SERVICES, LLC|102
SCE$G|SCE TRUST II|XSTM|NATIONAL FINANCIAL SERVICES LLC|4452
SCE$G|SCE TRUST II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|489
SCE$H|SOUTHERN CALIFORNIA|ALTX|Alternet Securities Inc.|100
SCE$H|SOUTHERN CALIFORNIA|BATM|CBOE TRADING, INC.|100
SCE$H|SOUTHERN CALIFORNIA|CIST|Capital Institutional Services, Inc.|200
SCE$H|SOUTHERN CALIFORNIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2680
SCE$H|SOUTHERN CALIFORNIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
SCE$H|SOUTHERN CALIFORNIA|DBAX|Deutsche Bank Securities Inc.|1000
SCE$H|SOUTHERN CALIFORNIA|DEAN|MORGAN STANLEY|7945
SCE$H|SOUTHERN CALIFORNIA|EBXL|EBX LLC|2200
SCE$H|SOUTHERN CALIFORNIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
SCE$H|SOUTHERN CALIFORNIA|EDJO|Edward D. Jones & Co., L.P.|360
SCE$H|SOUTHERN CALIFORNIA|ETRS|E*Trade Securities LLC|104
SCE$H|SOUTHERN CALIFORNIA|GSCO|GOLDMAN SACHS & CO. LLC|1752
SCE$H|SOUTHERN CALIFORNIA|GTSZ|GTS SECURITIES LLC|300
SCE$H|SOUTHERN CALIFORNIA|IATS|INTERACTIVE BROKERS LLC|200
SCE$H|SOUTHERN CALIFORNIA|IBKR|Interactive Brokers Llc|464
SCE$H|SOUTHERN CALIFORNIA|ICBX|INSTINET, LLC|700
SCE$H|SOUTHERN CALIFORNIA|INCA|INSTINET, LLC|236
SCE$H|SOUTHERN CALIFORNIA|INJX|INSTINET, LLC|785
SCE$H|SOUTHERN CALIFORNIA|JEFF|JEFFERIES LLC|3500
SCE$H|SOUTHERN CALIFORNIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|608
SCE$H|SOUTHERN CALIFORNIA|LEHM|Barclays Capital Inc./Le|1400
SCE$H|SOUTHERN CALIFORNIA|LIME|Lime Brokerage LLC|200
SCE$H|SOUTHERN CALIFORNIA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SCE$H|SOUTHERN CALIFORNIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SCE$H|SOUTHERN CALIFORNIA|MSCO|MORGAN STANLEY & CO. LLC|3200
SCE$H|SOUTHERN CALIFORNIA|MSPL|MORGAN STANLEY & CO. LLC|4800
SCE$H|SOUTHERN CALIFORNIA|NFSC|National Financial Services LLC|6379
SCE$H|SOUTHERN CALIFORNIA|NITE|VIRTU Americas LLC|9451
SCE$H|SOUTHERN CALIFORNIA|OLDM|OLD MISSION CAPITAL, LLC|250
SCE$H|SOUTHERN CALIFORNIA|RBCM|RBC CAPITAL MARKETS, LLC|250
SCE$H|SOUTHERN CALIFORNIA|SGMT|GOLDMAN SACHS & CO. LLC|1838
SCE$H|SOUTHERN CALIFORNIA|SPDR|SPEEDROUTE LLC|500
SCE$H|SOUTHERN CALIFORNIA|SWIM|TD Ameritrade, Inc.|8021
SCE$H|SOUTHERN CALIFORNIA|TRBT|Tradebot Systems, Inc.|866
SCE$H|SOUTHERN CALIFORNIA|UBSA|UBS SECURITIES LLC|1814
SCE$H|SOUTHERN CALIFORNIA|UBSS|UBS Securities LLC|1418
SCE$H|SOUTHERN CALIFORNIA|WCHV|WELLS FARGO SECURITIES, LLC|3006
SCE$H|SOUTHERN CALIFORNIA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5
SCE$H|SOUTHERN CALIFORNIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|12066
SCE$J|SOUTHERN CALI 5.375|ALTX|Alternet Securities Inc.|664
SCE$J|SOUTHERN CALI 5.375|BARD|Robert W. Baird & Co. Incorporated|10
SCE$J|SOUTHERN CALI 5.375|BATM|CBOE TRADING, INC.|46
SCE$J|SOUTHERN CALI 5.375|BBNT|BB&T SECURITIES, LLC|84
SCE$J|SOUTHERN CALI 5.375|BKMM|BNY MELLON CAPITAL MARKETS, LLC|926
SCE$J|SOUTHERN CALI 5.375|CANT|Cantor Fitzgerald & Co.|1955
SCE$J|SOUTHERN CALI 5.375|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
SCE$J|SOUTHERN CALI 5.375|CPET|CLEARPOOL EXECUTION SERVICES, LLC|681
SCE$J|SOUTHERN CALI 5.375|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|301
SCE$J|SOUTHERN CALI 5.375|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1596
SCE$J|SOUTHERN CALI 5.375|DBAX|Deutsche Bank Securities Inc.|4500
SCE$J|SOUTHERN CALI 5.375|DEAN|MORGAN STANLEY|10014
SCE$J|SOUTHERN CALI 5.375|EBXL|EBX LLC|2100
SCE$J|SOUTHERN CALI 5.375|ECUT|CONVERGEX EXECUTION SOLUTIONS|3100
SCE$J|SOUTHERN CALI 5.375|EDJO|Edward D. Jones & Co., L.P.|7
SCE$J|SOUTHERN CALI 5.375|EGAM|CBOE TRADING, INC.|300
SCE$J|SOUTHERN CALI 5.375|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|449
SCE$J|SOUTHERN CALI 5.375|GLPX|ACS EXECUTION SERVICES, LLC|4422
SCE$J|SOUTHERN CALI 5.375|GSCO|GOLDMAN SACHS & CO. LLC|264
SCE$J|SOUTHERN CALI 5.375|GSLT|GOLDMAN SACHS & CO. LLC|100
SCE$J|SOUTHERN CALI 5.375|GTSZ|GTS SECURITIES LLC|458
SCE$J|SOUTHERN CALI 5.375|HRBF|American Enterprise Investment Services Inc.|10
SCE$J|SOUTHERN CALI 5.375|IATS|INTERACTIVE BROKERS LLC|100
SCE$J|SOUTHERN CALI 5.375|IBKR|Interactive Brokers Llc|1327
SCE$J|SOUTHERN CALI 5.375|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15
SCE$J|SOUTHERN CALI 5.375|ICBX|INSTINET, LLC|100
SCE$J|SOUTHERN CALI 5.375|INCA|INSTINET, LLC|2217
SCE$J|SOUTHERN CALI 5.375|ITGI|ITG Inc.|531
SCE$J|SOUTHERN CALI 5.375|JANY|Janney Montgomery Scott Inc.|265828
SCE$J|SOUTHERN CALI 5.375|JPMX|J.P. Morgan Securities LLC|364
SCE$J|SOUTHERN CALI 5.375|JSEB|JANE STREET EXECUTION SERVICES, LLC|720
SCE$J|SOUTHERN CALI 5.375|JSJX|JANE STREET CAPITAL LLC|240
SCE$J|SOUTHERN CALI 5.375|KCGM|VIRTU Americas LLC|100
SCE$J|SOUTHERN CALI 5.375|LEHM|Barclays Capital Inc./Le|1000
SCE$J|SOUTHERN CALI 5.375|LIME|Lime Brokerage LLC|384
SCE$J|SOUTHERN CALI 5.375|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1037
SCE$J|SOUTHERN CALI 5.375|MSCO|MORGAN STANLEY & CO. LLC|13724
SCE$J|SOUTHERN CALI 5.375|NFSC|National Financial Services LLC|7766
SCE$J|SOUTHERN CALI 5.375|NITE|VIRTU Americas LLC|20194
SCE$J|SOUTHERN CALI 5.375|NQRB|Brut, LLC|600
SCE$J|SOUTHERN CALI 5.375|OLDM|OLD MISSION CAPITAL, LLC|1121
SCE$J|SOUTHERN CALI 5.375|OPCO|Oppenheimer & Co. Inc.|300
SCE$J|SOUTHERN CALI 5.375|PDQM|CODA MARKETS, INC.|5954
SCE$J|SOUTHERN CALI 5.375|PWJC|UBS Financial Services, Inc.|171
SCE$J|SOUTHERN CALI 5.375|RBCM|RBC CAPITAL MARKETS, LLC|4394
SCE$J|SOUTHERN CALI 5.375|SALI|INTL FCSTONE FINANCIAL INC.|21
SCE$J|SOUTHERN CALI 5.375|SGMT|GOLDMAN SACHS & CO. LLC|564
SCE$J|SOUTHERN CALI 5.375|SMRD|SUMRIDGE PARTNERS, LLC|3000
SCE$J|SOUTHERN CALI 5.375|SPDR|SPEEDROUTE LLC|4000
SCE$J|SOUTHERN CALI 5.375|STFL|Stifel, Nicolaus & Company, Incorporated|7
SCE$J|SOUTHERN CALI 5.375|SWIM|TD Ameritrade, Inc.|14692
SCE$J|SOUTHERN CALI 5.375|SWST|Hilltop Securities Inc.|4900
SCE$J|SOUTHERN CALI 5.375|TRBT|Tradebot Systems, Inc.|956
SCE$J|SOUTHERN CALI 5.375|UBSA|UBS SECURITIES LLC|1530
SCE$J|SOUTHERN CALI 5.375|UBSS|UBS Securities LLC|4817
SCE$J|SOUTHERN CALI 5.375|VGRD|Vanguard Marketing Corporation|80
SCE$J|SOUTHERN CALI 5.375|WCHV|WELLS FARGO SECURITIES, LLC|12955
SCE$J|SOUTHERN CALI 5.375|WEXX|WOLVERINE EXECUTION SERVICES, LLC|167
SCE$J|SOUTHERN CALI 5.375|YKNA|COMHAR CAPITAL MARKETS, LLC|300
SCE$K|SCE TRUST V 5.45%|AGIS|Aegis Capital Corp.|4033
SCE$K|SCE TRUST V 5.45%|ALTX|Alternet Securities Inc.|50
SCE$K|SCE TRUST V 5.45%|BARD|Robert W. Baird & Co. Incorporated|20
SCE$K|SCE TRUST V 5.45%|BATM|CBOE TRADING, INC.|200
SCE$K|SCE TRUST V 5.45%|BBNT|BB&T SECURITIES, LLC|413
SCE$K|SCE TRUST V 5.45%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|293
SCE$K|SCE TRUST V 5.45%|BTIG|BTIG, LLC|491
SCE$K|SCE TRUST V 5.45%|BYXM|CBOE TRADING, INC.|900
SCE$K|SCE TRUST V 5.45%|CIST|Capital Institutional Services, Inc.|350
SCE$K|SCE TRUST V 5.45%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|681
SCE$K|SCE TRUST V 5.45%|CPET|CLEARPOOL EXECUTION SERVICES, LLC|69
SCE$K|SCE TRUST V 5.45%|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SCE$K|SCE TRUST V 5.45%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7971
SCE$K|SCE TRUST V 5.45%|CXCX|CITIGROUP GLOBAL MARKETS INC.|9256
SCE$K|SCE TRUST V 5.45%|DBAX|Deutsche Bank Securities Inc.|5000
SCE$K|SCE TRUST V 5.45%|DEAN|MORGAN STANLEY|4529
SCE$K|SCE TRUST V 5.45%|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
SCE$K|SCE TRUST V 5.45%|EBXL|EBX LLC|14200
SCE$K|SCE TRUST V 5.45%|ECUT|CONVERGEX EXECUTION SOLUTIONS|3620
SCE$K|SCE TRUST V 5.45%|EDJO|Edward D. Jones & Co., L.P.|14
SCE$K|SCE TRUST V 5.45%|EGAM|CBOE TRADING, INC.|200
SCE$K|SCE TRUST V 5.45%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SCE$K|SCE TRUST V 5.45%|GLPX|ACS EXECUTION SERVICES, LLC|864
SCE$K|SCE TRUST V 5.45%|GSCO|GOLDMAN SACHS & CO. LLC|5925
SCE$K|SCE TRUST V 5.45%|GSLT|GOLDMAN SACHS & CO. LLC|3146
SCE$K|SCE TRUST V 5.45%|GTSZ|GTS SECURITIES LLC|297
SCE$K|SCE TRUST V 5.45%|HRBF|American Enterprise Investment Services Inc.|195
SCE$K|SCE TRUST V 5.45%|IBKR|Interactive Brokers Llc|800
SCE$K|SCE TRUST V 5.45%|ICBX|INSTINET, LLC|1200
SCE$K|SCE TRUST V 5.45%|INCA|INSTINET, LLC|3198
SCE$K|SCE TRUST V 5.45%|INJX|INSTINET, LLC|400
SCE$K|SCE TRUST V 5.45%|ITGI|ITG Inc.|16
SCE$K|SCE TRUST V 5.45%|ITGP|ITG INC.|1200
SCE$K|SCE TRUST V 5.45%|JANY|Janney Montgomery Scott Inc.|23800
SCE$K|SCE TRUST V 5.45%|JEFF|JEFFERIES LLC|6700
SCE$K|SCE TRUST V 5.45%|JPMX|J.P. Morgan Securities LLC|5984
SCE$K|SCE TRUST V 5.45%|JSEB|JANE STREET EXECUTION SERVICES, LLC|672
SCE$K|SCE TRUST V 5.45%|KCGM|VIRTU Americas LLC|1400
SCE$K|SCE TRUST V 5.45%|LEHM|Barclays Capital Inc./Le|7200
SCE$K|SCE TRUST V 5.45%|LIME|Lime Brokerage LLC|1069
SCE$K|SCE TRUST V 5.45%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1304
SCE$K|SCE TRUST V 5.45%|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16800
SCE$K|SCE TRUST V 5.45%|MSCO|MORGAN STANLEY & CO. LLC|15712
SCE$K|SCE TRUST V 5.45%|MSPL|MORGAN STANLEY & CO. LLC|9900
SCE$K|SCE TRUST V 5.45%|NFSC|National Financial Services LLC|25490
SCE$K|SCE TRUST V 5.45%|NITE|VIRTU Americas LLC|36402
SCE$K|SCE TRUST V 5.45%|NQRB|Brut, LLC|300
SCE$K|SCE TRUST V 5.45%|OPCO|Oppenheimer & Co. Inc.|500
SCE$K|SCE TRUST V 5.45%|PDQM|CODA MARKETS, INC.|3452
SCE$K|SCE TRUST V 5.45%|PWJC|UBS Financial Services, Inc.|6028
SCE$K|SCE TRUST V 5.45%|RBCM|RBC CAPITAL MARKETS, LLC|4084
SCE$K|SCE TRUST V 5.45%|SBSH|Citigroup Global Markets Inc.|6270
SCE$K|SCE TRUST V 5.45%|SGMT|GOLDMAN SACHS & CO. LLC|1800
SCE$K|SCE TRUST V 5.45%|SPDR|SPEEDROUTE LLC|3400
SCE$K|SCE TRUST V 5.45%|SWIM|TD Ameritrade, Inc.|10701
SCE$K|SCE TRUST V 5.45%|SWST|Hilltop Securities Inc.|1486
SCE$K|SCE TRUST V 5.45%|TRBT|Tradebot Systems, Inc.|1437
SCE$K|SCE TRUST V 5.45%|UBSA|UBS SECURITIES LLC|19925
SCE$K|SCE TRUST V 5.45%|UBSS|UBS Securities LLC|23803
SCE$K|SCE TRUST V 5.45%|VGRD|Vanguard Marketing Corporation|47
SCE$K|SCE TRUST V 5.45%|WCHV|WELLS FARGO SECURITIES, LLC|8864
SCE$K|SCE TRUST V 5.45%|WEDB|WEDBUSH SECURITIES INC.|550
SCE$K|SCE TRUST V 5.45%|WEXX|WOLVERINE EXECUTION SERVICES, LLC|349
SCE$K|SCE TRUST V 5.45%|XSTM|NATIONAL FINANCIAL SERVICES LLC|27000
SCE$K|SCE TRUST V 5.45%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
SCE$L|SCE TRUST VI 5%|BARD|Robert W. Baird & Co. Incorporated|600
SCE$L|SCE TRUST VI 5%|BATM|CBOE TRADING, INC.|400
SCE$L|SCE TRUST VI 5%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|558
SCE$L|SCE TRUST VI 5%|BYXM|CBOE TRADING, INC.|100
SCE$L|SCE TRUST VI 5%|CHAS|Charles Schwab & Co., Inc.|81
SCE$L|SCE TRUST VI 5%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1751
SCE$L|SCE TRUST VI 5%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14596
SCE$L|SCE TRUST VI 5%|CXCX|CITIGROUP GLOBAL MARKETS INC.|8440
SCE$L|SCE TRUST VI 5%|DBAX|Deutsche Bank Securities Inc.|3500
SCE$L|SCE TRUST VI 5%|DEAN|MORGAN STANLEY|30361
SCE$L|SCE TRUST VI 5%|EBXL|EBX LLC|14300
SCE$L|SCE TRUST VI 5%|ECUT|CONVERGEX EXECUTION SOLUTIONS|197
SCE$L|SCE TRUST VI 5%|ETRS|E*Trade Securities LLC|1123
SCE$L|SCE TRUST VI 5%|FINX|FINTECH SECURITIES|400
SCE$L|SCE TRUST VI 5%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SCE$L|SCE TRUST VI 5%|FTBR|Foliofn Investments, Inc.|142
SCE$L|SCE TRUST VI 5%|GLPX|ACS EXECUTION SERVICES, LLC|1100
SCE$L|SCE TRUST VI 5%|GSCO|GOLDMAN SACHS & CO. LLC|5200
SCE$L|SCE TRUST VI 5%|GSLT|GOLDMAN SACHS & CO. LLC|1700
SCE$L|SCE TRUST VI 5%|HRBF|American Enterprise Investment Services Inc.|3270
SCE$L|SCE TRUST VI 5%|IBKR|Interactive Brokers Llc|3023
SCE$L|SCE TRUST VI 5%|ICBX|INSTINET, LLC|1013
SCE$L|SCE TRUST VI 5%|INCA|INSTINET, LLC|2698
SCE$L|SCE TRUST VI 5%|INJX|INSTINET, LLC|5700
SCE$L|SCE TRUST VI 5%|ITGI|ITG Inc.|117
SCE$L|SCE TRUST VI 5%|ITGP|ITG INC.|1400
SCE$L|SCE TRUST VI 5%|JANY|Janney Montgomery Scott Inc.|3525
SCE$L|SCE TRUST VI 5%|JPMX|J.P. Morgan Securities LLC|9200
SCE$L|SCE TRUST VI 5%|JSEB|JANE STREET EXECUTION SERVICES, LLC|1160
SCE$L|SCE TRUST VI 5%|JSJX|JANE STREET CAPITAL LLC|200
SCE$L|SCE TRUST VI 5%|KCGM|VIRTU Americas LLC|2089
SCE$L|SCE TRUST VI 5%|LEHM|Barclays Capital Inc./Le|13600
SCE$L|SCE TRUST VI 5%|LIME|Lime Brokerage LLC|1332
SCE$L|SCE TRUST VI 5%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
SCE$L|SCE TRUST VI 5%|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14716
SCE$L|SCE TRUST VI 5%|MSCO|MORGAN STANLEY & CO. LLC|22003
SCE$L|SCE TRUST VI 5%|MSPL|MORGAN STANLEY & CO. LLC|11600
SCE$L|SCE TRUST VI 5%|NFSC|National Financial Services LLC|50284
SCE$L|SCE TRUST VI 5%|NITE|VIRTU Americas LLC|58963
SCE$L|SCE TRUST VI 5%|NQRB|Brut, LLC|600
SCE$L|SCE TRUST VI 5%|PDQM|CODA MARKETS, INC.|1870
SCE$L|SCE TRUST VI 5%|PWJC|UBS Financial Services, Inc.|600
SCE$L|SCE TRUST VI 5%|RBCM|RBC CAPITAL MARKETS, LLC|10528
SCE$L|SCE TRUST VI 5%|SGMT|GOLDMAN SACHS & CO. LLC|2677
SCE$L|SCE TRUST VI 5%|SMRD|SUMRIDGE PARTNERS, LLC|5425
SCE$L|SCE TRUST VI 5%|SPDR|SPEEDROUTE LLC|800
SCE$L|SCE TRUST VI 5%|STFL|Stifel, Nicolaus & Company, Incorporated|3215
SCE$L|SCE TRUST VI 5%|SWIM|TD Ameritrade, Inc.|11543
SCE$L|SCE TRUST VI 5%|SWST|Hilltop Securities Inc.|2000
SCE$L|SCE TRUST VI 5%|TRBT|Tradebot Systems, Inc.|1813
SCE$L|SCE TRUST VI 5%|UBSA|UBS SECURITIES LLC|12818
SCE$L|SCE TRUST VI 5%|UBSS|UBS Securities LLC|6554
SCE$L|SCE TRUST VI 5%|VGRD|Vanguard Marketing Corporation|2752
SCE$L|SCE TRUST VI 5%|WCHV|WELLS FARGO SECURITIES, LLC|55863
SCE$L|SCE TRUST VI 5%|WEXX|WOLVERINE EXECUTION SERVICES, LLC|506
SCE$L|SCE TRUST VI 5%|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
SCE$L|SCE TRUST VI 5%|YKNA|COMHAR CAPITAL MARKETS, LLC|126
SCE$L|SCE TRUST VI 5%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|275
SCG|SCANA CP NEW|ABLE|NATIXIS Securities Americas LLC|472645
SCG|SCANA CP NEW|ACAD|ACADEMY SECURITIES, INC.|3300
SCG|SCANA CP NEW|AGIS|Aegis Capital Corp.|19
SCG|SCANA CP NEW|ALTX|Alternet Securities Inc.|29912
SCG|SCANA CP NEW|ANOS|ABEL/NOSER, L.L.C.|6100
SCG|SCANA CP NEW|APCC|Apex Clearing Corporation|5095
SCG|SCANA CP NEW|BANK|Primevest Financial Services, Inc.|1104
SCG|SCANA CP NEW|BARD|Robert W. Baird & Co. Incorporated|15884
SCG|SCANA CP NEW|BATM|CBOE TRADING, INC.|9378
SCG|SCANA CP NEW|BAYT|BTIG, LLC|300
SCG|SCANA CP NEW|BBNT|BB&T SECURITIES, LLC|21136
SCG|SCANA CP NEW|BERN|Sanford C. Bernstein & Co., LLC|519561
SCG|SCANA CP NEW|BIDS|BIDS TRADING L.P.|1000
SCG|SCANA CP NEW|BIMI|Banca IMI Securities Corp.|100
SCG|SCANA CP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22961
SCG|SCANA CP NEW|BLKX|INSTINET, LLC|472765
SCG|SCANA CP NEW|BMOC|BMO Capital Markets Corp.|6958
SCG|SCANA CP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|311658
SCG|SCANA CP NEW|BTIG|BTIG, LLC|565033
SCG|SCANA CP NEW|BYXM|CBOE TRADING, INC.|4748
SCG|SCANA CP NEW|CANT|Cantor Fitzgerald & Co.|5971
SCG|SCANA CP NEW|CBLC|CITIGROUP GLOBAL MARKETS INC.|72646
SCG|SCANA CP NEW|CHAS|Charles Schwab & Co., Inc.|24
SCG|SCANA CP NEW|CIBP|CIBC World Markets Corp.|106990
SCG|SCANA CP NEW|CIST|Capital Institutional Services, Inc.|430
SCG|SCANA CP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116816
SCG|SCANA CP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|811
SCG|SCANA CP NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5823
SCG|SCANA CP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|622636
SCG|SCANA CP NEW|CTDL|Citadel Derivatives Group Llc|15199
SCG|SCANA CP NEW|CTLR|CUTLER GROUP, LP|100
SCG|SCANA CP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|79228
SCG|SCANA CP NEW|DADA|D.A. Davidson & Co.|3361
SCG|SCANA CP NEW|DAVA|Davenport & Company LLC|7031
SCG|SCANA CP NEW|DBAB|Deutsche Bank Securities Inc.|361491
SCG|SCANA CP NEW|DBAX|Deutsche Bank Securities Inc.|370200
SCG|SCANA CP NEW|DCHF|Dart Executions, LLC|6168
SCG|SCANA CP NEW|DEAN|MORGAN STANLEY|18150
SCG|SCANA CP NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4849
SCG|SCANA CP NEW|EBXL|EBX LLC|486700
SCG|SCANA CP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|34763
SCG|SCANA CP NEW|EDJC|Edward Jones / CDS|2115
SCG|SCANA CP NEW|EDJO|Edward D. Jones & Co., L.P.|164903
SCG|SCANA CP NEW|EGAM|CBOE TRADING, INC.|21447
SCG|SCANA CP NEW|EGAW|CBOE TRADING, INC.|353
SCG|SCANA CP NEW|EGMT|EG MARKET TECHNOLOGIES LLC|1300
SCG|SCANA CP NEW|EGXM|CBOE TRADING, INC.|6450
SCG|SCANA CP NEW|EGXW|CBOE TRADING, INC.|89
SCG|SCANA CP NEW|ETBE|Electronic Transaction Clearing, Inc.|37340
SCG|SCANA CP NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2100
SCG|SCANA CP NEW|ETCB|ETC BROKERAGE SERVICES, LLC|726
SCG|SCANA CP NEW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
SCG|SCANA CP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31528
SCG|SCANA CP NEW|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SCG|SCANA CP NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|28134
SCG|SCANA CP NEW|ETRS|E*Trade Securities LLC|327302
SCG|SCANA CP NEW|FBRC|B. RILEY FBR, INC.|44976
SCG|SCANA CP NEW|FBSB|U.S. Bancorp Investments, Inc.|230
SCG|SCANA CP NEW|FILL|Tradestation Securities, Inc.|11490
SCG|SCANA CP NEW|FMAF|NBCN Inc./ CDS|821
SCG|SCANA CP NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19992
SCG|SCANA CP NEW|FQLS|Quantlab Securities LP|386971
SCG|SCANA CP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72861
SCG|SCANA CP NEW|FTBR|Foliofn Investments, Inc.|14576
SCG|SCANA CP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|3037
SCG|SCANA CP NEW|GLPX|ACS EXECUTION SERVICES, LLC|120485
SCG|SCANA CP NEW|GSCO|GOLDMAN SACHS & CO. LLC|1753463
SCG|SCANA CP NEW|GSCS|GOLDMAN SACHS & CO. LLC|211045
SCG|SCANA CP NEW|GSLT|GOLDMAN SACHS & CO. LLC|27641
SCG|SCANA CP NEW|GTSZ|GTS SECURITIES LLC|160586
SCG|SCANA CP NEW|HRBF|American Enterprise Investment Services Inc.|24128
SCG|SCANA CP NEW|HSBC|HSBC Securities, Inc.|3492
SCG|SCANA CP NEW|IATS|INTERACTIVE BROKERS LLC|54597
SCG|SCANA CP NEW|IBKR|Interactive Brokers Llc|62810
SCG|SCANA CP NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3121
SCG|SCANA CP NEW|ICBX|INSTINET, LLC|190531
SCG|SCANA CP NEW|IEQY|CITADEL SECURITIES LLC|271781
SCG|SCANA CP NEW|INCA|INSTINET, LLC|585628
SCG|SCANA CP NEW|INJX|INSTINET, LLC|216578
SCG|SCANA CP NEW|INTL|INTL FCSTONE FINANCIAL INC.|43
SCG|SCANA CP NEW|ITGI|ITG Inc.|97156
SCG|SCANA CP NEW|ITGP|ITG INC.|462400
SCG|SCANA CP NEW|JANY|Janney Montgomery Scott Inc.|3912
SCG|SCANA CP NEW|JEFF|JEFFERIES LLC|779620
SCG|SCANA CP NEW|JMPT|JUMP TRADING, LLC|126784
SCG|SCANA CP NEW|JPBX|J.P. MORGAN SECURITIES LLC|128689
SCG|SCANA CP NEW|JPMX|J.P. Morgan Securities LLC|1197524
SCG|SCANA CP NEW|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
SCG|SCANA CP NEW|JSJX|JANE STREET CAPITAL LLC|3726
SCG|SCANA CP NEW|KCGM|VIRTU Americas LLC|113218
SCG|SCANA CP NEW|LEHM|Barclays Capital Inc./Le|1369612
SCG|SCANA CP NEW|LIME|Lime Brokerage LLC|77285
SCG|SCANA CP NEW|LMNX|LUMINEX TRADING & ANALYTICS LLC|51000
SCG|SCANA CP NEW|LOOP|Loop Capital Markets LLC|12207
SCG|SCANA CP NEW|LQNA|LIQUIDNET, INC.|212200
SCG|SCANA CP NEW|LSCI|Lek Securities Corporation|1044
SCG|SCANA CP NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4300
SCG|SCANA CP NEW|MACC|Mid Atlantic Capital Corporation|107
SCG|SCANA CP NEW|MACQ|Macquarie Capital (USA) Inc.|10943
SCG|SCANA CP NEW|MBTS|ALLY INVEST SECURITIES LLC|500
SCG|SCANA CP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|304222
SCG|SCANA CP NEW|MOTF|MOTIF INVESTING, INC.|2
SCG|SCANA CP NEW|MSCO|MORGAN STANLEY & CO. LLC|2088330
SCG|SCANA CP NEW|MSPL|MORGAN STANLEY & CO. LLC|396300
SCG|SCANA CP NEW|MSTX|MORGAN STANLEY & CO. LLC|137200
SCG|SCANA CP NEW|MTON|MILLINGTON SECURITIES, INC.|517975
SCG|SCANA CP NEW|NATL|National Securities Corporation|2200
SCG|SCANA CP NEW|NFSC|National Financial Services LLC|348944
SCG|SCANA CP NEW|NITE|VIRTU Americas LLC|932843
SCG|SCANA CP NEW|NITP|VIRTU Americas LLC|2037
SCG|SCANA CP NEW|NQRB|Brut, LLC|60584
SCG|SCANA CP NEW|NTBF|BMO Nesbitt Burns Inc./CDS|100
SCG|SCANA CP NEW|NTRC|Northern Trust Securities, Inc.|250
SCG|SCANA CP NEW|OPCO|Oppenheimer & Co. Inc.|24027
SCG|SCANA CP NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7036
SCG|SCANA CP NEW|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8300
SCG|SCANA CP NEW|PDQM|CODA MARKETS, INC.|209010
SCG|SCANA CP NEW|PHLY|NASDAQ Execution Services, LLC|600
SCG|SCANA CP NEW|PNSR|Penserra Securities, LLC|54860
SCG|SCANA CP NEW|PUMA|Puma Capital, Llc|14000
SCG|SCANA CP NEW|PUMX|Puma Capital, LLC|100
SCG|SCANA CP NEW|PWJC|UBS Financial Services, Inc.|17298
SCG|SCANA CP NEW|QMSR|QUATTRO M SECURITIES INC.|10943
SCG|SCANA CP NEW|RBCM|RBC CAPITAL MARKETS, LLC|11890
SCG|SCANA CP NEW|RHCO|Suntrust Robinson Humphrey, Inc.|4647
SCG|SCANA CP NEW|SAGL|SAGETRADER, LLC|13727
SCG|SCANA CP NEW|SALI|INTL FCSTONE FINANCIAL INC.|580
SCG|SCANA CP NEW|SBSH|Citigroup Global Markets Inc.|190409
SCG|SCANA CP NEW|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
SCG|SCANA CP NEW|SEIC|SEI Investments Distribution Co.|785
SCG|SCANA CP NEW|SGMT|GOLDMAN SACHS & CO. LLC|300634
SCG|SCANA CP NEW|SPDR|SPEEDROUTE LLC|106438
SCG|SCANA CP NEW|SPHN|Stephens Inc.|1115
SCG|SCANA CP NEW|SPTD|MINT GLOBAL MARKETS, INC.|200
SCG|SCANA CP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|27968
SCG|SCANA CP NEW|STKP|STOCKPILE INVESTMENTS, INC.|56
SCG|SCANA CP NEW|STRS|STRATEGAS RESEARCH PARTNERS|117
SCG|SCANA CP NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3761
SCG|SCANA CP NEW|SWIM|TD Ameritrade, Inc.|165601
SCG|SCANA CP NEW|SWST|Hilltop Securities Inc.|5352
SCG|SCANA CP NEW|TKNG|ALLY INVEST SECURITIES LLC|2942
SCG|SCANA CP NEW|TRBT|Tradebot Systems, Inc.|366834
SCG|SCANA CP NEW|TRCM|TRC MARKETS LLC|199270
SCG|SCANA CP NEW|TWTT|TASTYWORKS, INC.|50
SCG|SCANA CP NEW|UBSA|UBS SECURITIES LLC|1190829
SCG|SCANA CP NEW|UBSS|UBS Securities LLC|1140216
SCG|SCANA CP NEW|VALX|VIRTU AMERICAS LLC|17862
SCG|SCANA CP NEW|VGRD|Vanguard Marketing Corporation|26368
SCG|SCANA CP NEW|WABR|Wall Street Access|37492
SCG|SCANA CP NEW|WBET|Wallachbeth Capital LLC|140099
SCG|SCANA CP NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|3029
SCG|SCANA CP NEW|WCHV|WELLS FARGO SECURITIES, LLC|643727
SCG|SCANA CP NEW|WDNX|WEEDEN & CO.L.P.|1490
SCG|SCANA CP NEW|WEDB|WEDBUSH SECURITIES INC.|26549
SCG|SCANA CP NEW|WEED|Weeden & Co.L.P.|2211
SCG|SCANA CP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|46790
SCG|SCANA CP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3857
SCG|SCANA CP NEW|WGIF|CIBC World Markets Inc.|37
SCG|SCANA CP NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6817
SCG|SCANA CP NEW|WOLF|Wolfe Trahan Securities|33700
SCG|SCANA CP NEW|WSEA|WOLVERINE SECURITIES, LLC|10340
SCG|SCANA CP NEW|XIST|INSTINET, LLC|48616
SCG|SCANA CP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|59526
SCG|SCANA CP NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|4522
SCG|SCANA CP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|45035
SCHA|SCHWAB US SC ETF|ALTX|Alternet Securities Inc.|406
SCHA|SCHWAB US SC ETF|APCC|Apex Clearing Corporation|744
SCHA|SCHWAB US SC ETF|BANK|Primevest Financial Services, Inc.|7932
SCHA|SCHWAB US SC ETF|BARD|Robert W. Baird & Co. Incorporated|6226
SCHA|SCHWAB US SC ETF|BATM|CBOE TRADING, INC.|2917
SCHA|SCHWAB US SC ETF|BBNT|BB&T SECURITIES, LLC|3571
SCHA|SCHWAB US SC ETF|BERN|Sanford C. Bernstein & Co., LLC|37
SCHA|SCHWAB US SC ETF|BKCM|BNY Mellon Capital Markets LLC|180
SCHA|SCHWAB US SC ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35064
SCHA|SCHWAB US SC ETF|CANT|Cantor Fitzgerald & Co.|265807
SCHA|SCHWAB US SC ETF|CHAS|Charles Schwab & Co., Inc.|518010
SCHA|SCHWAB US SC ETF|CIST|Capital Institutional Services, Inc.|40
SCHA|SCHWAB US SC ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46984
SCHA|SCHWAB US SC ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|278
SCHA|SCHWAB US SC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62143
SCHA|SCHWAB US SC ETF|CSIN|Citadel Securities Institutional LLC|419314
SCHA|SCHWAB US SC ETF|CTDL|Citadel Derivatives Group Llc|433493
SCHA|SCHWAB US SC ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|3962
SCHA|SCHWAB US SC ETF|DBAB|Deutsche Bank Securities Inc.|2718
SCHA|SCHWAB US SC ETF|DBAX|Deutsche Bank Securities Inc.|19800
SCHA|SCHWAB US SC ETF|DEAN|MORGAN STANLEY|2563
SCHA|SCHWAB US SC ETF|EBXL|EBX LLC|31800
SCHA|SCHWAB US SC ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1913
SCHA|SCHWAB US SC ETF|EDJC|Edward Jones / CDS|13
SCHA|SCHWAB US SC ETF|EDJO|Edward D. Jones & Co., L.P.|26961
SCHA|SCHWAB US SC ETF|EGAM|CBOE TRADING, INC.|4118
SCHA|SCHWAB US SC ETF|EGXM|CBOE TRADING, INC.|6702
SCHA|SCHWAB US SC ETF|ETBE|Electronic Transaction Clearing, Inc.|600
SCHA|SCHWAB US SC ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4332
SCHA|SCHWAB US SC ETF|ETRS|E*Trade Securities LLC|27375
SCHA|SCHWAB US SC ETF|FBSB|U.S. Bancorp Investments, Inc.|569
SCHA|SCHWAB US SC ETF|FILL|Tradestation Securities, Inc.|8
SCHA|SCHWAB US SC ETF|FINX|FINTECH SECURITIES|417
SCHA|SCHWAB US SC ETF|FMAF|NBCN Inc./ CDS|147
SCHA|SCHWAB US SC ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13024
SCHA|SCHWAB US SC ETF|FTBR|Foliofn Investments, Inc.|1496
SCHA|SCHWAB US SC ETF|GLIS|TD Securities Inc|14
SCHA|SCHWAB US SC ETF|GSCO|GOLDMAN SACHS & CO. LLC|76415
SCHA|SCHWAB US SC ETF|GSLT|GOLDMAN SACHS & CO. LLC|7211
SCHA|SCHWAB US SC ETF|GTSZ|GTS SECURITIES LLC|391
SCHA|SCHWAB US SC ETF|HRBF|American Enterprise Investment Services Inc.|32180
SCHA|SCHWAB US SC ETF|IATS|INTERACTIVE BROKERS LLC|468
SCHA|SCHWAB US SC ETF|IBKR|Interactive Brokers Llc|3034
SCHA|SCHWAB US SC ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|45985
SCHA|SCHWAB US SC ETF|ICBX|INSTINET, LLC|50159
SCHA|SCHWAB US SC ETF|INCA|INSTINET, LLC|5778
SCHA|SCHWAB US SC ETF|ITGI|ITG Inc.|17215
SCHA|SCHWAB US SC ETF|ITGP|ITG INC.|7200
SCHA|SCHWAB US SC ETF|JEFF|JEFFERIES LLC|211
SCHA|SCHWAB US SC ETF|JMPT|JUMP TRADING, LLC|1755
SCHA|SCHWAB US SC ETF|JPMX|J.P. Morgan Securities LLC|71274
SCHA|SCHWAB US SC ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|64847
SCHA|SCHWAB US SC ETF|JSJX|JANE STREET CAPITAL LLC|658833
SCHA|SCHWAB US SC ETF|KCGM|VIRTU Americas LLC|24360
SCHA|SCHWAB US SC ETF|LEHM|Barclays Capital Inc./Le|74672
SCHA|SCHWAB US SC ETF|LIME|Lime Brokerage LLC|13791
SCHA|SCHWAB US SC ETF|LTCO|Ladenburg, Thalmann & Co., Inc.|66478
SCHA|SCHWAB US SC ETF|MACC|Mid Atlantic Capital Corporation|12807
SCHA|SCHWAB US SC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49020
SCHA|SCHWAB US SC ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
SCHA|SCHWAB US SC ETF|MOTF|MOTIF INVESTING, INC.|3
SCHA|SCHWAB US SC ETF|MSCO|MORGAN STANLEY & CO. LLC|47578
SCHA|SCHWAB US SC ETF|MSPL|MORGAN STANLEY & CO. LLC|10700
SCHA|SCHWAB US SC ETF|NFSC|National Financial Services LLC|194173
SCHA|SCHWAB US SC ETF|NITE|VIRTU Americas LLC|181275
SCHA|SCHWAB US SC ETF|NITP|VIRTU Americas LLC|434
SCHA|SCHWAB US SC ETF|NQRB|Brut, LLC|1878
SCHA|SCHWAB US SC ETF|NTRC|Northern Trust Securities, Inc.|144
SCHA|SCHWAB US SC ETF|OLDM|OLD MISSION CAPITAL, LLC|4
SCHA|SCHWAB US SC ETF|OPCO|Oppenheimer & Co. Inc.|500
SCHA|SCHWAB US SC ETF|PDQM|CODA MARKETS, INC.|17325
SCHA|SCHWAB US SC ETF|PHLY|NASDAQ Execution Services, LLC|400
SCHA|SCHWAB US SC ETF|PWJC|UBS Financial Services, Inc.|33
SCHA|SCHWAB US SC ETF|RBCM|RBC CAPITAL MARKETS, LLC|1426
SCHA|SCHWAB US SC ETF|SALI|INTL FCSTONE FINANCIAL INC.|239
SCHA|SCHWAB US SC ETF|SBSH|Citigroup Global Markets Inc.|31928
SCHA|SCHWAB US SC ETF|SEIC|SEI Investments Distribution Co.|406
SCHA|SCHWAB US SC ETF|SGMT|GOLDMAN SACHS & CO. LLC|48585
SCHA|SCHWAB US SC ETF|SHMR|ABN Amro Clearing LLC|800
SCHA|SCHWAB US SC ETF|STFL|Stifel, Nicolaus & Company, Incorporated|791
SCHA|SCHWAB US SC ETF|SWIM|TD Ameritrade, Inc.|3910
SCHA|SCHWAB US SC ETF|SWST|Hilltop Securities Inc.|480
SCHA|SCHWAB US SC ETF|TKNG|ALLY INVEST SECURITIES LLC|425
SCHA|SCHWAB US SC ETF|TRBT|Tradebot Systems, Inc.|42214
SCHA|SCHWAB US SC ETF|TRCM|TRC MARKETS LLC|4033
SCHA|SCHWAB US SC ETF|UBSA|UBS SECURITIES LLC|110357
SCHA|SCHWAB US SC ETF|UBSS|UBS Securities LLC|431697
SCHA|SCHWAB US SC ETF|VALX|VIRTU AMERICAS LLC|754
SCHA|SCHWAB US SC ETF|VGRD|Vanguard Marketing Corporation|15850
SCHA|SCHWAB US SC ETF|VSIN|Vision Financial Markets Llc|2
SCHA|SCHWAB US SC ETF|WBLR|WILLIAM BLAIR|9
SCHA|SCHWAB US SC ETF|WCHV|WELLS FARGO SECURITIES, LLC|15770
SCHA|SCHWAB US SC ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6507
SCHA|SCHWAB US SC ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2243
SCHA|SCHWAB US SC ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|406
SCHA|SCHWAB US SC ETF|WSEA|WOLVERINE SECURITIES, LLC|816
SCHA|SCHWAB US SC ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
SCHA|SCHWAB US SC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19499
SCHB|SCHWAB US BR MKT ETF|ALTX|Alternet Securities Inc.|1700
SCHB|SCHWAB US BR MKT ETF|APCC|Apex Clearing Corporation|173517
SCHB|SCHWAB US BR MKT ETF|BARD|Robert W. Baird & Co. Incorporated|742
SCHB|SCHWAB US BR MKT ETF|BATM|CBOE TRADING, INC.|5150
SCHB|SCHWAB US BR MKT ETF|BBNT|BB&T SECURITIES, LLC|3345
SCHB|SCHWAB US BR MKT ETF|BERN|Sanford C. Bernstein & Co., LLC|80
SCHB|SCHWAB US BR MKT ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18935
SCHB|SCHWAB US BR MKT ETF|CANT|Cantor Fitzgerald & Co.|53834
SCHB|SCHWAB US BR MKT ETF|CHAS|Charles Schwab & Co., Inc.|133510
SCHB|SCHWAB US BR MKT ETF|CIST|Capital Institutional Services, Inc.|1026
SCHB|SCHWAB US BR MKT ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14599
SCHB|SCHWAB US BR MKT ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SCHB|SCHWAB US BR MKT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85844
SCHB|SCHWAB US BR MKT ETF|CSIN|Citadel Securities Institutional LLC|211592
SCHB|SCHWAB US BR MKT ETF|CTDL|Citadel Derivatives Group Llc|216090
SCHB|SCHWAB US BR MKT ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|11076
SCHB|SCHWAB US BR MKT ETF|DBAB|Deutsche Bank Securities Inc.|3583
SCHB|SCHWAB US BR MKT ETF|DBAX|Deutsche Bank Securities Inc.|55700
SCHB|SCHWAB US BR MKT ETF|DEAN|MORGAN STANLEY|65
SCHB|SCHWAB US BR MKT ETF|EBXL|EBX LLC|76300
SCHB|SCHWAB US BR MKT ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SCHB|SCHWAB US BR MKT ETF|EDJO|Edward D. Jones & Co., L.P.|10919
SCHB|SCHWAB US BR MKT ETF|EGAM|CBOE TRADING, INC.|2280
SCHB|SCHWAB US BR MKT ETF|EGXM|CBOE TRADING, INC.|7438
SCHB|SCHWAB US BR MKT ETF|ETBE|Electronic Transaction Clearing, Inc.|400
SCHB|SCHWAB US BR MKT ETF|ETCB|ETC BROKERAGE SERVICES, LLC|515
SCHB|SCHWAB US BR MKT ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1092
SCHB|SCHWAB US BR MKT ETF|ETRS|E*Trade Securities LLC|51949
SCHB|SCHWAB US BR MKT ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|80
SCHB|SCHWAB US BR MKT ETF|FILL|Tradestation Securities, Inc.|1419
SCHB|SCHWAB US BR MKT ETF|FINX|FINTECH SECURITIES|12
SCHB|SCHWAB US BR MKT ETF|FMAF|NBCN Inc./ CDS|17467
SCHB|SCHWAB US BR MKT ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10087
SCHB|SCHWAB US BR MKT ETF|FTBR|Foliofn Investments, Inc.|454
SCHB|SCHWAB US BR MKT ETF|GLIS|TD Securities Inc|14
SCHB|SCHWAB US BR MKT ETF|GLPX|ACS EXECUTION SERVICES, LLC|2486
SCHB|SCHWAB US BR MKT ETF|GSCO|GOLDMAN SACHS & CO. LLC|8073
SCHB|SCHWAB US BR MKT ETF|GSLT|GOLDMAN SACHS & CO. LLC|2508
SCHB|SCHWAB US BR MKT ETF|GTSZ|GTS SECURITIES LLC|26367
SCHB|SCHWAB US BR MKT ETF|HRBF|American Enterprise Investment Services Inc.|1694
SCHB|SCHWAB US BR MKT ETF|IATS|INTERACTIVE BROKERS LLC|1098
SCHB|SCHWAB US BR MKT ETF|IBKR|Interactive Brokers Llc|18993
SCHB|SCHWAB US BR MKT ETF|ICBX|INSTINET, LLC|51313
SCHB|SCHWAB US BR MKT ETF|INCA|INSTINET, LLC|3239
SCHB|SCHWAB US BR MKT ETF|ITGI|ITG Inc.|2989
SCHB|SCHWAB US BR MKT ETF|ITGP|ITG INC.|400
SCHB|SCHWAB US BR MKT ETF|JMPT|JUMP TRADING, LLC|2904
SCHB|SCHWAB US BR MKT ETF|JPMX|J.P. Morgan Securities LLC|30456
SCHB|SCHWAB US BR MKT ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|23937
SCHB|SCHWAB US BR MKT ETF|JSJX|JANE STREET CAPITAL LLC|1455918
SCHB|SCHWAB US BR MKT ETF|KCGM|VIRTU Americas LLC|27946
SCHB|SCHWAB US BR MKT ETF|LEHM|Barclays Capital Inc./Le|114730
SCHB|SCHWAB US BR MKT ETF|LIME|Lime Brokerage LLC|10469
SCHB|SCHWAB US BR MKT ETF|MACC|Mid Atlantic Capital Corporation|60
SCHB|SCHWAB US BR MKT ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31142
SCHB|SCHWAB US BR MKT ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|968
SCHB|SCHWAB US BR MKT ETF|MOTF|MOTIF INVESTING, INC.|1
SCHB|SCHWAB US BR MKT ETF|MSCO|MORGAN STANLEY & CO. LLC|288324
SCHB|SCHWAB US BR MKT ETF|MSPL|MORGAN STANLEY & CO. LLC|2200
SCHB|SCHWAB US BR MKT ETF|NFSC|National Financial Services LLC|122884
SCHB|SCHWAB US BR MKT ETF|NITE|VIRTU Americas LLC|256296
SCHB|SCHWAB US BR MKT ETF|NQRB|Brut, LLC|2300
SCHB|SCHWAB US BR MKT ETF|OPCO|Oppenheimer & Co. Inc.|48
SCHB|SCHWAB US BR MKT ETF|PDQM|CODA MARKETS, INC.|29913
SCHB|SCHWAB US BR MKT ETF|PHLY|NASDAQ Execution Services, LLC|600
SCHB|SCHWAB US BR MKT ETF|PWJC|UBS Financial Services, Inc.|2580
SCHB|SCHWAB US BR MKT ETF|RBCM|RBC CAPITAL MARKETS, LLC|16
SCHB|SCHWAB US BR MKT ETF|SALI|INTL FCSTONE FINANCIAL INC.|41
SCHB|SCHWAB US BR MKT ETF|SBSH|Citigroup Global Markets Inc.|3960
SCHB|SCHWAB US BR MKT ETF|SGMT|GOLDMAN SACHS & CO. LLC|39016
SCHB|SCHWAB US BR MKT ETF|SHMR|ABN Amro Clearing LLC|320
SCHB|SCHWAB US BR MKT ETF|STFL|Stifel, Nicolaus & Company, Incorporated|100
SCHB|SCHWAB US BR MKT ETF|STKP|STOCKPILE INVESTMENTS, INC.|34
SCHB|SCHWAB US BR MKT ETF|SWIM|TD Ameritrade, Inc.|14170
SCHB|SCHWAB US BR MKT ETF|SWST|Hilltop Securities Inc.|3
SCHB|SCHWAB US BR MKT ETF|TKNG|ALLY INVEST SECURITIES LLC|1144
SCHB|SCHWAB US BR MKT ETF|TRBT|Tradebot Systems, Inc.|105630
SCHB|SCHWAB US BR MKT ETF|TRCM|TRC MARKETS LLC|163887
SCHB|SCHWAB US BR MKT ETF|TWTT|TASTYWORKS, INC.|1038
SCHB|SCHWAB US BR MKT ETF|UBSA|UBS SECURITIES LLC|99101
SCHB|SCHWAB US BR MKT ETF|UBSS|UBS Securities LLC|1028806
SCHB|SCHWAB US BR MKT ETF|VALX|VIRTU AMERICAS LLC|5867
SCHB|SCHWAB US BR MKT ETF|VGRD|Vanguard Marketing Corporation|9918
SCHB|SCHWAB US BR MKT ETF|WCHV|WELLS FARGO SECURITIES, LLC|42685
SCHB|SCHWAB US BR MKT ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
SCHB|SCHWAB US BR MKT ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|727
SCHB|SCHWAB US BR MKT ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|519202
SCHB|SCHWAB US BR MKT ETF|WSEA|WOLVERINE SECURITIES, LLC|897
SCHB|SCHWAB US BR MKT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29752
SCHC|SCHWAB INTL SC ETF|ALTX|Alternet Securities Inc.|1235
SCHC|SCHWAB INTL SC ETF|APCC|Apex Clearing Corporation|541
SCHC|SCHWAB INTL SC ETF|BANK|Primevest Financial Services, Inc.|128
SCHC|SCHWAB INTL SC ETF|BARD|Robert W. Baird & Co. Incorporated|444
SCHC|SCHWAB INTL SC ETF|BATM|CBOE TRADING, INC.|913
SCHC|SCHWAB INTL SC ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1825
SCHC|SCHWAB INTL SC ETF|CANT|Cantor Fitzgerald & Co.|171013
SCHC|SCHWAB INTL SC ETF|CHAS|Charles Schwab & Co., Inc.|380384
SCHC|SCHWAB INTL SC ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30983
SCHC|SCHWAB INTL SC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21576
SCHC|SCHWAB INTL SC ETF|CSIN|Citadel Securities Institutional LLC|357870
SCHC|SCHWAB INTL SC ETF|CTDL|Citadel Derivatives Group Llc|338161
SCHC|SCHWAB INTL SC ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|10376
SCHC|SCHWAB INTL SC ETF|DBAB|Deutsche Bank Securities Inc.|1833
SCHC|SCHWAB INTL SC ETF|DBAX|Deutsche Bank Securities Inc.|7900
SCHC|SCHWAB INTL SC ETF|DEAN|MORGAN STANLEY|1406
SCHC|SCHWAB INTL SC ETF|DEGS|RONIN PROFESSIONAL LLC|1043
SCHC|SCHWAB INTL SC ETF|EBXL|EBX LLC|12800
SCHC|SCHWAB INTL SC ETF|EDJO|Edward D. Jones & Co., L.P.|19939
SCHC|SCHWAB INTL SC ETF|EGAM|CBOE TRADING, INC.|100
SCHC|SCHWAB INTL SC ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SCHC|SCHWAB INTL SC ETF|ETRS|E*Trade Securities LLC|6998
SCHC|SCHWAB INTL SC ETF|FBSB|U.S. Bancorp Investments, Inc.|315
SCHC|SCHWAB INTL SC ETF|FLTU|FLOW TRADERS US LLC|20
SCHC|SCHWAB INTL SC ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102
SCHC|SCHWAB INTL SC ETF|FTBR|Foliofn Investments, Inc.|7273
SCHC|SCHWAB INTL SC ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|400
SCHC|SCHWAB INTL SC ETF|GLIS|TD Securities Inc|600
SCHC|SCHWAB INTL SC ETF|GSLT|GOLDMAN SACHS & CO. LLC|10
SCHC|SCHWAB INTL SC ETF|GTSZ|GTS SECURITIES LLC|105
SCHC|SCHWAB INTL SC ETF|HRBF|American Enterprise Investment Services Inc.|159
SCHC|SCHWAB INTL SC ETF|IATS|INTERACTIVE BROKERS LLC|516
SCHC|SCHWAB INTL SC ETF|IBKR|Interactive Brokers Llc|2847
SCHC|SCHWAB INTL SC ETF|ICBX|INSTINET, LLC|5305
SCHC|SCHWAB INTL SC ETF|INCA|INSTINET, LLC|4804
SCHC|SCHWAB INTL SC ETF|ITGI|ITG Inc.|1213
SCHC|SCHWAB INTL SC ETF|ITGP|ITG INC.|200
SCHC|SCHWAB INTL SC ETF|JMPT|JUMP TRADING, LLC|285
SCHC|SCHWAB INTL SC ETF|JPMX|J.P. Morgan Securities LLC|32508
SCHC|SCHWAB INTL SC ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|334374
SCHC|SCHWAB INTL SC ETF|JSJX|JANE STREET CAPITAL LLC|279496
SCHC|SCHWAB INTL SC ETF|KCGM|VIRTU Americas LLC|7100
SCHC|SCHWAB INTL SC ETF|LEHM|Barclays Capital Inc./Le|15800
SCHC|SCHWAB INTL SC ETF|LIME|Lime Brokerage LLC|8087
SCHC|SCHWAB INTL SC ETF|LSCI|Lek Securities Corporation|7
SCHC|SCHWAB INTL SC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27160
SCHC|SCHWAB INTL SC ETF|MOTF|MOTIF INVESTING, INC.|1
SCHC|SCHWAB INTL SC ETF|MSCO|MORGAN STANLEY & CO. LLC|71709
SCHC|SCHWAB INTL SC ETF|MSPL|MORGAN STANLEY & CO. LLC|3900
SCHC|SCHWAB INTL SC ETF|NFSC|National Financial Services LLC|181027
SCHC|SCHWAB INTL SC ETF|NITE|VIRTU Americas LLC|179477
SCHC|SCHWAB INTL SC ETF|NQRB|Brut, LLC|200
SCHC|SCHWAB INTL SC ETF|OLDM|OLD MISSION CAPITAL, LLC|185
SCHC|SCHWAB INTL SC ETF|OPCO|Oppenheimer & Co. Inc.|137
SCHC|SCHWAB INTL SC ETF|PDQM|CODA MARKETS, INC.|1884
SCHC|SCHWAB INTL SC ETF|RBCM|RBC CAPITAL MARKETS, LLC|8
SCHC|SCHWAB INTL SC ETF|SBSH|Citigroup Global Markets Inc.|28867
SCHC|SCHWAB INTL SC ETF|SEIC|SEI Investments Distribution Co.|1235
SCHC|SCHWAB INTL SC ETF|SGMT|GOLDMAN SACHS & CO. LLC|4307
SCHC|SCHWAB INTL SC ETF|STFL|Stifel, Nicolaus & Company, Incorporated|52
SCHC|SCHWAB INTL SC ETF|SWIM|TD Ameritrade, Inc.|553
SCHC|SCHWAB INTL SC ETF|SWST|Hilltop Securities Inc.|219
SCHC|SCHWAB INTL SC ETF|TRBT|Tradebot Systems, Inc.|100
SCHC|SCHWAB INTL SC ETF|TRCM|TRC MARKETS LLC|400
SCHC|SCHWAB INTL SC ETF|UBSA|UBS SECURITIES LLC|54885
SCHC|SCHWAB INTL SC ETF|UBSS|UBS Securities LLC|277207
SCHC|SCHWAB INTL SC ETF|VALX|VIRTU AMERICAS LLC|203
SCHC|SCHWAB INTL SC ETF|VERT|The Vertical Trading Group, LLC|125
SCHC|SCHWAB INTL SC ETF|VGRD|Vanguard Marketing Corporation|4979
SCHC|SCHWAB INTL SC ETF|WCHV|WELLS FARGO SECURITIES, LLC|53768
SCHC|SCHWAB INTL SC ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|316
SCHC|SCHWAB INTL SC ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|165
SCHC|SCHWAB INTL SC ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|614
SCHC|SCHWAB INTL SC ETF|WSEA|WOLVERINE SECURITIES, LLC|1089
SCHC|SCHWAB INTL SC ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|5154
SCHC|SCHWAB INTL SC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11087
SCHD|SCHWAB US DIVD EQTY|ALTX|Alternet Securities Inc.|200
SCHD|SCHWAB US DIVD EQTY|APCC|Apex Clearing Corporation|49396
SCHD|SCHWAB US DIVD EQTY|BARD|Robert W. Baird & Co. Incorporated|3964
SCHD|SCHWAB US DIVD EQTY|BATM|CBOE TRADING, INC.|200
SCHD|SCHWAB US DIVD EQTY|BBNT|BB&T SECURITIES, LLC|1426
SCHD|SCHWAB US DIVD EQTY|BERN|Sanford C. Bernstein & Co., LLC|538
SCHD|SCHWAB US DIVD EQTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|84435
SCHD|SCHWAB US DIVD EQTY|BYXM|CBOE TRADING, INC.|100
SCHD|SCHWAB US DIVD EQTY|CANT|Cantor Fitzgerald & Co.|179710
SCHD|SCHWAB US DIVD EQTY|CHAS|Charles Schwab & Co., Inc.|292398
SCHD|SCHWAB US DIVD EQTY|CIST|Capital Institutional Services, Inc.|100
SCHD|SCHWAB US DIVD EQTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71718
SCHD|SCHWAB US DIVD EQTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9
SCHD|SCHWAB US DIVD EQTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|139
SCHD|SCHWAB US DIVD EQTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73638
SCHD|SCHWAB US DIVD EQTY|CSIN|Citadel Securities Institutional LLC|277524
SCHD|SCHWAB US DIVD EQTY|CTDL|Citadel Derivatives Group Llc|280173
SCHD|SCHWAB US DIVD EQTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|3062
SCHD|SCHWAB US DIVD EQTY|DADA|D.A. Davidson & Co.|57
SCHD|SCHWAB US DIVD EQTY|DBAB|Deutsche Bank Securities Inc.|1701
SCHD|SCHWAB US DIVD EQTY|DBAX|Deutsche Bank Securities Inc.|10600
SCHD|SCHWAB US DIVD EQTY|DEAN|MORGAN STANLEY|7866
SCHD|SCHWAB US DIVD EQTY|EBXL|EBX LLC|27700
SCHD|SCHWAB US DIVD EQTY|EDJO|Edward D. Jones & Co., L.P.|8935
SCHD|SCHWAB US DIVD EQTY|EGAM|CBOE TRADING, INC.|647
SCHD|SCHWAB US DIVD EQTY|EGXM|CBOE TRADING, INC.|244
SCHD|SCHWAB US DIVD EQTY|ETBE|Electronic Transaction Clearing, Inc.|3644
SCHD|SCHWAB US DIVD EQTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
SCHD|SCHWAB US DIVD EQTY|ETRS|E*Trade Securities LLC|53296
SCHD|SCHWAB US DIVD EQTY|FILL|Tradestation Securities, Inc.|100
SCHD|SCHWAB US DIVD EQTY|FMAF|NBCN Inc./ CDS|1070
SCHD|SCHWAB US DIVD EQTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4486
SCHD|SCHWAB US DIVD EQTY|FTBR|Foliofn Investments, Inc.|2436
SCHD|SCHWAB US DIVD EQTY|GLIS|TD Securities Inc|700
SCHD|SCHWAB US DIVD EQTY|GSCO|GOLDMAN SACHS & CO. LLC|5520
SCHD|SCHWAB US DIVD EQTY|GSLT|GOLDMAN SACHS & CO. LLC|16196
SCHD|SCHWAB US DIVD EQTY|GTSZ|GTS SECURITIES LLC|3856
SCHD|SCHWAB US DIVD EQTY|HRBF|American Enterprise Investment Services Inc.|62327
SCHD|SCHWAB US DIVD EQTY|IATS|INTERACTIVE BROKERS LLC|2347
SCHD|SCHWAB US DIVD EQTY|IBKR|Interactive Brokers Llc|13139
SCHD|SCHWAB US DIVD EQTY|ICBX|INSTINET, LLC|17988
SCHD|SCHWAB US DIVD EQTY|INCA|INSTINET, LLC|8205
SCHD|SCHWAB US DIVD EQTY|ITGI|ITG Inc.|6720
SCHD|SCHWAB US DIVD EQTY|ITGP|ITG INC.|8600
SCHD|SCHWAB US DIVD EQTY|JANY|Janney Montgomery Scott Inc.|625
SCHD|SCHWAB US DIVD EQTY|JMPT|JUMP TRADING, LLC|716
SCHD|SCHWAB US DIVD EQTY|JPMX|J.P. Morgan Securities LLC|5698
SCHD|SCHWAB US DIVD EQTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|13938
SCHD|SCHWAB US DIVD EQTY|JSJX|JANE STREET CAPITAL LLC|1273604
SCHD|SCHWAB US DIVD EQTY|KCGM|VIRTU Americas LLC|8821
SCHD|SCHWAB US DIVD EQTY|LEHM|Barclays Capital Inc./Le|188682
SCHD|SCHWAB US DIVD EQTY|LGNT|COR CLEARING LLC|1
SCHD|SCHWAB US DIVD EQTY|LIME|Lime Brokerage LLC|1200
SCHD|SCHWAB US DIVD EQTY|MACC|Mid Atlantic Capital Corporation|3659
SCHD|SCHWAB US DIVD EQTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39206
SCHD|SCHWAB US DIVD EQTY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SCHD|SCHWAB US DIVD EQTY|MOTF|MOTIF INVESTING, INC.|7
SCHD|SCHWAB US DIVD EQTY|MSCO|MORGAN STANLEY & CO. LLC|74995
SCHD|SCHWAB US DIVD EQTY|MSPL|MORGAN STANLEY & CO. LLC|6500
SCHD|SCHWAB US DIVD EQTY|MSTX|MORGAN STANLEY & CO. LLC|800
SCHD|SCHWAB US DIVD EQTY|NATL|National Securities Corporation|38
SCHD|SCHWAB US DIVD EQTY|NFSC|National Financial Services LLC|305068
SCHD|SCHWAB US DIVD EQTY|NITE|VIRTU Americas LLC|326538
SCHD|SCHWAB US DIVD EQTY|NQRB|Brut, LLC|2553
SCHD|SCHWAB US DIVD EQTY|NTRC|Northern Trust Securities, Inc.|269
SCHD|SCHWAB US DIVD EQTY|OLDM|OLD MISSION CAPITAL, LLC|100
SCHD|SCHWAB US DIVD EQTY|OPCO|Oppenheimer & Co. Inc.|67
SCHD|SCHWAB US DIVD EQTY|PDQM|CODA MARKETS, INC.|16000
SCHD|SCHWAB US DIVD EQTY|PHLY|NASDAQ Execution Services, LLC|1200
SCHD|SCHWAB US DIVD EQTY|PWJC|UBS Financial Services, Inc.|53
SCHD|SCHWAB US DIVD EQTY|RBCM|RBC CAPITAL MARKETS, LLC|2411
SCHD|SCHWAB US DIVD EQTY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|100
SCHD|SCHWAB US DIVD EQTY|SALI|INTL FCSTONE FINANCIAL INC.|15
SCHD|SCHWAB US DIVD EQTY|SBSH|Citigroup Global Markets Inc.|27765
SCHD|SCHWAB US DIVD EQTY|SGMT|GOLDMAN SACHS & CO. LLC|24929
SCHD|SCHWAB US DIVD EQTY|SHMR|ABN Amro Clearing LLC|900
SCHD|SCHWAB US DIVD EQTY|STKP|STOCKPILE INVESTMENTS, INC.|118
SCHD|SCHWAB US DIVD EQTY|SWIM|TD Ameritrade, Inc.|13595
SCHD|SCHWAB US DIVD EQTY|TKNG|ALLY INVEST SECURITIES LLC|4057
SCHD|SCHWAB US DIVD EQTY|TRBT|Tradebot Systems, Inc.|16947
SCHD|SCHWAB US DIVD EQTY|TRCM|TRC MARKETS LLC|675
SCHD|SCHWAB US DIVD EQTY|TWTT|TASTYWORKS, INC.|38
SCHD|SCHWAB US DIVD EQTY|UBSA|UBS SECURITIES LLC|37008
SCHD|SCHWAB US DIVD EQTY|UBSS|UBS Securities LLC|516954
SCHD|SCHWAB US DIVD EQTY|VALX|VIRTU AMERICAS LLC|5996
SCHD|SCHWAB US DIVD EQTY|VGRD|Vanguard Marketing Corporation|32826
SCHD|SCHWAB US DIVD EQTY|WCHV|WELLS FARGO SECURITIES, LLC|41257
SCHD|SCHWAB US DIVD EQTY|WEDB|WEDBUSH SECURITIES INC.|10
SCHD|SCHWAB US DIVD EQTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|883
SCHD|SCHWAB US DIVD EQTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2128
SCHD|SCHWAB US DIVD EQTY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|527366
SCHD|SCHWAB US DIVD EQTY|WSEA|WOLVERINE SECURITIES, LLC|1492
SCHD|SCHWAB US DIVD EQTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42924
SCHE|SCHWAB EMG MKT ETF|ALTX|Alternet Securities Inc.|1955
SCHE|SCHWAB EMG MKT ETF|APCC|Apex Clearing Corporation|131860
SCHE|SCHWAB EMG MKT ETF|BARD|Robert W. Baird & Co. Incorporated|5419
SCHE|SCHWAB EMG MKT ETF|BATM|CBOE TRADING, INC.|38731
SCHE|SCHWAB EMG MKT ETF|BBNT|BB&T SECURITIES, LLC|2602
SCHE|SCHWAB EMG MKT ETF|BERN|Sanford C. Bernstein & Co., LLC|41
SCHE|SCHWAB EMG MKT ETF|BKCM|BNY Mellon Capital Markets LLC|701
SCHE|SCHWAB EMG MKT ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52586
SCHE|SCHWAB EMG MKT ETF|CANT|Cantor Fitzgerald & Co.|1625895
SCHE|SCHWAB EMG MKT ETF|CHAS|Charles Schwab & Co., Inc.|2399229
SCHE|SCHWAB EMG MKT ETF|CIST|Capital Institutional Services, Inc.|677
SCHE|SCHWAB EMG MKT ETF|CLSA|CLSA AMERICAS, LLC|400
SCHE|SCHWAB EMG MKT ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|318351
SCHE|SCHWAB EMG MKT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133709
SCHE|SCHWAB EMG MKT ETF|CSIN|Citadel Securities Institutional LLC|444158
SCHE|SCHWAB EMG MKT ETF|CTDL|Citadel Derivatives Group Llc|702403
SCHE|SCHWAB EMG MKT ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|122106
SCHE|SCHWAB EMG MKT ETF|DADA|D.A. Davidson & Co.|7
SCHE|SCHWAB EMG MKT ETF|DBAB|Deutsche Bank Securities Inc.|10895
SCHE|SCHWAB EMG MKT ETF|DBAX|Deutsche Bank Securities Inc.|87800
SCHE|SCHWAB EMG MKT ETF|DEAN|MORGAN STANLEY|4208
SCHE|SCHWAB EMG MKT ETF|EBXL|EBX LLC|100300
SCHE|SCHWAB EMG MKT ETF|EDJO|Edward D. Jones & Co., L.P.|77551
SCHE|SCHWAB EMG MKT ETF|EGAM|CBOE TRADING, INC.|1251
SCHE|SCHWAB EMG MKT ETF|EGXM|CBOE TRADING, INC.|37372
SCHE|SCHWAB EMG MKT ETF|ETBE|Electronic Transaction Clearing, Inc.|4641
SCHE|SCHWAB EMG MKT ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11551
SCHE|SCHWAB EMG MKT ETF|ETRS|E*Trade Securities LLC|18453
SCHE|SCHWAB EMG MKT ETF|FILL|Tradestation Securities, Inc.|1500
SCHE|SCHWAB EMG MKT ETF|FINX|FINTECH SECURITIES|2084
SCHE|SCHWAB EMG MKT ETF|FLTU|FLOW TRADERS US LLC|128014
SCHE|SCHWAB EMG MKT ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|77119
SCHE|SCHWAB EMG MKT ETF|FMAF|NBCN Inc./ CDS|223
SCHE|SCHWAB EMG MKT ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7922
SCHE|SCHWAB EMG MKT ETF|FTBR|Foliofn Investments, Inc.|1331
SCHE|SCHWAB EMG MKT ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|49388
SCHE|SCHWAB EMG MKT ETF|GSCO|GOLDMAN SACHS & CO. LLC|61096
SCHE|SCHWAB EMG MKT ETF|GSLT|GOLDMAN SACHS & CO. LLC|87868
SCHE|SCHWAB EMG MKT ETF|GTSZ|GTS SECURITIES LLC|3549
SCHE|SCHWAB EMG MKT ETF|HRBF|American Enterprise Investment Services Inc.|23795
SCHE|SCHWAB EMG MKT ETF|IATS|INTERACTIVE BROKERS LLC|800
SCHE|SCHWAB EMG MKT ETF|IBKR|Interactive Brokers Llc|11139
SCHE|SCHWAB EMG MKT ETF|ICBX|INSTINET, LLC|148528
SCHE|SCHWAB EMG MKT ETF|INCA|INSTINET, LLC|39493
SCHE|SCHWAB EMG MKT ETF|ITGI|ITG Inc.|6129
SCHE|SCHWAB EMG MKT ETF|ITGP|ITG INC.|3600
SCHE|SCHWAB EMG MKT ETF|JMPT|JUMP TRADING, LLC|22731
SCHE|SCHWAB EMG MKT ETF|JPMX|J.P. Morgan Securities LLC|63558
SCHE|SCHWAB EMG MKT ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|535539
SCHE|SCHWAB EMG MKT ETF|JSJX|JANE STREET CAPITAL LLC|1505960
SCHE|SCHWAB EMG MKT ETF|KCGM|VIRTU Americas LLC|257282
SCHE|SCHWAB EMG MKT ETF|LEHM|Barclays Capital Inc./Le|299338
SCHE|SCHWAB EMG MKT ETF|LIME|Lime Brokerage LLC|24860
SCHE|SCHWAB EMG MKT ETF|MACC|Mid Atlantic Capital Corporation|3114
SCHE|SCHWAB EMG MKT ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|201554
SCHE|SCHWAB EMG MKT ETF|MOTF|MOTIF INVESTING, INC.|2
SCHE|SCHWAB EMG MKT ETF|MSCO|MORGAN STANLEY & CO. LLC|375077
SCHE|SCHWAB EMG MKT ETF|MSPL|MORGAN STANLEY & CO. LLC|63100
SCHE|SCHWAB EMG MKT ETF|NFSC|National Financial Services LLC|563089
SCHE|SCHWAB EMG MKT ETF|NITE|VIRTU Americas LLC|141931
SCHE|SCHWAB EMG MKT ETF|NITP|VIRTU Americas LLC|121
SCHE|SCHWAB EMG MKT ETF|NQRB|Brut, LLC|400
SCHE|SCHWAB EMG MKT ETF|NTRC|Northern Trust Securities, Inc.|3075
SCHE|SCHWAB EMG MKT ETF|OLDM|OLD MISSION CAPITAL, LLC|1200
SCHE|SCHWAB EMG MKT ETF|PWJC|UBS Financial Services, Inc.|66
SCHE|SCHWAB EMG MKT ETF|RBCM|RBC CAPITAL MARKETS, LLC|4076
SCHE|SCHWAB EMG MKT ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|4300
SCHE|SCHWAB EMG MKT ETF|SAGL|SAGETRADER, LLC|4800
SCHE|SCHWAB EMG MKT ETF|SALI|INTL FCSTONE FINANCIAL INC.|1194
SCHE|SCHWAB EMG MKT ETF|SBSH|Citigroup Global Markets Inc.|45775
SCHE|SCHWAB EMG MKT ETF|SEIC|SEI Investments Distribution Co.|1655
SCHE|SCHWAB EMG MKT ETF|SGMT|GOLDMAN SACHS & CO. LLC|77384
SCHE|SCHWAB EMG MKT ETF|STFL|Stifel, Nicolaus & Company, Incorporated|65
SCHE|SCHWAB EMG MKT ETF|SWIM|TD Ameritrade, Inc.|5952
SCHE|SCHWAB EMG MKT ETF|SWST|Hilltop Securities Inc.|683
SCHE|SCHWAB EMG MKT ETF|TKNG|ALLY INVEST SECURITIES LLC|412
SCHE|SCHWAB EMG MKT ETF|TRBT|Tradebot Systems, Inc.|125936
SCHE|SCHWAB EMG MKT ETF|TRCM|TRC MARKETS LLC|19051
SCHE|SCHWAB EMG MKT ETF|TWTT|TASTYWORKS, INC.|14
SCHE|SCHWAB EMG MKT ETF|UBSA|UBS SECURITIES LLC|187002
SCHE|SCHWAB EMG MKT ETF|UBSS|UBS Securities LLC|989599
SCHE|SCHWAB EMG MKT ETF|VALX|VIRTU AMERICAS LLC|6599
SCHE|SCHWAB EMG MKT ETF|VGRD|Vanguard Marketing Corporation|11981
SCHE|SCHWAB EMG MKT ETF|WCHV|WELLS FARGO SECURITIES, LLC|77288
SCHE|SCHWAB EMG MKT ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3031
SCHE|SCHWAB EMG MKT ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2035
SCHE|SCHWAB EMG MKT ETF|WSEA|WOLVERINE SECURITIES, LLC|745
SCHE|SCHWAB EMG MKT ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1500
SCHE|SCHWAB EMG MKT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33905
SCHF|SCHWAB INTL EQ ETF|ALTX|Alternet Securities Inc.|3423
SCHF|SCHWAB INTL EQ ETF|APCC|Apex Clearing Corporation|2201610
SCHF|SCHWAB INTL EQ ETF|BARD|Robert W. Baird & Co. Incorporated|10956
SCHF|SCHWAB INTL EQ ETF|BATM|CBOE TRADING, INC.|12882
SCHF|SCHWAB INTL EQ ETF|BBNT|BB&T SECURITIES, LLC|800
SCHF|SCHWAB INTL EQ ETF|BERN|Sanford C. Bernstein & Co., LLC|500
SCHF|SCHWAB INTL EQ ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|482624
SCHF|SCHWAB INTL EQ ETF|BYXM|CBOE TRADING, INC.|700
SCHF|SCHWAB INTL EQ ETF|CANT|Cantor Fitzgerald & Co.|403713
SCHF|SCHWAB INTL EQ ETF|CHAS|Charles Schwab & Co., Inc.|2533000
SCHF|SCHWAB INTL EQ ETF|CIST|Capital Institutional Services, Inc.|3448
SCHF|SCHWAB INTL EQ ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|140920
SCHF|SCHWAB INTL EQ ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|876721
SCHF|SCHWAB INTL EQ ETF|CSIN|Citadel Securities Institutional LLC|577428
SCHF|SCHWAB INTL EQ ETF|CTDL|Citadel Derivatives Group Llc|1436788
SCHF|SCHWAB INTL EQ ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|231354
SCHF|SCHWAB INTL EQ ETF|DADA|D.A. Davidson & Co.|585
SCHF|SCHWAB INTL EQ ETF|DBAB|Deutsche Bank Securities Inc.|5900
SCHF|SCHWAB INTL EQ ETF|DBAX|Deutsche Bank Securities Inc.|186000
SCHF|SCHWAB INTL EQ ETF|DEAN|MORGAN STANLEY|4537
SCHF|SCHWAB INTL EQ ETF|DEGS|RONIN PROFESSIONAL LLC|1203
SCHF|SCHWAB INTL EQ ETF|EBXL|EBX LLC|238900
SCHF|SCHWAB INTL EQ ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|47388
SCHF|SCHWAB INTL EQ ETF|EDJC|Edward Jones / CDS|31
SCHF|SCHWAB INTL EQ ETF|EDJO|Edward D. Jones & Co., L.P.|70962
SCHF|SCHWAB INTL EQ ETF|EGAM|CBOE TRADING, INC.|8653
SCHF|SCHWAB INTL EQ ETF|EGAW|CBOE TRADING, INC.|31
SCHF|SCHWAB INTL EQ ETF|EGXM|CBOE TRADING, INC.|65918
SCHF|SCHWAB INTL EQ ETF|ETBE|Electronic Transaction Clearing, Inc.|37952
SCHF|SCHWAB INTL EQ ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2290
SCHF|SCHWAB INTL EQ ETF|ETRS|E*Trade Securities LLC|12203
SCHF|SCHWAB INTL EQ ETF|FLTU|FLOW TRADERS US LLC|1332332
SCHF|SCHWAB INTL EQ ETF|FMAF|NBCN Inc./ CDS|2024
SCHF|SCHWAB INTL EQ ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38846
SCHF|SCHWAB INTL EQ ETF|FTBR|Foliofn Investments, Inc.|1171
SCHF|SCHWAB INTL EQ ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|54100
SCHF|SCHWAB INTL EQ ETF|GLIS|TD Securities Inc|800
SCHF|SCHWAB INTL EQ ETF|GSCO|GOLDMAN SACHS & CO. LLC|21535
SCHF|SCHWAB INTL EQ ETF|GSLT|GOLDMAN SACHS & CO. LLC|15505
SCHF|SCHWAB INTL EQ ETF|GTSZ|GTS SECURITIES LLC|1245
SCHF|SCHWAB INTL EQ ETF|HRBF|American Enterprise Investment Services Inc.|57174
SCHF|SCHWAB INTL EQ ETF|IATS|INTERACTIVE BROKERS LLC|4717
SCHF|SCHWAB INTL EQ ETF|IBKR|Interactive Brokers Llc|16769
SCHF|SCHWAB INTL EQ ETF|ICBX|INSTINET, LLC|99676
SCHF|SCHWAB INTL EQ ETF|INCA|INSTINET, LLC|14910
SCHF|SCHWAB INTL EQ ETF|ITGI|ITG Inc.|6418
SCHF|SCHWAB INTL EQ ETF|ITGP|ITG INC.|130000
SCHF|SCHWAB INTL EQ ETF|JANY|Janney Montgomery Scott Inc.|797
SCHF|SCHWAB INTL EQ ETF|JMPT|JUMP TRADING, LLC|25373
SCHF|SCHWAB INTL EQ ETF|JPMX|J.P. Morgan Securities LLC|99441
SCHF|SCHWAB INTL EQ ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|3148405
SCHF|SCHWAB INTL EQ ETF|JSJX|JANE STREET CAPITAL LLC|5609603
SCHF|SCHWAB INTL EQ ETF|KCGM|VIRTU Americas LLC|476872
SCHF|SCHWAB INTL EQ ETF|LEHM|Barclays Capital Inc./Le|1729950
SCHF|SCHWAB INTL EQ ETF|LIME|Lime Brokerage LLC|2774
SCHF|SCHWAB INTL EQ ETF|LSCI|Lek Securities Corporation|13
SCHF|SCHWAB INTL EQ ETF|MACC|Mid Atlantic Capital Corporation|202526
SCHF|SCHWAB INTL EQ ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500792
SCHF|SCHWAB INTL EQ ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|29837
SCHF|SCHWAB INTL EQ ETF|MOTF|MOTIF INVESTING, INC.|1
SCHF|SCHWAB INTL EQ ETF|MSCO|MORGAN STANLEY & CO. LLC|1081515
SCHF|SCHWAB INTL EQ ETF|MSPL|MORGAN STANLEY & CO. LLC|32600
SCHF|SCHWAB INTL EQ ETF|MSTX|MORGAN STANLEY & CO. LLC|1000
SCHF|SCHWAB INTL EQ ETF|NFSC|National Financial Services LLC|632075
SCHF|SCHWAB INTL EQ ETF|NITE|VIRTU Americas LLC|1869460
SCHF|SCHWAB INTL EQ ETF|NITP|VIRTU Americas LLC|49586
SCHF|SCHWAB INTL EQ ETF|NQRB|Brut, LLC|79479
SCHF|SCHWAB INTL EQ ETF|OLDM|OLD MISSION CAPITAL, LLC|87949
SCHF|SCHWAB INTL EQ ETF|OPCO|Oppenheimer & Co. Inc.|218
SCHF|SCHWAB INTL EQ ETF|PDQM|CODA MARKETS, INC.|46400
SCHF|SCHWAB INTL EQ ETF|PWJC|UBS Financial Services, Inc.|67
SCHF|SCHWAB INTL EQ ETF|RBCM|RBC CAPITAL MARKETS, LLC|13526
SCHF|SCHWAB INTL EQ ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|4873
SCHF|SCHWAB INTL EQ ETF|SALI|INTL FCSTONE FINANCIAL INC.|664
SCHF|SCHWAB INTL EQ ETF|SBSH|Citigroup Global Markets Inc.|35492
SCHF|SCHWAB INTL EQ ETF|SEIC|SEI Investments Distribution Co.|3323
SCHF|SCHWAB INTL EQ ETF|SGMT|GOLDMAN SACHS & CO. LLC|88010
SCHF|SCHWAB INTL EQ ETF|SPDR|SPEEDROUTE LLC|400
SCHF|SCHWAB INTL EQ ETF|SPHN|Stephens Inc.|56
SCHF|SCHWAB INTL EQ ETF|STFL|Stifel, Nicolaus & Company, Incorporated|54
SCHF|SCHWAB INTL EQ ETF|SWIM|TD Ameritrade, Inc.|4856
SCHF|SCHWAB INTL EQ ETF|SWST|Hilltop Securities Inc.|750
SCHF|SCHWAB INTL EQ ETF|TKNG|ALLY INVEST SECURITIES LLC|1492
SCHF|SCHWAB INTL EQ ETF|TRBT|Tradebot Systems, Inc.|123063
SCHF|SCHWAB INTL EQ ETF|TRCM|TRC MARKETS LLC|7483
SCHF|SCHWAB INTL EQ ETF|UBSA|UBS SECURITIES LLC|1790668
SCHF|SCHWAB INTL EQ ETF|UBSS|UBS Securities LLC|1817125
SCHF|SCHWAB INTL EQ ETF|VALX|VIRTU AMERICAS LLC|15633
SCHF|SCHWAB INTL EQ ETF|VGRD|Vanguard Marketing Corporation|39190
SCHF|SCHWAB INTL EQ ETF|WCHV|WELLS FARGO SECURITIES, LLC|54491
SCHF|SCHWAB INTL EQ ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101
SCHF|SCHWAB INTL EQ ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1437
SCHF|SCHWAB INTL EQ ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4186358
SCHF|SCHWAB INTL EQ ETF|WSEA|WOLVERINE SECURITIES, LLC|1739
SCHF|SCHWAB INTL EQ ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|19642
SCHF|SCHWAB INTL EQ ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64807
SCHG|SCHWAB US LC GRO ETF|ALTX|Alternet Securities Inc.|100
SCHG|SCHWAB US LC GRO ETF|APCC|Apex Clearing Corporation|1265
SCHG|SCHWAB US LC GRO ETF|BANK|Primevest Financial Services, Inc.|100
SCHG|SCHWAB US LC GRO ETF|BARD|Robert W. Baird & Co. Incorporated|4816
SCHG|SCHWAB US LC GRO ETF|BATM|CBOE TRADING, INC.|2700
SCHG|SCHWAB US LC GRO ETF|BBNT|BB&T SECURITIES, LLC|20887
SCHG|SCHWAB US LC GRO ETF|BERN|Sanford C. Bernstein & Co., LLC|432
SCHG|SCHWAB US LC GRO ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17015
SCHG|SCHWAB US LC GRO ETF|CANT|Cantor Fitzgerald & Co.|119647
SCHG|SCHWAB US LC GRO ETF|CHAS|Charles Schwab & Co., Inc.|925435
SCHG|SCHWAB US LC GRO ETF|CIST|Capital Institutional Services, Inc.|2460
SCHG|SCHWAB US LC GRO ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4791
SCHG|SCHWAB US LC GRO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30342
SCHG|SCHWAB US LC GRO ETF|CSIN|Citadel Securities Institutional LLC|123506
SCHG|SCHWAB US LC GRO ETF|CTDL|Citadel Derivatives Group Llc|142180
SCHG|SCHWAB US LC GRO ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|498
SCHG|SCHWAB US LC GRO ETF|DBAB|Deutsche Bank Securities Inc.|1399
SCHG|SCHWAB US LC GRO ETF|DBAX|Deutsche Bank Securities Inc.|5400
SCHG|SCHWAB US LC GRO ETF|DEAN|MORGAN STANLEY|1564
SCHG|SCHWAB US LC GRO ETF|DEGS|RONIN PROFESSIONAL LLC|1100
SCHG|SCHWAB US LC GRO ETF|EBXL|EBX LLC|9000
SCHG|SCHWAB US LC GRO ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1854
SCHG|SCHWAB US LC GRO ETF|EDJO|Edward D. Jones & Co., L.P.|1208
SCHG|SCHWAB US LC GRO ETF|EGAM|CBOE TRADING, INC.|2525
SCHG|SCHWAB US LC GRO ETF|EGXM|CBOE TRADING, INC.|403
SCHG|SCHWAB US LC GRO ETF|ETBE|Electronic Transaction Clearing, Inc.|100
SCHG|SCHWAB US LC GRO ETF|ETCB|ETC BROKERAGE SERVICES, LLC|220
SCHG|SCHWAB US LC GRO ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2078
SCHG|SCHWAB US LC GRO ETF|ETRS|E*Trade Securities LLC|25368
SCHG|SCHWAB US LC GRO ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1579
SCHG|SCHWAB US LC GRO ETF|FTBR|Foliofn Investments, Inc.|137
SCHG|SCHWAB US LC GRO ETF|GSCO|GOLDMAN SACHS & CO. LLC|300
SCHG|SCHWAB US LC GRO ETF|GSLT|GOLDMAN SACHS & CO. LLC|504
SCHG|SCHWAB US LC GRO ETF|GTSZ|GTS SECURITIES LLC|1421
SCHG|SCHWAB US LC GRO ETF|HRBF|American Enterprise Investment Services Inc.|22403
SCHG|SCHWAB US LC GRO ETF|IBKR|Interactive Brokers Llc|723
SCHG|SCHWAB US LC GRO ETF|ICBX|INSTINET, LLC|9058
SCHG|SCHWAB US LC GRO ETF|INCA|INSTINET, LLC|776
SCHG|SCHWAB US LC GRO ETF|ITGI|ITG Inc.|11856
SCHG|SCHWAB US LC GRO ETF|JEFF|JEFFERIES LLC|300
SCHG|SCHWAB US LC GRO ETF|JMPT|JUMP TRADING, LLC|1771
SCHG|SCHWAB US LC GRO ETF|JPMX|J.P. Morgan Securities LLC|30490
SCHG|SCHWAB US LC GRO ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|540173
SCHG|SCHWAB US LC GRO ETF|JSJX|JANE STREET CAPITAL LLC|1155886
SCHG|SCHWAB US LC GRO ETF|KCGM|VIRTU Americas LLC|14273
SCHG|SCHWAB US LC GRO ETF|LEHM|Barclays Capital Inc./Le|21882
SCHG|SCHWAB US LC GRO ETF|LIME|Lime Brokerage LLC|19832
SCHG|SCHWAB US LC GRO ETF|MACC|Mid Atlantic Capital Corporation|19936
SCHG|SCHWAB US LC GRO ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19366
SCHG|SCHWAB US LC GRO ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|507
SCHG|SCHWAB US LC GRO ETF|MOTF|MOTIF INVESTING, INC.|3
SCHG|SCHWAB US LC GRO ETF|MSCO|MORGAN STANLEY & CO. LLC|41595
SCHG|SCHWAB US LC GRO ETF|MSPL|MORGAN STANLEY & CO. LLC|100
SCHG|SCHWAB US LC GRO ETF|NFSC|National Financial Services LLC|270634
SCHG|SCHWAB US LC GRO ETF|NITE|VIRTU Americas LLC|38084
SCHG|SCHWAB US LC GRO ETF|NQRB|Brut, LLC|3002
SCHG|SCHWAB US LC GRO ETF|OPCO|Oppenheimer & Co. Inc.|1759
SCHG|SCHWAB US LC GRO ETF|PDQM|CODA MARKETS, INC.|5000
SCHG|SCHWAB US LC GRO ETF|PHLY|NASDAQ Execution Services, LLC|1000
SCHG|SCHWAB US LC GRO ETF|PWJC|UBS Financial Services, Inc.|91
SCHG|SCHWAB US LC GRO ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1100
SCHG|SCHWAB US LC GRO ETF|SAGL|SAGETRADER, LLC|26
SCHG|SCHWAB US LC GRO ETF|SALI|INTL FCSTONE FINANCIAL INC.|941
SCHG|SCHWAB US LC GRO ETF|SBSH|Citigroup Global Markets Inc.|4058
SCHG|SCHWAB US LC GRO ETF|SGMT|GOLDMAN SACHS & CO. LLC|5359
SCHG|SCHWAB US LC GRO ETF|SHMR|ABN Amro Clearing LLC|100
SCHG|SCHWAB US LC GRO ETF|SWIM|TD Ameritrade, Inc.|5292
SCHG|SCHWAB US LC GRO ETF|SWST|Hilltop Securities Inc.|76
SCHG|SCHWAB US LC GRO ETF|TKNG|ALLY INVEST SECURITIES LLC|249
SCHG|SCHWAB US LC GRO ETF|TRBT|Tradebot Systems, Inc.|22381
SCHG|SCHWAB US LC GRO ETF|TRCM|TRC MARKETS LLC|300
SCHG|SCHWAB US LC GRO ETF|TWTT|TASTYWORKS, INC.|73
SCHG|SCHWAB US LC GRO ETF|UBSA|UBS SECURITIES LLC|40700
SCHG|SCHWAB US LC GRO ETF|UBSS|UBS Securities LLC|367368
SCHG|SCHWAB US LC GRO ETF|VALX|VIRTU AMERICAS LLC|547
SCHG|SCHWAB US LC GRO ETF|VGRD|Vanguard Marketing Corporation|7485
SCHG|SCHWAB US LC GRO ETF|WCHV|WELLS FARGO SECURITIES, LLC|11243
SCHG|SCHWAB US LC GRO ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1245
SCHG|SCHWAB US LC GRO ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5129
SCHG|SCHWAB US LC GRO ETF|WGIF|CIBC World Markets Inc.|400
SCHG|SCHWAB US LC GRO ETF|WSEA|WOLVERINE SECURITIES, LLC|1176
SCHG|SCHWAB US LC GRO ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39471
SCHH|SCH US REIT ETF|ALTX|Alternet Securities Inc.|10638
SCHH|SCH US REIT ETF|APCC|Apex Clearing Corporation|3611
SCHH|SCH US REIT ETF|BANK|Primevest Financial Services, Inc.|218
SCHH|SCH US REIT ETF|BARD|Robert W. Baird & Co. Incorporated|1617
SCHH|SCH US REIT ETF|BATM|CBOE TRADING, INC.|10243
SCHH|SCH US REIT ETF|BBNT|BB&T SECURITIES, LLC|1842
SCHH|SCH US REIT ETF|BERN|Sanford C. Bernstein & Co., LLC|117
SCHH|SCH US REIT ETF|BKCM|BNY Mellon Capital Markets LLC|2839
SCHH|SCH US REIT ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74167
SCHH|SCH US REIT ETF|BNPX|BNP PARIBAS SECURITIES CORP.|882
SCHH|SCH US REIT ETF|BRGE|Newbridge Securities Corp.|16
SCHH|SCH US REIT ETF|CANT|Cantor Fitzgerald & Co.|576492
SCHH|SCH US REIT ETF|CHAS|Charles Schwab & Co., Inc.|639660
SCHH|SCH US REIT ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94614
SCHH|SCH US REIT ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
SCHH|SCH US REIT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69367
SCHH|SCH US REIT ETF|CSIN|Citadel Securities Institutional LLC|240712
SCHH|SCH US REIT ETF|CTDL|Citadel Derivatives Group Llc|241243
SCHH|SCH US REIT ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|7642
SCHH|SCH US REIT ETF|DBAB|Deutsche Bank Securities Inc.|5733
SCHH|SCH US REIT ETF|DBAX|Deutsche Bank Securities Inc.|165700
SCHH|SCH US REIT ETF|DEAN|MORGAN STANLEY|2329
SCHH|SCH US REIT ETF|EBXL|EBX LLC|136500
SCHH|SCH US REIT ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|20008
SCHH|SCH US REIT ETF|EDJC|Edward Jones / CDS|87
SCHH|SCH US REIT ETF|EDJO|Edward D. Jones & Co., L.P.|81729
SCHH|SCH US REIT ETF|EGAM|CBOE TRADING, INC.|8450
SCHH|SCH US REIT ETF|EGXM|CBOE TRADING, INC.|2246
SCHH|SCH US REIT ETF|ESPO|ESPOSITO SECURITIES, LLC|1539
SCHH|SCH US REIT ETF|ETBE|Electronic Transaction Clearing, Inc.|3500
SCHH|SCH US REIT ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7023
SCHH|SCH US REIT ETF|ETRS|E*Trade Securities LLC|17595
SCHH|SCH US REIT ETF|FBSB|U.S. Bancorp Investments, Inc.|2679
SCHH|SCH US REIT ETF|FINX|FINTECH SECURITIES|252
SCHH|SCH US REIT ETF|FMAF|NBCN Inc./ CDS|9686
SCHH|SCH US REIT ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6356
SCHH|SCH US REIT ETF|FTBR|Foliofn Investments, Inc.|2165
SCHH|SCH US REIT ETF|GLPX|ACS EXECUTION SERVICES, LLC|55
SCHH|SCH US REIT ETF|GSCO|GOLDMAN SACHS & CO. LLC|13699
SCHH|SCH US REIT ETF|GSCS|GOLDMAN SACHS & CO. LLC|2611
SCHH|SCH US REIT ETF|GSLT|GOLDMAN SACHS & CO. LLC|7526
SCHH|SCH US REIT ETF|GTSZ|GTS SECURITIES LLC|6700
SCHH|SCH US REIT ETF|HRBF|American Enterprise Investment Services Inc.|50611
SCHH|SCH US REIT ETF|IATS|INTERACTIVE BROKERS LLC|1413
SCHH|SCH US REIT ETF|IBKR|Interactive Brokers Llc|3081
SCHH|SCH US REIT ETF|ICBX|INSTINET, LLC|61329
SCHH|SCH US REIT ETF|INCA|INSTINET, LLC|28655
SCHH|SCH US REIT ETF|INJX|INSTINET, LLC|2600
SCHH|SCH US REIT ETF|ITGI|ITG Inc.|7501
SCHH|SCH US REIT ETF|ITGP|ITG INC.|400
SCHH|SCH US REIT ETF|JANY|Janney Montgomery Scott Inc.|5953
SCHH|SCH US REIT ETF|JEFF|JEFFERIES LLC|7000
SCHH|SCH US REIT ETF|JMPT|JUMP TRADING, LLC|15370
SCHH|SCH US REIT ETF|JPMX|J.P. Morgan Securities LLC|19206
SCHH|SCH US REIT ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|7700
SCHH|SCH US REIT ETF|JSJX|JANE STREET CAPITAL LLC|301083
SCHH|SCH US REIT ETF|KCGM|VIRTU Americas LLC|37515
SCHH|SCH US REIT ETF|LEHM|Barclays Capital Inc./Le|114877
SCHH|SCH US REIT ETF|LIME|Lime Brokerage LLC|8754
SCHH|SCH US REIT ETF|LSCI|Lek Securities Corporation|14
SCHH|SCH US REIT ETF|MACC|Mid Atlantic Capital Corporation|36551
SCHH|SCH US REIT ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|107912
SCHH|SCH US REIT ETF|MOTF|MOTIF INVESTING, INC.|3
SCHH|SCH US REIT ETF|MSCO|MORGAN STANLEY & CO. LLC|273354
SCHH|SCH US REIT ETF|MSPL|MORGAN STANLEY & CO. LLC|69900
SCHH|SCH US REIT ETF|NFSC|National Financial Services LLC|257596
SCHH|SCH US REIT ETF|NITE|VIRTU Americas LLC|725689
SCHH|SCH US REIT ETF|NITP|VIRTU Americas LLC|18648
SCHH|SCH US REIT ETF|NQRB|Brut, LLC|600
SCHH|SCH US REIT ETF|NTBF|BMO Nesbitt Burns Inc./CDS|500
SCHH|SCH US REIT ETF|PDQM|CODA MARKETS, INC.|70
SCHH|SCH US REIT ETF|RBCM|RBC CAPITAL MARKETS, LLC|10770
SCHH|SCH US REIT ETF|SALI|INTL FCSTONE FINANCIAL INC.|2293
SCHH|SCH US REIT ETF|SBSH|Citigroup Global Markets Inc.|437531
SCHH|SCH US REIT ETF|SEIC|SEI Investments Distribution Co.|10238
SCHH|SCH US REIT ETF|SGMT|GOLDMAN SACHS & CO. LLC|59094
SCHH|SCH US REIT ETF|SPDR|SPEEDROUTE LLC|63
SCHH|SCH US REIT ETF|STFL|Stifel, Nicolaus & Company, Incorporated|6723
SCHH|SCH US REIT ETF|STKP|STOCKPILE INVESTMENTS, INC.|22
SCHH|SCH US REIT ETF|SWIM|TD Ameritrade, Inc.|1979
SCHH|SCH US REIT ETF|SWST|Hilltop Securities Inc.|1440
SCHH|SCH US REIT ETF|TKNG|ALLY INVEST SECURITIES LLC|382
SCHH|SCH US REIT ETF|TRBT|Tradebot Systems, Inc.|101791
SCHH|SCH US REIT ETF|TRCM|TRC MARKETS LLC|6324
SCHH|SCH US REIT ETF|TWTT|TASTYWORKS, INC.|5
SCHH|SCH US REIT ETF|UBSA|UBS SECURITIES LLC|87356
SCHH|SCH US REIT ETF|UBSS|UBS Securities LLC|317378
SCHH|SCH US REIT ETF|VALX|VIRTU AMERICAS LLC|10508
SCHH|SCH US REIT ETF|VGRD|Vanguard Marketing Corporation|64595
SCHH|SCH US REIT ETF|WCHV|WELLS FARGO SECURITIES, LLC|31735
SCHH|SCH US REIT ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|163
SCHH|SCH US REIT ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4574
SCHH|SCH US REIT ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25477
SCHH|SCH US REIT ETF|WSEA|WOLVERINE SECURITIES, LLC|3296
SCHH|SCH US REIT ETF|XIST|INSTINET, LLC|400
SCHH|SCH US REIT ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|536
SCHH|SCH US REIT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28478
SCHK|SCHWAB 1000 INDEX ET|APCC|Apex Clearing Corporation|2
SCHK|SCHWAB 1000 INDEX ET|CHAS|Charles Schwab & Co., Inc.|4222
SCHK|SCHWAB 1000 INDEX ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5090
SCHK|SCHWAB 1000 INDEX ET|DBAX|Deutsche Bank Securities Inc.|2500
SCHK|SCHWAB 1000 INDEX ET|EBXL|EBX LLC|2300
SCHK|SCHWAB 1000 INDEX ET|EDJO|Edward D. Jones & Co., L.P.|342
SCHK|SCHWAB 1000 INDEX ET|EGXM|CBOE TRADING, INC.|100
SCHK|SCHWAB 1000 INDEX ET|ETRS|E*Trade Securities LLC|1731
SCHK|SCHWAB 1000 INDEX ET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|511
SCHK|SCHWAB 1000 INDEX ET|FTBR|Foliofn Investments, Inc.|1
SCHK|SCHWAB 1000 INDEX ET|GSLT|GOLDMAN SACHS & CO. LLC|1673
SCHK|SCHWAB 1000 INDEX ET|GTSZ|GTS SECURITIES LLC|710
SCHK|SCHWAB 1000 INDEX ET|IBKR|Interactive Brokers Llc|750
SCHK|SCHWAB 1000 INDEX ET|ICBX|INSTINET, LLC|3600
SCHK|SCHWAB 1000 INDEX ET|INCA|INSTINET, LLC|228
SCHK|SCHWAB 1000 INDEX ET|JPMX|J.P. Morgan Securities LLC|2600
SCHK|SCHWAB 1000 INDEX ET|JSEB|JANE STREET EXECUTION SERVICES, LLC|16999
SCHK|SCHWAB 1000 INDEX ET|JSJX|JANE STREET CAPITAL LLC|319809
SCHK|SCHWAB 1000 INDEX ET|KCGM|VIRTU Americas LLC|5100
SCHK|SCHWAB 1000 INDEX ET|LEHM|Barclays Capital Inc./Le|9400
SCHK|SCHWAB 1000 INDEX ET|LIME|Lime Brokerage LLC|4780
SCHK|SCHWAB 1000 INDEX ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8600
SCHK|SCHWAB 1000 INDEX ET|MSCO|MORGAN STANLEY & CO. LLC|9979
SCHK|SCHWAB 1000 INDEX ET|NFSC|National Financial Services LLC|21397
SCHK|SCHWAB 1000 INDEX ET|NITE|VIRTU Americas LLC|29275
SCHK|SCHWAB 1000 INDEX ET|PDQM|CODA MARKETS, INC.|6200
SCHK|SCHWAB 1000 INDEX ET|SBSH|Citigroup Global Markets Inc.|26
SCHK|SCHWAB 1000 INDEX ET|SGMT|GOLDMAN SACHS & CO. LLC|2000
SCHK|SCHWAB 1000 INDEX ET|SWIM|TD Ameritrade, Inc.|400
SCHK|SCHWAB 1000 INDEX ET|TRCM|TRC MARKETS LLC|107
SCHK|SCHWAB 1000 INDEX ET|UBSA|UBS SECURITIES LLC|10891
SCHK|SCHWAB 1000 INDEX ET|UBSS|UBS Securities LLC|144159
SCHK|SCHWAB 1000 INDEX ET|VGRD|Vanguard Marketing Corporation|5440
SCHK|SCHWAB 1000 INDEX ET|WCHV|WELLS FARGO SECURITIES, LLC|2804
SCHK|SCHWAB 1000 INDEX ET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|46
SCHK|SCHWAB 1000 INDEX ET|WSEA|WOLVERINE SECURITIES, LLC|651
SCHK|SCHWAB 1000 INDEX ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3244
SCHL|SCHOLASTIC CP     ##|ALTX|Alternet Securities Inc.|700
SCHL|SCHOLASTIC CP     ##|APCC|Apex Clearing Corporation|13
SCHL|SCHOLASTIC CP     ##|BATM|CBOE TRADING, INC.|277
SCHL|SCHOLASTIC CP     ##|BAYC|BAY CREST PARTNERS, LLC|251
SCHL|SCHOLASTIC CP     ##|BBNT|BB&T SECURITIES, LLC|58
SCHL|SCHOLASTIC CP     ##|BERN|Sanford C. Bernstein & Co., LLC|9665
SCHL|SCHOLASTIC CP     ##|BIDS|BIDS TRADING L.P.|100
SCHL|SCHOLASTIC CP     ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51
SCHL|SCHOLASTIC CP     ##|BMOC|BMO Capital Markets Corp.|4508
SCHL|SCHOLASTIC CP     ##|BNPX|BNP PARIBAS SECURITIES CORP.|6024
SCHL|SCHOLASTIC CP     ##|BRVL|BLAYLOCK VAN, LLC|300
SCHL|SCHOLASTIC CP     ##|BTIG|BTIG, LLC|528
SCHL|SCHOLASTIC CP     ##|BZYD|GOLDMAN SACHS & CO. LLC|716
SCHL|SCHOLASTIC CP     ##|CANT|Cantor Fitzgerald & Co.|179
SCHL|SCHOLASTIC CP     ##|CHAS|Charles Schwab & Co., Inc.|4
SCHL|SCHOLASTIC CP     ##|CIST|Capital Institutional Services, Inc.|105
SCHL|SCHOLASTIC CP     ##|CLSA|CLSA AMERICAS, LLC|1100
SCHL|SCHOLASTIC CP     ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14028
SCHL|SCHOLASTIC CP     ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2137
SCHL|SCHOLASTIC CP     ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30780
SCHL|SCHOLASTIC CP     ##|CTDL|Citadel Derivatives Group Llc|3964
SCHL|SCHOLASTIC CP     ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1826
SCHL|SCHOLASTIC CP     ##|DADA|D.A. Davidson & Co.|16
SCHL|SCHOLASTIC CP     ##|DBAB|Deutsche Bank Securities Inc.|105051
SCHL|SCHOLASTIC CP     ##|DBAX|Deutsche Bank Securities Inc.|18400
SCHL|SCHOLASTIC CP     ##|DBUL|Deutsche Bank Securities Inc.|1467
SCHL|SCHOLASTIC CP     ##|DEAN|MORGAN STANLEY|598
SCHL|SCHOLASTIC CP     ##|DEGS|RONIN PROFESSIONAL LLC|2198
SCHL|SCHOLASTIC CP     ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
SCHL|SCHOLASTIC CP     ##|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|600
SCHL|SCHOLASTIC CP     ##|EBXL|EBX LLC|30200
SCHL|SCHOLASTIC CP     ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|296
SCHL|SCHOLASTIC CP     ##|EGAM|CBOE TRADING, INC.|1175
SCHL|SCHOLASTIC CP     ##|EGAW|CBOE TRADING, INC.|100
SCHL|SCHOLASTIC CP     ##|EGMT|EG MARKET TECHNOLOGIES LLC|210
SCHL|SCHOLASTIC CP     ##|EGXM|CBOE TRADING, INC.|434
SCHL|SCHOLASTIC CP     ##|ETBE|Electronic Transaction Clearing, Inc.|100
SCHL|SCHOLASTIC CP     ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|376
SCHL|SCHOLASTIC CP     ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2012
SCHL|SCHOLASTIC CP     ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12331
SCHL|SCHOLASTIC CP     ##|ETRS|E*Trade Securities LLC|5598
SCHL|SCHOLASTIC CP     ##|FBCO|Credit Suisse Securities (USA) LLC|98576
SCHL|SCHOLASTIC CP     ##|FBSB|U.S. Bancorp Investments, Inc.|2
SCHL|SCHOLASTIC CP     ##|FILL|Tradestation Securities, Inc.|1000
SCHL|SCHOLASTIC CP     ##|FOMA|TD AMERITRADE CLEARING, INC.|46034
SCHL|SCHOLASTIC CP     ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|33630
SCHL|SCHOLASTIC CP     ##|FQLS|Quantlab Securities LP|28678
SCHL|SCHOLASTIC CP     ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49231
SCHL|SCHOLASTIC CP     ##|FTBR|Foliofn Investments, Inc.|810
SCHL|SCHOLASTIC CP     ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7700
SCHL|SCHOLASTIC CP     ##|GLPX|ACS EXECUTION SERVICES, LLC|3700
SCHL|SCHOLASTIC CP     ##|GSCO|GOLDMAN SACHS & CO. LLC|125068
SCHL|SCHOLASTIC CP     ##|GSCS|GOLDMAN SACHS & CO. LLC|3725
SCHL|SCHOLASTIC CP     ##|GSLT|GOLDMAN SACHS & CO. LLC|169
SCHL|SCHOLASTIC CP     ##|GTSZ|GTS SECURITIES LLC|8784
SCHL|SCHOLASTIC CP     ##|HRBF|American Enterprise Investment Services Inc.|144
SCHL|SCHOLASTIC CP     ##|IATS|INTERACTIVE BROKERS LLC|400
SCHL|SCHOLASTIC CP     ##|IBKR|Interactive Brokers Llc|7040
SCHL|SCHOLASTIC CP     ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|882
SCHL|SCHOLASTIC CP     ##|ICBX|INSTINET, LLC|11100
SCHL|SCHOLASTIC CP     ##|IEQY|CITADEL SECURITIES LLC|10856
SCHL|SCHOLASTIC CP     ##|INCA|INSTINET, LLC|118470
SCHL|SCHOLASTIC CP     ##|INJX|INSTINET, LLC|2628
SCHL|SCHOLASTIC CP     ##|ITGI|ITG Inc.|74034
SCHL|SCHOLASTIC CP     ##|ITGP|ITG INC.|11800
SCHL|SCHOLASTIC CP     ##|JEFF|JEFFERIES LLC|10612
SCHL|SCHOLASTIC CP     ##|JMPT|JUMP TRADING, LLC|7114
SCHL|SCHOLASTIC CP     ##|JPBX|J.P. MORGAN SECURITIES LLC|2409
SCHL|SCHOLASTIC CP     ##|JPMX|J.P. Morgan Securities LLC|39895
SCHL|SCHOLASTIC CP     ##|JSJX|JANE STREET CAPITAL LLC|2463
SCHL|SCHOLASTIC CP     ##|KCGM|VIRTU Americas LLC|4893
SCHL|SCHOLASTIC CP     ##|LEHM|Barclays Capital Inc./Le|115954
SCHL|SCHOLASTIC CP     ##|LIME|Lime Brokerage LLC|72748
SCHL|SCHOLASTIC CP     ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|11200
SCHL|SCHOLASTIC CP     ##|MAXM|Maxim Group LLC|2977
SCHL|SCHOLASTIC CP     ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19590
SCHL|SCHOLASTIC CP     ##|MOTF|MOTIF INVESTING, INC.|4
SCHL|SCHOLASTIC CP     ##|MSCO|MORGAN STANLEY & CO. LLC|343687
SCHL|SCHOLASTIC CP     ##|MSPL|MORGAN STANLEY & CO. LLC|37900
SCHL|SCHOLASTIC CP     ##|MSTX|MORGAN STANLEY & CO. LLC|1500
SCHL|SCHOLASTIC CP     ##|NEUB|NEUBERGER BERMAN BD LLC|527
SCHL|SCHOLASTIC CP     ##|NFSC|National Financial Services LLC|18495
SCHL|SCHOLASTIC CP     ##|NITE|VIRTU Americas LLC|40351
SCHL|SCHOLASTIC CP     ##|NITP|VIRTU Americas LLC|900
SCHL|SCHOLASTIC CP     ##|NQRB|Brut, LLC|623
SCHL|SCHOLASTIC CP     ##|NTRC|Northern Trust Securities, Inc.|26
SCHL|SCHOLASTIC CP     ##|PDQM|CODA MARKETS, INC.|5368
SCHL|SCHOLASTIC CP     ##|PWJC|UBS Financial Services, Inc.|13743
SCHL|SCHOLASTIC CP     ##|RAJA|Raymond James & Associates, Inc.|7380
SCHL|SCHOLASTIC CP     ##|RBCM|RBC CAPITAL MARKETS, LLC|106
SCHL|SCHOLASTIC CP     ##|SAGL|SAGETRADER, LLC|300
SCHL|SCHOLASTIC CP     ##|SAGW|SAGETRADER, LLC|132
SCHL|SCHOLASTIC CP     ##|SBSH|Citigroup Global Markets Inc.|57349
SCHL|SCHOLASTIC CP     ##|SGMT|GOLDMAN SACHS & CO. LLC|10320
SCHL|SCHOLASTIC CP     ##|SPDR|SPEEDROUTE LLC|812
SCHL|SCHOLASTIC CP     ##|SPTD|MINT GLOBAL MARKETS, INC.|202
SCHL|SCHOLASTIC CP     ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
SCHL|SCHOLASTIC CP     ##|STKP|STOCKPILE INVESTMENTS, INC.|22
SCHL|SCHOLASTIC CP     ##|SWIM|TD Ameritrade, Inc.|36
SCHL|SCHOLASTIC CP     ##|TONC|CUTTONE & CO., LLC|986
SCHL|SCHOLASTIC CP     ##|TRBT|Tradebot Systems, Inc.|22585
SCHL|SCHOLASTIC CP     ##|TRCM|TRC MARKETS LLC|27397
SCHL|SCHOLASTIC CP     ##|UBSA|UBS SECURITIES LLC|54996
SCHL|SCHOLASTIC CP     ##|UBSS|UBS Securities LLC|202235
SCHL|SCHOLASTIC CP     ##|VALX|VIRTU AMERICAS LLC|5357
SCHL|SCHOLASTIC CP     ##|VGRD|Vanguard Marketing Corporation|1001
SCHL|SCHOLASTIC CP     ##|WCHV|WELLS FARGO SECURITIES, LLC|7154
SCHL|SCHOLASTIC CP     ##|WEED|Weeden & Co.L.P.|1200
SCHL|SCHOLASTIC CP     ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48
SCHL|SCHOLASTIC CP     ##|WSEA|WOLVERINE SECURITIES, LLC|28
SCHL|SCHOLASTIC CP     ##|XIST|INSTINET, LLC|6562
SCHL|SCHOLASTIC CP     ##|XPQR|Jump Trading|299
SCHL|SCHOLASTIC CP     ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
SCHL|SCHOLASTIC CP     ##|YKNA|COMHAR CAPITAL MARKETS, LLC|911
SCHL|SCHOLASTIC CP     ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1902
SCHM|SCH US MID CAP ETF|APCC|Apex Clearing Corporation|236
SCHM|SCH US MID CAP ETF|BANK|Primevest Financial Services, Inc.|2674
SCHM|SCH US MID CAP ETF|BARD|Robert W. Baird & Co. Incorporated|758
SCHM|SCH US MID CAP ETF|BATM|CBOE TRADING, INC.|2820
SCHM|SCH US MID CAP ETF|BBNT|BB&T SECURITIES, LLC|85
SCHM|SCH US MID CAP ETF|BERN|Sanford C. Bernstein & Co., LLC|145
SCHM|SCH US MID CAP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80378
SCHM|SCH US MID CAP ETF|CANT|Cantor Fitzgerald & Co.|186003
SCHM|SCH US MID CAP ETF|CHAS|Charles Schwab & Co., Inc.|493134
SCHM|SCH US MID CAP ETF|CIST|Capital Institutional Services, Inc.|512
SCHM|SCH US MID CAP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16311
SCHM|SCH US MID CAP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37458
SCHM|SCH US MID CAP ETF|CSIN|Citadel Securities Institutional LLC|76085
SCHM|SCH US MID CAP ETF|CTDL|Citadel Derivatives Group Llc|78886
SCHM|SCH US MID CAP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|266
SCHM|SCH US MID CAP ETF|DBAB|Deutsche Bank Securities Inc.|629
SCHM|SCH US MID CAP ETF|DBAX|Deutsche Bank Securities Inc.|24000
SCHM|SCH US MID CAP ETF|DEAN|MORGAN STANLEY|14202
SCHM|SCH US MID CAP ETF|EBXL|EBX LLC|17600
SCHM|SCH US MID CAP ETF|EDJO|Edward D. Jones & Co., L.P.|51748
SCHM|SCH US MID CAP ETF|EGAM|CBOE TRADING, INC.|1239
SCHM|SCH US MID CAP ETF|EGXM|CBOE TRADING, INC.|18
SCHM|SCH US MID CAP ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
SCHM|SCH US MID CAP ETF|ETRS|E*Trade Securities LLC|19831
SCHM|SCH US MID CAP ETF|FBSB|U.S. Bancorp Investments, Inc.|579
SCHM|SCH US MID CAP ETF|FILL|Tradestation Securities, Inc.|156
SCHM|SCH US MID CAP ETF|FMAF|NBCN Inc./ CDS|8192
SCHM|SCH US MID CAP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|991
SCHM|SCH US MID CAP ETF|FTBR|Foliofn Investments, Inc.|196707
SCHM|SCH US MID CAP ETF|GSCO|GOLDMAN SACHS & CO. LLC|200
SCHM|SCH US MID CAP ETF|GSLT|GOLDMAN SACHS & CO. LLC|3220
SCHM|SCH US MID CAP ETF|GTSZ|GTS SECURITIES LLC|123
SCHM|SCH US MID CAP ETF|HRBF|American Enterprise Investment Services Inc.|38976
SCHM|SCH US MID CAP ETF|IATS|INTERACTIVE BROKERS LLC|2113
SCHM|SCH US MID CAP ETF|IBKR|Interactive Brokers Llc|40969
SCHM|SCH US MID CAP ETF|ICBX|INSTINET, LLC|27253
SCHM|SCH US MID CAP ETF|INCA|INSTINET, LLC|876
SCHM|SCH US MID CAP ETF|ITGI|ITG Inc.|636
SCHM|SCH US MID CAP ETF|ITGP|ITG INC.|200
SCHM|SCH US MID CAP ETF|JANY|Janney Montgomery Scott Inc.|255
SCHM|SCH US MID CAP ETF|JMPT|JUMP TRADING, LLC|227
SCHM|SCH US MID CAP ETF|JPMX|J.P. Morgan Securities LLC|32798
SCHM|SCH US MID CAP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1049973
SCHM|SCH US MID CAP ETF|JSJX|JANE STREET CAPITAL LLC|622261
SCHM|SCH US MID CAP ETF|KCGM|VIRTU Americas LLC|20899
SCHM|SCH US MID CAP ETF|LEHM|Barclays Capital Inc./Le|30062
SCHM|SCH US MID CAP ETF|LGNT|COR CLEARING LLC|1
SCHM|SCH US MID CAP ETF|LIME|Lime Brokerage LLC|8653
SCHM|SCH US MID CAP ETF|LSCI|Lek Securities Corporation|1
SCHM|SCH US MID CAP ETF|MACC|Mid Atlantic Capital Corporation|10050
SCHM|SCH US MID CAP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9742
SCHM|SCH US MID CAP ETF|MOTF|MOTIF INVESTING, INC.|1
SCHM|SCH US MID CAP ETF|MSCO|MORGAN STANLEY & CO. LLC|27684
SCHM|SCH US MID CAP ETF|MSPL|MORGAN STANLEY & CO. LLC|5800
SCHM|SCH US MID CAP ETF|NFSC|National Financial Services LLC|455978
SCHM|SCH US MID CAP ETF|NITE|VIRTU Americas LLC|361403
SCHM|SCH US MID CAP ETF|OPCO|Oppenheimer & Co. Inc.|457
SCHM|SCH US MID CAP ETF|PDQM|CODA MARKETS, INC.|11526
SCHM|SCH US MID CAP ETF|PHLY|NASDAQ Execution Services, LLC|1400
SCHM|SCH US MID CAP ETF|PWJC|UBS Financial Services, Inc.|57
SCHM|SCH US MID CAP ETF|RBCM|RBC CAPITAL MARKETS, LLC|2883
SCHM|SCH US MID CAP ETF|SALI|INTL FCSTONE FINANCIAL INC.|164
SCHM|SCH US MID CAP ETF|SBSH|Citigroup Global Markets Inc.|1794
SCHM|SCH US MID CAP ETF|SGMT|GOLDMAN SACHS & CO. LLC|27243
SCHM|SCH US MID CAP ETF|SHMR|ABN Amro Clearing LLC|2224
SCHM|SCH US MID CAP ETF|SPDR|SPEEDROUTE LLC|100
SCHM|SCH US MID CAP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|601
SCHM|SCH US MID CAP ETF|STKP|STOCKPILE INVESTMENTS, INC.|4
SCHM|SCH US MID CAP ETF|SWIM|TD Ameritrade, Inc.|2871
SCHM|SCH US MID CAP ETF|SWST|Hilltop Securities Inc.|4651
SCHM|SCH US MID CAP ETF|TKNG|ALLY INVEST SECURITIES LLC|605
SCHM|SCH US MID CAP ETF|TRBT|Tradebot Systems, Inc.|12117
SCHM|SCH US MID CAP ETF|TRCM|TRC MARKETS LLC|300
SCHM|SCH US MID CAP ETF|UBSA|UBS SECURITIES LLC|75516
SCHM|SCH US MID CAP ETF|UBSS|UBS Securities LLC|375945
SCHM|SCH US MID CAP ETF|VALX|VIRTU AMERICAS LLC|527
SCHM|SCH US MID CAP ETF|VGRD|Vanguard Marketing Corporation|1564
SCHM|SCH US MID CAP ETF|WCHV|WELLS FARGO SECURITIES, LLC|31784
SCHM|SCH US MID CAP ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1711
SCHM|SCH US MID CAP ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1612
SCHM|SCH US MID CAP ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11
SCHM|SCH US MID CAP ETF|WSEA|WOLVERINE SECURITIES, LLC|1039
SCHM|SCH US MID CAP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40608
SCHN|SCHNITZER STEEL A ##|ALTX|Alternet Securities Inc.|3100
SCHN|SCHNITZER STEEL A ##|APCC|Apex Clearing Corporation|141
SCHN|SCHNITZER STEEL A ##|BANK|Primevest Financial Services, Inc.|100
SCHN|SCHNITZER STEEL A ##|BARD|Robert W. Baird & Co. Incorporated|200
SCHN|SCHNITZER STEEL A ##|BATM|CBOE TRADING, INC.|1300
SCHN|SCHNITZER STEEL A ##|BERN|Sanford C. Bernstein & Co., LLC|1736
SCHN|SCHNITZER STEEL A ##|BIMI|Banca IMI Securities Corp.|8529
SCHN|SCHNITZER STEEL A ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|948
SCHN|SCHNITZER STEEL A ##|BLKX|INSTINET, LLC|10000
SCHN|SCHNITZER STEEL A ##|BMOC|BMO Capital Markets Corp.|4204
SCHN|SCHNITZER STEEL A ##|BNPX|BNP PARIBAS SECURITIES CORP.|12228
SCHN|SCHNITZER STEEL A ##|BTIG|BTIG, LLC|12
SCHN|SCHNITZER STEEL A ##|BYXM|CBOE TRADING, INC.|500
SCHN|SCHNITZER STEEL A ##|BZYD|GOLDMAN SACHS & CO. LLC|1200
SCHN|SCHNITZER STEEL A ##|CANT|Cantor Fitzgerald & Co.|955
SCHN|SCHNITZER STEEL A ##|CHAS|Charles Schwab & Co., Inc.|957
SCHN|SCHNITZER STEEL A ##|CIST|Capital Institutional Services, Inc.|110
SCHN|SCHNITZER STEEL A ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67486
SCHN|SCHNITZER STEEL A ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1230
SCHN|SCHNITZER STEEL A ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|656
SCHN|SCHNITZER STEEL A ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121796
SCHN|SCHNITZER STEEL A ##|CTDL|Citadel Derivatives Group Llc|11792
SCHN|SCHNITZER STEEL A ##|CTLR|CUTLER GROUP, LP|189
SCHN|SCHNITZER STEEL A ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|10288
SCHN|SCHNITZER STEEL A ##|DADA|D.A. Davidson & Co.|2909
SCHN|SCHNITZER STEEL A ##|DBAB|Deutsche Bank Securities Inc.|262998
SCHN|SCHNITZER STEEL A ##|DBAX|Deutsche Bank Securities Inc.|80300
SCHN|SCHNITZER STEEL A ##|DBUL|Deutsche Bank Securities Inc.|1839
SCHN|SCHNITZER STEEL A ##|DEAN|MORGAN STANLEY|7872
SCHN|SCHNITZER STEEL A ##|DEGS|RONIN PROFESSIONAL LLC|5581
SCHN|SCHNITZER STEEL A ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1519
SCHN|SCHNITZER STEEL A ##|EBXL|EBX LLC|41500
SCHN|SCHNITZER STEEL A ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|7810
SCHN|SCHNITZER STEEL A ##|EDJO|Edward D. Jones & Co., L.P.|411
SCHN|SCHNITZER STEEL A ##|EGAM|CBOE TRADING, INC.|14789
SCHN|SCHNITZER STEEL A ##|EGMT|EG MARKET TECHNOLOGIES LLC|400
SCHN|SCHNITZER STEEL A ##|EGXM|CBOE TRADING, INC.|1400
SCHN|SCHNITZER STEEL A ##|ETBE|Electronic Transaction Clearing, Inc.|206
SCHN|SCHNITZER STEEL A ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|402
SCHN|SCHNITZER STEEL A ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16346
SCHN|SCHNITZER STEEL A ##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
SCHN|SCHNITZER STEEL A ##|ETRS|E*Trade Securities LLC|58624
SCHN|SCHNITZER STEEL A ##|FBCO|Credit Suisse Securities (USA) LLC|167870
SCHN|SCHNITZER STEEL A ##|FILL|Tradestation Securities, Inc.|8720
SCHN|SCHNITZER STEEL A ##|FMAF|NBCN Inc./ CDS|2275
SCHN|SCHNITZER STEEL A ##|FOMA|TD AMERITRADE CLEARING, INC.|122171
SCHN|SCHNITZER STEEL A ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
SCHN|SCHNITZER STEEL A ##|FQLS|Quantlab Securities LP|102027
SCHN|SCHNITZER STEEL A ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32193
SCHN|SCHNITZER STEEL A ##|FTBR|Foliofn Investments, Inc.|6066
SCHN|SCHNITZER STEEL A ##|GEBB|GLOBAL EXECUTION BROKERS, LP|11249
SCHN|SCHNITZER STEEL A ##|GLPX|ACS EXECUTION SERVICES, LLC|3682
SCHN|SCHNITZER STEEL A ##|GSCO|GOLDMAN SACHS & CO. LLC|252232
SCHN|SCHNITZER STEEL A ##|GSCS|GOLDMAN SACHS & CO. LLC|25012
SCHN|SCHNITZER STEEL A ##|GSLT|GOLDMAN SACHS & CO. LLC|821
SCHN|SCHNITZER STEEL A ##|GTSZ|GTS SECURITIES LLC|17325
SCHN|SCHNITZER STEEL A ##|HAPX|HAP Trading, LLC|400
SCHN|SCHNITZER STEEL A ##|HRBF|American Enterprise Investment Services Inc.|182
SCHN|SCHNITZER STEEL A ##|HSBC|HSBC Securities, Inc.|50
SCHN|SCHNITZER STEEL A ##|IATS|INTERACTIVE BROKERS LLC|9746
SCHN|SCHNITZER STEEL A ##|IBKR|Interactive Brokers Llc|57973
SCHN|SCHNITZER STEEL A ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
SCHN|SCHNITZER STEEL A ##|ICBX|INSTINET, LLC|21270
SCHN|SCHNITZER STEEL A ##|IEQY|CITADEL SECURITIES LLC|58906
SCHN|SCHNITZER STEEL A ##|INCA|INSTINET, LLC|177743
SCHN|SCHNITZER STEEL A ##|INJX|INSTINET, LLC|11147
SCHN|SCHNITZER STEEL A ##|ITGI|ITG Inc.|77748
SCHN|SCHNITZER STEEL A ##|ITGP|ITG INC.|73800
SCHN|SCHNITZER STEEL A ##|JANY|Janney Montgomery Scott Inc.|1088
SCHN|SCHNITZER STEEL A ##|JEFF|JEFFERIES LLC|39390
SCHN|SCHNITZER STEEL A ##|JMPT|JUMP TRADING, LLC|8458
SCHN|SCHNITZER STEEL A ##|JPBX|J.P. MORGAN SECURITIES LLC|7300
SCHN|SCHNITZER STEEL A ##|JPMX|J.P. Morgan Securities LLC|151475
SCHN|SCHNITZER STEEL A ##|JSJX|JANE STREET CAPITAL LLC|5265
SCHN|SCHNITZER STEEL A ##|KCGM|VIRTU Americas LLC|19940
SCHN|SCHNITZER STEEL A ##|KEYB|KEYBANC CAPITAL MARKETS INC.|39415
SCHN|SCHNITZER STEEL A ##|KING|C. L. King & Associates, Inc.|23170
SCHN|SCHNITZER STEEL A ##|LEHM|Barclays Capital Inc./Le|288308
SCHN|SCHNITZER STEEL A ##|LIME|Lime Brokerage LLC|129147
SCHN|SCHNITZER STEEL A ##|LIWE|LIME BROKERAGE LLC|2340
SCHN|SCHNITZER STEEL A ##|LMGP|LIME BROKERAGE LLC|11015
SCHN|SCHNITZER STEEL A ##|LQNA|LIQUIDNET, INC.|26600
SCHN|SCHNITZER STEEL A ##|LSCI|Lek Securities Corporation|246
SCHN|SCHNITZER STEEL A ##|MACQ|Macquarie Capital (USA) Inc.|29003
SCHN|SCHNITZER STEEL A ##|MAXM|Maxim Group LLC|2631
SCHN|SCHNITZER STEEL A ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51695
SCHN|SCHNITZER STEEL A ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|870
SCHN|SCHNITZER STEEL A ##|MSCO|MORGAN STANLEY & CO. LLC|718329
SCHN|SCHNITZER STEEL A ##|MSPL|MORGAN STANLEY & CO. LLC|165500
SCHN|SCHNITZER STEEL A ##|MSTX|MORGAN STANLEY & CO. LLC|30800
SCHN|SCHNITZER STEEL A ##|NFSC|National Financial Services LLC|157019
SCHN|SCHNITZER STEEL A ##|NITE|VIRTU Americas LLC|308476
SCHN|SCHNITZER STEEL A ##|NITP|VIRTU Americas LLC|1968
SCHN|SCHNITZER STEEL A ##|NQRB|Brut, LLC|7106
SCHN|SCHNITZER STEEL A ##|NTRC|Northern Trust Securities, Inc.|1283
SCHN|SCHNITZER STEEL A ##|OHOS|TWO SIGMA SECURITIES, LLC|45450
SCHN|SCHNITZER STEEL A ##|OPCO|Oppenheimer & Co. Inc.|1800
SCHN|SCHNITZER STEEL A ##|PDQM|CODA MARKETS, INC.|12035
SCHN|SCHNITZER STEEL A ##|PICT|Pictet Overseas Inc.|501
SCHN|SCHNITZER STEEL A ##|PWJC|UBS Financial Services, Inc.|175
SCHN|SCHNITZER STEEL A ##|RAJA|Raymond James & Associates, Inc.|1489
SCHN|SCHNITZER STEEL A ##|RBCM|RBC CAPITAL MARKETS, LLC|183
SCHN|SCHNITZER STEEL A ##|SAGL|SAGETRADER, LLC|1500
SCHN|SCHNITZER STEEL A ##|SAGW|SAGETRADER, LLC|300
SCHN|SCHNITZER STEEL A ##|SBSH|Citigroup Global Markets Inc.|65007
SCHN|SCHNITZER STEEL A ##|SGMT|GOLDMAN SACHS & CO. LLC|50141
SCHN|SCHNITZER STEEL A ##|SPDR|SPEEDROUTE LLC|1800
SCHN|SCHNITZER STEEL A ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|1759
SCHN|SCHNITZER STEEL A ##|STFL|Stifel, Nicolaus & Company, Incorporated|1541
SCHN|SCHNITZER STEEL A ##|STXG|Stockcross Financial Services, Inc.|1
SCHN|SCHNITZER STEEL A ##|SWIM|TD Ameritrade, Inc.|34068
SCHN|SCHNITZER STEEL A ##|SWST|Hilltop Securities Inc.|9
SCHN|SCHNITZER STEEL A ##|TKNG|ALLY INVEST SECURITIES LLC|6296
SCHN|SCHNITZER STEEL A ##|TRBT|Tradebot Systems, Inc.|31247
SCHN|SCHNITZER STEEL A ##|TRCM|TRC MARKETS LLC|65742
SCHN|SCHNITZER STEEL A ##|UBSA|UBS SECURITIES LLC|266352
SCHN|SCHNITZER STEEL A ##|UBSS|UBS Securities LLC|465530
SCHN|SCHNITZER STEEL A ##|VALX|VIRTU AMERICAS LLC|9824
SCHN|SCHNITZER STEEL A ##|VGRD|Vanguard Marketing Corporation|3378
SCHN|SCHNITZER STEEL A ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1128
SCHN|SCHNITZER STEEL A ##|WCHV|WELLS FARGO SECURITIES, LLC|54941
SCHN|SCHNITZER STEEL A ##|WEDB|WEDBUSH SECURITIES INC.|4833
SCHN|SCHNITZER STEEL A ##|WEED|Weeden & Co.L.P.|6782
SCHN|SCHNITZER STEEL A ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6383
SCHN|SCHNITZER STEEL A ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12511
SCHN|SCHNITZER STEEL A ##|WGIF|CIBC World Markets Inc.|1554
SCHN|SCHNITZER STEEL A ##|WSEA|WOLVERINE SECURITIES, LLC|9318
SCHN|SCHNITZER STEEL A ##|XIST|INSTINET, LLC|127780
SCHN|SCHNITZER STEEL A ##|XPQR|Jump Trading|3000
SCHN|SCHNITZER STEEL A ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|7344
SCHN|SCHNITZER STEEL A ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1179
SCHO|SCH ST US TRSR ETF|ALTX|Alternet Securities Inc.|2842
SCHO|SCH ST US TRSR ETF|APCC|Apex Clearing Corporation|2454
SCHO|SCH ST US TRSR ETF|BANK|Primevest Financial Services, Inc.|4208
SCHO|SCH ST US TRSR ETF|BARD|Robert W. Baird & Co. Incorporated|1100
SCHO|SCH ST US TRSR ETF|BATM|CBOE TRADING, INC.|500
SCHO|SCH ST US TRSR ETF|BBNT|BB&T SECURITIES, LLC|4120
SCHO|SCH ST US TRSR ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|82302
SCHO|SCH ST US TRSR ETF|CANT|Cantor Fitzgerald & Co.|555618
SCHO|SCH ST US TRSR ETF|CHAS|Charles Schwab & Co., Inc.|37751
SCHO|SCH ST US TRSR ETF|CIST|Capital Institutional Services, Inc.|150
SCHO|SCH ST US TRSR ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23653
SCHO|SCH ST US TRSR ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|156648
SCHO|SCH ST US TRSR ETF|CSIN|Citadel Securities Institutional LLC|186565
SCHO|SCH ST US TRSR ETF|CTDL|Citadel Derivatives Group Llc|220772
SCHO|SCH ST US TRSR ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|13996
SCHO|SCH ST US TRSR ETF|DADA|D.A. Davidson & Co.|39
SCHO|SCH ST US TRSR ETF|DBAB|Deutsche Bank Securities Inc.|1100
SCHO|SCH ST US TRSR ETF|DBAX|Deutsche Bank Securities Inc.|24400
SCHO|SCH ST US TRSR ETF|DEAN|MORGAN STANLEY|4158
SCHO|SCH ST US TRSR ETF|EBXL|EBX LLC|25400
SCHO|SCH ST US TRSR ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|7100
SCHO|SCH ST US TRSR ETF|EDJO|Edward D. Jones & Co., L.P.|2889
SCHO|SCH ST US TRSR ETF|EGAM|CBOE TRADING, INC.|2531
SCHO|SCH ST US TRSR ETF|EGXM|CBOE TRADING, INC.|1200
SCHO|SCH ST US TRSR ETF|ETBE|Electronic Transaction Clearing, Inc.|6800
SCHO|SCH ST US TRSR ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
SCHO|SCH ST US TRSR ETF|ETRS|E*Trade Securities LLC|14198
SCHO|SCH ST US TRSR ETF|FLTU|FLOW TRADERS US LLC|674291
SCHO|SCH ST US TRSR ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|548662
SCHO|SCH ST US TRSR ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2201
SCHO|SCH ST US TRSR ETF|FTBR|Foliofn Investments, Inc.|72047
SCHO|SCH ST US TRSR ETF|GSCO|GOLDMAN SACHS & CO. LLC|463620
SCHO|SCH ST US TRSR ETF|GSLT|GOLDMAN SACHS & CO. LLC|2000
SCHO|SCH ST US TRSR ETF|GTSZ|GTS SECURITIES LLC|100
SCHO|SCH ST US TRSR ETF|HRBF|American Enterprise Investment Services Inc.|3457
SCHO|SCH ST US TRSR ETF|IATS|INTERACTIVE BROKERS LLC|1178
SCHO|SCH ST US TRSR ETF|IBKR|Interactive Brokers Llc|8864
SCHO|SCH ST US TRSR ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31701
SCHO|SCH ST US TRSR ETF|ICBX|INSTINET, LLC|105551
SCHO|SCH ST US TRSR ETF|INCA|INSTINET, LLC|53100
SCHO|SCH ST US TRSR ETF|ITGI|ITG Inc.|16090
SCHO|SCH ST US TRSR ETF|ITGP|ITG INC.|69200
SCHO|SCH ST US TRSR ETF|JANY|Janney Montgomery Scott Inc.|1170
SCHO|SCH ST US TRSR ETF|JEFF|JEFFERIES LLC|9306
SCHO|SCH ST US TRSR ETF|JPMX|J.P. Morgan Securities LLC|13414
SCHO|SCH ST US TRSR ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|396354
SCHO|SCH ST US TRSR ETF|JSJX|JANE STREET CAPITAL LLC|479596
SCHO|SCH ST US TRSR ETF|KCGM|VIRTU Americas LLC|24087
SCHO|SCH ST US TRSR ETF|LEHM|Barclays Capital Inc./Le|78400
SCHO|SCH ST US TRSR ETF|LIME|Lime Brokerage LLC|12845
SCHO|SCH ST US TRSR ETF|MACC|Mid Atlantic Capital Corporation|243
SCHO|SCH ST US TRSR ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43012
SCHO|SCH ST US TRSR ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9856
SCHO|SCH ST US TRSR ETF|MOTF|MOTIF INVESTING, INC.|1
SCHO|SCH ST US TRSR ETF|MSCO|MORGAN STANLEY & CO. LLC|170838
SCHO|SCH ST US TRSR ETF|MSPL|MORGAN STANLEY & CO. LLC|200
SCHO|SCH ST US TRSR ETF|NFSC|National Financial Services LLC|176251
SCHO|SCH ST US TRSR ETF|NITE|VIRTU Americas LLC|1453890
SCHO|SCH ST US TRSR ETF|NITP|VIRTU Americas LLC|49747
SCHO|SCH ST US TRSR ETF|PDQM|CODA MARKETS, INC.|12456
SCHO|SCH ST US TRSR ETF|RBCM|RBC CAPITAL MARKETS, LLC|4604
SCHO|SCH ST US TRSR ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|53543
SCHO|SCH ST US TRSR ETF|SAGL|SAGETRADER, LLC|15600
SCHO|SCH ST US TRSR ETF|SALI|INTL FCSTONE FINANCIAL INC.|1296
SCHO|SCH ST US TRSR ETF|SBSH|Citigroup Global Markets Inc.|40601
SCHO|SCH ST US TRSR ETF|SEIC|SEI Investments Distribution Co.|1642
SCHO|SCH ST US TRSR ETF|SGMT|GOLDMAN SACHS & CO. LLC|27720
SCHO|SCH ST US TRSR ETF|STFL|Stifel, Nicolaus & Company, Incorporated|235
SCHO|SCH ST US TRSR ETF|SWIM|TD Ameritrade, Inc.|2717
SCHO|SCH ST US TRSR ETF|SWST|Hilltop Securities Inc.|449
SCHO|SCH ST US TRSR ETF|TRCM|TRC MARKETS LLC|100
SCHO|SCH ST US TRSR ETF|UBSA|UBS SECURITIES LLC|160948
SCHO|SCH ST US TRSR ETF|UBSS|UBS Securities LLC|358740
SCHO|SCH ST US TRSR ETF|VALX|VIRTU AMERICAS LLC|812
SCHO|SCH ST US TRSR ETF|VGRD|Vanguard Marketing Corporation|176
SCHO|SCH ST US TRSR ETF|WBET|Wallachbeth Capital LLC|1202878
SCHO|SCH ST US TRSR ETF|WCHV|WELLS FARGO SECURITIES, LLC|27554
SCHO|SCH ST US TRSR ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|353
SCHO|SCH ST US TRSR ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|429567
SCHO|SCH ST US TRSR ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13
SCHO|SCH ST US TRSR ETF|WSEA|WOLVERINE SECURITIES, LLC|1350
SCHO|SCH ST US TRSR ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SCHO|SCH ST US TRSR ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|93374
SCHP|SCH US TIPS ETF|ALTX|Alternet Securities Inc.|999
SCHP|SCH US TIPS ETF|ANOS|ABEL/NOSER, L.L.C.|111
SCHP|SCH US TIPS ETF|APCC|Apex Clearing Corporation|1070
SCHP|SCH US TIPS ETF|BANK|Primevest Financial Services, Inc.|1820
SCHP|SCH US TIPS ETF|BARD|Robert W. Baird & Co. Incorporated|1721
SCHP|SCH US TIPS ETF|BERN|Sanford C. Bernstein & Co., LLC|28400
SCHP|SCH US TIPS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47139
SCHP|SCH US TIPS ETF|BRGE|Newbridge Securities Corp.|25
SCHP|SCH US TIPS ETF|BYXM|CBOE TRADING, INC.|1300
SCHP|SCH US TIPS ETF|CANT|Cantor Fitzgerald & Co.|8737114
SCHP|SCH US TIPS ETF|CHAS|Charles Schwab & Co., Inc.|8745861
SCHP|SCH US TIPS ETF|CIST|Capital Institutional Services, Inc.|74
SCHP|SCH US TIPS ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25509
SCHP|SCH US TIPS ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
SCHP|SCH US TIPS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100823
SCHP|SCH US TIPS ETF|CSIN|Citadel Securities Institutional LLC|232263
SCHP|SCH US TIPS ETF|CTDL|Citadel Derivatives Group Llc|262678
SCHP|SCH US TIPS ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|24386
SCHP|SCH US TIPS ETF|DBAB|Deutsche Bank Securities Inc.|657
SCHP|SCH US TIPS ETF|DBAX|Deutsche Bank Securities Inc.|52300
SCHP|SCH US TIPS ETF|DEAN|MORGAN STANLEY|6898
SCHP|SCH US TIPS ETF|EBXL|EBX LLC|46300
SCHP|SCH US TIPS ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2547
SCHP|SCH US TIPS ETF|EDJO|Edward D. Jones & Co., L.P.|2788
SCHP|SCH US TIPS ETF|EGAM|CBOE TRADING, INC.|800
SCHP|SCH US TIPS ETF|EGXM|CBOE TRADING, INC.|2793
SCHP|SCH US TIPS ETF|ETBE|Electronic Transaction Clearing, Inc.|400
SCHP|SCH US TIPS ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
SCHP|SCH US TIPS ETF|ETRS|E*Trade Securities LLC|12241
SCHP|SCH US TIPS ETF|FBSB|U.S. Bancorp Investments, Inc.|3262
SCHP|SCH US TIPS ETF|FILL|Tradestation Securities, Inc.|185
SCHP|SCH US TIPS ETF|FLTU|FLOW TRADERS US LLC|20807
SCHP|SCH US TIPS ETF|FMAF|NBCN Inc./ CDS|81
SCHP|SCH US TIPS ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6010
SCHP|SCH US TIPS ETF|FTBR|Foliofn Investments, Inc.|4450
SCHP|SCH US TIPS ETF|GLIS|TD Securities Inc|8
SCHP|SCH US TIPS ETF|GLPX|ACS EXECUTION SERVICES, LLC|400
SCHP|SCH US TIPS ETF|GSCO|GOLDMAN SACHS & CO. LLC|15387
SCHP|SCH US TIPS ETF|GSLT|GOLDMAN SACHS & CO. LLC|20
SCHP|SCH US TIPS ETF|GTSZ|GTS SECURITIES LLC|100
SCHP|SCH US TIPS ETF|HRBF|American Enterprise Investment Services Inc.|6284
SCHP|SCH US TIPS ETF|IATS|INTERACTIVE BROKERS LLC|2847
SCHP|SCH US TIPS ETF|IBKR|Interactive Brokers Llc|10886
SCHP|SCH US TIPS ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|39
SCHP|SCH US TIPS ETF|ICBX|INSTINET, LLC|62400
SCHP|SCH US TIPS ETF|INCA|INSTINET, LLC|5172
SCHP|SCH US TIPS ETF|ITGI|ITG Inc.|5825
SCHP|SCH US TIPS ETF|ITGP|ITG INC.|13200
SCHP|SCH US TIPS ETF|JANY|Janney Montgomery Scott Inc.|682
SCHP|SCH US TIPS ETF|JEFF|JEFFERIES LLC|500
SCHP|SCH US TIPS ETF|JMPT|JUMP TRADING, LLC|1682
SCHP|SCH US TIPS ETF|JPMX|J.P. Morgan Securities LLC|47294
SCHP|SCH US TIPS ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|983053
SCHP|SCH US TIPS ETF|JSJX|JANE STREET CAPITAL LLC|376236
SCHP|SCH US TIPS ETF|KCGM|VIRTU Americas LLC|35132
SCHP|SCH US TIPS ETF|LEHM|Barclays Capital Inc./Le|167870
SCHP|SCH US TIPS ETF|LIME|Lime Brokerage LLC|6395
SCHP|SCH US TIPS ETF|LSCI|Lek Securities Corporation|10
SCHP|SCH US TIPS ETF|MACC|Mid Atlantic Capital Corporation|939
SCHP|SCH US TIPS ETF|MAXM|Maxim Group LLC|893
SCHP|SCH US TIPS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45958
SCHP|SCH US TIPS ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3000
SCHP|SCH US TIPS ETF|MOTF|MOTIF INVESTING, INC.|1
SCHP|SCH US TIPS ETF|MSCO|MORGAN STANLEY & CO. LLC|121353
SCHP|SCH US TIPS ETF|MSPL|MORGAN STANLEY & CO. LLC|12000
SCHP|SCH US TIPS ETF|NFSC|National Financial Services LLC|272438
SCHP|SCH US TIPS ETF|NITE|VIRTU Americas LLC|641735
SCHP|SCH US TIPS ETF|NITP|VIRTU Americas LLC|15898
SCHP|SCH US TIPS ETF|NQRB|Brut, LLC|6469
SCHP|SCH US TIPS ETF|PDQM|CODA MARKETS, INC.|5406
SCHP|SCH US TIPS ETF|PWJC|UBS Financial Services, Inc.|5934
SCHP|SCH US TIPS ETF|RBCM|RBC CAPITAL MARKETS, LLC|11236
SCHP|SCH US TIPS ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|35218
SCHP|SCH US TIPS ETF|SAGL|SAGETRADER, LLC|100
SCHP|SCH US TIPS ETF|SBSH|Citigroup Global Markets Inc.|7411
SCHP|SCH US TIPS ETF|SEIC|SEI Investments Distribution Co.|900
SCHP|SCH US TIPS ETF|SGMT|GOLDMAN SACHS & CO. LLC|46075
SCHP|SCH US TIPS ETF|SPHN|Stephens Inc.|141
SCHP|SCH US TIPS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|3063
SCHP|SCH US TIPS ETF|TRCM|TRC MARKETS LLC|112
SCHP|SCH US TIPS ETF|TWTT|TASTYWORKS, INC.|3
SCHP|SCH US TIPS ETF|UBSA|UBS SECURITIES LLC|219245
SCHP|SCH US TIPS ETF|UBSS|UBS Securities LLC|377885
SCHP|SCH US TIPS ETF|VALX|VIRTU AMERICAS LLC|900
SCHP|SCH US TIPS ETF|VGRD|Vanguard Marketing Corporation|14487
SCHP|SCH US TIPS ETF|WCHV|WELLS FARGO SECURITIES, LLC|24096
SCHP|SCH US TIPS ETF|WEDB|WEDBUSH SECURITIES INC.|24
SCHP|SCH US TIPS ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34777
SCHP|SCH US TIPS ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|112849
SCHP|SCH US TIPS ETF|WSEA|WOLVERINE SECURITIES, LLC|330
SCHP|SCH US TIPS ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
SCHP|SCH US TIPS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35442
SCHR|SCH INTM US TRSR ETF|ALTX|Alternet Securities Inc.|1200
SCHR|SCH INTM US TRSR ETF|ANOS|ABEL/NOSER, L.L.C.|57
SCHR|SCH INTM US TRSR ETF|APCC|Apex Clearing Corporation|46
SCHR|SCH INTM US TRSR ETF|BARD|Robert W. Baird & Co. Incorporated|436
SCHR|SCH INTM US TRSR ETF|BATM|CBOE TRADING, INC.|2400
SCHR|SCH INTM US TRSR ETF|BBNT|BB&T SECURITIES, LLC|11
SCHR|SCH INTM US TRSR ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1408
SCHR|SCH INTM US TRSR ETF|BNCH|The Benchmark Company, LLC|14451
SCHR|SCH INTM US TRSR ETF|BRGE|Newbridge Securities Corp.|13
SCHR|SCH INTM US TRSR ETF|BYXM|CBOE TRADING, INC.|2900
SCHR|SCH INTM US TRSR ETF|CANT|Cantor Fitzgerald & Co.|6243194
SCHR|SCH INTM US TRSR ETF|CHAS|Charles Schwab & Co., Inc.|6315604
SCHR|SCH INTM US TRSR ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8877
SCHR|SCH INTM US TRSR ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53453
SCHR|SCH INTM US TRSR ETF|CSIN|Citadel Securities Institutional LLC|383983
SCHR|SCH INTM US TRSR ETF|CTDL|Citadel Derivatives Group Llc|392086
SCHR|SCH INTM US TRSR ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|4818
SCHR|SCH INTM US TRSR ETF|DADA|D.A. Davidson & Co.|36
SCHR|SCH INTM US TRSR ETF|DBAB|Deutsche Bank Securities Inc.|570
SCHR|SCH INTM US TRSR ETF|DBAX|Deutsche Bank Securities Inc.|42100
SCHR|SCH INTM US TRSR ETF|DEAN|MORGAN STANLEY|74
SCHR|SCH INTM US TRSR ETF|EBXL|EBX LLC|6300
SCHR|SCH INTM US TRSR ETF|EDJO|Edward D. Jones & Co., L.P.|10562
SCHR|SCH INTM US TRSR ETF|EGAM|CBOE TRADING, INC.|1592
SCHR|SCH INTM US TRSR ETF|EGXM|CBOE TRADING, INC.|100
SCHR|SCH INTM US TRSR ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
SCHR|SCH INTM US TRSR ETF|ETRS|E*Trade Securities LLC|808
SCHR|SCH INTM US TRSR ETF|FBSB|U.S. Bancorp Investments, Inc.|646
SCHR|SCH INTM US TRSR ETF|FLTU|FLOW TRADERS US LLC|89072
SCHR|SCH INTM US TRSR ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3538
SCHR|SCH INTM US TRSR ETF|FTBR|Foliofn Investments, Inc.|17611
SCHR|SCH INTM US TRSR ETF|GSCO|GOLDMAN SACHS & CO. LLC|1637
SCHR|SCH INTM US TRSR ETF|GSLT|GOLDMAN SACHS & CO. LLC|2
SCHR|SCH INTM US TRSR ETF|HRBF|American Enterprise Investment Services Inc.|75375
SCHR|SCH INTM US TRSR ETF|IATS|INTERACTIVE BROKERS LLC|681
SCHR|SCH INTM US TRSR ETF|IBKR|Interactive Brokers Llc|5106
SCHR|SCH INTM US TRSR ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|270
SCHR|SCH INTM US TRSR ETF|ICBX|INSTINET, LLC|9300
SCHR|SCH INTM US TRSR ETF|INCA|INSTINET, LLC|367
SCHR|SCH INTM US TRSR ETF|ITGI|ITG Inc.|26870
SCHR|SCH INTM US TRSR ETF|ITGP|ITG INC.|16000
SCHR|SCH INTM US TRSR ETF|JMPT|JUMP TRADING, LLC|4179
SCHR|SCH INTM US TRSR ETF|JPMX|J.P. Morgan Securities LLC|66024
SCHR|SCH INTM US TRSR ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|836777
SCHR|SCH INTM US TRSR ETF|JSJX|JANE STREET CAPITAL LLC|149827
SCHR|SCH INTM US TRSR ETF|KCGM|VIRTU Americas LLC|12184
SCHR|SCH INTM US TRSR ETF|LEHM|Barclays Capital Inc./Le|52100
SCHR|SCH INTM US TRSR ETF|LIME|Lime Brokerage LLC|4989
SCHR|SCH INTM US TRSR ETF|MACC|Mid Atlantic Capital Corporation|91
SCHR|SCH INTM US TRSR ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77128
SCHR|SCH INTM US TRSR ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
SCHR|SCH INTM US TRSR ETF|MOTF|MOTIF INVESTING, INC.|3
SCHR|SCH INTM US TRSR ETF|MSCO|MORGAN STANLEY & CO. LLC|112497
SCHR|SCH INTM US TRSR ETF|MSPL|MORGAN STANLEY & CO. LLC|20200
SCHR|SCH INTM US TRSR ETF|NFSC|National Financial Services LLC|47889
SCHR|SCH INTM US TRSR ETF|NITE|VIRTU Americas LLC|121554
SCHR|SCH INTM US TRSR ETF|NITP|VIRTU Americas LLC|7117
SCHR|SCH INTM US TRSR ETF|NTBF|BMO Nesbitt Burns Inc./CDS|349
SCHR|SCH INTM US TRSR ETF|OLDM|OLD MISSION CAPITAL, LLC|1
SCHR|SCH INTM US TRSR ETF|PDQM|CODA MARKETS, INC.|66189
SCHR|SCH INTM US TRSR ETF|RBCM|RBC CAPITAL MARKETS, LLC|428
SCHR|SCH INTM US TRSR ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|4300
SCHR|SCH INTM US TRSR ETF|SAGL|SAGETRADER, LLC|1000
SCHR|SCH INTM US TRSR ETF|SBSH|Citigroup Global Markets Inc.|2503
SCHR|SCH INTM US TRSR ETF|SGMT|GOLDMAN SACHS & CO. LLC|12037
SCHR|SCH INTM US TRSR ETF|SPDR|SPEEDROUTE LLC|700
SCHR|SCH INTM US TRSR ETF|SWIM|TD Ameritrade, Inc.|39
SCHR|SCH INTM US TRSR ETF|UBSA|UBS SECURITIES LLC|148510
SCHR|SCH INTM US TRSR ETF|UBSS|UBS Securities LLC|181656
SCHR|SCH INTM US TRSR ETF|VGRD|Vanguard Marketing Corporation|1246
SCHR|SCH INTM US TRSR ETF|WCHV|WELLS FARGO SECURITIES, LLC|4273
SCHR|SCH INTM US TRSR ETF|WEED|Weeden & Co.L.P.|2283
SCHR|SCH INTM US TRSR ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35811
SCHR|SCH INTM US TRSR ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|84
SCHR|SCH INTM US TRSR ETF|WSEA|WOLVERINE SECURITIES, LLC|62
SCHR|SCH INTM US TRSR ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|24392
SCHR|SCH INTM US TRSR ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5542
SCHV|SCHWAB US LC VAL ETF|APCC|Apex Clearing Corporation|14613
SCHV|SCHWAB US LC VAL ETF|BANK|Primevest Financial Services, Inc.|2507
SCHV|SCHWAB US LC VAL ETF|BARD|Robert W. Baird & Co. Incorporated|5009
SCHV|SCHWAB US LC VAL ETF|BATM|CBOE TRADING, INC.|736
SCHV|SCHWAB US LC VAL ETF|BBNT|BB&T SECURITIES, LLC|158
SCHV|SCHWAB US LC VAL ETF|BERN|Sanford C. Bernstein & Co., LLC|1129
SCHV|SCHWAB US LC VAL ETF|BKCM|BNY Mellon Capital Markets LLC|200
SCHV|SCHWAB US LC VAL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15958
SCHV|SCHWAB US LC VAL ETF|CANT|Cantor Fitzgerald & Co.|49337
SCHV|SCHWAB US LC VAL ETF|CHAS|Charles Schwab & Co., Inc.|59972
SCHV|SCHWAB US LC VAL ETF|CIST|Capital Institutional Services, Inc.|1151
SCHV|SCHWAB US LC VAL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5347
SCHV|SCHWAB US LC VAL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10088
SCHV|SCHWAB US LC VAL ETF|CSIN|Citadel Securities Institutional LLC|396738
SCHV|SCHWAB US LC VAL ETF|CTDL|Citadel Derivatives Group Llc|445431
SCHV|SCHWAB US LC VAL ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|6856
SCHV|SCHWAB US LC VAL ETF|DBAB|Deutsche Bank Securities Inc.|618
SCHV|SCHWAB US LC VAL ETF|DBAX|Deutsche Bank Securities Inc.|8500
SCHV|SCHWAB US LC VAL ETF|DEAN|MORGAN STANLEY|3220
SCHV|SCHWAB US LC VAL ETF|EBXL|EBX LLC|14200
SCHV|SCHWAB US LC VAL ETF|EDJO|Edward D. Jones & Co., L.P.|1015
SCHV|SCHWAB US LC VAL ETF|EGAM|CBOE TRADING, INC.|2123
SCHV|SCHWAB US LC VAL ETF|EGXM|CBOE TRADING, INC.|480
SCHV|SCHWAB US LC VAL ETF|ETBE|Electronic Transaction Clearing, Inc.|2670
SCHV|SCHWAB US LC VAL ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1096
SCHV|SCHWAB US LC VAL ETF|ETRS|E*Trade Securities LLC|7973
SCHV|SCHWAB US LC VAL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1844
SCHV|SCHWAB US LC VAL ETF|FTBR|Foliofn Investments, Inc.|49
SCHV|SCHWAB US LC VAL ETF|GLIS|TD Securities Inc|200
SCHV|SCHWAB US LC VAL ETF|GSCO|GOLDMAN SACHS & CO. LLC|46403
SCHV|SCHWAB US LC VAL ETF|GSLT|GOLDMAN SACHS & CO. LLC|3270
SCHV|SCHWAB US LC VAL ETF|GTSZ|GTS SECURITIES LLC|100
SCHV|SCHWAB US LC VAL ETF|HRBF|American Enterprise Investment Services Inc.|10403
SCHV|SCHWAB US LC VAL ETF|IATS|INTERACTIVE BROKERS LLC|45
SCHV|SCHWAB US LC VAL ETF|IBKR|Interactive Brokers Llc|965
SCHV|SCHWAB US LC VAL ETF|ICBX|INSTINET, LLC|7367
SCHV|SCHWAB US LC VAL ETF|INCA|INSTINET, LLC|1087
SCHV|SCHWAB US LC VAL ETF|ITGI|ITG Inc.|116
SCHV|SCHWAB US LC VAL ETF|JMPT|JUMP TRADING, LLC|275
SCHV|SCHWAB US LC VAL ETF|JPMX|J.P. Morgan Securities LLC|9592
SCHV|SCHWAB US LC VAL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|392016
SCHV|SCHWAB US LC VAL ETF|JSJX|JANE STREET CAPITAL LLC|636693
SCHV|SCHWAB US LC VAL ETF|KCGM|VIRTU Americas LLC|1827
SCHV|SCHWAB US LC VAL ETF|LEHM|Barclays Capital Inc./Le|26137
SCHV|SCHWAB US LC VAL ETF|LGNT|COR CLEARING LLC|1
SCHV|SCHWAB US LC VAL ETF|LIME|Lime Brokerage LLC|3270
SCHV|SCHWAB US LC VAL ETF|LTCO|Ladenburg, Thalmann & Co., Inc.|37344
SCHV|SCHWAB US LC VAL ETF|MACC|Mid Atlantic Capital Corporation|45180
SCHV|SCHWAB US LC VAL ETF|MAXM|Maxim Group LLC|360
SCHV|SCHWAB US LC VAL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7508
SCHV|SCHWAB US LC VAL ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1500
SCHV|SCHWAB US LC VAL ETF|MOTF|MOTIF INVESTING, INC.|1
SCHV|SCHWAB US LC VAL ETF|MSCO|MORGAN STANLEY & CO. LLC|323514
SCHV|SCHWAB US LC VAL ETF|MSPL|MORGAN STANLEY & CO. LLC|4500
SCHV|SCHWAB US LC VAL ETF|NEUB|NEUBERGER BERMAN BD LLC|800
SCHV|SCHWAB US LC VAL ETF|NFSC|National Financial Services LLC|372900
SCHV|SCHWAB US LC VAL ETF|NITE|VIRTU Americas LLC|292198
SCHV|SCHWAB US LC VAL ETF|NQRB|Brut, LLC|1
SCHV|SCHWAB US LC VAL ETF|OPCO|Oppenheimer & Co. Inc.|79
SCHV|SCHWAB US LC VAL ETF|PDQM|CODA MARKETS, INC.|20375
SCHV|SCHWAB US LC VAL ETF|PWJC|UBS Financial Services, Inc.|102
SCHV|SCHWAB US LC VAL ETF|RBCM|RBC CAPITAL MARKETS, LLC|2543
SCHV|SCHWAB US LC VAL ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1820
SCHV|SCHWAB US LC VAL ETF|SALI|INTL FCSTONE FINANCIAL INC.|1161
SCHV|SCHWAB US LC VAL ETF|SBSH|Citigroup Global Markets Inc.|14549
SCHV|SCHWAB US LC VAL ETF|SGMT|GOLDMAN SACHS & CO. LLC|15158
SCHV|SCHWAB US LC VAL ETF|SHMR|ABN Amro Clearing LLC|2824
SCHV|SCHWAB US LC VAL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|835
SCHV|SCHWAB US LC VAL ETF|SWIM|TD Ameritrade, Inc.|220
SCHV|SCHWAB US LC VAL ETF|SWST|Hilltop Securities Inc.|69
SCHV|SCHWAB US LC VAL ETF|TKNG|ALLY INVEST SECURITIES LLC|258
SCHV|SCHWAB US LC VAL ETF|TRBT|Tradebot Systems, Inc.|5829
SCHV|SCHWAB US LC VAL ETF|TRCM|TRC MARKETS LLC|143
SCHV|SCHWAB US LC VAL ETF|UBSA|UBS SECURITIES LLC|36044
SCHV|SCHWAB US LC VAL ETF|UBSS|UBS Securities LLC|291148
SCHV|SCHWAB US LC VAL ETF|VALX|VIRTU AMERICAS LLC|2618
SCHV|SCHWAB US LC VAL ETF|VGRD|Vanguard Marketing Corporation|3673
SCHV|SCHWAB US LC VAL ETF|VSIN|Vision Financial Markets Llc|4
SCHV|SCHWAB US LC VAL ETF|WCHV|WELLS FARGO SECURITIES, LLC|10808
SCHV|SCHWAB US LC VAL ETF|WEDB|WEDBUSH SECURITIES INC.|190
SCHV|SCHWAB US LC VAL ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|665
SCHV|SCHWAB US LC VAL ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2367
SCHV|SCHWAB US LC VAL ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|401
SCHV|SCHWAB US LC VAL ETF|WSEA|WOLVERINE SECURITIES, LLC|620
SCHV|SCHWAB US LC VAL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32607
SCHW|CHARLES SCHWAB INC|ABLE|NATIXIS Securities Americas LLC|384271
SCHW|CHARLES SCHWAB INC|ACAD|ACADEMY SECURITIES, INC.|3404
SCHW|CHARLES SCHWAB INC|ALTX|Alternet Securities Inc.|36315
SCHW|CHARLES SCHWAB INC|ANOS|ABEL/NOSER, L.L.C.|18314
SCHW|CHARLES SCHWAB INC|APCC|Apex Clearing Corporation|8820
SCHW|CHARLES SCHWAB INC|BALE|M&T SECURITIES, INC.|200
SCHW|CHARLES SCHWAB INC|BANK|Primevest Financial Services, Inc.|481
SCHW|CHARLES SCHWAB INC|BARD|Robert W. Baird & Co. Incorporated|300905
SCHW|CHARLES SCHWAB INC|BATM|CBOE TRADING, INC.|20125
SCHW|CHARLES SCHWAB INC|BAYC|BAY CREST PARTNERS, LLC|890
SCHW|CHARLES SCHWAB INC|BAYT|BTIG, LLC|3600
SCHW|CHARLES SCHWAB INC|BBNT|BB&T SECURITIES, LLC|1094
SCHW|CHARLES SCHWAB INC|BERN|Sanford C. Bernstein & Co., LLC|907028
SCHW|CHARLES SCHWAB INC|BIDS|BIDS TRADING L.P.|700
SCHW|CHARLES SCHWAB INC|BIMI|Banca IMI Securities Corp.|3801
SCHW|CHARLES SCHWAB INC|BKCM|BNY Mellon Capital Markets LLC|2851
SCHW|CHARLES SCHWAB INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32718
SCHW|CHARLES SCHWAB INC|BLKX|INSTINET, LLC|133018
SCHW|CHARLES SCHWAB INC|BMOC|BMO Capital Markets Corp.|1737
SCHW|CHARLES SCHWAB INC|BNCH|The Benchmark Company, LLC|42640
SCHW|CHARLES SCHWAB INC|BNPX|BNP PARIBAS SECURITIES CORP.|617105
SCHW|CHARLES SCHWAB INC|BTIG|BTIG, LLC|193956
SCHW|CHARLES SCHWAB INC|BYXM|CBOE TRADING, INC.|6629
SCHW|CHARLES SCHWAB INC|BZYD|GOLDMAN SACHS & CO. LLC|1306
SCHW|CHARLES SCHWAB INC|CANT|Cantor Fitzgerald & Co.|45872
SCHW|CHARLES SCHWAB INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|40000
SCHW|CHARLES SCHWAB INC|CHAS|Charles Schwab & Co., Inc.|58693
SCHW|CHARLES SCHWAB INC|CIBP|CIBC World Markets Corp.|79051
SCHW|CHARLES SCHWAB INC|CIOI|CITIGROUP GLOBAL MARKETS INC|18000
SCHW|CHARLES SCHWAB INC|CIST|Capital Institutional Services, Inc.|43810
SCHW|CHARLES SCHWAB INC|CLSA|CLSA AMERICAS, LLC|3514
SCHW|CHARLES SCHWAB INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|526639
SCHW|CHARLES SCHWAB INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7065
SCHW|CHARLES SCHWAB INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1449015
SCHW|CHARLES SCHWAB INC|CTDL|Citadel Derivatives Group Llc|24025
SCHW|CHARLES SCHWAB INC|CTLR|CUTLER GROUP, LP|7259
SCHW|CHARLES SCHWAB INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|266532
SCHW|CHARLES SCHWAB INC|DADA|D.A. Davidson & Co.|3079
SCHW|CHARLES SCHWAB INC|DBAB|Deutsche Bank Securities Inc.|1048162
SCHW|CHARLES SCHWAB INC|DBAX|Deutsche Bank Securities Inc.|1129900
SCHW|CHARLES SCHWAB INC|DBUL|Deutsche Bank Securities Inc.|3100
SCHW|CHARLES SCHWAB INC|DCHF|Dart Executions, LLC|23275
SCHW|CHARLES SCHWAB INC|DEAN|MORGAN STANLEY|72071
SCHW|CHARLES SCHWAB INC|DEGS|RONIN PROFESSIONAL LLC|1100
SCHW|CHARLES SCHWAB INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10785
SCHW|CHARLES SCHWAB INC|DRWC|DRW SECURITIES, L.L.C.|200
SCHW|CHARLES SCHWAB INC|DRWK|DRW SECURITIES, L.L.C.|15153
SCHW|CHARLES SCHWAB INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3911
SCHW|CHARLES SCHWAB INC|EBXL|EBX LLC|1000500
SCHW|CHARLES SCHWAB INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|44076
SCHW|CHARLES SCHWAB INC|EDJO|Edward D. Jones & Co., L.P.|48225
SCHW|CHARLES SCHWAB INC|EGAM|CBOE TRADING, INC.|43054
SCHW|CHARLES SCHWAB INC|EGAW|CBOE TRADING, INC.|472
SCHW|CHARLES SCHWAB INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
SCHW|CHARLES SCHWAB INC|EGXM|CBOE TRADING, INC.|13877
SCHW|CHARLES SCHWAB INC|EGXW|CBOE TRADING, INC.|87
SCHW|CHARLES SCHWAB INC|ESPO|ESPOSITO SECURITIES, LLC|904
SCHW|CHARLES SCHWAB INC|ETBE|Electronic Transaction Clearing, Inc.|47560
SCHW|CHARLES SCHWAB INC|ETCC|Electronic Transaction Clearing, Inc.|1806
SCHW|CHARLES SCHWAB INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11000
SCHW|CHARLES SCHWAB INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5356
SCHW|CHARLES SCHWAB INC|ETRS|E*Trade Securities LLC|161462
SCHW|CHARLES SCHWAB INC|FBSB|U.S. Bancorp Investments, Inc.|369
SCHW|CHARLES SCHWAB INC|FIDT|Fidelity Clearing Canada ULC./ CDS|70
SCHW|CHARLES SCHWAB INC|FILL|Tradestation Securities, Inc.|7502
SCHW|CHARLES SCHWAB INC|FINX|FINTECH SECURITIES|3644
SCHW|CHARLES SCHWAB INC|FMAF|NBCN Inc./ CDS|8197
SCHW|CHARLES SCHWAB INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7573
SCHW|CHARLES SCHWAB INC|FQLS|Quantlab Securities LP|1176761
SCHW|CHARLES SCHWAB INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|137738
SCHW|CHARLES SCHWAB INC|FTBR|Foliofn Investments, Inc.|3231
SCHW|CHARLES SCHWAB INC|GBMT|GBM International, Inc.|425
SCHW|CHARLES SCHWAB INC|GEBB|GLOBAL EXECUTION BROKERS, LP|28544
SCHW|CHARLES SCHWAB INC|GLIS|TD Securities Inc|2780
SCHW|CHARLES SCHWAB INC|GLPX|ACS EXECUTION SERVICES, LLC|76691
SCHW|CHARLES SCHWAB INC|GSCO|GOLDMAN SACHS & CO. LLC|5557241
SCHW|CHARLES SCHWAB INC|GSCS|GOLDMAN SACHS & CO. LLC|16053
SCHW|CHARLES SCHWAB INC|GSLT|GOLDMAN SACHS & CO. LLC|74076
SCHW|CHARLES SCHWAB INC|GTSZ|GTS SECURITIES LLC|694616
SCHW|CHARLES SCHWAB INC|HAPX|HAP Trading, LLC|100
SCHW|CHARLES SCHWAB INC|HRBF|American Enterprise Investment Services Inc.|192185
SCHW|CHARLES SCHWAB INC|HSBC|HSBC Securities, Inc.|3940
SCHW|CHARLES SCHWAB INC|IATS|INTERACTIVE BROKERS LLC|42122
SCHW|CHARLES SCHWAB INC|IBKR|Interactive Brokers Llc|448499
SCHW|CHARLES SCHWAB INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2233
SCHW|CHARLES SCHWAB INC|ICBX|INSTINET, LLC|246461
SCHW|CHARLES SCHWAB INC|IEQY|CITADEL SECURITIES LLC|284939
SCHW|CHARLES SCHWAB INC|INCA|INSTINET, LLC|1347854
SCHW|CHARLES SCHWAB INC|INJX|INSTINET, LLC|4400
SCHW|CHARLES SCHWAB INC|ITGI|ITG Inc.|186070
SCHW|CHARLES SCHWAB INC|ITGP|ITG INC.|215200
SCHW|CHARLES SCHWAB INC|JANY|Janney Montgomery Scott Inc.|9721
SCHW|CHARLES SCHWAB INC|JEFF|JEFFERIES LLC|280639
SCHW|CHARLES SCHWAB INC|JMPT|JUMP TRADING, LLC|274348
SCHW|CHARLES SCHWAB INC|JONE|JonesTrading|12963
SCHW|CHARLES SCHWAB INC|JPBX|J.P. MORGAN SECURITIES LLC|749285
SCHW|CHARLES SCHWAB INC|JPMX|J.P. Morgan Securities LLC|1681088
SCHW|CHARLES SCHWAB INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|20913
SCHW|CHARLES SCHWAB INC|JSJX|JANE STREET CAPITAL LLC|21914
SCHW|CHARLES SCHWAB INC|KBWI|Keefe, Bruyette & Woods, Inc.|68700
SCHW|CHARLES SCHWAB INC|KCGM|VIRTU Americas LLC|156111
SCHW|CHARLES SCHWAB INC|KEYB|KEYBANC CAPITAL MARKETS INC.|31311
SCHW|CHARLES SCHWAB INC|LEHM|Barclays Capital Inc./Le|3110471
SCHW|CHARLES SCHWAB INC|LIME|Lime Brokerage LLC|309703
SCHW|CHARLES SCHWAB INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|228426
SCHW|CHARLES SCHWAB INC|LOOP|Loop Capital Markets LLC|17358
SCHW|CHARLES SCHWAB INC|LPCM|Lampert Capital Markets Inc.|1200
SCHW|CHARLES SCHWAB INC|LQNA|LIQUIDNET, INC.|74400
SCHW|CHARLES SCHWAB INC|LSCI|Lek Securities Corporation|29150
SCHW|CHARLES SCHWAB INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
SCHW|CHARLES SCHWAB INC|MACC|Mid Atlantic Capital Corporation|4293
SCHW|CHARLES SCHWAB INC|MACQ|Macquarie Capital (USA) Inc.|129916
SCHW|CHARLES SCHWAB INC|MAXM|Maxim Group LLC|12557
SCHW|CHARLES SCHWAB INC|MBTS|ALLY INVEST SECURITIES LLC|500
SCHW|CHARLES SCHWAB INC|MCMF|Raymond James Ltd. Cds|1059
SCHW|CHARLES SCHWAB INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|445997
SCHW|CHARLES SCHWAB INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7645
SCHW|CHARLES SCHWAB INC|MOTF|MOTIF INVESTING, INC.|98
SCHW|CHARLES SCHWAB INC|MPSG|E D & F Man Capital Markets Inc.|542
SCHW|CHARLES SCHWAB INC|MSCO|MORGAN STANLEY & CO. LLC|4985408
SCHW|CHARLES SCHWAB INC|MSPL|MORGAN STANLEY & CO. LLC|1058300
SCHW|CHARLES SCHWAB INC|MSTX|MORGAN STANLEY & CO. LLC|716100
SCHW|CHARLES SCHWAB INC|MZHO|Mizuho Securities USA LLC|14000
SCHW|CHARLES SCHWAB INC|NATL|National Securities Corporation|810
SCHW|CHARLES SCHWAB INC|NEED|Needham & Company, LLC|975
SCHW|CHARLES SCHWAB INC|NEUB|NEUBERGER BERMAN BD LLC|1533
SCHW|CHARLES SCHWAB INC|NFSC|National Financial Services LLC|568999
SCHW|CHARLES SCHWAB INC|NITE|VIRTU Americas LLC|2128095
SCHW|CHARLES SCHWAB INC|NITP|VIRTU Americas LLC|2213
SCHW|CHARLES SCHWAB INC|NQRB|Brut, LLC|61784
SCHW|CHARLES SCHWAB INC|NTBF|BMO Nesbitt Burns Inc./CDS|4247
SCHW|CHARLES SCHWAB INC|NTRC|Northern Trust Securities, Inc.|23701
SCHW|CHARLES SCHWAB INC|OHOS|TWO SIGMA SECURITIES, LLC|336893
SCHW|CHARLES SCHWAB INC|OPCO|Oppenheimer & Co. Inc.|58291
SCHW|CHARLES SCHWAB INC|PASL|Pershing Advisor Solutions LLC|1225
SCHW|CHARLES SCHWAB INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SCHW|CHARLES SCHWAB INC|PCPT|PHILLIP CAPITAL INC.|300
SCHW|CHARLES SCHWAB INC|PDQM|CODA MARKETS, INC.|97375
SCHW|CHARLES SCHWAB INC|PHLY|NASDAQ Execution Services, LLC|13600
SCHW|CHARLES SCHWAB INC|PICT|Pictet Overseas Inc.|1409
SCHW|CHARLES SCHWAB INC|PIPR|Piper Jaffray & Co.|1335
SCHW|CHARLES SCHWAB INC|PWJC|UBS Financial Services, Inc.|5618
SCHW|CHARLES SCHWAB INC|QMSR|QUATTRO M SECURITIES INC.|3552
SCHW|CHARLES SCHWAB INC|RBCM|RBC CAPITAL MARKETS, LLC|41443
SCHW|CHARLES SCHWAB INC|RGLD|Regal Securities, Inc|110
SCHW|CHARLES SCHWAB INC|RHCO|Suntrust Robinson Humphrey, Inc.|120
SCHW|CHARLES SCHWAB INC|ROBT|Robotti & Company, LLC|756
SCHW|CHARLES SCHWAB INC|SAGL|SAGETRADER, LLC|7664
SCHW|CHARLES SCHWAB INC|SAGW|SAGETRADER, LLC|93
SCHW|CHARLES SCHWAB INC|SALI|INTL FCSTONE FINANCIAL INC.|1185
SCHW|CHARLES SCHWAB INC|SBRX|MURIEL SIEBERT & CO INC|11
SCHW|CHARLES SCHWAB INC|SBSH|Citigroup Global Markets Inc.|792279
SCHW|CHARLES SCHWAB INC|SEIC|SEI Investments Distribution Co.|16661
SCHW|CHARLES SCHWAB INC|SGMT|GOLDMAN SACHS & CO. LLC|568216
SCHW|CHARLES SCHWAB INC|SHMR|ABN Amro Clearing LLC|88
SCHW|CHARLES SCHWAB INC|SJLS|TRADE INFORMATICS LLC|300
SCHW|CHARLES SCHWAB INC|SPDR|SPEEDROUTE LLC|124008
SCHW|CHARLES SCHWAB INC|SPHN|Stephens Inc.|139
SCHW|CHARLES SCHWAB INC|STFC|Stuart Frankel & Co., Incorporated|105742
SCHW|CHARLES SCHWAB INC|STFL|Stifel, Nicolaus & Company, Incorporated|76261
SCHW|CHARLES SCHWAB INC|STKP|STOCKPILE INVESTMENTS, INC.|74
SCHW|CHARLES SCHWAB INC|STRS|STRATEGAS RESEARCH PARTNERS|1500
SCHW|CHARLES SCHWAB INC|STXG|Stockcross Financial Services, Inc.|100
SCHW|CHARLES SCHWAB INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15840
SCHW|CHARLES SCHWAB INC|SWIM|TD Ameritrade, Inc.|127564
SCHW|CHARLES SCHWAB INC|SWST|Hilltop Securities Inc.|18066
SCHW|CHARLES SCHWAB INC|TAGC|TELSEY ADVISORY GROUP LLC|4
SCHW|CHARLES SCHWAB INC|TKNG|ALLY INVEST SECURITIES LLC|3399
SCHW|CHARLES SCHWAB INC|TRBT|Tradebot Systems, Inc.|850146
SCHW|CHARLES SCHWAB INC|TRCM|TRC MARKETS LLC|1186665
SCHW|CHARLES SCHWAB INC|TWTT|TASTYWORKS, INC.|100
SCHW|CHARLES SCHWAB INC|UBSA|UBS SECURITIES LLC|2123234
SCHW|CHARLES SCHWAB INC|UBSS|UBS Securities LLC|2348193
SCHW|CHARLES SCHWAB INC|VALX|VIRTU AMERICAS LLC|50764
SCHW|CHARLES SCHWAB INC|VERT|The Vertical Trading Group, LLC|1219
SCHW|CHARLES SCHWAB INC|VGRD|Vanguard Marketing Corporation|18660
SCHW|CHARLES SCHWAB INC|WABR|Wall Street Access|14740
SCHW|CHARLES SCHWAB INC|WBLR|WILLIAM BLAIR|56583
SCHW|CHARLES SCHWAB INC|WBPX|SUMMIT SECURITIES GROUP, LLC|13481
SCHW|CHARLES SCHWAB INC|WCHV|WELLS FARGO SECURITIES, LLC|661973
SCHW|CHARLES SCHWAB INC|WDNX|WEEDEN & CO.L.P.|16928
SCHW|CHARLES SCHWAB INC|WECI|Winslow, Evans & Crocker, Inc.|800
SCHW|CHARLES SCHWAB INC|WEDB|WEDBUSH SECURITIES INC.|38637
SCHW|CHARLES SCHWAB INC|WEED|Weeden & Co.L.P.|28710
SCHW|CHARLES SCHWAB INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|147499
SCHW|CHARLES SCHWAB INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|112037
SCHW|CHARLES SCHWAB INC|WGIF|CIBC World Markets Inc.|2952
SCHW|CHARLES SCHWAB INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5836
SCHW|CHARLES SCHWAB INC|WSAG|WALL STREET ACCESS|79
SCHW|CHARLES SCHWAB INC|WSEA|WOLVERINE SECURITIES, LLC|40965
SCHW|CHARLES SCHWAB INC|XIST|INSTINET, LLC|233432
SCHW|CHARLES SCHWAB INC|XPQR|Jump Trading|1300
SCHW|CHARLES SCHWAB INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|198066
SCHW|CHARLES SCHWAB INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2167
SCHW|CHARLES SCHWAB INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21540
SCHW$C|CHARLES SCHWAB PFD C|AGIS|Aegis Capital Corp.|3260
SCHW$C|CHARLES SCHWAB PFD C|ALTX|Alternet Securities Inc.|600
SCHW$C|CHARLES SCHWAB PFD C|BARD|Robert W. Baird & Co. Incorporated|2083
SCHW$C|CHARLES SCHWAB PFD C|BATM|CBOE TRADING, INC.|200
SCHW$C|CHARLES SCHWAB PFD C|BBNT|BB&T SECURITIES, LLC|897
SCHW$C|CHARLES SCHWAB PFD C|BERN|Sanford C. Bernstein & Co., LLC|600
SCHW$C|CHARLES SCHWAB PFD C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4162
SCHW$C|CHARLES SCHWAB PFD C|BTIG|BTIG, LLC|343
SCHW$C|CHARLES SCHWAB PFD C|CHAS|Charles Schwab & Co., Inc.|427
SCHW$C|CHARLES SCHWAB PFD C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2852
SCHW$C|CHARLES SCHWAB PFD C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
SCHW$C|CHARLES SCHWAB PFD C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10122
SCHW$C|CHARLES SCHWAB PFD C|CXCX|CITIGROUP GLOBAL MARKETS INC.|4820
SCHW$C|CHARLES SCHWAB PFD C|DADA|D.A. Davidson & Co.|150
SCHW$C|CHARLES SCHWAB PFD C|DBAX|Deutsche Bank Securities Inc.|5900
SCHW$C|CHARLES SCHWAB PFD C|DEAN|MORGAN STANLEY|6378
SCHW$C|CHARLES SCHWAB PFD C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2100
SCHW$C|CHARLES SCHWAB PFD C|EBXL|EBX LLC|2600
SCHW$C|CHARLES SCHWAB PFD C|ECUT|CONVERGEX EXECUTION SOLUTIONS|13519
SCHW$C|CHARLES SCHWAB PFD C|EDJO|Edward D. Jones & Co., L.P.|862
SCHW$C|CHARLES SCHWAB PFD C|EGAM|CBOE TRADING, INC.|100
SCHW$C|CHARLES SCHWAB PFD C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2065
SCHW$C|CHARLES SCHWAB PFD C|GLPX|ACS EXECUTION SERVICES, LLC|1384
SCHW$C|CHARLES SCHWAB PFD C|GSCO|GOLDMAN SACHS & CO. LLC|7257
SCHW$C|CHARLES SCHWAB PFD C|GSCS|GOLDMAN SACHS & CO. LLC|200
SCHW$C|CHARLES SCHWAB PFD C|GSLT|GOLDMAN SACHS & CO. LLC|100
SCHW$C|CHARLES SCHWAB PFD C|GTSZ|GTS SECURITIES LLC|255
SCHW$C|CHARLES SCHWAB PFD C|HRBF|American Enterprise Investment Services Inc.|7764
SCHW$C|CHARLES SCHWAB PFD C|IATS|INTERACTIVE BROKERS LLC|85
SCHW$C|CHARLES SCHWAB PFD C|IBKR|Interactive Brokers Llc|928
SCHW$C|CHARLES SCHWAB PFD C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1190
SCHW$C|CHARLES SCHWAB PFD C|ICBX|INSTINET, LLC|2300
SCHW$C|CHARLES SCHWAB PFD C|INCA|INSTINET, LLC|1572
SCHW$C|CHARLES SCHWAB PFD C|INJX|INSTINET, LLC|3896
SCHW$C|CHARLES SCHWAB PFD C|ITGI|ITG Inc.|1360
SCHW$C|CHARLES SCHWAB PFD C|ITGP|ITG INC.|1000
SCHW$C|CHARLES SCHWAB PFD C|JANY|Janney Montgomery Scott Inc.|5757
SCHW$C|CHARLES SCHWAB PFD C|JEFF|JEFFERIES LLC|10616
SCHW$C|CHARLES SCHWAB PFD C|JPMX|J.P. Morgan Securities LLC|4200
SCHW$C|CHARLES SCHWAB PFD C|JSEB|JANE STREET EXECUTION SERVICES, LLC|1496
SCHW$C|CHARLES SCHWAB PFD C|JSJX|JANE STREET CAPITAL LLC|543
SCHW$C|CHARLES SCHWAB PFD C|KCGM|VIRTU Americas LLC|2306
SCHW$C|CHARLES SCHWAB PFD C|LEHM|Barclays Capital Inc./Le|5000
SCHW$C|CHARLES SCHWAB PFD C|LIME|Lime Brokerage LLC|2168
SCHW$C|CHARLES SCHWAB PFD C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|863
SCHW$C|CHARLES SCHWAB PFD C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27634
SCHW$C|CHARLES SCHWAB PFD C|MSCO|MORGAN STANLEY & CO. LLC|20021
SCHW$C|CHARLES SCHWAB PFD C|MSPL|MORGAN STANLEY & CO. LLC|1800
SCHW$C|CHARLES SCHWAB PFD C|NFSC|National Financial Services LLC|12058
SCHW$C|CHARLES SCHWAB PFD C|NITE|VIRTU Americas LLC|49073
SCHW$C|CHARLES SCHWAB PFD C|NQRB|Brut, LLC|100
SCHW$C|CHARLES SCHWAB PFD C|NTRC|Northern Trust Securities, Inc.|200
SCHW$C|CHARLES SCHWAB PFD C|OLDM|OLD MISSION CAPITAL, LLC|100
SCHW$C|CHARLES SCHWAB PFD C|PDQM|CODA MARKETS, INC.|2694
SCHW$C|CHARLES SCHWAB PFD C|PWJC|UBS Financial Services, Inc.|5233
SCHW$C|CHARLES SCHWAB PFD C|RBCM|RBC CAPITAL MARKETS, LLC|1849
SCHW$C|CHARLES SCHWAB PFD C|SALI|INTL FCSTONE FINANCIAL INC.|3
SCHW$C|CHARLES SCHWAB PFD C|SBSH|Citigroup Global Markets Inc.|2212
SCHW$C|CHARLES SCHWAB PFD C|SEIC|SEI Investments Distribution Co.|100
SCHW$C|CHARLES SCHWAB PFD C|SGMT|GOLDMAN SACHS & CO. LLC|5605
SCHW$C|CHARLES SCHWAB PFD C|SPDR|SPEEDROUTE LLC|2940
SCHW$C|CHARLES SCHWAB PFD C|STFL|Stifel, Nicolaus & Company, Incorporated|1430
SCHW$C|CHARLES SCHWAB PFD C|SWIM|TD Ameritrade, Inc.|600
SCHW$C|CHARLES SCHWAB PFD C|SWST|Hilltop Securities Inc.|840
SCHW$C|CHARLES SCHWAB PFD C|TRBT|Tradebot Systems, Inc.|1685
SCHW$C|CHARLES SCHWAB PFD C|UBSA|UBS SECURITIES LLC|23287
SCHW$C|CHARLES SCHWAB PFD C|UBSS|UBS Securities LLC|39655
SCHW$C|CHARLES SCHWAB PFD C|VGRD|Vanguard Marketing Corporation|886
SCHW$C|CHARLES SCHWAB PFD C|WCHV|WELLS FARGO SECURITIES, LLC|28368
SCHW$C|CHARLES SCHWAB PFD C|WEDB|WEDBUSH SECURITIES INC.|553
SCHW$C|CHARLES SCHWAB PFD C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|602
SCHW$C|CHARLES SCHWAB PFD C|XSTM|NATIONAL FINANCIAL SERVICES LLC|3090
SCHW$C|CHARLES SCHWAB PFD C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5461
SCHW$D|CHARLES SCH DEP D SH|AGIS|Aegis Capital Corp.|5280
SCHW$D|CHARLES SCH DEP D SH|ALTX|Alternet Securities Inc.|200
SCHW$D|CHARLES SCH DEP D SH|BARD|Robert W. Baird & Co. Incorporated|4910
SCHW$D|CHARLES SCH DEP D SH|BATM|CBOE TRADING, INC.|800
SCHW$D|CHARLES SCH DEP D SH|BBNT|BB&T SECURITIES, LLC|1016
SCHW$D|CHARLES SCH DEP D SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8111
SCHW$D|CHARLES SCH DEP D SH|BNCH|The Benchmark Company, LLC|1700
SCHW$D|CHARLES SCH DEP D SH|BTIG|BTIG, LLC|224
SCHW$D|CHARLES SCH DEP D SH|BYXM|CBOE TRADING, INC.|300
SCHW$D|CHARLES SCH DEP D SH|CHAS|Charles Schwab & Co., Inc.|37
SCHW$D|CHARLES SCH DEP D SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2727
SCHW$D|CHARLES SCH DEP D SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13713
SCHW$D|CHARLES SCH DEP D SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|77882
SCHW$D|CHARLES SCH DEP D SH|DADA|D.A. Davidson & Co.|435
SCHW$D|CHARLES SCH DEP D SH|DBAB|Deutsche Bank Securities Inc.|100
SCHW$D|CHARLES SCH DEP D SH|DBAX|Deutsche Bank Securities Inc.|20100
SCHW$D|CHARLES SCH DEP D SH|DEAN|MORGAN STANLEY|16773
SCHW$D|CHARLES SCH DEP D SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1117
SCHW$D|CHARLES SCH DEP D SH|EBXL|EBX LLC|15500
SCHW$D|CHARLES SCH DEP D SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|5155
SCHW$D|CHARLES SCH DEP D SH|EDJO|Edward D. Jones & Co., L.P.|3229
SCHW$D|CHARLES SCH DEP D SH|ETRS|E*Trade Securities LLC|856
SCHW$D|CHARLES SCH DEP D SH|FINX|FINTECH SECURITIES|138
SCHW$D|CHARLES SCH DEP D SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3846
SCHW$D|CHARLES SCH DEP D SH|FTBR|Foliofn Investments, Inc.|1242
SCHW$D|CHARLES SCH DEP D SH|GLPX|ACS EXECUTION SERVICES, LLC|1458
SCHW$D|CHARLES SCH DEP D SH|GSCO|GOLDMAN SACHS & CO. LLC|3562
SCHW$D|CHARLES SCH DEP D SH|GSLT|GOLDMAN SACHS & CO. LLC|100
SCHW$D|CHARLES SCH DEP D SH|GTSZ|GTS SECURITIES LLC|86
SCHW$D|CHARLES SCH DEP D SH|HRBF|American Enterprise Investment Services Inc.|11012
SCHW$D|CHARLES SCH DEP D SH|IBKR|Interactive Brokers Llc|2280
SCHW$D|CHARLES SCH DEP D SH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|397
SCHW$D|CHARLES SCH DEP D SH|ICBX|INSTINET, LLC|4500
SCHW$D|CHARLES SCH DEP D SH|INCA|INSTINET, LLC|1189
SCHW$D|CHARLES SCH DEP D SH|ITGI|ITG Inc.|1049
SCHW$D|CHARLES SCH DEP D SH|ITGP|ITG INC.|7400
SCHW$D|CHARLES SCH DEP D SH|JEFF|JEFFERIES LLC|9589
SCHW$D|CHARLES SCH DEP D SH|JPMX|J.P. Morgan Securities LLC|1200
SCHW$D|CHARLES SCH DEP D SH|JSEB|JANE STREET EXECUTION SERVICES, LLC|1824
SCHW$D|CHARLES SCH DEP D SH|JSJX|JANE STREET CAPITAL LLC|82
SCHW$D|CHARLES SCH DEP D SH|KCGM|VIRTU Americas LLC|1400
SCHW$D|CHARLES SCH DEP D SH|LEHM|Barclays Capital Inc./Le|5470
SCHW$D|CHARLES SCH DEP D SH|LIME|Lime Brokerage LLC|982
SCHW$D|CHARLES SCH DEP D SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
SCHW$D|CHARLES SCH DEP D SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
SCHW$D|CHARLES SCH DEP D SH|MSCO|MORGAN STANLEY & CO. LLC|20324
SCHW$D|CHARLES SCH DEP D SH|MSPL|MORGAN STANLEY & CO. LLC|1100
SCHW$D|CHARLES SCH DEP D SH|NEUB|NEUBERGER BERMAN BD LLC|73
SCHW$D|CHARLES SCH DEP D SH|NFSC|National Financial Services LLC|24026
SCHW$D|CHARLES SCH DEP D SH|NITE|VIRTU Americas LLC|55672
SCHW$D|CHARLES SCH DEP D SH|NQRB|Brut, LLC|3250
SCHW$D|CHARLES SCH DEP D SH|NTRC|Northern Trust Securities, Inc.|3793
SCHW$D|CHARLES SCH DEP D SH|PDQM|CODA MARKETS, INC.|3458
SCHW$D|CHARLES SCH DEP D SH|PWJC|UBS Financial Services, Inc.|7455
SCHW$D|CHARLES SCH DEP D SH|RBCM|RBC CAPITAL MARKETS, LLC|6225
SCHW$D|CHARLES SCH DEP D SH|SALI|INTL FCSTONE FINANCIAL INC.|93
SCHW$D|CHARLES SCH DEP D SH|SBSH|Citigroup Global Markets Inc.|202858
SCHW$D|CHARLES SCH DEP D SH|SGMT|GOLDMAN SACHS & CO. LLC|2543
SCHW$D|CHARLES SCH DEP D SH|SMRD|SUMRIDGE PARTNERS, LLC|38473
SCHW$D|CHARLES SCH DEP D SH|SPDR|SPEEDROUTE LLC|1972
SCHW$D|CHARLES SCH DEP D SH|STFL|Stifel, Nicolaus & Company, Incorporated|1802
SCHW$D|CHARLES SCH DEP D SH|SWIM|TD Ameritrade, Inc.|1378
SCHW$D|CHARLES SCH DEP D SH|SWST|Hilltop Securities Inc.|1704
SCHW$D|CHARLES SCH DEP D SH|TRBT|Tradebot Systems, Inc.|484
SCHW$D|CHARLES SCH DEP D SH|UBSA|UBS SECURITIES LLC|51996
SCHW$D|CHARLES SCH DEP D SH|UBSS|UBS Securities LLC|25457
SCHW$D|CHARLES SCH DEP D SH|VGRD|Vanguard Marketing Corporation|2601
SCHW$D|CHARLES SCH DEP D SH|WCHV|WELLS FARGO SECURITIES, LLC|30101
SCHW$D|CHARLES SCH DEP D SH|WEDB|WEDBUSH SECURITIES INC.|49
SCHW$D|CHARLES SCH DEP D SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|620
SCHW$D|CHARLES SCH DEP D SH|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SCHW$D|CHARLES SCH DEP D SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2971
SCHX|SCHWAB US LC ETF|ALTX|Alternet Securities Inc.|813
SCHX|SCHWAB US LC ETF|ANOS|ABEL/NOSER, L.L.C.|118762
SCHX|SCHWAB US LC ETF|APCC|Apex Clearing Corporation|5047
SCHX|SCHWAB US LC ETF|BARD|Robert W. Baird & Co. Incorporated|616
SCHX|SCHWAB US LC ETF|BATM|CBOE TRADING, INC.|3073
SCHX|SCHWAB US LC ETF|BBNT|BB&T SECURITIES, LLC|160
SCHX|SCHWAB US LC ETF|BERN|Sanford C. Bernstein & Co., LLC|957
SCHX|SCHWAB US LC ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27505
SCHX|SCHWAB US LC ETF|BNPX|BNP PARIBAS SECURITIES CORP.|407
SCHX|SCHWAB US LC ETF|CANT|Cantor Fitzgerald & Co.|220303
SCHX|SCHWAB US LC ETF|CHAS|Charles Schwab & Co., Inc.|419753
SCHX|SCHWAB US LC ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68272
SCHX|SCHWAB US LC ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|156
SCHX|SCHWAB US LC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|75669
SCHX|SCHWAB US LC ETF|CSIN|Citadel Securities Institutional LLC|1693076
SCHX|SCHWAB US LC ETF|CTDL|Citadel Derivatives Group Llc|1850191
SCHX|SCHWAB US LC ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|18842
SCHX|SCHWAB US LC ETF|DBAB|Deutsche Bank Securities Inc.|2015
SCHX|SCHWAB US LC ETF|DBAX|Deutsche Bank Securities Inc.|17500
SCHX|SCHWAB US LC ETF|DEAN|MORGAN STANLEY|4352
SCHX|SCHWAB US LC ETF|EBXL|EBX LLC|18500
SCHX|SCHWAB US LC ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
SCHX|SCHWAB US LC ETF|EDJO|Edward D. Jones & Co., L.P.|42152
SCHX|SCHWAB US LC ETF|EGAM|CBOE TRADING, INC.|18505
SCHX|SCHWAB US LC ETF|EGXM|CBOE TRADING, INC.|7707
SCHX|SCHWAB US LC ETF|ESPO|ESPOSITO SECURITIES, LLC|55
SCHX|SCHWAB US LC ETF|ETBE|Electronic Transaction Clearing, Inc.|2100
SCHX|SCHWAB US LC ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3821
SCHX|SCHWAB US LC ETF|ETRS|E*Trade Securities LLC|12481
SCHX|SCHWAB US LC ETF|FILL|Tradestation Securities, Inc.|200
SCHX|SCHWAB US LC ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3244
SCHX|SCHWAB US LC ETF|FTBR|Foliofn Investments, Inc.|1727
SCHX|SCHWAB US LC ETF|GLIS|TD Securities Inc|49
SCHX|SCHWAB US LC ETF|GLPX|ACS EXECUTION SERVICES, LLC|800
SCHX|SCHWAB US LC ETF|GSCO|GOLDMAN SACHS & CO. LLC|11978
SCHX|SCHWAB US LC ETF|GSLT|GOLDMAN SACHS & CO. LLC|11558
SCHX|SCHWAB US LC ETF|GTSZ|GTS SECURITIES LLC|97002
SCHX|SCHWAB US LC ETF|HRBF|American Enterprise Investment Services Inc.|10681
SCHX|SCHWAB US LC ETF|IATS|INTERACTIVE BROKERS LLC|1050
SCHX|SCHWAB US LC ETF|IBKR|Interactive Brokers Llc|23606
SCHX|SCHWAB US LC ETF|ICBX|INSTINET, LLC|33365
SCHX|SCHWAB US LC ETF|INCA|INSTINET, LLC|7101
SCHX|SCHWAB US LC ETF|ITGI|ITG Inc.|3168
SCHX|SCHWAB US LC ETF|ITGP|ITG INC.|200
SCHX|SCHWAB US LC ETF|JMPT|JUMP TRADING, LLC|10686
SCHX|SCHWAB US LC ETF|JPMX|J.P. Morgan Securities LLC|3026
SCHX|SCHWAB US LC ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|339306
SCHX|SCHWAB US LC ETF|JSJX|JANE STREET CAPITAL LLC|1586940
SCHX|SCHWAB US LC ETF|KCGM|VIRTU Americas LLC|26229
SCHX|SCHWAB US LC ETF|LEHM|Barclays Capital Inc./Le|68539
SCHX|SCHWAB US LC ETF|LIME|Lime Brokerage LLC|9077
SCHX|SCHWAB US LC ETF|LMGP|LIME BROKERAGE LLC|75
SCHX|SCHWAB US LC ETF|MACC|Mid Atlantic Capital Corporation|6946
SCHX|SCHWAB US LC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21964
SCHX|SCHWAB US LC ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3000
SCHX|SCHWAB US LC ETF|MSCO|MORGAN STANLEY & CO. LLC|215763
SCHX|SCHWAB US LC ETF|MSPL|MORGAN STANLEY & CO. LLC|4900
SCHX|SCHWAB US LC ETF|NFSC|National Financial Services LLC|90891
SCHX|SCHWAB US LC ETF|NITE|VIRTU Americas LLC|41643
SCHX|SCHWAB US LC ETF|NQRB|Brut, LLC|1886
SCHX|SCHWAB US LC ETF|NTBF|BMO Nesbitt Burns Inc./CDS|27
SCHX|SCHWAB US LC ETF|OPCO|Oppenheimer & Co. Inc.|219
SCHX|SCHWAB US LC ETF|PDQM|CODA MARKETS, INC.|16680
SCHX|SCHWAB US LC ETF|PHLY|NASDAQ Execution Services, LLC|200
SCHX|SCHWAB US LC ETF|PWJC|UBS Financial Services, Inc.|30
SCHX|SCHWAB US LC ETF|RBCM|RBC CAPITAL MARKETS, LLC|582
SCHX|SCHWAB US LC ETF|SAGL|SAGETRADER, LLC|500
SCHX|SCHWAB US LC ETF|SALI|INTL FCSTONE FINANCIAL INC.|248
SCHX|SCHWAB US LC ETF|SBSH|Citigroup Global Markets Inc.|15791
SCHX|SCHWAB US LC ETF|SGMT|GOLDMAN SACHS & CO. LLC|39894
SCHX|SCHWAB US LC ETF|SHMR|ABN Amro Clearing LLC|1112
SCHX|SCHWAB US LC ETF|SPDR|SPEEDROUTE LLC|500
SCHX|SCHWAB US LC ETF|SPHN|Stephens Inc.|118
SCHX|SCHWAB US LC ETF|STFL|Stifel, Nicolaus & Company, Incorporated|53
SCHX|SCHWAB US LC ETF|SWIM|TD Ameritrade, Inc.|1800
SCHX|SCHWAB US LC ETF|TKNG|ALLY INVEST SECURITIES LLC|337
SCHX|SCHWAB US LC ETF|TRBT|Tradebot Systems, Inc.|74464
SCHX|SCHWAB US LC ETF|TRCM|TRC MARKETS LLC|454254
SCHX|SCHWAB US LC ETF|TWTT|TASTYWORKS, INC.|17
SCHX|SCHWAB US LC ETF|UBSA|UBS SECURITIES LLC|82938
SCHX|SCHWAB US LC ETF|UBSS|UBS Securities LLC|574344
SCHX|SCHWAB US LC ETF|VALX|VIRTU AMERICAS LLC|7149
SCHX|SCHWAB US LC ETF|VGRD|Vanguard Marketing Corporation|4201
SCHX|SCHWAB US LC ETF|WCHV|WELLS FARGO SECURITIES, LLC|9395
SCHX|SCHWAB US LC ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|558
SCHX|SCHWAB US LC ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1142
SCHX|SCHWAB US LC ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|157
SCHX|SCHWAB US LC ETF|WSEA|WOLVERINE SECURITIES, LLC|804
SCHX|SCHWAB US LC ETF|XIST|INSTINET, LLC|2400
SCHX|SCHWAB US LC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|62085
SCHZ|SCH US AGG BND ETF|ALTX|Alternet Securities Inc.|1506
SCHZ|SCH US AGG BND ETF|APCC|Apex Clearing Corporation|97
SCHZ|SCH US AGG BND ETF|BANK|Primevest Financial Services, Inc.|761
SCHZ|SCH US AGG BND ETF|BARD|Robert W. Baird & Co. Incorporated|1180
SCHZ|SCH US AGG BND ETF|BATM|CBOE TRADING, INC.|998
SCHZ|SCH US AGG BND ETF|BBNT|BB&T SECURITIES, LLC|29
SCHZ|SCH US AGG BND ETF|BKCM|BNY Mellon Capital Markets LLC|30227
SCHZ|SCH US AGG BND ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5432
SCHZ|SCH US AGG BND ETF|BNPX|BNP PARIBAS SECURITIES CORP.|2311
SCHZ|SCH US AGG BND ETF|BOSC|Boenning & Scattergood, Inc.|500
SCHZ|SCH US AGG BND ETF|CANT|Cantor Fitzgerald & Co.|125307
SCHZ|SCH US AGG BND ETF|CHAS|Charles Schwab & Co., Inc.|263340
SCHZ|SCH US AGG BND ETF|CIST|Capital Institutional Services, Inc.|4540
SCHZ|SCH US AGG BND ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8677
SCHZ|SCH US AGG BND ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77790
SCHZ|SCH US AGG BND ETF|CSIN|Citadel Securities Institutional LLC|165107
SCHZ|SCH US AGG BND ETF|CTDL|Citadel Derivatives Group Llc|140909
SCHZ|SCH US AGG BND ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|4110
SCHZ|SCH US AGG BND ETF|DADA|D.A. Davidson & Co.|1638
SCHZ|SCH US AGG BND ETF|DBAB|Deutsche Bank Securities Inc.|1500
SCHZ|SCH US AGG BND ETF|DBAX|Deutsche Bank Securities Inc.|9700
SCHZ|SCH US AGG BND ETF|DEAN|MORGAN STANLEY|3596
SCHZ|SCH US AGG BND ETF|EBXL|EBX LLC|7300
SCHZ|SCH US AGG BND ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|18719
SCHZ|SCH US AGG BND ETF|EDJO|Edward D. Jones & Co., L.P.|87037
SCHZ|SCH US AGG BND ETF|EGAM|CBOE TRADING, INC.|2638
SCHZ|SCH US AGG BND ETF|EGXM|CBOE TRADING, INC.|1829
SCHZ|SCH US AGG BND ETF|ETBE|Electronic Transaction Clearing, Inc.|1800
SCHZ|SCH US AGG BND ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
SCHZ|SCH US AGG BND ETF|ETRS|E*Trade Securities LLC|14445
SCHZ|SCH US AGG BND ETF|FBSB|U.S. Bancorp Investments, Inc.|1
SCHZ|SCH US AGG BND ETF|FINX|FINTECH SECURITIES|90
SCHZ|SCH US AGG BND ETF|FMAF|NBCN Inc./ CDS|100
SCHZ|SCH US AGG BND ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2567
SCHZ|SCH US AGG BND ETF|FTBR|Foliofn Investments, Inc.|834
SCHZ|SCH US AGG BND ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|27956
SCHZ|SCH US AGG BND ETF|GSCO|GOLDMAN SACHS & CO. LLC|40568
SCHZ|SCH US AGG BND ETF|HRBF|American Enterprise Investment Services Inc.|66082
SCHZ|SCH US AGG BND ETF|IATS|INTERACTIVE BROKERS LLC|7507
SCHZ|SCH US AGG BND ETF|IBKR|Interactive Brokers Llc|91898
SCHZ|SCH US AGG BND ETF|ICBX|INSTINET, LLC|9048
SCHZ|SCH US AGG BND ETF|INCA|INSTINET, LLC|600
SCHZ|SCH US AGG BND ETF|ITGI|ITG Inc.|1278
SCHZ|SCH US AGG BND ETF|ITGP|ITG INC.|3200
SCHZ|SCH US AGG BND ETF|JMPT|JUMP TRADING, LLC|169
SCHZ|SCH US AGG BND ETF|JPMX|J.P. Morgan Securities LLC|20840
SCHZ|SCH US AGG BND ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|274099
SCHZ|SCH US AGG BND ETF|JSJX|JANE STREET CAPITAL LLC|606278
SCHZ|SCH US AGG BND ETF|KCGM|VIRTU Americas LLC|8671
SCHZ|SCH US AGG BND ETF|LEHM|Barclays Capital Inc./Le|112364
SCHZ|SCH US AGG BND ETF|LIME|Lime Brokerage LLC|737
SCHZ|SCH US AGG BND ETF|MACC|Mid Atlantic Capital Corporation|1845
SCHZ|SCH US AGG BND ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26288
SCHZ|SCH US AGG BND ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3392
SCHZ|SCH US AGG BND ETF|MOTF|MOTIF INVESTING, INC.|2
SCHZ|SCH US AGG BND ETF|MSCO|MORGAN STANLEY & CO. LLC|52476
SCHZ|SCH US AGG BND ETF|MSPL|MORGAN STANLEY & CO. LLC|16600
SCHZ|SCH US AGG BND ETF|NFSC|National Financial Services LLC|213221
SCHZ|SCH US AGG BND ETF|NITE|VIRTU Americas LLC|482111
SCHZ|SCH US AGG BND ETF|NITP|VIRTU Americas LLC|7355
SCHZ|SCH US AGG BND ETF|OLDM|OLD MISSION CAPITAL, LLC|27400
SCHZ|SCH US AGG BND ETF|PDQM|CODA MARKETS, INC.|21796
SCHZ|SCH US AGG BND ETF|RBCM|RBC CAPITAL MARKETS, LLC|2990
SCHZ|SCH US AGG BND ETF|SALI|INTL FCSTONE FINANCIAL INC.|2
SCHZ|SCH US AGG BND ETF|SBSH|Citigroup Global Markets Inc.|7660
SCHZ|SCH US AGG BND ETF|SGMT|GOLDMAN SACHS & CO. LLC|5845
SCHZ|SCH US AGG BND ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1373
SCHZ|SCH US AGG BND ETF|SWIM|TD Ameritrade, Inc.|1055
SCHZ|SCH US AGG BND ETF|TKNG|ALLY INVEST SECURITIES LLC|75
SCHZ|SCH US AGG BND ETF|TRBT|Tradebot Systems, Inc.|100
SCHZ|SCH US AGG BND ETF|TRCM|TRC MARKETS LLC|100
SCHZ|SCH US AGG BND ETF|UBSA|UBS SECURITIES LLC|206729
SCHZ|SCH US AGG BND ETF|UBSS|UBS Securities LLC|490137
SCHZ|SCH US AGG BND ETF|VALX|VIRTU AMERICAS LLC|1709
SCHZ|SCH US AGG BND ETF|VGRD|Vanguard Marketing Corporation|1422
SCHZ|SCH US AGG BND ETF|WCHV|WELLS FARGO SECURITIES, LLC|5250
SCHZ|SCH US AGG BND ETF|WEED|Weeden & Co.L.P.|166
SCHZ|SCH US AGG BND ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1276
SCHZ|SCH US AGG BND ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11
SCHZ|SCH US AGG BND ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|55
SCHZ|SCH US AGG BND ETF|WSEA|WOLVERINE SECURITIES, LLC|6604
SCHZ|SCH US AGG BND ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1702
SCHZ|SCH US AGG BND ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10282
SCI|SERVICE CP INTL|ALTX|Alternet Securities Inc.|7055
SCI|SERVICE CP INTL|APCC|Apex Clearing Corporation|752
SCI|SERVICE CP INTL|BANK|Primevest Financial Services, Inc.|75
SCI|SERVICE CP INTL|BARD|Robert W. Baird & Co. Incorporated|2068
SCI|SERVICE CP INTL|BATM|CBOE TRADING, INC.|2898
SCI|SERVICE CP INTL|BAYT|BTIG, LLC|146517
SCI|SERVICE CP INTL|BBNT|BB&T SECURITIES, LLC|298
SCI|SERVICE CP INTL|BERN|Sanford C. Bernstein & Co., LLC|76799
SCI|SERVICE CP INTL|BIDS|BIDS TRADING L.P.|1000
SCI|SERVICE CP INTL|BKCM|BNY Mellon Capital Markets LLC|24536
SCI|SERVICE CP INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63382
SCI|SERVICE CP INTL|BLKX|INSTINET, LLC|16100
SCI|SERVICE CP INTL|BNPX|BNP PARIBAS SECURITIES CORP.|18734
SCI|SERVICE CP INTL|BRVL|BLAYLOCK VAN, LLC|6800
SCI|SERVICE CP INTL|BTIG|BTIG, LLC|22454
SCI|SERVICE CP INTL|BYXM|CBOE TRADING, INC.|500
SCI|SERVICE CP INTL|BZYD|GOLDMAN SACHS & CO. LLC|469
SCI|SERVICE CP INTL|CBLC|CITIGROUP GLOBAL MARKETS INC.|16600
SCI|SERVICE CP INTL|CHAS|Charles Schwab & Co., Inc.|29351
SCI|SERVICE CP INTL|CIST|Capital Institutional Services, Inc.|709
SCI|SERVICE CP INTL|CLSA|CLSA AMERICAS, LLC|100
SCI|SERVICE CP INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46959
SCI|SERVICE CP INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|90
SCI|SERVICE CP INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|418394
SCI|SERVICE CP INTL|CSIN|Citadel Securities Institutional LLC|9872
SCI|SERVICE CP INTL|CTDL|Citadel Derivatives Group Llc|8306
SCI|SERVICE CP INTL|CTLR|CUTLER GROUP, LP|665
SCI|SERVICE CP INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|33918
SCI|SERVICE CP INTL|DADA|D.A. Davidson & Co.|936
SCI|SERVICE CP INTL|DBAB|Deutsche Bank Securities Inc.|338876
SCI|SERVICE CP INTL|DBAX|Deutsche Bank Securities Inc.|322800
SCI|SERVICE CP INTL|DCHF|Dart Executions, LLC|1166
SCI|SERVICE CP INTL|DEAN|MORGAN STANLEY|5474
SCI|SERVICE CP INTL|DEGS|RONIN PROFESSIONAL LLC|4083
SCI|SERVICE CP INTL|EBXL|EBX LLC|181300
SCI|SERVICE CP INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|14002
SCI|SERVICE CP INTL|EDJO|Edward D. Jones & Co., L.P.|2095
SCI|SERVICE CP INTL|EGAM|CBOE TRADING, INC.|14215
SCI|SERVICE CP INTL|EGAW|CBOE TRADING, INC.|283
SCI|SERVICE CP INTL|EGMT|EG MARKET TECHNOLOGIES LLC|100
SCI|SERVICE CP INTL|EGXM|CBOE TRADING, INC.|1803
SCI|SERVICE CP INTL|EGXW|CBOE TRADING, INC.|205
SCI|SERVICE CP INTL|ELEV|ELEVATION, LLC|6037
SCI|SERVICE CP INTL|ETBE|Electronic Transaction Clearing, Inc.|5120
SCI|SERVICE CP INTL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
SCI|SERVICE CP INTL|ETCB|ETC BROKERAGE SERVICES, LLC|2
SCI|SERVICE CP INTL|ETCC|Electronic Transaction Clearing, Inc.|720
SCI|SERVICE CP INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5888
SCI|SERVICE CP INTL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|92
SCI|SERVICE CP INTL|ETRS|E*Trade Securities LLC|30275
SCI|SERVICE CP INTL|FBSB|U.S. Bancorp Investments, Inc.|22
SCI|SERVICE CP INTL|FILL|Tradestation Securities, Inc.|653
SCI|SERVICE CP INTL|FMAF|NBCN Inc./ CDS|1487
SCI|SERVICE CP INTL|FMCO|First Manhattan Co|11327
SCI|SERVICE CP INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4489
SCI|SERVICE CP INTL|FQLS|Quantlab Securities LP|332422
SCI|SERVICE CP INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80188
SCI|SERVICE CP INTL|FTBR|Foliofn Investments, Inc.|1213
SCI|SERVICE CP INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|900
SCI|SERVICE CP INTL|GLPX|ACS EXECUTION SERVICES, LLC|23393
SCI|SERVICE CP INTL|GSCO|GOLDMAN SACHS & CO. LLC|673403
SCI|SERVICE CP INTL|GSCS|GOLDMAN SACHS & CO. LLC|46752
SCI|SERVICE CP INTL|GSLT|GOLDMAN SACHS & CO. LLC|8591
SCI|SERVICE CP INTL|GTSZ|GTS SECURITIES LLC|67075
SCI|SERVICE CP INTL|HRBF|American Enterprise Investment Services Inc.|4266
SCI|SERVICE CP INTL|HSBC|HSBC Securities, Inc.|133
SCI|SERVICE CP INTL|IATS|INTERACTIVE BROKERS LLC|1767
SCI|SERVICE CP INTL|IBKR|Interactive Brokers Llc|9312
SCI|SERVICE CP INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2779
SCI|SERVICE CP INTL|ICBX|INSTINET, LLC|77678
SCI|SERVICE CP INTL|IEQY|CITADEL SECURITIES LLC|62476
SCI|SERVICE CP INTL|INCA|INSTINET, LLC|240906
SCI|SERVICE CP INTL|INJX|INSTINET, LLC|1886
SCI|SERVICE CP INTL|ITGI|ITG Inc.|39260
SCI|SERVICE CP INTL|ITGP|ITG INC.|109600
SCI|SERVICE CP INTL|JANY|Janney Montgomery Scott Inc.|741
SCI|SERVICE CP INTL|JEFF|JEFFERIES LLC|89217
SCI|SERVICE CP INTL|JMPT|JUMP TRADING, LLC|65894
SCI|SERVICE CP INTL|JPBX|J.P. MORGAN SECURITIES LLC|74645
SCI|SERVICE CP INTL|JPMX|J.P. Morgan Securities LLC|387714
SCI|SERVICE CP INTL|JSJX|JANE STREET CAPITAL LLC|8982
SCI|SERVICE CP INTL|KCGM|VIRTU Americas LLC|42261
SCI|SERVICE CP INTL|LEHM|Barclays Capital Inc./Le|843138
SCI|SERVICE CP INTL|LIME|Lime Brokerage LLC|21752
SCI|SERVICE CP INTL|LOOP|Loop Capital Markets LLC|2411
SCI|SERVICE CP INTL|LQNA|LIQUIDNET, INC.|37700
SCI|SERVICE CP INTL|LSCI|Lek Securities Corporation|176
SCI|SERVICE CP INTL|MACQ|Macquarie Capital (USA) Inc.|14270
SCI|SERVICE CP INTL|MCMF|Raymond James Ltd. Cds|1621
SCI|SERVICE CP INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113607
SCI|SERVICE CP INTL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
SCI|SERVICE CP INTL|MOTF|MOTIF INVESTING, INC.|24
SCI|SERVICE CP INTL|MSCO|MORGAN STANLEY & CO. LLC|1325268
SCI|SERVICE CP INTL|MSPL|MORGAN STANLEY & CO. LLC|427200
SCI|SERVICE CP INTL|MSTX|MORGAN STANLEY & CO. LLC|273900
SCI|SERVICE CP INTL|MULL|MARK J. MULLER EQUITIES, INC.|2250
SCI|SERVICE CP INTL|NEUB|NEUBERGER BERMAN BD LLC|1207
SCI|SERVICE CP INTL|NFSC|National Financial Services LLC|56044
SCI|SERVICE CP INTL|NITE|VIRTU Americas LLC|264655
SCI|SERVICE CP INTL|NITP|VIRTU Americas LLC|1300
SCI|SERVICE CP INTL|NQRB|Brut, LLC|5887
SCI|SERVICE CP INTL|NTBF|BMO Nesbitt Burns Inc./CDS|22
SCI|SERVICE CP INTL|NTRC|Northern Trust Securities, Inc.|3623
SCI|SERVICE CP INTL|OPCO|Oppenheimer & Co. Inc.|5027
SCI|SERVICE CP INTL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1050
SCI|SERVICE CP INTL|PDQM|CODA MARKETS, INC.|60025
SCI|SERVICE CP INTL|PNSR|Penserra Securities, LLC|200
SCI|SERVICE CP INTL|PWJC|UBS Financial Services, Inc.|1057
SCI|SERVICE CP INTL|RBCM|RBC CAPITAL MARKETS, LLC|8312
SCI|SERVICE CP INTL|SAGL|SAGETRADER, LLC|12049
SCI|SERVICE CP INTL|SBSH|Citigroup Global Markets Inc.|108249
SCI|SERVICE CP INTL|SEIC|SEI Investments Distribution Co.|850
SCI|SERVICE CP INTL|SGMT|GOLDMAN SACHS & CO. LLC|147996
SCI|SERVICE CP INTL|SIBO|Prime Executions, Inc.|19842
SCI|SERVICE CP INTL|SPDR|SPEEDROUTE LLC|4400
SCI|SERVICE CP INTL|STFL|Stifel, Nicolaus & Company, Incorporated|7623
SCI|SERVICE CP INTL|STKP|STOCKPILE INVESTMENTS, INC.|36
SCI|SERVICE CP INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4747
SCI|SERVICE CP INTL|SWIM|TD Ameritrade, Inc.|5802
SCI|SERVICE CP INTL|SWST|Hilltop Securities Inc.|11002
SCI|SERVICE CP INTL|TKNG|ALLY INVEST SECURITIES LLC|1145
SCI|SERVICE CP INTL|TMBR|Timber Hill LLC|987
SCI|SERVICE CP INTL|TOUR|TOURMALINE PARTNERS, LLC|2097
SCI|SERVICE CP INTL|TRBT|Tradebot Systems, Inc.|184661
SCI|SERVICE CP INTL|TRCM|TRC MARKETS LLC|76509
SCI|SERVICE CP INTL|UBSA|UBS SECURITIES LLC|553995
SCI|SERVICE CP INTL|UBSS|UBS Securities LLC|885246
SCI|SERVICE CP INTL|VALX|VIRTU AMERICAS LLC|28675
SCI|SERVICE CP INTL|VERT|The Vertical Trading Group, LLC|7366
SCI|SERVICE CP INTL|VGRD|Vanguard Marketing Corporation|3464
SCI|SERVICE CP INTL|WABR|Wall Street Access|500
SCI|SERVICE CP INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|6334
SCI|SERVICE CP INTL|WCHV|WELLS FARGO SECURITIES, LLC|60004
SCI|SERVICE CP INTL|WDNX|WEEDEN & CO.L.P.|15028
SCI|SERVICE CP INTL|WEDB|WEDBUSH SECURITIES INC.|1550
SCI|SERVICE CP INTL|WEED|Weeden & Co.L.P.|3285
SCI|SERVICE CP INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11180
SCI|SERVICE CP INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9874
SCI|SERVICE CP INTL|WGIF|CIBC World Markets Inc.|887
SCI|SERVICE CP INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|548
SCI|SERVICE CP INTL|WSEA|WOLVERINE SECURITIES, LLC|3797
SCI|SERVICE CP INTL|XIST|INSTINET, LLC|277490
SCI|SERVICE CP INTL|XPQR|Jump Trading|800
SCI|SERVICE CP INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|22098
SCI|SERVICE CP INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|1281
SCI|SERVICE CP INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6821
SCID|GLOBAL X SCI BETA EU|AGIS|Aegis Capital Corp.|351
SCID|GLOBAL X SCI BETA EU|APCC|Apex Clearing Corporation|51
SCID|GLOBAL X SCI BETA EU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|105
SCID|GLOBAL X SCI BETA EU|CSIN|Citadel Securities Institutional LLC|16700
SCID|GLOBAL X SCI BETA EU|CTDL|Citadel Derivatives Group Llc|1150
SCID|GLOBAL X SCI BETA EU|DBAX|Deutsche Bank Securities Inc.|100
SCID|GLOBAL X SCI BETA EU|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|60
SCID|GLOBAL X SCI BETA EU|EBXL|EBX LLC|4600
SCID|GLOBAL X SCI BETA EU|ETRS|E*Trade Securities LLC|233
SCID|GLOBAL X SCI BETA EU|IBKR|Interactive Brokers Llc|81
SCID|GLOBAL X SCI BETA EU|JSJX|JANE STREET CAPITAL LLC|80
SCID|GLOBAL X SCI BETA EU|LEHM|Barclays Capital Inc./Le|2800
SCID|GLOBAL X SCI BETA EU|LIME|Lime Brokerage LLC|1
SCID|GLOBAL X SCI BETA EU|MCMF|Raymond James Ltd. Cds|74
SCID|GLOBAL X SCI BETA EU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
SCID|GLOBAL X SCI BETA EU|NFSC|National Financial Services LLC|176
SCID|GLOBAL X SCI BETA EU|NITE|VIRTU Americas LLC|1647
SCID|GLOBAL X SCI BETA EU|RBCM|RBC CAPITAL MARKETS, LLC|1056
SCID|GLOBAL X SCI BETA EU|SGMT|GOLDMAN SACHS & CO. LLC|51
SCID|GLOBAL X SCI BETA EU|UBSA|UBS SECURITIES LLC|452
SCID|GLOBAL X SCI BETA EU|WCHV|WELLS FARGO SECURITIES, LLC|4
SCIF|VE VCTRS INDIASC ETF|ALTX|Alternet Securities Inc.|800
SCIF|VE VCTRS INDIASC ETF|APCC|Apex Clearing Corporation|322
SCIF|VE VCTRS INDIASC ETF|BATM|CBOE TRADING, INC.|900
SCIF|VE VCTRS INDIASC ETF|BAYT|BTIG, LLC|300
SCIF|VE VCTRS INDIASC ETF|BERN|Sanford C. Bernstein & Co., LLC|39071
SCIF|VE VCTRS INDIASC ETF|BKCM|BNY Mellon Capital Markets LLC|96
SCIF|VE VCTRS INDIASC ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30
SCIF|VE VCTRS INDIASC ETF|CANT|Cantor Fitzgerald & Co.|6957
SCIF|VE VCTRS INDIASC ETF|CHAS|Charles Schwab & Co., Inc.|11
SCIF|VE VCTRS INDIASC ETF|CICF|Canaccord Genuity Corp.|41
SCIF|VE VCTRS INDIASC ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
SCIF|VE VCTRS INDIASC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19503
SCIF|VE VCTRS INDIASC ETF|CSIN|Citadel Securities Institutional LLC|3635
SCIF|VE VCTRS INDIASC ETF|CTDL|Citadel Derivatives Group Llc|18893
SCIF|VE VCTRS INDIASC ETF|DBAB|Deutsche Bank Securities Inc.|400
SCIF|VE VCTRS INDIASC ETF|DBAX|Deutsche Bank Securities Inc.|14200
SCIF|VE VCTRS INDIASC ETF|DEAN|MORGAN STANLEY|1548
SCIF|VE VCTRS INDIASC ETF|EBXL|EBX LLC|13600
SCIF|VE VCTRS INDIASC ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|12410
SCIF|VE VCTRS INDIASC ETF|EDJO|Edward D. Jones & Co., L.P.|199
SCIF|VE VCTRS INDIASC ETF|EGAM|CBOE TRADING, INC.|2708
SCIF|VE VCTRS INDIASC ETF|EGXM|CBOE TRADING, INC.|300
SCIF|VE VCTRS INDIASC ETF|ETRS|E*Trade Securities LLC|13839
SCIF|VE VCTRS INDIASC ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|10447
SCIF|VE VCTRS INDIASC ETF|FILL|Tradestation Securities, Inc.|900
SCIF|VE VCTRS INDIASC ETF|FMAF|NBCN Inc./ CDS|5315
SCIF|VE VCTRS INDIASC ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SCIF|VE VCTRS INDIASC ETF|FTBR|Foliofn Investments, Inc.|137
SCIF|VE VCTRS INDIASC ETF|GLIS|TD Securities Inc|410
SCIF|VE VCTRS INDIASC ETF|GLPX|ACS EXECUTION SERVICES, LLC|1322
SCIF|VE VCTRS INDIASC ETF|GSCO|GOLDMAN SACHS & CO. LLC|151597
SCIF|VE VCTRS INDIASC ETF|HRBF|American Enterprise Investment Services Inc.|732
SCIF|VE VCTRS INDIASC ETF|HSBC|HSBC Securities, Inc.|900
SCIF|VE VCTRS INDIASC ETF|IATS|INTERACTIVE BROKERS LLC|1251
SCIF|VE VCTRS INDIASC ETF|IBKR|Interactive Brokers Llc|6151
SCIF|VE VCTRS INDIASC ETF|ICBX|INSTINET, LLC|7487
SCIF|VE VCTRS INDIASC ETF|INCA|INSTINET, LLC|2204
SCIF|VE VCTRS INDIASC ETF|ITGI|ITG Inc.|1370
SCIF|VE VCTRS INDIASC ETF|ITGP|ITG INC.|9800
SCIF|VE VCTRS INDIASC ETF|JPMX|J.P. Morgan Securities LLC|12554
SCIF|VE VCTRS INDIASC ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|17770
SCIF|VE VCTRS INDIASC ETF|JSJX|JANE STREET CAPITAL LLC|29066
SCIF|VE VCTRS INDIASC ETF|KCGM|VIRTU Americas LLC|10556
SCIF|VE VCTRS INDIASC ETF|LEHM|Barclays Capital Inc./Le|14876
SCIF|VE VCTRS INDIASC ETF|LIME|Lime Brokerage LLC|6512
SCIF|VE VCTRS INDIASC ETF|LSCI|Lek Securities Corporation|12
SCIF|VE VCTRS INDIASC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23360
SCIF|VE VCTRS INDIASC ETF|MOTF|MOTIF INVESTING, INC.|1
SCIF|VE VCTRS INDIASC ETF|MSCO|MORGAN STANLEY & CO. LLC|14936
SCIF|VE VCTRS INDIASC ETF|MSPL|MORGAN STANLEY & CO. LLC|44000
SCIF|VE VCTRS INDIASC ETF|NFSC|National Financial Services LLC|50362
SCIF|VE VCTRS INDIASC ETF|NITE|VIRTU Americas LLC|58146
SCIF|VE VCTRS INDIASC ETF|NTBF|BMO Nesbitt Burns Inc./CDS|25
SCIF|VE VCTRS INDIASC ETF|OLDM|OLD MISSION CAPITAL, LLC|100
SCIF|VE VCTRS INDIASC ETF|OPCO|Oppenheimer & Co. Inc.|3436
SCIF|VE VCTRS INDIASC ETF|PDQM|CODA MARKETS, INC.|2522
SCIF|VE VCTRS INDIASC ETF|PICT|Pictet Overseas Inc.|100
SCIF|VE VCTRS INDIASC ETF|RBCM|RBC CAPITAL MARKETS, LLC|1840
SCIF|VE VCTRS INDIASC ETF|SAGL|SAGETRADER, LLC|1800
SCIF|VE VCTRS INDIASC ETF|SBSH|Citigroup Global Markets Inc.|1086
SCIF|VE VCTRS INDIASC ETF|SGMT|GOLDMAN SACHS & CO. LLC|7584
SCIF|VE VCTRS INDIASC ETF|SPDR|SPEEDROUTE LLC|2600
SCIF|VE VCTRS INDIASC ETF|STKP|STOCKPILE INVESTMENTS, INC.|6
SCIF|VE VCTRS INDIASC ETF|SWIM|TD Ameritrade, Inc.|7667
SCIF|VE VCTRS INDIASC ETF|TKNG|ALLY INVEST SECURITIES LLC|9
SCIF|VE VCTRS INDIASC ETF|TRCM|TRC MARKETS LLC|380
SCIF|VE VCTRS INDIASC ETF|UBSA|UBS SECURITIES LLC|49601
SCIF|VE VCTRS INDIASC ETF|UBSS|UBS Securities LLC|52129
SCIF|VE VCTRS INDIASC ETF|VALX|VIRTU AMERICAS LLC|2117
SCIF|VE VCTRS INDIASC ETF|VGRD|Vanguard Marketing Corporation|1525
SCIF|VE VCTRS INDIASC ETF|WCHV|WELLS FARGO SECURITIES, LLC|7086
SCIF|VE VCTRS INDIASC ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|215
SCIF|VE VCTRS INDIASC ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
SCIF|VE VCTRS INDIASC ETF|WGIF|CIBC World Markets Inc.|151
SCIF|VE VCTRS INDIASC ETF|WSEA|WOLVERINE SECURITIES, LLC|123
SCIF|VE VCTRS INDIASC ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SCIF|VE VCTRS INDIASC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2467
SCIJ|GLOBAL X SCI BETA JP|AGIS|Aegis Capital Corp.|133
SCIJ|GLOBAL X SCI BETA JP|CSIN|Citadel Securities Institutional LLC|1800
SCIJ|GLOBAL X SCI BETA JP|DBAX|Deutsche Bank Securities Inc.|100
SCIJ|GLOBAL X SCI BETA JP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|32
SCIJ|GLOBAL X SCI BETA JP|ETRS|E*Trade Securities LLC|109
SCIJ|GLOBAL X SCI BETA JP|IBKR|Interactive Brokers Llc|22
SCIJ|GLOBAL X SCI BETA JP|JSJX|JANE STREET CAPITAL LLC|227
SCIJ|GLOBAL X SCI BETA JP|LEHM|Barclays Capital Inc./Le|200
SCIJ|GLOBAL X SCI BETA JP|LIME|Lime Brokerage LLC|50
SCIJ|GLOBAL X SCI BETA JP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
SCIJ|GLOBAL X SCI BETA JP|MOTF|MOTIF INVESTING, INC.|1
SCIJ|GLOBAL X SCI BETA JP|MSCO|MORGAN STANLEY & CO. LLC|133
SCIJ|GLOBAL X SCI BETA JP|NITE|VIRTU Americas LLC|196
SCIJ|GLOBAL X SCI BETA JP|RBCM|RBC CAPITAL MARKETS, LLC|132
SCIJ|GLOBAL X SCI BETA JP|UBSA|UBS SECURITIES LLC|601
SCIJ|GLOBAL X SCI BETA JP|UBSS|UBS Securities LLC|1
SCIJ|GLOBAL X SCI BETA JP|VGRD|Vanguard Marketing Corporation|18
SCIJ|GLOBAL X SCI BETA JP|WBET|Wallachbeth Capital LLC|7100
SCIN|COLUMBIA INDIA SML C|APCC|Apex Clearing Corporation|18
SCIN|COLUMBIA INDIA SML C|BATM|CBOE TRADING, INC.|500
SCIN|COLUMBIA INDIA SML C|CHAS|Charles Schwab & Co., Inc.|5
SCIN|COLUMBIA INDIA SML C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1440
SCIN|COLUMBIA INDIA SML C|CTDL|Citadel Derivatives Group Llc|2427
SCIN|COLUMBIA INDIA SML C|DADA|D.A. Davidson & Co.|1402
SCIN|COLUMBIA INDIA SML C|DBAX|Deutsche Bank Securities Inc.|500
SCIN|COLUMBIA INDIA SML C|DEAN|MORGAN STANLEY|762
SCIN|COLUMBIA INDIA SML C|EBXL|EBX LLC|300
SCIN|COLUMBIA INDIA SML C|ETRS|E*Trade Securities LLC|822
SCIN|COLUMBIA INDIA SML C|GLIS|TD Securities Inc|1750
SCIN|COLUMBIA INDIA SML C|GSLT|GOLDMAN SACHS & CO. LLC|100
SCIN|COLUMBIA INDIA SML C|HRBF|American Enterprise Investment Services Inc.|760
SCIN|COLUMBIA INDIA SML C|IBKR|Interactive Brokers Llc|973
SCIN|COLUMBIA INDIA SML C|ICBX|INSTINET, LLC|200
SCIN|COLUMBIA INDIA SML C|INCA|INSTINET, LLC|100
SCIN|COLUMBIA INDIA SML C|JSJX|JANE STREET CAPITAL LLC|20738
SCIN|COLUMBIA INDIA SML C|KCGM|VIRTU Americas LLC|379
SCIN|COLUMBIA INDIA SML C|LEHM|Barclays Capital Inc./Le|1000
SCIN|COLUMBIA INDIA SML C|LIME|Lime Brokerage LLC|1059
SCIN|COLUMBIA INDIA SML C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
SCIN|COLUMBIA INDIA SML C|MSCO|MORGAN STANLEY & CO. LLC|1312
SCIN|COLUMBIA INDIA SML C|MSPL|MORGAN STANLEY & CO. LLC|200
SCIN|COLUMBIA INDIA SML C|NFSC|National Financial Services LLC|14068
SCIN|COLUMBIA INDIA SML C|NITE|VIRTU Americas LLC|6388
SCIN|COLUMBIA INDIA SML C|SGMT|GOLDMAN SACHS & CO. LLC|70
SCIN|COLUMBIA INDIA SML C|SWIM|TD Ameritrade, Inc.|110
SCIN|COLUMBIA INDIA SML C|TRCM|TRC MARKETS LLC|100
SCIN|COLUMBIA INDIA SML C|UBSA|UBS SECURITIES LLC|1588
SCIN|COLUMBIA INDIA SML C|UBSS|UBS Securities LLC|4930
SCIN|COLUMBIA INDIA SML C|VGRD|Vanguard Marketing Corporation|179
SCIN|COLUMBIA INDIA SML C|WCHV|WELLS FARGO SECURITIES, LLC|100
SCIN|COLUMBIA INDIA SML C|WSEA|WOLVERINE SECURITIES, LLC|13
SCIN|COLUMBIA INDIA SML C|XSTM|NATIONAL FINANCIAL SERVICES LLC|410
SCIN|COLUMBIA INDIA SML C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50
SCIU|GLOBAL X SCI BETA|AGIS|Aegis Capital Corp.|804
SCIU|GLOBAL X SCI BETA|APCC|Apex Clearing Corporation|26
SCIU|GLOBAL X SCI BETA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47
SCIU|GLOBAL X SCI BETA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2479
SCIU|GLOBAL X SCI BETA|CSIN|Citadel Securities Institutional LLC|49748
SCIU|GLOBAL X SCI BETA|CTDL|Citadel Derivatives Group Llc|54293
SCIU|GLOBAL X SCI BETA|DBAX|Deutsche Bank Securities Inc.|1300
SCIU|GLOBAL X SCI BETA|DEAN|MORGAN STANLEY|2152
SCIU|GLOBAL X SCI BETA|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1316
SCIU|GLOBAL X SCI BETA|EBXL|EBX LLC|2300
SCIU|GLOBAL X SCI BETA|ETRS|E*Trade Securities LLC|395
SCIU|GLOBAL X SCI BETA|GSLT|GOLDMAN SACHS & CO. LLC|148
SCIU|GLOBAL X SCI BETA|IBKR|Interactive Brokers Llc|18
SCIU|GLOBAL X SCI BETA|ICBX|INSTINET, LLC|2000
SCIU|GLOBAL X SCI BETA|ITGI|ITG Inc.|658
SCIU|GLOBAL X SCI BETA|ITGP|ITG INC.|400
SCIU|GLOBAL X SCI BETA|JPMX|J.P. Morgan Securities LLC|2200
SCIU|GLOBAL X SCI BETA|JSEB|JANE STREET EXECUTION SERVICES, LLC|2548
SCIU|GLOBAL X SCI BETA|JSJX|JANE STREET CAPITAL LLC|8036
SCIU|GLOBAL X SCI BETA|KCGM|VIRTU Americas LLC|3398
SCIU|GLOBAL X SCI BETA|LEHM|Barclays Capital Inc./Le|1800
SCIU|GLOBAL X SCI BETA|LIME|Lime Brokerage LLC|1213
SCIU|GLOBAL X SCI BETA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
SCIU|GLOBAL X SCI BETA|MSCO|MORGAN STANLEY & CO. LLC|8062
SCIU|GLOBAL X SCI BETA|MSPL|MORGAN STANLEY & CO. LLC|1500
SCIU|GLOBAL X SCI BETA|NFSC|National Financial Services LLC|17288
SCIU|GLOBAL X SCI BETA|NITE|VIRTU Americas LLC|39339
SCIU|GLOBAL X SCI BETA|RBCM|RBC CAPITAL MARKETS, LLC|7420
SCIU|GLOBAL X SCI BETA|SGMT|GOLDMAN SACHS & CO. LLC|700
SCIU|GLOBAL X SCI BETA|UBSA|UBS SECURITIES LLC|13000
SCIU|GLOBAL X SCI BETA|UBSS|UBS Securities LLC|1516
SCIU|GLOBAL X SCI BETA|VGRD|Vanguard Marketing Corporation|1500
SCIU|GLOBAL X SCI BETA|WCHV|WELLS FARGO SECURITIES, LLC|1550
SCIU|GLOBAL X SCI BETA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1249
SCIX|GLOBAL X SCIBTA ASIA|AGIS|Aegis Capital Corp.|156
SCIX|GLOBAL X SCIBTA ASIA|APCC|Apex Clearing Corporation|18
SCIX|GLOBAL X SCIBTA ASIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|415
SCIX|GLOBAL X SCIBTA ASIA|CSIN|Citadel Securities Institutional LLC|1900
SCIX|GLOBAL X SCIBTA ASIA|ETRS|E*Trade Securities LLC|102
SCIX|GLOBAL X SCIBTA ASIA|ICBX|INSTINET, LLC|100
SCIX|GLOBAL X SCIBTA ASIA|INCA|INSTINET, LLC|100
SCIX|GLOBAL X SCIBTA ASIA|JSJX|JANE STREET CAPITAL LLC|225
SCIX|GLOBAL X SCIBTA ASIA|LIME|Lime Brokerage LLC|179
SCIX|GLOBAL X SCIBTA ASIA|NFSC|National Financial Services LLC|1160
SCIX|GLOBAL X SCIBTA ASIA|NITE|VIRTU Americas LLC|1664
SCIX|GLOBAL X SCIBTA ASIA|RBCM|RBC CAPITAL MARKETS, LLC|571
SCIX|GLOBAL X SCIBTA ASIA|SAGL|SAGETRADER, LLC|100
SCIX|GLOBAL X SCIBTA ASIA|WBET|Wallachbeth Capital LLC|1900
SCJ|ISHARES MSCI JPN SC|ALTX|Alternet Securities Inc.|5800
SCJ|ISHARES MSCI JPN SC|APCC|Apex Clearing Corporation|31
SCJ|ISHARES MSCI JPN SC|BARD|Robert W. Baird & Co. Incorporated|100
SCJ|ISHARES MSCI JPN SC|BBNT|BB&T SECURITIES, LLC|100
SCJ|ISHARES MSCI JPN SC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|175
SCJ|ISHARES MSCI JPN SC|BLTK|Bulltick, Llc|600
SCJ|ISHARES MSCI JPN SC|BTIG|BTIG, LLC|100
SCJ|ISHARES MSCI JPN SC|CANT|Cantor Fitzgerald & Co.|63088
SCJ|ISHARES MSCI JPN SC|CHAS|Charles Schwab & Co., Inc.|9
SCJ|ISHARES MSCI JPN SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30841
SCJ|ISHARES MSCI JPN SC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
SCJ|ISHARES MSCI JPN SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17593
SCJ|ISHARES MSCI JPN SC|CTDL|Citadel Derivatives Group Llc|40146
SCJ|ISHARES MSCI JPN SC|CTLR|CUTLER GROUP, LP|100
SCJ|ISHARES MSCI JPN SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6000
SCJ|ISHARES MSCI JPN SC|DBAB|Deutsche Bank Securities Inc.|7499
SCJ|ISHARES MSCI JPN SC|DBAX|Deutsche Bank Securities Inc.|65400
SCJ|ISHARES MSCI JPN SC|DEAN|MORGAN STANLEY|11961
SCJ|ISHARES MSCI JPN SC|EBXL|EBX LLC|37100
SCJ|ISHARES MSCI JPN SC|EDJO|Edward D. Jones & Co., L.P.|176
SCJ|ISHARES MSCI JPN SC|EGXM|CBOE TRADING, INC.|12
SCJ|ISHARES MSCI JPN SC|ETBE|Electronic Transaction Clearing, Inc.|1500
SCJ|ISHARES MSCI JPN SC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SCJ|ISHARES MSCI JPN SC|ETRS|E*Trade Securities LLC|443
SCJ|ISHARES MSCI JPN SC|FLTU|FLOW TRADERS US LLC|21100
SCJ|ISHARES MSCI JPN SC|FMAF|NBCN Inc./ CDS|150
SCJ|ISHARES MSCI JPN SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
SCJ|ISHARES MSCI JPN SC|FTBR|Foliofn Investments, Inc.|362
SCJ|ISHARES MSCI JPN SC|GEBB|GLOBAL EXECUTION BROKERS, LP|2118
SCJ|ISHARES MSCI JPN SC|GLIS|TD Securities Inc|30
SCJ|ISHARES MSCI JPN SC|GLPX|ACS EXECUTION SERVICES, LLC|160
SCJ|ISHARES MSCI JPN SC|GSCO|GOLDMAN SACHS & CO. LLC|44099
SCJ|ISHARES MSCI JPN SC|GSLT|GOLDMAN SACHS & CO. LLC|2650
SCJ|ISHARES MSCI JPN SC|GTSZ|GTS SECURITIES LLC|100
SCJ|ISHARES MSCI JPN SC|IATS|INTERACTIVE BROKERS LLC|949
SCJ|ISHARES MSCI JPN SC|IBKR|Interactive Brokers Llc|720
SCJ|ISHARES MSCI JPN SC|ICBX|INSTINET, LLC|25200
SCJ|ISHARES MSCI JPN SC|INCA|INSTINET, LLC|14950
SCJ|ISHARES MSCI JPN SC|INJX|INSTINET, LLC|906
SCJ|ISHARES MSCI JPN SC|ITGI|ITG Inc.|59977
SCJ|ISHARES MSCI JPN SC|ITGP|ITG INC.|9000
SCJ|ISHARES MSCI JPN SC|JANY|Janney Montgomery Scott Inc.|1665
SCJ|ISHARES MSCI JPN SC|JEFF|JEFFERIES LLC|3410
SCJ|ISHARES MSCI JPN SC|JMPT|JUMP TRADING, LLC|40
SCJ|ISHARES MSCI JPN SC|JPMX|J.P. Morgan Securities LLC|15700
SCJ|ISHARES MSCI JPN SC|JSEB|JANE STREET EXECUTION SERVICES, LLC|21806
SCJ|ISHARES MSCI JPN SC|JSJX|JANE STREET CAPITAL LLC|85787
SCJ|ISHARES MSCI JPN SC|LEHM|Barclays Capital Inc./Le|34400
SCJ|ISHARES MSCI JPN SC|LIME|Lime Brokerage LLC|7649
SCJ|ISHARES MSCI JPN SC|MACC|Mid Atlantic Capital Corporation|629
SCJ|ISHARES MSCI JPN SC|MAXM|Maxim Group LLC|15968
SCJ|ISHARES MSCI JPN SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48600
SCJ|ISHARES MSCI JPN SC|MSCO|MORGAN STANLEY & CO. LLC|99554
SCJ|ISHARES MSCI JPN SC|MSPL|MORGAN STANLEY & CO. LLC|5800
SCJ|ISHARES MSCI JPN SC|NFSC|National Financial Services LLC|68207
SCJ|ISHARES MSCI JPN SC|NITE|VIRTU Americas LLC|1349961
SCJ|ISHARES MSCI JPN SC|OLDM|OLD MISSION CAPITAL, LLC|6694
SCJ|ISHARES MSCI JPN SC|PDQM|CODA MARKETS, INC.|3650
SCJ|ISHARES MSCI JPN SC|RBCM|RBC CAPITAL MARKETS, LLC|102
SCJ|ISHARES MSCI JPN SC|SALI|INTL FCSTONE FINANCIAL INC.|141
SCJ|ISHARES MSCI JPN SC|SBSH|Citigroup Global Markets Inc.|332
SCJ|ISHARES MSCI JPN SC|SGMT|GOLDMAN SACHS & CO. LLC|41160
SCJ|ISHARES MSCI JPN SC|SPDR|SPEEDROUTE LLC|110300
SCJ|ISHARES MSCI JPN SC|STFL|Stifel, Nicolaus & Company, Incorporated|76
SCJ|ISHARES MSCI JPN SC|STRS|STRATEGAS RESEARCH PARTNERS|100
SCJ|ISHARES MSCI JPN SC|SWIM|TD Ameritrade, Inc.|175
SCJ|ISHARES MSCI JPN SC|UBSA|UBS SECURITIES LLC|52295
SCJ|ISHARES MSCI JPN SC|UBSS|UBS Securities LLC|49788
SCJ|ISHARES MSCI JPN SC|VALX|VIRTU AMERICAS LLC|1013
SCJ|ISHARES MSCI JPN SC|VGRD|Vanguard Marketing Corporation|3036
SCJ|ISHARES MSCI JPN SC|WCHV|WELLS FARGO SECURITIES, LLC|10855
SCJ|ISHARES MSCI JPN SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2142
SCJ|ISHARES MSCI JPN SC|WGIF|CIBC World Markets Inc.|4357
SCJ|ISHARES MSCI JPN SC|XPUS|XP SECURITIES, LLC|23
SCJ|ISHARES MSCI JPN SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|577
SCKT|SOCKET MOBILE CM|BATM|CBOE TRADING, INC.|400
SCKT|SOCKET MOBILE CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
SCKT|SOCKET MOBILE CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
SCKT|SOCKET MOBILE CM|DBAB|Deutsche Bank Securities Inc.|1000
SCKT|SOCKET MOBILE CM|DEGS|RONIN PROFESSIONAL LLC|4312
SCKT|SOCKET MOBILE CM|EBXL|EBX LLC|100
SCKT|SOCKET MOBILE CM|EGXM|CBOE TRADING, INC.|200
SCKT|SOCKET MOBILE CM|EGXW|CBOE TRADING, INC.|500
SCKT|SOCKET MOBILE CM|ETRS|E*Trade Securities LLC|62499
SCKT|SOCKET MOBILE CM|FBCO|Credit Suisse Securities (USA) LLC|657
SCKT|SOCKET MOBILE CM|FILL|Tradestation Securities, Inc.|5450
SCKT|SOCKET MOBILE CM|FOMA|TD AMERITRADE CLEARING, INC.|34381
SCKT|SOCKET MOBILE CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|218
SCKT|SOCKET MOBILE CM|GEBB|GLOBAL EXECUTION BROKERS, LP|300
SCKT|SOCKET MOBILE CM|GLPX|ACS EXECUTION SERVICES, LLC|334
SCKT|SOCKET MOBILE CM|GSCO|GOLDMAN SACHS & CO. LLC|808
SCKT|SOCKET MOBILE CM|GTSZ|GTS SECURITIES LLC|2140
SCKT|SOCKET MOBILE CM|IATS|INTERACTIVE BROKERS LLC|2492
SCKT|SOCKET MOBILE CM|IBKR|Interactive Brokers Llc|18300
SCKT|SOCKET MOBILE CM|INCA|INSTINET, LLC|675
SCKT|SOCKET MOBILE CM|INJX|INSTINET, LLC|100
SCKT|SOCKET MOBILE CM|ITGP|ITG INC.|400
SCKT|SOCKET MOBILE CM|JEFF|JEFFERIES LLC|100
SCKT|SOCKET MOBILE CM|LEHM|Barclays Capital Inc./Le|113
SCKT|SOCKET MOBILE CM|LIME|Lime Brokerage LLC|9488
SCKT|SOCKET MOBILE CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SCKT|SOCKET MOBILE CM|MSCO|MORGAN STANLEY & CO. LLC|6142
SCKT|SOCKET MOBILE CM|MSPL|MORGAN STANLEY & CO. LLC|200
SCKT|SOCKET MOBILE CM|NFSC|National Financial Services LLC|20393
SCKT|SOCKET MOBILE CM|NITE|VIRTU Americas LLC|47955
SCKT|SOCKET MOBILE CM|PDQM|CODA MARKETS, INC.|622
SCKT|SOCKET MOBILE CM|SBSH|Citigroup Global Markets Inc.|2
SCKT|SOCKET MOBILE CM|SGMT|GOLDMAN SACHS & CO. LLC|246
SCKT|SOCKET MOBILE CM|SPTD|MINT GLOBAL MARKETS, INC.|100
SCKT|SOCKET MOBILE CM|SWIM|TD Ameritrade, Inc.|1400
SCKT|SOCKET MOBILE CM|TKNG|ALLY INVEST SECURITIES LLC|125
SCKT|SOCKET MOBILE CM|UBSA|UBS SECURITIES LLC|1800
SCKT|SOCKET MOBILE CM|UBSS|UBS Securities LLC|5809
SCKT|SOCKET MOBILE CM|VGRD|Vanguard Marketing Corporation|1780
SCKT|SOCKET MOBILE CM|WCHV|WELLS FARGO SECURITIES, LLC|5000
SCKT|SOCKET MOBILE CM|WSEA|WOLVERINE SECURITIES, LLC|390
SCKT|SOCKET MOBILE CM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SCL|STEPAN CO.|ALTX|Alternet Securities Inc.|1907
SCL|STEPAN CO.|APCC|Apex Clearing Corporation|65
SCL|STEPAN CO.|AVON|Avondale Partners, LLC|100
SCL|STEPAN CO.|BARD|Robert W. Baird & Co. Incorporated|104
SCL|STEPAN CO.|BATM|CBOE TRADING, INC.|1129
SCL|STEPAN CO.|BERN|Sanford C. Bernstein & Co., LLC|5201
SCL|STEPAN CO.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1303
SCL|STEPAN CO.|BNPX|BNP PARIBAS SECURITIES CORP.|4658
SCL|STEPAN CO.|BRVL|BLAYLOCK VAN, LLC|100
SCL|STEPAN CO.|BYXM|CBOE TRADING, INC.|200
SCL|STEPAN CO.|BZYD|GOLDMAN SACHS & CO. LLC|300
SCL|STEPAN CO.|CHAS|Charles Schwab & Co., Inc.|5
SCL|STEPAN CO.|CIST|Capital Institutional Services, Inc.|155
SCL|STEPAN CO.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3193
SCL|STEPAN CO.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5447
SCL|STEPAN CO.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3424
SCL|STEPAN CO.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29868
SCL|STEPAN CO.|CTDL|Citadel Derivatives Group Llc|1648
SCL|STEPAN CO.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6198
SCL|STEPAN CO.|DBAB|Deutsche Bank Securities Inc.|38272
SCL|STEPAN CO.|DBAX|Deutsche Bank Securities Inc.|24100
SCL|STEPAN CO.|DBUL|Deutsche Bank Securities Inc.|100
SCL|STEPAN CO.|DEAN|MORGAN STANLEY|64
SCL|STEPAN CO.|DEGS|RONIN PROFESSIONAL LLC|100
SCL|STEPAN CO.|EBXL|EBX LLC|41000
SCL|STEPAN CO.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3168
SCL|STEPAN CO.|EDJO|Edward D. Jones & Co., L.P.|28
SCL|STEPAN CO.|EGAM|CBOE TRADING, INC.|433
SCL|STEPAN CO.|EGMT|EG MARKET TECHNOLOGIES LLC|200
SCL|STEPAN CO.|EGXM|CBOE TRADING, INC.|200
SCL|STEPAN CO.|ETBE|Electronic Transaction Clearing, Inc.|937
SCL|STEPAN CO.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6015
SCL|STEPAN CO.|ETRS|E*Trade Securities LLC|5535
SCL|STEPAN CO.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|620
SCL|STEPAN CO.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19536
SCL|STEPAN CO.|FTBR|Foliofn Investments, Inc.|983
SCL|STEPAN CO.|GLPX|ACS EXECUTION SERVICES, LLC|21754
SCL|STEPAN CO.|GSCO|GOLDMAN SACHS & CO. LLC|69337
SCL|STEPAN CO.|GSCS|GOLDMAN SACHS & CO. LLC|100
SCL|STEPAN CO.|GSLT|GOLDMAN SACHS & CO. LLC|653
SCL|STEPAN CO.|GTSZ|GTS SECURITIES LLC|25096
SCL|STEPAN CO.|HSBC|HSBC Securities, Inc.|600
SCL|STEPAN CO.|IATS|INTERACTIVE BROKERS LLC|12427
SCL|STEPAN CO.|IBKR|Interactive Brokers Llc|50445
SCL|STEPAN CO.|ICBX|INSTINET, LLC|26035
SCL|STEPAN CO.|IEQY|CITADEL SECURITIES LLC|6209
SCL|STEPAN CO.|INCA|INSTINET, LLC|41468
SCL|STEPAN CO.|INJX|INSTINET, LLC|1736
SCL|STEPAN CO.|ITGI|ITG Inc.|16826
SCL|STEPAN CO.|ITGP|ITG INC.|40000
SCL|STEPAN CO.|JANY|Janney Montgomery Scott Inc.|85
SCL|STEPAN CO.|JEFF|JEFFERIES LLC|3340
SCL|STEPAN CO.|JMPT|JUMP TRADING, LLC|1986
SCL|STEPAN CO.|JPBX|J.P. MORGAN SECURITIES LLC|6419
SCL|STEPAN CO.|JPMX|J.P. Morgan Securities LLC|39825
SCL|STEPAN CO.|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
SCL|STEPAN CO.|JSJX|JANE STREET CAPITAL LLC|2851
SCL|STEPAN CO.|KCGM|VIRTU Americas LLC|6809
SCL|STEPAN CO.|LEHM|Barclays Capital Inc./Le|39988
SCL|STEPAN CO.|LIME|Lime Brokerage LLC|4785
SCL|STEPAN CO.|LMNX|LUMINEX TRADING & ANALYTICS LLC|33270
SCL|STEPAN CO.|LSCI|Lek Securities Corporation|2
SCL|STEPAN CO.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24500
SCL|STEPAN CO.|MOTF|MOTIF INVESTING, INC.|11
SCL|STEPAN CO.|MSCO|MORGAN STANLEY & CO. LLC|78714
SCL|STEPAN CO.|MSPL|MORGAN STANLEY & CO. LLC|44700
SCL|STEPAN CO.|MSTX|MORGAN STANLEY & CO. LLC|2400
SCL|STEPAN CO.|NFSC|National Financial Services LLC|12141
SCL|STEPAN CO.|NITE|VIRTU Americas LLC|38020
SCL|STEPAN CO.|NQRB|Brut, LLC|200
SCL|STEPAN CO.|NTRC|Northern Trust Securities, Inc.|3
SCL|STEPAN CO.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SCL|STEPAN CO.|PDQM|CODA MARKETS, INC.|83926
SCL|STEPAN CO.|RBCM|RBC CAPITAL MARKETS, LLC|53
SCL|STEPAN CO.|SAGL|SAGETRADER, LLC|38209
SCL|STEPAN CO.|SALI|INTL FCSTONE FINANCIAL INC.|24
SCL|STEPAN CO.|SBSH|Citigroup Global Markets Inc.|16990
SCL|STEPAN CO.|SGMT|GOLDMAN SACHS & CO. LLC|12176
SCL|STEPAN CO.|SPDR|SPEEDROUTE LLC|4425
SCL|STEPAN CO.|SPTD|MINT GLOBAL MARKETS, INC.|2200
SCL|STEPAN CO.|SSBS|STATE STREET GLOBAL MARKETS, LLC|12632
SCL|STEPAN CO.|STFL|Stifel, Nicolaus & Company, Incorporated|4258
SCL|STEPAN CO.|SWIM|TD Ameritrade, Inc.|37
SCL|STEPAN CO.|TKNG|ALLY INVEST SECURITIES LLC|16
SCL|STEPAN CO.|TRBT|Tradebot Systems, Inc.|7258
SCL|STEPAN CO.|TRCM|TRC MARKETS LLC|6207
SCL|STEPAN CO.|UBSA|UBS SECURITIES LLC|75880
SCL|STEPAN CO.|UBSS|UBS Securities LLC|107220
SCL|STEPAN CO.|VALX|VIRTU AMERICAS LLC|6743
SCL|STEPAN CO.|VGRD|Vanguard Marketing Corporation|567
SCL|STEPAN CO.|WCHV|WELLS FARGO SECURITIES, LLC|1987
SCL|STEPAN CO.|WEED|Weeden & Co.L.P.|294
SCL|STEPAN CO.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1163
SCL|STEPAN CO.|WGIF|CIBC World Markets Inc.|30
SCL|STEPAN CO.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
SCL|STEPAN CO.|WSEA|WOLVERINE SECURITIES, LLC|316
SCL|STEPAN CO.|XIST|INSTINET, LLC|2614
SCL|STEPAN CO.|XPQR|Jump Trading|100
SCL|STEPAN CO.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
SCL|STEPAN CO.|YKNA|COMHAR CAPITAL MARKETS, LLC|6930
SCL|STEPAN CO.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|244
SCM|STELLUS CAPITAL INVT|ALTX|Alternet Securities Inc.|852
SCM|STELLUS CAPITAL INVT|APCC|Apex Clearing Corporation|406
SCM|STELLUS CAPITAL INVT|BANK|Primevest Financial Services, Inc.|15
SCM|STELLUS CAPITAL INVT|BARD|Robert W. Baird & Co. Incorporated|4
SCM|STELLUS CAPITAL INVT|BATM|CBOE TRADING, INC.|3049
SCM|STELLUS CAPITAL INVT|BIMI|Banca IMI Securities Corp.|100
SCM|STELLUS CAPITAL INVT|BZYD|GOLDMAN SACHS & CO. LLC|1404
SCM|STELLUS CAPITAL INVT|CHAS|Charles Schwab & Co., Inc.|3
SCM|STELLUS CAPITAL INVT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
SCM|STELLUS CAPITAL INVT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3222
SCM|STELLUS CAPITAL INVT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26429
SCM|STELLUS CAPITAL INVT|CTDL|Citadel Derivatives Group Llc|30
SCM|STELLUS CAPITAL INVT|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
SCM|STELLUS CAPITAL INVT|DBAB|Deutsche Bank Securities Inc.|5274
SCM|STELLUS CAPITAL INVT|DBAX|Deutsche Bank Securities Inc.|14000
SCM|STELLUS CAPITAL INVT|DEAN|MORGAN STANLEY|3075
SCM|STELLUS CAPITAL INVT|DEGS|RONIN PROFESSIONAL LLC|467
SCM|STELLUS CAPITAL INVT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|787
SCM|STELLUS CAPITAL INVT|EBXL|EBX LLC|5800
SCM|STELLUS CAPITAL INVT|EDJO|Edward D. Jones & Co., L.P.|1196
SCM|STELLUS CAPITAL INVT|EGAM|CBOE TRADING, INC.|1413
SCM|STELLUS CAPITAL INVT|EGXM|CBOE TRADING, INC.|178
SCM|STELLUS CAPITAL INVT|ESPO|ESPOSITO SECURITIES, LLC|2146
SCM|STELLUS CAPITAL INVT|ETBE|Electronic Transaction Clearing, Inc.|600
SCM|STELLUS CAPITAL INVT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
SCM|STELLUS CAPITAL INVT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|648
SCM|STELLUS CAPITAL INVT|ETRS|E*Trade Securities LLC|58501
SCM|STELLUS CAPITAL INVT|FILL|Tradestation Securities, Inc.|212
SCM|STELLUS CAPITAL INVT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16044
SCM|STELLUS CAPITAL INVT|FTBR|Foliofn Investments, Inc.|1307
SCM|STELLUS CAPITAL INVT|GLPX|ACS EXECUTION SERVICES, LLC|1301
SCM|STELLUS CAPITAL INVT|GSCO|GOLDMAN SACHS & CO. LLC|54314
SCM|STELLUS CAPITAL INVT|GTSZ|GTS SECURITIES LLC|680
SCM|STELLUS CAPITAL INVT|HRBF|American Enterprise Investment Services Inc.|6929
SCM|STELLUS CAPITAL INVT|IATS|INTERACTIVE BROKERS LLC|1345
SCM|STELLUS CAPITAL INVT|IBKR|Interactive Brokers Llc|13874
SCM|STELLUS CAPITAL INVT|ICBX|INSTINET, LLC|3000
SCM|STELLUS CAPITAL INVT|INCA|INSTINET, LLC|6243
SCM|STELLUS CAPITAL INVT|ITGI|ITG Inc.|6859
SCM|STELLUS CAPITAL INVT|ITGP|ITG INC.|18800
SCM|STELLUS CAPITAL INVT|JANY|Janney Montgomery Scott Inc.|2841
SCM|STELLUS CAPITAL INVT|JMPT|JUMP TRADING, LLC|969
SCM|STELLUS CAPITAL INVT|JPBX|J.P. MORGAN SECURITIES LLC|848
SCM|STELLUS CAPITAL INVT|JPMX|J.P. Morgan Securities LLC|6627
SCM|STELLUS CAPITAL INVT|JSJX|JANE STREET CAPITAL LLC|1634
SCM|STELLUS CAPITAL INVT|KCGM|VIRTU Americas LLC|4500
SCM|STELLUS CAPITAL INVT|LEHM|Barclays Capital Inc./Le|19427
SCM|STELLUS CAPITAL INVT|LIME|Lime Brokerage LLC|8974
SCM|STELLUS CAPITAL INVT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SCM|STELLUS CAPITAL INVT|MACQ|Macquarie Capital (USA) Inc.|600
SCM|STELLUS CAPITAL INVT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
SCM|STELLUS CAPITAL INVT|MNDX|TJM Investments, LLC|400
SCM|STELLUS CAPITAL INVT|MOTF|MOTIF INVESTING, INC.|1
SCM|STELLUS CAPITAL INVT|MSCO|MORGAN STANLEY & CO. LLC|31655
SCM|STELLUS CAPITAL INVT|MSPL|MORGAN STANLEY & CO. LLC|21600
SCM|STELLUS CAPITAL INVT|MSTX|MORGAN STANLEY & CO. LLC|6600
SCM|STELLUS CAPITAL INVT|NFSC|National Financial Services LLC|107637
SCM|STELLUS CAPITAL INVT|NITE|VIRTU Americas LLC|287582
SCM|STELLUS CAPITAL INVT|NQRB|Brut, LLC|500
SCM|STELLUS CAPITAL INVT|OPCO|Oppenheimer & Co. Inc.|18118
SCM|STELLUS CAPITAL INVT|PDQM|CODA MARKETS, INC.|1902
SCM|STELLUS CAPITAL INVT|PWJC|UBS Financial Services, Inc.|2000
SCM|STELLUS CAPITAL INVT|RBCM|RBC CAPITAL MARKETS, LLC|7010
SCM|STELLUS CAPITAL INVT|SGMT|GOLDMAN SACHS & CO. LLC|2704
SCM|STELLUS CAPITAL INVT|SPDR|SPEEDROUTE LLC|451
SCM|STELLUS CAPITAL INVT|SPTD|MINT GLOBAL MARKETS, INC.|29470
SCM|STELLUS CAPITAL INVT|STFL|Stifel, Nicolaus & Company, Incorporated|11110
SCM|STELLUS CAPITAL INVT|STKP|STOCKPILE INVESTMENTS, INC.|58
SCM|STELLUS CAPITAL INVT|SWIM|TD Ameritrade, Inc.|337373
SCM|STELLUS CAPITAL INVT|TKNG|ALLY INVEST SECURITIES LLC|6547
SCM|STELLUS CAPITAL INVT|TRBT|Tradebot Systems, Inc.|1467
SCM|STELLUS CAPITAL INVT|TRCM|TRC MARKETS LLC|1610
SCM|STELLUS CAPITAL INVT|UBSA|UBS SECURITIES LLC|49546
SCM|STELLUS CAPITAL INVT|UBSS|UBS Securities LLC|54616
SCM|STELLUS CAPITAL INVT|VALX|VIRTU AMERICAS LLC|1160
SCM|STELLUS CAPITAL INVT|VGRD|Vanguard Marketing Corporation|11368
SCM|STELLUS CAPITAL INVT|WCHV|WELLS FARGO SECURITIES, LLC|76709
SCM|STELLUS CAPITAL INVT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|168
SCM|STELLUS CAPITAL INVT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3121
SCM|STELLUS CAPITAL INVT|WGIF|CIBC World Markets Inc.|331
SCM|STELLUS CAPITAL INVT|WSEA|WOLVERINE SECURITIES, LLC|5834
SCM|STELLUS CAPITAL INVT|XPQR|Jump Trading|300
SCM|STELLUS CAPITAL INVT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SCM|STELLUS CAPITAL INVT|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SCM|STELLUS CAPITAL INVT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11476
SCO|PROSH BB CRUDE OIL|ALTX|Alternet Securities Inc.|1300
SCO|PROSH BB CRUDE OIL|APCC|Apex Clearing Corporation|30939
SCO|PROSH BB CRUDE OIL|BARD|Robert W. Baird & Co. Incorporated|2040
SCO|PROSH BB CRUDE OIL|BATM|CBOE TRADING, INC.|60755
SCO|PROSH BB CRUDE OIL|BERN|Sanford C. Bernstein & Co., LLC|12248
SCO|PROSH BB CRUDE OIL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33137
SCO|PROSH BB CRUDE OIL|BYXM|CBOE TRADING, INC.|38772
SCO|PROSH BB CRUDE OIL|CANT|Cantor Fitzgerald & Co.|9147
SCO|PROSH BB CRUDE OIL|CHAS|Charles Schwab & Co., Inc.|47461
SCO|PROSH BB CRUDE OIL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7800
SCO|PROSH BB CRUDE OIL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|64200
SCO|PROSH BB CRUDE OIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|310315
SCO|PROSH BB CRUDE OIL|CTDL|Citadel Derivatives Group Llc|60754
SCO|PROSH BB CRUDE OIL|CTLR|CUTLER GROUP, LP|1700
SCO|PROSH BB CRUDE OIL|CXCX|CITIGROUP GLOBAL MARKETS INC.|16870
SCO|PROSH BB CRUDE OIL|DBAB|Deutsche Bank Securities Inc.|20281
SCO|PROSH BB CRUDE OIL|DBAX|Deutsche Bank Securities Inc.|63200
SCO|PROSH BB CRUDE OIL|DEAN|MORGAN STANLEY|2800
SCO|PROSH BB CRUDE OIL|EBXL|EBX LLC|84300
SCO|PROSH BB CRUDE OIL|ECUT|CONVERGEX EXECUTION SOLUTIONS|6725
SCO|PROSH BB CRUDE OIL|EGAM|CBOE TRADING, INC.|30831
SCO|PROSH BB CRUDE OIL|EGAW|CBOE TRADING, INC.|3161
SCO|PROSH BB CRUDE OIL|EGXM|CBOE TRADING, INC.|65008
SCO|PROSH BB CRUDE OIL|EGXW|CBOE TRADING, INC.|5939
SCO|PROSH BB CRUDE OIL|ETBE|Electronic Transaction Clearing, Inc.|119071
SCO|PROSH BB CRUDE OIL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
SCO|PROSH BB CRUDE OIL|ETRS|E*Trade Securities LLC|964972
SCO|PROSH BB CRUDE OIL|FILL|Tradestation Securities, Inc.|28084
SCO|PROSH BB CRUDE OIL|FMAF|NBCN Inc./ CDS|10185
SCO|PROSH BB CRUDE OIL|FQLS|Quantlab Securities LP|37247
SCO|PROSH BB CRUDE OIL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38696
SCO|PROSH BB CRUDE OIL|FTBR|Foliofn Investments, Inc.|84139
SCO|PROSH BB CRUDE OIL|GLIS|TD Securities Inc|60346
SCO|PROSH BB CRUDE OIL|GLPX|ACS EXECUTION SERVICES, LLC|9160
SCO|PROSH BB CRUDE OIL|GSCO|GOLDMAN SACHS & CO. LLC|64909
SCO|PROSH BB CRUDE OIL|GSCS|GOLDMAN SACHS & CO. LLC|29100
SCO|PROSH BB CRUDE OIL|GSLT|GOLDMAN SACHS & CO. LLC|37357
SCO|PROSH BB CRUDE OIL|GTSZ|GTS SECURITIES LLC|4417
SCO|PROSH BB CRUDE OIL|HASF|Haywood Securities Inc./CDS|2000
SCO|PROSH BB CRUDE OIL|HRBF|American Enterprise Investment Services Inc.|4185
SCO|PROSH BB CRUDE OIL|HSBC|HSBC Securities, Inc.|330
SCO|PROSH BB CRUDE OIL|IATS|INTERACTIVE BROKERS LLC|83351
SCO|PROSH BB CRUDE OIL|IBKR|Interactive Brokers Llc|776645
SCO|PROSH BB CRUDE OIL|ICBX|INSTINET, LLC|368245
SCO|PROSH BB CRUDE OIL|INCA|INSTINET, LLC|110296
SCO|PROSH BB CRUDE OIL|ITGI|ITG Inc.|13110
SCO|PROSH BB CRUDE OIL|ITGP|ITG INC.|130800
SCO|PROSH BB CRUDE OIL|JANY|Janney Montgomery Scott Inc.|27
SCO|PROSH BB CRUDE OIL|JMPT|JUMP TRADING, LLC|52560
SCO|PROSH BB CRUDE OIL|JPMX|J.P. Morgan Securities LLC|33304
SCO|PROSH BB CRUDE OIL|JSEB|JANE STREET EXECUTION SERVICES, LLC|89700
SCO|PROSH BB CRUDE OIL|JSJX|JANE STREET CAPITAL LLC|2020583
SCO|PROSH BB CRUDE OIL|KCGM|VIRTU Americas LLC|55094
SCO|PROSH BB CRUDE OIL|LEHM|Barclays Capital Inc./Le|216400
SCO|PROSH BB CRUDE OIL|LIME|Lime Brokerage LLC|10047
SCO|PROSH BB CRUDE OIL|LSCI|Lek Securities Corporation|100
SCO|PROSH BB CRUDE OIL|MACC|Mid Atlantic Capital Corporation|57394
SCO|PROSH BB CRUDE OIL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|147486
SCO|PROSH BB CRUDE OIL|MPSG|E D & F Man Capital Markets Inc.|10658
SCO|PROSH BB CRUDE OIL|MSCO|MORGAN STANLEY & CO. LLC|287393
SCO|PROSH BB CRUDE OIL|MSPL|MORGAN STANLEY & CO. LLC|24400
SCO|PROSH BB CRUDE OIL|MSTX|MORGAN STANLEY & CO. LLC|1400
SCO|PROSH BB CRUDE OIL|NFSC|National Financial Services LLC|1758656
SCO|PROSH BB CRUDE OIL|NITE|VIRTU Americas LLC|3194209
SCO|PROSH BB CRUDE OIL|NITP|VIRTU Americas LLC|65987
SCO|PROSH BB CRUDE OIL|NQRB|Brut, LLC|2467
SCO|PROSH BB CRUDE OIL|NTBF|BMO Nesbitt Burns Inc./CDS|30340
SCO|PROSH BB CRUDE OIL|OPCO|Oppenheimer & Co. Inc.|15260
SCO|PROSH BB CRUDE OIL|PCPT|PHILLIP CAPITAL INC.|1082
SCO|PROSH BB CRUDE OIL|PDQM|CODA MARKETS, INC.|7470
SCO|PROSH BB CRUDE OIL|PHLY|NASDAQ Execution Services, LLC|34600
SCO|PROSH BB CRUDE OIL|PWJC|UBS Financial Services, Inc.|300
SCO|PROSH BB CRUDE OIL|RBCM|RBC CAPITAL MARKETS, LLC|31760
SCO|PROSH BB CRUDE OIL|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2303
SCO|PROSH BB CRUDE OIL|RGLD|Regal Securities, Inc|1000
SCO|PROSH BB CRUDE OIL|RHOX|XR Securities LLC|169350
SCO|PROSH BB CRUDE OIL|SBSH|Citigroup Global Markets Inc.|26054
SCO|PROSH BB CRUDE OIL|SGMT|GOLDMAN SACHS & CO. LLC|175232
SCO|PROSH BB CRUDE OIL|SHMR|ABN Amro Clearing LLC|170829
SCO|PROSH BB CRUDE OIL|SOGO|Wang Investment Associates, Inc.|250
SCO|PROSH BB CRUDE OIL|SPDR|SPEEDROUTE LLC|1390
SCO|PROSH BB CRUDE OIL|STFL|Stifel, Nicolaus & Company, Incorporated|4500
SCO|PROSH BB CRUDE OIL|SWIM|TD Ameritrade, Inc.|897202
SCO|PROSH BB CRUDE OIL|TKNG|ALLY INVEST SECURITIES LLC|41830
SCO|PROSH BB CRUDE OIL|TRBT|Tradebot Systems, Inc.|176965
SCO|PROSH BB CRUDE OIL|TRCM|TRC MARKETS LLC|971413
SCO|PROSH BB CRUDE OIL|TWTT|TASTYWORKS, INC.|750
SCO|PROSH BB CRUDE OIL|UBSA|UBS SECURITIES LLC|471063
SCO|PROSH BB CRUDE OIL|UBSS|UBS Securities LLC|453064
SCO|PROSH BB CRUDE OIL|VALX|VIRTU AMERICAS LLC|18036
SCO|PROSH BB CRUDE OIL|VGRD|Vanguard Marketing Corporation|169326
SCO|PROSH BB CRUDE OIL|VNDS|VANDHAM SECURITIES CORP|400
SCO|PROSH BB CRUDE OIL|VSIN|Vision Financial Markets Llc|210
SCO|PROSH BB CRUDE OIL|WBPX|SUMMIT SECURITIES GROUP, LLC|1100
SCO|PROSH BB CRUDE OIL|WCHV|WELLS FARGO SECURITIES, LLC|267814
SCO|PROSH BB CRUDE OIL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|32856
SCO|PROSH BB CRUDE OIL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63937
SCO|PROSH BB CRUDE OIL|WGIF|CIBC World Markets Inc.|5180
SCO|PROSH BB CRUDE OIL|WHOT|JUST2TRADE, INC.|1500
SCO|PROSH BB CRUDE OIL|WSEA|WOLVERINE SECURITIES, LLC|56030
SCO|PROSH BB CRUDE OIL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SCO|PROSH BB CRUDE OIL|YKNA|COMHAR CAPITAL MARKETS, LLC|800
SCO|PROSH BB CRUDE OIL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
SCON|SUPERCONDUCTOR TECH|APCC|Apex Clearing Corporation|3558
SCON|SUPERCONDUCTOR TECH|BATM|CBOE TRADING, INC.|670
SCON|SUPERCONDUCTOR TECH|BIMI|Banca IMI Securities Corp.|21446
SCON|SUPERCONDUCTOR TECH|BLKX|INSTINET, LLC|15000
SCON|SUPERCONDUCTOR TECH|CANT|Cantor Fitzgerald & Co.|405
SCON|SUPERCONDUCTOR TECH|CHAS|Charles Schwab & Co., Inc.|8000
SCON|SUPERCONDUCTOR TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4600
SCON|SUPERCONDUCTOR TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4475
SCON|SUPERCONDUCTOR TECH|CTDE|CHOICETRADE|2200
SCON|SUPERCONDUCTOR TECH|CTDL|Citadel Derivatives Group Llc|1234
SCON|SUPERCONDUCTOR TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|4838
SCON|SUPERCONDUCTOR TECH|DADA|D.A. Davidson & Co.|2700
SCON|SUPERCONDUCTOR TECH|DBAB|Deutsche Bank Securities Inc.|7454
SCON|SUPERCONDUCTOR TECH|DBAX|Deutsche Bank Securities Inc.|12600
SCON|SUPERCONDUCTOR TECH|DEGS|RONIN PROFESSIONAL LLC|4300
SCON|SUPERCONDUCTOR TECH|EBXL|EBX LLC|7500
SCON|SUPERCONDUCTOR TECH|EDJO|Edward D. Jones & Co., L.P.|5000
SCON|SUPERCONDUCTOR TECH|EGXM|CBOE TRADING, INC.|800
SCON|SUPERCONDUCTOR TECH|ETRS|E*Trade Securities LLC|81965
SCON|SUPERCONDUCTOR TECH|FBCO|Credit Suisse Securities (USA) LLC|160730
SCON|SUPERCONDUCTOR TECH|FOMA|TD AMERITRADE CLEARING, INC.|280216
SCON|SUPERCONDUCTOR TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8150
SCON|SUPERCONDUCTOR TECH|FTBR|Foliofn Investments, Inc.|904
SCON|SUPERCONDUCTOR TECH|GEBB|GLOBAL EXECUTION BROKERS, LP|1077
SCON|SUPERCONDUCTOR TECH|GLPX|ACS EXECUTION SERVICES, LLC|200
SCON|SUPERCONDUCTOR TECH|GSCO|GOLDMAN SACHS & CO. LLC|2033
SCON|SUPERCONDUCTOR TECH|IATS|INTERACTIVE BROKERS LLC|1700
SCON|SUPERCONDUCTOR TECH|IBKR|Interactive Brokers Llc|119223
SCON|SUPERCONDUCTOR TECH|ICBX|INSTINET, LLC|3179
SCON|SUPERCONDUCTOR TECH|INCA|INSTINET, LLC|22410
SCON|SUPERCONDUCTOR TECH|ITGP|ITG INC.|2600
SCON|SUPERCONDUCTOR TECH|JMPT|JUMP TRADING, LLC|1721
SCON|SUPERCONDUCTOR TECH|JONE|JonesTrading|45797
SCON|SUPERCONDUCTOR TECH|JPMX|J.P. Morgan Securities LLC|44262
SCON|SUPERCONDUCTOR TECH|KCGM|VIRTU Americas LLC|3857
SCON|SUPERCONDUCTOR TECH|LEHM|Barclays Capital Inc./Le|38421
SCON|SUPERCONDUCTOR TECH|LIME|Lime Brokerage LLC|7640
SCON|SUPERCONDUCTOR TECH|LSCI|Lek Securities Corporation|2000
SCON|SUPERCONDUCTOR TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18090
SCON|SUPERCONDUCTOR TECH|MSCO|MORGAN STANLEY & CO. LLC|70674
SCON|SUPERCONDUCTOR TECH|MSPL|MORGAN STANLEY & CO. LLC|300
SCON|SUPERCONDUCTOR TECH|NFSC|National Financial Services LLC|199716
SCON|SUPERCONDUCTOR TECH|NITE|VIRTU Americas LLC|570913
SCON|SUPERCONDUCTOR TECH|NQRB|Brut, LLC|100
SCON|SUPERCONDUCTOR TECH|PDQM|CODA MARKETS, INC.|300
SCON|SUPERCONDUCTOR TECH|RAJA|Raymond James & Associates, Inc.|2
SCON|SUPERCONDUCTOR TECH|RBCM|RBC CAPITAL MARKETS, LLC|1
SCON|SUPERCONDUCTOR TECH|SBSH|Citigroup Global Markets Inc.|5904
SCON|SUPERCONDUCTOR TECH|SGMT|GOLDMAN SACHS & CO. LLC|11138
SCON|SUPERCONDUCTOR TECH|SPDR|SPEEDROUTE LLC|100
SCON|SUPERCONDUCTOR TECH|STFL|Stifel, Nicolaus & Company, Incorporated|4125
SCON|SUPERCONDUCTOR TECH|SWIM|TD Ameritrade, Inc.|63260
SCON|SUPERCONDUCTOR TECH|SWST|Hilltop Securities Inc.|525
SCON|SUPERCONDUCTOR TECH|TKNG|ALLY INVEST SECURITIES LLC|790
SCON|SUPERCONDUCTOR TECH|TRCM|TRC MARKETS LLC|1647
SCON|SUPERCONDUCTOR TECH|UBSA|UBS SECURITIES LLC|62428
SCON|SUPERCONDUCTOR TECH|UBSS|UBS Securities LLC|314888
SCON|SUPERCONDUCTOR TECH|VGRD|Vanguard Marketing Corporation|4000
SCON|SUPERCONDUCTOR TECH|VSIN|Vision Financial Markets Llc|1065
SCON|SUPERCONDUCTOR TECH|WCHV|WELLS FARGO SECURITIES, LLC|7917
SCON|SUPERCONDUCTOR TECH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2434
SCON|SUPERCONDUCTOR TECH|WGIF|CIBC World Markets Inc.|4573
SCON|SUPERCONDUCTOR TECH|WSEA|WOLVERINE SECURITIES, LLC|6726
SCOR|COMSCORE INC CMN|ALTX|Alternet Securities Inc.|545
SCOR|COMSCORE INC CMN|BATM|CBOE TRADING, INC.|2350
SCOR|COMSCORE INC CMN|BAYT|BTIG, LLC|491
SCOR|COMSCORE INC CMN|BERN|Sanford C. Bernstein & Co., LLC|28907
SCOR|COMSCORE INC CMN|BLKX|INSTINET, LLC|15000
SCOR|COMSCORE INC CMN|BTIG|BTIG, LLC|1042
SCOR|COMSCORE INC CMN|BYXM|CBOE TRADING, INC.|400
SCOR|COMSCORE INC CMN|CANT|Cantor Fitzgerald & Co.|141648
SCOR|COMSCORE INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|143765
SCOR|COMSCORE INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|38184
SCOR|COMSCORE INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14164
SCOR|COMSCORE INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24825
SCOR|COMSCORE INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6982
SCOR|COMSCORE INC CMN|DADA|D.A. Davidson & Co.|203
SCOR|COMSCORE INC CMN|DBAB|Deutsche Bank Securities Inc.|23898
SCOR|COMSCORE INC CMN|DBAX|Deutsche Bank Securities Inc.|44900
SCOR|COMSCORE INC CMN|DEAN|MORGAN STANLEY|2235
SCOR|COMSCORE INC CMN|EBXL|EBX LLC|63300
SCOR|COMSCORE INC CMN|EDJO|Edward D. Jones & Co., L.P.|150
SCOR|COMSCORE INC CMN|EGAM|CBOE TRADING, INC.|845
SCOR|COMSCORE INC CMN|EGXM|CBOE TRADING, INC.|100
SCOR|COMSCORE INC CMN|ETBE|Electronic Transaction Clearing, Inc.|1051
SCOR|COMSCORE INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
SCOR|COMSCORE INC CMN|ETRS|E*Trade Securities LLC|17899
SCOR|COMSCORE INC CMN|FBCO|Credit Suisse Securities (USA) LLC|30117
SCOR|COMSCORE INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|52925
SCOR|COMSCORE INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|40883
SCOR|COMSCORE INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11707
SCOR|COMSCORE INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|600
SCOR|COMSCORE INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|15571
SCOR|COMSCORE INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|62466
SCOR|COMSCORE INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|3661
SCOR|COMSCORE INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|2199
SCOR|COMSCORE INC CMN|GTSZ|GTS SECURITIES LLC|34949
SCOR|COMSCORE INC CMN|HRBF|American Enterprise Investment Services Inc.|1
SCOR|COMSCORE INC CMN|IBKR|Interactive Brokers Llc|25961
SCOR|COMSCORE INC CMN|ICBX|INSTINET, LLC|11900
SCOR|COMSCORE INC CMN|INCA|INSTINET, LLC|128363
SCOR|COMSCORE INC CMN|INJX|INSTINET, LLC|460
SCOR|COMSCORE INC CMN|ITGI|ITG Inc.|16066
SCOR|COMSCORE INC CMN|ITGP|ITG INC.|5800
SCOR|COMSCORE INC CMN|JANY|Janney Montgomery Scott Inc.|10
SCOR|COMSCORE INC CMN|JEFF|JEFFERIES LLC|5893
SCOR|COMSCORE INC CMN|JPMX|J.P. Morgan Securities LLC|45757
SCOR|COMSCORE INC CMN|JSJX|JANE STREET CAPITAL LLC|4025
SCOR|COMSCORE INC CMN|KCGM|VIRTU Americas LLC|12017
SCOR|COMSCORE INC CMN|LEHM|Barclays Capital Inc./Le|50866
SCOR|COMSCORE INC CMN|LIME|Lime Brokerage LLC|16408
SCOR|COMSCORE INC CMN|LQNA|LIQUIDNET, INC.|5000
SCOR|COMSCORE INC CMN|MKMP|MKM Partners LLC|11911
SCOR|COMSCORE INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27084
SCOR|COMSCORE INC CMN|MSCO|MORGAN STANLEY & CO. LLC|206244
SCOR|COMSCORE INC CMN|MSPL|MORGAN STANLEY & CO. LLC|60700
SCOR|COMSCORE INC CMN|MSTX|MORGAN STANLEY & CO. LLC|2000
SCOR|COMSCORE INC CMN|NEED|Needham & Company, LLC|439
SCOR|COMSCORE INC CMN|NFSC|National Financial Services LLC|39260
SCOR|COMSCORE INC CMN|NITE|VIRTU Americas LLC|157447
SCOR|COMSCORE INC CMN|NITP|VIRTU Americas LLC|750
SCOR|COMSCORE INC CMN|NQRB|Brut, LLC|200
SCOR|COMSCORE INC CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8000
SCOR|COMSCORE INC CMN|PDQM|CODA MARKETS, INC.|29636
SCOR|COMSCORE INC CMN|PWJC|UBS Financial Services, Inc.|12948
SCOR|COMSCORE INC CMN|SAGL|SAGETRADER, LLC|190
SCOR|COMSCORE INC CMN|SBSH|Citigroup Global Markets Inc.|1875
SCOR|COMSCORE INC CMN|SDLR|Sandler, O'Neill & Partners, L.P.|200
SCOR|COMSCORE INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|9600
SCOR|COMSCORE INC CMN|SPDR|SPEEDROUTE LLC|7002
SCOR|COMSCORE INC CMN|SPTD|MINT GLOBAL MARKETS, INC.|1500
SCOR|COMSCORE INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|745
SCOR|COMSCORE INC CMN|SWIM|TD Ameritrade, Inc.|1001
SCOR|COMSCORE INC CMN|TRCM|TRC MARKETS LLC|21720
SCOR|COMSCORE INC CMN|UBSA|UBS SECURITIES LLC|106309
SCOR|COMSCORE INC CMN|UBSS|UBS Securities LLC|158637
SCOR|COMSCORE INC CMN|VGRD|Vanguard Marketing Corporation|1205
SCOR|COMSCORE INC CMN|WEDB|WEDBUSH SECURITIES INC.|500
SCOR|COMSCORE INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|390
SCOR|COMSCORE INC CMN|WGIF|CIBC World Markets Inc.|397
SCOR|COMSCORE INC CMN|WSEA|WOLVERINE SECURITIES, LLC|124
SCOR|COMSCORE INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SCOR|COMSCORE INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|3666
SCOR|COMSCORE INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|991
SCPH|SCPHARMACEUTICALS CM|AGIS|Aegis Capital Corp.|7816
SCPH|SCPHARMACEUTICALS CM|ALTX|Alternet Securities Inc.|1000
SCPH|SCPHARMACEUTICALS CM|APCC|Apex Clearing Corporation|8409
SCPH|SCPHARMACEUTICALS CM|BATM|CBOE TRADING, INC.|832
SCPH|SCPHARMACEUTICALS CM|BERN|Sanford C. Bernstein & Co., LLC|438
SCPH|SCPHARMACEUTICALS CM|BIMI|Banca IMI Securities Corp.|5870
SCPH|SCPHARMACEUTICALS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
SCPH|SCPHARMACEUTICALS CM|BLKX|INSTINET, LLC|60500
SCPH|SCPHARMACEUTICALS CM|BMOC|BMO Capital Markets Corp.|1163
SCPH|SCPHARMACEUTICALS CM|BNCH|The Benchmark Company, LLC|1000
SCPH|SCPHARMACEUTICALS CM|BNPX|BNP PARIBAS SECURITIES CORP.|913
SCPH|SCPHARMACEUTICALS CM|BTIG|BTIG, LLC|22100
SCPH|SCPHARMACEUTICALS CM|BYXM|CBOE TRADING, INC.|300
SCPH|SCPHARMACEUTICALS CM|CHAS|Charles Schwab & Co., Inc.|3681
SCPH|SCPHARMACEUTICALS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9028
SCPH|SCPHARMACEUTICALS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
SCPH|SCPHARMACEUTICALS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|60503
SCPH|SCPHARMACEUTICALS CM|CTDL|Citadel Derivatives Group Llc|4629
SCPH|SCPHARMACEUTICALS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1578
SCPH|SCPHARMACEUTICALS CM|DBAB|Deutsche Bank Securities Inc.|18257
SCPH|SCPHARMACEUTICALS CM|DBAX|Deutsche Bank Securities Inc.|17300
SCPH|SCPHARMACEUTICALS CM|DEAN|MORGAN STANLEY|4641
SCPH|SCPHARMACEUTICALS CM|DEGS|RONIN PROFESSIONAL LLC|35872
SCPH|SCPHARMACEUTICALS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2700
SCPH|SCPHARMACEUTICALS CM|EBXL|EBX LLC|15900
SCPH|SCPHARMACEUTICALS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|130
SCPH|SCPHARMACEUTICALS CM|EDJO|Edward D. Jones & Co., L.P.|20000
SCPH|SCPHARMACEUTICALS CM|EGAM|CBOE TRADING, INC.|3510
SCPH|SCPHARMACEUTICALS CM|EGAW|CBOE TRADING, INC.|260
SCPH|SCPHARMACEUTICALS CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
SCPH|SCPHARMACEUTICALS CM|EGXM|CBOE TRADING, INC.|800
SCPH|SCPHARMACEUTICALS CM|ETBE|Electronic Transaction Clearing, Inc.|885
SCPH|SCPHARMACEUTICALS CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2469
SCPH|SCPHARMACEUTICALS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3991
SCPH|SCPHARMACEUTICALS CM|ETRS|E*Trade Securities LLC|279939
SCPH|SCPHARMACEUTICALS CM|FBCO|Credit Suisse Securities (USA) LLC|230546
SCPH|SCPHARMACEUTICALS CM|FILL|Tradestation Securities, Inc.|900
SCPH|SCPHARMACEUTICALS CM|FMAF|NBCN Inc./ CDS|1490
SCPH|SCPHARMACEUTICALS CM|FOMA|TD AMERITRADE CLEARING, INC.|369344
SCPH|SCPHARMACEUTICALS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
SCPH|SCPHARMACEUTICALS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38703
SCPH|SCPHARMACEUTICALS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3272
SCPH|SCPHARMACEUTICALS CM|GLPX|ACS EXECUTION SERVICES, LLC|5084
SCPH|SCPHARMACEUTICALS CM|GSCO|GOLDMAN SACHS & CO. LLC|139575
SCPH|SCPHARMACEUTICALS CM|GSCS|GOLDMAN SACHS & CO. LLC|2178
SCPH|SCPHARMACEUTICALS CM|GSLT|GOLDMAN SACHS & CO. LLC|5095
SCPH|SCPHARMACEUTICALS CM|GTSZ|GTS SECURITIES LLC|21910
SCPH|SCPHARMACEUTICALS CM|HRBF|American Enterprise Investment Services Inc.|800
SCPH|SCPHARMACEUTICALS CM|IATS|INTERACTIVE BROKERS LLC|19458
SCPH|SCPHARMACEUTICALS CM|IBKR|Interactive Brokers Llc|202243
SCPH|SCPHARMACEUTICALS CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|23
SCPH|SCPHARMACEUTICALS CM|ICBX|INSTINET, LLC|5000
SCPH|SCPHARMACEUTICALS CM|IEQY|CITADEL SECURITIES LLC|20862
SCPH|SCPHARMACEUTICALS CM|INCA|INSTINET, LLC|57715
SCPH|SCPHARMACEUTICALS CM|INJX|INSTINET, LLC|5347
SCPH|SCPHARMACEUTICALS CM|ITGI|ITG Inc.|24861
SCPH|SCPHARMACEUTICALS CM|ITGP|ITG INC.|7800
SCPH|SCPHARMACEUTICALS CM|JEFF|JEFFERIES LLC|3849
SCPH|SCPHARMACEUTICALS CM|JMPT|JUMP TRADING, LLC|2177
SCPH|SCPHARMACEUTICALS CM|JONE|JonesTrading|1100
SCPH|SCPHARMACEUTICALS CM|JPBX|J.P. MORGAN SECURITIES LLC|3802
SCPH|SCPHARMACEUTICALS CM|JPMX|J.P. Morgan Securities LLC|34902
SCPH|SCPHARMACEUTICALS CM|JSJX|JANE STREET CAPITAL LLC|1993
SCPH|SCPHARMACEUTICALS CM|KCGM|VIRTU Americas LLC|11721
SCPH|SCPHARMACEUTICALS CM|LEHM|Barclays Capital Inc./Le|142789
SCPH|SCPHARMACEUTICALS CM|LIME|Lime Brokerage LLC|91390
SCPH|SCPHARMACEUTICALS CM|LMGP|LIME BROKERAGE LLC|3401
SCPH|SCPHARMACEUTICALS CM|LSCI|Lek Securities Corporation|100
SCPH|SCPHARMACEUTICALS CM|MAXM|Maxim Group LLC|676
SCPH|SCPHARMACEUTICALS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12200
SCPH|SCPHARMACEUTICALS CM|MOTF|MOTIF INVESTING, INC.|1
SCPH|SCPHARMACEUTICALS CM|MSCO|MORGAN STANLEY & CO. LLC|279378
SCPH|SCPHARMACEUTICALS CM|MSPL|MORGAN STANLEY & CO. LLC|12800
SCPH|SCPHARMACEUTICALS CM|MSTX|MORGAN STANLEY & CO. LLC|2000
SCPH|SCPHARMACEUTICALS CM|NATL|National Securities Corporation|3796
SCPH|SCPHARMACEUTICALS CM|NFSC|National Financial Services LLC|355065
SCPH|SCPHARMACEUTICALS CM|NITE|VIRTU Americas LLC|795167
SCPH|SCPHARMACEUTICALS CM|NITP|VIRTU Americas LLC|12238
SCPH|SCPHARMACEUTICALS CM|NQRB|Brut, LLC|11054
SCPH|SCPHARMACEUTICALS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2820
SCPH|SCPHARMACEUTICALS CM|PCPT|PHILLIP CAPITAL INC.|27100
SCPH|SCPHARMACEUTICALS CM|PDQM|CODA MARKETS, INC.|11042
SCPH|SCPHARMACEUTICALS CM|PWJC|UBS Financial Services, Inc.|660
SCPH|SCPHARMACEUTICALS CM|RAJA|Raymond James & Associates, Inc.|6000
SCPH|SCPHARMACEUTICALS CM|RBCM|RBC CAPITAL MARKETS, LLC|74672
SCPH|SCPHARMACEUTICALS CM|RGLD|Regal Securities, Inc|100
SCPH|SCPHARMACEUTICALS CM|SAGL|SAGETRADER, LLC|3716
SCPH|SCPHARMACEUTICALS CM|SBSH|Citigroup Global Markets Inc.|20480
SCPH|SCPHARMACEUTICALS CM|SGMT|GOLDMAN SACHS & CO. LLC|7946
SCPH|SCPHARMACEUTICALS CM|SPDR|SPEEDROUTE LLC|1803
SCPH|SCPHARMACEUTICALS CM|SPTD|MINT GLOBAL MARKETS, INC.|9850
SCPH|SCPHARMACEUTICALS CM|STFL|Stifel, Nicolaus & Company, Incorporated|1000
SCPH|SCPHARMACEUTICALS CM|SWIM|TD Ameritrade, Inc.|37153
SCPH|SCPHARMACEUTICALS CM|SWST|Hilltop Securities Inc.|148324
SCPH|SCPHARMACEUTICALS CM|TKNG|ALLY INVEST SECURITIES LLC|2582
SCPH|SCPHARMACEUTICALS CM|TRBT|Tradebot Systems, Inc.|32466
SCPH|SCPHARMACEUTICALS CM|TRCM|TRC MARKETS LLC|34403
SCPH|SCPHARMACEUTICALS CM|UBSA|UBS SECURITIES LLC|119460
SCPH|SCPHARMACEUTICALS CM|UBSS|UBS Securities LLC|297953
SCPH|SCPHARMACEUTICALS CM|VALX|VIRTU AMERICAS LLC|3247
SCPH|SCPHARMACEUTICALS CM|VGRD|Vanguard Marketing Corporation|26139
SCPH|SCPHARMACEUTICALS CM|WBLR|WILLIAM BLAIR|99
SCPH|SCPHARMACEUTICALS CM|WCHV|WELLS FARGO SECURITIES, LLC|26582
SCPH|SCPHARMACEUTICALS CM|WEDB|WEDBUSH SECURITIES INC.|150
SCPH|SCPHARMACEUTICALS CM|WEED|Weeden & Co.L.P.|1080
SCPH|SCPHARMACEUTICALS CM|WGIF|CIBC World Markets Inc.|3172
SCPH|SCPHARMACEUTICALS CM|WHOT|JUST2TRADE, INC.|300
SCPH|SCPHARMACEUTICALS CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1194
SCPH|SCPHARMACEUTICALS CM|WSEA|WOLVERINE SECURITIES, LLC|30708
SCPH|SCPHARMACEUTICALS CM|XIST|INSTINET, LLC|3000
SCPH|SCPHARMACEUTICALS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|72006
SCPH|SCPHARMACEUTICALS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|712
SCPH|SCPHARMACEUTICALS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3100
SCS|STEELCASE INC|ALTX|Alternet Securities Inc.|3225
SCS|STEELCASE INC|ANOS|ABEL/NOSER, L.L.C.|5260
SCS|STEELCASE INC|APCC|Apex Clearing Corporation|1667
SCS|STEELCASE INC|BARD|Robert W. Baird & Co. Incorporated|2490
SCS|STEELCASE INC|BATM|CBOE TRADING, INC.|727
SCS|STEELCASE INC|BAYC|BAY CREST PARTNERS, LLC|1464
SCS|STEELCASE INC|BAYT|BTIG, LLC|3427
SCS|STEELCASE INC|BBNT|BB&T SECURITIES, LLC|380
SCS|STEELCASE INC|BERN|Sanford C. Bernstein & Co., LLC|20820
SCS|STEELCASE INC|BIAD|SAGETRADER, LLC|1
SCS|STEELCASE INC|BIDS|BIDS TRADING L.P.|4800
SCS|STEELCASE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4781
SCS|STEELCASE INC|BLKX|INSTINET, LLC|15300
SCS|STEELCASE INC|BNPX|BNP PARIBAS SECURITIES CORP.|8449
SCS|STEELCASE INC|BTIG|BTIG, LLC|2196
SCS|STEELCASE INC|BYXM|CBOE TRADING, INC.|412
SCS|STEELCASE INC|BZYD|GOLDMAN SACHS & CO. LLC|5520
SCS|STEELCASE INC|CANT|Cantor Fitzgerald & Co.|123
SCS|STEELCASE INC|CHAS|Charles Schwab & Co., Inc.|704
SCS|STEELCASE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31871
SCS|STEELCASE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2280
SCS|STEELCASE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2900
SCS|STEELCASE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|459177
SCS|STEELCASE INC|CTDL|Citadel Derivatives Group Llc|11751
SCS|STEELCASE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|70244
SCS|STEELCASE INC|DADA|D.A. Davidson & Co.|76
SCS|STEELCASE INC|DBAB|Deutsche Bank Securities Inc.|43101
SCS|STEELCASE INC|DBAX|Deutsche Bank Securities Inc.|391400
SCS|STEELCASE INC|DEAN|MORGAN STANLEY|864
SCS|STEELCASE INC|DEGS|RONIN PROFESSIONAL LLC|800
SCS|STEELCASE INC|EBXL|EBX LLC|160000
SCS|STEELCASE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9580
SCS|STEELCASE INC|EDJO|Edward D. Jones & Co., L.P.|1178
SCS|STEELCASE INC|EGAM|CBOE TRADING, INC.|11775
SCS|STEELCASE INC|EGXM|CBOE TRADING, INC.|925
SCS|STEELCASE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|9366
SCS|STEELCASE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3206
SCS|STEELCASE INC|ETRS|E*Trade Securities LLC|51483
SCS|STEELCASE INC|FILL|Tradestation Securities, Inc.|1076
SCS|STEELCASE INC|FMAF|NBCN Inc./ CDS|1000
SCS|STEELCASE INC|FMCO|First Manhattan Co|547
SCS|STEELCASE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1700
SCS|STEELCASE INC|FQLS|Quantlab Securities LP|36422
SCS|STEELCASE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|132136
SCS|STEELCASE INC|FTBR|Foliofn Investments, Inc.|7956
SCS|STEELCASE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4268
SCS|STEELCASE INC|GLPX|ACS EXECUTION SERVICES, LLC|11442
SCS|STEELCASE INC|GSCO|GOLDMAN SACHS & CO. LLC|581864
SCS|STEELCASE INC|GSLT|GOLDMAN SACHS & CO. LLC|3907
SCS|STEELCASE INC|GTSZ|GTS SECURITIES LLC|52707
SCS|STEELCASE INC|HPPX|POTAMUS TRADING, LLC|1074
SCS|STEELCASE INC|IATS|INTERACTIVE BROKERS LLC|2839
SCS|STEELCASE INC|IBKR|Interactive Brokers Llc|8719
SCS|STEELCASE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
SCS|STEELCASE INC|ICBX|INSTINET, LLC|59950
SCS|STEELCASE INC|IEQY|CITADEL SECURITIES LLC|2361
SCS|STEELCASE INC|INCA|INSTINET, LLC|81941
SCS|STEELCASE INC|INJX|INSTINET, LLC|6277
SCS|STEELCASE INC|ITGI|ITG Inc.|18871
SCS|STEELCASE INC|ITGP|ITG INC.|395400
SCS|STEELCASE INC|JANY|Janney Montgomery Scott Inc.|58
SCS|STEELCASE INC|JEFF|JEFFERIES LLC|42633
SCS|STEELCASE INC|JMPT|JUMP TRADING, LLC|5554
SCS|STEELCASE INC|JONE|JonesTrading|109
SCS|STEELCASE INC|JPBX|J.P. MORGAN SECURITIES LLC|42550
SCS|STEELCASE INC|JPMX|J.P. Morgan Securities LLC|804533
SCS|STEELCASE INC|JSJX|JANE STREET CAPITAL LLC|18981
SCS|STEELCASE INC|KCGM|VIRTU Americas LLC|49740
SCS|STEELCASE INC|LEHM|Barclays Capital Inc./Le|523024
SCS|STEELCASE INC|LIME|Lime Brokerage LLC|7281
SCS|STEELCASE INC|LOOP|Loop Capital Markets LLC|2560
SCS|STEELCASE INC|LQNA|LIQUIDNET, INC.|48900
SCS|STEELCASE INC|LQNB|LIQUIDNET, INC.|2100
SCS|STEELCASE INC|LSCI|Lek Securities Corporation|8
SCS|STEELCASE INC|LVMR|LIVERMORE TRADING GROUP, INC.|12300
SCS|STEELCASE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
SCS|STEELCASE INC|MAXM|Maxim Group LLC|34710
SCS|STEELCASE INC|MCMF|Raymond James Ltd. Cds|794
SCS|STEELCASE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|410213
SCS|STEELCASE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|23008
SCS|STEELCASE INC|MSCO|MORGAN STANLEY & CO. LLC|570216
SCS|STEELCASE INC|MSPL|MORGAN STANLEY & CO. LLC|673400
SCS|STEELCASE INC|MSTX|MORGAN STANLEY & CO. LLC|310400
SCS|STEELCASE INC|NFSC|National Financial Services LLC|142343
SCS|STEELCASE INC|NITE|VIRTU Americas LLC|323359
SCS|STEELCASE INC|NITP|VIRTU Americas LLC|48553
SCS|STEELCASE INC|NQRB|Brut, LLC|300
SCS|STEELCASE INC|NTRC|Northern Trust Securities, Inc.|9000
SCS|STEELCASE INC|OPCO|Oppenheimer & Co. Inc.|2204
SCS|STEELCASE INC|PDQM|CODA MARKETS, INC.|103685
SCS|STEELCASE INC|PHLY|NASDAQ Execution Services, LLC|1800
SCS|STEELCASE INC|PWJC|UBS Financial Services, Inc.|3100
SCS|STEELCASE INC|QMSR|QUATTRO M SECURITIES INC.|261
SCS|STEELCASE INC|SAGL|SAGETRADER, LLC|2821
SCS|STEELCASE INC|SAGW|SAGETRADER, LLC|100
SCS|STEELCASE INC|SBSH|Citigroup Global Markets Inc.|46558
SCS|STEELCASE INC|SGMT|GOLDMAN SACHS & CO. LLC|270007
SCS|STEELCASE INC|SPDR|SPEEDROUTE LLC|26041
SCS|STEELCASE INC|SPNT|SEVEN POINTS CAPITAL, LLC|66700
SCS|STEELCASE INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|130182
SCS|STEELCASE INC|STFL|Stifel, Nicolaus & Company, Incorporated|73
SCS|STEELCASE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|310
SCS|STEELCASE INC|SWIM|TD Ameritrade, Inc.|48851
SCS|STEELCASE INC|SWST|Hilltop Securities Inc.|1119
SCS|STEELCASE INC|TKNG|ALLY INVEST SECURITIES LLC|1795
SCS|STEELCASE INC|TRBT|Tradebot Systems, Inc.|3652
SCS|STEELCASE INC|TRCM|TRC MARKETS LLC|18219
SCS|STEELCASE INC|UBSS|UBS Securities LLC|441418
SCS|STEELCASE INC|VALX|VIRTU AMERICAS LLC|85443
SCS|STEELCASE INC|VGRD|Vanguard Marketing Corporation|4239
SCS|STEELCASE INC|WABR|Wall Street Access|2500
SCS|STEELCASE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
SCS|STEELCASE INC|WCHV|WELLS FARGO SECURITIES, LLC|20431
SCS|STEELCASE INC|WEDB|WEDBUSH SECURITIES INC.|2200
SCS|STEELCASE INC|WEED|Weeden & Co.L.P.|710
SCS|STEELCASE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1762
SCS|STEELCASE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1253
SCS|STEELCASE INC|WSAG|WALL STREET ACCESS|400
SCS|STEELCASE INC|WSEA|WOLVERINE SECURITIES, LLC|1276
SCS|STEELCASE INC|XIST|INSTINET, LLC|31400
SCS|STEELCASE INC|XPQR|Jump Trading|200
SCS|STEELCASE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|40500
SCS|STEELCASE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1401
SCS|STEELCASE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1401
SCSC|SCANSOURCE INC    ##|ACLP|ALEXANDER CAPITAL, L.P.|4100
SCSC|SCANSOURCE INC    ##|ANOS|ABEL/NOSER, L.L.C.|635
SCSC|SCANSOURCE INC    ##|APCC|Apex Clearing Corporation|2
SCSC|SCANSOURCE INC    ##|BARD|Robert W. Baird & Co. Incorporated|200
SCSC|SCANSOURCE INC    ##|BATM|CBOE TRADING, INC.|500
SCSC|SCANSOURCE INC    ##|BERN|Sanford C. Bernstein & Co., LLC|709
SCSC|SCANSOURCE INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
SCSC|SCANSOURCE INC    ##|BMOC|BMO Capital Markets Corp.|4010
SCSC|SCANSOURCE INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|5461
SCSC|SCANSOURCE INC    ##|BRVL|BLAYLOCK VAN, LLC|400
SCSC|SCANSOURCE INC    ##|BTIG|BTIG, LLC|3751
SCSC|SCANSOURCE INC    ##|BYXM|CBOE TRADING, INC.|200
SCSC|SCANSOURCE INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|1
SCSC|SCANSOURCE INC    ##|CANT|Cantor Fitzgerald & Co.|480
SCSC|SCANSOURCE INC    ##|CIST|Capital Institutional Services, Inc.|8
SCSC|SCANSOURCE INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|360
SCSC|SCANSOURCE INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
SCSC|SCANSOURCE INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
SCSC|SCANSOURCE INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18582
SCSC|SCANSOURCE INC    ##|CTDL|Citadel Derivatives Group Llc|2955
SCSC|SCANSOURCE INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|6972
SCSC|SCANSOURCE INC    ##|DBAB|Deutsche Bank Securities Inc.|84366
SCSC|SCANSOURCE INC    ##|DBAX|Deutsche Bank Securities Inc.|19800
SCSC|SCANSOURCE INC    ##|DEAN|MORGAN STANLEY|236
SCSC|SCANSOURCE INC    ##|DEGS|RONIN PROFESSIONAL LLC|1492
SCSC|SCANSOURCE INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2430
SCSC|SCANSOURCE INC    ##|EBXL|EBX LLC|3500
SCSC|SCANSOURCE INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2337
SCSC|SCANSOURCE INC    ##|EDJO|Edward D. Jones & Co., L.P.|1074
SCSC|SCANSOURCE INC    ##|EGAM|CBOE TRADING, INC.|1066
SCSC|SCANSOURCE INC    ##|EGAW|CBOE TRADING, INC.|121
SCSC|SCANSOURCE INC    ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
SCSC|SCANSOURCE INC    ##|EGXM|CBOE TRADING, INC.|223
SCSC|SCANSOURCE INC    ##|EGXW|CBOE TRADING, INC.|300
SCSC|SCANSOURCE INC    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|46
SCSC|SCANSOURCE INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5074
SCSC|SCANSOURCE INC    ##|ETRS|E*Trade Securities LLC|3140
SCSC|SCANSOURCE INC    ##|FBCO|Credit Suisse Securities (USA) LLC|99346
SCSC|SCANSOURCE INC    ##|FILL|Tradestation Securities, Inc.|95
SCSC|SCANSOURCE INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|9773
SCSC|SCANSOURCE INC    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
SCSC|SCANSOURCE INC    ##|FQLS|Quantlab Securities LP|29732
SCSC|SCANSOURCE INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7335
SCSC|SCANSOURCE INC    ##|FTBR|Foliofn Investments, Inc.|4097
SCSC|SCANSOURCE INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7084
SCSC|SCANSOURCE INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|277
SCSC|SCANSOURCE INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|189015
SCSC|SCANSOURCE INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|4499
SCSC|SCANSOURCE INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|99
SCSC|SCANSOURCE INC    ##|GTSZ|GTS SECURITIES LLC|3520
SCSC|SCANSOURCE INC    ##|HRBF|American Enterprise Investment Services Inc.|1690
SCSC|SCANSOURCE INC    ##|IBKR|Interactive Brokers Llc|6543
SCSC|SCANSOURCE INC    ##|ICBX|INSTINET, LLC|1393
SCSC|SCANSOURCE INC    ##|IEQY|CITADEL SECURITIES LLC|10918
SCSC|SCANSOURCE INC    ##|INCA|INSTINET, LLC|81511
SCSC|SCANSOURCE INC    ##|INJX|INSTINET, LLC|669
SCSC|SCANSOURCE INC    ##|ITGI|ITG Inc.|9783
SCSC|SCANSOURCE INC    ##|ITGP|ITG INC.|13000
SCSC|SCANSOURCE INC    ##|JEFF|JEFFERIES LLC|9085
SCSC|SCANSOURCE INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|1336
SCSC|SCANSOURCE INC    ##|JPMX|J.P. Morgan Securities LLC|37942
SCSC|SCANSOURCE INC    ##|JSJX|JANE STREET CAPITAL LLC|2597
SCSC|SCANSOURCE INC    ##|KCGM|VIRTU Americas LLC|1677
SCSC|SCANSOURCE INC    ##|LEHM|Barclays Capital Inc./Le|107092
SCSC|SCANSOURCE INC    ##|LIME|Lime Brokerage LLC|56378
SCSC|SCANSOURCE INC    ##|LQNA|LIQUIDNET, INC.|7700
SCSC|SCANSOURCE INC    ##|MAXM|Maxim Group LLC|2448
SCSC|SCANSOURCE INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5500
SCSC|SCANSOURCE INC    ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|280
SCSC|SCANSOURCE INC    ##|MSCO|MORGAN STANLEY & CO. LLC|218705
SCSC|SCANSOURCE INC    ##|MSPL|MORGAN STANLEY & CO. LLC|33800
SCSC|SCANSOURCE INC    ##|NFSC|National Financial Services LLC|10736
SCSC|SCANSOURCE INC    ##|NITE|VIRTU Americas LLC|45497
SCSC|SCANSOURCE INC    ##|NQRB|Brut, LLC|1231
SCSC|SCANSOURCE INC    ##|OPCO|Oppenheimer & Co. Inc.|18
SCSC|SCANSOURCE INC    ##|PDQM|CODA MARKETS, INC.|1345
SCSC|SCANSOURCE INC    ##|RAJA|Raymond James & Associates, Inc.|11
SCSC|SCANSOURCE INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|49
SCSC|SCANSOURCE INC    ##|SAGW|SAGETRADER, LLC|32
SCSC|SCANSOURCE INC    ##|SALI|INTL FCSTONE FINANCIAL INC.|88
SCSC|SCANSOURCE INC    ##|SBSH|Citigroup Global Markets Inc.|60860
SCSC|SCANSOURCE INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|4883
SCSC|SCANSOURCE INC    ##|SPDR|SPEEDROUTE LLC|400
SCSC|SCANSOURCE INC    ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|33166
SCSC|SCANSOURCE INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|1137
SCSC|SCANSOURCE INC    ##|SWIM|TD Ameritrade, Inc.|658
SCSC|SCANSOURCE INC    ##|TKNG|ALLY INVEST SECURITIES LLC|1
SCSC|SCANSOURCE INC    ##|TONC|CUTTONE & CO., LLC|671
SCSC|SCANSOURCE INC    ##|TRBT|Tradebot Systems, Inc.|5109
SCSC|SCANSOURCE INC    ##|TRCM|TRC MARKETS LLC|15467
SCSC|SCANSOURCE INC    ##|UBSA|UBS SECURITIES LLC|35503
SCSC|SCANSOURCE INC    ##|UBSS|UBS Securities LLC|120344
SCSC|SCANSOURCE INC    ##|VALX|VIRTU AMERICAS LLC|4154
SCSC|SCANSOURCE INC    ##|VERT|The Vertical Trading Group, LLC|5671
SCSC|SCANSOURCE INC    ##|VGRD|Vanguard Marketing Corporation|350
SCSC|SCANSOURCE INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|13801
SCSC|SCANSOURCE INC    ##|WEED|Weeden & Co.L.P.|12790
SCSC|SCANSOURCE INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|255
SCSC|SCANSOURCE INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1503
SCSC|SCANSOURCE INC    ##|WGIF|CIBC World Markets Inc.|356
SCSC|SCANSOURCE INC    ##|WSEA|WOLVERINE SECURITIES, LLC|297
SCSC|SCANSOURCE INC    ##|XIST|INSTINET, LLC|4102
SCSC|SCANSOURCE INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
SCSC|SCANSOURCE INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25
SCTO|GLOBAL X JPMORGAN RO|APCC|Apex Clearing Corporation|31
SCTO|GLOBAL X JPMORGAN RO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
SCTO|GLOBAL X JPMORGAN RO|ETRS|E*Trade Securities LLC|39
SCTO|GLOBAL X JPMORGAN RO|JSJX|JANE STREET CAPITAL LLC|166
SCTO|GLOBAL X JPMORGAN RO|KCGM|VIRTU Americas LLC|604
SCTO|GLOBAL X JPMORGAN RO|MSCO|MORGAN STANLEY & CO. LLC|475
SCTO|GLOBAL X JPMORGAN RO|NITE|VIRTU Americas LLC|512
SCTO|GLOBAL X JPMORGAN RO|WSEA|WOLVERINE SECURITIES, LLC|8
SCVL|SHOE CARNIVAL INC ##|ADAM|CANACCORD GENUITY INC.|54
SCVL|SHOE CARNIVAL INC ##|ALTX|Alternet Securities Inc.|4481
SCVL|SHOE CARNIVAL INC ##|ANOS|ABEL/NOSER, L.L.C.|320
SCVL|SHOE CARNIVAL INC ##|APCC|Apex Clearing Corporation|1775
SCVL|SHOE CARNIVAL INC ##|BATM|CBOE TRADING, INC.|1573
SCVL|SHOE CARNIVAL INC ##|BERN|Sanford C. Bernstein & Co., LLC|29338
SCVL|SHOE CARNIVAL INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
SCVL|SHOE CARNIVAL INC ##|BLKX|INSTINET, LLC|5000
SCVL|SHOE CARNIVAL INC ##|BMOC|BMO Capital Markets Corp.|1815
SCVL|SHOE CARNIVAL INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|2458
SCVL|SHOE CARNIVAL INC ##|BRVL|BLAYLOCK VAN, LLC|200
SCVL|SHOE CARNIVAL INC ##|BTIG|BTIG, LLC|477
SCVL|SHOE CARNIVAL INC ##|BYXM|CBOE TRADING, INC.|2057
SCVL|SHOE CARNIVAL INC ##|BZYD|GOLDMAN SACHS & CO. LLC|800
SCVL|SHOE CARNIVAL INC ##|CANT|Cantor Fitzgerald & Co.|1071
SCVL|SHOE CARNIVAL INC ##|CBRA|Cobra Trading, Inc.|1300
SCVL|SHOE CARNIVAL INC ##|CHAS|Charles Schwab & Co., Inc.|228
SCVL|SHOE CARNIVAL INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10081
SCVL|SHOE CARNIVAL INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|250
SCVL|SHOE CARNIVAL INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5839
SCVL|SHOE CARNIVAL INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|101068
SCVL|SHOE CARNIVAL INC ##|CTDL|Citadel Derivatives Group Llc|11158
SCVL|SHOE CARNIVAL INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|8338
SCVL|SHOE CARNIVAL INC ##|DBAB|Deutsche Bank Securities Inc.|314160
SCVL|SHOE CARNIVAL INC ##|DBAX|Deutsche Bank Securities Inc.|100600
SCVL|SHOE CARNIVAL INC ##|DBUL|Deutsche Bank Securities Inc.|1320
SCVL|SHOE CARNIVAL INC ##|DCHF|Dart Executions, LLC|400
SCVL|SHOE CARNIVAL INC ##|DEAN|MORGAN STANLEY|878
SCVL|SHOE CARNIVAL INC ##|DEGS|RONIN PROFESSIONAL LLC|3081
SCVL|SHOE CARNIVAL INC ##|EBXL|EBX LLC|52300
SCVL|SHOE CARNIVAL INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|486
SCVL|SHOE CARNIVAL INC ##|EDJO|Edward D. Jones & Co., L.P.|706
SCVL|SHOE CARNIVAL INC ##|EGAM|CBOE TRADING, INC.|5498
SCVL|SHOE CARNIVAL INC ##|EGMT|EG MARKET TECHNOLOGIES LLC|1100
SCVL|SHOE CARNIVAL INC ##|EGXM|CBOE TRADING, INC.|1825
SCVL|SHOE CARNIVAL INC ##|EGXW|CBOE TRADING, INC.|3
SCVL|SHOE CARNIVAL INC ##|ETBE|Electronic Transaction Clearing, Inc.|1037
SCVL|SHOE CARNIVAL INC ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|13
SCVL|SHOE CARNIVAL INC ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4194
SCVL|SHOE CARNIVAL INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20664
SCVL|SHOE CARNIVAL INC ##|ETRS|E*Trade Securities LLC|27299
SCVL|SHOE CARNIVAL INC ##|FBCO|Credit Suisse Securities (USA) LLC|132704
SCVL|SHOE CARNIVAL INC ##|FILL|Tradestation Securities, Inc.|4441
SCVL|SHOE CARNIVAL INC ##|FMAF|NBCN Inc./ CDS|2270
SCVL|SHOE CARNIVAL INC ##|FOMA|TD AMERITRADE CLEARING, INC.|101742
SCVL|SHOE CARNIVAL INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|62613
SCVL|SHOE CARNIVAL INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72902
SCVL|SHOE CARNIVAL INC ##|FTBR|Foliofn Investments, Inc.|6384
SCVL|SHOE CARNIVAL INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|11315
SCVL|SHOE CARNIVAL INC ##|GLIS|TD Securities Inc|30
SCVL|SHOE CARNIVAL INC ##|GLPX|ACS EXECUTION SERVICES, LLC|9583
SCVL|SHOE CARNIVAL INC ##|GSCO|GOLDMAN SACHS & CO. LLC|236006
SCVL|SHOE CARNIVAL INC ##|GSCS|GOLDMAN SACHS & CO. LLC|20338
SCVL|SHOE CARNIVAL INC ##|GSLT|GOLDMAN SACHS & CO. LLC|609
SCVL|SHOE CARNIVAL INC ##|GTSZ|GTS SECURITIES LLC|15439
SCVL|SHOE CARNIVAL INC ##|HRBF|American Enterprise Investment Services Inc.|1642
SCVL|SHOE CARNIVAL INC ##|IATS|INTERACTIVE BROKERS LLC|13784
SCVL|SHOE CARNIVAL INC ##|IBKR|Interactive Brokers Llc|85782
SCVL|SHOE CARNIVAL INC ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
SCVL|SHOE CARNIVAL INC ##|ICBX|INSTINET, LLC|19800
SCVL|SHOE CARNIVAL INC ##|IEQY|CITADEL SECURITIES LLC|50443
SCVL|SHOE CARNIVAL INC ##|INCA|INSTINET, LLC|260380
SCVL|SHOE CARNIVAL INC ##|INJX|INSTINET, LLC|15350
SCVL|SHOE CARNIVAL INC ##|ITGI|ITG Inc.|36565
SCVL|SHOE CARNIVAL INC ##|ITGP|ITG INC.|33400
SCVL|SHOE CARNIVAL INC ##|JEFF|JEFFERIES LLC|75764
SCVL|SHOE CARNIVAL INC ##|JMPT|JUMP TRADING, LLC|25359
SCVL|SHOE CARNIVAL INC ##|JPBX|J.P. MORGAN SECURITIES LLC|7692
SCVL|SHOE CARNIVAL INC ##|JPMX|J.P. Morgan Securities LLC|60688
SCVL|SHOE CARNIVAL INC ##|JSJX|JANE STREET CAPITAL LLC|7471
SCVL|SHOE CARNIVAL INC ##|KCGM|VIRTU Americas LLC|15255
SCVL|SHOE CARNIVAL INC ##|LEHM|Barclays Capital Inc./Le|300904
SCVL|SHOE CARNIVAL INC ##|LIME|Lime Brokerage LLC|101856
SCVL|SHOE CARNIVAL INC ##|LMGP|LIME BROKERAGE LLC|1026
SCVL|SHOE CARNIVAL INC ##|MAXM|Maxim Group LLC|1026
SCVL|SHOE CARNIVAL INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49384
SCVL|SHOE CARNIVAL INC ##|MOTF|MOTIF INVESTING, INC.|15
SCVL|SHOE CARNIVAL INC ##|MSCO|MORGAN STANLEY & CO. LLC|797389
SCVL|SHOE CARNIVAL INC ##|MSPL|MORGAN STANLEY & CO. LLC|107100
SCVL|SHOE CARNIVAL INC ##|MSTX|MORGAN STANLEY & CO. LLC|42400
SCVL|SHOE CARNIVAL INC ##|NFSC|National Financial Services LLC|108286
SCVL|SHOE CARNIVAL INC ##|NITE|VIRTU Americas LLC|236284
SCVL|SHOE CARNIVAL INC ##|NITP|VIRTU Americas LLC|2200
SCVL|SHOE CARNIVAL INC ##|NQRB|Brut, LLC|5048
SCVL|SHOE CARNIVAL INC ##|PDQM|CODA MARKETS, INC.|43115
SCVL|SHOE CARNIVAL INC ##|PHLY|NASDAQ Execution Services, LLC|200
SCVL|SHOE CARNIVAL INC ##|RAJA|Raymond James & Associates, Inc.|1313
SCVL|SHOE CARNIVAL INC ##|SAGL|SAGETRADER, LLC|8932
SCVL|SHOE CARNIVAL INC ##|SALI|INTL FCSTONE FINANCIAL INC.|30
SCVL|SHOE CARNIVAL INC ##|SBSH|Citigroup Global Markets Inc.|40714
SCVL|SHOE CARNIVAL INC ##|SCMC|Scotia Capital Markets (USA) Inc.|100
SCVL|SHOE CARNIVAL INC ##|SGMT|GOLDMAN SACHS & CO. LLC|34918
SCVL|SHOE CARNIVAL INC ##|SPDR|SPEEDROUTE LLC|3200
SCVL|SHOE CARNIVAL INC ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SCVL|SHOE CARNIVAL INC ##|STFL|Stifel, Nicolaus & Company, Incorporated|6016
SCVL|SHOE CARNIVAL INC ##|SWIM|TD Ameritrade, Inc.|14190
SCVL|SHOE CARNIVAL INC ##|SWST|Hilltop Securities Inc.|160
SCVL|SHOE CARNIVAL INC ##|TKNG|ALLY INVEST SECURITIES LLC|332
SCVL|SHOE CARNIVAL INC ##|TONC|CUTTONE & CO., LLC|3550
SCVL|SHOE CARNIVAL INC ##|TRBT|Tradebot Systems, Inc.|74317
SCVL|SHOE CARNIVAL INC ##|TRCM|TRC MARKETS LLC|79849
SCVL|SHOE CARNIVAL INC ##|TWTT|TASTYWORKS, INC.|169
SCVL|SHOE CARNIVAL INC ##|UBSA|UBS SECURITIES LLC|165566
SCVL|SHOE CARNIVAL INC ##|UBSS|UBS Securities LLC|538629
SCVL|SHOE CARNIVAL INC ##|VALX|VIRTU AMERICAS LLC|6325
SCVL|SHOE CARNIVAL INC ##|VGRD|Vanguard Marketing Corporation|7686
SCVL|SHOE CARNIVAL INC ##|WABR|Wall Street Access|600
SCVL|SHOE CARNIVAL INC ##|WCHV|WELLS FARGO SECURITIES, LLC|13957
SCVL|SHOE CARNIVAL INC ##|WEED|Weeden & Co.L.P.|7790
SCVL|SHOE CARNIVAL INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1389
SCVL|SHOE CARNIVAL INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4829
SCVL|SHOE CARNIVAL INC ##|WGIF|CIBC World Markets Inc.|589
SCVL|SHOE CARNIVAL INC ##|WSEA|WOLVERINE SECURITIES, LLC|595
SCVL|SHOE CARNIVAL INC ##|XIST|INSTINET, LLC|9748
SCVL|SHOE CARNIVAL INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|10300
SCVL|SHOE CARNIVAL INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|792
SCVL|SHOE CARNIVAL INC ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2080
SCWX|SECUREWORKS CORP CS|ALTX|Alternet Securities Inc.|6029
SCWX|SECUREWORKS CORP CS|APCC|Apex Clearing Corporation|81
SCWX|SECUREWORKS CORP CS|BATM|CBOE TRADING, INC.|1293
SCWX|SECUREWORKS CORP CS|BAYC|BAY CREST PARTNERS, LLC|155
SCWX|SECUREWORKS CORP CS|BERN|Sanford C. Bernstein & Co., LLC|10598
SCWX|SECUREWORKS CORP CS|BMOC|BMO Capital Markets Corp.|1342
SCWX|SECUREWORKS CORP CS|BNPX|BNP PARIBAS SECURITIES CORP.|777
SCWX|SECUREWORKS CORP CS|BTIG|BTIG, LLC|102
SCWX|SECUREWORKS CORP CS|BZYD|GOLDMAN SACHS & CO. LLC|4936
SCWX|SECUREWORKS CORP CS|CHAS|Charles Schwab & Co., Inc.|5100
SCWX|SECUREWORKS CORP CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46017
SCWX|SECUREWORKS CORP CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16717
SCWX|SECUREWORKS CORP CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
SCWX|SECUREWORKS CORP CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81938
SCWX|SECUREWORKS CORP CS|CTDL|Citadel Derivatives Group Llc|10738
SCWX|SECUREWORKS CORP CS|CTLR|CUTLER GROUP, LP|766
SCWX|SECUREWORKS CORP CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3236
SCWX|SECUREWORKS CORP CS|DBAB|Deutsche Bank Securities Inc.|89812
SCWX|SECUREWORKS CORP CS|DBAX|Deutsche Bank Securities Inc.|98400
SCWX|SECUREWORKS CORP CS|DBUL|Deutsche Bank Securities Inc.|400
SCWX|SECUREWORKS CORP CS|DEAN|MORGAN STANLEY|2753
SCWX|SECUREWORKS CORP CS|DEGS|RONIN PROFESSIONAL LLC|12724
SCWX|SECUREWORKS CORP CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7549
SCWX|SECUREWORKS CORP CS|EBXL|EBX LLC|43400
SCWX|SECUREWORKS CORP CS|EDJO|Edward D. Jones & Co., L.P.|156
SCWX|SECUREWORKS CORP CS|EGAM|CBOE TRADING, INC.|1269
SCWX|SECUREWORKS CORP CS|EGMT|EG MARKET TECHNOLOGIES LLC|100
SCWX|SECUREWORKS CORP CS|EGXM|CBOE TRADING, INC.|2000
SCWX|SECUREWORKS CORP CS|ESPO|ESPOSITO SECURITIES, LLC|10709
SCWX|SECUREWORKS CORP CS|ETBE|Electronic Transaction Clearing, Inc.|120
SCWX|SECUREWORKS CORP CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|952
SCWX|SECUREWORKS CORP CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9029
SCWX|SECUREWORKS CORP CS|ETRS|E*Trade Securities LLC|15920
SCWX|SECUREWORKS CORP CS|FBCO|Credit Suisse Securities (USA) LLC|96401
SCWX|SECUREWORKS CORP CS|FILL|Tradestation Securities, Inc.|3100
SCWX|SECUREWORKS CORP CS|FOMA|TD AMERITRADE CLEARING, INC.|59155
SCWX|SECUREWORKS CORP CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43833
SCWX|SECUREWORKS CORP CS|FTBR|Foliofn Investments, Inc.|1
SCWX|SECUREWORKS CORP CS|GEBB|GLOBAL EXECUTION BROKERS, LP|2888
SCWX|SECUREWORKS CORP CS|GLPX|ACS EXECUTION SERVICES, LLC|10317
SCWX|SECUREWORKS CORP CS|GSCO|GOLDMAN SACHS & CO. LLC|273954
SCWX|SECUREWORKS CORP CS|GSCS|GOLDMAN SACHS & CO. LLC|5417
SCWX|SECUREWORKS CORP CS|GSLT|GOLDMAN SACHS & CO. LLC|801
SCWX|SECUREWORKS CORP CS|GTSZ|GTS SECURITIES LLC|9492
SCWX|SECUREWORKS CORP CS|HRBF|American Enterprise Investment Services Inc.|71
SCWX|SECUREWORKS CORP CS|HSBC|HSBC Securities, Inc.|10
SCWX|SECUREWORKS CORP CS|IATS|INTERACTIVE BROKERS LLC|7955
SCWX|SECUREWORKS CORP CS|IBKR|Interactive Brokers Llc|26559
SCWX|SECUREWORKS CORP CS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
SCWX|SECUREWORKS CORP CS|ICBX|INSTINET, LLC|9060
SCWX|SECUREWORKS CORP CS|IEQY|CITADEL SECURITIES LLC|8305
SCWX|SECUREWORKS CORP CS|INCA|INSTINET, LLC|141086
SCWX|SECUREWORKS CORP CS|INJX|INSTINET, LLC|6411
SCWX|SECUREWORKS CORP CS|ITGI|ITG Inc.|17353
SCWX|SECUREWORKS CORP CS|ITGP|ITG INC.|70400
SCWX|SECUREWORKS CORP CS|JANY|Janney Montgomery Scott Inc.|1000
SCWX|SECUREWORKS CORP CS|JEFF|JEFFERIES LLC|7968
SCWX|SECUREWORKS CORP CS|JMPT|JUMP TRADING, LLC|5522
SCWX|SECUREWORKS CORP CS|JONE|JonesTrading|76350
SCWX|SECUREWORKS CORP CS|JPMX|J.P. Morgan Securities LLC|108986
SCWX|SECUREWORKS CORP CS|JSJX|JANE STREET CAPITAL LLC|2545
SCWX|SECUREWORKS CORP CS|KCGM|VIRTU Americas LLC|12469
SCWX|SECUREWORKS CORP CS|LEHM|Barclays Capital Inc./Le|87001
SCWX|SECUREWORKS CORP CS|LIME|Lime Brokerage LLC|100453
SCWX|SECUREWORKS CORP CS|LMGP|LIME BROKERAGE LLC|300
SCWX|SECUREWORKS CORP CS|LSCI|Lek Securities Corporation|48
SCWX|SECUREWORKS CORP CS|MAXM|Maxim Group LLC|596
SCWX|SECUREWORKS CORP CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33370
SCWX|SECUREWORKS CORP CS|MOTF|MOTIF INVESTING, INC.|1
SCWX|SECUREWORKS CORP CS|MSCO|MORGAN STANLEY & CO. LLC|426122
SCWX|SECUREWORKS CORP CS|MSPL|MORGAN STANLEY & CO. LLC|54700
SCWX|SECUREWORKS CORP CS|MSTX|MORGAN STANLEY & CO. LLC|7500
SCWX|SECUREWORKS CORP CS|NATL|National Securities Corporation|3535
SCWX|SECUREWORKS CORP CS|NEED|Needham & Company, LLC|5485
SCWX|SECUREWORKS CORP CS|NFSC|National Financial Services LLC|57801
SCWX|SECUREWORKS CORP CS|NITE|VIRTU Americas LLC|205220
SCWX|SECUREWORKS CORP CS|NITP|VIRTU Americas LLC|1400
SCWX|SECUREWORKS CORP CS|NQRB|Brut, LLC|765
SCWX|SECUREWORKS CORP CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|880
SCWX|SECUREWORKS CORP CS|PDQM|CODA MARKETS, INC.|10487
SCWX|SECUREWORKS CORP CS|PWJC|UBS Financial Services, Inc.|2000
SCWX|SECUREWORKS CORP CS|QMSR|QUATTRO M SECURITIES INC.|2780
SCWX|SECUREWORKS CORP CS|RAJA|Raymond James & Associates, Inc.|650
SCWX|SECUREWORKS CORP CS|RBCM|RBC CAPITAL MARKETS, LLC|2620
SCWX|SECUREWORKS CORP CS|SAGL|SAGETRADER, LLC|4396
SCWX|SECUREWORKS CORP CS|SBSH|Citigroup Global Markets Inc.|36473
SCWX|SECUREWORKS CORP CS|SEIC|SEI Investments Distribution Co.|500
SCWX|SECUREWORKS CORP CS|SGMT|GOLDMAN SACHS & CO. LLC|31441
SCWX|SECUREWORKS CORP CS|SPDR|SPEEDROUTE LLC|5584
SCWX|SECUREWORKS CORP CS|SPTD|MINT GLOBAL MARKETS, INC.|19672
SCWX|SECUREWORKS CORP CS|STFL|Stifel, Nicolaus & Company, Incorporated|21777
SCWX|SECUREWORKS CORP CS|SWIM|TD Ameritrade, Inc.|68048
SCWX|SECUREWORKS CORP CS|TKNG|ALLY INVEST SECURITIES LLC|9394
SCWX|SECUREWORKS CORP CS|TMBR|Timber Hill LLC|474
SCWX|SECUREWORKS CORP CS|TOUR|TOURMALINE PARTNERS, LLC|19800
SCWX|SECUREWORKS CORP CS|TRBT|Tradebot Systems, Inc.|28647
SCWX|SECUREWORKS CORP CS|TRCM|TRC MARKETS LLC|27243
SCWX|SECUREWORKS CORP CS|UBSA|UBS SECURITIES LLC|155316
SCWX|SECUREWORKS CORP CS|UBSS|UBS Securities LLC|238195
SCWX|SECUREWORKS CORP CS|VALX|VIRTU AMERICAS LLC|8118
SCWX|SECUREWORKS CORP CS|VGRD|Vanguard Marketing Corporation|355
SCWX|SECUREWORKS CORP CS|VSIN|Vision Financial Markets Llc|100
SCWX|SECUREWORKS CORP CS|WCHV|WELLS FARGO SECURITIES, LLC|58915
SCWX|SECUREWORKS CORP CS|WEDB|WEDBUSH SECURITIES INC.|500
SCWX|SECUREWORKS CORP CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3426
SCWX|SECUREWORKS CORP CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3856
SCWX|SECUREWORKS CORP CS|WFPB|Wells Fargo Securities, LLC.|4399
SCWX|SECUREWORKS CORP CS|WSEA|WOLVERINE SECURITIES, LLC|7666
SCWX|SECUREWORKS CORP CS|XIST|INSTINET, LLC|7410
SCWX|SECUREWORKS CORP CS|XPQR|Jump Trading|1400
SCWX|SECUREWORKS CORP CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4792
SCWX|SECUREWORKS CORP CS|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
SCWX|SECUREWORKS CORP CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1900
SCX|STARRETT L S CO CL A|APCC|Apex Clearing Corporation|26
SCX|STARRETT L S CO CL A|BAYC|BAY CREST PARTNERS, LLC|700
SCX|STARRETT L S CO CL A|BBNT|BB&T SECURITIES, LLC|69
SCX|STARRETT L S CO CL A|CANT|Cantor Fitzgerald & Co.|106
SCX|STARRETT L S CO CL A|CHAS|Charles Schwab & Co., Inc.|1105
SCX|STARRETT L S CO CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3274
SCX|STARRETT L S CO CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2087
SCX|STARRETT L S CO CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
SCX|STARRETT L S CO CL A|DBAB|Deutsche Bank Securities Inc.|800
SCX|STARRETT L S CO CL A|DBAX|Deutsche Bank Securities Inc.|500
SCX|STARRETT L S CO CL A|DEAN|MORGAN STANLEY|275
SCX|STARRETT L S CO CL A|EBXL|EBX LLC|1400
SCX|STARRETT L S CO CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|6956
SCX|STARRETT L S CO CL A|EGXM|CBOE TRADING, INC.|163
SCX|STARRETT L S CO CL A|ETRS|E*Trade Securities LLC|8312
SCX|STARRETT L S CO CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3208
SCX|STARRETT L S CO CL A|FTBR|Foliofn Investments, Inc.|39
SCX|STARRETT L S CO CL A|GSCO|GOLDMAN SACHS & CO. LLC|16
SCX|STARRETT L S CO CL A|GSCS|GOLDMAN SACHS & CO. LLC|2789
SCX|STARRETT L S CO CL A|GSLT|GOLDMAN SACHS & CO. LLC|200
SCX|STARRETT L S CO CL A|HRBF|American Enterprise Investment Services Inc.|795
SCX|STARRETT L S CO CL A|IATS|INTERACTIVE BROKERS LLC|457
SCX|STARRETT L S CO CL A|IBKR|Interactive Brokers Llc|5659
SCX|STARRETT L S CO CL A|ICBX|INSTINET, LLC|1400
SCX|STARRETT L S CO CL A|ITGI|ITG Inc.|860
SCX|STARRETT L S CO CL A|ITGP|ITG INC.|1600
SCX|STARRETT L S CO CL A|JPMX|J.P. Morgan Securities LLC|400
SCX|STARRETT L S CO CL A|KCGM|VIRTU Americas LLC|300
SCX|STARRETT L S CO CL A|KEYB|KEYBANC CAPITAL MARKETS INC.|98
SCX|STARRETT L S CO CL A|LEHM|Barclays Capital Inc./Le|6000
SCX|STARRETT L S CO CL A|LIME|Lime Brokerage LLC|1561
SCX|STARRETT L S CO CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
SCX|STARRETT L S CO CL A|MSCO|MORGAN STANLEY & CO. LLC|1829
SCX|STARRETT L S CO CL A|MSPL|MORGAN STANLEY & CO. LLC|1400
SCX|STARRETT L S CO CL A|NFSC|National Financial Services LLC|13077
SCX|STARRETT L S CO CL A|NITE|VIRTU Americas LLC|19459
SCX|STARRETT L S CO CL A|NQRB|Brut, LLC|480
SCX|STARRETT L S CO CL A|OPCO|Oppenheimer & Co. Inc.|651
SCX|STARRETT L S CO CL A|PWJC|UBS Financial Services, Inc.|300
SCX|STARRETT L S CO CL A|SGMT|GOLDMAN SACHS & CO. LLC|1213
SCX|STARRETT L S CO CL A|SPDR|SPEEDROUTE LLC|100
SCX|STARRETT L S CO CL A|SWIM|TD Ameritrade, Inc.|53
SCX|STARRETT L S CO CL A|SWST|Hilltop Securities Inc.|2300
SCX|STARRETT L S CO CL A|TRCM|TRC MARKETS LLC|215
SCX|STARRETT L S CO CL A|UBSA|UBS SECURITIES LLC|4063
SCX|STARRETT L S CO CL A|UBSS|UBS Securities LLC|12990
SCX|STARRETT L S CO CL A|VALX|VIRTU AMERICAS LLC|102
SCX|STARRETT L S CO CL A|VGRD|Vanguard Marketing Corporation|408
SCX|STARRETT L S CO CL A|WCHV|WELLS FARGO SECURITIES, LLC|195
SCX|STARRETT L S CO CL A|WSEA|WOLVERINE SECURITIES, LLC|38
SCX|STARRETT L S CO CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
SCYX|SCYNEXIS INC CMN|ALTX|Alternet Securities Inc.|2500
SCYX|SCYNEXIS INC CMN|APCC|Apex Clearing Corporation|113336
SCYX|SCYNEXIS INC CMN|BATM|CBOE TRADING, INC.|2512
SCYX|SCYNEXIS INC CMN|BERN|Sanford C. Bernstein & Co., LLC|2
SCYX|SCYNEXIS INC CMN|BIMI|Banca IMI Securities Corp.|6000
SCYX|SCYNEXIS INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3100
SCYX|SCYNEXIS INC CMN|CANT|Cantor Fitzgerald & Co.|41943
SCYX|SCYNEXIS INC CMN|CHAS|Charles Schwab & Co., Inc.|4811
SCYX|SCYNEXIS INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43094
SCYX|SCYNEXIS INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3992
SCYX|SCYNEXIS INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22500
SCYX|SCYNEXIS INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66038
SCYX|SCYNEXIS INC CMN|CTDL|Citadel Derivatives Group Llc|16050
SCYX|SCYNEXIS INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|8160
SCYX|SCYNEXIS INC CMN|DBAB|Deutsche Bank Securities Inc.|55751
SCYX|SCYNEXIS INC CMN|DBAX|Deutsche Bank Securities Inc.|43200
SCYX|SCYNEXIS INC CMN|DEGS|RONIN PROFESSIONAL LLC|80781
SCYX|SCYNEXIS INC CMN|EBXL|EBX LLC|14800
SCYX|SCYNEXIS INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
SCYX|SCYNEXIS INC CMN|EDJO|Edward D. Jones & Co., L.P.|300
SCYX|SCYNEXIS INC CMN|EGAM|CBOE TRADING, INC.|5500
SCYX|SCYNEXIS INC CMN|EGAW|CBOE TRADING, INC.|100
SCYX|SCYNEXIS INC CMN|EGXM|CBOE TRADING, INC.|3457
SCYX|SCYNEXIS INC CMN|ELEV|ELEVATION, LLC|13126
SCYX|SCYNEXIS INC CMN|ETBE|Electronic Transaction Clearing, Inc.|12544
SCYX|SCYNEXIS INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7634
SCYX|SCYNEXIS INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11500
SCYX|SCYNEXIS INC CMN|ETRS|E*Trade Securities LLC|1449067
SCYX|SCYNEXIS INC CMN|FBCO|Credit Suisse Securities (USA) LLC|177769
SCYX|SCYNEXIS INC CMN|FILL|Tradestation Securities, Inc.|132739
SCYX|SCYNEXIS INC CMN|FMAF|NBCN Inc./ CDS|1500
SCYX|SCYNEXIS INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|1640187
SCYX|SCYNEXIS INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7941
SCYX|SCYNEXIS INC CMN|FTBR|Foliofn Investments, Inc.|13770
SCYX|SCYNEXIS INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|14071
SCYX|SCYNEXIS INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|5410
SCYX|SCYNEXIS INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|483351
SCYX|SCYNEXIS INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|500
SCYX|SCYNEXIS INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|400
SCYX|SCYNEXIS INC CMN|GTSZ|GTS SECURITIES LLC|14112
SCYX|SCYNEXIS INC CMN|HASF|Haywood Securities Inc./CDS|1000
SCYX|SCYNEXIS INC CMN|HRBF|American Enterprise Investment Services Inc.|1958
SCYX|SCYNEXIS INC CMN|IATS|INTERACTIVE BROKERS LLC|50836
SCYX|SCYNEXIS INC CMN|IBKR|Interactive Brokers Llc|378749
SCYX|SCYNEXIS INC CMN|ICBX|INSTINET, LLC|20911
SCYX|SCYNEXIS INC CMN|INCA|INSTINET, LLC|36285
SCYX|SCYNEXIS INC CMN|INJX|INSTINET, LLC|300
SCYX|SCYNEXIS INC CMN|ITGI|ITG Inc.|30303
SCYX|SCYNEXIS INC CMN|ITGP|ITG INC.|35000
SCYX|SCYNEXIS INC CMN|JMPT|JUMP TRADING, LLC|21573
SCYX|SCYNEXIS INC CMN|JONE|JonesTrading|99265
SCYX|SCYNEXIS INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|200
SCYX|SCYNEXIS INC CMN|JPMX|J.P. Morgan Securities LLC|83006
SCYX|SCYNEXIS INC CMN|JSJX|JANE STREET CAPITAL LLC|2454
SCYX|SCYNEXIS INC CMN|KCGM|VIRTU Americas LLC|20152
SCYX|SCYNEXIS INC CMN|LEHM|Barclays Capital Inc./Le|159373
SCYX|SCYNEXIS INC CMN|LIME|Lime Brokerage LLC|75973
SCYX|SCYNEXIS INC CMN|LSCI|Lek Securities Corporation|98
SCYX|SCYNEXIS INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SCYX|SCYNEXIS INC CMN|MAXM|Maxim Group LLC|16800
SCYX|SCYNEXIS INC CMN|MBTS|ALLY INVEST SECURITIES LLC|1862
SCYX|SCYNEXIS INC CMN|MCMF|Raymond James Ltd. Cds|300
SCYX|SCYNEXIS INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75768
SCYX|SCYNEXIS INC CMN|MSCO|MORGAN STANLEY & CO. LLC|521645
SCYX|SCYNEXIS INC CMN|MSPL|MORGAN STANLEY & CO. LLC|25600
SCYX|SCYNEXIS INC CMN|MSTX|MORGAN STANLEY & CO. LLC|8200
SCYX|SCYNEXIS INC CMN|NATL|National Securities Corporation|4200
SCYX|SCYNEXIS INC CMN|NFSC|National Financial Services LLC|1337227
SCYX|SCYNEXIS INC CMN|NITE|VIRTU Americas LLC|2402916
SCYX|SCYNEXIS INC CMN|NITP|VIRTU Americas LLC|25419
SCYX|SCYNEXIS INC CMN|NQRB|Brut, LLC|700
SCYX|SCYNEXIS INC CMN|OGRU|Oscar Gruss & Son, Incorporated|200
SCYX|SCYNEXIS INC CMN|OPCO|Oppenheimer & Co. Inc.|4446
SCYX|SCYNEXIS INC CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2600
SCYX|SCYNEXIS INC CMN|PDQM|CODA MARKETS, INC.|12582
SCYX|SCYNEXIS INC CMN|RAJA|Raymond James & Associates, Inc.|2390
SCYX|SCYNEXIS INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|41995
SCYX|SCYNEXIS INC CMN|SAGL|SAGETRADER, LLC|600
SCYX|SCYNEXIS INC CMN|SBSH|Citigroup Global Markets Inc.|38034
SCYX|SCYNEXIS INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|15577
SCYX|SCYNEXIS INC CMN|SOGO|Wang Investment Associates, Inc.|500
SCYX|SCYNEXIS INC CMN|SPDR|SPEEDROUTE LLC|10367
SCYX|SCYNEXIS INC CMN|STXG|Stockcross Financial Services, Inc.|13410
SCYX|SCYNEXIS INC CMN|SWIM|TD Ameritrade, Inc.|775926
SCYX|SCYNEXIS INC CMN|TKNG|ALLY INVEST SECURITIES LLC|20862
SCYX|SCYNEXIS INC CMN|TRCM|TRC MARKETS LLC|66606
SCYX|SCYNEXIS INC CMN|TWTT|TASTYWORKS, INC.|3600
SCYX|SCYNEXIS INC CMN|UBSA|UBS SECURITIES LLC|162634
SCYX|SCYNEXIS INC CMN|UBSS|UBS Securities LLC|245774
SCYX|SCYNEXIS INC CMN|VALX|VIRTU AMERICAS LLC|1671
SCYX|SCYNEXIS INC CMN|VGRD|Vanguard Marketing Corporation|251260
SCYX|SCYNEXIS INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|27956
SCYX|SCYNEXIS INC CMN|WEDB|WEDBUSH SECURITIES INC.|4378
SCYX|SCYNEXIS INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2000
SCYX|SCYNEXIS INC CMN|WGIF|CIBC World Markets Inc.|20966
SCYX|SCYNEXIS INC CMN|WHOT|JUST2TRADE, INC.|100
SCYX|SCYNEXIS INC CMN|WSEA|WOLVERINE SECURITIES, LLC|12115
SCYX|SCYNEXIS INC CMN|XIST|INSTINET, LLC|3800
SCYX|SCYNEXIS INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
SCYX|SCYNEXIS INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|990
SCZ|ISHARES MSCI EAFE SM|AGIS|Aegis Capital Corp.|235
SCZ|ISHARES MSCI EAFE SM|ALTX|Alternet Securities Inc.|42282
SCZ|ISHARES MSCI EAFE SM|APCC|Apex Clearing Corporation|15054
SCZ|ISHARES MSCI EAFE SM|BANK|Primevest Financial Services, Inc.|1112
SCZ|ISHARES MSCI EAFE SM|BARD|Robert W. Baird & Co. Incorporated|9125
SCZ|ISHARES MSCI EAFE SM|BATM|CBOE TRADING, INC.|15914
SCZ|ISHARES MSCI EAFE SM|BAYT|BTIG, LLC|7435
SCZ|ISHARES MSCI EAFE SM|BBNT|BB&T SECURITIES, LLC|3656
SCZ|ISHARES MSCI EAFE SM|BERN|Sanford C. Bernstein & Co., LLC|40216
SCZ|ISHARES MSCI EAFE SM|BKCM|BNY Mellon Capital Markets LLC|380
SCZ|ISHARES MSCI EAFE SM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76789
SCZ|ISHARES MSCI EAFE SM|BNCH|The Benchmark Company, LLC|6870
SCZ|ISHARES MSCI EAFE SM|BYXM|CBOE TRADING, INC.|2700
SCZ|ISHARES MSCI EAFE SM|CANT|Cantor Fitzgerald & Co.|8470
SCZ|ISHARES MSCI EAFE SM|CHAS|Charles Schwab & Co., Inc.|54520
SCZ|ISHARES MSCI EAFE SM|CIST|Capital Institutional Services, Inc.|15885
SCZ|ISHARES MSCI EAFE SM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38255
SCZ|ISHARES MSCI EAFE SM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
SCZ|ISHARES MSCI EAFE SM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3000
SCZ|ISHARES MSCI EAFE SM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|297205
SCZ|ISHARES MSCI EAFE SM|CSIN|Citadel Securities Institutional LLC|1087284
SCZ|ISHARES MSCI EAFE SM|CTDL|Citadel Derivatives Group Llc|1218470
SCZ|ISHARES MSCI EAFE SM|CXCX|CITIGROUP GLOBAL MARKETS INC.|27904
SCZ|ISHARES MSCI EAFE SM|DADA|D.A. Davidson & Co.|157
SCZ|ISHARES MSCI EAFE SM|DAVA|Davenport & Company LLC|175
SCZ|ISHARES MSCI EAFE SM|DBAB|Deutsche Bank Securities Inc.|50154
SCZ|ISHARES MSCI EAFE SM|DBAX|Deutsche Bank Securities Inc.|357800
SCZ|ISHARES MSCI EAFE SM|DCHF|Dart Executions, LLC|15743
SCZ|ISHARES MSCI EAFE SM|DEAN|MORGAN STANLEY|34020
SCZ|ISHARES MSCI EAFE SM|DEGS|RONIN PROFESSIONAL LLC|2000
SCZ|ISHARES MSCI EAFE SM|EBXL|EBX LLC|379400
SCZ|ISHARES MSCI EAFE SM|ECUT|CONVERGEX EXECUTION SOLUTIONS|30315
SCZ|ISHARES MSCI EAFE SM|EDJC|Edward Jones / CDS|3654
SCZ|ISHARES MSCI EAFE SM|EDJO|Edward D. Jones & Co., L.P.|305353
SCZ|ISHARES MSCI EAFE SM|EGAM|CBOE TRADING, INC.|13753
SCZ|ISHARES MSCI EAFE SM|EGMT|EG MARKET TECHNOLOGIES LLC|100
SCZ|ISHARES MSCI EAFE SM|EGXM|CBOE TRADING, INC.|61886
SCZ|ISHARES MSCI EAFE SM|ETBE|Electronic Transaction Clearing, Inc.|62515
SCZ|ISHARES MSCI EAFE SM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17024
SCZ|ISHARES MSCI EAFE SM|ETRS|E*Trade Securities LLC|14892
SCZ|ISHARES MSCI EAFE SM|FBCO|Credit Suisse Securities (USA) LLC|197150
SCZ|ISHARES MSCI EAFE SM|FBSB|U.S. Bancorp Investments, Inc.|1546
SCZ|ISHARES MSCI EAFE SM|FIDT|Fidelity Clearing Canada ULC./ CDS|12556
SCZ|ISHARES MSCI EAFE SM|FILL|Tradestation Securities, Inc.|106
SCZ|ISHARES MSCI EAFE SM|FINX|FINTECH SECURITIES|8914
SCZ|ISHARES MSCI EAFE SM|FLTU|FLOW TRADERS US LLC|262306
SCZ|ISHARES MSCI EAFE SM|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|50000
SCZ|ISHARES MSCI EAFE SM|FMAF|NBCN Inc./ CDS|16728
SCZ|ISHARES MSCI EAFE SM|FOMA|TD AMERITRADE CLEARING, INC.|306661
SCZ|ISHARES MSCI EAFE SM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|158025
SCZ|ISHARES MSCI EAFE SM|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|156819
SCZ|ISHARES MSCI EAFE SM|FTBR|Foliofn Investments, Inc.|1168
SCZ|ISHARES MSCI EAFE SM|GBMT|GBM International, Inc.|536
SCZ|ISHARES MSCI EAFE SM|GEBB|GLOBAL EXECUTION BROKERS, LP|15198
SCZ|ISHARES MSCI EAFE SM|GLPX|ACS EXECUTION SERVICES, LLC|2055
SCZ|ISHARES MSCI EAFE SM|GSCO|GOLDMAN SACHS & CO. LLC|1849905
SCZ|ISHARES MSCI EAFE SM|GSCS|GOLDMAN SACHS & CO. LLC|3099
SCZ|ISHARES MSCI EAFE SM|GSLT|GOLDMAN SACHS & CO. LLC|16860
SCZ|ISHARES MSCI EAFE SM|GTSZ|GTS SECURITIES LLC|122551
SCZ|ISHARES MSCI EAFE SM|HRBF|American Enterprise Investment Services Inc.|49977
SCZ|ISHARES MSCI EAFE SM|IATS|INTERACTIVE BROKERS LLC|1585
SCZ|ISHARES MSCI EAFE SM|IBKR|Interactive Brokers Llc|42980
SCZ|ISHARES MSCI EAFE SM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|130
SCZ|ISHARES MSCI EAFE SM|ICBX|INSTINET, LLC|330078
SCZ|ISHARES MSCI EAFE SM|INCA|INSTINET, LLC|141193
SCZ|ISHARES MSCI EAFE SM|INJX|INSTINET, LLC|865
SCZ|ISHARES MSCI EAFE SM|ITGI|ITG Inc.|137889
SCZ|ISHARES MSCI EAFE SM|ITGP|ITG INC.|145000
SCZ|ISHARES MSCI EAFE SM|JANY|Janney Montgomery Scott Inc.|4393
SCZ|ISHARES MSCI EAFE SM|JEFF|JEFFERIES LLC|18410
SCZ|ISHARES MSCI EAFE SM|JMPT|JUMP TRADING, LLC|154674
SCZ|ISHARES MSCI EAFE SM|JONE|JonesTrading|1236
SCZ|ISHARES MSCI EAFE SM|JPMX|J.P. Morgan Securities LLC|764292
SCZ|ISHARES MSCI EAFE SM|JSEB|JANE STREET EXECUTION SERVICES, LLC|298692
SCZ|ISHARES MSCI EAFE SM|JSJX|JANE STREET CAPITAL LLC|1038412
SCZ|ISHARES MSCI EAFE SM|KCGM|VIRTU Americas LLC|73618
SCZ|ISHARES MSCI EAFE SM|LEHM|Barclays Capital Inc./Le|1304946
SCZ|ISHARES MSCI EAFE SM|LGNT|COR CLEARING LLC|5
SCZ|ISHARES MSCI EAFE SM|LIME|Lime Brokerage LLC|495619
SCZ|ISHARES MSCI EAFE SM|LMGP|LIME BROKERAGE LLC|12400
SCZ|ISHARES MSCI EAFE SM|LOOP|Loop Capital Markets LLC|300
SCZ|ISHARES MSCI EAFE SM|LSCI|Lek Securities Corporation|644
SCZ|ISHARES MSCI EAFE SM|MACC|Mid Atlantic Capital Corporation|25613
SCZ|ISHARES MSCI EAFE SM|MAXM|Maxim Group LLC|40
SCZ|ISHARES MSCI EAFE SM|MCMF|Raymond James Ltd. Cds|5689
SCZ|ISHARES MSCI EAFE SM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1119526
SCZ|ISHARES MSCI EAFE SM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3160
SCZ|ISHARES MSCI EAFE SM|MSCO|MORGAN STANLEY & CO. LLC|784740
SCZ|ISHARES MSCI EAFE SM|MSPL|MORGAN STANLEY & CO. LLC|192200
SCZ|ISHARES MSCI EAFE SM|MSTX|MORGAN STANLEY & CO. LLC|2600
SCZ|ISHARES MSCI EAFE SM|NBCS|NBC Securities, INC.|50
SCZ|ISHARES MSCI EAFE SM|NFSC|National Financial Services LLC|1039109
SCZ|ISHARES MSCI EAFE SM|NITE|VIRTU Americas LLC|4211327
SCZ|ISHARES MSCI EAFE SM|NITP|VIRTU Americas LLC|22711
SCZ|ISHARES MSCI EAFE SM|NQRB|Brut, LLC|30844
SCZ|ISHARES MSCI EAFE SM|NTRC|Northern Trust Securities, Inc.|3176
SCZ|ISHARES MSCI EAFE SM|OLDM|OLD MISSION CAPITAL, LLC|260221
SCZ|ISHARES MSCI EAFE SM|OPCO|Oppenheimer & Co. Inc.|15313
SCZ|ISHARES MSCI EAFE SM|PDQM|CODA MARKETS, INC.|10209
SCZ|ISHARES MSCI EAFE SM|PNSR|Penserra Securities, LLC|2300
SCZ|ISHARES MSCI EAFE SM|PWJC|UBS Financial Services, Inc.|28
SCZ|ISHARES MSCI EAFE SM|QMSR|QUATTRO M SECURITIES INC.|8069
SCZ|ISHARES MSCI EAFE SM|RAJA|Raymond James & Associates, Inc.|24265
SCZ|ISHARES MSCI EAFE SM|RBCM|RBC CAPITAL MARKETS, LLC|18914
SCZ|ISHARES MSCI EAFE SM|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|3100
SCZ|ISHARES MSCI EAFE SM|SAGL|SAGETRADER, LLC|9200
SCZ|ISHARES MSCI EAFE SM|SALI|INTL FCSTONE FINANCIAL INC.|213
SCZ|ISHARES MSCI EAFE SM|SBSH|Citigroup Global Markets Inc.|425492
SCZ|ISHARES MSCI EAFE SM|SEIC|SEI Investments Distribution Co.|39800
SCZ|ISHARES MSCI EAFE SM|SGMT|GOLDMAN SACHS & CO. LLC|408315
SCZ|ISHARES MSCI EAFE SM|SPDR|SPEEDROUTE LLC|300
SCZ|ISHARES MSCI EAFE SM|SPHN|Stephens Inc.|100
SCZ|ISHARES MSCI EAFE SM|STFL|Stifel, Nicolaus & Company, Incorporated|16888
SCZ|ISHARES MSCI EAFE SM|SWIM|TD Ameritrade, Inc.|1553
SCZ|ISHARES MSCI EAFE SM|SWST|Hilltop Securities Inc.|28256
SCZ|ISHARES MSCI EAFE SM|TKNG|ALLY INVEST SECURITIES LLC|140
SCZ|ISHARES MSCI EAFE SM|TRBT|Tradebot Systems, Inc.|409076
SCZ|ISHARES MSCI EAFE SM|TRCM|TRC MARKETS LLC|21972
SCZ|ISHARES MSCI EAFE SM|UBSA|UBS SECURITIES LLC|1443407
SCZ|ISHARES MSCI EAFE SM|UBSS|UBS Securities LLC|3196522
SCZ|ISHARES MSCI EAFE SM|VALX|VIRTU AMERICAS LLC|5685
SCZ|ISHARES MSCI EAFE SM|VGRD|Vanguard Marketing Corporation|38717
SCZ|ISHARES MSCI EAFE SM|WBET|Wallachbeth Capital LLC|21203
SCZ|ISHARES MSCI EAFE SM|WCHV|WELLS FARGO SECURITIES, LLC|122447
SCZ|ISHARES MSCI EAFE SM|WEDB|WEDBUSH SECURITIES INC.|2
SCZ|ISHARES MSCI EAFE SM|WEED|Weeden & Co.L.P.|40
SCZ|ISHARES MSCI EAFE SM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|302
SCZ|ISHARES MSCI EAFE SM|WGIF|CIBC World Markets Inc.|24097
SCZ|ISHARES MSCI EAFE SM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|677
SCZ|ISHARES MSCI EAFE SM|WSAG|WALL STREET ACCESS|19727
SCZ|ISHARES MSCI EAFE SM|WSEA|WOLVERINE SECURITIES, LLC|736
SCZ|ISHARES MSCI EAFE SM|XSTM|NATIONAL FINANCIAL SERVICES LLC|143830
SCZ|ISHARES MSCI EAFE SM|YKNA|COMHAR CAPITAL MARKETS, LLC|5
SCZ|ISHARES MSCI EAFE SM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|62531
SD|SANDRIDGE ENERGY, IN|ABLE|NATIXIS Securities Americas LLC|6619
SD|SANDRIDGE ENERGY, IN|AGIS|Aegis Capital Corp.|2865
SD|SANDRIDGE ENERGY, IN|ALTX|Alternet Securities Inc.|7050
SD|SANDRIDGE ENERGY, IN|APCC|Apex Clearing Corporation|465
SD|SANDRIDGE ENERGY, IN|AURC|Aurora Capital LLC|500
SD|SANDRIDGE ENERGY, IN|BARD|Robert W. Baird & Co. Incorporated|1000
SD|SANDRIDGE ENERGY, IN|BATM|CBOE TRADING, INC.|3919
SD|SANDRIDGE ENERGY, IN|BAYT|BTIG, LLC|18761
SD|SANDRIDGE ENERGY, IN|BERN|Sanford C. Bernstein & Co., LLC|3331
SD|SANDRIDGE ENERGY, IN|BIDS|BIDS TRADING L.P.|700
SD|SANDRIDGE ENERGY, IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2218
SD|SANDRIDGE ENERGY, IN|BNPX|BNP PARIBAS SECURITIES CORP.|34871
SD|SANDRIDGE ENERGY, IN|BTIG|BTIG, LLC|278
SD|SANDRIDGE ENERGY, IN|BYXM|CBOE TRADING, INC.|1096
SD|SANDRIDGE ENERGY, IN|BZYD|GOLDMAN SACHS & CO. LLC|958
SD|SANDRIDGE ENERGY, IN|CHAS|Charles Schwab & Co., Inc.|5288
SD|SANDRIDGE ENERGY, IN|CICF|Canaccord Genuity Corp.|8642
SD|SANDRIDGE ENERGY, IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40290
SD|SANDRIDGE ENERGY, IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4768
SD|SANDRIDGE ENERGY, IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
SD|SANDRIDGE ENERGY, IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|185473
SD|SANDRIDGE ENERGY, IN|CTDL|Citadel Derivatives Group Llc|2284
SD|SANDRIDGE ENERGY, IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|22588
SD|SANDRIDGE ENERGY, IN|DBAB|Deutsche Bank Securities Inc.|50290
SD|SANDRIDGE ENERGY, IN|DBAX|Deutsche Bank Securities Inc.|176300
SD|SANDRIDGE ENERGY, IN|DEAN|MORGAN STANLEY|20161
SD|SANDRIDGE ENERGY, IN|DEGS|RONIN PROFESSIONAL LLC|11854
SD|SANDRIDGE ENERGY, IN|EBXL|EBX LLC|129600
SD|SANDRIDGE ENERGY, IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|6936
SD|SANDRIDGE ENERGY, IN|EDJO|Edward D. Jones & Co., L.P.|1382
SD|SANDRIDGE ENERGY, IN|EGAM|CBOE TRADING, INC.|10006
SD|SANDRIDGE ENERGY, IN|EGAW|CBOE TRADING, INC.|329
SD|SANDRIDGE ENERGY, IN|EGMT|EG MARKET TECHNOLOGIES LLC|971
SD|SANDRIDGE ENERGY, IN|EGXM|CBOE TRADING, INC.|2250
SD|SANDRIDGE ENERGY, IN|EGXW|CBOE TRADING, INC.|366
SD|SANDRIDGE ENERGY, IN|ETBE|Electronic Transaction Clearing, Inc.|7082
SD|SANDRIDGE ENERGY, IN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SD|SANDRIDGE ENERGY, IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6658
SD|SANDRIDGE ENERGY, IN|ETRS|E*Trade Securities LLC|137802
SD|SANDRIDGE ENERGY, IN|FMAF|NBCN Inc./ CDS|4100
SD|SANDRIDGE ENERGY, IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97374
SD|SANDRIDGE ENERGY, IN|FTBR|Foliofn Investments, Inc.|24
SD|SANDRIDGE ENERGY, IN|GEBB|GLOBAL EXECUTION BROKERS, LP|308
SD|SANDRIDGE ENERGY, IN|GLIS|TD Securities Inc|1706
SD|SANDRIDGE ENERGY, IN|GLPX|ACS EXECUTION SERVICES, LLC|38005
SD|SANDRIDGE ENERGY, IN|GSCO|GOLDMAN SACHS & CO. LLC|261269
SD|SANDRIDGE ENERGY, IN|GSCS|GOLDMAN SACHS & CO. LLC|62905
SD|SANDRIDGE ENERGY, IN|GSLT|GOLDMAN SACHS & CO. LLC|10194
SD|SANDRIDGE ENERGY, IN|GTSZ|GTS SECURITIES LLC|31529
SD|SANDRIDGE ENERGY, IN|HRBF|American Enterprise Investment Services Inc.|1000
SD|SANDRIDGE ENERGY, IN|IATS|INTERACTIVE BROKERS LLC|16198
SD|SANDRIDGE ENERGY, IN|IBKR|Interactive Brokers Llc|39273
SD|SANDRIDGE ENERGY, IN|ICBX|INSTINET, LLC|40363
SD|SANDRIDGE ENERGY, IN|IEQY|CITADEL SECURITIES LLC|46459
SD|SANDRIDGE ENERGY, IN|INCA|INSTINET, LLC|66516
SD|SANDRIDGE ENERGY, IN|INJX|INSTINET, LLC|1300
SD|SANDRIDGE ENERGY, IN|ITGI|ITG Inc.|15620
SD|SANDRIDGE ENERGY, IN|ITGP|ITG INC.|37200
SD|SANDRIDGE ENERGY, IN|JANY|Janney Montgomery Scott Inc.|100
SD|SANDRIDGE ENERGY, IN|JEFF|JEFFERIES LLC|37131
SD|SANDRIDGE ENERGY, IN|JMPT|JUMP TRADING, LLC|22585
SD|SANDRIDGE ENERGY, IN|JPBX|J.P. MORGAN SECURITIES LLC|4286
SD|SANDRIDGE ENERGY, IN|JPMX|J.P. Morgan Securities LLC|165115
SD|SANDRIDGE ENERGY, IN|JRCO|Johnson Rice & Company L.L.C.|8837
SD|SANDRIDGE ENERGY, IN|JSJX|JANE STREET CAPITAL LLC|4690
SD|SANDRIDGE ENERGY, IN|KCGM|VIRTU Americas LLC|18203
SD|SANDRIDGE ENERGY, IN|LEHM|Barclays Capital Inc./Le|268552
SD|SANDRIDGE ENERGY, IN|LIME|Lime Brokerage LLC|12340
SD|SANDRIDGE ENERGY, IN|LOOP|Loop Capital Markets LLC|4361
SD|SANDRIDGE ENERGY, IN|LQNA|LIQUIDNET, INC.|37400
SD|SANDRIDGE ENERGY, IN|MAVB|Great Point Capital LLC|100
SD|SANDRIDGE ENERGY, IN|MBTS|ALLY INVEST SECURITIES LLC|100
SD|SANDRIDGE ENERGY, IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69596
SD|SANDRIDGE ENERGY, IN|MSCO|MORGAN STANLEY & CO. LLC|474119
SD|SANDRIDGE ENERGY, IN|MSPL|MORGAN STANLEY & CO. LLC|122400
SD|SANDRIDGE ENERGY, IN|MSTX|MORGAN STANLEY & CO. LLC|32100
SD|SANDRIDGE ENERGY, IN|NFSC|National Financial Services LLC|237821
SD|SANDRIDGE ENERGY, IN|NITE|VIRTU Americas LLC|367400
SD|SANDRIDGE ENERGY, IN|NQRB|Brut, LLC|9629
SD|SANDRIDGE ENERGY, IN|NTBF|BMO Nesbitt Burns Inc./CDS|1000
SD|SANDRIDGE ENERGY, IN|NTRC|Northern Trust Securities, Inc.|59
SD|SANDRIDGE ENERGY, IN|OPCO|Oppenheimer & Co. Inc.|1294
SD|SANDRIDGE ENERGY, IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
SD|SANDRIDGE ENERGY, IN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4220
SD|SANDRIDGE ENERGY, IN|PDQM|CODA MARKETS, INC.|84672
SD|SANDRIDGE ENERGY, IN|PWJC|UBS Financial Services, Inc.|3900
SD|SANDRIDGE ENERGY, IN|RBCM|RBC CAPITAL MARKETS, LLC|13700
SD|SANDRIDGE ENERGY, IN|SAGL|SAGETRADER, LLC|5689
SD|SANDRIDGE ENERGY, IN|SAGW|SAGETRADER, LLC|455
SD|SANDRIDGE ENERGY, IN|SALI|INTL FCSTONE FINANCIAL INC.|15769
SD|SANDRIDGE ENERGY, IN|SBSH|Citigroup Global Markets Inc.|58673
SD|SANDRIDGE ENERGY, IN|SGMT|GOLDMAN SACHS & CO. LLC|55160
SD|SANDRIDGE ENERGY, IN|SPDR|SPEEDROUTE LLC|11100
SD|SANDRIDGE ENERGY, IN|STFL|Stifel, Nicolaus & Company, Incorporated|22373
SD|SANDRIDGE ENERGY, IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|800
SD|SANDRIDGE ENERGY, IN|SWIM|TD Ameritrade, Inc.|94043
SD|SANDRIDGE ENERGY, IN|TITL|TITLEIST ASSET MANAGEMENT, LTD.|1100
SD|SANDRIDGE ENERGY, IN|TKNG|ALLY INVEST SECURITIES LLC|2361
SD|SANDRIDGE ENERGY, IN|TRBT|Tradebot Systems, Inc.|84699
SD|SANDRIDGE ENERGY, IN|TRCM|TRC MARKETS LLC|50516
SD|SANDRIDGE ENERGY, IN|UBSA|UBS SECURITIES LLC|337473
SD|SANDRIDGE ENERGY, IN|UBSS|UBS Securities LLC|1010064
SD|SANDRIDGE ENERGY, IN|VALX|VIRTU AMERICAS LLC|11757
SD|SANDRIDGE ENERGY, IN|VGRD|Vanguard Marketing Corporation|8414
SD|SANDRIDGE ENERGY, IN|WBLR|WILLIAM BLAIR|977
SD|SANDRIDGE ENERGY, IN|WBPX|SUMMIT SECURITIES GROUP, LLC|40
SD|SANDRIDGE ENERGY, IN|WCHV|WELLS FARGO SECURITIES, LLC|45194
SD|SANDRIDGE ENERGY, IN|WDNX|WEEDEN & CO.L.P.|1016
SD|SANDRIDGE ENERGY, IN|WEED|Weeden & Co.L.P.|90
SD|SANDRIDGE ENERGY, IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28873
SD|SANDRIDGE ENERGY, IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20650
SD|SANDRIDGE ENERGY, IN|WGIF|CIBC World Markets Inc.|200
SD|SANDRIDGE ENERGY, IN|WSEA|WOLVERINE SECURITIES, LLC|7647
SD|SANDRIDGE ENERGY, IN|XIST|INSTINET, LLC|41600
SD|SANDRIDGE ENERGY, IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|16754
SD|SANDRIDGE ENERGY, IN|YKNA|COMHAR CAPITAL MARKETS, LLC|2130
SD|SANDRIDGE ENERGY, IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2325
SDCI|USCF SUMMERHAVEN DYN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1700
SDCI|USCF SUMMERHAVEN DYN|DBAX|Deutsche Bank Securities Inc.|3900
SDCI|USCF SUMMERHAVEN DYN|EBXL|EBX LLC|2000
SDCI|USCF SUMMERHAVEN DYN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
SDCI|USCF SUMMERHAVEN DYN|FTBR|Foliofn Investments, Inc.|7
SDCI|USCF SUMMERHAVEN DYN|GLPX|ACS EXECUTION SERVICES, LLC|100
SDCI|USCF SUMMERHAVEN DYN|GSCO|GOLDMAN SACHS & CO. LLC|104860
SDCI|USCF SUMMERHAVEN DYN|IBKR|Interactive Brokers Llc|210
SDCI|USCF SUMMERHAVEN DYN|ICBX|INSTINET, LLC|7400
SDCI|USCF SUMMERHAVEN DYN|ITGP|ITG INC.|4600
SDCI|USCF SUMMERHAVEN DYN|JPMX|J.P. Morgan Securities LLC|200
SDCI|USCF SUMMERHAVEN DYN|JSJX|JANE STREET CAPITAL LLC|1580
SDCI|USCF SUMMERHAVEN DYN|KCGM|VIRTU Americas LLC|2700
SDCI|USCF SUMMERHAVEN DYN|LEHM|Barclays Capital Inc./Le|4000
SDCI|USCF SUMMERHAVEN DYN|LIME|Lime Brokerage LLC|2100
SDCI|USCF SUMMERHAVEN DYN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
SDCI|USCF SUMMERHAVEN DYN|MSCO|MORGAN STANLEY & CO. LLC|5214
SDCI|USCF SUMMERHAVEN DYN|MSPL|MORGAN STANLEY & CO. LLC|2800
SDCI|USCF SUMMERHAVEN DYN|NFSC|National Financial Services LLC|1115
SDCI|USCF SUMMERHAVEN DYN|NITE|VIRTU Americas LLC|727
SDCI|USCF SUMMERHAVEN DYN|NITP|VIRTU Americas LLC|9250
SDCI|USCF SUMMERHAVEN DYN|PDQM|CODA MARKETS, INC.|100
SDCI|USCF SUMMERHAVEN DYN|SGMT|GOLDMAN SACHS & CO. LLC|2500
SDCI|USCF SUMMERHAVEN DYN|SWIM|TD Ameritrade, Inc.|100
SDCI|USCF SUMMERHAVEN DYN|UBSA|UBS SECURITIES LLC|9300
SDCI|USCF SUMMERHAVEN DYN|UBSS|UBS Securities LLC|1100
SDD|ULTRASHORT SMALLCAP6|BATM|CBOE TRADING, INC.|900
SDD|ULTRASHORT SMALLCAP6|ETRS|E*Trade Securities LLC|1326
SDD|ULTRASHORT SMALLCAP6|KCGM|VIRTU Americas LLC|225
SDD|ULTRASHORT SMALLCAP6|NFSC|National Financial Services LLC|303
SDD|ULTRASHORT SMALLCAP6|NITE|VIRTU Americas LLC|337
SDD|ULTRASHORT SMALLCAP6|TKNG|ALLY INVEST SECURITIES LLC|200
SDD|ULTRASHORT SMALLCAP6|UBSA|UBS SECURITIES LLC|67
SDD|ULTRASHORT SMALLCAP6|UBSS|UBS Securities LLC|5
SDD|ULTRASHORT SMALLCAP6|WSEA|WOLVERINE SECURITIES, LLC|4
SDEM|GLOBAL X NSCI SPDVD|APCC|Apex Clearing Corporation|681
SDEM|GLOBAL X NSCI SPDVD|BANK|Primevest Financial Services, Inc.|4
SDEM|GLOBAL X NSCI SPDVD|CHAS|Charles Schwab & Co., Inc.|4
SDEM|GLOBAL X NSCI SPDVD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|792
SDEM|GLOBAL X NSCI SPDVD|CTDL|Citadel Derivatives Group Llc|12915
SDEM|GLOBAL X NSCI SPDVD|DBAX|Deutsche Bank Securities Inc.|1900
SDEM|GLOBAL X NSCI SPDVD|DEAN|MORGAN STANLEY|45
SDEM|GLOBAL X NSCI SPDVD|EBXL|EBX LLC|1700
SDEM|GLOBAL X NSCI SPDVD|EGXM|CBOE TRADING, INC.|100
SDEM|GLOBAL X NSCI SPDVD|ETRS|E*Trade Securities LLC|2596
SDEM|GLOBAL X NSCI SPDVD|FMAF|NBCN Inc./ CDS|550
SDEM|GLOBAL X NSCI SPDVD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24
SDEM|GLOBAL X NSCI SPDVD|FTBR|Foliofn Investments, Inc.|716
SDEM|GLOBAL X NSCI SPDVD|GSLT|GOLDMAN SACHS & CO. LLC|865
SDEM|GLOBAL X NSCI SPDVD|IATS|INTERACTIVE BROKERS LLC|2
SDEM|GLOBAL X NSCI SPDVD|IBKR|Interactive Brokers Llc|1186
SDEM|GLOBAL X NSCI SPDVD|ICBX|INSTINET, LLC|2600
SDEM|GLOBAL X NSCI SPDVD|INCA|INSTINET, LLC|709
SDEM|GLOBAL X NSCI SPDVD|JSJX|JANE STREET CAPITAL LLC|4986
SDEM|GLOBAL X NSCI SPDVD|KCGM|VIRTU Americas LLC|2166
SDEM|GLOBAL X NSCI SPDVD|LEHM|Barclays Capital Inc./Le|2600
SDEM|GLOBAL X NSCI SPDVD|LIME|Lime Brokerage LLC|494
SDEM|GLOBAL X NSCI SPDVD|LSCI|Lek Securities Corporation|5400
SDEM|GLOBAL X NSCI SPDVD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
SDEM|GLOBAL X NSCI SPDVD|MSCO|MORGAN STANLEY & CO. LLC|3116
SDEM|GLOBAL X NSCI SPDVD|MSPL|MORGAN STANLEY & CO. LLC|600
SDEM|GLOBAL X NSCI SPDVD|NFSC|National Financial Services LLC|22073
SDEM|GLOBAL X NSCI SPDVD|NITE|VIRTU Americas LLC|14181
SDEM|GLOBAL X NSCI SPDVD|SGMT|GOLDMAN SACHS & CO. LLC|1000
SDEM|GLOBAL X NSCI SPDVD|SWIM|TD Ameritrade, Inc.|30
SDEM|GLOBAL X NSCI SPDVD|TKNG|ALLY INVEST SECURITIES LLC|2
SDEM|GLOBAL X NSCI SPDVD|UBSA|UBS SECURITIES LLC|4902
SDEM|GLOBAL X NSCI SPDVD|UBSS|UBS Securities LLC|185
SDEM|GLOBAL X NSCI SPDVD|VGRD|Vanguard Marketing Corporation|920
SDEM|GLOBAL X NSCI SPDVD|WCHV|WELLS FARGO SECURITIES, LLC|130
SDEM|GLOBAL X NSCI SPDVD|WSEA|WOLVERINE SECURITIES, LLC|35
SDEM|GLOBAL X NSCI SPDVD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8872
SDI|STANDARD DIVERSIFIED|BATM|CBOE TRADING, INC.|368
SDI|STANDARD DIVERSIFIED|BAYT|BTIG, LLC|1900
SDI|STANDARD DIVERSIFIED|BYXM|CBOE TRADING, INC.|300
SDI|STANDARD DIVERSIFIED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|660
SDI|STANDARD DIVERSIFIED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|56
SDI|STANDARD DIVERSIFIED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3340
SDI|STANDARD DIVERSIFIED|CTDL|Citadel Derivatives Group Llc|140
SDI|STANDARD DIVERSIFIED|DBAX|Deutsche Bank Securities Inc.|700
SDI|STANDARD DIVERSIFIED|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SDI|STANDARD DIVERSIFIED|EGAM|CBOE TRADING, INC.|100
SDI|STANDARD DIVERSIFIED|ETRS|E*Trade Securities LLC|2228
SDI|STANDARD DIVERSIFIED|FBSB|U.S. Bancorp Investments, Inc.|67
SDI|STANDARD DIVERSIFIED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SDI|STANDARD DIVERSIFIED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|503
SDI|STANDARD DIVERSIFIED|GLPX|ACS EXECUTION SERVICES, LLC|626
SDI|STANDARD DIVERSIFIED|GSCO|GOLDMAN SACHS & CO. LLC|1802
SDI|STANDARD DIVERSIFIED|GSCS|GOLDMAN SACHS & CO. LLC|2694
SDI|STANDARD DIVERSIFIED|GSLT|GOLDMAN SACHS & CO. LLC|1004
SDI|STANDARD DIVERSIFIED|GTSZ|GTS SECURITIES LLC|548
SDI|STANDARD DIVERSIFIED|HRBF|American Enterprise Investment Services Inc.|310
SDI|STANDARD DIVERSIFIED|IATS|INTERACTIVE BROKERS LLC|892
SDI|STANDARD DIVERSIFIED|IBKR|Interactive Brokers Llc|5613
SDI|STANDARD DIVERSIFIED|JPMX|J.P. Morgan Securities LLC|1000
SDI|STANDARD DIVERSIFIED|LEHM|Barclays Capital Inc./Le|2000
SDI|STANDARD DIVERSIFIED|LIME|Lime Brokerage LLC|630
SDI|STANDARD DIVERSIFIED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1500
SDI|STANDARD DIVERSIFIED|MSCO|MORGAN STANLEY & CO. LLC|6060
SDI|STANDARD DIVERSIFIED|NFSC|National Financial Services LLC|12962
SDI|STANDARD DIVERSIFIED|NITE|VIRTU Americas LLC|12812
SDI|STANDARD DIVERSIFIED|PDQM|CODA MARKETS, INC.|852
SDI|STANDARD DIVERSIFIED|SGMT|GOLDMAN SACHS & CO. LLC|400
SDI|STANDARD DIVERSIFIED|SPDR|SPEEDROUTE LLC|100
SDI|STANDARD DIVERSIFIED|SPTD|MINT GLOBAL MARKETS, INC.|300
SDI|STANDARD DIVERSIFIED|SWIM|TD Ameritrade, Inc.|260
SDI|STANDARD DIVERSIFIED|TKNG|ALLY INVEST SECURITIES LLC|330
SDI|STANDARD DIVERSIFIED|UBSA|UBS SECURITIES LLC|7035
SDI|STANDARD DIVERSIFIED|UBSS|UBS Securities LLC|3654
SDI|STANDARD DIVERSIFIED|VGRD|Vanguard Marketing Corporation|1500
SDI|STANDARD DIVERSIFIED|WEDB|WEDBUSH SECURITIES INC.|2800
SDI|STANDARD DIVERSIFIED|WSEA|WOLVERINE SECURITIES, LLC|10
SDI|STANDARD DIVERSIFIED|YKNA|COMHAR CAPITAL MARKETS, LLC|76
SDI|STANDARD DIVERSIFIED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1299
SDIV|GLOBAL X SUPERDIV|ALTX|Alternet Securities Inc.|775
SDIV|GLOBAL X SUPERDIV|APCC|Apex Clearing Corporation|2253
SDIV|GLOBAL X SUPERDIV|BANK|Primevest Financial Services, Inc.|1510
SDIV|GLOBAL X SUPERDIV|BARD|Robert W. Baird & Co. Incorporated|11395
SDIV|GLOBAL X SUPERDIV|BATM|CBOE TRADING, INC.|87
SDIV|GLOBAL X SUPERDIV|BBNT|BB&T SECURITIES, LLC|14
SDIV|GLOBAL X SUPERDIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42992
SDIV|GLOBAL X SUPERDIV|CHAS|Charles Schwab & Co., Inc.|1432
SDIV|GLOBAL X SUPERDIV|CICF|Canaccord Genuity Corp.|7501
SDIV|GLOBAL X SUPERDIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5629
SDIV|GLOBAL X SUPERDIV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2126
SDIV|GLOBAL X SUPERDIV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|89
SDIV|GLOBAL X SUPERDIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47081
SDIV|GLOBAL X SUPERDIV|CTDL|Citadel Derivatives Group Llc|96468
SDIV|GLOBAL X SUPERDIV|CXCX|CITIGROUP GLOBAL MARKETS INC.|3974
SDIV|GLOBAL X SUPERDIV|DBAB|Deutsche Bank Securities Inc.|1574
SDIV|GLOBAL X SUPERDIV|DBAX|Deutsche Bank Securities Inc.|26300
SDIV|GLOBAL X SUPERDIV|DEAN|MORGAN STANLEY|24900
SDIV|GLOBAL X SUPERDIV|DEGS|RONIN PROFESSIONAL LLC|800
SDIV|GLOBAL X SUPERDIV|EBXL|EBX LLC|29500
SDIV|GLOBAL X SUPERDIV|ECUT|CONVERGEX EXECUTION SOLUTIONS|1282
SDIV|GLOBAL X SUPERDIV|EDJC|Edward Jones / CDS|860
SDIV|GLOBAL X SUPERDIV|EDJO|Edward D. Jones & Co., L.P.|1738
SDIV|GLOBAL X SUPERDIV|EGAM|CBOE TRADING, INC.|1540
SDIV|GLOBAL X SUPERDIV|EGXM|CBOE TRADING, INC.|5
SDIV|GLOBAL X SUPERDIV|ETRS|E*Trade Securities LLC|113570
SDIV|GLOBAL X SUPERDIV|FILL|Tradestation Securities, Inc.|2100
SDIV|GLOBAL X SUPERDIV|FMAF|NBCN Inc./ CDS|965
SDIV|GLOBAL X SUPERDIV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2928
SDIV|GLOBAL X SUPERDIV|FTBR|Foliofn Investments, Inc.|1702
SDIV|GLOBAL X SUPERDIV|GLIS|TD Securities Inc|183
SDIV|GLOBAL X SUPERDIV|GLPX|ACS EXECUTION SERVICES, LLC|290
SDIV|GLOBAL X SUPERDIV|GSCO|GOLDMAN SACHS & CO. LLC|3367
SDIV|GLOBAL X SUPERDIV|GSLT|GOLDMAN SACHS & CO. LLC|30
SDIV|GLOBAL X SUPERDIV|HRBF|American Enterprise Investment Services Inc.|15752
SDIV|GLOBAL X SUPERDIV|IATS|INTERACTIVE BROKERS LLC|4656
SDIV|GLOBAL X SUPERDIV|IBKR|Interactive Brokers Llc|10935
SDIV|GLOBAL X SUPERDIV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|780
SDIV|GLOBAL X SUPERDIV|ICBX|INSTINET, LLC|24574
SDIV|GLOBAL X SUPERDIV|INCA|INSTINET, LLC|1341
SDIV|GLOBAL X SUPERDIV|ITGI|ITG Inc.|898
SDIV|GLOBAL X SUPERDIV|ITGP|ITG INC.|26400
SDIV|GLOBAL X SUPERDIV|JANY|Janney Montgomery Scott Inc.|5051
SDIV|GLOBAL X SUPERDIV|JMPT|JUMP TRADING, LLC|571
SDIV|GLOBAL X SUPERDIV|JPMX|J.P. Morgan Securities LLC|28618
SDIV|GLOBAL X SUPERDIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|132574
SDIV|GLOBAL X SUPERDIV|JSJX|JANE STREET CAPITAL LLC|199425
SDIV|GLOBAL X SUPERDIV|KCGM|VIRTU Americas LLC|9900
SDIV|GLOBAL X SUPERDIV|LEHM|Barclays Capital Inc./Le|75049
SDIV|GLOBAL X SUPERDIV|LGNT|COR CLEARING LLC|2
SDIV|GLOBAL X SUPERDIV|LIME|Lime Brokerage LLC|3913
SDIV|GLOBAL X SUPERDIV|LSCI|Lek Securities Corporation|1
SDIV|GLOBAL X SUPERDIV|MACC|Mid Atlantic Capital Corporation|411
SDIV|GLOBAL X SUPERDIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34200
SDIV|GLOBAL X SUPERDIV|MOTF|MOTIF INVESTING, INC.|11
SDIV|GLOBAL X SUPERDIV|MSCO|MORGAN STANLEY & CO. LLC|119892
SDIV|GLOBAL X SUPERDIV|MSPL|MORGAN STANLEY & CO. LLC|9800
SDIV|GLOBAL X SUPERDIV|NFSC|National Financial Services LLC|362252
SDIV|GLOBAL X SUPERDIV|NITE|VIRTU Americas LLC|519229
SDIV|GLOBAL X SUPERDIV|NITP|VIRTU Americas LLC|100
SDIV|GLOBAL X SUPERDIV|NTBF|BMO Nesbitt Burns Inc./CDS|9000
SDIV|GLOBAL X SUPERDIV|OLDM|OLD MISSION CAPITAL, LLC|3770
SDIV|GLOBAL X SUPERDIV|OPCO|Oppenheimer & Co. Inc.|4900
SDIV|GLOBAL X SUPERDIV|PDQM|CODA MARKETS, INC.|6739
SDIV|GLOBAL X SUPERDIV|PWJC|UBS Financial Services, Inc.|70
SDIV|GLOBAL X SUPERDIV|RBCM|RBC CAPITAL MARKETS, LLC|10993
SDIV|GLOBAL X SUPERDIV|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|3625
SDIV|GLOBAL X SUPERDIV|SALI|INTL FCSTONE FINANCIAL INC.|9
SDIV|GLOBAL X SUPERDIV|SBSH|Citigroup Global Markets Inc.|747
SDIV|GLOBAL X SUPERDIV|SEIC|SEI Investments Distribution Co.|175
SDIV|GLOBAL X SUPERDIV|SGMT|GOLDMAN SACHS & CO. LLC|25110
SDIV|GLOBAL X SUPERDIV|SPDR|SPEEDROUTE LLC|600
SDIV|GLOBAL X SUPERDIV|STFL|Stifel, Nicolaus & Company, Incorporated|6976
SDIV|GLOBAL X SUPERDIV|STKP|STOCKPILE INVESTMENTS, INC.|122
SDIV|GLOBAL X SUPERDIV|SWIM|TD Ameritrade, Inc.|24073
SDIV|GLOBAL X SUPERDIV|SWST|Hilltop Securities Inc.|3517
SDIV|GLOBAL X SUPERDIV|TKNG|ALLY INVEST SECURITIES LLC|3188
SDIV|GLOBAL X SUPERDIV|TWTT|TASTYWORKS, INC.|100
SDIV|GLOBAL X SUPERDIV|UBSA|UBS SECURITIES LLC|73696
SDIV|GLOBAL X SUPERDIV|UBSS|UBS Securities LLC|168504
SDIV|GLOBAL X SUPERDIV|VALX|VIRTU AMERICAS LLC|2900
SDIV|GLOBAL X SUPERDIV|VGRD|Vanguard Marketing Corporation|55950
SDIV|GLOBAL X SUPERDIV|VSIN|Vision Financial Markets Llc|5
SDIV|GLOBAL X SUPERDIV|WBET|Wallachbeth Capital LLC|2800
SDIV|GLOBAL X SUPERDIV|WCHV|WELLS FARGO SECURITIES, LLC|122010
SDIV|GLOBAL X SUPERDIV|WCSO|World Choice Securities, Inc.|300
SDIV|GLOBAL X SUPERDIV|WEDB|WEDBUSH SECURITIES INC.|4842
SDIV|GLOBAL X SUPERDIV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2973
SDIV|GLOBAL X SUPERDIV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4179
SDIV|GLOBAL X SUPERDIV|WGIF|CIBC World Markets Inc.|5150
SDIV|GLOBAL X SUPERDIV|WSEA|WOLVERINE SECURITIES, LLC|5021
SDIV|GLOBAL X SUPERDIV|XSTM|NATIONAL FINANCIAL SERVICES LLC|3150
SDIV|GLOBAL X SUPERDIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|39734
SDLP|SEADRILL PARTNERS|ALTX|Alternet Securities Inc.|2900
SDLP|SEADRILL PARTNERS|APCC|Apex Clearing Corporation|1879
SDLP|SEADRILL PARTNERS|BATM|CBOE TRADING, INC.|1440
SDLP|SEADRILL PARTNERS|BERN|Sanford C. Bernstein & Co., LLC|1800
SDLP|SEADRILL PARTNERS|BIAD|SAGETRADER, LLC|1
SDLP|SEADRILL PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6025
SDLP|SEADRILL PARTNERS|BTIG|BTIG, LLC|300
SDLP|SEADRILL PARTNERS|BYXM|CBOE TRADING, INC.|400
SDLP|SEADRILL PARTNERS|BZYD|GOLDMAN SACHS & CO. LLC|2500
SDLP|SEADRILL PARTNERS|CBLC|CITIGROUP GLOBAL MARKETS INC.|15400
SDLP|SEADRILL PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7655
SDLP|SEADRILL PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31943
SDLP|SEADRILL PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2106
SDLP|SEADRILL PARTNERS|DBAB|Deutsche Bank Securities Inc.|7615
SDLP|SEADRILL PARTNERS|DBAX|Deutsche Bank Securities Inc.|23200
SDLP|SEADRILL PARTNERS|DEAN|MORGAN STANLEY|8425
SDLP|SEADRILL PARTNERS|DEGS|RONIN PROFESSIONAL LLC|1856
SDLP|SEADRILL PARTNERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36650
SDLP|SEADRILL PARTNERS|EBXL|EBX LLC|31800
SDLP|SEADRILL PARTNERS|EDJO|Edward D. Jones & Co., L.P.|3865
SDLP|SEADRILL PARTNERS|EGAM|CBOE TRADING, INC.|250
SDLP|SEADRILL PARTNERS|EGXM|CBOE TRADING, INC.|1
SDLP|SEADRILL PARTNERS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
SDLP|SEADRILL PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
SDLP|SEADRILL PARTNERS|ETRS|E*Trade Securities LLC|83921
SDLP|SEADRILL PARTNERS|FILL|Tradestation Securities, Inc.|1100
SDLP|SEADRILL PARTNERS|FMAF|NBCN Inc./ CDS|1697
SDLP|SEADRILL PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25
SDLP|SEADRILL PARTNERS|FTBR|Foliofn Investments, Inc.|4159
SDLP|SEADRILL PARTNERS|GEBB|GLOBAL EXECUTION BROKERS, LP|600
SDLP|SEADRILL PARTNERS|GLIS|TD Securities Inc|7896
SDLP|SEADRILL PARTNERS|GLPX|ACS EXECUTION SERVICES, LLC|5831
SDLP|SEADRILL PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|12137
SDLP|SEADRILL PARTNERS|GSCS|GOLDMAN SACHS & CO. LLC|20822
SDLP|SEADRILL PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|100
SDLP|SEADRILL PARTNERS|GTSZ|GTS SECURITIES LLC|1363
SDLP|SEADRILL PARTNERS|HRBF|American Enterprise Investment Services Inc.|41025
SDLP|SEADRILL PARTNERS|IATS|INTERACTIVE BROKERS LLC|10461
SDLP|SEADRILL PARTNERS|IBKR|Interactive Brokers Llc|20268
SDLP|SEADRILL PARTNERS|ICBX|INSTINET, LLC|3000
SDLP|SEADRILL PARTNERS|INCA|INSTINET, LLC|2623
SDLP|SEADRILL PARTNERS|ITGI|ITG Inc.|3700
SDLP|SEADRILL PARTNERS|ITGP|ITG INC.|13600
SDLP|SEADRILL PARTNERS|JMPT|JUMP TRADING, LLC|1342
SDLP|SEADRILL PARTNERS|JPMX|J.P. Morgan Securities LLC|28246
SDLP|SEADRILL PARTNERS|JSJX|JANE STREET CAPITAL LLC|55710
SDLP|SEADRILL PARTNERS|KCGM|VIRTU Americas LLC|11709
SDLP|SEADRILL PARTNERS|LEHM|Barclays Capital Inc./Le|54100
SDLP|SEADRILL PARTNERS|LIME|Lime Brokerage LLC|2259
SDLP|SEADRILL PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28766
SDLP|SEADRILL PARTNERS|MOTF|MOTIF INVESTING, INC.|1
SDLP|SEADRILL PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|124203
SDLP|SEADRILL PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|19300
SDLP|SEADRILL PARTNERS|NFSC|National Financial Services LLC|306927
SDLP|SEADRILL PARTNERS|NITE|VIRTU Americas LLC|472731
SDLP|SEADRILL PARTNERS|NTBF|BMO Nesbitt Burns Inc./CDS|1095
SDLP|SEADRILL PARTNERS|OPCO|Oppenheimer & Co. Inc.|2370
SDLP|SEADRILL PARTNERS|PDQM|CODA MARKETS, INC.|16392
SDLP|SEADRILL PARTNERS|PHLY|NASDAQ Execution Services, LLC|200
SDLP|SEADRILL PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|4300
SDLP|SEADRILL PARTNERS|SAGC|SAGETRADER, LLC|2700
SDLP|SEADRILL PARTNERS|SAGL|SAGETRADER, LLC|901
SDLP|SEADRILL PARTNERS|SBRX|MURIEL SIEBERT & CO INC|1000
SDLP|SEADRILL PARTNERS|SBSH|Citigroup Global Markets Inc.|1360
SDLP|SEADRILL PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|7970
SDLP|SEADRILL PARTNERS|SPDR|SPEEDROUTE LLC|1800
SDLP|SEADRILL PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|500
SDLP|SEADRILL PARTNERS|SWIM|TD Ameritrade, Inc.|64501
SDLP|SEADRILL PARTNERS|SWST|Hilltop Securities Inc.|375
SDLP|SEADRILL PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|13659
SDLP|SEADRILL PARTNERS|TRBT|Tradebot Systems, Inc.|3281
SDLP|SEADRILL PARTNERS|TRCM|TRC MARKETS LLC|2131
SDLP|SEADRILL PARTNERS|UBSA|UBS SECURITIES LLC|123073
SDLP|SEADRILL PARTNERS|UBSS|UBS Securities LLC|167851
SDLP|SEADRILL PARTNERS|VALX|VIRTU AMERICAS LLC|955
SDLP|SEADRILL PARTNERS|VGRD|Vanguard Marketing Corporation|32337
SDLP|SEADRILL PARTNERS|WBPX|SUMMIT SECURITIES GROUP, LLC|7300
SDLP|SEADRILL PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|65170
SDLP|SEADRILL PARTNERS|WEDB|WEDBUSH SECURITIES INC.|2900
SDLP|SEADRILL PARTNERS|WEED|Weeden & Co.L.P.|4010
SDLP|SEADRILL PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1091
SDLP|SEADRILL PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8536
SDLP|SEADRILL PARTNERS|WGIF|CIBC World Markets Inc.|1695
SDLP|SEADRILL PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|11287
SDLP|SEADRILL PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|25602
SDLP|SEADRILL PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5263
SDOG|ALPS SDOG ETF|APCC|Apex Clearing Corporation|111
SDOG|ALPS SDOG ETF|BANK|Primevest Financial Services, Inc.|6
SDOG|ALPS SDOG ETF|BARD|Robert W. Baird & Co. Incorporated|4008
SDOG|ALPS SDOG ETF|BATM|CBOE TRADING, INC.|200
SDOG|ALPS SDOG ETF|BBNT|BB&T SECURITIES, LLC|5786
SDOG|ALPS SDOG ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20316
SDOG|ALPS SDOG ETF|CANT|Cantor Fitzgerald & Co.|27
SDOG|ALPS SDOG ETF|CHAS|Charles Schwab & Co., Inc.|2269
SDOG|ALPS SDOG ETF|CIST|Capital Institutional Services, Inc.|325
SDOG|ALPS SDOG ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SDOG|ALPS SDOG ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3204
SDOG|ALPS SDOG ETF|CSIN|Citadel Securities Institutional LLC|139444
SDOG|ALPS SDOG ETF|CTDL|Citadel Derivatives Group Llc|135253
SDOG|ALPS SDOG ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
SDOG|ALPS SDOG ETF|DADA|D.A. Davidson & Co.|4
SDOG|ALPS SDOG ETF|DBAB|Deutsche Bank Securities Inc.|82
SDOG|ALPS SDOG ETF|DBAX|Deutsche Bank Securities Inc.|3200
SDOG|ALPS SDOG ETF|DEAN|MORGAN STANLEY|42622
SDOG|ALPS SDOG ETF|EBXL|EBX LLC|9600
SDOG|ALPS SDOG ETF|EDJO|Edward D. Jones & Co., L.P.|16991
SDOG|ALPS SDOG ETF|EGAM|CBOE TRADING, INC.|631
SDOG|ALPS SDOG ETF|EGXM|CBOE TRADING, INC.|384
SDOG|ALPS SDOG ETF|ETRS|E*Trade Securities LLC|41296
SDOG|ALPS SDOG ETF|FBSB|U.S. Bancorp Investments, Inc.|170
SDOG|ALPS SDOG ETF|FILL|Tradestation Securities, Inc.|3
SDOG|ALPS SDOG ETF|FMAF|NBCN Inc./ CDS|763
SDOG|ALPS SDOG ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|405
SDOG|ALPS SDOG ETF|FTBR|Foliofn Investments, Inc.|447
SDOG|ALPS SDOG ETF|GSCO|GOLDMAN SACHS & CO. LLC|15631
SDOG|ALPS SDOG ETF|GSLT|GOLDMAN SACHS & CO. LLC|50
SDOG|ALPS SDOG ETF|HRBF|American Enterprise Investment Services Inc.|21731
SDOG|ALPS SDOG ETF|IATS|INTERACTIVE BROKERS LLC|20
SDOG|ALPS SDOG ETF|IBKR|Interactive Brokers Llc|2576
SDOG|ALPS SDOG ETF|ICBX|INSTINET, LLC|7663
SDOG|ALPS SDOG ETF|INCA|INSTINET, LLC|224
SDOG|ALPS SDOG ETF|ITGI|ITG Inc.|232
SDOG|ALPS SDOG ETF|ITGP|ITG INC.|200
SDOG|ALPS SDOG ETF|JANY|Janney Montgomery Scott Inc.|18613
SDOG|ALPS SDOG ETF|JMPT|JUMP TRADING, LLC|80
SDOG|ALPS SDOG ETF|JPMX|J.P. Morgan Securities LLC|1618
SDOG|ALPS SDOG ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|45441
SDOG|ALPS SDOG ETF|JSJX|JANE STREET CAPITAL LLC|166754
SDOG|ALPS SDOG ETF|KCGM|VIRTU Americas LLC|2473
SDOG|ALPS SDOG ETF|LEHM|Barclays Capital Inc./Le|7035
SDOG|ALPS SDOG ETF|LGNT|COR CLEARING LLC|1
SDOG|ALPS SDOG ETF|LIME|Lime Brokerage LLC|5402
SDOG|ALPS SDOG ETF|MACC|Mid Atlantic Capital Corporation|2048
SDOG|ALPS SDOG ETF|MAXM|Maxim Group LLC|150
SDOG|ALPS SDOG ETF|MILE|I-Bankers Securities, Inc.|263
SDOG|ALPS SDOG ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7272
SDOG|ALPS SDOG ETF|MOTF|MOTIF INVESTING, INC.|1
SDOG|ALPS SDOG ETF|MSCO|MORGAN STANLEY & CO. LLC|133529
SDOG|ALPS SDOG ETF|MSPL|MORGAN STANLEY & CO. LLC|200
SDOG|ALPS SDOG ETF|NFSC|National Financial Services LLC|244136
SDOG|ALPS SDOG ETF|NITE|VIRTU Americas LLC|326133
SDOG|ALPS SDOG ETF|OPCO|Oppenheimer & Co. Inc.|1692
SDOG|ALPS SDOG ETF|PWJC|UBS Financial Services, Inc.|3089
SDOG|ALPS SDOG ETF|RBCM|RBC CAPITAL MARKETS, LLC|22280
SDOG|ALPS SDOG ETF|SALI|INTL FCSTONE FINANCIAL INC.|7
SDOG|ALPS SDOG ETF|SBSH|Citigroup Global Markets Inc.|655
SDOG|ALPS SDOG ETF|SGMT|GOLDMAN SACHS & CO. LLC|3703
SDOG|ALPS SDOG ETF|SHMR|ABN Amro Clearing LLC|100
SDOG|ALPS SDOG ETF|STFL|Stifel, Nicolaus & Company, Incorporated|18056
SDOG|ALPS SDOG ETF|SWIM|TD Ameritrade, Inc.|2569
SDOG|ALPS SDOG ETF|SWST|Hilltop Securities Inc.|763
SDOG|ALPS SDOG ETF|TKNG|ALLY INVEST SECURITIES LLC|20
SDOG|ALPS SDOG ETF|UBSA|UBS SECURITIES LLC|31289
SDOG|ALPS SDOG ETF|UBSS|UBS Securities LLC|219333
SDOG|ALPS SDOG ETF|VALX|VIRTU AMERICAS LLC|360
SDOG|ALPS SDOG ETF|VGRD|Vanguard Marketing Corporation|4901
SDOG|ALPS SDOG ETF|WCHV|WELLS FARGO SECURITIES, LLC|113056
SDOG|ALPS SDOG ETF|WEDB|WEDBUSH SECURITIES INC.|16
SDOG|ALPS SDOG ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|554
SDOG|ALPS SDOG ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
SDOG|ALPS SDOG ETF|WSEA|WOLVERINE SECURITIES, LLC|2018
SDOG|ALPS SDOG ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|86230
SDOW|PROSHARES ULTRAPRO|ALTX|Alternet Securities Inc.|9661
SDOW|PROSHARES ULTRAPRO|APCC|Apex Clearing Corporation|86138
SDOW|PROSHARES ULTRAPRO|BARD|Robert W. Baird & Co. Incorporated|3650
SDOW|PROSHARES ULTRAPRO|BATM|CBOE TRADING, INC.|6500
SDOW|PROSHARES ULTRAPRO|BIDS|BIDS TRADING L.P.|300
SDOW|PROSHARES ULTRAPRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|152976
SDOW|PROSHARES ULTRAPRO|BYXM|CBOE TRADING, INC.|200
SDOW|PROSHARES ULTRAPRO|CHAS|Charles Schwab & Co., Inc.|79344
SDOW|PROSHARES ULTRAPRO|CIST|Capital Institutional Services, Inc.|400
SDOW|PROSHARES ULTRAPRO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22700
SDOW|PROSHARES ULTRAPRO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5100
SDOW|PROSHARES ULTRAPRO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7200
SDOW|PROSHARES ULTRAPRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|136751
SDOW|PROSHARES ULTRAPRO|CSIN|Citadel Securities Institutional LLC|288701
SDOW|PROSHARES ULTRAPRO|CTDL|Citadel Derivatives Group Llc|336001
SDOW|PROSHARES ULTRAPRO|CTLR|CUTLER GROUP, LP|200
SDOW|PROSHARES ULTRAPRO|CXCX|CITIGROUP GLOBAL MARKETS INC.|40936
SDOW|PROSHARES ULTRAPRO|DBAB|Deutsche Bank Securities Inc.|9120
SDOW|PROSHARES ULTRAPRO|DBAX|Deutsche Bank Securities Inc.|105500
SDOW|PROSHARES ULTRAPRO|DCHF|Dart Executions, LLC|160478
SDOW|PROSHARES ULTRAPRO|DEAN|MORGAN STANLEY|2900
SDOW|PROSHARES ULTRAPRO|DEGS|RONIN PROFESSIONAL LLC|2000
SDOW|PROSHARES ULTRAPRO|EBXL|EBX LLC|93100
SDOW|PROSHARES ULTRAPRO|EDJO|Edward D. Jones & Co., L.P.|200
SDOW|PROSHARES ULTRAPRO|EGAM|CBOE TRADING, INC.|7672
SDOW|PROSHARES ULTRAPRO|EGXM|CBOE TRADING, INC.|16749
SDOW|PROSHARES ULTRAPRO|ETBE|Electronic Transaction Clearing, Inc.|16020
SDOW|PROSHARES ULTRAPRO|ETCB|ETC BROKERAGE SERVICES, LLC|263
SDOW|PROSHARES ULTRAPRO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1600
SDOW|PROSHARES ULTRAPRO|ETRS|E*Trade Securities LLC|1451959
SDOW|PROSHARES ULTRAPRO|FBSB|U.S. Bancorp Investments, Inc.|800
SDOW|PROSHARES ULTRAPRO|FFSI|Firstrade Securities Inc.|600
SDOW|PROSHARES ULTRAPRO|FILL|Tradestation Securities, Inc.|191615
SDOW|PROSHARES ULTRAPRO|FMAF|NBCN Inc./ CDS|66038
SDOW|PROSHARES ULTRAPRO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3020
SDOW|PROSHARES ULTRAPRO|FTBR|Foliofn Investments, Inc.|96423
SDOW|PROSHARES ULTRAPRO|GEBB|GLOBAL EXECUTION BROKERS, LP|500
SDOW|PROSHARES ULTRAPRO|GLIS|TD Securities Inc|133579
SDOW|PROSHARES ULTRAPRO|GLPX|ACS EXECUTION SERVICES, LLC|29490
SDOW|PROSHARES ULTRAPRO|GSCO|GOLDMAN SACHS & CO. LLC|14081
SDOW|PROSHARES ULTRAPRO|GSCS|GOLDMAN SACHS & CO. LLC|26673
SDOW|PROSHARES ULTRAPRO|GSLT|GOLDMAN SACHS & CO. LLC|6550
SDOW|PROSHARES ULTRAPRO|GTSZ|GTS SECURITIES LLC|3753436
SDOW|PROSHARES ULTRAPRO|HRBF|American Enterprise Investment Services Inc.|6025
SDOW|PROSHARES ULTRAPRO|HSBC|HSBC Securities, Inc.|4100
SDOW|PROSHARES ULTRAPRO|IATS|INTERACTIVE BROKERS LLC|227310
SDOW|PROSHARES ULTRAPRO|IBKR|Interactive Brokers Llc|870512
SDOW|PROSHARES ULTRAPRO|ICBX|INSTINET, LLC|86162
SDOW|PROSHARES ULTRAPRO|INCA|INSTINET, LLC|225962
SDOW|PROSHARES ULTRAPRO|ITGI|ITG Inc.|13390
SDOW|PROSHARES ULTRAPRO|ITGP|ITG INC.|55200
SDOW|PROSHARES ULTRAPRO|JMPT|JUMP TRADING, LLC|29563
SDOW|PROSHARES ULTRAPRO|JPMX|J.P. Morgan Securities LLC|24200
SDOW|PROSHARES ULTRAPRO|JSEB|JANE STREET EXECUTION SERVICES, LLC|54200
SDOW|PROSHARES ULTRAPRO|JSJX|JANE STREET CAPITAL LLC|3069088
SDOW|PROSHARES ULTRAPRO|KCGM|VIRTU Americas LLC|70119
SDOW|PROSHARES ULTRAPRO|LEHM|Barclays Capital Inc./Le|514628
SDOW|PROSHARES ULTRAPRO|LIME|Lime Brokerage LLC|39697
SDOW|PROSHARES ULTRAPRO|LSCI|Lek Securities Corporation|6
SDOW|PROSHARES ULTRAPRO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|229692
SDOW|PROSHARES ULTRAPRO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
SDOW|PROSHARES ULTRAPRO|MOTF|MOTIF INVESTING, INC.|19
SDOW|PROSHARES ULTRAPRO|MSCO|MORGAN STANLEY & CO. LLC|877109
SDOW|PROSHARES ULTRAPRO|MSPL|MORGAN STANLEY & CO. LLC|37900
SDOW|PROSHARES ULTRAPRO|NFSC|National Financial Services LLC|4262120
SDOW|PROSHARES ULTRAPRO|NITE|VIRTU Americas LLC|5876903
SDOW|PROSHARES ULTRAPRO|NITP|VIRTU Americas LLC|486599
SDOW|PROSHARES ULTRAPRO|NQRB|Brut, LLC|1400
SDOW|PROSHARES ULTRAPRO|NTBF|BMO Nesbitt Burns Inc./CDS|17361
SDOW|PROSHARES ULTRAPRO|OPCO|Oppenheimer & Co. Inc.|4080
SDOW|PROSHARES ULTRAPRO|PCPT|PHILLIP CAPITAL INC.|83757
SDOW|PROSHARES ULTRAPRO|PDQM|CODA MARKETS, INC.|53792
SDOW|PROSHARES ULTRAPRO|PHLY|NASDAQ Execution Services, LLC|5000
SDOW|PROSHARES ULTRAPRO|PWJC|UBS Financial Services, Inc.|50
SDOW|PROSHARES ULTRAPRO|RBCM|RBC CAPITAL MARKETS, LLC|82100
SDOW|PROSHARES ULTRAPRO|RGLD|Regal Securities, Inc|530
SDOW|PROSHARES ULTRAPRO|RHOX|XR Securities LLC|370249
SDOW|PROSHARES ULTRAPRO|SBSH|Citigroup Global Markets Inc.|68217
SDOW|PROSHARES ULTRAPRO|SGMT|GOLDMAN SACHS & CO. LLC|211677
SDOW|PROSHARES ULTRAPRO|SHMR|ABN Amro Clearing LLC|3275
SDOW|PROSHARES ULTRAPRO|SPDR|SPEEDROUTE LLC|1300
SDOW|PROSHARES ULTRAPRO|SPHN|Stephens Inc.|1600
SDOW|PROSHARES ULTRAPRO|STFL|Stifel, Nicolaus & Company, Incorporated|1909
SDOW|PROSHARES ULTRAPRO|STKP|STOCKPILE INVESTMENTS, INC.|2716
SDOW|PROSHARES ULTRAPRO|SWIM|TD Ameritrade, Inc.|3421390
SDOW|PROSHARES ULTRAPRO|SWST|Hilltop Securities Inc.|750
SDOW|PROSHARES ULTRAPRO|TKNG|ALLY INVEST SECURITIES LLC|32679
SDOW|PROSHARES ULTRAPRO|TRBT|Tradebot Systems, Inc.|155479
SDOW|PROSHARES ULTRAPRO|TRCM|TRC MARKETS LLC|3468089
SDOW|PROSHARES ULTRAPRO|TWTT|TASTYWORKS, INC.|825
SDOW|PROSHARES ULTRAPRO|UBSA|UBS SECURITIES LLC|401019
SDOW|PROSHARES ULTRAPRO|UBSS|UBS Securities LLC|595464
SDOW|PROSHARES ULTRAPRO|VALX|VIRTU AMERICAS LLC|18836
SDOW|PROSHARES ULTRAPRO|VGRD|Vanguard Marketing Corporation|396029
SDOW|PROSHARES ULTRAPRO|VIEW|VIEWTRADE SECURITIES LLC|850
SDOW|PROSHARES ULTRAPRO|VSIN|Vision Financial Markets Llc|1265
SDOW|PROSHARES ULTRAPRO|WCHV|WELLS FARGO SECURITIES, LLC|106981
SDOW|PROSHARES ULTRAPRO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27184
SDOW|PROSHARES ULTRAPRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|62169
SDOW|PROSHARES ULTRAPRO|WGIF|CIBC World Markets Inc.|41101
SDOW|PROSHARES ULTRAPRO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
SDOW|PROSHARES ULTRAPRO|WSEA|WOLVERINE SECURITIES, LLC|32186
SDOW|PROSHARES ULTRAPRO|XPUS|XP SECURITIES, LLC|16900
SDOW|PROSHARES ULTRAPRO|YKNA|COMHAR CAPITAL MARKETS, LLC|630
SDP|ULTRASHORT UTILITIES|BATM|CBOE TRADING, INC.|100
SDP|ULTRASHORT UTILITIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|160
SDP|ULTRASHORT UTILITIES|DBAX|Deutsche Bank Securities Inc.|300
SDP|ULTRASHORT UTILITIES|EBXL|EBX LLC|300
SDP|ULTRASHORT UTILITIES|ETRS|E*Trade Securities LLC|453
SDP|ULTRASHORT UTILITIES|FMAF|NBCN Inc./ CDS|50
SDP|ULTRASHORT UTILITIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|260
SDP|ULTRASHORT UTILITIES|IATS|INTERACTIVE BROKERS LLC|1204
SDP|ULTRASHORT UTILITIES|IBKR|Interactive Brokers Llc|890
SDP|ULTRASHORT UTILITIES|ICBX|INSTINET, LLC|200
SDP|ULTRASHORT UTILITIES|INCA|INSTINET, LLC|100
SDP|ULTRASHORT UTILITIES|ITGI|ITG Inc.|300
SDP|ULTRASHORT UTILITIES|JPMX|J.P. Morgan Securities LLC|400
SDP|ULTRASHORT UTILITIES|KCGM|VIRTU Americas LLC|928
SDP|ULTRASHORT UTILITIES|LEHM|Barclays Capital Inc./Le|1200
SDP|ULTRASHORT UTILITIES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SDP|ULTRASHORT UTILITIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
SDP|ULTRASHORT UTILITIES|MOTF|MOTIF INVESTING, INC.|1
SDP|ULTRASHORT UTILITIES|MSCO|MORGAN STANLEY & CO. LLC|508
SDP|ULTRASHORT UTILITIES|NFSC|National Financial Services LLC|3592
SDP|ULTRASHORT UTILITIES|NITE|VIRTU Americas LLC|4751
SDP|ULTRASHORT UTILITIES|SBSH|Citigroup Global Markets Inc.|150
SDP|ULTRASHORT UTILITIES|SGMT|GOLDMAN SACHS & CO. LLC|34
SDP|ULTRASHORT UTILITIES|SWIM|TD Ameritrade, Inc.|518
SDP|ULTRASHORT UTILITIES|UBSA|UBS SECURITIES LLC|912
SDP|ULTRASHORT UTILITIES|UBSS|UBS Securities LLC|362
SDP|ULTRASHORT UTILITIES|VGRD|Vanguard Marketing Corporation|19
SDP|ULTRASHORT UTILITIES|WSEA|WOLVERINE SECURITIES, LLC|260
SDPI|SUPERIOR DRILLING PD|APCC|Apex Clearing Corporation|746
SDPI|SUPERIOR DRILLING PD|CHAS|Charles Schwab & Co., Inc.|5000
SDPI|SUPERIOR DRILLING PD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4619
SDPI|SUPERIOR DRILLING PD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
SDPI|SUPERIOR DRILLING PD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6783
SDPI|SUPERIOR DRILLING PD|CXCX|CITIGROUP GLOBAL MARKETS INC.|10104
SDPI|SUPERIOR DRILLING PD|DBAB|Deutsche Bank Securities Inc.|2420
SDPI|SUPERIOR DRILLING PD|DBAX|Deutsche Bank Securities Inc.|200
SDPI|SUPERIOR DRILLING PD|DEGS|RONIN PROFESSIONAL LLC|2100
SDPI|SUPERIOR DRILLING PD|EBXL|EBX LLC|3800
SDPI|SUPERIOR DRILLING PD|EDJO|Edward D. Jones & Co., L.P.|7582
SDPI|SUPERIOR DRILLING PD|EGXM|CBOE TRADING, INC.|7
SDPI|SUPERIOR DRILLING PD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10400
SDPI|SUPERIOR DRILLING PD|ETRS|E*Trade Securities LLC|86290
SDPI|SUPERIOR DRILLING PD|FILL|Tradestation Securities, Inc.|270
SDPI|SUPERIOR DRILLING PD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1556
SDPI|SUPERIOR DRILLING PD|FTBR|Foliofn Investments, Inc.|89
SDPI|SUPERIOR DRILLING PD|GSCO|GOLDMAN SACHS & CO. LLC|1527
SDPI|SUPERIOR DRILLING PD|GSLT|GOLDMAN SACHS & CO. LLC|2610
SDPI|SUPERIOR DRILLING PD|GTSZ|GTS SECURITIES LLC|478
SDPI|SUPERIOR DRILLING PD|HRBF|American Enterprise Investment Services Inc.|1500
SDPI|SUPERIOR DRILLING PD|IATS|INTERACTIVE BROKERS LLC|1281
SDPI|SUPERIOR DRILLING PD|IBKR|Interactive Brokers Llc|10375
SDPI|SUPERIOR DRILLING PD|ICBX|INSTINET, LLC|2500
SDPI|SUPERIOR DRILLING PD|INCA|INSTINET, LLC|1890
SDPI|SUPERIOR DRILLING PD|ITGP|ITG INC.|1000
SDPI|SUPERIOR DRILLING PD|JEFF|JEFFERIES LLC|1913
SDPI|SUPERIOR DRILLING PD|JPMX|J.P. Morgan Securities LLC|400
SDPI|SUPERIOR DRILLING PD|JSJX|JANE STREET CAPITAL LLC|200
SDPI|SUPERIOR DRILLING PD|KCGM|VIRTU Americas LLC|300
SDPI|SUPERIOR DRILLING PD|LEHM|Barclays Capital Inc./Le|4600
SDPI|SUPERIOR DRILLING PD|LIME|Lime Brokerage LLC|3548
SDPI|SUPERIOR DRILLING PD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
SDPI|SUPERIOR DRILLING PD|MOTF|MOTIF INVESTING, INC.|1
SDPI|SUPERIOR DRILLING PD|MSCO|MORGAN STANLEY & CO. LLC|57217
SDPI|SUPERIOR DRILLING PD|MSPL|MORGAN STANLEY & CO. LLC|1200
SDPI|SUPERIOR DRILLING PD|NFSC|National Financial Services LLC|143945
SDPI|SUPERIOR DRILLING PD|NITE|VIRTU Americas LLC|230748
SDPI|SUPERIOR DRILLING PD|NQRB|Brut, LLC|2286
SDPI|SUPERIOR DRILLING PD|PDQM|CODA MARKETS, INC.|26
SDPI|SUPERIOR DRILLING PD|PWJC|UBS Financial Services, Inc.|900
SDPI|SUPERIOR DRILLING PD|SGMT|GOLDMAN SACHS & CO. LLC|1930
SDPI|SUPERIOR DRILLING PD|SPHN|Stephens Inc.|500
SDPI|SUPERIOR DRILLING PD|SWIM|TD Ameritrade, Inc.|9586
SDPI|SUPERIOR DRILLING PD|TKNG|ALLY INVEST SECURITIES LLC|2525
SDPI|SUPERIOR DRILLING PD|UBSA|UBS SECURITIES LLC|9170
SDPI|SUPERIOR DRILLING PD|UBSS|UBS Securities LLC|28784
SDPI|SUPERIOR DRILLING PD|VGRD|Vanguard Marketing Corporation|4150
SDPI|SUPERIOR DRILLING PD|WCHV|WELLS FARGO SECURITIES, LLC|23237
SDPI|SUPERIOR DRILLING PD|WEDB|WEDBUSH SECURITIES INC.|9992
SDPI|SUPERIOR DRILLING PD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4
SDPI|SUPERIOR DRILLING PD|WSEA|WOLVERINE SECURITIES, LLC|4332
SDPI|SUPERIOR DRILLING PD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
SDR|SANDRIDGE MSPIAN TRT|AGIS|Aegis Capital Corp.|1000
SDR|SANDRIDGE MSPIAN TRT|ALTX|Alternet Securities Inc.|3355
SDR|SANDRIDGE MSPIAN TRT|APCC|Apex Clearing Corporation|12654
SDR|SANDRIDGE MSPIAN TRT|BANK|Primevest Financial Services, Inc.|1200
SDR|SANDRIDGE MSPIAN TRT|BATM|CBOE TRADING, INC.|5900
SDR|SANDRIDGE MSPIAN TRT|BBNT|BB&T SECURITIES, LLC|600
SDR|SANDRIDGE MSPIAN TRT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
SDR|SANDRIDGE MSPIAN TRT|BRGE|Newbridge Securities Corp.|1388
SDR|SANDRIDGE MSPIAN TRT|CHAS|Charles Schwab & Co., Inc.|4510
SDR|SANDRIDGE MSPIAN TRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35905
SDR|SANDRIDGE MSPIAN TRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14299
SDR|SANDRIDGE MSPIAN TRT|DADA|D.A. Davidson & Co.|500
SDR|SANDRIDGE MSPIAN TRT|DBAX|Deutsche Bank Securities Inc.|3400
SDR|SANDRIDGE MSPIAN TRT|DEAN|MORGAN STANLEY|6800
SDR|SANDRIDGE MSPIAN TRT|DEGS|RONIN PROFESSIONAL LLC|80
SDR|SANDRIDGE MSPIAN TRT|EBXL|EBX LLC|3000
SDR|SANDRIDGE MSPIAN TRT|EDJO|Edward D. Jones & Co., L.P.|3438
SDR|SANDRIDGE MSPIAN TRT|EGAM|CBOE TRADING, INC.|5900
SDR|SANDRIDGE MSPIAN TRT|EGXM|CBOE TRADING, INC.|9463
SDR|SANDRIDGE MSPIAN TRT|ETBE|Electronic Transaction Clearing, Inc.|100
SDR|SANDRIDGE MSPIAN TRT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5
SDR|SANDRIDGE MSPIAN TRT|ETRS|E*Trade Securities LLC|529980
SDR|SANDRIDGE MSPIAN TRT|FILL|Tradestation Securities, Inc.|10500
SDR|SANDRIDGE MSPIAN TRT|FMAF|NBCN Inc./ CDS|1000
SDR|SANDRIDGE MSPIAN TRT|FTBR|Foliofn Investments, Inc.|4322
SDR|SANDRIDGE MSPIAN TRT|GLIS|TD Securities Inc|6221
SDR|SANDRIDGE MSPIAN TRT|GLPX|ACS EXECUTION SERVICES, LLC|700
SDR|SANDRIDGE MSPIAN TRT|GSCO|GOLDMAN SACHS & CO. LLC|1000
SDR|SANDRIDGE MSPIAN TRT|GSLT|GOLDMAN SACHS & CO. LLC|2300
SDR|SANDRIDGE MSPIAN TRT|GTSZ|GTS SECURITIES LLC|1122
SDR|SANDRIDGE MSPIAN TRT|HRBF|American Enterprise Investment Services Inc.|33623
SDR|SANDRIDGE MSPIAN TRT|IATS|INTERACTIVE BROKERS LLC|18400
SDR|SANDRIDGE MSPIAN TRT|IBKR|Interactive Brokers Llc|42493
SDR|SANDRIDGE MSPIAN TRT|ICBX|INSTINET, LLC|600
SDR|SANDRIDGE MSPIAN TRT|INCA|INSTINET, LLC|7973
SDR|SANDRIDGE MSPIAN TRT|ITGI|ITG Inc.|11401
SDR|SANDRIDGE MSPIAN TRT|ITGP|ITG INC.|7600
SDR|SANDRIDGE MSPIAN TRT|JMPT|JUMP TRADING, LLC|344
SDR|SANDRIDGE MSPIAN TRT|JPMX|J.P. Morgan Securities LLC|1400
SDR|SANDRIDGE MSPIAN TRT|JSJX|JANE STREET CAPITAL LLC|300
SDR|SANDRIDGE MSPIAN TRT|KCGM|VIRTU Americas LLC|1515
SDR|SANDRIDGE MSPIAN TRT|LEHM|Barclays Capital Inc./Le|23800
SDR|SANDRIDGE MSPIAN TRT|LIME|Lime Brokerage LLC|11010
SDR|SANDRIDGE MSPIAN TRT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
SDR|SANDRIDGE MSPIAN TRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12200
SDR|SANDRIDGE MSPIAN TRT|MOTF|MOTIF INVESTING, INC.|2
SDR|SANDRIDGE MSPIAN TRT|MSCO|MORGAN STANLEY & CO. LLC|70811
SDR|SANDRIDGE MSPIAN TRT|MSPL|MORGAN STANLEY & CO. LLC|7100
SDR|SANDRIDGE MSPIAN TRT|NATL|National Securities Corporation|2500
SDR|SANDRIDGE MSPIAN TRT|NBCS|NBC Securities, INC.|4300
SDR|SANDRIDGE MSPIAN TRT|NFSC|National Financial Services LLC|784555
SDR|SANDRIDGE MSPIAN TRT|NITE|VIRTU Americas LLC|1299649
SDR|SANDRIDGE MSPIAN TRT|NTBF|BMO Nesbitt Burns Inc./CDS|2928
SDR|SANDRIDGE MSPIAN TRT|OPCO|Oppenheimer & Co. Inc.|5000
SDR|SANDRIDGE MSPIAN TRT|PDQM|CODA MARKETS, INC.|9694
SDR|SANDRIDGE MSPIAN TRT|RBCM|RBC CAPITAL MARKETS, LLC|5535
SDR|SANDRIDGE MSPIAN TRT|SBSH|Citigroup Global Markets Inc.|17976
SDR|SANDRIDGE MSPIAN TRT|SGMT|GOLDMAN SACHS & CO. LLC|2800
SDR|SANDRIDGE MSPIAN TRT|SPDR|SPEEDROUTE LLC|18020
SDR|SANDRIDGE MSPIAN TRT|STFL|Stifel, Nicolaus & Company, Incorporated|8290
SDR|SANDRIDGE MSPIAN TRT|SWIM|TD Ameritrade, Inc.|257946
SDR|SANDRIDGE MSPIAN TRT|TKNG|ALLY INVEST SECURITIES LLC|32634
SDR|SANDRIDGE MSPIAN TRT|TRCM|TRC MARKETS LLC|100
SDR|SANDRIDGE MSPIAN TRT|TWTT|TASTYWORKS, INC.|2381
SDR|SANDRIDGE MSPIAN TRT|UBSA|UBS SECURITIES LLC|23520
SDR|SANDRIDGE MSPIAN TRT|UBSS|UBS Securities LLC|155624
SDR|SANDRIDGE MSPIAN TRT|VGRD|Vanguard Marketing Corporation|83775
SDR|SANDRIDGE MSPIAN TRT|VSIN|Vision Financial Markets Llc|1140
SDR|SANDRIDGE MSPIAN TRT|WCHV|WELLS FARGO SECURITIES, LLC|81600
SDR|SANDRIDGE MSPIAN TRT|WEDB|WEDBUSH SECURITIES INC.|1151
SDR|SANDRIDGE MSPIAN TRT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|227
SDR|SANDRIDGE MSPIAN TRT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9291
SDR|SANDRIDGE MSPIAN TRT|WGIF|CIBC World Markets Inc.|526
SDR|SANDRIDGE MSPIAN TRT|WSEA|WOLVERINE SECURITIES, LLC|22008
SDR|SANDRIDGE MSPIAN TRT|YKNA|COMHAR CAPITAL MARKETS, LLC|1900
SDR|SANDRIDGE MSPIAN TRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6256
SDRL|SEADRILL LIMITED|AGIS|Aegis Capital Corp.|1660478
SDRL|SEADRILL LIMITED|ALTX|Alternet Securities Inc.|12000
SDRL|SEADRILL LIMITED|APCC|Apex Clearing Corporation|408090
SDRL|SEADRILL LIMITED|BANK|Primevest Financial Services, Inc.|200
SDRL|SEADRILL LIMITED|BARD|Robert W. Baird & Co. Incorporated|19325
SDRL|SEADRILL LIMITED|BATM|CBOE TRADING, INC.|140770
SDRL|SEADRILL LIMITED|BAYC|BAY CREST PARTNERS, LLC|25900
SDRL|SEADRILL LIMITED|BIMI|Banca IMI Securities Corp.|373661
SDRL|SEADRILL LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|490686
SDRL|SEADRILL LIMITED|BLKX|INSTINET, LLC|31300
SDRL|SEADRILL LIMITED|BMSI|BULL MARKET SECURITIES, INC.|2600
SDRL|SEADRILL LIMITED|BTIG|BTIG, LLC|10382
SDRL|SEADRILL LIMITED|BYXM|CBOE TRADING, INC.|3410
SDRL|SEADRILL LIMITED|CHAS|Charles Schwab & Co., Inc.|25319
SDRL|SEADRILL LIMITED|CIST|Capital Institutional Services, Inc.|600
SDRL|SEADRILL LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87150
SDRL|SEADRILL LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|28000
SDRL|SEADRILL LIMITED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|576488
SDRL|SEADRILL LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1136995
SDRL|SEADRILL LIMITED|CTDE|CHOICETRADE|5400
SDRL|SEADRILL LIMITED|CTDL|Citadel Derivatives Group Llc|22536
SDRL|SEADRILL LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|442342
SDRL|SEADRILL LIMITED|DADA|D.A. Davidson & Co.|1200
SDRL|SEADRILL LIMITED|DBAB|Deutsche Bank Securities Inc.|51707
SDRL|SEADRILL LIMITED|DBAX|Deutsche Bank Securities Inc.|1486000
SDRL|SEADRILL LIMITED|DEAN|MORGAN STANLEY|16580
SDRL|SEADRILL LIMITED|EBXL|EBX LLC|683100
SDRL|SEADRILL LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|46908
SDRL|SEADRILL LIMITED|EDJO|Edward D. Jones & Co., L.P.|23265
SDRL|SEADRILL LIMITED|EGAM|CBOE TRADING, INC.|38288
SDRL|SEADRILL LIMITED|EGXM|CBOE TRADING, INC.|127482
SDRL|SEADRILL LIMITED|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
SDRL|SEADRILL LIMITED|ETRS|E*Trade Securities LLC|6881703
SDRL|SEADRILL LIMITED|FBSB|U.S. Bancorp Investments, Inc.|1050
SDRL|SEADRILL LIMITED|FFSI|Firstrade Securities Inc.|100
SDRL|SEADRILL LIMITED|FILL|Tradestation Securities, Inc.|111510
SDRL|SEADRILL LIMITED|FMAF|NBCN Inc./ CDS|49300
SDRL|SEADRILL LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72663
SDRL|SEADRILL LIMITED|FTBR|Foliofn Investments, Inc.|3185
SDRL|SEADRILL LIMITED|GARC|ICAP Corporates LLC|122026
SDRL|SEADRILL LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|56143
SDRL|SEADRILL LIMITED|GLIS|TD Securities Inc|309211
SDRL|SEADRILL LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|664816
SDRL|SEADRILL LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|415347
SDRL|SEADRILL LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|518135
SDRL|SEADRILL LIMITED|HAPX|HAP Trading, LLC|500
SDRL|SEADRILL LIMITED|HRBF|American Enterprise Investment Services Inc.|46024
SDRL|SEADRILL LIMITED|HSBC|HSBC Securities, Inc.|42000
SDRL|SEADRILL LIMITED|IATS|INTERACTIVE BROKERS LLC|109854
SDRL|SEADRILL LIMITED|IBKR|Interactive Brokers Llc|1939969
SDRL|SEADRILL LIMITED|ICBX|INSTINET, LLC|815958
SDRL|SEADRILL LIMITED|INCA|INSTINET, LLC|519955
SDRL|SEADRILL LIMITED|ITGI|ITG Inc.|35440
SDRL|SEADRILL LIMITED|ITGP|ITG INC.|455000
SDRL|SEADRILL LIMITED|JANY|Janney Montgomery Scott Inc.|100
SDRL|SEADRILL LIMITED|JEFF|JEFFERIES LLC|3910
SDRL|SEADRILL LIMITED|JMPT|JUMP TRADING, LLC|51149
SDRL|SEADRILL LIMITED|JPMX|J.P. Morgan Securities LLC|461480
SDRL|SEADRILL LIMITED|KCGM|VIRTU Americas LLC|789199
SDRL|SEADRILL LIMITED|KRSH|Kershner Securities, LLC|8556
SDRL|SEADRILL LIMITED|LEHM|Barclays Capital Inc./Le|1829288
SDRL|SEADRILL LIMITED|LIME|Lime Brokerage LLC|9654
SDRL|SEADRILL LIMITED|LQNA|LIQUIDNET, INC.|28600
SDRL|SEADRILL LIMITED|LSCI|Lek Securities Corporation|24508
SDRL|SEADRILL LIMITED|MACC|Mid Atlantic Capital Corporation|4300
SDRL|SEADRILL LIMITED|MAXM|Maxim Group LLC|13823
SDRL|SEADRILL LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1124742
SDRL|SEADRILL LIMITED|MOTF|MOTIF INVESTING, INC.|9
SDRL|SEADRILL LIMITED|MSCO|MORGAN STANLEY & CO. LLC|4882745
SDRL|SEADRILL LIMITED|MSPL|MORGAN STANLEY & CO. LLC|169100
SDRL|SEADRILL LIMITED|MSTX|MORGAN STANLEY & CO. LLC|67600
SDRL|SEADRILL LIMITED|NATL|National Securities Corporation|900
SDRL|SEADRILL LIMITED|NFSC|National Financial Services LLC|10645237
SDRL|SEADRILL LIMITED|NITE|VIRTU Americas LLC|16382891
SDRL|SEADRILL LIMITED|NQRB|Brut, LLC|54479
SDRL|SEADRILL LIMITED|NTBF|BMO Nesbitt Burns Inc./CDS|77444
SDRL|SEADRILL LIMITED|OPCO|Oppenheimer & Co. Inc.|967
SDRL|SEADRILL LIMITED|PAUL|Paulson Investment Company, Inc.|3260
SDRL|SEADRILL LIMITED|PCFF|Pacific International Securities Inc./CDS|500
SDRL|SEADRILL LIMITED|PCPT|PHILLIP CAPITAL INC.|91549
SDRL|SEADRILL LIMITED|PDQM|CODA MARKETS, INC.|1085005
SDRL|SEADRILL LIMITED|PHLY|NASDAQ Execution Services, LLC|27400
SDRL|SEADRILL LIMITED|POIN|PRECISION SECURITIES, LLC (POIN)|800
SDRL|SEADRILL LIMITED|PUMA|Puma Capital, Llc|1413028
SDRL|SEADRILL LIMITED|PWJC|UBS Financial Services, Inc.|3700
SDRL|SEADRILL LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|19953
SDRL|SEADRILL LIMITED|RGLD|Regal Securities, Inc|5100
SDRL|SEADRILL LIMITED|SAGL|SAGETRADER, LLC|148133
SDRL|SEADRILL LIMITED|SALI|INTL FCSTONE FINANCIAL INC.|223
SDRL|SEADRILL LIMITED|SBSH|Citigroup Global Markets Inc.|442870
SDRL|SEADRILL LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|215064
SDRL|SEADRILL LIMITED|SPDR|SPEEDROUTE LLC|365562
SDRL|SEADRILL LIMITED|SPHN|Stephens Inc.|1300
SDRL|SEADRILL LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|1861
SDRL|SEADRILL LIMITED|SWIM|TD Ameritrade, Inc.|2285994
SDRL|SEADRILL LIMITED|SWST|Hilltop Securities Inc.|14057
SDRL|SEADRILL LIMITED|TDSI|TD Securities (USA) LLC|1000000
SDRL|SEADRILL LIMITED|TKNG|ALLY INVEST SECURITIES LLC|265827
SDRL|SEADRILL LIMITED|TWTT|TASTYWORKS, INC.|4580
SDRL|SEADRILL LIMITED|UBSA|UBS SECURITIES LLC|4760857
SDRL|SEADRILL LIMITED|UBSS|UBS Securities LLC|2189292
SDRL|SEADRILL LIMITED|VGRD|Vanguard Marketing Corporation|863375
SDRL|SEADRILL LIMITED|VSIN|Vision Financial Markets Llc|7850
SDRL|SEADRILL LIMITED|WABR|Wall Street Access|277667
SDRL|SEADRILL LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|6820268
SDRL|SEADRILL LIMITED|WDCO|Wilson-Davis & Co., Inc.|1200
SDRL|SEADRILL LIMITED|WEDB|WEDBUSH SECURITIES INC.|21398
SDRL|SEADRILL LIMITED|WEED|Weeden & Co.L.P.|4700
SDRL|SEADRILL LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|377774
SDRL|SEADRILL LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7556
SDRL|SEADRILL LIMITED|WGIF|CIBC World Markets Inc.|104520
SDRL|SEADRILL LIMITED|WORD|Worden Capital Management LLC|72540
SDRL|SEADRILL LIMITED|WSEA|WOLVERINE SECURITIES, LLC|1078497
SDRL|SEADRILL LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|724324
SDRL|SEADRILL LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31429
SDS|PT ULTRSHRT SP500 PS|ALFA|ALPHA TRADING L.P.|51276
SDS|PT ULTRSHRT SP500 PS|ALTX|Alternet Securities Inc.|2400
SDS|PT ULTRSHRT SP500 PS|APCC|Apex Clearing Corporation|27793
SDS|PT ULTRSHRT SP500 PS|BARD|Robert W. Baird & Co. Incorporated|11331
SDS|PT ULTRSHRT SP500 PS|BATM|CBOE TRADING, INC.|61254
SDS|PT ULTRSHRT SP500 PS|BIDS|BIDS TRADING L.P.|400
SDS|PT ULTRSHRT SP500 PS|BIMI|Banca IMI Securities Corp.|90284
SDS|PT ULTRSHRT SP500 PS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26918
SDS|PT ULTRSHRT SP500 PS|BTIG|BTIG, LLC|8075
SDS|PT ULTRSHRT SP500 PS|BYXM|CBOE TRADING, INC.|44600
SDS|PT ULTRSHRT SP500 PS|CHAS|Charles Schwab & Co., Inc.|91819
SDS|PT ULTRSHRT SP500 PS|CIST|Capital Institutional Services, Inc.|1800
SDS|PT ULTRSHRT SP500 PS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|268675
SDS|PT ULTRSHRT SP500 PS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
SDS|PT ULTRSHRT SP500 PS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|21335
SDS|PT ULTRSHRT SP500 PS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|377209
SDS|PT ULTRSHRT SP500 PS|CTDE|CHOICETRADE|240
SDS|PT ULTRSHRT SP500 PS|CTLR|CUTLER GROUP, LP|600
SDS|PT ULTRSHRT SP500 PS|CXCX|CITIGROUP GLOBAL MARKETS INC.|60036
SDS|PT ULTRSHRT SP500 PS|DADA|D.A. Davidson & Co.|36
SDS|PT ULTRSHRT SP500 PS|DBAB|Deutsche Bank Securities Inc.|12196
SDS|PT ULTRSHRT SP500 PS|DBAX|Deutsche Bank Securities Inc.|127400
SDS|PT ULTRSHRT SP500 PS|DCHF|Dart Executions, LLC|35632
SDS|PT ULTRSHRT SP500 PS|DEAN|MORGAN STANLEY|3631
SDS|PT ULTRSHRT SP500 PS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5900
SDS|PT ULTRSHRT SP500 PS|DRWJ|DRW SECURITIES, L.L.C.|2276859
SDS|PT ULTRSHRT SP500 PS|EBXL|EBX LLC|425700
SDS|PT ULTRSHRT SP500 PS|ECUT|CONVERGEX EXECUTION SOLUTIONS|23558
SDS|PT ULTRSHRT SP500 PS|EGAM|CBOE TRADING, INC.|560342
SDS|PT ULTRSHRT SP500 PS|EGAW|CBOE TRADING, INC.|7300
SDS|PT ULTRSHRT SP500 PS|EGXM|CBOE TRADING, INC.|13908
SDS|PT ULTRSHRT SP500 PS|EGXW|CBOE TRADING, INC.|100
SDS|PT ULTRSHRT SP500 PS|ETBE|Electronic Transaction Clearing, Inc.|8449
SDS|PT ULTRSHRT SP500 PS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4614
SDS|PT ULTRSHRT SP500 PS|ETRS|E*Trade Securities LLC|1744413
SDS|PT ULTRSHRT SP500 PS|FBSB|U.S. Bancorp Investments, Inc.|7880
SDS|PT ULTRSHRT SP500 PS|FILL|Tradestation Securities, Inc.|185939
SDS|PT ULTRSHRT SP500 PS|FMAF|NBCN Inc./ CDS|22495
SDS|PT ULTRSHRT SP500 PS|FQLS|Quantlab Securities LP|141649
SDS|PT ULTRSHRT SP500 PS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32429
SDS|PT ULTRSHRT SP500 PS|FTBR|Foliofn Investments, Inc.|11175
SDS|PT ULTRSHRT SP500 PS|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
SDS|PT ULTRSHRT SP500 PS|GFRY|JUMP TRADING, LLC|51420
SDS|PT ULTRSHRT SP500 PS|GLIS|TD Securities Inc|42211
SDS|PT ULTRSHRT SP500 PS|GLPX|ACS EXECUTION SERVICES, LLC|8739
SDS|PT ULTRSHRT SP500 PS|GSCO|GOLDMAN SACHS & CO. LLC|218074
SDS|PT ULTRSHRT SP500 PS|GSCS|GOLDMAN SACHS & CO. LLC|17400
SDS|PT ULTRSHRT SP500 PS|GSLT|GOLDMAN SACHS & CO. LLC|82254
SDS|PT ULTRSHRT SP500 PS|GTSZ|GTS SECURITIES LLC|1874048
SDS|PT ULTRSHRT SP500 PS|HASF|Haywood Securities Inc./CDS|20000
SDS|PT ULTRSHRT SP500 PS|HRBF|American Enterprise Investment Services Inc.|16657
SDS|PT ULTRSHRT SP500 PS|IATS|INTERACTIVE BROKERS LLC|824505
SDS|PT ULTRSHRT SP500 PS|IBKR|Interactive Brokers Llc|995921
SDS|PT ULTRSHRT SP500 PS|ICBX|INSTINET, LLC|171637
SDS|PT ULTRSHRT SP500 PS|INCA|INSTINET, LLC|207219
SDS|PT ULTRSHRT SP500 PS|INJX|INSTINET, LLC|18964
SDS|PT ULTRSHRT SP500 PS|ITGI|ITG Inc.|52666
SDS|PT ULTRSHRT SP500 PS|ITGP|ITG INC.|194800
SDS|PT ULTRSHRT SP500 PS|JANY|Janney Montgomery Scott Inc.|48840
SDS|PT ULTRSHRT SP500 PS|JEFF|JEFFERIES LLC|156432
SDS|PT ULTRSHRT SP500 PS|JMPT|JUMP TRADING, LLC|44464
SDS|PT ULTRSHRT SP500 PS|JPMX|J.P. Morgan Securities LLC|518196
SDS|PT ULTRSHRT SP500 PS|JSEB|JANE STREET EXECUTION SERVICES, LLC|156000
SDS|PT ULTRSHRT SP500 PS|JSJX|JANE STREET CAPITAL LLC|1673740
SDS|PT ULTRSHRT SP500 PS|KCGM|VIRTU Americas LLC|112122
SDS|PT ULTRSHRT SP500 PS|LEHM|Barclays Capital Inc./Le|687427
SDS|PT ULTRSHRT SP500 PS|LIME|Lime Brokerage LLC|33556
SDS|PT ULTRSHRT SP500 PS|LIWM|LIME BROKERAGE LLC|22410
SDS|PT ULTRSHRT SP500 PS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
SDS|PT ULTRSHRT SP500 PS|MACC|Mid Atlantic Capital Corporation|3196
SDS|PT ULTRSHRT SP500 PS|MBTS|ALLY INVEST SECURITIES LLC|1659
SDS|PT ULTRSHRT SP500 PS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|431504
SDS|PT ULTRSHRT SP500 PS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2710
SDS|PT ULTRSHRT SP500 PS|MOTF|MOTIF INVESTING, INC.|14
SDS|PT ULTRSHRT SP500 PS|MSCO|MORGAN STANLEY & CO. LLC|775498
SDS|PT ULTRSHRT SP500 PS|MSPL|MORGAN STANLEY & CO. LLC|96000
SDS|PT ULTRSHRT SP500 PS|MSTX|MORGAN STANLEY & CO. LLC|400
SDS|PT ULTRSHRT SP500 PS|NFSC|National Financial Services LLC|5169932
SDS|PT ULTRSHRT SP500 PS|NITE|VIRTU Americas LLC|7060173
SDS|PT ULTRSHRT SP500 PS|NITP|VIRTU Americas LLC|65171
SDS|PT ULTRSHRT SP500 PS|NQRB|Brut, LLC|3612
SDS|PT ULTRSHRT SP500 PS|NTBF|BMO Nesbitt Burns Inc./CDS|14383
SDS|PT ULTRSHRT SP500 PS|OHOS|TWO SIGMA SECURITIES, LLC|1756
SDS|PT ULTRSHRT SP500 PS|OPCO|Oppenheimer & Co. Inc.|6207
SDS|PT ULTRSHRT SP500 PS|PCFF|Pacific International Securities Inc./CDS|1000
SDS|PT ULTRSHRT SP500 PS|PCPT|PHILLIP CAPITAL INC.|55
SDS|PT ULTRSHRT SP500 PS|PDQM|CODA MARKETS, INC.|9969
SDS|PT ULTRSHRT SP500 PS|PHLY|NASDAQ Execution Services, LLC|14400
SDS|PT ULTRSHRT SP500 PS|PWJC|UBS Financial Services, Inc.|45050
SDS|PT ULTRSHRT SP500 PS|RBCM|RBC CAPITAL MARKETS, LLC|13020
SDS|PT ULTRSHRT SP500 PS|RGLD|Regal Securities, Inc|4200
SDS|PT ULTRSHRT SP500 PS|RHOX|XR Securities LLC|677371
SDS|PT ULTRSHRT SP500 PS|ROTH|Roth Capital Partners, LLC|2000
SDS|PT ULTRSHRT SP500 PS|SAGL|SAGETRADER, LLC|2200
SDS|PT ULTRSHRT SP500 PS|SALI|INTL FCSTONE FINANCIAL INC.|5304
SDS|PT ULTRSHRT SP500 PS|SBSH|Citigroup Global Markets Inc.|54607
SDS|PT ULTRSHRT SP500 PS|SGMT|GOLDMAN SACHS & CO. LLC|341600
SDS|PT ULTRSHRT SP500 PS|SOGO|Wang Investment Associates, Inc.|1000
SDS|PT ULTRSHRT SP500 PS|SPDR|SPEEDROUTE LLC|7800
SDS|PT ULTRSHRT SP500 PS|STFL|Stifel, Nicolaus & Company, Incorporated|226
SDS|PT ULTRSHRT SP500 PS|STKP|STOCKPILE INVESTMENTS, INC.|6
SDS|PT ULTRSHRT SP500 PS|SWIM|TD Ameritrade, Inc.|3197394
SDS|PT ULTRSHRT SP500 PS|SWST|Hilltop Securities Inc.|1001
SDS|PT ULTRSHRT SP500 PS|TKNG|ALLY INVEST SECURITIES LLC|7362
SDS|PT ULTRSHRT SP500 PS|TRBT|Tradebot Systems, Inc.|576851
SDS|PT ULTRSHRT SP500 PS|TRCM|TRC MARKETS LLC|3267513
SDS|PT ULTRSHRT SP500 PS|TWTT|TASTYWORKS, INC.|927
SDS|PT ULTRSHRT SP500 PS|UBSA|UBS SECURITIES LLC|399378
SDS|PT ULTRSHRT SP500 PS|UBSS|UBS Securities LLC|668366
SDS|PT ULTRSHRT SP500 PS|VALX|VIRTU AMERICAS LLC|97774
SDS|PT ULTRSHRT SP500 PS|VGRD|Vanguard Marketing Corporation|464748
SDS|PT ULTRSHRT SP500 PS|VIEW|VIEWTRADE SECURITIES LLC|7000
SDS|PT ULTRSHRT SP500 PS|VSIN|Vision Financial Markets Llc|168
SDS|PT ULTRSHRT SP500 PS|WABR|Wall Street Access|265103
SDS|PT ULTRSHRT SP500 PS|WCHV|WELLS FARGO SECURITIES, LLC|318853
SDS|PT ULTRSHRT SP500 PS|WEDB|WEDBUSH SECURITIES INC.|2000
SDS|PT ULTRSHRT SP500 PS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|88433
SDS|PT ULTRSHRT SP500 PS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|148202
SDS|PT ULTRSHRT SP500 PS|WGIF|CIBC World Markets Inc.|4329
SDS|PT ULTRSHRT SP500 PS|WSEA|WOLVERINE SECURITIES, LLC|90719
SDS|PT ULTRSHRT SP500 PS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
SDS|PT ULTRSHRT SP500 PS|YKNA|COMHAR CAPITAL MARKETS, LLC|170
SDS|PT ULTRSHRT SP500 PS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13726
SDT|SANDRIDGE MISSISSIPP|ALTX|Alternet Securities Inc.|12900
SDT|SANDRIDGE MISSISSIPP|APCC|Apex Clearing Corporation|48355
SDT|SANDRIDGE MISSISSIPP|BANK|Primevest Financial Services, Inc.|500
SDT|SANDRIDGE MISSISSIPP|BATM|CBOE TRADING, INC.|4300
SDT|SANDRIDGE MISSISSIPP|BIMI|Banca IMI Securities Corp.|1750
SDT|SANDRIDGE MISSISSIPP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8932
SDT|SANDRIDGE MISSISSIPP|BYXM|CBOE TRADING, INC.|100
SDT|SANDRIDGE MISSISSIPP|CANT|Cantor Fitzgerald & Co.|300
SDT|SANDRIDGE MISSISSIPP|CHAS|Charles Schwab & Co., Inc.|9795
SDT|SANDRIDGE MISSISSIPP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21241
SDT|SANDRIDGE MISSISSIPP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19006
SDT|SANDRIDGE MISSISSIPP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8700
SDT|SANDRIDGE MISSISSIPP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17930
SDT|SANDRIDGE MISSISSIPP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
SDT|SANDRIDGE MISSISSIPP|DADA|D.A. Davidson & Co.|500
SDT|SANDRIDGE MISSISSIPP|DBAB|Deutsche Bank Securities Inc.|28970
SDT|SANDRIDGE MISSISSIPP|DBAX|Deutsche Bank Securities Inc.|6800
SDT|SANDRIDGE MISSISSIPP|DEAN|MORGAN STANLEY|5250
SDT|SANDRIDGE MISSISSIPP|DEGS|RONIN PROFESSIONAL LLC|20437
SDT|SANDRIDGE MISSISSIPP|EBXL|EBX LLC|22100
SDT|SANDRIDGE MISSISSIPP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12900
SDT|SANDRIDGE MISSISSIPP|EDJO|Edward D. Jones & Co., L.P.|11934
SDT|SANDRIDGE MISSISSIPP|EGAM|CBOE TRADING, INC.|16626
SDT|SANDRIDGE MISSISSIPP|EGXM|CBOE TRADING, INC.|10521
SDT|SANDRIDGE MISSISSIPP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|201
SDT|SANDRIDGE MISSISSIPP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2272
SDT|SANDRIDGE MISSISSIPP|ETRS|E*Trade Securities LLC|962656
SDT|SANDRIDGE MISSISSIPP|FILL|Tradestation Securities, Inc.|15769
SDT|SANDRIDGE MISSISSIPP|FMAF|NBCN Inc./ CDS|1600
SDT|SANDRIDGE MISSISSIPP|FTBR|Foliofn Investments, Inc.|5012
SDT|SANDRIDGE MISSISSIPP|GLIS|TD Securities Inc|20938
SDT|SANDRIDGE MISSISSIPP|GLPX|ACS EXECUTION SERVICES, LLC|59405
SDT|SANDRIDGE MISSISSIPP|GSCO|GOLDMAN SACHS & CO. LLC|1600
SDT|SANDRIDGE MISSISSIPP|GSCS|GOLDMAN SACHS & CO. LLC|1914
SDT|SANDRIDGE MISSISSIPP|GSLT|GOLDMAN SACHS & CO. LLC|39393
SDT|SANDRIDGE MISSISSIPP|GTSZ|GTS SECURITIES LLC|1753
SDT|SANDRIDGE MISSISSIPP|HRBF|American Enterprise Investment Services Inc.|17805
SDT|SANDRIDGE MISSISSIPP|HSBC|HSBC Securities, Inc.|300
SDT|SANDRIDGE MISSISSIPP|IATS|INTERACTIVE BROKERS LLC|58671
SDT|SANDRIDGE MISSISSIPP|IBKR|Interactive Brokers Llc|178753
SDT|SANDRIDGE MISSISSIPP|ICBX|INSTINET, LLC|11200
SDT|SANDRIDGE MISSISSIPP|INCA|INSTINET, LLC|215324
SDT|SANDRIDGE MISSISSIPP|ITGI|ITG Inc.|22529
SDT|SANDRIDGE MISSISSIPP|ITGP|ITG INC.|33600
SDT|SANDRIDGE MISSISSIPP|JMPT|JUMP TRADING, LLC|1047
SDT|SANDRIDGE MISSISSIPP|JPMX|J.P. Morgan Securities LLC|20602
SDT|SANDRIDGE MISSISSIPP|JSJX|JANE STREET CAPITAL LLC|1800
SDT|SANDRIDGE MISSISSIPP|KCGM|VIRTU Americas LLC|12880
SDT|SANDRIDGE MISSISSIPP|LEHM|Barclays Capital Inc./Le|15800
SDT|SANDRIDGE MISSISSIPP|LIME|Lime Brokerage LLC|16025
SDT|SANDRIDGE MISSISSIPP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1150
SDT|SANDRIDGE MISSISSIPP|MACC|Mid Atlantic Capital Corporation|2485
SDT|SANDRIDGE MISSISSIPP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17200
SDT|SANDRIDGE MISSISSIPP|MOTF|MOTIF INVESTING, INC.|2
SDT|SANDRIDGE MISSISSIPP|MSCO|MORGAN STANLEY & CO. LLC|330980
SDT|SANDRIDGE MISSISSIPP|MSPL|MORGAN STANLEY & CO. LLC|600
SDT|SANDRIDGE MISSISSIPP|NATL|National Securities Corporation|4600
SDT|SANDRIDGE MISSISSIPP|NFSC|National Financial Services LLC|1453643
SDT|SANDRIDGE MISSISSIPP|NITE|VIRTU Americas LLC|1918011
SDT|SANDRIDGE MISSISSIPP|NQRB|Brut, LLC|1500
SDT|SANDRIDGE MISSISSIPP|NTBF|BMO Nesbitt Burns Inc./CDS|2200
SDT|SANDRIDGE MISSISSIPP|OPCO|Oppenheimer & Co. Inc.|6595
SDT|SANDRIDGE MISSISSIPP|PDQM|CODA MARKETS, INC.|66226
SDT|SANDRIDGE MISSISSIPP|PWJC|UBS Financial Services, Inc.|800
SDT|SANDRIDGE MISSISSIPP|RBCM|RBC CAPITAL MARKETS, LLC|4772
SDT|SANDRIDGE MISSISSIPP|SAGL|SAGETRADER, LLC|200
SDT|SANDRIDGE MISSISSIPP|SALI|INTL FCSTONE FINANCIAL INC.|500
SDT|SANDRIDGE MISSISSIPP|SBRX|MURIEL SIEBERT & CO INC|5207
SDT|SANDRIDGE MISSISSIPP|SBSH|Citigroup Global Markets Inc.|17727
SDT|SANDRIDGE MISSISSIPP|SGMT|GOLDMAN SACHS & CO. LLC|5060
SDT|SANDRIDGE MISSISSIPP|SPDR|SPEEDROUTE LLC|128743
SDT|SANDRIDGE MISSISSIPP|STFL|Stifel, Nicolaus & Company, Incorporated|3766
SDT|SANDRIDGE MISSISSIPP|SWIM|TD Ameritrade, Inc.|325353
SDT|SANDRIDGE MISSISSIPP|SWST|Hilltop Securities Inc.|11000
SDT|SANDRIDGE MISSISSIPP|TKNG|ALLY INVEST SECURITIES LLC|81816
SDT|SANDRIDGE MISSISSIPP|TRCM|TRC MARKETS LLC|100
SDT|SANDRIDGE MISSISSIPP|TWTT|TASTYWORKS, INC.|2648
SDT|SANDRIDGE MISSISSIPP|UBSA|UBS SECURITIES LLC|48128
SDT|SANDRIDGE MISSISSIPP|UBSS|UBS Securities LLC|208281
SDT|SANDRIDGE MISSISSIPP|VALX|VIRTU AMERICAS LLC|400
SDT|SANDRIDGE MISSISSIPP|VGRD|Vanguard Marketing Corporation|136527
SDT|SANDRIDGE MISSISSIPP|VSIN|Vision Financial Markets Llc|1282
SDT|SANDRIDGE MISSISSIPP|WCHV|WELLS FARGO SECURITIES, LLC|176812
SDT|SANDRIDGE MISSISSIPP|WEDB|WEDBUSH SECURITIES INC.|5500
SDT|SANDRIDGE MISSISSIPP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24898
SDT|SANDRIDGE MISSISSIPP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18015
SDT|SANDRIDGE MISSISSIPP|WGIF|CIBC World Markets Inc.|1290
SDT|SANDRIDGE MISSISSIPP|WSEA|WOLVERINE SECURITIES, LLC|56959
SDT|SANDRIDGE MISSISSIPP|YKNA|COMHAR CAPITAL MARKETS, LLC|8163
SDT|SANDRIDGE MISSISSIPP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9902
SDVY|FT SMID CAP RIS ETF|FOMA|TD AMERITRADE CLEARING, INC.|10
SDVY|FT SMID CAP RIS ETF|MSCO|MORGAN STANLEY & CO. LLC|1
SDVY|FT SMID CAP RIS ETF|NFSC|National Financial Services LLC|2063
SDVY|FT SMID CAP RIS ETF|NITE|VIRTU Americas LLC|2798
SDVY|FT SMID CAP RIS ETF|UBSS|UBS Securities LLC|325
SDVY|FT SMID CAP RIS ETF|WCHV|WELLS FARGO SECURITIES, LLC|613
SDVY|FT SMID CAP RIS ETF|WGIF|CIBC World Markets Inc.|400
SDVY|FT SMID CAP RIS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|525
SDY|SPDR S&P DIVIDEND ET|ALTX|Alternet Securities Inc.|3398
SDY|SPDR S&P DIVIDEND ET|APCC|Apex Clearing Corporation|1100
SDY|SPDR S&P DIVIDEND ET|AURC|Aurora Capital LLC|270
SDY|SPDR S&P DIVIDEND ET|BANK|Primevest Financial Services, Inc.|2021
SDY|SPDR S&P DIVIDEND ET|BARD|Robert W. Baird & Co. Incorporated|6673
SDY|SPDR S&P DIVIDEND ET|BATM|CBOE TRADING, INC.|1988
SDY|SPDR S&P DIVIDEND ET|BAYC|BAY CREST PARTNERS, LLC|2503
SDY|SPDR S&P DIVIDEND ET|BBNT|BB&T SECURITIES, LLC|3624
SDY|SPDR S&P DIVIDEND ET|BERN|Sanford C. Bernstein & Co., LLC|5392
SDY|SPDR S&P DIVIDEND ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28777
SDY|SPDR S&P DIVIDEND ET|BYXM|CBOE TRADING, INC.|509
SDY|SPDR S&P DIVIDEND ET|CANT|Cantor Fitzgerald & Co.|490385
SDY|SPDR S&P DIVIDEND ET|CHAS|Charles Schwab & Co., Inc.|8797
SDY|SPDR S&P DIVIDEND ET|CICF|Canaccord Genuity Corp.|1300
SDY|SPDR S&P DIVIDEND ET|CIST|Capital Institutional Services, Inc.|17474
SDY|SPDR S&P DIVIDEND ET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17957
SDY|SPDR S&P DIVIDEND ET|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|456
SDY|SPDR S&P DIVIDEND ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53270
SDY|SPDR S&P DIVIDEND ET|CSIN|Citadel Securities Institutional LLC|3537
SDY|SPDR S&P DIVIDEND ET|CTDL|Citadel Derivatives Group Llc|800
SDY|SPDR S&P DIVIDEND ET|CXCX|CITIGROUP GLOBAL MARKETS INC.|3066
SDY|SPDR S&P DIVIDEND ET|DADA|D.A. Davidson & Co.|357
SDY|SPDR S&P DIVIDEND ET|DAVA|Davenport & Company LLC|181
SDY|SPDR S&P DIVIDEND ET|DBAB|Deutsche Bank Securities Inc.|165044
SDY|SPDR S&P DIVIDEND ET|DBAX|Deutsche Bank Securities Inc.|21000
SDY|SPDR S&P DIVIDEND ET|DEAN|MORGAN STANLEY|38815
SDY|SPDR S&P DIVIDEND ET|DEGS|RONIN PROFESSIONAL LLC|900
SDY|SPDR S&P DIVIDEND ET|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30
SDY|SPDR S&P DIVIDEND ET|EBXL|EBX LLC|33600
SDY|SPDR S&P DIVIDEND ET|ECUT|CONVERGEX EXECUTION SOLUTIONS|3432
SDY|SPDR S&P DIVIDEND ET|EDJO|Edward D. Jones & Co., L.P.|193012
SDY|SPDR S&P DIVIDEND ET|EGAM|CBOE TRADING, INC.|1623
SDY|SPDR S&P DIVIDEND ET|EGMT|EG MARKET TECHNOLOGIES LLC|100
SDY|SPDR S&P DIVIDEND ET|EGXM|CBOE TRADING, INC.|2479
SDY|SPDR S&P DIVIDEND ET|EGXW|CBOE TRADING, INC.|1
SDY|SPDR S&P DIVIDEND ET|ETBE|Electronic Transaction Clearing, Inc.|200
SDY|SPDR S&P DIVIDEND ET|ETCB|ETC BROKERAGE SERVICES, LLC|149
SDY|SPDR S&P DIVIDEND ET|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11586
SDY|SPDR S&P DIVIDEND ET|ETRS|E*Trade Securities LLC|19403
SDY|SPDR S&P DIVIDEND ET|FBSB|U.S. Bancorp Investments, Inc.|1709
SDY|SPDR S&P DIVIDEND ET|FILL|Tradestation Securities, Inc.|101
SDY|SPDR S&P DIVIDEND ET|FINX|FINTECH SECURITIES|1539
SDY|SPDR S&P DIVIDEND ET|FMAF|NBCN Inc./ CDS|3108
SDY|SPDR S&P DIVIDEND ET|FQLS|Quantlab Securities LP|2955
SDY|SPDR S&P DIVIDEND ET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17074
SDY|SPDR S&P DIVIDEND ET|FTBR|Foliofn Investments, Inc.|2236
SDY|SPDR S&P DIVIDEND ET|GBMT|GBM International, Inc.|1632
SDY|SPDR S&P DIVIDEND ET|GLIS|TD Securities Inc|295
SDY|SPDR S&P DIVIDEND ET|GLPX|ACS EXECUTION SERVICES, LLC|2433
SDY|SPDR S&P DIVIDEND ET|GSCO|GOLDMAN SACHS & CO. LLC|38799
SDY|SPDR S&P DIVIDEND ET|GSCS|GOLDMAN SACHS & CO. LLC|200
SDY|SPDR S&P DIVIDEND ET|GSLT|GOLDMAN SACHS & CO. LLC|11867
SDY|SPDR S&P DIVIDEND ET|GTSZ|GTS SECURITIES LLC|24879
SDY|SPDR S&P DIVIDEND ET|HRBF|American Enterprise Investment Services Inc.|230895
SDY|SPDR S&P DIVIDEND ET|IATS|INTERACTIVE BROKERS LLC|2586
SDY|SPDR S&P DIVIDEND ET|IBKR|Interactive Brokers Llc|15449
SDY|SPDR S&P DIVIDEND ET|ICBX|INSTINET, LLC|23395
SDY|SPDR S&P DIVIDEND ET|INCA|INSTINET, LLC|21763
SDY|SPDR S&P DIVIDEND ET|INJX|INSTINET, LLC|17
SDY|SPDR S&P DIVIDEND ET|ITGI|ITG Inc.|21405
SDY|SPDR S&P DIVIDEND ET|ITGP|ITG INC.|6000
SDY|SPDR S&P DIVIDEND ET|JANY|Janney Montgomery Scott Inc.|5987
SDY|SPDR S&P DIVIDEND ET|JEFF|JEFFERIES LLC|269
SDY|SPDR S&P DIVIDEND ET|JMPT|JUMP TRADING, LLC|3451
SDY|SPDR S&P DIVIDEND ET|JPMX|J.P. Morgan Securities LLC|23708
SDY|SPDR S&P DIVIDEND ET|JSEB|JANE STREET EXECUTION SERVICES, LLC|33489
SDY|SPDR S&P DIVIDEND ET|JSJX|JANE STREET CAPITAL LLC|215271
SDY|SPDR S&P DIVIDEND ET|KCGM|VIRTU Americas LLC|20520
SDY|SPDR S&P DIVIDEND ET|LEHM|Barclays Capital Inc./Le|37345
SDY|SPDR S&P DIVIDEND ET|LGNT|COR CLEARING LLC|3
SDY|SPDR S&P DIVIDEND ET|LIME|Lime Brokerage LLC|15772
SDY|SPDR S&P DIVIDEND ET|LSCI|Lek Securities Corporation|1002
SDY|SPDR S&P DIVIDEND ET|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SDY|SPDR S&P DIVIDEND ET|MACC|Mid Atlantic Capital Corporation|11651
SDY|SPDR S&P DIVIDEND ET|MAXM|Maxim Group LLC|55
SDY|SPDR S&P DIVIDEND ET|MCMF|Raymond James Ltd. Cds|215
SDY|SPDR S&P DIVIDEND ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16754
SDY|SPDR S&P DIVIDEND ET|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
SDY|SPDR S&P DIVIDEND ET|MOTF|MOTIF INVESTING, INC.|6
SDY|SPDR S&P DIVIDEND ET|MSCO|MORGAN STANLEY & CO. LLC|212562
SDY|SPDR S&P DIVIDEND ET|MSPL|MORGAN STANLEY & CO. LLC|19000
SDY|SPDR S&P DIVIDEND ET|NBCS|NBC Securities, INC.|70
SDY|SPDR S&P DIVIDEND ET|NEUB|NEUBERGER BERMAN BD LLC|160
SDY|SPDR S&P DIVIDEND ET|NFSC|National Financial Services LLC|427457
SDY|SPDR S&P DIVIDEND ET|NITE|VIRTU Americas LLC|608876
SDY|SPDR S&P DIVIDEND ET|NITP|VIRTU Americas LLC|200
SDY|SPDR S&P DIVIDEND ET|NQRB|Brut, LLC|3249
SDY|SPDR S&P DIVIDEND ET|NTBF|BMO Nesbitt Burns Inc./CDS|415
SDY|SPDR S&P DIVIDEND ET|NTRC|Northern Trust Securities, Inc.|9232
SDY|SPDR S&P DIVIDEND ET|OHOS|TWO SIGMA SECURITIES, LLC|12317
SDY|SPDR S&P DIVIDEND ET|OPCO|Oppenheimer & Co. Inc.|5924
SDY|SPDR S&P DIVIDEND ET|PDQM|CODA MARKETS, INC.|2721
SDY|SPDR S&P DIVIDEND ET|PICT|Pictet Overseas Inc.|200
SDY|SPDR S&P DIVIDEND ET|PWJC|UBS Financial Services, Inc.|4384
SDY|SPDR S&P DIVIDEND ET|RBCM|RBC CAPITAL MARKETS, LLC|34815
SDY|SPDR S&P DIVIDEND ET|SAGL|SAGETRADER, LLC|254
SDY|SPDR S&P DIVIDEND ET|SALI|INTL FCSTONE FINANCIAL INC.|797
SDY|SPDR S&P DIVIDEND ET|SBSH|Citigroup Global Markets Inc.|107191
SDY|SPDR S&P DIVIDEND ET|SEIC|SEI Investments Distribution Co.|2779
SDY|SPDR S&P DIVIDEND ET|SGMT|GOLDMAN SACHS & CO. LLC|20861
SDY|SPDR S&P DIVIDEND ET|SHMR|ABN Amro Clearing LLC|4476
SDY|SPDR S&P DIVIDEND ET|SPHN|Stephens Inc.|117
SDY|SPDR S&P DIVIDEND ET|STFL|Stifel, Nicolaus & Company, Incorporated|14145
SDY|SPDR S&P DIVIDEND ET|STKP|STOCKPILE INVESTMENTS, INC.|48
SDY|SPDR S&P DIVIDEND ET|SWIM|TD Ameritrade, Inc.|25270
SDY|SPDR S&P DIVIDEND ET|SWST|Hilltop Securities Inc.|2478
SDY|SPDR S&P DIVIDEND ET|TKNG|ALLY INVEST SECURITIES LLC|746
SDY|SPDR S&P DIVIDEND ET|TRBT|Tradebot Systems, Inc.|88689
SDY|SPDR S&P DIVIDEND ET|TRCM|TRC MARKETS LLC|79982
SDY|SPDR S&P DIVIDEND ET|TWTT|TASTYWORKS, INC.|1
SDY|SPDR S&P DIVIDEND ET|UBSA|UBS SECURITIES LLC|62340
SDY|SPDR S&P DIVIDEND ET|UBSS|UBS Securities LLC|275893
SDY|SPDR S&P DIVIDEND ET|VALX|VIRTU AMERICAS LLC|36911
SDY|SPDR S&P DIVIDEND ET|VGRD|Vanguard Marketing Corporation|19100
SDY|SPDR S&P DIVIDEND ET|WBLR|WILLIAM BLAIR|2491
SDY|SPDR S&P DIVIDEND ET|WCHV|WELLS FARGO SECURITIES, LLC|109744
SDY|SPDR S&P DIVIDEND ET|WEDB|WEDBUSH SECURITIES INC.|100
SDY|SPDR S&P DIVIDEND ET|WEED|Weeden & Co.L.P.|5410
SDY|SPDR S&P DIVIDEND ET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|266
SDY|SPDR S&P DIVIDEND ET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3585
SDY|SPDR S&P DIVIDEND ET|WGIF|CIBC World Markets Inc.|707
SDY|SPDR S&P DIVIDEND ET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|123
SDY|SPDR S&P DIVIDEND ET|WSEA|WOLVERINE SECURITIES, LLC|7456
SDY|SPDR S&P DIVIDEND ET|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
SDY|SPDR S&P DIVIDEND ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|92592
SDYL|S&P 2XDIV ARISTO ETN|APCC|Apex Clearing Corporation|54
SDYL|S&P 2XDIV ARISTO ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50
SDYL|S&P 2XDIV ARISTO ETN|ETRS|E*Trade Securities LLC|3420
SDYL|S&P 2XDIV ARISTO ETN|FTBR|Foliofn Investments, Inc.|273
SDYL|S&P 2XDIV ARISTO ETN|GSLT|GOLDMAN SACHS & CO. LLC|4100
SDYL|S&P 2XDIV ARISTO ETN|IBKR|Interactive Brokers Llc|1058
SDYL|S&P 2XDIV ARISTO ETN|JSJX|JANE STREET CAPITAL LLC|1049
SDYL|S&P 2XDIV ARISTO ETN|KCGM|VIRTU Americas LLC|125
SDYL|S&P 2XDIV ARISTO ETN|MOTF|MOTIF INVESTING, INC.|1
SDYL|S&P 2XDIV ARISTO ETN|MSCO|MORGAN STANLEY & CO. LLC|4960
SDYL|S&P 2XDIV ARISTO ETN|NFSC|National Financial Services LLC|361
SDYL|S&P 2XDIV ARISTO ETN|NITE|VIRTU Americas LLC|812
SDYL|S&P 2XDIV ARISTO ETN|SWIM|TD Ameritrade, Inc.|50
SDYL|S&P 2XDIV ARISTO ETN|UBSS|UBS Securities LLC|9868
SDYL|S&P 2XDIV ARISTO ETN|WSEA|WOLVERINE SECURITIES, LLC|27
SE|SEA LTD ADR|ADAM|CANACCORD GENUITY INC.|390
SE|SEA LTD ADR|ALTX|Alternet Securities Inc.|77652
SE|SEA LTD ADR|APCC|Apex Clearing Corporation|119031
SE|SEA LTD ADR|BATM|CBOE TRADING, INC.|13494
SE|SEA LTD ADR|BAYT|BTIG, LLC|31510
SE|SEA LTD ADR|BERN|Sanford C. Bernstein & Co., LLC|710518
SE|SEA LTD ADR|BGCE|BGC Financial Inc.|8450
SE|SEA LTD ADR|BIDS|BIDS TRADING L.P.|8300
SE|SEA LTD ADR|BKCM|BNY Mellon Capital Markets LLC|1400
SE|SEA LTD ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45727
SE|SEA LTD ADR|BLKX|INSTINET, LLC|70500
SE|SEA LTD ADR|BNPX|BNP PARIBAS SECURITIES CORP.|1000
SE|SEA LTD ADR|BTIG|BTIG, LLC|85426
SE|SEA LTD ADR|BYXM|CBOE TRADING, INC.|2109
SE|SEA LTD ADR|CBLC|CITIGROUP GLOBAL MARKETS INC.|24400
SE|SEA LTD ADR|CHAS|Charles Schwab & Co., Inc.|5410
SE|SEA LTD ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|278753
SE|SEA LTD ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18586
SE|SEA LTD ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10600
SE|SEA LTD ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|908498
SE|SEA LTD ADR|CTDL|Citadel Derivatives Group Llc|2094
SE|SEA LTD ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|199832
SE|SEA LTD ADR|DBAB|Deutsche Bank Securities Inc.|975785
SE|SEA LTD ADR|DBAX|Deutsche Bank Securities Inc.|1047500
SE|SEA LTD ADR|DBUL|Deutsche Bank Securities Inc.|150
SE|SEA LTD ADR|DCHF|Dart Executions, LLC|2759
SE|SEA LTD ADR|DEAN|MORGAN STANLEY|24553
SE|SEA LTD ADR|DEGS|RONIN PROFESSIONAL LLC|13101
SE|SEA LTD ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25477
SE|SEA LTD ADR|EBXL|EBX LLC|868800
SE|SEA LTD ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|63829
SE|SEA LTD ADR|EGAM|CBOE TRADING, INC.|67807
SE|SEA LTD ADR|EGAW|CBOE TRADING, INC.|6620
SE|SEA LTD ADR|EGMT|EG MARKET TECHNOLOGIES LLC|100
SE|SEA LTD ADR|EGXM|CBOE TRADING, INC.|13649
SE|SEA LTD ADR|EGXW|CBOE TRADING, INC.|600
SE|SEA LTD ADR|ELEV|ELEVATION, LLC|8811
SE|SEA LTD ADR|ETBE|Electronic Transaction Clearing, Inc.|37777
SE|SEA LTD ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|31581
SE|SEA LTD ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26405
SE|SEA LTD ADR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SE|SEA LTD ADR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|360
SE|SEA LTD ADR|ETRS|E*Trade Securities LLC|588903
SE|SEA LTD ADR|FBRC|B. RILEY FBR, INC.|600
SE|SEA LTD ADR|FFSI|Firstrade Securities Inc.|200
SE|SEA LTD ADR|FILL|Tradestation Securities, Inc.|93233
SE|SEA LTD ADR|FMAF|NBCN Inc./ CDS|8840
SE|SEA LTD ADR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14903
SE|SEA LTD ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108750
SE|SEA LTD ADR|FTBR|Foliofn Investments, Inc.|363
SE|SEA LTD ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|16114
SE|SEA LTD ADR|GLIS|TD Securities Inc|1670
SE|SEA LTD ADR|GLPX|ACS EXECUTION SERVICES, LLC|204688
SE|SEA LTD ADR|GSCO|GOLDMAN SACHS & CO. LLC|4807384
SE|SEA LTD ADR|GSCS|GOLDMAN SACHS & CO. LLC|143039
SE|SEA LTD ADR|GSLT|GOLDMAN SACHS & CO. LLC|22318
SE|SEA LTD ADR|GTSZ|GTS SECURITIES LLC|178447
SE|SEA LTD ADR|HRBF|American Enterprise Investment Services Inc.|80
SE|SEA LTD ADR|HSBC|HSBC Securities, Inc.|600
SE|SEA LTD ADR|IATS|INTERACTIVE BROKERS LLC|69373
SE|SEA LTD ADR|IBKR|Interactive Brokers Llc|264321
SE|SEA LTD ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|355
SE|SEA LTD ADR|ICBX|INSTINET, LLC|237997
SE|SEA LTD ADR|INCA|INSTINET, LLC|310101
SE|SEA LTD ADR|INJX|INSTINET, LLC|1800
SE|SEA LTD ADR|ITGI|ITG Inc.|252088
SE|SEA LTD ADR|ITGP|ITG INC.|986400
SE|SEA LTD ADR|JANY|Janney Montgomery Scott Inc.|126
SE|SEA LTD ADR|JEFF|JEFFERIES LLC|479254
SE|SEA LTD ADR|JMPT|JUMP TRADING, LLC|157050
SE|SEA LTD ADR|JPBX|J.P. MORGAN SECURITIES LLC|22359
SE|SEA LTD ADR|JPMX|J.P. Morgan Securities LLC|2523765
SE|SEA LTD ADR|JRCO|Johnson Rice & Company L.L.C.|6300
SE|SEA LTD ADR|JSJX|JANE STREET CAPITAL LLC|69869
SE|SEA LTD ADR|KCGM|VIRTU Americas LLC|418697
SE|SEA LTD ADR|LEHM|Barclays Capital Inc./Le|1350886
SE|SEA LTD ADR|LIME|Lime Brokerage LLC|46530
SE|SEA LTD ADR|LQNA|LIQUIDNET, INC.|39800
SE|SEA LTD ADR|LSCI|Lek Securities Corporation|211
SE|SEA LTD ADR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|14880
SE|SEA LTD ADR|MACQ|Macquarie Capital (USA) Inc.|194072
SE|SEA LTD ADR|MAVB|Great Point Capital LLC|19885
SE|SEA LTD ADR|MAXM|Maxim Group LLC|42841
SE|SEA LTD ADR|MBTS|ALLY INVEST SECURITIES LLC|1937
SE|SEA LTD ADR|MITR|GMP SECURITIES, LLC|49500
SE|SEA LTD ADR|MKMP|MKM Partners LLC|49
SE|SEA LTD ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|721570
SE|SEA LTD ADR|MOTF|MOTIF INVESTING, INC.|312
SE|SEA LTD ADR|MPSG|E D & F Man Capital Markets Inc.|13495
SE|SEA LTD ADR|MSCO|MORGAN STANLEY & CO. LLC|1626397
SE|SEA LTD ADR|MSPL|MORGAN STANLEY & CO. LLC|846200
SE|SEA LTD ADR|MSTX|MORGAN STANLEY & CO. LLC|322300
SE|SEA LTD ADR|MZHO|Mizuho Securities USA LLC|190700
SE|SEA LTD ADR|NFSC|National Financial Services LLC|373187
SE|SEA LTD ADR|NITE|VIRTU Americas LLC|1645385
SE|SEA LTD ADR|NITP|VIRTU Americas LLC|400
SE|SEA LTD ADR|NMRA|Nomura Securities International, Inc.|11700
SE|SEA LTD ADR|NQRB|Brut, LLC|25482
SE|SEA LTD ADR|NTBF|BMO Nesbitt Burns Inc./CDS|100
SE|SEA LTD ADR|NTRC|Northern Trust Securities, Inc.|625
SE|SEA LTD ADR|OPCO|Oppenheimer & Co. Inc.|63951
SE|SEA LTD ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5979
SE|SEA LTD ADR|PCPT|PHILLIP CAPITAL INC.|5183
SE|SEA LTD ADR|PDQM|CODA MARKETS, INC.|677739
SE|SEA LTD ADR|PIPR|Piper Jaffray & Co.|200
SE|SEA LTD ADR|PNSR|Penserra Securities, LLC|25260
SE|SEA LTD ADR|PWJC|UBS Financial Services, Inc.|4950
SE|SEA LTD ADR|RBCM|RBC CAPITAL MARKETS, LLC|4000
SE|SEA LTD ADR|RGLD|Regal Securities, Inc|1000
SE|SEA LTD ADR|RHCO|Suntrust Robinson Humphrey, Inc.|49600
SE|SEA LTD ADR|SAGL|SAGETRADER, LLC|75779
SE|SEA LTD ADR|SAGW|SAGETRADER, LLC|500
SE|SEA LTD ADR|SBSH|Citigroup Global Markets Inc.|480920
SE|SEA LTD ADR|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|6500
SE|SEA LTD ADR|SEIC|SEI Investments Distribution Co.|200
SE|SEA LTD ADR|SGMT|GOLDMAN SACHS & CO. LLC|429910
SE|SEA LTD ADR|SOGO|Wang Investment Associates, Inc.|225
SE|SEA LTD ADR|SPDR|SPEEDROUTE LLC|120150
SE|SEA LTD ADR|SPHN|Stephens Inc.|650
SE|SEA LTD ADR|SPNT|SEVEN POINTS CAPITAL, LLC|1400
SE|SEA LTD ADR|STFL|Stifel, Nicolaus & Company, Incorporated|150612
SE|SEA LTD ADR|SWIM|TD Ameritrade, Inc.|943316
SE|SEA LTD ADR|SWST|Hilltop Securities Inc.|14500
SE|SEA LTD ADR|TKNG|ALLY INVEST SECURITIES LLC|8370
SE|SEA LTD ADR|TRBT|Tradebot Systems, Inc.|489508
SE|SEA LTD ADR|TRCM|TRC MARKETS LLC|26866
SE|SEA LTD ADR|UBSA|UBS SECURITIES LLC|566225
SE|SEA LTD ADR|UBSS|UBS Securities LLC|3120153
SE|SEA LTD ADR|VALX|VIRTU AMERICAS LLC|8503
SE|SEA LTD ADR|VGRD|Vanguard Marketing Corporation|8575
SE|SEA LTD ADR|VSIN|Vision Financial Markets Llc|20
SE|SEA LTD ADR|WABR|Wall Street Access|5100
SE|SEA LTD ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|4601
SE|SEA LTD ADR|WCHV|WELLS FARGO SECURITIES, LLC|393298
SE|SEA LTD ADR|WEDB|WEDBUSH SECURITIES INC.|8186
SE|SEA LTD ADR|WEED|Weeden & Co.L.P.|11685
SE|SEA LTD ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20602
SE|SEA LTD ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|179824
SE|SEA LTD ADR|WFPB|Wells Fargo Securities, LLC.|4500
SE|SEA LTD ADR|WGIF|CIBC World Markets Inc.|3858
SE|SEA LTD ADR|WORD|Worden Capital Management LLC|4850
SE|SEA LTD ADR|WSEA|WOLVERINE SECURITIES, LLC|12088
SE|SEA LTD ADR|WTCO|Williams Trading LLC|6800
SE|SEA LTD ADR|XIST|INSTINET, LLC|28000
SE|SEA LTD ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|279380
SE|SEA LTD ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|136676
SE|SEA LTD ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50
SEA|INVESCO SHIPPING|APCC|Apex Clearing Corporation|35
SEA|INVESCO SHIPPING|BARD|Robert W. Baird & Co. Incorporated|120
SEA|INVESCO SHIPPING|BBNT|BB&T SECURITIES, LLC|500
SEA|INVESCO SHIPPING|CHAS|Charles Schwab & Co., Inc.|4
SEA|INVESCO SHIPPING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3900
SEA|INVESCO SHIPPING|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SEA|INVESCO SHIPPING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|718
SEA|INVESCO SHIPPING|CTDL|Citadel Derivatives Group Llc|38282
SEA|INVESCO SHIPPING|DBAX|Deutsche Bank Securities Inc.|3300
SEA|INVESCO SHIPPING|DEAN|MORGAN STANLEY|13455
SEA|INVESCO SHIPPING|EBXL|EBX LLC|600
SEA|INVESCO SHIPPING|ECUT|CONVERGEX EXECUTION SOLUTIONS|4120
SEA|INVESCO SHIPPING|EDJO|Edward D. Jones & Co., L.P.|600
SEA|INVESCO SHIPPING|EGAM|CBOE TRADING, INC.|300
SEA|INVESCO SHIPPING|EGXM|CBOE TRADING, INC.|920
SEA|INVESCO SHIPPING|ETRS|E*Trade Securities LLC|18890
SEA|INVESCO SHIPPING|FTBR|Foliofn Investments, Inc.|1646
SEA|INVESCO SHIPPING|GSLT|GOLDMAN SACHS & CO. LLC|740
SEA|INVESCO SHIPPING|HRBF|American Enterprise Investment Services Inc.|750
SEA|INVESCO SHIPPING|IATS|INTERACTIVE BROKERS LLC|2078
SEA|INVESCO SHIPPING|IBKR|Interactive Brokers Llc|20012
SEA|INVESCO SHIPPING|ICBX|INSTINET, LLC|5300
SEA|INVESCO SHIPPING|INCA|INSTINET, LLC|100
SEA|INVESCO SHIPPING|ITGI|ITG Inc.|800
SEA|INVESCO SHIPPING|ITGP|ITG INC.|6800
SEA|INVESCO SHIPPING|JPMX|J.P. Morgan Securities LLC|1000
SEA|INVESCO SHIPPING|JSJX|JANE STREET CAPITAL LLC|97763
SEA|INVESCO SHIPPING|KCGM|VIRTU Americas LLC|4043
SEA|INVESCO SHIPPING|LEHM|Barclays Capital Inc./Le|12400
SEA|INVESCO SHIPPING|LIME|Lime Brokerage LLC|4148
SEA|INVESCO SHIPPING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SEA|INVESCO SHIPPING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
SEA|INVESCO SHIPPING|MSCO|MORGAN STANLEY & CO. LLC|86517
SEA|INVESCO SHIPPING|MSPL|MORGAN STANLEY & CO. LLC|3600
SEA|INVESCO SHIPPING|NFSC|National Financial Services LLC|93527
SEA|INVESCO SHIPPING|NITE|VIRTU Americas LLC|69338
SEA|INVESCO SHIPPING|NTBF|BMO Nesbitt Burns Inc./CDS|318
SEA|INVESCO SHIPPING|NTRC|Northern Trust Securities, Inc.|876
SEA|INVESCO SHIPPING|OPCO|Oppenheimer & Co. Inc.|2973
SEA|INVESCO SHIPPING|PCPT|PHILLIP CAPITAL INC.|500
SEA|INVESCO SHIPPING|PDQM|CODA MARKETS, INC.|850
SEA|INVESCO SHIPPING|RBCM|RBC CAPITAL MARKETS, LLC|1
SEA|INVESCO SHIPPING|SBSH|Citigroup Global Markets Inc.|700
SEA|INVESCO SHIPPING|SGMT|GOLDMAN SACHS & CO. LLC|300
SEA|INVESCO SHIPPING|SPDR|SPEEDROUTE LLC|1083
SEA|INVESCO SHIPPING|SPHN|Stephens Inc.|46
SEA|INVESCO SHIPPING|STFL|Stifel, Nicolaus & Company, Incorporated|603
SEA|INVESCO SHIPPING|SWIM|TD Ameritrade, Inc.|5078
SEA|INVESCO SHIPPING|SWST|Hilltop Securities Inc.|37
SEA|INVESCO SHIPPING|TKNG|ALLY INVEST SECURITIES LLC|119
SEA|INVESCO SHIPPING|UBSA|UBS SECURITIES LLC|12554
SEA|INVESCO SHIPPING|UBSS|UBS Securities LLC|35932
SEA|INVESCO SHIPPING|VGRD|Vanguard Marketing Corporation|5976
SEA|INVESCO SHIPPING|WCHV|WELLS FARGO SECURITIES, LLC|20219
SEA|INVESCO SHIPPING|WEDB|WEDBUSH SECURITIES INC.|165
SEA|INVESCO SHIPPING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|143
SEA|INVESCO SHIPPING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4029
SEA|INVESCO SHIPPING|WGIF|CIBC World Markets Inc.|235
SEA|INVESCO SHIPPING|WLTH|WEALTHFRONT BROKERAGE CORPORATION|17
SEA|INVESCO SHIPPING|WSEA|WOLVERINE SECURITIES, LLC|670
SEA|INVESCO SHIPPING|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
SEA|INVESCO SHIPPING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3362
SEAC|SEA CHANGE INTL IN##|ALTX|Alternet Securities Inc.|7400
SEAC|SEA CHANGE INTL IN##|APCC|Apex Clearing Corporation|659
SEAC|SEA CHANGE INTL IN##|BATM|CBOE TRADING, INC.|2559
SEAC|SEA CHANGE INTL IN##|BLKX|INSTINET, LLC|5000
SEAC|SEA CHANGE INTL IN##|BTIG|BTIG, LLC|800
SEAC|SEA CHANGE INTL IN##|BYXM|CBOE TRADING, INC.|100
SEAC|SEA CHANGE INTL IN##|BZYD|GOLDMAN SACHS & CO. LLC|2200
SEAC|SEA CHANGE INTL IN##|CHAS|Charles Schwab & Co., Inc.|225
SEAC|SEA CHANGE INTL IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20055
SEAC|SEA CHANGE INTL IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|401
SEAC|SEA CHANGE INTL IN##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10417
SEAC|SEA CHANGE INTL IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58027
SEAC|SEA CHANGE INTL IN##|CTDL|Citadel Derivatives Group Llc|258
SEAC|SEA CHANGE INTL IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|13400
SEAC|SEA CHANGE INTL IN##|DBAB|Deutsche Bank Securities Inc.|28953
SEAC|SEA CHANGE INTL IN##|DBAX|Deutsche Bank Securities Inc.|18800
SEAC|SEA CHANGE INTL IN##|DEAN|MORGAN STANLEY|466
SEAC|SEA CHANGE INTL IN##|DEGS|RONIN PROFESSIONAL LLC|17632
SEAC|SEA CHANGE INTL IN##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16500
SEAC|SEA CHANGE INTL IN##|DOTC|Dougherty & Company LLC|902951
SEAC|SEA CHANGE INTL IN##|EBXL|EBX LLC|46700
SEAC|SEA CHANGE INTL IN##|EGAM|CBOE TRADING, INC.|800
SEAC|SEA CHANGE INTL IN##|EGXM|CBOE TRADING, INC.|102
SEAC|SEA CHANGE INTL IN##|ETBE|Electronic Transaction Clearing, Inc.|118
SEAC|SEA CHANGE INTL IN##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1700
SEAC|SEA CHANGE INTL IN##|ETRS|E*Trade Securities LLC|73576
SEAC|SEA CHANGE INTL IN##|FBCO|Credit Suisse Securities (USA) LLC|35811
SEAC|SEA CHANGE INTL IN##|FILL|Tradestation Securities, Inc.|2965
SEAC|SEA CHANGE INTL IN##|FOMA|TD AMERITRADE CLEARING, INC.|164978
SEAC|SEA CHANGE INTL IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39817
SEAC|SEA CHANGE INTL IN##|FTBR|Foliofn Investments, Inc.|3003
SEAC|SEA CHANGE INTL IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|205
SEAC|SEA CHANGE INTL IN##|GLIS|TD Securities Inc|5406
SEAC|SEA CHANGE INTL IN##|GLPX|ACS EXECUTION SERVICES, LLC|2547
SEAC|SEA CHANGE INTL IN##|GSCO|GOLDMAN SACHS & CO. LLC|165966
SEAC|SEA CHANGE INTL IN##|GSCS|GOLDMAN SACHS & CO. LLC|8783
SEAC|SEA CHANGE INTL IN##|GSLT|GOLDMAN SACHS & CO. LLC|1050
SEAC|SEA CHANGE INTL IN##|GTSZ|GTS SECURITIES LLC|300
SEAC|SEA CHANGE INTL IN##|IATS|INTERACTIVE BROKERS LLC|5431
SEAC|SEA CHANGE INTL IN##|IBKR|Interactive Brokers Llc|139028
SEAC|SEA CHANGE INTL IN##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|400
SEAC|SEA CHANGE INTL IN##|ICBX|INSTINET, LLC|8180
SEAC|SEA CHANGE INTL IN##|INCA|INSTINET, LLC|25923
SEAC|SEA CHANGE INTL IN##|INJX|INSTINET, LLC|4487
SEAC|SEA CHANGE INTL IN##|ITGI|ITG Inc.|100742
SEAC|SEA CHANGE INTL IN##|ITGP|ITG INC.|492600
SEAC|SEA CHANGE INTL IN##|JEFF|JEFFERIES LLC|6316
SEAC|SEA CHANGE INTL IN##|JMPT|JUMP TRADING, LLC|1886
SEAC|SEA CHANGE INTL IN##|JONE|JonesTrading|130100
SEAC|SEA CHANGE INTL IN##|JPBX|J.P. MORGAN SECURITIES LLC|800
SEAC|SEA CHANGE INTL IN##|JPMX|J.P. Morgan Securities LLC|29558
SEAC|SEA CHANGE INTL IN##|JSJX|JANE STREET CAPITAL LLC|738
SEAC|SEA CHANGE INTL IN##|KCGM|VIRTU Americas LLC|11000
SEAC|SEA CHANGE INTL IN##|LEHM|Barclays Capital Inc./Le|42292
SEAC|SEA CHANGE INTL IN##|LIME|Lime Brokerage LLC|69436
SEAC|SEA CHANGE INTL IN##|LQNA|LIQUIDNET, INC.|35400
SEAC|SEA CHANGE INTL IN##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|170
SEAC|SEA CHANGE INTL IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77962
SEAC|SEA CHANGE INTL IN##|MSCO|MORGAN STANLEY & CO. LLC|192480
SEAC|SEA CHANGE INTL IN##|MSPL|MORGAN STANLEY & CO. LLC|76800
SEAC|SEA CHANGE INTL IN##|MSTX|MORGAN STANLEY & CO. LLC|1200
SEAC|SEA CHANGE INTL IN##|NEUB|NEUBERGER BERMAN BD LLC|375
SEAC|SEA CHANGE INTL IN##|NFSC|National Financial Services LLC|135192
SEAC|SEA CHANGE INTL IN##|NITE|VIRTU Americas LLC|338189
SEAC|SEA CHANGE INTL IN##|NQRB|Brut, LLC|3479
SEAC|SEA CHANGE INTL IN##|OPCO|Oppenheimer & Co. Inc.|265
SEAC|SEA CHANGE INTL IN##|PDQM|CODA MARKETS, INC.|6774
SEAC|SEA CHANGE INTL IN##|PWJC|UBS Financial Services, Inc.|700
SEAC|SEA CHANGE INTL IN##|RAJA|Raymond James & Associates, Inc.|1328
SEAC|SEA CHANGE INTL IN##|SBSH|Citigroup Global Markets Inc.|10072
SEAC|SEA CHANGE INTL IN##|SGMT|GOLDMAN SACHS & CO. LLC|31996
SEAC|SEA CHANGE INTL IN##|SPDR|SPEEDROUTE LLC|918
SEAC|SEA CHANGE INTL IN##|SWIM|TD Ameritrade, Inc.|8228
SEAC|SEA CHANGE INTL IN##|SWST|Hilltop Securities Inc.|44000
SEAC|SEA CHANGE INTL IN##|TKNG|ALLY INVEST SECURITIES LLC|150
SEAC|SEA CHANGE INTL IN##|TRBT|Tradebot Systems, Inc.|3232
SEAC|SEA CHANGE INTL IN##|TRCM|TRC MARKETS LLC|30370
SEAC|SEA CHANGE INTL IN##|UBSA|UBS SECURITIES LLC|125458
SEAC|SEA CHANGE INTL IN##|UBSS|UBS Securities LLC|49869
SEAC|SEA CHANGE INTL IN##|VALX|VIRTU AMERICAS LLC|1
SEAC|SEA CHANGE INTL IN##|VGRD|Vanguard Marketing Corporation|3580
SEAC|SEA CHANGE INTL IN##|WBLR|WILLIAM BLAIR|190
SEAC|SEA CHANGE INTL IN##|WCHV|WELLS FARGO SECURITIES, LLC|38435
SEAC|SEA CHANGE INTL IN##|WEED|Weeden & Co.L.P.|200
SEAC|SEA CHANGE INTL IN##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|665
SEAC|SEA CHANGE INTL IN##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1616
SEAC|SEA CHANGE INTL IN##|WGIF|CIBC World Markets Inc.|1321
SEAC|SEA CHANGE INTL IN##|WSEA|WOLVERINE SECURITIES, LLC|1864
SEAC|SEA CHANGE INTL IN##|XIST|INSTINET, LLC|800
SEAC|SEA CHANGE INTL IN##|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
SEAC|SEA CHANGE INTL IN##|YKNA|COMHAR CAPITAL MARKETS, LLC|600
SEAS|SEAWORLD ENTERTAINME|ADAM|CANACCORD GENUITY INC.|5318
SEAS|SEAWORLD ENTERTAINME|ALTX|Alternet Securities Inc.|40447
SEAS|SEAWORLD ENTERTAINME|ANOS|ABEL/NOSER, L.L.C.|5230
SEAS|SEAWORLD ENTERTAINME|APCC|Apex Clearing Corporation|7475
SEAS|SEAWORLD ENTERTAINME|BARD|Robert W. Baird & Co. Incorporated|1755
SEAS|SEAWORLD ENTERTAINME|BATM|CBOE TRADING, INC.|251531
SEAS|SEAWORLD ENTERTAINME|BAYT|BTIG, LLC|1500
SEAS|SEAWORLD ENTERTAINME|BBNT|BB&T SECURITIES, LLC|2419
SEAS|SEAWORLD ENTERTAINME|BERN|Sanford C. Bernstein & Co., LLC|45380
SEAS|SEAWORLD ENTERTAINME|BIDS|BIDS TRADING L.P.|14800
SEAS|SEAWORLD ENTERTAINME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6228
SEAS|SEAWORLD ENTERTAINME|BLKX|INSTINET, LLC|23200
SEAS|SEAWORLD ENTERTAINME|BNPX|BNP PARIBAS SECURITIES CORP.|4567
SEAS|SEAWORLD ENTERTAINME|BTIG|BTIG, LLC|3725890
SEAS|SEAWORLD ENTERTAINME|BYXM|CBOE TRADING, INC.|2302
SEAS|SEAWORLD ENTERTAINME|BZYD|GOLDMAN SACHS & CO. LLC|2500
SEAS|SEAWORLD ENTERTAINME|CANT|Cantor Fitzgerald & Co.|100
SEAS|SEAWORLD ENTERTAINME|CHAS|Charles Schwab & Co., Inc.|3990
SEAS|SEAWORLD ENTERTAINME|CIST|Capital Institutional Services, Inc.|31
SEAS|SEAWORLD ENTERTAINME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|580610
SEAS|SEAWORLD ENTERTAINME|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
SEAS|SEAWORLD ENTERTAINME|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6381
SEAS|SEAWORLD ENTERTAINME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1170548
SEAS|SEAWORLD ENTERTAINME|CTDL|Citadel Derivatives Group Llc|4987
SEAS|SEAWORLD ENTERTAINME|CTLR|CUTLER GROUP, LP|70110
SEAS|SEAWORLD ENTERTAINME|CXCX|CITIGROUP GLOBAL MARKETS INC.|195532
SEAS|SEAWORLD ENTERTAINME|DADA|D.A. Davidson & Co.|415
SEAS|SEAWORLD ENTERTAINME|DAVA|Davenport & Company LLC|145
SEAS|SEAWORLD ENTERTAINME|DBAB|Deutsche Bank Securities Inc.|272504
SEAS|SEAWORLD ENTERTAINME|DBAX|Deutsche Bank Securities Inc.|747300
SEAS|SEAWORLD ENTERTAINME|DBUL|Deutsche Bank Securities Inc.|6606
SEAS|SEAWORLD ENTERTAINME|DEAN|MORGAN STANLEY|5266
SEAS|SEAWORLD ENTERTAINME|DEGS|RONIN PROFESSIONAL LLC|300
SEAS|SEAWORLD ENTERTAINME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34055
SEAS|SEAWORLD ENTERTAINME|EBXL|EBX LLC|437200
SEAS|SEAWORLD ENTERTAINME|ECUT|CONVERGEX EXECUTION SOLUTIONS|71190
SEAS|SEAWORLD ENTERTAINME|EDJO|Edward D. Jones & Co., L.P.|29110
SEAS|SEAWORLD ENTERTAINME|EGAM|CBOE TRADING, INC.|23827
SEAS|SEAWORLD ENTERTAINME|EGAW|CBOE TRADING, INC.|325
SEAS|SEAWORLD ENTERTAINME|EGMT|EG MARKET TECHNOLOGIES LLC|200
SEAS|SEAWORLD ENTERTAINME|EGXM|CBOE TRADING, INC.|51479
SEAS|SEAWORLD ENTERTAINME|ETBE|Electronic Transaction Clearing, Inc.|27899
SEAS|SEAWORLD ENTERTAINME|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22162
SEAS|SEAWORLD ENTERTAINME|ETRS|E*Trade Securities LLC|183984
SEAS|SEAWORLD ENTERTAINME|FBRC|B. RILEY FBR, INC.|107700
SEAS|SEAWORLD ENTERTAINME|FBSB|U.S. Bancorp Investments, Inc.|50
SEAS|SEAWORLD ENTERTAINME|FILL|Tradestation Securities, Inc.|17629
SEAS|SEAWORLD ENTERTAINME|FMAF|NBCN Inc./ CDS|950
SEAS|SEAWORLD ENTERTAINME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|57468
SEAS|SEAWORLD ENTERTAINME|FQLS|Quantlab Securities LP|657372
SEAS|SEAWORLD ENTERTAINME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|416170
SEAS|SEAWORLD ENTERTAINME|FTBR|Foliofn Investments, Inc.|3539
SEAS|SEAWORLD ENTERTAINME|GEBB|GLOBAL EXECUTION BROKERS, LP|20314
SEAS|SEAWORLD ENTERTAINME|GLIS|TD Securities Inc|1891
SEAS|SEAWORLD ENTERTAINME|GLPX|ACS EXECUTION SERVICES, LLC|34609
SEAS|SEAWORLD ENTERTAINME|GSCO|GOLDMAN SACHS & CO. LLC|2013397
SEAS|SEAWORLD ENTERTAINME|GSCS|GOLDMAN SACHS & CO. LLC|111885
SEAS|SEAWORLD ENTERTAINME|GSLT|GOLDMAN SACHS & CO. LLC|36220
SEAS|SEAWORLD ENTERTAINME|GTSZ|GTS SECURITIES LLC|59105
SEAS|SEAWORLD ENTERTAINME|HAPX|HAP Trading, LLC|207002
SEAS|SEAWORLD ENTERTAINME|HRBF|American Enterprise Investment Services Inc.|18304
SEAS|SEAWORLD ENTERTAINME|IATS|INTERACTIVE BROKERS LLC|29878
SEAS|SEAWORLD ENTERTAINME|IBKR|Interactive Brokers Llc|92937
SEAS|SEAWORLD ENTERTAINME|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|160
SEAS|SEAWORLD ENTERTAINME|ICBX|INSTINET, LLC|163963
SEAS|SEAWORLD ENTERTAINME|IEQY|CITADEL SECURITIES LLC|79408
SEAS|SEAWORLD ENTERTAINME|INCA|INSTINET, LLC|384598
SEAS|SEAWORLD ENTERTAINME|INJX|INSTINET, LLC|520
SEAS|SEAWORLD ENTERTAINME|ITGI|ITG Inc.|136618
SEAS|SEAWORLD ENTERTAINME|ITGP|ITG INC.|300000
SEAS|SEAWORLD ENTERTAINME|JANY|Janney Montgomery Scott Inc.|6000
SEAS|SEAWORLD ENTERTAINME|JEFF|JEFFERIES LLC|203279
SEAS|SEAWORLD ENTERTAINME|JMPT|JUMP TRADING, LLC|151420
SEAS|SEAWORLD ENTERTAINME|JONE|JonesTrading|1255121
SEAS|SEAWORLD ENTERTAINME|JPBX|J.P. MORGAN SECURITIES LLC|676405
SEAS|SEAWORLD ENTERTAINME|JPMX|J.P. Morgan Securities LLC|1829376
SEAS|SEAWORLD ENTERTAINME|JSJX|JANE STREET CAPITAL LLC|14917
SEAS|SEAWORLD ENTERTAINME|KCGM|VIRTU Americas LLC|301987
SEAS|SEAWORLD ENTERTAINME|KEYB|KEYBANC CAPITAL MARKETS INC.|277104
SEAS|SEAWORLD ENTERTAINME|KRSH|Kershner Securities, LLC|1802
SEAS|SEAWORLD ENTERTAINME|LEHM|Barclays Capital Inc./Le|982980
SEAS|SEAWORLD ENTERTAINME|LIME|Lime Brokerage LLC|30498
SEAS|SEAWORLD ENTERTAINME|LOOP|Loop Capital Markets LLC|1843
SEAS|SEAWORLD ENTERTAINME|LQNA|LIQUIDNET, INC.|159400
SEAS|SEAWORLD ENTERTAINME|LQNB|LIQUIDNET, INC.|14600
SEAS|SEAWORLD ENTERTAINME|LSCI|Lek Securities Corporation|176
SEAS|SEAWORLD ENTERTAINME|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SEAS|SEAWORLD ENTERTAINME|MACQ|Macquarie Capital (USA) Inc.|63000
SEAS|SEAWORLD ENTERTAINME|MAXM|Maxim Group LLC|17620
SEAS|SEAWORLD ENTERTAINME|MBTS|ALLY INVEST SECURITIES LLC|7855
SEAS|SEAWORLD ENTERTAINME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|364964
SEAS|SEAWORLD ENTERTAINME|MOTF|MOTIF INVESTING, INC.|3
SEAS|SEAWORLD ENTERTAINME|MSCO|MORGAN STANLEY & CO. LLC|2006329
SEAS|SEAWORLD ENTERTAINME|MSPL|MORGAN STANLEY & CO. LLC|1087100
SEAS|SEAWORLD ENTERTAINME|MSTX|MORGAN STANLEY & CO. LLC|674200
SEAS|SEAWORLD ENTERTAINME|NATL|National Securities Corporation|5478
SEAS|SEAWORLD ENTERTAINME|NEUB|NEUBERGER BERMAN BD LLC|305
SEAS|SEAWORLD ENTERTAINME|NFSC|National Financial Services LLC|269507
SEAS|SEAWORLD ENTERTAINME|NITE|VIRTU Americas LLC|1222646
SEAS|SEAWORLD ENTERTAINME|NITP|VIRTU Americas LLC|4454
SEAS|SEAWORLD ENTERTAINME|NQRB|Brut, LLC|32223
SEAS|SEAWORLD ENTERTAINME|NTRC|Northern Trust Securities, Inc.|55459
SEAS|SEAWORLD ENTERTAINME|OHOS|TWO SIGMA SECURITIES, LLC|131196
SEAS|SEAWORLD ENTERTAINME|OPCO|Oppenheimer & Co. Inc.|2996
SEAS|SEAWORLD ENTERTAINME|PDQM|CODA MARKETS, INC.|27635
SEAS|SEAWORLD ENTERTAINME|PHLY|NASDAQ Execution Services, LLC|200
SEAS|SEAWORLD ENTERTAINME|PWJC|UBS Financial Services, Inc.|6798
SEAS|SEAWORLD ENTERTAINME|RBCM|RBC CAPITAL MARKETS, LLC|792
SEAS|SEAWORLD ENTERTAINME|RILY|B. RILEY FBR, INC.|65000
SEAS|SEAWORLD ENTERTAINME|SAGL|SAGETRADER, LLC|124750
SEAS|SEAWORLD ENTERTAINME|SBSH|Citigroup Global Markets Inc.|151211
SEAS|SEAWORLD ENTERTAINME|SGMT|GOLDMAN SACHS & CO. LLC|446895
SEAS|SEAWORLD ENTERTAINME|SPDR|SPEEDROUTE LLC|2825
SEAS|SEAWORLD ENTERTAINME|STFL|Stifel, Nicolaus & Company, Incorporated|56654
SEAS|SEAWORLD ENTERTAINME|STKP|STOCKPILE INVESTMENTS, INC.|196
SEAS|SEAWORLD ENTERTAINME|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12408
SEAS|SEAWORLD ENTERTAINME|SWIM|TD Ameritrade, Inc.|1047427
SEAS|SEAWORLD ENTERTAINME|SWST|Hilltop Securities Inc.|8600
SEAS|SEAWORLD ENTERTAINME|TKNG|ALLY INVEST SECURITIES LLC|2035
SEAS|SEAWORLD ENTERTAINME|TRBT|Tradebot Systems, Inc.|427100
SEAS|SEAWORLD ENTERTAINME|TRCM|TRC MARKETS LLC|200925
SEAS|SEAWORLD ENTERTAINME|TWTT|TASTYWORKS, INC.|1070
SEAS|SEAWORLD ENTERTAINME|UBSA|UBS SECURITIES LLC|1251810
SEAS|SEAWORLD ENTERTAINME|UBSS|UBS Securities LLC|803438
SEAS|SEAWORLD ENTERTAINME|VALX|VIRTU AMERICAS LLC|47217
SEAS|SEAWORLD ENTERTAINME|VGRD|Vanguard Marketing Corporation|28963
SEAS|SEAWORLD ENTERTAINME|WBLR|WILLIAM BLAIR|64
SEAS|SEAWORLD ENTERTAINME|WBPX|SUMMIT SECURITIES GROUP, LLC|10662
SEAS|SEAWORLD ENTERTAINME|WCHV|WELLS FARGO SECURITIES, LLC|145289
SEAS|SEAWORLD ENTERTAINME|WDNX|WEEDEN & CO.L.P.|38436
SEAS|SEAWORLD ENTERTAINME|WEDB|WEDBUSH SECURITIES INC.|1920
SEAS|SEAWORLD ENTERTAINME|WEED|Weeden & Co.L.P.|64498
SEAS|SEAWORLD ENTERTAINME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45523
SEAS|SEAWORLD ENTERTAINME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|161442
SEAS|SEAWORLD ENTERTAINME|WGIF|CIBC World Markets Inc.|100
SEAS|SEAWORLD ENTERTAINME|WSEA|WOLVERINE SECURITIES, LLC|31698
SEAS|SEAWORLD ENTERTAINME|XIST|INSTINET, LLC|9000
SEAS|SEAWORLD ENTERTAINME|XPQR|Jump Trading|700
SEAS|SEAWORLD ENTERTAINME|XSTM|NATIONAL FINANCIAL SERVICES LLC|125530
SEAS|SEAWORLD ENTERTAINME|YKNA|COMHAR CAPITAL MARKETS, LLC|1592
SEAS|SEAWORLD ENTERTAINME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3812
SEB|SEABOARD CP|APCC|Apex Clearing Corporation|13
SEB|SEABOARD CP|BATM|CBOE TRADING, INC.|18
SEB|SEABOARD CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
SEB|SEABOARD CP|BNCH|The Benchmark Company, LLC|46
SEB|SEABOARD CP|BTIG|BTIG, LLC|85
SEB|SEABOARD CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|121
SEB|SEABOARD CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|166
SEB|SEABOARD CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18
SEB|SEABOARD CP|CTDL|Citadel Derivatives Group Llc|4
SEB|SEABOARD CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4
SEB|SEABOARD CP|DAVA|Davenport & Company LLC|46
SEB|SEABOARD CP|DBAB|Deutsche Bank Securities Inc.|54
SEB|SEABOARD CP|DBAX|Deutsche Bank Securities Inc.|50
SEB|SEABOARD CP|DEAN|MORGAN STANLEY|8
SEB|SEABOARD CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7
SEB|SEABOARD CP|EGXM|CBOE TRADING, INC.|1
SEB|SEABOARD CP|EGXW|CBOE TRADING, INC.|1
SEB|SEABOARD CP|ETRS|E*Trade Securities LLC|577
SEB|SEABOARD CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1
SEB|SEABOARD CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|154
SEB|SEABOARD CP|FTBR|Foliofn Investments, Inc.|7
SEB|SEABOARD CP|GSCO|GOLDMAN SACHS & CO. LLC|209
SEB|SEABOARD CP|GSCS|GOLDMAN SACHS & CO. LLC|7
SEB|SEABOARD CP|GSLT|GOLDMAN SACHS & CO. LLC|7
SEB|SEABOARD CP|IBKR|Interactive Brokers Llc|30
SEB|SEABOARD CP|INCA|INSTINET, LLC|362
SEB|SEABOARD CP|INJX|INSTINET, LLC|40
SEB|SEABOARD CP|ITGI|ITG Inc.|79
SEB|SEABOARD CP|JEFF|JEFFERIES LLC|19
SEB|SEABOARD CP|JPMX|J.P. Morgan Securities LLC|90
SEB|SEABOARD CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|588
SEB|SEABOARD CP|KCGM|VIRTU Americas LLC|6
SEB|SEABOARD CP|LEHM|Barclays Capital Inc./Le|129
SEB|SEABOARD CP|LIME|Lime Brokerage LLC|219
SEB|SEABOARD CP|LOOP|Loop Capital Markets LLC|17
SEB|SEABOARD CP|MSCO|MORGAN STANLEY & CO. LLC|1044
SEB|SEABOARD CP|MSPL|MORGAN STANLEY & CO. LLC|2
SEB|SEABOARD CP|NFSC|National Financial Services LLC|76
SEB|SEABOARD CP|NITE|VIRTU Americas LLC|384
SEB|SEABOARD CP|NQRB|Brut, LLC|2
SEB|SEABOARD CP|SBSH|Citigroup Global Markets Inc.|21
SEB|SEABOARD CP|SPDR|SPEEDROUTE LLC|71
SEB|SEABOARD CP|SWIM|TD Ameritrade, Inc.|6
SEB|SEABOARD CP|TKNG|ALLY INVEST SECURITIES LLC|2
SEB|SEABOARD CP|UBSA|UBS SECURITIES LLC|173
SEB|SEABOARD CP|UBSS|UBS Securities LLC|258
SEB|SEABOARD CP|VGRD|Vanguard Marketing Corporation|1
SEB|SEABOARD CP|WCHV|WELLS FARGO SECURITIES, LLC|55
SEB|SEABOARD CP|WEED|Weeden & Co.L.P.|7
SEB|SEABOARD CP|WSEA|WOLVERINE SECURITIES, LLC|1
SEB|SEABOARD CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
SECO|SECOO HOLDING ADR|ALTX|Alternet Securities Inc.|5631
SECO|SECOO HOLDING ADR|APCC|Apex Clearing Corporation|2096
SECO|SECOO HOLDING ADR|BATM|CBOE TRADING, INC.|483
SECO|SECOO HOLDING ADR|BERN|Sanford C. Bernstein & Co., LLC|571
SECO|SECOO HOLDING ADR|BLKX|INSTINET, LLC|38460
SECO|SECOO HOLDING ADR|BTIG|BTIG, LLC|65712
SECO|SECOO HOLDING ADR|BYXM|CBOE TRADING, INC.|1790
SECO|SECOO HOLDING ADR|CANT|Cantor Fitzgerald & Co.|109
SECO|SECOO HOLDING ADR|CFGT|CF Global Trading, LLC|100
SECO|SECOO HOLDING ADR|CHAS|Charles Schwab & Co., Inc.|2700
SECO|SECOO HOLDING ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2603
SECO|SECOO HOLDING ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4691
SECO|SECOO HOLDING ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SECO|SECOO HOLDING ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78618
SECO|SECOO HOLDING ADR|CTDL|Citadel Derivatives Group Llc|10201
SECO|SECOO HOLDING ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9132
SECO|SECOO HOLDING ADR|DBAB|Deutsche Bank Securities Inc.|33646
SECO|SECOO HOLDING ADR|DBAX|Deutsche Bank Securities Inc.|133700
SECO|SECOO HOLDING ADR|DBUL|Deutsche Bank Securities Inc.|629
SECO|SECOO HOLDING ADR|DEAN|MORGAN STANLEY|1790
SECO|SECOO HOLDING ADR|DEGS|RONIN PROFESSIONAL LLC|40017
SECO|SECOO HOLDING ADR|EBXL|EBX LLC|44500
SECO|SECOO HOLDING ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|10080
SECO|SECOO HOLDING ADR|EGAM|CBOE TRADING, INC.|2082
SECO|SECOO HOLDING ADR|EGMT|EG MARKET TECHNOLOGIES LLC|1200
SECO|SECOO HOLDING ADR|EGXM|CBOE TRADING, INC.|605
SECO|SECOO HOLDING ADR|EGXW|CBOE TRADING, INC.|16544
SECO|SECOO HOLDING ADR|ETBE|Electronic Transaction Clearing, Inc.|1447
SECO|SECOO HOLDING ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4383
SECO|SECOO HOLDING ADR|ETRS|E*Trade Securities LLC|113379
SECO|SECOO HOLDING ADR|FBCO|Credit Suisse Securities (USA) LLC|340125
SECO|SECOO HOLDING ADR|FILL|Tradestation Securities, Inc.|631
SECO|SECOO HOLDING ADR|FMAF|NBCN Inc./ CDS|1231
SECO|SECOO HOLDING ADR|FOMA|TD AMERITRADE CLEARING, INC.|256660
SECO|SECOO HOLDING ADR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|136
SECO|SECOO HOLDING ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8585
SECO|SECOO HOLDING ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|4799
SECO|SECOO HOLDING ADR|GLPX|ACS EXECUTION SERVICES, LLC|24137
SECO|SECOO HOLDING ADR|GSCO|GOLDMAN SACHS & CO. LLC|133888
SECO|SECOO HOLDING ADR|GSCS|GOLDMAN SACHS & CO. LLC|26249
SECO|SECOO HOLDING ADR|GSLT|GOLDMAN SACHS & CO. LLC|1663
SECO|SECOO HOLDING ADR|GTSZ|GTS SECURITIES LLC|65952
SECO|SECOO HOLDING ADR|HRBF|American Enterprise Investment Services Inc.|10
SECO|SECOO HOLDING ADR|HSBC|HSBC Securities, Inc.|500
SECO|SECOO HOLDING ADR|IATS|INTERACTIVE BROKERS LLC|23809
SECO|SECOO HOLDING ADR|IBKR|Interactive Brokers Llc|228103
SECO|SECOO HOLDING ADR|ICBX|INSTINET, LLC|15495
SECO|SECOO HOLDING ADR|INCA|INSTINET, LLC|119131
SECO|SECOO HOLDING ADR|INJX|INSTINET, LLC|9453
SECO|SECOO HOLDING ADR|ITGI|ITG Inc.|117121
SECO|SECOO HOLDING ADR|ITGP|ITG INC.|31800
SECO|SECOO HOLDING ADR|JEFF|JEFFERIES LLC|93824
SECO|SECOO HOLDING ADR|JMPT|JUMP TRADING, LLC|7630
SECO|SECOO HOLDING ADR|JONE|JonesTrading|109012
SECO|SECOO HOLDING ADR|JPMX|J.P. Morgan Securities LLC|25649
SECO|SECOO HOLDING ADR|JSJX|JANE STREET CAPITAL LLC|36940
SECO|SECOO HOLDING ADR|KCGM|VIRTU Americas LLC|58326
SECO|SECOO HOLDING ADR|LEHM|Barclays Capital Inc./Le|96267
SECO|SECOO HOLDING ADR|LIME|Lime Brokerage LLC|54119
SECO|SECOO HOLDING ADR|LQNA|LIQUIDNET, INC.|15500
SECO|SECOO HOLDING ADR|LQNB|LIQUIDNET, INC.|38460
SECO|SECOO HOLDING ADR|LSCI|Lek Securities Corporation|21274
SECO|SECOO HOLDING ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32645
SECO|SECOO HOLDING ADR|MOTF|MOTIF INVESTING, INC.|1
SECO|SECOO HOLDING ADR|MSCO|MORGAN STANLEY & CO. LLC|236892
SECO|SECOO HOLDING ADR|MSPL|MORGAN STANLEY & CO. LLC|69500
SECO|SECOO HOLDING ADR|NFSC|National Financial Services LLC|91403
SECO|SECOO HOLDING ADR|NITE|VIRTU Americas LLC|413106
SECO|SECOO HOLDING ADR|NQRB|Brut, LLC|3332
SECO|SECOO HOLDING ADR|OPCO|Oppenheimer & Co. Inc.|750
SECO|SECOO HOLDING ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3244
SECO|SECOO HOLDING ADR|PCPT|PHILLIP CAPITAL INC.|6100
SECO|SECOO HOLDING ADR|PDQM|CODA MARKETS, INC.|63674
SECO|SECOO HOLDING ADR|PNSR|Penserra Securities, LLC|1804
SECO|SECOO HOLDING ADR|RCSK|Ruane, Cunniff & Goldbarb LLC|5500
SECO|SECOO HOLDING ADR|RGLD|Regal Securities, Inc|20
SECO|SECOO HOLDING ADR|SAGL|SAGETRADER, LLC|14212
SECO|SECOO HOLDING ADR|SBSH|Citigroup Global Markets Inc.|3651
SECO|SECOO HOLDING ADR|SGMT|GOLDMAN SACHS & CO. LLC|83879
SECO|SECOO HOLDING ADR|SPDR|SPEEDROUTE LLC|7838
SECO|SECOO HOLDING ADR|SPTD|MINT GLOBAL MARKETS, INC.|1400
SECO|SECOO HOLDING ADR|STFL|Stifel, Nicolaus & Company, Incorporated|5000
SECO|SECOO HOLDING ADR|SWIM|TD Ameritrade, Inc.|52907
SECO|SECOO HOLDING ADR|TKNG|ALLY INVEST SECURITIES LLC|1814
SECO|SECOO HOLDING ADR|TRCM|TRC MARKETS LLC|8530
SECO|SECOO HOLDING ADR|UBSA|UBS SECURITIES LLC|379292
SECO|SECOO HOLDING ADR|UBSS|UBS Securities LLC|439579
SECO|SECOO HOLDING ADR|VALX|VIRTU AMERICAS LLC|8207
SECO|SECOO HOLDING ADR|VGRD|Vanguard Marketing Corporation|9746
SECO|SECOO HOLDING ADR|WABR|Wall Street Access|1100
SECO|SECOO HOLDING ADR|WCHV|WELLS FARGO SECURITIES, LLC|146258
SECO|SECOO HOLDING ADR|WEED|Weeden & Co.L.P.|2300
SECO|SECOO HOLDING ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|386
SECO|SECOO HOLDING ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13696
SECO|SECOO HOLDING ADR|WGIF|CIBC World Markets Inc.|5838
SECO|SECOO HOLDING ADR|WSEA|WOLVERINE SECURITIES, LLC|1120
SECO|SECOO HOLDING ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
SECO|SECOO HOLDING ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|874
SECO|SECOO HOLDING ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
SECT|MAIN SECTOR ROTATION|BANK|Primevest Financial Services, Inc.|2965
SECT|MAIN SECTOR ROTATION|CANT|Cantor Fitzgerald & Co.|204483
SECT|MAIN SECTOR ROTATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
SECT|MAIN SECTOR ROTATION|CSIN|Citadel Securities Institutional LLC|77410
SECT|MAIN SECTOR ROTATION|CTDL|Citadel Derivatives Group Llc|81210
SECT|MAIN SECTOR ROTATION|EGXM|CBOE TRADING, INC.|835
SECT|MAIN SECTOR ROTATION|ETRS|E*Trade Securities LLC|2747
SECT|MAIN SECTOR ROTATION|FMAF|NBCN Inc./ CDS|50
SECT|MAIN SECTOR ROTATION|FTBR|Foliofn Investments, Inc.|6
SECT|MAIN SECTOR ROTATION|GEBB|GLOBAL EXECUTION BROKERS, LP|300
SECT|MAIN SECTOR ROTATION|GTSZ|GTS SECURITIES LLC|100
SECT|MAIN SECTOR ROTATION|IBKR|Interactive Brokers Llc|1047
SECT|MAIN SECTOR ROTATION|JPMX|J.P. Morgan Securities LLC|800
SECT|MAIN SECTOR ROTATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|563557
SECT|MAIN SECTOR ROTATION|JSJX|JANE STREET CAPITAL LLC|31408
SECT|MAIN SECTOR ROTATION|MSCO|MORGAN STANLEY & CO. LLC|5024
SECT|MAIN SECTOR ROTATION|NFSC|National Financial Services LLC|25735
SECT|MAIN SECTOR ROTATION|NITE|VIRTU Americas LLC|35325
SECT|MAIN SECTOR ROTATION|SWIM|TD Ameritrade, Inc.|927
SECT|MAIN SECTOR ROTATION|UBSA|UBS SECURITIES LLC|1201
SECT|MAIN SECTOR ROTATION|UBSS|UBS Securities LLC|3421
SECT|MAIN SECTOR ROTATION|WSEA|WOLVERINE SECURITIES, LLC|4
SECT|MAIN SECTOR ROTATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|104
SEDG|SOLAREDGE TECH CMN|AGIS|Aegis Capital Corp.|150
SEDG|SOLAREDGE TECH CMN|APCC|Apex Clearing Corporation|3831
SEDG|SOLAREDGE TECH CMN|BANK|Primevest Financial Services, Inc.|200
SEDG|SOLAREDGE TECH CMN|BARD|Robert W. Baird & Co. Incorporated|578385
SEDG|SOLAREDGE TECH CMN|BATM|CBOE TRADING, INC.|7247
SEDG|SOLAREDGE TECH CMN|BAYT|BTIG, LLC|20200
SEDG|SOLAREDGE TECH CMN|BBNT|BB&T SECURITIES, LLC|200
SEDG|SOLAREDGE TECH CMN|BERN|Sanford C. Bernstein & Co., LLC|113948
SEDG|SOLAREDGE TECH CMN|BIDS|BIDS TRADING L.P.|61400
SEDG|SOLAREDGE TECH CMN|BIMI|Banca IMI Securities Corp.|200
SEDG|SOLAREDGE TECH CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2101
SEDG|SOLAREDGE TECH CMN|BLKX|INSTINET, LLC|66808
SEDG|SOLAREDGE TECH CMN|BNCH|The Benchmark Company, LLC|6393
SEDG|SOLAREDGE TECH CMN|BNPX|BNP PARIBAS SECURITIES CORP.|8382
SEDG|SOLAREDGE TECH CMN|BRVL|BLAYLOCK VAN, LLC|100
SEDG|SOLAREDGE TECH CMN|BTIG|BTIG, LLC|33319
SEDG|SOLAREDGE TECH CMN|BYXM|CBOE TRADING, INC.|550
SEDG|SOLAREDGE TECH CMN|BZYD|GOLDMAN SACHS & CO. LLC|893
SEDG|SOLAREDGE TECH CMN|CANT|Cantor Fitzgerald & Co.|400
SEDG|SOLAREDGE TECH CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|108148
SEDG|SOLAREDGE TECH CMN|CHAS|Charles Schwab & Co., Inc.|10658
SEDG|SOLAREDGE TECH CMN|CICF|Canaccord Genuity Corp.|200
SEDG|SOLAREDGE TECH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|202075
SEDG|SOLAREDGE TECH CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|910
SEDG|SOLAREDGE TECH CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1488
SEDG|SOLAREDGE TECH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|381601
SEDG|SOLAREDGE TECH CMN|CTDL|Citadel Derivatives Group Llc|29343
SEDG|SOLAREDGE TECH CMN|CTLR|CUTLER GROUP, LP|400
SEDG|SOLAREDGE TECH CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|92708
SEDG|SOLAREDGE TECH CMN|DBAB|Deutsche Bank Securities Inc.|926566
SEDG|SOLAREDGE TECH CMN|DBAX|Deutsche Bank Securities Inc.|325700
SEDG|SOLAREDGE TECH CMN|DBUL|Deutsche Bank Securities Inc.|1192
SEDG|SOLAREDGE TECH CMN|DCHF|Dart Executions, LLC|275
SEDG|SOLAREDGE TECH CMN|DEAN|MORGAN STANLEY|10842
SEDG|SOLAREDGE TECH CMN|DEGS|RONIN PROFESSIONAL LLC|7919
SEDG|SOLAREDGE TECH CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5905
SEDG|SOLAREDGE TECH CMN|EBXL|EBX LLC|223700
SEDG|SOLAREDGE TECH CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|83311
SEDG|SOLAREDGE TECH CMN|EDJC|Edward Jones / CDS|20
SEDG|SOLAREDGE TECH CMN|EDJO|Edward D. Jones & Co., L.P.|2115
SEDG|SOLAREDGE TECH CMN|EGAM|CBOE TRADING, INC.|44060
SEDG|SOLAREDGE TECH CMN|EGMT|EG MARKET TECHNOLOGIES LLC|2017
SEDG|SOLAREDGE TECH CMN|EGXM|CBOE TRADING, INC.|4753
SEDG|SOLAREDGE TECH CMN|ELEV|ELEVATION, LLC|9476
SEDG|SOLAREDGE TECH CMN|ETBE|Electronic Transaction Clearing, Inc.|27748
SEDG|SOLAREDGE TECH CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|734
SEDG|SOLAREDGE TECH CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|164478
SEDG|SOLAREDGE TECH CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
SEDG|SOLAREDGE TECH CMN|ETRS|E*Trade Securities LLC|566847
SEDG|SOLAREDGE TECH CMN|FBCO|Credit Suisse Securities (USA) LLC|780947
SEDG|SOLAREDGE TECH CMN|FBSB|U.S. Bancorp Investments, Inc.|4
SEDG|SOLAREDGE TECH CMN|FFSI|Firstrade Securities Inc.|100
SEDG|SOLAREDGE TECH CMN|FILL|Tradestation Securities, Inc.|20530
SEDG|SOLAREDGE TECH CMN|FINX|FINTECH SECURITIES|381
SEDG|SOLAREDGE TECH CMN|FMAF|NBCN Inc./ CDS|2491
SEDG|SOLAREDGE TECH CMN|FOMA|TD AMERITRADE CLEARING, INC.|756876
SEDG|SOLAREDGE TECH CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1528
SEDG|SOLAREDGE TECH CMN|FQLS|Quantlab Securities LP|830775
SEDG|SOLAREDGE TECH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37391
SEDG|SOLAREDGE TECH CMN|FTBR|Foliofn Investments, Inc.|15163
SEDG|SOLAREDGE TECH CMN|GARC|ICAP Corporates LLC|400
SEDG|SOLAREDGE TECH CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|19083
SEDG|SOLAREDGE TECH CMN|GLIS|TD Securities Inc|137
SEDG|SOLAREDGE TECH CMN|GLPX|ACS EXECUTION SERVICES, LLC|265
SEDG|SOLAREDGE TECH CMN|GSCO|GOLDMAN SACHS & CO. LLC|971929
SEDG|SOLAREDGE TECH CMN|GSCS|GOLDMAN SACHS & CO. LLC|30907
SEDG|SOLAREDGE TECH CMN|GSLT|GOLDMAN SACHS & CO. LLC|15005
SEDG|SOLAREDGE TECH CMN|GTSZ|GTS SECURITIES LLC|9921
SEDG|SOLAREDGE TECH CMN|HRBF|American Enterprise Investment Services Inc.|18744
SEDG|SOLAREDGE TECH CMN|HSBC|HSBC Securities, Inc.|2388
SEDG|SOLAREDGE TECH CMN|IBKR|Interactive Brokers Llc|661848
SEDG|SOLAREDGE TECH CMN|IBSJ|Integrity Brokerage Services, Inc.|1693
SEDG|SOLAREDGE TECH CMN|ICBX|INSTINET, LLC|147465
SEDG|SOLAREDGE TECH CMN|INCA|INSTINET, LLC|603773
SEDG|SOLAREDGE TECH CMN|INJX|INSTINET, LLC|93284
SEDG|SOLAREDGE TECH CMN|ITGI|ITG Inc.|46173
SEDG|SOLAREDGE TECH CMN|ITGP|ITG INC.|398600
SEDG|SOLAREDGE TECH CMN|JANY|Janney Montgomery Scott Inc.|3082
SEDG|SOLAREDGE TECH CMN|JEFF|JEFFERIES LLC|398808
SEDG|SOLAREDGE TECH CMN|JMPT|JUMP TRADING, LLC|61608
SEDG|SOLAREDGE TECH CMN|JPBX|J.P. MORGAN SECURITIES LLC|131598
SEDG|SOLAREDGE TECH CMN|JPMX|J.P. Morgan Securities LLC|470769
SEDG|SOLAREDGE TECH CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
SEDG|SOLAREDGE TECH CMN|KCGM|VIRTU Americas LLC|85355
SEDG|SOLAREDGE TECH CMN|LEHM|Barclays Capital Inc./Le|1012400
SEDG|SOLAREDGE TECH CMN|LIME|Lime Brokerage LLC|331054
SEDG|SOLAREDGE TECH CMN|LMGP|LIME BROKERAGE LLC|410
SEDG|SOLAREDGE TECH CMN|LQNA|LIQUIDNET, INC.|142400
SEDG|SOLAREDGE TECH CMN|LSCI|Lek Securities Corporation|4646
SEDG|SOLAREDGE TECH CMN|MAXM|Maxim Group LLC|800
SEDG|SOLAREDGE TECH CMN|MBTS|ALLY INVEST SECURITIES LLC|80
SEDG|SOLAREDGE TECH CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|219410
SEDG|SOLAREDGE TECH CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|610
SEDG|SOLAREDGE TECH CMN|MSCO|MORGAN STANLEY & CO. LLC|2974154
SEDG|SOLAREDGE TECH CMN|MSPL|MORGAN STANLEY & CO. LLC|142600
SEDG|SOLAREDGE TECH CMN|MSTX|MORGAN STANLEY & CO. LLC|130200
SEDG|SOLAREDGE TECH CMN|NEED|Needham & Company, LLC|54100
SEDG|SOLAREDGE TECH CMN|NEUB|NEUBERGER BERMAN BD LLC|2000
SEDG|SOLAREDGE TECH CMN|NFSC|National Financial Services LLC|967273
SEDG|SOLAREDGE TECH CMN|NITE|VIRTU Americas LLC|1306438
SEDG|SOLAREDGE TECH CMN|NITP|VIRTU Americas LLC|6347
SEDG|SOLAREDGE TECH CMN|NQRB|Brut, LLC|33924
SEDG|SOLAREDGE TECH CMN|OGRU|Oscar Gruss & Son, Incorporated|6400
SEDG|SOLAREDGE TECH CMN|OPCO|Oppenheimer & Co. Inc.|21267
SEDG|SOLAREDGE TECH CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6195
SEDG|SOLAREDGE TECH CMN|PCPT|PHILLIP CAPITAL INC.|417
SEDG|SOLAREDGE TECH CMN|PDQM|CODA MARKETS, INC.|50232
SEDG|SOLAREDGE TECH CMN|PHLY|NASDAQ Execution Services, LLC|7800
SEDG|SOLAREDGE TECH CMN|PIPR|Piper Jaffray & Co.|17479
SEDG|SOLAREDGE TECH CMN|PWJC|UBS Financial Services, Inc.|5700
SEDG|SOLAREDGE TECH CMN|RAJA|Raymond James & Associates, Inc.|14784
SEDG|SOLAREDGE TECH CMN|RBCM|RBC CAPITAL MARKETS, LLC|13522
SEDG|SOLAREDGE TECH CMN|RGLD|Regal Securities, Inc|408
SEDG|SOLAREDGE TECH CMN|RHCO|Suntrust Robinson Humphrey, Inc.|59936
SEDG|SOLAREDGE TECH CMN|ROTH|Roth Capital Partners, LLC|1700
SEDG|SOLAREDGE TECH CMN|SAGL|SAGETRADER, LLC|100
SEDG|SOLAREDGE TECH CMN|SALI|INTL FCSTONE FINANCIAL INC.|350
SEDG|SOLAREDGE TECH CMN|SBSH|Citigroup Global Markets Inc.|505835
SEDG|SOLAREDGE TECH CMN|SCMC|Scotia Capital Markets (USA) Inc.|200
SEDG|SOLAREDGE TECH CMN|SGMT|GOLDMAN SACHS & CO. LLC|160075
SEDG|SOLAREDGE TECH CMN|SPDR|SPEEDROUTE LLC|16944
SEDG|SOLAREDGE TECH CMN|SPHN|Stephens Inc.|3800
SEDG|SOLAREDGE TECH CMN|STFL|Stifel, Nicolaus & Company, Incorporated|53306
SEDG|SOLAREDGE TECH CMN|SWIM|TD Ameritrade, Inc.|212959
SEDG|SOLAREDGE TECH CMN|SWST|Hilltop Securities Inc.|5770
SEDG|SOLAREDGE TECH CMN|TAGC|TELSEY ADVISORY GROUP LLC|5970
SEDG|SOLAREDGE TECH CMN|TKNG|ALLY INVEST SECURITIES LLC|14371
SEDG|SOLAREDGE TECH CMN|TRBT|Tradebot Systems, Inc.|219841
SEDG|SOLAREDGE TECH CMN|TRCM|TRC MARKETS LLC|269175
SEDG|SOLAREDGE TECH CMN|TWTT|TASTYWORKS, INC.|1107
SEDG|SOLAREDGE TECH CMN|UBSA|UBS SECURITIES LLC|782548
SEDG|SOLAREDGE TECH CMN|UBSS|UBS Securities LLC|1345299
SEDG|SOLAREDGE TECH CMN|VALX|VIRTU AMERICAS LLC|15867
SEDG|SOLAREDGE TECH CMN|VERT|The Vertical Trading Group, LLC|5231
SEDG|SOLAREDGE TECH CMN|VGRD|Vanguard Marketing Corporation|48613
SEDG|SOLAREDGE TECH CMN|VIEW|VIEWTRADE SECURITIES LLC|482
SEDG|SOLAREDGE TECH CMN|VSIN|Vision Financial Markets Llc|3663
SEDG|SOLAREDGE TECH CMN|WABR|Wall Street Access|1250
SEDG|SOLAREDGE TECH CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|5611
SEDG|SOLAREDGE TECH CMN|WCHV|WELLS FARGO SECURITIES, LLC|100546
SEDG|SOLAREDGE TECH CMN|WEDB|WEDBUSH SECURITIES INC.|29901
SEDG|SOLAREDGE TECH CMN|WEED|Weeden & Co.L.P.|21762
SEDG|SOLAREDGE TECH CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59683
SEDG|SOLAREDGE TECH CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38494
SEDG|SOLAREDGE TECH CMN|WGIF|CIBC World Markets Inc.|2725
SEDG|SOLAREDGE TECH CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|36
SEDG|SOLAREDGE TECH CMN|WSEA|WOLVERINE SECURITIES, LLC|19859
SEDG|SOLAREDGE TECH CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
SEDG|SOLAREDGE TECH CMN|XIST|INSTINET, LLC|120600
SEDG|SOLAREDGE TECH CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|151358
SEDG|SOLAREDGE TECH CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|58840
SEE|SEALED AIR CP NEW|ABLE|NATIXIS Securities Americas LLC|20193
SEE|SEALED AIR CP NEW|ALTX|Alternet Securities Inc.|9647
SEE|SEALED AIR CP NEW|ANOS|ABEL/NOSER, L.L.C.|5557
SEE|SEALED AIR CP NEW|APCC|Apex Clearing Corporation|78
SEE|SEALED AIR CP NEW|BANK|Primevest Financial Services, Inc.|41
SEE|SEALED AIR CP NEW|BARD|Robert W. Baird & Co. Incorporated|426161
SEE|SEALED AIR CP NEW|BATM|CBOE TRADING, INC.|6418
SEE|SEALED AIR CP NEW|BAYC|BAY CREST PARTNERS, LLC|951
SEE|SEALED AIR CP NEW|BAYT|BTIG, LLC|600
SEE|SEALED AIR CP NEW|BBNT|BB&T SECURITIES, LLC|1191
SEE|SEALED AIR CP NEW|BERN|Sanford C. Bernstein & Co., LLC|193663
SEE|SEALED AIR CP NEW|BIDS|BIDS TRADING L.P.|200
SEE|SEALED AIR CP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4545
SEE|SEALED AIR CP NEW|BLKX|INSTINET, LLC|88500
SEE|SEALED AIR CP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|90060
SEE|SEALED AIR CP NEW|BTIG|BTIG, LLC|1687
SEE|SEALED AIR CP NEW|BYXM|CBOE TRADING, INC.|1050
SEE|SEALED AIR CP NEW|BZYD|GOLDMAN SACHS & CO. LLC|700
SEE|SEALED AIR CP NEW|CANT|Cantor Fitzgerald & Co.|610
SEE|SEALED AIR CP NEW|CBLC|CITIGROUP GLOBAL MARKETS INC.|59984
SEE|SEALED AIR CP NEW|CHAS|Charles Schwab & Co., Inc.|610
SEE|SEALED AIR CP NEW|CIBP|CIBC World Markets Corp.|12109
SEE|SEALED AIR CP NEW|CIST|Capital Institutional Services, Inc.|2289
SEE|SEALED AIR CP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|244633
SEE|SEALED AIR CP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
SEE|SEALED AIR CP NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|406
SEE|SEALED AIR CP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|462843
SEE|SEALED AIR CP NEW|CTDL|Citadel Derivatives Group Llc|7444
SEE|SEALED AIR CP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|80314
SEE|SEALED AIR CP NEW|DBAB|Deutsche Bank Securities Inc.|251010
SEE|SEALED AIR CP NEW|DBAX|Deutsche Bank Securities Inc.|353000
SEE|SEALED AIR CP NEW|DBUL|Deutsche Bank Securities Inc.|7324
SEE|SEALED AIR CP NEW|DEAN|MORGAN STANLEY|5198
SEE|SEALED AIR CP NEW|DEGS|RONIN PROFESSIONAL LLC|1100
SEE|SEALED AIR CP NEW|EBXL|EBX LLC|268400
SEE|SEALED AIR CP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|5831
SEE|SEALED AIR CP NEW|EDJO|Edward D. Jones & Co., L.P.|1263
SEE|SEALED AIR CP NEW|EGAM|CBOE TRADING, INC.|24737
SEE|SEALED AIR CP NEW|EGAW|CBOE TRADING, INC.|108
SEE|SEALED AIR CP NEW|EGMT|EG MARKET TECHNOLOGIES LLC|220
SEE|SEALED AIR CP NEW|EGXM|CBOE TRADING, INC.|4300
SEE|SEALED AIR CP NEW|ETBE|Electronic Transaction Clearing, Inc.|20117
SEE|SEALED AIR CP NEW|ETCC|Electronic Transaction Clearing, Inc.|341
SEE|SEALED AIR CP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7296
SEE|SEALED AIR CP NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1464
SEE|SEALED AIR CP NEW|ETRS|E*Trade Securities LLC|3882
SEE|SEALED AIR CP NEW|FBSB|U.S. Bancorp Investments, Inc.|1
SEE|SEALED AIR CP NEW|FILL|Tradestation Securities, Inc.|1855
SEE|SEALED AIR CP NEW|FMAF|NBCN Inc./ CDS|1774
SEE|SEALED AIR CP NEW|FMCO|First Manhattan Co|1800
SEE|SEALED AIR CP NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4452
SEE|SEALED AIR CP NEW|FQLS|Quantlab Securities LP|527272
SEE|SEALED AIR CP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|156369
SEE|SEALED AIR CP NEW|FTBR|Foliofn Investments, Inc.|2041
SEE|SEALED AIR CP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|900
SEE|SEALED AIR CP NEW|GLIS|TD Securities Inc|100
SEE|SEALED AIR CP NEW|GLPX|ACS EXECUTION SERVICES, LLC|26466
SEE|SEALED AIR CP NEW|GSCO|GOLDMAN SACHS & CO. LLC|1150891
SEE|SEALED AIR CP NEW|GSCS|GOLDMAN SACHS & CO. LLC|14317
SEE|SEALED AIR CP NEW|GSLT|GOLDMAN SACHS & CO. LLC|17091
SEE|SEALED AIR CP NEW|GTSZ|GTS SECURITIES LLC|206308
SEE|SEALED AIR CP NEW|HRBF|American Enterprise Investment Services Inc.|103944
SEE|SEALED AIR CP NEW|HSBC|HSBC Securities, Inc.|2165
SEE|SEALED AIR CP NEW|IATS|INTERACTIVE BROKERS LLC|4252
SEE|SEALED AIR CP NEW|IBKR|Interactive Brokers Llc|18990
SEE|SEALED AIR CP NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|283
SEE|SEALED AIR CP NEW|ICBX|INSTINET, LLC|73300
SEE|SEALED AIR CP NEW|IEQY|CITADEL SECURITIES LLC|162030
SEE|SEALED AIR CP NEW|INCA|INSTINET, LLC|459784
SEE|SEALED AIR CP NEW|INJX|INSTINET, LLC|12335
SEE|SEALED AIR CP NEW|ITGI|ITG Inc.|72412
SEE|SEALED AIR CP NEW|ITGP|ITG INC.|362800
SEE|SEALED AIR CP NEW|JANY|Janney Montgomery Scott Inc.|1098
SEE|SEALED AIR CP NEW|JEFF|JEFFERIES LLC|280135
SEE|SEALED AIR CP NEW|JMPT|JUMP TRADING, LLC|115255
SEE|SEALED AIR CP NEW|JONE|JonesTrading|7594
SEE|SEALED AIR CP NEW|JPBX|J.P. MORGAN SECURITIES LLC|175263
SEE|SEALED AIR CP NEW|JPMX|J.P. Morgan Securities LLC|1345140
SEE|SEALED AIR CP NEW|JSJX|JANE STREET CAPITAL LLC|22615
SEE|SEALED AIR CP NEW|KCGM|VIRTU Americas LLC|89111
SEE|SEALED AIR CP NEW|KEYB|KEYBANC CAPITAL MARKETS INC.|11500
SEE|SEALED AIR CP NEW|LEHM|Barclays Capital Inc./Le|1448626
SEE|SEALED AIR CP NEW|LGNT|COR CLEARING LLC|4
SEE|SEALED AIR CP NEW|LIME|Lime Brokerage LLC|59964
SEE|SEALED AIR CP NEW|LOOP|Loop Capital Markets LLC|3223
SEE|SEALED AIR CP NEW|LQNA|LIQUIDNET, INC.|697400
SEE|SEALED AIR CP NEW|LSCI|Lek Securities Corporation|1419
SEE|SEALED AIR CP NEW|MACC|Mid Atlantic Capital Corporation|600
SEE|SEALED AIR CP NEW|MACQ|Macquarie Capital (USA) Inc.|1547
SEE|SEALED AIR CP NEW|MAXM|Maxim Group LLC|27001
SEE|SEALED AIR CP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|551018
SEE|SEALED AIR CP NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
SEE|SEALED AIR CP NEW|MOTF|MOTIF INVESTING, INC.|2
SEE|SEALED AIR CP NEW|MSCO|MORGAN STANLEY & CO. LLC|2180273
SEE|SEALED AIR CP NEW|MSPL|MORGAN STANLEY & CO. LLC|523900
SEE|SEALED AIR CP NEW|MSTX|MORGAN STANLEY & CO. LLC|370000
SEE|SEALED AIR CP NEW|NBCS|NBC Securities, INC.|127
SEE|SEALED AIR CP NEW|NEUB|NEUBERGER BERMAN BD LLC|1900
SEE|SEALED AIR CP NEW|NFSC|National Financial Services LLC|84729
SEE|SEALED AIR CP NEW|NITE|VIRTU Americas LLC|226895
SEE|SEALED AIR CP NEW|NITP|VIRTU Americas LLC|4046
SEE|SEALED AIR CP NEW|NQRB|Brut, LLC|20321
SEE|SEALED AIR CP NEW|NTBF|BMO Nesbitt Burns Inc./CDS|2335
SEE|SEALED AIR CP NEW|OHOS|TWO SIGMA SECURITIES, LLC|66312
SEE|SEALED AIR CP NEW|OPCO|Oppenheimer & Co. Inc.|994
SEE|SEALED AIR CP NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|950
SEE|SEALED AIR CP NEW|PDQM|CODA MARKETS, INC.|49537
SEE|SEALED AIR CP NEW|PHLY|NASDAQ Execution Services, LLC|600
SEE|SEALED AIR CP NEW|PIPR|Piper Jaffray & Co.|1321
SEE|SEALED AIR CP NEW|PWJC|UBS Financial Services, Inc.|8418
SEE|SEALED AIR CP NEW|QMSR|QUATTRO M SECURITIES INC.|4390
SEE|SEALED AIR CP NEW|RBCM|RBC CAPITAL MARKETS, LLC|2369
SEE|SEALED AIR CP NEW|SAGL|SAGETRADER, LLC|42176
SEE|SEALED AIR CP NEW|SAGW|SAGETRADER, LLC|300
SEE|SEALED AIR CP NEW|SALI|INTL FCSTONE FINANCIAL INC.|555
SEE|SEALED AIR CP NEW|SBSH|Citigroup Global Markets Inc.|240821
SEE|SEALED AIR CP NEW|SEIC|SEI Investments Distribution Co.|400
SEE|SEALED AIR CP NEW|SGMT|GOLDMAN SACHS & CO. LLC|130921
SEE|SEALED AIR CP NEW|SHMR|ABN Amro Clearing LLC|62
SEE|SEALED AIR CP NEW|SPDR|SPEEDROUTE LLC|14337
SEE|SEALED AIR CP NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
SEE|SEALED AIR CP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|48180
SEE|SEALED AIR CP NEW|STKP|STOCKPILE INVESTMENTS, INC.|8
SEE|SEALED AIR CP NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3983
SEE|SEALED AIR CP NEW|SWIM|TD Ameritrade, Inc.|9461
SEE|SEALED AIR CP NEW|SWST|Hilltop Securities Inc.|730
SEE|SEALED AIR CP NEW|TAGC|TELSEY ADVISORY GROUP LLC|970
SEE|SEALED AIR CP NEW|TKNG|ALLY INVEST SECURITIES LLC|170
SEE|SEALED AIR CP NEW|TRBT|Tradebot Systems, Inc.|322632
SEE|SEALED AIR CP NEW|TRCM|TRC MARKETS LLC|303793
SEE|SEALED AIR CP NEW|UBSA|UBS SECURITIES LLC|802387
SEE|SEALED AIR CP NEW|UBSS|UBS Securities LLC|1482625
SEE|SEALED AIR CP NEW|VALX|VIRTU AMERICAS LLC|13490
SEE|SEALED AIR CP NEW|VGRD|Vanguard Marketing Corporation|3898
SEE|SEALED AIR CP NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|10780
SEE|SEALED AIR CP NEW|WCHV|WELLS FARGO SECURITIES, LLC|96943
SEE|SEALED AIR CP NEW|WEDB|WEDBUSH SECURITIES INC.|12610
SEE|SEALED AIR CP NEW|WEED|Weeden & Co.L.P.|6115
SEE|SEALED AIR CP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13929
SEE|SEALED AIR CP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18108
SEE|SEALED AIR CP NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|430
SEE|SEALED AIR CP NEW|WSEA|WOLVERINE SECURITIES, LLC|522
SEE|SEALED AIR CP NEW|XIST|INSTINET, LLC|91958
SEE|SEALED AIR CP NEW|XPQR|Jump Trading|1200
SEE|SEALED AIR CP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|35068
SEE|SEALED AIR CP NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|2180
SEE|SEALED AIR CP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5403
SEED|ORIGIN AGRITECH LIMI|APCC|Apex Clearing Corporation|9415
SEED|ORIGIN AGRITECH LIMI|BARD|Robert W. Baird & Co. Incorporated|4990
SEED|ORIGIN AGRITECH LIMI|BATM|CBOE TRADING, INC.|3275
SEED|ORIGIN AGRITECH LIMI|BIMI|Banca IMI Securities Corp.|52972
SEED|ORIGIN AGRITECH LIMI|CANT|Cantor Fitzgerald & Co.|98
SEED|ORIGIN AGRITECH LIMI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|801
SEED|ORIGIN AGRITECH LIMI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12500
SEED|ORIGIN AGRITECH LIMI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8700
SEED|ORIGIN AGRITECH LIMI|CRFN|ROBINHOOD FINANCIAL, LLC|1
SEED|ORIGIN AGRITECH LIMI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800
SEED|ORIGIN AGRITECH LIMI|CXCX|CITIGROUP GLOBAL MARKETS INC.|3800
SEED|ORIGIN AGRITECH LIMI|DBAB|Deutsche Bank Securities Inc.|5700
SEED|ORIGIN AGRITECH LIMI|DBAX|Deutsche Bank Securities Inc.|11500
SEED|ORIGIN AGRITECH LIMI|DEAN|MORGAN STANLEY|2000
SEED|ORIGIN AGRITECH LIMI|DEGS|RONIN PROFESSIONAL LLC|44
SEED|ORIGIN AGRITECH LIMI|EBXL|EBX LLC|4000
SEED|ORIGIN AGRITECH LIMI|EGAM|CBOE TRADING, INC.|3951
SEED|ORIGIN AGRITECH LIMI|EGXM|CBOE TRADING, INC.|26556
SEED|ORIGIN AGRITECH LIMI|EROP|Eroom Securities L.L.C.|3000
SEED|ORIGIN AGRITECH LIMI|ETRS|E*Trade Securities LLC|138598
SEED|ORIGIN AGRITECH LIMI|FBCO|Credit Suisse Securities (USA) LLC|10296
SEED|ORIGIN AGRITECH LIMI|FILL|Tradestation Securities, Inc.|4100
SEED|ORIGIN AGRITECH LIMI|FMAF|NBCN Inc./ CDS|33672
SEED|ORIGIN AGRITECH LIMI|FOMA|TD AMERITRADE CLEARING, INC.|1206273
SEED|ORIGIN AGRITECH LIMI|FTBR|Foliofn Investments, Inc.|20
SEED|ORIGIN AGRITECH LIMI|GEBB|GLOBAL EXECUTION BROKERS, LP|427
SEED|ORIGIN AGRITECH LIMI|GSCO|GOLDMAN SACHS & CO. LLC|885
SEED|ORIGIN AGRITECH LIMI|GSLT|GOLDMAN SACHS & CO. LLC|100
SEED|ORIGIN AGRITECH LIMI|HRBF|American Enterprise Investment Services Inc.|5501
SEED|ORIGIN AGRITECH LIMI|IATS|INTERACTIVE BROKERS LLC|15056
SEED|ORIGIN AGRITECH LIMI|IBKR|Interactive Brokers Llc|727573
SEED|ORIGIN AGRITECH LIMI|ICBX|INSTINET, LLC|600
SEED|ORIGIN AGRITECH LIMI|INCA|INSTINET, LLC|26410
SEED|ORIGIN AGRITECH LIMI|ITGI|ITG Inc.|8800
SEED|ORIGIN AGRITECH LIMI|ITGP|ITG INC.|1400
SEED|ORIGIN AGRITECH LIMI|JMPT|JUMP TRADING, LLC|10
SEED|ORIGIN AGRITECH LIMI|JPMX|J.P. Morgan Securities LLC|2000
SEED|ORIGIN AGRITECH LIMI|LEHM|Barclays Capital Inc./Le|22662
SEED|ORIGIN AGRITECH LIMI|LIME|Lime Brokerage LLC|8626
SEED|ORIGIN AGRITECH LIMI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
SEED|ORIGIN AGRITECH LIMI|MOTF|MOTIF INVESTING, INC.|1
SEED|ORIGIN AGRITECH LIMI|MSCO|MORGAN STANLEY & CO. LLC|252553
SEED|ORIGIN AGRITECH LIMI|MSPL|MORGAN STANLEY & CO. LLC|800
SEED|ORIGIN AGRITECH LIMI|NFSC|National Financial Services LLC|159967
SEED|ORIGIN AGRITECH LIMI|NITE|VIRTU Americas LLC|915467
SEED|ORIGIN AGRITECH LIMI|NITP|VIRTU Americas LLC|6
SEED|ORIGIN AGRITECH LIMI|NQRB|Brut, LLC|300
SEED|ORIGIN AGRITECH LIMI|OPCO|Oppenheimer & Co. Inc.|6811
SEED|ORIGIN AGRITECH LIMI|PCPT|PHILLIP CAPITAL INC.|12040
SEED|ORIGIN AGRITECH LIMI|PDQM|CODA MARKETS, INC.|63977
SEED|ORIGIN AGRITECH LIMI|RAJA|Raymond James & Associates, Inc.|200
SEED|ORIGIN AGRITECH LIMI|RBCM|RBC CAPITAL MARKETS, LLC|20973
SEED|ORIGIN AGRITECH LIMI|RGLD|Regal Securities, Inc|300
SEED|ORIGIN AGRITECH LIMI|SAGL|SAGETRADER, LLC|12795
SEED|ORIGIN AGRITECH LIMI|SBSH|Citigroup Global Markets Inc.|33889
SEED|ORIGIN AGRITECH LIMI|SGMT|GOLDMAN SACHS & CO. LLC|2300
SEED|ORIGIN AGRITECH LIMI|SPDR|SPEEDROUTE LLC|18005
SEED|ORIGIN AGRITECH LIMI|SWIM|TD Ameritrade, Inc.|266806
SEED|ORIGIN AGRITECH LIMI|TKNG|ALLY INVEST SECURITIES LLC|1952
SEED|ORIGIN AGRITECH LIMI|TWTT|TASTYWORKS, INC.|1000
SEED|ORIGIN AGRITECH LIMI|UBSA|UBS SECURITIES LLC|54292
SEED|ORIGIN AGRITECH LIMI|UBSS|UBS Securities LLC|124775
SEED|ORIGIN AGRITECH LIMI|VGRD|Vanguard Marketing Corporation|14172
SEED|ORIGIN AGRITECH LIMI|WCHV|WELLS FARGO SECURITIES, LLC|102
SEED|ORIGIN AGRITECH LIMI|WEDB|WEDBUSH SECURITIES INC.|1341
SEED|ORIGIN AGRITECH LIMI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|560
SEED|ORIGIN AGRITECH LIMI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3284
SEED|ORIGIN AGRITECH LIMI|WGIF|CIBC World Markets Inc.|21559
SEED|ORIGIN AGRITECH LIMI|WSEA|WOLVERINE SECURITIES, LLC|23725
SEED|ORIGIN AGRITECH LIMI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1690
SEF|SHORT FINLS PROSHARE|APCC|Apex Clearing Corporation|20
SEF|SHORT FINLS PROSHARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|407
SEF|SHORT FINLS PROSHARE|DBAX|Deutsche Bank Securities Inc.|500
SEF|SHORT FINLS PROSHARE|ETRS|E*Trade Securities LLC|2035
SEF|SHORT FINLS PROSHARE|IATS|INTERACTIVE BROKERS LLC|120
SEF|SHORT FINLS PROSHARE|IBKR|Interactive Brokers Llc|1533
SEF|SHORT FINLS PROSHARE|JSEB|JANE STREET EXECUTION SERVICES, LLC|4378
SEF|SHORT FINLS PROSHARE|JSJX|JANE STREET CAPITAL LLC|3126
SEF|SHORT FINLS PROSHARE|LEHM|Barclays Capital Inc./Le|4000
SEF|SHORT FINLS PROSHARE|LIME|Lime Brokerage LLC|300
SEF|SHORT FINLS PROSHARE|MOTF|MOTIF INVESTING, INC.|4
SEF|SHORT FINLS PROSHARE|MSCO|MORGAN STANLEY & CO. LLC|568
SEF|SHORT FINLS PROSHARE|MSPL|MORGAN STANLEY & CO. LLC|200
SEF|SHORT FINLS PROSHARE|NFSC|National Financial Services LLC|48374
SEF|SHORT FINLS PROSHARE|NITE|VIRTU Americas LLC|5889
SEF|SHORT FINLS PROSHARE|SBSH|Citigroup Global Markets Inc.|900
SEF|SHORT FINLS PROSHARE|SWIM|TD Ameritrade, Inc.|240
SEF|SHORT FINLS PROSHARE|TKNG|ALLY INVEST SECURITIES LLC|5
SEF|SHORT FINLS PROSHARE|UBSS|UBS Securities LLC|1876
SEF|SHORT FINLS PROSHARE|VGRD|Vanguard Marketing Corporation|1200
SEF|SHORT FINLS PROSHARE|WCHV|WELLS FARGO SECURITIES, LLC|21
SEF|SHORT FINLS PROSHARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|267
SEF|SHORT FINLS PROSHARE|WSEA|WOLVERINE SECURITIES, LLC|27
SEIC|SEI INVESTMENTS CO|ABLE|NATIXIS Securities Americas LLC|79131
SEIC|SEI INVESTMENTS CO|ALTX|Alternet Securities Inc.|3357
SEIC|SEI INVESTMENTS CO|ANOS|ABEL/NOSER, L.L.C.|461
SEIC|SEI INVESTMENTS CO|APCC|Apex Clearing Corporation|1858
SEIC|SEI INVESTMENTS CO|BANK|Primevest Financial Services, Inc.|10
SEIC|SEI INVESTMENTS CO|BARD|Robert W. Baird & Co. Incorporated|252
SEIC|SEI INVESTMENTS CO|BATM|CBOE TRADING, INC.|3881
SEIC|SEI INVESTMENTS CO|BAYC|BAY CREST PARTNERS, LLC|19860
SEIC|SEI INVESTMENTS CO|BAYT|BTIG, LLC|100
SEIC|SEI INVESTMENTS CO|BBNT|BB&T SECURITIES, LLC|2241
SEIC|SEI INVESTMENTS CO|BERN|Sanford C. Bernstein & Co., LLC|62076
SEIC|SEI INVESTMENTS CO|BIDS|BIDS TRADING L.P.|1400
SEIC|SEI INVESTMENTS CO|BKCM|BNY Mellon Capital Markets LLC|36115
SEIC|SEI INVESTMENTS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9478
SEIC|SEI INVESTMENTS CO|BMOC|BMO Capital Markets Corp.|23319
SEIC|SEI INVESTMENTS CO|BNPX|BNP PARIBAS SECURITIES CORP.|18313
SEIC|SEI INVESTMENTS CO|BRVL|BLAYLOCK VAN, LLC|400
SEIC|SEI INVESTMENTS CO|BTIG|BTIG, LLC|31656
SEIC|SEI INVESTMENTS CO|BYXM|CBOE TRADING, INC.|4711
SEIC|SEI INVESTMENTS CO|BZYD|GOLDMAN SACHS & CO. LLC|772
SEIC|SEI INVESTMENTS CO|CABR|Cabrera Capital Markets, Inc.|25
SEIC|SEI INVESTMENTS CO|CANT|Cantor Fitzgerald & Co.|352
SEIC|SEI INVESTMENTS CO|CHAS|Charles Schwab & Co., Inc.|1402
SEIC|SEI INVESTMENTS CO|CIST|Capital Institutional Services, Inc.|8471
SEIC|SEI INVESTMENTS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199885
SEIC|SEI INVESTMENTS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
SEIC|SEI INVESTMENTS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1334
SEIC|SEI INVESTMENTS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|243708
SEIC|SEI INVESTMENTS CO|CTDL|Citadel Derivatives Group Llc|36691
SEIC|SEI INVESTMENTS CO|CTLR|CUTLER GROUP, LP|200
SEIC|SEI INVESTMENTS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|19466
SEIC|SEI INVESTMENTS CO|DADA|D.A. Davidson & Co.|429
SEIC|SEI INVESTMENTS CO|DBAB|Deutsche Bank Securities Inc.|622011
SEIC|SEI INVESTMENTS CO|DBAX|Deutsche Bank Securities Inc.|77600
SEIC|SEI INVESTMENTS CO|DBUL|Deutsche Bank Securities Inc.|5400
SEIC|SEI INVESTMENTS CO|DEAN|MORGAN STANLEY|20579
SEIC|SEI INVESTMENTS CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2368
SEIC|SEI INVESTMENTS CO|EBXL|EBX LLC|87200
SEIC|SEI INVESTMENTS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|3727
SEIC|SEI INVESTMENTS CO|EDJO|Edward D. Jones & Co., L.P.|1193
SEIC|SEI INVESTMENTS CO|EGAM|CBOE TRADING, INC.|3858
SEIC|SEI INVESTMENTS CO|EGAW|CBOE TRADING, INC.|112
SEIC|SEI INVESTMENTS CO|EGMT|EG MARKET TECHNOLOGIES LLC|1097
SEIC|SEI INVESTMENTS CO|EGXM|CBOE TRADING, INC.|2319
SEIC|SEI INVESTMENTS CO|ETBE|Electronic Transaction Clearing, Inc.|42147
SEIC|SEI INVESTMENTS CO|ETCC|Electronic Transaction Clearing, Inc.|160
SEIC|SEI INVESTMENTS CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2883
SEIC|SEI INVESTMENTS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21919
SEIC|SEI INVESTMENTS CO|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|193343
SEIC|SEI INVESTMENTS CO|ETRS|E*Trade Securities LLC|3138
SEIC|SEI INVESTMENTS CO|FBCO|Credit Suisse Securities (USA) LLC|793690
SEIC|SEI INVESTMENTS CO|FBSB|U.S. Bancorp Investments, Inc.|18
SEIC|SEI INVESTMENTS CO|FILL|Tradestation Securities, Inc.|126
SEIC|SEI INVESTMENTS CO|FMAF|NBCN Inc./ CDS|748
SEIC|SEI INVESTMENTS CO|FOMA|TD AMERITRADE CLEARING, INC.|28209
SEIC|SEI INVESTMENTS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8110
SEIC|SEI INVESTMENTS CO|FQLS|Quantlab Securities LP|289514
SEIC|SEI INVESTMENTS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101091
SEIC|SEI INVESTMENTS CO|FTBR|Foliofn Investments, Inc.|3403
SEIC|SEI INVESTMENTS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|10417
SEIC|SEI INVESTMENTS CO|GLIS|TD Securities Inc|373
SEIC|SEI INVESTMENTS CO|GLPX|ACS EXECUTION SERVICES, LLC|4151
SEIC|SEI INVESTMENTS CO|GSCO|GOLDMAN SACHS & CO. LLC|1184262
SEIC|SEI INVESTMENTS CO|GSCS|GOLDMAN SACHS & CO. LLC|8029
SEIC|SEI INVESTMENTS CO|GSLT|GOLDMAN SACHS & CO. LLC|1568
SEIC|SEI INVESTMENTS CO|GTSZ|GTS SECURITIES LLC|328632
SEIC|SEI INVESTMENTS CO|HRBF|American Enterprise Investment Services Inc.|1564
SEIC|SEI INVESTMENTS CO|HSBC|HSBC Securities, Inc.|5179
SEIC|SEI INVESTMENTS CO|IATS|INTERACTIVE BROKERS LLC|710
SEIC|SEI INVESTMENTS CO|IBKR|Interactive Brokers Llc|14922
SEIC|SEI INVESTMENTS CO|ICBX|INSTINET, LLC|11223
SEIC|SEI INVESTMENTS CO|IEQY|CITADEL SECURITIES LLC|87425
SEIC|SEI INVESTMENTS CO|INCA|INSTINET, LLC|438034
SEIC|SEI INVESTMENTS CO|INJX|INSTINET, LLC|29684
SEIC|SEI INVESTMENTS CO|ITGI|ITG Inc.|27423
SEIC|SEI INVESTMENTS CO|ITGP|ITG INC.|35800
SEIC|SEI INVESTMENTS CO|JANY|Janney Montgomery Scott Inc.|155
SEIC|SEI INVESTMENTS CO|JEFF|JEFFERIES LLC|201587
SEIC|SEI INVESTMENTS CO|JMPT|JUMP TRADING, LLC|48583
SEIC|SEI INVESTMENTS CO|JPBX|J.P. MORGAN SECURITIES LLC|64986
SEIC|SEI INVESTMENTS CO|JPMX|J.P. Morgan Securities LLC|222681
SEIC|SEI INVESTMENTS CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
SEIC|SEI INVESTMENTS CO|JSJX|JANE STREET CAPITAL LLC|7189
SEIC|SEI INVESTMENTS CO|KBWI|Keefe, Bruyette & Woods, Inc.|662
SEIC|SEI INVESTMENTS CO|KCGM|VIRTU Americas LLC|28811
SEIC|SEI INVESTMENTS CO|LEHM|Barclays Capital Inc./Le|769963
SEIC|SEI INVESTMENTS CO|LIME|Lime Brokerage LLC|210738
SEIC|SEI INVESTMENTS CO|LMGP|LIME BROKERAGE LLC|30762
SEIC|SEI INVESTMENTS CO|LOOP|Loop Capital Markets LLC|1932
SEIC|SEI INVESTMENTS CO|LSCI|Lek Securities Corporation|136
SEIC|SEI INVESTMENTS CO|MACC|Mid Atlantic Capital Corporation|67
SEIC|SEI INVESTMENTS CO|MAXM|Maxim Group LLC|13306
SEIC|SEI INVESTMENTS CO|MCBT|Moors & Cabot, Inc.|50
SEIC|SEI INVESTMENTS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33377
SEIC|SEI INVESTMENTS CO|MOTF|MOTIF INVESTING, INC.|33
SEIC|SEI INVESTMENTS CO|MSCO|MORGAN STANLEY & CO. LLC|2751588
SEIC|SEI INVESTMENTS CO|MSPL|MORGAN STANLEY & CO. LLC|144200
SEIC|SEI INVESTMENTS CO|MSTX|MORGAN STANLEY & CO. LLC|85700
SEIC|SEI INVESTMENTS CO|NFSC|National Financial Services LLC|64013
SEIC|SEI INVESTMENTS CO|NITE|VIRTU Americas LLC|172643
SEIC|SEI INVESTMENTS CO|NITP|VIRTU Americas LLC|11414
SEIC|SEI INVESTMENTS CO|NQRB|Brut, LLC|5675
SEIC|SEI INVESTMENTS CO|ONEL|O'NEIL SECURITIES, INCORPORATED|500
SEIC|SEI INVESTMENTS CO|OPCO|Oppenheimer & Co. Inc.|553
SEIC|SEI INVESTMENTS CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8174
SEIC|SEI INVESTMENTS CO|PDQM|CODA MARKETS, INC.|24596
SEIC|SEI INVESTMENTS CO|PIPR|Piper Jaffray & Co.|140
SEIC|SEI INVESTMENTS CO|PNSR|Penserra Securities, LLC|1900
SEIC|SEI INVESTMENTS CO|PWJC|UBS Financial Services, Inc.|3980
SEIC|SEI INVESTMENTS CO|RAJA|Raymond James & Associates, Inc.|383
SEIC|SEI INVESTMENTS CO|RBCM|RBC CAPITAL MARKETS, LLC|4401
SEIC|SEI INVESTMENTS CO|SAGL|SAGETRADER, LLC|3278
SEIC|SEI INVESTMENTS CO|SBSH|Citigroup Global Markets Inc.|280469
SEIC|SEI INVESTMENTS CO|SEIC|SEI Investments Distribution Co.|1451
SEIC|SEI INVESTMENTS CO|SGMT|GOLDMAN SACHS & CO. LLC|37296
SEIC|SEI INVESTMENTS CO|SPDR|SPEEDROUTE LLC|15113
SEIC|SEI INVESTMENTS CO|SPHN|Stephens Inc.|226
SEIC|SEI INVESTMENTS CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|1700
SEIC|SEI INVESTMENTS CO|STFL|Stifel, Nicolaus & Company, Incorporated|1460
SEIC|SEI INVESTMENTS CO|SWIM|TD Ameritrade, Inc.|178
SEIC|SEI INVESTMENTS CO|SWST|Hilltop Securities Inc.|368
SEIC|SEI INVESTMENTS CO|TAGC|TELSEY ADVISORY GROUP LLC|157
SEIC|SEI INVESTMENTS CO|TKNG|ALLY INVEST SECURITIES LLC|44
SEIC|SEI INVESTMENTS CO|TONC|CUTTONE & CO., LLC|800
SEIC|SEI INVESTMENTS CO|TRBT|Tradebot Systems, Inc.|157242
SEIC|SEI INVESTMENTS CO|TRCM|TRC MARKETS LLC|309718
SEIC|SEI INVESTMENTS CO|UBSA|UBS SECURITIES LLC|280240
SEIC|SEI INVESTMENTS CO|UBSS|UBS Securities LLC|914047
SEIC|SEI INVESTMENTS CO|VALX|VIRTU AMERICAS LLC|8157
SEIC|SEI INVESTMENTS CO|VGRD|Vanguard Marketing Corporation|3393
SEIC|SEI INVESTMENTS CO|VSIN|Vision Financial Markets Llc|12
SEIC|SEI INVESTMENTS CO|WBLR|WILLIAM BLAIR|350
SEIC|SEI INVESTMENTS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|784
SEIC|SEI INVESTMENTS CO|WCHV|WELLS FARGO SECURITIES, LLC|109072
SEIC|SEI INVESTMENTS CO|WEDB|WEDBUSH SECURITIES INC.|100
SEIC|SEI INVESTMENTS CO|WEED|Weeden & Co.L.P.|250
SEIC|SEI INVESTMENTS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13696
SEIC|SEI INVESTMENTS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1403
SEIC|SEI INVESTMENTS CO|WGIF|CIBC World Markets Inc.|450
SEIC|SEI INVESTMENTS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|654
SEIC|SEI INVESTMENTS CO|WORD|Worden Capital Management LLC|92
SEIC|SEI INVESTMENTS CO|WSEA|WOLVERINE SECURITIES, LLC|730
SEIC|SEI INVESTMENTS CO|XIST|INSTINET, LLC|70762
SEIC|SEI INVESTMENTS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|8834
SEIC|SEI INVESTMENTS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|619
SEIC|SEI INVESTMENTS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2764
SEII|SHARING ECONOMY|ALTX|Alternet Securities Inc.|1800
SEII|SHARING ECONOMY|APCC|Apex Clearing Corporation|107750
SEII|SHARING ECONOMY|BATM|CBOE TRADING, INC.|2225
SEII|SHARING ECONOMY|BIMI|Banca IMI Securities Corp.|3200
SEII|SHARING ECONOMY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9016
SEII|SHARING ECONOMY|BYXM|CBOE TRADING, INC.|1287
SEII|SHARING ECONOMY|CHAS|Charles Schwab & Co., Inc.|8330
SEII|SHARING ECONOMY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24311
SEII|SHARING ECONOMY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12629
SEII|SHARING ECONOMY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|128921
SEII|SHARING ECONOMY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37246
SEII|SHARING ECONOMY|CTDL|Citadel Derivatives Group Llc|819
SEII|SHARING ECONOMY|CXCX|CITIGROUP GLOBAL MARKETS INC.|1780
SEII|SHARING ECONOMY|DBAB|Deutsche Bank Securities Inc.|8155
SEII|SHARING ECONOMY|DBAX|Deutsche Bank Securities Inc.|12100
SEII|SHARING ECONOMY|DEGS|RONIN PROFESSIONAL LLC|17025
SEII|SHARING ECONOMY|EBXL|EBX LLC|39100
SEII|SHARING ECONOMY|ECUT|CONVERGEX EXECUTION SOLUTIONS|3292
SEII|SHARING ECONOMY|EGAM|CBOE TRADING, INC.|10684
SEII|SHARING ECONOMY|EGAW|CBOE TRADING, INC.|500
SEII|SHARING ECONOMY|EGMT|EG MARKET TECHNOLOGIES LLC|400
SEII|SHARING ECONOMY|EGXM|CBOE TRADING, INC.|4237
SEII|SHARING ECONOMY|EGXW|CBOE TRADING, INC.|2425
SEII|SHARING ECONOMY|ETBE|Electronic Transaction Clearing, Inc.|562
SEII|SHARING ECONOMY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|602
SEII|SHARING ECONOMY|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|51885
SEII|SHARING ECONOMY|ETRS|E*Trade Securities LLC|347711
SEII|SHARING ECONOMY|FBCO|Credit Suisse Securities (USA) LLC|79524
SEII|SHARING ECONOMY|FILL|Tradestation Securities, Inc.|30434
SEII|SHARING ECONOMY|FMAF|NBCN Inc./ CDS|780
SEII|SHARING ECONOMY|FOMA|TD AMERITRADE CLEARING, INC.|571296
SEII|SHARING ECONOMY|FTBR|Foliofn Investments, Inc.|4
SEII|SHARING ECONOMY|GEBB|GLOBAL EXECUTION BROKERS, LP|1966
SEII|SHARING ECONOMY|GLPX|ACS EXECUTION SERVICES, LLC|83186
SEII|SHARING ECONOMY|GSCO|GOLDMAN SACHS & CO. LLC|976
SEII|SHARING ECONOMY|GSCS|GOLDMAN SACHS & CO. LLC|260
SEII|SHARING ECONOMY|GSLT|GOLDMAN SACHS & CO. LLC|10513
SEII|SHARING ECONOMY|GTSZ|GTS SECURITIES LLC|6426
SEII|SHARING ECONOMY|HSBC|HSBC Securities, Inc.|383
SEII|SHARING ECONOMY|IBKR|Interactive Brokers Llc|602767
SEII|SHARING ECONOMY|ICBX|INSTINET, LLC|6000
SEII|SHARING ECONOMY|INCA|INSTINET, LLC|49006
SEII|SHARING ECONOMY|INJX|INSTINET, LLC|3390
SEII|SHARING ECONOMY|ITGI|ITG Inc.|16963
SEII|SHARING ECONOMY|ITGP|ITG INC.|8800
SEII|SHARING ECONOMY|JMPT|JUMP TRADING, LLC|514
SEII|SHARING ECONOMY|JPMX|J.P. Morgan Securities LLC|13600
SEII|SHARING ECONOMY|KCGM|VIRTU Americas LLC|8998
SEII|SHARING ECONOMY|LEHM|Barclays Capital Inc./Le|44620
SEII|SHARING ECONOMY|LIME|Lime Brokerage LLC|22861
SEII|SHARING ECONOMY|LSCI|Lek Securities Corporation|100
SEII|SHARING ECONOMY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3954
SEII|SHARING ECONOMY|MICA|Spartan Securities Group, Ltd.|14100
SEII|SHARING ECONOMY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
SEII|SHARING ECONOMY|MSCO|MORGAN STANLEY & CO. LLC|303401
SEII|SHARING ECONOMY|MSPL|MORGAN STANLEY & CO. LLC|3000
SEII|SHARING ECONOMY|NFSC|National Financial Services LLC|288198
SEII|SHARING ECONOMY|NITE|VIRTU Americas LLC|1112015
SEII|SHARING ECONOMY|NQRB|Brut, LLC|3303
SEII|SHARING ECONOMY|OPCO|Oppenheimer & Co. Inc.|2874
SEII|SHARING ECONOMY|PCPT|PHILLIP CAPITAL INC.|600
SEII|SHARING ECONOMY|PDQM|CODA MARKETS, INC.|90651
SEII|SHARING ECONOMY|RBCM|RBC CAPITAL MARKETS, LLC|4800
SEII|SHARING ECONOMY|SAGL|SAGETRADER, LLC|11635
SEII|SHARING ECONOMY|SBSH|Citigroup Global Markets Inc.|4088
SEII|SHARING ECONOMY|SGMT|GOLDMAN SACHS & CO. LLC|19904
SEII|SHARING ECONOMY|SPDR|SPEEDROUTE LLC|32415
SEII|SHARING ECONOMY|SPTD|MINT GLOBAL MARKETS, INC.|5000
SEII|SHARING ECONOMY|STFL|Stifel, Nicolaus & Company, Incorporated|5250
SEII|SHARING ECONOMY|SWIM|TD Ameritrade, Inc.|648704
SEII|SHARING ECONOMY|TKNG|ALLY INVEST SECURITIES LLC|6133
SEII|SHARING ECONOMY|TRCM|TRC MARKETS LLC|311
SEII|SHARING ECONOMY|TWTT|TASTYWORKS, INC.|800
SEII|SHARING ECONOMY|UBSA|UBS SECURITIES LLC|86706
SEII|SHARING ECONOMY|UBSS|UBS Securities LLC|54208
SEII|SHARING ECONOMY|VALX|VIRTU AMERICAS LLC|200
SEII|SHARING ECONOMY|VGRD|Vanguard Marketing Corporation|2771
SEII|SHARING ECONOMY|VSIN|Vision Financial Markets Llc|1627
SEII|SHARING ECONOMY|WCHV|WELLS FARGO SECURITIES, LLC|9350
SEII|SHARING ECONOMY|WEDB|WEDBUSH SECURITIES INC.|33470
SEII|SHARING ECONOMY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1564
SEII|SHARING ECONOMY|WGIF|CIBC World Markets Inc.|7073
SEII|SHARING ECONOMY|WSEA|WOLVERINE SECURITIES, LLC|36711
SEII|SHARING ECONOMY|YKNA|COMHAR CAPITAL MARKETS, LLC|5135
SELB|SELECTA BIO COMMON S|ALTX|Alternet Securities Inc.|2300
SELB|SELECTA BIO COMMON S|APCC|Apex Clearing Corporation|10
SELB|SELECTA BIO COMMON S|BARD|Robert W. Baird & Co. Incorporated|100
SELB|SELECTA BIO COMMON S|BATM|CBOE TRADING, INC.|834
SELB|SELECTA BIO COMMON S|BERN|Sanford C. Bernstein & Co., LLC|200
SELB|SELECTA BIO COMMON S|BIMI|Banca IMI Securities Corp.|1700
SELB|SELECTA BIO COMMON S|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
SELB|SELECTA BIO COMMON S|BMOC|BMO Capital Markets Corp.|2544
SELB|SELECTA BIO COMMON S|BNPX|BNP PARIBAS SECURITIES CORP.|1068
SELB|SELECTA BIO COMMON S|BTIG|BTIG, LLC|1641
SELB|SELECTA BIO COMMON S|BYXM|CBOE TRADING, INC.|300
SELB|SELECTA BIO COMMON S|CIST|Capital Institutional Services, Inc.|760
SELB|SELECTA BIO COMMON S|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10212
SELB|SELECTA BIO COMMON S|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
SELB|SELECTA BIO COMMON S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56229
SELB|SELECTA BIO COMMON S|CTDL|Citadel Derivatives Group Llc|2103
SELB|SELECTA BIO COMMON S|CXCX|CITIGROUP GLOBAL MARKETS INC.|2202
SELB|SELECTA BIO COMMON S|DBAB|Deutsche Bank Securities Inc.|86771
SELB|SELECTA BIO COMMON S|DBAX|Deutsche Bank Securities Inc.|22600
SELB|SELECTA BIO COMMON S|DEAN|MORGAN STANLEY|3320
SELB|SELECTA BIO COMMON S|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
SELB|SELECTA BIO COMMON S|EBXL|EBX LLC|22600
SELB|SELECTA BIO COMMON S|ECUT|CONVERGEX EXECUTION SOLUTIONS|7697
SELB|SELECTA BIO COMMON S|EGAM|CBOE TRADING, INC.|3478
SELB|SELECTA BIO COMMON S|EGMT|EG MARKET TECHNOLOGIES LLC|700
SELB|SELECTA BIO COMMON S|EGXM|CBOE TRADING, INC.|405
SELB|SELECTA BIO COMMON S|ETBE|Electronic Transaction Clearing, Inc.|2432
SELB|SELECTA BIO COMMON S|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9703
SELB|SELECTA BIO COMMON S|ETRS|E*Trade Securities LLC|23553
SELB|SELECTA BIO COMMON S|FBCO|Credit Suisse Securities (USA) LLC|121490
SELB|SELECTA BIO COMMON S|FILL|Tradestation Securities, Inc.|3065
SELB|SELECTA BIO COMMON S|FMAF|NBCN Inc./ CDS|400
SELB|SELECTA BIO COMMON S|FOMA|TD AMERITRADE CLEARING, INC.|31386
SELB|SELECTA BIO COMMON S|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44728
SELB|SELECTA BIO COMMON S|FTBR|Foliofn Investments, Inc.|6
SELB|SELECTA BIO COMMON S|GEBB|GLOBAL EXECUTION BROKERS, LP|4100
SELB|SELECTA BIO COMMON S|GLPX|ACS EXECUTION SERVICES, LLC|3193
SELB|SELECTA BIO COMMON S|GSCO|GOLDMAN SACHS & CO. LLC|243780
SELB|SELECTA BIO COMMON S|GSCS|GOLDMAN SACHS & CO. LLC|5255
SELB|SELECTA BIO COMMON S|GSLT|GOLDMAN SACHS & CO. LLC|30
SELB|SELECTA BIO COMMON S|GTSZ|GTS SECURITIES LLC|18434
SELB|SELECTA BIO COMMON S|HRBF|American Enterprise Investment Services Inc.|900
SELB|SELECTA BIO COMMON S|HSBC|HSBC Securities, Inc.|167
SELB|SELECTA BIO COMMON S|IATS|INTERACTIVE BROKERS LLC|6955
SELB|SELECTA BIO COMMON S|IBKR|Interactive Brokers Llc|55472
SELB|SELECTA BIO COMMON S|ICBX|INSTINET, LLC|2100
SELB|SELECTA BIO COMMON S|IEQY|CITADEL SECURITIES LLC|12369
SELB|SELECTA BIO COMMON S|INCA|INSTINET, LLC|54735
SELB|SELECTA BIO COMMON S|INJX|INSTINET, LLC|1990
SELB|SELECTA BIO COMMON S|ITGI|ITG Inc.|6533
SELB|SELECTA BIO COMMON S|ITGP|ITG INC.|59000
SELB|SELECTA BIO COMMON S|JANY|Janney Montgomery Scott Inc.|500
SELB|SELECTA BIO COMMON S|JEFF|JEFFERIES LLC|4111
SELB|SELECTA BIO COMMON S|JMPT|JUMP TRADING, LLC|4734
SELB|SELECTA BIO COMMON S|JONE|JonesTrading|191
SELB|SELECTA BIO COMMON S|JPBX|J.P. MORGAN SECURITIES LLC|3423
SELB|SELECTA BIO COMMON S|JPMX|J.P. Morgan Securities LLC|36929
SELB|SELECTA BIO COMMON S|JSJX|JANE STREET CAPITAL LLC|1963
SELB|SELECTA BIO COMMON S|KCGM|VIRTU Americas LLC|8508
SELB|SELECTA BIO COMMON S|LEHM|Barclays Capital Inc./Le|165371
SELB|SELECTA BIO COMMON S|LIME|Lime Brokerage LLC|69359
SELB|SELECTA BIO COMMON S|LMGP|LIME BROKERAGE LLC|2000
SELB|SELECTA BIO COMMON S|LOOP|Loop Capital Markets LLC|3500
SELB|SELECTA BIO COMMON S|MAXM|Maxim Group LLC|2738
SELB|SELECTA BIO COMMON S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9918
SELB|SELECTA BIO COMMON S|MSCO|MORGAN STANLEY & CO. LLC|440130
SELB|SELECTA BIO COMMON S|MSPL|MORGAN STANLEY & CO. LLC|52700
SELB|SELECTA BIO COMMON S|MSTX|MORGAN STANLEY & CO. LLC|13400
SELB|SELECTA BIO COMMON S|MZHO|Mizuho Securities USA LLC|16703
SELB|SELECTA BIO COMMON S|NEED|Needham & Company, LLC|710
SELB|SELECTA BIO COMMON S|NFSC|National Financial Services LLC|34905
SELB|SELECTA BIO COMMON S|NITE|VIRTU Americas LLC|174242
SELB|SELECTA BIO COMMON S|NITP|VIRTU Americas LLC|2400
SELB|SELECTA BIO COMMON S|NQRB|Brut, LLC|700
SELB|SELECTA BIO COMMON S|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2240
SELB|SELECTA BIO COMMON S|PDQM|CODA MARKETS, INC.|8609
SELB|SELECTA BIO COMMON S|PWJC|UBS Financial Services, Inc.|500
SELB|SELECTA BIO COMMON S|RHCO|Suntrust Robinson Humphrey, Inc.|1490
SELB|SELECTA BIO COMMON S|SAGL|SAGETRADER, LLC|3700
SELB|SELECTA BIO COMMON S|SBSH|Citigroup Global Markets Inc.|32796
SELB|SELECTA BIO COMMON S|SGMT|GOLDMAN SACHS & CO. LLC|10128
SELB|SELECTA BIO COMMON S|SPDR|SPEEDROUTE LLC|2450
SELB|SELECTA BIO COMMON S|SPTD|MINT GLOBAL MARKETS, INC.|1400
SELB|SELECTA BIO COMMON S|STFL|Stifel, Nicolaus & Company, Incorporated|5862
SELB|SELECTA BIO COMMON S|SWIM|TD Ameritrade, Inc.|47424
SELB|SELECTA BIO COMMON S|SWST|Hilltop Securities Inc.|18566
SELB|SELECTA BIO COMMON S|TKNG|ALLY INVEST SECURITIES LLC|1367
SELB|SELECTA BIO COMMON S|TRBT|Tradebot Systems, Inc.|20662
SELB|SELECTA BIO COMMON S|TRCM|TRC MARKETS LLC|21908
SELB|SELECTA BIO COMMON S|TWTT|TASTYWORKS, INC.|200
SELB|SELECTA BIO COMMON S|UBSA|UBS SECURITIES LLC|109888
SELB|SELECTA BIO COMMON S|UBSS|UBS Securities LLC|401441
SELB|SELECTA BIO COMMON S|VALX|VIRTU AMERICAS LLC|6743
SELB|SELECTA BIO COMMON S|VGRD|Vanguard Marketing Corporation|850
SELB|SELECTA BIO COMMON S|WCHV|WELLS FARGO SECURITIES, LLC|13145
SELB|SELECTA BIO COMMON S|WEDB|WEDBUSH SECURITIES INC.|500
SELB|SELECTA BIO COMMON S|WEED|Weeden & Co.L.P.|6000
SELB|SELECTA BIO COMMON S|WEXM|WOLVERINE EXECUTION SERVICES, LLC|289
SELB|SELECTA BIO COMMON S|WGIF|CIBC World Markets Inc.|415
SELB|SELECTA BIO COMMON S|WSEA|WOLVERINE SECURITIES, LLC|1360
SELB|SELECTA BIO COMMON S|XIST|INSTINET, LLC|2000
SELB|SELECTA BIO COMMON S|XSTM|NATIONAL FINANCIAL SERVICES LLC|9640
SELB|SELECTA BIO COMMON S|YKNA|COMHAR CAPITAL MARKETS, LLC|700
SELF|GLOBAL SELF STORAGE|APCC|Apex Clearing Corporation|74
SELF|GLOBAL SELF STORAGE|BYXM|CBOE TRADING, INC.|100
SELF|GLOBAL SELF STORAGE|CHAS|Charles Schwab & Co., Inc.|103
SELF|GLOBAL SELF STORAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|401
SELF|GLOBAL SELF STORAGE|CTDL|Citadel Derivatives Group Llc|218
SELF|GLOBAL SELF STORAGE|DBAB|Deutsche Bank Securities Inc.|546
SELF|GLOBAL SELF STORAGE|DEAN|MORGAN STANLEY|600
SELF|GLOBAL SELF STORAGE|DEGS|RONIN PROFESSIONAL LLC|928
SELF|GLOBAL SELF STORAGE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5
SELF|GLOBAL SELF STORAGE|EBXL|EBX LLC|100
SELF|GLOBAL SELF STORAGE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
SELF|GLOBAL SELF STORAGE|ETRS|E*Trade Securities LLC|8938
SELF|GLOBAL SELF STORAGE|FBCO|Credit Suisse Securities (USA) LLC|658
SELF|GLOBAL SELF STORAGE|FOMA|TD AMERITRADE CLEARING, INC.|50243
SELF|GLOBAL SELF STORAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4634
SELF|GLOBAL SELF STORAGE|GEBB|GLOBAL EXECUTION BROKERS, LP|94
SELF|GLOBAL SELF STORAGE|GLPX|ACS EXECUTION SERVICES, LLC|200
SELF|GLOBAL SELF STORAGE|GSCO|GOLDMAN SACHS & CO. LLC|3420
SELF|GLOBAL SELF STORAGE|GSLT|GOLDMAN SACHS & CO. LLC|100
SELF|GLOBAL SELF STORAGE|GTSZ|GTS SECURITIES LLC|1583
SELF|GLOBAL SELF STORAGE|HRBF|American Enterprise Investment Services Inc.|500
SELF|GLOBAL SELF STORAGE|IATS|INTERACTIVE BROKERS LLC|2504
SELF|GLOBAL SELF STORAGE|IBKR|Interactive Brokers Llc|12546
SELF|GLOBAL SELF STORAGE|ICBX|INSTINET, LLC|100
SELF|GLOBAL SELF STORAGE|INCA|INSTINET, LLC|3112
SELF|GLOBAL SELF STORAGE|JANY|Janney Montgomery Scott Inc.|28
SELF|GLOBAL SELF STORAGE|KCGM|VIRTU Americas LLC|400
SELF|GLOBAL SELF STORAGE|LEHM|Barclays Capital Inc./Le|967
SELF|GLOBAL SELF STORAGE|LIME|Lime Brokerage LLC|20971
SELF|GLOBAL SELF STORAGE|LMGP|LIME BROKERAGE LLC|800
SELF|GLOBAL SELF STORAGE|MSCO|MORGAN STANLEY & CO. LLC|25049
SELF|GLOBAL SELF STORAGE|NFSC|National Financial Services LLC|7407
SELF|GLOBAL SELF STORAGE|NITE|VIRTU Americas LLC|45582
SELF|GLOBAL SELF STORAGE|OPCO|Oppenheimer & Co. Inc.|32
SELF|GLOBAL SELF STORAGE|PDQM|CODA MARKETS, INC.|400
SELF|GLOBAL SELF STORAGE|PWJC|UBS Financial Services, Inc.|2000
SELF|GLOBAL SELF STORAGE|RBCM|RBC CAPITAL MARKETS, LLC|400
SELF|GLOBAL SELF STORAGE|SALI|INTL FCSTONE FINANCIAL INC.|700
SELF|GLOBAL SELF STORAGE|SGMT|GOLDMAN SACHS & CO. LLC|104
SELF|GLOBAL SELF STORAGE|STFL|Stifel, Nicolaus & Company, Incorporated|1000
SELF|GLOBAL SELF STORAGE|SWIM|TD Ameritrade, Inc.|950
SELF|GLOBAL SELF STORAGE|SWST|Hilltop Securities Inc.|83
SELF|GLOBAL SELF STORAGE|TKNG|ALLY INVEST SECURITIES LLC|80
SELF|GLOBAL SELF STORAGE|TRCM|TRC MARKETS LLC|3229
SELF|GLOBAL SELF STORAGE|UBSA|UBS SECURITIES LLC|3298
SELF|GLOBAL SELF STORAGE|UBSS|UBS Securities LLC|15137
SELF|GLOBAL SELF STORAGE|WCHV|WELLS FARGO SECURITIES, LLC|490
SELF|GLOBAL SELF STORAGE|WEDB|WEDBUSH SECURITIES INC.|1000
SELF|GLOBAL SELF STORAGE|WGIF|CIBC World Markets Inc.|90
SELF|GLOBAL SELF STORAGE|WSEA|WOLVERINE SECURITIES, LLC|118
SELF|GLOBAL SELF STORAGE|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SELF|GLOBAL SELF STORAGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
SEM|SELECT MEDICAL|ALTX|Alternet Securities Inc.|1900
SEM|SELECT MEDICAL|ANOS|ABEL/NOSER, L.L.C.|342
SEM|SELECT MEDICAL|APCC|Apex Clearing Corporation|50
SEM|SELECT MEDICAL|BARD|Robert W. Baird & Co. Incorporated|15
SEM|SELECT MEDICAL|BATM|CBOE TRADING, INC.|6045
SEM|SELECT MEDICAL|BAYC|BAY CREST PARTNERS, LLC|929
SEM|SELECT MEDICAL|BERN|Sanford C. Bernstein & Co., LLC|28
SEM|SELECT MEDICAL|BIDS|BIDS TRADING L.P.|3100
SEM|SELECT MEDICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|820
SEM|SELECT MEDICAL|BNPX|BNP PARIBAS SECURITIES CORP.|19561
SEM|SELECT MEDICAL|BRVL|BLAYLOCK VAN, LLC|2100
SEM|SELECT MEDICAL|BTIG|BTIG, LLC|73985
SEM|SELECT MEDICAL|BYXM|CBOE TRADING, INC.|4185
SEM|SELECT MEDICAL|BZYD|GOLDMAN SACHS & CO. LLC|3298
SEM|SELECT MEDICAL|CBLC|CITIGROUP GLOBAL MARKETS INC.|19800
SEM|SELECT MEDICAL|CHAS|Charles Schwab & Co., Inc.|377
SEM|SELECT MEDICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14362
SEM|SELECT MEDICAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7003
SEM|SELECT MEDICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140569
SEM|SELECT MEDICAL|CTDL|Citadel Derivatives Group Llc|5107
SEM|SELECT MEDICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|55036
SEM|SELECT MEDICAL|DBAB|Deutsche Bank Securities Inc.|358618
SEM|SELECT MEDICAL|DBAX|Deutsche Bank Securities Inc.|897900
SEM|SELECT MEDICAL|DEAN|MORGAN STANLEY|3301
SEM|SELECT MEDICAL|DEGS|RONIN PROFESSIONAL LLC|300
SEM|SELECT MEDICAL|EBXL|EBX LLC|100600
SEM|SELECT MEDICAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|273
SEM|SELECT MEDICAL|EDJO|Edward D. Jones & Co., L.P.|110
SEM|SELECT MEDICAL|EGAM|CBOE TRADING, INC.|4954
SEM|SELECT MEDICAL|EGXM|CBOE TRADING, INC.|400
SEM|SELECT MEDICAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2176
SEM|SELECT MEDICAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
SEM|SELECT MEDICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SEM|SELECT MEDICAL|ETRS|E*Trade Securities LLC|3287
SEM|SELECT MEDICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1900
SEM|SELECT MEDICAL|FQLS|Quantlab Securities LP|54775
SEM|SELECT MEDICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24145
SEM|SELECT MEDICAL|FTBR|Foliofn Investments, Inc.|22553
SEM|SELECT MEDICAL|GLPX|ACS EXECUTION SERVICES, LLC|3079
SEM|SELECT MEDICAL|GSCO|GOLDMAN SACHS & CO. LLC|318019
SEM|SELECT MEDICAL|GSCS|GOLDMAN SACHS & CO. LLC|700
SEM|SELECT MEDICAL|GSLT|GOLDMAN SACHS & CO. LLC|1985
SEM|SELECT MEDICAL|GTSZ|GTS SECURITIES LLC|82942
SEM|SELECT MEDICAL|HRBF|American Enterprise Investment Services Inc.|1000
SEM|SELECT MEDICAL|HSBC|HSBC Securities, Inc.|6866
SEM|SELECT MEDICAL|IATS|INTERACTIVE BROKERS LLC|4495
SEM|SELECT MEDICAL|IBKR|Interactive Brokers Llc|5430
SEM|SELECT MEDICAL|ICBX|INSTINET, LLC|48199
SEM|SELECT MEDICAL|IEQY|CITADEL SECURITIES LLC|4780
SEM|SELECT MEDICAL|INCA|INSTINET, LLC|52808
SEM|SELECT MEDICAL|INJX|INSTINET, LLC|1391
SEM|SELECT MEDICAL|ITGI|ITG Inc.|40010
SEM|SELECT MEDICAL|ITGP|ITG INC.|103400
SEM|SELECT MEDICAL|JEFF|JEFFERIES LLC|25707
SEM|SELECT MEDICAL|JMPT|JUMP TRADING, LLC|2478
SEM|SELECT MEDICAL|JPBX|J.P. MORGAN SECURITIES LLC|12242
SEM|SELECT MEDICAL|JPMX|J.P. Morgan Securities LLC|777092
SEM|SELECT MEDICAL|JSJX|JANE STREET CAPITAL LLC|17756
SEM|SELECT MEDICAL|KCGM|VIRTU Americas LLC|83151
SEM|SELECT MEDICAL|LEHM|Barclays Capital Inc./Le|400561
SEM|SELECT MEDICAL|LIME|Lime Brokerage LLC|14411
SEM|SELECT MEDICAL|LOOP|Loop Capital Markets LLC|11850
SEM|SELECT MEDICAL|LSCI|Lek Securities Corporation|100
SEM|SELECT MEDICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|153296
SEM|SELECT MEDICAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|18669
SEM|SELECT MEDICAL|MSCO|MORGAN STANLEY & CO. LLC|338434
SEM|SELECT MEDICAL|MSPL|MORGAN STANLEY & CO. LLC|542200
SEM|SELECT MEDICAL|MSTX|MORGAN STANLEY & CO. LLC|82900
SEM|SELECT MEDICAL|NFSC|National Financial Services LLC|81696
SEM|SELECT MEDICAL|NITE|VIRTU Americas LLC|127794
SEM|SELECT MEDICAL|NITP|VIRTU Americas LLC|54043
SEM|SELECT MEDICAL|NQRB|Brut, LLC|4922
SEM|SELECT MEDICAL|NTRC|Northern Trust Securities, Inc.|60
SEM|SELECT MEDICAL|OPCO|Oppenheimer & Co. Inc.|8299
SEM|SELECT MEDICAL|PDQM|CODA MARKETS, INC.|22566
SEM|SELECT MEDICAL|QMSR|QUATTRO M SECURITIES INC.|112
SEM|SELECT MEDICAL|RBCM|RBC CAPITAL MARKETS, LLC|1
SEM|SELECT MEDICAL|SBSH|Citigroup Global Markets Inc.|55404
SEM|SELECT MEDICAL|SGMT|GOLDMAN SACHS & CO. LLC|114191
SEM|SELECT MEDICAL|SHMR|ABN Amro Clearing LLC|227
SEM|SELECT MEDICAL|SIDC|Sidoti & Company, LLC|100
SEM|SELECT MEDICAL|SPDR|SPEEDROUTE LLC|1899
SEM|SELECT MEDICAL|SPGS|Sea Port Group Securities, LLC|40008
SEM|SELECT MEDICAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
SEM|SELECT MEDICAL|SWIM|TD Ameritrade, Inc.|15478
SEM|SELECT MEDICAL|TKNG|ALLY INVEST SECURITIES LLC|2394
SEM|SELECT MEDICAL|TOUR|TOURMALINE PARTNERS, LLC|4300
SEM|SELECT MEDICAL|TRBT|Tradebot Systems, Inc.|5649
SEM|SELECT MEDICAL|TRCM|TRC MARKETS LLC|31885
SEM|SELECT MEDICAL|TWTT|TASTYWORKS, INC.|200
SEM|SELECT MEDICAL|UBSA|UBS SECURITIES LLC|548370
SEM|SELECT MEDICAL|UBSS|UBS Securities LLC|204573
SEM|SELECT MEDICAL|VALX|VIRTU AMERICAS LLC|39033
SEM|SELECT MEDICAL|VGRD|Vanguard Marketing Corporation|15
SEM|SELECT MEDICAL|WCHV|WELLS FARGO SECURITIES, LLC|122689
SEM|SELECT MEDICAL|WEDB|WEDBUSH SECURITIES INC.|69
SEM|SELECT MEDICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|906
SEM|SELECT MEDICAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1383
SEM|SELECT MEDICAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|217
SEM|SELECT MEDICAL|WSEA|WOLVERINE SECURITIES, LLC|2297
SEM|SELECT MEDICAL|XIST|INSTINET, LLC|7992
SEM|SELECT MEDICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|11800
SEM|SELECT MEDICAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|291
SEMG|SEMGROUP CORP|ABLE|NATIXIS Securities Americas LLC|122500
SEMG|SEMGROUP CORP|ALTX|Alternet Securities Inc.|2400
SEMG|SEMGROUP CORP|APCC|Apex Clearing Corporation|4729
SEMG|SEMGROUP CORP|BATM|CBOE TRADING, INC.|2557
SEMG|SEMGROUP CORP|BAYT|BTIG, LLC|200
SEMG|SEMGROUP CORP|BERN|Sanford C. Bernstein & Co., LLC|52302
SEMG|SEMGROUP CORP|BIDS|BIDS TRADING L.P.|500
SEMG|SEMGROUP CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3757
SEMG|SEMGROUP CORP|BNPX|BNP PARIBAS SECURITIES CORP.|12189
SEMG|SEMGROUP CORP|BTIG|BTIG, LLC|26111
SEMG|SEMGROUP CORP|BYXM|CBOE TRADING, INC.|730
SEMG|SEMGROUP CORP|BZYD|GOLDMAN SACHS & CO. LLC|2507
SEMG|SEMGROUP CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|30966
SEMG|SEMGROUP CORP|CHAS|Charles Schwab & Co., Inc.|2887
SEMG|SEMGROUP CORP|CIST|Capital Institutional Services, Inc.|250
SEMG|SEMGROUP CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25421
SEMG|SEMGROUP CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|231072
SEMG|SEMGROUP CORP|CTDL|Citadel Derivatives Group Llc|8173
SEMG|SEMGROUP CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|165590
SEMG|SEMGROUP CORP|DBAB|Deutsche Bank Securities Inc.|86474
SEMG|SEMGROUP CORP|DBAX|Deutsche Bank Securities Inc.|195100
SEMG|SEMGROUP CORP|DEAN|MORGAN STANLEY|2123
SEMG|SEMGROUP CORP|DEGS|RONIN PROFESSIONAL LLC|312
SEMG|SEMGROUP CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4506
SEMG|SEMGROUP CORP|EBXL|EBX LLC|133800
SEMG|SEMGROUP CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3241
SEMG|SEMGROUP CORP|EDJO|Edward D. Jones & Co., L.P.|45
SEMG|SEMGROUP CORP|EGAM|CBOE TRADING, INC.|6819
SEMG|SEMGROUP CORP|EGAW|CBOE TRADING, INC.|668
SEMG|SEMGROUP CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
SEMG|SEMGROUP CORP|EGXM|CBOE TRADING, INC.|3963
SEMG|SEMGROUP CORP|EGXW|CBOE TRADING, INC.|100
SEMG|SEMGROUP CORP|ESPO|ESPOSITO SECURITIES, LLC|2194
SEMG|SEMGROUP CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|708
SEMG|SEMGROUP CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
SEMG|SEMGROUP CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2600
SEMG|SEMGROUP CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|60
SEMG|SEMGROUP CORP|ETRS|E*Trade Securities LLC|8904
SEMG|SEMGROUP CORP|FILL|Tradestation Securities, Inc.|416
SEMG|SEMGROUP CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60253
SEMG|SEMGROUP CORP|FTBR|Foliofn Investments, Inc.|151
SEMG|SEMGROUP CORP|GLPX|ACS EXECUTION SERVICES, LLC|1086
SEMG|SEMGROUP CORP|GSCO|GOLDMAN SACHS & CO. LLC|554882
SEMG|SEMGROUP CORP|GSCS|GOLDMAN SACHS & CO. LLC|6205
SEMG|SEMGROUP CORP|GSLT|GOLDMAN SACHS & CO. LLC|2409
SEMG|SEMGROUP CORP|GTSZ|GTS SECURITIES LLC|69245
SEMG|SEMGROUP CORP|HRBF|American Enterprise Investment Services Inc.|969
SEMG|SEMGROUP CORP|IATS|INTERACTIVE BROKERS LLC|15828
SEMG|SEMGROUP CORP|IBKR|Interactive Brokers Llc|7145
SEMG|SEMGROUP CORP|ICBX|INSTINET, LLC|51683
SEMG|SEMGROUP CORP|IEQY|CITADEL SECURITIES LLC|11230
SEMG|SEMGROUP CORP|INCA|INSTINET, LLC|83624
SEMG|SEMGROUP CORP|INJX|INSTINET, LLC|64063
SEMG|SEMGROUP CORP|ITGI|ITG Inc.|24722
SEMG|SEMGROUP CORP|ITGP|ITG INC.|86400
SEMG|SEMGROUP CORP|JEFF|JEFFERIES LLC|290029
SEMG|SEMGROUP CORP|JMPT|JUMP TRADING, LLC|7053
SEMG|SEMGROUP CORP|JPBX|J.P. MORGAN SECURITIES LLC|27674
SEMG|SEMGROUP CORP|JPMX|J.P. Morgan Securities LLC|364958
SEMG|SEMGROUP CORP|JSJX|JANE STREET CAPITAL LLC|18136
SEMG|SEMGROUP CORP|KCGM|VIRTU Americas LLC|42569
SEMG|SEMGROUP CORP|LEHM|Barclays Capital Inc./Le|647136
SEMG|SEMGROUP CORP|LIME|Lime Brokerage LLC|28672
SEMG|SEMGROUP CORP|LOOP|Loop Capital Markets LLC|2207
SEMG|SEMGROUP CORP|LQNA|LIQUIDNET, INC.|60100
SEMG|SEMGROUP CORP|LSCI|Lek Securities Corporation|62
SEMG|SEMGROUP CORP|LVMR|LIVERMORE TRADING GROUP, INC.|7100
SEMG|SEMGROUP CORP|MBTS|ALLY INVEST SECURITIES LLC|2062
SEMG|SEMGROUP CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|441342
SEMG|SEMGROUP CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9535
SEMG|SEMGROUP CORP|MSCO|MORGAN STANLEY & CO. LLC|560427
SEMG|SEMGROUP CORP|MSPL|MORGAN STANLEY & CO. LLC|487600
SEMG|SEMGROUP CORP|MSTX|MORGAN STANLEY & CO. LLC|149400
SEMG|SEMGROUP CORP|NFSC|National Financial Services LLC|46707
SEMG|SEMGROUP CORP|NITE|VIRTU Americas LLC|163438
SEMG|SEMGROUP CORP|NITP|VIRTU Americas LLC|41771
SEMG|SEMGROUP CORP|NQRB|Brut, LLC|3833
SEMG|SEMGROUP CORP|OPCO|Oppenheimer & Co. Inc.|136
SEMG|SEMGROUP CORP|PDQM|CODA MARKETS, INC.|8532
SEMG|SEMGROUP CORP|PWJC|UBS Financial Services, Inc.|8
SEMG|SEMGROUP CORP|QMSR|QUATTRO M SECURITIES INC.|965
SEMG|SEMGROUP CORP|RBCM|RBC CAPITAL MARKETS, LLC|2823
SEMG|SEMGROUP CORP|RHCO|Suntrust Robinson Humphrey, Inc.|6210
SEMG|SEMGROUP CORP|SAGL|SAGETRADER, LLC|900
SEMG|SEMGROUP CORP|SAGW|SAGETRADER, LLC|2100
SEMG|SEMGROUP CORP|SBSH|Citigroup Global Markets Inc.|90785
SEMG|SEMGROUP CORP|SGMT|GOLDMAN SACHS & CO. LLC|170139
SEMG|SEMGROUP CORP|SPDR|SPEEDROUTE LLC|3005
SEMG|SEMGROUP CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1150
SEMG|SEMGROUP CORP|STFL|Stifel, Nicolaus & Company, Incorporated|649
SEMG|SEMGROUP CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
SEMG|SEMGROUP CORP|SWIM|TD Ameritrade, Inc.|201
SEMG|SEMGROUP CORP|SWST|Hilltop Securities Inc.|448
SEMG|SEMGROUP CORP|TRBT|Tradebot Systems, Inc.|6104
SEMG|SEMGROUP CORP|TRCM|TRC MARKETS LLC|47843
SEMG|SEMGROUP CORP|TWTT|TASTYWORKS, INC.|36
SEMG|SEMGROUP CORP|UBSA|UBS SECURITIES LLC|858291
SEMG|SEMGROUP CORP|UBSS|UBS Securities LLC|495302
SEMG|SEMGROUP CORP|VALX|VIRTU AMERICAS LLC|32248
SEMG|SEMGROUP CORP|VGRD|Vanguard Marketing Corporation|2101
SEMG|SEMGROUP CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|301
SEMG|SEMGROUP CORP|WCHV|WELLS FARGO SECURITIES, LLC|85536
SEMG|SEMGROUP CORP|WDNX|WEEDEN & CO.L.P.|6576
SEMG|SEMGROUP CORP|WEDB|WEDBUSH SECURITIES INC.|1633
SEMG|SEMGROUP CORP|WEED|Weeden & Co.L.P.|1000
SEMG|SEMGROUP CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
SEMG|SEMGROUP CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1444
SEMG|SEMGROUP CORP|WSEA|WOLVERINE SECURITIES, LLC|589
SEMG|SEMGROUP CORP|XIST|INSTINET, LLC|167600
SEMG|SEMGROUP CORP|XPQR|Jump Trading|177
SEMG|SEMGROUP CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|19324
SEMG|SEMGROUP CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8138
SEND|SENDGRID, INC.|ADAM|CANACCORD GENUITY INC.|5000
SEND|SENDGRID, INC.|AGIS|Aegis Capital Corp.|500
SEND|SENDGRID, INC.|ALTX|Alternet Securities Inc.|19708
SEND|SENDGRID, INC.|APCC|Apex Clearing Corporation|24738
SEND|SENDGRID, INC.|BARD|Robert W. Baird & Co. Incorporated|156700
SEND|SENDGRID, INC.|BATM|CBOE TRADING, INC.|9218
SEND|SENDGRID, INC.|BAYC|BAY CREST PARTNERS, LLC|2394
SEND|SENDGRID, INC.|BAYT|BTIG, LLC|800
SEND|SENDGRID, INC.|BERN|Sanford C. Bernstein & Co., LLC|18712
SEND|SENDGRID, INC.|BGCE|BGC Financial Inc.|30364
SEND|SENDGRID, INC.|BIDS|BIDS TRADING L.P.|200
SEND|SENDGRID, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2319
SEND|SENDGRID, INC.|BLKX|INSTINET, LLC|75600
SEND|SENDGRID, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|885
SEND|SENDGRID, INC.|BTIG|BTIG, LLC|2100
SEND|SENDGRID, INC.|BYXM|CBOE TRADING, INC.|2729
SEND|SENDGRID, INC.|CANT|Cantor Fitzgerald & Co.|200
SEND|SENDGRID, INC.|CHAS|Charles Schwab & Co., Inc.|700
SEND|SENDGRID, INC.|CHLM|Craig-Hallum Capital Group LLC|100
SEND|SENDGRID, INC.|CLSA|CLSA AMERICAS, LLC|20342
SEND|SENDGRID, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|210601
SEND|SENDGRID, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|37329
SEND|SENDGRID, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6126
SEND|SENDGRID, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|256024
SEND|SENDGRID, INC.|CTDL|Citadel Derivatives Group Llc|7451
SEND|SENDGRID, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|21526
SEND|SENDGRID, INC.|DBAB|Deutsche Bank Securities Inc.|56855
SEND|SENDGRID, INC.|DBAX|Deutsche Bank Securities Inc.|218800
SEND|SENDGRID, INC.|DCHF|Dart Executions, LLC|300
SEND|SENDGRID, INC.|DEAN|MORGAN STANLEY|12171
SEND|SENDGRID, INC.|DEGS|RONIN PROFESSIONAL LLC|14075
SEND|SENDGRID, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
SEND|SENDGRID, INC.|EBXL|EBX LLC|187200
SEND|SENDGRID, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|17721
SEND|SENDGRID, INC.|EDJO|Edward D. Jones & Co., L.P.|3200
SEND|SENDGRID, INC.|EGAM|CBOE TRADING, INC.|24257
SEND|SENDGRID, INC.|EGAW|CBOE TRADING, INC.|801
SEND|SENDGRID, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1610
SEND|SENDGRID, INC.|EGXM|CBOE TRADING, INC.|9905
SEND|SENDGRID, INC.|ETBE|Electronic Transaction Clearing, Inc.|24732
SEND|SENDGRID, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|49054
SEND|SENDGRID, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|104
SEND|SENDGRID, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SEND|SENDGRID, INC.|ETRS|E*Trade Securities LLC|435735
SEND|SENDGRID, INC.|FILL|Tradestation Securities, Inc.|16527
SEND|SENDGRID, INC.|FMAF|NBCN Inc./ CDS|680
SEND|SENDGRID, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1941
SEND|SENDGRID, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112609
SEND|SENDGRID, INC.|FTBR|Foliofn Investments, Inc.|1038
SEND|SENDGRID, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3310
SEND|SENDGRID, INC.|GLIS|TD Securities Inc|220
SEND|SENDGRID, INC.|GLPX|ACS EXECUTION SERVICES, LLC|73187
SEND|SENDGRID, INC.|GSCO|GOLDMAN SACHS & CO. LLC|342934
SEND|SENDGRID, INC.|GSCS|GOLDMAN SACHS & CO. LLC|521
SEND|SENDGRID, INC.|GSLT|GOLDMAN SACHS & CO. LLC|7817
SEND|SENDGRID, INC.|GTSZ|GTS SECURITIES LLC|51393
SEND|SENDGRID, INC.|HRBF|American Enterprise Investment Services Inc.|1258
SEND|SENDGRID, INC.|IATS|INTERACTIVE BROKERS LLC|26730
SEND|SENDGRID, INC.|IBKR|Interactive Brokers Llc|76647
SEND|SENDGRID, INC.|ICBX|INSTINET, LLC|41650
SEND|SENDGRID, INC.|IEQY|CITADEL SECURITIES LLC|37502
SEND|SENDGRID, INC.|INCA|INSTINET, LLC|161423
SEND|SENDGRID, INC.|INJX|INSTINET, LLC|3141
SEND|SENDGRID, INC.|ITGI|ITG Inc.|70255
SEND|SENDGRID, INC.|ITGP|ITG INC.|100000
SEND|SENDGRID, INC.|JANY|Janney Montgomery Scott Inc.|400
SEND|SENDGRID, INC.|JEFF|JEFFERIES LLC|113177
SEND|SENDGRID, INC.|JMPT|JUMP TRADING, LLC|52394
SEND|SENDGRID, INC.|JPBX|J.P. MORGAN SECURITIES LLC|40568
SEND|SENDGRID, INC.|JPMX|J.P. Morgan Securities LLC|312283
SEND|SENDGRID, INC.|JSJX|JANE STREET CAPITAL LLC|25029
SEND|SENDGRID, INC.|KCGM|VIRTU Americas LLC|43343
SEND|SENDGRID, INC.|LEHM|Barclays Capital Inc./Le|314844
SEND|SENDGRID, INC.|LIME|Lime Brokerage LLC|14932
SEND|SENDGRID, INC.|LOOP|Loop Capital Markets LLC|8345
SEND|SENDGRID, INC.|LQNA|LIQUIDNET, INC.|104500
SEND|SENDGRID, INC.|LSCI|Lek Securities Corporation|1398
SEND|SENDGRID, INC.|MBTS|ALLY INVEST SECURITIES LLC|73
SEND|SENDGRID, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71436
SEND|SENDGRID, INC.|MNDX|TJM Investments, LLC|2550
SEND|SENDGRID, INC.|MOTF|MOTIF INVESTING, INC.|7
SEND|SENDGRID, INC.|MSCO|MORGAN STANLEY & CO. LLC|752388
SEND|SENDGRID, INC.|MSPL|MORGAN STANLEY & CO. LLC|168600
SEND|SENDGRID, INC.|MSTX|MORGAN STANLEY & CO. LLC|71000
SEND|SENDGRID, INC.|NFSC|National Financial Services LLC|360270
SEND|SENDGRID, INC.|NITE|VIRTU Americas LLC|983676
SEND|SENDGRID, INC.|NQRB|Brut, LLC|14162
SEND|SENDGRID, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|650
SEND|SENDGRID, INC.|OPCO|Oppenheimer & Co. Inc.|11432
SEND|SENDGRID, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1049
SEND|SENDGRID, INC.|PDQM|CODA MARKETS, INC.|162862
SEND|SENDGRID, INC.|PHLY|NASDAQ Execution Services, LLC|600
SEND|SENDGRID, INC.|PIPR|Piper Jaffray & Co.|888
SEND|SENDGRID, INC.|QMSR|QUATTRO M SECURITIES INC.|57830
SEND|SENDGRID, INC.|RBCM|RBC CAPITAL MARKETS, LLC|106861
SEND|SENDGRID, INC.|RGLD|Regal Securities, Inc|200
SEND|SENDGRID, INC.|SAGL|SAGETRADER, LLC|9985
SEND|SENDGRID, INC.|SBSH|Citigroup Global Markets Inc.|50141
SEND|SENDGRID, INC.|SGMT|GOLDMAN SACHS & CO. LLC|124757
SEND|SENDGRID, INC.|SPDR|SPEEDROUTE LLC|40175
SEND|SENDGRID, INC.|SPTD|MINT GLOBAL MARKETS, INC.|18936
SEND|SENDGRID, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|139961
SEND|SENDGRID, INC.|STKP|STOCKPILE INVESTMENTS, INC.|10
SEND|SENDGRID, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4356
SEND|SENDGRID, INC.|SWIM|TD Ameritrade, Inc.|97712
SEND|SENDGRID, INC.|SWST|Hilltop Securities Inc.|700
SEND|SENDGRID, INC.|TDCO|Thompson Davis & Co., Inc.|900
SEND|SENDGRID, INC.|TKNG|ALLY INVEST SECURITIES LLC|3037
SEND|SENDGRID, INC.|TRBT|Tradebot Systems, Inc.|154063
SEND|SENDGRID, INC.|TRCM|TRC MARKETS LLC|9190
SEND|SENDGRID, INC.|TWTT|TASTYWORKS, INC.|470
SEND|SENDGRID, INC.|UBSA|UBS SECURITIES LLC|515406
SEND|SENDGRID, INC.|UBSS|UBS Securities LLC|729800
SEND|SENDGRID, INC.|VALX|VIRTU AMERICAS LLC|7871
SEND|SENDGRID, INC.|VGRD|Vanguard Marketing Corporation|14580
SEND|SENDGRID, INC.|VNDM|Wall Street Access|2700
SEND|SENDGRID, INC.|WABR|Wall Street Access|63078
SEND|SENDGRID, INC.|WBLR|WILLIAM BLAIR|110434
SEND|SENDGRID, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|700
SEND|SENDGRID, INC.|WCHV|WELLS FARGO SECURITIES, LLC|25905
SEND|SENDGRID, INC.|WEDB|WEDBUSH SECURITIES INC.|8358
SEND|SENDGRID, INC.|WEED|Weeden & Co.L.P.|30
SEND|SENDGRID, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4383
SEND|SENDGRID, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11272
SEND|SENDGRID, INC.|WGIF|CIBC World Markets Inc.|500
SEND|SENDGRID, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
SEND|SENDGRID, INC.|WORD|Worden Capital Management LLC|8150
SEND|SENDGRID, INC.|WSEA|WOLVERINE SECURITIES, LLC|12255
SEND|SENDGRID, INC.|XIST|INSTINET, LLC|39400
SEND|SENDGRID, INC.|XPQR|Jump Trading|1590
SEND|SENDGRID, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|50460
SEND|SENDGRID, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|9060
SEND|SENDGRID, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|696
SENEA|SENECA FOODS CP A ##|ALTX|Alternet Securities Inc.|200
SENEA|SENECA FOODS CP A ##|APCC|Apex Clearing Corporation|11
SENEA|SENECA FOODS CP A ##|BATM|CBOE TRADING, INC.|650
SENEA|SENECA FOODS CP A ##|BAYC|BAY CREST PARTNERS, LLC|95
SENEA|SENECA FOODS CP A ##|BERN|Sanford C. Bernstein & Co., LLC|7526
SENEA|SENECA FOODS CP A ##|BMOC|BMO Capital Markets Corp.|1110
SENEA|SENECA FOODS CP A ##|BNPX|BNP PARIBAS SECURITIES CORP.|1463
SENEA|SENECA FOODS CP A ##|BTIG|BTIG, LLC|34
SENEA|SENECA FOODS CP A ##|BZYD|GOLDMAN SACHS & CO. LLC|600
SENEA|SENECA FOODS CP A ##|CANT|Cantor Fitzgerald & Co.|94
SENEA|SENECA FOODS CP A ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9024
SENEA|SENECA FOODS CP A ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2388
SENEA|SENECA FOODS CP A ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11142
SENEA|SENECA FOODS CP A ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7914
SENEA|SENECA FOODS CP A ##|CTDL|Citadel Derivatives Group Llc|159
SENEA|SENECA FOODS CP A ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1648
SENEA|SENECA FOODS CP A ##|DBAB|Deutsche Bank Securities Inc.|34946
SENEA|SENECA FOODS CP A ##|DBAX|Deutsche Bank Securities Inc.|4500
SENEA|SENECA FOODS CP A ##|DEAN|MORGAN STANLEY|73
SENEA|SENECA FOODS CP A ##|EBXL|EBX LLC|2900
SENEA|SENECA FOODS CP A ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|26
SENEA|SENECA FOODS CP A ##|EGAM|CBOE TRADING, INC.|100
SENEA|SENECA FOODS CP A ##|EGXM|CBOE TRADING, INC.|116
SENEA|SENECA FOODS CP A ##|ETRS|E*Trade Securities LLC|838
SENEA|SENECA FOODS CP A ##|FBCO|Credit Suisse Securities (USA) LLC|10051
SENEA|SENECA FOODS CP A ##|FINX|FINTECH SECURITIES|335
SENEA|SENECA FOODS CP A ##|FOMA|TD AMERITRADE CLEARING, INC.|11762
SENEA|SENECA FOODS CP A ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1416
SENEA|SENECA FOODS CP A ##|FTBR|Foliofn Investments, Inc.|292
SENEA|SENECA FOODS CP A ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2078
SENEA|SENECA FOODS CP A ##|GLPX|ACS EXECUTION SERVICES, LLC|900
SENEA|SENECA FOODS CP A ##|GSCO|GOLDMAN SACHS & CO. LLC|79628
SENEA|SENECA FOODS CP A ##|GSCS|GOLDMAN SACHS & CO. LLC|5332
SENEA|SENECA FOODS CP A ##|GTSZ|GTS SECURITIES LLC|2032
SENEA|SENECA FOODS CP A ##|HRBF|American Enterprise Investment Services Inc.|460
SENEA|SENECA FOODS CP A ##|IATS|INTERACTIVE BROKERS LLC|500
SENEA|SENECA FOODS CP A ##|IBKR|Interactive Brokers Llc|2444
SENEA|SENECA FOODS CP A ##|ICBX|INSTINET, LLC|2000
SENEA|SENECA FOODS CP A ##|IEQY|CITADEL SECURITIES LLC|600
SENEA|SENECA FOODS CP A ##|INCA|INSTINET, LLC|16504
SENEA|SENECA FOODS CP A ##|INJX|INSTINET, LLC|632
SENEA|SENECA FOODS CP A ##|ITGI|ITG Inc.|37758
SENEA|SENECA FOODS CP A ##|ITGP|ITG INC.|35400
SENEA|SENECA FOODS CP A ##|JANY|Janney Montgomery Scott Inc.|50
SENEA|SENECA FOODS CP A ##|JEFF|JEFFERIES LLC|1685
SENEA|SENECA FOODS CP A ##|JPMX|J.P. Morgan Securities LLC|14562
SENEA|SENECA FOODS CP A ##|KCGM|VIRTU Americas LLC|812
SENEA|SENECA FOODS CP A ##|LEHM|Barclays Capital Inc./Le|15705
SENEA|SENECA FOODS CP A ##|LIME|Lime Brokerage LLC|43808
SENEA|SENECA FOODS CP A ##|LMGP|LIME BROKERAGE LLC|702
SENEA|SENECA FOODS CP A ##|LOOP|Loop Capital Markets LLC|1906
SENEA|SENECA FOODS CP A ##|MAXM|Maxim Group LLC|726
SENEA|SENECA FOODS CP A ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
SENEA|SENECA FOODS CP A ##|MSCO|MORGAN STANLEY & CO. LLC|64814
SENEA|SENECA FOODS CP A ##|MSPL|MORGAN STANLEY & CO. LLC|12400
SENEA|SENECA FOODS CP A ##|MSTX|MORGAN STANLEY & CO. LLC|400
SENEA|SENECA FOODS CP A ##|NFSC|National Financial Services LLC|3948
SENEA|SENECA FOODS CP A ##|NITE|VIRTU Americas LLC|30473
SENEA|SENECA FOODS CP A ##|NITP|VIRTU Americas LLC|200
SENEA|SENECA FOODS CP A ##|PDQM|CODA MARKETS, INC.|1276
SENEA|SENECA FOODS CP A ##|RAJA|Raymond James & Associates, Inc.|1000
SENEA|SENECA FOODS CP A ##|RBCM|RBC CAPITAL MARKETS, LLC|1906
SENEA|SENECA FOODS CP A ##|SBSH|Citigroup Global Markets Inc.|9220
SENEA|SENECA FOODS CP A ##|SGMT|GOLDMAN SACHS & CO. LLC|2117
SENEA|SENECA FOODS CP A ##|SPDR|SPEEDROUTE LLC|511
SENEA|SENECA FOODS CP A ##|SWIM|TD Ameritrade, Inc.|33570
SENEA|SENECA FOODS CP A ##|TKNG|ALLY INVEST SECURITIES LLC|427
SENEA|SENECA FOODS CP A ##|TMBR|Timber Hill LLC|77
SENEA|SENECA FOODS CP A ##|TRBT|Tradebot Systems, Inc.|4525
SENEA|SENECA FOODS CP A ##|TRCM|TRC MARKETS LLC|11095
SENEA|SENECA FOODS CP A ##|UBSA|UBS SECURITIES LLC|11149
SENEA|SENECA FOODS CP A ##|UBSS|UBS Securities LLC|34091
SENEA|SENECA FOODS CP A ##|VALX|VIRTU AMERICAS LLC|837
SENEA|SENECA FOODS CP A ##|VGRD|Vanguard Marketing Corporation|808
SENEA|SENECA FOODS CP A ##|WBLR|WILLIAM BLAIR|2209
SENEA|SENECA FOODS CP A ##|WCHV|WELLS FARGO SECURITIES, LLC|1380
SENEA|SENECA FOODS CP A ##|WEED|Weeden & Co.L.P.|1200
SENEA|SENECA FOODS CP A ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|80
SENEA|SENECA FOODS CP A ##|WSEA|WOLVERINE SECURITIES, LLC|244
SENEA|SENECA FOODS CP A ##|XIST|INSTINET, LLC|400
SENEA|SENECA FOODS CP A ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
SENEA|SENECA FOODS CP A ##|YKNA|COMHAR CAPITAL MARKETS, LLC|14
SENEB|SENECA FOODS CP B ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|96
SENEB|SENECA FOODS CP B ##|FOMA|TD AMERITRADE CLEARING, INC.|129
SENEB|SENECA FOODS CP B ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
SENEB|SENECA FOODS CP B ##|FTBR|Foliofn Investments, Inc.|138
SENEB|SENECA FOODS CP B ##|GSCS|GOLDMAN SACHS & CO. LLC|220
SENEB|SENECA FOODS CP B ##|IBKR|Interactive Brokers Llc|2
SENEB|SENECA FOODS CP B ##|ITGI|ITG Inc.|38
SENEB|SENECA FOODS CP B ##|LEHM|Barclays Capital Inc./Le|1
SENEB|SENECA FOODS CP B ##|LIME|Lime Brokerage LLC|18
SENEB|SENECA FOODS CP B ##|MSCO|MORGAN STANLEY & CO. LLC|82
SENEB|SENECA FOODS CP B ##|NFSC|National Financial Services LLC|200
SENEB|SENECA FOODS CP B ##|NITE|VIRTU Americas LLC|338
SENEB|SENECA FOODS CP B ##|PDQM|CODA MARKETS, INC.|26
SENEB|SENECA FOODS CP B ##|TMBR|Timber Hill LLC|2
SENEB|SENECA FOODS CP B ##|UBSS|UBS Securities LLC|198
SENEB|SENECA FOODS CP B ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3
SENS|SENSEONICS HOLDINGS|ADAM|CANACCORD GENUITY INC.|10000
SENS|SENSEONICS HOLDINGS|AGIS|Aegis Capital Corp.|10600
SENS|SENSEONICS HOLDINGS|ALTX|Alternet Securities Inc.|12515
SENS|SENSEONICS HOLDINGS|APCC|Apex Clearing Corporation|45570
SENS|SENSEONICS HOLDINGS|BATM|CBOE TRADING, INC.|22819
SENS|SENSEONICS HOLDINGS|BAYC|BAY CREST PARTNERS, LLC|3080
SENS|SENSEONICS HOLDINGS|BAYT|BTIG, LLC|2500
SENS|SENSEONICS HOLDINGS|BBNT|BB&T SECURITIES, LLC|1645
SENS|SENSEONICS HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|280823
SENS|SENSEONICS HOLDINGS|BIDS|BIDS TRADING L.P.|16100
SENS|SENSEONICS HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42864
SENS|SENSEONICS HOLDINGS|BLKX|INSTINET, LLC|58700
SENS|SENSEONICS HOLDINGS|BMOC|BMO Capital Markets Corp.|188918
SENS|SENSEONICS HOLDINGS|BTIG|BTIG, LLC|4337358
SENS|SENSEONICS HOLDINGS|BYXM|CBOE TRADING, INC.|3313
SENS|SENSEONICS HOLDINGS|CBLC|CITIGROUP GLOBAL MARKETS INC.|26000
SENS|SENSEONICS HOLDINGS|CBRA|Cobra Trading, Inc.|2300
SENS|SENSEONICS HOLDINGS|CHAS|Charles Schwab & Co., Inc.|21620
SENS|SENSEONICS HOLDINGS|CHLM|Craig-Hallum Capital Group LLC|147832
SENS|SENSEONICS HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|340873
SENS|SENSEONICS HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3253
SENS|SENSEONICS HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27786
SENS|SENSEONICS HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|781483
SENS|SENSEONICS HOLDINGS|CTDL|Citadel Derivatives Group Llc|23808
SENS|SENSEONICS HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|111386
SENS|SENSEONICS HOLDINGS|DBAB|Deutsche Bank Securities Inc.|108632
SENS|SENSEONICS HOLDINGS|DBAX|Deutsche Bank Securities Inc.|474300
SENS|SENSEONICS HOLDINGS|DEAN|MORGAN STANLEY|10750
SENS|SENSEONICS HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|20832
SENS|SENSEONICS HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|55892
SENS|SENSEONICS HOLDINGS|DOTC|Dougherty & Company LLC|10900
SENS|SENSEONICS HOLDINGS|DRWK|DRW SECURITIES, L.L.C.|1155
SENS|SENSEONICS HOLDINGS|EBXL|EBX LLC|601100
SENS|SENSEONICS HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|24957
SENS|SENSEONICS HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|28103
SENS|SENSEONICS HOLDINGS|EGAM|CBOE TRADING, INC.|28651
SENS|SENSEONICS HOLDINGS|EGAW|CBOE TRADING, INC.|235
SENS|SENSEONICS HOLDINGS|EGXM|CBOE TRADING, INC.|38818
SENS|SENSEONICS HOLDINGS|EGXW|CBOE TRADING, INC.|300
SENS|SENSEONICS HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|59190
SENS|SENSEONICS HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|82308
SENS|SENSEONICS HOLDINGS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3670
SENS|SENSEONICS HOLDINGS|ETRS|E*Trade Securities LLC|1599117
SENS|SENSEONICS HOLDINGS|FILL|Tradestation Securities, Inc.|46495
SENS|SENSEONICS HOLDINGS|FMAF|NBCN Inc./ CDS|7895
SENS|SENSEONICS HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42885
SENS|SENSEONICS HOLDINGS|FTBR|Foliofn Investments, Inc.|2433
SENS|SENSEONICS HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|27951
SENS|SENSEONICS HOLDINGS|GILG|Gilder Gagnon Howe & Co. LLC|7199
SENS|SENSEONICS HOLDINGS|GLIS|TD Securities Inc|16688
SENS|SENSEONICS HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|83075
SENS|SENSEONICS HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|1023607
SENS|SENSEONICS HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|753978
SENS|SENSEONICS HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|83547
SENS|SENSEONICS HOLDINGS|GTSZ|GTS SECURITIES LLC|2700
SENS|SENSEONICS HOLDINGS|HASF|Haywood Securities Inc./CDS|8589
SENS|SENSEONICS HOLDINGS|HRBF|American Enterprise Investment Services Inc.|36667
SENS|SENSEONICS HOLDINGS|HSBC|HSBC Securities, Inc.|264
SENS|SENSEONICS HOLDINGS|IATS|INTERACTIVE BROKERS LLC|91557
SENS|SENSEONICS HOLDINGS|IBKR|Interactive Brokers Llc|309472
SENS|SENSEONICS HOLDINGS|ICBX|INSTINET, LLC|205573
SENS|SENSEONICS HOLDINGS|IEQY|CITADEL SECURITIES LLC|11969
SENS|SENSEONICS HOLDINGS|INCA|INSTINET, LLC|307602
SENS|SENSEONICS HOLDINGS|INJX|INSTINET, LLC|32360
SENS|SENSEONICS HOLDINGS|ITGI|ITG Inc.|278612
SENS|SENSEONICS HOLDINGS|ITGP|ITG INC.|398000
SENS|SENSEONICS HOLDINGS|JANY|Janney Montgomery Scott Inc.|6200
SENS|SENSEONICS HOLDINGS|JEFF|JEFFERIES LLC|257111
SENS|SENSEONICS HOLDINGS|JGUN|Joseph Gunnar & Co.  LLC|800
SENS|SENSEONICS HOLDINGS|JMPT|JUMP TRADING, LLC|298391
SENS|SENSEONICS HOLDINGS|JONE|JonesTrading|16800
SENS|SENSEONICS HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|34214
SENS|SENSEONICS HOLDINGS|JPMX|J.P. Morgan Securities LLC|547453
SENS|SENSEONICS HOLDINGS|JSJX|JANE STREET CAPITAL LLC|1046828
SENS|SENSEONICS HOLDINGS|JSSF|JMP Securities LLC|15645
SENS|SENSEONICS HOLDINGS|KCGM|VIRTU Americas LLC|281121
SENS|SENSEONICS HOLDINGS|LEER|LEERINK PARTNERS LLC|4763966
SENS|SENSEONICS HOLDINGS|LEHM|Barclays Capital Inc./Le|1073820
SENS|SENSEONICS HOLDINGS|LIME|Lime Brokerage LLC|41400
SENS|SENSEONICS HOLDINGS|LOOP|Loop Capital Markets LLC|13828
SENS|SENSEONICS HOLDINGS|LQNA|LIQUIDNET, INC.|263200
SENS|SENSEONICS HOLDINGS|LSCI|Lek Securities Corporation|3500
SENS|SENSEONICS HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1285
SENS|SENSEONICS HOLDINGS|MACQ|Macquarie Capital (USA) Inc.|6191
SENS|SENSEONICS HOLDINGS|MAXM|Maxim Group LLC|30663
SENS|SENSEONICS HOLDINGS|MBTS|ALLY INVEST SECURITIES LLC|2790
SENS|SENSEONICS HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|481134
SENS|SENSEONICS HOLDINGS|MOTF|MOTIF INVESTING, INC.|4
SENS|SENSEONICS HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|2518527
SENS|SENSEONICS HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|459500
SENS|SENSEONICS HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|178300
SENS|SENSEONICS HOLDINGS|NATL|National Securities Corporation|5248532
SENS|SENSEONICS HOLDINGS|NFSC|National Financial Services LLC|2853549
SENS|SENSEONICS HOLDINGS|NITE|VIRTU Americas LLC|5417272
SENS|SENSEONICS HOLDINGS|NITP|VIRTU Americas LLC|4791
SENS|SENSEONICS HOLDINGS|NQRB|Brut, LLC|182977
SENS|SENSEONICS HOLDINGS|NTBF|BMO Nesbitt Burns Inc./CDS|78430
SENS|SENSEONICS HOLDINGS|OPCO|Oppenheimer & Co. Inc.|12467
SENS|SENSEONICS HOLDINGS|PAUL|Paulson Investment Company, Inc.|3000
SENS|SENSEONICS HOLDINGS|PCPT|PHILLIP CAPITAL INC.|1000
SENS|SENSEONICS HOLDINGS|PDQM|CODA MARKETS, INC.|93800
SENS|SENSEONICS HOLDINGS|PREC|PRECISION SECURITIES, LLC|100
SENS|SENSEONICS HOLDINGS|PWJC|UBS Financial Services, Inc.|40650
SENS|SENSEONICS HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|431754
SENS|SENSEONICS HOLDINGS|RJLC|RJL CAPITAL GROUP, LLC|400
SENS|SENSEONICS HOLDINGS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|700
SENS|SENSEONICS HOLDINGS|ROTH|Roth Capital Partners, LLC|47468
SENS|SENSEONICS HOLDINGS|SAGC|SAGETRADER, LLC|200
SENS|SENSEONICS HOLDINGS|SAGL|SAGETRADER, LLC|5800
SENS|SENSEONICS HOLDINGS|SALI|INTL FCSTONE FINANCIAL INC.|33260
SENS|SENSEONICS HOLDINGS|SALW|SW FINANCIAL|4000
SENS|SENSEONICS HOLDINGS|SBSH|Citigroup Global Markets Inc.|259305
SENS|SENSEONICS HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|506844
SENS|SENSEONICS HOLDINGS|SPDR|SPEEDROUTE LLC|13352
SENS|SENSEONICS HOLDINGS|SPHN|Stephens Inc.|15588
SENS|SENSEONICS HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|191358
SENS|SENSEONICS HOLDINGS|SWIM|TD Ameritrade, Inc.|1002277
SENS|SENSEONICS HOLDINGS|SWST|Hilltop Securities Inc.|27566
SENS|SENSEONICS HOLDINGS|TDCO|Thompson Davis & Co., Inc.|11286
SENS|SENSEONICS HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|125768
SENS|SENSEONICS HOLDINGS|TRBT|Tradebot Systems, Inc.|6180
SENS|SENSEONICS HOLDINGS|TRCM|TRC MARKETS LLC|900
SENS|SENSEONICS HOLDINGS|TWTT|TASTYWORKS, INC.|500
SENS|SENSEONICS HOLDINGS|UBSA|UBS SECURITIES LLC|1776773
SENS|SENSEONICS HOLDINGS|UBSS|UBS Securities LLC|3321179
SENS|SENSEONICS HOLDINGS|VALX|VIRTU AMERICAS LLC|11358
SENS|SENSEONICS HOLDINGS|VGRD|Vanguard Marketing Corporation|178919
SENS|SENSEONICS HOLDINGS|WABR|Wall Street Access|28820
SENS|SENSEONICS HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|283952
SENS|SENSEONICS HOLDINGS|WDCO|Wilson-Davis & Co., Inc.|21797
SENS|SENSEONICS HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|17364
SENS|SENSEONICS HOLDINGS|WEED|Weeden & Co.L.P.|409
SENS|SENSEONICS HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45072
SENS|SENSEONICS HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3208
SENS|SENSEONICS HOLDINGS|WGIF|CIBC World Markets Inc.|800
SENS|SENSEONICS HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|47973
SENS|SENSEONICS HOLDINGS|XIST|INSTINET, LLC|23600
SENS|SENSEONICS HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|277744
SENS|SENSEONICS HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|1400
SENS|SENSEONICS HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10454
SEP|SPECTRA ENERGY UTS|ALTX|Alternet Securities Inc.|11156
SEP|SPECTRA ENERGY UTS|APCC|Apex Clearing Corporation|3024
SEP|SPECTRA ENERGY UTS|BALE|M&T SECURITIES, INC.|300
SEP|SPECTRA ENERGY UTS|BANK|Primevest Financial Services, Inc.|1
SEP|SPECTRA ENERGY UTS|BARD|Robert W. Baird & Co. Incorporated|1385
SEP|SPECTRA ENERGY UTS|BATM|CBOE TRADING, INC.|10201
SEP|SPECTRA ENERGY UTS|BBNT|BB&T SECURITIES, LLC|13084
SEP|SPECTRA ENERGY UTS|BERN|Sanford C. Bernstein & Co., LLC|44698
SEP|SPECTRA ENERGY UTS|BIAD|SAGETRADER, LLC|316
SEP|SPECTRA ENERGY UTS|BIDS|BIDS TRADING L.P.|100
SEP|SPECTRA ENERGY UTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18586
SEP|SPECTRA ENERGY UTS|BLKX|INSTINET, LLC|49039
SEP|SPECTRA ENERGY UTS|BMOC|BMO Capital Markets Corp.|1208
SEP|SPECTRA ENERGY UTS|BNPX|BNP PARIBAS SECURITIES CORP.|4508
SEP|SPECTRA ENERGY UTS|BTIG|BTIG, LLC|35645
SEP|SPECTRA ENERGY UTS|BYXM|CBOE TRADING, INC.|1060
SEP|SPECTRA ENERGY UTS|CANT|Cantor Fitzgerald & Co.|200
SEP|SPECTRA ENERGY UTS|CHAS|Charles Schwab & Co., Inc.|7890
SEP|SPECTRA ENERGY UTS|CIST|Capital Institutional Services, Inc.|717
SEP|SPECTRA ENERGY UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177072
SEP|SPECTRA ENERGY UTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18536
SEP|SPECTRA ENERGY UTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
SEP|SPECTRA ENERGY UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|265672
SEP|SPECTRA ENERGY UTS|CTDL|Citadel Derivatives Group Llc|12941
SEP|SPECTRA ENERGY UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|61874
SEP|SPECTRA ENERGY UTS|DADA|D.A. Davidson & Co.|2225
SEP|SPECTRA ENERGY UTS|DBAB|Deutsche Bank Securities Inc.|77856
SEP|SPECTRA ENERGY UTS|DBAX|Deutsche Bank Securities Inc.|128400
SEP|SPECTRA ENERGY UTS|DEAN|MORGAN STANLEY|8755
SEP|SPECTRA ENERGY UTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5400
SEP|SPECTRA ENERGY UTS|EBXL|EBX LLC|942300
SEP|SPECTRA ENERGY UTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|122
SEP|SPECTRA ENERGY UTS|EDJC|Edward Jones / CDS|150
SEP|SPECTRA ENERGY UTS|EDJO|Edward D. Jones & Co., L.P.|41688
SEP|SPECTRA ENERGY UTS|EGAM|CBOE TRADING, INC.|13920
SEP|SPECTRA ENERGY UTS|EGMT|EG MARKET TECHNOLOGIES LLC|100
SEP|SPECTRA ENERGY UTS|EGXM|CBOE TRADING, INC.|711
SEP|SPECTRA ENERGY UTS|ETBE|Electronic Transaction Clearing, Inc.|9411
SEP|SPECTRA ENERGY UTS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
SEP|SPECTRA ENERGY UTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3603
SEP|SPECTRA ENERGY UTS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SEP|SPECTRA ENERGY UTS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3985
SEP|SPECTRA ENERGY UTS|ETRS|E*Trade Securities LLC|137043
SEP|SPECTRA ENERGY UTS|FBRC|B. RILEY FBR, INC.|860239
SEP|SPECTRA ENERGY UTS|FBSB|U.S. Bancorp Investments, Inc.|375
SEP|SPECTRA ENERGY UTS|FILL|Tradestation Securities, Inc.|904
SEP|SPECTRA ENERGY UTS|FINX|FINTECH SECURITIES|100
SEP|SPECTRA ENERGY UTS|FMAF|NBCN Inc./ CDS|100
SEP|SPECTRA ENERGY UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14792
SEP|SPECTRA ENERGY UTS|FTBR|Foliofn Investments, Inc.|2807
SEP|SPECTRA ENERGY UTS|GEBB|GLOBAL EXECUTION BROKERS, LP|800
SEP|SPECTRA ENERGY UTS|GLPX|ACS EXECUTION SERVICES, LLC|8635
SEP|SPECTRA ENERGY UTS|GSCO|GOLDMAN SACHS & CO. LLC|798003
SEP|SPECTRA ENERGY UTS|GSCS|GOLDMAN SACHS & CO. LLC|47763
SEP|SPECTRA ENERGY UTS|GSLT|GOLDMAN SACHS & CO. LLC|7151
SEP|SPECTRA ENERGY UTS|GTSZ|GTS SECURITIES LLC|43895
SEP|SPECTRA ENERGY UTS|HAPX|HAP Trading, LLC|200
SEP|SPECTRA ENERGY UTS|HRBF|American Enterprise Investment Services Inc.|27722
SEP|SPECTRA ENERGY UTS|HSBC|HSBC Securities, Inc.|1200
SEP|SPECTRA ENERGY UTS|IATS|INTERACTIVE BROKERS LLC|5653
SEP|SPECTRA ENERGY UTS|IBKR|Interactive Brokers Llc|14908
SEP|SPECTRA ENERGY UTS|ICBX|INSTINET, LLC|106520
SEP|SPECTRA ENERGY UTS|INCA|INSTINET, LLC|78839
SEP|SPECTRA ENERGY UTS|INJX|INSTINET, LLC|10930
SEP|SPECTRA ENERGY UTS|ITGI|ITG Inc.|43505
SEP|SPECTRA ENERGY UTS|ITGP|ITG INC.|97600
SEP|SPECTRA ENERGY UTS|JANY|Janney Montgomery Scott Inc.|1580
SEP|SPECTRA ENERGY UTS|JEFF|JEFFERIES LLC|144587
SEP|SPECTRA ENERGY UTS|JMPT|JUMP TRADING, LLC|32323
SEP|SPECTRA ENERGY UTS|JPMX|J.P. Morgan Securities LLC|885677
SEP|SPECTRA ENERGY UTS|JSJX|JANE STREET CAPITAL LLC|5813
SEP|SPECTRA ENERGY UTS|KCGM|VIRTU Americas LLC|38875
SEP|SPECTRA ENERGY UTS|LEHM|Barclays Capital Inc./Le|1388168
SEP|SPECTRA ENERGY UTS|LIME|Lime Brokerage LLC|16184
SEP|SPECTRA ENERGY UTS|LQNA|LIQUIDNET, INC.|56700
SEP|SPECTRA ENERGY UTS|LSCI|Lek Securities Corporation|575
SEP|SPECTRA ENERGY UTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SEP|SPECTRA ENERGY UTS|MAXM|Maxim Group LLC|150
SEP|SPECTRA ENERGY UTS|MBTS|ALLY INVEST SECURITIES LLC|724
SEP|SPECTRA ENERGY UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|133886
SEP|SPECTRA ENERGY UTS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SEP|SPECTRA ENERGY UTS|MOTF|MOTIF INVESTING, INC.|15
SEP|SPECTRA ENERGY UTS|MSCO|MORGAN STANLEY & CO. LLC|1774923
SEP|SPECTRA ENERGY UTS|MSPL|MORGAN STANLEY & CO. LLC|91200
SEP|SPECTRA ENERGY UTS|MSTX|MORGAN STANLEY & CO. LLC|200
SEP|SPECTRA ENERGY UTS|NEUB|NEUBERGER BERMAN BD LLC|2934
SEP|SPECTRA ENERGY UTS|NFSC|National Financial Services LLC|252107
SEP|SPECTRA ENERGY UTS|NITE|VIRTU Americas LLC|476979
SEP|SPECTRA ENERGY UTS|NITP|VIRTU Americas LLC|925
SEP|SPECTRA ENERGY UTS|NQRB|Brut, LLC|11716
SEP|SPECTRA ENERGY UTS|NTBF|BMO Nesbitt Burns Inc./CDS|428
SEP|SPECTRA ENERGY UTS|NTRC|Northern Trust Securities, Inc.|400
SEP|SPECTRA ENERGY UTS|ONEL|O'NEIL SECURITIES, INCORPORATED|699
SEP|SPECTRA ENERGY UTS|OPCO|Oppenheimer & Co. Inc.|7742
SEP|SPECTRA ENERGY UTS|OTAA|OTA LLC|14800
SEP|SPECTRA ENERGY UTS|PCFF|Pacific International Securities Inc./CDS|300
SEP|SPECTRA ENERGY UTS|PCPT|PHILLIP CAPITAL INC.|120
SEP|SPECTRA ENERGY UTS|PDQM|CODA MARKETS, INC.|16138
SEP|SPECTRA ENERGY UTS|PWJC|UBS Financial Services, Inc.|14604
SEP|SPECTRA ENERGY UTS|RBCM|RBC CAPITAL MARKETS, LLC|15590
SEP|SPECTRA ENERGY UTS|SAGL|SAGETRADER, LLC|11230
SEP|SPECTRA ENERGY UTS|SAGW|SAGETRADER, LLC|340
SEP|SPECTRA ENERGY UTS|SBSH|Citigroup Global Markets Inc.|694496
SEP|SPECTRA ENERGY UTS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|262
SEP|SPECTRA ENERGY UTS|SGMT|GOLDMAN SACHS & CO. LLC|217293
SEP|SPECTRA ENERGY UTS|SPDR|SPEEDROUTE LLC|9722
SEP|SPECTRA ENERGY UTS|SPHN|Stephens Inc.|2592
SEP|SPECTRA ENERGY UTS|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
SEP|SPECTRA ENERGY UTS|STFL|Stifel, Nicolaus & Company, Incorporated|4914
SEP|SPECTRA ENERGY UTS|STKP|STOCKPILE INVESTMENTS, INC.|128
SEP|SPECTRA ENERGY UTS|STXG|Stockcross Financial Services, Inc.|13
SEP|SPECTRA ENERGY UTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2477
SEP|SPECTRA ENERGY UTS|SWIM|TD Ameritrade, Inc.|43778
SEP|SPECTRA ENERGY UTS|SWST|Hilltop Securities Inc.|2394
SEP|SPECTRA ENERGY UTS|TKNG|ALLY INVEST SECURITIES LLC|1333
SEP|SPECTRA ENERGY UTS|TRBT|Tradebot Systems, Inc.|205186
SEP|SPECTRA ENERGY UTS|TRCM|TRC MARKETS LLC|76376
SEP|SPECTRA ENERGY UTS|TWTT|TASTYWORKS, INC.|1300
SEP|SPECTRA ENERGY UTS|UBSA|UBS SECURITIES LLC|266493
SEP|SPECTRA ENERGY UTS|UBSS|UBS Securities LLC|950830
SEP|SPECTRA ENERGY UTS|UFPA|UNITED FIRST PARTNERS LLC|36851
SEP|SPECTRA ENERGY UTS|VALX|VIRTU AMERICAS LLC|19431
SEP|SPECTRA ENERGY UTS|VGRD|Vanguard Marketing Corporation|60623
SEP|SPECTRA ENERGY UTS|VNDS|VANDHAM SECURITIES CORP|3097
SEP|SPECTRA ENERGY UTS|WABR|Wall Street Access|5659
SEP|SPECTRA ENERGY UTS|WBLR|WILLIAM BLAIR|722
SEP|SPECTRA ENERGY UTS|WBPX|SUMMIT SECURITIES GROUP, LLC|300
SEP|SPECTRA ENERGY UTS|WCHV|WELLS FARGO SECURITIES, LLC|372265
SEP|SPECTRA ENERGY UTS|WEDB|WEDBUSH SECURITIES INC.|700
SEP|SPECTRA ENERGY UTS|WEED|Weeden & Co.L.P.|400
SEP|SPECTRA ENERGY UTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5199
SEP|SPECTRA ENERGY UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48059
SEP|SPECTRA ENERGY UTS|WGIF|CIBC World Markets Inc.|360
SEP|SPECTRA ENERGY UTS|WSEA|WOLVERINE SECURITIES, LLC|9304
SEP|SPECTRA ENERGY UTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|12166
SEP|SPECTRA ENERGY UTS|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SEP|SPECTRA ENERGY UTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10670
SERV|SERVICEMASTER GLOBAL|ALTX|Alternet Securities Inc.|4794
SERV|SERVICEMASTER GLOBAL|ANOS|ABEL/NOSER, L.L.C.|1312
SERV|SERVICEMASTER GLOBAL|APCC|Apex Clearing Corporation|44
SERV|SERVICEMASTER GLOBAL|BARD|Robert W. Baird & Co. Incorporated|112
SERV|SERVICEMASTER GLOBAL|BATM|CBOE TRADING, INC.|14205
SERV|SERVICEMASTER GLOBAL|BAYC|BAY CREST PARTNERS, LLC|960
SERV|SERVICEMASTER GLOBAL|BAYT|BTIG, LLC|100
SERV|SERVICEMASTER GLOBAL|BBNT|BB&T SECURITIES, LLC|176
SERV|SERVICEMASTER GLOBAL|BERN|Sanford C. Bernstein & Co., LLC|149928
SERV|SERVICEMASTER GLOBAL|BIDS|BIDS TRADING L.P.|20200
SERV|SERVICEMASTER GLOBAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|408
SERV|SERVICEMASTER GLOBAL|BLKX|INSTINET, LLC|68100
SERV|SERVICEMASTER GLOBAL|BNPX|BNP PARIBAS SECURITIES CORP.|574
SERV|SERVICEMASTER GLOBAL|BTIG|BTIG, LLC|2791
SERV|SERVICEMASTER GLOBAL|BYXM|CBOE TRADING, INC.|446
SERV|SERVICEMASTER GLOBAL|BZYD|GOLDMAN SACHS & CO. LLC|458
SERV|SERVICEMASTER GLOBAL|CANT|Cantor Fitzgerald & Co.|181
SERV|SERVICEMASTER GLOBAL|CIST|Capital Institutional Services, Inc.|10645
SERV|SERVICEMASTER GLOBAL|CLSA|CLSA AMERICAS, LLC|100
SERV|SERVICEMASTER GLOBAL|CNFR|Cowen Prime Services LLC|608
SERV|SERVICEMASTER GLOBAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32649
SERV|SERVICEMASTER GLOBAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7419
SERV|SERVICEMASTER GLOBAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1020
SERV|SERVICEMASTER GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|333947
SERV|SERVICEMASTER GLOBAL|CTDL|Citadel Derivatives Group Llc|1904
SERV|SERVICEMASTER GLOBAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|46428
SERV|SERVICEMASTER GLOBAL|DBAB|Deutsche Bank Securities Inc.|170688
SERV|SERVICEMASTER GLOBAL|DBAX|Deutsche Bank Securities Inc.|258300
SERV|SERVICEMASTER GLOBAL|DEAN|MORGAN STANLEY|18955
SERV|SERVICEMASTER GLOBAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|50
SERV|SERVICEMASTER GLOBAL|EBXL|EBX LLC|183900
SERV|SERVICEMASTER GLOBAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|564
SERV|SERVICEMASTER GLOBAL|EDJO|Edward D. Jones & Co., L.P.|144
SERV|SERVICEMASTER GLOBAL|EGAM|CBOE TRADING, INC.|8005
SERV|SERVICEMASTER GLOBAL|EGAW|CBOE TRADING, INC.|56
SERV|SERVICEMASTER GLOBAL|EGMT|EG MARKET TECHNOLOGIES LLC|33
SERV|SERVICEMASTER GLOBAL|EGXM|CBOE TRADING, INC.|1602
SERV|SERVICEMASTER GLOBAL|ETBE|Electronic Transaction Clearing, Inc.|6936
SERV|SERVICEMASTER GLOBAL|ETCC|Electronic Transaction Clearing, Inc.|300
SERV|SERVICEMASTER GLOBAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10609
SERV|SERVICEMASTER GLOBAL|ETRS|E*Trade Securities LLC|2636
SERV|SERVICEMASTER GLOBAL|FILL|Tradestation Securities, Inc.|395
SERV|SERVICEMASTER GLOBAL|FMAF|NBCN Inc./ CDS|20532
SERV|SERVICEMASTER GLOBAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9065
SERV|SERVICEMASTER GLOBAL|FQLS|Quantlab Securities LP|170478
SERV|SERVICEMASTER GLOBAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57082
SERV|SERVICEMASTER GLOBAL|FTBR|Foliofn Investments, Inc.|2642
SERV|SERVICEMASTER GLOBAL|GEBB|GLOBAL EXECUTION BROKERS, LP|1016
SERV|SERVICEMASTER GLOBAL|GLPX|ACS EXECUTION SERVICES, LLC|11417
SERV|SERVICEMASTER GLOBAL|GSCO|GOLDMAN SACHS & CO. LLC|453315
SERV|SERVICEMASTER GLOBAL|GSCS|GOLDMAN SACHS & CO. LLC|16071
SERV|SERVICEMASTER GLOBAL|GSLT|GOLDMAN SACHS & CO. LLC|3042
SERV|SERVICEMASTER GLOBAL|GTSZ|GTS SECURITIES LLC|58507
SERV|SERVICEMASTER GLOBAL|HRBF|American Enterprise Investment Services Inc.|347
SERV|SERVICEMASTER GLOBAL|HSBC|HSBC Securities, Inc.|996
SERV|SERVICEMASTER GLOBAL|IATS|INTERACTIVE BROKERS LLC|4246
SERV|SERVICEMASTER GLOBAL|IBKR|Interactive Brokers Llc|11145
SERV|SERVICEMASTER GLOBAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
SERV|SERVICEMASTER GLOBAL|ICBX|INSTINET, LLC|39770
SERV|SERVICEMASTER GLOBAL|INCA|INSTINET, LLC|121117
SERV|SERVICEMASTER GLOBAL|INJX|INSTINET, LLC|7043
SERV|SERVICEMASTER GLOBAL|ITGI|ITG Inc.|27835
SERV|SERVICEMASTER GLOBAL|ITGP|ITG INC.|170600
SERV|SERVICEMASTER GLOBAL|JANY|Janney Montgomery Scott Inc.|8
SERV|SERVICEMASTER GLOBAL|JEFF|JEFFERIES LLC|16990
SERV|SERVICEMASTER GLOBAL|JMPT|JUMP TRADING, LLC|35413
SERV|SERVICEMASTER GLOBAL|JPBX|J.P. MORGAN SECURITIES LLC|55697
SERV|SERVICEMASTER GLOBAL|JPMX|J.P. Morgan Securities LLC|713766
SERV|SERVICEMASTER GLOBAL|JSJX|JANE STREET CAPITAL LLC|4876
SERV|SERVICEMASTER GLOBAL|KCGM|VIRTU Americas LLC|28936
SERV|SERVICEMASTER GLOBAL|KEYB|KEYBANC CAPITAL MARKETS INC.|5046
SERV|SERVICEMASTER GLOBAL|LEHM|Barclays Capital Inc./Le|365681
SERV|SERVICEMASTER GLOBAL|LIME|Lime Brokerage LLC|10170
SERV|SERVICEMASTER GLOBAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|22600
SERV|SERVICEMASTER GLOBAL|LQNA|LIQUIDNET, INC.|263100
SERV|SERVICEMASTER GLOBAL|LSCI|Lek Securities Corporation|276
SERV|SERVICEMASTER GLOBAL|MACQ|Macquarie Capital (USA) Inc.|1543
SERV|SERVICEMASTER GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|193268
SERV|SERVICEMASTER GLOBAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SERV|SERVICEMASTER GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|924558
SERV|SERVICEMASTER GLOBAL|MSPL|MORGAN STANLEY & CO. LLC|235700
SERV|SERVICEMASTER GLOBAL|MSTX|MORGAN STANLEY & CO. LLC|61500
SERV|SERVICEMASTER GLOBAL|MULL|MARK J. MULLER EQUITIES, INC.|1500
SERV|SERVICEMASTER GLOBAL|MZHO|Mizuho Securities USA LLC|92184
SERV|SERVICEMASTER GLOBAL|NFSC|National Financial Services LLC|73643
SERV|SERVICEMASTER GLOBAL|NITE|VIRTU Americas LLC|86508
SERV|SERVICEMASTER GLOBAL|NITP|VIRTU Americas LLC|500
SERV|SERVICEMASTER GLOBAL|NQRB|Brut, LLC|5535
SERV|SERVICEMASTER GLOBAL|OPCO|Oppenheimer & Co. Inc.|32759
SERV|SERVICEMASTER GLOBAL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|959
SERV|SERVICEMASTER GLOBAL|PCFF|Pacific International Securities Inc./CDS|80
SERV|SERVICEMASTER GLOBAL|PDQM|CODA MARKETS, INC.|35149
SERV|SERVICEMASTER GLOBAL|PHLY|NASDAQ Execution Services, LLC|800
SERV|SERVICEMASTER GLOBAL|PIPR|Piper Jaffray & Co.|320
SERV|SERVICEMASTER GLOBAL|PWJC|UBS Financial Services, Inc.|51
SERV|SERVICEMASTER GLOBAL|RBCM|RBC CAPITAL MARKETS, LLC|1657
SERV|SERVICEMASTER GLOBAL|SAGL|SAGETRADER, LLC|11282
SERV|SERVICEMASTER GLOBAL|SBSH|Citigroup Global Markets Inc.|229771
SERV|SERVICEMASTER GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|108053
SERV|SERVICEMASTER GLOBAL|SPDR|SPEEDROUTE LLC|5500
SERV|SERVICEMASTER GLOBAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|1747
SERV|SERVICEMASTER GLOBAL|STFL|Stifel, Nicolaus & Company, Incorporated|2135
SERV|SERVICEMASTER GLOBAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4853
SERV|SERVICEMASTER GLOBAL|SWIM|TD Ameritrade, Inc.|641
SERV|SERVICEMASTER GLOBAL|TKNG|ALLY INVEST SECURITIES LLC|20
SERV|SERVICEMASTER GLOBAL|TRBT|Tradebot Systems, Inc.|142625
SERV|SERVICEMASTER GLOBAL|TRCM|TRC MARKETS LLC|45074
SERV|SERVICEMASTER GLOBAL|UBSA|UBS SECURITIES LLC|408659
SERV|SERVICEMASTER GLOBAL|UBSS|UBS Securities LLC|1446227
SERV|SERVICEMASTER GLOBAL|VALX|VIRTU AMERICAS LLC|5061
SERV|SERVICEMASTER GLOBAL|VFIN|National Securities Corporation|245
SERV|SERVICEMASTER GLOBAL|VGRD|Vanguard Marketing Corporation|339
SERV|SERVICEMASTER GLOBAL|WABR|Wall Street Access|5021
SERV|SERVICEMASTER GLOBAL|WBPX|SUMMIT SECURITIES GROUP, LLC|1488
SERV|SERVICEMASTER GLOBAL|WCHV|WELLS FARGO SECURITIES, LLC|10757
SERV|SERVICEMASTER GLOBAL|WEDB|WEDBUSH SECURITIES INC.|694
SERV|SERVICEMASTER GLOBAL|WEED|Weeden & Co.L.P.|547
SERV|SERVICEMASTER GLOBAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6797
SERV|SERVICEMASTER GLOBAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3135
SERV|SERVICEMASTER GLOBAL|WSEA|WOLVERINE SECURITIES, LLC|827
SERV|SERVICEMASTER GLOBAL|XIST|INSTINET, LLC|44128
SERV|SERVICEMASTER GLOBAL|XPQR|Jump Trading|2004
SERV|SERVICEMASTER GLOBAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|14334
SERV|SERVICEMASTER GLOBAL|YKNA|COMHAR CAPITAL MARKETS, LLC|700
SERV|SERVICEMASTER GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3339
SES|SYNTHESIS ENERGY SYS|APCC|Apex Clearing Corporation|4712
SES|SYNTHESIS ENERGY SYS|BATM|CBOE TRADING, INC.|388
SES|SYNTHESIS ENERGY SYS|BAYT|BTIG, LLC|1812
SES|SYNTHESIS ENERGY SYS|BTIG|BTIG, LLC|1209
SES|SYNTHESIS ENERGY SYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|840
SES|SYNTHESIS ENERGY SYS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
SES|SYNTHESIS ENERGY SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312
SES|SYNTHESIS ENERGY SYS|CTDL|Citadel Derivatives Group Llc|607
SES|SYNTHESIS ENERGY SYS|DBAB|Deutsche Bank Securities Inc.|3748
SES|SYNTHESIS ENERGY SYS|DEGS|RONIN PROFESSIONAL LLC|1343
SES|SYNTHESIS ENERGY SYS|EDJO|Edward D. Jones & Co., L.P.|125
SES|SYNTHESIS ENERGY SYS|ETRS|E*Trade Securities LLC|15547
SES|SYNTHESIS ENERGY SYS|FBCO|Credit Suisse Securities (USA) LLC|1655
SES|SYNTHESIS ENERGY SYS|FOMA|TD AMERITRADE CLEARING, INC.|7455
SES|SYNTHESIS ENERGY SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|285
SES|SYNTHESIS ENERGY SYS|FTBR|Foliofn Investments, Inc.|1200
SES|SYNTHESIS ENERGY SYS|GEBB|GLOBAL EXECUTION BROKERS, LP|2760
SES|SYNTHESIS ENERGY SYS|GLPX|ACS EXECUTION SERVICES, LLC|1
SES|SYNTHESIS ENERGY SYS|GSCO|GOLDMAN SACHS & CO. LLC|17234
SES|SYNTHESIS ENERGY SYS|GSCS|GOLDMAN SACHS & CO. LLC|400
SES|SYNTHESIS ENERGY SYS|GSLT|GOLDMAN SACHS & CO. LLC|781
SES|SYNTHESIS ENERGY SYS|GTSZ|GTS SECURITIES LLC|1675
SES|SYNTHESIS ENERGY SYS|HRBF|American Enterprise Investment Services Inc.|1500
SES|SYNTHESIS ENERGY SYS|HSBC|HSBC Securities, Inc.|1482
SES|SYNTHESIS ENERGY SYS|IATS|INTERACTIVE BROKERS LLC|720
SES|SYNTHESIS ENERGY SYS|IBKR|Interactive Brokers Llc|17848
SES|SYNTHESIS ENERGY SYS|INCA|INSTINET, LLC|35137
SES|SYNTHESIS ENERGY SYS|ITGI|ITG Inc.|1889
SES|SYNTHESIS ENERGY SYS|ITGP|ITG INC.|2000
SES|SYNTHESIS ENERGY SYS|JPMX|J.P. Morgan Securities LLC|1202
SES|SYNTHESIS ENERGY SYS|LEHM|Barclays Capital Inc./Le|1130
SES|SYNTHESIS ENERGY SYS|LIME|Lime Brokerage LLC|32417
SES|SYNTHESIS ENERGY SYS|LMGP|LIME BROKERAGE LLC|6830
SES|SYNTHESIS ENERGY SYS|LSCI|Lek Securities Corporation|100
SES|SYNTHESIS ENERGY SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SES|SYNTHESIS ENERGY SYS|MSCO|MORGAN STANLEY & CO. LLC|52389
SES|SYNTHESIS ENERGY SYS|NATL|National Securities Corporation|799
SES|SYNTHESIS ENERGY SYS|NFSC|National Financial Services LLC|4386
SES|SYNTHESIS ENERGY SYS|NITE|VIRTU Americas LLC|19020
SES|SYNTHESIS ENERGY SYS|NQRB|Brut, LLC|100
SES|SYNTHESIS ENERGY SYS|PDQM|CODA MARKETS, INC.|125
SES|SYNTHESIS ENERGY SYS|PIPR|Piper Jaffray & Co.|23039
SES|SYNTHESIS ENERGY SYS|RAJA|Raymond James & Associates, Inc.|4474
SES|SYNTHESIS ENERGY SYS|SGMT|GOLDMAN SACHS & CO. LLC|160
SES|SYNTHESIS ENERGY SYS|SPDR|SPEEDROUTE LLC|100
SES|SYNTHESIS ENERGY SYS|SWIM|TD Ameritrade, Inc.|1785
SES|SYNTHESIS ENERGY SYS|SWST|Hilltop Securities Inc.|555
SES|SYNTHESIS ENERGY SYS|TKNG|ALLY INVEST SECURITIES LLC|92
SES|SYNTHESIS ENERGY SYS|TRCM|TRC MARKETS LLC|4289
SES|SYNTHESIS ENERGY SYS|TRWN|T.R. Winston & Company, LLC|2613
SES|SYNTHESIS ENERGY SYS|UBSA|UBS SECURITIES LLC|4122
SES|SYNTHESIS ENERGY SYS|UBSS|UBS Securities LLC|26069
SES|SYNTHESIS ENERGY SYS|VGRD|Vanguard Marketing Corporation|383
SES|SYNTHESIS ENERGY SYS|VNDM|Wall Street Access|2972
SES|SYNTHESIS ENERGY SYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|204
SES|SYNTHESIS ENERGY SYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|675
SES|SYNTHESIS ENERGY SYS|WSEA|WOLVERINE SECURITIES, LLC|710
SESN|SESEN BIO, INC|ADAM|CANACCORD GENUITY INC.|429101
SESN|SESEN BIO, INC|ALTX|Alternet Securities Inc.|23358
SESN|SESEN BIO, INC|APCC|Apex Clearing Corporation|151644
SESN|SESEN BIO, INC|BATM|CBOE TRADING, INC.|15273
SESN|SESEN BIO, INC|BAYT|BTIG, LLC|20150
SESN|SESEN BIO, INC|BERN|Sanford C. Bernstein & Co., LLC|66637
SESN|SESEN BIO, INC|BIMI|Banca IMI Securities Corp.|27352
SESN|SESEN BIO, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|159831
SESN|SESEN BIO, INC|BLKX|INSTINET, LLC|11425
SESN|SESEN BIO, INC|BYXM|CBOE TRADING, INC.|600
SESN|SESEN BIO, INC|CANT|Cantor Fitzgerald & Co.|487
SESN|SESEN BIO, INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|46240
SESN|SESEN BIO, INC|CHAS|Charles Schwab & Co., Inc.|5400
SESN|SESEN BIO, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|184742
SESN|SESEN BIO, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7831
SESN|SESEN BIO, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|36931
SESN|SESEN BIO, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|381809
SESN|SESEN BIO, INC|CTDL|Citadel Derivatives Group Llc|40858
SESN|SESEN BIO, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|242400
SESN|SESEN BIO, INC|DBAB|Deutsche Bank Securities Inc.|312441
SESN|SESEN BIO, INC|DBAX|Deutsche Bank Securities Inc.|374800
SESN|SESEN BIO, INC|DBUL|Deutsche Bank Securities Inc.|11450
SESN|SESEN BIO, INC|DEAN|MORGAN STANLEY|5200
SESN|SESEN BIO, INC|DEGS|RONIN PROFESSIONAL LLC|145869
SESN|SESEN BIO, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|99677
SESN|SESEN BIO, INC|EBXL|EBX LLC|206300
SESN|SESEN BIO, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|100213
SESN|SESEN BIO, INC|EDJO|Edward D. Jones & Co., L.P.|15172
SESN|SESEN BIO, INC|EGAM|CBOE TRADING, INC.|54790
SESN|SESEN BIO, INC|EGAW|CBOE TRADING, INC.|206
SESN|SESEN BIO, INC|EGXM|CBOE TRADING, INC.|58469
SESN|SESEN BIO, INC|EGXW|CBOE TRADING, INC.|5683
SESN|SESEN BIO, INC|ETBE|Electronic Transaction Clearing, Inc.|18641
SESN|SESEN BIO, INC|ETRS|E*Trade Securities LLC|2433484
SESN|SESEN BIO, INC|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|10200
SESN|SESEN BIO, INC|FBCO|Credit Suisse Securities (USA) LLC|533981
SESN|SESEN BIO, INC|FILL|Tradestation Securities, Inc.|58588
SESN|SESEN BIO, INC|FMAF|NBCN Inc./ CDS|36345
SESN|SESEN BIO, INC|FOMA|TD AMERITRADE CLEARING, INC.|6372895
SESN|SESEN BIO, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72361
SESN|SESEN BIO, INC|FTBR|Foliofn Investments, Inc.|895
SESN|SESEN BIO, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|29321
SESN|SESEN BIO, INC|GLIS|TD Securities Inc|10608
SESN|SESEN BIO, INC|GLPX|ACS EXECUTION SERVICES, LLC|85064
SESN|SESEN BIO, INC|GSCO|GOLDMAN SACHS & CO. LLC|653204
SESN|SESEN BIO, INC|GSCS|GOLDMAN SACHS & CO. LLC|10680
SESN|SESEN BIO, INC|GSLT|GOLDMAN SACHS & CO. LLC|35533
SESN|SESEN BIO, INC|GTSZ|GTS SECURITIES LLC|46507
SESN|SESEN BIO, INC|HRBF|American Enterprise Investment Services Inc.|13371
SESN|SESEN BIO, INC|IATS|INTERACTIVE BROKERS LLC|165566
SESN|SESEN BIO, INC|IBKR|Interactive Brokers Llc|1126817
SESN|SESEN BIO, INC|ICBX|INSTINET, LLC|108782
SESN|SESEN BIO, INC|INCA|INSTINET, LLC|464024
SESN|SESEN BIO, INC|INJX|INSTINET, LLC|445687
SESN|SESEN BIO, INC|ITGI|ITG Inc.|19449
SESN|SESEN BIO, INC|ITGP|ITG INC.|93200
SESN|SESEN BIO, INC|JANY|Janney Montgomery Scott Inc.|200
SESN|SESEN BIO, INC|JEFF|JEFFERIES LLC|966214
SESN|SESEN BIO, INC|JMPT|JUMP TRADING, LLC|104555
SESN|SESEN BIO, INC|JONE|JonesTrading|341357
SESN|SESEN BIO, INC|JPMX|J.P. Morgan Securities LLC|302214
SESN|SESEN BIO, INC|JSJX|JANE STREET CAPITAL LLC|20146
SESN|SESEN BIO, INC|KCGM|VIRTU Americas LLC|173138
SESN|SESEN BIO, INC|LEHM|Barclays Capital Inc./Le|1081873
SESN|SESEN BIO, INC|LIME|Lime Brokerage LLC|219373
SESN|SESEN BIO, INC|LIWE|LIME BROKERAGE LLC|2400
SESN|SESEN BIO, INC|LOOP|Loop Capital Markets LLC|25826
SESN|SESEN BIO, INC|LSCI|Lek Securities Corporation|4243
SESN|SESEN BIO, INC|LTCO|Ladenburg, Thalmann & Co., Inc.|61710
SESN|SESEN BIO, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SESN|SESEN BIO, INC|MAXM|Maxim Group LLC|141554
SESN|SESEN BIO, INC|MBTS|ALLY INVEST SECURITIES LLC|500
SESN|SESEN BIO, INC|MICA|Spartan Securities Group, Ltd.|4400
SESN|SESEN BIO, INC|MKMP|MKM Partners LLC|190000
SESN|SESEN BIO, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|299115
SESN|SESEN BIO, INC|MNDX|TJM Investments, LLC|18700
SESN|SESEN BIO, INC|MOTF|MOTIF INVESTING, INC.|8
SESN|SESEN BIO, INC|MSCO|MORGAN STANLEY & CO. LLC|3032252
SESN|SESEN BIO, INC|MSPL|MORGAN STANLEY & CO. LLC|296300
SESN|SESEN BIO, INC|MSTX|MORGAN STANLEY & CO. LLC|22000
SESN|SESEN BIO, INC|NATL|National Securities Corporation|21300
SESN|SESEN BIO, INC|NEED|Needham & Company, LLC|76435
SESN|SESEN BIO, INC|NFSC|National Financial Services LLC|3317686
SESN|SESEN BIO, INC|NITE|VIRTU Americas LLC|6483716
SESN|SESEN BIO, INC|NITP|VIRTU Americas LLC|7900
SESN|SESEN BIO, INC|NORT|Northland Securities, Inc.|68005
SESN|SESEN BIO, INC|NQRB|Brut, LLC|84415
SESN|SESEN BIO, INC|OPCO|Oppenheimer & Co. Inc.|610
SESN|SESEN BIO, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13500
SESN|SESEN BIO, INC|PCFF|Pacific International Securities Inc./CDS|5000
SESN|SESEN BIO, INC|PCPT|PHILLIP CAPITAL INC.|74891
SESN|SESEN BIO, INC|PDQM|CODA MARKETS, INC.|171211
SESN|SESEN BIO, INC|PHLY|NASDAQ Execution Services, LLC|7000
SESN|SESEN BIO, INC|RAJA|Raymond James & Associates, Inc.|34667
SESN|SESEN BIO, INC|RBCM|RBC CAPITAL MARKETS, LLC|137282
SESN|SESEN BIO, INC|SAGL|SAGETRADER, LLC|1706
SESN|SESEN BIO, INC|SALI|INTL FCSTONE FINANCIAL INC.|82545
SESN|SESEN BIO, INC|SBSH|Citigroup Global Markets Inc.|331718
SESN|SESEN BIO, INC|SGMT|GOLDMAN SACHS & CO. LLC|219130
SESN|SESEN BIO, INC|SPDR|SPEEDROUTE LLC|50453
SESN|SESEN BIO, INC|SPNT|SEVEN POINTS CAPITAL, LLC|9870
SESN|SESEN BIO, INC|STFL|Stifel, Nicolaus & Company, Incorporated|18975
SESN|SESEN BIO, INC|STXG|Stockcross Financial Services, Inc.|9100
SESN|SESEN BIO, INC|SWIM|TD Ameritrade, Inc.|1324921
SESN|SESEN BIO, INC|SWST|Hilltop Securities Inc.|10325
SESN|SESEN BIO, INC|TKNG|ALLY INVEST SECURITIES LLC|118947
SESN|SESEN BIO, INC|TRCM|TRC MARKETS LLC|7194
SESN|SESEN BIO, INC|TTUC|CUTTONE & CO., INC.|8790
SESN|SESEN BIO, INC|TWTT|TASTYWORKS, INC.|1000
SESN|SESEN BIO, INC|UBSA|UBS SECURITIES LLC|724058
SESN|SESEN BIO, INC|UBSS|UBS Securities LLC|920447
SESN|SESEN BIO, INC|VALX|VIRTU AMERICAS LLC|4906
SESN|SESEN BIO, INC|VGRD|Vanguard Marketing Corporation|150498
SESN|SESEN BIO, INC|VSIN|Vision Financial Markets Llc|2556
SESN|SESEN BIO, INC|WABR|Wall Street Access|9000
SESN|SESEN BIO, INC|WAIN|H.C. Wainwright & Co., Inc.|5400
SESN|SESEN BIO, INC|WCHV|WELLS FARGO SECURITIES, LLC|234147
SESN|SESEN BIO, INC|WEDB|WEDBUSH SECURITIES INC.|155600
SESN|SESEN BIO, INC|WEED|Weeden & Co.L.P.|400
SESN|SESEN BIO, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28772
SESN|SESEN BIO, INC|WGIF|CIBC World Markets Inc.|78208
SESN|SESEN BIO, INC|WHOT|JUST2TRADE, INC.|1000
SESN|SESEN BIO, INC|WSEA|WOLVERINE SECURITIES, LLC|192013
SESN|SESEN BIO, INC|XIST|INSTINET, LLC|13400
SESN|SESEN BIO, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|95410
SESN|SESEN BIO, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1795
SESN|SESEN BIO, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26000
SF|STIFEL FINANCIAL CP|ALTX|Alternet Securities Inc.|3060
SF|STIFEL FINANCIAL CP|ANOS|ABEL/NOSER, L.L.C.|24
SF|STIFEL FINANCIAL CP|APCC|Apex Clearing Corporation|21
SF|STIFEL FINANCIAL CP|BALE|M&T SECURITIES, INC.|165
SF|STIFEL FINANCIAL CP|BARD|Robert W. Baird & Co. Incorporated|1447
SF|STIFEL FINANCIAL CP|BATM|CBOE TRADING, INC.|2476
SF|STIFEL FINANCIAL CP|BERN|Sanford C. Bernstein & Co., LLC|3958
SF|STIFEL FINANCIAL CP|BIDS|BIDS TRADING L.P.|100
SF|STIFEL FINANCIAL CP|BKCM|BNY Mellon Capital Markets LLC|11114
SF|STIFEL FINANCIAL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1939
SF|STIFEL FINANCIAL CP|BLKX|INSTINET, LLC|9900
SF|STIFEL FINANCIAL CP|BRVL|BLAYLOCK VAN, LLC|700
SF|STIFEL FINANCIAL CP|BTIG|BTIG, LLC|14102
SF|STIFEL FINANCIAL CP|BYXM|CBOE TRADING, INC.|868
SF|STIFEL FINANCIAL CP|BZYD|GOLDMAN SACHS & CO. LLC|1146
SF|STIFEL FINANCIAL CP|CANT|Cantor Fitzgerald & Co.|7909
SF|STIFEL FINANCIAL CP|CHAS|Charles Schwab & Co., Inc.|78
SF|STIFEL FINANCIAL CP|CIST|Capital Institutional Services, Inc.|4734
SF|STIFEL FINANCIAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90693
SF|STIFEL FINANCIAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|670
SF|STIFEL FINANCIAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16
SF|STIFEL FINANCIAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|217968
SF|STIFEL FINANCIAL CP|CTDL|Citadel Derivatives Group Llc|36741
SF|STIFEL FINANCIAL CP|CTLR|CUTLER GROUP, LP|100
SF|STIFEL FINANCIAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12306
SF|STIFEL FINANCIAL CP|DBAB|Deutsche Bank Securities Inc.|194189
SF|STIFEL FINANCIAL CP|DBAX|Deutsche Bank Securities Inc.|106900
SF|STIFEL FINANCIAL CP|DBUL|Deutsche Bank Securities Inc.|2514
SF|STIFEL FINANCIAL CP|DCHF|Dart Executions, LLC|200
SF|STIFEL FINANCIAL CP|DEAN|MORGAN STANLEY|1623
SF|STIFEL FINANCIAL CP|DEGS|RONIN PROFESSIONAL LLC|197
SF|STIFEL FINANCIAL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8
SF|STIFEL FINANCIAL CP|EBXL|EBX LLC|108700
SF|STIFEL FINANCIAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3248
SF|STIFEL FINANCIAL CP|EDJO|Edward D. Jones & Co., L.P.|342
SF|STIFEL FINANCIAL CP|EGAM|CBOE TRADING, INC.|9309
SF|STIFEL FINANCIAL CP|EGAW|CBOE TRADING, INC.|152
SF|STIFEL FINANCIAL CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
SF|STIFEL FINANCIAL CP|EGXM|CBOE TRADING, INC.|2734
SF|STIFEL FINANCIAL CP|EGXW|CBOE TRADING, INC.|87
SF|STIFEL FINANCIAL CP|ETBE|Electronic Transaction Clearing, Inc.|12409
SF|STIFEL FINANCIAL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
SF|STIFEL FINANCIAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13656
SF|STIFEL FINANCIAL CP|ETRS|E*Trade Securities LLC|7246
SF|STIFEL FINANCIAL CP|FBSB|U.S. Bancorp Investments, Inc.|39
SF|STIFEL FINANCIAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3503
SF|STIFEL FINANCIAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57665
SF|STIFEL FINANCIAL CP|FTBR|Foliofn Investments, Inc.|273
SF|STIFEL FINANCIAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|729
SF|STIFEL FINANCIAL CP|GLPX|ACS EXECUTION SERVICES, LLC|20389
SF|STIFEL FINANCIAL CP|GSCO|GOLDMAN SACHS & CO. LLC|314288
SF|STIFEL FINANCIAL CP|GSCS|GOLDMAN SACHS & CO. LLC|3897
SF|STIFEL FINANCIAL CP|GSLT|GOLDMAN SACHS & CO. LLC|2398
SF|STIFEL FINANCIAL CP|GTSZ|GTS SECURITIES LLC|20623
SF|STIFEL FINANCIAL CP|HRBF|American Enterprise Investment Services Inc.|5166
SF|STIFEL FINANCIAL CP|HSBC|HSBC Securities, Inc.|1005
SF|STIFEL FINANCIAL CP|IATS|INTERACTIVE BROKERS LLC|3341
SF|STIFEL FINANCIAL CP|IBKR|Interactive Brokers Llc|2266
SF|STIFEL FINANCIAL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|513
SF|STIFEL FINANCIAL CP|ICBX|INSTINET, LLC|13100
SF|STIFEL FINANCIAL CP|IEQY|CITADEL SECURITIES LLC|65934
SF|STIFEL FINANCIAL CP|INCA|INSTINET, LLC|123685
SF|STIFEL FINANCIAL CP|INJX|INSTINET, LLC|16833
SF|STIFEL FINANCIAL CP|ITGI|ITG Inc.|45797
SF|STIFEL FINANCIAL CP|ITGP|ITG INC.|138800
SF|STIFEL FINANCIAL CP|JANY|Janney Montgomery Scott Inc.|966
SF|STIFEL FINANCIAL CP|JEFF|JEFFERIES LLC|26151
SF|STIFEL FINANCIAL CP|JMPT|JUMP TRADING, LLC|34038
SF|STIFEL FINANCIAL CP|JONE|JonesTrading|1200
SF|STIFEL FINANCIAL CP|JPBX|J.P. MORGAN SECURITIES LLC|15442
SF|STIFEL FINANCIAL CP|JPMX|J.P. Morgan Securities LLC|178349
SF|STIFEL FINANCIAL CP|JSJX|JANE STREET CAPITAL LLC|3608
SF|STIFEL FINANCIAL CP|KCGM|VIRTU Americas LLC|40078
SF|STIFEL FINANCIAL CP|LEHM|Barclays Capital Inc./Le|227359
SF|STIFEL FINANCIAL CP|LIME|Lime Brokerage LLC|75759
SF|STIFEL FINANCIAL CP|MACC|Mid Atlantic Capital Corporation|72
SF|STIFEL FINANCIAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62706
SF|STIFEL FINANCIAL CP|MOTF|MOTIF INVESTING, INC.|5
SF|STIFEL FINANCIAL CP|MSCO|MORGAN STANLEY & CO. LLC|465025
SF|STIFEL FINANCIAL CP|MSPL|MORGAN STANLEY & CO. LLC|141600
SF|STIFEL FINANCIAL CP|MSTX|MORGAN STANLEY & CO. LLC|24000
SF|STIFEL FINANCIAL CP|MTON|MILLINGTON SECURITIES, INC.|22164
SF|STIFEL FINANCIAL CP|NFSC|National Financial Services LLC|54703
SF|STIFEL FINANCIAL CP|NITE|VIRTU Americas LLC|147790
SF|STIFEL FINANCIAL CP|NQRB|Brut, LLC|9880
SF|STIFEL FINANCIAL CP|NTBF|BMO Nesbitt Burns Inc./CDS|267
SF|STIFEL FINANCIAL CP|OPCO|Oppenheimer & Co. Inc.|1188
SF|STIFEL FINANCIAL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1406
SF|STIFEL FINANCIAL CP|PDQM|CODA MARKETS, INC.|66568
SF|STIFEL FINANCIAL CP|PIPR|Piper Jaffray & Co.|2227
SF|STIFEL FINANCIAL CP|PWJC|UBS Financial Services, Inc.|125
SF|STIFEL FINANCIAL CP|QMSR|QUATTRO M SECURITIES INC.|198
SF|STIFEL FINANCIAL CP|RBCM|RBC CAPITAL MARKETS, LLC|13849
SF|STIFEL FINANCIAL CP|SAGL|SAGETRADER, LLC|100
SF|STIFEL FINANCIAL CP|SBSH|Citigroup Global Markets Inc.|37572
SF|STIFEL FINANCIAL CP|SGMT|GOLDMAN SACHS & CO. LLC|47754
SF|STIFEL FINANCIAL CP|SPDR|SPEEDROUTE LLC|6600
SF|STIFEL FINANCIAL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|18244
SF|STIFEL FINANCIAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|36336
SF|STIFEL FINANCIAL CP|SWIM|TD Ameritrade, Inc.|2013
SF|STIFEL FINANCIAL CP|SWST|Hilltop Securities Inc.|1555
SF|STIFEL FINANCIAL CP|TRBT|Tradebot Systems, Inc.|67384
SF|STIFEL FINANCIAL CP|TRCM|TRC MARKETS LLC|141100
SF|STIFEL FINANCIAL CP|UBSA|UBS SECURITIES LLC|252333
SF|STIFEL FINANCIAL CP|UBSS|UBS Securities LLC|399392
SF|STIFEL FINANCIAL CP|VALX|VIRTU AMERICAS LLC|8137
SF|STIFEL FINANCIAL CP|VGRD|Vanguard Marketing Corporation|641
SF|STIFEL FINANCIAL CP|WABR|Wall Street Access|22485
SF|STIFEL FINANCIAL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|302
SF|STIFEL FINANCIAL CP|WCHV|WELLS FARGO SECURITIES, LLC|27981
SF|STIFEL FINANCIAL CP|WDNX|WEEDEN & CO.L.P.|1578
SF|STIFEL FINANCIAL CP|WEDB|WEDBUSH SECURITIES INC.|79
SF|STIFEL FINANCIAL CP|WEED|Weeden & Co.L.P.|376
SF|STIFEL FINANCIAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2103
SF|STIFEL FINANCIAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10459
SF|STIFEL FINANCIAL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|316
SF|STIFEL FINANCIAL CP|WSEA|WOLVERINE SECURITIES, LLC|2500
SF|STIFEL FINANCIAL CP|XIST|INSTINET, LLC|26200
SF|STIFEL FINANCIAL CP|XPQR|Jump Trading|1300
SF|STIFEL FINANCIAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
SF|STIFEL FINANCIAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4945
SF|STIFEL FINANCIAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1678
SF$A|STIFEL FINL SER A PF|ALTX|Alternet Securities Inc.|600
SF$A|STIFEL FINL SER A PF|BARD|Robert W. Baird & Co. Incorporated|2775
SF$A|STIFEL FINL SER A PF|BATM|CBOE TRADING, INC.|500
SF$A|STIFEL FINL SER A PF|BBNT|BB&T SECURITIES, LLC|242
SF$A|STIFEL FINL SER A PF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48
SF$A|STIFEL FINL SER A PF|CABR|Cabrera Capital Markets, Inc.|452
SF$A|STIFEL FINL SER A PF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|512
SF$A|STIFEL FINL SER A PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11596
SF$A|STIFEL FINL SER A PF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
SF$A|STIFEL FINL SER A PF|DBAX|Deutsche Bank Securities Inc.|5100
SF$A|STIFEL FINL SER A PF|DEAN|MORGAN STANLEY|18937
SF$A|STIFEL FINL SER A PF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
SF$A|STIFEL FINL SER A PF|EBXL|EBX LLC|8500
SF$A|STIFEL FINL SER A PF|ECUT|CONVERGEX EXECUTION SOLUTIONS|57598
SF$A|STIFEL FINL SER A PF|EDJO|Edward D. Jones & Co., L.P.|16
SF$A|STIFEL FINL SER A PF|GLPX|ACS EXECUTION SERVICES, LLC|900
SF$A|STIFEL FINL SER A PF|GSCO|GOLDMAN SACHS & CO. LLC|2800
SF$A|STIFEL FINL SER A PF|GTSZ|GTS SECURITIES LLC|320
SF$A|STIFEL FINL SER A PF|HRBF|American Enterprise Investment Services Inc.|19
SF$A|STIFEL FINL SER A PF|IATS|INTERACTIVE BROKERS LLC|100
SF$A|STIFEL FINL SER A PF|IBKR|Interactive Brokers Llc|824
SF$A|STIFEL FINL SER A PF|ICBX|INSTINET, LLC|652
SF$A|STIFEL FINL SER A PF|INCA|INSTINET, LLC|1036
SF$A|STIFEL FINL SER A PF|ITGI|ITG Inc.|400
SF$A|STIFEL FINL SER A PF|ITGP|ITG INC.|1800
SF$A|STIFEL FINL SER A PF|JANY|Janney Montgomery Scott Inc.|244
SF$A|STIFEL FINL SER A PF|JPMX|J.P. Morgan Securities LLC|400
SF$A|STIFEL FINL SER A PF|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
SF$A|STIFEL FINL SER A PF|KCGM|VIRTU Americas LLC|5637
SF$A|STIFEL FINL SER A PF|LEHM|Barclays Capital Inc./Le|7901
SF$A|STIFEL FINL SER A PF|LIME|Lime Brokerage LLC|9
SF$A|STIFEL FINL SER A PF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|947
SF$A|STIFEL FINL SER A PF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
SF$A|STIFEL FINL SER A PF|MSCO|MORGAN STANLEY & CO. LLC|13618
SF$A|STIFEL FINL SER A PF|MSPL|MORGAN STANLEY & CO. LLC|2400
SF$A|STIFEL FINL SER A PF|NFSC|National Financial Services LLC|22417
SF$A|STIFEL FINL SER A PF|NITE|VIRTU Americas LLC|28012
SF$A|STIFEL FINL SER A PF|NQRB|Brut, LLC|1216
SF$A|STIFEL FINL SER A PF|OLDM|OLD MISSION CAPITAL, LLC|852
SF$A|STIFEL FINL SER A PF|PDQM|CODA MARKETS, INC.|3800
SF$A|STIFEL FINL SER A PF|PWJC|UBS Financial Services, Inc.|75
SF$A|STIFEL FINL SER A PF|RBCM|RBC CAPITAL MARKETS, LLC|488
SF$A|STIFEL FINL SER A PF|SALI|INTL FCSTONE FINANCIAL INC.|68
SF$A|STIFEL FINL SER A PF|SGMT|GOLDMAN SACHS & CO. LLC|2800
SF$A|STIFEL FINL SER A PF|SMRD|SUMRIDGE PARTNERS, LLC|1790
SF$A|STIFEL FINL SER A PF|SPDR|SPEEDROUTE LLC|627
SF$A|STIFEL FINL SER A PF|STFL|Stifel, Nicolaus & Company, Incorporated|23754
SF$A|STIFEL FINL SER A PF|SWST|Hilltop Securities Inc.|54
SF$A|STIFEL FINL SER A PF|TKNG|ALLY INVEST SECURITIES LLC|100
SF$A|STIFEL FINL SER A PF|TRBT|Tradebot Systems, Inc.|152
SF$A|STIFEL FINL SER A PF|UBSA|UBS SECURITIES LLC|21674
SF$A|STIFEL FINL SER A PF|UBSS|UBS Securities LLC|3810
SF$A|STIFEL FINL SER A PF|VGRD|Vanguard Marketing Corporation|1420
SF$A|STIFEL FINL SER A PF|WCHV|WELLS FARGO SECURITIES, LLC|3052
SF$A|STIFEL FINL SER A PF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43
SF$A|STIFEL FINL SER A PF|XSTM|NATIONAL FINANCIAL SERVICES LLC|12040
SF$A|STIFEL FINL SER A PF|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SF$A|STIFEL FINL SER A PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2143
SFB|STIFEL FINL 5.20 NTS|BARD|Robert W. Baird & Co. Incorporated|19
SFB|STIFEL FINL 5.20 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1718
SFB|STIFEL FINL 5.20 NTS|BTIG|BTIG, LLC|112
SFB|STIFEL FINL 5.20 NTS|CHAS|Charles Schwab & Co., Inc.|33
SFB|STIFEL FINL 5.20 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|836
SFB|STIFEL FINL 5.20 NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|100
SFB|STIFEL FINL 5.20 NTS|DBAX|Deutsche Bank Securities Inc.|800
SFB|STIFEL FINL 5.20 NTS|DEAN|MORGAN STANLEY|34701
SFB|STIFEL FINL 5.20 NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
SFB|STIFEL FINL 5.20 NTS|EBXL|EBX LLC|100
SFB|STIFEL FINL 5.20 NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1676
SFB|STIFEL FINL 5.20 NTS|EDJO|Edward D. Jones & Co., L.P.|3835
SFB|STIFEL FINL 5.20 NTS|EGAM|CBOE TRADING, INC.|100
SFB|STIFEL FINL 5.20 NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70
SFB|STIFEL FINL 5.20 NTS|GLPX|ACS EXECUTION SERVICES, LLC|400
SFB|STIFEL FINL 5.20 NTS|GSLT|GOLDMAN SACHS & CO. LLC|100
SFB|STIFEL FINL 5.20 NTS|HRBF|American Enterprise Investment Services Inc.|9378
SFB|STIFEL FINL 5.20 NTS|IBKR|Interactive Brokers Llc|924
SFB|STIFEL FINL 5.20 NTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|297
SFB|STIFEL FINL 5.20 NTS|INCA|INSTINET, LLC|200
SFB|STIFEL FINL 5.20 NTS|ITGI|ITG Inc.|218
SFB|STIFEL FINL 5.20 NTS|JANY|Janney Montgomery Scott Inc.|166
SFB|STIFEL FINL 5.20 NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|480
SFB|STIFEL FINL 5.20 NTS|KCGM|VIRTU Americas LLC|300
SFB|STIFEL FINL 5.20 NTS|LEHM|Barclays Capital Inc./Le|200
SFB|STIFEL FINL 5.20 NTS|LIME|Lime Brokerage LLC|100
SFB|STIFEL FINL 5.20 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SFB|STIFEL FINL 5.20 NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
SFB|STIFEL FINL 5.20 NTS|MSCO|MORGAN STANLEY & CO. LLC|5739
SFB|STIFEL FINL 5.20 NTS|NFSC|National Financial Services LLC|3823
SFB|STIFEL FINL 5.20 NTS|NITE|VIRTU Americas LLC|46162
SFB|STIFEL FINL 5.20 NTS|PDQM|CODA MARKETS, INC.|1100
SFB|STIFEL FINL 5.20 NTS|PWJC|UBS Financial Services, Inc.|55
SFB|STIFEL FINL 5.20 NTS|RBCM|RBC CAPITAL MARKETS, LLC|4340
SFB|STIFEL FINL 5.20 NTS|SBSH|Citigroup Global Markets Inc.|124
SFB|STIFEL FINL 5.20 NTS|SGMT|GOLDMAN SACHS & CO. LLC|203
SFB|STIFEL FINL 5.20 NTS|SPDR|SPEEDROUTE LLC|200
SFB|STIFEL FINL 5.20 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|12773
SFB|STIFEL FINL 5.20 NTS|TKNG|ALLY INVEST SECURITIES LLC|100
SFB|STIFEL FINL 5.20 NTS|TRBT|Tradebot Systems, Inc.|851
SFB|STIFEL FINL 5.20 NTS|UBSA|UBS SECURITIES LLC|1243
SFB|STIFEL FINL 5.20 NTS|UBSS|UBS Securities LLC|8721
SFB|STIFEL FINL 5.20 NTS|VGRD|Vanguard Marketing Corporation|120
SFB|STIFEL FINL 5.20 NTS|WCHV|WELLS FARGO SECURITIES, LLC|14256
SFB|STIFEL FINL 5.20 NTS|WEDB|WEDBUSH SECURITIES INC.|1244
SFB|STIFEL FINL 5.20 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7322
SFBC|SOUND FINANCIAL CMN|BATM|CBOE TRADING, INC.|82
SFBC|SOUND FINANCIAL CMN|BERN|Sanford C. Bernstein & Co., LLC|81
SFBC|SOUND FINANCIAL CMN|BNKS|Fig Partners, LLC|3251
SFBC|SOUND FINANCIAL CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|243
SFBC|SOUND FINANCIAL CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|454
SFBC|SOUND FINANCIAL CMN|CTDL|Citadel Derivatives Group Llc|1
SFBC|SOUND FINANCIAL CMN|ELEV|ELEVATION, LLC|6000
SFBC|SOUND FINANCIAL CMN|FBCO|Credit Suisse Securities (USA) LLC|2
SFBC|SOUND FINANCIAL CMN|FOMA|TD AMERITRADE CLEARING, INC.|284
SFBC|SOUND FINANCIAL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26
SFBC|SOUND FINANCIAL CMN|FTBR|Foliofn Investments, Inc.|2
SFBC|SOUND FINANCIAL CMN|IBKR|Interactive Brokers Llc|7432
SFBC|SOUND FINANCIAL CMN|INCA|INSTINET, LLC|1205
SFBC|SOUND FINANCIAL CMN|INJX|INSTINET, LLC|100
SFBC|SOUND FINANCIAL CMN|ITGP|ITG INC.|16800
SFBC|SOUND FINANCIAL CMN|JONE|JonesTrading|24772
SFBC|SOUND FINANCIAL CMN|KBWI|Keefe, Bruyette & Woods, Inc.|10
SFBC|SOUND FINANCIAL CMN|LEHM|Barclays Capital Inc./Le|13
SFBC|SOUND FINANCIAL CMN|LIME|Lime Brokerage LLC|1398
SFBC|SOUND FINANCIAL CMN|MSCO|MORGAN STANLEY & CO. LLC|7000
SFBC|SOUND FINANCIAL CMN|NFSC|National Financial Services LLC|266
SFBC|SOUND FINANCIAL CMN|NITE|VIRTU Americas LLC|1232
SFBC|SOUND FINANCIAL CMN|RBCM|RBC CAPITAL MARKETS, LLC|476
SFBC|SOUND FINANCIAL CMN|SGMT|GOLDMAN SACHS & CO. LLC|14
SFBC|SOUND FINANCIAL CMN|SPDR|SPEEDROUTE LLC|11
SFBC|SOUND FINANCIAL CMN|SWIM|TD Ameritrade, Inc.|300
SFBC|SOUND FINANCIAL CMN|SWST|Hilltop Securities Inc.|600
SFBC|SOUND FINANCIAL CMN|TRCM|TRC MARKETS LLC|463
SFBC|SOUND FINANCIAL CMN|UBSS|UBS Securities LLC|5160
SFBC|SOUND FINANCIAL CMN|VALX|VIRTU AMERICAS LLC|18
SFBC|SOUND FINANCIAL CMN|WSEA|WOLVERINE SECURITIES, LLC|4
SFBS|SERVISFIRST BANCS CM|ALTX|Alternet Securities Inc.|329
SFBS|SERVISFIRST BANCS CM|APCC|Apex Clearing Corporation|19
SFBS|SERVISFIRST BANCS CM|BATM|CBOE TRADING, INC.|570
SFBS|SERVISFIRST BANCS CM|BBNT|BB&T SECURITIES, LLC|13
SFBS|SERVISFIRST BANCS CM|BERN|Sanford C. Bernstein & Co., LLC|755
SFBS|SERVISFIRST BANCS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2010
SFBS|SERVISFIRST BANCS CM|BMOC|BMO Capital Markets Corp.|7407
SFBS|SERVISFIRST BANCS CM|BNPX|BNP PARIBAS SECURITIES CORP.|8637
SFBS|SERVISFIRST BANCS CM|BTIG|BTIG, LLC|180560
SFBS|SERVISFIRST BANCS CM|BYXM|CBOE TRADING, INC.|193
SFBS|SERVISFIRST BANCS CM|BZYD|GOLDMAN SACHS & CO. LLC|1664
SFBS|SERVISFIRST BANCS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15133
SFBS|SERVISFIRST BANCS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1010
SFBS|SERVISFIRST BANCS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
SFBS|SERVISFIRST BANCS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18449
SFBS|SERVISFIRST BANCS CM|CTDL|Citadel Derivatives Group Llc|9321
SFBS|SERVISFIRST BANCS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1998
SFBS|SERVISFIRST BANCS CM|DBAB|Deutsche Bank Securities Inc.|152416
SFBS|SERVISFIRST BANCS CM|DBAX|Deutsche Bank Securities Inc.|15400
SFBS|SERVISFIRST BANCS CM|DBUL|Deutsche Bank Securities Inc.|300
SFBS|SERVISFIRST BANCS CM|DEAN|MORGAN STANLEY|1511
SFBS|SERVISFIRST BANCS CM|DEGS|RONIN PROFESSIONAL LLC|611
SFBS|SERVISFIRST BANCS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|606
SFBS|SERVISFIRST BANCS CM|EBXL|EBX LLC|16000
SFBS|SERVISFIRST BANCS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3010
SFBS|SERVISFIRST BANCS CM|EDJO|Edward D. Jones & Co., L.P.|800
SFBS|SERVISFIRST BANCS CM|EGAM|CBOE TRADING, INC.|947
SFBS|SERVISFIRST BANCS CM|EGMT|EG MARKET TECHNOLOGIES LLC|233
SFBS|SERVISFIRST BANCS CM|EGXM|CBOE TRADING, INC.|59
SFBS|SERVISFIRST BANCS CM|ETBE|Electronic Transaction Clearing, Inc.|100
SFBS|SERVISFIRST BANCS CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|194
SFBS|SERVISFIRST BANCS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1430
SFBS|SERVISFIRST BANCS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10635
SFBS|SERVISFIRST BANCS CM|ETRS|E*Trade Securities LLC|724
SFBS|SERVISFIRST BANCS CM|FBCO|Credit Suisse Securities (USA) LLC|144484
SFBS|SERVISFIRST BANCS CM|FILL|Tradestation Securities, Inc.|100
SFBS|SERVISFIRST BANCS CM|FOMA|TD AMERITRADE CLEARING, INC.|18828
SFBS|SERVISFIRST BANCS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1610
SFBS|SERVISFIRST BANCS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49865
SFBS|SERVISFIRST BANCS CM|FTBR|Foliofn Investments, Inc.|509
SFBS|SERVISFIRST BANCS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|14876
SFBS|SERVISFIRST BANCS CM|GLPX|ACS EXECUTION SERVICES, LLC|5014
SFBS|SERVISFIRST BANCS CM|GSCO|GOLDMAN SACHS & CO. LLC|335789
SFBS|SERVISFIRST BANCS CM|GSCS|GOLDMAN SACHS & CO. LLC|8289
SFBS|SERVISFIRST BANCS CM|GSLT|GOLDMAN SACHS & CO. LLC|110
SFBS|SERVISFIRST BANCS CM|GTSZ|GTS SECURITIES LLC|9628
SFBS|SERVISFIRST BANCS CM|HRBF|American Enterprise Investment Services Inc.|325
SFBS|SERVISFIRST BANCS CM|IATS|INTERACTIVE BROKERS LLC|3536
SFBS|SERVISFIRST BANCS CM|IBKR|Interactive Brokers Llc|12434
SFBS|SERVISFIRST BANCS CM|ICBX|INSTINET, LLC|7090
SFBS|SERVISFIRST BANCS CM|IEQY|CITADEL SECURITIES LLC|30838
SFBS|SERVISFIRST BANCS CM|INCA|INSTINET, LLC|89820
SFBS|SERVISFIRST BANCS CM|INJX|INSTINET, LLC|3922
SFBS|SERVISFIRST BANCS CM|ITGI|ITG Inc.|2392
SFBS|SERVISFIRST BANCS CM|ITGP|ITG INC.|3800
SFBS|SERVISFIRST BANCS CM|JEFF|JEFFERIES LLC|24630
SFBS|SERVISFIRST BANCS CM|JMPT|JUMP TRADING, LLC|5695
SFBS|SERVISFIRST BANCS CM|JPBX|J.P. MORGAN SECURITIES LLC|707
SFBS|SERVISFIRST BANCS CM|JPMX|J.P. Morgan Securities LLC|22248
SFBS|SERVISFIRST BANCS CM|JSJX|JANE STREET CAPITAL LLC|4167
SFBS|SERVISFIRST BANCS CM|KCGM|VIRTU Americas LLC|1808
SFBS|SERVISFIRST BANCS CM|LEHM|Barclays Capital Inc./Le|126129
SFBS|SERVISFIRST BANCS CM|LIME|Lime Brokerage LLC|91555
SFBS|SERVISFIRST BANCS CM|LMGP|LIME BROKERAGE LLC|200
SFBS|SERVISFIRST BANCS CM|LOOP|Loop Capital Markets LLC|100
SFBS|SERVISFIRST BANCS CM|MAXM|Maxim Group LLC|4884
SFBS|SERVISFIRST BANCS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16100
SFBS|SERVISFIRST BANCS CM|MSCO|MORGAN STANLEY & CO. LLC|340961
SFBS|SERVISFIRST BANCS CM|MSPL|MORGAN STANLEY & CO. LLC|22700
SFBS|SERVISFIRST BANCS CM|MSTX|MORGAN STANLEY & CO. LLC|2300
SFBS|SERVISFIRST BANCS CM|NFSC|National Financial Services LLC|15772
SFBS|SERVISFIRST BANCS CM|NITE|VIRTU Americas LLC|34466
SFBS|SERVISFIRST BANCS CM|NITP|VIRTU Americas LLC|3827
SFBS|SERVISFIRST BANCS CM|NQRB|Brut, LLC|206
SFBS|SERVISFIRST BANCS CM|NTRC|Northern Trust Securities, Inc.|4
SFBS|SERVISFIRST BANCS CM|OPCO|Oppenheimer & Co. Inc.|764
SFBS|SERVISFIRST BANCS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1909
SFBS|SERVISFIRST BANCS CM|PDQM|CODA MARKETS, INC.|3539
SFBS|SERVISFIRST BANCS CM|PNSR|Penserra Securities, LLC|2864
SFBS|SERVISFIRST BANCS CM|PWJC|UBS Financial Services, Inc.|40
SFBS|SERVISFIRST BANCS CM|RAJA|Raymond James & Associates, Inc.|6340
SFBS|SERVISFIRST BANCS CM|RHCO|Suntrust Robinson Humphrey, Inc.|119
SFBS|SERVISFIRST BANCS CM|SAGL|SAGETRADER, LLC|5008
SFBS|SERVISFIRST BANCS CM|SAGW|SAGETRADER, LLC|65
SFBS|SERVISFIRST BANCS CM|SBSH|Citigroup Global Markets Inc.|95779
SFBS|SERVISFIRST BANCS CM|SGMT|GOLDMAN SACHS & CO. LLC|9676
SFBS|SERVISFIRST BANCS CM|SPDR|SPEEDROUTE LLC|140
SFBS|SERVISFIRST BANCS CM|SPHN|Stephens Inc.|184544
SFBS|SERVISFIRST BANCS CM|STFL|Stifel, Nicolaus & Company, Incorporated|150
SFBS|SERVISFIRST BANCS CM|SWIM|TD Ameritrade, Inc.|300
SFBS|SERVISFIRST BANCS CM|TKNG|ALLY INVEST SECURITIES LLC|10
SFBS|SERVISFIRST BANCS CM|TRBT|Tradebot Systems, Inc.|28443
SFBS|SERVISFIRST BANCS CM|TRCM|TRC MARKETS LLC|37188
SFBS|SERVISFIRST BANCS CM|UBSA|UBS SECURITIES LLC|49403
SFBS|SERVISFIRST BANCS CM|UBSS|UBS Securities LLC|273274
SFBS|SERVISFIRST BANCS CM|VALX|VIRTU AMERICAS LLC|6835
SFBS|SERVISFIRST BANCS CM|VGRD|Vanguard Marketing Corporation|6064
SFBS|SERVISFIRST BANCS CM|WCHV|WELLS FARGO SECURITIES, LLC|8572
SFBS|SERVISFIRST BANCS CM|WEED|Weeden & Co.L.P.|1420
SFBS|SERVISFIRST BANCS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
SFBS|SERVISFIRST BANCS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|366
SFBS|SERVISFIRST BANCS CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|80
SFBS|SERVISFIRST BANCS CM|WSEA|WOLVERINE SECURITIES, LLC|87
SFBS|SERVISFIRST BANCS CM|XIST|INSTINET, LLC|4924
SFBS|SERVISFIRST BANCS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
SFBS|SERVISFIRST BANCS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|312
SFBS|SERVISFIRST BANCS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2376
SFE|SAFEGUARD SCIENTIFIC|APCC|Apex Clearing Corporation|1
SFE|SAFEGUARD SCIENTIFIC|BARD|Robert W. Baird & Co. Incorporated|1100
SFE|SAFEGUARD SCIENTIFIC|BERN|Sanford C. Bernstein & Co., LLC|2700
SFE|SAFEGUARD SCIENTIFIC|BIDS|BIDS TRADING L.P.|200
SFE|SAFEGUARD SCIENTIFIC|BNPX|BNP PARIBAS SECURITIES CORP.|4335
SFE|SAFEGUARD SCIENTIFIC|BZYD|GOLDMAN SACHS & CO. LLC|1000
SFE|SAFEGUARD SCIENTIFIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24800
SFE|SAFEGUARD SCIENTIFIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15257
SFE|SAFEGUARD SCIENTIFIC|CTDL|Citadel Derivatives Group Llc|115
SFE|SAFEGUARD SCIENTIFIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5456
SFE|SAFEGUARD SCIENTIFIC|DBAB|Deutsche Bank Securities Inc.|4890
SFE|SAFEGUARD SCIENTIFIC|DBAX|Deutsche Bank Securities Inc.|18700
SFE|SAFEGUARD SCIENTIFIC|DEAN|MORGAN STANLEY|11401
SFE|SAFEGUARD SCIENTIFIC|DEGS|RONIN PROFESSIONAL LLC|27
SFE|SAFEGUARD SCIENTIFIC|EBXL|EBX LLC|20700
SFE|SAFEGUARD SCIENTIFIC|EDJO|Edward D. Jones & Co., L.P.|12
SFE|SAFEGUARD SCIENTIFIC|EGAM|CBOE TRADING, INC.|712
SFE|SAFEGUARD SCIENTIFIC|ELEV|ELEVATION, LLC|335
SFE|SAFEGUARD SCIENTIFIC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
SFE|SAFEGUARD SCIENTIFIC|ETRS|E*Trade Securities LLC|709
SFE|SAFEGUARD SCIENTIFIC|FMCO|First Manhattan Co|9200
SFE|SAFEGUARD SCIENTIFIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1080
SFE|SAFEGUARD SCIENTIFIC|FTBR|Foliofn Investments, Inc.|82
SFE|SAFEGUARD SCIENTIFIC|GSCO|GOLDMAN SACHS & CO. LLC|73594
SFE|SAFEGUARD SCIENTIFIC|GSLT|GOLDMAN SACHS & CO. LLC|618
SFE|SAFEGUARD SCIENTIFIC|GTSZ|GTS SECURITIES LLC|2799
SFE|SAFEGUARD SCIENTIFIC|HRBF|American Enterprise Investment Services Inc.|5101
SFE|SAFEGUARD SCIENTIFIC|IBKR|Interactive Brokers Llc|900
SFE|SAFEGUARD SCIENTIFIC|ICBX|INSTINET, LLC|6846
SFE|SAFEGUARD SCIENTIFIC|INCA|INSTINET, LLC|4715
SFE|SAFEGUARD SCIENTIFIC|INJX|INSTINET, LLC|400
SFE|SAFEGUARD SCIENTIFIC|ITGI|ITG Inc.|5799
SFE|SAFEGUARD SCIENTIFIC|ITGP|ITG INC.|6400
SFE|SAFEGUARD SCIENTIFIC|JANY|Janney Montgomery Scott Inc.|166
SFE|SAFEGUARD SCIENTIFIC|JEFF|JEFFERIES LLC|1765
SFE|SAFEGUARD SCIENTIFIC|JONE|JonesTrading|60000
SFE|SAFEGUARD SCIENTIFIC|JPBX|J.P. MORGAN SECURITIES LLC|700
SFE|SAFEGUARD SCIENTIFIC|JPMX|J.P. Morgan Securities LLC|32776
SFE|SAFEGUARD SCIENTIFIC|KCGM|VIRTU Americas LLC|5202
SFE|SAFEGUARD SCIENTIFIC|LEHM|Barclays Capital Inc./Le|19023
SFE|SAFEGUARD SCIENTIFIC|LIME|Lime Brokerage LLC|8611
SFE|SAFEGUARD SCIENTIFIC|MACQ|Macquarie Capital (USA) Inc.|3423
SFE|SAFEGUARD SCIENTIFIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24600
SFE|SAFEGUARD SCIENTIFIC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
SFE|SAFEGUARD SCIENTIFIC|MSCO|MORGAN STANLEY & CO. LLC|25741
SFE|SAFEGUARD SCIENTIFIC|MSPL|MORGAN STANLEY & CO. LLC|6900
SFE|SAFEGUARD SCIENTIFIC|MSTX|MORGAN STANLEY & CO. LLC|1200
SFE|SAFEGUARD SCIENTIFIC|NFSC|National Financial Services LLC|8422
SFE|SAFEGUARD SCIENTIFIC|NITE|VIRTU Americas LLC|19346
SFE|SAFEGUARD SCIENTIFIC|PDQM|CODA MARKETS, INC.|3391
SFE|SAFEGUARD SCIENTIFIC|SBSH|Citigroup Global Markets Inc.|9429
SFE|SAFEGUARD SCIENTIFIC|SGMT|GOLDMAN SACHS & CO. LLC|14440
SFE|SAFEGUARD SCIENTIFIC|SPDR|SPEEDROUTE LLC|400
SFE|SAFEGUARD SCIENTIFIC|SWIM|TD Ameritrade, Inc.|1000
SFE|SAFEGUARD SCIENTIFIC|SWST|Hilltop Securities Inc.|500
SFE|SAFEGUARD SCIENTIFIC|TRBT|Tradebot Systems, Inc.|735
SFE|SAFEGUARD SCIENTIFIC|TRCM|TRC MARKETS LLC|2200
SFE|SAFEGUARD SCIENTIFIC|UBSA|UBS SECURITIES LLC|71966
SFE|SAFEGUARD SCIENTIFIC|UBSS|UBS Securities LLC|16837
SFE|SAFEGUARD SCIENTIFIC|VALX|VIRTU AMERICAS LLC|357
SFE|SAFEGUARD SCIENTIFIC|VGRD|Vanguard Marketing Corporation|1566
SFE|SAFEGUARD SCIENTIFIC|WCHV|WELLS FARGO SECURITIES, LLC|5156
SFE|SAFEGUARD SCIENTIFIC|WEED|Weeden & Co.L.P.|402700
SFE|SAFEGUARD SCIENTIFIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4259
SFE|SAFEGUARD SCIENTIFIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|594
SFE|SAFEGUARD SCIENTIFIC|WSEA|WOLVERINE SECURITIES, LLC|554
SFE|SAFEGUARD SCIENTIFIC|XIST|INSTINET, LLC|600
SFE|SAFEGUARD SCIENTIFIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8600
SFE|SAFEGUARD SCIENTIFIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13
SFHY|WT FNDMNT HY ETF|CANT|Cantor Fitzgerald & Co.|399
SFHY|WT FNDMNT HY ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|378
SFHY|WT FNDMNT HY ETF|CTDL|Citadel Derivatives Group Llc|7
SFHY|WT FNDMNT HY ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
SFHY|WT FNDMNT HY ETF|DBAX|Deutsche Bank Securities Inc.|200
SFHY|WT FNDMNT HY ETF|ETRS|E*Trade Securities LLC|22
SFHY|WT FNDMNT HY ETF|FTBR|Foliofn Investments, Inc.|13
SFHY|WT FNDMNT HY ETF|JSJX|JANE STREET CAPITAL LLC|478
SFHY|WT FNDMNT HY ETF|LEHM|Barclays Capital Inc./Le|400
SFHY|WT FNDMNT HY ETF|MSCO|MORGAN STANLEY & CO. LLC|400
SFHY|WT FNDMNT HY ETF|NFSC|National Financial Services LLC|543
SFHY|WT FNDMNT HY ETF|NITE|VIRTU Americas LLC|118
SFHY|WT FNDMNT HY ETF|UBSA|UBS SECURITIES LLC|301
SFHY|WT FNDMNT HY ETF|UBSS|UBS Securities LLC|200
SFIG|WT FUND ST ETF|DBAX|Deutsche Bank Securities Inc.|100
SFIG|WT FUND ST ETF|JSJX|JANE STREET CAPITAL LLC|239
SFIG|WT FUND ST ETF|LEHM|Barclays Capital Inc./Le|200
SFIG|WT FUND ST ETF|NITE|VIRTU Americas LLC|560
SFIG|WT FUND ST ETF|UBSA|UBS SECURITIES LLC|150
SFIG|WT FUND ST ETF|WGIF|CIBC World Markets Inc.|450
SFIX|STITCH FIX CL A CM|ACPL|American Capital Partners, LLC|800
SFIX|STITCH FIX CL A CM|ADAM|CANACCORD GENUITY INC.|7500
SFIX|STITCH FIX CL A CM|AGIS|Aegis Capital Corp.|4750
SFIX|STITCH FIX CL A CM|ALTX|Alternet Securities Inc.|21874
SFIX|STITCH FIX CL A CM|APCC|Apex Clearing Corporation|66834
SFIX|STITCH FIX CL A CM|BANK|Primevest Financial Services, Inc.|204
SFIX|STITCH FIX CL A CM|BARD|Robert W. Baird & Co. Incorporated|1098
SFIX|STITCH FIX CL A CM|BATM|CBOE TRADING, INC.|9644
SFIX|STITCH FIX CL A CM|BAYC|BAY CREST PARTNERS, LLC|1051
SFIX|STITCH FIX CL A CM|BAYT|BTIG, LLC|3100
SFIX|STITCH FIX CL A CM|BBNT|BB&T SECURITIES, LLC|700
SFIX|STITCH FIX CL A CM|BERN|Sanford C. Bernstein & Co., LLC|68747
SFIX|STITCH FIX CL A CM|BGCE|BGC Financial Inc.|24282
SFIX|STITCH FIX CL A CM|BIMI|Banca IMI Securities Corp.|100
SFIX|STITCH FIX CL A CM|BKCM|BNY Mellon Capital Markets LLC|1196
SFIX|STITCH FIX CL A CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57262
SFIX|STITCH FIX CL A CM|BLKX|INSTINET, LLC|80600
SFIX|STITCH FIX CL A CM|BMOC|BMO Capital Markets Corp.|65000
SFIX|STITCH FIX CL A CM|BTIG|BTIG, LLC|7700
SFIX|STITCH FIX CL A CM|BYXM|CBOE TRADING, INC.|4248
SFIX|STITCH FIX CL A CM|CANT|Cantor Fitzgerald & Co.|309
SFIX|STITCH FIX CL A CM|CBRA|Cobra Trading, Inc.|500
SFIX|STITCH FIX CL A CM|CHAS|Charles Schwab & Co., Inc.|57632
SFIX|STITCH FIX CL A CM|CHLM|Craig-Hallum Capital Group LLC|100
SFIX|STITCH FIX CL A CM|CLSA|CLSA AMERICAS, LLC|200
SFIX|STITCH FIX CL A CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|244071
SFIX|STITCH FIX CL A CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45407
SFIX|STITCH FIX CL A CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|88376
SFIX|STITCH FIX CL A CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|881221
SFIX|STITCH FIX CL A CM|CTDL|Citadel Derivatives Group Llc|51244
SFIX|STITCH FIX CL A CM|CTLR|CUTLER GROUP, LP|37023
SFIX|STITCH FIX CL A CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|85648
SFIX|STITCH FIX CL A CM|DADA|D.A. Davidson & Co.|2823
SFIX|STITCH FIX CL A CM|DBAB|Deutsche Bank Securities Inc.|327541
SFIX|STITCH FIX CL A CM|DBAX|Deutsche Bank Securities Inc.|499400
SFIX|STITCH FIX CL A CM|DBUL|Deutsche Bank Securities Inc.|5572
SFIX|STITCH FIX CL A CM|DCHF|Dart Executions, LLC|8667
SFIX|STITCH FIX CL A CM|DEAN|MORGAN STANLEY|131118
SFIX|STITCH FIX CL A CM|DEGS|RONIN PROFESSIONAL LLC|59698
SFIX|STITCH FIX CL A CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7748
SFIX|STITCH FIX CL A CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2000
SFIX|STITCH FIX CL A CM|EBXL|EBX LLC|441600
SFIX|STITCH FIX CL A CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|46052
SFIX|STITCH FIX CL A CM|EDJO|Edward D. Jones & Co., L.P.|5496
SFIX|STITCH FIX CL A CM|EGAM|CBOE TRADING, INC.|34715
SFIX|STITCH FIX CL A CM|EGAW|CBOE TRADING, INC.|250
SFIX|STITCH FIX CL A CM|EGMT|EG MARKET TECHNOLOGIES LLC|3530
SFIX|STITCH FIX CL A CM|EGXM|CBOE TRADING, INC.|46055
SFIX|STITCH FIX CL A CM|EGXW|CBOE TRADING, INC.|800
SFIX|STITCH FIX CL A CM|ETBE|Electronic Transaction Clearing, Inc.|122670
SFIX|STITCH FIX CL A CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8479
SFIX|STITCH FIX CL A CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56088
SFIX|STITCH FIX CL A CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|913
SFIX|STITCH FIX CL A CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SFIX|STITCH FIX CL A CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2200
SFIX|STITCH FIX CL A CM|ETRS|E*Trade Securities LLC|4635029
SFIX|STITCH FIX CL A CM|EVRS|E1 ASSET MANAGEMENT, INC.|2000
SFIX|STITCH FIX CL A CM|FBCO|Credit Suisse Securities (USA) LLC|1043629
SFIX|STITCH FIX CL A CM|FBSB|U.S. Bancorp Investments, Inc.|608
SFIX|STITCH FIX CL A CM|FCST|INTL FCSTONE FINANCIAL INC.|285
SFIX|STITCH FIX CL A CM|FFSI|Firstrade Securities Inc.|100
SFIX|STITCH FIX CL A CM|FILL|Tradestation Securities, Inc.|294714
SFIX|STITCH FIX CL A CM|FMAF|NBCN Inc./ CDS|17347
SFIX|STITCH FIX CL A CM|FOMA|TD AMERITRADE CLEARING, INC.|5517089
SFIX|STITCH FIX CL A CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13115
SFIX|STITCH FIX CL A CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|288998
SFIX|STITCH FIX CL A CM|FTBR|Foliofn Investments, Inc.|4504
SFIX|STITCH FIX CL A CM|GEBB|GLOBAL EXECUTION BROKERS, LP|82888
SFIX|STITCH FIX CL A CM|GLIS|TD Securities Inc|5042
SFIX|STITCH FIX CL A CM|GLPX|ACS EXECUTION SERVICES, LLC|160689
SFIX|STITCH FIX CL A CM|GSCO|GOLDMAN SACHS & CO. LLC|1223314
SFIX|STITCH FIX CL A CM|GSCS|GOLDMAN SACHS & CO. LLC|86049
SFIX|STITCH FIX CL A CM|GSLT|GOLDMAN SACHS & CO. LLC|53811
SFIX|STITCH FIX CL A CM|GTSZ|GTS SECURITIES LLC|188533
SFIX|STITCH FIX CL A CM|HAPX|HAP Trading, LLC|1629
SFIX|STITCH FIX CL A CM|HRBF|American Enterprise Investment Services Inc.|10917
SFIX|STITCH FIX CL A CM|HSBC|HSBC Securities, Inc.|12965
SFIX|STITCH FIX CL A CM|IATS|INTERACTIVE BROKERS LLC|327796
SFIX|STITCH FIX CL A CM|IBKR|Interactive Brokers Llc|2643877
SFIX|STITCH FIX CL A CM|ICBX|INSTINET, LLC|189303
SFIX|STITCH FIX CL A CM|INCA|INSTINET, LLC|784077
SFIX|STITCH FIX CL A CM|INJX|INSTINET, LLC|125690
SFIX|STITCH FIX CL A CM|ITGI|ITG Inc.|462098
SFIX|STITCH FIX CL A CM|ITGP|ITG INC.|394000
SFIX|STITCH FIX CL A CM|JANY|Janney Montgomery Scott Inc.|1200
SFIX|STITCH FIX CL A CM|JEFF|JEFFERIES LLC|385207
SFIX|STITCH FIX CL A CM|JMPT|JUMP TRADING, LLC|219914
SFIX|STITCH FIX CL A CM|JONE|JonesTrading|3088
SFIX|STITCH FIX CL A CM|JPBX|J.P. MORGAN SECURITIES LLC|112085
SFIX|STITCH FIX CL A CM|JPMX|J.P. Morgan Securities LLC|713653
SFIX|STITCH FIX CL A CM|JRCO|Johnson Rice & Company L.L.C.|6300
SFIX|STITCH FIX CL A CM|JSJX|JANE STREET CAPITAL LLC|82180
SFIX|STITCH FIX CL A CM|KCGM|VIRTU Americas LLC|179952
SFIX|STITCH FIX CL A CM|KCRD|PHX FINANCIAL, INC.|5231
SFIX|STITCH FIX CL A CM|LEHM|Barclays Capital Inc./Le|1206925
SFIX|STITCH FIX CL A CM|LIME|Lime Brokerage LLC|416623
SFIX|STITCH FIX CL A CM|LMGP|LIME BROKERAGE LLC|1700
SFIX|STITCH FIX CL A CM|LQNA|LIQUIDNET, INC.|129200
SFIX|STITCH FIX CL A CM|LSCI|Lek Securities Corporation|15753
SFIX|STITCH FIX CL A CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2415
SFIX|STITCH FIX CL A CM|MACC|Mid Atlantic Capital Corporation|1254
SFIX|STITCH FIX CL A CM|MAVB|Great Point Capital LLC|2500
SFIX|STITCH FIX CL A CM|MAXM|Maxim Group LLC|4200
SFIX|STITCH FIX CL A CM|MBTS|ALLY INVEST SECURITIES LLC|1028
SFIX|STITCH FIX CL A CM|MICA|Spartan Securities Group, Ltd.|800
SFIX|STITCH FIX CL A CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|459984
SFIX|STITCH FIX CL A CM|MOTF|MOTIF INVESTING, INC.|34
SFIX|STITCH FIX CL A CM|MSCO|MORGAN STANLEY & CO. LLC|5291169
SFIX|STITCH FIX CL A CM|MSPL|MORGAN STANLEY & CO. LLC|525300
SFIX|STITCH FIX CL A CM|MSTX|MORGAN STANLEY & CO. LLC|456400
SFIX|STITCH FIX CL A CM|NATL|National Securities Corporation|9541
SFIX|STITCH FIX CL A CM|NFSC|National Financial Services LLC|4231547
SFIX|STITCH FIX CL A CM|NITE|VIRTU Americas LLC|8202835
SFIX|STITCH FIX CL A CM|NITP|VIRTU Americas LLC|4615
SFIX|STITCH FIX CL A CM|NQRB|Brut, LLC|72352
SFIX|STITCH FIX CL A CM|NTFN|Network 1 Financial Securities Inc.|4000
SFIX|STITCH FIX CL A CM|NTRC|Northern Trust Securities, Inc.|351
SFIX|STITCH FIX CL A CM|ONEL|O'NEIL SECURITIES, INCORPORATED|13169
SFIX|STITCH FIX CL A CM|OPCO|Oppenheimer & Co. Inc.|11730
SFIX|STITCH FIX CL A CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
SFIX|STITCH FIX CL A CM|PCPT|PHILLIP CAPITAL INC.|100
SFIX|STITCH FIX CL A CM|PDQM|CODA MARKETS, INC.|219795
SFIX|STITCH FIX CL A CM|PHLY|NASDAQ Execution Services, LLC|22600
SFIX|STITCH FIX CL A CM|PNSR|Penserra Securities, LLC|5186
SFIX|STITCH FIX CL A CM|PWJC|UBS Financial Services, Inc.|53935
SFIX|STITCH FIX CL A CM|RAJA|Raymond James & Associates, Inc.|196474
SFIX|STITCH FIX CL A CM|RBCM|RBC CAPITAL MARKETS, LLC|80439
SFIX|STITCH FIX CL A CM|RGLD|Regal Securities, Inc|900
SFIX|STITCH FIX CL A CM|RJLC|RJL CAPITAL GROUP, LLC|129
SFIX|STITCH FIX CL A CM|SAGL|SAGETRADER, LLC|6265
SFIX|STITCH FIX CL A CM|SAGW|SAGETRADER, LLC|300
SFIX|STITCH FIX CL A CM|SALI|INTL FCSTONE FINANCIAL INC.|10329
SFIX|STITCH FIX CL A CM|SBSH|Citigroup Global Markets Inc.|201578
SFIX|STITCH FIX CL A CM|SEIC|SEI Investments Distribution Co.|300
SFIX|STITCH FIX CL A CM|SGMT|GOLDMAN SACHS & CO. LLC|348460
SFIX|STITCH FIX CL A CM|SIBO|Prime Executions, Inc.|1500
SFIX|STITCH FIX CL A CM|SPDR|SPEEDROUTE LLC|70706
SFIX|STITCH FIX CL A CM|SPHN|Stephens Inc.|38
SFIX|STITCH FIX CL A CM|SPTD|MINT GLOBAL MARKETS, INC.|2200
SFIX|STITCH FIX CL A CM|STFL|Stifel, Nicolaus & Company, Incorporated|51948
SFIX|STITCH FIX CL A CM|STKP|STOCKPILE INVESTMENTS, INC.|1464
SFIX|STITCH FIX CL A CM|SWIM|TD Ameritrade, Inc.|3274808
SFIX|STITCH FIX CL A CM|SWST|Hilltop Securities Inc.|2274
SFIX|STITCH FIX CL A CM|TAGC|TELSEY ADVISORY GROUP LLC|700
SFIX|STITCH FIX CL A CM|TDCO|Thompson Davis & Co., Inc.|500
SFIX|STITCH FIX CL A CM|TKNG|ALLY INVEST SECURITIES LLC|103237
SFIX|STITCH FIX CL A CM|TRBT|Tradebot Systems, Inc.|656354
SFIX|STITCH FIX CL A CM|TRCM|TRC MARKETS LLC|80998
SFIX|STITCH FIX CL A CM|TWTT|TASTYWORKS, INC.|3711
SFIX|STITCH FIX CL A CM|UBSA|UBS SECURITIES LLC|2011149
SFIX|STITCH FIX CL A CM|UBSS|UBS Securities LLC|3200507
SFIX|STITCH FIX CL A CM|VALX|VIRTU AMERICAS LLC|45878
SFIX|STITCH FIX CL A CM|VGRD|Vanguard Marketing Corporation|204563
SFIX|STITCH FIX CL A CM|VIEW|VIEWTRADE SECURITIES LLC|865
SFIX|STITCH FIX CL A CM|VNDM|Wall Street Access|2030
SFIX|STITCH FIX CL A CM|VSIN|Vision Financial Markets Llc|6009
SFIX|STITCH FIX CL A CM|WABR|Wall Street Access|700
SFIX|STITCH FIX CL A CM|WBET|Wallachbeth Capital LLC|5264
SFIX|STITCH FIX CL A CM|WBLR|WILLIAM BLAIR|13430
SFIX|STITCH FIX CL A CM|WCHV|WELLS FARGO SECURITIES, LLC|918430
SFIX|STITCH FIX CL A CM|WEDB|WEDBUSH SECURITIES INC.|460087
SFIX|STITCH FIX CL A CM|WEED|Weeden & Co.L.P.|980
SFIX|STITCH FIX CL A CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|91379
SFIX|STITCH FIX CL A CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|142244
SFIX|STITCH FIX CL A CM|WFPB|Wells Fargo Securities, LLC.|500
SFIX|STITCH FIX CL A CM|WGIF|CIBC World Markets Inc.|35763
SFIX|STITCH FIX CL A CM|WSAG|WALL STREET ACCESS|90
SFIX|STITCH FIX CL A CM|WSEA|WOLVERINE SECURITIES, LLC|228352
SFIX|STITCH FIX CL A CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
SFIX|STITCH FIX CL A CM|XIST|INSTINET, LLC|47600
SFIX|STITCH FIX CL A CM|XPQR|Jump Trading|5600
SFIX|STITCH FIX CL A CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|684882
SFIX|STITCH FIX CL A CM|YKNA|COMHAR CAPITAL MARKETS, LLC|14346
SFIX|STITCH FIX CL A CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|83873
SFL|SHIP FINANCE INTL|APCC|Apex Clearing Corporation|471
SFL|SHIP FINANCE INTL|BANK|Primevest Financial Services, Inc.|2000
SFL|SHIP FINANCE INTL|BARD|Robert W. Baird & Co. Incorporated|1
SFL|SHIP FINANCE INTL|BATM|CBOE TRADING, INC.|1598
SFL|SHIP FINANCE INTL|BBNT|BB&T SECURITIES, LLC|407
SFL|SHIP FINANCE INTL|BERN|Sanford C. Bernstein & Co., LLC|41880
SFL|SHIP FINANCE INTL|BIDS|BIDS TRADING L.P.|3900
SFL|SHIP FINANCE INTL|BNPX|BNP PARIBAS SECURITIES CORP.|7912
SFL|SHIP FINANCE INTL|BTIG|BTIG, LLC|63514
SFL|SHIP FINANCE INTL|BYXM|CBOE TRADING, INC.|100
SFL|SHIP FINANCE INTL|BZYD|GOLDMAN SACHS & CO. LLC|186
SFL|SHIP FINANCE INTL|CANT|Cantor Fitzgerald & Co.|32121
SFL|SHIP FINANCE INTL|CHAS|Charles Schwab & Co., Inc.|3058
SFL|SHIP FINANCE INTL|CIST|Capital Institutional Services, Inc.|25
SFL|SHIP FINANCE INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19101
SFL|SHIP FINANCE INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16350
SFL|SHIP FINANCE INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|396169
SFL|SHIP FINANCE INTL|CTDL|Citadel Derivatives Group Llc|9050
SFL|SHIP FINANCE INTL|CTLR|CUTLER GROUP, LP|600
SFL|SHIP FINANCE INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|38454
SFL|SHIP FINANCE INTL|DAVA|Davenport & Company LLC|203
SFL|SHIP FINANCE INTL|DBAB|Deutsche Bank Securities Inc.|39816
SFL|SHIP FINANCE INTL|DBAX|Deutsche Bank Securities Inc.|357700
SFL|SHIP FINANCE INTL|DBUL|Deutsche Bank Securities Inc.|800
SFL|SHIP FINANCE INTL|DEAN|MORGAN STANLEY|24314
SFL|SHIP FINANCE INTL|DEGS|RONIN PROFESSIONAL LLC|111
SFL|SHIP FINANCE INTL|EBXL|EBX LLC|158700
SFL|SHIP FINANCE INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|548
SFL|SHIP FINANCE INTL|EDFC|E D & F MAN CAPITAL MARKETS INC.|10900
SFL|SHIP FINANCE INTL|EDJO|Edward D. Jones & Co., L.P.|24618
SFL|SHIP FINANCE INTL|EGAM|CBOE TRADING, INC.|12585
SFL|SHIP FINANCE INTL|ESPO|ESPOSITO SECURITIES, LLC|320
SFL|SHIP FINANCE INTL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4716
SFL|SHIP FINANCE INTL|ETCC|Electronic Transaction Clearing, Inc.|3600
SFL|SHIP FINANCE INTL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
SFL|SHIP FINANCE INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11905
SFL|SHIP FINANCE INTL|ETRS|E*Trade Securities LLC|157974
SFL|SHIP FINANCE INTL|FILL|Tradestation Securities, Inc.|5159
SFL|SHIP FINANCE INTL|FMAF|NBCN Inc./ CDS|1200
SFL|SHIP FINANCE INTL|FQLS|Quantlab Securities LP|40162
SFL|SHIP FINANCE INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26679
SFL|SHIP FINANCE INTL|FTBR|Foliofn Investments, Inc.|5558
SFL|SHIP FINANCE INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|4010
SFL|SHIP FINANCE INTL|GLPX|ACS EXECUTION SERVICES, LLC|612
SFL|SHIP FINANCE INTL|GSCO|GOLDMAN SACHS & CO. LLC|971307
SFL|SHIP FINANCE INTL|GSCS|GOLDMAN SACHS & CO. LLC|50365
SFL|SHIP FINANCE INTL|GSLT|GOLDMAN SACHS & CO. LLC|15636
SFL|SHIP FINANCE INTL|GTSZ|GTS SECURITIES LLC|24951
SFL|SHIP FINANCE INTL|HRBF|American Enterprise Investment Services Inc.|5824
SFL|SHIP FINANCE INTL|HSBC|HSBC Securities, Inc.|100
SFL|SHIP FINANCE INTL|IBKR|Interactive Brokers Llc|17139
SFL|SHIP FINANCE INTL|IBSJ|Integrity Brokerage Services, Inc.|18
SFL|SHIP FINANCE INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|393
SFL|SHIP FINANCE INTL|ICBX|INSTINET, LLC|59161
SFL|SHIP FINANCE INTL|IEQY|CITADEL SECURITIES LLC|1700
SFL|SHIP FINANCE INTL|INCA|INSTINET, LLC|137362
SFL|SHIP FINANCE INTL|INJX|INSTINET, LLC|4075
SFL|SHIP FINANCE INTL|ITGI|ITG Inc.|54490
SFL|SHIP FINANCE INTL|ITGP|ITG INC.|122200
SFL|SHIP FINANCE INTL|JANY|Janney Montgomery Scott Inc.|3039
SFL|SHIP FINANCE INTL|JEFF|JEFFERIES LLC|610133
SFL|SHIP FINANCE INTL|JMPT|JUMP TRADING, LLC|9310
SFL|SHIP FINANCE INTL|JPBX|J.P. MORGAN SECURITIES LLC|120395
SFL|SHIP FINANCE INTL|JPMX|J.P. Morgan Securities LLC|1568628
SFL|SHIP FINANCE INTL|KCGM|VIRTU Americas LLC|148829
SFL|SHIP FINANCE INTL|LEHM|Barclays Capital Inc./Le|692885
SFL|SHIP FINANCE INTL|LIME|Lime Brokerage LLC|4523
SFL|SHIP FINANCE INTL|LOOP|Loop Capital Markets LLC|3755
SFL|SHIP FINANCE INTL|MACQ|Macquarie Capital (USA) Inc.|1528
SFL|SHIP FINANCE INTL|MAVB|Great Point Capital LLC|1600
SFL|SHIP FINANCE INTL|MCMF|Raymond James Ltd. Cds|800
SFL|SHIP FINANCE INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|325967
SFL|SHIP FINANCE INTL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|25306
SFL|SHIP FINANCE INTL|MSCO|MORGAN STANLEY & CO. LLC|945967
SFL|SHIP FINANCE INTL|MSPL|MORGAN STANLEY & CO. LLC|155900
SFL|SHIP FINANCE INTL|MSTX|MORGAN STANLEY & CO. LLC|264400
SFL|SHIP FINANCE INTL|NFSC|National Financial Services LLC|256274
SFL|SHIP FINANCE INTL|NITE|VIRTU Americas LLC|330707
SFL|SHIP FINANCE INTL|NITP|VIRTU Americas LLC|6784
SFL|SHIP FINANCE INTL|NQRB|Brut, LLC|10997
SFL|SHIP FINANCE INTL|NTBF|BMO Nesbitt Burns Inc./CDS|700
SFL|SHIP FINANCE INTL|NTRC|Northern Trust Securities, Inc.|2638
SFL|SHIP FINANCE INTL|OHOS|TWO SIGMA SECURITIES, LLC|6139
SFL|SHIP FINANCE INTL|OPCO|Oppenheimer & Co. Inc.|6006
SFL|SHIP FINANCE INTL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
SFL|SHIP FINANCE INTL|PCFF|Pacific International Securities Inc./CDS|350
SFL|SHIP FINANCE INTL|PDQM|CODA MARKETS, INC.|158510
SFL|SHIP FINANCE INTL|PHLY|NASDAQ Execution Services, LLC|10200
SFL|SHIP FINANCE INTL|PNSR|Penserra Securities, LLC|23377
SFL|SHIP FINANCE INTL|PWJC|UBS Financial Services, Inc.|319
SFL|SHIP FINANCE INTL|QMSR|QUATTRO M SECURITIES INC.|1223
SFL|SHIP FINANCE INTL|RBCM|RBC CAPITAL MARKETS, LLC|17006
SFL|SHIP FINANCE INTL|SAGL|SAGETRADER, LLC|500
SFL|SHIP FINANCE INTL|SBRX|MURIEL SIEBERT & CO INC|500
SFL|SHIP FINANCE INTL|SBSH|Citigroup Global Markets Inc.|40704
SFL|SHIP FINANCE INTL|SGMT|GOLDMAN SACHS & CO. LLC|334427
SFL|SHIP FINANCE INTL|SPDR|SPEEDROUTE LLC|11912
SFL|SHIP FINANCE INTL|SPGS|Sea Port Group Securities, LLC|50617
SFL|SHIP FINANCE INTL|STFL|Stifel, Nicolaus & Company, Incorporated|8625
SFL|SHIP FINANCE INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10
SFL|SHIP FINANCE INTL|SWIM|TD Ameritrade, Inc.|70698
SFL|SHIP FINANCE INTL|SWST|Hilltop Securities Inc.|4953
SFL|SHIP FINANCE INTL|TKNG|ALLY INVEST SECURITIES LLC|1535
SFL|SHIP FINANCE INTL|TRBT|Tradebot Systems, Inc.|17077
SFL|SHIP FINANCE INTL|TRCM|TRC MARKETS LLC|24651
SFL|SHIP FINANCE INTL|TWTT|TASTYWORKS, INC.|528
SFL|SHIP FINANCE INTL|UBSA|UBS SECURITIES LLC|547939
SFL|SHIP FINANCE INTL|UBSS|UBS Securities LLC|707707
SFL|SHIP FINANCE INTL|VALX|VIRTU AMERICAS LLC|77578
SFL|SHIP FINANCE INTL|VGRD|Vanguard Marketing Corporation|47456
SFL|SHIP FINANCE INTL|WCHV|WELLS FARGO SECURITIES, LLC|83541
SFL|SHIP FINANCE INTL|WEDB|WEDBUSH SECURITIES INC.|5668
SFL|SHIP FINANCE INTL|WEED|Weeden & Co.L.P.|800
SFL|SHIP FINANCE INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9027
SFL|SHIP FINANCE INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5086
SFL|SHIP FINANCE INTL|WGIF|CIBC World Markets Inc.|142
SFL|SHIP FINANCE INTL|WSEA|WOLVERINE SECURITIES, LLC|2399
SFL|SHIP FINANCE INTL|XIST|INSTINET, LLC|173800
SFL|SHIP FINANCE INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|20414
SFL|SHIP FINANCE INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10376
SFLY|SHUTTERFLY, INC.|ALTX|Alternet Securities Inc.|5423
SFLY|SHUTTERFLY, INC.|APCC|Apex Clearing Corporation|3042
SFLY|SHUTTERFLY, INC.|BANK|Primevest Financial Services, Inc.|43
SFLY|SHUTTERFLY, INC.|BATM|CBOE TRADING, INC.|2737
SFLY|SHUTTERFLY, INC.|BAYT|BTIG, LLC|7925
SFLY|SHUTTERFLY, INC.|BERN|Sanford C. Bernstein & Co., LLC|28561
SFLY|SHUTTERFLY, INC.|BIMI|Banca IMI Securities Corp.|125
SFLY|SHUTTERFLY, INC.|BKCM|BNY Mellon Capital Markets LLC|225
SFLY|SHUTTERFLY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12327
SFLY|SHUTTERFLY, INC.|BLKX|INSTINET, LLC|7200
SFLY|SHUTTERFLY, INC.|BMOC|BMO Capital Markets Corp.|5235
SFLY|SHUTTERFLY, INC.|BNCH|The Benchmark Company, LLC|6475
SFLY|SHUTTERFLY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|38443
SFLY|SHUTTERFLY, INC.|BRGE|Newbridge Securities Corp.|1273
SFLY|SHUTTERFLY, INC.|BRVL|BLAYLOCK VAN, LLC|400
SFLY|SHUTTERFLY, INC.|BTIG|BTIG, LLC|13949
SFLY|SHUTTERFLY, INC.|BYXM|CBOE TRADING, INC.|1726
SFLY|SHUTTERFLY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
SFLY|SHUTTERFLY, INC.|CANT|Cantor Fitzgerald & Co.|20
SFLY|SHUTTERFLY, INC.|CHAS|Charles Schwab & Co., Inc.|5302
SFLY|SHUTTERFLY, INC.|CIST|Capital Institutional Services, Inc.|39
SFLY|SHUTTERFLY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27838
SFLY|SHUTTERFLY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
SFLY|SHUTTERFLY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|726
SFLY|SHUTTERFLY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|277742
SFLY|SHUTTERFLY, INC.|CTDL|Citadel Derivatives Group Llc|22409
SFLY|SHUTTERFLY, INC.|CTLR|CUTLER GROUP, LP|1877
SFLY|SHUTTERFLY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|113540
SFLY|SHUTTERFLY, INC.|DAWA|Daiwa Capital Markets America Inc.|2400
SFLY|SHUTTERFLY, INC.|DBAB|Deutsche Bank Securities Inc.|377515
SFLY|SHUTTERFLY, INC.|DBAX|Deutsche Bank Securities Inc.|271700
SFLY|SHUTTERFLY, INC.|DBUL|Deutsche Bank Securities Inc.|10151
SFLY|SHUTTERFLY, INC.|DEAN|MORGAN STANLEY|5368
SFLY|SHUTTERFLY, INC.|DEGS|RONIN PROFESSIONAL LLC|505
SFLY|SHUTTERFLY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1450
SFLY|SHUTTERFLY, INC.|DRWK|DRW SECURITIES, L.L.C.|7002
SFLY|SHUTTERFLY, INC.|EBXL|EBX LLC|90500
SFLY|SHUTTERFLY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3116
SFLY|SHUTTERFLY, INC.|EDJO|Edward D. Jones & Co., L.P.|225
SFLY|SHUTTERFLY, INC.|EGAM|CBOE TRADING, INC.|10301
SFLY|SHUTTERFLY, INC.|EGAW|CBOE TRADING, INC.|100
SFLY|SHUTTERFLY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3609
SFLY|SHUTTERFLY, INC.|EGXM|CBOE TRADING, INC.|803
SFLY|SHUTTERFLY, INC.|EGXW|CBOE TRADING, INC.|80
SFLY|SHUTTERFLY, INC.|ETBE|Electronic Transaction Clearing, Inc.|33938
SFLY|SHUTTERFLY, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|165
SFLY|SHUTTERFLY, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2910
SFLY|SHUTTERFLY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56522
SFLY|SHUTTERFLY, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|141
SFLY|SHUTTERFLY, INC.|ETRS|E*Trade Securities LLC|106679
SFLY|SHUTTERFLY, INC.|FBCO|Credit Suisse Securities (USA) LLC|572543
SFLY|SHUTTERFLY, INC.|FBSB|U.S. Bancorp Investments, Inc.|33
SFLY|SHUTTERFLY, INC.|FILL|Tradestation Securities, Inc.|4664
SFLY|SHUTTERFLY, INC.|FINX|FINTECH SECURITIES|204
SFLY|SHUTTERFLY, INC.|FMAF|NBCN Inc./ CDS|121
SFLY|SHUTTERFLY, INC.|FOMA|TD AMERITRADE CLEARING, INC.|95041
SFLY|SHUTTERFLY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31989
SFLY|SHUTTERFLY, INC.|FQLS|Quantlab Securities LP|195427
SFLY|SHUTTERFLY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49788
SFLY|SHUTTERFLY, INC.|FTBR|Foliofn Investments, Inc.|5798
SFLY|SHUTTERFLY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|20284
SFLY|SHUTTERFLY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|53788
SFLY|SHUTTERFLY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|602276
SFLY|SHUTTERFLY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|59841
SFLY|SHUTTERFLY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2193
SFLY|SHUTTERFLY, INC.|GTSZ|GTS SECURITIES LLC|178665
SFLY|SHUTTERFLY, INC.|HAPX|HAP Trading, LLC|6659
SFLY|SHUTTERFLY, INC.|HRBF|American Enterprise Investment Services Inc.|12136
SFLY|SHUTTERFLY, INC.|IATS|INTERACTIVE BROKERS LLC|28904
SFLY|SHUTTERFLY, INC.|IBKR|Interactive Brokers Llc|106178
SFLY|SHUTTERFLY, INC.|ICBX|INSTINET, LLC|32304
SFLY|SHUTTERFLY, INC.|IEQY|CITADEL SECURITIES LLC|74222
SFLY|SHUTTERFLY, INC.|INCA|INSTINET, LLC|427080
SFLY|SHUTTERFLY, INC.|INJX|INSTINET, LLC|6899
SFLY|SHUTTERFLY, INC.|ITGI|ITG Inc.|32392
SFLY|SHUTTERFLY, INC.|ITGP|ITG INC.|51000
SFLY|SHUTTERFLY, INC.|JANY|Janney Montgomery Scott Inc.|100
SFLY|SHUTTERFLY, INC.|JEFF|JEFFERIES LLC|90280
SFLY|SHUTTERFLY, INC.|JMPT|JUMP TRADING, LLC|63357
SFLY|SHUTTERFLY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|53687
SFLY|SHUTTERFLY, INC.|JPMX|J.P. Morgan Securities LLC|358182
SFLY|SHUTTERFLY, INC.|JSJX|JANE STREET CAPITAL LLC|4891
SFLY|SHUTTERFLY, INC.|KCGM|VIRTU Americas LLC|18630
SFLY|SHUTTERFLY, INC.|LEER|LEERINK PARTNERS LLC|710
SFLY|SHUTTERFLY, INC.|LEHM|Barclays Capital Inc./Le|631525
SFLY|SHUTTERFLY, INC.|LIME|Lime Brokerage LLC|117354
SFLY|SHUTTERFLY, INC.|LOOP|Loop Capital Markets LLC|1912
SFLY|SHUTTERFLY, INC.|LQNA|LIQUIDNET, INC.|130000
SFLY|SHUTTERFLY, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|18908
SFLY|SHUTTERFLY, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SFLY|SHUTTERFLY, INC.|MACQ|Macquarie Capital (USA) Inc.|1800
SFLY|SHUTTERFLY, INC.|MAXM|Maxim Group LLC|3764
SFLY|SHUTTERFLY, INC.|MKMP|MKM Partners LLC|20000
SFLY|SHUTTERFLY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64594
SFLY|SHUTTERFLY, INC.|MOTF|MOTIF INVESTING, INC.|41
SFLY|SHUTTERFLY, INC.|MSCO|MORGAN STANLEY & CO. LLC|1884479
SFLY|SHUTTERFLY, INC.|MSPL|MORGAN STANLEY & CO. LLC|418000
SFLY|SHUTTERFLY, INC.|MSTX|MORGAN STANLEY & CO. LLC|106700
SFLY|SHUTTERFLY, INC.|NFSC|National Financial Services LLC|118884
SFLY|SHUTTERFLY, INC.|NITE|VIRTU Americas LLC|313432
SFLY|SHUTTERFLY, INC.|NITP|VIRTU Americas LLC|2522
SFLY|SHUTTERFLY, INC.|NQRB|Brut, LLC|4508
SFLY|SHUTTERFLY, INC.|NTRC|Northern Trust Securities, Inc.|481
SFLY|SHUTTERFLY, INC.|OHOS|TWO SIGMA SECURITIES, LLC|19982
SFLY|SHUTTERFLY, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|20733
SFLY|SHUTTERFLY, INC.|OPCO|Oppenheimer & Co. Inc.|200
SFLY|SHUTTERFLY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|610
SFLY|SHUTTERFLY, INC.|PDQM|CODA MARKETS, INC.|263117
SFLY|SHUTTERFLY, INC.|PHLY|NASDAQ Execution Services, LLC|400
SFLY|SHUTTERFLY, INC.|PWJC|UBS Financial Services, Inc.|1564
SFLY|SHUTTERFLY, INC.|RAJA|Raymond James & Associates, Inc.|10946
SFLY|SHUTTERFLY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3415
SFLY|SHUTTERFLY, INC.|RGLD|Regal Securities, Inc|10
SFLY|SHUTTERFLY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|13600
SFLY|SHUTTERFLY, INC.|SAGL|SAGETRADER, LLC|7545
SFLY|SHUTTERFLY, INC.|SAGW|SAGETRADER, LLC|61
SFLY|SHUTTERFLY, INC.|SBSH|Citigroup Global Markets Inc.|176287
SFLY|SHUTTERFLY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|91422
SFLY|SHUTTERFLY, INC.|SPDR|SPEEDROUTE LLC|22482
SFLY|SHUTTERFLY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5583
SFLY|SHUTTERFLY, INC.|STKP|STOCKPILE INVESTMENTS, INC.|34
SFLY|SHUTTERFLY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
SFLY|SHUTTERFLY, INC.|SWIM|TD Ameritrade, Inc.|72017
SFLY|SHUTTERFLY, INC.|TAGC|TELSEY ADVISORY GROUP LLC|500
SFLY|SHUTTERFLY, INC.|TKNG|ALLY INVEST SECURITIES LLC|1935
SFLY|SHUTTERFLY, INC.|TONC|CUTTONE & CO., LLC|1174
SFLY|SHUTTERFLY, INC.|TRBT|Tradebot Systems, Inc.|129623
SFLY|SHUTTERFLY, INC.|TRCM|TRC MARKETS LLC|102234
SFLY|SHUTTERFLY, INC.|TWTT|TASTYWORKS, INC.|325
SFLY|SHUTTERFLY, INC.|UBSA|UBS SECURITIES LLC|264825
SFLY|SHUTTERFLY, INC.|UBSS|UBS Securities LLC|723969
SFLY|SHUTTERFLY, INC.|VALX|VIRTU AMERICAS LLC|21237
SFLY|SHUTTERFLY, INC.|VGRD|Vanguard Marketing Corporation|5995
SFLY|SHUTTERFLY, INC.|WABR|Wall Street Access|910
SFLY|SHUTTERFLY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|600
SFLY|SHUTTERFLY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|20009
SFLY|SHUTTERFLY, INC.|WDNX|WEEDEN & CO.L.P.|4796
SFLY|SHUTTERFLY, INC.|WEDB|WEDBUSH SECURITIES INC.|3900
SFLY|SHUTTERFLY, INC.|WEED|Weeden & Co.L.P.|1511
SFLY|SHUTTERFLY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15709
SFLY|SHUTTERFLY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43300
SFLY|SHUTTERFLY, INC.|WGIF|CIBC World Markets Inc.|1033
SFLY|SHUTTERFLY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|104
SFLY|SHUTTERFLY, INC.|WSEA|WOLVERINE SECURITIES, LLC|6828
SFLY|SHUTTERFLY, INC.|XIST|INSTINET, LLC|16242
SFLY|SHUTTERFLY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14690
SFLY|SHUTTERFLY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|12529
SFLY|SHUTTERFLY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5233
SFM|SPROUTS FARMERS MARK|AGIS|Aegis Capital Corp.|1190
SFM|SPROUTS FARMERS MARK|ALTX|Alternet Securities Inc.|12215
SFM|SPROUTS FARMERS MARK|APCC|Apex Clearing Corporation|87
SFM|SPROUTS FARMERS MARK|BALE|M&T SECURITIES, INC.|182
SFM|SPROUTS FARMERS MARK|BANK|Primevest Financial Services, Inc.|62
SFM|SPROUTS FARMERS MARK|BARD|Robert W. Baird & Co. Incorporated|3922
SFM|SPROUTS FARMERS MARK|BATM|CBOE TRADING, INC.|7355
SFM|SPROUTS FARMERS MARK|BAYT|BTIG, LLC|15100
SFM|SPROUTS FARMERS MARK|BERN|Sanford C. Bernstein & Co., LLC|143018
SFM|SPROUTS FARMERS MARK|BIMI|Banca IMI Securities Corp.|60
SFM|SPROUTS FARMERS MARK|BKCM|BNY Mellon Capital Markets LLC|18279
SFM|SPROUTS FARMERS MARK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27987
SFM|SPROUTS FARMERS MARK|BLKX|INSTINET, LLC|19950
SFM|SPROUTS FARMERS MARK|BMOC|BMO Capital Markets Corp.|28459
SFM|SPROUTS FARMERS MARK|BNCH|The Benchmark Company, LLC|88
SFM|SPROUTS FARMERS MARK|BNPX|BNP PARIBAS SECURITIES CORP.|119856
SFM|SPROUTS FARMERS MARK|BRVL|BLAYLOCK VAN, LLC|9950
SFM|SPROUTS FARMERS MARK|BTIG|BTIG, LLC|84789
SFM|SPROUTS FARMERS MARK|BYXM|CBOE TRADING, INC.|3203
SFM|SPROUTS FARMERS MARK|BZYD|GOLDMAN SACHS & CO. LLC|200
SFM|SPROUTS FARMERS MARK|CANT|Cantor Fitzgerald & Co.|1476
SFM|SPROUTS FARMERS MARK|CBLC|CITIGROUP GLOBAL MARKETS INC.|41760
SFM|SPROUTS FARMERS MARK|CHAS|Charles Schwab & Co., Inc.|14267
SFM|SPROUTS FARMERS MARK|CIOI|CITIGROUP GLOBAL MARKETS INC|70000
SFM|SPROUTS FARMERS MARK|CIST|Capital Institutional Services, Inc.|5
SFM|SPROUTS FARMERS MARK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108856
SFM|SPROUTS FARMERS MARK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|191
SFM|SPROUTS FARMERS MARK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|677813
SFM|SPROUTS FARMERS MARK|CSIN|Citadel Securities Institutional LLC|3300
SFM|SPROUTS FARMERS MARK|CTDL|Citadel Derivatives Group Llc|63783
SFM|SPROUTS FARMERS MARK|CTLR|CUTLER GROUP, LP|1900
SFM|SPROUTS FARMERS MARK|CXCX|CITIGROUP GLOBAL MARKETS INC.|70116
SFM|SPROUTS FARMERS MARK|DADA|D.A. Davidson & Co.|6192
SFM|SPROUTS FARMERS MARK|DAVA|Davenport & Company LLC|248
SFM|SPROUTS FARMERS MARK|DBAB|Deutsche Bank Securities Inc.|930427
SFM|SPROUTS FARMERS MARK|DBAX|Deutsche Bank Securities Inc.|518700
SFM|SPROUTS FARMERS MARK|DBUL|Deutsche Bank Securities Inc.|3174
SFM|SPROUTS FARMERS MARK|DEAN|MORGAN STANLEY|9641
SFM|SPROUTS FARMERS MARK|DEGS|RONIN PROFESSIONAL LLC|16844
SFM|SPROUTS FARMERS MARK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7162
SFM|SPROUTS FARMERS MARK|EBXL|EBX LLC|357900
SFM|SPROUTS FARMERS MARK|ECUT|CONVERGEX EXECUTION SOLUTIONS|7670
SFM|SPROUTS FARMERS MARK|EDJO|Edward D. Jones & Co., L.P.|2493
SFM|SPROUTS FARMERS MARK|EGAM|CBOE TRADING, INC.|36055
SFM|SPROUTS FARMERS MARK|EGAW|CBOE TRADING, INC.|200
SFM|SPROUTS FARMERS MARK|EGMT|EG MARKET TECHNOLOGIES LLC|300
SFM|SPROUTS FARMERS MARK|EGXM|CBOE TRADING, INC.|2906
SFM|SPROUTS FARMERS MARK|EGXW|CBOE TRADING, INC.|15
SFM|SPROUTS FARMERS MARK|ESPO|ESPOSITO SECURITIES, LLC|2064
SFM|SPROUTS FARMERS MARK|ETBE|Electronic Transaction Clearing, Inc.|71217
SFM|SPROUTS FARMERS MARK|ETCC|Electronic Transaction Clearing, Inc.|1084
SFM|SPROUTS FARMERS MARK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6208
SFM|SPROUTS FARMERS MARK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28693
SFM|SPROUTS FARMERS MARK|ETRS|E*Trade Securities LLC|204489
SFM|SPROUTS FARMERS MARK|FBCO|Credit Suisse Securities (USA) LLC|811275
SFM|SPROUTS FARMERS MARK|FBSB|U.S. Bancorp Investments, Inc.|7800
SFM|SPROUTS FARMERS MARK|FILL|Tradestation Securities, Inc.|15044
SFM|SPROUTS FARMERS MARK|FMAF|NBCN Inc./ CDS|3319
SFM|SPROUTS FARMERS MARK|FOMA|TD AMERITRADE CLEARING, INC.|407770
SFM|SPROUTS FARMERS MARK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|140477
SFM|SPROUTS FARMERS MARK|FQLS|Quantlab Securities LP|888822
SFM|SPROUTS FARMERS MARK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|249055
SFM|SPROUTS FARMERS MARK|FTBR|Foliofn Investments, Inc.|3963
SFM|SPROUTS FARMERS MARK|GEBB|GLOBAL EXECUTION BROKERS, LP|13611
SFM|SPROUTS FARMERS MARK|GLPX|ACS EXECUTION SERVICES, LLC|77925
SFM|SPROUTS FARMERS MARK|GSCO|GOLDMAN SACHS & CO. LLC|2733658
SFM|SPROUTS FARMERS MARK|GSCS|GOLDMAN SACHS & CO. LLC|121051
SFM|SPROUTS FARMERS MARK|GSLT|GOLDMAN SACHS & CO. LLC|18912
SFM|SPROUTS FARMERS MARK|GTSZ|GTS SECURITIES LLC|155872
SFM|SPROUTS FARMERS MARK|HAPX|HAP Trading, LLC|100
SFM|SPROUTS FARMERS MARK|HRBF|American Enterprise Investment Services Inc.|17890
SFM|SPROUTS FARMERS MARK|HSBC|HSBC Securities, Inc.|415300
SFM|SPROUTS FARMERS MARK|IATS|INTERACTIVE BROKERS LLC|7890
SFM|SPROUTS FARMERS MARK|IBKR|Interactive Brokers Llc|86142
SFM|SPROUTS FARMERS MARK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|348
SFM|SPROUTS FARMERS MARK|ICBX|INSTINET, LLC|67016
SFM|SPROUTS FARMERS MARK|IEQY|CITADEL SECURITIES LLC|282340
SFM|SPROUTS FARMERS MARK|INCA|INSTINET, LLC|1009309
SFM|SPROUTS FARMERS MARK|INJX|INSTINET, LLC|46295
SFM|SPROUTS FARMERS MARK|ITGI|ITG Inc.|83432
SFM|SPROUTS FARMERS MARK|ITGP|ITG INC.|140200
SFM|SPROUTS FARMERS MARK|JANY|Janney Montgomery Scott Inc.|540
SFM|SPROUTS FARMERS MARK|JEFF|JEFFERIES LLC|297003
SFM|SPROUTS FARMERS MARK|JMPT|JUMP TRADING, LLC|183139
SFM|SPROUTS FARMERS MARK|JONE|JonesTrading|2750
SFM|SPROUTS FARMERS MARK|JPBX|J.P. MORGAN SECURITIES LLC|285671
SFM|SPROUTS FARMERS MARK|JPMX|J.P. Morgan Securities LLC|838929
SFM|SPROUTS FARMERS MARK|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
SFM|SPROUTS FARMERS MARK|JSJX|JANE STREET CAPITAL LLC|55190
SFM|SPROUTS FARMERS MARK|KCGM|VIRTU Americas LLC|70001
SFM|SPROUTS FARMERS MARK|LEHM|Barclays Capital Inc./Le|1802032
SFM|SPROUTS FARMERS MARK|LIME|Lime Brokerage LLC|371262
SFM|SPROUTS FARMERS MARK|LMGP|LIME BROKERAGE LLC|5930
SFM|SPROUTS FARMERS MARK|LOOP|Loop Capital Markets LLC|1854
SFM|SPROUTS FARMERS MARK|LQNA|LIQUIDNET, INC.|35100
SFM|SPROUTS FARMERS MARK|LSCI|Lek Securities Corporation|1300124
SFM|SPROUTS FARMERS MARK|MAVB|Great Point Capital LLC|1600
SFM|SPROUTS FARMERS MARK|MAXM|Maxim Group LLC|1089
SFM|SPROUTS FARMERS MARK|MBTS|ALLY INVEST SECURITIES LLC|500
SFM|SPROUTS FARMERS MARK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|240825
SFM|SPROUTS FARMERS MARK|MOTF|MOTIF INVESTING, INC.|9
SFM|SPROUTS FARMERS MARK|MSCO|MORGAN STANLEY & CO. LLC|5972532
SFM|SPROUTS FARMERS MARK|MSPL|MORGAN STANLEY & CO. LLC|697100
SFM|SPROUTS FARMERS MARK|MSTX|MORGAN STANLEY & CO. LLC|890100
SFM|SPROUTS FARMERS MARK|NATL|National Securities Corporation|700
SFM|SPROUTS FARMERS MARK|NFSC|National Financial Services LLC|303487
SFM|SPROUTS FARMERS MARK|NITE|VIRTU Americas LLC|667633
SFM|SPROUTS FARMERS MARK|NITP|VIRTU Americas LLC|3639
SFM|SPROUTS FARMERS MARK|NQRB|Brut, LLC|34662
SFM|SPROUTS FARMERS MARK|OHOS|TWO SIGMA SECURITIES, LLC|94950
SFM|SPROUTS FARMERS MARK|OPCO|Oppenheimer & Co. Inc.|3924
SFM|SPROUTS FARMERS MARK|PDQM|CODA MARKETS, INC.|23904
SFM|SPROUTS FARMERS MARK|PHLY|NASDAQ Execution Services, LLC|1200
SFM|SPROUTS FARMERS MARK|PWJC|UBS Financial Services, Inc.|94
SFM|SPROUTS FARMERS MARK|QMSR|QUATTRO M SECURITIES INC.|17529
SFM|SPROUTS FARMERS MARK|RAJA|Raymond James & Associates, Inc.|158657
SFM|SPROUTS FARMERS MARK|RBCM|RBC CAPITAL MARKETS, LLC|12247
SFM|SPROUTS FARMERS MARK|RGLD|Regal Securities, Inc|100
SFM|SPROUTS FARMERS MARK|SAGL|SAGETRADER, LLC|122843
SFM|SPROUTS FARMERS MARK|SAGW|SAGETRADER, LLC|730
SFM|SPROUTS FARMERS MARK|SALI|INTL FCSTONE FINANCIAL INC.|1065
SFM|SPROUTS FARMERS MARK|SBSH|Citigroup Global Markets Inc.|679877
SFM|SPROUTS FARMERS MARK|SEIC|SEI Investments Distribution Co.|200
SFM|SPROUTS FARMERS MARK|SGMT|GOLDMAN SACHS & CO. LLC|340213
SFM|SPROUTS FARMERS MARK|SPDR|SPEEDROUTE LLC|4357
SFM|SPROUTS FARMERS MARK|SPHN|Stephens Inc.|9439
SFM|SPROUTS FARMERS MARK|SSBS|STATE STREET GLOBAL MARKETS, LLC|1469
SFM|SPROUTS FARMERS MARK|STFL|Stifel, Nicolaus & Company, Incorporated|2851
SFM|SPROUTS FARMERS MARK|STKP|STOCKPILE INVESTMENTS, INC.|118
SFM|SPROUTS FARMERS MARK|SWIM|TD Ameritrade, Inc.|147209
SFM|SPROUTS FARMERS MARK|SWST|Hilltop Securities Inc.|5740
SFM|SPROUTS FARMERS MARK|TKNG|ALLY INVEST SECURITIES LLC|3714
SFM|SPROUTS FARMERS MARK|TMBR|Timber Hill LLC|300
SFM|SPROUTS FARMERS MARK|TRBT|Tradebot Systems, Inc.|581237
SFM|SPROUTS FARMERS MARK|TRCM|TRC MARKETS LLC|284589
SFM|SPROUTS FARMERS MARK|TWTT|TASTYWORKS, INC.|1600
SFM|SPROUTS FARMERS MARK|UBSA|UBS SECURITIES LLC|877068
SFM|SPROUTS FARMERS MARK|UBSS|UBS Securities LLC|1424288
SFM|SPROUTS FARMERS MARK|VALX|VIRTU AMERICAS LLC|20268
SFM|SPROUTS FARMERS MARK|VGRD|Vanguard Marketing Corporation|17033
SFM|SPROUTS FARMERS MARK|WABR|Wall Street Access|164111
SFM|SPROUTS FARMERS MARK|WBPX|SUMMIT SECURITIES GROUP, LLC|600
SFM|SPROUTS FARMERS MARK|WCHV|WELLS FARGO SECURITIES, LLC|260234
SFM|SPROUTS FARMERS MARK|WEDB|WEDBUSH SECURITIES INC.|27
SFM|SPROUTS FARMERS MARK|WEED|Weeden & Co.L.P.|57544
SFM|SPROUTS FARMERS MARK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10264
SFM|SPROUTS FARMERS MARK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|133620
SFM|SPROUTS FARMERS MARK|WFPB|Wells Fargo Securities, LLC.|266
SFM|SPROUTS FARMERS MARK|WGIF|CIBC World Markets Inc.|2000
SFM|SPROUTS FARMERS MARK|WLTH|WEALTHFRONT BROKERAGE CORPORATION|655
SFM|SPROUTS FARMERS MARK|WSAG|WALL STREET ACCESS|300
SFM|SPROUTS FARMERS MARK|WSEA|WOLVERINE SECURITIES, LLC|12945
SFM|SPROUTS FARMERS MARK|XIST|INSTINET, LLC|74012
SFM|SPROUTS FARMERS MARK|XSTM|NATIONAL FINANCIAL SERVICES LLC|63532
SFM|SPROUTS FARMERS MARK|YKNA|COMHAR CAPITAL MARKETS, LLC|2244
SFM|SPROUTS FARMERS MARK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6823
SFNC|SIMMONS FIRST NATL|ADAM|CANACCORD GENUITY INC.|13600
SFNC|SIMMONS FIRST NATL|APCC|Apex Clearing Corporation|29
SFNC|SIMMONS FIRST NATL|BARD|Robert W. Baird & Co. Incorporated|272
SFNC|SIMMONS FIRST NATL|BAYC|BAY CREST PARTNERS, LLC|183
SFNC|SIMMONS FIRST NATL|BERN|Sanford C. Bernstein & Co., LLC|36723
SFNC|SIMMONS FIRST NATL|BIDS|BIDS TRADING L.P.|11700
SFNC|SIMMONS FIRST NATL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|250
SFNC|SIMMONS FIRST NATL|BLKX|INSTINET, LLC|33900
SFNC|SIMMONS FIRST NATL|BMOC|BMO Capital Markets Corp.|13810
SFNC|SIMMONS FIRST NATL|BNPX|BNP PARIBAS SECURITIES CORP.|30180
SFNC|SIMMONS FIRST NATL|BRVL|BLAYLOCK VAN, LLC|2100
SFNC|SIMMONS FIRST NATL|BTIG|BTIG, LLC|28794
SFNC|SIMMONS FIRST NATL|BYXM|CBOE TRADING, INC.|3480
SFNC|SIMMONS FIRST NATL|BZYD|GOLDMAN SACHS & CO. LLC|4606
SFNC|SIMMONS FIRST NATL|CANT|Cantor Fitzgerald & Co.|200
SFNC|SIMMONS FIRST NATL|CHAS|Charles Schwab & Co., Inc.|1001
SFNC|SIMMONS FIRST NATL|CIST|Capital Institutional Services, Inc.|3145
SFNC|SIMMONS FIRST NATL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37927
SFNC|SIMMONS FIRST NATL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
SFNC|SIMMONS FIRST NATL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|217301
SFNC|SIMMONS FIRST NATL|CTDL|Citadel Derivatives Group Llc|24858
SFNC|SIMMONS FIRST NATL|CXCX|CITIGROUP GLOBAL MARKETS INC.|37990
SFNC|SIMMONS FIRST NATL|DBAB|Deutsche Bank Securities Inc.|302964
SFNC|SIMMONS FIRST NATL|DBAX|Deutsche Bank Securities Inc.|116200
SFNC|SIMMONS FIRST NATL|DBUL|Deutsche Bank Securities Inc.|700
SFNC|SIMMONS FIRST NATL|DEAN|MORGAN STANLEY|915
SFNC|SIMMONS FIRST NATL|DEGS|RONIN PROFESSIONAL LLC|600
SFNC|SIMMONS FIRST NATL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|729
SFNC|SIMMONS FIRST NATL|EBXL|EBX LLC|76500
SFNC|SIMMONS FIRST NATL|ECUT|CONVERGEX EXECUTION SOLUTIONS|7606
SFNC|SIMMONS FIRST NATL|EDJO|Edward D. Jones & Co., L.P.|8099
SFNC|SIMMONS FIRST NATL|EGAM|CBOE TRADING, INC.|4904
SFNC|SIMMONS FIRST NATL|EGMT|EG MARKET TECHNOLOGIES LLC|1100
SFNC|SIMMONS FIRST NATL|EGXW|CBOE TRADING, INC.|110
SFNC|SIMMONS FIRST NATL|ETBE|Electronic Transaction Clearing, Inc.|14621
SFNC|SIMMONS FIRST NATL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|48
SFNC|SIMMONS FIRST NATL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7303
SFNC|SIMMONS FIRST NATL|ETRS|E*Trade Securities LLC|5354
SFNC|SIMMONS FIRST NATL|FBCO|Credit Suisse Securities (USA) LLC|387720
SFNC|SIMMONS FIRST NATL|FILL|Tradestation Securities, Inc.|1090
SFNC|SIMMONS FIRST NATL|FMAF|NBCN Inc./ CDS|200
SFNC|SIMMONS FIRST NATL|FOMA|TD AMERITRADE CLEARING, INC.|14451
SFNC|SIMMONS FIRST NATL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1103
SFNC|SIMMONS FIRST NATL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26876
SFNC|SIMMONS FIRST NATL|FTBR|Foliofn Investments, Inc.|951
SFNC|SIMMONS FIRST NATL|GEBB|GLOBAL EXECUTION BROKERS, LP|29651
SFNC|SIMMONS FIRST NATL|GLPX|ACS EXECUTION SERVICES, LLC|4002
SFNC|SIMMONS FIRST NATL|GSCO|GOLDMAN SACHS & CO. LLC|1531075
SFNC|SIMMONS FIRST NATL|GSCS|GOLDMAN SACHS & CO. LLC|76689
SFNC|SIMMONS FIRST NATL|GSLT|GOLDMAN SACHS & CO. LLC|2795
SFNC|SIMMONS FIRST NATL|GTSZ|GTS SECURITIES LLC|30271
SFNC|SIMMONS FIRST NATL|HAPX|HAP Trading, LLC|600
SFNC|SIMMONS FIRST NATL|HRBF|American Enterprise Investment Services Inc.|1687
SFNC|SIMMONS FIRST NATL|HSBC|HSBC Securities, Inc.|500
SFNC|SIMMONS FIRST NATL|IBKR|Interactive Brokers Llc|11976
SFNC|SIMMONS FIRST NATL|ICBX|INSTINET, LLC|35300
SFNC|SIMMONS FIRST NATL|IEQY|CITADEL SECURITIES LLC|45209
SFNC|SIMMONS FIRST NATL|INCA|INSTINET, LLC|161872
SFNC|SIMMONS FIRST NATL|INJX|INSTINET, LLC|23066
SFNC|SIMMONS FIRST NATL|ITGI|ITG Inc.|14557
SFNC|SIMMONS FIRST NATL|ITGP|ITG INC.|109200
SFNC|SIMMONS FIRST NATL|JEFF|JEFFERIES LLC|103416
SFNC|SIMMONS FIRST NATL|JMPT|JUMP TRADING, LLC|3987
SFNC|SIMMONS FIRST NATL|JPBX|J.P. MORGAN SECURITIES LLC|12998
SFNC|SIMMONS FIRST NATL|JPMX|J.P. Morgan Securities LLC|273724
SFNC|SIMMONS FIRST NATL|JSJX|JANE STREET CAPITAL LLC|9968
SFNC|SIMMONS FIRST NATL|KBWI|Keefe, Bruyette & Woods, Inc.|661
SFNC|SIMMONS FIRST NATL|KCGM|VIRTU Americas LLC|34747
SFNC|SIMMONS FIRST NATL|LEHM|Barclays Capital Inc./Le|651551
SFNC|SIMMONS FIRST NATL|LIME|Lime Brokerage LLC|137765
SFNC|SIMMONS FIRST NATL|LMGP|LIME BROKERAGE LLC|8883
SFNC|SIMMONS FIRST NATL|LOOP|Loop Capital Markets LLC|1663
SFNC|SIMMONS FIRST NATL|LQNA|LIQUIDNET, INC.|74500
SFNC|SIMMONS FIRST NATL|LQNB|LIQUIDNET, INC.|45600
SFNC|SIMMONS FIRST NATL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SFNC|SIMMONS FIRST NATL|MAXM|Maxim Group LLC|9386
SFNC|SIMMONS FIRST NATL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|185412
SFNC|SIMMONS FIRST NATL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3650
SFNC|SIMMONS FIRST NATL|MSCO|MORGAN STANLEY & CO. LLC|1341739
SFNC|SIMMONS FIRST NATL|MSPL|MORGAN STANLEY & CO. LLC|267100
SFNC|SIMMONS FIRST NATL|MSTX|MORGAN STANLEY & CO. LLC|61700
SFNC|SIMMONS FIRST NATL|MTON|MILLINGTON SECURITIES, INC.|155184
SFNC|SIMMONS FIRST NATL|NFSC|National Financial Services LLC|6584
SFNC|SIMMONS FIRST NATL|NITE|VIRTU Americas LLC|73073
SFNC|SIMMONS FIRST NATL|NITP|VIRTU Americas LLC|6700
SFNC|SIMMONS FIRST NATL|NQRB|Brut, LLC|1419
SFNC|SIMMONS FIRST NATL|NTRC|Northern Trust Securities, Inc.|89755
SFNC|SIMMONS FIRST NATL|OPCO|Oppenheimer & Co. Inc.|594
SFNC|SIMMONS FIRST NATL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SFNC|SIMMONS FIRST NATL|PDQM|CODA MARKETS, INC.|20532
SFNC|SIMMONS FIRST NATL|PUMA|Puma Capital, Llc|104396
SFNC|SIMMONS FIRST NATL|PWJC|UBS Financial Services, Inc.|741
SFNC|SIMMONS FIRST NATL|RAJA|Raymond James & Associates, Inc.|107712
SFNC|SIMMONS FIRST NATL|RBCM|RBC CAPITAL MARKETS, LLC|43
SFNC|SIMMONS FIRST NATL|SAGL|SAGETRADER, LLC|900
SFNC|SIMMONS FIRST NATL|SAGW|SAGETRADER, LLC|432
SFNC|SIMMONS FIRST NATL|SBSH|Citigroup Global Markets Inc.|173466
SFNC|SIMMONS FIRST NATL|SGMT|GOLDMAN SACHS & CO. LLC|78811
SFNC|SIMMONS FIRST NATL|SPDR|SPEEDROUTE LLC|1970
SFNC|SIMMONS FIRST NATL|SPHN|Stephens Inc.|700
SFNC|SIMMONS FIRST NATL|STFL|Stifel, Nicolaus & Company, Incorporated|1247
SFNC|SIMMONS FIRST NATL|SWIM|TD Ameritrade, Inc.|1615
SFNC|SIMMONS FIRST NATL|SWST|Hilltop Securities Inc.|4373
SFNC|SIMMONS FIRST NATL|TKNG|ALLY INVEST SECURITIES LLC|18
SFNC|SIMMONS FIRST NATL|TONC|CUTTONE & CO., LLC|956
SFNC|SIMMONS FIRST NATL|TRBT|Tradebot Systems, Inc.|18846
SFNC|SIMMONS FIRST NATL|TRCM|TRC MARKETS LLC|120970
SFNC|SIMMONS FIRST NATL|UBSA|UBS SECURITIES LLC|90817
SFNC|SIMMONS FIRST NATL|UBSS|UBS Securities LLC|647029
SFNC|SIMMONS FIRST NATL|VALX|VIRTU AMERICAS LLC|57488
SFNC|SIMMONS FIRST NATL|VGRD|Vanguard Marketing Corporation|1130
SFNC|SIMMONS FIRST NATL|WCHV|WELLS FARGO SECURITIES, LLC|36566
SFNC|SIMMONS FIRST NATL|WEED|Weeden & Co.L.P.|100
SFNC|SIMMONS FIRST NATL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|692
SFNC|SIMMONS FIRST NATL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|378
SFNC|SIMMONS FIRST NATL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|392
SFNC|SIMMONS FIRST NATL|WSEA|WOLVERINE SECURITIES, LLC|180
SFNC|SIMMONS FIRST NATL|XIST|INSTINET, LLC|67188
SFNC|SIMMONS FIRST NATL|XSTM|NATIONAL FINANCIAL SERVICES LLC|14272
SFNC|SIMMONS FIRST NATL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1252
SFS|SMART & FINAL STORES|ALTX|Alternet Securities Inc.|23494
SFS|SMART & FINAL STORES|APCC|Apex Clearing Corporation|23
SFS|SMART & FINAL STORES|BATM|CBOE TRADING, INC.|1460
SFS|SMART & FINAL STORES|BERN|Sanford C. Bernstein & Co., LLC|5400
SFS|SMART & FINAL STORES|BIDS|BIDS TRADING L.P.|200
SFS|SMART & FINAL STORES|BIMI|Banca IMI Securities Corp.|2100
SFS|SMART & FINAL STORES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15507
SFS|SMART & FINAL STORES|BLKX|INSTINET, LLC|359096
SFS|SMART & FINAL STORES|BNPX|BNP PARIBAS SECURITIES CORP.|3409
SFS|SMART & FINAL STORES|BTIG|BTIG, LLC|81963
SFS|SMART & FINAL STORES|BZYD|GOLDMAN SACHS & CO. LLC|346
SFS|SMART & FINAL STORES|CHAS|Charles Schwab & Co., Inc.|1510
SFS|SMART & FINAL STORES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1229
SFS|SMART & FINAL STORES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3601
SFS|SMART & FINAL STORES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31
SFS|SMART & FINAL STORES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|337985
SFS|SMART & FINAL STORES|CTDL|Citadel Derivatives Group Llc|587
SFS|SMART & FINAL STORES|CTLR|CUTLER GROUP, LP|125
SFS|SMART & FINAL STORES|CXCX|CITIGROUP GLOBAL MARKETS INC.|33980
SFS|SMART & FINAL STORES|DBAB|Deutsche Bank Securities Inc.|9218
SFS|SMART & FINAL STORES|DBAX|Deutsche Bank Securities Inc.|259600
SFS|SMART & FINAL STORES|DBUL|Deutsche Bank Securities Inc.|1100
SFS|SMART & FINAL STORES|DEAN|MORGAN STANLEY|17438
SFS|SMART & FINAL STORES|DEGS|RONIN PROFESSIONAL LLC|5100
SFS|SMART & FINAL STORES|EBXL|EBX LLC|124500
SFS|SMART & FINAL STORES|ECUT|CONVERGEX EXECUTION SOLUTIONS|3402
SFS|SMART & FINAL STORES|EDJO|Edward D. Jones & Co., L.P.|4523
SFS|SMART & FINAL STORES|EGAM|CBOE TRADING, INC.|7296
SFS|SMART & FINAL STORES|EGAW|CBOE TRADING, INC.|600
SFS|SMART & FINAL STORES|EGXM|CBOE TRADING, INC.|5376
SFS|SMART & FINAL STORES|ELEV|ELEVATION, LLC|74562
SFS|SMART & FINAL STORES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|72
SFS|SMART & FINAL STORES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
SFS|SMART & FINAL STORES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SFS|SMART & FINAL STORES|ETRS|E*Trade Securities LLC|101238
SFS|SMART & FINAL STORES|FILL|Tradestation Securities, Inc.|4274
SFS|SMART & FINAL STORES|FMAF|NBCN Inc./ CDS|50
SFS|SMART & FINAL STORES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84448
SFS|SMART & FINAL STORES|FTBR|Foliofn Investments, Inc.|3
SFS|SMART & FINAL STORES|GLPX|ACS EXECUTION SERVICES, LLC|613
SFS|SMART & FINAL STORES|GSCO|GOLDMAN SACHS & CO. LLC|286490
SFS|SMART & FINAL STORES|GSCS|GOLDMAN SACHS & CO. LLC|16071
SFS|SMART & FINAL STORES|GSLT|GOLDMAN SACHS & CO. LLC|792
SFS|SMART & FINAL STORES|GTSZ|GTS SECURITIES LLC|38126
SFS|SMART & FINAL STORES|HRBF|American Enterprise Investment Services Inc.|28
SFS|SMART & FINAL STORES|IATS|INTERACTIVE BROKERS LLC|9605
SFS|SMART & FINAL STORES|IBKR|Interactive Brokers Llc|10222
SFS|SMART & FINAL STORES|ICBX|INSTINET, LLC|246286
SFS|SMART & FINAL STORES|IEQY|CITADEL SECURITIES LLC|1400
SFS|SMART & FINAL STORES|INCA|INSTINET, LLC|135440
SFS|SMART & FINAL STORES|INJX|INSTINET, LLC|5028
SFS|SMART & FINAL STORES|ITGI|ITG Inc.|30565
SFS|SMART & FINAL STORES|ITGP|ITG INC.|315200
SFS|SMART & FINAL STORES|JEFF|JEFFERIES LLC|15100
SFS|SMART & FINAL STORES|JMPT|JUMP TRADING, LLC|2140
SFS|SMART & FINAL STORES|JONE|JonesTrading|14656
SFS|SMART & FINAL STORES|JPBX|J.P. MORGAN SECURITIES LLC|6760
SFS|SMART & FINAL STORES|JPMX|J.P. Morgan Securities LLC|453901
SFS|SMART & FINAL STORES|JSJX|JANE STREET CAPITAL LLC|2456
SFS|SMART & FINAL STORES|KCGM|VIRTU Americas LLC|80889
SFS|SMART & FINAL STORES|LEHM|Barclays Capital Inc./Le|515978
SFS|SMART & FINAL STORES|LIME|Lime Brokerage LLC|11774
SFS|SMART & FINAL STORES|LQNA|LIQUIDNET, INC.|276200
SFS|SMART & FINAL STORES|MAXM|Maxim Group LLC|3000
SFS|SMART & FINAL STORES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|404466
SFS|SMART & FINAL STORES|MSCO|MORGAN STANLEY & CO. LLC|1671396
SFS|SMART & FINAL STORES|MSTX|MORGAN STANLEY & CO. LLC|149700
SFS|SMART & FINAL STORES|NFSC|National Financial Services LLC|950234
SFS|SMART & FINAL STORES|NITE|VIRTU Americas LLC|275468
SFS|SMART & FINAL STORES|NITP|VIRTU Americas LLC|9905
SFS|SMART & FINAL STORES|NQRB|Brut, LLC|200
SFS|SMART & FINAL STORES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
SFS|SMART & FINAL STORES|PDQM|CODA MARKETS, INC.|41564
SFS|SMART & FINAL STORES|PHLY|NASDAQ Execution Services, LLC|2000
SFS|SMART & FINAL STORES|PNSR|Penserra Securities, LLC|900
SFS|SMART & FINAL STORES|PWJC|UBS Financial Services, Inc.|4900
SFS|SMART & FINAL STORES|RBCM|RBC CAPITAL MARKETS, LLC|15397
SFS|SMART & FINAL STORES|SAGC|SAGETRADER, LLC|385
SFS|SMART & FINAL STORES|SAGL|SAGETRADER, LLC|1000
SFS|SMART & FINAL STORES|SALI|INTL FCSTONE FINANCIAL INC.|11220
SFS|SMART & FINAL STORES|SBSH|Citigroup Global Markets Inc.|20906
SFS|SMART & FINAL STORES|SGMT|GOLDMAN SACHS & CO. LLC|180613
SFS|SMART & FINAL STORES|SPDR|SPEEDROUTE LLC|3200
SFS|SMART & FINAL STORES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
SFS|SMART & FINAL STORES|SWIM|TD Ameritrade, Inc.|16737
SFS|SMART & FINAL STORES|TKNG|ALLY INVEST SECURITIES LLC|1031
SFS|SMART & FINAL STORES|TRBT|Tradebot Systems, Inc.|2444
SFS|SMART & FINAL STORES|TRCM|TRC MARKETS LLC|16892
SFS|SMART & FINAL STORES|UBSA|UBS SECURITIES LLC|177420
SFS|SMART & FINAL STORES|UBSS|UBS Securities LLC|105777
SFS|SMART & FINAL STORES|VALX|VIRTU AMERICAS LLC|78759
SFS|SMART & FINAL STORES|VGRD|Vanguard Marketing Corporation|13138
SFS|SMART & FINAL STORES|VNDS|VANDHAM SECURITIES CORP|42400
SFS|SMART & FINAL STORES|WBPX|SUMMIT SECURITIES GROUP, LLC|100
SFS|SMART & FINAL STORES|WCHV|WELLS FARGO SECURITIES, LLC|21868
SFS|SMART & FINAL STORES|WEED|Weeden & Co.L.P.|2800
SFS|SMART & FINAL STORES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3041
SFS|SMART & FINAL STORES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6832
SFS|SMART & FINAL STORES|WGIF|CIBC World Markets Inc.|266
SFS|SMART & FINAL STORES|WSAG|WALL STREET ACCESS|200
SFS|SMART & FINAL STORES|WSEA|WOLVERINE SECURITIES, LLC|1577
SFS|SMART & FINAL STORES|XIST|INSTINET, LLC|56400
SFS|SMART & FINAL STORES|XSTM|NATIONAL FINANCIAL SERVICES LLC|139724
SFS|SMART & FINAL STORES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1012
SFST|SOUTHERN FIRST BANCS|APCC|Apex Clearing Corporation|88
SFST|SOUTHERN FIRST BANCS|BATM|CBOE TRADING, INC.|10
SFST|SOUTHERN FIRST BANCS|BERN|Sanford C. Bernstein & Co., LLC|8767
SFST|SOUTHERN FIRST BANCS|BMOC|BMO Capital Markets Corp.|1074
SFST|SOUTHERN FIRST BANCS|BNKS|Fig Partners, LLC|25601
SFST|SOUTHERN FIRST BANCS|BNPX|BNP PARIBAS SECURITIES CORP.|601
SFST|SOUTHERN FIRST BANCS|BZYD|GOLDMAN SACHS & CO. LLC|790
SFST|SOUTHERN FIRST BANCS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1633
SFST|SOUTHERN FIRST BANCS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7874
SFST|SOUTHERN FIRST BANCS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4383
SFST|SOUTHERN FIRST BANCS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4374
SFST|SOUTHERN FIRST BANCS|CTDL|Citadel Derivatives Group Llc|298
SFST|SOUTHERN FIRST BANCS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1964
SFST|SOUTHERN FIRST BANCS|DBAB|Deutsche Bank Securities Inc.|18898
SFST|SOUTHERN FIRST BANCS|DBAX|Deutsche Bank Securities Inc.|2400
SFST|SOUTHERN FIRST BANCS|DEAN|MORGAN STANLEY|189
SFST|SOUTHERN FIRST BANCS|DEGS|RONIN PROFESSIONAL LLC|580
SFST|SOUTHERN FIRST BANCS|EBXL|EBX LLC|2000
SFST|SOUTHERN FIRST BANCS|EDJO|Edward D. Jones & Co., L.P.|414
SFST|SOUTHERN FIRST BANCS|EGAM|CBOE TRADING, INC.|100
SFST|SOUTHERN FIRST BANCS|EGXM|CBOE TRADING, INC.|49
SFST|SOUTHERN FIRST BANCS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4
SFST|SOUTHERN FIRST BANCS|ETRS|E*Trade Securities LLC|481
SFST|SOUTHERN FIRST BANCS|FBCO|Credit Suisse Securities (USA) LLC|54539
SFST|SOUTHERN FIRST BANCS|FOMA|TD AMERITRADE CLEARING, INC.|5296
SFST|SOUTHERN FIRST BANCS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|776
SFST|SOUTHERN FIRST BANCS|FTBR|Foliofn Investments, Inc.|293
SFST|SOUTHERN FIRST BANCS|GEBB|GLOBAL EXECUTION BROKERS, LP|3579
SFST|SOUTHERN FIRST BANCS|GLPX|ACS EXECUTION SERVICES, LLC|833
SFST|SOUTHERN FIRST BANCS|GSCO|GOLDMAN SACHS & CO. LLC|42389
SFST|SOUTHERN FIRST BANCS|GSCS|GOLDMAN SACHS & CO. LLC|59
SFST|SOUTHERN FIRST BANCS|GSLT|GOLDMAN SACHS & CO. LLC|200
SFST|SOUTHERN FIRST BANCS|GTSZ|GTS SECURITIES LLC|129
SFST|SOUTHERN FIRST BANCS|HRBF|American Enterprise Investment Services Inc.|400
SFST|SOUTHERN FIRST BANCS|IATS|INTERACTIVE BROKERS LLC|1199
SFST|SOUTHERN FIRST BANCS|IBKR|Interactive Brokers Llc|18661
SFST|SOUTHERN FIRST BANCS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
SFST|SOUTHERN FIRST BANCS|ICBX|INSTINET, LLC|1107
SFST|SOUTHERN FIRST BANCS|IEQY|CITADEL SECURITIES LLC|2178
SFST|SOUTHERN FIRST BANCS|INCA|INSTINET, LLC|29079
SFST|SOUTHERN FIRST BANCS|INJX|INSTINET, LLC|1526
SFST|SOUTHERN FIRST BANCS|ITGI|ITG Inc.|1611
SFST|SOUTHERN FIRST BANCS|JEFF|JEFFERIES LLC|1628
SFST|SOUTHERN FIRST BANCS|JPMX|J.P. Morgan Securities LLC|5216
SFST|SOUTHERN FIRST BANCS|JSJX|JANE STREET CAPITAL LLC|9
SFST|SOUTHERN FIRST BANCS|KCGM|VIRTU Americas LLC|611
SFST|SOUTHERN FIRST BANCS|LEHM|Barclays Capital Inc./Le|14607
SFST|SOUTHERN FIRST BANCS|LIME|Lime Brokerage LLC|28965
SFST|SOUTHERN FIRST BANCS|LMGP|LIME BROKERAGE LLC|200
SFST|SOUTHERN FIRST BANCS|MAXM|Maxim Group LLC|630
SFST|SOUTHERN FIRST BANCS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
SFST|SOUTHERN FIRST BANCS|MSCO|MORGAN STANLEY & CO. LLC|58284
SFST|SOUTHERN FIRST BANCS|MSPL|MORGAN STANLEY & CO. LLC|12600
SFST|SOUTHERN FIRST BANCS|NFSC|National Financial Services LLC|2947
SFST|SOUTHERN FIRST BANCS|NITE|VIRTU Americas LLC|11757
SFST|SOUTHERN FIRST BANCS|NQRB|Brut, LLC|100
SFST|SOUTHERN FIRST BANCS|PDQM|CODA MARKETS, INC.|13253
SFST|SOUTHERN FIRST BANCS|RAJA|Raymond James & Associates, Inc.|423
SFST|SOUTHERN FIRST BANCS|SBSH|Citigroup Global Markets Inc.|7509
SFST|SOUTHERN FIRST BANCS|SGMT|GOLDMAN SACHS & CO. LLC|3924
SFST|SOUTHERN FIRST BANCS|SPTD|MINT GLOBAL MARKETS, INC.|5202
SFST|SOUTHERN FIRST BANCS|SWIM|TD Ameritrade, Inc.|540
SFST|SOUTHERN FIRST BANCS|TKNG|ALLY INVEST SECURITIES LLC|37
SFST|SOUTHERN FIRST BANCS|TRBT|Tradebot Systems, Inc.|808
SFST|SOUTHERN FIRST BANCS|TRCM|TRC MARKETS LLC|18797
SFST|SOUTHERN FIRST BANCS|UBSA|UBS SECURITIES LLC|15072
SFST|SOUTHERN FIRST BANCS|UBSS|UBS Securities LLC|28414
SFST|SOUTHERN FIRST BANCS|VALX|VIRTU AMERICAS LLC|1771
SFST|SOUTHERN FIRST BANCS|VGRD|Vanguard Marketing Corporation|323
SFST|SOUTHERN FIRST BANCS|WCHV|WELLS FARGO SECURITIES, LLC|838
SFST|SOUTHERN FIRST BANCS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|241
SFST|SOUTHERN FIRST BANCS|WSEA|WOLVERINE SECURITIES, LLC|332
SFST|SOUTHERN FIRST BANCS|XIST|INSTINET, LLC|400
SFST|SOUTHERN FIRST BANCS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
SFUN|FANG HOLDINGS LTD|ALTX|Alternet Securities Inc.|17920
SFUN|FANG HOLDINGS LTD|APCC|Apex Clearing Corporation|14104
SFUN|FANG HOLDINGS LTD|BATM|CBOE TRADING, INC.|15374
SFUN|FANG HOLDINGS LTD|BAYC|BAY CREST PARTNERS, LLC|45420
SFUN|FANG HOLDINGS LTD|BAYT|BTIG, LLC|30800
SFUN|FANG HOLDINGS LTD|BBNT|BB&T SECURITIES, LLC|9226
SFUN|FANG HOLDINGS LTD|BERN|Sanford C. Bernstein & Co., LLC|24628
SFUN|FANG HOLDINGS LTD|BIDS|BIDS TRADING L.P.|1200
SFUN|FANG HOLDINGS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20128
SFUN|FANG HOLDINGS LTD|BLKX|INSTINET, LLC|203637
SFUN|FANG HOLDINGS LTD|BTIG|BTIG, LLC|621941
SFUN|FANG HOLDINGS LTD|BYXM|CBOE TRADING, INC.|100
SFUN|FANG HOLDINGS LTD|BZYD|GOLDMAN SACHS & CO. LLC|1300
SFUN|FANG HOLDINGS LTD|CANT|Cantor Fitzgerald & Co.|39384
SFUN|FANG HOLDINGS LTD|CHAS|Charles Schwab & Co., Inc.|420
SFUN|FANG HOLDINGS LTD|CLSA|CLSA AMERICAS, LLC|358411
SFUN|FANG HOLDINGS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|222339
SFUN|FANG HOLDINGS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
SFUN|FANG HOLDINGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1186144
SFUN|FANG HOLDINGS LTD|CRUS|CHINA RENAISSANCE SECURITIES (US) INC|600
SFUN|FANG HOLDINGS LTD|CTDL|Citadel Derivatives Group Llc|64787
SFUN|FANG HOLDINGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|229918
SFUN|FANG HOLDINGS LTD|DBAB|Deutsche Bank Securities Inc.|263330
SFUN|FANG HOLDINGS LTD|DBAX|Deutsche Bank Securities Inc.|2043500
SFUN|FANG HOLDINGS LTD|DEAN|MORGAN STANLEY|7913
SFUN|FANG HOLDINGS LTD|DEGS|RONIN PROFESSIONAL LLC|1400
SFUN|FANG HOLDINGS LTD|EBXL|EBX LLC|425200
SFUN|FANG HOLDINGS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
SFUN|FANG HOLDINGS LTD|EDJO|Edward D. Jones & Co., L.P.|450
SFUN|FANG HOLDINGS LTD|EGAM|CBOE TRADING, INC.|52464
SFUN|FANG HOLDINGS LTD|EGAW|CBOE TRADING, INC.|500
SFUN|FANG HOLDINGS LTD|ELEV|ELEVATION, LLC|20292
SFUN|FANG HOLDINGS LTD|ETBE|Electronic Transaction Clearing, Inc.|24063
SFUN|FANG HOLDINGS LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
SFUN|FANG HOLDINGS LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
SFUN|FANG HOLDINGS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
SFUN|FANG HOLDINGS LTD|ETRS|E*Trade Securities LLC|611674
SFUN|FANG HOLDINGS LTD|FFSI|Firstrade Securities Inc.|300
SFUN|FANG HOLDINGS LTD|FILL|Tradestation Securities, Inc.|11889
SFUN|FANG HOLDINGS LTD|FMAF|NBCN Inc./ CDS|2600
SFUN|FANG HOLDINGS LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6500
SFUN|FANG HOLDINGS LTD|FQLS|Quantlab Securities LP|366584
SFUN|FANG HOLDINGS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59025
SFUN|FANG HOLDINGS LTD|FTBR|Foliofn Investments, Inc.|2551
SFUN|FANG HOLDINGS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
SFUN|FANG HOLDINGS LTD|GLPX|ACS EXECUTION SERVICES, LLC|16500
SFUN|FANG HOLDINGS LTD|GSCO|GOLDMAN SACHS & CO. LLC|1594921
SFUN|FANG HOLDINGS LTD|GSCS|GOLDMAN SACHS & CO. LLC|503906
SFUN|FANG HOLDINGS LTD|GSLT|GOLDMAN SACHS & CO. LLC|17645
SFUN|FANG HOLDINGS LTD|GTSZ|GTS SECURITIES LLC|181639
SFUN|FANG HOLDINGS LTD|HRBF|American Enterprise Investment Services Inc.|291
SFUN|FANG HOLDINGS LTD|IATS|INTERACTIVE BROKERS LLC|53922
SFUN|FANG HOLDINGS LTD|IBKR|Interactive Brokers Llc|72835
SFUN|FANG HOLDINGS LTD|ICBX|INSTINET, LLC|230116
SFUN|FANG HOLDINGS LTD|INCA|INSTINET, LLC|181271
SFUN|FANG HOLDINGS LTD|ITGI|ITG Inc.|31751
SFUN|FANG HOLDINGS LTD|ITGP|ITG INC.|283200
SFUN|FANG HOLDINGS LTD|JANY|Janney Montgomery Scott Inc.|2826
SFUN|FANG HOLDINGS LTD|JEFF|JEFFERIES LLC|43062
SFUN|FANG HOLDINGS LTD|JMPT|JUMP TRADING, LLC|166086
SFUN|FANG HOLDINGS LTD|JPBX|J.P. MORGAN SECURITIES LLC|151963
SFUN|FANG HOLDINGS LTD|JPMX|J.P. Morgan Securities LLC|2194357
SFUN|FANG HOLDINGS LTD|JSJX|JANE STREET CAPITAL LLC|45794
SFUN|FANG HOLDINGS LTD|KCGM|VIRTU Americas LLC|198107
SFUN|FANG HOLDINGS LTD|KRSH|Kershner Securities, LLC|3138
SFUN|FANG HOLDINGS LTD|LEHM|Barclays Capital Inc./Le|1271600
SFUN|FANG HOLDINGS LTD|LIME|Lime Brokerage LLC|24590
SFUN|FANG HOLDINGS LTD|LQNA|LIQUIDNET, INC.|74100
SFUN|FANG HOLDINGS LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SFUN|FANG HOLDINGS LTD|MACC|Mid Atlantic Capital Corporation|2500
SFUN|FANG HOLDINGS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|804446
SFUN|FANG HOLDINGS LTD|MOTF|MOTIF INVESTING, INC.|11
SFUN|FANG HOLDINGS LTD|MSCO|MORGAN STANLEY & CO. LLC|8164865
SFUN|FANG HOLDINGS LTD|MSPL|MORGAN STANLEY & CO. LLC|1607500
SFUN|FANG HOLDINGS LTD|MSTX|MORGAN STANLEY & CO. LLC|565600
SFUN|FANG HOLDINGS LTD|NFSC|National Financial Services LLC|271462
SFUN|FANG HOLDINGS LTD|NITE|VIRTU Americas LLC|770512
SFUN|FANG HOLDINGS LTD|NITP|VIRTU Americas LLC|137503
SFUN|FANG HOLDINGS LTD|NMRA|Nomura Securities International, Inc.|48000
SFUN|FANG HOLDINGS LTD|NQRB|Brut, LLC|10685
SFUN|FANG HOLDINGS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|15710
SFUN|FANG HOLDINGS LTD|OHOS|TWO SIGMA SECURITIES, LLC|27947
SFUN|FANG HOLDINGS LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
SFUN|FANG HOLDINGS LTD|PDQM|CODA MARKETS, INC.|35290
SFUN|FANG HOLDINGS LTD|PHLY|NASDAQ Execution Services, LLC|400
SFUN|FANG HOLDINGS LTD|PNSR|Penserra Securities, LLC|242046
SFUN|FANG HOLDINGS LTD|PWJC|UBS Financial Services, Inc.|67268
SFUN|FANG HOLDINGS LTD|QMSR|QUATTRO M SECURITIES INC.|19900
SFUN|FANG HOLDINGS LTD|RBCM|RBC CAPITAL MARKETS, LLC|6057
SFUN|FANG HOLDINGS LTD|RGLD|Regal Securities, Inc|1000
SFUN|FANG HOLDINGS LTD|SAGL|SAGETRADER, LLC|79214
SFUN|FANG HOLDINGS LTD|SBRX|MURIEL SIEBERT & CO INC|22
SFUN|FANG HOLDINGS LTD|SBSH|Citigroup Global Markets Inc.|201920
SFUN|FANG HOLDINGS LTD|SGMT|GOLDMAN SACHS & CO. LLC|461628
SFUN|FANG HOLDINGS LTD|SPDR|SPEEDROUTE LLC|5000
SFUN|FANG HOLDINGS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|3406
SFUN|FANG HOLDINGS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16875
SFUN|FANG HOLDINGS LTD|SWIM|TD Ameritrade, Inc.|113946
SFUN|FANG HOLDINGS LTD|TKNG|ALLY INVEST SECURITIES LLC|2286
SFUN|FANG HOLDINGS LTD|TRBT|Tradebot Systems, Inc.|268348
SFUN|FANG HOLDINGS LTD|TRCM|TRC MARKETS LLC|95300
SFUN|FANG HOLDINGS LTD|TWTT|TASTYWORKS, INC.|500
SFUN|FANG HOLDINGS LTD|UBSA|UBS SECURITIES LLC|1695401
SFUN|FANG HOLDINGS LTD|UBSS|UBS Securities LLC|1271116
SFUN|FANG HOLDINGS LTD|VALX|VIRTU AMERICAS LLC|224013
SFUN|FANG HOLDINGS LTD|VGRD|Vanguard Marketing Corporation|39229
SFUN|FANG HOLDINGS LTD|VSIN|Vision Financial Markets Llc|75
SFUN|FANG HOLDINGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|91925
SFUN|FANG HOLDINGS LTD|WEDB|WEDBUSH SECURITIES INC.|6606
SFUN|FANG HOLDINGS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|315
SFUN|FANG HOLDINGS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17943
SFUN|FANG HOLDINGS LTD|WGIF|CIBC World Markets Inc.|3009
SFUN|FANG HOLDINGS LTD|WSEA|WOLVERINE SECURITIES, LLC|3486
SFUN|FANG HOLDINGS LTD|XIST|INSTINET, LLC|79000
SFUN|FANG HOLDINGS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|97200
SFUN|FANG HOLDINGS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|4200
SFUN|FANG HOLDINGS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11433
SGA|SAGA COMM INC NEW|ALTX|Alternet Securities Inc.|435
SGA|SAGA COMM INC NEW|APCC|Apex Clearing Corporation|30
SGA|SAGA COMM INC NEW|BATM|CBOE TRADING, INC.|278
SGA|SAGA COMM INC NEW|BZYD|GOLDMAN SACHS & CO. LLC|203
SGA|SAGA COMM INC NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|688
SGA|SAGA COMM INC NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|761
SGA|SAGA COMM INC NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2069
SGA|SAGA COMM INC NEW|CTDL|Citadel Derivatives Group Llc|583
SGA|SAGA COMM INC NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|470
SGA|SAGA COMM INC NEW|DBAB|Deutsche Bank Securities Inc.|18
SGA|SAGA COMM INC NEW|DBAX|Deutsche Bank Securities Inc.|1200
SGA|SAGA COMM INC NEW|EBXL|EBX LLC|200
SGA|SAGA COMM INC NEW|EGAM|CBOE TRADING, INC.|90
SGA|SAGA COMM INC NEW|ETRS|E*Trade Securities LLC|1
SGA|SAGA COMM INC NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15
SGA|SAGA COMM INC NEW|FTBR|Foliofn Investments, Inc.|1
SGA|SAGA COMM INC NEW|GLPX|ACS EXECUTION SERVICES, LLC|420
SGA|SAGA COMM INC NEW|GSCO|GOLDMAN SACHS & CO. LLC|2542
SGA|SAGA COMM INC NEW|GTSZ|GTS SECURITIES LLC|245
SGA|SAGA COMM INC NEW|IBKR|Interactive Brokers Llc|259
SGA|SAGA COMM INC NEW|ICBX|INSTINET, LLC|500
SGA|SAGA COMM INC NEW|INCA|INSTINET, LLC|424
SGA|SAGA COMM INC NEW|INJX|INSTINET, LLC|101
SGA|SAGA COMM INC NEW|ITGI|ITG Inc.|1855
SGA|SAGA COMM INC NEW|ITGP|ITG INC.|5000
SGA|SAGA COMM INC NEW|JEFF|JEFFERIES LLC|735
SGA|SAGA COMM INC NEW|JPMX|J.P. Morgan Securities LLC|807
SGA|SAGA COMM INC NEW|LEHM|Barclays Capital Inc./Le|616
SGA|SAGA COMM INC NEW|LIME|Lime Brokerage LLC|1082
SGA|SAGA COMM INC NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
SGA|SAGA COMM INC NEW|MSCO|MORGAN STANLEY & CO. LLC|877
SGA|SAGA COMM INC NEW|MSPL|MORGAN STANLEY & CO. LLC|200
SGA|SAGA COMM INC NEW|NFSC|National Financial Services LLC|1729
SGA|SAGA COMM INC NEW|NITE|VIRTU Americas LLC|4219
SGA|SAGA COMM INC NEW|PDQM|CODA MARKETS, INC.|1288
SGA|SAGA COMM INC NEW|SBSH|Citigroup Global Markets Inc.|1514
SGA|SAGA COMM INC NEW|SGMT|GOLDMAN SACHS & CO. LLC|608
SGA|SAGA COMM INC NEW|SPDR|SPEEDROUTE LLC|100
SGA|SAGA COMM INC NEW|SWIM|TD Ameritrade, Inc.|3922
SGA|SAGA COMM INC NEW|TRCM|TRC MARKETS LLC|81
SGA|SAGA COMM INC NEW|UBSA|UBS SECURITIES LLC|4406
SGA|SAGA COMM INC NEW|UBSS|UBS Securities LLC|4783
SGA|SAGA COMM INC NEW|VALX|VIRTU AMERICAS LLC|258
SGA|SAGA COMM INC NEW|WCHV|WELLS FARGO SECURITIES, LLC|44
SGA|SAGA COMM INC NEW|WSEA|WOLVERINE SECURITIES, LLC|1
SGB|SOUTHWST GEORGIA|BBNT|BB&T SECURITIES, LLC|100
SGB|SOUTHWST GEORGIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
SGB|SOUTHWST GEORGIA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|307
SGB|SOUTHWST GEORGIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
SGB|SOUTHWST GEORGIA|DBAX|Deutsche Bank Securities Inc.|400
SGB|SOUTHWST GEORGIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|1045
SGB|SOUTHWST GEORGIA|EDJO|Edward D. Jones & Co., L.P.|2916
SGB|SOUTHWST GEORGIA|ETRS|E*Trade Securities LLC|231
SGB|SOUTHWST GEORGIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22
SGB|SOUTHWST GEORGIA|FTBR|Foliofn Investments, Inc.|2
SGB|SOUTHWST GEORGIA|GLPX|ACS EXECUTION SERVICES, LLC|138
SGB|SOUTHWST GEORGIA|IATS|INTERACTIVE BROKERS LLC|200
SGB|SOUTHWST GEORGIA|IBKR|Interactive Brokers Llc|795
SGB|SOUTHWST GEORGIA|INCA|INSTINET, LLC|101
SGB|SOUTHWST GEORGIA|ITGI|ITG Inc.|310
SGB|SOUTHWST GEORGIA|KCGM|VIRTU Americas LLC|300
SGB|SOUTHWST GEORGIA|LIME|Lime Brokerage LLC|304
SGB|SOUTHWST GEORGIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SGB|SOUTHWST GEORGIA|MSCO|MORGAN STANLEY & CO. LLC|4926
SGB|SOUTHWST GEORGIA|NFSC|National Financial Services LLC|1893
SGB|SOUTHWST GEORGIA|NITE|VIRTU Americas LLC|7685
SGB|SOUTHWST GEORGIA|NQRB|Brut, LLC|500
SGB|SOUTHWST GEORGIA|PDQM|CODA MARKETS, INC.|338
SGB|SOUTHWST GEORGIA|SWST|Hilltop Securities Inc.|175
SGB|SOUTHWST GEORGIA|TRCM|TRC MARKETS LLC|189
SGB|SOUTHWST GEORGIA|UBSA|UBS SECURITIES LLC|504
SGB|SOUTHWST GEORGIA|UBSS|UBS Securities LLC|1971
SGB|SOUTHWST GEORGIA|WCHV|WELLS FARGO SECURITIES, LLC|1001
SGB|SOUTHWST GEORGIA|WSEA|WOLVERINE SECURITIES, LLC|1
SGBX|SG BLOCKS, INC. CMN|APCC|Apex Clearing Corporation|5
SGBX|SG BLOCKS, INC. CMN|BTIG|BTIG, LLC|1400
SGBX|SG BLOCKS, INC. CMN|CANT|Cantor Fitzgerald & Co.|1747
SGBX|SG BLOCKS, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|516
SGBX|SG BLOCKS, INC. CMN|DBAX|Deutsche Bank Securities Inc.|100
SGBX|SG BLOCKS, INC. CMN|DEAN|MORGAN STANLEY|200
SGBX|SG BLOCKS, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|2
SGBX|SG BLOCKS, INC. CMN|EBXL|EBX LLC|300
SGBX|SG BLOCKS, INC. CMN|EGXM|CBOE TRADING, INC.|407
SGBX|SG BLOCKS, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|3
SGBX|SG BLOCKS, INC. CMN|ETRS|E*Trade Securities LLC|11381
SGBX|SG BLOCKS, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|1646
SGBX|SG BLOCKS, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|30746
SGBX|SG BLOCKS, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130
SGBX|SG BLOCKS, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|158
SGBX|SG BLOCKS, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|544
SGBX|SG BLOCKS, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|231
SGBX|SG BLOCKS, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|87
SGBX|SG BLOCKS, INC. CMN|GTSZ|GTS SECURITIES LLC|309
SGBX|SG BLOCKS, INC. CMN|IATS|INTERACTIVE BROKERS LLC|100
SGBX|SG BLOCKS, INC. CMN|IBKR|Interactive Brokers Llc|11958
SGBX|SG BLOCKS, INC. CMN|ICBX|INSTINET, LLC|100
SGBX|SG BLOCKS, INC. CMN|INCA|INSTINET, LLC|2757
SGBX|SG BLOCKS, INC. CMN|INJX|INSTINET, LLC|5359
SGBX|SG BLOCKS, INC. CMN|JANY|Janney Montgomery Scott Inc.|202
SGBX|SG BLOCKS, INC. CMN|JEFF|JEFFERIES LLC|1000
SGBX|SG BLOCKS, INC. CMN|JGUN|Joseph Gunnar & Co.  LLC|6962
SGBX|SG BLOCKS, INC. CMN|JPMX|J.P. Morgan Securities LLC|200
SGBX|SG BLOCKS, INC. CMN|KCGM|VIRTU Americas LLC|100
SGBX|SG BLOCKS, INC. CMN|LEHM|Barclays Capital Inc./Le|487
SGBX|SG BLOCKS, INC. CMN|LIME|Lime Brokerage LLC|8346
SGBX|SG BLOCKS, INC. CMN|LSCI|Lek Securities Corporation|2000
SGBX|SG BLOCKS, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SGBX|SG BLOCKS, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|5240
SGBX|SG BLOCKS, INC. CMN|NFSC|National Financial Services LLC|31477
SGBX|SG BLOCKS, INC. CMN|NITE|VIRTU Americas LLC|51068
SGBX|SG BLOCKS, INC. CMN|NQRB|Brut, LLC|500
SGBX|SG BLOCKS, INC. CMN|RAJA|Raymond James & Associates, Inc.|1000
SGBX|SG BLOCKS, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|10285
SGBX|SG BLOCKS, INC. CMN|SBSH|Citigroup Global Markets Inc.|117
SGBX|SG BLOCKS, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1700
SGBX|SG BLOCKS, INC. CMN|SWIM|TD Ameritrade, Inc.|10160
SGBX|SG BLOCKS, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|149
SGBX|SG BLOCKS, INC. CMN|TRCM|TRC MARKETS LLC|100
SGBX|SG BLOCKS, INC. CMN|UBSA|UBS SECURITIES LLC|1027
SGBX|SG BLOCKS, INC. CMN|UBSS|UBS Securities LLC|4091
SGBX|SG BLOCKS, INC. CMN|VGRD|Vanguard Marketing Corporation|221
SGBX|SG BLOCKS, INC. CMN|WBLR|WILLIAM BLAIR|100
SGBX|SG BLOCKS, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|354
SGBX|SG BLOCKS, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|1022
SGC|SUPERIOR GRP OF CO|ALTX|Alternet Securities Inc.|100
SGC|SUPERIOR GRP OF CO|APCC|Apex Clearing Corporation|69
SGC|SUPERIOR GRP OF CO|BARD|Robert W. Baird & Co. Incorporated|402
SGC|SUPERIOR GRP OF CO|BATM|CBOE TRADING, INC.|597
SGC|SUPERIOR GRP OF CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|510
SGC|SUPERIOR GRP OF CO|BMOC|BMO Capital Markets Corp.|1393
SGC|SUPERIOR GRP OF CO|BNPX|BNP PARIBAS SECURITIES CORP.|547
SGC|SUPERIOR GRP OF CO|BTIG|BTIG, LLC|81
SGC|SUPERIOR GRP OF CO|BYXM|CBOE TRADING, INC.|522
SGC|SUPERIOR GRP OF CO|BZYD|GOLDMAN SACHS & CO. LLC|297
SGC|SUPERIOR GRP OF CO|CHAS|Charles Schwab & Co., Inc.|154
SGC|SUPERIOR GRP OF CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1977
SGC|SUPERIOR GRP OF CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9940
SGC|SUPERIOR GRP OF CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8457
SGC|SUPERIOR GRP OF CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4217
SGC|SUPERIOR GRP OF CO|CTDL|Citadel Derivatives Group Llc|222
SGC|SUPERIOR GRP OF CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|860
SGC|SUPERIOR GRP OF CO|DBAB|Deutsche Bank Securities Inc.|24800
SGC|SUPERIOR GRP OF CO|DBAX|Deutsche Bank Securities Inc.|3600
SGC|SUPERIOR GRP OF CO|DBUL|Deutsche Bank Securities Inc.|99
SGC|SUPERIOR GRP OF CO|DEGS|RONIN PROFESSIONAL LLC|1477
SGC|SUPERIOR GRP OF CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|68
SGC|SUPERIOR GRP OF CO|EBXL|EBX LLC|2100
SGC|SUPERIOR GRP OF CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SGC|SUPERIOR GRP OF CO|EGAM|CBOE TRADING, INC.|100
SGC|SUPERIOR GRP OF CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
SGC|SUPERIOR GRP OF CO|ETRS|E*Trade Securities LLC|133
SGC|SUPERIOR GRP OF CO|FBCO|Credit Suisse Securities (USA) LLC|14931
SGC|SUPERIOR GRP OF CO|FOMA|TD AMERITRADE CLEARING, INC.|11942
SGC|SUPERIOR GRP OF CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13703
SGC|SUPERIOR GRP OF CO|FTBR|Foliofn Investments, Inc.|212
SGC|SUPERIOR GRP OF CO|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
SGC|SUPERIOR GRP OF CO|GLPX|ACS EXECUTION SERVICES, LLC|3218
SGC|SUPERIOR GRP OF CO|GSCO|GOLDMAN SACHS & CO. LLC|43760
SGC|SUPERIOR GRP OF CO|GSCS|GOLDMAN SACHS & CO. LLC|4
SGC|SUPERIOR GRP OF CO|GTSZ|GTS SECURITIES LLC|14485
SGC|SUPERIOR GRP OF CO|IATS|INTERACTIVE BROKERS LLC|544
SGC|SUPERIOR GRP OF CO|IBKR|Interactive Brokers Llc|2256
SGC|SUPERIOR GRP OF CO|ICBX|INSTINET, LLC|200
SGC|SUPERIOR GRP OF CO|IEQY|CITADEL SECURITIES LLC|1854
SGC|SUPERIOR GRP OF CO|INCA|INSTINET, LLC|15949
SGC|SUPERIOR GRP OF CO|INJX|INSTINET, LLC|1972
SGC|SUPERIOR GRP OF CO|ITGI|ITG Inc.|5468
SGC|SUPERIOR GRP OF CO|ITGP|ITG INC.|10000
SGC|SUPERIOR GRP OF CO|JANY|Janney Montgomery Scott Inc.|80
SGC|SUPERIOR GRP OF CO|JEFF|JEFFERIES LLC|5321
SGC|SUPERIOR GRP OF CO|JPMX|J.P. Morgan Securities LLC|9225
SGC|SUPERIOR GRP OF CO|KCGM|VIRTU Americas LLC|2040
SGC|SUPERIOR GRP OF CO|KING|C. L. King & Associates, Inc.|110
SGC|SUPERIOR GRP OF CO|LEHM|Barclays Capital Inc./Le|26959
SGC|SUPERIOR GRP OF CO|LIME|Lime Brokerage LLC|9609
SGC|SUPERIOR GRP OF CO|LMGP|LIME BROKERAGE LLC|624
SGC|SUPERIOR GRP OF CO|LQNA|LIQUIDNET, INC.|23800
SGC|SUPERIOR GRP OF CO|MAXM|Maxim Group LLC|888
SGC|SUPERIOR GRP OF CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3300
SGC|SUPERIOR GRP OF CO|MSCO|MORGAN STANLEY & CO. LLC|62116
SGC|SUPERIOR GRP OF CO|MSPL|MORGAN STANLEY & CO. LLC|8200
SGC|SUPERIOR GRP OF CO|MSTX|MORGAN STANLEY & CO. LLC|600
SGC|SUPERIOR GRP OF CO|NEUB|NEUBERGER BERMAN BD LLC|100
SGC|SUPERIOR GRP OF CO|NFSC|National Financial Services LLC|21937
SGC|SUPERIOR GRP OF CO|NITE|VIRTU Americas LLC|44177
SGC|SUPERIOR GRP OF CO|NITP|VIRTU Americas LLC|500
SGC|SUPERIOR GRP OF CO|OPCO|Oppenheimer & Co. Inc.|72
SGC|SUPERIOR GRP OF CO|PDQM|CODA MARKETS, INC.|5762
SGC|SUPERIOR GRP OF CO|PWJC|UBS Financial Services, Inc.|500
SGC|SUPERIOR GRP OF CO|RAJA|Raymond James & Associates, Inc.|1519
SGC|SUPERIOR GRP OF CO|RBCM|RBC CAPITAL MARKETS, LLC|75
SGC|SUPERIOR GRP OF CO|SBSH|Citigroup Global Markets Inc.|33155
SGC|SUPERIOR GRP OF CO|SGMT|GOLDMAN SACHS & CO. LLC|1125
SGC|SUPERIOR GRP OF CO|SPDR|SPEEDROUTE LLC|400
SGC|SUPERIOR GRP OF CO|STFL|Stifel, Nicolaus & Company, Incorporated|100
SGC|SUPERIOR GRP OF CO|SWIM|TD Ameritrade, Inc.|8327
SGC|SUPERIOR GRP OF CO|TMBR|Timber Hill LLC|129
SGC|SUPERIOR GRP OF CO|TRBT|Tradebot Systems, Inc.|926
SGC|SUPERIOR GRP OF CO|TRCM|TRC MARKETS LLC|5011
SGC|SUPERIOR GRP OF CO|UBSA|UBS SECURITIES LLC|11612
SGC|SUPERIOR GRP OF CO|UBSS|UBS Securities LLC|55554
SGC|SUPERIOR GRP OF CO|VALX|VIRTU AMERICAS LLC|3247
SGC|SUPERIOR GRP OF CO|VGRD|Vanguard Marketing Corporation|455
SGC|SUPERIOR GRP OF CO|WCHV|WELLS FARGO SECURITIES, LLC|1991
SGC|SUPERIOR GRP OF CO|WSEA|WOLVERINE SECURITIES, LLC|2
SGC|SUPERIOR GRP OF CO|XIST|INSTINET, LLC|400
SGC|SUPERIOR GRP OF CO|YKNA|COMHAR CAPITAL MARKETS, LLC|815
SGC|SUPERIOR GRP OF CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|327
SGDJ|SPROTT JUNIOR GOLD M|ALTX|Alternet Securities Inc.|100
SGDJ|SPROTT JUNIOR GOLD M|APCC|Apex Clearing Corporation|1
SGDJ|SPROTT JUNIOR GOLD M|CHAS|Charles Schwab & Co., Inc.|3
SGDJ|SPROTT JUNIOR GOLD M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|529
SGDJ|SPROTT JUNIOR GOLD M|DBAB|Deutsche Bank Securities Inc.|9723
SGDJ|SPROTT JUNIOR GOLD M|DBAX|Deutsche Bank Securities Inc.|87000
SGDJ|SPROTT JUNIOR GOLD M|EBXL|EBX LLC|1100
SGDJ|SPROTT JUNIOR GOLD M|ETRS|E*Trade Securities LLC|436
SGDJ|SPROTT JUNIOR GOLD M|FMAF|NBCN Inc./ CDS|200
SGDJ|SPROTT JUNIOR GOLD M|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SGDJ|SPROTT JUNIOR GOLD M|FTBR|Foliofn Investments, Inc.|77
SGDJ|SPROTT JUNIOR GOLD M|GLPX|ACS EXECUTION SERVICES, LLC|1552
SGDJ|SPROTT JUNIOR GOLD M|GSCO|GOLDMAN SACHS & CO. LLC|1600
SGDJ|SPROTT JUNIOR GOLD M|GSLT|GOLDMAN SACHS & CO. LLC|1511
SGDJ|SPROTT JUNIOR GOLD M|HRBF|American Enterprise Investment Services Inc.|485
SGDJ|SPROTT JUNIOR GOLD M|IATS|INTERACTIVE BROKERS LLC|110
SGDJ|SPROTT JUNIOR GOLD M|IBKR|Interactive Brokers Llc|18162
SGDJ|SPROTT JUNIOR GOLD M|ICBX|INSTINET, LLC|3000
SGDJ|SPROTT JUNIOR GOLD M|INCA|INSTINET, LLC|2684
SGDJ|SPROTT JUNIOR GOLD M|ITGI|ITG Inc.|100
SGDJ|SPROTT JUNIOR GOLD M|ITGP|ITG INC.|200
SGDJ|SPROTT JUNIOR GOLD M|JPMX|J.P. Morgan Securities LLC|600
SGDJ|SPROTT JUNIOR GOLD M|JSJX|JANE STREET CAPITAL LLC|22694
SGDJ|SPROTT JUNIOR GOLD M|KCGM|VIRTU Americas LLC|2648
SGDJ|SPROTT JUNIOR GOLD M|LEHM|Barclays Capital Inc./Le|2200
SGDJ|SPROTT JUNIOR GOLD M|LIME|Lime Brokerage LLC|9620
SGDJ|SPROTT JUNIOR GOLD M|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|540
SGDJ|SPROTT JUNIOR GOLD M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3282
SGDJ|SPROTT JUNIOR GOLD M|MSCO|MORGAN STANLEY & CO. LLC|9010
SGDJ|SPROTT JUNIOR GOLD M|NFSC|National Financial Services LLC|8351
SGDJ|SPROTT JUNIOR GOLD M|NITE|VIRTU Americas LLC|21704
SGDJ|SPROTT JUNIOR GOLD M|NQRB|Brut, LLC|2528
SGDJ|SPROTT JUNIOR GOLD M|PDQM|CODA MARKETS, INC.|2146
SGDJ|SPROTT JUNIOR GOLD M|RBCM|RBC CAPITAL MARKETS, LLC|1920
SGDJ|SPROTT JUNIOR GOLD M|RHOX|XR Securities LLC|36444
SGDJ|SPROTT JUNIOR GOLD M|SAGL|SAGETRADER, LLC|4226
SGDJ|SPROTT JUNIOR GOLD M|SBSH|Citigroup Global Markets Inc.|100
SGDJ|SPROTT JUNIOR GOLD M|SGMT|GOLDMAN SACHS & CO. LLC|1500
SGDJ|SPROTT JUNIOR GOLD M|SWIM|TD Ameritrade, Inc.|5841
SGDJ|SPROTT JUNIOR GOLD M|TKNG|ALLY INVEST SECURITIES LLC|100
SGDJ|SPROTT JUNIOR GOLD M|TRCM|TRC MARKETS LLC|306
SGDJ|SPROTT JUNIOR GOLD M|UBSA|UBS SECURITIES LLC|6475
SGDJ|SPROTT JUNIOR GOLD M|UBSS|UBS Securities LLC|26053
SGDJ|SPROTT JUNIOR GOLD M|VGRD|Vanguard Marketing Corporation|419
SGDJ|SPROTT JUNIOR GOLD M|WCHV|WELLS FARGO SECURITIES, LLC|2048
SGDJ|SPROTT JUNIOR GOLD M|WSEA|WOLVERINE SECURITIES, LLC|105
SGDJ|SPROTT JUNIOR GOLD M|YLPL|Linsco/Private Ledger Financial Services, Incorporated|549
SGDM|SPROTT GOLD MINERS|APCC|Apex Clearing Corporation|5
SGDM|SPROTT GOLD MINERS|CHAS|Charles Schwab & Co., Inc.|17491
SGDM|SPROTT GOLD MINERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1510
SGDM|SPROTT GOLD MINERS|CSIN|Citadel Securities Institutional LLC|87300
SGDM|SPROTT GOLD MINERS|CTDL|Citadel Derivatives Group Llc|87500
SGDM|SPROTT GOLD MINERS|DAVA|Davenport & Company LLC|500
SGDM|SPROTT GOLD MINERS|DBAX|Deutsche Bank Securities Inc.|800
SGDM|SPROTT GOLD MINERS|DEAN|MORGAN STANLEY|200
SGDM|SPROTT GOLD MINERS|EBXL|EBX LLC|900
SGDM|SPROTT GOLD MINERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
SGDM|SPROTT GOLD MINERS|EDJO|Edward D. Jones & Co., L.P.|330
SGDM|SPROTT GOLD MINERS|ETRS|E*Trade Securities LLC|5616
SGDM|SPROTT GOLD MINERS|FILL|Tradestation Securities, Inc.|100
SGDM|SPROTT GOLD MINERS|FMAF|NBCN Inc./ CDS|101
SGDM|SPROTT GOLD MINERS|FTBR|Foliofn Investments, Inc.|15
SGDM|SPROTT GOLD MINERS|HRBF|American Enterprise Investment Services Inc.|1385
SGDM|SPROTT GOLD MINERS|IATS|INTERACTIVE BROKERS LLC|46
SGDM|SPROTT GOLD MINERS|IBKR|Interactive Brokers Llc|277
SGDM|SPROTT GOLD MINERS|ICBX|INSTINET, LLC|1200
SGDM|SPROTT GOLD MINERS|JANY|Janney Montgomery Scott Inc.|150
SGDM|SPROTT GOLD MINERS|JPMX|J.P. Morgan Securities LLC|1000
SGDM|SPROTT GOLD MINERS|JSEB|JANE STREET EXECUTION SERVICES, LLC|17474
SGDM|SPROTT GOLD MINERS|JSJX|JANE STREET CAPITAL LLC|62426
SGDM|SPROTT GOLD MINERS|KCGM|VIRTU Americas LLC|1475
SGDM|SPROTT GOLD MINERS|LEHM|Barclays Capital Inc./Le|2600
SGDM|SPROTT GOLD MINERS|LIME|Lime Brokerage LLC|3590
SGDM|SPROTT GOLD MINERS|MCMF|Raymond James Ltd. Cds|222
SGDM|SPROTT GOLD MINERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
SGDM|SPROTT GOLD MINERS|MOTF|MOTIF INVESTING, INC.|3
SGDM|SPROTT GOLD MINERS|MSCO|MORGAN STANLEY & CO. LLC|2940
SGDM|SPROTT GOLD MINERS|MSPL|MORGAN STANLEY & CO. LLC|200
SGDM|SPROTT GOLD MINERS|NFSC|National Financial Services LLC|21856
SGDM|SPROTT GOLD MINERS|NITE|VIRTU Americas LLC|28353
SGDM|SPROTT GOLD MINERS|NTBF|BMO Nesbitt Burns Inc./CDS|60
SGDM|SPROTT GOLD MINERS|NTRC|Northern Trust Securities, Inc.|2600
SGDM|SPROTT GOLD MINERS|OPCO|Oppenheimer & Co. Inc.|100
SGDM|SPROTT GOLD MINERS|PWJC|UBS Financial Services, Inc.|1875
SGDM|SPROTT GOLD MINERS|RBCM|RBC CAPITAL MARKETS, LLC|3392
SGDM|SPROTT GOLD MINERS|SBSH|Citigroup Global Markets Inc.|580
SGDM|SPROTT GOLD MINERS|SGMT|GOLDMAN SACHS & CO. LLC|1000
SGDM|SPROTT GOLD MINERS|STFL|Stifel, Nicolaus & Company, Incorporated|709
SGDM|SPROTT GOLD MINERS|SWIM|TD Ameritrade, Inc.|955
SGDM|SPROTT GOLD MINERS|TRCM|TRC MARKETS LLC|870
SGDM|SPROTT GOLD MINERS|UBSA|UBS SECURITIES LLC|8598
SGDM|SPROTT GOLD MINERS|UBSS|UBS Securities LLC|28671
SGDM|SPROTT GOLD MINERS|VALX|VIRTU AMERICAS LLC|326
SGDM|SPROTT GOLD MINERS|VGRD|Vanguard Marketing Corporation|6870
SGDM|SPROTT GOLD MINERS|WBET|Wallachbeth Capital LLC|900
SGDM|SPROTT GOLD MINERS|WCHV|WELLS FARGO SECURITIES, LLC|1980
SGDM|SPROTT GOLD MINERS|WSEA|WOLVERINE SECURITIES, LLC|103
SGDM|SPROTT GOLD MINERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
SGDM|SPROTT GOLD MINERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16098
SGEN|SEATTLE GENETICS INC|AGIS|Aegis Capital Corp.|200
SGEN|SEATTLE GENETICS INC|ALTX|Alternet Securities Inc.|10980
SGEN|SEATTLE GENETICS INC|APCC|Apex Clearing Corporation|460
SGEN|SEATTLE GENETICS INC|BANK|Primevest Financial Services, Inc.|28
SGEN|SEATTLE GENETICS INC|BAQP|BURKE & QUICK PARTNERS LLC|3800
SGEN|SEATTLE GENETICS INC|BARD|Robert W. Baird & Co. Incorporated|2231
SGEN|SEATTLE GENETICS INC|BATM|CBOE TRADING, INC.|12772
SGEN|SEATTLE GENETICS INC|BAYC|BAY CREST PARTNERS, LLC|931
SGEN|SEATTLE GENETICS INC|BAYT|BTIG, LLC|3200
SGEN|SEATTLE GENETICS INC|BBNT|BB&T SECURITIES, LLC|135
SGEN|SEATTLE GENETICS INC|BERN|Sanford C. Bernstein & Co., LLC|135460
SGEN|SEATTLE GENETICS INC|BIDS|BIDS TRADING L.P.|10700
SGEN|SEATTLE GENETICS INC|BIMI|Banca IMI Securities Corp.|1773
SGEN|SEATTLE GENETICS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8874
SGEN|SEATTLE GENETICS INC|BLKX|INSTINET, LLC|71795
SGEN|SEATTLE GENETICS INC|BMOC|BMO Capital Markets Corp.|1924
SGEN|SEATTLE GENETICS INC|BNPX|BNP PARIBAS SECURITIES CORP.|23116
SGEN|SEATTLE GENETICS INC|BTIG|BTIG, LLC|49808
SGEN|SEATTLE GENETICS INC|BYXM|CBOE TRADING, INC.|7697
SGEN|SEATTLE GENETICS INC|CABR|Cabrera Capital Markets, Inc.|25
SGEN|SEATTLE GENETICS INC|CANT|Cantor Fitzgerald & Co.|1
SGEN|SEATTLE GENETICS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|44000
SGEN|SEATTLE GENETICS INC|CHAS|Charles Schwab & Co., Inc.|555
SGEN|SEATTLE GENETICS INC|CICF|Canaccord Genuity Corp.|165
SGEN|SEATTLE GENETICS INC|CIST|Capital Institutional Services, Inc.|1175
SGEN|SEATTLE GENETICS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|245459
SGEN|SEATTLE GENETICS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5103
SGEN|SEATTLE GENETICS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|809
SGEN|SEATTLE GENETICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|355511
SGEN|SEATTLE GENETICS INC|CTDL|Citadel Derivatives Group Llc|26401
SGEN|SEATTLE GENETICS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|58182
SGEN|SEATTLE GENETICS INC|DADA|D.A. Davidson & Co.|238
SGEN|SEATTLE GENETICS INC|DBAB|Deutsche Bank Securities Inc.|935967
SGEN|SEATTLE GENETICS INC|DBAX|Deutsche Bank Securities Inc.|353600
SGEN|SEATTLE GENETICS INC|DBUL|Deutsche Bank Securities Inc.|18394
SGEN|SEATTLE GENETICS INC|DEAN|MORGAN STANLEY|6956
SGEN|SEATTLE GENETICS INC|DEGS|RONIN PROFESSIONAL LLC|7542
SGEN|SEATTLE GENETICS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1317
SGEN|SEATTLE GENETICS INC|EBXL|EBX LLC|294700
SGEN|SEATTLE GENETICS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3731
SGEN|SEATTLE GENETICS INC|EDJO|Edward D. Jones & Co., L.P.|1360
SGEN|SEATTLE GENETICS INC|EGAM|CBOE TRADING, INC.|21597
SGEN|SEATTLE GENETICS INC|EGAW|CBOE TRADING, INC.|736
SGEN|SEATTLE GENETICS INC|EGMT|EG MARKET TECHNOLOGIES LLC|2180
SGEN|SEATTLE GENETICS INC|EGXM|CBOE TRADING, INC.|6869
SGEN|SEATTLE GENETICS INC|EGXW|CBOE TRADING, INC.|200
SGEN|SEATTLE GENETICS INC|ETBE|Electronic Transaction Clearing, Inc.|52467
SGEN|SEATTLE GENETICS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3871
SGEN|SEATTLE GENETICS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|81175
SGEN|SEATTLE GENETICS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|218
SGEN|SEATTLE GENETICS INC|ETRS|E*Trade Securities LLC|244274
SGEN|SEATTLE GENETICS INC|FBCO|Credit Suisse Securities (USA) LLC|553674
SGEN|SEATTLE GENETICS INC|FBRC|B. RILEY FBR, INC.|817
SGEN|SEATTLE GENETICS INC|FILL|Tradestation Securities, Inc.|5187
SGEN|SEATTLE GENETICS INC|FMAF|NBCN Inc./ CDS|13871
SGEN|SEATTLE GENETICS INC|FOMA|TD AMERITRADE CLEARING, INC.|143132
SGEN|SEATTLE GENETICS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4024
SGEN|SEATTLE GENETICS INC|FQLS|Quantlab Securities LP|395304
SGEN|SEATTLE GENETICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|97580
SGEN|SEATTLE GENETICS INC|FTBR|Foliofn Investments, Inc.|2146
SGEN|SEATTLE GENETICS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|28711
SGEN|SEATTLE GENETICS INC|GLPX|ACS EXECUTION SERVICES, LLC|47647
SGEN|SEATTLE GENETICS INC|GSCO|GOLDMAN SACHS & CO. LLC|1356335
SGEN|SEATTLE GENETICS INC|GSCS|GOLDMAN SACHS & CO. LLC|18751
SGEN|SEATTLE GENETICS INC|GSLT|GOLDMAN SACHS & CO. LLC|2485
SGEN|SEATTLE GENETICS INC|GTSZ|GTS SECURITIES LLC|59824
SGEN|SEATTLE GENETICS INC|HAPX|HAP Trading, LLC|2612
SGEN|SEATTLE GENETICS INC|HASF|Haywood Securities Inc./CDS|80
SGEN|SEATTLE GENETICS INC|HRBF|American Enterprise Investment Services Inc.|1544
SGEN|SEATTLE GENETICS INC|HSBC|HSBC Securities, Inc.|19159
SGEN|SEATTLE GENETICS INC|IATS|INTERACTIVE BROKERS LLC|14122
SGEN|SEATTLE GENETICS INC|IBKR|Interactive Brokers Llc|82969
SGEN|SEATTLE GENETICS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|761
SGEN|SEATTLE GENETICS INC|ICBX|INSTINET, LLC|49400
SGEN|SEATTLE GENETICS INC|IEQY|CITADEL SECURITIES LLC|265993
SGEN|SEATTLE GENETICS INC|INCA|INSTINET, LLC|541200
SGEN|SEATTLE GENETICS INC|INJX|INSTINET, LLC|60370
SGEN|SEATTLE GENETICS INC|ITGI|ITG Inc.|327469
SGEN|SEATTLE GENETICS INC|ITGP|ITG INC.|195400
SGEN|SEATTLE GENETICS INC|JANY|Janney Montgomery Scott Inc.|35
SGEN|SEATTLE GENETICS INC|JEFF|JEFFERIES LLC|267867
SGEN|SEATTLE GENETICS INC|JMPT|JUMP TRADING, LLC|130526
SGEN|SEATTLE GENETICS INC|JPBX|J.P. MORGAN SECURITIES LLC|114164
SGEN|SEATTLE GENETICS INC|JPMX|J.P. Morgan Securities LLC|980176
SGEN|SEATTLE GENETICS INC|JSJX|JANE STREET CAPITAL LLC|2058
SGEN|SEATTLE GENETICS INC|KCGM|VIRTU Americas LLC|67573
SGEN|SEATTLE GENETICS INC|LEHM|Barclays Capital Inc./Le|849490
SGEN|SEATTLE GENETICS INC|LIME|Lime Brokerage LLC|276308
SGEN|SEATTLE GENETICS INC|LMGP|LIME BROKERAGE LLC|969
SGEN|SEATTLE GENETICS INC|LOOP|Loop Capital Markets LLC|851
SGEN|SEATTLE GENETICS INC|LQNA|LIQUIDNET, INC.|240800
SGEN|SEATTLE GENETICS INC|LSCI|Lek Securities Corporation|627
SGEN|SEATTLE GENETICS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
SGEN|SEATTLE GENETICS INC|MAXM|Maxim Group LLC|3900
SGEN|SEATTLE GENETICS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134958
SGEN|SEATTLE GENETICS INC|MOTF|MOTIF INVESTING, INC.|68
SGEN|SEATTLE GENETICS INC|MSCO|MORGAN STANLEY & CO. LLC|3255184
SGEN|SEATTLE GENETICS INC|MSPL|MORGAN STANLEY & CO. LLC|488800
SGEN|SEATTLE GENETICS INC|MSTX|MORGAN STANLEY & CO. LLC|186400
SGEN|SEATTLE GENETICS INC|NATL|National Securities Corporation|1683
SGEN|SEATTLE GENETICS INC|NFSC|National Financial Services LLC|157440
SGEN|SEATTLE GENETICS INC|NITE|VIRTU Americas LLC|436845
SGEN|SEATTLE GENETICS INC|NITP|VIRTU Americas LLC|2852
SGEN|SEATTLE GENETICS INC|NQRB|Brut, LLC|24385
SGEN|SEATTLE GENETICS INC|NTRC|Northern Trust Securities, Inc.|5929
SGEN|SEATTLE GENETICS INC|OPCO|Oppenheimer & Co. Inc.|1297
SGEN|SEATTLE GENETICS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7846
SGEN|SEATTLE GENETICS INC|PDQM|CODA MARKETS, INC.|317549
SGEN|SEATTLE GENETICS INC|PICT|Pictet Overseas Inc.|3361
SGEN|SEATTLE GENETICS INC|PIPR|Piper Jaffray & Co.|121923
SGEN|SEATTLE GENETICS INC|PREC|PRECISION SECURITIES, LLC|1890
SGEN|SEATTLE GENETICS INC|PWJC|UBS Financial Services, Inc.|5669
SGEN|SEATTLE GENETICS INC|RAJA|Raymond James & Associates, Inc.|7997
SGEN|SEATTLE GENETICS INC|RBCM|RBC CAPITAL MARKETS, LLC|15358
SGEN|SEATTLE GENETICS INC|SAGL|SAGETRADER, LLC|38057
SGEN|SEATTLE GENETICS INC|SAGW|SAGETRADER, LLC|45
SGEN|SEATTLE GENETICS INC|SALI|INTL FCSTONE FINANCIAL INC.|101
SGEN|SEATTLE GENETICS INC|SALW|SW FINANCIAL|200
SGEN|SEATTLE GENETICS INC|SBRX|MURIEL SIEBERT & CO INC|140
SGEN|SEATTLE GENETICS INC|SBSH|Citigroup Global Markets Inc.|365995
SGEN|SEATTLE GENETICS INC|SGMT|GOLDMAN SACHS & CO. LLC|172560
SGEN|SEATTLE GENETICS INC|SPDR|SPEEDROUTE LLC|50723
SGEN|SEATTLE GENETICS INC|SPTD|MINT GLOBAL MARKETS, INC.|2304
SGEN|SEATTLE GENETICS INC|STFL|Stifel, Nicolaus & Company, Incorporated|4184
SGEN|SEATTLE GENETICS INC|STXG|Stockcross Financial Services, Inc.|140
SGEN|SEATTLE GENETICS INC|SWIM|TD Ameritrade, Inc.|21597
SGEN|SEATTLE GENETICS INC|SWST|Hilltop Securities Inc.|444
SGEN|SEATTLE GENETICS INC|TAGC|TELSEY ADVISORY GROUP LLC|2
SGEN|SEATTLE GENETICS INC|TKNG|ALLY INVEST SECURITIES LLC|1072
SGEN|SEATTLE GENETICS INC|TRBT|Tradebot Systems, Inc.|226968
SGEN|SEATTLE GENETICS INC|TRCM|TRC MARKETS LLC|80559
SGEN|SEATTLE GENETICS INC|UBSA|UBS SECURITIES LLC|568128
SGEN|SEATTLE GENETICS INC|UBSS|UBS Securities LLC|1547681
SGEN|SEATTLE GENETICS INC|VALX|VIRTU AMERICAS LLC|7803
SGEN|SEATTLE GENETICS INC|VGRD|Vanguard Marketing Corporation|4514
SGEN|SEATTLE GENETICS INC|VNDM|Wall Street Access|3948
SGEN|SEATTLE GENETICS INC|WBLR|WILLIAM BLAIR|33669
SGEN|SEATTLE GENETICS INC|WBNF|WILLIAM BLAIR|8396
SGEN|SEATTLE GENETICS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2800
SGEN|SEATTLE GENETICS INC|WCHV|WELLS FARGO SECURITIES, LLC|123031
SGEN|SEATTLE GENETICS INC|WEED|Weeden & Co.L.P.|1415
SGEN|SEATTLE GENETICS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3358
SGEN|SEATTLE GENETICS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9998
SGEN|SEATTLE GENETICS INC|WGIF|CIBC World Markets Inc.|608
SGEN|SEATTLE GENETICS INC|WSAG|WALL STREET ACCESS|3289
SGEN|SEATTLE GENETICS INC|WSEA|WOLVERINE SECURITIES, LLC|3328
SGEN|SEATTLE GENETICS INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
SGEN|SEATTLE GENETICS INC|XIST|INSTINET, LLC|31564
SGEN|SEATTLE GENETICS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|47992
SGEN|SEATTLE GENETICS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|13668
SGEN|SEATTLE GENETICS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8641
SGGB|IPATHA SERIES B BLO|APCC|Apex Clearing Corporation|100
SGGB|IPATHA SERIES B BLO|BATM|CBOE TRADING, INC.|1496
SGGB|IPATHA SERIES B BLO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10623
SGGB|IPATHA SERIES B BLO|DBAX|Deutsche Bank Securities Inc.|2600
SGGB|IPATHA SERIES B BLO|DEGS|RONIN PROFESSIONAL LLC|2000
SGGB|IPATHA SERIES B BLO|EBXL|EBX LLC|2900
SGGB|IPATHA SERIES B BLO|ETRS|E*Trade Securities LLC|1242
SGGB|IPATHA SERIES B BLO|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SGGB|IPATHA SERIES B BLO|GSCO|GOLDMAN SACHS & CO. LLC|5900
SGGB|IPATHA SERIES B BLO|GSLT|GOLDMAN SACHS & CO. LLC|2600
SGGB|IPATHA SERIES B BLO|GTSZ|GTS SECURITIES LLC|1300
SGGB|IPATHA SERIES B BLO|IATS|INTERACTIVE BROKERS LLC|403
SGGB|IPATHA SERIES B BLO|IBKR|Interactive Brokers Llc|4835
SGGB|IPATHA SERIES B BLO|JPMX|J.P. Morgan Securities LLC|200
SGGB|IPATHA SERIES B BLO|JSJX|JANE STREET CAPITAL LLC|200
SGGB|IPATHA SERIES B BLO|KCGM|VIRTU Americas LLC|200
SGGB|IPATHA SERIES B BLO|LEHM|Barclays Capital Inc./Le|82800
SGGB|IPATHA SERIES B BLO|MACC|Mid Atlantic Capital Corporation|7
SGGB|IPATHA SERIES B BLO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1644
SGGB|IPATHA SERIES B BLO|MSCO|MORGAN STANLEY & CO. LLC|6804
SGGB|IPATHA SERIES B BLO|NFSC|National Financial Services LLC|1775
SGGB|IPATHA SERIES B BLO|NITE|VIRTU Americas LLC|7442
SGGB|IPATHA SERIES B BLO|NITP|VIRTU Americas LLC|13055
SGGB|IPATHA SERIES B BLO|SGMT|GOLDMAN SACHS & CO. LLC|1915
SGGB|IPATHA SERIES B BLO|SWIM|TD Ameritrade, Inc.|4715
SGGB|IPATHA SERIES B BLO|UBSA|UBS SECURITIES LLC|4237
SGGB|IPATHA SERIES B BLO|UBSS|UBS Securities LLC|270
SGGB|IPATHA SERIES B BLO|VGRD|Vanguard Marketing Corporation|410
SGGB|IPATHA SERIES B BLO|WBET|Wallachbeth Capital LLC|130000
SGGB|IPATHA SERIES B BLO|WCHV|WELLS FARGO SECURITIES, LLC|387
SGGB|IPATHA SERIES B BLO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2398
SGH|SMART GLOBAL HLD ORD|ACLN|ALEXANDER CAPITAL, L.P.|700
SGH|SMART GLOBAL HLD ORD|AGIS|Aegis Capital Corp.|34843
SGH|SMART GLOBAL HLD ORD|ALTX|Alternet Securities Inc.|13410
SGH|SMART GLOBAL HLD ORD|APCC|Apex Clearing Corporation|9532
SGH|SMART GLOBAL HLD ORD|AVON|Avondale Partners, LLC|50
SGH|SMART GLOBAL HLD ORD|BANK|Primevest Financial Services, Inc.|1000
SGH|SMART GLOBAL HLD ORD|BARD|Robert W. Baird & Co. Incorporated|2
SGH|SMART GLOBAL HLD ORD|BATM|CBOE TRADING, INC.|7161
SGH|SMART GLOBAL HLD ORD|BAYT|BTIG, LLC|2793
SGH|SMART GLOBAL HLD ORD|BBNT|BB&T SECURITIES, LLC|278
SGH|SMART GLOBAL HLD ORD|BERN|Sanford C. Bernstein & Co., LLC|4643
SGH|SMART GLOBAL HLD ORD|BIMI|Banca IMI Securities Corp.|3132
SGH|SMART GLOBAL HLD ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42267
SGH|SMART GLOBAL HLD ORD|BLKX|INSTINET, LLC|50800
SGH|SMART GLOBAL HLD ORD|BMOC|BMO Capital Markets Corp.|1552
SGH|SMART GLOBAL HLD ORD|BNPX|BNP PARIBAS SECURITIES CORP.|29332
SGH|SMART GLOBAL HLD ORD|BTIG|BTIG, LLC|11129
SGH|SMART GLOBAL HLD ORD|BYXM|CBOE TRADING, INC.|1998
SGH|SMART GLOBAL HLD ORD|CANT|Cantor Fitzgerald & Co.|1675
SGH|SMART GLOBAL HLD ORD|CHAS|Charles Schwab & Co., Inc.|24026
SGH|SMART GLOBAL HLD ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87620
SGH|SMART GLOBAL HLD ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25896
SGH|SMART GLOBAL HLD ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32205
SGH|SMART GLOBAL HLD ORD|CRFN|ROBINHOOD FINANCIAL, LLC|3
SGH|SMART GLOBAL HLD ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|337901
SGH|SMART GLOBAL HLD ORD|CTDL|Citadel Derivatives Group Llc|27849
SGH|SMART GLOBAL HLD ORD|CTLR|CUTLER GROUP, LP|2050
SGH|SMART GLOBAL HLD ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|22420
SGH|SMART GLOBAL HLD ORD|DADA|D.A. Davidson & Co.|100
SGH|SMART GLOBAL HLD ORD|DAVA|Davenport & Company LLC|2899
SGH|SMART GLOBAL HLD ORD|DBAB|Deutsche Bank Securities Inc.|420398
SGH|SMART GLOBAL HLD ORD|DBAX|Deutsche Bank Securities Inc.|188600
SGH|SMART GLOBAL HLD ORD|DBUL|Deutsche Bank Securities Inc.|1681
SGH|SMART GLOBAL HLD ORD|DCHF|Dart Executions, LLC|6986
SGH|SMART GLOBAL HLD ORD|DEAN|MORGAN STANLEY|24709
SGH|SMART GLOBAL HLD ORD|DEGS|RONIN PROFESSIONAL LLC|22884
SGH|SMART GLOBAL HLD ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10653
SGH|SMART GLOBAL HLD ORD|DOTC|Dougherty & Company LLC|4150
SGH|SMART GLOBAL HLD ORD|EBXL|EBX LLC|228000
SGH|SMART GLOBAL HLD ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|8696
SGH|SMART GLOBAL HLD ORD|EDJC|Edward Jones / CDS|200
SGH|SMART GLOBAL HLD ORD|EDJO|Edward D. Jones & Co., L.P.|2674
SGH|SMART GLOBAL HLD ORD|EGAM|CBOE TRADING, INC.|31902
SGH|SMART GLOBAL HLD ORD|EGAW|CBOE TRADING, INC.|143
SGH|SMART GLOBAL HLD ORD|EGMT|EG MARKET TECHNOLOGIES LLC|1320
SGH|SMART GLOBAL HLD ORD|EGXM|CBOE TRADING, INC.|24284
SGH|SMART GLOBAL HLD ORD|EGXW|CBOE TRADING, INC.|200
SGH|SMART GLOBAL HLD ORD|ETBE|Electronic Transaction Clearing, Inc.|25231
SGH|SMART GLOBAL HLD ORD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
SGH|SMART GLOBAL HLD ORD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|30517
SGH|SMART GLOBAL HLD ORD|ETCB|ETC BROKERAGE SERVICES, LLC|715
SGH|SMART GLOBAL HLD ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|81892
SGH|SMART GLOBAL HLD ORD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|840
SGH|SMART GLOBAL HLD ORD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|11512
SGH|SMART GLOBAL HLD ORD|ETRS|E*Trade Securities LLC|879814
SGH|SMART GLOBAL HLD ORD|FBCO|Credit Suisse Securities (USA) LLC|595483
SGH|SMART GLOBAL HLD ORD|FBSB|U.S. Bancorp Investments, Inc.|100
SGH|SMART GLOBAL HLD ORD|FILL|Tradestation Securities, Inc.|64318
SGH|SMART GLOBAL HLD ORD|FMAF|NBCN Inc./ CDS|2695
SGH|SMART GLOBAL HLD ORD|FOMA|TD AMERITRADE CLEARING, INC.|2650927
SGH|SMART GLOBAL HLD ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|823
SGH|SMART GLOBAL HLD ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|193836
SGH|SMART GLOBAL HLD ORD|FTBR|Foliofn Investments, Inc.|7225
SGH|SMART GLOBAL HLD ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|19597
SGH|SMART GLOBAL HLD ORD|GLIS|TD Securities Inc|1450
SGH|SMART GLOBAL HLD ORD|GLPX|ACS EXECUTION SERVICES, LLC|91156
SGH|SMART GLOBAL HLD ORD|GSCO|GOLDMAN SACHS & CO. LLC|590240
SGH|SMART GLOBAL HLD ORD|GSCS|GOLDMAN SACHS & CO. LLC|5613
SGH|SMART GLOBAL HLD ORD|GSLT|GOLDMAN SACHS & CO. LLC|17696
SGH|SMART GLOBAL HLD ORD|GTSZ|GTS SECURITIES LLC|302797
SGH|SMART GLOBAL HLD ORD|HRBF|American Enterprise Investment Services Inc.|10183
SGH|SMART GLOBAL HLD ORD|HSBC|HSBC Securities, Inc.|265
SGH|SMART GLOBAL HLD ORD|IATS|INTERACTIVE BROKERS LLC|79663
SGH|SMART GLOBAL HLD ORD|IBKR|Interactive Brokers Llc|893670
SGH|SMART GLOBAL HLD ORD|ICBX|INSTINET, LLC|76250
SGH|SMART GLOBAL HLD ORD|IEQY|CITADEL SECURITIES LLC|79065
SGH|SMART GLOBAL HLD ORD|INCA|INSTINET, LLC|636938
SGH|SMART GLOBAL HLD ORD|INJX|INSTINET, LLC|220156
SGH|SMART GLOBAL HLD ORD|ITGI|ITG Inc.|134125
SGH|SMART GLOBAL HLD ORD|ITGP|ITG INC.|110200
SGH|SMART GLOBAL HLD ORD|JANY|Janney Montgomery Scott Inc.|2147
SGH|SMART GLOBAL HLD ORD|JEFF|JEFFERIES LLC|83962
SGH|SMART GLOBAL HLD ORD|JMPT|JUMP TRADING, LLC|90655
SGH|SMART GLOBAL HLD ORD|JPBX|J.P. MORGAN SECURITIES LLC|7906
SGH|SMART GLOBAL HLD ORD|JPMX|J.P. Morgan Securities LLC|202215
SGH|SMART GLOBAL HLD ORD|JSCL|JOSEPH STONE CAPITAL L.L.C.|33875
SGH|SMART GLOBAL HLD ORD|JSJX|JANE STREET CAPITAL LLC|302956
SGH|SMART GLOBAL HLD ORD|KCGM|VIRTU Americas LLC|86284
SGH|SMART GLOBAL HLD ORD|KCRD|PHX FINANCIAL, INC.|27696
SGH|SMART GLOBAL HLD ORD|LEHM|Barclays Capital Inc./Le|585287
SGH|SMART GLOBAL HLD ORD|LIME|Lime Brokerage LLC|202416
SGH|SMART GLOBAL HLD ORD|LSCI|Lek Securities Corporation|1870
SGH|SMART GLOBAL HLD ORD|LTCO|Ladenburg, Thalmann & Co., Inc.|9648
SGH|SMART GLOBAL HLD ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
SGH|SMART GLOBAL HLD ORD|MAXM|Maxim Group LLC|25913
SGH|SMART GLOBAL HLD ORD|MBTS|ALLY INVEST SECURITIES LLC|294
SGH|SMART GLOBAL HLD ORD|MCMF|Raymond James Ltd. Cds|400
SGH|SMART GLOBAL HLD ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42096
SGH|SMART GLOBAL HLD ORD|MOTF|MOTIF INVESTING, INC.|7
SGH|SMART GLOBAL HLD ORD|MSCO|MORGAN STANLEY & CO. LLC|3010948
SGH|SMART GLOBAL HLD ORD|MSPL|MORGAN STANLEY & CO. LLC|350600
SGH|SMART GLOBAL HLD ORD|MSTX|MORGAN STANLEY & CO. LLC|63900
SGH|SMART GLOBAL HLD ORD|NATL|National Securities Corporation|1400
SGH|SMART GLOBAL HLD ORD|NBCS|NBC Securities, INC.|10610
SGH|SMART GLOBAL HLD ORD|NEED|Needham & Company, LLC|5549
SGH|SMART GLOBAL HLD ORD|NFSC|National Financial Services LLC|1368525
SGH|SMART GLOBAL HLD ORD|NITE|VIRTU Americas LLC|2551520
SGH|SMART GLOBAL HLD ORD|NITP|VIRTU Americas LLC|1403
SGH|SMART GLOBAL HLD ORD|NQRB|Brut, LLC|23682
SGH|SMART GLOBAL HLD ORD|NTFN|Network 1 Financial Securities Inc.|99
SGH|SMART GLOBAL HLD ORD|OPCO|Oppenheimer & Co. Inc.|14177
SGH|SMART GLOBAL HLD ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2629
SGH|SMART GLOBAL HLD ORD|PDQM|CODA MARKETS, INC.|199605
SGH|SMART GLOBAL HLD ORD|PICT|Pictet Overseas Inc.|2135
SGH|SMART GLOBAL HLD ORD|RAJA|Raymond James & Associates, Inc.|14240
SGH|SMART GLOBAL HLD ORD|RBCM|RBC CAPITAL MARKETS, LLC|16999
SGH|SMART GLOBAL HLD ORD|RGLD|Regal Securities, Inc|987
SGH|SMART GLOBAL HLD ORD|SAGL|SAGETRADER, LLC|22336
SGH|SMART GLOBAL HLD ORD|SALI|INTL FCSTONE FINANCIAL INC.|800
SGH|SMART GLOBAL HLD ORD|SBSH|Citigroup Global Markets Inc.|402551
SGH|SMART GLOBAL HLD ORD|SGMT|GOLDMAN SACHS & CO. LLC|152102
SGH|SMART GLOBAL HLD ORD|SOGO|Wang Investment Associates, Inc.|30
SGH|SMART GLOBAL HLD ORD|SPDR|SPEEDROUTE LLC|22857
SGH|SMART GLOBAL HLD ORD|SPHN|Stephens Inc.|16644
SGH|SMART GLOBAL HLD ORD|SPTD|MINT GLOBAL MARKETS, INC.|7150
SGH|SMART GLOBAL HLD ORD|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
SGH|SMART GLOBAL HLD ORD|STFL|Stifel, Nicolaus & Company, Incorporated|187314
SGH|SMART GLOBAL HLD ORD|STKP|STOCKPILE INVESTMENTS, INC.|540
SGH|SMART GLOBAL HLD ORD|STXG|Stockcross Financial Services, Inc.|3400
SGH|SMART GLOBAL HLD ORD|SWIM|TD Ameritrade, Inc.|675660
SGH|SMART GLOBAL HLD ORD|SWST|Hilltop Securities Inc.|23099
SGH|SMART GLOBAL HLD ORD|TKNG|ALLY INVEST SECURITIES LLC|15122
SGH|SMART GLOBAL HLD ORD|TRBT|Tradebot Systems, Inc.|394690
SGH|SMART GLOBAL HLD ORD|TRCM|TRC MARKETS LLC|139484
SGH|SMART GLOBAL HLD ORD|TWTT|TASTYWORKS, INC.|2180
SGH|SMART GLOBAL HLD ORD|UBSA|UBS SECURITIES LLC|560833
SGH|SMART GLOBAL HLD ORD|UBSS|UBS Securities LLC|1481428
SGH|SMART GLOBAL HLD ORD|VALX|VIRTU AMERICAS LLC|28811
SGH|SMART GLOBAL HLD ORD|VGRD|Vanguard Marketing Corporation|158028
SGH|SMART GLOBAL HLD ORD|VSIN|Vision Financial Markets Llc|110
SGH|SMART GLOBAL HLD ORD|WABR|Wall Street Access|1100
SGH|SMART GLOBAL HLD ORD|WBLR|WILLIAM BLAIR|250
SGH|SMART GLOBAL HLD ORD|WBPX|SUMMIT SECURITIES GROUP, LLC|4
SGH|SMART GLOBAL HLD ORD|WCHV|WELLS FARGO SECURITIES, LLC|274521
SGH|SMART GLOBAL HLD ORD|WEDB|WEDBUSH SECURITIES INC.|111232
SGH|SMART GLOBAL HLD ORD|WEED|Weeden & Co.L.P.|28
SGH|SMART GLOBAL HLD ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10532
SGH|SMART GLOBAL HLD ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13137
SGH|SMART GLOBAL HLD ORD|WGIF|CIBC World Markets Inc.|15368
SGH|SMART GLOBAL HLD ORD|WORD|Worden Capital Management LLC|47330
SGH|SMART GLOBAL HLD ORD|WSEA|WOLVERINE SECURITIES, LLC|28930
SGH|SMART GLOBAL HLD ORD|XIST|INSTINET, LLC|27100
SGH|SMART GLOBAL HLD ORD|XPQR|Jump Trading|1261
SGH|SMART GLOBAL HLD ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|53488
SGH|SMART GLOBAL HLD ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|14455
SGH|SMART GLOBAL HLD ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15965
SGLB|SIGMA LABS, INC. CM|ALTX|Alternet Securities Inc.|878
SGLB|SIGMA LABS, INC. CM|APCC|Apex Clearing Corporation|12806
SGLB|SIGMA LABS, INC. CM|BARD|Robert W. Baird & Co. Incorporated|500
SGLB|SIGMA LABS, INC. CM|BAYT|BTIG, LLC|3300
SGLB|SIGMA LABS, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1280
SGLB|SIGMA LABS, INC. CM|BNCH|The Benchmark Company, LLC|12722
SGLB|SIGMA LABS, INC. CM|CHAS|Charles Schwab & Co., Inc.|270
SGLB|SIGMA LABS, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11762
SGLB|SIGMA LABS, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21599
SGLB|SIGMA LABS, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4952
SGLB|SIGMA LABS, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13712
SGLB|SIGMA LABS, INC. CM|CTDL|Citadel Derivatives Group Llc|1744
SGLB|SIGMA LABS, INC. CM|DBAB|Deutsche Bank Securities Inc.|29420
SGLB|SIGMA LABS, INC. CM|DBAX|Deutsche Bank Securities Inc.|5200
SGLB|SIGMA LABS, INC. CM|DEGS|RONIN PROFESSIONAL LLC|14650
SGLB|SIGMA LABS, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7164
SGLB|SIGMA LABS, INC. CM|DJSA|Dawson James Securities, Inc|265432
SGLB|SIGMA LABS, INC. CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2600
SGLB|SIGMA LABS, INC. CM|EBXL|EBX LLC|5500
SGLB|SIGMA LABS, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|36210
SGLB|SIGMA LABS, INC. CM|EGAM|CBOE TRADING, INC.|4268
SGLB|SIGMA LABS, INC. CM|EGXM|CBOE TRADING, INC.|710
SGLB|SIGMA LABS, INC. CM|ETRS|E*Trade Securities LLC|214789
SGLB|SIGMA LABS, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|43634
SGLB|SIGMA LABS, INC. CM|FILL|Tradestation Securities, Inc.|26632
SGLB|SIGMA LABS, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|593428
SGLB|SIGMA LABS, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35303
SGLB|SIGMA LABS, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2134
SGLB|SIGMA LABS, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|4158
SGLB|SIGMA LABS, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|9861
SGLB|SIGMA LABS, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|5943
SGLB|SIGMA LABS, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|18684
SGLB|SIGMA LABS, INC. CM|GTSZ|GTS SECURITIES LLC|12734
SGLB|SIGMA LABS, INC. CM|IATS|INTERACTIVE BROKERS LLC|15738
SGLB|SIGMA LABS, INC. CM|IBKR|Interactive Brokers Llc|353038
SGLB|SIGMA LABS, INC. CM|ICBX|INSTINET, LLC|3400
SGLB|SIGMA LABS, INC. CM|INCA|INSTINET, LLC|49420
SGLB|SIGMA LABS, INC. CM|ITGI|ITG Inc.|2813
SGLB|SIGMA LABS, INC. CM|ITGP|ITG INC.|17800
SGLB|SIGMA LABS, INC. CM|JANY|Janney Montgomery Scott Inc.|11000
SGLB|SIGMA LABS, INC. CM|JMPT|JUMP TRADING, LLC|2500
SGLB|SIGMA LABS, INC. CM|JPMX|J.P. Morgan Securities LLC|32802
SGLB|SIGMA LABS, INC. CM|JSJX|JANE STREET CAPITAL LLC|600
SGLB|SIGMA LABS, INC. CM|KCGM|VIRTU Americas LLC|2860
SGLB|SIGMA LABS, INC. CM|LAFC|R. F. Lafferty & Co., Inc.|19240
SGLB|SIGMA LABS, INC. CM|LEHM|Barclays Capital Inc./Le|30260
SGLB|SIGMA LABS, INC. CM|LIME|Lime Brokerage LLC|15873
SGLB|SIGMA LABS, INC. CM|LMGP|LIME BROKERAGE LLC|2000
SGLB|SIGMA LABS, INC. CM|LSCI|Lek Securities Corporation|9044
SGLB|SIGMA LABS, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10
SGLB|SIGMA LABS, INC. CM|MAXM|Maxim Group LLC|10000
SGLB|SIGMA LABS, INC. CM|MICA|Spartan Securities Group, Ltd.|100
SGLB|SIGMA LABS, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
SGLB|SIGMA LABS, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|201002
SGLB|SIGMA LABS, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|2200
SGLB|SIGMA LABS, INC. CM|NFSC|National Financial Services LLC|283999
SGLB|SIGMA LABS, INC. CM|NITE|VIRTU Americas LLC|853778
SGLB|SIGMA LABS, INC. CM|NITP|VIRTU Americas LLC|100
SGLB|SIGMA LABS, INC. CM|NQRB|Brut, LLC|25100
SGLB|SIGMA LABS, INC. CM|OPCO|Oppenheimer & Co. Inc.|3193
SGLB|SIGMA LABS, INC. CM|PCFF|Pacific International Securities Inc./CDS|11650
SGLB|SIGMA LABS, INC. CM|PDQM|CODA MARKETS, INC.|6818
SGLB|SIGMA LABS, INC. CM|PWJC|UBS Financial Services, Inc.|10000
SGLB|SIGMA LABS, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|8300
SGLB|SIGMA LABS, INC. CM|SAGL|SAGETRADER, LLC|488
SGLB|SIGMA LABS, INC. CM|SALI|INTL FCSTONE FINANCIAL INC.|18900
SGLB|SIGMA LABS, INC. CM|SBSH|Citigroup Global Markets Inc.|1232
SGLB|SIGMA LABS, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|3236
SGLB|SIGMA LABS, INC. CM|SPDR|SPEEDROUTE LLC|31835
SGLB|SIGMA LABS, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|5000
SGLB|SIGMA LABS, INC. CM|SWIM|TD Ameritrade, Inc.|178601
SGLB|SIGMA LABS, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|11141
SGLB|SIGMA LABS, INC. CM|UBSA|UBS SECURITIES LLC|25864
SGLB|SIGMA LABS, INC. CM|UBSS|UBS Securities LLC|104641
SGLB|SIGMA LABS, INC. CM|VGRD|Vanguard Marketing Corporation|5514
SGLB|SIGMA LABS, INC. CM|VSIN|Vision Financial Markets Llc|5000
SGLB|SIGMA LABS, INC. CM|WABR|Wall Street Access|6591
SGLB|SIGMA LABS, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|4305
SGLB|SIGMA LABS, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18204
SGLB|SIGMA LABS, INC. CM|WGIF|CIBC World Markets Inc.|7673
SGLB|SIGMA LABS, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|30993
SGLB|SIGMA LABS, INC. CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2773
SGLB|SIGMA LABS, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|410
SGLB|SIGMA LABS, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2165
SGLBW|SIGMA LABS, INC. WT|FOMA|TD AMERITRADE CLEARING, INC.|6766
SGLBW|SIGMA LABS, INC. WT|INCA|INSTINET, LLC|300
SGLBW|SIGMA LABS, INC. WT|LIME|Lime Brokerage LLC|800
SGLBW|SIGMA LABS, INC. WT|NFSC|National Financial Services LLC|2659
SGLBW|SIGMA LABS, INC. WT|NITE|VIRTU Americas LLC|3710
SGMA|SIGMATRON INTL INC|ALTX|Alternet Securities Inc.|100
SGMA|SIGMATRON INTL INC|BATM|CBOE TRADING, INC.|200
SGMA|SIGMATRON INTL INC|BYXM|CBOE TRADING, INC.|501
SGMA|SIGMATRON INTL INC|CHAS|Charles Schwab & Co., Inc.|549
SGMA|SIGMATRON INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
SGMA|SIGMATRON INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2385
SGMA|SIGMATRON INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|906
SGMA|SIGMATRON INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3942
SGMA|SIGMATRON INTL INC|DBAB|Deutsche Bank Securities Inc.|8104
SGMA|SIGMATRON INTL INC|DBAX|Deutsche Bank Securities Inc.|200
SGMA|SIGMATRON INTL INC|DEGS|RONIN PROFESSIONAL LLC|4196
SGMA|SIGMATRON INTL INC|EBXL|EBX LLC|1300
SGMA|SIGMATRON INTL INC|EGXM|CBOE TRADING, INC.|100
SGMA|SIGMATRON INTL INC|EGXW|CBOE TRADING, INC.|360
SGMA|SIGMATRON INTL INC|ETRS|E*Trade Securities LLC|5560
SGMA|SIGMATRON INTL INC|FBCO|Credit Suisse Securities (USA) LLC|35272
SGMA|SIGMATRON INTL INC|FILL|Tradestation Securities, Inc.|100
SGMA|SIGMATRON INTL INC|FINX|FINTECH SECURITIES|525
SGMA|SIGMATRON INTL INC|FOMA|TD AMERITRADE CLEARING, INC.|51278
SGMA|SIGMATRON INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12
SGMA|SIGMATRON INTL INC|FTBR|Foliofn Investments, Inc.|167
SGMA|SIGMATRON INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|501
SGMA|SIGMATRON INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|2093
SGMA|SIGMATRON INTL INC|GTSZ|GTS SECURITIES LLC|2714
SGMA|SIGMATRON INTL INC|HRBF|American Enterprise Investment Services Inc.|2700
SGMA|SIGMATRON INTL INC|IATS|INTERACTIVE BROKERS LLC|40
SGMA|SIGMATRON INTL INC|IBKR|Interactive Brokers Llc|6652
SGMA|SIGMATRON INTL INC|ICBX|INSTINET, LLC|100
SGMA|SIGMATRON INTL INC|INCA|INSTINET, LLC|5425
SGMA|SIGMATRON INTL INC|ITGI|ITG Inc.|3907
SGMA|SIGMATRON INTL INC|ITGP|ITG INC.|1600
SGMA|SIGMATRON INTL INC|JANY|Janney Montgomery Scott Inc.|800
SGMA|SIGMATRON INTL INC|KCGM|VIRTU Americas LLC|100
SGMA|SIGMATRON INTL INC|LEHM|Barclays Capital Inc./Le|125
SGMA|SIGMATRON INTL INC|LIME|Lime Brokerage LLC|11761
SGMA|SIGMATRON INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
SGMA|SIGMATRON INTL INC|MOTF|MOTIF INVESTING, INC.|1
SGMA|SIGMATRON INTL INC|MSCO|MORGAN STANLEY & CO. LLC|12353
SGMA|SIGMATRON INTL INC|MSPL|MORGAN STANLEY & CO. LLC|500
SGMA|SIGMATRON INTL INC|NFSC|National Financial Services LLC|19275
SGMA|SIGMATRON INTL INC|NITE|VIRTU Americas LLC|43484
SGMA|SIGMATRON INTL INC|PDQM|CODA MARKETS, INC.|650
SGMA|SIGMATRON INTL INC|SBSH|Citigroup Global Markets Inc.|72
SGMA|SIGMATRON INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|221
SGMA|SIGMATRON INTL INC|SPTD|MINT GLOBAL MARKETS, INC.|3958
SGMA|SIGMATRON INTL INC|SWIM|TD Ameritrade, Inc.|1425
SGMA|SIGMATRON INTL INC|TKNG|ALLY INVEST SECURITIES LLC|450
SGMA|SIGMATRON INTL INC|TRCM|TRC MARKETS LLC|4013
SGMA|SIGMATRON INTL INC|UBSA|UBS SECURITIES LLC|3720
SGMA|SIGMATRON INTL INC|UBSS|UBS Securities LLC|5976
SGMA|SIGMATRON INTL INC|VALX|VIRTU AMERICAS LLC|6
SGMA|SIGMATRON INTL INC|VGRD|Vanguard Marketing Corporation|811
SGMA|SIGMATRON INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|530
SGMA|SIGMATRON INTL INC|WSEA|WOLVERINE SECURITIES, LLC|718
SGMO|SANGAMO THERAPEUTICS|ADAM|CANACCORD GENUITY INC.|21208
SGMO|SANGAMO THERAPEUTICS|AGIS|Aegis Capital Corp.|1400
SGMO|SANGAMO THERAPEUTICS|APCC|Apex Clearing Corporation|49343
SGMO|SANGAMO THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|1500
SGMO|SANGAMO THERAPEUTICS|BATM|CBOE TRADING, INC.|6800
SGMO|SANGAMO THERAPEUTICS|BAYT|BTIG, LLC|84723
SGMO|SANGAMO THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|12088
SGMO|SANGAMO THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|100088
SGMO|SANGAMO THERAPEUTICS|BIMI|Banca IMI Securities Corp.|2592
SGMO|SANGAMO THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48686
SGMO|SANGAMO THERAPEUTICS|BLKX|INSTINET, LLC|13700
SGMO|SANGAMO THERAPEUTICS|BMOC|BMO Capital Markets Corp.|14711
SGMO|SANGAMO THERAPEUTICS|BNCH|The Benchmark Company, LLC|5600
SGMO|SANGAMO THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|102343
SGMO|SANGAMO THERAPEUTICS|BRGE|Newbridge Securities Corp.|6600
SGMO|SANGAMO THERAPEUTICS|BTIG|BTIG, LLC|30134
SGMO|SANGAMO THERAPEUTICS|BYXM|CBOE TRADING, INC.|800
SGMO|SANGAMO THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|13897
SGMO|SANGAMO THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|21620
SGMO|SANGAMO THERAPEUTICS|CHLM|Craig-Hallum Capital Group LLC|10050
SGMO|SANGAMO THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|125791
SGMO|SANGAMO THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10469
SGMO|SANGAMO THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48246
SGMO|SANGAMO THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|974908
SGMO|SANGAMO THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|60170
SGMO|SANGAMO THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|95478
SGMO|SANGAMO THERAPEUTICS|DADA|D.A. Davidson & Co.|1036
SGMO|SANGAMO THERAPEUTICS|DAVA|Davenport & Company LLC|3500
SGMO|SANGAMO THERAPEUTICS|DAWA|Daiwa Capital Markets America Inc.|1281
SGMO|SANGAMO THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|1556388
SGMO|SANGAMO THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|610500
SGMO|SANGAMO THERAPEUTICS|DBUL|Deutsche Bank Securities Inc.|400
SGMO|SANGAMO THERAPEUTICS|DCHF|Dart Executions, LLC|10033
SGMO|SANGAMO THERAPEUTICS|DEAN|MORGAN STANLEY|19831
SGMO|SANGAMO THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|53751
SGMO|SANGAMO THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|646
SGMO|SANGAMO THERAPEUTICS|EBXL|EBX LLC|255400
SGMO|SANGAMO THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|14519
SGMO|SANGAMO THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|7467
SGMO|SANGAMO THERAPEUTICS|EGAM|CBOE TRADING, INC.|42525
SGMO|SANGAMO THERAPEUTICS|EGAW|CBOE TRADING, INC.|300
SGMO|SANGAMO THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|100
SGMO|SANGAMO THERAPEUTICS|EGXM|CBOE TRADING, INC.|2308
SGMO|SANGAMO THERAPEUTICS|EGXW|CBOE TRADING, INC.|301
SGMO|SANGAMO THERAPEUTICS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4356
SGMO|SANGAMO THERAPEUTICS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
SGMO|SANGAMO THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
SGMO|SANGAMO THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46204
SGMO|SANGAMO THERAPEUTICS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|608
SGMO|SANGAMO THERAPEUTICS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4100
SGMO|SANGAMO THERAPEUTICS|ETRS|E*Trade Securities LLC|1649580
SGMO|SANGAMO THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|1421136
SGMO|SANGAMO THERAPEUTICS|FFSI|Firstrade Securities Inc.|100
SGMO|SANGAMO THERAPEUTICS|FILL|Tradestation Securities, Inc.|75038
SGMO|SANGAMO THERAPEUTICS|FMAF|NBCN Inc./ CDS|30490
SGMO|SANGAMO THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|3398101
SGMO|SANGAMO THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9827
SGMO|SANGAMO THERAPEUTICS|FQLS|Quantlab Securities LP|631823
SGMO|SANGAMO THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35057
SGMO|SANGAMO THERAPEUTICS|FTBR|Foliofn Investments, Inc.|1490
SGMO|SANGAMO THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|217927
SGMO|SANGAMO THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|18731
SGMO|SANGAMO THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|2435175
SGMO|SANGAMO THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|72834
SGMO|SANGAMO THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|7567
SGMO|SANGAMO THERAPEUTICS|GTSZ|GTS SECURITIES LLC|170035
SGMO|SANGAMO THERAPEUTICS|HAPX|HAP Trading, LLC|419
SGMO|SANGAMO THERAPEUTICS|HASF|Haywood Securities Inc./CDS|250
SGMO|SANGAMO THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|32068
SGMO|SANGAMO THERAPEUTICS|HSBC|HSBC Securities, Inc.|30789
SGMO|SANGAMO THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|69022
SGMO|SANGAMO THERAPEUTICS|IBKR|Interactive Brokers Llc|398299
SGMO|SANGAMO THERAPEUTICS|ICBX|INSTINET, LLC|118315
SGMO|SANGAMO THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|170784
SGMO|SANGAMO THERAPEUTICS|INCA|INSTINET, LLC|537358
SGMO|SANGAMO THERAPEUTICS|INJX|INSTINET, LLC|96178
SGMO|SANGAMO THERAPEUTICS|ITGI|ITG Inc.|50186
SGMO|SANGAMO THERAPEUTICS|ITGP|ITG INC.|387400
SGMO|SANGAMO THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|13596
SGMO|SANGAMO THERAPEUTICS|JEFF|JEFFERIES LLC|217729
SGMO|SANGAMO THERAPEUTICS|JMPT|JUMP TRADING, LLC|35244
SGMO|SANGAMO THERAPEUTICS|JONE|JonesTrading|116337
SGMO|SANGAMO THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|71719
SGMO|SANGAMO THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|1026320
SGMO|SANGAMO THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|20315
SGMO|SANGAMO THERAPEUTICS|KCGM|VIRTU Americas LLC|138670
SGMO|SANGAMO THERAPEUTICS|LEER|LEERINK PARTNERS LLC|61712
SGMO|SANGAMO THERAPEUTICS|LEHM|Barclays Capital Inc./Le|1962737
SGMO|SANGAMO THERAPEUTICS|LIME|Lime Brokerage LLC|248181
SGMO|SANGAMO THERAPEUTICS|LIWE|LIME BROKERAGE LLC|1500
SGMO|SANGAMO THERAPEUTICS|LMGP|LIME BROKERAGE LLC|26052
SGMO|SANGAMO THERAPEUTICS|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
SGMO|SANGAMO THERAPEUTICS|LQNA|LIQUIDNET, INC.|50000
SGMO|SANGAMO THERAPEUTICS|LSCI|Lek Securities Corporation|45888
SGMO|SANGAMO THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
SGMO|SANGAMO THERAPEUTICS|MACC|Mid Atlantic Capital Corporation|1000
SGMO|SANGAMO THERAPEUTICS|MAXM|Maxim Group LLC|108543
SGMO|SANGAMO THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|721523
SGMO|SANGAMO THERAPEUTICS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|12760
SGMO|SANGAMO THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|6029350
SGMO|SANGAMO THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|958500
SGMO|SANGAMO THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|327500
SGMO|SANGAMO THERAPEUTICS|NEUB|NEUBERGER BERMAN BD LLC|4149
SGMO|SANGAMO THERAPEUTICS|NFSC|National Financial Services LLC|2279064
SGMO|SANGAMO THERAPEUTICS|NITE|VIRTU Americas LLC|3861702
SGMO|SANGAMO THERAPEUTICS|NITP|VIRTU Americas LLC|119239
SGMO|SANGAMO THERAPEUTICS|NQRB|Brut, LLC|8648
SGMO|SANGAMO THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|35801
SGMO|SANGAMO THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3660
SGMO|SANGAMO THERAPEUTICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3241
SGMO|SANGAMO THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|81164
SGMO|SANGAMO THERAPEUTICS|PDQM|CODA MARKETS, INC.|133258
SGMO|SANGAMO THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|65000
SGMO|SANGAMO THERAPEUTICS|PICT|Pictet Overseas Inc.|3508
SGMO|SANGAMO THERAPEUTICS|PIPR|Piper Jaffray & Co.|1837
SGMO|SANGAMO THERAPEUTICS|PWJC|UBS Financial Services, Inc.|34175
SGMO|SANGAMO THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|45757
SGMO|SANGAMO THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|12620
SGMO|SANGAMO THERAPEUTICS|RGLD|Regal Securities, Inc|300
SGMO|SANGAMO THERAPEUTICS|RHCO|Suntrust Robinson Humphrey, Inc.|11800
SGMO|SANGAMO THERAPEUTICS|SAGL|SAGETRADER, LLC|29208
SGMO|SANGAMO THERAPEUTICS|SAGW|SAGETRADER, LLC|144
SGMO|SANGAMO THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|16025
SGMO|SANGAMO THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|990090
SGMO|SANGAMO THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|254699
SGMO|SANGAMO THERAPEUTICS|SIBO|Prime Executions, Inc.|5000
SGMO|SANGAMO THERAPEUTICS|SPDR|SPEEDROUTE LLC|11796
SGMO|SANGAMO THERAPEUTICS|SPHN|Stephens Inc.|100
SGMO|SANGAMO THERAPEUTICS|SPNT|SEVEN POINTS CAPITAL, LLC|6100
SGMO|SANGAMO THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|6925
SGMO|SANGAMO THERAPEUTICS|STKP|STOCKPILE INVESTMENTS, INC.|620
SGMO|SANGAMO THERAPEUTICS|STXG|Stockcross Financial Services, Inc.|8420
SGMO|SANGAMO THERAPEUTICS|SWIM|TD Ameritrade, Inc.|1320961
SGMO|SANGAMO THERAPEUTICS|SWST|Hilltop Securities Inc.|26540
SGMO|SANGAMO THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|17447
SGMO|SANGAMO THERAPEUTICS|TMBR|Timber Hill LLC|600
SGMO|SANGAMO THERAPEUTICS|TRBT|Tradebot Systems, Inc.|104588
SGMO|SANGAMO THERAPEUTICS|TRCM|TRC MARKETS LLC|68792
SGMO|SANGAMO THERAPEUTICS|TWTT|TASTYWORKS, INC.|310
SGMO|SANGAMO THERAPEUTICS|UBSA|UBS SECURITIES LLC|1611129
SGMO|SANGAMO THERAPEUTICS|UBSS|UBS Securities LLC|3282236
SGMO|SANGAMO THERAPEUTICS|VALX|VIRTU AMERICAS LLC|191702
SGMO|SANGAMO THERAPEUTICS|VGRD|Vanguard Marketing Corporation|118813
SGMO|SANGAMO THERAPEUTICS|VNDS|VANDHAM SECURITIES CORP|11208
SGMO|SANGAMO THERAPEUTICS|VSIN|Vision Financial Markets Llc|81
SGMO|SANGAMO THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|3500
SGMO|SANGAMO THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|376225
SGMO|SANGAMO THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|5100
SGMO|SANGAMO THERAPEUTICS|WEED|Weeden & Co.L.P.|6782
SGMO|SANGAMO THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44954
SGMO|SANGAMO THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64734
SGMO|SANGAMO THERAPEUTICS|WGIF|CIBC World Markets Inc.|9459
SGMO|SANGAMO THERAPEUTICS|WORD|Worden Capital Management LLC|2500
SGMO|SANGAMO THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|53661
SGMO|SANGAMO THERAPEUTICS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3000
SGMO|SANGAMO THERAPEUTICS|XIST|INSTINET, LLC|35000
SGMO|SANGAMO THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|721922
SGMO|SANGAMO THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|140
SGMO|SANGAMO THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51583
SGMS|SCIENTIFIC GAMES  CM|ALTX|Alternet Securities Inc.|3536
SGMS|SCIENTIFIC GAMES  CM|APCC|Apex Clearing Corporation|3593
SGMS|SCIENTIFIC GAMES  CM|AQUA|AQUA SECURITIES L.P.|2500
SGMS|SCIENTIFIC GAMES  CM|BARD|Robert W. Baird & Co. Incorporated|11925
SGMS|SCIENTIFIC GAMES  CM|BATM|CBOE TRADING, INC.|6864
SGMS|SCIENTIFIC GAMES  CM|BAYT|BTIG, LLC|400
SGMS|SCIENTIFIC GAMES  CM|BBNT|BB&T SECURITIES, LLC|300
SGMS|SCIENTIFIC GAMES  CM|BERN|Sanford C. Bernstein & Co., LLC|13293
SGMS|SCIENTIFIC GAMES  CM|BIAD|SAGETRADER, LLC|1457
SGMS|SCIENTIFIC GAMES  CM|BIDS|BIDS TRADING L.P.|7700
SGMS|SCIENTIFIC GAMES  CM|BIMI|Banca IMI Securities Corp.|38
SGMS|SCIENTIFIC GAMES  CM|BKCM|BNY Mellon Capital Markets LLC|15320
SGMS|SCIENTIFIC GAMES  CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5519
SGMS|SCIENTIFIC GAMES  CM|BLKX|INSTINET, LLC|100670
SGMS|SCIENTIFIC GAMES  CM|BMOC|BMO Capital Markets Corp.|8631
SGMS|SCIENTIFIC GAMES  CM|BNPX|BNP PARIBAS SECURITIES CORP.|214673
SGMS|SCIENTIFIC GAMES  CM|BRVL|BLAYLOCK VAN, LLC|200
SGMS|SCIENTIFIC GAMES  CM|BTIG|BTIG, LLC|3196
SGMS|SCIENTIFIC GAMES  CM|BYXM|CBOE TRADING, INC.|1294
SGMS|SCIENTIFIC GAMES  CM|BZYD|GOLDMAN SACHS & CO. LLC|217
SGMS|SCIENTIFIC GAMES  CM|CANT|Cantor Fitzgerald & Co.|4501
SGMS|SCIENTIFIC GAMES  CM|CBRA|Cobra Trading, Inc.|100
SGMS|SCIENTIFIC GAMES  CM|CHAS|Charles Schwab & Co., Inc.|700
SGMS|SCIENTIFIC GAMES  CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|93970
SGMS|SCIENTIFIC GAMES  CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
SGMS|SCIENTIFIC GAMES  CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|277498
SGMS|SCIENTIFIC GAMES  CM|CTDL|Citadel Derivatives Group Llc|26671
SGMS|SCIENTIFIC GAMES  CM|CTLR|CUTLER GROUP, LP|1900
SGMS|SCIENTIFIC GAMES  CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|23892
SGMS|SCIENTIFIC GAMES  CM|DBAB|Deutsche Bank Securities Inc.|639295
SGMS|SCIENTIFIC GAMES  CM|DBAX|Deutsche Bank Securities Inc.|285100
SGMS|SCIENTIFIC GAMES  CM|DBUL|Deutsche Bank Securities Inc.|100
SGMS|SCIENTIFIC GAMES  CM|DEAN|MORGAN STANLEY|12517
SGMS|SCIENTIFIC GAMES  CM|DEGS|RONIN PROFESSIONAL LLC|1200
SGMS|SCIENTIFIC GAMES  CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|479
SGMS|SCIENTIFIC GAMES  CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|500
SGMS|SCIENTIFIC GAMES  CM|EBXL|EBX LLC|159700
SGMS|SCIENTIFIC GAMES  CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|25896
SGMS|SCIENTIFIC GAMES  CM|EDJO|Edward D. Jones & Co., L.P.|943
SGMS|SCIENTIFIC GAMES  CM|EGAM|CBOE TRADING, INC.|19316
SGMS|SCIENTIFIC GAMES  CM|EGAW|CBOE TRADING, INC.|125
SGMS|SCIENTIFIC GAMES  CM|EGMT|EG MARKET TECHNOLOGIES LLC|920
SGMS|SCIENTIFIC GAMES  CM|EGXM|CBOE TRADING, INC.|3152
SGMS|SCIENTIFIC GAMES  CM|ETBE|Electronic Transaction Clearing, Inc.|695
SGMS|SCIENTIFIC GAMES  CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
SGMS|SCIENTIFIC GAMES  CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36159
SGMS|SCIENTIFIC GAMES  CM|ETRS|E*Trade Securities LLC|86270
SGMS|SCIENTIFIC GAMES  CM|FBCO|Credit Suisse Securities (USA) LLC|437823
SGMS|SCIENTIFIC GAMES  CM|FILL|Tradestation Securities, Inc.|6760
SGMS|SCIENTIFIC GAMES  CM|FMAF|NBCN Inc./ CDS|6486
SGMS|SCIENTIFIC GAMES  CM|FOMA|TD AMERITRADE CLEARING, INC.|119134
SGMS|SCIENTIFIC GAMES  CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1156
SGMS|SCIENTIFIC GAMES  CM|FQLS|Quantlab Securities LP|367133
SGMS|SCIENTIFIC GAMES  CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39333
SGMS|SCIENTIFIC GAMES  CM|FTBR|Foliofn Investments, Inc.|789
SGMS|SCIENTIFIC GAMES  CM|GEBB|GLOBAL EXECUTION BROKERS, LP|35455
SGMS|SCIENTIFIC GAMES  CM|GLPX|ACS EXECUTION SERVICES, LLC|14912
SGMS|SCIENTIFIC GAMES  CM|GSCO|GOLDMAN SACHS & CO. LLC|1090638
SGMS|SCIENTIFIC GAMES  CM|GSCS|GOLDMAN SACHS & CO. LLC|23531
SGMS|SCIENTIFIC GAMES  CM|GSLT|GOLDMAN SACHS & CO. LLC|7449
SGMS|SCIENTIFIC GAMES  CM|GTSZ|GTS SECURITIES LLC|9923
SGMS|SCIENTIFIC GAMES  CM|HAPX|HAP Trading, LLC|7378
SGMS|SCIENTIFIC GAMES  CM|HRBF|American Enterprise Investment Services Inc.|1865
SGMS|SCIENTIFIC GAMES  CM|HSBC|HSBC Securities, Inc.|102330
SGMS|SCIENTIFIC GAMES  CM|IATS|INTERACTIVE BROKERS LLC|24769
SGMS|SCIENTIFIC GAMES  CM|IBKR|Interactive Brokers Llc|138130
SGMS|SCIENTIFIC GAMES  CM|ICBX|INSTINET, LLC|47527
SGMS|SCIENTIFIC GAMES  CM|IEQY|CITADEL SECURITIES LLC|108926
SGMS|SCIENTIFIC GAMES  CM|IMPC|Imperial Capital, LLC|1200
SGMS|SCIENTIFIC GAMES  CM|INCA|INSTINET, LLC|418653
SGMS|SCIENTIFIC GAMES  CM|INJX|INSTINET, LLC|21705
SGMS|SCIENTIFIC GAMES  CM|ITGI|ITG Inc.|34236
SGMS|SCIENTIFIC GAMES  CM|ITGP|ITG INC.|175400
SGMS|SCIENTIFIC GAMES  CM|JANY|Janney Montgomery Scott Inc.|1550
SGMS|SCIENTIFIC GAMES  CM|JEFF|JEFFERIES LLC|81691
SGMS|SCIENTIFIC GAMES  CM|JMPT|JUMP TRADING, LLC|35886
SGMS|SCIENTIFIC GAMES  CM|JPBX|J.P. MORGAN SECURITIES LLC|69540
SGMS|SCIENTIFIC GAMES  CM|JPMX|J.P. Morgan Securities LLC|532454
SGMS|SCIENTIFIC GAMES  CM|JSJX|JANE STREET CAPITAL LLC|27429
SGMS|SCIENTIFIC GAMES  CM|KCGM|VIRTU Americas LLC|37302
SGMS|SCIENTIFIC GAMES  CM|LEHM|Barclays Capital Inc./Le|777561
SGMS|SCIENTIFIC GAMES  CM|LIME|Lime Brokerage LLC|165304
SGMS|SCIENTIFIC GAMES  CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|22460
SGMS|SCIENTIFIC GAMES  CM|LOOP|Loop Capital Markets LLC|15648
SGMS|SCIENTIFIC GAMES  CM|LQNA|LIQUIDNET, INC.|103200
SGMS|SCIENTIFIC GAMES  CM|LSCI|Lek Securities Corporation|825
SGMS|SCIENTIFIC GAMES  CM|LVMR|LIVERMORE TRADING GROUP, INC.|41580
SGMS|SCIENTIFIC GAMES  CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SGMS|SCIENTIFIC GAMES  CM|MACQ|Macquarie Capital (USA) Inc.|26394
SGMS|SCIENTIFIC GAMES  CM|MAXM|Maxim Group LLC|6486
SGMS|SCIENTIFIC GAMES  CM|MBTS|ALLY INVEST SECURITIES LLC|837
SGMS|SCIENTIFIC GAMES  CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|240922
SGMS|SCIENTIFIC GAMES  CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1907
SGMS|SCIENTIFIC GAMES  CM|MNDX|TJM Investments, LLC|1814
SGMS|SCIENTIFIC GAMES  CM|MSCO|MORGAN STANLEY & CO. LLC|1902010
SGMS|SCIENTIFIC GAMES  CM|MSPL|MORGAN STANLEY & CO. LLC|374200
SGMS|SCIENTIFIC GAMES  CM|MSTX|MORGAN STANLEY & CO. LLC|104700
SGMS|SCIENTIFIC GAMES  CM|MZHO|Mizuho Securities USA LLC|25000
SGMS|SCIENTIFIC GAMES  CM|NFSC|National Financial Services LLC|127417
SGMS|SCIENTIFIC GAMES  CM|NITE|VIRTU Americas LLC|365533
SGMS|SCIENTIFIC GAMES  CM|NITP|VIRTU Americas LLC|1870
SGMS|SCIENTIFIC GAMES  CM|NQRB|Brut, LLC|11948
SGMS|SCIENTIFIC GAMES  CM|NTRC|Northern Trust Securities, Inc.|336
SGMS|SCIENTIFIC GAMES  CM|OHOS|TWO SIGMA SECURITIES, LLC|28185
SGMS|SCIENTIFIC GAMES  CM|ONEL|O'NEIL SECURITIES, INCORPORATED|61338
SGMS|SCIENTIFIC GAMES  CM|OPCO|Oppenheimer & Co. Inc.|11331
SGMS|SCIENTIFIC GAMES  CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6316
SGMS|SCIENTIFIC GAMES  CM|PDQM|CODA MARKETS, INC.|51118
SGMS|SCIENTIFIC GAMES  CM|PHLY|NASDAQ Execution Services, LLC|1600
SGMS|SCIENTIFIC GAMES  CM|PWJC|UBS Financial Services, Inc.|1470
SGMS|SCIENTIFIC GAMES  CM|RAJA|Raymond James & Associates, Inc.|2476
SGMS|SCIENTIFIC GAMES  CM|RBCM|RBC CAPITAL MARKETS, LLC|8439
SGMS|SCIENTIFIC GAMES  CM|SAGL|SAGETRADER, LLC|7569
SGMS|SCIENTIFIC GAMES  CM|SAGW|SAGETRADER, LLC|222
SGMS|SCIENTIFIC GAMES  CM|SBSH|Citigroup Global Markets Inc.|418313
SGMS|SCIENTIFIC GAMES  CM|SGMT|GOLDMAN SACHS & CO. LLC|131007
SGMS|SCIENTIFIC GAMES  CM|SIDC|Sidoti & Company, LLC|100
SGMS|SCIENTIFIC GAMES  CM|SPDR|SPEEDROUTE LLC|9548
SGMS|SCIENTIFIC GAMES  CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|690
SGMS|SCIENTIFIC GAMES  CM|STFL|Stifel, Nicolaus & Company, Incorporated|770
SGMS|SCIENTIFIC GAMES  CM|STKP|STOCKPILE INVESTMENTS, INC.|12
SGMS|SCIENTIFIC GAMES  CM|SWIM|TD Ameritrade, Inc.|41281
SGMS|SCIENTIFIC GAMES  CM|SWST|Hilltop Securities Inc.|951
SGMS|SCIENTIFIC GAMES  CM|TAGC|TELSEY ADVISORY GROUP LLC|14887
SGMS|SCIENTIFIC GAMES  CM|TKNG|ALLY INVEST SECURITIES LLC|8062
SGMS|SCIENTIFIC GAMES  CM|TRBT|Tradebot Systems, Inc.|34067
SGMS|SCIENTIFIC GAMES  CM|TRCM|TRC MARKETS LLC|103542
SGMS|SCIENTIFIC GAMES  CM|TWTT|TASTYWORKS, INC.|153
SGMS|SCIENTIFIC GAMES  CM|UBSA|UBS SECURITIES LLC|462852
SGMS|SCIENTIFIC GAMES  CM|UBSS|UBS Securities LLC|952481
SGMS|SCIENTIFIC GAMES  CM|VALX|VIRTU AMERICAS LLC|8877
SGMS|SCIENTIFIC GAMES  CM|VGRD|Vanguard Marketing Corporation|7274
SGMS|SCIENTIFIC GAMES  CM|VSIN|Vision Financial Markets Llc|1
SGMS|SCIENTIFIC GAMES  CM|WABR|Wall Street Access|81
SGMS|SCIENTIFIC GAMES  CM|WBPX|SUMMIT SECURITIES GROUP, LLC|2000
SGMS|SCIENTIFIC GAMES  CM|WCHV|WELLS FARGO SECURITIES, LLC|331107
SGMS|SCIENTIFIC GAMES  CM|WDNX|WEEDEN & CO.L.P.|318
SGMS|SCIENTIFIC GAMES  CM|WEDB|WEDBUSH SECURITIES INC.|762
SGMS|SCIENTIFIC GAMES  CM|WEED|Weeden & Co.L.P.|3580
SGMS|SCIENTIFIC GAMES  CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23962
SGMS|SCIENTIFIC GAMES  CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49146
SGMS|SCIENTIFIC GAMES  CM|WGIF|CIBC World Markets Inc.|669
SGMS|SCIENTIFIC GAMES  CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|243
SGMS|SCIENTIFIC GAMES  CM|WSEA|WOLVERINE SECURITIES, LLC|11780
SGMS|SCIENTIFIC GAMES  CM|XIST|INSTINET, LLC|23326
SGMS|SCIENTIFIC GAMES  CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|54228
SGMS|SCIENTIFIC GAMES  CM|YKNA|COMHAR CAPITAL MARKETS, LLC|320
SGMS|SCIENTIFIC GAMES  CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|804
SGOC|SGOCO GROUP, LTD|APCC|Apex Clearing Corporation|2824
SGOC|SGOCO GROUP, LTD|BATM|CBOE TRADING, INC.|150
SGOC|SGOCO GROUP, LTD|BIMI|Banca IMI Securities Corp.|601
SGOC|SGOCO GROUP, LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
SGOC|SGOCO GROUP, LTD|BYXM|CBOE TRADING, INC.|200
SGOC|SGOCO GROUP, LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
SGOC|SGOCO GROUP, LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5700
SGOC|SGOCO GROUP, LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
SGOC|SGOCO GROUP, LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1600
SGOC|SGOCO GROUP, LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
SGOC|SGOCO GROUP, LTD|DBAB|Deutsche Bank Securities Inc.|315
SGOC|SGOCO GROUP, LTD|DBAX|Deutsche Bank Securities Inc.|2000
SGOC|SGOCO GROUP, LTD|DEGS|RONIN PROFESSIONAL LLC|512
SGOC|SGOCO GROUP, LTD|EBXL|EBX LLC|1600
SGOC|SGOCO GROUP, LTD|EGAM|CBOE TRADING, INC.|1050
SGOC|SGOCO GROUP, LTD|ETRS|E*Trade Securities LLC|19523
SGOC|SGOCO GROUP, LTD|FBCO|Credit Suisse Securities (USA) LLC|6832
SGOC|SGOCO GROUP, LTD|FILL|Tradestation Securities, Inc.|5680
SGOC|SGOCO GROUP, LTD|FOMA|TD AMERITRADE CLEARING, INC.|143994
SGOC|SGOCO GROUP, LTD|GLPX|ACS EXECUTION SERVICES, LLC|3497
SGOC|SGOCO GROUP, LTD|GSCO|GOLDMAN SACHS & CO. LLC|800
SGOC|SGOCO GROUP, LTD|GSLT|GOLDMAN SACHS & CO. LLC|2000
SGOC|SGOCO GROUP, LTD|GTSZ|GTS SECURITIES LLC|100
SGOC|SGOCO GROUP, LTD|HRBF|American Enterprise Investment Services Inc.|1000
SGOC|SGOCO GROUP, LTD|IATS|INTERACTIVE BROKERS LLC|5327
SGOC|SGOCO GROUP, LTD|IBKR|Interactive Brokers Llc|95865
SGOC|SGOCO GROUP, LTD|INCA|INSTINET, LLC|3924
SGOC|SGOCO GROUP, LTD|ITGI|ITG Inc.|1700
SGOC|SGOCO GROUP, LTD|ITGP|ITG INC.|2800
SGOC|SGOCO GROUP, LTD|LEHM|Barclays Capital Inc./Le|2200
SGOC|SGOCO GROUP, LTD|LIME|Lime Brokerage LLC|3085
SGOC|SGOCO GROUP, LTD|LSCI|Lek Securities Corporation|1000
SGOC|SGOCO GROUP, LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6
SGOC|SGOCO GROUP, LTD|MSCO|MORGAN STANLEY & CO. LLC|20096
SGOC|SGOCO GROUP, LTD|NFSC|National Financial Services LLC|61855
SGOC|SGOCO GROUP, LTD|NITE|VIRTU Americas LLC|116606
SGOC|SGOCO GROUP, LTD|NQRB|Brut, LLC|300
SGOC|SGOCO GROUP, LTD|PCPT|PHILLIP CAPITAL INC.|8914
SGOC|SGOCO GROUP, LTD|PDQM|CODA MARKETS, INC.|4698
SGOC|SGOCO GROUP, LTD|RBCM|RBC CAPITAL MARKETS, LLC|54697
SGOC|SGOCO GROUP, LTD|SAGL|SAGETRADER, LLC|900
SGOC|SGOCO GROUP, LTD|SBSH|Citigroup Global Markets Inc.|7500
SGOC|SGOCO GROUP, LTD|SGMT|GOLDMAN SACHS & CO. LLC|700
SGOC|SGOCO GROUP, LTD|SPDR|SPEEDROUTE LLC|100
SGOC|SGOCO GROUP, LTD|SWIM|TD Ameritrade, Inc.|43270
SGOC|SGOCO GROUP, LTD|SWST|Hilltop Securities Inc.|2000
SGOC|SGOCO GROUP, LTD|UBSA|UBS SECURITIES LLC|4870
SGOC|SGOCO GROUP, LTD|UBSS|UBS Securities LLC|10547
SGOC|SGOCO GROUP, LTD|WCHV|WELLS FARGO SECURITIES, LLC|4958
SGOC|SGOCO GROUP, LTD|WEDB|WEDBUSH SECURITIES INC.|500
SGOC|SGOCO GROUP, LTD|WSEA|WOLVERINE SECURITIES, LLC|1527
SGOL|ETFS GOLD TRUST|APCC|Apex Clearing Corporation|694
SGOL|ETFS GOLD TRUST|BATM|CBOE TRADING, INC.|200
SGOL|ETFS GOLD TRUST|CANT|Cantor Fitzgerald & Co.|30
SGOL|ETFS GOLD TRUST|CHAS|Charles Schwab & Co., Inc.|60206
SGOL|ETFS GOLD TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6037
SGOL|ETFS GOLD TRUST|CSIN|Citadel Securities Institutional LLC|286799
SGOL|ETFS GOLD TRUST|CTDL|Citadel Derivatives Group Llc|401099
SGOL|ETFS GOLD TRUST|CTLR|CUTLER GROUP, LP|2400
SGOL|ETFS GOLD TRUST|DEAN|MORGAN STANLEY|342
SGOL|ETFS GOLD TRUST|DEGS|RONIN PROFESSIONAL LLC|1400
SGOL|ETFS GOLD TRUST|EBXL|EBX LLC|800
SGOL|ETFS GOLD TRUST|EDJO|Edward D. Jones & Co., L.P.|386
SGOL|ETFS GOLD TRUST|EGXM|CBOE TRADING, INC.|1800
SGOL|ETFS GOLD TRUST|ETBE|Electronic Transaction Clearing, Inc.|1140
SGOL|ETFS GOLD TRUST|ETRS|E*Trade Securities LLC|5861
SGOL|ETFS GOLD TRUST|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|568157
SGOL|ETFS GOLD TRUST|FTBR|Foliofn Investments, Inc.|7248
SGOL|ETFS GOLD TRUST|GSCO|GOLDMAN SACHS & CO. LLC|111089
SGOL|ETFS GOLD TRUST|GSLT|GOLDMAN SACHS & CO. LLC|1400
SGOL|ETFS GOLD TRUST|GTSZ|GTS SECURITIES LLC|110
SGOL|ETFS GOLD TRUST|HRBF|American Enterprise Investment Services Inc.|603
SGOL|ETFS GOLD TRUST|IATS|INTERACTIVE BROKERS LLC|525
SGOL|ETFS GOLD TRUST|IBKR|Interactive Brokers Llc|16817
SGOL|ETFS GOLD TRUST|ICBX|INSTINET, LLC|108800
SGOL|ETFS GOLD TRUST|INCA|INSTINET, LLC|1062
SGOL|ETFS GOLD TRUST|INJX|INSTINET, LLC|1000
SGOL|ETFS GOLD TRUST|ITGI|ITG Inc.|822
SGOL|ETFS GOLD TRUST|ITGP|ITG INC.|6000
SGOL|ETFS GOLD TRUST|JANY|Janney Montgomery Scott Inc.|500
SGOL|ETFS GOLD TRUST|JEFF|JEFFERIES LLC|900
SGOL|ETFS GOLD TRUST|JMPT|JUMP TRADING, LLC|360
SGOL|ETFS GOLD TRUST|JSEB|JANE STREET EXECUTION SERVICES, LLC|352819
SGOL|ETFS GOLD TRUST|JSJX|JANE STREET CAPITAL LLC|54388
SGOL|ETFS GOLD TRUST|LEHM|Barclays Capital Inc./Le|5600
SGOL|ETFS GOLD TRUST|LIME|Lime Brokerage LLC|7577
SGOL|ETFS GOLD TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SGOL|ETFS GOLD TRUST|MSCO|MORGAN STANLEY & CO. LLC|270972
SGOL|ETFS GOLD TRUST|MSPL|MORGAN STANLEY & CO. LLC|300
SGOL|ETFS GOLD TRUST|NBCS|NBC Securities, INC.|25
SGOL|ETFS GOLD TRUST|NFSC|National Financial Services LLC|35228
SGOL|ETFS GOLD TRUST|NITE|VIRTU Americas LLC|75379
SGOL|ETFS GOLD TRUST|NITP|VIRTU Americas LLC|2117
SGOL|ETFS GOLD TRUST|NQRB|Brut, LLC|1000
SGOL|ETFS GOLD TRUST|PDQM|CODA MARKETS, INC.|300
SGOL|ETFS GOLD TRUST|PWJC|UBS Financial Services, Inc.|1500
SGOL|ETFS GOLD TRUST|RBCM|RBC CAPITAL MARKETS, LLC|806
SGOL|ETFS GOLD TRUST|SALI|INTL FCSTONE FINANCIAL INC.|40
SGOL|ETFS GOLD TRUST|SBSH|Citigroup Global Markets Inc.|227
SGOL|ETFS GOLD TRUST|SGMT|GOLDMAN SACHS & CO. LLC|16300
SGOL|ETFS GOLD TRUST|SHMR|ABN Amro Clearing LLC|647404
SGOL|ETFS GOLD TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|125
SGOL|ETFS GOLD TRUST|STKP|STOCKPILE INVESTMENTS, INC.|358
SGOL|ETFS GOLD TRUST|SWIM|TD Ameritrade, Inc.|294
SGOL|ETFS GOLD TRUST|TKNG|ALLY INVEST SECURITIES LLC|134
SGOL|ETFS GOLD TRUST|UBSA|UBS SECURITIES LLC|12432
SGOL|ETFS GOLD TRUST|UBSS|UBS Securities LLC|7836
SGOL|ETFS GOLD TRUST|VALX|VIRTU AMERICAS LLC|99
SGOL|ETFS GOLD TRUST|VGRD|Vanguard Marketing Corporation|6882
SGOL|ETFS GOLD TRUST|WCHV|WELLS FARGO SECURITIES, LLC|8842
SGOL|ETFS GOLD TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|134
SGOL|ETFS GOLD TRUST|WSEA|WOLVERINE SECURITIES, LLC|140
SGOL|ETFS GOLD TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|546
SGRP|SPAR GROUP INC    ##|ALTX|Alternet Securities Inc.|200
SGRP|SPAR GROUP INC    ##|APCC|Apex Clearing Corporation|2551
SGRP|SPAR GROUP INC    ##|BATM|CBOE TRADING, INC.|3
SGRP|SPAR GROUP INC    ##|BIMI|Banca IMI Securities Corp.|10896
SGRP|SPAR GROUP INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1415
SGRP|SPAR GROUP INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3625
SGRP|SPAR GROUP INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|407
SGRP|SPAR GROUP INC    ##|DBAB|Deutsche Bank Securities Inc.|8614
SGRP|SPAR GROUP INC    ##|DBAX|Deutsche Bank Securities Inc.|2900
SGRP|SPAR GROUP INC    ##|DBUL|Deutsche Bank Securities Inc.|1187
SGRP|SPAR GROUP INC    ##|DEGS|RONIN PROFESSIONAL LLC|5212
SGRP|SPAR GROUP INC    ##|EGAM|CBOE TRADING, INC.|100
SGRP|SPAR GROUP INC    ##|EGXM|CBOE TRADING, INC.|184
SGRP|SPAR GROUP INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
SGRP|SPAR GROUP INC    ##|ETRS|E*Trade Securities LLC|43740
SGRP|SPAR GROUP INC    ##|FBCO|Credit Suisse Securities (USA) LLC|11399
SGRP|SPAR GROUP INC    ##|FILL|Tradestation Securities, Inc.|1000
SGRP|SPAR GROUP INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|77218
SGRP|SPAR GROUP INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50
SGRP|SPAR GROUP INC    ##|FTBR|Foliofn Investments, Inc.|18
SGRP|SPAR GROUP INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|142
SGRP|SPAR GROUP INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|206
SGRP|SPAR GROUP INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|2187
SGRP|SPAR GROUP INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|518
SGRP|SPAR GROUP INC    ##|GTSZ|GTS SECURITIES LLC|653
SGRP|SPAR GROUP INC    ##|IATS|INTERACTIVE BROKERS LLC|2517
SGRP|SPAR GROUP INC    ##|IBKR|Interactive Brokers Llc|31560
SGRP|SPAR GROUP INC    ##|INCA|INSTINET, LLC|38323
SGRP|SPAR GROUP INC    ##|ITGI|ITG Inc.|3
SGRP|SPAR GROUP INC    ##|ITGP|ITG INC.|9000
SGRP|SPAR GROUP INC    ##|LEHM|Barclays Capital Inc./Le|282
SGRP|SPAR GROUP INC    ##|LIME|Lime Brokerage LLC|9008
SGRP|SPAR GROUP INC    ##|MSCO|MORGAN STANLEY & CO. LLC|20058
SGRP|SPAR GROUP INC    ##|MSPL|MORGAN STANLEY & CO. LLC|1700
SGRP|SPAR GROUP INC    ##|NFSC|National Financial Services LLC|69749
SGRP|SPAR GROUP INC    ##|NITE|VIRTU Americas LLC|135603
SGRP|SPAR GROUP INC    ##|PCPT|PHILLIP CAPITAL INC.|900
SGRP|SPAR GROUP INC    ##|PDQM|CODA MARKETS, INC.|212
SGRP|SPAR GROUP INC    ##|SBSH|Citigroup Global Markets Inc.|300
SGRP|SPAR GROUP INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|1633
SGRP|SPAR GROUP INC    ##|SPDR|SPEEDROUTE LLC|7457
SGRP|SPAR GROUP INC    ##|SWIM|TD Ameritrade, Inc.|76030
SGRP|SPAR GROUP INC    ##|TKNG|ALLY INVEST SECURITIES LLC|2217
SGRP|SPAR GROUP INC    ##|UBSA|UBS SECURITIES LLC|7558
SGRP|SPAR GROUP INC    ##|UBSS|UBS Securities LLC|8592
SGRP|SPAR GROUP INC    ##|VALX|VIRTU AMERICAS LLC|220
SGRP|SPAR GROUP INC    ##|VGRD|Vanguard Marketing Corporation|1000
SGRP|SPAR GROUP INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|98
SGRP|SPAR GROUP INC    ##|WGIF|CIBC World Markets Inc.|1000
SGRP|SPAR GROUP INC    ##|WSEA|WOLVERINE SECURITIES, LLC|5166
SGRY|SURGERY PARTNERS CS|APCC|Apex Clearing Corporation|2
SGRY|SURGERY PARTNERS CS|BANK|Primevest Financial Services, Inc.|67
SGRY|SURGERY PARTNERS CS|BARD|Robert W. Baird & Co. Incorporated|26
SGRY|SURGERY PARTNERS CS|BATM|CBOE TRADING, INC.|140
SGRY|SURGERY PARTNERS CS|BERN|Sanford C. Bernstein & Co., LLC|22120
SGRY|SURGERY PARTNERS CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|127
SGRY|SURGERY PARTNERS CS|BLKX|INSTINET, LLC|30000
SGRY|SURGERY PARTNERS CS|BMOC|BMO Capital Markets Corp.|2992
SGRY|SURGERY PARTNERS CS|BNPX|BNP PARIBAS SECURITIES CORP.|2427
SGRY|SURGERY PARTNERS CS|BTIG|BTIG, LLC|19840
SGRY|SURGERY PARTNERS CS|BYXM|CBOE TRADING, INC.|100
SGRY|SURGERY PARTNERS CS|BZYD|GOLDMAN SACHS & CO. LLC|774
SGRY|SURGERY PARTNERS CS|CHAS|Charles Schwab & Co., Inc.|100
SGRY|SURGERY PARTNERS CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7904
SGRY|SURGERY PARTNERS CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
SGRY|SURGERY PARTNERS CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42061
SGRY|SURGERY PARTNERS CS|CSIN|Citadel Securities Institutional LLC|39615
SGRY|SURGERY PARTNERS CS|CTDL|Citadel Derivatives Group Llc|1840
SGRY|SURGERY PARTNERS CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|27360
SGRY|SURGERY PARTNERS CS|DBAB|Deutsche Bank Securities Inc.|137775
SGRY|SURGERY PARTNERS CS|DBAX|Deutsche Bank Securities Inc.|51900
SGRY|SURGERY PARTNERS CS|DBUL|Deutsche Bank Securities Inc.|1700
SGRY|SURGERY PARTNERS CS|DEAN|MORGAN STANLEY|5222
SGRY|SURGERY PARTNERS CS|DEGS|RONIN PROFESSIONAL LLC|7507
SGRY|SURGERY PARTNERS CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
SGRY|SURGERY PARTNERS CS|EBXL|EBX LLC|49100
SGRY|SURGERY PARTNERS CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|402
SGRY|SURGERY PARTNERS CS|EDJO|Edward D. Jones & Co., L.P.|300
SGRY|SURGERY PARTNERS CS|EGAM|CBOE TRADING, INC.|2367
SGRY|SURGERY PARTNERS CS|EGMT|EG MARKET TECHNOLOGIES LLC|100
SGRY|SURGERY PARTNERS CS|EGXM|CBOE TRADING, INC.|200
SGRY|SURGERY PARTNERS CS|ETBE|Electronic Transaction Clearing, Inc.|204
SGRY|SURGERY PARTNERS CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
SGRY|SURGERY PARTNERS CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21050
SGRY|SURGERY PARTNERS CS|ETRS|E*Trade Securities LLC|22825
SGRY|SURGERY PARTNERS CS|FBCO|Credit Suisse Securities (USA) LLC|527930
SGRY|SURGERY PARTNERS CS|FBSB|U.S. Bancorp Investments, Inc.|500
SGRY|SURGERY PARTNERS CS|FOMA|TD AMERITRADE CLEARING, INC.|42818
SGRY|SURGERY PARTNERS CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1057
SGRY|SURGERY PARTNERS CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18173
SGRY|SURGERY PARTNERS CS|FTBR|Foliofn Investments, Inc.|17
SGRY|SURGERY PARTNERS CS|GEBB|GLOBAL EXECUTION BROKERS, LP|7689
SGRY|SURGERY PARTNERS CS|GLPX|ACS EXECUTION SERVICES, LLC|231
SGRY|SURGERY PARTNERS CS|GSCO|GOLDMAN SACHS & CO. LLC|367112
SGRY|SURGERY PARTNERS CS|GSCS|GOLDMAN SACHS & CO. LLC|2324
SGRY|SURGERY PARTNERS CS|GSLT|GOLDMAN SACHS & CO. LLC|1026
SGRY|SURGERY PARTNERS CS|GTSZ|GTS SECURITIES LLC|4038
SGRY|SURGERY PARTNERS CS|IBKR|Interactive Brokers Llc|73271
SGRY|SURGERY PARTNERS CS|ICBX|INSTINET, LLC|3900
SGRY|SURGERY PARTNERS CS|IEQY|CITADEL SECURITIES LLC|10654
SGRY|SURGERY PARTNERS CS|INCA|INSTINET, LLC|155448
SGRY|SURGERY PARTNERS CS|INJX|INSTINET, LLC|84204
SGRY|SURGERY PARTNERS CS|ITGI|ITG Inc.|6855
SGRY|SURGERY PARTNERS CS|ITGP|ITG INC.|109200
SGRY|SURGERY PARTNERS CS|JEFF|JEFFERIES LLC|57664
SGRY|SURGERY PARTNERS CS|JMPT|JUMP TRADING, LLC|2749
SGRY|SURGERY PARTNERS CS|JPBX|J.P. MORGAN SECURITIES LLC|24088
SGRY|SURGERY PARTNERS CS|JPMX|J.P. Morgan Securities LLC|109559
SGRY|SURGERY PARTNERS CS|KCGM|VIRTU Americas LLC|14910
SGRY|SURGERY PARTNERS CS|LEHM|Barclays Capital Inc./Le|317698
SGRY|SURGERY PARTNERS CS|LIME|Lime Brokerage LLC|150700
SGRY|SURGERY PARTNERS CS|LQNA|LIQUIDNET, INC.|1600
SGRY|SURGERY PARTNERS CS|MAXM|Maxim Group LLC|1224
SGRY|SURGERY PARTNERS CS|MKMP|MKM Partners LLC|79800
SGRY|SURGERY PARTNERS CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60556
SGRY|SURGERY PARTNERS CS|MSCO|MORGAN STANLEY & CO. LLC|467140
SGRY|SURGERY PARTNERS CS|MSPL|MORGAN STANLEY & CO. LLC|42400
SGRY|SURGERY PARTNERS CS|MSTX|MORGAN STANLEY & CO. LLC|40700
SGRY|SURGERY PARTNERS CS|NFSC|National Financial Services LLC|31486
SGRY|SURGERY PARTNERS CS|NITE|VIRTU Americas LLC|58796
SGRY|SURGERY PARTNERS CS|NITP|VIRTU Americas LLC|1000
SGRY|SURGERY PARTNERS CS|NQRB|Brut, LLC|1100
SGRY|SURGERY PARTNERS CS|OPCO|Oppenheimer & Co. Inc.|3
SGRY|SURGERY PARTNERS CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SGRY|SURGERY PARTNERS CS|PDQM|CODA MARKETS, INC.|18666
SGRY|SURGERY PARTNERS CS|PIPR|Piper Jaffray & Co.|218
SGRY|SURGERY PARTNERS CS|RAJA|Raymond James & Associates, Inc.|17128
SGRY|SURGERY PARTNERS CS|SAGL|SAGETRADER, LLC|1
SGRY|SURGERY PARTNERS CS|SBSH|Citigroup Global Markets Inc.|54001
SGRY|SURGERY PARTNERS CS|SGMT|GOLDMAN SACHS & CO. LLC|25562
SGRY|SURGERY PARTNERS CS|SPDR|SPEEDROUTE LLC|15971
SGRY|SURGERY PARTNERS CS|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
SGRY|SURGERY PARTNERS CS|STFL|Stifel, Nicolaus & Company, Incorporated|87
SGRY|SURGERY PARTNERS CS|SWIM|TD Ameritrade, Inc.|1525
SGRY|SURGERY PARTNERS CS|TKNG|ALLY INVEST SECURITIES LLC|560
SGRY|SURGERY PARTNERS CS|TOUR|TOURMALINE PARTNERS, LLC|600
SGRY|SURGERY PARTNERS CS|TRBT|Tradebot Systems, Inc.|13671
SGRY|SURGERY PARTNERS CS|TRCM|TRC MARKETS LLC|50583
SGRY|SURGERY PARTNERS CS|UBSA|UBS SECURITIES LLC|196178
SGRY|SURGERY PARTNERS CS|UBSS|UBS Securities LLC|266494
SGRY|SURGERY PARTNERS CS|VALX|VIRTU AMERICAS LLC|9163
SGRY|SURGERY PARTNERS CS|VGRD|Vanguard Marketing Corporation|9268
SGRY|SURGERY PARTNERS CS|WCHV|WELLS FARGO SECURITIES, LLC|26148
SGRY|SURGERY PARTNERS CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4387
SGRY|SURGERY PARTNERS CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8467
SGRY|SURGERY PARTNERS CS|WSEA|WOLVERINE SECURITIES, LLC|565
SGRY|SURGERY PARTNERS CS|XIST|INSTINET, LLC|28000
SGRY|SURGERY PARTNERS CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|6394
SGRY|SURGERY PARTNERS CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
SGU|STAR GROUP, L.P.|ALTX|Alternet Securities Inc.|9300
SGU|STAR GROUP, L.P.|ANOS|ABEL/NOSER, L.L.C.|1955
SGU|STAR GROUP, L.P.|APCC|Apex Clearing Corporation|10
SGU|STAR GROUP, L.P.|BATM|CBOE TRADING, INC.|577
SGU|STAR GROUP, L.P.|BERN|Sanford C. Bernstein & Co., LLC|108993
SGU|STAR GROUP, L.P.|BTIG|BTIG, LLC|1600
SGU|STAR GROUP, L.P.|BZYD|GOLDMAN SACHS & CO. LLC|711
SGU|STAR GROUP, L.P.|CHAS|Charles Schwab & Co., Inc.|1557
SGU|STAR GROUP, L.P.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9954
SGU|STAR GROUP, L.P.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6900
SGU|STAR GROUP, L.P.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14905
SGU|STAR GROUP, L.P.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
SGU|STAR GROUP, L.P.|DBAB|Deutsche Bank Securities Inc.|280
SGU|STAR GROUP, L.P.|DBAX|Deutsche Bank Securities Inc.|12300
SGU|STAR GROUP, L.P.|DEAN|MORGAN STANLEY|1303
SGU|STAR GROUP, L.P.|DEGS|RONIN PROFESSIONAL LLC|1325
SGU|STAR GROUP, L.P.|EBXL|EBX LLC|17000
SGU|STAR GROUP, L.P.|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
SGU|STAR GROUP, L.P.|EDJO|Edward D. Jones & Co., L.P.|1220
SGU|STAR GROUP, L.P.|EGAM|CBOE TRADING, INC.|700
SGU|STAR GROUP, L.P.|EGXM|CBOE TRADING, INC.|663
SGU|STAR GROUP, L.P.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1027
SGU|STAR GROUP, L.P.|ETRS|E*Trade Securities LLC|4422
SGU|STAR GROUP, L.P.|FTBR|Foliofn Investments, Inc.|6600
SGU|STAR GROUP, L.P.|GLPX|ACS EXECUTION SERVICES, LLC|3900
SGU|STAR GROUP, L.P.|GSCO|GOLDMAN SACHS & CO. LLC|6964
SGU|STAR GROUP, L.P.|GSCS|GOLDMAN SACHS & CO. LLC|3100
SGU|STAR GROUP, L.P.|GTSZ|GTS SECURITIES LLC|2393
SGU|STAR GROUP, L.P.|HRBF|American Enterprise Investment Services Inc.|260
SGU|STAR GROUP, L.P.|HSBC|HSBC Securities, Inc.|255
SGU|STAR GROUP, L.P.|IATS|INTERACTIVE BROKERS LLC|400
SGU|STAR GROUP, L.P.|IBKR|Interactive Brokers Llc|3158
SGU|STAR GROUP, L.P.|ICBX|INSTINET, LLC|3100
SGU|STAR GROUP, L.P.|INCA|INSTINET, LLC|5383
SGU|STAR GROUP, L.P.|INJX|INSTINET, LLC|77
SGU|STAR GROUP, L.P.|ITGI|ITG Inc.|7858
SGU|STAR GROUP, L.P.|ITGP|ITG INC.|29600
SGU|STAR GROUP, L.P.|JANY|Janney Montgomery Scott Inc.|245
SGU|STAR GROUP, L.P.|JEFF|JEFFERIES LLC|2715
SGU|STAR GROUP, L.P.|JPMX|J.P. Morgan Securities LLC|21876
SGU|STAR GROUP, L.P.|JSJX|JANE STREET CAPITAL LLC|200
SGU|STAR GROUP, L.P.|KCGM|VIRTU Americas LLC|2876
SGU|STAR GROUP, L.P.|LEHM|Barclays Capital Inc./Le|9339
SGU|STAR GROUP, L.P.|LIME|Lime Brokerage LLC|11733
SGU|STAR GROUP, L.P.|LQNA|LIQUIDNET, INC.|25900
SGU|STAR GROUP, L.P.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SGU|STAR GROUP, L.P.|MACC|Mid Atlantic Capital Corporation|600
SGU|STAR GROUP, L.P.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38000
SGU|STAR GROUP, L.P.|MSCO|MORGAN STANLEY & CO. LLC|57928
SGU|STAR GROUP, L.P.|MSPL|MORGAN STANLEY & CO. LLC|11300
SGU|STAR GROUP, L.P.|MSTX|MORGAN STANLEY & CO. LLC|200
SGU|STAR GROUP, L.P.|NFSC|National Financial Services LLC|10361
SGU|STAR GROUP, L.P.|NITE|VIRTU Americas LLC|59447
SGU|STAR GROUP, L.P.|NQRB|Brut, LLC|490
SGU|STAR GROUP, L.P.|OPCO|Oppenheimer & Co. Inc.|200
SGU|STAR GROUP, L.P.|PDQM|CODA MARKETS, INC.|9649
SGU|STAR GROUP, L.P.|RBCM|RBC CAPITAL MARKETS, LLC|44
SGU|STAR GROUP, L.P.|SALI|INTL FCSTONE FINANCIAL INC.|5400
SGU|STAR GROUP, L.P.|SGMT|GOLDMAN SACHS & CO. LLC|5589
SGU|STAR GROUP, L.P.|SPDR|SPEEDROUTE LLC|11949
SGU|STAR GROUP, L.P.|STFL|Stifel, Nicolaus & Company, Incorporated|5900
SGU|STAR GROUP, L.P.|SWIM|TD Ameritrade, Inc.|6890
SGU|STAR GROUP, L.P.|SWST|Hilltop Securities Inc.|10
SGU|STAR GROUP, L.P.|TRCM|TRC MARKETS LLC|250
SGU|STAR GROUP, L.P.|UBSA|UBS SECURITIES LLC|23549
SGU|STAR GROUP, L.P.|UBSS|UBS Securities LLC|41185
SGU|STAR GROUP, L.P.|VALX|VIRTU AMERICAS LLC|500
SGU|STAR GROUP, L.P.|VGRD|Vanguard Marketing Corporation|578
SGU|STAR GROUP, L.P.|WCHV|WELLS FARGO SECURITIES, LLC|12155
SGU|STAR GROUP, L.P.|WEED|Weeden & Co.L.P.|26700
SGU|STAR GROUP, L.P.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|123
SGU|STAR GROUP, L.P.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4509
SGU|STAR GROUP, L.P.|WSEA|WOLVERINE SECURITIES, LLC|2251
SGU|STAR GROUP, L.P.|XPQR|Jump Trading|100
SGU|STAR GROUP, L.P.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
SGU|STAR GROUP, L.P.|YKNA|COMHAR CAPITAL MARKETS, LLC|3100
SGU|STAR GROUP, L.P.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|845
SGYP|SYNERGY PHARMA CMN|ABLE|NATIXIS Securities Americas LLC|3255
SGYP|SYNERGY PHARMA CMN|AGIS|Aegis Capital Corp.|7124
SGYP|SYNERGY PHARMA CMN|ALTX|Alternet Securities Inc.|700
SGYP|SYNERGY PHARMA CMN|APCC|Apex Clearing Corporation|39437
SGYP|SYNERGY PHARMA CMN|BARD|Robert W. Baird & Co. Incorporated|3904
SGYP|SYNERGY PHARMA CMN|BATM|CBOE TRADING, INC.|3476
SGYP|SYNERGY PHARMA CMN|BAYT|BTIG, LLC|18237
SGYP|SYNERGY PHARMA CMN|BBNT|BB&T SECURITIES, LLC|4000
SGYP|SYNERGY PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|954864
SGYP|SYNERGY PHARMA CMN|BIMI|Banca IMI Securities Corp.|148970
SGYP|SYNERGY PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|141723
SGYP|SYNERGY PHARMA CMN|BLKX|INSTINET, LLC|35400
SGYP|SYNERGY PHARMA CMN|BMOC|BMO Capital Markets Corp.|39693
SGYP|SYNERGY PHARMA CMN|BMSI|BULL MARKET SECURITIES, INC.|1000
SGYP|SYNERGY PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|564397
SGYP|SYNERGY PHARMA CMN|BTIG|BTIG, LLC|39806
SGYP|SYNERGY PHARMA CMN|BYXM|CBOE TRADING, INC.|1200
SGYP|SYNERGY PHARMA CMN|CANT|Cantor Fitzgerald & Co.|184
SGYP|SYNERGY PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|25740
SGYP|SYNERGY PHARMA CMN|CICF|Canaccord Genuity Corp.|1400
SGYP|SYNERGY PHARMA CMN|CIST|Capital Institutional Services, Inc.|1300
SGYP|SYNERGY PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133791
SGYP|SYNERGY PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5200
SGYP|SYNERGY PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SGYP|SYNERGY PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|844289
SGYP|SYNERGY PHARMA CMN|CTDL|Citadel Derivatives Group Llc|58741
SGYP|SYNERGY PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|151308
SGYP|SYNERGY PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|2299386
SGYP|SYNERGY PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|665300
SGYP|SYNERGY PHARMA CMN|DEAN|MORGAN STANLEY|11094
SGYP|SYNERGY PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|172120
SGYP|SYNERGY PHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33200
SGYP|SYNERGY PHARMA CMN|EBXL|EBX LLC|380400
SGYP|SYNERGY PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|393
SGYP|SYNERGY PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|25782
SGYP|SYNERGY PHARMA CMN|EGAM|CBOE TRADING, INC.|21435
SGYP|SYNERGY PHARMA CMN|EGAW|CBOE TRADING, INC.|550
SGYP|SYNERGY PHARMA CMN|EGXM|CBOE TRADING, INC.|8642
SGYP|SYNERGY PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|22896
SGYP|SYNERGY PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51232
SGYP|SYNERGY PHARMA CMN|ETRS|E*Trade Securities LLC|2695868
SGYP|SYNERGY PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|3585045
SGYP|SYNERGY PHARMA CMN|FILL|Tradestation Securities, Inc.|49009
SGYP|SYNERGY PHARMA CMN|FMAF|NBCN Inc./ CDS|21845
SGYP|SYNERGY PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|5536857
SGYP|SYNERGY PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|109681
SGYP|SYNERGY PHARMA CMN|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|96854
SGYP|SYNERGY PHARMA CMN|FTBR|Foliofn Investments, Inc.|314
SGYP|SYNERGY PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|403522
SGYP|SYNERGY PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|11575
SGYP|SYNERGY PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|4515658
SGYP|SYNERGY PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|144252
SGYP|SYNERGY PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|100095
SGYP|SYNERGY PHARMA CMN|GTSZ|GTS SECURITIES LLC|40421
SGYP|SYNERGY PHARMA CMN|HAPX|HAP Trading, LLC|5000
SGYP|SYNERGY PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|63475
SGYP|SYNERGY PHARMA CMN|HSBC|HSBC Securities, Inc.|871448
SGYP|SYNERGY PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|178584
SGYP|SYNERGY PHARMA CMN|IBKR|Interactive Brokers Llc|497898
SGYP|SYNERGY PHARMA CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|240
SGYP|SYNERGY PHARMA CMN|ICBX|INSTINET, LLC|230575
SGYP|SYNERGY PHARMA CMN|IEQY|CITADEL SECURITIES LLC|240971
SGYP|SYNERGY PHARMA CMN|INCA|INSTINET, LLC|252739
SGYP|SYNERGY PHARMA CMN|INJX|INSTINET, LLC|29700
SGYP|SYNERGY PHARMA CMN|ITGI|ITG Inc.|34490
SGYP|SYNERGY PHARMA CMN|ITGP|ITG INC.|641000
SGYP|SYNERGY PHARMA CMN|JANY|Janney Montgomery Scott Inc.|100
SGYP|SYNERGY PHARMA CMN|JEFF|JEFFERIES LLC|264076
SGYP|SYNERGY PHARMA CMN|JMPT|JUMP TRADING, LLC|71594
SGYP|SYNERGY PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|22340
SGYP|SYNERGY PHARMA CMN|JPMX|J.P. Morgan Securities LLC|1066532
SGYP|SYNERGY PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|38918
SGYP|SYNERGY PHARMA CMN|KCGM|VIRTU Americas LLC|316591
SGYP|SYNERGY PHARMA CMN|LEER|LEERINK PARTNERS LLC|800
SGYP|SYNERGY PHARMA CMN|LEHM|Barclays Capital Inc./Le|2995174
SGYP|SYNERGY PHARMA CMN|LIME|Lime Brokerage LLC|464664
SGYP|SYNERGY PHARMA CMN|LMGP|LIME BROKERAGE LLC|1300
SGYP|SYNERGY PHARMA CMN|LOOP|Loop Capital Markets LLC|27472
SGYP|SYNERGY PHARMA CMN|LQNA|LIQUIDNET, INC.|239100
SGYP|SYNERGY PHARMA CMN|LSCI|Lek Securities Corporation|400
SGYP|SYNERGY PHARMA CMN|MACQ|Macquarie Capital (USA) Inc.|2576
SGYP|SYNERGY PHARMA CMN|MAXM|Maxim Group LLC|161795
SGYP|SYNERGY PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1537493
SGYP|SYNERGY PHARMA CMN|MOTF|MOTIF INVESTING, INC.|4
SGYP|SYNERGY PHARMA CMN|MPSG|E D & F Man Capital Markets Inc.|60264
SGYP|SYNERGY PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|24306171
SGYP|SYNERGY PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|709800
SGYP|SYNERGY PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|244300
SGYP|SYNERGY PHARMA CMN|MWCC|Monness Crespi Hardt & Co., Inc.|24779
SGYP|SYNERGY PHARMA CMN|NATL|National Securities Corporation|9000
SGYP|SYNERGY PHARMA CMN|NBCS|NBC Securities, INC.|4500
SGYP|SYNERGY PHARMA CMN|NFSC|National Financial Services LLC|3452224
SGYP|SYNERGY PHARMA CMN|NITE|VIRTU Americas LLC|5895844
SGYP|SYNERGY PHARMA CMN|NITP|VIRTU Americas LLC|414393
SGYP|SYNERGY PHARMA CMN|NQRB|Brut, LLC|29619
SGYP|SYNERGY PHARMA CMN|NTFN|Network 1 Financial Securities Inc.|5400
SGYP|SYNERGY PHARMA CMN|NTRC|Northern Trust Securities, Inc.|850
SGYP|SYNERGY PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|9298
SGYP|SYNERGY PHARMA CMN|PAUL|Paulson Investment Company, Inc.|2000
SGYP|SYNERGY PHARMA CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4200
SGYP|SYNERGY PHARMA CMN|PCPT|PHILLIP CAPITAL INC.|19296
SGYP|SYNERGY PHARMA CMN|PDQM|CODA MARKETS, INC.|10350
SGYP|SYNERGY PHARMA CMN|PHLY|NASDAQ Execution Services, LLC|1000
SGYP|SYNERGY PHARMA CMN|PWJC|UBS Financial Services, Inc.|10500
SGYP|SYNERGY PHARMA CMN|RAJA|Raymond James & Associates, Inc.|44108
SGYP|SYNERGY PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|31667
SGYP|SYNERGY PHARMA CMN|RGLD|Regal Securities, Inc|90589
SGYP|SYNERGY PHARMA CMN|SAGL|SAGETRADER, LLC|100
SGYP|SYNERGY PHARMA CMN|SALI|INTL FCSTONE FINANCIAL INC.|2450
SGYP|SYNERGY PHARMA CMN|SBSH|Citigroup Global Markets Inc.|3097322
SGYP|SYNERGY PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|269720
SGYP|SYNERGY PHARMA CMN|SPDR|SPEEDROUTE LLC|20000
SGYP|SYNERGY PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|51449
SGYP|SYNERGY PHARMA CMN|STXG|Stockcross Financial Services, Inc.|12
SGYP|SYNERGY PHARMA CMN|SWIM|TD Ameritrade, Inc.|1325997
SGYP|SYNERGY PHARMA CMN|SWST|Hilltop Securities Inc.|1444
SGYP|SYNERGY PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|94779
SGYP|SYNERGY PHARMA CMN|TRCM|TRC MARKETS LLC|174513
SGYP|SYNERGY PHARMA CMN|TWTT|TASTYWORKS, INC.|2000
SGYP|SYNERGY PHARMA CMN|UBSA|UBS SECURITIES LLC|964542
SGYP|SYNERGY PHARMA CMN|UBSS|UBS Securities LLC|3285740
SGYP|SYNERGY PHARMA CMN|VALX|VIRTU AMERICAS LLC|569342
SGYP|SYNERGY PHARMA CMN|VGRD|Vanguard Marketing Corporation|261695
SGYP|SYNERGY PHARMA CMN|WAIN|H.C. Wainwright & Co., Inc.|46600
SGYP|SYNERGY PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|317082
SGYP|SYNERGY PHARMA CMN|WDNX|WEEDEN & CO.L.P.|1000
SGYP|SYNERGY PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|19200
SGYP|SYNERGY PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19264
SGYP|SYNERGY PHARMA CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29211
SGYP|SYNERGY PHARMA CMN|WGIF|CIBC World Markets Inc.|29142
SGYP|SYNERGY PHARMA CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|500
SGYP|SYNERGY PHARMA CMN|WORD|Worden Capital Management LLC|2000
SGYP|SYNERGY PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|128193
SGYP|SYNERGY PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|232990
SGYP|SYNERGY PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|400
SGYP|SYNERGY PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13750
SGZA|SELECTIVE INS GRP NT|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|24374
SGZA|SELECTIVE INS GRP NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1400
SGZA|SELECTIVE INS GRP NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
SGZA|SELECTIVE INS GRP NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4341
SGZA|SELECTIVE INS GRP NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1180
SGZA|SELECTIVE INS GRP NT|DBAX|Deutsche Bank Securities Inc.|1400
SGZA|SELECTIVE INS GRP NT|DEAN|MORGAN STANLEY|19
SGZA|SELECTIVE INS GRP NT|EBXL|EBX LLC|400
SGZA|SELECTIVE INS GRP NT|EDJO|Edward D. Jones & Co., L.P.|6028
SGZA|SELECTIVE INS GRP NT|EGXM|CBOE TRADING, INC.|18
SGZA|SELECTIVE INS GRP NT|ETRS|E*Trade Securities LLC|600
SGZA|SELECTIVE INS GRP NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139
SGZA|SELECTIVE INS GRP NT|GLPX|ACS EXECUTION SERVICES, LLC|100
SGZA|SELECTIVE INS GRP NT|GSCO|GOLDMAN SACHS & CO. LLC|200
SGZA|SELECTIVE INS GRP NT|GSLT|GOLDMAN SACHS & CO. LLC|300
SGZA|SELECTIVE INS GRP NT|HRBF|American Enterprise Investment Services Inc.|3461
SGZA|SELECTIVE INS GRP NT|IATS|INTERACTIVE BROKERS LLC|100
SGZA|SELECTIVE INS GRP NT|IBKR|Interactive Brokers Llc|887
SGZA|SELECTIVE INS GRP NT|ICBX|INSTINET, LLC|300
SGZA|SELECTIVE INS GRP NT|INCA|INSTINET, LLC|1000
SGZA|SELECTIVE INS GRP NT|INJX|INSTINET, LLC|500
SGZA|SELECTIVE INS GRP NT|JANY|Janney Montgomery Scott Inc.|1000
SGZA|SELECTIVE INS GRP NT|JEFF|JEFFERIES LLC|200
SGZA|SELECTIVE INS GRP NT|JPMX|J.P. Morgan Securities LLC|200
SGZA|SELECTIVE INS GRP NT|JSEB|JANE STREET EXECUTION SERVICES, LLC|416
SGZA|SELECTIVE INS GRP NT|LEHM|Barclays Capital Inc./Le|2800
SGZA|SELECTIVE INS GRP NT|LIME|Lime Brokerage LLC|321
SGZA|SELECTIVE INS GRP NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
SGZA|SELECTIVE INS GRP NT|MSCO|MORGAN STANLEY & CO. LLC|470
SGZA|SELECTIVE INS GRP NT|NFSC|National Financial Services LLC|6442
SGZA|SELECTIVE INS GRP NT|NITE|VIRTU Americas LLC|29089
SGZA|SELECTIVE INS GRP NT|NQRB|Brut, LLC|614
SGZA|SELECTIVE INS GRP NT|OPCO|Oppenheimer & Co. Inc.|100
SGZA|SELECTIVE INS GRP NT|PDQM|CODA MARKETS, INC.|100
SGZA|SELECTIVE INS GRP NT|RBCM|RBC CAPITAL MARKETS, LLC|904
SGZA|SELECTIVE INS GRP NT|SBSH|Citigroup Global Markets Inc.|1118
SGZA|SELECTIVE INS GRP NT|SGMT|GOLDMAN SACHS & CO. LLC|100
SGZA|SELECTIVE INS GRP NT|STFL|Stifel, Nicolaus & Company, Incorporated|2152
SGZA|SELECTIVE INS GRP NT|TKNG|ALLY INVEST SECURITIES LLC|300
SGZA|SELECTIVE INS GRP NT|TRBT|Tradebot Systems, Inc.|486
SGZA|SELECTIVE INS GRP NT|UBSA|UBS SECURITIES LLC|4437
SGZA|SELECTIVE INS GRP NT|UBSS|UBS Securities LLC|14855
SGZA|SELECTIVE INS GRP NT|VGRD|Vanguard Marketing Corporation|200
SGZA|SELECTIVE INS GRP NT|VNDM|Wall Street Access|429
SGZA|SELECTIVE INS GRP NT|WCHV|WELLS FARGO SECURITIES, LLC|6823
SGZA|SELECTIVE INS GRP NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69
SGZA|SELECTIVE INS GRP NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|7196
SGZA|SELECTIVE INS GRP NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1194
SH|SHRT S&P500 PROSHRS|ALTX|Alternet Securities Inc.|2700
SH|SHRT S&P500 PROSHRS|APCC|Apex Clearing Corporation|14843
SH|SHRT S&P500 PROSHRS|BARD|Robert W. Baird & Co. Incorporated|12710
SH|SHRT S&P500 PROSHRS|BATM|CBOE TRADING, INC.|2300
SH|SHRT S&P500 PROSHRS|BBNT|BB&T SECURITIES, LLC|3000
SH|SHRT S&P500 PROSHRS|BIDS|BIDS TRADING L.P.|3700
SH|SHRT S&P500 PROSHRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|63791
SH|SHRT S&P500 PROSHRS|CHAS|Charles Schwab & Co., Inc.|11658
SH|SHRT S&P500 PROSHRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1619
SH|SHRT S&P500 PROSHRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
SH|SHRT S&P500 PROSHRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|316964
SH|SHRT S&P500 PROSHRS|CSIN|Citadel Securities Institutional LLC|26089
SH|SHRT S&P500 PROSHRS|CTDE|CHOICETRADE|500
SH|SHRT S&P500 PROSHRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3932
SH|SHRT S&P500 PROSHRS|DADA|D.A. Davidson & Co.|285
SH|SHRT S&P500 PROSHRS|DBAB|Deutsche Bank Securities Inc.|2600
SH|SHRT S&P500 PROSHRS|DBAX|Deutsche Bank Securities Inc.|48500
SH|SHRT S&P500 PROSHRS|DEAN|MORGAN STANLEY|55047
SH|SHRT S&P500 PROSHRS|DEGS|RONIN PROFESSIONAL LLC|9400
SH|SHRT S&P500 PROSHRS|DRWJ|DRW SECURITIES, L.L.C.|566113
SH|SHRT S&P500 PROSHRS|EBXL|EBX LLC|344600
SH|SHRT S&P500 PROSHRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|73901
SH|SHRT S&P500 PROSHRS|EDJO|Edward D. Jones & Co., L.P.|450
SH|SHRT S&P500 PROSHRS|EGAM|CBOE TRADING, INC.|400
SH|SHRT S&P500 PROSHRS|EGXM|CBOE TRADING, INC.|10877
SH|SHRT S&P500 PROSHRS|ETBE|Electronic Transaction Clearing, Inc.|12867
SH|SHRT S&P500 PROSHRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SH|SHRT S&P500 PROSHRS|ETRS|E*Trade Securities LLC|560749
SH|SHRT S&P500 PROSHRS|FIDT|Fidelity Clearing Canada ULC./ CDS|500
SH|SHRT S&P500 PROSHRS|FILL|Tradestation Securities, Inc.|7909
SH|SHRT S&P500 PROSHRS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|154000
SH|SHRT S&P500 PROSHRS|FMAF|NBCN Inc./ CDS|10375
SH|SHRT S&P500 PROSHRS|FQLS|Quantlab Securities LP|21590
SH|SHRT S&P500 PROSHRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7307
SH|SHRT S&P500 PROSHRS|FTBR|Foliofn Investments, Inc.|85479
SH|SHRT S&P500 PROSHRS|GLIS|TD Securities Inc|6544
SH|SHRT S&P500 PROSHRS|GLPX|ACS EXECUTION SERVICES, LLC|6720
SH|SHRT S&P500 PROSHRS|GSCO|GOLDMAN SACHS & CO. LLC|38986
SH|SHRT S&P500 PROSHRS|GSLT|GOLDMAN SACHS & CO. LLC|12585
SH|SHRT S&P500 PROSHRS|GTSZ|GTS SECURITIES LLC|7196869
SH|SHRT S&P500 PROSHRS|HRBF|American Enterprise Investment Services Inc.|7540
SH|SHRT S&P500 PROSHRS|HSBC|HSBC Securities, Inc.|400
SH|SHRT S&P500 PROSHRS|IATS|INTERACTIVE BROKERS LLC|377923
SH|SHRT S&P500 PROSHRS|IBKR|Interactive Brokers Llc|239288
SH|SHRT S&P500 PROSHRS|ICBX|INSTINET, LLC|171985
SH|SHRT S&P500 PROSHRS|INCA|INSTINET, LLC|249604
SH|SHRT S&P500 PROSHRS|INJX|INSTINET, LLC|43200
SH|SHRT S&P500 PROSHRS|ITGI|ITG Inc.|44056
SH|SHRT S&P500 PROSHRS|ITGP|ITG INC.|84600
SH|SHRT S&P500 PROSHRS|JANY|Janney Montgomery Scott Inc.|41183
SH|SHRT S&P500 PROSHRS|JEFF|JEFFERIES LLC|90962
SH|SHRT S&P500 PROSHRS|JMPT|JUMP TRADING, LLC|4600
SH|SHRT S&P500 PROSHRS|JPMX|J.P. Morgan Securities LLC|217650
SH|SHRT S&P500 PROSHRS|JSEB|JANE STREET EXECUTION SERVICES, LLC|93200
SH|SHRT S&P500 PROSHRS|JSJX|JANE STREET CAPITAL LLC|1853808
SH|SHRT S&P500 PROSHRS|KCGM|VIRTU Americas LLC|96726
SH|SHRT S&P500 PROSHRS|LEHM|Barclays Capital Inc./Le|579766
SH|SHRT S&P500 PROSHRS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|40532
SH|SHRT S&P500 PROSHRS|LIME|Lime Brokerage LLC|18378
SH|SHRT S&P500 PROSHRS|LIWM|LIME BROKERAGE LLC|100487
SH|SHRT S&P500 PROSHRS|LSCI|Lek Securities Corporation|12199
SH|SHRT S&P500 PROSHRS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|350
SH|SHRT S&P500 PROSHRS|MACC|Mid Atlantic Capital Corporation|8668
SH|SHRT S&P500 PROSHRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|351522
SH|SHRT S&P500 PROSHRS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|22630
SH|SHRT S&P500 PROSHRS|MOTF|MOTIF INVESTING, INC.|8
SH|SHRT S&P500 PROSHRS|MSCO|MORGAN STANLEY & CO. LLC|537022
SH|SHRT S&P500 PROSHRS|MSPL|MORGAN STANLEY & CO. LLC|219100
SH|SHRT S&P500 PROSHRS|NFSC|National Financial Services LLC|1470625
SH|SHRT S&P500 PROSHRS|NITE|VIRTU Americas LLC|5618310
SH|SHRT S&P500 PROSHRS|NITP|VIRTU Americas LLC|300416
SH|SHRT S&P500 PROSHRS|NTBF|BMO Nesbitt Burns Inc./CDS|7282
SH|SHRT S&P500 PROSHRS|OHOS|TWO SIGMA SECURITIES, LLC|100
SH|SHRT S&P500 PROSHRS|OLDM|OLD MISSION CAPITAL, LLC|324
SH|SHRT S&P500 PROSHRS|OPCO|Oppenheimer & Co. Inc.|958
SH|SHRT S&P500 PROSHRS|PDQM|CODA MARKETS, INC.|10220
SH|SHRT S&P500 PROSHRS|PWJC|UBS Financial Services, Inc.|19900
SH|SHRT S&P500 PROSHRS|RBCM|RBC CAPITAL MARKETS, LLC|696058
SH|SHRT S&P500 PROSHRS|RGLD|Regal Securities, Inc|200
SH|SHRT S&P500 PROSHRS|SBSH|Citigroup Global Markets Inc.|9799
SH|SHRT S&P500 PROSHRS|SGMT|GOLDMAN SACHS & CO. LLC|91829
SH|SHRT S&P500 PROSHRS|SHMR|ABN Amro Clearing LLC|154000
SH|SHRT S&P500 PROSHRS|SPDR|SPEEDROUTE LLC|700
SH|SHRT S&P500 PROSHRS|STFL|Stifel, Nicolaus & Company, Incorporated|1152
SH|SHRT S&P500 PROSHRS|STKP|STOCKPILE INVESTMENTS, INC.|38
SH|SHRT S&P500 PROSHRS|SWIM|TD Ameritrade, Inc.|3803066
SH|SHRT S&P500 PROSHRS|SWST|Hilltop Securities Inc.|2650
SH|SHRT S&P500 PROSHRS|TKNG|ALLY INVEST SECURITIES LLC|9217
SH|SHRT S&P500 PROSHRS|TRBT|Tradebot Systems, Inc.|157948
SH|SHRT S&P500 PROSHRS|TRCM|TRC MARKETS LLC|6108719
SH|SHRT S&P500 PROSHRS|TWTT|TASTYWORKS, INC.|125
SH|SHRT S&P500 PROSHRS|UBSA|UBS SECURITIES LLC|540895
SH|SHRT S&P500 PROSHRS|UBSS|UBS Securities LLC|716707
SH|SHRT S&P500 PROSHRS|VALX|VIRTU AMERICAS LLC|60028
SH|SHRT S&P500 PROSHRS|VGRD|Vanguard Marketing Corporation|394827
SH|SHRT S&P500 PROSHRS|VNDM|Wall Street Access|2500
SH|SHRT S&P500 PROSHRS|VSIN|Vision Financial Markets Llc|23
SH|SHRT S&P500 PROSHRS|WCHV|WELLS FARGO SECURITIES, LLC|383573
SH|SHRT S&P500 PROSHRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4381
SH|SHRT S&P500 PROSHRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1569384
SH|SHRT S&P500 PROSHRS|WGIF|CIBC World Markets Inc.|13222
SH|SHRT S&P500 PROSHRS|WSEA|WOLVERINE SECURITIES, LLC|21653
SH|SHRT S&P500 PROSHRS|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
SH|SHRT S&P500 PROSHRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|179881
SHAG|WISDOMTREE YIELD ENH|CHAS|Charles Schwab & Co., Inc.|1
SHAG|WISDOMTREE YIELD ENH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
SHAG|WISDOMTREE YIELD ENH|DBAX|Deutsche Bank Securities Inc.|700
SHAG|WISDOMTREE YIELD ENH|EBXL|EBX LLC|100
SHAG|WISDOMTREE YIELD ENH|FTBR|Foliofn Investments, Inc.|9
SHAG|WISDOMTREE YIELD ENH|GARC|ICAP Corporates LLC|37650
SHAG|WISDOMTREE YIELD ENH|GSCO|GOLDMAN SACHS & CO. LLC|137650
SHAG|WISDOMTREE YIELD ENH|IBKR|Interactive Brokers Llc|4
SHAG|WISDOMTREE YIELD ENH|ICBX|INSTINET, LLC|400
SHAG|WISDOMTREE YIELD ENH|JSEB|JANE STREET EXECUTION SERVICES, LLC|9246
SHAG|WISDOMTREE YIELD ENH|JSJX|JANE STREET CAPITAL LLC|14467
SHAG|WISDOMTREE YIELD ENH|LEHM|Barclays Capital Inc./Le|2400
SHAG|WISDOMTREE YIELD ENH|MACC|Mid Atlantic Capital Corporation|8559
SHAG|WISDOMTREE YIELD ENH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
SHAG|WISDOMTREE YIELD ENH|MSCO|MORGAN STANLEY & CO. LLC|99
SHAG|WISDOMTREE YIELD ENH|NFSC|National Financial Services LLC|149202
SHAG|WISDOMTREE YIELD ENH|NITE|VIRTU Americas LLC|10486
SHAG|WISDOMTREE YIELD ENH|UBSA|UBS SECURITIES LLC|1817
SHAG|WISDOMTREE YIELD ENH|UBSS|UBS Securities LLC|3930
SHAK|SHAKE SHACK, INC.|ACPL|American Capital Partners, LLC|95
SHAK|SHAKE SHACK, INC.|ALTX|Alternet Securities Inc.|11655
SHAK|SHAKE SHACK, INC.|APCC|Apex Clearing Corporation|9398
SHAK|SHAKE SHACK, INC.|BANK|Primevest Financial Services, Inc.|51
SHAK|SHAKE SHACK, INC.|BATM|CBOE TRADING, INC.|8189
SHAK|SHAKE SHACK, INC.|BAYT|BTIG, LLC|21277
SHAK|SHAKE SHACK, INC.|BBNT|BB&T SECURITIES, LLC|509
SHAK|SHAKE SHACK, INC.|BERN|Sanford C. Bernstein & Co., LLC|57649
SHAK|SHAKE SHACK, INC.|BIDS|BIDS TRADING L.P.|500
SHAK|SHAKE SHACK, INC.|BIMI|Banca IMI Securities Corp.|600
SHAK|SHAKE SHACK, INC.|BKCM|BNY Mellon Capital Markets LLC|785
SHAK|SHAKE SHACK, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29047
SHAK|SHAKE SHACK, INC.|BLKX|INSTINET, LLC|55762
SHAK|SHAKE SHACK, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3495
SHAK|SHAKE SHACK, INC.|BRVL|BLAYLOCK VAN, LLC|100
SHAK|SHAKE SHACK, INC.|BTIG|BTIG, LLC|5100
SHAK|SHAKE SHACK, INC.|BYXM|CBOE TRADING, INC.|3300
SHAK|SHAKE SHACK, INC.|BZYD|GOLDMAN SACHS & CO. LLC|900
SHAK|SHAKE SHACK, INC.|CANT|Cantor Fitzgerald & Co.|65189
SHAK|SHAKE SHACK, INC.|CHAS|Charles Schwab & Co., Inc.|1221
SHAK|SHAKE SHACK, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
SHAK|SHAKE SHACK, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|187065
SHAK|SHAKE SHACK, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7572
SHAK|SHAKE SHACK, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10400
SHAK|SHAKE SHACK, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|362178
SHAK|SHAKE SHACK, INC.|CTDL|Citadel Derivatives Group Llc|2332
SHAK|SHAKE SHACK, INC.|CTLR|CUTLER GROUP, LP|21876
SHAK|SHAKE SHACK, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|30702
SHAK|SHAKE SHACK, INC.|DADA|D.A. Davidson & Co.|100
SHAK|SHAKE SHACK, INC.|DAVA|Davenport & Company LLC|100
SHAK|SHAKE SHACK, INC.|DBAB|Deutsche Bank Securities Inc.|217875
SHAK|SHAKE SHACK, INC.|DBAX|Deutsche Bank Securities Inc.|408200
SHAK|SHAKE SHACK, INC.|DBUL|Deutsche Bank Securities Inc.|3781
SHAK|SHAKE SHACK, INC.|DEAN|MORGAN STANLEY|6146
SHAK|SHAKE SHACK, INC.|DEGS|RONIN PROFESSIONAL LLC|200
SHAK|SHAKE SHACK, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
SHAK|SHAKE SHACK, INC.|EBXL|EBX LLC|158400
SHAK|SHAKE SHACK, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6091
SHAK|SHAKE SHACK, INC.|EDJO|Edward D. Jones & Co., L.P.|2763
SHAK|SHAKE SHACK, INC.|EGAM|CBOE TRADING, INC.|8231
SHAK|SHAKE SHACK, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1466
SHAK|SHAKE SHACK, INC.|EGXM|CBOE TRADING, INC.|8314
SHAK|SHAKE SHACK, INC.|EGXW|CBOE TRADING, INC.|100
SHAK|SHAKE SHACK, INC.|ETBE|Electronic Transaction Clearing, Inc.|32968
SHAK|SHAKE SHACK, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|58369
SHAK|SHAKE SHACK, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
SHAK|SHAKE SHACK, INC.|ETRS|E*Trade Securities LLC|407050
SHAK|SHAKE SHACK, INC.|FILL|Tradestation Securities, Inc.|14833
SHAK|SHAKE SHACK, INC.|FMAF|NBCN Inc./ CDS|940
SHAK|SHAKE SHACK, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9534
SHAK|SHAKE SHACK, INC.|FQLS|Quantlab Securities LP|203697
SHAK|SHAKE SHACK, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79225
SHAK|SHAKE SHACK, INC.|FTBR|Foliofn Investments, Inc.|149
SHAK|SHAKE SHACK, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|7733
SHAK|SHAKE SHACK, INC.|GLIS|TD Securities Inc|4433
SHAK|SHAKE SHACK, INC.|GLPX|ACS EXECUTION SERVICES, LLC|27890
SHAK|SHAKE SHACK, INC.|GSCO|GOLDMAN SACHS & CO. LLC|696517
SHAK|SHAKE SHACK, INC.|GSCS|GOLDMAN SACHS & CO. LLC|31010
SHAK|SHAKE SHACK, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4986
SHAK|SHAKE SHACK, INC.|GTSZ|GTS SECURITIES LLC|161099
SHAK|SHAKE SHACK, INC.|HRBF|American Enterprise Investment Services Inc.|5845
SHAK|SHAKE SHACK, INC.|HSBC|HSBC Securities, Inc.|6177
SHAK|SHAKE SHACK, INC.|IATS|INTERACTIVE BROKERS LLC|88434
SHAK|SHAKE SHACK, INC.|IBKR|Interactive Brokers Llc|57458
SHAK|SHAKE SHACK, INC.|IBSJ|Integrity Brokerage Services, Inc.|1573
SHAK|SHAKE SHACK, INC.|ICBX|INSTINET, LLC|54609
SHAK|SHAKE SHACK, INC.|IEQY|CITADEL SECURITIES LLC|23462
SHAK|SHAKE SHACK, INC.|INCA|INSTINET, LLC|165906
SHAK|SHAKE SHACK, INC.|INJX|INSTINET, LLC|15973
SHAK|SHAKE SHACK, INC.|ITGI|ITG Inc.|27899
SHAK|SHAKE SHACK, INC.|ITGP|ITG INC.|65200
SHAK|SHAKE SHACK, INC.|JANY|Janney Montgomery Scott Inc.|706
SHAK|SHAKE SHACK, INC.|JEFF|JEFFERIES LLC|60340
SHAK|SHAKE SHACK, INC.|JMPT|JUMP TRADING, LLC|65629
SHAK|SHAKE SHACK, INC.|JONE|JonesTrading|5326
SHAK|SHAKE SHACK, INC.|JPBX|J.P. MORGAN SECURITIES LLC|94611
SHAK|SHAKE SHACK, INC.|JPMX|J.P. Morgan Securities LLC|412308
SHAK|SHAKE SHACK, INC.|JSJX|JANE STREET CAPITAL LLC|29037
SHAK|SHAKE SHACK, INC.|JUTA|JUMP TRADING, LLC|200
SHAK|SHAKE SHACK, INC.|KCGM|VIRTU Americas LLC|38315
SHAK|SHAKE SHACK, INC.|LEHM|Barclays Capital Inc./Le|373622
SHAK|SHAKE SHACK, INC.|LIME|Lime Brokerage LLC|21546
SHAK|SHAKE SHACK, INC.|LQNA|LIQUIDNET, INC.|52300
SHAK|SHAKE SHACK, INC.|LSCI|Lek Securities Corporation|141
SHAK|SHAKE SHACK, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|6860
SHAK|SHAKE SHACK, INC.|MACC|Mid Atlantic Capital Corporation|100
SHAK|SHAKE SHACK, INC.|MAXM|Maxim Group LLC|1788
SHAK|SHAKE SHACK, INC.|MBTS|ALLY INVEST SECURITIES LLC|100
SHAK|SHAKE SHACK, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|157146
SHAK|SHAKE SHACK, INC.|MOTF|MOTIF INVESTING, INC.|2
SHAK|SHAKE SHACK, INC.|MSCO|MORGAN STANLEY & CO. LLC|1058771
SHAK|SHAKE SHACK, INC.|MSPL|MORGAN STANLEY & CO. LLC|305600
SHAK|SHAKE SHACK, INC.|MSTX|MORGAN STANLEY & CO. LLC|148700
SHAK|SHAKE SHACK, INC.|NATL|National Securities Corporation|487
SHAK|SHAKE SHACK, INC.|NEUB|NEUBERGER BERMAN BD LLC|10500
SHAK|SHAKE SHACK, INC.|NFSC|National Financial Services LLC|451602
SHAK|SHAKE SHACK, INC.|NITE|VIRTU Americas LLC|860571
SHAK|SHAKE SHACK, INC.|NITP|VIRTU Americas LLC|100
SHAK|SHAKE SHACK, INC.|NQRB|Brut, LLC|9173
SHAK|SHAKE SHACK, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|295
SHAK|SHAKE SHACK, INC.|OHOS|TWO SIGMA SECURITIES, LLC|69862
SHAK|SHAKE SHACK, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|3000
SHAK|SHAKE SHACK, INC.|OPCO|Oppenheimer & Co. Inc.|2201
SHAK|SHAKE SHACK, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|214
SHAK|SHAKE SHACK, INC.|PDQM|CODA MARKETS, INC.|31251
SHAK|SHAKE SHACK, INC.|PHLY|NASDAQ Execution Services, LLC|7600
SHAK|SHAKE SHACK, INC.|PWJC|UBS Financial Services, Inc.|1800
SHAK|SHAKE SHACK, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4310
SHAK|SHAKE SHACK, INC.|RGLD|Regal Securities, Inc|1420
SHAK|SHAKE SHACK, INC.|ROBT|Robotti & Company, LLC|8601
SHAK|SHAKE SHACK, INC.|SAGL|SAGETRADER, LLC|26596
SHAK|SHAKE SHACK, INC.|SALI|INTL FCSTONE FINANCIAL INC.|4210
SHAK|SHAKE SHACK, INC.|SBRX|MURIEL SIEBERT & CO INC|30
SHAK|SHAKE SHACK, INC.|SBSH|Citigroup Global Markets Inc.|139939
SHAK|SHAKE SHACK, INC.|SEIC|SEI Investments Distribution Co.|100
SHAK|SHAKE SHACK, INC.|SGMT|GOLDMAN SACHS & CO. LLC|175193
SHAK|SHAKE SHACK, INC.|SPDR|SPEEDROUTE LLC|13637
SHAK|SHAKE SHACK, INC.|SPHN|Stephens Inc.|145
SHAK|SHAKE SHACK, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|7600
SHAK|SHAKE SHACK, INC.|STKP|STOCKPILE INVESTMENTS, INC.|114
SHAK|SHAKE SHACK, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1623
SHAK|SHAKE SHACK, INC.|SWIM|TD Ameritrade, Inc.|411449
SHAK|SHAKE SHACK, INC.|SWST|Hilltop Securities Inc.|778
SHAK|SHAKE SHACK, INC.|TKNG|ALLY INVEST SECURITIES LLC|7720
SHAK|SHAKE SHACK, INC.|TRBT|Tradebot Systems, Inc.|188236
SHAK|SHAKE SHACK, INC.|TRCM|TRC MARKETS LLC|50424
SHAK|SHAKE SHACK, INC.|TWTT|TASTYWORKS, INC.|3766
SHAK|SHAKE SHACK, INC.|UBSA|UBS SECURITIES LLC|501798
SHAK|SHAKE SHACK, INC.|UBSS|UBS Securities LLC|1030406
SHAK|SHAKE SHACK, INC.|VALX|VIRTU AMERICAS LLC|13200
SHAK|SHAKE SHACK, INC.|VGRD|Vanguard Marketing Corporation|19481
SHAK|SHAKE SHACK, INC.|VNDM|Wall Street Access|2075
SHAK|SHAKE SHACK, INC.|WABR|Wall Street Access|2900
SHAK|SHAKE SHACK, INC.|WBLR|WILLIAM BLAIR|22692
SHAK|SHAKE SHACK, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2698
SHAK|SHAKE SHACK, INC.|WCHV|WELLS FARGO SECURITIES, LLC|48971
SHAK|SHAKE SHACK, INC.|WEDB|WEDBUSH SECURITIES INC.|11334
SHAK|SHAKE SHACK, INC.|WEED|Weeden & Co.L.P.|124
SHAK|SHAKE SHACK, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33634
SHAK|SHAKE SHACK, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|105409
SHAK|SHAKE SHACK, INC.|WGIF|CIBC World Markets Inc.|6518
SHAK|SHAKE SHACK, INC.|WHOT|JUST2TRADE, INC.|30
SHAK|SHAKE SHACK, INC.|WORD|Worden Capital Management LLC|3684
SHAK|SHAKE SHACK, INC.|WSEA|WOLVERINE SECURITIES, LLC|27759
SHAK|SHAKE SHACK, INC.|XIST|INSTINET, LLC|17400
SHAK|SHAKE SHACK, INC.|XPQR|Jump Trading|800
SHAK|SHAKE SHACK, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|94466
SHAK|SHAKE SHACK, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2818
SHAK|SHAKE SHACK, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13895
SHBI|SHORE BANCSHARES INC|ALTX|Alternet Securities Inc.|100
SHBI|SHORE BANCSHARES INC|APCC|Apex Clearing Corporation|111
SHBI|SHORE BANCSHARES INC|BATM|CBOE TRADING, INC.|2
SHBI|SHORE BANCSHARES INC|BERN|Sanford C. Bernstein & Co., LLC|1160
SHBI|SHORE BANCSHARES INC|BLKX|INSTINET, LLC|108686
SHBI|SHORE BANCSHARES INC|BMOC|BMO Capital Markets Corp.|2004
SHBI|SHORE BANCSHARES INC|BNKS|Fig Partners, LLC|7903
SHBI|SHORE BANCSHARES INC|BNPX|BNP PARIBAS SECURITIES CORP.|1214
SHBI|SHORE BANCSHARES INC|BYXM|CBOE TRADING, INC.|100
SHBI|SHORE BANCSHARES INC|BZYD|GOLDMAN SACHS & CO. LLC|1016
SHBI|SHORE BANCSHARES INC|CHAS|Charles Schwab & Co., Inc.|292
SHBI|SHORE BANCSHARES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1464
SHBI|SHORE BANCSHARES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|105
SHBI|SHORE BANCSHARES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4511
SHBI|SHORE BANCSHARES INC|CTDL|Citadel Derivatives Group Llc|2497
SHBI|SHORE BANCSHARES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2288
SHBI|SHORE BANCSHARES INC|DBAB|Deutsche Bank Securities Inc.|12962
SHBI|SHORE BANCSHARES INC|DBAX|Deutsche Bank Securities Inc.|2800
SHBI|SHORE BANCSHARES INC|DEAN|MORGAN STANLEY|1
SHBI|SHORE BANCSHARES INC|DEGS|RONIN PROFESSIONAL LLC|4822
SHBI|SHORE BANCSHARES INC|EBXL|EBX LLC|1800
SHBI|SHORE BANCSHARES INC|EGAM|CBOE TRADING, INC.|101
SHBI|SHORE BANCSHARES INC|EGXM|CBOE TRADING, INC.|102
SHBI|SHORE BANCSHARES INC|EGXW|CBOE TRADING, INC.|500
SHBI|SHORE BANCSHARES INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|348
SHBI|SHORE BANCSHARES INC|ETRS|E*Trade Securities LLC|1802
SHBI|SHORE BANCSHARES INC|FBCO|Credit Suisse Securities (USA) LLC|64186
SHBI|SHORE BANCSHARES INC|FILL|Tradestation Securities, Inc.|39
SHBI|SHORE BANCSHARES INC|FOMA|TD AMERITRADE CLEARING, INC.|17253
SHBI|SHORE BANCSHARES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3340
SHBI|SHORE BANCSHARES INC|FTBR|Foliofn Investments, Inc.|204
SHBI|SHORE BANCSHARES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|19590
SHBI|SHORE BANCSHARES INC|GLPX|ACS EXECUTION SERVICES, LLC|781
SHBI|SHORE BANCSHARES INC|GSCO|GOLDMAN SACHS & CO. LLC|55442
SHBI|SHORE BANCSHARES INC|GSCS|GOLDMAN SACHS & CO. LLC|3
SHBI|SHORE BANCSHARES INC|GSLT|GOLDMAN SACHS & CO. LLC|100
SHBI|SHORE BANCSHARES INC|GTSZ|GTS SECURITIES LLC|11957
SHBI|SHORE BANCSHARES INC|IATS|INTERACTIVE BROKERS LLC|600
SHBI|SHORE BANCSHARES INC|IBKR|Interactive Brokers Llc|7907
SHBI|SHORE BANCSHARES INC|ICBX|INSTINET, LLC|3200
SHBI|SHORE BANCSHARES INC|IEQY|CITADEL SECURITIES LLC|2116
SHBI|SHORE BANCSHARES INC|INCA|INSTINET, LLC|40844
SHBI|SHORE BANCSHARES INC|INJX|INSTINET, LLC|3164
SHBI|SHORE BANCSHARES INC|ITGI|ITG Inc.|3375
SHBI|SHORE BANCSHARES INC|ITGP|ITG INC.|2000
SHBI|SHORE BANCSHARES INC|JANY|Janney Montgomery Scott Inc.|200
SHBI|SHORE BANCSHARES INC|JEFF|JEFFERIES LLC|3287
SHBI|SHORE BANCSHARES INC|JONE|JonesTrading|298605
SHBI|SHORE BANCSHARES INC|JPMX|J.P. Morgan Securities LLC|3846
SHBI|SHORE BANCSHARES INC|KBWI|Keefe, Bruyette & Woods, Inc.|77100
SHBI|SHORE BANCSHARES INC|KCGM|VIRTU Americas LLC|902
SHBI|SHORE BANCSHARES INC|LEHM|Barclays Capital Inc./Le|12255
SHBI|SHORE BANCSHARES INC|LIME|Lime Brokerage LLC|37301
SHBI|SHORE BANCSHARES INC|MAXM|Maxim Group LLC|986
SHBI|SHORE BANCSHARES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6500
SHBI|SHORE BANCSHARES INC|MSCO|MORGAN STANLEY & CO. LLC|72060
SHBI|SHORE BANCSHARES INC|MSPL|MORGAN STANLEY & CO. LLC|9100
SHBI|SHORE BANCSHARES INC|MSTX|MORGAN STANLEY & CO. LLC|1000
SHBI|SHORE BANCSHARES INC|NFSC|National Financial Services LLC|3253
SHBI|SHORE BANCSHARES INC|NITE|VIRTU Americas LLC|13402
SHBI|SHORE BANCSHARES INC|NQRB|Brut, LLC|100
SHBI|SHORE BANCSHARES INC|PDQM|CODA MARKETS, INC.|4373
SHBI|SHORE BANCSHARES INC|SBSH|Citigroup Global Markets Inc.|13330
SHBI|SHORE BANCSHARES INC|SGMT|GOLDMAN SACHS & CO. LLC|4849
SHBI|SHORE BANCSHARES INC|SPDR|SPEEDROUTE LLC|383
SHBI|SHORE BANCSHARES INC|STFL|Stifel, Nicolaus & Company, Incorporated|250
SHBI|SHORE BANCSHARES INC|SWIM|TD Ameritrade, Inc.|1675
SHBI|SHORE BANCSHARES INC|TRBT|Tradebot Systems, Inc.|2727
SHBI|SHORE BANCSHARES INC|TRCM|TRC MARKETS LLC|14904
SHBI|SHORE BANCSHARES INC|UBSA|UBS SECURITIES LLC|14723
SHBI|SHORE BANCSHARES INC|UBSS|UBS Securities LLC|47057
SHBI|SHORE BANCSHARES INC|VALX|VIRTU AMERICAS LLC|1469
SHBI|SHORE BANCSHARES INC|WCHV|WELLS FARGO SECURITIES, LLC|1702
SHBI|SHORE BANCSHARES INC|WEED|Weeden & Co.L.P.|10820
SHBI|SHORE BANCSHARES INC|XIST|INSTINET, LLC|200
SHBI|SHORE BANCSHARES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|400
SHE|SPDR SSGA GENDER DIV|APCC|Apex Clearing Corporation|4552
SHE|SPDR SSGA GENDER DIV|BERN|Sanford C. Bernstein & Co., LLC|3200
SHE|SPDR SSGA GENDER DIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|402
SHE|SPDR SSGA GENDER DIV|CHAS|Charles Schwab & Co., Inc.|8
SHE|SPDR SSGA GENDER DIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10085
SHE|SPDR SSGA GENDER DIV|DBAX|Deutsche Bank Securities Inc.|400
SHE|SPDR SSGA GENDER DIV|DEAN|MORGAN STANLEY|2634
SHE|SPDR SSGA GENDER DIV|EBXL|EBX LLC|600
SHE|SPDR SSGA GENDER DIV|EDJO|Edward D. Jones & Co., L.P.|1689
SHE|SPDR SSGA GENDER DIV|ETRS|E*Trade Securities LLC|175
SHE|SPDR SSGA GENDER DIV|FIDT|Fidelity Clearing Canada ULC./ CDS|1
SHE|SPDR SSGA GENDER DIV|FTBR|Foliofn Investments, Inc.|970
SHE|SPDR SSGA GENDER DIV|GSLT|GOLDMAN SACHS & CO. LLC|200
SHE|SPDR SSGA GENDER DIV|HRBF|American Enterprise Investment Services Inc.|317
SHE|SPDR SSGA GENDER DIV|IBKR|Interactive Brokers Llc|335
SHE|SPDR SSGA GENDER DIV|ICBX|INSTINET, LLC|600
SHE|SPDR SSGA GENDER DIV|JPMX|J.P. Morgan Securities LLC|200
SHE|SPDR SSGA GENDER DIV|JSJX|JANE STREET CAPITAL LLC|16459
SHE|SPDR SSGA GENDER DIV|KCGM|VIRTU Americas LLC|3709
SHE|SPDR SSGA GENDER DIV|LEHM|Barclays Capital Inc./Le|1800
SHE|SPDR SSGA GENDER DIV|LIME|Lime Brokerage LLC|356
SHE|SPDR SSGA GENDER DIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2238
SHE|SPDR SSGA GENDER DIV|MOTF|MOTIF INVESTING, INC.|2
SHE|SPDR SSGA GENDER DIV|MSCO|MORGAN STANLEY & CO. LLC|6115
SHE|SPDR SSGA GENDER DIV|MSPL|MORGAN STANLEY & CO. LLC|700
SHE|SPDR SSGA GENDER DIV|NFSC|National Financial Services LLC|2010
SHE|SPDR SSGA GENDER DIV|NITE|VIRTU Americas LLC|1987
SHE|SPDR SSGA GENDER DIV|PDQM|CODA MARKETS, INC.|67
SHE|SPDR SSGA GENDER DIV|PWJC|UBS Financial Services, Inc.|118
SHE|SPDR SSGA GENDER DIV|RBCM|RBC CAPITAL MARKETS, LLC|116
SHE|SPDR SSGA GENDER DIV|SBSH|Citigroup Global Markets Inc.|32
SHE|SPDR SSGA GENDER DIV|SGMT|GOLDMAN SACHS & CO. LLC|1186
SHE|SPDR SSGA GENDER DIV|SWIM|TD Ameritrade, Inc.|85
SHE|SPDR SSGA GENDER DIV|UBSA|UBS SECURITIES LLC|3066
SHE|SPDR SSGA GENDER DIV|UBSS|UBS Securities LLC|5085
SHE|SPDR SSGA GENDER DIV|VGRD|Vanguard Marketing Corporation|95
SHE|SPDR SSGA GENDER DIV|WCHV|WELLS FARGO SECURITIES, LLC|75
SHE|SPDR SSGA GENDER DIV|WEDB|WEDBUSH SECURITIES INC.|255
SHE|SPDR SSGA GENDER DIV|WSEA|WOLVERINE SECURITIES, LLC|99
SHE|SPDR SSGA GENDER DIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2341
SHEN|SHENANDOAH TELECOM|ALTX|Alternet Securities Inc.|555
SHEN|SHENANDOAH TELECOM|APCC|Apex Clearing Corporation|1562
SHEN|SHENANDOAH TELECOM|BATM|CBOE TRADING, INC.|899
SHEN|SHENANDOAH TELECOM|BBNT|BB&T SECURITIES, LLC|5599
SHEN|SHENANDOAH TELECOM|BERN|Sanford C. Bernstein & Co., LLC|21916
SHEN|SHENANDOAH TELECOM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|641
SHEN|SHENANDOAH TELECOM|BMOC|BMO Capital Markets Corp.|7435
SHEN|SHENANDOAH TELECOM|BNCH|The Benchmark Company, LLC|2300
SHEN|SHENANDOAH TELECOM|BNPX|BNP PARIBAS SECURITIES CORP.|3058
SHEN|SHENANDOAH TELECOM|BTIG|BTIG, LLC|19681
SHEN|SHENANDOAH TELECOM|BYXM|CBOE TRADING, INC.|123
SHEN|SHENANDOAH TELECOM|BZYD|GOLDMAN SACHS & CO. LLC|1169
SHEN|SHENANDOAH TELECOM|CANT|Cantor Fitzgerald & Co.|200
SHEN|SHENANDOAH TELECOM|CHAS|Charles Schwab & Co., Inc.|602
SHEN|SHENANDOAH TELECOM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14266
SHEN|SHENANDOAH TELECOM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2137
SHEN|SHENANDOAH TELECOM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SHEN|SHENANDOAH TELECOM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77381
SHEN|SHENANDOAH TELECOM|CTDL|Citadel Derivatives Group Llc|11749
SHEN|SHENANDOAH TELECOM|CXCX|CITIGROUP GLOBAL MARKETS INC.|14716
SHEN|SHENANDOAH TELECOM|DAVA|Davenport & Company LLC|25351
SHEN|SHENANDOAH TELECOM|DBAB|Deutsche Bank Securities Inc.|99594
SHEN|SHENANDOAH TELECOM|DBAX|Deutsche Bank Securities Inc.|46300
SHEN|SHENANDOAH TELECOM|DBUL|Deutsche Bank Securities Inc.|288
SHEN|SHENANDOAH TELECOM|DEGS|RONIN PROFESSIONAL LLC|705
SHEN|SHENANDOAH TELECOM|EBXL|EBX LLC|24800
SHEN|SHENANDOAH TELECOM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2298
SHEN|SHENANDOAH TELECOM|EDJO|Edward D. Jones & Co., L.P.|4709
SHEN|SHENANDOAH TELECOM|EGAM|CBOE TRADING, INC.|2741
SHEN|SHENANDOAH TELECOM|EGAW|CBOE TRADING, INC.|100
SHEN|SHENANDOAH TELECOM|EGXM|CBOE TRADING, INC.|725
SHEN|SHENANDOAH TELECOM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4
SHEN|SHENANDOAH TELECOM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5227
SHEN|SHENANDOAH TELECOM|ETRS|E*Trade Securities LLC|624
SHEN|SHENANDOAH TELECOM|FBCO|Credit Suisse Securities (USA) LLC|124404
SHEN|SHENANDOAH TELECOM|FILL|Tradestation Securities, Inc.|100
SHEN|SHENANDOAH TELECOM|FINX|FINTECH SECURITIES|500
SHEN|SHENANDOAH TELECOM|FOMA|TD AMERITRADE CLEARING, INC.|82577
SHEN|SHENANDOAH TELECOM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10
SHEN|SHENANDOAH TELECOM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14249
SHEN|SHENANDOAH TELECOM|FTBR|Foliofn Investments, Inc.|45
SHEN|SHENANDOAH TELECOM|GEBB|GLOBAL EXECUTION BROKERS, LP|16298
SHEN|SHENANDOAH TELECOM|GLPX|ACS EXECUTION SERVICES, LLC|832
SHEN|SHENANDOAH TELECOM|GSCO|GOLDMAN SACHS & CO. LLC|208867
SHEN|SHENANDOAH TELECOM|GSCS|GOLDMAN SACHS & CO. LLC|3400
SHEN|SHENANDOAH TELECOM|GSLT|GOLDMAN SACHS & CO. LLC|1291
SHEN|SHENANDOAH TELECOM|GTSZ|GTS SECURITIES LLC|8694
SHEN|SHENANDOAH TELECOM|HRBF|American Enterprise Investment Services Inc.|100
SHEN|SHENANDOAH TELECOM|IATS|INTERACTIVE BROKERS LLC|734
SHEN|SHENANDOAH TELECOM|IBKR|Interactive Brokers Llc|13513
SHEN|SHENANDOAH TELECOM|ICBX|INSTINET, LLC|9400
SHEN|SHENANDOAH TELECOM|IEQY|CITADEL SECURITIES LLC|18865
SHEN|SHENANDOAH TELECOM|INCA|INSTINET, LLC|176676
SHEN|SHENANDOAH TELECOM|INJX|INSTINET, LLC|2922
SHEN|SHENANDOAH TELECOM|ITGI|ITG Inc.|5917
SHEN|SHENANDOAH TELECOM|ITGP|ITG INC.|10600
SHEN|SHENANDOAH TELECOM|JANY|Janney Montgomery Scott Inc.|1349
SHEN|SHENANDOAH TELECOM|JEFF|JEFFERIES LLC|18240
SHEN|SHENANDOAH TELECOM|JMPT|JUMP TRADING, LLC|7872
SHEN|SHENANDOAH TELECOM|JPBX|J.P. MORGAN SECURITIES LLC|8769
SHEN|SHENANDOAH TELECOM|JPMX|J.P. Morgan Securities LLC|120507
SHEN|SHENANDOAH TELECOM|JSJX|JANE STREET CAPITAL LLC|2537
SHEN|SHENANDOAH TELECOM|KCGM|VIRTU Americas LLC|8943
SHEN|SHENANDOAH TELECOM|LEHM|Barclays Capital Inc./Le|147765
SHEN|SHENANDOAH TELECOM|LIME|Lime Brokerage LLC|87361
SHEN|SHENANDOAH TELECOM|LMGP|LIME BROKERAGE LLC|8400
SHEN|SHENANDOAH TELECOM|MAXM|Maxim Group LLC|4921
SHEN|SHENANDOAH TELECOM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50280
SHEN|SHENANDOAH TELECOM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|643
SHEN|SHENANDOAH TELECOM|MSCO|MORGAN STANLEY & CO. LLC|349841
SHEN|SHENANDOAH TELECOM|MSPL|MORGAN STANLEY & CO. LLC|61400
SHEN|SHENANDOAH TELECOM|MSTX|MORGAN STANLEY & CO. LLC|3400
SHEN|SHENANDOAH TELECOM|NFSC|National Financial Services LLC|21450
SHEN|SHENANDOAH TELECOM|NITE|VIRTU Americas LLC|95302
SHEN|SHENANDOAH TELECOM|NITP|VIRTU Americas LLC|500
SHEN|SHENANDOAH TELECOM|NQRB|Brut, LLC|3009
SHEN|SHENANDOAH TELECOM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|546
SHEN|SHENANDOAH TELECOM|PDQM|CODA MARKETS, INC.|5937
SHEN|SHENANDOAH TELECOM|PWJC|UBS Financial Services, Inc.|10
SHEN|SHENANDOAH TELECOM|RAJA|Raymond James & Associates, Inc.|207
SHEN|SHENANDOAH TELECOM|RBCM|RBC CAPITAL MARKETS, LLC|5
SHEN|SHENANDOAH TELECOM|SAGL|SAGETRADER, LLC|200
SHEN|SHENANDOAH TELECOM|SBSH|Citigroup Global Markets Inc.|93745
SHEN|SHENANDOAH TELECOM|SGMT|GOLDMAN SACHS & CO. LLC|13030
SHEN|SHENANDOAH TELECOM|SIDC|Sidoti & Company, LLC|300
SHEN|SHENANDOAH TELECOM|SPDR|SPEEDROUTE LLC|1300
SHEN|SHENANDOAH TELECOM|SPTD|MINT GLOBAL MARKETS, INC.|215
SHEN|SHENANDOAH TELECOM|STFL|Stifel, Nicolaus & Company, Incorporated|5001
SHEN|SHENANDOAH TELECOM|SWIM|TD Ameritrade, Inc.|853
SHEN|SHENANDOAH TELECOM|SWST|Hilltop Securities Inc.|25
SHEN|SHENANDOAH TELECOM|TRBT|Tradebot Systems, Inc.|8879
SHEN|SHENANDOAH TELECOM|TRCM|TRC MARKETS LLC|36489
SHEN|SHENANDOAH TELECOM|UBSS|UBS Securities LLC|246569
SHEN|SHENANDOAH TELECOM|VALX|VIRTU AMERICAS LLC|4462
SHEN|SHENANDOAH TELECOM|VGRD|Vanguard Marketing Corporation|500
SHEN|SHENANDOAH TELECOM|WBPX|SUMMIT SECURITIES GROUP, LLC|100
SHEN|SHENANDOAH TELECOM|WCHV|WELLS FARGO SECURITIES, LLC|20555
SHEN|SHENANDOAH TELECOM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1098
SHEN|SHENANDOAH TELECOM|WSEA|WOLVERINE SECURITIES, LLC|21
SHEN|SHENANDOAH TELECOM|XIST|INSTINET, LLC|5000
SHEN|SHENANDOAH TELECOM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
SHEN|SHENANDOAH TELECOM|YKNA|COMHAR CAPITAL MARKETS, LLC|116
SHEN|SHENANDOAH TELECOM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1778
SHG|SHINHAN FIN GRP CO|ALTX|Alternet Securities Inc.|400
SHG|SHINHAN FIN GRP CO|APCC|Apex Clearing Corporation|45
SHG|SHINHAN FIN GRP CO|BARD|Robert W. Baird & Co. Incorporated|101
SHG|SHINHAN FIN GRP CO|BATM|CBOE TRADING, INC.|745
SHG|SHINHAN FIN GRP CO|BBNT|BB&T SECURITIES, LLC|47
SHG|SHINHAN FIN GRP CO|BERN|Sanford C. Bernstein & Co., LLC|201
SHG|SHINHAN FIN GRP CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2764
SHG|SHINHAN FIN GRP CO|BNPX|BNP PARIBAS SECURITIES CORP.|58
SHG|SHINHAN FIN GRP CO|BTIG|BTIG, LLC|2640
SHG|SHINHAN FIN GRP CO|BZYD|GOLDMAN SACHS & CO. LLC|400
SHG|SHINHAN FIN GRP CO|CANT|Cantor Fitzgerald & Co.|140
SHG|SHINHAN FIN GRP CO|CLSA|CLSA AMERICAS, LLC|900
SHG|SHINHAN FIN GRP CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2502
SHG|SHINHAN FIN GRP CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45333
SHG|SHINHAN FIN GRP CO|CTDL|Citadel Derivatives Group Llc|965
SHG|SHINHAN FIN GRP CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1408
SHG|SHINHAN FIN GRP CO|DBAB|Deutsche Bank Securities Inc.|11824
SHG|SHINHAN FIN GRP CO|DBAX|Deutsche Bank Securities Inc.|12500
SHG|SHINHAN FIN GRP CO|DEAN|MORGAN STANLEY|3965
SHG|SHINHAN FIN GRP CO|DEGS|RONIN PROFESSIONAL LLC|200
SHG|SHINHAN FIN GRP CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|85
SHG|SHINHAN FIN GRP CO|EBXL|EBX LLC|20400
SHG|SHINHAN FIN GRP CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2921
SHG|SHINHAN FIN GRP CO|EDJO|Edward D. Jones & Co., L.P.|7
SHG|SHINHAN FIN GRP CO|EGAM|CBOE TRADING, INC.|110
SHG|SHINHAN FIN GRP CO|EGMT|EG MARKET TECHNOLOGIES LLC|200
SHG|SHINHAN FIN GRP CO|EGXM|CBOE TRADING, INC.|432
SHG|SHINHAN FIN GRP CO|EGXW|CBOE TRADING, INC.|35
SHG|SHINHAN FIN GRP CO|ETBE|Electronic Transaction Clearing, Inc.|700
SHG|SHINHAN FIN GRP CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|765
SHG|SHINHAN FIN GRP CO|ETRS|E*Trade Securities LLC|1292
SHG|SHINHAN FIN GRP CO|FMAF|NBCN Inc./ CDS|341
SHG|SHINHAN FIN GRP CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7541
SHG|SHINHAN FIN GRP CO|FTBR|Foliofn Investments, Inc.|1105
SHG|SHINHAN FIN GRP CO|GLPX|ACS EXECUTION SERVICES, LLC|60
SHG|SHINHAN FIN GRP CO|GSCO|GOLDMAN SACHS & CO. LLC|21854
SHG|SHINHAN FIN GRP CO|GSCS|GOLDMAN SACHS & CO. LLC|200
SHG|SHINHAN FIN GRP CO|GSLT|GOLDMAN SACHS & CO. LLC|824
SHG|SHINHAN FIN GRP CO|GTSZ|GTS SECURITIES LLC|13564
SHG|SHINHAN FIN GRP CO|HRBF|American Enterprise Investment Services Inc.|435
SHG|SHINHAN FIN GRP CO|HSBC|HSBC Securities, Inc.|100
SHG|SHINHAN FIN GRP CO|IATS|INTERACTIVE BROKERS LLC|8458
SHG|SHINHAN FIN GRP CO|IBKR|Interactive Brokers Llc|3592
SHG|SHINHAN FIN GRP CO|ICBX|INSTINET, LLC|15000
SHG|SHINHAN FIN GRP CO|INCA|INSTINET, LLC|28250
SHG|SHINHAN FIN GRP CO|INJX|INSTINET, LLC|1264
SHG|SHINHAN FIN GRP CO|INTL|INTL FCSTONE FINANCIAL INC.|77
SHG|SHINHAN FIN GRP CO|ITGI|ITG Inc.|10714
SHG|SHINHAN FIN GRP CO|ITGP|ITG INC.|10600
SHG|SHINHAN FIN GRP CO|JANY|Janney Montgomery Scott Inc.|1333
SHG|SHINHAN FIN GRP CO|JEFF|JEFFERIES LLC|270
SHG|SHINHAN FIN GRP CO|JMPT|JUMP TRADING, LLC|261
SHG|SHINHAN FIN GRP CO|JPBX|J.P. MORGAN SECURITIES LLC|200
SHG|SHINHAN FIN GRP CO|JPMX|J.P. Morgan Securities LLC|18497
SHG|SHINHAN FIN GRP CO|JSJX|JANE STREET CAPITAL LLC|330
SHG|SHINHAN FIN GRP CO|KCGM|VIRTU Americas LLC|4052
SHG|SHINHAN FIN GRP CO|LEHM|Barclays Capital Inc./Le|40264
SHG|SHINHAN FIN GRP CO|LIME|Lime Brokerage LLC|6233
SHG|SHINHAN FIN GRP CO|LOOP|Loop Capital Markets LLC|100
SHG|SHINHAN FIN GRP CO|MACQ|Macquarie Capital (USA) Inc.|51800
SHG|SHINHAN FIN GRP CO|MCMF|Raymond James Ltd. Cds|200
SHG|SHINHAN FIN GRP CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
SHG|SHINHAN FIN GRP CO|MSCO|MORGAN STANLEY & CO. LLC|73427
SHG|SHINHAN FIN GRP CO|MSPL|MORGAN STANLEY & CO. LLC|41000
SHG|SHINHAN FIN GRP CO|MSTX|MORGAN STANLEY & CO. LLC|800
SHG|SHINHAN FIN GRP CO|NFSC|National Financial Services LLC|21625
SHG|SHINHAN FIN GRP CO|NITE|VIRTU Americas LLC|66574
SHG|SHINHAN FIN GRP CO|NMRA|Nomura Securities International, Inc.|108802
SHG|SHINHAN FIN GRP CO|NTBF|BMO Nesbitt Burns Inc./CDS|4
SHG|SHINHAN FIN GRP CO|OPCO|Oppenheimer & Co. Inc.|700
SHG|SHINHAN FIN GRP CO|PCPT|PHILLIP CAPITAL INC.|115
SHG|SHINHAN FIN GRP CO|PDQM|CODA MARKETS, INC.|1778
SHG|SHINHAN FIN GRP CO|RBCM|RBC CAPITAL MARKETS, LLC|809
SHG|SHINHAN FIN GRP CO|SBSH|Citigroup Global Markets Inc.|3206
SHG|SHINHAN FIN GRP CO|SGMT|GOLDMAN SACHS & CO. LLC|2522
SHG|SHINHAN FIN GRP CO|SPDR|SPEEDROUTE LLC|400
SHG|SHINHAN FIN GRP CO|SPHN|Stephens Inc.|50
SHG|SHINHAN FIN GRP CO|STFL|Stifel, Nicolaus & Company, Incorporated|201
SHG|SHINHAN FIN GRP CO|SWIM|TD Ameritrade, Inc.|129
SHG|SHINHAN FIN GRP CO|TRBT|Tradebot Systems, Inc.|3467
SHG|SHINHAN FIN GRP CO|TRCM|TRC MARKETS LLC|4483
SHG|SHINHAN FIN GRP CO|UBSA|UBS SECURITIES LLC|47833
SHG|SHINHAN FIN GRP CO|UBSS|UBS Securities LLC|81953
SHG|SHINHAN FIN GRP CO|VALX|VIRTU AMERICAS LLC|4731
SHG|SHINHAN FIN GRP CO|VGRD|Vanguard Marketing Corporation|1409
SHG|SHINHAN FIN GRP CO|WCHV|WELLS FARGO SECURITIES, LLC|30702
SHG|SHINHAN FIN GRP CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|153
SHG|SHINHAN FIN GRP CO|WGIF|CIBC World Markets Inc.|435
SHG|SHINHAN FIN GRP CO|WSEA|WOLVERINE SECURITIES, LLC|159
SHG|SHINHAN FIN GRP CO|XIST|INSTINET, LLC|1200
SHG|SHINHAN FIN GRP CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|3212
SHG|SHINHAN FIN GRP CO|YKNA|COMHAR CAPITAL MARKETS, LLC|20
SHG|SHINHAN FIN GRP CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|212
SHI|SINOPEC SHANGHAI ADS|ADAM|CANACCORD GENUITY INC.|270
SHI|SINOPEC SHANGHAI ADS|APCC|Apex Clearing Corporation|601
SHI|SINOPEC SHANGHAI ADS|BARD|Robert W. Baird & Co. Incorporated|706
SHI|SINOPEC SHANGHAI ADS|BATM|CBOE TRADING, INC.|729
SHI|SINOPEC SHANGHAI ADS|BERN|Sanford C. Bernstein & Co., LLC|2004
SHI|SINOPEC SHANGHAI ADS|BIMI|Banca IMI Securities Corp.|343
SHI|SINOPEC SHANGHAI ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1449
SHI|SINOPEC SHANGHAI ADS|BZYD|GOLDMAN SACHS & CO. LLC|966
SHI|SINOPEC SHANGHAI ADS|CANT|Cantor Fitzgerald & Co.|21
SHI|SINOPEC SHANGHAI ADS|CHAS|Charles Schwab & Co., Inc.|58358
SHI|SINOPEC SHANGHAI ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5625
SHI|SINOPEC SHANGHAI ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SHI|SINOPEC SHANGHAI ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10957
SHI|SINOPEC SHANGHAI ADS|CTDL|Citadel Derivatives Group Llc|40
SHI|SINOPEC SHANGHAI ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
SHI|SINOPEC SHANGHAI ADS|DBAB|Deutsche Bank Securities Inc.|6982
SHI|SINOPEC SHANGHAI ADS|DBAX|Deutsche Bank Securities Inc.|10300
SHI|SINOPEC SHANGHAI ADS|DEAN|MORGAN STANLEY|1893
SHI|SINOPEC SHANGHAI ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1420
SHI|SINOPEC SHANGHAI ADS|EBXL|EBX LLC|3600
SHI|SINOPEC SHANGHAI ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|611
SHI|SINOPEC SHANGHAI ADS|EDJO|Edward D. Jones & Co., L.P.|2
SHI|SINOPEC SHANGHAI ADS|EGAM|CBOE TRADING, INC.|300
SHI|SINOPEC SHANGHAI ADS|EGXM|CBOE TRADING, INC.|231
SHI|SINOPEC SHANGHAI ADS|ETRS|E*Trade Securities LLC|21711
SHI|SINOPEC SHANGHAI ADS|FBSB|U.S. Bancorp Investments, Inc.|29
SHI|SINOPEC SHANGHAI ADS|FILL|Tradestation Securities, Inc.|200
SHI|SINOPEC SHANGHAI ADS|FMAF|NBCN Inc./ CDS|12
SHI|SINOPEC SHANGHAI ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5877
SHI|SINOPEC SHANGHAI ADS|FTBR|Foliofn Investments, Inc.|4224
SHI|SINOPEC SHANGHAI ADS|GLPX|ACS EXECUTION SERVICES, LLC|400
SHI|SINOPEC SHANGHAI ADS|GSCO|GOLDMAN SACHS & CO. LLC|4141
SHI|SINOPEC SHANGHAI ADS|GSCS|GOLDMAN SACHS & CO. LLC|7840
SHI|SINOPEC SHANGHAI ADS|GSLT|GOLDMAN SACHS & CO. LLC|617
SHI|SINOPEC SHANGHAI ADS|GTSZ|GTS SECURITIES LLC|15716
SHI|SINOPEC SHANGHAI ADS|HRBF|American Enterprise Investment Services Inc.|827
SHI|SINOPEC SHANGHAI ADS|IATS|INTERACTIVE BROKERS LLC|4169
SHI|SINOPEC SHANGHAI ADS|IBKR|Interactive Brokers Llc|2418
SHI|SINOPEC SHANGHAI ADS|ICBX|INSTINET, LLC|900
SHI|SINOPEC SHANGHAI ADS|INCA|INSTINET, LLC|2414
SHI|SINOPEC SHANGHAI ADS|INTL|INTL FCSTONE FINANCIAL INC.|6
SHI|SINOPEC SHANGHAI ADS|ITGI|ITG Inc.|1092
SHI|SINOPEC SHANGHAI ADS|ITGP|ITG INC.|4000
SHI|SINOPEC SHANGHAI ADS|JANY|Janney Montgomery Scott Inc.|272
SHI|SINOPEC SHANGHAI ADS|JEFF|JEFFERIES LLC|6
SHI|SINOPEC SHANGHAI ADS|JPBX|J.P. MORGAN SECURITIES LLC|868
SHI|SINOPEC SHANGHAI ADS|JPMX|J.P. Morgan Securities LLC|6681
SHI|SINOPEC SHANGHAI ADS|JSJX|JANE STREET CAPITAL LLC|5181
SHI|SINOPEC SHANGHAI ADS|KCGM|VIRTU Americas LLC|2288
SHI|SINOPEC SHANGHAI ADS|LEHM|Barclays Capital Inc./Le|2500
SHI|SINOPEC SHANGHAI ADS|LIME|Lime Brokerage LLC|1696
SHI|SINOPEC SHANGHAI ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
SHI|SINOPEC SHANGHAI ADS|MOTF|MOTIF INVESTING, INC.|4
SHI|SINOPEC SHANGHAI ADS|MSCO|MORGAN STANLEY & CO. LLC|22322
SHI|SINOPEC SHANGHAI ADS|MSPL|MORGAN STANLEY & CO. LLC|21000
SHI|SINOPEC SHANGHAI ADS|MSTX|MORGAN STANLEY & CO. LLC|800
SHI|SINOPEC SHANGHAI ADS|NFSC|National Financial Services LLC|57305
SHI|SINOPEC SHANGHAI ADS|NITE|VIRTU Americas LLC|94047
SHI|SINOPEC SHANGHAI ADS|NITP|VIRTU Americas LLC|100
SHI|SINOPEC SHANGHAI ADS|NTBF|BMO Nesbitt Burns Inc./CDS|3600
SHI|SINOPEC SHANGHAI ADS|OLDM|OLD MISSION CAPITAL, LLC|12934
SHI|SINOPEC SHANGHAI ADS|OPCO|Oppenheimer & Co. Inc.|450
SHI|SINOPEC SHANGHAI ADS|PDQM|CODA MARKETS, INC.|450
SHI|SINOPEC SHANGHAI ADS|PWJC|UBS Financial Services, Inc.|2287
SHI|SINOPEC SHANGHAI ADS|RBCM|RBC CAPITAL MARKETS, LLC|838
SHI|SINOPEC SHANGHAI ADS|SALI|INTL FCSTONE FINANCIAL INC.|342
SHI|SINOPEC SHANGHAI ADS|SBSH|Citigroup Global Markets Inc.|1157
SHI|SINOPEC SHANGHAI ADS|SGMT|GOLDMAN SACHS & CO. LLC|5113
SHI|SINOPEC SHANGHAI ADS|SPDR|SPEEDROUTE LLC|700
SHI|SINOPEC SHANGHAI ADS|STFL|Stifel, Nicolaus & Company, Incorporated|108
SHI|SINOPEC SHANGHAI ADS|SWIM|TD Ameritrade, Inc.|12456
SHI|SINOPEC SHANGHAI ADS|SWST|Hilltop Securities Inc.|81
SHI|SINOPEC SHANGHAI ADS|TKNG|ALLY INVEST SECURITIES LLC|2109
SHI|SINOPEC SHANGHAI ADS|TRBT|Tradebot Systems, Inc.|1356
SHI|SINOPEC SHANGHAI ADS|TRCM|TRC MARKETS LLC|151
SHI|SINOPEC SHANGHAI ADS|TWTT|TASTYWORKS, INC.|3
SHI|SINOPEC SHANGHAI ADS|UBSA|UBS SECURITIES LLC|25756
SHI|SINOPEC SHANGHAI ADS|UBSS|UBS Securities LLC|42183
SHI|SINOPEC SHANGHAI ADS|VALX|VIRTU AMERICAS LLC|8128
SHI|SINOPEC SHANGHAI ADS|VGRD|Vanguard Marketing Corporation|3455
SHI|SINOPEC SHANGHAI ADS|VSIN|Vision Financial Markets Llc|40
SHI|SINOPEC SHANGHAI ADS|WCHV|WELLS FARGO SECURITIES, LLC|5342
SHI|SINOPEC SHANGHAI ADS|WEED|Weeden & Co.L.P.|30
SHI|SINOPEC SHANGHAI ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|822
SHI|SINOPEC SHANGHAI ADS|WGIF|CIBC World Markets Inc.|300
SHI|SINOPEC SHANGHAI ADS|WSEA|WOLVERINE SECURITIES, LLC|5863
SHI|SINOPEC SHANGHAI ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3328
SHI|SINOPEC SHANGHAI ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
SHIP|SEANERGY MARITIME HL|APCC|Apex Clearing Corporation|3488
SHIP|SEANERGY MARITIME HL|BIMI|Banca IMI Securities Corp.|52727
SHIP|SEANERGY MARITIME HL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
SHIP|SEANERGY MARITIME HL|CHAS|Charles Schwab & Co., Inc.|505
SHIP|SEANERGY MARITIME HL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
SHIP|SEANERGY MARITIME HL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10315
SHIP|SEANERGY MARITIME HL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3800
SHIP|SEANERGY MARITIME HL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15601
SHIP|SEANERGY MARITIME HL|DBAB|Deutsche Bank Securities Inc.|16066
SHIP|SEANERGY MARITIME HL|DBAX|Deutsche Bank Securities Inc.|5400
SHIP|SEANERGY MARITIME HL|EBXL|EBX LLC|700
SHIP|SEANERGY MARITIME HL|EGAM|CBOE TRADING, INC.|5363
SHIP|SEANERGY MARITIME HL|EGXM|CBOE TRADING, INC.|1489
SHIP|SEANERGY MARITIME HL|EGXW|CBOE TRADING, INC.|1
SHIP|SEANERGY MARITIME HL|ETRS|E*Trade Securities LLC|115033
SHIP|SEANERGY MARITIME HL|FBCO|Credit Suisse Securities (USA) LLC|27377
SHIP|SEANERGY MARITIME HL|FILL|Tradestation Securities, Inc.|24313
SHIP|SEANERGY MARITIME HL|FOMA|TD AMERITRADE CLEARING, INC.|400290
SHIP|SEANERGY MARITIME HL|FTBR|Foliofn Investments, Inc.|583
SHIP|SEANERGY MARITIME HL|GEBB|GLOBAL EXECUTION BROKERS, LP|2916
SHIP|SEANERGY MARITIME HL|GSCO|GOLDMAN SACHS & CO. LLC|200
SHIP|SEANERGY MARITIME HL|GSLT|GOLDMAN SACHS & CO. LLC|2100
SHIP|SEANERGY MARITIME HL|IATS|INTERACTIVE BROKERS LLC|2000
SHIP|SEANERGY MARITIME HL|IBKR|Interactive Brokers Llc|44706
SHIP|SEANERGY MARITIME HL|ICBX|INSTINET, LLC|1700
SHIP|SEANERGY MARITIME HL|INCA|INSTINET, LLC|8884
SHIP|SEANERGY MARITIME HL|ITGI|ITG Inc.|5257
SHIP|SEANERGY MARITIME HL|ITGP|ITG INC.|5200
SHIP|SEANERGY MARITIME HL|JEFF|JEFFERIES LLC|200
SHIP|SEANERGY MARITIME HL|JPMX|J.P. Morgan Securities LLC|11600
SHIP|SEANERGY MARITIME HL|LEHM|Barclays Capital Inc./Le|15526
SHIP|SEANERGY MARITIME HL|LIME|Lime Brokerage LLC|7176
SHIP|SEANERGY MARITIME HL|MAXM|Maxim Group LLC|4000
SHIP|SEANERGY MARITIME HL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8800
SHIP|SEANERGY MARITIME HL|MSCO|MORGAN STANLEY & CO. LLC|51511
SHIP|SEANERGY MARITIME HL|NFSC|National Financial Services LLC|198845
SHIP|SEANERGY MARITIME HL|NITE|VIRTU Americas LLC|408291
SHIP|SEANERGY MARITIME HL|OPCO|Oppenheimer & Co. Inc.|4956
SHIP|SEANERGY MARITIME HL|PDQM|CODA MARKETS, INC.|11280
SHIP|SEANERGY MARITIME HL|RBCM|RBC CAPITAL MARKETS, LLC|850
SHIP|SEANERGY MARITIME HL|RGLD|Regal Securities, Inc|13
SHIP|SEANERGY MARITIME HL|SAGL|SAGETRADER, LLC|200
SHIP|SEANERGY MARITIME HL|SBSH|Citigroup Global Markets Inc.|12282
SHIP|SEANERGY MARITIME HL|SGMT|GOLDMAN SACHS & CO. LLC|1000
SHIP|SEANERGY MARITIME HL|SWIM|TD Ameritrade, Inc.|48348
SHIP|SEANERGY MARITIME HL|TKNG|ALLY INVEST SECURITIES LLC|9831
SHIP|SEANERGY MARITIME HL|UBSA|UBS SECURITIES LLC|20192
SHIP|SEANERGY MARITIME HL|UBSS|UBS Securities LLC|46696
SHIP|SEANERGY MARITIME HL|VGRD|Vanguard Marketing Corporation|32405
SHIP|SEANERGY MARITIME HL|WCHV|WELLS FARGO SECURITIES, LLC|7675
SHIP|SEANERGY MARITIME HL|WSEA|WOLVERINE SECURITIES, LLC|2405
SHIPW|SEANERGY MARITIME HO|APCC|Apex Clearing Corporation|1000
SHIPW|SEANERGY MARITIME HO|ETRS|E*Trade Securities LLC|4000
SHIPW|SEANERGY MARITIME HO|FOMA|TD AMERITRADE CLEARING, INC.|10955
SHIPW|SEANERGY MARITIME HO|IBKR|Interactive Brokers Llc|3000
SHIPW|SEANERGY MARITIME HO|LIME|Lime Brokerage LLC|243
SHIPW|SEANERGY MARITIME HO|MAXM|Maxim Group LLC|200
SHIPW|SEANERGY MARITIME HO|MSCO|MORGAN STANLEY & CO. LLC|2150
SHIPW|SEANERGY MARITIME HO|NFSC|National Financial Services LLC|5157
SHIPW|SEANERGY MARITIME HO|NITE|VIRTU Americas LLC|22970
SHIPW|SEANERGY MARITIME HO|SWIM|TD Ameritrade, Inc.|4529
SHLD|SEARS HLDGS CORP|ALTX|Alternet Securities Inc.|740
SHLD|SEARS HLDGS CORP|APCC|Apex Clearing Corporation|136113
SHLD|SEARS HLDGS CORP|BATM|CBOE TRADING, INC.|6318
SHLD|SEARS HLDGS CORP|BAYC|BAY CREST PARTNERS, LLC|203313
SHLD|SEARS HLDGS CORP|BCSA|BCS Americas, Inc.|66392
SHLD|SEARS HLDGS CORP|BERN|Sanford C. Bernstein & Co., LLC|48966
SHLD|SEARS HLDGS CORP|BIMI|Banca IMI Securities Corp.|19036
SHLD|SEARS HLDGS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|199179
SHLD|SEARS HLDGS CORP|BLKX|INSTINET, LLC|44759
SHLD|SEARS HLDGS CORP|BMOC|BMO Capital Markets Corp.|4066
SHLD|SEARS HLDGS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|28568
SHLD|SEARS HLDGS CORP|BTIG|BTIG, LLC|4463
SHLD|SEARS HLDGS CORP|BYXM|CBOE TRADING, INC.|204
SHLD|SEARS HLDGS CORP|CANT|Cantor Fitzgerald & Co.|5
SHLD|SEARS HLDGS CORP|CHAS|Charles Schwab & Co., Inc.|58396
SHLD|SEARS HLDGS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27080
SHLD|SEARS HLDGS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1003
SHLD|SEARS HLDGS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SHLD|SEARS HLDGS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|309525
SHLD|SEARS HLDGS CORP|CTDL|Citadel Derivatives Group Llc|102737
SHLD|SEARS HLDGS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|30268
SHLD|SEARS HLDGS CORP|DBAB|Deutsche Bank Securities Inc.|446696
SHLD|SEARS HLDGS CORP|DBAX|Deutsche Bank Securities Inc.|486400
SHLD|SEARS HLDGS CORP|DEAN|MORGAN STANLEY|7985
SHLD|SEARS HLDGS CORP|DEGS|RONIN PROFESSIONAL LLC|123952
SHLD|SEARS HLDGS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|167421
SHLD|SEARS HLDGS CORP|EBXL|EBX LLC|136700
SHLD|SEARS HLDGS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|40312
SHLD|SEARS HLDGS CORP|EDJO|Edward D. Jones & Co., L.P.|3379
SHLD|SEARS HLDGS CORP|EGAM|CBOE TRADING, INC.|19802
SHLD|SEARS HLDGS CORP|EGAW|CBOE TRADING, INC.|180
SHLD|SEARS HLDGS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
SHLD|SEARS HLDGS CORP|EGXM|CBOE TRADING, INC.|41680
SHLD|SEARS HLDGS CORP|EGXW|CBOE TRADING, INC.|225
SHLD|SEARS HLDGS CORP|ELEV|ELEVATION, LLC|102552
SHLD|SEARS HLDGS CORP|ETBE|Electronic Transaction Clearing, Inc.|29122
SHLD|SEARS HLDGS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|61586
SHLD|SEARS HLDGS CORP|ETRS|E*Trade Securities LLC|2328355
SHLD|SEARS HLDGS CORP|FBCO|Credit Suisse Securities (USA) LLC|821136
SHLD|SEARS HLDGS CORP|FBSB|U.S. Bancorp Investments, Inc.|200
SHLD|SEARS HLDGS CORP|FILL|Tradestation Securities, Inc.|38060
SHLD|SEARS HLDGS CORP|FINX|FINTECH SECURITIES|16
SHLD|SEARS HLDGS CORP|FMAF|NBCN Inc./ CDS|1000
SHLD|SEARS HLDGS CORP|FOMA|TD AMERITRADE CLEARING, INC.|3112401
SHLD|SEARS HLDGS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|47513
SHLD|SEARS HLDGS CORP|FQLS|Quantlab Securities LP|329419
SHLD|SEARS HLDGS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|177314
SHLD|SEARS HLDGS CORP|FTBR|Foliofn Investments, Inc.|6489
SHLD|SEARS HLDGS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|73522
SHLD|SEARS HLDGS CORP|GLPX|ACS EXECUTION SERVICES, LLC|29538
SHLD|SEARS HLDGS CORP|GSCO|GOLDMAN SACHS & CO. LLC|1110844
SHLD|SEARS HLDGS CORP|GSCS|GOLDMAN SACHS & CO. LLC|242399
SHLD|SEARS HLDGS CORP|GSLT|GOLDMAN SACHS & CO. LLC|6764
SHLD|SEARS HLDGS CORP|GTSZ|GTS SECURITIES LLC|55887
SHLD|SEARS HLDGS CORP|HRBF|American Enterprise Investment Services Inc.|42134
SHLD|SEARS HLDGS CORP|HSBC|HSBC Securities, Inc.|2347
SHLD|SEARS HLDGS CORP|IATS|INTERACTIVE BROKERS LLC|203458
SHLD|SEARS HLDGS CORP|IBKR|Interactive Brokers Llc|1343563
SHLD|SEARS HLDGS CORP|ICBX|INSTINET, LLC|147795
SHLD|SEARS HLDGS CORP|IEQY|CITADEL SECURITIES LLC|16875
SHLD|SEARS HLDGS CORP|INCA|INSTINET, LLC|443575
SHLD|SEARS HLDGS CORP|INJX|INSTINET, LLC|60275
SHLD|SEARS HLDGS CORP|ITGI|ITG Inc.|23351
SHLD|SEARS HLDGS CORP|ITGP|ITG INC.|121800
SHLD|SEARS HLDGS CORP|JANY|Janney Montgomery Scott Inc.|36
SHLD|SEARS HLDGS CORP|JEFF|JEFFERIES LLC|109204
SHLD|SEARS HLDGS CORP|JMPT|JUMP TRADING, LLC|78492
SHLD|SEARS HLDGS CORP|JPBX|J.P. MORGAN SECURITIES LLC|44400
SHLD|SEARS HLDGS CORP|JPMX|J.P. Morgan Securities LLC|440071
SHLD|SEARS HLDGS CORP|JSJX|JANE STREET CAPITAL LLC|171538
SHLD|SEARS HLDGS CORP|KCGM|VIRTU Americas LLC|93167
SHLD|SEARS HLDGS CORP|LEHM|Barclays Capital Inc./Le|2204225
SHLD|SEARS HLDGS CORP|LIME|Lime Brokerage LLC|186301
SHLD|SEARS HLDGS CORP|LMGP|LIME BROKERAGE LLC|31368
SHLD|SEARS HLDGS CORP|LOOP|Loop Capital Markets LLC|3864
SHLD|SEARS HLDGS CORP|LSCI|Lek Securities Corporation|307
SHLD|SEARS HLDGS CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
SHLD|SEARS HLDGS CORP|MACQ|Macquarie Capital (USA) Inc.|1739
SHLD|SEARS HLDGS CORP|MAXM|Maxim Group LLC|93179
SHLD|SEARS HLDGS CORP|MBTS|ALLY INVEST SECURITIES LLC|1400
SHLD|SEARS HLDGS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|591905
SHLD|SEARS HLDGS CORP|MOTF|MOTIF INVESTING, INC.|1
SHLD|SEARS HLDGS CORP|MSCO|MORGAN STANLEY & CO. LLC|3322991
SHLD|SEARS HLDGS CORP|MSPL|MORGAN STANLEY & CO. LLC|387000
SHLD|SEARS HLDGS CORP|MSTX|MORGAN STANLEY & CO. LLC|260100
SHLD|SEARS HLDGS CORP|NFSC|National Financial Services LLC|2631117
SHLD|SEARS HLDGS CORP|NITE|VIRTU Americas LLC|4371244
SHLD|SEARS HLDGS CORP|NITP|VIRTU Americas LLC|100279
SHLD|SEARS HLDGS CORP|NMRA|Nomura Securities International, Inc.|26925
SHLD|SEARS HLDGS CORP|NQRB|Brut, LLC|12201
SHLD|SEARS HLDGS CORP|NTRC|Northern Trust Securities, Inc.|900
SHLD|SEARS HLDGS CORP|OPCO|Oppenheimer & Co. Inc.|5545
SHLD|SEARS HLDGS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4640
SHLD|SEARS HLDGS CORP|PDQM|CODA MARKETS, INC.|89038
SHLD|SEARS HLDGS CORP|PHLY|NASDAQ Execution Services, LLC|18000
SHLD|SEARS HLDGS CORP|PWJC|UBS Financial Services, Inc.|163
SHLD|SEARS HLDGS CORP|RAJA|Raymond James & Associates, Inc.|5007
SHLD|SEARS HLDGS CORP|RBCM|RBC CAPITAL MARKETS, LLC|38953
SHLD|SEARS HLDGS CORP|RGLD|Regal Securities, Inc|38420
SHLD|SEARS HLDGS CORP|SAGL|SAGETRADER, LLC|300
SHLD|SEARS HLDGS CORP|SBSH|Citigroup Global Markets Inc.|838402
SHLD|SEARS HLDGS CORP|SGMT|GOLDMAN SACHS & CO. LLC|164069
SHLD|SEARS HLDGS CORP|SOGO|Wang Investment Associates, Inc.|200
SHLD|SEARS HLDGS CORP|SPDR|SPEEDROUTE LLC|8875
SHLD|SEARS HLDGS CORP|SPNT|SEVEN POINTS CAPITAL, LLC|10152
SHLD|SEARS HLDGS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|21622
SHLD|SEARS HLDGS CORP|STKP|STOCKPILE INVESTMENTS, INC.|8
SHLD|SEARS HLDGS CORP|STXG|Stockcross Financial Services, Inc.|9300
SHLD|SEARS HLDGS CORP|SWIM|TD Ameritrade, Inc.|1358449
SHLD|SEARS HLDGS CORP|SWST|Hilltop Securities Inc.|8403
SHLD|SEARS HLDGS CORP|TDFS|TRADERFIELD SECURITIES INC.|5000
SHLD|SEARS HLDGS CORP|TKNG|ALLY INVEST SECURITIES LLC|118397
SHLD|SEARS HLDGS CORP|TRCM|TRC MARKETS LLC|37216
SHLD|SEARS HLDGS CORP|TWTT|TASTYWORKS, INC.|100
SHLD|SEARS HLDGS CORP|UBSA|UBS SECURITIES LLC|858052
SHLD|SEARS HLDGS CORP|UBSS|UBS Securities LLC|2075421
SHLD|SEARS HLDGS CORP|VALX|VIRTU AMERICAS LLC|26988
SHLD|SEARS HLDGS CORP|VERT|The Vertical Trading Group, LLC|50
SHLD|SEARS HLDGS CORP|VGRD|Vanguard Marketing Corporation|369790
SHLD|SEARS HLDGS CORP|VSIN|Vision Financial Markets Llc|1300
SHLD|SEARS HLDGS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|10000
SHLD|SEARS HLDGS CORP|WCHV|WELLS FARGO SECURITIES, LLC|196960
SHLD|SEARS HLDGS CORP|WEED|Weeden & Co.L.P.|5170
SHLD|SEARS HLDGS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18364
SHLD|SEARS HLDGS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36446
SHLD|SEARS HLDGS CORP|WGIF|CIBC World Markets Inc.|9814
SHLD|SEARS HLDGS CORP|WORD|Worden Capital Management LLC|7100
SHLD|SEARS HLDGS CORP|WSEA|WOLVERINE SECURITIES, LLC|117245
SHLD|SEARS HLDGS CORP|XPQR|Jump Trading|2400
SHLD|SEARS HLDGS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|30754
SHLD|SEARS HLDGS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1199
SHLD|SEARS HLDGS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4370
SHLDW|SEARS HOLDINGS C WT|CANT|Cantor Fitzgerald & Co.|200
SHLDW|SEARS HOLDINGS C WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8900
SHLDW|SEARS HOLDINGS C WT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|170
SHLDW|SEARS HOLDINGS C WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
SHLDW|SEARS HOLDINGS C WT|CTDL|Citadel Derivatives Group Llc|300
SHLDW|SEARS HOLDINGS C WT|DBAX|Deutsche Bank Securities Inc.|2800
SHLDW|SEARS HOLDINGS C WT|EBXL|EBX LLC|6000
SHLDW|SEARS HOLDINGS C WT|ETRS|E*Trade Securities LLC|13725
SHLDW|SEARS HOLDINGS C WT|FOMA|TD AMERITRADE CLEARING, INC.|7051
SHLDW|SEARS HOLDINGS C WT|GSLT|GOLDMAN SACHS & CO. LLC|40
SHLDW|SEARS HOLDINGS C WT|IBKR|Interactive Brokers Llc|48947
SHLDW|SEARS HOLDINGS C WT|ICBX|INSTINET, LLC|100
SHLDW|SEARS HOLDINGS C WT|INCA|INSTINET, LLC|32245
SHLDW|SEARS HOLDINGS C WT|INJX|INSTINET, LLC|200
SHLDW|SEARS HOLDINGS C WT|ITGI|ITG Inc.|1035
SHLDW|SEARS HOLDINGS C WT|ITGP|ITG INC.|200
SHLDW|SEARS HOLDINGS C WT|JEFF|JEFFERIES LLC|100
SHLDW|SEARS HOLDINGS C WT|LEHM|Barclays Capital Inc./Le|1400
SHLDW|SEARS HOLDINGS C WT|LIME|Lime Brokerage LLC|3158
SHLDW|SEARS HOLDINGS C WT|MAXM|Maxim Group LLC|100
SHLDW|SEARS HOLDINGS C WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5756
SHLDW|SEARS HOLDINGS C WT|MSCO|MORGAN STANLEY & CO. LLC|13511
SHLDW|SEARS HOLDINGS C WT|NFSC|National Financial Services LLC|48039
SHLDW|SEARS HOLDINGS C WT|NITE|VIRTU Americas LLC|51364
SHLDW|SEARS HOLDINGS C WT|PDQM|CODA MARKETS, INC.|300
SHLDW|SEARS HOLDINGS C WT|RBCM|RBC CAPITAL MARKETS, LLC|262
SHLDW|SEARS HOLDINGS C WT|SGMT|GOLDMAN SACHS & CO. LLC|3700
SHLDW|SEARS HOLDINGS C WT|SPDR|SPEEDROUTE LLC|300
SHLDW|SEARS HOLDINGS C WT|UBSA|UBS SECURITIES LLC|7849
SHLDW|SEARS HOLDINGS C WT|UBSS|UBS Securities LLC|64558
SHLDW|SEARS HOLDINGS C WT|WABR|Wall Street Access|100
SHLDW|SEARS HOLDINGS C WT|WSEA|WOLVERINE SECURITIES, LLC|100
SHLM|SCHULMAN A INC    ##|ALTX|Alternet Securities Inc.|600
SHLM|SCHULMAN A INC    ##|APCC|Apex Clearing Corporation|9
SHLM|SCHULMAN A INC    ##|BARD|Robert W. Baird & Co. Incorporated|325
SHLM|SCHULMAN A INC    ##|BERN|Sanford C. Bernstein & Co., LLC|8949
SHLM|SCHULMAN A INC    ##|BKCM|BNY Mellon Capital Markets LLC|120
SHLM|SCHULMAN A INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|429
SHLM|SCHULMAN A INC    ##|BMOC|BMO Capital Markets Corp.|4512
SHLM|SCHULMAN A INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|4901
SHLM|SCHULMAN A INC    ##|BRVL|BLAYLOCK VAN, LLC|100
SHLM|SCHULMAN A INC    ##|BTIG|BTIG, LLC|31701
SHLM|SCHULMAN A INC    ##|BYXM|CBOE TRADING, INC.|389
SHLM|SCHULMAN A INC    ##|CHAS|Charles Schwab & Co., Inc.|68
SHLM|SCHULMAN A INC    ##|CIST|Capital Institutional Services, Inc.|15
SHLM|SCHULMAN A INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3594
SHLM|SCHULMAN A INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1008
SHLM|SCHULMAN A INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SHLM|SCHULMAN A INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56165
SHLM|SCHULMAN A INC    ##|CTDL|Citadel Derivatives Group Llc|874
SHLM|SCHULMAN A INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|14616
SHLM|SCHULMAN A INC    ##|DBAB|Deutsche Bank Securities Inc.|70540
SHLM|SCHULMAN A INC    ##|DBAX|Deutsche Bank Securities Inc.|38600
SHLM|SCHULMAN A INC    ##|DEGS|RONIN PROFESSIONAL LLC|169
SHLM|SCHULMAN A INC    ##|EBXL|EBX LLC|21000
SHLM|SCHULMAN A INC    ##|EGAM|CBOE TRADING, INC.|3542
SHLM|SCHULMAN A INC    ##|EGXM|CBOE TRADING, INC.|203
SHLM|SCHULMAN A INC    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1647
SHLM|SCHULMAN A INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
SHLM|SCHULMAN A INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9929
SHLM|SCHULMAN A INC    ##|ETRS|E*Trade Securities LLC|1909
SHLM|SCHULMAN A INC    ##|FBCO|Credit Suisse Securities (USA) LLC|96076
SHLM|SCHULMAN A INC    ##|FBSB|U.S. Bancorp Investments, Inc.|48
SHLM|SCHULMAN A INC    ##|FILL|Tradestation Securities, Inc.|22
SHLM|SCHULMAN A INC    ##|FMAF|NBCN Inc./ CDS|19276
SHLM|SCHULMAN A INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|22523
SHLM|SCHULMAN A INC    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|220
SHLM|SCHULMAN A INC    ##|FQLS|Quantlab Securities LP|6923
SHLM|SCHULMAN A INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7762
SHLM|SCHULMAN A INC    ##|FTBR|Foliofn Investments, Inc.|83
SHLM|SCHULMAN A INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7503
SHLM|SCHULMAN A INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|2134
SHLM|SCHULMAN A INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|170086
SHLM|SCHULMAN A INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|15141
SHLM|SCHULMAN A INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|648
SHLM|SCHULMAN A INC    ##|GTSZ|GTS SECURITIES LLC|12450
SHLM|SCHULMAN A INC    ##|HRBF|American Enterprise Investment Services Inc.|117
SHLM|SCHULMAN A INC    ##|IATS|INTERACTIVE BROKERS LLC|2541
SHLM|SCHULMAN A INC    ##|IBKR|Interactive Brokers Llc|16059
SHLM|SCHULMAN A INC    ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|60
SHLM|SCHULMAN A INC    ##|ICBX|INSTINET, LLC|4900
SHLM|SCHULMAN A INC    ##|IEQY|CITADEL SECURITIES LLC|6006
SHLM|SCHULMAN A INC    ##|INCA|INSTINET, LLC|33302
SHLM|SCHULMAN A INC    ##|INJX|INSTINET, LLC|1902
SHLM|SCHULMAN A INC    ##|ITGI|ITG Inc.|6195
SHLM|SCHULMAN A INC    ##|ITGP|ITG INC.|20000
SHLM|SCHULMAN A INC    ##|JANY|Janney Montgomery Scott Inc.|32
SHLM|SCHULMAN A INC    ##|JEFF|JEFFERIES LLC|28059
SHLM|SCHULMAN A INC    ##|JMPT|JUMP TRADING, LLC|752
SHLM|SCHULMAN A INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|636
SHLM|SCHULMAN A INC    ##|JPMX|J.P. Morgan Securities LLC|50294
SHLM|SCHULMAN A INC    ##|JSJX|JANE STREET CAPITAL LLC|12816
SHLM|SCHULMAN A INC    ##|KCGM|VIRTU Americas LLC|4601
SHLM|SCHULMAN A INC    ##|LEHM|Barclays Capital Inc./Le|122750
SHLM|SCHULMAN A INC    ##|LIME|Lime Brokerage LLC|43932
SHLM|SCHULMAN A INC    ##|LSCI|Lek Securities Corporation|65183
SHLM|SCHULMAN A INC    ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|60
SHLM|SCHULMAN A INC    ##|MAXM|Maxim Group LLC|2926
SHLM|SCHULMAN A INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28929
SHLM|SCHULMAN A INC    ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
SHLM|SCHULMAN A INC    ##|MSCO|MORGAN STANLEY & CO. LLC|203611
SHLM|SCHULMAN A INC    ##|MSPL|MORGAN STANLEY & CO. LLC|63900
SHLM|SCHULMAN A INC    ##|MSTX|MORGAN STANLEY & CO. LLC|2400
SHLM|SCHULMAN A INC    ##|NFSC|National Financial Services LLC|6724
SHLM|SCHULMAN A INC    ##|NITE|VIRTU Americas LLC|43445
SHLM|SCHULMAN A INC    ##|NITP|VIRTU Americas LLC|400
SHLM|SCHULMAN A INC    ##|NQRB|Brut, LLC|295
SHLM|SCHULMAN A INC    ##|NTRC|Northern Trust Securities, Inc.|1115
SHLM|SCHULMAN A INC    ##|OPCO|Oppenheimer & Co. Inc.|223
SHLM|SCHULMAN A INC    ##|PDQM|CODA MARKETS, INC.|16951
SHLM|SCHULMAN A INC    ##|RAJA|Raymond James & Associates, Inc.|198
SHLM|SCHULMAN A INC    ##|RHCO|Suntrust Robinson Humphrey, Inc.|2750
SHLM|SCHULMAN A INC    ##|SAGL|SAGETRADER, LLC|100
SHLM|SCHULMAN A INC    ##|SAGW|SAGETRADER, LLC|925
SHLM|SCHULMAN A INC    ##|SBSH|Citigroup Global Markets Inc.|81313
SHLM|SCHULMAN A INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|16397
SHLM|SCHULMAN A INC    ##|SPDR|SPEEDROUTE LLC|6990
SHLM|SCHULMAN A INC    ##|SWIM|TD Ameritrade, Inc.|60562
SHLM|SCHULMAN A INC    ##|TRBT|Tradebot Systems, Inc.|3564
SHLM|SCHULMAN A INC    ##|TRCM|TRC MARKETS LLC|18419
SHLM|SCHULMAN A INC    ##|UBSA|UBS SECURITIES LLC|128632
SHLM|SCHULMAN A INC    ##|UBSS|UBS Securities LLC|149033
SHLM|SCHULMAN A INC    ##|VALX|VIRTU AMERICAS LLC|7835
SHLM|SCHULMAN A INC    ##|VGRD|Vanguard Marketing Corporation|5161
SHLM|SCHULMAN A INC    ##|VSIN|Vision Financial Markets Llc|10
SHLM|SCHULMAN A INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|17321
SHLM|SCHULMAN A INC    ##|WSEA|WOLVERINE SECURITIES, LLC|72
SHLM|SCHULMAN A INC    ##|XIST|INSTINET, LLC|1378
SHLM|SCHULMAN A INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|745
SHLO|SHILOH INDS INC   ##|ALTX|Alternet Securities Inc.|2120
SHLO|SHILOH INDS INC   ##|APCC|Apex Clearing Corporation|584
SHLO|SHILOH INDS INC   ##|BARD|Robert W. Baird & Co. Incorporated|400
SHLO|SHILOH INDS INC   ##|BATM|CBOE TRADING, INC.|201
SHLO|SHILOH INDS INC   ##|BAYT|BTIG, LLC|5500
SHLO|SHILOH INDS INC   ##|BERN|Sanford C. Bernstein & Co., LLC|177
SHLO|SHILOH INDS INC   ##|BMOC|BMO Capital Markets Corp.|2332
SHLO|SHILOH INDS INC   ##|BNPX|BNP PARIBAS SECURITIES CORP.|1826
SHLO|SHILOH INDS INC   ##|BTIG|BTIG, LLC|233
SHLO|SHILOH INDS INC   ##|BYXM|CBOE TRADING, INC.|200
SHLO|SHILOH INDS INC   ##|BZYD|GOLDMAN SACHS & CO. LLC|400
SHLO|SHILOH INDS INC   ##|CANT|Cantor Fitzgerald & Co.|15220
SHLO|SHILOH INDS INC   ##|CHAS|Charles Schwab & Co., Inc.|14240
SHLO|SHILOH INDS INC   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5454
SHLO|SHILOH INDS INC   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7802
SHLO|SHILOH INDS INC   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|462
SHLO|SHILOH INDS INC   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64621
SHLO|SHILOH INDS INC   ##|CTDL|Citadel Derivatives Group Llc|6301
SHLO|SHILOH INDS INC   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
SHLO|SHILOH INDS INC   ##|DBAB|Deutsche Bank Securities Inc.|51467
SHLO|SHILOH INDS INC   ##|DBAX|Deutsche Bank Securities Inc.|9800
SHLO|SHILOH INDS INC   ##|DCHF|Dart Executions, LLC|200
SHLO|SHILOH INDS INC   ##|DEGS|RONIN PROFESSIONAL LLC|16327
SHLO|SHILOH INDS INC   ##|EBXL|EBX LLC|13800
SHLO|SHILOH INDS INC   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2426
SHLO|SHILOH INDS INC   ##|EDJO|Edward D. Jones & Co., L.P.|750
SHLO|SHILOH INDS INC   ##|EGAM|CBOE TRADING, INC.|2589
SHLO|SHILOH INDS INC   ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
SHLO|SHILOH INDS INC   ##|EGXM|CBOE TRADING, INC.|200
SHLO|SHILOH INDS INC   ##|EGXW|CBOE TRADING, INC.|100
SHLO|SHILOH INDS INC   ##|ETBE|Electronic Transaction Clearing, Inc.|735
SHLO|SHILOH INDS INC   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18
SHLO|SHILOH INDS INC   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3930
SHLO|SHILOH INDS INC   ##|ETRS|E*Trade Securities LLC|111844
SHLO|SHILOH INDS INC   ##|FBCO|Credit Suisse Securities (USA) LLC|227924
SHLO|SHILOH INDS INC   ##|FILL|Tradestation Securities, Inc.|300
SHLO|SHILOH INDS INC   ##|FMAF|NBCN Inc./ CDS|500
SHLO|SHILOH INDS INC   ##|FOMA|TD AMERITRADE CLEARING, INC.|95522
SHLO|SHILOH INDS INC   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15889
SHLO|SHILOH INDS INC   ##|FTBR|Foliofn Investments, Inc.|1493
SHLO|SHILOH INDS INC   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|4324
SHLO|SHILOH INDS INC   ##|GLPX|ACS EXECUTION SERVICES, LLC|3090
SHLO|SHILOH INDS INC   ##|GSCO|GOLDMAN SACHS & CO. LLC|158533
SHLO|SHILOH INDS INC   ##|GSCS|GOLDMAN SACHS & CO. LLC|9296
SHLO|SHILOH INDS INC   ##|GSLT|GOLDMAN SACHS & CO. LLC|200
SHLO|SHILOH INDS INC   ##|GTSZ|GTS SECURITIES LLC|7716
SHLO|SHILOH INDS INC   ##|IATS|INTERACTIVE BROKERS LLC|6078
SHLO|SHILOH INDS INC   ##|IBKR|Interactive Brokers Llc|85745
SHLO|SHILOH INDS INC   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|161
SHLO|SHILOH INDS INC   ##|ICBX|INSTINET, LLC|7500
SHLO|SHILOH INDS INC   ##|IEQY|CITADEL SECURITIES LLC|9091
SHLO|SHILOH INDS INC   ##|INCA|INSTINET, LLC|167711
SHLO|SHILOH INDS INC   ##|INJX|INSTINET, LLC|7844
SHLO|SHILOH INDS INC   ##|ITGI|ITG Inc.|30931
SHLO|SHILOH INDS INC   ##|ITGP|ITG INC.|40000
SHLO|SHILOH INDS INC   ##|JEFF|JEFFERIES LLC|5279
SHLO|SHILOH INDS INC   ##|JMPT|JUMP TRADING, LLC|2433
SHLO|SHILOH INDS INC   ##|JPMX|J.P. Morgan Securities LLC|39896
SHLO|SHILOH INDS INC   ##|JSJX|JANE STREET CAPITAL LLC|3119
SHLO|SHILOH INDS INC   ##|KCGM|VIRTU Americas LLC|3620
SHLO|SHILOH INDS INC   ##|LEHM|Barclays Capital Inc./Le|62569
SHLO|SHILOH INDS INC   ##|LIME|Lime Brokerage LLC|48822
SHLO|SHILOH INDS INC   ##|LQNA|LIQUIDNET, INC.|12800
SHLO|SHILOH INDS INC   ##|MAXM|Maxim Group LLC|1542
SHLO|SHILOH INDS INC   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11670
SHLO|SHILOH INDS INC   ##|MSCO|MORGAN STANLEY & CO. LLC|264800
SHLO|SHILOH INDS INC   ##|MSPL|MORGAN STANLEY & CO. LLC|16400
SHLO|SHILOH INDS INC   ##|MSTX|MORGAN STANLEY & CO. LLC|11200
SHLO|SHILOH INDS INC   ##|NFSC|National Financial Services LLC|71239
SHLO|SHILOH INDS INC   ##|NITE|VIRTU Americas LLC|290934
SHLO|SHILOH INDS INC   ##|NQRB|Brut, LLC|845
SHLO|SHILOH INDS INC   ##|PDQM|CODA MARKETS, INC.|6923
SHLO|SHILOH INDS INC   ##|RBCM|RBC CAPITAL MARKETS, LLC|3750
SHLO|SHILOH INDS INC   ##|SAGL|SAGETRADER, LLC|200
SHLO|SHILOH INDS INC   ##|SAGW|SAGETRADER, LLC|125
SHLO|SHILOH INDS INC   ##|SBSH|Citigroup Global Markets Inc.|40791
SHLO|SHILOH INDS INC   ##|SGMT|GOLDMAN SACHS & CO. LLC|6120
SHLO|SHILOH INDS INC   ##|SPDR|SPEEDROUTE LLC|2808
SHLO|SHILOH INDS INC   ##|SPTD|MINT GLOBAL MARKETS, INC.|31176
SHLO|SHILOH INDS INC   ##|SWIM|TD Ameritrade, Inc.|137782
SHLO|SHILOH INDS INC   ##|SWST|Hilltop Securities Inc.|1100
SHLO|SHILOH INDS INC   ##|TKNG|ALLY INVEST SECURITIES LLC|628
SHLO|SHILOH INDS INC   ##|TRBT|Tradebot Systems, Inc.|18604
SHLO|SHILOH INDS INC   ##|TRCM|TRC MARKETS LLC|20130
SHLO|SHILOH INDS INC   ##|UBSA|UBS SECURITIES LLC|69717
SHLO|SHILOH INDS INC   ##|UBSS|UBS Securities LLC|150707
SHLO|SHILOH INDS INC   ##|VALX|VIRTU AMERICAS LLC|2474
SHLO|SHILOH INDS INC   ##|VGRD|Vanguard Marketing Corporation|3942
SHLO|SHILOH INDS INC   ##|VSIN|Vision Financial Markets Llc|150
SHLO|SHILOH INDS INC   ##|WCHV|WELLS FARGO SECURITIES, LLC|11047
SHLO|SHILOH INDS INC   ##|WDNX|WEEDEN & CO.L.P.|6996
SHLO|SHILOH INDS INC   ##|WEED|Weeden & Co.L.P.|106200
SHLO|SHILOH INDS INC   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1347
SHLO|SHILOH INDS INC   ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2372
SHLO|SHILOH INDS INC   ##|WSEA|WOLVERINE SECURITIES, LLC|629
SHLO|SHILOH INDS INC   ##|XIST|INSTINET, LLC|4850
SHLO|SHILOH INDS INC   ##|XPQR|Jump Trading|200
SHLO|SHILOH INDS INC   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3430
SHLO|SHILOH INDS INC   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|103
SHLO|SHILOH INDS INC   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
SHLX|SHELL MIDSTREAM PRTN|ALTX|Alternet Securities Inc.|17090
SHLX|SHELL MIDSTREAM PRTN|APCC|Apex Clearing Corporation|39
SHLX|SHELL MIDSTREAM PRTN|AQUA|AQUA SECURITIES L.P.|14400
SHLX|SHELL MIDSTREAM PRTN|BARD|Robert W. Baird & Co. Incorporated|361
SHLX|SHELL MIDSTREAM PRTN|BATM|CBOE TRADING, INC.|10282
SHLX|SHELL MIDSTREAM PRTN|BAYC|BAY CREST PARTNERS, LLC|7598
SHLX|SHELL MIDSTREAM PRTN|BERN|Sanford C. Bernstein & Co., LLC|23561
SHLX|SHELL MIDSTREAM PRTN|BIDS|BIDS TRADING L.P.|319800
SHLX|SHELL MIDSTREAM PRTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18081
SHLX|SHELL MIDSTREAM PRTN|BLKX|INSTINET, LLC|290300
SHLX|SHELL MIDSTREAM PRTN|BNPX|BNP PARIBAS SECURITIES CORP.|1070
SHLX|SHELL MIDSTREAM PRTN|BTIG|BTIG, LLC|80102
SHLX|SHELL MIDSTREAM PRTN|BYXM|CBOE TRADING, INC.|1855
SHLX|SHELL MIDSTREAM PRTN|BZYD|GOLDMAN SACHS & CO. LLC|950
SHLX|SHELL MIDSTREAM PRTN|CANT|Cantor Fitzgerald & Co.|394
SHLX|SHELL MIDSTREAM PRTN|CHAS|Charles Schwab & Co., Inc.|28232
SHLX|SHELL MIDSTREAM PRTN|CIST|Capital Institutional Services, Inc.|288
SHLX|SHELL MIDSTREAM PRTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|207841
SHLX|SHELL MIDSTREAM PRTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22908
SHLX|SHELL MIDSTREAM PRTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151278
SHLX|SHELL MIDSTREAM PRTN|CTDL|Citadel Derivatives Group Llc|12679
SHLX|SHELL MIDSTREAM PRTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|50966
SHLX|SHELL MIDSTREAM PRTN|DBAB|Deutsche Bank Securities Inc.|57000
SHLX|SHELL MIDSTREAM PRTN|DBAX|Deutsche Bank Securities Inc.|193100
SHLX|SHELL MIDSTREAM PRTN|DEAN|MORGAN STANLEY|337797
SHLX|SHELL MIDSTREAM PRTN|DEGS|RONIN PROFESSIONAL LLC|200
SHLX|SHELL MIDSTREAM PRTN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20480
SHLX|SHELL MIDSTREAM PRTN|EBXL|EBX LLC|222500
SHLX|SHELL MIDSTREAM PRTN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3004
SHLX|SHELL MIDSTREAM PRTN|EDJC|Edward Jones / CDS|180
SHLX|SHELL MIDSTREAM PRTN|EDJO|Edward D. Jones & Co., L.P.|3147
SHLX|SHELL MIDSTREAM PRTN|EGAM|CBOE TRADING, INC.|55121
SHLX|SHELL MIDSTREAM PRTN|EGAW|CBOE TRADING, INC.|87
SHLX|SHELL MIDSTREAM PRTN|EGMT|EG MARKET TECHNOLOGIES LLC|950
SHLX|SHELL MIDSTREAM PRTN|EGXM|CBOE TRADING, INC.|4494
SHLX|SHELL MIDSTREAM PRTN|ETBE|Electronic Transaction Clearing, Inc.|6445
SHLX|SHELL MIDSTREAM PRTN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2884
SHLX|SHELL MIDSTREAM PRTN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1411
SHLX|SHELL MIDSTREAM PRTN|ETRS|E*Trade Securities LLC|36070
SHLX|SHELL MIDSTREAM PRTN|FBRC|B. RILEY FBR, INC.|293174
SHLX|SHELL MIDSTREAM PRTN|FILL|Tradestation Securities, Inc.|487
SHLX|SHELL MIDSTREAM PRTN|FMAF|NBCN Inc./ CDS|400
SHLX|SHELL MIDSTREAM PRTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52280
SHLX|SHELL MIDSTREAM PRTN|FTBR|Foliofn Investments, Inc.|311
SHLX|SHELL MIDSTREAM PRTN|GEBB|GLOBAL EXECUTION BROKERS, LP|2603
SHLX|SHELL MIDSTREAM PRTN|GLPX|ACS EXECUTION SERVICES, LLC|22085
SHLX|SHELL MIDSTREAM PRTN|GSCO|GOLDMAN SACHS & CO. LLC|350060
SHLX|SHELL MIDSTREAM PRTN|GSCS|GOLDMAN SACHS & CO. LLC|7613
SHLX|SHELL MIDSTREAM PRTN|GSLT|GOLDMAN SACHS & CO. LLC|5898
SHLX|SHELL MIDSTREAM PRTN|GTSZ|GTS SECURITIES LLC|64812
SHLX|SHELL MIDSTREAM PRTN|HRBF|American Enterprise Investment Services Inc.|939
SHLX|SHELL MIDSTREAM PRTN|IATS|INTERACTIVE BROKERS LLC|2608
SHLX|SHELL MIDSTREAM PRTN|IBKR|Interactive Brokers Llc|5516
SHLX|SHELL MIDSTREAM PRTN|ICBX|INSTINET, LLC|30230
SHLX|SHELL MIDSTREAM PRTN|INCA|INSTINET, LLC|54599
SHLX|SHELL MIDSTREAM PRTN|INJX|INSTINET, LLC|404
SHLX|SHELL MIDSTREAM PRTN|ITGI|ITG Inc.|42321
SHLX|SHELL MIDSTREAM PRTN|ITGP|ITG INC.|95200
SHLX|SHELL MIDSTREAM PRTN|JANY|Janney Montgomery Scott Inc.|1000
SHLX|SHELL MIDSTREAM PRTN|JEFF|JEFFERIES LLC|80491
SHLX|SHELL MIDSTREAM PRTN|JMPT|JUMP TRADING, LLC|29531
SHLX|SHELL MIDSTREAM PRTN|JPBX|J.P. MORGAN SECURITIES LLC|1540
SHLX|SHELL MIDSTREAM PRTN|JPMX|J.P. Morgan Securities LLC|366242
SHLX|SHELL MIDSTREAM PRTN|JSJX|JANE STREET CAPITAL LLC|13923
SHLX|SHELL MIDSTREAM PRTN|KCGM|VIRTU Americas LLC|35778
SHLX|SHELL MIDSTREAM PRTN|LEHM|Barclays Capital Inc./Le|755799
SHLX|SHELL MIDSTREAM PRTN|LIME|Lime Brokerage LLC|28015
SHLX|SHELL MIDSTREAM PRTN|LQNA|LIQUIDNET, INC.|447100
SHLX|SHELL MIDSTREAM PRTN|LSCI|Lek Securities Corporation|1785
SHLX|SHELL MIDSTREAM PRTN|MAVB|Great Point Capital LLC|100
SHLX|SHELL MIDSTREAM PRTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114434
SHLX|SHELL MIDSTREAM PRTN|MSCO|MORGAN STANLEY & CO. LLC|1150158
SHLX|SHELL MIDSTREAM PRTN|MSPL|MORGAN STANLEY & CO. LLC|80200
SHLX|SHELL MIDSTREAM PRTN|MSTX|MORGAN STANLEY & CO. LLC|2500
SHLX|SHELL MIDSTREAM PRTN|NFSC|National Financial Services LLC|169274
SHLX|SHELL MIDSTREAM PRTN|NITE|VIRTU Americas LLC|405148
SHLX|SHELL MIDSTREAM PRTN|NITP|VIRTU Americas LLC|500
SHLX|SHELL MIDSTREAM PRTN|NQRB|Brut, LLC|20433
SHLX|SHELL MIDSTREAM PRTN|OPCO|Oppenheimer & Co. Inc.|3848
SHLX|SHELL MIDSTREAM PRTN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1682
SHLX|SHELL MIDSTREAM PRTN|PDQM|CODA MARKETS, INC.|35333
SHLX|SHELL MIDSTREAM PRTN|PHLY|NASDAQ Execution Services, LLC|1600
SHLX|SHELL MIDSTREAM PRTN|PWJC|UBS Financial Services, Inc.|7813
SHLX|SHELL MIDSTREAM PRTN|RBCM|RBC CAPITAL MARKETS, LLC|5970
SHLX|SHELL MIDSTREAM PRTN|SAGL|SAGETRADER, LLC|62492
SHLX|SHELL MIDSTREAM PRTN|SAGW|SAGETRADER, LLC|139
SHLX|SHELL MIDSTREAM PRTN|SBSH|Citigroup Global Markets Inc.|546100
SHLX|SHELL MIDSTREAM PRTN|SGMT|GOLDMAN SACHS & CO. LLC|86858
SHLX|SHELL MIDSTREAM PRTN|SPDR|SPEEDROUTE LLC|31334
SHLX|SHELL MIDSTREAM PRTN|SPTD|MINT GLOBAL MARKETS, INC.|800
SHLX|SHELL MIDSTREAM PRTN|STFL|Stifel, Nicolaus & Company, Incorporated|1927
SHLX|SHELL MIDSTREAM PRTN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5128
SHLX|SHELL MIDSTREAM PRTN|SWIM|TD Ameritrade, Inc.|8962
SHLX|SHELL MIDSTREAM PRTN|TKNG|ALLY INVEST SECURITIES LLC|141
SHLX|SHELL MIDSTREAM PRTN|TRBT|Tradebot Systems, Inc.|145233
SHLX|SHELL MIDSTREAM PRTN|TRCM|TRC MARKETS LLC|63427
SHLX|SHELL MIDSTREAM PRTN|UBSA|UBS SECURITIES LLC|391153
SHLX|SHELL MIDSTREAM PRTN|UBSS|UBS Securities LLC|682277
SHLX|SHELL MIDSTREAM PRTN|USCA|USCA Securities LLC|1740
SHLX|SHELL MIDSTREAM PRTN|VALX|VIRTU AMERICAS LLC|11823
SHLX|SHELL MIDSTREAM PRTN|VGRD|Vanguard Marketing Corporation|6019
SHLX|SHELL MIDSTREAM PRTN|WBLR|WILLIAM BLAIR|5005
SHLX|SHELL MIDSTREAM PRTN|WBPX|SUMMIT SECURITIES GROUP, LLC|678
SHLX|SHELL MIDSTREAM PRTN|WCHV|WELLS FARGO SECURITIES, LLC|1230764
SHLX|SHELL MIDSTREAM PRTN|WEDB|WEDBUSH SECURITIES INC.|2050
SHLX|SHELL MIDSTREAM PRTN|WEED|Weeden & Co.L.P.|4335
SHLX|SHELL MIDSTREAM PRTN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9993
SHLX|SHELL MIDSTREAM PRTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|94391
SHLX|SHELL MIDSTREAM PRTN|WGIF|CIBC World Markets Inc.|100
SHLX|SHELL MIDSTREAM PRTN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
SHLX|SHELL MIDSTREAM PRTN|WSEA|WOLVERINE SECURITIES, LLC|3430
SHLX|SHELL MIDSTREAM PRTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|24338
SHLX|SHELL MIDSTREAM PRTN|YKNA|COMHAR CAPITAL MARKETS, LLC|795
SHLX|SHELL MIDSTREAM PRTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2178
SHM|SPDR NUVEEN SHORT|ALTX|Alternet Securities Inc.|15773
SHM|SPDR NUVEEN SHORT|APCC|Apex Clearing Corporation|1591
SHM|SPDR NUVEEN SHORT|BANK|Primevest Financial Services, Inc.|108
SHM|SPDR NUVEEN SHORT|BARD|Robert W. Baird & Co. Incorporated|1864
SHM|SPDR NUVEEN SHORT|BATM|CBOE TRADING, INC.|1400
SHM|SPDR NUVEEN SHORT|BBNT|BB&T SECURITIES, LLC|1773
SHM|SPDR NUVEEN SHORT|BERN|Sanford C. Bernstein & Co., LLC|9282
SHM|SPDR NUVEEN SHORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|64067
SHM|SPDR NUVEEN SHORT|CANT|Cantor Fitzgerald & Co.|47920
SHM|SPDR NUVEEN SHORT|CHAS|Charles Schwab & Co., Inc.|312055
SHM|SPDR NUVEEN SHORT|CIST|Capital Institutional Services, Inc.|44189
SHM|SPDR NUVEEN SHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40112
SHM|SPDR NUVEEN SHORT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3143
SHM|SPDR NUVEEN SHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82570
SHM|SPDR NUVEEN SHORT|CSIN|Citadel Securities Institutional LLC|117342
SHM|SPDR NUVEEN SHORT|CTDL|Citadel Derivatives Group Llc|1960
SHM|SPDR NUVEEN SHORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1490
SHM|SPDR NUVEEN SHORT|DBAB|Deutsche Bank Securities Inc.|160
SHM|SPDR NUVEEN SHORT|DBAX|Deutsche Bank Securities Inc.|58500
SHM|SPDR NUVEEN SHORT|DEAN|MORGAN STANLEY|22506
SHM|SPDR NUVEEN SHORT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
SHM|SPDR NUVEEN SHORT|EBXL|EBX LLC|40300
SHM|SPDR NUVEEN SHORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|21793
SHM|SPDR NUVEEN SHORT|EDJO|Edward D. Jones & Co., L.P.|2408
SHM|SPDR NUVEEN SHORT|EGAM|CBOE TRADING, INC.|19553
SHM|SPDR NUVEEN SHORT|EGXM|CBOE TRADING, INC.|11962
SHM|SPDR NUVEEN SHORT|EGXW|CBOE TRADING, INC.|600
SHM|SPDR NUVEEN SHORT|ETBE|Electronic Transaction Clearing, Inc.|568
SHM|SPDR NUVEEN SHORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1398
SHM|SPDR NUVEEN SHORT|ETRS|E*Trade Securities LLC|12211
SHM|SPDR NUVEEN SHORT|FBSB|U.S. Bancorp Investments, Inc.|3175
SHM|SPDR NUVEEN SHORT|FINX|FINTECH SECURITIES|9662
SHM|SPDR NUVEEN SHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55056
SHM|SPDR NUVEEN SHORT|FTBR|Foliofn Investments, Inc.|21014
SHM|SPDR NUVEEN SHORT|GEBB|GLOBAL EXECUTION BROKERS, LP|8600
SHM|SPDR NUVEEN SHORT|GLPX|ACS EXECUTION SERVICES, LLC|946
SHM|SPDR NUVEEN SHORT|GSCO|GOLDMAN SACHS & CO. LLC|14796
SHM|SPDR NUVEEN SHORT|GSLT|GOLDMAN SACHS & CO. LLC|4250
SHM|SPDR NUVEEN SHORT|GTSZ|GTS SECURITIES LLC|200
SHM|SPDR NUVEEN SHORT|HRBF|American Enterprise Investment Services Inc.|47280
SHM|SPDR NUVEEN SHORT|IATS|INTERACTIVE BROKERS LLC|1295
SHM|SPDR NUVEEN SHORT|IBKR|Interactive Brokers Llc|4534
SHM|SPDR NUVEEN SHORT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|569
SHM|SPDR NUVEEN SHORT|ICBX|INSTINET, LLC|25908
SHM|SPDR NUVEEN SHORT|INCA|INSTINET, LLC|9344
SHM|SPDR NUVEEN SHORT|ITGI|ITG Inc.|35472
SHM|SPDR NUVEEN SHORT|ITGP|ITG INC.|7600
SHM|SPDR NUVEEN SHORT|JANY|Janney Montgomery Scott Inc.|13489
SHM|SPDR NUVEEN SHORT|JMPT|JUMP TRADING, LLC|233
SHM|SPDR NUVEEN SHORT|JPMX|J.P. Morgan Securities LLC|27398
SHM|SPDR NUVEEN SHORT|JSEB|JANE STREET EXECUTION SERVICES, LLC|387819
SHM|SPDR NUVEEN SHORT|JSJX|JANE STREET CAPITAL LLC|319834
SHM|SPDR NUVEEN SHORT|KCGM|VIRTU Americas LLC|19185
SHM|SPDR NUVEEN SHORT|LEHM|Barclays Capital Inc./Le|70743
SHM|SPDR NUVEEN SHORT|LIME|Lime Brokerage LLC|7049
SHM|SPDR NUVEEN SHORT|MACC|Mid Atlantic Capital Corporation|2800
SHM|SPDR NUVEEN SHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62030
SHM|SPDR NUVEEN SHORT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
SHM|SPDR NUVEEN SHORT|MOTF|MOTIF INVESTING, INC.|17
SHM|SPDR NUVEEN SHORT|MSCO|MORGAN STANLEY & CO. LLC|166161
SHM|SPDR NUVEEN SHORT|MSPL|MORGAN STANLEY & CO. LLC|52400
SHM|SPDR NUVEEN SHORT|MSTX|MORGAN STANLEY & CO. LLC|5400
SHM|SPDR NUVEEN SHORT|NFSC|National Financial Services LLC|490865
SHM|SPDR NUVEEN SHORT|NITE|VIRTU Americas LLC|705310
SHM|SPDR NUVEEN SHORT|NITP|VIRTU Americas LLC|7800
SHM|SPDR NUVEEN SHORT|NQRB|Brut, LLC|22125
SHM|SPDR NUVEEN SHORT|NTRC|Northern Trust Securities, Inc.|48
SHM|SPDR NUVEEN SHORT|OLDM|OLD MISSION CAPITAL, LLC|1600
SHM|SPDR NUVEEN SHORT|OPCO|Oppenheimer & Co. Inc.|1523
SHM|SPDR NUVEEN SHORT|PDQM|CODA MARKETS, INC.|17243
SHM|SPDR NUVEEN SHORT|PWJC|UBS Financial Services, Inc.|36
SHM|SPDR NUVEEN SHORT|RBCM|RBC CAPITAL MARKETS, LLC|28921
SHM|SPDR NUVEEN SHORT|SAGL|SAGETRADER, LLC|3920
SHM|SPDR NUVEEN SHORT|SBSH|Citigroup Global Markets Inc.|2580
SHM|SPDR NUVEEN SHORT|SEIC|SEI Investments Distribution Co.|2190
SHM|SPDR NUVEEN SHORT|SGMT|GOLDMAN SACHS & CO. LLC|21913
SHM|SPDR NUVEEN SHORT|SPDR|SPEEDROUTE LLC|6500
SHM|SPDR NUVEEN SHORT|SPHN|Stephens Inc.|157
SHM|SPDR NUVEEN SHORT|STFL|Stifel, Nicolaus & Company, Incorporated|10797
SHM|SPDR NUVEEN SHORT|SWIM|TD Ameritrade, Inc.|372
SHM|SPDR NUVEEN SHORT|SWST|Hilltop Securities Inc.|22407
SHM|SPDR NUVEEN SHORT|TRBT|Tradebot Systems, Inc.|100
SHM|SPDR NUVEEN SHORT|TRCM|TRC MARKETS LLC|100
SHM|SPDR NUVEEN SHORT|UBSA|UBS SECURITIES LLC|158904
SHM|SPDR NUVEEN SHORT|UBSS|UBS Securities LLC|370244
SHM|SPDR NUVEEN SHORT|VALX|VIRTU AMERICAS LLC|500
SHM|SPDR NUVEEN SHORT|VGRD|Vanguard Marketing Corporation|18448
SHM|SPDR NUVEEN SHORT|WBET|Wallachbeth Capital LLC|51300
SHM|SPDR NUVEEN SHORT|WCHV|WELLS FARGO SECURITIES, LLC|148076
SHM|SPDR NUVEEN SHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7264
SHM|SPDR NUVEEN SHORT|WSEA|WOLVERINE SECURITIES, LLC|1
SHM|SPDR NUVEEN SHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|26288
SHM|SPDR NUVEEN SHORT|YKNA|COMHAR CAPITAL MARKETS, LLC|1297
SHM|SPDR NUVEEN SHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30932
SHNY|DIREXION SILVER BULL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1010
SHNY|DIREXION SILVER BULL|DBAX|Deutsche Bank Securities Inc.|500
SHNY|DIREXION SILVER BULL|EBXL|EBX LLC|2300
SHNY|DIREXION SILVER BULL|ETRS|E*Trade Securities LLC|3905
SHNY|DIREXION SILVER BULL|FILL|Tradestation Securities, Inc.|457
SHNY|DIREXION SILVER BULL|IATS|INTERACTIVE BROKERS LLC|100
SHNY|DIREXION SILVER BULL|IBKR|Interactive Brokers Llc|340
SHNY|DIREXION SILVER BULL|ICBX|INSTINET, LLC|1500
SHNY|DIREXION SILVER BULL|JPMX|J.P. Morgan Securities LLC|200
SHNY|DIREXION SILVER BULL|JSJX|JANE STREET CAPITAL LLC|19449
SHNY|DIREXION SILVER BULL|KCGM|VIRTU Americas LLC|2140
SHNY|DIREXION SILVER BULL|LEHM|Barclays Capital Inc./Le|1400
SHNY|DIREXION SILVER BULL|LIME|Lime Brokerage LLC|1687
SHNY|DIREXION SILVER BULL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
SHNY|DIREXION SILVER BULL|NFSC|National Financial Services LLC|24607
SHNY|DIREXION SILVER BULL|NITE|VIRTU Americas LLC|26430
SHNY|DIREXION SILVER BULL|SGMT|GOLDMAN SACHS & CO. LLC|1620
SHNY|DIREXION SILVER BULL|SWIM|TD Ameritrade, Inc.|6207
SHNY|DIREXION SILVER BULL|TKNG|ALLY INVEST SECURITIES LLC|2360
SHNY|DIREXION SILVER BULL|UBSA|UBS SECURITIES LLC|5110
SHNY|DIREXION SILVER BULL|UBSS|UBS Securities LLC|12394
SHNY|DIREXION SILVER BULL|VGRD|Vanguard Marketing Corporation|1500
SHNY|DIREXION SILVER BULL|WSEA|WOLVERINE SECURITIES, LLC|1670
SHNY|DIREXION SILVER BULL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SHO|SUNSTONE HOTEL INV|ABLE|NATIXIS Securities Americas LLC|147000
SHO|SUNSTONE HOTEL INV|ALTX|Alternet Securities Inc.|5152
SHO|SUNSTONE HOTEL INV|APCC|Apex Clearing Corporation|17
SHO|SUNSTONE HOTEL INV|AQUA|AQUA SECURITIES L.P.|13800
SHO|SUNSTONE HOTEL INV|BARD|Robert W. Baird & Co. Incorporated|87475
SHO|SUNSTONE HOTEL INV|BATM|CBOE TRADING, INC.|1225
SHO|SUNSTONE HOTEL INV|BAYC|BAY CREST PARTNERS, LLC|18538
SHO|SUNSTONE HOTEL INV|BERN|Sanford C. Bernstein & Co., LLC|8730
SHO|SUNSTONE HOTEL INV|BIDS|BIDS TRADING L.P.|1500
SHO|SUNSTONE HOTEL INV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2193
SHO|SUNSTONE HOTEL INV|BLKX|INSTINET, LLC|150250
SHO|SUNSTONE HOTEL INV|BNPX|BNP PARIBAS SECURITIES CORP.|56533
SHO|SUNSTONE HOTEL INV|BTIG|BTIG, LLC|700
SHO|SUNSTONE HOTEL INV|BYXM|CBOE TRADING, INC.|4907
SHO|SUNSTONE HOTEL INV|BZYD|GOLDMAN SACHS & CO. LLC|2600
SHO|SUNSTONE HOTEL INV|CANT|Cantor Fitzgerald & Co.|14940
SHO|SUNSTONE HOTEL INV|CBLC|CITIGROUP GLOBAL MARKETS INC.|24600
SHO|SUNSTONE HOTEL INV|CHAS|Charles Schwab & Co., Inc.|202
SHO|SUNSTONE HOTEL INV|CIST|Capital Institutional Services, Inc.|471
SHO|SUNSTONE HOTEL INV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|552246
SHO|SUNSTONE HOTEL INV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
SHO|SUNSTONE HOTEL INV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38292
SHO|SUNSTONE HOTEL INV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|680084
SHO|SUNSTONE HOTEL INV|CTDL|Citadel Derivatives Group Llc|20534
SHO|SUNSTONE HOTEL INV|CXCX|CITIGROUP GLOBAL MARKETS INC.|290724
SHO|SUNSTONE HOTEL INV|DBAB|Deutsche Bank Securities Inc.|993319
SHO|SUNSTONE HOTEL INV|DBAX|Deutsche Bank Securities Inc.|555700
SHO|SUNSTONE HOTEL INV|DEAN|MORGAN STANLEY|6255
SHO|SUNSTONE HOTEL INV|DEGS|RONIN PROFESSIONAL LLC|12
SHO|SUNSTONE HOTEL INV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|107631
SHO|SUNSTONE HOTEL INV|EBXL|EBX LLC|459100
SHO|SUNSTONE HOTEL INV|ECUT|CONVERGEX EXECUTION SOLUTIONS|23494
SHO|SUNSTONE HOTEL INV|EGAM|CBOE TRADING, INC.|21425
SHO|SUNSTONE HOTEL INV|EGAW|CBOE TRADING, INC.|200
SHO|SUNSTONE HOTEL INV|EGXM|CBOE TRADING, INC.|1142
SHO|SUNSTONE HOTEL INV|ETBE|Electronic Transaction Clearing, Inc.|10029
SHO|SUNSTONE HOTEL INV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
SHO|SUNSTONE HOTEL INV|ETRS|E*Trade Securities LLC|23927
SHO|SUNSTONE HOTEL INV|FBRC|B. RILEY FBR, INC.|226487
SHO|SUNSTONE HOTEL INV|FILL|Tradestation Securities, Inc.|7560
SHO|SUNSTONE HOTEL INV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1859
SHO|SUNSTONE HOTEL INV|FQLS|Quantlab Securities LP|218210
SHO|SUNSTONE HOTEL INV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96376
SHO|SUNSTONE HOTEL INV|FTBR|Foliofn Investments, Inc.|397
SHO|SUNSTONE HOTEL INV|GEBB|GLOBAL EXECUTION BROKERS, LP|2100
SHO|SUNSTONE HOTEL INV|GLPX|ACS EXECUTION SERVICES, LLC|74251
SHO|SUNSTONE HOTEL INV|GNAV|GREEN STREET TRADING, LLC|24339
SHO|SUNSTONE HOTEL INV|GSCO|GOLDMAN SACHS & CO. LLC|3771767
SHO|SUNSTONE HOTEL INV|GSCS|GOLDMAN SACHS & CO. LLC|7623
SHO|SUNSTONE HOTEL INV|GSLT|GOLDMAN SACHS & CO. LLC|5123
SHO|SUNSTONE HOTEL INV|GTSY|GTS SECURITIES LLC|14900
SHO|SUNSTONE HOTEL INV|GTSZ|GTS SECURITIES LLC|192049
SHO|SUNSTONE HOTEL INV|HRBF|American Enterprise Investment Services Inc.|397
SHO|SUNSTONE HOTEL INV|IATS|INTERACTIVE BROKERS LLC|12299
SHO|SUNSTONE HOTEL INV|IBFS|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|54255
SHO|SUNSTONE HOTEL INV|IBKR|Interactive Brokers Llc|15247
SHO|SUNSTONE HOTEL INV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|795
SHO|SUNSTONE HOTEL INV|ICBX|INSTINET, LLC|197861
SHO|SUNSTONE HOTEL INV|IEQY|CITADEL SECURITIES LLC|186608
SHO|SUNSTONE HOTEL INV|INCA|INSTINET, LLC|158670
SHO|SUNSTONE HOTEL INV|INJX|INSTINET, LLC|1525
SHO|SUNSTONE HOTEL INV|INTL|INTL FCSTONE FINANCIAL INC.|3690
SHO|SUNSTONE HOTEL INV|ITGI|ITG Inc.|53146
SHO|SUNSTONE HOTEL INV|ITGP|ITG INC.|275000
SHO|SUNSTONE HOTEL INV|JEFF|JEFFERIES LLC|249759
SHO|SUNSTONE HOTEL INV|JMPT|JUMP TRADING, LLC|173297
SHO|SUNSTONE HOTEL INV|JPBX|J.P. MORGAN SECURITIES LLC|92783
SHO|SUNSTONE HOTEL INV|JPMX|J.P. Morgan Securities LLC|1993350
SHO|SUNSTONE HOTEL INV|JSJX|JANE STREET CAPITAL LLC|12918
SHO|SUNSTONE HOTEL INV|KCGM|VIRTU Americas LLC|121943
SHO|SUNSTONE HOTEL INV|KEYB|KEYBANC CAPITAL MARKETS INC.|25750
SHO|SUNSTONE HOTEL INV|LEHM|Barclays Capital Inc./Le|1153126
SHO|SUNSTONE HOTEL INV|LIME|Lime Brokerage LLC|62824
SHO|SUNSTONE HOTEL INV|LMNX|LUMINEX TRADING & ANALYTICS LLC|672412
SHO|SUNSTONE HOTEL INV|LOOP|Loop Capital Markets LLC|7143
SHO|SUNSTONE HOTEL INV|LQNA|LIQUIDNET, INC.|839300
SHO|SUNSTONE HOTEL INV|LSCI|Lek Securities Corporation|1284
SHO|SUNSTONE HOTEL INV|MACQ|Macquarie Capital (USA) Inc.|200
SHO|SUNSTONE HOTEL INV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|456005
SHO|SUNSTONE HOTEL INV|MOTF|MOTIF INVESTING, INC.|1
SHO|SUNSTONE HOTEL INV|MSCO|MORGAN STANLEY & CO. LLC|1914866
SHO|SUNSTONE HOTEL INV|MSPL|MORGAN STANLEY & CO. LLC|885200
SHO|SUNSTONE HOTEL INV|MSTX|MORGAN STANLEY & CO. LLC|169700
SHO|SUNSTONE HOTEL INV|MULL|MARK J. MULLER EQUITIES, INC.|7933
SHO|SUNSTONE HOTEL INV|MZHO|Mizuho Securities USA LLC|16000
SHO|SUNSTONE HOTEL INV|NFSC|National Financial Services LLC|104986
SHO|SUNSTONE HOTEL INV|NITE|VIRTU Americas LLC|297601
SHO|SUNSTONE HOTEL INV|NITP|VIRTU Americas LLC|35571
SHO|SUNSTONE HOTEL INV|NQRB|Brut, LLC|12133
SHO|SUNSTONE HOTEL INV|OPCO|Oppenheimer & Co. Inc.|7234
SHO|SUNSTONE HOTEL INV|PDQM|CODA MARKETS, INC.|13101
SHO|SUNSTONE HOTEL INV|QMSR|QUATTRO M SECURITIES INC.|3068
SHO|SUNSTONE HOTEL INV|RBCM|RBC CAPITAL MARKETS, LLC|8042
SHO|SUNSTONE HOTEL INV|RHCO|Suntrust Robinson Humphrey, Inc.|1137998
SHO|SUNSTONE HOTEL INV|SAGL|SAGETRADER, LLC|18000
SHO|SUNSTONE HOTEL INV|SBSH|Citigroup Global Markets Inc.|274745
SHO|SUNSTONE HOTEL INV|SEIC|SEI Investments Distribution Co.|200
SHO|SUNSTONE HOTEL INV|SGMT|GOLDMAN SACHS & CO. LLC|300359
SHO|SUNSTONE HOTEL INV|SPDR|SPEEDROUTE LLC|16900
SHO|SUNSTONE HOTEL INV|SSBS|STATE STREET GLOBAL MARKETS, LLC|104000
SHO|SUNSTONE HOTEL INV|STFL|Stifel, Nicolaus & Company, Incorporated|361561
SHO|SUNSTONE HOTEL INV|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10000
SHO|SUNSTONE HOTEL INV|SWIM|TD Ameritrade, Inc.|14102
SHO|SUNSTONE HOTEL INV|SWST|Hilltop Securities Inc.|3042
SHO|SUNSTONE HOTEL INV|TKNG|ALLY INVEST SECURITIES LLC|117
SHO|SUNSTONE HOTEL INV|TRBT|Tradebot Systems, Inc.|226312
SHO|SUNSTONE HOTEL INV|TRCM|TRC MARKETS LLC|244508
SHO|SUNSTONE HOTEL INV|TWTT|TASTYWORKS, INC.|1200
SHO|SUNSTONE HOTEL INV|UBSA|UBS SECURITIES LLC|1562864
SHO|SUNSTONE HOTEL INV|UBSS|UBS Securities LLC|1332960
SHO|SUNSTONE HOTEL INV|VALX|VIRTU AMERICAS LLC|80951
SHO|SUNSTONE HOTEL INV|VGRD|Vanguard Marketing Corporation|258
SHO|SUNSTONE HOTEL INV|WBET|Wallachbeth Capital LLC|15994
SHO|SUNSTONE HOTEL INV|WBPX|SUMMIT SECURITIES GROUP, LLC|9871
SHO|SUNSTONE HOTEL INV|WCHV|WELLS FARGO SECURITIES, LLC|154314
SHO|SUNSTONE HOTEL INV|WEDB|WEDBUSH SECURITIES INC.|146
SHO|SUNSTONE HOTEL INV|WEED|Weeden & Co.L.P.|2970
SHO|SUNSTONE HOTEL INV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4873
SHO|SUNSTONE HOTEL INV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43944
SHO|SUNSTONE HOTEL INV|WSEA|WOLVERINE SECURITIES, LLC|1327
SHO|SUNSTONE HOTEL INV|XIST|INSTINET, LLC|205800
SHO|SUNSTONE HOTEL INV|XSTM|NATIONAL FINANCIAL SERVICES LLC|19542
SHO|SUNSTONE HOTEL INV|YKNA|COMHAR CAPITAL MARKETS, LLC|982
SHO|SUNSTONE HOTEL INV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
SHO$E|SUNSTONE HOTEL PFD E|BATM|CBOE TRADING, INC.|202
SHO$E|SUNSTONE HOTEL PFD E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|873
SHO$E|SUNSTONE HOTEL PFD E|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SHO$E|SUNSTONE HOTEL PFD E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
SHO$E|SUNSTONE HOTEL PFD E|DBAX|Deutsche Bank Securities Inc.|100
SHO$E|SUNSTONE HOTEL PFD E|DEAN|MORGAN STANLEY|130
SHO$E|SUNSTONE HOTEL PFD E|ETRS|E*Trade Securities LLC|8667
SHO$E|SUNSTONE HOTEL PFD E|FTBR|Foliofn Investments, Inc.|239
SHO$E|SUNSTONE HOTEL PFD E|GTSZ|GTS SECURITIES LLC|4
SHO$E|SUNSTONE HOTEL PFD E|IBKR|Interactive Brokers Llc|118
SHO$E|SUNSTONE HOTEL PFD E|ITGP|ITG INC.|800
SHO$E|SUNSTONE HOTEL PFD E|MSCO|MORGAN STANLEY & CO. LLC|1369
SHO$E|SUNSTONE HOTEL PFD E|NFSC|National Financial Services LLC|2403
SHO$E|SUNSTONE HOTEL PFD E|NITE|VIRTU Americas LLC|10588
SHO$E|SUNSTONE HOTEL PFD E|SALI|INTL FCSTONE FINANCIAL INC.|500
SHO$E|SUNSTONE HOTEL PFD E|STFL|Stifel, Nicolaus & Company, Incorporated|400
SHO$E|SUNSTONE HOTEL PFD E|SWIM|TD Ameritrade, Inc.|4800
SHO$E|SUNSTONE HOTEL PFD E|TKNG|ALLY INVEST SECURITIES LLC|2
SHO$E|SUNSTONE HOTEL PFD E|UBSA|UBS SECURITIES LLC|523
SHO$E|SUNSTONE HOTEL PFD E|UBSS|UBS Securities LLC|532
SHO$E|SUNSTONE HOTEL PFD E|VGRD|Vanguard Marketing Corporation|25
SHO$E|SUNSTONE HOTEL PFD E|WCHV|WELLS FARGO SECURITIES, LLC|2379
SHO$E|SUNSTONE HOTEL PFD E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1200
SHO$F|SUNSTONE HTL PFD F|CABR|Cabrera Capital Markets, Inc.|529
SHO$F|SUNSTONE HTL PFD F|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SHO$F|SUNSTONE HTL PFD F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SHO$F|SUNSTONE HTL PFD F|ETRS|E*Trade Securities LLC|700
SHO$F|SUNSTONE HTL PFD F|GSCO|GOLDMAN SACHS & CO. LLC|529
SHO$F|SUNSTONE HTL PFD F|GTSZ|GTS SECURITIES LLC|100
SHO$F|SUNSTONE HTL PFD F|INCA|INSTINET, LLC|529
SHO$F|SUNSTONE HTL PFD F|LIME|Lime Brokerage LLC|200
SHO$F|SUNSTONE HTL PFD F|NFSC|National Financial Services LLC|3353
SHO$F|SUNSTONE HTL PFD F|NITE|VIRTU Americas LLC|4304
SHO$F|SUNSTONE HTL PFD F|OPCO|Oppenheimer & Co. Inc.|400
SHO$F|SUNSTONE HTL PFD F|PDQM|CODA MARKETS, INC.|100
SHO$F|SUNSTONE HTL PFD F|SGMT|GOLDMAN SACHS & CO. LLC|100
SHO$F|SUNSTONE HTL PFD F|STFL|Stifel, Nicolaus & Company, Incorporated|800
SHO$F|SUNSTONE HTL PFD F|UBSA|UBS SECURITIES LLC|100
SHO$F|SUNSTONE HTL PFD F|UBSS|UBS Securities LLC|290
SHO$F|SUNSTONE HTL PFD F|WCHV|WELLS FARGO SECURITIES, LLC|180
SHOO|STEVEN MADDENS LTD##|APCC|Apex Clearing Corporation|12
SHOO|STEVEN MADDENS LTD##|BATM|CBOE TRADING, INC.|1051
SHOO|STEVEN MADDENS LTD##|BERN|Sanford C. Bernstein & Co., LLC|7996
SHOO|STEVEN MADDENS LTD##|BIDS|BIDS TRADING L.P.|49300
SHOO|STEVEN MADDENS LTD##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1116
SHOO|STEVEN MADDENS LTD##|BLKX|INSTINET, LLC|60465
SHOO|STEVEN MADDENS LTD##|BMOC|BMO Capital Markets Corp.|9363
SHOO|STEVEN MADDENS LTD##|BNCH|The Benchmark Company, LLC|11759
SHOO|STEVEN MADDENS LTD##|BNPX|BNP PARIBAS SECURITIES CORP.|9245
SHOO|STEVEN MADDENS LTD##|BRVL|BLAYLOCK VAN, LLC|100
SHOO|STEVEN MADDENS LTD##|BTIG|BTIG, LLC|16921
SHOO|STEVEN MADDENS LTD##|BZYD|GOLDMAN SACHS & CO. LLC|936
SHOO|STEVEN MADDENS LTD##|CANT|Cantor Fitzgerald & Co.|100
SHOO|STEVEN MADDENS LTD##|CHAS|Charles Schwab & Co., Inc.|1134
SHOO|STEVEN MADDENS LTD##|CIST|Capital Institutional Services, Inc.|123
SHOO|STEVEN MADDENS LTD##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63883
SHOO|STEVEN MADDENS LTD##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|394
SHOO|STEVEN MADDENS LTD##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|327
SHOO|STEVEN MADDENS LTD##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113359
SHOO|STEVEN MADDENS LTD##|CTDL|Citadel Derivatives Group Llc|6541
SHOO|STEVEN MADDENS LTD##|CXCX|CITIGROUP GLOBAL MARKETS INC.|25780
SHOO|STEVEN MADDENS LTD##|DBAB|Deutsche Bank Securities Inc.|460813
SHOO|STEVEN MADDENS LTD##|DBAX|Deutsche Bank Securities Inc.|124800
SHOO|STEVEN MADDENS LTD##|DBUL|Deutsche Bank Securities Inc.|100
SHOO|STEVEN MADDENS LTD##|DEAN|MORGAN STANLEY|1092
SHOO|STEVEN MADDENS LTD##|DEGS|RONIN PROFESSIONAL LLC|1129
SHOO|STEVEN MADDENS LTD##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8518
SHOO|STEVEN MADDENS LTD##|EBXL|EBX LLC|50400
SHOO|STEVEN MADDENS LTD##|ECUT|CONVERGEX EXECUTION SOLUTIONS|22395
SHOO|STEVEN MADDENS LTD##|EDJO|Edward D. Jones & Co., L.P.|227
SHOO|STEVEN MADDENS LTD##|EGAM|CBOE TRADING, INC.|18688
SHOO|STEVEN MADDENS LTD##|ETBE|Electronic Transaction Clearing, Inc.|302
SHOO|STEVEN MADDENS LTD##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
SHOO|STEVEN MADDENS LTD##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14422
SHOO|STEVEN MADDENS LTD##|ETRS|E*Trade Securities LLC|1799
SHOO|STEVEN MADDENS LTD##|FBCO|Credit Suisse Securities (USA) LLC|311127
SHOO|STEVEN MADDENS LTD##|FBSB|U.S. Bancorp Investments, Inc.|3
SHOO|STEVEN MADDENS LTD##|FILL|Tradestation Securities, Inc.|125
SHOO|STEVEN MADDENS LTD##|FOMA|TD AMERITRADE CLEARING, INC.|8093
SHOO|STEVEN MADDENS LTD##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22878
SHOO|STEVEN MADDENS LTD##|FQLS|Quantlab Securities LP|124204
SHOO|STEVEN MADDENS LTD##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11247
SHOO|STEVEN MADDENS LTD##|FTBR|Foliofn Investments, Inc.|990
SHOO|STEVEN MADDENS LTD##|GEBB|GLOBAL EXECUTION BROKERS, LP|17049
SHOO|STEVEN MADDENS LTD##|GLPX|ACS EXECUTION SERVICES, LLC|168
SHOO|STEVEN MADDENS LTD##|GSCO|GOLDMAN SACHS & CO. LLC|640069
SHOO|STEVEN MADDENS LTD##|GSCS|GOLDMAN SACHS & CO. LLC|19201
SHOO|STEVEN MADDENS LTD##|GSLT|GOLDMAN SACHS & CO. LLC|2401
SHOO|STEVEN MADDENS LTD##|GTSZ|GTS SECURITIES LLC|6020
SHOO|STEVEN MADDENS LTD##|HRBF|American Enterprise Investment Services Inc.|11731
SHOO|STEVEN MADDENS LTD##|IBKR|Interactive Brokers Llc|22962
SHOO|STEVEN MADDENS LTD##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|43
SHOO|STEVEN MADDENS LTD##|ICBX|INSTINET, LLC|11620
SHOO|STEVEN MADDENS LTD##|IEQY|CITADEL SECURITIES LLC|31289
SHOO|STEVEN MADDENS LTD##|INCA|INSTINET, LLC|150883
SHOO|STEVEN MADDENS LTD##|INJX|INSTINET, LLC|12530
SHOO|STEVEN MADDENS LTD##|ITGI|ITG Inc.|41084
SHOO|STEVEN MADDENS LTD##|ITGP|ITG INC.|59400
SHOO|STEVEN MADDENS LTD##|JANY|Janney Montgomery Scott Inc.|21
SHOO|STEVEN MADDENS LTD##|JEFF|JEFFERIES LLC|134698
SHOO|STEVEN MADDENS LTD##|JMPT|JUMP TRADING, LLC|9812
SHOO|STEVEN MADDENS LTD##|JPBX|J.P. MORGAN SECURITIES LLC|53969
SHOO|STEVEN MADDENS LTD##|JPMX|J.P. Morgan Securities LLC|147301
SHOO|STEVEN MADDENS LTD##|KCGM|VIRTU Americas LLC|31506
SHOO|STEVEN MADDENS LTD##|LEHM|Barclays Capital Inc./Le|364638
SHOO|STEVEN MADDENS LTD##|LIME|Lime Brokerage LLC|121890
SHOO|STEVEN MADDENS LTD##|LOOP|Loop Capital Markets LLC|14560
SHOO|STEVEN MADDENS LTD##|LQNA|LIQUIDNET, INC.|253900
SHOO|STEVEN MADDENS LTD##|MAXM|Maxim Group LLC|3264
SHOO|STEVEN MADDENS LTD##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36300
SHOO|STEVEN MADDENS LTD##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|60
SHOO|STEVEN MADDENS LTD##|MSCO|MORGAN STANLEY & CO. LLC|926977
SHOO|STEVEN MADDENS LTD##|MSPL|MORGAN STANLEY & CO. LLC|66700
SHOO|STEVEN MADDENS LTD##|MSTX|MORGAN STANLEY & CO. LLC|85700
SHOO|STEVEN MADDENS LTD##|NFSC|National Financial Services LLC|11421
SHOO|STEVEN MADDENS LTD##|NITE|VIRTU Americas LLC|29060
SHOO|STEVEN MADDENS LTD##|NITP|VIRTU Americas LLC|2794
SHOO|STEVEN MADDENS LTD##|NQRB|Brut, LLC|1700
SHOO|STEVEN MADDENS LTD##|OPCO|Oppenheimer & Co. Inc.|745
SHOO|STEVEN MADDENS LTD##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1
SHOO|STEVEN MADDENS LTD##|PDQM|CODA MARKETS, INC.|41996
SHOO|STEVEN MADDENS LTD##|PWJC|UBS Financial Services, Inc.|22784
SHOO|STEVEN MADDENS LTD##|RAJA|Raymond James & Associates, Inc.|86
SHOO|STEVEN MADDENS LTD##|RBCM|RBC CAPITAL MARKETS, LLC|73
SHOO|STEVEN MADDENS LTD##|SAGL|SAGETRADER, LLC|200
SHOO|STEVEN MADDENS LTD##|SAGW|SAGETRADER, LLC|100
SHOO|STEVEN MADDENS LTD##|SBSH|Citigroup Global Markets Inc.|168223
SHOO|STEVEN MADDENS LTD##|SGMT|GOLDMAN SACHS & CO. LLC|105837
SHOO|STEVEN MADDENS LTD##|SPDR|SPEEDROUTE LLC|6052
SHOO|STEVEN MADDENS LTD##|STFL|Stifel, Nicolaus & Company, Incorporated|29
SHOO|STEVEN MADDENS LTD##|SWIM|TD Ameritrade, Inc.|6665
SHOO|STEVEN MADDENS LTD##|SWST|Hilltop Securities Inc.|497
SHOO|STEVEN MADDENS LTD##|TKNG|ALLY INVEST SECURITIES LLC|423
SHOO|STEVEN MADDENS LTD##|TONC|CUTTONE & CO., LLC|508
SHOO|STEVEN MADDENS LTD##|TRBT|Tradebot Systems, Inc.|22891
SHOO|STEVEN MADDENS LTD##|TRCM|TRC MARKETS LLC|88036
SHOO|STEVEN MADDENS LTD##|UBSA|UBS SECURITIES LLC|297340
SHOO|STEVEN MADDENS LTD##|UBSS|UBS Securities LLC|374679
SHOO|STEVEN MADDENS LTD##|VALX|VIRTU AMERICAS LLC|16023
SHOO|STEVEN MADDENS LTD##|VGRD|Vanguard Marketing Corporation|1109
SHOO|STEVEN MADDENS LTD##|WBPX|SUMMIT SECURITIES GROUP, LLC|400
SHOO|STEVEN MADDENS LTD##|WCHV|WELLS FARGO SECURITIES, LLC|20595
SHOO|STEVEN MADDENS LTD##|WEDB|WEDBUSH SECURITIES INC.|1000
SHOO|STEVEN MADDENS LTD##|WEED|Weeden & Co.L.P.|200
SHOO|STEVEN MADDENS LTD##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|708
SHOO|STEVEN MADDENS LTD##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|574
SHOO|STEVEN MADDENS LTD##|WGIF|CIBC World Markets Inc.|18
SHOO|STEVEN MADDENS LTD##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|17
SHOO|STEVEN MADDENS LTD##|WSEA|WOLVERINE SECURITIES, LLC|154
SHOO|STEVEN MADDENS LTD##|XIST|INSTINET, LLC|35086
SHOO|STEVEN MADDENS LTD##|XPQR|Jump Trading|1200
SHOO|STEVEN MADDENS LTD##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
SHOP|SHOPIFY INC.|ADAM|CANACCORD GENUITY INC.|700
SHOP|SHOPIFY INC.|AGCP|AEGIS CAPITAL CORP.|18137
SHOP|SHOPIFY INC.|AGIS|Aegis Capital Corp.|2814
SHOP|SHOPIFY INC.|ALTX|Alternet Securities Inc.|16937
SHOP|SHOPIFY INC.|APCC|Apex Clearing Corporation|28605
SHOP|SHOPIFY INC.|BALE|M&T SECURITIES, INC.|255
SHOP|SHOPIFY INC.|BANK|Primevest Financial Services, Inc.|166
SHOP|SHOPIFY INC.|BARD|Robert W. Baird & Co. Incorporated|5660
SHOP|SHOPIFY INC.|BATM|CBOE TRADING, INC.|52725
SHOP|SHOPIFY INC.|BAYT|BTIG, LLC|400
SHOP|SHOPIFY INC.|BBNT|BB&T SECURITIES, LLC|465
SHOP|SHOPIFY INC.|BERN|Sanford C. Bernstein & Co., LLC|137937
SHOP|SHOPIFY INC.|BGCE|BGC Financial Inc.|1770
SHOP|SHOPIFY INC.|BIAD|SAGETRADER, LLC|207
SHOP|SHOPIFY INC.|BIDS|BIDS TRADING L.P.|500
SHOP|SHOPIFY INC.|BIMI|Banca IMI Securities Corp.|3438
SHOP|SHOPIFY INC.|BKCM|BNY Mellon Capital Markets LLC|983
SHOP|SHOPIFY INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48700
SHOP|SHOPIFY INC.|BLKX|INSTINET, LLC|483050
SHOP|SHOPIFY INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2640
SHOP|SHOPIFY INC.|BRGE|Newbridge Securities Corp.|120
SHOP|SHOPIFY INC.|BTIG|BTIG, LLC|1371
SHOP|SHOPIFY INC.|BYXM|CBOE TRADING, INC.|1348
SHOP|SHOPIFY INC.|BZYD|GOLDMAN SACHS & CO. LLC|87
SHOP|SHOPIFY INC.|CANT|Cantor Fitzgerald & Co.|20688
SHOP|SHOPIFY INC.|CHAS|Charles Schwab & Co., Inc.|6786
SHOP|SHOPIFY INC.|CICF|Canaccord Genuity Corp.|80221
SHOP|SHOPIFY INC.|CIST|Capital Institutional Services, Inc.|235
SHOP|SHOPIFY INC.|CLSA|CLSA AMERICAS, LLC|226
SHOP|SHOPIFY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|175838
SHOP|SHOPIFY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2150
SHOP|SHOPIFY INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13059
SHOP|SHOPIFY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|529931
SHOP|SHOPIFY INC.|CTDL|Citadel Derivatives Group Llc|908
SHOP|SHOPIFY INC.|CTLR|CUTLER GROUP, LP|16023
SHOP|SHOPIFY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|37554
SHOP|SHOPIFY INC.|DADA|D.A. Davidson & Co.|871
SHOP|SHOPIFY INC.|DBAB|Deutsche Bank Securities Inc.|221628
SHOP|SHOPIFY INC.|DBAX|Deutsche Bank Securities Inc.|518200
SHOP|SHOPIFY INC.|DBUL|Deutsche Bank Securities Inc.|12870
SHOP|SHOPIFY INC.|DCHF|Dart Executions, LLC|4628
SHOP|SHOPIFY INC.|DEAN|MORGAN STANLEY|24682
SHOP|SHOPIFY INC.|DEGS|RONIN PROFESSIONAL LLC|6807
SHOP|SHOPIFY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11493
SHOP|SHOPIFY INC.|DRWC|DRW SECURITIES, L.L.C.|200
SHOP|SHOPIFY INC.|EBXL|EBX LLC|229400
SHOP|SHOPIFY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|27530
SHOP|SHOPIFY INC.|EDJO|Edward D. Jones & Co., L.P.|8925
SHOP|SHOPIFY INC.|EGAM|CBOE TRADING, INC.|12540
SHOP|SHOPIFY INC.|EGAW|CBOE TRADING, INC.|107
SHOP|SHOPIFY INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
SHOP|SHOPIFY INC.|EGXM|CBOE TRADING, INC.|16858
SHOP|SHOPIFY INC.|EGXW|CBOE TRADING, INC.|100
SHOP|SHOPIFY INC.|ESPO|ESPOSITO SECURITIES, LLC|2288
SHOP|SHOPIFY INC.|ETBE|Electronic Transaction Clearing, Inc.|52395
SHOP|SHOPIFY INC.|ETCB|ETC BROKERAGE SERVICES, LLC|312
SHOP|SHOPIFY INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|84040
SHOP|SHOPIFY INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1086
SHOP|SHOPIFY INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|12895
SHOP|SHOPIFY INC.|ETRS|E*Trade Securities LLC|881386
SHOP|SHOPIFY INC.|FFSI|Firstrade Securities Inc.|748
SHOP|SHOPIFY INC.|FILL|Tradestation Securities, Inc.|53020
SHOP|SHOPIFY INC.|FINX|FINTECH SECURITIES|10
SHOP|SHOPIFY INC.|FMAF|NBCN Inc./ CDS|91264
SHOP|SHOPIFY INC.|FORD|Fordham Financial Management, Inc.|210
SHOP|SHOPIFY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|979
SHOP|SHOPIFY INC.|FQLS|Quantlab Securities LP|161350
SHOP|SHOPIFY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48566
SHOP|SHOPIFY INC.|FTBR|Foliofn Investments, Inc.|5905
SHOP|SHOPIFY INC.|GBMT|GBM International, Inc.|13
SHOP|SHOPIFY INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|24381
SHOP|SHOPIFY INC.|GLIS|TD Securities Inc|41301
SHOP|SHOPIFY INC.|GLPX|ACS EXECUTION SERVICES, LLC|73418
SHOP|SHOPIFY INC.|GSCO|GOLDMAN SACHS & CO. LLC|318209
SHOP|SHOPIFY INC.|GSCS|GOLDMAN SACHS & CO. LLC|17536
SHOP|SHOPIFY INC.|GSLT|GOLDMAN SACHS & CO. LLC|4482
SHOP|SHOPIFY INC.|GTSZ|GTS SECURITIES LLC|103023
SHOP|SHOPIFY INC.|HASF|Haywood Securities Inc./CDS|26
SHOP|SHOPIFY INC.|HRBF|American Enterprise Investment Services Inc.|22984
SHOP|SHOPIFY INC.|HSBC|HSBC Securities, Inc.|2585
SHOP|SHOPIFY INC.|IATS|INTERACTIVE BROKERS LLC|167335
SHOP|SHOPIFY INC.|IBKR|Interactive Brokers Llc|51117
SHOP|SHOPIFY INC.|IBSJ|Integrity Brokerage Services, Inc.|540
SHOP|SHOPIFY INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|368
SHOP|SHOPIFY INC.|ICBX|INSTINET, LLC|108257
SHOP|SHOPIFY INC.|IMPC|Imperial Capital, LLC|2390
SHOP|SHOPIFY INC.|INCA|INSTINET, LLC|462277
SHOP|SHOPIFY INC.|INJX|INSTINET, LLC|4973
SHOP|SHOPIFY INC.|ITGI|ITG Inc.|60178
SHOP|SHOPIFY INC.|ITGP|ITG INC.|391200
SHOP|SHOPIFY INC.|JANY|Janney Montgomery Scott Inc.|506
SHOP|SHOPIFY INC.|JEFF|JEFFERIES LLC|74535
SHOP|SHOPIFY INC.|JMPT|JUMP TRADING, LLC|42825
SHOP|SHOPIFY INC.|JPBX|J.P. MORGAN SECURITIES LLC|22397
SHOP|SHOPIFY INC.|JPMX|J.P. Morgan Securities LLC|619164
SHOP|SHOPIFY INC.|JRCO|Johnson Rice & Company L.L.C.|3215
SHOP|SHOPIFY INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|1095
SHOP|SHOPIFY INC.|JSJX|JANE STREET CAPITAL LLC|13712
SHOP|SHOPIFY INC.|JUTA|JUMP TRADING, LLC|411
SHOP|SHOPIFY INC.|KCGM|VIRTU Americas LLC|184348
SHOP|SHOPIFY INC.|KCRD|PHX FINANCIAL, INC.|80
SHOP|SHOPIFY INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|102616
SHOP|SHOPIFY INC.|KING|C. L. King & Associates, Inc.|30
SHOP|SHOPIFY INC.|LEHM|Barclays Capital Inc./Le|612345
SHOP|SHOPIFY INC.|LIME|Lime Brokerage LLC|39858
SHOP|SHOPIFY INC.|LQNA|LIQUIDNET, INC.|71000
SHOP|SHOPIFY INC.|LSCI|Lek Securities Corporation|1105
SHOP|SHOPIFY INC.|MACC|Mid Atlantic Capital Corporation|23
SHOP|SHOPIFY INC.|MAXM|Maxim Group LLC|263
SHOP|SHOPIFY INC.|MBTS|ALLY INVEST SECURITIES LLC|3202
SHOP|SHOPIFY INC.|MCMF|Raymond James Ltd. Cds|1502
SHOP|SHOPIFY INC.|MKMP|MKM Partners LLC|300
SHOP|SHOPIFY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172004
SHOP|SHOPIFY INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
SHOP|SHOPIFY INC.|MOTF|MOTIF INVESTING, INC.|349
SHOP|SHOPIFY INC.|MPSG|E D & F Man Capital Markets Inc.|15668
SHOP|SHOPIFY INC.|MSCO|MORGAN STANLEY & CO. LLC|875038
SHOP|SHOPIFY INC.|MSPL|MORGAN STANLEY & CO. LLC|592800
SHOP|SHOPIFY INC.|MSTX|MORGAN STANLEY & CO. LLC|112300
SHOP|SHOPIFY INC.|NATL|National Securities Corporation|1871
SHOP|SHOPIFY INC.|NFSC|National Financial Services LLC|1324967
SHOP|SHOPIFY INC.|NITE|VIRTU Americas LLC|2132944
SHOP|SHOPIFY INC.|NITP|VIRTU Americas LLC|609
SHOP|SHOPIFY INC.|NMRA|Nomura Securities International, Inc.|1300
SHOP|SHOPIFY INC.|NQRB|Brut, LLC|13795
SHOP|SHOPIFY INC.|NTBF|BMO Nesbitt Burns Inc./CDS|15919
SHOP|SHOPIFY INC.|NTRC|Northern Trust Securities, Inc.|1621
SHOP|SHOPIFY INC.|OPCO|Oppenheimer & Co. Inc.|4576
SHOP|SHOPIFY INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
SHOP|SHOPIFY INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10
SHOP|SHOPIFY INC.|PCPT|PHILLIP CAPITAL INC.|304
SHOP|SHOPIFY INC.|PDQM|CODA MARKETS, INC.|147634
SHOP|SHOPIFY INC.|PHLY|NASDAQ Execution Services, LLC|14800
SHOP|SHOPIFY INC.|PICT|Pictet Overseas Inc.|753
SHOP|SHOPIFY INC.|PIPR|Piper Jaffray & Co.|550
SHOP|SHOPIFY INC.|POIN|PRECISION SECURITIES, LLC (POIN)|300
SHOP|SHOPIFY INC.|PWJC|UBS Financial Services, Inc.|5696
SHOP|SHOPIFY INC.|RAAA|RICHARD JAMES & ASSOCIATES, INC.|500
SHOP|SHOPIFY INC.|RBCM|RBC CAPITAL MARKETS, LLC|8470
SHOP|SHOPIFY INC.|RGLD|Regal Securities, Inc|150
SHOP|SHOPIFY INC.|SAGL|SAGETRADER, LLC|20847
SHOP|SHOPIFY INC.|SALI|INTL FCSTONE FINANCIAL INC.|5041
SHOP|SHOPIFY INC.|SBRX|MURIEL SIEBERT & CO INC|207
SHOP|SHOPIFY INC.|SBSH|Citigroup Global Markets Inc.|98001
SHOP|SHOPIFY INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|1850
SHOP|SHOPIFY INC.|SGMT|GOLDMAN SACHS & CO. LLC|259886
SHOP|SHOPIFY INC.|SOGO|Wang Investment Associates, Inc.|600
SHOP|SHOPIFY INC.|SPDR|SPEEDROUTE LLC|21171
SHOP|SHOPIFY INC.|SPHN|Stephens Inc.|1500
SHOP|SHOPIFY INC.|STFL|Stifel, Nicolaus & Company, Incorporated|6913
SHOP|SHOPIFY INC.|STKP|STOCKPILE INVESTMENTS, INC.|1028
SHOP|SHOPIFY INC.|STRS|STRATEGAS RESEARCH PARTNERS|3300
SHOP|SHOPIFY INC.|STTT|STATETRUST INVESTMENTS INC.|66
SHOP|SHOPIFY INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4114
SHOP|SHOPIFY INC.|SWIM|TD Ameritrade, Inc.|751492
SHOP|SHOPIFY INC.|SWST|Hilltop Securities Inc.|1958
SHOP|SHOPIFY INC.|TDSI|TD Securities (USA) LLC|100
SHOP|SHOPIFY INC.|TKNG|ALLY INVEST SECURITIES LLC|36688
SHOP|SHOPIFY INC.|TRBT|Tradebot Systems, Inc.|144487
SHOP|SHOPIFY INC.|TRCM|TRC MARKETS LLC|92724
SHOP|SHOPIFY INC.|TWTT|TASTYWORKS, INC.|3897
SHOP|SHOPIFY INC.|UBSA|UBS SECURITIES LLC|862555
SHOP|SHOPIFY INC.|UBSS|UBS Securities LLC|1077053
SHOP|SHOPIFY INC.|VALX|VIRTU AMERICAS LLC|50657
SHOP|SHOPIFY INC.|VGRD|Vanguard Marketing Corporation|113856
SHOP|SHOPIFY INC.|VSIN|Vision Financial Markets Llc|841
SHOP|SHOPIFY INC.|WABR|Wall Street Access|12020
SHOP|SHOPIFY INC.|WBET|Wallachbeth Capital LLC|4817
SHOP|SHOPIFY INC.|WBLR|WILLIAM BLAIR|177498
SHOP|SHOPIFY INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|11067
SHOP|SHOPIFY INC.|WCHV|WELLS FARGO SECURITIES, LLC|136041
SHOP|SHOPIFY INC.|WEDB|WEDBUSH SECURITIES INC.|61350
SHOP|SHOPIFY INC.|WEED|Weeden & Co.L.P.|317
SHOP|SHOPIFY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|75618
SHOP|SHOPIFY INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|85820
SHOP|SHOPIFY INC.|WFPB|Wells Fargo Securities, LLC.|495
SHOP|SHOPIFY INC.|WHOT|JUST2TRADE, INC.|300
SHOP|SHOPIFY INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
SHOP|SHOPIFY INC.|WORD|Worden Capital Management LLC|10500
SHOP|SHOPIFY INC.|WSEA|WOLVERINE SECURITIES, LLC|39901
SHOP|SHOPIFY INC.|XIST|INSTINET, LLC|22000
SHOP|SHOPIFY INC.|XPUS|XP SECURITIES, LLC|248
SHOP|SHOPIFY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|168210
SHOP|SHOPIFY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|26903
SHOP|SHOPIFY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11820
SHOS|SEARS HOMETOWN|ALTX|Alternet Securities Inc.|700
SHOS|SEARS HOMETOWN|APCC|Apex Clearing Corporation|1711
SHOS|SEARS HOMETOWN|BERN|Sanford C. Bernstein & Co., LLC|64
SHOS|SEARS HOMETOWN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4000
SHOS|SEARS HOMETOWN|BYXM|CBOE TRADING, INC.|65
SHOS|SEARS HOMETOWN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3337
SHOS|SEARS HOMETOWN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
SHOS|SEARS HOMETOWN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|429
SHOS|SEARS HOMETOWN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17540
SHOS|SEARS HOMETOWN|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
SHOS|SEARS HOMETOWN|DBAB|Deutsche Bank Securities Inc.|2500
SHOS|SEARS HOMETOWN|DBAX|Deutsche Bank Securities Inc.|44200
SHOS|SEARS HOMETOWN|DEGS|RONIN PROFESSIONAL LLC|10627
SHOS|SEARS HOMETOWN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9200
SHOS|SEARS HOMETOWN|EBXL|EBX LLC|10500
SHOS|SEARS HOMETOWN|EDJO|Edward D. Jones & Co., L.P.|3202
SHOS|SEARS HOMETOWN|EGAM|CBOE TRADING, INC.|800
SHOS|SEARS HOMETOWN|EGXM|CBOE TRADING, INC.|59
SHOS|SEARS HOMETOWN|EGXW|CBOE TRADING, INC.|3286
SHOS|SEARS HOMETOWN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|394
SHOS|SEARS HOMETOWN|ETRS|E*Trade Securities LLC|22122
SHOS|SEARS HOMETOWN|FBCO|Credit Suisse Securities (USA) LLC|8235
SHOS|SEARS HOMETOWN|FINX|FINTECH SECURITIES|3
SHOS|SEARS HOMETOWN|FMAF|NBCN Inc./ CDS|40
SHOS|SEARS HOMETOWN|FOMA|TD AMERITRADE CLEARING, INC.|31035
SHOS|SEARS HOMETOWN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3902
SHOS|SEARS HOMETOWN|FTBR|Foliofn Investments, Inc.|10075
SHOS|SEARS HOMETOWN|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
SHOS|SEARS HOMETOWN|GLPX|ACS EXECUTION SERVICES, LLC|200
SHOS|SEARS HOMETOWN|GSCO|GOLDMAN SACHS & CO. LLC|13773
SHOS|SEARS HOMETOWN|GSLT|GOLDMAN SACHS & CO. LLC|400
SHOS|SEARS HOMETOWN|GTSZ|GTS SECURITIES LLC|6910
SHOS|SEARS HOMETOWN|IATS|INTERACTIVE BROKERS LLC|3763
SHOS|SEARS HOMETOWN|IBKR|Interactive Brokers Llc|65953
SHOS|SEARS HOMETOWN|ICBX|INSTINET, LLC|10000
SHOS|SEARS HOMETOWN|INCA|INSTINET, LLC|42028
SHOS|SEARS HOMETOWN|INJX|INSTINET, LLC|100
SHOS|SEARS HOMETOWN|ITGI|ITG Inc.|9739
SHOS|SEARS HOMETOWN|ITGP|ITG INC.|17200
SHOS|SEARS HOMETOWN|JEFF|JEFFERIES LLC|100100
SHOS|SEARS HOMETOWN|JMPT|JUMP TRADING, LLC|149
SHOS|SEARS HOMETOWN|JPMX|J.P. Morgan Securities LLC|18600
SHOS|SEARS HOMETOWN|JSJX|JANE STREET CAPITAL LLC|102
SHOS|SEARS HOMETOWN|KCGM|VIRTU Americas LLC|6833
SHOS|SEARS HOMETOWN|LEHM|Barclays Capital Inc./Le|13046
SHOS|SEARS HOMETOWN|LIME|Lime Brokerage LLC|23101
SHOS|SEARS HOMETOWN|LQNA|LIQUIDNET, INC.|100000
SHOS|SEARS HOMETOWN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53076
SHOS|SEARS HOMETOWN|MSCO|MORGAN STANLEY & CO. LLC|40642
SHOS|SEARS HOMETOWN|MSPL|MORGAN STANLEY & CO. LLC|22800
SHOS|SEARS HOMETOWN|MSTX|MORGAN STANLEY & CO. LLC|6800
SHOS|SEARS HOMETOWN|NFSC|National Financial Services LLC|53543
SHOS|SEARS HOMETOWN|NITE|VIRTU Americas LLC|115571
SHOS|SEARS HOMETOWN|NITP|VIRTU Americas LLC|300
SHOS|SEARS HOMETOWN|OPCO|Oppenheimer & Co. Inc.|6706
SHOS|SEARS HOMETOWN|PCPT|PHILLIP CAPITAL INC.|1100
SHOS|SEARS HOMETOWN|PDQM|CODA MARKETS, INC.|9160
SHOS|SEARS HOMETOWN|SALI|INTL FCSTONE FINANCIAL INC.|700
SHOS|SEARS HOMETOWN|SGMT|GOLDMAN SACHS & CO. LLC|2116
SHOS|SEARS HOMETOWN|SPDR|SPEEDROUTE LLC|2037
SHOS|SEARS HOMETOWN|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
SHOS|SEARS HOMETOWN|STFL|Stifel, Nicolaus & Company, Incorporated|1000
SHOS|SEARS HOMETOWN|SWIM|TD Ameritrade, Inc.|87069
SHOS|SEARS HOMETOWN|SWST|Hilltop Securities Inc.|400
SHOS|SEARS HOMETOWN|TKNG|ALLY INVEST SECURITIES LLC|680
SHOS|SEARS HOMETOWN|TRBT|Tradebot Systems, Inc.|709
SHOS|SEARS HOMETOWN|TRCM|TRC MARKETS LLC|4147
SHOS|SEARS HOMETOWN|UBSA|UBS SECURITIES LLC|45249
SHOS|SEARS HOMETOWN|UBSS|UBS Securities LLC|40048
SHOS|SEARS HOMETOWN|VALX|VIRTU AMERICAS LLC|4187
SHOS|SEARS HOMETOWN|VGRD|Vanguard Marketing Corporation|8774
SHOS|SEARS HOMETOWN|WCHV|WELLS FARGO SECURITIES, LLC|3315
SHOS|SEARS HOMETOWN|WEED|Weeden & Co.L.P.|490
SHOS|SEARS HOMETOWN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6811
SHOS|SEARS HOMETOWN|WGIF|CIBC World Markets Inc.|4900
SHOS|SEARS HOMETOWN|WSEA|WOLVERINE SECURITIES, LLC|2186
SHOS|SEARS HOMETOWN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6800
SHOS|SEARS HOMETOWN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8417
SHPG|SHIRE PLC ADS|ADAM|CANACCORD GENUITY INC.|100
SHPG|SHIRE PLC ADS|ALTX|Alternet Securities Inc.|7578
SHPG|SHIRE PLC ADS|ANOS|ABEL/NOSER, L.L.C.|4950
SHPG|SHIRE PLC ADS|APCC|Apex Clearing Corporation|566
SHPG|SHIRE PLC ADS|BANK|Primevest Financial Services, Inc.|70
SHPG|SHIRE PLC ADS|BARD|Robert W. Baird & Co. Incorporated|3366
SHPG|SHIRE PLC ADS|BATM|CBOE TRADING, INC.|19326
SHPG|SHIRE PLC ADS|BAYT|BTIG, LLC|300
SHPG|SHIRE PLC ADS|BBNT|BB&T SECURITIES, LLC|437
SHPG|SHIRE PLC ADS|BERN|Sanford C. Bernstein & Co., LLC|71817
SHPG|SHIRE PLC ADS|BIMI|Banca IMI Securities Corp.|24
SHPG|SHIRE PLC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10114
SHPG|SHIRE PLC ADS|BLKX|INSTINET, LLC|20000
SHPG|SHIRE PLC ADS|BMOC|BMO Capital Markets Corp.|5039
SHPG|SHIRE PLC ADS|BNPX|BNP PARIBAS SECURITIES CORP.|141220
SHPG|SHIRE PLC ADS|BTIG|BTIG, LLC|100
SHPG|SHIRE PLC ADS|BYXM|CBOE TRADING, INC.|1396
SHPG|SHIRE PLC ADS|CANT|Cantor Fitzgerald & Co.|5760
SHPG|SHIRE PLC ADS|CHAS|Charles Schwab & Co., Inc.|5232
SHPG|SHIRE PLC ADS|CICF|Canaccord Genuity Corp.|55
SHPG|SHIRE PLC ADS|CIST|Capital Institutional Services, Inc.|49
SHPG|SHIRE PLC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124034
SHPG|SHIRE PLC ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|718
SHPG|SHIRE PLC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35990
SHPG|SHIRE PLC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|311426
SHPG|SHIRE PLC ADS|CTDL|Citadel Derivatives Group Llc|6212
SHPG|SHIRE PLC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|64426
SHPG|SHIRE PLC ADS|DADA|D.A. Davidson & Co.|540
SHPG|SHIRE PLC ADS|DAVA|Davenport & Company LLC|139
SHPG|SHIRE PLC ADS|DBAB|Deutsche Bank Securities Inc.|496812
SHPG|SHIRE PLC ADS|DBAX|Deutsche Bank Securities Inc.|207200
SHPG|SHIRE PLC ADS|DCHF|Dart Executions, LLC|14143
SHPG|SHIRE PLC ADS|DEAN|MORGAN STANLEY|4326
SHPG|SHIRE PLC ADS|DEGS|RONIN PROFESSIONAL LLC|29
SHPG|SHIRE PLC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28003
SHPG|SHIRE PLC ADS|DRWK|DRW SECURITIES, L.L.C.|57786
SHPG|SHIRE PLC ADS|EBXL|EBX LLC|249400
SHPG|SHIRE PLC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9146
SHPG|SHIRE PLC ADS|EDJC|Edward Jones / CDS|177
SHPG|SHIRE PLC ADS|EDJO|Edward D. Jones & Co., L.P.|6504
SHPG|SHIRE PLC ADS|EGAM|CBOE TRADING, INC.|12216
SHPG|SHIRE PLC ADS|EGAW|CBOE TRADING, INC.|100
SHPG|SHIRE PLC ADS|EGMT|EG MARKET TECHNOLOGIES LLC|6293
SHPG|SHIRE PLC ADS|EGXM|CBOE TRADING, INC.|2209
SHPG|SHIRE PLC ADS|ELEV|ELEVATION, LLC|4037
SHPG|SHIRE PLC ADS|ETBE|Electronic Transaction Clearing, Inc.|61625
SHPG|SHIRE PLC ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6902
SHPG|SHIRE PLC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69486
SHPG|SHIRE PLC ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|74
SHPG|SHIRE PLC ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SHPG|SHIRE PLC ADS|ETRS|E*Trade Securities LLC|53277
SHPG|SHIRE PLC ADS|FBCO|Credit Suisse Securities (USA) LLC|543811
SHPG|SHIRE PLC ADS|FBSB|U.S. Bancorp Investments, Inc.|112
SHPG|SHIRE PLC ADS|FILL|Tradestation Securities, Inc.|3929
SHPG|SHIRE PLC ADS|FINX|FINTECH SECURITIES|73
SHPG|SHIRE PLC ADS|FMAF|NBCN Inc./ CDS|1012
SHPG|SHIRE PLC ADS|FOMA|TD AMERITRADE CLEARING, INC.|65306
SHPG|SHIRE PLC ADS|FQLS|Quantlab Securities LP|248730
SHPG|SHIRE PLC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41472
SHPG|SHIRE PLC ADS|FTBR|Foliofn Investments, Inc.|1245
SHPG|SHIRE PLC ADS|GARC|ICAP Corporates LLC|554956
SHPG|SHIRE PLC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|36221
SHPG|SHIRE PLC ADS|GLPX|ACS EXECUTION SERVICES, LLC|24566
SHPG|SHIRE PLC ADS|GSCO|GOLDMAN SACHS & CO. LLC|1534572
SHPG|SHIRE PLC ADS|GSCS|GOLDMAN SACHS & CO. LLC|132183
SHPG|SHIRE PLC ADS|GSLT|GOLDMAN SACHS & CO. LLC|10695
SHPG|SHIRE PLC ADS|GTSZ|GTS SECURITIES LLC|343307
SHPG|SHIRE PLC ADS|HAPX|HAP Trading, LLC|814
SHPG|SHIRE PLC ADS|HRBF|American Enterprise Investment Services Inc.|3326
SHPG|SHIRE PLC ADS|HSBC|HSBC Securities, Inc.|110956
SHPG|SHIRE PLC ADS|IATS|INTERACTIVE BROKERS LLC|21519
SHPG|SHIRE PLC ADS|IBKR|Interactive Brokers Llc|119535
SHPG|SHIRE PLC ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|636
SHPG|SHIRE PLC ADS|ICBX|INSTINET, LLC|77225
SHPG|SHIRE PLC ADS|IEQY|CITADEL SECURITIES LLC|268225
SHPG|SHIRE PLC ADS|INCA|INSTINET, LLC|472238
SHPG|SHIRE PLC ADS|INJX|INSTINET, LLC|32300
SHPG|SHIRE PLC ADS|INTL|INTL FCSTONE FINANCIAL INC.|2124
SHPG|SHIRE PLC ADS|ITGI|ITG Inc.|62858
SHPG|SHIRE PLC ADS|ITGP|ITG INC.|241000
SHPG|SHIRE PLC ADS|JANY|Janney Montgomery Scott Inc.|418
SHPG|SHIRE PLC ADS|JEFF|JEFFERIES LLC|123674
SHPG|SHIRE PLC ADS|JMPT|JUMP TRADING, LLC|81657
SHPG|SHIRE PLC ADS|JONE|JonesTrading|38638
SHPG|SHIRE PLC ADS|JPBX|J.P. MORGAN SECURITIES LLC|13874
SHPG|SHIRE PLC ADS|JPMX|J.P. Morgan Securities LLC|399155
SHPG|SHIRE PLC ADS|JSJX|JANE STREET CAPITAL LLC|3532
SHPG|SHIRE PLC ADS|KCGM|VIRTU Americas LLC|48206
SHPG|SHIRE PLC ADS|LEHM|Barclays Capital Inc./Le|941172
SHPG|SHIRE PLC ADS|LIME|Lime Brokerage LLC|361131
SHPG|SHIRE PLC ADS|LIWD|LIME BROKERAGE LLC|1638
SHPG|SHIRE PLC ADS|LMGP|LIME BROKERAGE LLC|800
SHPG|SHIRE PLC ADS|LMNX|LUMINEX TRADING & ANALYTICS LLC|52600
SHPG|SHIRE PLC ADS|LQNA|LIQUIDNET, INC.|45400
SHPG|SHIRE PLC ADS|LSCI|Lek Securities Corporation|2235
SHPG|SHIRE PLC ADS|MACC|Mid Atlantic Capital Corporation|48
SHPG|SHIRE PLC ADS|MAXM|Maxim Group LLC|237897
SHPG|SHIRE PLC ADS|MCMF|Raymond James Ltd. Cds|135
SHPG|SHIRE PLC ADS|MKMP|MKM Partners LLC|5000
SHPG|SHIRE PLC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|211025
SHPG|SHIRE PLC ADS|MOTF|MOTIF INVESTING, INC.|21
SHPG|SHIRE PLC ADS|MSCO|MORGAN STANLEY & CO. LLC|1420326
SHPG|SHIRE PLC ADS|MSPL|MORGAN STANLEY & CO. LLC|148100
SHPG|SHIRE PLC ADS|MSTX|MORGAN STANLEY & CO. LLC|8700
SHPG|SHIRE PLC ADS|NFSC|National Financial Services LLC|113019
SHPG|SHIRE PLC ADS|NITE|VIRTU Americas LLC|358107
SHPG|SHIRE PLC ADS|NITP|VIRTU Americas LLC|2915
SHPG|SHIRE PLC ADS|NQRB|Brut, LLC|23349
SHPG|SHIRE PLC ADS|NTRC|Northern Trust Securities, Inc.|122
SHPG|SHIRE PLC ADS|OHOS|TWO SIGMA SECURITIES, LLC|2452
SHPG|SHIRE PLC ADS|OLDM|OLD MISSION CAPITAL, LLC|46864
SHPG|SHIRE PLC ADS|OPCO|Oppenheimer & Co. Inc.|1771
SHPG|SHIRE PLC ADS|OTAA|OTA LLC|1300
SHPG|SHIRE PLC ADS|OTUS|OLIVETREE FINANCIAL, LLC|10000
SHPG|SHIRE PLC ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1372
SHPG|SHIRE PLC ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|108600
SHPG|SHIRE PLC ADS|PDQM|CODA MARKETS, INC.|75103
SHPG|SHIRE PLC ADS|PICT|Pictet Overseas Inc.|60
SHPG|SHIRE PLC ADS|PIPR|Piper Jaffray & Co.|12522
SHPG|SHIRE PLC ADS|PWJC|UBS Financial Services, Inc.|628
SHPG|SHIRE PLC ADS|RAJA|Raymond James & Associates, Inc.|2812
SHPG|SHIRE PLC ADS|RBCM|RBC CAPITAL MARKETS, LLC|7597
SHPG|SHIRE PLC ADS|RHCO|Suntrust Robinson Humphrey, Inc.|1115
SHPG|SHIRE PLC ADS|SAGL|SAGETRADER, LLC|3251
SHPG|SHIRE PLC ADS|SALI|INTL FCSTONE FINANCIAL INC.|50
SHPG|SHIRE PLC ADS|SBSH|Citigroup Global Markets Inc.|409758
SHPG|SHIRE PLC ADS|SEIC|SEI Investments Distribution Co.|1653
SHPG|SHIRE PLC ADS|SGMT|GOLDMAN SACHS & CO. LLC|224896
SHPG|SHIRE PLC ADS|SPDR|SPEEDROUTE LLC|26971
SHPG|SHIRE PLC ADS|SPHN|Stephens Inc.|81
SHPG|SHIRE PLC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|156716
SHPG|SHIRE PLC ADS|SWIM|TD Ameritrade, Inc.|35262
SHPG|SHIRE PLC ADS|SWST|Hilltop Securities Inc.|751
SHPG|SHIRE PLC ADS|TKNG|ALLY INVEST SECURITIES LLC|37
SHPG|SHIRE PLC ADS|TRBT|Tradebot Systems, Inc.|156481
SHPG|SHIRE PLC ADS|TRCM|TRC MARKETS LLC|75499
SHPG|SHIRE PLC ADS|TWTT|TASTYWORKS, INC.|4
SHPG|SHIRE PLC ADS|UBSA|UBS SECURITIES LLC|793027
SHPG|SHIRE PLC ADS|UBSS|UBS Securities LLC|1486911
SHPG|SHIRE PLC ADS|VALX|VIRTU AMERICAS LLC|1701153
SHPG|SHIRE PLC ADS|VGRD|Vanguard Marketing Corporation|3654
SHPG|SHIRE PLC ADS|VNDM|Wall Street Access|3888
SHPG|SHIRE PLC ADS|VSIN|Vision Financial Markets Llc|3
SHPG|SHIRE PLC ADS|WABR|Wall Street Access|16150
SHPG|SHIRE PLC ADS|WBLR|WILLIAM BLAIR|5
SHPG|SHIRE PLC ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|6667
SHPG|SHIRE PLC ADS|WCHV|WELLS FARGO SECURITIES, LLC|232045
SHPG|SHIRE PLC ADS|WEDB|WEDBUSH SECURITIES INC.|924
SHPG|SHIRE PLC ADS|WEED|Weeden & Co.L.P.|6938
SHPG|SHIRE PLC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4265
SHPG|SHIRE PLC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5021
SHPG|SHIRE PLC ADS|WGIF|CIBC World Markets Inc.|797
SHPG|SHIRE PLC ADS|WSEA|WOLVERINE SECURITIES, LLC|151
SHPG|SHIRE PLC ADS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|14
SHPG|SHIRE PLC ADS|XIST|INSTINET, LLC|1492
SHPG|SHIRE PLC ADS|XPUS|XP SECURITIES, LLC|49
SHPG|SHIRE PLC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|56540
SHPG|SHIRE PLC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|4465
SHPG|SHIRE PLC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3067
SHSP|SHARPSPRING, INC.|AGIS|Aegis Capital Corp.|758
SHSP|SHARPSPRING, INC.|ALTX|Alternet Securities Inc.|200
SHSP|SHARPSPRING, INC.|APCC|Apex Clearing Corporation|120
SHSP|SHARPSPRING, INC.|BATM|CBOE TRADING, INC.|200
SHSP|SHARPSPRING, INC.|BTIG|BTIG, LLC|223830
SHSP|SHARPSPRING, INC.|CANT|Cantor Fitzgerald & Co.|151018
SHSP|SHARPSPRING, INC.|CHAS|Charles Schwab & Co., Inc.|146418
SHSP|SHARPSPRING, INC.|CHLM|Craig-Hallum Capital Group LLC|147400
SHSP|SHARPSPRING, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112074
SHSP|SHARPSPRING, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28163
SHSP|SHARPSPRING, INC.|CTDL|Citadel Derivatives Group Llc|102
SHSP|SHARPSPRING, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7400
SHSP|SHARPSPRING, INC.|DBAB|Deutsche Bank Securities Inc.|4909
SHSP|SHARPSPRING, INC.|DBAX|Deutsche Bank Securities Inc.|41500
SHSP|SHARPSPRING, INC.|DEAN|MORGAN STANLEY|496
SHSP|SHARPSPRING, INC.|DEGS|RONIN PROFESSIONAL LLC|1360
SHSP|SHARPSPRING, INC.|EBXL|EBX LLC|54900
SHSP|SHARPSPRING, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
SHSP|SHARPSPRING, INC.|ETRS|E*Trade Securities LLC|30731
SHSP|SHARPSPRING, INC.|FBCO|Credit Suisse Securities (USA) LLC|13225
SHSP|SHARPSPRING, INC.|FILL|Tradestation Securities, Inc.|71
SHSP|SHARPSPRING, INC.|FOMA|TD AMERITRADE CLEARING, INC.|73019
SHSP|SHARPSPRING, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|612
SHSP|SHARPSPRING, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|200
SHSP|SHARPSPRING, INC.|GLPX|ACS EXECUTION SERVICES, LLC|206
SHSP|SHARPSPRING, INC.|GSCO|GOLDMAN SACHS & CO. LLC|33787
SHSP|SHARPSPRING, INC.|GSCS|GOLDMAN SACHS & CO. LLC|10388
SHSP|SHARPSPRING, INC.|GSLT|GOLDMAN SACHS & CO. LLC|392
SHSP|SHARPSPRING, INC.|GTSZ|GTS SECURITIES LLC|6087
SHSP|SHARPSPRING, INC.|IATS|INTERACTIVE BROKERS LLC|3100
SHSP|SHARPSPRING, INC.|IBKR|Interactive Brokers Llc|46912
SHSP|SHARPSPRING, INC.|ICBX|INSTINET, LLC|11104
SHSP|SHARPSPRING, INC.|INCA|INSTINET, LLC|23944
SHSP|SHARPSPRING, INC.|ITGI|ITG Inc.|13358
SHSP|SHARPSPRING, INC.|ITGP|ITG INC.|2200
SHSP|SHARPSPRING, INC.|JPMX|J.P. Morgan Securities LLC|20734
SHSP|SHARPSPRING, INC.|KCGM|VIRTU Americas LLC|17692
SHSP|SHARPSPRING, INC.|LEHM|Barclays Capital Inc./Le|18876
SHSP|SHARPSPRING, INC.|LIME|Lime Brokerage LLC|16377
SHSP|SHARPSPRING, INC.|LMGP|LIME BROKERAGE LLC|3300
SHSP|SHARPSPRING, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79904
SHSP|SHARPSPRING, INC.|MSCO|MORGAN STANLEY & CO. LLC|57505
SHSP|SHARPSPRING, INC.|MSPL|MORGAN STANLEY & CO. LLC|4600
SHSP|SHARPSPRING, INC.|NFSC|National Financial Services LLC|31304
SHSP|SHARPSPRING, INC.|NITE|VIRTU Americas LLC|68241
SHSP|SHARPSPRING, INC.|NQRB|Brut, LLC|100
SHSP|SHARPSPRING, INC.|OPCO|Oppenheimer & Co. Inc.|1100
SHSP|SHARPSPRING, INC.|PDQM|CODA MARKETS, INC.|506
SHSP|SHARPSPRING, INC.|SAGL|SAGETRADER, LLC|1000
SHSP|SHARPSPRING, INC.|SBSH|Citigroup Global Markets Inc.|11320
SHSP|SHARPSPRING, INC.|SGMT|GOLDMAN SACHS & CO. LLC|16464
SHSP|SHARPSPRING, INC.|SPDR|SPEEDROUTE LLC|1100
SHSP|SHARPSPRING, INC.|SPTD|MINT GLOBAL MARKETS, INC.|440
SHSP|SHARPSPRING, INC.|SWIM|TD Ameritrade, Inc.|9819
SHSP|SHARPSPRING, INC.|TKNG|ALLY INVEST SECURITIES LLC|560
SHSP|SHARPSPRING, INC.|TRBT|Tradebot Systems, Inc.|396
SHSP|SHARPSPRING, INC.|TRCM|TRC MARKETS LLC|13460
SHSP|SHARPSPRING, INC.|UBSA|UBS SECURITIES LLC|63258
SHSP|SHARPSPRING, INC.|UBSS|UBS Securities LLC|48524
SHSP|SHARPSPRING, INC.|VGRD|Vanguard Marketing Corporation|11778
SHSP|SHARPSPRING, INC.|WCHV|WELLS FARGO SECURITIES, LLC|90
SHSP|SHARPSPRING, INC.|WSEA|WOLVERINE SECURITIES, LLC|275
SHSP|SHARPSPRING, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4300
SHV|ISHARES|ALTX|Alternet Securities Inc.|24285
SHV|ISHARES|AMRI|AMERICAS EXECUTIONS, LLC|302605
SHV|ISHARES|APCC|Apex Clearing Corporation|478336
SHV|ISHARES|BANK|Primevest Financial Services, Inc.|971
SHV|ISHARES|BARD|Robert W. Baird & Co. Incorporated|346
SHV|ISHARES|BBNT|BB&T SECURITIES, LLC|269
SHV|ISHARES|BERN|Sanford C. Bernstein & Co., LLC|3166
SHV|ISHARES|BKCM|BNY Mellon Capital Markets LLC|1368
SHV|ISHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|82573
SHV|ISHARES|BLKX|INSTINET, LLC|7200
SHV|ISHARES|BLTK|Bulltick, Llc|231435
SHV|ISHARES|CANT|Cantor Fitzgerald & Co.|358311
SHV|ISHARES|CBLC|CITIGROUP GLOBAL MARKETS INC.|15602
SHV|ISHARES|CHAS|Charles Schwab & Co., Inc.|11
SHV|ISHARES|CICF|Canaccord Genuity Corp.|3795
SHV|ISHARES|CIST|Capital Institutional Services, Inc.|150
SHV|ISHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|112526
SHV|ISHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1860
SHV|ISHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|432714
SHV|ISHARES|CSIN|Citadel Securities Institutional LLC|190474
SHV|ISHARES|CTDL|Citadel Derivatives Group Llc|184939
SHV|ISHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|73112
SHV|ISHARES|DBAB|Deutsche Bank Securities Inc.|10034
SHV|ISHARES|DBAX|Deutsche Bank Securities Inc.|84600
SHV|ISHARES|DEAN|MORGAN STANLEY|35310
SHV|ISHARES|DEGS|RONIN PROFESSIONAL LLC|100
SHV|ISHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|635750
SHV|ISHARES|EBXL|EBX LLC|230600
SHV|ISHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|180100
SHV|ISHARES|EDJC|Edward Jones / CDS|3815
SHV|ISHARES|EDJO|Edward D. Jones & Co., L.P.|5871
SHV|ISHARES|EGAM|CBOE TRADING, INC.|19563
SHV|ISHARES|EGXM|CBOE TRADING, INC.|150
SHV|ISHARES|ESPO|ESPOSITO SECURITIES, LLC|4599
SHV|ISHARES|ETCB|ETC BROKERAGE SERVICES, LLC|45
SHV|ISHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4994
SHV|ISHARES|ETRS|E*Trade Securities LLC|33590
SHV|ISHARES|FBCO|Credit Suisse Securities (USA) LLC|524061
SHV|ISHARES|FBSB|U.S. Bancorp Investments, Inc.|7578
SHV|ISHARES|FIDT|Fidelity Clearing Canada ULC./ CDS|324
SHV|ISHARES|FILL|Tradestation Securities, Inc.|66414
SHV|ISHARES|FLTU|FLOW TRADERS US LLC|567539
SHV|ISHARES|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|121485
SHV|ISHARES|FMAF|NBCN Inc./ CDS|1025523
SHV|ISHARES|FOMA|TD AMERITRADE CLEARING, INC.|680522
SHV|ISHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20433
SHV|ISHARES|FTBR|Foliofn Investments, Inc.|458342
SHV|ISHARES|GBMT|GBM International, Inc.|1047309
SHV|ISHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|21236
SHV|ISHARES|GLIS|TD Securities Inc|829
SHV|ISHARES|GLPX|ACS EXECUTION SERVICES, LLC|54497
SHV|ISHARES|GSCO|GOLDMAN SACHS & CO. LLC|135149
SHV|ISHARES|GSCS|GOLDMAN SACHS & CO. LLC|5000
SHV|ISHARES|GSIC|GLOBAL STRATEGIC INVESTMENTS|2196
SHV|ISHARES|GSLT|GOLDMAN SACHS & CO. LLC|150
SHV|ISHARES|GTSZ|GTS SECURITIES LLC|299
SHV|ISHARES|HRBF|American Enterprise Investment Services Inc.|150331
SHV|ISHARES|HSBC|HSBC Securities, Inc.|370
SHV|ISHARES|IATS|INTERACTIVE BROKERS LLC|14008
SHV|ISHARES|IBKR|Interactive Brokers Llc|123058
SHV|ISHARES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|260
SHV|ISHARES|ICBX|INSTINET, LLC|212882
SHV|ISHARES|INCA|INSTINET, LLC|37730
SHV|ISHARES|ITGI|ITG Inc.|47868
SHV|ISHARES|ITGP|ITG INC.|110600
SHV|ISHARES|JANY|Janney Montgomery Scott Inc.|211
SHV|ISHARES|JEFF|JEFFERIES LLC|4622
SHV|ISHARES|JMPT|JUMP TRADING, LLC|2541
SHV|ISHARES|JPMX|J.P. Morgan Securities LLC|162175
SHV|ISHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|1842864
SHV|ISHARES|JSJX|JANE STREET CAPITAL LLC|1225835
SHV|ISHARES|KCGM|VIRTU Americas LLC|88501
SHV|ISHARES|LEHM|Barclays Capital Inc./Le|427715
SHV|ISHARES|LGNT|COR CLEARING LLC|2
SHV|ISHARES|LIME|Lime Brokerage LLC|5073
SHV|ISHARES|LSCI|Lek Securities Corporation|8483
SHV|ISHARES|MACC|Mid Atlantic Capital Corporation|13142
SHV|ISHARES|MCMF|Raymond James Ltd. Cds|58
SHV|ISHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|334309
SHV|ISHARES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5835
SHV|ISHARES|MOTF|MOTIF INVESTING, INC.|19
SHV|ISHARES|MSCO|MORGAN STANLEY & CO. LLC|790978
SHV|ISHARES|MSPL|MORGAN STANLEY & CO. LLC|267400
SHV|ISHARES|NFSC|National Financial Services LLC|341460
SHV|ISHARES|NITE|VIRTU Americas LLC|2973152
SHV|ISHARES|NITP|VIRTU Americas LLC|2800
SHV|ISHARES|NQRB|Brut, LLC|900
SHV|ISHARES|NTRC|Northern Trust Securities, Inc.|315
SHV|ISHARES|OLDM|OLD MISSION CAPITAL, LLC|57112
SHV|ISHARES|OPCO|Oppenheimer & Co. Inc.|6730
SHV|ISHARES|PDQM|CODA MARKETS, INC.|118021
SHV|ISHARES|PICT|Pictet Overseas Inc.|750
SHV|ISHARES|PIPR|Piper Jaffray & Co.|2000
SHV|ISHARES|PWJC|UBS Financial Services, Inc.|298
SHV|ISHARES|RAJA|Raymond James & Associates, Inc.|57739
SHV|ISHARES|RBCM|RBC CAPITAL MARKETS, LLC|12314
SHV|ISHARES|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|40360
SHV|ISHARES|SAGL|SAGETRADER, LLC|22877
SHV|ISHARES|SANT|Santander Investment Securities Inc.|246080
SHV|ISHARES|SBSH|Citigroup Global Markets Inc.|99652
SHV|ISHARES|SGMT|GOLDMAN SACHS & CO. LLC|116692
SHV|ISHARES|SPDR|SPEEDROUTE LLC|4000
SHV|ISHARES|SPHN|Stephens Inc.|196
SHV|ISHARES|STFL|Stifel, Nicolaus & Company, Incorporated|9330
SHV|ISHARES|STKP|STOCKPILE INVESTMENTS, INC.|482
SHV|ISHARES|SWIM|TD Ameritrade, Inc.|10453
SHV|ISHARES|SWST|Hilltop Securities Inc.|6820
SHV|ISHARES|TKNG|ALLY INVEST SECURITIES LLC|12721
SHV|ISHARES|TRBT|Tradebot Systems, Inc.|170
SHV|ISHARES|TRCM|TRC MARKETS LLC|1061
SHV|ISHARES|TWTT|TASTYWORKS, INC.|1600
SHV|ISHARES|UBSA|UBS SECURITIES LLC|1062925
SHV|ISHARES|UBSS|UBS Securities LLC|1084564
SHV|ISHARES|VALX|VIRTU AMERICAS LLC|6300
SHV|ISHARES|VGRD|Vanguard Marketing Corporation|12084
SHV|ISHARES|WBET|Wallachbeth Capital LLC|8558
SHV|ISHARES|WCHV|WELLS FARGO SECURITIES, LLC|274675
SHV|ISHARES|WEDB|WEDBUSH SECURITIES INC.|5
SHV|ISHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2794
SHV|ISHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|262325
SHV|ISHARES|WGIF|CIBC World Markets Inc.|85
SHV|ISHARES|WSEA|WOLVERINE SECURITIES, LLC|21677
SHV|ISHARES|WTFS|JUST2TRADE, INC.|2
SHV|ISHARES|XPUS|XP SECURITIES, LLC|216228
SHV|ISHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|48614
SHV|ISHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|172
SHV|ISHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35202
SHW|SHERWIN WILLIAMS CO|ALLN|Allen & Company LLC|2000
SHW|SHERWIN WILLIAMS CO|ALTX|Alternet Securities Inc.|3805
SHW|SHERWIN WILLIAMS CO|AMRI|AMERICAS EXECUTIONS, LLC|80
SHW|SHERWIN WILLIAMS CO|APCC|Apex Clearing Corporation|116
SHW|SHERWIN WILLIAMS CO|BANK|Primevest Financial Services, Inc.|1193
SHW|SHERWIN WILLIAMS CO|BARD|Robert W. Baird & Co. Incorporated|1139
SHW|SHERWIN WILLIAMS CO|BATM|CBOE TRADING, INC.|21875
SHW|SHERWIN WILLIAMS CO|BAYC|BAY CREST PARTNERS, LLC|1
SHW|SHERWIN WILLIAMS CO|BAYT|BTIG, LLC|1100
SHW|SHERWIN WILLIAMS CO|BBNT|BB&T SECURITIES, LLC|4061
SHW|SHERWIN WILLIAMS CO|BERN|Sanford C. Bernstein & Co., LLC|27958
SHW|SHERWIN WILLIAMS CO|BGCE|BGC Financial Inc.|420
SHW|SHERWIN WILLIAMS CO|BIAD|SAGETRADER, LLC|108
SHW|SHERWIN WILLIAMS CO|BIDS|BIDS TRADING L.P.|9950
SHW|SHERWIN WILLIAMS CO|BIMI|Banca IMI Securities Corp.|229
SHW|SHERWIN WILLIAMS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4693
SHW|SHERWIN WILLIAMS CO|BLKX|INSTINET, LLC|26500
SHW|SHERWIN WILLIAMS CO|BNPX|BNP PARIBAS SECURITIES CORP.|41237
SHW|SHERWIN WILLIAMS CO|BTIG|BTIG, LLC|679
SHW|SHERWIN WILLIAMS CO|BYXM|CBOE TRADING, INC.|4500
SHW|SHERWIN WILLIAMS CO|BZYD|GOLDMAN SACHS & CO. LLC|115
SHW|SHERWIN WILLIAMS CO|CABR|Cabrera Capital Markets, Inc.|20
SHW|SHERWIN WILLIAMS CO|CANT|Cantor Fitzgerald & Co.|169
SHW|SHERWIN WILLIAMS CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|13400
SHW|SHERWIN WILLIAMS CO|CHAS|Charles Schwab & Co., Inc.|1706
SHW|SHERWIN WILLIAMS CO|CIBP|CIBC World Markets Corp.|11768
SHW|SHERWIN WILLIAMS CO|CIOI|CITIGROUP GLOBAL MARKETS INC|14089
SHW|SHERWIN WILLIAMS CO|CIST|Capital Institutional Services, Inc.|993
SHW|SHERWIN WILLIAMS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42499
SHW|SHERWIN WILLIAMS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|428
SHW|SHERWIN WILLIAMS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|380766
SHW|SHERWIN WILLIAMS CO|CTDL|Citadel Derivatives Group Llc|4817
SHW|SHERWIN WILLIAMS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|18802
SHW|SHERWIN WILLIAMS CO|DADA|D.A. Davidson & Co.|149
SHW|SHERWIN WILLIAMS CO|DAVA|Davenport & Company LLC|45
SHW|SHERWIN WILLIAMS CO|DBAB|Deutsche Bank Securities Inc.|100281
SHW|SHERWIN WILLIAMS CO|DBAX|Deutsche Bank Securities Inc.|246900
SHW|SHERWIN WILLIAMS CO|DBUL|Deutsche Bank Securities Inc.|9363
SHW|SHERWIN WILLIAMS CO|DCHF|Dart Executions, LLC|1392
SHW|SHERWIN WILLIAMS CO|DEAN|MORGAN STANLEY|9064
SHW|SHERWIN WILLIAMS CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|907
SHW|SHERWIN WILLIAMS CO|DREX|Drexel Hamilton, LLC|9750
SHW|SHERWIN WILLIAMS CO|DRWK|DRW SECURITIES, L.L.C.|4075
SHW|SHERWIN WILLIAMS CO|EBXL|EBX LLC|178000
SHW|SHERWIN WILLIAMS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|2257
SHW|SHERWIN WILLIAMS CO|EDJO|Edward D. Jones & Co., L.P.|1544
SHW|SHERWIN WILLIAMS CO|EGAM|CBOE TRADING, INC.|7072
SHW|SHERWIN WILLIAMS CO|EGAW|CBOE TRADING, INC.|203
SHW|SHERWIN WILLIAMS CO|EGMT|EG MARKET TECHNOLOGIES LLC|1800
SHW|SHERWIN WILLIAMS CO|EGXM|CBOE TRADING, INC.|1591
SHW|SHERWIN WILLIAMS CO|ETBE|Electronic Transaction Clearing, Inc.|21726
SHW|SHERWIN WILLIAMS CO|ETCB|ETC BROKERAGE SERVICES, LLC|2
SHW|SHERWIN WILLIAMS CO|ETCC|Electronic Transaction Clearing, Inc.|346
SHW|SHERWIN WILLIAMS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56515
SHW|SHERWIN WILLIAMS CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|134
SHW|SHERWIN WILLIAMS CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|277
SHW|SHERWIN WILLIAMS CO|ETRS|E*Trade Securities LLC|11531
SHW|SHERWIN WILLIAMS CO|FBRC|B. RILEY FBR, INC.|1150
SHW|SHERWIN WILLIAMS CO|FILL|Tradestation Securities, Inc.|169
SHW|SHERWIN WILLIAMS CO|FINX|FINTECH SECURITIES|991
SHW|SHERWIN WILLIAMS CO|FMAF|NBCN Inc./ CDS|5743
SHW|SHERWIN WILLIAMS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|39150
SHW|SHERWIN WILLIAMS CO|FQLS|Quantlab Securities LP|91710
SHW|SHERWIN WILLIAMS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28534
SHW|SHERWIN WILLIAMS CO|FTBR|Foliofn Investments, Inc.|1429
SHW|SHERWIN WILLIAMS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|2350
SHW|SHERWIN WILLIAMS CO|GLIS|TD Securities Inc|567
SHW|SHERWIN WILLIAMS CO|GLPX|ACS EXECUTION SERVICES, LLC|87773
SHW|SHERWIN WILLIAMS CO|GSCO|GOLDMAN SACHS & CO. LLC|542749
SHW|SHERWIN WILLIAMS CO|GSCS|GOLDMAN SACHS & CO. LLC|2356
SHW|SHERWIN WILLIAMS CO|GSLT|GOLDMAN SACHS & CO. LLC|1486
SHW|SHERWIN WILLIAMS CO|GTSZ|GTS SECURITIES LLC|102099
SHW|SHERWIN WILLIAMS CO|HRBF|American Enterprise Investment Services Inc.|3234
SHW|SHERWIN WILLIAMS CO|HSBC|HSBC Securities, Inc.|14434
SHW|SHERWIN WILLIAMS CO|IATS|INTERACTIVE BROKERS LLC|9530
SHW|SHERWIN WILLIAMS CO|IBKR|Interactive Brokers Llc|3345
SHW|SHERWIN WILLIAMS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1798
SHW|SHERWIN WILLIAMS CO|ICBX|INSTINET, LLC|50500
SHW|SHERWIN WILLIAMS CO|IEQY|CITADEL SECURITIES LLC|51755
SHW|SHERWIN WILLIAMS CO|INCA|INSTINET, LLC|137706
SHW|SHERWIN WILLIAMS CO|INJX|INSTINET, LLC|3677
SHW|SHERWIN WILLIAMS CO|ITGI|ITG Inc.|39913
SHW|SHERWIN WILLIAMS CO|ITGP|ITG INC.|182400
SHW|SHERWIN WILLIAMS CO|JANY|Janney Montgomery Scott Inc.|1143
SHW|SHERWIN WILLIAMS CO|JEFF|JEFFERIES LLC|235511
SHW|SHERWIN WILLIAMS CO|JMPT|JUMP TRADING, LLC|41750
SHW|SHERWIN WILLIAMS CO|JPBX|J.P. MORGAN SECURITIES LLC|37082
SHW|SHERWIN WILLIAMS CO|JPMX|J.P. Morgan Securities LLC|357850
SHW|SHERWIN WILLIAMS CO|JSJX|JANE STREET CAPITAL LLC|8363
SHW|SHERWIN WILLIAMS CO|KCGM|VIRTU Americas LLC|22113
SHW|SHERWIN WILLIAMS CO|KEYB|KEYBANC CAPITAL MARKETS INC.|4870
SHW|SHERWIN WILLIAMS CO|LEHM|Barclays Capital Inc./Le|823044
SHW|SHERWIN WILLIAMS CO|LIME|Lime Brokerage LLC|14884
SHW|SHERWIN WILLIAMS CO|LQNA|LIQUIDNET, INC.|5000
SHW|SHERWIN WILLIAMS CO|LSCI|Lek Securities Corporation|90
SHW|SHERWIN WILLIAMS CO|MACC|Mid Atlantic Capital Corporation|1167
SHW|SHERWIN WILLIAMS CO|MACQ|Macquarie Capital (USA) Inc.|1000
SHW|SHERWIN WILLIAMS CO|MCMF|Raymond James Ltd. Cds|43
SHW|SHERWIN WILLIAMS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105657
SHW|SHERWIN WILLIAMS CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
SHW|SHERWIN WILLIAMS CO|MOTF|MOTIF INVESTING, INC.|14
SHW|SHERWIN WILLIAMS CO|MSCO|MORGAN STANLEY & CO. LLC|629116
SHW|SHERWIN WILLIAMS CO|MSPL|MORGAN STANLEY & CO. LLC|207400
SHW|SHERWIN WILLIAMS CO|MSTX|MORGAN STANLEY & CO. LLC|45000
SHW|SHERWIN WILLIAMS CO|MULL|MARK J. MULLER EQUITIES, INC.|4819
SHW|SHERWIN WILLIAMS CO|MZHO|Mizuho Securities USA LLC|84700
SHW|SHERWIN WILLIAMS CO|NEUB|NEUBERGER BERMAN BD LLC|294
SHW|SHERWIN WILLIAMS CO|NFSC|National Financial Services LLC|121411
SHW|SHERWIN WILLIAMS CO|NITE|VIRTU Americas LLC|221255
SHW|SHERWIN WILLIAMS CO|NITP|VIRTU Americas LLC|95
SHW|SHERWIN WILLIAMS CO|NQRB|Brut, LLC|3910
SHW|SHERWIN WILLIAMS CO|NTBF|BMO Nesbitt Burns Inc./CDS|12
SHW|SHERWIN WILLIAMS CO|NTRC|Northern Trust Securities, Inc.|616
SHW|SHERWIN WILLIAMS CO|OHOS|TWO SIGMA SECURITIES, LLC|410
SHW|SHERWIN WILLIAMS CO|OPCO|Oppenheimer & Co. Inc.|628
SHW|SHERWIN WILLIAMS CO|PDQM|CODA MARKETS, INC.|247812
SHW|SHERWIN WILLIAMS CO|PHLY|NASDAQ Execution Services, LLC|800
SHW|SHERWIN WILLIAMS CO|PICT|Pictet Overseas Inc.|49
SHW|SHERWIN WILLIAMS CO|PIPR|Piper Jaffray & Co.|400
SHW|SHERWIN WILLIAMS CO|PNSR|Penserra Securities, LLC|1700
SHW|SHERWIN WILLIAMS CO|PWJC|UBS Financial Services, Inc.|897
SHW|SHERWIN WILLIAMS CO|QMSR|QUATTRO M SECURITIES INC.|297
SHW|SHERWIN WILLIAMS CO|RBCM|RBC CAPITAL MARKETS, LLC|5092
SHW|SHERWIN WILLIAMS CO|RHCO|Suntrust Robinson Humphrey, Inc.|3311
SHW|SHERWIN WILLIAMS CO|SAGL|SAGETRADER, LLC|13705
SHW|SHERWIN WILLIAMS CO|SALI|INTL FCSTONE FINANCIAL INC.|571
SHW|SHERWIN WILLIAMS CO|SBRX|MURIEL SIEBERT & CO INC|50
SHW|SHERWIN WILLIAMS CO|SBSH|Citigroup Global Markets Inc.|82536
SHW|SHERWIN WILLIAMS CO|SGMT|GOLDMAN SACHS & CO. LLC|71507
SHW|SHERWIN WILLIAMS CO|SPDR|SPEEDROUTE LLC|8900
SHW|SHERWIN WILLIAMS CO|SPHN|Stephens Inc.|98
SHW|SHERWIN WILLIAMS CO|STFL|Stifel, Nicolaus & Company, Incorporated|2033
SHW|SHERWIN WILLIAMS CO|STKP|STOCKPILE INVESTMENTS, INC.|70
SHW|SHERWIN WILLIAMS CO|STRS|STRATEGAS RESEARCH PARTNERS|1900
SHW|SHERWIN WILLIAMS CO|SWIM|TD Ameritrade, Inc.|10545
SHW|SHERWIN WILLIAMS CO|SWST|Hilltop Securities Inc.|1527
SHW|SHERWIN WILLIAMS CO|TAGC|TELSEY ADVISORY GROUP LLC|100
SHW|SHERWIN WILLIAMS CO|TKNG|ALLY INVEST SECURITIES LLC|151
SHW|SHERWIN WILLIAMS CO|TRBT|Tradebot Systems, Inc.|117784
SHW|SHERWIN WILLIAMS CO|TRCM|TRC MARKETS LLC|28768
SHW|SHERWIN WILLIAMS CO|TWTT|TASTYWORKS, INC.|60
SHW|SHERWIN WILLIAMS CO|UBSA|UBS SECURITIES LLC|551165
SHW|SHERWIN WILLIAMS CO|UBSS|UBS Securities LLC|679138
SHW|SHERWIN WILLIAMS CO|VALX|VIRTU AMERICAS LLC|27910
SHW|SHERWIN WILLIAMS CO|VERT|The Vertical Trading Group, LLC|1227
SHW|SHERWIN WILLIAMS CO|VGRD|Vanguard Marketing Corporation|2633
SHW|SHERWIN WILLIAMS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|9038
SHW|SHERWIN WILLIAMS CO|WCHV|WELLS FARGO SECURITIES, LLC|113361
SHW|SHERWIN WILLIAMS CO|WEDB|WEDBUSH SECURITIES INC.|950
SHW|SHERWIN WILLIAMS CO|WEED|Weeden & Co.L.P.|3734
SHW|SHERWIN WILLIAMS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7071
SHW|SHERWIN WILLIAMS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6900
SHW|SHERWIN WILLIAMS CO|WGIF|CIBC World Markets Inc.|117
SHW|SHERWIN WILLIAMS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|167
SHW|SHERWIN WILLIAMS CO|WSAG|WALL STREET ACCESS|141
SHW|SHERWIN WILLIAMS CO|WSEA|WOLVERINE SECURITIES, LLC|592
SHW|SHERWIN WILLIAMS CO|XIST|INSTINET, LLC|19326
SHW|SHERWIN WILLIAMS CO|XPQR|Jump Trading|400
SHW|SHERWIN WILLIAMS CO|XPUS|XP SECURITIES, LLC|380
SHW|SHERWIN WILLIAMS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|30576
SHW|SHERWIN WILLIAMS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|33536
SHW|SHERWIN WILLIAMS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2359
SHY|ISHARES 1-3YR|ALTX|Alternet Securities Inc.|42410
SHY|ISHARES 1-3YR|AMRI|AMERICAS EXECUTIONS, LLC|3147
SHY|ISHARES 1-3YR|ANOS|ABEL/NOSER, L.L.C.|3617
SHY|ISHARES 1-3YR|APCC|Apex Clearing Corporation|10429
SHY|ISHARES 1-3YR|BANK|Primevest Financial Services, Inc.|13595
SHY|ISHARES 1-3YR|BARD|Robert W. Baird & Co. Incorporated|11529
SHY|ISHARES 1-3YR|BATM|CBOE TRADING, INC.|8669
SHY|ISHARES 1-3YR|BAYT|BTIG, LLC|9791
SHY|ISHARES 1-3YR|BBNT|BB&T SECURITIES, LLC|11060
SHY|ISHARES 1-3YR|BERN|Sanford C. Bernstein & Co., LLC|121175
SHY|ISHARES 1-3YR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|182317
SHY|ISHARES 1-3YR|BLKX|INSTINET, LLC|49543
SHY|ISHARES 1-3YR|BLTK|Bulltick, Llc|47586
SHY|ISHARES 1-3YR|BNPX|BNP PARIBAS SECURITIES CORP.|2619
SHY|ISHARES 1-3YR|BYXM|CBOE TRADING, INC.|400
SHY|ISHARES 1-3YR|CANT|Cantor Fitzgerald & Co.|2003106
SHY|ISHARES 1-3YR|CHAS|Charles Schwab & Co., Inc.|66210
SHY|ISHARES 1-3YR|CICF|Canaccord Genuity Corp.|222
SHY|ISHARES 1-3YR|CIST|Capital Institutional Services, Inc.|5082
SHY|ISHARES 1-3YR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|669888
SHY|ISHARES 1-3YR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4653
SHY|ISHARES 1-3YR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|999004
SHY|ISHARES 1-3YR|CSIN|Citadel Securities Institutional LLC|175761
SHY|ISHARES 1-3YR|CTDL|Citadel Derivatives Group Llc|146415
SHY|ISHARES 1-3YR|CXCX|CITIGROUP GLOBAL MARKETS INC.|477636
SHY|ISHARES 1-3YR|DADA|D.A. Davidson & Co.|2315
SHY|ISHARES 1-3YR|DAWA|Daiwa Capital Markets America Inc.|6460
SHY|ISHARES 1-3YR|DBAB|Deutsche Bank Securities Inc.|221784
SHY|ISHARES 1-3YR|DBAX|Deutsche Bank Securities Inc.|153500
SHY|ISHARES 1-3YR|DEAN|MORGAN STANLEY|87031
SHY|ISHARES 1-3YR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|113129
SHY|ISHARES 1-3YR|EBXL|EBX LLC|604800
SHY|ISHARES 1-3YR|ECUT|CONVERGEX EXECUTION SOLUTIONS|118747
SHY|ISHARES 1-3YR|EDJO|Edward D. Jones & Co., L.P.|5813
SHY|ISHARES 1-3YR|EGAM|CBOE TRADING, INC.|18347
SHY|ISHARES 1-3YR|EGMT|EG MARKET TECHNOLOGIES LLC|100
SHY|ISHARES 1-3YR|EGXM|CBOE TRADING, INC.|330
SHY|ISHARES 1-3YR|ESPO|ESPOSITO SECURITIES, LLC|5512
SHY|ISHARES 1-3YR|ETBE|Electronic Transaction Clearing, Inc.|17300
SHY|ISHARES 1-3YR|ETCB|ETC BROKERAGE SERVICES, LLC|2470
SHY|ISHARES 1-3YR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10550
SHY|ISHARES 1-3YR|ETRS|E*Trade Securities LLC|41812
SHY|ISHARES 1-3YR|FBCO|Credit Suisse Securities (USA) LLC|882416
SHY|ISHARES 1-3YR|FBSB|U.S. Bancorp Investments, Inc.|4331
SHY|ISHARES 1-3YR|FIDT|Fidelity Clearing Canada ULC./ CDS|90
SHY|ISHARES 1-3YR|FILL|Tradestation Securities, Inc.|1482
SHY|ISHARES 1-3YR|FINX|FINTECH SECURITIES|1920
SHY|ISHARES 1-3YR|FLTU|FLOW TRADERS US LLC|2543257
SHY|ISHARES 1-3YR|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|350500
SHY|ISHARES 1-3YR|FMAF|NBCN Inc./ CDS|12856
SHY|ISHARES 1-3YR|FOMA|TD AMERITRADE CLEARING, INC.|6220655
SHY|ISHARES 1-3YR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|320958
SHY|ISHARES 1-3YR|FTBR|Foliofn Investments, Inc.|228595
SHY|ISHARES 1-3YR|GBMT|GBM International, Inc.|243138
SHY|ISHARES 1-3YR|GEBB|GLOBAL EXECUTION BROKERS, LP|10166
SHY|ISHARES 1-3YR|GLPX|ACS EXECUTION SERVICES, LLC|3100
SHY|ISHARES 1-3YR|GSCO|GOLDMAN SACHS & CO. LLC|91142
SHY|ISHARES 1-3YR|GSCS|GOLDMAN SACHS & CO. LLC|28154
SHY|ISHARES 1-3YR|GSLT|GOLDMAN SACHS & CO. LLC|10968
SHY|ISHARES 1-3YR|GTSZ|GTS SECURITIES LLC|5600
SHY|ISHARES 1-3YR|HRBF|American Enterprise Investment Services Inc.|1541493
SHY|ISHARES 1-3YR|HSBC|HSBC Securities, Inc.|4209
SHY|ISHARES 1-3YR|IATS|INTERACTIVE BROKERS LLC|15866
SHY|ISHARES 1-3YR|IBKR|Interactive Brokers Llc|186824
SHY|ISHARES 1-3YR|ICBX|INSTINET, LLC|624418
SHY|ISHARES 1-3YR|INCA|INSTINET, LLC|123521
SHY|ISHARES 1-3YR|INJX|INSTINET, LLC|435
SHY|ISHARES 1-3YR|ITGI|ITG Inc.|48892
SHY|ISHARES 1-3YR|ITGP|ITG INC.|502800
SHY|ISHARES 1-3YR|JANY|Janney Montgomery Scott Inc.|6326
SHY|ISHARES 1-3YR|JEFF|JEFFERIES LLC|15503
SHY|ISHARES 1-3YR|JMPT|JUMP TRADING, LLC|17913
SHY|ISHARES 1-3YR|JPMX|J.P. Morgan Securities LLC|1180744
SHY|ISHARES 1-3YR|JSEB|JANE STREET EXECUTION SERVICES, LLC|21576786
SHY|ISHARES 1-3YR|JSJX|JANE STREET CAPITAL LLC|1545208
SHY|ISHARES 1-3YR|KCGM|VIRTU Americas LLC|225836
SHY|ISHARES 1-3YR|LEHM|Barclays Capital Inc./Le|2068479
SHY|ISHARES 1-3YR|LGNT|COR CLEARING LLC|1
SHY|ISHARES 1-3YR|LIME|Lime Brokerage LLC|23882
SHY|ISHARES 1-3YR|MACC|Mid Atlantic Capital Corporation|64984
SHY|ISHARES 1-3YR|MAXM|Maxim Group LLC|500
SHY|ISHARES 1-3YR|MCMF|Raymond James Ltd. Cds|2944
SHY|ISHARES 1-3YR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1158770
SHY|ISHARES 1-3YR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|12432
SHY|ISHARES 1-3YR|MOTF|MOTIF INVESTING, INC.|60
SHY|ISHARES 1-3YR|MSCO|MORGAN STANLEY & CO. LLC|833367
SHY|ISHARES 1-3YR|MSPL|MORGAN STANLEY & CO. LLC|101400
SHY|ISHARES 1-3YR|MSTX|MORGAN STANLEY & CO. LLC|1200
SHY|ISHARES 1-3YR|NATL|National Securities Corporation|102
SHY|ISHARES 1-3YR|NBCS|NBC Securities, INC.|645
SHY|ISHARES 1-3YR|NEUB|NEUBERGER BERMAN BD LLC|2067
SHY|ISHARES 1-3YR|NFSC|National Financial Services LLC|1252663
SHY|ISHARES 1-3YR|NITE|VIRTU Americas LLC|5804642
SHY|ISHARES 1-3YR|NITP|VIRTU Americas LLC|5511
SHY|ISHARES 1-3YR|NQRB|Brut, LLC|15200
SHY|ISHARES 1-3YR|NTRC|Northern Trust Securities, Inc.|2390
SHY|ISHARES 1-3YR|OLDM|OLD MISSION CAPITAL, LLC|614779
SHY|ISHARES 1-3YR|OPCO|Oppenheimer & Co. Inc.|5014
SHY|ISHARES 1-3YR|PAUL|Paulson Investment Company, Inc.|200
SHY|ISHARES 1-3YR|PDQM|CODA MARKETS, INC.|47123
SHY|ISHARES 1-3YR|PICT|Pictet Overseas Inc.|55472
SHY|ISHARES 1-3YR|PIPR|Piper Jaffray & Co.|1040
SHY|ISHARES 1-3YR|PWJC|UBS Financial Services, Inc.|437
SHY|ISHARES 1-3YR|RAJA|Raymond James & Associates, Inc.|73507
SHY|ISHARES 1-3YR|RBCM|RBC CAPITAL MARKETS, LLC|377685
SHY|ISHARES 1-3YR|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|206367
SHY|ISHARES 1-3YR|SALI|INTL FCSTONE FINANCIAL INC.|899
SHY|ISHARES 1-3YR|SBSH|Citigroup Global Markets Inc.|1088026
SHY|ISHARES 1-3YR|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|50
SHY|ISHARES 1-3YR|SEIC|SEI Investments Distribution Co.|10162
SHY|ISHARES 1-3YR|SGMT|GOLDMAN SACHS & CO. LLC|601906
SHY|ISHARES 1-3YR|SPDR|SPEEDROUTE LLC|11300
SHY|ISHARES 1-3YR|SPHN|Stephens Inc.|37980
SHY|ISHARES 1-3YR|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SHY|ISHARES 1-3YR|STFL|Stifel, Nicolaus & Company, Incorporated|27959
SHY|ISHARES 1-3YR|STXG|Stockcross Financial Services, Inc.|29
SHY|ISHARES 1-3YR|SWIM|TD Ameritrade, Inc.|31251
SHY|ISHARES 1-3YR|SWST|Hilltop Securities Inc.|8515
SHY|ISHARES 1-3YR|TKNG|ALLY INVEST SECURITIES LLC|220
SHY|ISHARES 1-3YR|TRBT|Tradebot Systems, Inc.|3744
SHY|ISHARES 1-3YR|TRCM|TRC MARKETS LLC|2232
SHY|ISHARES 1-3YR|TWTT|TASTYWORKS, INC.|2025
SHY|ISHARES 1-3YR|UBSA|UBS SECURITIES LLC|3207244
SHY|ISHARES 1-3YR|UBSS|UBS Securities LLC|1319152
SHY|ISHARES 1-3YR|VALX|VIRTU AMERICAS LLC|222523
SHY|ISHARES 1-3YR|VGRD|Vanguard Marketing Corporation|17212
SHY|ISHARES 1-3YR|VSIN|Vision Financial Markets Llc|1
SHY|ISHARES 1-3YR|WBET|Wallachbeth Capital LLC|6144492
SHY|ISHARES 1-3YR|WBLR|WILLIAM BLAIR|121
SHY|ISHARES 1-3YR|WBPX|SUMMIT SECURITIES GROUP, LLC|12000
SHY|ISHARES 1-3YR|WCHV|WELLS FARGO SECURITIES, LLC|323643
SHY|ISHARES 1-3YR|WEDB|WEDBUSH SECURITIES INC.|22
SHY|ISHARES 1-3YR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3921
SHY|ISHARES 1-3YR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|477884
SHY|ISHARES 1-3YR|WGIF|CIBC World Markets Inc.|287300
SHY|ISHARES 1-3YR|WSEA|WOLVERINE SECURITIES, LLC|5700
SHY|ISHARES 1-3YR|XIST|INSTINET, LLC|3200
SHY|ISHARES 1-3YR|XPUS|XP SECURITIES, LLC|298719
SHY|ISHARES 1-3YR|XSTM|NATIONAL FINANCIAL SERVICES LLC|261830
SHY|ISHARES 1-3YR|YKNA|COMHAR CAPITAL MARKETS, LLC|215
SHY|ISHARES 1-3YR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|394739
SHYD|SHORT DUR HY MUNI|APCC|Apex Clearing Corporation|37
SHYD|SHORT DUR HY MUNI|BARD|Robert W. Baird & Co. Incorporated|200
SHYD|SHORT DUR HY MUNI|BBNT|BB&T SECURITIES, LLC|2995
SHYD|SHORT DUR HY MUNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|69
SHYD|SHORT DUR HY MUNI|CANT|Cantor Fitzgerald & Co.|2920
SHYD|SHORT DUR HY MUNI|CHAS|Charles Schwab & Co., Inc.|8
SHYD|SHORT DUR HY MUNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4042
SHYD|SHORT DUR HY MUNI|CXCX|CITIGROUP GLOBAL MARKETS INC.|514
SHYD|SHORT DUR HY MUNI|DBAX|Deutsche Bank Securities Inc.|1400
SHYD|SHORT DUR HY MUNI|DEAN|MORGAN STANLEY|1431
SHYD|SHORT DUR HY MUNI|EBXL|EBX LLC|2900
SHYD|SHORT DUR HY MUNI|ECUT|CONVERGEX EXECUTION SOLUTIONS|8937
SHYD|SHORT DUR HY MUNI|EDJO|Edward D. Jones & Co., L.P.|7703
SHYD|SHORT DUR HY MUNI|EGXM|CBOE TRADING, INC.|200
SHYD|SHORT DUR HY MUNI|ETRS|E*Trade Securities LLC|4216
SHYD|SHORT DUR HY MUNI|FTBR|Foliofn Investments, Inc.|8834
SHYD|SHORT DUR HY MUNI|GLPX|ACS EXECUTION SERVICES, LLC|1338
SHYD|SHORT DUR HY MUNI|GSCO|GOLDMAN SACHS & CO. LLC|2000
SHYD|SHORT DUR HY MUNI|HRBF|American Enterprise Investment Services Inc.|17631
SHYD|SHORT DUR HY MUNI|IBKR|Interactive Brokers Llc|5378
SHYD|SHORT DUR HY MUNI|ICBX|INSTINET, LLC|900
SHYD|SHORT DUR HY MUNI|ITGP|ITG INC.|200
SHYD|SHORT DUR HY MUNI|JANY|Janney Montgomery Scott Inc.|200
SHYD|SHORT DUR HY MUNI|JPMX|J.P. Morgan Securities LLC|5206
SHYD|SHORT DUR HY MUNI|JSEB|JANE STREET EXECUTION SERVICES, LLC|35884
SHYD|SHORT DUR HY MUNI|JSJX|JANE STREET CAPITAL LLC|46614
SHYD|SHORT DUR HY MUNI|KCGM|VIRTU Americas LLC|2215
SHYD|SHORT DUR HY MUNI|LEHM|Barclays Capital Inc./Le|7000
SHYD|SHORT DUR HY MUNI|LIME|Lime Brokerage LLC|4769
SHYD|SHORT DUR HY MUNI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|338
SHYD|SHORT DUR HY MUNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4206
SHYD|SHORT DUR HY MUNI|MSCO|MORGAN STANLEY & CO. LLC|19969
SHYD|SHORT DUR HY MUNI|MSPL|MORGAN STANLEY & CO. LLC|2500
SHYD|SHORT DUR HY MUNI|NFSC|National Financial Services LLC|16331
SHYD|SHORT DUR HY MUNI|NITE|VIRTU Americas LLC|57859
SHYD|SHORT DUR HY MUNI|PDQM|CODA MARKETS, INC.|2676
SHYD|SHORT DUR HY MUNI|SALI|INTL FCSTONE FINANCIAL INC.|5575
SHYD|SHORT DUR HY MUNI|SGMT|GOLDMAN SACHS & CO. LLC|2502
SHYD|SHORT DUR HY MUNI|SPHN|Stephens Inc.|1
SHYD|SHORT DUR HY MUNI|SWST|Hilltop Securities Inc.|469
SHYD|SHORT DUR HY MUNI|UBSA|UBS SECURITIES LLC|11827
SHYD|SHORT DUR HY MUNI|UBSS|UBS Securities LLC|20483
SHYD|SHORT DUR HY MUNI|VGRD|Vanguard Marketing Corporation|1441
SHYD|SHORT DUR HY MUNI|WCHV|WELLS FARGO SECURITIES, LLC|15106
SHYD|SHORT DUR HY MUNI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|280
SHYD|SHORT DUR HY MUNI|XSTM|NATIONAL FINANCIAL SERVICES LLC|3250
SHYD|SHORT DUR HY MUNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8665
SHYG|ISHARES 0-5 HY CORP|ADAM|CANACCORD GENUITY INC.|658
SHYG|ISHARES 0-5 HY CORP|ALTX|Alternet Securities Inc.|8436
SHYG|ISHARES 0-5 HY CORP|ANOS|ABEL/NOSER, L.L.C.|1080
SHYG|ISHARES 0-5 HY CORP|APCC|Apex Clearing Corporation|828
SHYG|ISHARES 0-5 HY CORP|BANK|Primevest Financial Services, Inc.|3714
SHYG|ISHARES 0-5 HY CORP|BARD|Robert W. Baird & Co. Incorporated|626
SHYG|ISHARES 0-5 HY CORP|BATM|CBOE TRADING, INC.|200
SHYG|ISHARES 0-5 HY CORP|BBNT|BB&T SECURITIES, LLC|404
SHYG|ISHARES 0-5 HY CORP|BERN|Sanford C. Bernstein & Co., LLC|100
SHYG|ISHARES 0-5 HY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43286
SHYG|ISHARES 0-5 HY CORP|BLTK|Bulltick, Llc|67813
SHYG|ISHARES 0-5 HY CORP|BYXM|CBOE TRADING, INC.|959
SHYG|ISHARES 0-5 HY CORP|CANT|Cantor Fitzgerald & Co.|208329
SHYG|ISHARES 0-5 HY CORP|CHAS|Charles Schwab & Co., Inc.|5658662
SHYG|ISHARES 0-5 HY CORP|CIST|Capital Institutional Services, Inc.|9230
SHYG|ISHARES 0-5 HY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|269698
SHYG|ISHARES 0-5 HY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
SHYG|ISHARES 0-5 HY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|537531
SHYG|ISHARES 0-5 HY CORP|CSIN|Citadel Securities Institutional LLC|36895
SHYG|ISHARES 0-5 HY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|88426
SHYG|ISHARES 0-5 HY CORP|DADA|D.A. Davidson & Co.|2308
SHYG|ISHARES 0-5 HY CORP|DBAB|Deutsche Bank Securities Inc.|203
SHYG|ISHARES 0-5 HY CORP|DBAX|Deutsche Bank Securities Inc.|422200
SHYG|ISHARES 0-5 HY CORP|DEAN|MORGAN STANLEY|26991
SHYG|ISHARES 0-5 HY CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5800
SHYG|ISHARES 0-5 HY CORP|EBXL|EBX LLC|267500
SHYG|ISHARES 0-5 HY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3787
SHYG|ISHARES 0-5 HY CORP|EDJO|Edward D. Jones & Co., L.P.|5556
SHYG|ISHARES 0-5 HY CORP|EGAM|CBOE TRADING, INC.|11201
SHYG|ISHARES 0-5 HY CORP|EGAW|CBOE TRADING, INC.|999
SHYG|ISHARES 0-5 HY CORP|EGXM|CBOE TRADING, INC.|1242
SHYG|ISHARES 0-5 HY CORP|EGXW|CBOE TRADING, INC.|98
SHYG|ISHARES 0-5 HY CORP|ETBE|Electronic Transaction Clearing, Inc.|900
SHYG|ISHARES 0-5 HY CORP|ETCB|ETC BROKERAGE SERVICES, LLC|225
SHYG|ISHARES 0-5 HY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8500
SHYG|ISHARES 0-5 HY CORP|ETRS|E*Trade Securities LLC|29182
SHYG|ISHARES 0-5 HY CORP|FBSB|U.S. Bancorp Investments, Inc.|1119
SHYG|ISHARES 0-5 HY CORP|FILL|Tradestation Securities, Inc.|400
SHYG|ISHARES 0-5 HY CORP|FINX|FINTECH SECURITIES|450
SHYG|ISHARES 0-5 HY CORP|FLTU|FLOW TRADERS US LLC|65974
SHYG|ISHARES 0-5 HY CORP|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|34158
SHYG|ISHARES 0-5 HY CORP|FMAF|NBCN Inc./ CDS|1200
SHYG|ISHARES 0-5 HY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5076
SHYG|ISHARES 0-5 HY CORP|FTBR|Foliofn Investments, Inc.|4262
SHYG|ISHARES 0-5 HY CORP|GBMT|GBM International, Inc.|37212
SHYG|ISHARES 0-5 HY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|16996
SHYG|ISHARES 0-5 HY CORP|GLIS|TD Securities Inc|25
SHYG|ISHARES 0-5 HY CORP|GLPX|ACS EXECUTION SERVICES, LLC|1300
SHYG|ISHARES 0-5 HY CORP|GSCO|GOLDMAN SACHS & CO. LLC|115539
SHYG|ISHARES 0-5 HY CORP|GSLT|GOLDMAN SACHS & CO. LLC|10205
SHYG|ISHARES 0-5 HY CORP|GTSZ|GTS SECURITIES LLC|800
SHYG|ISHARES 0-5 HY CORP|HRBF|American Enterprise Investment Services Inc.|92299
SHYG|ISHARES 0-5 HY CORP|IATS|INTERACTIVE BROKERS LLC|6506
SHYG|ISHARES 0-5 HY CORP|IBKR|Interactive Brokers Llc|23557
SHYG|ISHARES 0-5 HY CORP|ICBX|INSTINET, LLC|272255
SHYG|ISHARES 0-5 HY CORP|INCA|INSTINET, LLC|845915
SHYG|ISHARES 0-5 HY CORP|INJX|INSTINET, LLC|600
SHYG|ISHARES 0-5 HY CORP|ITGI|ITG Inc.|27101
SHYG|ISHARES 0-5 HY CORP|ITGP|ITG INC.|11800
SHYG|ISHARES 0-5 HY CORP|JANY|Janney Montgomery Scott Inc.|4043
SHYG|ISHARES 0-5 HY CORP|JEFF|JEFFERIES LLC|24200
SHYG|ISHARES 0-5 HY CORP|JMPT|JUMP TRADING, LLC|7388
SHYG|ISHARES 0-5 HY CORP|JPMX|J.P. Morgan Securities LLC|482284
SHYG|ISHARES 0-5 HY CORP|JSCL|JOSEPH STONE CAPITAL L.L.C.|2680
SHYG|ISHARES 0-5 HY CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|834230
SHYG|ISHARES 0-5 HY CORP|JSJX|JANE STREET CAPITAL LLC|514217
SHYG|ISHARES 0-5 HY CORP|KCGM|VIRTU Americas LLC|153073
SHYG|ISHARES 0-5 HY CORP|LEHM|Barclays Capital Inc./Le|894353
SHYG|ISHARES 0-5 HY CORP|LIME|Lime Brokerage LLC|6357
SHYG|ISHARES 0-5 HY CORP|LSCI|Lek Securities Corporation|10
SHYG|ISHARES 0-5 HY CORP|MACC|Mid Atlantic Capital Corporation|155
SHYG|ISHARES 0-5 HY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|614428
SHYG|ISHARES 0-5 HY CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5340
SHYG|ISHARES 0-5 HY CORP|MOTF|MOTIF INVESTING, INC.|6
SHYG|ISHARES 0-5 HY CORP|MSCO|MORGAN STANLEY & CO. LLC|128976
SHYG|ISHARES 0-5 HY CORP|MSPL|MORGAN STANLEY & CO. LLC|274700
SHYG|ISHARES 0-5 HY CORP|NBCS|NBC Securities, INC.|1500
SHYG|ISHARES 0-5 HY CORP|NFSC|National Financial Services LLC|562342
SHYG|ISHARES 0-5 HY CORP|NITE|VIRTU Americas LLC|637223
SHYG|ISHARES 0-5 HY CORP|NITP|VIRTU Americas LLC|900
SHYG|ISHARES 0-5 HY CORP|NQRB|Brut, LLC|1800
SHYG|ISHARES 0-5 HY CORP|NTBF|BMO Nesbitt Burns Inc./CDS|1500
SHYG|ISHARES 0-5 HY CORP|OLDM|OLD MISSION CAPITAL, LLC|10543
SHYG|ISHARES 0-5 HY CORP|OPCO|Oppenheimer & Co. Inc.|1901
SHYG|ISHARES 0-5 HY CORP|OTAA|OTA LLC|300
SHYG|ISHARES 0-5 HY CORP|PDQM|CODA MARKETS, INC.|10385
SHYG|ISHARES 0-5 HY CORP|PICT|Pictet Overseas Inc.|2100
SHYG|ISHARES 0-5 HY CORP|PWJC|UBS Financial Services, Inc.|3850
SHYG|ISHARES 0-5 HY CORP|RBCM|RBC CAPITAL MARKETS, LLC|21766
SHYG|ISHARES 0-5 HY CORP|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|59900
SHYG|ISHARES 0-5 HY CORP|SAGL|SAGETRADER, LLC|2300
SHYG|ISHARES 0-5 HY CORP|SALI|INTL FCSTONE FINANCIAL INC.|89
SHYG|ISHARES 0-5 HY CORP|SBSH|Citigroup Global Markets Inc.|10003069
SHYG|ISHARES 0-5 HY CORP|SEIC|SEI Investments Distribution Co.|4775
SHYG|ISHARES 0-5 HY CORP|SGMT|GOLDMAN SACHS & CO. LLC|282960
SHYG|ISHARES 0-5 HY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|4803
SHYG|ISHARES 0-5 HY CORP|SWIM|TD Ameritrade, Inc.|3070
SHYG|ISHARES 0-5 HY CORP|SWST|Hilltop Securities Inc.|8631
SHYG|ISHARES 0-5 HY CORP|TKNG|ALLY INVEST SECURITIES LLC|310
SHYG|ISHARES 0-5 HY CORP|TRBT|Tradebot Systems, Inc.|43064
SHYG|ISHARES 0-5 HY CORP|TRCM|TRC MARKETS LLC|1454
SHYG|ISHARES 0-5 HY CORP|UBSA|UBS SECURITIES LLC|626672
SHYG|ISHARES 0-5 HY CORP|UBSS|UBS Securities LLC|248395
SHYG|ISHARES 0-5 HY CORP|VALX|VIRTU AMERICAS LLC|1403
SHYG|ISHARES 0-5 HY CORP|VGRD|Vanguard Marketing Corporation|9097
SHYG|ISHARES 0-5 HY CORP|VNDM|Wall Street Access|1307
SHYG|ISHARES 0-5 HY CORP|WBET|Wallachbeth Capital LLC|737058
SHYG|ISHARES 0-5 HY CORP|WCHV|WELLS FARGO SECURITIES, LLC|51388
SHYG|ISHARES 0-5 HY CORP|WEED|Weeden & Co.L.P.|748
SHYG|ISHARES 0-5 HY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|671
SHYG|ISHARES 0-5 HY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|456
SHYG|ISHARES 0-5 HY CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11
SHYG|ISHARES 0-5 HY CORP|WSEA|WOLVERINE SECURITIES, LLC|1013
SHYG|ISHARES 0-5 HY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|134264
SHYG|ISHARES 0-5 HY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|92938
SHYL|XTRACKERS SHORT DURA|BANK|Primevest Financial Services, Inc.|24
SHYL|XTRACKERS SHORT DURA|BATM|CBOE TRADING, INC.|25
SHYL|XTRACKERS SHORT DURA|BBNT|BB&T SECURITIES, LLC|105
SHYL|XTRACKERS SHORT DURA|CANT|Cantor Fitzgerald & Co.|3117
SHYL|XTRACKERS SHORT DURA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15962
SHYL|XTRACKERS SHORT DURA|CSIN|Citadel Securities Institutional LLC|31842
SHYL|XTRACKERS SHORT DURA|CTDL|Citadel Derivatives Group Llc|42944
SHYL|XTRACKERS SHORT DURA|DBAX|Deutsche Bank Securities Inc.|5100
SHYL|XTRACKERS SHORT DURA|EBXL|EBX LLC|600
SHYL|XTRACKERS SHORT DURA|EDJO|Edward D. Jones & Co., L.P.|178
SHYL|XTRACKERS SHORT DURA|FBSB|U.S. Bancorp Investments, Inc.|549
SHYL|XTRACKERS SHORT DURA|FTBR|Foliofn Investments, Inc.|40
SHYL|XTRACKERS SHORT DURA|GSCO|GOLDMAN SACHS & CO. LLC|500
SHYL|XTRACKERS SHORT DURA|IATS|INTERACTIVE BROKERS LLC|39
SHYL|XTRACKERS SHORT DURA|IBKR|Interactive Brokers Llc|7
SHYL|XTRACKERS SHORT DURA|ICBX|INSTINET, LLC|3368
SHYL|XTRACKERS SHORT DURA|INCA|INSTINET, LLC|36171
SHYL|XTRACKERS SHORT DURA|ITGI|ITG Inc.|901
SHYL|XTRACKERS SHORT DURA|JPMX|J.P. Morgan Securities LLC|12400
SHYL|XTRACKERS SHORT DURA|JSEB|JANE STREET EXECUTION SERVICES, LLC|14396
SHYL|XTRACKERS SHORT DURA|JSJX|JANE STREET CAPITAL LLC|3420
SHYL|XTRACKERS SHORT DURA|KCGM|VIRTU Americas LLC|2160
SHYL|XTRACKERS SHORT DURA|LEHM|Barclays Capital Inc./Le|8800
SHYL|XTRACKERS SHORT DURA|LIME|Lime Brokerage LLC|528
SHYL|XTRACKERS SHORT DURA|MACC|Mid Atlantic Capital Corporation|1202
SHYL|XTRACKERS SHORT DURA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42800
SHYL|XTRACKERS SHORT DURA|MSCO|MORGAN STANLEY & CO. LLC|100
SHYL|XTRACKERS SHORT DURA|MSPL|MORGAN STANLEY & CO. LLC|1200
SHYL|XTRACKERS SHORT DURA|NFSC|National Financial Services LLC|389
SHYL|XTRACKERS SHORT DURA|NITE|VIRTU Americas LLC|6738
SHYL|XTRACKERS SHORT DURA|SBSH|Citigroup Global Markets Inc.|6694
SHYL|XTRACKERS SHORT DURA|SGMT|GOLDMAN SACHS & CO. LLC|900
SHYL|XTRACKERS SHORT DURA|UBSA|UBS SECURITIES LLC|24450
SHYL|XTRACKERS SHORT DURA|UBSS|UBS Securities LLC|2036
SHYL|XTRACKERS SHORT DURA|WBET|Wallachbeth Capital LLC|2022
SHYL|XTRACKERS SHORT DURA|WCHV|WELLS FARGO SECURITIES, LLC|94
SHYL|XTRACKERS SHORT DURA|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
SHYL|XTRACKERS SHORT DURA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1016
SID|COMPANHIA SIDER ADS|ALTX|Alternet Securities Inc.|400
SID|COMPANHIA SIDER ADS|APCC|Apex Clearing Corporation|18824
SID|COMPANHIA SIDER ADS|BARD|Robert W. Baird & Co. Incorporated|407
SID|COMPANHIA SIDER ADS|BATM|CBOE TRADING, INC.|200
SID|COMPANHIA SIDER ADS|BERN|Sanford C. Bernstein & Co., LLC|6800
SID|COMPANHIA SIDER ADS|BIMI|Banca IMI Securities Corp.|400
SID|COMPANHIA SIDER ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|355535
SID|COMPANHIA SIDER ADS|BLKX|INSTINET, LLC|55900
SID|COMPANHIA SIDER ADS|BNPX|BNP PARIBAS SECURITIES CORP.|1877
SID|COMPANHIA SIDER ADS|CHAS|Charles Schwab & Co., Inc.|1312
SID|COMPANHIA SIDER ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23921
SID|COMPANHIA SIDER ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|795885
SID|COMPANHIA SIDER ADS|CTDL|Citadel Derivatives Group Llc|14932
SID|COMPANHIA SIDER ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|51186
SID|COMPANHIA SIDER ADS|DBAB|Deutsche Bank Securities Inc.|256256
SID|COMPANHIA SIDER ADS|DBAX|Deutsche Bank Securities Inc.|393600
SID|COMPANHIA SIDER ADS|DEAN|MORGAN STANLEY|17589
SID|COMPANHIA SIDER ADS|DEGS|RONIN PROFESSIONAL LLC|205
SID|COMPANHIA SIDER ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47588
SID|COMPANHIA SIDER ADS|EBXL|EBX LLC|194400
SID|COMPANHIA SIDER ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4641
SID|COMPANHIA SIDER ADS|EDJO|Edward D. Jones & Co., L.P.|2484
SID|COMPANHIA SIDER ADS|EGAM|CBOE TRADING, INC.|2300
SID|COMPANHIA SIDER ADS|ETBE|Electronic Transaction Clearing, Inc.|57980
SID|COMPANHIA SIDER ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
SID|COMPANHIA SIDER ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SID|COMPANHIA SIDER ADS|ETRS|E*Trade Securities LLC|475035
SID|COMPANHIA SIDER ADS|FILL|Tradestation Securities, Inc.|66650
SID|COMPANHIA SIDER ADS|FMAF|NBCN Inc./ CDS|3322
SID|COMPANHIA SIDER ADS|FQLS|Quantlab Securities LP|92783
SID|COMPANHIA SIDER ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12346
SID|COMPANHIA SIDER ADS|FTBR|Foliofn Investments, Inc.|165271
SID|COMPANHIA SIDER ADS|GBMT|GBM International, Inc.|6000
SID|COMPANHIA SIDER ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|42600
SID|COMPANHIA SIDER ADS|GLIS|TD Securities Inc|137478
SID|COMPANHIA SIDER ADS|GLPX|ACS EXECUTION SERVICES, LLC|177593
SID|COMPANHIA SIDER ADS|GSCO|GOLDMAN SACHS & CO. LLC|477087
SID|COMPANHIA SIDER ADS|GSCS|GOLDMAN SACHS & CO. LLC|700
SID|COMPANHIA SIDER ADS|GSLT|GOLDMAN SACHS & CO. LLC|3696
SID|COMPANHIA SIDER ADS|GTSZ|GTS SECURITIES LLC|17300
SID|COMPANHIA SIDER ADS|HSBC|HSBC Securities, Inc.|208800
SID|COMPANHIA SIDER ADS|IATS|INTERACTIVE BROKERS LLC|184192
SID|COMPANHIA SIDER ADS|IBKR|Interactive Brokers Llc|324864
SID|COMPANHIA SIDER ADS|ICBX|INSTINET, LLC|253125
SID|COMPANHIA SIDER ADS|INCA|INSTINET, LLC|87044
SID|COMPANHIA SIDER ADS|INJX|INSTINET, LLC|89
SID|COMPANHIA SIDER ADS|INTL|INTL FCSTONE FINANCIAL INC.|1125
SID|COMPANHIA SIDER ADS|ITGI|ITG Inc.|253867
SID|COMPANHIA SIDER ADS|ITGP|ITG INC.|291400
SID|COMPANHIA SIDER ADS|JEFF|JEFFERIES LLC|40933
SID|COMPANHIA SIDER ADS|JMPT|JUMP TRADING, LLC|69297
SID|COMPANHIA SIDER ADS|JPBX|J.P. MORGAN SECURITIES LLC|3840
SID|COMPANHIA SIDER ADS|JPMX|J.P. Morgan Securities LLC|612261
SID|COMPANHIA SIDER ADS|JSJX|JANE STREET CAPITAL LLC|77378
SID|COMPANHIA SIDER ADS|KCGM|VIRTU Americas LLC|181215
SID|COMPANHIA SIDER ADS|KRSH|Kershner Securities, LLC|1937
SID|COMPANHIA SIDER ADS|LEHM|Barclays Capital Inc./Le|1313525
SID|COMPANHIA SIDER ADS|LIME|Lime Brokerage LLC|74317
SID|COMPANHIA SIDER ADS|MAXM|Maxim Group LLC|11213
SID|COMPANHIA SIDER ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|646254
SID|COMPANHIA SIDER ADS|MSCO|MORGAN STANLEY & CO. LLC|3397123
SID|COMPANHIA SIDER ADS|MSTX|MORGAN STANLEY & CO. LLC|37600
SID|COMPANHIA SIDER ADS|NFSC|National Financial Services LLC|1044593
SID|COMPANHIA SIDER ADS|NITE|VIRTU Americas LLC|2330168
SID|COMPANHIA SIDER ADS|NITP|VIRTU Americas LLC|247883
SID|COMPANHIA SIDER ADS|NQRB|Brut, LLC|699
SID|COMPANHIA SIDER ADS|OPCO|Oppenheimer & Co. Inc.|672
SID|COMPANHIA SIDER ADS|PDQM|CODA MARKETS, INC.|22269
SID|COMPANHIA SIDER ADS|RBCM|RBC CAPITAL MARKETS, LLC|1300
SID|COMPANHIA SIDER ADS|SAGL|SAGETRADER, LLC|6600
SID|COMPANHIA SIDER ADS|SALI|INTL FCSTONE FINANCIAL INC.|77726
SID|COMPANHIA SIDER ADS|SBSH|Citigroup Global Markets Inc.|94145
SID|COMPANHIA SIDER ADS|SGMT|GOLDMAN SACHS & CO. LLC|473639
SID|COMPANHIA SIDER ADS|SPDR|SPEEDROUTE LLC|1600
SID|COMPANHIA SIDER ADS|STFL|Stifel, Nicolaus & Company, Incorporated|878
SID|COMPANHIA SIDER ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8501
SID|COMPANHIA SIDER ADS|SWIM|TD Ameritrade, Inc.|1195418
SID|COMPANHIA SIDER ADS|TKNG|ALLY INVEST SECURITIES LLC|156182
SID|COMPANHIA SIDER ADS|TRBT|Tradebot Systems, Inc.|93172
SID|COMPANHIA SIDER ADS|TRCM|TRC MARKETS LLC|3850
SID|COMPANHIA SIDER ADS|TWTT|TASTYWORKS, INC.|50
SID|COMPANHIA SIDER ADS|UBSA|UBS SECURITIES LLC|1392847
SID|COMPANHIA SIDER ADS|UBSS|UBS Securities LLC|1159608
SID|COMPANHIA SIDER ADS|VALX|VIRTU AMERICAS LLC|36180
SID|COMPANHIA SIDER ADS|VGRD|Vanguard Marketing Corporation|410160
SID|COMPANHIA SIDER ADS|VSIN|Vision Financial Markets Llc|310
SID|COMPANHIA SIDER ADS|WCHV|WELLS FARGO SECURITIES, LLC|163027
SID|COMPANHIA SIDER ADS|WEED|Weeden & Co.L.P.|112996
SID|COMPANHIA SIDER ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1107
SID|COMPANHIA SIDER ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2417
SID|COMPANHIA SIDER ADS|WGIF|CIBC World Markets Inc.|2000
SID|COMPANHIA SIDER ADS|WSEA|WOLVERINE SECURITIES, LLC|13228
SID|COMPANHIA SIDER ADS|XIST|INSTINET, LLC|24000
SID|COMPANHIA SIDER ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|53800
SID|COMPANHIA SIDER ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|2900
SID|COMPANHIA SIDER ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
SIEB|SIEBERT FIN CP    ##|AGIS|Aegis Capital Corp.|2000
SIEB|SIEBERT FIN CP    ##|ALTX|Alternet Securities Inc.|400
SIEB|SIEBERT FIN CP    ##|APCC|Apex Clearing Corporation|330
SIEB|SIEBERT FIN CP    ##|BATM|CBOE TRADING, INC.|217
SIEB|SIEBERT FIN CP    ##|BAYC|BAY CREST PARTNERS, LLC|1628
SIEB|SIEBERT FIN CP    ##|BIMI|Banca IMI Securities Corp.|180
SIEB|SIEBERT FIN CP    ##|BMOC|BMO Capital Markets Corp.|559
SIEB|SIEBERT FIN CP    ##|BNPX|BNP PARIBAS SECURITIES CORP.|624
SIEB|SIEBERT FIN CP    ##|BTIG|BTIG, LLC|624
SIEB|SIEBERT FIN CP    ##|CHAS|Charles Schwab & Co., Inc.|1
SIEB|SIEBERT FIN CP    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|104
SIEB|SIEBERT FIN CP    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|190
SIEB|SIEBERT FIN CP    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
SIEB|SIEBERT FIN CP    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4455
SIEB|SIEBERT FIN CP    ##|CTDL|Citadel Derivatives Group Llc|3014
SIEB|SIEBERT FIN CP    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1858
SIEB|SIEBERT FIN CP    ##|DBAB|Deutsche Bank Securities Inc.|94537
SIEB|SIEBERT FIN CP    ##|DBAX|Deutsche Bank Securities Inc.|1500
SIEB|SIEBERT FIN CP    ##|DEGS|RONIN PROFESSIONAL LLC|12363
SIEB|SIEBERT FIN CP    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
SIEB|SIEBERT FIN CP    ##|EBXL|EBX LLC|2100
SIEB|SIEBERT FIN CP    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
SIEB|SIEBERT FIN CP    ##|EGAM|CBOE TRADING, INC.|2600
SIEB|SIEBERT FIN CP    ##|ETBE|Electronic Transaction Clearing, Inc.|200
SIEB|SIEBERT FIN CP    ##|ETRS|E*Trade Securities LLC|8357
SIEB|SIEBERT FIN CP    ##|FBCO|Credit Suisse Securities (USA) LLC|19851
SIEB|SIEBERT FIN CP    ##|FILL|Tradestation Securities, Inc.|2082
SIEB|SIEBERT FIN CP    ##|FMAF|NBCN Inc./ CDS|380
SIEB|SIEBERT FIN CP    ##|FOMA|TD AMERITRADE CLEARING, INC.|38433
SIEB|SIEBERT FIN CP    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|693
SIEB|SIEBERT FIN CP    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2829
SIEB|SIEBERT FIN CP    ##|FTBR|Foliofn Investments, Inc.|67
SIEB|SIEBERT FIN CP    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|924
SIEB|SIEBERT FIN CP    ##|GLPX|ACS EXECUTION SERVICES, LLC|1750
SIEB|SIEBERT FIN CP    ##|GSCO|GOLDMAN SACHS & CO. LLC|164331
SIEB|SIEBERT FIN CP    ##|GSLT|GOLDMAN SACHS & CO. LLC|100
SIEB|SIEBERT FIN CP    ##|GTSZ|GTS SECURITIES LLC|17873
SIEB|SIEBERT FIN CP    ##|IATS|INTERACTIVE BROKERS LLC|16470
SIEB|SIEBERT FIN CP    ##|IBKR|Interactive Brokers Llc|37375
SIEB|SIEBERT FIN CP    ##|ICBX|INSTINET, LLC|700
SIEB|SIEBERT FIN CP    ##|IEQY|CITADEL SECURITIES LLC|300
SIEB|SIEBERT FIN CP    ##|INCA|INSTINET, LLC|62148
SIEB|SIEBERT FIN CP    ##|INJX|INSTINET, LLC|2134
SIEB|SIEBERT FIN CP    ##|ITGI|ITG Inc.|2408
SIEB|SIEBERT FIN CP    ##|ITGP|ITG INC.|5200
SIEB|SIEBERT FIN CP    ##|JEFF|JEFFERIES LLC|3711
SIEB|SIEBERT FIN CP    ##|JPBX|J.P. MORGAN SECURITIES LLC|200
SIEB|SIEBERT FIN CP    ##|JPMX|J.P. Morgan Securities LLC|9616
SIEB|SIEBERT FIN CP    ##|KCGM|VIRTU Americas LLC|1265
SIEB|SIEBERT FIN CP    ##|LEHM|Barclays Capital Inc./Le|56455
SIEB|SIEBERT FIN CP    ##|LIME|Lime Brokerage LLC|12623
SIEB|SIEBERT FIN CP    ##|LMGP|LIME BROKERAGE LLC|18110
SIEB|SIEBERT FIN CP    ##|LOOP|Loop Capital Markets LLC|1941
SIEB|SIEBERT FIN CP    ##|MAXM|Maxim Group LLC|512
SIEB|SIEBERT FIN CP    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5916
SIEB|SIEBERT FIN CP    ##|MSCO|MORGAN STANLEY & CO. LLC|227400
SIEB|SIEBERT FIN CP    ##|MSPL|MORGAN STANLEY & CO. LLC|12300
SIEB|SIEBERT FIN CP    ##|MSTX|MORGAN STANLEY & CO. LLC|4600
SIEB|SIEBERT FIN CP    ##|NFSC|National Financial Services LLC|25510
SIEB|SIEBERT FIN CP    ##|NITE|VIRTU Americas LLC|74846
SIEB|SIEBERT FIN CP    ##|NITP|VIRTU Americas LLC|2000
SIEB|SIEBERT FIN CP    ##|NQRB|Brut, LLC|11
SIEB|SIEBERT FIN CP    ##|PDQM|CODA MARKETS, INC.|2050
SIEB|SIEBERT FIN CP    ##|PNSR|Penserra Securities, LLC|2797
SIEB|SIEBERT FIN CP    ##|SBSH|Citigroup Global Markets Inc.|42347
SIEB|SIEBERT FIN CP    ##|SGMT|GOLDMAN SACHS & CO. LLC|1733
SIEB|SIEBERT FIN CP    ##|SPDR|SPEEDROUTE LLC|5396
SIEB|SIEBERT FIN CP    ##|SPTD|MINT GLOBAL MARKETS, INC.|3124
SIEB|SIEBERT FIN CP    ##|STXG|Stockcross Financial Services, Inc.|9157
SIEB|SIEBERT FIN CP    ##|SWIM|TD Ameritrade, Inc.|2672
SIEB|SIEBERT FIN CP    ##|TKNG|ALLY INVEST SECURITIES LLC|2034
SIEB|SIEBERT FIN CP    ##|TRCM|TRC MARKETS LLC|5987
SIEB|SIEBERT FIN CP    ##|UBSA|UBS SECURITIES LLC|27372
SIEB|SIEBERT FIN CP    ##|UBSS|UBS Securities LLC|223420
SIEB|SIEBERT FIN CP    ##|VALX|VIRTU AMERICAS LLC|11085
SIEB|SIEBERT FIN CP    ##|VGRD|Vanguard Marketing Corporation|750
SIEB|SIEBERT FIN CP    ##|WCHV|WELLS FARGO SECURITIES, LLC|5982
SIEB|SIEBERT FIN CP    ##|WEDB|WEDBUSH SECURITIES INC.|1002
SIEB|SIEBERT FIN CP    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|498
SIEB|SIEBERT FIN CP    ##|WGIF|CIBC World Markets Inc.|262
SIEB|SIEBERT FIN CP    ##|WSEA|WOLVERINE SECURITIES, LLC|671
SIEB|SIEBERT FIN CP    ##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1400
SIEB|SIEBERT FIN CP    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SIEB|SIEBERT FIN CP    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|300
SIEN|SIENTRA, INC. CMN|ADAM|CANACCORD GENUITY INC.|295
SIEN|SIENTRA, INC. CMN|ALTX|Alternet Securities Inc.|11220
SIEN|SIENTRA, INC. CMN|APCC|Apex Clearing Corporation|772
SIEN|SIENTRA, INC. CMN|BATM|CBOE TRADING, INC.|4741
SIEN|SIENTRA, INC. CMN|BBNT|BB&T SECURITIES, LLC|710
SIEN|SIENTRA, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|107496
SIEN|SIENTRA, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10554
SIEN|SIENTRA, INC. CMN|BLKX|INSTINET, LLC|75080
SIEN|SIENTRA, INC. CMN|BMOC|BMO Capital Markets Corp.|6670
SIEN|SIENTRA, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2031
SIEN|SIENTRA, INC. CMN|BRGE|Newbridge Securities Corp.|4610
SIEN|SIENTRA, INC. CMN|BTIG|BTIG, LLC|1070
SIEN|SIENTRA, INC. CMN|BYXM|CBOE TRADING, INC.|2614
SIEN|SIENTRA, INC. CMN|BZYD|GOLDMAN SACHS & CO. LLC|1298
SIEN|SIENTRA, INC. CMN|CHAS|Charles Schwab & Co., Inc.|2994
SIEN|SIENTRA, INC. CMN|CHLM|Craig-Hallum Capital Group LLC|192175
SIEN|SIENTRA, INC. CMN|CIST|Capital Institutional Services, Inc.|494
SIEN|SIENTRA, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82430
SIEN|SIENTRA, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4100
SIEN|SIENTRA, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|329910
SIEN|SIENTRA, INC. CMN|CTDL|Citadel Derivatives Group Llc|12064
SIEN|SIENTRA, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|49630
SIEN|SIENTRA, INC. CMN|DBAB|Deutsche Bank Securities Inc.|325405
SIEN|SIENTRA, INC. CMN|DBAX|Deutsche Bank Securities Inc.|165400
SIEN|SIENTRA, INC. CMN|DBUL|Deutsche Bank Securities Inc.|3675
SIEN|SIENTRA, INC. CMN|DEAN|MORGAN STANLEY|7141
SIEN|SIENTRA, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|13774
SIEN|SIENTRA, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7298
SIEN|SIENTRA, INC. CMN|EBXL|EBX LLC|133000
SIEN|SIENTRA, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|36769
SIEN|SIENTRA, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|22
SIEN|SIENTRA, INC. CMN|EGAM|CBOE TRADING, INC.|7523
SIEN|SIENTRA, INC. CMN|EGAW|CBOE TRADING, INC.|29
SIEN|SIENTRA, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1110
SIEN|SIENTRA, INC. CMN|EGXM|CBOE TRADING, INC.|4366
SIEN|SIENTRA, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|9333
SIEN|SIENTRA, INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4314
SIEN|SIENTRA, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23323
SIEN|SIENTRA, INC. CMN|ETRS|E*Trade Securities LLC|70797
SIEN|SIENTRA, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|556670
SIEN|SIENTRA, INC. CMN|FBRC|B. RILEY FBR, INC.|4000
SIEN|SIENTRA, INC. CMN|FILL|Tradestation Securities, Inc.|2010
SIEN|SIENTRA, INC. CMN|FMAF|NBCN Inc./ CDS|80
SIEN|SIENTRA, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|154269
SIEN|SIENTRA, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|429
SIEN|SIENTRA, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99515
SIEN|SIENTRA, INC. CMN|FTBR|Foliofn Investments, Inc.|339
SIEN|SIENTRA, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|13355
SIEN|SIENTRA, INC. CMN|GLIS|TD Securities Inc|500
SIEN|SIENTRA, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|5085
SIEN|SIENTRA, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|1025255
SIEN|SIENTRA, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|23945
SIEN|SIENTRA, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|639
SIEN|SIENTRA, INC. CMN|GTSZ|GTS SECURITIES LLC|14641
SIEN|SIENTRA, INC. CMN|HRBF|American Enterprise Investment Services Inc.|1100
SIEN|SIENTRA, INC. CMN|IATS|INTERACTIVE BROKERS LLC|5291
SIEN|SIENTRA, INC. CMN|IBKR|Interactive Brokers Llc|120348
SIEN|SIENTRA, INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3413
SIEN|SIENTRA, INC. CMN|ICBX|INSTINET, LLC|85935
SIEN|SIENTRA, INC. CMN|IEQY|CITADEL SECURITIES LLC|83665
SIEN|SIENTRA, INC. CMN|INCA|INSTINET, LLC|374668
SIEN|SIENTRA, INC. CMN|INJX|INSTINET, LLC|33911
SIEN|SIENTRA, INC. CMN|ITGI|ITG Inc.|101655
SIEN|SIENTRA, INC. CMN|ITGP|ITG INC.|67600
SIEN|SIENTRA, INC. CMN|JANY|Janney Montgomery Scott Inc.|1600
SIEN|SIENTRA, INC. CMN|JEFF|JEFFERIES LLC|261578
SIEN|SIENTRA, INC. CMN|JMPT|JUMP TRADING, LLC|70448
SIEN|SIENTRA, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|37949
SIEN|SIENTRA, INC. CMN|JPMX|J.P. Morgan Securities LLC|141967
SIEN|SIENTRA, INC. CMN|JSJX|JANE STREET CAPITAL LLC|58824
SIEN|SIENTRA, INC. CMN|KCGM|VIRTU Americas LLC|35704
SIEN|SIENTRA, INC. CMN|LEER|LEERINK PARTNERS LLC|500
SIEN|SIENTRA, INC. CMN|LEHM|Barclays Capital Inc./Le|948793
SIEN|SIENTRA, INC. CMN|LIME|Lime Brokerage LLC|119396
SIEN|SIENTRA, INC. CMN|LMGP|LIME BROKERAGE LLC|200
SIEN|SIENTRA, INC. CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|15326
SIEN|SIENTRA, INC. CMN|LQNA|LIQUIDNET, INC.|219800
SIEN|SIENTRA, INC. CMN|LSCI|Lek Securities Corporation|541
SIEN|SIENTRA, INC. CMN|LVMR|LIVERMORE TRADING GROUP, INC.|6000
SIEN|SIENTRA, INC. CMN|MACQ|Macquarie Capital (USA) Inc.|2154
SIEN|SIENTRA, INC. CMN|MAXM|Maxim Group LLC|11901
SIEN|SIENTRA, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73502
SIEN|SIENTRA, INC. CMN|MOTF|MOTIF INVESTING, INC.|9
SIEN|SIENTRA, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1533758
SIEN|SIENTRA, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|212000
SIEN|SIENTRA, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|72300
SIEN|SIENTRA, INC. CMN|NFSC|National Financial Services LLC|133058
SIEN|SIENTRA, INC. CMN|NITE|VIRTU Americas LLC|379717
SIEN|SIENTRA, INC. CMN|NITP|VIRTU Americas LLC|3342
SIEN|SIENTRA, INC. CMN|NQRB|Brut, LLC|25127
SIEN|SIENTRA, INC. CMN|ONEL|O'NEIL SECURITIES, INCORPORATED|2020
SIEN|SIENTRA, INC. CMN|OPCO|Oppenheimer & Co. Inc.|3000
SIEN|SIENTRA, INC. CMN|PDQM|CODA MARKETS, INC.|9717
SIEN|SIENTRA, INC. CMN|PHLY|NASDAQ Execution Services, LLC|4200
SIEN|SIENTRA, INC. CMN|PIPR|Piper Jaffray & Co.|24206
SIEN|SIENTRA, INC. CMN|PWJC|UBS Financial Services, Inc.|2900
SIEN|SIENTRA, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|1000
SIEN|SIENTRA, INC. CMN|ROTH|Roth Capital Partners, LLC|3000
SIEN|SIENTRA, INC. CMN|SAGL|SAGETRADER, LLC|7820
SIEN|SIENTRA, INC. CMN|SBSH|Citigroup Global Markets Inc.|237117
SIEN|SIENTRA, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|82967
SIEN|SIENTRA, INC. CMN|SPDR|SPEEDROUTE LLC|5132
SIEN|SIENTRA, INC. CMN|SPHN|Stephens Inc.|38055
SIEN|SIENTRA, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|77351
SIEN|SIENTRA, INC. CMN|SWIM|TD Ameritrade, Inc.|60473
SIEN|SIENTRA, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|4324
SIEN|SIENTRA, INC. CMN|TRBT|Tradebot Systems, Inc.|216441
SIEN|SIENTRA, INC. CMN|TRCM|TRC MARKETS LLC|139775
SIEN|SIENTRA, INC. CMN|UBSA|UBS SECURITIES LLC|415642
SIEN|SIENTRA, INC. CMN|UBSS|UBS Securities LLC|1032151
SIEN|SIENTRA, INC. CMN|VALX|VIRTU AMERICAS LLC|5445
SIEN|SIENTRA, INC. CMN|VFIN|National Securities Corporation|1849
SIEN|SIENTRA, INC. CMN|VGRD|Vanguard Marketing Corporation|11407
SIEN|SIENTRA, INC. CMN|VNDM|Wall Street Access|7420
SIEN|SIENTRA, INC. CMN|WBLR|WILLIAM BLAIR|6079
SIEN|SIENTRA, INC. CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|4600
SIEN|SIENTRA, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|57773
SIEN|SIENTRA, INC. CMN|WEED|Weeden & Co.L.P.|1100
SIEN|SIENTRA, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28866
SIEN|SIENTRA, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21202
SIEN|SIENTRA, INC. CMN|WFPB|Wells Fargo Securities, LLC.|2050
SIEN|SIENTRA, INC. CMN|WGIF|CIBC World Markets Inc.|1783
SIEN|SIENTRA, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|3668
SIEN|SIENTRA, INC. CMN|XIST|INSTINET, LLC|16420
SIEN|SIENTRA, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|20830
SIEN|SIENTRA, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|800
SIEN|SIENTRA, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1200
SIF|SIFCO INDUSTRIES INC|BATM|CBOE TRADING, INC.|400
SIF|SIFCO INDUSTRIES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|205
SIF|SIFCO INDUSTRIES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|386
SIF|SIFCO INDUSTRIES INC|DBAX|Deutsche Bank Securities Inc.|400
SIF|SIFCO INDUSTRIES INC|DEAN|MORGAN STANLEY|121
SIF|SIFCO INDUSTRIES INC|EBXL|EBX LLC|1100
SIF|SIFCO INDUSTRIES INC|ETRS|E*Trade Securities LLC|3587
SIF|SIFCO INDUSTRIES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10
SIF|SIFCO INDUSTRIES INC|GSCO|GOLDMAN SACHS & CO. LLC|121
SIF|SIFCO INDUSTRIES INC|GTSZ|GTS SECURITIES LLC|800
SIF|SIFCO INDUSTRIES INC|IBKR|Interactive Brokers Llc|604
SIF|SIFCO INDUSTRIES INC|ICBX|INSTINET, LLC|300
SIF|SIFCO INDUSTRIES INC|INCA|INSTINET, LLC|5941
SIF|SIFCO INDUSTRIES INC|LIME|Lime Brokerage LLC|2653
SIF|SIFCO INDUSTRIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
SIF|SIFCO INDUSTRIES INC|MSCO|MORGAN STANLEY & CO. LLC|4984
SIF|SIFCO INDUSTRIES INC|MSPL|MORGAN STANLEY & CO. LLC|1400
SIF|SIFCO INDUSTRIES INC|NFSC|National Financial Services LLC|4129
SIF|SIFCO INDUSTRIES INC|NITE|VIRTU Americas LLC|1528
SIF|SIFCO INDUSTRIES INC|TRBT|Tradebot Systems, Inc.|300
SIF|SIFCO INDUSTRIES INC|UBSA|UBS SECURITIES LLC|1
SIF|SIFCO INDUSTRIES INC|UBSS|UBS Securities LLC|200
SIF|SIFCO INDUSTRIES INC|VALX|VIRTU AMERICAS LLC|48
SIF|SIFCO INDUSTRIES INC|WCHV|WELLS FARGO SECURITIES, LLC|288
SIF|SIFCO INDUSTRIES INC|WSEA|WOLVERINE SECURITIES, LLC|8
SIF|SIFCO INDUSTRIES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
SIFI|SI FINANCIAL GRP MD|APCC|Apex Clearing Corporation|3
SIFI|SI FINANCIAL GRP MD|BATM|CBOE TRADING, INC.|1
SIFI|SI FINANCIAL GRP MD|BERN|Sanford C. Bernstein & Co., LLC|84
SIFI|SI FINANCIAL GRP MD|BMOC|BMO Capital Markets Corp.|1797
SIFI|SI FINANCIAL GRP MD|BNPX|BNP PARIBAS SECURITIES CORP.|1084
SIFI|SI FINANCIAL GRP MD|BOSC|Boenning & Scattergood, Inc.|3153
SIFI|SI FINANCIAL GRP MD|BZYD|GOLDMAN SACHS & CO. LLC|310
SIFI|SI FINANCIAL GRP MD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|465
SIFI|SI FINANCIAL GRP MD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|738
SIFI|SI FINANCIAL GRP MD|CTDL|Citadel Derivatives Group Llc|1377
SIFI|SI FINANCIAL GRP MD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1916
SIFI|SI FINANCIAL GRP MD|DBAB|Deutsche Bank Securities Inc.|9453
SIFI|SI FINANCIAL GRP MD|DBAX|Deutsche Bank Securities Inc.|1000
SIFI|SI FINANCIAL GRP MD|DEAN|MORGAN STANLEY|2604
SIFI|SI FINANCIAL GRP MD|DEGS|RONIN PROFESSIONAL LLC|400
SIFI|SI FINANCIAL GRP MD|EBXL|EBX LLC|2800
SIFI|SI FINANCIAL GRP MD|EDJO|Edward D. Jones & Co., L.P.|282
SIFI|SI FINANCIAL GRP MD|EGAM|CBOE TRADING, INC.|146
SIFI|SI FINANCIAL GRP MD|EGXM|CBOE TRADING, INC.|100
SIFI|SI FINANCIAL GRP MD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|15
SIFI|SI FINANCIAL GRP MD|ETRS|E*Trade Securities LLC|875
SIFI|SI FINANCIAL GRP MD|FBCO|Credit Suisse Securities (USA) LLC|67583
SIFI|SI FINANCIAL GRP MD|FOMA|TD AMERITRADE CLEARING, INC.|2114
SIFI|SI FINANCIAL GRP MD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5892
SIFI|SI FINANCIAL GRP MD|GEBB|GLOBAL EXECUTION BROKERS, LP|2800
SIFI|SI FINANCIAL GRP MD|GSCO|GOLDMAN SACHS & CO. LLC|33681
SIFI|SI FINANCIAL GRP MD|GTSZ|GTS SECURITIES LLC|1536
SIFI|SI FINANCIAL GRP MD|IBKR|Interactive Brokers Llc|3946
SIFI|SI FINANCIAL GRP MD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
SIFI|SI FINANCIAL GRP MD|ICBX|INSTINET, LLC|3600
SIFI|SI FINANCIAL GRP MD|INCA|INSTINET, LLC|16496
SIFI|SI FINANCIAL GRP MD|INJX|INSTINET, LLC|2602
SIFI|SI FINANCIAL GRP MD|ITGI|ITG Inc.|1470
SIFI|SI FINANCIAL GRP MD|ITGP|ITG INC.|13800
SIFI|SI FINANCIAL GRP MD|JANY|Janney Montgomery Scott Inc.|114
SIFI|SI FINANCIAL GRP MD|JEFF|JEFFERIES LLC|4832
SIFI|SI FINANCIAL GRP MD|JONE|JonesTrading|184314
SIFI|SI FINANCIAL GRP MD|JPMX|J.P. Morgan Securities LLC|1089
SIFI|SI FINANCIAL GRP MD|KBWI|Keefe, Bruyette & Woods, Inc.|206122
SIFI|SI FINANCIAL GRP MD|KCGM|VIRTU Americas LLC|132
SIFI|SI FINANCIAL GRP MD|LEHM|Barclays Capital Inc./Le|9726
SIFI|SI FINANCIAL GRP MD|LIME|Lime Brokerage LLC|39719
SIFI|SI FINANCIAL GRP MD|LMGP|LIME BROKERAGE LLC|7900
SIFI|SI FINANCIAL GRP MD|MAXM|Maxim Group LLC|883
SIFI|SI FINANCIAL GRP MD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3046
SIFI|SI FINANCIAL GRP MD|MSCO|MORGAN STANLEY & CO. LLC|42665
SIFI|SI FINANCIAL GRP MD|MSPL|MORGAN STANLEY & CO. LLC|1500
SIFI|SI FINANCIAL GRP MD|NFSC|National Financial Services LLC|7738
SIFI|SI FINANCIAL GRP MD|NITE|VIRTU Americas LLC|24445
SIFI|SI FINANCIAL GRP MD|RBCM|RBC CAPITAL MARKETS, LLC|3550
SIFI|SI FINANCIAL GRP MD|SBSH|Citigroup Global Markets Inc.|10270
SIFI|SI FINANCIAL GRP MD|SGMT|GOLDMAN SACHS & CO. LLC|1835
SIFI|SI FINANCIAL GRP MD|SPDR|SPEEDROUTE LLC|38
SIFI|SI FINANCIAL GRP MD|STFL|Stifel, Nicolaus & Company, Incorporated|1
SIFI|SI FINANCIAL GRP MD|SWIM|TD Ameritrade, Inc.|80
SIFI|SI FINANCIAL GRP MD|TRBT|Tradebot Systems, Inc.|574
SIFI|SI FINANCIAL GRP MD|TRCM|TRC MARKETS LLC|12179
SIFI|SI FINANCIAL GRP MD|UBSA|UBS SECURITIES LLC|8842
SIFI|SI FINANCIAL GRP MD|UBSS|UBS Securities LLC|22985
SIFI|SI FINANCIAL GRP MD|VALX|VIRTU AMERICAS LLC|370
SIFI|SI FINANCIAL GRP MD|WCHV|WELLS FARGO SECURITIES, LLC|1912
SIFI|SI FINANCIAL GRP MD|WEED|Weeden & Co.L.P.|340
SIFI|SI FINANCIAL GRP MD|WSEA|WOLVERINE SECURITIES, LLC|4
SIFI|SI FINANCIAL GRP MD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1275
SIFY|SIFY TECHS LTD ADS|APCC|Apex Clearing Corporation|112
SIFY|SIFY TECHS LTD ADS|BARD|Robert W. Baird & Co. Incorporated|3
SIFY|SIFY TECHS LTD ADS|BATM|CBOE TRADING, INC.|100
SIFY|SIFY TECHS LTD ADS|BIMI|Banca IMI Securities Corp.|175
SIFY|SIFY TECHS LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
SIFY|SIFY TECHS LTD ADS|CANT|Cantor Fitzgerald & Co.|1
SIFY|SIFY TECHS LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3000
SIFY|SIFY TECHS LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5291
SIFY|SIFY TECHS LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|160
SIFY|SIFY TECHS LTD ADS|DBAB|Deutsche Bank Securities Inc.|4133
SIFY|SIFY TECHS LTD ADS|DBAX|Deutsche Bank Securities Inc.|300
SIFY|SIFY TECHS LTD ADS|DEGS|RONIN PROFESSIONAL LLC|21241
SIFY|SIFY TECHS LTD ADS|EBXL|EBX LLC|1100
SIFY|SIFY TECHS LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3600
SIFY|SIFY TECHS LTD ADS|EDJO|Edward D. Jones & Co., L.P.|844
SIFY|SIFY TECHS LTD ADS|EGAM|CBOE TRADING, INC.|3484
SIFY|SIFY TECHS LTD ADS|EGXM|CBOE TRADING, INC.|11
SIFY|SIFY TECHS LTD ADS|EGXW|CBOE TRADING, INC.|4093
SIFY|SIFY TECHS LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6
SIFY|SIFY TECHS LTD ADS|ETRS|E*Trade Securities LLC|67708
SIFY|SIFY TECHS LTD ADS|FBCO|Credit Suisse Securities (USA) LLC|2683
SIFY|SIFY TECHS LTD ADS|FILL|Tradestation Securities, Inc.|500
SIFY|SIFY TECHS LTD ADS|FOMA|TD AMERITRADE CLEARING, INC.|143177
SIFY|SIFY TECHS LTD ADS|FTBR|Foliofn Investments, Inc.|13921
SIFY|SIFY TECHS LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|2126
SIFY|SIFY TECHS LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|733
SIFY|SIFY TECHS LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|4391
SIFY|SIFY TECHS LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|280
SIFY|SIFY TECHS LTD ADS|GTSZ|GTS SECURITIES LLC|100
SIFY|SIFY TECHS LTD ADS|HAPX|HAP Trading, LLC|300
SIFY|SIFY TECHS LTD ADS|HASF|Haywood Securities Inc./CDS|51057
SIFY|SIFY TECHS LTD ADS|HRBF|American Enterprise Investment Services Inc.|16490
SIFY|SIFY TECHS LTD ADS|IATS|INTERACTIVE BROKERS LLC|20098
SIFY|SIFY TECHS LTD ADS|IBKR|Interactive Brokers Llc|164634
SIFY|SIFY TECHS LTD ADS|ICBX|INSTINET, LLC|340
SIFY|SIFY TECHS LTD ADS|INCA|INSTINET, LLC|7695
SIFY|SIFY TECHS LTD ADS|INJX|INSTINET, LLC|200
SIFY|SIFY TECHS LTD ADS|ITGI|ITG Inc.|900
SIFY|SIFY TECHS LTD ADS|ITGP|ITG INC.|5200
SIFY|SIFY TECHS LTD ADS|JEFF|JEFFERIES LLC|300
SIFY|SIFY TECHS LTD ADS|JPMX|J.P. Morgan Securities LLC|200
SIFY|SIFY TECHS LTD ADS|JSJX|JANE STREET CAPITAL LLC|24201
SIFY|SIFY TECHS LTD ADS|KCGM|VIRTU Americas LLC|200
SIFY|SIFY TECHS LTD ADS|LEHM|Barclays Capital Inc./Le|1600
SIFY|SIFY TECHS LTD ADS|LIME|Lime Brokerage LLC|5493
SIFY|SIFY TECHS LTD ADS|MAXM|Maxim Group LLC|44162
SIFY|SIFY TECHS LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
SIFY|SIFY TECHS LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|63711
SIFY|SIFY TECHS LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|5200
SIFY|SIFY TECHS LTD ADS|NFSC|National Financial Services LLC|181441
SIFY|SIFY TECHS LTD ADS|NITE|VIRTU Americas LLC|448525
SIFY|SIFY TECHS LTD ADS|NQRB|Brut, LLC|2200
SIFY|SIFY TECHS LTD ADS|OPCO|Oppenheimer & Co. Inc.|4652
SIFY|SIFY TECHS LTD ADS|PDQM|CODA MARKETS, INC.|7068
SIFY|SIFY TECHS LTD ADS|PICT|Pictet Overseas Inc.|2157
SIFY|SIFY TECHS LTD ADS|RBCM|RBC CAPITAL MARKETS, LLC|3300
SIFY|SIFY TECHS LTD ADS|RGLD|Regal Securities, Inc|22
SIFY|SIFY TECHS LTD ADS|SBSH|Citigroup Global Markets Inc.|12020
SIFY|SIFY TECHS LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|1557
SIFY|SIFY TECHS LTD ADS|SPDR|SPEEDROUTE LLC|1625
SIFY|SIFY TECHS LTD ADS|STFL|Stifel, Nicolaus & Company, Incorporated|45227
SIFY|SIFY TECHS LTD ADS|SWIM|TD Ameritrade, Inc.|35106
SIFY|SIFY TECHS LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|861
SIFY|SIFY TECHS LTD ADS|TRCM|TRC MARKETS LLC|7338
SIFY|SIFY TECHS LTD ADS|UBSA|UBS SECURITIES LLC|9916
SIFY|SIFY TECHS LTD ADS|UBSS|UBS Securities LLC|36559
SIFY|SIFY TECHS LTD ADS|VGRD|Vanguard Marketing Corporation|5509
SIFY|SIFY TECHS LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|5826
SIFY|SIFY TECHS LTD ADS|WEDB|WEDBUSH SECURITIES INC.|7260
SIFY|SIFY TECHS LTD ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2058
SIFY|SIFY TECHS LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|6663
SIFY|SIFY TECHS LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10600
SIG|SIGNET JEWELERS LTD|AGIS|Aegis Capital Corp.|500
SIG|SIGNET JEWELERS LTD|ALTX|Alternet Securities Inc.|41405
SIG|SIGNET JEWELERS LTD|APCC|Apex Clearing Corporation|17787
SIG|SIGNET JEWELERS LTD|AVON|Avondale Partners, LLC|280
SIG|SIGNET JEWELERS LTD|BANK|Primevest Financial Services, Inc.|809
SIG|SIGNET JEWELERS LTD|BARD|Robert W. Baird & Co. Incorporated|2460
SIG|SIGNET JEWELERS LTD|BATM|CBOE TRADING, INC.|31512
SIG|SIGNET JEWELERS LTD|BAYC|BAY CREST PARTNERS, LLC|1896
SIG|SIGNET JEWELERS LTD|BAYT|BTIG, LLC|9100
SIG|SIGNET JEWELERS LTD|BBNT|BB&T SECURITIES, LLC|226
SIG|SIGNET JEWELERS LTD|BERN|Sanford C. Bernstein & Co., LLC|80265
SIG|SIGNET JEWELERS LTD|BIAD|SAGETRADER, LLC|1499
SIG|SIGNET JEWELERS LTD|BIDS|BIDS TRADING L.P.|600
SIG|SIGNET JEWELERS LTD|BIMI|Banca IMI Securities Corp.|2167
SIG|SIGNET JEWELERS LTD|BKCM|BNY Mellon Capital Markets LLC|18931
SIG|SIGNET JEWELERS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|91520
SIG|SIGNET JEWELERS LTD|BLKX|INSTINET, LLC|65849
SIG|SIGNET JEWELERS LTD|BNPX|BNP PARIBAS SECURITIES CORP.|23634
SIG|SIGNET JEWELERS LTD|BTIG|BTIG, LLC|19386
SIG|SIGNET JEWELERS LTD|BYXM|CBOE TRADING, INC.|9616
SIG|SIGNET JEWELERS LTD|BZYD|GOLDMAN SACHS & CO. LLC|800
SIG|SIGNET JEWELERS LTD|CANT|Cantor Fitzgerald & Co.|34046
SIG|SIGNET JEWELERS LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|112000
SIG|SIGNET JEWELERS LTD|CHAS|Charles Schwab & Co., Inc.|11837
SIG|SIGNET JEWELERS LTD|CIOI|CITIGROUP GLOBAL MARKETS INC|45000
SIG|SIGNET JEWELERS LTD|CIST|Capital Institutional Services, Inc.|2
SIG|SIGNET JEWELERS LTD|CMPT|Compass Point Research & Trading, LLC|24099
SIG|SIGNET JEWELERS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|156608
SIG|SIGNET JEWELERS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9995
SIG|SIGNET JEWELERS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|77206
SIG|SIGNET JEWELERS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1117879
SIG|SIGNET JEWELERS LTD|CTDL|Citadel Derivatives Group Llc|13049
SIG|SIGNET JEWELERS LTD|CTLR|CUTLER GROUP, LP|25382
SIG|SIGNET JEWELERS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|178426
SIG|SIGNET JEWELERS LTD|DADA|D.A. Davidson & Co.|418
SIG|SIGNET JEWELERS LTD|DAVA|Davenport & Company LLC|1175
SIG|SIGNET JEWELERS LTD|DBAB|Deutsche Bank Securities Inc.|1161264
SIG|SIGNET JEWELERS LTD|DBAX|Deutsche Bank Securities Inc.|942700
SIG|SIGNET JEWELERS LTD|DBUL|Deutsche Bank Securities Inc.|28732
SIG|SIGNET JEWELERS LTD|DCHF|Dart Executions, LLC|3283
SIG|SIGNET JEWELERS LTD|DEAN|MORGAN STANLEY|26909
SIG|SIGNET JEWELERS LTD|DEGS|RONIN PROFESSIONAL LLC|18873
SIG|SIGNET JEWELERS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|59832
SIG|SIGNET JEWELERS LTD|DRWK|DRW SECURITIES, L.L.C.|3628
SIG|SIGNET JEWELERS LTD|EBXL|EBX LLC|393500
SIG|SIGNET JEWELERS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5085
SIG|SIGNET JEWELERS LTD|EDJO|Edward D. Jones & Co., L.P.|5724
SIG|SIGNET JEWELERS LTD|EGAM|CBOE TRADING, INC.|93744
SIG|SIGNET JEWELERS LTD|EGAW|CBOE TRADING, INC.|1940
SIG|SIGNET JEWELERS LTD|EGMT|EG MARKET TECHNOLOGIES LLC|2346
SIG|SIGNET JEWELERS LTD|EGXM|CBOE TRADING, INC.|32080
SIG|SIGNET JEWELERS LTD|EGXW|CBOE TRADING, INC.|945
SIG|SIGNET JEWELERS LTD|ELEV|ELEVATION, LLC|11674
SIG|SIGNET JEWELERS LTD|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|500
SIG|SIGNET JEWELERS LTD|ETBE|Electronic Transaction Clearing, Inc.|102155
SIG|SIGNET JEWELERS LTD|ETCC|Electronic Transaction Clearing, Inc.|100
SIG|SIGNET JEWELERS LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12
SIG|SIGNET JEWELERS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|170913
SIG|SIGNET JEWELERS LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1126
SIG|SIGNET JEWELERS LTD|ETRS|E*Trade Securities LLC|1303013
SIG|SIGNET JEWELERS LTD|FBSB|U.S. Bancorp Investments, Inc.|1
SIG|SIGNET JEWELERS LTD|FILL|Tradestation Securities, Inc.|96639
SIG|SIGNET JEWELERS LTD|FMAF|NBCN Inc./ CDS|1896
SIG|SIGNET JEWELERS LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23807
SIG|SIGNET JEWELERS LTD|FQLS|Quantlab Securities LP|1164639
SIG|SIGNET JEWELERS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|169667
SIG|SIGNET JEWELERS LTD|FTBR|Foliofn Investments, Inc.|2534
SIG|SIGNET JEWELERS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|26028
SIG|SIGNET JEWELERS LTD|GILG|Gilder Gagnon Howe & Co. LLC|182
SIG|SIGNET JEWELERS LTD|GLIS|TD Securities Inc|6370
SIG|SIGNET JEWELERS LTD|GLPX|ACS EXECUTION SERVICES, LLC|272630
SIG|SIGNET JEWELERS LTD|GSCO|GOLDMAN SACHS & CO. LLC|2327413
SIG|SIGNET JEWELERS LTD|GSCS|GOLDMAN SACHS & CO. LLC|7425
SIG|SIGNET JEWELERS LTD|GSLT|GOLDMAN SACHS & CO. LLC|85142
SIG|SIGNET JEWELERS LTD|GTSZ|GTS SECURITIES LLC|253675
SIG|SIGNET JEWELERS LTD|HAPX|HAP Trading, LLC|6468
SIG|SIGNET JEWELERS LTD|HRBF|American Enterprise Investment Services Inc.|4472
SIG|SIGNET JEWELERS LTD|HSBC|HSBC Securities, Inc.|17613
SIG|SIGNET JEWELERS LTD|IATS|INTERACTIVE BROKERS LLC|182721
SIG|SIGNET JEWELERS LTD|IBKR|Interactive Brokers Llc|174303
SIG|SIGNET JEWELERS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3969
SIG|SIGNET JEWELERS LTD|ICBX|INSTINET, LLC|112741
SIG|SIGNET JEWELERS LTD|IEQY|CITADEL SECURITIES LLC|288762
SIG|SIGNET JEWELERS LTD|INCA|INSTINET, LLC|1374807
SIG|SIGNET JEWELERS LTD|INJX|INSTINET, LLC|36580
SIG|SIGNET JEWELERS LTD|ITGI|ITG Inc.|105670
SIG|SIGNET JEWELERS LTD|ITGP|ITG INC.|157200
SIG|SIGNET JEWELERS LTD|JANY|Janney Montgomery Scott Inc.|12979
SIG|SIGNET JEWELERS LTD|JEFF|JEFFERIES LLC|218177
SIG|SIGNET JEWELERS LTD|JMPT|JUMP TRADING, LLC|228405
SIG|SIGNET JEWELERS LTD|JONE|JonesTrading|377094
SIG|SIGNET JEWELERS LTD|JPBX|J.P. MORGAN SECURITIES LLC|941412
SIG|SIGNET JEWELERS LTD|JPMX|J.P. Morgan Securities LLC|1481078
SIG|SIGNET JEWELERS LTD|JSJX|JANE STREET CAPITAL LLC|12383
SIG|SIGNET JEWELERS LTD|KCGM|VIRTU Americas LLC|118858
SIG|SIGNET JEWELERS LTD|LEHM|Barclays Capital Inc./Le|1833451
SIG|SIGNET JEWELERS LTD|LIME|Lime Brokerage LLC|48267
SIG|SIGNET JEWELERS LTD|LMNX|LUMINEX TRADING & ANALYTICS LLC|52216
SIG|SIGNET JEWELERS LTD|LOOP|Loop Capital Markets LLC|11010
SIG|SIGNET JEWELERS LTD|LQNA|LIQUIDNET, INC.|72500
SIG|SIGNET JEWELERS LTD|LSCI|Lek Securities Corporation|1605
SIG|SIGNET JEWELERS LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4474
SIG|SIGNET JEWELERS LTD|MACQ|Macquarie Capital (USA) Inc.|600
SIG|SIGNET JEWELERS LTD|MAXM|Maxim Group LLC|3061
SIG|SIGNET JEWELERS LTD|MBTS|ALLY INVEST SECURITIES LLC|24777
SIG|SIGNET JEWELERS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|166339
SIG|SIGNET JEWELERS LTD|MOTF|MOTIF INVESTING, INC.|8
SIG|SIGNET JEWELERS LTD|MSCO|MORGAN STANLEY & CO. LLC|3734922
SIG|SIGNET JEWELERS LTD|MSPL|MORGAN STANLEY & CO. LLC|912000
SIG|SIGNET JEWELERS LTD|MSTX|MORGAN STANLEY & CO. LLC|727600
SIG|SIGNET JEWELERS LTD|MTON|MILLINGTON SECURITIES, INC.|101204
SIG|SIGNET JEWELERS LTD|NATL|National Securities Corporation|2413
SIG|SIGNET JEWELERS LTD|NFSC|National Financial Services LLC|1689237
SIG|SIGNET JEWELERS LTD|NITE|VIRTU Americas LLC|3049670
SIG|SIGNET JEWELERS LTD|NITP|VIRTU Americas LLC|1756
SIG|SIGNET JEWELERS LTD|NMRA|Nomura Securities International, Inc.|2300
SIG|SIGNET JEWELERS LTD|NQRB|Brut, LLC|31844
SIG|SIGNET JEWELERS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|5450
SIG|SIGNET JEWELERS LTD|OHOS|TWO SIGMA SECURITIES, LLC|218374
SIG|SIGNET JEWELERS LTD|OPCO|Oppenheimer & Co. Inc.|3836
SIG|SIGNET JEWELERS LTD|PDQM|CODA MARKETS, INC.|471871
SIG|SIGNET JEWELERS LTD|PHLY|NASDAQ Execution Services, LLC|25000
SIG|SIGNET JEWELERS LTD|PINT|PRECISION SECURITIES, LLC|100
SIG|SIGNET JEWELERS LTD|PWJC|UBS Financial Services, Inc.|5103
SIG|SIGNET JEWELERS LTD|QMSR|QUATTRO M SECURITIES INC.|8855
SIG|SIGNET JEWELERS LTD|RBCM|RBC CAPITAL MARKETS, LLC|21433
SIG|SIGNET JEWELERS LTD|RGLD|Regal Securities, Inc|571
SIG|SIGNET JEWELERS LTD|SAGL|SAGETRADER, LLC|439871
SIG|SIGNET JEWELERS LTD|SAGW|SAGETRADER, LLC|209
SIG|SIGNET JEWELERS LTD|SALI|INTL FCSTONE FINANCIAL INC.|167
SIG|SIGNET JEWELERS LTD|SBSH|Citigroup Global Markets Inc.|507947
SIG|SIGNET JEWELERS LTD|SGMT|GOLDMAN SACHS & CO. LLC|347133
SIG|SIGNET JEWELERS LTD|SJLS|TRADE INFORMATICS LLC|1200
SIG|SIGNET JEWELERS LTD|SOGO|Wang Investment Associates, Inc.|1517
SIG|SIGNET JEWELERS LTD|SPDR|SPEEDROUTE LLC|35788
SIG|SIGNET JEWELERS LTD|SPHN|Stephens Inc.|37502
SIG|SIGNET JEWELERS LTD|SPTD|MINT GLOBAL MARKETS, INC.|4599
SIG|SIGNET JEWELERS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|21652
SIG|SIGNET JEWELERS LTD|STKP|STOCKPILE INVESTMENTS, INC.|104
SIG|SIGNET JEWELERS LTD|STRS|STRATEGAS RESEARCH PARTNERS|16300
SIG|SIGNET JEWELERS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8102
SIG|SIGNET JEWELERS LTD|SWIM|TD Ameritrade, Inc.|1210210
SIG|SIGNET JEWELERS LTD|SWST|Hilltop Securities Inc.|3119
SIG|SIGNET JEWELERS LTD|TKNG|ALLY INVEST SECURITIES LLC|55516
SIG|SIGNET JEWELERS LTD|TRBT|Tradebot Systems, Inc.|962726
SIG|SIGNET JEWELERS LTD|TRCM|TRC MARKETS LLC|359647
SIG|SIGNET JEWELERS LTD|TWTT|TASTYWORKS, INC.|794
SIG|SIGNET JEWELERS LTD|UBSA|UBS SECURITIES LLC|1187184
SIG|SIGNET JEWELERS LTD|UBSS|UBS Securities LLC|1866288
SIG|SIGNET JEWELERS LTD|VALX|VIRTU AMERICAS LLC|52426
SIG|SIGNET JEWELERS LTD|VGRD|Vanguard Marketing Corporation|36405
SIG|SIGNET JEWELERS LTD|VSIN|Vision Financial Markets Llc|100
SIG|SIGNET JEWELERS LTD|WABR|Wall Street Access|6000
SIG|SIGNET JEWELERS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|3017
SIG|SIGNET JEWELERS LTD|WCHV|WELLS FARGO SECURITIES, LLC|214409
SIG|SIGNET JEWELERS LTD|WDNX|WEEDEN & CO.L.P.|416
SIG|SIGNET JEWELERS LTD|WEDB|WEDBUSH SECURITIES INC.|149170
SIG|SIGNET JEWELERS LTD|WEED|Weeden & Co.L.P.|37154
SIG|SIGNET JEWELERS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|67648
SIG|SIGNET JEWELERS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|96908
SIG|SIGNET JEWELERS LTD|WGIF|CIBC World Markets Inc.|3405
SIG|SIGNET JEWELERS LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|234
SIG|SIGNET JEWELERS LTD|WMLL|Watermill Institutional Trading LLC|700
SIG|SIGNET JEWELERS LTD|WSEA|WOLVERINE SECURITIES, LLC|51646
SIG|SIGNET JEWELERS LTD|WTFS|JUST2TRADE, INC.|50
SIG|SIGNET JEWELERS LTD|XIST|INSTINET, LLC|269160
SIG|SIGNET JEWELERS LTD|XPQR|Jump Trading|1300
SIG|SIGNET JEWELERS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|161032
SIG|SIGNET JEWELERS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|29763
SIG|SIGNET JEWELERS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12681
SIGA|SIGA TECH CMN STK|ALTX|Alternet Securities Inc.|4200
SIGA|SIGA TECH CMN STK|APCC|Apex Clearing Corporation|113056
SIGA|SIGA TECH CMN STK|BATM|CBOE TRADING, INC.|1100
SIGA|SIGA TECH CMN STK|BAYC|BAY CREST PARTNERS, LLC|5063
SIGA|SIGA TECH CMN STK|BAYT|BTIG, LLC|53000
SIGA|SIGA TECH CMN STK|BERN|Sanford C. Bernstein & Co., LLC|16917
SIGA|SIGA TECH CMN STK|BMOC|BMO Capital Markets Corp.|3915
SIGA|SIGA TECH CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|4738
SIGA|SIGA TECH CMN STK|BTIG|BTIG, LLC|2283144
SIGA|SIGA TECH CMN STK|BYXM|CBOE TRADING, INC.|3383
SIGA|SIGA TECH CMN STK|CHAS|Charles Schwab & Co., Inc.|600
SIGA|SIGA TECH CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18461
SIGA|SIGA TECH CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8733
SIGA|SIGA TECH CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|199335
SIGA|SIGA TECH CMN STK|CTDL|Citadel Derivatives Group Llc|32567
SIGA|SIGA TECH CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|3514
SIGA|SIGA TECH CMN STK|DADA|D.A. Davidson & Co.|1500
SIGA|SIGA TECH CMN STK|DBAB|Deutsche Bank Securities Inc.|686639
SIGA|SIGA TECH CMN STK|DBAX|Deutsche Bank Securities Inc.|49800
SIGA|SIGA TECH CMN STK|DEAN|MORGAN STANLEY|900
SIGA|SIGA TECH CMN STK|DEGS|RONIN PROFESSIONAL LLC|37220
SIGA|SIGA TECH CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2375
SIGA|SIGA TECH CMN STK|DRWK|DRW SECURITIES, L.L.C.|5200
SIGA|SIGA TECH CMN STK|EBXL|EBX LLC|108800
SIGA|SIGA TECH CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|8055
SIGA|SIGA TECH CMN STK|EDJO|Edward D. Jones & Co., L.P.|300
SIGA|SIGA TECH CMN STK|EGAM|CBOE TRADING, INC.|6057
SIGA|SIGA TECH CMN STK|EGAW|CBOE TRADING, INC.|500
SIGA|SIGA TECH CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|900
SIGA|SIGA TECH CMN STK|EGXM|CBOE TRADING, INC.|900
SIGA|SIGA TECH CMN STK|ETBE|Electronic Transaction Clearing, Inc.|191260
SIGA|SIGA TECH CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8317
SIGA|SIGA TECH CMN STK|ETRS|E*Trade Securities LLC|29654
SIGA|SIGA TECH CMN STK|FBCO|Credit Suisse Securities (USA) LLC|551412
SIGA|SIGA TECH CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|171188
SIGA|SIGA TECH CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2450
SIGA|SIGA TECH CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95757
SIGA|SIGA TECH CMN STK|FTBR|Foliofn Investments, Inc.|39
SIGA|SIGA TECH CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|8853
SIGA|SIGA TECH CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|3388
SIGA|SIGA TECH CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|3346929
SIGA|SIGA TECH CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|80282
SIGA|SIGA TECH CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|6805
SIGA|SIGA TECH CMN STK|GTSZ|GTS SECURITIES LLC|23661
SIGA|SIGA TECH CMN STK|IATS|INTERACTIVE BROKERS LLC|4430
SIGA|SIGA TECH CMN STK|IBKR|Interactive Brokers Llc|312109
SIGA|SIGA TECH CMN STK|ICBX|INSTINET, LLC|24600
SIGA|SIGA TECH CMN STK|IEQY|CITADEL SECURITIES LLC|8551
SIGA|SIGA TECH CMN STK|INCA|INSTINET, LLC|295432
SIGA|SIGA TECH CMN STK|INJX|INSTINET, LLC|2435
SIGA|SIGA TECH CMN STK|ITGI|ITG Inc.|552816
SIGA|SIGA TECH CMN STK|ITGP|ITG INC.|50800
SIGA|SIGA TECH CMN STK|JEFF|JEFFERIES LLC|475635
SIGA|SIGA TECH CMN STK|JMPT|JUMP TRADING, LLC|32381
SIGA|SIGA TECH CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|6222
SIGA|SIGA TECH CMN STK|JPMX|J.P. Morgan Securities LLC|149495
SIGA|SIGA TECH CMN STK|JSJX|JANE STREET CAPITAL LLC|9343
SIGA|SIGA TECH CMN STK|KCGM|VIRTU Americas LLC|28411
SIGA|SIGA TECH CMN STK|LEHM|Barclays Capital Inc./Le|1195284
SIGA|SIGA TECH CMN STK|LIME|Lime Brokerage LLC|177738
SIGA|SIGA TECH CMN STK|LMGP|LIME BROKERAGE LLC|160328
SIGA|SIGA TECH CMN STK|LOOP|Loop Capital Markets LLC|15733
SIGA|SIGA TECH CMN STK|LQNA|LIQUIDNET, INC.|79600
SIGA|SIGA TECH CMN STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SIGA|SIGA TECH CMN STK|MACQ|Macquarie Capital (USA) Inc.|4812
SIGA|SIGA TECH CMN STK|MAXM|Maxim Group LLC|40813
SIGA|SIGA TECH CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50541
SIGA|SIGA TECH CMN STK|MOTF|MOTIF INVESTING, INC.|2
SIGA|SIGA TECH CMN STK|MSCO|MORGAN STANLEY & CO. LLC|2524395
SIGA|SIGA TECH CMN STK|MSPL|MORGAN STANLEY & CO. LLC|40400
SIGA|SIGA TECH CMN STK|MSTX|MORGAN STANLEY & CO. LLC|70800
SIGA|SIGA TECH CMN STK|NFSC|National Financial Services LLC|110081
SIGA|SIGA TECH CMN STK|NITE|VIRTU Americas LLC|401072
SIGA|SIGA TECH CMN STK|NITP|VIRTU Americas LLC|40801
SIGA|SIGA TECH CMN STK|NQRB|Brut, LLC|5488
SIGA|SIGA TECH CMN STK|NTRC|Northern Trust Securities, Inc.|2000
SIGA|SIGA TECH CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6533
SIGA|SIGA TECH CMN STK|PDQM|CODA MARKETS, INC.|17003
SIGA|SIGA TECH CMN STK|PWJC|UBS Financial Services, Inc.|2000
SIGA|SIGA TECH CMN STK|RAJA|Raymond James & Associates, Inc.|18856
SIGA|SIGA TECH CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|16174
SIGA|SIGA TECH CMN STK|SAGL|SAGETRADER, LLC|2959
SIGA|SIGA TECH CMN STK|SALI|INTL FCSTONE FINANCIAL INC.|1650
SIGA|SIGA TECH CMN STK|SBSH|Citigroup Global Markets Inc.|297828
SIGA|SIGA TECH CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|22870
SIGA|SIGA TECH CMN STK|SPDR|SPEEDROUTE LLC|1451
SIGA|SIGA TECH CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|200
SIGA|SIGA TECH CMN STK|SWIM|TD Ameritrade, Inc.|13051
SIGA|SIGA TECH CMN STK|TKNG|ALLY INVEST SECURITIES LLC|482
SIGA|SIGA TECH CMN STK|TRBT|Tradebot Systems, Inc.|105825
SIGA|SIGA TECH CMN STK|TRCM|TRC MARKETS LLC|90251
SIGA|SIGA TECH CMN STK|UBSA|UBS SECURITIES LLC|680497
SIGA|SIGA TECH CMN STK|UBSS|UBS Securities LLC|3309399
SIGA|SIGA TECH CMN STK|VALX|VIRTU AMERICAS LLC|695
SIGA|SIGA TECH CMN STK|VGRD|Vanguard Marketing Corporation|7327
SIGA|SIGA TECH CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|113475
SIGA|SIGA TECH CMN STK|WDNX|WEEDEN & CO.L.P.|3772
SIGA|SIGA TECH CMN STK|WEDB|WEDBUSH SECURITIES INC.|132
SIGA|SIGA TECH CMN STK|WEED|Weeden & Co.L.P.|300
SIGA|SIGA TECH CMN STK|WGIF|CIBC World Markets Inc.|510
SIGA|SIGA TECH CMN STK|WSEA|WOLVERINE SECURITIES, LLC|2
SIGA|SIGA TECH CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|15200
SIGA|SIGA TECH CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|1221
SIGA|SIGA TECH CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1100
SIGI|SELECTIVE INS GROUP|ANOS|ABEL/NOSER, L.L.C.|1459
SIGI|SELECTIVE INS GROUP|APCC|Apex Clearing Corporation|42
SIGI|SELECTIVE INS GROUP|BARD|Robert W. Baird & Co. Incorporated|9
SIGI|SELECTIVE INS GROUP|BATM|CBOE TRADING, INC.|203
SIGI|SELECTIVE INS GROUP|BBNT|BB&T SECURITIES, LLC|78
SIGI|SELECTIVE INS GROUP|BERN|Sanford C. Bernstein & Co., LLC|7105
SIGI|SELECTIVE INS GROUP|BIMI|Banca IMI Securities Corp.|16
SIGI|SELECTIVE INS GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|652
SIGI|SELECTIVE INS GROUP|BMOC|BMO Capital Markets Corp.|9229
SIGI|SELECTIVE INS GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|22776
SIGI|SELECTIVE INS GROUP|BRVL|BLAYLOCK VAN, LLC|1000
SIGI|SELECTIVE INS GROUP|BTIG|BTIG, LLC|728
SIGI|SELECTIVE INS GROUP|BYXM|CBOE TRADING, INC.|427
SIGI|SELECTIVE INS GROUP|BZYD|GOLDMAN SACHS & CO. LLC|741
SIGI|SELECTIVE INS GROUP|CANT|Cantor Fitzgerald & Co.|596
SIGI|SELECTIVE INS GROUP|CHAS|Charles Schwab & Co., Inc.|307
SIGI|SELECTIVE INS GROUP|CIST|Capital Institutional Services, Inc.|5
SIGI|SELECTIVE INS GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7498
SIGI|SELECTIVE INS GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2229
SIGI|SELECTIVE INS GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
SIGI|SELECTIVE INS GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50342
SIGI|SELECTIVE INS GROUP|CTDL|Citadel Derivatives Group Llc|5774
SIGI|SELECTIVE INS GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12444
SIGI|SELECTIVE INS GROUP|DADA|D.A. Davidson & Co.|14
SIGI|SELECTIVE INS GROUP|DBAB|Deutsche Bank Securities Inc.|193901
SIGI|SELECTIVE INS GROUP|DBAX|Deutsche Bank Securities Inc.|43400
SIGI|SELECTIVE INS GROUP|DBUL|Deutsche Bank Securities Inc.|1663
SIGI|SELECTIVE INS GROUP|DEAN|MORGAN STANLEY|3418
SIGI|SELECTIVE INS GROUP|DEGS|RONIN PROFESSIONAL LLC|600
SIGI|SELECTIVE INS GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6
SIGI|SELECTIVE INS GROUP|EBXL|EBX LLC|12000
SIGI|SELECTIVE INS GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2549
SIGI|SELECTIVE INS GROUP|EDJO|Edward D. Jones & Co., L.P.|6268
SIGI|SELECTIVE INS GROUP|EGAM|CBOE TRADING, INC.|1791
SIGI|SELECTIVE INS GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|300
SIGI|SELECTIVE INS GROUP|EGXM|CBOE TRADING, INC.|680
SIGI|SELECTIVE INS GROUP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|291
SIGI|SELECTIVE INS GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12248
SIGI|SELECTIVE INS GROUP|ETRS|E*Trade Securities LLC|368
SIGI|SELECTIVE INS GROUP|FBCO|Credit Suisse Securities (USA) LLC|188452
SIGI|SELECTIVE INS GROUP|FBSB|U.S. Bancorp Investments, Inc.|49
SIGI|SELECTIVE INS GROUP|FILL|Tradestation Securities, Inc.|300
SIGI|SELECTIVE INS GROUP|FMAF|NBCN Inc./ CDS|1
SIGI|SELECTIVE INS GROUP|FOMA|TD AMERITRADE CLEARING, INC.|26756
SIGI|SELECTIVE INS GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|408
SIGI|SELECTIVE INS GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21555
SIGI|SELECTIVE INS GROUP|FTBR|Foliofn Investments, Inc.|7510
SIGI|SELECTIVE INS GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|16892
SIGI|SELECTIVE INS GROUP|GLPX|ACS EXECUTION SERVICES, LLC|535
SIGI|SELECTIVE INS GROUP|GSCO|GOLDMAN SACHS & CO. LLC|647174
SIGI|SELECTIVE INS GROUP|GSCS|GOLDMAN SACHS & CO. LLC|3256
SIGI|SELECTIVE INS GROUP|GSLT|GOLDMAN SACHS & CO. LLC|485
SIGI|SELECTIVE INS GROUP|GTSZ|GTS SECURITIES LLC|3127
SIGI|SELECTIVE INS GROUP|HRBF|American Enterprise Investment Services Inc.|6352
SIGI|SELECTIVE INS GROUP|HSBC|HSBC Securities, Inc.|400
SIGI|SELECTIVE INS GROUP|IATS|INTERACTIVE BROKERS LLC|20
SIGI|SELECTIVE INS GROUP|IBKR|Interactive Brokers Llc|5381
SIGI|SELECTIVE INS GROUP|ICBX|INSTINET, LLC|5600
SIGI|SELECTIVE INS GROUP|IEQY|CITADEL SECURITIES LLC|16209
SIGI|SELECTIVE INS GROUP|INCA|INSTINET, LLC|128292
SIGI|SELECTIVE INS GROUP|INJX|INSTINET, LLC|16484
SIGI|SELECTIVE INS GROUP|ITGI|ITG Inc.|30495
SIGI|SELECTIVE INS GROUP|ITGP|ITG INC.|38000
SIGI|SELECTIVE INS GROUP|JEFF|JEFFERIES LLC|41347
SIGI|SELECTIVE INS GROUP|JMPT|JUMP TRADING, LLC|7327
SIGI|SELECTIVE INS GROUP|JPBX|J.P. MORGAN SECURITIES LLC|1021
SIGI|SELECTIVE INS GROUP|JPMX|J.P. Morgan Securities LLC|53192
SIGI|SELECTIVE INS GROUP|JSJX|JANE STREET CAPITAL LLC|6372
SIGI|SELECTIVE INS GROUP|KCGM|VIRTU Americas LLC|16437
SIGI|SELECTIVE INS GROUP|LEHM|Barclays Capital Inc./Le|217617
SIGI|SELECTIVE INS GROUP|LIME|Lime Brokerage LLC|71773
SIGI|SELECTIVE INS GROUP|LOOP|Loop Capital Markets LLC|100
SIGI|SELECTIVE INS GROUP|LSCI|Lek Securities Corporation|2
SIGI|SELECTIVE INS GROUP|MAXM|Maxim Group LLC|6239
SIGI|SELECTIVE INS GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22442
SIGI|SELECTIVE INS GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|240
SIGI|SELECTIVE INS GROUP|MSCO|MORGAN STANLEY & CO. LLC|480533
SIGI|SELECTIVE INS GROUP|MSPL|MORGAN STANLEY & CO. LLC|54300
SIGI|SELECTIVE INS GROUP|MSTX|MORGAN STANLEY & CO. LLC|5600
SIGI|SELECTIVE INS GROUP|NFSC|National Financial Services LLC|19635
SIGI|SELECTIVE INS GROUP|NITE|VIRTU Americas LLC|77025
SIGI|SELECTIVE INS GROUP|NITP|VIRTU Americas LLC|1710
SIGI|SELECTIVE INS GROUP|NQRB|Brut, LLC|2889
SIGI|SELECTIVE INS GROUP|NTRC|Northern Trust Securities, Inc.|1336
SIGI|SELECTIVE INS GROUP|OPCO|Oppenheimer & Co. Inc.|1
SIGI|SELECTIVE INS GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1096
SIGI|SELECTIVE INS GROUP|PDQM|CODA MARKETS, INC.|10320
SIGI|SELECTIVE INS GROUP|PWJC|UBS Financial Services, Inc.|105
SIGI|SELECTIVE INS GROUP|RAJA|Raymond James & Associates, Inc.|309
SIGI|SELECTIVE INS GROUP|RBCM|RBC CAPITAL MARKETS, LLC|38
SIGI|SELECTIVE INS GROUP|SAGL|SAGETRADER, LLC|500
SIGI|SELECTIVE INS GROUP|SAGW|SAGETRADER, LLC|1175
SIGI|SELECTIVE INS GROUP|SBSH|Citigroup Global Markets Inc.|96865
SIGI|SELECTIVE INS GROUP|SDLR|Sandler, O'Neill & Partners, L.P.|9402
SIGI|SELECTIVE INS GROUP|SGMT|GOLDMAN SACHS & CO. LLC|9498
SIGI|SELECTIVE INS GROUP|SPDR|SPEEDROUTE LLC|2999
SIGI|SELECTIVE INS GROUP|SPTD|MINT GLOBAL MARKETS, INC.|500
SIGI|SELECTIVE INS GROUP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1100
SIGI|SELECTIVE INS GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|161
SIGI|SELECTIVE INS GROUP|SWST|Hilltop Securities Inc.|3
SIGI|SELECTIVE INS GROUP|TONC|CUTTONE & CO., LLC|730
SIGI|SELECTIVE INS GROUP|TRBT|Tradebot Systems, Inc.|15364
SIGI|SELECTIVE INS GROUP|TRCM|TRC MARKETS LLC|36620
SIGI|SELECTIVE INS GROUP|UBSA|UBS SECURITIES LLC|126794
SIGI|SELECTIVE INS GROUP|UBSS|UBS Securities LLC|292602
SIGI|SELECTIVE INS GROUP|VALX|VIRTU AMERICAS LLC|10456
SIGI|SELECTIVE INS GROUP|VGRD|Vanguard Marketing Corporation|107
SIGI|SELECTIVE INS GROUP|WCHV|WELLS FARGO SECURITIES, LLC|26901
SIGI|SELECTIVE INS GROUP|WDNX|WEEDEN & CO.L.P.|13844
SIGI|SELECTIVE INS GROUP|WEDB|WEDBUSH SECURITIES INC.|268
SIGI|SELECTIVE INS GROUP|WEED|Weeden & Co.L.P.|12399
SIGI|SELECTIVE INS GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|452
SIGI|SELECTIVE INS GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1246
SIGI|SELECTIVE INS GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|204
SIGI|SELECTIVE INS GROUP|WSEA|WOLVERINE SECURITIES, LLC|504
SIGI|SELECTIVE INS GROUP|XIST|INSTINET, LLC|14420
SIGI|SELECTIVE INS GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
SIGI|SELECTIVE INS GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4797
SIGM|SIGMA DESIGNS INC ##|APCC|Apex Clearing Corporation|3
SIGM|SIGMA DESIGNS INC ##|BERN|Sanford C. Bernstein & Co., LLC|200
SIGM|SIGMA DESIGNS INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|255
SIGM|SIGMA DESIGNS INC ##|BMOC|BMO Capital Markets Corp.|6015
SIGM|SIGMA DESIGNS INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|3247
SIGM|SIGMA DESIGNS INC ##|CLSA|CLSA AMERICAS, LLC|1000
SIGM|SIGMA DESIGNS INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|642
SIGM|SIGMA DESIGNS INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
SIGM|SIGMA DESIGNS INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31479
SIGM|SIGMA DESIGNS INC ##|CTDL|Citadel Derivatives Group Llc|1936
SIGM|SIGMA DESIGNS INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3446
SIGM|SIGMA DESIGNS INC ##|DBAB|Deutsche Bank Securities Inc.|103854
SIGM|SIGMA DESIGNS INC ##|DBAX|Deutsche Bank Securities Inc.|36800
SIGM|SIGMA DESIGNS INC ##|DEAN|MORGAN STANLEY|2500
SIGM|SIGMA DESIGNS INC ##|DEGS|RONIN PROFESSIONAL LLC|352
SIGM|SIGMA DESIGNS INC ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24300
SIGM|SIGMA DESIGNS INC ##|EBXL|EBX LLC|34100
SIGM|SIGMA DESIGNS INC ##|EGAM|CBOE TRADING, INC.|400
SIGM|SIGMA DESIGNS INC ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|113
SIGM|SIGMA DESIGNS INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
SIGM|SIGMA DESIGNS INC ##|ETRS|E*Trade Securities LLC|40841
SIGM|SIGMA DESIGNS INC ##|FBCO|Credit Suisse Securities (USA) LLC|834148
SIGM|SIGMA DESIGNS INC ##|FOMA|TD AMERITRADE CLEARING, INC.|11501
SIGM|SIGMA DESIGNS INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9067
SIGM|SIGMA DESIGNS INC ##|FTBR|Foliofn Investments, Inc.|2
SIGM|SIGMA DESIGNS INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|14750
SIGM|SIGMA DESIGNS INC ##|GSCO|GOLDMAN SACHS & CO. LLC|604584
SIGM|SIGMA DESIGNS INC ##|GSCS|GOLDMAN SACHS & CO. LLC|11879
SIGM|SIGMA DESIGNS INC ##|GSLT|GOLDMAN SACHS & CO. LLC|500
SIGM|SIGMA DESIGNS INC ##|GTSZ|GTS SECURITIES LLC|1160
SIGM|SIGMA DESIGNS INC ##|HRBF|American Enterprise Investment Services Inc.|400
SIGM|SIGMA DESIGNS INC ##|IBKR|Interactive Brokers Llc|33360
SIGM|SIGMA DESIGNS INC ##|ICBX|INSTINET, LLC|4600
SIGM|SIGMA DESIGNS INC ##|INCA|INSTINET, LLC|105638
SIGM|SIGMA DESIGNS INC ##|ITGI|ITG Inc.|11211
SIGM|SIGMA DESIGNS INC ##|ITGP|ITG INC.|47200
SIGM|SIGMA DESIGNS INC ##|JEFF|JEFFERIES LLC|32372
SIGM|SIGMA DESIGNS INC ##|JMPT|JUMP TRADING, LLC|100
SIGM|SIGMA DESIGNS INC ##|JPBX|J.P. MORGAN SECURITIES LLC|2000
SIGM|SIGMA DESIGNS INC ##|JPMX|J.P. Morgan Securities LLC|107237
SIGM|SIGMA DESIGNS INC ##|KCGM|VIRTU Americas LLC|4056
SIGM|SIGMA DESIGNS INC ##|LEHM|Barclays Capital Inc./Le|235039
SIGM|SIGMA DESIGNS INC ##|LIME|Lime Brokerage LLC|143470
SIGM|SIGMA DESIGNS INC ##|LQNA|LIQUIDNET, INC.|41000
SIGM|SIGMA DESIGNS INC ##|LSCI|Lek Securities Corporation|600
SIGM|SIGMA DESIGNS INC ##|MACQ|Macquarie Capital (USA) Inc.|5469
SIGM|SIGMA DESIGNS INC ##|MAXM|Maxim Group LLC|2325
SIGM|SIGMA DESIGNS INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42800
SIGM|SIGMA DESIGNS INC ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4221
SIGM|SIGMA DESIGNS INC ##|MSCO|MORGAN STANLEY & CO. LLC|216637
SIGM|SIGMA DESIGNS INC ##|MSPL|MORGAN STANLEY & CO. LLC|15200
SIGM|SIGMA DESIGNS INC ##|MSTX|MORGAN STANLEY & CO. LLC|30400
SIGM|SIGMA DESIGNS INC ##|NFSC|National Financial Services LLC|25773
SIGM|SIGMA DESIGNS INC ##|NITE|VIRTU Americas LLC|53831
SIGM|SIGMA DESIGNS INC ##|NITP|VIRTU Americas LLC|800
SIGM|SIGMA DESIGNS INC ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3543
SIGM|SIGMA DESIGNS INC ##|PDQM|CODA MARKETS, INC.|156127
SIGM|SIGMA DESIGNS INC ##|PWJC|UBS Financial Services, Inc.|180
SIGM|SIGMA DESIGNS INC ##|SBSH|Citigroup Global Markets Inc.|49276
SIGM|SIGMA DESIGNS INC ##|SGMT|GOLDMAN SACHS & CO. LLC|24506
SIGM|SIGMA DESIGNS INC ##|SPDR|SPEEDROUTE LLC|12472
SIGM|SIGMA DESIGNS INC ##|SWIM|TD Ameritrade, Inc.|200
SIGM|SIGMA DESIGNS INC ##|TKNG|ALLY INVEST SECURITIES LLC|385
SIGM|SIGMA DESIGNS INC ##|TRBT|Tradebot Systems, Inc.|1500
SIGM|SIGMA DESIGNS INC ##|TRCM|TRC MARKETS LLC|20400
SIGM|SIGMA DESIGNS INC ##|UBSA|UBS SECURITIES LLC|245115
SIGM|SIGMA DESIGNS INC ##|UBSS|UBS Securities LLC|237023
SIGM|SIGMA DESIGNS INC ##|VALX|VIRTU AMERICAS LLC|34566
SIGM|SIGMA DESIGNS INC ##|VGRD|Vanguard Marketing Corporation|630
SIGM|SIGMA DESIGNS INC ##|WCHV|WELLS FARGO SECURITIES, LLC|45816
SIGM|SIGMA DESIGNS INC ##|WEED|Weeden & Co.L.P.|3886
SIGM|SIGMA DESIGNS INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14
SIGM|SIGMA DESIGNS INC ##|XIST|INSTINET, LLC|9800
SIGM|SIGMA DESIGNS INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1820
SIJ|ULTRASHORT INDUSTRIA|APCC|Apex Clearing Corporation|202
SIJ|ULTRASHORT INDUSTRIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|471
SIJ|ULTRASHORT INDUSTRIA|EBXL|EBX LLC|100
SIJ|ULTRASHORT INDUSTRIA|ETRS|E*Trade Securities LLC|1045
SIJ|ULTRASHORT INDUSTRIA|IATS|INTERACTIVE BROKERS LLC|100
SIJ|ULTRASHORT INDUSTRIA|IBKR|Interactive Brokers Llc|1932
SIJ|ULTRASHORT INDUSTRIA|JSJX|JANE STREET CAPITAL LLC|3093
SIJ|ULTRASHORT INDUSTRIA|KCGM|VIRTU Americas LLC|342
SIJ|ULTRASHORT INDUSTRIA|LEHM|Barclays Capital Inc./Le|400
SIJ|ULTRASHORT INDUSTRIA|LIME|Lime Brokerage LLC|459
SIJ|ULTRASHORT INDUSTRIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SIJ|ULTRASHORT INDUSTRIA|MOTF|MOTIF INVESTING, INC.|1
SIJ|ULTRASHORT INDUSTRIA|MSCO|MORGAN STANLEY & CO. LLC|900
SIJ|ULTRASHORT INDUSTRIA|NFSC|National Financial Services LLC|5144
SIJ|ULTRASHORT INDUSTRIA|NITE|VIRTU Americas LLC|3041
SIJ|ULTRASHORT INDUSTRIA|TKNG|ALLY INVEST SECURITIES LLC|88
SIJ|ULTRASHORT INDUSTRIA|UBSA|UBS SECURITIES LLC|500
SIJ|ULTRASHORT INDUSTRIA|UBSS|UBS Securities LLC|326
SIJ|ULTRASHORT INDUSTRIA|VGRD|Vanguard Marketing Corporation|300
SIJ|ULTRASHORT INDUSTRIA|WSEA|WOLVERINE SECURITIES, LLC|338
SIL|SILVER MINERS ETF|ALTX|Alternet Securities Inc.|500
SIL|SILVER MINERS ETF|APCC|Apex Clearing Corporation|181
SIL|SILVER MINERS ETF|BATM|CBOE TRADING, INC.|13057
SIL|SILVER MINERS ETF|BGCE|BGC Financial Inc.|4600
SIL|SILVER MINERS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|547
SIL|SILVER MINERS ETF|CHAS|Charles Schwab & Co., Inc.|118
SIL|SILVER MINERS ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1725
SIL|SILVER MINERS ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
SIL|SILVER MINERS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23321
SIL|SILVER MINERS ETF|CSIN|Citadel Securities Institutional LLC|2600
SIL|SILVER MINERS ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
SIL|SILVER MINERS ETF|DBAB|Deutsche Bank Securities Inc.|219501
SIL|SILVER MINERS ETF|DBAX|Deutsche Bank Securities Inc.|75900
SIL|SILVER MINERS ETF|DBUL|Deutsche Bank Securities Inc.|700
SIL|SILVER MINERS ETF|DEAN|MORGAN STANLEY|2521
SIL|SILVER MINERS ETF|DEGS|RONIN PROFESSIONAL LLC|31700
SIL|SILVER MINERS ETF|EBXL|EBX LLC|24800
SIL|SILVER MINERS ETF|EDJC|Edward Jones / CDS|13
SIL|SILVER MINERS ETF|EDJO|Edward D. Jones & Co., L.P.|1548
SIL|SILVER MINERS ETF|ETBE|Electronic Transaction Clearing, Inc.|500
SIL|SILVER MINERS ETF|ETCB|ETC BROKERAGE SERVICES, LLC|60
SIL|SILVER MINERS ETF|ETRS|E*Trade Securities LLC|15685
SIL|SILVER MINERS ETF|FILL|Tradestation Securities, Inc.|1075
SIL|SILVER MINERS ETF|FMAF|NBCN Inc./ CDS|2230
SIL|SILVER MINERS ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7374
SIL|SILVER MINERS ETF|FTBR|Foliofn Investments, Inc.|381
SIL|SILVER MINERS ETF|GLIS|TD Securities Inc|620
SIL|SILVER MINERS ETF|GLPX|ACS EXECUTION SERVICES, LLC|10474
SIL|SILVER MINERS ETF|GSCO|GOLDMAN SACHS & CO. LLC|51165
SIL|SILVER MINERS ETF|GSCS|GOLDMAN SACHS & CO. LLC|157
SIL|SILVER MINERS ETF|GSLT|GOLDMAN SACHS & CO. LLC|214
SIL|SILVER MINERS ETF|GTSZ|GTS SECURITIES LLC|400
SIL|SILVER MINERS ETF|HRBF|American Enterprise Investment Services Inc.|3520
SIL|SILVER MINERS ETF|IATS|INTERACTIVE BROKERS LLC|7514
SIL|SILVER MINERS ETF|IBKR|Interactive Brokers Llc|34619
SIL|SILVER MINERS ETF|ICBX|INSTINET, LLC|5650
SIL|SILVER MINERS ETF|INCA|INSTINET, LLC|1439
SIL|SILVER MINERS ETF|ITGP|ITG INC.|19400
SIL|SILVER MINERS ETF|JMPT|JUMP TRADING, LLC|780
SIL|SILVER MINERS ETF|JPMX|J.P. Morgan Securities LLC|63800
SIL|SILVER MINERS ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|87000
SIL|SILVER MINERS ETF|JSJX|JANE STREET CAPITAL LLC|132612
SIL|SILVER MINERS ETF|KCGM|VIRTU Americas LLC|9391
SIL|SILVER MINERS ETF|LEHM|Barclays Capital Inc./Le|48000
SIL|SILVER MINERS ETF|LIME|Lime Brokerage LLC|19877
SIL|SILVER MINERS ETF|LSCI|Lek Securities Corporation|3056
SIL|SILVER MINERS ETF|MCMF|Raymond James Ltd. Cds|125
SIL|SILVER MINERS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|148672
SIL|SILVER MINERS ETF|MOTF|MOTIF INVESTING, INC.|3
SIL|SILVER MINERS ETF|MSCO|MORGAN STANLEY & CO. LLC|22982
SIL|SILVER MINERS ETF|MSPL|MORGAN STANLEY & CO. LLC|11200
SIL|SILVER MINERS ETF|NFSC|National Financial Services LLC|162694
SIL|SILVER MINERS ETF|NITE|VIRTU Americas LLC|221398
SIL|SILVER MINERS ETF|NQRB|Brut, LLC|2800
SIL|SILVER MINERS ETF|NTBF|BMO Nesbitt Burns Inc./CDS|780
SIL|SILVER MINERS ETF|OLDM|OLD MISSION CAPITAL, LLC|8942
SIL|SILVER MINERS ETF|PDQM|CODA MARKETS, INC.|15474
SIL|SILVER MINERS ETF|PWJC|UBS Financial Services, Inc.|52
SIL|SILVER MINERS ETF|RBCM|RBC CAPITAL MARKETS, LLC|11825
SIL|SILVER MINERS ETF|RGLD|Regal Securities, Inc|100
SIL|SILVER MINERS ETF|SBSH|Citigroup Global Markets Inc.|549
SIL|SILVER MINERS ETF|SGMT|GOLDMAN SACHS & CO. LLC|55405
SIL|SILVER MINERS ETF|SPDR|SPEEDROUTE LLC|1000
SIL|SILVER MINERS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|874
SIL|SILVER MINERS ETF|SWIM|TD Ameritrade, Inc.|8607
SIL|SILVER MINERS ETF|TKNG|ALLY INVEST SECURITIES LLC|2718
SIL|SILVER MINERS ETF|TRBT|Tradebot Systems, Inc.|100
SIL|SILVER MINERS ETF|TRCM|TRC MARKETS LLC|300
SIL|SILVER MINERS ETF|TWTT|TASTYWORKS, INC.|300
SIL|SILVER MINERS ETF|UBSA|UBS SECURITIES LLC|84771
SIL|SILVER MINERS ETF|UBSS|UBS Securities LLC|173479
SIL|SILVER MINERS ETF|VALX|VIRTU AMERICAS LLC|1371
SIL|SILVER MINERS ETF|VGRD|Vanguard Marketing Corporation|16258
SIL|SILVER MINERS ETF|WCHV|WELLS FARGO SECURITIES, LLC|20768
SIL|SILVER MINERS ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1974
SIL|SILVER MINERS ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12608
SIL|SILVER MINERS ETF|WGIF|CIBC World Markets Inc.|30
SIL|SILVER MINERS ETF|WSEA|WOLVERINE SECURITIES, LLC|2111
SIL|SILVER MINERS ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|6500
SIL|SILVER MINERS ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SIL|SILVER MINERS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2839
SILC|SILICOM LIMITED|ALTX|Alternet Securities Inc.|2700
SILC|SILICOM LIMITED|APCC|Apex Clearing Corporation|688
SILC|SILICOM LIMITED|BATM|CBOE TRADING, INC.|491
SILC|SILICOM LIMITED|BERN|Sanford C. Bernstein & Co., LLC|100
SILC|SILICOM LIMITED|BIMI|Banca IMI Securities Corp.|335
SILC|SILICOM LIMITED|BRGE|Newbridge Securities Corp.|55
SILC|SILICOM LIMITED|BTIG|BTIG, LLC|903
SILC|SILICOM LIMITED|BYXM|CBOE TRADING, INC.|878
SILC|SILICOM LIMITED|CHAS|Charles Schwab & Co., Inc.|2568
SILC|SILICOM LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9383
SILC|SILICOM LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12668
SILC|SILICOM LIMITED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1290
SILC|SILICOM LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33637
SILC|SILICOM LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|4752
SILC|SILICOM LIMITED|DBAB|Deutsche Bank Securities Inc.|27893
SILC|SILICOM LIMITED|DBAX|Deutsche Bank Securities Inc.|24200
SILC|SILICOM LIMITED|DBUL|Deutsche Bank Securities Inc.|700
SILC|SILICOM LIMITED|DEAN|MORGAN STANLEY|1220
SILC|SILICOM LIMITED|DEGS|RONIN PROFESSIONAL LLC|7147
SILC|SILICOM LIMITED|EBXL|EBX LLC|16500
SILC|SILICOM LIMITED|EDJO|Edward D. Jones & Co., L.P.|240
SILC|SILICOM LIMITED|EGAM|CBOE TRADING, INC.|227
SILC|SILICOM LIMITED|EGMT|EG MARKET TECHNOLOGIES LLC|400
SILC|SILICOM LIMITED|EGXM|CBOE TRADING, INC.|430
SILC|SILICOM LIMITED|ETBE|Electronic Transaction Clearing, Inc.|300
SILC|SILICOM LIMITED|ETCB|ETC BROKERAGE SERVICES, LLC|35
SILC|SILICOM LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8101
SILC|SILICOM LIMITED|ETRS|E*Trade Securities LLC|17424
SILC|SILICOM LIMITED|FBCO|Credit Suisse Securities (USA) LLC|11677
SILC|SILICOM LIMITED|FILL|Tradestation Securities, Inc.|50
SILC|SILICOM LIMITED|FMAF|NBCN Inc./ CDS|30
SILC|SILICOM LIMITED|FOMA|TD AMERITRADE CLEARING, INC.|203602
SILC|SILICOM LIMITED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|299
SILC|SILICOM LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17449
SILC|SILICOM LIMITED|FTBR|Foliofn Investments, Inc.|145
SILC|SILICOM LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|720
SILC|SILICOM LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|10064
SILC|SILICOM LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|4988
SILC|SILICOM LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|9
SILC|SILICOM LIMITED|GTSZ|GTS SECURITIES LLC|27471
SILC|SILICOM LIMITED|HRBF|American Enterprise Investment Services Inc.|150
SILC|SILICOM LIMITED|HSBC|HSBC Securities, Inc.|60
SILC|SILICOM LIMITED|IATS|INTERACTIVE BROKERS LLC|3945
SILC|SILICOM LIMITED|IBKR|Interactive Brokers Llc|16713
SILC|SILICOM LIMITED|ICBX|INSTINET, LLC|1400
SILC|SILICOM LIMITED|INCA|INSTINET, LLC|34624
SILC|SILICOM LIMITED|INJX|INSTINET, LLC|2200
SILC|SILICOM LIMITED|ITGI|ITG Inc.|3421
SILC|SILICOM LIMITED|ITGP|ITG INC.|10200
SILC|SILICOM LIMITED|JEFF|JEFFERIES LLC|7500
SILC|SILICOM LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|1438
SILC|SILICOM LIMITED|JPMX|J.P. Morgan Securities LLC|29814
SILC|SILICOM LIMITED|JSJX|JANE STREET CAPITAL LLC|100
SILC|SILICOM LIMITED|KCGM|VIRTU Americas LLC|3465
SILC|SILICOM LIMITED|LAFF|R. F. Lafferty & Co., Inc.|881
SILC|SILICOM LIMITED|LEHM|Barclays Capital Inc./Le|62088
SILC|SILICOM LIMITED|LIME|Lime Brokerage LLC|18642
SILC|SILICOM LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
SILC|SILICOM LIMITED|MSCO|MORGAN STANLEY & CO. LLC|106823
SILC|SILICOM LIMITED|MSPL|MORGAN STANLEY & CO. LLC|25700
SILC|SILICOM LIMITED|MSTX|MORGAN STANLEY & CO. LLC|1000
SILC|SILICOM LIMITED|NEED|Needham & Company, LLC|12308
SILC|SILICOM LIMITED|NFSC|National Financial Services LLC|16506
SILC|SILICOM LIMITED|NITE|VIRTU Americas LLC|80451
SILC|SILICOM LIMITED|NQRB|Brut, LLC|247
SILC|SILICOM LIMITED|OPCO|Oppenheimer & Co. Inc.|1525
SILC|SILICOM LIMITED|PDQM|CODA MARKETS, INC.|22204
SILC|SILICOM LIMITED|PWJC|UBS Financial Services, Inc.|400
SILC|SILICOM LIMITED|RAJA|Raymond James & Associates, Inc.|200
SILC|SILICOM LIMITED|RGLD|Regal Securities, Inc|200
SILC|SILICOM LIMITED|SBSH|Citigroup Global Markets Inc.|25249
SILC|SILICOM LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|4690
SILC|SILICOM LIMITED|SOGO|Wang Investment Associates, Inc.|200
SILC|SILICOM LIMITED|SPDR|SPEEDROUTE LLC|3600
SILC|SILICOM LIMITED|SPTD|MINT GLOBAL MARKETS, INC.|12245
SILC|SILICOM LIMITED|SWIM|TD Ameritrade, Inc.|2550
SILC|SILICOM LIMITED|SWST|Hilltop Securities Inc.|2
SILC|SILICOM LIMITED|TKNG|ALLY INVEST SECURITIES LLC|45
SILC|SILICOM LIMITED|TRBT|Tradebot Systems, Inc.|6347
SILC|SILICOM LIMITED|TRCM|TRC MARKETS LLC|11534
SILC|SILICOM LIMITED|TWTT|TASTYWORKS, INC.|100
SILC|SILICOM LIMITED|UBSS|UBS Securities LLC|137018
SILC|SILICOM LIMITED|VALX|VIRTU AMERICAS LLC|200
SILC|SILICOM LIMITED|VGRD|Vanguard Marketing Corporation|1528
SILC|SILICOM LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|6639
SILC|SILICOM LIMITED|WEED|Weeden & Co.L.P.|750
SILC|SILICOM LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|511
SILC|SILICOM LIMITED|WGIF|CIBC World Markets Inc.|400
SILC|SILICOM LIMITED|WSEA|WOLVERINE SECURITIES, LLC|496
SILC|SILICOM LIMITED|XIST|INSTINET, LLC|7000
SILC|SILICOM LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
SILC|SILICOM LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|3762
SILC|SILICOM LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
SILJ|ETFMG PRIME JUNIOR S|APCC|Apex Clearing Corporation|1990
SILJ|ETFMG PRIME JUNIOR S|BATM|CBOE TRADING, INC.|220
SILJ|ETFMG PRIME JUNIOR S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2704
SILJ|ETFMG PRIME JUNIOR S|DBAX|Deutsche Bank Securities Inc.|6900
SILJ|ETFMG PRIME JUNIOR S|EBXL|EBX LLC|5200
SILJ|ETFMG PRIME JUNIOR S|EDJO|Edward D. Jones & Co., L.P.|508
SILJ|ETFMG PRIME JUNIOR S|ETRS|E*Trade Securities LLC|16148
SILJ|ETFMG PRIME JUNIOR S|FILL|Tradestation Securities, Inc.|2910
SILJ|ETFMG PRIME JUNIOR S|FMAF|NBCN Inc./ CDS|800
SILJ|ETFMG PRIME JUNIOR S|FTBR|Foliofn Investments, Inc.|14
SILJ|ETFMG PRIME JUNIOR S|GLIS|TD Securities Inc|270
SILJ|ETFMG PRIME JUNIOR S|GSCO|GOLDMAN SACHS & CO. LLC|200
SILJ|ETFMG PRIME JUNIOR S|GSLT|GOLDMAN SACHS & CO. LLC|100
SILJ|ETFMG PRIME JUNIOR S|HASF|Haywood Securities Inc./CDS|700
SILJ|ETFMG PRIME JUNIOR S|HSBC|HSBC Securities, Inc.|100
SILJ|ETFMG PRIME JUNIOR S|IATS|INTERACTIVE BROKERS LLC|7478
SILJ|ETFMG PRIME JUNIOR S|IBKR|Interactive Brokers Llc|82702
SILJ|ETFMG PRIME JUNIOR S|ICBX|INSTINET, LLC|3600
SILJ|ETFMG PRIME JUNIOR S|INCA|INSTINET, LLC|600
SILJ|ETFMG PRIME JUNIOR S|ITGI|ITG Inc.|1500
SILJ|ETFMG PRIME JUNIOR S|ITGP|ITG INC.|400
SILJ|ETFMG PRIME JUNIOR S|JPMX|J.P. Morgan Securities LLC|1200
SILJ|ETFMG PRIME JUNIOR S|JSJX|JANE STREET CAPITAL LLC|151636
SILJ|ETFMG PRIME JUNIOR S|KCGM|VIRTU Americas LLC|7675
SILJ|ETFMG PRIME JUNIOR S|LEHM|Barclays Capital Inc./Le|3800
SILJ|ETFMG PRIME JUNIOR S|LIME|Lime Brokerage LLC|5604
SILJ|ETFMG PRIME JUNIOR S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
SILJ|ETFMG PRIME JUNIOR S|MOTF|MOTIF INVESTING, INC.|1
SILJ|ETFMG PRIME JUNIOR S|MSCO|MORGAN STANLEY & CO. LLC|2639
SILJ|ETFMG PRIME JUNIOR S|MSPL|MORGAN STANLEY & CO. LLC|100
SILJ|ETFMG PRIME JUNIOR S|NFSC|National Financial Services LLC|147732
SILJ|ETFMG PRIME JUNIOR S|NITE|VIRTU Americas LLC|171586
SILJ|ETFMG PRIME JUNIOR S|NITP|VIRTU Americas LLC|200
SILJ|ETFMG PRIME JUNIOR S|NTBF|BMO Nesbitt Burns Inc./CDS|3878
SILJ|ETFMG PRIME JUNIOR S|OPCO|Oppenheimer & Co. Inc.|500
SILJ|ETFMG PRIME JUNIOR S|RBCM|RBC CAPITAL MARKETS, LLC|3139
SILJ|ETFMG PRIME JUNIOR S|SBSH|Citigroup Global Markets Inc.|4100
SILJ|ETFMG PRIME JUNIOR S|SGMT|GOLDMAN SACHS & CO. LLC|10138
SILJ|ETFMG PRIME JUNIOR S|SPDR|SPEEDROUTE LLC|200
SILJ|ETFMG PRIME JUNIOR S|STFL|Stifel, Nicolaus & Company, Incorporated|132
SILJ|ETFMG PRIME JUNIOR S|SWIM|TD Ameritrade, Inc.|19911
SILJ|ETFMG PRIME JUNIOR S|TKNG|ALLY INVEST SECURITIES LLC|541
SILJ|ETFMG PRIME JUNIOR S|UBSA|UBS SECURITIES LLC|71710
SILJ|ETFMG PRIME JUNIOR S|UBSS|UBS Securities LLC|57461
SILJ|ETFMG PRIME JUNIOR S|VALX|VIRTU AMERICAS LLC|886
SILJ|ETFMG PRIME JUNIOR S|VGRD|Vanguard Marketing Corporation|3375
SILJ|ETFMG PRIME JUNIOR S|WCHV|WELLS FARGO SECURITIES, LLC|2875
SILJ|ETFMG PRIME JUNIOR S|WEXM|WOLVERINE EXECUTION SERVICES, LLC|869
SILJ|ETFMG PRIME JUNIOR S|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1505
SILJ|ETFMG PRIME JUNIOR S|WSEA|WOLVERINE SECURITIES, LLC|816
SILJ|ETFMG PRIME JUNIOR S|XSTM|NATIONAL FINANCIAL SERVICES LLC|36882
SIM|GRUPO SIMEC SAB ADS|BTIG|BTIG, LLC|1300
SIM|GRUPO SIMEC SAB ADS|BYXM|CBOE TRADING, INC.|260
SIM|GRUPO SIMEC SAB ADS|CANT|Cantor Fitzgerald & Co.|450
SIM|GRUPO SIMEC SAB ADS|CHAS|Charles Schwab & Co., Inc.|100
SIM|GRUPO SIMEC SAB ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|402
SIM|GRUPO SIMEC SAB ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1246
SIM|GRUPO SIMEC SAB ADS|DBAX|Deutsche Bank Securities Inc.|200
SIM|GRUPO SIMEC SAB ADS|EBXL|EBX LLC|300
SIM|GRUPO SIMEC SAB ADS|EGXM|CBOE TRADING, INC.|200
SIM|GRUPO SIMEC SAB ADS|ETRS|E*Trade Securities LLC|4167
SIM|GRUPO SIMEC SAB ADS|FILL|Tradestation Securities, Inc.|275
SIM|GRUPO SIMEC SAB ADS|FTBR|Foliofn Investments, Inc.|145
SIM|GRUPO SIMEC SAB ADS|GBMT|GBM International, Inc.|59816
SIM|GRUPO SIMEC SAB ADS|GSCO|GOLDMAN SACHS & CO. LLC|1330
SIM|GRUPO SIMEC SAB ADS|GTSZ|GTS SECURITIES LLC|200
SIM|GRUPO SIMEC SAB ADS|HSBC|HSBC Securities, Inc.|309
SIM|GRUPO SIMEC SAB ADS|IATS|INTERACTIVE BROKERS LLC|600
SIM|GRUPO SIMEC SAB ADS|IBKR|Interactive Brokers Llc|1544
SIM|GRUPO SIMEC SAB ADS|ICBX|INSTINET, LLC|3209
SIM|GRUPO SIMEC SAB ADS|ITGI|ITG Inc.|300
SIM|GRUPO SIMEC SAB ADS|JEFF|JEFFERIES LLC|34
SIM|GRUPO SIMEC SAB ADS|LIME|Lime Brokerage LLC|1304
SIM|GRUPO SIMEC SAB ADS|MCMF|Raymond James Ltd. Cds|2322
SIM|GRUPO SIMEC SAB ADS|MSCO|MORGAN STANLEY & CO. LLC|1028
SIM|GRUPO SIMEC SAB ADS|MSPL|MORGAN STANLEY & CO. LLC|100
SIM|GRUPO SIMEC SAB ADS|NFSC|National Financial Services LLC|22449
SIM|GRUPO SIMEC SAB ADS|NITE|VIRTU Americas LLC|23617
SIM|GRUPO SIMEC SAB ADS|SBSH|Citigroup Global Markets Inc.|1872
SIM|GRUPO SIMEC SAB ADS|SGMT|GOLDMAN SACHS & CO. LLC|100
SIM|GRUPO SIMEC SAB ADS|SWIM|TD Ameritrade, Inc.|1913
SIM|GRUPO SIMEC SAB ADS|TKNG|ALLY INVEST SECURITIES LLC|854
SIM|GRUPO SIMEC SAB ADS|TRCM|TRC MARKETS LLC|100
SIM|GRUPO SIMEC SAB ADS|UBSA|UBS SECURITIES LLC|8693
SIM|GRUPO SIMEC SAB ADS|UBSS|UBS Securities LLC|2185
SIM|GRUPO SIMEC SAB ADS|VALX|VIRTU AMERICAS LLC|75
SIM|GRUPO SIMEC SAB ADS|VGRD|Vanguard Marketing Corporation|2122
SIM|GRUPO SIMEC SAB ADS|WCHV|WELLS FARGO SECURITIES, LLC|100
SIM|GRUPO SIMEC SAB ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|181
SIM|GRUPO SIMEC SAB ADS|WSEA|WOLVERINE SECURITIES, LLC|200
SIM|GRUPO SIMEC SAB ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
SIMO|SILICON MOTION TECHN|ALTX|Alternet Securities Inc.|5610
SIMO|SILICON MOTION TECHN|APCC|Apex Clearing Corporation|387
SIMO|SILICON MOTION TECHN|BARD|Robert W. Baird & Co. Incorporated|179
SIMO|SILICON MOTION TECHN|BATM|CBOE TRADING, INC.|1394
SIMO|SILICON MOTION TECHN|BAYT|BTIG, LLC|100
SIMO|SILICON MOTION TECHN|BBNT|BB&T SECURITIES, LLC|1675
SIMO|SILICON MOTION TECHN|BERN|Sanford C. Bernstein & Co., LLC|25552
SIMO|SILICON MOTION TECHN|BIDS|BIDS TRADING L.P.|100
SIMO|SILICON MOTION TECHN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|825
SIMO|SILICON MOTION TECHN|BYXM|CBOE TRADING, INC.|1230
SIMO|SILICON MOTION TECHN|BZYD|GOLDMAN SACHS & CO. LLC|900
SIMO|SILICON MOTION TECHN|CANT|Cantor Fitzgerald & Co.|612
SIMO|SILICON MOTION TECHN|CHAS|Charles Schwab & Co., Inc.|544
SIMO|SILICON MOTION TECHN|CIST|Capital Institutional Services, Inc.|128
SIMO|SILICON MOTION TECHN|CLSA|CLSA AMERICAS, LLC|200
SIMO|SILICON MOTION TECHN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76444
SIMO|SILICON MOTION TECHN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6834
SIMO|SILICON MOTION TECHN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138729
SIMO|SILICON MOTION TECHN|CTDL|Citadel Derivatives Group Llc|13574
SIMO|SILICON MOTION TECHN|CTLR|CUTLER GROUP, LP|116
SIMO|SILICON MOTION TECHN|CXCX|CITIGROUP GLOBAL MARKETS INC.|54388
SIMO|SILICON MOTION TECHN|DAVA|Davenport & Company LLC|17118
SIMO|SILICON MOTION TECHN|DBAB|Deutsche Bank Securities Inc.|122605
SIMO|SILICON MOTION TECHN|DBAX|Deutsche Bank Securities Inc.|152300
SIMO|SILICON MOTION TECHN|DEAN|MORGAN STANLEY|4136
SIMO|SILICON MOTION TECHN|DEGS|RONIN PROFESSIONAL LLC|800
SIMO|SILICON MOTION TECHN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|152
SIMO|SILICON MOTION TECHN|EBXL|EBX LLC|77100
SIMO|SILICON MOTION TECHN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1973
SIMO|SILICON MOTION TECHN|EDJO|Edward D. Jones & Co., L.P.|2745
SIMO|SILICON MOTION TECHN|EGAM|CBOE TRADING, INC.|4572
SIMO|SILICON MOTION TECHN|EGAW|CBOE TRADING, INC.|29
SIMO|SILICON MOTION TECHN|EGMT|EG MARKET TECHNOLOGIES LLC|1200
SIMO|SILICON MOTION TECHN|EGXM|CBOE TRADING, INC.|2986
SIMO|SILICON MOTION TECHN|ESPO|ESPOSITO SECURITIES, LLC|368
SIMO|SILICON MOTION TECHN|ETBE|Electronic Transaction Clearing, Inc.|200
SIMO|SILICON MOTION TECHN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8036
SIMO|SILICON MOTION TECHN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23313
SIMO|SILICON MOTION TECHN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|101
SIMO|SILICON MOTION TECHN|ETRS|E*Trade Securities LLC|42564
SIMO|SILICON MOTION TECHN|FBCO|Credit Suisse Securities (USA) LLC|189927
SIMO|SILICON MOTION TECHN|FILL|Tradestation Securities, Inc.|420
SIMO|SILICON MOTION TECHN|FMAF|NBCN Inc./ CDS|160
SIMO|SILICON MOTION TECHN|FOMA|TD AMERITRADE CLEARING, INC.|75813
SIMO|SILICON MOTION TECHN|FQLS|Quantlab Securities LP|87069
SIMO|SILICON MOTION TECHN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33299
SIMO|SILICON MOTION TECHN|FTBR|Foliofn Investments, Inc.|768
SIMO|SILICON MOTION TECHN|GEBB|GLOBAL EXECUTION BROKERS, LP|440
SIMO|SILICON MOTION TECHN|GLPX|ACS EXECUTION SERVICES, LLC|34409
SIMO|SILICON MOTION TECHN|GSCO|GOLDMAN SACHS & CO. LLC|214001
SIMO|SILICON MOTION TECHN|GSCS|GOLDMAN SACHS & CO. LLC|13193
SIMO|SILICON MOTION TECHN|GSLT|GOLDMAN SACHS & CO. LLC|1736
SIMO|SILICON MOTION TECHN|GTSZ|GTS SECURITIES LLC|40960
SIMO|SILICON MOTION TECHN|HRBF|American Enterprise Investment Services Inc.|1295
SIMO|SILICON MOTION TECHN|HSBC|HSBC Securities, Inc.|8797
SIMO|SILICON MOTION TECHN|IATS|INTERACTIVE BROKERS LLC|4689
SIMO|SILICON MOTION TECHN|IBKR|Interactive Brokers Llc|76523
SIMO|SILICON MOTION TECHN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1345
SIMO|SILICON MOTION TECHN|ICBX|INSTINET, LLC|15575
SIMO|SILICON MOTION TECHN|INCA|INSTINET, LLC|228065
SIMO|SILICON MOTION TECHN|INJX|INSTINET, LLC|8356
SIMO|SILICON MOTION TECHN|INTL|INTL FCSTONE FINANCIAL INC.|40
SIMO|SILICON MOTION TECHN|ITGI|ITG Inc.|31309
SIMO|SILICON MOTION TECHN|ITGP|ITG INC.|77600
SIMO|SILICON MOTION TECHN|JANY|Janney Montgomery Scott Inc.|2249
SIMO|SILICON MOTION TECHN|JEFF|JEFFERIES LLC|116131
SIMO|SILICON MOTION TECHN|JMPT|JUMP TRADING, LLC|31494
SIMO|SILICON MOTION TECHN|JPBX|J.P. MORGAN SECURITIES LLC|18302
SIMO|SILICON MOTION TECHN|JPMX|J.P. Morgan Securities LLC|300042
SIMO|SILICON MOTION TECHN|JSJX|JANE STREET CAPITAL LLC|1033
SIMO|SILICON MOTION TECHN|KCGM|VIRTU Americas LLC|35477
SIMO|SILICON MOTION TECHN|KEYB|KEYBANC CAPITAL MARKETS INC.|29242
SIMO|SILICON MOTION TECHN|LEHM|Barclays Capital Inc./Le|241336
SIMO|SILICON MOTION TECHN|LIME|Lime Brokerage LLC|98072
SIMO|SILICON MOTION TECHN|LQNA|LIQUIDNET, INC.|30700
SIMO|SILICON MOTION TECHN|LSCI|Lek Securities Corporation|66
SIMO|SILICON MOTION TECHN|LTCO|Ladenburg, Thalmann & Co., Inc.|1086
SIMO|SILICON MOTION TECHN|LVMR|LIVERMORE TRADING GROUP, INC.|4272
SIMO|SILICON MOTION TECHN|MAXM|Maxim Group LLC|4370
SIMO|SILICON MOTION TECHN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31162
SIMO|SILICON MOTION TECHN|MOTF|MOTIF INVESTING, INC.|35
SIMO|SILICON MOTION TECHN|MSCO|MORGAN STANLEY & CO. LLC|805193
SIMO|SILICON MOTION TECHN|MSPL|MORGAN STANLEY & CO. LLC|174900
SIMO|SILICON MOTION TECHN|MSTX|MORGAN STANLEY & CO. LLC|116400
SIMO|SILICON MOTION TECHN|NEED|Needham & Company, LLC|4525
SIMO|SILICON MOTION TECHN|NEUB|NEUBERGER BERMAN BD LLC|59
SIMO|SILICON MOTION TECHN|NFSC|National Financial Services LLC|37821
SIMO|SILICON MOTION TECHN|NITE|VIRTU Americas LLC|192013
SIMO|SILICON MOTION TECHN|NITP|VIRTU Americas LLC|2300
SIMO|SILICON MOTION TECHN|NQRB|Brut, LLC|12965
SIMO|SILICON MOTION TECHN|NTRC|Northern Trust Securities, Inc.|6163
SIMO|SILICON MOTION TECHN|OPCO|Oppenheimer & Co. Inc.|468
SIMO|SILICON MOTION TECHN|PCPT|PHILLIP CAPITAL INC.|100
SIMO|SILICON MOTION TECHN|PDQM|CODA MARKETS, INC.|160901
SIMO|SILICON MOTION TECHN|PHLY|NASDAQ Execution Services, LLC|6400
SIMO|SILICON MOTION TECHN|PIPR|Piper Jaffray & Co.|181
SIMO|SILICON MOTION TECHN|PWJC|UBS Financial Services, Inc.|2950
SIMO|SILICON MOTION TECHN|RAJA|Raymond James & Associates, Inc.|2619
SIMO|SILICON MOTION TECHN|RBCM|RBC CAPITAL MARKETS, LLC|1019
SIMO|SILICON MOTION TECHN|ROTH|Roth Capital Partners, LLC|21299
SIMO|SILICON MOTION TECHN|SAGL|SAGETRADER, LLC|16974
SIMO|SILICON MOTION TECHN|SBSH|Citigroup Global Markets Inc.|205276
SIMO|SILICON MOTION TECHN|SGMT|GOLDMAN SACHS & CO. LLC|80864
SIMO|SILICON MOTION TECHN|SPDR|SPEEDROUTE LLC|15919
SIMO|SILICON MOTION TECHN|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SIMO|SILICON MOTION TECHN|STFL|Stifel, Nicolaus & Company, Incorporated|9589
SIMO|SILICON MOTION TECHN|STKP|STOCKPILE INVESTMENTS, INC.|38
SIMO|SILICON MOTION TECHN|STXG|Stockcross Financial Services, Inc.|100
SIMO|SILICON MOTION TECHN|SWIM|TD Ameritrade, Inc.|44608
SIMO|SILICON MOTION TECHN|SWST|Hilltop Securities Inc.|375
SIMO|SILICON MOTION TECHN|TRBT|Tradebot Systems, Inc.|119967
SIMO|SILICON MOTION TECHN|TRCM|TRC MARKETS LLC|111427
SIMO|SILICON MOTION TECHN|UBSA|UBS SECURITIES LLC|278849
SIMO|SILICON MOTION TECHN|UBSS|UBS Securities LLC|493111
SIMO|SILICON MOTION TECHN|VALX|VIRTU AMERICAS LLC|3207
SIMO|SILICON MOTION TECHN|VERT|The Vertical Trading Group, LLC|16133
SIMO|SILICON MOTION TECHN|VGRD|Vanguard Marketing Corporation|2977
SIMO|SILICON MOTION TECHN|WCHV|WELLS FARGO SECURITIES, LLC|77640
SIMO|SILICON MOTION TECHN|WEED|Weeden & Co.L.P.|1300
SIMO|SILICON MOTION TECHN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2877
SIMO|SILICON MOTION TECHN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2251
SIMO|SILICON MOTION TECHN|WGIF|CIBC World Markets Inc.|450
SIMO|SILICON MOTION TECHN|WORD|Worden Capital Management LLC|1500
SIMO|SILICON MOTION TECHN|WSEA|WOLVERINE SECURITIES, LLC|3815
SIMO|SILICON MOTION TECHN|XIST|INSTINET, LLC|7200
SIMO|SILICON MOTION TECHN|XSTM|NATIONAL FINANCIAL SERVICES LLC|19200
SIMO|SILICON MOTION TECHN|YKNA|COMHAR CAPITAL MARKETS, LLC|8299
SIMO|SILICON MOTION TECHN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|228
SINA|SINA CORPORATION|ALTX|Alternet Securities Inc.|13500
SINA|SINA CORPORATION|APCC|Apex Clearing Corporation|6929
SINA|SINA CORPORATION|BANK|Primevest Financial Services, Inc.|50
SINA|SINA CORPORATION|BARD|Robert W. Baird & Co. Incorporated|951
SINA|SINA CORPORATION|BATM|CBOE TRADING, INC.|9792
SINA|SINA CORPORATION|BAYC|BAY CREST PARTNERS, LLC|9685
SINA|SINA CORPORATION|BAYT|BTIG, LLC|5995
SINA|SINA CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|27758
SINA|SINA CORPORATION|BIMI|Banca IMI Securities Corp.|389
SINA|SINA CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10789
SINA|SINA CORPORATION|BMOC|BMO Capital Markets Corp.|3118
SINA|SINA CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|17157
SINA|SINA CORPORATION|BRGE|Newbridge Securities Corp.|1090
SINA|SINA CORPORATION|BTIG|BTIG, LLC|30642
SINA|SINA CORPORATION|BYXM|CBOE TRADING, INC.|1607
SINA|SINA CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|200
SINA|SINA CORPORATION|CANT|Cantor Fitzgerald & Co.|532
SINA|SINA CORPORATION|CHAS|Charles Schwab & Co., Inc.|2400
SINA|SINA CORPORATION|CHBC|PENSERRA SECURITIES, LLC|60000
SINA|SINA CORPORATION|CIST|Capital Institutional Services, Inc.|5167
SINA|SINA CORPORATION|CLSA|CLSA AMERICAS, LLC|100
SINA|SINA CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108156
SINA|SINA CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1365
SINA|SINA CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28102
SINA|SINA CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|306732
SINA|SINA CORPORATION|CTDL|Citadel Derivatives Group Llc|36118
SINA|SINA CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|36364
SINA|SINA CORPORATION|DADA|D.A. Davidson & Co.|26
SINA|SINA CORPORATION|DAWA|Daiwa Capital Markets America Inc.|30
SINA|SINA CORPORATION|DBAB|Deutsche Bank Securities Inc.|329374
SINA|SINA CORPORATION|DBAX|Deutsche Bank Securities Inc.|192900
SINA|SINA CORPORATION|DBUL|Deutsche Bank Securities Inc.|22955
SINA|SINA CORPORATION|DCHF|Dart Executions, LLC|11262
SINA|SINA CORPORATION|DEAN|MORGAN STANLEY|2378
SINA|SINA CORPORATION|DEGS|RONIN PROFESSIONAL LLC|400
SINA|SINA CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8233
SINA|SINA CORPORATION|DRWK|DRW SECURITIES, L.L.C.|45228
SINA|SINA CORPORATION|EBXL|EBX LLC|128900
SINA|SINA CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|11952
SINA|SINA CORPORATION|EDJC|Edward Jones / CDS|72
SINA|SINA CORPORATION|EDJO|Edward D. Jones & Co., L.P.|1220
SINA|SINA CORPORATION|EGAM|CBOE TRADING, INC.|6476
SINA|SINA CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|962
SINA|SINA CORPORATION|EGXM|CBOE TRADING, INC.|1963
SINA|SINA CORPORATION|ELEV|ELEVATION, LLC|6481
SINA|SINA CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|2595
SINA|SINA CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|29736
SINA|SINA CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|674
SINA|SINA CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3950
SINA|SINA CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47282
SINA|SINA CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|228
SINA|SINA CORPORATION|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9500
SINA|SINA CORPORATION|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|81100
SINA|SINA CORPORATION|ETRS|E*Trade Securities LLC|154475
SINA|SINA CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|984375
SINA|SINA CORPORATION|FILL|Tradestation Securities, Inc.|7631
SINA|SINA CORPORATION|FMAF|NBCN Inc./ CDS|5468
SINA|SINA CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|438272
SINA|SINA CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3345
SINA|SINA CORPORATION|FQLS|Quantlab Securities LP|410275
SINA|SINA CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47471
SINA|SINA CORPORATION|FTBR|Foliofn Investments, Inc.|3664
SINA|SINA CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|13532
SINA|SINA CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|31098
SINA|SINA CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|682106
SINA|SINA CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|36604
SINA|SINA CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|7639
SINA|SINA CORPORATION|GTSZ|GTS SECURITIES LLC|44285
SINA|SINA CORPORATION|HAPX|HAP Trading, LLC|3953
SINA|SINA CORPORATION|HRBF|American Enterprise Investment Services Inc.|3372
SINA|SINA CORPORATION|HSBC|HSBC Securities, Inc.|123961
SINA|SINA CORPORATION|IATS|INTERACTIVE BROKERS LLC|50081
SINA|SINA CORPORATION|IBKR|Interactive Brokers Llc|371221
SINA|SINA CORPORATION|ICBX|INSTINET, LLC|32140
SINA|SINA CORPORATION|INCA|INSTINET, LLC|647305
SINA|SINA CORPORATION|INJX|INSTINET, LLC|7157
SINA|SINA CORPORATION|ITGI|ITG Inc.|17820
SINA|SINA CORPORATION|ITGP|ITG INC.|77000
SINA|SINA CORPORATION|JANY|Janney Montgomery Scott Inc.|201
SINA|SINA CORPORATION|JEFF|JEFFERIES LLC|40554
SINA|SINA CORPORATION|JMPT|JUMP TRADING, LLC|41296
SINA|SINA CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|50186
SINA|SINA CORPORATION|JPMX|J.P. Morgan Securities LLC|287956
SINA|SINA CORPORATION|JSJX|JANE STREET CAPITAL LLC|73109
SINA|SINA CORPORATION|KCGM|VIRTU Americas LLC|23488
SINA|SINA CORPORATION|KEYB|KEYBANC CAPITAL MARKETS INC.|7162
SINA|SINA CORPORATION|LEER|LEERINK PARTNERS LLC|370
SINA|SINA CORPORATION|LEHM|Barclays Capital Inc./Le|851431
SINA|SINA CORPORATION|LIME|Lime Brokerage LLC|256413
SINA|SINA CORPORATION|LSCI|Lek Securities Corporation|338
SINA|SINA CORPORATION|MACQ|Macquarie Capital (USA) Inc.|194
SINA|SINA CORPORATION|MAXM|Maxim Group LLC|300
SINA|SINA CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|100
SINA|SINA CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60368
SINA|SINA CORPORATION|MOTF|MOTIF INVESTING, INC.|180
SINA|SINA CORPORATION|MPSG|E D & F Man Capital Markets Inc.|15568
SINA|SINA CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|2175264
SINA|SINA CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|259500
SINA|SINA CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|46800
SINA|SINA CORPORATION|NFSC|National Financial Services LLC|144089
SINA|SINA CORPORATION|NITE|VIRTU Americas LLC|631941
SINA|SINA CORPORATION|NITP|VIRTU Americas LLC|4352
SINA|SINA CORPORATION|NMRA|Nomura Securities International, Inc.|2800
SINA|SINA CORPORATION|NQRB|Brut, LLC|11364
SINA|SINA CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|25583
SINA|SINA CORPORATION|OPCO|Oppenheimer & Co. Inc.|3374
SINA|SINA CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2564
SINA|SINA CORPORATION|PCPT|PHILLIP CAPITAL INC.|599
SINA|SINA CORPORATION|PDQM|CODA MARKETS, INC.|71477
SINA|SINA CORPORATION|PHLY|NASDAQ Execution Services, LLC|2200
SINA|SINA CORPORATION|PICT|Pictet Overseas Inc.|192
SINA|SINA CORPORATION|PIPR|Piper Jaffray & Co.|1000
SINA|SINA CORPORATION|PNSR|Penserra Securities, LLC|25777
SINA|SINA CORPORATION|RAJA|Raymond James & Associates, Inc.|5130
SINA|SINA CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|405
SINA|SINA CORPORATION|SAGL|SAGETRADER, LLC|22208
SINA|SINA CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|24
SINA|SINA CORPORATION|SBSH|Citigroup Global Markets Inc.|388976
SINA|SINA CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|79352
SINA|SINA CORPORATION|SPDR|SPEEDROUTE LLC|9232
SINA|SINA CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1900
SINA|SINA CORPORATION|STXG|Stockcross Financial Services, Inc.|5
SINA|SINA CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|95
SINA|SINA CORPORATION|SWIM|TD Ameritrade, Inc.|51568
SINA|SINA CORPORATION|SWST|Hilltop Securities Inc.|705
SINA|SINA CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|5020
SINA|SINA CORPORATION|TRBT|Tradebot Systems, Inc.|226629
SINA|SINA CORPORATION|TRCM|TRC MARKETS LLC|180271
SINA|SINA CORPORATION|TWTT|TASTYWORKS, INC.|140
SINA|SINA CORPORATION|UBSA|UBS SECURITIES LLC|571722
SINA|SINA CORPORATION|UBSS|UBS Securities LLC|1224355
SINA|SINA CORPORATION|VALX|VIRTU AMERICAS LLC|29960
SINA|SINA CORPORATION|VGRD|Vanguard Marketing Corporation|6753
SINA|SINA CORPORATION|VNDM|Wall Street Access|5170
SINA|SINA CORPORATION|VSIN|Vision Financial Markets Llc|101
SINA|SINA CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|2657
SINA|SINA CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|50152
SINA|SINA CORPORATION|WEDB|WEDBUSH SECURITIES INC.|8550
SINA|SINA CORPORATION|WEED|Weeden & Co.L.P.|1242
SINA|SINA CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13176
SINA|SINA CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69929
SINA|SINA CORPORATION|WGIF|CIBC World Markets Inc.|14680
SINA|SINA CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|11003
SINA|SINA CORPORATION|XIST|INSTINET, LLC|18044
SINA|SINA CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|3850
SINA|SINA CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|9587
SINA|SINA CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13266
SINO|SINO-GLOBAL SHIPPING|APCC|Apex Clearing Corporation|3611
SINO|SINO-GLOBAL SHIPPING|BATM|CBOE TRADING, INC.|600
SINO|SINO-GLOBAL SHIPPING|BIMI|Banca IMI Securities Corp.|10000
SINO|SINO-GLOBAL SHIPPING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4995
SINO|SINO-GLOBAL SHIPPING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8202
SINO|SINO-GLOBAL SHIPPING|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
SINO|SINO-GLOBAL SHIPPING|DBAB|Deutsche Bank Securities Inc.|4291
SINO|SINO-GLOBAL SHIPPING|DBAX|Deutsche Bank Securities Inc.|1100
SINO|SINO-GLOBAL SHIPPING|DEGS|RONIN PROFESSIONAL LLC|9450
SINO|SINO-GLOBAL SHIPPING|EBXL|EBX LLC|1200
SINO|SINO-GLOBAL SHIPPING|EDJO|Edward D. Jones & Co., L.P.|1200
SINO|SINO-GLOBAL SHIPPING|EGAM|CBOE TRADING, INC.|700
SINO|SINO-GLOBAL SHIPPING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|426
SINO|SINO-GLOBAL SHIPPING|ETRS|E*Trade Securities LLC|68120
SINO|SINO-GLOBAL SHIPPING|FBCO|Credit Suisse Securities (USA) LLC|12733
SINO|SINO-GLOBAL SHIPPING|FILL|Tradestation Securities, Inc.|9321
SINO|SINO-GLOBAL SHIPPING|FMAF|NBCN Inc./ CDS|2698
SINO|SINO-GLOBAL SHIPPING|FOMA|TD AMERITRADE CLEARING, INC.|300669
SINO|SINO-GLOBAL SHIPPING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|204
SINO|SINO-GLOBAL SHIPPING|FTBR|Foliofn Investments, Inc.|760
SINO|SINO-GLOBAL SHIPPING|GEBB|GLOBAL EXECUTION BROKERS, LP|345
SINO|SINO-GLOBAL SHIPPING|GLPX|ACS EXECUTION SERVICES, LLC|3900
SINO|SINO-GLOBAL SHIPPING|GSCO|GOLDMAN SACHS & CO. LLC|5936
SINO|SINO-GLOBAL SHIPPING|GSLT|GOLDMAN SACHS & CO. LLC|1100
SINO|SINO-GLOBAL SHIPPING|GTSZ|GTS SECURITIES LLC|500
SINO|SINO-GLOBAL SHIPPING|IATS|INTERACTIVE BROKERS LLC|21799
SINO|SINO-GLOBAL SHIPPING|IBKR|Interactive Brokers Llc|224233
SINO|SINO-GLOBAL SHIPPING|ICBX|INSTINET, LLC|3320
SINO|SINO-GLOBAL SHIPPING|INCA|INSTINET, LLC|30514
SINO|SINO-GLOBAL SHIPPING|ITGI|ITG Inc.|1090
SINO|SINO-GLOBAL SHIPPING|ITGP|ITG INC.|8200
SINO|SINO-GLOBAL SHIPPING|JEFF|JEFFERIES LLC|100
SINO|SINO-GLOBAL SHIPPING|JMPT|JUMP TRADING, LLC|270
SINO|SINO-GLOBAL SHIPPING|JPMX|J.P. Morgan Securities LLC|750
SINO|SINO-GLOBAL SHIPPING|KCGM|VIRTU Americas LLC|300
SINO|SINO-GLOBAL SHIPPING|LEHM|Barclays Capital Inc./Le|23848
SINO|SINO-GLOBAL SHIPPING|LIME|Lime Brokerage LLC|22461
SINO|SINO-GLOBAL SHIPPING|MAXM|Maxim Group LLC|155598
SINO|SINO-GLOBAL SHIPPING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
SINO|SINO-GLOBAL SHIPPING|MOTF|MOTIF INVESTING, INC.|1
SINO|SINO-GLOBAL SHIPPING|MSCO|MORGAN STANLEY & CO. LLC|116478
SINO|SINO-GLOBAL SHIPPING|MSPL|MORGAN STANLEY & CO. LLC|200
SINO|SINO-GLOBAL SHIPPING|NFSC|National Financial Services LLC|123608
SINO|SINO-GLOBAL SHIPPING|NITE|VIRTU Americas LLC|415378
SINO|SINO-GLOBAL SHIPPING|NITP|VIRTU Americas LLC|1200
SINO|SINO-GLOBAL SHIPPING|NQRB|Brut, LLC|7675
SINO|SINO-GLOBAL SHIPPING|OPCO|Oppenheimer & Co. Inc.|3225
SINO|SINO-GLOBAL SHIPPING|PCPT|PHILLIP CAPITAL INC.|6400
SINO|SINO-GLOBAL SHIPPING|PDQM|CODA MARKETS, INC.|7269
SINO|SINO-GLOBAL SHIPPING|SAGL|SAGETRADER, LLC|100
SINO|SINO-GLOBAL SHIPPING|SBSH|Citigroup Global Markets Inc.|10301
SINO|SINO-GLOBAL SHIPPING|SGMT|GOLDMAN SACHS & CO. LLC|4655
SINO|SINO-GLOBAL SHIPPING|SOGO|Wang Investment Associates, Inc.|2000
SINO|SINO-GLOBAL SHIPPING|SPDR|SPEEDROUTE LLC|590
SINO|SINO-GLOBAL SHIPPING|SWIM|TD Ameritrade, Inc.|76524
SINO|SINO-GLOBAL SHIPPING|TKNG|ALLY INVEST SECURITIES LLC|5768
SINO|SINO-GLOBAL SHIPPING|TRCM|TRC MARKETS LLC|1884
SINO|SINO-GLOBAL SHIPPING|UBSA|UBS SECURITIES LLC|20358
SINO|SINO-GLOBAL SHIPPING|UBSS|UBS Securities LLC|30702
SINO|SINO-GLOBAL SHIPPING|VALX|VIRTU AMERICAS LLC|208
SINO|SINO-GLOBAL SHIPPING|VGRD|Vanguard Marketing Corporation|30744
SINO|SINO-GLOBAL SHIPPING|WCHV|WELLS FARGO SECURITIES, LLC|15591
SINO|SINO-GLOBAL SHIPPING|WSEA|WOLVERINE SECURITIES, LLC|7303
SINO|SINO-GLOBAL SHIPPING|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SIR|SELECT INC REIT CM|ALTX|Alternet Securities Inc.|4600
SIR|SELECT INC REIT CM|APCC|Apex Clearing Corporation|269
SIR|SELECT INC REIT CM|AQUA|AQUA SECURITIES L.P.|6700
SIR|SELECT INC REIT CM|BANK|Primevest Financial Services, Inc.|738
SIR|SELECT INC REIT CM|BATM|CBOE TRADING, INC.|3738
SIR|SELECT INC REIT CM|BAYC|BAY CREST PARTNERS, LLC|56
SIR|SELECT INC REIT CM|BERN|Sanford C. Bernstein & Co., LLC|11755
SIR|SELECT INC REIT CM|BIDS|BIDS TRADING L.P.|300
SIR|SELECT INC REIT CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9118
SIR|SELECT INC REIT CM|BLKX|INSTINET, LLC|65653
SIR|SELECT INC REIT CM|BMOC|BMO Capital Markets Corp.|10112
SIR|SELECT INC REIT CM|BNPX|BNP PARIBAS SECURITIES CORP.|11021
SIR|SELECT INC REIT CM|BTIG|BTIG, LLC|14140
SIR|SELECT INC REIT CM|BYXM|CBOE TRADING, INC.|1556
SIR|SELECT INC REIT CM|BZYD|GOLDMAN SACHS & CO. LLC|3636
SIR|SELECT INC REIT CM|CHAS|Charles Schwab & Co., Inc.|16987
SIR|SELECT INC REIT CM|CIST|Capital Institutional Services, Inc.|180
SIR|SELECT INC REIT CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41171
SIR|SELECT INC REIT CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|220
SIR|SELECT INC REIT CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13900
SIR|SELECT INC REIT CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66452
SIR|SELECT INC REIT CM|CTDL|Citadel Derivatives Group Llc|26880
SIR|SELECT INC REIT CM|CTLR|CUTLER GROUP, LP|600
SIR|SELECT INC REIT CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|15178
SIR|SELECT INC REIT CM|DADA|D.A. Davidson & Co.|1500
SIR|SELECT INC REIT CM|DBAB|Deutsche Bank Securities Inc.|262531
SIR|SELECT INC REIT CM|DBAX|Deutsche Bank Securities Inc.|66500
SIR|SELECT INC REIT CM|DEAN|MORGAN STANLEY|1500
SIR|SELECT INC REIT CM|DEGS|RONIN PROFESSIONAL LLC|595
SIR|SELECT INC REIT CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|228
SIR|SELECT INC REIT CM|EBXL|EBX LLC|77300
SIR|SELECT INC REIT CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1325
SIR|SELECT INC REIT CM|EDJO|Edward D. Jones & Co., L.P.|1772
SIR|SELECT INC REIT CM|EGAM|CBOE TRADING, INC.|7004
SIR|SELECT INC REIT CM|EGXM|CBOE TRADING, INC.|3508
SIR|SELECT INC REIT CM|EGXW|CBOE TRADING, INC.|1
SIR|SELECT INC REIT CM|ESPO|ESPOSITO SECURITIES, LLC|27
SIR|SELECT INC REIT CM|ETBE|Electronic Transaction Clearing, Inc.|5735
SIR|SELECT INC REIT CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7420
SIR|SELECT INC REIT CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7196
SIR|SELECT INC REIT CM|ETRS|E*Trade Securities LLC|10164
SIR|SELECT INC REIT CM|FBCO|Credit Suisse Securities (USA) LLC|246267
SIR|SELECT INC REIT CM|FINX|FINTECH SECURITIES|700
SIR|SELECT INC REIT CM|FMAF|NBCN Inc./ CDS|100
SIR|SELECT INC REIT CM|FOMA|TD AMERITRADE CLEARING, INC.|73477
SIR|SELECT INC REIT CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93600
SIR|SELECT INC REIT CM|FTBR|Foliofn Investments, Inc.|260
SIR|SELECT INC REIT CM|GEBB|GLOBAL EXECUTION BROKERS, LP|24599
SIR|SELECT INC REIT CM|GLPX|ACS EXECUTION SERVICES, LLC|1012
SIR|SELECT INC REIT CM|GSCO|GOLDMAN SACHS & CO. LLC|732167
SIR|SELECT INC REIT CM|GSCS|GOLDMAN SACHS & CO. LLC|7570
SIR|SELECT INC REIT CM|GSLT|GOLDMAN SACHS & CO. LLC|537
SIR|SELECT INC REIT CM|GTSZ|GTS SECURITIES LLC|8832
SIR|SELECT INC REIT CM|HRBF|American Enterprise Investment Services Inc.|8778
SIR|SELECT INC REIT CM|HSBC|HSBC Securities, Inc.|100
SIR|SELECT INC REIT CM|IATS|INTERACTIVE BROKERS LLC|1920
SIR|SELECT INC REIT CM|IBKR|Interactive Brokers Llc|40050
SIR|SELECT INC REIT CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12
SIR|SELECT INC REIT CM|ICBX|INSTINET, LLC|30182
SIR|SELECT INC REIT CM|IEQY|CITADEL SECURITIES LLC|42458
SIR|SELECT INC REIT CM|INCA|INSTINET, LLC|133705
SIR|SELECT INC REIT CM|INJX|INSTINET, LLC|3121
SIR|SELECT INC REIT CM|ITGI|ITG Inc.|201570
SIR|SELECT INC REIT CM|ITGP|ITG INC.|52400
SIR|SELECT INC REIT CM|JANY|Janney Montgomery Scott Inc.|1348
SIR|SELECT INC REIT CM|JEFF|JEFFERIES LLC|62655
SIR|SELECT INC REIT CM|JMPT|JUMP TRADING, LLC|10115
SIR|SELECT INC REIT CM|JONE|JonesTrading|4152
SIR|SELECT INC REIT CM|JPBX|J.P. MORGAN SECURITIES LLC|13599
SIR|SELECT INC REIT CM|JPMX|J.P. Morgan Securities LLC|161011
SIR|SELECT INC REIT CM|JSJX|JANE STREET CAPITAL LLC|485
SIR|SELECT INC REIT CM|KCGM|VIRTU Americas LLC|21670
SIR|SELECT INC REIT CM|LEHM|Barclays Capital Inc./Le|289889
SIR|SELECT INC REIT CM|LIME|Lime Brokerage LLC|179838
SIR|SELECT INC REIT CM|LMGP|LIME BROKERAGE LLC|15853
SIR|SELECT INC REIT CM|LOOP|Loop Capital Markets LLC|2855
SIR|SELECT INC REIT CM|LQNA|LIQUIDNET, INC.|15000
SIR|SELECT INC REIT CM|LSCI|Lek Securities Corporation|501
SIR|SELECT INC REIT CM|MAXM|Maxim Group LLC|6281
SIR|SELECT INC REIT CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63123
SIR|SELECT INC REIT CM|MOTF|MOTIF INVESTING, INC.|5
SIR|SELECT INC REIT CM|MSCO|MORGAN STANLEY & CO. LLC|689908
SIR|SELECT INC REIT CM|MSPL|MORGAN STANLEY & CO. LLC|64700
SIR|SELECT INC REIT CM|MSTX|MORGAN STANLEY & CO. LLC|21200
SIR|SELECT INC REIT CM|NFSC|National Financial Services LLC|88909
SIR|SELECT INC REIT CM|NITE|VIRTU Americas LLC|171591
SIR|SELECT INC REIT CM|NITP|VIRTU Americas LLC|2700
SIR|SELECT INC REIT CM|NQRB|Brut, LLC|17141
SIR|SELECT INC REIT CM|NTRC|Northern Trust Securities, Inc.|2349
SIR|SELECT INC REIT CM|OPCO|Oppenheimer & Co. Inc.|1330
SIR|SELECT INC REIT CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4281
SIR|SELECT INC REIT CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|12410
SIR|SELECT INC REIT CM|PDQM|CODA MARKETS, INC.|12943
SIR|SELECT INC REIT CM|PWJC|UBS Financial Services, Inc.|350
SIR|SELECT INC REIT CM|RAJA|Raymond James & Associates, Inc.|5788
SIR|SELECT INC REIT CM|RBCM|RBC CAPITAL MARKETS, LLC|14249
SIR|SELECT INC REIT CM|SAGL|SAGETRADER, LLC|605
SIR|SELECT INC REIT CM|SAGW|SAGETRADER, LLC|263
SIR|SELECT INC REIT CM|SBSH|Citigroup Global Markets Inc.|156248
SIR|SELECT INC REIT CM|SGMT|GOLDMAN SACHS & CO. LLC|56538
SIR|SELECT INC REIT CM|SPDR|SPEEDROUTE LLC|902
SIR|SELECT INC REIT CM|STFL|Stifel, Nicolaus & Company, Incorporated|3345
SIR|SELECT INC REIT CM|SWIM|TD Ameritrade, Inc.|19633
SIR|SELECT INC REIT CM|SWST|Hilltop Securities Inc.|607
SIR|SELECT INC REIT CM|TKNG|ALLY INVEST SECURITIES LLC|360
SIR|SELECT INC REIT CM|TONC|CUTTONE & CO., LLC|1631
SIR|SELECT INC REIT CM|TRBT|Tradebot Systems, Inc.|100352
SIR|SELECT INC REIT CM|TRCM|TRC MARKETS LLC|65742
SIR|SELECT INC REIT CM|UBSA|UBS SECURITIES LLC|202891
SIR|SELECT INC REIT CM|UBSS|UBS Securities LLC|366735
SIR|SELECT INC REIT CM|VALX|VIRTU AMERICAS LLC|3740
SIR|SELECT INC REIT CM|VGRD|Vanguard Marketing Corporation|10779
SIR|SELECT INC REIT CM|WCHV|WELLS FARGO SECURITIES, LLC|46685
SIR|SELECT INC REIT CM|WEED|Weeden & Co.L.P.|651
SIR|SELECT INC REIT CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2734
SIR|SELECT INC REIT CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3244
SIR|SELECT INC REIT CM|WGIF|CIBC World Markets Inc.|480
SIR|SELECT INC REIT CM|WSEA|WOLVERINE SECURITIES, LLC|579
SIR|SELECT INC REIT CM|XIST|INSTINET, LLC|29090
SIR|SELECT INC REIT CM|XPQR|Jump Trading|96
SIR|SELECT INC REIT CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7188
SIR|SELECT INC REIT CM|YKNA|COMHAR CAPITAL MARKETS, LLC|103
SIR|SELECT INC REIT CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26082
SIRI|SIRIUS XM HOLDINGS I|ABLE|NATIXIS Securities Americas LLC|112564
SIRI|SIRIUS XM HOLDINGS I|ADAM|CANACCORD GENUITY INC.|70760
SIRI|SIRIUS XM HOLDINGS I|AGIS|Aegis Capital Corp.|98250
SIRI|SIRIUS XM HOLDINGS I|ALFA|ALPHA TRADING L.P.|85936
SIRI|SIRIUS XM HOLDINGS I|ALLN|Allen & Company LLC|1000
SIRI|SIRIUS XM HOLDINGS I|ALTX|Alternet Securities Inc.|102953
SIRI|SIRIUS XM HOLDINGS I|AMRI|AMERICAS EXECUTIONS, LLC|68200
SIRI|SIRIUS XM HOLDINGS I|ANOS|ABEL/NOSER, L.L.C.|7200
SIRI|SIRIUS XM HOLDINGS I|APCC|Apex Clearing Corporation|129234
SIRI|SIRIUS XM HOLDINGS I|AQUA|AQUA SECURITIES L.P.|13300
SIRI|SIRIUS XM HOLDINGS I|BALE|M&T SECURITIES, INC.|1500
SIRI|SIRIUS XM HOLDINGS I|BANK|Primevest Financial Services, Inc.|2210
SIRI|SIRIUS XM HOLDINGS I|BARD|Robert W. Baird & Co. Incorporated|217936
SIRI|SIRIUS XM HOLDINGS I|BATM|CBOE TRADING, INC.|36649
SIRI|SIRIUS XM HOLDINGS I|BAYC|BAY CREST PARTNERS, LLC|40000
SIRI|SIRIUS XM HOLDINGS I|BAYT|BTIG, LLC|44200
SIRI|SIRIUS XM HOLDINGS I|BBNT|BB&T SECURITIES, LLC|21644
SIRI|SIRIUS XM HOLDINGS I|BCMX|BERENBERG CAPITAL MARKETS LLC|200
SIRI|SIRIUS XM HOLDINGS I|BERN|Sanford C. Bernstein & Co., LLC|1706517
SIRI|SIRIUS XM HOLDINGS I|BIDS|BIDS TRADING L.P.|334649
SIRI|SIRIUS XM HOLDINGS I|BIMI|Banca IMI Securities Corp.|13476
SIRI|SIRIUS XM HOLDINGS I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|196302
SIRI|SIRIUS XM HOLDINGS I|BLKX|INSTINET, LLC|1053370
SIRI|SIRIUS XM HOLDINGS I|BMOC|BMO Capital Markets Corp.|9483
SIRI|SIRIUS XM HOLDINGS I|BNPX|BNP PARIBAS SECURITIES CORP.|2268236
SIRI|SIRIUS XM HOLDINGS I|BTIG|BTIG, LLC|6034593
SIRI|SIRIUS XM HOLDINGS I|BYXM|CBOE TRADING, INC.|19911
SIRI|SIRIUS XM HOLDINGS I|CANT|Cantor Fitzgerald & Co.|21074
SIRI|SIRIUS XM HOLDINGS I|CBLC|CITIGROUP GLOBAL MARKETS INC.|297552
SIRI|SIRIUS XM HOLDINGS I|CHAS|Charles Schwab & Co., Inc.|82653
SIRI|SIRIUS XM HOLDINGS I|CHLM|Craig-Hallum Capital Group LLC|3700
SIRI|SIRIUS XM HOLDINGS I|CIST|Capital Institutional Services, Inc.|11391
SIRI|SIRIUS XM HOLDINGS I|CMPT|Compass Point Research & Trading, LLC|244049
SIRI|SIRIUS XM HOLDINGS I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3494853
SIRI|SIRIUS XM HOLDINGS I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|115
SIRI|SIRIUS XM HOLDINGS I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|125259
SIRI|SIRIUS XM HOLDINGS I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8757967
SIRI|SIRIUS XM HOLDINGS I|CTDE|CHOICETRADE|158
SIRI|SIRIUS XM HOLDINGS I|CTDL|Citadel Derivatives Group Llc|245570
SIRI|SIRIUS XM HOLDINGS I|CXCX|CITIGROUP GLOBAL MARKETS INC.|2238024
SIRI|SIRIUS XM HOLDINGS I|DADA|D.A. Davidson & Co.|3550
SIRI|SIRIUS XM HOLDINGS I|DAVA|Davenport & Company LLC|800
SIRI|SIRIUS XM HOLDINGS I|DBAB|Deutsche Bank Securities Inc.|7807291
SIRI|SIRIUS XM HOLDINGS I|DBAX|Deutsche Bank Securities Inc.|8054000
SIRI|SIRIUS XM HOLDINGS I|DBUL|Deutsche Bank Securities Inc.|13700
SIRI|SIRIUS XM HOLDINGS I|DCHF|Dart Executions, LLC|6347
SIRI|SIRIUS XM HOLDINGS I|DEAN|MORGAN STANLEY|130475
SIRI|SIRIUS XM HOLDINGS I|DEGS|RONIN PROFESSIONAL LLC|5424
SIRI|SIRIUS XM HOLDINGS I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|99777
SIRI|SIRIUS XM HOLDINGS I|DREX|Drexel Hamilton, LLC|49
SIRI|SIRIUS XM HOLDINGS I|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|12980
SIRI|SIRIUS XM HOLDINGS I|EBXL|EBX LLC|3583800
SIRI|SIRIUS XM HOLDINGS I|ECUT|CONVERGEX EXECUTION SOLUTIONS|88909
SIRI|SIRIUS XM HOLDINGS I|EDJC|Edward Jones / CDS|1700
SIRI|SIRIUS XM HOLDINGS I|EDJO|Edward D. Jones & Co., L.P.|32413
SIRI|SIRIUS XM HOLDINGS I|EGAM|CBOE TRADING, INC.|96397
SIRI|SIRIUS XM HOLDINGS I|EGAW|CBOE TRADING, INC.|1039
SIRI|SIRIUS XM HOLDINGS I|EGXM|CBOE TRADING, INC.|25680
SIRI|SIRIUS XM HOLDINGS I|ETBE|Electronic Transaction Clearing, Inc.|887565
SIRI|SIRIUS XM HOLDINGS I|ETCB|ETC BROKERAGE SERVICES, LLC|392328
SIRI|SIRIUS XM HOLDINGS I|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|84666
SIRI|SIRIUS XM HOLDINGS I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|118842
SIRI|SIRIUS XM HOLDINGS I|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2395
SIRI|SIRIUS XM HOLDINGS I|ETRS|E*Trade Securities LLC|4823139
SIRI|SIRIUS XM HOLDINGS I|FBCO|Credit Suisse Securities (USA) LLC|7470731
SIRI|SIRIUS XM HOLDINGS I|FBSB|U.S. Bancorp Investments, Inc.|26065
SIRI|SIRIUS XM HOLDINGS I|FFSI|Firstrade Securities Inc.|2200
SIRI|SIRIUS XM HOLDINGS I|FIDT|Fidelity Clearing Canada ULC./ CDS|2107
SIRI|SIRIUS XM HOLDINGS I|FILL|Tradestation Securities, Inc.|118998
SIRI|SIRIUS XM HOLDINGS I|FINX|FINTECH SECURITIES|4350
SIRI|SIRIUS XM HOLDINGS I|FMAF|NBCN Inc./ CDS|71114
SIRI|SIRIUS XM HOLDINGS I|FOMA|TD AMERITRADE CLEARING, INC.|12092176
SIRI|SIRIUS XM HOLDINGS I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20956
SIRI|SIRIUS XM HOLDINGS I|FQLS|Quantlab Securities LP|1324986
SIRI|SIRIUS XM HOLDINGS I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|395752
SIRI|SIRIUS XM HOLDINGS I|FTBR|Foliofn Investments, Inc.|11934
SIRI|SIRIUS XM HOLDINGS I|GEBB|GLOBAL EXECUTION BROKERS, LP|1120706
SIRI|SIRIUS XM HOLDINGS I|GLIS|TD Securities Inc|1500
SIRI|SIRIUS XM HOLDINGS I|GLPX|ACS EXECUTION SERVICES, LLC|75975
SIRI|SIRIUS XM HOLDINGS I|GSCO|GOLDMAN SACHS & CO. LLC|20224021
SIRI|SIRIUS XM HOLDINGS I|GSCS|GOLDMAN SACHS & CO. LLC|772377
SIRI|SIRIUS XM HOLDINGS I|GSLT|GOLDMAN SACHS & CO. LLC|153849
SIRI|SIRIUS XM HOLDINGS I|GTSZ|GTS SECURITIES LLC|1490156
SIRI|SIRIUS XM HOLDINGS I|GUGS|Guggenheim Securities, LLC|500
SIRI|SIRIUS XM HOLDINGS I|HAPX|HAP Trading, LLC|5300
SIRI|SIRIUS XM HOLDINGS I|HASF|Haywood Securities Inc./CDS|10000
SIRI|SIRIUS XM HOLDINGS I|HRBF|American Enterprise Investment Services Inc.|95896
SIRI|SIRIUS XM HOLDINGS I|HSBC|HSBC Securities, Inc.|18477
SIRI|SIRIUS XM HOLDINGS I|IATS|INTERACTIVE BROKERS LLC|210040
SIRI|SIRIUS XM HOLDINGS I|IBKR|Interactive Brokers Llc|1240918
SIRI|SIRIUS XM HOLDINGS I|IBSJ|Integrity Brokerage Services, Inc.|10190
SIRI|SIRIUS XM HOLDINGS I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|701
SIRI|SIRIUS XM HOLDINGS I|ICBX|INSTINET, LLC|3784466
SIRI|SIRIUS XM HOLDINGS I|IEQY|CITADEL SECURITIES LLC|1340816
SIRI|SIRIUS XM HOLDINGS I|INCA|INSTINET, LLC|7632578
SIRI|SIRIUS XM HOLDINGS I|INJX|INSTINET, LLC|339212
SIRI|SIRIUS XM HOLDINGS I|ITGI|ITG Inc.|696789
SIRI|SIRIUS XM HOLDINGS I|ITGP|ITG INC.|7557000
SIRI|SIRIUS XM HOLDINGS I|JANY|Janney Montgomery Scott Inc.|36986
SIRI|SIRIUS XM HOLDINGS I|JEFF|JEFFERIES LLC|6140413
SIRI|SIRIUS XM HOLDINGS I|JMPT|JUMP TRADING, LLC|292174
SIRI|SIRIUS XM HOLDINGS I|JONE|JonesTrading|9950
SIRI|SIRIUS XM HOLDINGS I|JPBX|J.P. MORGAN SECURITIES LLC|1002786
SIRI|SIRIUS XM HOLDINGS I|JPMX|J.P. Morgan Securities LLC|9033091
SIRI|SIRIUS XM HOLDINGS I|JSJX|JANE STREET CAPITAL LLC|22535
SIRI|SIRIUS XM HOLDINGS I|JSSF|JMP Securities LLC|2184
SIRI|SIRIUS XM HOLDINGS I|KCGM|VIRTU Americas LLC|1784713
SIRI|SIRIUS XM HOLDINGS I|LEER|LEERINK PARTNERS LLC|241179
SIRI|SIRIUS XM HOLDINGS I|LEHM|Barclays Capital Inc./Le|32311010
SIRI|SIRIUS XM HOLDINGS I|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|164273
SIRI|SIRIUS XM HOLDINGS I|LIME|Lime Brokerage LLC|909872
SIRI|SIRIUS XM HOLDINGS I|LMGP|LIME BROKERAGE LLC|25437
SIRI|SIRIUS XM HOLDINGS I|LMNX|LUMINEX TRADING & ANALYTICS LLC|651098
SIRI|SIRIUS XM HOLDINGS I|LOOP|Loop Capital Markets LLC|88137
SIRI|SIRIUS XM HOLDINGS I|LPCM|Lampert Capital Markets Inc.|151666
SIRI|SIRIUS XM HOLDINGS I|LQNA|LIQUIDNET, INC.|533900
SIRI|SIRIUS XM HOLDINGS I|LSCI|Lek Securities Corporation|1549976
SIRI|SIRIUS XM HOLDINGS I|LTCO|Ladenburg, Thalmann & Co., Inc.|15000
SIRI|SIRIUS XM HOLDINGS I|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SIRI|SIRIUS XM HOLDINGS I|MACC|Mid Atlantic Capital Corporation|8000
SIRI|SIRIUS XM HOLDINGS I|MACQ|Macquarie Capital (USA) Inc.|21856
SIRI|SIRIUS XM HOLDINGS I|MAXM|Maxim Group LLC|216350
SIRI|SIRIUS XM HOLDINGS I|MCMF|Raymond James Ltd. Cds|4625
SIRI|SIRIUS XM HOLDINGS I|MKMP|MKM Partners LLC|61112
SIRI|SIRIUS XM HOLDINGS I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8409443
SIRI|SIRIUS XM HOLDINGS I|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|219905
SIRI|SIRIUS XM HOLDINGS I|MOTF|MOTIF INVESTING, INC.|10
SIRI|SIRIUS XM HOLDINGS I|MRBA|IBN FINANCIAL SERVICES, INC.|3000
SIRI|SIRIUS XM HOLDINGS I|MSCO|MORGAN STANLEY & CO. LLC|27546770
SIRI|SIRIUS XM HOLDINGS I|MSPL|MORGAN STANLEY & CO. LLC|9424400
SIRI|SIRIUS XM HOLDINGS I|MSTX|MORGAN STANLEY & CO. LLC|4098700
SIRI|SIRIUS XM HOLDINGS I|MZHO|Mizuho Securities USA LLC|186958
SIRI|SIRIUS XM HOLDINGS I|NATL|National Securities Corporation|500
SIRI|SIRIUS XM HOLDINGS I|NBCS|NBC Securities, INC.|300
SIRI|SIRIUS XM HOLDINGS I|NEED|Needham & Company, LLC|130152
SIRI|SIRIUS XM HOLDINGS I|NFSC|National Financial Services LLC|6019962
SIRI|SIRIUS XM HOLDINGS I|NITE|VIRTU Americas LLC|12134122
SIRI|SIRIUS XM HOLDINGS I|NITP|VIRTU Americas LLC|3014294
SIRI|SIRIUS XM HOLDINGS I|NQRB|Brut, LLC|108471
SIRI|SIRIUS XM HOLDINGS I|NTRC|Northern Trust Securities, Inc.|10297
SIRI|SIRIUS XM HOLDINGS I|OHOS|TWO SIGMA SECURITIES, LLC|57483
SIRI|SIRIUS XM HOLDINGS I|OLDM|OLD MISSION CAPITAL, LLC|97035
SIRI|SIRIUS XM HOLDINGS I|ONEL|O'NEIL SECURITIES, INCORPORATED|947718
SIRI|SIRIUS XM HOLDINGS I|OPCO|Oppenheimer & Co. Inc.|51071
SIRI|SIRIUS XM HOLDINGS I|OTAA|OTA LLC|400
SIRI|SIRIUS XM HOLDINGS I|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8490
SIRI|SIRIUS XM HOLDINGS I|PATR|TULLETT PREBON FINANCIAL SERVICES LLC|49800
SIRI|SIRIUS XM HOLDINGS I|PAUL|Paulson Investment Company, Inc.|3900
SIRI|SIRIUS XM HOLDINGS I|PCPT|PHILLIP CAPITAL INC.|3737
SIRI|SIRIUS XM HOLDINGS I|PDQM|CODA MARKETS, INC.|603284
SIRI|SIRIUS XM HOLDINGS I|PHLY|NASDAQ Execution Services, LLC|3000
SIRI|SIRIUS XM HOLDINGS I|PIPR|Piper Jaffray & Co.|295129
SIRI|SIRIUS XM HOLDINGS I|PREC|PRECISION SECURITIES, LLC|14815
SIRI|SIRIUS XM HOLDINGS I|PWJC|UBS Financial Services, Inc.|274454
SIRI|SIRIUS XM HOLDINGS I|RAJA|Raymond James & Associates, Inc.|285158
SIRI|SIRIUS XM HOLDINGS I|RBCM|RBC CAPITAL MARKETS, LLC|8591
SIRI|SIRIUS XM HOLDINGS I|RGLD|Regal Securities, Inc|397
SIRI|SIRIUS XM HOLDINGS I|RHCO|Suntrust Robinson Humphrey, Inc.|10000
SIRI|SIRIUS XM HOLDINGS I|ROTH|Roth Capital Partners, LLC|20000
SIRI|SIRIUS XM HOLDINGS I|SAGL|SAGETRADER, LLC|21543
SIRI|SIRIUS XM HOLDINGS I|SALI|INTL FCSTONE FINANCIAL INC.|23500
SIRI|SIRIUS XM HOLDINGS I|SBSH|Citigroup Global Markets Inc.|7154656
SIRI|SIRIUS XM HOLDINGS I|SEIC|SEI Investments Distribution Co.|32800
SIRI|SIRIUS XM HOLDINGS I|SGMT|GOLDMAN SACHS & CO. LLC|4200644
SIRI|SIRIUS XM HOLDINGS I|SJLS|TRADE INFORMATICS LLC|100
SIRI|SIRIUS XM HOLDINGS I|SOGO|Wang Investment Associates, Inc.|144
SIRI|SIRIUS XM HOLDINGS I|SPDR|SPEEDROUTE LLC|116334
SIRI|SIRIUS XM HOLDINGS I|SPHN|Stephens Inc.|24900
SIRI|SIRIUS XM HOLDINGS I|SPNT|SEVEN POINTS CAPITAL, LLC|535618
SIRI|SIRIUS XM HOLDINGS I|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
SIRI|SIRIUS XM HOLDINGS I|STFL|Stifel, Nicolaus & Company, Incorporated|153639
SIRI|SIRIUS XM HOLDINGS I|STKP|STOCKPILE INVESTMENTS, INC.|5690
SIRI|SIRIUS XM HOLDINGS I|STXG|Stockcross Financial Services, Inc.|1000
SIRI|SIRIUS XM HOLDINGS I|SWIM|TD Ameritrade, Inc.|2633856
SIRI|SIRIUS XM HOLDINGS I|SWST|Hilltop Securities Inc.|33534
SIRI|SIRIUS XM HOLDINGS I|TKNG|ALLY INVEST SECURITIES LLC|118002
SIRI|SIRIUS XM HOLDINGS I|TRBT|Tradebot Systems, Inc.|713575
SIRI|SIRIUS XM HOLDINGS I|TRCM|TRC MARKETS LLC|628817
SIRI|SIRIUS XM HOLDINGS I|TWTT|TASTYWORKS, INC.|2363
SIRI|SIRIUS XM HOLDINGS I|UBSA|UBS SECURITIES LLC|9984299
SIRI|SIRIUS XM HOLDINGS I|UBSS|UBS Securities LLC|18779895
SIRI|SIRIUS XM HOLDINGS I|VALX|VIRTU AMERICAS LLC|617910
SIRI|SIRIUS XM HOLDINGS I|VERT|The Vertical Trading Group, LLC|1235
SIRI|SIRIUS XM HOLDINGS I|VGRD|Vanguard Marketing Corporation|429891
SIRI|SIRIUS XM HOLDINGS I|VNDS|VANDHAM SECURITIES CORP|9200
SIRI|SIRIUS XM HOLDINGS I|WABR|Wall Street Access|87766
SIRI|SIRIUS XM HOLDINGS I|WBLR|WILLIAM BLAIR|19394
SIRI|SIRIUS XM HOLDINGS I|WBPX|SUMMIT SECURITIES GROUP, LLC|35885
SIRI|SIRIUS XM HOLDINGS I|WCHV|WELLS FARGO SECURITIES, LLC|2912461
SIRI|SIRIUS XM HOLDINGS I|WDNX|WEEDEN & CO.L.P.|2088
SIRI|SIRIUS XM HOLDINGS I|WEDB|WEDBUSH SECURITIES INC.|6593
SIRI|SIRIUS XM HOLDINGS I|WEED|Weeden & Co.L.P.|46989
SIRI|SIRIUS XM HOLDINGS I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|222781
SIRI|SIRIUS XM HOLDINGS I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|420662
SIRI|SIRIUS XM HOLDINGS I|WFPB|Wells Fargo Securities, LLC.|2000
SIRI|SIRIUS XM HOLDINGS I|WGIF|CIBC World Markets Inc.|106450
SIRI|SIRIUS XM HOLDINGS I|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1317
SIRI|SIRIUS XM HOLDINGS I|WSEA|WOLVERINE SECURITIES, LLC|119853
SIRI|SIRIUS XM HOLDINGS I|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1840
SIRI|SIRIUS XM HOLDINGS I|WTFS|JUST2TRADE, INC.|300
SIRI|SIRIUS XM HOLDINGS I|XIST|INSTINET, LLC|1160624
SIRI|SIRIUS XM HOLDINGS I|XPQR|Jump Trading|13968
SIRI|SIRIUS XM HOLDINGS I|XSTM|NATIONAL FINANCIAL SERVICES LLC|928376
SIRI|SIRIUS XM HOLDINGS I|YKNA|COMHAR CAPITAL MARKETS, LLC|3665
SIRI|SIRIUS XM HOLDINGS I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34350
SITE|SITEONE LANDSCAPE|ABLE|NATIXIS Securities Americas LLC|59500
SITE|SITEONE LANDSCAPE|ALTX|Alternet Securities Inc.|7017
SITE|SITEONE LANDSCAPE|ANOS|ABEL/NOSER, L.L.C.|210
SITE|SITEONE LANDSCAPE|APCC|Apex Clearing Corporation|1679
SITE|SITEONE LANDSCAPE|AQUA|AQUA SECURITIES L.P.|2700
SITE|SITEONE LANDSCAPE|BANK|Primevest Financial Services, Inc.|84
SITE|SITEONE LANDSCAPE|BARD|Robert W. Baird & Co. Incorporated|19089
SITE|SITEONE LANDSCAPE|BATM|CBOE TRADING, INC.|1647
SITE|SITEONE LANDSCAPE|BBNT|BB&T SECURITIES, LLC|378
SITE|SITEONE LANDSCAPE|BERN|Sanford C. Bernstein & Co., LLC|15778
SITE|SITEONE LANDSCAPE|BIDS|BIDS TRADING L.P.|1100
SITE|SITEONE LANDSCAPE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|854
SITE|SITEONE LANDSCAPE|BLKX|INSTINET, LLC|32700
SITE|SITEONE LANDSCAPE|BMOC|BMO Capital Markets Corp.|417
SITE|SITEONE LANDSCAPE|BNCH|The Benchmark Company, LLC|8094
SITE|SITEONE LANDSCAPE|BNPX|BNP PARIBAS SECURITIES CORP.|2105
SITE|SITEONE LANDSCAPE|BYXM|CBOE TRADING, INC.|152
SITE|SITEONE LANDSCAPE|BZYD|GOLDMAN SACHS & CO. LLC|403
SITE|SITEONE LANDSCAPE|CHAS|Charles Schwab & Co., Inc.|2034
SITE|SITEONE LANDSCAPE|CIST|Capital Institutional Services, Inc.|191
SITE|SITEONE LANDSCAPE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108003
SITE|SITEONE LANDSCAPE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2841
SITE|SITEONE LANDSCAPE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|283
SITE|SITEONE LANDSCAPE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|239104
SITE|SITEONE LANDSCAPE|CTDL|Citadel Derivatives Group Llc|4402
SITE|SITEONE LANDSCAPE|CXCX|CITIGROUP GLOBAL MARKETS INC.|41610
SITE|SITEONE LANDSCAPE|DADA|D.A. Davidson & Co.|40
SITE|SITEONE LANDSCAPE|DAVA|Davenport & Company LLC|5869
SITE|SITEONE LANDSCAPE|DBAB|Deutsche Bank Securities Inc.|63897
SITE|SITEONE LANDSCAPE|DBAX|Deutsche Bank Securities Inc.|126500
SITE|SITEONE LANDSCAPE|DEAN|MORGAN STANLEY|4124
SITE|SITEONE LANDSCAPE|DEGS|RONIN PROFESSIONAL LLC|1812
SITE|SITEONE LANDSCAPE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7212
SITE|SITEONE LANDSCAPE|EBXL|EBX LLC|66300
SITE|SITEONE LANDSCAPE|ECUT|CONVERGEX EXECUTION SOLUTIONS|14041
SITE|SITEONE LANDSCAPE|EDJO|Edward D. Jones & Co., L.P.|2803
SITE|SITEONE LANDSCAPE|EGAM|CBOE TRADING, INC.|2285
SITE|SITEONE LANDSCAPE|EGAW|CBOE TRADING, INC.|29
SITE|SITEONE LANDSCAPE|EGMT|EG MARKET TECHNOLOGIES LLC|500
SITE|SITEONE LANDSCAPE|EGXM|CBOE TRADING, INC.|978
SITE|SITEONE LANDSCAPE|EGXW|CBOE TRADING, INC.|68
SITE|SITEONE LANDSCAPE|ETBE|Electronic Transaction Clearing, Inc.|1235
SITE|SITEONE LANDSCAPE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14721
SITE|SITEONE LANDSCAPE|ETRS|E*Trade Securities LLC|10355
SITE|SITEONE LANDSCAPE|FILL|Tradestation Securities, Inc.|392
SITE|SITEONE LANDSCAPE|FINX|FINTECH SECURITIES|100
SITE|SITEONE LANDSCAPE|FMAF|NBCN Inc./ CDS|11486
SITE|SITEONE LANDSCAPE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|277
SITE|SITEONE LANDSCAPE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53409
SITE|SITEONE LANDSCAPE|FTBR|Foliofn Investments, Inc.|542
SITE|SITEONE LANDSCAPE|GLIS|TD Securities Inc|660
SITE|SITEONE LANDSCAPE|GLPX|ACS EXECUTION SERVICES, LLC|10353
SITE|SITEONE LANDSCAPE|GSCO|GOLDMAN SACHS & CO. LLC|449535
SITE|SITEONE LANDSCAPE|GSCS|GOLDMAN SACHS & CO. LLC|300
SITE|SITEONE LANDSCAPE|GSLT|GOLDMAN SACHS & CO. LLC|670
SITE|SITEONE LANDSCAPE|GTSZ|GTS SECURITIES LLC|43976
SITE|SITEONE LANDSCAPE|HPPX|POTAMUS TRADING, LLC|372
SITE|SITEONE LANDSCAPE|HRBF|American Enterprise Investment Services Inc.|9193
SITE|SITEONE LANDSCAPE|HSBC|HSBC Securities, Inc.|930
SITE|SITEONE LANDSCAPE|IATS|INTERACTIVE BROKERS LLC|6094
SITE|SITEONE LANDSCAPE|IBKR|Interactive Brokers Llc|5220
SITE|SITEONE LANDSCAPE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|503
SITE|SITEONE LANDSCAPE|ICBX|INSTINET, LLC|15718
SITE|SITEONE LANDSCAPE|IEQY|CITADEL SECURITIES LLC|17533
SITE|SITEONE LANDSCAPE|INCA|INSTINET, LLC|79761
SITE|SITEONE LANDSCAPE|INJX|INSTINET, LLC|9920
SITE|SITEONE LANDSCAPE|ITGI|ITG Inc.|52145
SITE|SITEONE LANDSCAPE|ITGP|ITG INC.|121800
SITE|SITEONE LANDSCAPE|JANY|Janney Montgomery Scott Inc.|101
SITE|SITEONE LANDSCAPE|JEFF|JEFFERIES LLC|107316
SITE|SITEONE LANDSCAPE|JMPT|JUMP TRADING, LLC|26848
SITE|SITEONE LANDSCAPE|JONE|JonesTrading|10
SITE|SITEONE LANDSCAPE|JPBX|J.P. MORGAN SECURITIES LLC|17334
SITE|SITEONE LANDSCAPE|JPMX|J.P. Morgan Securities LLC|213129
SITE|SITEONE LANDSCAPE|JSJX|JANE STREET CAPITAL LLC|21633
SITE|SITEONE LANDSCAPE|KCGM|VIRTU Americas LLC|27245
SITE|SITEONE LANDSCAPE|KING|C. L. King & Associates, Inc.|100
SITE|SITEONE LANDSCAPE|LEHM|Barclays Capital Inc./Le|270730
SITE|SITEONE LANDSCAPE|LIME|Lime Brokerage LLC|11649
SITE|SITEONE LANDSCAPE|LOOP|Loop Capital Markets LLC|210
SITE|SITEONE LANDSCAPE|LQNA|LIQUIDNET, INC.|174700
SITE|SITEONE LANDSCAPE|LSCI|Lek Securities Corporation|22
SITE|SITEONE LANDSCAPE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108176
SITE|SITEONE LANDSCAPE|MOTF|MOTIF INVESTING, INC.|2
SITE|SITEONE LANDSCAPE|MSCO|MORGAN STANLEY & CO. LLC|764948
SITE|SITEONE LANDSCAPE|MSPL|MORGAN STANLEY & CO. LLC|179200
SITE|SITEONE LANDSCAPE|MSTX|MORGAN STANLEY & CO. LLC|38700
SITE|SITEONE LANDSCAPE|NFSC|National Financial Services LLC|117631
SITE|SITEONE LANDSCAPE|NITE|VIRTU Americas LLC|135550
SITE|SITEONE LANDSCAPE|NITP|VIRTU Americas LLC|300
SITE|SITEONE LANDSCAPE|NQRB|Brut, LLC|2030
SITE|SITEONE LANDSCAPE|NTBF|BMO Nesbitt Burns Inc./CDS|2500
SITE|SITEONE LANDSCAPE|NTRC|Northern Trust Securities, Inc.|19
SITE|SITEONE LANDSCAPE|OPCO|Oppenheimer & Co. Inc.|430
SITE|SITEONE LANDSCAPE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SITE|SITEONE LANDSCAPE|PDQM|CODA MARKETS, INC.|5496
SITE|SITEONE LANDSCAPE|PIPR|Piper Jaffray & Co.|49
SITE|SITEONE LANDSCAPE|QMSR|QUATTRO M SECURITIES INC.|3499
SITE|SITEONE LANDSCAPE|RBCM|RBC CAPITAL MARKETS, LLC|2141
SITE|SITEONE LANDSCAPE|RHCO|Suntrust Robinson Humphrey, Inc.|16830
SITE|SITEONE LANDSCAPE|RILY|B. RILEY FBR, INC.|100
SITE|SITEONE LANDSCAPE|SALI|INTL FCSTONE FINANCIAL INC.|59
SITE|SITEONE LANDSCAPE|SBSH|Citigroup Global Markets Inc.|41541
SITE|SITEONE LANDSCAPE|SGMT|GOLDMAN SACHS & CO. LLC|55489
SITE|SITEONE LANDSCAPE|SPDR|SPEEDROUTE LLC|4618
SITE|SITEONE LANDSCAPE|STFL|Stifel, Nicolaus & Company, Incorporated|2843
SITE|SITEONE LANDSCAPE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2733
SITE|SITEONE LANDSCAPE|SWIM|TD Ameritrade, Inc.|18063
SITE|SITEONE LANDSCAPE|SWST|Hilltop Securities Inc.|2828
SITE|SITEONE LANDSCAPE|TKNG|ALLY INVEST SECURITIES LLC|3720
SITE|SITEONE LANDSCAPE|TRBT|Tradebot Systems, Inc.|89969
SITE|SITEONE LANDSCAPE|TRCM|TRC MARKETS LLC|29432
SITE|SITEONE LANDSCAPE|UBSA|UBS SECURITIES LLC|418811
SITE|SITEONE LANDSCAPE|UBSS|UBS Securities LLC|661619
SITE|SITEONE LANDSCAPE|VALX|VIRTU AMERICAS LLC|6990
SITE|SITEONE LANDSCAPE|VGRD|Vanguard Marketing Corporation|1477
SITE|SITEONE LANDSCAPE|VNDM|Wall Street Access|1700
SITE|SITEONE LANDSCAPE|WBLR|WILLIAM BLAIR|125147
SITE|SITEONE LANDSCAPE|WBPX|SUMMIT SECURITIES GROUP, LLC|279
SITE|SITEONE LANDSCAPE|WCHV|WELLS FARGO SECURITIES, LLC|13444
SITE|SITEONE LANDSCAPE|WEDB|WEDBUSH SECURITIES INC.|15
SITE|SITEONE LANDSCAPE|WEED|Weeden & Co.L.P.|2373
SITE|SITEONE LANDSCAPE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|583
SITE|SITEONE LANDSCAPE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5829
SITE|SITEONE LANDSCAPE|WGIF|CIBC World Markets Inc.|251
SITE|SITEONE LANDSCAPE|WSAG|WALL STREET ACCESS|300
SITE|SITEONE LANDSCAPE|WSEA|WOLVERINE SECURITIES, LLC|823
SITE|SITEONE LANDSCAPE|XIST|INSTINET, LLC|47000
SITE|SITEONE LANDSCAPE|XPQR|Jump Trading|316
SITE|SITEONE LANDSCAPE|XSTM|NATIONAL FINANCIAL SERVICES LLC|52950
SITE|SITEONE LANDSCAPE|YKNA|COMHAR CAPITAL MARKETS, LLC|421
SITE|SITEONE LANDSCAPE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3022
SITO|SITO MOBILE CMN|AGIS|Aegis Capital Corp.|11261
SITO|SITO MOBILE CMN|ALTX|Alternet Securities Inc.|2400
SITO|SITO MOBILE CMN|APCC|Apex Clearing Corporation|7779
SITO|SITO MOBILE CMN|BATM|CBOE TRADING, INC.|4292
SITO|SITO MOBILE CMN|BELO|Beloyan Investment Securities, Inc.|7116
SITO|SITO MOBILE CMN|BERN|Sanford C. Bernstein & Co., LLC|336
SITO|SITO MOBILE CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
SITO|SITO MOBILE CMN|BLKX|INSTINET, LLC|6700
SITO|SITO MOBILE CMN|CHAS|Charles Schwab & Co., Inc.|4747
SITO|SITO MOBILE CMN|CHLM|Craig-Hallum Capital Group LLC|8185
SITO|SITO MOBILE CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2011
SITO|SITO MOBILE CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5340
SITO|SITO MOBILE CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70808
SITO|SITO MOBILE CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|9000
SITO|SITO MOBILE CMN|DBAB|Deutsche Bank Securities Inc.|63373
SITO|SITO MOBILE CMN|DBAX|Deutsche Bank Securities Inc.|46000
SITO|SITO MOBILE CMN|DEAN|MORGAN STANLEY|4500
SITO|SITO MOBILE CMN|DEGS|RONIN PROFESSIONAL LLC|23535
SITO|SITO MOBILE CMN|EBXL|EBX LLC|36000
SITO|SITO MOBILE CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|31933
SITO|SITO MOBILE CMN|EGAM|CBOE TRADING, INC.|5091
SITO|SITO MOBILE CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
SITO|SITO MOBILE CMN|EGXM|CBOE TRADING, INC.|2626
SITO|SITO MOBILE CMN|ETBE|Electronic Transaction Clearing, Inc.|980
SITO|SITO MOBILE CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
SITO|SITO MOBILE CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1240
SITO|SITO MOBILE CMN|ETRS|E*Trade Securities LLC|324281
SITO|SITO MOBILE CMN|FBCO|Credit Suisse Securities (USA) LLC|42892
SITO|SITO MOBILE CMN|FILL|Tradestation Securities, Inc.|7100
SITO|SITO MOBILE CMN|FMAF|NBCN Inc./ CDS|350
SITO|SITO MOBILE CMN|FOMA|TD AMERITRADE CLEARING, INC.|298431
SITO|SITO MOBILE CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6807
SITO|SITO MOBILE CMN|FTBR|Foliofn Investments, Inc.|481
SITO|SITO MOBILE CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|705
SITO|SITO MOBILE CMN|GLIS|TD Securities Inc|1600
SITO|SITO MOBILE CMN|GLPX|ACS EXECUTION SERVICES, LLC|6053
SITO|SITO MOBILE CMN|GSCO|GOLDMAN SACHS & CO. LLC|46916
SITO|SITO MOBILE CMN|GSCS|GOLDMAN SACHS & CO. LLC|300
SITO|SITO MOBILE CMN|GSLT|GOLDMAN SACHS & CO. LLC|650
SITO|SITO MOBILE CMN|GTSZ|GTS SECURITIES LLC|909
SITO|SITO MOBILE CMN|HRBF|American Enterprise Investment Services Inc.|1700
SITO|SITO MOBILE CMN|IATS|INTERACTIVE BROKERS LLC|9216
SITO|SITO MOBILE CMN|IBKR|Interactive Brokers Llc|171469
SITO|SITO MOBILE CMN|ICBX|INSTINET, LLC|40600
SITO|SITO MOBILE CMN|INCA|INSTINET, LLC|73349
SITO|SITO MOBILE CMN|INJX|INSTINET, LLC|124112
SITO|SITO MOBILE CMN|ITGI|ITG Inc.|14075
SITO|SITO MOBILE CMN|ITGP|ITG INC.|9200
SITO|SITO MOBILE CMN|JANY|Janney Montgomery Scott Inc.|5700
SITO|SITO MOBILE CMN|JEFF|JEFFERIES LLC|31542
SITO|SITO MOBILE CMN|JMPT|JUMP TRADING, LLC|4289
SITO|SITO MOBILE CMN|JONE|JonesTrading|2000
SITO|SITO MOBILE CMN|JPMX|J.P. Morgan Securities LLC|26282
SITO|SITO MOBILE CMN|JSJX|JANE STREET CAPITAL LLC|90608
SITO|SITO MOBILE CMN|KCGM|VIRTU Americas LLC|15585
SITO|SITO MOBILE CMN|LEHM|Barclays Capital Inc./Le|45014
SITO|SITO MOBILE CMN|LIME|Lime Brokerage LLC|29924
SITO|SITO MOBILE CMN|LMGP|LIME BROKERAGE LLC|500
SITO|SITO MOBILE CMN|LSCI|Lek Securities Corporation|400
SITO|SITO MOBILE CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|47904
SITO|SITO MOBILE CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|265
SITO|SITO MOBILE CMN|MAXM|Maxim Group LLC|14243
SITO|SITO MOBILE CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26728
SITO|SITO MOBILE CMN|MSCO|MORGAN STANLEY & CO. LLC|404759
SITO|SITO MOBILE CMN|MSPL|MORGAN STANLEY & CO. LLC|13600
SITO|SITO MOBILE CMN|NATL|National Securities Corporation|10240
SITO|SITO MOBILE CMN|NFSC|National Financial Services LLC|447689
SITO|SITO MOBILE CMN|NITE|VIRTU Americas LLC|761980
SITO|SITO MOBILE CMN|NITP|VIRTU Americas LLC|200
SITO|SITO MOBILE CMN|NQRB|Brut, LLC|1912
SITO|SITO MOBILE CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2190
SITO|SITO MOBILE CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3800
SITO|SITO MOBILE CMN|PDQM|CODA MARKETS, INC.|19427
SITO|SITO MOBILE CMN|RBCM|RBC CAPITAL MARKETS, LLC|15426
SITO|SITO MOBILE CMN|SAGL|SAGETRADER, LLC|5438
SITO|SITO MOBILE CMN|SBSH|Citigroup Global Markets Inc.|3285
SITO|SITO MOBILE CMN|SGMT|GOLDMAN SACHS & CO. LLC|15053
SITO|SITO MOBILE CMN|SPDR|SPEEDROUTE LLC|6300
SITO|SITO MOBILE CMN|SWIM|TD Ameritrade, Inc.|103893
SITO|SITO MOBILE CMN|SWST|Hilltop Securities Inc.|59702
SITO|SITO MOBILE CMN|TDFS|TRADERFIELD SECURITIES INC.|1000
SITO|SITO MOBILE CMN|TKNG|ALLY INVEST SECURITIES LLC|17656
SITO|SITO MOBILE CMN|TRBT|Tradebot Systems, Inc.|52462
SITO|SITO MOBILE CMN|TRCM|TRC MARKETS LLC|40213
SITO|SITO MOBILE CMN|UBSA|UBS SECURITIES LLC|137326
SITO|SITO MOBILE CMN|UBSS|UBS Securities LLC|310927
SITO|SITO MOBILE CMN|VALX|VIRTU AMERICAS LLC|400
SITO|SITO MOBILE CMN|VFIN|National Securities Corporation|72889
SITO|SITO MOBILE CMN|VGRD|Vanguard Marketing Corporation|21981
SITO|SITO MOBILE CMN|WABR|Wall Street Access|30000
SITO|SITO MOBILE CMN|WCHV|WELLS FARGO SECURITIES, LLC|57767
SITO|SITO MOBILE CMN|WEDB|WEDBUSH SECURITIES INC.|34400
SITO|SITO MOBILE CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3278
SITO|SITO MOBILE CMN|WSEA|WOLVERINE SECURITIES, LLC|26173
SITO|SITO MOBILE CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|21200
SITO|SITO MOBILE CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1170
SITO|SITO MOBILE CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23920
SIVB|SVB FINANCIAL GRP|ABLE|NATIXIS Securities Americas LLC|40000
SIVB|SVB FINANCIAL GRP|ALTX|Alternet Securities Inc.|9734
SIVB|SVB FINANCIAL GRP|ANOS|ABEL/NOSER, L.L.C.|569
SIVB|SVB FINANCIAL GRP|APCC|Apex Clearing Corporation|838
SIVB|SVB FINANCIAL GRP|BANK|Primevest Financial Services, Inc.|6
SIVB|SVB FINANCIAL GRP|BARD|Robert W. Baird & Co. Incorporated|265
SIVB|SVB FINANCIAL GRP|BATM|CBOE TRADING, INC.|14762
SIVB|SVB FINANCIAL GRP|BAYC|BAY CREST PARTNERS, LLC|3202
SIVB|SVB FINANCIAL GRP|BERN|Sanford C. Bernstein & Co., LLC|50794
SIVB|SVB FINANCIAL GRP|BIDS|BIDS TRADING L.P.|100
SIVB|SVB FINANCIAL GRP|BIMI|Banca IMI Securities Corp.|2
SIVB|SVB FINANCIAL GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3398
SIVB|SVB FINANCIAL GRP|BLKX|INSTINET, LLC|30088
SIVB|SVB FINANCIAL GRP|BMOC|BMO Capital Markets Corp.|11800
SIVB|SVB FINANCIAL GRP|BNPX|BNP PARIBAS SECURITIES CORP.|53355
SIVB|SVB FINANCIAL GRP|BTIG|BTIG, LLC|23812
SIVB|SVB FINANCIAL GRP|BYXM|CBOE TRADING, INC.|1695
SIVB|SVB FINANCIAL GRP|BZYD|GOLDMAN SACHS & CO. LLC|300
SIVB|SVB FINANCIAL GRP|CABR|Cabrera Capital Markets, Inc.|10
SIVB|SVB FINANCIAL GRP|CANT|Cantor Fitzgerald & Co.|651
SIVB|SVB FINANCIAL GRP|CHAS|Charles Schwab & Co., Inc.|4155
SIVB|SVB FINANCIAL GRP|CIBP|CIBC World Markets Corp.|2248
SIVB|SVB FINANCIAL GRP|CICF|Canaccord Genuity Corp.|456
SIVB|SVB FINANCIAL GRP|CIOI|CITIGROUP GLOBAL MARKETS INC|9000
SIVB|SVB FINANCIAL GRP|CIST|Capital Institutional Services, Inc.|119
SIVB|SVB FINANCIAL GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85871
SIVB|SVB FINANCIAL GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|534
SIVB|SVB FINANCIAL GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|747
SIVB|SVB FINANCIAL GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|334542
SIVB|SVB FINANCIAL GRP|CTDL|Citadel Derivatives Group Llc|20372
SIVB|SVB FINANCIAL GRP|CTLR|CUTLER GROUP, LP|989
SIVB|SVB FINANCIAL GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|18608
SIVB|SVB FINANCIAL GRP|DADA|D.A. Davidson & Co.|7
SIVB|SVB FINANCIAL GRP|DBAB|Deutsche Bank Securities Inc.|541522
SIVB|SVB FINANCIAL GRP|DBAX|Deutsche Bank Securities Inc.|272200
SIVB|SVB FINANCIAL GRP|DBUL|Deutsche Bank Securities Inc.|1503
SIVB|SVB FINANCIAL GRP|DCHF|Dart Executions, LLC|2850
SIVB|SVB FINANCIAL GRP|DEAN|MORGAN STANLEY|4264
SIVB|SVB FINANCIAL GRP|DEGS|RONIN PROFESSIONAL LLC|1000
SIVB|SVB FINANCIAL GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13589
SIVB|SVB FINANCIAL GRP|DRWK|DRW SECURITIES, L.L.C.|16348
SIVB|SVB FINANCIAL GRP|EBXL|EBX LLC|116200
SIVB|SVB FINANCIAL GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|9732
SIVB|SVB FINANCIAL GRP|EDJO|Edward D. Jones & Co., L.P.|1108
SIVB|SVB FINANCIAL GRP|EGAM|CBOE TRADING, INC.|4633
SIVB|SVB FINANCIAL GRP|EGAW|CBOE TRADING, INC.|184
SIVB|SVB FINANCIAL GRP|EGMT|EG MARKET TECHNOLOGIES LLC|716
SIVB|SVB FINANCIAL GRP|EGXM|CBOE TRADING, INC.|806
SIVB|SVB FINANCIAL GRP|EGXW|CBOE TRADING, INC.|117
SIVB|SVB FINANCIAL GRP|ESPO|ESPOSITO SECURITIES, LLC|86
SIVB|SVB FINANCIAL GRP|ETBE|Electronic Transaction Clearing, Inc.|14643
SIVB|SVB FINANCIAL GRP|ETCC|Electronic Transaction Clearing, Inc.|1766
SIVB|SVB FINANCIAL GRP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4312
SIVB|SVB FINANCIAL GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|94324
SIVB|SVB FINANCIAL GRP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1443
SIVB|SVB FINANCIAL GRP|ETRS|E*Trade Securities LLC|18541
SIVB|SVB FINANCIAL GRP|FBCO|Credit Suisse Securities (USA) LLC|391379
SIVB|SVB FINANCIAL GRP|FBSB|U.S. Bancorp Investments, Inc.|4
SIVB|SVB FINANCIAL GRP|FFSI|Firstrade Securities Inc.|1
SIVB|SVB FINANCIAL GRP|FILL|Tradestation Securities, Inc.|1306
SIVB|SVB FINANCIAL GRP|FINX|FINTECH SECURITIES|350
SIVB|SVB FINANCIAL GRP|FMAF|NBCN Inc./ CDS|4290
SIVB|SVB FINANCIAL GRP|FOMA|TD AMERITRADE CLEARING, INC.|56168
SIVB|SVB FINANCIAL GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13635
SIVB|SVB FINANCIAL GRP|FQLS|Quantlab Securities LP|189671
SIVB|SVB FINANCIAL GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31171
SIVB|SVB FINANCIAL GRP|FTBR|Foliofn Investments, Inc.|1880
SIVB|SVB FINANCIAL GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|15694
SIVB|SVB FINANCIAL GRP|GELP|RBC CAPITAL MARKETS, LLC|367
SIVB|SVB FINANCIAL GRP|GLIS|TD Securities Inc|85
SIVB|SVB FINANCIAL GRP|GLPX|ACS EXECUTION SERVICES, LLC|70641
SIVB|SVB FINANCIAL GRP|GSCO|GOLDMAN SACHS & CO. LLC|1020854
SIVB|SVB FINANCIAL GRP|GSCS|GOLDMAN SACHS & CO. LLC|22949
SIVB|SVB FINANCIAL GRP|GSLT|GOLDMAN SACHS & CO. LLC|1200
SIVB|SVB FINANCIAL GRP|GTSZ|GTS SECURITIES LLC|257514
SIVB|SVB FINANCIAL GRP|HAPX|HAP Trading, LLC|52
SIVB|SVB FINANCIAL GRP|HRBF|American Enterprise Investment Services Inc.|7314
SIVB|SVB FINANCIAL GRP|HSBC|HSBC Securities, Inc.|26600
SIVB|SVB FINANCIAL GRP|IATS|INTERACTIVE BROKERS LLC|6172
SIVB|SVB FINANCIAL GRP|IBKR|Interactive Brokers Llc|51768
SIVB|SVB FINANCIAL GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|381
SIVB|SVB FINANCIAL GRP|ICBX|INSTINET, LLC|32800
SIVB|SVB FINANCIAL GRP|IEQY|CITADEL SECURITIES LLC|199106
SIVB|SVB FINANCIAL GRP|INCA|INSTINET, LLC|313217
SIVB|SVB FINANCIAL GRP|INJX|INSTINET, LLC|27707
SIVB|SVB FINANCIAL GRP|ITGI|ITG Inc.|19265
SIVB|SVB FINANCIAL GRP|ITGP|ITG INC.|58400
SIVB|SVB FINANCIAL GRP|JANY|Janney Montgomery Scott Inc.|348
SIVB|SVB FINANCIAL GRP|JEFF|JEFFERIES LLC|112111
SIVB|SVB FINANCIAL GRP|JMPT|JUMP TRADING, LLC|45074
SIVB|SVB FINANCIAL GRP|JPBX|J.P. MORGAN SECURITIES LLC|26903
SIVB|SVB FINANCIAL GRP|JPMX|J.P. Morgan Securities LLC|245637
SIVB|SVB FINANCIAL GRP|JSEB|JANE STREET EXECUTION SERVICES, LLC|18
SIVB|SVB FINANCIAL GRP|JSJX|JANE STREET CAPITAL LLC|21016
SIVB|SVB FINANCIAL GRP|KBWI|Keefe, Bruyette & Woods, Inc.|2900
SIVB|SVB FINANCIAL GRP|KCGM|VIRTU Americas LLC|33509
SIVB|SVB FINANCIAL GRP|LEHM|Barclays Capital Inc./Le|662207
SIVB|SVB FINANCIAL GRP|LIME|Lime Brokerage LLC|179560
SIVB|SVB FINANCIAL GRP|LMGP|LIME BROKERAGE LLC|4200
SIVB|SVB FINANCIAL GRP|LQNA|LIQUIDNET, INC.|12400
SIVB|SVB FINANCIAL GRP|LSCI|Lek Securities Corporation|102
SIVB|SVB FINANCIAL GRP|MACQ|Macquarie Capital (USA) Inc.|3226
SIVB|SVB FINANCIAL GRP|MAXM|Maxim Group LLC|1551
SIVB|SVB FINANCIAL GRP|MBTS|ALLY INVEST SECURITIES LLC|27
SIVB|SVB FINANCIAL GRP|MCMF|Raymond James Ltd. Cds|177
SIVB|SVB FINANCIAL GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72624
SIVB|SVB FINANCIAL GRP|MOTF|MOTIF INVESTING, INC.|60
SIVB|SVB FINANCIAL GRP|MSCO|MORGAN STANLEY & CO. LLC|1614529
SIVB|SVB FINANCIAL GRP|MSPL|MORGAN STANLEY & CO. LLC|172500
SIVB|SVB FINANCIAL GRP|MSTX|MORGAN STANLEY & CO. LLC|25800
SIVB|SVB FINANCIAL GRP|NEUB|NEUBERGER BERMAN BD LLC|673
SIVB|SVB FINANCIAL GRP|NFSC|National Financial Services LLC|45590
SIVB|SVB FINANCIAL GRP|NITE|VIRTU Americas LLC|247671
SIVB|SVB FINANCIAL GRP|NITP|VIRTU Americas LLC|3415
SIVB|SVB FINANCIAL GRP|NQRB|Brut, LLC|3621
SIVB|SVB FINANCIAL GRP|NTRC|Northern Trust Securities, Inc.|6341
SIVB|SVB FINANCIAL GRP|OPCO|Oppenheimer & Co. Inc.|7106
SIVB|SVB FINANCIAL GRP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1053
SIVB|SVB FINANCIAL GRP|PCPT|PHILLIP CAPITAL INC.|6
SIVB|SVB FINANCIAL GRP|PDQM|CODA MARKETS, INC.|211600
SIVB|SVB FINANCIAL GRP|PHLY|NASDAQ Execution Services, LLC|400
SIVB|SVB FINANCIAL GRP|PICT|Pictet Overseas Inc.|414
SIVB|SVB FINANCIAL GRP|PIPR|Piper Jaffray & Co.|199
SIVB|SVB FINANCIAL GRP|PNSR|Penserra Securities, LLC|20440
SIVB|SVB FINANCIAL GRP|PWJC|UBS Financial Services, Inc.|56
SIVB|SVB FINANCIAL GRP|RAJA|Raymond James & Associates, Inc.|26730
SIVB|SVB FINANCIAL GRP|RBCM|RBC CAPITAL MARKETS, LLC|2022
SIVB|SVB FINANCIAL GRP|SAGL|SAGETRADER, LLC|4704
SIVB|SVB FINANCIAL GRP|SAGW|SAGETRADER, LLC|575
SIVB|SVB FINANCIAL GRP|SBSH|Citigroup Global Markets Inc.|212428
SIVB|SVB FINANCIAL GRP|SDLR|Sandler, O'Neill & Partners, L.P.|1970
SIVB|SVB FINANCIAL GRP|SGMT|GOLDMAN SACHS & CO. LLC|68584
SIVB|SVB FINANCIAL GRP|SJLS|TRADE INFORMATICS LLC|100
SIVB|SVB FINANCIAL GRP|SPDR|SPEEDROUTE LLC|17940
SIVB|SVB FINANCIAL GRP|SPHN|Stephens Inc.|4204
SIVB|SVB FINANCIAL GRP|STFL|Stifel, Nicolaus & Company, Incorporated|1457
SIVB|SVB FINANCIAL GRP|STRS|STRATEGAS RESEARCH PARTNERS|100
SIVB|SVB FINANCIAL GRP|SWIM|TD Ameritrade, Inc.|7625
SIVB|SVB FINANCIAL GRP|SWST|Hilltop Securities Inc.|532
SIVB|SVB FINANCIAL GRP|TKNG|ALLY INVEST SECURITIES LLC|376
SIVB|SVB FINANCIAL GRP|TONC|CUTTONE & CO., LLC|310
SIVB|SVB FINANCIAL GRP|TRBT|Tradebot Systems, Inc.|149816
SIVB|SVB FINANCIAL GRP|TRCM|TRC MARKETS LLC|62675
SIVB|SVB FINANCIAL GRP|TTUC|CUTTONE & CO., INC.|240
SIVB|SVB FINANCIAL GRP|TWTT|TASTYWORKS, INC.|37
SIVB|SVB FINANCIAL GRP|UBSS|UBS Securities LLC|937422
SIVB|SVB FINANCIAL GRP|VALX|VIRTU AMERICAS LLC|7271
SIVB|SVB FINANCIAL GRP|VGRD|Vanguard Marketing Corporation|4825
SIVB|SVB FINANCIAL GRP|VSIN|Vision Financial Markets Llc|6
SIVB|SVB FINANCIAL GRP|WBPX|SUMMIT SECURITIES GROUP, LLC|13328
SIVB|SVB FINANCIAL GRP|WCHV|WELLS FARGO SECURITIES, LLC|47736
SIVB|SVB FINANCIAL GRP|WDNX|WEEDEN & CO.L.P.|614
SIVB|SVB FINANCIAL GRP|WEDB|WEDBUSH SECURITIES INC.|33
SIVB|SVB FINANCIAL GRP|WEED|Weeden & Co.L.P.|1229
SIVB|SVB FINANCIAL GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11303
SIVB|SVB FINANCIAL GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8497
SIVB|SVB FINANCIAL GRP|WGIF|CIBC World Markets Inc.|3352
SIVB|SVB FINANCIAL GRP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1181
SIVB|SVB FINANCIAL GRP|WSEA|WOLVERINE SECURITIES, LLC|1478
SIVB|SVB FINANCIAL GRP|WTFS|JUST2TRADE, INC.|20
SIVB|SVB FINANCIAL GRP|XIST|INSTINET, LLC|8042
SIVB|SVB FINANCIAL GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|11180
SIVB|SVB FINANCIAL GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|37750
SIVB|SVB FINANCIAL GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1693
SIVR|ETFS SIVER TRUST|ALTX|Alternet Securities Inc.|200
SIVR|ETFS SIVER TRUST|APCC|Apex Clearing Corporation|121
SIVR|ETFS SIVER TRUST|BANK|Primevest Financial Services, Inc.|220
SIVR|ETFS SIVER TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1528
SIVR|ETFS SIVER TRUST|CHAS|Charles Schwab & Co., Inc.|1413
SIVR|ETFS SIVER TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30600
SIVR|ETFS SIVER TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|60
SIVR|ETFS SIVER TRUST|DEAN|MORGAN STANLEY|337
SIVR|ETFS SIVER TRUST|EDJO|Edward D. Jones & Co., L.P.|4320
SIVR|ETFS SIVER TRUST|EGAM|CBOE TRADING, INC.|906
SIVR|ETFS SIVER TRUST|EGXM|CBOE TRADING, INC.|200
SIVR|ETFS SIVER TRUST|ETCB|ETC BROKERAGE SERVICES, LLC|6204
SIVR|ETFS SIVER TRUST|ETRS|E*Trade Securities LLC|37064
SIVR|ETFS SIVER TRUST|FILL|Tradestation Securities, Inc.|115
SIVR|ETFS SIVER TRUST|FMAF|NBCN Inc./ CDS|6112
SIVR|ETFS SIVER TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4972
SIVR|ETFS SIVER TRUST|FTBR|Foliofn Investments, Inc.|81
SIVR|ETFS SIVER TRUST|GSLT|GOLDMAN SACHS & CO. LLC|7031
SIVR|ETFS SIVER TRUST|HRBF|American Enterprise Investment Services Inc.|1646
SIVR|ETFS SIVER TRUST|IATS|INTERACTIVE BROKERS LLC|3286
SIVR|ETFS SIVER TRUST|IBKR|Interactive Brokers Llc|37044
SIVR|ETFS SIVER TRUST|ICBX|INSTINET, LLC|4573
SIVR|ETFS SIVER TRUST|INCA|INSTINET, LLC|692
SIVR|ETFS SIVER TRUST|ITGI|ITG Inc.|400
SIVR|ETFS SIVER TRUST|JMPT|JUMP TRADING, LLC|150
SIVR|ETFS SIVER TRUST|JSEB|JANE STREET EXECUTION SERVICES, LLC|136539
SIVR|ETFS SIVER TRUST|JSJX|JANE STREET CAPITAL LLC|154261
SIVR|ETFS SIVER TRUST|KCGM|VIRTU Americas LLC|237
SIVR|ETFS SIVER TRUST|LEHM|Barclays Capital Inc./Le|1149
SIVR|ETFS SIVER TRUST|LIME|Lime Brokerage LLC|17708
SIVR|ETFS SIVER TRUST|MACC|Mid Atlantic Capital Corporation|270
SIVR|ETFS SIVER TRUST|MOTF|MOTIF INVESTING, INC.|1
SIVR|ETFS SIVER TRUST|MSCO|MORGAN STANLEY & CO. LLC|46342
SIVR|ETFS SIVER TRUST|NFSC|National Financial Services LLC|172516
SIVR|ETFS SIVER TRUST|NITE|VIRTU Americas LLC|253606
SIVR|ETFS SIVER TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|9300
SIVR|ETFS SIVER TRUST|PWJC|UBS Financial Services, Inc.|2000
SIVR|ETFS SIVER TRUST|RBCM|RBC CAPITAL MARKETS, LLC|2789
SIVR|ETFS SIVER TRUST|SALI|INTL FCSTONE FINANCIAL INC.|251
SIVR|ETFS SIVER TRUST|SBSH|Citigroup Global Markets Inc.|4276
SIVR|ETFS SIVER TRUST|SGMT|GOLDMAN SACHS & CO. LLC|71
SIVR|ETFS SIVER TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|150
SIVR|ETFS SIVER TRUST|STKP|STOCKPILE INVESTMENTS, INC.|1034
SIVR|ETFS SIVER TRUST|SWIM|TD Ameritrade, Inc.|11087
SIVR|ETFS SIVER TRUST|TKNG|ALLY INVEST SECURITIES LLC|2836
SIVR|ETFS SIVER TRUST|TRCM|TRC MARKETS LLC|126
SIVR|ETFS SIVER TRUST|UBSA|UBS SECURITIES LLC|8725
SIVR|ETFS SIVER TRUST|UBSS|UBS Securities LLC|20158
SIVR|ETFS SIVER TRUST|VGRD|Vanguard Marketing Corporation|56451
SIVR|ETFS SIVER TRUST|WCHV|WELLS FARGO SECURITIES, LLC|22644
SIVR|ETFS SIVER TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|124
SIVR|ETFS SIVER TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1427
SIVR|ETFS SIVER TRUST|WGIF|CIBC World Markets Inc.|312
SIVR|ETFS SIVER TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
SIVR|ETFS SIVER TRUST|WSEA|WOLVERINE SECURITIES, LLC|1610
SIVR|ETFS SIVER TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10295
SIX|SIX FLAGS ENTMNT CP|ABLE|NATIXIS Securities Americas LLC|213000
SIX|SIX FLAGS ENTMNT CP|AGIS|Aegis Capital Corp.|23
SIX|SIX FLAGS ENTMNT CP|ALTX|Alternet Securities Inc.|9900
SIX|SIX FLAGS ENTMNT CP|ANOS|ABEL/NOSER, L.L.C.|7751
SIX|SIX FLAGS ENTMNT CP|APCC|Apex Clearing Corporation|1045
SIX|SIX FLAGS ENTMNT CP|BANK|Primevest Financial Services, Inc.|9
SIX|SIX FLAGS ENTMNT CP|BARD|Robert W. Baird & Co. Incorporated|95437
SIX|SIX FLAGS ENTMNT CP|BATM|CBOE TRADING, INC.|4119
SIX|SIX FLAGS ENTMNT CP|BAYC|BAY CREST PARTNERS, LLC|220
SIX|SIX FLAGS ENTMNT CP|BAYT|BTIG, LLC|6400
SIX|SIX FLAGS ENTMNT CP|BBNT|BB&T SECURITIES, LLC|1118
SIX|SIX FLAGS ENTMNT CP|BERN|Sanford C. Bernstein & Co., LLC|20590
SIX|SIX FLAGS ENTMNT CP|BIDS|BIDS TRADING L.P.|100
SIX|SIX FLAGS ENTMNT CP|BIMI|Banca IMI Securities Corp.|100
SIX|SIX FLAGS ENTMNT CP|BKCM|BNY Mellon Capital Markets LLC|13145
SIX|SIX FLAGS ENTMNT CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24071
SIX|SIX FLAGS ENTMNT CP|BLKX|INSTINET, LLC|170110
SIX|SIX FLAGS ENTMNT CP|BNPX|BNP PARIBAS SECURITIES CORP.|2406
SIX|SIX FLAGS ENTMNT CP|BRVL|BLAYLOCK VAN, LLC|6380
SIX|SIX FLAGS ENTMNT CP|BTIG|BTIG, LLC|27814
SIX|SIX FLAGS ENTMNT CP|BYXM|CBOE TRADING, INC.|1066
SIX|SIX FLAGS ENTMNT CP|BZYD|GOLDMAN SACHS & CO. LLC|200
SIX|SIX FLAGS ENTMNT CP|CABR|Cabrera Capital Markets, Inc.|25
SIX|SIX FLAGS ENTMNT CP|CANT|Cantor Fitzgerald & Co.|7
SIX|SIX FLAGS ENTMNT CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|34800
SIX|SIX FLAGS ENTMNT CP|CHAS|Charles Schwab & Co., Inc.|4579
SIX|SIX FLAGS ENTMNT CP|CIST|Capital Institutional Services, Inc.|2515
SIX|SIX FLAGS ENTMNT CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154607
SIX|SIX FLAGS ENTMNT CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1105
SIX|SIX FLAGS ENTMNT CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SIX|SIX FLAGS ENTMNT CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|363859
SIX|SIX FLAGS ENTMNT CP|CTDL|Citadel Derivatives Group Llc|2588
SIX|SIX FLAGS ENTMNT CP|CTLR|CUTLER GROUP, LP|220
SIX|SIX FLAGS ENTMNT CP|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|1240
SIX|SIX FLAGS ENTMNT CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|52790
SIX|SIX FLAGS ENTMNT CP|DADA|D.A. Davidson & Co.|1
SIX|SIX FLAGS ENTMNT CP|DAVA|Davenport & Company LLC|515
SIX|SIX FLAGS ENTMNT CP|DBAB|Deutsche Bank Securities Inc.|267354
SIX|SIX FLAGS ENTMNT CP|DBAX|Deutsche Bank Securities Inc.|368200
SIX|SIX FLAGS ENTMNT CP|DBUL|Deutsche Bank Securities Inc.|5990
SIX|SIX FLAGS ENTMNT CP|DEAN|MORGAN STANLEY|13741
SIX|SIX FLAGS ENTMNT CP|DEGS|RONIN PROFESSIONAL LLC|196
SIX|SIX FLAGS ENTMNT CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4034
SIX|SIX FLAGS ENTMNT CP|EBXL|EBX LLC|254300
SIX|SIX FLAGS ENTMNT CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10475
SIX|SIX FLAGS ENTMNT CP|EDJC|Edward Jones / CDS|41
SIX|SIX FLAGS ENTMNT CP|EDJO|Edward D. Jones & Co., L.P.|5002
SIX|SIX FLAGS ENTMNT CP|EGAM|CBOE TRADING, INC.|20590
SIX|SIX FLAGS ENTMNT CP|EGAW|CBOE TRADING, INC.|106
SIX|SIX FLAGS ENTMNT CP|EGMT|EG MARKET TECHNOLOGIES LLC|1751
SIX|SIX FLAGS ENTMNT CP|EGXM|CBOE TRADING, INC.|4625
SIX|SIX FLAGS ENTMNT CP|EGXW|CBOE TRADING, INC.|200
SIX|SIX FLAGS ENTMNT CP|ETBE|Electronic Transaction Clearing, Inc.|18587
SIX|SIX FLAGS ENTMNT CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
SIX|SIX FLAGS ENTMNT CP|ETCC|Electronic Transaction Clearing, Inc.|357
SIX|SIX FLAGS ENTMNT CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19555
SIX|SIX FLAGS ENTMNT CP|ETRS|E*Trade Securities LLC|67422
SIX|SIX FLAGS ENTMNT CP|EVRS|E1 ASSET MANAGEMENT, INC.|2160
SIX|SIX FLAGS ENTMNT CP|FILL|Tradestation Securities, Inc.|1068
SIX|SIX FLAGS ENTMNT CP|FINX|FINTECH SECURITIES|500
SIX|SIX FLAGS ENTMNT CP|FMAF|NBCN Inc./ CDS|362
SIX|SIX FLAGS ENTMNT CP|FORD|Fordham Financial Management, Inc.|600
SIX|SIX FLAGS ENTMNT CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12421
SIX|SIX FLAGS ENTMNT CP|FQLS|Quantlab Securities LP|301908
SIX|SIX FLAGS ENTMNT CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|198968
SIX|SIX FLAGS ENTMNT CP|FTBR|Foliofn Investments, Inc.|4578
SIX|SIX FLAGS ENTMNT CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2662
SIX|SIX FLAGS ENTMNT CP|GLIS|TD Securities Inc|401
SIX|SIX FLAGS ENTMNT CP|GLPX|ACS EXECUTION SERVICES, LLC|82231
SIX|SIX FLAGS ENTMNT CP|GSCO|GOLDMAN SACHS & CO. LLC|938782
SIX|SIX FLAGS ENTMNT CP|GSCS|GOLDMAN SACHS & CO. LLC|26051
SIX|SIX FLAGS ENTMNT CP|GSLT|GOLDMAN SACHS & CO. LLC|10510
SIX|SIX FLAGS ENTMNT CP|GTSZ|GTS SECURITIES LLC|41360
SIX|SIX FLAGS ENTMNT CP|HRBF|American Enterprise Investment Services Inc.|4474
SIX|SIX FLAGS ENTMNT CP|HSBC|HSBC Securities, Inc.|1200
SIX|SIX FLAGS ENTMNT CP|IATS|INTERACTIVE BROKERS LLC|4985
SIX|SIX FLAGS ENTMNT CP|IBKR|Interactive Brokers Llc|5245
SIX|SIX FLAGS ENTMNT CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|791
SIX|SIX FLAGS ENTMNT CP|ICBX|INSTINET, LLC|40559
SIX|SIX FLAGS ENTMNT CP|IEQY|CITADEL SECURITIES LLC|52283
SIX|SIX FLAGS ENTMNT CP|INCA|INSTINET, LLC|216068
SIX|SIX FLAGS ENTMNT CP|INJX|INSTINET, LLC|2155
SIX|SIX FLAGS ENTMNT CP|ITGI|ITG Inc.|10887
SIX|SIX FLAGS ENTMNT CP|ITGP|ITG INC.|96400
SIX|SIX FLAGS ENTMNT CP|JANY|Janney Montgomery Scott Inc.|6338
SIX|SIX FLAGS ENTMNT CP|JEFF|JEFFERIES LLC|121643
SIX|SIX FLAGS ENTMNT CP|JMPT|JUMP TRADING, LLC|61884
SIX|SIX FLAGS ENTMNT CP|JONE|JonesTrading|322341
SIX|SIX FLAGS ENTMNT CP|JPBX|J.P. MORGAN SECURITIES LLC|274117
SIX|SIX FLAGS ENTMNT CP|JPMX|J.P. Morgan Securities LLC|936989
SIX|SIX FLAGS ENTMNT CP|JSJX|JANE STREET CAPITAL LLC|7811
SIX|SIX FLAGS ENTMNT CP|KCGM|VIRTU Americas LLC|56452
SIX|SIX FLAGS ENTMNT CP|LEHM|Barclays Capital Inc./Le|631787
SIX|SIX FLAGS ENTMNT CP|LIME|Lime Brokerage LLC|13296
SIX|SIX FLAGS ENTMNT CP|LOOP|Loop Capital Markets LLC|7919
SIX|SIX FLAGS ENTMNT CP|LQNA|LIQUIDNET, INC.|116500
SIX|SIX FLAGS ENTMNT CP|LSCI|Lek Securities Corporation|959
SIX|SIX FLAGS ENTMNT CP|MACC|Mid Atlantic Capital Corporation|589
SIX|SIX FLAGS ENTMNT CP|MCMF|Raymond James Ltd. Cds|628
SIX|SIX FLAGS ENTMNT CP|MKMP|MKM Partners LLC|7300
SIX|SIX FLAGS ENTMNT CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|157344
SIX|SIX FLAGS ENTMNT CP|MNDX|TJM Investments, LLC|16224
SIX|SIX FLAGS ENTMNT CP|MOTF|MOTIF INVESTING, INC.|26
SIX|SIX FLAGS ENTMNT CP|MSCO|MORGAN STANLEY & CO. LLC|1547169
SIX|SIX FLAGS ENTMNT CP|MSPL|MORGAN STANLEY & CO. LLC|386000
SIX|SIX FLAGS ENTMNT CP|MSTX|MORGAN STANLEY & CO. LLC|220200
SIX|SIX FLAGS ENTMNT CP|NATL|National Securities Corporation|500
SIX|SIX FLAGS ENTMNT CP|NFSC|National Financial Services LLC|256596
SIX|SIX FLAGS ENTMNT CP|NITE|VIRTU Americas LLC|420617
SIX|SIX FLAGS ENTMNT CP|NITP|VIRTU Americas LLC|100
SIX|SIX FLAGS ENTMNT CP|NQRB|Brut, LLC|17122
SIX|SIX FLAGS ENTMNT CP|NTBF|BMO Nesbitt Burns Inc./CDS|856
SIX|SIX FLAGS ENTMNT CP|NTRC|Northern Trust Securities, Inc.|4783
SIX|SIX FLAGS ENTMNT CP|OHOS|TWO SIGMA SECURITIES, LLC|54591
SIX|SIX FLAGS ENTMNT CP|OPCO|Oppenheimer & Co. Inc.|7369
SIX|SIX FLAGS ENTMNT CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SIX|SIX FLAGS ENTMNT CP|PDQM|CODA MARKETS, INC.|273176
SIX|SIX FLAGS ENTMNT CP|PHLY|NASDAQ Execution Services, LLC|4200
SIX|SIX FLAGS ENTMNT CP|PICT|Pictet Overseas Inc.|424
SIX|SIX FLAGS ENTMNT CP|PWJC|UBS Financial Services, Inc.|2089
SIX|SIX FLAGS ENTMNT CP|RBCM|RBC CAPITAL MARKETS, LLC|6897
SIX|SIX FLAGS ENTMNT CP|RHCO|Suntrust Robinson Humphrey, Inc.|10730
SIX|SIX FLAGS ENTMNT CP|SAGL|SAGETRADER, LLC|22677
SIX|SIX FLAGS ENTMNT CP|SAGW|SAGETRADER, LLC|41
SIX|SIX FLAGS ENTMNT CP|SALI|INTL FCSTONE FINANCIAL INC.|66
SIX|SIX FLAGS ENTMNT CP|SBSH|Citigroup Global Markets Inc.|39580
SIX|SIX FLAGS ENTMNT CP|SEIC|SEI Investments Distribution Co.|200
SIX|SIX FLAGS ENTMNT CP|SGMT|GOLDMAN SACHS & CO. LLC|158557
SIX|SIX FLAGS ENTMNT CP|SPDR|SPEEDROUTE LLC|11703
SIX|SIX FLAGS ENTMNT CP|SPGS|Sea Port Group Securities, LLC|1380
SIX|SIX FLAGS ENTMNT CP|SPHN|Stephens Inc.|201
SIX|SIX FLAGS ENTMNT CP|STFL|Stifel, Nicolaus & Company, Incorporated|110245
SIX|SIX FLAGS ENTMNT CP|STKP|STOCKPILE INVESTMENTS, INC.|80
SIX|SIX FLAGS ENTMNT CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1968
SIX|SIX FLAGS ENTMNT CP|SWIM|TD Ameritrade, Inc.|47727
SIX|SIX FLAGS ENTMNT CP|SWST|Hilltop Securities Inc.|267
SIX|SIX FLAGS ENTMNT CP|TKNG|ALLY INVEST SECURITIES LLC|4379
SIX|SIX FLAGS ENTMNT CP|TRBT|Tradebot Systems, Inc.|213265
SIX|SIX FLAGS ENTMNT CP|TRCM|TRC MARKETS LLC|61337
SIX|SIX FLAGS ENTMNT CP|UBSA|UBS SECURITIES LLC|544611
SIX|SIX FLAGS ENTMNT CP|UBSS|UBS Securities LLC|687548
SIX|SIX FLAGS ENTMNT CP|VALX|VIRTU AMERICAS LLC|10750
SIX|SIX FLAGS ENTMNT CP|VGRD|Vanguard Marketing Corporation|8569
SIX|SIX FLAGS ENTMNT CP|VNDM|Wall Street Access|600
SIX|SIX FLAGS ENTMNT CP|WBET|Wallachbeth Capital LLC|2569
SIX|SIX FLAGS ENTMNT CP|WBLR|WILLIAM BLAIR|15922
SIX|SIX FLAGS ENTMNT CP|WBPX|SUMMIT SECURITIES GROUP, LLC|628
SIX|SIX FLAGS ENTMNT CP|WCHV|WELLS FARGO SECURITIES, LLC|254349
SIX|SIX FLAGS ENTMNT CP|WDNX|WEEDEN & CO.L.P.|5728
SIX|SIX FLAGS ENTMNT CP|WEDB|WEDBUSH SECURITIES INC.|1476
SIX|SIX FLAGS ENTMNT CP|WEED|Weeden & Co.L.P.|10811
SIX|SIX FLAGS ENTMNT CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14965
SIX|SIX FLAGS ENTMNT CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43351
SIX|SIX FLAGS ENTMNT CP|WGIF|CIBC World Markets Inc.|153
SIX|SIX FLAGS ENTMNT CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|46
SIX|SIX FLAGS ENTMNT CP|WSAG|WALL STREET ACCESS|1000
SIX|SIX FLAGS ENTMNT CP|WSEA|WOLVERINE SECURITIES, LLC|10325
SIX|SIX FLAGS ENTMNT CP|WTFS|JUST2TRADE, INC.|40
SIX|SIX FLAGS ENTMNT CP|XIST|INSTINET, LLC|41200
SIX|SIX FLAGS ENTMNT CP|XPQR|Jump Trading|4284
SIX|SIX FLAGS ENTMNT CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|43424
SIX|SIX FLAGS ENTMNT CP|YKNA|COMHAR CAPITAL MARKETS, LLC|5927
SIX|SIX FLAGS ENTMNT CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9951
SIZ|AGFIQ U.S. MARKET NE|BTIG|BTIG, LLC|100
SIZ|AGFIQ U.S. MARKET NE|FTBR|Foliofn Investments, Inc.|51
SIZ|AGFIQ U.S. MARKET NE|GSCO|GOLDMAN SACHS & CO. LLC|100
SIZ|AGFIQ U.S. MARKET NE|NFSC|National Financial Services LLC|280
SIZE|ISHS EDGE MSCI SIZE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|232
SIZE|ISHS EDGE MSCI SIZE|CHAS|Charles Schwab & Co., Inc.|1
SIZE|ISHS EDGE MSCI SIZE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2912
SIZE|ISHS EDGE MSCI SIZE|CSIN|Citadel Securities Institutional LLC|600
SIZE|ISHS EDGE MSCI SIZE|CTDL|Citadel Derivatives Group Llc|600
SIZE|ISHS EDGE MSCI SIZE|DBAX|Deutsche Bank Securities Inc.|400
SIZE|ISHS EDGE MSCI SIZE|DEAN|MORGAN STANLEY|218
SIZE|ISHS EDGE MSCI SIZE|EBXL|EBX LLC|100
SIZE|ISHS EDGE MSCI SIZE|EDJO|Edward D. Jones & Co., L.P.|130
SIZE|ISHS EDGE MSCI SIZE|ETRS|E*Trade Securities LLC|130
SIZE|ISHS EDGE MSCI SIZE|FTBR|Foliofn Investments, Inc.|5
SIZE|ISHS EDGE MSCI SIZE|HRBF|American Enterprise Investment Services Inc.|326
SIZE|ISHS EDGE MSCI SIZE|IATS|INTERACTIVE BROKERS LLC|20
SIZE|ISHS EDGE MSCI SIZE|ICBX|INSTINET, LLC|300
SIZE|ISHS EDGE MSCI SIZE|JPMX|J.P. Morgan Securities LLC|2520
SIZE|ISHS EDGE MSCI SIZE|JSEB|JANE STREET EXECUTION SERVICES, LLC|600390
SIZE|ISHS EDGE MSCI SIZE|JSJX|JANE STREET CAPITAL LLC|7172
SIZE|ISHS EDGE MSCI SIZE|KCGM|VIRTU Americas LLC|1086
SIZE|ISHS EDGE MSCI SIZE|LIME|Lime Brokerage LLC|561
SIZE|ISHS EDGE MSCI SIZE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
SIZE|ISHS EDGE MSCI SIZE|MSCO|MORGAN STANLEY & CO. LLC|1217
SIZE|ISHS EDGE MSCI SIZE|MSPL|MORGAN STANLEY & CO. LLC|200
SIZE|ISHS EDGE MSCI SIZE|NFSC|National Financial Services LLC|1351
SIZE|ISHS EDGE MSCI SIZE|NITE|VIRTU Americas LLC|3454
SIZE|ISHS EDGE MSCI SIZE|SBSH|Citigroup Global Markets Inc.|592
SIZE|ISHS EDGE MSCI SIZE|SGMT|GOLDMAN SACHS & CO. LLC|400
SIZE|ISHS EDGE MSCI SIZE|UBSS|UBS Securities LLC|3562
SIZE|ISHS EDGE MSCI SIZE|VGRD|Vanguard Marketing Corporation|110
SIZE|ISHS EDGE MSCI SIZE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
SIZE|ISHS EDGE MSCI SIZE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|234
SIZE|ISHS EDGE MSCI SIZE|WSEA|WOLVERINE SECURITIES, LLC|18
SIZE|ISHS EDGE MSCI SIZE|XPUS|XP SECURITIES, LLC|266
SIZE|ISHS EDGE MSCI SIZE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
SJB|PROSHARES SHORT HY|APCC|Apex Clearing Corporation|43
SJB|PROSHARES SHORT HY|BATM|CBOE TRADING, INC.|5833
SJB|PROSHARES SHORT HY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4803
SJB|PROSHARES SHORT HY|CANT|Cantor Fitzgerald & Co.|181160
SJB|PROSHARES SHORT HY|CHAS|Charles Schwab & Co., Inc.|181787
SJB|PROSHARES SHORT HY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49000
SJB|PROSHARES SHORT HY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26673
SJB|PROSHARES SHORT HY|CXCX|CITIGROUP GLOBAL MARKETS INC.|9400
SJB|PROSHARES SHORT HY|DBAB|Deutsche Bank Securities Inc.|2200
SJB|PROSHARES SHORT HY|DBAX|Deutsche Bank Securities Inc.|27400
SJB|PROSHARES SHORT HY|DEAN|MORGAN STANLEY|6873
SJB|PROSHARES SHORT HY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28500
SJB|PROSHARES SHORT HY|EBXL|EBX LLC|29000
SJB|PROSHARES SHORT HY|ECUT|CONVERGEX EXECUTION SOLUTIONS|20
SJB|PROSHARES SHORT HY|EGXM|CBOE TRADING, INC.|57
SJB|PROSHARES SHORT HY|ETRS|E*Trade Securities LLC|95463
SJB|PROSHARES SHORT HY|FBSB|U.S. Bancorp Investments, Inc.|1
SJB|PROSHARES SHORT HY|FILL|Tradestation Securities, Inc.|240
SJB|PROSHARES SHORT HY|FMAF|NBCN Inc./ CDS|1598
SJB|PROSHARES SHORT HY|FTBR|Foliofn Investments, Inc.|3090
SJB|PROSHARES SHORT HY|GSCO|GOLDMAN SACHS & CO. LLC|9183
SJB|PROSHARES SHORT HY|HRBF|American Enterprise Investment Services Inc.|3201
SJB|PROSHARES SHORT HY|IATS|INTERACTIVE BROKERS LLC|5067
SJB|PROSHARES SHORT HY|IBKR|Interactive Brokers Llc|12570
SJB|PROSHARES SHORT HY|ICBX|INSTINET, LLC|44226
SJB|PROSHARES SHORT HY|INCA|INSTINET, LLC|15052
SJB|PROSHARES SHORT HY|ITGI|ITG Inc.|2600
SJB|PROSHARES SHORT HY|ITGP|ITG INC.|4000
SJB|PROSHARES SHORT HY|JANY|Janney Montgomery Scott Inc.|300
SJB|PROSHARES SHORT HY|JPMX|J.P. Morgan Securities LLC|26600
SJB|PROSHARES SHORT HY|JSEB|JANE STREET EXECUTION SERVICES, LLC|866154
SJB|PROSHARES SHORT HY|JSJX|JANE STREET CAPITAL LLC|144889
SJB|PROSHARES SHORT HY|KCGM|VIRTU Americas LLC|10926
SJB|PROSHARES SHORT HY|LEHM|Barclays Capital Inc./Le|61100
SJB|PROSHARES SHORT HY|LIME|Lime Brokerage LLC|4323
SJB|PROSHARES SHORT HY|MACC|Mid Atlantic Capital Corporation|9866
SJB|PROSHARES SHORT HY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55092
SJB|PROSHARES SHORT HY|MOTF|MOTIF INVESTING, INC.|3
SJB|PROSHARES SHORT HY|MSCO|MORGAN STANLEY & CO. LLC|15124
SJB|PROSHARES SHORT HY|MSPL|MORGAN STANLEY & CO. LLC|4900
SJB|PROSHARES SHORT HY|NFSC|National Financial Services LLC|101825
SJB|PROSHARES SHORT HY|NITE|VIRTU Americas LLC|379561
SJB|PROSHARES SHORT HY|NITP|VIRTU Americas LLC|1600
SJB|PROSHARES SHORT HY|NTBF|BMO Nesbitt Burns Inc./CDS|440
SJB|PROSHARES SHORT HY|RBCM|RBC CAPITAL MARKETS, LLC|750
SJB|PROSHARES SHORT HY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2000
SJB|PROSHARES SHORT HY|RGLD|Regal Securities, Inc|200
SJB|PROSHARES SHORT HY|SBSH|Citigroup Global Markets Inc.|100
SJB|PROSHARES SHORT HY|SGMT|GOLDMAN SACHS & CO. LLC|20852
SJB|PROSHARES SHORT HY|STFL|Stifel, Nicolaus & Company, Incorporated|100
SJB|PROSHARES SHORT HY|SWIM|TD Ameritrade, Inc.|6460
SJB|PROSHARES SHORT HY|SWST|Hilltop Securities Inc.|1304
SJB|PROSHARES SHORT HY|TKNG|ALLY INVEST SECURITIES LLC|69
SJB|PROSHARES SHORT HY|UBSA|UBS SECURITIES LLC|57693
SJB|PROSHARES SHORT HY|UBSS|UBS Securities LLC|50447
SJB|PROSHARES SHORT HY|VALX|VIRTU AMERICAS LLC|1300
SJB|PROSHARES SHORT HY|VGRD|Vanguard Marketing Corporation|11733
SJB|PROSHARES SHORT HY|WCHV|WELLS FARGO SECURITIES, LLC|12749
SJB|PROSHARES SHORT HY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8424
SJB|PROSHARES SHORT HY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6865
SJB|PROSHARES SHORT HY|WGIF|CIBC World Markets Inc.|500
SJB|PROSHARES SHORT HY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|200
SJB|PROSHARES SHORT HY|WSEA|WOLVERINE SECURITIES, LLC|869
SJB|PROSHARES SHORT HY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
SJB|PROSHARES SHORT HY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|311
SJI|SOUTH JERSEY IND|ALTX|Alternet Securities Inc.|1627
SJI|SOUTH JERSEY IND|ANOS|ABEL/NOSER, L.L.C.|100
SJI|SOUTH JERSEY IND|APCC|Apex Clearing Corporation|8040
SJI|SOUTH JERSEY IND|BALE|M&T SECURITIES, INC.|414
SJI|SOUTH JERSEY IND|BARD|Robert W. Baird & Co. Incorporated|645
SJI|SOUTH JERSEY IND|BATM|CBOE TRADING, INC.|3329
SJI|SOUTH JERSEY IND|BAYT|BTIG, LLC|1500
SJI|SOUTH JERSEY IND|BBNT|BB&T SECURITIES, LLC|19
SJI|SOUTH JERSEY IND|BERN|Sanford C. Bernstein & Co., LLC|38556
SJI|SOUTH JERSEY IND|BIDS|BIDS TRADING L.P.|700
SJI|SOUTH JERSEY IND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28014
SJI|SOUTH JERSEY IND|BLKX|INSTINET, LLC|10700
SJI|SOUTH JERSEY IND|BNPX|BNP PARIBAS SECURITIES CORP.|17903
SJI|SOUTH JERSEY IND|BRVL|BLAYLOCK VAN, LLC|1100
SJI|SOUTH JERSEY IND|BTIG|BTIG, LLC|715
SJI|SOUTH JERSEY IND|BYXM|CBOE TRADING, INC.|622
SJI|SOUTH JERSEY IND|BZYD|GOLDMAN SACHS & CO. LLC|553
SJI|SOUTH JERSEY IND|CANT|Cantor Fitzgerald & Co.|37
SJI|SOUTH JERSEY IND|CHAS|Charles Schwab & Co., Inc.|304
SJI|SOUTH JERSEY IND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59994
SJI|SOUTH JERSEY IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|279443
SJI|SOUTH JERSEY IND|CTDL|Citadel Derivatives Group Llc|8703
SJI|SOUTH JERSEY IND|CXCX|CITIGROUP GLOBAL MARKETS INC.|22320
SJI|SOUTH JERSEY IND|DAVA|Davenport & Company LLC|49
SJI|SOUTH JERSEY IND|DBAB|Deutsche Bank Securities Inc.|486580
SJI|SOUTH JERSEY IND|DBAX|Deutsche Bank Securities Inc.|127800
SJI|SOUTH JERSEY IND|DCHF|Dart Executions, LLC|1013
SJI|SOUTH JERSEY IND|DEAN|MORGAN STANLEY|17673
SJI|SOUTH JERSEY IND|DEGS|RONIN PROFESSIONAL LLC|2159
SJI|SOUTH JERSEY IND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
SJI|SOUTH JERSEY IND|EBXL|EBX LLC|139900
SJI|SOUTH JERSEY IND|ECUT|CONVERGEX EXECUTION SOLUTIONS|2604
SJI|SOUTH JERSEY IND|EDJO|Edward D. Jones & Co., L.P.|3665
SJI|SOUTH JERSEY IND|EGAM|CBOE TRADING, INC.|5758
SJI|SOUTH JERSEY IND|EGAW|CBOE TRADING, INC.|1
SJI|SOUTH JERSEY IND|EGMT|EG MARKET TECHNOLOGIES LLC|300
SJI|SOUTH JERSEY IND|EGXM|CBOE TRADING, INC.|5080
SJI|SOUTH JERSEY IND|ETBE|Electronic Transaction Clearing, Inc.|7267
SJI|SOUTH JERSEY IND|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
SJI|SOUTH JERSEY IND|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SJI|SOUTH JERSEY IND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7400
SJI|SOUTH JERSEY IND|ETRS|E*Trade Securities LLC|16175
SJI|SOUTH JERSEY IND|FBSB|U.S. Bancorp Investments, Inc.|55
SJI|SOUTH JERSEY IND|FILL|Tradestation Securities, Inc.|776
SJI|SOUTH JERSEY IND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15788
SJI|SOUTH JERSEY IND|FQLS|Quantlab Securities LP|177342
SJI|SOUTH JERSEY IND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125470
SJI|SOUTH JERSEY IND|FTBR|Foliofn Investments, Inc.|920
SJI|SOUTH JERSEY IND|GEBB|GLOBAL EXECUTION BROKERS, LP|3221
SJI|SOUTH JERSEY IND|GLPX|ACS EXECUTION SERVICES, LLC|36853
SJI|SOUTH JERSEY IND|GSCO|GOLDMAN SACHS & CO. LLC|623470
SJI|SOUTH JERSEY IND|GSCS|GOLDMAN SACHS & CO. LLC|1637
SJI|SOUTH JERSEY IND|GSLT|GOLDMAN SACHS & CO. LLC|4188
SJI|SOUTH JERSEY IND|GTSZ|GTS SECURITIES LLC|43784
SJI|SOUTH JERSEY IND|GUGS|Guggenheim Securities, LLC|60295
SJI|SOUTH JERSEY IND|HRBF|American Enterprise Investment Services Inc.|1067
SJI|SOUTH JERSEY IND|HSBC|HSBC Securities, Inc.|300
SJI|SOUTH JERSEY IND|IATS|INTERACTIVE BROKERS LLC|3573
SJI|SOUTH JERSEY IND|IBKR|Interactive Brokers Llc|2817
SJI|SOUTH JERSEY IND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
SJI|SOUTH JERSEY IND|ICBX|INSTINET, LLC|30162
SJI|SOUTH JERSEY IND|IEQY|CITADEL SECURITIES LLC|34580
SJI|SOUTH JERSEY IND|INCA|INSTINET, LLC|97731
SJI|SOUTH JERSEY IND|INJX|INSTINET, LLC|50435
SJI|SOUTH JERSEY IND|ITGI|ITG Inc.|204120
SJI|SOUTH JERSEY IND|ITGP|ITG INC.|52000
SJI|SOUTH JERSEY IND|JANY|Janney Montgomery Scott Inc.|7358
SJI|SOUTH JERSEY IND|JEFF|JEFFERIES LLC|61973
SJI|SOUTH JERSEY IND|JMPT|JUMP TRADING, LLC|41664
SJI|SOUTH JERSEY IND|JONE|JonesTrading|22889
SJI|SOUTH JERSEY IND|JPBX|J.P. MORGAN SECURITIES LLC|118169
SJI|SOUTH JERSEY IND|JPMX|J.P. Morgan Securities LLC|292444
SJI|SOUTH JERSEY IND|JSJX|JANE STREET CAPITAL LLC|44805
SJI|SOUTH JERSEY IND|KCGM|VIRTU Americas LLC|43994
SJI|SOUTH JERSEY IND|LEHM|Barclays Capital Inc./Le|296504
SJI|SOUTH JERSEY IND|LIME|Lime Brokerage LLC|15891
SJI|SOUTH JERSEY IND|LQNA|LIQUIDNET, INC.|5000
SJI|SOUTH JERSEY IND|LSCI|Lek Securities Corporation|98
SJI|SOUTH JERSEY IND|MBTS|ALLY INVEST SECURITIES LLC|160
SJI|SOUTH JERSEY IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93450
SJI|SOUTH JERSEY IND|MOTF|MOTIF INVESTING, INC.|6
SJI|SOUTH JERSEY IND|MSCO|MORGAN STANLEY & CO. LLC|733001
SJI|SOUTH JERSEY IND|MSPL|MORGAN STANLEY & CO. LLC|285300
SJI|SOUTH JERSEY IND|MSTX|MORGAN STANLEY & CO. LLC|257000
SJI|SOUTH JERSEY IND|MUFG|MUFG SECURITIES AMERICAS INC.|572736
SJI|SOUTH JERSEY IND|MULL|MARK J. MULLER EQUITIES, INC.|1600
SJI|SOUTH JERSEY IND|NFSC|National Financial Services LLC|50730
SJI|SOUTH JERSEY IND|NITE|VIRTU Americas LLC|382364
SJI|SOUTH JERSEY IND|NITP|VIRTU Americas LLC|600
SJI|SOUTH JERSEY IND|NQRB|Brut, LLC|14484
SJI|SOUTH JERSEY IND|OPCO|Oppenheimer & Co. Inc.|1247
SJI|SOUTH JERSEY IND|OTAA|OTA LLC|200
SJI|SOUTH JERSEY IND|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|400
SJI|SOUTH JERSEY IND|PDQM|CODA MARKETS, INC.|2849
SJI|SOUTH JERSEY IND|PHLY|NASDAQ Execution Services, LLC|3000
SJI|SOUTH JERSEY IND|PWJC|UBS Financial Services, Inc.|300
SJI|SOUTH JERSEY IND|QMSR|QUATTRO M SECURITIES INC.|2251
SJI|SOUTH JERSEY IND|RBCM|RBC CAPITAL MARKETS, LLC|1043
SJI|SOUTH JERSEY IND|RHCO|Suntrust Robinson Humphrey, Inc.|15000
SJI|SOUTH JERSEY IND|RJLC|RJL CAPITAL GROUP, LLC|450
SJI|SOUTH JERSEY IND|SAGL|SAGETRADER, LLC|1890
SJI|SOUTH JERSEY IND|SAGW|SAGETRADER, LLC|38
SJI|SOUTH JERSEY IND|SBSH|Citigroup Global Markets Inc.|70554
SJI|SOUTH JERSEY IND|SGMT|GOLDMAN SACHS & CO. LLC|86166
SJI|SOUTH JERSEY IND|SPDR|SPEEDROUTE LLC|1100
SJI|SOUTH JERSEY IND|SSBS|STATE STREET GLOBAL MARKETS, LLC|29680
SJI|SOUTH JERSEY IND|STFL|Stifel, Nicolaus & Company, Incorporated|14430
SJI|SOUTH JERSEY IND|STKP|STOCKPILE INVESTMENTS, INC.|10
SJI|SOUTH JERSEY IND|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4020
SJI|SOUTH JERSEY IND|SWIM|TD Ameritrade, Inc.|9994
SJI|SOUTH JERSEY IND|SWST|Hilltop Securities Inc.|175
SJI|SOUTH JERSEY IND|TRBT|Tradebot Systems, Inc.|162780
SJI|SOUTH JERSEY IND|TRCM|TRC MARKETS LLC|84450
SJI|SOUTH JERSEY IND|TWTT|TASTYWORKS, INC.|100
SJI|SOUTH JERSEY IND|UBSA|UBS SECURITIES LLC|346376
SJI|SOUTH JERSEY IND|UBSS|UBS Securities LLC|526381
SJI|SOUTH JERSEY IND|VALX|VIRTU AMERICAS LLC|9345
SJI|SOUTH JERSEY IND|VGRD|Vanguard Marketing Corporation|5127
SJI|SOUTH JERSEY IND|WBPX|SUMMIT SECURITIES GROUP, LLC|1700
SJI|SOUTH JERSEY IND|WCHV|WELLS FARGO SECURITIES, LLC|699882
SJI|SOUTH JERSEY IND|WDNX|WEEDEN & CO.L.P.|532
SJI|SOUTH JERSEY IND|WEDB|WEDBUSH SECURITIES INC.|400
SJI|SOUTH JERSEY IND|WEED|Weeden & Co.L.P.|141
SJI|SOUTH JERSEY IND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|343
SJI|SOUTH JERSEY IND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2011
SJI|SOUTH JERSEY IND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|266
SJI|SOUTH JERSEY IND|WSEA|WOLVERINE SECURITIES, LLC|1284
SJI|SOUTH JERSEY IND|XIST|INSTINET, LLC|49000
SJI|SOUTH JERSEY IND|XSTM|NATIONAL FINANCIAL SERVICES LLC|4748
SJI|SOUTH JERSEY IND|YKNA|COMHAR CAPITAL MARKETS, LLC|600
SJI|SOUTH JERSEY IND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2504
SJIU|SOUTH JERSEY CP UTS|BATM|CBOE TRADING, INC.|100
SJIU|SOUTH JERSEY CP UTS|EBXL|EBX LLC|200
SJIU|SOUTH JERSEY CP UTS|ETRS|E*Trade Securities LLC|200
SJIU|SOUTH JERSEY CP UTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SJIU|SOUTH JERSEY CP UTS|GSCO|GOLDMAN SACHS & CO. LLC|400
SJIU|SOUTH JERSEY CP UTS|GTSZ|GTS SECURITIES LLC|170
SJIU|SOUTH JERSEY CP UTS|LIME|Lime Brokerage LLC|100
SJIU|SOUTH JERSEY CP UTS|MSCO|MORGAN STANLEY & CO. LLC|20000
SJIU|SOUTH JERSEY CP UTS|MUFG|MUFG SECURITIES AMERICAS INC.|1001074
SJIU|SOUTH JERSEY CP UTS|NFSC|National Financial Services LLC|400
SJIU|SOUTH JERSEY CP UTS|NITE|VIRTU Americas LLC|3483
SJIU|SOUTH JERSEY CP UTS|OPCO|Oppenheimer & Co. Inc.|60
SJIU|SOUTH JERSEY CP UTS|STFL|Stifel, Nicolaus & Company, Incorporated|23
SJIU|SOUTH JERSEY CP UTS|TRBT|Tradebot Systems, Inc.|200
SJIU|SOUTH JERSEY CP UTS|UBSA|UBS SECURITIES LLC|370
SJIU|SOUTH JERSEY CP UTS|WCHV|WELLS FARGO SECURITIES, LLC|22700
SJM|SMUCKERS J M NEW|ABLE|NATIXIS Securities Americas LLC|179100
SJM|SMUCKERS J M NEW|AGIS|Aegis Capital Corp.|1310
SJM|SMUCKERS J M NEW|ALTX|Alternet Securities Inc.|37865
SJM|SMUCKERS J M NEW|ANOS|ABEL/NOSER, L.L.C.|8220
SJM|SMUCKERS J M NEW|APCC|Apex Clearing Corporation|6074
SJM|SMUCKERS J M NEW|AQUA|AQUA SECURITIES L.P.|2700
SJM|SMUCKERS J M NEW|BANK|Primevest Financial Services, Inc.|277
SJM|SMUCKERS J M NEW|BARD|Robert W. Baird & Co. Incorporated|9201
SJM|SMUCKERS J M NEW|BATM|CBOE TRADING, INC.|28952
SJM|SMUCKERS J M NEW|BAYT|BTIG, LLC|1900
SJM|SMUCKERS J M NEW|BBNT|BB&T SECURITIES, LLC|9777
SJM|SMUCKERS J M NEW|BERN|Sanford C. Bernstein & Co., LLC|155046
SJM|SMUCKERS J M NEW|BIDS|BIDS TRADING L.P.|300
SJM|SMUCKERS J M NEW|BKCM|BNY Mellon Capital Markets LLC|500
SJM|SMUCKERS J M NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|59091
SJM|SMUCKERS J M NEW|BLKX|INSTINET, LLC|93873
SJM|SMUCKERS J M NEW|BMOC|BMO Capital Markets Corp.|8
SJM|SMUCKERS J M NEW|BNCH|The Benchmark Company, LLC|4000
SJM|SMUCKERS J M NEW|BNPX|BNP PARIBAS SECURITIES CORP.|82318
SJM|SMUCKERS J M NEW|BTIG|BTIG, LLC|199000
SJM|SMUCKERS J M NEW|BYXM|CBOE TRADING, INC.|8882
SJM|SMUCKERS J M NEW|BZYD|GOLDMAN SACHS & CO. LLC|200
SJM|SMUCKERS J M NEW|CANT|Cantor Fitzgerald & Co.|19104
SJM|SMUCKERS J M NEW|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
SJM|SMUCKERS J M NEW|CBRA|Cobra Trading, Inc.|1700
SJM|SMUCKERS J M NEW|CHAS|Charles Schwab & Co., Inc.|8201
SJM|SMUCKERS J M NEW|CIBP|CIBC World Markets Corp.|4830
SJM|SMUCKERS J M NEW|CICF|Canaccord Genuity Corp.|44
SJM|SMUCKERS J M NEW|CIST|Capital Institutional Services, Inc.|6094
SJM|SMUCKERS J M NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|135726
SJM|SMUCKERS J M NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7371
SJM|SMUCKERS J M NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|56532
SJM|SMUCKERS J M NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1206998
SJM|SMUCKERS J M NEW|CTDL|Citadel Derivatives Group Llc|19756
SJM|SMUCKERS J M NEW|CTLR|CUTLER GROUP, LP|18458
SJM|SMUCKERS J M NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|134934
SJM|SMUCKERS J M NEW|DADA|D.A. Davidson & Co.|456
SJM|SMUCKERS J M NEW|DAVA|Davenport & Company LLC|4040
SJM|SMUCKERS J M NEW|DBAB|Deutsche Bank Securities Inc.|698756
SJM|SMUCKERS J M NEW|DBAX|Deutsche Bank Securities Inc.|732100
SJM|SMUCKERS J M NEW|DBUL|Deutsche Bank Securities Inc.|14216
SJM|SMUCKERS J M NEW|DCHF|Dart Executions, LLC|2091
SJM|SMUCKERS J M NEW|DEAN|MORGAN STANLEY|95309
SJM|SMUCKERS J M NEW|DEGS|RONIN PROFESSIONAL LLC|700
SJM|SMUCKERS J M NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3062
SJM|SMUCKERS J M NEW|DRWC|DRW SECURITIES, L.L.C.|2262
SJM|SMUCKERS J M NEW|EBXL|EBX LLC|399300
SJM|SMUCKERS J M NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|87526
SJM|SMUCKERS J M NEW|EDJC|Edward Jones / CDS|525
SJM|SMUCKERS J M NEW|EDJO|Edward D. Jones & Co., L.P.|8829
SJM|SMUCKERS J M NEW|EGAM|CBOE TRADING, INC.|62407
SJM|SMUCKERS J M NEW|EGAW|CBOE TRADING, INC.|392
SJM|SMUCKERS J M NEW|EGMT|EG MARKET TECHNOLOGIES LLC|4768
SJM|SMUCKERS J M NEW|EGXM|CBOE TRADING, INC.|12821
SJM|SMUCKERS J M NEW|EGXW|CBOE TRADING, INC.|55
SJM|SMUCKERS J M NEW|ETBE|Electronic Transaction Clearing, Inc.|83213
SJM|SMUCKERS J M NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|833
SJM|SMUCKERS J M NEW|ETCC|Electronic Transaction Clearing, Inc.|1242
SJM|SMUCKERS J M NEW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
SJM|SMUCKERS J M NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|111681
SJM|SMUCKERS J M NEW|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1599
SJM|SMUCKERS J M NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1218
SJM|SMUCKERS J M NEW|ETRS|E*Trade Securities LLC|269715
SJM|SMUCKERS J M NEW|FBSB|U.S. Bancorp Investments, Inc.|160
SJM|SMUCKERS J M NEW|FIDT|Fidelity Clearing Canada ULC./ CDS|20
SJM|SMUCKERS J M NEW|FILL|Tradestation Securities, Inc.|40441
SJM|SMUCKERS J M NEW|FINX|FINTECH SECURITIES|875
SJM|SMUCKERS J M NEW|FMAF|NBCN Inc./ CDS|3910
SJM|SMUCKERS J M NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6220
SJM|SMUCKERS J M NEW|FQLS|Quantlab Securities LP|526999
SJM|SMUCKERS J M NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|159774
SJM|SMUCKERS J M NEW|FTBR|Foliofn Investments, Inc.|2810
SJM|SMUCKERS J M NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|13213
SJM|SMUCKERS J M NEW|GLIS|TD Securities Inc|1572
SJM|SMUCKERS J M NEW|GLPX|ACS EXECUTION SERVICES, LLC|294056
SJM|SMUCKERS J M NEW|GSCO|GOLDMAN SACHS & CO. LLC|2024895
SJM|SMUCKERS J M NEW|GSCS|GOLDMAN SACHS & CO. LLC|31671
SJM|SMUCKERS J M NEW|GSLT|GOLDMAN SACHS & CO. LLC|29690
SJM|SMUCKERS J M NEW|GTSZ|GTS SECURITIES LLC|189032
SJM|SMUCKERS J M NEW|HAPX|HAP Trading, LLC|599
SJM|SMUCKERS J M NEW|HRBF|American Enterprise Investment Services Inc.|25208
SJM|SMUCKERS J M NEW|HSBC|HSBC Securities, Inc.|500
SJM|SMUCKERS J M NEW|IATS|INTERACTIVE BROKERS LLC|63840
SJM|SMUCKERS J M NEW|IBKR|Interactive Brokers Llc|74229
SJM|SMUCKERS J M NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5763
SJM|SMUCKERS J M NEW|ICBX|INSTINET, LLC|227194
SJM|SMUCKERS J M NEW|IEQY|CITADEL SECURITIES LLC|192634
SJM|SMUCKERS J M NEW|INCA|INSTINET, LLC|858925
SJM|SMUCKERS J M NEW|INJX|INSTINET, LLC|12765
SJM|SMUCKERS J M NEW|INTL|INTL FCSTONE FINANCIAL INC.|22
SJM|SMUCKERS J M NEW|ITGI|ITG Inc.|160511
SJM|SMUCKERS J M NEW|ITGP|ITG INC.|397400
SJM|SMUCKERS J M NEW|JANY|Janney Montgomery Scott Inc.|11719
SJM|SMUCKERS J M NEW|JEFF|JEFFERIES LLC|263030
SJM|SMUCKERS J M NEW|JMPT|JUMP TRADING, LLC|91220
SJM|SMUCKERS J M NEW|JONE|JonesTrading|1749
SJM|SMUCKERS J M NEW|JPBX|J.P. MORGAN SECURITIES LLC|417117
SJM|SMUCKERS J M NEW|JPMX|J.P. Morgan Securities LLC|1526575
SJM|SMUCKERS J M NEW|JSJX|JANE STREET CAPITAL LLC|132800
SJM|SMUCKERS J M NEW|JUTA|JUMP TRADING, LLC|400
SJM|SMUCKERS J M NEW|KCGM|VIRTU Americas LLC|104083
SJM|SMUCKERS J M NEW|LEHM|Barclays Capital Inc./Le|1334192
SJM|SMUCKERS J M NEW|LIME|Lime Brokerage LLC|57231
SJM|SMUCKERS J M NEW|LIWD|LIME BROKERAGE LLC|153
SJM|SMUCKERS J M NEW|LOOP|Loop Capital Markets LLC|100
SJM|SMUCKERS J M NEW|LQNA|LIQUIDNET, INC.|103000
SJM|SMUCKERS J M NEW|LQNB|LIQUIDNET, INC.|158
SJM|SMUCKERS J M NEW|LSCI|Lek Securities Corporation|175
SJM|SMUCKERS J M NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
SJM|SMUCKERS J M NEW|MACC|Mid Atlantic Capital Corporation|2264
SJM|SMUCKERS J M NEW|MACQ|Macquarie Capital (USA) Inc.|5100
SJM|SMUCKERS J M NEW|MAXM|Maxim Group LLC|2817
SJM|SMUCKERS J M NEW|MBTS|ALLY INVEST SECURITIES LLC|1100
SJM|SMUCKERS J M NEW|MCBT|Moors & Cabot, Inc.|775
SJM|SMUCKERS J M NEW|MCMF|Raymond James Ltd. Cds|2372
SJM|SMUCKERS J M NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|260466
SJM|SMUCKERS J M NEW|MOTF|MOTIF INVESTING, INC.|20
SJM|SMUCKERS J M NEW|MSCO|MORGAN STANLEY & CO. LLC|2875224
SJM|SMUCKERS J M NEW|MSPL|MORGAN STANLEY & CO. LLC|958000
SJM|SMUCKERS J M NEW|MSTX|MORGAN STANLEY & CO. LLC|370900
SJM|SMUCKERS J M NEW|MULL|MARK J. MULLER EQUITIES, INC.|10774
SJM|SMUCKERS J M NEW|NFSC|National Financial Services LLC|678483
SJM|SMUCKERS J M NEW|NITE|VIRTU Americas LLC|1251641
SJM|SMUCKERS J M NEW|NITP|VIRTU Americas LLC|1574
SJM|SMUCKERS J M NEW|NQRB|Brut, LLC|26392
SJM|SMUCKERS J M NEW|NTBF|BMO Nesbitt Burns Inc./CDS|416
SJM|SMUCKERS J M NEW|NTRC|Northern Trust Securities, Inc.|758
SJM|SMUCKERS J M NEW|OHOS|TWO SIGMA SECURITIES, LLC|169034
SJM|SMUCKERS J M NEW|ONEL|O'NEIL SECURITIES, INCORPORATED|200
SJM|SMUCKERS J M NEW|OPCO|Oppenheimer & Co. Inc.|5431
SJM|SMUCKERS J M NEW|PDQM|CODA MARKETS, INC.|549428
SJM|SMUCKERS J M NEW|PHLY|NASDAQ Execution Services, LLC|6400
SJM|SMUCKERS J M NEW|PICT|Pictet Overseas Inc.|190
SJM|SMUCKERS J M NEW|PIPR|Piper Jaffray & Co.|22
SJM|SMUCKERS J M NEW|PWJC|UBS Financial Services, Inc.|1636
SJM|SMUCKERS J M NEW|QMSR|QUATTRO M SECURITIES INC.|4276
SJM|SMUCKERS J M NEW|RBCM|RBC CAPITAL MARKETS, LLC|2920
SJM|SMUCKERS J M NEW|SAGL|SAGETRADER, LLC|94157
SJM|SMUCKERS J M NEW|SAGW|SAGETRADER, LLC|200
SJM|SMUCKERS J M NEW|SALI|INTL FCSTONE FINANCIAL INC.|559
SJM|SMUCKERS J M NEW|SBRX|MURIEL SIEBERT & CO INC|50
SJM|SMUCKERS J M NEW|SBSH|Citigroup Global Markets Inc.|240135
SJM|SMUCKERS J M NEW|SEIC|SEI Investments Distribution Co.|1380
SJM|SMUCKERS J M NEW|SGMT|GOLDMAN SACHS & CO. LLC|268555
SJM|SMUCKERS J M NEW|SHMR|ABN Amro Clearing LLC|36
SJM|SMUCKERS J M NEW|SJLS|TRADE INFORMATICS LLC|200
SJM|SMUCKERS J M NEW|SPDR|SPEEDROUTE LLC|49068
SJM|SMUCKERS J M NEW|SPHN|Stephens Inc.|370
SJM|SMUCKERS J M NEW|SPTD|MINT GLOBAL MARKETS, INC.|650
SJM|SMUCKERS J M NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SJM|SMUCKERS J M NEW|STFL|Stifel, Nicolaus & Company, Incorporated|50725
SJM|SMUCKERS J M NEW|STKP|STOCKPILE INVESTMENTS, INC.|52
SJM|SMUCKERS J M NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2634
SJM|SMUCKERS J M NEW|SWIM|TD Ameritrade, Inc.|283949
SJM|SMUCKERS J M NEW|SWST|Hilltop Securities Inc.|2915
SJM|SMUCKERS J M NEW|TAGC|TELSEY ADVISORY GROUP LLC|200
SJM|SMUCKERS J M NEW|TDSI|TD Securities (USA) LLC|200
SJM|SMUCKERS J M NEW|TKNG|ALLY INVEST SECURITIES LLC|1459
SJM|SMUCKERS J M NEW|TRBT|Tradebot Systems, Inc.|360568
SJM|SMUCKERS J M NEW|TRCM|TRC MARKETS LLC|103499
SJM|SMUCKERS J M NEW|TWTT|TASTYWORKS, INC.|314
SJM|SMUCKERS J M NEW|UBSA|UBS SECURITIES LLC|1320910
SJM|SMUCKERS J M NEW|UBSS|UBS Securities LLC|1929696
SJM|SMUCKERS J M NEW|VALX|VIRTU AMERICAS LLC|32570
SJM|SMUCKERS J M NEW|VGRD|Vanguard Marketing Corporation|20716
SJM|SMUCKERS J M NEW|VNDS|VANDHAM SECURITIES CORP|1895
SJM|SMUCKERS J M NEW|WABR|Wall Street Access|18226
SJM|SMUCKERS J M NEW|WBLR|WILLIAM BLAIR|1383
SJM|SMUCKERS J M NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|5104
SJM|SMUCKERS J M NEW|WCHV|WELLS FARGO SECURITIES, LLC|255497
SJM|SMUCKERS J M NEW|WDNX|WEEDEN & CO.L.P.|1932
SJM|SMUCKERS J M NEW|WEDB|WEDBUSH SECURITIES INC.|13824
SJM|SMUCKERS J M NEW|WEED|Weeden & Co.L.P.|994
SJM|SMUCKERS J M NEW|WESC|Wellington Shields & Co., LLC|100
SJM|SMUCKERS J M NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40610
SJM|SMUCKERS J M NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|76907
SJM|SMUCKERS J M NEW|WGIF|CIBC World Markets Inc.|1364
SJM|SMUCKERS J M NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|500
SJM|SMUCKERS J M NEW|WMLL|Watermill Institutional Trading LLC|2000
SJM|SMUCKERS J M NEW|WSAG|WALL STREET ACCESS|1404
SJM|SMUCKERS J M NEW|WSEA|WOLVERINE SECURITIES, LLC|19677
SJM|SMUCKERS J M NEW|XIST|INSTINET, LLC|346948
SJM|SMUCKERS J M NEW|XPQR|Jump Trading|1179
SJM|SMUCKERS J M NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|195584
SJM|SMUCKERS J M NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|38802
SJM|SMUCKERS J M NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10201
SJNK|SPDR BB BRCLY ST HY|AGIS|Aegis Capital Corp.|900
SJNK|SPDR BB BRCLY ST HY|ALTX|Alternet Securities Inc.|7616
SJNK|SPDR BB BRCLY ST HY|APCC|Apex Clearing Corporation|12625
SJNK|SPDR BB BRCLY ST HY|BANK|Primevest Financial Services, Inc.|396
SJNK|SPDR BB BRCLY ST HY|BARD|Robert W. Baird & Co. Incorporated|6331
SJNK|SPDR BB BRCLY ST HY|BBNT|BB&T SECURITIES, LLC|31261
SJNK|SPDR BB BRCLY ST HY|BERN|Sanford C. Bernstein & Co., LLC|800
SJNK|SPDR BB BRCLY ST HY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36336
SJNK|SPDR BB BRCLY ST HY|CANT|Cantor Fitzgerald & Co.|93639
SJNK|SPDR BB BRCLY ST HY|CHAS|Charles Schwab & Co., Inc.|3083
SJNK|SPDR BB BRCLY ST HY|CIST|Capital Institutional Services, Inc.|6280
SJNK|SPDR BB BRCLY ST HY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61658
SJNK|SPDR BB BRCLY ST HY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19654
SJNK|SPDR BB BRCLY ST HY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|909824
SJNK|SPDR BB BRCLY ST HY|CSIN|Citadel Securities Institutional LLC|235670
SJNK|SPDR BB BRCLY ST HY|CTDL|Citadel Derivatives Group Llc|245036
SJNK|SPDR BB BRCLY ST HY|CXCX|CITIGROUP GLOBAL MARKETS INC.|26798
SJNK|SPDR BB BRCLY ST HY|DADA|D.A. Davidson & Co.|1190
SJNK|SPDR BB BRCLY ST HY|DBAX|Deutsche Bank Securities Inc.|460000
SJNK|SPDR BB BRCLY ST HY|DEAN|MORGAN STANLEY|21091
SJNK|SPDR BB BRCLY ST HY|EBXL|EBX LLC|470500
SJNK|SPDR BB BRCLY ST HY|ECUT|CONVERGEX EXECUTION SOLUTIONS|14703
SJNK|SPDR BB BRCLY ST HY|EDJO|Edward D. Jones & Co., L.P.|15983
SJNK|SPDR BB BRCLY ST HY|EGAM|CBOE TRADING, INC.|11276
SJNK|SPDR BB BRCLY ST HY|EGAW|CBOE TRADING, INC.|200
SJNK|SPDR BB BRCLY ST HY|EGXW|CBOE TRADING, INC.|1
SJNK|SPDR BB BRCLY ST HY|ETBE|Electronic Transaction Clearing, Inc.|2800
SJNK|SPDR BB BRCLY ST HY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SJNK|SPDR BB BRCLY ST HY|ETRS|E*Trade Securities LLC|35340
SJNK|SPDR BB BRCLY ST HY|FBSB|U.S. Bancorp Investments, Inc.|747
SJNK|SPDR BB BRCLY ST HY|FILL|Tradestation Securities, Inc.|100
SJNK|SPDR BB BRCLY ST HY|FINX|FINTECH SECURITIES|1480
SJNK|SPDR BB BRCLY ST HY|FLTU|FLOW TRADERS US LLC|1837014
SJNK|SPDR BB BRCLY ST HY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1719250
SJNK|SPDR BB BRCLY ST HY|FMAF|NBCN Inc./ CDS|1560
SJNK|SPDR BB BRCLY ST HY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81121
SJNK|SPDR BB BRCLY ST HY|FTBR|Foliofn Investments, Inc.|2334
SJNK|SPDR BB BRCLY ST HY|GEBB|GLOBAL EXECUTION BROKERS, LP|59759
SJNK|SPDR BB BRCLY ST HY|GLIS|TD Securities Inc|9
SJNK|SPDR BB BRCLY ST HY|GLPX|ACS EXECUTION SERVICES, LLC|603
SJNK|SPDR BB BRCLY ST HY|GSCO|GOLDMAN SACHS & CO. LLC|337088
SJNK|SPDR BB BRCLY ST HY|GSLT|GOLDMAN SACHS & CO. LLC|15900
SJNK|SPDR BB BRCLY ST HY|GTSZ|GTS SECURITIES LLC|1900
SJNK|SPDR BB BRCLY ST HY|HRBF|American Enterprise Investment Services Inc.|759604
SJNK|SPDR BB BRCLY ST HY|HSBC|HSBC Securities, Inc.|1100
SJNK|SPDR BB BRCLY ST HY|IATS|INTERACTIVE BROKERS LLC|33505
SJNK|SPDR BB BRCLY ST HY|IBKR|Interactive Brokers Llc|41447
SJNK|SPDR BB BRCLY ST HY|ICBX|INSTINET, LLC|291769
SJNK|SPDR BB BRCLY ST HY|INCA|INSTINET, LLC|350251
SJNK|SPDR BB BRCLY ST HY|INJX|INSTINET, LLC|100
SJNK|SPDR BB BRCLY ST HY|ITGI|ITG Inc.|252325
SJNK|SPDR BB BRCLY ST HY|ITGP|ITG INC.|320800
SJNK|SPDR BB BRCLY ST HY|JANY|Janney Montgomery Scott Inc.|6855
SJNK|SPDR BB BRCLY ST HY|JEFF|JEFFERIES LLC|51205
SJNK|SPDR BB BRCLY ST HY|JMPT|JUMP TRADING, LLC|22595
SJNK|SPDR BB BRCLY ST HY|JPMX|J.P. Morgan Securities LLC|874546
SJNK|SPDR BB BRCLY ST HY|JSCL|JOSEPH STONE CAPITAL L.L.C.|3700
SJNK|SPDR BB BRCLY ST HY|JSEB|JANE STREET EXECUTION SERVICES, LLC|1277972
SJNK|SPDR BB BRCLY ST HY|JSJX|JANE STREET CAPITAL LLC|488626
SJNK|SPDR BB BRCLY ST HY|KCGM|VIRTU Americas LLC|229491
SJNK|SPDR BB BRCLY ST HY|LEHM|Barclays Capital Inc./Le|1721896
SJNK|SPDR BB BRCLY ST HY|LIME|Lime Brokerage LLC|2347
SJNK|SPDR BB BRCLY ST HY|LSCI|Lek Securities Corporation|217
SJNK|SPDR BB BRCLY ST HY|MACC|Mid Atlantic Capital Corporation|6031
SJNK|SPDR BB BRCLY ST HY|MAXM|Maxim Group LLC|1600
SJNK|SPDR BB BRCLY ST HY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1397918
SJNK|SPDR BB BRCLY ST HY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|27137
SJNK|SPDR BB BRCLY ST HY|MOTF|MOTIF INVESTING, INC.|6
SJNK|SPDR BB BRCLY ST HY|MSCO|MORGAN STANLEY & CO. LLC|1386239
SJNK|SPDR BB BRCLY ST HY|MSPL|MORGAN STANLEY & CO. LLC|341100
SJNK|SPDR BB BRCLY ST HY|NBCS|NBC Securities, INC.|26
SJNK|SPDR BB BRCLY ST HY|NEUB|NEUBERGER BERMAN BD LLC|39
SJNK|SPDR BB BRCLY ST HY|NFSC|National Financial Services LLC|624481
SJNK|SPDR BB BRCLY ST HY|NITE|VIRTU Americas LLC|1268162
SJNK|SPDR BB BRCLY ST HY|NITP|VIRTU Americas LLC|78205
SJNK|SPDR BB BRCLY ST HY|NQRB|Brut, LLC|2915
SJNK|SPDR BB BRCLY ST HY|NTBF|BMO Nesbitt Burns Inc./CDS|1805
SJNK|SPDR BB BRCLY ST HY|NTRC|Northern Trust Securities, Inc.|1172
SJNK|SPDR BB BRCLY ST HY|OLDM|OLD MISSION CAPITAL, LLC|36519
SJNK|SPDR BB BRCLY ST HY|OPCO|Oppenheimer & Co. Inc.|4166
SJNK|SPDR BB BRCLY ST HY|OTAA|OTA LLC|6900
SJNK|SPDR BB BRCLY ST HY|PDQM|CODA MARKETS, INC.|10869
SJNK|SPDR BB BRCLY ST HY|PICT|Pictet Overseas Inc.|219
SJNK|SPDR BB BRCLY ST HY|PWJC|UBS Financial Services, Inc.|1200
SJNK|SPDR BB BRCLY ST HY|RBCM|RBC CAPITAL MARKETS, LLC|16415
SJNK|SPDR BB BRCLY ST HY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|101290
SJNK|SPDR BB BRCLY ST HY|SAGL|SAGETRADER, LLC|330
SJNK|SPDR BB BRCLY ST HY|SALI|INTL FCSTONE FINANCIAL INC.|896
SJNK|SPDR BB BRCLY ST HY|SBSH|Citigroup Global Markets Inc.|52455
SJNK|SPDR BB BRCLY ST HY|SEIC|SEI Investments Distribution Co.|6716
SJNK|SPDR BB BRCLY ST HY|SGMT|GOLDMAN SACHS & CO. LLC|442939
SJNK|SPDR BB BRCLY ST HY|SPHN|Stephens Inc.|2
SJNK|SPDR BB BRCLY ST HY|STFL|Stifel, Nicolaus & Company, Incorporated|2859
SJNK|SPDR BB BRCLY ST HY|STXG|Stockcross Financial Services, Inc.|74
SJNK|SPDR BB BRCLY ST HY|SWIM|TD Ameritrade, Inc.|6746
SJNK|SPDR BB BRCLY ST HY|SWST|Hilltop Securities Inc.|197023
SJNK|SPDR BB BRCLY ST HY|TKNG|ALLY INVEST SECURITIES LLC|100
SJNK|SPDR BB BRCLY ST HY|TRBT|Tradebot Systems, Inc.|1900
SJNK|SPDR BB BRCLY ST HY|TRCM|TRC MARKETS LLC|1
SJNK|SPDR BB BRCLY ST HY|UBSA|UBS SECURITIES LLC|1462409
SJNK|SPDR BB BRCLY ST HY|UBSS|UBS Securities LLC|597804
SJNK|SPDR BB BRCLY ST HY|VALX|VIRTU AMERICAS LLC|23811
SJNK|SPDR BB BRCLY ST HY|VGRD|Vanguard Marketing Corporation|27612
SJNK|SPDR BB BRCLY ST HY|WBET|Wallachbeth Capital LLC|1503132
SJNK|SPDR BB BRCLY ST HY|WCHV|WELLS FARGO SECURITIES, LLC|282659
SJNK|SPDR BB BRCLY ST HY|WEED|Weeden & Co.L.P.|795
SJNK|SPDR BB BRCLY ST HY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2587
SJNK|SPDR BB BRCLY ST HY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|169
SJNK|SPDR BB BRCLY ST HY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
SJNK|SPDR BB BRCLY ST HY|WSEA|WOLVERINE SECURITIES, LLC|6218
SJNK|SPDR BB BRCLY ST HY|XSTM|NATIONAL FINANCIAL SERVICES LLC|241118
SJNK|SPDR BB BRCLY ST HY|YKNA|COMHAR CAPITAL MARKETS, LLC|139
SJNK|SPDR BB BRCLY ST HY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|49413
SJR|SHAW COMM CL B NV|ALTX|Alternet Securities Inc.|700
SJR|SHAW COMM CL B NV|ANOS|ABEL/NOSER, L.L.C.|687
SJR|SHAW COMM CL B NV|APCC|Apex Clearing Corporation|4813
SJR|SHAW COMM CL B NV|BANK|Primevest Financial Services, Inc.|150
SJR|SHAW COMM CL B NV|BARD|Robert W. Baird & Co. Incorporated|1878
SJR|SHAW COMM CL B NV|BATM|CBOE TRADING, INC.|5923
SJR|SHAW COMM CL B NV|BBNT|BB&T SECURITIES, LLC|1
SJR|SHAW COMM CL B NV|BERN|Sanford C. Bernstein & Co., LLC|2900
SJR|SHAW COMM CL B NV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6198
SJR|SHAW COMM CL B NV|BZYD|GOLDMAN SACHS & CO. LLC|1800
SJR|SHAW COMM CL B NV|CHAS|Charles Schwab & Co., Inc.|2095
SJR|SHAW COMM CL B NV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
SJR|SHAW COMM CL B NV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
SJR|SHAW COMM CL B NV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|147989
SJR|SHAW COMM CL B NV|CTDL|Citadel Derivatives Group Llc|860
SJR|SHAW COMM CL B NV|CXCX|CITIGROUP GLOBAL MARKETS INC.|8000
SJR|SHAW COMM CL B NV|DADA|D.A. Davidson & Co.|320
SJR|SHAW COMM CL B NV|DBAB|Deutsche Bank Securities Inc.|65449
SJR|SHAW COMM CL B NV|DBAX|Deutsche Bank Securities Inc.|266500
SJR|SHAW COMM CL B NV|DBUL|Deutsche Bank Securities Inc.|500
SJR|SHAW COMM CL B NV|DCHF|Dart Executions, LLC|100
SJR|SHAW COMM CL B NV|DEAN|MORGAN STANLEY|5069
SJR|SHAW COMM CL B NV|DEGS|RONIN PROFESSIONAL LLC|127
SJR|SHAW COMM CL B NV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|106
SJR|SHAW COMM CL B NV|EBXL|EBX LLC|33000
SJR|SHAW COMM CL B NV|ECUT|CONVERGEX EXECUTION SOLUTIONS|6654
SJR|SHAW COMM CL B NV|EDJO|Edward D. Jones & Co., L.P.|140
SJR|SHAW COMM CL B NV|EGAM|CBOE TRADING, INC.|3392
SJR|SHAW COMM CL B NV|EGXM|CBOE TRADING, INC.|2859
SJR|SHAW COMM CL B NV|ESPO|ESPOSITO SECURITIES, LLC|308
SJR|SHAW COMM CL B NV|ETBE|Electronic Transaction Clearing, Inc.|12268
SJR|SHAW COMM CL B NV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3669
SJR|SHAW COMM CL B NV|ETRS|E*Trade Securities LLC|14293
SJR|SHAW COMM CL B NV|FBSB|U.S. Bancorp Investments, Inc.|29
SJR|SHAW COMM CL B NV|FMAF|NBCN Inc./ CDS|1900
SJR|SHAW COMM CL B NV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1003
SJR|SHAW COMM CL B NV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45532
SJR|SHAW COMM CL B NV|FTBR|Foliofn Investments, Inc.|9815
SJR|SHAW COMM CL B NV|GEBB|GLOBAL EXECUTION BROKERS, LP|300
SJR|SHAW COMM CL B NV|GLIS|TD Securities Inc|200
SJR|SHAW COMM CL B NV|GLPX|ACS EXECUTION SERVICES, LLC|1447
SJR|SHAW COMM CL B NV|GSCO|GOLDMAN SACHS & CO. LLC|193190
SJR|SHAW COMM CL B NV|GSCS|GOLDMAN SACHS & CO. LLC|200
SJR|SHAW COMM CL B NV|GSLT|GOLDMAN SACHS & CO. LLC|1007
SJR|SHAW COMM CL B NV|GTSZ|GTS SECURITIES LLC|19713
SJR|SHAW COMM CL B NV|HRBF|American Enterprise Investment Services Inc.|1923
SJR|SHAW COMM CL B NV|HSBC|HSBC Securities, Inc.|800
SJR|SHAW COMM CL B NV|IATS|INTERACTIVE BROKERS LLC|3905
SJR|SHAW COMM CL B NV|IBKR|Interactive Brokers Llc|20059
SJR|SHAW COMM CL B NV|ICBX|INSTINET, LLC|176157
SJR|SHAW COMM CL B NV|INCA|INSTINET, LLC|205528
SJR|SHAW COMM CL B NV|INTL|INTL FCSTONE FINANCIAL INC.|1056
SJR|SHAW COMM CL B NV|ITGI|ITG Inc.|121875
SJR|SHAW COMM CL B NV|ITGP|ITG INC.|89200
SJR|SHAW COMM CL B NV|JANY|Janney Montgomery Scott Inc.|800
SJR|SHAW COMM CL B NV|JEFF|JEFFERIES LLC|7588
SJR|SHAW COMM CL B NV|JMPT|JUMP TRADING, LLC|3273
SJR|SHAW COMM CL B NV|JPBX|J.P. MORGAN SECURITIES LLC|1296
SJR|SHAW COMM CL B NV|JPMX|J.P. Morgan Securities LLC|90901
SJR|SHAW COMM CL B NV|JSJX|JANE STREET CAPITAL LLC|570
SJR|SHAW COMM CL B NV|KCGM|VIRTU Americas LLC|12870
SJR|SHAW COMM CL B NV|LEHM|Barclays Capital Inc./Le|127763
SJR|SHAW COMM CL B NV|LIME|Lime Brokerage LLC|14543
SJR|SHAW COMM CL B NV|LSCI|Lek Securities Corporation|28
SJR|SHAW COMM CL B NV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
SJR|SHAW COMM CL B NV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13702
SJR|SHAW COMM CL B NV|MOTF|MOTIF INVESTING, INC.|10
SJR|SHAW COMM CL B NV|MSCO|MORGAN STANLEY & CO. LLC|474252
SJR|SHAW COMM CL B NV|MSPL|MORGAN STANLEY & CO. LLC|393000
SJR|SHAW COMM CL B NV|MSTX|MORGAN STANLEY & CO. LLC|110000
SJR|SHAW COMM CL B NV|NFSC|National Financial Services LLC|18592
SJR|SHAW COMM CL B NV|NITE|VIRTU Americas LLC|107680
SJR|SHAW COMM CL B NV|NITP|VIRTU Americas LLC|5094
SJR|SHAW COMM CL B NV|NQRB|Brut, LLC|1124
SJR|SHAW COMM CL B NV|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
SJR|SHAW COMM CL B NV|PDQM|CODA MARKETS, INC.|2109
SJR|SHAW COMM CL B NV|RBCM|RBC CAPITAL MARKETS, LLC|2707
SJR|SHAW COMM CL B NV|SAGW|SAGETRADER, LLC|7343
SJR|SHAW COMM CL B NV|SBSH|Citigroup Global Markets Inc.|1131
SJR|SHAW COMM CL B NV|SGMT|GOLDMAN SACHS & CO. LLC|48939
SJR|SHAW COMM CL B NV|SPDR|SPEEDROUTE LLC|2100
SJR|SHAW COMM CL B NV|SPHN|Stephens Inc.|300
SJR|SHAW COMM CL B NV|STFL|Stifel, Nicolaus & Company, Incorporated|55
SJR|SHAW COMM CL B NV|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2058
SJR|SHAW COMM CL B NV|SWIM|TD Ameritrade, Inc.|27384
SJR|SHAW COMM CL B NV|SWST|Hilltop Securities Inc.|1396
SJR|SHAW COMM CL B NV|TKNG|ALLY INVEST SECURITIES LLC|582
SJR|SHAW COMM CL B NV|TRBT|Tradebot Systems, Inc.|69429
SJR|SHAW COMM CL B NV|TRCM|TRC MARKETS LLC|113271
SJR|SHAW COMM CL B NV|UBSA|UBS SECURITIES LLC|203089
SJR|SHAW COMM CL B NV|UBSS|UBS Securities LLC|190875
SJR|SHAW COMM CL B NV|VALX|VIRTU AMERICAS LLC|16441
SJR|SHAW COMM CL B NV|VGRD|Vanguard Marketing Corporation|9507
SJR|SHAW COMM CL B NV|WCHV|WELLS FARGO SECURITIES, LLC|7702
SJR|SHAW COMM CL B NV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|505
SJR|SHAW COMM CL B NV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1320
SJR|SHAW COMM CL B NV|WSEA|WOLVERINE SECURITIES, LLC|1255
SJR|SHAW COMM CL B NV|XIST|INSTINET, LLC|2000
SJR|SHAW COMM CL B NV|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SJR|SHAW COMM CL B NV|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SJR|SHAW COMM CL B NV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1827
SJT|SAN JUAN BASIN ROYAL|ALTX|Alternet Securities Inc.|100
SJT|SAN JUAN BASIN ROYAL|APCC|Apex Clearing Corporation|2329
SJT|SAN JUAN BASIN ROYAL|BANK|Primevest Financial Services, Inc.|32
SJT|SAN JUAN BASIN ROYAL|BARD|Robert W. Baird & Co. Incorporated|2537
SJT|SAN JUAN BASIN ROYAL|BATM|CBOE TRADING, INC.|158
SJT|SAN JUAN BASIN ROYAL|BBNT|BB&T SECURITIES, LLC|2500
SJT|SAN JUAN BASIN ROYAL|BERN|Sanford C. Bernstein & Co., LLC|3881
SJT|SAN JUAN BASIN ROYAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16000
SJT|SAN JUAN BASIN ROYAL|BZYD|GOLDMAN SACHS & CO. LLC|600
SJT|SAN JUAN BASIN ROYAL|CHAS|Charles Schwab & Co., Inc.|1971
SJT|SAN JUAN BASIN ROYAL|CIST|Capital Institutional Services, Inc.|2870
SJT|SAN JUAN BASIN ROYAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
SJT|SAN JUAN BASIN ROYAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|266
SJT|SAN JUAN BASIN ROYAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10701
SJT|SAN JUAN BASIN ROYAL|DADA|D.A. Davidson & Co.|1
SJT|SAN JUAN BASIN ROYAL|DBAB|Deutsche Bank Securities Inc.|3851
SJT|SAN JUAN BASIN ROYAL|DBAX|Deutsche Bank Securities Inc.|9000
SJT|SAN JUAN BASIN ROYAL|DEAN|MORGAN STANLEY|5911
SJT|SAN JUAN BASIN ROYAL|DEGS|RONIN PROFESSIONAL LLC|1
SJT|SAN JUAN BASIN ROYAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2100
SJT|SAN JUAN BASIN ROYAL|EBXL|EBX LLC|3900
SJT|SAN JUAN BASIN ROYAL|EDJO|Edward D. Jones & Co., L.P.|5197
SJT|SAN JUAN BASIN ROYAL|EGAM|CBOE TRADING, INC.|900
SJT|SAN JUAN BASIN ROYAL|EGXM|CBOE TRADING, INC.|5246
SJT|SAN JUAN BASIN ROYAL|ETBE|Electronic Transaction Clearing, Inc.|600
SJT|SAN JUAN BASIN ROYAL|ETCB|ETC BROKERAGE SERVICES, LLC|3000
SJT|SAN JUAN BASIN ROYAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
SJT|SAN JUAN BASIN ROYAL|ETRS|E*Trade Securities LLC|200663
SJT|SAN JUAN BASIN ROYAL|FBSB|U.S. Bancorp Investments, Inc.|3
SJT|SAN JUAN BASIN ROYAL|FILL|Tradestation Securities, Inc.|4312
SJT|SAN JUAN BASIN ROYAL|FMAF|NBCN Inc./ CDS|300
SJT|SAN JUAN BASIN ROYAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8926
SJT|SAN JUAN BASIN ROYAL|FTBR|Foliofn Investments, Inc.|773
SJT|SAN JUAN BASIN ROYAL|GLPX|ACS EXECUTION SERVICES, LLC|2105
SJT|SAN JUAN BASIN ROYAL|GSCO|GOLDMAN SACHS & CO. LLC|12558
SJT|SAN JUAN BASIN ROYAL|GSLT|GOLDMAN SACHS & CO. LLC|600
SJT|SAN JUAN BASIN ROYAL|GTSZ|GTS SECURITIES LLC|231
SJT|SAN JUAN BASIN ROYAL|HRBF|American Enterprise Investment Services Inc.|13647
SJT|SAN JUAN BASIN ROYAL|HSBC|HSBC Securities, Inc.|900
SJT|SAN JUAN BASIN ROYAL|IATS|INTERACTIVE BROKERS LLC|2665
SJT|SAN JUAN BASIN ROYAL|IBKR|Interactive Brokers Llc|8888
SJT|SAN JUAN BASIN ROYAL|ICBX|INSTINET, LLC|1800
SJT|SAN JUAN BASIN ROYAL|INCA|INSTINET, LLC|2957
SJT|SAN JUAN BASIN ROYAL|ITGI|ITG Inc.|29607
SJT|SAN JUAN BASIN ROYAL|ITGP|ITG INC.|8400
SJT|SAN JUAN BASIN ROYAL|JANY|Janney Montgomery Scott Inc.|1751
SJT|SAN JUAN BASIN ROYAL|JMPT|JUMP TRADING, LLC|293
SJT|SAN JUAN BASIN ROYAL|JPMX|J.P. Morgan Securities LLC|4094
SJT|SAN JUAN BASIN ROYAL|JSJX|JANE STREET CAPITAL LLC|920
SJT|SAN JUAN BASIN ROYAL|KCGM|VIRTU Americas LLC|617
SJT|SAN JUAN BASIN ROYAL|LEHM|Barclays Capital Inc./Le|8214
SJT|SAN JUAN BASIN ROYAL|LGNT|COR CLEARING LLC|1
SJT|SAN JUAN BASIN ROYAL|LIME|Lime Brokerage LLC|8686
SJT|SAN JUAN BASIN ROYAL|MBTS|ALLY INVEST SECURITIES LLC|255
SJT|SAN JUAN BASIN ROYAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
SJT|SAN JUAN BASIN ROYAL|MOTF|MOTIF INVESTING, INC.|4
SJT|SAN JUAN BASIN ROYAL|MSCO|MORGAN STANLEY & CO. LLC|62892
SJT|SAN JUAN BASIN ROYAL|MSPL|MORGAN STANLEY & CO. LLC|15200
SJT|SAN JUAN BASIN ROYAL|MSTX|MORGAN STANLEY & CO. LLC|400
SJT|SAN JUAN BASIN ROYAL|NATL|National Securities Corporation|1930
SJT|SAN JUAN BASIN ROYAL|NFSC|National Financial Services LLC|539247
SJT|SAN JUAN BASIN ROYAL|NITE|VIRTU Americas LLC|670626
SJT|SAN JUAN BASIN ROYAL|NTBF|BMO Nesbitt Burns Inc./CDS|200
SJT|SAN JUAN BASIN ROYAL|OPCO|Oppenheimer & Co. Inc.|2909
SJT|SAN JUAN BASIN ROYAL|PDQM|CODA MARKETS, INC.|451
SJT|SAN JUAN BASIN ROYAL|PHLY|NASDAQ Execution Services, LLC|200
SJT|SAN JUAN BASIN ROYAL|PWJC|UBS Financial Services, Inc.|19065
SJT|SAN JUAN BASIN ROYAL|RBCM|RBC CAPITAL MARKETS, LLC|50286
SJT|SAN JUAN BASIN ROYAL|RGLD|Regal Securities, Inc|150
SJT|SAN JUAN BASIN ROYAL|SAGW|SAGETRADER, LLC|1200
SJT|SAN JUAN BASIN ROYAL|SALI|INTL FCSTONE FINANCIAL INC.|220
SJT|SAN JUAN BASIN ROYAL|SBSH|Citigroup Global Markets Inc.|2207
SJT|SAN JUAN BASIN ROYAL|SGMT|GOLDMAN SACHS & CO. LLC|4922
SJT|SAN JUAN BASIN ROYAL|SPDR|SPEEDROUTE LLC|40
SJT|SAN JUAN BASIN ROYAL|SPHN|Stephens Inc.|900
SJT|SAN JUAN BASIN ROYAL|STFL|Stifel, Nicolaus & Company, Incorporated|1956
SJT|SAN JUAN BASIN ROYAL|STKP|STOCKPILE INVESTMENTS, INC.|938
SJT|SAN JUAN BASIN ROYAL|SWIM|TD Ameritrade, Inc.|67665
SJT|SAN JUAN BASIN ROYAL|SWST|Hilltop Securities Inc.|1300
SJT|SAN JUAN BASIN ROYAL|TKNG|ALLY INVEST SECURITIES LLC|5156
SJT|SAN JUAN BASIN ROYAL|TRBT|Tradebot Systems, Inc.|1063
SJT|SAN JUAN BASIN ROYAL|TRCM|TRC MARKETS LLC|227
SJT|SAN JUAN BASIN ROYAL|TWTT|TASTYWORKS, INC.|435
SJT|SAN JUAN BASIN ROYAL|UBSA|UBS SECURITIES LLC|32241
SJT|SAN JUAN BASIN ROYAL|UBSS|UBS Securities LLC|159495
SJT|SAN JUAN BASIN ROYAL|VALX|VIRTU AMERICAS LLC|800
SJT|SAN JUAN BASIN ROYAL|VGRD|Vanguard Marketing Corporation|28044
SJT|SAN JUAN BASIN ROYAL|WBPX|SUMMIT SECURITIES GROUP, LLC|93
SJT|SAN JUAN BASIN ROYAL|WCHV|WELLS FARGO SECURITIES, LLC|90812
SJT|SAN JUAN BASIN ROYAL|WEDB|WEDBUSH SECURITIES INC.|10
SJT|SAN JUAN BASIN ROYAL|WEED|Weeden & Co.L.P.|300
SJT|SAN JUAN BASIN ROYAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11284
SJT|SAN JUAN BASIN ROYAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
SJT|SAN JUAN BASIN ROYAL|WGIF|CIBC World Markets Inc.|600
SJT|SAN JUAN BASIN ROYAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|91
SJT|SAN JUAN BASIN ROYAL|WSEA|WOLVERINE SECURITIES, LLC|3004
SJT|SAN JUAN BASIN ROYAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3120
SJT|SAN JUAN BASIN ROYAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7065
SJW|SJW GROUP|AGIS|Aegis Capital Corp.|1747
SJW|SJW GROUP|ALTX|Alternet Securities Inc.|1103
SJW|SJW GROUP|APCC|Apex Clearing Corporation|46
SJW|SJW GROUP|AQUA|AQUA SECURITIES L.P.|7100
SJW|SJW GROUP|BARD|Robert W. Baird & Co. Incorporated|2346
SJW|SJW GROUP|BATM|CBOE TRADING, INC.|917
SJW|SJW GROUP|BAYT|BTIG, LLC|900
SJW|SJW GROUP|BERN|Sanford C. Bernstein & Co., LLC|7609
SJW|SJW GROUP|BIDS|BIDS TRADING L.P.|9000
SJW|SJW GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2822
SJW|SJW GROUP|BLKX|INSTINET, LLC|66900
SJW|SJW GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|2051
SJW|SJW GROUP|BZYD|GOLDMAN SACHS & CO. LLC|100
SJW|SJW GROUP|CHAS|Charles Schwab & Co., Inc.|523
SJW|SJW GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6599
SJW|SJW GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4451
SJW|SJW GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|33
SJW|SJW GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|92726
SJW|SJW GROUP|CTDL|Citadel Derivatives Group Llc|6737
SJW|SJW GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|9016
SJW|SJW GROUP|DADA|D.A. Davidson & Co.|951
SJW|SJW GROUP|DBAB|Deutsche Bank Securities Inc.|70797
SJW|SJW GROUP|DBAX|Deutsche Bank Securities Inc.|38900
SJW|SJW GROUP|DEAN|MORGAN STANLEY|781
SJW|SJW GROUP|DEGS|RONIN PROFESSIONAL LLC|1796
SJW|SJW GROUP|EBXL|EBX LLC|38900
SJW|SJW GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3570
SJW|SJW GROUP|EDJO|Edward D. Jones & Co., L.P.|1
SJW|SJW GROUP|EGAM|CBOE TRADING, INC.|1700
SJW|SJW GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|798
SJW|SJW GROUP|EGXM|CBOE TRADING, INC.|800
SJW|SJW GROUP|ETBE|Electronic Transaction Clearing, Inc.|4390
SJW|SJW GROUP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
SJW|SJW GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18869
SJW|SJW GROUP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|105
SJW|SJW GROUP|ETRS|E*Trade Securities LLC|1124
SJW|SJW GROUP|FMCO|First Manhattan Co|1500
SJW|SJW GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5111
SJW|SJW GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13395
SJW|SJW GROUP|FTBR|Foliofn Investments, Inc.|1162
SJW|SJW GROUP|GLPX|ACS EXECUTION SERVICES, LLC|6156
SJW|SJW GROUP|GSCO|GOLDMAN SACHS & CO. LLC|67152
SJW|SJW GROUP|GSCS|GOLDMAN SACHS & CO. LLC|11283
SJW|SJW GROUP|GSLT|GOLDMAN SACHS & CO. LLC|1493
SJW|SJW GROUP|GTSZ|GTS SECURITIES LLC|34296
SJW|SJW GROUP|HRBF|American Enterprise Investment Services Inc.|3863
SJW|SJW GROUP|HSBC|HSBC Securities, Inc.|11840
SJW|SJW GROUP|IATS|INTERACTIVE BROKERS LLC|1057
SJW|SJW GROUP|IBKR|Interactive Brokers Llc|1535
SJW|SJW GROUP|ICBX|INSTINET, LLC|6300
SJW|SJW GROUP|IEQY|CITADEL SECURITIES LLC|9740
SJW|SJW GROUP|INCA|INSTINET, LLC|66283
SJW|SJW GROUP|INJX|INSTINET, LLC|10913
SJW|SJW GROUP|ITGI|ITG Inc.|11704
SJW|SJW GROUP|ITGP|ITG INC.|17000
SJW|SJW GROUP|JANY|Janney Montgomery Scott Inc.|151
SJW|SJW GROUP|JEFF|JEFFERIES LLC|31122
SJW|SJW GROUP|JMPT|JUMP TRADING, LLC|8776
SJW|SJW GROUP|JPBX|J.P. MORGAN SECURITIES LLC|6254
SJW|SJW GROUP|JPMX|J.P. Morgan Securities LLC|64372
SJW|SJW GROUP|JSJX|JANE STREET CAPITAL LLC|899
SJW|SJW GROUP|KCGM|VIRTU Americas LLC|12685
SJW|SJW GROUP|LEHM|Barclays Capital Inc./Le|187685
SJW|SJW GROUP|LIME|Lime Brokerage LLC|73417
SJW|SJW GROUP|LQNB|LIQUIDNET, INC.|8800
SJW|SJW GROUP|LSCI|Lek Securities Corporation|1022
SJW|SJW GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25240
SJW|SJW GROUP|MOTF|MOTIF INVESTING, INC.|16
SJW|SJW GROUP|MSCO|MORGAN STANLEY & CO. LLC|84944
SJW|SJW GROUP|MSPL|MORGAN STANLEY & CO. LLC|37800
SJW|SJW GROUP|MSTX|MORGAN STANLEY & CO. LLC|1600
SJW|SJW GROUP|NFSC|National Financial Services LLC|13016
SJW|SJW GROUP|NITE|VIRTU Americas LLC|47520
SJW|SJW GROUP|NQRB|Brut, LLC|1080
SJW|SJW GROUP|OPCO|Oppenheimer & Co. Inc.|1000
SJW|SJW GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1233
SJW|SJW GROUP|PDQM|CODA MARKETS, INC.|9996
SJW|SJW GROUP|PWJC|UBS Financial Services, Inc.|1150
SJW|SJW GROUP|RBCM|RBC CAPITAL MARKETS, LLC|781
SJW|SJW GROUP|SAGL|SAGETRADER, LLC|4343
SJW|SJW GROUP|SBSH|Citigroup Global Markets Inc.|25069
SJW|SJW GROUP|SGMT|GOLDMAN SACHS & CO. LLC|23139
SJW|SJW GROUP|SPDR|SPEEDROUTE LLC|2100
SJW|SJW GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|292
SJW|SJW GROUP|SWIM|TD Ameritrade, Inc.|24994
SJW|SJW GROUP|TRBT|Tradebot Systems, Inc.|14451
SJW|SJW GROUP|TRCM|TRC MARKETS LLC|10600
SJW|SJW GROUP|UBSA|UBS SECURITIES LLC|157644
SJW|SJW GROUP|UBSS|UBS Securities LLC|204133
SJW|SJW GROUP|VALX|VIRTU AMERICAS LLC|2449
SJW|SJW GROUP|VGRD|Vanguard Marketing Corporation|749
SJW|SJW GROUP|WCHV|WELLS FARGO SECURITIES, LLC|30099
SJW|SJW GROUP|WDNX|WEEDEN & CO.L.P.|1362
SJW|SJW GROUP|WEDB|WEDBUSH SECURITIES INC.|1
SJW|SJW GROUP|WEED|Weeden & Co.L.P.|15400
SJW|SJW GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|926
SJW|SJW GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11711
SJW|SJW GROUP|WSEA|WOLVERINE SECURITIES, LLC|1330
SJW|SJW GROUP|XIST|INSTINET, LLC|200
SJW|SJW GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
SJW|SJW GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|1681
SJW|SJW GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1628
SKF|ULTRASHORT FINANCIAL|APCC|Apex Clearing Corporation|50
SKF|ULTRASHORT FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
SKF|ULTRASHORT FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|329
SKF|ULTRASHORT FINANCIAL|DBAX|Deutsche Bank Securities Inc.|200
SKF|ULTRASHORT FINANCIAL|EBXL|EBX LLC|1300
SKF|ULTRASHORT FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|339
SKF|ULTRASHORT FINANCIAL|ETRS|E*Trade Securities LLC|4575
SKF|ULTRASHORT FINANCIAL|FILL|Tradestation Securities, Inc.|8
SKF|ULTRASHORT FINANCIAL|FQLS|Quantlab Securities LP|266
SKF|ULTRASHORT FINANCIAL|FTBR|Foliofn Investments, Inc.|1
SKF|ULTRASHORT FINANCIAL|GLIS|TD Securities Inc|100
SKF|ULTRASHORT FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|300
SKF|ULTRASHORT FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|100
SKF|ULTRASHORT FINANCIAL|GTSZ|GTS SECURITIES LLC|200
SKF|ULTRASHORT FINANCIAL|HRBF|American Enterprise Investment Services Inc.|1
SKF|ULTRASHORT FINANCIAL|IATS|INTERACTIVE BROKERS LLC|100
SKF|ULTRASHORT FINANCIAL|IBKR|Interactive Brokers Llc|5510
SKF|ULTRASHORT FINANCIAL|ICBX|INSTINET, LLC|402
SKF|ULTRASHORT FINANCIAL|INCA|INSTINET, LLC|59
SKF|ULTRASHORT FINANCIAL|JPMX|J.P. Morgan Securities LLC|608
SKF|ULTRASHORT FINANCIAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|10000
SKF|ULTRASHORT FINANCIAL|JSJX|JANE STREET CAPITAL LLC|28990
SKF|ULTRASHORT FINANCIAL|KCGM|VIRTU Americas LLC|210
SKF|ULTRASHORT FINANCIAL|LEHM|Barclays Capital Inc./Le|800
SKF|ULTRASHORT FINANCIAL|LIME|Lime Brokerage LLC|4531
SKF|ULTRASHORT FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3836
SKF|ULTRASHORT FINANCIAL|MOTF|MOTIF INVESTING, INC.|5
SKF|ULTRASHORT FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|3182
SKF|ULTRASHORT FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|3400
SKF|ULTRASHORT FINANCIAL|NFSC|National Financial Services LLC|55879
SKF|ULTRASHORT FINANCIAL|NITE|VIRTU Americas LLC|51633
SKF|ULTRASHORT FINANCIAL|PWJC|UBS Financial Services, Inc.|62
SKF|ULTRASHORT FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|266
SKF|ULTRASHORT FINANCIAL|SBSH|Citigroup Global Markets Inc.|600
SKF|ULTRASHORT FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|420
SKF|ULTRASHORT FINANCIAL|SWIM|TD Ameritrade, Inc.|3183
SKF|ULTRASHORT FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|389
SKF|ULTRASHORT FINANCIAL|TRCM|TRC MARKETS LLC|86
SKF|ULTRASHORT FINANCIAL|UBSA|UBS SECURITIES LLC|910
SKF|ULTRASHORT FINANCIAL|UBSS|UBS Securities LLC|7372
SKF|ULTRASHORT FINANCIAL|VGRD|Vanguard Marketing Corporation|11745
SKF|ULTRASHORT FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|14
SKF|ULTRASHORT FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2154
SKF|ULTRASHORT FINANCIAL|WGIF|CIBC World Markets Inc.|100
SKF|ULTRASHORT FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|268
SKF|ULTRASHORT FINANCIAL|XPUS|XP SECURITIES, LLC|21626
SKF|ULTRASHORT FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
SKIS|PEAK RESORTS, CMN|APCC|Apex Clearing Corporation|40
SKIS|PEAK RESORTS, CMN|BARD|Robert W. Baird & Co. Incorporated|900
SKIS|PEAK RESORTS, CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
SKIS|PEAK RESORTS, CMN|BTIG|BTIG, LLC|100
SKIS|PEAK RESORTS, CMN|CHAS|Charles Schwab & Co., Inc.|1
SKIS|PEAK RESORTS, CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
SKIS|PEAK RESORTS, CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5293
SKIS|PEAK RESORTS, CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1186
SKIS|PEAK RESORTS, CMN|DBAB|Deutsche Bank Securities Inc.|1243
SKIS|PEAK RESORTS, CMN|DBAX|Deutsche Bank Securities Inc.|10700
SKIS|PEAK RESORTS, CMN|DEGS|RONIN PROFESSIONAL LLC|2498
SKIS|PEAK RESORTS, CMN|EBXL|EBX LLC|500
SKIS|PEAK RESORTS, CMN|EDJO|Edward D. Jones & Co., L.P.|300
SKIS|PEAK RESORTS, CMN|ETRS|E*Trade Securities LLC|15730
SKIS|PEAK RESORTS, CMN|FBCO|Credit Suisse Securities (USA) LLC|1462
SKIS|PEAK RESORTS, CMN|FOMA|TD AMERITRADE CLEARING, INC.|20136
SKIS|PEAK RESORTS, CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55
SKIS|PEAK RESORTS, CMN|FTBR|Foliofn Investments, Inc.|10
SKIS|PEAK RESORTS, CMN|GSCO|GOLDMAN SACHS & CO. LLC|16782
SKIS|PEAK RESORTS, CMN|GSCS|GOLDMAN SACHS & CO. LLC|3200
SKIS|PEAK RESORTS, CMN|IBKR|Interactive Brokers Llc|29280
SKIS|PEAK RESORTS, CMN|ICBX|INSTINET, LLC|1300
SKIS|PEAK RESORTS, CMN|INCA|INSTINET, LLC|1822
SKIS|PEAK RESORTS, CMN|INJX|INSTINET, LLC|20649
SKIS|PEAK RESORTS, CMN|ITGI|ITG Inc.|3199
SKIS|PEAK RESORTS, CMN|JEFF|JEFFERIES LLC|9206
SKIS|PEAK RESORTS, CMN|JPMX|J.P. Morgan Securities LLC|3600
SKIS|PEAK RESORTS, CMN|KCGM|VIRTU Americas LLC|100
SKIS|PEAK RESORTS, CMN|LEHM|Barclays Capital Inc./Le|1435
SKIS|PEAK RESORTS, CMN|LIME|Lime Brokerage LLC|11905
SKIS|PEAK RESORTS, CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7874
SKIS|PEAK RESORTS, CMN|MSCO|MORGAN STANLEY & CO. LLC|24032
SKIS|PEAK RESORTS, CMN|MSPL|MORGAN STANLEY & CO. LLC|4400
SKIS|PEAK RESORTS, CMN|NFSC|National Financial Services LLC|12252
SKIS|PEAK RESORTS, CMN|NITE|VIRTU Americas LLC|54729
SKIS|PEAK RESORTS, CMN|OPCO|Oppenheimer & Co. Inc.|400
SKIS|PEAK RESORTS, CMN|PDQM|CODA MARKETS, INC.|1000
SKIS|PEAK RESORTS, CMN|PWJC|UBS Financial Services, Inc.|2500
SKIS|PEAK RESORTS, CMN|RAJA|Raymond James & Associates, Inc.|100
SKIS|PEAK RESORTS, CMN|SBSH|Citigroup Global Markets Inc.|1378
SKIS|PEAK RESORTS, CMN|SGMT|GOLDMAN SACHS & CO. LLC|1300
SKIS|PEAK RESORTS, CMN|SPDR|SPEEDROUTE LLC|1391
SKIS|PEAK RESORTS, CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3561
SKIS|PEAK RESORTS, CMN|SWIM|TD Ameritrade, Inc.|320
SKIS|PEAK RESORTS, CMN|TKNG|ALLY INVEST SECURITIES LLC|3
SKIS|PEAK RESORTS, CMN|TMBR|Timber Hill LLC|8
SKIS|PEAK RESORTS, CMN|TRBT|Tradebot Systems, Inc.|396
SKIS|PEAK RESORTS, CMN|TRCM|TRC MARKETS LLC|718
SKIS|PEAK RESORTS, CMN|UBSA|UBS SECURITIES LLC|9977
SKIS|PEAK RESORTS, CMN|UBSS|UBS Securities LLC|22479
SKIS|PEAK RESORTS, CMN|VALX|VIRTU AMERICAS LLC|613
SKIS|PEAK RESORTS, CMN|VGRD|Vanguard Marketing Corporation|1098
SKIS|PEAK RESORTS, CMN|WCHV|WELLS FARGO SECURITIES, LLC|430
SKIS|PEAK RESORTS, CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|366
SKIS|PEAK RESORTS, CMN|WSEA|WOLVERINE SECURITIES, LLC|340
SKIS|PEAK RESORTS, CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SKIS|PEAK RESORTS, CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
SKM|SK TELECOM CO., LTD.|ALTX|Alternet Securities Inc.|4767
SKM|SK TELECOM CO., LTD.|APCC|Apex Clearing Corporation|67
SKM|SK TELECOM CO., LTD.|BANK|Primevest Financial Services, Inc.|29
SKM|SK TELECOM CO., LTD.|BARD|Robert W. Baird & Co. Incorporated|97
SKM|SK TELECOM CO., LTD.|BATM|CBOE TRADING, INC.|3924
SKM|SK TELECOM CO., LTD.|BBNT|BB&T SECURITIES, LLC|1
SKM|SK TELECOM CO., LTD.|BERN|Sanford C. Bernstein & Co., LLC|55726
SKM|SK TELECOM CO., LTD.|BGCE|BGC Financial Inc.|5774
SKM|SK TELECOM CO., LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15585
SKM|SK TELECOM CO., LTD.|BLKX|INSTINET, LLC|10000
SKM|SK TELECOM CO., LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|34
SKM|SK TELECOM CO., LTD.|BTIG|BTIG, LLC|91600
SKM|SK TELECOM CO., LTD.|BYXM|CBOE TRADING, INC.|400
SKM|SK TELECOM CO., LTD.|BZYD|GOLDMAN SACHS & CO. LLC|1000
SKM|SK TELECOM CO., LTD.|CANT|Cantor Fitzgerald & Co.|256
SKM|SK TELECOM CO., LTD.|CHAS|Charles Schwab & Co., Inc.|2284
SKM|SK TELECOM CO., LTD.|CIST|Capital Institutional Services, Inc.|66
SKM|SK TELECOM CO., LTD.|CLSA|CLSA AMERICAS, LLC|200
SKM|SK TELECOM CO., LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6272
SKM|SK TELECOM CO., LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
SKM|SK TELECOM CO., LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
SKM|SK TELECOM CO., LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196359
SKM|SK TELECOM CO., LTD.|CTDL|Citadel Derivatives Group Llc|4144
SKM|SK TELECOM CO., LTD.|CTLR|CUTLER GROUP, LP|327
SKM|SK TELECOM CO., LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13296
SKM|SK TELECOM CO., LTD.|DBAB|Deutsche Bank Securities Inc.|140614
SKM|SK TELECOM CO., LTD.|DBAX|Deutsche Bank Securities Inc.|180000
SKM|SK TELECOM CO., LTD.|DCHF|Dart Executions, LLC|669
SKM|SK TELECOM CO., LTD.|DEAN|MORGAN STANLEY|11740
SKM|SK TELECOM CO., LTD.|DEGS|RONIN PROFESSIONAL LLC|1130
SKM|SK TELECOM CO., LTD.|EBXL|EBX LLC|62600
SKM|SK TELECOM CO., LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6187
SKM|SK TELECOM CO., LTD.|EDJO|Edward D. Jones & Co., L.P.|106
SKM|SK TELECOM CO., LTD.|EGAM|CBOE TRADING, INC.|6682
SKM|SK TELECOM CO., LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|100
SKM|SK TELECOM CO., LTD.|EGXM|CBOE TRADING, INC.|8808
SKM|SK TELECOM CO., LTD.|EGXW|CBOE TRADING, INC.|100
SKM|SK TELECOM CO., LTD.|ETBE|Electronic Transaction Clearing, Inc.|3721
SKM|SK TELECOM CO., LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1591
SKM|SK TELECOM CO., LTD.|ETRS|E*Trade Securities LLC|3034
SKM|SK TELECOM CO., LTD.|FBSB|U.S. Bancorp Investments, Inc.|101
SKM|SK TELECOM CO., LTD.|FILL|Tradestation Securities, Inc.|740
SKM|SK TELECOM CO., LTD.|FMAF|NBCN Inc./ CDS|2225
SKM|SK TELECOM CO., LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
SKM|SK TELECOM CO., LTD.|FQLS|Quantlab Securities LP|81017
SKM|SK TELECOM CO., LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34562
SKM|SK TELECOM CO., LTD.|FTBR|Foliofn Investments, Inc.|11551
SKM|SK TELECOM CO., LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|600
SKM|SK TELECOM CO., LTD.|GLPX|ACS EXECUTION SERVICES, LLC|1003
SKM|SK TELECOM CO., LTD.|GSCO|GOLDMAN SACHS & CO. LLC|319985
SKM|SK TELECOM CO., LTD.|GSCS|GOLDMAN SACHS & CO. LLC|5415
SKM|SK TELECOM CO., LTD.|GSLT|GOLDMAN SACHS & CO. LLC|12331
SKM|SK TELECOM CO., LTD.|GTSZ|GTS SECURITIES LLC|12156
SKM|SK TELECOM CO., LTD.|HAPX|HAP Trading, LLC|1467
SKM|SK TELECOM CO., LTD.|HRBF|American Enterprise Investment Services Inc.|1259
SKM|SK TELECOM CO., LTD.|HSBC|HSBC Securities, Inc.|94327
SKM|SK TELECOM CO., LTD.|IATS|INTERACTIVE BROKERS LLC|2200
SKM|SK TELECOM CO., LTD.|IBKR|Interactive Brokers Llc|4956
SKM|SK TELECOM CO., LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15547
SKM|SK TELECOM CO., LTD.|ICBX|INSTINET, LLC|47712
SKM|SK TELECOM CO., LTD.|INCA|INSTINET, LLC|191596
SKM|SK TELECOM CO., LTD.|INJX|INSTINET, LLC|2470
SKM|SK TELECOM CO., LTD.|INTL|INTL FCSTONE FINANCIAL INC.|20608
SKM|SK TELECOM CO., LTD.|ITGI|ITG Inc.|30760
SKM|SK TELECOM CO., LTD.|ITGP|ITG INC.|102200
SKM|SK TELECOM CO., LTD.|JANY|Janney Montgomery Scott Inc.|936
SKM|SK TELECOM CO., LTD.|JEFF|JEFFERIES LLC|139221
SKM|SK TELECOM CO., LTD.|JMPT|JUMP TRADING, LLC|7426
SKM|SK TELECOM CO., LTD.|JPBX|J.P. MORGAN SECURITIES LLC|29250
SKM|SK TELECOM CO., LTD.|JPMX|J.P. Morgan Securities LLC|217800
SKM|SK TELECOM CO., LTD.|JSJX|JANE STREET CAPITAL LLC|600
SKM|SK TELECOM CO., LTD.|KCGM|VIRTU Americas LLC|18101
SKM|SK TELECOM CO., LTD.|LEHM|Barclays Capital Inc./Le|441804
SKM|SK TELECOM CO., LTD.|LIME|Lime Brokerage LLC|22297
SKM|SK TELECOM CO., LTD.|LOOP|Loop Capital Markets LLC|200
SKM|SK TELECOM CO., LTD.|LQNA|LIQUIDNET, INC.|5000
SKM|SK TELECOM CO., LTD.|LSCI|Lek Securities Corporation|567
SKM|SK TELECOM CO., LTD.|MACQ|Macquarie Capital (USA) Inc.|59196
SKM|SK TELECOM CO., LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124787
SKM|SK TELECOM CO., LTD.|MOTF|MOTIF INVESTING, INC.|6
SKM|SK TELECOM CO., LTD.|MSCO|MORGAN STANLEY & CO. LLC|664909
SKM|SK TELECOM CO., LTD.|MSPL|MORGAN STANLEY & CO. LLC|336200
SKM|SK TELECOM CO., LTD.|MSTX|MORGAN STANLEY & CO. LLC|44900
SKM|SK TELECOM CO., LTD.|NFSC|National Financial Services LLC|111083
SKM|SK TELECOM CO., LTD.|NITE|VIRTU Americas LLC|237533
SKM|SK TELECOM CO., LTD.|NQRB|Brut, LLC|4268
SKM|SK TELECOM CO., LTD.|NTBF|BMO Nesbitt Burns Inc./CDS|1091
SKM|SK TELECOM CO., LTD.|NTRC|Northern Trust Securities, Inc.|329
SKM|SK TELECOM CO., LTD.|OPCO|Oppenheimer & Co. Inc.|3741
SKM|SK TELECOM CO., LTD.|PDQM|CODA MARKETS, INC.|5940
SKM|SK TELECOM CO., LTD.|PWJC|UBS Financial Services, Inc.|1200
SKM|SK TELECOM CO., LTD.|RBCM|RBC CAPITAL MARKETS, LLC|9878
SKM|SK TELECOM CO., LTD.|SAGL|SAGETRADER, LLC|400
SKM|SK TELECOM CO., LTD.|SALI|INTL FCSTONE FINANCIAL INC.|1136
SKM|SK TELECOM CO., LTD.|SBSH|Citigroup Global Markets Inc.|52411
SKM|SK TELECOM CO., LTD.|SEIC|SEI Investments Distribution Co.|400
SKM|SK TELECOM CO., LTD.|SGMT|GOLDMAN SACHS & CO. LLC|51772
SKM|SK TELECOM CO., LTD.|SPDR|SPEEDROUTE LLC|700
SKM|SK TELECOM CO., LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|602
SKM|SK TELECOM CO., LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3095
SKM|SK TELECOM CO., LTD.|SWIM|TD Ameritrade, Inc.|7777
SKM|SK TELECOM CO., LTD.|SWST|Hilltop Securities Inc.|500
SKM|SK TELECOM CO., LTD.|TRBT|Tradebot Systems, Inc.|117353
SKM|SK TELECOM CO., LTD.|TRCM|TRC MARKETS LLC|33016
SKM|SK TELECOM CO., LTD.|UBSA|UBS SECURITIES LLC|420223
SKM|SK TELECOM CO., LTD.|UBSS|UBS Securities LLC|380258
SKM|SK TELECOM CO., LTD.|VALX|VIRTU AMERICAS LLC|10733
SKM|SK TELECOM CO., LTD.|VGRD|Vanguard Marketing Corporation|8917
SKM|SK TELECOM CO., LTD.|VSIN|Vision Financial Markets Llc|50
SKM|SK TELECOM CO., LTD.|WBLR|WILLIAM BLAIR|327
SKM|SK TELECOM CO., LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|600
SKM|SK TELECOM CO., LTD.|WCHV|WELLS FARGO SECURITIES, LLC|24232
SKM|SK TELECOM CO., LTD.|WEDB|WEDBUSH SECURITIES INC.|36
SKM|SK TELECOM CO., LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
SKM|SK TELECOM CO., LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|740
SKM|SK TELECOM CO., LTD.|WGIF|CIBC World Markets Inc.|4311
SKM|SK TELECOM CO., LTD.|WSEA|WOLVERINE SECURITIES, LLC|60
SKM|SK TELECOM CO., LTD.|XIST|INSTINET, LLC|2400
SKM|SK TELECOM CO., LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|40890
SKM|SK TELECOM CO., LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|541
SKM|SK TELECOM CO., LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2857
SKOR|FLXSHRS CRSCR US COR|BATM|CBOE TRADING, INC.|1124
SKOR|FLXSHRS CRSCR US COR|CHAS|Charles Schwab & Co., Inc.|2
SKOR|FLXSHRS CRSCR US COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
SKOR|FLXSHRS CRSCR US COR|DBAB|Deutsche Bank Securities Inc.|6847
SKOR|FLXSHRS CRSCR US COR|DBAX|Deutsche Bank Securities Inc.|2700
SKOR|FLXSHRS CRSCR US COR|ETRS|E*Trade Securities LLC|1
SKOR|FLXSHRS CRSCR US COR|FBCO|Credit Suisse Securities (USA) LLC|4583
SKOR|FLXSHRS CRSCR US COR|IBKR|Interactive Brokers Llc|296
SKOR|FLXSHRS CRSCR US COR|ICBX|INSTINET, LLC|100
SKOR|FLXSHRS CRSCR US COR|JSJX|JANE STREET CAPITAL LLC|3048
SKOR|FLXSHRS CRSCR US COR|KCGM|VIRTU Americas LLC|213
SKOR|FLXSHRS CRSCR US COR|LEHM|Barclays Capital Inc./Le|1800
SKOR|FLXSHRS CRSCR US COR|LIME|Lime Brokerage LLC|101
SKOR|FLXSHRS CRSCR US COR|MSCO|MORGAN STANLEY & CO. LLC|103
SKOR|FLXSHRS CRSCR US COR|MSPL|MORGAN STANLEY & CO. LLC|300
SKOR|FLXSHRS CRSCR US COR|NFSC|National Financial Services LLC|204
SKOR|FLXSHRS CRSCR US COR|NITE|VIRTU Americas LLC|154
SKOR|FLXSHRS CRSCR US COR|UBSA|UBS SECURITIES LLC|3300
SKOR|FLXSHRS CRSCR US COR|UBSS|UBS Securities LLC|700
SKOR|FLXSHRS CRSCR US COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
SKOR|FLXSHRS CRSCR US COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|637
SKT|TANGER FACTORY OUT|ADAM|CANACCORD GENUITY INC.|59727
SKT|TANGER FACTORY OUT|ALTX|Alternet Securities Inc.|5970
SKT|TANGER FACTORY OUT|APCC|Apex Clearing Corporation|9549
SKT|TANGER FACTORY OUT|BANK|Primevest Financial Services, Inc.|200
SKT|TANGER FACTORY OUT|BARD|Robert W. Baird & Co. Incorporated|2878
SKT|TANGER FACTORY OUT|BATM|CBOE TRADING, INC.|2560
SKT|TANGER FACTORY OUT|BAYC|BAY CREST PARTNERS, LLC|4172
SKT|TANGER FACTORY OUT|BBNT|BB&T SECURITIES, LLC|1577
SKT|TANGER FACTORY OUT|BERN|Sanford C. Bernstein & Co., LLC|7208
SKT|TANGER FACTORY OUT|BIAD|SAGETRADER, LLC|1200
SKT|TANGER FACTORY OUT|BIDS|BIDS TRADING L.P.|6000
SKT|TANGER FACTORY OUT|BKCM|BNY Mellon Capital Markets LLC|16018
SKT|TANGER FACTORY OUT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33111
SKT|TANGER FACTORY OUT|BLKX|INSTINET, LLC|33121
SKT|TANGER FACTORY OUT|BMOC|BMO Capital Markets Corp.|40666
SKT|TANGER FACTORY OUT|BNPX|BNP PARIBAS SECURITIES CORP.|35888
SKT|TANGER FACTORY OUT|BRGE|Newbridge Securities Corp.|500
SKT|TANGER FACTORY OUT|BRVL|BLAYLOCK VAN, LLC|400
SKT|TANGER FACTORY OUT|BTIG|BTIG, LLC|24773
SKT|TANGER FACTORY OUT|BYXM|CBOE TRADING, INC.|300
SKT|TANGER FACTORY OUT|BZYD|GOLDMAN SACHS & CO. LLC|200
SKT|TANGER FACTORY OUT|CANT|Cantor Fitzgerald & Co.|9718
SKT|TANGER FACTORY OUT|CHAS|Charles Schwab & Co., Inc.|7163
SKT|TANGER FACTORY OUT|CIST|Capital Institutional Services, Inc.|1537
SKT|TANGER FACTORY OUT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61299
SKT|TANGER FACTORY OUT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5433
SKT|TANGER FACTORY OUT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3990
SKT|TANGER FACTORY OUT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|423756
SKT|TANGER FACTORY OUT|CTDL|Citadel Derivatives Group Llc|5006
SKT|TANGER FACTORY OUT|CTLR|CUTLER GROUP, LP|600
SKT|TANGER FACTORY OUT|CXCX|CITIGROUP GLOBAL MARKETS INC.|72722
SKT|TANGER FACTORY OUT|DADA|D.A. Davidson & Co.|500
SKT|TANGER FACTORY OUT|DAVA|Davenport & Company LLC|14430
SKT|TANGER FACTORY OUT|DBAB|Deutsche Bank Securities Inc.|362163
SKT|TANGER FACTORY OUT|DBAX|Deutsche Bank Securities Inc.|202500
SKT|TANGER FACTORY OUT|DBUL|Deutsche Bank Securities Inc.|3998
SKT|TANGER FACTORY OUT|DCHF|Dart Executions, LLC|2944
SKT|TANGER FACTORY OUT|DEAN|MORGAN STANLEY|32161
SKT|TANGER FACTORY OUT|DEGS|RONIN PROFESSIONAL LLC|21969
SKT|TANGER FACTORY OUT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25918
SKT|TANGER FACTORY OUT|DRWK|DRW SECURITIES, L.L.C.|10520
SKT|TANGER FACTORY OUT|EBXL|EBX LLC|112800
SKT|TANGER FACTORY OUT|ECUT|CONVERGEX EXECUTION SOLUTIONS|11429
SKT|TANGER FACTORY OUT|EDJO|Edward D. Jones & Co., L.P.|11368
SKT|TANGER FACTORY OUT|EGAM|CBOE TRADING, INC.|18912
SKT|TANGER FACTORY OUT|EGMT|EG MARKET TECHNOLOGIES LLC|100
SKT|TANGER FACTORY OUT|EGXM|CBOE TRADING, INC.|2956
SKT|TANGER FACTORY OUT|ETBE|Electronic Transaction Clearing, Inc.|7729
SKT|TANGER FACTORY OUT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
SKT|TANGER FACTORY OUT|ETCB|ETC BROKERAGE SERVICES, LLC|403
SKT|TANGER FACTORY OUT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6067
SKT|TANGER FACTORY OUT|ETRS|E*Trade Securities LLC|230552
SKT|TANGER FACTORY OUT|FBSB|U.S. Bancorp Investments, Inc.|100
SKT|TANGER FACTORY OUT|FILL|Tradestation Securities, Inc.|8922
SKT|TANGER FACTORY OUT|FINX|FINTECH SECURITIES|300
SKT|TANGER FACTORY OUT|FMAF|NBCN Inc./ CDS|6613
SKT|TANGER FACTORY OUT|FMCO|First Manhattan Co|6825
SKT|TANGER FACTORY OUT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|54342
SKT|TANGER FACTORY OUT|FQLS|Quantlab Securities LP|468584
SKT|TANGER FACTORY OUT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89114
SKT|TANGER FACTORY OUT|FTBR|Foliofn Investments, Inc.|4048
SKT|TANGER FACTORY OUT|GEBB|GLOBAL EXECUTION BROKERS, LP|5811
SKT|TANGER FACTORY OUT|GLIS|TD Securities Inc|779
SKT|TANGER FACTORY OUT|GLPX|ACS EXECUTION SERVICES, LLC|14166
SKT|TANGER FACTORY OUT|GNAV|GREEN STREET TRADING, LLC|18
SKT|TANGER FACTORY OUT|GSCO|GOLDMAN SACHS & CO. LLC|2324403
SKT|TANGER FACTORY OUT|GSCS|GOLDMAN SACHS & CO. LLC|5900
SKT|TANGER FACTORY OUT|GSLT|GOLDMAN SACHS & CO. LLC|7345
SKT|TANGER FACTORY OUT|GTSZ|GTS SECURITIES LLC|77630
SKT|TANGER FACTORY OUT|HAPX|HAP Trading, LLC|640
SKT|TANGER FACTORY OUT|HRBF|American Enterprise Investment Services Inc.|26505
SKT|TANGER FACTORY OUT|HSBC|HSBC Securities, Inc.|4257
SKT|TANGER FACTORY OUT|IATS|INTERACTIVE BROKERS LLC|14462
SKT|TANGER FACTORY OUT|IBKR|Interactive Brokers Llc|21113
SKT|TANGER FACTORY OUT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|733
SKT|TANGER FACTORY OUT|ICBX|INSTINET, LLC|42615
SKT|TANGER FACTORY OUT|IEQY|CITADEL SECURITIES LLC|156557
SKT|TANGER FACTORY OUT|INCA|INSTINET, LLC|286120
SKT|TANGER FACTORY OUT|INJX|INSTINET, LLC|284
SKT|TANGER FACTORY OUT|ITGI|ITG Inc.|44477
SKT|TANGER FACTORY OUT|ITGP|ITG INC.|133600
SKT|TANGER FACTORY OUT|JANY|Janney Montgomery Scott Inc.|4146
SKT|TANGER FACTORY OUT|JEFF|JEFFERIES LLC|149853
SKT|TANGER FACTORY OUT|JMPT|JUMP TRADING, LLC|83477
SKT|TANGER FACTORY OUT|JPBX|J.P. MORGAN SECURITIES LLC|198684
SKT|TANGER FACTORY OUT|JPMX|J.P. Morgan Securities LLC|548048
SKT|TANGER FACTORY OUT|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
SKT|TANGER FACTORY OUT|JSJX|JANE STREET CAPITAL LLC|9562
SKT|TANGER FACTORY OUT|KCGM|VIRTU Americas LLC|35886
SKT|TANGER FACTORY OUT|LEHM|Barclays Capital Inc./Le|961918
SKT|TANGER FACTORY OUT|LIME|Lime Brokerage LLC|14949
SKT|TANGER FACTORY OUT|LOOP|Loop Capital Markets LLC|15818
SKT|TANGER FACTORY OUT|LQNA|LIQUIDNET, INC.|86300
SKT|TANGER FACTORY OUT|LQNB|LIQUIDNET, INC.|5100
SKT|TANGER FACTORY OUT|LSCI|Lek Securities Corporation|1355
SKT|TANGER FACTORY OUT|MACC|Mid Atlantic Capital Corporation|425
SKT|TANGER FACTORY OUT|MACQ|Macquarie Capital (USA) Inc.|14992
SKT|TANGER FACTORY OUT|MAXM|Maxim Group LLC|7194
SKT|TANGER FACTORY OUT|MBTS|ALLY INVEST SECURITIES LLC|3342
SKT|TANGER FACTORY OUT|MKMP|MKM Partners LLC|11986
SKT|TANGER FACTORY OUT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|148071
SKT|TANGER FACTORY OUT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
SKT|TANGER FACTORY OUT|MOTF|MOTIF INVESTING, INC.|8
SKT|TANGER FACTORY OUT|MSCO|MORGAN STANLEY & CO. LLC|1837872
SKT|TANGER FACTORY OUT|MSPL|MORGAN STANLEY & CO. LLC|382400
SKT|TANGER FACTORY OUT|MSTX|MORGAN STANLEY & CO. LLC|440900
SKT|TANGER FACTORY OUT|NFSC|National Financial Services LLC|554696
SKT|TANGER FACTORY OUT|NITE|VIRTU Americas LLC|758458
SKT|TANGER FACTORY OUT|NITP|VIRTU Americas LLC|690
SKT|TANGER FACTORY OUT|NMRA|Nomura Securities International, Inc.|200
SKT|TANGER FACTORY OUT|NQRB|Brut, LLC|4413
SKT|TANGER FACTORY OUT|NTBF|BMO Nesbitt Burns Inc./CDS|680
SKT|TANGER FACTORY OUT|NTRC|Northern Trust Securities, Inc.|200
SKT|TANGER FACTORY OUT|OPCO|Oppenheimer & Co. Inc.|5877
SKT|TANGER FACTORY OUT|PDQM|CODA MARKETS, INC.|23079
SKT|TANGER FACTORY OUT|PHLY|NASDAQ Execution Services, LLC|15200
SKT|TANGER FACTORY OUT|PWJC|UBS Financial Services, Inc.|16791
SKT|TANGER FACTORY OUT|RBCM|RBC CAPITAL MARKETS, LLC|34689
SKT|TANGER FACTORY OUT|RGLD|Regal Securities, Inc|166
SKT|TANGER FACTORY OUT|SAGL|SAGETRADER, LLC|18833
SKT|TANGER FACTORY OUT|SAGW|SAGETRADER, LLC|208
SKT|TANGER FACTORY OUT|SALI|INTL FCSTONE FINANCIAL INC.|857
SKT|TANGER FACTORY OUT|SBRX|MURIEL SIEBERT & CO INC|67
SKT|TANGER FACTORY OUT|SBSH|Citigroup Global Markets Inc.|139641
SKT|TANGER FACTORY OUT|SEIC|SEI Investments Distribution Co.|106
SKT|TANGER FACTORY OUT|SGMT|GOLDMAN SACHS & CO. LLC|133875
SKT|TANGER FACTORY OUT|SPDR|SPEEDROUTE LLC|14133
SKT|TANGER FACTORY OUT|STFL|Stifel, Nicolaus & Company, Incorporated|43223
SKT|TANGER FACTORY OUT|STKP|STOCKPILE INVESTMENTS, INC.|212
SKT|TANGER FACTORY OUT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3941
SKT|TANGER FACTORY OUT|SWIM|TD Ameritrade, Inc.|45992
SKT|TANGER FACTORY OUT|SWST|Hilltop Securities Inc.|4820
SKT|TANGER FACTORY OUT|TKNG|ALLY INVEST SECURITIES LLC|5608
SKT|TANGER FACTORY OUT|TRBT|Tradebot Systems, Inc.|291899
SKT|TANGER FACTORY OUT|TRCM|TRC MARKETS LLC|97652
SKT|TANGER FACTORY OUT|TWTT|TASTYWORKS, INC.|612
SKT|TANGER FACTORY OUT|UBSA|UBS SECURITIES LLC|593036
SKT|TANGER FACTORY OUT|UBSS|UBS Securities LLC|741309
SKT|TANGER FACTORY OUT|VALX|VIRTU AMERICAS LLC|35776
SKT|TANGER FACTORY OUT|VGRD|Vanguard Marketing Corporation|87700
SKT|TANGER FACTORY OUT|VSIN|Vision Financial Markets Llc|24
SKT|TANGER FACTORY OUT|WABR|Wall Street Access|120
SKT|TANGER FACTORY OUT|WBLR|WILLIAM BLAIR|300
SKT|TANGER FACTORY OUT|WBPX|SUMMIT SECURITIES GROUP, LLC|2976
SKT|TANGER FACTORY OUT|WCHV|WELLS FARGO SECURITIES, LLC|127823
SKT|TANGER FACTORY OUT|WDNX|WEEDEN & CO.L.P.|1722
SKT|TANGER FACTORY OUT|WEDB|WEDBUSH SECURITIES INC.|10749
SKT|TANGER FACTORY OUT|WEED|Weeden & Co.L.P.|16330
SKT|TANGER FACTORY OUT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40815
SKT|TANGER FACTORY OUT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|113324
SKT|TANGER FACTORY OUT|WGIF|CIBC World Markets Inc.|2642
SKT|TANGER FACTORY OUT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|631
SKT|TANGER FACTORY OUT|WOLF|Wolfe Trahan Securities|800
SKT|TANGER FACTORY OUT|WSEA|WOLVERINE SECURITIES, LLC|22405
SKT|TANGER FACTORY OUT|XIST|INSTINET, LLC|138506
SKT|TANGER FACTORY OUT|XPQR|Jump Trading|100
SKT|TANGER FACTORY OUT|XSTM|NATIONAL FINANCIAL SERVICES LLC|52298
SKT|TANGER FACTORY OUT|YKNA|COMHAR CAPITAL MARKETS, LLC|1027
SKT|TANGER FACTORY OUT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21468
SKX|SKECHERS USA INC|ALTX|Alternet Securities Inc.|26750
SKX|SKECHERS USA INC|ANDG|Andrew Garrett Inc.|1500
SKX|SKECHERS USA INC|APCC|Apex Clearing Corporation|12538
SKX|SKECHERS USA INC|BANK|Primevest Financial Services, Inc.|253
SKX|SKECHERS USA INC|BARD|Robert W. Baird & Co. Incorporated|7421
SKX|SKECHERS USA INC|BATM|CBOE TRADING, INC.|17437
SKX|SKECHERS USA INC|BAYT|BTIG, LLC|62400
SKX|SKECHERS USA INC|BBNT|BB&T SECURITIES, LLC|7632
SKX|SKECHERS USA INC|BERN|Sanford C. Bernstein & Co., LLC|13398
SKX|SKECHERS USA INC|BIDS|BIDS TRADING L.P.|10700
SKX|SKECHERS USA INC|BIMI|Banca IMI Securities Corp.|93
SKX|SKECHERS USA INC|BKCM|BNY Mellon Capital Markets LLC|28235
SKX|SKECHERS USA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20628
SKX|SKECHERS USA INC|BLKX|INSTINET, LLC|27100
SKX|SKECHERS USA INC|BNPX|BNP PARIBAS SECURITIES CORP.|56746
SKX|SKECHERS USA INC|BRVL|BLAYLOCK VAN, LLC|7000
SKX|SKECHERS USA INC|BTIG|BTIG, LLC|6006
SKX|SKECHERS USA INC|BYXM|CBOE TRADING, INC.|13214
SKX|SKECHERS USA INC|BZYD|GOLDMAN SACHS & CO. LLC|800
SKX|SKECHERS USA INC|CANT|Cantor Fitzgerald & Co.|109
SKX|SKECHERS USA INC|CHAS|Charles Schwab & Co., Inc.|9732
SKX|SKECHERS USA INC|CICF|Canaccord Genuity Corp.|225
SKX|SKECHERS USA INC|CIST|Capital Institutional Services, Inc.|1022
SKX|SKECHERS USA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|366131
SKX|SKECHERS USA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6271
SKX|SKECHERS USA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3603
SKX|SKECHERS USA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|835601
SKX|SKECHERS USA INC|CTDL|Citadel Derivatives Group Llc|6332
SKX|SKECHERS USA INC|CTLR|CUTLER GROUP, LP|1731
SKX|SKECHERS USA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|119038
SKX|SKECHERS USA INC|DADA|D.A. Davidson & Co.|5154
SKX|SKECHERS USA INC|DAVA|Davenport & Company LLC|225
SKX|SKECHERS USA INC|DBAB|Deutsche Bank Securities Inc.|404972
SKX|SKECHERS USA INC|DBAX|Deutsche Bank Securities Inc.|831400
SKX|SKECHERS USA INC|DBUL|Deutsche Bank Securities Inc.|19752
SKX|SKECHERS USA INC|DCHF|Dart Executions, LLC|14640
SKX|SKECHERS USA INC|DEAN|MORGAN STANLEY|17627
SKX|SKECHERS USA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|193708
SKX|SKECHERS USA INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|8363
SKX|SKECHERS USA INC|EBXL|EBX LLC|464600
SKX|SKECHERS USA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|28868
SKX|SKECHERS USA INC|EDJO|Edward D. Jones & Co., L.P.|8432
SKX|SKECHERS USA INC|EGAM|CBOE TRADING, INC.|41078
SKX|SKECHERS USA INC|EGAW|CBOE TRADING, INC.|331
SKX|SKECHERS USA INC|EGMT|EG MARKET TECHNOLOGIES LLC|601
SKX|SKECHERS USA INC|EGXM|CBOE TRADING, INC.|24237
SKX|SKECHERS USA INC|EGXW|CBOE TRADING, INC.|600
SKX|SKECHERS USA INC|ETBE|Electronic Transaction Clearing, Inc.|31291
SKX|SKECHERS USA INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|250
SKX|SKECHERS USA INC|ETCC|Electronic Transaction Clearing, Inc.|140
SKX|SKECHERS USA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46865
SKX|SKECHERS USA INC|ETRS|E*Trade Securities LLC|755318
SKX|SKECHERS USA INC|FBRC|B. RILEY FBR, INC.|125700
SKX|SKECHERS USA INC|FBSB|U.S. Bancorp Investments, Inc.|886
SKX|SKECHERS USA INC|FILL|Tradestation Securities, Inc.|17031
SKX|SKECHERS USA INC|FINX|FINTECH SECURITIES|13
SKX|SKECHERS USA INC|FMAF|NBCN Inc./ CDS|11771
SKX|SKECHERS USA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17808
SKX|SKECHERS USA INC|FQLS|Quantlab Securities LP|631463
SKX|SKECHERS USA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|177364
SKX|SKECHERS USA INC|FTBR|Foliofn Investments, Inc.|2207
SKX|SKECHERS USA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|58724
SKX|SKECHERS USA INC|GLIS|TD Securities Inc|8223
SKX|SKECHERS USA INC|GLPX|ACS EXECUTION SERVICES, LLC|320813
SKX|SKECHERS USA INC|GSCO|GOLDMAN SACHS & CO. LLC|6406904
SKX|SKECHERS USA INC|GSCS|GOLDMAN SACHS & CO. LLC|46523
SKX|SKECHERS USA INC|GSLT|GOLDMAN SACHS & CO. LLC|22332
SKX|SKECHERS USA INC|GTSZ|GTS SECURITIES LLC|105768
SKX|SKECHERS USA INC|HAPX|HAP Trading, LLC|32609
SKX|SKECHERS USA INC|HRBF|American Enterprise Investment Services Inc.|39011
SKX|SKECHERS USA INC|HSBC|HSBC Securities, Inc.|101738
SKX|SKECHERS USA INC|IATS|INTERACTIVE BROKERS LLC|71214
SKX|SKECHERS USA INC|IBKR|Interactive Brokers Llc|165474
SKX|SKECHERS USA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1920
SKX|SKECHERS USA INC|ICBX|INSTINET, LLC|115251
SKX|SKECHERS USA INC|IEQY|CITADEL SECURITIES LLC|136771
SKX|SKECHERS USA INC|INCA|INSTINET, LLC|604077
SKX|SKECHERS USA INC|INJX|INSTINET, LLC|13279
SKX|SKECHERS USA INC|ITGI|ITG Inc.|212597
SKX|SKECHERS USA INC|ITGP|ITG INC.|451800
SKX|SKECHERS USA INC|JANY|Janney Montgomery Scott Inc.|1405
SKX|SKECHERS USA INC|JEFF|JEFFERIES LLC|196822
SKX|SKECHERS USA INC|JMPT|JUMP TRADING, LLC|142936
SKX|SKECHERS USA INC|JONE|JonesTrading|620
SKX|SKECHERS USA INC|JPBX|J.P. MORGAN SECURITIES LLC|372011
SKX|SKECHERS USA INC|JPMX|J.P. Morgan Securities LLC|1414289
SKX|SKECHERS USA INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|2300
SKX|SKECHERS USA INC|JSJX|JANE STREET CAPITAL LLC|24041
SKX|SKECHERS USA INC|JSSF|JMP Securities LLC|25000
SKX|SKECHERS USA INC|KCGM|VIRTU Americas LLC|113714
SKX|SKECHERS USA INC|KING|C. L. King & Associates, Inc.|589
SKX|SKECHERS USA INC|LEHM|Barclays Capital Inc./Le|1689169
SKX|SKECHERS USA INC|LIME|Lime Brokerage LLC|33037
SKX|SKECHERS USA INC|LOOP|Loop Capital Markets LLC|8130
SKX|SKECHERS USA INC|LPCM|Lampert Capital Markets Inc.|33500
SKX|SKECHERS USA INC|LQNA|LIQUIDNET, INC.|224900
SKX|SKECHERS USA INC|LSCI|Lek Securities Corporation|100
SKX|SKECHERS USA INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2700
SKX|SKECHERS USA INC|MACC|Mid Atlantic Capital Corporation|600
SKX|SKECHERS USA INC|MACQ|Macquarie Capital (USA) Inc.|900
SKX|SKECHERS USA INC|MBTS|ALLY INVEST SECURITIES LLC|340
SKX|SKECHERS USA INC|MCMF|Raymond James Ltd. Cds|500
SKX|SKECHERS USA INC|MKMP|MKM Partners LLC|1000
SKX|SKECHERS USA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|307358
SKX|SKECHERS USA INC|MNDX|TJM Investments, LLC|82532
SKX|SKECHERS USA INC|MOTF|MOTIF INVESTING, INC.|6
SKX|SKECHERS USA INC|MPSG|E D & F Man Capital Markets Inc.|15136
SKX|SKECHERS USA INC|MSCO|MORGAN STANLEY & CO. LLC|3050856
SKX|SKECHERS USA INC|MSPL|MORGAN STANLEY & CO. LLC|875400
SKX|SKECHERS USA INC|MSTX|MORGAN STANLEY & CO. LLC|953500
SKX|SKECHERS USA INC|MULL|MARK J. MULLER EQUITIES, INC.|300
SKX|SKECHERS USA INC|NFSC|National Financial Services LLC|966540
SKX|SKECHERS USA INC|NITE|VIRTU Americas LLC|2029478
SKX|SKECHERS USA INC|NITP|VIRTU Americas LLC|5934
SKX|SKECHERS USA INC|NQRB|Brut, LLC|40065
SKX|SKECHERS USA INC|NTBF|BMO Nesbitt Burns Inc./CDS|1300
SKX|SKECHERS USA INC|NTRC|Northern Trust Securities, Inc.|665
SKX|SKECHERS USA INC|OHOS|TWO SIGMA SECURITIES, LLC|88169
SKX|SKECHERS USA INC|OPCO|Oppenheimer & Co. Inc.|6439
SKX|SKECHERS USA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4316
SKX|SKECHERS USA INC|PCFF|Pacific International Securities Inc./CDS|2672
SKX|SKECHERS USA INC|PCPT|PHILLIP CAPITAL INC.|3527
SKX|SKECHERS USA INC|PDQM|CODA MARKETS, INC.|180857
SKX|SKECHERS USA INC|PHLY|NASDAQ Execution Services, LLC|26600
SKX|SKECHERS USA INC|PIPR|Piper Jaffray & Co.|307
SKX|SKECHERS USA INC|PWJC|UBS Financial Services, Inc.|9690
SKX|SKECHERS USA INC|QMSR|QUATTRO M SECURITIES INC.|4213
SKX|SKECHERS USA INC|RBCM|RBC CAPITAL MARKETS, LLC|22804
SKX|SKECHERS USA INC|RGLD|Regal Securities, Inc|100
SKX|SKECHERS USA INC|RILY|B. RILEY FBR, INC.|2791
SKX|SKECHERS USA INC|SAGL|SAGETRADER, LLC|69377
SKX|SKECHERS USA INC|SAGW|SAGETRADER, LLC|300
SKX|SKECHERS USA INC|SALI|INTL FCSTONE FINANCIAL INC.|6094
SKX|SKECHERS USA INC|SBSH|Citigroup Global Markets Inc.|581779
SKX|SKECHERS USA INC|SGMT|GOLDMAN SACHS & CO. LLC|240980
SKX|SKECHERS USA INC|SJLS|TRADE INFORMATICS LLC|200
SKX|SKECHERS USA INC|SOGO|Wang Investment Associates, Inc.|420
SKX|SKECHERS USA INC|SPDR|SPEEDROUTE LLC|37182
SKX|SKECHERS USA INC|SPHN|Stephens Inc.|903
SKX|SKECHERS USA INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|32200
SKX|SKECHERS USA INC|STFL|Stifel, Nicolaus & Company, Incorporated|196333
SKX|SKECHERS USA INC|STKP|STOCKPILE INVESTMENTS, INC.|262
SKX|SKECHERS USA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10593
SKX|SKECHERS USA INC|SWIM|TD Ameritrade, Inc.|868403
SKX|SKECHERS USA INC|SWST|Hilltop Securities Inc.|4619
SKX|SKECHERS USA INC|TAGC|TELSEY ADVISORY GROUP LLC|21208
SKX|SKECHERS USA INC|TKNG|ALLY INVEST SECURITIES LLC|8110
SKX|SKECHERS USA INC|TRBT|Tradebot Systems, Inc.|448882
SKX|SKECHERS USA INC|TRCM|TRC MARKETS LLC|446528
SKX|SKECHERS USA INC|TWTT|TASTYWORKS, INC.|200
SKX|SKECHERS USA INC|UBSA|UBS SECURITIES LLC|1255096
SKX|SKECHERS USA INC|UBSS|UBS Securities LLC|1378543
SKX|SKECHERS USA INC|VALX|VIRTU AMERICAS LLC|17826
SKX|SKECHERS USA INC|VGRD|Vanguard Marketing Corporation|120125
SKX|SKECHERS USA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|10237
SKX|SKECHERS USA INC|WCHV|WELLS FARGO SECURITIES, LLC|187770
SKX|SKECHERS USA INC|WDNX|WEEDEN & CO.L.P.|400
SKX|SKECHERS USA INC|WEDB|WEDBUSH SECURITIES INC.|28053
SKX|SKECHERS USA INC|WEED|Weeden & Co.L.P.|117200
SKX|SKECHERS USA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42367
SKX|SKECHERS USA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|81139
SKX|SKECHERS USA INC|WGIF|CIBC World Markets Inc.|14522
SKX|SKECHERS USA INC|WHOT|JUST2TRADE, INC.|1000
SKX|SKECHERS USA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|531
SKX|SKECHERS USA INC|WSAG|WALL STREET ACCESS|17
SKX|SKECHERS USA INC|WSEA|WOLVERINE SECURITIES, LLC|17810
SKX|SKECHERS USA INC|XIST|INSTINET, LLC|74600
SKX|SKECHERS USA INC|XPQR|Jump Trading|1277
SKX|SKECHERS USA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|215120
SKX|SKECHERS USA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|800
SKX|SKECHERS USA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8712
SKY|SKYLINE CHAM CP|ALTX|Alternet Securities Inc.|3190
SKY|SKYLINE CHAM CP|APCC|Apex Clearing Corporation|276
SKY|SKYLINE CHAM CP|BANK|Primevest Financial Services, Inc.|1000
SKY|SKYLINE CHAM CP|BATM|CBOE TRADING, INC.|2808
SKY|SKYLINE CHAM CP|BAYC|BAY CREST PARTNERS, LLC|484
SKY|SKYLINE CHAM CP|BAYT|BTIG, LLC|100
SKY|SKYLINE CHAM CP|BBNT|BB&T SECURITIES, LLC|800
SKY|SKYLINE CHAM CP|BERN|Sanford C. Bernstein & Co., LLC|174
SKY|SKYLINE CHAM CP|BNPX|BNP PARIBAS SECURITIES CORP.|314
SKY|SKYLINE CHAM CP|BYXM|CBOE TRADING, INC.|200
SKY|SKYLINE CHAM CP|BZYD|GOLDMAN SACHS & CO. LLC|1952
SKY|SKYLINE CHAM CP|CHAS|Charles Schwab & Co., Inc.|651
SKY|SKYLINE CHAM CP|CHLM|Craig-Hallum Capital Group LLC|6450
SKY|SKYLINE CHAM CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10077
SKY|SKYLINE CHAM CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2606
SKY|SKYLINE CHAM CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|798
SKY|SKYLINE CHAM CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55280
SKY|SKYLINE CHAM CP|CTDL|Citadel Derivatives Group Llc|2416
SKY|SKYLINE CHAM CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5868
SKY|SKYLINE CHAM CP|DBAB|Deutsche Bank Securities Inc.|14615
SKY|SKYLINE CHAM CP|DBAX|Deutsche Bank Securities Inc.|41400
SKY|SKYLINE CHAM CP|DEAN|MORGAN STANLEY|1815
SKY|SKYLINE CHAM CP|DEGS|RONIN PROFESSIONAL LLC|2973
SKY|SKYLINE CHAM CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2319
SKY|SKYLINE CHAM CP|EBXL|EBX LLC|13300
SKY|SKYLINE CHAM CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|383
SKY|SKYLINE CHAM CP|EGAM|CBOE TRADING, INC.|1104
SKY|SKYLINE CHAM CP|EGAW|CBOE TRADING, INC.|100
SKY|SKYLINE CHAM CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
SKY|SKYLINE CHAM CP|EGXM|CBOE TRADING, INC.|2389
SKY|SKYLINE CHAM CP|EGXW|CBOE TRADING, INC.|99
SKY|SKYLINE CHAM CP|ETBE|Electronic Transaction Clearing, Inc.|1745
SKY|SKYLINE CHAM CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2100
SKY|SKYLINE CHAM CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11575
SKY|SKYLINE CHAM CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
SKY|SKYLINE CHAM CP|ETRS|E*Trade Securities LLC|41335
SKY|SKYLINE CHAM CP|FBSB|U.S. Bancorp Investments, Inc.|1
SKY|SKYLINE CHAM CP|FILL|Tradestation Securities, Inc.|135
SKY|SKYLINE CHAM CP|FMAF|NBCN Inc./ CDS|20
SKY|SKYLINE CHAM CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11858
SKY|SKYLINE CHAM CP|FTBR|Foliofn Investments, Inc.|1943
SKY|SKYLINE CHAM CP|GLPX|ACS EXECUTION SERVICES, LLC|1795
SKY|SKYLINE CHAM CP|GSCO|GOLDMAN SACHS & CO. LLC|121895
SKY|SKYLINE CHAM CP|GSCS|GOLDMAN SACHS & CO. LLC|1287
SKY|SKYLINE CHAM CP|GSLT|GOLDMAN SACHS & CO. LLC|600
SKY|SKYLINE CHAM CP|GTSZ|GTS SECURITIES LLC|26175
SKY|SKYLINE CHAM CP|HRBF|American Enterprise Investment Services Inc.|304
SKY|SKYLINE CHAM CP|IATS|INTERACTIVE BROKERS LLC|9805
SKY|SKYLINE CHAM CP|IBKR|Interactive Brokers Llc|4991
SKY|SKYLINE CHAM CP|ICBX|INSTINET, LLC|4000
SKY|SKYLINE CHAM CP|IEQY|CITADEL SECURITIES LLC|2475
SKY|SKYLINE CHAM CP|INCA|INSTINET, LLC|12494
SKY|SKYLINE CHAM CP|INJX|INSTINET, LLC|671
SKY|SKYLINE CHAM CP|ITGI|ITG Inc.|17736
SKY|SKYLINE CHAM CP|ITGP|ITG INC.|26000
SKY|SKYLINE CHAM CP|JANY|Janney Montgomery Scott Inc.|150
SKY|SKYLINE CHAM CP|JEFF|JEFFERIES LLC|1147
SKY|SKYLINE CHAM CP|JMPT|JUMP TRADING, LLC|3582
SKY|SKYLINE CHAM CP|JONE|JonesTrading|7403
SKY|SKYLINE CHAM CP|JPBX|J.P. MORGAN SECURITIES LLC|1451
SKY|SKYLINE CHAM CP|JPMX|J.P. Morgan Securities LLC|65814
SKY|SKYLINE CHAM CP|JSJX|JANE STREET CAPITAL LLC|150
SKY|SKYLINE CHAM CP|KCGM|VIRTU Americas LLC|2410
SKY|SKYLINE CHAM CP|KCRD|PHX FINANCIAL, INC.|100
SKY|SKYLINE CHAM CP|LEHM|Barclays Capital Inc./Le|49124
SKY|SKYLINE CHAM CP|LIME|Lime Brokerage LLC|13103
SKY|SKYLINE CHAM CP|LSCI|Lek Securities Corporation|110
SKY|SKYLINE CHAM CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SKY|SKYLINE CHAM CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23489
SKY|SKYLINE CHAM CP|MOTF|MOTIF INVESTING, INC.|6
SKY|SKYLINE CHAM CP|MSCO|MORGAN STANLEY & CO. LLC|99115
SKY|SKYLINE CHAM CP|MSPL|MORGAN STANLEY & CO. LLC|56700
SKY|SKYLINE CHAM CP|MSTX|MORGAN STANLEY & CO. LLC|11000
SKY|SKYLINE CHAM CP|NFSC|National Financial Services LLC|94037
SKY|SKYLINE CHAM CP|NITE|VIRTU Americas LLC|154743
SKY|SKYLINE CHAM CP|NQRB|Brut, LLC|968
SKY|SKYLINE CHAM CP|PDQM|CODA MARKETS, INC.|6126
SKY|SKYLINE CHAM CP|PNSR|Penserra Securities, LLC|6438
SKY|SKYLINE CHAM CP|PWJC|UBS Financial Services, Inc.|3300
SKY|SKYLINE CHAM CP|RBCM|RBC CAPITAL MARKETS, LLC|800
SKY|SKYLINE CHAM CP|SAGC|SAGETRADER, LLC|100
SKY|SKYLINE CHAM CP|SAGL|SAGETRADER, LLC|900
SKY|SKYLINE CHAM CP|SBSH|Citigroup Global Markets Inc.|20053
SKY|SKYLINE CHAM CP|SGMT|GOLDMAN SACHS & CO. LLC|10131
SKY|SKYLINE CHAM CP|SPDR|SPEEDROUTE LLC|301
SKY|SKYLINE CHAM CP|STFL|Stifel, Nicolaus & Company, Incorporated|18269
SKY|SKYLINE CHAM CP|SWIM|TD Ameritrade, Inc.|21313
SKY|SKYLINE CHAM CP|TKNG|ALLY INVEST SECURITIES LLC|531
SKY|SKYLINE CHAM CP|TRBT|Tradebot Systems, Inc.|12545
SKY|SKYLINE CHAM CP|TRCM|TRC MARKETS LLC|1273
SKY|SKYLINE CHAM CP|UBSA|UBS SECURITIES LLC|87532
SKY|SKYLINE CHAM CP|UBSS|UBS Securities LLC|96079
SKY|SKYLINE CHAM CP|VALX|VIRTU AMERICAS LLC|5458
SKY|SKYLINE CHAM CP|VGRD|Vanguard Marketing Corporation|4879
SKY|SKYLINE CHAM CP|WCHV|WELLS FARGO SECURITIES, LLC|21901
SKY|SKYLINE CHAM CP|WDNX|WEEDEN & CO.L.P.|1228
SKY|SKYLINE CHAM CP|WEDB|WEDBUSH SECURITIES INC.|23
SKY|SKYLINE CHAM CP|WEED|Weeden & Co.L.P.|1461
SKY|SKYLINE CHAM CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12
SKY|SKYLINE CHAM CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|250
SKY|SKYLINE CHAM CP|WGIF|CIBC World Markets Inc.|1094
SKY|SKYLINE CHAM CP|WSEA|WOLVERINE SECURITIES, LLC|598
SKY|SKYLINE CHAM CP|XIST|INSTINET, LLC|9400
SKY|SKYLINE CHAM CP|XPQR|Jump Trading|300
SKY|SKYLINE CHAM CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
SKY|SKYLINE CHAM CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2041
SKY|SKYLINE CHAM CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|631
SKYS|SKY SOLAR HOLD ADS|APCC|Apex Clearing Corporation|1047
SKYS|SKY SOLAR HOLD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|519
SKYS|SKY SOLAR HOLD ADS|DBAB|Deutsche Bank Securities Inc.|1613
SKYS|SKY SOLAR HOLD ADS|DBAX|Deutsche Bank Securities Inc.|200
SKYS|SKY SOLAR HOLD ADS|DEGS|RONIN PROFESSIONAL LLC|4096
SKYS|SKY SOLAR HOLD ADS|EBXL|EBX LLC|900
SKYS|SKY SOLAR HOLD ADS|ETRS|E*Trade Securities LLC|18019
SKYS|SKY SOLAR HOLD ADS|FBCO|Credit Suisse Securities (USA) LLC|14126
SKYS|SKY SOLAR HOLD ADS|FOMA|TD AMERITRADE CLEARING, INC.|53884
SKYS|SKY SOLAR HOLD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
SKYS|SKY SOLAR HOLD ADS|FTBR|Foliofn Investments, Inc.|21
SKYS|SKY SOLAR HOLD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|17
SKYS|SKY SOLAR HOLD ADS|GLPX|ACS EXECUTION SERVICES, LLC|1500
SKYS|SKY SOLAR HOLD ADS|GSCO|GOLDMAN SACHS & CO. LLC|19476
SKYS|SKY SOLAR HOLD ADS|IATS|INTERACTIVE BROKERS LLC|800
SKYS|SKY SOLAR HOLD ADS|IBKR|Interactive Brokers Llc|47069
SKYS|SKY SOLAR HOLD ADS|INCA|INSTINET, LLC|4825
SKYS|SKY SOLAR HOLD ADS|ITGI|ITG Inc.|1500
SKYS|SKY SOLAR HOLD ADS|JPMX|J.P. Morgan Securities LLC|1200
SKYS|SKY SOLAR HOLD ADS|KCGM|VIRTU Americas LLC|10
SKYS|SKY SOLAR HOLD ADS|LEHM|Barclays Capital Inc./Le|2600
SKYS|SKY SOLAR HOLD ADS|LIME|Lime Brokerage LLC|7772
SKYS|SKY SOLAR HOLD ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|219
SKYS|SKY SOLAR HOLD ADS|MSCO|MORGAN STANLEY & CO. LLC|80549
SKYS|SKY SOLAR HOLD ADS|MSPL|MORGAN STANLEY & CO. LLC|1400
SKYS|SKY SOLAR HOLD ADS|NFSC|National Financial Services LLC|15712
SKYS|SKY SOLAR HOLD ADS|NITE|VIRTU Americas LLC|52259
SKYS|SKY SOLAR HOLD ADS|NQRB|Brut, LLC|99
SKYS|SKY SOLAR HOLD ADS|PDQM|CODA MARKETS, INC.|1700
SKYS|SKY SOLAR HOLD ADS|SBSH|Citigroup Global Markets Inc.|38977
SKYS|SKY SOLAR HOLD ADS|SPDR|SPEEDROUTE LLC|100
SKYS|SKY SOLAR HOLD ADS|SWIM|TD Ameritrade, Inc.|1000
SKYS|SKY SOLAR HOLD ADS|TKNG|ALLY INVEST SECURITIES LLC|1319
SKYS|SKY SOLAR HOLD ADS|TMBR|Timber Hill LLC|95
SKYS|SKY SOLAR HOLD ADS|UBSA|UBS SECURITIES LLC|1655
SKYS|SKY SOLAR HOLD ADS|UBSS|UBS Securities LLC|58350
SKYS|SKY SOLAR HOLD ADS|VGRD|Vanguard Marketing Corporation|183
SKYS|SKY SOLAR HOLD ADS|WEED|Weeden & Co.L.P.|10
SKYS|SKY SOLAR HOLD ADS|WSEA|WOLVERINE SECURITIES, LLC|1497
SKYW|SKYWEST INC       ##|APCC|Apex Clearing Corporation|47
SKYW|SKYWEST INC       ##|BATM|CBOE TRADING, INC.|703
SKYW|SKYWEST INC       ##|BBNT|BB&T SECURITIES, LLC|158
SKYW|SKYWEST INC       ##|BERN|Sanford C. Bernstein & Co., LLC|36527
SKYW|SKYWEST INC       ##|BGCE|BGC Financial Inc.|6457
SKYW|SKYWEST INC       ##|BIDS|BIDS TRADING L.P.|100
SKYW|SKYWEST INC       ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1083
SKYW|SKYWEST INC       ##|BMOC|BMO Capital Markets Corp.|8119
SKYW|SKYWEST INC       ##|BNPX|BNP PARIBAS SECURITIES CORP.|11246
SKYW|SKYWEST INC       ##|BRVL|BLAYLOCK VAN, LLC|200
SKYW|SKYWEST INC       ##|BTIG|BTIG, LLC|4173
SKYW|SKYWEST INC       ##|BYXM|CBOE TRADING, INC.|620
SKYW|SKYWEST INC       ##|BZYD|GOLDMAN SACHS & CO. LLC|500
SKYW|SKYWEST INC       ##|CANT|Cantor Fitzgerald & Co.|698
SKYW|SKYWEST INC       ##|CHAS|Charles Schwab & Co., Inc.|3079
SKYW|SKYWEST INC       ##|CIST|Capital Institutional Services, Inc.|1577
SKYW|SKYWEST INC       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3807
SKYW|SKYWEST INC       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
SKYW|SKYWEST INC       ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7
SKYW|SKYWEST INC       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41922
SKYW|SKYWEST INC       ##|CTDL|Citadel Derivatives Group Llc|12912
SKYW|SKYWEST INC       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|12572
SKYW|SKYWEST INC       ##|DADA|D.A. Davidson & Co.|23
SKYW|SKYWEST INC       ##|DBAB|Deutsche Bank Securities Inc.|227028
SKYW|SKYWEST INC       ##|DBAX|Deutsche Bank Securities Inc.|41200
SKYW|SKYWEST INC       ##|DBUL|Deutsche Bank Securities Inc.|1800
SKYW|SKYWEST INC       ##|DEAN|MORGAN STANLEY|1527
SKYW|SKYWEST INC       ##|DEGS|RONIN PROFESSIONAL LLC|800
SKYW|SKYWEST INC       ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1811
SKYW|SKYWEST INC       ##|EBXL|EBX LLC|19800
SKYW|SKYWEST INC       ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1262
SKYW|SKYWEST INC       ##|EDJO|Edward D. Jones & Co., L.P.|526
SKYW|SKYWEST INC       ##|EGAM|CBOE TRADING, INC.|6621
SKYW|SKYWEST INC       ##|EGAW|CBOE TRADING, INC.|100
SKYW|SKYWEST INC       ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
SKYW|SKYWEST INC       ##|EGXM|CBOE TRADING, INC.|656
SKYW|SKYWEST INC       ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14124
SKYW|SKYWEST INC       ##|ETRS|E*Trade Securities LLC|8780
SKYW|SKYWEST INC       ##|FBCO|Credit Suisse Securities (USA) LLC|192341
SKYW|SKYWEST INC       ##|FILL|Tradestation Securities, Inc.|537
SKYW|SKYWEST INC       ##|FMAF|NBCN Inc./ CDS|295
SKYW|SKYWEST INC       ##|FOMA|TD AMERITRADE CLEARING, INC.|80826
SKYW|SKYWEST INC       ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1128
SKYW|SKYWEST INC       ##|FQLS|Quantlab Securities LP|48765
SKYW|SKYWEST INC       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9691
SKYW|SKYWEST INC       ##|FTBR|Foliofn Investments, Inc.|7438
SKYW|SKYWEST INC       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|14735
SKYW|SKYWEST INC       ##|GLPX|ACS EXECUTION SERVICES, LLC|1954
SKYW|SKYWEST INC       ##|GSCO|GOLDMAN SACHS & CO. LLC|369251
SKYW|SKYWEST INC       ##|GSCS|GOLDMAN SACHS & CO. LLC|8139
SKYW|SKYWEST INC       ##|GSLT|GOLDMAN SACHS & CO. LLC|2252
SKYW|SKYWEST INC       ##|GTSZ|GTS SECURITIES LLC|1965
SKYW|SKYWEST INC       ##|HPPX|POTAMUS TRADING, LLC|304
SKYW|SKYWEST INC       ##|HRBF|American Enterprise Investment Services Inc.|3648
SKYW|SKYWEST INC       ##|IBKR|Interactive Brokers Llc|18952
SKYW|SKYWEST INC       ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|111
SKYW|SKYWEST INC       ##|ICBX|INSTINET, LLC|7500
SKYW|SKYWEST INC       ##|IEQY|CITADEL SECURITIES LLC|24466
SKYW|SKYWEST INC       ##|INCA|INSTINET, LLC|182412
SKYW|SKYWEST INC       ##|INJX|INSTINET, LLC|7887
SKYW|SKYWEST INC       ##|ITGI|ITG Inc.|26203
SKYW|SKYWEST INC       ##|ITGP|ITG INC.|30200
SKYW|SKYWEST INC       ##|JANY|Janney Montgomery Scott Inc.|211
SKYW|SKYWEST INC       ##|JEFF|JEFFERIES LLC|27351
SKYW|SKYWEST INC       ##|JMPT|JUMP TRADING, LLC|9629
SKYW|SKYWEST INC       ##|JPBX|J.P. MORGAN SECURITIES LLC|1308
SKYW|SKYWEST INC       ##|JPMX|J.P. Morgan Securities LLC|107869
SKYW|SKYWEST INC       ##|JSJX|JANE STREET CAPITAL LLC|3428
SKYW|SKYWEST INC       ##|KCGM|VIRTU Americas LLC|10044
SKYW|SKYWEST INC       ##|LEHM|Barclays Capital Inc./Le|140210
SKYW|SKYWEST INC       ##|LIME|Lime Brokerage LLC|98812
SKYW|SKYWEST INC       ##|LOOP|Loop Capital Markets LLC|100
SKYW|SKYWEST INC       ##|LSCI|Lek Securities Corporation|1
SKYW|SKYWEST INC       ##|MAXM|Maxim Group LLC|5156
SKYW|SKYWEST INC       ##|MCMF|Raymond James Ltd. Cds|100
SKYW|SKYWEST INC       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46420
SKYW|SKYWEST INC       ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|312
SKYW|SKYWEST INC       ##|MSCO|MORGAN STANLEY & CO. LLC|579130
SKYW|SKYWEST INC       ##|MSPL|MORGAN STANLEY & CO. LLC|62300
SKYW|SKYWEST INC       ##|MSTX|MORGAN STANLEY & CO. LLC|2800
SKYW|SKYWEST INC       ##|MTON|MILLINGTON SECURITIES, INC.|58560
SKYW|SKYWEST INC       ##|NFSC|National Financial Services LLC|47513
SKYW|SKYWEST INC       ##|NITE|VIRTU Americas LLC|116940
SKYW|SKYWEST INC       ##|NITP|VIRTU Americas LLC|2200
SKYW|SKYWEST INC       ##|NQRB|Brut, LLC|1506
SKYW|SKYWEST INC       ##|NTRC|Northern Trust Securities, Inc.|1146
SKYW|SKYWEST INC       ##|OPCO|Oppenheimer & Co. Inc.|178
SKYW|SKYWEST INC       ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2065
SKYW|SKYWEST INC       ##|PDQM|CODA MARKETS, INC.|5744
SKYW|SKYWEST INC       ##|PHLY|NASDAQ Execution Services, LLC|600
SKYW|SKYWEST INC       ##|RAJA|Raymond James & Associates, Inc.|8603
SKYW|SKYWEST INC       ##|RBCM|RBC CAPITAL MARKETS, LLC|1373
SKYW|SKYWEST INC       ##|SAGL|SAGETRADER, LLC|95
SKYW|SKYWEST INC       ##|SAGW|SAGETRADER, LLC|301
SKYW|SKYWEST INC       ##|SBSH|Citigroup Global Markets Inc.|75409
SKYW|SKYWEST INC       ##|SGMT|GOLDMAN SACHS & CO. LLC|17859
SKYW|SKYWEST INC       ##|SPDR|SPEEDROUTE LLC|2435
SKYW|SKYWEST INC       ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|1800
SKYW|SKYWEST INC       ##|STFL|Stifel, Nicolaus & Company, Incorporated|558
SKYW|SKYWEST INC       ##|SWIM|TD Ameritrade, Inc.|5289
SKYW|SKYWEST INC       ##|SWST|Hilltop Securities Inc.|60
SKYW|SKYWEST INC       ##|TKNG|ALLY INVEST SECURITIES LLC|506
SKYW|SKYWEST INC       ##|TMBR|Timber Hill LLC|18
SKYW|SKYWEST INC       ##|TRBT|Tradebot Systems, Inc.|15803
SKYW|SKYWEST INC       ##|TRCM|TRC MARKETS LLC|50498
SKYW|SKYWEST INC       ##|UBSA|UBS SECURITIES LLC|126501
SKYW|SKYWEST INC       ##|UBSS|UBS Securities LLC|291204
SKYW|SKYWEST INC       ##|VALX|VIRTU AMERICAS LLC|7998
SKYW|SKYWEST INC       ##|VGRD|Vanguard Marketing Corporation|3914
SKYW|SKYWEST INC       ##|WABR|Wall Street Access|66260
SKYW|SKYWEST INC       ##|WBPX|SUMMIT SECURITIES GROUP, LLC|260
SKYW|SKYWEST INC       ##|WCHV|WELLS FARGO SECURITIES, LLC|44144
SKYW|SKYWEST INC       ##|WEED|Weeden & Co.L.P.|2427
SKYW|SKYWEST INC       ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1567
SKYW|SKYWEST INC       ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2826
SKYW|SKYWEST INC       ##|WGIF|CIBC World Markets Inc.|727
SKYW|SKYWEST INC       ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|516
SKYW|SKYWEST INC       ##|WSEA|WOLVERINE SECURITIES, LLC|1942
SKYW|SKYWEST INC       ##|XIST|INSTINET, LLC|5902
SKYW|SKYWEST INC       ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
SKYW|SKYWEST INC       ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6921
SKYY|FT CLOUD COMPUTING|ALTX|Alternet Securities Inc.|650
SKYY|FT CLOUD COMPUTING|APCC|Apex Clearing Corporation|22746
SKYY|FT CLOUD COMPUTING|AURC|Aurora Capital LLC|4925
SKYY|FT CLOUD COMPUTING|BANK|Primevest Financial Services, Inc.|371
SKYY|FT CLOUD COMPUTING|BARD|Robert W. Baird & Co. Incorporated|2966
SKYY|FT CLOUD COMPUTING|BATM|CBOE TRADING, INC.|1001
SKYY|FT CLOUD COMPUTING|BBNT|BB&T SECURITIES, LLC|886
SKYY|FT CLOUD COMPUTING|BERN|Sanford C. Bernstein & Co., LLC|1100
SKYY|FT CLOUD COMPUTING|BIMI|Banca IMI Securities Corp.|560
SKYY|FT CLOUD COMPUTING|BKCM|BNY Mellon Capital Markets LLC|90
SKYY|FT CLOUD COMPUTING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49252
SKYY|FT CLOUD COMPUTING|BTIG|BTIG, LLC|54853
SKYY|FT CLOUD COMPUTING|CANT|Cantor Fitzgerald & Co.|43779
SKYY|FT CLOUD COMPUTING|CHAS|Charles Schwab & Co., Inc.|6691
SKYY|FT CLOUD COMPUTING|CICF|Canaccord Genuity Corp.|408
SKYY|FT CLOUD COMPUTING|CIST|Capital Institutional Services, Inc.|317
SKYY|FT CLOUD COMPUTING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67
SKYY|FT CLOUD COMPUTING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24590
SKYY|FT CLOUD COMPUTING|CSIN|Citadel Securities Institutional LLC|33999
SKYY|FT CLOUD COMPUTING|CTDL|Citadel Derivatives Group Llc|74818
SKYY|FT CLOUD COMPUTING|CXCX|CITIGROUP GLOBAL MARKETS INC.|1540
SKYY|FT CLOUD COMPUTING|DADA|D.A. Davidson & Co.|230
SKYY|FT CLOUD COMPUTING|DAVA|Davenport & Company LLC|150
SKYY|FT CLOUD COMPUTING|DBAB|Deutsche Bank Securities Inc.|58843
SKYY|FT CLOUD COMPUTING|DBAX|Deutsche Bank Securities Inc.|8000
SKYY|FT CLOUD COMPUTING|DEAN|MORGAN STANLEY|33795
SKYY|FT CLOUD COMPUTING|DEGS|RONIN PROFESSIONAL LLC|1400
SKYY|FT CLOUD COMPUTING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4204
SKYY|FT CLOUD COMPUTING|EBXL|EBX LLC|39200
SKYY|FT CLOUD COMPUTING|ECUT|CONVERGEX EXECUTION SOLUTIONS|7740
SKYY|FT CLOUD COMPUTING|EGAM|CBOE TRADING, INC.|400
SKYY|FT CLOUD COMPUTING|EGMT|EG MARKET TECHNOLOGIES LLC|300
SKYY|FT CLOUD COMPUTING|EGXM|CBOE TRADING, INC.|1393
SKYY|FT CLOUD COMPUTING|ETBE|Electronic Transaction Clearing, Inc.|4096
SKYY|FT CLOUD COMPUTING|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
SKYY|FT CLOUD COMPUTING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|336
SKYY|FT CLOUD COMPUTING|ETRS|E*Trade Securities LLC|38350
SKYY|FT CLOUD COMPUTING|FBCO|Credit Suisse Securities (USA) LLC|154662
SKYY|FT CLOUD COMPUTING|FILL|Tradestation Securities, Inc.|4333
SKYY|FT CLOUD COMPUTING|FMAF|NBCN Inc./ CDS|8769
SKYY|FT CLOUD COMPUTING|FOMA|TD AMERITRADE CLEARING, INC.|195232
SKYY|FT CLOUD COMPUTING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6145
SKYY|FT CLOUD COMPUTING|FTBR|Foliofn Investments, Inc.|1731
SKYY|FT CLOUD COMPUTING|GEBB|GLOBAL EXECUTION BROKERS, LP|12099
SKYY|FT CLOUD COMPUTING|GLIS|TD Securities Inc|1638
SKYY|FT CLOUD COMPUTING|GLPX|ACS EXECUTION SERVICES, LLC|800
SKYY|FT CLOUD COMPUTING|GSCO|GOLDMAN SACHS & CO. LLC|11870
SKYY|FT CLOUD COMPUTING|GSCS|GOLDMAN SACHS & CO. LLC|97694
SKYY|FT CLOUD COMPUTING|GSLT|GOLDMAN SACHS & CO. LLC|2940
SKYY|FT CLOUD COMPUTING|GTSZ|GTS SECURITIES LLC|455
SKYY|FT CLOUD COMPUTING|HRBF|American Enterprise Investment Services Inc.|27630
SKYY|FT CLOUD COMPUTING|HSBC|HSBC Securities, Inc.|6564
SKYY|FT CLOUD COMPUTING|IATS|INTERACTIVE BROKERS LLC|3983
SKYY|FT CLOUD COMPUTING|IBKR|Interactive Brokers Llc|96241
SKYY|FT CLOUD COMPUTING|ICBX|INSTINET, LLC|36684
SKYY|FT CLOUD COMPUTING|INCA|INSTINET, LLC|19508
SKYY|FT CLOUD COMPUTING|INJX|INSTINET, LLC|4754
SKYY|FT CLOUD COMPUTING|ITGI|ITG Inc.|12462
SKYY|FT CLOUD COMPUTING|ITGP|ITG INC.|18200
SKYY|FT CLOUD COMPUTING|JANY|Janney Montgomery Scott Inc.|1852
SKYY|FT CLOUD COMPUTING|JEFF|JEFFERIES LLC|12016
SKYY|FT CLOUD COMPUTING|JMPT|JUMP TRADING, LLC|4489
SKYY|FT CLOUD COMPUTING|JPBX|J.P. MORGAN SECURITIES LLC|1000
SKYY|FT CLOUD COMPUTING|JPMX|J.P. Morgan Securities LLC|4452
SKYY|FT CLOUD COMPUTING|JSEB|JANE STREET EXECUTION SERVICES, LLC|93400
SKYY|FT CLOUD COMPUTING|JSJX|JANE STREET CAPITAL LLC|350426
SKYY|FT CLOUD COMPUTING|KCGM|VIRTU Americas LLC|1791
SKYY|FT CLOUD COMPUTING|LEHM|Barclays Capital Inc./Le|18764
SKYY|FT CLOUD COMPUTING|LGNT|COR CLEARING LLC|14
SKYY|FT CLOUD COMPUTING|LIME|Lime Brokerage LLC|54919
SKYY|FT CLOUD COMPUTING|LMGP|LIME BROKERAGE LLC|1800
SKYY|FT CLOUD COMPUTING|LSCI|Lek Securities Corporation|46541
SKYY|FT CLOUD COMPUTING|MACC|Mid Atlantic Capital Corporation|81
SKYY|FT CLOUD COMPUTING|MAXM|Maxim Group LLC|5100
SKYY|FT CLOUD COMPUTING|MCMF|Raymond James Ltd. Cds|1274
SKYY|FT CLOUD COMPUTING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25030
SKYY|FT CLOUD COMPUTING|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|123
SKYY|FT CLOUD COMPUTING|MOTF|MOTIF INVESTING, INC.|9
SKYY|FT CLOUD COMPUTING|MSCO|MORGAN STANLEY & CO. LLC|250138
SKYY|FT CLOUD COMPUTING|MSPL|MORGAN STANLEY & CO. LLC|8400
SKYY|FT CLOUD COMPUTING|NBCS|NBC Securities, INC.|300
SKYY|FT CLOUD COMPUTING|NFSC|National Financial Services LLC|304073
SKYY|FT CLOUD COMPUTING|NITE|VIRTU Americas LLC|616803
SKYY|FT CLOUD COMPUTING|NITP|VIRTU Americas LLC|735
SKYY|FT CLOUD COMPUTING|NQRB|Brut, LLC|439
SKYY|FT CLOUD COMPUTING|NTRC|Northern Trust Securities, Inc.|2000
SKYY|FT CLOUD COMPUTING|OLDM|OLD MISSION CAPITAL, LLC|156511
SKYY|FT CLOUD COMPUTING|OPCO|Oppenheimer & Co. Inc.|36630
SKYY|FT CLOUD COMPUTING|PDQM|CODA MARKETS, INC.|1421
SKYY|FT CLOUD COMPUTING|PHLY|NASDAQ Execution Services, LLC|660
SKYY|FT CLOUD COMPUTING|PWJC|UBS Financial Services, Inc.|8364
SKYY|FT CLOUD COMPUTING|RAJA|Raymond James & Associates, Inc.|811
SKYY|FT CLOUD COMPUTING|RBCM|RBC CAPITAL MARKETS, LLC|35926
SKYY|FT CLOUD COMPUTING|RGLD|Regal Securities, Inc|150
SKYY|FT CLOUD COMPUTING|SALI|INTL FCSTONE FINANCIAL INC.|1584
SKYY|FT CLOUD COMPUTING|SBSH|Citigroup Global Markets Inc.|44798
SKYY|FT CLOUD COMPUTING|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|2331
SKYY|FT CLOUD COMPUTING|SEIC|SEI Investments Distribution Co.|650
SKYY|FT CLOUD COMPUTING|SGMT|GOLDMAN SACHS & CO. LLC|7122
SKYY|FT CLOUD COMPUTING|SHMR|ABN Amro Clearing LLC|2021
SKYY|FT CLOUD COMPUTING|SPDR|SPEEDROUTE LLC|240
SKYY|FT CLOUD COMPUTING|SPHN|Stephens Inc.|247
SKYY|FT CLOUD COMPUTING|STFL|Stifel, Nicolaus & Company, Incorporated|8098
SKYY|FT CLOUD COMPUTING|STKP|STOCKPILE INVESTMENTS, INC.|60
SKYY|FT CLOUD COMPUTING|SWIM|TD Ameritrade, Inc.|19176
SKYY|FT CLOUD COMPUTING|SWST|Hilltop Securities Inc.|364
SKYY|FT CLOUD COMPUTING|TKNG|ALLY INVEST SECURITIES LLC|2052
SKYY|FT CLOUD COMPUTING|TRBT|Tradebot Systems, Inc.|38839
SKYY|FT CLOUD COMPUTING|TRCM|TRC MARKETS LLC|7004
SKYY|FT CLOUD COMPUTING|UBSA|UBS SECURITIES LLC|75939
SKYY|FT CLOUD COMPUTING|UBSS|UBS Securities LLC|285779
SKYY|FT CLOUD COMPUTING|VALX|VIRTU AMERICAS LLC|17192
SKYY|FT CLOUD COMPUTING|VGRD|Vanguard Marketing Corporation|17217
SKYY|FT CLOUD COMPUTING|VSIN|Vision Financial Markets Llc|18
SKYY|FT CLOUD COMPUTING|WBET|Wallachbeth Capital LLC|35470
SKYY|FT CLOUD COMPUTING|WBLR|WILLIAM BLAIR|335
SKYY|FT CLOUD COMPUTING|WCHV|WELLS FARGO SECURITIES, LLC|127484
SKYY|FT CLOUD COMPUTING|WEDB|WEDBUSH SECURITIES INC.|550
SKYY|FT CLOUD COMPUTING|WEED|Weeden & Co.L.P.|40
SKYY|FT CLOUD COMPUTING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1335
SKYY|FT CLOUD COMPUTING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11372
SKYY|FT CLOUD COMPUTING|WGIF|CIBC World Markets Inc.|12489
SKYY|FT CLOUD COMPUTING|WLTH|WEALTHFRONT BROKERAGE CORPORATION|41
SKYY|FT CLOUD COMPUTING|WSEA|WOLVERINE SECURITIES, LLC|9116
SKYY|FT CLOUD COMPUTING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41164
SLAB|SILICON LABS INC  ##|ALTX|Alternet Securities Inc.|2500
SLAB|SILICON LABS INC  ##|APCC|Apex Clearing Corporation|142
SLAB|SILICON LABS INC  ##|BARD|Robert W. Baird & Co. Incorporated|290
SLAB|SILICON LABS INC  ##|BATM|CBOE TRADING, INC.|2752
SLAB|SILICON LABS INC  ##|BERN|Sanford C. Bernstein & Co., LLC|107371
SLAB|SILICON LABS INC  ##|BIAD|SAGETRADER, LLC|299
SLAB|SILICON LABS INC  ##|BKCM|BNY Mellon Capital Markets LLC|14131
SLAB|SILICON LABS INC  ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5933
SLAB|SILICON LABS INC  ##|BLKX|INSTINET, LLC|39930
SLAB|SILICON LABS INC  ##|BMOC|BMO Capital Markets Corp.|8018
SLAB|SILICON LABS INC  ##|BNPX|BNP PARIBAS SECURITIES CORP.|101358
SLAB|SILICON LABS INC  ##|BRVL|BLAYLOCK VAN, LLC|200
SLAB|SILICON LABS INC  ##|BTIG|BTIG, LLC|18687
SLAB|SILICON LABS INC  ##|BYXM|CBOE TRADING, INC.|539
SLAB|SILICON LABS INC  ##|BZYD|GOLDMAN SACHS & CO. LLC|518
SLAB|SILICON LABS INC  ##|CANT|Cantor Fitzgerald & Co.|13
SLAB|SILICON LABS INC  ##|CHAS|Charles Schwab & Co., Inc.|40
SLAB|SILICON LABS INC  ##|CIST|Capital Institutional Services, Inc.|244
SLAB|SILICON LABS INC  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27230
SLAB|SILICON LABS INC  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1614
SLAB|SILICON LABS INC  ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|85
SLAB|SILICON LABS INC  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55664
SLAB|SILICON LABS INC  ##|CTDL|Citadel Derivatives Group Llc|7786
SLAB|SILICON LABS INC  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|12972
SLAB|SILICON LABS INC  ##|DADA|D.A. Davidson & Co.|206
SLAB|SILICON LABS INC  ##|DAWA|Daiwa Capital Markets America Inc.|150
SLAB|SILICON LABS INC  ##|DBAB|Deutsche Bank Securities Inc.|352376
SLAB|SILICON LABS INC  ##|DBAX|Deutsche Bank Securities Inc.|52100
SLAB|SILICON LABS INC  ##|DBUL|Deutsche Bank Securities Inc.|114
SLAB|SILICON LABS INC  ##|DEAN|MORGAN STANLEY|1509
SLAB|SILICON LABS INC  ##|DEGS|RONIN PROFESSIONAL LLC|201
SLAB|SILICON LABS INC  ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3656
SLAB|SILICON LABS INC  ##|EBXL|EBX LLC|59600
SLAB|SILICON LABS INC  ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|116
SLAB|SILICON LABS INC  ##|EDJO|Edward D. Jones & Co., L.P.|262
SLAB|SILICON LABS INC  ##|EGAM|CBOE TRADING, INC.|5878
SLAB|SILICON LABS INC  ##|EGAW|CBOE TRADING, INC.|2
SLAB|SILICON LABS INC  ##|EGMT|EG MARKET TECHNOLOGIES LLC|550
SLAB|SILICON LABS INC  ##|EGXM|CBOE TRADING, INC.|2096
SLAB|SILICON LABS INC  ##|ETBE|Electronic Transaction Clearing, Inc.|440
SLAB|SILICON LABS INC  ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|253
SLAB|SILICON LABS INC  ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14353
SLAB|SILICON LABS INC  ##|ETRS|E*Trade Securities LLC|4834
SLAB|SILICON LABS INC  ##|FBCO|Credit Suisse Securities (USA) LLC|230310
SLAB|SILICON LABS INC  ##|FOMA|TD AMERITRADE CLEARING, INC.|99267
SLAB|SILICON LABS INC  ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6233
SLAB|SILICON LABS INC  ##|FQLS|Quantlab Securities LP|77822
SLAB|SILICON LABS INC  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55690
SLAB|SILICON LABS INC  ##|FTBR|Foliofn Investments, Inc.|185
SLAB|SILICON LABS INC  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|17242
SLAB|SILICON LABS INC  ##|GLPX|ACS EXECUTION SERVICES, LLC|3833
SLAB|SILICON LABS INC  ##|GSCO|GOLDMAN SACHS & CO. LLC|550432
SLAB|SILICON LABS INC  ##|GSCS|GOLDMAN SACHS & CO. LLC|22857
SLAB|SILICON LABS INC  ##|GSLT|GOLDMAN SACHS & CO. LLC|1505
SLAB|SILICON LABS INC  ##|GTSZ|GTS SECURITIES LLC|1014
SLAB|SILICON LABS INC  ##|HRBF|American Enterprise Investment Services Inc.|41
SLAB|SILICON LABS INC  ##|HSBC|HSBC Securities, Inc.|3
SLAB|SILICON LABS INC  ##|IATS|INTERACTIVE BROKERS LLC|5642
SLAB|SILICON LABS INC  ##|IBKR|Interactive Brokers Llc|17992
SLAB|SILICON LABS INC  ##|ICBX|INSTINET, LLC|4600
SLAB|SILICON LABS INC  ##|IEQY|CITADEL SECURITIES LLC|68749
SLAB|SILICON LABS INC  ##|INCA|INSTINET, LLC|151788
SLAB|SILICON LABS INC  ##|INJX|INSTINET, LLC|26387
SLAB|SILICON LABS INC  ##|ITGI|ITG Inc.|12975
SLAB|SILICON LABS INC  ##|ITGP|ITG INC.|17000
SLAB|SILICON LABS INC  ##|JANY|Janney Montgomery Scott Inc.|5
SLAB|SILICON LABS INC  ##|JEFF|JEFFERIES LLC|174006
SLAB|SILICON LABS INC  ##|JMPT|JUMP TRADING, LLC|34001
SLAB|SILICON LABS INC  ##|JPBX|J.P. MORGAN SECURITIES LLC|14825
SLAB|SILICON LABS INC  ##|JPMX|J.P. Morgan Securities LLC|85787
SLAB|SILICON LABS INC  ##|JSJX|JANE STREET CAPITAL LLC|3932
SLAB|SILICON LABS INC  ##|KCGM|VIRTU Americas LLC|5796
SLAB|SILICON LABS INC  ##|LEHM|Barclays Capital Inc./Le|207062
SLAB|SILICON LABS INC  ##|LIME|Lime Brokerage LLC|80291
SLAB|SILICON LABS INC  ##|LOOP|Loop Capital Markets LLC|2490
SLAB|SILICON LABS INC  ##|LSCI|Lek Securities Corporation|3052
SLAB|SILICON LABS INC  ##|MAXM|Maxim Group LLC|4674
SLAB|SILICON LABS INC  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14509
SLAB|SILICON LABS INC  ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|960
SLAB|SILICON LABS INC  ##|MSCO|MORGAN STANLEY & CO. LLC|1127677
SLAB|SILICON LABS INC  ##|MSPL|MORGAN STANLEY & CO. LLC|116900
SLAB|SILICON LABS INC  ##|MSTX|MORGAN STANLEY & CO. LLC|6700
SLAB|SILICON LABS INC  ##|NFSC|National Financial Services LLC|40793
SLAB|SILICON LABS INC  ##|NITE|VIRTU Americas LLC|81463
SLAB|SILICON LABS INC  ##|NITP|VIRTU Americas LLC|1300
SLAB|SILICON LABS INC  ##|NQRB|Brut, LLC|3343
SLAB|SILICON LABS INC  ##|NTRC|Northern Trust Securities, Inc.|500
SLAB|SILICON LABS INC  ##|OHOS|TWO SIGMA SECURITIES, LLC|2965
SLAB|SILICON LABS INC  ##|OPCO|Oppenheimer & Co. Inc.|461
SLAB|SILICON LABS INC  ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|244
SLAB|SILICON LABS INC  ##|PDQM|CODA MARKETS, INC.|18896
SLAB|SILICON LABS INC  ##|PIPR|Piper Jaffray & Co.|5710
SLAB|SILICON LABS INC  ##|PWJC|UBS Financial Services, Inc.|5
SLAB|SILICON LABS INC  ##|RAJA|Raymond James & Associates, Inc.|904
SLAB|SILICON LABS INC  ##|RBCM|RBC CAPITAL MARKETS, LLC|95
SLAB|SILICON LABS INC  ##|SAGL|SAGETRADER, LLC|3021
SLAB|SILICON LABS INC  ##|SAGW|SAGETRADER, LLC|430
SLAB|SILICON LABS INC  ##|SBSH|Citigroup Global Markets Inc.|251928
SLAB|SILICON LABS INC  ##|SGMT|GOLDMAN SACHS & CO. LLC|22478
SLAB|SILICON LABS INC  ##|SPDR|SPEEDROUTE LLC|800
SLAB|SILICON LABS INC  ##|SPHN|Stephens Inc.|687
SLAB|SILICON LABS INC  ##|SPTD|MINT GLOBAL MARKETS, INC.|8942
SLAB|SILICON LABS INC  ##|STFL|Stifel, Nicolaus & Company, Incorporated|412
SLAB|SILICON LABS INC  ##|SWIM|TD Ameritrade, Inc.|976
SLAB|SILICON LABS INC  ##|TKNG|ALLY INVEST SECURITIES LLC|4
SLAB|SILICON LABS INC  ##|TMBR|Timber Hill LLC|174
SLAB|SILICON LABS INC  ##|TONC|CUTTONE & CO., LLC|700
SLAB|SILICON LABS INC  ##|TRBT|Tradebot Systems, Inc.|21483
SLAB|SILICON LABS INC  ##|TRCM|TRC MARKETS LLC|56825
SLAB|SILICON LABS INC  ##|UBSA|UBS SECURITIES LLC|153912
SLAB|SILICON LABS INC  ##|UBSS|UBS Securities LLC|541181
SLAB|SILICON LABS INC  ##|VALX|VIRTU AMERICAS LLC|11034
SLAB|SILICON LABS INC  ##|VGRD|Vanguard Marketing Corporation|1845
SLAB|SILICON LABS INC  ##|WBPX|SUMMIT SECURITIES GROUP, LLC|570
SLAB|SILICON LABS INC  ##|WCHV|WELLS FARGO SECURITIES, LLC|18643
SLAB|SILICON LABS INC  ##|WDNX|WEEDEN & CO.L.P.|2422
SLAB|SILICON LABS INC  ##|WEDB|WEDBUSH SECURITIES INC.|33
SLAB|SILICON LABS INC  ##|WEED|Weeden & Co.L.P.|175
SLAB|SILICON LABS INC  ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|172
SLAB|SILICON LABS INC  ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3005
SLAB|SILICON LABS INC  ##|WGIF|CIBC World Markets Inc.|510
SLAB|SILICON LABS INC  ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|58
SLAB|SILICON LABS INC  ##|WSAG|WALL STREET ACCESS|1078
SLAB|SILICON LABS INC  ##|WSEA|WOLVERINE SECURITIES, LLC|533
SLAB|SILICON LABS INC  ##|XIST|INSTINET, LLC|9160
SLAB|SILICON LABS INC  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
SLAB|SILICON LABS INC  ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1343
SLAB|SILICON LABS INC  ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|810
SLB|SCHLUMBERGER LTD|ABLE|NATIXIS Securities Americas LLC|186914
SLB|SCHLUMBERGER LTD|AGIS|Aegis Capital Corp.|63
SLB|SCHLUMBERGER LTD|ALLN|Allen & Company LLC|732
SLB|SCHLUMBERGER LTD|ALTX|Alternet Securities Inc.|75357
SLB|SCHLUMBERGER LTD|ANOS|ABEL/NOSER, L.L.C.|11170
SLB|SCHLUMBERGER LTD|APCC|Apex Clearing Corporation|15038
SLB|SCHLUMBERGER LTD|AQUA|AQUA SECURITIES L.P.|10200
SLB|SCHLUMBERGER LTD|BALE|M&T SECURITIES, INC.|9302
SLB|SCHLUMBERGER LTD|BANK|Primevest Financial Services, Inc.|721
SLB|SCHLUMBERGER LTD|BARD|Robert W. Baird & Co. Incorporated|62296
SLB|SCHLUMBERGER LTD|BATM|CBOE TRADING, INC.|42922
SLB|SCHLUMBERGER LTD|BAYC|BAY CREST PARTNERS, LLC|773
SLB|SCHLUMBERGER LTD|BAYT|BTIG, LLC|26059
SLB|SCHLUMBERGER LTD|BBNT|BB&T SECURITIES, LLC|18558
SLB|SCHLUMBERGER LTD|BERN|Sanford C. Bernstein & Co., LLC|332087
SLB|SCHLUMBERGER LTD|BGCE|BGC Financial Inc.|2150
SLB|SCHLUMBERGER LTD|BIAD|SAGETRADER, LLC|939
SLB|SCHLUMBERGER LTD|BIDS|BIDS TRADING L.P.|43400
SLB|SCHLUMBERGER LTD|BIMI|Banca IMI Securities Corp.|1431
SLB|SCHLUMBERGER LTD|BKCM|BNY Mellon Capital Markets LLC|414
SLB|SCHLUMBERGER LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|112369
SLB|SCHLUMBERGER LTD|BLKX|INSTINET, LLC|519460
SLB|SCHLUMBERGER LTD|BMOC|BMO Capital Markets Corp.|1439924
SLB|SCHLUMBERGER LTD|BNCH|The Benchmark Company, LLC|12314
SLB|SCHLUMBERGER LTD|BNPX|BNP PARIBAS SECURITIES CORP.|566749
SLB|SCHLUMBERGER LTD|BRGE|Newbridge Securities Corp.|150
SLB|SCHLUMBERGER LTD|BTIG|BTIG, LLC|85960
SLB|SCHLUMBERGER LTD|BYXM|CBOE TRADING, INC.|16063
SLB|SCHLUMBERGER LTD|BZYD|GOLDMAN SACHS & CO. LLC|200
SLB|SCHLUMBERGER LTD|CABR|Cabrera Capital Markets, Inc.|200
SLB|SCHLUMBERGER LTD|CANT|Cantor Fitzgerald & Co.|10732
SLB|SCHLUMBERGER LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|35600
SLB|SCHLUMBERGER LTD|CBRA|Cobra Trading, Inc.|600
SLB|SCHLUMBERGER LTD|CHAS|Charles Schwab & Co., Inc.|32508
SLB|SCHLUMBERGER LTD|CHBC|PENSERRA SECURITIES, LLC|31200
SLB|SCHLUMBERGER LTD|CIBP|CIBC World Markets Corp.|223272
SLB|SCHLUMBERGER LTD|CICF|Canaccord Genuity Corp.|355
SLB|SCHLUMBERGER LTD|CIOI|CITIGROUP GLOBAL MARKETS INC|34000
SLB|SCHLUMBERGER LTD|CIST|Capital Institutional Services, Inc.|36697
SLB|SCHLUMBERGER LTD|CLSA|CLSA AMERICAS, LLC|51947
SLB|SCHLUMBERGER LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|796469
SLB|SCHLUMBERGER LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11452
SLB|SCHLUMBERGER LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24606
SLB|SCHLUMBERGER LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1598992
SLB|SCHLUMBERGER LTD|CTDL|Citadel Derivatives Group Llc|103546
SLB|SCHLUMBERGER LTD|CTLR|CUTLER GROUP, LP|1700
SLB|SCHLUMBERGER LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|216586
SLB|SCHLUMBERGER LTD|DADA|D.A. Davidson & Co.|10815
SLB|SCHLUMBERGER LTD|DAVA|Davenport & Company LLC|18013
SLB|SCHLUMBERGER LTD|DBAB|Deutsche Bank Securities Inc.|2500979
SLB|SCHLUMBERGER LTD|DBAX|Deutsche Bank Securities Inc.|1191100
SLB|SCHLUMBERGER LTD|DBUL|Deutsche Bank Securities Inc.|7858
SLB|SCHLUMBERGER LTD|DCHF|Dart Executions, LLC|15949
SLB|SCHLUMBERGER LTD|DEAN|MORGAN STANLEY|149908
SLB|SCHLUMBERGER LTD|DEGS|RONIN PROFESSIONAL LLC|14323
SLB|SCHLUMBERGER LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10817
SLB|SCHLUMBERGER LTD|DRWK|DRW SECURITIES, L.L.C.|14527
SLB|SCHLUMBERGER LTD|EBXL|EBX LLC|1463000
SLB|SCHLUMBERGER LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|107083
SLB|SCHLUMBERGER LTD|EDJC|Edward Jones / CDS|3352
SLB|SCHLUMBERGER LTD|EDJO|Edward D. Jones & Co., L.P.|74271
SLB|SCHLUMBERGER LTD|EGAM|CBOE TRADING, INC.|69577
SLB|SCHLUMBERGER LTD|EGAW|CBOE TRADING, INC.|1356
SLB|SCHLUMBERGER LTD|EGMT|EG MARKET TECHNOLOGIES LLC|2791
SLB|SCHLUMBERGER LTD|EGXM|CBOE TRADING, INC.|25876
SLB|SCHLUMBERGER LTD|EGXW|CBOE TRADING, INC.|327
SLB|SCHLUMBERGER LTD|EROP|Eroom Securities L.L.C.|1000
SLB|SCHLUMBERGER LTD|ESPO|ESPOSITO SECURITIES, LLC|577
SLB|SCHLUMBERGER LTD|ETBE|Electronic Transaction Clearing, Inc.|129560
SLB|SCHLUMBERGER LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2090
SLB|SCHLUMBERGER LTD|ETCC|Electronic Transaction Clearing, Inc.|867
SLB|SCHLUMBERGER LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40163
SLB|SCHLUMBERGER LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|177
SLB|SCHLUMBERGER LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4201
SLB|SCHLUMBERGER LTD|ETRS|E*Trade Securities LLC|1143320
SLB|SCHLUMBERGER LTD|FBSB|U.S. Bancorp Investments, Inc.|1706
SLB|SCHLUMBERGER LTD|FFSI|Firstrade Securities Inc.|50
SLB|SCHLUMBERGER LTD|FIDT|Fidelity Clearing Canada ULC./ CDS|3
SLB|SCHLUMBERGER LTD|FILL|Tradestation Securities, Inc.|32033
SLB|SCHLUMBERGER LTD|FINX|FINTECH SECURITIES|16988
SLB|SCHLUMBERGER LTD|FMAF|NBCN Inc./ CDS|11285
SLB|SCHLUMBERGER LTD|FMCO|First Manhattan Co|196
SLB|SCHLUMBERGER LTD|FOGS|FOG EQUITIES LLC|24576
SLB|SCHLUMBERGER LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9633
SLB|SCHLUMBERGER LTD|FQLS|Quantlab Securities LP|1875277
SLB|SCHLUMBERGER LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|222038
SLB|SCHLUMBERGER LTD|FTBR|Foliofn Investments, Inc.|6401
SLB|SCHLUMBERGER LTD|GBMT|GBM International, Inc.|13359
SLB|SCHLUMBERGER LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|21841
SLB|SCHLUMBERGER LTD|GLIS|TD Securities Inc|7900
SLB|SCHLUMBERGER LTD|GLPX|ACS EXECUTION SERVICES, LLC|269909
SLB|SCHLUMBERGER LTD|GSCO|GOLDMAN SACHS & CO. LLC|6158320
SLB|SCHLUMBERGER LTD|GSCS|GOLDMAN SACHS & CO. LLC|98390
SLB|SCHLUMBERGER LTD|GSLT|GOLDMAN SACHS & CO. LLC|77648
SLB|SCHLUMBERGER LTD|GTSZ|GTS SECURITIES LLC|1044361
SLB|SCHLUMBERGER LTD|HAPX|HAP Trading, LLC|2988
SLB|SCHLUMBERGER LTD|HASF|Haywood Securities Inc./CDS|250
SLB|SCHLUMBERGER LTD|HCTA|Hardcastle Trading USA LLC|123567
SLB|SCHLUMBERGER LTD|HRBF|American Enterprise Investment Services Inc.|101982
SLB|SCHLUMBERGER LTD|HSBC|HSBC Securities, Inc.|134620
SLB|SCHLUMBERGER LTD|IATS|INTERACTIVE BROKERS LLC|67967
SLB|SCHLUMBERGER LTD|IBKR|Interactive Brokers Llc|201256
SLB|SCHLUMBERGER LTD|IBSJ|Integrity Brokerage Services, Inc.|295
SLB|SCHLUMBERGER LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9077
SLB|SCHLUMBERGER LTD|ICBX|INSTINET, LLC|391615
SLB|SCHLUMBERGER LTD|IEQY|CITADEL SECURITIES LLC|661270
SLB|SCHLUMBERGER LTD|INCA|INSTINET, LLC|1854110
SLB|SCHLUMBERGER LTD|INJX|INSTINET, LLC|36198
SLB|SCHLUMBERGER LTD|INTL|INTL FCSTONE FINANCIAL INC.|32
SLB|SCHLUMBERGER LTD|ITGI|ITG Inc.|400644
SLB|SCHLUMBERGER LTD|ITGP|ITG INC.|783800
SLB|SCHLUMBERGER LTD|JANY|Janney Montgomery Scott Inc.|26110
SLB|SCHLUMBERGER LTD|JEFF|JEFFERIES LLC|459223
SLB|SCHLUMBERGER LTD|JMPT|JUMP TRADING, LLC|668900
SLB|SCHLUMBERGER LTD|JONE|JonesTrading|40193
SLB|SCHLUMBERGER LTD|JPBX|J.P. MORGAN SECURITIES LLC|677762
SLB|SCHLUMBERGER LTD|JPMX|J.P. Morgan Securities LLC|2477381
SLB|SCHLUMBERGER LTD|JSEB|JANE STREET EXECUTION SERVICES, LLC|52501
SLB|SCHLUMBERGER LTD|JSJX|JANE STREET CAPITAL LLC|27642
SLB|SCHLUMBERGER LTD|JUTA|JUMP TRADING, LLC|32258
SLB|SCHLUMBERGER LTD|KBWI|Keefe, Bruyette & Woods, Inc.|200
SLB|SCHLUMBERGER LTD|KCGM|VIRTU Americas LLC|297071
SLB|SCHLUMBERGER LTD|LEHM|Barclays Capital Inc./Le|5092593
SLB|SCHLUMBERGER LTD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|500
SLB|SCHLUMBERGER LTD|LIME|Lime Brokerage LLC|329286
SLB|SCHLUMBERGER LTD|LIWD|LIME BROKERAGE LLC|18
SLB|SCHLUMBERGER LTD|LIWK|LIME BROKERAGE LLC|131
SLB|SCHLUMBERGER LTD|LOOP|Loop Capital Markets LLC|8966
SLB|SCHLUMBERGER LTD|LQNA|LIQUIDNET, INC.|270500
SLB|SCHLUMBERGER LTD|LSCI|Lek Securities Corporation|4140
SLB|SCHLUMBERGER LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
SLB|SCHLUMBERGER LTD|MACC|Mid Atlantic Capital Corporation|5011
SLB|SCHLUMBERGER LTD|MACQ|Macquarie Capital (USA) Inc.|3752
SLB|SCHLUMBERGER LTD|MAXM|Maxim Group LLC|13433
SLB|SCHLUMBERGER LTD|MCBT|Moors & Cabot, Inc.|50
SLB|SCHLUMBERGER LTD|MCMF|Raymond James Ltd. Cds|6117
SLB|SCHLUMBERGER LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|524545
SLB|SCHLUMBERGER LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
SLB|SCHLUMBERGER LTD|MNDX|TJM Investments, LLC|12800
SLB|SCHLUMBERGER LTD|MOTF|MOTIF INVESTING, INC.|71
SLB|SCHLUMBERGER LTD|MPSG|E D & F Man Capital Markets Inc.|10759
SLB|SCHLUMBERGER LTD|MSCO|MORGAN STANLEY & CO. LLC|8759701
SLB|SCHLUMBERGER LTD|MSPL|MORGAN STANLEY & CO. LLC|1316900
SLB|SCHLUMBERGER LTD|MSTX|MORGAN STANLEY & CO. LLC|1214400
SLB|SCHLUMBERGER LTD|MULL|MARK J. MULLER EQUITIES, INC.|21100
SLB|SCHLUMBERGER LTD|MZHO|Mizuho Securities USA LLC|19043
SLB|SCHLUMBERGER LTD|NATL|National Securities Corporation|335
SLB|SCHLUMBERGER LTD|NBCS|NBC Securities, INC.|400
SLB|SCHLUMBERGER LTD|NEED|Needham & Company, LLC|2269
SLB|SCHLUMBERGER LTD|NEUB|NEUBERGER BERMAN BD LLC|8844
SLB|SCHLUMBERGER LTD|NFSC|National Financial Services LLC|2999482
SLB|SCHLUMBERGER LTD|NITE|VIRTU Americas LLC|5041702
SLB|SCHLUMBERGER LTD|NITP|VIRTU Americas LLC|8679
SLB|SCHLUMBERGER LTD|NQRB|Brut, LLC|109579
SLB|SCHLUMBERGER LTD|NTBF|BMO Nesbitt Burns Inc./CDS|11037
SLB|SCHLUMBERGER LTD|NTRC|Northern Trust Securities, Inc.|38090
SLB|SCHLUMBERGER LTD|OHOS|TWO SIGMA SECURITIES, LLC|465677
SLB|SCHLUMBERGER LTD|OPCO|Oppenheimer & Co. Inc.|31327
SLB|SCHLUMBERGER LTD|OTAA|OTA LLC|2400
SLB|SCHLUMBERGER LTD|PASL|Pershing Advisor Solutions LLC|1290
SLB|SCHLUMBERGER LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
SLB|SCHLUMBERGER LTD|PDQM|CODA MARKETS, INC.|345205
SLB|SCHLUMBERGER LTD|PHLY|NASDAQ Execution Services, LLC|133950
SLB|SCHLUMBERGER LTD|PICT|Pictet Overseas Inc.|6421
SLB|SCHLUMBERGER LTD|PIPR|Piper Jaffray & Co.|3492
SLB|SCHLUMBERGER LTD|PNSR|Penserra Securities, LLC|8585
SLB|SCHLUMBERGER LTD|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|10700
SLB|SCHLUMBERGER LTD|PWJC|UBS Financial Services, Inc.|53918
SLB|SCHLUMBERGER LTD|QMSR|QUATTRO M SECURITIES INC.|6393
SLB|SCHLUMBERGER LTD|RBCM|RBC CAPITAL MARKETS, LLC|103343
SLB|SCHLUMBERGER LTD|RGLD|Regal Securities, Inc|1952
SLB|SCHLUMBERGER LTD|SAGL|SAGETRADER, LLC|27030
SLB|SCHLUMBERGER LTD|SAGW|SAGETRADER, LLC|37
SLB|SCHLUMBERGER LTD|SALI|INTL FCSTONE FINANCIAL INC.|1730
SLB|SCHLUMBERGER LTD|SBRX|MURIEL SIEBERT & CO INC|3390
SLB|SCHLUMBERGER LTD|SBSH|Citigroup Global Markets Inc.|971636
SLB|SCHLUMBERGER LTD|SEIC|SEI Investments Distribution Co.|21712
SLB|SCHLUMBERGER LTD|SGMT|GOLDMAN SACHS & CO. LLC|816695
SLB|SCHLUMBERGER LTD|SHMR|ABN Amro Clearing LLC|207
SLB|SCHLUMBERGER LTD|SIBO|Prime Executions, Inc.|4770
SLB|SCHLUMBERGER LTD|SJLS|TRADE INFORMATICS LLC|7700
SLB|SCHLUMBERGER LTD|SOCO|Capital One Southcoast, Inc|1300
SLB|SCHLUMBERGER LTD|SOGO|Wang Investment Associates, Inc.|15
SLB|SCHLUMBERGER LTD|SPDR|SPEEDROUTE LLC|170385
SLB|SCHLUMBERGER LTD|SPHN|Stephens Inc.|10179
SLB|SCHLUMBERGER LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
SLB|SCHLUMBERGER LTD|STFL|Stifel, Nicolaus & Company, Incorporated|110775
SLB|SCHLUMBERGER LTD|STKP|STOCKPILE INVESTMENTS, INC.|64
SLB|SCHLUMBERGER LTD|STXG|Stockcross Financial Services, Inc.|7875
SLB|SCHLUMBERGER LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12174
SLB|SCHLUMBERGER LTD|SWIM|TD Ameritrade, Inc.|386765
SLB|SCHLUMBERGER LTD|SWST|Hilltop Securities Inc.|33486
SLB|SCHLUMBERGER LTD|TAGC|TELSEY ADVISORY GROUP LLC|10
SLB|SCHLUMBERGER LTD|TITL|TITLEIST ASSET MANAGEMENT, LTD.|43
SLB|SCHLUMBERGER LTD|TKNG|ALLY INVEST SECURITIES LLC|12775
SLB|SCHLUMBERGER LTD|TMBR|Timber Hill LLC|8406
SLB|SCHLUMBERGER LTD|TRBT|Tradebot Systems, Inc.|1139222
SLB|SCHLUMBERGER LTD|TRCM|TRC MARKETS LLC|1545060
SLB|SCHLUMBERGER LTD|TWTT|TASTYWORKS, INC.|200
SLB|SCHLUMBERGER LTD|UBSA|UBS SECURITIES LLC|3828338
SLB|SCHLUMBERGER LTD|UBSS|UBS Securities LLC|5833853
SLB|SCHLUMBERGER LTD|VALX|VIRTU AMERICAS LLC|63878
SLB|SCHLUMBERGER LTD|VGRD|Vanguard Marketing Corporation|102507
SLB|SCHLUMBERGER LTD|WABR|Wall Street Access|2017
SLB|SCHLUMBERGER LTD|WBLR|WILLIAM BLAIR|7968
SLB|SCHLUMBERGER LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|8151
SLB|SCHLUMBERGER LTD|WCHV|WELLS FARGO SECURITIES, LLC|813490
SLB|SCHLUMBERGER LTD|WDNX|WEEDEN & CO.L.P.|31850
SLB|SCHLUMBERGER LTD|WEDB|WEDBUSH SECURITIES INC.|55443
SLB|SCHLUMBERGER LTD|WEED|Weeden & Co.L.P.|2165088
SLB|SCHLUMBERGER LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|185428
SLB|SCHLUMBERGER LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|446372
SLB|SCHLUMBERGER LTD|WFPB|Wells Fargo Securities, LLC.|4100
SLB|SCHLUMBERGER LTD|WGIF|CIBC World Markets Inc.|18344
SLB|SCHLUMBERGER LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11369
SLB|SCHLUMBERGER LTD|WSEA|WOLVERINE SECURITIES, LLC|60130
SLB|SCHLUMBERGER LTD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1100
SLB|SCHLUMBERGER LTD|WTFS|JUST2TRADE, INC.|12
SLB|SCHLUMBERGER LTD|XIST|INSTINET, LLC|341870
SLB|SCHLUMBERGER LTD|XPQR|Jump Trading|3600
SLB|SCHLUMBERGER LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|752432
SLB|SCHLUMBERGER LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|9313
SLB|SCHLUMBERGER LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|28677
SLCA|U.S. SILICA HLDGS|ACAD|ACADEMY SECURITIES, INC.|300
SLCA|U.S. SILICA HLDGS|ALTX|Alternet Securities Inc.|24483
SLCA|U.S. SILICA HLDGS|ANOS|ABEL/NOSER, L.L.C.|300
SLCA|U.S. SILICA HLDGS|APCC|Apex Clearing Corporation|1113
SLCA|U.S. SILICA HLDGS|BALE|M&T SECURITIES, INC.|145
SLCA|U.S. SILICA HLDGS|BARD|Robert W. Baird & Co. Incorporated|4939
SLCA|U.S. SILICA HLDGS|BATM|CBOE TRADING, INC.|6044
SLCA|U.S. SILICA HLDGS|BAYT|BTIG, LLC|3400
SLCA|U.S. SILICA HLDGS|BBNT|BB&T SECURITIES, LLC|1074
SLCA|U.S. SILICA HLDGS|BERN|Sanford C. Bernstein & Co., LLC|14270
SLCA|U.S. SILICA HLDGS|BIAD|SAGETRADER, LLC|113
SLCA|U.S. SILICA HLDGS|BIDS|BIDS TRADING L.P.|200
SLCA|U.S. SILICA HLDGS|BIMI|Banca IMI Securities Corp.|500
SLCA|U.S. SILICA HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17620
SLCA|U.S. SILICA HLDGS|BLKX|INSTINET, LLC|24717
SLCA|U.S. SILICA HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|22264
SLCA|U.S. SILICA HLDGS|BRVL|BLAYLOCK VAN, LLC|700
SLCA|U.S. SILICA HLDGS|BTIG|BTIG, LLC|643
SLCA|U.S. SILICA HLDGS|BYXM|CBOE TRADING, INC.|4526
SLCA|U.S. SILICA HLDGS|CANT|Cantor Fitzgerald & Co.|7922
SLCA|U.S. SILICA HLDGS|CBRA|Cobra Trading, Inc.|300
SLCA|U.S. SILICA HLDGS|CHAS|Charles Schwab & Co., Inc.|3969
SLCA|U.S. SILICA HLDGS|CICF|Canaccord Genuity Corp.|790
SLCA|U.S. SILICA HLDGS|CIST|Capital Institutional Services, Inc.|1930
SLCA|U.S. SILICA HLDGS|COWR|Cowen and Company, LLC|3300
SLCA|U.S. SILICA HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|251678
SLCA|U.S. SILICA HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
SLCA|U.S. SILICA HLDGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
SLCA|U.S. SILICA HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|683750
SLCA|U.S. SILICA HLDGS|CTDL|Citadel Derivatives Group Llc|10720
SLCA|U.S. SILICA HLDGS|CTLR|CUTLER GROUP, LP|3109
SLCA|U.S. SILICA HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|93354
SLCA|U.S. SILICA HLDGS|DBAB|Deutsche Bank Securities Inc.|450999
SLCA|U.S. SILICA HLDGS|DBAX|Deutsche Bank Securities Inc.|520500
SLCA|U.S. SILICA HLDGS|DBUL|Deutsche Bank Securities Inc.|5698
SLCA|U.S. SILICA HLDGS|DCHF|Dart Executions, LLC|2125
SLCA|U.S. SILICA HLDGS|DEAN|MORGAN STANLEY|50549
SLCA|U.S. SILICA HLDGS|DEGS|RONIN PROFESSIONAL LLC|267
SLCA|U.S. SILICA HLDGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10578
SLCA|U.S. SILICA HLDGS|EBXL|EBX LLC|337600
SLCA|U.S. SILICA HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|152358
SLCA|U.S. SILICA HLDGS|EDJO|Edward D. Jones & Co., L.P.|5111
SLCA|U.S. SILICA HLDGS|EGAM|CBOE TRADING, INC.|22309
SLCA|U.S. SILICA HLDGS|EGAW|CBOE TRADING, INC.|200
SLCA|U.S. SILICA HLDGS|EGMT|EG MARKET TECHNOLOGIES LLC|490
SLCA|U.S. SILICA HLDGS|EGXM|CBOE TRADING, INC.|8827
SLCA|U.S. SILICA HLDGS|ETBE|Electronic Transaction Clearing, Inc.|22349
SLCA|U.S. SILICA HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28321
SLCA|U.S. SILICA HLDGS|ETRS|E*Trade Securities LLC|1471767
SLCA|U.S. SILICA HLDGS|FILL|Tradestation Securities, Inc.|10121
SLCA|U.S. SILICA HLDGS|FMAF|NBCN Inc./ CDS|5120
SLCA|U.S. SILICA HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10601
SLCA|U.S. SILICA HLDGS|FQLS|Quantlab Securities LP|713658
SLCA|U.S. SILICA HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|213550
SLCA|U.S. SILICA HLDGS|FTBR|Foliofn Investments, Inc.|4371
SLCA|U.S. SILICA HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|27130
SLCA|U.S. SILICA HLDGS|GLIS|TD Securities Inc|6499
SLCA|U.S. SILICA HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|187871
SLCA|U.S. SILICA HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|1021751
SLCA|U.S. SILICA HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|7420
SLCA|U.S. SILICA HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|26657
SLCA|U.S. SILICA HLDGS|GTSZ|GTS SECURITIES LLC|78039
SLCA|U.S. SILICA HLDGS|HAPX|HAP Trading, LLC|300
SLCA|U.S. SILICA HLDGS|HRBF|American Enterprise Investment Services Inc.|6699
SLCA|U.S. SILICA HLDGS|HSBC|HSBC Securities, Inc.|6211
SLCA|U.S. SILICA HLDGS|IATS|INTERACTIVE BROKERS LLC|29982
SLCA|U.S. SILICA HLDGS|IBKR|Interactive Brokers Llc|44453
SLCA|U.S. SILICA HLDGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6237
SLCA|U.S. SILICA HLDGS|ICBX|INSTINET, LLC|79333
SLCA|U.S. SILICA HLDGS|IEQY|CITADEL SECURITIES LLC|76646
SLCA|U.S. SILICA HLDGS|INCA|INSTINET, LLC|708574
SLCA|U.S. SILICA HLDGS|INJX|INSTINET, LLC|2900
SLCA|U.S. SILICA HLDGS|ITGI|ITG Inc.|183960
SLCA|U.S. SILICA HLDGS|ITGP|ITG INC.|367800
SLCA|U.S. SILICA HLDGS|JANY|Janney Montgomery Scott Inc.|5793
SLCA|U.S. SILICA HLDGS|JEFF|JEFFERIES LLC|186809
SLCA|U.S. SILICA HLDGS|JMPT|JUMP TRADING, LLC|108774
SLCA|U.S. SILICA HLDGS|JONE|JonesTrading|11499
SLCA|U.S. SILICA HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|145526
SLCA|U.S. SILICA HLDGS|JPMX|J.P. Morgan Securities LLC|833326
SLCA|U.S. SILICA HLDGS|JRCO|Johnson Rice & Company L.L.C.|4600
SLCA|U.S. SILICA HLDGS|JSJX|JANE STREET CAPITAL LLC|16828
SLCA|U.S. SILICA HLDGS|KCGM|VIRTU Americas LLC|95508
SLCA|U.S. SILICA HLDGS|KEYB|KEYBANC CAPITAL MARKETS INC.|20000
SLCA|U.S. SILICA HLDGS|LEHM|Barclays Capital Inc./Le|1122960
SLCA|U.S. SILICA HLDGS|LIME|Lime Brokerage LLC|39025
SLCA|U.S. SILICA HLDGS|LMNX|LUMINEX TRADING & ANALYTICS LLC|14000
SLCA|U.S. SILICA HLDGS|LOOP|Loop Capital Markets LLC|400
SLCA|U.S. SILICA HLDGS|LQNA|LIQUIDNET, INC.|190900
SLCA|U.S. SILICA HLDGS|LSCI|Lek Securities Corporation|425
SLCA|U.S. SILICA HLDGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SLCA|U.S. SILICA HLDGS|MACQ|Macquarie Capital (USA) Inc.|5100
SLCA|U.S. SILICA HLDGS|MBTS|ALLY INVEST SECURITIES LLC|7538
SLCA|U.S. SILICA HLDGS|MCMF|Raymond James Ltd. Cds|209
SLCA|U.S. SILICA HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|282576
SLCA|U.S. SILICA HLDGS|MOTF|MOTIF INVESTING, INC.|5
SLCA|U.S. SILICA HLDGS|MSCO|MORGAN STANLEY & CO. LLC|2538072
SLCA|U.S. SILICA HLDGS|MSPL|MORGAN STANLEY & CO. LLC|620300
SLCA|U.S. SILICA HLDGS|MSTX|MORGAN STANLEY & CO. LLC|354900
SLCA|U.S. SILICA HLDGS|MULL|MARK J. MULLER EQUITIES, INC.|10220
SLCA|U.S. SILICA HLDGS|NATL|National Securities Corporation|1700
SLCA|U.S. SILICA HLDGS|NFSC|National Financial Services LLC|687366
SLCA|U.S. SILICA HLDGS|NITE|VIRTU Americas LLC|1601723
SLCA|U.S. SILICA HLDGS|NITP|VIRTU Americas LLC|591
SLCA|U.S. SILICA HLDGS|NQRB|Brut, LLC|26130
SLCA|U.S. SILICA HLDGS|NTBF|BMO Nesbitt Burns Inc./CDS|1326
SLCA|U.S. SILICA HLDGS|NTRC|Northern Trust Securities, Inc.|3169
SLCA|U.S. SILICA HLDGS|OHOS|TWO SIGMA SECURITIES, LLC|90582
SLCA|U.S. SILICA HLDGS|OPCO|Oppenheimer & Co. Inc.|2072
SLCA|U.S. SILICA HLDGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2509
SLCA|U.S. SILICA HLDGS|PDQM|CODA MARKETS, INC.|270739
SLCA|U.S. SILICA HLDGS|PHLY|NASDAQ Execution Services, LLC|11800
SLCA|U.S. SILICA HLDGS|PIPR|Piper Jaffray & Co.|25305
SLCA|U.S. SILICA HLDGS|PWJC|UBS Financial Services, Inc.|2818
SLCA|U.S. SILICA HLDGS|QMSR|QUATTRO M SECURITIES INC.|4227
SLCA|U.S. SILICA HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|3815
SLCA|U.S. SILICA HLDGS|RGLD|Regal Securities, Inc|25
SLCA|U.S. SILICA HLDGS|RHCO|Suntrust Robinson Humphrey, Inc.|7123
SLCA|U.S. SILICA HLDGS|RILY|B. RILEY FBR, INC.|26000
SLCA|U.S. SILICA HLDGS|SAGL|SAGETRADER, LLC|71755
SLCA|U.S. SILICA HLDGS|SAGW|SAGETRADER, LLC|18
SLCA|U.S. SILICA HLDGS|SALI|INTL FCSTONE FINANCIAL INC.|800
SLCA|U.S. SILICA HLDGS|SBSH|Citigroup Global Markets Inc.|202439
SLCA|U.S. SILICA HLDGS|SCMC|Scotia Capital Markets (USA) Inc.|3744
SLCA|U.S. SILICA HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|188884
SLCA|U.S. SILICA HLDGS|SIDC|Sidoti & Company, LLC|700
SLCA|U.S. SILICA HLDGS|SPDR|SPEEDROUTE LLC|26016
SLCA|U.S. SILICA HLDGS|SPHN|Stephens Inc.|363125
SLCA|U.S. SILICA HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|14418
SLCA|U.S. SILICA HLDGS|STKP|STOCKPILE INVESTMENTS, INC.|42
SLCA|U.S. SILICA HLDGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3169
SLCA|U.S. SILICA HLDGS|SWIM|TD Ameritrade, Inc.|386319
SLCA|U.S. SILICA HLDGS|SWST|Hilltop Securities Inc.|505
SLCA|U.S. SILICA HLDGS|TKNG|ALLY INVEST SECURITIES LLC|17127
SLCA|U.S. SILICA HLDGS|TRBT|Tradebot Systems, Inc.|356643
SLCA|U.S. SILICA HLDGS|TRCM|TRC MARKETS LLC|396690
SLCA|U.S. SILICA HLDGS|TWTT|TASTYWORKS, INC.|400
SLCA|U.S. SILICA HLDGS|UBSA|UBS SECURITIES LLC|978354
SLCA|U.S. SILICA HLDGS|UBSS|UBS Securities LLC|1009533
SLCA|U.S. SILICA HLDGS|VALX|VIRTU AMERICAS LLC|16365
SLCA|U.S. SILICA HLDGS|VGRD|Vanguard Marketing Corporation|50865
SLCA|U.S. SILICA HLDGS|VNDM|Wall Street Access|1100
SLCA|U.S. SILICA HLDGS|VNDS|VANDHAM SECURITIES CORP|17260
SLCA|U.S. SILICA HLDGS|WABR|Wall Street Access|991
SLCA|U.S. SILICA HLDGS|WBLR|WILLIAM BLAIR|14700
SLCA|U.S. SILICA HLDGS|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
SLCA|U.S. SILICA HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|301411
SLCA|U.S. SILICA HLDGS|WEDB|WEDBUSH SECURITIES INC.|8713
SLCA|U.S. SILICA HLDGS|WEED|Weeden & Co.L.P.|300
SLCA|U.S. SILICA HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40329
SLCA|U.S. SILICA HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|91386
SLCA|U.S. SILICA HLDGS|WGIF|CIBC World Markets Inc.|1350
SLCA|U.S. SILICA HLDGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|459
SLCA|U.S. SILICA HLDGS|WSEA|WOLVERINE SECURITIES, LLC|82591
SLCA|U.S. SILICA HLDGS|XIST|INSTINET, LLC|82600
SLCA|U.S. SILICA HLDGS|XPQR|Jump Trading|5045
SLCA|U.S. SILICA HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|167310
SLCA|U.S. SILICA HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|13478
SLCA|U.S. SILICA HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11843
SLCT|SELECT BANCORP, INC.|ALTX|Alternet Securities Inc.|499
SLCT|SELECT BANCORP, INC.|APCC|Apex Clearing Corporation|2758
SLCT|SELECT BANCORP, INC.|BATM|CBOE TRADING, INC.|642
SLCT|SELECT BANCORP, INC.|BAYC|BAY CREST PARTNERS, LLC|3181
SLCT|SELECT BANCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|184
SLCT|SELECT BANCORP, INC.|BLKX|INSTINET, LLC|5480
SLCT|SELECT BANCORP, INC.|BMOC|BMO Capital Markets Corp.|849
SLCT|SELECT BANCORP, INC.|BNKS|Fig Partners, LLC|26103
SLCT|SELECT BANCORP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1831
SLCT|SELECT BANCORP, INC.|BOSC|Boenning & Scattergood, Inc.|725
SLCT|SELECT BANCORP, INC.|BTIG|BTIG, LLC|403
SLCT|SELECT BANCORP, INC.|CANT|Cantor Fitzgerald & Co.|1943
SLCT|SELECT BANCORP, INC.|CHAS|Charles Schwab & Co., Inc.|2
SLCT|SELECT BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7480
SLCT|SELECT BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10604
SLCT|SELECT BANCORP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10343
SLCT|SELECT BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16735
SLCT|SELECT BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|3446
SLCT|SELECT BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|904
SLCT|SELECT BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|174703
SLCT|SELECT BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|9200
SLCT|SELECT BANCORP, INC.|DEGS|RONIN PROFESSIONAL LLC|22
SLCT|SELECT BANCORP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36
SLCT|SELECT BANCORP, INC.|EBXL|EBX LLC|3700
SLCT|SELECT BANCORP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1830
SLCT|SELECT BANCORP, INC.|EDJO|Edward D. Jones & Co., L.P.|3160
SLCT|SELECT BANCORP, INC.|ETBE|Electronic Transaction Clearing, Inc.|13978
SLCT|SELECT BANCORP, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|274
SLCT|SELECT BANCORP, INC.|ETRS|E*Trade Securities LLC|2000
SLCT|SELECT BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|11964
SLCT|SELECT BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|13710
SLCT|SELECT BANCORP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|578
SLCT|SELECT BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15625
SLCT|SELECT BANCORP, INC.|FTBR|Foliofn Investments, Inc.|3
SLCT|SELECT BANCORP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
SLCT|SELECT BANCORP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1517
SLCT|SELECT BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|432606
SLCT|SELECT BANCORP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|301
SLCT|SELECT BANCORP, INC.|GTSZ|GTS SECURITIES LLC|14635
SLCT|SELECT BANCORP, INC.|HOVD|HOVDE GROUP, LLC|13036
SLCT|SELECT BANCORP, INC.|IBKR|Interactive Brokers Llc|3080
SLCT|SELECT BANCORP, INC.|ICBX|INSTINET, LLC|2000
SLCT|SELECT BANCORP, INC.|IEQY|CITADEL SECURITIES LLC|1148
SLCT|SELECT BANCORP, INC.|INCA|INSTINET, LLC|30774
SLCT|SELECT BANCORP, INC.|INJX|INSTINET, LLC|5256
SLCT|SELECT BANCORP, INC.|ITGI|ITG Inc.|11067
SLCT|SELECT BANCORP, INC.|ITGP|ITG INC.|3600
SLCT|SELECT BANCORP, INC.|JEFF|JEFFERIES LLC|14846
SLCT|SELECT BANCORP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|538
SLCT|SELECT BANCORP, INC.|JPMX|J.P. Morgan Securities LLC|30647
SLCT|SELECT BANCORP, INC.|JSJX|JANE STREET CAPITAL LLC|350
SLCT|SELECT BANCORP, INC.|KCGM|VIRTU Americas LLC|1479
SLCT|SELECT BANCORP, INC.|LEHM|Barclays Capital Inc./Le|64703
SLCT|SELECT BANCORP, INC.|LIME|Lime Brokerage LLC|28725
SLCT|SELECT BANCORP, INC.|LMGP|LIME BROKERAGE LLC|1414
SLCT|SELECT BANCORP, INC.|LOOP|Loop Capital Markets LLC|1693
SLCT|SELECT BANCORP, INC.|MAXM|Maxim Group LLC|828
SLCT|SELECT BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9926
SLCT|SELECT BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|335149
SLCT|SELECT BANCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|15300
SLCT|SELECT BANCORP, INC.|MSTX|MORGAN STANLEY & CO. LLC|2500
SLCT|SELECT BANCORP, INC.|NFSC|National Financial Services LLC|200
SLCT|SELECT BANCORP, INC.|NITE|VIRTU Americas LLC|38064
SLCT|SELECT BANCORP, INC.|NITP|VIRTU Americas LLC|300
SLCT|SELECT BANCORP, INC.|PDQM|CODA MARKETS, INC.|17717
SLCT|SELECT BANCORP, INC.|RAJA|Raymond James & Associates, Inc.|1485
SLCT|SELECT BANCORP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4
SLCT|SELECT BANCORP, INC.|SBSH|Citigroup Global Markets Inc.|40863
SLCT|SELECT BANCORP, INC.|SDLR|Sandler, O'Neill & Partners, L.P.|18805
SLCT|SELECT BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|6266
SLCT|SELECT BANCORP, INC.|SPDR|SPEEDROUTE LLC|631
SLCT|SELECT BANCORP, INC.|SWIM|TD Ameritrade, Inc.|800
SLCT|SELECT BANCORP, INC.|TMBR|Timber Hill LLC|1
SLCT|SELECT BANCORP, INC.|TRBT|Tradebot Systems, Inc.|1900
SLCT|SELECT BANCORP, INC.|TRCM|TRC MARKETS LLC|11146
SLCT|SELECT BANCORP, INC.|UBSS|UBS Securities LLC|326134
SLCT|SELECT BANCORP, INC.|VALX|VIRTU AMERICAS LLC|1272
SLCT|SELECT BANCORP, INC.|VGRD|Vanguard Marketing Corporation|1410
SLCT|SELECT BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|8550
SLCT|SELECT BANCORP, INC.|WSEA|WOLVERINE SECURITIES, LLC|5
SLCT|SELECT BANCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
SLCT|SELECT BANCORP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SLD|SUTHERLAND ASSET MGT|AGIS|Aegis Capital Corp.|363
SLD|SUTHERLAND ASSET MGT|BARD|Robert W. Baird & Co. Incorporated|6
SLD|SUTHERLAND ASSET MGT|BATM|CBOE TRADING, INC.|140
SLD|SUTHERLAND ASSET MGT|BBNT|BB&T SECURITIES, LLC|1300
SLD|SUTHERLAND ASSET MGT|BERN|Sanford C. Bernstein & Co., LLC|48
SLD|SUTHERLAND ASSET MGT|BLKX|INSTINET, LLC|5677
SLD|SUTHERLAND ASSET MGT|BNPX|BNP PARIBAS SECURITIES CORP.|2545
SLD|SUTHERLAND ASSET MGT|BZYD|GOLDMAN SACHS & CO. LLC|1503
SLD|SUTHERLAND ASSET MGT|CHAS|Charles Schwab & Co., Inc.|1
SLD|SUTHERLAND ASSET MGT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|136627
SLD|SUTHERLAND ASSET MGT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
SLD|SUTHERLAND ASSET MGT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38323
SLD|SUTHERLAND ASSET MGT|CTDL|Citadel Derivatives Group Llc|382
SLD|SUTHERLAND ASSET MGT|CXCX|CITIGROUP GLOBAL MARKETS INC.|23870
SLD|SUTHERLAND ASSET MGT|DBAB|Deutsche Bank Securities Inc.|1903
SLD|SUTHERLAND ASSET MGT|DBAX|Deutsche Bank Securities Inc.|79700
SLD|SUTHERLAND ASSET MGT|DEAN|MORGAN STANLEY|10
SLD|SUTHERLAND ASSET MGT|DEGS|RONIN PROFESSIONAL LLC|300
SLD|SUTHERLAND ASSET MGT|EBXL|EBX LLC|30300
SLD|SUTHERLAND ASSET MGT|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SLD|SUTHERLAND ASSET MGT|EGAM|CBOE TRADING, INC.|1288
SLD|SUTHERLAND ASSET MGT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|406
SLD|SUTHERLAND ASSET MGT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
SLD|SUTHERLAND ASSET MGT|ETRS|E*Trade Securities LLC|23005
SLD|SUTHERLAND ASSET MGT|FBSB|U.S. Bancorp Investments, Inc.|700
SLD|SUTHERLAND ASSET MGT|FILL|Tradestation Securities, Inc.|300
SLD|SUTHERLAND ASSET MGT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|418
SLD|SUTHERLAND ASSET MGT|FTBR|Foliofn Investments, Inc.|15067
SLD|SUTHERLAND ASSET MGT|GLPX|ACS EXECUTION SERVICES, LLC|350
SLD|SUTHERLAND ASSET MGT|GSCO|GOLDMAN SACHS & CO. LLC|37832
SLD|SUTHERLAND ASSET MGT|GSLT|GOLDMAN SACHS & CO. LLC|2021
SLD|SUTHERLAND ASSET MGT|GTSZ|GTS SECURITIES LLC|11406
SLD|SUTHERLAND ASSET MGT|HRBF|American Enterprise Investment Services Inc.|3571
SLD|SUTHERLAND ASSET MGT|IATS|INTERACTIVE BROKERS LLC|400
SLD|SUTHERLAND ASSET MGT|IBKR|Interactive Brokers Llc|15740
SLD|SUTHERLAND ASSET MGT|ICBX|INSTINET, LLC|10120
SLD|SUTHERLAND ASSET MGT|IEQY|CITADEL SECURITIES LLC|900
SLD|SUTHERLAND ASSET MGT|INCA|INSTINET, LLC|30631
SLD|SUTHERLAND ASSET MGT|ITGI|ITG Inc.|4952
SLD|SUTHERLAND ASSET MGT|ITGP|ITG INC.|64600
SLD|SUTHERLAND ASSET MGT|JPBX|J.P. MORGAN SECURITIES LLC|600
SLD|SUTHERLAND ASSET MGT|JPMX|J.P. Morgan Securities LLC|52236
SLD|SUTHERLAND ASSET MGT|JSJX|JANE STREET CAPITAL LLC|1580
SLD|SUTHERLAND ASSET MGT|KCGM|VIRTU Americas LLC|5991
SLD|SUTHERLAND ASSET MGT|LEHM|Barclays Capital Inc./Le|58944
SLD|SUTHERLAND ASSET MGT|LIME|Lime Brokerage LLC|6073
SLD|SUTHERLAND ASSET MGT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50556
SLD|SUTHERLAND ASSET MGT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|20
SLD|SUTHERLAND ASSET MGT|MSCO|MORGAN STANLEY & CO. LLC|18044
SLD|SUTHERLAND ASSET MGT|MSPL|MORGAN STANLEY & CO. LLC|23400
SLD|SUTHERLAND ASSET MGT|MSTX|MORGAN STANLEY & CO. LLC|4200
SLD|SUTHERLAND ASSET MGT|NFSC|National Financial Services LLC|58185
SLD|SUTHERLAND ASSET MGT|NITE|VIRTU Americas LLC|99299
SLD|SUTHERLAND ASSET MGT|PDQM|CODA MARKETS, INC.|1482
SLD|SUTHERLAND ASSET MGT|PWJC|UBS Financial Services, Inc.|400
SLD|SUTHERLAND ASSET MGT|RBCM|RBC CAPITAL MARKETS, LLC|1001
SLD|SUTHERLAND ASSET MGT|SALI|INTL FCSTONE FINANCIAL INC.|200
SLD|SUTHERLAND ASSET MGT|SBSH|Citigroup Global Markets Inc.|7389
SLD|SUTHERLAND ASSET MGT|SGMT|GOLDMAN SACHS & CO. LLC|18831
SLD|SUTHERLAND ASSET MGT|SPDR|SPEEDROUTE LLC|300
SLD|SUTHERLAND ASSET MGT|SPTD|MINT GLOBAL MARKETS, INC.|650
SLD|SUTHERLAND ASSET MGT|SWIM|TD Ameritrade, Inc.|60
SLD|SUTHERLAND ASSET MGT|TRBT|Tradebot Systems, Inc.|324
SLD|SUTHERLAND ASSET MGT|TRCM|TRC MARKETS LLC|1070
SLD|SUTHERLAND ASSET MGT|UBSS|UBS Securities LLC|17884
SLD|SUTHERLAND ASSET MGT|VALX|VIRTU AMERICAS LLC|582
SLD|SUTHERLAND ASSET MGT|VGRD|Vanguard Marketing Corporation|2991
SLD|SUTHERLAND ASSET MGT|WCHV|WELLS FARGO SECURITIES, LLC|2525
SLD|SUTHERLAND ASSET MGT|WEED|Weeden & Co.L.P.|1800
SLD|SUTHERLAND ASSET MGT|WSEA|WOLVERINE SECURITIES, LLC|157
SLD|SUTHERLAND ASSET MGT|XIST|INSTINET, LLC|800
SLD|SUTHERLAND ASSET MGT|XSTM|NATIONAL FINANCIAL SERVICES LLC|9180
SLD|SUTHERLAND ASSET MGT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|724
SLDA|SUTHERLAND ASSET 7.0|BTIG|BTIG, LLC|100188
SLDA|SUTHERLAND ASSET 7.0|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2000
SLDA|SUTHERLAND ASSET 7.0|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1198
SLDA|SUTHERLAND ASSET 7.0|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
SLDA|SUTHERLAND ASSET 7.0|GSCS|GOLDMAN SACHS & CO. LLC|2244
SLDA|SUTHERLAND ASSET 7.0|GSLT|GOLDMAN SACHS & CO. LLC|200
SLDA|SUTHERLAND ASSET 7.0|HRBF|American Enterprise Investment Services Inc.|550
SLDA|SUTHERLAND ASSET 7.0|IBKR|Interactive Brokers Llc|400
SLDA|SUTHERLAND ASSET 7.0|ICBX|INSTINET, LLC|100
SLDA|SUTHERLAND ASSET 7.0|JONE|JonesTrading|40000
SLDA|SUTHERLAND ASSET 7.0|JPMX|J.P. Morgan Securities LLC|1200
SLDA|SUTHERLAND ASSET 7.0|KCGM|VIRTU Americas LLC|300
SLDA|SUTHERLAND ASSET 7.0|LEHM|Barclays Capital Inc./Le|800
SLDA|SUTHERLAND ASSET 7.0|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
SLDA|SUTHERLAND ASSET 7.0|NFSC|National Financial Services LLC|3732
SLDA|SUTHERLAND ASSET 7.0|NITE|VIRTU Americas LLC|13622
SLDA|SUTHERLAND ASSET 7.0|PWJC|UBS Financial Services, Inc.|52180
SLDA|SUTHERLAND ASSET 7.0|STFL|Stifel, Nicolaus & Company, Incorporated|275485
SLDA|SUTHERLAND ASSET 7.0|UBSA|UBS SECURITIES LLC|11901
SLDA|SUTHERLAND ASSET 7.0|UBSS|UBS Securities LLC|2400
SLDA|SUTHERLAND ASSET 7.0|WCHV|WELLS FARGO SECURITIES, LLC|16350
SLDA|SUTHERLAND ASSET 7.0|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1459
SLDB|SOLID BIOSCIENCES CM|ALTX|Alternet Securities Inc.|8453
SLDB|SOLID BIOSCIENCES CM|APCC|Apex Clearing Corporation|4501
SLDB|SOLID BIOSCIENCES CM|BARD|Robert W. Baird & Co. Incorporated|3404
SLDB|SOLID BIOSCIENCES CM|BATM|CBOE TRADING, INC.|4432
SLDB|SOLID BIOSCIENCES CM|BBNT|BB&T SECURITIES, LLC|50
SLDB|SOLID BIOSCIENCES CM|BERN|Sanford C. Bernstein & Co., LLC|87341
SLDB|SOLID BIOSCIENCES CM|BIDS|BIDS TRADING L.P.|3100
SLDB|SOLID BIOSCIENCES CM|BIMI|Banca IMI Securities Corp.|1350
SLDB|SOLID BIOSCIENCES CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14
SLDB|SOLID BIOSCIENCES CM|BLKX|INSTINET, LLC|35800
SLDB|SOLID BIOSCIENCES CM|BMOC|BMO Capital Markets Corp.|1450
SLDB|SOLID BIOSCIENCES CM|BNPX|BNP PARIBAS SECURITIES CORP.|516
SLDB|SOLID BIOSCIENCES CM|BTIG|BTIG, LLC|4
SLDB|SOLID BIOSCIENCES CM|BYXM|CBOE TRADING, INC.|2434
SLDB|SOLID BIOSCIENCES CM|CANT|Cantor Fitzgerald & Co.|273
SLDB|SOLID BIOSCIENCES CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|16400
SLDB|SOLID BIOSCIENCES CM|CBRA|Cobra Trading, Inc.|179
SLDB|SOLID BIOSCIENCES CM|CHAS|Charles Schwab & Co., Inc.|2055
SLDB|SOLID BIOSCIENCES CM|CNTR|PRECISION SECURITIES, LLC|500
SLDB|SOLID BIOSCIENCES CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|83528
SLDB|SOLID BIOSCIENCES CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|43695
SLDB|SOLID BIOSCIENCES CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50249
SLDB|SOLID BIOSCIENCES CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|144980
SLDB|SOLID BIOSCIENCES CM|CTDL|Citadel Derivatives Group Llc|5384
SLDB|SOLID BIOSCIENCES CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|53322
SLDB|SOLID BIOSCIENCES CM|DBAB|Deutsche Bank Securities Inc.|102690
SLDB|SOLID BIOSCIENCES CM|DBAX|Deutsche Bank Securities Inc.|268600
SLDB|SOLID BIOSCIENCES CM|DBUL|Deutsche Bank Securities Inc.|13914
SLDB|SOLID BIOSCIENCES CM|DEAN|MORGAN STANLEY|5202
SLDB|SOLID BIOSCIENCES CM|DEGS|RONIN PROFESSIONAL LLC|19465
SLDB|SOLID BIOSCIENCES CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4100
SLDB|SOLID BIOSCIENCES CM|EBXL|EBX LLC|150300
SLDB|SOLID BIOSCIENCES CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|4129
SLDB|SOLID BIOSCIENCES CM|EDJO|Edward D. Jones & Co., L.P.|1550
SLDB|SOLID BIOSCIENCES CM|EGAM|CBOE TRADING, INC.|11877
SLDB|SOLID BIOSCIENCES CM|EGAW|CBOE TRADING, INC.|300
SLDB|SOLID BIOSCIENCES CM|EGMT|EG MARKET TECHNOLOGIES LLC|741
SLDB|SOLID BIOSCIENCES CM|EGXM|CBOE TRADING, INC.|2506
SLDB|SOLID BIOSCIENCES CM|ETBE|Electronic Transaction Clearing, Inc.|23950
SLDB|SOLID BIOSCIENCES CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6684
SLDB|SOLID BIOSCIENCES CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44743
SLDB|SOLID BIOSCIENCES CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SLDB|SOLID BIOSCIENCES CM|ETRS|E*Trade Securities LLC|195534
SLDB|SOLID BIOSCIENCES CM|FBCO|Credit Suisse Securities (USA) LLC|238801
SLDB|SOLID BIOSCIENCES CM|FILL|Tradestation Securities, Inc.|22595
SLDB|SOLID BIOSCIENCES CM|FMAF|NBCN Inc./ CDS|1837
SLDB|SOLID BIOSCIENCES CM|FOMA|TD AMERITRADE CLEARING, INC.|482786
SLDB|SOLID BIOSCIENCES CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35745
SLDB|SOLID BIOSCIENCES CM|FTBR|Foliofn Investments, Inc.|14
SLDB|SOLID BIOSCIENCES CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4908
SLDB|SOLID BIOSCIENCES CM|GLIS|TD Securities Inc|1131
SLDB|SOLID BIOSCIENCES CM|GLPX|ACS EXECUTION SERVICES, LLC|145802
SLDB|SOLID BIOSCIENCES CM|GSCO|GOLDMAN SACHS & CO. LLC|241147
SLDB|SOLID BIOSCIENCES CM|GSCS|GOLDMAN SACHS & CO. LLC|57621
SLDB|SOLID BIOSCIENCES CM|GSLT|GOLDMAN SACHS & CO. LLC|6964
SLDB|SOLID BIOSCIENCES CM|GTSZ|GTS SECURITIES LLC|142328
SLDB|SOLID BIOSCIENCES CM|HRBF|American Enterprise Investment Services Inc.|355
SLDB|SOLID BIOSCIENCES CM|HSBC|HSBC Securities, Inc.|65
SLDB|SOLID BIOSCIENCES CM|IATS|INTERACTIVE BROKERS LLC|43612
SLDB|SOLID BIOSCIENCES CM|IBKR|Interactive Brokers Llc|285055
SLDB|SOLID BIOSCIENCES CM|ICBX|INSTINET, LLC|41914
SLDB|SOLID BIOSCIENCES CM|IEQY|CITADEL SECURITIES LLC|36113
SLDB|SOLID BIOSCIENCES CM|INCA|INSTINET, LLC|251861
SLDB|SOLID BIOSCIENCES CM|INJX|INSTINET, LLC|60563
SLDB|SOLID BIOSCIENCES CM|ITGI|ITG Inc.|62055
SLDB|SOLID BIOSCIENCES CM|ITGP|ITG INC.|671000
SLDB|SOLID BIOSCIENCES CM|JANY|Janney Montgomery Scott Inc.|550
SLDB|SOLID BIOSCIENCES CM|JEFF|JEFFERIES LLC|77601
SLDB|SOLID BIOSCIENCES CM|JMPT|JUMP TRADING, LLC|30088
SLDB|SOLID BIOSCIENCES CM|JPBX|J.P. MORGAN SECURITIES LLC|5362
SLDB|SOLID BIOSCIENCES CM|JPMX|J.P. Morgan Securities LLC|495146
SLDB|SOLID BIOSCIENCES CM|JSJX|JANE STREET CAPITAL LLC|4794
SLDB|SOLID BIOSCIENCES CM|KCGM|VIRTU Americas LLC|47433
SLDB|SOLID BIOSCIENCES CM|LEER|LEERINK PARTNERS LLC|26685
SLDB|SOLID BIOSCIENCES CM|LEHM|Barclays Capital Inc./Le|308354
SLDB|SOLID BIOSCIENCES CM|LIME|Lime Brokerage LLC|171985
SLDB|SOLID BIOSCIENCES CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
SLDB|SOLID BIOSCIENCES CM|LQNA|LIQUIDNET, INC.|69500
SLDB|SOLID BIOSCIENCES CM|LQNB|LIQUIDNET, INC.|3100
SLDB|SOLID BIOSCIENCES CM|LVMR|LIVERMORE TRADING GROUP, INC.|3160
SLDB|SOLID BIOSCIENCES CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|15090
SLDB|SOLID BIOSCIENCES CM|MAXM|Maxim Group LLC|868
SLDB|SOLID BIOSCIENCES CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50772
SLDB|SOLID BIOSCIENCES CM|MOTF|MOTIF INVESTING, INC.|10
SLDB|SOLID BIOSCIENCES CM|MSCO|MORGAN STANLEY & CO. LLC|618939
SLDB|SOLID BIOSCIENCES CM|MSPL|MORGAN STANLEY & CO. LLC|107400
SLDB|SOLID BIOSCIENCES CM|MSTX|MORGAN STANLEY & CO. LLC|800
SLDB|SOLID BIOSCIENCES CM|NATL|National Securities Corporation|1000
SLDB|SOLID BIOSCIENCES CM|NFSC|National Financial Services LLC|308014
SLDB|SOLID BIOSCIENCES CM|NITE|VIRTU Americas LLC|806783
SLDB|SOLID BIOSCIENCES CM|NITP|VIRTU Americas LLC|100
SLDB|SOLID BIOSCIENCES CM|NQRB|Brut, LLC|18051
SLDB|SOLID BIOSCIENCES CM|OPCO|Oppenheimer & Co. Inc.|551
SLDB|SOLID BIOSCIENCES CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1654
SLDB|SOLID BIOSCIENCES CM|PDQM|CODA MARKETS, INC.|272847
SLDB|SOLID BIOSCIENCES CM|POIN|PRECISION SECURITIES, LLC (POIN)|250
SLDB|SOLID BIOSCIENCES CM|PWJC|UBS Financial Services, Inc.|10813
SLDB|SOLID BIOSCIENCES CM|RAJA|Raymond James & Associates, Inc.|8785
SLDB|SOLID BIOSCIENCES CM|RBCM|RBC CAPITAL MARKETS, LLC|8300
SLDB|SOLID BIOSCIENCES CM|SAGL|SAGETRADER, LLC|12621
SLDB|SOLID BIOSCIENCES CM|SBSH|Citigroup Global Markets Inc.|90880
SLDB|SOLID BIOSCIENCES CM|SGMT|GOLDMAN SACHS & CO. LLC|80756
SLDB|SOLID BIOSCIENCES CM|SPDR|SPEEDROUTE LLC|17005
SLDB|SOLID BIOSCIENCES CM|SPTD|MINT GLOBAL MARKETS, INC.|12788
SLDB|SOLID BIOSCIENCES CM|STFL|Stifel, Nicolaus & Company, Incorporated|3700
SLDB|SOLID BIOSCIENCES CM|STXG|Stockcross Financial Services, Inc.|1000
SLDB|SOLID BIOSCIENCES CM|SWIM|TD Ameritrade, Inc.|297344
SLDB|SOLID BIOSCIENCES CM|TKNG|ALLY INVEST SECURITIES LLC|7559
SLDB|SOLID BIOSCIENCES CM|TRBT|Tradebot Systems, Inc.|76237
SLDB|SOLID BIOSCIENCES CM|TRCM|TRC MARKETS LLC|22328
SLDB|SOLID BIOSCIENCES CM|TWTT|TASTYWORKS, INC.|200
SLDB|SOLID BIOSCIENCES CM|UBSA|UBS SECURITIES LLC|362460
SLDB|SOLID BIOSCIENCES CM|UBSS|UBS Securities LLC|651725
SLDB|SOLID BIOSCIENCES CM|VALX|VIRTU AMERICAS LLC|15297
SLDB|SOLID BIOSCIENCES CM|VGRD|Vanguard Marketing Corporation|22904
SLDB|SOLID BIOSCIENCES CM|VSIN|Vision Financial Markets Llc|290
SLDB|SOLID BIOSCIENCES CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
SLDB|SOLID BIOSCIENCES CM|WCHV|WELLS FARGO SECURITIES, LLC|70579
SLDB|SOLID BIOSCIENCES CM|WEDB|WEDBUSH SECURITIES INC.|124277
SLDB|SOLID BIOSCIENCES CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4342
SLDB|SOLID BIOSCIENCES CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14382
SLDB|SOLID BIOSCIENCES CM|WGIF|CIBC World Markets Inc.|2252
SLDB|SOLID BIOSCIENCES CM|WSAG|WALL STREET ACCESS|400
SLDB|SOLID BIOSCIENCES CM|WSEA|WOLVERINE SECURITIES, LLC|11928
SLDB|SOLID BIOSCIENCES CM|XIST|INSTINET, LLC|17698
SLDB|SOLID BIOSCIENCES CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|134286
SLDB|SOLID BIOSCIENCES CM|YKNA|COMHAR CAPITAL MARKETS, LLC|29845
SLDB|SOLID BIOSCIENCES CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4393
SLDD|SUTHERLAND ASSET MAN|BARD|Robert W. Baird & Co. Incorporated|87
SLDD|SUTHERLAND ASSET MAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1137
SLDD|SUTHERLAND ASSET MAN|BYXM|CBOE TRADING, INC.|78
SLDD|SUTHERLAND ASSET MAN|CANT|Cantor Fitzgerald & Co.|900
SLDD|SUTHERLAND ASSET MAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
SLDD|SUTHERLAND ASSET MAN|DBAX|Deutsche Bank Securities Inc.|900
SLDD|SUTHERLAND ASSET MAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2901
SLDD|SUTHERLAND ASSET MAN|EGXM|CBOE TRADING, INC.|100
SLDD|SUTHERLAND ASSET MAN|ETRS|E*Trade Securities LLC|33354
SLDD|SUTHERLAND ASSET MAN|GTSZ|GTS SECURITIES LLC|245
SLDD|SUTHERLAND ASSET MAN|HRBF|American Enterprise Investment Services Inc.|215
SLDD|SUTHERLAND ASSET MAN|IATS|INTERACTIVE BROKERS LLC|200
SLDD|SUTHERLAND ASSET MAN|IBKR|Interactive Brokers Llc|753
SLDD|SUTHERLAND ASSET MAN|INCA|INSTINET, LLC|250
SLDD|SUTHERLAND ASSET MAN|JANY|Janney Montgomery Scott Inc.|3559
SLDD|SUTHERLAND ASSET MAN|JEFF|JEFFERIES LLC|520
SLDD|SUTHERLAND ASSET MAN|LIME|Lime Brokerage LLC|200
SLDD|SUTHERLAND ASSET MAN|MSCO|MORGAN STANLEY & CO. LLC|2000
SLDD|SUTHERLAND ASSET MAN|NATL|National Securities Corporation|900
SLDD|SUTHERLAND ASSET MAN|NFSC|National Financial Services LLC|6244
SLDD|SUTHERLAND ASSET MAN|NITE|VIRTU Americas LLC|27319
SLDD|SUTHERLAND ASSET MAN|NQRB|Brut, LLC|1600
SLDD|SUTHERLAND ASSET MAN|SALI|INTL FCSTONE FINANCIAL INC.|465
SLDD|SUTHERLAND ASSET MAN|STFL|Stifel, Nicolaus & Company, Incorporated|2000
SLDD|SUTHERLAND ASSET MAN|UBSA|UBS SECURITIES LLC|699
SLDD|SUTHERLAND ASSET MAN|UBSS|UBS Securities LLC|9825
SLDD|SUTHERLAND ASSET MAN|WCHV|WELLS FARGO SECURITIES, LLC|18183
SLDD|SUTHERLAND ASSET MAN|WEDB|WEDBUSH SECURITIES INC.|3400
SLF|SUN LIFE FINCL INC|ALTX|Alternet Securities Inc.|1400
SLF|SUN LIFE FINCL INC|ANOS|ABEL/NOSER, L.L.C.|100
SLF|SUN LIFE FINCL INC|APCC|Apex Clearing Corporation|57
SLF|SUN LIFE FINCL INC|BALE|M&T SECURITIES, INC.|967
SLF|SUN LIFE FINCL INC|BANK|Primevest Financial Services, Inc.|295
SLF|SUN LIFE FINCL INC|BARD|Robert W. Baird & Co. Incorporated|155
SLF|SUN LIFE FINCL INC|BATM|CBOE TRADING, INC.|19481
SLF|SUN LIFE FINCL INC|BBNT|BB&T SECURITIES, LLC|437
SLF|SUN LIFE FINCL INC|BKCM|BNY Mellon Capital Markets LLC|60
SLF|SUN LIFE FINCL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4028
SLF|SUN LIFE FINCL INC|BYXM|CBOE TRADING, INC.|100
SLF|SUN LIFE FINCL INC|BZYD|GOLDMAN SACHS & CO. LLC|1836
SLF|SUN LIFE FINCL INC|CHAS|Charles Schwab & Co., Inc.|1660
SLF|SUN LIFE FINCL INC|CICF|Canaccord Genuity Corp.|244
SLF|SUN LIFE FINCL INC|CIST|Capital Institutional Services, Inc.|130
SLF|SUN LIFE FINCL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2825
SLF|SUN LIFE FINCL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15
SLF|SUN LIFE FINCL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57033
SLF|SUN LIFE FINCL INC|CTDL|Citadel Derivatives Group Llc|185
SLF|SUN LIFE FINCL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9000
SLF|SUN LIFE FINCL INC|DADA|D.A. Davidson & Co.|456
SLF|SUN LIFE FINCL INC|DBAB|Deutsche Bank Securities Inc.|182515
SLF|SUN LIFE FINCL INC|DBAX|Deutsche Bank Securities Inc.|19300
SLF|SUN LIFE FINCL INC|DBUL|Deutsche Bank Securities Inc.|200
SLF|SUN LIFE FINCL INC|DCHF|Dart Executions, LLC|800
SLF|SUN LIFE FINCL INC|DEAN|MORGAN STANLEY|1554
SLF|SUN LIFE FINCL INC|DEGS|RONIN PROFESSIONAL LLC|100
SLF|SUN LIFE FINCL INC|EBXL|EBX LLC|18800
SLF|SUN LIFE FINCL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4722
SLF|SUN LIFE FINCL INC|EDJO|Edward D. Jones & Co., L.P.|8396
SLF|SUN LIFE FINCL INC|EGAM|CBOE TRADING, INC.|2099
SLF|SUN LIFE FINCL INC|EGAW|CBOE TRADING, INC.|161
SLF|SUN LIFE FINCL INC|EGXM|CBOE TRADING, INC.|452
SLF|SUN LIFE FINCL INC|ETBE|Electronic Transaction Clearing, Inc.|2422
SLF|SUN LIFE FINCL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1348
SLF|SUN LIFE FINCL INC|ETRS|E*Trade Securities LLC|3889
SLF|SUN LIFE FINCL INC|FMAF|NBCN Inc./ CDS|820
SLF|SUN LIFE FINCL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|820
SLF|SUN LIFE FINCL INC|FQLS|Quantlab Securities LP|36019
SLF|SUN LIFE FINCL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15492
SLF|SUN LIFE FINCL INC|FTBR|Foliofn Investments, Inc.|146
SLF|SUN LIFE FINCL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SLF|SUN LIFE FINCL INC|GLIS|TD Securities Inc|1200
SLF|SUN LIFE FINCL INC|GLPX|ACS EXECUTION SERVICES, LLC|1860
SLF|SUN LIFE FINCL INC|GSCO|GOLDMAN SACHS & CO. LLC|89804
SLF|SUN LIFE FINCL INC|GSLT|GOLDMAN SACHS & CO. LLC|1863
SLF|SUN LIFE FINCL INC|GTSY|GTS SECURITIES LLC|300
SLF|SUN LIFE FINCL INC|GTSZ|GTS SECURITIES LLC|9782
SLF|SUN LIFE FINCL INC|HASF|Haywood Securities Inc./CDS|300
SLF|SUN LIFE FINCL INC|HRBF|American Enterprise Investment Services Inc.|3219
SLF|SUN LIFE FINCL INC|HSBC|HSBC Securities, Inc.|200
SLF|SUN LIFE FINCL INC|IATS|INTERACTIVE BROKERS LLC|1509
SLF|SUN LIFE FINCL INC|IBKR|Interactive Brokers Llc|2291
SLF|SUN LIFE FINCL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|295
SLF|SUN LIFE FINCL INC|ICBX|INSTINET, LLC|7800
SLF|SUN LIFE FINCL INC|INCA|INSTINET, LLC|113367
SLF|SUN LIFE FINCL INC|INJX|INSTINET, LLC|6034
SLF|SUN LIFE FINCL INC|INTL|INTL FCSTONE FINANCIAL INC.|3
SLF|SUN LIFE FINCL INC|ITGI|ITG Inc.|29936
SLF|SUN LIFE FINCL INC|ITGP|ITG INC.|11200
SLF|SUN LIFE FINCL INC|JANY|Janney Montgomery Scott Inc.|312
SLF|SUN LIFE FINCL INC|JEFF|JEFFERIES LLC|6215
SLF|SUN LIFE FINCL INC|JMPT|JUMP TRADING, LLC|1903
SLF|SUN LIFE FINCL INC|JPBX|J.P. MORGAN SECURITIES LLC|3704
SLF|SUN LIFE FINCL INC|JPMX|J.P. Morgan Securities LLC|37206
SLF|SUN LIFE FINCL INC|JSJX|JANE STREET CAPITAL LLC|1154
SLF|SUN LIFE FINCL INC|KCGM|VIRTU Americas LLC|5960
SLF|SUN LIFE FINCL INC|LEHM|Barclays Capital Inc./Le|69098
SLF|SUN LIFE FINCL INC|LGNT|COR CLEARING LLC|3
SLF|SUN LIFE FINCL INC|LIME|Lime Brokerage LLC|6308
SLF|SUN LIFE FINCL INC|MACC|Mid Atlantic Capital Corporation|425
SLF|SUN LIFE FINCL INC|MCMF|Raymond James Ltd. Cds|500
SLF|SUN LIFE FINCL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9200
SLF|SUN LIFE FINCL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
SLF|SUN LIFE FINCL INC|MOTF|MOTIF INVESTING, INC.|8
SLF|SUN LIFE FINCL INC|MSCO|MORGAN STANLEY & CO. LLC|193673
SLF|SUN LIFE FINCL INC|MSPL|MORGAN STANLEY & CO. LLC|80500
SLF|SUN LIFE FINCL INC|MSTX|MORGAN STANLEY & CO. LLC|21300
SLF|SUN LIFE FINCL INC|NBCS|NBC Securities, INC.|525
SLF|SUN LIFE FINCL INC|NFSC|National Financial Services LLC|27406
SLF|SUN LIFE FINCL INC|NITE|VIRTU Americas LLC|110674
SLF|SUN LIFE FINCL INC|NQRB|Brut, LLC|237
SLF|SUN LIFE FINCL INC|NTBF|BMO Nesbitt Burns Inc./CDS|636
SLF|SUN LIFE FINCL INC|NTRC|Northern Trust Securities, Inc.|600
SLF|SUN LIFE FINCL INC|OPCO|Oppenheimer & Co. Inc.|112
SLF|SUN LIFE FINCL INC|PDQM|CODA MARKETS, INC.|100
SLF|SUN LIFE FINCL INC|PWJC|UBS Financial Services, Inc.|465
SLF|SUN LIFE FINCL INC|RBCM|RBC CAPITAL MARKETS, LLC|4237
SLF|SUN LIFE FINCL INC|SALI|INTL FCSTONE FINANCIAL INC.|400
SLF|SUN LIFE FINCL INC|SBSH|Citigroup Global Markets Inc.|2449
SLF|SUN LIFE FINCL INC|SGMT|GOLDMAN SACHS & CO. LLC|15065
SLF|SUN LIFE FINCL INC|STFL|Stifel, Nicolaus & Company, Incorporated|10124
SLF|SUN LIFE FINCL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
SLF|SUN LIFE FINCL INC|SWIM|TD Ameritrade, Inc.|25792
SLF|SUN LIFE FINCL INC|SWST|Hilltop Securities Inc.|67
SLF|SUN LIFE FINCL INC|TKNG|ALLY INVEST SECURITIES LLC|585
SLF|SUN LIFE FINCL INC|TMBR|Timber Hill LLC|900
SLF|SUN LIFE FINCL INC|TRBT|Tradebot Systems, Inc.|33573
SLF|SUN LIFE FINCL INC|TRCM|TRC MARKETS LLC|54643
SLF|SUN LIFE FINCL INC|UBSA|UBS SECURITIES LLC|58926
SLF|SUN LIFE FINCL INC|UBSS|UBS Securities LLC|61441
SLF|SUN LIFE FINCL INC|VALX|VIRTU AMERICAS LLC|6696
SLF|SUN LIFE FINCL INC|VGRD|Vanguard Marketing Corporation|6450
SLF|SUN LIFE FINCL INC|WABR|Wall Street Access|3700
SLF|SUN LIFE FINCL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
SLF|SUN LIFE FINCL INC|WCHV|WELLS FARGO SECURITIES, LLC|9928
SLF|SUN LIFE FINCL INC|WEDB|WEDBUSH SECURITIES INC.|342
SLF|SUN LIFE FINCL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1098
SLF|SUN LIFE FINCL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2762
SLF|SUN LIFE FINCL INC|WSEA|WOLVERINE SECURITIES, LLC|1032
SLF|SUN LIFE FINCL INC|XIST|INSTINET, LLC|18600
SLF|SUN LIFE FINCL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
SLF|SUN LIFE FINCL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4162
SLG|SL GREEN REALTY CP|ABLE|NATIXIS Securities Americas LLC|123900
SLG|SL GREEN REALTY CP|ALTX|Alternet Securities Inc.|7362
SLG|SL GREEN REALTY CP|APCC|Apex Clearing Corporation|33
SLG|SL GREEN REALTY CP|BARD|Robert W. Baird & Co. Incorporated|7058
SLG|SL GREEN REALTY CP|BATM|CBOE TRADING, INC.|5594
SLG|SL GREEN REALTY CP|BAYC|BAY CREST PARTNERS, LLC|1831
SLG|SL GREEN REALTY CP|BAYT|BTIG, LLC|400
SLG|SL GREEN REALTY CP|BBNT|BB&T SECURITIES, LLC|231
SLG|SL GREEN REALTY CP|BERN|Sanford C. Bernstein & Co., LLC|13690
SLG|SL GREEN REALTY CP|BIDS|BIDS TRADING L.P.|5000
SLG|SL GREEN REALTY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|967
SLG|SL GREEN REALTY CP|BLKX|INSTINET, LLC|62200
SLG|SL GREEN REALTY CP|BMOC|BMO Capital Markets Corp.|2443
SLG|SL GREEN REALTY CP|BNPX|BNP PARIBAS SECURITIES CORP.|47140
SLG|SL GREEN REALTY CP|BTIG|BTIG, LLC|10060
SLG|SL GREEN REALTY CP|BYXM|CBOE TRADING, INC.|1717
SLG|SL GREEN REALTY CP|BZYD|GOLDMAN SACHS & CO. LLC|900
SLG|SL GREEN REALTY CP|CANT|Cantor Fitzgerald & Co.|901
SLG|SL GREEN REALTY CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|18444
SLG|SL GREEN REALTY CP|CHAS|Charles Schwab & Co., Inc.|205
SLG|SL GREEN REALTY CP|CIBP|CIBC World Markets Corp.|3841
SLG|SL GREEN REALTY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57502
SLG|SL GREEN REALTY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
SLG|SL GREEN REALTY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6579
SLG|SL GREEN REALTY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|255293
SLG|SL GREEN REALTY CP|CTDL|Citadel Derivatives Group Llc|18868
SLG|SL GREEN REALTY CP|CTLR|CUTLER GROUP, LP|100
SLG|SL GREEN REALTY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|46486
SLG|SL GREEN REALTY CP|DBAB|Deutsche Bank Securities Inc.|424310
SLG|SL GREEN REALTY CP|DBAX|Deutsche Bank Securities Inc.|160800
SLG|SL GREEN REALTY CP|DBUL|Deutsche Bank Securities Inc.|400
SLG|SL GREEN REALTY CP|DCHF|Dart Executions, LLC|1994
SLG|SL GREEN REALTY CP|DEAN|MORGAN STANLEY|904
SLG|SL GREEN REALTY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1969
SLG|SL GREEN REALTY CP|EBXL|EBX LLC|113800
SLG|SL GREEN REALTY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4062
SLG|SL GREEN REALTY CP|EDJO|Edward D. Jones & Co., L.P.|36
SLG|SL GREEN REALTY CP|EGAM|CBOE TRADING, INC.|11262
SLG|SL GREEN REALTY CP|EGAW|CBOE TRADING, INC.|59
SLG|SL GREEN REALTY CP|EGMT|EG MARKET TECHNOLOGIES LLC|5800
SLG|SL GREEN REALTY CP|EGXM|CBOE TRADING, INC.|1164
SLG|SL GREEN REALTY CP|EGXW|CBOE TRADING, INC.|4
SLG|SL GREEN REALTY CP|ETBE|Electronic Transaction Clearing, Inc.|17157
SLG|SL GREEN REALTY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
SLG|SL GREEN REALTY CP|ETCC|Electronic Transaction Clearing, Inc.|550
SLG|SL GREEN REALTY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28911
SLG|SL GREEN REALTY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1774
SLG|SL GREEN REALTY CP|ETRS|E*Trade Securities LLC|21019
SLG|SL GREEN REALTY CP|FBRC|B. RILEY FBR, INC.|84806
SLG|SL GREEN REALTY CP|FBSB|U.S. Bancorp Investments, Inc.|18
SLG|SL GREEN REALTY CP|FIDT|Fidelity Clearing Canada ULC./ CDS|8
SLG|SL GREEN REALTY CP|FILL|Tradestation Securities, Inc.|47
SLG|SL GREEN REALTY CP|FMAF|NBCN Inc./ CDS|519
SLG|SL GREEN REALTY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20473
SLG|SL GREEN REALTY CP|FQLS|Quantlab Securities LP|254415
SLG|SL GREEN REALTY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117439
SLG|SL GREEN REALTY CP|FTBR|Foliofn Investments, Inc.|214
SLG|SL GREEN REALTY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
SLG|SL GREEN REALTY CP|GLPX|ACS EXECUTION SERVICES, LLC|34522
SLG|SL GREEN REALTY CP|GNAV|GREEN STREET TRADING, LLC|17999
SLG|SL GREEN REALTY CP|GSCO|GOLDMAN SACHS & CO. LLC|1056389
SLG|SL GREEN REALTY CP|GSCS|GOLDMAN SACHS & CO. LLC|1033
SLG|SL GREEN REALTY CP|GSLT|GOLDMAN SACHS & CO. LLC|9082
SLG|SL GREEN REALTY CP|GTSZ|GTS SECURITIES LLC|125495
SLG|SL GREEN REALTY CP|HRBF|American Enterprise Investment Services Inc.|3323
SLG|SL GREEN REALTY CP|HSBC|HSBC Securities, Inc.|900
SLG|SL GREEN REALTY CP|IATS|INTERACTIVE BROKERS LLC|3182
SLG|SL GREEN REALTY CP|IBKR|Interactive Brokers Llc|4818
SLG|SL GREEN REALTY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|112
SLG|SL GREEN REALTY CP|ICBX|INSTINET, LLC|66640
SLG|SL GREEN REALTY CP|IEQY|CITADEL SECURITIES LLC|196166
SLG|SL GREEN REALTY CP|INCA|INSTINET, LLC|188789
SLG|SL GREEN REALTY CP|INJX|INSTINET, LLC|1841
SLG|SL GREEN REALTY CP|ITGI|ITG Inc.|17039
SLG|SL GREEN REALTY CP|ITGP|ITG INC.|55000
SLG|SL GREEN REALTY CP|JEFF|JEFFERIES LLC|151366
SLG|SL GREEN REALTY CP|JMPT|JUMP TRADING, LLC|79512
SLG|SL GREEN REALTY CP|JONE|JonesTrading|26739
SLG|SL GREEN REALTY CP|JPBX|J.P. MORGAN SECURITIES LLC|64937
SLG|SL GREEN REALTY CP|JPMX|J.P. Morgan Securities LLC|649403
SLG|SL GREEN REALTY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
SLG|SL GREEN REALTY CP|JSJX|JANE STREET CAPITAL LLC|8599
SLG|SL GREEN REALTY CP|KCGM|VIRTU Americas LLC|20095
SLG|SL GREEN REALTY CP|LEHM|Barclays Capital Inc./Le|535699
SLG|SL GREEN REALTY CP|LIME|Lime Brokerage LLC|34502
SLG|SL GREEN REALTY CP|LQNA|LIQUIDNET, INC.|13300
SLG|SL GREEN REALTY CP|LQNB|LIQUIDNET, INC.|14000
SLG|SL GREEN REALTY CP|LSCI|Lek Securities Corporation|154
SLG|SL GREEN REALTY CP|MAXM|Maxim Group LLC|200
SLG|SL GREEN REALTY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58054
SLG|SL GREEN REALTY CP|MOTF|MOTIF INVESTING, INC.|4
SLG|SL GREEN REALTY CP|MSCO|MORGAN STANLEY & CO. LLC|1145987
SLG|SL GREEN REALTY CP|MSPL|MORGAN STANLEY & CO. LLC|175400
SLG|SL GREEN REALTY CP|MSTX|MORGAN STANLEY & CO. LLC|72900
SLG|SL GREEN REALTY CP|NFSC|National Financial Services LLC|23677
SLG|SL GREEN REALTY CP|NITE|VIRTU Americas LLC|94963
SLG|SL GREEN REALTY CP|NITP|VIRTU Americas LLC|550
SLG|SL GREEN REALTY CP|NQRB|Brut, LLC|3007
SLG|SL GREEN REALTY CP|OPCO|Oppenheimer & Co. Inc.|167
SLG|SL GREEN REALTY CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|260
SLG|SL GREEN REALTY CP|PDQM|CODA MARKETS, INC.|117335
SLG|SL GREEN REALTY CP|PHLY|NASDAQ Execution Services, LLC|13200
SLG|SL GREEN REALTY CP|QMSR|QUATTRO M SECURITIES INC.|2015
SLG|SL GREEN REALTY CP|RBCM|RBC CAPITAL MARKETS, LLC|555
SLG|SL GREEN REALTY CP|RHCO|Suntrust Robinson Humphrey, Inc.|17773
SLG|SL GREEN REALTY CP|SAGL|SAGETRADER, LLC|30488
SLG|SL GREEN REALTY CP|SAGW|SAGETRADER, LLC|13
SLG|SL GREEN REALTY CP|SBSH|Citigroup Global Markets Inc.|130121
SLG|SL GREEN REALTY CP|SGMT|GOLDMAN SACHS & CO. LLC|198777
SLG|SL GREEN REALTY CP|SJLS|TRADE INFORMATICS LLC|100
SLG|SL GREEN REALTY CP|SPDR|SPEEDROUTE LLC|13200
SLG|SL GREEN REALTY CP|STFL|Stifel, Nicolaus & Company, Incorporated|48
SLG|SL GREEN REALTY CP|STKP|STOCKPILE INVESTMENTS, INC.|6
SLG|SL GREEN REALTY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4494
SLG|SL GREEN REALTY CP|SWIM|TD Ameritrade, Inc.|5586
SLG|SL GREEN REALTY CP|SWST|Hilltop Securities Inc.|214
SLG|SL GREEN REALTY CP|TKNG|ALLY INVEST SECURITIES LLC|80
SLG|SL GREEN REALTY CP|TRBT|Tradebot Systems, Inc.|89682
SLG|SL GREEN REALTY CP|TRCM|TRC MARKETS LLC|236295
SLG|SL GREEN REALTY CP|UBSA|UBS SECURITIES LLC|401565
SLG|SL GREEN REALTY CP|UBSS|UBS Securities LLC|895529
SLG|SL GREEN REALTY CP|VALX|VIRTU AMERICAS LLC|19563
SLG|SL GREEN REALTY CP|VGRD|Vanguard Marketing Corporation|711
SLG|SL GREEN REALTY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2363
SLG|SL GREEN REALTY CP|WCHV|WELLS FARGO SECURITIES, LLC|26820
SLG|SL GREEN REALTY CP|WDNX|WEEDEN & CO.L.P.|1550
SLG|SL GREEN REALTY CP|WEDB|WEDBUSH SECURITIES INC.|4006
SLG|SL GREEN REALTY CP|WEED|Weeden & Co.L.P.|1781
SLG|SL GREEN REALTY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16695
SLG|SL GREEN REALTY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17375
SLG|SL GREEN REALTY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|187
SLG|SL GREEN REALTY CP|WSEA|WOLVERINE SECURITIES, LLC|644
SLG|SL GREEN REALTY CP|XIST|INSTINET, LLC|12862
SLG|SL GREEN REALTY CP|XPQR|Jump Trading|5976
SLG|SL GREEN REALTY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6120
SLG|SL GREEN REALTY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2240
SLG|SL GREEN REALTY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|388
SLG$I|SL GREEN REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|830
SLG$I|SL GREEN REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2807
SLG$I|SL GREEN REALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|4900
SLG$I|SL GREEN REALTY|DBAX|Deutsche Bank Securities Inc.|300
SLG$I|SL GREEN REALTY|DEAN|MORGAN STANLEY|286
SLG$I|SL GREEN REALTY|EBXL|EBX LLC|500
SLG$I|SL GREEN REALTY|EGXM|CBOE TRADING, INC.|1
SLG$I|SL GREEN REALTY|ETRS|E*Trade Securities LLC|213
SLG$I|SL GREEN REALTY|GSCO|GOLDMAN SACHS & CO. LLC|200
SLG$I|SL GREEN REALTY|HRBF|American Enterprise Investment Services Inc.|300
SLG$I|SL GREEN REALTY|ICBX|INSTINET, LLC|800
SLG$I|SL GREEN REALTY|INJX|INSTINET, LLC|1255
SLG$I|SL GREEN REALTY|JEFF|JEFFERIES LLC|700
SLG$I|SL GREEN REALTY|JPMX|J.P. Morgan Securities LLC|200
SLG$I|SL GREEN REALTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|512
SLG$I|SL GREEN REALTY|LEHM|Barclays Capital Inc./Le|22000
SLG$I|SL GREEN REALTY|LIME|Lime Brokerage LLC|266
SLG$I|SL GREEN REALTY|MAXM|Maxim Group LLC|399
SLG$I|SL GREEN REALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
SLG$I|SL GREEN REALTY|MSCO|MORGAN STANLEY & CO. LLC|1366
SLG$I|SL GREEN REALTY|MSPL|MORGAN STANLEY & CO. LLC|700
SLG$I|SL GREEN REALTY|NFSC|National Financial Services LLC|2000
SLG$I|SL GREEN REALTY|NITE|VIRTU Americas LLC|9562
SLG$I|SL GREEN REALTY|NQRB|Brut, LLC|110
SLG$I|SL GREEN REALTY|OLDM|OLD MISSION CAPITAL, LLC|520
SLG$I|SL GREEN REALTY|SGMT|GOLDMAN SACHS & CO. LLC|300
SLG$I|SL GREEN REALTY|SMRD|SUMRIDGE PARTNERS, LLC|7500
SLG$I|SL GREEN REALTY|TRBT|Tradebot Systems, Inc.|290
SLG$I|SL GREEN REALTY|UBSA|UBS SECURITIES LLC|895
SLG$I|SL GREEN REALTY|UBSS|UBS Securities LLC|2698
SLG$I|SL GREEN REALTY|WCHV|WELLS FARGO SECURITIES, LLC|43899
SLG$I|SL GREEN REALTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22
SLG$I|SL GREEN REALTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
SLGL|SOL-GEL TECH ORD SH|ALTX|Alternet Securities Inc.|400
SLGL|SOL-GEL TECH ORD SH|BATM|CBOE TRADING, INC.|103
SLGL|SOL-GEL TECH ORD SH|BMOC|BMO Capital Markets Corp.|14000
SLGL|SOL-GEL TECH ORD SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
SLGL|SOL-GEL TECH ORD SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|398
SLGL|SOL-GEL TECH ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10372
SLGL|SOL-GEL TECH ORD SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|7888
SLGL|SOL-GEL TECH ORD SH|DBAB|Deutsche Bank Securities Inc.|200
SLGL|SOL-GEL TECH ORD SH|DBAX|Deutsche Bank Securities Inc.|1900
SLGL|SOL-GEL TECH ORD SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
SLGL|SOL-GEL TECH ORD SH|EBXL|EBX LLC|5000
SLGL|SOL-GEL TECH ORD SH|ETRS|E*Trade Securities LLC|5278
SLGL|SOL-GEL TECH ORD SH|FBCO|Credit Suisse Securities (USA) LLC|3360
SLGL|SOL-GEL TECH ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|1000
SLGL|SOL-GEL TECH ORD SH|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SLGL|SOL-GEL TECH ORD SH|GLPX|ACS EXECUTION SERVICES, LLC|300
SLGL|SOL-GEL TECH ORD SH|GSCO|GOLDMAN SACHS & CO. LLC|5569
SLGL|SOL-GEL TECH ORD SH|GTSZ|GTS SECURITIES LLC|2269
SLGL|SOL-GEL TECH ORD SH|IATS|INTERACTIVE BROKERS LLC|700
SLGL|SOL-GEL TECH ORD SH|IBKR|Interactive Brokers Llc|8327
SLGL|SOL-GEL TECH ORD SH|ICBX|INSTINET, LLC|3815
SLGL|SOL-GEL TECH ORD SH|INCA|INSTINET, LLC|4218
SLGL|SOL-GEL TECH ORD SH|INJX|INSTINET, LLC|8315
SLGL|SOL-GEL TECH ORD SH|ITGI|ITG Inc.|17600
SLGL|SOL-GEL TECH ORD SH|ITGP|ITG INC.|800
SLGL|SOL-GEL TECH ORD SH|JEFF|JEFFERIES LLC|2228
SLGL|SOL-GEL TECH ORD SH|JPMX|J.P. Morgan Securities LLC|14538
SLGL|SOL-GEL TECH ORD SH|LEHM|Barclays Capital Inc./Le|800
SLGL|SOL-GEL TECH ORD SH|LIME|Lime Brokerage LLC|5623
SLGL|SOL-GEL TECH ORD SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SLGL|SOL-GEL TECH ORD SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3412
SLGL|SOL-GEL TECH ORD SH|MSCO|MORGAN STANLEY & CO. LLC|13284
SLGL|SOL-GEL TECH ORD SH|NFSC|National Financial Services LLC|4583
SLGL|SOL-GEL TECH ORD SH|NITE|VIRTU Americas LLC|55402
SLGL|SOL-GEL TECH ORD SH|OPCO|Oppenheimer & Co. Inc.|100
SLGL|SOL-GEL TECH ORD SH|PDQM|CODA MARKETS, INC.|700
SLGL|SOL-GEL TECH ORD SH|RAJA|Raymond James & Associates, Inc.|20002
SLGL|SOL-GEL TECH ORD SH|SBSH|Citigroup Global Markets Inc.|800
SLGL|SOL-GEL TECH ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|2031
SLGL|SOL-GEL TECH ORD SH|SPDR|SPEEDROUTE LLC|100
SLGL|SOL-GEL TECH ORD SH|SPTD|MINT GLOBAL MARKETS, INC.|1800
SLGL|SOL-GEL TECH ORD SH|SWIM|TD Ameritrade, Inc.|4850
SLGL|SOL-GEL TECH ORD SH|SWST|Hilltop Securities Inc.|200
SLGL|SOL-GEL TECH ORD SH|TRCM|TRC MARKETS LLC|1530
SLGL|SOL-GEL TECH ORD SH|UBSA|UBS SECURITIES LLC|13151
SLGL|SOL-GEL TECH ORD SH|UBSS|UBS Securities LLC|25721
SLGL|SOL-GEL TECH ORD SH|VALX|VIRTU AMERICAS LLC|801
SLGL|SOL-GEL TECH ORD SH|WCHV|WELLS FARGO SECURITIES, LLC|285
SLGL|SOL-GEL TECH ORD SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
SLGN|SILGAN HOLDINGS|ALTX|Alternet Securities Inc.|5090
SLGN|SILGAN HOLDINGS|ANOS|ABEL/NOSER, L.L.C.|100
SLGN|SILGAN HOLDINGS|APCC|Apex Clearing Corporation|524
SLGN|SILGAN HOLDINGS|AVON|Avondale Partners, LLC|350
SLGN|SILGAN HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|300
SLGN|SILGAN HOLDINGS|BATM|CBOE TRADING, INC.|10
SLGN|SILGAN HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|1044
SLGN|SILGAN HOLDINGS|BKCM|BNY Mellon Capital Markets LLC|15617
SLGN|SILGAN HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1194
SLGN|SILGAN HOLDINGS|BLKX|INSTINET, LLC|16900
SLGN|SILGAN HOLDINGS|BMOC|BMO Capital Markets Corp.|7253
SLGN|SILGAN HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|28101
SLGN|SILGAN HOLDINGS|BRVL|BLAYLOCK VAN, LLC|300
SLGN|SILGAN HOLDINGS|BTIG|BTIG, LLC|14031
SLGN|SILGAN HOLDINGS|BYXM|CBOE TRADING, INC.|1686
SLGN|SILGAN HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|100
SLGN|SILGAN HOLDINGS|CANT|Cantor Fitzgerald & Co.|10935
SLGN|SILGAN HOLDINGS|CHAS|Charles Schwab & Co., Inc.|404
SLGN|SILGAN HOLDINGS|CIST|Capital Institutional Services, Inc.|400
SLGN|SILGAN HOLDINGS|CLSA|CLSA AMERICAS, LLC|100
SLGN|SILGAN HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106128
SLGN|SILGAN HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SLGN|SILGAN HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|183244
SLGN|SILGAN HOLDINGS|CTDL|Citadel Derivatives Group Llc|9705
SLGN|SILGAN HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|22378
SLGN|SILGAN HOLDINGS|DBAB|Deutsche Bank Securities Inc.|286688
SLGN|SILGAN HOLDINGS|DBAX|Deutsche Bank Securities Inc.|129200
SLGN|SILGAN HOLDINGS|DBUL|Deutsche Bank Securities Inc.|2500
SLGN|SILGAN HOLDINGS|DEAN|MORGAN STANLEY|1383
SLGN|SILGAN HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|6207
SLGN|SILGAN HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5128
SLGN|SILGAN HOLDINGS|EBXL|EBX LLC|102200
SLGN|SILGAN HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|36819
SLGN|SILGAN HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|147
SLGN|SILGAN HOLDINGS|EGAM|CBOE TRADING, INC.|3213
SLGN|SILGAN HOLDINGS|EGAW|CBOE TRADING, INC.|100
SLGN|SILGAN HOLDINGS|EGMT|EG MARKET TECHNOLOGIES LLC|300
SLGN|SILGAN HOLDINGS|EGXM|CBOE TRADING, INC.|2329
SLGN|SILGAN HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|3950
SLGN|SILGAN HOLDINGS|ETCC|Electronic Transaction Clearing, Inc.|422
SLGN|SILGAN HOLDINGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5128
SLGN|SILGAN HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5895
SLGN|SILGAN HOLDINGS|ETRS|E*Trade Securities LLC|2732
SLGN|SILGAN HOLDINGS|FBCO|Credit Suisse Securities (USA) LLC|677880
SLGN|SILGAN HOLDINGS|FILL|Tradestation Securities, Inc.|600
SLGN|SILGAN HOLDINGS|FMAF|NBCN Inc./ CDS|34
SLGN|SILGAN HOLDINGS|FOMA|TD AMERITRADE CLEARING, INC.|8032
SLGN|SILGAN HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2196
SLGN|SILGAN HOLDINGS|FQLS|Quantlab Securities LP|119664
SLGN|SILGAN HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94955
SLGN|SILGAN HOLDINGS|FTBR|Foliofn Investments, Inc.|1784
SLGN|SILGAN HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|3873
SLGN|SILGAN HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|7410
SLGN|SILGAN HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|653092
SLGN|SILGAN HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|10914
SLGN|SILGAN HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|1428
SLGN|SILGAN HOLDINGS|GTSZ|GTS SECURITIES LLC|6107
SLGN|SILGAN HOLDINGS|HRBF|American Enterprise Investment Services Inc.|115
SLGN|SILGAN HOLDINGS|IATS|INTERACTIVE BROKERS LLC|13424
SLGN|SILGAN HOLDINGS|IBKR|Interactive Brokers Llc|49544
SLGN|SILGAN HOLDINGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2408
SLGN|SILGAN HOLDINGS|ICBX|INSTINET, LLC|18048
SLGN|SILGAN HOLDINGS|IEQY|CITADEL SECURITIES LLC|72033
SLGN|SILGAN HOLDINGS|INCA|INSTINET, LLC|343797
SLGN|SILGAN HOLDINGS|INJX|INSTINET, LLC|24487
SLGN|SILGAN HOLDINGS|ITGI|ITG Inc.|59102
SLGN|SILGAN HOLDINGS|ITGP|ITG INC.|321800
SLGN|SILGAN HOLDINGS|JANY|Janney Montgomery Scott Inc.|14
SLGN|SILGAN HOLDINGS|JEFF|JEFFERIES LLC|130168
SLGN|SILGAN HOLDINGS|JMPT|JUMP TRADING, LLC|28144
SLGN|SILGAN HOLDINGS|JONE|JonesTrading|77
SLGN|SILGAN HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|9065
SLGN|SILGAN HOLDINGS|JPMX|J.P. Morgan Securities LLC|163925
SLGN|SILGAN HOLDINGS|JSJX|JANE STREET CAPITAL LLC|5917
SLGN|SILGAN HOLDINGS|JSSF|JMP Securities LLC|5000
SLGN|SILGAN HOLDINGS|KCGM|VIRTU Americas LLC|16475
SLGN|SILGAN HOLDINGS|LEER|LEERINK PARTNERS LLC|2560
SLGN|SILGAN HOLDINGS|LEHM|Barclays Capital Inc./Le|538227
SLGN|SILGAN HOLDINGS|LIME|Lime Brokerage LLC|146920
SLGN|SILGAN HOLDINGS|LMNX|LUMINEX TRADING & ANALYTICS LLC|45174
SLGN|SILGAN HOLDINGS|LOOP|Loop Capital Markets LLC|6700
SLGN|SILGAN HOLDINGS|LQNA|LIQUIDNET, INC.|59500
SLGN|SILGAN HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SLGN|SILGAN HOLDINGS|MACC|Mid Atlantic Capital Corporation|75
SLGN|SILGAN HOLDINGS|MACQ|Macquarie Capital (USA) Inc.|7667
SLGN|SILGAN HOLDINGS|MAXM|Maxim Group LLC|3339
SLGN|SILGAN HOLDINGS|MCBT|Moors & Cabot, Inc.|117
SLGN|SILGAN HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101451
SLGN|SILGAN HOLDINGS|MOTF|MOTIF INVESTING, INC.|2
SLGN|SILGAN HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|1756526
SLGN|SILGAN HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|141000
SLGN|SILGAN HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|108200
SLGN|SILGAN HOLDINGS|NEUB|NEUBERGER BERMAN BD LLC|65
SLGN|SILGAN HOLDINGS|NFSC|National Financial Services LLC|75070
SLGN|SILGAN HOLDINGS|NITE|VIRTU Americas LLC|115655
SLGN|SILGAN HOLDINGS|NITP|VIRTU Americas LLC|2459
SLGN|SILGAN HOLDINGS|NQRB|Brut, LLC|4624
SLGN|SILGAN HOLDINGS|NTRC|Northern Trust Securities, Inc.|20
SLGN|SILGAN HOLDINGS|OPCO|Oppenheimer & Co. Inc.|208
SLGN|SILGAN HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|890
SLGN|SILGAN HOLDINGS|PDQM|CODA MARKETS, INC.|20794
SLGN|SILGAN HOLDINGS|PICT|Pictet Overseas Inc.|570
SLGN|SILGAN HOLDINGS|PWJC|UBS Financial Services, Inc.|126
SLGN|SILGAN HOLDINGS|RAJA|Raymond James & Associates, Inc.|16543
SLGN|SILGAN HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|1711
SLGN|SILGAN HOLDINGS|SAGL|SAGETRADER, LLC|1600
SLGN|SILGAN HOLDINGS|SAGW|SAGETRADER, LLC|2515
SLGN|SILGAN HOLDINGS|SBSH|Citigroup Global Markets Inc.|189065
SLGN|SILGAN HOLDINGS|SEIC|SEI Investments Distribution Co.|100
SLGN|SILGAN HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|43618
SLGN|SILGAN HOLDINGS|SIDC|Sidoti & Company, LLC|69
SLGN|SILGAN HOLDINGS|SPDR|SPEEDROUTE LLC|1622
SLGN|SILGAN HOLDINGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|20300
SLGN|SILGAN HOLDINGS|SWIM|TD Ameritrade, Inc.|8777
SLGN|SILGAN HOLDINGS|SWST|Hilltop Securities Inc.|346
SLGN|SILGAN HOLDINGS|TONC|CUTTONE & CO., LLC|1494
SLGN|SILGAN HOLDINGS|TRBT|Tradebot Systems, Inc.|115484
SLGN|SILGAN HOLDINGS|TRCM|TRC MARKETS LLC|56870
SLGN|SILGAN HOLDINGS|UBSA|UBS SECURITIES LLC|226480
SLGN|SILGAN HOLDINGS|UBSS|UBS Securities LLC|475854
SLGN|SILGAN HOLDINGS|VALX|VIRTU AMERICAS LLC|2239
SLGN|SILGAN HOLDINGS|VGRD|Vanguard Marketing Corporation|770
SLGN|SILGAN HOLDINGS|WBPX|SUMMIT SECURITIES GROUP, LLC|800
SLGN|SILGAN HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|86339
SLGN|SILGAN HOLDINGS|WEED|Weeden & Co.L.P.|4059
SLGN|SILGAN HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1965
SLGN|SILGAN HOLDINGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|446
SLGN|SILGAN HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|170
SLGN|SILGAN HOLDINGS|XIST|INSTINET, LLC|58128
SLGN|SILGAN HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|5202
SLGN|SILGAN HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|71
SLIM|THE OBESITY ETF|APCC|Apex Clearing Corporation|10
SLIM|THE OBESITY ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|59
SLIM|THE OBESITY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
SLIM|THE OBESITY ETF|CTDL|Citadel Derivatives Group Llc|1127
SLIM|THE OBESITY ETF|DBAX|Deutsche Bank Securities Inc.|500
SLIM|THE OBESITY ETF|EBXL|EBX LLC|800
SLIM|THE OBESITY ETF|EGXM|CBOE TRADING, INC.|3
SLIM|THE OBESITY ETF|ETRS|E*Trade Securities LLC|1319
SLIM|THE OBESITY ETF|FBCO|Credit Suisse Securities (USA) LLC|361
SLIM|THE OBESITY ETF|FILL|Tradestation Securities, Inc.|210
SLIM|THE OBESITY ETF|FMAF|NBCN Inc./ CDS|80
SLIM|THE OBESITY ETF|FOMA|TD AMERITRADE CLEARING, INC.|5302
SLIM|THE OBESITY ETF|FTBR|Foliofn Investments, Inc.|5
SLIM|THE OBESITY ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SLIM|THE OBESITY ETF|GSLT|GOLDMAN SACHS & CO. LLC|100
SLIM|THE OBESITY ETF|IBKR|Interactive Brokers Llc|9270
SLIM|THE OBESITY ETF|ICBX|INSTINET, LLC|700
SLIM|THE OBESITY ETF|ITGP|ITG INC.|200
SLIM|THE OBESITY ETF|JPMX|J.P. Morgan Securities LLC|200
SLIM|THE OBESITY ETF|JSJX|JANE STREET CAPITAL LLC|1059
SLIM|THE OBESITY ETF|KCGM|VIRTU Americas LLC|1728
SLIM|THE OBESITY ETF|LEHM|Barclays Capital Inc./Le|1400
SLIM|THE OBESITY ETF|LIME|Lime Brokerage LLC|854
SLIM|THE OBESITY ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
SLIM|THE OBESITY ETF|MSCO|MORGAN STANLEY & CO. LLC|1982
SLIM|THE OBESITY ETF|NFSC|National Financial Services LLC|10131
SLIM|THE OBESITY ETF|NITE|VIRTU Americas LLC|11969
SLIM|THE OBESITY ETF|NITP|VIRTU Americas LLC|108
SLIM|THE OBESITY ETF|SBSH|Citigroup Global Markets Inc.|2049
SLIM|THE OBESITY ETF|SGMT|GOLDMAN SACHS & CO. LLC|500
SLIM|THE OBESITY ETF|SWIM|TD Ameritrade, Inc.|363
SLIM|THE OBESITY ETF|TKNG|ALLY INVEST SECURITIES LLC|20
SLIM|THE OBESITY ETF|UBSA|UBS SECURITIES LLC|3698
SLIM|THE OBESITY ETF|UBSS|UBS Securities LLC|6592
SLIM|THE OBESITY ETF|VGRD|Vanguard Marketing Corporation|339
SLIM|THE OBESITY ETF|WCHV|WELLS FARGO SECURITIES, LLC|107
SLIM|THE OBESITY ETF|WSEA|WOLVERINE SECURITIES, LLC|14
SLIM|THE OBESITY ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1850
SLM|SLM CORPORATION|ALTX|Alternet Securities Inc.|19871
SLM|SLM CORPORATION|ANOS|ABEL/NOSER, L.L.C.|42609
SLM|SLM CORPORATION|APCC|Apex Clearing Corporation|160
SLM|SLM CORPORATION|AQUA|AQUA SECURITIES L.P.|3000
SLM|SLM CORPORATION|BARD|Robert W. Baird & Co. Incorporated|2119
SLM|SLM CORPORATION|BATM|CBOE TRADING, INC.|3820
SLM|SLM CORPORATION|BAYT|BTIG, LLC|1700
SLM|SLM CORPORATION|BBNT|BB&T SECURITIES, LLC|729
SLM|SLM CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|134418
SLM|SLM CORPORATION|BIDS|BIDS TRADING L.P.|98400
SLM|SLM CORPORATION|BKCM|BNY Mellon Capital Markets LLC|89754
SLM|SLM CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19755
SLM|SLM CORPORATION|BLKX|INSTINET, LLC|173268
SLM|SLM CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|76759
SLM|SLM CORPORATION|BRVL|BLAYLOCK VAN, LLC|6740
SLM|SLM CORPORATION|BTIG|BTIG, LLC|19058
SLM|SLM CORPORATION|BYXM|CBOE TRADING, INC.|4866
SLM|SLM CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1557
SLM|SLM CORPORATION|CANT|Cantor Fitzgerald & Co.|230966
SLM|SLM CORPORATION|CHAS|Charles Schwab & Co., Inc.|34943
SLM|SLM CORPORATION|CIST|Capital Institutional Services, Inc.|1089
SLM|SLM CORPORATION|CMPT|Compass Point Research & Trading, LLC|2500
SLM|SLM CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|358504
SLM|SLM CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
SLM|SLM CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1311810
SLM|SLM CORPORATION|CTDL|Citadel Derivatives Group Llc|51806
SLM|SLM CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|244410
SLM|SLM CORPORATION|DBAB|Deutsche Bank Securities Inc.|2053874
SLM|SLM CORPORATION|DBAX|Deutsche Bank Securities Inc.|879100
SLM|SLM CORPORATION|DBUL|Deutsche Bank Securities Inc.|4520
SLM|SLM CORPORATION|DEAN|MORGAN STANLEY|2680
SLM|SLM CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|51620
SLM|SLM CORPORATION|EBXL|EBX LLC|545200
SLM|SLM CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|7584
SLM|SLM CORPORATION|EDJO|Edward D. Jones & Co., L.P.|1427
SLM|SLM CORPORATION|EGAM|CBOE TRADING, INC.|9965
SLM|SLM CORPORATION|EGAW|CBOE TRADING, INC.|101
SLM|SLM CORPORATION|EGXM|CBOE TRADING, INC.|35919
SLM|SLM CORPORATION|EGXW|CBOE TRADING, INC.|737
SLM|SLM CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|105125
SLM|SLM CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|800
SLM|SLM CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|27572
SLM|SLM CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2040
SLM|SLM CORPORATION|ETRS|E*Trade Securities LLC|51375
SLM|SLM CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|1908988
SLM|SLM CORPORATION|FILL|Tradestation Securities, Inc.|4715
SLM|SLM CORPORATION|FMAF|NBCN Inc./ CDS|44428
SLM|SLM CORPORATION|FMCO|First Manhattan Co|550
SLM|SLM CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|94982
SLM|SLM CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6787
SLM|SLM CORPORATION|FQLS|Quantlab Securities LP|482041
SLM|SLM CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|190940
SLM|SLM CORPORATION|FTBR|Foliofn Investments, Inc.|3211
SLM|SLM CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|33301
SLM|SLM CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|6736
SLM|SLM CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|4387041
SLM|SLM CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|85634
SLM|SLM CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|70135
SLM|SLM CORPORATION|GTSZ|GTS SECURITIES LLC|46207
SLM|SLM CORPORATION|HAPX|HAP Trading, LLC|1700
SLM|SLM CORPORATION|HRBF|American Enterprise Investment Services Inc.|5727
SLM|SLM CORPORATION|HSBC|HSBC Securities, Inc.|9713
SLM|SLM CORPORATION|IATS|INTERACTIVE BROKERS LLC|13669
SLM|SLM CORPORATION|IBKR|Interactive Brokers Llc|85518
SLM|SLM CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1872
SLM|SLM CORPORATION|ICBX|INSTINET, LLC|259977
SLM|SLM CORPORATION|IEQY|CITADEL SECURITIES LLC|229577
SLM|SLM CORPORATION|INCA|INSTINET, LLC|2093386
SLM|SLM CORPORATION|INJX|INSTINET, LLC|108421
SLM|SLM CORPORATION|ITGI|ITG Inc.|195994
SLM|SLM CORPORATION|ITGP|ITG INC.|912600
SLM|SLM CORPORATION|JANY|Janney Montgomery Scott Inc.|467
SLM|SLM CORPORATION|JEFF|JEFFERIES LLC|561585
SLM|SLM CORPORATION|JMPT|JUMP TRADING, LLC|222329
SLM|SLM CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|111199
SLM|SLM CORPORATION|JPMX|J.P. Morgan Securities LLC|1646145
SLM|SLM CORPORATION|JSJX|JANE STREET CAPITAL LLC|7228
SLM|SLM CORPORATION|KCGM|VIRTU Americas LLC|181933
SLM|SLM CORPORATION|LEHM|Barclays Capital Inc./Le|3869182
SLM|SLM CORPORATION|LIME|Lime Brokerage LLC|992098
SLM|SLM CORPORATION|LMGP|LIME BROKERAGE LLC|7700
SLM|SLM CORPORATION|LOOP|Loop Capital Markets LLC|513
SLM|SLM CORPORATION|LQNA|LIQUIDNET, INC.|96200
SLM|SLM CORPORATION|LSCI|Lek Securities Corporation|100
SLM|SLM CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|686154
SLM|SLM CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|5216745
SLM|SLM CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|619300
SLM|SLM CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|227400
SLM|SLM CORPORATION|MZHO|Mizuho Securities USA LLC|42000
SLM|SLM CORPORATION|NFSC|National Financial Services LLC|418710
SLM|SLM CORPORATION|NITE|VIRTU Americas LLC|850574
SLM|SLM CORPORATION|NITP|VIRTU Americas LLC|52190
SLM|SLM CORPORATION|NQRB|Brut, LLC|51505
SLM|SLM CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|28074
SLM|SLM CORPORATION|OPCO|Oppenheimer & Co. Inc.|17155
SLM|SLM CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3052
SLM|SLM CORPORATION|PDQM|CODA MARKETS, INC.|2000
SLM|SLM CORPORATION|PHLY|NASDAQ Execution Services, LLC|4400
SLM|SLM CORPORATION|PIPR|Piper Jaffray & Co.|160511
SLM|SLM CORPORATION|PWJC|UBS Financial Services, Inc.|1
SLM|SLM CORPORATION|RAJA|Raymond James & Associates, Inc.|28672
SLM|SLM CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|1503
SLM|SLM CORPORATION|SAGL|SAGETRADER, LLC|2100
SLM|SLM CORPORATION|SAGW|SAGETRADER, LLC|1555
SLM|SLM CORPORATION|SBSH|Citigroup Global Markets Inc.|1089168
SLM|SLM CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|831055
SLM|SLM CORPORATION|SPDR|SPEEDROUTE LLC|10934
SLM|SLM CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|159390
SLM|SLM CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|300
SLM|SLM CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|42
SLM|SLM CORPORATION|SWIM|TD Ameritrade, Inc.|15207
SLM|SLM CORPORATION|SWST|Hilltop Securities Inc.|400
SLM|SLM CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|110
SLM|SLM CORPORATION|TRBT|Tradebot Systems, Inc.|515576
SLM|SLM CORPORATION|TRCM|TRC MARKETS LLC|144028
SLM|SLM CORPORATION|TWTT|TASTYWORKS, INC.|200
SLM|SLM CORPORATION|UBSA|UBS SECURITIES LLC|1878734
SLM|SLM CORPORATION|UBSS|UBS Securities LLC|3286125
SLM|SLM CORPORATION|VALX|VIRTU AMERICAS LLC|60735
SLM|SLM CORPORATION|VGRD|Vanguard Marketing Corporation|12543
SLM|SLM CORPORATION|WBLR|WILLIAM BLAIR|20358
SLM|SLM CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|800
SLM|SLM CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|1425912
SLM|SLM CORPORATION|WDNX|WEEDEN & CO.L.P.|1680
SLM|SLM CORPORATION|WEDB|WEDBUSH SECURITIES INC.|1043
SLM|SLM CORPORATION|WEED|Weeden & Co.L.P.|10940
SLM|SLM CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9799
SLM|SLM CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8010
SLM|SLM CORPORATION|WFPB|Wells Fargo Securities, LLC.|161582
SLM|SLM CORPORATION|WGIF|CIBC World Markets Inc.|2068
SLM|SLM CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1497
SLM|SLM CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|39721
SLM|SLM CORPORATION|XIST|INSTINET, LLC|178750
SLM|SLM CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|125366
SLM|SLM CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SLM|SLM CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1104
SLMBP|SLM CP SRS B PFD|BARD|Robert W. Baird & Co. Incorporated|814
SLMBP|SLM CP SRS B PFD|CANT|Cantor Fitzgerald & Co.|26363
SLMBP|SLM CP SRS B PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18
SLMBP|SLM CP SRS B PFD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5377
SLMBP|SLM CP SRS B PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1444
SLMBP|SLM CP SRS B PFD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25620
SLMBP|SLM CP SRS B PFD|EBXL|EBX LLC|200
SLMBP|SLM CP SRS B PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|50
SLMBP|SLM CP SRS B PFD|ETRS|E*Trade Securities LLC|106
SLMBP|SLM CP SRS B PFD|FBCO|Credit Suisse Securities (USA) LLC|2286
SLMBP|SLM CP SRS B PFD|FOMA|TD AMERITRADE CLEARING, INC.|7
SLMBP|SLM CP SRS B PFD|GEBB|GLOBAL EXECUTION BROKERS, LP|18
SLMBP|SLM CP SRS B PFD|GLPX|ACS EXECUTION SERVICES, LLC|100
SLMBP|SLM CP SRS B PFD|GSCO|GOLDMAN SACHS & CO. LLC|11590
SLMBP|SLM CP SRS B PFD|GSCS|GOLDMAN SACHS & CO. LLC|100
SLMBP|SLM CP SRS B PFD|GSLT|GOLDMAN SACHS & CO. LLC|100
SLMBP|SLM CP SRS B PFD|GTSZ|GTS SECURITIES LLC|85
SLMBP|SLM CP SRS B PFD|IBKR|Interactive Brokers Llc|1520
SLMBP|SLM CP SRS B PFD|ICBX|INSTINET, LLC|1400
SLMBP|SLM CP SRS B PFD|INCA|INSTINET, LLC|1084
SLMBP|SLM CP SRS B PFD|ITGI|ITG Inc.|9
SLMBP|SLM CP SRS B PFD|JANY|Janney Montgomery Scott Inc.|1400
SLMBP|SLM CP SRS B PFD|LEHM|Barclays Capital Inc./Le|1422
SLMBP|SLM CP SRS B PFD|LIME|Lime Brokerage LLC|1278
SLMBP|SLM CP SRS B PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1160
SLMBP|SLM CP SRS B PFD|MSCO|MORGAN STANLEY & CO. LLC|16893
SLMBP|SLM CP SRS B PFD|NFSC|National Financial Services LLC|75
SLMBP|SLM CP SRS B PFD|NITE|VIRTU Americas LLC|7934
SLMBP|SLM CP SRS B PFD|NQRB|Brut, LLC|281
SLMBP|SLM CP SRS B PFD|PDQM|CODA MARKETS, INC.|107
SLMBP|SLM CP SRS B PFD|RBCM|RBC CAPITAL MARKETS, LLC|50
SLMBP|SLM CP SRS B PFD|SMRD|SUMRIDGE PARTNERS, LLC|572
SLMBP|SLM CP SRS B PFD|STFL|Stifel, Nicolaus & Company, Incorporated|1547
SLMBP|SLM CP SRS B PFD|TDSI|TD Securities (USA) LLC|190
SLMBP|SLM CP SRS B PFD|TRCM|TRC MARKETS LLC|4
SLMBP|SLM CP SRS B PFD|UBSA|UBS SECURITIES LLC|218
SLMBP|SLM CP SRS B PFD|UBSS|UBS Securities LLC|446
SLMBP|SLM CP SRS B PFD|VGRD|Vanguard Marketing Corporation|330
SLMBP|SLM CP SRS B PFD|WCHV|WELLS FARGO SECURITIES, LLC|3161
SLNO|SOLENO THERAPEUTICS|ALTX|Alternet Securities Inc.|15741
SLNO|SOLENO THERAPEUTICS|APCC|Apex Clearing Corporation|154367
SLNO|SOLENO THERAPEUTICS|BANK|Primevest Financial Services, Inc.|85
SLNO|SOLENO THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|96600
SLNO|SOLENO THERAPEUTICS|BATM|CBOE TRADING, INC.|1980
SLNO|SOLENO THERAPEUTICS|BAYT|BTIG, LLC|1935
SLNO|SOLENO THERAPEUTICS|BIMI|Banca IMI Securities Corp.|14644
SLNO|SOLENO THERAPEUTICS|BYXM|CBOE TRADING, INC.|100
SLNO|SOLENO THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|97728
SLNO|SOLENO THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34676
SLNO|SOLENO THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18086
SLNO|SOLENO THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|231080
SLNO|SOLENO THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66474
SLNO|SOLENO THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|1240
SLNO|SOLENO THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2850
SLNO|SOLENO THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|15771
SLNO|SOLENO THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|19800
SLNO|SOLENO THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|29438
SLNO|SOLENO THERAPEUTICS|EBXL|EBX LLC|69400
SLNO|SOLENO THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1158
SLNO|SOLENO THERAPEUTICS|EGAM|CBOE TRADING, INC.|11364
SLNO|SOLENO THERAPEUTICS|EGAW|CBOE TRADING, INC.|51
SLNO|SOLENO THERAPEUTICS|EGXM|CBOE TRADING, INC.|9675
SLNO|SOLENO THERAPEUTICS|EGXW|CBOE TRADING, INC.|7365
SLNO|SOLENO THERAPEUTICS|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|6700
SLNO|SOLENO THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|123
SLNO|SOLENO THERAPEUTICS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|16800
SLNO|SOLENO THERAPEUTICS|ETRS|E*Trade Securities LLC|850110
SLNO|SOLENO THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|99476
SLNO|SOLENO THERAPEUTICS|FILL|Tradestation Securities, Inc.|56139
SLNO|SOLENO THERAPEUTICS|FMAF|NBCN Inc./ CDS|740
SLNO|SOLENO THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|1286828
SLNO|SOLENO THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18538
SLNO|SOLENO THERAPEUTICS|FTBR|Foliofn Investments, Inc.|67
SLNO|SOLENO THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|1284
SLNO|SOLENO THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|90731
SLNO|SOLENO THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|18573
SLNO|SOLENO THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|29985
SLNO|SOLENO THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|14000
SLNO|SOLENO THERAPEUTICS|GTSZ|GTS SECURITIES LLC|11392
SLNO|SOLENO THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|67074
SLNO|SOLENO THERAPEUTICS|IBKR|Interactive Brokers Llc|860317
SLNO|SOLENO THERAPEUTICS|ICBX|INSTINET, LLC|10700
SLNO|SOLENO THERAPEUTICS|INCA|INSTINET, LLC|114580
SLNO|SOLENO THERAPEUTICS|INJX|INSTINET, LLC|1603
SLNO|SOLENO THERAPEUTICS|ITGI|ITG Inc.|60866
SLNO|SOLENO THERAPEUTICS|ITGP|ITG INC.|24000
SLNO|SOLENO THERAPEUTICS|JEFF|JEFFERIES LLC|120
SLNO|SOLENO THERAPEUTICS|JMPT|JUMP TRADING, LLC|921
SLNO|SOLENO THERAPEUTICS|JONE|JonesTrading|89690
SLNO|SOLENO THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|29176
SLNO|SOLENO THERAPEUTICS|KCGM|VIRTU Americas LLC|22536
SLNO|SOLENO THERAPEUTICS|LEHM|Barclays Capital Inc./Le|90163
SLNO|SOLENO THERAPEUTICS|LIME|Lime Brokerage LLC|36485
SLNO|SOLENO THERAPEUTICS|LSCI|Lek Securities Corporation|200
SLNO|SOLENO THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4986
SLNO|SOLENO THERAPEUTICS|MAXM|Maxim Group LLC|28741
SLNO|SOLENO THERAPEUTICS|MBTS|ALLY INVEST SECURITIES LLC|5200
SLNO|SOLENO THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11688
SLNO|SOLENO THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|3
SLNO|SOLENO THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|502337
SLNO|SOLENO THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|4300
SLNO|SOLENO THERAPEUTICS|NFSC|National Financial Services LLC|680969
SLNO|SOLENO THERAPEUTICS|NITE|VIRTU Americas LLC|1574193
SLNO|SOLENO THERAPEUTICS|NITP|VIRTU Americas LLC|1017
SLNO|SOLENO THERAPEUTICS|NQRB|Brut, LLC|6052
SLNO|SOLENO THERAPEUTICS|PDQM|CODA MARKETS, INC.|103298
SLNO|SOLENO THERAPEUTICS|PWJC|UBS Financial Services, Inc.|5200
SLNO|SOLENO THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|1900
SLNO|SOLENO THERAPEUTICS|ROTH|Roth Capital Partners, LLC|5000
SLNO|SOLENO THERAPEUTICS|SAGL|SAGETRADER, LLC|3381
SLNO|SOLENO THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|979
SLNO|SOLENO THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|33483
SLNO|SOLENO THERAPEUTICS|SPDR|SPEEDROUTE LLC|282321
SLNO|SOLENO THERAPEUTICS|SPNT|SEVEN POINTS CAPITAL, LLC|400
SLNO|SOLENO THERAPEUTICS|SPTD|MINT GLOBAL MARKETS, INC.|5000
SLNO|SOLENO THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|350
SLNO|SOLENO THERAPEUTICS|SWIM|TD Ameritrade, Inc.|577603
SLNO|SOLENO THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|32384
SLNO|SOLENO THERAPEUTICS|TRBT|Tradebot Systems, Inc.|484
SLNO|SOLENO THERAPEUTICS|TRCM|TRC MARKETS LLC|1190
SLNO|SOLENO THERAPEUTICS|TTUC|CUTTONE & CO., INC.|125624
SLNO|SOLENO THERAPEUTICS|UBSA|UBS SECURITIES LLC|133444
SLNO|SOLENO THERAPEUTICS|UBSS|UBS Securities LLC|136067
SLNO|SOLENO THERAPEUTICS|VGRD|Vanguard Marketing Corporation|15312
SLNO|SOLENO THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|10072
SLNO|SOLENO THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|9900
SLNO|SOLENO THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15218
SLNO|SOLENO THERAPEUTICS|WGIF|CIBC World Markets Inc.|5430
SLNO|SOLENO THERAPEUTICS|WHOT|JUST2TRADE, INC.|468
SLNO|SOLENO THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|56948
SLNO|SOLENO THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SLNO|SOLENO THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|5047
SLNOW|SOLENO WTS A|APCC|Apex Clearing Corporation|4091
SLNOW|SOLENO WTS A|CANT|Cantor Fitzgerald & Co.|100
SLNOW|SOLENO WTS A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SLNOW|SOLENO WTS A|ETRS|E*Trade Securities LLC|3056
SLNOW|SOLENO WTS A|FOMA|TD AMERITRADE CLEARING, INC.|1800
SLNOW|SOLENO WTS A|INCA|INSTINET, LLC|400
SLNOW|SOLENO WTS A|LIME|Lime Brokerage LLC|574
SLNOW|SOLENO WTS A|MAXM|Maxim Group LLC|200
SLNOW|SOLENO WTS A|MSCO|MORGAN STANLEY & CO. LLC|110
SLNOW|SOLENO WTS A|NFSC|National Financial Services LLC|1310
SLNOW|SOLENO WTS A|NITE|VIRTU Americas LLC|7311
SLNOW|SOLENO WTS A|SWIM|TD Ameritrade, Inc.|500
SLNOW|SOLENO WTS A|TKNG|ALLY INVEST SECURITIES LLC|650
SLNOW|SOLENO WTS A|UBSA|UBS SECURITIES LLC|100
SLNOW|SOLENO WTS A|UBSS|UBS Securities LLC|1000
SLNOW|SOLENO WTS A|WSEA|WOLVERINE SECURITIES, LLC|750
SLP|SIMULATIONS PLUS INC|APCC|Apex Clearing Corporation|987
SLP|SIMULATIONS PLUS INC|BATM|CBOE TRADING, INC.|6
SLP|SIMULATIONS PLUS INC|BERN|Sanford C. Bernstein & Co., LLC|400
SLP|SIMULATIONS PLUS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
SLP|SIMULATIONS PLUS INC|BMOC|BMO Capital Markets Corp.|1789
SLP|SIMULATIONS PLUS INC|BNPX|BNP PARIBAS SECURITIES CORP.|599
SLP|SIMULATIONS PLUS INC|CHAS|Charles Schwab & Co., Inc.|104
SLP|SIMULATIONS PLUS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18907
SLP|SIMULATIONS PLUS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9796
SLP|SIMULATIONS PLUS INC|CTDL|Citadel Derivatives Group Llc|1198
SLP|SIMULATIONS PLUS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4738
SLP|SIMULATIONS PLUS INC|DADA|D.A. Davidson & Co.|800
SLP|SIMULATIONS PLUS INC|DBAB|Deutsche Bank Securities Inc.|35093
SLP|SIMULATIONS PLUS INC|DBAX|Deutsche Bank Securities Inc.|8100
SLP|SIMULATIONS PLUS INC|DBUL|Deutsche Bank Securities Inc.|200
SLP|SIMULATIONS PLUS INC|DEAN|MORGAN STANLEY|892
SLP|SIMULATIONS PLUS INC|DEGS|RONIN PROFESSIONAL LLC|3408
SLP|SIMULATIONS PLUS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6017
SLP|SIMULATIONS PLUS INC|EBXL|EBX LLC|6300
SLP|SIMULATIONS PLUS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1200
SLP|SIMULATIONS PLUS INC|EDJO|Edward D. Jones & Co., L.P.|343
SLP|SIMULATIONS PLUS INC|EGXM|CBOE TRADING, INC.|1
SLP|SIMULATIONS PLUS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1196
SLP|SIMULATIONS PLUS INC|ETRS|E*Trade Securities LLC|27496
SLP|SIMULATIONS PLUS INC|FBCO|Credit Suisse Securities (USA) LLC|37412
SLP|SIMULATIONS PLUS INC|FILL|Tradestation Securities, Inc.|1859
SLP|SIMULATIONS PLUS INC|FMAF|NBCN Inc./ CDS|375
SLP|SIMULATIONS PLUS INC|FOMA|TD AMERITRADE CLEARING, INC.|61435
SLP|SIMULATIONS PLUS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1444
SLP|SIMULATIONS PLUS INC|FTBR|Foliofn Investments, Inc.|2935
SLP|SIMULATIONS PLUS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4045
SLP|SIMULATIONS PLUS INC|GSCO|GOLDMAN SACHS & CO. LLC|91987
SLP|SIMULATIONS PLUS INC|GSCS|GOLDMAN SACHS & CO. LLC|4382
SLP|SIMULATIONS PLUS INC|GSLT|GOLDMAN SACHS & CO. LLC|200
SLP|SIMULATIONS PLUS INC|GTSZ|GTS SECURITIES LLC|100
SLP|SIMULATIONS PLUS INC|HRBF|American Enterprise Investment Services Inc.|617
SLP|SIMULATIONS PLUS INC|IBKR|Interactive Brokers Llc|31184
SLP|SIMULATIONS PLUS INC|ICBX|INSTINET, LLC|1839
SLP|SIMULATIONS PLUS INC|IEQY|CITADEL SECURITIES LLC|1540
SLP|SIMULATIONS PLUS INC|INCA|INSTINET, LLC|15766
SLP|SIMULATIONS PLUS INC|INJX|INSTINET, LLC|2796
SLP|SIMULATIONS PLUS INC|ITGI|ITG Inc.|8676
SLP|SIMULATIONS PLUS INC|ITGP|ITG INC.|1000
SLP|SIMULATIONS PLUS INC|JANY|Janney Montgomery Scott Inc.|600
SLP|SIMULATIONS PLUS INC|JEFF|JEFFERIES LLC|792
SLP|SIMULATIONS PLUS INC|JPBX|J.P. MORGAN SECURITIES LLC|600
SLP|SIMULATIONS PLUS INC|JPMX|J.P. Morgan Securities LLC|8755
SLP|SIMULATIONS PLUS INC|KCGM|VIRTU Americas LLC|4951
SLP|SIMULATIONS PLUS INC|LEHM|Barclays Capital Inc./Le|51853
SLP|SIMULATIONS PLUS INC|LIME|Lime Brokerage LLC|46136
SLP|SIMULATIONS PLUS INC|LMGP|LIME BROKERAGE LLC|1100
SLP|SIMULATIONS PLUS INC|LOOP|Loop Capital Markets LLC|1359
SLP|SIMULATIONS PLUS INC|LSCI|Lek Securities Corporation|300
SLP|SIMULATIONS PLUS INC|MAXM|Maxim Group LLC|635
SLP|SIMULATIONS PLUS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
SLP|SIMULATIONS PLUS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
SLP|SIMULATIONS PLUS INC|MSCO|MORGAN STANLEY & CO. LLC|130954
SLP|SIMULATIONS PLUS INC|MSPL|MORGAN STANLEY & CO. LLC|3100
SLP|SIMULATIONS PLUS INC|MSTX|MORGAN STANLEY & CO. LLC|200
SLP|SIMULATIONS PLUS INC|NFSC|National Financial Services LLC|139888
SLP|SIMULATIONS PLUS INC|NITE|VIRTU Americas LLC|117272
SLP|SIMULATIONS PLUS INC|NITP|VIRTU Americas LLC|300
SLP|SIMULATIONS PLUS INC|NQRB|Brut, LLC|1000
SLP|SIMULATIONS PLUS INC|OPCO|Oppenheimer & Co. Inc.|91
SLP|SIMULATIONS PLUS INC|PDQM|CODA MARKETS, INC.|900
SLP|SIMULATIONS PLUS INC|PNSR|Penserra Securities, LLC|2421
SLP|SIMULATIONS PLUS INC|PWJC|UBS Financial Services, Inc.|193
SLP|SIMULATIONS PLUS INC|RGLD|Regal Securities, Inc|2
SLP|SIMULATIONS PLUS INC|SALI|INTL FCSTONE FINANCIAL INC.|936
SLP|SIMULATIONS PLUS INC|SBSH|Citigroup Global Markets Inc.|15662
SLP|SIMULATIONS PLUS INC|SGMT|GOLDMAN SACHS & CO. LLC|2864
SLP|SIMULATIONS PLUS INC|SPDR|SPEEDROUTE LLC|478
SLP|SIMULATIONS PLUS INC|STFL|Stifel, Nicolaus & Company, Incorporated|159
SLP|SIMULATIONS PLUS INC|SWIM|TD Ameritrade, Inc.|11412
SLP|SIMULATIONS PLUS INC|TKNG|ALLY INVEST SECURITIES LLC|740
SLP|SIMULATIONS PLUS INC|TRBT|Tradebot Systems, Inc.|2168
SLP|SIMULATIONS PLUS INC|TRCM|TRC MARKETS LLC|16953
SLP|SIMULATIONS PLUS INC|UBSA|UBS SECURITIES LLC|36654
SLP|SIMULATIONS PLUS INC|UBSS|UBS Securities LLC|153228
SLP|SIMULATIONS PLUS INC|VALX|VIRTU AMERICAS LLC|617
SLP|SIMULATIONS PLUS INC|VGRD|Vanguard Marketing Corporation|3100
SLP|SIMULATIONS PLUS INC|VNDM|Wall Street Access|210
SLP|SIMULATIONS PLUS INC|WCHV|WELLS FARGO SECURITIES, LLC|3260
SLP|SIMULATIONS PLUS INC|WDNX|WEEDEN & CO.L.P.|7738
SLP|SIMULATIONS PLUS INC|WEDB|WEDBUSH SECURITIES INC.|3800
SLP|SIMULATIONS PLUS INC|WEED|Weeden & Co.L.P.|400
SLP|SIMULATIONS PLUS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3277
SLP|SIMULATIONS PLUS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1420
SLP|SIMULATIONS PLUS INC|WGIF|CIBC World Markets Inc.|935
SLP|SIMULATIONS PLUS INC|WSEA|WOLVERINE SECURITIES, LLC|1194
SLP|SIMULATIONS PLUS INC|XIST|INSTINET, LLC|200
SLP|SIMULATIONS PLUS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8320
SLP|SIMULATIONS PLUS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|595
SLQD|ISHARES 0-5 IG CORP|ANOS|ABEL/NOSER, L.L.C.|2333389
SLQD|ISHARES 0-5 IG CORP|APCC|Apex Clearing Corporation|1673
SLQD|ISHARES 0-5 IG CORP|BATM|CBOE TRADING, INC.|705
SLQD|ISHARES 0-5 IG CORP|BERN|Sanford C. Bernstein & Co., LLC|2
SLQD|ISHARES 0-5 IG CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8430
SLQD|ISHARES 0-5 IG CORP|BLTK|Bulltick, Llc|5500
SLQD|ISHARES 0-5 IG CORP|CANT|Cantor Fitzgerald & Co.|93754
SLQD|ISHARES 0-5 IG CORP|CHAS|Charles Schwab & Co., Inc.|8505
SLQD|ISHARES 0-5 IG CORP|CIST|Capital Institutional Services, Inc.|3912
SLQD|ISHARES 0-5 IG CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4701
SLQD|ISHARES 0-5 IG CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50839
SLQD|ISHARES 0-5 IG CORP|CSIN|Citadel Securities Institutional LLC|6703
SLQD|ISHARES 0-5 IG CORP|CTDL|Citadel Derivatives Group Llc|205
SLQD|ISHARES 0-5 IG CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|120
SLQD|ISHARES 0-5 IG CORP|DADA|D.A. Davidson & Co.|500
SLQD|ISHARES 0-5 IG CORP|DBAB|Deutsche Bank Securities Inc.|104
SLQD|ISHARES 0-5 IG CORP|DBAX|Deutsche Bank Securities Inc.|10100
SLQD|ISHARES 0-5 IG CORP|DEAN|MORGAN STANLEY|6381
SLQD|ISHARES 0-5 IG CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10183
SLQD|ISHARES 0-5 IG CORP|EBXL|EBX LLC|6300
SLQD|ISHARES 0-5 IG CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1267
SLQD|ISHARES 0-5 IG CORP|EDJO|Edward D. Jones & Co., L.P.|988
SLQD|ISHARES 0-5 IG CORP|EGAM|CBOE TRADING, INC.|3502
SLQD|ISHARES 0-5 IG CORP|EGXM|CBOE TRADING, INC.|325
SLQD|ISHARES 0-5 IG CORP|ETBE|Electronic Transaction Clearing, Inc.|1368
SLQD|ISHARES 0-5 IG CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1032
SLQD|ISHARES 0-5 IG CORP|ETRS|E*Trade Securities LLC|4070
SLQD|ISHARES 0-5 IG CORP|FBCO|Credit Suisse Securities (USA) LLC|70951
SLQD|ISHARES 0-5 IG CORP|FBSB|U.S. Bancorp Investments, Inc.|2
SLQD|ISHARES 0-5 IG CORP|FCST|INTL FCSTONE FINANCIAL INC.|10600
SLQD|ISHARES 0-5 IG CORP|FILL|Tradestation Securities, Inc.|100
SLQD|ISHARES 0-5 IG CORP|FINX|FINTECH SECURITIES|168011
SLQD|ISHARES 0-5 IG CORP|FMAF|NBCN Inc./ CDS|1208
SLQD|ISHARES 0-5 IG CORP|FOMA|TD AMERITRADE CLEARING, INC.|32261
SLQD|ISHARES 0-5 IG CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18
SLQD|ISHARES 0-5 IG CORP|FTBR|Foliofn Investments, Inc.|2597
SLQD|ISHARES 0-5 IG CORP|GBMT|GBM International, Inc.|23902
SLQD|ISHARES 0-5 IG CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|22444
SLQD|ISHARES 0-5 IG CORP|GSCO|GOLDMAN SACHS & CO. LLC|7233
SLQD|ISHARES 0-5 IG CORP|GTSZ|GTS SECURITIES LLC|100
SLQD|ISHARES 0-5 IG CORP|HRBF|American Enterprise Investment Services Inc.|29012
SLQD|ISHARES 0-5 IG CORP|HSBC|HSBC Securities, Inc.|52
SLQD|ISHARES 0-5 IG CORP|IATS|INTERACTIVE BROKERS LLC|1132
SLQD|ISHARES 0-5 IG CORP|IBKR|Interactive Brokers Llc|6543
SLQD|ISHARES 0-5 IG CORP|ICBX|INSTINET, LLC|3000
SLQD|ISHARES 0-5 IG CORP|INCA|INSTINET, LLC|19900
SLQD|ISHARES 0-5 IG CORP|ITGI|ITG Inc.|2208
SLQD|ISHARES 0-5 IG CORP|ITGP|ITG INC.|11000
SLQD|ISHARES 0-5 IG CORP|JANY|Janney Montgomery Scott Inc.|1240
SLQD|ISHARES 0-5 IG CORP|JMPT|JUMP TRADING, LLC|270
SLQD|ISHARES 0-5 IG CORP|JPMX|J.P. Morgan Securities LLC|15832
SLQD|ISHARES 0-5 IG CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|6352841
SLQD|ISHARES 0-5 IG CORP|JSJX|JANE STREET CAPITAL LLC|175185
SLQD|ISHARES 0-5 IG CORP|KCGM|VIRTU Americas LLC|16035
SLQD|ISHARES 0-5 IG CORP|LEHM|Barclays Capital Inc./Le|126667
SLQD|ISHARES 0-5 IG CORP|LIME|Lime Brokerage LLC|33679
SLQD|ISHARES 0-5 IG CORP|LMGP|LIME BROKERAGE LLC|100
SLQD|ISHARES 0-5 IG CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28502
SLQD|ISHARES 0-5 IG CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SLQD|ISHARES 0-5 IG CORP|MSCO|MORGAN STANLEY & CO. LLC|218681
SLQD|ISHARES 0-5 IG CORP|MSPL|MORGAN STANLEY & CO. LLC|8000
SLQD|ISHARES 0-5 IG CORP|NBCS|NBC Securities, INC.|340
SLQD|ISHARES 0-5 IG CORP|NFSC|National Financial Services LLC|432339
SLQD|ISHARES 0-5 IG CORP|NITE|VIRTU Americas LLC|587551
SLQD|ISHARES 0-5 IG CORP|NITP|VIRTU Americas LLC|502
SLQD|ISHARES 0-5 IG CORP|OLDM|OLD MISSION CAPITAL, LLC|54434
SLQD|ISHARES 0-5 IG CORP|PDQM|CODA MARKETS, INC.|6100
SLQD|ISHARES 0-5 IG CORP|PICT|Pictet Overseas Inc.|242
SLQD|ISHARES 0-5 IG CORP|PWJC|UBS Financial Services, Inc.|12008
SLQD|ISHARES 0-5 IG CORP|RAJA|Raymond James & Associates, Inc.|19722
SLQD|ISHARES 0-5 IG CORP|RBCM|RBC CAPITAL MARKETS, LLC|11049
SLQD|ISHARES 0-5 IG CORP|SBSH|Citigroup Global Markets Inc.|1800
SLQD|ISHARES 0-5 IG CORP|SGMT|GOLDMAN SACHS & CO. LLC|11040
SLQD|ISHARES 0-5 IG CORP|SPDR|SPEEDROUTE LLC|965
SLQD|ISHARES 0-5 IG CORP|SPHN|Stephens Inc.|40
SLQD|ISHARES 0-5 IG CORP|STFL|Stifel, Nicolaus & Company, Incorporated|130
SLQD|ISHARES 0-5 IG CORP|SWIM|TD Ameritrade, Inc.|46
SLQD|ISHARES 0-5 IG CORP|TRCM|TRC MARKETS LLC|100
SLQD|ISHARES 0-5 IG CORP|UBSA|UBS SECURITIES LLC|77455
SLQD|ISHARES 0-5 IG CORP|UBSS|UBS Securities LLC|61410
SLQD|ISHARES 0-5 IG CORP|VGRD|Vanguard Marketing Corporation|275
SLQD|ISHARES 0-5 IG CORP|WCHV|WELLS FARGO SECURITIES, LLC|61588
SLQD|ISHARES 0-5 IG CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11288
SLQD|ISHARES 0-5 IG CORP|XPUS|XP SECURITIES, LLC|1800
SLQD|ISHARES 0-5 IG CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|11164
SLQD|ISHARES 0-5 IG CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25916
SLRC|SOLAR CAPITAL CMN|AGIS|Aegis Capital Corp.|150
SLRC|SOLAR CAPITAL CMN|ALTX|Alternet Securities Inc.|1800
SLRC|SOLAR CAPITAL CMN|APCC|Apex Clearing Corporation|36
SLRC|SOLAR CAPITAL CMN|BARD|Robert W. Baird & Co. Incorporated|1189
SLRC|SOLAR CAPITAL CMN|BATM|CBOE TRADING, INC.|711
SLRC|SOLAR CAPITAL CMN|BBNT|BB&T SECURITIES, LLC|1150
SLRC|SOLAR CAPITAL CMN|BERN|Sanford C. Bernstein & Co., LLC|369
SLRC|SOLAR CAPITAL CMN|BTIG|BTIG, LLC|246
SLRC|SOLAR CAPITAL CMN|BYXM|CBOE TRADING, INC.|200
SLRC|SOLAR CAPITAL CMN|BZYD|GOLDMAN SACHS & CO. LLC|3667
SLRC|SOLAR CAPITAL CMN|CANT|Cantor Fitzgerald & Co.|446
SLRC|SOLAR CAPITAL CMN|CHAS|Charles Schwab & Co., Inc.|1094
SLRC|SOLAR CAPITAL CMN|CMPT|Compass Point Research & Trading, LLC|600
SLRC|SOLAR CAPITAL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16226
SLRC|SOLAR CAPITAL CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2682
SLRC|SOLAR CAPITAL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51161
SLRC|SOLAR CAPITAL CMN|CTDL|Citadel Derivatives Group Llc|3775
SLRC|SOLAR CAPITAL CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
SLRC|SOLAR CAPITAL CMN|DADA|D.A. Davidson & Co.|500
SLRC|SOLAR CAPITAL CMN|DBAB|Deutsche Bank Securities Inc.|12338
SLRC|SOLAR CAPITAL CMN|DBAX|Deutsche Bank Securities Inc.|26800
SLRC|SOLAR CAPITAL CMN|DBUL|Deutsche Bank Securities Inc.|400
SLRC|SOLAR CAPITAL CMN|DEAN|MORGAN STANLEY|301
SLRC|SOLAR CAPITAL CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|904
SLRC|SOLAR CAPITAL CMN|EBXL|EBX LLC|19200
SLRC|SOLAR CAPITAL CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5583
SLRC|SOLAR CAPITAL CMN|EDJO|Edward D. Jones & Co., L.P.|920
SLRC|SOLAR CAPITAL CMN|EGAM|CBOE TRADING, INC.|700
SLRC|SOLAR CAPITAL CMN|EGMT|EG MARKET TECHNOLOGIES LLC|300
SLRC|SOLAR CAPITAL CMN|EGXM|CBOE TRADING, INC.|401
SLRC|SOLAR CAPITAL CMN|ESPO|ESPOSITO SECURITIES, LLC|1110
SLRC|SOLAR CAPITAL CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4448
SLRC|SOLAR CAPITAL CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|694
SLRC|SOLAR CAPITAL CMN|ETRS|E*Trade Securities LLC|30014
SLRC|SOLAR CAPITAL CMN|FBCO|Credit Suisse Securities (USA) LLC|21262
SLRC|SOLAR CAPITAL CMN|FILL|Tradestation Securities, Inc.|1031
SLRC|SOLAR CAPITAL CMN|FOMA|TD AMERITRADE CLEARING, INC.|89411
SLRC|SOLAR CAPITAL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48451
SLRC|SOLAR CAPITAL CMN|FTBR|Foliofn Investments, Inc.|91
SLRC|SOLAR CAPITAL CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|628
SLRC|SOLAR CAPITAL CMN|GLPX|ACS EXECUTION SERVICES, LLC|27
SLRC|SOLAR CAPITAL CMN|GSCO|GOLDMAN SACHS & CO. LLC|163923
SLRC|SOLAR CAPITAL CMN|GSCS|GOLDMAN SACHS & CO. LLC|8050
SLRC|SOLAR CAPITAL CMN|GSLT|GOLDMAN SACHS & CO. LLC|145
SLRC|SOLAR CAPITAL CMN|GTSZ|GTS SECURITIES LLC|3803
SLRC|SOLAR CAPITAL CMN|HRBF|American Enterprise Investment Services Inc.|767
SLRC|SOLAR CAPITAL CMN|HSBC|HSBC Securities, Inc.|800
SLRC|SOLAR CAPITAL CMN|IATS|INTERACTIVE BROKERS LLC|190
SLRC|SOLAR CAPITAL CMN|IBKR|Interactive Brokers Llc|33959
SLRC|SOLAR CAPITAL CMN|ICBX|INSTINET, LLC|13620
SLRC|SOLAR CAPITAL CMN|INCA|INSTINET, LLC|42743
SLRC|SOLAR CAPITAL CMN|INJX|INSTINET, LLC|2349
SLRC|SOLAR CAPITAL CMN|ITGI|ITG Inc.|24099
SLRC|SOLAR CAPITAL CMN|ITGP|ITG INC.|14600
SLRC|SOLAR CAPITAL CMN|JANY|Janney Montgomery Scott Inc.|486
SLRC|SOLAR CAPITAL CMN|JEFF|JEFFERIES LLC|5311
SLRC|SOLAR CAPITAL CMN|JPBX|J.P. MORGAN SECURITIES LLC|4676
SLRC|SOLAR CAPITAL CMN|JPMX|J.P. Morgan Securities LLC|44513
SLRC|SOLAR CAPITAL CMN|JSJX|JANE STREET CAPITAL LLC|3559
SLRC|SOLAR CAPITAL CMN|KBWI|Keefe, Bruyette & Woods, Inc.|6815
SLRC|SOLAR CAPITAL CMN|KCGM|VIRTU Americas LLC|3530
SLRC|SOLAR CAPITAL CMN|LEHM|Barclays Capital Inc./Le|98870
SLRC|SOLAR CAPITAL CMN|LIME|Lime Brokerage LLC|65158
SLRC|SOLAR CAPITAL CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SLRC|SOLAR CAPITAL CMN|MAXM|Maxim Group LLC|4198
SLRC|SOLAR CAPITAL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27968
SLRC|SOLAR CAPITAL CMN|MOTF|MOTIF INVESTING, INC.|9
SLRC|SOLAR CAPITAL CMN|MSCO|MORGAN STANLEY & CO. LLC|219223
SLRC|SOLAR CAPITAL CMN|MSPL|MORGAN STANLEY & CO. LLC|39900
SLRC|SOLAR CAPITAL CMN|MSTX|MORGAN STANLEY & CO. LLC|5600
SLRC|SOLAR CAPITAL CMN|NATL|National Securities Corporation|700
SLRC|SOLAR CAPITAL CMN|NFSC|National Financial Services LLC|69813
SLRC|SOLAR CAPITAL CMN|NITE|VIRTU Americas LLC|195345
SLRC|SOLAR CAPITAL CMN|NITP|VIRTU Americas LLC|1000
SLRC|SOLAR CAPITAL CMN|NQRB|Brut, LLC|6072
SLRC|SOLAR CAPITAL CMN|OPCO|Oppenheimer & Co. Inc.|308
SLRC|SOLAR CAPITAL CMN|PDQM|CODA MARKETS, INC.|1519
SLRC|SOLAR CAPITAL CMN|RAJA|Raymond James & Associates, Inc.|4870
SLRC|SOLAR CAPITAL CMN|RBCM|RBC CAPITAL MARKETS, LLC|2388
SLRC|SOLAR CAPITAL CMN|SAGL|SAGETRADER, LLC|600
SLRC|SOLAR CAPITAL CMN|SALI|INTL FCSTONE FINANCIAL INC.|340
SLRC|SOLAR CAPITAL CMN|SBSH|Citigroup Global Markets Inc.|14253
SLRC|SOLAR CAPITAL CMN|SGMT|GOLDMAN SACHS & CO. LLC|13337
SLRC|SOLAR CAPITAL CMN|SPDR|SPEEDROUTE LLC|4175
SLRC|SOLAR CAPITAL CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3314
SLRC|SOLAR CAPITAL CMN|SWIM|TD Ameritrade, Inc.|15011
SLRC|SOLAR CAPITAL CMN|SWST|Hilltop Securities Inc.|2367
SLRC|SOLAR CAPITAL CMN|TKNG|ALLY INVEST SECURITIES LLC|101
SLRC|SOLAR CAPITAL CMN|TRBT|Tradebot Systems, Inc.|9605
SLRC|SOLAR CAPITAL CMN|TRCM|TRC MARKETS LLC|38890
SLRC|SOLAR CAPITAL CMN|UBSS|UBS Securities LLC|165671
SLRC|SOLAR CAPITAL CMN|VALX|VIRTU AMERICAS LLC|2831
SLRC|SOLAR CAPITAL CMN|VGRD|Vanguard Marketing Corporation|8230
SLRC|SOLAR CAPITAL CMN|WCHV|WELLS FARGO SECURITIES, LLC|129054
SLRC|SOLAR CAPITAL CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|426
SLRC|SOLAR CAPITAL CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|516
SLRC|SOLAR CAPITAL CMN|WSEA|WOLVERINE SECURITIES, LLC|2305
SLRC|SOLAR CAPITAL CMN|XIST|INSTINET, LLC|1000
SLRC|SOLAR CAPITAL CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3270
SLRC|SOLAR CAPITAL CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2
SLRC|SOLAR CAPITAL CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2412
SLS|SELLAS LIFE SCNS CM|ADAM|CANACCORD GENUITY INC.|28540
SLS|SELLAS LIFE SCNS CM|ALTX|Alternet Securities Inc.|1850
SLS|SELLAS LIFE SCNS CM|APCC|Apex Clearing Corporation|33432
SLS|SELLAS LIFE SCNS CM|BATM|CBOE TRADING, INC.|976
SLS|SELLAS LIFE SCNS CM|BAYT|BTIG, LLC|1500
SLS|SELLAS LIFE SCNS CM|BERN|Sanford C. Bernstein & Co., LLC|3
SLS|SELLAS LIFE SCNS CM|BIMI|Banca IMI Securities Corp.|8370
SLS|SELLAS LIFE SCNS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6599
SLS|SELLAS LIFE SCNS CM|BYXM|CBOE TRADING, INC.|3000
SLS|SELLAS LIFE SCNS CM|CHAS|Charles Schwab & Co., Inc.|8782
SLS|SELLAS LIFE SCNS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47378
SLS|SELLAS LIFE SCNS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7695
SLS|SELLAS LIFE SCNS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|52622
SLS|SELLAS LIFE SCNS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63937
SLS|SELLAS LIFE SCNS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|10320
SLS|SELLAS LIFE SCNS CM|DBAB|Deutsche Bank Securities Inc.|20772
SLS|SELLAS LIFE SCNS CM|DBAX|Deutsche Bank Securities Inc.|20800
SLS|SELLAS LIFE SCNS CM|DEAN|MORGAN STANLEY|1254
SLS|SELLAS LIFE SCNS CM|DEGS|RONIN PROFESSIONAL LLC|14456
SLS|SELLAS LIFE SCNS CM|EBXL|EBX LLC|19300
SLS|SELLAS LIFE SCNS CM|EDJO|Edward D. Jones & Co., L.P.|346
SLS|SELLAS LIFE SCNS CM|EGAM|CBOE TRADING, INC.|12125
SLS|SELLAS LIFE SCNS CM|EGAW|CBOE TRADING, INC.|100
SLS|SELLAS LIFE SCNS CM|EGXM|CBOE TRADING, INC.|3637
SLS|SELLAS LIFE SCNS CM|EGXW|CBOE TRADING, INC.|11250
SLS|SELLAS LIFE SCNS CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|4425
SLS|SELLAS LIFE SCNS CM|ETBE|Electronic Transaction Clearing, Inc.|502
SLS|SELLAS LIFE SCNS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3869
SLS|SELLAS LIFE SCNS CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5464
SLS|SELLAS LIFE SCNS CM|ETRS|E*Trade Securities LLC|428608
SLS|SELLAS LIFE SCNS CM|FBCO|Credit Suisse Securities (USA) LLC|131643
SLS|SELLAS LIFE SCNS CM|FILL|Tradestation Securities, Inc.|19736
SLS|SELLAS LIFE SCNS CM|FMAF|NBCN Inc./ CDS|201
SLS|SELLAS LIFE SCNS CM|FOMA|TD AMERITRADE CLEARING, INC.|549016
SLS|SELLAS LIFE SCNS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25970
SLS|SELLAS LIFE SCNS CM|FTBR|Foliofn Investments, Inc.|106
SLS|SELLAS LIFE SCNS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|12937
SLS|SELLAS LIFE SCNS CM|GLPX|ACS EXECUTION SERVICES, LLC|42948
SLS|SELLAS LIFE SCNS CM|GSCO|GOLDMAN SACHS & CO. LLC|23928
SLS|SELLAS LIFE SCNS CM|GSCS|GOLDMAN SACHS & CO. LLC|14231
SLS|SELLAS LIFE SCNS CM|GSLT|GOLDMAN SACHS & CO. LLC|2632
SLS|SELLAS LIFE SCNS CM|GTSZ|GTS SECURITIES LLC|15319
SLS|SELLAS LIFE SCNS CM|HRBF|American Enterprise Investment Services Inc.|3905
SLS|SELLAS LIFE SCNS CM|HSBC|HSBC Securities, Inc.|3
SLS|SELLAS LIFE SCNS CM|IATS|INTERACTIVE BROKERS LLC|36242
SLS|SELLAS LIFE SCNS CM|IBKR|Interactive Brokers Llc|404063
SLS|SELLAS LIFE SCNS CM|ICBX|INSTINET, LLC|5801
SLS|SELLAS LIFE SCNS CM|INCA|INSTINET, LLC|200181
SLS|SELLAS LIFE SCNS CM|INJX|INSTINET, LLC|2200
SLS|SELLAS LIFE SCNS CM|ITGI|ITG Inc.|12816
SLS|SELLAS LIFE SCNS CM|ITGP|ITG INC.|3800
SLS|SELLAS LIFE SCNS CM|JANY|Janney Montgomery Scott Inc.|10
SLS|SELLAS LIFE SCNS CM|JEFF|JEFFERIES LLC|100
SLS|SELLAS LIFE SCNS CM|JMPT|JUMP TRADING, LLC|880
SLS|SELLAS LIFE SCNS CM|JONE|JonesTrading|18798
SLS|SELLAS LIFE SCNS CM|JPMX|J.P. Morgan Securities LLC|20000
SLS|SELLAS LIFE SCNS CM|JSJX|JANE STREET CAPITAL LLC|270
SLS|SELLAS LIFE SCNS CM|KCGM|VIRTU Americas LLC|10066
SLS|SELLAS LIFE SCNS CM|LEHM|Barclays Capital Inc./Le|39724
SLS|SELLAS LIFE SCNS CM|LIME|Lime Brokerage LLC|30147
SLS|SELLAS LIFE SCNS CM|LSCI|Lek Securities Corporation|1900
SLS|SELLAS LIFE SCNS CM|MAVB|Great Point Capital LLC|1600
SLS|SELLAS LIFE SCNS CM|MAXM|Maxim Group LLC|51677
SLS|SELLAS LIFE SCNS CM|MBTS|ALLY INVEST SECURITIES LLC|4301
SLS|SELLAS LIFE SCNS CM|MICA|Spartan Securities Group, Ltd.|7000
SLS|SELLAS LIFE SCNS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9200
SLS|SELLAS LIFE SCNS CM|MOTF|MOTIF INVESTING, INC.|11
SLS|SELLAS LIFE SCNS CM|MSCO|MORGAN STANLEY & CO. LLC|326755
SLS|SELLAS LIFE SCNS CM|MSPL|MORGAN STANLEY & CO. LLC|7400
SLS|SELLAS LIFE SCNS CM|NFSC|National Financial Services LLC|361774
SLS|SELLAS LIFE SCNS CM|NITE|VIRTU Americas LLC|1020068
SLS|SELLAS LIFE SCNS CM|NITP|VIRTU Americas LLC|3016
SLS|SELLAS LIFE SCNS CM|NQRB|Brut, LLC|7425
SLS|SELLAS LIFE SCNS CM|OPCO|Oppenheimer & Co. Inc.|4001
SLS|SELLAS LIFE SCNS CM|PCPT|PHILLIP CAPITAL INC.|2300
SLS|SELLAS LIFE SCNS CM|PDQM|CODA MARKETS, INC.|59698
SLS|SELLAS LIFE SCNS CM|POIN|PRECISION SECURITIES, LLC (POIN)|200
SLS|SELLAS LIFE SCNS CM|PWJC|UBS Financial Services, Inc.|1
SLS|SELLAS LIFE SCNS CM|RAJA|Raymond James & Associates, Inc.|6666
SLS|SELLAS LIFE SCNS CM|RBCM|RBC CAPITAL MARKETS, LLC|733
SLS|SELLAS LIFE SCNS CM|ROTH|Roth Capital Partners, LLC|225
SLS|SELLAS LIFE SCNS CM|SAGL|SAGETRADER, LLC|6375
SLS|SELLAS LIFE SCNS CM|SBSH|Citigroup Global Markets Inc.|13486
SLS|SELLAS LIFE SCNS CM|SGMT|GOLDMAN SACHS & CO. LLC|17599
SLS|SELLAS LIFE SCNS CM|SPDR|SPEEDROUTE LLC|46819
SLS|SELLAS LIFE SCNS CM|STFL|Stifel, Nicolaus & Company, Incorporated|8400
SLS|SELLAS LIFE SCNS CM|SWIM|TD Ameritrade, Inc.|349124
SLS|SELLAS LIFE SCNS CM|SWST|Hilltop Securities Inc.|8164
SLS|SELLAS LIFE SCNS CM|TKNG|ALLY INVEST SECURITIES LLC|4392
SLS|SELLAS LIFE SCNS CM|TRCM|TRC MARKETS LLC|1424
SLS|SELLAS LIFE SCNS CM|TTUC|CUTTONE & CO., INC.|10847
SLS|SELLAS LIFE SCNS CM|TWTT|TASTYWORKS, INC.|250
SLS|SELLAS LIFE SCNS CM|UBSA|UBS SECURITIES LLC|75190
SLS|SELLAS LIFE SCNS CM|UBSS|UBS Securities LLC|212662
SLS|SELLAS LIFE SCNS CM|VALX|VIRTU AMERICAS LLC|1895
SLS|SELLAS LIFE SCNS CM|VGRD|Vanguard Marketing Corporation|6617
SLS|SELLAS LIFE SCNS CM|VSIN|Vision Financial Markets Llc|3722
SLS|SELLAS LIFE SCNS CM|WCHV|WELLS FARGO SECURITIES, LLC|24927
SLS|SELLAS LIFE SCNS CM|WEDB|WEDBUSH SECURITIES INC.|62054
SLS|SELLAS LIFE SCNS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2110
SLS|SELLAS LIFE SCNS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50
SLS|SELLAS LIFE SCNS CM|WGIF|CIBC World Markets Inc.|6108
SLS|SELLAS LIFE SCNS CM|WSEA|WOLVERINE SECURITIES, LLC|20832
SLS|SELLAS LIFE SCNS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3550
SLS|SELLAS LIFE SCNS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3250
SLS|SELLAS LIFE SCNS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1009
SLT|SALT TRUBETA HIGH EX|ETRS|E*Trade Securities LLC|70
SLT|SALT TRUBETA HIGH EX|LEHM|Barclays Capital Inc./Le|1800
SLT|SALT TRUBETA HIGH EX|MSCO|MORGAN STANLEY & CO. LLC|805
SLT|SALT TRUBETA HIGH EX|NFSC|National Financial Services LLC|1600
SLT|SALT TRUBETA HIGH EX|NITE|VIRTU Americas LLC|531
SLT|SALT TRUBETA HIGH EX|NITP|VIRTU Americas LLC|3005
SLTB|SCORPIO BULKERS NTS|BATM|CBOE TRADING, INC.|1448
SLTB|SCORPIO BULKERS NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SLTB|SCORPIO BULKERS NTS|DBAX|Deutsche Bank Securities Inc.|200
SLTB|SCORPIO BULKERS NTS|ETRS|E*Trade Securities LLC|1973
SLTB|SCORPIO BULKERS NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
SLTB|SCORPIO BULKERS NTS|GSCO|GOLDMAN SACHS & CO. LLC|2335
SLTB|SCORPIO BULKERS NTS|HRBF|American Enterprise Investment Services Inc.|250
SLTB|SCORPIO BULKERS NTS|IATS|INTERACTIVE BROKERS LLC|1123
SLTB|SCORPIO BULKERS NTS|IBKR|Interactive Brokers Llc|3549
SLTB|SCORPIO BULKERS NTS|INCA|INSTINET, LLC|100
SLTB|SCORPIO BULKERS NTS|ITGP|ITG INC.|200
SLTB|SCORPIO BULKERS NTS|JANY|Janney Montgomery Scott Inc.|600
SLTB|SCORPIO BULKERS NTS|LEHM|Barclays Capital Inc./Le|200
SLTB|SCORPIO BULKERS NTS|LIME|Lime Brokerage LLC|628
SLTB|SCORPIO BULKERS NTS|NFSC|National Financial Services LLC|2539
SLTB|SCORPIO BULKERS NTS|NITE|VIRTU Americas LLC|15614
SLTB|SCORPIO BULKERS NTS|RBCM|RBC CAPITAL MARKETS, LLC|800
SLTB|SCORPIO BULKERS NTS|STFL|Stifel, Nicolaus & Company, Incorporated|5876
SLTB|SCORPIO BULKERS NTS|SWIM|TD Ameritrade, Inc.|200
SLTB|SCORPIO BULKERS NTS|UBSA|UBS SECURITIES LLC|700
SLTB|SCORPIO BULKERS NTS|UBSS|UBS Securities LLC|763
SLTB|SCORPIO BULKERS NTS|VGRD|Vanguard Marketing Corporation|1230
SLTB|SCORPIO BULKERS NTS|WCHV|WELLS FARGO SECURITIES, LLC|5122
SLTB|SCORPIO BULKERS NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1775
SLV|ISHARES SILVER TRUST|ACPL|American Capital Partners, LLC|114200
SLV|ISHARES SILVER TRUST|AGIS|Aegis Capital Corp.|96084
SLV|ISHARES SILVER TRUST|ALTX|Alternet Securities Inc.|20728
SLV|ISHARES SILVER TRUST|APCC|Apex Clearing Corporation|24024
SLV|ISHARES SILVER TRUST|BANK|Primevest Financial Services, Inc.|5983
SLV|ISHARES SILVER TRUST|BARD|Robert W. Baird & Co. Incorporated|10436
SLV|ISHARES SILVER TRUST|BATM|CBOE TRADING, INC.|1100
SLV|ISHARES SILVER TRUST|BBNT|BB&T SECURITIES, LLC|15459
SLV|ISHARES SILVER TRUST|BERN|Sanford C. Bernstein & Co., LLC|6700
SLV|ISHARES SILVER TRUST|BIDS|BIDS TRADING L.P.|600
SLV|ISHARES SILVER TRUST|BIMI|Banca IMI Securities Corp.|4500
SLV|ISHARES SILVER TRUST|BKCM|BNY Mellon Capital Markets LLC|514
SLV|ISHARES SILVER TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80713
SLV|ISHARES SILVER TRUST|BMOC|BMO Capital Markets Corp.|2000
SLV|ISHARES SILVER TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|94743
SLV|ISHARES SILVER TRUST|BYXM|CBOE TRADING, INC.|700
SLV|ISHARES SILVER TRUST|CANT|Cantor Fitzgerald & Co.|16943
SLV|ISHARES SILVER TRUST|CHAS|Charles Schwab & Co., Inc.|28307
SLV|ISHARES SILVER TRUST|CHBC|PENSERRA SECURITIES, LLC|3959442
SLV|ISHARES SILVER TRUST|CIST|Capital Institutional Services, Inc.|623
SLV|ISHARES SILVER TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78000
SLV|ISHARES SILVER TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
SLV|ISHARES SILVER TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34077
SLV|ISHARES SILVER TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2164588
SLV|ISHARES SILVER TRUST|CTLR|CUTLER GROUP, LP|100
SLV|ISHARES SILVER TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|205940
SLV|ISHARES SILVER TRUST|DADA|D.A. Davidson & Co.|2600
SLV|ISHARES SILVER TRUST|DAVA|Davenport & Company LLC|100
SLV|ISHARES SILVER TRUST|DBAB|Deutsche Bank Securities Inc.|122636
SLV|ISHARES SILVER TRUST|DBAX|Deutsche Bank Securities Inc.|1382700
SLV|ISHARES SILVER TRUST|DCHF|Dart Executions, LLC|557281
SLV|ISHARES SILVER TRUST|DEAN|MORGAN STANLEY|90549
SLV|ISHARES SILVER TRUST|DEGS|RONIN PROFESSIONAL LLC|7500
SLV|ISHARES SILVER TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37788
SLV|ISHARES SILVER TRUST|DLTA|DEALERWEB INC.|265696
SLV|ISHARES SILVER TRUST|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3500
SLV|ISHARES SILVER TRUST|EBXL|EBX LLC|2162600
SLV|ISHARES SILVER TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|1230
SLV|ISHARES SILVER TRUST|EDJO|Edward D. Jones & Co., L.P.|9226
SLV|ISHARES SILVER TRUST|EGAM|CBOE TRADING, INC.|64319
SLV|ISHARES SILVER TRUST|EGAW|CBOE TRADING, INC.|1200
SLV|ISHARES SILVER TRUST|EGXM|CBOE TRADING, INC.|13628
SLV|ISHARES SILVER TRUST|EROP|Eroom Securities L.L.C.|1500
SLV|ISHARES SILVER TRUST|ETBE|Electronic Transaction Clearing, Inc.|120297
SLV|ISHARES SILVER TRUST|ETCB|ETC BROKERAGE SERVICES, LLC|22
SLV|ISHARES SILVER TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|301
SLV|ISHARES SILVER TRUST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2000
SLV|ISHARES SILVER TRUST|ETRS|E*Trade Securities LLC|1848504
SLV|ISHARES SILVER TRUST|FBSB|U.S. Bancorp Investments, Inc.|2155
SLV|ISHARES SILVER TRUST|FFSI|Firstrade Securities Inc.|500
SLV|ISHARES SILVER TRUST|FILL|Tradestation Securities, Inc.|179937
SLV|ISHARES SILVER TRUST|FMAF|NBCN Inc./ CDS|36342
SLV|ISHARES SILVER TRUST|FQLS|Quantlab Securities LP|459642
SLV|ISHARES SILVER TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106709
SLV|ISHARES SILVER TRUST|FTBR|Foliofn Investments, Inc.|74051
SLV|ISHARES SILVER TRUST|GBMT|GBM International, Inc.|65934
SLV|ISHARES SILVER TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|17000
SLV|ISHARES SILVER TRUST|GLIS|TD Securities Inc|21489
SLV|ISHARES SILVER TRUST|GLPX|ACS EXECUTION SERVICES, LLC|76801
SLV|ISHARES SILVER TRUST|GSCO|GOLDMAN SACHS & CO. LLC|286704
SLV|ISHARES SILVER TRUST|GSCS|GOLDMAN SACHS & CO. LLC|158672
SLV|ISHARES SILVER TRUST|GSLT|GOLDMAN SACHS & CO. LLC|64546
SLV|ISHARES SILVER TRUST|GTSZ|GTS SECURITIES LLC|17600
SLV|ISHARES SILVER TRUST|HAPX|HAP Trading, LLC|2800
SLV|ISHARES SILVER TRUST|HRBF|American Enterprise Investment Services Inc.|111778
SLV|ISHARES SILVER TRUST|HSBC|HSBC Securities, Inc.|12360
SLV|ISHARES SILVER TRUST|IATS|INTERACTIVE BROKERS LLC|666922
SLV|ISHARES SILVER TRUST|IBKR|Interactive Brokers Llc|816655
SLV|ISHARES SILVER TRUST|ICBX|INSTINET, LLC|2043878
SLV|ISHARES SILVER TRUST|INCA|INSTINET, LLC|1313029
SLV|ISHARES SILVER TRUST|INJX|INSTINET, LLC|8920
SLV|ISHARES SILVER TRUST|ITGI|ITG Inc.|365201
SLV|ISHARES SILVER TRUST|ITGP|ITG INC.|1364400
SLV|ISHARES SILVER TRUST|JANY|Janney Montgomery Scott Inc.|6707
SLV|ISHARES SILVER TRUST|JEFF|JEFFERIES LLC|117636
SLV|ISHARES SILVER TRUST|JMPT|JUMP TRADING, LLC|100254
SLV|ISHARES SILVER TRUST|JPBX|J.P. MORGAN SECURITIES LLC|600
SLV|ISHARES SILVER TRUST|JPMX|J.P. Morgan Securities LLC|460783
SLV|ISHARES SILVER TRUST|JSEB|JANE STREET EXECUTION SERVICES, LLC|1552900
SLV|ISHARES SILVER TRUST|JSJX|JANE STREET CAPITAL LLC|4832720
SLV|ISHARES SILVER TRUST|JUTA|JUMP TRADING, LLC|35059
SLV|ISHARES SILVER TRUST|KCGM|VIRTU Americas LLC|898678
SLV|ISHARES SILVER TRUST|LAMP|Lampost Capital, L.C.|700
SLV|ISHARES SILVER TRUST|LEHM|Barclays Capital Inc./Le|9706284
SLV|ISHARES SILVER TRUST|LIME|Lime Brokerage LLC|76358
SLV|ISHARES SILVER TRUST|LSCI|Lek Securities Corporation|4863
SLV|ISHARES SILVER TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SLV|ISHARES SILVER TRUST|MACC|Mid Atlantic Capital Corporation|337
SLV|ISHARES SILVER TRUST|MAXM|Maxim Group LLC|29550
SLV|ISHARES SILVER TRUST|MBTS|ALLY INVEST SECURITIES LLC|500
SLV|ISHARES SILVER TRUST|MCMF|Raymond James Ltd. Cds|1066
SLV|ISHARES SILVER TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2696038
SLV|ISHARES SILVER TRUST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|268839
SLV|ISHARES SILVER TRUST|MOTF|MOTIF INVESTING, INC.|3
SLV|ISHARES SILVER TRUST|MSCO|MORGAN STANLEY & CO. LLC|1272315
SLV|ISHARES SILVER TRUST|MSPL|MORGAN STANLEY & CO. LLC|1003200
SLV|ISHARES SILVER TRUST|MSTX|MORGAN STANLEY & CO. LLC|79200
SLV|ISHARES SILVER TRUST|NATL|National Securities Corporation|1000
SLV|ISHARES SILVER TRUST|NFSC|National Financial Services LLC|2830321
SLV|ISHARES SILVER TRUST|NITE|VIRTU Americas LLC|8402638
SLV|ISHARES SILVER TRUST|NITP|VIRTU Americas LLC|283682
SLV|ISHARES SILVER TRUST|NMRA|Nomura Securities International, Inc.|95700
SLV|ISHARES SILVER TRUST|NQRB|Brut, LLC|54100
SLV|ISHARES SILVER TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|13655
SLV|ISHARES SILVER TRUST|NTFN|Network 1 Financial Securities Inc.|500
SLV|ISHARES SILVER TRUST|NTRC|Northern Trust Securities, Inc.|350
SLV|ISHARES SILVER TRUST|OLDM|OLD MISSION CAPITAL, LLC|1500
SLV|ISHARES SILVER TRUST|OPCO|Oppenheimer & Co. Inc.|40301
SLV|ISHARES SILVER TRUST|OTAA|OTA LLC|52600
SLV|ISHARES SILVER TRUST|PCFF|Pacific International Securities Inc./CDS|160
SLV|ISHARES SILVER TRUST|PCPT|PHILLIP CAPITAL INC.|7350
SLV|ISHARES SILVER TRUST|PDQM|CODA MARKETS, INC.|95264
SLV|ISHARES SILVER TRUST|PHLY|NASDAQ Execution Services, LLC|89800
SLV|ISHARES SILVER TRUST|PICT|Pictet Overseas Inc.|500
SLV|ISHARES SILVER TRUST|PWJC|UBS Financial Services, Inc.|39773
SLV|ISHARES SILVER TRUST|QMSR|QUATTRO M SECURITIES INC.|91400
SLV|ISHARES SILVER TRUST|RBCM|RBC CAPITAL MARKETS, LLC|39149
SLV|ISHARES SILVER TRUST|RGLD|Regal Securities, Inc|150
SLV|ISHARES SILVER TRUST|ROTH|Roth Capital Partners, LLC|10000
SLV|ISHARES SILVER TRUST|SALI|INTL FCSTONE FINANCIAL INC.|7515
SLV|ISHARES SILVER TRUST|SBRX|MURIEL SIEBERT & CO INC|1000
SLV|ISHARES SILVER TRUST|SBSH|Citigroup Global Markets Inc.|425522
SLV|ISHARES SILVER TRUST|SEIC|SEI Investments Distribution Co.|2750
SLV|ISHARES SILVER TRUST|SGMT|GOLDMAN SACHS & CO. LLC|1068350
SLV|ISHARES SILVER TRUST|SHMR|ABN Amro Clearing LLC|344339
SLV|ISHARES SILVER TRUST|SOGO|Wang Investment Associates, Inc.|100
SLV|ISHARES SILVER TRUST|SPDR|SPEEDROUTE LLC|173597
SLV|ISHARES SILVER TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|25509
SLV|ISHARES SILVER TRUST|STKP|STOCKPILE INVESTMENTS, INC.|2758
SLV|ISHARES SILVER TRUST|SWIM|TD Ameritrade, Inc.|1237729
SLV|ISHARES SILVER TRUST|SWST|Hilltop Securities Inc.|9013
SLV|ISHARES SILVER TRUST|TKNG|ALLY INVEST SECURITIES LLC|150967
SLV|ISHARES SILVER TRUST|TMBR|Timber Hill LLC|540
SLV|ISHARES SILVER TRUST|TRBT|Tradebot Systems, Inc.|620075
SLV|ISHARES SILVER TRUST|TRCM|TRC MARKETS LLC|4641260
SLV|ISHARES SILVER TRUST|TWTT|TASTYWORKS, INC.|13377
SLV|ISHARES SILVER TRUST|UBSA|UBS SECURITIES LLC|3880559
SLV|ISHARES SILVER TRUST|UBSS|UBS Securities LLC|1710069
SLV|ISHARES SILVER TRUST|VALX|VIRTU AMERICAS LLC|171885
SLV|ISHARES SILVER TRUST|VGRD|Vanguard Marketing Corporation|719454
SLV|ISHARES SILVER TRUST|VNDM|Wall Street Access|2000
SLV|ISHARES SILVER TRUST|VSIN|Vision Financial Markets Llc|80
SLV|ISHARES SILVER TRUST|WBLR|WILLIAM BLAIR|1280
SLV|ISHARES SILVER TRUST|WCHV|WELLS FARGO SECURITIES, LLC|1225442
SLV|ISHARES SILVER TRUST|WDCO|Wilson-Davis & Co., Inc.|2000
SLV|ISHARES SILVER TRUST|WEDB|WEDBUSH SECURITIES INC.|153064
SLV|ISHARES SILVER TRUST|WEED|Weeden & Co.L.P.|600
SLV|ISHARES SILVER TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|608270
SLV|ISHARES SILVER TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|838793
SLV|ISHARES SILVER TRUST|WFPB|Wells Fargo Securities, LLC.|1000
SLV|ISHARES SILVER TRUST|WGIF|CIBC World Markets Inc.|6589
SLV|ISHARES SILVER TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4400
SLV|ISHARES SILVER TRUST|WSEA|WOLVERINE SECURITIES, LLC|149933
SLV|ISHARES SILVER TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|6500
SLV|ISHARES SILVER TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|33
SLV|ISHARES SILVER TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|226890
SLVO|CS X-LINKS SILVER SH|APCC|Apex Clearing Corporation|118
SLVO|CS X-LINKS SILVER SH|CHAS|Charles Schwab & Co., Inc.|1
SLVO|CS X-LINKS SILVER SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|950
SLVO|CS X-LINKS SILVER SH|EBXL|EBX LLC|200
SLVO|CS X-LINKS SILVER SH|EGXM|CBOE TRADING, INC.|1300
SLVO|CS X-LINKS SILVER SH|ETRS|E*Trade Securities LLC|24816
SLVO|CS X-LINKS SILVER SH|FBCO|Credit Suisse Securities (USA) LLC|1127
SLVO|CS X-LINKS SILVER SH|FOMA|TD AMERITRADE CLEARING, INC.|53300
SLVO|CS X-LINKS SILVER SH|FTBR|Foliofn Investments, Inc.|41
SLVO|CS X-LINKS SILVER SH|GEBB|GLOBAL EXECUTION BROKERS, LP|300
SLVO|CS X-LINKS SILVER SH|GTSZ|GTS SECURITIES LLC|200
SLVO|CS X-LINKS SILVER SH|IATS|INTERACTIVE BROKERS LLC|500
SLVO|CS X-LINKS SILVER SH|IBKR|Interactive Brokers Llc|13488
SLVO|CS X-LINKS SILVER SH|INCA|INSTINET, LLC|3900
SLVO|CS X-LINKS SILVER SH|JSJX|JANE STREET CAPITAL LLC|29548
SLVO|CS X-LINKS SILVER SH|KCGM|VIRTU Americas LLC|100
SLVO|CS X-LINKS SILVER SH|LEHM|Barclays Capital Inc./Le|1200
SLVO|CS X-LINKS SILVER SH|LGNT|COR CLEARING LLC|350
SLVO|CS X-LINKS SILVER SH|LIME|Lime Brokerage LLC|7770
SLVO|CS X-LINKS SILVER SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SLVO|CS X-LINKS SILVER SH|MSCO|MORGAN STANLEY & CO. LLC|7428
SLVO|CS X-LINKS SILVER SH|NFSC|National Financial Services LLC|28133
SLVO|CS X-LINKS SILVER SH|NITE|VIRTU Americas LLC|40797
SLVO|CS X-LINKS SILVER SH|PWJC|UBS Financial Services, Inc.|1350
SLVO|CS X-LINKS SILVER SH|RBCM|RBC CAPITAL MARKETS, LLC|1712
SLVO|CS X-LINKS SILVER SH|SWIM|TD Ameritrade, Inc.|709
SLVO|CS X-LINKS SILVER SH|SWST|Hilltop Securities Inc.|118
SLVO|CS X-LINKS SILVER SH|TWTT|TASTYWORKS, INC.|100
SLVO|CS X-LINKS SILVER SH|UBSA|UBS SECURITIES LLC|1200
SLVO|CS X-LINKS SILVER SH|UBSS|UBS Securities LLC|2465
SLVO|CS X-LINKS SILVER SH|VGRD|Vanguard Marketing Corporation|5089
SLVO|CS X-LINKS SILVER SH|WCHV|WELLS FARGO SECURITIES, LLC|1991
SLVO|CS X-LINKS SILVER SH|WEDB|WEDBUSH SECURITIES INC.|100
SLVO|CS X-LINKS SILVER SH|WSEA|WOLVERINE SECURITIES, LLC|21
SLVO|CS X-LINKS SILVER SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
SLVO|CS X-LINKS SILVER SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|508
SLVP|ISHARES MSCI SILVER|APCC|Apex Clearing Corporation|38
SLVP|ISHARES MSCI SILVER|BATM|CBOE TRADING, INC.|1419
SLVP|ISHARES MSCI SILVER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6328
SLVP|ISHARES MSCI SILVER|CANT|Cantor Fitzgerald & Co.|420
SLVP|ISHARES MSCI SILVER|CHAS|Charles Schwab & Co., Inc.|2
SLVP|ISHARES MSCI SILVER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5
SLVP|ISHARES MSCI SILVER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32863
SLVP|ISHARES MSCI SILVER|DAVA|Davenport & Company LLC|100
SLVP|ISHARES MSCI SILVER|DBAX|Deutsche Bank Securities Inc.|36100
SLVP|ISHARES MSCI SILVER|EBXL|EBX LLC|12500
SLVP|ISHARES MSCI SILVER|ECUT|CONVERGEX EXECUTION SOLUTIONS|333
SLVP|ISHARES MSCI SILVER|ETRS|E*Trade Securities LLC|9231
SLVP|ISHARES MSCI SILVER|FIDT|Fidelity Clearing Canada ULC./ CDS|185
SLVP|ISHARES MSCI SILVER|FMAF|NBCN Inc./ CDS|300
SLVP|ISHARES MSCI SILVER|FTBR|Foliofn Investments, Inc.|47
SLVP|ISHARES MSCI SILVER|GTSZ|GTS SECURITIES LLC|400
SLVP|ISHARES MSCI SILVER|HRBF|American Enterprise Investment Services Inc.|11485
SLVP|ISHARES MSCI SILVER|IATS|INTERACTIVE BROKERS LLC|700
SLVP|ISHARES MSCI SILVER|IBKR|Interactive Brokers Llc|2774
SLVP|ISHARES MSCI SILVER|ICBX|INSTINET, LLC|4700
SLVP|ISHARES MSCI SILVER|INJX|INSTINET, LLC|90
SLVP|ISHARES MSCI SILVER|ITGI|ITG Inc.|900
SLVP|ISHARES MSCI SILVER|ITGP|ITG INC.|5800
SLVP|ISHARES MSCI SILVER|JEFF|JEFFERIES LLC|2600
SLVP|ISHARES MSCI SILVER|JPMX|J.P. Morgan Securities LLC|22120
SLVP|ISHARES MSCI SILVER|JSEB|JANE STREET EXECUTION SERVICES, LLC|10000
SLVP|ISHARES MSCI SILVER|JSJX|JANE STREET CAPITAL LLC|79673
SLVP|ISHARES MSCI SILVER|KCGM|VIRTU Americas LLC|1826
SLVP|ISHARES MSCI SILVER|LEHM|Barclays Capital Inc./Le|5200
SLVP|ISHARES MSCI SILVER|LIME|Lime Brokerage LLC|480
SLVP|ISHARES MSCI SILVER|MCMF|Raymond James Ltd. Cds|204
SLVP|ISHARES MSCI SILVER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14400
SLVP|ISHARES MSCI SILVER|MSCO|MORGAN STANLEY & CO. LLC|18370
SLVP|ISHARES MSCI SILVER|MSPL|MORGAN STANLEY & CO. LLC|1000
SLVP|ISHARES MSCI SILVER|NFSC|National Financial Services LLC|104981
SLVP|ISHARES MSCI SILVER|NITE|VIRTU Americas LLC|65815
SLVP|ISHARES MSCI SILVER|OLDM|OLD MISSION CAPITAL, LLC|9446
SLVP|ISHARES MSCI SILVER|SBSH|Citigroup Global Markets Inc.|63100
SLVP|ISHARES MSCI SILVER|SGMT|GOLDMAN SACHS & CO. LLC|7166
SLVP|ISHARES MSCI SILVER|SWIM|TD Ameritrade, Inc.|7121
SLVP|ISHARES MSCI SILVER|TKNG|ALLY INVEST SECURITIES LLC|284
SLVP|ISHARES MSCI SILVER|UBSA|UBS SECURITIES LLC|20726
SLVP|ISHARES MSCI SILVER|UBSS|UBS Securities LLC|61895
SLVP|ISHARES MSCI SILVER|VGRD|Vanguard Marketing Corporation|7450
SLVP|ISHARES MSCI SILVER|WCHV|WELLS FARGO SECURITIES, LLC|425
SLVP|ISHARES MSCI SILVER|WSEA|WOLVERINE SECURITIES, LLC|401
SLVP|ISHARES MSCI SILVER|XSTM|NATIONAL FINANCIAL SERVICES LLC|3698
SLVP|ISHARES MSCI SILVER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1969
SLX|VANECK VECTORS STEEL|APCC|Apex Clearing Corporation|154
SLX|VANECK VECTORS STEEL|BATM|CBOE TRADING, INC.|4922
SLX|VANECK VECTORS STEEL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|676
SLX|VANECK VECTORS STEEL|BYXM|CBOE TRADING, INC.|100
SLX|VANECK VECTORS STEEL|CANT|Cantor Fitzgerald & Co.|78031
SLX|VANECK VECTORS STEEL|CHAS|Charles Schwab & Co., Inc.|6
SLX|VANECK VECTORS STEEL|CIST|Capital Institutional Services, Inc.|512
SLX|VANECK VECTORS STEEL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8100
SLX|VANECK VECTORS STEEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4300
SLX|VANECK VECTORS STEEL|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
SLX|VANECK VECTORS STEEL|DBAX|Deutsche Bank Securities Inc.|3000
SLX|VANECK VECTORS STEEL|DEAN|MORGAN STANLEY|785
SLX|VANECK VECTORS STEEL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|65
SLX|VANECK VECTORS STEEL|EBXL|EBX LLC|4400
SLX|VANECK VECTORS STEEL|ECUT|CONVERGEX EXECUTION SOLUTIONS|4030
SLX|VANECK VECTORS STEEL|EDJO|Edward D. Jones & Co., L.P.|50
SLX|VANECK VECTORS STEEL|EGAM|CBOE TRADING, INC.|400
SLX|VANECK VECTORS STEEL|ETBE|Electronic Transaction Clearing, Inc.|80
SLX|VANECK VECTORS STEEL|ETRS|E*Trade Securities LLC|3525
SLX|VANECK VECTORS STEEL|FBSB|U.S. Bancorp Investments, Inc.|718
SLX|VANECK VECTORS STEEL|FMAF|NBCN Inc./ CDS|55
SLX|VANECK VECTORS STEEL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|240
SLX|VANECK VECTORS STEEL|FTBR|Foliofn Investments, Inc.|1150
SLX|VANECK VECTORS STEEL|GBMT|GBM International, Inc.|1000
SLX|VANECK VECTORS STEEL|GLPX|ACS EXECUTION SERVICES, LLC|466
SLX|VANECK VECTORS STEEL|GSCO|GOLDMAN SACHS & CO. LLC|49064
SLX|VANECK VECTORS STEEL|HRBF|American Enterprise Investment Services Inc.|467
SLX|VANECK VECTORS STEEL|HSBC|HSBC Securities, Inc.|400
SLX|VANECK VECTORS STEEL|IATS|INTERACTIVE BROKERS LLC|460
SLX|VANECK VECTORS STEEL|IBKR|Interactive Brokers Llc|11641
SLX|VANECK VECTORS STEEL|ICBX|INSTINET, LLC|3200
SLX|VANECK VECTORS STEEL|INCA|INSTINET, LLC|800
SLX|VANECK VECTORS STEEL|INJX|INSTINET, LLC|1554
SLX|VANECK VECTORS STEEL|ITGI|ITG Inc.|853
SLX|VANECK VECTORS STEEL|ITGP|ITG INC.|800
SLX|VANECK VECTORS STEEL|JEFF|JEFFERIES LLC|9100
SLX|VANECK VECTORS STEEL|JPMX|J.P. Morgan Securities LLC|400
SLX|VANECK VECTORS STEEL|JSJX|JANE STREET CAPITAL LLC|40550
SLX|VANECK VECTORS STEEL|KCGM|VIRTU Americas LLC|2722
SLX|VANECK VECTORS STEEL|LEHM|Barclays Capital Inc./Le|3974
SLX|VANECK VECTORS STEEL|LIME|Lime Brokerage LLC|9128
SLX|VANECK VECTORS STEEL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SLX|VANECK VECTORS STEEL|MACC|Mid Atlantic Capital Corporation|20
SLX|VANECK VECTORS STEEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5586
SLX|VANECK VECTORS STEEL|MOTF|MOTIF INVESTING, INC.|3
SLX|VANECK VECTORS STEEL|MSCO|MORGAN STANLEY & CO. LLC|5177
SLX|VANECK VECTORS STEEL|MSPL|MORGAN STANLEY & CO. LLC|3700
SLX|VANECK VECTORS STEEL|NFSC|National Financial Services LLC|30775
SLX|VANECK VECTORS STEEL|NITE|VIRTU Americas LLC|40248
SLX|VANECK VECTORS STEEL|NQRB|Brut, LLC|100
SLX|VANECK VECTORS STEEL|OPCO|Oppenheimer & Co. Inc.|200
SLX|VANECK VECTORS STEEL|PDQM|CODA MARKETS, INC.|632
SLX|VANECK VECTORS STEEL|PWJC|UBS Financial Services, Inc.|352
SLX|VANECK VECTORS STEEL|RBCM|RBC CAPITAL MARKETS, LLC|384
SLX|VANECK VECTORS STEEL|SAGL|SAGETRADER, LLC|600
SLX|VANECK VECTORS STEEL|SBSH|Citigroup Global Markets Inc.|23
SLX|VANECK VECTORS STEEL|SGMT|GOLDMAN SACHS & CO. LLC|700
SLX|VANECK VECTORS STEEL|SPDR|SPEEDROUTE LLC|200
SLX|VANECK VECTORS STEEL|STFL|Stifel, Nicolaus & Company, Incorporated|200
SLX|VANECK VECTORS STEEL|SWIM|TD Ameritrade, Inc.|1459
SLX|VANECK VECTORS STEEL|TRCM|TRC MARKETS LLC|350
SLX|VANECK VECTORS STEEL|UBSA|UBS SECURITIES LLC|17056
SLX|VANECK VECTORS STEEL|UBSS|UBS Securities LLC|4522
SLX|VANECK VECTORS STEEL|VALX|VIRTU AMERICAS LLC|3100
SLX|VANECK VECTORS STEEL|VGRD|Vanguard Marketing Corporation|3175
SLX|VANECK VECTORS STEEL|WCHV|WELLS FARGO SECURITIES, LLC|17480
SLX|VANECK VECTORS STEEL|WEDB|WEDBUSH SECURITIES INC.|100
SLX|VANECK VECTORS STEEL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4760
SLX|VANECK VECTORS STEEL|WGIF|CIBC World Markets Inc.|86
SLX|VANECK VECTORS STEEL|WSEA|WOLVERINE SECURITIES, LLC|318
SLX|VANECK VECTORS STEEL|YKNA|COMHAR CAPITAL MARKETS, LLC|66
SLX|VANECK VECTORS STEEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2196
SLY|SPDR S&P 600|ALTX|Alternet Securities Inc.|1032
SLY|SPDR S&P 600|APCC|Apex Clearing Corporation|34
SLY|SPDR S&P 600|BANK|Primevest Financial Services, Inc.|1
SLY|SPDR S&P 600|BARD|Robert W. Baird & Co. Incorporated|9561
SLY|SPDR S&P 600|BBNT|BB&T SECURITIES, LLC|28
SLY|SPDR S&P 600|BKMM|BNY MELLON CAPITAL MARKETS, LLC|196
SLY|SPDR S&P 600|CANT|Cantor Fitzgerald & Co.|29128
SLY|SPDR S&P 600|CHAS|Charles Schwab & Co., Inc.|308
SLY|SPDR S&P 600|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3000
SLY|SPDR S&P 600|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51269
SLY|SPDR S&P 600|CTDL|Citadel Derivatives Group Llc|5578
SLY|SPDR S&P 600|DADA|D.A. Davidson & Co.|256
SLY|SPDR S&P 600|DBAX|Deutsche Bank Securities Inc.|7800
SLY|SPDR S&P 600|DEAN|MORGAN STANLEY|16831
SLY|SPDR S&P 600|EBXL|EBX LLC|8600
SLY|SPDR S&P 600|EDJO|Edward D. Jones & Co., L.P.|2789
SLY|SPDR S&P 600|EGAM|CBOE TRADING, INC.|3568
SLY|SPDR S&P 600|EGXM|CBOE TRADING, INC.|300
SLY|SPDR S&P 600|EGXW|CBOE TRADING, INC.|1555
SLY|SPDR S&P 600|ETRS|E*Trade Securities LLC|3835
SLY|SPDR S&P 600|FILL|Tradestation Securities, Inc.|500
SLY|SPDR S&P 600|FINX|FINTECH SECURITIES|4003
SLY|SPDR S&P 600|FMAF|NBCN Inc./ CDS|425
SLY|SPDR S&P 600|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1162
SLY|SPDR S&P 600|FTBR|Foliofn Investments, Inc.|777
SLY|SPDR S&P 600|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SLY|SPDR S&P 600|GSCO|GOLDMAN SACHS & CO. LLC|3096
SLY|SPDR S&P 600|GSLT|GOLDMAN SACHS & CO. LLC|100
SLY|SPDR S&P 600|GTSZ|GTS SECURITIES LLC|100
SLY|SPDR S&P 600|HRBF|American Enterprise Investment Services Inc.|39516
SLY|SPDR S&P 600|IATS|INTERACTIVE BROKERS LLC|828
SLY|SPDR S&P 600|IBKR|Interactive Brokers Llc|1352
SLY|SPDR S&P 600|ICBX|INSTINET, LLC|12900
SLY|SPDR S&P 600|INCA|INSTINET, LLC|200
SLY|SPDR S&P 600|INGS|Ingalls & Snyder, Llc|50
SLY|SPDR S&P 600|ITGI|ITG Inc.|701
SLY|SPDR S&P 600|JANY|Janney Montgomery Scott Inc.|570
SLY|SPDR S&P 600|JPMX|J.P. Morgan Securities LLC|29622
SLY|SPDR S&P 600|JSJX|JANE STREET CAPITAL LLC|30670
SLY|SPDR S&P 600|KCGM|VIRTU Americas LLC|26695
SLY|SPDR S&P 600|LEHM|Barclays Capital Inc./Le|20329
SLY|SPDR S&P 600|LIME|Lime Brokerage LLC|1034
SLY|SPDR S&P 600|MACC|Mid Atlantic Capital Corporation|567
SLY|SPDR S&P 600|MAXM|Maxim Group LLC|100
SLY|SPDR S&P 600|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12674
SLY|SPDR S&P 600|MSCO|MORGAN STANLEY & CO. LLC|31953
SLY|SPDR S&P 600|MSPL|MORGAN STANLEY & CO. LLC|2400
SLY|SPDR S&P 600|NFSC|National Financial Services LLC|163654
SLY|SPDR S&P 600|NITE|VIRTU Americas LLC|107699
SLY|SPDR S&P 600|NTBF|BMO Nesbitt Burns Inc./CDS|100
SLY|SPDR S&P 600|PDQM|CODA MARKETS, INC.|3103
SLY|SPDR S&P 600|PWJC|UBS Financial Services, Inc.|387
SLY|SPDR S&P 600|RBCM|RBC CAPITAL MARKETS, LLC|3370
SLY|SPDR S&P 600|SALI|INTL FCSTONE FINANCIAL INC.|3
SLY|SPDR S&P 600|SBSH|Citigroup Global Markets Inc.|51
SLY|SPDR S&P 600|SEIC|SEI Investments Distribution Co.|237
SLY|SPDR S&P 600|SGMT|GOLDMAN SACHS & CO. LLC|9756
SLY|SPDR S&P 600|SHMR|ABN Amro Clearing LLC|406
SLY|SPDR S&P 600|SPHN|Stephens Inc.|355
SLY|SPDR S&P 600|STFL|Stifel, Nicolaus & Company, Incorporated|3549
SLY|SPDR S&P 600|STKP|STOCKPILE INVESTMENTS, INC.|52
SLY|SPDR S&P 600|SWIM|TD Ameritrade, Inc.|978
SLY|SPDR S&P 600|SWST|Hilltop Securities Inc.|945
SLY|SPDR S&P 600|TKNG|ALLY INVEST SECURITIES LLC|14
SLY|SPDR S&P 600|TRCM|TRC MARKETS LLC|612
SLY|SPDR S&P 600|UBSA|UBS SECURITIES LLC|8448
SLY|SPDR S&P 600|UBSS|UBS Securities LLC|37623
SLY|SPDR S&P 600|VERT|The Vertical Trading Group, LLC|53
SLY|SPDR S&P 600|VGRD|Vanguard Marketing Corporation|905
SLY|SPDR S&P 600|WCHV|WELLS FARGO SECURITIES, LLC|13309
SLY|SPDR S&P 600|WEDB|WEDBUSH SECURITIES INC.|5
SLY|SPDR S&P 600|WSEA|WOLVERINE SECURITIES, LLC|8
SLY|SPDR S&P 600|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33734
SLYG|SPDR S&P 600 GRWTH|ANOS|ABEL/NOSER, L.L.C.|3636
SLYG|SPDR S&P 600 GRWTH|APCC|Apex Clearing Corporation|52
SLYG|SPDR S&P 600 GRWTH|BANK|Primevest Financial Services, Inc.|299
SLYG|SPDR S&P 600 GRWTH|BARD|Robert W. Baird & Co. Incorporated|5925
SLYG|SPDR S&P 600 GRWTH|BBNT|BB&T SECURITIES, LLC|418
SLYG|SPDR S&P 600 GRWTH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|354
SLYG|SPDR S&P 600 GRWTH|CANT|Cantor Fitzgerald & Co.|30827
SLYG|SPDR S&P 600 GRWTH|CHAS|Charles Schwab & Co., Inc.|20407
SLYG|SPDR S&P 600 GRWTH|CIST|Capital Institutional Services, Inc.|3408
SLYG|SPDR S&P 600 GRWTH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4904
SLYG|SPDR S&P 600 GRWTH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37136
SLYG|SPDR S&P 600 GRWTH|CSIN|Citadel Securities Institutional LLC|26060
SLYG|SPDR S&P 600 GRWTH|CTDL|Citadel Derivatives Group Llc|27491
SLYG|SPDR S&P 600 GRWTH|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
SLYG|SPDR S&P 600 GRWTH|DAVA|Davenport & Company LLC|100
SLYG|SPDR S&P 600 GRWTH|DBAB|Deutsche Bank Securities Inc.|1000
SLYG|SPDR S&P 600 GRWTH|DBAX|Deutsche Bank Securities Inc.|12300
SLYG|SPDR S&P 600 GRWTH|DEAN|MORGAN STANLEY|1786
SLYG|SPDR S&P 600 GRWTH|EBXL|EBX LLC|9300
SLYG|SPDR S&P 600 GRWTH|EDJO|Edward D. Jones & Co., L.P.|4541
SLYG|SPDR S&P 600 GRWTH|EGXM|CBOE TRADING, INC.|185
SLYG|SPDR S&P 600 GRWTH|ETCB|ETC BROKERAGE SERVICES, LLC|1213
SLYG|SPDR S&P 600 GRWTH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
SLYG|SPDR S&P 600 GRWTH|ETRS|E*Trade Securities LLC|4004
SLYG|SPDR S&P 600 GRWTH|FBSB|U.S. Bancorp Investments, Inc.|2344
SLYG|SPDR S&P 600 GRWTH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2195
SLYG|SPDR S&P 600 GRWTH|FTBR|Foliofn Investments, Inc.|2945
SLYG|SPDR S&P 600 GRWTH|GSCO|GOLDMAN SACHS & CO. LLC|3050
SLYG|SPDR S&P 600 GRWTH|GSLT|GOLDMAN SACHS & CO. LLC|576
SLYG|SPDR S&P 600 GRWTH|HRBF|American Enterprise Investment Services Inc.|18693
SLYG|SPDR S&P 600 GRWTH|IATS|INTERACTIVE BROKERS LLC|2000
SLYG|SPDR S&P 600 GRWTH|IBKR|Interactive Brokers Llc|2328
SLYG|SPDR S&P 600 GRWTH|ICBX|INSTINET, LLC|6162
SLYG|SPDR S&P 600 GRWTH|INCA|INSTINET, LLC|1600
SLYG|SPDR S&P 600 GRWTH|ITGI|ITG Inc.|749
SLYG|SPDR S&P 600 GRWTH|JANY|Janney Montgomery Scott Inc.|1665
SLYG|SPDR S&P 600 GRWTH|JMPT|JUMP TRADING, LLC|817
SLYG|SPDR S&P 600 GRWTH|JPMX|J.P. Morgan Securities LLC|11252
SLYG|SPDR S&P 600 GRWTH|JSEB|JANE STREET EXECUTION SERVICES, LLC|169746
SLYG|SPDR S&P 600 GRWTH|JSJX|JANE STREET CAPITAL LLC|172740
SLYG|SPDR S&P 600 GRWTH|KCGM|VIRTU Americas LLC|17275
SLYG|SPDR S&P 600 GRWTH|LEHM|Barclays Capital Inc./Le|28528
SLYG|SPDR S&P 600 GRWTH|LIME|Lime Brokerage LLC|7507
SLYG|SPDR S&P 600 GRWTH|MACC|Mid Atlantic Capital Corporation|4395
SLYG|SPDR S&P 600 GRWTH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13916
SLYG|SPDR S&P 600 GRWTH|MSCO|MORGAN STANLEY & CO. LLC|37979
SLYG|SPDR S&P 600 GRWTH|MSPL|MORGAN STANLEY & CO. LLC|900
SLYG|SPDR S&P 600 GRWTH|NFSC|National Financial Services LLC|74225
SLYG|SPDR S&P 600 GRWTH|NITE|VIRTU Americas LLC|155529
SLYG|SPDR S&P 600 GRWTH|NQRB|Brut, LLC|72
SLYG|SPDR S&P 600 GRWTH|NTBF|BMO Nesbitt Burns Inc./CDS|413
SLYG|SPDR S&P 600 GRWTH|OPCO|Oppenheimer & Co. Inc.|372
SLYG|SPDR S&P 600 GRWTH|PDQM|CODA MARKETS, INC.|8600
SLYG|SPDR S&P 600 GRWTH|PWJC|UBS Financial Services, Inc.|220
SLYG|SPDR S&P 600 GRWTH|RBCM|RBC CAPITAL MARKETS, LLC|2353
SLYG|SPDR S&P 600 GRWTH|SALI|INTL FCSTONE FINANCIAL INC.|53
SLYG|SPDR S&P 600 GRWTH|SBRX|MURIEL SIEBERT & CO INC|292
SLYG|SPDR S&P 600 GRWTH|SBSH|Citigroup Global Markets Inc.|3040
SLYG|SPDR S&P 600 GRWTH|SGMT|GOLDMAN SACHS & CO. LLC|27957
SLYG|SPDR S&P 600 GRWTH|STFL|Stifel, Nicolaus & Company, Incorporated|1572
SLYG|SPDR S&P 600 GRWTH|SWIM|TD Ameritrade, Inc.|1830
SLYG|SPDR S&P 600 GRWTH|SWST|Hilltop Securities Inc.|710
SLYG|SPDR S&P 600 GRWTH|TKNG|ALLY INVEST SECURITIES LLC|6642
SLYG|SPDR S&P 600 GRWTH|TRBT|Tradebot Systems, Inc.|100
SLYG|SPDR S&P 600 GRWTH|TRCM|TRC MARKETS LLC|1170
SLYG|SPDR S&P 600 GRWTH|UBSA|UBS SECURITIES LLC|84342
SLYG|SPDR S&P 600 GRWTH|UBSS|UBS Securities LLC|50287
SLYG|SPDR S&P 600 GRWTH|VALX|VIRTU AMERICAS LLC|1308
SLYG|SPDR S&P 600 GRWTH|VGRD|Vanguard Marketing Corporation|5628
SLYG|SPDR S&P 600 GRWTH|VSIN|Vision Financial Markets Llc|3
SLYG|SPDR S&P 600 GRWTH|WBET|Wallachbeth Capital LLC|4990
SLYG|SPDR S&P 600 GRWTH|WCHV|WELLS FARGO SECURITIES, LLC|42115
SLYG|SPDR S&P 600 GRWTH|WEED|Weeden & Co.L.P.|10
SLYG|SPDR S&P 600 GRWTH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|963
SLYG|SPDR S&P 600 GRWTH|WSEA|WOLVERINE SECURITIES, LLC|4098
SLYG|SPDR S&P 600 GRWTH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36947
SLYV|SPDR S&P SC VALUE|ANOS|ABEL/NOSER, L.L.C.|173
SLYV|SPDR S&P SC VALUE|APCC|Apex Clearing Corporation|2026
SLYV|SPDR S&P SC VALUE|BANK|Primevest Financial Services, Inc.|166
SLYV|SPDR S&P SC VALUE|BARD|Robert W. Baird & Co. Incorporated|95
SLYV|SPDR S&P SC VALUE|BERN|Sanford C. Bernstein & Co., LLC|1
SLYV|SPDR S&P SC VALUE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|496
SLYV|SPDR S&P SC VALUE|CANT|Cantor Fitzgerald & Co.|1802
SLYV|SPDR S&P SC VALUE|CHAS|Charles Schwab & Co., Inc.|38505
SLYV|SPDR S&P SC VALUE|CIST|Capital Institutional Services, Inc.|209
SLYV|SPDR S&P SC VALUE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7
SLYV|SPDR S&P SC VALUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82721
SLYV|SPDR S&P SC VALUE|CSIN|Citadel Securities Institutional LLC|34678
SLYV|SPDR S&P SC VALUE|CTDL|Citadel Derivatives Group Llc|40100
SLYV|SPDR S&P SC VALUE|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
SLYV|SPDR S&P SC VALUE|DBAB|Deutsche Bank Securities Inc.|400
SLYV|SPDR S&P SC VALUE|DBAX|Deutsche Bank Securities Inc.|12800
SLYV|SPDR S&P SC VALUE|DEAN|MORGAN STANLEY|499
SLYV|SPDR S&P SC VALUE|EBXL|EBX LLC|13600
SLYV|SPDR S&P SC VALUE|EDJO|Edward D. Jones & Co., L.P.|4131
SLYV|SPDR S&P SC VALUE|EGAM|CBOE TRADING, INC.|1813
SLYV|SPDR S&P SC VALUE|EGXM|CBOE TRADING, INC.|103
SLYV|SPDR S&P SC VALUE|EGXW|CBOE TRADING, INC.|1
SLYV|SPDR S&P SC VALUE|ETBE|Electronic Transaction Clearing, Inc.|40
SLYV|SPDR S&P SC VALUE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
SLYV|SPDR S&P SC VALUE|ETRS|E*Trade Securities LLC|2309
SLYV|SPDR S&P SC VALUE|FBSB|U.S. Bancorp Investments, Inc.|164
SLYV|SPDR S&P SC VALUE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|861
SLYV|SPDR S&P SC VALUE|FTBR|Foliofn Investments, Inc.|2621
SLYV|SPDR S&P SC VALUE|GLPX|ACS EXECUTION SERVICES, LLC|413
SLYV|SPDR S&P SC VALUE|GSCO|GOLDMAN SACHS & CO. LLC|1204
SLYV|SPDR S&P SC VALUE|GSLT|GOLDMAN SACHS & CO. LLC|1000
SLYV|SPDR S&P SC VALUE|HRBF|American Enterprise Investment Services Inc.|56242
SLYV|SPDR S&P SC VALUE|IATS|INTERACTIVE BROKERS LLC|200
SLYV|SPDR S&P SC VALUE|IBKR|Interactive Brokers Llc|298
SLYV|SPDR S&P SC VALUE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|233
SLYV|SPDR S&P SC VALUE|ICBX|INSTINET, LLC|15386
SLYV|SPDR S&P SC VALUE|INCA|INSTINET, LLC|1746
SLYV|SPDR S&P SC VALUE|ITGI|ITG Inc.|20214
SLYV|SPDR S&P SC VALUE|ITGP|ITG INC.|200
SLYV|SPDR S&P SC VALUE|JANY|Janney Montgomery Scott Inc.|367
SLYV|SPDR S&P SC VALUE|JMPT|JUMP TRADING, LLC|678
SLYV|SPDR S&P SC VALUE|JPMX|J.P. Morgan Securities LLC|8132
SLYV|SPDR S&P SC VALUE|JSEB|JANE STREET EXECUTION SERVICES, LLC|116775
SLYV|SPDR S&P SC VALUE|JSJX|JANE STREET CAPITAL LLC|50420
SLYV|SPDR S&P SC VALUE|KCGM|VIRTU Americas LLC|14669
SLYV|SPDR S&P SC VALUE|LEHM|Barclays Capital Inc./Le|47936
SLYV|SPDR S&P SC VALUE|LIME|Lime Brokerage LLC|24300
SLYV|SPDR S&P SC VALUE|MACC|Mid Atlantic Capital Corporation|742
SLYV|SPDR S&P SC VALUE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20788
SLYV|SPDR S&P SC VALUE|MOTF|MOTIF INVESTING, INC.|8
SLYV|SPDR S&P SC VALUE|MSCO|MORGAN STANLEY & CO. LLC|7301
SLYV|SPDR S&P SC VALUE|MSPL|MORGAN STANLEY & CO. LLC|1600
SLYV|SPDR S&P SC VALUE|NFSC|National Financial Services LLC|49297
SLYV|SPDR S&P SC VALUE|NITE|VIRTU Americas LLC|138458
SLYV|SPDR S&P SC VALUE|NQRB|Brut, LLC|1200
SLYV|SPDR S&P SC VALUE|OPCO|Oppenheimer & Co. Inc.|3253
SLYV|SPDR S&P SC VALUE|PDQM|CODA MARKETS, INC.|513
SLYV|SPDR S&P SC VALUE|PWJC|UBS Financial Services, Inc.|300
SLYV|SPDR S&P SC VALUE|RBCM|RBC CAPITAL MARKETS, LLC|7262
SLYV|SPDR S&P SC VALUE|SALI|INTL FCSTONE FINANCIAL INC.|91
SLYV|SPDR S&P SC VALUE|SBSH|Citigroup Global Markets Inc.|5326
SLYV|SPDR S&P SC VALUE|SGMT|GOLDMAN SACHS & CO. LLC|28373
SLYV|SPDR S&P SC VALUE|SPHN|Stephens Inc.|112
SLYV|SPDR S&P SC VALUE|STFL|Stifel, Nicolaus & Company, Incorporated|1005
SLYV|SPDR S&P SC VALUE|SWIM|TD Ameritrade, Inc.|1454
SLYV|SPDR S&P SC VALUE|SWST|Hilltop Securities Inc.|141
SLYV|SPDR S&P SC VALUE|TKNG|ALLY INVEST SECURITIES LLC|535
SLYV|SPDR S&P SC VALUE|TRCM|TRC MARKETS LLC|535
SLYV|SPDR S&P SC VALUE|UBSA|UBS SECURITIES LLC|83719
SLYV|SPDR S&P SC VALUE|UBSS|UBS Securities LLC|55153
SLYV|SPDR S&P SC VALUE|VALX|VIRTU AMERICAS LLC|3401
SLYV|SPDR S&P SC VALUE|VGRD|Vanguard Marketing Corporation|12169
SLYV|SPDR S&P SC VALUE|WCHV|WELLS FARGO SECURITIES, LLC|12769
SLYV|SPDR S&P SC VALUE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|293
SLYV|SPDR S&P SC VALUE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
SLYV|SPDR S&P SC VALUE|WSEA|WOLVERINE SECURITIES, LLC|893
SLYV|SPDR S&P SC VALUE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29301
SM|SM ENERGY COMPANY|ABLE|NATIXIS Securities Americas LLC|855741
SM|SM ENERGY COMPANY|ADAM|CANACCORD GENUITY INC.|3134
SM|SM ENERGY COMPANY|ALTX|Alternet Securities Inc.|51247
SM|SM ENERGY COMPANY|ANOS|ABEL/NOSER, L.L.C.|1985
SM|SM ENERGY COMPANY|APCC|Apex Clearing Corporation|26035
SM|SM ENERGY COMPANY|BARD|Robert W. Baird & Co. Incorporated|193255
SM|SM ENERGY COMPANY|BATM|CBOE TRADING, INC.|13190
SM|SM ENERGY COMPANY|BAYC|BAY CREST PARTNERS, LLC|4305
SM|SM ENERGY COMPANY|BAYT|BTIG, LLC|19900
SM|SM ENERGY COMPANY|BBNT|BB&T SECURITIES, LLC|272
SM|SM ENERGY COMPANY|BERN|Sanford C. Bernstein & Co., LLC|12327
SM|SM ENERGY COMPANY|BIDS|BIDS TRADING L.P.|7100
SM|SM ENERGY COMPANY|BKCM|BNY Mellon Capital Markets LLC|15365
SM|SM ENERGY COMPANY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|124626
SM|SM ENERGY COMPANY|BLKX|INSTINET, LLC|86300
SM|SM ENERGY COMPANY|BMOC|BMO Capital Markets Corp.|11387
SM|SM ENERGY COMPANY|BNPX|BNP PARIBAS SECURITIES CORP.|60372
SM|SM ENERGY COMPANY|BOSC|Boenning & Scattergood, Inc.|11441
SM|SM ENERGY COMPANY|BTIG|BTIG, LLC|8836
SM|SM ENERGY COMPANY|BYXM|CBOE TRADING, INC.|6116
SM|SM ENERGY COMPANY|BZYD|GOLDMAN SACHS & CO. LLC|900
SM|SM ENERGY COMPANY|CANT|Cantor Fitzgerald & Co.|15148
SM|SM ENERGY COMPANY|CBLC|CITIGROUP GLOBAL MARKETS INC.|45800
SM|SM ENERGY COMPANY|CHAS|Charles Schwab & Co., Inc.|48435
SM|SM ENERGY COMPANY|CIST|Capital Institutional Services, Inc.|63
SM|SM ENERGY COMPANY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|282340
SM|SM ENERGY COMPANY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1454
SM|SM ENERGY COMPANY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|79519
SM|SM ENERGY COMPANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1384283
SM|SM ENERGY COMPANY|CTDL|Citadel Derivatives Group Llc|15964
SM|SM ENERGY COMPANY|CTLR|CUTLER GROUP, LP|700
SM|SM ENERGY COMPANY|CXCX|CITIGROUP GLOBAL MARKETS INC.|172790
SM|SM ENERGY COMPANY|DADA|D.A. Davidson & Co.|43
SM|SM ENERGY COMPANY|DBAB|Deutsche Bank Securities Inc.|731645
SM|SM ENERGY COMPANY|DBAX|Deutsche Bank Securities Inc.|847900
SM|SM ENERGY COMPANY|DBUL|Deutsche Bank Securities Inc.|14151
SM|SM ENERGY COMPANY|DCHF|Dart Executions, LLC|5997
SM|SM ENERGY COMPANY|DEAN|MORGAN STANLEY|8413
SM|SM ENERGY COMPANY|DEGS|RONIN PROFESSIONAL LLC|3312
SM|SM ENERGY COMPANY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32561
SM|SM ENERGY COMPANY|EBXL|EBX LLC|517900
SM|SM ENERGY COMPANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|18499
SM|SM ENERGY COMPANY|EDJO|Edward D. Jones & Co., L.P.|15
SM|SM ENERGY COMPANY|EGAM|CBOE TRADING, INC.|63288
SM|SM ENERGY COMPANY|EGAW|CBOE TRADING, INC.|802
SM|SM ENERGY COMPANY|EGMT|EG MARKET TECHNOLOGIES LLC|200
SM|SM ENERGY COMPANY|EGXM|CBOE TRADING, INC.|27278
SM|SM ENERGY COMPANY|EGXW|CBOE TRADING, INC.|271
SM|SM ENERGY COMPANY|ETBE|Electronic Transaction Clearing, Inc.|34722
SM|SM ENERGY COMPANY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|49223
SM|SM ENERGY COMPANY|ETCB|ETC BROKERAGE SERVICES, LLC|600
SM|SM ENERGY COMPANY|ETCC|Electronic Transaction Clearing, Inc.|400
SM|SM ENERGY COMPANY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|49108
SM|SM ENERGY COMPANY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3623
SM|SM ENERGY COMPANY|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|396
SM|SM ENERGY COMPANY|ETRS|E*Trade Securities LLC|957211
SM|SM ENERGY COMPANY|FILL|Tradestation Securities, Inc.|43258
SM|SM ENERGY COMPANY|FINX|FINTECH SECURITIES|300
SM|SM ENERGY COMPANY|FMAF|NBCN Inc./ CDS|1250
SM|SM ENERGY COMPANY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8009
SM|SM ENERGY COMPANY|FQLS|Quantlab Securities LP|700243
SM|SM ENERGY COMPANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136242
SM|SM ENERGY COMPANY|FTBR|Foliofn Investments, Inc.|270
SM|SM ENERGY COMPANY|GEBB|GLOBAL EXECUTION BROKERS, LP|7100
SM|SM ENERGY COMPANY|GLIS|TD Securities Inc|800
SM|SM ENERGY COMPANY|GLPX|ACS EXECUTION SERVICES, LLC|89377
SM|SM ENERGY COMPANY|GSCO|GOLDMAN SACHS & CO. LLC|3512848
SM|SM ENERGY COMPANY|GSCS|GOLDMAN SACHS & CO. LLC|8049
SM|SM ENERGY COMPANY|GSLT|GOLDMAN SACHS & CO. LLC|48184
SM|SM ENERGY COMPANY|GTSZ|GTS SECURITIES LLC|283251
SM|SM ENERGY COMPANY|HAPX|HAP Trading, LLC|93
SM|SM ENERGY COMPANY|HRBF|American Enterprise Investment Services Inc.|1492
SM|SM ENERGY COMPANY|HSBC|HSBC Securities, Inc.|18750
SM|SM ENERGY COMPANY|IATS|INTERACTIVE BROKERS LLC|79992
SM|SM ENERGY COMPANY|IBKR|Interactive Brokers Llc|188494
SM|SM ENERGY COMPANY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|90
SM|SM ENERGY COMPANY|ICBX|INSTINET, LLC|192475
SM|SM ENERGY COMPANY|IEQY|CITADEL SECURITIES LLC|549055
SM|SM ENERGY COMPANY|INCA|INSTINET, LLC|1072491
SM|SM ENERGY COMPANY|INJX|INSTINET, LLC|55791
SM|SM ENERGY COMPANY|ITGI|ITG Inc.|711583
SM|SM ENERGY COMPANY|ITGP|ITG INC.|625000
SM|SM ENERGY COMPANY|JANY|Janney Montgomery Scott Inc.|408
SM|SM ENERGY COMPANY|JEFF|JEFFERIES LLC|418283
SM|SM ENERGY COMPANY|JMPT|JUMP TRADING, LLC|154475
SM|SM ENERGY COMPANY|JPBX|J.P. MORGAN SECURITIES LLC|297086
SM|SM ENERGY COMPANY|JPMX|J.P. Morgan Securities LLC|1238709
SM|SM ENERGY COMPANY|JSJX|JANE STREET CAPITAL LLC|24072
SM|SM ENERGY COMPANY|KCGM|VIRTU Americas LLC|224958
SM|SM ENERGY COMPANY|LEHM|Barclays Capital Inc./Le|3771283
SM|SM ENERGY COMPANY|LIME|Lime Brokerage LLC|188730
SM|SM ENERGY COMPANY|LMNX|LUMINEX TRADING & ANALYTICS LLC|76800
SM|SM ENERGY COMPANY|LOOP|Loop Capital Markets LLC|2900
SM|SM ENERGY COMPANY|LQNA|LIQUIDNET, INC.|366000
SM|SM ENERGY COMPANY|LQNB|LIQUIDNET, INC.|24600
SM|SM ENERGY COMPANY|LSCI|Lek Securities Corporation|1153
SM|SM ENERGY COMPANY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2137
SM|SM ENERGY COMPANY|MAXM|Maxim Group LLC|10425
SM|SM ENERGY COMPANY|MBTS|ALLY INVEST SECURITIES LLC|600
SM|SM ENERGY COMPANY|MKMP|MKM Partners LLC|15400
SM|SM ENERGY COMPANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|292594
SM|SM ENERGY COMPANY|MNDX|TJM Investments, LLC|31561
SM|SM ENERGY COMPANY|MOTF|MOTIF INVESTING, INC.|7
SM|SM ENERGY COMPANY|MSCO|MORGAN STANLEY & CO. LLC|3800841
SM|SM ENERGY COMPANY|MSPL|MORGAN STANLEY & CO. LLC|911300
SM|SM ENERGY COMPANY|MSTX|MORGAN STANLEY & CO. LLC|439900
SM|SM ENERGY COMPANY|MZHO|Mizuho Securities USA LLC|301100
SM|SM ENERGY COMPANY|NATL|National Securities Corporation|900
SM|SM ENERGY COMPANY|NFSC|National Financial Services LLC|870018
SM|SM ENERGY COMPANY|NITE|VIRTU Americas LLC|2600138
SM|SM ENERGY COMPANY|NITP|VIRTU Americas LLC|5877
SM|SM ENERGY COMPANY|NORT|Northland Securities, Inc.|6426
SM|SM ENERGY COMPANY|NQRB|Brut, LLC|91203
SM|SM ENERGY COMPANY|NTBF|BMO Nesbitt Burns Inc./CDS|1255
SM|SM ENERGY COMPANY|OHOS|TWO SIGMA SECURITIES, LLC|125010
SM|SM ENERGY COMPANY|OPCO|Oppenheimer & Co. Inc.|881
SM|SM ENERGY COMPANY|OTAA|OTA LLC|16400
SM|SM ENERGY COMPANY|PCPT|PHILLIP CAPITAL INC.|42
SM|SM ENERGY COMPANY|PDQM|CODA MARKETS, INC.|293809
SM|SM ENERGY COMPANY|PHLY|NASDAQ Execution Services, LLC|2800
SM|SM ENERGY COMPANY|POIN|PRECISION SECURITIES, LLC (POIN)|500
SM|SM ENERGY COMPANY|PWJC|UBS Financial Services, Inc.|16670
SM|SM ENERGY COMPANY|RBCM|RBC CAPITAL MARKETS, LLC|106605
SM|SM ENERGY COMPANY|RGLD|Regal Securities, Inc|5
SM|SM ENERGY COMPANY|RHCO|Suntrust Robinson Humphrey, Inc.|67100
SM|SM ENERGY COMPANY|SAGL|SAGETRADER, LLC|42328
SM|SM ENERGY COMPANY|SAGW|SAGETRADER, LLC|650
SM|SM ENERGY COMPANY|SBSH|Citigroup Global Markets Inc.|328862
SM|SM ENERGY COMPANY|SCMC|Scotia Capital Markets (USA) Inc.|800
SM|SM ENERGY COMPANY|SEIC|SEI Investments Distribution Co.|100
SM|SM ENERGY COMPANY|SGMT|GOLDMAN SACHS & CO. LLC|294478
SM|SM ENERGY COMPANY|SPDR|SPEEDROUTE LLC|28200
SM|SM ENERGY COMPANY|SPGS|Sea Port Group Securities, LLC|67700
SM|SM ENERGY COMPANY|SPNT|SEVEN POINTS CAPITAL, LLC|200
SM|SM ENERGY COMPANY|SSBS|STATE STREET GLOBAL MARKETS, LLC|1400
SM|SM ENERGY COMPANY|STFL|Stifel, Nicolaus & Company, Incorporated|18831
SM|SM ENERGY COMPANY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15643
SM|SM ENERGY COMPANY|SWIM|TD Ameritrade, Inc.|968020
SM|SM ENERGY COMPANY|SWST|Hilltop Securities Inc.|23293
SM|SM ENERGY COMPANY|TKNG|ALLY INVEST SECURITIES LLC|60345
SM|SM ENERGY COMPANY|TOUR|TOURMALINE PARTNERS, LLC|23200
SM|SM ENERGY COMPANY|TRBT|Tradebot Systems, Inc.|576180
SM|SM ENERGY COMPANY|TRCM|TRC MARKETS LLC|1053868
SM|SM ENERGY COMPANY|TWTT|TASTYWORKS, INC.|25
SM|SM ENERGY COMPANY|UBSA|UBS SECURITIES LLC|1926581
SM|SM ENERGY COMPANY|UBSS|UBS Securities LLC|2183699
SM|SM ENERGY COMPANY|VALX|VIRTU AMERICAS LLC|16299
SM|SM ENERGY COMPANY|VGRD|Vanguard Marketing Corporation|42306
SM|SM ENERGY COMPANY|WBLR|WILLIAM BLAIR|600
SM|SM ENERGY COMPANY|WBPX|SUMMIT SECURITIES GROUP, LLC|8883
SM|SM ENERGY COMPANY|WCHV|WELLS FARGO SECURITIES, LLC|431827
SM|SM ENERGY COMPANY|WDNX|WEEDEN & CO.L.P.|286
SM|SM ENERGY COMPANY|WEDB|WEDBUSH SECURITIES INC.|30626
SM|SM ENERGY COMPANY|WEED|Weeden & Co.L.P.|200
SM|SM ENERGY COMPANY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44024
SM|SM ENERGY COMPANY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45583
SM|SM ENERGY COMPANY|WGIF|CIBC World Markets Inc.|1503
SM|SM ENERGY COMPANY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|537
SM|SM ENERGY COMPANY|WSEA|WOLVERINE SECURITIES, LLC|63957
SM|SM ENERGY COMPANY|XIST|INSTINET, LLC|159400
SM|SM ENERGY COMPANY|XPQR|Jump Trading|1600
SM|SM ENERGY COMPANY|XSTM|NATIONAL FINANCIAL SERVICES LLC|420968
SM|SM ENERGY COMPANY|YKNA|COMHAR CAPITAL MARKETS, LLC|8036
SM|SM ENERGY COMPANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8885
SMAR|SMARTSHHET INC.|ALTX|Alternet Securities Inc.|32108
SMAR|SMARTSHHET INC.|APCC|Apex Clearing Corporation|12310
SMAR|SMARTSHHET INC.|AQUA|AQUA SECURITIES L.P.|3400
SMAR|SMARTSHHET INC.|BATM|CBOE TRADING, INC.|8527
SMAR|SMARTSHHET INC.|BAYC|BAY CREST PARTNERS, LLC|75
SMAR|SMARTSHHET INC.|BAYT|BTIG, LLC|12743
SMAR|SMARTSHHET INC.|BERN|Sanford C. Bernstein & Co., LLC|87617
SMAR|SMARTSHHET INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9154
SMAR|SMARTSHHET INC.|BTIG|BTIG, LLC|1488
SMAR|SMARTSHHET INC.|BYXM|CBOE TRADING, INC.|5476
SMAR|SMARTSHHET INC.|CBRA|Cobra Trading, Inc.|1000
SMAR|SMARTSHHET INC.|CHAS|Charles Schwab & Co., Inc.|2892
SMAR|SMARTSHHET INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71694
SMAR|SMARTSHHET INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|80252
SMAR|SMARTSHHET INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14359
SMAR|SMARTSHHET INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|240037
SMAR|SMARTSHHET INC.|CTDL|Citadel Derivatives Group Llc|1285
SMAR|SMARTSHHET INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|23640
SMAR|SMARTSHHET INC.|DADA|D.A. Davidson & Co.|1174
SMAR|SMARTSHHET INC.|DAVA|Davenport & Company LLC|201
SMAR|SMARTSHHET INC.|DBAB|Deutsche Bank Securities Inc.|55102
SMAR|SMARTSHHET INC.|DBAX|Deutsche Bank Securities Inc.|266400
SMAR|SMARTSHHET INC.|DEAN|MORGAN STANLEY|12708
SMAR|SMARTSHHET INC.|DEGS|RONIN PROFESSIONAL LLC|13773
SMAR|SMARTSHHET INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6767
SMAR|SMARTSHHET INC.|EBXL|EBX LLC|91500
SMAR|SMARTSHHET INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2697
SMAR|SMARTSHHET INC.|EDJO|Edward D. Jones & Co., L.P.|3574
SMAR|SMARTSHHET INC.|EGAM|CBOE TRADING, INC.|22995
SMAR|SMARTSHHET INC.|EGAW|CBOE TRADING, INC.|100
SMAR|SMARTSHHET INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
SMAR|SMARTSHHET INC.|EGXM|CBOE TRADING, INC.|3743
SMAR|SMARTSHHET INC.|ETBE|Electronic Transaction Clearing, Inc.|2673
SMAR|SMARTSHHET INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3000
SMAR|SMARTSHHET INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4730
SMAR|SMARTSHHET INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|827
SMAR|SMARTSHHET INC.|ETRS|E*Trade Securities LLC|357010
SMAR|SMARTSHHET INC.|FILL|Tradestation Securities, Inc.|31958
SMAR|SMARTSHHET INC.|FMAF|NBCN Inc./ CDS|1603
SMAR|SMARTSHHET INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5065
SMAR|SMARTSHHET INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85191
SMAR|SMARTSHHET INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SMAR|SMARTSHHET INC.|GLIS|TD Securities Inc|5990
SMAR|SMARTSHHET INC.|GLPX|ACS EXECUTION SERVICES, LLC|161303
SMAR|SMARTSHHET INC.|GSCO|GOLDMAN SACHS & CO. LLC|303822
SMAR|SMARTSHHET INC.|GSCS|GOLDMAN SACHS & CO. LLC|14359
SMAR|SMARTSHHET INC.|GSLT|GOLDMAN SACHS & CO. LLC|8430
SMAR|SMARTSHHET INC.|GTSZ|GTS SECURITIES LLC|67335
SMAR|SMARTSHHET INC.|HRBF|American Enterprise Investment Services Inc.|4152
SMAR|SMARTSHHET INC.|HSBC|HSBC Securities, Inc.|14050
SMAR|SMARTSHHET INC.|IATS|INTERACTIVE BROKERS LLC|77678
SMAR|SMARTSHHET INC.|IBKR|Interactive Brokers Llc|96279
SMAR|SMARTSHHET INC.|ICBX|INSTINET, LLC|52247
SMAR|SMARTSHHET INC.|INCA|INSTINET, LLC|235215
SMAR|SMARTSHHET INC.|INJX|INSTINET, LLC|7811
SMAR|SMARTSHHET INC.|ITGI|ITG Inc.|108026
SMAR|SMARTSHHET INC.|ITGP|ITG INC.|201800
SMAR|SMARTSHHET INC.|JANY|Janney Montgomery Scott Inc.|3589
SMAR|SMARTSHHET INC.|JEFF|JEFFERIES LLC|209331
SMAR|SMARTSHHET INC.|JMPT|JUMP TRADING, LLC|10139
SMAR|SMARTSHHET INC.|JONE|JonesTrading|18690
SMAR|SMARTSHHET INC.|JPBX|J.P. MORGAN SECURITIES LLC|1400
SMAR|SMARTSHHET INC.|JPMX|J.P. Morgan Securities LLC|322569
SMAR|SMARTSHHET INC.|JSJX|JANE STREET CAPITAL LLC|14027
SMAR|SMARTSHHET INC.|KCGM|VIRTU Americas LLC|88366
SMAR|SMARTSHHET INC.|LEHM|Barclays Capital Inc./Le|247101
SMAR|SMARTSHHET INC.|LIME|Lime Brokerage LLC|21521
SMAR|SMARTSHHET INC.|LQNA|LIQUIDNET, INC.|120800
SMAR|SMARTSHHET INC.|LSCI|Lek Securities Corporation|1276
SMAR|SMARTSHHET INC.|MBTS|ALLY INVEST SECURITIES LLC|40
SMAR|SMARTSHHET INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65828
SMAR|SMARTSHHET INC.|MOTF|MOTIF INVESTING, INC.|32
SMAR|SMARTSHHET INC.|MSCO|MORGAN STANLEY & CO. LLC|500250
SMAR|SMARTSHHET INC.|MSPL|MORGAN STANLEY & CO. LLC|123500
SMAR|SMARTSHHET INC.|MSTX|MORGAN STANLEY & CO. LLC|25200
SMAR|SMARTSHHET INC.|NATL|National Securities Corporation|3400
SMAR|SMARTSHHET INC.|NEUB|NEUBERGER BERMAN BD LLC|200
SMAR|SMARTSHHET INC.|NFSC|National Financial Services LLC|643405
SMAR|SMARTSHHET INC.|NITE|VIRTU Americas LLC|1153025
SMAR|SMARTSHHET INC.|NITP|VIRTU Americas LLC|200
SMAR|SMARTSHHET INC.|NQRB|Brut, LLC|5847
SMAR|SMARTSHHET INC.|NTBF|BMO Nesbitt Burns Inc./CDS|11325
SMAR|SMARTSHHET INC.|OPCO|Oppenheimer & Co. Inc.|4397
SMAR|SMARTSHHET INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|230
SMAR|SMARTSHHET INC.|PDQM|CODA MARKETS, INC.|473004
SMAR|SMARTSHHET INC.|PWJC|UBS Financial Services, Inc.|2000
SMAR|SMARTSHHET INC.|RBCM|RBC CAPITAL MARKETS, LLC|81430
SMAR|SMARTSHHET INC.|RGLD|Regal Securities, Inc|15
SMAR|SMARTSHHET INC.|RHCO|Suntrust Robinson Humphrey, Inc.|73796
SMAR|SMARTSHHET INC.|SAGL|SAGETRADER, LLC|20953
SMAR|SMARTSHHET INC.|SBRX|MURIEL SIEBERT & CO INC|200
SMAR|SMARTSHHET INC.|SBSH|Citigroup Global Markets Inc.|18865
SMAR|SMARTSHHET INC.|SGMT|GOLDMAN SACHS & CO. LLC|102142
SMAR|SMARTSHHET INC.|SIBO|Prime Executions, Inc.|1300
SMAR|SMARTSHHET INC.|SOGO|Wang Investment Associates, Inc.|26
SMAR|SMARTSHHET INC.|SPDR|SPEEDROUTE LLC|29148
SMAR|SMARTSHHET INC.|SPHN|Stephens Inc.|4900
SMAR|SMARTSHHET INC.|SPTD|MINT GLOBAL MARKETS, INC.|500
SMAR|SMARTSHHET INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2780
SMAR|SMARTSHHET INC.|STKP|STOCKPILE INVESTMENTS, INC.|182
SMAR|SMARTSHHET INC.|SWIM|TD Ameritrade, Inc.|386586
SMAR|SMARTSHHET INC.|SWST|Hilltop Securities Inc.|200
SMAR|SMARTSHHET INC.|TKNG|ALLY INVEST SECURITIES LLC|20064
SMAR|SMARTSHHET INC.|TRBT|Tradebot Systems, Inc.|97636
SMAR|SMARTSHHET INC.|TRCM|TRC MARKETS LLC|3845
SMAR|SMARTSHHET INC.|TWTT|TASTYWORKS, INC.|252
SMAR|SMARTSHHET INC.|UBSA|UBS SECURITIES LLC|421699
SMAR|SMARTSHHET INC.|UBSS|UBS Securities LLC|204289
SMAR|SMARTSHHET INC.|VALX|VIRTU AMERICAS LLC|22022
SMAR|SMARTSHHET INC.|VGRD|Vanguard Marketing Corporation|50783
SMAR|SMARTSHHET INC.|VNDM|Wall Street Access|4500
SMAR|SMARTSHHET INC.|VSIN|Vision Financial Markets Llc|100
SMAR|SMARTSHHET INC.|WBLR|WILLIAM BLAIR|12563
SMAR|SMARTSHHET INC.|WCHV|WELLS FARGO SECURITIES, LLC|182819
SMAR|SMARTSHHET INC.|WEDB|WEDBUSH SECURITIES INC.|45317
SMAR|SMARTSHHET INC.|WEED|Weeden & Co.L.P.|500
SMAR|SMARTSHHET INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1836
SMAR|SMARTSHHET INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11362
SMAR|SMARTSHHET INC.|WGIF|CIBC World Markets Inc.|4357
SMAR|SMARTSHHET INC.|WSEA|WOLVERINE SECURITIES, LLC|100066
SMAR|SMARTSHHET INC.|XIST|INSTINET, LLC|9800
SMAR|SMARTSHHET INC.|XPQR|Jump Trading|500
SMAR|SMARTSHHET INC.|XPUS|XP SECURITIES, LLC|800
SMAR|SMARTSHHET INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|62792
SMAR|SMARTSHHET INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|43610
SMAR|SMARTSHHET INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3552
SMB|VANECK VECTORS SHORT|APCC|Apex Clearing Corporation|2
SMB|VANECK VECTORS SHORT|BANK|Primevest Financial Services, Inc.|1
SMB|VANECK VECTORS SHORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1837
SMB|VANECK VECTORS SHORT|CANT|Cantor Fitzgerald & Co.|87540
SMB|VANECK VECTORS SHORT|CHAS|Charles Schwab & Co., Inc.|134722
SMB|VANECK VECTORS SHORT|CIST|Capital Institutional Services, Inc.|18
SMB|VANECK VECTORS SHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23900
SMB|VANECK VECTORS SHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9550
SMB|VANECK VECTORS SHORT|DBAX|Deutsche Bank Securities Inc.|5800
SMB|VANECK VECTORS SHORT|DEAN|MORGAN STANLEY|354
SMB|VANECK VECTORS SHORT|EBXL|EBX LLC|6100
SMB|VANECK VECTORS SHORT|EDJO|Edward D. Jones & Co., L.P.|281
SMB|VANECK VECTORS SHORT|ETRS|E*Trade Securities LLC|1003
SMB|VANECK VECTORS SHORT|FBSB|U.S. Bancorp Investments, Inc.|13
SMB|VANECK VECTORS SHORT|FTBR|Foliofn Investments, Inc.|2461
SMB|VANECK VECTORS SHORT|GSCO|GOLDMAN SACHS & CO. LLC|300
SMB|VANECK VECTORS SHORT|GSLT|GOLDMAN SACHS & CO. LLC|315
SMB|VANECK VECTORS SHORT|HRBF|American Enterprise Investment Services Inc.|14186
SMB|VANECK VECTORS SHORT|IBKR|Interactive Brokers Llc|300
SMB|VANECK VECTORS SHORT|ICBX|INSTINET, LLC|3890
SMB|VANECK VECTORS SHORT|INCA|INSTINET, LLC|4600
SMB|VANECK VECTORS SHORT|JANY|Janney Montgomery Scott Inc.|3244
SMB|VANECK VECTORS SHORT|JPMX|J.P. Morgan Securities LLC|14284
SMB|VANECK VECTORS SHORT|JSEB|JANE STREET EXECUTION SERVICES, LLC|34071
SMB|VANECK VECTORS SHORT|JSJX|JANE STREET CAPITAL LLC|39971
SMB|VANECK VECTORS SHORT|KCGM|VIRTU Americas LLC|5889
SMB|VANECK VECTORS SHORT|LEHM|Barclays Capital Inc./Le|12600
SMB|VANECK VECTORS SHORT|LIME|Lime Brokerage LLC|9139
SMB|VANECK VECTORS SHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12780
SMB|VANECK VECTORS SHORT|MSCO|MORGAN STANLEY & CO. LLC|47106
SMB|VANECK VECTORS SHORT|MSPL|MORGAN STANLEY & CO. LLC|9600
SMB|VANECK VECTORS SHORT|NFSC|National Financial Services LLC|48696
SMB|VANECK VECTORS SHORT|NITE|VIRTU Americas LLC|54247
SMB|VANECK VECTORS SHORT|NQRB|Brut, LLC|2200
SMB|VANECK VECTORS SHORT|PDQM|CODA MARKETS, INC.|100
SMB|VANECK VECTORS SHORT|SBSH|Citigroup Global Markets Inc.|676
SMB|VANECK VECTORS SHORT|SGMT|GOLDMAN SACHS & CO. LLC|5678
SMB|VANECK VECTORS SHORT|STFL|Stifel, Nicolaus & Company, Incorporated|2058
SMB|VANECK VECTORS SHORT|SWIM|TD Ameritrade, Inc.|639
SMB|VANECK VECTORS SHORT|UBSA|UBS SECURITIES LLC|3024
SMB|VANECK VECTORS SHORT|UBSS|UBS Securities LLC|11053
SMB|VANECK VECTORS SHORT|VGRD|Vanguard Marketing Corporation|8004
SMB|VANECK VECTORS SHORT|WCHV|WELLS FARGO SECURITIES, LLC|33833
SMB|VANECK VECTORS SHORT|WSEA|WOLVERINE SECURITIES, LLC|2
SMB|VANECK VECTORS SHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SMB|VANECK VECTORS SHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5429
SMBC|SOUTHERN MO BANCORP|ALTX|Alternet Securities Inc.|600
SMBC|SOUTHERN MO BANCORP|APCC|Apex Clearing Corporation|4
SMBC|SOUTHERN MO BANCORP|AQUA|AQUA SECURITIES L.P.|2800
SMBC|SOUTHERN MO BANCORP|BATM|CBOE TRADING, INC.|152
SMBC|SOUTHERN MO BANCORP|BERN|Sanford C. Bernstein & Co., LLC|746
SMBC|SOUTHERN MO BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|871
SMBC|SOUTHERN MO BANCORP|BMOC|BMO Capital Markets Corp.|1106
SMBC|SOUTHERN MO BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|642
SMBC|SOUTHERN MO BANCORP|BYXM|CBOE TRADING, INC.|296
SMBC|SOUTHERN MO BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|433
SMBC|SOUTHERN MO BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11991
SMBC|SOUTHERN MO BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19943
SMBC|SOUTHERN MO BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11101
SMBC|SOUTHERN MO BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1292
SMBC|SOUTHERN MO BANCORP|CTDL|Citadel Derivatives Group Llc|648
SMBC|SOUTHERN MO BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|844
SMBC|SOUTHERN MO BANCORP|DBAB|Deutsche Bank Securities Inc.|20389
SMBC|SOUTHERN MO BANCORP|DBAX|Deutsche Bank Securities Inc.|1400
SMBC|SOUTHERN MO BANCORP|DEGS|RONIN PROFESSIONAL LLC|914
SMBC|SOUTHERN MO BANCORP|EBXL|EBX LLC|1900
SMBC|SOUTHERN MO BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|833
SMBC|SOUTHERN MO BANCORP|EDJO|Edward D. Jones & Co., L.P.|3666
SMBC|SOUTHERN MO BANCORP|EGAM|CBOE TRADING, INC.|400
SMBC|SOUTHERN MO BANCORP|EGXW|CBOE TRADING, INC.|1
SMBC|SOUTHERN MO BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
SMBC|SOUTHERN MO BANCORP|ETRS|E*Trade Securities LLC|1
SMBC|SOUTHERN MO BANCORP|FBCO|Credit Suisse Securities (USA) LLC|39154
SMBC|SOUTHERN MO BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|7685
SMBC|SOUTHERN MO BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5397
SMBC|SOUTHERN MO BANCORP|FTBR|Foliofn Investments, Inc.|1
SMBC|SOUTHERN MO BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|11271
SMBC|SOUTHERN MO BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|4896
SMBC|SOUTHERN MO BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|36686
SMBC|SOUTHERN MO BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|1397
SMBC|SOUTHERN MO BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|200
SMBC|SOUTHERN MO BANCORP|GTSZ|GTS SECURITIES LLC|5843
SMBC|SOUTHERN MO BANCORP|IATS|INTERACTIVE BROKERS LLC|175
SMBC|SOUTHERN MO BANCORP|IBKR|Interactive Brokers Llc|5817
SMBC|SOUTHERN MO BANCORP|ICBX|INSTINET, LLC|800
SMBC|SOUTHERN MO BANCORP|IEQY|CITADEL SECURITIES LLC|627
SMBC|SOUTHERN MO BANCORP|IMPC|Imperial Capital, LLC|100
SMBC|SOUTHERN MO BANCORP|INCA|INSTINET, LLC|17521
SMBC|SOUTHERN MO BANCORP|INJX|INSTINET, LLC|648
SMBC|SOUTHERN MO BANCORP|ITGI|ITG Inc.|2652
SMBC|SOUTHERN MO BANCORP|ITGP|ITG INC.|3800
SMBC|SOUTHERN MO BANCORP|JEFF|JEFFERIES LLC|223
SMBC|SOUTHERN MO BANCORP|JPMX|J.P. Morgan Securities LLC|1460
SMBC|SOUTHERN MO BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|63
SMBC|SOUTHERN MO BANCORP|KCGM|VIRTU Americas LLC|760
SMBC|SOUTHERN MO BANCORP|LEHM|Barclays Capital Inc./Le|6368
SMBC|SOUTHERN MO BANCORP|LIME|Lime Brokerage LLC|12360
SMBC|SOUTHERN MO BANCORP|LMGP|LIME BROKERAGE LLC|10800
SMBC|SOUTHERN MO BANCORP|LQNA|LIQUIDNET, INC.|8300
SMBC|SOUTHERN MO BANCORP|MAXM|Maxim Group LLC|684
SMBC|SOUTHERN MO BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3500
SMBC|SOUTHERN MO BANCORP|MOTF|MOTIF INVESTING, INC.|1
SMBC|SOUTHERN MO BANCORP|MSCO|MORGAN STANLEY & CO. LLC|48804
SMBC|SOUTHERN MO BANCORP|MSPL|MORGAN STANLEY & CO. LLC|2800
SMBC|SOUTHERN MO BANCORP|NFSC|National Financial Services LLC|4461
SMBC|SOUTHERN MO BANCORP|NITE|VIRTU Americas LLC|13441
SMBC|SOUTHERN MO BANCORP|NQRB|Brut, LLC|123
SMBC|SOUTHERN MO BANCORP|ONEL|O'NEIL SECURITIES, INCORPORATED|1348
SMBC|SOUTHERN MO BANCORP|PDQM|CODA MARKETS, INC.|6207
SMBC|SOUTHERN MO BANCORP|PWJC|UBS Financial Services, Inc.|740
SMBC|SOUTHERN MO BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|329
SMBC|SOUTHERN MO BANCORP|SBSH|Citigroup Global Markets Inc.|7957
SMBC|SOUTHERN MO BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|1868
SMBC|SOUTHERN MO BANCORP|SPDR|SPEEDROUTE LLC|903
SMBC|SOUTHERN MO BANCORP|SPTD|MINT GLOBAL MARKETS, INC.|5146
SMBC|SOUTHERN MO BANCORP|SWIM|TD Ameritrade, Inc.|1500
SMBC|SOUTHERN MO BANCORP|SWST|Hilltop Securities Inc.|600
SMBC|SOUTHERN MO BANCORP|TKNG|ALLY INVEST SECURITIES LLC|20
SMBC|SOUTHERN MO BANCORP|TRBT|Tradebot Systems, Inc.|866
SMBC|SOUTHERN MO BANCORP|TRCM|TRC MARKETS LLC|9447
SMBC|SOUTHERN MO BANCORP|UBSA|UBS SECURITIES LLC|8704
SMBC|SOUTHERN MO BANCORP|UBSS|UBS Securities LLC|31104
SMBC|SOUTHERN MO BANCORP|VALX|VIRTU AMERICAS LLC|1040
SMBC|SOUTHERN MO BANCORP|WABR|Wall Street Access|2928
SMBC|SOUTHERN MO BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|4291
SMBC|SOUTHERN MO BANCORP|WSEA|WOLVERINE SECURITIES, LLC|30
SMBC|SOUTHERN MO BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SMBC|SOUTHERN MO BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|530
SMBC|SOUTHERN MO BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2246
SMBK|SMARTFINANCIAL CM ST|ALTX|Alternet Securities Inc.|3086
SMBK|SMARTFINANCIAL CM ST|APCC|Apex Clearing Corporation|4
SMBK|SMARTFINANCIAL CM ST|BATM|CBOE TRADING, INC.|666
SMBK|SMARTFINANCIAL CM ST|BERN|Sanford C. Bernstein & Co., LLC|8
SMBK|SMARTFINANCIAL CM ST|BMOC|BMO Capital Markets Corp.|1460
SMBK|SMARTFINANCIAL CM ST|BNPX|BNP PARIBAS SECURITIES CORP.|1345
SMBK|SMARTFINANCIAL CM ST|BTIG|BTIG, LLC|101
SMBK|SMARTFINANCIAL CM ST|CANT|Cantor Fitzgerald & Co.|1122
SMBK|SMARTFINANCIAL CM ST|CHAS|Charles Schwab & Co., Inc.|85
SMBK|SMARTFINANCIAL CM ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36
SMBK|SMARTFINANCIAL CM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11869
SMBK|SMARTFINANCIAL CM ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14917
SMBK|SMARTFINANCIAL CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8393
SMBK|SMARTFINANCIAL CM ST|CTDL|Citadel Derivatives Group Llc|4516
SMBK|SMARTFINANCIAL CM ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|1198
SMBK|SMARTFINANCIAL CM ST|DBAB|Deutsche Bank Securities Inc.|91767
SMBK|SMARTFINANCIAL CM ST|DBAX|Deutsche Bank Securities Inc.|5000
SMBK|SMARTFINANCIAL CM ST|DEAN|MORGAN STANLEY|700
SMBK|SMARTFINANCIAL CM ST|DEGS|RONIN PROFESSIONAL LLC|5069
SMBK|SMARTFINANCIAL CM ST|EBXL|EBX LLC|3600
SMBK|SMARTFINANCIAL CM ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|7329
SMBK|SMARTFINANCIAL CM ST|EDJO|Edward D. Jones & Co., L.P.|2309
SMBK|SMARTFINANCIAL CM ST|EGAM|CBOE TRADING, INC.|1549
SMBK|SMARTFINANCIAL CM ST|EGXM|CBOE TRADING, INC.|200
SMBK|SMARTFINANCIAL CM ST|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2860
SMBK|SMARTFINANCIAL CM ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|710
SMBK|SMARTFINANCIAL CM ST|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|60
SMBK|SMARTFINANCIAL CM ST|ETRS|E*Trade Securities LLC|178
SMBK|SMARTFINANCIAL CM ST|FBCO|Credit Suisse Securities (USA) LLC|47339
SMBK|SMARTFINANCIAL CM ST|FILL|Tradestation Securities, Inc.|142
SMBK|SMARTFINANCIAL CM ST|FOMA|TD AMERITRADE CLEARING, INC.|2772
SMBK|SMARTFINANCIAL CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11256
SMBK|SMARTFINANCIAL CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
SMBK|SMARTFINANCIAL CM ST|GLPX|ACS EXECUTION SERVICES, LLC|1857
SMBK|SMARTFINANCIAL CM ST|GSCO|GOLDMAN SACHS & CO. LLC|233581
SMBK|SMARTFINANCIAL CM ST|GSCS|GOLDMAN SACHS & CO. LLC|60
SMBK|SMARTFINANCIAL CM ST|GSLT|GOLDMAN SACHS & CO. LLC|96
SMBK|SMARTFINANCIAL CM ST|GTSZ|GTS SECURITIES LLC|27759
SMBK|SMARTFINANCIAL CM ST|HOVD|HOVDE GROUP, LLC|600
SMBK|SMARTFINANCIAL CM ST|IATS|INTERACTIVE BROKERS LLC|232
SMBK|SMARTFINANCIAL CM ST|IBKR|Interactive Brokers Llc|13296
SMBK|SMARTFINANCIAL CM ST|ICBX|INSTINET, LLC|1355
SMBK|SMARTFINANCIAL CM ST|IEQY|CITADEL SECURITIES LLC|1850
SMBK|SMARTFINANCIAL CM ST|INCA|INSTINET, LLC|30542
SMBK|SMARTFINANCIAL CM ST|INJX|INSTINET, LLC|1079
SMBK|SMARTFINANCIAL CM ST|ITGI|ITG Inc.|9496
SMBK|SMARTFINANCIAL CM ST|ITGP|ITG INC.|12200
SMBK|SMARTFINANCIAL CM ST|JEFF|JEFFERIES LLC|37474
SMBK|SMARTFINANCIAL CM ST|JPBX|J.P. MORGAN SECURITIES LLC|400
SMBK|SMARTFINANCIAL CM ST|JPMX|J.P. Morgan Securities LLC|23880
SMBK|SMARTFINANCIAL CM ST|JSJX|JANE STREET CAPITAL LLC|32
SMBK|SMARTFINANCIAL CM ST|KCGM|VIRTU Americas LLC|1835
SMBK|SMARTFINANCIAL CM ST|LEHM|Barclays Capital Inc./Le|80472
SMBK|SMARTFINANCIAL CM ST|LIME|Lime Brokerage LLC|26238
SMBK|SMARTFINANCIAL CM ST|LMGP|LIME BROKERAGE LLC|703
SMBK|SMARTFINANCIAL CM ST|MAXM|Maxim Group LLC|1046
SMBK|SMARTFINANCIAL CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
SMBK|SMARTFINANCIAL CM ST|MSCO|MORGAN STANLEY & CO. LLC|219838
SMBK|SMARTFINANCIAL CM ST|MSPL|MORGAN STANLEY & CO. LLC|7300
SMBK|SMARTFINANCIAL CM ST|MSTX|MORGAN STANLEY & CO. LLC|600
SMBK|SMARTFINANCIAL CM ST|NFSC|National Financial Services LLC|4732
SMBK|SMARTFINANCIAL CM ST|NITE|VIRTU Americas LLC|29721
SMBK|SMARTFINANCIAL CM ST|NITP|VIRTU Americas LLC|300
SMBK|SMARTFINANCIAL CM ST|NQRB|Brut, LLC|400
SMBK|SMARTFINANCIAL CM ST|PDQM|CODA MARKETS, INC.|7091
SMBK|SMARTFINANCIAL CM ST|RAJA|Raymond James & Associates, Inc.|4717
SMBK|SMARTFINANCIAL CM ST|SBSH|Citigroup Global Markets Inc.|27149
SMBK|SMARTFINANCIAL CM ST|SGMT|GOLDMAN SACHS & CO. LLC|5221
SMBK|SMARTFINANCIAL CM ST|SPDR|SPEEDROUTE LLC|14477
SMBK|SMARTFINANCIAL CM ST|SPTD|MINT GLOBAL MARKETS, INC.|12454
SMBK|SMARTFINANCIAL CM ST|STFL|Stifel, Nicolaus & Company, Incorporated|500
SMBK|SMARTFINANCIAL CM ST|SWIM|TD Ameritrade, Inc.|500
SMBK|SMARTFINANCIAL CM ST|TRBT|Tradebot Systems, Inc.|7911
SMBK|SMARTFINANCIAL CM ST|TRCM|TRC MARKETS LLC|10663
SMBK|SMARTFINANCIAL CM ST|UBSA|UBS SECURITIES LLC|47504
SMBK|SMARTFINANCIAL CM ST|UBSS|UBS Securities LLC|215031
SMBK|SMARTFINANCIAL CM ST|VALX|VIRTU AMERICAS LLC|281
SMBK|SMARTFINANCIAL CM ST|VGRD|Vanguard Marketing Corporation|1000
SMBK|SMARTFINANCIAL CM ST|WCHV|WELLS FARGO SECURITIES, LLC|4952
SMBK|SMARTFINANCIAL CM ST|WEED|Weeden & Co.L.P.|600
SMBK|SMARTFINANCIAL CM ST|YKNA|COMHAR CAPITAL MARKETS, LLC|250
SMBK|SMARTFINANCIAL CM ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1950
SMCI|SUPER MICRO COMPUTER|ABLE|NATIXIS Securities Americas LLC|27200
SMCI|SUPER MICRO COMPUTER|APCC|Apex Clearing Corporation|72
SMCI|SUPER MICRO COMPUTER|BAYT|BTIG, LLC|200
SMCI|SUPER MICRO COMPUTER|BERN|Sanford C. Bernstein & Co., LLC|48396
SMCI|SUPER MICRO COMPUTER|BIMI|Banca IMI Securities Corp.|2001
SMCI|SUPER MICRO COMPUTER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
SMCI|SUPER MICRO COMPUTER|BLKX|INSTINET, LLC|15000
SMCI|SUPER MICRO COMPUTER|BMOC|BMO Capital Markets Corp.|6220
SMCI|SUPER MICRO COMPUTER|BNPX|BNP PARIBAS SECURITIES CORP.|7658
SMCI|SUPER MICRO COMPUTER|BRVL|BLAYLOCK VAN, LLC|1000
SMCI|SUPER MICRO COMPUTER|BTIG|BTIG, LLC|7561
SMCI|SUPER MICRO COMPUTER|BZYD|GOLDMAN SACHS & CO. LLC|110
SMCI|SUPER MICRO COMPUTER|CANT|Cantor Fitzgerald & Co.|8433
SMCI|SUPER MICRO COMPUTER|CBLC|CITIGROUP GLOBAL MARKETS INC.|39574
SMCI|SUPER MICRO COMPUTER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52825
SMCI|SUPER MICRO COMPUTER|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4440
SMCI|SUPER MICRO COMPUTER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|65339
SMCI|SUPER MICRO COMPUTER|CTDL|Citadel Derivatives Group Llc|6391
SMCI|SUPER MICRO COMPUTER|CXCX|CITIGROUP GLOBAL MARKETS INC.|41918
SMCI|SUPER MICRO COMPUTER|DADA|D.A. Davidson & Co.|19895
SMCI|SUPER MICRO COMPUTER|DBAB|Deutsche Bank Securities Inc.|158085
SMCI|SUPER MICRO COMPUTER|DBAX|Deutsche Bank Securities Inc.|142700
SMCI|SUPER MICRO COMPUTER|DBUL|Deutsche Bank Securities Inc.|300
SMCI|SUPER MICRO COMPUTER|DEAN|MORGAN STANLEY|2153
SMCI|SUPER MICRO COMPUTER|DEGS|RONIN PROFESSIONAL LLC|2196
SMCI|SUPER MICRO COMPUTER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
SMCI|SUPER MICRO COMPUTER|EBXL|EBX LLC|84900
SMCI|SUPER MICRO COMPUTER|ECUT|CONVERGEX EXECUTION SOLUTIONS|4241
SMCI|SUPER MICRO COMPUTER|EDJO|Edward D. Jones & Co., L.P.|1452
SMCI|SUPER MICRO COMPUTER|EGAM|CBOE TRADING, INC.|3357
SMCI|SUPER MICRO COMPUTER|EGXM|CBOE TRADING, INC.|200
SMCI|SUPER MICRO COMPUTER|ETBE|Electronic Transaction Clearing, Inc.|5457
SMCI|SUPER MICRO COMPUTER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17282
SMCI|SUPER MICRO COMPUTER|ETRS|E*Trade Securities LLC|68339
SMCI|SUPER MICRO COMPUTER|FBCO|Credit Suisse Securities (USA) LLC|156298
SMCI|SUPER MICRO COMPUTER|FILL|Tradestation Securities, Inc.|1759
SMCI|SUPER MICRO COMPUTER|FMAF|NBCN Inc./ CDS|1580
SMCI|SUPER MICRO COMPUTER|FOMA|TD AMERITRADE CLEARING, INC.|71632
SMCI|SUPER MICRO COMPUTER|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4399
SMCI|SUPER MICRO COMPUTER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11287
SMCI|SUPER MICRO COMPUTER|FTBR|Foliofn Investments, Inc.|9346
SMCI|SUPER MICRO COMPUTER|GEBB|GLOBAL EXECUTION BROKERS, LP|13538
SMCI|SUPER MICRO COMPUTER|GSCO|GOLDMAN SACHS & CO. LLC|410837
SMCI|SUPER MICRO COMPUTER|GSCS|GOLDMAN SACHS & CO. LLC|28081
SMCI|SUPER MICRO COMPUTER|GSLT|GOLDMAN SACHS & CO. LLC|4978
SMCI|SUPER MICRO COMPUTER|GTSZ|GTS SECURITIES LLC|5014
SMCI|SUPER MICRO COMPUTER|HASF|Haywood Securities Inc./CDS|415
SMCI|SUPER MICRO COMPUTER|HRBF|American Enterprise Investment Services Inc.|3200
SMCI|SUPER MICRO COMPUTER|IBKR|Interactive Brokers Llc|26195
SMCI|SUPER MICRO COMPUTER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|47
SMCI|SUPER MICRO COMPUTER|ICBX|INSTINET, LLC|11214
SMCI|SUPER MICRO COMPUTER|IEQY|CITADEL SECURITIES LLC|15407
SMCI|SUPER MICRO COMPUTER|INCA|INSTINET, LLC|276964
SMCI|SUPER MICRO COMPUTER|INJX|INSTINET, LLC|10823
SMCI|SUPER MICRO COMPUTER|ITGI|ITG Inc.|30923
SMCI|SUPER MICRO COMPUTER|ITGP|ITG INC.|29400
SMCI|SUPER MICRO COMPUTER|JANY|Janney Montgomery Scott Inc.|2
SMCI|SUPER MICRO COMPUTER|JEFF|JEFFERIES LLC|62034
SMCI|SUPER MICRO COMPUTER|JMPT|JUMP TRADING, LLC|5370
SMCI|SUPER MICRO COMPUTER|JONE|JonesTrading|7769
SMCI|SUPER MICRO COMPUTER|JPBX|J.P. MORGAN SECURITIES LLC|7594
SMCI|SUPER MICRO COMPUTER|JPMX|J.P. Morgan Securities LLC|207828
SMCI|SUPER MICRO COMPUTER|KCGM|VIRTU Americas LLC|21897
SMCI|SUPER MICRO COMPUTER|LEHM|Barclays Capital Inc./Le|231047
SMCI|SUPER MICRO COMPUTER|LIME|Lime Brokerage LLC|146644
SMCI|SUPER MICRO COMPUTER|LMGP|LIME BROKERAGE LLC|11800
SMCI|SUPER MICRO COMPUTER|LMNX|LUMINEX TRADING & ANALYTICS LLC|211400
SMCI|SUPER MICRO COMPUTER|LOOP|Loop Capital Markets LLC|9611
SMCI|SUPER MICRO COMPUTER|LQNA|LIQUIDNET, INC.|81400
SMCI|SUPER MICRO COMPUTER|LQNB|LIQUIDNET, INC.|10000
SMCI|SUPER MICRO COMPUTER|LSCI|Lek Securities Corporation|442
SMCI|SUPER MICRO COMPUTER|MAXM|Maxim Group LLC|2447
SMCI|SUPER MICRO COMPUTER|MKMP|MKM Partners LLC|2000
SMCI|SUPER MICRO COMPUTER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|132500
SMCI|SUPER MICRO COMPUTER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|917
SMCI|SUPER MICRO COMPUTER|MSCO|MORGAN STANLEY & CO. LLC|904126
SMCI|SUPER MICRO COMPUTER|MSPL|MORGAN STANLEY & CO. LLC|41000
SMCI|SUPER MICRO COMPUTER|MSTX|MORGAN STANLEY & CO. LLC|57100
SMCI|SUPER MICRO COMPUTER|NEED|Needham & Company, LLC|399
SMCI|SUPER MICRO COMPUTER|NFSC|National Financial Services LLC|86653
SMCI|SUPER MICRO COMPUTER|NITE|VIRTU Americas LLC|116362
SMCI|SUPER MICRO COMPUTER|NITP|VIRTU Americas LLC|2490
SMCI|SUPER MICRO COMPUTER|NQRB|Brut, LLC|2590
SMCI|SUPER MICRO COMPUTER|OPCO|Oppenheimer & Co. Inc.|5524
SMCI|SUPER MICRO COMPUTER|PCPT|PHILLIP CAPITAL INC.|1000
SMCI|SUPER MICRO COMPUTER|PDQM|CODA MARKETS, INC.|23292
SMCI|SUPER MICRO COMPUTER|RAJA|Raymond James & Associates, Inc.|290
SMCI|SUPER MICRO COMPUTER|RBCM|RBC CAPITAL MARKETS, LLC|233
SMCI|SUPER MICRO COMPUTER|SAGW|SAGETRADER, LLC|1414
SMCI|SUPER MICRO COMPUTER|SBSH|Citigroup Global Markets Inc.|414873
SMCI|SUPER MICRO COMPUTER|SGMT|GOLDMAN SACHS & CO. LLC|119065
SMCI|SUPER MICRO COMPUTER|SPDR|SPEEDROUTE LLC|10518
SMCI|SUPER MICRO COMPUTER|SSBS|STATE STREET GLOBAL MARKETS, LLC|100000
SMCI|SUPER MICRO COMPUTER|STKP|STOCKPILE INVESTMENTS, INC.|16
SMCI|SUPER MICRO COMPUTER|SWIM|TD Ameritrade, Inc.|30605
SMCI|SUPER MICRO COMPUTER|TKNG|ALLY INVEST SECURITIES LLC|921
SMCI|SUPER MICRO COMPUTER|TMBR|Timber Hill LLC|285
SMCI|SUPER MICRO COMPUTER|TRBT|Tradebot Systems, Inc.|12770
SMCI|SUPER MICRO COMPUTER|TRCM|TRC MARKETS LLC|110031
SMCI|SUPER MICRO COMPUTER|UBSA|UBS SECURITIES LLC|280709
SMCI|SUPER MICRO COMPUTER|UBSS|UBS Securities LLC|261122
SMCI|SUPER MICRO COMPUTER|VALX|VIRTU AMERICAS LLC|8104
SMCI|SUPER MICRO COMPUTER|VERT|The Vertical Trading Group, LLC|6984
SMCI|SUPER MICRO COMPUTER|VGRD|Vanguard Marketing Corporation|1212
SMCI|SUPER MICRO COMPUTER|WCHV|WELLS FARGO SECURITIES, LLC|59269
SMCI|SUPER MICRO COMPUTER|WDNX|WEEDEN & CO.L.P.|420
SMCI|SUPER MICRO COMPUTER|WEED|Weeden & Co.L.P.|2494
SMCI|SUPER MICRO COMPUTER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3759
SMCI|SUPER MICRO COMPUTER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|653
SMCI|SUPER MICRO COMPUTER|WSEA|WOLVERINE SECURITIES, LLC|225
SMCI|SUPER MICRO COMPUTER|XIST|INSTINET, LLC|11326
SMCI|SUPER MICRO COMPUTER|XSTM|NATIONAL FINANCIAL SERVICES LLC|4040
SMCI|SUPER MICRO COMPUTER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|241
SMCP|ALPHAMARK ACTMG SMCP|EGAM|CBOE TRADING, INC.|400
SMCP|ALPHAMARK ACTMG SMCP|FBCO|Credit Suisse Securities (USA) LLC|75
SMCP|ALPHAMARK ACTMG SMCP|IBKR|Interactive Brokers Llc|2
SMCP|ALPHAMARK ACTMG SMCP|JSJX|JANE STREET CAPITAL LLC|1347
SMCP|ALPHAMARK ACTMG SMCP|LIME|Lime Brokerage LLC|50
SMCP|ALPHAMARK ACTMG SMCP|MSCO|MORGAN STANLEY & CO. LLC|304
SMCP|ALPHAMARK ACTMG SMCP|NITE|VIRTU Americas LLC|103
SMCP|ALPHAMARK ACTMG SMCP|NITP|VIRTU Americas LLC|568
SMCP|ALPHAMARK ACTMG SMCP|UBSA|UBS SECURITIES LLC|600
SMCP|ALPHAMARK ACTMG SMCP|UBSS|UBS Securities LLC|300
SMCP|ALPHAMARK ACTMG SMCP|WSEA|WOLVERINE SECURITIES, LLC|3
SMDD|PROSHARES ULTRAPRO|APCC|Apex Clearing Corporation|104
SMDD|PROSHARES ULTRAPRO|ETRS|E*Trade Securities LLC|2050
SMDD|PROSHARES ULTRAPRO|FTBR|Foliofn Investments, Inc.|308
SMDD|PROSHARES ULTRAPRO|MOTF|MOTIF INVESTING, INC.|1
SMDD|PROSHARES ULTRAPRO|NFSC|National Financial Services LLC|450
SMDD|PROSHARES ULTRAPRO|NITE|VIRTU Americas LLC|496
SMDD|PROSHARES ULTRAPRO|UBSS|UBS Securities LLC|215
SMDD|PROSHARES ULTRAPRO|VGRD|Vanguard Marketing Corporation|500
SMDV|PROSHARES S&P MIDCAP|ALTX|Alternet Securities Inc.|100
SMDV|PROSHARES S&P MIDCAP|APCC|Apex Clearing Corporation|27
SMDV|PROSHARES S&P MIDCAP|BANK|Primevest Financial Services, Inc.|1
SMDV|PROSHARES S&P MIDCAP|BARD|Robert W. Baird & Co. Incorporated|1308
SMDV|PROSHARES S&P MIDCAP|BATM|CBOE TRADING, INC.|400
SMDV|PROSHARES S&P MIDCAP|BBNT|BB&T SECURITIES, LLC|3028
SMDV|PROSHARES S&P MIDCAP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9
SMDV|PROSHARES S&P MIDCAP|CHAS|Charles Schwab & Co., Inc.|107
SMDV|PROSHARES S&P MIDCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2
SMDV|PROSHARES S&P MIDCAP|CSIN|Citadel Securities Institutional LLC|21993
SMDV|PROSHARES S&P MIDCAP|CTDL|Citadel Derivatives Group Llc|20596
SMDV|PROSHARES S&P MIDCAP|DBAX|Deutsche Bank Securities Inc.|300
SMDV|PROSHARES S&P MIDCAP|EDJO|Edward D. Jones & Co., L.P.|1769
SMDV|PROSHARES S&P MIDCAP|EGXM|CBOE TRADING, INC.|25
SMDV|PROSHARES S&P MIDCAP|ETRS|E*Trade Securities LLC|1207
SMDV|PROSHARES S&P MIDCAP|FBSB|U.S. Bancorp Investments, Inc.|1267
SMDV|PROSHARES S&P MIDCAP|FINX|FINTECH SECURITIES|4
SMDV|PROSHARES S&P MIDCAP|FTBR|Foliofn Investments, Inc.|505
SMDV|PROSHARES S&P MIDCAP|GLPX|ACS EXECUTION SERVICES, LLC|100
SMDV|PROSHARES S&P MIDCAP|GTSZ|GTS SECURITIES LLC|311
SMDV|PROSHARES S&P MIDCAP|IATS|INTERACTIVE BROKERS LLC|669
SMDV|PROSHARES S&P MIDCAP|IBKR|Interactive Brokers Llc|21227
SMDV|PROSHARES S&P MIDCAP|ITGI|ITG Inc.|359
SMDV|PROSHARES S&P MIDCAP|JANY|Janney Montgomery Scott Inc.|978
SMDV|PROSHARES S&P MIDCAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|15847
SMDV|PROSHARES S&P MIDCAP|JSJX|JANE STREET CAPITAL LLC|23536
SMDV|PROSHARES S&P MIDCAP|LEHM|Barclays Capital Inc./Le|200
SMDV|PROSHARES S&P MIDCAP|LIME|Lime Brokerage LLC|246
SMDV|PROSHARES S&P MIDCAP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|180
SMDV|PROSHARES S&P MIDCAP|MAXM|Maxim Group LLC|1000
SMDV|PROSHARES S&P MIDCAP|MOTF|MOTIF INVESTING, INC.|1
SMDV|PROSHARES S&P MIDCAP|MSCO|MORGAN STANLEY & CO. LLC|64169
SMDV|PROSHARES S&P MIDCAP|NEUB|NEUBERGER BERMAN BD LLC|9
SMDV|PROSHARES S&P MIDCAP|NFSC|National Financial Services LLC|144544
SMDV|PROSHARES S&P MIDCAP|NITE|VIRTU Americas LLC|35061
SMDV|PROSHARES S&P MIDCAP|NQRB|Brut, LLC|700
SMDV|PROSHARES S&P MIDCAP|OPCO|Oppenheimer & Co. Inc.|710
SMDV|PROSHARES S&P MIDCAP|PDQM|CODA MARKETS, INC.|300
SMDV|PROSHARES S&P MIDCAP|PWJC|UBS Financial Services, Inc.|140
SMDV|PROSHARES S&P MIDCAP|RBCM|RBC CAPITAL MARKETS, LLC|2346
SMDV|PROSHARES S&P MIDCAP|SBSH|Citigroup Global Markets Inc.|1404
SMDV|PROSHARES S&P MIDCAP|STFL|Stifel, Nicolaus & Company, Incorporated|1102
SMDV|PROSHARES S&P MIDCAP|SWIM|TD Ameritrade, Inc.|400
SMDV|PROSHARES S&P MIDCAP|SWST|Hilltop Securities Inc.|500
SMDV|PROSHARES S&P MIDCAP|TRBT|Tradebot Systems, Inc.|10
SMDV|PROSHARES S&P MIDCAP|UBSA|UBS SECURITIES LLC|1073
SMDV|PROSHARES S&P MIDCAP|UBSS|UBS Securities LLC|16237
SMDV|PROSHARES S&P MIDCAP|VGRD|Vanguard Marketing Corporation|1466
SMDV|PROSHARES S&P MIDCAP|WCHV|WELLS FARGO SECURITIES, LLC|31589
SMDV|PROSHARES S&P MIDCAP|WEDB|WEDBUSH SECURITIES INC.|4
SMDV|PROSHARES S&P MIDCAP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SMDV|PROSHARES S&P MIDCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8158
SMED|SHARPS COMPLIANCE|APCC|Apex Clearing Corporation|21
SMED|SHARPS COMPLIANCE|BATM|CBOE TRADING, INC.|170
SMED|SHARPS COMPLIANCE|BTIG|BTIG, LLC|4
SMED|SHARPS COMPLIANCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SMED|SHARPS COMPLIANCE|DBAB|Deutsche Bank Securities Inc.|1051
SMED|SHARPS COMPLIANCE|DBAX|Deutsche Bank Securities Inc.|1300
SMED|SHARPS COMPLIANCE|DEGS|RONIN PROFESSIONAL LLC|2502
SMED|SHARPS COMPLIANCE|EBXL|EBX LLC|6700
SMED|SHARPS COMPLIANCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
SMED|SHARPS COMPLIANCE|EDJO|Edward D. Jones & Co., L.P.|290
SMED|SHARPS COMPLIANCE|EGXW|CBOE TRADING, INC.|2694
SMED|SHARPS COMPLIANCE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|796
SMED|SHARPS COMPLIANCE|ETRS|E*Trade Securities LLC|1000
SMED|SHARPS COMPLIANCE|FBCO|Credit Suisse Securities (USA) LLC|972
SMED|SHARPS COMPLIANCE|FOMA|TD AMERITRADE CLEARING, INC.|11734
SMED|SHARPS COMPLIANCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30
SMED|SHARPS COMPLIANCE|GEBB|GLOBAL EXECUTION BROKERS, LP|900
SMED|SHARPS COMPLIANCE|GLPX|ACS EXECUTION SERVICES, LLC|8
SMED|SHARPS COMPLIANCE|GSCO|GOLDMAN SACHS & CO. LLC|1208
SMED|SHARPS COMPLIANCE|GSCS|GOLDMAN SACHS & CO. LLC|526
SMED|SHARPS COMPLIANCE|GTSZ|GTS SECURITIES LLC|10
SMED|SHARPS COMPLIANCE|IATS|INTERACTIVE BROKERS LLC|600
SMED|SHARPS COMPLIANCE|IBKR|Interactive Brokers Llc|2001
SMED|SHARPS COMPLIANCE|ICBX|INSTINET, LLC|1000
SMED|SHARPS COMPLIANCE|INCA|INSTINET, LLC|1007
SMED|SHARPS COMPLIANCE|ITGI|ITG Inc.|5966
SMED|SHARPS COMPLIANCE|ITGP|ITG INC.|800
SMED|SHARPS COMPLIANCE|JPMX|J.P. Morgan Securities LLC|4400
SMED|SHARPS COMPLIANCE|KCGM|VIRTU Americas LLC|2779
SMED|SHARPS COMPLIANCE|LEHM|Barclays Capital Inc./Le|442
SMED|SHARPS COMPLIANCE|LIME|Lime Brokerage LLC|11925
SMED|SHARPS COMPLIANCE|MSCO|MORGAN STANLEY & CO. LLC|8229
SMED|SHARPS COMPLIANCE|MSPL|MORGAN STANLEY & CO. LLC|1700
SMED|SHARPS COMPLIANCE|NFSC|National Financial Services LLC|20200
SMED|SHARPS COMPLIANCE|NITE|VIRTU Americas LLC|33458
SMED|SHARPS COMPLIANCE|OPCO|Oppenheimer & Co. Inc.|6720
SMED|SHARPS COMPLIANCE|PDQM|CODA MARKETS, INC.|83
SMED|SHARPS COMPLIANCE|PWJC|UBS Financial Services, Inc.|10500
SMED|SHARPS COMPLIANCE|RAJA|Raymond James & Associates, Inc.|700
SMED|SHARPS COMPLIANCE|RBCM|RBC CAPITAL MARKETS, LLC|2200
SMED|SHARPS COMPLIANCE|SGMT|GOLDMAN SACHS & CO. LLC|200
SMED|SHARPS COMPLIANCE|SOGO|Wang Investment Associates, Inc.|42
SMED|SHARPS COMPLIANCE|SWIM|TD Ameritrade, Inc.|300
SMED|SHARPS COMPLIANCE|TKNG|ALLY INVEST SECURITIES LLC|7719
SMED|SHARPS COMPLIANCE|TRCM|TRC MARKETS LLC|2104
SMED|SHARPS COMPLIANCE|UBSA|UBS SECURITIES LLC|8218
SMED|SHARPS COMPLIANCE|UBSS|UBS Securities LLC|38691
SMED|SHARPS COMPLIANCE|VALX|VIRTU AMERICAS LLC|217
SMED|SHARPS COMPLIANCE|VGRD|Vanguard Marketing Corporation|1000
SMED|SHARPS COMPLIANCE|WCHV|WELLS FARGO SECURITIES, LLC|23829
SMED|SHARPS COMPLIANCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1570
SMED|SHARPS COMPLIANCE|WSEA|WOLVERINE SECURITIES, LLC|9801
SMED|SHARPS COMPLIANCE|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|600
SMED|SHARPS COMPLIANCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
SMED|SHARPS COMPLIANCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
SMEZ|SPDREUROSTOXXSMCPETF|APCC|Apex Clearing Corporation|32
SMEZ|SPDREUROSTOXXSMCPETF|BBNT|BB&T SECURITIES, LLC|40
SMEZ|SPDREUROSTOXXSMCPETF|BERN|Sanford C. Bernstein & Co., LLC|2301
SMEZ|SPDREUROSTOXXSMCPETF|CHAS|Charles Schwab & Co., Inc.|4
SMEZ|SPDREUROSTOXXSMCPETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
SMEZ|SPDREUROSTOXXSMCPETF|CTDL|Citadel Derivatives Group Llc|4825
SMEZ|SPDREUROSTOXXSMCPETF|DBAX|Deutsche Bank Securities Inc.|1100
SMEZ|SPDREUROSTOXXSMCPETF|DEAN|MORGAN STANLEY|93
SMEZ|SPDREUROSTOXXSMCPETF|EBXL|EBX LLC|2600
SMEZ|SPDREUROSTOXXSMCPETF|ETRS|E*Trade Securities LLC|479
SMEZ|SPDREUROSTOXXSMCPETF|FLTU|FLOW TRADERS US LLC|2736
SMEZ|SPDREUROSTOXXSMCPETF|ICBX|INSTINET, LLC|1300
SMEZ|SPDREUROSTOXXSMCPETF|ITGP|ITG INC.|600
SMEZ|SPDREUROSTOXXSMCPETF|JPMX|J.P. Morgan Securities LLC|800
SMEZ|SPDREUROSTOXXSMCPETF|JSJX|JANE STREET CAPITAL LLC|3239
SMEZ|SPDREUROSTOXXSMCPETF|KCGM|VIRTU Americas LLC|844
SMEZ|SPDREUROSTOXXSMCPETF|LEHM|Barclays Capital Inc./Le|200
SMEZ|SPDREUROSTOXXSMCPETF|LIME|Lime Brokerage LLC|700
SMEZ|SPDREUROSTOXXSMCPETF|MAXM|Maxim Group LLC|872
SMEZ|SPDREUROSTOXXSMCPETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
SMEZ|SPDREUROSTOXXSMCPETF|MSCO|MORGAN STANLEY & CO. LLC|160
SMEZ|SPDREUROSTOXXSMCPETF|MSPL|MORGAN STANLEY & CO. LLC|500
SMEZ|SPDREUROSTOXXSMCPETF|NFSC|National Financial Services LLC|4624
SMEZ|SPDREUROSTOXXSMCPETF|NITE|VIRTU Americas LLC|963
SMEZ|SPDREUROSTOXXSMCPETF|SGMT|GOLDMAN SACHS & CO. LLC|400
SMEZ|SPDREUROSTOXXSMCPETF|TKNG|ALLY INVEST SECURITIES LLC|3
SMEZ|SPDREUROSTOXXSMCPETF|UBSA|UBS SECURITIES LLC|2762
SMEZ|SPDREUROSTOXXSMCPETF|UBSS|UBS Securities LLC|4377
SMEZ|SPDREUROSTOXXSMCPETF|VGRD|Vanguard Marketing Corporation|2392
SMEZ|SPDREUROSTOXXSMCPETF|WCHV|WELLS FARGO SECURITIES, LLC|59
SMEZ|SPDREUROSTOXXSMCPETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
SMFG|SUMITOMO MITSUI FIN|ALTX|Alternet Securities Inc.|65613
SMFG|SUMITOMO MITSUI FIN|ANOS|ABEL/NOSER, L.L.C.|4300
SMFG|SUMITOMO MITSUI FIN|APCC|Apex Clearing Corporation|1070
SMFG|SUMITOMO MITSUI FIN|BALE|M&T SECURITIES, INC.|2263
SMFG|SUMITOMO MITSUI FIN|BANK|Primevest Financial Services, Inc.|61
SMFG|SUMITOMO MITSUI FIN|BARD|Robert W. Baird & Co. Incorporated|5701
SMFG|SUMITOMO MITSUI FIN|BATM|CBOE TRADING, INC.|4659
SMFG|SUMITOMO MITSUI FIN|BBNT|BB&T SECURITIES, LLC|3068
SMFG|SUMITOMO MITSUI FIN|BERN|Sanford C. Bernstein & Co., LLC|2200
SMFG|SUMITOMO MITSUI FIN|BIDS|BIDS TRADING L.P.|500
SMFG|SUMITOMO MITSUI FIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32766
SMFG|SUMITOMO MITSUI FIN|BYXM|CBOE TRADING, INC.|2721
SMFG|SUMITOMO MITSUI FIN|BZYD|GOLDMAN SACHS & CO. LLC|2600
SMFG|SUMITOMO MITSUI FIN|CHAS|Charles Schwab & Co., Inc.|19053
SMFG|SUMITOMO MITSUI FIN|CIST|Capital Institutional Services, Inc.|9083
SMFG|SUMITOMO MITSUI FIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56502
SMFG|SUMITOMO MITSUI FIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|276109
SMFG|SUMITOMO MITSUI FIN|CTDL|Citadel Derivatives Group Llc|291
SMFG|SUMITOMO MITSUI FIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|21652
SMFG|SUMITOMO MITSUI FIN|DADA|D.A. Davidson & Co.|2916
SMFG|SUMITOMO MITSUI FIN|DBAB|Deutsche Bank Securities Inc.|58988
SMFG|SUMITOMO MITSUI FIN|DBAX|Deutsche Bank Securities Inc.|169400
SMFG|SUMITOMO MITSUI FIN|DBUL|Deutsche Bank Securities Inc.|900
SMFG|SUMITOMO MITSUI FIN|DCHF|Dart Executions, LLC|400
SMFG|SUMITOMO MITSUI FIN|DEAN|MORGAN STANLEY|91238
SMFG|SUMITOMO MITSUI FIN|DEGS|RONIN PROFESSIONAL LLC|2
SMFG|SUMITOMO MITSUI FIN|EBXL|EBX LLC|124700
SMFG|SUMITOMO MITSUI FIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|126208
SMFG|SUMITOMO MITSUI FIN|EDJO|Edward D. Jones & Co., L.P.|10650
SMFG|SUMITOMO MITSUI FIN|EGAM|CBOE TRADING, INC.|43663
SMFG|SUMITOMO MITSUI FIN|EGAW|CBOE TRADING, INC.|1500
SMFG|SUMITOMO MITSUI FIN|EGXM|CBOE TRADING, INC.|1350
SMFG|SUMITOMO MITSUI FIN|ESPO|ESPOSITO SECURITIES, LLC|2070
SMFG|SUMITOMO MITSUI FIN|ETBE|Electronic Transaction Clearing, Inc.|2705
SMFG|SUMITOMO MITSUI FIN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
SMFG|SUMITOMO MITSUI FIN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
SMFG|SUMITOMO MITSUI FIN|ETRS|E*Trade Securities LLC|48045
SMFG|SUMITOMO MITSUI FIN|FBSB|U.S. Bancorp Investments, Inc.|321
SMFG|SUMITOMO MITSUI FIN|FINX|FINTECH SECURITIES|1901
SMFG|SUMITOMO MITSUI FIN|FMAF|NBCN Inc./ CDS|14
SMFG|SUMITOMO MITSUI FIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35134
SMFG|SUMITOMO MITSUI FIN|FTBR|Foliofn Investments, Inc.|8440
SMFG|SUMITOMO MITSUI FIN|GEBB|GLOBAL EXECUTION BROKERS, LP|3600
SMFG|SUMITOMO MITSUI FIN|GLPX|ACS EXECUTION SERVICES, LLC|3702
SMFG|SUMITOMO MITSUI FIN|GSCO|GOLDMAN SACHS & CO. LLC|436806
SMFG|SUMITOMO MITSUI FIN|GSCS|GOLDMAN SACHS & CO. LLC|284630
SMFG|SUMITOMO MITSUI FIN|GSLT|GOLDMAN SACHS & CO. LLC|4044
SMFG|SUMITOMO MITSUI FIN|GTSZ|GTS SECURITIES LLC|8793
SMFG|SUMITOMO MITSUI FIN|HRBF|American Enterprise Investment Services Inc.|19431
SMFG|SUMITOMO MITSUI FIN|HSBC|HSBC Securities, Inc.|8431
SMFG|SUMITOMO MITSUI FIN|IATS|INTERACTIVE BROKERS LLC|18864
SMFG|SUMITOMO MITSUI FIN|IBKR|Interactive Brokers Llc|12473
SMFG|SUMITOMO MITSUI FIN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11722
SMFG|SUMITOMO MITSUI FIN|ICBX|INSTINET, LLC|73315
SMFG|SUMITOMO MITSUI FIN|INCA|INSTINET, LLC|114178
SMFG|SUMITOMO MITSUI FIN|INTL|INTL FCSTONE FINANCIAL INC.|18422
SMFG|SUMITOMO MITSUI FIN|ITGI|ITG Inc.|58565
SMFG|SUMITOMO MITSUI FIN|ITGP|ITG INC.|126800
SMFG|SUMITOMO MITSUI FIN|JANY|Janney Montgomery Scott Inc.|12610
SMFG|SUMITOMO MITSUI FIN|JEFF|JEFFERIES LLC|8458
SMFG|SUMITOMO MITSUI FIN|JMPT|JUMP TRADING, LLC|27211
SMFG|SUMITOMO MITSUI FIN|JPBX|J.P. MORGAN SECURITIES LLC|2968
SMFG|SUMITOMO MITSUI FIN|JPMX|J.P. Morgan Securities LLC|275782
SMFG|SUMITOMO MITSUI FIN|JSJX|JANE STREET CAPITAL LLC|44319
SMFG|SUMITOMO MITSUI FIN|KBWI|Keefe, Bruyette & Woods, Inc.|1200
SMFG|SUMITOMO MITSUI FIN|KCGM|VIRTU Americas LLC|62176
SMFG|SUMITOMO MITSUI FIN|LEHM|Barclays Capital Inc./Le|643541
SMFG|SUMITOMO MITSUI FIN|LIME|Lime Brokerage LLC|137896
SMFG|SUMITOMO MITSUI FIN|MACQ|Macquarie Capital (USA) Inc.|21500
SMFG|SUMITOMO MITSUI FIN|MCMF|Raymond James Ltd. Cds|235
SMFG|SUMITOMO MITSUI FIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|312540
SMFG|SUMITOMO MITSUI FIN|MOTF|MOTIF INVESTING, INC.|8
SMFG|SUMITOMO MITSUI FIN|MSCO|MORGAN STANLEY & CO. LLC|937387
SMFG|SUMITOMO MITSUI FIN|MSPL|MORGAN STANLEY & CO. LLC|575400
SMFG|SUMITOMO MITSUI FIN|MSTX|MORGAN STANLEY & CO. LLC|99200
SMFG|SUMITOMO MITSUI FIN|NEUB|NEUBERGER BERMAN BD LLC|1128
SMFG|SUMITOMO MITSUI FIN|NFSC|National Financial Services LLC|281730
SMFG|SUMITOMO MITSUI FIN|NITE|VIRTU Americas LLC|902711
SMFG|SUMITOMO MITSUI FIN|NITP|VIRTU Americas LLC|46580
SMFG|SUMITOMO MITSUI FIN|NQRB|Brut, LLC|100
SMFG|SUMITOMO MITSUI FIN|NTBF|BMO Nesbitt Burns Inc./CDS|41
SMFG|SUMITOMO MITSUI FIN|NTRC|Northern Trust Securities, Inc.|450
SMFG|SUMITOMO MITSUI FIN|OLDM|OLD MISSION CAPITAL, LLC|9881
SMFG|SUMITOMO MITSUI FIN|OPCO|Oppenheimer & Co. Inc.|7178
SMFG|SUMITOMO MITSUI FIN|PDQM|CODA MARKETS, INC.|3577
SMFG|SUMITOMO MITSUI FIN|PWJC|UBS Financial Services, Inc.|136
SMFG|SUMITOMO MITSUI FIN|RBCM|RBC CAPITAL MARKETS, LLC|38427
SMFG|SUMITOMO MITSUI FIN|SBSH|Citigroup Global Markets Inc.|21145
SMFG|SUMITOMO MITSUI FIN|SEIC|SEI Investments Distribution Co.|47715
SMFG|SUMITOMO MITSUI FIN|SGMT|GOLDMAN SACHS & CO. LLC|238400
SMFG|SUMITOMO MITSUI FIN|SPDR|SPEEDROUTE LLC|2000
SMFG|SUMITOMO MITSUI FIN|STFL|Stifel, Nicolaus & Company, Incorporated|10676
SMFG|SUMITOMO MITSUI FIN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3463
SMFG|SUMITOMO MITSUI FIN|SWIM|TD Ameritrade, Inc.|15744
SMFG|SUMITOMO MITSUI FIN|SWST|Hilltop Securities Inc.|4532
SMFG|SUMITOMO MITSUI FIN|TKNG|ALLY INVEST SECURITIES LLC|53
SMFG|SUMITOMO MITSUI FIN|TRBT|Tradebot Systems, Inc.|43182
SMFG|SUMITOMO MITSUI FIN|TRCM|TRC MARKETS LLC|3721
SMFG|SUMITOMO MITSUI FIN|UBSA|UBS SECURITIES LLC|441592
SMFG|SUMITOMO MITSUI FIN|UBSS|UBS Securities LLC|731096
SMFG|SUMITOMO MITSUI FIN|VALX|VIRTU AMERICAS LLC|43280
SMFG|SUMITOMO MITSUI FIN|VERT|The Vertical Trading Group, LLC|2293
SMFG|SUMITOMO MITSUI FIN|VGRD|Vanguard Marketing Corporation|54104
SMFG|SUMITOMO MITSUI FIN|WBLR|WILLIAM BLAIR|3084
SMFG|SUMITOMO MITSUI FIN|WCHV|WELLS FARGO SECURITIES, LLC|197414
SMFG|SUMITOMO MITSUI FIN|WEED|Weeden & Co.L.P.|2700
SMFG|SUMITOMO MITSUI FIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1495
SMFG|SUMITOMO MITSUI FIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19327
SMFG|SUMITOMO MITSUI FIN|WGIF|CIBC World Markets Inc.|1337
SMFG|SUMITOMO MITSUI FIN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|228
SMFG|SUMITOMO MITSUI FIN|WSEA|WOLVERINE SECURITIES, LLC|3959
SMFG|SUMITOMO MITSUI FIN|XIST|INSTINET, LLC|34600
SMFG|SUMITOMO MITSUI FIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|119272
SMFG|SUMITOMO MITSUI FIN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SMFG|SUMITOMO MITSUI FIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10076
SMG|SCOTTS MIRACLE-GR CO|AGIS|Aegis Capital Corp.|1285
SMG|SCOTTS MIRACLE-GR CO|ALTX|Alternet Securities Inc.|7100
SMG|SCOTTS MIRACLE-GR CO|APCC|Apex Clearing Corporation|764
SMG|SCOTTS MIRACLE-GR CO|BANK|Primevest Financial Services, Inc.|84
SMG|SCOTTS MIRACLE-GR CO|BARD|Robert W. Baird & Co. Incorporated|4243
SMG|SCOTTS MIRACLE-GR CO|BATM|CBOE TRADING, INC.|15214
SMG|SCOTTS MIRACLE-GR CO|BAYT|BTIG, LLC|6108
SMG|SCOTTS MIRACLE-GR CO|BBNT|BB&T SECURITIES, LLC|3451
SMG|SCOTTS MIRACLE-GR CO|BERN|Sanford C. Bernstein & Co., LLC|62844
SMG|SCOTTS MIRACLE-GR CO|BIDS|BIDS TRADING L.P.|100
SMG|SCOTTS MIRACLE-GR CO|BIMI|Banca IMI Securities Corp.|141
SMG|SCOTTS MIRACLE-GR CO|BKCM|BNY Mellon Capital Markets LLC|13881
SMG|SCOTTS MIRACLE-GR CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15896
SMG|SCOTTS MIRACLE-GR CO|BLKX|INSTINET, LLC|60400
SMG|SCOTTS MIRACLE-GR CO|BNCH|The Benchmark Company, LLC|1795
SMG|SCOTTS MIRACLE-GR CO|BNPX|BNP PARIBAS SECURITIES CORP.|1237
SMG|SCOTTS MIRACLE-GR CO|BRGE|Newbridge Securities Corp.|200
SMG|SCOTTS MIRACLE-GR CO|BRVL|BLAYLOCK VAN, LLC|400
SMG|SCOTTS MIRACLE-GR CO|BTIG|BTIG, LLC|29591
SMG|SCOTTS MIRACLE-GR CO|BYXM|CBOE TRADING, INC.|500
SMG|SCOTTS MIRACLE-GR CO|BZYD|GOLDMAN SACHS & CO. LLC|302
SMG|SCOTTS MIRACLE-GR CO|CABR|Cabrera Capital Markets, Inc.|25
SMG|SCOTTS MIRACLE-GR CO|CANT|Cantor Fitzgerald & Co.|65
SMG|SCOTTS MIRACLE-GR CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|82800
SMG|SCOTTS MIRACLE-GR CO|CHAS|Charles Schwab & Co., Inc.|4596
SMG|SCOTTS MIRACLE-GR CO|CIST|Capital Institutional Services, Inc.|4869
SMG|SCOTTS MIRACLE-GR CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43611
SMG|SCOTTS MIRACLE-GR CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|31061
SMG|SCOTTS MIRACLE-GR CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7153
SMG|SCOTTS MIRACLE-GR CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|406286
SMG|SCOTTS MIRACLE-GR CO|CTDL|Citadel Derivatives Group Llc|1477
SMG|SCOTTS MIRACLE-GR CO|CTLR|CUTLER GROUP, LP|1000
SMG|SCOTTS MIRACLE-GR CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|64654
SMG|SCOTTS MIRACLE-GR CO|DADA|D.A. Davidson & Co.|4310
SMG|SCOTTS MIRACLE-GR CO|DAVA|Davenport & Company LLC|1495
SMG|SCOTTS MIRACLE-GR CO|DBAB|Deutsche Bank Securities Inc.|171523
SMG|SCOTTS MIRACLE-GR CO|DBAX|Deutsche Bank Securities Inc.|318900
SMG|SCOTTS MIRACLE-GR CO|DBUL|Deutsche Bank Securities Inc.|4636
SMG|SCOTTS MIRACLE-GR CO|DCHF|Dart Executions, LLC|3363
SMG|SCOTTS MIRACLE-GR CO|DEAN|MORGAN STANLEY|9031
SMG|SCOTTS MIRACLE-GR CO|DEGS|RONIN PROFESSIONAL LLC|500
SMG|SCOTTS MIRACLE-GR CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5589
SMG|SCOTTS MIRACLE-GR CO|EBXL|EBX LLC|150700
SMG|SCOTTS MIRACLE-GR CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|7438
SMG|SCOTTS MIRACLE-GR CO|EDJC|Edward Jones / CDS|432
SMG|SCOTTS MIRACLE-GR CO|EDJO|Edward D. Jones & Co., L.P.|20037
SMG|SCOTTS MIRACLE-GR CO|EGAM|CBOE TRADING, INC.|7189
SMG|SCOTTS MIRACLE-GR CO|EGAW|CBOE TRADING, INC.|76
SMG|SCOTTS MIRACLE-GR CO|EGMT|EG MARKET TECHNOLOGIES LLC|1100
SMG|SCOTTS MIRACLE-GR CO|EGXM|CBOE TRADING, INC.|1751
SMG|SCOTTS MIRACLE-GR CO|ETBE|Electronic Transaction Clearing, Inc.|18725
SMG|SCOTTS MIRACLE-GR CO|ETCB|ETC BROKERAGE SERVICES, LLC|297
SMG|SCOTTS MIRACLE-GR CO|ETCC|Electronic Transaction Clearing, Inc.|716
SMG|SCOTTS MIRACLE-GR CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35155
SMG|SCOTTS MIRACLE-GR CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|109
SMG|SCOTTS MIRACLE-GR CO|ETRS|E*Trade Securities LLC|193642
SMG|SCOTTS MIRACLE-GR CO|FBSB|U.S. Bancorp Investments, Inc.|148
SMG|SCOTTS MIRACLE-GR CO|FILL|Tradestation Securities, Inc.|2595
SMG|SCOTTS MIRACLE-GR CO|FMAF|NBCN Inc./ CDS|8311
SMG|SCOTTS MIRACLE-GR CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3039
SMG|SCOTTS MIRACLE-GR CO|FQLS|Quantlab Securities LP|242251
SMG|SCOTTS MIRACLE-GR CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106174
SMG|SCOTTS MIRACLE-GR CO|FTBR|Foliofn Investments, Inc.|809
SMG|SCOTTS MIRACLE-GR CO|GEBB|GLOBAL EXECUTION BROKERS, LP|2856
SMG|SCOTTS MIRACLE-GR CO|GLIS|TD Securities Inc|1894
SMG|SCOTTS MIRACLE-GR CO|GLPX|ACS EXECUTION SERVICES, LLC|79426
SMG|SCOTTS MIRACLE-GR CO|GSCO|GOLDMAN SACHS & CO. LLC|426714
SMG|SCOTTS MIRACLE-GR CO|GSCS|GOLDMAN SACHS & CO. LLC|5878
SMG|SCOTTS MIRACLE-GR CO|GSLT|GOLDMAN SACHS & CO. LLC|2999
SMG|SCOTTS MIRACLE-GR CO|GTSZ|GTS SECURITIES LLC|116945
SMG|SCOTTS MIRACLE-GR CO|HAPX|HAP Trading, LLC|200
SMG|SCOTTS MIRACLE-GR CO|HRBF|American Enterprise Investment Services Inc.|13891
SMG|SCOTTS MIRACLE-GR CO|IATS|INTERACTIVE BROKERS LLC|12812
SMG|SCOTTS MIRACLE-GR CO|IBKR|Interactive Brokers Llc|13611
SMG|SCOTTS MIRACLE-GR CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|763
SMG|SCOTTS MIRACLE-GR CO|ICBX|INSTINET, LLC|48400
SMG|SCOTTS MIRACLE-GR CO|IEQY|CITADEL SECURITIES LLC|70059
SMG|SCOTTS MIRACLE-GR CO|INCA|INSTINET, LLC|198540
SMG|SCOTTS MIRACLE-GR CO|INJX|INSTINET, LLC|2942
SMG|SCOTTS MIRACLE-GR CO|ITGI|ITG Inc.|70041
SMG|SCOTTS MIRACLE-GR CO|ITGP|ITG INC.|111400
SMG|SCOTTS MIRACLE-GR CO|JANY|Janney Montgomery Scott Inc.|3132
SMG|SCOTTS MIRACLE-GR CO|JEFF|JEFFERIES LLC|146236
SMG|SCOTTS MIRACLE-GR CO|JMPT|JUMP TRADING, LLC|29983
SMG|SCOTTS MIRACLE-GR CO|JONE|JonesTrading|58712
SMG|SCOTTS MIRACLE-GR CO|JPBX|J.P. MORGAN SECURITIES LLC|48573
SMG|SCOTTS MIRACLE-GR CO|JPMX|J.P. Morgan Securities LLC|541503
SMG|SCOTTS MIRACLE-GR CO|JSJX|JANE STREET CAPITAL LLC|18825
SMG|SCOTTS MIRACLE-GR CO|JUTA|JUMP TRADING, LLC|465
SMG|SCOTTS MIRACLE-GR CO|KCGM|VIRTU Americas LLC|49990
SMG|SCOTTS MIRACLE-GR CO|LEHM|Barclays Capital Inc./Le|636642
SMG|SCOTTS MIRACLE-GR CO|LIME|Lime Brokerage LLC|22681
SMG|SCOTTS MIRACLE-GR CO|LQNA|LIQUIDNET, INC.|216000
SMG|SCOTTS MIRACLE-GR CO|LSCI|Lek Securities Corporation|1668
SMG|SCOTTS MIRACLE-GR CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SMG|SCOTTS MIRACLE-GR CO|MACC|Mid Atlantic Capital Corporation|224
SMG|SCOTTS MIRACLE-GR CO|MACQ|Macquarie Capital (USA) Inc.|1500
SMG|SCOTTS MIRACLE-GR CO|MAXM|Maxim Group LLC|91
SMG|SCOTTS MIRACLE-GR CO|MCMF|Raymond James Ltd. Cds|288
SMG|SCOTTS MIRACLE-GR CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83634
SMG|SCOTTS MIRACLE-GR CO|MOTF|MOTIF INVESTING, INC.|34
SMG|SCOTTS MIRACLE-GR CO|MSCO|MORGAN STANLEY & CO. LLC|954348
SMG|SCOTTS MIRACLE-GR CO|MSPL|MORGAN STANLEY & CO. LLC|328600
SMG|SCOTTS MIRACLE-GR CO|MSTX|MORGAN STANLEY & CO. LLC|89400
SMG|SCOTTS MIRACLE-GR CO|MULL|MARK J. MULLER EQUITIES, INC.|4752
SMG|SCOTTS MIRACLE-GR CO|NATL|National Securities Corporation|307
SMG|SCOTTS MIRACLE-GR CO|NEUB|NEUBERGER BERMAN BD LLC|50
SMG|SCOTTS MIRACLE-GR CO|NFSC|National Financial Services LLC|353516
SMG|SCOTTS MIRACLE-GR CO|NITE|VIRTU Americas LLC|722126
SMG|SCOTTS MIRACLE-GR CO|NITP|VIRTU Americas LLC|1263
SMG|SCOTTS MIRACLE-GR CO|NQRB|Brut, LLC|8602
SMG|SCOTTS MIRACLE-GR CO|NTBF|BMO Nesbitt Burns Inc./CDS|742
SMG|SCOTTS MIRACLE-GR CO|NTRC|Northern Trust Securities, Inc.|98
SMG|SCOTTS MIRACLE-GR CO|ONEL|O'NEIL SECURITIES, INCORPORATED|310
SMG|SCOTTS MIRACLE-GR CO|OPCO|Oppenheimer & Co. Inc.|3594
SMG|SCOTTS MIRACLE-GR CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
SMG|SCOTTS MIRACLE-GR CO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|700
SMG|SCOTTS MIRACLE-GR CO|PDQM|CODA MARKETS, INC.|107951
SMG|SCOTTS MIRACLE-GR CO|PHLY|NASDAQ Execution Services, LLC|4200
SMG|SCOTTS MIRACLE-GR CO|PIPR|Piper Jaffray & Co.|1152
SMG|SCOTTS MIRACLE-GR CO|PWJC|UBS Financial Services, Inc.|3900
SMG|SCOTTS MIRACLE-GR CO|QMSR|QUATTRO M SECURITIES INC.|6788
SMG|SCOTTS MIRACLE-GR CO|RBCM|RBC CAPITAL MARKETS, LLC|14271
SMG|SCOTTS MIRACLE-GR CO|RHCO|Suntrust Robinson Humphrey, Inc.|44604
SMG|SCOTTS MIRACLE-GR CO|ROBT|Robotti & Company, LLC|3760
SMG|SCOTTS MIRACLE-GR CO|SAGL|SAGETRADER, LLC|3140
SMG|SCOTTS MIRACLE-GR CO|SALI|INTL FCSTONE FINANCIAL INC.|1155
SMG|SCOTTS MIRACLE-GR CO|SBSH|Citigroup Global Markets Inc.|123678
SMG|SCOTTS MIRACLE-GR CO|SEIC|SEI Investments Distribution Co.|300
SMG|SCOTTS MIRACLE-GR CO|SGMT|GOLDMAN SACHS & CO. LLC|110747
SMG|SCOTTS MIRACLE-GR CO|SPDR|SPEEDROUTE LLC|12097
SMG|SCOTTS MIRACLE-GR CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|14030
SMG|SCOTTS MIRACLE-GR CO|STFC|Stuart Frankel & Co., Incorporated|1395
SMG|SCOTTS MIRACLE-GR CO|STFL|Stifel, Nicolaus & Company, Incorporated|28132
SMG|SCOTTS MIRACLE-GR CO|STKP|STOCKPILE INVESTMENTS, INC.|516
SMG|SCOTTS MIRACLE-GR CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2793
SMG|SCOTTS MIRACLE-GR CO|SWIM|TD Ameritrade, Inc.|633378
SMG|SCOTTS MIRACLE-GR CO|SWST|Hilltop Securities Inc.|443
SMG|SCOTTS MIRACLE-GR CO|TKNG|ALLY INVEST SECURITIES LLC|1396
SMG|SCOTTS MIRACLE-GR CO|TRBT|Tradebot Systems, Inc.|234410
SMG|SCOTTS MIRACLE-GR CO|TRCM|TRC MARKETS LLC|51984
SMG|SCOTTS MIRACLE-GR CO|TWTT|TASTYWORKS, INC.|57
SMG|SCOTTS MIRACLE-GR CO|UBSA|UBS SECURITIES LLC|548787
SMG|SCOTTS MIRACLE-GR CO|UBSS|UBS Securities LLC|942577
SMG|SCOTTS MIRACLE-GR CO|VALX|VIRTU AMERICAS LLC|11232
SMG|SCOTTS MIRACLE-GR CO|VERT|The Vertical Trading Group, LLC|393
SMG|SCOTTS MIRACLE-GR CO|VGRD|Vanguard Marketing Corporation|20979
SMG|SCOTTS MIRACLE-GR CO|VSIN|Vision Financial Markets Llc|61
SMG|SCOTTS MIRACLE-GR CO|WBLR|WILLIAM BLAIR|6217
SMG|SCOTTS MIRACLE-GR CO|WBPX|SUMMIT SECURITIES GROUP, LLC|1700
SMG|SCOTTS MIRACLE-GR CO|WCHV|WELLS FARGO SECURITIES, LLC|251782
SMG|SCOTTS MIRACLE-GR CO|WEDB|WEDBUSH SECURITIES INC.|2505
SMG|SCOTTS MIRACLE-GR CO|WEED|Weeden & Co.L.P.|1033
SMG|SCOTTS MIRACLE-GR CO|WESC|Wellington Shields & Co., LLC|10866
SMG|SCOTTS MIRACLE-GR CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14955
SMG|SCOTTS MIRACLE-GR CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39965
SMG|SCOTTS MIRACLE-GR CO|WFPB|Wells Fargo Securities, LLC.|1700
SMG|SCOTTS MIRACLE-GR CO|WGIF|CIBC World Markets Inc.|573
SMG|SCOTTS MIRACLE-GR CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|465
SMG|SCOTTS MIRACLE-GR CO|WSEA|WOLVERINE SECURITIES, LLC|11701
SMG|SCOTTS MIRACLE-GR CO|WTFS|JUST2TRADE, INC.|50
SMG|SCOTTS MIRACLE-GR CO|XIST|INSTINET, LLC|41696
SMG|SCOTTS MIRACLE-GR CO|XPQR|Jump Trading|3700
SMG|SCOTTS MIRACLE-GR CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|87862
SMG|SCOTTS MIRACLE-GR CO|YKNA|COMHAR CAPITAL MARKETS, LLC|7687
SMG|SCOTTS MIRACLE-GR CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22761
SMH|VANECK VECTORS SEMIS|ADAM|CANACCORD GENUITY INC.|3014
SMH|VANECK VECTORS SEMIS|AGIS|Aegis Capital Corp.|290
SMH|VANECK VECTORS SEMIS|ALFA|ALPHA TRADING L.P.|362309
SMH|VANECK VECTORS SEMIS|ALTX|Alternet Securities Inc.|19925
SMH|VANECK VECTORS SEMIS|APCC|Apex Clearing Corporation|43729
SMH|VANECK VECTORS SEMIS|BANK|Primevest Financial Services, Inc.|114
SMH|VANECK VECTORS SEMIS|BARD|Robert W. Baird & Co. Incorporated|240
SMH|VANECK VECTORS SEMIS|BATM|CBOE TRADING, INC.|27406
SMH|VANECK VECTORS SEMIS|BAYT|BTIG, LLC|27700
SMH|VANECK VECTORS SEMIS|BBNT|BB&T SECURITIES, LLC|2826
SMH|VANECK VECTORS SEMIS|BERN|Sanford C. Bernstein & Co., LLC|371978
SMH|VANECK VECTORS SEMIS|BIMI|Banca IMI Securities Corp.|100
SMH|VANECK VECTORS SEMIS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|105799
SMH|VANECK VECTORS SEMIS|BLKX|INSTINET, LLC|28500
SMH|VANECK VECTORS SEMIS|BNCH|The Benchmark Company, LLC|1300
SMH|VANECK VECTORS SEMIS|BNPX|BNP PARIBAS SECURITIES CORP.|62100
SMH|VANECK VECTORS SEMIS|BTIG|BTIG, LLC|600
SMH|VANECK VECTORS SEMIS|BYXM|CBOE TRADING, INC.|6919
SMH|VANECK VECTORS SEMIS|CANT|Cantor Fitzgerald & Co.|205807
SMH|VANECK VECTORS SEMIS|CBLC|CITIGROUP GLOBAL MARKETS INC.|80000
SMH|VANECK VECTORS SEMIS|CHAS|Charles Schwab & Co., Inc.|2256
SMH|VANECK VECTORS SEMIS|CHLC|CHURCHILL CAPITAL USA, INC.|5300
SMH|VANECK VECTORS SEMIS|CIST|Capital Institutional Services, Inc.|250
SMH|VANECK VECTORS SEMIS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|251397
SMH|VANECK VECTORS SEMIS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1101
SMH|VANECK VECTORS SEMIS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24750
SMH|VANECK VECTORS SEMIS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1356241
SMH|VANECK VECTORS SEMIS|CSIN|Citadel Securities Institutional LLC|23710
SMH|VANECK VECTORS SEMIS|CTDL|Citadel Derivatives Group Llc|47423
SMH|VANECK VECTORS SEMIS|CTLR|CUTLER GROUP, LP|8550
SMH|VANECK VECTORS SEMIS|CXCX|CITIGROUP GLOBAL MARKETS INC.|242934
SMH|VANECK VECTORS SEMIS|DBAB|Deutsche Bank Securities Inc.|247182
SMH|VANECK VECTORS SEMIS|DBAX|Deutsche Bank Securities Inc.|863300
SMH|VANECK VECTORS SEMIS|DBUL|Deutsche Bank Securities Inc.|6037
SMH|VANECK VECTORS SEMIS|DCHF|Dart Executions, LLC|56941
SMH|VANECK VECTORS SEMIS|DEAN|MORGAN STANLEY|4427
SMH|VANECK VECTORS SEMIS|DEGS|RONIN PROFESSIONAL LLC|15100
SMH|VANECK VECTORS SEMIS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12184
SMH|VANECK VECTORS SEMIS|EBXL|EBX LLC|1705900
SMH|VANECK VECTORS SEMIS|ECUT|CONVERGEX EXECUTION SOLUTIONS|70751
SMH|VANECK VECTORS SEMIS|EDJO|Edward D. Jones & Co., L.P.|1733
SMH|VANECK VECTORS SEMIS|EGAM|CBOE TRADING, INC.|34377
SMH|VANECK VECTORS SEMIS|EGAW|CBOE TRADING, INC.|1350
SMH|VANECK VECTORS SEMIS|EGMT|EG MARKET TECHNOLOGIES LLC|600
SMH|VANECK VECTORS SEMIS|EGXM|CBOE TRADING, INC.|23206
SMH|VANECK VECTORS SEMIS|EGXW|CBOE TRADING, INC.|511
SMH|VANECK VECTORS SEMIS|ETBE|Electronic Transaction Clearing, Inc.|76692
SMH|VANECK VECTORS SEMIS|ETCB|ETC BROKERAGE SERVICES, LLC|1145
SMH|VANECK VECTORS SEMIS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|288109
SMH|VANECK VECTORS SEMIS|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|6134
SMH|VANECK VECTORS SEMIS|ETRS|E*Trade Securities LLC|89175
SMH|VANECK VECTORS SEMIS|FILL|Tradestation Securities, Inc.|29715
SMH|VANECK VECTORS SEMIS|FMAF|NBCN Inc./ CDS|1032
SMH|VANECK VECTORS SEMIS|FQLS|Quantlab Securities LP|799377
SMH|VANECK VECTORS SEMIS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60499
SMH|VANECK VECTORS SEMIS|FTBR|Foliofn Investments, Inc.|2479
SMH|VANECK VECTORS SEMIS|GBMT|GBM International, Inc.|49
SMH|VANECK VECTORS SEMIS|GEBB|GLOBAL EXECUTION BROKERS, LP|132110
SMH|VANECK VECTORS SEMIS|GFRY|JUMP TRADING, LLC|1589618
SMH|VANECK VECTORS SEMIS|GLIS|TD Securities Inc|401
SMH|VANECK VECTORS SEMIS|GLPX|ACS EXECUTION SERVICES, LLC|229845
SMH|VANECK VECTORS SEMIS|GSCO|GOLDMAN SACHS & CO. LLC|1190977
SMH|VANECK VECTORS SEMIS|GSCS|GOLDMAN SACHS & CO. LLC|179093
SMH|VANECK VECTORS SEMIS|GSLT|GOLDMAN SACHS & CO. LLC|125297
SMH|VANECK VECTORS SEMIS|GTSZ|GTS SECURITIES LLC|743856
SMH|VANECK VECTORS SEMIS|HRBF|American Enterprise Investment Services Inc.|12678
SMH|VANECK VECTORS SEMIS|HSBC|HSBC Securities, Inc.|13347
SMH|VANECK VECTORS SEMIS|IATS|INTERACTIVE BROKERS LLC|45028
SMH|VANECK VECTORS SEMIS|IBKR|Interactive Brokers Llc|411050
SMH|VANECK VECTORS SEMIS|ICBX|INSTINET, LLC|908363
SMH|VANECK VECTORS SEMIS|INCA|INSTINET, LLC|1383766
SMH|VANECK VECTORS SEMIS|INJX|INSTINET, LLC|212031
SMH|VANECK VECTORS SEMIS|ITGI|ITG Inc.|172556
SMH|VANECK VECTORS SEMIS|ITGP|ITG INC.|370600
SMH|VANECK VECTORS SEMIS|JANY|Janney Montgomery Scott Inc.|275
SMH|VANECK VECTORS SEMIS|JEFF|JEFFERIES LLC|1156815
SMH|VANECK VECTORS SEMIS|JMPT|JUMP TRADING, LLC|388076
SMH|VANECK VECTORS SEMIS|JONE|JonesTrading|9426
SMH|VANECK VECTORS SEMIS|JPBX|J.P. MORGAN SECURITIES LLC|29256
SMH|VANECK VECTORS SEMIS|JPMX|J.P. Morgan Securities LLC|931300
SMH|VANECK VECTORS SEMIS|JSJX|JANE STREET CAPITAL LLC|828253
SMH|VANECK VECTORS SEMIS|JUTA|JUMP TRADING, LLC|61649
SMH|VANECK VECTORS SEMIS|KCGM|VIRTU Americas LLC|323679
SMH|VANECK VECTORS SEMIS|LEHM|Barclays Capital Inc./Le|6347861
SMH|VANECK VECTORS SEMIS|LIME|Lime Brokerage LLC|65672
SMH|VANECK VECTORS SEMIS|LIWD|LIME BROKERAGE LLC|310
SMH|VANECK VECTORS SEMIS|LMGP|LIME BROKERAGE LLC|2821
SMH|VANECK VECTORS SEMIS|LQNA|LIQUIDNET, INC.|73800
SMH|VANECK VECTORS SEMIS|LSCI|Lek Securities Corporation|368038
SMH|VANECK VECTORS SEMIS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3200
SMH|VANECK VECTORS SEMIS|MAXM|Maxim Group LLC|4805
SMH|VANECK VECTORS SEMIS|MBTS|ALLY INVEST SECURITIES LLC|2006
SMH|VANECK VECTORS SEMIS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|575102
SMH|VANECK VECTORS SEMIS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|17100
SMH|VANECK VECTORS SEMIS|MOTF|MOTIF INVESTING, INC.|8
SMH|VANECK VECTORS SEMIS|MSCO|MORGAN STANLEY & CO. LLC|8986682
SMH|VANECK VECTORS SEMIS|MSPL|MORGAN STANLEY & CO. LLC|1073900
SMH|VANECK VECTORS SEMIS|MSTX|MORGAN STANLEY & CO. LLC|293800
SMH|VANECK VECTORS SEMIS|NFSC|National Financial Services LLC|554416
SMH|VANECK VECTORS SEMIS|NITE|VIRTU Americas LLC|2780860
SMH|VANECK VECTORS SEMIS|NITP|VIRTU Americas LLC|3016
SMH|VANECK VECTORS SEMIS|NMRA|Nomura Securities International, Inc.|2298804
SMH|VANECK VECTORS SEMIS|NQRB|Brut, LLC|83055
SMH|VANECK VECTORS SEMIS|NTBF|BMO Nesbitt Burns Inc./CDS|567
SMH|VANECK VECTORS SEMIS|OHOS|TWO SIGMA SECURITIES, LLC|591042
SMH|VANECK VECTORS SEMIS|OPCO|Oppenheimer & Co. Inc.|1416
SMH|VANECK VECTORS SEMIS|PCPT|PHILLIP CAPITAL INC.|1789
SMH|VANECK VECTORS SEMIS|PDQM|CODA MARKETS, INC.|153535
SMH|VANECK VECTORS SEMIS|PHLY|NASDAQ Execution Services, LLC|8800
SMH|VANECK VECTORS SEMIS|PICT|Pictet Overseas Inc.|20
SMH|VANECK VECTORS SEMIS|PWJC|UBS Financial Services, Inc.|75
SMH|VANECK VECTORS SEMIS|RBCM|RBC CAPITAL MARKETS, LLC|5972
SMH|VANECK VECTORS SEMIS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|400
SMH|VANECK VECTORS SEMIS|RHCO|Suntrust Robinson Humphrey, Inc.|19
SMH|VANECK VECTORS SEMIS|SAGL|SAGETRADER, LLC|2000
SMH|VANECK VECTORS SEMIS|SALI|INTL FCSTONE FINANCIAL INC.|21
SMH|VANECK VECTORS SEMIS|SBSH|Citigroup Global Markets Inc.|2469680
SMH|VANECK VECTORS SEMIS|SGMT|GOLDMAN SACHS & CO. LLC|879827
SMH|VANECK VECTORS SEMIS|SHMR|ABN Amro Clearing LLC|300
SMH|VANECK VECTORS SEMIS|SPDR|SPEEDROUTE LLC|32042
SMH|VANECK VECTORS SEMIS|STFL|Stifel, Nicolaus & Company, Incorporated|12843
SMH|VANECK VECTORS SEMIS|STKP|STOCKPILE INVESTMENTS, INC.|8
SMH|VANECK VECTORS SEMIS|SWIM|TD Ameritrade, Inc.|94207
SMH|VANECK VECTORS SEMIS|SWST|Hilltop Securities Inc.|50
SMH|VANECK VECTORS SEMIS|TKNG|ALLY INVEST SECURITIES LLC|1158
SMH|VANECK VECTORS SEMIS|TMBR|Timber Hill LLC|160
SMH|VANECK VECTORS SEMIS|TRBT|Tradebot Systems, Inc.|2057329
SMH|VANECK VECTORS SEMIS|TRCM|TRC MARKETS LLC|3994871
SMH|VANECK VECTORS SEMIS|TWTT|TASTYWORKS, INC.|1320
SMH|VANECK VECTORS SEMIS|UBSA|UBS SECURITIES LLC|2123783
SMH|VANECK VECTORS SEMIS|UBSS|UBS Securities LLC|1139396
SMH|VANECK VECTORS SEMIS|VALX|VIRTU AMERICAS LLC|70840
SMH|VANECK VECTORS SEMIS|VGRD|Vanguard Marketing Corporation|22292
SMH|VANECK VECTORS SEMIS|VSIN|Vision Financial Markets Llc|18
SMH|VANECK VECTORS SEMIS|WBET|Wallachbeth Capital LLC|16900
SMH|VANECK VECTORS SEMIS|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
SMH|VANECK VECTORS SEMIS|WCHV|WELLS FARGO SECURITIES, LLC|1301241
SMH|VANECK VECTORS SEMIS|WEDB|WEDBUSH SECURITIES INC.|19227
SMH|VANECK VECTORS SEMIS|WEED|Weeden & Co.L.P.|1410
SMH|VANECK VECTORS SEMIS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|164401
SMH|VANECK VECTORS SEMIS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|482264
SMH|VANECK VECTORS SEMIS|WGIF|CIBC World Markets Inc.|2272
SMH|VANECK VECTORS SEMIS|WSEA|WOLVERINE SECURITIES, LLC|133744
SMH|VANECK VECTORS SEMIS|XPUS|XP SECURITIES, LLC|15401
SMH|VANECK VECTORS SEMIS|XSTM|NATIONAL FINANCIAL SERVICES LLC|23496
SMH|VANECK VECTORS SEMIS|YKNA|COMHAR CAPITAL MARKETS, LLC|5300
SMH|VANECK VECTORS SEMIS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23772
SMHD|ETRACS MONTHLY PAY 2|ALTX|Alternet Securities Inc.|200
SMHD|ETRACS MONTHLY PAY 2|APCC|Apex Clearing Corporation|1649
SMHD|ETRACS MONTHLY PAY 2|BANK|Primevest Financial Services, Inc.|1
SMHD|ETRACS MONTHLY PAY 2|CHAS|Charles Schwab & Co., Inc.|174
SMHD|ETRACS MONTHLY PAY 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|183
SMHD|ETRACS MONTHLY PAY 2|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
SMHD|ETRACS MONTHLY PAY 2|EGXM|CBOE TRADING, INC.|294
SMHD|ETRACS MONTHLY PAY 2|ETRS|E*Trade Securities LLC|27841
SMHD|ETRACS MONTHLY PAY 2|FILL|Tradestation Securities, Inc.|2400
SMHD|ETRACS MONTHLY PAY 2|GEBB|GLOBAL EXECUTION BROKERS, LP|400
SMHD|ETRACS MONTHLY PAY 2|GLIS|TD Securities Inc|110
SMHD|ETRACS MONTHLY PAY 2|GSCO|GOLDMAN SACHS & CO. LLC|27660
SMHD|ETRACS MONTHLY PAY 2|GSLT|GOLDMAN SACHS & CO. LLC|2120
SMHD|ETRACS MONTHLY PAY 2|GTSZ|GTS SECURITIES LLC|3244
SMHD|ETRACS MONTHLY PAY 2|HRBF|American Enterprise Investment Services Inc.|2000
SMHD|ETRACS MONTHLY PAY 2|IATS|INTERACTIVE BROKERS LLC|14308
SMHD|ETRACS MONTHLY PAY 2|IBKR|Interactive Brokers Llc|259010
SMHD|ETRACS MONTHLY PAY 2|ICBX|INSTINET, LLC|200
SMHD|ETRACS MONTHLY PAY 2|INCA|INSTINET, LLC|700
SMHD|ETRACS MONTHLY PAY 2|ITGI|ITG Inc.|522
SMHD|ETRACS MONTHLY PAY 2|ITGP|ITG INC.|400
SMHD|ETRACS MONTHLY PAY 2|JPMX|J.P. Morgan Securities LLC|400
SMHD|ETRACS MONTHLY PAY 2|JSJX|JANE STREET CAPITAL LLC|245654
SMHD|ETRACS MONTHLY PAY 2|KCGM|VIRTU Americas LLC|877
SMHD|ETRACS MONTHLY PAY 2|LEHM|Barclays Capital Inc./Le|400
SMHD|ETRACS MONTHLY PAY 2|LIME|Lime Brokerage LLC|6606
SMHD|ETRACS MONTHLY PAY 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
SMHD|ETRACS MONTHLY PAY 2|MOTF|MOTIF INVESTING, INC.|6
SMHD|ETRACS MONTHLY PAY 2|MSCO|MORGAN STANLEY & CO. LLC|75498
SMHD|ETRACS MONTHLY PAY 2|MSPL|MORGAN STANLEY & CO. LLC|100
SMHD|ETRACS MONTHLY PAY 2|NFSC|National Financial Services LLC|2662
SMHD|ETRACS MONTHLY PAY 2|NITE|VIRTU Americas LLC|78881
SMHD|ETRACS MONTHLY PAY 2|NTBF|BMO Nesbitt Burns Inc./CDS|260
SMHD|ETRACS MONTHLY PAY 2|PDQM|CODA MARKETS, INC.|600
SMHD|ETRACS MONTHLY PAY 2|RBCM|RBC CAPITAL MARKETS, LLC|300
SMHD|ETRACS MONTHLY PAY 2|SGMT|GOLDMAN SACHS & CO. LLC|600
SMHD|ETRACS MONTHLY PAY 2|SWIM|TD Ameritrade, Inc.|6066
SMHD|ETRACS MONTHLY PAY 2|TKNG|ALLY INVEST SECURITIES LLC|2477
SMHD|ETRACS MONTHLY PAY 2|TRCM|TRC MARKETS LLC|20
SMHD|ETRACS MONTHLY PAY 2|UBSA|UBS SECURITIES LLC|9087
SMHD|ETRACS MONTHLY PAY 2|UBSS|UBS Securities LLC|287832
SMHD|ETRACS MONTHLY PAY 2|VGRD|Vanguard Marketing Corporation|8664
SMHD|ETRACS MONTHLY PAY 2|VSIN|Vision Financial Markets Llc|5
SMHD|ETRACS MONTHLY PAY 2|WGIF|CIBC World Markets Inc.|33
SMHD|ETRACS MONTHLY PAY 2|WSEA|WOLVERINE SECURITIES, LLC|1502
SMHI|SEACOR MARINE HLD|ALTX|Alternet Securities Inc.|5300
SMHI|SEACOR MARINE HLD|APCC|Apex Clearing Corporation|12
SMHI|SEACOR MARINE HLD|BATM|CBOE TRADING, INC.|1985
SMHI|SEACOR MARINE HLD|BAYC|BAY CREST PARTNERS, LLC|144
SMHI|SEACOR MARINE HLD|BERN|Sanford C. Bernstein & Co., LLC|525
SMHI|SEACOR MARINE HLD|BNPX|BNP PARIBAS SECURITIES CORP.|1598
SMHI|SEACOR MARINE HLD|BYXM|CBOE TRADING, INC.|97
SMHI|SEACOR MARINE HLD|CHAS|Charles Schwab & Co., Inc.|300
SMHI|SEACOR MARINE HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9095
SMHI|SEACOR MARINE HLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20942
SMHI|SEACOR MARINE HLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22
SMHI|SEACOR MARINE HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21897
SMHI|SEACOR MARINE HLD|CTDL|Citadel Derivatives Group Llc|2267
SMHI|SEACOR MARINE HLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3446
SMHI|SEACOR MARINE HLD|DBAB|Deutsche Bank Securities Inc.|15409
SMHI|SEACOR MARINE HLD|DBAX|Deutsche Bank Securities Inc.|13100
SMHI|SEACOR MARINE HLD|DEAN|MORGAN STANLEY|183
SMHI|SEACOR MARINE HLD|DEGS|RONIN PROFESSIONAL LLC|4566
SMHI|SEACOR MARINE HLD|EBXL|EBX LLC|11100
SMHI|SEACOR MARINE HLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1695
SMHI|SEACOR MARINE HLD|EGAM|CBOE TRADING, INC.|2650
SMHI|SEACOR MARINE HLD|EGMT|EG MARKET TECHNOLOGIES LLC|100
SMHI|SEACOR MARINE HLD|EGXM|CBOE TRADING, INC.|603
SMHI|SEACOR MARINE HLD|ETBE|Electronic Transaction Clearing, Inc.|700
SMHI|SEACOR MARINE HLD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
SMHI|SEACOR MARINE HLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4377
SMHI|SEACOR MARINE HLD|ETRS|E*Trade Securities LLC|92
SMHI|SEACOR MARINE HLD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SMHI|SEACOR MARINE HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13879
SMHI|SEACOR MARINE HLD|FTBR|Foliofn Investments, Inc.|253
SMHI|SEACOR MARINE HLD|GLPX|ACS EXECUTION SERVICES, LLC|22410
SMHI|SEACOR MARINE HLD|GSCO|GOLDMAN SACHS & CO. LLC|27737
SMHI|SEACOR MARINE HLD|GSCS|GOLDMAN SACHS & CO. LLC|179
SMHI|SEACOR MARINE HLD|GSLT|GOLDMAN SACHS & CO. LLC|264
SMHI|SEACOR MARINE HLD|GTSZ|GTS SECURITIES LLC|22841
SMHI|SEACOR MARINE HLD|HSBC|HSBC Securities, Inc.|600
SMHI|SEACOR MARINE HLD|IATS|INTERACTIVE BROKERS LLC|2722
SMHI|SEACOR MARINE HLD|IBKR|Interactive Brokers Llc|5034
SMHI|SEACOR MARINE HLD|ICBX|INSTINET, LLC|4100
SMHI|SEACOR MARINE HLD|IEQY|CITADEL SECURITIES LLC|5315
SMHI|SEACOR MARINE HLD|INCA|INSTINET, LLC|37357
SMHI|SEACOR MARINE HLD|INJX|INSTINET, LLC|3797
SMHI|SEACOR MARINE HLD|ITGI|ITG Inc.|14975
SMHI|SEACOR MARINE HLD|ITGP|ITG INC.|24600
SMHI|SEACOR MARINE HLD|JEFF|JEFFERIES LLC|7497
SMHI|SEACOR MARINE HLD|JMPT|JUMP TRADING, LLC|2170
SMHI|SEACOR MARINE HLD|JPBX|J.P. MORGAN SECURITIES LLC|2500
SMHI|SEACOR MARINE HLD|JPMX|J.P. Morgan Securities LLC|15945
SMHI|SEACOR MARINE HLD|JRCO|Johnson Rice & Company L.L.C.|1200
SMHI|SEACOR MARINE HLD|JSJX|JANE STREET CAPITAL LLC|1531
SMHI|SEACOR MARINE HLD|KCGM|VIRTU Americas LLC|2683
SMHI|SEACOR MARINE HLD|LEHM|Barclays Capital Inc./Le|19693
SMHI|SEACOR MARINE HLD|LIME|Lime Brokerage LLC|2170
SMHI|SEACOR MARINE HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13293
SMHI|SEACOR MARINE HLD|MOTF|MOTIF INVESTING, INC.|8
SMHI|SEACOR MARINE HLD|MSCO|MORGAN STANLEY & CO. LLC|70055
SMHI|SEACOR MARINE HLD|MSPL|MORGAN STANLEY & CO. LLC|20600
SMHI|SEACOR MARINE HLD|MSTX|MORGAN STANLEY & CO. LLC|23000
SMHI|SEACOR MARINE HLD|NFSC|National Financial Services LLC|2244
SMHI|SEACOR MARINE HLD|NITE|VIRTU Americas LLC|45661
SMHI|SEACOR MARINE HLD|NQRB|Brut, LLC|400
SMHI|SEACOR MARINE HLD|NTBF|BMO Nesbitt Burns Inc./CDS|120
SMHI|SEACOR MARINE HLD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|406
SMHI|SEACOR MARINE HLD|PDQM|CODA MARKETS, INC.|42362
SMHI|SEACOR MARINE HLD|SAGL|SAGETRADER, LLC|6250
SMHI|SEACOR MARINE HLD|SBSH|Citigroup Global Markets Inc.|8997
SMHI|SEACOR MARINE HLD|SGMT|GOLDMAN SACHS & CO. LLC|4158
SMHI|SEACOR MARINE HLD|SPDR|SPEEDROUTE LLC|2690
SMHI|SEACOR MARINE HLD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
SMHI|SEACOR MARINE HLD|SWIM|TD Ameritrade, Inc.|100
SMHI|SEACOR MARINE HLD|SWST|Hilltop Securities Inc.|1000
SMHI|SEACOR MARINE HLD|TKNG|ALLY INVEST SECURITIES LLC|164
SMHI|SEACOR MARINE HLD|TRBT|Tradebot Systems, Inc.|13463
SMHI|SEACOR MARINE HLD|TRCM|TRC MARKETS LLC|12628
SMHI|SEACOR MARINE HLD|UBSA|UBS SECURITIES LLC|66582
SMHI|SEACOR MARINE HLD|UBSS|UBS Securities LLC|142869
SMHI|SEACOR MARINE HLD|VALX|VIRTU AMERICAS LLC|2469
SMHI|SEACOR MARINE HLD|VGRD|Vanguard Marketing Corporation|2042
SMHI|SEACOR MARINE HLD|VSIN|Vision Financial Markets Llc|10136
SMHI|SEACOR MARINE HLD|WCHV|WELLS FARGO SECURITIES, LLC|2918
SMHI|SEACOR MARINE HLD|WEED|Weeden & Co.L.P.|30
SMHI|SEACOR MARINE HLD|WSAG|WALL STREET ACCESS|100
SMHI|SEACOR MARINE HLD|XIST|INSTINET, LLC|6800
SMHI|SEACOR MARINE HLD|XPQR|Jump Trading|199
SMHI|SEACOR MARINE HLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SMHI|SEACOR MARINE HLD|YKNA|COMHAR CAPITAL MARKETS, LLC|9733
SMI|SEMICONDUCTOR MFG IN|ALTX|Alternet Securities Inc.|209
SMI|SEMICONDUCTOR MFG IN|APCC|Apex Clearing Corporation|9799
SMI|SEMICONDUCTOR MFG IN|BATM|CBOE TRADING, INC.|1621
SMI|SEMICONDUCTOR MFG IN|BERN|Sanford C. Bernstein & Co., LLC|5612
SMI|SEMICONDUCTOR MFG IN|BIDS|BIDS TRADING L.P.|300
SMI|SEMICONDUCTOR MFG IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3194
SMI|SEMICONDUCTOR MFG IN|BTIG|BTIG, LLC|4778
SMI|SEMICONDUCTOR MFG IN|BZYD|GOLDMAN SACHS & CO. LLC|933
SMI|SEMICONDUCTOR MFG IN|CHAS|Charles Schwab & Co., Inc.|500
SMI|SEMICONDUCTOR MFG IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2361
SMI|SEMICONDUCTOR MFG IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
SMI|SEMICONDUCTOR MFG IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37352
SMI|SEMICONDUCTOR MFG IN|CTDL|Citadel Derivatives Group Llc|2398
SMI|SEMICONDUCTOR MFG IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4056
SMI|SEMICONDUCTOR MFG IN|DBAB|Deutsche Bank Securities Inc.|10970
SMI|SEMICONDUCTOR MFG IN|DBAX|Deutsche Bank Securities Inc.|22800
SMI|SEMICONDUCTOR MFG IN|DCHF|Dart Executions, LLC|695
SMI|SEMICONDUCTOR MFG IN|DEAN|MORGAN STANLEY|15000
SMI|SEMICONDUCTOR MFG IN|EBXL|EBX LLC|12200
SMI|SEMICONDUCTOR MFG IN|EGAM|CBOE TRADING, INC.|1546
SMI|SEMICONDUCTOR MFG IN|EGXM|CBOE TRADING, INC.|1771
SMI|SEMICONDUCTOR MFG IN|ETBE|Electronic Transaction Clearing, Inc.|600
SMI|SEMICONDUCTOR MFG IN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
SMI|SEMICONDUCTOR MFG IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6010
SMI|SEMICONDUCTOR MFG IN|ETRS|E*Trade Securities LLC|190092
SMI|SEMICONDUCTOR MFG IN|FFSI|Firstrade Securities Inc.|100
SMI|SEMICONDUCTOR MFG IN|FILL|Tradestation Securities, Inc.|2200
SMI|SEMICONDUCTOR MFG IN|FMAF|NBCN Inc./ CDS|2701
SMI|SEMICONDUCTOR MFG IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31611
SMI|SEMICONDUCTOR MFG IN|FTBR|Foliofn Investments, Inc.|788
SMI|SEMICONDUCTOR MFG IN|GLIS|TD Securities Inc|16398
SMI|SEMICONDUCTOR MFG IN|GLPX|ACS EXECUTION SERVICES, LLC|200
SMI|SEMICONDUCTOR MFG IN|GSCO|GOLDMAN SACHS & CO. LLC|41857
SMI|SEMICONDUCTOR MFG IN|GSCS|GOLDMAN SACHS & CO. LLC|7184
SMI|SEMICONDUCTOR MFG IN|GSLT|GOLDMAN SACHS & CO. LLC|4593
SMI|SEMICONDUCTOR MFG IN|GTSZ|GTS SECURITIES LLC|4606
SMI|SEMICONDUCTOR MFG IN|IATS|INTERACTIVE BROKERS LLC|31365
SMI|SEMICONDUCTOR MFG IN|IBKR|Interactive Brokers Llc|92547
SMI|SEMICONDUCTOR MFG IN|ICBX|INSTINET, LLC|8175
SMI|SEMICONDUCTOR MFG IN|INCA|INSTINET, LLC|29873
SMI|SEMICONDUCTOR MFG IN|INJX|INSTINET, LLC|500
SMI|SEMICONDUCTOR MFG IN|INTL|INTL FCSTONE FINANCIAL INC.|379
SMI|SEMICONDUCTOR MFG IN|ITGI|ITG Inc.|30615
SMI|SEMICONDUCTOR MFG IN|ITGP|ITG INC.|19600
SMI|SEMICONDUCTOR MFG IN|JEFF|JEFFERIES LLC|1670
SMI|SEMICONDUCTOR MFG IN|JMPT|JUMP TRADING, LLC|330
SMI|SEMICONDUCTOR MFG IN|JPBX|J.P. MORGAN SECURITIES LLC|1351
SMI|SEMICONDUCTOR MFG IN|JPMX|J.P. Morgan Securities LLC|14042
SMI|SEMICONDUCTOR MFG IN|JSJX|JANE STREET CAPITAL LLC|27028
SMI|SEMICONDUCTOR MFG IN|KCGM|VIRTU Americas LLC|6746
SMI|SEMICONDUCTOR MFG IN|LEHM|Barclays Capital Inc./Le|31492
SMI|SEMICONDUCTOR MFG IN|LIME|Lime Brokerage LLC|7490
SMI|SEMICONDUCTOR MFG IN|LSCI|Lek Securities Corporation|1220
SMI|SEMICONDUCTOR MFG IN|MACQ|Macquarie Capital (USA) Inc.|1100
SMI|SEMICONDUCTOR MFG IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34400
SMI|SEMICONDUCTOR MFG IN|MSCO|MORGAN STANLEY & CO. LLC|100230
SMI|SEMICONDUCTOR MFG IN|MSPL|MORGAN STANLEY & CO. LLC|24800
SMI|SEMICONDUCTOR MFG IN|MSTX|MORGAN STANLEY & CO. LLC|16200
SMI|SEMICONDUCTOR MFG IN|NFSC|National Financial Services LLC|186630
SMI|SEMICONDUCTOR MFG IN|NITE|VIRTU Americas LLC|440124
SMI|SEMICONDUCTOR MFG IN|NQRB|Brut, LLC|300
SMI|SEMICONDUCTOR MFG IN|NTBF|BMO Nesbitt Burns Inc./CDS|15140
SMI|SEMICONDUCTOR MFG IN|OLDM|OLD MISSION CAPITAL, LLC|1657
SMI|SEMICONDUCTOR MFG IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2544
SMI|SEMICONDUCTOR MFG IN|PCPT|PHILLIP CAPITAL INC.|3496
SMI|SEMICONDUCTOR MFG IN|PDQM|CODA MARKETS, INC.|709
SMI|SEMICONDUCTOR MFG IN|SBSH|Citigroup Global Markets Inc.|29153
SMI|SEMICONDUCTOR MFG IN|SGMT|GOLDMAN SACHS & CO. LLC|13791
SMI|SEMICONDUCTOR MFG IN|SWIM|TD Ameritrade, Inc.|48397
SMI|SEMICONDUCTOR MFG IN|TKNG|ALLY INVEST SECURITIES LLC|3320
SMI|SEMICONDUCTOR MFG IN|TRBT|Tradebot Systems, Inc.|1510
SMI|SEMICONDUCTOR MFG IN|TRCM|TRC MARKETS LLC|1740
SMI|SEMICONDUCTOR MFG IN|UBSA|UBS SECURITIES LLC|136909
SMI|SEMICONDUCTOR MFG IN|UBSS|UBS Securities LLC|137243
SMI|SEMICONDUCTOR MFG IN|VALX|VIRTU AMERICAS LLC|5176
SMI|SEMICONDUCTOR MFG IN|VGRD|Vanguard Marketing Corporation|3334
SMI|SEMICONDUCTOR MFG IN|WCHV|WELLS FARGO SECURITIES, LLC|15131
SMI|SEMICONDUCTOR MFG IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|670
SMI|SEMICONDUCTOR MFG IN|WGIF|CIBC World Markets Inc.|4354
SMI|SEMICONDUCTOR MFG IN|WSEA|WOLVERINE SECURITIES, LLC|1425
SMI|SEMICONDUCTOR MFG IN|XPUS|XP SECURITIES, LLC|3000
SMI|SEMICONDUCTOR MFG IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
SMI|SEMICONDUCTOR MFG IN|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SMIN|ISHARES MSCI INDIA|ALTX|Alternet Securities Inc.|1201
SMIN|ISHARES MSCI INDIA|APCC|Apex Clearing Corporation|30
SMIN|ISHARES MSCI INDIA|BARD|Robert W. Baird & Co. Incorporated|250
SMIN|ISHARES MSCI INDIA|BBNT|BB&T SECURITIES, LLC|456
SMIN|ISHARES MSCI INDIA|BYXM|CBOE TRADING, INC.|460
SMIN|ISHARES MSCI INDIA|CHAS|Charles Schwab & Co., Inc.|32
SMIN|ISHARES MSCI INDIA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24801
SMIN|ISHARES MSCI INDIA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1998
SMIN|ISHARES MSCI INDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13459
SMIN|ISHARES MSCI INDIA|CSIN|Citadel Securities Institutional LLC|441
SMIN|ISHARES MSCI INDIA|CTDL|Citadel Derivatives Group Llc|10044
SMIN|ISHARES MSCI INDIA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
SMIN|ISHARES MSCI INDIA|DADA|D.A. Davidson & Co.|140
SMIN|ISHARES MSCI INDIA|DBAX|Deutsche Bank Securities Inc.|18100
SMIN|ISHARES MSCI INDIA|DEAN|MORGAN STANLEY|400
SMIN|ISHARES MSCI INDIA|EBXL|EBX LLC|11500
SMIN|ISHARES MSCI INDIA|ECUT|CONVERGEX EXECUTION SOLUTIONS|35
SMIN|ISHARES MSCI INDIA|EGXM|CBOE TRADING, INC.|35
SMIN|ISHARES MSCI INDIA|ETBE|Electronic Transaction Clearing, Inc.|100
SMIN|ISHARES MSCI INDIA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|64
SMIN|ISHARES MSCI INDIA|ETRS|E*Trade Securities LLC|20374
SMIN|ISHARES MSCI INDIA|FIDT|Fidelity Clearing Canada ULC./ CDS|1000
SMIN|ISHARES MSCI INDIA|FILL|Tradestation Securities, Inc.|95
SMIN|ISHARES MSCI INDIA|FLTU|FLOW TRADERS US LLC|13367
SMIN|ISHARES MSCI INDIA|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|13367
SMIN|ISHARES MSCI INDIA|FMAF|NBCN Inc./ CDS|330
SMIN|ISHARES MSCI INDIA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
SMIN|ISHARES MSCI INDIA|FTBR|Foliofn Investments, Inc.|658
SMIN|ISHARES MSCI INDIA|GEBB|GLOBAL EXECUTION BROKERS, LP|800
SMIN|ISHARES MSCI INDIA|GLPX|ACS EXECUTION SERVICES, LLC|1
SMIN|ISHARES MSCI INDIA|GSCO|GOLDMAN SACHS & CO. LLC|3900
SMIN|ISHARES MSCI INDIA|GSLT|GOLDMAN SACHS & CO. LLC|680
SMIN|ISHARES MSCI INDIA|GTSZ|GTS SECURITIES LLC|2789
SMIN|ISHARES MSCI INDIA|HRBF|American Enterprise Investment Services Inc.|1107
SMIN|ISHARES MSCI INDIA|HSBC|HSBC Securities, Inc.|4801
SMIN|ISHARES MSCI INDIA|IATS|INTERACTIVE BROKERS LLC|1247
SMIN|ISHARES MSCI INDIA|IBKR|Interactive Brokers Llc|13202
SMIN|ISHARES MSCI INDIA|ICBX|INSTINET, LLC|5263
SMIN|ISHARES MSCI INDIA|INCA|INSTINET, LLC|17329
SMIN|ISHARES MSCI INDIA|ITGI|ITG Inc.|2542
SMIN|ISHARES MSCI INDIA|ITGP|ITG INC.|1400
SMIN|ISHARES MSCI INDIA|JPMX|J.P. Morgan Securities LLC|11508
SMIN|ISHARES MSCI INDIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|5510
SMIN|ISHARES MSCI INDIA|JSJX|JANE STREET CAPITAL LLC|141352
SMIN|ISHARES MSCI INDIA|KCGM|VIRTU Americas LLC|3420
SMIN|ISHARES MSCI INDIA|LEHM|Barclays Capital Inc./Le|8500
SMIN|ISHARES MSCI INDIA|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|440
SMIN|ISHARES MSCI INDIA|LIME|Lime Brokerage LLC|2826
SMIN|ISHARES MSCI INDIA|MACC|Mid Atlantic Capital Corporation|17
SMIN|ISHARES MSCI INDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22644
SMIN|ISHARES MSCI INDIA|MSCO|MORGAN STANLEY & CO. LLC|32896
SMIN|ISHARES MSCI INDIA|MSPL|MORGAN STANLEY & CO. LLC|2900
SMIN|ISHARES MSCI INDIA|NFSC|National Financial Services LLC|72466
SMIN|ISHARES MSCI INDIA|NITE|VIRTU Americas LLC|44314
SMIN|ISHARES MSCI INDIA|NQRB|Brut, LLC|300
SMIN|ISHARES MSCI INDIA|OPCO|Oppenheimer & Co. Inc.|360
SMIN|ISHARES MSCI INDIA|RBCM|RBC CAPITAL MARKETS, LLC|228
SMIN|ISHARES MSCI INDIA|SBSH|Citigroup Global Markets Inc.|16830
SMIN|ISHARES MSCI INDIA|SGMT|GOLDMAN SACHS & CO. LLC|9493
SMIN|ISHARES MSCI INDIA|SPDR|SPEEDROUTE LLC|13668
SMIN|ISHARES MSCI INDIA|STFL|Stifel, Nicolaus & Company, Incorporated|793
SMIN|ISHARES MSCI INDIA|SWIM|TD Ameritrade, Inc.|1451
SMIN|ISHARES MSCI INDIA|SWST|Hilltop Securities Inc.|49
SMIN|ISHARES MSCI INDIA|TKNG|ALLY INVEST SECURITIES LLC|216
SMIN|ISHARES MSCI INDIA|TRBT|Tradebot Systems, Inc.|300
SMIN|ISHARES MSCI INDIA|TRCM|TRC MARKETS LLC|400
SMIN|ISHARES MSCI INDIA|UBSA|UBS SECURITIES LLC|49482
SMIN|ISHARES MSCI INDIA|UBSS|UBS Securities LLC|227508
SMIN|ISHARES MSCI INDIA|VALX|VIRTU AMERICAS LLC|200
SMIN|ISHARES MSCI INDIA|VGRD|Vanguard Marketing Corporation|14799
SMIN|ISHARES MSCI INDIA|VNDS|VANDHAM SECURITIES CORP|1
SMIN|ISHARES MSCI INDIA|WCHV|WELLS FARGO SECURITIES, LLC|1062
SMIN|ISHARES MSCI INDIA|WGIF|CIBC World Markets Inc.|580
SMIN|ISHARES MSCI INDIA|WSEA|WOLVERINE SECURITIES, LLC|246
SMIN|ISHARES MSCI INDIA|XSTM|NATIONAL FINANCIAL SERVICES LLC|3246
SMIN|ISHARES MSCI INDIA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1456
SMIT|SCHMITT INDS INC|ALTX|Alternet Securities Inc.|100
SMIT|SCHMITT INDS INC|APCC|Apex Clearing Corporation|8
SMIT|SCHMITT INDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|145
SMIT|SCHMITT INDS INC|BYXM|CBOE TRADING, INC.|100
SMIT|SCHMITT INDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3901
SMIT|SCHMITT INDS INC|DBAB|Deutsche Bank Securities Inc.|4160
SMIT|SCHMITT INDS INC|DBAX|Deutsche Bank Securities Inc.|1500
SMIT|SCHMITT INDS INC|DEAN|MORGAN STANLEY|1400
SMIT|SCHMITT INDS INC|DEGS|RONIN PROFESSIONAL LLC|5748
SMIT|SCHMITT INDS INC|EBXL|EBX LLC|2200
SMIT|SCHMITT INDS INC|EGXM|CBOE TRADING, INC.|101
SMIT|SCHMITT INDS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
SMIT|SCHMITT INDS INC|ETRS|E*Trade Securities LLC|21898
SMIT|SCHMITT INDS INC|FBCO|Credit Suisse Securities (USA) LLC|2192
SMIT|SCHMITT INDS INC|FOMA|TD AMERITRADE CLEARING, INC.|24630
SMIT|SCHMITT INDS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|600
SMIT|SCHMITT INDS INC|GLPX|ACS EXECUTION SERVICES, LLC|100
SMIT|SCHMITT INDS INC|GTSZ|GTS SECURITIES LLC|292
SMIT|SCHMITT INDS INC|IATS|INTERACTIVE BROKERS LLC|1800
SMIT|SCHMITT INDS INC|IBKR|Interactive Brokers Llc|17153
SMIT|SCHMITT INDS INC|ICBX|INSTINET, LLC|1100
SMIT|SCHMITT INDS INC|INCA|INSTINET, LLC|3459
SMIT|SCHMITT INDS INC|INJX|INSTINET, LLC|296
SMIT|SCHMITT INDS INC|ITGI|ITG Inc.|300
SMIT|SCHMITT INDS INC|ITGP|ITG INC.|2200
SMIT|SCHMITT INDS INC|LEHM|Barclays Capital Inc./Le|8
SMIT|SCHMITT INDS INC|LIME|Lime Brokerage LLC|9071
SMIT|SCHMITT INDS INC|MSCO|MORGAN STANLEY & CO. LLC|31460
SMIT|SCHMITT INDS INC|MSPL|MORGAN STANLEY & CO. LLC|300
SMIT|SCHMITT INDS INC|NFSC|National Financial Services LLC|7050
SMIT|SCHMITT INDS INC|NITE|VIRTU Americas LLC|25446
SMIT|SCHMITT INDS INC|PDQM|CODA MARKETS, INC.|100
SMIT|SCHMITT INDS INC|SGMT|GOLDMAN SACHS & CO. LLC|412
SMIT|SCHMITT INDS INC|SWIM|TD Ameritrade, Inc.|2380
SMIT|SCHMITT INDS INC|UBSA|UBS SECURITIES LLC|8290
SMIT|SCHMITT INDS INC|UBSS|UBS Securities LLC|2795
SMIT|SCHMITT INDS INC|VALX|VIRTU AMERICAS LLC|1000
SMIT|SCHMITT INDS INC|WSEA|WOLVERINE SECURITIES, LLC|198
SMIT|SCHMITT INDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
SMLF|ISHARES FACTORSELECT|APCC|Apex Clearing Corporation|41
SMLF|ISHARES FACTORSELECT|BARD|Robert W. Baird & Co. Incorporated|1166
SMLF|ISHARES FACTORSELECT|BBNT|BB&T SECURITIES, LLC|1199
SMLF|ISHARES FACTORSELECT|BERN|Sanford C. Bernstein & Co., LLC|100
SMLF|ISHARES FACTORSELECT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2013
SMLF|ISHARES FACTORSELECT|BYXM|CBOE TRADING, INC.|73
SMLF|ISHARES FACTORSELECT|CANT|Cantor Fitzgerald & Co.|16563
SMLF|ISHARES FACTORSELECT|CHAS|Charles Schwab & Co., Inc.|1
SMLF|ISHARES FACTORSELECT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6963
SMLF|ISHARES FACTORSELECT|CSIN|Citadel Securities Institutional LLC|143426
SMLF|ISHARES FACTORSELECT|CTDL|Citadel Derivatives Group Llc|146239
SMLF|ISHARES FACTORSELECT|CXCX|CITIGROUP GLOBAL MARKETS INC.|20
SMLF|ISHARES FACTORSELECT|DBAX|Deutsche Bank Securities Inc.|8600
SMLF|ISHARES FACTORSELECT|EBXL|EBX LLC|9900
SMLF|ISHARES FACTORSELECT|ECUT|CONVERGEX EXECUTION SOLUTIONS|9570
SMLF|ISHARES FACTORSELECT|ETRS|E*Trade Securities LLC|862
SMLF|ISHARES FACTORSELECT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1571
SMLF|ISHARES FACTORSELECT|FTBR|Foliofn Investments, Inc.|379
SMLF|ISHARES FACTORSELECT|GSLT|GOLDMAN SACHS & CO. LLC|100
SMLF|ISHARES FACTORSELECT|GTSZ|GTS SECURITIES LLC|1800
SMLF|ISHARES FACTORSELECT|IATS|INTERACTIVE BROKERS LLC|403
SMLF|ISHARES FACTORSELECT|IBKR|Interactive Brokers Llc|304
SMLF|ISHARES FACTORSELECT|ICBX|INSTINET, LLC|5700
SMLF|ISHARES FACTORSELECT|ITGP|ITG INC.|800
SMLF|ISHARES FACTORSELECT|JPMX|J.P. Morgan Securities LLC|6746
SMLF|ISHARES FACTORSELECT|JSEB|JANE STREET EXECUTION SERVICES, LLC|41289
SMLF|ISHARES FACTORSELECT|JSJX|JANE STREET CAPITAL LLC|48335
SMLF|ISHARES FACTORSELECT|LEHM|Barclays Capital Inc./Le|24000
SMLF|ISHARES FACTORSELECT|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|452
SMLF|ISHARES FACTORSELECT|LIME|Lime Brokerage LLC|4355
SMLF|ISHARES FACTORSELECT|MSCO|MORGAN STANLEY & CO. LLC|6464
SMLF|ISHARES FACTORSELECT|MSPL|MORGAN STANLEY & CO. LLC|2000
SMLF|ISHARES FACTORSELECT|NFSC|National Financial Services LLC|24699
SMLF|ISHARES FACTORSELECT|NITE|VIRTU Americas LLC|46612
SMLF|ISHARES FACTORSELECT|OPCO|Oppenheimer & Co. Inc.|300
SMLF|ISHARES FACTORSELECT|PDQM|CODA MARKETS, INC.|4300
SMLF|ISHARES FACTORSELECT|RBCM|RBC CAPITAL MARKETS, LLC|1738
SMLF|ISHARES FACTORSELECT|SBSH|Citigroup Global Markets Inc.|740
SMLF|ISHARES FACTORSELECT|SGMT|GOLDMAN SACHS & CO. LLC|5242
SMLF|ISHARES FACTORSELECT|SHMR|ABN Amro Clearing LLC|102
SMLF|ISHARES FACTORSELECT|SWIM|TD Ameritrade, Inc.|1712
SMLF|ISHARES FACTORSELECT|UBSA|UBS SECURITIES LLC|35599
SMLF|ISHARES FACTORSELECT|UBSS|UBS Securities LLC|7261
SMLF|ISHARES FACTORSELECT|VGRD|Vanguard Marketing Corporation|1520
SMLF|ISHARES FACTORSELECT|WCHV|WELLS FARGO SECURITIES, LLC|55
SMLF|ISHARES FACTORSELECT|WEED|Weeden & Co.L.P.|2700
SMLF|ISHARES FACTORSELECT|WSEA|WOLVERINE SECURITIES, LLC|100
SMLF|ISHARES FACTORSELECT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25202
SMLL|DX DLY SMALL CAP 2X|APCC|Apex Clearing Corporation|2
SMLL|DX DLY SMALL CAP 2X|ETRS|E*Trade Securities LLC|1970
SMLL|DX DLY SMALL CAP 2X|FMAF|NBCN Inc./ CDS|100
SMLL|DX DLY SMALL CAP 2X|HRBF|American Enterprise Investment Services Inc.|300
SMLL|DX DLY SMALL CAP 2X|JSJX|JANE STREET CAPITAL LLC|1661
SMLL|DX DLY SMALL CAP 2X|MOTF|MOTIF INVESTING, INC.|1
SMLL|DX DLY SMALL CAP 2X|NFSC|National Financial Services LLC|947
SMLL|DX DLY SMALL CAP 2X|NITE|VIRTU Americas LLC|1382
SMLL|DX DLY SMALL CAP 2X|PWJC|UBS Financial Services, Inc.|150
SMLL|DX DLY SMALL CAP 2X|SWIM|TD Ameritrade, Inc.|100
SMLL|DX DLY SMALL CAP 2X|UBSS|UBS Securities LLC|250
SMLL|DX DLY SMALL CAP 2X|VGRD|Vanguard Marketing Corporation|500
SMLL|DX DLY SMALL CAP 2X|WEDB|WEDBUSH SECURITIES INC.|10000
SMLL|DX DLY SMALL CAP 2X|WSEA|WOLVERINE SECURITIES, LLC|20
SMLP|SUMMIT MIDSTREAM PRT|APCC|Apex Clearing Corporation|51
SMLP|SUMMIT MIDSTREAM PRT|BARD|Robert W. Baird & Co. Incorporated|500
SMLP|SUMMIT MIDSTREAM PRT|BATM|CBOE TRADING, INC.|200
SMLP|SUMMIT MIDSTREAM PRT|BBNT|BB&T SECURITIES, LLC|2440
SMLP|SUMMIT MIDSTREAM PRT|BERN|Sanford C. Bernstein & Co., LLC|12516
SMLP|SUMMIT MIDSTREAM PRT|BIDS|BIDS TRADING L.P.|500
SMLP|SUMMIT MIDSTREAM PRT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4019
SMLP|SUMMIT MIDSTREAM PRT|BNPX|BNP PARIBAS SECURITIES CORP.|17
SMLP|SUMMIT MIDSTREAM PRT|BTIG|BTIG, LLC|85100
SMLP|SUMMIT MIDSTREAM PRT|BYXM|CBOE TRADING, INC.|100
SMLP|SUMMIT MIDSTREAM PRT|BZYD|GOLDMAN SACHS & CO. LLC|209
SMLP|SUMMIT MIDSTREAM PRT|CHAS|Charles Schwab & Co., Inc.|44
SMLP|SUMMIT MIDSTREAM PRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3299
SMLP|SUMMIT MIDSTREAM PRT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3494
SMLP|SUMMIT MIDSTREAM PRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26205
SMLP|SUMMIT MIDSTREAM PRT|CTDL|Citadel Derivatives Group Llc|41
SMLP|SUMMIT MIDSTREAM PRT|CXCX|CITIGROUP GLOBAL MARKETS INC.|8276
SMLP|SUMMIT MIDSTREAM PRT|DADA|D.A. Davidson & Co.|200
SMLP|SUMMIT MIDSTREAM PRT|DBAB|Deutsche Bank Securities Inc.|8071
SMLP|SUMMIT MIDSTREAM PRT|DBAX|Deutsche Bank Securities Inc.|20900
SMLP|SUMMIT MIDSTREAM PRT|DEAN|MORGAN STANLEY|16122
SMLP|SUMMIT MIDSTREAM PRT|DEGS|RONIN PROFESSIONAL LLC|11
SMLP|SUMMIT MIDSTREAM PRT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10856
SMLP|SUMMIT MIDSTREAM PRT|EBXL|EBX LLC|18900
SMLP|SUMMIT MIDSTREAM PRT|EGAM|CBOE TRADING, INC.|910
SMLP|SUMMIT MIDSTREAM PRT|EGMT|EG MARKET TECHNOLOGIES LLC|200
SMLP|SUMMIT MIDSTREAM PRT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|297
SMLP|SUMMIT MIDSTREAM PRT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2878
SMLP|SUMMIT MIDSTREAM PRT|ETRS|E*Trade Securities LLC|56073
SMLP|SUMMIT MIDSTREAM PRT|FILL|Tradestation Securities, Inc.|4500
SMLP|SUMMIT MIDSTREAM PRT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2133
SMLP|SUMMIT MIDSTREAM PRT|FTBR|Foliofn Investments, Inc.|80
SMLP|SUMMIT MIDSTREAM PRT|GLIS|TD Securities Inc|2366
SMLP|SUMMIT MIDSTREAM PRT|GLPX|ACS EXECUTION SERVICES, LLC|10
SMLP|SUMMIT MIDSTREAM PRT|GSCO|GOLDMAN SACHS & CO. LLC|22404
SMLP|SUMMIT MIDSTREAM PRT|GSCS|GOLDMAN SACHS & CO. LLC|2841
SMLP|SUMMIT MIDSTREAM PRT|GTSZ|GTS SECURITIES LLC|14118
SMLP|SUMMIT MIDSTREAM PRT|HRBF|American Enterprise Investment Services Inc.|996
SMLP|SUMMIT MIDSTREAM PRT|IATS|INTERACTIVE BROKERS LLC|100
SMLP|SUMMIT MIDSTREAM PRT|IBKR|Interactive Brokers Llc|22467
SMLP|SUMMIT MIDSTREAM PRT|ICBX|INSTINET, LLC|6219
SMLP|SUMMIT MIDSTREAM PRT|INCA|INSTINET, LLC|1755
SMLP|SUMMIT MIDSTREAM PRT|INJX|INSTINET, LLC|200
SMLP|SUMMIT MIDSTREAM PRT|ITGI|ITG Inc.|500
SMLP|SUMMIT MIDSTREAM PRT|ITGP|ITG INC.|8800
SMLP|SUMMIT MIDSTREAM PRT|JANY|Janney Montgomery Scott Inc.|250
SMLP|SUMMIT MIDSTREAM PRT|JEFF|JEFFERIES LLC|14105
SMLP|SUMMIT MIDSTREAM PRT|JMPT|JUMP TRADING, LLC|2101
SMLP|SUMMIT MIDSTREAM PRT|JPMX|J.P. Morgan Securities LLC|26251
SMLP|SUMMIT MIDSTREAM PRT|JSJX|JANE STREET CAPITAL LLC|3565
SMLP|SUMMIT MIDSTREAM PRT|KCGM|VIRTU Americas LLC|9171
SMLP|SUMMIT MIDSTREAM PRT|LEHM|Barclays Capital Inc./Le|19600
SMLP|SUMMIT MIDSTREAM PRT|LIME|Lime Brokerage LLC|15200
SMLP|SUMMIT MIDSTREAM PRT|LSCI|Lek Securities Corporation|543
SMLP|SUMMIT MIDSTREAM PRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
SMLP|SUMMIT MIDSTREAM PRT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
SMLP|SUMMIT MIDSTREAM PRT|MSCO|MORGAN STANLEY & CO. LLC|192569
SMLP|SUMMIT MIDSTREAM PRT|MSPL|MORGAN STANLEY & CO. LLC|41500
SMLP|SUMMIT MIDSTREAM PRT|MSTX|MORGAN STANLEY & CO. LLC|800
SMLP|SUMMIT MIDSTREAM PRT|NBCS|NBC Securities, INC.|118
SMLP|SUMMIT MIDSTREAM PRT|NFSC|National Financial Services LLC|144901
SMLP|SUMMIT MIDSTREAM PRT|NITE|VIRTU Americas LLC|247635
SMLP|SUMMIT MIDSTREAM PRT|OPCO|Oppenheimer & Co. Inc.|1000
SMLP|SUMMIT MIDSTREAM PRT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SMLP|SUMMIT MIDSTREAM PRT|PDQM|CODA MARKETS, INC.|1169
SMLP|SUMMIT MIDSTREAM PRT|PWJC|UBS Financial Services, Inc.|300
SMLP|SUMMIT MIDSTREAM PRT|RBCM|RBC CAPITAL MARKETS, LLC|2355
SMLP|SUMMIT MIDSTREAM PRT|SAGW|SAGETRADER, LLC|86
SMLP|SUMMIT MIDSTREAM PRT|SBSH|Citigroup Global Markets Inc.|10154
SMLP|SUMMIT MIDSTREAM PRT|SGMT|GOLDMAN SACHS & CO. LLC|7392
SMLP|SUMMIT MIDSTREAM PRT|SPDR|SPEEDROUTE LLC|100
SMLP|SUMMIT MIDSTREAM PRT|STFL|Stifel, Nicolaus & Company, Incorporated|10313
SMLP|SUMMIT MIDSTREAM PRT|SWIM|TD Ameritrade, Inc.|28765
SMLP|SUMMIT MIDSTREAM PRT|SWST|Hilltop Securities Inc.|58
SMLP|SUMMIT MIDSTREAM PRT|TKNG|ALLY INVEST SECURITIES LLC|560
SMLP|SUMMIT MIDSTREAM PRT|TRBT|Tradebot Systems, Inc.|1146
SMLP|SUMMIT MIDSTREAM PRT|TRCM|TRC MARKETS LLC|1811
SMLP|SUMMIT MIDSTREAM PRT|TWTT|TASTYWORKS, INC.|110
SMLP|SUMMIT MIDSTREAM PRT|UBSA|UBS SECURITIES LLC|83734
SMLP|SUMMIT MIDSTREAM PRT|UBSS|UBS Securities LLC|67824
SMLP|SUMMIT MIDSTREAM PRT|VALX|VIRTU AMERICAS LLC|2867
SMLP|SUMMIT MIDSTREAM PRT|VGRD|Vanguard Marketing Corporation|11085
SMLP|SUMMIT MIDSTREAM PRT|VSIN|Vision Financial Markets Llc|4
SMLP|SUMMIT MIDSTREAM PRT|WCHV|WELLS FARGO SECURITIES, LLC|66948
SMLP|SUMMIT MIDSTREAM PRT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1705
SMLP|SUMMIT MIDSTREAM PRT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1102
SMLP|SUMMIT MIDSTREAM PRT|WSEA|WOLVERINE SECURITIES, LLC|703
SMLP|SUMMIT MIDSTREAM PRT|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
SMLP|SUMMIT MIDSTREAM PRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5230
SMLV|SPDR SSGA US SML CAP|APCC|Apex Clearing Corporation|498
SMLV|SPDR SSGA US SML CAP|BATM|CBOE TRADING, INC.|10
SMLV|SPDR SSGA US SML CAP|CANT|Cantor Fitzgerald & Co.|338
SMLV|SPDR SSGA US SML CAP|CHAS|Charles Schwab & Co., Inc.|3
SMLV|SPDR SSGA US SML CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1376
SMLV|SPDR SSGA US SML CAP|CSIN|Citadel Securities Institutional LLC|37130
SMLV|SPDR SSGA US SML CAP|CTDL|Citadel Derivatives Group Llc|37180
SMLV|SPDR SSGA US SML CAP|DBAX|Deutsche Bank Securities Inc.|100
SMLV|SPDR SSGA US SML CAP|DEAN|MORGAN STANLEY|549
SMLV|SPDR SSGA US SML CAP|EBXL|EBX LLC|200
SMLV|SPDR SSGA US SML CAP|EDJO|Edward D. Jones & Co., L.P.|1613
SMLV|SPDR SSGA US SML CAP|ETRS|E*Trade Securities LLC|75
SMLV|SPDR SSGA US SML CAP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|179
SMLV|SPDR SSGA US SML CAP|FTBR|Foliofn Investments, Inc.|34
SMLV|SPDR SSGA US SML CAP|HRBF|American Enterprise Investment Services Inc.|8106
SMLV|SPDR SSGA US SML CAP|IATS|INTERACTIVE BROKERS LLC|64
SMLV|SPDR SSGA US SML CAP|IBKR|Interactive Brokers Llc|231
SMLV|SPDR SSGA US SML CAP|ICBX|INSTINET, LLC|600
SMLV|SPDR SSGA US SML CAP|INCA|INSTINET, LLC|150
SMLV|SPDR SSGA US SML CAP|JPMX|J.P. Morgan Securities LLC|1780
SMLV|SPDR SSGA US SML CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|14432
SMLV|SPDR SSGA US SML CAP|JSJX|JANE STREET CAPITAL LLC|1525
SMLV|SPDR SSGA US SML CAP|KCGM|VIRTU Americas LLC|4284
SMLV|SPDR SSGA US SML CAP|LEHM|Barclays Capital Inc./Le|1819
SMLV|SPDR SSGA US SML CAP|LIME|Lime Brokerage LLC|174
SMLV|SPDR SSGA US SML CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SMLV|SPDR SSGA US SML CAP|MSCO|MORGAN STANLEY & CO. LLC|2352
SMLV|SPDR SSGA US SML CAP|MSPL|MORGAN STANLEY & CO. LLC|500
SMLV|SPDR SSGA US SML CAP|NFSC|National Financial Services LLC|9100
SMLV|SPDR SSGA US SML CAP|NITE|VIRTU Americas LLC|17431
SMLV|SPDR SSGA US SML CAP|RBCM|RBC CAPITAL MARKETS, LLC|404
SMLV|SPDR SSGA US SML CAP|SBSH|Citigroup Global Markets Inc.|11
SMLV|SPDR SSGA US SML CAP|SGMT|GOLDMAN SACHS & CO. LLC|800
SMLV|SPDR SSGA US SML CAP|STFL|Stifel, Nicolaus & Company, Incorporated|187
SMLV|SPDR SSGA US SML CAP|SWIM|TD Ameritrade, Inc.|31
SMLV|SPDR SSGA US SML CAP|SWST|Hilltop Securities Inc.|378
SMLV|SPDR SSGA US SML CAP|UBSA|UBS SECURITIES LLC|3257
SMLV|SPDR SSGA US SML CAP|UBSS|UBS Securities LLC|2982
SMLV|SPDR SSGA US SML CAP|VGRD|Vanguard Marketing Corporation|1523
SMLV|SPDR SSGA US SML CAP|WCHV|WELLS FARGO SECURITIES, LLC|879
SMLV|SPDR SSGA US SML CAP|WSEA|WOLVERINE SECURITIES, LLC|29
SMLV|SPDR SSGA US SML CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2241
SMM|SALIENT MIDSTREAM|ALTX|Alternet Securities Inc.|2200
SMM|SALIENT MIDSTREAM|APCC|Apex Clearing Corporation|18
SMM|SALIENT MIDSTREAM|BARD|Robert W. Baird & Co. Incorporated|22248
SMM|SALIENT MIDSTREAM|BTIG|BTIG, LLC|1220
SMM|SALIENT MIDSTREAM|CHAS|Charles Schwab & Co., Inc.|2
SMM|SALIENT MIDSTREAM|CIST|Capital Institutional Services, Inc.|2385
SMM|SALIENT MIDSTREAM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14284
SMM|SALIENT MIDSTREAM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14323
SMM|SALIENT MIDSTREAM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1872
SMM|SALIENT MIDSTREAM|DAVA|Davenport & Company LLC|1623
SMM|SALIENT MIDSTREAM|DBAX|Deutsche Bank Securities Inc.|2700
SMM|SALIENT MIDSTREAM|DEAN|MORGAN STANLEY|2709
SMM|SALIENT MIDSTREAM|DEGS|RONIN PROFESSIONAL LLC|400
SMM|SALIENT MIDSTREAM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4865
SMM|SALIENT MIDSTREAM|EBXL|EBX LLC|7400
SMM|SALIENT MIDSTREAM|EDJO|Edward D. Jones & Co., L.P.|228
SMM|SALIENT MIDSTREAM|EGAM|CBOE TRADING, INC.|1000
SMM|SALIENT MIDSTREAM|EGXM|CBOE TRADING, INC.|1610
SMM|SALIENT MIDSTREAM|ESPO|ESPOSITO SECURITIES, LLC|1062
SMM|SALIENT MIDSTREAM|ETBE|Electronic Transaction Clearing, Inc.|200
SMM|SALIENT MIDSTREAM|ETRS|E*Trade Securities LLC|8564
SMM|SALIENT MIDSTREAM|FTBR|Foliofn Investments, Inc.|77
SMM|SALIENT MIDSTREAM|GLPX|ACS EXECUTION SERVICES, LLC|2018
SMM|SALIENT MIDSTREAM|GSCO|GOLDMAN SACHS & CO. LLC|36092
SMM|SALIENT MIDSTREAM|GSLT|GOLDMAN SACHS & CO. LLC|300
SMM|SALIENT MIDSTREAM|GTSZ|GTS SECURITIES LLC|100
SMM|SALIENT MIDSTREAM|HRBF|American Enterprise Investment Services Inc.|1200
SMM|SALIENT MIDSTREAM|IATS|INTERACTIVE BROKERS LLC|2619
SMM|SALIENT MIDSTREAM|IBKR|Interactive Brokers Llc|13671
SMM|SALIENT MIDSTREAM|ICBX|INSTINET, LLC|1300
SMM|SALIENT MIDSTREAM|INCA|INSTINET, LLC|4581
SMM|SALIENT MIDSTREAM|ITGI|ITG Inc.|3481
SMM|SALIENT MIDSTREAM|ITGP|ITG INC.|8600
SMM|SALIENT MIDSTREAM|JANY|Janney Montgomery Scott Inc.|1074
SMM|SALIENT MIDSTREAM|JPMX|J.P. Morgan Securities LLC|2800
SMM|SALIENT MIDSTREAM|KCGM|VIRTU Americas LLC|1300
SMM|SALIENT MIDSTREAM|LEHM|Barclays Capital Inc./Le|1000
SMM|SALIENT MIDSTREAM|LIME|Lime Brokerage LLC|659
SMM|SALIENT MIDSTREAM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
SMM|SALIENT MIDSTREAM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
SMM|SALIENT MIDSTREAM|MSCO|MORGAN STANLEY & CO. LLC|36407
SMM|SALIENT MIDSTREAM|MSPL|MORGAN STANLEY & CO. LLC|6400
SMM|SALIENT MIDSTREAM|NFSC|National Financial Services LLC|48418
SMM|SALIENT MIDSTREAM|NITE|VIRTU Americas LLC|120136
SMM|SALIENT MIDSTREAM|NQRB|Brut, LLC|1720
SMM|SALIENT MIDSTREAM|OPCO|Oppenheimer & Co. Inc.|16639
SMM|SALIENT MIDSTREAM|PDQM|CODA MARKETS, INC.|3618
SMM|SALIENT MIDSTREAM|PWJC|UBS Financial Services, Inc.|4085
SMM|SALIENT MIDSTREAM|RBCM|RBC CAPITAL MARKETS, LLC|28088
SMM|SALIENT MIDSTREAM|SAGL|SAGETRADER, LLC|200
SMM|SALIENT MIDSTREAM|SBSH|Citigroup Global Markets Inc.|56694
SMM|SALIENT MIDSTREAM|SGMT|GOLDMAN SACHS & CO. LLC|5301
SMM|SALIENT MIDSTREAM|STFL|Stifel, Nicolaus & Company, Incorporated|5621
SMM|SALIENT MIDSTREAM|SWIM|TD Ameritrade, Inc.|19200
SMM|SALIENT MIDSTREAM|SWST|Hilltop Securities Inc.|12958
SMM|SALIENT MIDSTREAM|TKNG|ALLY INVEST SECURITIES LLC|49
SMM|SALIENT MIDSTREAM|TRBT|Tradebot Systems, Inc.|1942
SMM|SALIENT MIDSTREAM|UBSA|UBS SECURITIES LLC|29915
SMM|SALIENT MIDSTREAM|UBSS|UBS Securities LLC|81471
SMM|SALIENT MIDSTREAM|VALX|VIRTU AMERICAS LLC|1400
SMM|SALIENT MIDSTREAM|VGRD|Vanguard Marketing Corporation|152
SMM|SALIENT MIDSTREAM|WCHV|WELLS FARGO SECURITIES, LLC|51024
SMM|SALIENT MIDSTREAM|WEED|Weeden & Co.L.P.|7400
SMM|SALIENT MIDSTREAM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|117
SMM|SALIENT MIDSTREAM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35107
SMM|SALIENT MIDSTREAM|WSEA|WOLVERINE SECURITIES, LLC|172
SMM|SALIENT MIDSTREAM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
SMM|SALIENT MIDSTREAM|YKNA|COMHAR CAPITAL MARKETS, LLC|800
SMM|SALIENT MIDSTREAM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3802
SMMD|ISHARES RUSSELL 2500|BBNT|BB&T SECURITIES, LLC|240
SMMD|ISHARES RUSSELL 2500|CSIN|Citadel Securities Institutional LLC|2210
SMMD|ISHARES RUSSELL 2500|CTDL|Citadel Derivatives Group Llc|4150
SMMD|ISHARES RUSSELL 2500|DBAX|Deutsche Bank Securities Inc.|200
SMMD|ISHARES RUSSELL 2500|EBXL|EBX LLC|300
SMMD|ISHARES RUSSELL 2500|IBKR|Interactive Brokers Llc|40
SMMD|ISHARES RUSSELL 2500|ICBX|INSTINET, LLC|200
SMMD|ISHARES RUSSELL 2500|ITGP|ITG INC.|600
SMMD|ISHARES RUSSELL 2500|JSEB|JANE STREET EXECUTION SERVICES, LLC|2120
SMMD|ISHARES RUSSELL 2500|KCGM|VIRTU Americas LLC|100
SMMD|ISHARES RUSSELL 2500|LEHM|Barclays Capital Inc./Le|1000
SMMD|ISHARES RUSSELL 2500|LIME|Lime Brokerage LLC|10
SMMD|ISHARES RUSSELL 2500|MSCO|MORGAN STANLEY & CO. LLC|100
SMMD|ISHARES RUSSELL 2500|NFSC|National Financial Services LLC|3327
SMMD|ISHARES RUSSELL 2500|NITE|VIRTU Americas LLC|1452
SMMD|ISHARES RUSSELL 2500|RBCM|RBC CAPITAL MARKETS, LLC|325
SMMD|ISHARES RUSSELL 2500|SBSH|Citigroup Global Markets Inc.|1065
SMMD|ISHARES RUSSELL 2500|SGMT|GOLDMAN SACHS & CO. LLC|200
SMMD|ISHARES RUSSELL 2500|UBSA|UBS SECURITIES LLC|330
SMMD|ISHARES RUSSELL 2500|UBSS|UBS Securities LLC|842
SMMF|SUMMIT FINANCIAL GP|ALTX|Alternet Securities Inc.|371
SMMF|SUMMIT FINANCIAL GP|APCC|Apex Clearing Corporation|19
SMMF|SUMMIT FINANCIAL GP|BANK|Primevest Financial Services, Inc.|73
SMMF|SUMMIT FINANCIAL GP|BATM|CBOE TRADING, INC.|172
SMMF|SUMMIT FINANCIAL GP|BMOC|BMO Capital Markets Corp.|1742
SMMF|SUMMIT FINANCIAL GP|BNPX|BNP PARIBAS SECURITIES CORP.|1122
SMMF|SUMMIT FINANCIAL GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43
SMMF|SUMMIT FINANCIAL GP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9967
SMMF|SUMMIT FINANCIAL GP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6857
SMMF|SUMMIT FINANCIAL GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|711
SMMF|SUMMIT FINANCIAL GP|CTDL|Citadel Derivatives Group Llc|779
SMMF|SUMMIT FINANCIAL GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1750
SMMF|SUMMIT FINANCIAL GP|DBAB|Deutsche Bank Securities Inc.|14110
SMMF|SUMMIT FINANCIAL GP|DBAX|Deutsche Bank Securities Inc.|500
SMMF|SUMMIT FINANCIAL GP|DEAN|MORGAN STANLEY|100
SMMF|SUMMIT FINANCIAL GP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3300
SMMF|SUMMIT FINANCIAL GP|EBXL|EBX LLC|900
SMMF|SUMMIT FINANCIAL GP|EDJO|Edward D. Jones & Co., L.P.|461
SMMF|SUMMIT FINANCIAL GP|EGAM|CBOE TRADING, INC.|100
SMMF|SUMMIT FINANCIAL GP|EGXM|CBOE TRADING, INC.|200
SMMF|SUMMIT FINANCIAL GP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1800
SMMF|SUMMIT FINANCIAL GP|ETRS|E*Trade Securities LLC|232
SMMF|SUMMIT FINANCIAL GP|FBCO|Credit Suisse Securities (USA) LLC|55957
SMMF|SUMMIT FINANCIAL GP|FILL|Tradestation Securities, Inc.|601
SMMF|SUMMIT FINANCIAL GP|FOMA|TD AMERITRADE CLEARING, INC.|871
SMMF|SUMMIT FINANCIAL GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3122
SMMF|SUMMIT FINANCIAL GP|FTBR|Foliofn Investments, Inc.|18
SMMF|SUMMIT FINANCIAL GP|GEBB|GLOBAL EXECUTION BROKERS, LP|3365
SMMF|SUMMIT FINANCIAL GP|GLPX|ACS EXECUTION SERVICES, LLC|1454
SMMF|SUMMIT FINANCIAL GP|GSCO|GOLDMAN SACHS & CO. LLC|40734
SMMF|SUMMIT FINANCIAL GP|GTSZ|GTS SECURITIES LLC|7396
SMMF|SUMMIT FINANCIAL GP|IATS|INTERACTIVE BROKERS LLC|96
SMMF|SUMMIT FINANCIAL GP|IBKR|Interactive Brokers Llc|564
SMMF|SUMMIT FINANCIAL GP|ICBX|INSTINET, LLC|100
SMMF|SUMMIT FINANCIAL GP|IEQY|CITADEL SECURITIES LLC|343
SMMF|SUMMIT FINANCIAL GP|INCA|INSTINET, LLC|8378
SMMF|SUMMIT FINANCIAL GP|INJX|INSTINET, LLC|2991
SMMF|SUMMIT FINANCIAL GP|ITGI|ITG Inc.|7028
SMMF|SUMMIT FINANCIAL GP|ITGP|ITG INC.|600
SMMF|SUMMIT FINANCIAL GP|JEFF|JEFFERIES LLC|1685
SMMF|SUMMIT FINANCIAL GP|JPMX|J.P. Morgan Securities LLC|1346
SMMF|SUMMIT FINANCIAL GP|JSJX|JANE STREET CAPITAL LLC|5828
SMMF|SUMMIT FINANCIAL GP|KCGM|VIRTU Americas LLC|376
SMMF|SUMMIT FINANCIAL GP|LEHM|Barclays Capital Inc./Le|11551
SMMF|SUMMIT FINANCIAL GP|LIME|Lime Brokerage LLC|12735
SMMF|SUMMIT FINANCIAL GP|LMGP|LIME BROKERAGE LLC|11700
SMMF|SUMMIT FINANCIAL GP|MAXM|Maxim Group LLC|797
SMMF|SUMMIT FINANCIAL GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
SMMF|SUMMIT FINANCIAL GP|MSCO|MORGAN STANLEY & CO. LLC|42744
SMMF|SUMMIT FINANCIAL GP|MSPL|MORGAN STANLEY & CO. LLC|1700
SMMF|SUMMIT FINANCIAL GP|NFSC|National Financial Services LLC|1044
SMMF|SUMMIT FINANCIAL GP|NITE|VIRTU Americas LLC|7306
SMMF|SUMMIT FINANCIAL GP|NQRB|Brut, LLC|200
SMMF|SUMMIT FINANCIAL GP|PDQM|CODA MARKETS, INC.|2033
SMMF|SUMMIT FINANCIAL GP|RBCM|RBC CAPITAL MARKETS, LLC|438
SMMF|SUMMIT FINANCIAL GP|SAGW|SAGETRADER, LLC|165
SMMF|SUMMIT FINANCIAL GP|SBSH|Citigroup Global Markets Inc.|13379
SMMF|SUMMIT FINANCIAL GP|SGMT|GOLDMAN SACHS & CO. LLC|1309
SMMF|SUMMIT FINANCIAL GP|SPDR|SPEEDROUTE LLC|6700
SMMF|SUMMIT FINANCIAL GP|SWST|Hilltop Securities Inc.|5
SMMF|SUMMIT FINANCIAL GP|TRBT|Tradebot Systems, Inc.|679
SMMF|SUMMIT FINANCIAL GP|TRCM|TRC MARKETS LLC|6299
SMMF|SUMMIT FINANCIAL GP|UBSA|UBS SECURITIES LLC|4282
SMMF|SUMMIT FINANCIAL GP|UBSS|UBS Securities LLC|29045
SMMF|SUMMIT FINANCIAL GP|VALX|VIRTU AMERICAS LLC|1049
SMMF|SUMMIT FINANCIAL GP|VGRD|Vanguard Marketing Corporation|150
SMMF|SUMMIT FINANCIAL GP|WCHV|WELLS FARGO SECURITIES, LLC|3454
SMMF|SUMMIT FINANCIAL GP|WEED|Weeden & Co.L.P.|5020
SMMF|SUMMIT FINANCIAL GP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
SMMF|SUMMIT FINANCIAL GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
SMMT|SUMMIT THERAPEU ADR|ALTX|Alternet Securities Inc.|8200
SMMT|SUMMIT THERAPEU ADR|APCC|Apex Clearing Corporation|1360
SMMT|SUMMIT THERAPEU ADR|BATM|CBOE TRADING, INC.|278
SMMT|SUMMIT THERAPEU ADR|BAYT|BTIG, LLC|300
SMMT|SUMMIT THERAPEU ADR|BERN|Sanford C. Bernstein & Co., LLC|200
SMMT|SUMMIT THERAPEU ADR|BIMI|Banca IMI Securities Corp.|3000
SMMT|SUMMIT THERAPEU ADR|BTIG|BTIG, LLC|88773
SMMT|SUMMIT THERAPEU ADR|BYXM|CBOE TRADING, INC.|100
SMMT|SUMMIT THERAPEU ADR|CHAS|Charles Schwab & Co., Inc.|6294
SMMT|SUMMIT THERAPEU ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|95142
SMMT|SUMMIT THERAPEU ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2790
SMMT|SUMMIT THERAPEU ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|70
SMMT|SUMMIT THERAPEU ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17281
SMMT|SUMMIT THERAPEU ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|9200
SMMT|SUMMIT THERAPEU ADR|DBAB|Deutsche Bank Securities Inc.|6833
SMMT|SUMMIT THERAPEU ADR|DBAX|Deutsche Bank Securities Inc.|15700
SMMT|SUMMIT THERAPEU ADR|DBUL|Deutsche Bank Securities Inc.|100
SMMT|SUMMIT THERAPEU ADR|DEAN|MORGAN STANLEY|200
SMMT|SUMMIT THERAPEU ADR|DEGS|RONIN PROFESSIONAL LLC|15225
SMMT|SUMMIT THERAPEU ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
SMMT|SUMMIT THERAPEU ADR|EBXL|EBX LLC|28000
SMMT|SUMMIT THERAPEU ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|84
SMMT|SUMMIT THERAPEU ADR|EDJO|Edward D. Jones & Co., L.P.|432
SMMT|SUMMIT THERAPEU ADR|EGAM|CBOE TRADING, INC.|2800
SMMT|SUMMIT THERAPEU ADR|EGXM|CBOE TRADING, INC.|4590
SMMT|SUMMIT THERAPEU ADR|EGXW|CBOE TRADING, INC.|2600
SMMT|SUMMIT THERAPEU ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SMMT|SUMMIT THERAPEU ADR|ETRS|E*Trade Securities LLC|239052
SMMT|SUMMIT THERAPEU ADR|FBCO|Credit Suisse Securities (USA) LLC|38778
SMMT|SUMMIT THERAPEU ADR|FILL|Tradestation Securities, Inc.|1225
SMMT|SUMMIT THERAPEU ADR|FOMA|TD AMERITRADE CLEARING, INC.|333944
SMMT|SUMMIT THERAPEU ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15497
SMMT|SUMMIT THERAPEU ADR|FTBR|Foliofn Investments, Inc.|63
SMMT|SUMMIT THERAPEU ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|2512
SMMT|SUMMIT THERAPEU ADR|GLPX|ACS EXECUTION SERVICES, LLC|2270
SMMT|SUMMIT THERAPEU ADR|GSCO|GOLDMAN SACHS & CO. LLC|26301
SMMT|SUMMIT THERAPEU ADR|GSCS|GOLDMAN SACHS & CO. LLC|100
SMMT|SUMMIT THERAPEU ADR|GSLT|GOLDMAN SACHS & CO. LLC|12576
SMMT|SUMMIT THERAPEU ADR|GTSZ|GTS SECURITIES LLC|10691
SMMT|SUMMIT THERAPEU ADR|HRBF|American Enterprise Investment Services Inc.|2250
SMMT|SUMMIT THERAPEU ADR|HSBC|HSBC Securities, Inc.|3005
SMMT|SUMMIT THERAPEU ADR|IATS|INTERACTIVE BROKERS LLC|3700
SMMT|SUMMIT THERAPEU ADR|IBKR|Interactive Brokers Llc|125559
SMMT|SUMMIT THERAPEU ADR|ICBX|INSTINET, LLC|5500
SMMT|SUMMIT THERAPEU ADR|INCA|INSTINET, LLC|90713
SMMT|SUMMIT THERAPEU ADR|INJX|INSTINET, LLC|178
SMMT|SUMMIT THERAPEU ADR|ITGI|ITG Inc.|76329
SMMT|SUMMIT THERAPEU ADR|ITGP|ITG INC.|184000
SMMT|SUMMIT THERAPEU ADR|JANY|Janney Montgomery Scott Inc.|11300
SMMT|SUMMIT THERAPEU ADR|JEFF|JEFFERIES LLC|2900
SMMT|SUMMIT THERAPEU ADR|JMPT|JUMP TRADING, LLC|1436
SMMT|SUMMIT THERAPEU ADR|JONE|JonesTrading|490
SMMT|SUMMIT THERAPEU ADR|JPBX|J.P. MORGAN SECURITIES LLC|200
SMMT|SUMMIT THERAPEU ADR|JPMX|J.P. Morgan Securities LLC|16094
SMMT|SUMMIT THERAPEU ADR|KCGM|VIRTU Americas LLC|42019
SMMT|SUMMIT THERAPEU ADR|LEHM|Barclays Capital Inc./Le|85576
SMMT|SUMMIT THERAPEU ADR|LIME|Lime Brokerage LLC|26361
SMMT|SUMMIT THERAPEU ADR|LQNA|LIQUIDNET, INC.|14700
SMMT|SUMMIT THERAPEU ADR|LSCI|Lek Securities Corporation|200
SMMT|SUMMIT THERAPEU ADR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SMMT|SUMMIT THERAPEU ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13000
SMMT|SUMMIT THERAPEU ADR|MSCO|MORGAN STANLEY & CO. LLC|271949
SMMT|SUMMIT THERAPEU ADR|MSPL|MORGAN STANLEY & CO. LLC|16600
SMMT|SUMMIT THERAPEU ADR|MSTX|MORGAN STANLEY & CO. LLC|200
SMMT|SUMMIT THERAPEU ADR|NFSC|National Financial Services LLC|312595
SMMT|SUMMIT THERAPEU ADR|NITE|VIRTU Americas LLC|603894
SMMT|SUMMIT THERAPEU ADR|NQRB|Brut, LLC|2925
SMMT|SUMMIT THERAPEU ADR|OPCO|Oppenheimer & Co. Inc.|21875
SMMT|SUMMIT THERAPEU ADR|PCPT|PHILLIP CAPITAL INC.|700
SMMT|SUMMIT THERAPEU ADR|PDQM|CODA MARKETS, INC.|7540
SMMT|SUMMIT THERAPEU ADR|PWJC|UBS Financial Services, Inc.|1000
SMMT|SUMMIT THERAPEU ADR|RAJA|Raymond James & Associates, Inc.|671
SMMT|SUMMIT THERAPEU ADR|RBCM|RBC CAPITAL MARKETS, LLC|5800
SMMT|SUMMIT THERAPEU ADR|SAGL|SAGETRADER, LLC|6081
SMMT|SUMMIT THERAPEU ADR|SALI|INTL FCSTONE FINANCIAL INC.|800
SMMT|SUMMIT THERAPEU ADR|SBSH|Citigroup Global Markets Inc.|34428
SMMT|SUMMIT THERAPEU ADR|SGMT|GOLDMAN SACHS & CO. LLC|14694
SMMT|SUMMIT THERAPEU ADR|SPDR|SPEEDROUTE LLC|4410
SMMT|SUMMIT THERAPEU ADR|STFL|Stifel, Nicolaus & Company, Incorporated|770
SMMT|SUMMIT THERAPEU ADR|SWIM|TD Ameritrade, Inc.|135047
SMMT|SUMMIT THERAPEU ADR|SWST|Hilltop Securities Inc.|300
SMMT|SUMMIT THERAPEU ADR|TKNG|ALLY INVEST SECURITIES LLC|11242
SMMT|SUMMIT THERAPEU ADR|TRBT|Tradebot Systems, Inc.|2500
SMMT|SUMMIT THERAPEU ADR|TRCM|TRC MARKETS LLC|9341
SMMT|SUMMIT THERAPEU ADR|UBSA|UBS SECURITIES LLC|75494
SMMT|SUMMIT THERAPEU ADR|UBSS|UBS Securities LLC|66774
SMMT|SUMMIT THERAPEU ADR|VALX|VIRTU AMERICAS LLC|100
SMMT|SUMMIT THERAPEU ADR|VGRD|Vanguard Marketing Corporation|13305
SMMT|SUMMIT THERAPEU ADR|WCHV|WELLS FARGO SECURITIES, LLC|37440
SMMT|SUMMIT THERAPEU ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3266
SMMT|SUMMIT THERAPEU ADR|WGIF|CIBC World Markets Inc.|354
SMMT|SUMMIT THERAPEU ADR|WSEA|WOLVERINE SECURITIES, LLC|15807
SMMT|SUMMIT THERAPEU ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
SMMT|SUMMIT THERAPEU ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|700
SMMT|SUMMIT THERAPEU ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3154
SMMU|PIMCO SHORT TERM MNI|APCC|Apex Clearing Corporation|14
SMMU|PIMCO SHORT TERM MNI|BARD|Robert W. Baird & Co. Incorporated|230
SMMU|PIMCO SHORT TERM MNI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1933
SMMU|PIMCO SHORT TERM MNI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2867
SMMU|PIMCO SHORT TERM MNI|DBAX|Deutsche Bank Securities Inc.|300
SMMU|PIMCO SHORT TERM MNI|EBXL|EBX LLC|400
SMMU|PIMCO SHORT TERM MNI|EDJO|Edward D. Jones & Co., L.P.|352
SMMU|PIMCO SHORT TERM MNI|EGXM|CBOE TRADING, INC.|300
SMMU|PIMCO SHORT TERM MNI|ETRS|E*Trade Securities LLC|341
SMMU|PIMCO SHORT TERM MNI|FTBR|Foliofn Investments, Inc.|651
SMMU|PIMCO SHORT TERM MNI|IBKR|Interactive Brokers Llc|189
SMMU|PIMCO SHORT TERM MNI|ICBX|INSTINET, LLC|400
SMMU|PIMCO SHORT TERM MNI|JPMX|J.P. Morgan Securities LLC|200
SMMU|PIMCO SHORT TERM MNI|JSJX|JANE STREET CAPITAL LLC|6109
SMMU|PIMCO SHORT TERM MNI|KCGM|VIRTU Americas LLC|680
SMMU|PIMCO SHORT TERM MNI|LEHM|Barclays Capital Inc./Le|1200
SMMU|PIMCO SHORT TERM MNI|LIME|Lime Brokerage LLC|120
SMMU|PIMCO SHORT TERM MNI|MACC|Mid Atlantic Capital Corporation|2757
SMMU|PIMCO SHORT TERM MNI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1150
SMMU|PIMCO SHORT TERM MNI|MSCO|MORGAN STANLEY & CO. LLC|3585
SMMU|PIMCO SHORT TERM MNI|NFSC|National Financial Services LLC|1791
SMMU|PIMCO SHORT TERM MNI|NITE|VIRTU Americas LLC|5048
SMMU|PIMCO SHORT TERM MNI|RBCM|RBC CAPITAL MARKETS, LLC|615
SMMU|PIMCO SHORT TERM MNI|UBSA|UBS SECURITIES LLC|2043
SMMU|PIMCO SHORT TERM MNI|UBSS|UBS Securities LLC|1033
SMMU|PIMCO SHORT TERM MNI|WCHV|WELLS FARGO SECURITIES, LLC|9145
SMMU|PIMCO SHORT TERM MNI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|225
SMMV|ISHARES EDGE MSCI MN|CANT|Cantor Fitzgerald & Co.|4335
SMMV|ISHARES EDGE MSCI MN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|771
SMMV|ISHARES EDGE MSCI MN|CSIN|Citadel Securities Institutional LLC|14531
SMMV|ISHARES EDGE MSCI MN|CTDL|Citadel Derivatives Group Llc|20810
SMMV|ISHARES EDGE MSCI MN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
SMMV|ISHARES EDGE MSCI MN|DBAX|Deutsche Bank Securities Inc.|1600
SMMV|ISHARES EDGE MSCI MN|DEAN|MORGAN STANLEY|445
SMMV|ISHARES EDGE MSCI MN|EBXL|EBX LLC|1100
SMMV|ISHARES EDGE MSCI MN|FTBR|Foliofn Investments, Inc.|193
SMMV|ISHARES EDGE MSCI MN|IATS|INTERACTIVE BROKERS LLC|205
SMMV|ISHARES EDGE MSCI MN|ICBX|INSTINET, LLC|200
SMMV|ISHARES EDGE MSCI MN|ITGP|ITG INC.|800
SMMV|ISHARES EDGE MSCI MN|JSJX|JANE STREET CAPITAL LLC|3526
SMMV|ISHARES EDGE MSCI MN|KCGM|VIRTU Americas LLC|1582
SMMV|ISHARES EDGE MSCI MN|LEHM|Barclays Capital Inc./Le|2400
SMMV|ISHARES EDGE MSCI MN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
SMMV|ISHARES EDGE MSCI MN|MSCO|MORGAN STANLEY & CO. LLC|634
SMMV|ISHARES EDGE MSCI MN|NFSC|National Financial Services LLC|7700
SMMV|ISHARES EDGE MSCI MN|NITE|VIRTU Americas LLC|7092
SMMV|ISHARES EDGE MSCI MN|SGMT|GOLDMAN SACHS & CO. LLC|722
SMMV|ISHARES EDGE MSCI MN|UBSA|UBS SECURITIES LLC|1657
SMMV|ISHARES EDGE MSCI MN|UBSS|UBS Securities LLC|4705
SMMV|ISHARES EDGE MSCI MN|VGRD|Vanguard Marketing Corporation|400
SMMV|ISHARES EDGE MSCI MN|WBET|Wallachbeth Capital LLC|240053
SMMV|ISHARES EDGE MSCI MN|WCHV|WELLS FARGO SECURITIES, LLC|4495
SMMV|ISHARES EDGE MSCI MN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5192
SMN|ULTRASHORT BASIC MAT|APCC|Apex Clearing Corporation|101
SMN|ULTRASHORT BASIC MAT|BATM|CBOE TRADING, INC.|1113
SMN|ULTRASHORT BASIC MAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1708
SMN|ULTRASHORT BASIC MAT|DBAX|Deutsche Bank Securities Inc.|1400
SMN|ULTRASHORT BASIC MAT|DEAN|MORGAN STANLEY|1
SMN|ULTRASHORT BASIC MAT|EBXL|EBX LLC|1100
SMN|ULTRASHORT BASIC MAT|EGXM|CBOE TRADING, INC.|150
SMN|ULTRASHORT BASIC MAT|ETRS|E*Trade Securities LLC|6255
SMN|ULTRASHORT BASIC MAT|FMAF|NBCN Inc./ CDS|352
SMN|ULTRASHORT BASIC MAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
SMN|ULTRASHORT BASIC MAT|FTBR|Foliofn Investments, Inc.|1443
SMN|ULTRASHORT BASIC MAT|IATS|INTERACTIVE BROKERS LLC|202
SMN|ULTRASHORT BASIC MAT|IBKR|Interactive Brokers Llc|1948
SMN|ULTRASHORT BASIC MAT|JEFF|JEFFERIES LLC|400
SMN|ULTRASHORT BASIC MAT|JPMX|J.P. Morgan Securities LLC|902
SMN|ULTRASHORT BASIC MAT|JSEB|JANE STREET EXECUTION SERVICES, LLC|24000
SMN|ULTRASHORT BASIC MAT|JSJX|JANE STREET CAPITAL LLC|4265
SMN|ULTRASHORT BASIC MAT|LEHM|Barclays Capital Inc./Le|1800
SMN|ULTRASHORT BASIC MAT|LIME|Lime Brokerage LLC|532
SMN|ULTRASHORT BASIC MAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2162
SMN|ULTRASHORT BASIC MAT|MOTF|MOTIF INVESTING, INC.|2
SMN|ULTRASHORT BASIC MAT|NFSC|National Financial Services LLC|14257
SMN|ULTRASHORT BASIC MAT|NITE|VIRTU Americas LLC|8036
SMN|ULTRASHORT BASIC MAT|SGMT|GOLDMAN SACHS & CO. LLC|1368
SMN|ULTRASHORT BASIC MAT|SOGO|Wang Investment Associates, Inc.|40
SMN|ULTRASHORT BASIC MAT|SWIM|TD Ameritrade, Inc.|4357
SMN|ULTRASHORT BASIC MAT|UBSA|UBS SECURITIES LLC|3389
SMN|ULTRASHORT BASIC MAT|UBSS|UBS Securities LLC|506
SMN|ULTRASHORT BASIC MAT|VALX|VIRTU AMERICAS LLC|53
SMN|ULTRASHORT BASIC MAT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19
SMP|STANDARD MOTOR PROD|ALTX|Alternet Securities Inc.|250
SMP|STANDARD MOTOR PROD|ANOS|ABEL/NOSER, L.L.C.|4643
SMP|STANDARD MOTOR PROD|APCC|Apex Clearing Corporation|20
SMP|STANDARD MOTOR PROD|BALE|M&T SECURITIES, INC.|256
SMP|STANDARD MOTOR PROD|BANK|Primevest Financial Services, Inc.|1
SMP|STANDARD MOTOR PROD|BARD|Robert W. Baird & Co. Incorporated|67
SMP|STANDARD MOTOR PROD|BATM|CBOE TRADING, INC.|328
SMP|STANDARD MOTOR PROD|BERN|Sanford C. Bernstein & Co., LLC|2240
SMP|STANDARD MOTOR PROD|BNPX|BNP PARIBAS SECURITIES CORP.|4921
SMP|STANDARD MOTOR PROD|BRVL|BLAYLOCK VAN, LLC|200
SMP|STANDARD MOTOR PROD|BTIG|BTIG, LLC|300
SMP|STANDARD MOTOR PROD|BZYD|GOLDMAN SACHS & CO. LLC|338
SMP|STANDARD MOTOR PROD|CANT|Cantor Fitzgerald & Co.|101
SMP|STANDARD MOTOR PROD|CIST|Capital Institutional Services, Inc.|589
SMP|STANDARD MOTOR PROD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3301
SMP|STANDARD MOTOR PROD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
SMP|STANDARD MOTOR PROD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8
SMP|STANDARD MOTOR PROD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29436
SMP|STANDARD MOTOR PROD|CTDL|Citadel Derivatives Group Llc|560
SMP|STANDARD MOTOR PROD|CXCX|CITIGROUP GLOBAL MARKETS INC.|6274
SMP|STANDARD MOTOR PROD|DBAB|Deutsche Bank Securities Inc.|16665
SMP|STANDARD MOTOR PROD|DBAX|Deutsche Bank Securities Inc.|23500
SMP|STANDARD MOTOR PROD|DEAN|MORGAN STANLEY|141
SMP|STANDARD MOTOR PROD|DEGS|RONIN PROFESSIONAL LLC|200
SMP|STANDARD MOTOR PROD|EBXL|EBX LLC|12300
SMP|STANDARD MOTOR PROD|ECUT|CONVERGEX EXECUTION SOLUTIONS|361
SMP|STANDARD MOTOR PROD|EDJO|Edward D. Jones & Co., L.P.|22
SMP|STANDARD MOTOR PROD|EGAM|CBOE TRADING, INC.|496
SMP|STANDARD MOTOR PROD|EGXM|CBOE TRADING, INC.|113
SMP|STANDARD MOTOR PROD|EGXW|CBOE TRADING, INC.|4
SMP|STANDARD MOTOR PROD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3100
SMP|STANDARD MOTOR PROD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3071
SMP|STANDARD MOTOR PROD|ETRS|E*Trade Securities LLC|1569
SMP|STANDARD MOTOR PROD|FBSB|U.S. Bancorp Investments, Inc.|14
SMP|STANDARD MOTOR PROD|FILL|Tradestation Securities, Inc.|2995
SMP|STANDARD MOTOR PROD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|210
SMP|STANDARD MOTOR PROD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11652
SMP|STANDARD MOTOR PROD|FTBR|Foliofn Investments, Inc.|1216
SMP|STANDARD MOTOR PROD|GLPX|ACS EXECUTION SERVICES, LLC|1008
SMP|STANDARD MOTOR PROD|GSCO|GOLDMAN SACHS & CO. LLC|36429
SMP|STANDARD MOTOR PROD|GSCS|GOLDMAN SACHS & CO. LLC|10306
SMP|STANDARD MOTOR PROD|GSLT|GOLDMAN SACHS & CO. LLC|119
SMP|STANDARD MOTOR PROD|GTSZ|GTS SECURITIES LLC|23306
SMP|STANDARD MOTOR PROD|HRBF|American Enterprise Investment Services Inc.|1497
SMP|STANDARD MOTOR PROD|IATS|INTERACTIVE BROKERS LLC|684
SMP|STANDARD MOTOR PROD|IBKR|Interactive Brokers Llc|488
SMP|STANDARD MOTOR PROD|ICBX|INSTINET, LLC|2500
SMP|STANDARD MOTOR PROD|IEQY|CITADEL SECURITIES LLC|4043
SMP|STANDARD MOTOR PROD|INCA|INSTINET, LLC|8576
SMP|STANDARD MOTOR PROD|INJX|INSTINET, LLC|605
SMP|STANDARD MOTOR PROD|ITGI|ITG Inc.|7699
SMP|STANDARD MOTOR PROD|ITGP|ITG INC.|14200
SMP|STANDARD MOTOR PROD|JEFF|JEFFERIES LLC|10949
SMP|STANDARD MOTOR PROD|JMPT|JUMP TRADING, LLC|138
SMP|STANDARD MOTOR PROD|JPBX|J.P. MORGAN SECURITIES LLC|1124
SMP|STANDARD MOTOR PROD|JPMX|J.P. Morgan Securities LLC|53262
SMP|STANDARD MOTOR PROD|JSJX|JANE STREET CAPITAL LLC|1161
SMP|STANDARD MOTOR PROD|KCGM|VIRTU Americas LLC|3375
SMP|STANDARD MOTOR PROD|KING|C. L. King & Associates, Inc.|907
SMP|STANDARD MOTOR PROD|LEHM|Barclays Capital Inc./Le|57559
SMP|STANDARD MOTOR PROD|LIME|Lime Brokerage LLC|8277
SMP|STANDARD MOTOR PROD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14592
SMP|STANDARD MOTOR PROD|MSCO|MORGAN STANLEY & CO. LLC|90804
SMP|STANDARD MOTOR PROD|MSPL|MORGAN STANLEY & CO. LLC|33700
SMP|STANDARD MOTOR PROD|MSTX|MORGAN STANLEY & CO. LLC|2800
SMP|STANDARD MOTOR PROD|MULL|MARK J. MULLER EQUITIES, INC.|1251
SMP|STANDARD MOTOR PROD|NFSC|National Financial Services LLC|60376
SMP|STANDARD MOTOR PROD|NITE|VIRTU Americas LLC|37864
SMP|STANDARD MOTOR PROD|NQRB|Brut, LLC|598
SMP|STANDARD MOTOR PROD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|380
SMP|STANDARD MOTOR PROD|PDQM|CODA MARKETS, INC.|1504
SMP|STANDARD MOTOR PROD|PWJC|UBS Financial Services, Inc.|250
SMP|STANDARD MOTOR PROD|QMSR|QUATTRO M SECURITIES INC.|65
SMP|STANDARD MOTOR PROD|RBCM|RBC CAPITAL MARKETS, LLC|3
SMP|STANDARD MOTOR PROD|SBSH|Citigroup Global Markets Inc.|10270
SMP|STANDARD MOTOR PROD|SGMT|GOLDMAN SACHS & CO. LLC|9450
SMP|STANDARD MOTOR PROD|SIBO|Prime Executions, Inc.|9884
SMP|STANDARD MOTOR PROD|SPDR|SPEEDROUTE LLC|1150
SMP|STANDARD MOTOR PROD|SPTD|MINT GLOBAL MARKETS, INC.|1100
SMP|STANDARD MOTOR PROD|STFL|Stifel, Nicolaus & Company, Incorporated|1000
SMP|STANDARD MOTOR PROD|STRS|STRATEGAS RESEARCH PARTNERS|573
SMP|STANDARD MOTOR PROD|SWIM|TD Ameritrade, Inc.|1074
SMP|STANDARD MOTOR PROD|TRBT|Tradebot Systems, Inc.|6106
SMP|STANDARD MOTOR PROD|TRCM|TRC MARKETS LLC|4063
SMP|STANDARD MOTOR PROD|UBSA|UBS SECURITIES LLC|50045
SMP|STANDARD MOTOR PROD|UBSS|UBS Securities LLC|117173
SMP|STANDARD MOTOR PROD|VALX|VIRTU AMERICAS LLC|2095
SMP|STANDARD MOTOR PROD|VGRD|Vanguard Marketing Corporation|4
SMP|STANDARD MOTOR PROD|WCHV|WELLS FARGO SECURITIES, LLC|4052
SMP|STANDARD MOTOR PROD|WEED|Weeden & Co.L.P.|2800
SMP|STANDARD MOTOR PROD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|568
SMP|STANDARD MOTOR PROD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1091
SMP|STANDARD MOTOR PROD|WSEA|WOLVERINE SECURITIES, LLC|106
SMP|STANDARD MOTOR PROD|XIST|INSTINET, LLC|6200
SMP|STANDARD MOTOR PROD|XPQR|Jump Trading|1441
SMP|STANDARD MOTOR PROD|XSTM|NATIONAL FINANCIAL SERVICES LLC|850
SMP|STANDARD MOTOR PROD|YKNA|COMHAR CAPITAL MARKETS, LLC|64
SMP|STANDARD MOTOR PROD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|79
SMPL|SIMPLY GOOD FOOD CM|ALTX|Alternet Securities Inc.|12238
SMPL|SIMPLY GOOD FOOD CM|APCC|Apex Clearing Corporation|18
SMPL|SIMPLY GOOD FOOD CM|BATM|CBOE TRADING, INC.|2476
SMPL|SIMPLY GOOD FOOD CM|BAYC|BAY CREST PARTNERS, LLC|26228
SMPL|SIMPLY GOOD FOOD CM|BERN|Sanford C. Bernstein & Co., LLC|85647
SMPL|SIMPLY GOOD FOOD CM|BIAD|SAGETRADER, LLC|1
SMPL|SIMPLY GOOD FOOD CM|BIDS|BIDS TRADING L.P.|23700
SMPL|SIMPLY GOOD FOOD CM|BLKX|INSTINET, LLC|177980
SMPL|SIMPLY GOOD FOOD CM|BMOC|BMO Capital Markets Corp.|4548
SMPL|SIMPLY GOOD FOOD CM|BNPX|BNP PARIBAS SECURITIES CORP.|10594
SMPL|SIMPLY GOOD FOOD CM|BTIG|BTIG, LLC|7876
SMPL|SIMPLY GOOD FOOD CM|BYXM|CBOE TRADING, INC.|1310
SMPL|SIMPLY GOOD FOOD CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|47566
SMPL|SIMPLY GOOD FOOD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89571
SMPL|SIMPLY GOOD FOOD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18813
SMPL|SIMPLY GOOD FOOD CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1090
SMPL|SIMPLY GOOD FOOD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|357970
SMPL|SIMPLY GOOD FOOD CM|CTDL|Citadel Derivatives Group Llc|22357
SMPL|SIMPLY GOOD FOOD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|56618
SMPL|SIMPLY GOOD FOOD CM|DBAB|Deutsche Bank Securities Inc.|1094534
SMPL|SIMPLY GOOD FOOD CM|DBAX|Deutsche Bank Securities Inc.|313600
SMPL|SIMPLY GOOD FOOD CM|DEAN|MORGAN STANLEY|823
SMPL|SIMPLY GOOD FOOD CM|DEGS|RONIN PROFESSIONAL LLC|10873
SMPL|SIMPLY GOOD FOOD CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17703
SMPL|SIMPLY GOOD FOOD CM|DRWK|DRW SECURITIES, L.L.C.|5929
SMPL|SIMPLY GOOD FOOD CM|EBXL|EBX LLC|266900
SMPL|SIMPLY GOOD FOOD CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2597
SMPL|SIMPLY GOOD FOOD CM|EGAM|CBOE TRADING, INC.|23997
SMPL|SIMPLY GOOD FOOD CM|EGAW|CBOE TRADING, INC.|104
SMPL|SIMPLY GOOD FOOD CM|EGMT|EG MARKET TECHNOLOGIES LLC|780
SMPL|SIMPLY GOOD FOOD CM|EGXM|CBOE TRADING, INC.|4494
SMPL|SIMPLY GOOD FOOD CM|EGXW|CBOE TRADING, INC.|3
SMPL|SIMPLY GOOD FOOD CM|ETBE|Electronic Transaction Clearing, Inc.|32973
SMPL|SIMPLY GOOD FOOD CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10371
SMPL|SIMPLY GOOD FOOD CM|ETRS|E*Trade Securities LLC|12715
SMPL|SIMPLY GOOD FOOD CM|FBCO|Credit Suisse Securities (USA) LLC|239940
SMPL|SIMPLY GOOD FOOD CM|FILL|Tradestation Securities, Inc.|456
SMPL|SIMPLY GOOD FOOD CM|FOMA|TD AMERITRADE CLEARING, INC.|28495
SMPL|SIMPLY GOOD FOOD CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1130
SMPL|SIMPLY GOOD FOOD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|182434
SMPL|SIMPLY GOOD FOOD CM|FTBR|Foliofn Investments, Inc.|25
SMPL|SIMPLY GOOD FOOD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|12839
SMPL|SIMPLY GOOD FOOD CM|GLPX|ACS EXECUTION SERVICES, LLC|27007
SMPL|SIMPLY GOOD FOOD CM|GSCO|GOLDMAN SACHS & CO. LLC|3614665
SMPL|SIMPLY GOOD FOOD CM|GSCS|GOLDMAN SACHS & CO. LLC|1500
SMPL|SIMPLY GOOD FOOD CM|GSLT|GOLDMAN SACHS & CO. LLC|10674
SMPL|SIMPLY GOOD FOOD CM|GTSZ|GTS SECURITIES LLC|6169
SMPL|SIMPLY GOOD FOOD CM|IATS|INTERACTIVE BROKERS LLC|1500
SMPL|SIMPLY GOOD FOOD CM|IBKR|Interactive Brokers Llc|23914
SMPL|SIMPLY GOOD FOOD CM|ICBX|INSTINET, LLC|53826
SMPL|SIMPLY GOOD FOOD CM|IEQY|CITADEL SECURITIES LLC|16171
SMPL|SIMPLY GOOD FOOD CM|INCA|INSTINET, LLC|317503
SMPL|SIMPLY GOOD FOOD CM|INJX|INSTINET, LLC|16226
SMPL|SIMPLY GOOD FOOD CM|ITGI|ITG Inc.|32627
SMPL|SIMPLY GOOD FOOD CM|ITGP|ITG INC.|493000
SMPL|SIMPLY GOOD FOOD CM|JEFF|JEFFERIES LLC|445284
SMPL|SIMPLY GOOD FOOD CM|JMPT|JUMP TRADING, LLC|93532
SMPL|SIMPLY GOOD FOOD CM|JPBX|J.P. MORGAN SECURITIES LLC|20120
SMPL|SIMPLY GOOD FOOD CM|JPMX|J.P. Morgan Securities LLC|460413
SMPL|SIMPLY GOOD FOOD CM|JSJX|JANE STREET CAPITAL LLC|5498
SMPL|SIMPLY GOOD FOOD CM|KCGM|VIRTU Americas LLC|71761
SMPL|SIMPLY GOOD FOOD CM|LEHM|Barclays Capital Inc./Le|6669083
SMPL|SIMPLY GOOD FOOD CM|LIME|Lime Brokerage LLC|179713
SMPL|SIMPLY GOOD FOOD CM|LOOP|Loop Capital Markets LLC|8989
SMPL|SIMPLY GOOD FOOD CM|LQNA|LIQUIDNET, INC.|125400
SMPL|SIMPLY GOOD FOOD CM|LSCI|Lek Securities Corporation|111
SMPL|SIMPLY GOOD FOOD CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
SMPL|SIMPLY GOOD FOOD CM|MACQ|Macquarie Capital (USA) Inc.|10706
SMPL|SIMPLY GOOD FOOD CM|MAXM|Maxim Group LLC|13922
SMPL|SIMPLY GOOD FOOD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|150727
SMPL|SIMPLY GOOD FOOD CM|MSCO|MORGAN STANLEY & CO. LLC|2745356
SMPL|SIMPLY GOOD FOOD CM|MSPL|MORGAN STANLEY & CO. LLC|278300
SMPL|SIMPLY GOOD FOOD CM|MSTX|MORGAN STANLEY & CO. LLC|210000
SMPL|SIMPLY GOOD FOOD CM|NFSC|National Financial Services LLC|864658
SMPL|SIMPLY GOOD FOOD CM|NITE|VIRTU Americas LLC|130546
SMPL|SIMPLY GOOD FOOD CM|NITP|VIRTU Americas LLC|2400
SMPL|SIMPLY GOOD FOOD CM|NQRB|Brut, LLC|32627
SMPL|SIMPLY GOOD FOOD CM|OPCO|Oppenheimer & Co. Inc.|8800
SMPL|SIMPLY GOOD FOOD CM|OTAA|OTA LLC|4300
SMPL|SIMPLY GOOD FOOD CM|PDQM|CODA MARKETS, INC.|43337
SMPL|SIMPLY GOOD FOOD CM|PIPR|Piper Jaffray & Co.|222
SMPL|SIMPLY GOOD FOOD CM|PNSR|Penserra Securities, LLC|50656
SMPL|SIMPLY GOOD FOOD CM|RAJA|Raymond James & Associates, Inc.|150
SMPL|SIMPLY GOOD FOOD CM|RHCO|Suntrust Robinson Humphrey, Inc.|426460
SMPL|SIMPLY GOOD FOOD CM|SBSH|Citigroup Global Markets Inc.|1660209
SMPL|SIMPLY GOOD FOOD CM|SGMT|GOLDMAN SACHS & CO. LLC|117129
SMPL|SIMPLY GOOD FOOD CM|SPDR|SPEEDROUTE LLC|19423
SMPL|SIMPLY GOOD FOOD CM|STFL|Stifel, Nicolaus & Company, Incorporated|2349477
SMPL|SIMPLY GOOD FOOD CM|STXG|Stockcross Financial Services, Inc.|100
SMPL|SIMPLY GOOD FOOD CM|SWIM|TD Ameritrade, Inc.|37081
SMPL|SIMPLY GOOD FOOD CM|TRBT|Tradebot Systems, Inc.|173680
SMPL|SIMPLY GOOD FOOD CM|TRCM|TRC MARKETS LLC|111787
SMPL|SIMPLY GOOD FOOD CM|TWTT|TASTYWORKS, INC.|400
SMPL|SIMPLY GOOD FOOD CM|UBSA|UBS SECURITIES LLC|505554
SMPL|SIMPLY GOOD FOOD CM|UBSS|UBS Securities LLC|1897024
SMPL|SIMPLY GOOD FOOD CM|VALX|VIRTU AMERICAS LLC|783
SMPL|SIMPLY GOOD FOOD CM|VGRD|Vanguard Marketing Corporation|6300
SMPL|SIMPLY GOOD FOOD CM|WCHV|WELLS FARGO SECURITIES, LLC|107862
SMPL|SIMPLY GOOD FOOD CM|WDNX|WEEDEN & CO.L.P.|3650
SMPL|SIMPLY GOOD FOOD CM|WEDB|WEDBUSH SECURITIES INC.|978
SMPL|SIMPLY GOOD FOOD CM|WEED|Weeden & Co.L.P.|100
SMPL|SIMPLY GOOD FOOD CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1785
SMPL|SIMPLY GOOD FOOD CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2426
SMPL|SIMPLY GOOD FOOD CM|WFPB|Wells Fargo Securities, LLC.|200
SMPL|SIMPLY GOOD FOOD CM|WGIF|CIBC World Markets Inc.|28
SMPL|SIMPLY GOOD FOOD CM|XIST|INSTINET, LLC|17600
SMPL|SIMPLY GOOD FOOD CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|26850
SMPL|SIMPLY GOOD FOOD CM|YKNA|COMHAR CAPITAL MARKETS, LLC|6711
SMPLW|SIMPLY GOOD FOOD WT|ALTX|Alternet Securities Inc.|100
SMPLW|SIMPLY GOOD FOOD WT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SMPLW|SIMPLY GOOD FOOD WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|421
SMPLW|SIMPLY GOOD FOOD WT|DBAX|Deutsche Bank Securities Inc.|400
SMPLW|SIMPLY GOOD FOOD WT|EBXL|EBX LLC|600
SMPLW|SIMPLY GOOD FOOD WT|FBCO|Credit Suisse Securities (USA) LLC|200
SMPLW|SIMPLY GOOD FOOD WT|FOMA|TD AMERITRADE CLEARING, INC.|8194
SMPLW|SIMPLY GOOD FOOD WT|GSCO|GOLDMAN SACHS & CO. LLC|1100
SMPLW|SIMPLY GOOD FOOD WT|GTSZ|GTS SECURITIES LLC|300
SMPLW|SIMPLY GOOD FOOD WT|ICBX|INSTINET, LLC|100
SMPLW|SIMPLY GOOD FOOD WT|ITGP|ITG INC.|1400
SMPLW|SIMPLY GOOD FOOD WT|LIME|Lime Brokerage LLC|900
SMPLW|SIMPLY GOOD FOOD WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
SMPLW|SIMPLY GOOD FOOD WT|MSCO|MORGAN STANLEY & CO. LLC|31934
SMPLW|SIMPLY GOOD FOOD WT|NFSC|National Financial Services LLC|966
SMPLW|SIMPLY GOOD FOOD WT|NITE|VIRTU Americas LLC|11739
SMPLW|SIMPLY GOOD FOOD WT|SGMT|GOLDMAN SACHS & CO. LLC|982
SMPLW|SIMPLY GOOD FOOD WT|SPDR|SPEEDROUTE LLC|400
SMPLW|SIMPLY GOOD FOOD WT|UBSA|UBS SECURITIES LLC|2400
SMRT|STEIN MART INC    ##|ALTX|Alternet Securities Inc.|1000
SMRT|STEIN MART INC    ##|APCC|Apex Clearing Corporation|32029
SMRT|STEIN MART INC    ##|BANK|Primevest Financial Services, Inc.|9999
SMRT|STEIN MART INC    ##|BATM|CBOE TRADING, INC.|300
SMRT|STEIN MART INC    ##|BAYT|BTIG, LLC|400
SMRT|STEIN MART INC    ##|BERN|Sanford C. Bernstein & Co., LLC|740
SMRT|STEIN MART INC    ##|BIMI|Banca IMI Securities Corp.|3061
SMRT|STEIN MART INC    ##|BKCM|BNY Mellon Capital Markets LLC|52
SMRT|STEIN MART INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29185
SMRT|STEIN MART INC    ##|BLKX|INSTINET, LLC|12000
SMRT|STEIN MART INC    ##|CANT|Cantor Fitzgerald & Co.|259
SMRT|STEIN MART INC    ##|CHAS|Charles Schwab & Co., Inc.|1250
SMRT|STEIN MART INC    ##|CIST|Capital Institutional Services, Inc.|30
SMRT|STEIN MART INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11842
SMRT|STEIN MART INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8699
SMRT|STEIN MART INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5900
SMRT|STEIN MART INC    ##|CRFN|ROBINHOOD FINANCIAL, LLC|2
SMRT|STEIN MART INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69788
SMRT|STEIN MART INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|8848
SMRT|STEIN MART INC    ##|DBAB|Deutsche Bank Securities Inc.|87295
SMRT|STEIN MART INC    ##|DBAX|Deutsche Bank Securities Inc.|51100
SMRT|STEIN MART INC    ##|DEAN|MORGAN STANLEY|14000
SMRT|STEIN MART INC    ##|DEGS|RONIN PROFESSIONAL LLC|104732
SMRT|STEIN MART INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|43274
SMRT|STEIN MART INC    ##|EBXL|EBX LLC|21000
SMRT|STEIN MART INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1700
SMRT|STEIN MART INC    ##|EDJO|Edward D. Jones & Co., L.P.|3022
SMRT|STEIN MART INC    ##|EGAM|CBOE TRADING, INC.|8795
SMRT|STEIN MART INC    ##|EGAW|CBOE TRADING, INC.|100
SMRT|STEIN MART INC    ##|EGXM|CBOE TRADING, INC.|7975
SMRT|STEIN MART INC    ##|ETBE|Electronic Transaction Clearing, Inc.|3068
SMRT|STEIN MART INC    ##|ETCC|Electronic Transaction Clearing, Inc.|400
SMRT|STEIN MART INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|420
SMRT|STEIN MART INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7236
SMRT|STEIN MART INC    ##|ETRS|E*Trade Securities LLC|841076
SMRT|STEIN MART INC    ##|FBCO|Credit Suisse Securities (USA) LLC|100266
SMRT|STEIN MART INC    ##|FILL|Tradestation Securities, Inc.|34900
SMRT|STEIN MART INC    ##|FMAF|NBCN Inc./ CDS|5500
SMRT|STEIN MART INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|1194167
SMRT|STEIN MART INC    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1291
SMRT|STEIN MART INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19107
SMRT|STEIN MART INC    ##|FTBR|Foliofn Investments, Inc.|28595
SMRT|STEIN MART INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|17828
SMRT|STEIN MART INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|9200
SMRT|STEIN MART INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|126963
SMRT|STEIN MART INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|944
SMRT|STEIN MART INC    ##|GTSZ|GTS SECURITIES LLC|1390
SMRT|STEIN MART INC    ##|HRBF|American Enterprise Investment Services Inc.|18691
SMRT|STEIN MART INC    ##|IATS|INTERACTIVE BROKERS LLC|16144
SMRT|STEIN MART INC    ##|IBKR|Interactive Brokers Llc|205954
SMRT|STEIN MART INC    ##|ICBX|INSTINET, LLC|22563
SMRT|STEIN MART INC    ##|INCA|INSTINET, LLC|44488
SMRT|STEIN MART INC    ##|INJX|INSTINET, LLC|5555
SMRT|STEIN MART INC    ##|ITGI|ITG Inc.|13040
SMRT|STEIN MART INC    ##|ITGP|ITG INC.|14600
SMRT|STEIN MART INC    ##|JANY|Janney Montgomery Scott Inc.|1000
SMRT|STEIN MART INC    ##|JEFF|JEFFERIES LLC|4900
SMRT|STEIN MART INC    ##|JMPT|JUMP TRADING, LLC|30294
SMRT|STEIN MART INC    ##|JONE|JonesTrading|10000
SMRT|STEIN MART INC    ##|JPMX|J.P. Morgan Securities LLC|52808
SMRT|STEIN MART INC    ##|JSJX|JANE STREET CAPITAL LLC|495
SMRT|STEIN MART INC    ##|KCGM|VIRTU Americas LLC|27413
SMRT|STEIN MART INC    ##|LEHM|Barclays Capital Inc./Le|93940
SMRT|STEIN MART INC    ##|LIME|Lime Brokerage LLC|58375
SMRT|STEIN MART INC    ##|MCMF|Raymond James Ltd. Cds|4905
SMRT|STEIN MART INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40742
SMRT|STEIN MART INC    ##|MOTF|MOTIF INVESTING, INC.|4
SMRT|STEIN MART INC    ##|MSCO|MORGAN STANLEY & CO. LLC|580900
SMRT|STEIN MART INC    ##|MSPL|MORGAN STANLEY & CO. LLC|69100
SMRT|STEIN MART INC    ##|MSTX|MORGAN STANLEY & CO. LLC|33400
SMRT|STEIN MART INC    ##|NEED|Needham & Company, LLC|500
SMRT|STEIN MART INC    ##|NFSC|National Financial Services LLC|1053611
SMRT|STEIN MART INC    ##|NITE|VIRTU Americas LLC|1642500
SMRT|STEIN MART INC    ##|NQRB|Brut, LLC|4300
SMRT|STEIN MART INC    ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1950
SMRT|STEIN MART INC    ##|PCPT|PHILLIP CAPITAL INC.|1000
SMRT|STEIN MART INC    ##|PDQM|CODA MARKETS, INC.|17531
SMRT|STEIN MART INC    ##|PHLY|NASDAQ Execution Services, LLC|6000
SMRT|STEIN MART INC    ##|PWJC|UBS Financial Services, Inc.|2500
SMRT|STEIN MART INC    ##|RAJA|Raymond James & Associates, Inc.|13558
SMRT|STEIN MART INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|58055
SMRT|STEIN MART INC    ##|RGLD|Regal Securities, Inc|2950
SMRT|STEIN MART INC    ##|RHCO|Suntrust Robinson Humphrey, Inc.|1200
SMRT|STEIN MART INC    ##|SAGL|SAGETRADER, LLC|300
SMRT|STEIN MART INC    ##|SALI|INTL FCSTONE FINANCIAL INC.|2000
SMRT|STEIN MART INC    ##|SBSH|Citigroup Global Markets Inc.|54816
SMRT|STEIN MART INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|45399
SMRT|STEIN MART INC    ##|SPDR|SPEEDROUTE LLC|4000
SMRT|STEIN MART INC    ##|SWIM|TD Ameritrade, Inc.|275585
SMRT|STEIN MART INC    ##|SWST|Hilltop Securities Inc.|4200
SMRT|STEIN MART INC    ##|TKNG|ALLY INVEST SECURITIES LLC|94884
SMRT|STEIN MART INC    ##|TRCM|TRC MARKETS LLC|2200
SMRT|STEIN MART INC    ##|TWTT|TASTYWORKS, INC.|500
SMRT|STEIN MART INC    ##|UBSA|UBS SECURITIES LLC|232141
SMRT|STEIN MART INC    ##|UBSS|UBS Securities LLC|278248
SMRT|STEIN MART INC    ##|VALX|VIRTU AMERICAS LLC|600
SMRT|STEIN MART INC    ##|VGRD|Vanguard Marketing Corporation|107220
SMRT|STEIN MART INC    ##|VSIN|Vision Financial Markets Llc|6676
SMRT|STEIN MART INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|58849
SMRT|STEIN MART INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25282
SMRT|STEIN MART INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19752
SMRT|STEIN MART INC    ##|WGIF|CIBC World Markets Inc.|21720
SMRT|STEIN MART INC    ##|WSEA|WOLVERINE SECURITIES, LLC|91355
SMRT|STEIN MART INC    ##|WTFS|JUST2TRADE, INC.|250
SMRT|STEIN MART INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
SMRT|STEIN MART INC    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|626
SMRT|STEIN MART INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7470
SMSI|SMITH MICRO SOFTWARE|ADAM|CANACCORD GENUITY INC.|89623
SMSI|SMITH MICRO SOFTWARE|ALTX|Alternet Securities Inc.|700
SMSI|SMITH MICRO SOFTWARE|APCC|Apex Clearing Corporation|11694
SMSI|SMITH MICRO SOFTWARE|BATM|CBOE TRADING, INC.|140
SMSI|SMITH MICRO SOFTWARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4800
SMSI|SMITH MICRO SOFTWARE|BTIG|BTIG, LLC|12700
SMSI|SMITH MICRO SOFTWARE|CANT|Cantor Fitzgerald & Co.|900
SMSI|SMITH MICRO SOFTWARE|CHAS|Charles Schwab & Co., Inc.|11237
SMSI|SMITH MICRO SOFTWARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
SMSI|SMITH MICRO SOFTWARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2041
SMSI|SMITH MICRO SOFTWARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52787
SMSI|SMITH MICRO SOFTWARE|CTDL|Citadel Derivatives Group Llc|3464
SMSI|SMITH MICRO SOFTWARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|13200
SMSI|SMITH MICRO SOFTWARE|DBAB|Deutsche Bank Securities Inc.|55625
SMSI|SMITH MICRO SOFTWARE|DBAX|Deutsche Bank Securities Inc.|31900
SMSI|SMITH MICRO SOFTWARE|DBUL|Deutsche Bank Securities Inc.|3325
SMSI|SMITH MICRO SOFTWARE|DEAN|MORGAN STANLEY|500
SMSI|SMITH MICRO SOFTWARE|DEGS|RONIN PROFESSIONAL LLC|72710
SMSI|SMITH MICRO SOFTWARE|EBXL|EBX LLC|18000
SMSI|SMITH MICRO SOFTWARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|14463
SMSI|SMITH MICRO SOFTWARE|EGAM|CBOE TRADING, INC.|1962
SMSI|SMITH MICRO SOFTWARE|EGAW|CBOE TRADING, INC.|1
SMSI|SMITH MICRO SOFTWARE|EGXM|CBOE TRADING, INC.|3600
SMSI|SMITH MICRO SOFTWARE|ETBE|Electronic Transaction Clearing, Inc.|3086
SMSI|SMITH MICRO SOFTWARE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6866
SMSI|SMITH MICRO SOFTWARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4394
SMSI|SMITH MICRO SOFTWARE|ETRS|E*Trade Securities LLC|335171
SMSI|SMITH MICRO SOFTWARE|FBCO|Credit Suisse Securities (USA) LLC|130185
SMSI|SMITH MICRO SOFTWARE|FILL|Tradestation Securities, Inc.|9405
SMSI|SMITH MICRO SOFTWARE|FMAF|NBCN Inc./ CDS|2777
SMSI|SMITH MICRO SOFTWARE|FOMA|TD AMERITRADE CLEARING, INC.|557291
SMSI|SMITH MICRO SOFTWARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63523
SMSI|SMITH MICRO SOFTWARE|FTBR|Foliofn Investments, Inc.|37
SMSI|SMITH MICRO SOFTWARE|GEBB|GLOBAL EXECUTION BROKERS, LP|109430
SMSI|SMITH MICRO SOFTWARE|GLPX|ACS EXECUTION SERVICES, LLC|11679
SMSI|SMITH MICRO SOFTWARE|GSCO|GOLDMAN SACHS & CO. LLC|30156
SMSI|SMITH MICRO SOFTWARE|GSCS|GOLDMAN SACHS & CO. LLC|15487
SMSI|SMITH MICRO SOFTWARE|GSLT|GOLDMAN SACHS & CO. LLC|13680
SMSI|SMITH MICRO SOFTWARE|GTSZ|GTS SECURITIES LLC|12312
SMSI|SMITH MICRO SOFTWARE|HRBF|American Enterprise Investment Services Inc.|4423
SMSI|SMITH MICRO SOFTWARE|IATS|INTERACTIVE BROKERS LLC|19342
SMSI|SMITH MICRO SOFTWARE|IBKR|Interactive Brokers Llc|250337
SMSI|SMITH MICRO SOFTWARE|ICBX|INSTINET, LLC|9748
SMSI|SMITH MICRO SOFTWARE|INCA|INSTINET, LLC|12190
SMSI|SMITH MICRO SOFTWARE|INJX|INSTINET, LLC|450
SMSI|SMITH MICRO SOFTWARE|ITGI|ITG Inc.|7333
SMSI|SMITH MICRO SOFTWARE|ITGP|ITG INC.|24000
SMSI|SMITH MICRO SOFTWARE|JEFF|JEFFERIES LLC|2490
SMSI|SMITH MICRO SOFTWARE|JMPT|JUMP TRADING, LLC|8007
SMSI|SMITH MICRO SOFTWARE|JPMX|J.P. Morgan Securities LLC|10026
SMSI|SMITH MICRO SOFTWARE|JSJX|JANE STREET CAPITAL LLC|3827
SMSI|SMITH MICRO SOFTWARE|KCGM|VIRTU Americas LLC|29652
SMSI|SMITH MICRO SOFTWARE|LEHM|Barclays Capital Inc./Le|46591
SMSI|SMITH MICRO SOFTWARE|LIME|Lime Brokerage LLC|56421
SMSI|SMITH MICRO SOFTWARE|LMGP|LIME BROKERAGE LLC|3080
SMSI|SMITH MICRO SOFTWARE|LSCI|Lek Securities Corporation|4704
SMSI|SMITH MICRO SOFTWARE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2018
SMSI|SMITH MICRO SOFTWARE|MAXM|Maxim Group LLC|492513
SMSI|SMITH MICRO SOFTWARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14302
SMSI|SMITH MICRO SOFTWARE|MSCO|MORGAN STANLEY & CO. LLC|248919
SMSI|SMITH MICRO SOFTWARE|MSPL|MORGAN STANLEY & CO. LLC|22600
SMSI|SMITH MICRO SOFTWARE|MSTX|MORGAN STANLEY & CO. LLC|1600
SMSI|SMITH MICRO SOFTWARE|NFSC|National Financial Services LLC|389495
SMSI|SMITH MICRO SOFTWARE|NITE|VIRTU Americas LLC|799076
SMSI|SMITH MICRO SOFTWARE|NITP|VIRTU Americas LLC|2300
SMSI|SMITH MICRO SOFTWARE|NQRB|Brut, LLC|900
SMSI|SMITH MICRO SOFTWARE|PCPT|PHILLIP CAPITAL INC.|1150
SMSI|SMITH MICRO SOFTWARE|PDQM|CODA MARKETS, INC.|6465
SMSI|SMITH MICRO SOFTWARE|PHLY|NASDAQ Execution Services, LLC|600
SMSI|SMITH MICRO SOFTWARE|PWJC|UBS Financial Services, Inc.|5600
SMSI|SMITH MICRO SOFTWARE|SAGL|SAGETRADER, LLC|198
SMSI|SMITH MICRO SOFTWARE|SALI|INTL FCSTONE FINANCIAL INC.|2198
SMSI|SMITH MICRO SOFTWARE|SBSH|Citigroup Global Markets Inc.|100
SMSI|SMITH MICRO SOFTWARE|SGMT|GOLDMAN SACHS & CO. LLC|8713
SMSI|SMITH MICRO SOFTWARE|SPDR|SPEEDROUTE LLC|1700
SMSI|SMITH MICRO SOFTWARE|SWIM|TD Ameritrade, Inc.|108654
SMSI|SMITH MICRO SOFTWARE|SWST|Hilltop Securities Inc.|3200
SMSI|SMITH MICRO SOFTWARE|TKNG|ALLY INVEST SECURITIES LLC|13759
SMSI|SMITH MICRO SOFTWARE|TRCM|TRC MARKETS LLC|2790
SMSI|SMITH MICRO SOFTWARE|UBSA|UBS SECURITIES LLC|121737
SMSI|SMITH MICRO SOFTWARE|UBSS|UBS Securities LLC|166406
SMSI|SMITH MICRO SOFTWARE|VALX|VIRTU AMERICAS LLC|2912
SMSI|SMITH MICRO SOFTWARE|VGRD|Vanguard Marketing Corporation|32885
SMSI|SMITH MICRO SOFTWARE|WCHV|WELLS FARGO SECURITIES, LLC|64810
SMSI|SMITH MICRO SOFTWARE|WEDB|WEDBUSH SECURITIES INC.|800
SMSI|SMITH MICRO SOFTWARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5280
SMSI|SMITH MICRO SOFTWARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50386
SMSI|SMITH MICRO SOFTWARE|WSEA|WOLVERINE SECURITIES, LLC|29121
SMSI|SMITH MICRO SOFTWARE|YKNA|COMHAR CAPITAL MARKETS, LLC|350
SMSI|SMITH MICRO SOFTWARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6785
SMTA|SPIRIT MTA REIT|ALTX|Alternet Securities Inc.|42814
SMTA|SPIRIT MTA REIT|APCC|Apex Clearing Corporation|335
SMTA|SPIRIT MTA REIT|BARD|Robert W. Baird & Co. Incorporated|501
SMTA|SPIRIT MTA REIT|BATM|CBOE TRADING, INC.|1667
SMTA|SPIRIT MTA REIT|BAYC|BAY CREST PARTNERS, LLC|7528
SMTA|SPIRIT MTA REIT|BAYT|BTIG, LLC|1164
SMTA|SPIRIT MTA REIT|BBNT|BB&T SECURITIES, LLC|295
SMTA|SPIRIT MTA REIT|BERN|Sanford C. Bernstein & Co., LLC|361209
SMTA|SPIRIT MTA REIT|BIAD|SAGETRADER, LLC|813
SMTA|SPIRIT MTA REIT|BIDS|BIDS TRADING L.P.|100
SMTA|SPIRIT MTA REIT|BLKX|INSTINET, LLC|135200
SMTA|SPIRIT MTA REIT|BNPX|BNP PARIBAS SECURITIES CORP.|12418
SMTA|SPIRIT MTA REIT|BTIG|BTIG, LLC|13774
SMTA|SPIRIT MTA REIT|BYXM|CBOE TRADING, INC.|2245
SMTA|SPIRIT MTA REIT|CANT|Cantor Fitzgerald & Co.|458
SMTA|SPIRIT MTA REIT|CBLC|CITIGROUP GLOBAL MARKETS INC.|147600
SMTA|SPIRIT MTA REIT|CHAS|Charles Schwab & Co., Inc.|953
SMTA|SPIRIT MTA REIT|CIST|Capital Institutional Services, Inc.|1522
SMTA|SPIRIT MTA REIT|CNFR|Cowen Prime Services LLC|57131
SMTA|SPIRIT MTA REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|181367
SMTA|SPIRIT MTA REIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9470
SMTA|SPIRIT MTA REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|528741
SMTA|SPIRIT MTA REIT|CTDL|Citadel Derivatives Group Llc|36613
SMTA|SPIRIT MTA REIT|CTLR|CUTLER GROUP, LP|60
SMTA|SPIRIT MTA REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|302004
SMTA|SPIRIT MTA REIT|DBAB|Deutsche Bank Securities Inc.|58898
SMTA|SPIRIT MTA REIT|DBAX|Deutsche Bank Securities Inc.|256400
SMTA|SPIRIT MTA REIT|DEAN|MORGAN STANLEY|11995
SMTA|SPIRIT MTA REIT|DEGS|RONIN PROFESSIONAL LLC|2878
SMTA|SPIRIT MTA REIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16786
SMTA|SPIRIT MTA REIT|DRWK|DRW SECURITIES, L.L.C.|800
SMTA|SPIRIT MTA REIT|EBXL|EBX LLC|297800
SMTA|SPIRIT MTA REIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|12078
SMTA|SPIRIT MTA REIT|EDJO|Edward D. Jones & Co., L.P.|2164
SMTA|SPIRIT MTA REIT|EGAM|CBOE TRADING, INC.|30811
SMTA|SPIRIT MTA REIT|EGAW|CBOE TRADING, INC.|200
SMTA|SPIRIT MTA REIT|EGMT|EG MARKET TECHNOLOGIES LLC|300
SMTA|SPIRIT MTA REIT|EGXM|CBOE TRADING, INC.|6225
SMTA|SPIRIT MTA REIT|EGXW|CBOE TRADING, INC.|890
SMTA|SPIRIT MTA REIT|ETBE|Electronic Transaction Clearing, Inc.|1497
SMTA|SPIRIT MTA REIT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
SMTA|SPIRIT MTA REIT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3100
SMTA|SPIRIT MTA REIT|ETRS|E*Trade Securities LLC|27466
SMTA|SPIRIT MTA REIT|FBRC|B. RILEY FBR, INC.|25138
SMTA|SPIRIT MTA REIT|FBSB|U.S. Bancorp Investments, Inc.|4
SMTA|SPIRIT MTA REIT|FILL|Tradestation Securities, Inc.|82
SMTA|SPIRIT MTA REIT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29734
SMTA|SPIRIT MTA REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43711
SMTA|SPIRIT MTA REIT|FTBR|Foliofn Investments, Inc.|662
SMTA|SPIRIT MTA REIT|GEBB|GLOBAL EXECUTION BROKERS, LP|505
SMTA|SPIRIT MTA REIT|GLIS|TD Securities Inc|400
SMTA|SPIRIT MTA REIT|GLPX|ACS EXECUTION SERVICES, LLC|158599
SMTA|SPIRIT MTA REIT|GSCO|GOLDMAN SACHS & CO. LLC|1020363
SMTA|SPIRIT MTA REIT|GSCS|GOLDMAN SACHS & CO. LLC|42857
SMTA|SPIRIT MTA REIT|GSLT|GOLDMAN SACHS & CO. LLC|10015
SMTA|SPIRIT MTA REIT|GTSZ|GTS SECURITIES LLC|40507
SMTA|SPIRIT MTA REIT|HRBF|American Enterprise Investment Services Inc.|590
SMTA|SPIRIT MTA REIT|IATS|INTERACTIVE BROKERS LLC|1975
SMTA|SPIRIT MTA REIT|IBKR|Interactive Brokers Llc|26098
SMTA|SPIRIT MTA REIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|387
SMTA|SPIRIT MTA REIT|ICBX|INSTINET, LLC|8914
SMTA|SPIRIT MTA REIT|IEQY|CITADEL SECURITIES LLC|17846
SMTA|SPIRIT MTA REIT|INCA|INSTINET, LLC|266917
SMTA|SPIRIT MTA REIT|INJX|INSTINET, LLC|25497
SMTA|SPIRIT MTA REIT|ITGI|ITG Inc.|156137
SMTA|SPIRIT MTA REIT|ITGP|ITG INC.|754400
SMTA|SPIRIT MTA REIT|JANY|Janney Montgomery Scott Inc.|47
SMTA|SPIRIT MTA REIT|JEFF|JEFFERIES LLC|153938
SMTA|SPIRIT MTA REIT|JMPT|JUMP TRADING, LLC|44945
SMTA|SPIRIT MTA REIT|JONE|JonesTrading|7
SMTA|SPIRIT MTA REIT|JPBX|J.P. MORGAN SECURITIES LLC|257819
SMTA|SPIRIT MTA REIT|JPMX|J.P. Morgan Securities LLC|949659
SMTA|SPIRIT MTA REIT|JSJX|JANE STREET CAPITAL LLC|7156
SMTA|SPIRIT MTA REIT|KBWI|Keefe, Bruyette & Woods, Inc.|734
SMTA|SPIRIT MTA REIT|KCGM|VIRTU Americas LLC|117668
SMTA|SPIRIT MTA REIT|LEHM|Barclays Capital Inc./Le|657445
SMTA|SPIRIT MTA REIT|LIME|Lime Brokerage LLC|15940
SMTA|SPIRIT MTA REIT|LOOP|Loop Capital Markets LLC|23910
SMTA|SPIRIT MTA REIT|LQNA|LIQUIDNET, INC.|161900
SMTA|SPIRIT MTA REIT|LSCI|Lek Securities Corporation|110
SMTA|SPIRIT MTA REIT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7000
SMTA|SPIRIT MTA REIT|MACC|Mid Atlantic Capital Corporation|2
SMTA|SPIRIT MTA REIT|MAXM|Maxim Group LLC|182
SMTA|SPIRIT MTA REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|284663
SMTA|SPIRIT MTA REIT|MOTF|MOTIF INVESTING, INC.|4
SMTA|SPIRIT MTA REIT|MSCO|MORGAN STANLEY & CO. LLC|394915
SMTA|SPIRIT MTA REIT|MSPL|MORGAN STANLEY & CO. LLC|171900
SMTA|SPIRIT MTA REIT|MSTX|MORGAN STANLEY & CO. LLC|100400
SMTA|SPIRIT MTA REIT|NFSC|National Financial Services LLC|221916
SMTA|SPIRIT MTA REIT|NITE|VIRTU Americas LLC|241860
SMTA|SPIRIT MTA REIT|NITP|VIRTU Americas LLC|800
SMTA|SPIRIT MTA REIT|NQRB|Brut, LLC|5336
SMTA|SPIRIT MTA REIT|NTRC|Northern Trust Securities, Inc.|132
SMTA|SPIRIT MTA REIT|OPCO|Oppenheimer & Co. Inc.|4010
SMTA|SPIRIT MTA REIT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|132504
SMTA|SPIRIT MTA REIT|PDQM|CODA MARKETS, INC.|304277
SMTA|SPIRIT MTA REIT|PWJC|UBS Financial Services, Inc.|2020
SMTA|SPIRIT MTA REIT|RBCM|RBC CAPITAL MARKETS, LLC|7287
SMTA|SPIRIT MTA REIT|RHCO|Suntrust Robinson Humphrey, Inc.|479969
SMTA|SPIRIT MTA REIT|RILY|B. RILEY FBR, INC.|21000
SMTA|SPIRIT MTA REIT|ROBT|Robotti & Company, LLC|238
SMTA|SPIRIT MTA REIT|SAGC|SAGETRADER, LLC|1600
SMTA|SPIRIT MTA REIT|SAGL|SAGETRADER, LLC|53967
SMTA|SPIRIT MTA REIT|SALI|INTL FCSTONE FINANCIAL INC.|170
SMTA|SPIRIT MTA REIT|SBSH|Citigroup Global Markets Inc.|82302
SMTA|SPIRIT MTA REIT|SEIC|SEI Investments Distribution Co.|100
SMTA|SPIRIT MTA REIT|SGMT|GOLDMAN SACHS & CO. LLC|179742
SMTA|SPIRIT MTA REIT|SPDR|SPEEDROUTE LLC|37410
SMTA|SPIRIT MTA REIT|STFL|Stifel, Nicolaus & Company, Incorporated|310
SMTA|SPIRIT MTA REIT|SWIM|TD Ameritrade, Inc.|5566
SMTA|SPIRIT MTA REIT|SWST|Hilltop Securities Inc.|205
SMTA|SPIRIT MTA REIT|TKNG|ALLY INVEST SECURITIES LLC|535
SMTA|SPIRIT MTA REIT|TRCM|TRC MARKETS LLC|5193
SMTA|SPIRIT MTA REIT|UBSA|UBS SECURITIES LLC|649873
SMTA|SPIRIT MTA REIT|UBSS|UBS Securities LLC|509745
SMTA|SPIRIT MTA REIT|VALX|VIRTU AMERICAS LLC|631
SMTA|SPIRIT MTA REIT|VGRD|Vanguard Marketing Corporation|5196
SMTA|SPIRIT MTA REIT|WBLR|WILLIAM BLAIR|3046
SMTA|SPIRIT MTA REIT|WCHV|WELLS FARGO SECURITIES, LLC|26061
SMTA|SPIRIT MTA REIT|WEDB|WEDBUSH SECURITIES INC.|700
SMTA|SPIRIT MTA REIT|WEED|Weeden & Co.L.P.|3483
SMTA|SPIRIT MTA REIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6842
SMTA|SPIRIT MTA REIT|WGIF|CIBC World Markets Inc.|2
SMTA|SPIRIT MTA REIT|WSEA|WOLVERINE SECURITIES, LLC|22
SMTA|SPIRIT MTA REIT|XIST|INSTINET, LLC|25000
SMTA|SPIRIT MTA REIT|XPQR|Jump Trading|900
SMTA|SPIRIT MTA REIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|39712
SMTA|SPIRIT MTA REIT|YKNA|COMHAR CAPITAL MARKETS, LLC|13474
SMTA|SPIRIT MTA REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10438
SMTC|SEMTECH CORP      ##|ADAM|CANACCORD GENUITY INC.|232
SMTC|SEMTECH CORP      ##|AGIS|Aegis Capital Corp.|784
SMTC|SEMTECH CORP      ##|ANOS|ABEL/NOSER, L.L.C.|700
SMTC|SEMTECH CORP      ##|APCC|Apex Clearing Corporation|40
SMTC|SEMTECH CORP      ##|BANK|Primevest Financial Services, Inc.|13
SMTC|SEMTECH CORP      ##|BARD|Robert W. Baird & Co. Incorporated|1
SMTC|SEMTECH CORP      ##|BATM|CBOE TRADING, INC.|1962
SMTC|SEMTECH CORP      ##|BERN|Sanford C. Bernstein & Co., LLC|36844
SMTC|SEMTECH CORP      ##|BIDS|BIDS TRADING L.P.|27336
SMTC|SEMTECH CORP      ##|BIMI|Banca IMI Securities Corp.|90
SMTC|SEMTECH CORP      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3065
SMTC|SEMTECH CORP      ##|BLKX|INSTINET, LLC|41070
SMTC|SEMTECH CORP      ##|BMOC|BMO Capital Markets Corp.|10432
SMTC|SEMTECH CORP      ##|BNPX|BNP PARIBAS SECURITIES CORP.|11076
SMTC|SEMTECH CORP      ##|BRGE|Newbridge Securities Corp.|1127
SMTC|SEMTECH CORP      ##|BRVL|BLAYLOCK VAN, LLC|300
SMTC|SEMTECH CORP      ##|BTIG|BTIG, LLC|15712
SMTC|SEMTECH CORP      ##|BYXM|CBOE TRADING, INC.|560
SMTC|SEMTECH CORP      ##|BZYD|GOLDMAN SACHS & CO. LLC|1657
SMTC|SEMTECH CORP      ##|CANT|Cantor Fitzgerald & Co.|826
SMTC|SEMTECH CORP      ##|CHAS|Charles Schwab & Co., Inc.|1700
SMTC|SEMTECH CORP      ##|CIST|Capital Institutional Services, Inc.|16151
SMTC|SEMTECH CORP      ##|CNFR|Cowen Prime Services LLC|1700
SMTC|SEMTECH CORP      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|113847
SMTC|SEMTECH CORP      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1720
SMTC|SEMTECH CORP      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|241725
SMTC|SEMTECH CORP      ##|CTDL|Citadel Derivatives Group Llc|13500
SMTC|SEMTECH CORP      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|30256
SMTC|SEMTECH CORP      ##|DADA|D.A. Davidson & Co.|1529
SMTC|SEMTECH CORP      ##|DBAB|Deutsche Bank Securities Inc.|223514
SMTC|SEMTECH CORP      ##|DBAX|Deutsche Bank Securities Inc.|196300
SMTC|SEMTECH CORP      ##|DBUL|Deutsche Bank Securities Inc.|600
SMTC|SEMTECH CORP      ##|DEAN|MORGAN STANLEY|5808
SMTC|SEMTECH CORP      ##|DEGS|RONIN PROFESSIONAL LLC|1816
SMTC|SEMTECH CORP      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
SMTC|SEMTECH CORP      ##|EBXL|EBX LLC|53000
SMTC|SEMTECH CORP      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1075
SMTC|SEMTECH CORP      ##|EDJO|Edward D. Jones & Co., L.P.|62
SMTC|SEMTECH CORP      ##|EGAM|CBOE TRADING, INC.|6545
SMTC|SEMTECH CORP      ##|EGAW|CBOE TRADING, INC.|146
SMTC|SEMTECH CORP      ##|EGXM|CBOE TRADING, INC.|3149
SMTC|SEMTECH CORP      ##|ETBE|Electronic Transaction Clearing, Inc.|600
SMTC|SEMTECH CORP      ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
SMTC|SEMTECH CORP      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14146
SMTC|SEMTECH CORP      ##|ETRS|E*Trade Securities LLC|9350
SMTC|SEMTECH CORP      ##|FBCO|Credit Suisse Securities (USA) LLC|444157
SMTC|SEMTECH CORP      ##|FILL|Tradestation Securities, Inc.|741
SMTC|SEMTECH CORP      ##|FMAF|NBCN Inc./ CDS|284
SMTC|SEMTECH CORP      ##|FOMA|TD AMERITRADE CLEARING, INC.|24315
SMTC|SEMTECH CORP      ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3760
SMTC|SEMTECH CORP      ##|FQLS|Quantlab Securities LP|145961
SMTC|SEMTECH CORP      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21182
SMTC|SEMTECH CORP      ##|FTBR|Foliofn Investments, Inc.|2032
SMTC|SEMTECH CORP      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|20377
SMTC|SEMTECH CORP      ##|GLPX|ACS EXECUTION SERVICES, LLC|2127
SMTC|SEMTECH CORP      ##|GSCO|GOLDMAN SACHS & CO. LLC|538815
SMTC|SEMTECH CORP      ##|GSCS|GOLDMAN SACHS & CO. LLC|14474
SMTC|SEMTECH CORP      ##|GSLT|GOLDMAN SACHS & CO. LLC|3659
SMTC|SEMTECH CORP      ##|GTSZ|GTS SECURITIES LLC|29511
SMTC|SEMTECH CORP      ##|HRBF|American Enterprise Investment Services Inc.|603
SMTC|SEMTECH CORP      ##|HSBC|HSBC Securities, Inc.|235
SMTC|SEMTECH CORP      ##|IBKR|Interactive Brokers Llc|43399
SMTC|SEMTECH CORP      ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|297
SMTC|SEMTECH CORP      ##|ICBX|INSTINET, LLC|18400
SMTC|SEMTECH CORP      ##|IEQY|CITADEL SECURITIES LLC|41047
SMTC|SEMTECH CORP      ##|INCA|INSTINET, LLC|224027
SMTC|SEMTECH CORP      ##|INJX|INSTINET, LLC|5410
SMTC|SEMTECH CORP      ##|ITGI|ITG Inc.|48999
SMTC|SEMTECH CORP      ##|ITGP|ITG INC.|846800
SMTC|SEMTECH CORP      ##|JANY|Janney Montgomery Scott Inc.|500
SMTC|SEMTECH CORP      ##|JEFF|JEFFERIES LLC|92974
SMTC|SEMTECH CORP      ##|JMPT|JUMP TRADING, LLC|16970
SMTC|SEMTECH CORP      ##|JONE|JonesTrading|379
SMTC|SEMTECH CORP      ##|JPBX|J.P. MORGAN SECURITIES LLC|29771
SMTC|SEMTECH CORP      ##|JPMX|J.P. Morgan Securities LLC|335546
SMTC|SEMTECH CORP      ##|JSJX|JANE STREET CAPITAL LLC|19687
SMTC|SEMTECH CORP      ##|KCGM|VIRTU Americas LLC|30211
SMTC|SEMTECH CORP      ##|LEHM|Barclays Capital Inc./Le|450892
SMTC|SEMTECH CORP      ##|LIME|Lime Brokerage LLC|120934
SMTC|SEMTECH CORP      ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|115364
SMTC|SEMTECH CORP      ##|LOOP|Loop Capital Markets LLC|136
SMTC|SEMTECH CORP      ##|LQNA|LIQUIDNET, INC.|79500
SMTC|SEMTECH CORP      ##|MACC|Mid Atlantic Capital Corporation|245
SMTC|SEMTECH CORP      ##|MAXM|Maxim Group LLC|5605
SMTC|SEMTECH CORP      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|165344
SMTC|SEMTECH CORP      ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1378
SMTC|SEMTECH CORP      ##|MSCO|MORGAN STANLEY & CO. LLC|1084690
SMTC|SEMTECH CORP      ##|MSPL|MORGAN STANLEY & CO. LLC|345700
SMTC|SEMTECH CORP      ##|MSTX|MORGAN STANLEY & CO. LLC|59800
SMTC|SEMTECH CORP      ##|NEED|Needham & Company, LLC|7910
SMTC|SEMTECH CORP      ##|NFSC|National Financial Services LLC|110361
SMTC|SEMTECH CORP      ##|NITE|VIRTU Americas LLC|234996
SMTC|SEMTECH CORP      ##|NITP|VIRTU Americas LLC|2300
SMTC|SEMTECH CORP      ##|NQRB|Brut, LLC|10010
SMTC|SEMTECH CORP      ##|OPCO|Oppenheimer & Co. Inc.|1517
SMTC|SEMTECH CORP      ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1275
SMTC|SEMTECH CORP      ##|PDQM|CODA MARKETS, INC.|15066
SMTC|SEMTECH CORP      ##|PIPR|Piper Jaffray & Co.|9249
SMTC|SEMTECH CORP      ##|PNSR|Penserra Securities, LLC|2530
SMTC|SEMTECH CORP      ##|PWJC|UBS Financial Services, Inc.|31820
SMTC|SEMTECH CORP      ##|RAJA|Raymond James & Associates, Inc.|75663
SMTC|SEMTECH CORP      ##|RBCM|RBC CAPITAL MARKETS, LLC|4501
SMTC|SEMTECH CORP      ##|ROTH|Roth Capital Partners, LLC|200
SMTC|SEMTECH CORP      ##|SAGL|SAGETRADER, LLC|100
SMTC|SEMTECH CORP      ##|SAGW|SAGETRADER, LLC|868
SMTC|SEMTECH CORP      ##|SBSH|Citigroup Global Markets Inc.|125258
SMTC|SEMTECH CORP      ##|SGMT|GOLDMAN SACHS & CO. LLC|71908
SMTC|SEMTECH CORP      ##|SIBO|Prime Executions, Inc.|56429
SMTC|SEMTECH CORP      ##|SPDR|SPEEDROUTE LLC|571
SMTC|SEMTECH CORP      ##|SPHN|Stephens Inc.|921
SMTC|SEMTECH CORP      ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|3303
SMTC|SEMTECH CORP      ##|STFL|Stifel, Nicolaus & Company, Incorporated|3497
SMTC|SEMTECH CORP      ##|SWIM|TD Ameritrade, Inc.|33612
SMTC|SEMTECH CORP      ##|TKNG|ALLY INVEST SECURITIES LLC|213
SMTC|SEMTECH CORP      ##|TONC|CUTTONE & CO., LLC|2189
SMTC|SEMTECH CORP      ##|TRBT|Tradebot Systems, Inc.|34086
SMTC|SEMTECH CORP      ##|TRCM|TRC MARKETS LLC|62995
SMTC|SEMTECH CORP      ##|TWTT|TASTYWORKS, INC.|801
SMTC|SEMTECH CORP      ##|UBSA|UBS SECURITIES LLC|445932
SMTC|SEMTECH CORP      ##|UBSS|UBS Securities LLC|735479
SMTC|SEMTECH CORP      ##|VALX|VIRTU AMERICAS LLC|23720
SMTC|SEMTECH CORP      ##|VGRD|Vanguard Marketing Corporation|4247
SMTC|SEMTECH CORP      ##|WBPX|SUMMIT SECURITIES GROUP, LLC|380
SMTC|SEMTECH CORP      ##|WCHV|WELLS FARGO SECURITIES, LLC|38338
SMTC|SEMTECH CORP      ##|WDNX|WEEDEN & CO.L.P.|9278
SMTC|SEMTECH CORP      ##|WEED|Weeden & Co.L.P.|5362
SMTC|SEMTECH CORP      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1623
SMTC|SEMTECH CORP      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3778
SMTC|SEMTECH CORP      ##|WGIF|CIBC World Markets Inc.|306
SMTC|SEMTECH CORP      ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|33
SMTC|SEMTECH CORP      ##|WSEA|WOLVERINE SECURITIES, LLC|1281
SMTC|SEMTECH CORP      ##|XIST|INSTINET, LLC|137390
SMTC|SEMTECH CORP      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|12970
SMTC|SEMTECH CORP      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2723
SMTS|SIERRA METALS INC.|ALTX|Alternet Securities Inc.|400
SMTS|SIERRA METALS INC.|BYXM|CBOE TRADING, INC.|100
SMTS|SIERRA METALS INC.|CICF|Canaccord Genuity Corp.|1337
SMTS|SIERRA METALS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10089
SMTS|SIERRA METALS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
SMTS|SIERRA METALS INC.|DBAX|Deutsche Bank Securities Inc.|5900
SMTS|SIERRA METALS INC.|DEGS|RONIN PROFESSIONAL LLC|2900
SMTS|SIERRA METALS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5700
SMTS|SIERRA METALS INC.|EBXL|EBX LLC|2900
SMTS|SIERRA METALS INC.|EDJO|Edward D. Jones & Co., L.P.|1000
SMTS|SIERRA METALS INC.|ETRS|E*Trade Securities LLC|46439
SMTS|SIERRA METALS INC.|FILL|Tradestation Securities, Inc.|177
SMTS|SIERRA METALS INC.|GLPX|ACS EXECUTION SERVICES, LLC|209
SMTS|SIERRA METALS INC.|GSCO|GOLDMAN SACHS & CO. LLC|5000
SMTS|SIERRA METALS INC.|GSLT|GOLDMAN SACHS & CO. LLC|50
SMTS|SIERRA METALS INC.|GTSZ|GTS SECURITIES LLC|100
SMTS|SIERRA METALS INC.|IATS|INTERACTIVE BROKERS LLC|1703
SMTS|SIERRA METALS INC.|IBKR|Interactive Brokers Llc|6280
SMTS|SIERRA METALS INC.|ICBX|INSTINET, LLC|1090
SMTS|SIERRA METALS INC.|INCA|INSTINET, LLC|686
SMTS|SIERRA METALS INC.|ITGI|ITG Inc.|9000
SMTS|SIERRA METALS INC.|ITGP|ITG INC.|5000
SMTS|SIERRA METALS INC.|JPMX|J.P. Morgan Securities LLC|1274
SMTS|SIERRA METALS INC.|LEHM|Barclays Capital Inc./Le|4600
SMTS|SIERRA METALS INC.|LIME|Lime Brokerage LLC|1496
SMTS|SIERRA METALS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
SMTS|SIERRA METALS INC.|MOTF|MOTIF INVESTING, INC.|3
SMTS|SIERRA METALS INC.|MSCO|MORGAN STANLEY & CO. LLC|51524
SMTS|SIERRA METALS INC.|MSPL|MORGAN STANLEY & CO. LLC|900
SMTS|SIERRA METALS INC.|NFSC|National Financial Services LLC|74838
SMTS|SIERRA METALS INC.|NITE|VIRTU Americas LLC|101108
SMTS|SIERRA METALS INC.|PDQM|CODA MARKETS, INC.|409
SMTS|SIERRA METALS INC.|SAGL|SAGETRADER, LLC|902
SMTS|SIERRA METALS INC.|SGMT|GOLDMAN SACHS & CO. LLC|200
SMTS|SIERRA METALS INC.|SPDR|SPEEDROUTE LLC|200
SMTS|SIERRA METALS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|500
SMTS|SIERRA METALS INC.|SWIM|TD Ameritrade, Inc.|1950
SMTS|SIERRA METALS INC.|SWST|Hilltop Securities Inc.|350
SMTS|SIERRA METALS INC.|TKNG|ALLY INVEST SECURITIES LLC|124
SMTS|SIERRA METALS INC.|TRCM|TRC MARKETS LLC|2090
SMTS|SIERRA METALS INC.|TWTT|TASTYWORKS, INC.|35
SMTS|SIERRA METALS INC.|UBSA|UBS SECURITIES LLC|15246
SMTS|SIERRA METALS INC.|UBSS|UBS Securities LLC|18950
SMTS|SIERRA METALS INC.|VGRD|Vanguard Marketing Corporation|6230
SMTS|SIERRA METALS INC.|WCHV|WELLS FARGO SECURITIES, LLC|9700
SMTS|SIERRA METALS INC.|WSEA|WOLVERINE SECURITIES, LLC|484
SMTS|SIERRA METALS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|9
SMTX|SMTC CORP      ##|BATM|CBOE TRADING, INC.|1
SMTX|SMTC CORP      ##|BAYC|BAY CREST PARTNERS, LLC|2204
SMTX|SMTC CORP      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
SMTX|SMTC CORP      ##|BYXM|CBOE TRADING, INC.|200
SMTX|SMTC CORP      ##|CANT|Cantor Fitzgerald & Co.|9225
SMTX|SMTC CORP      ##|CHAS|Charles Schwab & Co., Inc.|9974
SMTX|SMTC CORP      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
SMTX|SMTC CORP      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5406
SMTX|SMTC CORP      ##|CTDL|Citadel Derivatives Group Llc|509
SMTX|SMTC CORP      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
SMTX|SMTC CORP      ##|DBAB|Deutsche Bank Securities Inc.|9805
SMTX|SMTC CORP      ##|DBAX|Deutsche Bank Securities Inc.|3000
SMTX|SMTC CORP      ##|DEGS|RONIN PROFESSIONAL LLC|4904
SMTX|SMTC CORP      ##|EBXL|EBX LLC|3900
SMTX|SMTC CORP      ##|EGXW|CBOE TRADING, INC.|1781
SMTX|SMTC CORP      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1800
SMTX|SMTC CORP      ##|ETRS|E*Trade Securities LLC|46589
SMTX|SMTC CORP      ##|FBCO|Credit Suisse Securities (USA) LLC|2505
SMTX|SMTC CORP      ##|FILL|Tradestation Securities, Inc.|500
SMTX|SMTC CORP      ##|FOMA|TD AMERITRADE CLEARING, INC.|150602
SMTX|SMTC CORP      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1225
SMTX|SMTC CORP      ##|FTBR|Foliofn Investments, Inc.|179
SMTX|SMTC CORP      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|650
SMTX|SMTC CORP      ##|GSCO|GOLDMAN SACHS & CO. LLC|8449
SMTX|SMTC CORP      ##|GSLT|GOLDMAN SACHS & CO. LLC|1769
SMTX|SMTC CORP      ##|GTSZ|GTS SECURITIES LLC|1028
SMTX|SMTC CORP      ##|IATS|INTERACTIVE BROKERS LLC|2873
SMTX|SMTC CORP      ##|IBKR|Interactive Brokers Llc|25232
SMTX|SMTC CORP      ##|ICBX|INSTINET, LLC|5600
SMTX|SMTC CORP      ##|INCA|INSTINET, LLC|88635
SMTX|SMTC CORP      ##|INJX|INSTINET, LLC|50200
SMTX|SMTC CORP      ##|ITGI|ITG Inc.|1000
SMTX|SMTC CORP      ##|ITGP|ITG INC.|2600
SMTX|SMTC CORP      ##|JEFF|JEFFERIES LLC|5916
SMTX|SMTC CORP      ##|JPMX|J.P. Morgan Securities LLC|400
SMTX|SMTC CORP      ##|KCGM|VIRTU Americas LLC|100
SMTX|SMTC CORP      ##|LEHM|Barclays Capital Inc./Le|11579
SMTX|SMTC CORP      ##|LIME|Lime Brokerage LLC|29039
SMTX|SMTC CORP      ##|LMGP|LIME BROKERAGE LLC|200
SMTX|SMTC CORP      ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SMTX|SMTC CORP      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2316
SMTX|SMTC CORP      ##|MSCO|MORGAN STANLEY & CO. LLC|141888
SMTX|SMTC CORP      ##|MSPL|MORGAN STANLEY & CO. LLC|900
SMTX|SMTC CORP      ##|NFSC|National Financial Services LLC|29529
SMTX|SMTC CORP      ##|NITE|VIRTU Americas LLC|140779
SMTX|SMTC CORP      ##|NQRB|Brut, LLC|502
SMTX|SMTC CORP      ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|343
SMTX|SMTC CORP      ##|SBSH|Citigroup Global Markets Inc.|46419
SMTX|SMTC CORP      ##|SGMT|GOLDMAN SACHS & CO. LLC|2690
SMTX|SMTC CORP      ##|SPDR|SPEEDROUTE LLC|600
SMTX|SMTC CORP      ##|SWIM|TD Ameritrade, Inc.|5600
SMTX|SMTC CORP      ##|TKNG|ALLY INVEST SECURITIES LLC|834
SMTX|SMTC CORP      ##|TRCM|TRC MARKETS LLC|13111
SMTX|SMTC CORP      ##|UBSA|UBS SECURITIES LLC|11063
SMTX|SMTC CORP      ##|UBSS|UBS Securities LLC|37932
SMTX|SMTC CORP      ##|VGRD|Vanguard Marketing Corporation|2430
SMTX|SMTC CORP      ##|WCHV|WELLS FARGO SECURITIES, LLC|2543
SMTX|SMTC CORP      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|193
SMTX|SMTC CORP      ##|WGIF|CIBC World Markets Inc.|9554
SMTX|SMTC CORP      ##|WSEA|WOLVERINE SECURITIES, LLC|1543
SN|SANCHEZ ENERGY CORP|ABLE|NATIXIS Securities Americas LLC|2811
SN|SANCHEZ ENERGY CORP|AGIS|Aegis Capital Corp.|7400
SN|SANCHEZ ENERGY CORP|ALTX|Alternet Securities Inc.|4400
SN|SANCHEZ ENERGY CORP|APCC|Apex Clearing Corporation|102142
SN|SANCHEZ ENERGY CORP|BANK|Primevest Financial Services, Inc.|1900
SN|SANCHEZ ENERGY CORP|BATM|CBOE TRADING, INC.|5005
SN|SANCHEZ ENERGY CORP|BBNT|BB&T SECURITIES, LLC|2500
SN|SANCHEZ ENERGY CORP|BERN|Sanford C. Bernstein & Co., LLC|19300
SN|SANCHEZ ENERGY CORP|BIDS|BIDS TRADING L.P.|13900
SN|SANCHEZ ENERGY CORP|BIMI|Banca IMI Securities Corp.|3500
SN|SANCHEZ ENERGY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|69341
SN|SANCHEZ ENERGY CORP|BLKX|INSTINET, LLC|93350
SN|SANCHEZ ENERGY CORP|BNPX|BNP PARIBAS SECURITIES CORP.|14085
SN|SANCHEZ ENERGY CORP|BYXM|CBOE TRADING, INC.|200
SN|SANCHEZ ENERGY CORP|BZYD|GOLDMAN SACHS & CO. LLC|2800
SN|SANCHEZ ENERGY CORP|CANT|Cantor Fitzgerald & Co.|153671
SN|SANCHEZ ENERGY CORP|CHAS|Charles Schwab & Co., Inc.|26370
SN|SANCHEZ ENERGY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|126386
SN|SANCHEZ ENERGY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27225
SN|SANCHEZ ENERGY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|420446
SN|SANCHEZ ENERGY CORP|CTDL|Citadel Derivatives Group Llc|5072
SN|SANCHEZ ENERGY CORP|CTLR|CUTLER GROUP, LP|800
SN|SANCHEZ ENERGY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|113250
SN|SANCHEZ ENERGY CORP|DAVA|Davenport & Company LLC|200
SN|SANCHEZ ENERGY CORP|DBAB|Deutsche Bank Securities Inc.|357047
SN|SANCHEZ ENERGY CORP|DBAX|Deutsche Bank Securities Inc.|1226700
SN|SANCHEZ ENERGY CORP|DEAN|MORGAN STANLEY|21500
SN|SANCHEZ ENERGY CORP|DEGS|RONIN PROFESSIONAL LLC|14775
SN|SANCHEZ ENERGY CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27800
SN|SANCHEZ ENERGY CORP|EBXL|EBX LLC|175800
SN|SANCHEZ ENERGY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4894
SN|SANCHEZ ENERGY CORP|EDJO|Edward D. Jones & Co., L.P.|7059
SN|SANCHEZ ENERGY CORP|EGAM|CBOE TRADING, INC.|2209
SN|SANCHEZ ENERGY CORP|EGAW|CBOE TRADING, INC.|31
SN|SANCHEZ ENERGY CORP|EGXM|CBOE TRADING, INC.|49239
SN|SANCHEZ ENERGY CORP|EGXW|CBOE TRADING, INC.|38
SN|SANCHEZ ENERGY CORP|ELEV|ELEVATION, LLC|1204
SN|SANCHEZ ENERGY CORP|EROP|Eroom Securities L.L.C.|3000
SN|SANCHEZ ENERGY CORP|ETBE|Electronic Transaction Clearing, Inc.|11810
SN|SANCHEZ ENERGY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
SN|SANCHEZ ENERGY CORP|ETRS|E*Trade Securities LLC|3048284
SN|SANCHEZ ENERGY CORP|FFSI|Firstrade Securities Inc.|100
SN|SANCHEZ ENERGY CORP|FILL|Tradestation Securities, Inc.|27688
SN|SANCHEZ ENERGY CORP|FMAF|NBCN Inc./ CDS|26863
SN|SANCHEZ ENERGY CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3200
SN|SANCHEZ ENERGY CORP|FQLS|Quantlab Securities LP|308006
SN|SANCHEZ ENERGY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44615
SN|SANCHEZ ENERGY CORP|FTBR|Foliofn Investments, Inc.|687
SN|SANCHEZ ENERGY CORP|GBMT|GBM International, Inc.|192471
SN|SANCHEZ ENERGY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|18582
SN|SANCHEZ ENERGY CORP|GLIS|TD Securities Inc|74911
SN|SANCHEZ ENERGY CORP|GLPX|ACS EXECUTION SERVICES, LLC|5452
SN|SANCHEZ ENERGY CORP|GSCO|GOLDMAN SACHS & CO. LLC|607244
SN|SANCHEZ ENERGY CORP|GSCS|GOLDMAN SACHS & CO. LLC|16800
SN|SANCHEZ ENERGY CORP|GSLT|GOLDMAN SACHS & CO. LLC|46431
SN|SANCHEZ ENERGY CORP|GTSZ|GTS SECURITIES LLC|78345
SN|SANCHEZ ENERGY CORP|HRBF|American Enterprise Investment Services Inc.|50503
SN|SANCHEZ ENERGY CORP|HSBC|HSBC Securities, Inc.|10262
SN|SANCHEZ ENERGY CORP|IATS|INTERACTIVE BROKERS LLC|190846
SN|SANCHEZ ENERGY CORP|IBKR|Interactive Brokers Llc|175632
SN|SANCHEZ ENERGY CORP|ICBX|INSTINET, LLC|121641
SN|SANCHEZ ENERGY CORP|IEQY|CITADEL SECURITIES LLC|125936
SN|SANCHEZ ENERGY CORP|INCA|INSTINET, LLC|154676
SN|SANCHEZ ENERGY CORP|INJX|INSTINET, LLC|12499
SN|SANCHEZ ENERGY CORP|ITGI|ITG Inc.|13187
SN|SANCHEZ ENERGY CORP|ITGP|ITG INC.|144000
SN|SANCHEZ ENERGY CORP|JANY|Janney Montgomery Scott Inc.|600
SN|SANCHEZ ENERGY CORP|JEFF|JEFFERIES LLC|178091
SN|SANCHEZ ENERGY CORP|JMPT|JUMP TRADING, LLC|62244
SN|SANCHEZ ENERGY CORP|JPBX|J.P. MORGAN SECURITIES LLC|29760
SN|SANCHEZ ENERGY CORP|JPMX|J.P. Morgan Securities LLC|425454
SN|SANCHEZ ENERGY CORP|JSJX|JANE STREET CAPITAL LLC|13086
SN|SANCHEZ ENERGY CORP|KCGM|VIRTU Americas LLC|90489
SN|SANCHEZ ENERGY CORP|KRSH|Kershner Securities, LLC|37097
SN|SANCHEZ ENERGY CORP|LEHM|Barclays Capital Inc./Le|1068583
SN|SANCHEZ ENERGY CORP|LIME|Lime Brokerage LLC|12289
SN|SANCHEZ ENERGY CORP|LQNA|LIQUIDNET, INC.|10800
SN|SANCHEZ ENERGY CORP|LQNB|LIQUIDNET, INC.|2771
SN|SANCHEZ ENERGY CORP|MAXM|Maxim Group LLC|3471
SN|SANCHEZ ENERGY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|599222
SN|SANCHEZ ENERGY CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SN|SANCHEZ ENERGY CORP|MNDX|TJM Investments, LLC|6600
SN|SANCHEZ ENERGY CORP|MOTF|MOTIF INVESTING, INC.|6
SN|SANCHEZ ENERGY CORP|MSCO|MORGAN STANLEY & CO. LLC|1403219
SN|SANCHEZ ENERGY CORP|MSPL|MORGAN STANLEY & CO. LLC|571400
SN|SANCHEZ ENERGY CORP|MSTX|MORGAN STANLEY & CO. LLC|89300
SN|SANCHEZ ENERGY CORP|MZHO|Mizuho Securities USA LLC|100000
SN|SANCHEZ ENERGY CORP|NATL|National Securities Corporation|1000
SN|SANCHEZ ENERGY CORP|NFSC|National Financial Services LLC|3473171
SN|SANCHEZ ENERGY CORP|NITE|VIRTU Americas LLC|4697746
SN|SANCHEZ ENERGY CORP|NITP|VIRTU Americas LLC|65628
SN|SANCHEZ ENERGY CORP|NQRB|Brut, LLC|8745
SN|SANCHEZ ENERGY CORP|NTBF|BMO Nesbitt Burns Inc./CDS|3480
SN|SANCHEZ ENERGY CORP|OPCO|Oppenheimer & Co. Inc.|16980
SN|SANCHEZ ENERGY CORP|PDQM|CODA MARKETS, INC.|10134
SN|SANCHEZ ENERGY CORP|PWJC|UBS Financial Services, Inc.|9500
SN|SANCHEZ ENERGY CORP|RBCM|RBC CAPITAL MARKETS, LLC|78085
SN|SANCHEZ ENERGY CORP|RGLD|Regal Securities, Inc|27
SN|SANCHEZ ENERGY CORP|SAGL|SAGETRADER, LLC|200
SN|SANCHEZ ENERGY CORP|SALI|INTL FCSTONE FINANCIAL INC.|1900
SN|SANCHEZ ENERGY CORP|SBSH|Citigroup Global Markets Inc.|168943
SN|SANCHEZ ENERGY CORP|SGMT|GOLDMAN SACHS & CO. LLC|420285
SN|SANCHEZ ENERGY CORP|SPDR|SPEEDROUTE LLC|2550
SN|SANCHEZ ENERGY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|31162
SN|SANCHEZ ENERGY CORP|STXG|Stockcross Financial Services, Inc.|300
SN|SANCHEZ ENERGY CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16632
SN|SANCHEZ ENERGY CORP|SWIM|TD Ameritrade, Inc.|1269048
SN|SANCHEZ ENERGY CORP|SWST|Hilltop Securities Inc.|2200
SN|SANCHEZ ENERGY CORP|TKNG|ALLY INVEST SECURITIES LLC|110377
SN|SANCHEZ ENERGY CORP|TRBT|Tradebot Systems, Inc.|241919
SN|SANCHEZ ENERGY CORP|TRCM|TRC MARKETS LLC|321437
SN|SANCHEZ ENERGY CORP|TRIP|Trident Partners Ltd.|16755
SN|SANCHEZ ENERGY CORP|TWTT|TASTYWORKS, INC.|19025
SN|SANCHEZ ENERGY CORP|UBSA|UBS SECURITIES LLC|975127
SN|SANCHEZ ENERGY CORP|UBSS|UBS Securities LLC|1310284
SN|SANCHEZ ENERGY CORP|VALX|VIRTU AMERICAS LLC|58369
SN|SANCHEZ ENERGY CORP|VGRD|Vanguard Marketing Corporation|109203
SN|SANCHEZ ENERGY CORP|WBLR|WILLIAM BLAIR|1000
SN|SANCHEZ ENERGY CORP|WCHV|WELLS FARGO SECURITIES, LLC|277468
SN|SANCHEZ ENERGY CORP|WEDB|WEDBUSH SECURITIES INC.|1000
SN|SANCHEZ ENERGY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16212
SN|SANCHEZ ENERGY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|201557
SN|SANCHEZ ENERGY CORP|WFPB|Wells Fargo Securities, LLC.|700
SN|SANCHEZ ENERGY CORP|WGIF|CIBC World Markets Inc.|32899
SN|SANCHEZ ENERGY CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
SN|SANCHEZ ENERGY CORP|WSEA|WOLVERINE SECURITIES, LLC|52358
SN|SANCHEZ ENERGY CORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|12750
SN|SANCHEZ ENERGY CORP|XIST|INSTINET, LLC|43400
SN|SANCHEZ ENERGY CORP|XPQR|Jump Trading|200
SN|SANCHEZ ENERGY CORP|XPUS|XP SECURITIES, LLC|5724
SN|SANCHEZ ENERGY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|77842
SN|SANCHEZ ENERGY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|381
SN|SANCHEZ ENERGY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25184
SNA|SNAP ON INC|ABLE|NATIXIS Securities Americas LLC|143364
SNA|SNAP ON INC|ADAM|CANACCORD GENUITY INC.|14600
SNA|SNAP ON INC|ALTX|Alternet Securities Inc.|2930
SNA|SNAP ON INC|APCC|Apex Clearing Corporation|136
SNA|SNAP ON INC|AQUA|AQUA SECURITIES L.P.|86400
SNA|SNAP ON INC|BANK|Primevest Financial Services, Inc.|165
SNA|SNAP ON INC|BARD|Robert W. Baird & Co. Incorporated|10685
SNA|SNAP ON INC|BATM|CBOE TRADING, INC.|7923
SNA|SNAP ON INC|BAYC|BAY CREST PARTNERS, LLC|7
SNA|SNAP ON INC|BAYT|BTIG, LLC|97
SNA|SNAP ON INC|BBNT|BB&T SECURITIES, LLC|2338
SNA|SNAP ON INC|BERN|Sanford C. Bernstein & Co., LLC|22551
SNA|SNAP ON INC|BIDS|BIDS TRADING L.P.|100
SNA|SNAP ON INC|BIMI|Banca IMI Securities Corp.|15
SNA|SNAP ON INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1469
SNA|SNAP ON INC|BLKX|INSTINET, LLC|30676
SNA|SNAP ON INC|BNPX|BNP PARIBAS SECURITIES CORP.|73539
SNA|SNAP ON INC|BTIG|BTIG, LLC|9789
SNA|SNAP ON INC|BYXM|CBOE TRADING, INC.|300
SNA|SNAP ON INC|CANT|Cantor Fitzgerald & Co.|77
SNA|SNAP ON INC|CHAS|Charles Schwab & Co., Inc.|1183
SNA|SNAP ON INC|CIBP|CIBC World Markets Corp.|3338
SNA|SNAP ON INC|CIST|Capital Institutional Services, Inc.|1766
SNA|SNAP ON INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36556
SNA|SNAP ON INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1298
SNA|SNAP ON INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13
SNA|SNAP ON INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|306363
SNA|SNAP ON INC|CTDL|Citadel Derivatives Group Llc|2294
SNA|SNAP ON INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9828
SNA|SNAP ON INC|DADA|D.A. Davidson & Co.|397
SNA|SNAP ON INC|DBAB|Deutsche Bank Securities Inc.|231576
SNA|SNAP ON INC|DBAX|Deutsche Bank Securities Inc.|121100
SNA|SNAP ON INC|DBUL|Deutsche Bank Securities Inc.|2673
SNA|SNAP ON INC|DEAN|MORGAN STANLEY|14406
SNA|SNAP ON INC|DEGS|RONIN PROFESSIONAL LLC|100
SNA|SNAP ON INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1023
SNA|SNAP ON INC|EBXL|EBX LLC|131600
SNA|SNAP ON INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9614
SNA|SNAP ON INC|EDJC|Edward Jones / CDS|340
SNA|SNAP ON INC|EDJO|Edward D. Jones & Co., L.P.|11155
SNA|SNAP ON INC|EGAM|CBOE TRADING, INC.|5103
SNA|SNAP ON INC|EGAW|CBOE TRADING, INC.|38
SNA|SNAP ON INC|EGMT|EG MARKET TECHNOLOGIES LLC|4446
SNA|SNAP ON INC|EGXM|CBOE TRADING, INC.|634
SNA|SNAP ON INC|EGXW|CBOE TRADING, INC.|53
SNA|SNAP ON INC|ELEV|ELEVATION, LLC|3623
SNA|SNAP ON INC|ETBE|Electronic Transaction Clearing, Inc.|22469
SNA|SNAP ON INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1400
SNA|SNAP ON INC|ETCC|Electronic Transaction Clearing, Inc.|187
SNA|SNAP ON INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39427
SNA|SNAP ON INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|467
SNA|SNAP ON INC|ETRS|E*Trade Securities LLC|10498
SNA|SNAP ON INC|FBSB|U.S. Bancorp Investments, Inc.|89
SNA|SNAP ON INC|FILL|Tradestation Securities, Inc.|5771
SNA|SNAP ON INC|FINX|FINTECH SECURITIES|57
SNA|SNAP ON INC|FMAF|NBCN Inc./ CDS|496
SNA|SNAP ON INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3741
SNA|SNAP ON INC|FQLS|Quantlab Securities LP|166083
SNA|SNAP ON INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62498
SNA|SNAP ON INC|FTBR|Foliofn Investments, Inc.|1854
SNA|SNAP ON INC|GEBB|GLOBAL EXECUTION BROKERS, LP|130
SNA|SNAP ON INC|GLPX|ACS EXECUTION SERVICES, LLC|33175
SNA|SNAP ON INC|GSCO|GOLDMAN SACHS & CO. LLC|603502
SNA|SNAP ON INC|GSCS|GOLDMAN SACHS & CO. LLC|12935
SNA|SNAP ON INC|GSLT|GOLDMAN SACHS & CO. LLC|2137
SNA|SNAP ON INC|GTSZ|GTS SECURITIES LLC|79165
SNA|SNAP ON INC|HAPX|HAP Trading, LLC|100
SNA|SNAP ON INC|HPPX|POTAMUS TRADING, LLC|27
SNA|SNAP ON INC|HRBF|American Enterprise Investment Services Inc.|4768
SNA|SNAP ON INC|HSBC|HSBC Securities, Inc.|317
SNA|SNAP ON INC|IATS|INTERACTIVE BROKERS LLC|3324
SNA|SNAP ON INC|IBKR|Interactive Brokers Llc|3717
SNA|SNAP ON INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|320
SNA|SNAP ON INC|ICBX|INSTINET, LLC|46619
SNA|SNAP ON INC|IEQY|CITADEL SECURITIES LLC|118354
SNA|SNAP ON INC|INCA|INSTINET, LLC|345141
SNA|SNAP ON INC|INJX|INSTINET, LLC|9448
SNA|SNAP ON INC|ITGI|ITG Inc.|112357
SNA|SNAP ON INC|ITGP|ITG INC.|176200
SNA|SNAP ON INC|JANY|Janney Montgomery Scott Inc.|1907
SNA|SNAP ON INC|JEFF|JEFFERIES LLC|50934
SNA|SNAP ON INC|JMPT|JUMP TRADING, LLC|40386
SNA|SNAP ON INC|JONE|JonesTrading|5608
SNA|SNAP ON INC|JPBX|J.P. MORGAN SECURITIES LLC|41756
SNA|SNAP ON INC|JPMX|J.P. Morgan Securities LLC|191068
SNA|SNAP ON INC|JSJX|JANE STREET CAPITAL LLC|2526
SNA|SNAP ON INC|KCGM|VIRTU Americas LLC|18934
SNA|SNAP ON INC|LEHM|Barclays Capital Inc./Le|356860
SNA|SNAP ON INC|LIME|Lime Brokerage LLC|33425
SNA|SNAP ON INC|LIWD|LIME BROKERAGE LLC|33
SNA|SNAP ON INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|113986
SNA|SNAP ON INC|LQNA|LIQUIDNET, INC.|22700
SNA|SNAP ON INC|LQNB|LIQUIDNET, INC.|48
SNA|SNAP ON INC|LSCI|Lek Securities Corporation|148
SNA|SNAP ON INC|MACC|Mid Atlantic Capital Corporation|3
SNA|SNAP ON INC|MACQ|Macquarie Capital (USA) Inc.|26447
SNA|SNAP ON INC|MAXM|Maxim Group LLC|338
SNA|SNAP ON INC|MCMF|Raymond James Ltd. Cds|54
SNA|SNAP ON INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49268
SNA|SNAP ON INC|MOTF|MOTIF INVESTING, INC.|2
SNA|SNAP ON INC|MSCO|MORGAN STANLEY & CO. LLC|1275341
SNA|SNAP ON INC|MSPL|MORGAN STANLEY & CO. LLC|216600
SNA|SNAP ON INC|MSTX|MORGAN STANLEY & CO. LLC|51100
SNA|SNAP ON INC|NFSC|National Financial Services LLC|80418
SNA|SNAP ON INC|NITE|VIRTU Americas LLC|141523
SNA|SNAP ON INC|NITP|VIRTU Americas LLC|300
SNA|SNAP ON INC|NQRB|Brut, LLC|600
SNA|SNAP ON INC|NTBF|BMO Nesbitt Burns Inc./CDS|247
SNA|SNAP ON INC|NTRC|Northern Trust Securities, Inc.|425
SNA|SNAP ON INC|OHOS|TWO SIGMA SECURITIES, LLC|14169
SNA|SNAP ON INC|OPCO|Oppenheimer & Co. Inc.|1547
SNA|SNAP ON INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SNA|SNAP ON INC|PDQM|CODA MARKETS, INC.|143105
SNA|SNAP ON INC|PHLY|NASDAQ Execution Services, LLC|800
SNA|SNAP ON INC|PICT|Pictet Overseas Inc.|725
SNA|SNAP ON INC|PIPR|Piper Jaffray & Co.|400
SNA|SNAP ON INC|PWJC|UBS Financial Services, Inc.|602
SNA|SNAP ON INC|QMSR|QUATTRO M SECURITIES INC.|633
SNA|SNAP ON INC|RBCM|RBC CAPITAL MARKETS, LLC|6847
SNA|SNAP ON INC|SAGL|SAGETRADER, LLC|2970
SNA|SNAP ON INC|SAGW|SAGETRADER, LLC|500
SNA|SNAP ON INC|SALI|INTL FCSTONE FINANCIAL INC.|2
SNA|SNAP ON INC|SBRX|MURIEL SIEBERT & CO INC|200
SNA|SNAP ON INC|SBSH|Citigroup Global Markets Inc.|45669
SNA|SNAP ON INC|SGMT|GOLDMAN SACHS & CO. LLC|66369
SNA|SNAP ON INC|SOGO|Wang Investment Associates, Inc.|4
SNA|SNAP ON INC|SPDR|SPEEDROUTE LLC|24375
SNA|SNAP ON INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|11028
SNA|SNAP ON INC|STFL|Stifel, Nicolaus & Company, Incorporated|5296
SNA|SNAP ON INC|STKP|STOCKPILE INVESTMENTS, INC.|16
SNA|SNAP ON INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5491
SNA|SNAP ON INC|SWIM|TD Ameritrade, Inc.|2329
SNA|SNAP ON INC|SWST|Hilltop Securities Inc.|1085
SNA|SNAP ON INC|TAGC|TELSEY ADVISORY GROUP LLC|8
SNA|SNAP ON INC|TKNG|ALLY INVEST SECURITIES LLC|1
SNA|SNAP ON INC|TRBT|Tradebot Systems, Inc.|139283
SNA|SNAP ON INC|TRCM|TRC MARKETS LLC|43470
SNA|SNAP ON INC|UBSA|UBS SECURITIES LLC|343371
SNA|SNAP ON INC|UBSS|UBS Securities LLC|707442
SNA|SNAP ON INC|VALX|VIRTU AMERICAS LLC|10624
SNA|SNAP ON INC|VGRD|Vanguard Marketing Corporation|1192
SNA|SNAP ON INC|WBLR|WILLIAM BLAIR|555
SNA|SNAP ON INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3309
SNA|SNAP ON INC|WCHV|WELLS FARGO SECURITIES, LLC|49749
SNA|SNAP ON INC|WDNX|WEEDEN & CO.L.P.|2512
SNA|SNAP ON INC|WEDB|WEDBUSH SECURITIES INC.|2371
SNA|SNAP ON INC|WEED|Weeden & Co.L.P.|279
SNA|SNAP ON INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4977
SNA|SNAP ON INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5074
SNA|SNAP ON INC|WGIF|CIBC World Markets Inc.|468
SNA|SNAP ON INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|85
SNA|SNAP ON INC|WSEA|WOLVERINE SECURITIES, LLC|1603
SNA|SNAP ON INC|XIST|INSTINET, LLC|12844
SNA|SNAP ON INC|XPQR|Jump Trading|17288
SNA|SNAP ON INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8044
SNA|SNAP ON INC|YKNA|COMHAR CAPITAL MARKETS, LLC|19459
SNA|SNAP ON INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2157
SNAP|SNAP INC.|ACLN|ALEXANDER CAPITAL, L.P.|1000
SNAP|SNAP INC.|ACPL|American Capital Partners, LLC|600
SNAP|SNAP INC.|ADAM|CANACCORD GENUITY INC.|38755
SNAP|SNAP INC.|AGCP|AEGIS CAPITAL CORP.|9500
SNAP|SNAP INC.|AGIS|Aegis Capital Corp.|133607
SNAP|SNAP INC.|ALTX|Alternet Securities Inc.|293783
SNAP|SNAP INC.|APCC|Apex Clearing Corporation|1851927
SNAP|SNAP INC.|AQUA|AQUA SECURITIES L.P.|6700
SNAP|SNAP INC.|BANK|Primevest Financial Services, Inc.|8053
SNAP|SNAP INC.|BARD|Robert W. Baird & Co. Incorporated|52443
SNAP|SNAP INC.|BATM|CBOE TRADING, INC.|237813
SNAP|SNAP INC.|BAYC|BAY CREST PARTNERS, LLC|63835
SNAP|SNAP INC.|BAYT|BTIG, LLC|139492
SNAP|SNAP INC.|BBNT|BB&T SECURITIES, LLC|17282
SNAP|SNAP INC.|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2600
SNAP|SNAP INC.|BERN|Sanford C. Bernstein & Co., LLC|682496
SNAP|SNAP INC.|BGCE|BGC Financial Inc.|66416
SNAP|SNAP INC.|BIAD|SAGETRADER, LLC|1670
SNAP|SNAP INC.|BIDS|BIDS TRADING L.P.|62400
SNAP|SNAP INC.|BIMI|Banca IMI Securities Corp.|77652
SNAP|SNAP INC.|BKCM|BNY Mellon Capital Markets LLC|51518
SNAP|SNAP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1663867
SNAP|SNAP INC.|BLKX|INSTINET, LLC|603569
SNAP|SNAP INC.|BMOC|BMO Capital Markets Corp.|841140
SNAP|SNAP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|127348
SNAP|SNAP INC.|BRGE|Newbridge Securities Corp.|35442
SNAP|SNAP INC.|BTIG|BTIG, LLC|34376
SNAP|SNAP INC.|BYXM|CBOE TRADING, INC.|13957
SNAP|SNAP INC.|CANT|Cantor Fitzgerald & Co.|53350
SNAP|SNAP INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|372602
SNAP|SNAP INC.|CHAS|Charles Schwab & Co., Inc.|367755
SNAP|SNAP INC.|CHBC|PENSERRA SECURITIES, LLC|115000
SNAP|SNAP INC.|CHLM|Craig-Hallum Capital Group LLC|450
SNAP|SNAP INC.|CICF|Canaccord Genuity Corp.|9091
SNAP|SNAP INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|470
SNAP|SNAP INC.|CIST|Capital Institutional Services, Inc.|2275
SNAP|SNAP INC.|CLSA|CLSA AMERICAS, LLC|298209
SNAP|SNAP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1040267
SNAP|SNAP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40706
SNAP|SNAP INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|762733
SNAP|SNAP INC.|CRAG|KEPLER CAPITAL MARKETS, INC.|14600
SNAP|SNAP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6870531
SNAP|SNAP INC.|CTDL|Citadel Derivatives Group Llc|90578
SNAP|SNAP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1551642
SNAP|SNAP INC.|DADA|D.A. Davidson & Co.|20464
SNAP|SNAP INC.|DAVA|Davenport & Company LLC|21553
SNAP|SNAP INC.|DBAB|Deutsche Bank Securities Inc.|1992074
SNAP|SNAP INC.|DBAX|Deutsche Bank Securities Inc.|4395100
SNAP|SNAP INC.|DBUL|Deutsche Bank Securities Inc.|118735
SNAP|SNAP INC.|DCHF|Dart Executions, LLC|105467
SNAP|SNAP INC.|DEAN|MORGAN STANLEY|577015
SNAP|SNAP INC.|DEGS|RONIN PROFESSIONAL LLC|41900
SNAP|SNAP INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|149909
SNAP|SNAP INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|21172
SNAP|SNAP INC.|EBXL|EBX LLC|3586800
SNAP|SNAP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|209450
SNAP|SNAP INC.|EDJC|Edward Jones / CDS|5218
SNAP|SNAP INC.|EDJO|Edward D. Jones & Co., L.P.|95815
SNAP|SNAP INC.|EGAM|CBOE TRADING, INC.|266168
SNAP|SNAP INC.|EGAW|CBOE TRADING, INC.|6973
SNAP|SNAP INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
SNAP|SNAP INC.|EGXM|CBOE TRADING, INC.|420768
SNAP|SNAP INC.|EGXW|CBOE TRADING, INC.|3047
SNAP|SNAP INC.|EROP|Eroom Securities L.L.C.|17400
SNAP|SNAP INC.|ESPO|ESPOSITO SECURITIES, LLC|69919
SNAP|SNAP INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|35828
SNAP|SNAP INC.|ETBE|Electronic Transaction Clearing, Inc.|196658
SNAP|SNAP INC.|ETCB|ETC BROKERAGE SERVICES, LLC|3221
SNAP|SNAP INC.|ETCC|Electronic Transaction Clearing, Inc.|300
SNAP|SNAP INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|500
SNAP|SNAP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25342
SNAP|SNAP INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|53400
SNAP|SNAP INC.|ETRS|E*Trade Securities LLC|42090934
SNAP|SNAP INC.|FBSB|U.S. Bancorp Investments, Inc.|11006
SNAP|SNAP INC.|FFSI|Firstrade Securities Inc.|8100
SNAP|SNAP INC.|FILL|Tradestation Securities, Inc.|928206
SNAP|SNAP INC.|FINX|FINTECH SECURITIES|1506
SNAP|SNAP INC.|FMAF|NBCN Inc./ CDS|413282
SNAP|SNAP INC.|FOGS|FOG EQUITIES LLC|380000
SNAP|SNAP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23780
SNAP|SNAP INC.|FQLS|Quantlab Securities LP|4013984
SNAP|SNAP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|509436
SNAP|SNAP INC.|FTBR|Foliofn Investments, Inc.|11907
SNAP|SNAP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|253627
SNAP|SNAP INC.|GLIS|TD Securities Inc|647586
SNAP|SNAP INC.|GLPX|ACS EXECUTION SERVICES, LLC|1168020
SNAP|SNAP INC.|GSCO|GOLDMAN SACHS & CO. LLC|7673585
SNAP|SNAP INC.|GSCS|GOLDMAN SACHS & CO. LLC|977986
SNAP|SNAP INC.|GSLT|GOLDMAN SACHS & CO. LLC|176416
SNAP|SNAP INC.|GTSZ|GTS SECURITIES LLC|656788
SNAP|SNAP INC.|HAPX|HAP Trading, LLC|200
SNAP|SNAP INC.|HRBF|American Enterprise Investment Services Inc.|510270
SNAP|SNAP INC.|HSBC|HSBC Securities, Inc.|2321234
SNAP|SNAP INC.|IATS|INTERACTIVE BROKERS LLC|2799694
SNAP|SNAP INC.|IBKR|Interactive Brokers Llc|7412724
SNAP|SNAP INC.|ICBX|INSTINET, LLC|2363293
SNAP|SNAP INC.|INCA|INSTINET, LLC|2750438
SNAP|SNAP INC.|INJX|INSTINET, LLC|197355
SNAP|SNAP INC.|ITGI|ITG Inc.|807075
SNAP|SNAP INC.|ITGP|ITG INC.|2818400
SNAP|SNAP INC.|JANY|Janney Montgomery Scott Inc.|120372
SNAP|SNAP INC.|JEFF|JEFFERIES LLC|1702746
SNAP|SNAP INC.|JGUN|Joseph Gunnar & Co.  LLC|10000
SNAP|SNAP INC.|JHDR|J.H. Darbie & Co., Inc.|20
SNAP|SNAP INC.|JMPT|JUMP TRADING, LLC|433301
SNAP|SNAP INC.|JONE|JonesTrading|70
SNAP|SNAP INC.|JPBX|J.P. MORGAN SECURITIES LLC|784277
SNAP|SNAP INC.|JPMX|J.P. Morgan Securities LLC|8314165
SNAP|SNAP INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|14365
SNAP|SNAP INC.|JSJX|JANE STREET CAPITAL LLC|145333
SNAP|SNAP INC.|JUTA|JUMP TRADING, LLC|94458
SNAP|SNAP INC.|KCGM|VIRTU Americas LLC|1640231
SNAP|SNAP INC.|KCRD|PHX FINANCIAL, INC.|3200
SNAP|SNAP INC.|LAFC|R. F. Lafferty & Co., Inc.|31833
SNAP|SNAP INC.|LEHM|Barclays Capital Inc./Le|13334369
SNAP|SNAP INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|10200
SNAP|SNAP INC.|LIME|Lime Brokerage LLC|212838
SNAP|SNAP INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|553872
SNAP|SNAP INC.|LQNA|LIQUIDNET, INC.|150800
SNAP|SNAP INC.|LQNB|LIQUIDNET, INC.|9600
SNAP|SNAP INC.|LSCI|Lek Securities Corporation|4432617
SNAP|SNAP INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
SNAP|SNAP INC.|MACC|Mid Atlantic Capital Corporation|250
SNAP|SNAP INC.|MAXM|Maxim Group LLC|744245
SNAP|SNAP INC.|MBTS|ALLY INVEST SECURITIES LLC|33050
SNAP|SNAP INC.|MCMF|Raymond James Ltd. Cds|1600
SNAP|SNAP INC.|MILE|I-Bankers Securities, Inc.|400
SNAP|SNAP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5363060
SNAP|SNAP INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SNAP|SNAP INC.|MOTF|MOTIF INVESTING, INC.|419
SNAP|SNAP INC.|MPSG|E D & F Man Capital Markets Inc.|514220
SNAP|SNAP INC.|MSCO|MORGAN STANLEY & CO. LLC|16423324
SNAP|SNAP INC.|MSPL|MORGAN STANLEY & CO. LLC|6053100
SNAP|SNAP INC.|MSTX|MORGAN STANLEY & CO. LLC|2909400
SNAP|SNAP INC.|NATL|National Securities Corporation|87848
SNAP|SNAP INC.|NBCS|NBC Securities, INC.|1478
SNAP|SNAP INC.|NEUB|NEUBERGER BERMAN BD LLC|6230
SNAP|SNAP INC.|NFSC|National Financial Services LLC|26053963
SNAP|SNAP INC.|NITE|VIRTU Americas LLC|51825089
SNAP|SNAP INC.|NITP|VIRTU Americas LLC|587501
SNAP|SNAP INC.|NMRA|Nomura Securities International, Inc.|524220
SNAP|SNAP INC.|NQRB|Brut, LLC|168939
SNAP|SNAP INC.|NTBF|BMO Nesbitt Burns Inc./CDS|228046
SNAP|SNAP INC.|NTFN|Network 1 Financial Securities Inc.|7200
SNAP|SNAP INC.|NTRC|Northern Trust Securities, Inc.|100
SNAP|SNAP INC.|OHOS|TWO SIGMA SECURITIES, LLC|110186
SNAP|SNAP INC.|OPCO|Oppenheimer & Co. Inc.|107419
SNAP|SNAP INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3668
SNAP|SNAP INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|123
SNAP|SNAP INC.|PCFF|Pacific International Securities Inc./CDS|2000
SNAP|SNAP INC.|PCPT|PHILLIP CAPITAL INC.|205503
SNAP|SNAP INC.|PDQM|CODA MARKETS, INC.|982797
SNAP|SNAP INC.|PHLY|NASDAQ Execution Services, LLC|264650
SNAP|SNAP INC.|PIPR|Piper Jaffray & Co.|19944
SNAP|SNAP INC.|PNSR|Penserra Securities, LLC|25100
SNAP|SNAP INC.|POIN|PRECISION SECURITIES, LLC (POIN)|115420
SNAP|SNAP INC.|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|1100
SNAP|SNAP INC.|PWJC|UBS Financial Services, Inc.|249276
SNAP|SNAP INC.|QMSR|QUATTRO M SECURITIES INC.|106623
SNAP|SNAP INC.|RBCM|RBC CAPITAL MARKETS, LLC|1278942
SNAP|SNAP INC.|RGLD|Regal Securities, Inc|2322
SNAP|SNAP INC.|RHCO|Suntrust Robinson Humphrey, Inc.|22100
SNAP|SNAP INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|15600
SNAP|SNAP INC.|SAGL|SAGETRADER, LLC|122080
SNAP|SNAP INC.|SAGW|SAGETRADER, LLC|802
SNAP|SNAP INC.|SALI|INTL FCSTONE FINANCIAL INC.|42052
SNAP|SNAP INC.|SALW|SW FINANCIAL|203
SNAP|SNAP INC.|SBRX|MURIEL SIEBERT & CO INC|475
SNAP|SNAP INC.|SBSH|Citigroup Global Markets Inc.|2616570
SNAP|SNAP INC.|SEIC|SEI Investments Distribution Co.|800
SNAP|SNAP INC.|SGMT|GOLDMAN SACHS & CO. LLC|2687683
SNAP|SNAP INC.|SIBO|Prime Executions, Inc.|594537
SNAP|SNAP INC.|SOGO|Wang Investment Associates, Inc.|34181
SNAP|SNAP INC.|SPDR|SPEEDROUTE LLC|306196
SNAP|SNAP INC.|SPGS|Sea Port Group Securities, LLC|96364
SNAP|SNAP INC.|SPHN|Stephens Inc.|112471
SNAP|SNAP INC.|SPNT|SEVEN POINTS CAPITAL, LLC|170826
SNAP|SNAP INC.|SPTD|MINT GLOBAL MARKETS, INC.|4200
SNAP|SNAP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|270500
SNAP|SNAP INC.|STKP|STOCKPILE INVESTMENTS, INC.|22160
SNAP|SNAP INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7090
SNAP|SNAP INC.|SWIM|TD Ameritrade, Inc.|19810546
SNAP|SNAP INC.|SWST|Hilltop Securities Inc.|102089
SNAP|SNAP INC.|TDCO|Thompson Davis & Co., Inc.|1700
SNAP|SNAP INC.|TDFS|TRADERFIELD SECURITIES INC.|500
SNAP|SNAP INC.|TKNG|ALLY INVEST SECURITIES LLC|2991358
SNAP|SNAP INC.|TRBT|Tradebot Systems, Inc.|743652
SNAP|SNAP INC.|TRCM|TRC MARKETS LLC|179797
SNAP|SNAP INC.|TWTT|TASTYWORKS, INC.|31367
SNAP|SNAP INC.|UBSA|UBS SECURITIES LLC|11874010
SNAP|SNAP INC.|UBSS|UBS Securities LLC|12668915
SNAP|SNAP INC.|VALX|VIRTU AMERICAS LLC|675140
SNAP|SNAP INC.|VGRD|Vanguard Marketing Corporation|1399144
SNAP|SNAP INC.|VNDM|Wall Street Access|3000
SNAP|SNAP INC.|VNDS|VANDHAM SECURITIES CORP|1300
SNAP|SNAP INC.|VSIN|Vision Financial Markets Llc|31032
SNAP|SNAP INC.|WABR|Wall Street Access|5500
SNAP|SNAP INC.|WBLR|WILLIAM BLAIR|1175
SNAP|SNAP INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|28118
SNAP|SNAP INC.|WCHV|WELLS FARGO SECURITIES, LLC|4847809
SNAP|SNAP INC.|WDCO|Wilson-Davis & Co., Inc.|6000
SNAP|SNAP INC.|WEDB|WEDBUSH SECURITIES INC.|238600
SNAP|SNAP INC.|WEED|Weeden & Co.L.P.|61445
SNAP|SNAP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1212387
SNAP|SNAP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1010431
SNAP|SNAP INC.|WFPB|Wells Fargo Securities, LLC.|1802
SNAP|SNAP INC.|WGIF|CIBC World Markets Inc.|462082
SNAP|SNAP INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3457
SNAP|SNAP INC.|WMLL|Watermill Institutional Trading LLC|204978
SNAP|SNAP INC.|WORD|Worden Capital Management LLC|25790
SNAP|SNAP INC.|WSEA|WOLVERINE SECURITIES, LLC|1147646
SNAP|SNAP INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|21900
SNAP|SNAP INC.|WTFS|JUST2TRADE, INC.|50
SNAP|SNAP INC.|XIST|INSTINET, LLC|851200
SNAP|SNAP INC.|XPQR|Jump Trading|210
SNAP|SNAP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|7235512
SNAP|SNAP INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|34480
SNAP|SNAP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|193535
SNBR|SLEEP NUMBER CORP|ALTX|Alternet Securities Inc.|5800
SNBR|SLEEP NUMBER CORP|APCC|Apex Clearing Corporation|601
SNBR|SLEEP NUMBER CORP|BATM|CBOE TRADING, INC.|1432
SNBR|SLEEP NUMBER CORP|BAYC|BAY CREST PARTNERS, LLC|401
SNBR|SLEEP NUMBER CORP|BERN|Sanford C. Bernstein & Co., LLC|146022
SNBR|SLEEP NUMBER CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1705
SNBR|SLEEP NUMBER CORP|BLKX|INSTINET, LLC|21400
SNBR|SLEEP NUMBER CORP|BMOC|BMO Capital Markets Corp.|89445
SNBR|SLEEP NUMBER CORP|BNPX|BNP PARIBAS SECURITIES CORP.|16255
SNBR|SLEEP NUMBER CORP|BRVL|BLAYLOCK VAN, LLC|200
SNBR|SLEEP NUMBER CORP|BTIG|BTIG, LLC|4847
SNBR|SLEEP NUMBER CORP|BYXM|CBOE TRADING, INC.|1607
SNBR|SLEEP NUMBER CORP|BZYD|GOLDMAN SACHS & CO. LLC|275
SNBR|SLEEP NUMBER CORP|CANT|Cantor Fitzgerald & Co.|171
SNBR|SLEEP NUMBER CORP|CHAS|Charles Schwab & Co., Inc.|1407
SNBR|SLEEP NUMBER CORP|CIST|Capital Institutional Services, Inc.|1400
SNBR|SLEEP NUMBER CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|181856
SNBR|SLEEP NUMBER CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2500
SNBR|SLEEP NUMBER CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|130972
SNBR|SLEEP NUMBER CORP|CTDL|Citadel Derivatives Group Llc|58845
SNBR|SLEEP NUMBER CORP|CTLR|CUTLER GROUP, LP|100
SNBR|SLEEP NUMBER CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|13018
SNBR|SLEEP NUMBER CORP|DBAB|Deutsche Bank Securities Inc.|614378
SNBR|SLEEP NUMBER CORP|DBAX|Deutsche Bank Securities Inc.|176200
SNBR|SLEEP NUMBER CORP|DBUL|Deutsche Bank Securities Inc.|8741
SNBR|SLEEP NUMBER CORP|DEAN|MORGAN STANLEY|1343
SNBR|SLEEP NUMBER CORP|DEGS|RONIN PROFESSIONAL LLC|1200
SNBR|SLEEP NUMBER CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|299
SNBR|SLEEP NUMBER CORP|EBXL|EBX LLC|86300
SNBR|SLEEP NUMBER CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8186
SNBR|SLEEP NUMBER CORP|EDJO|Edward D. Jones & Co., L.P.|65
SNBR|SLEEP NUMBER CORP|EGAM|CBOE TRADING, INC.|6440
SNBR|SLEEP NUMBER CORP|EGMT|EG MARKET TECHNOLOGIES LLC|273
SNBR|SLEEP NUMBER CORP|EGXM|CBOE TRADING, INC.|2616
SNBR|SLEEP NUMBER CORP|EGXW|CBOE TRADING, INC.|93
SNBR|SLEEP NUMBER CORP|ETBE|Electronic Transaction Clearing, Inc.|22657
SNBR|SLEEP NUMBER CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30438
SNBR|SLEEP NUMBER CORP|ETRS|E*Trade Securities LLC|28197
SNBR|SLEEP NUMBER CORP|FBCO|Credit Suisse Securities (USA) LLC|269611
SNBR|SLEEP NUMBER CORP|FILL|Tradestation Securities, Inc.|564
SNBR|SLEEP NUMBER CORP|FINX|FINTECH SECURITIES|258
SNBR|SLEEP NUMBER CORP|FMAF|NBCN Inc./ CDS|605
SNBR|SLEEP NUMBER CORP|FOMA|TD AMERITRADE CLEARING, INC.|24779
SNBR|SLEEP NUMBER CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38085
SNBR|SLEEP NUMBER CORP|FQLS|Quantlab Securities LP|193668
SNBR|SLEEP NUMBER CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104760
SNBR|SLEEP NUMBER CORP|FTBR|Foliofn Investments, Inc.|1816
SNBR|SLEEP NUMBER CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|15739
SNBR|SLEEP NUMBER CORP|GLPX|ACS EXECUTION SERVICES, LLC|1823
SNBR|SLEEP NUMBER CORP|GSCO|GOLDMAN SACHS & CO. LLC|647576
SNBR|SLEEP NUMBER CORP|GSCS|GOLDMAN SACHS & CO. LLC|7968
SNBR|SLEEP NUMBER CORP|GSLT|GOLDMAN SACHS & CO. LLC|1282
SNBR|SLEEP NUMBER CORP|GTSZ|GTS SECURITIES LLC|44930
SNBR|SLEEP NUMBER CORP|HRBF|American Enterprise Investment Services Inc.|500
SNBR|SLEEP NUMBER CORP|IATS|INTERACTIVE BROKERS LLC|7456
SNBR|SLEEP NUMBER CORP|IBKR|Interactive Brokers Llc|29871
SNBR|SLEEP NUMBER CORP|ICBX|INSTINET, LLC|24710
SNBR|SLEEP NUMBER CORP|IEQY|CITADEL SECURITIES LLC|58832
SNBR|SLEEP NUMBER CORP|INCA|INSTINET, LLC|349137
SNBR|SLEEP NUMBER CORP|INJX|INSTINET, LLC|23544
SNBR|SLEEP NUMBER CORP|ITGI|ITG Inc.|20322
SNBR|SLEEP NUMBER CORP|ITGP|ITG INC.|29800
SNBR|SLEEP NUMBER CORP|JANY|Janney Montgomery Scott Inc.|234
SNBR|SLEEP NUMBER CORP|JEFF|JEFFERIES LLC|118717
SNBR|SLEEP NUMBER CORP|JMPT|JUMP TRADING, LLC|45050
SNBR|SLEEP NUMBER CORP|JONE|JonesTrading|6542
SNBR|SLEEP NUMBER CORP|JPBX|J.P. MORGAN SECURITIES LLC|19278
SNBR|SLEEP NUMBER CORP|JPMX|J.P. Morgan Securities LLC|300697
SNBR|SLEEP NUMBER CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
SNBR|SLEEP NUMBER CORP|JSJX|JANE STREET CAPITAL LLC|3196
SNBR|SLEEP NUMBER CORP|KCGM|VIRTU Americas LLC|38321
SNBR|SLEEP NUMBER CORP|LEER|LEERINK PARTNERS LLC|540
SNBR|SLEEP NUMBER CORP|LEHM|Barclays Capital Inc./Le|573064
SNBR|SLEEP NUMBER CORP|LIME|Lime Brokerage LLC|139336
SNBR|SLEEP NUMBER CORP|LMGP|LIME BROKERAGE LLC|3240
SNBR|SLEEP NUMBER CORP|LOOP|Loop Capital Markets LLC|3448
SNBR|SLEEP NUMBER CORP|LQNA|LIQUIDNET, INC.|38700
SNBR|SLEEP NUMBER CORP|MAXM|Maxim Group LLC|3428
SNBR|SLEEP NUMBER CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34372
SNBR|SLEEP NUMBER CORP|MOTF|MOTIF INVESTING, INC.|13
SNBR|SLEEP NUMBER CORP|MSCO|MORGAN STANLEY & CO. LLC|1627195
SNBR|SLEEP NUMBER CORP|MSPL|MORGAN STANLEY & CO. LLC|327400
SNBR|SLEEP NUMBER CORP|MSTX|MORGAN STANLEY & CO. LLC|76800
SNBR|SLEEP NUMBER CORP|NFSC|National Financial Services LLC|32289
SNBR|SLEEP NUMBER CORP|NITE|VIRTU Americas LLC|87996
SNBR|SLEEP NUMBER CORP|NITP|VIRTU Americas LLC|4384
SNBR|SLEEP NUMBER CORP|NQRB|Brut, LLC|13870
SNBR|SLEEP NUMBER CORP|OHOS|TWO SIGMA SECURITIES, LLC|42231
SNBR|SLEEP NUMBER CORP|OPCO|Oppenheimer & Co. Inc.|63
SNBR|SLEEP NUMBER CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|452
SNBR|SLEEP NUMBER CORP|PDQM|CODA MARKETS, INC.|10603
SNBR|SLEEP NUMBER CORP|PWJC|UBS Financial Services, Inc.|1000
SNBR|SLEEP NUMBER CORP|RAJA|Raymond James & Associates, Inc.|3235
SNBR|SLEEP NUMBER CORP|RBCM|RBC CAPITAL MARKETS, LLC|101
SNBR|SLEEP NUMBER CORP|SAGL|SAGETRADER, LLC|610
SNBR|SLEEP NUMBER CORP|SBSH|Citigroup Global Markets Inc.|172516
SNBR|SLEEP NUMBER CORP|SGMT|GOLDMAN SACHS & CO. LLC|37618
SNBR|SLEEP NUMBER CORP|SPDR|SPEEDROUTE LLC|5930
SNBR|SLEEP NUMBER CORP|STFL|Stifel, Nicolaus & Company, Incorporated|5499
SNBR|SLEEP NUMBER CORP|SWIM|TD Ameritrade, Inc.|1355
SNBR|SLEEP NUMBER CORP|SWST|Hilltop Securities Inc.|7
SNBR|SLEEP NUMBER CORP|TMBR|Timber Hill LLC|527
SNBR|SLEEP NUMBER CORP|TRBT|Tradebot Systems, Inc.|144078
SNBR|SLEEP NUMBER CORP|TRCM|TRC MARKETS LLC|65240
SNBR|SLEEP NUMBER CORP|UBSA|UBS SECURITIES LLC|253891
SNBR|SLEEP NUMBER CORP|UBSS|UBS Securities LLC|800969
SNBR|SLEEP NUMBER CORP|VALX|VIRTU AMERICAS LLC|6571
SNBR|SLEEP NUMBER CORP|VGRD|Vanguard Marketing Corporation|2525
SNBR|SLEEP NUMBER CORP|WCHV|WELLS FARGO SECURITIES, LLC|12788
SNBR|SLEEP NUMBER CORP|WEED|Weeden & Co.L.P.|900
SNBR|SLEEP NUMBER CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|909
SNBR|SLEEP NUMBER CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6095
SNBR|SLEEP NUMBER CORP|WGIF|CIBC World Markets Inc.|1713
SNBR|SLEEP NUMBER CORP|WSEA|WOLVERINE SECURITIES, LLC|769
SNBR|SLEEP NUMBER CORP|XIST|INSTINET, LLC|60826
SNBR|SLEEP NUMBER CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6806
SNBR|SLEEP NUMBER CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SNBR|SLEEP NUMBER CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3347
SND|SMART SAND, INC. CMN|ALTX|Alternet Securities Inc.|5982
SND|SMART SAND, INC. CMN|ANOS|ABEL/NOSER, L.L.C.|23551
SND|SMART SAND, INC. CMN|APCC|Apex Clearing Corporation|8815
SND|SMART SAND, INC. CMN|BALE|M&T SECURITIES, INC.|491
SND|SMART SAND, INC. CMN|BARD|Robert W. Baird & Co. Incorporated|200
SND|SMART SAND, INC. CMN|BATM|CBOE TRADING, INC.|809
SND|SMART SAND, INC. CMN|BBNT|BB&T SECURITIES, LLC|236
SND|SMART SAND, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|7264
SND|SMART SAND, INC. CMN|BIDS|BIDS TRADING L.P.|50000
SND|SMART SAND, INC. CMN|BIMI|Banca IMI Securities Corp.|8916
SND|SMART SAND, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20629
SND|SMART SAND, INC. CMN|BLKX|INSTINET, LLC|22500
SND|SMART SAND, INC. CMN|BMOC|BMO Capital Markets Corp.|3520
SND|SMART SAND, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2895
SND|SMART SAND, INC. CMN|BTIG|BTIG, LLC|438
SND|SMART SAND, INC. CMN|BYXM|CBOE TRADING, INC.|100
SND|SMART SAND, INC. CMN|CANT|Cantor Fitzgerald & Co.|1195
SND|SMART SAND, INC. CMN|CBRA|Cobra Trading, Inc.|100
SND|SMART SAND, INC. CMN|CHAS|Charles Schwab & Co., Inc.|9237
SND|SMART SAND, INC. CMN|CICF|Canaccord Genuity Corp.|12217
SND|SMART SAND, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77308
SND|SMART SAND, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7300
SND|SMART SAND, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SND|SMART SAND, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|346882
SND|SMART SAND, INC. CMN|CTDL|Citadel Derivatives Group Llc|24217
SND|SMART SAND, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|21250
SND|SMART SAND, INC. CMN|DAVA|Davenport & Company LLC|500
SND|SMART SAND, INC. CMN|DBAB|Deutsche Bank Securities Inc.|308032
SND|SMART SAND, INC. CMN|DBAX|Deutsche Bank Securities Inc.|173300
SND|SMART SAND, INC. CMN|DBUL|Deutsche Bank Securities Inc.|1375
SND|SMART SAND, INC. CMN|DEAN|MORGAN STANLEY|37521
SND|SMART SAND, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|5158
SND|SMART SAND, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52172
SND|SMART SAND, INC. CMN|EBXL|EBX LLC|84900
SND|SMART SAND, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|9880
SND|SMART SAND, INC. CMN|EGAM|CBOE TRADING, INC.|17612
SND|SMART SAND, INC. CMN|EGAW|CBOE TRADING, INC.|2900
SND|SMART SAND, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
SND|SMART SAND, INC. CMN|EGXM|CBOE TRADING, INC.|7898
SND|SMART SAND, INC. CMN|EGXW|CBOE TRADING, INC.|100
SND|SMART SAND, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|15295
SND|SMART SAND, INC. CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5593
SND|SMART SAND, INC. CMN|ETCB|ETC BROKERAGE SERVICES, LLC|1000
SND|SMART SAND, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12006
SND|SMART SAND, INC. CMN|ETRS|E*Trade Securities LLC|2459322
SND|SMART SAND, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|932920
SND|SMART SAND, INC. CMN|FILL|Tradestation Securities, Inc.|19553
SND|SMART SAND, INC. CMN|FMAF|NBCN Inc./ CDS|340
SND|SMART SAND, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|1882763
SND|SMART SAND, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1609
SND|SMART SAND, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89445
SND|SMART SAND, INC. CMN|FTBR|Foliofn Investments, Inc.|4895
SND|SMART SAND, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|8426
SND|SMART SAND, INC. CMN|GLIS|TD Securities Inc|2218
SND|SMART SAND, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|9640
SND|SMART SAND, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|751932
SND|SMART SAND, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|23019
SND|SMART SAND, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|5174
SND|SMART SAND, INC. CMN|GTSZ|GTS SECURITIES LLC|2324
SND|SMART SAND, INC. CMN|HAPX|HAP Trading, LLC|200
SND|SMART SAND, INC. CMN|HRBF|American Enterprise Investment Services Inc.|1280
SND|SMART SAND, INC. CMN|IATS|INTERACTIVE BROKERS LLC|27565
SND|SMART SAND, INC. CMN|IBKR|Interactive Brokers Llc|422684
SND|SMART SAND, INC. CMN|ICBX|INSTINET, LLC|18850
SND|SMART SAND, INC. CMN|IEQY|CITADEL SECURITIES LLC|35258
SND|SMART SAND, INC. CMN|INCA|INSTINET, LLC|298788
SND|SMART SAND, INC. CMN|INJX|INSTINET, LLC|381825
SND|SMART SAND, INC. CMN|ITGI|ITG Inc.|295244
SND|SMART SAND, INC. CMN|ITGP|ITG INC.|99800
SND|SMART SAND, INC. CMN|JEFF|JEFFERIES LLC|67030
SND|SMART SAND, INC. CMN|JMPT|JUMP TRADING, LLC|65346
SND|SMART SAND, INC. CMN|JONE|JonesTrading|245400
SND|SMART SAND, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|27288
SND|SMART SAND, INC. CMN|JPMX|J.P. Morgan Securities LLC|192291
SND|SMART SAND, INC. CMN|JSJX|JANE STREET CAPITAL LLC|5192
SND|SMART SAND, INC. CMN|KCGM|VIRTU Americas LLC|71253
SND|SMART SAND, INC. CMN|KCRD|PHX FINANCIAL, INC.|8000
SND|SMART SAND, INC. CMN|LEHM|Barclays Capital Inc./Le|901611
SND|SMART SAND, INC. CMN|LIME|Lime Brokerage LLC|262733
SND|SMART SAND, INC. CMN|LQNA|LIQUIDNET, INC.|8800
SND|SMART SAND, INC. CMN|LSCI|Lek Securities Corporation|600
SND|SMART SAND, INC. CMN|MACQ|Macquarie Capital (USA) Inc.|3140
SND|SMART SAND, INC. CMN|MAVB|Great Point Capital LLC|100
SND|SMART SAND, INC. CMN|MAXM|Maxim Group LLC|6992
SND|SMART SAND, INC. CMN|MBTS|ALLY INVEST SECURITIES LLC|120
SND|SMART SAND, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75534
SND|SMART SAND, INC. CMN|MOTF|MOTIF INVESTING, INC.|3
SND|SMART SAND, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1676509
SND|SMART SAND, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|170500
SND|SMART SAND, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|92600
SND|SMART SAND, INC. CMN|NATL|National Securities Corporation|1700
SND|SMART SAND, INC. CMN|NFSC|National Financial Services LLC|1006421
SND|SMART SAND, INC. CMN|NITE|VIRTU Americas LLC|2175112
SND|SMART SAND, INC. CMN|NITP|VIRTU Americas LLC|7300
SND|SMART SAND, INC. CMN|NQRB|Brut, LLC|14442
SND|SMART SAND, INC. CMN|NTRC|Northern Trust Securities, Inc.|2000
SND|SMART SAND, INC. CMN|OPCO|Oppenheimer & Co. Inc.|8707
SND|SMART SAND, INC. CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4108
SND|SMART SAND, INC. CMN|PDQM|CODA MARKETS, INC.|30407
SND|SMART SAND, INC. CMN|PWJC|UBS Financial Services, Inc.|2000
SND|SMART SAND, INC. CMN|RAAA|RICHARD JAMES & ASSOCIATES, INC.|400
SND|SMART SAND, INC. CMN|RAJA|Raymond James & Associates, Inc.|21941
SND|SMART SAND, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|20138
SND|SMART SAND, INC. CMN|SAGL|SAGETRADER, LLC|1600
SND|SMART SAND, INC. CMN|SBSH|Citigroup Global Markets Inc.|93986
SND|SMART SAND, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|83539
SND|SMART SAND, INC. CMN|SPDR|SPEEDROUTE LLC|9100
SND|SMART SAND, INC. CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|2500
SND|SMART SAND, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2500
SND|SMART SAND, INC. CMN|SWIM|TD Ameritrade, Inc.|371573
SND|SMART SAND, INC. CMN|SWST|Hilltop Securities Inc.|9881
SND|SMART SAND, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|11873
SND|SMART SAND, INC. CMN|TRBT|Tradebot Systems, Inc.|248645
SND|SMART SAND, INC. CMN|TRCM|TRC MARKETS LLC|93370
SND|SMART SAND, INC. CMN|TWTT|TASTYWORKS, INC.|100
SND|SMART SAND, INC. CMN|UBSA|UBS SECURITIES LLC|449336
SND|SMART SAND, INC. CMN|UBSS|UBS Securities LLC|485601
SND|SMART SAND, INC. CMN|VALX|VIRTU AMERICAS LLC|14508
SND|SMART SAND, INC. CMN|VGRD|Vanguard Marketing Corporation|102571
SND|SMART SAND, INC. CMN|VSIN|Vision Financial Markets Llc|16
SND|SMART SAND, INC. CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|3800
SND|SMART SAND, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|140409
SND|SMART SAND, INC. CMN|WEED|Weeden & Co.L.P.|23800
SND|SMART SAND, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14793
SND|SMART SAND, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24509
SND|SMART SAND, INC. CMN|WGIF|CIBC World Markets Inc.|2810
SND|SMART SAND, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|34553
SND|SMART SAND, INC. CMN|XIST|INSTINET, LLC|12150
SND|SMART SAND, INC. CMN|XPQR|Jump Trading|3400
SND|SMART SAND, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|23630
SND|SMART SAND, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2956
SND|SMART SAND, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|68369
SNDE|SUNDANCE ENERGY AUST|ALTX|Alternet Securities Inc.|100
SNDE|SUNDANCE ENERGY AUST|BATM|CBOE TRADING, INC.|140
SNDE|SUNDANCE ENERGY AUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SNDE|SUNDANCE ENERGY AUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800
SNDE|SUNDANCE ENERGY AUST|DBAB|Deutsche Bank Securities Inc.|200
SNDE|SUNDANCE ENERGY AUST|DEAN|MORGAN STANLEY|877
SNDE|SUNDANCE ENERGY AUST|EBXL|EBX LLC|100
SNDE|SUNDANCE ENERGY AUST|EGXW|CBOE TRADING, INC.|100
SNDE|SUNDANCE ENERGY AUST|ETRS|E*Trade Securities LLC|13240
SNDE|SUNDANCE ENERGY AUST|FBCO|Credit Suisse Securities (USA) LLC|745
SNDE|SUNDANCE ENERGY AUST|FOMA|TD AMERITRADE CLEARING, INC.|11365
SNDE|SUNDANCE ENERGY AUST|FTBR|Foliofn Investments, Inc.|55
SNDE|SUNDANCE ENERGY AUST|GSCO|GOLDMAN SACHS & CO. LLC|1100
SNDE|SUNDANCE ENERGY AUST|GSLT|GOLDMAN SACHS & CO. LLC|1000
SNDE|SUNDANCE ENERGY AUST|HASF|Haywood Securities Inc./CDS|1700
SNDE|SUNDANCE ENERGY AUST|IBKR|Interactive Brokers Llc|2546
SNDE|SUNDANCE ENERGY AUST|ICBX|INSTINET, LLC|600
SNDE|SUNDANCE ENERGY AUST|INCA|INSTINET, LLC|14518
SNDE|SUNDANCE ENERGY AUST|ITGI|ITG Inc.|200
SNDE|SUNDANCE ENERGY AUST|ITGP|ITG INC.|1200
SNDE|SUNDANCE ENERGY AUST|JPMX|J.P. Morgan Securities LLC|400
SNDE|SUNDANCE ENERGY AUST|KCGM|VIRTU Americas LLC|1100
SNDE|SUNDANCE ENERGY AUST|LEHM|Barclays Capital Inc./Le|1800
SNDE|SUNDANCE ENERGY AUST|LIME|Lime Brokerage LLC|3343
SNDE|SUNDANCE ENERGY AUST|MSCO|MORGAN STANLEY & CO. LLC|3816
SNDE|SUNDANCE ENERGY AUST|NFSC|National Financial Services LLC|27555
SNDE|SUNDANCE ENERGY AUST|NITE|VIRTU Americas LLC|25744
SNDE|SUNDANCE ENERGY AUST|NQRB|Brut, LLC|200
SNDE|SUNDANCE ENERGY AUST|OLDM|OLD MISSION CAPITAL, LLC|4111
SNDE|SUNDANCE ENERGY AUST|SGMT|GOLDMAN SACHS & CO. LLC|1000
SNDE|SUNDANCE ENERGY AUST|SWIM|TD Ameritrade, Inc.|10779
SNDE|SUNDANCE ENERGY AUST|SWST|Hilltop Securities Inc.|3003
SNDE|SUNDANCE ENERGY AUST|TRCM|TRC MARKETS LLC|12
SNDE|SUNDANCE ENERGY AUST|UBSA|UBS SECURITIES LLC|1521
SNDE|SUNDANCE ENERGY AUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SNDR|SCHNEIDER NATIONAL,|ALTX|Alternet Securities Inc.|6100
SNDR|SCHNEIDER NATIONAL,|APCC|Apex Clearing Corporation|355
SNDR|SCHNEIDER NATIONAL,|BARD|Robert W. Baird & Co. Incorporated|69535
SNDR|SCHNEIDER NATIONAL,|BATM|CBOE TRADING, INC.|4335
SNDR|SCHNEIDER NATIONAL,|BAYT|BTIG, LLC|500
SNDR|SCHNEIDER NATIONAL,|BERN|Sanford C. Bernstein & Co., LLC|38860
SNDR|SCHNEIDER NATIONAL,|BIDS|BIDS TRADING L.P.|76700
SNDR|SCHNEIDER NATIONAL,|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2393
SNDR|SCHNEIDER NATIONAL,|BLKX|INSTINET, LLC|5300
SNDR|SCHNEIDER NATIONAL,|BNPX|BNP PARIBAS SECURITIES CORP.|1211
SNDR|SCHNEIDER NATIONAL,|BTIG|BTIG, LLC|670
SNDR|SCHNEIDER NATIONAL,|BYXM|CBOE TRADING, INC.|1420
SNDR|SCHNEIDER NATIONAL,|BZYD|GOLDMAN SACHS & CO. LLC|1900
SNDR|SCHNEIDER NATIONAL,|CANT|Cantor Fitzgerald & Co.|200
SNDR|SCHNEIDER NATIONAL,|CHAS|Charles Schwab & Co., Inc.|1032
SNDR|SCHNEIDER NATIONAL,|CIST|Capital Institutional Services, Inc.|354
SNDR|SCHNEIDER NATIONAL,|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|255713
SNDR|SCHNEIDER NATIONAL,|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15514
SNDR|SCHNEIDER NATIONAL,|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
SNDR|SCHNEIDER NATIONAL,|CROS|CREDIT SUISSE SECURITIES (USA) LLC|259920
SNDR|SCHNEIDER NATIONAL,|CTDL|Citadel Derivatives Group Llc|7850
SNDR|SCHNEIDER NATIONAL,|CXCX|CITIGROUP GLOBAL MARKETS INC.|46568
SNDR|SCHNEIDER NATIONAL,|DADA|D.A. Davidson & Co.|64
SNDR|SCHNEIDER NATIONAL,|DBAB|Deutsche Bank Securities Inc.|354112
SNDR|SCHNEIDER NATIONAL,|DBAX|Deutsche Bank Securities Inc.|328900
SNDR|SCHNEIDER NATIONAL,|DBUL|Deutsche Bank Securities Inc.|200
SNDR|SCHNEIDER NATIONAL,|DEAN|MORGAN STANLEY|61820
SNDR|SCHNEIDER NATIONAL,|DEGS|RONIN PROFESSIONAL LLC|3472
SNDR|SCHNEIDER NATIONAL,|DRWK|DRW SECURITIES, L.L.C.|100
SNDR|SCHNEIDER NATIONAL,|EBXL|EBX LLC|150700
SNDR|SCHNEIDER NATIONAL,|ECUT|CONVERGEX EXECUTION SOLUTIONS|69613
SNDR|SCHNEIDER NATIONAL,|EDJO|Edward D. Jones & Co., L.P.|1358
SNDR|SCHNEIDER NATIONAL,|EGAM|CBOE TRADING, INC.|12249
SNDR|SCHNEIDER NATIONAL,|EGAW|CBOE TRADING, INC.|54
SNDR|SCHNEIDER NATIONAL,|EGMT|EG MARKET TECHNOLOGIES LLC|500
SNDR|SCHNEIDER NATIONAL,|EGXM|CBOE TRADING, INC.|2585
SNDR|SCHNEIDER NATIONAL,|ETBE|Electronic Transaction Clearing, Inc.|7573
SNDR|SCHNEIDER NATIONAL,|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
SNDR|SCHNEIDER NATIONAL,|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|496
SNDR|SCHNEIDER NATIONAL,|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8480
SNDR|SCHNEIDER NATIONAL,|ETRS|E*Trade Securities LLC|55610
SNDR|SCHNEIDER NATIONAL,|FILL|Tradestation Securities, Inc.|2433
SNDR|SCHNEIDER NATIONAL,|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|985
SNDR|SCHNEIDER NATIONAL,|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96977
SNDR|SCHNEIDER NATIONAL,|FTBR|Foliofn Investments, Inc.|3279
SNDR|SCHNEIDER NATIONAL,|GEBB|GLOBAL EXECUTION BROKERS, LP|321
SNDR|SCHNEIDER NATIONAL,|GLIS|TD Securities Inc|100
SNDR|SCHNEIDER NATIONAL,|GLPX|ACS EXECUTION SERVICES, LLC|10272
SNDR|SCHNEIDER NATIONAL,|GSCO|GOLDMAN SACHS & CO. LLC|908816
SNDR|SCHNEIDER NATIONAL,|GSCS|GOLDMAN SACHS & CO. LLC|600
SNDR|SCHNEIDER NATIONAL,|GSLT|GOLDMAN SACHS & CO. LLC|4766
SNDR|SCHNEIDER NATIONAL,|GTSZ|GTS SECURITIES LLC|79695
SNDR|SCHNEIDER NATIONAL,|GUGS|Guggenheim Securities, LLC|75900
SNDR|SCHNEIDER NATIONAL,|HPPX|POTAMUS TRADING, LLC|1101
SNDR|SCHNEIDER NATIONAL,|HRBF|American Enterprise Investment Services Inc.|7549
SNDR|SCHNEIDER NATIONAL,|HSBC|HSBC Securities, Inc.|194
SNDR|SCHNEIDER NATIONAL,|IATS|INTERACTIVE BROKERS LLC|4426
SNDR|SCHNEIDER NATIONAL,|IBKR|Interactive Brokers Llc|11123
SNDR|SCHNEIDER NATIONAL,|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|42
SNDR|SCHNEIDER NATIONAL,|ICBX|INSTINET, LLC|63642
SNDR|SCHNEIDER NATIONAL,|IEQY|CITADEL SECURITIES LLC|21732
SNDR|SCHNEIDER NATIONAL,|INCA|INSTINET, LLC|163128
SNDR|SCHNEIDER NATIONAL,|INJX|INSTINET, LLC|8217
SNDR|SCHNEIDER NATIONAL,|ITGI|ITG Inc.|80464
SNDR|SCHNEIDER NATIONAL,|ITGP|ITG INC.|91400
SNDR|SCHNEIDER NATIONAL,|JANY|Janney Montgomery Scott Inc.|21
SNDR|SCHNEIDER NATIONAL,|JEFF|JEFFERIES LLC|225923
SNDR|SCHNEIDER NATIONAL,|JMPT|JUMP TRADING, LLC|53339
SNDR|SCHNEIDER NATIONAL,|JPBX|J.P. MORGAN SECURITIES LLC|95044
SNDR|SCHNEIDER NATIONAL,|JPMX|J.P. Morgan Securities LLC|392772
SNDR|SCHNEIDER NATIONAL,|JSJX|JANE STREET CAPITAL LLC|8093
SNDR|SCHNEIDER NATIONAL,|KCGM|VIRTU Americas LLC|48300
SNDR|SCHNEIDER NATIONAL,|KEYB|KEYBANC CAPITAL MARKETS INC.|13886
SNDR|SCHNEIDER NATIONAL,|LEHM|Barclays Capital Inc./Le|602833
SNDR|SCHNEIDER NATIONAL,|LIME|Lime Brokerage LLC|15730
SNDR|SCHNEIDER NATIONAL,|LOOP|Loop Capital Markets LLC|6129
SNDR|SCHNEIDER NATIONAL,|LQNA|LIQUIDNET, INC.|126700
SNDR|SCHNEIDER NATIONAL,|LSCI|Lek Securities Corporation|4
SNDR|SCHNEIDER NATIONAL,|LVMR|LIVERMORE TRADING GROUP, INC.|7518
SNDR|SCHNEIDER NATIONAL,|MACQ|Macquarie Capital (USA) Inc.|6851
SNDR|SCHNEIDER NATIONAL,|MAXM|Maxim Group LLC|100
SNDR|SCHNEIDER NATIONAL,|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|118738
SNDR|SCHNEIDER NATIONAL,|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
SNDR|SCHNEIDER NATIONAL,|MOTF|MOTIF INVESTING, INC.|2
SNDR|SCHNEIDER NATIONAL,|MSCO|MORGAN STANLEY & CO. LLC|1204266
SNDR|SCHNEIDER NATIONAL,|MSPL|MORGAN STANLEY & CO. LLC|445800
SNDR|SCHNEIDER NATIONAL,|MSTX|MORGAN STANLEY & CO. LLC|226800
SNDR|SCHNEIDER NATIONAL,|NATL|National Securities Corporation|625
SNDR|SCHNEIDER NATIONAL,|NFSC|National Financial Services LLC|322325
SNDR|SCHNEIDER NATIONAL,|NITE|VIRTU Americas LLC|363614
SNDR|SCHNEIDER NATIONAL,|NITP|VIRTU Americas LLC|805
SNDR|SCHNEIDER NATIONAL,|NQRB|Brut, LLC|12512
SNDR|SCHNEIDER NATIONAL,|OPCO|Oppenheimer & Co. Inc.|352
SNDR|SCHNEIDER NATIONAL,|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|472
SNDR|SCHNEIDER NATIONAL,|PDQM|CODA MARKETS, INC.|15975
SNDR|SCHNEIDER NATIONAL,|PWJC|UBS Financial Services, Inc.|1400
SNDR|SCHNEIDER NATIONAL,|RBCM|RBC CAPITAL MARKETS, LLC|256
SNDR|SCHNEIDER NATIONAL,|SAGL|SAGETRADER, LLC|3902
SNDR|SCHNEIDER NATIONAL,|SBSH|Citigroup Global Markets Inc.|41292
SNDR|SCHNEIDER NATIONAL,|SGMT|GOLDMAN SACHS & CO. LLC|117605
SNDR|SCHNEIDER NATIONAL,|SPDR|SPEEDROUTE LLC|13092
SNDR|SCHNEIDER NATIONAL,|SPHN|Stephens Inc.|700
SNDR|SCHNEIDER NATIONAL,|STFC|Stuart Frankel & Co., Incorporated|6492
SNDR|SCHNEIDER NATIONAL,|STFL|Stifel, Nicolaus & Company, Incorporated|100074
SNDR|SCHNEIDER NATIONAL,|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2302
SNDR|SCHNEIDER NATIONAL,|SWIM|TD Ameritrade, Inc.|15578
SNDR|SCHNEIDER NATIONAL,|TAGC|TELSEY ADVISORY GROUP LLC|5000
SNDR|SCHNEIDER NATIONAL,|TKNG|ALLY INVEST SECURITIES LLC|901
SNDR|SCHNEIDER NATIONAL,|TRBT|Tradebot Systems, Inc.|231456
SNDR|SCHNEIDER NATIONAL,|TRCM|TRC MARKETS LLC|84822
SNDR|SCHNEIDER NATIONAL,|TWTT|TASTYWORKS, INC.|25
SNDR|SCHNEIDER NATIONAL,|UBSA|UBS SECURITIES LLC|393644
SNDR|SCHNEIDER NATIONAL,|UBSS|UBS Securities LLC|675422
SNDR|SCHNEIDER NATIONAL,|VALX|VIRTU AMERICAS LLC|6357
SNDR|SCHNEIDER NATIONAL,|VGRD|Vanguard Marketing Corporation|13900
SNDR|SCHNEIDER NATIONAL,|WBLR|WILLIAM BLAIR|1769
SNDR|SCHNEIDER NATIONAL,|WBPX|SUMMIT SECURITIES GROUP, LLC|3224
SNDR|SCHNEIDER NATIONAL,|WCHV|WELLS FARGO SECURITIES, LLC|192738
SNDR|SCHNEIDER NATIONAL,|WDNX|WEEDEN & CO.L.P.|2502
SNDR|SCHNEIDER NATIONAL,|WEDB|WEDBUSH SECURITIES INC.|5384
SNDR|SCHNEIDER NATIONAL,|WEED|Weeden & Co.L.P.|12
SNDR|SCHNEIDER NATIONAL,|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4998
SNDR|SCHNEIDER NATIONAL,|WSAG|WALL STREET ACCESS|100
SNDR|SCHNEIDER NATIONAL,|WSEA|WOLVERINE SECURITIES, LLC|2619
SNDR|SCHNEIDER NATIONAL,|WTFS|JUST2TRADE, INC.|35
SNDR|SCHNEIDER NATIONAL,|XIST|INSTINET, LLC|97602
SNDR|SCHNEIDER NATIONAL,|XPQR|Jump Trading|1600
SNDR|SCHNEIDER NATIONAL,|XSTM|NATIONAL FINANCIAL SERVICES LLC|113118
SNDR|SCHNEIDER NATIONAL,|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1384
SNDX|SYNDAX PHARMA COMMON|ALTX|Alternet Securities Inc.|10404
SNDX|SYNDAX PHARMA COMMON|APCC|Apex Clearing Corporation|2601
SNDX|SYNDAX PHARMA COMMON|BATM|CBOE TRADING, INC.|2669
SNDX|SYNDAX PHARMA COMMON|BAYT|BTIG, LLC|5600
SNDX|SYNDAX PHARMA COMMON|BERN|Sanford C. Bernstein & Co., LLC|222944
SNDX|SYNDAX PHARMA COMMON|BIMI|Banca IMI Securities Corp.|14700
SNDX|SYNDAX PHARMA COMMON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2100
SNDX|SYNDAX PHARMA COMMON|BLKX|INSTINET, LLC|40000
SNDX|SYNDAX PHARMA COMMON|BMOC|BMO Capital Markets Corp.|2109
SNDX|SYNDAX PHARMA COMMON|BNPX|BNP PARIBAS SECURITIES CORP.|1935
SNDX|SYNDAX PHARMA COMMON|BRGE|Newbridge Securities Corp.|3200
SNDX|SYNDAX PHARMA COMMON|BTIG|BTIG, LLC|1028
SNDX|SYNDAX PHARMA COMMON|BYXM|CBOE TRADING, INC.|1648
SNDX|SYNDAX PHARMA COMMON|CANT|Cantor Fitzgerald & Co.|133
SNDX|SYNDAX PHARMA COMMON|CHAS|Charles Schwab & Co., Inc.|1750
SNDX|SYNDAX PHARMA COMMON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10114
SNDX|SYNDAX PHARMA COMMON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8535
SNDX|SYNDAX PHARMA COMMON|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5351
SNDX|SYNDAX PHARMA COMMON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|152986
SNDX|SYNDAX PHARMA COMMON|CTDL|Citadel Derivatives Group Llc|12461
SNDX|SYNDAX PHARMA COMMON|CXCX|CITIGROUP GLOBAL MARKETS INC.|26978
SNDX|SYNDAX PHARMA COMMON|DBAB|Deutsche Bank Securities Inc.|166586
SNDX|SYNDAX PHARMA COMMON|DBAX|Deutsche Bank Securities Inc.|68400
SNDX|SYNDAX PHARMA COMMON|DEAN|MORGAN STANLEY|26025
SNDX|SYNDAX PHARMA COMMON|DEGS|RONIN PROFESSIONAL LLC|18114
SNDX|SYNDAX PHARMA COMMON|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|800
SNDX|SYNDAX PHARMA COMMON|EBXL|EBX LLC|74000
SNDX|SYNDAX PHARMA COMMON|ECUT|CONVERGEX EXECUTION SOLUTIONS|34718
SNDX|SYNDAX PHARMA COMMON|EDJO|Edward D. Jones & Co., L.P.|1300
SNDX|SYNDAX PHARMA COMMON|EGAM|CBOE TRADING, INC.|27615
SNDX|SYNDAX PHARMA COMMON|EGAW|CBOE TRADING, INC.|200
SNDX|SYNDAX PHARMA COMMON|EGMT|EG MARKET TECHNOLOGIES LLC|400
SNDX|SYNDAX PHARMA COMMON|EGXM|CBOE TRADING, INC.|5150
SNDX|SYNDAX PHARMA COMMON|ETBE|Electronic Transaction Clearing, Inc.|5077
SNDX|SYNDAX PHARMA COMMON|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4225
SNDX|SYNDAX PHARMA COMMON|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|816
SNDX|SYNDAX PHARMA COMMON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7921
SNDX|SYNDAX PHARMA COMMON|ETRS|E*Trade Securities LLC|179945
SNDX|SYNDAX PHARMA COMMON|FBCO|Credit Suisse Securities (USA) LLC|334459
SNDX|SYNDAX PHARMA COMMON|FILL|Tradestation Securities, Inc.|2700
SNDX|SYNDAX PHARMA COMMON|FOMA|TD AMERITRADE CLEARING, INC.|332176
SNDX|SYNDAX PHARMA COMMON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145897
SNDX|SYNDAX PHARMA COMMON|FTBR|Foliofn Investments, Inc.|4
SNDX|SYNDAX PHARMA COMMON|GEBB|GLOBAL EXECUTION BROKERS, LP|5062
SNDX|SYNDAX PHARMA COMMON|GLPX|ACS EXECUTION SERVICES, LLC|15638
SNDX|SYNDAX PHARMA COMMON|GSCO|GOLDMAN SACHS & CO. LLC|353293
SNDX|SYNDAX PHARMA COMMON|GSCS|GOLDMAN SACHS & CO. LLC|119398
SNDX|SYNDAX PHARMA COMMON|GSLT|GOLDMAN SACHS & CO. LLC|2427
SNDX|SYNDAX PHARMA COMMON|GTSZ|GTS SECURITIES LLC|2849
SNDX|SYNDAX PHARMA COMMON|HAPX|HAP Trading, LLC|100
SNDX|SYNDAX PHARMA COMMON|HRBF|American Enterprise Investment Services Inc.|1178
SNDX|SYNDAX PHARMA COMMON|HSBC|HSBC Securities, Inc.|179
SNDX|SYNDAX PHARMA COMMON|IATS|INTERACTIVE BROKERS LLC|6027
SNDX|SYNDAX PHARMA COMMON|IBKR|Interactive Brokers Llc|78946
SNDX|SYNDAX PHARMA COMMON|ICBX|INSTINET, LLC|13895
SNDX|SYNDAX PHARMA COMMON|IEQY|CITADEL SECURITIES LLC|43499
SNDX|SYNDAX PHARMA COMMON|INCA|INSTINET, LLC|104752
SNDX|SYNDAX PHARMA COMMON|INJX|INSTINET, LLC|41457
SNDX|SYNDAX PHARMA COMMON|ITGI|ITG Inc.|26319
SNDX|SYNDAX PHARMA COMMON|ITGP|ITG INC.|65200
SNDX|SYNDAX PHARMA COMMON|JEFF|JEFFERIES LLC|24609
SNDX|SYNDAX PHARMA COMMON|JMPT|JUMP TRADING, LLC|18570
SNDX|SYNDAX PHARMA COMMON|JPBX|J.P. MORGAN SECURITIES LLC|5626
SNDX|SYNDAX PHARMA COMMON|JPMX|J.P. Morgan Securities LLC|69927
SNDX|SYNDAX PHARMA COMMON|JSJX|JANE STREET CAPITAL LLC|744
SNDX|SYNDAX PHARMA COMMON|KCGM|VIRTU Americas LLC|31985
SNDX|SYNDAX PHARMA COMMON|LEHM|Barclays Capital Inc./Le|486371
SNDX|SYNDAX PHARMA COMMON|LIME|Lime Brokerage LLC|100083
SNDX|SYNDAX PHARMA COMMON|LMGP|LIME BROKERAGE LLC|15058
SNDX|SYNDAX PHARMA COMMON|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
SNDX|SYNDAX PHARMA COMMON|MAXM|Maxim Group LLC|2668
SNDX|SYNDAX PHARMA COMMON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20611
SNDX|SYNDAX PHARMA COMMON|MOTF|MOTIF INVESTING, INC.|3
SNDX|SYNDAX PHARMA COMMON|MRBA|IBN FINANCIAL SERVICES, INC.|806
SNDX|SYNDAX PHARMA COMMON|MSCO|MORGAN STANLEY & CO. LLC|760052
SNDX|SYNDAX PHARMA COMMON|MSPL|MORGAN STANLEY & CO. LLC|52000
SNDX|SYNDAX PHARMA COMMON|MSTX|MORGAN STANLEY & CO. LLC|34500
SNDX|SYNDAX PHARMA COMMON|NFSC|National Financial Services LLC|200490
SNDX|SYNDAX PHARMA COMMON|NITE|VIRTU Americas LLC|628197
SNDX|SYNDAX PHARMA COMMON|NITP|VIRTU Americas LLC|2100
SNDX|SYNDAX PHARMA COMMON|NQRB|Brut, LLC|21068
SNDX|SYNDAX PHARMA COMMON|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|532
SNDX|SYNDAX PHARMA COMMON|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1500
SNDX|SYNDAX PHARMA COMMON|PDQM|CODA MARKETS, INC.|49480
SNDX|SYNDAX PHARMA COMMON|PWJC|UBS Financial Services, Inc.|5950
SNDX|SYNDAX PHARMA COMMON|RAJA|Raymond James & Associates, Inc.|2614
SNDX|SYNDAX PHARMA COMMON|RBCM|RBC CAPITAL MARKETS, LLC|7617
SNDX|SYNDAX PHARMA COMMON|SAGL|SAGETRADER, LLC|11575
SNDX|SYNDAX PHARMA COMMON|SALW|SW FINANCIAL|800
SNDX|SYNDAX PHARMA COMMON|SBSH|Citigroup Global Markets Inc.|60339
SNDX|SYNDAX PHARMA COMMON|SGMT|GOLDMAN SACHS & CO. LLC|19806
SNDX|SYNDAX PHARMA COMMON|SOGO|Wang Investment Associates, Inc.|75
SNDX|SYNDAX PHARMA COMMON|SPDR|SPEEDROUTE LLC|9443
SNDX|SYNDAX PHARMA COMMON|SPTD|MINT GLOBAL MARKETS, INC.|300
SNDX|SYNDAX PHARMA COMMON|STFL|Stifel, Nicolaus & Company, Incorporated|300
SNDX|SYNDAX PHARMA COMMON|SWIM|TD Ameritrade, Inc.|68488
SNDX|SYNDAX PHARMA COMMON|TKNG|ALLY INVEST SECURITIES LLC|2850
SNDX|SYNDAX PHARMA COMMON|TRBT|Tradebot Systems, Inc.|81831
SNDX|SYNDAX PHARMA COMMON|TRCM|TRC MARKETS LLC|42689
SNDX|SYNDAX PHARMA COMMON|UBSA|UBS SECURITIES LLC|267235
SNDX|SYNDAX PHARMA COMMON|UBSS|UBS Securities LLC|512215
SNDX|SYNDAX PHARMA COMMON|VALX|VIRTU AMERICAS LLC|5298
SNDX|SYNDAX PHARMA COMMON|VGRD|Vanguard Marketing Corporation|52275
SNDX|SYNDAX PHARMA COMMON|VSIN|Vision Financial Markets Llc|400
SNDX|SYNDAX PHARMA COMMON|WCHV|WELLS FARGO SECURITIES, LLC|36353
SNDX|SYNDAX PHARMA COMMON|WEED|Weeden & Co.L.P.|2010
SNDX|SYNDAX PHARMA COMMON|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1110
SNDX|SYNDAX PHARMA COMMON|WFPB|Wells Fargo Securities, LLC.|100000
SNDX|SYNDAX PHARMA COMMON|WGIF|CIBC World Markets Inc.|3785
SNDX|SYNDAX PHARMA COMMON|WORD|Worden Capital Management LLC|1000
SNDX|SYNDAX PHARMA COMMON|WSEA|WOLVERINE SECURITIES, LLC|5058
SNDX|SYNDAX PHARMA COMMON|XIST|INSTINET, LLC|9150
SNDX|SYNDAX PHARMA COMMON|XSTM|NATIONAL FINANCIAL SERVICES LLC|32970
SNDX|SYNDAX PHARMA COMMON|YKNA|COMHAR CAPITAL MARKETS, LLC|4628
SNDX|SYNDAX PHARMA COMMON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6639
SNE|SONY CP ADR|AGIS|Aegis Capital Corp.|946
SNE|SONY CP ADR|ALTX|Alternet Securities Inc.|14400
SNE|SONY CP ADR|APCC|Apex Clearing Corporation|1788
SNE|SONY CP ADR|BALE|M&T SECURITIES, INC.|240
SNE|SONY CP ADR|BANK|Primevest Financial Services, Inc.|318
SNE|SONY CP ADR|BARD|Robert W. Baird & Co. Incorporated|16009
SNE|SONY CP ADR|BATM|CBOE TRADING, INC.|5959
SNE|SONY CP ADR|BAYC|BAY CREST PARTNERS, LLC|6084
SNE|SONY CP ADR|BAYT|BTIG, LLC|8318
SNE|SONY CP ADR|BBNT|BB&T SECURITIES, LLC|52
SNE|SONY CP ADR|BERN|Sanford C. Bernstein & Co., LLC|80704
SNE|SONY CP ADR|BGCE|BGC Financial Inc.|192300
SNE|SONY CP ADR|BIAD|SAGETRADER, LLC|493
SNE|SONY CP ADR|BIDS|BIDS TRADING L.P.|200
SNE|SONY CP ADR|BIMI|Banca IMI Securities Corp.|4088
SNE|SONY CP ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29300
SNE|SONY CP ADR|BRGE|Newbridge Securities Corp.|636
SNE|SONY CP ADR|BTIG|BTIG, LLC|26006
SNE|SONY CP ADR|BYXM|CBOE TRADING, INC.|2336
SNE|SONY CP ADR|BZYD|GOLDMAN SACHS & CO. LLC|1412
SNE|SONY CP ADR|CANT|Cantor Fitzgerald & Co.|1805
SNE|SONY CP ADR|CHAS|Charles Schwab & Co., Inc.|35358
SNE|SONY CP ADR|CICF|Canaccord Genuity Corp.|883
SNE|SONY CP ADR|CIST|Capital Institutional Services, Inc.|153
SNE|SONY CP ADR|CLSA|CLSA AMERICAS, LLC|600
SNE|SONY CP ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37898
SNE|SONY CP ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
SNE|SONY CP ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|120
SNE|SONY CP ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|282900
SNE|SONY CP ADR|CTDL|Citadel Derivatives Group Llc|1223
SNE|SONY CP ADR|CTLR|CUTLER GROUP, LP|945
SNE|SONY CP ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|21010
SNE|SONY CP ADR|DADA|D.A. Davidson & Co.|3247
SNE|SONY CP ADR|DBAB|Deutsche Bank Securities Inc.|133793
SNE|SONY CP ADR|DBAX|Deutsche Bank Securities Inc.|125300
SNE|SONY CP ADR|DBUL|Deutsche Bank Securities Inc.|7279
SNE|SONY CP ADR|DCHF|Dart Executions, LLC|854
SNE|SONY CP ADR|DEAN|MORGAN STANLEY|27284
SNE|SONY CP ADR|DEGS|RONIN PROFESSIONAL LLC|300
SNE|SONY CP ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5093
SNE|SONY CP ADR|EBXL|EBX LLC|122200
SNE|SONY CP ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|14462
SNE|SONY CP ADR|EDJC|Edward Jones / CDS|86
SNE|SONY CP ADR|EDJO|Edward D. Jones & Co., L.P.|5454
SNE|SONY CP ADR|EGAM|CBOE TRADING, INC.|12581
SNE|SONY CP ADR|EGAW|CBOE TRADING, INC.|400
SNE|SONY CP ADR|EGMT|EG MARKET TECHNOLOGIES LLC|300
SNE|SONY CP ADR|EGXM|CBOE TRADING, INC.|1376
SNE|SONY CP ADR|ETBE|Electronic Transaction Clearing, Inc.|14664
SNE|SONY CP ADR|ETCB|ETC BROKERAGE SERVICES, LLC|301
SNE|SONY CP ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3100
SNE|SONY CP ADR|ETRS|E*Trade Securities LLC|80512
SNE|SONY CP ADR|FBSB|U.S. Bancorp Investments, Inc.|609
SNE|SONY CP ADR|FILL|Tradestation Securities, Inc.|1835
SNE|SONY CP ADR|FMAF|NBCN Inc./ CDS|1281
SNE|SONY CP ADR|FORD|Fordham Financial Management, Inc.|200
SNE|SONY CP ADR|FQLS|Quantlab Securities LP|131928
SNE|SONY CP ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85325
SNE|SONY CP ADR|FTBR|Foliofn Investments, Inc.|15727
SNE|SONY CP ADR|GARC|ICAP Corporates LLC|38000
SNE|SONY CP ADR|GBMT|GBM International, Inc.|225
SNE|SONY CP ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|6340
SNE|SONY CP ADR|GLIS|TD Securities Inc|401
SNE|SONY CP ADR|GLPX|ACS EXECUTION SERVICES, LLC|13921
SNE|SONY CP ADR|GSCO|GOLDMAN SACHS & CO. LLC|522719
SNE|SONY CP ADR|GSCS|GOLDMAN SACHS & CO. LLC|88587
SNE|SONY CP ADR|GSLT|GOLDMAN SACHS & CO. LLC|13749
SNE|SONY CP ADR|GTSZ|GTS SECURITIES LLC|62648
SNE|SONY CP ADR|HRBF|American Enterprise Investment Services Inc.|71296
SNE|SONY CP ADR|HSBC|HSBC Securities, Inc.|13329
SNE|SONY CP ADR|IATS|INTERACTIVE BROKERS LLC|11271
SNE|SONY CP ADR|IBKR|Interactive Brokers Llc|58963
SNE|SONY CP ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1781
SNE|SONY CP ADR|ICBX|INSTINET, LLC|120442
SNE|SONY CP ADR|INCA|INSTINET, LLC|219832
SNE|SONY CP ADR|INJX|INSTINET, LLC|25478
SNE|SONY CP ADR|INTL|INTL FCSTONE FINANCIAL INC.|50000
SNE|SONY CP ADR|ITGI|ITG Inc.|43307
SNE|SONY CP ADR|ITGP|ITG INC.|68000
SNE|SONY CP ADR|JANY|Janney Montgomery Scott Inc.|1848
SNE|SONY CP ADR|JEFF|JEFFERIES LLC|65299
SNE|SONY CP ADR|JMPT|JUMP TRADING, LLC|64401
SNE|SONY CP ADR|JPBX|J.P. MORGAN SECURITIES LLC|14544
SNE|SONY CP ADR|JPMX|J.P. Morgan Securities LLC|241554
SNE|SONY CP ADR|JSJX|JANE STREET CAPITAL LLC|36929
SNE|SONY CP ADR|KCGM|VIRTU Americas LLC|44438
SNE|SONY CP ADR|LEHM|Barclays Capital Inc./Le|710166
SNE|SONY CP ADR|LGNT|COR CLEARING LLC|7
SNE|SONY CP ADR|LIME|Lime Brokerage LLC|20739
SNE|SONY CP ADR|LIWE|LIME BROKERAGE LLC|8700
SNE|SONY CP ADR|LSCI|Lek Securities Corporation|1274
SNE|SONY CP ADR|MACQ|Macquarie Capital (USA) Inc.|2552404
SNE|SONY CP ADR|MBTS|ALLY INVEST SECURITIES LLC|800
SNE|SONY CP ADR|MCMF|Raymond James Ltd. Cds|1319
SNE|SONY CP ADR|MKMP|MKM Partners LLC|2000
SNE|SONY CP ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|145711
SNE|SONY CP ADR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
SNE|SONY CP ADR|MOTF|MOTIF INVESTING, INC.|135
SNE|SONY CP ADR|MPSG|E D & F Man Capital Markets Inc.|225
SNE|SONY CP ADR|MSCO|MORGAN STANLEY & CO. LLC|1091850
SNE|SONY CP ADR|MSPL|MORGAN STANLEY & CO. LLC|379600
SNE|SONY CP ADR|MSTX|MORGAN STANLEY & CO. LLC|153700
SNE|SONY CP ADR|MZHO|Mizuho Securities USA LLC|14245
SNE|SONY CP ADR|NATL|National Securities Corporation|300
SNE|SONY CP ADR|NBCS|NBC Securities, INC.|100
SNE|SONY CP ADR|NEUB|NEUBERGER BERMAN BD LLC|100
SNE|SONY CP ADR|NFSC|National Financial Services LLC|309207
SNE|SONY CP ADR|NITE|VIRTU Americas LLC|784670
SNE|SONY CP ADR|NITP|VIRTU Americas LLC|2070
SNE|SONY CP ADR|NMRA|Nomura Securities International, Inc.|2400
SNE|SONY CP ADR|NQRB|Brut, LLC|11181
SNE|SONY CP ADR|NTBF|BMO Nesbitt Burns Inc./CDS|12163
SNE|SONY CP ADR|OHOS|TWO SIGMA SECURITIES, LLC|88606
SNE|SONY CP ADR|OLDM|OLD MISSION CAPITAL, LLC|55571
SNE|SONY CP ADR|OPCO|Oppenheimer & Co. Inc.|7643
SNE|SONY CP ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
SNE|SONY CP ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|72700
SNE|SONY CP ADR|PDQM|CODA MARKETS, INC.|26717
SNE|SONY CP ADR|PHLY|NASDAQ Execution Services, LLC|1400
SNE|SONY CP ADR|PWJC|UBS Financial Services, Inc.|970
SNE|SONY CP ADR|QMSR|QUATTRO M SECURITIES INC.|8474
SNE|SONY CP ADR|RBCM|RBC CAPITAL MARKETS, LLC|33932
SNE|SONY CP ADR|RGLD|Regal Securities, Inc|311
SNE|SONY CP ADR|SAGL|SAGETRADER, LLC|7086
SNE|SONY CP ADR|SALI|INTL FCSTONE FINANCIAL INC.|298
SNE|SONY CP ADR|SBRX|MURIEL SIEBERT & CO INC|10
SNE|SONY CP ADR|SBSH|Citigroup Global Markets Inc.|284559
SNE|SONY CP ADR|SEIC|SEI Investments Distribution Co.|2700
SNE|SONY CP ADR|SGMT|GOLDMAN SACHS & CO. LLC|127335
SNE|SONY CP ADR|SPDR|SPEEDROUTE LLC|8787
SNE|SONY CP ADR|SPHN|Stephens Inc.|21
SNE|SONY CP ADR|STFL|Stifel, Nicolaus & Company, Incorporated|5651
SNE|SONY CP ADR|STKP|STOCKPILE INVESTMENTS, INC.|774
SNE|SONY CP ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2999
SNE|SONY CP ADR|SWIM|TD Ameritrade, Inc.|79722
SNE|SONY CP ADR|SWST|Hilltop Securities Inc.|2
SNE|SONY CP ADR|TKNG|ALLY INVEST SECURITIES LLC|6433
SNE|SONY CP ADR|TOUR|TOURMALINE PARTNERS, LLC|100
SNE|SONY CP ADR|TRBT|Tradebot Systems, Inc.|165803
SNE|SONY CP ADR|TRCM|TRC MARKETS LLC|75963
SNE|SONY CP ADR|TWTT|TASTYWORKS, INC.|2
SNE|SONY CP ADR|UBSA|UBS SECURITIES LLC|817441
SNE|SONY CP ADR|UBSS|UBS Securities LLC|664087
SNE|SONY CP ADR|VALX|VIRTU AMERICAS LLC|19528
SNE|SONY CP ADR|VGRD|Vanguard Marketing Corporation|26171
SNE|SONY CP ADR|VSIN|Vision Financial Markets Llc|255
SNE|SONY CP ADR|WBLR|WILLIAM BLAIR|190
SNE|SONY CP ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|502
SNE|SONY CP ADR|WCHV|WELLS FARGO SECURITIES, LLC|161652
SNE|SONY CP ADR|WEDB|WEDBUSH SECURITIES INC.|1221
SNE|SONY CP ADR|WEED|Weeden & Co.L.P.|220
SNE|SONY CP ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21838
SNE|SONY CP ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42600
SNE|SONY CP ADR|WGIF|CIBC World Markets Inc.|1216
SNE|SONY CP ADR|WSEA|WOLVERINE SECURITIES, LLC|12195
SNE|SONY CP ADR|XIST|INSTINET, LLC|13688
SNE|SONY CP ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|53144
SNE|SONY CP ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|1110
SNE|SONY CP ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14158
SNES|SENESTECH, INC. CMN|ALTX|Alternet Securities Inc.|29713
SNES|SENESTECH, INC. CMN|APCC|Apex Clearing Corporation|305422
SNES|SENESTECH, INC. CMN|BANK|Primevest Financial Services, Inc.|132757
SNES|SENESTECH, INC. CMN|BATM|CBOE TRADING, INC.|1880
SNES|SENESTECH, INC. CMN|BAYC|BAY CREST PARTNERS, LLC|9515
SNES|SENESTECH, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|114
SNES|SENESTECH, INC. CMN|BIMI|Banca IMI Securities Corp.|53038
SNES|SENESTECH, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|72889
SNES|SENESTECH, INC. CMN|BYXM|CBOE TRADING, INC.|815
SNES|SENESTECH, INC. CMN|CHAS|Charles Schwab & Co., Inc.|45276
SNES|SENESTECH, INC. CMN|CIST|Capital Institutional Services, Inc.|188
SNES|SENESTECH, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22444
SNES|SENESTECH, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12168
SNES|SENESTECH, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|215484
SNES|SENESTECH, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|215479
SNES|SENESTECH, INC. CMN|CTDL|Citadel Derivatives Group Llc|28539
SNES|SENESTECH, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|9404
SNES|SENESTECH, INC. CMN|DBAB|Deutsche Bank Securities Inc.|49563
SNES|SENESTECH, INC. CMN|DBAX|Deutsche Bank Securities Inc.|141600
SNES|SENESTECH, INC. CMN|DEAN|MORGAN STANLEY|5212
SNES|SENESTECH, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|68520
SNES|SENESTECH, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|68594
SNES|SENESTECH, INC. CMN|EBXL|EBX LLC|53600
SNES|SENESTECH, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|22943
SNES|SENESTECH, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|17780
SNES|SENESTECH, INC. CMN|EGAM|CBOE TRADING, INC.|52236
SNES|SENESTECH, INC. CMN|EGAW|CBOE TRADING, INC.|100
SNES|SENESTECH, INC. CMN|EGXM|CBOE TRADING, INC.|37657
SNES|SENESTECH, INC. CMN|EGXW|CBOE TRADING, INC.|100
SNES|SENESTECH, INC. CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2700
SNES|SENESTECH, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|4053
SNES|SENESTECH, INC. CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3600
SNES|SENESTECH, INC. CMN|ETRS|E*Trade Securities LLC|3086487
SNES|SENESTECH, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|410646
SNES|SENESTECH, INC. CMN|FILL|Tradestation Securities, Inc.|237091
SNES|SENESTECH, INC. CMN|FMAF|NBCN Inc./ CDS|16111
SNES|SENESTECH, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|6346195
SNES|SENESTECH, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|510
SNES|SENESTECH, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|75123
SNES|SENESTECH, INC. CMN|GLIS|TD Securities Inc|12175
SNES|SENESTECH, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|101757
SNES|SENESTECH, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|279833
SNES|SENESTECH, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|8165
SNES|SENESTECH, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|91968
SNES|SENESTECH, INC. CMN|GTSZ|GTS SECURITIES LLC|24193
SNES|SENESTECH, INC. CMN|HRBF|American Enterprise Investment Services Inc.|15100
SNES|SENESTECH, INC. CMN|HSBC|HSBC Securities, Inc.|1804
SNES|SENESTECH, INC. CMN|IATS|INTERACTIVE BROKERS LLC|141499
SNES|SENESTECH, INC. CMN|IBKR|Interactive Brokers Llc|1664183
SNES|SENESTECH, INC. CMN|ICBX|INSTINET, LLC|29100
SNES|SENESTECH, INC. CMN|INCA|INSTINET, LLC|301445
SNES|SENESTECH, INC. CMN|INJX|INSTINET, LLC|12835
SNES|SENESTECH, INC. CMN|ITGI|ITG Inc.|49810
SNES|SENESTECH, INC. CMN|ITGP|ITG INC.|70600
SNES|SENESTECH, INC. CMN|JEFF|JEFFERIES LLC|65800
SNES|SENESTECH, INC. CMN|JMPT|JUMP TRADING, LLC|24279
SNES|SENESTECH, INC. CMN|JONE|JonesTrading|69271
SNES|SENESTECH, INC. CMN|JPMX|J.P. Morgan Securities LLC|44146
SNES|SENESTECH, INC. CMN|JSJX|JANE STREET CAPITAL LLC|9004
SNES|SENESTECH, INC. CMN|KCGM|VIRTU Americas LLC|35713
SNES|SENESTECH, INC. CMN|LEHM|Barclays Capital Inc./Le|300863
SNES|SENESTECH, INC. CMN|LIME|Lime Brokerage LLC|83462
SNES|SENESTECH, INC. CMN|LMGP|LIME BROKERAGE LLC|8197
SNES|SENESTECH, INC. CMN|LSCI|Lek Securities Corporation|28251
SNES|SENESTECH, INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
SNES|SENESTECH, INC. CMN|MAXM|Maxim Group LLC|36003
SNES|SENESTECH, INC. CMN|MBTS|ALLY INVEST SECURITIES LLC|2000
SNES|SENESTECH, INC. CMN|MICA|Spartan Securities Group, Ltd.|398292
SNES|SENESTECH, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90710
SNES|SENESTECH, INC. CMN|MOTF|MOTIF INVESTING, INC.|2
SNES|SENESTECH, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1599787
SNES|SENESTECH, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|96700
SNES|SENESTECH, INC. CMN|NFSC|National Financial Services LLC|2767386
SNES|SENESTECH, INC. CMN|NITE|VIRTU Americas LLC|7925205
SNES|SENESTECH, INC. CMN|NITP|VIRTU Americas LLC|928
SNES|SENESTECH, INC. CMN|NORT|Northland Securities, Inc.|8248
SNES|SENESTECH, INC. CMN|NQRB|Brut, LLC|35236
SNES|SENESTECH, INC. CMN|OPCO|Oppenheimer & Co. Inc.|2880
SNES|SENESTECH, INC. CMN|PCFF|Pacific International Securities Inc./CDS|2200
SNES|SENESTECH, INC. CMN|PCPT|PHILLIP CAPITAL INC.|2986
SNES|SENESTECH, INC. CMN|PDQM|CODA MARKETS, INC.|212288
SNES|SENESTECH, INC. CMN|RAJA|Raymond James & Associates, Inc.|21858
SNES|SENESTECH, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|11900
SNES|SENESTECH, INC. CMN|RGLD|Regal Securities, Inc|1950
SNES|SENESTECH, INC. CMN|ROTH|Roth Capital Partners, LLC|35000
SNES|SENESTECH, INC. CMN|SAGL|SAGETRADER, LLC|3712
SNES|SENESTECH, INC. CMN|SBSH|Citigroup Global Markets Inc.|69712
SNES|SENESTECH, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|48144
SNES|SENESTECH, INC. CMN|SOGO|Wang Investment Associates, Inc.|310
SNES|SENESTECH, INC. CMN|SPDR|SPEEDROUTE LLC|279541
SNES|SENESTECH, INC. CMN|SPNT|SEVEN POINTS CAPITAL, LLC|3420
SNES|SENESTECH, INC. CMN|SPTD|MINT GLOBAL MARKETS, INC.|72322
SNES|SENESTECH, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|500
SNES|SENESTECH, INC. CMN|SWIM|TD Ameritrade, Inc.|1662665
SNES|SENESTECH, INC. CMN|SWST|Hilltop Securities Inc.|67348
SNES|SENESTECH, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|85840
SNES|SENESTECH, INC. CMN|TRCM|TRC MARKETS LLC|2934
SNES|SENESTECH, INC. CMN|TRLN|Tradelink Securities, LLC|24600
SNES|SENESTECH, INC. CMN|TTUC|CUTTONE & CO., INC.|11200
SNES|SENESTECH, INC. CMN|TWTT|TASTYWORKS, INC.|6090
SNES|SENESTECH, INC. CMN|UBSA|UBS SECURITIES LLC|471183
SNES|SENESTECH, INC. CMN|UBSS|UBS Securities LLC|602522
SNES|SENESTECH, INC. CMN|VALX|VIRTU AMERICAS LLC|9280
SNES|SENESTECH, INC. CMN|VGRD|Vanguard Marketing Corporation|149286
SNES|SENESTECH, INC. CMN|VNDS|VANDHAM SECURITIES CORP|17400
SNES|SENESTECH, INC. CMN|VSIN|Vision Financial Markets Llc|144107
SNES|SENESTECH, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|187671
SNES|SENESTECH, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|35040
SNES|SENESTECH, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55079
SNES|SENESTECH, INC. CMN|WGIF|CIBC World Markets Inc.|45277
SNES|SENESTECH, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|277013
SNES|SENESTECH, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|57640
SNES|SENESTECH, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|2020
SNFCA|SECURITY NATL FINL##|APCC|Apex Clearing Corporation|4
SNFCA|SECURITY NATL FINL##|BANK|Primevest Financial Services, Inc.|792
SNFCA|SECURITY NATL FINL##|BNKS|Fig Partners, LLC|2966
SNFCA|SECURITY NATL FINL##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
SNFCA|SECURITY NATL FINL##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|902
SNFCA|SECURITY NATL FINL##|DBAB|Deutsche Bank Securities Inc.|978
SNFCA|SECURITY NATL FINL##|EBXL|EBX LLC|2700
SNFCA|SECURITY NATL FINL##|ETRS|E*Trade Securities LLC|3014
SNFCA|SECURITY NATL FINL##|FBCO|Credit Suisse Securities (USA) LLC|2357
SNFCA|SECURITY NATL FINL##|FBSB|U.S. Bancorp Investments, Inc.|100
SNFCA|SECURITY NATL FINL##|FILL|Tradestation Securities, Inc.|1807
SNFCA|SECURITY NATL FINL##|FOMA|TD AMERITRADE CLEARING, INC.|13359
SNFCA|SECURITY NATL FINL##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107
SNFCA|SECURITY NATL FINL##|FTBR|Foliofn Investments, Inc.|1
SNFCA|SECURITY NATL FINL##|GEBB|GLOBAL EXECUTION BROKERS, LP|129
SNFCA|SECURITY NATL FINL##|GSCO|GOLDMAN SACHS & CO. LLC|1806
SNFCA|SECURITY NATL FINL##|GSCS|GOLDMAN SACHS & CO. LLC|11700
SNFCA|SECURITY NATL FINL##|GSLT|GOLDMAN SACHS & CO. LLC|100
SNFCA|SECURITY NATL FINL##|IBKR|Interactive Brokers Llc|9781
SNFCA|SECURITY NATL FINL##|INCA|INSTINET, LLC|1106
SNFCA|SECURITY NATL FINL##|INJX|INSTINET, LLC|400
SNFCA|SECURITY NATL FINL##|ITGI|ITG Inc.|3130
SNFCA|SECURITY NATL FINL##|JEFF|JEFFERIES LLC|998
SNFCA|SECURITY NATL FINL##|LEHM|Barclays Capital Inc./Le|89
SNFCA|SECURITY NATL FINL##|LIME|Lime Brokerage LLC|14917
SNFCA|SECURITY NATL FINL##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SNFCA|SECURITY NATL FINL##|MSCO|MORGAN STANLEY & CO. LLC|3963
SNFCA|SECURITY NATL FINL##|MSPL|MORGAN STANLEY & CO. LLC|200
SNFCA|SECURITY NATL FINL##|NFSC|National Financial Services LLC|15022
SNFCA|SECURITY NATL FINL##|NITE|VIRTU Americas LLC|18624
SNFCA|SECURITY NATL FINL##|RBCM|RBC CAPITAL MARKETS, LLC|991
SNFCA|SECURITY NATL FINL##|SBSH|Citigroup Global Markets Inc.|28
SNFCA|SECURITY NATL FINL##|SPDR|SPEEDROUTE LLC|1271
SNFCA|SECURITY NATL FINL##|SWIM|TD Ameritrade, Inc.|900
SNFCA|SECURITY NATL FINL##|SWST|Hilltop Securities Inc.|213
SNFCA|SECURITY NATL FINL##|TRBT|Tradebot Systems, Inc.|98
SNFCA|SECURITY NATL FINL##|TRCM|TRC MARKETS LLC|203
SNFCA|SECURITY NATL FINL##|UBSA|UBS SECURITIES LLC|1823
SNFCA|SECURITY NATL FINL##|UBSS|UBS Securities LLC|7216
SNFCA|SECURITY NATL FINL##|VALX|VIRTU AMERICAS LLC|4
SNFCA|SECURITY NATL FINL##|WCHV|WELLS FARGO SECURITIES, LLC|1921
SNFCA|SECURITY NATL FINL##|WFPB|Wells Fargo Securities, LLC.|20855
SNFCA|SECURITY NATL FINL##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SNGX|SOLIGENIX, INC.|AGIS|Aegis Capital Corp.|3617
SNGX|SOLIGENIX, INC.|ALTX|Alternet Securities Inc.|200
SNGX|SOLIGENIX, INC.|APCC|Apex Clearing Corporation|66330
SNGX|SOLIGENIX, INC.|BATM|CBOE TRADING, INC.|200
SNGX|SOLIGENIX, INC.|BAYT|BTIG, LLC|1832
SNGX|SOLIGENIX, INC.|BYXM|CBOE TRADING, INC.|200
SNGX|SOLIGENIX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21808
SNGX|SOLIGENIX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2900
SNGX|SOLIGENIX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22000
SNGX|SOLIGENIX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11508
SNGX|SOLIGENIX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
SNGX|SOLIGENIX, INC.|DBAB|Deutsche Bank Securities Inc.|17066
SNGX|SOLIGENIX, INC.|DBAX|Deutsche Bank Securities Inc.|2500
SNGX|SOLIGENIX, INC.|DEAN|MORGAN STANLEY|1
SNGX|SOLIGENIX, INC.|DEGS|RONIN PROFESSIONAL LLC|14979
SNGX|SOLIGENIX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|54055
SNGX|SOLIGENIX, INC.|EBXL|EBX LLC|8100
SNGX|SOLIGENIX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|525
SNGX|SOLIGENIX, INC.|EGAM|CBOE TRADING, INC.|100
SNGX|SOLIGENIX, INC.|ETRS|E*Trade Securities LLC|132494
SNGX|SOLIGENIX, INC.|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|24554
SNGX|SOLIGENIX, INC.|FBCO|Credit Suisse Securities (USA) LLC|9850
SNGX|SOLIGENIX, INC.|FILL|Tradestation Securities, Inc.|62945
SNGX|SOLIGENIX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|187288
SNGX|SOLIGENIX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14025
SNGX|SOLIGENIX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|300
SNGX|SOLIGENIX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|376
SNGX|SOLIGENIX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|10010
SNGX|SOLIGENIX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3500
SNGX|SOLIGENIX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|6200
SNGX|SOLIGENIX, INC.|GTSZ|GTS SECURITIES LLC|3969
SNGX|SOLIGENIX, INC.|HRBF|American Enterprise Investment Services Inc.|2500
SNGX|SOLIGENIX, INC.|HSBC|HSBC Securities, Inc.|350
SNGX|SOLIGENIX, INC.|IATS|INTERACTIVE BROKERS LLC|4104
SNGX|SOLIGENIX, INC.|IBKR|Interactive Brokers Llc|153280
SNGX|SOLIGENIX, INC.|ICBX|INSTINET, LLC|7700
SNGX|SOLIGENIX, INC.|INCA|INSTINET, LLC|62549
SNGX|SOLIGENIX, INC.|INJX|INSTINET, LLC|15381
SNGX|SOLIGENIX, INC.|ITGI|ITG Inc.|39361
SNGX|SOLIGENIX, INC.|ITGP|ITG INC.|20600
SNGX|SOLIGENIX, INC.|JEFF|JEFFERIES LLC|8200
SNGX|SOLIGENIX, INC.|JPMX|J.P. Morgan Securities LLC|1400
SNGX|SOLIGENIX, INC.|KCGM|VIRTU Americas LLC|1400
SNGX|SOLIGENIX, INC.|LEHM|Barclays Capital Inc./Le|9915
SNGX|SOLIGENIX, INC.|LIME|Lime Brokerage LLC|10766
SNGX|SOLIGENIX, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SNGX|SOLIGENIX, INC.|MAXM|Maxim Group LLC|95684
SNGX|SOLIGENIX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
SNGX|SOLIGENIX, INC.|MSCO|MORGAN STANLEY & CO. LLC|110542
SNGX|SOLIGENIX, INC.|NFSC|National Financial Services LLC|113348
SNGX|SOLIGENIX, INC.|NITE|VIRTU Americas LLC|391130
SNGX|SOLIGENIX, INC.|NORT|Northland Securities, Inc.|277844
SNGX|SOLIGENIX, INC.|NQRB|Brut, LLC|200
SNGX|SOLIGENIX, INC.|OPCO|Oppenheimer & Co. Inc.|200
SNGX|SOLIGENIX, INC.|PDQM|CODA MARKETS, INC.|2406
SNGX|SOLIGENIX, INC.|RAJA|Raymond James & Associates, Inc.|1
SNGX|SOLIGENIX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|23000
SNGX|SOLIGENIX, INC.|RGLD|Regal Securities, Inc|3749
SNGX|SOLIGENIX, INC.|RJLC|RJL CAPITAL GROUP, LLC|2300
SNGX|SOLIGENIX, INC.|SAGL|SAGETRADER, LLC|7300
SNGX|SOLIGENIX, INC.|SALI|INTL FCSTONE FINANCIAL INC.|1
SNGX|SOLIGENIX, INC.|SBSH|Citigroup Global Markets Inc.|2100
SNGX|SOLIGENIX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|7410
SNGX|SOLIGENIX, INC.|SPDR|SPEEDROUTE LLC|2221
SNGX|SOLIGENIX, INC.|STXG|Stockcross Financial Services, Inc.|5
SNGX|SOLIGENIX, INC.|SWIM|TD Ameritrade, Inc.|82206
SNGX|SOLIGENIX, INC.|TKNG|ALLY INVEST SECURITIES LLC|1867
SNGX|SOLIGENIX, INC.|TRCM|TRC MARKETS LLC|141
SNGX|SOLIGENIX, INC.|TWTT|TASTYWORKS, INC.|4800
SNGX|SOLIGENIX, INC.|UBSA|UBS SECURITIES LLC|34850
SNGX|SOLIGENIX, INC.|UBSS|UBS Securities LLC|50432
SNGX|SOLIGENIX, INC.|VGRD|Vanguard Marketing Corporation|3800
SNGX|SOLIGENIX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|5286
SNGX|SOLIGENIX, INC.|WSEA|WOLVERINE SECURITIES, LLC|2348
SNGX|SOLIGENIX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
SNGX|SOLIGENIX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15600
SNGXW|SOLIGENIX, INC. WT|AGIS|Aegis Capital Corp.|9100
SNGXW|SOLIGENIX, INC. WT|CHDN|CHARDAN CAPITAL MARKETS LLC|51417
SNGXW|SOLIGENIX, INC. WT|ETRS|E*Trade Securities LLC|1000
SNGXW|SOLIGENIX, INC. WT|FILL|Tradestation Securities, Inc.|500
SNGXW|SOLIGENIX, INC. WT|FOMA|TD AMERITRADE CLEARING, INC.|3600
SNGXW|SOLIGENIX, INC. WT|GSCS|GOLDMAN SACHS & CO. LLC|100
SNGXW|SOLIGENIX, INC. WT|GSLT|GOLDMAN SACHS & CO. LLC|100
SNGXW|SOLIGENIX, INC. WT|IBKR|Interactive Brokers Llc|1600
SNGXW|SOLIGENIX, INC. WT|INCA|INSTINET, LLC|45200
SNGXW|SOLIGENIX, INC. WT|LIME|Lime Brokerage LLC|550
SNGXW|SOLIGENIX, INC. WT|NFSC|National Financial Services LLC|1410
SNGXW|SOLIGENIX, INC. WT|NITE|VIRTU Americas LLC|16371
SNGXW|SOLIGENIX, INC. WT|UBSS|UBS Securities LLC|100
SNH|SENIOR HSG SBI|ALTX|Alternet Securities Inc.|3707
SNH|SENIOR HSG SBI|ANOS|ABEL/NOSER, L.L.C.|100
SNH|SENIOR HSG SBI|APCC|Apex Clearing Corporation|457
SNH|SENIOR HSG SBI|BANK|Primevest Financial Services, Inc.|6304
SNH|SENIOR HSG SBI|BARD|Robert W. Baird & Co. Incorporated|9135
SNH|SENIOR HSG SBI|BATM|CBOE TRADING, INC.|4761
SNH|SENIOR HSG SBI|BAYC|BAY CREST PARTNERS, LLC|36517
SNH|SENIOR HSG SBI|BBNT|BB&T SECURITIES, LLC|873
SNH|SENIOR HSG SBI|BERN|Sanford C. Bernstein & Co., LLC|10729
SNH|SENIOR HSG SBI|BIDS|BIDS TRADING L.P.|200
SNH|SENIOR HSG SBI|BKCM|BNY Mellon Capital Markets LLC|44816
SNH|SENIOR HSG SBI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26070
SNH|SENIOR HSG SBI|BLKX|INSTINET, LLC|22900
SNH|SENIOR HSG SBI|BMOC|BMO Capital Markets Corp.|7030
SNH|SENIOR HSG SBI|BNPX|BNP PARIBAS SECURITIES CORP.|205664
SNH|SENIOR HSG SBI|BRVL|BLAYLOCK VAN, LLC|800
SNH|SENIOR HSG SBI|BTIG|BTIG, LLC|54003
SNH|SENIOR HSG SBI|BYXM|CBOE TRADING, INC.|1867
SNH|SENIOR HSG SBI|BZYD|GOLDMAN SACHS & CO. LLC|8400
SNH|SENIOR HSG SBI|CANT|Cantor Fitzgerald & Co.|13160
SNH|SENIOR HSG SBI|CHAS|Charles Schwab & Co., Inc.|1837
SNH|SENIOR HSG SBI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|205917
SNH|SENIOR HSG SBI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8985
SNH|SENIOR HSG SBI|CRFN|ROBINHOOD FINANCIAL, LLC|20
SNH|SENIOR HSG SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|275434
SNH|SENIOR HSG SBI|CTDL|Citadel Derivatives Group Llc|156823
SNH|SENIOR HSG SBI|CXCX|CITIGROUP GLOBAL MARKETS INC.|63232
SNH|SENIOR HSG SBI|DADA|D.A. Davidson & Co.|2150
SNH|SENIOR HSG SBI|DBAB|Deutsche Bank Securities Inc.|1027112
SNH|SENIOR HSG SBI|DBAX|Deutsche Bank Securities Inc.|197400
SNH|SENIOR HSG SBI|DBUL|Deutsche Bank Securities Inc.|3909
SNH|SENIOR HSG SBI|DCHF|Dart Executions, LLC|1053
SNH|SENIOR HSG SBI|DEAN|MORGAN STANLEY|28136
SNH|SENIOR HSG SBI|EBXL|EBX LLC|268300
SNH|SENIOR HSG SBI|ECUT|CONVERGEX EXECUTION SOLUTIONS|2360
SNH|SENIOR HSG SBI|EDJO|Edward D. Jones & Co., L.P.|24894
SNH|SENIOR HSG SBI|EGAM|CBOE TRADING, INC.|11854
SNH|SENIOR HSG SBI|EGAW|CBOE TRADING, INC.|542
SNH|SENIOR HSG SBI|EGMT|EG MARKET TECHNOLOGIES LLC|100
SNH|SENIOR HSG SBI|EGXM|CBOE TRADING, INC.|3304
SNH|SENIOR HSG SBI|EGXW|CBOE TRADING, INC.|8
SNH|SENIOR HSG SBI|ETBE|Electronic Transaction Clearing, Inc.|70638
SNH|SENIOR HSG SBI|ETCB|ETC BROKERAGE SERVICES, LLC|277
SNH|SENIOR HSG SBI|ETCC|Electronic Transaction Clearing, Inc.|380
SNH|SENIOR HSG SBI|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|30334
SNH|SENIOR HSG SBI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3079
SNH|SENIOR HSG SBI|ETRS|E*Trade Securities LLC|155140
SNH|SENIOR HSG SBI|FBCO|Credit Suisse Securities (USA) LLC|1296188
SNH|SENIOR HSG SBI|FFSI|Firstrade Securities Inc.|100
SNH|SENIOR HSG SBI|FILL|Tradestation Securities, Inc.|1520
SNH|SENIOR HSG SBI|FINX|FINTECH SECURITIES|1350
SNH|SENIOR HSG SBI|FMAF|NBCN Inc./ CDS|2437
SNH|SENIOR HSG SBI|FOMA|TD AMERITRADE CLEARING, INC.|386746
SNH|SENIOR HSG SBI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11514
SNH|SENIOR HSG SBI|FQLS|Quantlab Securities LP|370726
SNH|SENIOR HSG SBI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|134921
SNH|SENIOR HSG SBI|FTBR|Foliofn Investments, Inc.|1227
SNH|SENIOR HSG SBI|GEBB|GLOBAL EXECUTION BROKERS, LP|37967
SNH|SENIOR HSG SBI|GLIS|TD Securities Inc|500
SNH|SENIOR HSG SBI|GLPX|ACS EXECUTION SERVICES, LLC|3789
SNH|SENIOR HSG SBI|GSCO|GOLDMAN SACHS & CO. LLC|1688198
SNH|SENIOR HSG SBI|GSCS|GOLDMAN SACHS & CO. LLC|39346
SNH|SENIOR HSG SBI|GSLT|GOLDMAN SACHS & CO. LLC|7605
SNH|SENIOR HSG SBI|GTSZ|GTS SECURITIES LLC|20407
SNH|SENIOR HSG SBI|HAPX|HAP Trading, LLC|500
SNH|SENIOR HSG SBI|HRBF|American Enterprise Investment Services Inc.|45201
SNH|SENIOR HSG SBI|IATS|INTERACTIVE BROKERS LLC|7820
SNH|SENIOR HSG SBI|IBKR|Interactive Brokers Llc|118802
SNH|SENIOR HSG SBI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10256
SNH|SENIOR HSG SBI|ICBX|INSTINET, LLC|67382
SNH|SENIOR HSG SBI|IEQY|CITADEL SECURITIES LLC|223311
SNH|SENIOR HSG SBI|INCA|INSTINET, LLC|508889
SNH|SENIOR HSG SBI|INJX|INSTINET, LLC|9669
SNH|SENIOR HSG SBI|ITGI|ITG Inc.|509591
SNH|SENIOR HSG SBI|ITGP|ITG INC.|160400
SNH|SENIOR HSG SBI|JANY|Janney Montgomery Scott Inc.|12579
SNH|SENIOR HSG SBI|JEFF|JEFFERIES LLC|294668
SNH|SENIOR HSG SBI|JMPT|JUMP TRADING, LLC|79680
SNH|SENIOR HSG SBI|JONE|JonesTrading|9917
SNH|SENIOR HSG SBI|JPBX|J.P. MORGAN SECURITIES LLC|57332
SNH|SENIOR HSG SBI|JPMX|J.P. Morgan Securities LLC|412528
SNH|SENIOR HSG SBI|JSJX|JANE STREET CAPITAL LLC|5263
SNH|SENIOR HSG SBI|KCGM|VIRTU Americas LLC|54017
SNH|SENIOR HSG SBI|LEHM|Barclays Capital Inc./Le|2407329
SNH|SENIOR HSG SBI|LIME|Lime Brokerage LLC|420091
SNH|SENIOR HSG SBI|LMGP|LIME BROKERAGE LLC|29366
SNH|SENIOR HSG SBI|LOOP|Loop Capital Markets LLC|1928
SNH|SENIOR HSG SBI|LSCI|Lek Securities Corporation|153
SNH|SENIOR HSG SBI|MAXM|Maxim Group LLC|1260
SNH|SENIOR HSG SBI|MBTS|ALLY INVEST SECURITIES LLC|4647
SNH|SENIOR HSG SBI|MCBT|Moors & Cabot, Inc.|10
SNH|SENIOR HSG SBI|MCMF|Raymond James Ltd. Cds|245
SNH|SENIOR HSG SBI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|365616
SNH|SENIOR HSG SBI|MOTF|MOTIF INVESTING, INC.|7
SNH|SENIOR HSG SBI|MSCO|MORGAN STANLEY & CO. LLC|3577166
SNH|SENIOR HSG SBI|MSPL|MORGAN STANLEY & CO. LLC|297400
SNH|SENIOR HSG SBI|MSTX|MORGAN STANLEY & CO. LLC|180200
SNH|SENIOR HSG SBI|NFSC|National Financial Services LLC|433148
SNH|SENIOR HSG SBI|NITE|VIRTU Americas LLC|728854
SNH|SENIOR HSG SBI|NITP|VIRTU Americas LLC|11700
SNH|SENIOR HSG SBI|NQRB|Brut, LLC|5083
SNH|SENIOR HSG SBI|NTRC|Northern Trust Securities, Inc.|150
SNH|SENIOR HSG SBI|OPCO|Oppenheimer & Co. Inc.|4059
SNH|SENIOR HSG SBI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4807
SNH|SENIOR HSG SBI|PDQM|CODA MARKETS, INC.|4979
SNH|SENIOR HSG SBI|PHLY|NASDAQ Execution Services, LLC|2600
SNH|SENIOR HSG SBI|PWJC|UBS Financial Services, Inc.|6634
SNH|SENIOR HSG SBI|RAJA|Raymond James & Associates, Inc.|96876
SNH|SENIOR HSG SBI|RBCM|RBC CAPITAL MARKETS, LLC|34600
SNH|SENIOR HSG SBI|RHCO|Suntrust Robinson Humphrey, Inc.|2718
SNH|SENIOR HSG SBI|SAGL|SAGETRADER, LLC|22688
SNH|SENIOR HSG SBI|SAGW|SAGETRADER, LLC|145
SNH|SENIOR HSG SBI|SALI|INTL FCSTONE FINANCIAL INC.|3445
SNH|SENIOR HSG SBI|SBSH|Citigroup Global Markets Inc.|717619
SNH|SENIOR HSG SBI|SEIC|SEI Investments Distribution Co.|755
SNH|SENIOR HSG SBI|SGMT|GOLDMAN SACHS & CO. LLC|107600
SNH|SENIOR HSG SBI|SPDR|SPEEDROUTE LLC|797
SNH|SENIOR HSG SBI|SPHN|Stephens Inc.|500
SNH|SENIOR HSG SBI|STFL|Stifel, Nicolaus & Company, Incorporated|28370
SNH|SENIOR HSG SBI|STXG|Stockcross Financial Services, Inc.|13
SNH|SENIOR HSG SBI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|346
SNH|SENIOR HSG SBI|SWIM|TD Ameritrade, Inc.|27685
SNH|SENIOR HSG SBI|SWST|Hilltop Securities Inc.|19930
SNH|SENIOR HSG SBI|TKNG|ALLY INVEST SECURITIES LLC|1298
SNH|SENIOR HSG SBI|TMBR|Timber Hill LLC|1481
SNH|SENIOR HSG SBI|TONC|CUTTONE & CO., LLC|5460
SNH|SENIOR HSG SBI|TRBT|Tradebot Systems, Inc.|269856
SNH|SENIOR HSG SBI|TRCM|TRC MARKETS LLC|417186
SNH|SENIOR HSG SBI|TWTT|TASTYWORKS, INC.|300
SNH|SENIOR HSG SBI|UBSA|UBS SECURITIES LLC|867754
SNH|SENIOR HSG SBI|UBSS|UBS Securities LLC|1783265
SNH|SENIOR HSG SBI|VALX|VIRTU AMERICAS LLC|39100
SNH|SENIOR HSG SBI|VGRD|Vanguard Marketing Corporation|53524
SNH|SENIOR HSG SBI|WCHV|WELLS FARGO SECURITIES, LLC|315993
SNH|SENIOR HSG SBI|WDNX|WEEDEN & CO.L.P.|2690
SNH|SENIOR HSG SBI|WEDB|WEDBUSH SECURITIES INC.|1728
SNH|SENIOR HSG SBI|WEED|Weeden & Co.L.P.|7126
SNH|SENIOR HSG SBI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3934
SNH|SENIOR HSG SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7583
SNH|SENIOR HSG SBI|WGIF|CIBC World Markets Inc.|5000
SNH|SENIOR HSG SBI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|294
SNH|SENIOR HSG SBI|WSEA|WOLVERINE SECURITIES, LLC|4796
SNH|SENIOR HSG SBI|XIST|INSTINET, LLC|235058
SNH|SENIOR HSG SBI|XSTM|NATIONAL FINANCIAL SERVICES LLC|42086
SNH|SENIOR HSG SBI|YKNA|COMHAR CAPITAL MARKETS, LLC|1844
SNH|SENIOR HSG SBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34710
SNHNI|SENIOR HOUSING PPTY|BARD|Robert W. Baird & Co. Incorporated|1096
SNHNI|SENIOR HOUSING PPTY|BATM|CBOE TRADING, INC.|220
SNHNI|SENIOR HOUSING PPTY|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|10658
SNHNI|SENIOR HOUSING PPTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|219
SNHNI|SENIOR HOUSING PPTY|BMOC|BMO Capital Markets Corp.|1020
SNHNI|SENIOR HOUSING PPTY|CHAS|Charles Schwab & Co., Inc.|84
SNHNI|SENIOR HOUSING PPTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1492
SNHNI|SENIOR HOUSING PPTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1174
SNHNI|SENIOR HOUSING PPTY|DBAB|Deutsche Bank Securities Inc.|201
SNHNI|SENIOR HOUSING PPTY|DBAX|Deutsche Bank Securities Inc.|3300
SNHNI|SENIOR HOUSING PPTY|DEAN|MORGAN STANLEY|2247
SNHNI|SENIOR HOUSING PPTY|DEGS|RONIN PROFESSIONAL LLC|2369
SNHNI|SENIOR HOUSING PPTY|EBXL|EBX LLC|2300
SNHNI|SENIOR HOUSING PPTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|630
SNHNI|SENIOR HOUSING PPTY|EDJO|Edward D. Jones & Co., L.P.|3755
SNHNI|SENIOR HOUSING PPTY|EGXM|CBOE TRADING, INC.|50
SNHNI|SENIOR HOUSING PPTY|FBCO|Credit Suisse Securities (USA) LLC|6842
SNHNI|SENIOR HOUSING PPTY|FOMA|TD AMERITRADE CLEARING, INC.|4181
SNHNI|SENIOR HOUSING PPTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|658
SNHNI|SENIOR HOUSING PPTY|GEBB|GLOBAL EXECUTION BROKERS, LP|24
SNHNI|SENIOR HOUSING PPTY|GLPX|ACS EXECUTION SERVICES, LLC|100
SNHNI|SENIOR HOUSING PPTY|GSCO|GOLDMAN SACHS & CO. LLC|7338
SNHNI|SENIOR HOUSING PPTY|GTSZ|GTS SECURITIES LLC|813
SNHNI|SENIOR HOUSING PPTY|HRBF|American Enterprise Investment Services Inc.|1970
SNHNI|SENIOR HOUSING PPTY|IATS|INTERACTIVE BROKERS LLC|300
SNHNI|SENIOR HOUSING PPTY|IBKR|Interactive Brokers Llc|6228
SNHNI|SENIOR HOUSING PPTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|258
SNHNI|SENIOR HOUSING PPTY|ITGI|ITG Inc.|1514
SNHNI|SENIOR HOUSING PPTY|ITGP|ITG INC.|200
SNHNI|SENIOR HOUSING PPTY|JANY|Janney Montgomery Scott Inc.|30
SNHNI|SENIOR HOUSING PPTY|JPMX|J.P. Morgan Securities LLC|378
SNHNI|SENIOR HOUSING PPTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|784
SNHNI|SENIOR HOUSING PPTY|KCGM|VIRTU Americas LLC|222
SNHNI|SENIOR HOUSING PPTY|LEHM|Barclays Capital Inc./Le|600
SNHNI|SENIOR HOUSING PPTY|LIME|Lime Brokerage LLC|4787
SNHNI|SENIOR HOUSING PPTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|975
SNHNI|SENIOR HOUSING PPTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SNHNI|SENIOR HOUSING PPTY|MSCO|MORGAN STANLEY & CO. LLC|20763
SNHNI|SENIOR HOUSING PPTY|NFSC|National Financial Services LLC|7365
SNHNI|SENIOR HOUSING PPTY|NITE|VIRTU Americas LLC|28980
SNHNI|SENIOR HOUSING PPTY|NQRB|Brut, LLC|658
SNHNI|SENIOR HOUSING PPTY|OPCO|Oppenheimer & Co. Inc.|2000
SNHNI|SENIOR HOUSING PPTY|PCPT|PHILLIP CAPITAL INC.|320
SNHNI|SENIOR HOUSING PPTY|PDQM|CODA MARKETS, INC.|200
SNHNI|SENIOR HOUSING PPTY|PWJC|UBS Financial Services, Inc.|1082
SNHNI|SENIOR HOUSING PPTY|RAJA|Raymond James & Associates, Inc.|850
SNHNI|SENIOR HOUSING PPTY|RBCM|RBC CAPITAL MARKETS, LLC|495
SNHNI|SENIOR HOUSING PPTY|SBSH|Citigroup Global Markets Inc.|12182
SNHNI|SENIOR HOUSING PPTY|SGMT|GOLDMAN SACHS & CO. LLC|611
SNHNI|SENIOR HOUSING PPTY|SPDR|SPEEDROUTE LLC|2135
SNHNI|SENIOR HOUSING PPTY|STFL|Stifel, Nicolaus & Company, Incorporated|3322
SNHNI|SENIOR HOUSING PPTY|TRCM|TRC MARKETS LLC|1598
SNHNI|SENIOR HOUSING PPTY|UBSA|UBS SECURITIES LLC|3040
SNHNI|SENIOR HOUSING PPTY|UBSS|UBS Securities LLC|30956
SNHNI|SENIOR HOUSING PPTY|WCHV|WELLS FARGO SECURITIES, LLC|33834
SNHNI|SENIOR HOUSING PPTY|WEDB|WEDBUSH SECURITIES INC.|130
SNHNI|SENIOR HOUSING PPTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|442
SNHNI|SENIOR HOUSING PPTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|230
SNHNI|SENIOR HOUSING PPTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
SNHNL|SNR HOUSING TR 6.25%|APCC|Apex Clearing Corporation|10
SNHNL|SNR HOUSING TR 6.25%|BARD|Robert W. Baird & Co. Incorporated|145
SNHNL|SNR HOUSING TR 6.25%|BATM|CBOE TRADING, INC.|100
SNHNL|SNR HOUSING TR 6.25%|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|45258
SNHNL|SNR HOUSING TR 6.25%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|844
SNHNL|SNR HOUSING TR 6.25%|BTIG|BTIG, LLC|3523
SNHNL|SNR HOUSING TR 6.25%|CANT|Cantor Fitzgerald & Co.|38
SNHNL|SNR HOUSING TR 6.25%|CHAS|Charles Schwab & Co., Inc.|54
SNHNL|SNR HOUSING TR 6.25%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67
SNHNL|SNR HOUSING TR 6.25%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2552
SNHNL|SNR HOUSING TR 6.25%|CXCX|CITIGROUP GLOBAL MARKETS INC.|760
SNHNL|SNR HOUSING TR 6.25%|DADA|D.A. Davidson & Co.|600
SNHNL|SNR HOUSING TR 6.25%|DBAB|Deutsche Bank Securities Inc.|144
SNHNL|SNR HOUSING TR 6.25%|DBAX|Deutsche Bank Securities Inc.|2800
SNHNL|SNR HOUSING TR 6.25%|DEAN|MORGAN STANLEY|1531
SNHNL|SNR HOUSING TR 6.25%|DEGS|RONIN PROFESSIONAL LLC|400
SNHNL|SNR HOUSING TR 6.25%|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
SNHNL|SNR HOUSING TR 6.25%|EBXL|EBX LLC|2500
SNHNL|SNR HOUSING TR 6.25%|ECUT|CONVERGEX EXECUTION SOLUTIONS|5170
SNHNL|SNR HOUSING TR 6.25%|EDJO|Edward D. Jones & Co., L.P.|1751
SNHNL|SNR HOUSING TR 6.25%|ETRS|E*Trade Securities LLC|9
SNHNL|SNR HOUSING TR 6.25%|FBCO|Credit Suisse Securities (USA) LLC|7164
SNHNL|SNR HOUSING TR 6.25%|FOMA|TD AMERITRADE CLEARING, INC.|23002
SNHNL|SNR HOUSING TR 6.25%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9039
SNHNL|SNR HOUSING TR 6.25%|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SNHNL|SNR HOUSING TR 6.25%|GLPX|ACS EXECUTION SERVICES, LLC|414
SNHNL|SNR HOUSING TR 6.25%|GSCO|GOLDMAN SACHS & CO. LLC|10650
SNHNL|SNR HOUSING TR 6.25%|GSCS|GOLDMAN SACHS & CO. LLC|61
SNHNL|SNR HOUSING TR 6.25%|GTSZ|GTS SECURITIES LLC|1633
SNHNL|SNR HOUSING TR 6.25%|HRBF|American Enterprise Investment Services Inc.|4566
SNHNL|SNR HOUSING TR 6.25%|IBKR|Interactive Brokers Llc|13170
SNHNL|SNR HOUSING TR 6.25%|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|383
SNHNL|SNR HOUSING TR 6.25%|ICBX|INSTINET, LLC|875
SNHNL|SNR HOUSING TR 6.25%|INCA|INSTINET, LLC|3266
SNHNL|SNR HOUSING TR 6.25%|ITGI|ITG Inc.|298
SNHNL|SNR HOUSING TR 6.25%|ITGP|ITG INC.|200
SNHNL|SNR HOUSING TR 6.25%|JANY|Janney Montgomery Scott Inc.|5400
SNHNL|SNR HOUSING TR 6.25%|JPMX|J.P. Morgan Securities LLC|400
SNHNL|SNR HOUSING TR 6.25%|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
SNHNL|SNR HOUSING TR 6.25%|JSJX|JANE STREET CAPITAL LLC|162
SNHNL|SNR HOUSING TR 6.25%|KCGM|VIRTU Americas LLC|200
SNHNL|SNR HOUSING TR 6.25%|LEHM|Barclays Capital Inc./Le|1400
SNHNL|SNR HOUSING TR 6.25%|LIME|Lime Brokerage LLC|4224
SNHNL|SNR HOUSING TR 6.25%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2102
SNHNL|SNR HOUSING TR 6.25%|MSCO|MORGAN STANLEY & CO. LLC|17083
SNHNL|SNR HOUSING TR 6.25%|MSPL|MORGAN STANLEY & CO. LLC|2400
SNHNL|SNR HOUSING TR 6.25%|NFSC|National Financial Services LLC|3655
SNHNL|SNR HOUSING TR 6.25%|NITE|VIRTU Americas LLC|34018
SNHNL|SNR HOUSING TR 6.25%|NQRB|Brut, LLC|1297
SNHNL|SNR HOUSING TR 6.25%|OPCO|Oppenheimer & Co. Inc.|2810
SNHNL|SNR HOUSING TR 6.25%|PCPT|PHILLIP CAPITAL INC.|450
SNHNL|SNR HOUSING TR 6.25%|PDQM|CODA MARKETS, INC.|814
SNHNL|SNR HOUSING TR 6.25%|PWJC|UBS Financial Services, Inc.|2255
SNHNL|SNR HOUSING TR 6.25%|RAJA|Raymond James & Associates, Inc.|3560
SNHNL|SNR HOUSING TR 6.25%|RBCM|RBC CAPITAL MARKETS, LLC|4123
SNHNL|SNR HOUSING TR 6.25%|SBSH|Citigroup Global Markets Inc.|7515
SNHNL|SNR HOUSING TR 6.25%|SGMT|GOLDMAN SACHS & CO. LLC|1700
SNHNL|SNR HOUSING TR 6.25%|SPDR|SPEEDROUTE LLC|3287
SNHNL|SNR HOUSING TR 6.25%|STFL|Stifel, Nicolaus & Company, Incorporated|2022
SNHNL|SNR HOUSING TR 6.25%|SWST|Hilltop Securities Inc.|797
SNHNL|SNR HOUSING TR 6.25%|TRBT|Tradebot Systems, Inc.|510
SNHNL|SNR HOUSING TR 6.25%|TRCM|TRC MARKETS LLC|800
SNHNL|SNR HOUSING TR 6.25%|UBSA|UBS SECURITIES LLC|11193
SNHNL|SNR HOUSING TR 6.25%|UBSS|UBS Securities LLC|24634
SNHNL|SNR HOUSING TR 6.25%|VGRD|Vanguard Marketing Corporation|82
SNHNL|SNR HOUSING TR 6.25%|WCHV|WELLS FARGO SECURITIES, LLC|26681
SNHNL|SNR HOUSING TR 6.25%|WEDB|WEDBUSH SECURITIES INC.|33
SNHNL|SNR HOUSING TR 6.25%|WEXX|WOLVERINE EXECUTION SERVICES, LLC|386
SNHNL|SNR HOUSING TR 6.25%|YKNA|COMHAR CAPITAL MARKETS, LLC|300
SNHNL|SNR HOUSING TR 6.25%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1249
SNHY|SUN HYDRAULICS COR##|ALTX|Alternet Securities Inc.|1290
SNHY|SUN HYDRAULICS COR##|APCC|Apex Clearing Corporation|21
SNHY|SUN HYDRAULICS COR##|BARD|Robert W. Baird & Co. Incorporated|300
SNHY|SUN HYDRAULICS COR##|BATM|CBOE TRADING, INC.|526
SNHY|SUN HYDRAULICS COR##|BERN|Sanford C. Bernstein & Co., LLC|13854
SNHY|SUN HYDRAULICS COR##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7859
SNHY|SUN HYDRAULICS COR##|BMOC|BMO Capital Markets Corp.|4576
SNHY|SUN HYDRAULICS COR##|BNPX|BNP PARIBAS SECURITIES CORP.|1483
SNHY|SUN HYDRAULICS COR##|BTIG|BTIG, LLC|116
SNHY|SUN HYDRAULICS COR##|BYXM|CBOE TRADING, INC.|720
SNHY|SUN HYDRAULICS COR##|BZYD|GOLDMAN SACHS & CO. LLC|933
SNHY|SUN HYDRAULICS COR##|CANT|Cantor Fitzgerald & Co.|2
SNHY|SUN HYDRAULICS COR##|CHAS|Charles Schwab & Co., Inc.|69
SNHY|SUN HYDRAULICS COR##|CIST|Capital Institutional Services, Inc.|2611
SNHY|SUN HYDRAULICS COR##|CLSA|CLSA AMERICAS, LLC|200
SNHY|SUN HYDRAULICS COR##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37097
SNHY|SUN HYDRAULICS COR##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1488
SNHY|SUN HYDRAULICS COR##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SNHY|SUN HYDRAULICS COR##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53832
SNHY|SUN HYDRAULICS COR##|CTDL|Citadel Derivatives Group Llc|4160
SNHY|SUN HYDRAULICS COR##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3694
SNHY|SUN HYDRAULICS COR##|DADA|D.A. Davidson & Co.|30
SNHY|SUN HYDRAULICS COR##|DBAB|Deutsche Bank Securities Inc.|90840
SNHY|SUN HYDRAULICS COR##|DBAX|Deutsche Bank Securities Inc.|37900
SNHY|SUN HYDRAULICS COR##|DBUL|Deutsche Bank Securities Inc.|36
SNHY|SUN HYDRAULICS COR##|DEAN|MORGAN STANLEY|864
SNHY|SUN HYDRAULICS COR##|DEGS|RONIN PROFESSIONAL LLC|2748
SNHY|SUN HYDRAULICS COR##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3638
SNHY|SUN HYDRAULICS COR##|EBXL|EBX LLC|26600
SNHY|SUN HYDRAULICS COR##|ECUT|CONVERGEX EXECUTION SOLUTIONS|598
SNHY|SUN HYDRAULICS COR##|EDJO|Edward D. Jones & Co., L.P.|309
SNHY|SUN HYDRAULICS COR##|EGAM|CBOE TRADING, INC.|899
SNHY|SUN HYDRAULICS COR##|EGMT|EG MARKET TECHNOLOGIES LLC|1700
SNHY|SUN HYDRAULICS COR##|EGXM|CBOE TRADING, INC.|202
SNHY|SUN HYDRAULICS COR##|ETBE|Electronic Transaction Clearing, Inc.|460
SNHY|SUN HYDRAULICS COR##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
SNHY|SUN HYDRAULICS COR##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|954
SNHY|SUN HYDRAULICS COR##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20091
SNHY|SUN HYDRAULICS COR##|ETRS|E*Trade Securities LLC|1706
SNHY|SUN HYDRAULICS COR##|FBCO|Credit Suisse Securities (USA) LLC|122899
SNHY|SUN HYDRAULICS COR##|FILL|Tradestation Securities, Inc.|100
SNHY|SUN HYDRAULICS COR##|FMAF|NBCN Inc./ CDS|150
SNHY|SUN HYDRAULICS COR##|FOMA|TD AMERITRADE CLEARING, INC.|38732
SNHY|SUN HYDRAULICS COR##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10339
SNHY|SUN HYDRAULICS COR##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52032
SNHY|SUN HYDRAULICS COR##|FTBR|Foliofn Investments, Inc.|695
SNHY|SUN HYDRAULICS COR##|GEBB|GLOBAL EXECUTION BROKERS, LP|8237
SNHY|SUN HYDRAULICS COR##|GLPX|ACS EXECUTION SERVICES, LLC|11195
SNHY|SUN HYDRAULICS COR##|GSCO|GOLDMAN SACHS & CO. LLC|233260
SNHY|SUN HYDRAULICS COR##|GSCS|GOLDMAN SACHS & CO. LLC|11968
SNHY|SUN HYDRAULICS COR##|GSLT|GOLDMAN SACHS & CO. LLC|500
SNHY|SUN HYDRAULICS COR##|GTSZ|GTS SECURITIES LLC|32801
SNHY|SUN HYDRAULICS COR##|HPPX|POTAMUS TRADING, LLC|796
SNHY|SUN HYDRAULICS COR##|HRBF|American Enterprise Investment Services Inc.|53
SNHY|SUN HYDRAULICS COR##|IATS|INTERACTIVE BROKERS LLC|597
SNHY|SUN HYDRAULICS COR##|IBKR|Interactive Brokers Llc|11686
SNHY|SUN HYDRAULICS COR##|ICBX|INSTINET, LLC|7100
SNHY|SUN HYDRAULICS COR##|IEQY|CITADEL SECURITIES LLC|21091
SNHY|SUN HYDRAULICS COR##|INCA|INSTINET, LLC|104201
SNHY|SUN HYDRAULICS COR##|INJX|INSTINET, LLC|14979
SNHY|SUN HYDRAULICS COR##|INTL|INTL FCSTONE FINANCIAL INC.|37
SNHY|SUN HYDRAULICS COR##|ITGI|ITG Inc.|13071
SNHY|SUN HYDRAULICS COR##|ITGP|ITG INC.|68000
SNHY|SUN HYDRAULICS COR##|JEFF|JEFFERIES LLC|22652
SNHY|SUN HYDRAULICS COR##|JMPT|JUMP TRADING, LLC|9071
SNHY|SUN HYDRAULICS COR##|JONE|JonesTrading|59000
SNHY|SUN HYDRAULICS COR##|JPBX|J.P. MORGAN SECURITIES LLC|6310
SNHY|SUN HYDRAULICS COR##|JPMX|J.P. Morgan Securities LLC|64791
SNHY|SUN HYDRAULICS COR##|JSJX|JANE STREET CAPITAL LLC|2896
SNHY|SUN HYDRAULICS COR##|KCGM|VIRTU Americas LLC|17175
SNHY|SUN HYDRAULICS COR##|LEHM|Barclays Capital Inc./Le|161873
SNHY|SUN HYDRAULICS COR##|LIME|Lime Brokerage LLC|57910
SNHY|SUN HYDRAULICS COR##|LQNA|LIQUIDNET, INC.|16600
SNHY|SUN HYDRAULICS COR##|LSCI|Lek Securities Corporation|4
SNHY|SUN HYDRAULICS COR##|MAXM|Maxim Group LLC|2698
SNHY|SUN HYDRAULICS COR##|MBTS|ALLY INVEST SECURITIES LLC|64
SNHY|SUN HYDRAULICS COR##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16639
SNHY|SUN HYDRAULICS COR##|MSCO|MORGAN STANLEY & CO. LLC|419523
SNHY|SUN HYDRAULICS COR##|MSPL|MORGAN STANLEY & CO. LLC|54300
SNHY|SUN HYDRAULICS COR##|MSTX|MORGAN STANLEY & CO. LLC|3000
SNHY|SUN HYDRAULICS COR##|NBCS|NBC Securities, INC.|237
SNHY|SUN HYDRAULICS COR##|NFSC|National Financial Services LLC|9186
SNHY|SUN HYDRAULICS COR##|NITE|VIRTU Americas LLC|48757
SNHY|SUN HYDRAULICS COR##|NITP|VIRTU Americas LLC|1052
SNHY|SUN HYDRAULICS COR##|NQRB|Brut, LLC|1800
SNHY|SUN HYDRAULICS COR##|OPCO|Oppenheimer & Co. Inc.|1229
SNHY|SUN HYDRAULICS COR##|PDQM|CODA MARKETS, INC.|29452
SNHY|SUN HYDRAULICS COR##|RAJA|Raymond James & Associates, Inc.|925
SNHY|SUN HYDRAULICS COR##|RBCM|RBC CAPITAL MARKETS, LLC|2411
SNHY|SUN HYDRAULICS COR##|RHCO|Suntrust Robinson Humphrey, Inc.|400
SNHY|SUN HYDRAULICS COR##|SAGL|SAGETRADER, LLC|329
SNHY|SUN HYDRAULICS COR##|SAGW|SAGETRADER, LLC|200
SNHY|SUN HYDRAULICS COR##|SBSH|Citigroup Global Markets Inc.|55733
SNHY|SUN HYDRAULICS COR##|SEIC|SEI Investments Distribution Co.|100
SNHY|SUN HYDRAULICS COR##|SGMT|GOLDMAN SACHS & CO. LLC|38956
SNHY|SUN HYDRAULICS COR##|SIDC|Sidoti & Company, LLC|300
SNHY|SUN HYDRAULICS COR##|SPDR|SPEEDROUTE LLC|11142
SNHY|SUN HYDRAULICS COR##|SPTD|MINT GLOBAL MARKETS, INC.|3515
SNHY|SUN HYDRAULICS COR##|STFL|Stifel, Nicolaus & Company, Incorporated|9483
SNHY|SUN HYDRAULICS COR##|SWIM|TD Ameritrade, Inc.|433
SNHY|SUN HYDRAULICS COR##|SWST|Hilltop Securities Inc.|200
SNHY|SUN HYDRAULICS COR##|TKNG|ALLY INVEST SECURITIES LLC|48
SNHY|SUN HYDRAULICS COR##|TONC|CUTTONE & CO., LLC|210
SNHY|SUN HYDRAULICS COR##|TRBT|Tradebot Systems, Inc.|28725
SNHY|SUN HYDRAULICS COR##|TRCM|TRC MARKETS LLC|61416
SNHY|SUN HYDRAULICS COR##|UBSA|UBS SECURITIES LLC|131419
SNHY|SUN HYDRAULICS COR##|UBSS|UBS Securities LLC|346720
SNHY|SUN HYDRAULICS COR##|VALX|VIRTU AMERICAS LLC|4141
SNHY|SUN HYDRAULICS COR##|VGRD|Vanguard Marketing Corporation|2953
SNHY|SUN HYDRAULICS COR##|WBLR|WILLIAM BLAIR|1751
SNHY|SUN HYDRAULICS COR##|WCHV|WELLS FARGO SECURITIES, LLC|6647
SNHY|SUN HYDRAULICS COR##|WEED|Weeden & Co.L.P.|1213
SNHY|SUN HYDRAULICS COR##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
SNHY|SUN HYDRAULICS COR##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1014
SNHY|SUN HYDRAULICS COR##|WSEA|WOLVERINE SECURITIES, LLC|419
SNHY|SUN HYDRAULICS COR##|XIST|INSTINET, LLC|5200
SNHY|SUN HYDRAULICS COR##|XPQR|Jump Trading|554
SNHY|SUN HYDRAULICS COR##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SNHY|SUN HYDRAULICS COR##|YKNA|COMHAR CAPITAL MARKETS, LLC|3243
SNHY|SUN HYDRAULICS COR##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1084
SNLN|HIGHLAND IBOXX SR LN|ALTX|Alternet Securities Inc.|1000
SNLN|HIGHLAND IBOXX SR LN|APCC|Apex Clearing Corporation|102
SNLN|HIGHLAND IBOXX SR LN|BANK|Primevest Financial Services, Inc.|258
SNLN|HIGHLAND IBOXX SR LN|BARD|Robert W. Baird & Co. Incorporated|769
SNLN|HIGHLAND IBOXX SR LN|BATM|CBOE TRADING, INC.|1200
SNLN|HIGHLAND IBOXX SR LN|BBNT|BB&T SECURITIES, LLC|712
SNLN|HIGHLAND IBOXX SR LN|BERN|Sanford C. Bernstein & Co., LLC|14
SNLN|HIGHLAND IBOXX SR LN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15983
SNLN|HIGHLAND IBOXX SR LN|BTIG|BTIG, LLC|100
SNLN|HIGHLAND IBOXX SR LN|CANT|Cantor Fitzgerald & Co.|122365
SNLN|HIGHLAND IBOXX SR LN|CHAS|Charles Schwab & Co., Inc.|27826
SNLN|HIGHLAND IBOXX SR LN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35817
SNLN|HIGHLAND IBOXX SR LN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|199671
SNLN|HIGHLAND IBOXX SR LN|CTDL|Citadel Derivatives Group Llc|25352
SNLN|HIGHLAND IBOXX SR LN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
SNLN|HIGHLAND IBOXX SR LN|DBAX|Deutsche Bank Securities Inc.|34400
SNLN|HIGHLAND IBOXX SR LN|DEAN|MORGAN STANLEY|2207
SNLN|HIGHLAND IBOXX SR LN|EBXL|EBX LLC|13400
SNLN|HIGHLAND IBOXX SR LN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2300
SNLN|HIGHLAND IBOXX SR LN|EDJO|Edward D. Jones & Co., L.P.|973
SNLN|HIGHLAND IBOXX SR LN|EGAM|CBOE TRADING, INC.|6418
SNLN|HIGHLAND IBOXX SR LN|EGAW|CBOE TRADING, INC.|24
SNLN|HIGHLAND IBOXX SR LN|EGXM|CBOE TRADING, INC.|2382
SNLN|HIGHLAND IBOXX SR LN|ETCB|ETC BROKERAGE SERVICES, LLC|12
SNLN|HIGHLAND IBOXX SR LN|ETRS|E*Trade Securities LLC|13849
SNLN|HIGHLAND IBOXX SR LN|FBCO|Credit Suisse Securities (USA) LLC|37129
SNLN|HIGHLAND IBOXX SR LN|FBSB|U.S. Bancorp Investments, Inc.|31
SNLN|HIGHLAND IBOXX SR LN|FOMA|TD AMERITRADE CLEARING, INC.|284712
SNLN|HIGHLAND IBOXX SR LN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|210449
SNLN|HIGHLAND IBOXX SR LN|FTBR|Foliofn Investments, Inc.|5454
SNLN|HIGHLAND IBOXX SR LN|GEBB|GLOBAL EXECUTION BROKERS, LP|3846
SNLN|HIGHLAND IBOXX SR LN|GLPX|ACS EXECUTION SERVICES, LLC|413
SNLN|HIGHLAND IBOXX SR LN|GSCO|GOLDMAN SACHS & CO. LLC|2300
SNLN|HIGHLAND IBOXX SR LN|GSCS|GOLDMAN SACHS & CO. LLC|17270
SNLN|HIGHLAND IBOXX SR LN|HRBF|American Enterprise Investment Services Inc.|18168
SNLN|HIGHLAND IBOXX SR LN|IATS|INTERACTIVE BROKERS LLC|25
SNLN|HIGHLAND IBOXX SR LN|IBKR|Interactive Brokers Llc|10613
SNLN|HIGHLAND IBOXX SR LN|ICBX|INSTINET, LLC|4210
SNLN|HIGHLAND IBOXX SR LN|INCA|INSTINET, LLC|21620
SNLN|HIGHLAND IBOXX SR LN|ITGI|ITG Inc.|12
SNLN|HIGHLAND IBOXX SR LN|ITGP|ITG INC.|17800
SNLN|HIGHLAND IBOXX SR LN|JPMX|J.P. Morgan Securities LLC|19298
SNLN|HIGHLAND IBOXX SR LN|JSEB|JANE STREET EXECUTION SERVICES, LLC|595830
SNLN|HIGHLAND IBOXX SR LN|JSJX|JANE STREET CAPITAL LLC|216308
SNLN|HIGHLAND IBOXX SR LN|KCGM|VIRTU Americas LLC|82085
SNLN|HIGHLAND IBOXX SR LN|LEHM|Barclays Capital Inc./Le|87200
SNLN|HIGHLAND IBOXX SR LN|LIME|Lime Brokerage LLC|3666
SNLN|HIGHLAND IBOXX SR LN|LSCI|Lek Securities Corporation|64
SNLN|HIGHLAND IBOXX SR LN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23014
SNLN|HIGHLAND IBOXX SR LN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|90
SNLN|HIGHLAND IBOXX SR LN|MOTF|MOTIF INVESTING, INC.|1
SNLN|HIGHLAND IBOXX SR LN|MSCO|MORGAN STANLEY & CO. LLC|112016
SNLN|HIGHLAND IBOXX SR LN|MSPL|MORGAN STANLEY & CO. LLC|7000
SNLN|HIGHLAND IBOXX SR LN|NEUB|NEUBERGER BERMAN BD LLC|80
SNLN|HIGHLAND IBOXX SR LN|NFSC|National Financial Services LLC|341132
SNLN|HIGHLAND IBOXX SR LN|NITE|VIRTU Americas LLC|355425
SNLN|HIGHLAND IBOXX SR LN|NTRC|Northern Trust Securities, Inc.|2220
SNLN|HIGHLAND IBOXX SR LN|OLDM|OLD MISSION CAPITAL, LLC|38706
SNLN|HIGHLAND IBOXX SR LN|OPCO|Oppenheimer & Co. Inc.|1301
SNLN|HIGHLAND IBOXX SR LN|PDQM|CODA MARKETS, INC.|636
SNLN|HIGHLAND IBOXX SR LN|RAJA|Raymond James & Associates, Inc.|14347
SNLN|HIGHLAND IBOXX SR LN|RBCM|RBC CAPITAL MARKETS, LLC|4637
SNLN|HIGHLAND IBOXX SR LN|SBSH|Citigroup Global Markets Inc.|388
SNLN|HIGHLAND IBOXX SR LN|SGMT|GOLDMAN SACHS & CO. LLC|65835
SNLN|HIGHLAND IBOXX SR LN|STFL|Stifel, Nicolaus & Company, Incorporated|2949
SNLN|HIGHLAND IBOXX SR LN|SWIM|TD Ameritrade, Inc.|3033
SNLN|HIGHLAND IBOXX SR LN|SWST|Hilltop Securities Inc.|1927
SNLN|HIGHLAND IBOXX SR LN|TRCM|TRC MARKETS LLC|1736
SNLN|HIGHLAND IBOXX SR LN|UBSA|UBS SECURITIES LLC|110051
SNLN|HIGHLAND IBOXX SR LN|UBSS|UBS Securities LLC|64549
SNLN|HIGHLAND IBOXX SR LN|VGRD|Vanguard Marketing Corporation|22652
SNLN|HIGHLAND IBOXX SR LN|WBET|Wallachbeth Capital LLC|91173
SNLN|HIGHLAND IBOXX SR LN|WCHV|WELLS FARGO SECURITIES, LLC|98824
SNLN|HIGHLAND IBOXX SR LN|WEDB|WEDBUSH SECURITIES INC.|1583
SNLN|HIGHLAND IBOXX SR LN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1468
SNLN|HIGHLAND IBOXX SR LN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49
SNLN|HIGHLAND IBOXX SR LN|WSEA|WOLVERINE SECURITIES, LLC|9940
SNLN|HIGHLAND IBOXX SR LN|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
SNLN|HIGHLAND IBOXX SR LN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|99867
SNMP|SANCHEZ MIDSTREAM|APCC|Apex Clearing Corporation|17
SNMP|SANCHEZ MIDSTREAM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|560
SNMP|SANCHEZ MIDSTREAM|BZYD|GOLDMAN SACHS & CO. LLC|2951
SNMP|SANCHEZ MIDSTREAM|CHAS|Charles Schwab & Co., Inc.|3
SNMP|SANCHEZ MIDSTREAM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|301
SNMP|SANCHEZ MIDSTREAM|DBAB|Deutsche Bank Securities Inc.|700
SNMP|SANCHEZ MIDSTREAM|DBAX|Deutsche Bank Securities Inc.|100
SNMP|SANCHEZ MIDSTREAM|DEAN|MORGAN STANLEY|350
SNMP|SANCHEZ MIDSTREAM|EBXL|EBX LLC|2700
SNMP|SANCHEZ MIDSTREAM|EDJO|Edward D. Jones & Co., L.P.|110
SNMP|SANCHEZ MIDSTREAM|EGAM|CBOE TRADING, INC.|100
SNMP|SANCHEZ MIDSTREAM|ETCB|ETC BROKERAGE SERVICES, LLC|430
SNMP|SANCHEZ MIDSTREAM|ETRS|E*Trade Securities LLC|7882
SNMP|SANCHEZ MIDSTREAM|FTBR|Foliofn Investments, Inc.|55
SNMP|SANCHEZ MIDSTREAM|GLIS|TD Securities Inc|200
SNMP|SANCHEZ MIDSTREAM|GSCO|GOLDMAN SACHS & CO. LLC|2174
SNMP|SANCHEZ MIDSTREAM|GSCS|GOLDMAN SACHS & CO. LLC|1515
SNMP|SANCHEZ MIDSTREAM|GSLT|GOLDMAN SACHS & CO. LLC|100
SNMP|SANCHEZ MIDSTREAM|IBKR|Interactive Brokers Llc|3277
SNMP|SANCHEZ MIDSTREAM|INJX|INSTINET, LLC|100
SNMP|SANCHEZ MIDSTREAM|ITGI|ITG Inc.|300
SNMP|SANCHEZ MIDSTREAM|JEFF|JEFFERIES LLC|400
SNMP|SANCHEZ MIDSTREAM|JRCO|Johnson Rice & Company L.L.C.|2500
SNMP|SANCHEZ MIDSTREAM|LEHM|Barclays Capital Inc./Le|200
SNMP|SANCHEZ MIDSTREAM|LIME|Lime Brokerage LLC|4944
SNMP|SANCHEZ MIDSTREAM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SNMP|SANCHEZ MIDSTREAM|MSCO|MORGAN STANLEY & CO. LLC|34710
SNMP|SANCHEZ MIDSTREAM|NFSC|National Financial Services LLC|85253
SNMP|SANCHEZ MIDSTREAM|NITE|VIRTU Americas LLC|99061
SNMP|SANCHEZ MIDSTREAM|PDQM|CODA MARKETS, INC.|1002
SNMP|SANCHEZ MIDSTREAM|PWJC|UBS Financial Services, Inc.|300
SNMP|SANCHEZ MIDSTREAM|RBCM|RBC CAPITAL MARKETS, LLC|4499
SNMP|SANCHEZ MIDSTREAM|RGLD|Regal Securities, Inc|150
SNMP|SANCHEZ MIDSTREAM|SBSH|Citigroup Global Markets Inc.|2799
SNMP|SANCHEZ MIDSTREAM|SOGO|Wang Investment Associates, Inc.|500
SNMP|SANCHEZ MIDSTREAM|SWIM|TD Ameritrade, Inc.|9157
SNMP|SANCHEZ MIDSTREAM|TKNG|ALLY INVEST SECURITIES LLC|5070
SNMP|SANCHEZ MIDSTREAM|UBSA|UBS SECURITIES LLC|802
SNMP|SANCHEZ MIDSTREAM|UBSS|UBS Securities LLC|8253
SNMP|SANCHEZ MIDSTREAM|VGRD|Vanguard Marketing Corporation|6278
SNMP|SANCHEZ MIDSTREAM|WCHV|WELLS FARGO SECURITIES, LLC|9483
SNMP|SANCHEZ MIDSTREAM|WEDB|WEDBUSH SECURITIES INC.|500
SNMP|SANCHEZ MIDSTREAM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15323
SNMP|SANCHEZ MIDSTREAM|WSEA|WOLVERINE SECURITIES, LLC|6156
SNMP|SANCHEZ MIDSTREAM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2120
SNMX|SENOMYX, INC.|ALTX|Alternet Securities Inc.|600
SNMX|SENOMYX, INC.|APCC|Apex Clearing Corporation|4
SNMX|SENOMYX, INC.|BATM|CBOE TRADING, INC.|100
SNMX|SENOMYX, INC.|BERN|Sanford C. Bernstein & Co., LLC|15
SNMX|SENOMYX, INC.|BIMI|Banca IMI Securities Corp.|3273
SNMX|SENOMYX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22116
SNMX|SENOMYX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
SNMX|SENOMYX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7287
SNMX|SENOMYX, INC.|CTDL|Citadel Derivatives Group Llc|2842
SNMX|SENOMYX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
SNMX|SENOMYX, INC.|DBAB|Deutsche Bank Securities Inc.|10065
SNMX|SENOMYX, INC.|DBAX|Deutsche Bank Securities Inc.|11000
SNMX|SENOMYX, INC.|DEAN|MORGAN STANLEY|1000
SNMX|SENOMYX, INC.|DEGS|RONIN PROFESSIONAL LLC|9813
SNMX|SENOMYX, INC.|EBXL|EBX LLC|4300
SNMX|SENOMYX, INC.|EGAM|CBOE TRADING, INC.|4580
SNMX|SENOMYX, INC.|EGXW|CBOE TRADING, INC.|19970
SNMX|SENOMYX, INC.|ETBE|Electronic Transaction Clearing, Inc.|87
SNMX|SENOMYX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7670
SNMX|SENOMYX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3774
SNMX|SENOMYX, INC.|ETRS|E*Trade Securities LLC|62125
SNMX|SENOMYX, INC.|FBCO|Credit Suisse Securities (USA) LLC|7348
SNMX|SENOMYX, INC.|FILL|Tradestation Securities, Inc.|3303
SNMX|SENOMYX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|64785
SNMX|SENOMYX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3046
SNMX|SENOMYX, INC.|FTBR|Foliofn Investments, Inc.|28
SNMX|SENOMYX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|9574
SNMX|SENOMYX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1390
SNMX|SENOMYX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|46650
SNMX|SENOMYX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3508
SNMX|SENOMYX, INC.|GTSZ|GTS SECURITIES LLC|300
SNMX|SENOMYX, INC.|HRBF|American Enterprise Investment Services Inc.|7
SNMX|SENOMYX, INC.|HSBC|HSBC Securities, Inc.|800
SNMX|SENOMYX, INC.|IATS|INTERACTIVE BROKERS LLC|3409
SNMX|SENOMYX, INC.|IBKR|Interactive Brokers Llc|73461
SNMX|SENOMYX, INC.|ICBX|INSTINET, LLC|1400
SNMX|SENOMYX, INC.|INCA|INSTINET, LLC|16300
SNMX|SENOMYX, INC.|INJX|INSTINET, LLC|100
SNMX|SENOMYX, INC.|ITGI|ITG Inc.|2314
SNMX|SENOMYX, INC.|ITGP|ITG INC.|4600
SNMX|SENOMYX, INC.|JANY|Janney Montgomery Scott Inc.|11227
SNMX|SENOMYX, INC.|JEFF|JEFFERIES LLC|300
SNMX|SENOMYX, INC.|JMPT|JUMP TRADING, LLC|20
SNMX|SENOMYX, INC.|JONE|JonesTrading|2500
SNMX|SENOMYX, INC.|JPMX|J.P. Morgan Securities LLC|13800
SNMX|SENOMYX, INC.|JSJX|JANE STREET CAPITAL LLC|13
SNMX|SENOMYX, INC.|KCGM|VIRTU Americas LLC|920
SNMX|SENOMYX, INC.|LEHM|Barclays Capital Inc./Le|9931
SNMX|SENOMYX, INC.|LGNT|COR CLEARING LLC|100
SNMX|SENOMYX, INC.|LIME|Lime Brokerage LLC|22101
SNMX|SENOMYX, INC.|LMGP|LIME BROKERAGE LLC|13700
SNMX|SENOMYX, INC.|LSCI|Lek Securities Corporation|300
SNMX|SENOMYX, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SNMX|SENOMYX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2700
SNMX|SENOMYX, INC.|MSCO|MORGAN STANLEY & CO. LLC|186361
SNMX|SENOMYX, INC.|MSPL|MORGAN STANLEY & CO. LLC|1300
SNMX|SENOMYX, INC.|MSTX|MORGAN STANLEY & CO. LLC|600
SNMX|SENOMYX, INC.|NFSC|National Financial Services LLC|90537
SNMX|SENOMYX, INC.|NITE|VIRTU Americas LLC|204076
SNMX|SENOMYX, INC.|NQRB|Brut, LLC|100
SNMX|SENOMYX, INC.|NTRC|Northern Trust Securities, Inc.|35
SNMX|SENOMYX, INC.|OPCO|Oppenheimer & Co. Inc.|6602
SNMX|SENOMYX, INC.|PDQM|CODA MARKETS, INC.|4516
SNMX|SENOMYX, INC.|RAJA|Raymond James & Associates, Inc.|19410
SNMX|SENOMYX, INC.|SAGL|SAGETRADER, LLC|2200
SNMX|SENOMYX, INC.|SBSH|Citigroup Global Markets Inc.|21412
SNMX|SENOMYX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|4400
SNMX|SENOMYX, INC.|SOGO|Wang Investment Associates, Inc.|200
SNMX|SENOMYX, INC.|SPDR|SPEEDROUTE LLC|3620
SNMX|SENOMYX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1400
SNMX|SENOMYX, INC.|SWIM|TD Ameritrade, Inc.|26853
SNMX|SENOMYX, INC.|TRCM|TRC MARKETS LLC|27924
SNMX|SENOMYX, INC.|UBSA|UBS SECURITIES LLC|21914
SNMX|SENOMYX, INC.|UBSS|UBS Securities LLC|145727
SNMX|SENOMYX, INC.|VALX|VIRTU AMERICAS LLC|6
SNMX|SENOMYX, INC.|VGRD|Vanguard Marketing Corporation|19257
SNMX|SENOMYX, INC.|WBLR|WILLIAM BLAIR|3100
SNMX|SENOMYX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|6261
SNMX|SENOMYX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|889
SNMX|SENOMYX, INC.|WSEA|WOLVERINE SECURITIES, LLC|557
SNMX|SENOMYX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SNMX|SENOMYX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|720
SNMX|SENOMYX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2100
SNN|SMITH&NEPHEW PLC NEW|ALTX|Alternet Securities Inc.|7278
SNN|SMITH&NEPHEW PLC NEW|ANOS|ABEL/NOSER, L.L.C.|2739
SNN|SMITH&NEPHEW PLC NEW|APCC|Apex Clearing Corporation|123
SNN|SMITH&NEPHEW PLC NEW|BALE|M&T SECURITIES, INC.|417
SNN|SMITH&NEPHEW PLC NEW|BANK|Primevest Financial Services, Inc.|42
SNN|SMITH&NEPHEW PLC NEW|BARD|Robert W. Baird & Co. Incorporated|4108
SNN|SMITH&NEPHEW PLC NEW|BATM|CBOE TRADING, INC.|1780
SNN|SMITH&NEPHEW PLC NEW|BBNT|BB&T SECURITIES, LLC|601
SNN|SMITH&NEPHEW PLC NEW|BERN|Sanford C. Bernstein & Co., LLC|44052
SNN|SMITH&NEPHEW PLC NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10987
SNN|SMITH&NEPHEW PLC NEW|BYXM|CBOE TRADING, INC.|200
SNN|SMITH&NEPHEW PLC NEW|BZYD|GOLDMAN SACHS & CO. LLC|700
SNN|SMITH&NEPHEW PLC NEW|CANT|Cantor Fitzgerald & Co.|17167
SNN|SMITH&NEPHEW PLC NEW|CHAS|Charles Schwab & Co., Inc.|648
SNN|SMITH&NEPHEW PLC NEW|CICF|Canaccord Genuity Corp.|470
SNN|SMITH&NEPHEW PLC NEW|CIST|Capital Institutional Services, Inc.|4389
SNN|SMITH&NEPHEW PLC NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29644
SNN|SMITH&NEPHEW PLC NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|718
SNN|SMITH&NEPHEW PLC NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|161081
SNN|SMITH&NEPHEW PLC NEW|CTDL|Citadel Derivatives Group Llc|3026
SNN|SMITH&NEPHEW PLC NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|17946
SNN|SMITH&NEPHEW PLC NEW|DADA|D.A. Davidson & Co.|246
SNN|SMITH&NEPHEW PLC NEW|DBAB|Deutsche Bank Securities Inc.|206821
SNN|SMITH&NEPHEW PLC NEW|DBAX|Deutsche Bank Securities Inc.|160800
SNN|SMITH&NEPHEW PLC NEW|DBUL|Deutsche Bank Securities Inc.|900
SNN|SMITH&NEPHEW PLC NEW|DCHF|Dart Executions, LLC|10120
SNN|SMITH&NEPHEW PLC NEW|DEAN|MORGAN STANLEY|10656
SNN|SMITH&NEPHEW PLC NEW|EBXL|EBX LLC|56900
SNN|SMITH&NEPHEW PLC NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|16450
SNN|SMITH&NEPHEW PLC NEW|EDJC|Edward Jones / CDS|125
SNN|SMITH&NEPHEW PLC NEW|EDJO|Edward D. Jones & Co., L.P.|691
SNN|SMITH&NEPHEW PLC NEW|EGAM|CBOE TRADING, INC.|6903
SNN|SMITH&NEPHEW PLC NEW|EGXM|CBOE TRADING, INC.|800
SNN|SMITH&NEPHEW PLC NEW|ETBE|Electronic Transaction Clearing, Inc.|13361
SNN|SMITH&NEPHEW PLC NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5000
SNN|SMITH&NEPHEW PLC NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
SNN|SMITH&NEPHEW PLC NEW|ETRS|E*Trade Securities LLC|25200
SNN|SMITH&NEPHEW PLC NEW|FBSB|U.S. Bancorp Investments, Inc.|350
SNN|SMITH&NEPHEW PLC NEW|FIDT|Fidelity Clearing Canada ULC./ CDS|17
SNN|SMITH&NEPHEW PLC NEW|FINX|FINTECH SECURITIES|149
SNN|SMITH&NEPHEW PLC NEW|FMAF|NBCN Inc./ CDS|1745
SNN|SMITH&NEPHEW PLC NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22519
SNN|SMITH&NEPHEW PLC NEW|FTBR|Foliofn Investments, Inc.|8226
SNN|SMITH&NEPHEW PLC NEW|GARC|ICAP Corporates LLC|400000
SNN|SMITH&NEPHEW PLC NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|16577
SNN|SMITH&NEPHEW PLC NEW|GLIS|TD Securities Inc|50
SNN|SMITH&NEPHEW PLC NEW|GLPX|ACS EXECUTION SERVICES, LLC|149865
SNN|SMITH&NEPHEW PLC NEW|GSCO|GOLDMAN SACHS & CO. LLC|244171
SNN|SMITH&NEPHEW PLC NEW|GSCS|GOLDMAN SACHS & CO. LLC|1000
SNN|SMITH&NEPHEW PLC NEW|GSLT|GOLDMAN SACHS & CO. LLC|34789
SNN|SMITH&NEPHEW PLC NEW|GTSY|GTS SECURITIES LLC|400
SNN|SMITH&NEPHEW PLC NEW|GTSZ|GTS SECURITIES LLC|15997
SNN|SMITH&NEPHEW PLC NEW|HRBF|American Enterprise Investment Services Inc.|6916
SNN|SMITH&NEPHEW PLC NEW|HSBC|HSBC Securities, Inc.|300
SNN|SMITH&NEPHEW PLC NEW|IATS|INTERACTIVE BROKERS LLC|12628
SNN|SMITH&NEPHEW PLC NEW|IBKR|Interactive Brokers Llc|62843
SNN|SMITH&NEPHEW PLC NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|547
SNN|SMITH&NEPHEW PLC NEW|ICBX|INSTINET, LLC|36022
SNN|SMITH&NEPHEW PLC NEW|INCA|INSTINET, LLC|201271
SNN|SMITH&NEPHEW PLC NEW|INJX|INSTINET, LLC|2700
SNN|SMITH&NEPHEW PLC NEW|INTL|INTL FCSTONE FINANCIAL INC.|351
SNN|SMITH&NEPHEW PLC NEW|ITGI|ITG Inc.|50038
SNN|SMITH&NEPHEW PLC NEW|ITGP|ITG INC.|43200
SNN|SMITH&NEPHEW PLC NEW|JANY|Janney Montgomery Scott Inc.|3658
SNN|SMITH&NEPHEW PLC NEW|JEFF|JEFFERIES LLC|34294
SNN|SMITH&NEPHEW PLC NEW|JMPT|JUMP TRADING, LLC|36475
SNN|SMITH&NEPHEW PLC NEW|JPBX|J.P. MORGAN SECURITIES LLC|7136
SNN|SMITH&NEPHEW PLC NEW|JPMX|J.P. Morgan Securities LLC|129448
SNN|SMITH&NEPHEW PLC NEW|JSJX|JANE STREET CAPITAL LLC|7490
SNN|SMITH&NEPHEW PLC NEW|KCGM|VIRTU Americas LLC|27878
SNN|SMITH&NEPHEW PLC NEW|LEHM|Barclays Capital Inc./Le|356928
SNN|SMITH&NEPHEW PLC NEW|LIME|Lime Brokerage LLC|110236
SNN|SMITH&NEPHEW PLC NEW|LSCI|Lek Securities Corporation|12
SNN|SMITH&NEPHEW PLC NEW|MAXM|Maxim Group LLC|122640
SNN|SMITH&NEPHEW PLC NEW|MCMF|Raymond James Ltd. Cds|56
SNN|SMITH&NEPHEW PLC NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105405
SNN|SMITH&NEPHEW PLC NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
SNN|SMITH&NEPHEW PLC NEW|MOTF|MOTIF INVESTING, INC.|11
SNN|SMITH&NEPHEW PLC NEW|MSCO|MORGAN STANLEY & CO. LLC|603329
SNN|SMITH&NEPHEW PLC NEW|MSPL|MORGAN STANLEY & CO. LLC|268200
SNN|SMITH&NEPHEW PLC NEW|MSTX|MORGAN STANLEY & CO. LLC|27600
SNN|SMITH&NEPHEW PLC NEW|NFSC|National Financial Services LLC|69477
SNN|SMITH&NEPHEW PLC NEW|NITE|VIRTU Americas LLC|281855
SNN|SMITH&NEPHEW PLC NEW|NQRB|Brut, LLC|15443
SNN|SMITH&NEPHEW PLC NEW|NTBF|BMO Nesbitt Burns Inc./CDS|4254
SNN|SMITH&NEPHEW PLC NEW|NTRC|Northern Trust Securities, Inc.|4043
SNN|SMITH&NEPHEW PLC NEW|OLDM|OLD MISSION CAPITAL, LLC|40775
SNN|SMITH&NEPHEW PLC NEW|OPCO|Oppenheimer & Co. Inc.|783
SNN|SMITH&NEPHEW PLC NEW|PDQM|CODA MARKETS, INC.|104209
SNN|SMITH&NEPHEW PLC NEW|PWJC|UBS Financial Services, Inc.|3474
SNN|SMITH&NEPHEW PLC NEW|RBCM|RBC CAPITAL MARKETS, LLC|3551
SNN|SMITH&NEPHEW PLC NEW|SAGL|SAGETRADER, LLC|1000
SNN|SMITH&NEPHEW PLC NEW|SALI|INTL FCSTONE FINANCIAL INC.|3971
SNN|SMITH&NEPHEW PLC NEW|SBSH|Citigroup Global Markets Inc.|140812
SNN|SMITH&NEPHEW PLC NEW|SEIC|SEI Investments Distribution Co.|1851
SNN|SMITH&NEPHEW PLC NEW|SGMT|GOLDMAN SACHS & CO. LLC|43683
SNN|SMITH&NEPHEW PLC NEW|SPDR|SPEEDROUTE LLC|1900
SNN|SMITH&NEPHEW PLC NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
SNN|SMITH&NEPHEW PLC NEW|STFL|Stifel, Nicolaus & Company, Incorporated|23410
SNN|SMITH&NEPHEW PLC NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1000
SNN|SMITH&NEPHEW PLC NEW|SWST|Hilltop Securities Inc.|2500
SNN|SMITH&NEPHEW PLC NEW|TKNG|ALLY INVEST SECURITIES LLC|40
SNN|SMITH&NEPHEW PLC NEW|TRBT|Tradebot Systems, Inc.|123927
SNN|SMITH&NEPHEW PLC NEW|TRCM|TRC MARKETS LLC|99938
SNN|SMITH&NEPHEW PLC NEW|UBSA|UBS SECURITIES LLC|260012
SNN|SMITH&NEPHEW PLC NEW|UBSS|UBS Securities LLC|352876
SNN|SMITH&NEPHEW PLC NEW|VALX|VIRTU AMERICAS LLC|50978
SNN|SMITH&NEPHEW PLC NEW|VERT|The Vertical Trading Group, LLC|158
SNN|SMITH&NEPHEW PLC NEW|VGRD|Vanguard Marketing Corporation|1195
SNN|SMITH&NEPHEW PLC NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|200
SNN|SMITH&NEPHEW PLC NEW|WCHV|WELLS FARGO SECURITIES, LLC|17860
SNN|SMITH&NEPHEW PLC NEW|WEDB|WEDBUSH SECURITIES INC.|4192
SNN|SMITH&NEPHEW PLC NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1114
SNN|SMITH&NEPHEW PLC NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2138
SNN|SMITH&NEPHEW PLC NEW|WGIF|CIBC World Markets Inc.|5441
SNN|SMITH&NEPHEW PLC NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|41
SNN|SMITH&NEPHEW PLC NEW|WSEA|WOLVERINE SECURITIES, LLC|1102
SNN|SMITH&NEPHEW PLC NEW|XIST|INSTINET, LLC|28262
SNN|SMITH&NEPHEW PLC NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
SNN|SMITH&NEPHEW PLC NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|990
SNN|SMITH&NEPHEW PLC NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2256
SNNA|SIENNA BIOPHARMA CM|ALTX|Alternet Securities Inc.|3702
SNNA|SIENNA BIOPHARMA CM|BATM|CBOE TRADING, INC.|1036
SNNA|SIENNA BIOPHARMA CM|BKCM|BNY Mellon Capital Markets LLC|8059
SNNA|SIENNA BIOPHARMA CM|BMOC|BMO Capital Markets Corp.|2434
SNNA|SIENNA BIOPHARMA CM|BNPX|BNP PARIBAS SECURITIES CORP.|1415
SNNA|SIENNA BIOPHARMA CM|BTIG|BTIG, LLC|4859
SNNA|SIENNA BIOPHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1035
SNNA|SIENNA BIOPHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10234
SNNA|SIENNA BIOPHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|250
SNNA|SIENNA BIOPHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20153
SNNA|SIENNA BIOPHARMA CM|CTDL|Citadel Derivatives Group Llc|1618
SNNA|SIENNA BIOPHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1222
SNNA|SIENNA BIOPHARMA CM|DBAB|Deutsche Bank Securities Inc.|30332
SNNA|SIENNA BIOPHARMA CM|DBAX|Deutsche Bank Securities Inc.|20400
SNNA|SIENNA BIOPHARMA CM|DEGS|RONIN PROFESSIONAL LLC|15373
SNNA|SIENNA BIOPHARMA CM|EBXL|EBX LLC|12600
SNNA|SIENNA BIOPHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|358
SNNA|SIENNA BIOPHARMA CM|EDJO|Edward D. Jones & Co., L.P.|80
SNNA|SIENNA BIOPHARMA CM|EGAM|CBOE TRADING, INC.|890
SNNA|SIENNA BIOPHARMA CM|EGXM|CBOE TRADING, INC.|700
SNNA|SIENNA BIOPHARMA CM|EGXW|CBOE TRADING, INC.|100
SNNA|SIENNA BIOPHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|5992
SNNA|SIENNA BIOPHARMA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12412
SNNA|SIENNA BIOPHARMA CM|ETRS|E*Trade Securities LLC|1655
SNNA|SIENNA BIOPHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|216785
SNNA|SIENNA BIOPHARMA CM|FINX|FINTECH SECURITIES|1500
SNNA|SIENNA BIOPHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|94022
SNNA|SIENNA BIOPHARMA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|386
SNNA|SIENNA BIOPHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19584
SNNA|SIENNA BIOPHARMA CM|FTBR|Foliofn Investments, Inc.|9
SNNA|SIENNA BIOPHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|4673
SNNA|SIENNA BIOPHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|2859
SNNA|SIENNA BIOPHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|184841
SNNA|SIENNA BIOPHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|16017
SNNA|SIENNA BIOPHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|1428
SNNA|SIENNA BIOPHARMA CM|GTSZ|GTS SECURITIES LLC|30471
SNNA|SIENNA BIOPHARMA CM|HAPX|HAP Trading, LLC|133
SNNA|SIENNA BIOPHARMA CM|IATS|INTERACTIVE BROKERS LLC|1900
SNNA|SIENNA BIOPHARMA CM|IBKR|Interactive Brokers Llc|14092
SNNA|SIENNA BIOPHARMA CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
SNNA|SIENNA BIOPHARMA CM|ICBX|INSTINET, LLC|3600
SNNA|SIENNA BIOPHARMA CM|IEQY|CITADEL SECURITIES LLC|17043
SNNA|SIENNA BIOPHARMA CM|INCA|INSTINET, LLC|32288
SNNA|SIENNA BIOPHARMA CM|INJX|INSTINET, LLC|528
SNNA|SIENNA BIOPHARMA CM|ITGI|ITG Inc.|4310
SNNA|SIENNA BIOPHARMA CM|ITGP|ITG INC.|10800
SNNA|SIENNA BIOPHARMA CM|JEFF|JEFFERIES LLC|381
SNNA|SIENNA BIOPHARMA CM|JPBX|J.P. MORGAN SECURITIES LLC|2474
SNNA|SIENNA BIOPHARMA CM|JPMX|J.P. Morgan Securities LLC|48661
SNNA|SIENNA BIOPHARMA CM|KCGM|VIRTU Americas LLC|1561
SNNA|SIENNA BIOPHARMA CM|LEHM|Barclays Capital Inc./Le|52658
SNNA|SIENNA BIOPHARMA CM|LIME|Lime Brokerage LLC|53103
SNNA|SIENNA BIOPHARMA CM|LMGP|LIME BROKERAGE LLC|9848
SNNA|SIENNA BIOPHARMA CM|LSCI|Lek Securities Corporation|892
SNNA|SIENNA BIOPHARMA CM|MAXM|Maxim Group LLC|1614
SNNA|SIENNA BIOPHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
SNNA|SIENNA BIOPHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|216800
SNNA|SIENNA BIOPHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|21600
SNNA|SIENNA BIOPHARMA CM|MSTX|MORGAN STANLEY & CO. LLC|800
SNNA|SIENNA BIOPHARMA CM|NFSC|National Financial Services LLC|6594
SNNA|SIENNA BIOPHARMA CM|NITE|VIRTU Americas LLC|37724
SNNA|SIENNA BIOPHARMA CM|NITP|VIRTU Americas LLC|2844
SNNA|SIENNA BIOPHARMA CM|NQRB|Brut, LLC|100
SNNA|SIENNA BIOPHARMA CM|PDQM|CODA MARKETS, INC.|5523
SNNA|SIENNA BIOPHARMA CM|PNSR|Penserra Securities, LLC|2942
SNNA|SIENNA BIOPHARMA CM|RAJA|Raymond James & Associates, Inc.|711
SNNA|SIENNA BIOPHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|200
SNNA|SIENNA BIOPHARMA CM|SBSH|Citigroup Global Markets Inc.|17532
SNNA|SIENNA BIOPHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|9437
SNNA|SIENNA BIOPHARMA CM|SPDR|SPEEDROUTE LLC|7169
SNNA|SIENNA BIOPHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|30657
SNNA|SIENNA BIOPHARMA CM|SWIM|TD Ameritrade, Inc.|1950
SNNA|SIENNA BIOPHARMA CM|TRBT|Tradebot Systems, Inc.|8714
SNNA|SIENNA BIOPHARMA CM|TRCM|TRC MARKETS LLC|23106
SNNA|SIENNA BIOPHARMA CM|UBSA|UBS SECURITIES LLC|53607
SNNA|SIENNA BIOPHARMA CM|UBSS|UBS Securities LLC|113878
SNNA|SIENNA BIOPHARMA CM|VALX|VIRTU AMERICAS LLC|2339
SNNA|SIENNA BIOPHARMA CM|VGRD|Vanguard Marketing Corporation|62
SNNA|SIENNA BIOPHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|8062
SNNA|SIENNA BIOPHARMA CM|WEED|Weeden & Co.L.P.|10
SNNA|SIENNA BIOPHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|176
SNNA|SIENNA BIOPHARMA CM|XIST|INSTINET, LLC|400
SNNA|SIENNA BIOPHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
SNNA|SIENNA BIOPHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|248
SNNA|SIENNA BIOPHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
SNOA|SONOMA PHARMACEUTICA|ALTX|Alternet Securities Inc.|8514
SNOA|SONOMA PHARMACEUTICA|APCC|Apex Clearing Corporation|364
SNOA|SONOMA PHARMACEUTICA|BIMI|Banca IMI Securities Corp.|550
SNOA|SONOMA PHARMACEUTICA|CANT|Cantor Fitzgerald & Co.|273
SNOA|SONOMA PHARMACEUTICA|CHAS|Charles Schwab & Co., Inc.|2500
SNOA|SONOMA PHARMACEUTICA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69702
SNOA|SONOMA PHARMACEUTICA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4356
SNOA|SONOMA PHARMACEUTICA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
SNOA|SONOMA PHARMACEUTICA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7677
SNOA|SONOMA PHARMACEUTICA|CTDL|Citadel Derivatives Group Llc|906
SNOA|SONOMA PHARMACEUTICA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2176
SNOA|SONOMA PHARMACEUTICA|DBAB|Deutsche Bank Securities Inc.|12744
SNOA|SONOMA PHARMACEUTICA|DBAX|Deutsche Bank Securities Inc.|8700
SNOA|SONOMA PHARMACEUTICA|DEAN|MORGAN STANLEY|1997
SNOA|SONOMA PHARMACEUTICA|DEGS|RONIN PROFESSIONAL LLC|17710
SNOA|SONOMA PHARMACEUTICA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9437
SNOA|SONOMA PHARMACEUTICA|DJSA|Dawson James Securities, Inc|14100
SNOA|SONOMA PHARMACEUTICA|EBXL|EBX LLC|4700
SNOA|SONOMA PHARMACEUTICA|EDJO|Edward D. Jones & Co., L.P.|2000
SNOA|SONOMA PHARMACEUTICA|EGAM|CBOE TRADING, INC.|8314
SNOA|SONOMA PHARMACEUTICA|EGXM|CBOE TRADING, INC.|1300
SNOA|SONOMA PHARMACEUTICA|EGXW|CBOE TRADING, INC.|300
SNOA|SONOMA PHARMACEUTICA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SNOA|SONOMA PHARMACEUTICA|ETRS|E*Trade Securities LLC|211104
SNOA|SONOMA PHARMACEUTICA|FBCO|Credit Suisse Securities (USA) LLC|27289
SNOA|SONOMA PHARMACEUTICA|FBRC|B. RILEY FBR, INC.|2888
SNOA|SONOMA PHARMACEUTICA|FILL|Tradestation Securities, Inc.|5700
SNOA|SONOMA PHARMACEUTICA|FMAF|NBCN Inc./ CDS|1400
SNOA|SONOMA PHARMACEUTICA|FOMA|TD AMERITRADE CLEARING, INC.|273582
SNOA|SONOMA PHARMACEUTICA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1078
SNOA|SONOMA PHARMACEUTICA|FTBR|Foliofn Investments, Inc.|6806
SNOA|SONOMA PHARMACEUTICA|GEBB|GLOBAL EXECUTION BROKERS, LP|972
SNOA|SONOMA PHARMACEUTICA|GLPX|ACS EXECUTION SERVICES, LLC|40
SNOA|SONOMA PHARMACEUTICA|GSCO|GOLDMAN SACHS & CO. LLC|1998
SNOA|SONOMA PHARMACEUTICA|GSLT|GOLDMAN SACHS & CO. LLC|100
SNOA|SONOMA PHARMACEUTICA|GTSZ|GTS SECURITIES LLC|4643
SNOA|SONOMA PHARMACEUTICA|HRBF|American Enterprise Investment Services Inc.|43
SNOA|SONOMA PHARMACEUTICA|IATS|INTERACTIVE BROKERS LLC|14043
SNOA|SONOMA PHARMACEUTICA|IBKR|Interactive Brokers Llc|122441
SNOA|SONOMA PHARMACEUTICA|ICBX|INSTINET, LLC|5000
SNOA|SONOMA PHARMACEUTICA|INCA|INSTINET, LLC|38318
SNOA|SONOMA PHARMACEUTICA|ITGI|ITG Inc.|100
SNOA|SONOMA PHARMACEUTICA|ITGP|ITG INC.|12200
SNOA|SONOMA PHARMACEUTICA|JMPT|JUMP TRADING, LLC|253
SNOA|SONOMA PHARMACEUTICA|JPMX|J.P. Morgan Securities LLC|8452
SNOA|SONOMA PHARMACEUTICA|JSJX|JANE STREET CAPITAL LLC|201
SNOA|SONOMA PHARMACEUTICA|KCGM|VIRTU Americas LLC|3777
SNOA|SONOMA PHARMACEUTICA|LEHM|Barclays Capital Inc./Le|24461
SNOA|SONOMA PHARMACEUTICA|LIME|Lime Brokerage LLC|15773
SNOA|SONOMA PHARMACEUTICA|LMGP|LIME BROKERAGE LLC|900
SNOA|SONOMA PHARMACEUTICA|LTCO|Ladenburg, Thalmann & Co., Inc.|4000
SNOA|SONOMA PHARMACEUTICA|MBTS|ALLY INVEST SECURITIES LLC|7170
SNOA|SONOMA PHARMACEUTICA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6843
SNOA|SONOMA PHARMACEUTICA|MOTF|MOTIF INVESTING, INC.|5
SNOA|SONOMA PHARMACEUTICA|MSCO|MORGAN STANLEY & CO. LLC|170196
SNOA|SONOMA PHARMACEUTICA|MSPL|MORGAN STANLEY & CO. LLC|13900
SNOA|SONOMA PHARMACEUTICA|MSTX|MORGAN STANLEY & CO. LLC|800
SNOA|SONOMA PHARMACEUTICA|NATL|National Securities Corporation|3107
SNOA|SONOMA PHARMACEUTICA|NFSC|National Financial Services LLC|231013
SNOA|SONOMA PHARMACEUTICA|NITE|VIRTU Americas LLC|745197
SNOA|SONOMA PHARMACEUTICA|NITP|VIRTU Americas LLC|100
SNOA|SONOMA PHARMACEUTICA|NQRB|Brut, LLC|15
SNOA|SONOMA PHARMACEUTICA|PCPT|PHILLIP CAPITAL INC.|733
SNOA|SONOMA PHARMACEUTICA|PDQM|CODA MARKETS, INC.|80
SNOA|SONOMA PHARMACEUTICA|PWJC|UBS Financial Services, Inc.|14400
SNOA|SONOMA PHARMACEUTICA|RAJA|Raymond James & Associates, Inc.|170
SNOA|SONOMA PHARMACEUTICA|RBCM|RBC CAPITAL MARKETS, LLC|2000
SNOA|SONOMA PHARMACEUTICA|RGLD|Regal Securities, Inc|100
SNOA|SONOMA PHARMACEUTICA|SBSH|Citigroup Global Markets Inc.|1933
SNOA|SONOMA PHARMACEUTICA|SGMT|GOLDMAN SACHS & CO. LLC|2522
SNOA|SONOMA PHARMACEUTICA|SPDR|SPEEDROUTE LLC|1800
SNOA|SONOMA PHARMACEUTICA|STFL|Stifel, Nicolaus & Company, Incorporated|28
SNOA|SONOMA PHARMACEUTICA|SWIM|TD Ameritrade, Inc.|80829
SNOA|SONOMA PHARMACEUTICA|SWST|Hilltop Securities Inc.|500
SNOA|SONOMA PHARMACEUTICA|TKNG|ALLY INVEST SECURITIES LLC|4056
SNOA|SONOMA PHARMACEUTICA|TRCM|TRC MARKETS LLC|3100
SNOA|SONOMA PHARMACEUTICA|UBSA|UBS SECURITIES LLC|29020
SNOA|SONOMA PHARMACEUTICA|UBSS|UBS Securities LLC|81228
SNOA|SONOMA PHARMACEUTICA|VALX|VIRTU AMERICAS LLC|674
SNOA|SONOMA PHARMACEUTICA|VGRD|Vanguard Marketing Corporation|31148
SNOA|SONOMA PHARMACEUTICA|WBLR|WILLIAM BLAIR|150
SNOA|SONOMA PHARMACEUTICA|WCHV|WELLS FARGO SECURITIES, LLC|5370
SNOA|SONOMA PHARMACEUTICA|WEDB|WEDBUSH SECURITIES INC.|500
SNOA|SONOMA PHARMACEUTICA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|627
SNOA|SONOMA PHARMACEUTICA|WGIF|CIBC World Markets Inc.|340
SNOA|SONOMA PHARMACEUTICA|WSEA|WOLVERINE SECURITIES, LLC|9632
SNOA|SONOMA PHARMACEUTICA|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
SNOAW|SONOMA PHARMA WTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|122
SNOAW|SONOMA PHARMA WTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|601
SNOAW|SONOMA PHARMA WTS|ETRS|E*Trade Securities LLC|117866
SNOAW|SONOMA PHARMA WTS|FBCO|Credit Suisse Securities (USA) LLC|350
SNOAW|SONOMA PHARMA WTS|FILL|Tradestation Securities, Inc.|10000
SNOAW|SONOMA PHARMA WTS|FOMA|TD AMERITRADE CLEARING, INC.|48366
SNOAW|SONOMA PHARMA WTS|GSCO|GOLDMAN SACHS & CO. LLC|25000
SNOAW|SONOMA PHARMA WTS|IBKR|Interactive Brokers Llc|39000
SNOAW|SONOMA PHARMA WTS|INCA|INSTINET, LLC|2154
SNOAW|SONOMA PHARMA WTS|ITGP|ITG INC.|400
SNOAW|SONOMA PHARMA WTS|LEHM|Barclays Capital Inc./Le|400
SNOAW|SONOMA PHARMA WTS|MSCO|MORGAN STANLEY & CO. LLC|18381
SNOAW|SONOMA PHARMA WTS|NFSC|National Financial Services LLC|27969
SNOAW|SONOMA PHARMA WTS|NITE|VIRTU Americas LLC|100244
SNOAW|SONOMA PHARMA WTS|SWIM|TD Ameritrade, Inc.|25000
SNOAW|SONOMA PHARMA WTS|TKNG|ALLY INVEST SECURITIES LLC|1000
SNOAW|SONOMA PHARMA WTS|UBSA|UBS SECURITIES LLC|61
SNOAW|SONOMA PHARMA WTS|UBSS|UBS Securities LLC|10100
SNOAW|SONOMA PHARMA WTS|VGRD|Vanguard Marketing Corporation|1585
SNP|CHINA PETRO & CHEM|ALTX|Alternet Securities Inc.|400
SNP|CHINA PETRO & CHEM|APCC|Apex Clearing Corporation|172
SNP|CHINA PETRO & CHEM|BARD|Robert W. Baird & Co. Incorporated|934
SNP|CHINA PETRO & CHEM|BATM|CBOE TRADING, INC.|1213
SNP|CHINA PETRO & CHEM|BAYT|BTIG, LLC|2439
SNP|CHINA PETRO & CHEM|BERN|Sanford C. Bernstein & Co., LLC|2479
SNP|CHINA PETRO & CHEM|BIAD|SAGETRADER, LLC|39
SNP|CHINA PETRO & CHEM|BIDS|BIDS TRADING L.P.|200
SNP|CHINA PETRO & CHEM|BIMI|Banca IMI Securities Corp.|330
SNP|CHINA PETRO & CHEM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4223
SNP|CHINA PETRO & CHEM|BNPX|BNP PARIBAS SECURITIES CORP.|24
SNP|CHINA PETRO & CHEM|BRGE|Newbridge Securities Corp.|100
SNP|CHINA PETRO & CHEM|BTIG|BTIG, LLC|5500
SNP|CHINA PETRO & CHEM|BZYD|GOLDMAN SACHS & CO. LLC|1601
SNP|CHINA PETRO & CHEM|CANT|Cantor Fitzgerald & Co.|77
SNP|CHINA PETRO & CHEM|CHAS|Charles Schwab & Co., Inc.|424
SNP|CHINA PETRO & CHEM|CHDN|CHARDAN CAPITAL MARKETS LLC|3800
SNP|CHINA PETRO & CHEM|CIST|Capital Institutional Services, Inc.|137
SNP|CHINA PETRO & CHEM|CLSA|CLSA AMERICAS, LLC|2951
SNP|CHINA PETRO & CHEM|CNTR|PRECISION SECURITIES, LLC|600
SNP|CHINA PETRO & CHEM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1633
SNP|CHINA PETRO & CHEM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|402
SNP|CHINA PETRO & CHEM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|971
SNP|CHINA PETRO & CHEM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37289
SNP|CHINA PETRO & CHEM|CTDL|Citadel Derivatives Group Llc|959
SNP|CHINA PETRO & CHEM|CXCX|CITIGROUP GLOBAL MARKETS INC.|420
SNP|CHINA PETRO & CHEM|DADA|D.A. Davidson & Co.|112
SNP|CHINA PETRO & CHEM|DBAB|Deutsche Bank Securities Inc.|31834
SNP|CHINA PETRO & CHEM|DBAX|Deutsche Bank Securities Inc.|25300
SNP|CHINA PETRO & CHEM|DCHF|Dart Executions, LLC|86
SNP|CHINA PETRO & CHEM|DEAN|MORGAN STANLEY|4134
SNP|CHINA PETRO & CHEM|DEGS|RONIN PROFESSIONAL LLC|100
SNP|CHINA PETRO & CHEM|EBXL|EBX LLC|10600
SNP|CHINA PETRO & CHEM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1913
SNP|CHINA PETRO & CHEM|EDJO|Edward D. Jones & Co., L.P.|7228
SNP|CHINA PETRO & CHEM|EGAM|CBOE TRADING, INC.|450
SNP|CHINA PETRO & CHEM|EGMT|EG MARKET TECHNOLOGIES LLC|600
SNP|CHINA PETRO & CHEM|EGXM|CBOE TRADING, INC.|50
SNP|CHINA PETRO & CHEM|ETBE|Electronic Transaction Clearing, Inc.|1820
SNP|CHINA PETRO & CHEM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5970
SNP|CHINA PETRO & CHEM|ETRS|E*Trade Securities LLC|11220
SNP|CHINA PETRO & CHEM|FILL|Tradestation Securities, Inc.|623
SNP|CHINA PETRO & CHEM|FMAF|NBCN Inc./ CDS|324
SNP|CHINA PETRO & CHEM|FQLS|Quantlab Securities LP|12086
SNP|CHINA PETRO & CHEM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16657
SNP|CHINA PETRO & CHEM|FTBR|Foliofn Investments, Inc.|2768
SNP|CHINA PETRO & CHEM|GLIS|TD Securities Inc|100
SNP|CHINA PETRO & CHEM|GLPX|ACS EXECUTION SERVICES, LLC|4091
SNP|CHINA PETRO & CHEM|GSCO|GOLDMAN SACHS & CO. LLC|66615
SNP|CHINA PETRO & CHEM|GSCS|GOLDMAN SACHS & CO. LLC|7847
SNP|CHINA PETRO & CHEM|GSLT|GOLDMAN SACHS & CO. LLC|1285
SNP|CHINA PETRO & CHEM|GTSZ|GTS SECURITIES LLC|11047
SNP|CHINA PETRO & CHEM|HRBF|American Enterprise Investment Services Inc.|312
SNP|CHINA PETRO & CHEM|HSBC|HSBC Securities, Inc.|900
SNP|CHINA PETRO & CHEM|IATS|INTERACTIVE BROKERS LLC|25254
SNP|CHINA PETRO & CHEM|IBKR|Interactive Brokers Llc|27959
SNP|CHINA PETRO & CHEM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|787
SNP|CHINA PETRO & CHEM|ICBX|INSTINET, LLC|4458
SNP|CHINA PETRO & CHEM|INCA|INSTINET, LLC|16783
SNP|CHINA PETRO & CHEM|INJX|INSTINET, LLC|1602
SNP|CHINA PETRO & CHEM|INTL|INTL FCSTONE FINANCIAL INC.|40
SNP|CHINA PETRO & CHEM|ITGI|ITG Inc.|3714
SNP|CHINA PETRO & CHEM|ITGP|ITG INC.|6000
SNP|CHINA PETRO & CHEM|JANY|Janney Montgomery Scott Inc.|605
SNP|CHINA PETRO & CHEM|JEFF|JEFFERIES LLC|498
SNP|CHINA PETRO & CHEM|JMPT|JUMP TRADING, LLC|2244
SNP|CHINA PETRO & CHEM|JPBX|J.P. MORGAN SECURITIES LLC|3574
SNP|CHINA PETRO & CHEM|JPMX|J.P. Morgan Securities LLC|50137
SNP|CHINA PETRO & CHEM|JSJX|JANE STREET CAPITAL LLC|6547
SNP|CHINA PETRO & CHEM|KBWI|Keefe, Bruyette & Woods, Inc.|190
SNP|CHINA PETRO & CHEM|KCGM|VIRTU Americas LLC|9661
SNP|CHINA PETRO & CHEM|LEER|LEERINK PARTNERS LLC|40
SNP|CHINA PETRO & CHEM|LEHM|Barclays Capital Inc./Le|48077
SNP|CHINA PETRO & CHEM|LIME|Lime Brokerage LLC|4940
SNP|CHINA PETRO & CHEM|LSCI|Lek Securities Corporation|260
SNP|CHINA PETRO & CHEM|MACQ|Macquarie Capital (USA) Inc.|3179
SNP|CHINA PETRO & CHEM|MBTS|ALLY INVEST SECURITIES LLC|625
SNP|CHINA PETRO & CHEM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26828
SNP|CHINA PETRO & CHEM|MOTF|MOTIF INVESTING, INC.|12
SNP|CHINA PETRO & CHEM|MSCO|MORGAN STANLEY & CO. LLC|98717
SNP|CHINA PETRO & CHEM|MSPL|MORGAN STANLEY & CO. LLC|51900
SNP|CHINA PETRO & CHEM|MSTX|MORGAN STANLEY & CO. LLC|900
SNP|CHINA PETRO & CHEM|NBCS|NBC Securities, INC.|600
SNP|CHINA PETRO & CHEM|NEUB|NEUBERGER BERMAN BD LLC|53
SNP|CHINA PETRO & CHEM|NFSC|National Financial Services LLC|90653
SNP|CHINA PETRO & CHEM|NITE|VIRTU Americas LLC|184787
SNP|CHINA PETRO & CHEM|NQRB|Brut, LLC|292
SNP|CHINA PETRO & CHEM|NTBF|BMO Nesbitt Burns Inc./CDS|23
SNP|CHINA PETRO & CHEM|OLDM|OLD MISSION CAPITAL, LLC|1241
SNP|CHINA PETRO & CHEM|OPCO|Oppenheimer & Co. Inc.|1038
SNP|CHINA PETRO & CHEM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|50
SNP|CHINA PETRO & CHEM|PDQM|CODA MARKETS, INC.|3033
SNP|CHINA PETRO & CHEM|PHLY|NASDAQ Execution Services, LLC|400
SNP|CHINA PETRO & CHEM|PIPR|Piper Jaffray & Co.|95
SNP|CHINA PETRO & CHEM|PWJC|UBS Financial Services, Inc.|2100
SNP|CHINA PETRO & CHEM|QMSR|QUATTRO M SECURITIES INC.|8777
SNP|CHINA PETRO & CHEM|RBCM|RBC CAPITAL MARKETS, LLC|7347
SNP|CHINA PETRO & CHEM|SAGL|SAGETRADER, LLC|400
SNP|CHINA PETRO & CHEM|SALI|INTL FCSTONE FINANCIAL INC.|50
SNP|CHINA PETRO & CHEM|SBSH|Citigroup Global Markets Inc.|1918
SNP|CHINA PETRO & CHEM|SGMT|GOLDMAN SACHS & CO. LLC|20791
SNP|CHINA PETRO & CHEM|SPDR|SPEEDROUTE LLC|200
SNP|CHINA PETRO & CHEM|SPHN|Stephens Inc.|130
SNP|CHINA PETRO & CHEM|STFL|Stifel, Nicolaus & Company, Incorporated|670
SNP|CHINA PETRO & CHEM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
SNP|CHINA PETRO & CHEM|SWIM|TD Ameritrade, Inc.|21001
SNP|CHINA PETRO & CHEM|SWST|Hilltop Securities Inc.|469
SNP|CHINA PETRO & CHEM|TKNG|ALLY INVEST SECURITIES LLC|520
SNP|CHINA PETRO & CHEM|TMBR|Timber Hill LLC|2
SNP|CHINA PETRO & CHEM|TRBT|Tradebot Systems, Inc.|3800
SNP|CHINA PETRO & CHEM|TRCM|TRC MARKETS LLC|16489
SNP|CHINA PETRO & CHEM|TWTT|TASTYWORKS, INC.|5
SNP|CHINA PETRO & CHEM|UBSA|UBS SECURITIES LLC|120758
SNP|CHINA PETRO & CHEM|UBSS|UBS Securities LLC|147832
SNP|CHINA PETRO & CHEM|VALX|VIRTU AMERICAS LLC|6959
SNP|CHINA PETRO & CHEM|VGRD|Vanguard Marketing Corporation|5874
SNP|CHINA PETRO & CHEM|WCHV|WELLS FARGO SECURITIES, LLC|16393
SNP|CHINA PETRO & CHEM|WEDB|WEDBUSH SECURITIES INC.|21
SNP|CHINA PETRO & CHEM|WEED|Weeden & Co.L.P.|30
SNP|CHINA PETRO & CHEM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1111
SNP|CHINA PETRO & CHEM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5450
SNP|CHINA PETRO & CHEM|WGIF|CIBC World Markets Inc.|2093
SNP|CHINA PETRO & CHEM|WSEA|WOLVERINE SECURITIES, LLC|830
SNP|CHINA PETRO & CHEM|XIST|INSTINET, LLC|3600
SNP|CHINA PETRO & CHEM|XPUS|XP SECURITIES, LLC|1294
SNP|CHINA PETRO & CHEM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3050
SNP|CHINA PETRO & CHEM|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SNP|CHINA PETRO & CHEM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1040
SNPS|SYNOPSYS, INC.|ABLE|NATIXIS Securities Americas LLC|4683
SNPS|SYNOPSYS, INC.|ALTX|Alternet Securities Inc.|2500
SNPS|SYNOPSYS, INC.|ANOS|ABEL/NOSER, L.L.C.|270
SNPS|SYNOPSYS, INC.|APCC|Apex Clearing Corporation|298
SNPS|SYNOPSYS, INC.|AQUA|AQUA SECURITIES L.P.|6600
SNPS|SYNOPSYS, INC.|BARD|Robert W. Baird & Co. Incorporated|2385
SNPS|SYNOPSYS, INC.|BATM|CBOE TRADING, INC.|10998
SNPS|SYNOPSYS, INC.|BAYC|BAY CREST PARTNERS, LLC|9001
SNPS|SYNOPSYS, INC.|BAYT|BTIG, LLC|3058
SNPS|SYNOPSYS, INC.|BBNT|BB&T SECURITIES, LLC|233
SNPS|SYNOPSYS, INC.|BERN|Sanford C. Bernstein & Co., LLC|98675
SNPS|SYNOPSYS, INC.|BIMI|Banca IMI Securities Corp.|6
SNPS|SYNOPSYS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4788
SNPS|SYNOPSYS, INC.|BLKX|INSTINET, LLC|97916
SNPS|SYNOPSYS, INC.|BMOC|BMO Capital Markets Corp.|38836
SNPS|SYNOPSYS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|284662
SNPS|SYNOPSYS, INC.|BTIG|BTIG, LLC|68824
SNPS|SYNOPSYS, INC.|BYXM|CBOE TRADING, INC.|3604
SNPS|SYNOPSYS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|700
SNPS|SYNOPSYS, INC.|CANT|Cantor Fitzgerald & Co.|223
SNPS|SYNOPSYS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|26000
SNPS|SYNOPSYS, INC.|CHAS|Charles Schwab & Co., Inc.|78
SNPS|SYNOPSYS, INC.|CIBP|CIBC World Markets Corp.|22131
SNPS|SYNOPSYS, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|8133
SNPS|SYNOPSYS, INC.|CIST|Capital Institutional Services, Inc.|1787
SNPS|SYNOPSYS, INC.|CLSA|CLSA AMERICAS, LLC|5820
SNPS|SYNOPSYS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82943
SNPS|SYNOPSYS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2837
SNPS|SYNOPSYS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7943
SNPS|SYNOPSYS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|311642
SNPS|SYNOPSYS, INC.|CTDL|Citadel Derivatives Group Llc|20154
SNPS|SYNOPSYS, INC.|CTLR|CUTLER GROUP, LP|4054
SNPS|SYNOPSYS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|32300
SNPS|SYNOPSYS, INC.|DBAB|Deutsche Bank Securities Inc.|625057
SNPS|SYNOPSYS, INC.|DBAX|Deutsche Bank Securities Inc.|159600
SNPS|SYNOPSYS, INC.|DBUL|Deutsche Bank Securities Inc.|2415
SNPS|SYNOPSYS, INC.|DEAN|MORGAN STANLEY|10198
SNPS|SYNOPSYS, INC.|DEGS|RONIN PROFESSIONAL LLC|2137
SNPS|SYNOPSYS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33907
SNPS|SYNOPSYS, INC.|DRWK|DRW SECURITIES, L.L.C.|38925
SNPS|SYNOPSYS, INC.|EBXL|EBX LLC|200700
SNPS|SYNOPSYS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|30301
SNPS|SYNOPSYS, INC.|EDJO|Edward D. Jones & Co., L.P.|2272
SNPS|SYNOPSYS, INC.|EGAM|CBOE TRADING, INC.|5342
SNPS|SYNOPSYS, INC.|EGAW|CBOE TRADING, INC.|115
SNPS|SYNOPSYS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|4698
SNPS|SYNOPSYS, INC.|EGXM|CBOE TRADING, INC.|2672
SNPS|SYNOPSYS, INC.|ELEV|ELEVATION, LLC|9620
SNPS|SYNOPSYS, INC.|ETBE|Electronic Transaction Clearing, Inc.|32117
SNPS|SYNOPSYS, INC.|ETCC|Electronic Transaction Clearing, Inc.|3210
SNPS|SYNOPSYS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5006
SNPS|SYNOPSYS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32527
SNPS|SYNOPSYS, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
SNPS|SYNOPSYS, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|130034
SNPS|SYNOPSYS, INC.|ETRS|E*Trade Securities LLC|267368
SNPS|SYNOPSYS, INC.|FBCO|Credit Suisse Securities (USA) LLC|859509
SNPS|SYNOPSYS, INC.|FILL|Tradestation Securities, Inc.|478
SNPS|SYNOPSYS, INC.|FMAF|NBCN Inc./ CDS|19119
SNPS|SYNOPSYS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|18601
SNPS|SYNOPSYS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7341
SNPS|SYNOPSYS, INC.|FQLS|Quantlab Securities LP|300505
SNPS|SYNOPSYS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100881
SNPS|SYNOPSYS, INC.|FTBR|Foliofn Investments, Inc.|5151
SNPS|SYNOPSYS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|75758
SNPS|SYNOPSYS, INC.|GELP|RBC CAPITAL MARKETS, LLC|1035
SNPS|SYNOPSYS, INC.|GLIS|TD Securities Inc|100
SNPS|SYNOPSYS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|7371
SNPS|SYNOPSYS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1736069
SNPS|SYNOPSYS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|48293
SNPS|SYNOPSYS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1601
SNPS|SYNOPSYS, INC.|GTSZ|GTS SECURITIES LLC|300892
SNPS|SYNOPSYS, INC.|HAPX|HAP Trading, LLC|58
SNPS|SYNOPSYS, INC.|HRBF|American Enterprise Investment Services Inc.|25190
SNPS|SYNOPSYS, INC.|HSBC|HSBC Securities, Inc.|7372
SNPS|SYNOPSYS, INC.|IATS|INTERACTIVE BROKERS LLC|7367
SNPS|SYNOPSYS, INC.|IBKR|Interactive Brokers Llc|70739
SNPS|SYNOPSYS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1532
SNPS|SYNOPSYS, INC.|ICBX|INSTINET, LLC|32530
SNPS|SYNOPSYS, INC.|IEQY|CITADEL SECURITIES LLC|187123
SNPS|SYNOPSYS, INC.|INCA|INSTINET, LLC|693031
SNPS|SYNOPSYS, INC.|INJX|INSTINET, LLC|34089
SNPS|SYNOPSYS, INC.|ITGI|ITG Inc.|246320
SNPS|SYNOPSYS, INC.|ITGP|ITG INC.|142400
SNPS|SYNOPSYS, INC.|JANY|Janney Montgomery Scott Inc.|1040
SNPS|SYNOPSYS, INC.|JEFF|JEFFERIES LLC|166829
SNPS|SYNOPSYS, INC.|JMPT|JUMP TRADING, LLC|75569
SNPS|SYNOPSYS, INC.|JONE|JonesTrading|4072
SNPS|SYNOPSYS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|43345
SNPS|SYNOPSYS, INC.|JPMX|J.P. Morgan Securities LLC|279804
SNPS|SYNOPSYS, INC.|JSJX|JANE STREET CAPITAL LLC|5169
SNPS|SYNOPSYS, INC.|KCGM|VIRTU Americas LLC|25342
SNPS|SYNOPSYS, INC.|LEHM|Barclays Capital Inc./Le|1034106
SNPS|SYNOPSYS, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|198
SNPS|SYNOPSYS, INC.|LIME|Lime Brokerage LLC|168587
SNPS|SYNOPSYS, INC.|LMGP|LIME BROKERAGE LLC|5
SNPS|SYNOPSYS, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|96568
SNPS|SYNOPSYS, INC.|LOOP|Loop Capital Markets LLC|790
SNPS|SYNOPSYS, INC.|LQNA|LIQUIDNET, INC.|65200
SNPS|SYNOPSYS, INC.|LQNB|LIQUIDNET, INC.|5000
SNPS|SYNOPSYS, INC.|LSCI|Lek Securities Corporation|456
SNPS|SYNOPSYS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|739
SNPS|SYNOPSYS, INC.|MAXM|Maxim Group LLC|10554
SNPS|SYNOPSYS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99484
SNPS|SYNOPSYS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
SNPS|SYNOPSYS, INC.|MSCO|MORGAN STANLEY & CO. LLC|2839490
SNPS|SYNOPSYS, INC.|MSPL|MORGAN STANLEY & CO. LLC|200800
SNPS|SYNOPSYS, INC.|MSTX|MORGAN STANLEY & CO. LLC|97500
SNPS|SYNOPSYS, INC.|NEED|Needham & Company, LLC|3200
SNPS|SYNOPSYS, INC.|NFSC|National Financial Services LLC|100570
SNPS|SYNOPSYS, INC.|NITE|VIRTU Americas LLC|327451
SNPS|SYNOPSYS, INC.|NITP|VIRTU Americas LLC|3900
SNPS|SYNOPSYS, INC.|NMRA|Nomura Securities International, Inc.|22123
SNPS|SYNOPSYS, INC.|NQRB|Brut, LLC|25716
SNPS|SYNOPSYS, INC.|NTRC|Northern Trust Securities, Inc.|167
SNPS|SYNOPSYS, INC.|OLDM|OLD MISSION CAPITAL, LLC|10395
SNPS|SYNOPSYS, INC.|OPCO|Oppenheimer & Co. Inc.|950
SNPS|SYNOPSYS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3378
SNPS|SYNOPSYS, INC.|PCPT|PHILLIP CAPITAL INC.|115
SNPS|SYNOPSYS, INC.|PDQM|CODA MARKETS, INC.|39834
SNPS|SYNOPSYS, INC.|PIPR|Piper Jaffray & Co.|850
SNPS|SYNOPSYS, INC.|PREC|PRECISION SECURITIES, LLC|100
SNPS|SYNOPSYS, INC.|PWJC|UBS Financial Services, Inc.|209
SNPS|SYNOPSYS, INC.|RAJA|Raymond James & Associates, Inc.|8054
SNPS|SYNOPSYS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4818
SNPS|SYNOPSYS, INC.|RGLD|Regal Securities, Inc|125
SNPS|SYNOPSYS, INC.|SAGL|SAGETRADER, LLC|41471
SNPS|SYNOPSYS, INC.|SAGW|SAGETRADER, LLC|1570
SNPS|SYNOPSYS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|35
SNPS|SYNOPSYS, INC.|SBSH|Citigroup Global Markets Inc.|630081
SNPS|SYNOPSYS, INC.|SEIC|SEI Investments Distribution Co.|100
SNPS|SYNOPSYS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|101447
SNPS|SYNOPSYS, INC.|SPDR|SPEEDROUTE LLC|21189
SNPS|SYNOPSYS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|837
SNPS|SYNOPSYS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|414
SNPS|SYNOPSYS, INC.|SWIM|TD Ameritrade, Inc.|6134
SNPS|SYNOPSYS, INC.|SWST|Hilltop Securities Inc.|72
SNPS|SYNOPSYS, INC.|TKNG|ALLY INVEST SECURITIES LLC|48
SNPS|SYNOPSYS, INC.|TMBR|Timber Hill LLC|796
SNPS|SYNOPSYS, INC.|TONC|CUTTONE & CO., LLC|1097
SNPS|SYNOPSYS, INC.|TRBT|Tradebot Systems, Inc.|163870
SNPS|SYNOPSYS, INC.|TRCM|TRC MARKETS LLC|170286
SNPS|SYNOPSYS, INC.|UBSA|UBS SECURITIES LLC|509832
SNPS|SYNOPSYS, INC.|UBSS|UBS Securities LLC|1323800
SNPS|SYNOPSYS, INC.|VALX|VIRTU AMERICAS LLC|16373
SNPS|SYNOPSYS, INC.|VGRD|Vanguard Marketing Corporation|148
SNPS|SYNOPSYS, INC.|WBLR|WILLIAM BLAIR|242365
SNPS|SYNOPSYS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|5956
SNPS|SYNOPSYS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|426442
SNPS|SYNOPSYS, INC.|WDNX|WEEDEN & CO.L.P.|1744
SNPS|SYNOPSYS, INC.|WEED|Weeden & Co.L.P.|1752
SNPS|SYNOPSYS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14470
SNPS|SYNOPSYS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24793
SNPS|SYNOPSYS, INC.|WGIF|CIBC World Markets Inc.|264
SNPS|SYNOPSYS, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|188
SNPS|SYNOPSYS, INC.|WSEA|WOLVERINE SECURITIES, LLC|1667
SNPS|SYNOPSYS, INC.|XIST|INSTINET, LLC|70410
SNPS|SYNOPSYS, INC.|XPQR|Jump Trading|2200
SNPS|SYNOPSYS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|31466
SNPS|SYNOPSYS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1217
SNPS|SYNOPSYS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11581
SNR|NEW SENIOR INVT GP|ABLE|NATIXIS Securities Americas LLC|5573
SNR|NEW SENIOR INVT GP|AGIS|Aegis Capital Corp.|105326
SNR|NEW SENIOR INVT GP|ALTX|Alternet Securities Inc.|400
SNR|NEW SENIOR INVT GP|APCC|Apex Clearing Corporation|5054
SNR|NEW SENIOR INVT GP|BALE|M&T SECURITIES, INC.|167
SNR|NEW SENIOR INVT GP|BANK|Primevest Financial Services, Inc.|38
SNR|NEW SENIOR INVT GP|BARD|Robert W. Baird & Co. Incorporated|42100
SNR|NEW SENIOR INVT GP|BATM|CBOE TRADING, INC.|2690
SNR|NEW SENIOR INVT GP|BAYC|BAY CREST PARTNERS, LLC|35
SNR|NEW SENIOR INVT GP|BERN|Sanford C. Bernstein & Co., LLC|1400
SNR|NEW SENIOR INVT GP|BIDS|BIDS TRADING L.P.|1600
SNR|NEW SENIOR INVT GP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6721
SNR|NEW SENIOR INVT GP|BNPX|BNP PARIBAS SECURITIES CORP.|26080
SNR|NEW SENIOR INVT GP|BTIG|BTIG, LLC|100
SNR|NEW SENIOR INVT GP|BYXM|CBOE TRADING, INC.|300
SNR|NEW SENIOR INVT GP|BZYD|GOLDMAN SACHS & CO. LLC|4600
SNR|NEW SENIOR INVT GP|CHAS|Charles Schwab & Co., Inc.|570
SNR|NEW SENIOR INVT GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54270
SNR|NEW SENIOR INVT GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|126099
SNR|NEW SENIOR INVT GP|CTDL|Citadel Derivatives Group Llc|4554
SNR|NEW SENIOR INVT GP|CTLR|CUTLER GROUP, LP|1200
SNR|NEW SENIOR INVT GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|39880
SNR|NEW SENIOR INVT GP|DAVA|Davenport & Company LLC|399
SNR|NEW SENIOR INVT GP|DBAB|Deutsche Bank Securities Inc.|48704
SNR|NEW SENIOR INVT GP|DBAX|Deutsche Bank Securities Inc.|163300
SNR|NEW SENIOR INVT GP|DBUL|Deutsche Bank Securities Inc.|100
SNR|NEW SENIOR INVT GP|DEAN|MORGAN STANLEY|3701
SNR|NEW SENIOR INVT GP|DEGS|RONIN PROFESSIONAL LLC|134
SNR|NEW SENIOR INVT GP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
SNR|NEW SENIOR INVT GP|EBXL|EBX LLC|45500
SNR|NEW SENIOR INVT GP|ECUT|CONVERGEX EXECUTION SOLUTIONS|29418
SNR|NEW SENIOR INVT GP|EDJO|Edward D. Jones & Co., L.P.|2817
SNR|NEW SENIOR INVT GP|EGAM|CBOE TRADING, INC.|3123
SNR|NEW SENIOR INVT GP|EGMT|EG MARKET TECHNOLOGIES LLC|100
SNR|NEW SENIOR INVT GP|EGXM|CBOE TRADING, INC.|3574
SNR|NEW SENIOR INVT GP|ELEV|ELEVATION, LLC|1452
SNR|NEW SENIOR INVT GP|ETBE|Electronic Transaction Clearing, Inc.|3679
SNR|NEW SENIOR INVT GP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
SNR|NEW SENIOR INVT GP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
SNR|NEW SENIOR INVT GP|ETRS|E*Trade Securities LLC|203121
SNR|NEW SENIOR INVT GP|FILL|Tradestation Securities, Inc.|5874
SNR|NEW SENIOR INVT GP|FMAF|NBCN Inc./ CDS|1745
SNR|NEW SENIOR INVT GP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SNR|NEW SENIOR INVT GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86231
SNR|NEW SENIOR INVT GP|FTBR|Foliofn Investments, Inc.|3143
SNR|NEW SENIOR INVT GP|GEBB|GLOBAL EXECUTION BROKERS, LP|17758
SNR|NEW SENIOR INVT GP|GLPX|ACS EXECUTION SERVICES, LLC|7601
SNR|NEW SENIOR INVT GP|GSCO|GOLDMAN SACHS & CO. LLC|1288294
SNR|NEW SENIOR INVT GP|GSLT|GOLDMAN SACHS & CO. LLC|6402
SNR|NEW SENIOR INVT GP|GTSZ|GTS SECURITIES LLC|56603
SNR|NEW SENIOR INVT GP|HAPX|HAP Trading, LLC|700
SNR|NEW SENIOR INVT GP|HRBF|American Enterprise Investment Services Inc.|13756
SNR|NEW SENIOR INVT GP|IATS|INTERACTIVE BROKERS LLC|37135
SNR|NEW SENIOR INVT GP|IBKR|Interactive Brokers Llc|78800
SNR|NEW SENIOR INVT GP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
SNR|NEW SENIOR INVT GP|ICBX|INSTINET, LLC|30876
SNR|NEW SENIOR INVT GP|IEQY|CITADEL SECURITIES LLC|12483
SNR|NEW SENIOR INVT GP|INCA|INSTINET, LLC|45063
SNR|NEW SENIOR INVT GP|ITGI|ITG Inc.|32363
SNR|NEW SENIOR INVT GP|ITGP|ITG INC.|118800
SNR|NEW SENIOR INVT GP|JANY|Janney Montgomery Scott Inc.|105
SNR|NEW SENIOR INVT GP|JEFF|JEFFERIES LLC|39502
SNR|NEW SENIOR INVT GP|JMPT|JUMP TRADING, LLC|17245
SNR|NEW SENIOR INVT GP|JPBX|J.P. MORGAN SECURITIES LLC|121154
SNR|NEW SENIOR INVT GP|JPMX|J.P. Morgan Securities LLC|410730
SNR|NEW SENIOR INVT GP|JSJX|JANE STREET CAPITAL LLC|6944
SNR|NEW SENIOR INVT GP|JSSF|JMP Securities LLC|8
SNR|NEW SENIOR INVT GP|KCGM|VIRTU Americas LLC|27719
SNR|NEW SENIOR INVT GP|LEHM|Barclays Capital Inc./Le|550636
SNR|NEW SENIOR INVT GP|LIME|Lime Brokerage LLC|17782
SNR|NEW SENIOR INVT GP|LSCI|Lek Securities Corporation|67
SNR|NEW SENIOR INVT GP|MAXM|Maxim Group LLC|3597
SNR|NEW SENIOR INVT GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108858
SNR|NEW SENIOR INVT GP|MOTF|MOTIF INVESTING, INC.|6
SNR|NEW SENIOR INVT GP|MSCO|MORGAN STANLEY & CO. LLC|437265
SNR|NEW SENIOR INVT GP|MSPL|MORGAN STANLEY & CO. LLC|367600
SNR|NEW SENIOR INVT GP|MSTX|MORGAN STANLEY & CO. LLC|184500
SNR|NEW SENIOR INVT GP|MULL|MARK J. MULLER EQUITIES, INC.|3500
SNR|NEW SENIOR INVT GP|NFSC|National Financial Services LLC|444946
SNR|NEW SENIOR INVT GP|NITE|VIRTU Americas LLC|544455
SNR|NEW SENIOR INVT GP|NQRB|Brut, LLC|5129
SNR|NEW SENIOR INVT GP|OPCO|Oppenheimer & Co. Inc.|2594
SNR|NEW SENIOR INVT GP|PDQM|CODA MARKETS, INC.|2853
SNR|NEW SENIOR INVT GP|PWJC|UBS Financial Services, Inc.|14692
SNR|NEW SENIOR INVT GP|QMSR|QUATTRO M SECURITIES INC.|960
SNR|NEW SENIOR INVT GP|RBCM|RBC CAPITAL MARKETS, LLC|12919
SNR|NEW SENIOR INVT GP|RGLD|Regal Securities, Inc|276
SNR|NEW SENIOR INVT GP|SAGW|SAGETRADER, LLC|1063
SNR|NEW SENIOR INVT GP|SALI|INTL FCSTONE FINANCIAL INC.|1
SNR|NEW SENIOR INVT GP|SBSH|Citigroup Global Markets Inc.|43294
SNR|NEW SENIOR INVT GP|SGMT|GOLDMAN SACHS & CO. LLC|59451
SNR|NEW SENIOR INVT GP|SPHN|Stephens Inc.|1
SNR|NEW SENIOR INVT GP|STFL|Stifel, Nicolaus & Company, Incorporated|7982
SNR|NEW SENIOR INVT GP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5871
SNR|NEW SENIOR INVT GP|SWIM|TD Ameritrade, Inc.|38722
SNR|NEW SENIOR INVT GP|SWST|Hilltop Securities Inc.|14633
SNR|NEW SENIOR INVT GP|TKNG|ALLY INVEST SECURITIES LLC|11934
SNR|NEW SENIOR INVT GP|TRBT|Tradebot Systems, Inc.|79323
SNR|NEW SENIOR INVT GP|TRCM|TRC MARKETS LLC|11798
SNR|NEW SENIOR INVT GP|UBSA|UBS SECURITIES LLC|386357
SNR|NEW SENIOR INVT GP|UBSS|UBS Securities LLC|416162
SNR|NEW SENIOR INVT GP|VALX|VIRTU AMERICAS LLC|57024
SNR|NEW SENIOR INVT GP|VERT|The Vertical Trading Group, LLC|12725
SNR|NEW SENIOR INVT GP|VGRD|Vanguard Marketing Corporation|20771
SNR|NEW SENIOR INVT GP|WBPX|SUMMIT SECURITIES GROUP, LLC|1950
SNR|NEW SENIOR INVT GP|WCHV|WELLS FARGO SECURITIES, LLC|156039
SNR|NEW SENIOR INVT GP|WEDB|WEDBUSH SECURITIES INC.|4000
SNR|NEW SENIOR INVT GP|WEED|Weeden & Co.L.P.|1230
SNR|NEW SENIOR INVT GP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18795
SNR|NEW SENIOR INVT GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23895
SNR|NEW SENIOR INVT GP|WGIF|CIBC World Markets Inc.|1391
SNR|NEW SENIOR INVT GP|WSEA|WOLVERINE SECURITIES, LLC|9629
SNR|NEW SENIOR INVT GP|XIST|INSTINET, LLC|117000
SNR|NEW SENIOR INVT GP|XPQR|Jump Trading|223
SNR|NEW SENIOR INVT GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|34460
SNR|NEW SENIOR INVT GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5261
SNSR|GLBLX INTRNT THG ETF|APCC|Apex Clearing Corporation|253
SNSR|GLBLX INTRNT THG ETF|BANK|Primevest Financial Services, Inc.|100
SNSR|GLBLX INTRNT THG ETF|BBNT|BB&T SECURITIES, LLC|1000
SNSR|GLBLX INTRNT THG ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|621
SNSR|GLBLX INTRNT THG ETF|BYXM|CBOE TRADING, INC.|100
SNSR|GLBLX INTRNT THG ETF|CHAS|Charles Schwab & Co., Inc.|13
SNSR|GLBLX INTRNT THG ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6762
SNSR|GLBLX INTRNT THG ETF|CTDL|Citadel Derivatives Group Llc|27179
SNSR|GLBLX INTRNT THG ETF|DBAX|Deutsche Bank Securities Inc.|3500
SNSR|GLBLX INTRNT THG ETF|DEAN|MORGAN STANLEY|3750
SNSR|GLBLX INTRNT THG ETF|EBXL|EBX LLC|2000
SNSR|GLBLX INTRNT THG ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
SNSR|GLBLX INTRNT THG ETF|ETRS|E*Trade Securities LLC|5951
SNSR|GLBLX INTRNT THG ETF|FBCO|Credit Suisse Securities (USA) LLC|3889
SNSR|GLBLX INTRNT THG ETF|FILL|Tradestation Securities, Inc.|700
SNSR|GLBLX INTRNT THG ETF|FMAF|NBCN Inc./ CDS|250
SNSR|GLBLX INTRNT THG ETF|FOMA|TD AMERITRADE CLEARING, INC.|28783
SNSR|GLBLX INTRNT THG ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1368
SNSR|GLBLX INTRNT THG ETF|FTBR|Foliofn Investments, Inc.|11
SNSR|GLBLX INTRNT THG ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|2946
SNSR|GLBLX INTRNT THG ETF|GSCO|GOLDMAN SACHS & CO. LLC|1886
SNSR|GLBLX INTRNT THG ETF|GTSZ|GTS SECURITIES LLC|1191
SNSR|GLBLX INTRNT THG ETF|HRBF|American Enterprise Investment Services Inc.|100
SNSR|GLBLX INTRNT THG ETF|IATS|INTERACTIVE BROKERS LLC|735
SNSR|GLBLX INTRNT THG ETF|IBKR|Interactive Brokers Llc|16536
SNSR|GLBLX INTRNT THG ETF|ICBX|INSTINET, LLC|200
SNSR|GLBLX INTRNT THG ETF|INJX|INSTINET, LLC|524
SNSR|GLBLX INTRNT THG ETF|ITGP|ITG INC.|800
SNSR|GLBLX INTRNT THG ETF|JEFF|JEFFERIES LLC|986
SNSR|GLBLX INTRNT THG ETF|JPMX|J.P. Morgan Securities LLC|200
SNSR|GLBLX INTRNT THG ETF|JSJX|JANE STREET CAPITAL LLC|70138
SNSR|GLBLX INTRNT THG ETF|KCGM|VIRTU Americas LLC|6563
SNSR|GLBLX INTRNT THG ETF|LEHM|Barclays Capital Inc./Le|8200
SNSR|GLBLX INTRNT THG ETF|LIME|Lime Brokerage LLC|7753
SNSR|GLBLX INTRNT THG ETF|MACC|Mid Atlantic Capital Corporation|5033
SNSR|GLBLX INTRNT THG ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6436
SNSR|GLBLX INTRNT THG ETF|MOTF|MOTIF INVESTING, INC.|2
SNSR|GLBLX INTRNT THG ETF|MSCO|MORGAN STANLEY & CO. LLC|41761
SNSR|GLBLX INTRNT THG ETF|MSPL|MORGAN STANLEY & CO. LLC|800
SNSR|GLBLX INTRNT THG ETF|NFSC|National Financial Services LLC|65444
SNSR|GLBLX INTRNT THG ETF|NITE|VIRTU Americas LLC|112881
SNSR|GLBLX INTRNT THG ETF|OLDM|OLD MISSION CAPITAL, LLC|2303
SNSR|GLBLX INTRNT THG ETF|OPCO|Oppenheimer & Co. Inc.|2947
SNSR|GLBLX INTRNT THG ETF|PICT|Pictet Overseas Inc.|3000
SNSR|GLBLX INTRNT THG ETF|RAJA|Raymond James & Associates, Inc.|7153
SNSR|GLBLX INTRNT THG ETF|RBCM|RBC CAPITAL MARKETS, LLC|1150
SNSR|GLBLX INTRNT THG ETF|SBSH|Citigroup Global Markets Inc.|3786
SNSR|GLBLX INTRNT THG ETF|SGMT|GOLDMAN SACHS & CO. LLC|1592
SNSR|GLBLX INTRNT THG ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1235
SNSR|GLBLX INTRNT THG ETF|SWIM|TD Ameritrade, Inc.|2110
SNSR|GLBLX INTRNT THG ETF|TKNG|ALLY INVEST SECURITIES LLC|1712
SNSR|GLBLX INTRNT THG ETF|TRCM|TRC MARKETS LLC|2500
SNSR|GLBLX INTRNT THG ETF|UBSA|UBS SECURITIES LLC|8720
SNSR|GLBLX INTRNT THG ETF|UBSS|UBS Securities LLC|64859
SNSR|GLBLX INTRNT THG ETF|VGRD|Vanguard Marketing Corporation|3162
SNSR|GLBLX INTRNT THG ETF|WCHV|WELLS FARGO SECURITIES, LLC|18097
SNSR|GLBLX INTRNT THG ETF|WEDB|WEDBUSH SECURITIES INC.|920
SNSR|GLBLX INTRNT THG ETF|WGIF|CIBC World Markets Inc.|100
SNSR|GLBLX INTRNT THG ETF|WSEA|WOLVERINE SECURITIES, LLC|538
SNSR|GLBLX INTRNT THG ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SNSR|GLBLX INTRNT THG ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8163
SNSS|SUNESIS PHARMACEUTIC|ALTX|Alternet Securities Inc.|500
SNSS|SUNESIS PHARMACEUTIC|APCC|Apex Clearing Corporation|1740
SNSS|SUNESIS PHARMACEUTIC|BANK|Primevest Financial Services, Inc.|4899
SNSS|SUNESIS PHARMACEUTIC|BATM|CBOE TRADING, INC.|1720
SNSS|SUNESIS PHARMACEUTIC|BERN|Sanford C. Bernstein & Co., LLC|859
SNSS|SUNESIS PHARMACEUTIC|BIMI|Banca IMI Securities Corp.|10281
SNSS|SUNESIS PHARMACEUTIC|BLKX|INSTINET, LLC|10000
SNSS|SUNESIS PHARMACEUTIC|BTIG|BTIG, LLC|3058951
SNSS|SUNESIS PHARMACEUTIC|BYXM|CBOE TRADING, INC.|100
SNSS|SUNESIS PHARMACEUTIC|CANT|Cantor Fitzgerald & Co.|273
SNSS|SUNESIS PHARMACEUTIC|CHAS|Charles Schwab & Co., Inc.|254
SNSS|SUNESIS PHARMACEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10995
SNSS|SUNESIS PHARMACEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|810
SNSS|SUNESIS PHARMACEUTIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
SNSS|SUNESIS PHARMACEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25389
SNSS|SUNESIS PHARMACEUTIC|CTDL|Citadel Derivatives Group Llc|5881
SNSS|SUNESIS PHARMACEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3406
SNSS|SUNESIS PHARMACEUTIC|DADA|D.A. Davidson & Co.|208
SNSS|SUNESIS PHARMACEUTIC|DBAB|Deutsche Bank Securities Inc.|46719
SNSS|SUNESIS PHARMACEUTIC|DBAX|Deutsche Bank Securities Inc.|22400
SNSS|SUNESIS PHARMACEUTIC|DEGS|RONIN PROFESSIONAL LLC|88390
SNSS|SUNESIS PHARMACEUTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
SNSS|SUNESIS PHARMACEUTIC|EBXL|EBX LLC|96500
SNSS|SUNESIS PHARMACEUTIC|EDJO|Edward D. Jones & Co., L.P.|1000
SNSS|SUNESIS PHARMACEUTIC|EGAM|CBOE TRADING, INC.|1700
SNSS|SUNESIS PHARMACEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|500
SNSS|SUNESIS PHARMACEUTIC|EGXM|CBOE TRADING, INC.|2080
SNSS|SUNESIS PHARMACEUTIC|ETBE|Electronic Transaction Clearing, Inc.|2300
SNSS|SUNESIS PHARMACEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2600
SNSS|SUNESIS PHARMACEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1920
SNSS|SUNESIS PHARMACEUTIC|ETRS|E*Trade Securities LLC|197369
SNSS|SUNESIS PHARMACEUTIC|FBCO|Credit Suisse Securities (USA) LLC|77575
SNSS|SUNESIS PHARMACEUTIC|FILL|Tradestation Securities, Inc.|2800
SNSS|SUNESIS PHARMACEUTIC|FMAF|NBCN Inc./ CDS|2300
SNSS|SUNESIS PHARMACEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|293443
SNSS|SUNESIS PHARMACEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13663
SNSS|SUNESIS PHARMACEUTIC|FTBR|Foliofn Investments, Inc.|496
SNSS|SUNESIS PHARMACEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|2695
SNSS|SUNESIS PHARMACEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|662
SNSS|SUNESIS PHARMACEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|40315
SNSS|SUNESIS PHARMACEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|36148
SNSS|SUNESIS PHARMACEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|12264
SNSS|SUNESIS PHARMACEUTIC|GTSZ|GTS SECURITIES LLC|3371
SNSS|SUNESIS PHARMACEUTIC|HRBF|American Enterprise Investment Services Inc.|9300
SNSS|SUNESIS PHARMACEUTIC|IATS|INTERACTIVE BROKERS LLC|11680
SNSS|SUNESIS PHARMACEUTIC|IBKR|Interactive Brokers Llc|166849
SNSS|SUNESIS PHARMACEUTIC|ICBX|INSTINET, LLC|4000
SNSS|SUNESIS PHARMACEUTIC|INCA|INSTINET, LLC|26621
SNSS|SUNESIS PHARMACEUTIC|INJX|INSTINET, LLC|23292
SNSS|SUNESIS PHARMACEUTIC|ITGI|ITG Inc.|1857
SNSS|SUNESIS PHARMACEUTIC|ITGP|ITG INC.|11800
SNSS|SUNESIS PHARMACEUTIC|JEFF|JEFFERIES LLC|15925
SNSS|SUNESIS PHARMACEUTIC|JMPT|JUMP TRADING, LLC|5234
SNSS|SUNESIS PHARMACEUTIC|JONE|JonesTrading|19685
SNSS|SUNESIS PHARMACEUTIC|JPBX|J.P. MORGAN SECURITIES LLC|400
SNSS|SUNESIS PHARMACEUTIC|JPMX|J.P. Morgan Securities LLC|63414
SNSS|SUNESIS PHARMACEUTIC|JSJX|JANE STREET CAPITAL LLC|2301
SNSS|SUNESIS PHARMACEUTIC|KCGM|VIRTU Americas LLC|16950
SNSS|SUNESIS PHARMACEUTIC|LEHM|Barclays Capital Inc./Le|52967
SNSS|SUNESIS PHARMACEUTIC|LIME|Lime Brokerage LLC|61020
SNSS|SUNESIS PHARMACEUTIC|LQNA|LIQUIDNET, INC.|9400
SNSS|SUNESIS PHARMACEUTIC|LSCI|Lek Securities Corporation|200
SNSS|SUNESIS PHARMACEUTIC|LTCO|Ladenburg, Thalmann & Co., Inc.|7500
SNSS|SUNESIS PHARMACEUTIC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SNSS|SUNESIS PHARMACEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
SNSS|SUNESIS PHARMACEUTIC|MSCO|MORGAN STANLEY & CO. LLC|244345
SNSS|SUNESIS PHARMACEUTIC|MSPL|MORGAN STANLEY & CO. LLC|16700
SNSS|SUNESIS PHARMACEUTIC|MSTX|MORGAN STANLEY & CO. LLC|1400
SNSS|SUNESIS PHARMACEUTIC|NFSC|National Financial Services LLC|251694
SNSS|SUNESIS PHARMACEUTIC|NITE|VIRTU Americas LLC|720996
SNSS|SUNESIS PHARMACEUTIC|NITP|VIRTU Americas LLC|2200
SNSS|SUNESIS PHARMACEUTIC|NQRB|Brut, LLC|21586
SNSS|SUNESIS PHARMACEUTIC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3100
SNSS|SUNESIS PHARMACEUTIC|PDQM|CODA MARKETS, INC.|2977
SNSS|SUNESIS PHARMACEUTIC|PHLY|NASDAQ Execution Services, LLC|5000
SNSS|SUNESIS PHARMACEUTIC|PWJC|UBS Financial Services, Inc.|766
SNSS|SUNESIS PHARMACEUTIC|RAJA|Raymond James & Associates, Inc.|83
SNSS|SUNESIS PHARMACEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|3400
SNSS|SUNESIS PHARMACEUTIC|RGLD|Regal Securities, Inc|101
SNSS|SUNESIS PHARMACEUTIC|SAGL|SAGETRADER, LLC|4401
SNSS|SUNESIS PHARMACEUTIC|SBSH|Citigroup Global Markets Inc.|1441
SNSS|SUNESIS PHARMACEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|10114
SNSS|SUNESIS PHARMACEUTIC|SPDR|SPEEDROUTE LLC|1400
SNSS|SUNESIS PHARMACEUTIC|SWIM|TD Ameritrade, Inc.|206866
SNSS|SUNESIS PHARMACEUTIC|TKNG|ALLY INVEST SECURITIES LLC|16
SNSS|SUNESIS PHARMACEUTIC|TRBT|Tradebot Systems, Inc.|106768
SNSS|SUNESIS PHARMACEUTIC|TRCM|TRC MARKETS LLC|28705
SNSS|SUNESIS PHARMACEUTIC|TTUC|CUTTONE & CO., INC.|800
SNSS|SUNESIS PHARMACEUTIC|UBSA|UBS SECURITIES LLC|106962
SNSS|SUNESIS PHARMACEUTIC|UBSS|UBS Securities LLC|109345
SNSS|SUNESIS PHARMACEUTIC|VALX|VIRTU AMERICAS LLC|641
SNSS|SUNESIS PHARMACEUTIC|VGRD|Vanguard Marketing Corporation|21702
SNSS|SUNESIS PHARMACEUTIC|VSIN|Vision Financial Markets Llc|1250
SNSS|SUNESIS PHARMACEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|109964
SNSS|SUNESIS PHARMACEUTIC|WEED|Weeden & Co.L.P.|600
SNSS|SUNESIS PHARMACEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2342
SNSS|SUNESIS PHARMACEUTIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32849
SNSS|SUNESIS PHARMACEUTIC|WGIF|CIBC World Markets Inc.|1250
SNSS|SUNESIS PHARMACEUTIC|WSEA|WOLVERINE SECURITIES, LLC|15296
SNSS|SUNESIS PHARMACEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|17252
SNSS|SUNESIS PHARMACEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SNV|SYNOVUS FINL CP|ALTX|Alternet Securities Inc.|3976
SNV|SYNOVUS FINL CP|APCC|Apex Clearing Corporation|44
SNV|SYNOVUS FINL CP|BARD|Robert W. Baird & Co. Incorporated|5048
SNV|SYNOVUS FINL CP|BATM|CBOE TRADING, INC.|1839
SNV|SYNOVUS FINL CP|BAYC|BAY CREST PARTNERS, LLC|16276
SNV|SYNOVUS FINL CP|BBNT|BB&T SECURITIES, LLC|108
SNV|SYNOVUS FINL CP|BERN|Sanford C. Bernstein & Co., LLC|62806
SNV|SYNOVUS FINL CP|BIDS|BIDS TRADING L.P.|200
SNV|SYNOVUS FINL CP|BKCM|BNY Mellon Capital Markets LLC|21906
SNV|SYNOVUS FINL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1125
SNV|SYNOVUS FINL CP|BLKX|INSTINET, LLC|35860
SNV|SYNOVUS FINL CP|BNPX|BNP PARIBAS SECURITIES CORP.|132223
SNV|SYNOVUS FINL CP|BRVL|BLAYLOCK VAN, LLC|2600
SNV|SYNOVUS FINL CP|BTIG|BTIG, LLC|53413
SNV|SYNOVUS FINL CP|BYXM|CBOE TRADING, INC.|427
SNV|SYNOVUS FINL CP|BZYD|GOLDMAN SACHS & CO. LLC|1300
SNV|SYNOVUS FINL CP|CABR|Cabrera Capital Markets, Inc.|25
SNV|SYNOVUS FINL CP|CANT|Cantor Fitzgerald & Co.|33
SNV|SYNOVUS FINL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|13400
SNV|SYNOVUS FINL CP|CHAS|Charles Schwab & Co., Inc.|1069
SNV|SYNOVUS FINL CP|CIOI|CITIGROUP GLOBAL MARKETS INC|40000
SNV|SYNOVUS FINL CP|CIST|Capital Institutional Services, Inc.|8255
SNV|SYNOVUS FINL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|141898
SNV|SYNOVUS FINL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|181
SNV|SYNOVUS FINL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1718
SNV|SYNOVUS FINL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|351660
SNV|SYNOVUS FINL CP|CTDL|Citadel Derivatives Group Llc|10202
SNV|SYNOVUS FINL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|35238
SNV|SYNOVUS FINL CP|DADA|D.A. Davidson & Co.|1947
SNV|SYNOVUS FINL CP|DBAB|Deutsche Bank Securities Inc.|471168
SNV|SYNOVUS FINL CP|DBAX|Deutsche Bank Securities Inc.|186000
SNV|SYNOVUS FINL CP|DBUL|Deutsche Bank Securities Inc.|7340
SNV|SYNOVUS FINL CP|DEAN|MORGAN STANLEY|2565
SNV|SYNOVUS FINL CP|EBXL|EBX LLC|123100
SNV|SYNOVUS FINL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7635
SNV|SYNOVUS FINL CP|EDJO|Edward D. Jones & Co., L.P.|1230
SNV|SYNOVUS FINL CP|EGAM|CBOE TRADING, INC.|5545
SNV|SYNOVUS FINL CP|EGAW|CBOE TRADING, INC.|110
SNV|SYNOVUS FINL CP|EGMT|EG MARKET TECHNOLOGIES LLC|1898
SNV|SYNOVUS FINL CP|EGXM|CBOE TRADING, INC.|1414
SNV|SYNOVUS FINL CP|ETBE|Electronic Transaction Clearing, Inc.|16199
SNV|SYNOVUS FINL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
SNV|SYNOVUS FINL CP|ETCC|Electronic Transaction Clearing, Inc.|350
SNV|SYNOVUS FINL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5510
SNV|SYNOVUS FINL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|376
SNV|SYNOVUS FINL CP|ETRS|E*Trade Securities LLC|13258
SNV|SYNOVUS FINL CP|FILL|Tradestation Securities, Inc.|450
SNV|SYNOVUS FINL CP|FINX|FINTECH SECURITIES|800
SNV|SYNOVUS FINL CP|FMAF|NBCN Inc./ CDS|9434
SNV|SYNOVUS FINL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13061
SNV|SYNOVUS FINL CP|FQLS|Quantlab Securities LP|276024
SNV|SYNOVUS FINL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96126
SNV|SYNOVUS FINL CP|FTBR|Foliofn Investments, Inc.|1129
SNV|SYNOVUS FINL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2690
SNV|SYNOVUS FINL CP|GLPX|ACS EXECUTION SERVICES, LLC|2369
SNV|SYNOVUS FINL CP|GSCO|GOLDMAN SACHS & CO. LLC|1857930
SNV|SYNOVUS FINL CP|GSCS|GOLDMAN SACHS & CO. LLC|100
SNV|SYNOVUS FINL CP|GSLT|GOLDMAN SACHS & CO. LLC|7576
SNV|SYNOVUS FINL CP|GTSZ|GTS SECURITIES LLC|271477
SNV|SYNOVUS FINL CP|HAPX|HAP Trading, LLC|295
SNV|SYNOVUS FINL CP|HRBF|American Enterprise Investment Services Inc.|1050
SNV|SYNOVUS FINL CP|HSBC|HSBC Securities, Inc.|100
SNV|SYNOVUS FINL CP|IATS|INTERACTIVE BROKERS LLC|3789
SNV|SYNOVUS FINL CP|IBKR|Interactive Brokers Llc|15023
SNV|SYNOVUS FINL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|261
SNV|SYNOVUS FINL CP|ICBX|INSTINET, LLC|73780
SNV|SYNOVUS FINL CP|IEQY|CITADEL SECURITIES LLC|92643
SNV|SYNOVUS FINL CP|INCA|INSTINET, LLC|260624
SNV|SYNOVUS FINL CP|INJX|INSTINET, LLC|2994
SNV|SYNOVUS FINL CP|ITGI|ITG Inc.|108378
SNV|SYNOVUS FINL CP|ITGP|ITG INC.|172600
SNV|SYNOVUS FINL CP|JEFF|JEFFERIES LLC|81024
SNV|SYNOVUS FINL CP|JMPT|JUMP TRADING, LLC|60604
SNV|SYNOVUS FINL CP|JPBX|J.P. MORGAN SECURITIES LLC|97674
SNV|SYNOVUS FINL CP|JPMX|J.P. Morgan Securities LLC|263048
SNV|SYNOVUS FINL CP|JSJX|JANE STREET CAPITAL LLC|9126
SNV|SYNOVUS FINL CP|JSSF|JMP Securities LLC|41069
SNV|SYNOVUS FINL CP|KBWI|Keefe, Bruyette & Woods, Inc.|79787
SNV|SYNOVUS FINL CP|KCGM|VIRTU Americas LLC|39928
SNV|SYNOVUS FINL CP|LEHM|Barclays Capital Inc./Le|450479
SNV|SYNOVUS FINL CP|LIME|Lime Brokerage LLC|227649
SNV|SYNOVUS FINL CP|LOOP|Loop Capital Markets LLC|1643
SNV|SYNOVUS FINL CP|LQNA|LIQUIDNET, INC.|85500
SNV|SYNOVUS FINL CP|MAXM|Maxim Group LLC|13681
SNV|SYNOVUS FINL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93743
SNV|SYNOVUS FINL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
SNV|SYNOVUS FINL CP|MOTF|MOTIF INVESTING, INC.|1
SNV|SYNOVUS FINL CP|MSCO|MORGAN STANLEY & CO. LLC|1130052
SNV|SYNOVUS FINL CP|MSPL|MORGAN STANLEY & CO. LLC|210600
SNV|SYNOVUS FINL CP|MSTX|MORGAN STANLEY & CO. LLC|94600
SNV|SYNOVUS FINL CP|NFSC|National Financial Services LLC|107376
SNV|SYNOVUS FINL CP|NITE|VIRTU Americas LLC|326745
SNV|SYNOVUS FINL CP|NITP|VIRTU Americas LLC|1716
SNV|SYNOVUS FINL CP|NQRB|Brut, LLC|4582
SNV|SYNOVUS FINL CP|NTRC|Northern Trust Securities, Inc.|1755
SNV|SYNOVUS FINL CP|OHOS|TWO SIGMA SECURITIES, LLC|33738
SNV|SYNOVUS FINL CP|ONEL|O'NEIL SECURITIES, INCORPORATED|146
SNV|SYNOVUS FINL CP|OPCO|Oppenheimer & Co. Inc.|587
SNV|SYNOVUS FINL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
SNV|SYNOVUS FINL CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5600
SNV|SYNOVUS FINL CP|PDQM|CODA MARKETS, INC.|14951
SNV|SYNOVUS FINL CP|PWJC|UBS Financial Services, Inc.|2113
SNV|SYNOVUS FINL CP|QMSR|QUATTRO M SECURITIES INC.|3300
SNV|SYNOVUS FINL CP|RBCM|RBC CAPITAL MARKETS, LLC|15764
SNV|SYNOVUS FINL CP|SAGL|SAGETRADER, LLC|1200
SNV|SYNOVUS FINL CP|SAGW|SAGETRADER, LLC|112
SNV|SYNOVUS FINL CP|SBSH|Citigroup Global Markets Inc.|110375
SNV|SYNOVUS FINL CP|SEIC|SEI Investments Distribution Co.|800
SNV|SYNOVUS FINL CP|SGMT|GOLDMAN SACHS & CO. LLC|85110
SNV|SYNOVUS FINL CP|SPDR|SPEEDROUTE LLC|18900
SNV|SYNOVUS FINL CP|SPHN|Stephens Inc.|89994
SNV|SYNOVUS FINL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|7384
SNV|SYNOVUS FINL CP|STFL|Stifel, Nicolaus & Company, Incorporated|1587
SNV|SYNOVUS FINL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1636
SNV|SYNOVUS FINL CP|SWIM|TD Ameritrade, Inc.|415330
SNV|SYNOVUS FINL CP|SWST|Hilltop Securities Inc.|10
SNV|SYNOVUS FINL CP|TRBT|Tradebot Systems, Inc.|199307
SNV|SYNOVUS FINL CP|TRCM|TRC MARKETS LLC|435400
SNV|SYNOVUS FINL CP|UBSA|UBS SECURITIES LLC|357040
SNV|SYNOVUS FINL CP|UBSS|UBS Securities LLC|730304
SNV|SYNOVUS FINL CP|VALX|VIRTU AMERICAS LLC|6669
SNV|SYNOVUS FINL CP|VGRD|Vanguard Marketing Corporation|3372
SNV|SYNOVUS FINL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1833
SNV|SYNOVUS FINL CP|WCHV|WELLS FARGO SECURITIES, LLC|78415
SNV|SYNOVUS FINL CP|WDNX|WEEDEN & CO.L.P.|836
SNV|SYNOVUS FINL CP|WEDB|WEDBUSH SECURITIES INC.|1210
SNV|SYNOVUS FINL CP|WEED|Weeden & Co.L.P.|600
SNV|SYNOVUS FINL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1219
SNV|SYNOVUS FINL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7783
SNV|SYNOVUS FINL CP|WFPB|Wells Fargo Securities, LLC.|2312
SNV|SYNOVUS FINL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|277
SNV|SYNOVUS FINL CP|WSEA|WOLVERINE SECURITIES, LLC|920
SNV|SYNOVUS FINL CP|XIST|INSTINET, LLC|26000
SNV|SYNOVUS FINL CP|XPQR|Jump Trading|700
SNV|SYNOVUS FINL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|16718
SNV|SYNOVUS FINL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|385
SNV|SYNOVUS FINL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6304
SNV$C|SYNOVUS FINANCIAL|BANK|Primevest Financial Services, Inc.|69
SNV$C|SYNOVUS FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|6
SNV$C|SYNOVUS FINANCIAL|BBNT|BB&T SECURITIES, LLC|215
SNV$C|SYNOVUS FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62
SNV$C|SYNOVUS FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2616
SNV$C|SYNOVUS FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
SNV$C|SYNOVUS FINANCIAL|DBAX|Deutsche Bank Securities Inc.|1400
SNV$C|SYNOVUS FINANCIAL|DEAN|MORGAN STANLEY|15862
SNV$C|SYNOVUS FINANCIAL|EBXL|EBX LLC|900
SNV$C|SYNOVUS FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|5
SNV$C|SYNOVUS FINANCIAL|ETRS|E*Trade Securities LLC|5715
SNV$C|SYNOVUS FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1368
SNV$C|SYNOVUS FINANCIAL|HRBF|American Enterprise Investment Services Inc.|3080
SNV$C|SYNOVUS FINANCIAL|IBKR|Interactive Brokers Llc|6500
SNV$C|SYNOVUS FINANCIAL|ITGP|ITG INC.|600
SNV$C|SYNOVUS FINANCIAL|KCGM|VIRTU Americas LLC|400
SNV$C|SYNOVUS FINANCIAL|LEHM|Barclays Capital Inc./Le|800
SNV$C|SYNOVUS FINANCIAL|LIME|Lime Brokerage LLC|70
SNV$C|SYNOVUS FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|20786
SNV$C|SYNOVUS FINANCIAL|NFSC|National Financial Services LLC|13601
SNV$C|SYNOVUS FINANCIAL|NITE|VIRTU Americas LLC|26381
SNV$C|SYNOVUS FINANCIAL|PWJC|UBS Financial Services, Inc.|435
SNV$C|SYNOVUS FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|273
SNV$C|SYNOVUS FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|100
SNV$C|SYNOVUS FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|800
SNV$C|SYNOVUS FINANCIAL|SPDR|SPEEDROUTE LLC|200
SNV$C|SYNOVUS FINANCIAL|SWIM|TD Ameritrade, Inc.|400
SNV$C|SYNOVUS FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|400
SNV$C|SYNOVUS FINANCIAL|TRBT|Tradebot Systems, Inc.|630
SNV$C|SYNOVUS FINANCIAL|UBSA|UBS SECURITIES LLC|4138
SNV$C|SYNOVUS FINANCIAL|UBSS|UBS Securities LLC|9658
SNV$C|SYNOVUS FINANCIAL|VGRD|Vanguard Marketing Corporation|2934
SNV$C|SYNOVUS FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|16274
SNV$C|SYNOVUS FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2406
SNV$D|SYNOVUS FINANCIAL D|ADAM|CANACCORD GENUITY INC.|3000
SNV$D|SYNOVUS FINANCIAL D|ALTX|Alternet Securities Inc.|2800
SNV$D|SYNOVUS FINANCIAL D|BARD|Robert W. Baird & Co. Incorporated|1618
SNV$D|SYNOVUS FINANCIAL D|BBNT|BB&T SECURITIES, LLC|3925
SNV$D|SYNOVUS FINANCIAL D|BMUR|BREAN CAPITAL, LLC|5300
SNV$D|SYNOVUS FINANCIAL D|CANT|Cantor Fitzgerald & Co.|490300
SNV$D|SYNOVUS FINANCIAL D|CHAS|Charles Schwab & Co., Inc.|632
SNV$D|SYNOVUS FINANCIAL D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10400
SNV$D|SYNOVUS FINANCIAL D|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6408
SNV$D|SYNOVUS FINANCIAL D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7000
SNV$D|SYNOVUS FINANCIAL D|CXCX|CITIGROUP GLOBAL MARKETS INC.|5400
SNV$D|SYNOVUS FINANCIAL D|DADA|D.A. Davidson & Co.|1400
SNV$D|SYNOVUS FINANCIAL D|DBAB|Deutsche Bank Securities Inc.|26330
SNV$D|SYNOVUS FINANCIAL D|DBAX|Deutsche Bank Securities Inc.|5400
SNV$D|SYNOVUS FINANCIAL D|DEAN|MORGAN STANLEY|41816
SNV$D|SYNOVUS FINANCIAL D|EBXL|EBX LLC|6300
SNV$D|SYNOVUS FINANCIAL D|EGAM|CBOE TRADING, INC.|1800
SNV$D|SYNOVUS FINANCIAL D|EGXM|CBOE TRADING, INC.|469
SNV$D|SYNOVUS FINANCIAL D|ETRS|E*Trade Securities LLC|3950
SNV$D|SYNOVUS FINANCIAL D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|786
SNV$D|SYNOVUS FINANCIAL D|GLPX|ACS EXECUTION SERVICES, LLC|1378
SNV$D|SYNOVUS FINANCIAL D|GSCO|GOLDMAN SACHS & CO. LLC|900
SNV$D|SYNOVUS FINANCIAL D|GSLT|GOLDMAN SACHS & CO. LLC|3000
SNV$D|SYNOVUS FINANCIAL D|HRBF|American Enterprise Investment Services Inc.|4550
SNV$D|SYNOVUS FINANCIAL D|IBKR|Interactive Brokers Llc|300
SNV$D|SYNOVUS FINANCIAL D|ICBX|INSTINET, LLC|2400
SNV$D|SYNOVUS FINANCIAL D|INCA|INSTINET, LLC|7600
SNV$D|SYNOVUS FINANCIAL D|ITGI|ITG Inc.|2600
SNV$D|SYNOVUS FINANCIAL D|ITGP|ITG INC.|6000
SNV$D|SYNOVUS FINANCIAL D|JPMX|J.P. Morgan Securities LLC|7000
SNV$D|SYNOVUS FINANCIAL D|KCGM|VIRTU Americas LLC|15290
SNV$D|SYNOVUS FINANCIAL D|LEHM|Barclays Capital Inc./Le|50482
SNV$D|SYNOVUS FINANCIAL D|LIME|Lime Brokerage LLC|35
SNV$D|SYNOVUS FINANCIAL D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|12000
SNV$D|SYNOVUS FINANCIAL D|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8600
SNV$D|SYNOVUS FINANCIAL D|MSCO|MORGAN STANLEY & CO. LLC|36525
SNV$D|SYNOVUS FINANCIAL D|NFSC|National Financial Services LLC|12056
SNV$D|SYNOVUS FINANCIAL D|NITE|VIRTU Americas LLC|63563
SNV$D|SYNOVUS FINANCIAL D|PDQM|CODA MARKETS, INC.|3888
SNV$D|SYNOVUS FINANCIAL D|PIPR|Piper Jaffray & Co.|150000
SNV$D|SYNOVUS FINANCIAL D|PREC|PRECISION SECURITIES, LLC|4600
SNV$D|SYNOVUS FINANCIAL D|RBCM|RBC CAPITAL MARKETS, LLC|4000
SNV$D|SYNOVUS FINANCIAL D|SALI|INTL FCSTONE FINANCIAL INC.|12100
SNV$D|SYNOVUS FINANCIAL D|SGMT|GOLDMAN SACHS & CO. LLC|4500
SNV$D|SYNOVUS FINANCIAL D|SPDR|SPEEDROUTE LLC|915
SNV$D|SYNOVUS FINANCIAL D|STFL|Stifel, Nicolaus & Company, Incorporated|56658
SNV$D|SYNOVUS FINANCIAL D|SWIM|TD Ameritrade, Inc.|800
SNV$D|SYNOVUS FINANCIAL D|UBSA|UBS SECURITIES LLC|28918
SNV$D|SYNOVUS FINANCIAL D|UBSS|UBS Securities LLC|8295
SNV$D|SYNOVUS FINANCIAL D|VGRD|Vanguard Marketing Corporation|2300
SNV$D|SYNOVUS FINANCIAL D|WCHV|WELLS FARGO SECURITIES, LLC|1386
SNV$D|SYNOVUS FINANCIAL D|WEED|Weeden & Co.L.P.|12890
SNV$D|SYNOVUS FINANCIAL D|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
SNV$D|SYNOVUS FINANCIAL D|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SNV$D|SYNOVUS FINANCIAL D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21
SNX|SYNNEX CORP|ALTX|Alternet Securities Inc.|4462
SNX|SYNNEX CORP|APCC|Apex Clearing Corporation|39
SNX|SYNNEX CORP|BARD|Robert W. Baird & Co. Incorporated|608
SNX|SYNNEX CORP|BATM|CBOE TRADING, INC.|3204
SNX|SYNNEX CORP|BAYC|BAY CREST PARTNERS, LLC|1713
SNX|SYNNEX CORP|BBNT|BB&T SECURITIES, LLC|24
SNX|SYNNEX CORP|BERN|Sanford C. Bernstein & Co., LLC|23513
SNX|SYNNEX CORP|BIAD|SAGETRADER, LLC|100
SNX|SYNNEX CORP|BIDS|BIDS TRADING L.P.|500
SNX|SYNNEX CORP|BKCM|BNY Mellon Capital Markets LLC|4545
SNX|SYNNEX CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|367
SNX|SYNNEX CORP|BLKX|INSTINET, LLC|20400
SNX|SYNNEX CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1113
SNX|SYNNEX CORP|BRVL|BLAYLOCK VAN, LLC|100
SNX|SYNNEX CORP|BTIG|BTIG, LLC|3074
SNX|SYNNEX CORP|BYXM|CBOE TRADING, INC.|281
SNX|SYNNEX CORP|BZYD|GOLDMAN SACHS & CO. LLC|287
SNX|SYNNEX CORP|CANT|Cantor Fitzgerald & Co.|4241
SNX|SYNNEX CORP|CHAS|Charles Schwab & Co., Inc.|4258
SNX|SYNNEX CORP|CIST|Capital Institutional Services, Inc.|184
SNX|SYNNEX CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25196
SNX|SYNNEX CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15939
SNX|SYNNEX CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5108
SNX|SYNNEX CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|132385
SNX|SYNNEX CORP|CTDL|Citadel Derivatives Group Llc|22258
SNX|SYNNEX CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|22876
SNX|SYNNEX CORP|DBAB|Deutsche Bank Securities Inc.|174046
SNX|SYNNEX CORP|DBAX|Deutsche Bank Securities Inc.|157900
SNX|SYNNEX CORP|DCHF|Dart Executions, LLC|179
SNX|SYNNEX CORP|DEAN|MORGAN STANLEY|1642
SNX|SYNNEX CORP|DEGS|RONIN PROFESSIONAL LLC|550
SNX|SYNNEX CORP|DRWC|DRW SECURITIES, L.L.C.|800
SNX|SYNNEX CORP|EBXL|EBX LLC|50700
SNX|SYNNEX CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|547
SNX|SYNNEX CORP|EDJC|Edward Jones / CDS|105
SNX|SYNNEX CORP|EDJO|Edward D. Jones & Co., L.P.|216
SNX|SYNNEX CORP|EGAM|CBOE TRADING, INC.|4675
SNX|SYNNEX CORP|EGAW|CBOE TRADING, INC.|63
SNX|SYNNEX CORP|EGMT|EG MARKET TECHNOLOGIES LLC|200
SNX|SYNNEX CORP|EGXM|CBOE TRADING, INC.|661
SNX|SYNNEX CORP|ETBE|Electronic Transaction Clearing, Inc.|100
SNX|SYNNEX CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1253
SNX|SYNNEX CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31253
SNX|SYNNEX CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|280
SNX|SYNNEX CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1754
SNX|SYNNEX CORP|ETRS|E*Trade Securities LLC|73891
SNX|SYNNEX CORP|FILL|Tradestation Securities, Inc.|2997
SNX|SYNNEX CORP|FMAF|NBCN Inc./ CDS|433
SNX|SYNNEX CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1298
SNX|SYNNEX CORP|FQLS|Quantlab Securities LP|40948
SNX|SYNNEX CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21408
SNX|SYNNEX CORP|FTBR|Foliofn Investments, Inc.|1382
SNX|SYNNEX CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2859
SNX|SYNNEX CORP|GLPX|ACS EXECUTION SERVICES, LLC|37563
SNX|SYNNEX CORP|GSCO|GOLDMAN SACHS & CO. LLC|464568
SNX|SYNNEX CORP|GSCS|GOLDMAN SACHS & CO. LLC|1493
SNX|SYNNEX CORP|GSLT|GOLDMAN SACHS & CO. LLC|648
SNX|SYNNEX CORP|GTSZ|GTS SECURITIES LLC|71405
SNX|SYNNEX CORP|HRBF|American Enterprise Investment Services Inc.|1418
SNX|SYNNEX CORP|IATS|INTERACTIVE BROKERS LLC|5086
SNX|SYNNEX CORP|IBKR|Interactive Brokers Llc|11430
SNX|SYNNEX CORP|ICBX|INSTINET, LLC|18700
SNX|SYNNEX CORP|IEQY|CITADEL SECURITIES LLC|14785
SNX|SYNNEX CORP|INCA|INSTINET, LLC|73024
SNX|SYNNEX CORP|INJX|INSTINET, LLC|436
SNX|SYNNEX CORP|ITGI|ITG Inc.|24454
SNX|SYNNEX CORP|ITGP|ITG INC.|59600
SNX|SYNNEX CORP|JANY|Janney Montgomery Scott Inc.|55
SNX|SYNNEX CORP|JEFF|JEFFERIES LLC|6492
SNX|SYNNEX CORP|JMPT|JUMP TRADING, LLC|13117
SNX|SYNNEX CORP|JONE|JonesTrading|25709
SNX|SYNNEX CORP|JPBX|J.P. MORGAN SECURITIES LLC|4987
SNX|SYNNEX CORP|JPMX|J.P. Morgan Securities LLC|155734
SNX|SYNNEX CORP|JSJX|JANE STREET CAPITAL LLC|3834
SNX|SYNNEX CORP|KCGM|VIRTU Americas LLC|18005
SNX|SYNNEX CORP|LEHM|Barclays Capital Inc./Le|226410
SNX|SYNNEX CORP|LIME|Lime Brokerage LLC|9282
SNX|SYNNEX CORP|LQNA|LIQUIDNET, INC.|16300
SNX|SYNNEX CORP|LSCI|Lek Securities Corporation|2007
SNX|SYNNEX CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
SNX|SYNNEX CORP|MACQ|Macquarie Capital (USA) Inc.|9500
SNX|SYNNEX CORP|MAXM|Maxim Group LLC|42
SNX|SYNNEX CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27088
SNX|SYNNEX CORP|MSCO|MORGAN STANLEY & CO. LLC|233191
SNX|SYNNEX CORP|MSPL|MORGAN STANLEY & CO. LLC|123600
SNX|SYNNEX CORP|MSTX|MORGAN STANLEY & CO. LLC|28400
SNX|SYNNEX CORP|NATL|National Securities Corporation|250
SNX|SYNNEX CORP|NEED|Needham & Company, LLC|23212
SNX|SYNNEX CORP|NFSC|National Financial Services LLC|32727
SNX|SYNNEX CORP|NITE|VIRTU Americas LLC|110484
SNX|SYNNEX CORP|NQRB|Brut, LLC|3684
SNX|SYNNEX CORP|NTBF|BMO Nesbitt Burns Inc./CDS|100
SNX|SYNNEX CORP|NTRC|Northern Trust Securities, Inc.|484
SNX|SYNNEX CORP|OHOS|TWO SIGMA SECURITIES, LLC|3176
SNX|SYNNEX CORP|OPCO|Oppenheimer & Co. Inc.|274
SNX|SYNNEX CORP|OTAA|OTA LLC|4800
SNX|SYNNEX CORP|PDQM|CODA MARKETS, INC.|90839
SNX|SYNNEX CORP|PHLY|NASDAQ Execution Services, LLC|200
SNX|SYNNEX CORP|PWJC|UBS Financial Services, Inc.|1050
SNX|SYNNEX CORP|RBCM|RBC CAPITAL MARKETS, LLC|574
SNX|SYNNEX CORP|RGLD|Regal Securities, Inc|107
SNX|SYNNEX CORP|SAGL|SAGETRADER, LLC|6678
SNX|SYNNEX CORP|SAGW|SAGETRADER, LLC|7
SNX|SYNNEX CORP|SBSH|Citigroup Global Markets Inc.|28740
SNX|SYNNEX CORP|SGMT|GOLDMAN SACHS & CO. LLC|26502
SNX|SYNNEX CORP|SPDR|SPEEDROUTE LLC|4744
SNX|SYNNEX CORP|SPHN|Stephens Inc.|90
SNX|SYNNEX CORP|SPTD|MINT GLOBAL MARKETS, INC.|1405
SNX|SYNNEX CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|956
SNX|SYNNEX CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1600
SNX|SYNNEX CORP|SWIM|TD Ameritrade, Inc.|26047
SNX|SYNNEX CORP|SWST|Hilltop Securities Inc.|27
SNX|SYNNEX CORP|TKNG|ALLY INVEST SECURITIES LLC|420
SNX|SYNNEX CORP|TRBT|Tradebot Systems, Inc.|25260
SNX|SYNNEX CORP|TRCM|TRC MARKETS LLC|15551
SNX|SYNNEX CORP|UBSA|UBS SECURITIES LLC|195310
SNX|SYNNEX CORP|UBSS|UBS Securities LLC|208219
SNX|SYNNEX CORP|VALX|VIRTU AMERICAS LLC|8393
SNX|SYNNEX CORP|VGRD|Vanguard Marketing Corporation|1160
SNX|SYNNEX CORP|WBET|Wallachbeth Capital LLC|1941
SNX|SYNNEX CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|467
SNX|SYNNEX CORP|WCHV|WELLS FARGO SECURITIES, LLC|28999
SNX|SYNNEX CORP|WDNX|WEEDEN & CO.L.P.|2562
SNX|SYNNEX CORP|WEED|Weeden & Co.L.P.|1502
SNX|SYNNEX CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|907
SNX|SYNNEX CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5634
SNX|SYNNEX CORP|WGIF|CIBC World Markets Inc.|200
SNX|SYNNEX CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|146
SNX|SYNNEX CORP|WSEA|WOLVERINE SECURITIES, LLC|682
SNX|SYNNEX CORP|XIST|INSTINET, LLC|9464
SNX|SYNNEX CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|19000
SNX|SYNNEX CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|10969
SNX|SYNNEX CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|936
SNY|SANOFI ADR|AGIS|Aegis Capital Corp.|2335
SNY|SANOFI ADR|ALTX|Alternet Securities Inc.|2428
SNY|SANOFI ADR|ANOS|ABEL/NOSER, L.L.C.|119018
SNY|SANOFI ADR|APCC|Apex Clearing Corporation|2086
SNY|SANOFI ADR|BANK|Primevest Financial Services, Inc.|1157
SNY|SANOFI ADR|BARD|Robert W. Baird & Co. Incorporated|14580
SNY|SANOFI ADR|BATM|CBOE TRADING, INC.|3615
SNY|SANOFI ADR|BAYC|BAY CREST PARTNERS, LLC|1823
SNY|SANOFI ADR|BBNT|BB&T SECURITIES, LLC|27149
SNY|SANOFI ADR|BERN|Sanford C. Bernstein & Co., LLC|63951
SNY|SANOFI ADR|BIDS|BIDS TRADING L.P.|100
SNY|SANOFI ADR|BIMI|Banca IMI Securities Corp.|37
SNY|SANOFI ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|73135
SNY|SANOFI ADR|BLKX|INSTINET, LLC|11900
SNY|SANOFI ADR|BTIG|BTIG, LLC|25547
SNY|SANOFI ADR|BYXM|CBOE TRADING, INC.|300
SNY|SANOFI ADR|CABR|Cabrera Capital Markets, Inc.|100
SNY|SANOFI ADR|CANT|Cantor Fitzgerald & Co.|5521
SNY|SANOFI ADR|CHAS|Charles Schwab & Co., Inc.|15644
SNY|SANOFI ADR|CIST|Capital Institutional Services, Inc.|4056
SNY|SANOFI ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27576
SNY|SANOFI ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|117906
SNY|SANOFI ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|855743
SNY|SANOFI ADR|CTDL|Citadel Derivatives Group Llc|6717
SNY|SANOFI ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|51702
SNY|SANOFI ADR|DADA|D.A. Davidson & Co.|391
SNY|SANOFI ADR|DAVA|Davenport & Company LLC|1
SNY|SANOFI ADR|DBAB|Deutsche Bank Securities Inc.|427423
SNY|SANOFI ADR|DBAX|Deutsche Bank Securities Inc.|195200
SNY|SANOFI ADR|DCHF|Dart Executions, LLC|26740
SNY|SANOFI ADR|DEAN|MORGAN STANLEY|67269
SNY|SANOFI ADR|DEGS|RONIN PROFESSIONAL LLC|5200
SNY|SANOFI ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|633
SNY|SANOFI ADR|EBXL|EBX LLC|377700
SNY|SANOFI ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|15844
SNY|SANOFI ADR|EDJC|Edward Jones / CDS|163
SNY|SANOFI ADR|EDJO|Edward D. Jones & Co., L.P.|31943
SNY|SANOFI ADR|EGAM|CBOE TRADING, INC.|3019
SNY|SANOFI ADR|EGAW|CBOE TRADING, INC.|100
SNY|SANOFI ADR|EGXM|CBOE TRADING, INC.|1450
SNY|SANOFI ADR|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
SNY|SANOFI ADR|ETRS|E*Trade Securities LLC|135538
SNY|SANOFI ADR|FIDT|Fidelity Clearing Canada ULC./ CDS|535
SNY|SANOFI ADR|FILL|Tradestation Securities, Inc.|2082
SNY|SANOFI ADR|FINX|FINTECH SECURITIES|2266
SNY|SANOFI ADR|FMAF|NBCN Inc./ CDS|5010
SNY|SANOFI ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30992
SNY|SANOFI ADR|FTBR|Foliofn Investments, Inc.|4098
SNY|SANOFI ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|45596
SNY|SANOFI ADR|GLIS|TD Securities Inc|5121
SNY|SANOFI ADR|GLPX|ACS EXECUTION SERVICES, LLC|5819
SNY|SANOFI ADR|GSCO|GOLDMAN SACHS & CO. LLC|126317
SNY|SANOFI ADR|GSCS|GOLDMAN SACHS & CO. LLC|32616
SNY|SANOFI ADR|GSLT|GOLDMAN SACHS & CO. LLC|30010
SNY|SANOFI ADR|GTSZ|GTS SECURITIES LLC|80065
SNY|SANOFI ADR|HAPX|HAP Trading, LLC|100
SNY|SANOFI ADR|HRBF|American Enterprise Investment Services Inc.|23530
SNY|SANOFI ADR|HSBC|HSBC Securities, Inc.|4402
SNY|SANOFI ADR|IATS|INTERACTIVE BROKERS LLC|11953
SNY|SANOFI ADR|IBKR|Interactive Brokers Llc|58792
SNY|SANOFI ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4820
SNY|SANOFI ADR|ICBX|INSTINET, LLC|632637
SNY|SANOFI ADR|INCA|INSTINET, LLC|126390
SNY|SANOFI ADR|INJX|INSTINET, LLC|1605
SNY|SANOFI ADR|INTL|INTL FCSTONE FINANCIAL INC.|8005
SNY|SANOFI ADR|ITGI|ITG Inc.|94593
SNY|SANOFI ADR|ITGP|ITG INC.|172200
SNY|SANOFI ADR|JANY|Janney Montgomery Scott Inc.|21297
SNY|SANOFI ADR|JEFF|JEFFERIES LLC|19878
SNY|SANOFI ADR|JMPT|JUMP TRADING, LLC|139546
SNY|SANOFI ADR|JPBX|J.P. MORGAN SECURITIES LLC|1600
SNY|SANOFI ADR|JPMX|J.P. Morgan Securities LLC|550567
SNY|SANOFI ADR|KCGM|VIRTU Americas LLC|61165
SNY|SANOFI ADR|LEHM|Barclays Capital Inc./Le|1969069
SNY|SANOFI ADR|LGNT|COR CLEARING LLC|9
SNY|SANOFI ADR|LIME|Lime Brokerage LLC|934847
SNY|SANOFI ADR|LSCI|Lek Securities Corporation|2488
SNY|SANOFI ADR|LVMR|LIVERMORE TRADING GROUP, INC.|8400
SNY|SANOFI ADR|MACC|Mid Atlantic Capital Corporation|5170
SNY|SANOFI ADR|MBTS|ALLY INVEST SECURITIES LLC|672
SNY|SANOFI ADR|MCMF|Raymond James Ltd. Cds|1417
SNY|SANOFI ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|228802
SNY|SANOFI ADR|MOTF|MOTIF INVESTING, INC.|16
SNY|SANOFI ADR|MSCO|MORGAN STANLEY & CO. LLC|1281747
SNY|SANOFI ADR|MSPL|MORGAN STANLEY & CO. LLC|242900
SNY|SANOFI ADR|MSTX|MORGAN STANLEY & CO. LLC|192800
SNY|SANOFI ADR|NATL|National Securities Corporation|380
SNY|SANOFI ADR|NBCS|NBC Securities, INC.|100
SNY|SANOFI ADR|NEUB|NEUBERGER BERMAN BD LLC|110
SNY|SANOFI ADR|NFSC|National Financial Services LLC|533169
SNY|SANOFI ADR|NITE|VIRTU Americas LLC|1301235
SNY|SANOFI ADR|NITP|VIRTU Americas LLC|7324
SNY|SANOFI ADR|NMRA|Nomura Securities International, Inc.|200
SNY|SANOFI ADR|NQRB|Brut, LLC|28099
SNY|SANOFI ADR|NTBF|BMO Nesbitt Burns Inc./CDS|1996
SNY|SANOFI ADR|NTRC|Northern Trust Securities, Inc.|773
SNY|SANOFI ADR|OHOS|TWO SIGMA SECURITIES, LLC|79890
SNY|SANOFI ADR|OLDM|OLD MISSION CAPITAL, LLC|194220
SNY|SANOFI ADR|OPCO|Oppenheimer & Co. Inc.|4432
SNY|SANOFI ADR|PDQM|CODA MARKETS, INC.|1084
SNY|SANOFI ADR|PHLY|NASDAQ Execution Services, LLC|400
SNY|SANOFI ADR|PIPR|Piper Jaffray & Co.|380
SNY|SANOFI ADR|PWJC|UBS Financial Services, Inc.|37310
SNY|SANOFI ADR|RBCM|RBC CAPITAL MARKETS, LLC|122232
SNY|SANOFI ADR|SALI|INTL FCSTONE FINANCIAL INC.|2300
SNY|SANOFI ADR|SBRX|MURIEL SIEBERT & CO INC|78
SNY|SANOFI ADR|SBSH|Citigroup Global Markets Inc.|68009
SNY|SANOFI ADR|SEIC|SEI Investments Distribution Co.|1228
SNY|SANOFI ADR|SGMT|GOLDMAN SACHS & CO. LLC|125852
SNY|SANOFI ADR|SPDR|SPEEDROUTE LLC|4801
SNY|SANOFI ADR|SPHN|Stephens Inc.|2390
SNY|SANOFI ADR|STFL|Stifel, Nicolaus & Company, Incorporated|22769
SNY|SANOFI ADR|STKP|STOCKPILE INVESTMENTS, INC.|58
SNY|SANOFI ADR|STXG|Stockcross Financial Services, Inc.|20
SNY|SANOFI ADR|SWIM|TD Ameritrade, Inc.|52554
SNY|SANOFI ADR|SWST|Hilltop Securities Inc.|5649
SNY|SANOFI ADR|TKNG|ALLY INVEST SECURITIES LLC|2142
SNY|SANOFI ADR|UBSS|UBS Securities LLC|773586
SNY|SANOFI ADR|VALX|VIRTU AMERICAS LLC|2180283
SNY|SANOFI ADR|VERT|The Vertical Trading Group, LLC|5655
SNY|SANOFI ADR|VGRD|Vanguard Marketing Corporation|40543
SNY|SANOFI ADR|VSIN|Vision Financial Markets Llc|86
SNY|SANOFI ADR|WBLR|WILLIAM BLAIR|13
SNY|SANOFI ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|330
SNY|SANOFI ADR|WCHV|WELLS FARGO SECURITIES, LLC|247577
SNY|SANOFI ADR|WEDB|WEDBUSH SECURITIES INC.|1021
SNY|SANOFI ADR|WEED|Weeden & Co.L.P.|700
SNY|SANOFI ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34185
SNY|SANOFI ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44423
SNY|SANOFI ADR|WGIF|CIBC World Markets Inc.|7062
SNY|SANOFI ADR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|160
SNY|SANOFI ADR|WSEA|WOLVERINE SECURITIES, LLC|7293
SNY|SANOFI ADR|WTFS|JUST2TRADE, INC.|30
SNY|SANOFI ADR|XIST|INSTINET, LLC|778
SNY|SANOFI ADR|XPUS|XP SECURITIES, LLC|255
SNY|SANOFI ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|82176
SNY|SANOFI ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40818
SO|SOUTHERN CO|ABLE|NATIXIS Securities Americas LLC|785607
SO|SOUTHERN CO|AGIS|Aegis Capital Corp.|24
SO|SOUTHERN CO|ALTX|Alternet Securities Inc.|61927
SO|SOUTHERN CO|ANOS|ABEL/NOSER, L.L.C.|2684
SO|SOUTHERN CO|APCC|Apex Clearing Corporation|5865
SO|SOUTHERN CO|BANK|Primevest Financial Services, Inc.|14873
SO|SOUTHERN CO|BARD|Robert W. Baird & Co. Incorporated|31981
SO|SOUTHERN CO|BATM|CBOE TRADING, INC.|25128
SO|SOUTHERN CO|BAYC|BAY CREST PARTNERS, LLC|27143
SO|SOUTHERN CO|BAYT|BTIG, LLC|2700
SO|SOUTHERN CO|BBNT|BB&T SECURITIES, LLC|41521
SO|SOUTHERN CO|BERN|Sanford C. Bernstein & Co., LLC|41108
SO|SOUTHERN CO|BIAD|SAGETRADER, LLC|96
SO|SOUTHERN CO|BIDS|BIDS TRADING L.P.|87677
SO|SOUTHERN CO|BIMI|Banca IMI Securities Corp.|3686
SO|SOUTHERN CO|BKCM|BNY Mellon Capital Markets LLC|230
SO|SOUTHERN CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|110812
SO|SOUTHERN CO|BLKX|INSTINET, LLC|242060
SO|SOUTHERN CO|BMOC|BMO Capital Markets Corp.|34833
SO|SOUTHERN CO|BNPX|BNP PARIBAS SECURITIES CORP.|761298
SO|SOUTHERN CO|BRGE|Newbridge Securities Corp.|36
SO|SOUTHERN CO|BTIG|BTIG, LLC|37623
SO|SOUTHERN CO|BYXM|CBOE TRADING, INC.|3918
SO|SOUTHERN CO|BZYD|GOLDMAN SACHS & CO. LLC|4263
SO|SOUTHERN CO|CABR|Cabrera Capital Markets, Inc.|125
SO|SOUTHERN CO|CANT|Cantor Fitzgerald & Co.|1740
SO|SOUTHERN CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|27800
SO|SOUTHERN CO|CHAS|Charles Schwab & Co., Inc.|14166
SO|SOUTHERN CO|CHLM|Craig-Hallum Capital Group LLC|100
SO|SOUTHERN CO|CIBP|CIBC World Markets Corp.|129776
SO|SOUTHERN CO|CICF|Canaccord Genuity Corp.|6355
SO|SOUTHERN CO|CIST|Capital Institutional Services, Inc.|21576
SO|SOUTHERN CO|CLSA|CLSA AMERICAS, LLC|200
SO|SOUTHERN CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|186293
SO|SOUTHERN CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7
SO|SOUTHERN CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11708
SO|SOUTHERN CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1051197
SO|SOUTHERN CO|CTDE|CHOICETRADE|1
SO|SOUTHERN CO|CTDL|Citadel Derivatives Group Llc|44356
SO|SOUTHERN CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|109198
SO|SOUTHERN CO|DADA|D.A. Davidson & Co.|6384
SO|SOUTHERN CO|DAVA|Davenport & Company LLC|6515
SO|SOUTHERN CO|DBAB|Deutsche Bank Securities Inc.|720643
SO|SOUTHERN CO|DBAX|Deutsche Bank Securities Inc.|905800
SO|SOUTHERN CO|DBUL|Deutsche Bank Securities Inc.|12217
SO|SOUTHERN CO|DCHF|Dart Executions, LLC|15937
SO|SOUTHERN CO|DEAN|MORGAN STANLEY|110452
SO|SOUTHERN CO|DEGS|RONIN PROFESSIONAL LLC|1000
SO|SOUTHERN CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|616
SO|SOUTHERN CO|DIVA|Divine Capital Markets LLC|26283
SO|SOUTHERN CO|DRWK|DRW SECURITIES, L.L.C.|35708
SO|SOUTHERN CO|EBXL|EBX LLC|762600
SO|SOUTHERN CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|34674
SO|SOUTHERN CO|EDJO|Edward D. Jones & Co., L.P.|184875
SO|SOUTHERN CO|EGAM|CBOE TRADING, INC.|51390
SO|SOUTHERN CO|EGAW|CBOE TRADING, INC.|518
SO|SOUTHERN CO|EGMT|EG MARKET TECHNOLOGIES LLC|400
SO|SOUTHERN CO|EGXM|CBOE TRADING, INC.|12638
SO|SOUTHERN CO|EGXW|CBOE TRADING, INC.|100
SO|SOUTHERN CO|ESPO|ESPOSITO SECURITIES, LLC|1664
SO|SOUTHERN CO|ETBE|Electronic Transaction Clearing, Inc.|50486
SO|SOUTHERN CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
SO|SOUTHERN CO|ETCC|Electronic Transaction Clearing, Inc.|1103
SO|SOUTHERN CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8400
SO|SOUTHERN CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4348
SO|SOUTHERN CO|ETRS|E*Trade Securities LLC|466095
SO|SOUTHERN CO|FBSB|U.S. Bancorp Investments, Inc.|2362
SO|SOUTHERN CO|FILL|Tradestation Securities, Inc.|20402
SO|SOUTHERN CO|FINX|FINTECH SECURITIES|10824
SO|SOUTHERN CO|FINZ|FINTECH SECURITIES|400
SO|SOUTHERN CO|FMAF|NBCN Inc./ CDS|26759
SO|SOUTHERN CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10951
SO|SOUTHERN CO|FQLS|Quantlab Securities LP|1392679
SO|SOUTHERN CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|154983
SO|SOUTHERN CO|FTBR|Foliofn Investments, Inc.|18812
SO|SOUTHERN CO|GEBB|GLOBAL EXECUTION BROKERS, LP|3000
SO|SOUTHERN CO|GLIS|TD Securities Inc|180
SO|SOUTHERN CO|GLPX|ACS EXECUTION SERVICES, LLC|111042
SO|SOUTHERN CO|GSCO|GOLDMAN SACHS & CO. LLC|6749324
SO|SOUTHERN CO|GSCS|GOLDMAN SACHS & CO. LLC|39886
SO|SOUTHERN CO|GSLT|GOLDMAN SACHS & CO. LLC|23461
SO|SOUTHERN CO|GTSZ|GTS SECURITIES LLC|622628
SO|SOUTHERN CO|HASF|Haywood Securities Inc./CDS|220
SO|SOUTHERN CO|HRBF|American Enterprise Investment Services Inc.|247152
SO|SOUTHERN CO|HSBC|HSBC Securities, Inc.|20496
SO|SOUTHERN CO|IATS|INTERACTIVE BROKERS LLC|33971
SO|SOUTHERN CO|IBKR|Interactive Brokers Llc|41130
SO|SOUTHERN CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13365
SO|SOUTHERN CO|ICBX|INSTINET, LLC|340429
SO|SOUTHERN CO|IEQY|CITADEL SECURITIES LLC|447434
SO|SOUTHERN CO|INCA|INSTINET, LLC|913605
SO|SOUTHERN CO|INJX|INSTINET, LLC|11537
SO|SOUTHERN CO|INTL|INTL FCSTONE FINANCIAL INC.|3
SO|SOUTHERN CO|ITGI|ITG Inc.|92235
SO|SOUTHERN CO|ITGP|ITG INC.|661800
SO|SOUTHERN CO|JANY|Janney Montgomery Scott Inc.|43944
SO|SOUTHERN CO|JEFF|JEFFERIES LLC|349504
SO|SOUTHERN CO|JMPT|JUMP TRADING, LLC|267713
SO|SOUTHERN CO|JPBX|J.P. MORGAN SECURITIES LLC|442060
SO|SOUTHERN CO|JPMX|J.P. Morgan Securities LLC|1375224
SO|SOUTHERN CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|3700
SO|SOUTHERN CO|JSJX|JANE STREET CAPITAL LLC|23560
SO|SOUTHERN CO|KCGM|VIRTU Americas LLC|190648
SO|SOUTHERN CO|KEYB|KEYBANC CAPITAL MARKETS INC.|35997
SO|SOUTHERN CO|KING|C. L. King & Associates, Inc.|100
SO|SOUTHERN CO|KRSH|Kershner Securities, LLC|6128
SO|SOUTHERN CO|LEHM|Barclays Capital Inc./Le|2844392
SO|SOUTHERN CO|LGNT|COR CLEARING LLC|17
SO|SOUTHERN CO|LIME|Lime Brokerage LLC|484659
SO|SOUTHERN CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|101800
SO|SOUTHERN CO|LOOP|Loop Capital Markets LLC|67950
SO|SOUTHERN CO|LQNA|LIQUIDNET, INC.|179800
SO|SOUTHERN CO|LQNB|LIQUIDNET, INC.|23000
SO|SOUTHERN CO|LSCI|Lek Securities Corporation|2836
SO|SOUTHERN CO|LVMR|LIVERMORE TRADING GROUP, INC.|16200
SO|SOUTHERN CO|MACC|Mid Atlantic Capital Corporation|12748
SO|SOUTHERN CO|MACQ|Macquarie Capital (USA) Inc.|500
SO|SOUTHERN CO|MAXM|Maxim Group LLC|346
SO|SOUTHERN CO|MBTS|ALLY INVEST SECURITIES LLC|4490
SO|SOUTHERN CO|MCBT|Moors & Cabot, Inc.|73
SO|SOUTHERN CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|457287
SO|SOUTHERN CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2595
SO|SOUTHERN CO|MNDX|TJM Investments, LLC|2928
SO|SOUTHERN CO|MOTF|MOTIF INVESTING, INC.|55
SO|SOUTHERN CO|MPSG|E D & F Man Capital Markets Inc.|8752
SO|SOUTHERN CO|MSCO|MORGAN STANLEY & CO. LLC|6460122
SO|SOUTHERN CO|MSPL|MORGAN STANLEY & CO. LLC|835500
SO|SOUTHERN CO|MSTX|MORGAN STANLEY & CO. LLC|726100
SO|SOUTHERN CO|NATL|National Securities Corporation|11726
SO|SOUTHERN CO|NBCS|NBC Securities, INC.|568
SO|SOUTHERN CO|NEUB|NEUBERGER BERMAN BD LLC|939
SO|SOUTHERN CO|NFSC|National Financial Services LLC|1781046
SO|SOUTHERN CO|NITE|VIRTU Americas LLC|3429797
SO|SOUTHERN CO|NITP|VIRTU Americas LLC|2300
SO|SOUTHERN CO|NQRB|Brut, LLC|91257
SO|SOUTHERN CO|NTBF|BMO Nesbitt Burns Inc./CDS|840
SO|SOUTHERN CO|NTRC|Northern Trust Securities, Inc.|10892
SO|SOUTHERN CO|OHOS|TWO SIGMA SECURITIES, LLC|207342
SO|SOUTHERN CO|OPCO|Oppenheimer & Co. Inc.|10460
SO|SOUTHERN CO|PDQM|CODA MARKETS, INC.|321591
SO|SOUTHERN CO|PHLY|NASDAQ Execution Services, LLC|67200
SO|SOUTHERN CO|PICT|Pictet Overseas Inc.|32847
SO|SOUTHERN CO|PWJC|UBS Financial Services, Inc.|21055
SO|SOUTHERN CO|QMSR|QUATTRO M SECURITIES INC.|14313
SO|SOUTHERN CO|RBCM|RBC CAPITAL MARKETS, LLC|56099
SO|SOUTHERN CO|SAGL|SAGETRADER, LLC|72614
SO|SOUTHERN CO|SAGW|SAGETRADER, LLC|6
SO|SOUTHERN CO|SALI|INTL FCSTONE FINANCIAL INC.|12491
SO|SOUTHERN CO|SBRX|MURIEL SIEBERT & CO INC|400
SO|SOUTHERN CO|SBSH|Citigroup Global Markets Inc.|621749
SO|SOUTHERN CO|SEIC|SEI Investments Distribution Co.|12653
SO|SOUTHERN CO|SGMT|GOLDMAN SACHS & CO. LLC|420219
SO|SOUTHERN CO|SPDR|SPEEDROUTE LLC|87107
SO|SOUTHERN CO|SPHN|Stephens Inc.|8381
SO|SOUTHERN CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SO|SOUTHERN CO|STFL|Stifel, Nicolaus & Company, Incorporated|114071
SO|SOUTHERN CO|STKP|STOCKPILE INVESTMENTS, INC.|456
SO|SOUTHERN CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17198
SO|SOUTHERN CO|SWIM|TD Ameritrade, Inc.|405814
SO|SOUTHERN CO|SWST|Hilltop Securities Inc.|27584
SO|SOUTHERN CO|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|700
SO|SOUTHERN CO|TKNG|ALLY INVEST SECURITIES LLC|10109
SO|SOUTHERN CO|TMBR|Timber Hill LLC|10261
SO|SOUTHERN CO|TRBT|Tradebot Systems, Inc.|711288
SO|SOUTHERN CO|TRCM|TRC MARKETS LLC|841467
SO|SOUTHERN CO|TWTT|TASTYWORKS, INC.|218
SO|SOUTHERN CO|UBSA|UBS SECURITIES LLC|1878024
SO|SOUTHERN CO|UBSS|UBS Securities LLC|2681564
SO|SOUTHERN CO|VALX|VIRTU AMERICAS LLC|49496
SO|SOUTHERN CO|VGRD|Vanguard Marketing Corporation|250427
SO|SOUTHERN CO|VNDM|Wall Street Access|1000
SO|SOUTHERN CO|WABR|Wall Street Access|1000
SO|SOUTHERN CO|WBET|Wallachbeth Capital LLC|111417
SO|SOUTHERN CO|WBLR|WILLIAM BLAIR|3980
SO|SOUTHERN CO|WBPX|SUMMIT SECURITIES GROUP, LLC|22954
SO|SOUTHERN CO|WCHV|WELLS FARGO SECURITIES, LLC|1460281
SO|SOUTHERN CO|WDNX|WEEDEN & CO.L.P.|17662
SO|SOUTHERN CO|WEDB|WEDBUSH SECURITIES INC.|27958
SO|SOUTHERN CO|WEED|Weeden & Co.L.P.|34561
SO|SOUTHERN CO|WESC|Wellington Shields & Co., LLC|400
SO|SOUTHERN CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|211469
SO|SOUTHERN CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|958
SO|SOUTHERN CO|WGIF|CIBC World Markets Inc.|5247
SO|SOUTHERN CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11803
SO|SOUTHERN CO|WSEA|WOLVERINE SECURITIES, LLC|62281
SO|SOUTHERN CO|XIST|INSTINET, LLC|314066
SO|SOUTHERN CO|XPQR|Jump Trading|800
SO|SOUTHERN CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|111756
SO|SOUTHERN CO|YKNA|COMHAR CAPITAL MARKETS, LLC|8322
SO|SOUTHERN CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67559
SOCL|GLBL X SCIAL MED ETF|AGIS|Aegis Capital Corp.|186
SOCL|GLBL X SCIAL MED ETF|APCC|Apex Clearing Corporation|29386
SOCL|GLBL X SCIAL MED ETF|BANK|Primevest Financial Services, Inc.|80
SOCL|GLBL X SCIAL MED ETF|BATM|CBOE TRADING, INC.|4
SOCL|GLBL X SCIAL MED ETF|BBNT|BB&T SECURITIES, LLC|25
SOCL|GLBL X SCIAL MED ETF|BERN|Sanford C. Bernstein & Co., LLC|732
SOCL|GLBL X SCIAL MED ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55
SOCL|GLBL X SCIAL MED ETF|BYXM|CBOE TRADING, INC.|382
SOCL|GLBL X SCIAL MED ETF|CHAS|Charles Schwab & Co., Inc.|10
SOCL|GLBL X SCIAL MED ETF|CIST|Capital Institutional Services, Inc.|2929
SOCL|GLBL X SCIAL MED ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1865
SOCL|GLBL X SCIAL MED ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8626
SOCL|GLBL X SCIAL MED ETF|CTDL|Citadel Derivatives Group Llc|27202
SOCL|GLBL X SCIAL MED ETF|DBAX|Deutsche Bank Securities Inc.|5500
SOCL|GLBL X SCIAL MED ETF|DEAN|MORGAN STANLEY|2691
SOCL|GLBL X SCIAL MED ETF|DEGS|RONIN PROFESSIONAL LLC|3000
SOCL|GLBL X SCIAL MED ETF|EBXL|EBX LLC|11200
SOCL|GLBL X SCIAL MED ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1500
SOCL|GLBL X SCIAL MED ETF|EGXM|CBOE TRADING, INC.|342
SOCL|GLBL X SCIAL MED ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44
SOCL|GLBL X SCIAL MED ETF|ETRS|E*Trade Securities LLC|25554
SOCL|GLBL X SCIAL MED ETF|FBCO|Credit Suisse Securities (USA) LLC|8850
SOCL|GLBL X SCIAL MED ETF|FBSB|U.S. Bancorp Investments, Inc.|250
SOCL|GLBL X SCIAL MED ETF|FILL|Tradestation Securities, Inc.|1550
SOCL|GLBL X SCIAL MED ETF|FMAF|NBCN Inc./ CDS|122
SOCL|GLBL X SCIAL MED ETF|FOMA|TD AMERITRADE CLEARING, INC.|29753
SOCL|GLBL X SCIAL MED ETF|FTBR|Foliofn Investments, Inc.|41
SOCL|GLBL X SCIAL MED ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1012
SOCL|GLBL X SCIAL MED ETF|GLPX|ACS EXECUTION SERVICES, LLC|52
SOCL|GLBL X SCIAL MED ETF|GSCO|GOLDMAN SACHS & CO. LLC|1457
SOCL|GLBL X SCIAL MED ETF|GSCS|GOLDMAN SACHS & CO. LLC|1766
SOCL|GLBL X SCIAL MED ETF|GTSZ|GTS SECURITIES LLC|7624
SOCL|GLBL X SCIAL MED ETF|HRBF|American Enterprise Investment Services Inc.|6712
SOCL|GLBL X SCIAL MED ETF|HSBC|HSBC Securities, Inc.|94
SOCL|GLBL X SCIAL MED ETF|IATS|INTERACTIVE BROKERS LLC|5182
SOCL|GLBL X SCIAL MED ETF|IBKR|Interactive Brokers Llc|50964
SOCL|GLBL X SCIAL MED ETF|ICBX|INSTINET, LLC|8850
SOCL|GLBL X SCIAL MED ETF|INCA|INSTINET, LLC|4351
SOCL|GLBL X SCIAL MED ETF|ITGI|ITG Inc.|449
SOCL|GLBL X SCIAL MED ETF|ITGP|ITG INC.|5400
SOCL|GLBL X SCIAL MED ETF|JPMX|J.P. Morgan Securities LLC|1600
SOCL|GLBL X SCIAL MED ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|45538
SOCL|GLBL X SCIAL MED ETF|JSJX|JANE STREET CAPITAL LLC|82047
SOCL|GLBL X SCIAL MED ETF|KCGM|VIRTU Americas LLC|6554
SOCL|GLBL X SCIAL MED ETF|LEHM|Barclays Capital Inc./Le|7910
SOCL|GLBL X SCIAL MED ETF|LIME|Lime Brokerage LLC|15313
SOCL|GLBL X SCIAL MED ETF|LSCI|Lek Securities Corporation|800
SOCL|GLBL X SCIAL MED ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SOCL|GLBL X SCIAL MED ETF|MCMF|Raymond James Ltd. Cds|1179
SOCL|GLBL X SCIAL MED ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6856
SOCL|GLBL X SCIAL MED ETF|MOTF|MOTIF INVESTING, INC.|5
SOCL|GLBL X SCIAL MED ETF|MSCO|MORGAN STANLEY & CO. LLC|102162
SOCL|GLBL X SCIAL MED ETF|MSPL|MORGAN STANLEY & CO. LLC|1700
SOCL|GLBL X SCIAL MED ETF|NFSC|National Financial Services LLC|86563
SOCL|GLBL X SCIAL MED ETF|NITE|VIRTU Americas LLC|134654
SOCL|GLBL X SCIAL MED ETF|NITP|VIRTU Americas LLC|5087
SOCL|GLBL X SCIAL MED ETF|OPCO|Oppenheimer & Co. Inc.|2122
SOCL|GLBL X SCIAL MED ETF|PDQM|CODA MARKETS, INC.|50
SOCL|GLBL X SCIAL MED ETF|PHLY|NASDAQ Execution Services, LLC|200
SOCL|GLBL X SCIAL MED ETF|PWJC|UBS Financial Services, Inc.|60
SOCL|GLBL X SCIAL MED ETF|RAJA|Raymond James & Associates, Inc.|14205
SOCL|GLBL X SCIAL MED ETF|RBCM|RBC CAPITAL MARKETS, LLC|7177
SOCL|GLBL X SCIAL MED ETF|SBSH|Citigroup Global Markets Inc.|2360
SOCL|GLBL X SCIAL MED ETF|SGMT|GOLDMAN SACHS & CO. LLC|6984
SOCL|GLBL X SCIAL MED ETF|SPDR|SPEEDROUTE LLC|400
SOCL|GLBL X SCIAL MED ETF|STFL|Stifel, Nicolaus & Company, Incorporated|235
SOCL|GLBL X SCIAL MED ETF|STKP|STOCKPILE INVESTMENTS, INC.|276
SOCL|GLBL X SCIAL MED ETF|SWIM|TD Ameritrade, Inc.|3155
SOCL|GLBL X SCIAL MED ETF|SWST|Hilltop Securities Inc.|700
SOCL|GLBL X SCIAL MED ETF|TKNG|ALLY INVEST SECURITIES LLC|488
SOCL|GLBL X SCIAL MED ETF|UBSA|UBS SECURITIES LLC|29491
SOCL|GLBL X SCIAL MED ETF|UBSS|UBS Securities LLC|91933
SOCL|GLBL X SCIAL MED ETF|VALX|VIRTU AMERICAS LLC|965
SOCL|GLBL X SCIAL MED ETF|VGRD|Vanguard Marketing Corporation|4927
SOCL|GLBL X SCIAL MED ETF|WCHV|WELLS FARGO SECURITIES, LLC|14646
SOCL|GLBL X SCIAL MED ETF|WEDB|WEDBUSH SECURITIES INC.|220
SOCL|GLBL X SCIAL MED ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5077
SOCL|GLBL X SCIAL MED ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5448
SOCL|GLBL X SCIAL MED ETF|WGIF|CIBC World Markets Inc.|558
SOCL|GLBL X SCIAL MED ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|24
SOCL|GLBL X SCIAL MED ETF|WSEA|WOLVERINE SECURITIES, LLC|12100
SOCL|GLBL X SCIAL MED ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
SOCL|GLBL X SCIAL MED ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|89210
SODA|SODASTREAM INT LTD|ALTX|Alternet Securities Inc.|500
SODA|SODASTREAM INT LTD|APCC|Apex Clearing Corporation|155
SODA|SODASTREAM INT LTD|BANK|Primevest Financial Services, Inc.|63
SODA|SODASTREAM INT LTD|BARD|Robert W. Baird & Co. Incorporated|1104
SODA|SODASTREAM INT LTD|BATM|CBOE TRADING, INC.|3543
SODA|SODASTREAM INT LTD|BBNT|BB&T SECURITIES, LLC|484
SODA|SODASTREAM INT LTD|BIAD|SAGETRADER, LLC|404
SODA|SODASTREAM INT LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20172
SODA|SODASTREAM INT LTD|BLKX|INSTINET, LLC|5000
SODA|SODASTREAM INT LTD|BRGE|Newbridge Securities Corp.|425
SODA|SODASTREAM INT LTD|BTIG|BTIG, LLC|3178
SODA|SODASTREAM INT LTD|BYXM|CBOE TRADING, INC.|3093
SODA|SODASTREAM INT LTD|BZYD|GOLDMAN SACHS & CO. LLC|100
SODA|SODASTREAM INT LTD|CANT|Cantor Fitzgerald & Co.|3937
SODA|SODASTREAM INT LTD|CHAS|Charles Schwab & Co., Inc.|550
SODA|SODASTREAM INT LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26500
SODA|SODASTREAM INT LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|201
SODA|SODASTREAM INT LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|103
SODA|SODASTREAM INT LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106203
SODA|SODASTREAM INT LTD|CTDL|Citadel Derivatives Group Llc|5435
SODA|SODASTREAM INT LTD|CTLR|CUTLER GROUP, LP|2722
SODA|SODASTREAM INT LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|5534
SODA|SODASTREAM INT LTD|DBAB|Deutsche Bank Securities Inc.|85615
SODA|SODASTREAM INT LTD|DBAX|Deutsche Bank Securities Inc.|81300
SODA|SODASTREAM INT LTD|DEAN|MORGAN STANLEY|3053
SODA|SODASTREAM INT LTD|DEGS|RONIN PROFESSIONAL LLC|408
SODA|SODASTREAM INT LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
SODA|SODASTREAM INT LTD|EBXL|EBX LLC|39700
SODA|SODASTREAM INT LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2558
SODA|SODASTREAM INT LTD|EDJC|Edward Jones / CDS|223
SODA|SODASTREAM INT LTD|EDJO|Edward D. Jones & Co., L.P.|1464
SODA|SODASTREAM INT LTD|EGAM|CBOE TRADING, INC.|2649
SODA|SODASTREAM INT LTD|EGMT|EG MARKET TECHNOLOGIES LLC|600
SODA|SODASTREAM INT LTD|EGXM|CBOE TRADING, INC.|1100
SODA|SODASTREAM INT LTD|EGXW|CBOE TRADING, INC.|178
SODA|SODASTREAM INT LTD|ETBE|Electronic Transaction Clearing, Inc.|4382
SODA|SODASTREAM INT LTD|ETCB|ETC BROKERAGE SERVICES, LLC|16
SODA|SODASTREAM INT LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3000
SODA|SODASTREAM INT LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21481
SODA|SODASTREAM INT LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
SODA|SODASTREAM INT LTD|ETRS|E*Trade Securities LLC|72650
SODA|SODASTREAM INT LTD|FBCO|Credit Suisse Securities (USA) LLC|112287
SODA|SODASTREAM INT LTD|FILL|Tradestation Securities, Inc.|1194
SODA|SODASTREAM INT LTD|FMAF|NBCN Inc./ CDS|342
SODA|SODASTREAM INT LTD|FOMA|TD AMERITRADE CLEARING, INC.|67259
SODA|SODASTREAM INT LTD|FQLS|Quantlab Securities LP|71952
SODA|SODASTREAM INT LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56665
SODA|SODASTREAM INT LTD|FTBR|Foliofn Investments, Inc.|4353
SODA|SODASTREAM INT LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|11974
SODA|SODASTREAM INT LTD|GLPX|ACS EXECUTION SERVICES, LLC|11561
SODA|SODASTREAM INT LTD|GSCO|GOLDMAN SACHS & CO. LLC|194747
SODA|SODASTREAM INT LTD|GSCS|GOLDMAN SACHS & CO. LLC|9226
SODA|SODASTREAM INT LTD|GSLT|GOLDMAN SACHS & CO. LLC|560
SODA|SODASTREAM INT LTD|GTSZ|GTS SECURITIES LLC|38522
SODA|SODASTREAM INT LTD|HAPX|HAP Trading, LLC|2088
SODA|SODASTREAM INT LTD|HRBF|American Enterprise Investment Services Inc.|700
SODA|SODASTREAM INT LTD|HSBC|HSBC Securities, Inc.|9308
SODA|SODASTREAM INT LTD|IATS|INTERACTIVE BROKERS LLC|11175
SODA|SODASTREAM INT LTD|IBKR|Interactive Brokers Llc|46872
SODA|SODASTREAM INT LTD|ICBX|INSTINET, LLC|5700
SODA|SODASTREAM INT LTD|INCA|INSTINET, LLC|108613
SODA|SODASTREAM INT LTD|INJX|INSTINET, LLC|9100
SODA|SODASTREAM INT LTD|ITGI|ITG Inc.|9639
SODA|SODASTREAM INT LTD|ITGP|ITG INC.|16800
SODA|SODASTREAM INT LTD|JANY|Janney Montgomery Scott Inc.|156
SODA|SODASTREAM INT LTD|JEFF|JEFFERIES LLC|14477
SODA|SODASTREAM INT LTD|JMPT|JUMP TRADING, LLC|17146
SODA|SODASTREAM INT LTD|JONE|JonesTrading|3535
SODA|SODASTREAM INT LTD|JPBX|J.P. MORGAN SECURITIES LLC|8722
SODA|SODASTREAM INT LTD|JPMX|J.P. Morgan Securities LLC|170824
SODA|SODASTREAM INT LTD|JSJX|JANE STREET CAPITAL LLC|2776
SODA|SODASTREAM INT LTD|KCGM|VIRTU Americas LLC|15160
SODA|SODASTREAM INT LTD|KCRD|PHX FINANCIAL, INC.|25
SODA|SODASTREAM INT LTD|LEHM|Barclays Capital Inc./Le|157737
SODA|SODASTREAM INT LTD|LIME|Lime Brokerage LLC|93936
SODA|SODASTREAM INT LTD|LMGP|LIME BROKERAGE LLC|400
SODA|SODASTREAM INT LTD|LMNX|LUMINEX TRADING & ANALYTICS LLC|55972
SODA|SODASTREAM INT LTD|LOOP|Loop Capital Markets LLC|1400
SODA|SODASTREAM INT LTD|MACC|Mid Atlantic Capital Corporation|7
SODA|SODASTREAM INT LTD|MAXM|Maxim Group LLC|492
SODA|SODASTREAM INT LTD|MBTS|ALLY INVEST SECURITIES LLC|105
SODA|SODASTREAM INT LTD|MCMF|Raymond James Ltd. Cds|200
SODA|SODASTREAM INT LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45246
SODA|SODASTREAM INT LTD|MOTF|MOTIF INVESTING, INC.|4
SODA|SODASTREAM INT LTD|MSCO|MORGAN STANLEY & CO. LLC|359785
SODA|SODASTREAM INT LTD|MSPL|MORGAN STANLEY & CO. LLC|92900
SODA|SODASTREAM INT LTD|MSTX|MORGAN STANLEY & CO. LLC|800
SODA|SODASTREAM INT LTD|NATL|National Securities Corporation|100
SODA|SODASTREAM INT LTD|NFSC|National Financial Services LLC|89627
SODA|SODASTREAM INT LTD|NITE|VIRTU Americas LLC|244769
SODA|SODASTREAM INT LTD|NITP|VIRTU Americas LLC|800
SODA|SODASTREAM INT LTD|NQRB|Brut, LLC|736
SODA|SODASTREAM INT LTD|OHOS|TWO SIGMA SECURITIES, LLC|16592
SODA|SODASTREAM INT LTD|OPCO|Oppenheimer & Co. Inc.|1335
SODA|SODASTREAM INT LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4170
SODA|SODASTREAM INT LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|60
SODA|SODASTREAM INT LTD|PCFF|Pacific International Securities Inc./CDS|85
SODA|SODASTREAM INT LTD|PCPT|PHILLIP CAPITAL INC.|170
SODA|SODASTREAM INT LTD|PDQM|CODA MARKETS, INC.|41412
SODA|SODASTREAM INT LTD|PHLY|NASDAQ Execution Services, LLC|1600
SODA|SODASTREAM INT LTD|PIPR|Piper Jaffray & Co.|1000
SODA|SODASTREAM INT LTD|PWJC|UBS Financial Services, Inc.|325
SODA|SODASTREAM INT LTD|RAJA|Raymond James & Associates, Inc.|12999
SODA|SODASTREAM INT LTD|RBCM|RBC CAPITAL MARKETS, LLC|303
SODA|SODASTREAM INT LTD|ROTH|Roth Capital Partners, LLC|200
SODA|SODASTREAM INT LTD|SAGL|SAGETRADER, LLC|2209
SODA|SODASTREAM INT LTD|SAGW|SAGETRADER, LLC|33
SODA|SODASTREAM INT LTD|SBSH|Citigroup Global Markets Inc.|29544
SODA|SODASTREAM INT LTD|SGMT|GOLDMAN SACHS & CO. LLC|36177
SODA|SODASTREAM INT LTD|SPDR|SPEEDROUTE LLC|2400
SODA|SODASTREAM INT LTD|STFL|Stifel, Nicolaus & Company, Incorporated|3834
SODA|SODASTREAM INT LTD|STXG|Stockcross Financial Services, Inc.|30
SODA|SODASTREAM INT LTD|SWIM|TD Ameritrade, Inc.|14010
SODA|SODASTREAM INT LTD|TKNG|ALLY INVEST SECURITIES LLC|2187
SODA|SODASTREAM INT LTD|TOUR|TOURMALINE PARTNERS, LLC|108
SODA|SODASTREAM INT LTD|TRBT|Tradebot Systems, Inc.|44695
SODA|SODASTREAM INT LTD|TRCM|TRC MARKETS LLC|47275
SODA|SODASTREAM INT LTD|TWTT|TASTYWORKS, INC.|50
SODA|SODASTREAM INT LTD|UBSA|UBS SECURITIES LLC|149424
SODA|SODASTREAM INT LTD|UBSS|UBS Securities LLC|263020
SODA|SODASTREAM INT LTD|VALX|VIRTU AMERICAS LLC|7541
SODA|SODASTREAM INT LTD|VGRD|Vanguard Marketing Corporation|9229
SODA|SODASTREAM INT LTD|WABR|Wall Street Access|400
SODA|SODASTREAM INT LTD|WBLR|WILLIAM BLAIR|715
SODA|SODASTREAM INT LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|408
SODA|SODASTREAM INT LTD|WCHV|WELLS FARGO SECURITIES, LLC|22947
SODA|SODASTREAM INT LTD|WEED|Weeden & Co.L.P.|3993
SODA|SODASTREAM INT LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31477
SODA|SODASTREAM INT LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25063
SODA|SODASTREAM INT LTD|WGIF|CIBC World Markets Inc.|520
SODA|SODASTREAM INT LTD|WSEA|WOLVERINE SECURITIES, LLC|2893
SODA|SODASTREAM INT LTD|XIST|INSTINET, LLC|11800
SODA|SODASTREAM INT LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|13898
SODA|SODASTREAM INT LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|3806
SODA|SODASTREAM INT LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|615
SOFO|SONIC FOUNDRY INC ##|APCC|Apex Clearing Corporation|2217
SOFO|SONIC FOUNDRY INC ##|BATM|CBOE TRADING, INC.|9
SOFO|SONIC FOUNDRY INC ##|BERN|Sanford C. Bernstein & Co., LLC|23338
SOFO|SONIC FOUNDRY INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
SOFO|SONIC FOUNDRY INC ##|CHAS|Charles Schwab & Co., Inc.|1500
SOFO|SONIC FOUNDRY INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1500
SOFO|SONIC FOUNDRY INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|902
SOFO|SONIC FOUNDRY INC ##|CTDL|Citadel Derivatives Group Llc|28
SOFO|SONIC FOUNDRY INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
SOFO|SONIC FOUNDRY INC ##|DBAB|Deutsche Bank Securities Inc.|423
SOFO|SONIC FOUNDRY INC ##|DBAX|Deutsche Bank Securities Inc.|1400
SOFO|SONIC FOUNDRY INC ##|DEAN|MORGAN STANLEY|4
SOFO|SONIC FOUNDRY INC ##|EBXL|EBX LLC|100
SOFO|SONIC FOUNDRY INC ##|EDJO|Edward D. Jones & Co., L.P.|150
SOFO|SONIC FOUNDRY INC ##|EGAM|CBOE TRADING, INC.|200
SOFO|SONIC FOUNDRY INC ##|EGXM|CBOE TRADING, INC.|10
SOFO|SONIC FOUNDRY INC ##|ETRS|E*Trade Securities LLC|350
SOFO|SONIC FOUNDRY INC ##|FBCO|Credit Suisse Securities (USA) LLC|12085
SOFO|SONIC FOUNDRY INC ##|FILL|Tradestation Securities, Inc.|1062
SOFO|SONIC FOUNDRY INC ##|FOMA|TD AMERITRADE CLEARING, INC.|51296
SOFO|SONIC FOUNDRY INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|322
SOFO|SONIC FOUNDRY INC ##|FTBR|Foliofn Investments, Inc.|6
SOFO|SONIC FOUNDRY INC ##|GLPX|ACS EXECUTION SERVICES, LLC|9562
SOFO|SONIC FOUNDRY INC ##|GSCO|GOLDMAN SACHS & CO. LLC|1737
SOFO|SONIC FOUNDRY INC ##|GTSZ|GTS SECURITIES LLC|106
SOFO|SONIC FOUNDRY INC ##|IATS|INTERACTIVE BROKERS LLC|104
SOFO|SONIC FOUNDRY INC ##|IBKR|Interactive Brokers Llc|9170
SOFO|SONIC FOUNDRY INC ##|ICBX|INSTINET, LLC|300
SOFO|SONIC FOUNDRY INC ##|INCA|INSTINET, LLC|22573
SOFO|SONIC FOUNDRY INC ##|INJX|INSTINET, LLC|600
SOFO|SONIC FOUNDRY INC ##|ITGI|ITG Inc.|4254
SOFO|SONIC FOUNDRY INC ##|ITGP|ITG INC.|600
SOFO|SONIC FOUNDRY INC ##|JEFF|JEFFERIES LLC|1100
SOFO|SONIC FOUNDRY INC ##|JPMX|J.P. Morgan Securities LLC|600
SOFO|SONIC FOUNDRY INC ##|KCGM|VIRTU Americas LLC|329
SOFO|SONIC FOUNDRY INC ##|LEHM|Barclays Capital Inc./Le|1154
SOFO|SONIC FOUNDRY INC ##|LIME|Lime Brokerage LLC|8441
SOFO|SONIC FOUNDRY INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500
SOFO|SONIC FOUNDRY INC ##|MSCO|MORGAN STANLEY & CO. LLC|10617
SOFO|SONIC FOUNDRY INC ##|NFSC|National Financial Services LLC|26291
SOFO|SONIC FOUNDRY INC ##|NITE|VIRTU Americas LLC|37564
SOFO|SONIC FOUNDRY INC ##|NQRB|Brut, LLC|100
SOFO|SONIC FOUNDRY INC ##|PDQM|CODA MARKETS, INC.|9184
SOFO|SONIC FOUNDRY INC ##|RAJA|Raymond James & Associates, Inc.|100
SOFO|SONIC FOUNDRY INC ##|RBCM|RBC CAPITAL MARKETS, LLC|200
SOFO|SONIC FOUNDRY INC ##|SAGL|SAGETRADER, LLC|1000
SOFO|SONIC FOUNDRY INC ##|SGMT|GOLDMAN SACHS & CO. LLC|860
SOFO|SONIC FOUNDRY INC ##|SWIM|TD Ameritrade, Inc.|35114
SOFO|SONIC FOUNDRY INC ##|TRCM|TRC MARKETS LLC|506
SOFO|SONIC FOUNDRY INC ##|UBSA|UBS SECURITIES LLC|4260
SOFO|SONIC FOUNDRY INC ##|UBSS|UBS Securities LLC|6523
SOFO|SONIC FOUNDRY INC ##|WCHV|WELLS FARGO SECURITIES, LLC|17
SOFO|SONIC FOUNDRY INC ##|WEDB|WEDBUSH SECURITIES INC.|300
SOFO|SONIC FOUNDRY INC ##|WSEA|WOLVERINE SECURITIES, LLC|2962
SOFO|SONIC FOUNDRY INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1201
SOGO|SOGOU INC. ADS|ACPL|American Capital Partners, LLC|6250
SOGO|SOGOU INC. ADS|AGIS|Aegis Capital Corp.|4780
SOGO|SOGOU INC. ADS|ALTX|Alternet Securities Inc.|152122
SOGO|SOGOU INC. ADS|APCC|Apex Clearing Corporation|631547
SOGO|SOGOU INC. ADS|AURC|Aurora Capital LLC|2000
SOGO|SOGOU INC. ADS|BACS|BETA CAPITAL SECURITIES LLC|1500
SOGO|SOGOU INC. ADS|BANK|Primevest Financial Services, Inc.|23400
SOGO|SOGOU INC. ADS|BARD|Robert W. Baird & Co. Incorporated|12200
SOGO|SOGOU INC. ADS|BATM|CBOE TRADING, INC.|35865
SOGO|SOGOU INC. ADS|BAYT|BTIG, LLC|89757
SOGO|SOGOU INC. ADS|BBNT|BB&T SECURITIES, LLC|25641
SOGO|SOGOU INC. ADS|BERN|Sanford C. Bernstein & Co., LLC|90086
SOGO|SOGOU INC. ADS|BIDS|BIDS TRADING L.P.|500
SOGO|SOGOU INC. ADS|BIMI|Banca IMI Securities Corp.|9042
SOGO|SOGOU INC. ADS|BKCM|BNY Mellon Capital Markets LLC|2917
SOGO|SOGOU INC. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|231886
SOGO|SOGOU INC. ADS|BLKX|INSTINET, LLC|162900
SOGO|SOGOU INC. ADS|BMOC|BMO Capital Markets Corp.|62946
SOGO|SOGOU INC. ADS|BRGE|Newbridge Securities Corp.|25217
SOGO|SOGOU INC. ADS|BTIG|BTIG, LLC|70766
SOGO|SOGOU INC. ADS|BYXM|CBOE TRADING, INC.|12833
SOGO|SOGOU INC. ADS|CANT|Cantor Fitzgerald & Co.|191227
SOGO|SOGOU INC. ADS|CHAS|Charles Schwab & Co., Inc.|101363
SOGO|SOGOU INC. ADS|CHLC|CHURCHILL CAPITAL USA, INC.|300
SOGO|SOGOU INC. ADS|CICF|Canaccord Genuity Corp.|10734
SOGO|SOGOU INC. ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|12269
SOGO|SOGOU INC. ADS|CIST|Capital Institutional Services, Inc.|100
SOGO|SOGOU INC. ADS|CLSA|CLSA AMERICAS, LLC|26066
SOGO|SOGOU INC. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|245224
SOGO|SOGOU INC. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|54622
SOGO|SOGOU INC. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|196391
SOGO|SOGOU INC. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1331675
SOGO|SOGOU INC. ADS|CTDL|Citadel Derivatives Group Llc|11053
SOGO|SOGOU INC. ADS|CTLR|CUTLER GROUP, LP|28387
SOGO|SOGOU INC. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|182238
SOGO|SOGOU INC. ADS|DAVA|Davenport & Company LLC|100
SOGO|SOGOU INC. ADS|DBAB|Deutsche Bank Securities Inc.|356299
SOGO|SOGOU INC. ADS|DBAX|Deutsche Bank Securities Inc.|1253800
SOGO|SOGOU INC. ADS|DBUL|Deutsche Bank Securities Inc.|8950
SOGO|SOGOU INC. ADS|DCHF|Dart Executions, LLC|85689
SOGO|SOGOU INC. ADS|DEAN|MORGAN STANLEY|59569
SOGO|SOGOU INC. ADS|DEGS|RONIN PROFESSIONAL LLC|227212
SOGO|SOGOU INC. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
SOGO|SOGOU INC. ADS|EBXL|EBX LLC|496400
SOGO|SOGOU INC. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|70748
SOGO|SOGOU INC. ADS|EDJC|Edward Jones / CDS|320
SOGO|SOGOU INC. ADS|EDJO|Edward D. Jones & Co., L.P.|90218
SOGO|SOGOU INC. ADS|EGAM|CBOE TRADING, INC.|81957
SOGO|SOGOU INC. ADS|EGAW|CBOE TRADING, INC.|2535
SOGO|SOGOU INC. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|500
SOGO|SOGOU INC. ADS|EGXM|CBOE TRADING, INC.|125372
SOGO|SOGOU INC. ADS|EGXW|CBOE TRADING, INC.|2075
SOGO|SOGOU INC. ADS|ETBE|Electronic Transaction Clearing, Inc.|101258
SOGO|SOGOU INC. ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|45925
SOGO|SOGOU INC. ADS|ETCB|ETC BROKERAGE SERVICES, LLC|204
SOGO|SOGOU INC. ADS|ETCC|Electronic Transaction Clearing, Inc.|100
SOGO|SOGOU INC. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|43419
SOGO|SOGOU INC. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|600
SOGO|SOGOU INC. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1699
SOGO|SOGOU INC. ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|35167
SOGO|SOGOU INC. ADS|ETRS|E*Trade Securities LLC|7063440
SOGO|SOGOU INC. ADS|FBSB|U.S. Bancorp Investments, Inc.|75
SOGO|SOGOU INC. ADS|FFSI|Firstrade Securities Inc.|1500
SOGO|SOGOU INC. ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|2000
SOGO|SOGOU INC. ADS|FILL|Tradestation Securities, Inc.|230351
SOGO|SOGOU INC. ADS|FMAF|NBCN Inc./ CDS|99976
SOGO|SOGOU INC. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12398
SOGO|SOGOU INC. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186071
SOGO|SOGOU INC. ADS|FTBR|Foliofn Investments, Inc.|1658
SOGO|SOGOU INC. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|59281
SOGO|SOGOU INC. ADS|GLIS|TD Securities Inc|273113
SOGO|SOGOU INC. ADS|GLPX|ACS EXECUTION SERVICES, LLC|1152577
SOGO|SOGOU INC. ADS|GSCO|GOLDMAN SACHS & CO. LLC|2118865
SOGO|SOGOU INC. ADS|GSCS|GOLDMAN SACHS & CO. LLC|32888
SOGO|SOGOU INC. ADS|GSLT|GOLDMAN SACHS & CO. LLC|73487
SOGO|SOGOU INC. ADS|GTSZ|GTS SECURITIES LLC|98756
SOGO|SOGOU INC. ADS|HRBF|American Enterprise Investment Services Inc.|32501
SOGO|SOGOU INC. ADS|HSBC|HSBC Securities, Inc.|73913
SOGO|SOGOU INC. ADS|IATS|INTERACTIVE BROKERS LLC|1192344
SOGO|SOGOU INC. ADS|IBKR|Interactive Brokers Llc|3732670
SOGO|SOGOU INC. ADS|ICBX|INSTINET, LLC|723176
SOGO|SOGOU INC. ADS|INCA|INSTINET, LLC|2403495
SOGO|SOGOU INC. ADS|INJX|INSTINET, LLC|52312
SOGO|SOGOU INC. ADS|INTL|INTL FCSTONE FINANCIAL INC.|79024
SOGO|SOGOU INC. ADS|ITGI|ITG Inc.|404122
SOGO|SOGOU INC. ADS|ITGP|ITG INC.|234000
SOGO|SOGOU INC. ADS|JANY|Janney Montgomery Scott Inc.|21807
SOGO|SOGOU INC. ADS|JEFF|JEFFERIES LLC|178943
SOGO|SOGOU INC. ADS|JMPT|JUMP TRADING, LLC|289837
SOGO|SOGOU INC. ADS|JPBX|J.P. MORGAN SECURITIES LLC|313664
SOGO|SOGOU INC. ADS|JPMX|J.P. Morgan Securities LLC|1310008
SOGO|SOGOU INC. ADS|JSJX|JANE STREET CAPITAL LLC|26525
SOGO|SOGOU INC. ADS|KCGM|VIRTU Americas LLC|436879
SOGO|SOGOU INC. ADS|KCRD|PHX FINANCIAL, INC.|27463
SOGO|SOGOU INC. ADS|LEHM|Barclays Capital Inc./Le|1383987
SOGO|SOGOU INC. ADS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|6706
SOGO|SOGOU INC. ADS|LIME|Lime Brokerage LLC|173009
SOGO|SOGOU INC. ADS|LSCI|Lek Securities Corporation|82317
SOGO|SOGOU INC. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4000
SOGO|SOGOU INC. ADS|MACQ|Macquarie Capital (USA) Inc.|12874
SOGO|SOGOU INC. ADS|MAXM|Maxim Group LLC|242887
SOGO|SOGOU INC. ADS|MBTS|ALLY INVEST SECURITIES LLC|23940
SOGO|SOGOU INC. ADS|MCMF|Raymond James Ltd. Cds|2031
SOGO|SOGOU INC. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|595337
SOGO|SOGOU INC. ADS|MOTF|MOTIF INVESTING, INC.|27
SOGO|SOGOU INC. ADS|MSCO|MORGAN STANLEY & CO. LLC|3819404
SOGO|SOGOU INC. ADS|MSPL|MORGAN STANLEY & CO. LLC|464300
SOGO|SOGOU INC. ADS|MSTX|MORGAN STANLEY & CO. LLC|410200
SOGO|SOGOU INC. ADS|NATL|National Securities Corporation|331984
SOGO|SOGOU INC. ADS|NFSC|National Financial Services LLC|7477252
SOGO|SOGOU INC. ADS|NITE|VIRTU Americas LLC|17522876
SOGO|SOGOU INC. ADS|NITP|VIRTU Americas LLC|16079
SOGO|SOGOU INC. ADS|NMRA|Nomura Securities International, Inc.|336718
SOGO|SOGOU INC. ADS|NQRB|Brut, LLC|98911
SOGO|SOGOU INC. ADS|NTBF|BMO Nesbitt Burns Inc./CDS|120720
SOGO|SOGOU INC. ADS|OPCO|Oppenheimer & Co. Inc.|16526
SOGO|SOGOU INC. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13133
SOGO|SOGOU INC. ADS|PCPT|PHILLIP CAPITAL INC.|43064
SOGO|SOGOU INC. ADS|PDQM|CODA MARKETS, INC.|1084340
SOGO|SOGOU INC. ADS|PHLY|NASDAQ Execution Services, LLC|17800
SOGO|SOGOU INC. ADS|PICT|Pictet Overseas Inc.|300
SOGO|SOGOU INC. ADS|PIPR|Piper Jaffray & Co.|25699
SOGO|SOGOU INC. ADS|PNSR|Penserra Securities, LLC|45621
SOGO|SOGOU INC. ADS|PWJC|UBS Financial Services, Inc.|120668
SOGO|SOGOU INC. ADS|RBCM|RBC CAPITAL MARKETS, LLC|363031
SOGO|SOGOU INC. ADS|RGLD|Regal Securities, Inc|350
SOGO|SOGOU INC. ADS|SAGC|SAGETRADER, LLC|200
SOGO|SOGOU INC. ADS|SAGL|SAGETRADER, LLC|5058
SOGO|SOGOU INC. ADS|SAGW|SAGETRADER, LLC|5400
SOGO|SOGOU INC. ADS|SALI|INTL FCSTONE FINANCIAL INC.|13050
SOGO|SOGOU INC. ADS|SALW|SW FINANCIAL|8000
SOGO|SOGOU INC. ADS|SBRX|MURIEL SIEBERT & CO INC|2135
SOGO|SOGOU INC. ADS|SBSH|Citigroup Global Markets Inc.|583400
SOGO|SOGOU INC. ADS|SGMT|GOLDMAN SACHS & CO. LLC|238943
SOGO|SOGOU INC. ADS|SOGO|Wang Investment Associates, Inc.|18741
SOGO|SOGOU INC. ADS|SPDR|SPEEDROUTE LLC|169548
SOGO|SOGOU INC. ADS|SPHN|Stephens Inc.|4900
SOGO|SOGOU INC. ADS|SPNT|SEVEN POINTS CAPITAL, LLC|5900
SOGO|SOGOU INC. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|34210
SOGO|SOGOU INC. ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5374
SOGO|SOGOU INC. ADS|SWIM|TD Ameritrade, Inc.|4142423
SOGO|SOGOU INC. ADS|SWST|Hilltop Securities Inc.|55751
SOGO|SOGOU INC. ADS|TDFS|TRADERFIELD SECURITIES INC.|14060
SOGO|SOGOU INC. ADS|TKNG|ALLY INVEST SECURITIES LLC|246776
SOGO|SOGOU INC. ADS|TRBT|Tradebot Systems, Inc.|1052405
SOGO|SOGOU INC. ADS|TRCM|TRC MARKETS LLC|40780
SOGO|SOGOU INC. ADS|TWTT|TASTYWORKS, INC.|12660
SOGO|SOGOU INC. ADS|UBSA|UBS SECURITIES LLC|2165544
SOGO|SOGOU INC. ADS|UBSS|UBS Securities LLC|3483578
SOGO|SOGOU INC. ADS|VALX|VIRTU AMERICAS LLC|66250
SOGO|SOGOU INC. ADS|VGRD|Vanguard Marketing Corporation|896883
SOGO|SOGOU INC. ADS|VIEW|VIEWTRADE SECURITIES LLC|1100
SOGO|SOGOU INC. ADS|VSIN|Vision Financial Markets Llc|2302
SOGO|SOGOU INC. ADS|WABR|Wall Street Access|500
SOGO|SOGOU INC. ADS|WBLR|WILLIAM BLAIR|2000
SOGO|SOGOU INC. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|3034
SOGO|SOGOU INC. ADS|WCHV|WELLS FARGO SECURITIES, LLC|757487
SOGO|SOGOU INC. ADS|WEDB|WEDBUSH SECURITIES INC.|318549
SOGO|SOGOU INC. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|154561
SOGO|SOGOU INC. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|220728
SOGO|SOGOU INC. ADS|WGIF|CIBC World Markets Inc.|195588
SOGO|SOGOU INC. ADS|WHOT|JUST2TRADE, INC.|3874
SOGO|SOGOU INC. ADS|WORD|Worden Capital Management LLC|4630
SOGO|SOGOU INC. ADS|WSEA|WOLVERINE SECURITIES, LLC|444841
SOGO|SOGOU INC. ADS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
SOGO|SOGOU INC. ADS|WTFS|JUST2TRADE, INC.|792
SOGO|SOGOU INC. ADS|XIST|INSTINET, LLC|51000
SOGO|SOGOU INC. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|305844
SOGO|SOGOU INC. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|31772
SOGO|SOGOU INC. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40445
SOHO|SOTHERLY HOTELS CMN|ALTX|Alternet Securities Inc.|200
SOHO|SOTHERLY HOTELS CMN|APCC|Apex Clearing Corporation|38
SOHO|SOTHERLY HOTELS CMN|BATM|CBOE TRADING, INC.|78
SOHO|SOTHERLY HOTELS CMN|BERN|Sanford C. Bernstein & Co., LLC|12176
SOHO|SOTHERLY HOTELS CMN|BZYD|GOLDMAN SACHS & CO. LLC|383
SOHO|SOTHERLY HOTELS CMN|CHAS|Charles Schwab & Co., Inc.|889
SOHO|SOTHERLY HOTELS CMN|CLSA|CLSA AMERICAS, LLC|100
SOHO|SOTHERLY HOTELS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
SOHO|SOTHERLY HOTELS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3393
SOHO|SOTHERLY HOTELS CMN|CTDL|Citadel Derivatives Group Llc|40
SOHO|SOTHERLY HOTELS CMN|DAVA|Davenport & Company LLC|11400
SOHO|SOTHERLY HOTELS CMN|DBAB|Deutsche Bank Securities Inc.|1207
SOHO|SOTHERLY HOTELS CMN|DBAX|Deutsche Bank Securities Inc.|1200
SOHO|SOTHERLY HOTELS CMN|DEAN|MORGAN STANLEY|40
SOHO|SOTHERLY HOTELS CMN|DEGS|RONIN PROFESSIONAL LLC|5474
SOHO|SOTHERLY HOTELS CMN|EBXL|EBX LLC|1600
SOHO|SOTHERLY HOTELS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|673
SOHO|SOTHERLY HOTELS CMN|EDJO|Edward D. Jones & Co., L.P.|1500
SOHO|SOTHERLY HOTELS CMN|EGAM|CBOE TRADING, INC.|200
SOHO|SOTHERLY HOTELS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
SOHO|SOTHERLY HOTELS CMN|ETRS|E*Trade Securities LLC|13693
SOHO|SOTHERLY HOTELS CMN|FBCO|Credit Suisse Securities (USA) LLC|7873
SOHO|SOTHERLY HOTELS CMN|FOMA|TD AMERITRADE CLEARING, INC.|63345
SOHO|SOTHERLY HOTELS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1631
SOHO|SOTHERLY HOTELS CMN|FTBR|Foliofn Investments, Inc.|782
SOHO|SOTHERLY HOTELS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|366
SOHO|SOTHERLY HOTELS CMN|GSCO|GOLDMAN SACHS & CO. LLC|12427
SOHO|SOTHERLY HOTELS CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
SOHO|SOTHERLY HOTELS CMN|GTSZ|GTS SECURITIES LLC|5208
SOHO|SOTHERLY HOTELS CMN|IATS|INTERACTIVE BROKERS LLC|1900
SOHO|SOTHERLY HOTELS CMN|IBKR|Interactive Brokers Llc|38609
SOHO|SOTHERLY HOTELS CMN|ICBX|INSTINET, LLC|300
SOHO|SOTHERLY HOTELS CMN|INCA|INSTINET, LLC|5443
SOHO|SOTHERLY HOTELS CMN|INJX|INSTINET, LLC|392
SOHO|SOTHERLY HOTELS CMN|ITGI|ITG Inc.|14388
SOHO|SOTHERLY HOTELS CMN|ITGP|ITG INC.|1000
SOHO|SOTHERLY HOTELS CMN|JEFF|JEFFERIES LLC|3184
SOHO|SOTHERLY HOTELS CMN|JPBX|J.P. MORGAN SECURITIES LLC|200
SOHO|SOTHERLY HOTELS CMN|JPMX|J.P. Morgan Securities LLC|4310
SOHO|SOTHERLY HOTELS CMN|JSJX|JANE STREET CAPITAL LLC|100
SOHO|SOTHERLY HOTELS CMN|JSSF|JMP Securities LLC|2119
SOHO|SOTHERLY HOTELS CMN|KCGM|VIRTU Americas LLC|410
SOHO|SOTHERLY HOTELS CMN|LEHM|Barclays Capital Inc./Le|4590
SOHO|SOTHERLY HOTELS CMN|LIME|Lime Brokerage LLC|30026
SOHO|SOTHERLY HOTELS CMN|LMGP|LIME BROKERAGE LLC|2200
SOHO|SOTHERLY HOTELS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
SOHO|SOTHERLY HOTELS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
SOHO|SOTHERLY HOTELS CMN|MSCO|MORGAN STANLEY & CO. LLC|49193
SOHO|SOTHERLY HOTELS CMN|MSPL|MORGAN STANLEY & CO. LLC|8100
SOHO|SOTHERLY HOTELS CMN|MSTX|MORGAN STANLEY & CO. LLC|800
SOHO|SOTHERLY HOTELS CMN|NFSC|National Financial Services LLC|87151
SOHO|SOTHERLY HOTELS CMN|NITE|VIRTU Americas LLC|119799
SOHO|SOTHERLY HOTELS CMN|NQRB|Brut, LLC|100
SOHO|SOTHERLY HOTELS CMN|OPCO|Oppenheimer & Co. Inc.|200
SOHO|SOTHERLY HOTELS CMN|PWJC|UBS Financial Services, Inc.|3897
SOHO|SOTHERLY HOTELS CMN|RAJA|Raymond James & Associates, Inc.|2800
SOHO|SOTHERLY HOTELS CMN|SBSH|Citigroup Global Markets Inc.|8066
SOHO|SOTHERLY HOTELS CMN|SGMT|GOLDMAN SACHS & CO. LLC|5313
SOHO|SOTHERLY HOTELS CMN|SPDR|SPEEDROUTE LLC|600
SOHO|SOTHERLY HOTELS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|810
SOHO|SOTHERLY HOTELS CMN|SWIM|TD Ameritrade, Inc.|485
SOHO|SOTHERLY HOTELS CMN|TKNG|ALLY INVEST SECURITIES LLC|2729
SOHO|SOTHERLY HOTELS CMN|TRBT|Tradebot Systems, Inc.|462
SOHO|SOTHERLY HOTELS CMN|TRCM|TRC MARKETS LLC|8702
SOHO|SOTHERLY HOTELS CMN|UBSA|UBS SECURITIES LLC|3947
SOHO|SOTHERLY HOTELS CMN|UBSS|UBS Securities LLC|32008
SOHO|SOTHERLY HOTELS CMN|VALX|VIRTU AMERICAS LLC|800
SOHO|SOTHERLY HOTELS CMN|VGRD|Vanguard Marketing Corporation|10286
SOHO|SOTHERLY HOTELS CMN|WBLR|WILLIAM BLAIR|100
SOHO|SOTHERLY HOTELS CMN|WCHV|WELLS FARGO SECURITIES, LLC|6591
SOHO|SOTHERLY HOTELS CMN|WEED|Weeden & Co.L.P.|9200
SOHO|SOTHERLY HOTELS CMN|WSEA|WOLVERINE SECURITIES, LLC|2512
SOHO|SOTHERLY HOTELS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|428
SOHO|SOTHERLY HOTELS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1688
SOHOB|SOTHERLY HOTELS PREF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2370
SOHOB|SOTHERLY HOTELS PREF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SOHOB|SOTHERLY HOTELS PREF|DBAX|Deutsche Bank Securities Inc.|400
SOHOB|SOTHERLY HOTELS PREF|ETRS|E*Trade Securities LLC|2100
SOHOB|SOTHERLY HOTELS PREF|FBCO|Credit Suisse Securities (USA) LLC|741
SOHOB|SOTHERLY HOTELS PREF|FOMA|TD AMERITRADE CLEARING, INC.|4550
SOHOB|SOTHERLY HOTELS PREF|IBKR|Interactive Brokers Llc|3315
SOHOB|SOTHERLY HOTELS PREF|INCA|INSTINET, LLC|1159
SOHOB|SOTHERLY HOTELS PREF|ITGI|ITG Inc.|2610
SOHOB|SOTHERLY HOTELS PREF|ITGP|ITG INC.|200
SOHOB|SOTHERLY HOTELS PREF|JANY|Janney Montgomery Scott Inc.|2407
SOHOB|SOTHERLY HOTELS PREF|LIME|Lime Brokerage LLC|93
SOHOB|SOTHERLY HOTELS PREF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|59
SOHOB|SOTHERLY HOTELS PREF|MSCO|MORGAN STANLEY & CO. LLC|2030
SOHOB|SOTHERLY HOTELS PREF|NFSC|National Financial Services LLC|6322
SOHOB|SOTHERLY HOTELS PREF|NITE|VIRTU Americas LLC|10730
SOHOB|SOTHERLY HOTELS PREF|OPCO|Oppenheimer & Co. Inc.|350
SOHOB|SOTHERLY HOTELS PREF|RAJA|Raymond James & Associates, Inc.|337
SOHOB|SOTHERLY HOTELS PREF|RBCM|RBC CAPITAL MARKETS, LLC|300
SOHOB|SOTHERLY HOTELS PREF|SBSH|Citigroup Global Markets Inc.|500
SOHOB|SOTHERLY HOTELS PREF|STFL|Stifel, Nicolaus & Company, Incorporated|616
SOHOB|SOTHERLY HOTELS PREF|SWIM|TD Ameritrade, Inc.|1000
SOHOB|SOTHERLY HOTELS PREF|TRCM|TRC MARKETS LLC|340
SOHOB|SOTHERLY HOTELS PREF|UBSA|UBS SECURITIES LLC|527
SOHOB|SOTHERLY HOTELS PREF|UBSS|UBS Securities LLC|6198
SOHOB|SOTHERLY HOTELS PREF|WCHV|WELLS FARGO SECURITIES, LLC|3575
SOHOK|SOTHERLY HTL 7.25 NT|BOSC|Boenning & Scattergood, Inc.|1000
SOHOK|SOTHERLY HTL 7.25 NT|DBAX|Deutsche Bank Securities Inc.|800
SOHOK|SOTHERLY HTL 7.25 NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2753
SOHOK|SOTHERLY HTL 7.25 NT|ETRS|E*Trade Securities LLC|150
SOHOK|SOTHERLY HTL 7.25 NT|FOMA|TD AMERITRADE CLEARING, INC.|960
SOHOK|SOTHERLY HTL 7.25 NT|HRBF|American Enterprise Investment Services Inc.|368
SOHOK|SOTHERLY HTL 7.25 NT|IBKR|Interactive Brokers Llc|2600
SOHOK|SOTHERLY HTL 7.25 NT|JANY|Janney Montgomery Scott Inc.|950
SOHOK|SOTHERLY HTL 7.25 NT|LIME|Lime Brokerage LLC|825
SOHOK|SOTHERLY HTL 7.25 NT|MSCO|MORGAN STANLEY & CO. LLC|1800
SOHOK|SOTHERLY HTL 7.25 NT|NFSC|National Financial Services LLC|1403
SOHOK|SOTHERLY HTL 7.25 NT|NITE|VIRTU Americas LLC|6997
SOHOK|SOTHERLY HTL 7.25 NT|SPDR|SPEEDROUTE LLC|200
SOHOK|SOTHERLY HTL 7.25 NT|STFL|Stifel, Nicolaus & Company, Incorporated|403
SOHOK|SOTHERLY HTL 7.25 NT|UBSA|UBS SECURITIES LLC|400
SOHOK|SOTHERLY HTL 7.25 NT|UBSS|UBS Securities LLC|5946
SOHOK|SOTHERLY HTL 7.25 NT|VGRD|Vanguard Marketing Corporation|100
SOHOK|SOTHERLY HTL 7.25 NT|WCHV|WELLS FARGO SECURITIES, LLC|3009
SOHOO|SOTHERLY HOTELS PRFC|DBAX|Deutsche Bank Securities Inc.|400
SOHOO|SOTHERLY HOTELS PRFC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1037
SOHOO|SOTHERLY HOTELS PRFC|ETRS|E*Trade Securities LLC|400
SOHOO|SOTHERLY HOTELS PRFC|FBCO|Credit Suisse Securities (USA) LLC|400
SOHOO|SOTHERLY HOTELS PRFC|FOMA|TD AMERITRADE CLEARING, INC.|2639
SOHOO|SOTHERLY HOTELS PRFC|IATS|INTERACTIVE BROKERS LLC|52
SOHOO|SOTHERLY HOTELS PRFC|IBKR|Interactive Brokers Llc|3383
SOHOO|SOTHERLY HOTELS PRFC|JANY|Janney Montgomery Scott Inc.|4007
SOHOO|SOTHERLY HOTELS PRFC|LIME|Lime Brokerage LLC|600
SOHOO|SOTHERLY HOTELS PRFC|MSCO|MORGAN STANLEY & CO. LLC|300
SOHOO|SOTHERLY HOTELS PRFC|NFSC|National Financial Services LLC|3506
SOHOO|SOTHERLY HOTELS PRFC|NITE|VIRTU Americas LLC|7405
SOHOO|SOTHERLY HOTELS PRFC|NQRB|Brut, LLC|100
SOHOO|SOTHERLY HOTELS PRFC|RAJA|Raymond James & Associates, Inc.|85
SOHOO|SOTHERLY HOTELS PRFC|RBCM|RBC CAPITAL MARKETS, LLC|1750
SOHOO|SOTHERLY HOTELS PRFC|SPDR|SPEEDROUTE LLC|100
SOHOO|SOTHERLY HOTELS PRFC|STFL|Stifel, Nicolaus & Company, Incorporated|1727
SOHOO|SOTHERLY HOTELS PRFC|TKNG|ALLY INVEST SECURITIES LLC|50
SOHOO|SOTHERLY HOTELS PRFC|UBSA|UBS SECURITIES LLC|200
SOHOO|SOTHERLY HOTELS PRFC|UBSS|UBS Securities LLC|1800
SOHOO|SOTHERLY HOTELS PRFC|VGRD|Vanguard Marketing Corporation|217
SOHOO|SOTHERLY HOTELS PRFC|WCHV|WELLS FARGO SECURITIES, LLC|800
SOHU|SOHU.COM LIMITED ADS|ALTX|Alternet Securities Inc.|7593
SOHU|SOHU.COM LIMITED ADS|APCC|Apex Clearing Corporation|1868
SOHU|SOHU.COM LIMITED ADS|BARD|Robert W. Baird & Co. Incorporated|900
SOHU|SOHU.COM LIMITED ADS|BATM|CBOE TRADING, INC.|5327
SOHU|SOHU.COM LIMITED ADS|BAYT|BTIG, LLC|270
SOHU|SOHU.COM LIMITED ADS|BERN|Sanford C. Bernstein & Co., LLC|61967
SOHU|SOHU.COM LIMITED ADS|BIMI|Banca IMI Securities Corp.|2000
SOHU|SOHU.COM LIMITED ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2678
SOHU|SOHU.COM LIMITED ADS|BLKX|INSTINET, LLC|50000
SOHU|SOHU.COM LIMITED ADS|BNPX|BNP PARIBAS SECURITIES CORP.|4219
SOHU|SOHU.COM LIMITED ADS|BTIG|BTIG, LLC|46991
SOHU|SOHU.COM LIMITED ADS|BYXM|CBOE TRADING, INC.|1446
SOHU|SOHU.COM LIMITED ADS|BZYD|GOLDMAN SACHS & CO. LLC|641
SOHU|SOHU.COM LIMITED ADS|CHAS|Charles Schwab & Co., Inc.|380
SOHU|SOHU.COM LIMITED ADS|CHLC|CHURCHILL CAPITAL USA, INC.|5500
SOHU|SOHU.COM LIMITED ADS|CLSA|CLSA AMERICAS, LLC|5400
SOHU|SOHU.COM LIMITED ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88228
SOHU|SOHU.COM LIMITED ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5331
SOHU|SOHU.COM LIMITED ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SOHU|SOHU.COM LIMITED ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|199965
SOHU|SOHU.COM LIMITED ADS|CTDL|Citadel Derivatives Group Llc|23974
SOHU|SOHU.COM LIMITED ADS|CTLR|CUTLER GROUP, LP|9414
SOHU|SOHU.COM LIMITED ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|48072
SOHU|SOHU.COM LIMITED ADS|DBAB|Deutsche Bank Securities Inc.|229778
SOHU|SOHU.COM LIMITED ADS|DBAX|Deutsche Bank Securities Inc.|213100
SOHU|SOHU.COM LIMITED ADS|DBUL|Deutsche Bank Securities Inc.|2368
SOHU|SOHU.COM LIMITED ADS|DEAN|MORGAN STANLEY|237
SOHU|SOHU.COM LIMITED ADS|DEGS|RONIN PROFESSIONAL LLC|2709
SOHU|SOHU.COM LIMITED ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|82
SOHU|SOHU.COM LIMITED ADS|EBXL|EBX LLC|124100
SOHU|SOHU.COM LIMITED ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SOHU|SOHU.COM LIMITED ADS|EDJC|Edward Jones / CDS|55
SOHU|SOHU.COM LIMITED ADS|EDJO|Edward D. Jones & Co., L.P.|423
SOHU|SOHU.COM LIMITED ADS|EGAM|CBOE TRADING, INC.|6767
SOHU|SOHU.COM LIMITED ADS|EGMT|EG MARKET TECHNOLOGIES LLC|2500
SOHU|SOHU.COM LIMITED ADS|EGXM|CBOE TRADING, INC.|4136
SOHU|SOHU.COM LIMITED ADS|EGXW|CBOE TRADING, INC.|200
SOHU|SOHU.COM LIMITED ADS|ETBE|Electronic Transaction Clearing, Inc.|21648
SOHU|SOHU.COM LIMITED ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1327
SOHU|SOHU.COM LIMITED ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3740
SOHU|SOHU.COM LIMITED ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31165
SOHU|SOHU.COM LIMITED ADS|ETRS|E*Trade Securities LLC|120763
SOHU|SOHU.COM LIMITED ADS|FBCO|Credit Suisse Securities (USA) LLC|235763
SOHU|SOHU.COM LIMITED ADS|FILL|Tradestation Securities, Inc.|4365
SOHU|SOHU.COM LIMITED ADS|FMAF|NBCN Inc./ CDS|5198
SOHU|SOHU.COM LIMITED ADS|FOMA|TD AMERITRADE CLEARING, INC.|283803
SOHU|SOHU.COM LIMITED ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
SOHU|SOHU.COM LIMITED ADS|FQLS|Quantlab Securities LP|207335
SOHU|SOHU.COM LIMITED ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45488
SOHU|SOHU.COM LIMITED ADS|FTBR|Foliofn Investments, Inc.|958
SOHU|SOHU.COM LIMITED ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|33278
SOHU|SOHU.COM LIMITED ADS|GLPX|ACS EXECUTION SERVICES, LLC|54752
SOHU|SOHU.COM LIMITED ADS|GSCO|GOLDMAN SACHS & CO. LLC|489170
SOHU|SOHU.COM LIMITED ADS|GSCS|GOLDMAN SACHS & CO. LLC|73057
SOHU|SOHU.COM LIMITED ADS|GSLT|GOLDMAN SACHS & CO. LLC|3283
SOHU|SOHU.COM LIMITED ADS|GTSZ|GTS SECURITIES LLC|195664
SOHU|SOHU.COM LIMITED ADS|HRBF|American Enterprise Investment Services Inc.|640
SOHU|SOHU.COM LIMITED ADS|HSBC|HSBC Securities, Inc.|677
SOHU|SOHU.COM LIMITED ADS|IATS|INTERACTIVE BROKERS LLC|37043
SOHU|SOHU.COM LIMITED ADS|IBKR|Interactive Brokers Llc|243251
SOHU|SOHU.COM LIMITED ADS|ICBX|INSTINET, LLC|164550
SOHU|SOHU.COM LIMITED ADS|INCA|INSTINET, LLC|264444
SOHU|SOHU.COM LIMITED ADS|INJX|INSTINET, LLC|8264
SOHU|SOHU.COM LIMITED ADS|ITGI|ITG Inc.|118464
SOHU|SOHU.COM LIMITED ADS|ITGP|ITG INC.|161600
SOHU|SOHU.COM LIMITED ADS|JEFF|JEFFERIES LLC|55464
SOHU|SOHU.COM LIMITED ADS|JMPT|JUMP TRADING, LLC|43158
SOHU|SOHU.COM LIMITED ADS|JPBX|J.P. MORGAN SECURITIES LLC|15016
SOHU|SOHU.COM LIMITED ADS|JPMX|J.P. Morgan Securities LLC|182550
SOHU|SOHU.COM LIMITED ADS|JSJX|JANE STREET CAPITAL LLC|1318
SOHU|SOHU.COM LIMITED ADS|KCGM|VIRTU Americas LLC|35154
SOHU|SOHU.COM LIMITED ADS|LEHM|Barclays Capital Inc./Le|421846
SOHU|SOHU.COM LIMITED ADS|LIME|Lime Brokerage LLC|150958
SOHU|SOHU.COM LIMITED ADS|LQNA|LIQUIDNET, INC.|96400
SOHU|SOHU.COM LIMITED ADS|LSCI|Lek Securities Corporation|1599
SOHU|SOHU.COM LIMITED ADS|MACC|Mid Atlantic Capital Corporation|23
SOHU|SOHU.COM LIMITED ADS|MAXM|Maxim Group LLC|914
SOHU|SOHU.COM LIMITED ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46470
SOHU|SOHU.COM LIMITED ADS|MOTF|MOTIF INVESTING, INC.|185
SOHU|SOHU.COM LIMITED ADS|MSCO|MORGAN STANLEY & CO. LLC|983641
SOHU|SOHU.COM LIMITED ADS|MSPL|MORGAN STANLEY & CO. LLC|134600
SOHU|SOHU.COM LIMITED ADS|MSTX|MORGAN STANLEY & CO. LLC|87000
SOHU|SOHU.COM LIMITED ADS|NFSC|National Financial Services LLC|100747
SOHU|SOHU.COM LIMITED ADS|NITE|VIRTU Americas LLC|422476
SOHU|SOHU.COM LIMITED ADS|NITP|VIRTU Americas LLC|1456
SOHU|SOHU.COM LIMITED ADS|NQRB|Brut, LLC|5568
SOHU|SOHU.COM LIMITED ADS|OHOS|TWO SIGMA SECURITIES, LLC|48839
SOHU|SOHU.COM LIMITED ADS|PCPT|PHILLIP CAPITAL INC.|365
SOHU|SOHU.COM LIMITED ADS|PDQM|CODA MARKETS, INC.|327879
SOHU|SOHU.COM LIMITED ADS|PHLY|NASDAQ Execution Services, LLC|400
SOHU|SOHU.COM LIMITED ADS|PICT|Pictet Overseas Inc.|640
SOHU|SOHU.COM LIMITED ADS|PNSR|Penserra Securities, LLC|12852
SOHU|SOHU.COM LIMITED ADS|PWJC|UBS Financial Services, Inc.|895
SOHU|SOHU.COM LIMITED ADS|RBCM|RBC CAPITAL MARKETS, LLC|150
SOHU|SOHU.COM LIMITED ADS|SAGL|SAGETRADER, LLC|23982
SOHU|SOHU.COM LIMITED ADS|SALI|INTL FCSTONE FINANCIAL INC.|392
SOHU|SOHU.COM LIMITED ADS|SBSH|Citigroup Global Markets Inc.|620469
SOHU|SOHU.COM LIMITED ADS|SGMT|GOLDMAN SACHS & CO. LLC|119546
SOHU|SOHU.COM LIMITED ADS|SPDR|SPEEDROUTE LLC|37882
SOHU|SOHU.COM LIMITED ADS|SPTD|MINT GLOBAL MARKETS, INC.|7110
SOHU|SOHU.COM LIMITED ADS|STFL|Stifel, Nicolaus & Company, Incorporated|250
SOHU|SOHU.COM LIMITED ADS|SWIM|TD Ameritrade, Inc.|100537
SOHU|SOHU.COM LIMITED ADS|TKNG|ALLY INVEST SECURITIES LLC|3330
SOHU|SOHU.COM LIMITED ADS|TRBT|Tradebot Systems, Inc.|183655
SOHU|SOHU.COM LIMITED ADS|TRCM|TRC MARKETS LLC|72705
SOHU|SOHU.COM LIMITED ADS|UBSA|UBS SECURITIES LLC|549426
SOHU|SOHU.COM LIMITED ADS|UBSS|UBS Securities LLC|1100731
SOHU|SOHU.COM LIMITED ADS|UFPA|UNITED FIRST PARTNERS LLC|4600
SOHU|SOHU.COM LIMITED ADS|VALX|VIRTU AMERICAS LLC|1777
SOHU|SOHU.COM LIMITED ADS|VGRD|Vanguard Marketing Corporation|3308
SOHU|SOHU.COM LIMITED ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
SOHU|SOHU.COM LIMITED ADS|WCHV|WELLS FARGO SECURITIES, LLC|9357
SOHU|SOHU.COM LIMITED ADS|WEED|Weeden & Co.L.P.|2325
SOHU|SOHU.COM LIMITED ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21805
SOHU|SOHU.COM LIMITED ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36688
SOHU|SOHU.COM LIMITED ADS|WGIF|CIBC World Markets Inc.|3575
SOHU|SOHU.COM LIMITED ADS|WSEA|WOLVERINE SECURITIES, LLC|8322
SOHU|SOHU.COM LIMITED ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10800
SOHU|SOHU.COM LIMITED ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|14782
SOHU|SOHU.COM LIMITED ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4050
SOI|SOLARIS OILFIELD INF|AGIS|Aegis Capital Corp.|600
SOI|SOLARIS OILFIELD INF|ALTX|Alternet Securities Inc.|12975
SOI|SOLARIS OILFIELD INF|ANOS|ABEL/NOSER, L.L.C.|200
SOI|SOLARIS OILFIELD INF|APCC|Apex Clearing Corporation|11194
SOI|SOLARIS OILFIELD INF|AQUA|AQUA SECURITIES L.P.|26400
SOI|SOLARIS OILFIELD INF|BARD|Robert W. Baird & Co. Incorporated|17204
SOI|SOLARIS OILFIELD INF|BATM|CBOE TRADING, INC.|5488
SOI|SOLARIS OILFIELD INF|BBNT|BB&T SECURITIES, LLC|23090
SOI|SOLARIS OILFIELD INF|BERN|Sanford C. Bernstein & Co., LLC|3858
SOI|SOLARIS OILFIELD INF|BIDS|BIDS TRADING L.P.|38600
SOI|SOLARIS OILFIELD INF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|38620
SOI|SOLARIS OILFIELD INF|BLKX|INSTINET, LLC|90515
SOI|SOLARIS OILFIELD INF|BNPX|BNP PARIBAS SECURITIES CORP.|2304
SOI|SOLARIS OILFIELD INF|BYXM|CBOE TRADING, INC.|1647
SOI|SOLARIS OILFIELD INF|CANT|Cantor Fitzgerald & Co.|19800
SOI|SOLARIS OILFIELD INF|CHAS|Charles Schwab & Co., Inc.|3853
SOI|SOLARIS OILFIELD INF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|165045
SOI|SOLARIS OILFIELD INF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2517
SOI|SOLARIS OILFIELD INF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|323100
SOI|SOLARIS OILFIELD INF|CTDL|Citadel Derivatives Group Llc|43402
SOI|SOLARIS OILFIELD INF|CXCX|CITIGROUP GLOBAL MARKETS INC.|32448
SOI|SOLARIS OILFIELD INF|DADA|D.A. Davidson & Co.|600
SOI|SOLARIS OILFIELD INF|DBAB|Deutsche Bank Securities Inc.|89589
SOI|SOLARIS OILFIELD INF|DBAX|Deutsche Bank Securities Inc.|136800
SOI|SOLARIS OILFIELD INF|DCHF|Dart Executions, LLC|1440
SOI|SOLARIS OILFIELD INF|DEAN|MORGAN STANLEY|10356
SOI|SOLARIS OILFIELD INF|DEGS|RONIN PROFESSIONAL LLC|5295
SOI|SOLARIS OILFIELD INF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3947
SOI|SOLARIS OILFIELD INF|EBXL|EBX LLC|131600
SOI|SOLARIS OILFIELD INF|ECUT|CONVERGEX EXECUTION SOLUTIONS|13249
SOI|SOLARIS OILFIELD INF|EDJO|Edward D. Jones & Co., L.P.|926
SOI|SOLARIS OILFIELD INF|EGAM|CBOE TRADING, INC.|24760
SOI|SOLARIS OILFIELD INF|EGAW|CBOE TRADING, INC.|350
SOI|SOLARIS OILFIELD INF|EGMT|EG MARKET TECHNOLOGIES LLC|300
SOI|SOLARIS OILFIELD INF|EGXM|CBOE TRADING, INC.|10224
SOI|SOLARIS OILFIELD INF|EGXW|CBOE TRADING, INC.|100
SOI|SOLARIS OILFIELD INF|ETBE|Electronic Transaction Clearing, Inc.|8056
SOI|SOLARIS OILFIELD INF|ETCB|ETC BROKERAGE SERVICES, LLC|811
SOI|SOLARIS OILFIELD INF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16361
SOI|SOLARIS OILFIELD INF|ETRS|E*Trade Securities LLC|165308
SOI|SOLARIS OILFIELD INF|FBSB|U.S. Bancorp Investments, Inc.|18
SOI|SOLARIS OILFIELD INF|FILL|Tradestation Securities, Inc.|3534
SOI|SOLARIS OILFIELD INF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3628
SOI|SOLARIS OILFIELD INF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102919
SOI|SOLARIS OILFIELD INF|FTBR|Foliofn Investments, Inc.|1052
SOI|SOLARIS OILFIELD INF|GILG|Gilder Gagnon Howe & Co. LLC|30000
SOI|SOLARIS OILFIELD INF|GLIS|TD Securities Inc|1500
SOI|SOLARIS OILFIELD INF|GLPX|ACS EXECUTION SERVICES, LLC|34679
SOI|SOLARIS OILFIELD INF|GSCO|GOLDMAN SACHS & CO. LLC|374599
SOI|SOLARIS OILFIELD INF|GSCS|GOLDMAN SACHS & CO. LLC|64457
SOI|SOLARIS OILFIELD INF|GSLT|GOLDMAN SACHS & CO. LLC|5655
SOI|SOLARIS OILFIELD INF|GTSZ|GTS SECURITIES LLC|27562
SOI|SOLARIS OILFIELD INF|HRBF|American Enterprise Investment Services Inc.|1500
SOI|SOLARIS OILFIELD INF|IATS|INTERACTIVE BROKERS LLC|7987
SOI|SOLARIS OILFIELD INF|IBKR|Interactive Brokers Llc|15074
SOI|SOLARIS OILFIELD INF|IBSJ|Integrity Brokerage Services, Inc.|1214
SOI|SOLARIS OILFIELD INF|ICBX|INSTINET, LLC|44650
SOI|SOLARIS OILFIELD INF|IEQY|CITADEL SECURITIES LLC|30315
SOI|SOLARIS OILFIELD INF|INCA|INSTINET, LLC|139839
SOI|SOLARIS OILFIELD INF|INJX|INSTINET, LLC|10519
SOI|SOLARIS OILFIELD INF|ITGI|ITG Inc.|90877
SOI|SOLARIS OILFIELD INF|ITGP|ITG INC.|224800
SOI|SOLARIS OILFIELD INF|JEFF|JEFFERIES LLC|134828
SOI|SOLARIS OILFIELD INF|JMPT|JUMP TRADING, LLC|41742
SOI|SOLARIS OILFIELD INF|JPBX|J.P. MORGAN SECURITIES LLC|14445
SOI|SOLARIS OILFIELD INF|JPMX|J.P. Morgan Securities LLC|269221
SOI|SOLARIS OILFIELD INF|JRCO|Johnson Rice & Company L.L.C.|46974
SOI|SOLARIS OILFIELD INF|JSJX|JANE STREET CAPITAL LLC|5701
SOI|SOLARIS OILFIELD INF|KCGM|VIRTU Americas LLC|41158
SOI|SOLARIS OILFIELD INF|LEHM|Barclays Capital Inc./Le|352077
SOI|SOLARIS OILFIELD INF|LIME|Lime Brokerage LLC|10022
SOI|SOLARIS OILFIELD INF|LQNA|LIQUIDNET, INC.|288500
SOI|SOLARIS OILFIELD INF|LQNB|LIQUIDNET, INC.|15000
SOI|SOLARIS OILFIELD INF|MCMF|Raymond James Ltd. Cds|4106
SOI|SOLARIS OILFIELD INF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|91194
SOI|SOLARIS OILFIELD INF|MNDX|TJM Investments, LLC|1650
SOI|SOLARIS OILFIELD INF|MOTF|MOTIF INVESTING, INC.|3
SOI|SOLARIS OILFIELD INF|MSCO|MORGAN STANLEY & CO. LLC|533611
SOI|SOLARIS OILFIELD INF|MSPL|MORGAN STANLEY & CO. LLC|172700
SOI|SOLARIS OILFIELD INF|MSTX|MORGAN STANLEY & CO. LLC|190400
SOI|SOLARIS OILFIELD INF|NFSC|National Financial Services LLC|285216
SOI|SOLARIS OILFIELD INF|NITE|VIRTU Americas LLC|442572
SOI|SOLARIS OILFIELD INF|NQRB|Brut, LLC|32563
SOI|SOLARIS OILFIELD INF|NTBF|BMO Nesbitt Burns Inc./CDS|700
SOI|SOLARIS OILFIELD INF|OPCO|Oppenheimer & Co. Inc.|25809
SOI|SOLARIS OILFIELD INF|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SOI|SOLARIS OILFIELD INF|PDQM|CODA MARKETS, INC.|55093
SOI|SOLARIS OILFIELD INF|PWJC|UBS Financial Services, Inc.|1700
SOI|SOLARIS OILFIELD INF|QMSR|QUATTRO M SECURITIES INC.|1467
SOI|SOLARIS OILFIELD INF|RBCM|RBC CAPITAL MARKETS, LLC|3554
SOI|SOLARIS OILFIELD INF|RGLD|Regal Securities, Inc|2220
SOI|SOLARIS OILFIELD INF|SAGC|SAGETRADER, LLC|500
SOI|SOLARIS OILFIELD INF|SAGL|SAGETRADER, LLC|6520
SOI|SOLARIS OILFIELD INF|SAGW|SAGETRADER, LLC|292
SOI|SOLARIS OILFIELD INF|SBSH|Citigroup Global Markets Inc.|59463
SOI|SOLARIS OILFIELD INF|SGMT|GOLDMAN SACHS & CO. LLC|125294
SOI|SOLARIS OILFIELD INF|SPDR|SPEEDROUTE LLC|5630
SOI|SOLARIS OILFIELD INF|SPHN|Stephens Inc.|9502
SOI|SOLARIS OILFIELD INF|STFL|Stifel, Nicolaus & Company, Incorporated|1350
SOI|SOLARIS OILFIELD INF|STRS|STRATEGAS RESEARCH PARTNERS|15900
SOI|SOLARIS OILFIELD INF|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3993
SOI|SOLARIS OILFIELD INF|SWIM|TD Ameritrade, Inc.|71577
SOI|SOLARIS OILFIELD INF|SWST|Hilltop Securities Inc.|4198
SOI|SOLARIS OILFIELD INF|TKNG|ALLY INVEST SECURITIES LLC|1690
SOI|SOLARIS OILFIELD INF|TRBT|Tradebot Systems, Inc.|179644
SOI|SOLARIS OILFIELD INF|TRCM|TRC MARKETS LLC|52634
SOI|SOLARIS OILFIELD INF|TWTT|TASTYWORKS, INC.|101
SOI|SOLARIS OILFIELD INF|UBSA|UBS SECURITIES LLC|366257
SOI|SOLARIS OILFIELD INF|UBSS|UBS Securities LLC|475703
SOI|SOLARIS OILFIELD INF|VALX|VIRTU AMERICAS LLC|4829
SOI|SOLARIS OILFIELD INF|VGRD|Vanguard Marketing Corporation|29431
SOI|SOLARIS OILFIELD INF|VNDM|Wall Street Access|22650
SOI|SOLARIS OILFIELD INF|WBLR|WILLIAM BLAIR|31382
SOI|SOLARIS OILFIELD INF|WCHV|WELLS FARGO SECURITIES, LLC|132388
SOI|SOLARIS OILFIELD INF|WEDB|WEDBUSH SECURITIES INC.|9642
SOI|SOLARIS OILFIELD INF|WEED|Weeden & Co.L.P.|19175
SOI|SOLARIS OILFIELD INF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10165
SOI|SOLARIS OILFIELD INF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5871
SOI|SOLARIS OILFIELD INF|WSEA|WOLVERINE SECURITIES, LLC|7302
SOI|SOLARIS OILFIELD INF|XIST|INSTINET, LLC|78800
SOI|SOLARIS OILFIELD INF|XPQR|Jump Trading|300
SOI|SOLARIS OILFIELD INF|XSTM|NATIONAL FINANCIAL SERVICES LLC|22364
SOI|SOLARIS OILFIELD INF|YKNA|COMHAR CAPITAL MARKETS, LLC|220
SOI|SOLARIS OILFIELD INF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|312
SOIL|GLOBAL X FERTILIZER|BATM|CBOE TRADING, INC.|3100
SOIL|GLOBAL X FERTILIZER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
SOIL|GLOBAL X FERTILIZER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2084
SOIL|GLOBAL X FERTILIZER|CTDL|Citadel Derivatives Group Llc|2154
SOIL|GLOBAL X FERTILIZER|DBAX|Deutsche Bank Securities Inc.|1100
SOIL|GLOBAL X FERTILIZER|DEAN|MORGAN STANLEY|1500
SOIL|GLOBAL X FERTILIZER|EBXL|EBX LLC|2400
SOIL|GLOBAL X FERTILIZER|EDJO|Edward D. Jones & Co., L.P.|415
SOIL|GLOBAL X FERTILIZER|ETRS|E*Trade Securities LLC|1450
SOIL|GLOBAL X FERTILIZER|FTBR|Foliofn Investments, Inc.|6
SOIL|GLOBAL X FERTILIZER|IBKR|Interactive Brokers Llc|4438
SOIL|GLOBAL X FERTILIZER|ICBX|INSTINET, LLC|3100
SOIL|GLOBAL X FERTILIZER|ITGP|ITG INC.|200
SOIL|GLOBAL X FERTILIZER|JPMX|J.P. Morgan Securities LLC|1000
SOIL|GLOBAL X FERTILIZER|JSJX|JANE STREET CAPITAL LLC|6618
SOIL|GLOBAL X FERTILIZER|KCGM|VIRTU Americas LLC|1100
SOIL|GLOBAL X FERTILIZER|LEHM|Barclays Capital Inc./Le|800
SOIL|GLOBAL X FERTILIZER|LIME|Lime Brokerage LLC|857
SOIL|GLOBAL X FERTILIZER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
SOIL|GLOBAL X FERTILIZER|MOTF|MOTIF INVESTING, INC.|1
SOIL|GLOBAL X FERTILIZER|MSCO|MORGAN STANLEY & CO. LLC|9400
SOIL|GLOBAL X FERTILIZER|MSPL|MORGAN STANLEY & CO. LLC|600
SOIL|GLOBAL X FERTILIZER|NFSC|National Financial Services LLC|9185
SOIL|GLOBAL X FERTILIZER|NITE|VIRTU Americas LLC|3320
SOIL|GLOBAL X FERTILIZER|SGMT|GOLDMAN SACHS & CO. LLC|2629
SOIL|GLOBAL X FERTILIZER|SWIM|TD Ameritrade, Inc.|27
SOIL|GLOBAL X FERTILIZER|UBSS|UBS Securities LLC|3224
SOIL|GLOBAL X FERTILIZER|VGRD|Vanguard Marketing Corporation|1676
SOIL|GLOBAL X FERTILIZER|WBET|Wallachbeth Capital LLC|20000
SOIL|GLOBAL X FERTILIZER|WCHV|WELLS FARGO SECURITIES, LLC|101
SOIL|GLOBAL X FERTILIZER|WGIF|CIBC World Markets Inc.|10
SOIL|GLOBAL X FERTILIZER|WSEA|WOLVERINE SECURITIES, LLC|95
SOIL|GLOBAL X FERTILIZER|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
SOJA|SOUTHERN CO 6.25% NT|AGIS|Aegis Capital Corp.|4430
SOJA|SOUTHERN CO 6.25% NT|ALTX|Alternet Securities Inc.|500
SOJA|SOUTHERN CO 6.25% NT|BARD|Robert W. Baird & Co. Incorporated|1954
SOJA|SOUTHERN CO 6.25% NT|BATM|CBOE TRADING, INC.|100
SOJA|SOUTHERN CO 6.25% NT|BBNT|BB&T SECURITIES, LLC|1092
SOJA|SOUTHERN CO 6.25% NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|734
SOJA|SOUTHERN CO 6.25% NT|BTIG|BTIG, LLC|1060
SOJA|SOUTHERN CO 6.25% NT|CANT|Cantor Fitzgerald & Co.|27500
SOJA|SOUTHERN CO 6.25% NT|CHAS|Charles Schwab & Co., Inc.|2052
SOJA|SOUTHERN CO 6.25% NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3993
SOJA|SOUTHERN CO 6.25% NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35250
SOJA|SOUTHERN CO 6.25% NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
SOJA|SOUTHERN CO 6.25% NT|DAVA|Davenport & Company LLC|1000
SOJA|SOUTHERN CO 6.25% NT|DBAB|Deutsche Bank Securities Inc.|250
SOJA|SOUTHERN CO 6.25% NT|DBAX|Deutsche Bank Securities Inc.|17300
SOJA|SOUTHERN CO 6.25% NT|DEAN|MORGAN STANLEY|34020
SOJA|SOUTHERN CO 6.25% NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5466
SOJA|SOUTHERN CO 6.25% NT|EBXL|EBX LLC|27700
SOJA|SOUTHERN CO 6.25% NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|160297
SOJA|SOUTHERN CO 6.25% NT|EDJO|Edward D. Jones & Co., L.P.|550
SOJA|SOUTHERN CO 6.25% NT|ESPO|ESPOSITO SECURITIES, LLC|208
SOJA|SOUTHERN CO 6.25% NT|ETRS|E*Trade Securities LLC|300
SOJA|SOUTHERN CO 6.25% NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1115
SOJA|SOUTHERN CO 6.25% NT|GLPX|ACS EXECUTION SERVICES, LLC|2637
SOJA|SOUTHERN CO 6.25% NT|GSCO|GOLDMAN SACHS & CO. LLC|9791
SOJA|SOUTHERN CO 6.25% NT|GSCS|GOLDMAN SACHS & CO. LLC|172
SOJA|SOUTHERN CO 6.25% NT|GSLT|GOLDMAN SACHS & CO. LLC|500
SOJA|SOUTHERN CO 6.25% NT|GTSZ|GTS SECURITIES LLC|1318
SOJA|SOUTHERN CO 6.25% NT|HRBF|American Enterprise Investment Services Inc.|5425
SOJA|SOUTHERN CO 6.25% NT|IATS|INTERACTIVE BROKERS LLC|100
SOJA|SOUTHERN CO 6.25% NT|IBKR|Interactive Brokers Llc|400
SOJA|SOUTHERN CO 6.25% NT|ICBX|INSTINET, LLC|11996
SOJA|SOUTHERN CO 6.25% NT|INCA|INSTINET, LLC|1107
SOJA|SOUTHERN CO 6.25% NT|ITGI|ITG Inc.|1515
SOJA|SOUTHERN CO 6.25% NT|ITGP|ITG INC.|7000
SOJA|SOUTHERN CO 6.25% NT|JANY|Janney Montgomery Scott Inc.|12201
SOJA|SOUTHERN CO 6.25% NT|JEFF|JEFFERIES LLC|234
SOJA|SOUTHERN CO 6.25% NT|JPMX|J.P. Morgan Securities LLC|3800
SOJA|SOUTHERN CO 6.25% NT|JSEB|JANE STREET EXECUTION SERVICES, LLC|2672
SOJA|SOUTHERN CO 6.25% NT|JSJX|JANE STREET CAPITAL LLC|1856
SOJA|SOUTHERN CO 6.25% NT|KCGM|VIRTU Americas LLC|19173
SOJA|SOUTHERN CO 6.25% NT|LEHM|Barclays Capital Inc./Le|13800
SOJA|SOUTHERN CO 6.25% NT|LIME|Lime Brokerage LLC|1080
SOJA|SOUTHERN CO 6.25% NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
SOJA|SOUTHERN CO 6.25% NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
SOJA|SOUTHERN CO 6.25% NT|MSCO|MORGAN STANLEY & CO. LLC|20292
SOJA|SOUTHERN CO 6.25% NT|MSPL|MORGAN STANLEY & CO. LLC|26500
SOJA|SOUTHERN CO 6.25% NT|NFSC|National Financial Services LLC|32013
SOJA|SOUTHERN CO 6.25% NT|NITE|VIRTU Americas LLC|95507
SOJA|SOUTHERN CO 6.25% NT|NQRB|Brut, LLC|763
SOJA|SOUTHERN CO 6.25% NT|NTRC|Northern Trust Securities, Inc.|1000
SOJA|SOUTHERN CO 6.25% NT|OPCO|Oppenheimer & Co. Inc.|8025
SOJA|SOUTHERN CO 6.25% NT|PDQM|CODA MARKETS, INC.|9037
SOJA|SOUTHERN CO 6.25% NT|PWJC|UBS Financial Services, Inc.|25505
SOJA|SOUTHERN CO 6.25% NT|RBCM|RBC CAPITAL MARKETS, LLC|8430
SOJA|SOUTHERN CO 6.25% NT|SAGC|SAGETRADER, LLC|200
SOJA|SOUTHERN CO 6.25% NT|SBSH|Citigroup Global Markets Inc.|5075
SOJA|SOUTHERN CO 6.25% NT|SGMT|GOLDMAN SACHS & CO. LLC|6840
SOJA|SOUTHERN CO 6.25% NT|SMRD|SUMRIDGE PARTNERS, LLC|14200
SOJA|SOUTHERN CO 6.25% NT|SPDR|SPEEDROUTE LLC|1300
SOJA|SOUTHERN CO 6.25% NT|STFL|Stifel, Nicolaus & Company, Incorporated|7313
SOJA|SOUTHERN CO 6.25% NT|SWIM|TD Ameritrade, Inc.|260
SOJA|SOUTHERN CO 6.25% NT|SWST|Hilltop Securities Inc.|716
SOJA|SOUTHERN CO 6.25% NT|TRBT|Tradebot Systems, Inc.|554
SOJA|SOUTHERN CO 6.25% NT|TRCM|TRC MARKETS LLC|100
SOJA|SOUTHERN CO 6.25% NT|UBSA|UBS SECURITIES LLC|46040
SOJA|SOUTHERN CO 6.25% NT|UBSS|UBS Securities LLC|71111
SOJA|SOUTHERN CO 6.25% NT|VGRD|Vanguard Marketing Corporation|79
SOJA|SOUTHERN CO 6.25% NT|WCHV|WELLS FARGO SECURITIES, LLC|88989
SOJA|SOUTHERN CO 6.25% NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|650
SOJA|SOUTHERN CO 6.25% NT|WSEA|WOLVERINE SECURITIES, LLC|12
SOJA|SOUTHERN CO 6.25% NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|7536
SOJA|SOUTHERN CO 6.25% NT|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SOJA|SOUTHERN CO 6.25% NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13886
SOJB|SOUTHERN CO 5.25 NTS|AGIS|Aegis Capital Corp.|11200
SOJB|SOUTHERN CO 5.25 NTS|ALTX|Alternet Securities Inc.|200
SOJB|SOUTHERN CO 5.25 NTS|BARD|Robert W. Baird & Co. Incorporated|1845
SOJB|SOUTHERN CO 5.25 NTS|BATM|CBOE TRADING, INC.|400
SOJB|SOUTHERN CO 5.25 NTS|BBNT|BB&T SECURITIES, LLC|974
SOJB|SOUTHERN CO 5.25 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9573
SOJB|SOUTHERN CO 5.25 NTS|BNCH|The Benchmark Company, LLC|967
SOJB|SOUTHERN CO 5.25 NTS|BYXM|CBOE TRADING, INC.|100
SOJB|SOUTHERN CO 5.25 NTS|CHAS|Charles Schwab & Co., Inc.|91
SOJB|SOUTHERN CO 5.25 NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1895
SOJB|SOUTHERN CO 5.25 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8269
SOJB|SOUTHERN CO 5.25 NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
SOJB|SOUTHERN CO 5.25 NTS|DADA|D.A. Davidson & Co.|1000
SOJB|SOUTHERN CO 5.25 NTS|DAVA|Davenport & Company LLC|1000
SOJB|SOUTHERN CO 5.25 NTS|DBAX|Deutsche Bank Securities Inc.|3500
SOJB|SOUTHERN CO 5.25 NTS|DEAN|MORGAN STANLEY|67035
SOJB|SOUTHERN CO 5.25 NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2988
SOJB|SOUTHERN CO 5.25 NTS|EBXL|EBX LLC|5900
SOJB|SOUTHERN CO 5.25 NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3972
SOJB|SOUTHERN CO 5.25 NTS|EDJO|Edward D. Jones & Co., L.P.|400
SOJB|SOUTHERN CO 5.25 NTS|EGAM|CBOE TRADING, INC.|566
SOJB|SOUTHERN CO 5.25 NTS|EGXM|CBOE TRADING, INC.|600
SOJB|SOUTHERN CO 5.25 NTS|ETRS|E*Trade Securities LLC|3225
SOJB|SOUTHERN CO 5.25 NTS|FINX|FINTECH SECURITIES|143
SOJB|SOUTHERN CO 5.25 NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|618
SOJB|SOUTHERN CO 5.25 NTS|GLPX|ACS EXECUTION SERVICES, LLC|896
SOJB|SOUTHERN CO 5.25 NTS|GSCO|GOLDMAN SACHS & CO. LLC|2217
SOJB|SOUTHERN CO 5.25 NTS|GSLT|GOLDMAN SACHS & CO. LLC|537
SOJB|SOUTHERN CO 5.25 NTS|GTSZ|GTS SECURITIES LLC|1240
SOJB|SOUTHERN CO 5.25 NTS|HRBF|American Enterprise Investment Services Inc.|11749
SOJB|SOUTHERN CO 5.25 NTS|IATS|INTERACTIVE BROKERS LLC|700
SOJB|SOUTHERN CO 5.25 NTS|IBKR|Interactive Brokers Llc|3890
SOJB|SOUTHERN CO 5.25 NTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|508
SOJB|SOUTHERN CO 5.25 NTS|ICBX|INSTINET, LLC|5400
SOJB|SOUTHERN CO 5.25 NTS|INCA|INSTINET, LLC|4145
SOJB|SOUTHERN CO 5.25 NTS|ITGI|ITG Inc.|642
SOJB|SOUTHERN CO 5.25 NTS|JANY|Janney Montgomery Scott Inc.|2728
SOJB|SOUTHERN CO 5.25 NTS|JPMX|J.P. Morgan Securities LLC|800
SOJB|SOUTHERN CO 5.25 NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1776
SOJB|SOUTHERN CO 5.25 NTS|JSJX|JANE STREET CAPITAL LLC|1200
SOJB|SOUTHERN CO 5.25 NTS|KCGM|VIRTU Americas LLC|2760
SOJB|SOUTHERN CO 5.25 NTS|LEHM|Barclays Capital Inc./Le|5200
SOJB|SOUTHERN CO 5.25 NTS|LIME|Lime Brokerage LLC|841
SOJB|SOUTHERN CO 5.25 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SOJB|SOUTHERN CO 5.25 NTS|MCMF|Raymond James Ltd. Cds|1000
SOJB|SOUTHERN CO 5.25 NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
SOJB|SOUTHERN CO 5.25 NTS|MSCO|MORGAN STANLEY & CO. LLC|21443
SOJB|SOUTHERN CO 5.25 NTS|MSPL|MORGAN STANLEY & CO. LLC|1100
SOJB|SOUTHERN CO 5.25 NTS|NFSC|National Financial Services LLC|22953
SOJB|SOUTHERN CO 5.25 NTS|NITE|VIRTU Americas LLC|85237
SOJB|SOUTHERN CO 5.25 NTS|NQRB|Brut, LLC|1713
SOJB|SOUTHERN CO 5.25 NTS|OPCO|Oppenheimer & Co. Inc.|4397
SOJB|SOUTHERN CO 5.25 NTS|PCPT|PHILLIP CAPITAL INC.|900
SOJB|SOUTHERN CO 5.25 NTS|PDQM|CODA MARKETS, INC.|1407
SOJB|SOUTHERN CO 5.25 NTS|PWJC|UBS Financial Services, Inc.|4662
SOJB|SOUTHERN CO 5.25 NTS|RBCM|RBC CAPITAL MARKETS, LLC|4689
SOJB|SOUTHERN CO 5.25 NTS|SALI|INTL FCSTONE FINANCIAL INC.|1
SOJB|SOUTHERN CO 5.25 NTS|SBSH|Citigroup Global Markets Inc.|30
SOJB|SOUTHERN CO 5.25 NTS|SGMT|GOLDMAN SACHS & CO. LLC|2275
SOJB|SOUTHERN CO 5.25 NTS|SPDR|SPEEDROUTE LLC|300
SOJB|SOUTHERN CO 5.25 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|3702
SOJB|SOUTHERN CO 5.25 NTS|SWIM|TD Ameritrade, Inc.|1700
SOJB|SOUTHERN CO 5.25 NTS|SWST|Hilltop Securities Inc.|47
SOJB|SOUTHERN CO 5.25 NTS|UBSA|UBS SECURITIES LLC|10367
SOJB|SOUTHERN CO 5.25 NTS|UBSS|UBS Securities LLC|21193
SOJB|SOUTHERN CO 5.25 NTS|VGRD|Vanguard Marketing Corporation|101
SOJB|SOUTHERN CO 5.25 NTS|WCHV|WELLS FARGO SECURITIES, LLC|75162
SOJB|SOUTHERN CO 5.25 NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|512
SOJB|SOUTHERN CO 5.25 NTS|YKNA|COMHAR CAPITAL MARKETS, LLC|105
SOJB|SOUTHERN CO 5.25 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1997
SOJC|SOUTHERN CO 5.25 NTS|APCC|Apex Clearing Corporation|305
SOJC|SOUTHERN CO 5.25 NTS|BARD|Robert W. Baird & Co. Incorporated|4634
SOJC|SOUTHERN CO 5.25 NTS|BATM|CBOE TRADING, INC.|300
SOJC|SOUTHERN CO 5.25 NTS|BBNT|BB&T SECURITIES, LLC|1725
SOJC|SOUTHERN CO 5.25 NTS|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|29408
SOJC|SOUTHERN CO 5.25 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2321
SOJC|SOUTHERN CO 5.25 NTS|BNCH|The Benchmark Company, LLC|1000
SOJC|SOUTHERN CO 5.25 NTS|BTIG|BTIG, LLC|1024
SOJC|SOUTHERN CO 5.25 NTS|CHAS|Charles Schwab & Co., Inc.|67
SOJC|SOUTHERN CO 5.25 NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
SOJC|SOUTHERN CO 5.25 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18176
SOJC|SOUTHERN CO 5.25 NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
SOJC|SOUTHERN CO 5.25 NTS|DBAB|Deutsche Bank Securities Inc.|300
SOJC|SOUTHERN CO 5.25 NTS|DBAX|Deutsche Bank Securities Inc.|6200
SOJC|SOUTHERN CO 5.25 NTS|DEAN|MORGAN STANLEY|97670
SOJC|SOUTHERN CO 5.25 NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4645
SOJC|SOUTHERN CO 5.25 NTS|EBXL|EBX LLC|8300
SOJC|SOUTHERN CO 5.25 NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5149
SOJC|SOUTHERN CO 5.25 NTS|EDJO|Edward D. Jones & Co., L.P.|1600
SOJC|SOUTHERN CO 5.25 NTS|ETRS|E*Trade Securities LLC|5758
SOJC|SOUTHERN CO 5.25 NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99
SOJC|SOUTHERN CO 5.25 NTS|GLPX|ACS EXECUTION SERVICES, LLC|600
SOJC|SOUTHERN CO 5.25 NTS|GSCO|GOLDMAN SACHS & CO. LLC|68966
SOJC|SOUTHERN CO 5.25 NTS|GTSZ|GTS SECURITIES LLC|4600
SOJC|SOUTHERN CO 5.25 NTS|HRBF|American Enterprise Investment Services Inc.|5069
SOJC|SOUTHERN CO 5.25 NTS|IBKR|Interactive Brokers Llc|2050
SOJC|SOUTHERN CO 5.25 NTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|270
SOJC|SOUTHERN CO 5.25 NTS|ICBX|INSTINET, LLC|9233
SOJC|SOUTHERN CO 5.25 NTS|INCA|INSTINET, LLC|7223
SOJC|SOUTHERN CO 5.25 NTS|ITGI|ITG Inc.|317
SOJC|SOUTHERN CO 5.25 NTS|ITGP|ITG INC.|600
SOJC|SOUTHERN CO 5.25 NTS|JANY|Janney Montgomery Scott Inc.|15740
SOJC|SOUTHERN CO 5.25 NTS|JEFF|JEFFERIES LLC|29324
SOJC|SOUTHERN CO 5.25 NTS|JPMX|J.P. Morgan Securities LLC|7636
SOJC|SOUTHERN CO 5.25 NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1336
SOJC|SOUTHERN CO 5.25 NTS|KCGM|VIRTU Americas LLC|11894
SOJC|SOUTHERN CO 5.25 NTS|LEHM|Barclays Capital Inc./Le|12800
SOJC|SOUTHERN CO 5.25 NTS|LIME|Lime Brokerage LLC|489
SOJC|SOUTHERN CO 5.25 NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14100
SOJC|SOUTHERN CO 5.25 NTS|MSCO|MORGAN STANLEY & CO. LLC|30759
SOJC|SOUTHERN CO 5.25 NTS|MSPL|MORGAN STANLEY & CO. LLC|6000
SOJC|SOUTHERN CO 5.25 NTS|NFSC|National Financial Services LLC|13892
SOJC|SOUTHERN CO 5.25 NTS|NITE|VIRTU Americas LLC|135340
SOJC|SOUTHERN CO 5.25 NTS|NQRB|Brut, LLC|300
SOJC|SOUTHERN CO 5.25 NTS|OPCO|Oppenheimer & Co. Inc.|90
SOJC|SOUTHERN CO 5.25 NTS|OTAA|OTA LLC|900
SOJC|SOUTHERN CO 5.25 NTS|PCPT|PHILLIP CAPITAL INC.|1000
SOJC|SOUTHERN CO 5.25 NTS|PDQM|CODA MARKETS, INC.|1000
SOJC|SOUTHERN CO 5.25 NTS|PWJC|UBS Financial Services, Inc.|7434
SOJC|SOUTHERN CO 5.25 NTS|RBCM|RBC CAPITAL MARKETS, LLC|15405
SOJC|SOUTHERN CO 5.25 NTS|SBSH|Citigroup Global Markets Inc.|7271
SOJC|SOUTHERN CO 5.25 NTS|SGMT|GOLDMAN SACHS & CO. LLC|12541
SOJC|SOUTHERN CO 5.25 NTS|SPDR|SPEEDROUTE LLC|300
SOJC|SOUTHERN CO 5.25 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|10144
SOJC|SOUTHERN CO 5.25 NTS|TRBT|Tradebot Systems, Inc.|2203
SOJC|SOUTHERN CO 5.25 NTS|UBSA|UBS SECURITIES LLC|18420
SOJC|SOUTHERN CO 5.25 NTS|UBSS|UBS Securities LLC|35130
SOJC|SOUTHERN CO 5.25 NTS|VGRD|Vanguard Marketing Corporation|1424
SOJC|SOUTHERN CO 5.25 NTS|WCHV|WELLS FARGO SECURITIES, LLC|122918
SOJC|SOUTHERN CO 5.25 NTS|WEDB|WEDBUSH SECURITIES INC.|1888
SOJC|SOUTHERN CO 5.25 NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|724
SOJC|SOUTHERN CO 5.25 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8474
SOL|RENESOLA LTD|ALTX|Alternet Securities Inc.|300
SOL|RENESOLA LTD|APCC|Apex Clearing Corporation|2539
SOL|RENESOLA LTD|BARD|Robert W. Baird & Co. Incorporated|11590
SOL|RENESOLA LTD|BATM|CBOE TRADING, INC.|25
SOL|RENESOLA LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
SOL|RENESOLA LTD|CHAS|Charles Schwab & Co., Inc.|2000
SOL|RENESOLA LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78
SOL|RENESOLA LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
SOL|RENESOLA LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20957
SOL|RENESOLA LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|3800
SOL|RENESOLA LTD|DBAB|Deutsche Bank Securities Inc.|3620
SOL|RENESOLA LTD|DBAX|Deutsche Bank Securities Inc.|1500
SOL|RENESOLA LTD|DEAN|MORGAN STANLEY|1100
SOL|RENESOLA LTD|DEGS|RONIN PROFESSIONAL LLC|749
SOL|RENESOLA LTD|EBXL|EBX LLC|500
SOL|RENESOLA LTD|EDJO|Edward D. Jones & Co., L.P.|563
SOL|RENESOLA LTD|EGAM|CBOE TRADING, INC.|900
SOL|RENESOLA LTD|ETBE|Electronic Transaction Clearing, Inc.|200
SOL|RENESOLA LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SOL|RENESOLA LTD|ETRS|E*Trade Securities LLC|69261
SOL|RENESOLA LTD|FILL|Tradestation Securities, Inc.|2000
SOL|RENESOLA LTD|FMAF|NBCN Inc./ CDS|2501
SOL|RENESOLA LTD|FTBR|Foliofn Investments, Inc.|2178
SOL|RENESOLA LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SOL|RENESOLA LTD|GLIS|TD Securities Inc|3825
SOL|RENESOLA LTD|GLPX|ACS EXECUTION SERVICES, LLC|100
SOL|RENESOLA LTD|GSCO|GOLDMAN SACHS & CO. LLC|20
SOL|RENESOLA LTD|GSCS|GOLDMAN SACHS & CO. LLC|719
SOL|RENESOLA LTD|GSLT|GOLDMAN SACHS & CO. LLC|100
SOL|RENESOLA LTD|GTSZ|GTS SECURITIES LLC|310
SOL|RENESOLA LTD|HRBF|American Enterprise Investment Services Inc.|200
SOL|RENESOLA LTD|HSBC|HSBC Securities, Inc.|7186
SOL|RENESOLA LTD|IATS|INTERACTIVE BROKERS LLC|56269
SOL|RENESOLA LTD|IBKR|Interactive Brokers Llc|89302
SOL|RENESOLA LTD|ICBX|INSTINET, LLC|1900
SOL|RENESOLA LTD|INCA|INSTINET, LLC|3528
SOL|RENESOLA LTD|INTL|INTL FCSTONE FINANCIAL INC.|8401
SOL|RENESOLA LTD|ITGP|ITG INC.|800
SOL|RENESOLA LTD|JANY|Janney Montgomery Scott Inc.|600
SOL|RENESOLA LTD|JPMX|J.P. Morgan Securities LLC|10000
SOL|RENESOLA LTD|KCGM|VIRTU Americas LLC|3334
SOL|RENESOLA LTD|LEHM|Barclays Capital Inc./Le|12529
SOL|RENESOLA LTD|LIME|Lime Brokerage LLC|8379
SOL|RENESOLA LTD|MBTS|ALLY INVEST SECURITIES LLC|800
SOL|RENESOLA LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8028
SOL|RENESOLA LTD|MOTF|MOTIF INVESTING, INC.|2
SOL|RENESOLA LTD|MSCO|MORGAN STANLEY & CO. LLC|36105
SOL|RENESOLA LTD|MSPL|MORGAN STANLEY & CO. LLC|5500
SOL|RENESOLA LTD|NFSC|National Financial Services LLC|158377
SOL|RENESOLA LTD|NITE|VIRTU Americas LLC|254197
SOL|RENESOLA LTD|NQRB|Brut, LLC|1044
SOL|RENESOLA LTD|NTBF|BMO Nesbitt Burns Inc./CDS|5320
SOL|RENESOLA LTD|OPCO|Oppenheimer & Co. Inc.|560
SOL|RENESOLA LTD|PCPT|PHILLIP CAPITAL INC.|3907
SOL|RENESOLA LTD|RGLD|Regal Securities, Inc|260
SOL|RENESOLA LTD|SBSH|Citigroup Global Markets Inc.|639
SOL|RENESOLA LTD|SGMT|GOLDMAN SACHS & CO. LLC|2721
SOL|RENESOLA LTD|SPDR|SPEEDROUTE LLC|1137
SOL|RENESOLA LTD|SWIM|TD Ameritrade, Inc.|20450
SOL|RENESOLA LTD|TKNG|ALLY INVEST SECURITIES LLC|5098
SOL|RENESOLA LTD|TRBT|Tradebot Systems, Inc.|1497
SOL|RENESOLA LTD|TRCM|TRC MARKETS LLC|609
SOL|RENESOLA LTD|TWTT|TASTYWORKS, INC.|100
SOL|RENESOLA LTD|UBSA|UBS SECURITIES LLC|25348
SOL|RENESOLA LTD|UBSS|UBS Securities LLC|22473
SOL|RENESOLA LTD|VGRD|Vanguard Marketing Corporation|7351
SOL|RENESOLA LTD|WCHV|WELLS FARGO SECURITIES, LLC|16966
SOL|RENESOLA LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|233
SOL|RENESOLA LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|916
SOL|RENESOLA LTD|WFPB|Wells Fargo Securities, LLC.|50
SOL|RENESOLA LTD|WGIF|CIBC World Markets Inc.|4700
SOL|RENESOLA LTD|WSEA|WOLVERINE SECURITIES, LLC|2448
SOL|RENESOLA LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
SOL|RENESOLA LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|74
SON|SONOCO PRODUCTS|ALTX|Alternet Securities Inc.|2979
SON|SONOCO PRODUCTS|ANOS|ABEL/NOSER, L.L.C.|35
SON|SONOCO PRODUCTS|APCC|Apex Clearing Corporation|46
SON|SONOCO PRODUCTS|BANK|Primevest Financial Services, Inc.|32
SON|SONOCO PRODUCTS|BARD|Robert W. Baird & Co. Incorporated|2025
SON|SONOCO PRODUCTS|BATM|CBOE TRADING, INC.|5140
SON|SONOCO PRODUCTS|BAYT|BTIG, LLC|100
SON|SONOCO PRODUCTS|BBNT|BB&T SECURITIES, LLC|54
SON|SONOCO PRODUCTS|BERN|Sanford C. Bernstein & Co., LLC|7084
SON|SONOCO PRODUCTS|BIDS|BIDS TRADING L.P.|100
SON|SONOCO PRODUCTS|BKCM|BNY Mellon Capital Markets LLC|19658
SON|SONOCO PRODUCTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27498
SON|SONOCO PRODUCTS|BLKX|INSTINET, LLC|33800
SON|SONOCO PRODUCTS|BNPX|BNP PARIBAS SECURITIES CORP.|3552
SON|SONOCO PRODUCTS|BRVL|BLAYLOCK VAN, LLC|4400
SON|SONOCO PRODUCTS|BTIG|BTIG, LLC|4778
SON|SONOCO PRODUCTS|BYXM|CBOE TRADING, INC.|1173
SON|SONOCO PRODUCTS|BZYD|GOLDMAN SACHS & CO. LLC|400
SON|SONOCO PRODUCTS|CABR|Cabrera Capital Markets, Inc.|25
SON|SONOCO PRODUCTS|CANT|Cantor Fitzgerald & Co.|900
SON|SONOCO PRODUCTS|CBLC|CITIGROUP GLOBAL MARKETS INC.|15000
SON|SONOCO PRODUCTS|CHAS|Charles Schwab & Co., Inc.|67
SON|SONOCO PRODUCTS|CICF|Canaccord Genuity Corp.|121
SON|SONOCO PRODUCTS|CIST|Capital Institutional Services, Inc.|164
SON|SONOCO PRODUCTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23855
SON|SONOCO PRODUCTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
SON|SONOCO PRODUCTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|615
SON|SONOCO PRODUCTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|221766
SON|SONOCO PRODUCTS|CTDL|Citadel Derivatives Group Llc|2168
SON|SONOCO PRODUCTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|13200
SON|SONOCO PRODUCTS|DBAB|Deutsche Bank Securities Inc.|184289
SON|SONOCO PRODUCTS|DBAX|Deutsche Bank Securities Inc.|212900
SON|SONOCO PRODUCTS|DBUL|Deutsche Bank Securities Inc.|200
SON|SONOCO PRODUCTS|DEAN|MORGAN STANLEY|3979
SON|SONOCO PRODUCTS|DEGS|RONIN PROFESSIONAL LLC|1000
SON|SONOCO PRODUCTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|145
SON|SONOCO PRODUCTS|EBXL|EBX LLC|55500
SON|SONOCO PRODUCTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9152
SON|SONOCO PRODUCTS|EDJO|Edward D. Jones & Co., L.P.|6878
SON|SONOCO PRODUCTS|EGAM|CBOE TRADING, INC.|10517
SON|SONOCO PRODUCTS|EGAW|CBOE TRADING, INC.|394
SON|SONOCO PRODUCTS|EGMT|EG MARKET TECHNOLOGIES LLC|400
SON|SONOCO PRODUCTS|EGXM|CBOE TRADING, INC.|794
SON|SONOCO PRODUCTS|EGXW|CBOE TRADING, INC.|63
SON|SONOCO PRODUCTS|ETBE|Electronic Transaction Clearing, Inc.|4905
SON|SONOCO PRODUCTS|ETCC|Electronic Transaction Clearing, Inc.|460
SON|SONOCO PRODUCTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10309
SON|SONOCO PRODUCTS|ETRS|E*Trade Securities LLC|1571
SON|SONOCO PRODUCTS|FBSB|U.S. Bancorp Investments, Inc.|5
SON|SONOCO PRODUCTS|FINX|FINTECH SECURITIES|200
SON|SONOCO PRODUCTS|FMAF|NBCN Inc./ CDS|968
SON|SONOCO PRODUCTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1998
SON|SONOCO PRODUCTS|FQLS|Quantlab Securities LP|141081
SON|SONOCO PRODUCTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|67970
SON|SONOCO PRODUCTS|FTBR|Foliofn Investments, Inc.|3958
SON|SONOCO PRODUCTS|GLPX|ACS EXECUTION SERVICES, LLC|15434
SON|SONOCO PRODUCTS|GSCO|GOLDMAN SACHS & CO. LLC|355097
SON|SONOCO PRODUCTS|GSCS|GOLDMAN SACHS & CO. LLC|110
SON|SONOCO PRODUCTS|GSLT|GOLDMAN SACHS & CO. LLC|2994
SON|SONOCO PRODUCTS|GTSZ|GTS SECURITIES LLC|27496
SON|SONOCO PRODUCTS|HRBF|American Enterprise Investment Services Inc.|5885
SON|SONOCO PRODUCTS|IATS|INTERACTIVE BROKERS LLC|1509
SON|SONOCO PRODUCTS|IBKR|Interactive Brokers Llc|4318
SON|SONOCO PRODUCTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|907
SON|SONOCO PRODUCTS|ICBX|INSTINET, LLC|24600
SON|SONOCO PRODUCTS|IEQY|CITADEL SECURITIES LLC|31489
SON|SONOCO PRODUCTS|INCA|INSTINET, LLC|126079
SON|SONOCO PRODUCTS|INJX|INSTINET, LLC|7703
SON|SONOCO PRODUCTS|ITGI|ITG Inc.|27241
SON|SONOCO PRODUCTS|ITGP|ITG INC.|108200
SON|SONOCO PRODUCTS|JANY|Janney Montgomery Scott Inc.|4153
SON|SONOCO PRODUCTS|JEFF|JEFFERIES LLC|64505
SON|SONOCO PRODUCTS|JMPT|JUMP TRADING, LLC|26407
SON|SONOCO PRODUCTS|JPBX|J.P. MORGAN SECURITIES LLC|29501
SON|SONOCO PRODUCTS|JPMX|J.P. Morgan Securities LLC|253717
SON|SONOCO PRODUCTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
SON|SONOCO PRODUCTS|JSJX|JANE STREET CAPITAL LLC|3238
SON|SONOCO PRODUCTS|KCGM|VIRTU Americas LLC|22153
SON|SONOCO PRODUCTS|LEHM|Barclays Capital Inc./Le|337154
SON|SONOCO PRODUCTS|LGNT|COR CLEARING LLC|1
SON|SONOCO PRODUCTS|LIME|Lime Brokerage LLC|8625
SON|SONOCO PRODUCTS|LQNA|LIQUIDNET, INC.|70000
SON|SONOCO PRODUCTS|MACC|Mid Atlantic Capital Corporation|1947
SON|SONOCO PRODUCTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41952
SON|SONOCO PRODUCTS|MOTF|MOTIF INVESTING, INC.|3
SON|SONOCO PRODUCTS|MSCO|MORGAN STANLEY & CO. LLC|510851
SON|SONOCO PRODUCTS|MSPL|MORGAN STANLEY & CO. LLC|140200
SON|SONOCO PRODUCTS|MSTX|MORGAN STANLEY & CO. LLC|36700
SON|SONOCO PRODUCTS|MTON|MILLINGTON SECURITIES, INC.|35919
SON|SONOCO PRODUCTS|NFSC|National Financial Services LLC|160266
SON|SONOCO PRODUCTS|NITE|VIRTU Americas LLC|153369
SON|SONOCO PRODUCTS|NITP|VIRTU Americas LLC|1415
SON|SONOCO PRODUCTS|NQRB|Brut, LLC|2470
SON|SONOCO PRODUCTS|OHOS|TWO SIGMA SECURITIES, LLC|21051
SON|SONOCO PRODUCTS|OPCO|Oppenheimer & Co. Inc.|1582
SON|SONOCO PRODUCTS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1350
SON|SONOCO PRODUCTS|PDQM|CODA MARKETS, INC.|88427
SON|SONOCO PRODUCTS|PUMA|Puma Capital, Llc|26969
SON|SONOCO PRODUCTS|PWJC|UBS Financial Services, Inc.|1527
SON|SONOCO PRODUCTS|RBCM|RBC CAPITAL MARKETS, LLC|1210
SON|SONOCO PRODUCTS|SAGL|SAGETRADER, LLC|26260
SON|SONOCO PRODUCTS|SBSH|Citigroup Global Markets Inc.|39632
SON|SONOCO PRODUCTS|SEIC|SEI Investments Distribution Co.|500
SON|SONOCO PRODUCTS|SGMT|GOLDMAN SACHS & CO. LLC|42877
SON|SONOCO PRODUCTS|SPDR|SPEEDROUTE LLC|7300
SON|SONOCO PRODUCTS|SPHN|Stephens Inc.|1100
SON|SONOCO PRODUCTS|STFL|Stifel, Nicolaus & Company, Incorporated|19167
SON|SONOCO PRODUCTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3527
SON|SONOCO PRODUCTS|SWIM|TD Ameritrade, Inc.|256
SON|SONOCO PRODUCTS|SWST|Hilltop Securities Inc.|975
SON|SONOCO PRODUCTS|TIAD|Triad Securities Corp|57
SON|SONOCO PRODUCTS|TKNG|ALLY INVEST SECURITIES LLC|2
SON|SONOCO PRODUCTS|TRBT|Tradebot Systems, Inc.|61253
SON|SONOCO PRODUCTS|TRCM|TRC MARKETS LLC|46726
SON|SONOCO PRODUCTS|UBSA|UBS SECURITIES LLC|216546
SON|SONOCO PRODUCTS|UBSS|UBS Securities LLC|372556
SON|SONOCO PRODUCTS|VALX|VIRTU AMERICAS LLC|3980
SON|SONOCO PRODUCTS|VGRD|Vanguard Marketing Corporation|1778
SON|SONOCO PRODUCTS|WABR|Wall Street Access|9391
SON|SONOCO PRODUCTS|WBET|Wallachbeth Capital LLC|2457
SON|SONOCO PRODUCTS|WBPX|SUMMIT SECURITIES GROUP, LLC|347
SON|SONOCO PRODUCTS|WCHV|WELLS FARGO SECURITIES, LLC|30253
SON|SONOCO PRODUCTS|WDNX|WEEDEN & CO.L.P.|1784
SON|SONOCO PRODUCTS|WEDB|WEDBUSH SECURITIES INC.|2563
SON|SONOCO PRODUCTS|WEED|Weeden & Co.L.P.|1130
SON|SONOCO PRODUCTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7905
SON|SONOCO PRODUCTS|WGIF|CIBC World Markets Inc.|4
SON|SONOCO PRODUCTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|460
SON|SONOCO PRODUCTS|WSEA|WOLVERINE SECURITIES, LLC|283
SON|SONOCO PRODUCTS|XIST|INSTINET, LLC|63000
SON|SONOCO PRODUCTS|XPQR|Jump Trading|2513
SON|SONOCO PRODUCTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|16488
SON|SONOCO PRODUCTS|YKNA|COMHAR CAPITAL MARKETS, LLC|610
SON|SONOCO PRODUCTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2440
SONA|SOUTHERN NATIONAL BK|ALTX|Alternet Securities Inc.|1078
SONA|SOUTHERN NATIONAL BK|ANOS|ABEL/NOSER, L.L.C.|7372
SONA|SOUTHERN NATIONAL BK|APCC|Apex Clearing Corporation|3
SONA|SOUTHERN NATIONAL BK|BATM|CBOE TRADING, INC.|595
SONA|SOUTHERN NATIONAL BK|BBNT|BB&T SECURITIES, LLC|100
SONA|SOUTHERN NATIONAL BK|BERN|Sanford C. Bernstein & Co., LLC|586
SONA|SOUTHERN NATIONAL BK|BMOC|BMO Capital Markets Corp.|3381
SONA|SOUTHERN NATIONAL BK|BNKS|Fig Partners, LLC|19766
SONA|SOUTHERN NATIONAL BK|BNPX|BNP PARIBAS SECURITIES CORP.|1851
SONA|SOUTHERN NATIONAL BK|BTIG|BTIG, LLC|8
SONA|SOUTHERN NATIONAL BK|BZYD|GOLDMAN SACHS & CO. LLC|2398
SONA|SOUTHERN NATIONAL BK|CANT|Cantor Fitzgerald & Co.|103
SONA|SOUTHERN NATIONAL BK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5563
SONA|SOUTHERN NATIONAL BK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
SONA|SOUTHERN NATIONAL BK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SONA|SOUTHERN NATIONAL BK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15022
SONA|SOUTHERN NATIONAL BK|CTDL|Citadel Derivatives Group Llc|2723
SONA|SOUTHERN NATIONAL BK|CXCX|CITIGROUP GLOBAL MARKETS INC.|12746
SONA|SOUTHERN NATIONAL BK|DADA|D.A. Davidson & Co.|1300
SONA|SOUTHERN NATIONAL BK|DAVA|Davenport & Company LLC|294
SONA|SOUTHERN NATIONAL BK|DBAB|Deutsche Bank Securities Inc.|53285
SONA|SOUTHERN NATIONAL BK|DBAX|Deutsche Bank Securities Inc.|9300
SONA|SOUTHERN NATIONAL BK|DEAN|MORGAN STANLEY|4425
SONA|SOUTHERN NATIONAL BK|DEGS|RONIN PROFESSIONAL LLC|800
SONA|SOUTHERN NATIONAL BK|EBXL|EBX LLC|11700
SONA|SOUTHERN NATIONAL BK|EDJO|Edward D. Jones & Co., L.P.|966
SONA|SOUTHERN NATIONAL BK|EGAM|CBOE TRADING, INC.|1049
SONA|SOUTHERN NATIONAL BK|EGMT|EG MARKET TECHNOLOGIES LLC|100
SONA|SOUTHERN NATIONAL BK|EGXM|CBOE TRADING, INC.|330
SONA|SOUTHERN NATIONAL BK|ETBE|Electronic Transaction Clearing, Inc.|1044
SONA|SOUTHERN NATIONAL BK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|430
SONA|SOUTHERN NATIONAL BK|ETRS|E*Trade Securities LLC|11985
SONA|SOUTHERN NATIONAL BK|FBCO|Credit Suisse Securities (USA) LLC|44730
SONA|SOUTHERN NATIONAL BK|FOMA|TD AMERITRADE CLEARING, INC.|5362
SONA|SOUTHERN NATIONAL BK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8252
SONA|SOUTHERN NATIONAL BK|FTBR|Foliofn Investments, Inc.|531
SONA|SOUTHERN NATIONAL BK|GEBB|GLOBAL EXECUTION BROKERS, LP|7026
SONA|SOUTHERN NATIONAL BK|GLPX|ACS EXECUTION SERVICES, LLC|725
SONA|SOUTHERN NATIONAL BK|GSCO|GOLDMAN SACHS & CO. LLC|127801
SONA|SOUTHERN NATIONAL BK|GSLT|GOLDMAN SACHS & CO. LLC|403
SONA|SOUTHERN NATIONAL BK|GTSZ|GTS SECURITIES LLC|1575
SONA|SOUTHERN NATIONAL BK|HOVD|HOVDE GROUP, LLC|1530
SONA|SOUTHERN NATIONAL BK|IBKR|Interactive Brokers Llc|5616
SONA|SOUTHERN NATIONAL BK|ICBX|INSTINET, LLC|6000
SONA|SOUTHERN NATIONAL BK|IEQY|CITADEL SECURITIES LLC|5889
SONA|SOUTHERN NATIONAL BK|INCA|INSTINET, LLC|38671
SONA|SOUTHERN NATIONAL BK|INJX|INSTINET, LLC|6249
SONA|SOUTHERN NATIONAL BK|ITGI|ITG Inc.|47595
SONA|SOUTHERN NATIONAL BK|ITGP|ITG INC.|112200
SONA|SOUTHERN NATIONAL BK|JEFF|JEFFERIES LLC|4884
SONA|SOUTHERN NATIONAL BK|JPBX|J.P. MORGAN SECURITIES LLC|602
SONA|SOUTHERN NATIONAL BK|JPMX|J.P. Morgan Securities LLC|35894
SONA|SOUTHERN NATIONAL BK|KBWI|Keefe, Bruyette & Woods, Inc.|27000
SONA|SOUTHERN NATIONAL BK|KCGM|VIRTU Americas LLC|9351
SONA|SOUTHERN NATIONAL BK|LEHM|Barclays Capital Inc./Le|93015
SONA|SOUTHERN NATIONAL BK|LIME|Lime Brokerage LLC|65333
SONA|SOUTHERN NATIONAL BK|LMGP|LIME BROKERAGE LLC|13949
SONA|SOUTHERN NATIONAL BK|LQNA|LIQUIDNET, INC.|19800
SONA|SOUTHERN NATIONAL BK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|514
SONA|SOUTHERN NATIONAL BK|MAXM|Maxim Group LLC|1521
SONA|SOUTHERN NATIONAL BK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5100
SONA|SOUTHERN NATIONAL BK|MSCO|MORGAN STANLEY & CO. LLC|185238
SONA|SOUTHERN NATIONAL BK|MSPL|MORGAN STANLEY & CO. LLC|14400
SONA|SOUTHERN NATIONAL BK|MSTX|MORGAN STANLEY & CO. LLC|600
SONA|SOUTHERN NATIONAL BK|NFSC|National Financial Services LLC|13237
SONA|SOUTHERN NATIONAL BK|NITE|VIRTU Americas LLC|36949
SONA|SOUTHERN NATIONAL BK|NITP|VIRTU Americas LLC|400
SONA|SOUTHERN NATIONAL BK|NQRB|Brut, LLC|900
SONA|SOUTHERN NATIONAL BK|OPCO|Oppenheimer & Co. Inc.|943
SONA|SOUTHERN NATIONAL BK|PDQM|CODA MARKETS, INC.|18567
SONA|SOUTHERN NATIONAL BK|PWJC|UBS Financial Services, Inc.|3878
SONA|SOUTHERN NATIONAL BK|RAJA|Raymond James & Associates, Inc.|14838
SONA|SOUTHERN NATIONAL BK|RBCM|RBC CAPITAL MARKETS, LLC|1400
SONA|SOUTHERN NATIONAL BK|SBSH|Citigroup Global Markets Inc.|34275
SONA|SOUTHERN NATIONAL BK|SGMT|GOLDMAN SACHS & CO. LLC|10159
SONA|SOUTHERN NATIONAL BK|SPDR|SPEEDROUTE LLC|1500
SONA|SOUTHERN NATIONAL BK|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SONA|SOUTHERN NATIONAL BK|SWIM|TD Ameritrade, Inc.|4
SONA|SOUTHERN NATIONAL BK|TRBT|Tradebot Systems, Inc.|7373
SONA|SOUTHERN NATIONAL BK|TRCM|TRC MARKETS LLC|26442
SONA|SOUTHERN NATIONAL BK|UBSA|UBS SECURITIES LLC|74076
SONA|SOUTHERN NATIONAL BK|UBSS|UBS Securities LLC|135664
SONA|SOUTHERN NATIONAL BK|VALX|VIRTU AMERICAS LLC|2549
SONA|SOUTHERN NATIONAL BK|VGRD|Vanguard Marketing Corporation|5597
SONA|SOUTHERN NATIONAL BK|WCHV|WELLS FARGO SECURITIES, LLC|8437
SONA|SOUTHERN NATIONAL BK|WEED|Weeden & Co.L.P.|800
SONA|SOUTHERN NATIONAL BK|XIST|INSTINET, LLC|2500
SONA|SOUTHERN NATIONAL BK|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
SONA|SOUTHERN NATIONAL BK|YKNA|COMHAR CAPITAL MARKETS, LLC|99
SONC|SONIC CP          ##|ADAM|CANACCORD GENUITY INC.|75582
SONC|SONIC CP          ##|ALTX|Alternet Securities Inc.|29529
SONC|SONIC CP          ##|APCC|Apex Clearing Corporation|4870
SONC|SONIC CP          ##|BANK|Primevest Financial Services, Inc.|517
SONC|SONIC CP          ##|BARD|Robert W. Baird & Co. Incorporated|10118
SONC|SONIC CP          ##|BATM|CBOE TRADING, INC.|8951
SONC|SONIC CP          ##|BAYC|BAY CREST PARTNERS, LLC|384
SONC|SONIC CP          ##|BAYT|BTIG, LLC|1200
SONC|SONIC CP          ##|BERN|Sanford C. Bernstein & Co., LLC|174321
SONC|SONIC CP          ##|BIDS|BIDS TRADING L.P.|50400
SONC|SONIC CP          ##|BIMI|Banca IMI Securities Corp.|1414
SONC|SONIC CP          ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4662
SONC|SONIC CP          ##|BLKX|INSTINET, LLC|164861
SONC|SONIC CP          ##|BMOC|BMO Capital Markets Corp.|35680
SONC|SONIC CP          ##|BNPX|BNP PARIBAS SECURITIES CORP.|7278
SONC|SONIC CP          ##|BRVL|BLAYLOCK VAN, LLC|5450
SONC|SONIC CP          ##|BTIG|BTIG, LLC|17014
SONC|SONIC CP          ##|BYXM|CBOE TRADING, INC.|7517
SONC|SONIC CP          ##|BZYD|GOLDMAN SACHS & CO. LLC|2443
SONC|SONIC CP          ##|CANT|Cantor Fitzgerald & Co.|311
SONC|SONIC CP          ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
SONC|SONIC CP          ##|CBRA|Cobra Trading, Inc.|8900
SONC|SONIC CP          ##|CHAS|Charles Schwab & Co., Inc.|3429
SONC|SONIC CP          ##|CIST|Capital Institutional Services, Inc.|58
SONC|SONIC CP          ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|215781
SONC|SONIC CP          ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35080
SONC|SONIC CP          ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20400
SONC|SONIC CP          ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|615199
SONC|SONIC CP          ##|CTDL|Citadel Derivatives Group Llc|25562
SONC|SONIC CP          ##|CTLR|CUTLER GROUP, LP|3557
SONC|SONIC CP          ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|77980
SONC|SONIC CP          ##|DBAB|Deutsche Bank Securities Inc.|521473
SONC|SONIC CP          ##|DBAX|Deutsche Bank Securities Inc.|431700
SONC|SONIC CP          ##|DBUL|Deutsche Bank Securities Inc.|10193
SONC|SONIC CP          ##|DCHF|Dart Executions, LLC|9004
SONC|SONIC CP          ##|DEAN|MORGAN STANLEY|249
SONC|SONIC CP          ##|DEGS|RONIN PROFESSIONAL LLC|14061
SONC|SONIC CP          ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3650
SONC|SONIC CP          ##|EBXL|EBX LLC|275700
SONC|SONIC CP          ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|17364
SONC|SONIC CP          ##|EDJO|Edward D. Jones & Co., L.P.|18046
SONC|SONIC CP          ##|EGAM|CBOE TRADING, INC.|32264
SONC|SONIC CP          ##|EGAW|CBOE TRADING, INC.|699
SONC|SONIC CP          ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
SONC|SONIC CP          ##|EGXM|CBOE TRADING, INC.|5534
SONC|SONIC CP          ##|EGXW|CBOE TRADING, INC.|421
SONC|SONIC CP          ##|ETBE|Electronic Transaction Clearing, Inc.|55769
SONC|SONIC CP          ##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|22003
SONC|SONIC CP          ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11988
SONC|SONIC CP          ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44358
SONC|SONIC CP          ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|550
SONC|SONIC CP          ##|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|49820
SONC|SONIC CP          ##|ETRS|E*Trade Securities LLC|364674
SONC|SONIC CP          ##|FBCO|Credit Suisse Securities (USA) LLC|779418
SONC|SONIC CP          ##|FBSB|U.S. Bancorp Investments, Inc.|70
SONC|SONIC CP          ##|FILL|Tradestation Securities, Inc.|54518
SONC|SONIC CP          ##|FOMA|TD AMERITRADE CLEARING, INC.|515735
SONC|SONIC CP          ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31725
SONC|SONIC CP          ##|FQLS|Quantlab Securities LP|556804
SONC|SONIC CP          ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|235811
SONC|SONIC CP          ##|FTBR|Foliofn Investments, Inc.|519
SONC|SONIC CP          ##|GEBB|GLOBAL EXECUTION BROKERS, LP|20472
SONC|SONIC CP          ##|GHCC|Gordon, Haskett Capital Corporation|4100
SONC|SONIC CP          ##|GLPX|ACS EXECUTION SERVICES, LLC|82128
SONC|SONIC CP          ##|GSCO|GOLDMAN SACHS & CO. LLC|978240
SONC|SONIC CP          ##|GSCS|GOLDMAN SACHS & CO. LLC|29194
SONC|SONIC CP          ##|GSLT|GOLDMAN SACHS & CO. LLC|6565
SONC|SONIC CP          ##|GTSZ|GTS SECURITIES LLC|38531
SONC|SONIC CP          ##|HAPX|HAP Trading, LLC|400
SONC|SONIC CP          ##|HRBF|American Enterprise Investment Services Inc.|4950
SONC|SONIC CP          ##|IATS|INTERACTIVE BROKERS LLC|36868
SONC|SONIC CP          ##|IBKR|Interactive Brokers Llc|364384
SONC|SONIC CP          ##|ICBX|INSTINET, LLC|61448
SONC|SONIC CP          ##|IEQY|CITADEL SECURITIES LLC|61048
SONC|SONIC CP          ##|INCA|INSTINET, LLC|576991
SONC|SONIC CP          ##|INJX|INSTINET, LLC|38702
SONC|SONIC CP          ##|ITGI|ITG Inc.|129084
SONC|SONIC CP          ##|ITGP|ITG INC.|304600
SONC|SONIC CP          ##|JEFF|JEFFERIES LLC|263286
SONC|SONIC CP          ##|JMPT|JUMP TRADING, LLC|142318
SONC|SONIC CP          ##|JONE|JonesTrading|329189
SONC|SONIC CP          ##|JPBX|J.P. MORGAN SECURITIES LLC|113418
SONC|SONIC CP          ##|JPMX|J.P. Morgan Securities LLC|849100
SONC|SONIC CP          ##|JSJX|JANE STREET CAPITAL LLC|64590
SONC|SONIC CP          ##|KCGM|VIRTU Americas LLC|87724
SONC|SONIC CP          ##|KING|C. L. King & Associates, Inc.|3414
SONC|SONIC CP          ##|LEHM|Barclays Capital Inc./Le|1037057
SONC|SONIC CP          ##|LIME|Lime Brokerage LLC|252002
SONC|SONIC CP          ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|31000
SONC|SONIC CP          ##|LOOP|Loop Capital Markets LLC|300
SONC|SONIC CP          ##|LQNA|LIQUIDNET, INC.|174100
SONC|SONIC CP          ##|LQNB|LIQUIDNET, INC.|15800
SONC|SONIC CP          ##|LSCI|Lek Securities Corporation|417
SONC|SONIC CP          ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
SONC|SONIC CP          ##|MACC|Mid Atlantic Capital Corporation|408
SONC|SONIC CP          ##|MACQ|Macquarie Capital (USA) Inc.|2400
SONC|SONIC CP          ##|MAXM|Maxim Group LLC|7659
SONC|SONIC CP          ##|MBTS|ALLY INVEST SECURITIES LLC|21649
SONC|SONIC CP          ##|MCBT|Moors & Cabot, Inc.|4310
SONC|SONIC CP          ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|157951
SONC|SONIC CP          ##|MOTF|MOTIF INVESTING, INC.|10
SONC|SONIC CP          ##|MSCO|MORGAN STANLEY & CO. LLC|3440854
SONC|SONIC CP          ##|MSPL|MORGAN STANLEY & CO. LLC|548300
SONC|SONIC CP          ##|MSTX|MORGAN STANLEY & CO. LLC|334000
SONC|SONIC CP          ##|NFSC|National Financial Services LLC|483564
SONC|SONIC CP          ##|NITE|VIRTU Americas LLC|1032771
SONC|SONIC CP          ##|NITP|VIRTU Americas LLC|3875
SONC|SONIC CP          ##|NQRB|Brut, LLC|9554
SONC|SONIC CP          ##|OHOS|TWO SIGMA SECURITIES, LLC|91163
SONC|SONIC CP          ##|OPCO|Oppenheimer & Co. Inc.|935
SONC|SONIC CP          ##|PDQM|CODA MARKETS, INC.|190323
SONC|SONIC CP          ##|PHLY|NASDAQ Execution Services, LLC|200
SONC|SONIC CP          ##|POIN|PRECISION SECURITIES, LLC (POIN)|1400
SONC|SONIC CP          ##|PWJC|UBS Financial Services, Inc.|1100
SONC|SONIC CP          ##|RAJA|Raymond James & Associates, Inc.|23963
SONC|SONIC CP          ##|RBCM|RBC CAPITAL MARKETS, LLC|10461
SONC|SONIC CP          ##|RGLD|Regal Securities, Inc|1100
SONC|SONIC CP          ##|SAGL|SAGETRADER, LLC|4523
SONC|SONIC CP          ##|SAGW|SAGETRADER, LLC|465
SONC|SONIC CP          ##|SALI|INTL FCSTONE FINANCIAL INC.|13256
SONC|SONIC CP          ##|SBSH|Citigroup Global Markets Inc.|129920
SONC|SONIC CP          ##|SGMT|GOLDMAN SACHS & CO. LLC|187171
SONC|SONIC CP          ##|SIBO|Prime Executions, Inc.|1300
SONC|SONIC CP          ##|SOGO|Wang Investment Associates, Inc.|250
SONC|SONIC CP          ##|SPDR|SPEEDROUTE LLC|32210
SONC|SONIC CP          ##|SPHN|Stephens Inc.|53195
SONC|SONIC CP          ##|SPTD|MINT GLOBAL MARKETS, INC.|360
SONC|SONIC CP          ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|39432
SONC|SONIC CP          ##|STFL|Stifel, Nicolaus & Company, Incorporated|5313
SONC|SONIC CP          ##|STKP|STOCKPILE INVESTMENTS, INC.|137
SONC|SONIC CP          ##|STXG|Stockcross Financial Services, Inc.|2825
SONC|SONIC CP          ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|166
SONC|SONIC CP          ##|SWIM|TD Ameritrade, Inc.|560896
SONC|SONIC CP          ##|SWST|Hilltop Securities Inc.|5092
SONC|SONIC CP          ##|TKNG|ALLY INVEST SECURITIES LLC|7140
SONC|SONIC CP          ##|TMBR|Timber Hill LLC|144
SONC|SONIC CP          ##|TONC|CUTTONE & CO., LLC|7489
SONC|SONIC CP          ##|TRBT|Tradebot Systems, Inc.|445293
SONC|SONIC CP          ##|TRCM|TRC MARKETS LLC|194192
SONC|SONIC CP          ##|TWTT|TASTYWORKS, INC.|360
SONC|SONIC CP          ##|UBSA|UBS SECURITIES LLC|750582
SONC|SONIC CP          ##|UBSS|UBS Securities LLC|1383704
SONC|SONIC CP          ##|VALX|VIRTU AMERICAS LLC|10075
SONC|SONIC CP          ##|VGRD|Vanguard Marketing Corporation|18129
SONC|SONIC CP          ##|WBPX|SUMMIT SECURITIES GROUP, LLC|300
SONC|SONIC CP          ##|WCHV|WELLS FARGO SECURITIES, LLC|347436
SONC|SONIC CP          ##|WEDB|WEDBUSH SECURITIES INC.|3200
SONC|SONIC CP          ##|WEED|Weeden & Co.L.P.|3600
SONC|SONIC CP          ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25917
SONC|SONIC CP          ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33788
SONC|SONIC CP          ##|WGIF|CIBC World Markets Inc.|303
SONC|SONIC CP          ##|WSAG|WALL STREET ACCESS|1430
SONC|SONIC CP          ##|WSEA|WOLVERINE SECURITIES, LLC|28731
SONC|SONIC CP          ##|XIST|INSTINET, LLC|165532
SONC|SONIC CP          ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|96790
SONC|SONIC CP          ##|YKNA|COMHAR CAPITAL MARKETS, LLC|12277
SONC|SONIC CP          ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2526
SOR|SOURCE CAP INC|AGIS|Aegis Capital Corp.|294
SOR|SOURCE CAP INC|ALTX|Alternet Securities Inc.|100
SOR|SOURCE CAP INC|APCC|Apex Clearing Corporation|21
SOR|SOURCE CAP INC|BANK|Primevest Financial Services, Inc.|350
SOR|SOURCE CAP INC|BARD|Robert W. Baird & Co. Incorporated|252
SOR|SOURCE CAP INC|BATM|CBOE TRADING, INC.|119
SOR|SOURCE CAP INC|BBNT|BB&T SECURITIES, LLC|422
SOR|SOURCE CAP INC|BERN|Sanford C. Bernstein & Co., LLC|69
SOR|SOURCE CAP INC|CHAS|Charles Schwab & Co., Inc.|4
SOR|SOURCE CAP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SOR|SOURCE CAP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1414
SOR|SOURCE CAP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|294
SOR|SOURCE CAP INC|DADA|D.A. Davidson & Co.|524
SOR|SOURCE CAP INC|DBAX|Deutsche Bank Securities Inc.|2100
SOR|SOURCE CAP INC|DEAN|MORGAN STANLEY|2311
SOR|SOURCE CAP INC|EBXL|EBX LLC|600
SOR|SOURCE CAP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1232
SOR|SOURCE CAP INC|EDJO|Edward D. Jones & Co., L.P.|1943
SOR|SOURCE CAP INC|EGAM|CBOE TRADING, INC.|7
SOR|SOURCE CAP INC|EGXM|CBOE TRADING, INC.|23
SOR|SOURCE CAP INC|ETRS|E*Trade Securities LLC|3441
SOR|SOURCE CAP INC|FINX|FINTECH SECURITIES|103
SOR|SOURCE CAP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|698
SOR|SOURCE CAP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10
SOR|SOURCE CAP INC|FTBR|Foliofn Investments, Inc.|27
SOR|SOURCE CAP INC|GLPX|ACS EXECUTION SERVICES, LLC|200
SOR|SOURCE CAP INC|GSCO|GOLDMAN SACHS & CO. LLC|100
SOR|SOURCE CAP INC|GTSZ|GTS SECURITIES LLC|1742
SOR|SOURCE CAP INC|HRBF|American Enterprise Investment Services Inc.|24180
SOR|SOURCE CAP INC|IATS|INTERACTIVE BROKERS LLC|100
SOR|SOURCE CAP INC|IBKR|Interactive Brokers Llc|1607
SOR|SOURCE CAP INC|ICBX|INSTINET, LLC|700
SOR|SOURCE CAP INC|INCA|INSTINET, LLC|1200
SOR|SOURCE CAP INC|ITGI|ITG Inc.|100
SOR|SOURCE CAP INC|ITGP|ITG INC.|1000
SOR|SOURCE CAP INC|JANY|Janney Montgomery Scott Inc.|530
SOR|SOURCE CAP INC|JPMX|J.P. Morgan Securities LLC|800
SOR|SOURCE CAP INC|KCGM|VIRTU Americas LLC|400
SOR|SOURCE CAP INC|LEHM|Barclays Capital Inc./Le|4400
SOR|SOURCE CAP INC|LIME|Lime Brokerage LLC|359
SOR|SOURCE CAP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
SOR|SOURCE CAP INC|MSCO|MORGAN STANLEY & CO. LLC|1801
SOR|SOURCE CAP INC|NFSC|National Financial Services LLC|8427
SOR|SOURCE CAP INC|NITE|VIRTU Americas LLC|40419
SOR|SOURCE CAP INC|OPCO|Oppenheimer & Co. Inc.|712
SOR|SOURCE CAP INC|PDQM|CODA MARKETS, INC.|400
SOR|SOURCE CAP INC|PWJC|UBS Financial Services, Inc.|825
SOR|SOURCE CAP INC|RBCM|RBC CAPITAL MARKETS, LLC|392
SOR|SOURCE CAP INC|SGMT|GOLDMAN SACHS & CO. LLC|1185
SOR|SOURCE CAP INC|SPDR|SPEEDROUTE LLC|25
SOR|SOURCE CAP INC|STFL|Stifel, Nicolaus & Company, Incorporated|18
SOR|SOURCE CAP INC|SWST|Hilltop Securities Inc.|2102
SOR|SOURCE CAP INC|TRBT|Tradebot Systems, Inc.|517
SOR|SOURCE CAP INC|UBSA|UBS SECURITIES LLC|3656
SOR|SOURCE CAP INC|UBSS|UBS Securities LLC|14675
SOR|SOURCE CAP INC|VALX|VIRTU AMERICAS LLC|69
SOR|SOURCE CAP INC|VGRD|Vanguard Marketing Corporation|2751
SOR|SOURCE CAP INC|WCHV|WELLS FARGO SECURITIES, LLC|10688
SOR|SOURCE CAP INC|WEDB|WEDBUSH SECURITIES INC.|2
SOR|SOURCE CAP INC|WEED|Weeden & Co.L.P.|300
SOR|SOURCE CAP INC|WSEA|WOLVERINE SECURITIES, LLC|1
SOR|SOURCE CAP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SOR|SOURCE CAP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|684
SORL|SORL AUTO PARTS INC|ALTX|Alternet Securities Inc.|200
SORL|SORL AUTO PARTS INC|APCC|Apex Clearing Corporation|4568
SORL|SORL AUTO PARTS INC|BATM|CBOE TRADING, INC.|2192
SORL|SORL AUTO PARTS INC|BERN|Sanford C. Bernstein & Co., LLC|201
SORL|SORL AUTO PARTS INC|BKCM|BNY Mellon Capital Markets LLC|8010
SORL|SORL AUTO PARTS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1293
SORL|SORL AUTO PARTS INC|BTIG|BTIG, LLC|43419
SORL|SORL AUTO PARTS INC|CANT|Cantor Fitzgerald & Co.|601
SORL|SORL AUTO PARTS INC|CHAS|Charles Schwab & Co., Inc.|600
SORL|SORL AUTO PARTS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1300
SORL|SORL AUTO PARTS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3600
SORL|SORL AUTO PARTS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
SORL|SORL AUTO PARTS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12756
SORL|SORL AUTO PARTS INC|CTLR|CUTLER GROUP, LP|500
SORL|SORL AUTO PARTS INC|DBAB|Deutsche Bank Securities Inc.|12195
SORL|SORL AUTO PARTS INC|DBAX|Deutsche Bank Securities Inc.|9500
SORL|SORL AUTO PARTS INC|DEGS|RONIN PROFESSIONAL LLC|11248
SORL|SORL AUTO PARTS INC|EBXL|EBX LLC|2900
SORL|SORL AUTO PARTS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
SORL|SORL AUTO PARTS INC|EGAM|CBOE TRADING, INC.|900
SORL|SORL AUTO PARTS INC|EGXM|CBOE TRADING, INC.|400
SORL|SORL AUTO PARTS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20
SORL|SORL AUTO PARTS INC|ETRS|E*Trade Securities LLC|85095
SORL|SORL AUTO PARTS INC|FBCO|Credit Suisse Securities (USA) LLC|35229
SORL|SORL AUTO PARTS INC|FILL|Tradestation Securities, Inc.|7200
SORL|SORL AUTO PARTS INC|FMAF|NBCN Inc./ CDS|1435
SORL|SORL AUTO PARTS INC|FOMA|TD AMERITRADE CLEARING, INC.|280985
SORL|SORL AUTO PARTS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101
SORL|SORL AUTO PARTS INC|FTBR|Foliofn Investments, Inc.|330
SORL|SORL AUTO PARTS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|995
SORL|SORL AUTO PARTS INC|GLPX|ACS EXECUTION SERVICES, LLC|3699
SORL|SORL AUTO PARTS INC|GSCO|GOLDMAN SACHS & CO. LLC|72316
SORL|SORL AUTO PARTS INC|GSCS|GOLDMAN SACHS & CO. LLC|148
SORL|SORL AUTO PARTS INC|GSLT|GOLDMAN SACHS & CO. LLC|1032
SORL|SORL AUTO PARTS INC|GTSZ|GTS SECURITIES LLC|1110
SORL|SORL AUTO PARTS INC|IATS|INTERACTIVE BROKERS LLC|16334
SORL|SORL AUTO PARTS INC|IBKR|Interactive Brokers Llc|180797
SORL|SORL AUTO PARTS INC|ICBX|INSTINET, LLC|100
SORL|SORL AUTO PARTS INC|INCA|INSTINET, LLC|37746
SORL|SORL AUTO PARTS INC|INJX|INSTINET, LLC|5000
SORL|SORL AUTO PARTS INC|ITGI|ITG Inc.|739
SORL|SORL AUTO PARTS INC|ITGP|ITG INC.|2400
SORL|SORL AUTO PARTS INC|JMPT|JUMP TRADING, LLC|251
SORL|SORL AUTO PARTS INC|JPMX|J.P. Morgan Securities LLC|1652
SORL|SORL AUTO PARTS INC|JSJX|JANE STREET CAPITAL LLC|27010
SORL|SORL AUTO PARTS INC|KCGM|VIRTU Americas LLC|1320
SORL|SORL AUTO PARTS INC|LEHM|Barclays Capital Inc./Le|25429
SORL|SORL AUTO PARTS INC|LIME|Lime Brokerage LLC|25519
SORL|SORL AUTO PARTS INC|MAXM|Maxim Group LLC|22269
SORL|SORL AUTO PARTS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
SORL|SORL AUTO PARTS INC|MOTF|MOTIF INVESTING, INC.|6
SORL|SORL AUTO PARTS INC|MSCO|MORGAN STANLEY & CO. LLC|99986
SORL|SORL AUTO PARTS INC|MSPL|MORGAN STANLEY & CO. LLC|5500
SORL|SORL AUTO PARTS INC|MSTX|MORGAN STANLEY & CO. LLC|500
SORL|SORL AUTO PARTS INC|NFSC|National Financial Services LLC|149469
SORL|SORL AUTO PARTS INC|NITE|VIRTU Americas LLC|405985
SORL|SORL AUTO PARTS INC|NQRB|Brut, LLC|4430
SORL|SORL AUTO PARTS INC|OPCO|Oppenheimer & Co. Inc.|2297
SORL|SORL AUTO PARTS INC|PCPT|PHILLIP CAPITAL INC.|800
SORL|SORL AUTO PARTS INC|PDQM|CODA MARKETS, INC.|5157
SORL|SORL AUTO PARTS INC|PHLY|NASDAQ Execution Services, LLC|85200
SORL|SORL AUTO PARTS INC|RAJA|Raymond James & Associates, Inc.|1000
SORL|SORL AUTO PARTS INC|SAGL|SAGETRADER, LLC|588
SORL|SORL AUTO PARTS INC|SBSH|Citigroup Global Markets Inc.|17645
SORL|SORL AUTO PARTS INC|SGMT|GOLDMAN SACHS & CO. LLC|6306
SORL|SORL AUTO PARTS INC|SPDR|SPEEDROUTE LLC|728
SORL|SORL AUTO PARTS INC|SWIM|TD Ameritrade, Inc.|53282
SORL|SORL AUTO PARTS INC|SWST|Hilltop Securities Inc.|1030
SORL|SORL AUTO PARTS INC|TKNG|ALLY INVEST SECURITIES LLC|2912
SORL|SORL AUTO PARTS INC|TRCM|TRC MARKETS LLC|1086
SORL|SORL AUTO PARTS INC|UBSA|UBS SECURITIES LLC|24477
SORL|SORL AUTO PARTS INC|UBSS|UBS Securities LLC|63994
SORL|SORL AUTO PARTS INC|VALX|VIRTU AMERICAS LLC|1724
SORL|SORL AUTO PARTS INC|VGRD|Vanguard Marketing Corporation|16208
SORL|SORL AUTO PARTS INC|WCHV|WELLS FARGO SECURITIES, LLC|23972
SORL|SORL AUTO PARTS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5088
SORL|SORL AUTO PARTS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36803
SORL|SORL AUTO PARTS INC|WGIF|CIBC World Markets Inc.|4759
SORL|SORL AUTO PARTS INC|WSEA|WOLVERINE SECURITIES, LLC|14330
SORL|SORL AUTO PARTS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1201
SOV$C|SANTADER HLDG USA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1400
SOV$C|SANTADER HLDG USA|CANT|Cantor Fitzgerald & Co.|1160
SOV$C|SANTADER HLDG USA|DEAN|MORGAN STANLEY|400
SOV$C|SANTADER HLDG USA|ETRS|E*Trade Securities LLC|1545
SOV$C|SANTADER HLDG USA|HRBF|American Enterprise Investment Services Inc.|9178
SOV$C|SANTADER HLDG USA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|337
SOV$C|SANTADER HLDG USA|MSCO|MORGAN STANLEY & CO. LLC|673
SOV$C|SANTADER HLDG USA|NFSC|National Financial Services LLC|4498
SOV$C|SANTADER HLDG USA|NITE|VIRTU Americas LLC|3368
SOV$C|SANTADER HLDG USA|NQRB|Brut, LLC|500
SOV$C|SANTADER HLDG USA|OPCO|Oppenheimer & Co. Inc.|60
SOV$C|SANTADER HLDG USA|SBSH|Citigroup Global Markets Inc.|1034
SOV$C|SANTADER HLDG USA|SWIM|TD Ameritrade, Inc.|1750
SOV$C|SANTADER HLDG USA|UBSS|UBS Securities LLC|500
SOV$C|SANTADER HLDG USA|VGRD|Vanguard Marketing Corporation|100
SOV$C|SANTADER HLDG USA|WCHV|WELLS FARGO SECURITIES, LLC|480
SOV$C|SANTADER HLDG USA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
SOVB|CAMBRIA SOVEREIGN BD|APCC|Apex Clearing Corporation|9322
SOVB|CAMBRIA SOVEREIGN BD|CHAS|Charles Schwab & Co., Inc.|2
SOVB|CAMBRIA SOVEREIGN BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3200
SOVB|CAMBRIA SOVEREIGN BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1038
SOVB|CAMBRIA SOVEREIGN BD|DBAX|Deutsche Bank Securities Inc.|700
SOVB|CAMBRIA SOVEREIGN BD|EBXL|EBX LLC|300
SOVB|CAMBRIA SOVEREIGN BD|ETRS|E*Trade Securities LLC|75
SOVB|CAMBRIA SOVEREIGN BD|FTBR|Foliofn Investments, Inc.|6606
SOVB|CAMBRIA SOVEREIGN BD|IATS|INTERACTIVE BROKERS LLC|3
SOVB|CAMBRIA SOVEREIGN BD|IBKR|Interactive Brokers Llc|400
SOVB|CAMBRIA SOVEREIGN BD|ICBX|INSTINET, LLC|100
SOVB|CAMBRIA SOVEREIGN BD|INCA|INSTINET, LLC|300
SOVB|CAMBRIA SOVEREIGN BD|JSJX|JANE STREET CAPITAL LLC|4979
SOVB|CAMBRIA SOVEREIGN BD|LEHM|Barclays Capital Inc./Le|600
SOVB|CAMBRIA SOVEREIGN BD|LIME|Lime Brokerage LLC|100
SOVB|CAMBRIA SOVEREIGN BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
SOVB|CAMBRIA SOVEREIGN BD|NFSC|National Financial Services LLC|2441
SOVB|CAMBRIA SOVEREIGN BD|NITE|VIRTU Americas LLC|9297
SOVB|CAMBRIA SOVEREIGN BD|RBCM|RBC CAPITAL MARKETS, LLC|279
SOVB|CAMBRIA SOVEREIGN BD|SGMT|GOLDMAN SACHS & CO. LLC|300
SOVB|CAMBRIA SOVEREIGN BD|SWIM|TD Ameritrade, Inc.|31
SOVB|CAMBRIA SOVEREIGN BD|UBSA|UBS SECURITIES LLC|1406
SOVB|CAMBRIA SOVEREIGN BD|UBSS|UBS Securities LLC|193
SOVB|CAMBRIA SOVEREIGN BD|VGRD|Vanguard Marketing Corporation|199
SOVB|CAMBRIA SOVEREIGN BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|238
SOXL|DXN DLY SCOND 3X BL|ALTX|Alternet Securities Inc.|300
SOXL|DXN DLY SCOND 3X BL|APCC|Apex Clearing Corporation|8113
SOXL|DXN DLY SCOND 3X BL|BARD|Robert W. Baird & Co. Incorporated|335
SOXL|DXN DLY SCOND 3X BL|BATM|CBOE TRADING, INC.|8984
SOXL|DXN DLY SCOND 3X BL|BBNT|BB&T SECURITIES, LLC|207
SOXL|DXN DLY SCOND 3X BL|BERN|Sanford C. Bernstein & Co., LLC|609
SOXL|DXN DLY SCOND 3X BL|BIMI|Banca IMI Securities Corp.|20
SOXL|DXN DLY SCOND 3X BL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10760
SOXL|DXN DLY SCOND 3X BL|BYXM|CBOE TRADING, INC.|40
SOXL|DXN DLY SCOND 3X BL|CHAS|Charles Schwab & Co., Inc.|13645
SOXL|DXN DLY SCOND 3X BL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|641
SOXL|DXN DLY SCOND 3X BL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6845
SOXL|DXN DLY SCOND 3X BL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58891
SOXL|DXN DLY SCOND 3X BL|CTLR|CUTLER GROUP, LP|100
SOXL|DXN DLY SCOND 3X BL|DBAB|Deutsche Bank Securities Inc.|1811
SOXL|DXN DLY SCOND 3X BL|DBAX|Deutsche Bank Securities Inc.|9200
SOXL|DXN DLY SCOND 3X BL|DCHF|Dart Executions, LLC|203240
SOXL|DXN DLY SCOND 3X BL|DEAN|MORGAN STANLEY|14075
SOXL|DXN DLY SCOND 3X BL|DEGS|RONIN PROFESSIONAL LLC|600
SOXL|DXN DLY SCOND 3X BL|EBXL|EBX LLC|53900
SOXL|DXN DLY SCOND 3X BL|ECUT|CONVERGEX EXECUTION SOLUTIONS|563
SOXL|DXN DLY SCOND 3X BL|EGAM|CBOE TRADING, INC.|6003
SOXL|DXN DLY SCOND 3X BL|EGAW|CBOE TRADING, INC.|100
SOXL|DXN DLY SCOND 3X BL|EGMT|EG MARKET TECHNOLOGIES LLC|600
SOXL|DXN DLY SCOND 3X BL|EGXM|CBOE TRADING, INC.|5028
SOXL|DXN DLY SCOND 3X BL|ETBE|Electronic Transaction Clearing, Inc.|24442
SOXL|DXN DLY SCOND 3X BL|ETCB|ETC BROKERAGE SERVICES, LLC|116
SOXL|DXN DLY SCOND 3X BL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|54712
SOXL|DXN DLY SCOND 3X BL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|60
SOXL|DXN DLY SCOND 3X BL|ETRS|E*Trade Securities LLC|576781
SOXL|DXN DLY SCOND 3X BL|FBSB|U.S. Bancorp Investments, Inc.|876
SOXL|DXN DLY SCOND 3X BL|FILL|Tradestation Securities, Inc.|78848
SOXL|DXN DLY SCOND 3X BL|FMAF|NBCN Inc./ CDS|25305
SOXL|DXN DLY SCOND 3X BL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|515
SOXL|DXN DLY SCOND 3X BL|FTBR|Foliofn Investments, Inc.|4952
SOXL|DXN DLY SCOND 3X BL|GLIS|TD Securities Inc|3677
SOXL|DXN DLY SCOND 3X BL|GLPX|ACS EXECUTION SERVICES, LLC|12349
SOXL|DXN DLY SCOND 3X BL|GSCO|GOLDMAN SACHS & CO. LLC|87197
SOXL|DXN DLY SCOND 3X BL|GSCS|GOLDMAN SACHS & CO. LLC|4404
SOXL|DXN DLY SCOND 3X BL|GSLT|GOLDMAN SACHS & CO. LLC|1966
SOXL|DXN DLY SCOND 3X BL|GTSZ|GTS SECURITIES LLC|34141
SOXL|DXN DLY SCOND 3X BL|HRBF|American Enterprise Investment Services Inc.|693
SOXL|DXN DLY SCOND 3X BL|HSBC|HSBC Securities, Inc.|329
SOXL|DXN DLY SCOND 3X BL|IATS|INTERACTIVE BROKERS LLC|133360
SOXL|DXN DLY SCOND 3X BL|IBKR|Interactive Brokers Llc|55923
SOXL|DXN DLY SCOND 3X BL|ICBX|INSTINET, LLC|66775
SOXL|DXN DLY SCOND 3X BL|INCA|INSTINET, LLC|14675
SOXL|DXN DLY SCOND 3X BL|INJX|INSTINET, LLC|11208
SOXL|DXN DLY SCOND 3X BL|ITGI|ITG Inc.|1904
SOXL|DXN DLY SCOND 3X BL|ITGP|ITG INC.|5400
SOXL|DXN DLY SCOND 3X BL|JMPT|JUMP TRADING, LLC|7958
SOXL|DXN DLY SCOND 3X BL|JPMX|J.P. Morgan Securities LLC|97272
SOXL|DXN DLY SCOND 3X BL|JSEB|JANE STREET EXECUTION SERVICES, LLC|17400
SOXL|DXN DLY SCOND 3X BL|JSJX|JANE STREET CAPITAL LLC|161386
SOXL|DXN DLY SCOND 3X BL|KCGM|VIRTU Americas LLC|21236
SOXL|DXN DLY SCOND 3X BL|LEHM|Barclays Capital Inc./Le|90226
SOXL|DXN DLY SCOND 3X BL|LIME|Lime Brokerage LLC|45740
SOXL|DXN DLY SCOND 3X BL|LIWM|LIME BROKERAGE LLC|1230
SOXL|DXN DLY SCOND 3X BL|LPCM|Lampert Capital Markets Inc.|208
SOXL|DXN DLY SCOND 3X BL|LSCI|Lek Securities Corporation|95
SOXL|DXN DLY SCOND 3X BL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
SOXL|DXN DLY SCOND 3X BL|MBTS|ALLY INVEST SECURITIES LLC|624
SOXL|DXN DLY SCOND 3X BL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|48734
SOXL|DXN DLY SCOND 3X BL|MOTF|MOTIF INVESTING, INC.|46
SOXL|DXN DLY SCOND 3X BL|MSCO|MORGAN STANLEY & CO. LLC|252746
SOXL|DXN DLY SCOND 3X BL|MSPL|MORGAN STANLEY & CO. LLC|13600
SOXL|DXN DLY SCOND 3X BL|NFSC|National Financial Services LLC|1791690
SOXL|DXN DLY SCOND 3X BL|NITE|VIRTU Americas LLC|1174900
SOXL|DXN DLY SCOND 3X BL|NITP|VIRTU Americas LLC|122
SOXL|DXN DLY SCOND 3X BL|NQRB|Brut, LLC|12193
SOXL|DXN DLY SCOND 3X BL|NTBF|BMO Nesbitt Burns Inc./CDS|4227
SOXL|DXN DLY SCOND 3X BL|OPCO|Oppenheimer & Co. Inc.|742
SOXL|DXN DLY SCOND 3X BL|PCPT|PHILLIP CAPITAL INC.|550
SOXL|DXN DLY SCOND 3X BL|PDQM|CODA MARKETS, INC.|16240
SOXL|DXN DLY SCOND 3X BL|PHLY|NASDAQ Execution Services, LLC|6800
SOXL|DXN DLY SCOND 3X BL|PWJC|UBS Financial Services, Inc.|5949
SOXL|DXN DLY SCOND 3X BL|RGLD|Regal Securities, Inc|67
SOXL|DXN DLY SCOND 3X BL|SALI|INTL FCSTONE FINANCIAL INC.|4675
SOXL|DXN DLY SCOND 3X BL|SBSH|Citigroup Global Markets Inc.|19717
SOXL|DXN DLY SCOND 3X BL|SEIC|SEI Investments Distribution Co.|100
SOXL|DXN DLY SCOND 3X BL|SGMT|GOLDMAN SACHS & CO. LLC|60813
SOXL|DXN DLY SCOND 3X BL|SOGO|Wang Investment Associates, Inc.|225
SOXL|DXN DLY SCOND 3X BL|SPDR|SPEEDROUTE LLC|21428
SOXL|DXN DLY SCOND 3X BL|STKP|STOCKPILE INVESTMENTS, INC.|66
SOXL|DXN DLY SCOND 3X BL|STTT|STATETRUST INVESTMENTS INC.|120
SOXL|DXN DLY SCOND 3X BL|STXG|Stockcross Financial Services, Inc.|200
SOXL|DXN DLY SCOND 3X BL|SWIM|TD Ameritrade, Inc.|280560
SOXL|DXN DLY SCOND 3X BL|SWST|Hilltop Securities Inc.|300
SOXL|DXN DLY SCOND 3X BL|TDFS|TRADERFIELD SECURITIES INC.|300
SOXL|DXN DLY SCOND 3X BL|TKNG|ALLY INVEST SECURITIES LLC|15236
SOXL|DXN DLY SCOND 3X BL|TRBT|Tradebot Systems, Inc.|72704
SOXL|DXN DLY SCOND 3X BL|TRCM|TRC MARKETS LLC|382710
SOXL|DXN DLY SCOND 3X BL|TWTT|TASTYWORKS, INC.|231
SOXL|DXN DLY SCOND 3X BL|UBSA|UBS SECURITIES LLC|97230
SOXL|DXN DLY SCOND 3X BL|UBSS|UBS Securities LLC|108985
SOXL|DXN DLY SCOND 3X BL|VALX|VIRTU AMERICAS LLC|30989
SOXL|DXN DLY SCOND 3X BL|VGRD|Vanguard Marketing Corporation|54752
SOXL|DXN DLY SCOND 3X BL|VSIN|Vision Financial Markets Llc|111
SOXL|DXN DLY SCOND 3X BL|WBPX|SUMMIT SECURITIES GROUP, LLC|1950
SOXL|DXN DLY SCOND 3X BL|WCHV|WELLS FARGO SECURITIES, LLC|36295
SOXL|DXN DLY SCOND 3X BL|WEDB|WEDBUSH SECURITIES INC.|3
SOXL|DXN DLY SCOND 3X BL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16174
SOXL|DXN DLY SCOND 3X BL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29234
SOXL|DXN DLY SCOND 3X BL|WGIF|CIBC World Markets Inc.|634
SOXL|DXN DLY SCOND 3X BL|WSEA|WOLVERINE SECURITIES, LLC|21482
SOXL|DXN DLY SCOND 3X BL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SOXL|DXN DLY SCOND 3X BL|YKNA|COMHAR CAPITAL MARKETS, LLC|2786
SOXL|DXN DLY SCOND 3X BL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|124
SOXS|DXN DLY SCOND 3X BR|ALTX|Alternet Securities Inc.|11898
SOXS|DXN DLY SCOND 3X BR|APCC|Apex Clearing Corporation|129044
SOXS|DXN DLY SCOND 3X BR|BARD|Robert W. Baird & Co. Incorporated|5000
SOXS|DXN DLY SCOND 3X BR|BATM|CBOE TRADING, INC.|1678
SOXS|DXN DLY SCOND 3X BR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25655
SOXS|DXN DLY SCOND 3X BR|CHAS|Charles Schwab & Co., Inc.|26360
SOXS|DXN DLY SCOND 3X BR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|276689
SOXS|DXN DLY SCOND 3X BR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|266371
SOXS|DXN DLY SCOND 3X BR|CTLR|CUTLER GROUP, LP|300
SOXS|DXN DLY SCOND 3X BR|CXCX|CITIGROUP GLOBAL MARKETS INC.|8400
SOXS|DXN DLY SCOND 3X BR|DBAB|Deutsche Bank Securities Inc.|12145
SOXS|DXN DLY SCOND 3X BR|DBAX|Deutsche Bank Securities Inc.|117700
SOXS|DXN DLY SCOND 3X BR|DCHF|Dart Executions, LLC|113155
SOXS|DXN DLY SCOND 3X BR|DOTC|Dougherty & Company LLC|8100
SOXS|DXN DLY SCOND 3X BR|EBXL|EBX LLC|131300
SOXS|DXN DLY SCOND 3X BR|ECUT|CONVERGEX EXECUTION SOLUTIONS|64320
SOXS|DXN DLY SCOND 3X BR|EGAM|CBOE TRADING, INC.|13203
SOXS|DXN DLY SCOND 3X BR|EGAW|CBOE TRADING, INC.|1400
SOXS|DXN DLY SCOND 3X BR|EGXM|CBOE TRADING, INC.|19654
SOXS|DXN DLY SCOND 3X BR|EGXW|CBOE TRADING, INC.|600
SOXS|DXN DLY SCOND 3X BR|ETBE|Electronic Transaction Clearing, Inc.|32672
SOXS|DXN DLY SCOND 3X BR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5246
SOXS|DXN DLY SCOND 3X BR|ETRS|E*Trade Securities LLC|2370763
SOXS|DXN DLY SCOND 3X BR|FILL|Tradestation Securities, Inc.|226431
SOXS|DXN DLY SCOND 3X BR|FMAF|NBCN Inc./ CDS|502679
SOXS|DXN DLY SCOND 3X BR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
SOXS|DXN DLY SCOND 3X BR|FTBR|Foliofn Investments, Inc.|199565
SOXS|DXN DLY SCOND 3X BR|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
SOXS|DXN DLY SCOND 3X BR|GLIS|TD Securities Inc|17811
SOXS|DXN DLY SCOND 3X BR|GLPX|ACS EXECUTION SERVICES, LLC|7961
SOXS|DXN DLY SCOND 3X BR|GSCO|GOLDMAN SACHS & CO. LLC|99220
SOXS|DXN DLY SCOND 3X BR|GSCS|GOLDMAN SACHS & CO. LLC|49139
SOXS|DXN DLY SCOND 3X BR|GSLT|GOLDMAN SACHS & CO. LLC|42721
SOXS|DXN DLY SCOND 3X BR|GTSZ|GTS SECURITIES LLC|33022
SOXS|DXN DLY SCOND 3X BR|HRBF|American Enterprise Investment Services Inc.|31161
SOXS|DXN DLY SCOND 3X BR|HSBC|HSBC Securities, Inc.|26940
SOXS|DXN DLY SCOND 3X BR|IATS|INTERACTIVE BROKERS LLC|257272
SOXS|DXN DLY SCOND 3X BR|IBKR|Interactive Brokers Llc|783157
SOXS|DXN DLY SCOND 3X BR|ICBX|INSTINET, LLC|299413
SOXS|DXN DLY SCOND 3X BR|INCA|INSTINET, LLC|333378
SOXS|DXN DLY SCOND 3X BR|ITGI|ITG Inc.|22641
SOXS|DXN DLY SCOND 3X BR|ITGP|ITG INC.|92600
SOXS|DXN DLY SCOND 3X BR|JMPT|JUMP TRADING, LLC|83159
SOXS|DXN DLY SCOND 3X BR|JPMX|J.P. Morgan Securities LLC|22454
SOXS|DXN DLY SCOND 3X BR|JSEB|JANE STREET EXECUTION SERVICES, LLC|52230
SOXS|DXN DLY SCOND 3X BR|JSJX|JANE STREET CAPITAL LLC|2829620
SOXS|DXN DLY SCOND 3X BR|KCGM|VIRTU Americas LLC|71072
SOXS|DXN DLY SCOND 3X BR|LEHM|Barclays Capital Inc./Le|264600
SOXS|DXN DLY SCOND 3X BR|LIME|Lime Brokerage LLC|17300
SOXS|DXN DLY SCOND 3X BR|LIWM|LIME BROKERAGE LLC|555
SOXS|DXN DLY SCOND 3X BR|LSCI|Lek Securities Corporation|50
SOXS|DXN DLY SCOND 3X BR|MAXM|Maxim Group LLC|1600
SOXS|DXN DLY SCOND 3X BR|MBTS|ALLY INVEST SECURITIES LLC|2700
SOXS|DXN DLY SCOND 3X BR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|314098
SOXS|DXN DLY SCOND 3X BR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
SOXS|DXN DLY SCOND 3X BR|MOTF|MOTIF INVESTING, INC.|16
SOXS|DXN DLY SCOND 3X BR|MSCO|MORGAN STANLEY & CO. LLC|343625
SOXS|DXN DLY SCOND 3X BR|MSPL|MORGAN STANLEY & CO. LLC|17800
SOXS|DXN DLY SCOND 3X BR|NFSC|National Financial Services LLC|4289994
SOXS|DXN DLY SCOND 3X BR|NITE|VIRTU Americas LLC|4353391
SOXS|DXN DLY SCOND 3X BR|NITP|VIRTU Americas LLC|1046785
SOXS|DXN DLY SCOND 3X BR|NQRB|Brut, LLC|17600
SOXS|DXN DLY SCOND 3X BR|NTBF|BMO Nesbitt Burns Inc./CDS|6300
SOXS|DXN DLY SCOND 3X BR|OPCO|Oppenheimer & Co. Inc.|1718
SOXS|DXN DLY SCOND 3X BR|PCPT|PHILLIP CAPITAL INC.|35147
SOXS|DXN DLY SCOND 3X BR|PDQM|CODA MARKETS, INC.|59559
SOXS|DXN DLY SCOND 3X BR|PHLY|NASDAQ Execution Services, LLC|10000
SOXS|DXN DLY SCOND 3X BR|RBCM|RBC CAPITAL MARKETS, LLC|6700
SOXS|DXN DLY SCOND 3X BR|RGLD|Regal Securities, Inc|10983
SOXS|DXN DLY SCOND 3X BR|SALI|INTL FCSTONE FINANCIAL INC.|250
SOXS|DXN DLY SCOND 3X BR|SBSH|Citigroup Global Markets Inc.|42681
SOXS|DXN DLY SCOND 3X BR|SGMT|GOLDMAN SACHS & CO. LLC|132161
SOXS|DXN DLY SCOND 3X BR|SPDR|SPEEDROUTE LLC|6894
SOXS|DXN DLY SCOND 3X BR|STTT|STATETRUST INVESTMENTS INC.|66879
SOXS|DXN DLY SCOND 3X BR|SWIM|TD Ameritrade, Inc.|1046751
SOXS|DXN DLY SCOND 3X BR|SWST|Hilltop Securities Inc.|4422
SOXS|DXN DLY SCOND 3X BR|TKNG|ALLY INVEST SECURITIES LLC|50472
SOXS|DXN DLY SCOND 3X BR|TRCM|TRC MARKETS LLC|4360652
SOXS|DXN DLY SCOND 3X BR|TWTT|TASTYWORKS, INC.|200
SOXS|DXN DLY SCOND 3X BR|UBSA|UBS SECURITIES LLC|245057
SOXS|DXN DLY SCOND 3X BR|UBSS|UBS Securities LLC|570890
SOXS|DXN DLY SCOND 3X BR|VALX|VIRTU AMERICAS LLC|47359
SOXS|DXN DLY SCOND 3X BR|VGRD|Vanguard Marketing Corporation|251995
SOXS|DXN DLY SCOND 3X BR|VSIN|Vision Financial Markets Llc|550
SOXS|DXN DLY SCOND 3X BR|WCHV|WELLS FARGO SECURITIES, LLC|185657
SOXS|DXN DLY SCOND 3X BR|WEDB|WEDBUSH SECURITIES INC.|10639
SOXS|DXN DLY SCOND 3X BR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27457
SOXS|DXN DLY SCOND 3X BR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23899
SOXS|DXN DLY SCOND 3X BR|WGIF|CIBC World Markets Inc.|17250
SOXS|DXN DLY SCOND 3X BR|WSEA|WOLVERINE SECURITIES, LLC|41328
SOXS|DXN DLY SCOND 3X BR|YKNA|COMHAR CAPITAL MARKETS, LLC|1200
SOXX|ISHARES PHLX SC ETF|AGIS|Aegis Capital Corp.|240
SOXX|ISHARES PHLX SC ETF|ALTX|Alternet Securities Inc.|300
SOXX|ISHARES PHLX SC ETF|APCC|Apex Clearing Corporation|1975
SOXX|ISHARES PHLX SC ETF|BANK|Primevest Financial Services, Inc.|156
SOXX|ISHARES PHLX SC ETF|BARD|Robert W. Baird & Co. Incorporated|179
SOXX|ISHARES PHLX SC ETF|BATM|CBOE TRADING, INC.|2341
SOXX|ISHARES PHLX SC ETF|BERN|Sanford C. Bernstein & Co., LLC|15572
SOXX|ISHARES PHLX SC ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5849
SOXX|ISHARES PHLX SC ETF|BLKX|INSTINET, LLC|7500
SOXX|ISHARES PHLX SC ETF|BNPX|BNP PARIBAS SECURITIES CORP.|1002355
SOXX|ISHARES PHLX SC ETF|BTIG|BTIG, LLC|21602
SOXX|ISHARES PHLX SC ETF|BYXM|CBOE TRADING, INC.|590
SOXX|ISHARES PHLX SC ETF|CANT|Cantor Fitzgerald & Co.|5363
SOXX|ISHARES PHLX SC ETF|CHAS|Charles Schwab & Co., Inc.|836
SOXX|ISHARES PHLX SC ETF|CIST|Capital Institutional Services, Inc.|72
SOXX|ISHARES PHLX SC ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42493
SOXX|ISHARES PHLX SC ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
SOXX|ISHARES PHLX SC ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8550
SOXX|ISHARES PHLX SC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|63907
SOXX|ISHARES PHLX SC ETF|CSIN|Citadel Securities Institutional LLC|13993
SOXX|ISHARES PHLX SC ETF|CTDL|Citadel Derivatives Group Llc|19893
SOXX|ISHARES PHLX SC ETF|CTLR|CUTLER GROUP, LP|300
SOXX|ISHARES PHLX SC ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|9364
SOXX|ISHARES PHLX SC ETF|DADA|D.A. Davidson & Co.|15
SOXX|ISHARES PHLX SC ETF|DBAB|Deutsche Bank Securities Inc.|60791
SOXX|ISHARES PHLX SC ETF|DBAX|Deutsche Bank Securities Inc.|58400
SOXX|ISHARES PHLX SC ETF|DCHF|Dart Executions, LLC|528
SOXX|ISHARES PHLX SC ETF|DEAN|MORGAN STANLEY|3521
SOXX|ISHARES PHLX SC ETF|DEGS|RONIN PROFESSIONAL LLC|1800
SOXX|ISHARES PHLX SC ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4370
SOXX|ISHARES PHLX SC ETF|EBXL|EBX LLC|117100
SOXX|ISHARES PHLX SC ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|5440
SOXX|ISHARES PHLX SC ETF|EDJO|Edward D. Jones & Co., L.P.|3868
SOXX|ISHARES PHLX SC ETF|EGAM|CBOE TRADING, INC.|4476
SOXX|ISHARES PHLX SC ETF|EGMT|EG MARKET TECHNOLOGIES LLC|500
SOXX|ISHARES PHLX SC ETF|EGXM|CBOE TRADING, INC.|1255
SOXX|ISHARES PHLX SC ETF|ETBE|Electronic Transaction Clearing, Inc.|31838
SOXX|ISHARES PHLX SC ETF|ETCB|ETC BROKERAGE SERVICES, LLC|193
SOXX|ISHARES PHLX SC ETF|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3200
SOXX|ISHARES PHLX SC ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16315
SOXX|ISHARES PHLX SC ETF|ETRS|E*Trade Securities LLC|28271
SOXX|ISHARES PHLX SC ETF|FBCO|Credit Suisse Securities (USA) LLC|237500
SOXX|ISHARES PHLX SC ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|200
SOXX|ISHARES PHLX SC ETF|FILL|Tradestation Securities, Inc.|382
SOXX|ISHARES PHLX SC ETF|FMAF|NBCN Inc./ CDS|579
SOXX|ISHARES PHLX SC ETF|FOMA|TD AMERITRADE CLEARING, INC.|68166
SOXX|ISHARES PHLX SC ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15213
SOXX|ISHARES PHLX SC ETF|FTBR|Foliofn Investments, Inc.|1780
SOXX|ISHARES PHLX SC ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|15923
SOXX|ISHARES PHLX SC ETF|GLPX|ACS EXECUTION SERVICES, LLC|587
SOXX|ISHARES PHLX SC ETF|GSCO|GOLDMAN SACHS & CO. LLC|2094769
SOXX|ISHARES PHLX SC ETF|GSCS|GOLDMAN SACHS & CO. LLC|20643
SOXX|ISHARES PHLX SC ETF|GSLT|GOLDMAN SACHS & CO. LLC|9326
SOXX|ISHARES PHLX SC ETF|GTSZ|GTS SECURITIES LLC|486792
SOXX|ISHARES PHLX SC ETF|HRBF|American Enterprise Investment Services Inc.|7460
SOXX|ISHARES PHLX SC ETF|HSBC|HSBC Securities, Inc.|259
SOXX|ISHARES PHLX SC ETF|IATS|INTERACTIVE BROKERS LLC|5882
SOXX|ISHARES PHLX SC ETF|IBKR|Interactive Brokers Llc|130084
SOXX|ISHARES PHLX SC ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
SOXX|ISHARES PHLX SC ETF|ICBX|INSTINET, LLC|145388
SOXX|ISHARES PHLX SC ETF|INCA|INSTINET, LLC|51822
SOXX|ISHARES PHLX SC ETF|INJX|INSTINET, LLC|7086
SOXX|ISHARES PHLX SC ETF|ITGI|ITG Inc.|4197
SOXX|ISHARES PHLX SC ETF|ITGP|ITG INC.|3400
SOXX|ISHARES PHLX SC ETF|JANY|Janney Montgomery Scott Inc.|3772
SOXX|ISHARES PHLX SC ETF|JEFF|JEFFERIES LLC|5120
SOXX|ISHARES PHLX SC ETF|JMPT|JUMP TRADING, LLC|29517
SOXX|ISHARES PHLX SC ETF|JONE|JonesTrading|5691
SOXX|ISHARES PHLX SC ETF|JPBX|J.P. MORGAN SECURITIES LLC|35381
SOXX|ISHARES PHLX SC ETF|JPMX|J.P. Morgan Securities LLC|82876
SOXX|ISHARES PHLX SC ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|15041
SOXX|ISHARES PHLX SC ETF|JSJX|JANE STREET CAPITAL LLC|114510
SOXX|ISHARES PHLX SC ETF|KCGM|VIRTU Americas LLC|19616
SOXX|ISHARES PHLX SC ETF|LEHM|Barclays Capital Inc./Le|143059
SOXX|ISHARES PHLX SC ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|840
SOXX|ISHARES PHLX SC ETF|LIME|Lime Brokerage LLC|104057
SOXX|ISHARES PHLX SC ETF|LIWD|LIME BROKERAGE LLC|69
SOXX|ISHARES PHLX SC ETF|LMGP|LIME BROKERAGE LLC|400
SOXX|ISHARES PHLX SC ETF|MACC|Mid Atlantic Capital Corporation|38
SOXX|ISHARES PHLX SC ETF|MCMF|Raymond James Ltd. Cds|48
SOXX|ISHARES PHLX SC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|85599
SOXX|ISHARES PHLX SC ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
SOXX|ISHARES PHLX SC ETF|MOTF|MOTIF INVESTING, INC.|26
SOXX|ISHARES PHLX SC ETF|MPSG|E D & F Man Capital Markets Inc.|545
SOXX|ISHARES PHLX SC ETF|MSCO|MORGAN STANLEY & CO. LLC|5595725
SOXX|ISHARES PHLX SC ETF|MSPL|MORGAN STANLEY & CO. LLC|207400
SOXX|ISHARES PHLX SC ETF|NBCS|NBC Securities, INC.|36
SOXX|ISHARES PHLX SC ETF|NEUB|NEUBERGER BERMAN BD LLC|2000
SOXX|ISHARES PHLX SC ETF|NFSC|National Financial Services LLC|175973
SOXX|ISHARES PHLX SC ETF|NITE|VIRTU Americas LLC|296074
SOXX|ISHARES PHLX SC ETF|NITP|VIRTU Americas LLC|600
SOXX|ISHARES PHLX SC ETF|NMRA|Nomura Securities International, Inc.|22
SOXX|ISHARES PHLX SC ETF|NQRB|Brut, LLC|4900
SOXX|ISHARES PHLX SC ETF|OHOS|TWO SIGMA SECURITIES, LLC|225773
SOXX|ISHARES PHLX SC ETF|OLDM|OLD MISSION CAPITAL, LLC|36913
SOXX|ISHARES PHLX SC ETF|OPCO|Oppenheimer & Co. Inc.|2513
SOXX|ISHARES PHLX SC ETF|PCPT|PHILLIP CAPITAL INC.|500
SOXX|ISHARES PHLX SC ETF|PDQM|CODA MARKETS, INC.|797
SOXX|ISHARES PHLX SC ETF|PHLY|NASDAQ Execution Services, LLC|800
SOXX|ISHARES PHLX SC ETF|PICT|Pictet Overseas Inc.|795
SOXX|ISHARES PHLX SC ETF|PWJC|UBS Financial Services, Inc.|84
SOXX|ISHARES PHLX SC ETF|RBCM|RBC CAPITAL MARKETS, LLC|6022
SOXX|ISHARES PHLX SC ETF|SALI|INTL FCSTONE FINANCIAL INC.|355
SOXX|ISHARES PHLX SC ETF|SBSH|Citigroup Global Markets Inc.|329698
SOXX|ISHARES PHLX SC ETF|SGMT|GOLDMAN SACHS & CO. LLC|17983
SOXX|ISHARES PHLX SC ETF|SPDR|SPEEDROUTE LLC|3589
SOXX|ISHARES PHLX SC ETF|SPHN|Stephens Inc.|8
SOXX|ISHARES PHLX SC ETF|STFL|Stifel, Nicolaus & Company, Incorporated|786
SOXX|ISHARES PHLX SC ETF|STKP|STOCKPILE INVESTMENTS, INC.|42
SOXX|ISHARES PHLX SC ETF|STRS|STRATEGAS RESEARCH PARTNERS|700
SOXX|ISHARES PHLX SC ETF|SWIM|TD Ameritrade, Inc.|21673
SOXX|ISHARES PHLX SC ETF|TKNG|ALLY INVEST SECURITIES LLC|519
SOXX|ISHARES PHLX SC ETF|TMBR|Timber Hill LLC|80
SOXX|ISHARES PHLX SC ETF|TRBT|Tradebot Systems, Inc.|232837
SOXX|ISHARES PHLX SC ETF|TRCM|TRC MARKETS LLC|594882
SOXX|ISHARES PHLX SC ETF|UBSA|UBS SECURITIES LLC|66868
SOXX|ISHARES PHLX SC ETF|UBSS|UBS Securities LLC|306378
SOXX|ISHARES PHLX SC ETF|VALX|VIRTU AMERICAS LLC|7124
SOXX|ISHARES PHLX SC ETF|VGRD|Vanguard Marketing Corporation|9269
SOXX|ISHARES PHLX SC ETF|VSIN|Vision Financial Markets Llc|4
SOXX|ISHARES PHLX SC ETF|WBET|Wallachbeth Capital LLC|59000
SOXX|ISHARES PHLX SC ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|200
SOXX|ISHARES PHLX SC ETF|WCHV|WELLS FARGO SECURITIES, LLC|92827
SOXX|ISHARES PHLX SC ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25536
SOXX|ISHARES PHLX SC ETF|WFPB|Wells Fargo Securities, LLC.|200
SOXX|ISHARES PHLX SC ETF|WGIF|CIBC World Markets Inc.|2581
SOXX|ISHARES PHLX SC ETF|WSEA|WOLVERINE SECURITIES, LLC|1728
SOXX|ISHARES PHLX SC ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|2658
SOXX|ISHARES PHLX SC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16677
SOYB|TEUCRIUM SOYBEAN|APCC|Apex Clearing Corporation|30225
SOYB|TEUCRIUM SOYBEAN|BARD|Robert W. Baird & Co. Incorporated|200
SOYB|TEUCRIUM SOYBEAN|BATM|CBOE TRADING, INC.|2178
SOYB|TEUCRIUM SOYBEAN|BYXM|CBOE TRADING, INC.|100
SOYB|TEUCRIUM SOYBEAN|CHAS|Charles Schwab & Co., Inc.|1512
SOYB|TEUCRIUM SOYBEAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|800
SOYB|TEUCRIUM SOYBEAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23105
SOYB|TEUCRIUM SOYBEAN|DBAX|Deutsche Bank Securities Inc.|1600
SOYB|TEUCRIUM SOYBEAN|DEAN|MORGAN STANLEY|160
SOYB|TEUCRIUM SOYBEAN|DEGS|RONIN PROFESSIONAL LLC|200
SOYB|TEUCRIUM SOYBEAN|EBXL|EBX LLC|5200
SOYB|TEUCRIUM SOYBEAN|EGAM|CBOE TRADING, INC.|2100
SOYB|TEUCRIUM SOYBEAN|EGXM|CBOE TRADING, INC.|201
SOYB|TEUCRIUM SOYBEAN|ETRS|E*Trade Securities LLC|28424
SOYB|TEUCRIUM SOYBEAN|FILL|Tradestation Securities, Inc.|1399
SOYB|TEUCRIUM SOYBEAN|FMAF|NBCN Inc./ CDS|28
SOYB|TEUCRIUM SOYBEAN|FTBR|Foliofn Investments, Inc.|3853
SOYB|TEUCRIUM SOYBEAN|GLIS|TD Securities Inc|375
SOYB|TEUCRIUM SOYBEAN|GSCO|GOLDMAN SACHS & CO. LLC|120
SOYB|TEUCRIUM SOYBEAN|GSLT|GOLDMAN SACHS & CO. LLC|100
SOYB|TEUCRIUM SOYBEAN|GTSZ|GTS SECURITIES LLC|155
SOYB|TEUCRIUM SOYBEAN|HRBF|American Enterprise Investment Services Inc.|1200
SOYB|TEUCRIUM SOYBEAN|IATS|INTERACTIVE BROKERS LLC|2669
SOYB|TEUCRIUM SOYBEAN|IBKR|Interactive Brokers Llc|32181
SOYB|TEUCRIUM SOYBEAN|ICBX|INSTINET, LLC|2470
SOYB|TEUCRIUM SOYBEAN|INCA|INSTINET, LLC|1200
SOYB|TEUCRIUM SOYBEAN|ITGI|ITG Inc.|2800
SOYB|TEUCRIUM SOYBEAN|JPMX|J.P. Morgan Securities LLC|1400
SOYB|TEUCRIUM SOYBEAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|10500
SOYB|TEUCRIUM SOYBEAN|JSJX|JANE STREET CAPITAL LLC|103022
SOYB|TEUCRIUM SOYBEAN|KCGM|VIRTU Americas LLC|900
SOYB|TEUCRIUM SOYBEAN|LEHM|Barclays Capital Inc./Le|14400
SOYB|TEUCRIUM SOYBEAN|LIME|Lime Brokerage LLC|125
SOYB|TEUCRIUM SOYBEAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8482
SOYB|TEUCRIUM SOYBEAN|MSCO|MORGAN STANLEY & CO. LLC|9884
SOYB|TEUCRIUM SOYBEAN|MSPL|MORGAN STANLEY & CO. LLC|1500
SOYB|TEUCRIUM SOYBEAN|NFSC|National Financial Services LLC|116221
SOYB|TEUCRIUM SOYBEAN|NITE|VIRTU Americas LLC|195911
SOYB|TEUCRIUM SOYBEAN|NITP|VIRTU Americas LLC|41930
SOYB|TEUCRIUM SOYBEAN|NTBF|BMO Nesbitt Burns Inc./CDS|1000
SOYB|TEUCRIUM SOYBEAN|OPCO|Oppenheimer & Co. Inc.|50
SOYB|TEUCRIUM SOYBEAN|RBCM|RBC CAPITAL MARKETS, LLC|12413
SOYB|TEUCRIUM SOYBEAN|SGMT|GOLDMAN SACHS & CO. LLC|1620
SOYB|TEUCRIUM SOYBEAN|SHMR|ABN Amro Clearing LLC|10740
SOYB|TEUCRIUM SOYBEAN|SOGO|Wang Investment Associates, Inc.|475
SOYB|TEUCRIUM SOYBEAN|SWIM|TD Ameritrade, Inc.|33507
SOYB|TEUCRIUM SOYBEAN|TKNG|ALLY INVEST SECURITIES LLC|2754
SOYB|TEUCRIUM SOYBEAN|TWTT|TASTYWORKS, INC.|2300
SOYB|TEUCRIUM SOYBEAN|UBSA|UBS SECURITIES LLC|7424
SOYB|TEUCRIUM SOYBEAN|UBSS|UBS Securities LLC|9767
SOYB|TEUCRIUM SOYBEAN|VGRD|Vanguard Marketing Corporation|7249
SOYB|TEUCRIUM SOYBEAN|WCHV|WELLS FARGO SECURITIES, LLC|1240
SOYB|TEUCRIUM SOYBEAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|838
SOYB|TEUCRIUM SOYBEAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12676
SOYB|TEUCRIUM SOYBEAN|WGIF|CIBC World Markets Inc.|1100
SOYB|TEUCRIUM SOYBEAN|WSEA|WOLVERINE SECURITIES, LLC|6966
SOYB|TEUCRIUM SOYBEAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1830
SP|SP PLUS CORPORATION|ALTX|Alternet Securities Inc.|2000
SP|SP PLUS CORPORATION|APCC|Apex Clearing Corporation|35
SP|SP PLUS CORPORATION|BATM|CBOE TRADING, INC.|934
SP|SP PLUS CORPORATION|BAYC|BAY CREST PARTNERS, LLC|64482
SP|SP PLUS CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|10314
SP|SP PLUS CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26
SP|SP PLUS CORPORATION|BLKX|INSTINET, LLC|25422
SP|SP PLUS CORPORATION|BMOC|BMO Capital Markets Corp.|3174
SP|SP PLUS CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|2183
SP|SP PLUS CORPORATION|BYXM|CBOE TRADING, INC.|200
SP|SP PLUS CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1138
SP|SP PLUS CORPORATION|CHAS|Charles Schwab & Co., Inc.|1004
SP|SP PLUS CORPORATION|CIST|Capital Institutional Services, Inc.|240
SP|SP PLUS CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43839
SP|SP PLUS CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
SP|SP PLUS CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30395
SP|SP PLUS CORPORATION|CTDL|Citadel Derivatives Group Llc|4565
SP|SP PLUS CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|7976
SP|SP PLUS CORPORATION|DBAB|Deutsche Bank Securities Inc.|92798
SP|SP PLUS CORPORATION|DBAX|Deutsche Bank Securities Inc.|37300
SP|SP PLUS CORPORATION|DEAN|MORGAN STANLEY|848
SP|SP PLUS CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1267
SP|SP PLUS CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22
SP|SP PLUS CORPORATION|EBXL|EBX LLC|11800
SP|SP PLUS CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|1042
SP|SP PLUS CORPORATION|EDJO|Edward D. Jones & Co., L.P.|564
SP|SP PLUS CORPORATION|EGAM|CBOE TRADING, INC.|2222
SP|SP PLUS CORPORATION|EGAW|CBOE TRADING, INC.|45
SP|SP PLUS CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|100
SP|SP PLUS CORPORATION|EGXM|CBOE TRADING, INC.|708
SP|SP PLUS CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1940
SP|SP PLUS CORPORATION|ETRS|E*Trade Securities LLC|828
SP|SP PLUS CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|54931
SP|SP PLUS CORPORATION|FINX|FINTECH SECURITIES|61
SP|SP PLUS CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|4733
SP|SP PLUS CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15693
SP|SP PLUS CORPORATION|FTBR|Foliofn Investments, Inc.|74
SP|SP PLUS CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|5569
SP|SP PLUS CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|502
SP|SP PLUS CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|301353
SP|SP PLUS CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|4693
SP|SP PLUS CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|192
SP|SP PLUS CORPORATION|GTSZ|GTS SECURITIES LLC|9180
SP|SP PLUS CORPORATION|HPPX|POTAMUS TRADING, LLC|708
SP|SP PLUS CORPORATION|HRBF|American Enterprise Investment Services Inc.|2094
SP|SP PLUS CORPORATION|IATS|INTERACTIVE BROKERS LLC|91
SP|SP PLUS CORPORATION|IBKR|Interactive Brokers Llc|9020
SP|SP PLUS CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
SP|SP PLUS CORPORATION|ICBX|INSTINET, LLC|5700
SP|SP PLUS CORPORATION|IEQY|CITADEL SECURITIES LLC|8216
SP|SP PLUS CORPORATION|INCA|INSTINET, LLC|68103
SP|SP PLUS CORPORATION|INJX|INSTINET, LLC|6649
SP|SP PLUS CORPORATION|ITGI|ITG Inc.|23422
SP|SP PLUS CORPORATION|ITGP|ITG INC.|25600
SP|SP PLUS CORPORATION|JANY|Janney Montgomery Scott Inc.|262
SP|SP PLUS CORPORATION|JEFF|JEFFERIES LLC|15786
SP|SP PLUS CORPORATION|JMPT|JUMP TRADING, LLC|1609
SP|SP PLUS CORPORATION|JONE|JonesTrading|350
SP|SP PLUS CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|6778
SP|SP PLUS CORPORATION|JPMX|J.P. Morgan Securities LLC|43562
SP|SP PLUS CORPORATION|JSJX|JANE STREET CAPITAL LLC|1519
SP|SP PLUS CORPORATION|KCGM|VIRTU Americas LLC|11738
SP|SP PLUS CORPORATION|LEHM|Barclays Capital Inc./Le|208840
SP|SP PLUS CORPORATION|LIME|Lime Brokerage LLC|52357
SP|SP PLUS CORPORATION|MAXM|Maxim Group LLC|2278
SP|SP PLUS CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37268
SP|SP PLUS CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|453834
SP|SP PLUS CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|47900
SP|SP PLUS CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|12000
SP|SP PLUS CORPORATION|NFSC|National Financial Services LLC|13026
SP|SP PLUS CORPORATION|NITE|VIRTU Americas LLC|46247
SP|SP PLUS CORPORATION|NITP|VIRTU Americas LLC|100
SP|SP PLUS CORPORATION|NQRB|Brut, LLC|1935
SP|SP PLUS CORPORATION|NTRC|Northern Trust Securities, Inc.|26
SP|SP PLUS CORPORATION|OPCO|Oppenheimer & Co. Inc.|34
SP|SP PLUS CORPORATION|PDQM|CODA MARKETS, INC.|3744
SP|SP PLUS CORPORATION|PNSR|Penserra Securities, LLC|4562
SP|SP PLUS CORPORATION|RAJA|Raymond James & Associates, Inc.|483
SP|SP PLUS CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|71
SP|SP PLUS CORPORATION|RILY|B. RILEY FBR, INC.|100
SP|SP PLUS CORPORATION|SAGW|SAGETRADER, LLC|929
SP|SP PLUS CORPORATION|SBSH|Citigroup Global Markets Inc.|52970
SP|SP PLUS CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|10058
SP|SP PLUS CORPORATION|SPDR|SPEEDROUTE LLC|7914
SP|SP PLUS CORPORATION|SWIM|TD Ameritrade, Inc.|2255
SP|SP PLUS CORPORATION|TRBT|Tradebot Systems, Inc.|4497
SP|SP PLUS CORPORATION|TRCM|TRC MARKETS LLC|18226
SP|SP PLUS CORPORATION|UBSA|UBS SECURITIES LLC|99395
SP|SP PLUS CORPORATION|UBSS|UBS Securities LLC|227198
SP|SP PLUS CORPORATION|VALX|VIRTU AMERICAS LLC|3221
SP|SP PLUS CORPORATION|VGRD|Vanguard Marketing Corporation|2946
SP|SP PLUS CORPORATION|WBLR|WILLIAM BLAIR|94927
SP|SP PLUS CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|10502
SP|SP PLUS CORPORATION|WEED|Weeden & Co.L.P.|1245
SP|SP PLUS CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3037
SP|SP PLUS CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
SP|SP PLUS CORPORATION|WGIF|CIBC World Markets Inc.|27
SP|SP PLUS CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|2804
SP|SP PLUS CORPORATION|XIST|INSTINET, LLC|2400
SP|SP PLUS CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
SP|SP PLUS CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|1
SPA|SPARTON CP|ALTX|Alternet Securities Inc.|1600
SPA|SPARTON CP|APCC|Apex Clearing Corporation|2
SPA|SPARTON CP|BATM|CBOE TRADING, INC.|327
SPA|SPARTON CP|BAYT|BTIG, LLC|3600
SPA|SPARTON CP|BERN|Sanford C. Bernstein & Co., LLC|500
SPA|SPARTON CP|BIAD|SAGETRADER, LLC|163
SPA|SPARTON CP|BNPX|BNP PARIBAS SECURITIES CORP.|762
SPA|SPARTON CP|BYXM|CBOE TRADING, INC.|1131
SPA|SPARTON CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13630
SPA|SPARTON CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1810
SPA|SPARTON CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42376
SPA|SPARTON CP|CTDL|Citadel Derivatives Group Llc|3023
SPA|SPARTON CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2834
SPA|SPARTON CP|DBAB|Deutsche Bank Securities Inc.|3641
SPA|SPARTON CP|DBAX|Deutsche Bank Securities Inc.|21000
SPA|SPARTON CP|DEGS|RONIN PROFESSIONAL LLC|1335
SPA|SPARTON CP|EBXL|EBX LLC|27100
SPA|SPARTON CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|126
SPA|SPARTON CP|EGAM|CBOE TRADING, INC.|5007
SPA|SPARTON CP|EGXM|CBOE TRADING, INC.|1509
SPA|SPARTON CP|EGXW|CBOE TRADING, INC.|102
SPA|SPARTON CP|ETBE|Electronic Transaction Clearing, Inc.|2100
SPA|SPARTON CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1196
SPA|SPARTON CP|ETRS|E*Trade Securities LLC|896
SPA|SPARTON CP|FILL|Tradestation Securities, Inc.|200
SPA|SPARTON CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8609
SPA|SPARTON CP|FTBR|Foliofn Investments, Inc.|1
SPA|SPARTON CP|GEBB|GLOBAL EXECUTION BROKERS, LP|460
SPA|SPARTON CP|GLPX|ACS EXECUTION SERVICES, LLC|4965
SPA|SPARTON CP|GSCO|GOLDMAN SACHS & CO. LLC|34922
SPA|SPARTON CP|GSCS|GOLDMAN SACHS & CO. LLC|3480
SPA|SPARTON CP|GSLT|GOLDMAN SACHS & CO. LLC|112
SPA|SPARTON CP|GTSZ|GTS SECURITIES LLC|4495
SPA|SPARTON CP|HSBC|HSBC Securities, Inc.|1500
SPA|SPARTON CP|IATS|INTERACTIVE BROKERS LLC|8400
SPA|SPARTON CP|IBKR|Interactive Brokers Llc|46635
SPA|SPARTON CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
SPA|SPARTON CP|ICBX|INSTINET, LLC|13288
SPA|SPARTON CP|IEQY|CITADEL SECURITIES LLC|2458
SPA|SPARTON CP|INCA|INSTINET, LLC|21235
SPA|SPARTON CP|INJX|INSTINET, LLC|1532
SPA|SPARTON CP|ITGI|ITG Inc.|22937
SPA|SPARTON CP|ITGP|ITG INC.|31400
SPA|SPARTON CP|JEFF|JEFFERIES LLC|23870
SPA|SPARTON CP|JMPT|JUMP TRADING, LLC|698
SPA|SPARTON CP|JONE|JonesTrading|109200
SPA|SPARTON CP|JPBX|J.P. MORGAN SECURITIES LLC|2282
SPA|SPARTON CP|JPMX|J.P. Morgan Securities LLC|47473
SPA|SPARTON CP|JSJX|JANE STREET CAPITAL LLC|1704
SPA|SPARTON CP|KCGM|VIRTU Americas LLC|3985
SPA|SPARTON CP|LEHM|Barclays Capital Inc./Le|57067
SPA|SPARTON CP|LIME|Lime Brokerage LLC|3905
SPA|SPARTON CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19264
SPA|SPARTON CP|MSCO|MORGAN STANLEY & CO. LLC|36323
SPA|SPARTON CP|MSPL|MORGAN STANLEY & CO. LLC|26100
SPA|SPARTON CP|MSTX|MORGAN STANLEY & CO. LLC|6400
SPA|SPARTON CP|NFSC|National Financial Services LLC|7210
SPA|SPARTON CP|NITE|VIRTU Americas LLC|67998
SPA|SPARTON CP|NQRB|Brut, LLC|300
SPA|SPARTON CP|PDQM|CODA MARKETS, INC.|10005
SPA|SPARTON CP|RILY|B. RILEY FBR, INC.|449
SPA|SPARTON CP|SAGL|SAGETRADER, LLC|10465
SPA|SPARTON CP|SBSH|Citigroup Global Markets Inc.|4152
SPA|SPARTON CP|SGMT|GOLDMAN SACHS & CO. LLC|15751
SPA|SPARTON CP|SPDR|SPEEDROUTE LLC|1370
SPA|SPARTON CP|SPTD|MINT GLOBAL MARKETS, INC.|63761
SPA|SPARTON CP|STFL|Stifel, Nicolaus & Company, Incorporated|1300
SPA|SPARTON CP|SWIM|TD Ameritrade, Inc.|140137
SPA|SPARTON CP|SWST|Hilltop Securities Inc.|300
SPA|SPARTON CP|TRBT|Tradebot Systems, Inc.|2897
SPA|SPARTON CP|TRCM|TRC MARKETS LLC|3972
SPA|SPARTON CP|UBSA|UBS SECURITIES LLC|64272
SPA|SPARTON CP|UBSS|UBS Securities LLC|36374
SPA|SPARTON CP|VALX|VIRTU AMERICAS LLC|4591
SPA|SPARTON CP|WCHV|WELLS FARGO SECURITIES, LLC|3502
SPA|SPARTON CP|WEED|Weeden & Co.L.P.|22850
SPA|SPARTON CP|WSEA|WOLVERINE SECURITIES, LLC|26
SPA|SPARTON CP|XIST|INSTINET, LLC|2000
SPA|SPARTON CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
SPA|SPARTON CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1151
SPAB|SPDR PORTFOLIO AGGRE|ALTX|Alternet Securities Inc.|4707
SPAB|SPDR PORTFOLIO AGGRE|ANOS|ABEL/NOSER, L.L.C.|1196
SPAB|SPDR PORTFOLIO AGGRE|APCC|Apex Clearing Corporation|312
SPAB|SPDR PORTFOLIO AGGRE|BANK|Primevest Financial Services, Inc.|1
SPAB|SPDR PORTFOLIO AGGRE|BARD|Robert W. Baird & Co. Incorporated|165
SPAB|SPDR PORTFOLIO AGGRE|BATM|CBOE TRADING, INC.|5120
SPAB|SPDR PORTFOLIO AGGRE|BERN|Sanford C. Bernstein & Co., LLC|100
SPAB|SPDR PORTFOLIO AGGRE|BKCM|BNY Mellon Capital Markets LLC|377217
SPAB|SPDR PORTFOLIO AGGRE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9979
SPAB|SPDR PORTFOLIO AGGRE|BNPX|BNP PARIBAS SECURITIES CORP.|4185
SPAB|SPDR PORTFOLIO AGGRE|CANT|Cantor Fitzgerald & Co.|400038
SPAB|SPDR PORTFOLIO AGGRE|CHAS|Charles Schwab & Co., Inc.|258
SPAB|SPDR PORTFOLIO AGGRE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67162
SPAB|SPDR PORTFOLIO AGGRE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|275983
SPAB|SPDR PORTFOLIO AGGRE|CSIN|Citadel Securities Institutional LLC|619929
SPAB|SPDR PORTFOLIO AGGRE|CTDL|Citadel Derivatives Group Llc|634509
SPAB|SPDR PORTFOLIO AGGRE|CXCX|CITIGROUP GLOBAL MARKETS INC.|40690
SPAB|SPDR PORTFOLIO AGGRE|DBAB|Deutsche Bank Securities Inc.|2100
SPAB|SPDR PORTFOLIO AGGRE|DBAX|Deutsche Bank Securities Inc.|49800
SPAB|SPDR PORTFOLIO AGGRE|DEAN|MORGAN STANLEY|3067
SPAB|SPDR PORTFOLIO AGGRE|EBXL|EBX LLC|59300
SPAB|SPDR PORTFOLIO AGGRE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2200
SPAB|SPDR PORTFOLIO AGGRE|EDJO|Edward D. Jones & Co., L.P.|37506
SPAB|SPDR PORTFOLIO AGGRE|EGAM|CBOE TRADING, INC.|4838
SPAB|SPDR PORTFOLIO AGGRE|EGXM|CBOE TRADING, INC.|2497
SPAB|SPDR PORTFOLIO AGGRE|ESPO|ESPOSITO SECURITIES, LLC|11
SPAB|SPDR PORTFOLIO AGGRE|ETBE|Electronic Transaction Clearing, Inc.|1203
SPAB|SPDR PORTFOLIO AGGRE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2500
SPAB|SPDR PORTFOLIO AGGRE|ETRS|E*Trade Securities LLC|7457
SPAB|SPDR PORTFOLIO AGGRE|FINX|FINTECH SECURITIES|7891
SPAB|SPDR PORTFOLIO AGGRE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9739
SPAB|SPDR PORTFOLIO AGGRE|FTBR|Foliofn Investments, Inc.|53
SPAB|SPDR PORTFOLIO AGGRE|GEBB|GLOBAL EXECUTION BROKERS, LP|52905
SPAB|SPDR PORTFOLIO AGGRE|GSCO|GOLDMAN SACHS & CO. LLC|490768
SPAB|SPDR PORTFOLIO AGGRE|GSLT|GOLDMAN SACHS & CO. LLC|200
SPAB|SPDR PORTFOLIO AGGRE|GTSZ|GTS SECURITIES LLC|2100
SPAB|SPDR PORTFOLIO AGGRE|HRBF|American Enterprise Investment Services Inc.|62165
SPAB|SPDR PORTFOLIO AGGRE|IATS|INTERACTIVE BROKERS LLC|285
SPAB|SPDR PORTFOLIO AGGRE|IBKR|Interactive Brokers Llc|582
SPAB|SPDR PORTFOLIO AGGRE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
SPAB|SPDR PORTFOLIO AGGRE|ICBX|INSTINET, LLC|83883
SPAB|SPDR PORTFOLIO AGGRE|INCA|INSTINET, LLC|390298
SPAB|SPDR PORTFOLIO AGGRE|ITGI|ITG Inc.|5844
SPAB|SPDR PORTFOLIO AGGRE|ITGP|ITG INC.|8400
SPAB|SPDR PORTFOLIO AGGRE|JANY|Janney Montgomery Scott Inc.|561
SPAB|SPDR PORTFOLIO AGGRE|JMPT|JUMP TRADING, LLC|828
SPAB|SPDR PORTFOLIO AGGRE|JPMX|J.P. Morgan Securities LLC|121888
SPAB|SPDR PORTFOLIO AGGRE|JSEB|JANE STREET EXECUTION SERVICES, LLC|1258167
SPAB|SPDR PORTFOLIO AGGRE|JSJX|JANE STREET CAPITAL LLC|421119
SPAB|SPDR PORTFOLIO AGGRE|KCGM|VIRTU Americas LLC|69997
SPAB|SPDR PORTFOLIO AGGRE|LEHM|Barclays Capital Inc./Le|257503
SPAB|SPDR PORTFOLIO AGGRE|LIME|Lime Brokerage LLC|12637
SPAB|SPDR PORTFOLIO AGGRE|MACC|Mid Atlantic Capital Corporation|11625
SPAB|SPDR PORTFOLIO AGGRE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|203688
SPAB|SPDR PORTFOLIO AGGRE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1348
SPAB|SPDR PORTFOLIO AGGRE|MSCO|MORGAN STANLEY & CO. LLC|177831
SPAB|SPDR PORTFOLIO AGGRE|MSPL|MORGAN STANLEY & CO. LLC|131300
SPAB|SPDR PORTFOLIO AGGRE|NBCS|NBC Securities, INC.|130
SPAB|SPDR PORTFOLIO AGGRE|NFSC|National Financial Services LLC|295630
SPAB|SPDR PORTFOLIO AGGRE|NITE|VIRTU Americas LLC|1704627
SPAB|SPDR PORTFOLIO AGGRE|NITP|VIRTU Americas LLC|70812
SPAB|SPDR PORTFOLIO AGGRE|OLDM|OLD MISSION CAPITAL, LLC|22600
SPAB|SPDR PORTFOLIO AGGRE|PDQM|CODA MARKETS, INC.|18096
SPAB|SPDR PORTFOLIO AGGRE|RBCM|RBC CAPITAL MARKETS, LLC|16174
SPAB|SPDR PORTFOLIO AGGRE|SAGL|SAGETRADER, LLC|200
SPAB|SPDR PORTFOLIO AGGRE|SBSH|Citigroup Global Markets Inc.|2114
SPAB|SPDR PORTFOLIO AGGRE|SEIC|SEI Investments Distribution Co.|1725
SPAB|SPDR PORTFOLIO AGGRE|SGMT|GOLDMAN SACHS & CO. LLC|74560
SPAB|SPDR PORTFOLIO AGGRE|STFL|Stifel, Nicolaus & Company, Incorporated|50
SPAB|SPDR PORTFOLIO AGGRE|SWIM|TD Ameritrade, Inc.|2777
SPAB|SPDR PORTFOLIO AGGRE|TKNG|ALLY INVEST SECURITIES LLC|6
SPAB|SPDR PORTFOLIO AGGRE|UBSA|UBS SECURITIES LLC|327943
SPAB|SPDR PORTFOLIO AGGRE|UBSS|UBS Securities LLC|194999
SPAB|SPDR PORTFOLIO AGGRE|VALX|VIRTU AMERICAS LLC|2389
SPAB|SPDR PORTFOLIO AGGRE|VGRD|Vanguard Marketing Corporation|4329
SPAB|SPDR PORTFOLIO AGGRE|WCHV|WELLS FARGO SECURITIES, LLC|31354
SPAB|SPDR PORTFOLIO AGGRE|WEED|Weeden & Co.L.P.|130
SPAB|SPDR PORTFOLIO AGGRE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|650
SPAB|SPDR PORTFOLIO AGGRE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|814
SPAB|SPDR PORTFOLIO AGGRE|WSEA|WOLVERINE SECURITIES, LLC|721
SPAB|SPDR PORTFOLIO AGGRE|XSTM|NATIONAL FINANCIAL SERVICES LLC|26102
SPAB|SPDR PORTFOLIO AGGRE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|87192
SPAR|SPARTAN MOTORS INC##|ANOS|ABEL/NOSER, L.L.C.|2310
SPAR|SPARTAN MOTORS INC##|APCC|Apex Clearing Corporation|438
SPAR|SPARTAN MOTORS INC##|AQUA|AQUA SECURITIES L.P.|32500
SPAR|SPARTAN MOTORS INC##|BARD|Robert W. Baird & Co. Incorporated|101
SPAR|SPARTAN MOTORS INC##|BATM|CBOE TRADING, INC.|2811
SPAR|SPARTAN MOTORS INC##|BBNT|BB&T SECURITIES, LLC|200
SPAR|SPARTAN MOTORS INC##|BERN|Sanford C. Bernstein & Co., LLC|700
SPAR|SPARTAN MOTORS INC##|BIDS|BIDS TRADING L.P.|41400
SPAR|SPARTAN MOTORS INC##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5013
SPAR|SPARTAN MOTORS INC##|BLKX|INSTINET, LLC|62000
SPAR|SPARTAN MOTORS INC##|BMOC|BMO Capital Markets Corp.|5452
SPAR|SPARTAN MOTORS INC##|BNPX|BNP PARIBAS SECURITIES CORP.|2121
SPAR|SPARTAN MOTORS INC##|BTIG|BTIG, LLC|44417
SPAR|SPARTAN MOTORS INC##|BYXM|CBOE TRADING, INC.|700
SPAR|SPARTAN MOTORS INC##|BZYD|GOLDMAN SACHS & CO. LLC|1807
SPAR|SPARTAN MOTORS INC##|CANT|Cantor Fitzgerald & Co.|1
SPAR|SPARTAN MOTORS INC##|CHAS|Charles Schwab & Co., Inc.|2
SPAR|SPARTAN MOTORS INC##|CHLM|Craig-Hallum Capital Group LLC|69623
SPAR|SPARTAN MOTORS INC##|CIST|Capital Institutional Services, Inc.|688
SPAR|SPARTAN MOTORS INC##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89948
SPAR|SPARTAN MOTORS INC##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
SPAR|SPARTAN MOTORS INC##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150641
SPAR|SPARTAN MOTORS INC##|CTDL|Citadel Derivatives Group Llc|1476
SPAR|SPARTAN MOTORS INC##|CXCX|CITIGROUP GLOBAL MARKETS INC.|31606
SPAR|SPARTAN MOTORS INC##|DBAB|Deutsche Bank Securities Inc.|78802
SPAR|SPARTAN MOTORS INC##|DBAX|Deutsche Bank Securities Inc.|109800
SPAR|SPARTAN MOTORS INC##|DBUL|Deutsche Bank Securities Inc.|200
SPAR|SPARTAN MOTORS INC##|DEAN|MORGAN STANLEY|149
SPAR|SPARTAN MOTORS INC##|DEGS|RONIN PROFESSIONAL LLC|8702
SPAR|SPARTAN MOTORS INC##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
SPAR|SPARTAN MOTORS INC##|EBXL|EBX LLC|49600
SPAR|SPARTAN MOTORS INC##|ECUT|CONVERGEX EXECUTION SOLUTIONS|8740
SPAR|SPARTAN MOTORS INC##|EDJO|Edward D. Jones & Co., L.P.|979
SPAR|SPARTAN MOTORS INC##|EGAM|CBOE TRADING, INC.|1697
SPAR|SPARTAN MOTORS INC##|EGMT|EG MARKET TECHNOLOGIES LLC|300
SPAR|SPARTAN MOTORS INC##|EGXM|CBOE TRADING, INC.|100
SPAR|SPARTAN MOTORS INC##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|180
SPAR|SPARTAN MOTORS INC##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
SPAR|SPARTAN MOTORS INC##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7633
SPAR|SPARTAN MOTORS INC##|ETRS|E*Trade Securities LLC|32393
SPAR|SPARTAN MOTORS INC##|FBCO|Credit Suisse Securities (USA) LLC|333486
SPAR|SPARTAN MOTORS INC##|FILL|Tradestation Securities, Inc.|3500
SPAR|SPARTAN MOTORS INC##|FOMA|TD AMERITRADE CLEARING, INC.|140299
SPAR|SPARTAN MOTORS INC##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27173
SPAR|SPARTAN MOTORS INC##|FTBR|Foliofn Investments, Inc.|1720
SPAR|SPARTAN MOTORS INC##|GEBB|GLOBAL EXECUTION BROKERS, LP|85279
SPAR|SPARTAN MOTORS INC##|GLPX|ACS EXECUTION SERVICES, LLC|4
SPAR|SPARTAN MOTORS INC##|GSCO|GOLDMAN SACHS & CO. LLC|350700
SPAR|SPARTAN MOTORS INC##|GSCS|GOLDMAN SACHS & CO. LLC|11400
SPAR|SPARTAN MOTORS INC##|GSLT|GOLDMAN SACHS & CO. LLC|3117
SPAR|SPARTAN MOTORS INC##|GTSZ|GTS SECURITIES LLC|28977
SPAR|SPARTAN MOTORS INC##|HPPX|POTAMUS TRADING, LLC|62
SPAR|SPARTAN MOTORS INC##|HRBF|American Enterprise Investment Services Inc.|232
SPAR|SPARTAN MOTORS INC##|IATS|INTERACTIVE BROKERS LLC|3400
SPAR|SPARTAN MOTORS INC##|IBKR|Interactive Brokers Llc|100107
SPAR|SPARTAN MOTORS INC##|ICBX|INSTINET, LLC|14000
SPAR|SPARTAN MOTORS INC##|IEQY|CITADEL SECURITIES LLC|7629
SPAR|SPARTAN MOTORS INC##|INCA|INSTINET, LLC|103956
SPAR|SPARTAN MOTORS INC##|INJX|INSTINET, LLC|7426
SPAR|SPARTAN MOTORS INC##|ITGI|ITG Inc.|20139
SPAR|SPARTAN MOTORS INC##|ITGP|ITG INC.|48600
SPAR|SPARTAN MOTORS INC##|JEFF|JEFFERIES LLC|23308
SPAR|SPARTAN MOTORS INC##|JMPT|JUMP TRADING, LLC|3499
SPAR|SPARTAN MOTORS INC##|JONE|JonesTrading|40000
SPAR|SPARTAN MOTORS INC##|JPBX|J.P. MORGAN SECURITIES LLC|7362
SPAR|SPARTAN MOTORS INC##|JPMX|J.P. Morgan Securities LLC|159275
SPAR|SPARTAN MOTORS INC##|JSJX|JANE STREET CAPITAL LLC|4696
SPAR|SPARTAN MOTORS INC##|KCGM|VIRTU Americas LLC|82821
SPAR|SPARTAN MOTORS INC##|LEHM|Barclays Capital Inc./Le|432161
SPAR|SPARTAN MOTORS INC##|LGNT|COR CLEARING LLC|1
SPAR|SPARTAN MOTORS INC##|LIME|Lime Brokerage LLC|120739
SPAR|SPARTAN MOTORS INC##|LMNX|LUMINEX TRADING & ANALYTICS LLC|22066
SPAR|SPARTAN MOTORS INC##|LQNA|LIQUIDNET, INC.|68300
SPAR|SPARTAN MOTORS INC##|LQNB|LIQUIDNET, INC.|40700
SPAR|SPARTAN MOTORS INC##|LSCI|Lek Securities Corporation|717
SPAR|SPARTAN MOTORS INC##|LTCO|Ladenburg, Thalmann & Co., Inc.|51563
SPAR|SPARTAN MOTORS INC##|MACQ|Macquarie Capital (USA) Inc.|1614
SPAR|SPARTAN MOTORS INC##|MAXM|Maxim Group LLC|3537
SPAR|SPARTAN MOTORS INC##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|142078
SPAR|SPARTAN MOTORS INC##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SPAR|SPARTAN MOTORS INC##|MSCO|MORGAN STANLEY & CO. LLC|409257
SPAR|SPARTAN MOTORS INC##|MSPL|MORGAN STANLEY & CO. LLC|175600
SPAR|SPARTAN MOTORS INC##|MSTX|MORGAN STANLEY & CO. LLC|12600
SPAR|SPARTAN MOTORS INC##|NFSC|National Financial Services LLC|48476
SPAR|SPARTAN MOTORS INC##|NITE|VIRTU Americas LLC|390114
SPAR|SPARTAN MOTORS INC##|NITP|VIRTU Americas LLC|1500
SPAR|SPARTAN MOTORS INC##|NQRB|Brut, LLC|1700
SPAR|SPARTAN MOTORS INC##|PDQM|CODA MARKETS, INC.|6165
SPAR|SPARTAN MOTORS INC##|PIPR|Piper Jaffray & Co.|821
SPAR|SPARTAN MOTORS INC##|RAJA|Raymond James & Associates, Inc.|74123
SPAR|SPARTAN MOTORS INC##|RBCM|RBC CAPITAL MARKETS, LLC|800
SPAR|SPARTAN MOTORS INC##|ROTH|Roth Capital Partners, LLC|1873
SPAR|SPARTAN MOTORS INC##|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|4532
SPAR|SPARTAN MOTORS INC##|SAGL|SAGETRADER, LLC|700
SPAR|SPARTAN MOTORS INC##|SBSH|Citigroup Global Markets Inc.|46875
SPAR|SPARTAN MOTORS INC##|SGMT|GOLDMAN SACHS & CO. LLC|79860
SPAR|SPARTAN MOTORS INC##|SPDR|SPEEDROUTE LLC|1400
SPAR|SPARTAN MOTORS INC##|STFL|Stifel, Nicolaus & Company, Incorporated|489
SPAR|SPARTAN MOTORS INC##|SWIM|TD Ameritrade, Inc.|8218
SPAR|SPARTAN MOTORS INC##|SWST|Hilltop Securities Inc.|2600
SPAR|SPARTAN MOTORS INC##|TKNG|ALLY INVEST SECURITIES LLC|925
SPAR|SPARTAN MOTORS INC##|TRBT|Tradebot Systems, Inc.|12404
SPAR|SPARTAN MOTORS INC##|TRCM|TRC MARKETS LLC|62628
SPAR|SPARTAN MOTORS INC##|TWTT|TASTYWORKS, INC.|308
SPAR|SPARTAN MOTORS INC##|UBSA|UBS SECURITIES LLC|296144
SPAR|SPARTAN MOTORS INC##|UBSS|UBS Securities LLC|309722
SPAR|SPARTAN MOTORS INC##|VALX|VIRTU AMERICAS LLC|29545
SPAR|SPARTAN MOTORS INC##|VGRD|Vanguard Marketing Corporation|10205
SPAR|SPARTAN MOTORS INC##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
SPAR|SPARTAN MOTORS INC##|WCHV|WELLS FARGO SECURITIES, LLC|82206
SPAR|SPARTAN MOTORS INC##|WEED|Weeden & Co.L.P.|3340
SPAR|SPARTAN MOTORS INC##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|929
SPAR|SPARTAN MOTORS INC##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3209
SPAR|SPARTAN MOTORS INC##|WFPB|Wells Fargo Securities, LLC.|3900
SPAR|SPARTAN MOTORS INC##|WGIF|CIBC World Markets Inc.|301
SPAR|SPARTAN MOTORS INC##|WSEA|WOLVERINE SECURITIES, LLC|1943
SPAR|SPARTAN MOTORS INC##|XIST|INSTINET, LLC|12110
SPAR|SPARTAN MOTORS INC##|XPQR|Jump Trading|1000
SPAR|SPARTAN MOTORS INC##|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
SPAR|SPARTAN MOTORS INC##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1098
SPB|SPECTRUM BRANDS HLDG|ALTX|Alternet Securities Inc.|3100
SPB|SPECTRUM BRANDS HLDG|APCC|Apex Clearing Corporation|21
SPB|SPECTRUM BRANDS HLDG|BARD|Robert W. Baird & Co. Incorporated|1174
SPB|SPECTRUM BRANDS HLDG|BATM|CBOE TRADING, INC.|6786
SPB|SPECTRUM BRANDS HLDG|BAYC|BAY CREST PARTNERS, LLC|14
SPB|SPECTRUM BRANDS HLDG|BBNT|BB&T SECURITIES, LLC|199
SPB|SPECTRUM BRANDS HLDG|BERN|Sanford C. Bernstein & Co., LLC|172880
SPB|SPECTRUM BRANDS HLDG|BIDS|BIDS TRADING L.P.|100
SPB|SPECTRUM BRANDS HLDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1659
SPB|SPECTRUM BRANDS HLDG|BLKX|INSTINET, LLC|5100
SPB|SPECTRUM BRANDS HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|1661
SPB|SPECTRUM BRANDS HLDG|BTIG|BTIG, LLC|162924
SPB|SPECTRUM BRANDS HLDG|BYXM|CBOE TRADING, INC.|530
SPB|SPECTRUM BRANDS HLDG|CANT|Cantor Fitzgerald & Co.|2605
SPB|SPECTRUM BRANDS HLDG|CBLC|CITIGROUP GLOBAL MARKETS INC.|15400
SPB|SPECTRUM BRANDS HLDG|CHAS|Charles Schwab & Co., Inc.|133
SPB|SPECTRUM BRANDS HLDG|CIST|Capital Institutional Services, Inc.|3025
SPB|SPECTRUM BRANDS HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48775
SPB|SPECTRUM BRANDS HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|370
SPB|SPECTRUM BRANDS HLDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|868
SPB|SPECTRUM BRANDS HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|126592
SPB|SPECTRUM BRANDS HLDG|CTDL|Citadel Derivatives Group Llc|3242
SPB|SPECTRUM BRANDS HLDG|CTLR|CUTLER GROUP, LP|245
SPB|SPECTRUM BRANDS HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|24502
SPB|SPECTRUM BRANDS HLDG|DADA|D.A. Davidson & Co.|42
SPB|SPECTRUM BRANDS HLDG|DBAB|Deutsche Bank Securities Inc.|70948
SPB|SPECTRUM BRANDS HLDG|DBAX|Deutsche Bank Securities Inc.|108700
SPB|SPECTRUM BRANDS HLDG|DCHF|Dart Executions, LLC|778
SPB|SPECTRUM BRANDS HLDG|DEAN|MORGAN STANLEY|1587
SPB|SPECTRUM BRANDS HLDG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
SPB|SPECTRUM BRANDS HLDG|EBXL|EBX LLC|94300
SPB|SPECTRUM BRANDS HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|7418
SPB|SPECTRUM BRANDS HLDG|EDJC|Edward Jones / CDS|127
SPB|SPECTRUM BRANDS HLDG|EDJO|Edward D. Jones & Co., L.P.|12180
SPB|SPECTRUM BRANDS HLDG|EGAM|CBOE TRADING, INC.|5099
SPB|SPECTRUM BRANDS HLDG|EGAW|CBOE TRADING, INC.|121
SPB|SPECTRUM BRANDS HLDG|EGMT|EG MARKET TECHNOLOGIES LLC|256
SPB|SPECTRUM BRANDS HLDG|EGXM|CBOE TRADING, INC.|949
SPB|SPECTRUM BRANDS HLDG|ETBE|Electronic Transaction Clearing, Inc.|12345
SPB|SPECTRUM BRANDS HLDG|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|152
SPB|SPECTRUM BRANDS HLDG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
SPB|SPECTRUM BRANDS HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26724
SPB|SPECTRUM BRANDS HLDG|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SPB|SPECTRUM BRANDS HLDG|ETRS|E*Trade Securities LLC|5387
SPB|SPECTRUM BRANDS HLDG|FILL|Tradestation Securities, Inc.|91
SPB|SPECTRUM BRANDS HLDG|FMAF|NBCN Inc./ CDS|2
SPB|SPECTRUM BRANDS HLDG|FMCO|First Manhattan Co|750
SPB|SPECTRUM BRANDS HLDG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7971
SPB|SPECTRUM BRANDS HLDG|FQLS|Quantlab Securities LP|117658
SPB|SPECTRUM BRANDS HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24808
SPB|SPECTRUM BRANDS HLDG|FTBR|Foliofn Investments, Inc.|1702
SPB|SPECTRUM BRANDS HLDG|GLPX|ACS EXECUTION SERVICES, LLC|19895
SPB|SPECTRUM BRANDS HLDG|GSCO|GOLDMAN SACHS & CO. LLC|371245
SPB|SPECTRUM BRANDS HLDG|GSCS|GOLDMAN SACHS & CO. LLC|26111
SPB|SPECTRUM BRANDS HLDG|GSLT|GOLDMAN SACHS & CO. LLC|7264
SPB|SPECTRUM BRANDS HLDG|GTSZ|GTS SECURITIES LLC|39996
SPB|SPECTRUM BRANDS HLDG|HRBF|American Enterprise Investment Services Inc.|836
SPB|SPECTRUM BRANDS HLDG|IATS|INTERACTIVE BROKERS LLC|4449
SPB|SPECTRUM BRANDS HLDG|IBKR|Interactive Brokers Llc|3211
SPB|SPECTRUM BRANDS HLDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1486
SPB|SPECTRUM BRANDS HLDG|ICBX|INSTINET, LLC|10700
SPB|SPECTRUM BRANDS HLDG|INCA|INSTINET, LLC|71210
SPB|SPECTRUM BRANDS HLDG|INJX|INSTINET, LLC|1503
SPB|SPECTRUM BRANDS HLDG|INTL|INTL FCSTONE FINANCIAL INC.|3
SPB|SPECTRUM BRANDS HLDG|ITGI|ITG Inc.|19031
SPB|SPECTRUM BRANDS HLDG|ITGP|ITG INC.|339600
SPB|SPECTRUM BRANDS HLDG|JANY|Janney Montgomery Scott Inc.|530
SPB|SPECTRUM BRANDS HLDG|JEFF|JEFFERIES LLC|8709
SPB|SPECTRUM BRANDS HLDG|JMPT|JUMP TRADING, LLC|43148
SPB|SPECTRUM BRANDS HLDG|JPBX|J.P. MORGAN SECURITIES LLC|13833
SPB|SPECTRUM BRANDS HLDG|JPMX|J.P. Morgan Securities LLC|190906
SPB|SPECTRUM BRANDS HLDG|JSJX|JANE STREET CAPITAL LLC|2023
SPB|SPECTRUM BRANDS HLDG|KCGM|VIRTU Americas LLC|11613
SPB|SPECTRUM BRANDS HLDG|LEHM|Barclays Capital Inc./Le|497829
SPB|SPECTRUM BRANDS HLDG|LIME|Lime Brokerage LLC|14841
SPB|SPECTRUM BRANDS HLDG|LMNX|LUMINEX TRADING & ANALYTICS LLC|375200
SPB|SPECTRUM BRANDS HLDG|LQNA|LIQUIDNET, INC.|6900
SPB|SPECTRUM BRANDS HLDG|LSCI|Lek Securities Corporation|4
SPB|SPECTRUM BRANDS HLDG|MACQ|Macquarie Capital (USA) Inc.|3699
SPB|SPECTRUM BRANDS HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|106042
SPB|SPECTRUM BRANDS HLDG|MOTF|MOTIF INVESTING, INC.|6
SPB|SPECTRUM BRANDS HLDG|MSCO|MORGAN STANLEY & CO. LLC|515128
SPB|SPECTRUM BRANDS HLDG|MSPL|MORGAN STANLEY & CO. LLC|242200
SPB|SPECTRUM BRANDS HLDG|MSTX|MORGAN STANLEY & CO. LLC|37600
SPB|SPECTRUM BRANDS HLDG|NEUB|NEUBERGER BERMAN BD LLC|49
SPB|SPECTRUM BRANDS HLDG|NFSC|National Financial Services LLC|84502
SPB|SPECTRUM BRANDS HLDG|NITE|VIRTU Americas LLC|91541
SPB|SPECTRUM BRANDS HLDG|NITP|VIRTU Americas LLC|100
SPB|SPECTRUM BRANDS HLDG|NQRB|Brut, LLC|6798
SPB|SPECTRUM BRANDS HLDG|NTBF|BMO Nesbitt Burns Inc./CDS|2
SPB|SPECTRUM BRANDS HLDG|OPCO|Oppenheimer & Co. Inc.|15357
SPB|SPECTRUM BRANDS HLDG|OTAA|OTA LLC|1200
SPB|SPECTRUM BRANDS HLDG|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|897
SPB|SPECTRUM BRANDS HLDG|PDQM|CODA MARKETS, INC.|30497
SPB|SPECTRUM BRANDS HLDG|PIPR|Piper Jaffray & Co.|200
SPB|SPECTRUM BRANDS HLDG|PWJC|UBS Financial Services, Inc.|1500
SPB|SPECTRUM BRANDS HLDG|RBCM|RBC CAPITAL MARKETS, LLC|307
SPB|SPECTRUM BRANDS HLDG|SAGL|SAGETRADER, LLC|4185
SPB|SPECTRUM BRANDS HLDG|SAGW|SAGETRADER, LLC|41
SPB|SPECTRUM BRANDS HLDG|SALI|INTL FCSTONE FINANCIAL INC.|188
SPB|SPECTRUM BRANDS HLDG|SBSH|Citigroup Global Markets Inc.|56485
SPB|SPECTRUM BRANDS HLDG|SEIC|SEI Investments Distribution Co.|200
SPB|SPECTRUM BRANDS HLDG|SGMT|GOLDMAN SACHS & CO. LLC|148193
SPB|SPECTRUM BRANDS HLDG|SPDR|SPEEDROUTE LLC|3400
SPB|SPECTRUM BRANDS HLDG|SPHN|Stephens Inc.|260
SPB|SPECTRUM BRANDS HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|13544
SPB|SPECTRUM BRANDS HLDG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5175
SPB|SPECTRUM BRANDS HLDG|SWIM|TD Ameritrade, Inc.|2836
SPB|SPECTRUM BRANDS HLDG|SWST|Hilltop Securities Inc.|1004
SPB|SPECTRUM BRANDS HLDG|TKNG|ALLY INVEST SECURITIES LLC|225
SPB|SPECTRUM BRANDS HLDG|TRBT|Tradebot Systems, Inc.|98125
SPB|SPECTRUM BRANDS HLDG|TRCM|TRC MARKETS LLC|39090
SPB|SPECTRUM BRANDS HLDG|UBSA|UBS SECURITIES LLC|321003
SPB|SPECTRUM BRANDS HLDG|UBSS|UBS Securities LLC|423751
SPB|SPECTRUM BRANDS HLDG|VALX|VIRTU AMERICAS LLC|8379
SPB|SPECTRUM BRANDS HLDG|VGRD|Vanguard Marketing Corporation|1483
SPB|SPECTRUM BRANDS HLDG|WBET|Wallachbeth Capital LLC|3761
SPB|SPECTRUM BRANDS HLDG|WBPX|SUMMIT SECURITIES GROUP, LLC|1983
SPB|SPECTRUM BRANDS HLDG|WCHV|WELLS FARGO SECURITIES, LLC|64858
SPB|SPECTRUM BRANDS HLDG|WEDB|WEDBUSH SECURITIES INC.|440
SPB|SPECTRUM BRANDS HLDG|WEED|Weeden & Co.L.P.|7300
SPB|SPECTRUM BRANDS HLDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|598
SPB|SPECTRUM BRANDS HLDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3137
SPB|SPECTRUM BRANDS HLDG|WFPB|Wells Fargo Securities, LLC.|600
SPB|SPECTRUM BRANDS HLDG|WGIF|CIBC World Markets Inc.|39
SPB|SPECTRUM BRANDS HLDG|WSAG|WALL STREET ACCESS|30
SPB|SPECTRUM BRANDS HLDG|WSEA|WOLVERINE SECURITIES, LLC|2144
SPB|SPECTRUM BRANDS HLDG|XIST|INSTINET, LLC|108
SPB|SPECTRUM BRANDS HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|13150
SPB|SPECTRUM BRANDS HLDG|YKNA|COMHAR CAPITAL MARKETS, LLC|4882
SPB|SPECTRUM BRANDS HLDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2225
SPCB|SUPERCOM, LTD.|AGIS|Aegis Capital Corp.|6000
SPCB|SUPERCOM, LTD.|ALTX|Alternet Securities Inc.|14559
SPCB|SUPERCOM, LTD.|APCC|Apex Clearing Corporation|49210
SPCB|SUPERCOM, LTD.|BATM|CBOE TRADING, INC.|5
SPCB|SUPERCOM, LTD.|BIMI|Banca IMI Securities Corp.|1530
SPCB|SUPERCOM, LTD.|BLKX|INSTINET, LLC|5292
SPCB|SUPERCOM, LTD.|BYXM|CBOE TRADING, INC.|120
SPCB|SUPERCOM, LTD.|CHAS|Charles Schwab & Co., Inc.|9490
SPCB|SUPERCOM, LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2700
SPCB|SUPERCOM, LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12385
SPCB|SUPERCOM, LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6500
SPCB|SUPERCOM, LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36700
SPCB|SUPERCOM, LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|20746
SPCB|SUPERCOM, LTD.|DBAB|Deutsche Bank Securities Inc.|6666
SPCB|SUPERCOM, LTD.|DBAX|Deutsche Bank Securities Inc.|24400
SPCB|SUPERCOM, LTD.|DEAN|MORGAN STANLEY|10090
SPCB|SUPERCOM, LTD.|DEGS|RONIN PROFESSIONAL LLC|65277
SPCB|SUPERCOM, LTD.|EBXL|EBX LLC|27700
SPCB|SUPERCOM, LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|891
SPCB|SUPERCOM, LTD.|EGAM|CBOE TRADING, INC.|13217
SPCB|SUPERCOM, LTD.|EGAW|CBOE TRADING, INC.|500
SPCB|SUPERCOM, LTD.|EGXM|CBOE TRADING, INC.|2251
SPCB|SUPERCOM, LTD.|ETBE|Electronic Transaction Clearing, Inc.|2260
SPCB|SUPERCOM, LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|628
SPCB|SUPERCOM, LTD.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9900
SPCB|SUPERCOM, LTD.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5844
SPCB|SUPERCOM, LTD.|ETRS|E*Trade Securities LLC|635643
SPCB|SUPERCOM, LTD.|FBCO|Credit Suisse Securities (USA) LLC|91233
SPCB|SUPERCOM, LTD.|FILL|Tradestation Securities, Inc.|27650
SPCB|SUPERCOM, LTD.|FMAF|NBCN Inc./ CDS|1450
SPCB|SUPERCOM, LTD.|FOMA|TD AMERITRADE CLEARING, INC.|748544
SPCB|SUPERCOM, LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12300
SPCB|SUPERCOM, LTD.|FTBR|Foliofn Investments, Inc.|501
SPCB|SUPERCOM, LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|471
SPCB|SUPERCOM, LTD.|GLPX|ACS EXECUTION SERVICES, LLC|10014
SPCB|SUPERCOM, LTD.|GSCO|GOLDMAN SACHS & CO. LLC|18399
SPCB|SUPERCOM, LTD.|GSCS|GOLDMAN SACHS & CO. LLC|26354
SPCB|SUPERCOM, LTD.|GSLT|GOLDMAN SACHS & CO. LLC|10537
SPCB|SUPERCOM, LTD.|GTSZ|GTS SECURITIES LLC|3629
SPCB|SUPERCOM, LTD.|HSBC|HSBC Securities, Inc.|2530
SPCB|SUPERCOM, LTD.|IATS|INTERACTIVE BROKERS LLC|27660
SPCB|SUPERCOM, LTD.|IBKR|Interactive Brokers Llc|338155
SPCB|SUPERCOM, LTD.|ICBX|INSTINET, LLC|25754
SPCB|SUPERCOM, LTD.|INCA|INSTINET, LLC|49776
SPCB|SUPERCOM, LTD.|INJX|INSTINET, LLC|20392
SPCB|SUPERCOM, LTD.|ITGI|ITG Inc.|11809
SPCB|SUPERCOM, LTD.|ITGP|ITG INC.|38800
SPCB|SUPERCOM, LTD.|JEFF|JEFFERIES LLC|44099
SPCB|SUPERCOM, LTD.|JMPT|JUMP TRADING, LLC|259
SPCB|SUPERCOM, LTD.|JPMX|J.P. Morgan Securities LLC|16942
SPCB|SUPERCOM, LTD.|JSJX|JANE STREET CAPITAL LLC|43700
SPCB|SUPERCOM, LTD.|KCGM|VIRTU Americas LLC|22685
SPCB|SUPERCOM, LTD.|LEHM|Barclays Capital Inc./Le|18013
SPCB|SUPERCOM, LTD.|LIME|Lime Brokerage LLC|22423
SPCB|SUPERCOM, LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11252
SPCB|SUPERCOM, LTD.|MCMF|Raymond James Ltd. Cds|2263
SPCB|SUPERCOM, LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5986
SPCB|SUPERCOM, LTD.|MSCO|MORGAN STANLEY & CO. LLC|205410
SPCB|SUPERCOM, LTD.|MSPL|MORGAN STANLEY & CO. LLC|7400
SPCB|SUPERCOM, LTD.|NFSC|National Financial Services LLC|356096
SPCB|SUPERCOM, LTD.|NITE|VIRTU Americas LLC|937664
SPCB|SUPERCOM, LTD.|NQRB|Brut, LLC|14592
SPCB|SUPERCOM, LTD.|OPCO|Oppenheimer & Co. Inc.|14401
SPCB|SUPERCOM, LTD.|PCPT|PHILLIP CAPITAL INC.|1200
SPCB|SUPERCOM, LTD.|PDQM|CODA MARKETS, INC.|14348
SPCB|SUPERCOM, LTD.|PICT|Pictet Overseas Inc.|1200
SPCB|SUPERCOM, LTD.|RBCM|RBC CAPITAL MARKETS, LLC|10000
SPCB|SUPERCOM, LTD.|RGLD|Regal Securities, Inc|6940
SPCB|SUPERCOM, LTD.|SAGL|SAGETRADER, LLC|5551
SPCB|SUPERCOM, LTD.|SBSH|Citigroup Global Markets Inc.|42267
SPCB|SUPERCOM, LTD.|SGMT|GOLDMAN SACHS & CO. LLC|23731
SPCB|SUPERCOM, LTD.|SPDR|SPEEDROUTE LLC|143959
SPCB|SUPERCOM, LTD.|SWIM|TD Ameritrade, Inc.|444204
SPCB|SUPERCOM, LTD.|SWST|Hilltop Securities Inc.|1300
SPCB|SUPERCOM, LTD.|TKNG|ALLY INVEST SECURITIES LLC|19577
SPCB|SUPERCOM, LTD.|TRBT|Tradebot Systems, Inc.|320
SPCB|SUPERCOM, LTD.|TRCM|TRC MARKETS LLC|23806
SPCB|SUPERCOM, LTD.|TWTT|TASTYWORKS, INC.|900
SPCB|SUPERCOM, LTD.|UBSA|UBS SECURITIES LLC|68095
SPCB|SUPERCOM, LTD.|UBSS|UBS Securities LLC|189320
SPCB|SUPERCOM, LTD.|VFIN|National Securities Corporation|800
SPCB|SUPERCOM, LTD.|VGRD|Vanguard Marketing Corporation|28560
SPCB|SUPERCOM, LTD.|VIEW|VIEWTRADE SECURITIES LLC|15000
SPCB|SUPERCOM, LTD.|VSIN|Vision Financial Markets Llc|50
SPCB|SUPERCOM, LTD.|WCHV|WELLS FARGO SECURITIES, LLC|18403
SPCB|SUPERCOM, LTD.|WEDB|WEDBUSH SECURITIES INC.|4510
SPCB|SUPERCOM, LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5369
SPCB|SUPERCOM, LTD.|WGIF|CIBC World Markets Inc.|8555
SPCB|SUPERCOM, LTD.|WSEA|WOLVERINE SECURITIES, LLC|30844
SPCB|SUPERCOM, LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14004
SPCB|SUPERCOM, LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|500
SPDN|DIREXION DAILY S&P 5|APCC|Apex Clearing Corporation|71
SPDN|DIREXION DAILY S&P 5|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25
SPDN|DIREXION DAILY S&P 5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SPDN|DIREXION DAILY S&P 5|DBAX|Deutsche Bank Securities Inc.|100
SPDN|DIREXION DAILY S&P 5|EBXL|EBX LLC|200
SPDN|DIREXION DAILY S&P 5|EGXM|CBOE TRADING, INC.|100
SPDN|DIREXION DAILY S&P 5|ETRS|E*Trade Securities LLC|2547
SPDN|DIREXION DAILY S&P 5|FTBR|Foliofn Investments, Inc.|2
SPDN|DIREXION DAILY S&P 5|GSLT|GOLDMAN SACHS & CO. LLC|2
SPDN|DIREXION DAILY S&P 5|IBKR|Interactive Brokers Llc|4707
SPDN|DIREXION DAILY S&P 5|ICBX|INSTINET, LLC|5838
SPDN|DIREXION DAILY S&P 5|KCGM|VIRTU Americas LLC|200
SPDN|DIREXION DAILY S&P 5|LEHM|Barclays Capital Inc./Le|600
SPDN|DIREXION DAILY S&P 5|LIME|Lime Brokerage LLC|4100
SPDN|DIREXION DAILY S&P 5|MSCO|MORGAN STANLEY & CO. LLC|1100
SPDN|DIREXION DAILY S&P 5|NFSC|National Financial Services LLC|16725
SPDN|DIREXION DAILY S&P 5|NITE|VIRTU Americas LLC|16205
SPDN|DIREXION DAILY S&P 5|SBSH|Citigroup Global Markets Inc.|300
SPDN|DIREXION DAILY S&P 5|SGMT|GOLDMAN SACHS & CO. LLC|200
SPDN|DIREXION DAILY S&P 5|SWIM|TD Ameritrade, Inc.|3128
SPDN|DIREXION DAILY S&P 5|TKNG|ALLY INVEST SECURITIES LLC|3
SPDN|DIREXION DAILY S&P 5|TRCM|TRC MARKETS LLC|500
SPDN|DIREXION DAILY S&P 5|UBSA|UBS SECURITIES LLC|300
SPDN|DIREXION DAILY S&P 5|UBSS|UBS Securities LLC|2
SPDN|DIREXION DAILY S&P 5|VGRD|Vanguard Marketing Corporation|10850
SPDN|DIREXION DAILY S&P 5|VSIN|Vision Financial Markets Llc|2
SPDN|DIREXION DAILY S&P 5|WCHV|WELLS FARGO SECURITIES, LLC|1075
SPDN|DIREXION DAILY S&P 5|WEXX|WOLVERINE EXECUTION SERVICES, LLC|873
SPDN|DIREXION DAILY S&P 5|WGIF|CIBC World Markets Inc.|20
SPDN|DIREXION DAILY S&P 5|WSEA|WOLVERINE SECURITIES, LLC|1
SPDV|AAM S&P 500 HIGH DIV|APCC|Apex Clearing Corporation|23
SPDV|AAM S&P 500 HIGH DIV|CHAS|Charles Schwab & Co., Inc.|1
SPDV|AAM S&P 500 HIGH DIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4352
SPDV|AAM S&P 500 HIGH DIV|DBAX|Deutsche Bank Securities Inc.|100
SPDV|AAM S&P 500 HIGH DIV|ETRS|E*Trade Securities LLC|526
SPDV|AAM S&P 500 HIGH DIV|FBSB|U.S. Bancorp Investments, Inc.|470
SPDV|AAM S&P 500 HIGH DIV|FTBR|Foliofn Investments, Inc.|35
SPDV|AAM S&P 500 HIGH DIV|GSLT|GOLDMAN SACHS & CO. LLC|768
SPDV|AAM S&P 500 HIGH DIV|IATS|INTERACTIVE BROKERS LLC|200
SPDV|AAM S&P 500 HIGH DIV|IBKR|Interactive Brokers Llc|2177
SPDV|AAM S&P 500 HIGH DIV|ICBX|INSTINET, LLC|100
SPDV|AAM S&P 500 HIGH DIV|ITGP|ITG INC.|200
SPDV|AAM S&P 500 HIGH DIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|30657
SPDV|AAM S&P 500 HIGH DIV|JSJX|JANE STREET CAPITAL LLC|13231
SPDV|AAM S&P 500 HIGH DIV|KCGM|VIRTU Americas LLC|4966
SPDV|AAM S&P 500 HIGH DIV|LIME|Lime Brokerage LLC|4
SPDV|AAM S&P 500 HIGH DIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
SPDV|AAM S&P 500 HIGH DIV|NFSC|National Financial Services LLC|8640
SPDV|AAM S&P 500 HIGH DIV|NITE|VIRTU Americas LLC|6535
SPDV|AAM S&P 500 HIGH DIV|PDQM|CODA MARKETS, INC.|1000
SPDV|AAM S&P 500 HIGH DIV|SGMT|GOLDMAN SACHS & CO. LLC|200
SPDV|AAM S&P 500 HIGH DIV|SWIM|TD Ameritrade, Inc.|197
SPDV|AAM S&P 500 HIGH DIV|UBSA|UBS SECURITIES LLC|3189
SPDV|AAM S&P 500 HIGH DIV|UBSS|UBS Securities LLC|1200
SPDV|AAM S&P 500 HIGH DIV|VGRD|Vanguard Marketing Corporation|1270
SPDV|AAM S&P 500 HIGH DIV|WSEA|WOLVERINE SECURITIES, LLC|201
SPDV|AAM S&P 500 HIGH DIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7329
SPDW|SPDR PORTFOLIO DEVEL|APCC|Apex Clearing Corporation|629
SPDW|SPDR PORTFOLIO DEVEL|BARD|Robert W. Baird & Co. Incorporated|768
SPDW|SPDR PORTFOLIO DEVEL|BATM|CBOE TRADING, INC.|41141
SPDW|SPDR PORTFOLIO DEVEL|BERN|Sanford C. Bernstein & Co., LLC|100
SPDW|SPDR PORTFOLIO DEVEL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76206
SPDW|SPDR PORTFOLIO DEVEL|BYXM|CBOE TRADING, INC.|300
SPDW|SPDR PORTFOLIO DEVEL|CANT|Cantor Fitzgerald & Co.|1139397
SPDW|SPDR PORTFOLIO DEVEL|CHAS|Charles Schwab & Co., Inc.|222
SPDW|SPDR PORTFOLIO DEVEL|CIST|Capital Institutional Services, Inc.|815
SPDW|SPDR PORTFOLIO DEVEL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121631
SPDW|SPDR PORTFOLIO DEVEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|241973
SPDW|SPDR PORTFOLIO DEVEL|CSIN|Citadel Securities Institutional LLC|1573551
SPDW|SPDR PORTFOLIO DEVEL|CTDL|Citadel Derivatives Group Llc|1832447
SPDW|SPDR PORTFOLIO DEVEL|CXCX|CITIGROUP GLOBAL MARKETS INC.|22244
SPDW|SPDR PORTFOLIO DEVEL|DBAB|Deutsche Bank Securities Inc.|2921
SPDW|SPDR PORTFOLIO DEVEL|DBAX|Deutsche Bank Securities Inc.|26200
SPDW|SPDR PORTFOLIO DEVEL|DEAN|MORGAN STANLEY|10279
SPDW|SPDR PORTFOLIO DEVEL|DEGS|RONIN PROFESSIONAL LLC|400
SPDW|SPDR PORTFOLIO DEVEL|EBXL|EBX LLC|27100
SPDW|SPDR PORTFOLIO DEVEL|EDJO|Edward D. Jones & Co., L.P.|1857
SPDW|SPDR PORTFOLIO DEVEL|EGAM|CBOE TRADING, INC.|1844
SPDW|SPDR PORTFOLIO DEVEL|EGXM|CBOE TRADING, INC.|26298
SPDW|SPDR PORTFOLIO DEVEL|ETBE|Electronic Transaction Clearing, Inc.|300
SPDW|SPDR PORTFOLIO DEVEL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
SPDW|SPDR PORTFOLIO DEVEL|ETRS|E*Trade Securities LLC|12934
SPDW|SPDR PORTFOLIO DEVEL|FBSB|U.S. Bancorp Investments, Inc.|4
SPDW|SPDR PORTFOLIO DEVEL|FINX|FINTECH SECURITIES|4263
SPDW|SPDR PORTFOLIO DEVEL|FLTU|FLOW TRADERS US LLC|592464
SPDW|SPDR PORTFOLIO DEVEL|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|170267
SPDW|SPDR PORTFOLIO DEVEL|FMAF|NBCN Inc./ CDS|623
SPDW|SPDR PORTFOLIO DEVEL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|596
SPDW|SPDR PORTFOLIO DEVEL|FTBR|Foliofn Investments, Inc.|113
SPDW|SPDR PORTFOLIO DEVEL|GEBB|GLOBAL EXECUTION BROKERS, LP|200
SPDW|SPDR PORTFOLIO DEVEL|GSCO|GOLDMAN SACHS & CO. LLC|149396
SPDW|SPDR PORTFOLIO DEVEL|GSLT|GOLDMAN SACHS & CO. LLC|1433
SPDW|SPDR PORTFOLIO DEVEL|GTSZ|GTS SECURITIES LLC|1208
SPDW|SPDR PORTFOLIO DEVEL|HRBF|American Enterprise Investment Services Inc.|19152
SPDW|SPDR PORTFOLIO DEVEL|IATS|INTERACTIVE BROKERS LLC|640
SPDW|SPDR PORTFOLIO DEVEL|IBKR|Interactive Brokers Llc|3210
SPDW|SPDR PORTFOLIO DEVEL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|176
SPDW|SPDR PORTFOLIO DEVEL|ICBX|INSTINET, LLC|30941
SPDW|SPDR PORTFOLIO DEVEL|INCA|INSTINET, LLC|2923
SPDW|SPDR PORTFOLIO DEVEL|INJX|INSTINET, LLC|291
SPDW|SPDR PORTFOLIO DEVEL|ITGI|ITG Inc.|81162
SPDW|SPDR PORTFOLIO DEVEL|ITGP|ITG INC.|3400
SPDW|SPDR PORTFOLIO DEVEL|JANY|Janney Montgomery Scott Inc.|4121
SPDW|SPDR PORTFOLIO DEVEL|JEFF|JEFFERIES LLC|11750
SPDW|SPDR PORTFOLIO DEVEL|JMPT|JUMP TRADING, LLC|90
SPDW|SPDR PORTFOLIO DEVEL|JPMX|J.P. Morgan Securities LLC|34250
SPDW|SPDR PORTFOLIO DEVEL|JSEB|JANE STREET EXECUTION SERVICES, LLC|698476
SPDW|SPDR PORTFOLIO DEVEL|JSJX|JANE STREET CAPITAL LLC|908877
SPDW|SPDR PORTFOLIO DEVEL|KCGM|VIRTU Americas LLC|23472
SPDW|SPDR PORTFOLIO DEVEL|LEHM|Barclays Capital Inc./Le|646914
SPDW|SPDR PORTFOLIO DEVEL|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|5011
SPDW|SPDR PORTFOLIO DEVEL|LIME|Lime Brokerage LLC|2020
SPDW|SPDR PORTFOLIO DEVEL|LSCI|Lek Securities Corporation|9
SPDW|SPDR PORTFOLIO DEVEL|MACC|Mid Atlantic Capital Corporation|1025
SPDW|SPDR PORTFOLIO DEVEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53200
SPDW|SPDR PORTFOLIO DEVEL|MSCO|MORGAN STANLEY & CO. LLC|267351
SPDW|SPDR PORTFOLIO DEVEL|MSPL|MORGAN STANLEY & CO. LLC|36300
SPDW|SPDR PORTFOLIO DEVEL|NBCS|NBC Securities, INC.|605
SPDW|SPDR PORTFOLIO DEVEL|NFSC|National Financial Services LLC|560211
SPDW|SPDR PORTFOLIO DEVEL|NITE|VIRTU Americas LLC|864661
SPDW|SPDR PORTFOLIO DEVEL|NITP|VIRTU Americas LLC|77408
SPDW|SPDR PORTFOLIO DEVEL|NQRB|Brut, LLC|1237
SPDW|SPDR PORTFOLIO DEVEL|OPCO|Oppenheimer & Co. Inc.|871
SPDW|SPDR PORTFOLIO DEVEL|PDQM|CODA MARKETS, INC.|70906
SPDW|SPDR PORTFOLIO DEVEL|PWJC|UBS Financial Services, Inc.|3
SPDW|SPDR PORTFOLIO DEVEL|RBCM|RBC CAPITAL MARKETS, LLC|15868
SPDW|SPDR PORTFOLIO DEVEL|SALI|INTL FCSTONE FINANCIAL INC.|1
SPDW|SPDR PORTFOLIO DEVEL|SBSH|Citigroup Global Markets Inc.|56427
SPDW|SPDR PORTFOLIO DEVEL|SGMT|GOLDMAN SACHS & CO. LLC|14804
SPDW|SPDR PORTFOLIO DEVEL|STFL|Stifel, Nicolaus & Company, Incorporated|15766
SPDW|SPDR PORTFOLIO DEVEL|SWIM|TD Ameritrade, Inc.|5854
SPDW|SPDR PORTFOLIO DEVEL|SWST|Hilltop Securities Inc.|2861
SPDW|SPDR PORTFOLIO DEVEL|TKNG|ALLY INVEST SECURITIES LLC|106
SPDW|SPDR PORTFOLIO DEVEL|TRBT|Tradebot Systems, Inc.|500
SPDW|SPDR PORTFOLIO DEVEL|TRCM|TRC MARKETS LLC|1334
SPDW|SPDR PORTFOLIO DEVEL|UBSA|UBS SECURITIES LLC|190819
SPDW|SPDR PORTFOLIO DEVEL|UBSS|UBS Securities LLC|384068
SPDW|SPDR PORTFOLIO DEVEL|VALX|VIRTU AMERICAS LLC|12483
SPDW|SPDR PORTFOLIO DEVEL|VGRD|Vanguard Marketing Corporation|4377
SPDW|SPDR PORTFOLIO DEVEL|WCHV|WELLS FARGO SECURITIES, LLC|34539
SPDW|SPDR PORTFOLIO DEVEL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26
SPDW|SPDR PORTFOLIO DEVEL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|225
SPDW|SPDR PORTFOLIO DEVEL|WSEA|WOLVERINE SECURITIES, LLC|95
SPDW|SPDR PORTFOLIO DEVEL|XSTM|NATIONAL FINANCIAL SERVICES LLC|14882
SPDW|SPDR PORTFOLIO DEVEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|93674
SPE|SPECIAL OPPTY FD INC|APCC|Apex Clearing Corporation|7
SPE|SPECIAL OPPTY FD INC|CHAS|Charles Schwab & Co., Inc.|3
SPE|SPECIAL OPPTY FD INC|CIST|Capital Institutional Services, Inc.|371
SPE|SPECIAL OPPTY FD INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|367
SPE|SPECIAL OPPTY FD INC|DEGS|RONIN PROFESSIONAL LLC|200
SPE|SPECIAL OPPTY FD INC|EBXL|EBX LLC|100
SPE|SPECIAL OPPTY FD INC|ETRS|E*Trade Securities LLC|7840
SPE|SPECIAL OPPTY FD INC|FTBR|Foliofn Investments, Inc.|1
SPE|SPECIAL OPPTY FD INC|GTSZ|GTS SECURITIES LLC|200
SPE|SPECIAL OPPTY FD INC|HRBF|American Enterprise Investment Services Inc.|240
SPE|SPECIAL OPPTY FD INC|IATS|INTERACTIVE BROKERS LLC|1840
SPE|SPECIAL OPPTY FD INC|IBKR|Interactive Brokers Llc|7766
SPE|SPECIAL OPPTY FD INC|INCA|INSTINET, LLC|100
SPE|SPECIAL OPPTY FD INC|LIME|Lime Brokerage LLC|200
SPE|SPECIAL OPPTY FD INC|MSCO|MORGAN STANLEY & CO. LLC|2806
SPE|SPECIAL OPPTY FD INC|NFSC|National Financial Services LLC|22010
SPE|SPECIAL OPPTY FD INC|NITE|VIRTU Americas LLC|15375
SPE|SPECIAL OPPTY FD INC|NQRB|Brut, LLC|440
SPE|SPECIAL OPPTY FD INC|PWJC|UBS Financial Services, Inc.|779
SPE|SPECIAL OPPTY FD INC|RBCM|RBC CAPITAL MARKETS, LLC|718
SPE|SPECIAL OPPTY FD INC|STFL|Stifel, Nicolaus & Company, Incorporated|6700
SPE|SPECIAL OPPTY FD INC|SWIM|TD Ameritrade, Inc.|250
SPE|SPECIAL OPPTY FD INC|UBSS|UBS Securities LLC|1498
SPE|SPECIAL OPPTY FD INC|VGRD|Vanguard Marketing Corporation|130
SPE|SPECIAL OPPTY FD INC|WCHV|WELLS FARGO SECURITIES, LLC|2411
SPE|SPECIAL OPPTY FD INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|410
SPE$B|SPECIAL OP FD SER B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150
SPE$B|SPECIAL OP FD SER B|EGXW|CBOE TRADING, INC.|100
SPE$B|SPECIAL OP FD SER B|ETRS|E*Trade Securities LLC|1245
SPE$B|SPECIAL OP FD SER B|GTSZ|GTS SECURITIES LLC|25
SPE$B|SPECIAL OP FD SER B|INCA|INSTINET, LLC|200
SPE$B|SPECIAL OP FD SER B|LIME|Lime Brokerage LLC|50
SPE$B|SPECIAL OP FD SER B|NFSC|National Financial Services LLC|7433
SPE$B|SPECIAL OP FD SER B|NITE|VIRTU Americas LLC|1880
SPE$B|SPECIAL OP FD SER B|UBSA|UBS SECURITIES LLC|225
SPE$B|SPECIAL OP FD SER B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|161
SPEM|SPDR PORTFOLIO EMERG|AGIS|Aegis Capital Corp.|302
SPEM|SPDR PORTFOLIO EMERG|ALTX|Alternet Securities Inc.|3000
SPEM|SPDR PORTFOLIO EMERG|APCC|Apex Clearing Corporation|752
SPEM|SPDR PORTFOLIO EMERG|BANK|Primevest Financial Services, Inc.|233
SPEM|SPDR PORTFOLIO EMERG|BARD|Robert W. Baird & Co. Incorporated|1113
SPEM|SPDR PORTFOLIO EMERG|BATM|CBOE TRADING, INC.|43036
SPEM|SPDR PORTFOLIO EMERG|BBNT|BB&T SECURITIES, LLC|2712
SPEM|SPDR PORTFOLIO EMERG|BERN|Sanford C. Bernstein & Co., LLC|1800
SPEM|SPDR PORTFOLIO EMERG|BKCM|BNY Mellon Capital Markets LLC|267692
SPEM|SPDR PORTFOLIO EMERG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56665
SPEM|SPDR PORTFOLIO EMERG|BLTK|Bulltick, Llc|1957
SPEM|SPDR PORTFOLIO EMERG|BYXM|CBOE TRADING, INC.|197
SPEM|SPDR PORTFOLIO EMERG|CANT|Cantor Fitzgerald & Co.|821346
SPEM|SPDR PORTFOLIO EMERG|CHAS|Charles Schwab & Co., Inc.|177562
SPEM|SPDR PORTFOLIO EMERG|CIST|Capital Institutional Services, Inc.|70916
SPEM|SPDR PORTFOLIO EMERG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|187490
SPEM|SPDR PORTFOLIO EMERG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|136718
SPEM|SPDR PORTFOLIO EMERG|CSIN|Citadel Securities Institutional LLC|256544
SPEM|SPDR PORTFOLIO EMERG|CTDL|Citadel Derivatives Group Llc|306948
SPEM|SPDR PORTFOLIO EMERG|CXCX|CITIGROUP GLOBAL MARKETS INC.|24270
SPEM|SPDR PORTFOLIO EMERG|DBAB|Deutsche Bank Securities Inc.|4401
SPEM|SPDR PORTFOLIO EMERG|DBAX|Deutsche Bank Securities Inc.|48900
SPEM|SPDR PORTFOLIO EMERG|DEAN|MORGAN STANLEY|3498
SPEM|SPDR PORTFOLIO EMERG|EBXL|EBX LLC|56300
SPEM|SPDR PORTFOLIO EMERG|ECUT|CONVERGEX EXECUTION SOLUTIONS|8773
SPEM|SPDR PORTFOLIO EMERG|EDJO|Edward D. Jones & Co., L.P.|1194
SPEM|SPDR PORTFOLIO EMERG|EGAM|CBOE TRADING, INC.|4473
SPEM|SPDR PORTFOLIO EMERG|EGAW|CBOE TRADING, INC.|130
SPEM|SPDR PORTFOLIO EMERG|EGXM|CBOE TRADING, INC.|28268
SPEM|SPDR PORTFOLIO EMERG|EGXW|CBOE TRADING, INC.|260
SPEM|SPDR PORTFOLIO EMERG|ETBE|Electronic Transaction Clearing, Inc.|1314
SPEM|SPDR PORTFOLIO EMERG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19647
SPEM|SPDR PORTFOLIO EMERG|ETRS|E*Trade Securities LLC|9414
SPEM|SPDR PORTFOLIO EMERG|FBSB|U.S. Bancorp Investments, Inc.|1356
SPEM|SPDR PORTFOLIO EMERG|FCST|INTL FCSTONE FINANCIAL INC.|1300
SPEM|SPDR PORTFOLIO EMERG|FLTU|FLOW TRADERS US LLC|86498
SPEM|SPDR PORTFOLIO EMERG|FMAF|NBCN Inc./ CDS|814
SPEM|SPDR PORTFOLIO EMERG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|701
SPEM|SPDR PORTFOLIO EMERG|FTBR|Foliofn Investments, Inc.|4454
SPEM|SPDR PORTFOLIO EMERG|GEBB|GLOBAL EXECUTION BROKERS, LP|1820
SPEM|SPDR PORTFOLIO EMERG|GLPX|ACS EXECUTION SERVICES, LLC|600
SPEM|SPDR PORTFOLIO EMERG|GSCO|GOLDMAN SACHS & CO. LLC|274146
SPEM|SPDR PORTFOLIO EMERG|GSLT|GOLDMAN SACHS & CO. LLC|19594
SPEM|SPDR PORTFOLIO EMERG|GTSZ|GTS SECURITIES LLC|2099
SPEM|SPDR PORTFOLIO EMERG|HRBF|American Enterprise Investment Services Inc.|24634
SPEM|SPDR PORTFOLIO EMERG|IATS|INTERACTIVE BROKERS LLC|383
SPEM|SPDR PORTFOLIO EMERG|IBKR|Interactive Brokers Llc|1007
SPEM|SPDR PORTFOLIO EMERG|ICBX|INSTINET, LLC|74114
SPEM|SPDR PORTFOLIO EMERG|INCA|INSTINET, LLC|41201
SPEM|SPDR PORTFOLIO EMERG|INTL|INTL FCSTONE FINANCIAL INC.|38
SPEM|SPDR PORTFOLIO EMERG|ITGI|ITG Inc.|3116
SPEM|SPDR PORTFOLIO EMERG|ITGP|ITG INC.|5000
SPEM|SPDR PORTFOLIO EMERG|JMPT|JUMP TRADING, LLC|1420
SPEM|SPDR PORTFOLIO EMERG|JPMX|J.P. Morgan Securities LLC|77376
SPEM|SPDR PORTFOLIO EMERG|JSEB|JANE STREET EXECUTION SERVICES, LLC|347237
SPEM|SPDR PORTFOLIO EMERG|JSJX|JANE STREET CAPITAL LLC|429107
SPEM|SPDR PORTFOLIO EMERG|KCGM|VIRTU Americas LLC|31639
SPEM|SPDR PORTFOLIO EMERG|LEHM|Barclays Capital Inc./Le|693463
SPEM|SPDR PORTFOLIO EMERG|LIME|Lime Brokerage LLC|14003
SPEM|SPDR PORTFOLIO EMERG|MACC|Mid Atlantic Capital Corporation|8541
SPEM|SPDR PORTFOLIO EMERG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71506
SPEM|SPDR PORTFOLIO EMERG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
SPEM|SPDR PORTFOLIO EMERG|MOTF|MOTIF INVESTING, INC.|1
SPEM|SPDR PORTFOLIO EMERG|MSCO|MORGAN STANLEY & CO. LLC|438477
SPEM|SPDR PORTFOLIO EMERG|MSPL|MORGAN STANLEY & CO. LLC|50600
SPEM|SPDR PORTFOLIO EMERG|NBCS|NBC Securities, INC.|47
SPEM|SPDR PORTFOLIO EMERG|NFSC|National Financial Services LLC|783018
SPEM|SPDR PORTFOLIO EMERG|NITE|VIRTU Americas LLC|1111740
SPEM|SPDR PORTFOLIO EMERG|NITP|VIRTU Americas LLC|100
SPEM|SPDR PORTFOLIO EMERG|NQRB|Brut, LLC|3007
SPEM|SPDR PORTFOLIO EMERG|NTRC|Northern Trust Securities, Inc.|472441
SPEM|SPDR PORTFOLIO EMERG|OLDM|OLD MISSION CAPITAL, LLC|1213
SPEM|SPDR PORTFOLIO EMERG|OPCO|Oppenheimer & Co. Inc.|170
SPEM|SPDR PORTFOLIO EMERG|PDQM|CODA MARKETS, INC.|12515
SPEM|SPDR PORTFOLIO EMERG|PWJC|UBS Financial Services, Inc.|97
SPEM|SPDR PORTFOLIO EMERG|RBCM|RBC CAPITAL MARKETS, LLC|14205
SPEM|SPDR PORTFOLIO EMERG|SAGL|SAGETRADER, LLC|2212
SPEM|SPDR PORTFOLIO EMERG|SALI|INTL FCSTONE FINANCIAL INC.|101
SPEM|SPDR PORTFOLIO EMERG|SBSH|Citigroup Global Markets Inc.|51365
SPEM|SPDR PORTFOLIO EMERG|SEIC|SEI Investments Distribution Co.|400
SPEM|SPDR PORTFOLIO EMERG|SGMT|GOLDMAN SACHS & CO. LLC|44040
SPEM|SPDR PORTFOLIO EMERG|SPDR|SPEEDROUTE LLC|1882
SPEM|SPDR PORTFOLIO EMERG|STFL|Stifel, Nicolaus & Company, Incorporated|3161
SPEM|SPDR PORTFOLIO EMERG|SWIM|TD Ameritrade, Inc.|12961
SPEM|SPDR PORTFOLIO EMERG|SWST|Hilltop Securities Inc.|155
SPEM|SPDR PORTFOLIO EMERG|TRBT|Tradebot Systems, Inc.|68843
SPEM|SPDR PORTFOLIO EMERG|TRCM|TRC MARKETS LLC|2419
SPEM|SPDR PORTFOLIO EMERG|UBSA|UBS SECURITIES LLC|200001
SPEM|SPDR PORTFOLIO EMERG|UBSS|UBS Securities LLC|191312
SPEM|SPDR PORTFOLIO EMERG|VALX|VIRTU AMERICAS LLC|65
SPEM|SPDR PORTFOLIO EMERG|VGRD|Vanguard Marketing Corporation|3180
SPEM|SPDR PORTFOLIO EMERG|WBET|Wallachbeth Capital LLC|38224
SPEM|SPDR PORTFOLIO EMERG|WCHV|WELLS FARGO SECURITIES, LLC|118044
SPEM|SPDR PORTFOLIO EMERG|WEDB|WEDBUSH SECURITIES INC.|12
SPEM|SPDR PORTFOLIO EMERG|WEED|Weeden & Co.L.P.|10
SPEM|SPDR PORTFOLIO EMERG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1067
SPEM|SPDR PORTFOLIO EMERG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|268
SPEM|SPDR PORTFOLIO EMERG|WSEA|WOLVERINE SECURITIES, LLC|527
SPEM|SPDR PORTFOLIO EMERG|XPUS|XP SECURITIES, LLC|398
SPEM|SPDR PORTFOLIO EMERG|XSTM|NATIONAL FINANCIAL SERVICES LLC|10844
SPEM|SPDR PORTFOLIO EMERG|YKNA|COMHAR CAPITAL MARKETS, LLC|600
SPEM|SPDR PORTFOLIO EMERG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|63476
SPEX|SPHERIX INC|ALTX|Alternet Securities Inc.|100
SPEX|SPHERIX INC|APCC|Apex Clearing Corporation|11435
SPEX|SPHERIX INC|BATM|CBOE TRADING, INC.|7000
SPEX|SPHERIX INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3821
SPEX|SPHERIX INC|BYXM|CBOE TRADING, INC.|75
SPEX|SPHERIX INC|CHAS|Charles Schwab & Co., Inc.|1700
SPEX|SPHERIX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1101
SPEX|SPHERIX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9250
SPEX|SPHERIX INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
SPEX|SPHERIX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3206
SPEX|SPHERIX INC|DBAX|Deutsche Bank Securities Inc.|5300
SPEX|SPHERIX INC|DCHF|Dart Executions, LLC|900
SPEX|SPHERIX INC|DEGS|RONIN PROFESSIONAL LLC|1270
SPEX|SPHERIX INC|EBXL|EBX LLC|300
SPEX|SPHERIX INC|EDJO|Edward D. Jones & Co., L.P.|4075
SPEX|SPHERIX INC|EGAM|CBOE TRADING, INC.|500
SPEX|SPHERIX INC|EGXM|CBOE TRADING, INC.|5251
SPEX|SPHERIX INC|ETRS|E*Trade Securities LLC|163152
SPEX|SPHERIX INC|FBCO|Credit Suisse Securities (USA) LLC|56728
SPEX|SPHERIX INC|FILL|Tradestation Securities, Inc.|3415
SPEX|SPHERIX INC|FOMA|TD AMERITRADE CLEARING, INC.|336342
SPEX|SPHERIX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16
SPEX|SPHERIX INC|FTBR|Foliofn Investments, Inc.|145
SPEX|SPHERIX INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1518
SPEX|SPHERIX INC|GLPX|ACS EXECUTION SERVICES, LLC|1400
SPEX|SPHERIX INC|GSCO|GOLDMAN SACHS & CO. LLC|1163
SPEX|SPHERIX INC|GSLT|GOLDMAN SACHS & CO. LLC|2100
SPEX|SPHERIX INC|GTSZ|GTS SECURITIES LLC|1428
SPEX|SPHERIX INC|IATS|INTERACTIVE BROKERS LLC|3180
SPEX|SPHERIX INC|IBKR|Interactive Brokers Llc|98477
SPEX|SPHERIX INC|ICBX|INSTINET, LLC|700
SPEX|SPHERIX INC|INCA|INSTINET, LLC|2089
SPEX|SPHERIX INC|ITGI|ITG Inc.|1380
SPEX|SPHERIX INC|ITGP|ITG INC.|5600
SPEX|SPHERIX INC|JPMX|J.P. Morgan Securities LLC|1200
SPEX|SPHERIX INC|JSJX|JANE STREET CAPITAL LLC|1200
SPEX|SPHERIX INC|LEHM|Barclays Capital Inc./Le|1822
SPEX|SPHERIX INC|LGNT|COR CLEARING LLC|150
SPEX|SPHERIX INC|LIME|Lime Brokerage LLC|8539
SPEX|SPHERIX INC|LSCI|Lek Securities Corporation|1750
SPEX|SPHERIX INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1103
SPEX|SPHERIX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
SPEX|SPHERIX INC|MSCO|MORGAN STANLEY & CO. LLC|123626
SPEX|SPHERIX INC|MSPL|MORGAN STANLEY & CO. LLC|1800
SPEX|SPHERIX INC|NFSC|National Financial Services LLC|214375
SPEX|SPHERIX INC|NITE|VIRTU Americas LLC|369767
SPEX|SPHERIX INC|OPCO|Oppenheimer & Co. Inc.|300
SPEX|SPHERIX INC|PDQM|CODA MARKETS, INC.|2850
SPEX|SPHERIX INC|SAGL|SAGETRADER, LLC|700
SPEX|SPHERIX INC|SALI|INTL FCSTONE FINANCIAL INC.|34243
SPEX|SPHERIX INC|SBSH|Citigroup Global Markets Inc.|2662
SPEX|SPHERIX INC|SPDR|SPEEDROUTE LLC|7449
SPEX|SPHERIX INC|SWIM|TD Ameritrade, Inc.|74266
SPEX|SPHERIX INC|TKNG|ALLY INVEST SECURITIES LLC|1411
SPEX|SPHERIX INC|UBSA|UBS SECURITIES LLC|16932
SPEX|SPHERIX INC|UBSS|UBS Securities LLC|83430
SPEX|SPHERIX INC|VALX|VIRTU AMERICAS LLC|441
SPEX|SPHERIX INC|VGRD|Vanguard Marketing Corporation|1640
SPEX|SPHERIX INC|VSIN|Vision Financial Markets Llc|62524
SPEX|SPHERIX INC|WCHV|WELLS FARGO SECURITIES, LLC|27458
SPEX|SPHERIX INC|WGIF|CIBC World Markets Inc.|3020
SPEX|SPHERIX INC|WSEA|WOLVERINE SECURITIES, LLC|18900
SPFF|GLOBAL X SUPERINCOME|APCC|Apex Clearing Corporation|1089
SPFF|GLOBAL X SUPERINCOME|BANK|Primevest Financial Services, Inc.|2005
SPFF|GLOBAL X SUPERINCOME|BATM|CBOE TRADING, INC.|100
SPFF|GLOBAL X SUPERINCOME|BBNT|BB&T SECURITIES, LLC|1904
SPFF|GLOBAL X SUPERINCOME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4164
SPFF|GLOBAL X SUPERINCOME|BRGE|Newbridge Securities Corp.|1500
SPFF|GLOBAL X SUPERINCOME|CHAS|Charles Schwab & Co., Inc.|793
SPFF|GLOBAL X SUPERINCOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6303
SPFF|GLOBAL X SUPERINCOME|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
SPFF|GLOBAL X SUPERINCOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7168
SPFF|GLOBAL X SUPERINCOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|2092
SPFF|GLOBAL X SUPERINCOME|DBAX|Deutsche Bank Securities Inc.|3600
SPFF|GLOBAL X SUPERINCOME|DEAN|MORGAN STANLEY|7050
SPFF|GLOBAL X SUPERINCOME|EBXL|EBX LLC|5000
SPFF|GLOBAL X SUPERINCOME|EDJO|Edward D. Jones & Co., L.P.|2000
SPFF|GLOBAL X SUPERINCOME|EGAM|CBOE TRADING, INC.|279
SPFF|GLOBAL X SUPERINCOME|EGXM|CBOE TRADING, INC.|98
SPFF|GLOBAL X SUPERINCOME|ETBE|Electronic Transaction Clearing, Inc.|300
SPFF|GLOBAL X SUPERINCOME|ETRS|E*Trade Securities LLC|38694
SPFF|GLOBAL X SUPERINCOME|FBSB|U.S. Bancorp Investments, Inc.|2
SPFF|GLOBAL X SUPERINCOME|FMAF|NBCN Inc./ CDS|810
SPFF|GLOBAL X SUPERINCOME|FTBR|Foliofn Investments, Inc.|11159
SPFF|GLOBAL X SUPERINCOME|GEBB|GLOBAL EXECUTION BROKERS, LP|2450
SPFF|GLOBAL X SUPERINCOME|GSCO|GOLDMAN SACHS & CO. LLC|3000
SPFF|GLOBAL X SUPERINCOME|GSCS|GOLDMAN SACHS & CO. LLC|400
SPFF|GLOBAL X SUPERINCOME|HRBF|American Enterprise Investment Services Inc.|47328
SPFF|GLOBAL X SUPERINCOME|IATS|INTERACTIVE BROKERS LLC|896
SPFF|GLOBAL X SUPERINCOME|IBKR|Interactive Brokers Llc|13105
SPFF|GLOBAL X SUPERINCOME|ICBX|INSTINET, LLC|4570
SPFF|GLOBAL X SUPERINCOME|INCA|INSTINET, LLC|1100
SPFF|GLOBAL X SUPERINCOME|JANY|Janney Montgomery Scott Inc.|1440
SPFF|GLOBAL X SUPERINCOME|JPMX|J.P. Morgan Securities LLC|5400
SPFF|GLOBAL X SUPERINCOME|JSJX|JANE STREET CAPITAL LLC|73785
SPFF|GLOBAL X SUPERINCOME|KCGM|VIRTU Americas LLC|2600
SPFF|GLOBAL X SUPERINCOME|LEHM|Barclays Capital Inc./Le|8000
SPFF|GLOBAL X SUPERINCOME|LGNT|COR CLEARING LLC|12
SPFF|GLOBAL X SUPERINCOME|LIME|Lime Brokerage LLC|10445
SPFF|GLOBAL X SUPERINCOME|LSCI|Lek Securities Corporation|6
SPFF|GLOBAL X SUPERINCOME|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SPFF|GLOBAL X SUPERINCOME|MACC|Mid Atlantic Capital Corporation|21
SPFF|GLOBAL X SUPERINCOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9600
SPFF|GLOBAL X SUPERINCOME|MSCO|MORGAN STANLEY & CO. LLC|49426
SPFF|GLOBAL X SUPERINCOME|MSPL|MORGAN STANLEY & CO. LLC|5100
SPFF|GLOBAL X SUPERINCOME|NFSC|National Financial Services LLC|150844
SPFF|GLOBAL X SUPERINCOME|NITE|VIRTU Americas LLC|289285
SPFF|GLOBAL X SUPERINCOME|OPCO|Oppenheimer & Co. Inc.|15
SPFF|GLOBAL X SUPERINCOME|PDQM|CODA MARKETS, INC.|500
SPFF|GLOBAL X SUPERINCOME|PWJC|UBS Financial Services, Inc.|4000
SPFF|GLOBAL X SUPERINCOME|RBCM|RBC CAPITAL MARKETS, LLC|7448
SPFF|GLOBAL X SUPERINCOME|SBSH|Citigroup Global Markets Inc.|1100
SPFF|GLOBAL X SUPERINCOME|SGMT|GOLDMAN SACHS & CO. LLC|23604
SPFF|GLOBAL X SUPERINCOME|STFL|Stifel, Nicolaus & Company, Incorporated|5793
SPFF|GLOBAL X SUPERINCOME|SWIM|TD Ameritrade, Inc.|17413
SPFF|GLOBAL X SUPERINCOME|SWST|Hilltop Securities Inc.|400
SPFF|GLOBAL X SUPERINCOME|TKNG|ALLY INVEST SECURITIES LLC|1150
SPFF|GLOBAL X SUPERINCOME|TRBT|Tradebot Systems, Inc.|100
SPFF|GLOBAL X SUPERINCOME|UBSA|UBS SECURITIES LLC|24178
SPFF|GLOBAL X SUPERINCOME|UBSS|UBS Securities LLC|86083
SPFF|GLOBAL X SUPERINCOME|VALX|VIRTU AMERICAS LLC|12
SPFF|GLOBAL X SUPERINCOME|VGRD|Vanguard Marketing Corporation|28902
SPFF|GLOBAL X SUPERINCOME|VSIN|Vision Financial Markets Llc|100
SPFF|GLOBAL X SUPERINCOME|WCHV|WELLS FARGO SECURITIES, LLC|50067
SPFF|GLOBAL X SUPERINCOME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|126
SPFF|GLOBAL X SUPERINCOME|WSEA|WOLVERINE SECURITIES, LLC|1564
SPFF|GLOBAL X SUPERINCOME|XSTM|NATIONAL FINANCIAL SERVICES LLC|8688
SPFF|GLOBAL X SUPERINCOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19824
SPG|SIMON PPTY GRP INC|ABLE|NATIXIS Securities Americas LLC|44027
SPG|SIMON PPTY GRP INC|AGIS|Aegis Capital Corp.|52
SPG|SIMON PPTY GRP INC|ALTX|Alternet Securities Inc.|30957
SPG|SIMON PPTY GRP INC|ANOS|ABEL/NOSER, L.L.C.|6112
SPG|SIMON PPTY GRP INC|APCC|Apex Clearing Corporation|993
SPG|SIMON PPTY GRP INC|BALE|M&T SECURITIES, INC.|693
SPG|SIMON PPTY GRP INC|BANK|Primevest Financial Services, Inc.|185
SPG|SIMON PPTY GRP INC|BARD|Robert W. Baird & Co. Incorporated|1550
SPG|SIMON PPTY GRP INC|BATM|CBOE TRADING, INC.|18926
SPG|SIMON PPTY GRP INC|BAYC|BAY CREST PARTNERS, LLC|206
SPG|SIMON PPTY GRP INC|BBNT|BB&T SECURITIES, LLC|719
SPG|SIMON PPTY GRP INC|BERN|Sanford C. Bernstein & Co., LLC|106437
SPG|SIMON PPTY GRP INC|BIAD|SAGETRADER, LLC|124
SPG|SIMON PPTY GRP INC|BIDS|BIDS TRADING L.P.|3500
SPG|SIMON PPTY GRP INC|BIMI|Banca IMI Securities Corp.|513
SPG|SIMON PPTY GRP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11972
SPG|SIMON PPTY GRP INC|BLKX|INSTINET, LLC|146289
SPG|SIMON PPTY GRP INC|BMOC|BMO Capital Markets Corp.|2214
SPG|SIMON PPTY GRP INC|BNPX|BNP PARIBAS SECURITIES CORP.|157407
SPG|SIMON PPTY GRP INC|BTIG|BTIG, LLC|294819
SPG|SIMON PPTY GRP INC|BYXM|CBOE TRADING, INC.|4465
SPG|SIMON PPTY GRP INC|BZYD|GOLDMAN SACHS & CO. LLC|1000
SPG|SIMON PPTY GRP INC|CABR|Cabrera Capital Markets, Inc.|42
SPG|SIMON PPTY GRP INC|CANT|Cantor Fitzgerald & Co.|275
SPG|SIMON PPTY GRP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|24400
SPG|SIMON PPTY GRP INC|CHAS|Charles Schwab & Co., Inc.|1850
SPG|SIMON PPTY GRP INC|CIBP|CIBC World Markets Corp.|17194
SPG|SIMON PPTY GRP INC|CIST|Capital Institutional Services, Inc.|4982
SPG|SIMON PPTY GRP INC|CLSA|CLSA AMERICAS, LLC|6400
SPG|SIMON PPTY GRP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74009
SPG|SIMON PPTY GRP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|301
SPG|SIMON PPTY GRP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|46107
SPG|SIMON PPTY GRP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|552669
SPG|SIMON PPTY GRP INC|CTDL|Citadel Derivatives Group Llc|30600
SPG|SIMON PPTY GRP INC|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|900
SPG|SIMON PPTY GRP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|52310
SPG|SIMON PPTY GRP INC|DADA|D.A. Davidson & Co.|197
SPG|SIMON PPTY GRP INC|DAVA|Davenport & Company LLC|25
SPG|SIMON PPTY GRP INC|DBAB|Deutsche Bank Securities Inc.|459940
SPG|SIMON PPTY GRP INC|DBAX|Deutsche Bank Securities Inc.|476900
SPG|SIMON PPTY GRP INC|DBUL|Deutsche Bank Securities Inc.|5112
SPG|SIMON PPTY GRP INC|DCHF|Dart Executions, LLC|2344
SPG|SIMON PPTY GRP INC|DEAN|MORGAN STANLEY|9774
SPG|SIMON PPTY GRP INC|DEGS|RONIN PROFESSIONAL LLC|5207
SPG|SIMON PPTY GRP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5251
SPG|SIMON PPTY GRP INC|DRWK|DRW SECURITIES, L.L.C.|10056
SPG|SIMON PPTY GRP INC|EBXL|EBX LLC|259800
SPG|SIMON PPTY GRP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|41109
SPG|SIMON PPTY GRP INC|EDJC|Edward Jones / CDS|1491
SPG|SIMON PPTY GRP INC|EDJO|Edward D. Jones & Co., L.P.|22938
SPG|SIMON PPTY GRP INC|EGAM|CBOE TRADING, INC.|49089
SPG|SIMON PPTY GRP INC|EGAW|CBOE TRADING, INC.|607
SPG|SIMON PPTY GRP INC|EGMT|EG MARKET TECHNOLOGIES LLC|1596
SPG|SIMON PPTY GRP INC|EGXM|CBOE TRADING, INC.|4233
SPG|SIMON PPTY GRP INC|EGXW|CBOE TRADING, INC.|1
SPG|SIMON PPTY GRP INC|ETBE|Electronic Transaction Clearing, Inc.|46829
SPG|SIMON PPTY GRP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
SPG|SIMON PPTY GRP INC|ETCC|Electronic Transaction Clearing, Inc.|332
SPG|SIMON PPTY GRP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60517
SPG|SIMON PPTY GRP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
SPG|SIMON PPTY GRP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1899
SPG|SIMON PPTY GRP INC|ETRS|E*Trade Securities LLC|21968
SPG|SIMON PPTY GRP INC|EVRS|E1 ASSET MANAGEMENT, INC.|135
SPG|SIMON PPTY GRP INC|FILL|Tradestation Securities, Inc.|1288
SPG|SIMON PPTY GRP INC|FINX|FINTECH SECURITIES|610
SPG|SIMON PPTY GRP INC|FMAF|NBCN Inc./ CDS|754
SPG|SIMON PPTY GRP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|43900
SPG|SIMON PPTY GRP INC|FQLS|Quantlab Securities LP|462584
SPG|SIMON PPTY GRP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93515
SPG|SIMON PPTY GRP INC|FTBR|Foliofn Investments, Inc.|1213
SPG|SIMON PPTY GRP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1410
SPG|SIMON PPTY GRP INC|GLIS|TD Securities Inc|100
SPG|SIMON PPTY GRP INC|GLPX|ACS EXECUTION SERVICES, LLC|290610
SPG|SIMON PPTY GRP INC|GNAV|GREEN STREET TRADING, LLC|314608
SPG|SIMON PPTY GRP INC|GSCO|GOLDMAN SACHS & CO. LLC|1727610
SPG|SIMON PPTY GRP INC|GSCS|GOLDMAN SACHS & CO. LLC|12308
SPG|SIMON PPTY GRP INC|GSLT|GOLDMAN SACHS & CO. LLC|25042
SPG|SIMON PPTY GRP INC|GTSZ|GTS SECURITIES LLC|274661
SPG|SIMON PPTY GRP INC|HAPX|HAP Trading, LLC|2644
SPG|SIMON PPTY GRP INC|HRBF|American Enterprise Investment Services Inc.|45445
SPG|SIMON PPTY GRP INC|HSBC|HSBC Securities, Inc.|6176
SPG|SIMON PPTY GRP INC|IATS|INTERACTIVE BROKERS LLC|8688
SPG|SIMON PPTY GRP INC|IBKR|Interactive Brokers Llc|13380
SPG|SIMON PPTY GRP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|604
SPG|SIMON PPTY GRP INC|ICBX|INSTINET, LLC|159303
SPG|SIMON PPTY GRP INC|IEQY|CITADEL SECURITIES LLC|279503
SPG|SIMON PPTY GRP INC|INCA|INSTINET, LLC|378162
SPG|SIMON PPTY GRP INC|INJX|INSTINET, LLC|5528
SPG|SIMON PPTY GRP INC|INTL|INTL FCSTONE FINANCIAL INC.|1928
SPG|SIMON PPTY GRP INC|ITGI|ITG Inc.|54790
SPG|SIMON PPTY GRP INC|ITGP|ITG INC.|256800
SPG|SIMON PPTY GRP INC|JANY|Janney Montgomery Scott Inc.|1212
SPG|SIMON PPTY GRP INC|JEFF|JEFFERIES LLC|218165
SPG|SIMON PPTY GRP INC|JMPT|JUMP TRADING, LLC|71189
SPG|SIMON PPTY GRP INC|JONE|JonesTrading|414
SPG|SIMON PPTY GRP INC|JPBX|J.P. MORGAN SECURITIES LLC|102364
SPG|SIMON PPTY GRP INC|JPMX|J.P. Morgan Securities LLC|671103
SPG|SIMON PPTY GRP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|19666
SPG|SIMON PPTY GRP INC|JSJX|JANE STREET CAPITAL LLC|7065
SPG|SIMON PPTY GRP INC|KCGM|VIRTU Americas LLC|56522
SPG|SIMON PPTY GRP INC|LEHM|Barclays Capital Inc./Le|1090667
SPG|SIMON PPTY GRP INC|LIME|Lime Brokerage LLC|70001
SPG|SIMON PPTY GRP INC|LIWD|LIME BROKERAGE LLC|2553
SPG|SIMON PPTY GRP INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|352684
SPG|SIMON PPTY GRP INC|LOOP|Loop Capital Markets LLC|6897
SPG|SIMON PPTY GRP INC|LQNA|LIQUIDNET, INC.|71900
SPG|SIMON PPTY GRP INC|LSCI|Lek Securities Corporation|527
SPG|SIMON PPTY GRP INC|MACC|Mid Atlantic Capital Corporation|42
SPG|SIMON PPTY GRP INC|MAXM|Maxim Group LLC|800
SPG|SIMON PPTY GRP INC|MCMF|Raymond James Ltd. Cds|59
SPG|SIMON PPTY GRP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|176711
SPG|SIMON PPTY GRP INC|MOTF|MOTIF INVESTING, INC.|13
SPG|SIMON PPTY GRP INC|MPSG|E D & F Man Capital Markets Inc.|2418
SPG|SIMON PPTY GRP INC|MSCO|MORGAN STANLEY & CO. LLC|1829891
SPG|SIMON PPTY GRP INC|MSPL|MORGAN STANLEY & CO. LLC|188300
SPG|SIMON PPTY GRP INC|MSTX|MORGAN STANLEY & CO. LLC|129100
SPG|SIMON PPTY GRP INC|NATL|National Securities Corporation|350
SPG|SIMON PPTY GRP INC|NBCS|NBC Securities, INC.|27
SPG|SIMON PPTY GRP INC|NEUB|NEUBERGER BERMAN BD LLC|704
SPG|SIMON PPTY GRP INC|NFSC|National Financial Services LLC|113360
SPG|SIMON PPTY GRP INC|NITE|VIRTU Americas LLC|370187
SPG|SIMON PPTY GRP INC|NQRB|Brut, LLC|21062
SPG|SIMON PPTY GRP INC|NTBF|BMO Nesbitt Burns Inc./CDS|1746
SPG|SIMON PPTY GRP INC|NTRC|Northern Trust Securities, Inc.|269
SPG|SIMON PPTY GRP INC|OHOS|TWO SIGMA SECURITIES, LLC|73362
SPG|SIMON PPTY GRP INC|OPCO|Oppenheimer & Co. Inc.|2328
SPG|SIMON PPTY GRP INC|PCPT|PHILLIP CAPITAL INC.|110
SPG|SIMON PPTY GRP INC|PDQM|CODA MARKETS, INC.|665041
SPG|SIMON PPTY GRP INC|PHLY|NASDAQ Execution Services, LLC|3000
SPG|SIMON PPTY GRP INC|PIPR|Piper Jaffray & Co.|22
SPG|SIMON PPTY GRP INC|PWJC|UBS Financial Services, Inc.|16845
SPG|SIMON PPTY GRP INC|QMSR|QUATTRO M SECURITIES INC.|3939
SPG|SIMON PPTY GRP INC|RBCM|RBC CAPITAL MARKETS, LLC|33374
SPG|SIMON PPTY GRP INC|RHCO|Suntrust Robinson Humphrey, Inc.|170
SPG|SIMON PPTY GRP INC|SAGL|SAGETRADER, LLC|61773
SPG|SIMON PPTY GRP INC|SAGW|SAGETRADER, LLC|6
SPG|SIMON PPTY GRP INC|SBSH|Citigroup Global Markets Inc.|302042
SPG|SIMON PPTY GRP INC|SEIC|SEI Investments Distribution Co.|200
SPG|SIMON PPTY GRP INC|SGMT|GOLDMAN SACHS & CO. LLC|184084
SPG|SIMON PPTY GRP INC|SHMR|ABN Amro Clearing LLC|191
SPG|SIMON PPTY GRP INC|SIDC|Sidoti & Company, LLC|200
SPG|SIMON PPTY GRP INC|SPDR|SPEEDROUTE LLC|52003
SPG|SIMON PPTY GRP INC|SPHN|Stephens Inc.|479
SPG|SIMON PPTY GRP INC|STFL|Stifel, Nicolaus & Company, Incorporated|36159
SPG|SIMON PPTY GRP INC|STKP|STOCKPILE INVESTMENTS, INC.|24
SPG|SIMON PPTY GRP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4759
SPG|SIMON PPTY GRP INC|SWIM|TD Ameritrade, Inc.|16861
SPG|SIMON PPTY GRP INC|SWST|Hilltop Securities Inc.|2002
SPG|SIMON PPTY GRP INC|TAGC|TELSEY ADVISORY GROUP LLC|236
SPG|SIMON PPTY GRP INC|TDSI|TD Securities (USA) LLC|100
SPG|SIMON PPTY GRP INC|TKNG|ALLY INVEST SECURITIES LLC|229
SPG|SIMON PPTY GRP INC|TRBT|Tradebot Systems, Inc.|167843
SPG|SIMON PPTY GRP INC|TRCM|TRC MARKETS LLC|266859
SPG|SIMON PPTY GRP INC|TWTT|TASTYWORKS, INC.|200
SPG|SIMON PPTY GRP INC|UBSA|UBS SECURITIES LLC|973998
SPG|SIMON PPTY GRP INC|UBSS|UBS Securities LLC|1476114
SPG|SIMON PPTY GRP INC|VALX|VIRTU AMERICAS LLC|32431
SPG|SIMON PPTY GRP INC|VGRD|Vanguard Marketing Corporation|6581
SPG|SIMON PPTY GRP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5969
SPG|SIMON PPTY GRP INC|WCHV|WELLS FARGO SECURITIES, LLC|106990
SPG|SIMON PPTY GRP INC|WDNX|WEEDEN & CO.L.P.|16344
SPG|SIMON PPTY GRP INC|WEDB|WEDBUSH SECURITIES INC.|2363
SPG|SIMON PPTY GRP INC|WEED|Weeden & Co.L.P.|9546
SPG|SIMON PPTY GRP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|72342
SPG|SIMON PPTY GRP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15582
SPG|SIMON PPTY GRP INC|WGIF|CIBC World Markets Inc.|302
SPG|SIMON PPTY GRP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2000
SPG|SIMON PPTY GRP INC|WSEA|WOLVERINE SECURITIES, LLC|3274
SPG|SIMON PPTY GRP INC|WTCO|Williams Trading LLC|1600
SPG|SIMON PPTY GRP INC|XIST|INSTINET, LLC|53446
SPG|SIMON PPTY GRP INC|XPQR|Jump Trading|7665
SPG|SIMON PPTY GRP INC|XPUS|XP SECURITIES, LLC|32
SPG|SIMON PPTY GRP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|44322
SPG|SIMON PPTY GRP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|36416
SPG|SIMON PPTY GRP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2513
SPG$J|SIMON PROP GRP PFD J|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
SPG$J|SIMON PROP GRP PFD J|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|290
SPG$J|SIMON PROP GRP PFD J|ETRS|E*Trade Securities LLC|311
SPG$J|SIMON PROP GRP PFD J|FTBR|Foliofn Investments, Inc.|59
SPG$J|SIMON PROP GRP PFD J|GTSZ|GTS SECURITIES LLC|133
SPG$J|SIMON PROP GRP PFD J|HRBF|American Enterprise Investment Services Inc.|204
SPG$J|SIMON PROP GRP PFD J|IBKR|Interactive Brokers Llc|55
SPG$J|SIMON PROP GRP PFD J|MSCO|MORGAN STANLEY & CO. LLC|440
SPG$J|SIMON PROP GRP PFD J|NATL|National Securities Corporation|65
SPG$J|SIMON PROP GRP PFD J|NFSC|National Financial Services LLC|583
SPG$J|SIMON PROP GRP PFD J|NITE|VIRTU Americas LLC|3153
SPG$J|SIMON PROP GRP PFD J|UBSA|UBS SECURITIES LLC|133
SPG$J|SIMON PROP GRP PFD J|UBSS|UBS Securities LLC|616
SPG$J|SIMON PROP GRP PFD J|VGRD|Vanguard Marketing Corporation|820
SPG$J|SIMON PROP GRP PFD J|WCHV|WELLS FARGO SECURITIES, LLC|1385
SPG$J|SIMON PROP GRP PFD J|YLPL|Linsco/Private Ledger Financial Services, Incorporated|74
SPGI|S&P GLOBAL INC.|ABLE|NATIXIS Securities Americas LLC|180327
SPGI|S&P GLOBAL INC.|ALTX|Alternet Securities Inc.|4602
SPGI|S&P GLOBAL INC.|AMRI|AMERICAS EXECUTIONS, LLC|655
SPGI|S&P GLOBAL INC.|ANOS|ABEL/NOSER, L.L.C.|725
SPGI|S&P GLOBAL INC.|APCC|Apex Clearing Corporation|811
SPGI|S&P GLOBAL INC.|BALE|M&T SECURITIES, INC.|900
SPGI|S&P GLOBAL INC.|BANK|Primevest Financial Services, Inc.|23
SPGI|S&P GLOBAL INC.|BARD|Robert W. Baird & Co. Incorporated|3118
SPGI|S&P GLOBAL INC.|BATM|CBOE TRADING, INC.|15144
SPGI|S&P GLOBAL INC.|BAYC|BAY CREST PARTNERS, LLC|93
SPGI|S&P GLOBAL INC.|BAYT|BTIG, LLC|700
SPGI|S&P GLOBAL INC.|BBNT|BB&T SECURITIES, LLC|39
SPGI|S&P GLOBAL INC.|BERN|Sanford C. Bernstein & Co., LLC|71247
SPGI|S&P GLOBAL INC.|BIAD|SAGETRADER, LLC|182
SPGI|S&P GLOBAL INC.|BIDS|BIDS TRADING L.P.|6700
SPGI|S&P GLOBAL INC.|BIMI|Banca IMI Securities Corp.|10
SPGI|S&P GLOBAL INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7058
SPGI|S&P GLOBAL INC.|BLKX|INSTINET, LLC|30678
SPGI|S&P GLOBAL INC.|BMOC|BMO Capital Markets Corp.|2341
SPGI|S&P GLOBAL INC.|BNPX|BNP PARIBAS SECURITIES CORP.|95824
SPGI|S&P GLOBAL INC.|BTIG|BTIG, LLC|194502
SPGI|S&P GLOBAL INC.|BYXM|CBOE TRADING, INC.|1225
SPGI|S&P GLOBAL INC.|CABR|Cabrera Capital Markets, Inc.|408
SPGI|S&P GLOBAL INC.|CANT|Cantor Fitzgerald & Co.|42
SPGI|S&P GLOBAL INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|17800
SPGI|S&P GLOBAL INC.|CHAS|Charles Schwab & Co., Inc.|1797
SPGI|S&P GLOBAL INC.|CIBP|CIBC World Markets Corp.|43912
SPGI|S&P GLOBAL INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
SPGI|S&P GLOBAL INC.|CIST|Capital Institutional Services, Inc.|1584
SPGI|S&P GLOBAL INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76007
SPGI|S&P GLOBAL INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1438
SPGI|S&P GLOBAL INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|352428
SPGI|S&P GLOBAL INC.|CTDL|Citadel Derivatives Group Llc|95607
SPGI|S&P GLOBAL INC.|CTLR|CUTLER GROUP, LP|690
SPGI|S&P GLOBAL INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|35690
SPGI|S&P GLOBAL INC.|DADA|D.A. Davidson & Co.|334
SPGI|S&P GLOBAL INC.|DBAB|Deutsche Bank Securities Inc.|1210700
SPGI|S&P GLOBAL INC.|DBAX|Deutsche Bank Securities Inc.|187800
SPGI|S&P GLOBAL INC.|DCHF|Dart Executions, LLC|4141
SPGI|S&P GLOBAL INC.|DEAN|MORGAN STANLEY|12982
SPGI|S&P GLOBAL INC.|DEGS|RONIN PROFESSIONAL LLC|100
SPGI|S&P GLOBAL INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1176
SPGI|S&P GLOBAL INC.|DREX|Drexel Hamilton, LLC|6400
SPGI|S&P GLOBAL INC.|DRWK|DRW SECURITIES, L.L.C.|9652
SPGI|S&P GLOBAL INC.|EBXL|EBX LLC|210000
SPGI|S&P GLOBAL INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14450
SPGI|S&P GLOBAL INC.|EDJC|Edward Jones / CDS|47
SPGI|S&P GLOBAL INC.|EDJO|Edward D. Jones & Co., L.P.|1676
SPGI|S&P GLOBAL INC.|EGAM|CBOE TRADING, INC.|18205
SPGI|S&P GLOBAL INC.|EGAW|CBOE TRADING, INC.|493
SPGI|S&P GLOBAL INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2510
SPGI|S&P GLOBAL INC.|EGXM|CBOE TRADING, INC.|4288
SPGI|S&P GLOBAL INC.|ETBE|Electronic Transaction Clearing, Inc.|26685
SPGI|S&P GLOBAL INC.|ETCB|ETC BROKERAGE SERVICES, LLC|7
SPGI|S&P GLOBAL INC.|ETCC|Electronic Transaction Clearing, Inc.|660
SPGI|S&P GLOBAL INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29941
SPGI|S&P GLOBAL INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|558
SPGI|S&P GLOBAL INC.|ETRS|E*Trade Securities LLC|8294
SPGI|S&P GLOBAL INC.|FBSB|U.S. Bancorp Investments, Inc.|190
SPGI|S&P GLOBAL INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|147
SPGI|S&P GLOBAL INC.|FILL|Tradestation Securities, Inc.|554
SPGI|S&P GLOBAL INC.|FINX|FINTECH SECURITIES|1026
SPGI|S&P GLOBAL INC.|FMAF|NBCN Inc./ CDS|7708
SPGI|S&P GLOBAL INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8179
SPGI|S&P GLOBAL INC.|FQLS|Quantlab Securities LP|190785
SPGI|S&P GLOBAL INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79986
SPGI|S&P GLOBAL INC.|FTBR|Foliofn Investments, Inc.|3540
SPGI|S&P GLOBAL INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|75
SPGI|S&P GLOBAL INC.|GLIS|TD Securities Inc|174
SPGI|S&P GLOBAL INC.|GLPX|ACS EXECUTION SERVICES, LLC|84970
SPGI|S&P GLOBAL INC.|GSCO|GOLDMAN SACHS & CO. LLC|1040758
SPGI|S&P GLOBAL INC.|GSCS|GOLDMAN SACHS & CO. LLC|5944
SPGI|S&P GLOBAL INC.|GSLT|GOLDMAN SACHS & CO. LLC|5223
SPGI|S&P GLOBAL INC.|GTSZ|GTS SECURITIES LLC|189172
SPGI|S&P GLOBAL INC.|HRBF|American Enterprise Investment Services Inc.|8073
SPGI|S&P GLOBAL INC.|HSBC|HSBC Securities, Inc.|1534
SPGI|S&P GLOBAL INC.|IATS|INTERACTIVE BROKERS LLC|7520
SPGI|S&P GLOBAL INC.|IBKR|Interactive Brokers Llc|6249
SPGI|S&P GLOBAL INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2704
SPGI|S&P GLOBAL INC.|ICBX|INSTINET, LLC|33133
SPGI|S&P GLOBAL INC.|IEQY|CITADEL SECURITIES LLC|84599
SPGI|S&P GLOBAL INC.|INCA|INSTINET, LLC|264626
SPGI|S&P GLOBAL INC.|INJX|INSTINET, LLC|6957
SPGI|S&P GLOBAL INC.|ITGI|ITG Inc.|81794
SPGI|S&P GLOBAL INC.|ITGP|ITG INC.|90000
SPGI|S&P GLOBAL INC.|JANY|Janney Montgomery Scott Inc.|1242
SPGI|S&P GLOBAL INC.|JEFF|JEFFERIES LLC|120199
SPGI|S&P GLOBAL INC.|JMPT|JUMP TRADING, LLC|104916
SPGI|S&P GLOBAL INC.|JONE|JonesTrading|3300
SPGI|S&P GLOBAL INC.|JPBX|J.P. MORGAN SECURITIES LLC|172388
SPGI|S&P GLOBAL INC.|JPMX|J.P. Morgan Securities LLC|343240
SPGI|S&P GLOBAL INC.|JSJX|JANE STREET CAPITAL LLC|9845
SPGI|S&P GLOBAL INC.|KCGM|VIRTU Americas LLC|39157
SPGI|S&P GLOBAL INC.|LEHM|Barclays Capital Inc./Le|668288
SPGI|S&P GLOBAL INC.|LIME|Lime Brokerage LLC|33030
SPGI|S&P GLOBAL INC.|LOOP|Loop Capital Markets LLC|7170
SPGI|S&P GLOBAL INC.|LQNA|LIQUIDNET, INC.|17700
SPGI|S&P GLOBAL INC.|LSCI|Lek Securities Corporation|686
SPGI|S&P GLOBAL INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SPGI|S&P GLOBAL INC.|MACC|Mid Atlantic Capital Corporation|43
SPGI|S&P GLOBAL INC.|MAXM|Maxim Group LLC|25072
SPGI|S&P GLOBAL INC.|MCMF|Raymond James Ltd. Cds|1763
SPGI|S&P GLOBAL INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|110322
SPGI|S&P GLOBAL INC.|MOTF|MOTIF INVESTING, INC.|15
SPGI|S&P GLOBAL INC.|MSCO|MORGAN STANLEY & CO. LLC|3635495
SPGI|S&P GLOBAL INC.|MSPL|MORGAN STANLEY & CO. LLC|271000
SPGI|S&P GLOBAL INC.|MSTX|MORGAN STANLEY & CO. LLC|172700
SPGI|S&P GLOBAL INC.|NATL|National Securities Corporation|513
SPGI|S&P GLOBAL INC.|NEED|Needham & Company, LLC|315
SPGI|S&P GLOBAL INC.|NFSC|National Financial Services LLC|74818
SPGI|S&P GLOBAL INC.|NITE|VIRTU Americas LLC|210583
SPGI|S&P GLOBAL INC.|NITP|VIRTU Americas LLC|105
SPGI|S&P GLOBAL INC.|NQRB|Brut, LLC|12591
SPGI|S&P GLOBAL INC.|NTBF|BMO Nesbitt Burns Inc./CDS|255
SPGI|S&P GLOBAL INC.|NTRC|Northern Trust Securities, Inc.|21779
SPGI|S&P GLOBAL INC.|OPCO|Oppenheimer & Co. Inc.|2285
SPGI|S&P GLOBAL INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2000
SPGI|S&P GLOBAL INC.|PDQM|CODA MARKETS, INC.|118342
SPGI|S&P GLOBAL INC.|PHLY|NASDAQ Execution Services, LLC|200
SPGI|S&P GLOBAL INC.|PICT|Pictet Overseas Inc.|67
SPGI|S&P GLOBAL INC.|PIPR|Piper Jaffray & Co.|401
SPGI|S&P GLOBAL INC.|PWJC|UBS Financial Services, Inc.|4304
SPGI|S&P GLOBAL INC.|QMSR|QUATTRO M SECURITIES INC.|1792
SPGI|S&P GLOBAL INC.|RBCM|RBC CAPITAL MARKETS, LLC|9183
SPGI|S&P GLOBAL INC.|RHCO|Suntrust Robinson Humphrey, Inc.|6870
SPGI|S&P GLOBAL INC.|SAGL|SAGETRADER, LLC|15645
SPGI|S&P GLOBAL INC.|SALI|INTL FCSTONE FINANCIAL INC.|32
SPGI|S&P GLOBAL INC.|SBSH|Citigroup Global Markets Inc.|126338
SPGI|S&P GLOBAL INC.|SEIC|SEI Investments Distribution Co.|675
SPGI|S&P GLOBAL INC.|SGMT|GOLDMAN SACHS & CO. LLC|97725
SPGI|S&P GLOBAL INC.|SHMR|ABN Amro Clearing LLC|74
SPGI|S&P GLOBAL INC.|SJLS|TRADE INFORMATICS LLC|6110
SPGI|S&P GLOBAL INC.|SOGO|Wang Investment Associates, Inc.|9
SPGI|S&P GLOBAL INC.|SPDR|SPEEDROUTE LLC|45520
SPGI|S&P GLOBAL INC.|SPHN|Stephens Inc.|407
SPGI|S&P GLOBAL INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2702
SPGI|S&P GLOBAL INC.|STKP|STOCKPILE INVESTMENTS, INC.|4
SPGI|S&P GLOBAL INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3822
SPGI|S&P GLOBAL INC.|SWIM|TD Ameritrade, Inc.|3039
SPGI|S&P GLOBAL INC.|SWST|Hilltop Securities Inc.|1937
SPGI|S&P GLOBAL INC.|TAGC|TELSEY ADVISORY GROUP LLC|386
SPGI|S&P GLOBAL INC.|TKNG|ALLY INVEST SECURITIES LLC|363
SPGI|S&P GLOBAL INC.|TRBT|Tradebot Systems, Inc.|91760
SPGI|S&P GLOBAL INC.|TRCM|TRC MARKETS LLC|81291
SPGI|S&P GLOBAL INC.|TWTT|TASTYWORKS, INC.|50
SPGI|S&P GLOBAL INC.|UBSA|UBS SECURITIES LLC|611869
SPGI|S&P GLOBAL INC.|UBSS|UBS Securities LLC|769758
SPGI|S&P GLOBAL INC.|VALX|VIRTU AMERICAS LLC|26589
SPGI|S&P GLOBAL INC.|VGRD|Vanguard Marketing Corporation|3802
SPGI|S&P GLOBAL INC.|VSIN|Vision Financial Markets Llc|111
SPGI|S&P GLOBAL INC.|WABR|Wall Street Access|2937
SPGI|S&P GLOBAL INC.|WBLR|WILLIAM BLAIR|2
SPGI|S&P GLOBAL INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2733
SPGI|S&P GLOBAL INC.|WCHV|WELLS FARGO SECURITIES, LLC|55116
SPGI|S&P GLOBAL INC.|WDNX|WEEDEN & CO.L.P.|5594
SPGI|S&P GLOBAL INC.|WEDB|WEDBUSH SECURITIES INC.|1123
SPGI|S&P GLOBAL INC.|WEED|Weeden & Co.L.P.|3333
SPGI|S&P GLOBAL INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22995
SPGI|S&P GLOBAL INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11458
SPGI|S&P GLOBAL INC.|WGIF|CIBC World Markets Inc.|1240
SPGI|S&P GLOBAL INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|283
SPGI|S&P GLOBAL INC.|WOLF|Wolfe Trahan Securities|100
SPGI|S&P GLOBAL INC.|WSAG|WALL STREET ACCESS|1101
SPGI|S&P GLOBAL INC.|WSEA|WOLVERINE SECURITIES, LLC|3146
SPGI|S&P GLOBAL INC.|XIST|INSTINET, LLC|84322
SPGI|S&P GLOBAL INC.|XPQR|Jump Trading|9581
SPGI|S&P GLOBAL INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|13738
SPGI|S&P GLOBAL INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|9460
SPGI|S&P GLOBAL INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7795
SPH|SUBURBAN PROPANE|ALTX|Alternet Securities Inc.|7873
SPH|SUBURBAN PROPANE|APCC|Apex Clearing Corporation|49
SPH|SUBURBAN PROPANE|BANK|Primevest Financial Services, Inc.|14
SPH|SUBURBAN PROPANE|BARD|Robert W. Baird & Co. Incorporated|1400
SPH|SUBURBAN PROPANE|BATM|CBOE TRADING, INC.|2169
SPH|SUBURBAN PROPANE|BBNT|BB&T SECURITIES, LLC|1394
SPH|SUBURBAN PROPANE|BERN|Sanford C. Bernstein & Co., LLC|2522
SPH|SUBURBAN PROPANE|BIAD|SAGETRADER, LLC|2
SPH|SUBURBAN PROPANE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18195
SPH|SUBURBAN PROPANE|BLKX|INSTINET, LLC|5000
SPH|SUBURBAN PROPANE|BNPX|BNP PARIBAS SECURITIES CORP.|198
SPH|SUBURBAN PROPANE|BTIG|BTIG, LLC|237
SPH|SUBURBAN PROPANE|BYXM|CBOE TRADING, INC.|198
SPH|SUBURBAN PROPANE|BZYD|GOLDMAN SACHS & CO. LLC|1085
SPH|SUBURBAN PROPANE|CANT|Cantor Fitzgerald & Co.|342
SPH|SUBURBAN PROPANE|CHAS|Charles Schwab & Co., Inc.|845
SPH|SUBURBAN PROPANE|CIST|Capital Institutional Services, Inc.|108
SPH|SUBURBAN PROPANE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47121
SPH|SUBURBAN PROPANE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6569
SPH|SUBURBAN PROPANE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30974
SPH|SUBURBAN PROPANE|CTDL|Citadel Derivatives Group Llc|71
SPH|SUBURBAN PROPANE|CXCX|CITIGROUP GLOBAL MARKETS INC.|5126
SPH|SUBURBAN PROPANE|DADA|D.A. Davidson & Co.|1
SPH|SUBURBAN PROPANE|DBAB|Deutsche Bank Securities Inc.|3079
SPH|SUBURBAN PROPANE|DBAX|Deutsche Bank Securities Inc.|18700
SPH|SUBURBAN PROPANE|DEAN|MORGAN STANLEY|9340
SPH|SUBURBAN PROPANE|DEGS|RONIN PROFESSIONAL LLC|590
SPH|SUBURBAN PROPANE|EBXL|EBX LLC|15300
SPH|SUBURBAN PROPANE|EDJO|Edward D. Jones & Co., L.P.|17743
SPH|SUBURBAN PROPANE|EGAM|CBOE TRADING, INC.|4463
SPH|SUBURBAN PROPANE|EGXM|CBOE TRADING, INC.|1409
SPH|SUBURBAN PROPANE|ESPO|ESPOSITO SECURITIES, LLC|25
SPH|SUBURBAN PROPANE|ETBE|Electronic Transaction Clearing, Inc.|200
SPH|SUBURBAN PROPANE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
SPH|SUBURBAN PROPANE|ETRS|E*Trade Securities LLC|31012
SPH|SUBURBAN PROPANE|FBSB|U.S. Bancorp Investments, Inc.|7
SPH|SUBURBAN PROPANE|FINX|FINTECH SECURITIES|2150
SPH|SUBURBAN PROPANE|FMAF|NBCN Inc./ CDS|213
SPH|SUBURBAN PROPANE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7040
SPH|SUBURBAN PROPANE|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|400
SPH|SUBURBAN PROPANE|FTBR|Foliofn Investments, Inc.|1040
SPH|SUBURBAN PROPANE|GEBB|GLOBAL EXECUTION BROKERS, LP|259
SPH|SUBURBAN PROPANE|GLPX|ACS EXECUTION SERVICES, LLC|5220
SPH|SUBURBAN PROPANE|GSCO|GOLDMAN SACHS & CO. LLC|45468
SPH|SUBURBAN PROPANE|GSLT|GOLDMAN SACHS & CO. LLC|400
SPH|SUBURBAN PROPANE|GTSZ|GTS SECURITIES LLC|3447
SPH|SUBURBAN PROPANE|HAPX|HAP Trading, LLC|59
SPH|SUBURBAN PROPANE|HRBF|American Enterprise Investment Services Inc.|7891
SPH|SUBURBAN PROPANE|IATS|INTERACTIVE BROKERS LLC|4605
SPH|SUBURBAN PROPANE|IBKR|Interactive Brokers Llc|3354
SPH|SUBURBAN PROPANE|ICBX|INSTINET, LLC|7549
SPH|SUBURBAN PROPANE|INCA|INSTINET, LLC|11518
SPH|SUBURBAN PROPANE|ITGI|ITG Inc.|3633
SPH|SUBURBAN PROPANE|ITGP|ITG INC.|13600
SPH|SUBURBAN PROPANE|JANY|Janney Montgomery Scott Inc.|3883
SPH|SUBURBAN PROPANE|JEFF|JEFFERIES LLC|6212
SPH|SUBURBAN PROPANE|JMPT|JUMP TRADING, LLC|1430
SPH|SUBURBAN PROPANE|JPMX|J.P. Morgan Securities LLC|77871
SPH|SUBURBAN PROPANE|JSJX|JANE STREET CAPITAL LLC|53994
SPH|SUBURBAN PROPANE|KCGM|VIRTU Americas LLC|12858
SPH|SUBURBAN PROPANE|LEHM|Barclays Capital Inc./Le|25361
SPH|SUBURBAN PROPANE|LIME|Lime Brokerage LLC|8287
SPH|SUBURBAN PROPANE|LQNA|LIQUIDNET, INC.|13800
SPH|SUBURBAN PROPANE|MACC|Mid Atlantic Capital Corporation|650
SPH|SUBURBAN PROPANE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14916
SPH|SUBURBAN PROPANE|MOTF|MOTIF INVESTING, INC.|3
SPH|SUBURBAN PROPANE|MSCO|MORGAN STANLEY & CO. LLC|71722
SPH|SUBURBAN PROPANE|MSPL|MORGAN STANLEY & CO. LLC|5100
SPH|SUBURBAN PROPANE|NEUB|NEUBERGER BERMAN BD LLC|300
SPH|SUBURBAN PROPANE|NFSC|National Financial Services LLC|86284
SPH|SUBURBAN PROPANE|NITE|VIRTU Americas LLC|169712
SPH|SUBURBAN PROPANE|NQRB|Brut, LLC|800
SPH|SUBURBAN PROPANE|NTRC|Northern Trust Securities, Inc.|503
SPH|SUBURBAN PROPANE|OPCO|Oppenheimer & Co. Inc.|3532
SPH|SUBURBAN PROPANE|PDQM|CODA MARKETS, INC.|16235
SPH|SUBURBAN PROPANE|PHLY|NASDAQ Execution Services, LLC|200
SPH|SUBURBAN PROPANE|PWJC|UBS Financial Services, Inc.|10733
SPH|SUBURBAN PROPANE|RBCM|RBC CAPITAL MARKETS, LLC|2840
SPH|SUBURBAN PROPANE|SAGL|SAGETRADER, LLC|460
SPH|SUBURBAN PROPANE|SAGW|SAGETRADER, LLC|1351
SPH|SUBURBAN PROPANE|SALI|INTL FCSTONE FINANCIAL INC.|200
SPH|SUBURBAN PROPANE|SBSH|Citigroup Global Markets Inc.|4388
SPH|SUBURBAN PROPANE|SEIC|SEI Investments Distribution Co.|6000
SPH|SUBURBAN PROPANE|SGMT|GOLDMAN SACHS & CO. LLC|16771
SPH|SUBURBAN PROPANE|SPDR|SPEEDROUTE LLC|2131
SPH|SUBURBAN PROPANE|SPHN|Stephens Inc.|100
SPH|SUBURBAN PROPANE|STFL|Stifel, Nicolaus & Company, Incorporated|5616
SPH|SUBURBAN PROPANE|SWIM|TD Ameritrade, Inc.|4553
SPH|SUBURBAN PROPANE|SWST|Hilltop Securities Inc.|3146
SPH|SUBURBAN PROPANE|TKNG|ALLY INVEST SECURITIES LLC|25
SPH|SUBURBAN PROPANE|TRBT|Tradebot Systems, Inc.|2228
SPH|SUBURBAN PROPANE|TRCM|TRC MARKETS LLC|10475
SPH|SUBURBAN PROPANE|UBSA|UBS SECURITIES LLC|77435
SPH|SUBURBAN PROPANE|UBSS|UBS Securities LLC|141147
SPH|SUBURBAN PROPANE|VALX|VIRTU AMERICAS LLC|1997
SPH|SUBURBAN PROPANE|VGRD|Vanguard Marketing Corporation|40565
SPH|SUBURBAN PROPANE|WBLR|WILLIAM BLAIR|1560
SPH|SUBURBAN PROPANE|WBPX|SUMMIT SECURITIES GROUP, LLC|200
SPH|SUBURBAN PROPANE|WCHV|WELLS FARGO SECURITIES, LLC|54482
SPH|SUBURBAN PROPANE|WDLF|W.D. Latimer Company Ltd./CDS|500
SPH|SUBURBAN PROPANE|WEED|Weeden & Co.L.P.|7700
SPH|SUBURBAN PROPANE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1565
SPH|SUBURBAN PROPANE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5321
SPH|SUBURBAN PROPANE|WSEA|WOLVERINE SECURITIES, LLC|2107
SPH|SUBURBAN PROPANE|XSTM|NATIONAL FINANCIAL SERVICES LLC|10670
SPH|SUBURBAN PROPANE|YKNA|COMHAR CAPITAL MARKETS, LLC|942
SPH|SUBURBAN PROPANE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17116
SPHB|INVS SP 500 HI BETA|APCC|Apex Clearing Corporation|16
SPHB|INVS SP 500 HI BETA|BERN|Sanford C. Bernstein & Co., LLC|69325
SPHB|INVS SP 500 HI BETA|BIDS|BIDS TRADING L.P.|2300
SPHB|INVS SP 500 HI BETA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5850
SPHB|INVS SP 500 HI BETA|CANT|Cantor Fitzgerald & Co.|165905
SPHB|INVS SP 500 HI BETA|CHAS|Charles Schwab & Co., Inc.|82
SPHB|INVS SP 500 HI BETA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5306
SPHB|INVS SP 500 HI BETA|CSIN|Citadel Securities Institutional LLC|840
SPHB|INVS SP 500 HI BETA|CTDL|Citadel Derivatives Group Llc|3540
SPHB|INVS SP 500 HI BETA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2738
SPHB|INVS SP 500 HI BETA|DBAB|Deutsche Bank Securities Inc.|200
SPHB|INVS SP 500 HI BETA|DBAX|Deutsche Bank Securities Inc.|2700
SPHB|INVS SP 500 HI BETA|DEAN|MORGAN STANLEY|1214
SPHB|INVS SP 500 HI BETA|EBXL|EBX LLC|4800
SPHB|INVS SP 500 HI BETA|EDJO|Edward D. Jones & Co., L.P.|211
SPHB|INVS SP 500 HI BETA|ETBE|Electronic Transaction Clearing, Inc.|1100
SPHB|INVS SP 500 HI BETA|ETRS|E*Trade Securities LLC|941
SPHB|INVS SP 500 HI BETA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
SPHB|INVS SP 500 HI BETA|FTBR|Foliofn Investments, Inc.|75141
SPHB|INVS SP 500 HI BETA|GSCO|GOLDMAN SACHS & CO. LLC|2400
SPHB|INVS SP 500 HI BETA|GTSZ|GTS SECURITIES LLC|182317
SPHB|INVS SP 500 HI BETA|HRBF|American Enterprise Investment Services Inc.|2426
SPHB|INVS SP 500 HI BETA|IATS|INTERACTIVE BROKERS LLC|470
SPHB|INVS SP 500 HI BETA|IBKR|Interactive Brokers Llc|15573
SPHB|INVS SP 500 HI BETA|ICBX|INSTINET, LLC|10464
SPHB|INVS SP 500 HI BETA|INCA|INSTINET, LLC|185666
SPHB|INVS SP 500 HI BETA|ITGI|ITG Inc.|1000
SPHB|INVS SP 500 HI BETA|ITGP|ITG INC.|1400
SPHB|INVS SP 500 HI BETA|JMPT|JUMP TRADING, LLC|381
SPHB|INVS SP 500 HI BETA|JPMX|J.P. Morgan Securities LLC|430
SPHB|INVS SP 500 HI BETA|JSEB|JANE STREET EXECUTION SERVICES, LLC|171712
SPHB|INVS SP 500 HI BETA|JSJX|JANE STREET CAPITAL LLC|63936
SPHB|INVS SP 500 HI BETA|KCGM|VIRTU Americas LLC|3483
SPHB|INVS SP 500 HI BETA|LEHM|Barclays Capital Inc./Le|8074
SPHB|INVS SP 500 HI BETA|LIME|Lime Brokerage LLC|33973
SPHB|INVS SP 500 HI BETA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1970
SPHB|INVS SP 500 HI BETA|MOTF|MOTIF INVESTING, INC.|4
SPHB|INVS SP 500 HI BETA|MSCO|MORGAN STANLEY & CO. LLC|232994
SPHB|INVS SP 500 HI BETA|MSPL|MORGAN STANLEY & CO. LLC|200
SPHB|INVS SP 500 HI BETA|NFSC|National Financial Services LLC|20467
SPHB|INVS SP 500 HI BETA|NITE|VIRTU Americas LLC|106911
SPHB|INVS SP 500 HI BETA|NQRB|Brut, LLC|400
SPHB|INVS SP 500 HI BETA|OPCO|Oppenheimer & Co. Inc.|2315
SPHB|INVS SP 500 HI BETA|PDQM|CODA MARKETS, INC.|6200
SPHB|INVS SP 500 HI BETA|RBCM|RBC CAPITAL MARKETS, LLC|250
SPHB|INVS SP 500 HI BETA|SBSH|Citigroup Global Markets Inc.|3034
SPHB|INVS SP 500 HI BETA|SGMT|GOLDMAN SACHS & CO. LLC|7115
SPHB|INVS SP 500 HI BETA|SWIM|TD Ameritrade, Inc.|2240
SPHB|INVS SP 500 HI BETA|TRBT|Tradebot Systems, Inc.|6762
SPHB|INVS SP 500 HI BETA|TRCM|TRC MARKETS LLC|13
SPHB|INVS SP 500 HI BETA|UBSA|UBS SECURITIES LLC|5030
SPHB|INVS SP 500 HI BETA|UBSS|UBS Securities LLC|16308
SPHB|INVS SP 500 HI BETA|VGRD|Vanguard Marketing Corporation|437
SPHB|INVS SP 500 HI BETA|WCHV|WELLS FARGO SECURITIES, LLC|2914
SPHB|INVS SP 500 HI BETA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|212
SPHB|INVS SP 500 HI BETA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|729
SPHB|INVS SP 500 HI BETA|WSEA|WOLVERINE SECURITIES, LLC|128
SPHB|INVS SP 500 HI BETA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26166
SPHD|IN S&P 500 HI DIV|AGIS|Aegis Capital Corp.|124
SPHD|IN S&P 500 HI DIV|ALTX|Alternet Securities Inc.|200
SPHD|IN S&P 500 HI DIV|APCC|Apex Clearing Corporation|592
SPHD|IN S&P 500 HI DIV|BANK|Primevest Financial Services, Inc.|861
SPHD|IN S&P 500 HI DIV|BARD|Robert W. Baird & Co. Incorporated|1954
SPHD|IN S&P 500 HI DIV|BATM|CBOE TRADING, INC.|6052
SPHD|IN S&P 500 HI DIV|BBNT|BB&T SECURITIES, LLC|7402
SPHD|IN S&P 500 HI DIV|BERN|Sanford C. Bernstein & Co., LLC|505
SPHD|IN S&P 500 HI DIV|BIDS|BIDS TRADING L.P.|300
SPHD|IN S&P 500 HI DIV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26553
SPHD|IN S&P 500 HI DIV|BYXM|CBOE TRADING, INC.|300
SPHD|IN S&P 500 HI DIV|CANT|Cantor Fitzgerald & Co.|163450
SPHD|IN S&P 500 HI DIV|CHAS|Charles Schwab & Co., Inc.|283
SPHD|IN S&P 500 HI DIV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6702
SPHD|IN S&P 500 HI DIV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
SPHD|IN S&P 500 HI DIV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71363
SPHD|IN S&P 500 HI DIV|CSIN|Citadel Securities Institutional LLC|304404
SPHD|IN S&P 500 HI DIV|CTDL|Citadel Derivatives Group Llc|309786
SPHD|IN S&P 500 HI DIV|CXCX|CITIGROUP GLOBAL MARKETS INC.|4942
SPHD|IN S&P 500 HI DIV|DADA|D.A. Davidson & Co.|1814
SPHD|IN S&P 500 HI DIV|DBAB|Deutsche Bank Securities Inc.|700
SPHD|IN S&P 500 HI DIV|DBAX|Deutsche Bank Securities Inc.|30900
SPHD|IN S&P 500 HI DIV|DEAN|MORGAN STANLEY|29492
SPHD|IN S&P 500 HI DIV|EBXL|EBX LLC|36400
SPHD|IN S&P 500 HI DIV|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
SPHD|IN S&P 500 HI DIV|EDJC|Edward Jones / CDS|300
SPHD|IN S&P 500 HI DIV|EDJO|Edward D. Jones & Co., L.P.|113488
SPHD|IN S&P 500 HI DIV|EGAM|CBOE TRADING, INC.|3236
SPHD|IN S&P 500 HI DIV|EGAW|CBOE TRADING, INC.|75
SPHD|IN S&P 500 HI DIV|EGXM|CBOE TRADING, INC.|202
SPHD|IN S&P 500 HI DIV|ETBE|Electronic Transaction Clearing, Inc.|1900
SPHD|IN S&P 500 HI DIV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|334
SPHD|IN S&P 500 HI DIV|ETRS|E*Trade Securities LLC|84981
SPHD|IN S&P 500 HI DIV|FBSB|U.S. Bancorp Investments, Inc.|4923
SPHD|IN S&P 500 HI DIV|FILL|Tradestation Securities, Inc.|200
SPHD|IN S&P 500 HI DIV|FINX|FINTECH SECURITIES|1650
SPHD|IN S&P 500 HI DIV|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|14600
SPHD|IN S&P 500 HI DIV|FMAF|NBCN Inc./ CDS|1375
SPHD|IN S&P 500 HI DIV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1532
SPHD|IN S&P 500 HI DIV|FTBR|Foliofn Investments, Inc.|2943
SPHD|IN S&P 500 HI DIV|GLIS|TD Securities Inc|200
SPHD|IN S&P 500 HI DIV|GSCO|GOLDMAN SACHS & CO. LLC|1806
SPHD|IN S&P 500 HI DIV|GSLT|GOLDMAN SACHS & CO. LLC|2872
SPHD|IN S&P 500 HI DIV|GTSZ|GTS SECURITIES LLC|222211
SPHD|IN S&P 500 HI DIV|HRBF|American Enterprise Investment Services Inc.|184461
SPHD|IN S&P 500 HI DIV|IATS|INTERACTIVE BROKERS LLC|3261
SPHD|IN S&P 500 HI DIV|IBKR|Interactive Brokers Llc|7685
SPHD|IN S&P 500 HI DIV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|264
SPHD|IN S&P 500 HI DIV|ICBX|INSTINET, LLC|14360
SPHD|IN S&P 500 HI DIV|INCA|INSTINET, LLC|2941
SPHD|IN S&P 500 HI DIV|INJX|INSTINET, LLC|4300
SPHD|IN S&P 500 HI DIV|ITGI|ITG Inc.|5772
SPHD|IN S&P 500 HI DIV|ITGP|ITG INC.|7600
SPHD|IN S&P 500 HI DIV|JANY|Janney Montgomery Scott Inc.|12957
SPHD|IN S&P 500 HI DIV|JEFF|JEFFERIES LLC|81351
SPHD|IN S&P 500 HI DIV|JMPT|JUMP TRADING, LLC|750
SPHD|IN S&P 500 HI DIV|JPBX|J.P. MORGAN SECURITIES LLC|200
SPHD|IN S&P 500 HI DIV|JPMX|J.P. Morgan Securities LLC|6408
SPHD|IN S&P 500 HI DIV|JSEB|JANE STREET EXECUTION SERVICES, LLC|30400
SPHD|IN S&P 500 HI DIV|JSJX|JANE STREET CAPITAL LLC|295720
SPHD|IN S&P 500 HI DIV|KCGM|VIRTU Americas LLC|30475
SPHD|IN S&P 500 HI DIV|LEHM|Barclays Capital Inc./Le|101821
SPHD|IN S&P 500 HI DIV|LIME|Lime Brokerage LLC|8442
SPHD|IN S&P 500 HI DIV|MACC|Mid Atlantic Capital Corporation|820
SPHD|IN S&P 500 HI DIV|MAXM|Maxim Group LLC|11159
SPHD|IN S&P 500 HI DIV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17268
SPHD|IN S&P 500 HI DIV|MOTF|MOTIF INVESTING, INC.|3
SPHD|IN S&P 500 HI DIV|MSCO|MORGAN STANLEY & CO. LLC|177230
SPHD|IN S&P 500 HI DIV|MSPL|MORGAN STANLEY & CO. LLC|9200
SPHD|IN S&P 500 HI DIV|NATL|National Securities Corporation|52
SPHD|IN S&P 500 HI DIV|NBCS|NBC Securities, INC.|260
SPHD|IN S&P 500 HI DIV|NEUB|NEUBERGER BERMAN BD LLC|397
SPHD|IN S&P 500 HI DIV|NFSC|National Financial Services LLC|369806
SPHD|IN S&P 500 HI DIV|NITE|VIRTU Americas LLC|689196
SPHD|IN S&P 500 HI DIV|NTBF|BMO Nesbitt Burns Inc./CDS|135
SPHD|IN S&P 500 HI DIV|OPCO|Oppenheimer & Co. Inc.|8501
SPHD|IN S&P 500 HI DIV|PDQM|CODA MARKETS, INC.|4400
SPHD|IN S&P 500 HI DIV|PWJC|UBS Financial Services, Inc.|1380
SPHD|IN S&P 500 HI DIV|RBCM|RBC CAPITAL MARKETS, LLC|45520
SPHD|IN S&P 500 HI DIV|SALI|INTL FCSTONE FINANCIAL INC.|1184
SPHD|IN S&P 500 HI DIV|SBSH|Citigroup Global Markets Inc.|12672
SPHD|IN S&P 500 HI DIV|SEIC|SEI Investments Distribution Co.|200
SPHD|IN S&P 500 HI DIV|SGMT|GOLDMAN SACHS & CO. LLC|34178
SPHD|IN S&P 500 HI DIV|SHMR|ABN Amro Clearing LLC|21128
SPHD|IN S&P 500 HI DIV|SPDR|SPEEDROUTE LLC|400
SPHD|IN S&P 500 HI DIV|SPHN|Stephens Inc.|11452
SPHD|IN S&P 500 HI DIV|STFL|Stifel, Nicolaus & Company, Incorporated|25442
SPHD|IN S&P 500 HI DIV|STKP|STOCKPILE INVESTMENTS, INC.|214
SPHD|IN S&P 500 HI DIV|SWIM|TD Ameritrade, Inc.|4197
SPHD|IN S&P 500 HI DIV|SWST|Hilltop Securities Inc.|1318
SPHD|IN S&P 500 HI DIV|TKNG|ALLY INVEST SECURITIES LLC|1259
SPHD|IN S&P 500 HI DIV|TRBT|Tradebot Systems, Inc.|16208
SPHD|IN S&P 500 HI DIV|TRCM|TRC MARKETS LLC|413
SPHD|IN S&P 500 HI DIV|TWTT|TASTYWORKS, INC.|100
SPHD|IN S&P 500 HI DIV|UBSA|UBS SECURITIES LLC|22572
SPHD|IN S&P 500 HI DIV|UBSS|UBS Securities LLC|210972
SPHD|IN S&P 500 HI DIV|VALX|VIRTU AMERICAS LLC|15451
SPHD|IN S&P 500 HI DIV|VERT|The Vertical Trading Group, LLC|2181
SPHD|IN S&P 500 HI DIV|VGRD|Vanguard Marketing Corporation|30769
SPHD|IN S&P 500 HI DIV|VSIN|Vision Financial Markets Llc|1
SPHD|IN S&P 500 HI DIV|WCHV|WELLS FARGO SECURITIES, LLC|329058
SPHD|IN S&P 500 HI DIV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6724
SPHD|IN S&P 500 HI DIV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14535
SPHD|IN S&P 500 HI DIV|WGIF|CIBC World Markets Inc.|60
SPHD|IN S&P 500 HI DIV|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6
SPHD|IN S&P 500 HI DIV|WSEA|WOLVERINE SECURITIES, LLC|5506
SPHD|IN S&P 500 HI DIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|156861
SPHQ|INVESCO S&P|APCC|Apex Clearing Corporation|372
SPHQ|INVESCO S&P|BANK|Primevest Financial Services, Inc.|131
SPHQ|INVESCO S&P|BARD|Robert W. Baird & Co. Incorporated|466
SPHQ|INVESCO S&P|BATM|CBOE TRADING, INC.|400
SPHQ|INVESCO S&P|BERN|Sanford C. Bernstein & Co., LLC|524
SPHQ|INVESCO S&P|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2171
SPHQ|INVESCO S&P|CANT|Cantor Fitzgerald & Co.|128628
SPHQ|INVESCO S&P|CHAS|Charles Schwab & Co., Inc.|123483
SPHQ|INVESCO S&P|CIST|Capital Institutional Services, Inc.|730
SPHQ|INVESCO S&P|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5588
SPHQ|INVESCO S&P|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2498
SPHQ|INVESCO S&P|CTDL|Citadel Derivatives Group Llc|2000
SPHQ|INVESCO S&P|DBAX|Deutsche Bank Securities Inc.|3400
SPHQ|INVESCO S&P|DEAN|MORGAN STANLEY|2812
SPHQ|INVESCO S&P|DEGS|RONIN PROFESSIONAL LLC|500
SPHQ|INVESCO S&P|EBXL|EBX LLC|7400
SPHQ|INVESCO S&P|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
SPHQ|INVESCO S&P|EDJO|Edward D. Jones & Co., L.P.|2654
SPHQ|INVESCO S&P|EGAM|CBOE TRADING, INC.|388
SPHQ|INVESCO S&P|EGXM|CBOE TRADING, INC.|203
SPHQ|INVESCO S&P|ETBE|Electronic Transaction Clearing, Inc.|600
SPHQ|INVESCO S&P|ETRS|E*Trade Securities LLC|11294
SPHQ|INVESCO S&P|FBSB|U.S. Bancorp Investments, Inc.|3100
SPHQ|INVESCO S&P|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2382
SPHQ|INVESCO S&P|FTBR|Foliofn Investments, Inc.|1224
SPHQ|INVESCO S&P|GSCO|GOLDMAN SACHS & CO. LLC|3
SPHQ|INVESCO S&P|GSLT|GOLDMAN SACHS & CO. LLC|277
SPHQ|INVESCO S&P|HRBF|American Enterprise Investment Services Inc.|51745
SPHQ|INVESCO S&P|IBKR|Interactive Brokers Llc|136
SPHQ|INVESCO S&P|ICBX|INSTINET, LLC|1350
SPHQ|INVESCO S&P|INCA|INSTINET, LLC|600
SPHQ|INVESCO S&P|ITGI|ITG Inc.|260
SPHQ|INVESCO S&P|JANY|Janney Montgomery Scott Inc.|254
SPHQ|INVESCO S&P|JMPT|JUMP TRADING, LLC|210
SPHQ|INVESCO S&P|JPMX|J.P. Morgan Securities LLC|2834
SPHQ|INVESCO S&P|JSJX|JANE STREET CAPITAL LLC|104083
SPHQ|INVESCO S&P|KCGM|VIRTU Americas LLC|10
SPHQ|INVESCO S&P|LEHM|Barclays Capital Inc./Le|9401
SPHQ|INVESCO S&P|LIME|Lime Brokerage LLC|1449
SPHQ|INVESCO S&P|MACC|Mid Atlantic Capital Corporation|6112
SPHQ|INVESCO S&P|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1646
SPHQ|INVESCO S&P|MSCO|MORGAN STANLEY & CO. LLC|22929
SPHQ|INVESCO S&P|MSPL|MORGAN STANLEY & CO. LLC|300
SPHQ|INVESCO S&P|NFSC|National Financial Services LLC|175841
SPHQ|INVESCO S&P|NITE|VIRTU Americas LLC|336723
SPHQ|INVESCO S&P|OPCO|Oppenheimer & Co. Inc.|150
SPHQ|INVESCO S&P|PWJC|UBS Financial Services, Inc.|1300
SPHQ|INVESCO S&P|RBCM|RBC CAPITAL MARKETS, LLC|9119
SPHQ|INVESCO S&P|SALI|INTL FCSTONE FINANCIAL INC.|300
SPHQ|INVESCO S&P|SBSH|Citigroup Global Markets Inc.|14744
SPHQ|INVESCO S&P|SGMT|GOLDMAN SACHS & CO. LLC|8500
SPHQ|INVESCO S&P|SHMR|ABN Amro Clearing LLC|871
SPHQ|INVESCO S&P|STFL|Stifel, Nicolaus & Company, Incorporated|1445
SPHQ|INVESCO S&P|SWIM|TD Ameritrade, Inc.|452
SPHQ|INVESCO S&P|SWST|Hilltop Securities Inc.|6570
SPHQ|INVESCO S&P|TRCM|TRC MARKETS LLC|200
SPHQ|INVESCO S&P|UBSA|UBS SECURITIES LLC|13286
SPHQ|INVESCO S&P|UBSS|UBS Securities LLC|97978
SPHQ|INVESCO S&P|VGRD|Vanguard Marketing Corporation|19264
SPHQ|INVESCO S&P|WCHV|WELLS FARGO SECURITIES, LLC|28760
SPHQ|INVESCO S&P|WEDB|WEDBUSH SECURITIES INC.|185
SPHQ|INVESCO S&P|WEXM|WOLVERINE EXECUTION SERVICES, LLC|273
SPHQ|INVESCO S&P|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1007
SPHQ|INVESCO S&P|WSEA|WOLVERINE SECURITIES, LLC|1169
SPHQ|INVESCO S&P|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26457
SPHS|SOPHIRIS BIO CMN|ALTX|Alternet Securities Inc.|9012
SPHS|SOPHIRIS BIO CMN|APCC|Apex Clearing Corporation|112286
SPHS|SOPHIRIS BIO CMN|BARD|Robert W. Baird & Co. Incorporated|9800
SPHS|SOPHIRIS BIO CMN|BATM|CBOE TRADING, INC.|12681
SPHS|SOPHIRIS BIO CMN|BBNT|BB&T SECURITIES, LLC|800
SPHS|SOPHIRIS BIO CMN|BERN|Sanford C. Bernstein & Co., LLC|1
SPHS|SOPHIRIS BIO CMN|BIMI|Banca IMI Securities Corp.|19924
SPHS|SOPHIRIS BIO CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
SPHS|SOPHIRIS BIO CMN|BYXM|CBOE TRADING, INC.|500
SPHS|SOPHIRIS BIO CMN|CANT|Cantor Fitzgerald & Co.|1194
SPHS|SOPHIRIS BIO CMN|CHAS|Charles Schwab & Co., Inc.|2130
SPHS|SOPHIRIS BIO CMN|CICF|Canaccord Genuity Corp.|1000
SPHS|SOPHIRIS BIO CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9869
SPHS|SOPHIRIS BIO CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12130
SPHS|SOPHIRIS BIO CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2133
SPHS|SOPHIRIS BIO CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|198639
SPHS|SOPHIRIS BIO CMN|CTDL|Citadel Derivatives Group Llc|17497
SPHS|SOPHIRIS BIO CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|18148
SPHS|SOPHIRIS BIO CMN|DBAB|Deutsche Bank Securities Inc.|63060
SPHS|SOPHIRIS BIO CMN|DBAX|Deutsche Bank Securities Inc.|42200
SPHS|SOPHIRIS BIO CMN|DEAN|MORGAN STANLEY|14900
SPHS|SOPHIRIS BIO CMN|DEGS|RONIN PROFESSIONAL LLC|47833
SPHS|SOPHIRIS BIO CMN|EBXL|EBX LLC|58300
SPHS|SOPHIRIS BIO CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5230
SPHS|SOPHIRIS BIO CMN|EDJO|Edward D. Jones & Co., L.P.|601
SPHS|SOPHIRIS BIO CMN|EGAM|CBOE TRADING, INC.|16652
SPHS|SOPHIRIS BIO CMN|EGAW|CBOE TRADING, INC.|700
SPHS|SOPHIRIS BIO CMN|EGXM|CBOE TRADING, INC.|11095
SPHS|SOPHIRIS BIO CMN|EGXW|CBOE TRADING, INC.|100
SPHS|SOPHIRIS BIO CMN|ETBE|Electronic Transaction Clearing, Inc.|5569
SPHS|SOPHIRIS BIO CMN|ETCC|Electronic Transaction Clearing, Inc.|200
SPHS|SOPHIRIS BIO CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2964
SPHS|SOPHIRIS BIO CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|44938
SPHS|SOPHIRIS BIO CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2400
SPHS|SOPHIRIS BIO CMN|ETRS|E*Trade Securities LLC|2329503
SPHS|SOPHIRIS BIO CMN|FBCO|Credit Suisse Securities (USA) LLC|190859
SPHS|SOPHIRIS BIO CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|59
SPHS|SOPHIRIS BIO CMN|FILL|Tradestation Securities, Inc.|35077
SPHS|SOPHIRIS BIO CMN|FMAF|NBCN Inc./ CDS|68719
SPHS|SOPHIRIS BIO CMN|FOMA|TD AMERITRADE CLEARING, INC.|2672590
SPHS|SOPHIRIS BIO CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23157
SPHS|SOPHIRIS BIO CMN|FTBR|Foliofn Investments, Inc.|60
SPHS|SOPHIRIS BIO CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|8516
SPHS|SOPHIRIS BIO CMN|GLIS|TD Securities Inc|3500
SPHS|SOPHIRIS BIO CMN|GLPX|ACS EXECUTION SERVICES, LLC|49249
SPHS|SOPHIRIS BIO CMN|GSCO|GOLDMAN SACHS & CO. LLC|212313
SPHS|SOPHIRIS BIO CMN|GSCS|GOLDMAN SACHS & CO. LLC|100
SPHS|SOPHIRIS BIO CMN|GSIC|GLOBAL STRATEGIC INVESTMENTS|4064
SPHS|SOPHIRIS BIO CMN|GSLT|GOLDMAN SACHS & CO. LLC|13872
SPHS|SOPHIRIS BIO CMN|GTSZ|GTS SECURITIES LLC|4510
SPHS|SOPHIRIS BIO CMN|HRBF|American Enterprise Investment Services Inc.|8924
SPHS|SOPHIRIS BIO CMN|HSBC|HSBC Securities, Inc.|81
SPHS|SOPHIRIS BIO CMN|IATS|INTERACTIVE BROKERS LLC|92372
SPHS|SOPHIRIS BIO CMN|IBKR|Interactive Brokers Llc|842929
SPHS|SOPHIRIS BIO CMN|ICBX|INSTINET, LLC|35541
SPHS|SOPHIRIS BIO CMN|INCA|INSTINET, LLC|192982
SPHS|SOPHIRIS BIO CMN|INJX|INSTINET, LLC|15829
SPHS|SOPHIRIS BIO CMN|ITGI|ITG Inc.|201387
SPHS|SOPHIRIS BIO CMN|ITGP|ITG INC.|56600
SPHS|SOPHIRIS BIO CMN|JANY|Janney Montgomery Scott Inc.|300
SPHS|SOPHIRIS BIO CMN|JEFF|JEFFERIES LLC|44298
SPHS|SOPHIRIS BIO CMN|JMPT|JUMP TRADING, LLC|23522
SPHS|SOPHIRIS BIO CMN|JONE|JonesTrading|58184
SPHS|SOPHIRIS BIO CMN|JPMX|J.P. Morgan Securities LLC|150832
SPHS|SOPHIRIS BIO CMN|JSJX|JANE STREET CAPITAL LLC|127467
SPHS|SOPHIRIS BIO CMN|KCGM|VIRTU Americas LLC|39311
SPHS|SOPHIRIS BIO CMN|LEER|LEERINK PARTNERS LLC|11337
SPHS|SOPHIRIS BIO CMN|LEHM|Barclays Capital Inc./Le|317678
SPHS|SOPHIRIS BIO CMN|LIME|Lime Brokerage LLC|172179
SPHS|SOPHIRIS BIO CMN|LMGP|LIME BROKERAGE LLC|36600
SPHS|SOPHIRIS BIO CMN|LSCI|Lek Securities Corporation|930
SPHS|SOPHIRIS BIO CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
SPHS|SOPHIRIS BIO CMN|MAXM|Maxim Group LLC|11300
SPHS|SOPHIRIS BIO CMN|MBTS|ALLY INVEST SECURITIES LLC|702
SPHS|SOPHIRIS BIO CMN|MCMF|Raymond James Ltd. Cds|2445
SPHS|SOPHIRIS BIO CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55966
SPHS|SOPHIRIS BIO CMN|MOTF|MOTIF INVESTING, INC.|4
SPHS|SOPHIRIS BIO CMN|MSCO|MORGAN STANLEY & CO. LLC|612925
SPHS|SOPHIRIS BIO CMN|MSPL|MORGAN STANLEY & CO. LLC|21200
SPHS|SOPHIRIS BIO CMN|NFSC|National Financial Services LLC|1250742
SPHS|SOPHIRIS BIO CMN|NITE|VIRTU Americas LLC|3364761
SPHS|SOPHIRIS BIO CMN|NITP|VIRTU Americas LLC|4800
SPHS|SOPHIRIS BIO CMN|NQRB|Brut, LLC|12255
SPHS|SOPHIRIS BIO CMN|OPCO|Oppenheimer & Co. Inc.|6870
SPHS|SOPHIRIS BIO CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|788
SPHS|SOPHIRIS BIO CMN|PDQM|CODA MARKETS, INC.|98312
SPHS|SOPHIRIS BIO CMN|PICT|Pictet Overseas Inc.|4000
SPHS|SOPHIRIS BIO CMN|PWJC|UBS Financial Services, Inc.|1200
SPHS|SOPHIRIS BIO CMN|RAJA|Raymond James & Associates, Inc.|11542
SPHS|SOPHIRIS BIO CMN|RBCM|RBC CAPITAL MARKETS, LLC|23705
SPHS|SOPHIRIS BIO CMN|RGLD|Regal Securities, Inc|2000
SPHS|SOPHIRIS BIO CMN|SAGL|SAGETRADER, LLC|16803
SPHS|SOPHIRIS BIO CMN|SBSH|Citigroup Global Markets Inc.|106597
SPHS|SOPHIRIS BIO CMN|SGMT|GOLDMAN SACHS & CO. LLC|44724
SPHS|SOPHIRIS BIO CMN|SPDR|SPEEDROUTE LLC|136245
SPHS|SOPHIRIS BIO CMN|STFL|Stifel, Nicolaus & Company, Incorporated|7535
SPHS|SOPHIRIS BIO CMN|SWIM|TD Ameritrade, Inc.|1123920
SPHS|SOPHIRIS BIO CMN|TKNG|ALLY INVEST SECURITIES LLC|63466
SPHS|SOPHIRIS BIO CMN|TRCM|TRC MARKETS LLC|10529
SPHS|SOPHIRIS BIO CMN|TWTT|TASTYWORKS, INC.|7075
SPHS|SOPHIRIS BIO CMN|UBSA|UBS SECURITIES LLC|255599
SPHS|SOPHIRIS BIO CMN|UBSS|UBS Securities LLC|618350
SPHS|SOPHIRIS BIO CMN|VALX|VIRTU AMERICAS LLC|10830
SPHS|SOPHIRIS BIO CMN|VGRD|Vanguard Marketing Corporation|130047
SPHS|SOPHIRIS BIO CMN|VSIN|Vision Financial Markets Llc|3608
SPHS|SOPHIRIS BIO CMN|WCHV|WELLS FARGO SECURITIES, LLC|174050
SPHS|SOPHIRIS BIO CMN|WEDB|WEDBUSH SECURITIES INC.|18300
SPHS|SOPHIRIS BIO CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17804
SPHS|SOPHIRIS BIO CMN|WGIF|CIBC World Markets Inc.|35072
SPHS|SOPHIRIS BIO CMN|WSEA|WOLVERINE SECURITIES, LLC|74548
SPHS|SOPHIRIS BIO CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5740
SPHS|SOPHIRIS BIO CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|10225
SPI|SPI ENERGY CO ORD SH|APCC|Apex Clearing Corporation|53518
SPI|SPI ENERGY CO ORD SH|BATM|CBOE TRADING, INC.|24831
SPI|SPI ENERGY CO ORD SH|BIMI|Banca IMI Securities Corp.|113783
SPI|SPI ENERGY CO ORD SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4872
SPI|SPI ENERGY CO ORD SH|CHAS|Charles Schwab & Co., Inc.|2000
SPI|SPI ENERGY CO ORD SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5522
SPI|SPI ENERGY CO ORD SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21608
SPI|SPI ENERGY CO ORD SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|65474
SPI|SPI ENERGY CO ORD SH|CRFN|ROBINHOOD FINANCIAL, LLC|235
SPI|SPI ENERGY CO ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13670
SPI|SPI ENERGY CO ORD SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|5800
SPI|SPI ENERGY CO ORD SH|DBAB|Deutsche Bank Securities Inc.|10658
SPI|SPI ENERGY CO ORD SH|DBAX|Deutsche Bank Securities Inc.|8600
SPI|SPI ENERGY CO ORD SH|EBXL|EBX LLC|9900
SPI|SPI ENERGY CO ORD SH|EGAM|CBOE TRADING, INC.|9199
SPI|SPI ENERGY CO ORD SH|EGXM|CBOE TRADING, INC.|18398
SPI|SPI ENERGY CO ORD SH|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1415
SPI|SPI ENERGY CO ORD SH|ETRS|E*Trade Securities LLC|782557
SPI|SPI ENERGY CO ORD SH|FBCO|Credit Suisse Securities (USA) LLC|149945
SPI|SPI ENERGY CO ORD SH|FILL|Tradestation Securities, Inc.|150855
SPI|SPI ENERGY CO ORD SH|FMAF|NBCN Inc./ CDS|33935
SPI|SPI ENERGY CO ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|1683460
SPI|SPI ENERGY CO ORD SH|GEBB|GLOBAL EXECUTION BROKERS, LP|6029
SPI|SPI ENERGY CO ORD SH|GSCO|GOLDMAN SACHS & CO. LLC|11925
SPI|SPI ENERGY CO ORD SH|GSLT|GOLDMAN SACHS & CO. LLC|40411
SPI|SPI ENERGY CO ORD SH|HRBF|American Enterprise Investment Services Inc.|373
SPI|SPI ENERGY CO ORD SH|HSBC|HSBC Securities, Inc.|600
SPI|SPI ENERGY CO ORD SH|IATS|INTERACTIVE BROKERS LLC|31510
SPI|SPI ENERGY CO ORD SH|IBKR|Interactive Brokers Llc|728077
SPI|SPI ENERGY CO ORD SH|ICBX|INSTINET, LLC|4300
SPI|SPI ENERGY CO ORD SH|INCA|INSTINET, LLC|161378
SPI|SPI ENERGY CO ORD SH|ITGI|ITG Inc.|4905
SPI|SPI ENERGY CO ORD SH|ITGP|ITG INC.|1600
SPI|SPI ENERGY CO ORD SH|JMPT|JUMP TRADING, LLC|3884
SPI|SPI ENERGY CO ORD SH|JPMX|J.P. Morgan Securities LLC|2800
SPI|SPI ENERGY CO ORD SH|KCGM|VIRTU Americas LLC|3705
SPI|SPI ENERGY CO ORD SH|LEHM|Barclays Capital Inc./Le|28200
SPI|SPI ENERGY CO ORD SH|LIME|Lime Brokerage LLC|3774
SPI|SPI ENERGY CO ORD SH|LSCI|Lek Securities Corporation|4000
SPI|SPI ENERGY CO ORD SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SPI|SPI ENERGY CO ORD SH|MAXM|Maxim Group LLC|8000
SPI|SPI ENERGY CO ORD SH|MOTF|MOTIF INVESTING, INC.|1
SPI|SPI ENERGY CO ORD SH|MSCO|MORGAN STANLEY & CO. LLC|520927
SPI|SPI ENERGY CO ORD SH|MSPL|MORGAN STANLEY & CO. LLC|500
SPI|SPI ENERGY CO ORD SH|NFSC|National Financial Services LLC|491140
SPI|SPI ENERGY CO ORD SH|NITE|VIRTU Americas LLC|1759632
SPI|SPI ENERGY CO ORD SH|NITP|VIRTU Americas LLC|2000
SPI|SPI ENERGY CO ORD SH|NQRB|Brut, LLC|4400
SPI|SPI ENERGY CO ORD SH|PCPT|PHILLIP CAPITAL INC.|27996
SPI|SPI ENERGY CO ORD SH|PDQM|CODA MARKETS, INC.|169255
SPI|SPI ENERGY CO ORD SH|SAGL|SAGETRADER, LLC|166306
SPI|SPI ENERGY CO ORD SH|SBSH|Citigroup Global Markets Inc.|78264
SPI|SPI ENERGY CO ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|3800
SPI|SPI ENERGY CO ORD SH|SPDR|SPEEDROUTE LLC|95520
SPI|SPI ENERGY CO ORD SH|SPTD|MINT GLOBAL MARKETS, INC.|14111
SPI|SPI ENERGY CO ORD SH|STFL|Stifel, Nicolaus & Company, Incorporated|75
SPI|SPI ENERGY CO ORD SH|STXG|Stockcross Financial Services, Inc.|15000
SPI|SPI ENERGY CO ORD SH|SWIM|TD Ameritrade, Inc.|550308
SPI|SPI ENERGY CO ORD SH|TKNG|ALLY INVEST SECURITIES LLC|27878
SPI|SPI ENERGY CO ORD SH|TWTT|TASTYWORKS, INC.|1500
SPI|SPI ENERGY CO ORD SH|UBSA|UBS SECURITIES LLC|101435
SPI|SPI ENERGY CO ORD SH|UBSS|UBS Securities LLC|255420
SPI|SPI ENERGY CO ORD SH|VGRD|Vanguard Marketing Corporation|12306
SPI|SPI ENERGY CO ORD SH|VIEW|VIEWTRADE SECURITIES LLC|3000
SPI|SPI ENERGY CO ORD SH|VSIN|Vision Financial Markets Llc|14107
SPI|SPI ENERGY CO ORD SH|WCHV|WELLS FARGO SECURITIES, LLC|2051
SPI|SPI ENERGY CO ORD SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68415
SPI|SPI ENERGY CO ORD SH|WGIF|CIBC World Markets Inc.|38512
SPI|SPI ENERGY CO ORD SH|WSEA|WOLVERINE SECURITIES, LLC|178144
SPI|SPI ENERGY CO ORD SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SPIB|SPDR PORTFOLIO INTER|AGIS|Aegis Capital Corp.|4521
SPIB|SPDR PORTFOLIO INTER|ALTX|Alternet Securities Inc.|1526
SPIB|SPDR PORTFOLIO INTER|APCC|Apex Clearing Corporation|427
SPIB|SPDR PORTFOLIO INTER|BANK|Primevest Financial Services, Inc.|4417
SPIB|SPDR PORTFOLIO INTER|BARD|Robert W. Baird & Co. Incorporated|2379
SPIB|SPDR PORTFOLIO INTER|BATM|CBOE TRADING, INC.|1000
SPIB|SPDR PORTFOLIO INTER|BAYC|BAY CREST PARTNERS, LLC|1000000
SPIB|SPDR PORTFOLIO INTER|BBNT|BB&T SECURITIES, LLC|678
SPIB|SPDR PORTFOLIO INTER|BERN|Sanford C. Bernstein & Co., LLC|200
SPIB|SPDR PORTFOLIO INTER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10240
SPIB|SPDR PORTFOLIO INTER|BLKX|INSTINET, LLC|8400
SPIB|SPDR PORTFOLIO INTER|BRGE|Newbridge Securities Corp.|31
SPIB|SPDR PORTFOLIO INTER|CANT|Cantor Fitzgerald & Co.|4769426
SPIB|SPDR PORTFOLIO INTER|CHAS|Charles Schwab & Co., Inc.|2595943
SPIB|SPDR PORTFOLIO INTER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|381816
SPIB|SPDR PORTFOLIO INTER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223577
SPIB|SPDR PORTFOLIO INTER|CSIN|Citadel Securities Institutional LLC|4410
SPIB|SPDR PORTFOLIO INTER|CTDL|Citadel Derivatives Group Llc|13454
SPIB|SPDR PORTFOLIO INTER|CXCX|CITIGROUP GLOBAL MARKETS INC.|46150
SPIB|SPDR PORTFOLIO INTER|DADA|D.A. Davidson & Co.|104
SPIB|SPDR PORTFOLIO INTER|DBAB|Deutsche Bank Securities Inc.|1583
SPIB|SPDR PORTFOLIO INTER|DBAX|Deutsche Bank Securities Inc.|135500
SPIB|SPDR PORTFOLIO INTER|DEAN|MORGAN STANLEY|28643
SPIB|SPDR PORTFOLIO INTER|EBXL|EBX LLC|334400
SPIB|SPDR PORTFOLIO INTER|ECUT|CONVERGEX EXECUTION SOLUTIONS|23801
SPIB|SPDR PORTFOLIO INTER|EDJO|Edward D. Jones & Co., L.P.|1707
SPIB|SPDR PORTFOLIO INTER|EGAM|CBOE TRADING, INC.|3870
SPIB|SPDR PORTFOLIO INTER|EGAW|CBOE TRADING, INC.|236
SPIB|SPDR PORTFOLIO INTER|EGXM|CBOE TRADING, INC.|1151
SPIB|SPDR PORTFOLIO INTER|ETBE|Electronic Transaction Clearing, Inc.|400
SPIB|SPDR PORTFOLIO INTER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1550
SPIB|SPDR PORTFOLIO INTER|ETRS|E*Trade Securities LLC|9587
SPIB|SPDR PORTFOLIO INTER|FBSB|U.S. Bancorp Investments, Inc.|280
SPIB|SPDR PORTFOLIO INTER|FINX|FINTECH SECURITIES|1980
SPIB|SPDR PORTFOLIO INTER|FMAF|NBCN Inc./ CDS|1790
SPIB|SPDR PORTFOLIO INTER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7959
SPIB|SPDR PORTFOLIO INTER|FTBR|Foliofn Investments, Inc.|28882
SPIB|SPDR PORTFOLIO INTER|GEBB|GLOBAL EXECUTION BROKERS, LP|12190
SPIB|SPDR PORTFOLIO INTER|GSCO|GOLDMAN SACHS & CO. LLC|65929
SPIB|SPDR PORTFOLIO INTER|GSLT|GOLDMAN SACHS & CO. LLC|2847
SPIB|SPDR PORTFOLIO INTER|GTSZ|GTS SECURITIES LLC|1000
SPIB|SPDR PORTFOLIO INTER|HRBF|American Enterprise Investment Services Inc.|35972
SPIB|SPDR PORTFOLIO INTER|IATS|INTERACTIVE BROKERS LLC|400
SPIB|SPDR PORTFOLIO INTER|IBKR|Interactive Brokers Llc|807
SPIB|SPDR PORTFOLIO INTER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|84
SPIB|SPDR PORTFOLIO INTER|ICBX|INSTINET, LLC|232947
SPIB|SPDR PORTFOLIO INTER|INCA|INSTINET, LLC|438017
SPIB|SPDR PORTFOLIO INTER|ITGI|ITG Inc.|12760
SPIB|SPDR PORTFOLIO INTER|ITGP|ITG INC.|103400
SPIB|SPDR PORTFOLIO INTER|JANY|Janney Montgomery Scott Inc.|2798
SPIB|SPDR PORTFOLIO INTER|JMPT|JUMP TRADING, LLC|12636
SPIB|SPDR PORTFOLIO INTER|JPMX|J.P. Morgan Securities LLC|399692
SPIB|SPDR PORTFOLIO INTER|JSEB|JANE STREET EXECUTION SERVICES, LLC|2069877
SPIB|SPDR PORTFOLIO INTER|JSJX|JANE STREET CAPITAL LLC|343845
SPIB|SPDR PORTFOLIO INTER|KCGM|VIRTU Americas LLC|95454
SPIB|SPDR PORTFOLIO INTER|LEHM|Barclays Capital Inc./Le|670715
SPIB|SPDR PORTFOLIO INTER|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|729
SPIB|SPDR PORTFOLIO INTER|LIME|Lime Brokerage LLC|10589
SPIB|SPDR PORTFOLIO INTER|MACC|Mid Atlantic Capital Corporation|13562
SPIB|SPDR PORTFOLIO INTER|MADV|Millennium Advisors, LLC|1497700
SPIB|SPDR PORTFOLIO INTER|MAXM|Maxim Group LLC|99
SPIB|SPDR PORTFOLIO INTER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|583925
SPIB|SPDR PORTFOLIO INTER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7059
SPIB|SPDR PORTFOLIO INTER|MSCO|MORGAN STANLEY & CO. LLC|153071
SPIB|SPDR PORTFOLIO INTER|MSPL|MORGAN STANLEY & CO. LLC|53100
SPIB|SPDR PORTFOLIO INTER|NBCS|NBC Securities, INC.|14
SPIB|SPDR PORTFOLIO INTER|NFSC|National Financial Services LLC|502573
SPIB|SPDR PORTFOLIO INTER|NITE|VIRTU Americas LLC|4099967
SPIB|SPDR PORTFOLIO INTER|NITP|VIRTU Americas LLC|62354
SPIB|SPDR PORTFOLIO INTER|NQRB|Brut, LLC|1620
SPIB|SPDR PORTFOLIO INTER|OLDM|OLD MISSION CAPITAL, LLC|15490
SPIB|SPDR PORTFOLIO INTER|ONEL|O'NEIL SECURITIES, INCORPORATED|32888
SPIB|SPDR PORTFOLIO INTER|OPCO|Oppenheimer & Co. Inc.|4672
SPIB|SPDR PORTFOLIO INTER|PWJC|UBS Financial Services, Inc.|3900
SPIB|SPDR PORTFOLIO INTER|RBCM|RBC CAPITAL MARKETS, LLC|10187
SPIB|SPDR PORTFOLIO INTER|SALI|INTL FCSTONE FINANCIAL INC.|231
SPIB|SPDR PORTFOLIO INTER|SBSH|Citigroup Global Markets Inc.|15205
SPIB|SPDR PORTFOLIO INTER|SEIC|SEI Investments Distribution Co.|200
SPIB|SPDR PORTFOLIO INTER|SGMT|GOLDMAN SACHS & CO. LLC|209262
SPIB|SPDR PORTFOLIO INTER|SPHN|Stephens Inc.|4004
SPIB|SPDR PORTFOLIO INTER|STFL|Stifel, Nicolaus & Company, Incorporated|20926
SPIB|SPDR PORTFOLIO INTER|SWIM|TD Ameritrade, Inc.|1091
SPIB|SPDR PORTFOLIO INTER|SWST|Hilltop Securities Inc.|544
SPIB|SPDR PORTFOLIO INTER|TRBT|Tradebot Systems, Inc.|1306
SPIB|SPDR PORTFOLIO INTER|TWTT|TASTYWORKS, INC.|2
SPIB|SPDR PORTFOLIO INTER|UBSS|UBS Securities LLC|509002
SPIB|SPDR PORTFOLIO INTER|VALX|VIRTU AMERICAS LLC|4942
SPIB|SPDR PORTFOLIO INTER|VGRD|Vanguard Marketing Corporation|6366
SPIB|SPDR PORTFOLIO INTER|VNDS|VANDHAM SECURITIES CORP|600
SPIB|SPDR PORTFOLIO INTER|WBET|Wallachbeth Capital LLC|959225
SPIB|SPDR PORTFOLIO INTER|WCHV|WELLS FARGO SECURITIES, LLC|116331
SPIB|SPDR PORTFOLIO INTER|WEDB|WEDBUSH SECURITIES INC.|300
SPIB|SPDR PORTFOLIO INTER|WEED|Weeden & Co.L.P.|2335
SPIB|SPDR PORTFOLIO INTER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1494
SPIB|SPDR PORTFOLIO INTER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12605
SPIB|SPDR PORTFOLIO INTER|WGIF|CIBC World Markets Inc.|303
SPIB|SPDR PORTFOLIO INTER|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
SPIB|SPDR PORTFOLIO INTER|WSEA|WOLVERINE SECURITIES, LLC|3922
SPIB|SPDR PORTFOLIO INTER|XSTM|NATIONAL FINANCIAL SERVICES LLC|285782
SPIB|SPDR PORTFOLIO INTER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|37057
SPKE|SPARK ENERGY CMN|ANOS|ABEL/NOSER, L.L.C.|10406
SPKE|SPARK ENERGY CMN|APCC|Apex Clearing Corporation|744
SPKE|SPARK ENERGY CMN|BARD|Robert W. Baird & Co. Incorporated|2216
SPKE|SPARK ENERGY CMN|BATM|CBOE TRADING, INC.|100
SPKE|SPARK ENERGY CMN|BAYT|BTIG, LLC|10600
SPKE|SPARK ENERGY CMN|BERN|Sanford C. Bernstein & Co., LLC|7654
SPKE|SPARK ENERGY CMN|BMOC|BMO Capital Markets Corp.|1846
SPKE|SPARK ENERGY CMN|BNPX|BNP PARIBAS SECURITIES CORP.|673
SPKE|SPARK ENERGY CMN|BTIG|BTIG, LLC|1623
SPKE|SPARK ENERGY CMN|BZYD|GOLDMAN SACHS & CO. LLC|1
SPKE|SPARK ENERGY CMN|CANT|Cantor Fitzgerald & Co.|1500
SPKE|SPARK ENERGY CMN|CHAS|Charles Schwab & Co., Inc.|1684
SPKE|SPARK ENERGY CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25220
SPKE|SPARK ENERGY CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|228
SPKE|SPARK ENERGY CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3000
SPKE|SPARK ENERGY CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48668
SPKE|SPARK ENERGY CMN|CTDL|Citadel Derivatives Group Llc|929
SPKE|SPARK ENERGY CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|4420
SPKE|SPARK ENERGY CMN|DBAB|Deutsche Bank Securities Inc.|16341
SPKE|SPARK ENERGY CMN|DBAX|Deutsche Bank Securities Inc.|49800
SPKE|SPARK ENERGY CMN|DEAN|MORGAN STANLEY|7726
SPKE|SPARK ENERGY CMN|DEGS|RONIN PROFESSIONAL LLC|2300
SPKE|SPARK ENERGY CMN|EBXL|EBX LLC|43200
SPKE|SPARK ENERGY CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|4310
SPKE|SPARK ENERGY CMN|EDJO|Edward D. Jones & Co., L.P.|888
SPKE|SPARK ENERGY CMN|EGAM|CBOE TRADING, INC.|700
SPKE|SPARK ENERGY CMN|EGXM|CBOE TRADING, INC.|11
SPKE|SPARK ENERGY CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|14
SPKE|SPARK ENERGY CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4609
SPKE|SPARK ENERGY CMN|ETRS|E*Trade Securities LLC|19859
SPKE|SPARK ENERGY CMN|FBCO|Credit Suisse Securities (USA) LLC|98498
SPKE|SPARK ENERGY CMN|FBSB|U.S. Bancorp Investments, Inc.|69
SPKE|SPARK ENERGY CMN|FILL|Tradestation Securities, Inc.|2252
SPKE|SPARK ENERGY CMN|FOMA|TD AMERITRADE CLEARING, INC.|118721
SPKE|SPARK ENERGY CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2755
SPKE|SPARK ENERGY CMN|FTBR|Foliofn Investments, Inc.|6094
SPKE|SPARK ENERGY CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|6904
SPKE|SPARK ENERGY CMN|GLPX|ACS EXECUTION SERVICES, LLC|314
SPKE|SPARK ENERGY CMN|GSCO|GOLDMAN SACHS & CO. LLC|97998
SPKE|SPARK ENERGY CMN|GSCS|GOLDMAN SACHS & CO. LLC|5076
SPKE|SPARK ENERGY CMN|GSLT|GOLDMAN SACHS & CO. LLC|100
SPKE|SPARK ENERGY CMN|GTSZ|GTS SECURITIES LLC|20198
SPKE|SPARK ENERGY CMN|HRBF|American Enterprise Investment Services Inc.|161
SPKE|SPARK ENERGY CMN|IATS|INTERACTIVE BROKERS LLC|100
SPKE|SPARK ENERGY CMN|IBKR|Interactive Brokers Llc|20553
SPKE|SPARK ENERGY CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|271
SPKE|SPARK ENERGY CMN|ICBX|INSTINET, LLC|21633
SPKE|SPARK ENERGY CMN|IEQY|CITADEL SECURITIES LLC|658
SPKE|SPARK ENERGY CMN|INCA|INSTINET, LLC|44335
SPKE|SPARK ENERGY CMN|INJX|INSTINET, LLC|2343
SPKE|SPARK ENERGY CMN|ITGI|ITG Inc.|21982
SPKE|SPARK ENERGY CMN|ITGP|ITG INC.|74600
SPKE|SPARK ENERGY CMN|JANY|Janney Montgomery Scott Inc.|1988
SPKE|SPARK ENERGY CMN|JEFF|JEFFERIES LLC|19411
SPKE|SPARK ENERGY CMN|JMPT|JUMP TRADING, LLC|1272
SPKE|SPARK ENERGY CMN|JPMX|J.P. Morgan Securities LLC|86007
SPKE|SPARK ENERGY CMN|JSJX|JANE STREET CAPITAL LLC|1284
SPKE|SPARK ENERGY CMN|KCGM|VIRTU Americas LLC|4422
SPKE|SPARK ENERGY CMN|LEHM|Barclays Capital Inc./Le|79842
SPKE|SPARK ENERGY CMN|LIME|Lime Brokerage LLC|48964
SPKE|SPARK ENERGY CMN|LQNA|LIQUIDNET, INC.|10000
SPKE|SPARK ENERGY CMN|MAXM|Maxim Group LLC|885
SPKE|SPARK ENERGY CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42528
SPKE|SPARK ENERGY CMN|MSCO|MORGAN STANLEY & CO. LLC|174165
SPKE|SPARK ENERGY CMN|MSPL|MORGAN STANLEY & CO. LLC|101700
SPKE|SPARK ENERGY CMN|MSTX|MORGAN STANLEY & CO. LLC|2000
SPKE|SPARK ENERGY CMN|NFSC|National Financial Services LLC|66154
SPKE|SPARK ENERGY CMN|NITE|VIRTU Americas LLC|189895
SPKE|SPARK ENERGY CMN|PDQM|CODA MARKETS, INC.|11559
SPKE|SPARK ENERGY CMN|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1500
SPKE|SPARK ENERGY CMN|RAJA|Raymond James & Associates, Inc.|2587
SPKE|SPARK ENERGY CMN|RBCM|RBC CAPITAL MARKETS, LLC|5817
SPKE|SPARK ENERGY CMN|SBSH|Citigroup Global Markets Inc.|15098
SPKE|SPARK ENERGY CMN|SGMT|GOLDMAN SACHS & CO. LLC|27458
SPKE|SPARK ENERGY CMN|SPDR|SPEEDROUTE LLC|9300
SPKE|SPARK ENERGY CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
SPKE|SPARK ENERGY CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1729
SPKE|SPARK ENERGY CMN|SWIM|TD Ameritrade, Inc.|17627
SPKE|SPARK ENERGY CMN|SWST|Hilltop Securities Inc.|1020
SPKE|SPARK ENERGY CMN|TKNG|ALLY INVEST SECURITIES LLC|3882
SPKE|SPARK ENERGY CMN|TRBT|Tradebot Systems, Inc.|800
SPKE|SPARK ENERGY CMN|TRCM|TRC MARKETS LLC|400
SPKE|SPARK ENERGY CMN|UBSA|UBS SECURITIES LLC|178485
SPKE|SPARK ENERGY CMN|UBSS|UBS Securities LLC|109198
SPKE|SPARK ENERGY CMN|VALX|VIRTU AMERICAS LLC|11933
SPKE|SPARK ENERGY CMN|VGRD|Vanguard Marketing Corporation|3909
SPKE|SPARK ENERGY CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|200
SPKE|SPARK ENERGY CMN|WCHV|WELLS FARGO SECURITIES, LLC|28637
SPKE|SPARK ENERGY CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1838
SPKE|SPARK ENERGY CMN|WGIF|CIBC World Markets Inc.|1410
SPKE|SPARK ENERGY CMN|WSEA|WOLVERINE SECURITIES, LLC|1091
SPKE|SPARK ENERGY CMN|XIST|INSTINET, LLC|1060
SPKE|SPARK ENERGY CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|4852
SPKE|SPARK ENERGY CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1154
SPKEP|SPARK ENERGY PREF ST|AGIS|Aegis Capital Corp.|500
SPKEP|SPARK ENERGY PREF ST|BATM|CBOE TRADING, INC.|700
SPKEP|SPARK ENERGY PREF ST|BBNT|BB&T SECURITIES, LLC|4610
SPKEP|SPARK ENERGY PREF ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1650
SPKEP|SPARK ENERGY PREF ST|BOSC|Boenning & Scattergood, Inc.|1100
SPKEP|SPARK ENERGY PREF ST|CHAS|Charles Schwab & Co., Inc.|207
SPKEP|SPARK ENERGY PREF ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2000
SPKEP|SPARK ENERGY PREF ST|DBAX|Deutsche Bank Securities Inc.|600
SPKEP|SPARK ENERGY PREF ST|DEAN|MORGAN STANLEY|176
SPKEP|SPARK ENERGY PREF ST|DEGS|RONIN PROFESSIONAL LLC|400
SPKEP|SPARK ENERGY PREF ST|EBXL|EBX LLC|300
SPKEP|SPARK ENERGY PREF ST|EDJO|Edward D. Jones & Co., L.P.|500
SPKEP|SPARK ENERGY PREF ST|ETRS|E*Trade Securities LLC|5952
SPKEP|SPARK ENERGY PREF ST|FBCO|Credit Suisse Securities (USA) LLC|16661
SPKEP|SPARK ENERGY PREF ST|FOMA|TD AMERITRADE CLEARING, INC.|56776
SPKEP|SPARK ENERGY PREF ST|GEBB|GLOBAL EXECUTION BROKERS, LP|200
SPKEP|SPARK ENERGY PREF ST|GLPX|ACS EXECUTION SERVICES, LLC|1000
SPKEP|SPARK ENERGY PREF ST|GTSZ|GTS SECURITIES LLC|885
SPKEP|SPARK ENERGY PREF ST|HRBF|American Enterprise Investment Services Inc.|405
SPKEP|SPARK ENERGY PREF ST|IATS|INTERACTIVE BROKERS LLC|20
SPKEP|SPARK ENERGY PREF ST|IBKR|Interactive Brokers Llc|5016
SPKEP|SPARK ENERGY PREF ST|ICBX|INSTINET, LLC|100
SPKEP|SPARK ENERGY PREF ST|INCA|INSTINET, LLC|3431
SPKEP|SPARK ENERGY PREF ST|JANY|Janney Montgomery Scott Inc.|20671
SPKEP|SPARK ENERGY PREF ST|LEHM|Barclays Capital Inc./Le|800
SPKEP|SPARK ENERGY PREF ST|LIME|Lime Brokerage LLC|2365
SPKEP|SPARK ENERGY PREF ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
SPKEP|SPARK ENERGY PREF ST|MSCO|MORGAN STANLEY & CO. LLC|10489
SPKEP|SPARK ENERGY PREF ST|NFSC|National Financial Services LLC|3341
SPKEP|SPARK ENERGY PREF ST|NITE|VIRTU Americas LLC|46751
SPKEP|SPARK ENERGY PREF ST|NQRB|Brut, LLC|11129
SPKEP|SPARK ENERGY PREF ST|PDQM|CODA MARKETS, INC.|1400
SPKEP|SPARK ENERGY PREF ST|RAJA|Raymond James & Associates, Inc.|1650
SPKEP|SPARK ENERGY PREF ST|RBCM|RBC CAPITAL MARKETS, LLC|5785
SPKEP|SPARK ENERGY PREF ST|SGMT|GOLDMAN SACHS & CO. LLC|400
SPKEP|SPARK ENERGY PREF ST|SPDR|SPEEDROUTE LLC|600
SPKEP|SPARK ENERGY PREF ST|SWIM|TD Ameritrade, Inc.|518
SPKEP|SPARK ENERGY PREF ST|TRCM|TRC MARKETS LLC|100
SPKEP|SPARK ENERGY PREF ST|UBSA|UBS SECURITIES LLC|2740
SPKEP|SPARK ENERGY PREF ST|UBSS|UBS Securities LLC|31082
SPKEP|SPARK ENERGY PREF ST|VGRD|Vanguard Marketing Corporation|200
SPKEP|SPARK ENERGY PREF ST|WBLR|WILLIAM BLAIR|2036
SPKEP|SPARK ENERGY PREF ST|WCHV|WELLS FARGO SECURITIES, LLC|18753
SPKEP|SPARK ENERGY PREF ST|WEDB|WEDBUSH SECURITIES INC.|250
SPKEP|SPARK ENERGY PREF ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4930
SPLB|SPDR PORTFOLIO LONG|ALTX|Alternet Securities Inc.|200
SPLB|SPDR PORTFOLIO LONG|ANOS|ABEL/NOSER, L.L.C.|606
SPLB|SPDR PORTFOLIO LONG|APCC|Apex Clearing Corporation|25
SPLB|SPDR PORTFOLIO LONG|BANK|Primevest Financial Services, Inc.|1350
SPLB|SPDR PORTFOLIO LONG|BAYC|BAY CREST PARTNERS, LLC|300000
SPLB|SPDR PORTFOLIO LONG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|64
SPLB|SPDR PORTFOLIO LONG|CANT|Cantor Fitzgerald & Co.|6
SPLB|SPDR PORTFOLIO LONG|CHAS|Charles Schwab & Co., Inc.|18486
SPLB|SPDR PORTFOLIO LONG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
SPLB|SPDR PORTFOLIO LONG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112659
SPLB|SPDR PORTFOLIO LONG|CXCX|CITIGROUP GLOBAL MARKETS INC.|3376
SPLB|SPDR PORTFOLIO LONG|DBAB|Deutsche Bank Securities Inc.|700
SPLB|SPDR PORTFOLIO LONG|DBAX|Deutsche Bank Securities Inc.|45000
SPLB|SPDR PORTFOLIO LONG|DEAN|MORGAN STANLEY|3957
SPLB|SPDR PORTFOLIO LONG|EBXL|EBX LLC|64300
SPLB|SPDR PORTFOLIO LONG|ECUT|CONVERGEX EXECUTION SOLUTIONS|260100
SPLB|SPDR PORTFOLIO LONG|EDJO|Edward D. Jones & Co., L.P.|11338
SPLB|SPDR PORTFOLIO LONG|EGAM|CBOE TRADING, INC.|2595
SPLB|SPDR PORTFOLIO LONG|EGAW|CBOE TRADING, INC.|400
SPLB|SPDR PORTFOLIO LONG|EGXM|CBOE TRADING, INC.|298
SPLB|SPDR PORTFOLIO LONG|ETBE|Electronic Transaction Clearing, Inc.|100
SPLB|SPDR PORTFOLIO LONG|ETRS|E*Trade Securities LLC|2883
SPLB|SPDR PORTFOLIO LONG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61701
SPLB|SPDR PORTFOLIO LONG|FTBR|Foliofn Investments, Inc.|1194
SPLB|SPDR PORTFOLIO LONG|GARC|ICAP Corporates LLC|150000
SPLB|SPDR PORTFOLIO LONG|GEBB|GLOBAL EXECUTION BROKERS, LP|20700
SPLB|SPDR PORTFOLIO LONG|GLPX|ACS EXECUTION SERVICES, LLC|200
SPLB|SPDR PORTFOLIO LONG|GSCO|GOLDMAN SACHS & CO. LLC|1200
SPLB|SPDR PORTFOLIO LONG|GSLT|GOLDMAN SACHS & CO. LLC|2071
SPLB|SPDR PORTFOLIO LONG|GTSZ|GTS SECURITIES LLC|600
SPLB|SPDR PORTFOLIO LONG|HRBF|American Enterprise Investment Services Inc.|8745
SPLB|SPDR PORTFOLIO LONG|IATS|INTERACTIVE BROKERS LLC|100
SPLB|SPDR PORTFOLIO LONG|IBKR|Interactive Brokers Llc|6601
SPLB|SPDR PORTFOLIO LONG|ICBX|INSTINET, LLC|120000
SPLB|SPDR PORTFOLIO LONG|INCA|INSTINET, LLC|132230
SPLB|SPDR PORTFOLIO LONG|ITGI|ITG Inc.|3700
SPLB|SPDR PORTFOLIO LONG|ITGP|ITG INC.|3800
SPLB|SPDR PORTFOLIO LONG|JANY|Janney Montgomery Scott Inc.|9436
SPLB|SPDR PORTFOLIO LONG|JMPT|JUMP TRADING, LLC|1290
SPLB|SPDR PORTFOLIO LONG|JPMX|J.P. Morgan Securities LLC|78364
SPLB|SPDR PORTFOLIO LONG|JSEB|JANE STREET EXECUTION SERVICES, LLC|300000
SPLB|SPDR PORTFOLIO LONG|JSJX|JANE STREET CAPITAL LLC|97621
SPLB|SPDR PORTFOLIO LONG|KCGM|VIRTU Americas LLC|13742
SPLB|SPDR PORTFOLIO LONG|LEHM|Barclays Capital Inc./Le|751738
SPLB|SPDR PORTFOLIO LONG|LIME|Lime Brokerage LLC|4064
SPLB|SPDR PORTFOLIO LONG|MACC|Mid Atlantic Capital Corporation|567
SPLB|SPDR PORTFOLIO LONG|MADV|Millennium Advisors, LLC|299000
SPLB|SPDR PORTFOLIO LONG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92036
SPLB|SPDR PORTFOLIO LONG|MSCO|MORGAN STANLEY & CO. LLC|143121
SPLB|SPDR PORTFOLIO LONG|MSPL|MORGAN STANLEY & CO. LLC|69300
SPLB|SPDR PORTFOLIO LONG|NFSC|National Financial Services LLC|24864
SPLB|SPDR PORTFOLIO LONG|NITE|VIRTU Americas LLC|118111
SPLB|SPDR PORTFOLIO LONG|NQRB|Brut, LLC|200
SPLB|SPDR PORTFOLIO LONG|OLDM|OLD MISSION CAPITAL, LLC|4000
SPLB|SPDR PORTFOLIO LONG|OPCO|Oppenheimer & Co. Inc.|172
SPLB|SPDR PORTFOLIO LONG|PDQM|CODA MARKETS, INC.|2203
SPLB|SPDR PORTFOLIO LONG|PWJC|UBS Financial Services, Inc.|200
SPLB|SPDR PORTFOLIO LONG|RBCM|RBC CAPITAL MARKETS, LLC|2084
SPLB|SPDR PORTFOLIO LONG|SBSH|Citigroup Global Markets Inc.|1019
SPLB|SPDR PORTFOLIO LONG|SGMT|GOLDMAN SACHS & CO. LLC|7712
SPLB|SPDR PORTFOLIO LONG|SPDR|SPEEDROUTE LLC|400
SPLB|SPDR PORTFOLIO LONG|STFL|Stifel, Nicolaus & Company, Incorporated|3848
SPLB|SPDR PORTFOLIO LONG|SWIM|TD Ameritrade, Inc.|1170
SPLB|SPDR PORTFOLIO LONG|SWST|Hilltop Securities Inc.|152
SPLB|SPDR PORTFOLIO LONG|TKNG|ALLY INVEST SECURITIES LLC|684
SPLB|SPDR PORTFOLIO LONG|TRCM|TRC MARKETS LLC|100
SPLB|SPDR PORTFOLIO LONG|UBSA|UBS SECURITIES LLC|222197
SPLB|SPDR PORTFOLIO LONG|UBSS|UBS Securities LLC|22245
SPLB|SPDR PORTFOLIO LONG|VGRD|Vanguard Marketing Corporation|493
SPLB|SPDR PORTFOLIO LONG|WBET|Wallachbeth Capital LLC|576100
SPLB|SPDR PORTFOLIO LONG|WCHV|WELLS FARGO SECURITIES, LLC|16293
SPLB|SPDR PORTFOLIO LONG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1152
SPLB|SPDR PORTFOLIO LONG|WSEA|WOLVERINE SECURITIES, LLC|215
SPLB|SPDR PORTFOLIO LONG|XSTM|NATIONAL FINANCIAL SERVICES LLC|75082
SPLB|SPDR PORTFOLIO LONG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11392
SPLG|SPDR PORTFOLIO LARGE|APCC|Apex Clearing Corporation|37
SPLG|SPDR PORTFOLIO LARGE|BANK|Primevest Financial Services, Inc.|725
SPLG|SPDR PORTFOLIO LARGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28289
SPLG|SPDR PORTFOLIO LARGE|BTIG|BTIG, LLC|12186
SPLG|SPDR PORTFOLIO LARGE|CANT|Cantor Fitzgerald & Co.|460119
SPLG|SPDR PORTFOLIO LARGE|CHAS|Charles Schwab & Co., Inc.|543
SPLG|SPDR PORTFOLIO LARGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19870
SPLG|SPDR PORTFOLIO LARGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11909
SPLG|SPDR PORTFOLIO LARGE|CSIN|Citadel Securities Institutional LLC|1982920
SPLG|SPDR PORTFOLIO LARGE|CTDL|Citadel Derivatives Group Llc|2248438
SPLG|SPDR PORTFOLIO LARGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|7400
SPLG|SPDR PORTFOLIO LARGE|DBAX|Deutsche Bank Securities Inc.|16700
SPLG|SPDR PORTFOLIO LARGE|DEAN|MORGAN STANLEY|3234
SPLG|SPDR PORTFOLIO LARGE|DEGS|RONIN PROFESSIONAL LLC|1
SPLG|SPDR PORTFOLIO LARGE|EBXL|EBX LLC|24800
SPLG|SPDR PORTFOLIO LARGE|EDJO|Edward D. Jones & Co., L.P.|360
SPLG|SPDR PORTFOLIO LARGE|EGAM|CBOE TRADING, INC.|3280
SPLG|SPDR PORTFOLIO LARGE|EGXM|CBOE TRADING, INC.|200
SPLG|SPDR PORTFOLIO LARGE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SPLG|SPDR PORTFOLIO LARGE|ETRS|E*Trade Securities LLC|1335
SPLG|SPDR PORTFOLIO LARGE|FBSB|U.S. Bancorp Investments, Inc.|1
SPLG|SPDR PORTFOLIO LARGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46
SPLG|SPDR PORTFOLIO LARGE|FTBR|Foliofn Investments, Inc.|161190
SPLG|SPDR PORTFOLIO LARGE|GSCO|GOLDMAN SACHS & CO. LLC|30891
SPLG|SPDR PORTFOLIO LARGE|GSLT|GOLDMAN SACHS & CO. LLC|430
SPLG|SPDR PORTFOLIO LARGE|GTSZ|GTS SECURITIES LLC|500
SPLG|SPDR PORTFOLIO LARGE|HRBF|American Enterprise Investment Services Inc.|20740
SPLG|SPDR PORTFOLIO LARGE|IATS|INTERACTIVE BROKERS LLC|271
SPLG|SPDR PORTFOLIO LARGE|IBKR|Interactive Brokers Llc|2680
SPLG|SPDR PORTFOLIO LARGE|ICBX|INSTINET, LLC|23684
SPLG|SPDR PORTFOLIO LARGE|INCA|INSTINET, LLC|6
SPLG|SPDR PORTFOLIO LARGE|ITGP|ITG INC.|800
SPLG|SPDR PORTFOLIO LARGE|JANY|Janney Montgomery Scott Inc.|10
SPLG|SPDR PORTFOLIO LARGE|JPMX|J.P. Morgan Securities LLC|470
SPLG|SPDR PORTFOLIO LARGE|JSEB|JANE STREET EXECUTION SERVICES, LLC|172338
SPLG|SPDR PORTFOLIO LARGE|JSJX|JANE STREET CAPITAL LLC|444591
SPLG|SPDR PORTFOLIO LARGE|KCGM|VIRTU Americas LLC|1887
SPLG|SPDR PORTFOLIO LARGE|LEHM|Barclays Capital Inc./Le|99400
SPLG|SPDR PORTFOLIO LARGE|LIME|Lime Brokerage LLC|3969
SPLG|SPDR PORTFOLIO LARGE|MACC|Mid Atlantic Capital Corporation|3053
SPLG|SPDR PORTFOLIO LARGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11408
SPLG|SPDR PORTFOLIO LARGE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SPLG|SPDR PORTFOLIO LARGE|MSCO|MORGAN STANLEY & CO. LLC|28347
SPLG|SPDR PORTFOLIO LARGE|MSPL|MORGAN STANLEY & CO. LLC|100
SPLG|SPDR PORTFOLIO LARGE|NBCS|NBC Securities, INC.|208
SPLG|SPDR PORTFOLIO LARGE|NFSC|National Financial Services LLC|43897
SPLG|SPDR PORTFOLIO LARGE|NITE|VIRTU Americas LLC|780574
SPLG|SPDR PORTFOLIO LARGE|NITP|VIRTU Americas LLC|120216
SPLG|SPDR PORTFOLIO LARGE|NQRB|Brut, LLC|31
SPLG|SPDR PORTFOLIO LARGE|PDQM|CODA MARKETS, INC.|6800
SPLG|SPDR PORTFOLIO LARGE|RBCM|RBC CAPITAL MARKETS, LLC|7272
SPLG|SPDR PORTFOLIO LARGE|SBSH|Citigroup Global Markets Inc.|700
SPLG|SPDR PORTFOLIO LARGE|SGMT|GOLDMAN SACHS & CO. LLC|8000
SPLG|SPDR PORTFOLIO LARGE|STFL|Stifel, Nicolaus & Company, Incorporated|51
SPLG|SPDR PORTFOLIO LARGE|SWIM|TD Ameritrade, Inc.|7966
SPLG|SPDR PORTFOLIO LARGE|SWST|Hilltop Securities Inc.|7180
SPLG|SPDR PORTFOLIO LARGE|TRCM|TRC MARKETS LLC|1
SPLG|SPDR PORTFOLIO LARGE|UBSA|UBS SECURITIES LLC|107828
SPLG|SPDR PORTFOLIO LARGE|UBSS|UBS Securities LLC|51967
SPLG|SPDR PORTFOLIO LARGE|VALX|VIRTU AMERICAS LLC|105
SPLG|SPDR PORTFOLIO LARGE|VGRD|Vanguard Marketing Corporation|3127
SPLG|SPDR PORTFOLIO LARGE|WCHV|WELLS FARGO SECURITIES, LLC|10101
SPLG|SPDR PORTFOLIO LARGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|578
SPLG|SPDR PORTFOLIO LARGE|WSEA|WOLVERINE SECURITIES, LLC|9
SPLG|SPDR PORTFOLIO LARGE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64658
SPLK|SPLUNK INC.|ABLE|NATIXIS Securities Americas LLC|402925
SPLK|SPLUNK INC.|ADAM|CANACCORD GENUITY INC.|300
SPLK|SPLUNK INC.|AGCP|AEGIS CAPITAL CORP.|330
SPLK|SPLUNK INC.|AGIS|Aegis Capital Corp.|14875
SPLK|SPLUNK INC.|ALLN|Allen & Company LLC|700
SPLK|SPLUNK INC.|ALTX|Alternet Securities Inc.|21068
SPLK|SPLUNK INC.|ANOS|ABEL/NOSER, L.L.C.|104
SPLK|SPLUNK INC.|APCC|Apex Clearing Corporation|5409
SPLK|SPLUNK INC.|BANK|Primevest Financial Services, Inc.|51
SPLK|SPLUNK INC.|BARD|Robert W. Baird & Co. Incorporated|23765
SPLK|SPLUNK INC.|BATM|CBOE TRADING, INC.|18933
SPLK|SPLUNK INC.|BAYC|BAY CREST PARTNERS, LLC|6232
SPLK|SPLUNK INC.|BAYT|BTIG, LLC|36380
SPLK|SPLUNK INC.|BBNT|BB&T SECURITIES, LLC|311
SPLK|SPLUNK INC.|BERN|Sanford C. Bernstein & Co., LLC|80572
SPLK|SPLUNK INC.|BIAD|SAGETRADER, LLC|120
SPLK|SPLUNK INC.|BIDS|BIDS TRADING L.P.|49340
SPLK|SPLUNK INC.|BIMI|Banca IMI Securities Corp.|397
SPLK|SPLUNK INC.|BKCM|BNY Mellon Capital Markets LLC|474
SPLK|SPLUNK INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27473
SPLK|SPLUNK INC.|BLKX|INSTINET, LLC|162800
SPLK|SPLUNK INC.|BMAK|BMA SECURITIES|27049
SPLK|SPLUNK INC.|BMOC|BMO Capital Markets Corp.|1560
SPLK|SPLUNK INC.|BNPX|BNP PARIBAS SECURITIES CORP.|79008
SPLK|SPLUNK INC.|BTIG|BTIG, LLC|245539
SPLK|SPLUNK INC.|BYXM|CBOE TRADING, INC.|6531
SPLK|SPLUNK INC.|BZYD|GOLDMAN SACHS & CO. LLC|1012
SPLK|SPLUNK INC.|CABR|Cabrera Capital Markets, Inc.|100
SPLK|SPLUNK INC.|CANT|Cantor Fitzgerald & Co.|9015
SPLK|SPLUNK INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|32208
SPLK|SPLUNK INC.|CBRA|Cobra Trading, Inc.|1600
SPLK|SPLUNK INC.|CHAS|Charles Schwab & Co., Inc.|14761
SPLK|SPLUNK INC.|CHBC|PENSERRA SECURITIES, LLC|288000
SPLK|SPLUNK INC.|CIBP|CIBC World Markets Corp.|20000
SPLK|SPLUNK INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|12700
SPLK|SPLUNK INC.|CIST|Capital Institutional Services, Inc.|4053
SPLK|SPLUNK INC.|CLSA|CLSA AMERICAS, LLC|1700
SPLK|SPLUNK INC.|CNFR|Cowen Prime Services LLC|100
SPLK|SPLUNK INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|306125
SPLK|SPLUNK INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9945
SPLK|SPLUNK INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6243
SPLK|SPLUNK INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|675903
SPLK|SPLUNK INC.|CTDL|Citadel Derivatives Group Llc|42833
SPLK|SPLUNK INC.|CTLR|CUTLER GROUP, LP|8541
SPLK|SPLUNK INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|33382
SPLK|SPLUNK INC.|DADA|D.A. Davidson & Co.|635
SPLK|SPLUNK INC.|DAWA|Daiwa Capital Markets America Inc.|64894
SPLK|SPLUNK INC.|DBAB|Deutsche Bank Securities Inc.|1249792
SPLK|SPLUNK INC.|DBAX|Deutsche Bank Securities Inc.|549200
SPLK|SPLUNK INC.|DBUL|Deutsche Bank Securities Inc.|510
SPLK|SPLUNK INC.|DCHF|Dart Executions, LLC|21472
SPLK|SPLUNK INC.|DEAN|MORGAN STANLEY|26611
SPLK|SPLUNK INC.|DEGS|RONIN PROFESSIONAL LLC|14632
SPLK|SPLUNK INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18615
SPLK|SPLUNK INC.|DOTC|Dougherty & Company LLC|1810
SPLK|SPLUNK INC.|DREX|Drexel Hamilton, LLC|49340
SPLK|SPLUNK INC.|DRWK|DRW SECURITIES, L.L.C.|70368
SPLK|SPLUNK INC.|EBXL|EBX LLC|327800
SPLK|SPLUNK INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|27872
SPLK|SPLUNK INC.|EDJC|Edward Jones / CDS|293
SPLK|SPLUNK INC.|EDJO|Edward D. Jones & Co., L.P.|12382
SPLK|SPLUNK INC.|EGAM|CBOE TRADING, INC.|23335
SPLK|SPLUNK INC.|EGAW|CBOE TRADING, INC.|179
SPLK|SPLUNK INC.|EGMT|EG MARKET TECHNOLOGIES LLC|3993
SPLK|SPLUNK INC.|EGXM|CBOE TRADING, INC.|16210
SPLK|SPLUNK INC.|EGXW|CBOE TRADING, INC.|501
SPLK|SPLUNK INC.|ESPO|ESPOSITO SECURITIES, LLC|40292
SPLK|SPLUNK INC.|ETBE|Electronic Transaction Clearing, Inc.|179813
SPLK|SPLUNK INC.|ETCC|Electronic Transaction Clearing, Inc.|160
SPLK|SPLUNK INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7488
SPLK|SPLUNK INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|138140
SPLK|SPLUNK INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|882
SPLK|SPLUNK INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2600
SPLK|SPLUNK INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|170309
SPLK|SPLUNK INC.|ETRS|E*Trade Securities LLC|704646
SPLK|SPLUNK INC.|EVRS|E1 ASSET MANAGEMENT, INC.|700
SPLK|SPLUNK INC.|FBCO|Credit Suisse Securities (USA) LLC|1320982
SPLK|SPLUNK INC.|FBSB|U.S. Bancorp Investments, Inc.|68
SPLK|SPLUNK INC.|FFSI|Firstrade Securities Inc.|30
SPLK|SPLUNK INC.|FILL|Tradestation Securities, Inc.|27805
SPLK|SPLUNK INC.|FINX|FINTECH SECURITIES|269
SPLK|SPLUNK INC.|FMAF|NBCN Inc./ CDS|1958
SPLK|SPLUNK INC.|FOMA|TD AMERITRADE CLEARING, INC.|760068
SPLK|SPLUNK INC.|FORD|Fordham Financial Management, Inc.|19812
SPLK|SPLUNK INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3904
SPLK|SPLUNK INC.|FQLS|Quantlab Securities LP|745998
SPLK|SPLUNK INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|215474
SPLK|SPLUNK INC.|FTBR|Foliofn Investments, Inc.|2079
SPLK|SPLUNK INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|57849
SPLK|SPLUNK INC.|GLIS|TD Securities Inc|151
SPLK|SPLUNK INC.|GLPX|ACS EXECUTION SERVICES, LLC|53133
SPLK|SPLUNK INC.|GSCO|GOLDMAN SACHS & CO. LLC|3337444
SPLK|SPLUNK INC.|GSCS|GOLDMAN SACHS & CO. LLC|95195
SPLK|SPLUNK INC.|GSLT|GOLDMAN SACHS & CO. LLC|15237
SPLK|SPLUNK INC.|GTSZ|GTS SECURITIES LLC|482138
SPLK|SPLUNK INC.|HAPX|HAP Trading, LLC|313
SPLK|SPLUNK INC.|HRBF|American Enterprise Investment Services Inc.|20016
SPLK|SPLUNK INC.|HSBC|HSBC Securities, Inc.|8951
SPLK|SPLUNK INC.|IATS|INTERACTIVE BROKERS LLC|51649
SPLK|SPLUNK INC.|IBKR|Interactive Brokers Llc|501105
SPLK|SPLUNK INC.|IBSJ|Integrity Brokerage Services, Inc.|375
SPLK|SPLUNK INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|762
SPLK|SPLUNK INC.|ICBX|INSTINET, LLC|63016
SPLK|SPLUNK INC.|INCA|INSTINET, LLC|1207910
SPLK|SPLUNK INC.|INJX|INSTINET, LLC|54781
SPLK|SPLUNK INC.|INTL|INTL FCSTONE FINANCIAL INC.|5
SPLK|SPLUNK INC.|ITGI|ITG Inc.|90473
SPLK|SPLUNK INC.|ITGP|ITG INC.|207000
SPLK|SPLUNK INC.|JANY|Janney Montgomery Scott Inc.|4197
SPLK|SPLUNK INC.|JEFF|JEFFERIES LLC|229641
SPLK|SPLUNK INC.|JMPT|JUMP TRADING, LLC|123699
SPLK|SPLUNK INC.|JPBX|J.P. MORGAN SECURITIES LLC|110091
SPLK|SPLUNK INC.|JPMX|J.P. Morgan Securities LLC|820348
SPLK|SPLUNK INC.|JSJX|JANE STREET CAPITAL LLC|194681
SPLK|SPLUNK INC.|JUTA|JUMP TRADING, LLC|1010
SPLK|SPLUNK INC.|KCGM|VIRTU Americas LLC|71946
SPLK|SPLUNK INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|6198
SPLK|SPLUNK INC.|LEHM|Barclays Capital Inc./Le|2558410
SPLK|SPLUNK INC.|LIME|Lime Brokerage LLC|322688
SPLK|SPLUNK INC.|LIWE|LIME BROKERAGE LLC|5736
SPLK|SPLUNK INC.|LMGP|LIME BROKERAGE LLC|3225
SPLK|SPLUNK INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|80516
SPLK|SPLUNK INC.|LOOP|Loop Capital Markets LLC|3525
SPLK|SPLUNK INC.|LQNA|LIQUIDNET, INC.|41900
SPLK|SPLUNK INC.|LSCI|Lek Securities Corporation|932
SPLK|SPLUNK INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|500
SPLK|SPLUNK INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SPLK|SPLUNK INC.|MACC|Mid Atlantic Capital Corporation|871
SPLK|SPLUNK INC.|MACQ|Macquarie Capital (USA) Inc.|11689
SPLK|SPLUNK INC.|MAVB|Great Point Capital LLC|97
SPLK|SPLUNK INC.|MAXM|Maxim Group LLC|3382
SPLK|SPLUNK INC.|MBTS|ALLY INVEST SECURITIES LLC|280
SPLK|SPLUNK INC.|MCMF|Raymond James Ltd. Cds|980
SPLK|SPLUNK INC.|MILE|I-Bankers Securities, Inc.|2190
SPLK|SPLUNK INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|208687
SPLK|SPLUNK INC.|MOTF|MOTIF INVESTING, INC.|119
SPLK|SPLUNK INC.|MPSG|E D & F Man Capital Markets Inc.|6004
SPLK|SPLUNK INC.|MSCO|MORGAN STANLEY & CO. LLC|6446017
SPLK|SPLUNK INC.|MSPL|MORGAN STANLEY & CO. LLC|465200
SPLK|SPLUNK INC.|MSTX|MORGAN STANLEY & CO. LLC|318500
SPLK|SPLUNK INC.|NATL|National Securities Corporation|200
SPLK|SPLUNK INC.|NEED|Needham & Company, LLC|2000
SPLK|SPLUNK INC.|NFSC|National Financial Services LLC|873410
SPLK|SPLUNK INC.|NITE|VIRTU Americas LLC|2046541
SPLK|SPLUNK INC.|NITP|VIRTU Americas LLC|7561
SPLK|SPLUNK INC.|NORT|Northland Securities, Inc.|11513
SPLK|SPLUNK INC.|NQRB|Brut, LLC|38986
SPLK|SPLUNK INC.|NTRC|Northern Trust Securities, Inc.|1
SPLK|SPLUNK INC.|OHOS|TWO SIGMA SECURITIES, LLC|219343
SPLK|SPLUNK INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|400
SPLK|SPLUNK INC.|OPCO|Oppenheimer & Co. Inc.|83481
SPLK|SPLUNK INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3786
SPLK|SPLUNK INC.|PCPT|PHILLIP CAPITAL INC.|1736
SPLK|SPLUNK INC.|PDQM|CODA MARKETS, INC.|106075
SPLK|SPLUNK INC.|PHLY|NASDAQ Execution Services, LLC|23800
SPLK|SPLUNK INC.|PICT|Pictet Overseas Inc.|2300
SPLK|SPLUNK INC.|PIPR|Piper Jaffray & Co.|2357
SPLK|SPLUNK INC.|PWJC|UBS Financial Services, Inc.|12909
SPLK|SPLUNK INC.|RAJA|Raymond James & Associates, Inc.|66977
SPLK|SPLUNK INC.|RBCM|RBC CAPITAL MARKETS, LLC|18834
SPLK|SPLUNK INC.|RGLD|Regal Securities, Inc|540
SPLK|SPLUNK INC.|RHCO|Suntrust Robinson Humphrey, Inc.|12831
SPLK|SPLUNK INC.|SAGL|SAGETRADER, LLC|89526
SPLK|SPLUNK INC.|SAGW|SAGETRADER, LLC|216
SPLK|SPLUNK INC.|SALI|INTL FCSTONE FINANCIAL INC.|2806
SPLK|SPLUNK INC.|SBSH|Citigroup Global Markets Inc.|729503
SPLK|SPLUNK INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|3206
SPLK|SPLUNK INC.|SEIC|SEI Investments Distribution Co.|200
SPLK|SPLUNK INC.|SGMT|GOLDMAN SACHS & CO. LLC|286496
SPLK|SPLUNK INC.|SJLS|TRADE INFORMATICS LLC|100
SPLK|SPLUNK INC.|SPDR|SPEEDROUTE LLC|12645
SPLK|SPLUNK INC.|SPHN|Stephens Inc.|9737
SPLK|SPLUNK INC.|SPTD|MINT GLOBAL MARKETS, INC.|700
SPLK|SPLUNK INC.|STFL|Stifel, Nicolaus & Company, Incorporated|54322
SPLK|SPLUNK INC.|STKP|STOCKPILE INVESTMENTS, INC.|130
SPLK|SPLUNK INC.|STRS|STRATEGAS RESEARCH PARTNERS|2880
SPLK|SPLUNK INC.|STXG|Stockcross Financial Services, Inc.|94
SPLK|SPLUNK INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|289
SPLK|SPLUNK INC.|SWIM|TD Ameritrade, Inc.|349976
SPLK|SPLUNK INC.|SWST|Hilltop Securities Inc.|22641
SPLK|SPLUNK INC.|TAGC|TELSEY ADVISORY GROUP LLC|435
SPLK|SPLUNK INC.|TKNG|ALLY INVEST SECURITIES LLC|14966
SPLK|SPLUNK INC.|TMBR|Timber Hill LLC|839
SPLK|SPLUNK INC.|TONC|CUTTONE & CO., LLC|1870
SPLK|SPLUNK INC.|TRBT|Tradebot Systems, Inc.|454518
SPLK|SPLUNK INC.|TRCM|TRC MARKETS LLC|516008
SPLK|SPLUNK INC.|TWTT|TASTYWORKS, INC.|1791
SPLK|SPLUNK INC.|UBSA|UBS SECURITIES LLC|1252556
SPLK|SPLUNK INC.|UBSS|UBS Securities LLC|3212947
SPLK|SPLUNK INC.|VALX|VIRTU AMERICAS LLC|14440
SPLK|SPLUNK INC.|VERT|The Vertical Trading Group, LLC|360
SPLK|SPLUNK INC.|VGRD|Vanguard Marketing Corporation|55941
SPLK|SPLUNK INC.|VSIN|Vision Financial Markets Llc|8
SPLK|SPLUNK INC.|WABR|Wall Street Access|8565
SPLK|SPLUNK INC.|WBLR|WILLIAM BLAIR|110282
SPLK|SPLUNK INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|7434
SPLK|SPLUNK INC.|WCHV|WELLS FARGO SECURITIES, LLC|319551
SPLK|SPLUNK INC.|WEDB|WEDBUSH SECURITIES INC.|15652
SPLK|SPLUNK INC.|WEED|Weeden & Co.L.P.|12476
SPLK|SPLUNK INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40955
SPLK|SPLUNK INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|98001
SPLK|SPLUNK INC.|WFPB|Wells Fargo Securities, LLC.|200
SPLK|SPLUNK INC.|WGIF|CIBC World Markets Inc.|10578
SPLK|SPLUNK INC.|WORD|Worden Capital Management LLC|3698
SPLK|SPLUNK INC.|WSAG|WALL STREET ACCESS|136
SPLK|SPLUNK INC.|WSEA|WOLVERINE SECURITIES, LLC|24347
SPLK|SPLUNK INC.|XIST|INSTINET, LLC|80648
SPLK|SPLUNK INC.|XPQR|Jump Trading|3939
SPLK|SPLUNK INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|139146
SPLK|SPLUNK INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7993
SPLK|SPLUNK INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4011
SPLP|STEEL PARTNERS HLDGS|APCC|Apex Clearing Corporation|6
SPLP|STEEL PARTNERS HLDGS|BAYT|BTIG, LLC|300
SPLP|STEEL PARTNERS HLDGS|CANT|Cantor Fitzgerald & Co.|134282
SPLP|STEEL PARTNERS HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2775
SPLP|STEEL PARTNERS HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
SPLP|STEEL PARTNERS HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1325
SPLP|STEEL PARTNERS HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
SPLP|STEEL PARTNERS HLDGS|DBAB|Deutsche Bank Securities Inc.|100
SPLP|STEEL PARTNERS HLDGS|DBAX|Deutsche Bank Securities Inc.|1300
SPLP|STEEL PARTNERS HLDGS|EBXL|EBX LLC|300
SPLP|STEEL PARTNERS HLDGS|ETRS|E*Trade Securities LLC|675
SPLP|STEEL PARTNERS HLDGS|FTBR|Foliofn Investments, Inc.|20
SPLP|STEEL PARTNERS HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|8918
SPLP|STEEL PARTNERS HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|100
SPLP|STEEL PARTNERS HLDGS|HRBF|American Enterprise Investment Services Inc.|21
SPLP|STEEL PARTNERS HLDGS|IBKR|Interactive Brokers Llc|5316
SPLP|STEEL PARTNERS HLDGS|ICBX|INSTINET, LLC|400
SPLP|STEEL PARTNERS HLDGS|ITGP|ITG INC.|200
SPLP|STEEL PARTNERS HLDGS|KCGM|VIRTU Americas LLC|100
SPLP|STEEL PARTNERS HLDGS|LEHM|Barclays Capital Inc./Le|1100
SPLP|STEEL PARTNERS HLDGS|LIME|Lime Brokerage LLC|459
SPLP|STEEL PARTNERS HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SPLP|STEEL PARTNERS HLDGS|MSCO|MORGAN STANLEY & CO. LLC|845788
SPLP|STEEL PARTNERS HLDGS|NFSC|National Financial Services LLC|2471
SPLP|STEEL PARTNERS HLDGS|NITE|VIRTU Americas LLC|7790
SPLP|STEEL PARTNERS HLDGS|PDQM|CODA MARKETS, INC.|117
SPLP|STEEL PARTNERS HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|270
SPLP|STEEL PARTNERS HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|700
SPLP|STEEL PARTNERS HLDGS|SWIM|TD Ameritrade, Inc.|2500
SPLP|STEEL PARTNERS HLDGS|TRBT|Tradebot Systems, Inc.|198
SPLP|STEEL PARTNERS HLDGS|TRCM|TRC MARKETS LLC|200
SPLP|STEEL PARTNERS HLDGS|UBSA|UBS SECURITIES LLC|5656
SPLP|STEEL PARTNERS HLDGS|UBSS|UBS Securities LLC|1422
SPLP|STEEL PARTNERS HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|400
SPLP|STEEL PARTNERS HLDGS|WEDB|WEDBUSH SECURITIES INC.|7002
SPLP$A|STEEL PRTNS 6% SER A|ALTX|Alternet Securities Inc.|200
SPLP$A|STEEL PRTNS 6% SER A|BATM|CBOE TRADING, INC.|200
SPLP$A|STEEL PRTNS 6% SER A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600
SPLP$A|STEEL PRTNS 6% SER A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
SPLP$A|STEEL PRTNS 6% SER A|DBAX|Deutsche Bank Securities Inc.|1200
SPLP$A|STEEL PRTNS 6% SER A|DEAN|MORGAN STANLEY|3742
SPLP$A|STEEL PRTNS 6% SER A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
SPLP$A|STEEL PRTNS 6% SER A|EBXL|EBX LLC|2600
SPLP$A|STEEL PRTNS 6% SER A|EGXM|CBOE TRADING, INC.|100
SPLP$A|STEEL PRTNS 6% SER A|ETRS|E*Trade Securities LLC|5583
SPLP$A|STEEL PRTNS 6% SER A|FTBR|Foliofn Investments, Inc.|77
SPLP$A|STEEL PRTNS 6% SER A|GLPX|ACS EXECUTION SERVICES, LLC|300
SPLP$A|STEEL PRTNS 6% SER A|GSCO|GOLDMAN SACHS & CO. LLC|3900
SPLP$A|STEEL PRTNS 6% SER A|IATS|INTERACTIVE BROKERS LLC|495
SPLP$A|STEEL PRTNS 6% SER A|IBKR|Interactive Brokers Llc|4357
SPLP$A|STEEL PRTNS 6% SER A|ICBX|INSTINET, LLC|300
SPLP$A|STEEL PRTNS 6% SER A|INCA|INSTINET, LLC|887
SPLP$A|STEEL PRTNS 6% SER A|ITGP|ITG INC.|400
SPLP$A|STEEL PRTNS 6% SER A|JANY|Janney Montgomery Scott Inc.|81
SPLP$A|STEEL PRTNS 6% SER A|JPMX|J.P. Morgan Securities LLC|400
SPLP$A|STEEL PRTNS 6% SER A|KCGM|VIRTU Americas LLC|100
SPLP$A|STEEL PRTNS 6% SER A|LEHM|Barclays Capital Inc./Le|200
SPLP$A|STEEL PRTNS 6% SER A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SPLP$A|STEEL PRTNS 6% SER A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1070
SPLP$A|STEEL PRTNS 6% SER A|MSCO|MORGAN STANLEY & CO. LLC|100
SPLP$A|STEEL PRTNS 6% SER A|MSPL|MORGAN STANLEY & CO. LLC|3000
SPLP$A|STEEL PRTNS 6% SER A|NFSC|National Financial Services LLC|1717
SPLP$A|STEEL PRTNS 6% SER A|NITE|VIRTU Americas LLC|12562
SPLP$A|STEEL PRTNS 6% SER A|PDQM|CODA MARKETS, INC.|400
SPLP$A|STEEL PRTNS 6% SER A|RBCM|RBC CAPITAL MARKETS, LLC|4872
SPLP$A|STEEL PRTNS 6% SER A|SGMT|GOLDMAN SACHS & CO. LLC|1800
SPLP$A|STEEL PRTNS 6% SER A|SPDR|SPEEDROUTE LLC|300
SPLP$A|STEEL PRTNS 6% SER A|SWIM|TD Ameritrade, Inc.|500
SPLP$A|STEEL PRTNS 6% SER A|UBSA|UBS SECURITIES LLC|7077
SPLP$A|STEEL PRTNS 6% SER A|UBSS|UBS Securities LLC|4722
SPLP$A|STEEL PRTNS 6% SER A|VGRD|Vanguard Marketing Corporation|553
SPLP$A|STEEL PRTNS 6% SER A|WCHV|WELLS FARGO SECURITIES, LLC|300
SPLP$A|STEEL PRTNS 6% SER A|WEED|Weeden & Co.L.P.|1000
SPLV|INVS S&P 500 LOW|ALTX|Alternet Securities Inc.|3618
SPLV|INVS S&P 500 LOW|APCC|Apex Clearing Corporation|16475
SPLV|INVS S&P 500 LOW|BANK|Primevest Financial Services, Inc.|832
SPLV|INVS S&P 500 LOW|BARD|Robert W. Baird & Co. Incorporated|21541
SPLV|INVS S&P 500 LOW|BATM|CBOE TRADING, INC.|16433
SPLV|INVS S&P 500 LOW|BAYT|BTIG, LLC|1700
SPLV|INVS S&P 500 LOW|BBNT|BB&T SECURITIES, LLC|205
SPLV|INVS S&P 500 LOW|BERN|Sanford C. Bernstein & Co., LLC|541
SPLV|INVS S&P 500 LOW|BIDS|BIDS TRADING L.P.|800
SPLV|INVS S&P 500 LOW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57787
SPLV|INVS S&P 500 LOW|BNPX|BNP PARIBAS SECURITIES CORP.|2373
SPLV|INVS S&P 500 LOW|BYXM|CBOE TRADING, INC.|2044
SPLV|INVS S&P 500 LOW|CANT|Cantor Fitzgerald & Co.|22241
SPLV|INVS S&P 500 LOW|CHAS|Charles Schwab & Co., Inc.|3658
SPLV|INVS S&P 500 LOW|CIST|Capital Institutional Services, Inc.|5911
SPLV|INVS S&P 500 LOW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12382
SPLV|INVS S&P 500 LOW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|181274
SPLV|INVS S&P 500 LOW|CSIN|Citadel Securities Institutional LLC|105316
SPLV|INVS S&P 500 LOW|CTDL|Citadel Derivatives Group Llc|180415
SPLV|INVS S&P 500 LOW|CXCX|CITIGROUP GLOBAL MARKETS INC.|4200
SPLV|INVS S&P 500 LOW|DADA|D.A. Davidson & Co.|896
SPLV|INVS S&P 500 LOW|DBAB|Deutsche Bank Securities Inc.|5808
SPLV|INVS S&P 500 LOW|DBAX|Deutsche Bank Securities Inc.|34100
SPLV|INVS S&P 500 LOW|DCHF|Dart Executions, LLC|98
SPLV|INVS S&P 500 LOW|DEAN|MORGAN STANLEY|26975
SPLV|INVS S&P 500 LOW|DEGS|RONIN PROFESSIONAL LLC|300
SPLV|INVS S&P 500 LOW|EBXL|EBX LLC|177200
SPLV|INVS S&P 500 LOW|ECUT|CONVERGEX EXECUTION SOLUTIONS|8900
SPLV|INVS S&P 500 LOW|EDJC|Edward Jones / CDS|5
SPLV|INVS S&P 500 LOW|EDJO|Edward D. Jones & Co., L.P.|17206
SPLV|INVS S&P 500 LOW|EGAM|CBOE TRADING, INC.|10160
SPLV|INVS S&P 500 LOW|EGXM|CBOE TRADING, INC.|13598
SPLV|INVS S&P 500 LOW|ETBE|Electronic Transaction Clearing, Inc.|20652
SPLV|INVS S&P 500 LOW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
SPLV|INVS S&P 500 LOW|ETRS|E*Trade Securities LLC|7943
SPLV|INVS S&P 500 LOW|FBSB|U.S. Bancorp Investments, Inc.|4403
SPLV|INVS S&P 500 LOW|FILL|Tradestation Securities, Inc.|180
SPLV|INVS S&P 500 LOW|FINX|FINTECH SECURITIES|814
SPLV|INVS S&P 500 LOW|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|43200
SPLV|INVS S&P 500 LOW|FMAF|NBCN Inc./ CDS|12645
SPLV|INVS S&P 500 LOW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43551
SPLV|INVS S&P 500 LOW|FTBR|Foliofn Investments, Inc.|122648
SPLV|INVS S&P 500 LOW|GLIS|TD Securities Inc|1252
SPLV|INVS S&P 500 LOW|GLPX|ACS EXECUTION SERVICES, LLC|521
SPLV|INVS S&P 500 LOW|GSCO|GOLDMAN SACHS & CO. LLC|397642
SPLV|INVS S&P 500 LOW|GSCS|GOLDMAN SACHS & CO. LLC|100
SPLV|INVS S&P 500 LOW|GSLT|GOLDMAN SACHS & CO. LLC|10053
SPLV|INVS S&P 500 LOW|GTSZ|GTS SECURITIES LLC|2373227
SPLV|INVS S&P 500 LOW|HRBF|American Enterprise Investment Services Inc.|272675
SPLV|INVS S&P 500 LOW|HSBC|HSBC Securities, Inc.|2400
SPLV|INVS S&P 500 LOW|IATS|INTERACTIVE BROKERS LLC|15807
SPLV|INVS S&P 500 LOW|IBKR|Interactive Brokers Llc|21761
SPLV|INVS S&P 500 LOW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1707
SPLV|INVS S&P 500 LOW|ICBX|INSTINET, LLC|140588
SPLV|INVS S&P 500 LOW|INCA|INSTINET, LLC|195464
SPLV|INVS S&P 500 LOW|ITGI|ITG Inc.|52966
SPLV|INVS S&P 500 LOW|ITGP|ITG INC.|95400
SPLV|INVS S&P 500 LOW|JANY|Janney Montgomery Scott Inc.|15033
SPLV|INVS S&P 500 LOW|JEFF|JEFFERIES LLC|37249
SPLV|INVS S&P 500 LOW|JMPT|JUMP TRADING, LLC|12787
SPLV|INVS S&P 500 LOW|JPMX|J.P. Morgan Securities LLC|63636
SPLV|INVS S&P 500 LOW|JSEB|JANE STREET EXECUTION SERVICES, LLC|247102
SPLV|INVS S&P 500 LOW|JSJX|JANE STREET CAPITAL LLC|547871
SPLV|INVS S&P 500 LOW|KCGM|VIRTU Americas LLC|205870
SPLV|INVS S&P 500 LOW|LEHM|Barclays Capital Inc./Le|411519
SPLV|INVS S&P 500 LOW|LIME|Lime Brokerage LLC|18697
SPLV|INVS S&P 500 LOW|MACC|Mid Atlantic Capital Corporation|21806
SPLV|INVS S&P 500 LOW|MAXM|Maxim Group LLC|8664
SPLV|INVS S&P 500 LOW|MCMF|Raymond James Ltd. Cds|1520
SPLV|INVS S&P 500 LOW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45632
SPLV|INVS S&P 500 LOW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
SPLV|INVS S&P 500 LOW|MOTF|MOTIF INVESTING, INC.|5
SPLV|INVS S&P 500 LOW|MSCO|MORGAN STANLEY & CO. LLC|477440
SPLV|INVS S&P 500 LOW|MSPL|MORGAN STANLEY & CO. LLC|21100
SPLV|INVS S&P 500 LOW|NFSC|National Financial Services LLC|337573
SPLV|INVS S&P 500 LOW|NITE|VIRTU Americas LLC|940952
SPLV|INVS S&P 500 LOW|NITP|VIRTU Americas LLC|12127
SPLV|INVS S&P 500 LOW|NQRB|Brut, LLC|2500
SPLV|INVS S&P 500 LOW|OPCO|Oppenheimer & Co. Inc.|4058
SPLV|INVS S&P 500 LOW|PDQM|CODA MARKETS, INC.|2942
SPLV|INVS S&P 500 LOW|PWJC|UBS Financial Services, Inc.|65
SPLV|INVS S&P 500 LOW|QMSR|QUATTRO M SECURITIES INC.|93740
SPLV|INVS S&P 500 LOW|RBCM|RBC CAPITAL MARKETS, LLC|31535
SPLV|INVS S&P 500 LOW|SAGL|SAGETRADER, LLC|14094
SPLV|INVS S&P 500 LOW|SALI|INTL FCSTONE FINANCIAL INC.|799
SPLV|INVS S&P 500 LOW|SBSH|Citigroup Global Markets Inc.|35069
SPLV|INVS S&P 500 LOW|SEIC|SEI Investments Distribution Co.|2418
SPLV|INVS S&P 500 LOW|SGMT|GOLDMAN SACHS & CO. LLC|78169
SPLV|INVS S&P 500 LOW|SHMR|ABN Amro Clearing LLC|57100
SPLV|INVS S&P 500 LOW|SPHN|Stephens Inc.|2099
SPLV|INVS S&P 500 LOW|STFL|Stifel, Nicolaus & Company, Incorporated|10352
SPLV|INVS S&P 500 LOW|STKP|STOCKPILE INVESTMENTS, INC.|162
SPLV|INVS S&P 500 LOW|SWIM|TD Ameritrade, Inc.|3797
SPLV|INVS S&P 500 LOW|SWST|Hilltop Securities Inc.|4599
SPLV|INVS S&P 500 LOW|TKNG|ALLY INVEST SECURITIES LLC|75
SPLV|INVS S&P 500 LOW|TRBT|Tradebot Systems, Inc.|151303
SPLV|INVS S&P 500 LOW|TRCM|TRC MARKETS LLC|1228380
SPLV|INVS S&P 500 LOW|TWTT|TASTYWORKS, INC.|210
SPLV|INVS S&P 500 LOW|UBSA|UBS SECURITIES LLC|142454
SPLV|INVS S&P 500 LOW|UBSS|UBS Securities LLC|468522
SPLV|INVS S&P 500 LOW|VALX|VIRTU AMERICAS LLC|11818
SPLV|INVS S&P 500 LOW|VERT|The Vertical Trading Group, LLC|644
SPLV|INVS S&P 500 LOW|VGRD|Vanguard Marketing Corporation|24532
SPLV|INVS S&P 500 LOW|WBLR|WILLIAM BLAIR|1641
SPLV|INVS S&P 500 LOW|WCHV|WELLS FARGO SECURITIES, LLC|210375
SPLV|INVS S&P 500 LOW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|299
SPLV|INVS S&P 500 LOW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2018
SPLV|INVS S&P 500 LOW|WSEA|WOLVERINE SECURITIES, LLC|2579
SPLV|INVS S&P 500 LOW|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
SPLV|INVS S&P 500 LOW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|206969
SPMD|SPDR PORTFOLIO MID C|APCC|Apex Clearing Corporation|41
SPMD|SPDR PORTFOLIO MID C|BANK|Primevest Financial Services, Inc.|64
SPMD|SPDR PORTFOLIO MID C|BATM|CBOE TRADING, INC.|5000
SPMD|SPDR PORTFOLIO MID C|BERN|Sanford C. Bernstein & Co., LLC|13
SPMD|SPDR PORTFOLIO MID C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2298
SPMD|SPDR PORTFOLIO MID C|CANT|Cantor Fitzgerald & Co.|172141
SPMD|SPDR PORTFOLIO MID C|CHAS|Charles Schwab & Co., Inc.|1134
SPMD|SPDR PORTFOLIO MID C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9792
SPMD|SPDR PORTFOLIO MID C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
SPMD|SPDR PORTFOLIO MID C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
SPMD|SPDR PORTFOLIO MID C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38416
SPMD|SPDR PORTFOLIO MID C|CSIN|Citadel Securities Institutional LLC|145932
SPMD|SPDR PORTFOLIO MID C|CTDL|Citadel Derivatives Group Llc|202658
SPMD|SPDR PORTFOLIO MID C|CXCX|CITIGROUP GLOBAL MARKETS INC.|5500
SPMD|SPDR PORTFOLIO MID C|DBAX|Deutsche Bank Securities Inc.|23100
SPMD|SPDR PORTFOLIO MID C|DEAN|MORGAN STANLEY|14227
SPMD|SPDR PORTFOLIO MID C|EBXL|EBX LLC|13100
SPMD|SPDR PORTFOLIO MID C|EDJO|Edward D. Jones & Co., L.P.|147
SPMD|SPDR PORTFOLIO MID C|EGAM|CBOE TRADING, INC.|5125
SPMD|SPDR PORTFOLIO MID C|EGXM|CBOE TRADING, INC.|435
SPMD|SPDR PORTFOLIO MID C|ETRS|E*Trade Securities LLC|1818
SPMD|SPDR PORTFOLIO MID C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|403
SPMD|SPDR PORTFOLIO MID C|FTBR|Foliofn Investments, Inc.|301
SPMD|SPDR PORTFOLIO MID C|GSLT|GOLDMAN SACHS & CO. LLC|500
SPMD|SPDR PORTFOLIO MID C|GTSZ|GTS SECURITIES LLC|15
SPMD|SPDR PORTFOLIO MID C|HRBF|American Enterprise Investment Services Inc.|35740
SPMD|SPDR PORTFOLIO MID C|IBKR|Interactive Brokers Llc|270
SPMD|SPDR PORTFOLIO MID C|ICBX|INSTINET, LLC|7900
SPMD|SPDR PORTFOLIO MID C|INCA|INSTINET, LLC|500
SPMD|SPDR PORTFOLIO MID C|ITGI|ITG Inc.|649
SPMD|SPDR PORTFOLIO MID C|ITGP|ITG INC.|600
SPMD|SPDR PORTFOLIO MID C|JANY|Janney Montgomery Scott Inc.|2021
SPMD|SPDR PORTFOLIO MID C|JMPT|JUMP TRADING, LLC|110
SPMD|SPDR PORTFOLIO MID C|JPMX|J.P. Morgan Securities LLC|37720
SPMD|SPDR PORTFOLIO MID C|JSEB|JANE STREET EXECUTION SERVICES, LLC|173533
SPMD|SPDR PORTFOLIO MID C|JSJX|JANE STREET CAPITAL LLC|865813
SPMD|SPDR PORTFOLIO MID C|KCGM|VIRTU Americas LLC|3263
SPMD|SPDR PORTFOLIO MID C|LEHM|Barclays Capital Inc./Le|37600
SPMD|SPDR PORTFOLIO MID C|LIME|Lime Brokerage LLC|8200
SPMD|SPDR PORTFOLIO MID C|MACC|Mid Atlantic Capital Corporation|33
SPMD|SPDR PORTFOLIO MID C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5322
SPMD|SPDR PORTFOLIO MID C|MSCO|MORGAN STANLEY & CO. LLC|48989
SPMD|SPDR PORTFOLIO MID C|MSPL|MORGAN STANLEY & CO. LLC|4600
SPMD|SPDR PORTFOLIO MID C|NFSC|National Financial Services LLC|132278
SPMD|SPDR PORTFOLIO MID C|NITE|VIRTU Americas LLC|302227
SPMD|SPDR PORTFOLIO MID C|OPCO|Oppenheimer & Co. Inc.|200
SPMD|SPDR PORTFOLIO MID C|PDQM|CODA MARKETS, INC.|5800
SPMD|SPDR PORTFOLIO MID C|RBCM|RBC CAPITAL MARKETS, LLC|6327
SPMD|SPDR PORTFOLIO MID C|SALI|INTL FCSTONE FINANCIAL INC.|436
SPMD|SPDR PORTFOLIO MID C|SGMT|GOLDMAN SACHS & CO. LLC|3330
SPMD|SPDR PORTFOLIO MID C|STFL|Stifel, Nicolaus & Company, Incorporated|1248
SPMD|SPDR PORTFOLIO MID C|SWIM|TD Ameritrade, Inc.|1937
SPMD|SPDR PORTFOLIO MID C|SWST|Hilltop Securities Inc.|11695
SPMD|SPDR PORTFOLIO MID C|TKNG|ALLY INVEST SECURITIES LLC|5
SPMD|SPDR PORTFOLIO MID C|TRCM|TRC MARKETS LLC|200
SPMD|SPDR PORTFOLIO MID C|UBSA|UBS SECURITIES LLC|53212
SPMD|SPDR PORTFOLIO MID C|UBSS|UBS Securities LLC|167913
SPMD|SPDR PORTFOLIO MID C|VALX|VIRTU AMERICAS LLC|183
SPMD|SPDR PORTFOLIO MID C|VGRD|Vanguard Marketing Corporation|954
SPMD|SPDR PORTFOLIO MID C|WBLR|WILLIAM BLAIR|6800
SPMD|SPDR PORTFOLIO MID C|WCHV|WELLS FARGO SECURITIES, LLC|8084
SPMD|SPDR PORTFOLIO MID C|WSEA|WOLVERINE SECURITIES, LLC|426
SPMD|SPDR PORTFOLIO MID C|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SPMD|SPDR PORTFOLIO MID C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8182
SPMO|INVESCO S&P 500|APCC|Apex Clearing Corporation|1
SPMO|INVESCO S&P 500|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
SPMO|INVESCO S&P 500|CHAS|Charles Schwab & Co., Inc.|1
SPMO|INVESCO S&P 500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1415
SPMO|INVESCO S&P 500|CSIN|Citadel Securities Institutional LLC|125920
SPMO|INVESCO S&P 500|CTDL|Citadel Derivatives Group Llc|126220
SPMO|INVESCO S&P 500|DBAX|Deutsche Bank Securities Inc.|200
SPMO|INVESCO S&P 500|EGXM|CBOE TRADING, INC.|1
SPMO|INVESCO S&P 500|ETRS|E*Trade Securities LLC|2450
SPMO|INVESCO S&P 500|GSLT|GOLDMAN SACHS & CO. LLC|600
SPMO|INVESCO S&P 500|IATS|INTERACTIVE BROKERS LLC|100
SPMO|INVESCO S&P 500|IBKR|Interactive Brokers Llc|215
SPMO|INVESCO S&P 500|INJX|INSTINET, LLC|1143
SPMO|INVESCO S&P 500|JEFF|JEFFERIES LLC|1958
SPMO|INVESCO S&P 500|JSEB|JANE STREET EXECUTION SERVICES, LLC|8440
SPMO|INVESCO S&P 500|JSJX|JANE STREET CAPITAL LLC|71345
SPMO|INVESCO S&P 500|KCGM|VIRTU Americas LLC|832
SPMO|INVESCO S&P 500|LIME|Lime Brokerage LLC|1838
SPMO|INVESCO S&P 500|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
SPMO|INVESCO S&P 500|MSCO|MORGAN STANLEY & CO. LLC|1404
SPMO|INVESCO S&P 500|NFSC|National Financial Services LLC|31091
SPMO|INVESCO S&P 500|NITE|VIRTU Americas LLC|26482
SPMO|INVESCO S&P 500|SALI|INTL FCSTONE FINANCIAL INC.|2366
SPMO|INVESCO S&P 500|SWIM|TD Ameritrade, Inc.|529
SPMO|INVESCO S&P 500|TKNG|ALLY INVEST SECURITIES LLC|400
SPMO|INVESCO S&P 500|UBSA|UBS SECURITIES LLC|8133
SPMO|INVESCO S&P 500|UBSS|UBS Securities LLC|7771
SPMO|INVESCO S&P 500|VGRD|Vanguard Marketing Corporation|1951
SPMO|INVESCO S&P 500|WCHV|WELLS FARGO SECURITIES, LLC|60
SPMV|INVESCO S&P 500 MINI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|118
SPMV|INVESCO S&P 500 MINI|NFSC|National Financial Services LLC|45
SPN|SUPERIOR ENERGY SV|ABLE|NATIXIS Securities Americas LLC|1992
SPN|SUPERIOR ENERGY SV|ADAM|CANACCORD GENUITY INC.|85181
SPN|SUPERIOR ENERGY SV|ALTX|Alternet Securities Inc.|7816
SPN|SUPERIOR ENERGY SV|ANOS|ABEL/NOSER, L.L.C.|209
SPN|SUPERIOR ENERGY SV|APCC|Apex Clearing Corporation|5225
SPN|SUPERIOR ENERGY SV|BARD|Robert W. Baird & Co. Incorporated|66373
SPN|SUPERIOR ENERGY SV|BATM|CBOE TRADING, INC.|3283
SPN|SUPERIOR ENERGY SV|BAYT|BTIG, LLC|3600
SPN|SUPERIOR ENERGY SV|BBNT|BB&T SECURITIES, LLC|843
SPN|SUPERIOR ENERGY SV|BERN|Sanford C. Bernstein & Co., LLC|60576
SPN|SUPERIOR ENERGY SV|BIDS|BIDS TRADING L.P.|1500
SPN|SUPERIOR ENERGY SV|BKCM|BNY Mellon Capital Markets LLC|29115
SPN|SUPERIOR ENERGY SV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12467
SPN|SUPERIOR ENERGY SV|BLKX|INSTINET, LLC|134700
SPN|SUPERIOR ENERGY SV|BMOC|BMO Capital Markets Corp.|32000
SPN|SUPERIOR ENERGY SV|BNPX|BNP PARIBAS SECURITIES CORP.|33727
SPN|SUPERIOR ENERGY SV|BRVL|BLAYLOCK VAN, LLC|2500
SPN|SUPERIOR ENERGY SV|BTIG|BTIG, LLC|4232
SPN|SUPERIOR ENERGY SV|BYXM|CBOE TRADING, INC.|5278
SPN|SUPERIOR ENERGY SV|CANT|Cantor Fitzgerald & Co.|21755
SPN|SUPERIOR ENERGY SV|CBLC|CITIGROUP GLOBAL MARKETS INC.|37600
SPN|SUPERIOR ENERGY SV|CHAS|Charles Schwab & Co., Inc.|2618
SPN|SUPERIOR ENERGY SV|CICF|Canaccord Genuity Corp.|70000
SPN|SUPERIOR ENERGY SV|CIST|Capital Institutional Services, Inc.|525
SPN|SUPERIOR ENERGY SV|COKE|Coker & Palmer|9700
SPN|SUPERIOR ENERGY SV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|414669
SPN|SUPERIOR ENERGY SV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
SPN|SUPERIOR ENERGY SV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7468
SPN|SUPERIOR ENERGY SV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|669795
SPN|SUPERIOR ENERGY SV|CTDL|Citadel Derivatives Group Llc|13938
SPN|SUPERIOR ENERGY SV|CXCX|CITIGROUP GLOBAL MARKETS INC.|210924
SPN|SUPERIOR ENERGY SV|DBAB|Deutsche Bank Securities Inc.|709040
SPN|SUPERIOR ENERGY SV|DBAX|Deutsche Bank Securities Inc.|644200
SPN|SUPERIOR ENERGY SV|DBUL|Deutsche Bank Securities Inc.|2474
SPN|SUPERIOR ENERGY SV|DEAN|MORGAN STANLEY|3921
SPN|SUPERIOR ENERGY SV|DEGS|RONIN PROFESSIONAL LLC|10076
SPN|SUPERIOR ENERGY SV|EBXL|EBX LLC|416000
SPN|SUPERIOR ENERGY SV|ECUT|CONVERGEX EXECUTION SOLUTIONS|3675
SPN|SUPERIOR ENERGY SV|EDJO|Edward D. Jones & Co., L.P.|11077
SPN|SUPERIOR ENERGY SV|EGAM|CBOE TRADING, INC.|30983
SPN|SUPERIOR ENERGY SV|EGAW|CBOE TRADING, INC.|522
SPN|SUPERIOR ENERGY SV|EGXM|CBOE TRADING, INC.|3175
SPN|SUPERIOR ENERGY SV|ETBE|Electronic Transaction Clearing, Inc.|15407
SPN|SUPERIOR ENERGY SV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4969
SPN|SUPERIOR ENERGY SV|ETRS|E*Trade Securities LLC|191447
SPN|SUPERIOR ENERGY SV|FILL|Tradestation Securities, Inc.|10337
SPN|SUPERIOR ENERGY SV|FINX|FINTECH SECURITIES|4208
SPN|SUPERIOR ENERGY SV|FMAF|NBCN Inc./ CDS|100
SPN|SUPERIOR ENERGY SV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13536
SPN|SUPERIOR ENERGY SV|FQLS|Quantlab Securities LP|422356
SPN|SUPERIOR ENERGY SV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|192476
SPN|SUPERIOR ENERGY SV|FTBR|Foliofn Investments, Inc.|999
SPN|SUPERIOR ENERGY SV|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
SPN|SUPERIOR ENERGY SV|GLPX|ACS EXECUTION SERVICES, LLC|40809
SPN|SUPERIOR ENERGY SV|GSCO|GOLDMAN SACHS & CO. LLC|1462595
SPN|SUPERIOR ENERGY SV|GSCS|GOLDMAN SACHS & CO. LLC|17464
SPN|SUPERIOR ENERGY SV|GSLT|GOLDMAN SACHS & CO. LLC|21967
SPN|SUPERIOR ENERGY SV|GTSZ|GTS SECURITIES LLC|168856
SPN|SUPERIOR ENERGY SV|HAPX|HAP Trading, LLC|200
SPN|SUPERIOR ENERGY SV|HRBF|American Enterprise Investment Services Inc.|1985
SPN|SUPERIOR ENERGY SV|HSBC|HSBC Securities, Inc.|300
SPN|SUPERIOR ENERGY SV|IATS|INTERACTIVE BROKERS LLC|30550
SPN|SUPERIOR ENERGY SV|IBKR|Interactive Brokers Llc|83492
SPN|SUPERIOR ENERGY SV|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|420
SPN|SUPERIOR ENERGY SV|ICBX|INSTINET, LLC|241987
SPN|SUPERIOR ENERGY SV|IEQY|CITADEL SECURITIES LLC|125661
SPN|SUPERIOR ENERGY SV|INCA|INSTINET, LLC|280031
SPN|SUPERIOR ENERGY SV|INJX|INSTINET, LLC|122555
SPN|SUPERIOR ENERGY SV|ITGI|ITG Inc.|265344
SPN|SUPERIOR ENERGY SV|ITGP|ITG INC.|437200
SPN|SUPERIOR ENERGY SV|JANY|Janney Montgomery Scott Inc.|154
SPN|SUPERIOR ENERGY SV|JEFF|JEFFERIES LLC|676535
SPN|SUPERIOR ENERGY SV|JMPT|JUMP TRADING, LLC|105883
SPN|SUPERIOR ENERGY SV|JPBX|J.P. MORGAN SECURITIES LLC|81487
SPN|SUPERIOR ENERGY SV|JPMX|J.P. Morgan Securities LLC|1135338
SPN|SUPERIOR ENERGY SV|JSJX|JANE STREET CAPITAL LLC|14054
SPN|SUPERIOR ENERGY SV|KCGM|VIRTU Americas LLC|128850
SPN|SUPERIOR ENERGY SV|KRSH|Kershner Securities, LLC|22324
SPN|SUPERIOR ENERGY SV|LEHM|Barclays Capital Inc./Le|1568533
SPN|SUPERIOR ENERGY SV|LIME|Lime Brokerage LLC|251002
SPN|SUPERIOR ENERGY SV|LOOP|Loop Capital Markets LLC|1800
SPN|SUPERIOR ENERGY SV|LQNA|LIQUIDNET, INC.|244300
SPN|SUPERIOR ENERGY SV|LQNB|LIQUIDNET, INC.|1934
SPN|SUPERIOR ENERGY SV|LSCI|Lek Securities Corporation|13
SPN|SUPERIOR ENERGY SV|MACQ|Macquarie Capital (USA) Inc.|200
SPN|SUPERIOR ENERGY SV|MAXM|Maxim Group LLC|1934
SPN|SUPERIOR ENERGY SV|MCMF|Raymond James Ltd. Cds|100
SPN|SUPERIOR ENERGY SV|MKMP|MKM Partners LLC|49232
SPN|SUPERIOR ENERGY SV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|446853
SPN|SUPERIOR ENERGY SV|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SPN|SUPERIOR ENERGY SV|MNDX|TJM Investments, LLC|74320
SPN|SUPERIOR ENERGY SV|MOTF|MOTIF INVESTING, INC.|2
SPN|SUPERIOR ENERGY SV|MSCO|MORGAN STANLEY & CO. LLC|2052366
SPN|SUPERIOR ENERGY SV|MSPL|MORGAN STANLEY & CO. LLC|883600
SPN|SUPERIOR ENERGY SV|MSTX|MORGAN STANLEY & CO. LLC|247500
SPN|SUPERIOR ENERGY SV|MZHO|Mizuho Securities USA LLC|22206
SPN|SUPERIOR ENERGY SV|NATL|National Securities Corporation|61991
SPN|SUPERIOR ENERGY SV|NEUB|NEUBERGER BERMAN BD LLC|320
SPN|SUPERIOR ENERGY SV|NFSC|National Financial Services LLC|595463
SPN|SUPERIOR ENERGY SV|NITE|VIRTU Americas LLC|1304650
SPN|SUPERIOR ENERGY SV|NITP|VIRTU Americas LLC|1500
SPN|SUPERIOR ENERGY SV|NQRB|Brut, LLC|42587
SPN|SUPERIOR ENERGY SV|NTBF|BMO Nesbitt Burns Inc./CDS|600
SPN|SUPERIOR ENERGY SV|NTRC|Northern Trust Securities, Inc.|2533
SPN|SUPERIOR ENERGY SV|OHOS|TWO SIGMA SECURITIES, LLC|38223
SPN|SUPERIOR ENERGY SV|ONEL|O'NEIL SECURITIES, INCORPORATED|10151
SPN|SUPERIOR ENERGY SV|OPCO|Oppenheimer & Co. Inc.|482
SPN|SUPERIOR ENERGY SV|PDQM|CODA MARKETS, INC.|12929
SPN|SUPERIOR ENERGY SV|PHLY|NASDAQ Execution Services, LLC|400
SPN|SUPERIOR ENERGY SV|PWJC|UBS Financial Services, Inc.|25
SPN|SUPERIOR ENERGY SV|QMSR|QUATTRO M SECURITIES INC.|300
SPN|SUPERIOR ENERGY SV|RBCM|RBC CAPITAL MARKETS, LLC|10357
SPN|SUPERIOR ENERGY SV|SAGL|SAGETRADER, LLC|27766
SPN|SUPERIOR ENERGY SV|SAGW|SAGETRADER, LLC|3974
SPN|SUPERIOR ENERGY SV|SALI|INTL FCSTONE FINANCIAL INC.|3583
SPN|SUPERIOR ENERGY SV|SBSH|Citigroup Global Markets Inc.|285734
SPN|SUPERIOR ENERGY SV|SEIC|SEI Investments Distribution Co.|1078
SPN|SUPERIOR ENERGY SV|SGMT|GOLDMAN SACHS & CO. LLC|345550
SPN|SUPERIOR ENERGY SV|SOCO|Capital One Southcoast, Inc|5000
SPN|SUPERIOR ENERGY SV|SPDR|SPEEDROUTE LLC|5250
SPN|SUPERIOR ENERGY SV|SPGS|Sea Port Group Securities, LLC|51900
SPN|SUPERIOR ENERGY SV|SPHN|Stephens Inc.|42656
SPN|SUPERIOR ENERGY SV|SSBS|STATE STREET GLOBAL MARKETS, LLC|38016
SPN|SUPERIOR ENERGY SV|STFL|Stifel, Nicolaus & Company, Incorporated|10831
SPN|SUPERIOR ENERGY SV|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16566
SPN|SUPERIOR ENERGY SV|SWIM|TD Ameritrade, Inc.|510588
SPN|SUPERIOR ENERGY SV|SWST|Hilltop Securities Inc.|14166
SPN|SUPERIOR ENERGY SV|TKNG|ALLY INVEST SECURITIES LLC|19133
SPN|SUPERIOR ENERGY SV|TMBR|Timber Hill LLC|900
SPN|SUPERIOR ENERGY SV|TRBT|Tradebot Systems, Inc.|310666
SPN|SUPERIOR ENERGY SV|TRCM|TRC MARKETS LLC|344499
SPN|SUPERIOR ENERGY SV|TWTT|TASTYWORKS, INC.|300
SPN|SUPERIOR ENERGY SV|UBSA|UBS SECURITIES LLC|1643034
SPN|SUPERIOR ENERGY SV|UBSS|UBS Securities LLC|1279564
SPN|SUPERIOR ENERGY SV|VALX|VIRTU AMERICAS LLC|74062
SPN|SUPERIOR ENERGY SV|VGRD|Vanguard Marketing Corporation|9872
SPN|SUPERIOR ENERGY SV|WBPX|SUMMIT SECURITIES GROUP, LLC|6652
SPN|SUPERIOR ENERGY SV|WCHV|WELLS FARGO SECURITIES, LLC|76044
SPN|SUPERIOR ENERGY SV|WDNX|WEEDEN & CO.L.P.|718
SPN|SUPERIOR ENERGY SV|WEDB|WEDBUSH SECURITIES INC.|11221
SPN|SUPERIOR ENERGY SV|WEED|Weeden & Co.L.P.|20500
SPN|SUPERIOR ENERGY SV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2188
SPN|SUPERIOR ENERGY SV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7459
SPN|SUPERIOR ENERGY SV|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
SPN|SUPERIOR ENERGY SV|WSEA|WOLVERINE SECURITIES, LLC|12852
SPN|SUPERIOR ENERGY SV|XIST|INSTINET, LLC|62000
SPN|SUPERIOR ENERGY SV|XSTM|NATIONAL FINANCIAL SERVICES LLC|69400
SPN|SUPERIOR ENERGY SV|YKNA|COMHAR CAPITAL MARKETS, LLC|1564
SPN|SUPERIOR ENERGY SV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1366
SPNE|SEASPINE HOLDINGS CM|ALTX|Alternet Securities Inc.|600
SPNE|SEASPINE HOLDINGS CM|APCC|Apex Clearing Corporation|3
SPNE|SEASPINE HOLDINGS CM|BATM|CBOE TRADING, INC.|514
SPNE|SEASPINE HOLDINGS CM|BAYC|BAY CREST PARTNERS, LLC|1542
SPNE|SEASPINE HOLDINGS CM|BERN|Sanford C. Bernstein & Co., LLC|4992
SPNE|SEASPINE HOLDINGS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
SPNE|SEASPINE HOLDINGS CM|BMOC|BMO Capital Markets Corp.|877
SPNE|SEASPINE HOLDINGS CM|BNPX|BNP PARIBAS SECURITIES CORP.|1892
SPNE|SEASPINE HOLDINGS CM|BTIG|BTIG, LLC|4193
SPNE|SEASPINE HOLDINGS CM|BZYD|GOLDMAN SACHS & CO. LLC|4997
SPNE|SEASPINE HOLDINGS CM|CANT|Cantor Fitzgerald & Co.|195
SPNE|SEASPINE HOLDINGS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13978
SPNE|SEASPINE HOLDINGS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|808
SPNE|SEASPINE HOLDINGS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|125
SPNE|SEASPINE HOLDINGS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17735
SPNE|SEASPINE HOLDINGS CM|CTDL|Citadel Derivatives Group Llc|3660
SPNE|SEASPINE HOLDINGS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|762
SPNE|SEASPINE HOLDINGS CM|DBAB|Deutsche Bank Securities Inc.|110519
SPNE|SEASPINE HOLDINGS CM|DBAX|Deutsche Bank Securities Inc.|9200
SPNE|SEASPINE HOLDINGS CM|DEAN|MORGAN STANLEY|1586
SPNE|SEASPINE HOLDINGS CM|DEGS|RONIN PROFESSIONAL LLC|15778
SPNE|SEASPINE HOLDINGS CM|EBXL|EBX LLC|9900
SPNE|SEASPINE HOLDINGS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3090
SPNE|SEASPINE HOLDINGS CM|EDJO|Edward D. Jones & Co., L.P.|124
SPNE|SEASPINE HOLDINGS CM|EGAM|CBOE TRADING, INC.|100
SPNE|SEASPINE HOLDINGS CM|EGXM|CBOE TRADING, INC.|240
SPNE|SEASPINE HOLDINGS CM|ETBE|Electronic Transaction Clearing, Inc.|13200
SPNE|SEASPINE HOLDINGS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2054
SPNE|SEASPINE HOLDINGS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|430
SPNE|SEASPINE HOLDINGS CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|176
SPNE|SEASPINE HOLDINGS CM|ETRS|E*Trade Securities LLC|33629
SPNE|SEASPINE HOLDINGS CM|FBCO|Credit Suisse Securities (USA) LLC|57254
SPNE|SEASPINE HOLDINGS CM|FILL|Tradestation Securities, Inc.|199
SPNE|SEASPINE HOLDINGS CM|FOMA|TD AMERITRADE CLEARING, INC.|4455
SPNE|SEASPINE HOLDINGS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5344
SPNE|SEASPINE HOLDINGS CM|FTBR|Foliofn Investments, Inc.|745
SPNE|SEASPINE HOLDINGS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1990
SPNE|SEASPINE HOLDINGS CM|GLPX|ACS EXECUTION SERVICES, LLC|100
SPNE|SEASPINE HOLDINGS CM|GSCO|GOLDMAN SACHS & CO. LLC|463779
SPNE|SEASPINE HOLDINGS CM|GSCS|GOLDMAN SACHS & CO. LLC|1693
SPNE|SEASPINE HOLDINGS CM|GSLT|GOLDMAN SACHS & CO. LLC|390
SPNE|SEASPINE HOLDINGS CM|GTSZ|GTS SECURITIES LLC|30490
SPNE|SEASPINE HOLDINGS CM|HRBF|American Enterprise Investment Services Inc.|1021
SPNE|SEASPINE HOLDINGS CM|IATS|INTERACTIVE BROKERS LLC|1422
SPNE|SEASPINE HOLDINGS CM|IBKR|Interactive Brokers Llc|17937
SPNE|SEASPINE HOLDINGS CM|ICBX|INSTINET, LLC|1600
SPNE|SEASPINE HOLDINGS CM|IEQY|CITADEL SECURITIES LLC|1072
SPNE|SEASPINE HOLDINGS CM|INCA|INSTINET, LLC|45508
SPNE|SEASPINE HOLDINGS CM|INJX|INSTINET, LLC|2507
SPNE|SEASPINE HOLDINGS CM|ITGI|ITG Inc.|4179
SPNE|SEASPINE HOLDINGS CM|ITGP|ITG INC.|7800
SPNE|SEASPINE HOLDINGS CM|JEFF|JEFFERIES LLC|6030
SPNE|SEASPINE HOLDINGS CM|JMPT|JUMP TRADING, LLC|511
SPNE|SEASPINE HOLDINGS CM|JPMX|J.P. Morgan Securities LLC|10128
SPNE|SEASPINE HOLDINGS CM|JSJX|JANE STREET CAPITAL LLC|784
SPNE|SEASPINE HOLDINGS CM|KCGM|VIRTU Americas LLC|2240
SPNE|SEASPINE HOLDINGS CM|LEHM|Barclays Capital Inc./Le|193419
SPNE|SEASPINE HOLDINGS CM|LIME|Lime Brokerage LLC|33918
SPNE|SEASPINE HOLDINGS CM|LMGP|LIME BROKERAGE LLC|6941
SPNE|SEASPINE HOLDINGS CM|LOOP|Loop Capital Markets LLC|1721
SPNE|SEASPINE HOLDINGS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SPNE|SEASPINE HOLDINGS CM|MAXM|Maxim Group LLC|858
SPNE|SEASPINE HOLDINGS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6970
SPNE|SEASPINE HOLDINGS CM|MOTF|MOTIF INVESTING, INC.|1
SPNE|SEASPINE HOLDINGS CM|MSCO|MORGAN STANLEY & CO. LLC|359183
SPNE|SEASPINE HOLDINGS CM|MSPL|MORGAN STANLEY & CO. LLC|12700
SPNE|SEASPINE HOLDINGS CM|MSTX|MORGAN STANLEY & CO. LLC|6000
SPNE|SEASPINE HOLDINGS CM|NFSC|National Financial Services LLC|49063
SPNE|SEASPINE HOLDINGS CM|NITE|VIRTU Americas LLC|81929
SPNE|SEASPINE HOLDINGS CM|NITP|VIRTU Americas LLC|500
SPNE|SEASPINE HOLDINGS CM|NQRB|Brut, LLC|500
SPNE|SEASPINE HOLDINGS CM|OPCO|Oppenheimer & Co. Inc.|1115
SPNE|SEASPINE HOLDINGS CM|PDQM|CODA MARKETS, INC.|250
SPNE|SEASPINE HOLDINGS CM|PWJC|UBS Financial Services, Inc.|3000
SPNE|SEASPINE HOLDINGS CM|RAJA|Raymond James & Associates, Inc.|64
SPNE|SEASPINE HOLDINGS CM|SBSH|Citigroup Global Markets Inc.|43961
SPNE|SEASPINE HOLDINGS CM|SGMT|GOLDMAN SACHS & CO. LLC|3042
SPNE|SEASPINE HOLDINGS CM|SPDR|SPEEDROUTE LLC|955
SPNE|SEASPINE HOLDINGS CM|SWIM|TD Ameritrade, Inc.|6346
SPNE|SEASPINE HOLDINGS CM|TKNG|ALLY INVEST SECURITIES LLC|385
SPNE|SEASPINE HOLDINGS CM|TMBR|Timber Hill LLC|790
SPNE|SEASPINE HOLDINGS CM|TRBT|Tradebot Systems, Inc.|7854
SPNE|SEASPINE HOLDINGS CM|TRCM|TRC MARKETS LLC|17728
SPNE|SEASPINE HOLDINGS CM|UBSA|UBS SECURITIES LLC|56899
SPNE|SEASPINE HOLDINGS CM|UBSS|UBS Securities LLC|640475
SPNE|SEASPINE HOLDINGS CM|VALX|VIRTU AMERICAS LLC|155
SPNE|SEASPINE HOLDINGS CM|VGRD|Vanguard Marketing Corporation|92
SPNE|SEASPINE HOLDINGS CM|WCHV|WELLS FARGO SECURITIES, LLC|11011
SPNE|SEASPINE HOLDINGS CM|WEED|Weeden & Co.L.P.|1930
SPNE|SEASPINE HOLDINGS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
SPNE|SEASPINE HOLDINGS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|335
SPNE|SEASPINE HOLDINGS CM|WSEA|WOLVERINE SECURITIES, LLC|605
SPNE|SEASPINE HOLDINGS CM|XIST|INSTINET, LLC|200
SPNE|SEASPINE HOLDINGS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2900
SPNS|SAPIENS INTL CP NV##|APCC|Apex Clearing Corporation|1287
SPNS|SAPIENS INTL CP NV##|BATM|CBOE TRADING, INC.|122
SPNS|SAPIENS INTL CP NV##|BYXM|CBOE TRADING, INC.|100
SPNS|SAPIENS INTL CP NV##|CANT|Cantor Fitzgerald & Co.|129
SPNS|SAPIENS INTL CP NV##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2200
SPNS|SAPIENS INTL CP NV##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3200
SPNS|SAPIENS INTL CP NV##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2
SPNS|SAPIENS INTL CP NV##|DBAB|Deutsche Bank Securities Inc.|5652
SPNS|SAPIENS INTL CP NV##|DBAX|Deutsche Bank Securities Inc.|4200
SPNS|SAPIENS INTL CP NV##|DEGS|RONIN PROFESSIONAL LLC|7996
SPNS|SAPIENS INTL CP NV##|EBXL|EBX LLC|5600
SPNS|SAPIENS INTL CP NV##|EGAM|CBOE TRADING, INC.|169
SPNS|SAPIENS INTL CP NV##|EGXM|CBOE TRADING, INC.|6
SPNS|SAPIENS INTL CP NV##|ETRS|E*Trade Securities LLC|506
SPNS|SAPIENS INTL CP NV##|FBCO|Credit Suisse Securities (USA) LLC|4480
SPNS|SAPIENS INTL CP NV##|FBSB|U.S. Bancorp Investments, Inc.|20
SPNS|SAPIENS INTL CP NV##|FOMA|TD AMERITRADE CLEARING, INC.|5276
SPNS|SAPIENS INTL CP NV##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1431
SPNS|SAPIENS INTL CP NV##|FTBR|Foliofn Investments, Inc.|4273
SPNS|SAPIENS INTL CP NV##|GEBB|GLOBAL EXECUTION BROKERS, LP|1203
SPNS|SAPIENS INTL CP NV##|GLPX|ACS EXECUTION SERVICES, LLC|180
SPNS|SAPIENS INTL CP NV##|GSCO|GOLDMAN SACHS & CO. LLC|299
SPNS|SAPIENS INTL CP NV##|GSLT|GOLDMAN SACHS & CO. LLC|1512
SPNS|SAPIENS INTL CP NV##|GTSZ|GTS SECURITIES LLC|5422
SPNS|SAPIENS INTL CP NV##|HSBC|HSBC Securities, Inc.|435
SPNS|SAPIENS INTL CP NV##|IATS|INTERACTIVE BROKERS LLC|600
SPNS|SAPIENS INTL CP NV##|IBKR|Interactive Brokers Llc|2702
SPNS|SAPIENS INTL CP NV##|ICBX|INSTINET, LLC|1222
SPNS|SAPIENS INTL CP NV##|INCA|INSTINET, LLC|5057
SPNS|SAPIENS INTL CP NV##|INJX|INSTINET, LLC|1010
SPNS|SAPIENS INTL CP NV##|ITGI|ITG Inc.|279
SPNS|SAPIENS INTL CP NV##|ITGP|ITG INC.|2200
SPNS|SAPIENS INTL CP NV##|JEFF|JEFFERIES LLC|221
SPNS|SAPIENS INTL CP NV##|JPMX|J.P. Morgan Securities LLC|3442
SPNS|SAPIENS INTL CP NV##|KCGM|VIRTU Americas LLC|3114
SPNS|SAPIENS INTL CP NV##|LEHM|Barclays Capital Inc./Le|4669
SPNS|SAPIENS INTL CP NV##|LIME|Lime Brokerage LLC|18824
SPNS|SAPIENS INTL CP NV##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
SPNS|SAPIENS INTL CP NV##|MSCO|MORGAN STANLEY & CO. LLC|17510
SPNS|SAPIENS INTL CP NV##|MSPL|MORGAN STANLEY & CO. LLC|11400
SPNS|SAPIENS INTL CP NV##|NFSC|National Financial Services LLC|2983
SPNS|SAPIENS INTL CP NV##|NITE|VIRTU Americas LLC|49015
SPNS|SAPIENS INTL CP NV##|NQRB|Brut, LLC|1300
SPNS|SAPIENS INTL CP NV##|OPCO|Oppenheimer & Co. Inc.|2588
SPNS|SAPIENS INTL CP NV##|PDQM|CODA MARKETS, INC.|260
SPNS|SAPIENS INTL CP NV##|PWJC|UBS Financial Services, Inc.|1500
SPNS|SAPIENS INTL CP NV##|SBSH|Citigroup Global Markets Inc.|1022
SPNS|SAPIENS INTL CP NV##|SGMT|GOLDMAN SACHS & CO. LLC|3329
SPNS|SAPIENS INTL CP NV##|SWIM|TD Ameritrade, Inc.|30
SPNS|SAPIENS INTL CP NV##|TRCM|TRC MARKETS LLC|300
SPNS|SAPIENS INTL CP NV##|UBSA|UBS SECURITIES LLC|7227
SPNS|SAPIENS INTL CP NV##|UBSS|UBS Securities LLC|23812
SPNS|SAPIENS INTL CP NV##|VALX|VIRTU AMERICAS LLC|535
SPNS|SAPIENS INTL CP NV##|VGRD|Vanguard Marketing Corporation|708
SPNS|SAPIENS INTL CP NV##|WCHV|WELLS FARGO SECURITIES, LLC|200
SPNS|SAPIENS INTL CP NV##|WEED|Weeden & Co.L.P.|2530
SPNS|SAPIENS INTL CP NV##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79
SPNS|SAPIENS INTL CP NV##|WSEA|WOLVERINE SECURITIES, LLC|1
SPOK|SPOK HOLDINGS, INC.|ANOS|ABEL/NOSER, L.L.C.|7266
SPOK|SPOK HOLDINGS, INC.|APCC|Apex Clearing Corporation|2
SPOK|SPOK HOLDINGS, INC.|BATM|CBOE TRADING, INC.|1
SPOK|SPOK HOLDINGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|2580
SPOK|SPOK HOLDINGS, INC.|BMOC|BMO Capital Markets Corp.|3138
SPOK|SPOK HOLDINGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4551
SPOK|SPOK HOLDINGS, INC.|BRVL|BLAYLOCK VAN, LLC|800
SPOK|SPOK HOLDINGS, INC.|BTIG|BTIG, LLC|96383
SPOK|SPOK HOLDINGS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1600
SPOK|SPOK HOLDINGS, INC.|CANT|Cantor Fitzgerald & Co.|5000
SPOK|SPOK HOLDINGS, INC.|CHAS|Charles Schwab & Co., Inc.|1003
SPOK|SPOK HOLDINGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5871
SPOK|SPOK HOLDINGS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|877
SPOK|SPOK HOLDINGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28944
SPOK|SPOK HOLDINGS, INC.|CTDL|Citadel Derivatives Group Llc|5377
SPOK|SPOK HOLDINGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6928
SPOK|SPOK HOLDINGS, INC.|DBAB|Deutsche Bank Securities Inc.|84667
SPOK|SPOK HOLDINGS, INC.|DBAX|Deutsche Bank Securities Inc.|7100
SPOK|SPOK HOLDINGS, INC.|DEGS|RONIN PROFESSIONAL LLC|2900
SPOK|SPOK HOLDINGS, INC.|EBXL|EBX LLC|9600
SPOK|SPOK HOLDINGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3153
SPOK|SPOK HOLDINGS, INC.|EGAM|CBOE TRADING, INC.|72
SPOK|SPOK HOLDINGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5080
SPOK|SPOK HOLDINGS, INC.|ETRS|E*Trade Securities LLC|2207
SPOK|SPOK HOLDINGS, INC.|FBCO|Credit Suisse Securities (USA) LLC|118671
SPOK|SPOK HOLDINGS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|19399
SPOK|SPOK HOLDINGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7411
SPOK|SPOK HOLDINGS, INC.|FTBR|Foliofn Investments, Inc.|742
SPOK|SPOK HOLDINGS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5849
SPOK|SPOK HOLDINGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|290253
SPOK|SPOK HOLDINGS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|6
SPOK|SPOK HOLDINGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|200
SPOK|SPOK HOLDINGS, INC.|GTSZ|GTS SECURITIES LLC|2087
SPOK|SPOK HOLDINGS, INC.|HRBF|American Enterprise Investment Services Inc.|1200
SPOK|SPOK HOLDINGS, INC.|IBKR|Interactive Brokers Llc|7188
SPOK|SPOK HOLDINGS, INC.|ICBX|INSTINET, LLC|3600
SPOK|SPOK HOLDINGS, INC.|IEQY|CITADEL SECURITIES LLC|2334
SPOK|SPOK HOLDINGS, INC.|INCA|INSTINET, LLC|118502
SPOK|SPOK HOLDINGS, INC.|INJX|INSTINET, LLC|901
SPOK|SPOK HOLDINGS, INC.|ITGI|ITG Inc.|9969
SPOK|SPOK HOLDINGS, INC.|ITGP|ITG INC.|139200
SPOK|SPOK HOLDINGS, INC.|JEFF|JEFFERIES LLC|17317
SPOK|SPOK HOLDINGS, INC.|JMPT|JUMP TRADING, LLC|789
SPOK|SPOK HOLDINGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1200
SPOK|SPOK HOLDINGS, INC.|JPMX|J.P. Morgan Securities LLC|48367
SPOK|SPOK HOLDINGS, INC.|KCGM|VIRTU Americas LLC|4278
SPOK|SPOK HOLDINGS, INC.|LEHM|Barclays Capital Inc./Le|72049
SPOK|SPOK HOLDINGS, INC.|LIME|Lime Brokerage LLC|124845
SPOK|SPOK HOLDINGS, INC.|LOOP|Loop Capital Markets LLC|100
SPOK|SPOK HOLDINGS, INC.|MAXM|Maxim Group LLC|19480
SPOK|SPOK HOLDINGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12502
SPOK|SPOK HOLDINGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|283402
SPOK|SPOK HOLDINGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|18100
SPOK|SPOK HOLDINGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|2800
SPOK|SPOK HOLDINGS, INC.|NFSC|National Financial Services LLC|45628
SPOK|SPOK HOLDINGS, INC.|NITE|VIRTU Americas LLC|33026
SPOK|SPOK HOLDINGS, INC.|NITP|VIRTU Americas LLC|600
SPOK|SPOK HOLDINGS, INC.|NQRB|Brut, LLC|104
SPOK|SPOK HOLDINGS, INC.|PDQM|CODA MARKETS, INC.|3617
SPOK|SPOK HOLDINGS, INC.|RAJA|Raymond James & Associates, Inc.|1622
SPOK|SPOK HOLDINGS, INC.|SAGW|SAGETRADER, LLC|727
SPOK|SPOK HOLDINGS, INC.|SBSH|Citigroup Global Markets Inc.|30891
SPOK|SPOK HOLDINGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|8695
SPOK|SPOK HOLDINGS, INC.|SPDR|SPEEDROUTE LLC|419
SPOK|SPOK HOLDINGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4
SPOK|SPOK HOLDINGS, INC.|SWIM|TD Ameritrade, Inc.|1001
SPOK|SPOK HOLDINGS, INC.|TRBT|Tradebot Systems, Inc.|3402
SPOK|SPOK HOLDINGS, INC.|TRCM|TRC MARKETS LLC|37143
SPOK|SPOK HOLDINGS, INC.|UBSA|UBS SECURITIES LLC|69067
SPOK|SPOK HOLDINGS, INC.|UBSS|UBS Securities LLC|175008
SPOK|SPOK HOLDINGS, INC.|VALX|VIRTU AMERICAS LLC|9815
SPOK|SPOK HOLDINGS, INC.|VGRD|Vanguard Marketing Corporation|3515
SPOK|SPOK HOLDINGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1946
SPOK|SPOK HOLDINGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|389
SPOK|SPOK HOLDINGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1168
SPOK|SPOK HOLDINGS, INC.|XIST|INSTINET, LLC|3006
SPOK|SPOK HOLDINGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
SPOT|SPOTIFY TECHNOLOGY S|ADAM|CANACCORD GENUITY INC.|100
SPOT|SPOTIFY TECHNOLOGY S|AGIS|Aegis Capital Corp.|22227
SPOT|SPOTIFY TECHNOLOGY S|ALTX|Alternet Securities Inc.|31783
SPOT|SPOTIFY TECHNOLOGY S|ANDG|Andrew Garrett Inc.|500
SPOT|SPOTIFY TECHNOLOGY S|ANOS|ABEL/NOSER, L.L.C.|2978
SPOT|SPOTIFY TECHNOLOGY S|APCC|Apex Clearing Corporation|25736
SPOT|SPOTIFY TECHNOLOGY S|AQUA|AQUA SECURITIES L.P.|6900
SPOT|SPOTIFY TECHNOLOGY S|BANK|Primevest Financial Services, Inc.|185
SPOT|SPOTIFY TECHNOLOGY S|BARD|Robert W. Baird & Co. Incorporated|6560
SPOT|SPOTIFY TECHNOLOGY S|BATM|CBOE TRADING, INC.|64741
SPOT|SPOTIFY TECHNOLOGY S|BAYC|BAY CREST PARTNERS, LLC|4900
SPOT|SPOTIFY TECHNOLOGY S|BAYT|BTIG, LLC|11233
SPOT|SPOTIFY TECHNOLOGY S|BBNT|BB&T SECURITIES, LLC|7
SPOT|SPOTIFY TECHNOLOGY S|BERN|Sanford C. Bernstein & Co., LLC|210511
SPOT|SPOTIFY TECHNOLOGY S|BGCE|BGC Financial Inc.|8406
SPOT|SPOTIFY TECHNOLOGY S|BIAD|SAGETRADER, LLC|49
SPOT|SPOTIFY TECHNOLOGY S|BIDS|BIDS TRADING L.P.|29000
SPOT|SPOTIFY TECHNOLOGY S|BIMI|Banca IMI Securities Corp.|8926
SPOT|SPOTIFY TECHNOLOGY S|BKCM|BNY Mellon Capital Markets LLC|958
SPOT|SPOTIFY TECHNOLOGY S|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44948
SPOT|SPOTIFY TECHNOLOGY S|BLKX|INSTINET, LLC|24621
SPOT|SPOTIFY TECHNOLOGY S|BMOC|BMO Capital Markets Corp.|96
SPOT|SPOTIFY TECHNOLOGY S|BMSI|BULL MARKET SECURITIES, INC.|70
SPOT|SPOTIFY TECHNOLOGY S|BRGE|Newbridge Securities Corp.|2765
SPOT|SPOTIFY TECHNOLOGY S|BTIG|BTIG, LLC|30272
SPOT|SPOTIFY TECHNOLOGY S|BYXM|CBOE TRADING, INC.|8476
SPOT|SPOTIFY TECHNOLOGY S|CABR|Cabrera Capital Markets, Inc.|150
SPOT|SPOTIFY TECHNOLOGY S|CANT|Cantor Fitzgerald & Co.|5348
SPOT|SPOTIFY TECHNOLOGY S|CBLC|CITIGROUP GLOBAL MARKETS INC.|28000
SPOT|SPOTIFY TECHNOLOGY S|CHAS|Charles Schwab & Co., Inc.|15013
SPOT|SPOTIFY TECHNOLOGY S|CICF|Canaccord Genuity Corp.|697
SPOT|SPOTIFY TECHNOLOGY S|CIST|Capital Institutional Services, Inc.|557
SPOT|SPOTIFY TECHNOLOGY S|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|169856
SPOT|SPOTIFY TECHNOLOGY S|CPET|CLEARPOOL EXECUTION SERVICES, LLC|253137
SPOT|SPOTIFY TECHNOLOGY S|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|53840
SPOT|SPOTIFY TECHNOLOGY S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|981800
SPOT|SPOTIFY TECHNOLOGY S|CTDL|Citadel Derivatives Group Llc|6919
SPOT|SPOTIFY TECHNOLOGY S|CTLR|CUTLER GROUP, LP|49269
SPOT|SPOTIFY TECHNOLOGY S|CXCX|CITIGROUP GLOBAL MARKETS INC.|48146
SPOT|SPOTIFY TECHNOLOGY S|DADA|D.A. Davidson & Co.|587
SPOT|SPOTIFY TECHNOLOGY S|DAVA|Davenport & Company LLC|819
SPOT|SPOTIFY TECHNOLOGY S|DBAB|Deutsche Bank Securities Inc.|189414
SPOT|SPOTIFY TECHNOLOGY S|DBAX|Deutsche Bank Securities Inc.|1061600
SPOT|SPOTIFY TECHNOLOGY S|DCHF|Dart Executions, LLC|3656
SPOT|SPOTIFY TECHNOLOGY S|DEAN|MORGAN STANLEY|1107772
SPOT|SPOTIFY TECHNOLOGY S|DEGS|RONIN PROFESSIONAL LLC|15479
SPOT|SPOTIFY TECHNOLOGY S|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31636
SPOT|SPOTIFY TECHNOLOGY S|DRWK|DRW SECURITIES, L.L.C.|3951
SPOT|SPOTIFY TECHNOLOGY S|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|610
SPOT|SPOTIFY TECHNOLOGY S|EBXL|EBX LLC|380400
SPOT|SPOTIFY TECHNOLOGY S|ECUT|CONVERGEX EXECUTION SOLUTIONS|32883
SPOT|SPOTIFY TECHNOLOGY S|EDJC|Edward Jones / CDS|187
SPOT|SPOTIFY TECHNOLOGY S|EDJO|Edward D. Jones & Co., L.P.|4484
SPOT|SPOTIFY TECHNOLOGY S|EGAM|CBOE TRADING, INC.|125289
SPOT|SPOTIFY TECHNOLOGY S|EGAW|CBOE TRADING, INC.|177
SPOT|SPOTIFY TECHNOLOGY S|EGMT|EG MARKET TECHNOLOGIES LLC|535
SPOT|SPOTIFY TECHNOLOGY S|EGXM|CBOE TRADING, INC.|26398
SPOT|SPOTIFY TECHNOLOGY S|EGXW|CBOE TRADING, INC.|300
SPOT|SPOTIFY TECHNOLOGY S|ETBE|Electronic Transaction Clearing, Inc.|6525
SPOT|SPOTIFY TECHNOLOGY S|ETCB|ETC BROKERAGE SERVICES, LLC|45
SPOT|SPOTIFY TECHNOLOGY S|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|69732
SPOT|SPOTIFY TECHNOLOGY S|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|874
SPOT|SPOTIFY TECHNOLOGY S|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2046
SPOT|SPOTIFY TECHNOLOGY S|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
SPOT|SPOTIFY TECHNOLOGY S|ETRS|E*Trade Securities LLC|969993
SPOT|SPOTIFY TECHNOLOGY S|EVRS|E1 ASSET MANAGEMENT, INC.|595
SPOT|SPOTIFY TECHNOLOGY S|FBSB|U.S. Bancorp Investments, Inc.|257
SPOT|SPOTIFY TECHNOLOGY S|FILL|Tradestation Securities, Inc.|28889
SPOT|SPOTIFY TECHNOLOGY S|FINX|FINTECH SECURITIES|27
SPOT|SPOTIFY TECHNOLOGY S|FMAF|NBCN Inc./ CDS|10517
SPOT|SPOTIFY TECHNOLOGY S|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|597
SPOT|SPOTIFY TECHNOLOGY S|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52040
SPOT|SPOTIFY TECHNOLOGY S|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3204
SPOT|SPOTIFY TECHNOLOGY S|FTBR|Foliofn Investments, Inc.|1354
SPOT|SPOTIFY TECHNOLOGY S|GEBB|GLOBAL EXECUTION BROKERS, LP|3646
SPOT|SPOTIFY TECHNOLOGY S|GLIS|TD Securities Inc|22230
SPOT|SPOTIFY TECHNOLOGY S|GLPX|ACS EXECUTION SERVICES, LLC|325763
SPOT|SPOTIFY TECHNOLOGY S|GSCO|GOLDMAN SACHS & CO. LLC|962843
SPOT|SPOTIFY TECHNOLOGY S|GSCS|GOLDMAN SACHS & CO. LLC|60241
SPOT|SPOTIFY TECHNOLOGY S|GSIC|GLOBAL STRATEGIC INVESTMENTS|360
SPOT|SPOTIFY TECHNOLOGY S|GSLT|GOLDMAN SACHS & CO. LLC|21611
SPOT|SPOTIFY TECHNOLOGY S|GTSZ|GTS SECURITIES LLC|71286
SPOT|SPOTIFY TECHNOLOGY S|HAPX|HAP Trading, LLC|1107
SPOT|SPOTIFY TECHNOLOGY S|HRBF|American Enterprise Investment Services Inc.|7589
SPOT|SPOTIFY TECHNOLOGY S|HSBC|HSBC Securities, Inc.|9648
SPOT|SPOTIFY TECHNOLOGY S|IATS|INTERACTIVE BROKERS LLC|167756
SPOT|SPOTIFY TECHNOLOGY S|IBKR|Interactive Brokers Llc|151262
SPOT|SPOTIFY TECHNOLOGY S|IBSJ|Integrity Brokerage Services, Inc.|100
SPOT|SPOTIFY TECHNOLOGY S|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|90
SPOT|SPOTIFY TECHNOLOGY S|ICBX|INSTINET, LLC|92683
SPOT|SPOTIFY TECHNOLOGY S|INCA|INSTINET, LLC|403644
SPOT|SPOTIFY TECHNOLOGY S|INJX|INSTINET, LLC|33494
SPOT|SPOTIFY TECHNOLOGY S|INTL|INTL FCSTONE FINANCIAL INC.|29953
SPOT|SPOTIFY TECHNOLOGY S|ITGI|ITG Inc.|70515
SPOT|SPOTIFY TECHNOLOGY S|ITGP|ITG INC.|340000
SPOT|SPOTIFY TECHNOLOGY S|JANY|Janney Montgomery Scott Inc.|2140
SPOT|SPOTIFY TECHNOLOGY S|JEFF|JEFFERIES LLC|280254
SPOT|SPOTIFY TECHNOLOGY S|JHDR|J.H. Darbie & Co., Inc.|1000
SPOT|SPOTIFY TECHNOLOGY S|JMPT|JUMP TRADING, LLC|33257
SPOT|SPOTIFY TECHNOLOGY S|JONE|JonesTrading|3605
SPOT|SPOTIFY TECHNOLOGY S|JPBX|J.P. MORGAN SECURITIES LLC|45108
SPOT|SPOTIFY TECHNOLOGY S|JPMX|J.P. Morgan Securities LLC|1324942
SPOT|SPOTIFY TECHNOLOGY S|JSJX|JANE STREET CAPITAL LLC|27826
SPOT|SPOTIFY TECHNOLOGY S|JUTA|JUMP TRADING, LLC|2187
SPOT|SPOTIFY TECHNOLOGY S|KCGM|VIRTU Americas LLC|204948
SPOT|SPOTIFY TECHNOLOGY S|KCRD|PHX FINANCIAL, INC.|150
SPOT|SPOTIFY TECHNOLOGY S|KEYB|KEYBANC CAPITAL MARKETS INC.|2600
SPOT|SPOTIFY TECHNOLOGY S|LEHM|Barclays Capital Inc./Le|1126023
SPOT|SPOTIFY TECHNOLOGY S|LIME|Lime Brokerage LLC|39217
SPOT|SPOTIFY TECHNOLOGY S|LMGP|LIME BROKERAGE LLC|141
SPOT|SPOTIFY TECHNOLOGY S|LMNX|LUMINEX TRADING & ANALYTICS LLC|63000
SPOT|SPOTIFY TECHNOLOGY S|LQNA|LIQUIDNET, INC.|16600
SPOT|SPOTIFY TECHNOLOGY S|LSCI|Lek Securities Corporation|620
SPOT|SPOTIFY TECHNOLOGY S|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SPOT|SPOTIFY TECHNOLOGY S|MACC|Mid Atlantic Capital Corporation|110
SPOT|SPOTIFY TECHNOLOGY S|MACQ|Macquarie Capital (USA) Inc.|100
SPOT|SPOTIFY TECHNOLOGY S|MAVB|Great Point Capital LLC|300
SPOT|SPOTIFY TECHNOLOGY S|MAXM|Maxim Group LLC|1062
SPOT|SPOTIFY TECHNOLOGY S|MBTS|ALLY INVEST SECURITIES LLC|22
SPOT|SPOTIFY TECHNOLOGY S|MCMF|Raymond James Ltd. Cds|3309
SPOT|SPOTIFY TECHNOLOGY S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|290048
SPOT|SPOTIFY TECHNOLOGY S|MOTF|MOTIF INVESTING, INC.|120
SPOT|SPOTIFY TECHNOLOGY S|MPSG|E D & F Man Capital Markets Inc.|3239
SPOT|SPOTIFY TECHNOLOGY S|MSCO|MORGAN STANLEY & CO. LLC|3606428
SPOT|SPOTIFY TECHNOLOGY S|MSPL|MORGAN STANLEY & CO. LLC|645400
SPOT|SPOTIFY TECHNOLOGY S|MSTX|MORGAN STANLEY & CO. LLC|332000
SPOT|SPOTIFY TECHNOLOGY S|MULL|MARK J. MULLER EQUITIES, INC.|24246
SPOT|SPOTIFY TECHNOLOGY S|NATL|National Securities Corporation|3125
SPOT|SPOTIFY TECHNOLOGY S|NEED|Needham & Company, LLC|100
SPOT|SPOTIFY TECHNOLOGY S|NEUB|NEUBERGER BERMAN BD LLC|315
SPOT|SPOTIFY TECHNOLOGY S|NFSC|National Financial Services LLC|1240104
SPOT|SPOTIFY TECHNOLOGY S|NITE|VIRTU Americas LLC|2863926
SPOT|SPOTIFY TECHNOLOGY S|NITP|VIRTU Americas LLC|1328
SPOT|SPOTIFY TECHNOLOGY S|NMRA|Nomura Securities International, Inc.|1300
SPOT|SPOTIFY TECHNOLOGY S|NORT|Northland Securities, Inc.|1270
SPOT|SPOTIFY TECHNOLOGY S|NQRB|Brut, LLC|20621
SPOT|SPOTIFY TECHNOLOGY S|NTBF|BMO Nesbitt Burns Inc./CDS|15964
SPOT|SPOTIFY TECHNOLOGY S|NTRC|Northern Trust Securities, Inc.|2320
SPOT|SPOTIFY TECHNOLOGY S|OHOS|TWO SIGMA SECURITIES, LLC|20251
SPOT|SPOTIFY TECHNOLOGY S|OPCO|Oppenheimer & Co. Inc.|19755
SPOT|SPOTIFY TECHNOLOGY S|PACT|BTG Pactual US Capital Corp.|760
SPOT|SPOTIFY TECHNOLOGY S|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2389
SPOT|SPOTIFY TECHNOLOGY S|PCFF|Pacific International Securities Inc./CDS|131
SPOT|SPOTIFY TECHNOLOGY S|PCPT|PHILLIP CAPITAL INC.|5066
SPOT|SPOTIFY TECHNOLOGY S|PDQM|CODA MARKETS, INC.|707696
SPOT|SPOTIFY TECHNOLOGY S|PHLY|NASDAQ Execution Services, LLC|32200
SPOT|SPOTIFY TECHNOLOGY S|PREC|PRECISION SECURITIES, LLC|570
SPOT|SPOTIFY TECHNOLOGY S|PWJC|UBS Financial Services, Inc.|42588
SPOT|SPOTIFY TECHNOLOGY S|QMSR|QUATTRO M SECURITIES INC.|1183
SPOT|SPOTIFY TECHNOLOGY S|RBCM|RBC CAPITAL MARKETS, LLC|55879
SPOT|SPOTIFY TECHNOLOGY S|RGLD|Regal Securities, Inc|6
SPOT|SPOTIFY TECHNOLOGY S|RHCO|Suntrust Robinson Humphrey, Inc.|23019
SPOT|SPOTIFY TECHNOLOGY S|SAGL|SAGETRADER, LLC|100483
SPOT|SPOTIFY TECHNOLOGY S|SAGW|SAGETRADER, LLC|1400
SPOT|SPOTIFY TECHNOLOGY S|SALI|INTL FCSTONE FINANCIAL INC.|3519
SPOT|SPOTIFY TECHNOLOGY S|SBRX|MURIEL SIEBERT & CO INC|1861
SPOT|SPOTIFY TECHNOLOGY S|SBSH|Citigroup Global Markets Inc.|218276
SPOT|SPOTIFY TECHNOLOGY S|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|320
SPOT|SPOTIFY TECHNOLOGY S|SGMT|GOLDMAN SACHS & CO. LLC|457076
SPOT|SPOTIFY TECHNOLOGY S|SOGO|Wang Investment Associates, Inc.|4
SPOT|SPOTIFY TECHNOLOGY S|SPDR|SPEEDROUTE LLC|45476
SPOT|SPOTIFY TECHNOLOGY S|SPHN|Stephens Inc.|5187
SPOT|SPOTIFY TECHNOLOGY S|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SPOT|SPOTIFY TECHNOLOGY S|STFL|Stifel, Nicolaus & Company, Incorporated|31524
SPOT|SPOTIFY TECHNOLOGY S|STKP|STOCKPILE INVESTMENTS, INC.|2234
SPOT|SPOTIFY TECHNOLOGY S|STTT|STATETRUST INVESTMENTS INC.|100
SPOT|SPOTIFY TECHNOLOGY S|STXG|Stockcross Financial Services, Inc.|12
SPOT|SPOTIFY TECHNOLOGY S|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5364
SPOT|SPOTIFY TECHNOLOGY S|SWIM|TD Ameritrade, Inc.|1761382
SPOT|SPOTIFY TECHNOLOGY S|SWST|Hilltop Securities Inc.|8313
SPOT|SPOTIFY TECHNOLOGY S|TKNG|ALLY INVEST SECURITIES LLC|14122
SPOT|SPOTIFY TECHNOLOGY S|TOUR|TOURMALINE PARTNERS, LLC|800
SPOT|SPOTIFY TECHNOLOGY S|TRBT|Tradebot Systems, Inc.|267779
SPOT|SPOTIFY TECHNOLOGY S|TRCM|TRC MARKETS LLC|2980
SPOT|SPOTIFY TECHNOLOGY S|TWTT|TASTYWORKS, INC.|2527
SPOT|SPOTIFY TECHNOLOGY S|UBSA|UBS SECURITIES LLC|2230357
SPOT|SPOTIFY TECHNOLOGY S|UBSS|UBS Securities LLC|2243813
SPOT|SPOTIFY TECHNOLOGY S|VALX|VIRTU AMERICAS LLC|62503
SPOT|SPOTIFY TECHNOLOGY S|VGRD|Vanguard Marketing Corporation|95064
SPOT|SPOTIFY TECHNOLOGY S|VIEW|VIEWTRADE SECURITIES LLC|100
SPOT|SPOTIFY TECHNOLOGY S|VSIN|Vision Financial Markets Llc|1421
SPOT|SPOTIFY TECHNOLOGY S|WABR|Wall Street Access|2590
SPOT|SPOTIFY TECHNOLOGY S|WBPX|SUMMIT SECURITIES GROUP, LLC|20501
SPOT|SPOTIFY TECHNOLOGY S|WCHV|WELLS FARGO SECURITIES, LLC|242835
SPOT|SPOTIFY TECHNOLOGY S|WEDB|WEDBUSH SECURITIES INC.|251171
SPOT|SPOTIFY TECHNOLOGY S|WEED|Weeden & Co.L.P.|26104
SPOT|SPOTIFY TECHNOLOGY S|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42781
SPOT|SPOTIFY TECHNOLOGY S|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66334
SPOT|SPOTIFY TECHNOLOGY S|WGIF|CIBC World Markets Inc.|6272
SPOT|SPOTIFY TECHNOLOGY S|WSAG|WALL STREET ACCESS|1848
SPOT|SPOTIFY TECHNOLOGY S|WSEA|WOLVERINE SECURITIES, LLC|29078
SPOT|SPOTIFY TECHNOLOGY S|XIST|INSTINET, LLC|18800
SPOT|SPOTIFY TECHNOLOGY S|XPUS|XP SECURITIES, LLC|807
SPOT|SPOTIFY TECHNOLOGY S|XSTM|NATIONAL FINANCIAL SERVICES LLC|157818
SPOT|SPOTIFY TECHNOLOGY S|YKNA|COMHAR CAPITAL MARKETS, LLC|82721
SPOT|SPOTIFY TECHNOLOGY S|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10107
SPPI|SPECTRUM PHARMA INC|ADAM|CANACCORD GENUITY INC.|82330
SPPI|SPECTRUM PHARMA INC|ALTX|Alternet Securities Inc.|12203
SPPI|SPECTRUM PHARMA INC|APCC|Apex Clearing Corporation|12180
SPPI|SPECTRUM PHARMA INC|BARD|Robert W. Baird & Co. Incorporated|50000
SPPI|SPECTRUM PHARMA INC|BATM|CBOE TRADING, INC.|7638
SPPI|SPECTRUM PHARMA INC|BAYT|BTIG, LLC|15800
SPPI|SPECTRUM PHARMA INC|BBNT|BB&T SECURITIES, LLC|1604
SPPI|SPECTRUM PHARMA INC|BERN|Sanford C. Bernstein & Co., LLC|59153
SPPI|SPECTRUM PHARMA INC|BIMI|Banca IMI Securities Corp.|409
SPPI|SPECTRUM PHARMA INC|BKCM|BNY Mellon Capital Markets LLC|13
SPPI|SPECTRUM PHARMA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13008
SPPI|SPECTRUM PHARMA INC|BLKX|INSTINET, LLC|58700
SPPI|SPECTRUM PHARMA INC|BMOC|BMO Capital Markets Corp.|44787
SPPI|SPECTRUM PHARMA INC|BNPX|BNP PARIBAS SECURITIES CORP.|26384
SPPI|SPECTRUM PHARMA INC|BRVL|BLAYLOCK VAN, LLC|800
SPPI|SPECTRUM PHARMA INC|BTIG|BTIG, LLC|44977
SPPI|SPECTRUM PHARMA INC|BYXM|CBOE TRADING, INC.|1900
SPPI|SPECTRUM PHARMA INC|CANT|Cantor Fitzgerald & Co.|7742
SPPI|SPECTRUM PHARMA INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|79400
SPPI|SPECTRUM PHARMA INC|CHAS|Charles Schwab & Co., Inc.|23219
SPPI|SPECTRUM PHARMA INC|CIST|Capital Institutional Services, Inc.|3582
SPPI|SPECTRUM PHARMA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|113070
SPPI|SPECTRUM PHARMA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6352
SPPI|SPECTRUM PHARMA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5408
SPPI|SPECTRUM PHARMA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|474510
SPPI|SPECTRUM PHARMA INC|CTDL|Citadel Derivatives Group Llc|91611
SPPI|SPECTRUM PHARMA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|127536
SPPI|SPECTRUM PHARMA INC|DBAB|Deutsche Bank Securities Inc.|1621235
SPPI|SPECTRUM PHARMA INC|DBAX|Deutsche Bank Securities Inc.|239200
SPPI|SPECTRUM PHARMA INC|DBUL|Deutsche Bank Securities Inc.|3135
SPPI|SPECTRUM PHARMA INC|DCHF|Dart Executions, LLC|68460
SPPI|SPECTRUM PHARMA INC|DEAN|MORGAN STANLEY|14926
SPPI|SPECTRUM PHARMA INC|DEGS|RONIN PROFESSIONAL LLC|7400
SPPI|SPECTRUM PHARMA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11078
SPPI|SPECTRUM PHARMA INC|EBXL|EBX LLC|349700
SPPI|SPECTRUM PHARMA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1235
SPPI|SPECTRUM PHARMA INC|EDJO|Edward D. Jones & Co., L.P.|1650
SPPI|SPECTRUM PHARMA INC|EGAM|CBOE TRADING, INC.|42721
SPPI|SPECTRUM PHARMA INC|EGAW|CBOE TRADING, INC.|298
SPPI|SPECTRUM PHARMA INC|EGMT|EG MARKET TECHNOLOGIES LLC|1910
SPPI|SPECTRUM PHARMA INC|EGXM|CBOE TRADING, INC.|17637
SPPI|SPECTRUM PHARMA INC|ETBE|Electronic Transaction Clearing, Inc.|31552
SPPI|SPECTRUM PHARMA INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5666
SPPI|SPECTRUM PHARMA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41696
SPPI|SPECTRUM PHARMA INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SPPI|SPECTRUM PHARMA INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6306
SPPI|SPECTRUM PHARMA INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1520
SPPI|SPECTRUM PHARMA INC|ETRS|E*Trade Securities LLC|319350
SPPI|SPECTRUM PHARMA INC|FBCO|Credit Suisse Securities (USA) LLC|1955574
SPPI|SPECTRUM PHARMA INC|FILL|Tradestation Securities, Inc.|45221
SPPI|SPECTRUM PHARMA INC|FINX|FINTECH SECURITIES|2000
SPPI|SPECTRUM PHARMA INC|FMAF|NBCN Inc./ CDS|2891
SPPI|SPECTRUM PHARMA INC|FOMA|TD AMERITRADE CLEARING, INC.|1260408
SPPI|SPECTRUM PHARMA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11306
SPPI|SPECTRUM PHARMA INC|FQLS|Quantlab Securities LP|749192
SPPI|SPECTRUM PHARMA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|157210
SPPI|SPECTRUM PHARMA INC|FTBR|Foliofn Investments, Inc.|17103
SPPI|SPECTRUM PHARMA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|58589
SPPI|SPECTRUM PHARMA INC|GLIS|TD Securities Inc|200
SPPI|SPECTRUM PHARMA INC|GLPX|ACS EXECUTION SERVICES, LLC|45180
SPPI|SPECTRUM PHARMA INC|GSCO|GOLDMAN SACHS & CO. LLC|3504675
SPPI|SPECTRUM PHARMA INC|GSCS|GOLDMAN SACHS & CO. LLC|35655
SPPI|SPECTRUM PHARMA INC|GSLT|GOLDMAN SACHS & CO. LLC|5224
SPPI|SPECTRUM PHARMA INC|GTSZ|GTS SECURITIES LLC|283484
SPPI|SPECTRUM PHARMA INC|HAPX|HAP Trading, LLC|3310
SPPI|SPECTRUM PHARMA INC|HRBF|American Enterprise Investment Services Inc.|12498
SPPI|SPECTRUM PHARMA INC|HSBC|HSBC Securities, Inc.|94352
SPPI|SPECTRUM PHARMA INC|IATS|INTERACTIVE BROKERS LLC|46081
SPPI|SPECTRUM PHARMA INC|IBKR|Interactive Brokers Llc|215978
SPPI|SPECTRUM PHARMA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16
SPPI|SPECTRUM PHARMA INC|ICBX|INSTINET, LLC|129753
SPPI|SPECTRUM PHARMA INC|IEQY|CITADEL SECURITIES LLC|411561
SPPI|SPECTRUM PHARMA INC|INCA|INSTINET, LLC|894438
SPPI|SPECTRUM PHARMA INC|INJX|INSTINET, LLC|318624
SPPI|SPECTRUM PHARMA INC|ITGI|ITG Inc.|61834
SPPI|SPECTRUM PHARMA INC|ITGP|ITG INC.|148600
SPPI|SPECTRUM PHARMA INC|JANY|Janney Montgomery Scott Inc.|100
SPPI|SPECTRUM PHARMA INC|JEFF|JEFFERIES LLC|388634
SPPI|SPECTRUM PHARMA INC|JMPT|JUMP TRADING, LLC|230480
SPPI|SPECTRUM PHARMA INC|JPBX|J.P. MORGAN SECURITIES LLC|48279
SPPI|SPECTRUM PHARMA INC|JPMX|J.P. Morgan Securities LLC|1113393
SPPI|SPECTRUM PHARMA INC|JSJX|JANE STREET CAPITAL LLC|8165
SPPI|SPECTRUM PHARMA INC|KCGM|VIRTU Americas LLC|112230
SPPI|SPECTRUM PHARMA INC|LEHM|Barclays Capital Inc./Le|2296376
SPPI|SPECTRUM PHARMA INC|LIME|Lime Brokerage LLC|379021
SPPI|SPECTRUM PHARMA INC|LMGP|LIME BROKERAGE LLC|4337
SPPI|SPECTRUM PHARMA INC|LOOP|Loop Capital Markets LLC|2530
SPPI|SPECTRUM PHARMA INC|LQNA|LIQUIDNET, INC.|188700
SPPI|SPECTRUM PHARMA INC|LSCI|Lek Securities Corporation|54685
SPPI|SPECTRUM PHARMA INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1050
SPPI|SPECTRUM PHARMA INC|MACQ|Macquarie Capital (USA) Inc.|14856
SPPI|SPECTRUM PHARMA INC|MAXM|Maxim Group LLC|38491
SPPI|SPECTRUM PHARMA INC|MBTS|ALLY INVEST SECURITIES LLC|600
SPPI|SPECTRUM PHARMA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|917658
SPPI|SPECTRUM PHARMA INC|MOTF|MOTIF INVESTING, INC.|120
SPPI|SPECTRUM PHARMA INC|MSCO|MORGAN STANLEY & CO. LLC|5374096
SPPI|SPECTRUM PHARMA INC|MSPL|MORGAN STANLEY & CO. LLC|491500
SPPI|SPECTRUM PHARMA INC|MSTX|MORGAN STANLEY & CO. LLC|214700
SPPI|SPECTRUM PHARMA INC|NFSC|National Financial Services LLC|496365
SPPI|SPECTRUM PHARMA INC|NITE|VIRTU Americas LLC|1166835
SPPI|SPECTRUM PHARMA INC|NITP|VIRTU Americas LLC|9550
SPPI|SPECTRUM PHARMA INC|NQRB|Brut, LLC|94401
SPPI|SPECTRUM PHARMA INC|NTRC|Northern Trust Securities, Inc.|7743
SPPI|SPECTRUM PHARMA INC|OPCO|Oppenheimer & Co. Inc.|5494
SPPI|SPECTRUM PHARMA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SPPI|SPECTRUM PHARMA INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3304
SPPI|SPECTRUM PHARMA INC|PDQM|CODA MARKETS, INC.|42634
SPPI|SPECTRUM PHARMA INC|PHLY|NASDAQ Execution Services, LLC|2800
SPPI|SPECTRUM PHARMA INC|POIN|PRECISION SECURITIES, LLC (POIN)|100
SPPI|SPECTRUM PHARMA INC|PWJC|UBS Financial Services, Inc.|2517
SPPI|SPECTRUM PHARMA INC|RAJA|Raymond James & Associates, Inc.|5630
SPPI|SPECTRUM PHARMA INC|RBCM|RBC CAPITAL MARKETS, LLC|12197
SPPI|SPECTRUM PHARMA INC|RGLD|Regal Securities, Inc|1025
SPPI|SPECTRUM PHARMA INC|RILY|B. RILEY FBR, INC.|100
SPPI|SPECTRUM PHARMA INC|ROTH|Roth Capital Partners, LLC|2200
SPPI|SPECTRUM PHARMA INC|SAGL|SAGETRADER, LLC|56118
SPPI|SPECTRUM PHARMA INC|SAGW|SAGETRADER, LLC|900
SPPI|SPECTRUM PHARMA INC|SALI|INTL FCSTONE FINANCIAL INC.|847
SPPI|SPECTRUM PHARMA INC|SBSH|Citigroup Global Markets Inc.|711795
SPPI|SPECTRUM PHARMA INC|SEIC|SEI Investments Distribution Co.|1000
SPPI|SPECTRUM PHARMA INC|SGMT|GOLDMAN SACHS & CO. LLC|347431
SPPI|SPECTRUM PHARMA INC|SIBO|Prime Executions, Inc.|820
SPPI|SPECTRUM PHARMA INC|SPDR|SPEEDROUTE LLC|21561
SPPI|SPECTRUM PHARMA INC|STFL|Stifel, Nicolaus & Company, Incorporated|48108
SPPI|SPECTRUM PHARMA INC|STXG|Stockcross Financial Services, Inc.|4349
SPPI|SPECTRUM PHARMA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|99
SPPI|SPECTRUM PHARMA INC|SWIM|TD Ameritrade, Inc.|439557
SPPI|SPECTRUM PHARMA INC|SWST|Hilltop Securities Inc.|1367
SPPI|SPECTRUM PHARMA INC|TKNG|ALLY INVEST SECURITIES LLC|7811
SPPI|SPECTRUM PHARMA INC|TRBT|Tradebot Systems, Inc.|718676
SPPI|SPECTRUM PHARMA INC|TRCM|TRC MARKETS LLC|184873
SPPI|SPECTRUM PHARMA INC|TWTT|TASTYWORKS, INC.|635
SPPI|SPECTRUM PHARMA INC|UBSA|UBS SECURITIES LLC|998228
SPPI|SPECTRUM PHARMA INC|UBSS|UBS Securities LLC|2294363
SPPI|SPECTRUM PHARMA INC|VALX|VIRTU AMERICAS LLC|150973
SPPI|SPECTRUM PHARMA INC|VERT|The Vertical Trading Group, LLC|1000
SPPI|SPECTRUM PHARMA INC|VGRD|Vanguard Marketing Corporation|22072
SPPI|SPECTRUM PHARMA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
SPPI|SPECTRUM PHARMA INC|WCHV|WELLS FARGO SECURITIES, LLC|239001
SPPI|SPECTRUM PHARMA INC|WEDB|WEDBUSH SECURITIES INC.|2200
SPPI|SPECTRUM PHARMA INC|WEED|Weeden & Co.L.P.|330
SPPI|SPECTRUM PHARMA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18468
SPPI|SPECTRUM PHARMA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21003
SPPI|SPECTRUM PHARMA INC|WGIF|CIBC World Markets Inc.|1226
SPPI|SPECTRUM PHARMA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|318
SPPI|SPECTRUM PHARMA INC|WSEA|WOLVERINE SECURITIES, LLC|9073
SPPI|SPECTRUM PHARMA INC|XIST|INSTINET, LLC|76860
SPPI|SPECTRUM PHARMA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|149132
SPPI|SPECTRUM PHARMA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1863
SPPI|SPECTRUM PHARMA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15350
SPPP|SPROTT PHYS PLATPALL|APCC|Apex Clearing Corporation|98
SPPP|SPROTT PHYS PLATPALL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58390
SPPP|SPROTT PHYS PLATPALL|DBAX|Deutsche Bank Securities Inc.|1700
SPPP|SPROTT PHYS PLATPALL|DEAN|MORGAN STANLEY|300
SPPP|SPROTT PHYS PLATPALL|EDJO|Edward D. Jones & Co., L.P.|1700
SPPP|SPROTT PHYS PLATPALL|EGXM|CBOE TRADING, INC.|950
SPPP|SPROTT PHYS PLATPALL|ETRS|E*Trade Securities LLC|8741
SPPP|SPROTT PHYS PLATPALL|FTBR|Foliofn Investments, Inc.|262
SPPP|SPROTT PHYS PLATPALL|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
SPPP|SPROTT PHYS PLATPALL|GSCS|GOLDMAN SACHS & CO. LLC|5300
SPPP|SPROTT PHYS PLATPALL|GSLT|GOLDMAN SACHS & CO. LLC|31
SPPP|SPROTT PHYS PLATPALL|GTSZ|GTS SECURITIES LLC|800
SPPP|SPROTT PHYS PLATPALL|HRBF|American Enterprise Investment Services Inc.|300
SPPP|SPROTT PHYS PLATPALL|IATS|INTERACTIVE BROKERS LLC|922
SPPP|SPROTT PHYS PLATPALL|IBKR|Interactive Brokers Llc|1459
SPPP|SPROTT PHYS PLATPALL|ICBX|INSTINET, LLC|6138
SPPP|SPROTT PHYS PLATPALL|INCA|INSTINET, LLC|38487
SPPP|SPROTT PHYS PLATPALL|INJX|INSTINET, LLC|150
SPPP|SPROTT PHYS PLATPALL|ITGI|ITG Inc.|600
SPPP|SPROTT PHYS PLATPALL|ITGP|ITG INC.|200
SPPP|SPROTT PHYS PLATPALL|JEFF|JEFFERIES LLC|740
SPPP|SPROTT PHYS PLATPALL|JPMX|J.P. Morgan Securities LLC|7200
SPPP|SPROTT PHYS PLATPALL|KCGM|VIRTU Americas LLC|15550
SPPP|SPROTT PHYS PLATPALL|LEHM|Barclays Capital Inc./Le|39800
SPPP|SPROTT PHYS PLATPALL|LIME|Lime Brokerage LLC|5222
SPPP|SPROTT PHYS PLATPALL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
SPPP|SPROTT PHYS PLATPALL|MSCO|MORGAN STANLEY & CO. LLC|5072
SPPP|SPROTT PHYS PLATPALL|MSPL|MORGAN STANLEY & CO. LLC|16600
SPPP|SPROTT PHYS PLATPALL|NFSC|National Financial Services LLC|16761
SPPP|SPROTT PHYS PLATPALL|NITE|VIRTU Americas LLC|81299
SPPP|SPROTT PHYS PLATPALL|NQRB|Brut, LLC|500
SPPP|SPROTT PHYS PLATPALL|OLDM|OLD MISSION CAPITAL, LLC|50
SPPP|SPROTT PHYS PLATPALL|RBCM|RBC CAPITAL MARKETS, LLC|8800
SPPP|SPROTT PHYS PLATPALL|SBSH|Citigroup Global Markets Inc.|500
SPPP|SPROTT PHYS PLATPALL|SGMT|GOLDMAN SACHS & CO. LLC|6007
SPPP|SPROTT PHYS PLATPALL|SPDR|SPEEDROUTE LLC|600
SPPP|SPROTT PHYS PLATPALL|SWIM|TD Ameritrade, Inc.|460
SPPP|SPROTT PHYS PLATPALL|TKNG|ALLY INVEST SECURITIES LLC|7
SPPP|SPROTT PHYS PLATPALL|UBSA|UBS SECURITIES LLC|51261
SPPP|SPROTT PHYS PLATPALL|UBSS|UBS Securities LLC|12713
SPPP|SPROTT PHYS PLATPALL|VGRD|Vanguard Marketing Corporation|8952
SPPP|SPROTT PHYS PLATPALL|WCHV|WELLS FARGO SECURITIES, LLC|5210
SPPP|SPROTT PHYS PLATPALL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8288
SPPP|SPROTT PHYS PLATPALL|WSEA|WOLVERINE SECURITIES, LLC|39
SPPP|SPROTT PHYS PLATPALL|XSTM|NATIONAL FINANCIAL SERVICES LLC|22276
SPPP|SPROTT PHYS PLATPALL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2432
SPR|SPIRIT AEROSYSTEMS H|ABLE|NATIXIS Securities Americas LLC|481000
SPR|SPIRIT AEROSYSTEMS H|ALTX|Alternet Securities Inc.|7100
SPR|SPIRIT AEROSYSTEMS H|ANOS|ABEL/NOSER, L.L.C.|900
SPR|SPIRIT AEROSYSTEMS H|APCC|Apex Clearing Corporation|52
SPR|SPIRIT AEROSYSTEMS H|BANK|Primevest Financial Services, Inc.|60
SPR|SPIRIT AEROSYSTEMS H|BARD|Robert W. Baird & Co. Incorporated|2725
SPR|SPIRIT AEROSYSTEMS H|BATM|CBOE TRADING, INC.|6211
SPR|SPIRIT AEROSYSTEMS H|BAYC|BAY CREST PARTNERS, LLC|424
SPR|SPIRIT AEROSYSTEMS H|BAYT|BTIG, LLC|1300
SPR|SPIRIT AEROSYSTEMS H|BBNT|BB&T SECURITIES, LLC|101
SPR|SPIRIT AEROSYSTEMS H|BERN|Sanford C. Bernstein & Co., LLC|145030
SPR|SPIRIT AEROSYSTEMS H|BIAD|SAGETRADER, LLC|19
SPR|SPIRIT AEROSYSTEMS H|BIDS|BIDS TRADING L.P.|15400
SPR|SPIRIT AEROSYSTEMS H|BIMI|Banca IMI Securities Corp.|197
SPR|SPIRIT AEROSYSTEMS H|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3471
SPR|SPIRIT AEROSYSTEMS H|BLKX|INSTINET, LLC|50000
SPR|SPIRIT AEROSYSTEMS H|BMOC|BMO Capital Markets Corp.|157
SPR|SPIRIT AEROSYSTEMS H|BNPX|BNP PARIBAS SECURITIES CORP.|148714
SPR|SPIRIT AEROSYSTEMS H|BTIG|BTIG, LLC|6220
SPR|SPIRIT AEROSYSTEMS H|BYXM|CBOE TRADING, INC.|1987
SPR|SPIRIT AEROSYSTEMS H|BZYD|GOLDMAN SACHS & CO. LLC|576
SPR|SPIRIT AEROSYSTEMS H|CABR|Cabrera Capital Markets, Inc.|25
SPR|SPIRIT AEROSYSTEMS H|CANT|Cantor Fitzgerald & Co.|2030
SPR|SPIRIT AEROSYSTEMS H|CBLC|CITIGROUP GLOBAL MARKETS INC.|23400
SPR|SPIRIT AEROSYSTEMS H|CHAS|Charles Schwab & Co., Inc.|1155
SPR|SPIRIT AEROSYSTEMS H|CIBP|CIBC World Markets Corp.|196500
SPR|SPIRIT AEROSYSTEMS H|CIOI|CITIGROUP GLOBAL MARKETS INC|14000
SPR|SPIRIT AEROSYSTEMS H|CIST|Capital Institutional Services, Inc.|2281
SPR|SPIRIT AEROSYSTEMS H|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65345
SPR|SPIRIT AEROSYSTEMS H|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1803
SPR|SPIRIT AEROSYSTEMS H|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10140
SPR|SPIRIT AEROSYSTEMS H|CROS|CREDIT SUISSE SECURITIES (USA) LLC|538228
SPR|SPIRIT AEROSYSTEMS H|CTDL|Citadel Derivatives Group Llc|21583
SPR|SPIRIT AEROSYSTEMS H|CTLR|CUTLER GROUP, LP|300
SPR|SPIRIT AEROSYSTEMS H|CXCX|CITIGROUP GLOBAL MARKETS INC.|72200
SPR|SPIRIT AEROSYSTEMS H|DBAB|Deutsche Bank Securities Inc.|310724
SPR|SPIRIT AEROSYSTEMS H|DBAX|Deutsche Bank Securities Inc.|369100
SPR|SPIRIT AEROSYSTEMS H|DBUL|Deutsche Bank Securities Inc.|5998
SPR|SPIRIT AEROSYSTEMS H|DCHF|Dart Executions, LLC|2856
SPR|SPIRIT AEROSYSTEMS H|DEAN|MORGAN STANLEY|4337
SPR|SPIRIT AEROSYSTEMS H|DEGS|RONIN PROFESSIONAL LLC|200
SPR|SPIRIT AEROSYSTEMS H|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|116
SPR|SPIRIT AEROSYSTEMS H|EBXL|EBX LLC|166700
SPR|SPIRIT AEROSYSTEMS H|ECUT|CONVERGEX EXECUTION SOLUTIONS|22084
SPR|SPIRIT AEROSYSTEMS H|EDJO|Edward D. Jones & Co., L.P.|536
SPR|SPIRIT AEROSYSTEMS H|EGAM|CBOE TRADING, INC.|20083
SPR|SPIRIT AEROSYSTEMS H|EGAW|CBOE TRADING, INC.|122
SPR|SPIRIT AEROSYSTEMS H|EGMT|EG MARKET TECHNOLOGIES LLC|1300
SPR|SPIRIT AEROSYSTEMS H|EGXM|CBOE TRADING, INC.|2810
SPR|SPIRIT AEROSYSTEMS H|ELEV|ELEVATION, LLC|7927
SPR|SPIRIT AEROSYSTEMS H|ETBE|Electronic Transaction Clearing, Inc.|19857
SPR|SPIRIT AEROSYSTEMS H|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
SPR|SPIRIT AEROSYSTEMS H|ETCC|Electronic Transaction Clearing, Inc.|641
SPR|SPIRIT AEROSYSTEMS H|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32044
SPR|SPIRIT AEROSYSTEMS H|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|88
SPR|SPIRIT AEROSYSTEMS H|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|974
SPR|SPIRIT AEROSYSTEMS H|ETRS|E*Trade Securities LLC|8925
SPR|SPIRIT AEROSYSTEMS H|FBSB|U.S. Bancorp Investments, Inc.|10
SPR|SPIRIT AEROSYSTEMS H|FILL|Tradestation Securities, Inc.|570
SPR|SPIRIT AEROSYSTEMS H|FMAF|NBCN Inc./ CDS|96
SPR|SPIRIT AEROSYSTEMS H|FMCO|First Manhattan Co|300
SPR|SPIRIT AEROSYSTEMS H|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7575
SPR|SPIRIT AEROSYSTEMS H|FQLS|Quantlab Securities LP|404901
SPR|SPIRIT AEROSYSTEMS H|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84049
SPR|SPIRIT AEROSYSTEMS H|FTBR|Foliofn Investments, Inc.|3156
SPR|SPIRIT AEROSYSTEMS H|GLPX|ACS EXECUTION SERVICES, LLC|44648
SPR|SPIRIT AEROSYSTEMS H|GSCO|GOLDMAN SACHS & CO. LLC|2155423
SPR|SPIRIT AEROSYSTEMS H|GSCS|GOLDMAN SACHS & CO. LLC|1710
SPR|SPIRIT AEROSYSTEMS H|GSLT|GOLDMAN SACHS & CO. LLC|9405
SPR|SPIRIT AEROSYSTEMS H|GTSZ|GTS SECURITIES LLC|207836
SPR|SPIRIT AEROSYSTEMS H|HAPX|HAP Trading, LLC|1968
SPR|SPIRIT AEROSYSTEMS H|HPPX|POTAMUS TRADING, LLC|310
SPR|SPIRIT AEROSYSTEMS H|HRBF|American Enterprise Investment Services Inc.|2661
SPR|SPIRIT AEROSYSTEMS H|HSBC|HSBC Securities, Inc.|670
SPR|SPIRIT AEROSYSTEMS H|IATS|INTERACTIVE BROKERS LLC|8260
SPR|SPIRIT AEROSYSTEMS H|IBKR|Interactive Brokers Llc|2766
SPR|SPIRIT AEROSYSTEMS H|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2718
SPR|SPIRIT AEROSYSTEMS H|ICBX|INSTINET, LLC|38500
SPR|SPIRIT AEROSYSTEMS H|INCA|INSTINET, LLC|329170
SPR|SPIRIT AEROSYSTEMS H|INJX|INSTINET, LLC|5023
SPR|SPIRIT AEROSYSTEMS H|ITGI|ITG Inc.|120067
SPR|SPIRIT AEROSYSTEMS H|ITGP|ITG INC.|56000
SPR|SPIRIT AEROSYSTEMS H|JANY|Janney Montgomery Scott Inc.|2050
SPR|SPIRIT AEROSYSTEMS H|JEFF|JEFFERIES LLC|260719
SPR|SPIRIT AEROSYSTEMS H|JMPT|JUMP TRADING, LLC|50968
SPR|SPIRIT AEROSYSTEMS H|JPBX|J.P. MORGAN SECURITIES LLC|113838
SPR|SPIRIT AEROSYSTEMS H|JPMX|J.P. Morgan Securities LLC|459779
SPR|SPIRIT AEROSYSTEMS H|JSJX|JANE STREET CAPITAL LLC|11858
SPR|SPIRIT AEROSYSTEMS H|KCGM|VIRTU Americas LLC|32978
SPR|SPIRIT AEROSYSTEMS H|LEHM|Barclays Capital Inc./Le|906028
SPR|SPIRIT AEROSYSTEMS H|LIME|Lime Brokerage LLC|30843
SPR|SPIRIT AEROSYSTEMS H|LOOP|Loop Capital Markets LLC|4350
SPR|SPIRIT AEROSYSTEMS H|LQNA|LIQUIDNET, INC.|422400
SPR|SPIRIT AEROSYSTEMS H|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SPR|SPIRIT AEROSYSTEMS H|MACC|Mid Atlantic Capital Corporation|7
SPR|SPIRIT AEROSYSTEMS H|MACQ|Macquarie Capital (USA) Inc.|19960
SPR|SPIRIT AEROSYSTEMS H|MAXM|Maxim Group LLC|611
SPR|SPIRIT AEROSYSTEMS H|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|274083
SPR|SPIRIT AEROSYSTEMS H|MOTF|MOTIF INVESTING, INC.|4
SPR|SPIRIT AEROSYSTEMS H|MSCO|MORGAN STANLEY & CO. LLC|2305357
SPR|SPIRIT AEROSYSTEMS H|MSPL|MORGAN STANLEY & CO. LLC|404700
SPR|SPIRIT AEROSYSTEMS H|MSTX|MORGAN STANLEY & CO. LLC|155500
SPR|SPIRIT AEROSYSTEMS H|NATL|National Securities Corporation|700
SPR|SPIRIT AEROSYSTEMS H|NEUB|NEUBERGER BERMAN BD LLC|247
SPR|SPIRIT AEROSYSTEMS H|NFSC|National Financial Services LLC|40150
SPR|SPIRIT AEROSYSTEMS H|NITE|VIRTU Americas LLC|213479
SPR|SPIRIT AEROSYSTEMS H|NITP|VIRTU Americas LLC|300
SPR|SPIRIT AEROSYSTEMS H|NQRB|Brut, LLC|9136
SPR|SPIRIT AEROSYSTEMS H|NTBF|BMO Nesbitt Burns Inc./CDS|250
SPR|SPIRIT AEROSYSTEMS H|OHOS|TWO SIGMA SECURITIES, LLC|43719
SPR|SPIRIT AEROSYSTEMS H|OPCO|Oppenheimer & Co. Inc.|1500
SPR|SPIRIT AEROSYSTEMS H|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
SPR|SPIRIT AEROSYSTEMS H|PDQM|CODA MARKETS, INC.|223463
SPR|SPIRIT AEROSYSTEMS H|RBCM|RBC CAPITAL MARKETS, LLC|4592
SPR|SPIRIT AEROSYSTEMS H|RHCO|Suntrust Robinson Humphrey, Inc.|400
SPR|SPIRIT AEROSYSTEMS H|SAGL|SAGETRADER, LLC|29136
SPR|SPIRIT AEROSYSTEMS H|SAGW|SAGETRADER, LLC|11
SPR|SPIRIT AEROSYSTEMS H|SALI|INTL FCSTONE FINANCIAL INC.|7
SPR|SPIRIT AEROSYSTEMS H|SBRX|MURIEL SIEBERT & CO INC|440
SPR|SPIRIT AEROSYSTEMS H|SBSH|Citigroup Global Markets Inc.|189876
SPR|SPIRIT AEROSYSTEMS H|SGMT|GOLDMAN SACHS & CO. LLC|118572
SPR|SPIRIT AEROSYSTEMS H|SHMR|ABN Amro Clearing LLC|97
SPR|SPIRIT AEROSYSTEMS H|SJLS|TRADE INFORMATICS LLC|100
SPR|SPIRIT AEROSYSTEMS H|SPDR|SPEEDROUTE LLC|35900
SPR|SPIRIT AEROSYSTEMS H|STFL|Stifel, Nicolaus & Company, Incorporated|3604
SPR|SPIRIT AEROSYSTEMS H|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4035
SPR|SPIRIT AEROSYSTEMS H|SWIM|TD Ameritrade, Inc.|1000
SPR|SPIRIT AEROSYSTEMS H|SWST|Hilltop Securities Inc.|7421
SPR|SPIRIT AEROSYSTEMS H|TKNG|ALLY INVEST SECURITIES LLC|103
SPR|SPIRIT AEROSYSTEMS H|TMBR|Timber Hill LLC|20
SPR|SPIRIT AEROSYSTEMS H|TRBT|Tradebot Systems, Inc.|209485
SPR|SPIRIT AEROSYSTEMS H|TRCM|TRC MARKETS LLC|97607
SPR|SPIRIT AEROSYSTEMS H|TWTT|TASTYWORKS, INC.|72
SPR|SPIRIT AEROSYSTEMS H|UBSA|UBS SECURITIES LLC|838805
SPR|SPIRIT AEROSYSTEMS H|UBSS|UBS Securities LLC|1342205
SPR|SPIRIT AEROSYSTEMS H|VALX|VIRTU AMERICAS LLC|13448
SPR|SPIRIT AEROSYSTEMS H|VGRD|Vanguard Marketing Corporation|910
SPR|SPIRIT AEROSYSTEMS H|WBLR|WILLIAM BLAIR|33
SPR|SPIRIT AEROSYSTEMS H|WBPX|SUMMIT SECURITIES GROUP, LLC|2274
SPR|SPIRIT AEROSYSTEMS H|WCHV|WELLS FARGO SECURITIES, LLC|76648
SPR|SPIRIT AEROSYSTEMS H|WDNX|WEEDEN & CO.L.P.|90
SPR|SPIRIT AEROSYSTEMS H|WEDB|WEDBUSH SECURITIES INC.|3704
SPR|SPIRIT AEROSYSTEMS H|WEED|Weeden & Co.L.P.|8077
SPR|SPIRIT AEROSYSTEMS H|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1492
SPR|SPIRIT AEROSYSTEMS H|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13472
SPR|SPIRIT AEROSYSTEMS H|WORD|Worden Capital Management LLC|3420
SPR|SPIRIT AEROSYSTEMS H|WSEA|WOLVERINE SECURITIES, LLC|522
SPR|SPIRIT AEROSYSTEMS H|XIST|INSTINET, LLC|104662
SPR|SPIRIT AEROSYSTEMS H|XPQR|Jump Trading|3400
SPR|SPIRIT AEROSYSTEMS H|XSTM|NATIONAL FINANCIAL SERVICES LLC|27746
SPR|SPIRIT AEROSYSTEMS H|YKNA|COMHAR CAPITAL MARKETS, LLC|4733
SPR|SPIRIT AEROSYSTEMS H|YLPL|Linsco/Private Ledger Financial Services, Incorporated|701
SPRO|SPERO THERAP CM|ALTX|Alternet Securities Inc.|900
SPRO|SPERO THERAP CM|APCC|Apex Clearing Corporation|136
SPRO|SPERO THERAP CM|BATM|CBOE TRADING, INC.|1037
SPRO|SPERO THERAP CM|BBNT|BB&T SECURITIES, LLC|335
SPRO|SPERO THERAP CM|BERN|Sanford C. Bernstein & Co., LLC|2475
SPRO|SPERO THERAP CM|BMOC|BMO Capital Markets Corp.|1011
SPRO|SPERO THERAP CM|BNCH|The Benchmark Company, LLC|1300
SPRO|SPERO THERAP CM|BNPX|BNP PARIBAS SECURITIES CORP.|608
SPRO|SPERO THERAP CM|BTIG|BTIG, LLC|44036
SPRO|SPERO THERAP CM|BYXM|CBOE TRADING, INC.|800
SPRO|SPERO THERAP CM|CANT|Cantor Fitzgerald & Co.|153
SPRO|SPERO THERAP CM|CHAS|Charles Schwab & Co., Inc.|348
SPRO|SPERO THERAP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5719
SPRO|SPERO THERAP CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10303
SPRO|SPERO THERAP CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SPRO|SPERO THERAP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15019
SPRO|SPERO THERAP CM|CTDL|Citadel Derivatives Group Llc|968
SPRO|SPERO THERAP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1306
SPRO|SPERO THERAP CM|DBAB|Deutsche Bank Securities Inc.|11259
SPRO|SPERO THERAP CM|DBAX|Deutsche Bank Securities Inc.|27000
SPRO|SPERO THERAP CM|DEAN|MORGAN STANLEY|2750
SPRO|SPERO THERAP CM|DEGS|RONIN PROFESSIONAL LLC|25699
SPRO|SPERO THERAP CM|EBXL|EBX LLC|11400
SPRO|SPERO THERAP CM|EDJO|Edward D. Jones & Co., L.P.|240
SPRO|SPERO THERAP CM|EGAM|CBOE TRADING, INC.|1644
SPRO|SPERO THERAP CM|EGXM|CBOE TRADING, INC.|400
SPRO|SPERO THERAP CM|ETBE|Electronic Transaction Clearing, Inc.|347
SPRO|SPERO THERAP CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|189
SPRO|SPERO THERAP CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3075
SPRO|SPERO THERAP CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
SPRO|SPERO THERAP CM|ETRS|E*Trade Securities LLC|21364
SPRO|SPERO THERAP CM|FBCO|Credit Suisse Securities (USA) LLC|130013
SPRO|SPERO THERAP CM|FILL|Tradestation Securities, Inc.|400
SPRO|SPERO THERAP CM|FMAF|NBCN Inc./ CDS|400
SPRO|SPERO THERAP CM|FOMA|TD AMERITRADE CLEARING, INC.|120546
SPRO|SPERO THERAP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4841
SPRO|SPERO THERAP CM|FTBR|Foliofn Investments, Inc.|3038
SPRO|SPERO THERAP CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3702
SPRO|SPERO THERAP CM|GLPX|ACS EXECUTION SERVICES, LLC|19522
SPRO|SPERO THERAP CM|GSCO|GOLDMAN SACHS & CO. LLC|184287
SPRO|SPERO THERAP CM|GSLT|GOLDMAN SACHS & CO. LLC|209
SPRO|SPERO THERAP CM|GTSZ|GTS SECURITIES LLC|30947
SPRO|SPERO THERAP CM|HRBF|American Enterprise Investment Services Inc.|1300
SPRO|SPERO THERAP CM|HSBC|HSBC Securities, Inc.|270
SPRO|SPERO THERAP CM|IATS|INTERACTIVE BROKERS LLC|567
SPRO|SPERO THERAP CM|IBKR|Interactive Brokers Llc|16224
SPRO|SPERO THERAP CM|ICBX|INSTINET, LLC|5260
SPRO|SPERO THERAP CM|IEQY|CITADEL SECURITIES LLC|5095
SPRO|SPERO THERAP CM|INCA|INSTINET, LLC|78248
SPRO|SPERO THERAP CM|INJX|INSTINET, LLC|35690
SPRO|SPERO THERAP CM|ITGI|ITG Inc.|3256
SPRO|SPERO THERAP CM|ITGP|ITG INC.|26400
SPRO|SPERO THERAP CM|JEFF|JEFFERIES LLC|33048
SPRO|SPERO THERAP CM|JPMX|J.P. Morgan Securities LLC|90203
SPRO|SPERO THERAP CM|JSJX|JANE STREET CAPITAL LLC|2
SPRO|SPERO THERAP CM|KCGM|VIRTU Americas LLC|2830
SPRO|SPERO THERAP CM|LEHM|Barclays Capital Inc./Le|43876
SPRO|SPERO THERAP CM|LIME|Lime Brokerage LLC|35649
SPRO|SPERO THERAP CM|LMGP|LIME BROKERAGE LLC|5972
SPRO|SPERO THERAP CM|MAXM|Maxim Group LLC|628
SPRO|SPERO THERAP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27020
SPRO|SPERO THERAP CM|MOTF|MOTIF INVESTING, INC.|2
SPRO|SPERO THERAP CM|MSCO|MORGAN STANLEY & CO. LLC|150025
SPRO|SPERO THERAP CM|MSPL|MORGAN STANLEY & CO. LLC|8100
SPRO|SPERO THERAP CM|MSTX|MORGAN STANLEY & CO. LLC|400
SPRO|SPERO THERAP CM|NFSC|National Financial Services LLC|81412
SPRO|SPERO THERAP CM|NITE|VIRTU Americas LLC|143799
SPRO|SPERO THERAP CM|NITP|VIRTU Americas LLC|500
SPRO|SPERO THERAP CM|NQRB|Brut, LLC|600
SPRO|SPERO THERAP CM|OPCO|Oppenheimer & Co. Inc.|8520
SPRO|SPERO THERAP CM|PDQM|CODA MARKETS, INC.|80437
SPRO|SPERO THERAP CM|PWJC|UBS Financial Services, Inc.|1000
SPRO|SPERO THERAP CM|RAJA|Raymond James & Associates, Inc.|700
SPRO|SPERO THERAP CM|RBCM|RBC CAPITAL MARKETS, LLC|4850
SPRO|SPERO THERAP CM|SBSH|Citigroup Global Markets Inc.|9117
SPRO|SPERO THERAP CM|SGMT|GOLDMAN SACHS & CO. LLC|6755
SPRO|SPERO THERAP CM|SPDR|SPEEDROUTE LLC|2071
SPRO|SPERO THERAP CM|SPTD|MINT GLOBAL MARKETS, INC.|12071
SPRO|SPERO THERAP CM|STFL|Stifel, Nicolaus & Company, Incorporated|23807
SPRO|SPERO THERAP CM|SWIM|TD Ameritrade, Inc.|14336
SPRO|SPERO THERAP CM|TKNG|ALLY INVEST SECURITIES LLC|115
SPRO|SPERO THERAP CM|TRBT|Tradebot Systems, Inc.|9338
SPRO|SPERO THERAP CM|TRCM|TRC MARKETS LLC|15955
SPRO|SPERO THERAP CM|UBSA|UBS SECURITIES LLC|48573
SPRO|SPERO THERAP CM|UBSS|UBS Securities LLC|126430
SPRO|SPERO THERAP CM|VALX|VIRTU AMERICAS LLC|209
SPRO|SPERO THERAP CM|VGRD|Vanguard Marketing Corporation|8367
SPRO|SPERO THERAP CM|VSIN|Vision Financial Markets Llc|1700
SPRO|SPERO THERAP CM|WCHV|WELLS FARGO SECURITIES, LLC|2127
SPRO|SPERO THERAP CM|WSEA|WOLVERINE SECURITIES, LLC|578
SPRO|SPERO THERAP CM|XIST|INSTINET, LLC|2100
SPRO|SPERO THERAP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|5300
SPRO|SPERO THERAP CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5263
SPRO|SPERO THERAP CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
SPRT|SUPPORT.COM, INC|APCC|Apex Clearing Corporation|366
SPRT|SUPPORT.COM, INC|BATM|CBOE TRADING, INC.|970
SPRT|SUPPORT.COM, INC|BAYC|BAY CREST PARTNERS, LLC|958
SPRT|SUPPORT.COM, INC|BERN|Sanford C. Bernstein & Co., LLC|3733
SPRT|SUPPORT.COM, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2400
SPRT|SUPPORT.COM, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26309
SPRT|SUPPORT.COM, INC|CTDL|Citadel Derivatives Group Llc|10
SPRT|SUPPORT.COM, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4200
SPRT|SUPPORT.COM, INC|DBAB|Deutsche Bank Securities Inc.|239
SPRT|SUPPORT.COM, INC|DBAX|Deutsche Bank Securities Inc.|2400
SPRT|SUPPORT.COM, INC|DEGS|RONIN PROFESSIONAL LLC|6400
SPRT|SUPPORT.COM, INC|EBXL|EBX LLC|5700
SPRT|SUPPORT.COM, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1250
SPRT|SUPPORT.COM, INC|ETRS|E*Trade Securities LLC|34100
SPRT|SUPPORT.COM, INC|FBCO|Credit Suisse Securities (USA) LLC|3607
SPRT|SUPPORT.COM, INC|FILL|Tradestation Securities, Inc.|3200
SPRT|SUPPORT.COM, INC|FOMA|TD AMERITRADE CLEARING, INC.|90405
SPRT|SUPPORT.COM, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47
SPRT|SUPPORT.COM, INC|FTBR|Foliofn Investments, Inc.|2
SPRT|SUPPORT.COM, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3183
SPRT|SUPPORT.COM, INC|GSCO|GOLDMAN SACHS & CO. LLC|3423
SPRT|SUPPORT.COM, INC|GSCS|GOLDMAN SACHS & CO. LLC|34448
SPRT|SUPPORT.COM, INC|GSLT|GOLDMAN SACHS & CO. LLC|107
SPRT|SUPPORT.COM, INC|GTSZ|GTS SECURITIES LLC|2006
SPRT|SUPPORT.COM, INC|HRBF|American Enterprise Investment Services Inc.|1500
SPRT|SUPPORT.COM, INC|IATS|INTERACTIVE BROKERS LLC|4889
SPRT|SUPPORT.COM, INC|IBKR|Interactive Brokers Llc|63236
SPRT|SUPPORT.COM, INC|ICBX|INSTINET, LLC|4700
SPRT|SUPPORT.COM, INC|INCA|INSTINET, LLC|9900
SPRT|SUPPORT.COM, INC|INJX|INSTINET, LLC|1368
SPRT|SUPPORT.COM, INC|ITGI|ITG Inc.|71659
SPRT|SUPPORT.COM, INC|ITGP|ITG INC.|4600
SPRT|SUPPORT.COM, INC|JEFF|JEFFERIES LLC|4815
SPRT|SUPPORT.COM, INC|JPMX|J.P. Morgan Securities LLC|1400
SPRT|SUPPORT.COM, INC|JSJX|JANE STREET CAPITAL LLC|908
SPRT|SUPPORT.COM, INC|KCGM|VIRTU Americas LLC|1520
SPRT|SUPPORT.COM, INC|LEHM|Barclays Capital Inc./Le|4308
SPRT|SUPPORT.COM, INC|LIME|Lime Brokerage LLC|47504
SPRT|SUPPORT.COM, INC|LMGP|LIME BROKERAGE LLC|100
SPRT|SUPPORT.COM, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|205
SPRT|SUPPORT.COM, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
SPRT|SUPPORT.COM, INC|MOTF|MOTIF INVESTING, INC.|2
SPRT|SUPPORT.COM, INC|MSCO|MORGAN STANLEY & CO. LLC|40560
SPRT|SUPPORT.COM, INC|MSPL|MORGAN STANLEY & CO. LLC|1700
SPRT|SUPPORT.COM, INC|NFSC|National Financial Services LLC|46732
SPRT|SUPPORT.COM, INC|NITE|VIRTU Americas LLC|107109
SPRT|SUPPORT.COM, INC|NQRB|Brut, LLC|187
SPRT|SUPPORT.COM, INC|OPCO|Oppenheimer & Co. Inc.|133
SPRT|SUPPORT.COM, INC|RBCM|RBC CAPITAL MARKETS, LLC|333
SPRT|SUPPORT.COM, INC|RGLD|Regal Securities, Inc|6499
SPRT|SUPPORT.COM, INC|SGMT|GOLDMAN SACHS & CO. LLC|3427
SPRT|SUPPORT.COM, INC|SPDR|SPEEDROUTE LLC|1836
SPRT|SUPPORT.COM, INC|SWIM|TD Ameritrade, Inc.|4233
SPRT|SUPPORT.COM, INC|TDCO|Thompson Davis & Co., Inc.|1744
SPRT|SUPPORT.COM, INC|TKNG|ALLY INVEST SECURITIES LLC|206
SPRT|SUPPORT.COM, INC|TRCM|TRC MARKETS LLC|13549
SPRT|SUPPORT.COM, INC|UBSA|UBS SECURITIES LLC|14199
SPRT|SUPPORT.COM, INC|UBSS|UBS Securities LLC|18552
SPRT|SUPPORT.COM, INC|VALX|VIRTU AMERICAS LLC|290
SPRT|SUPPORT.COM, INC|VGRD|Vanguard Marketing Corporation|205
SPRT|SUPPORT.COM, INC|WCHV|WELLS FARGO SECURITIES, LLC|4805
SPRT|SUPPORT.COM, INC|WEDB|WEDBUSH SECURITIES INC.|149
SPRT|SUPPORT.COM, INC|WEED|Weeden & Co.L.P.|17390
SPRT|SUPPORT.COM, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|666
SPRT|SUPPORT.COM, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|969
SPRT|SUPPORT.COM, INC|WGIF|CIBC World Markets Inc.|1
SPRT|SUPPORT.COM, INC|WSEA|WOLVERINE SECURITIES, LLC|358
SPRT|SUPPORT.COM, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
SPSB|SPDR PORTFOLIO SHORT|AGCP|AEGIS CAPITAL CORP.|329
SPSB|SPDR PORTFOLIO SHORT|AGIS|Aegis Capital Corp.|470
SPSB|SPDR PORTFOLIO SHORT|ALTX|Alternet Securities Inc.|12628
SPSB|SPDR PORTFOLIO SHORT|ANOS|ABEL/NOSER, L.L.C.|52415
SPSB|SPDR PORTFOLIO SHORT|APCC|Apex Clearing Corporation|160
SPSB|SPDR PORTFOLIO SHORT|BANK|Primevest Financial Services, Inc.|69
SPSB|SPDR PORTFOLIO SHORT|BARD|Robert W. Baird & Co. Incorporated|74887
SPSB|SPDR PORTFOLIO SHORT|BATM|CBOE TRADING, INC.|570
SPSB|SPDR PORTFOLIO SHORT|BAYC|BAY CREST PARTNERS, LLC|6900000
SPSB|SPDR PORTFOLIO SHORT|BBNT|BB&T SECURITIES, LLC|47812
SPSB|SPDR PORTFOLIO SHORT|BERN|Sanford C. Bernstein & Co., LLC|955
SPSB|SPDR PORTFOLIO SHORT|BKCM|BNY Mellon Capital Markets LLC|396062
SPSB|SPDR PORTFOLIO SHORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67838
SPSB|SPDR PORTFOLIO SHORT|CANT|Cantor Fitzgerald & Co.|565555
SPSB|SPDR PORTFOLIO SHORT|CHAS|Charles Schwab & Co., Inc.|70010
SPSB|SPDR PORTFOLIO SHORT|CIST|Capital Institutional Services, Inc.|365
SPSB|SPDR PORTFOLIO SHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|173136
SPSB|SPDR PORTFOLIO SHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|159162
SPSB|SPDR PORTFOLIO SHORT|CSIN|Citadel Securities Institutional LLC|234472
SPSB|SPDR PORTFOLIO SHORT|CTDL|Citadel Derivatives Group Llc|184740
SPSB|SPDR PORTFOLIO SHORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|38110
SPSB|SPDR PORTFOLIO SHORT|DBAB|Deutsche Bank Securities Inc.|312
SPSB|SPDR PORTFOLIO SHORT|DBAX|Deutsche Bank Securities Inc.|61500
SPSB|SPDR PORTFOLIO SHORT|DEAN|MORGAN STANLEY|27311
SPSB|SPDR PORTFOLIO SHORT|EBXL|EBX LLC|195700
SPSB|SPDR PORTFOLIO SHORT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1837
SPSB|SPDR PORTFOLIO SHORT|EDJO|Edward D. Jones & Co., L.P.|2036
SPSB|SPDR PORTFOLIO SHORT|EGAM|CBOE TRADING, INC.|3495
SPSB|SPDR PORTFOLIO SHORT|EGXM|CBOE TRADING, INC.|2753
SPSB|SPDR PORTFOLIO SHORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|730
SPSB|SPDR PORTFOLIO SHORT|ETRS|E*Trade Securities LLC|11909
SPSB|SPDR PORTFOLIO SHORT|FINX|FINTECH SECURITIES|43784
SPSB|SPDR PORTFOLIO SHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33913
SPSB|SPDR PORTFOLIO SHORT|FTBR|Foliofn Investments, Inc.|34367
SPSB|SPDR PORTFOLIO SHORT|GEBB|GLOBAL EXECUTION BROKERS, LP|1380
SPSB|SPDR PORTFOLIO SHORT|GLIS|TD Securities Inc|480
SPSB|SPDR PORTFOLIO SHORT|GLPX|ACS EXECUTION SERVICES, LLC|889
SPSB|SPDR PORTFOLIO SHORT|GSCO|GOLDMAN SACHS & CO. LLC|43828
SPSB|SPDR PORTFOLIO SHORT|GSLT|GOLDMAN SACHS & CO. LLC|1121
SPSB|SPDR PORTFOLIO SHORT|HRBF|American Enterprise Investment Services Inc.|83050
SPSB|SPDR PORTFOLIO SHORT|HSBC|HSBC Securities, Inc.|1400
SPSB|SPDR PORTFOLIO SHORT|IATS|INTERACTIVE BROKERS LLC|15675
SPSB|SPDR PORTFOLIO SHORT|IBKR|Interactive Brokers Llc|17959
SPSB|SPDR PORTFOLIO SHORT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|615
SPSB|SPDR PORTFOLIO SHORT|ICBX|INSTINET, LLC|273636
SPSB|SPDR PORTFOLIO SHORT|INCA|INSTINET, LLC|348990
SPSB|SPDR PORTFOLIO SHORT|ITGI|ITG Inc.|37715
SPSB|SPDR PORTFOLIO SHORT|ITGP|ITG INC.|98400
SPSB|SPDR PORTFOLIO SHORT|JANY|Janney Montgomery Scott Inc.|51569
SPSB|SPDR PORTFOLIO SHORT|JMPT|JUMP TRADING, LLC|3476
SPSB|SPDR PORTFOLIO SHORT|JPMX|J.P. Morgan Securities LLC|376534
SPSB|SPDR PORTFOLIO SHORT|JSEB|JANE STREET EXECUTION SERVICES, LLC|407913
SPSB|SPDR PORTFOLIO SHORT|JSJX|JANE STREET CAPITAL LLC|445016
SPSB|SPDR PORTFOLIO SHORT|KCGM|VIRTU Americas LLC|81531
SPSB|SPDR PORTFOLIO SHORT|LEHM|Barclays Capital Inc./Le|220419
SPSB|SPDR PORTFOLIO SHORT|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1770
SPSB|SPDR PORTFOLIO SHORT|LIME|Lime Brokerage LLC|10680
SPSB|SPDR PORTFOLIO SHORT|MACC|Mid Atlantic Capital Corporation|8786
SPSB|SPDR PORTFOLIO SHORT|MCMF|Raymond James Ltd. Cds|68
SPSB|SPDR PORTFOLIO SHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|233340
SPSB|SPDR PORTFOLIO SHORT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|18021
SPSB|SPDR PORTFOLIO SHORT|MSCO|MORGAN STANLEY & CO. LLC|297826
SPSB|SPDR PORTFOLIO SHORT|MSPL|MORGAN STANLEY & CO. LLC|133400
SPSB|SPDR PORTFOLIO SHORT|MSTX|MORGAN STANLEY & CO. LLC|800
SPSB|SPDR PORTFOLIO SHORT|NFSC|National Financial Services LLC|456030
SPSB|SPDR PORTFOLIO SHORT|NITE|VIRTU Americas LLC|1069316
SPSB|SPDR PORTFOLIO SHORT|NITP|VIRTU Americas LLC|65613
SPSB|SPDR PORTFOLIO SHORT|NQRB|Brut, LLC|179
SPSB|SPDR PORTFOLIO SHORT|NTRC|Northern Trust Securities, Inc.|50851
SPSB|SPDR PORTFOLIO SHORT|OLDM|OLD MISSION CAPITAL, LLC|32830
SPSB|SPDR PORTFOLIO SHORT|OPCO|Oppenheimer & Co. Inc.|187
SPSB|SPDR PORTFOLIO SHORT|PDQM|CODA MARKETS, INC.|1778
SPSB|SPDR PORTFOLIO SHORT|PICT|Pictet Overseas Inc.|558
SPSB|SPDR PORTFOLIO SHORT|PWJC|UBS Financial Services, Inc.|33729
SPSB|SPDR PORTFOLIO SHORT|RBCM|RBC CAPITAL MARKETS, LLC|10444
SPSB|SPDR PORTFOLIO SHORT|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|4550
SPSB|SPDR PORTFOLIO SHORT|SAGL|SAGETRADER, LLC|1458
SPSB|SPDR PORTFOLIO SHORT|SBSH|Citigroup Global Markets Inc.|16221
SPSB|SPDR PORTFOLIO SHORT|SEIC|SEI Investments Distribution Co.|9312
SPSB|SPDR PORTFOLIO SHORT|SGMT|GOLDMAN SACHS & CO. LLC|169099
SPSB|SPDR PORTFOLIO SHORT|SPHN|Stephens Inc.|815
SPSB|SPDR PORTFOLIO SHORT|STFL|Stifel, Nicolaus & Company, Incorporated|33155
SPSB|SPDR PORTFOLIO SHORT|SWIM|TD Ameritrade, Inc.|4170
SPSB|SPDR PORTFOLIO SHORT|SWST|Hilltop Securities Inc.|2900
SPSB|SPDR PORTFOLIO SHORT|TKNG|ALLY INVEST SECURITIES LLC|151
SPSB|SPDR PORTFOLIO SHORT|UBSA|UBS SECURITIES LLC|421657
SPSB|SPDR PORTFOLIO SHORT|UBSS|UBS Securities LLC|430214
SPSB|SPDR PORTFOLIO SHORT|VALX|VIRTU AMERICAS LLC|10135
SPSB|SPDR PORTFOLIO SHORT|VGRD|Vanguard Marketing Corporation|13029
SPSB|SPDR PORTFOLIO SHORT|WBLR|WILLIAM BLAIR|8012
SPSB|SPDR PORTFOLIO SHORT|WCHV|WELLS FARGO SECURITIES, LLC|92132
SPSB|SPDR PORTFOLIO SHORT|WEDB|WEDBUSH SECURITIES INC.|2578
SPSB|SPDR PORTFOLIO SHORT|WEED|Weeden & Co.L.P.|6000
SPSB|SPDR PORTFOLIO SHORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|999
SPSB|SPDR PORTFOLIO SHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11720
SPSB|SPDR PORTFOLIO SHORT|WSEA|WOLVERINE SECURITIES, LLC|2563
SPSB|SPDR PORTFOLIO SHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|458548
SPSB|SPDR PORTFOLIO SHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|80577
SPSC|SPS COMMERCE, INC.|ALTX|Alternet Securities Inc.|5070
SPSC|SPS COMMERCE, INC.|APCC|Apex Clearing Corporation|27
SPSC|SPS COMMERCE, INC.|BARD|Robert W. Baird & Co. Incorporated|6691
SPSC|SPS COMMERCE, INC.|BATM|CBOE TRADING, INC.|784
SPSC|SPS COMMERCE, INC.|BAYT|BTIG, LLC|11600
SPSC|SPS COMMERCE, INC.|BBNT|BB&T SECURITIES, LLC|86
SPSC|SPS COMMERCE, INC.|BERN|Sanford C. Bernstein & Co., LLC|17688
SPSC|SPS COMMERCE, INC.|BIDS|BIDS TRADING L.P.|23600
SPSC|SPS COMMERCE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1366
SPSC|SPS COMMERCE, INC.|BLKX|INSTINET, LLC|109500
SPSC|SPS COMMERCE, INC.|BMOC|BMO Capital Markets Corp.|2695
SPSC|SPS COMMERCE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2864
SPSC|SPS COMMERCE, INC.|BRVL|BLAYLOCK VAN, LLC|100
SPSC|SPS COMMERCE, INC.|BTIG|BTIG, LLC|9078
SPSC|SPS COMMERCE, INC.|BYXM|CBOE TRADING, INC.|810
SPSC|SPS COMMERCE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|676
SPSC|SPS COMMERCE, INC.|CHAS|Charles Schwab & Co., Inc.|1905
SPSC|SPS COMMERCE, INC.|CHLM|Craig-Hallum Capital Group LLC|400
SPSC|SPS COMMERCE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4407
SPSC|SPS COMMERCE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11243
SPSC|SPS COMMERCE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|660
SPSC|SPS COMMERCE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57811
SPSC|SPS COMMERCE, INC.|CTDL|Citadel Derivatives Group Llc|1381
SPSC|SPS COMMERCE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|10890
SPSC|SPS COMMERCE, INC.|DBAB|Deutsche Bank Securities Inc.|114169
SPSC|SPS COMMERCE, INC.|DBAX|Deutsche Bank Securities Inc.|26300
SPSC|SPS COMMERCE, INC.|DBUL|Deutsche Bank Securities Inc.|200
SPSC|SPS COMMERCE, INC.|DEAN|MORGAN STANLEY|4097
SPSC|SPS COMMERCE, INC.|DEGS|RONIN PROFESSIONAL LLC|3717
SPSC|SPS COMMERCE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2520
SPSC|SPS COMMERCE, INC.|EBXL|EBX LLC|42900
SPSC|SPS COMMERCE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|212
SPSC|SPS COMMERCE, INC.|EDJO|Edward D. Jones & Co., L.P.|12
SPSC|SPS COMMERCE, INC.|EGAM|CBOE TRADING, INC.|4102
SPSC|SPS COMMERCE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|126
SPSC|SPS COMMERCE, INC.|EGXM|CBOE TRADING, INC.|306
SPSC|SPS COMMERCE, INC.|EGXW|CBOE TRADING, INC.|100
SPSC|SPS COMMERCE, INC.|ETBE|Electronic Transaction Clearing, Inc.|102
SPSC|SPS COMMERCE, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|113
SPSC|SPS COMMERCE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2016
SPSC|SPS COMMERCE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20994
SPSC|SPS COMMERCE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SPSC|SPS COMMERCE, INC.|ETRS|E*Trade Securities LLC|13810
SPSC|SPS COMMERCE, INC.|FBCO|Credit Suisse Securities (USA) LLC|82793
SPSC|SPS COMMERCE, INC.|FILL|Tradestation Securities, Inc.|63
SPSC|SPS COMMERCE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|153948
SPSC|SPS COMMERCE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1522
SPSC|SPS COMMERCE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21848
SPSC|SPS COMMERCE, INC.|FTBR|Foliofn Investments, Inc.|184
SPSC|SPS COMMERCE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|6020
SPSC|SPS COMMERCE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|23031
SPSC|SPS COMMERCE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|168966
SPSC|SPS COMMERCE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|16421
SPSC|SPS COMMERCE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1374
SPSC|SPS COMMERCE, INC.|GTSZ|GTS SECURITIES LLC|24342
SPSC|SPS COMMERCE, INC.|HRBF|American Enterprise Investment Services Inc.|206
SPSC|SPS COMMERCE, INC.|IATS|INTERACTIVE BROKERS LLC|2020
SPSC|SPS COMMERCE, INC.|IBKR|Interactive Brokers Llc|7938
SPSC|SPS COMMERCE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|482
SPSC|SPS COMMERCE, INC.|ICBX|INSTINET, LLC|9700
SPSC|SPS COMMERCE, INC.|IEQY|CITADEL SECURITIES LLC|17924
SPSC|SPS COMMERCE, INC.|INCA|INSTINET, LLC|96163
SPSC|SPS COMMERCE, INC.|INJX|INSTINET, LLC|11098
SPSC|SPS COMMERCE, INC.|ITGI|ITG Inc.|26105
SPSC|SPS COMMERCE, INC.|ITGP|ITG INC.|55600
SPSC|SPS COMMERCE, INC.|JEFF|JEFFERIES LLC|38728
SPSC|SPS COMMERCE, INC.|JMPT|JUMP TRADING, LLC|11513
SPSC|SPS COMMERCE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1206
SPSC|SPS COMMERCE, INC.|JPMX|J.P. Morgan Securities LLC|82282
SPSC|SPS COMMERCE, INC.|JSJX|JANE STREET CAPITAL LLC|3632
SPSC|SPS COMMERCE, INC.|KCGM|VIRTU Americas LLC|10533
SPSC|SPS COMMERCE, INC.|LEHM|Barclays Capital Inc./Le|153782
SPSC|SPS COMMERCE, INC.|LIME|Lime Brokerage LLC|62785
SPSC|SPS COMMERCE, INC.|LQNA|LIQUIDNET, INC.|120000
SPSC|SPS COMMERCE, INC.|LQNB|LIQUIDNET, INC.|23600
SPSC|SPS COMMERCE, INC.|MAXM|Maxim Group LLC|1788
SPSC|SPS COMMERCE, INC.|MCBT|Moors & Cabot, Inc.|43
SPSC|SPS COMMERCE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41228
SPSC|SPS COMMERCE, INC.|MOTF|MOTIF INVESTING, INC.|57
SPSC|SPS COMMERCE, INC.|MSCO|MORGAN STANLEY & CO. LLC|285130
SPSC|SPS COMMERCE, INC.|MSPL|MORGAN STANLEY & CO. LLC|38900
SPSC|SPS COMMERCE, INC.|MSTX|MORGAN STANLEY & CO. LLC|600
SPSC|SPS COMMERCE, INC.|NFSC|National Financial Services LLC|97345
SPSC|SPS COMMERCE, INC.|NITE|VIRTU Americas LLC|73178
SPSC|SPS COMMERCE, INC.|NITP|VIRTU Americas LLC|500
SPSC|SPS COMMERCE, INC.|NQRB|Brut, LLC|1720
SPSC|SPS COMMERCE, INC.|OPCO|Oppenheimer & Co. Inc.|930
SPSC|SPS COMMERCE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SPSC|SPS COMMERCE, INC.|PDQM|CODA MARKETS, INC.|44460
SPSC|SPS COMMERCE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4817
SPSC|SPS COMMERCE, INC.|RCSK|Ruane, Cunniff & Goldbarb LLC|40200
SPSC|SPS COMMERCE, INC.|SAGL|SAGETRADER, LLC|12932
SPSC|SPS COMMERCE, INC.|SAGW|SAGETRADER, LLC|100
SPSC|SPS COMMERCE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|1
SPSC|SPS COMMERCE, INC.|SBSH|Citigroup Global Markets Inc.|39222
SPSC|SPS COMMERCE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|28978
SPSC|SPS COMMERCE, INC.|SOGO|Wang Investment Associates, Inc.|1200
SPSC|SPS COMMERCE, INC.|SPDR|SPEEDROUTE LLC|6800
SPSC|SPS COMMERCE, INC.|SPTD|MINT GLOBAL MARKETS, INC.|4486
SPSC|SPS COMMERCE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|180
SPSC|SPS COMMERCE, INC.|SWIM|TD Ameritrade, Inc.|3249
SPSC|SPS COMMERCE, INC.|TKNG|ALLY INVEST SECURITIES LLC|240
SPSC|SPS COMMERCE, INC.|TMBR|Timber Hill LLC|21
SPSC|SPS COMMERCE, INC.|TRBT|Tradebot Systems, Inc.|23783
SPSC|SPS COMMERCE, INC.|TRCM|TRC MARKETS LLC|29368
SPSC|SPS COMMERCE, INC.|UBSA|UBS SECURITIES LLC|91277
SPSC|SPS COMMERCE, INC.|UBSS|UBS Securities LLC|199240
SPSC|SPS COMMERCE, INC.|VALX|VIRTU AMERICAS LLC|4860
SPSC|SPS COMMERCE, INC.|VGRD|Vanguard Marketing Corporation|1162
SPSC|SPS COMMERCE, INC.|WABR|Wall Street Access|5694
SPSC|SPS COMMERCE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
SPSC|SPS COMMERCE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|19479
SPSC|SPS COMMERCE, INC.|WDNX|WEEDEN & CO.L.P.|40
SPSC|SPS COMMERCE, INC.|WEDB|WEDBUSH SECURITIES INC.|77
SPSC|SPS COMMERCE, INC.|WEED|Weeden & Co.L.P.|2041
SPSC|SPS COMMERCE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|620
SPSC|SPS COMMERCE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1004
SPSC|SPS COMMERCE, INC.|WHOT|JUST2TRADE, INC.|132
SPSC|SPS COMMERCE, INC.|WSAG|WALL STREET ACCESS|1936
SPSC|SPS COMMERCE, INC.|WSEA|WOLVERINE SECURITIES, LLC|227
SPSC|SPS COMMERCE, INC.|XIST|INSTINET, LLC|2600
SPSC|SPS COMMERCE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5070
SPSC|SPS COMMERCE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7694
SPSM|SPDR PORTFOLIO SMALL|ALTX|Alternet Securities Inc.|100
SPSM|SPDR PORTFOLIO SMALL|APCC|Apex Clearing Corporation|42
SPSM|SPDR PORTFOLIO SMALL|BARD|Robert W. Baird & Co. Incorporated|1171
SPSM|SPDR PORTFOLIO SMALL|BATM|CBOE TRADING, INC.|4788
SPSM|SPDR PORTFOLIO SMALL|BBNT|BB&T SECURITIES, LLC|3
SPSM|SPDR PORTFOLIO SMALL|BERN|Sanford C. Bernstein & Co., LLC|117
SPSM|SPDR PORTFOLIO SMALL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7045
SPSM|SPDR PORTFOLIO SMALL|CANT|Cantor Fitzgerald & Co.|117227
SPSM|SPDR PORTFOLIO SMALL|CHAS|Charles Schwab & Co., Inc.|340
SPSM|SPDR PORTFOLIO SMALL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37400
SPSM|SPDR PORTFOLIO SMALL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43892
SPSM|SPDR PORTFOLIO SMALL|CSIN|Citadel Securities Institutional LLC|1397240
SPSM|SPDR PORTFOLIO SMALL|CTDL|Citadel Derivatives Group Llc|1509387
SPSM|SPDR PORTFOLIO SMALL|CXCX|CITIGROUP GLOBAL MARKETS INC.|24774
SPSM|SPDR PORTFOLIO SMALL|DADA|D.A. Davidson & Co.|131
SPSM|SPDR PORTFOLIO SMALL|DBAB|Deutsche Bank Securities Inc.|701
SPSM|SPDR PORTFOLIO SMALL|DBAX|Deutsche Bank Securities Inc.|22400
SPSM|SPDR PORTFOLIO SMALL|DEAN|MORGAN STANLEY|27
SPSM|SPDR PORTFOLIO SMALL|EBXL|EBX LLC|36400
SPSM|SPDR PORTFOLIO SMALL|EDJO|Edward D. Jones & Co., L.P.|33
SPSM|SPDR PORTFOLIO SMALL|EGAM|CBOE TRADING, INC.|657
SPSM|SPDR PORTFOLIO SMALL|EGXM|CBOE TRADING, INC.|711
SPSM|SPDR PORTFOLIO SMALL|ETBE|Electronic Transaction Clearing, Inc.|1200
SPSM|SPDR PORTFOLIO SMALL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|797
SPSM|SPDR PORTFOLIO SMALL|ETRS|E*Trade Securities LLC|5849
SPSM|SPDR PORTFOLIO SMALL|FINX|FINTECH SECURITIES|2530
SPSM|SPDR PORTFOLIO SMALL|FMAF|NBCN Inc./ CDS|75
SPSM|SPDR PORTFOLIO SMALL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
SPSM|SPDR PORTFOLIO SMALL|FTBR|Foliofn Investments, Inc.|359
SPSM|SPDR PORTFOLIO SMALL|GSCO|GOLDMAN SACHS & CO. LLC|2270
SPSM|SPDR PORTFOLIO SMALL|GSLT|GOLDMAN SACHS & CO. LLC|10387
SPSM|SPDR PORTFOLIO SMALL|GTSZ|GTS SECURITIES LLC|200
SPSM|SPDR PORTFOLIO SMALL|HRBF|American Enterprise Investment Services Inc.|21209
SPSM|SPDR PORTFOLIO SMALL|IBKR|Interactive Brokers Llc|31669
SPSM|SPDR PORTFOLIO SMALL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|30
SPSM|SPDR PORTFOLIO SMALL|ICBX|INSTINET, LLC|19960
SPSM|SPDR PORTFOLIO SMALL|INCA|INSTINET, LLC|1646
SPSM|SPDR PORTFOLIO SMALL|ITGI|ITG Inc.|450
SPSM|SPDR PORTFOLIO SMALL|JANY|Janney Montgomery Scott Inc.|5228
SPSM|SPDR PORTFOLIO SMALL|JMPT|JUMP TRADING, LLC|425
SPSM|SPDR PORTFOLIO SMALL|JPMX|J.P. Morgan Securities LLC|20040
SPSM|SPDR PORTFOLIO SMALL|JSEB|JANE STREET EXECUTION SERVICES, LLC|681715
SPSM|SPDR PORTFOLIO SMALL|JSJX|JANE STREET CAPITAL LLC|666243
SPSM|SPDR PORTFOLIO SMALL|KCGM|VIRTU Americas LLC|24267
SPSM|SPDR PORTFOLIO SMALL|LEHM|Barclays Capital Inc./Le|188693
SPSM|SPDR PORTFOLIO SMALL|LIME|Lime Brokerage LLC|5305
SPSM|SPDR PORTFOLIO SMALL|MACC|Mid Atlantic Capital Corporation|2959
SPSM|SPDR PORTFOLIO SMALL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41906
SPSM|SPDR PORTFOLIO SMALL|MSCO|MORGAN STANLEY & CO. LLC|31355
SPSM|SPDR PORTFOLIO SMALL|MSPL|MORGAN STANLEY & CO. LLC|28300
SPSM|SPDR PORTFOLIO SMALL|NBCS|NBC Securities, INC.|71
SPSM|SPDR PORTFOLIO SMALL|NFSC|National Financial Services LLC|218358
SPSM|SPDR PORTFOLIO SMALL|NITE|VIRTU Americas LLC|448912
SPSM|SPDR PORTFOLIO SMALL|PDQM|CODA MARKETS, INC.|48341
SPSM|SPDR PORTFOLIO SMALL|RBCM|RBC CAPITAL MARKETS, LLC|11759
SPSM|SPDR PORTFOLIO SMALL|SALI|INTL FCSTONE FINANCIAL INC.|942
SPSM|SPDR PORTFOLIO SMALL|SBSH|Citigroup Global Markets Inc.|5214
SPSM|SPDR PORTFOLIO SMALL|SGMT|GOLDMAN SACHS & CO. LLC|7925
SPSM|SPDR PORTFOLIO SMALL|STFL|Stifel, Nicolaus & Company, Incorporated|660
SPSM|SPDR PORTFOLIO SMALL|SWIM|TD Ameritrade, Inc.|18190
SPSM|SPDR PORTFOLIO SMALL|SWST|Hilltop Securities Inc.|584
SPSM|SPDR PORTFOLIO SMALL|TKNG|ALLY INVEST SECURITIES LLC|1143
SPSM|SPDR PORTFOLIO SMALL|TRCM|TRC MARKETS LLC|885
SPSM|SPDR PORTFOLIO SMALL|UBSA|UBS SECURITIES LLC|68881
SPSM|SPDR PORTFOLIO SMALL|UBSS|UBS Securities LLC|142038
SPSM|SPDR PORTFOLIO SMALL|VALX|VIRTU AMERICAS LLC|752
SPSM|SPDR PORTFOLIO SMALL|VGRD|Vanguard Marketing Corporation|3487
SPSM|SPDR PORTFOLIO SMALL|WCHV|WELLS FARGO SECURITIES, LLC|30400
SPSM|SPDR PORTFOLIO SMALL|WEDB|WEDBUSH SECURITIES INC.|57
SPSM|SPDR PORTFOLIO SMALL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|995
SPSM|SPDR PORTFOLIO SMALL|WGIF|CIBC World Markets Inc.|500
SPSM|SPDR PORTFOLIO SMALL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|139
SPSM|SPDR PORTFOLIO SMALL|WSEA|WOLVERINE SECURITIES, LLC|4529
SPSM|SPDR PORTFOLIO SMALL|XSTM|NATIONAL FINANCIAL SERVICES LLC|456
SPSM|SPDR PORTFOLIO SMALL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27564
SPTL|SPDR PORTFOLIO LONG|APCC|Apex Clearing Corporation|1143
SPTL|SPDR PORTFOLIO LONG|BANK|Primevest Financial Services, Inc.|13049
SPTL|SPDR PORTFOLIO LONG|BARD|Robert W. Baird & Co. Incorporated|387
SPTL|SPDR PORTFOLIO LONG|BATM|CBOE TRADING, INC.|11800
SPTL|SPDR PORTFOLIO LONG|BBNT|BB&T SECURITIES, LLC|6332
SPTL|SPDR PORTFOLIO LONG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21962
SPTL|SPDR PORTFOLIO LONG|BTIG|BTIG, LLC|200
SPTL|SPDR PORTFOLIO LONG|BYXM|CBOE TRADING, INC.|9600
SPTL|SPDR PORTFOLIO LONG|CANT|Cantor Fitzgerald & Co.|921826
SPTL|SPDR PORTFOLIO LONG|CHAS|Charles Schwab & Co., Inc.|103621
SPTL|SPDR PORTFOLIO LONG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1765
SPTL|SPDR PORTFOLIO LONG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|278350
SPTL|SPDR PORTFOLIO LONG|CTDL|Citadel Derivatives Group Llc|26609
SPTL|SPDR PORTFOLIO LONG|CXCX|CITIGROUP GLOBAL MARKETS INC.|14178
SPTL|SPDR PORTFOLIO LONG|DBAX|Deutsche Bank Securities Inc.|15500
SPTL|SPDR PORTFOLIO LONG|DEAN|MORGAN STANLEY|36
SPTL|SPDR PORTFOLIO LONG|EBXL|EBX LLC|23900
SPTL|SPDR PORTFOLIO LONG|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SPTL|SPDR PORTFOLIO LONG|EDJO|Edward D. Jones & Co., L.P.|4398
SPTL|SPDR PORTFOLIO LONG|EGXM|CBOE TRADING, INC.|1
SPTL|SPDR PORTFOLIO LONG|ETBE|Electronic Transaction Clearing, Inc.|1692
SPTL|SPDR PORTFOLIO LONG|ETRS|E*Trade Securities LLC|1383
SPTL|SPDR PORTFOLIO LONG|FLTU|FLOW TRADERS US LLC|1809490
SPTL|SPDR PORTFOLIO LONG|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1169800
SPTL|SPDR PORTFOLIO LONG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|770
SPTL|SPDR PORTFOLIO LONG|FTBR|Foliofn Investments, Inc.|1882
SPTL|SPDR PORTFOLIO LONG|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SPTL|SPDR PORTFOLIO LONG|GLPX|ACS EXECUTION SERVICES, LLC|500
SPTL|SPDR PORTFOLIO LONG|GSCO|GOLDMAN SACHS & CO. LLC|100
SPTL|SPDR PORTFOLIO LONG|GSLT|GOLDMAN SACHS & CO. LLC|100
SPTL|SPDR PORTFOLIO LONG|GTSZ|GTS SECURITIES LLC|100
SPTL|SPDR PORTFOLIO LONG|HRBF|American Enterprise Investment Services Inc.|21698
SPTL|SPDR PORTFOLIO LONG|IBKR|Interactive Brokers Llc|36666
SPTL|SPDR PORTFOLIO LONG|ICBX|INSTINET, LLC|3934
SPTL|SPDR PORTFOLIO LONG|INCA|INSTINET, LLC|20
SPTL|SPDR PORTFOLIO LONG|ITGI|ITG Inc.|7846
SPTL|SPDR PORTFOLIO LONG|ITGP|ITG INC.|13000
SPTL|SPDR PORTFOLIO LONG|JANY|Janney Montgomery Scott Inc.|193
SPTL|SPDR PORTFOLIO LONG|JMPT|JUMP TRADING, LLC|794
SPTL|SPDR PORTFOLIO LONG|JPMX|J.P. Morgan Securities LLC|54348
SPTL|SPDR PORTFOLIO LONG|JSEB|JANE STREET EXECUTION SERVICES, LLC|419153
SPTL|SPDR PORTFOLIO LONG|JSJX|JANE STREET CAPITAL LLC|146909
SPTL|SPDR PORTFOLIO LONG|KCGM|VIRTU Americas LLC|10237
SPTL|SPDR PORTFOLIO LONG|LEHM|Barclays Capital Inc./Le|62134
SPTL|SPDR PORTFOLIO LONG|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|882
SPTL|SPDR PORTFOLIO LONG|LIME|Lime Brokerage LLC|9356
SPTL|SPDR PORTFOLIO LONG|MACC|Mid Atlantic Capital Corporation|7589
SPTL|SPDR PORTFOLIO LONG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16000
SPTL|SPDR PORTFOLIO LONG|MOTF|MOTIF INVESTING, INC.|1
SPTL|SPDR PORTFOLIO LONG|MSCO|MORGAN STANLEY & CO. LLC|49270
SPTL|SPDR PORTFOLIO LONG|MSPL|MORGAN STANLEY & CO. LLC|10500
SPTL|SPDR PORTFOLIO LONG|NBCS|NBC Securities, INC.|14
SPTL|SPDR PORTFOLIO LONG|NFSC|National Financial Services LLC|110136
SPTL|SPDR PORTFOLIO LONG|NITE|VIRTU Americas LLC|872032
SPTL|SPDR PORTFOLIO LONG|NITP|VIRTU Americas LLC|1506
SPTL|SPDR PORTFOLIO LONG|OPCO|Oppenheimer & Co. Inc.|765
SPTL|SPDR PORTFOLIO LONG|PDQM|CODA MARKETS, INC.|1300
SPTL|SPDR PORTFOLIO LONG|RBCM|RBC CAPITAL MARKETS, LLC|13827
SPTL|SPDR PORTFOLIO LONG|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2100
SPTL|SPDR PORTFOLIO LONG|SAGL|SAGETRADER, LLC|600
SPTL|SPDR PORTFOLIO LONG|SALI|INTL FCSTONE FINANCIAL INC.|218
SPTL|SPDR PORTFOLIO LONG|SBSH|Citigroup Global Markets Inc.|2797
SPTL|SPDR PORTFOLIO LONG|SGMT|GOLDMAN SACHS & CO. LLC|22961
SPTL|SPDR PORTFOLIO LONG|STFL|Stifel, Nicolaus & Company, Incorporated|179
SPTL|SPDR PORTFOLIO LONG|SWIM|TD Ameritrade, Inc.|1970
SPTL|SPDR PORTFOLIO LONG|SWST|Hilltop Securities Inc.|545
SPTL|SPDR PORTFOLIO LONG|TKNG|ALLY INVEST SECURITIES LLC|406
SPTL|SPDR PORTFOLIO LONG|TRBT|Tradebot Systems, Inc.|100
SPTL|SPDR PORTFOLIO LONG|UBSA|UBS SECURITIES LLC|269852
SPTL|SPDR PORTFOLIO LONG|UBSS|UBS Securities LLC|79101
SPTL|SPDR PORTFOLIO LONG|VGRD|Vanguard Marketing Corporation|1566
SPTL|SPDR PORTFOLIO LONG|WCHV|WELLS FARGO SECURITIES, LLC|12880
SPTL|SPDR PORTFOLIO LONG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3
SPTL|SPDR PORTFOLIO LONG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1000
SPTL|SPDR PORTFOLIO LONG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
SPTL|SPDR PORTFOLIO LONG|WSEA|WOLVERINE SECURITIES, LLC|1021
SPTL|SPDR PORTFOLIO LONG|XSTM|NATIONAL FINANCIAL SERVICES LLC|4602
SPTL|SPDR PORTFOLIO LONG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6313
SPTM|SPDR PORTFOLIO TOTAL|ALTX|Alternet Securities Inc.|470
SPTM|SPDR PORTFOLIO TOTAL|APCC|Apex Clearing Corporation|518
SPTM|SPDR PORTFOLIO TOTAL|BANK|Primevest Financial Services, Inc.|38
SPTM|SPDR PORTFOLIO TOTAL|BARD|Robert W. Baird & Co. Incorporated|4126
SPTM|SPDR PORTFOLIO TOTAL|BATM|CBOE TRADING, INC.|800
SPTM|SPDR PORTFOLIO TOTAL|BBNT|BB&T SECURITIES, LLC|262
SPTM|SPDR PORTFOLIO TOTAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22898
SPTM|SPDR PORTFOLIO TOTAL|CANT|Cantor Fitzgerald & Co.|362689
SPTM|SPDR PORTFOLIO TOTAL|CHAS|Charles Schwab & Co., Inc.|5
SPTM|SPDR PORTFOLIO TOTAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28300
SPTM|SPDR PORTFOLIO TOTAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51044
SPTM|SPDR PORTFOLIO TOTAL|CTDL|Citadel Derivatives Group Llc|329252
SPTM|SPDR PORTFOLIO TOTAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|22668
SPTM|SPDR PORTFOLIO TOTAL|DBAB|Deutsche Bank Securities Inc.|1975
SPTM|SPDR PORTFOLIO TOTAL|DBAX|Deutsche Bank Securities Inc.|36200
SPTM|SPDR PORTFOLIO TOTAL|DEAN|MORGAN STANLEY|670
SPTM|SPDR PORTFOLIO TOTAL|DEGS|RONIN PROFESSIONAL LLC|1
SPTM|SPDR PORTFOLIO TOTAL|EBXL|EBX LLC|51100
SPTM|SPDR PORTFOLIO TOTAL|EDJO|Edward D. Jones & Co., L.P.|956
SPTM|SPDR PORTFOLIO TOTAL|EGAM|CBOE TRADING, INC.|27204
SPTM|SPDR PORTFOLIO TOTAL|EGXM|CBOE TRADING, INC.|205
SPTM|SPDR PORTFOLIO TOTAL|ETCB|ETC BROKERAGE SERVICES, LLC|300
SPTM|SPDR PORTFOLIO TOTAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|820
SPTM|SPDR PORTFOLIO TOTAL|ETRS|E*Trade Securities LLC|3583
SPTM|SPDR PORTFOLIO TOTAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|700
SPTM|SPDR PORTFOLIO TOTAL|FTBR|Foliofn Investments, Inc.|1028
SPTM|SPDR PORTFOLIO TOTAL|GLIS|TD Securities Inc|33
SPTM|SPDR PORTFOLIO TOTAL|GSCO|GOLDMAN SACHS & CO. LLC|397
SPTM|SPDR PORTFOLIO TOTAL|GSCS|GOLDMAN SACHS & CO. LLC|6
SPTM|SPDR PORTFOLIO TOTAL|GSLT|GOLDMAN SACHS & CO. LLC|403
SPTM|SPDR PORTFOLIO TOTAL|GTSZ|GTS SECURITIES LLC|200
SPTM|SPDR PORTFOLIO TOTAL|HRBF|American Enterprise Investment Services Inc.|61619
SPTM|SPDR PORTFOLIO TOTAL|IATS|INTERACTIVE BROKERS LLC|200
SPTM|SPDR PORTFOLIO TOTAL|IBKR|Interactive Brokers Llc|1137
SPTM|SPDR PORTFOLIO TOTAL|ICBX|INSTINET, LLC|70287
SPTM|SPDR PORTFOLIO TOTAL|INCA|INSTINET, LLC|5059
SPTM|SPDR PORTFOLIO TOTAL|ITGI|ITG Inc.|370
SPTM|SPDR PORTFOLIO TOTAL|ITGP|ITG INC.|800
SPTM|SPDR PORTFOLIO TOTAL|JANY|Janney Montgomery Scott Inc.|1000
SPTM|SPDR PORTFOLIO TOTAL|JMPT|JUMP TRADING, LLC|17323
SPTM|SPDR PORTFOLIO TOTAL|JPMX|J.P. Morgan Securities LLC|25504
SPTM|SPDR PORTFOLIO TOTAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|3920540
SPTM|SPDR PORTFOLIO TOTAL|JSJX|JANE STREET CAPITAL LLC|785730
SPTM|SPDR PORTFOLIO TOTAL|KCGM|VIRTU Americas LLC|21129
SPTM|SPDR PORTFOLIO TOTAL|LEHM|Barclays Capital Inc./Le|132800
SPTM|SPDR PORTFOLIO TOTAL|LIME|Lime Brokerage LLC|10187
SPTM|SPDR PORTFOLIO TOTAL|MACC|Mid Atlantic Capital Corporation|108
SPTM|SPDR PORTFOLIO TOTAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37550
SPTM|SPDR PORTFOLIO TOTAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SPTM|SPDR PORTFOLIO TOTAL|MSCO|MORGAN STANLEY & CO. LLC|85264
SPTM|SPDR PORTFOLIO TOTAL|MSPL|MORGAN STANLEY & CO. LLC|1100
SPTM|SPDR PORTFOLIO TOTAL|NBCS|NBC Securities, INC.|100
SPTM|SPDR PORTFOLIO TOTAL|NFSC|National Financial Services LLC|75944
SPTM|SPDR PORTFOLIO TOTAL|NITE|VIRTU Americas LLC|648841
SPTM|SPDR PORTFOLIO TOTAL|NITP|VIRTU Americas LLC|417095
SPTM|SPDR PORTFOLIO TOTAL|NQRB|Brut, LLC|100
SPTM|SPDR PORTFOLIO TOTAL|NTBF|BMO Nesbitt Burns Inc./CDS|303
SPTM|SPDR PORTFOLIO TOTAL|PDQM|CODA MARKETS, INC.|77243
SPTM|SPDR PORTFOLIO TOTAL|RBCM|RBC CAPITAL MARKETS, LLC|6791
SPTM|SPDR PORTFOLIO TOTAL|SBSH|Citigroup Global Markets Inc.|119
SPTM|SPDR PORTFOLIO TOTAL|SGMT|GOLDMAN SACHS & CO. LLC|19481
SPTM|SPDR PORTFOLIO TOTAL|STFL|Stifel, Nicolaus & Company, Incorporated|7
SPTM|SPDR PORTFOLIO TOTAL|STKP|STOCKPILE INVESTMENTS, INC.|20
SPTM|SPDR PORTFOLIO TOTAL|SWIM|TD Ameritrade, Inc.|23509
SPTM|SPDR PORTFOLIO TOTAL|TKNG|ALLY INVEST SECURITIES LLC|1
SPTM|SPDR PORTFOLIO TOTAL|TRBT|Tradebot Systems, Inc.|30440
SPTM|SPDR PORTFOLIO TOTAL|TRCM|TRC MARKETS LLC|1089
SPTM|SPDR PORTFOLIO TOTAL|UBSA|UBS SECURITIES LLC|135865
SPTM|SPDR PORTFOLIO TOTAL|UBSS|UBS Securities LLC|68853
SPTM|SPDR PORTFOLIO TOTAL|VALX|VIRTU AMERICAS LLC|3915
SPTM|SPDR PORTFOLIO TOTAL|VGRD|Vanguard Marketing Corporation|1558
SPTM|SPDR PORTFOLIO TOTAL|WBLR|WILLIAM BLAIR|900
SPTM|SPDR PORTFOLIO TOTAL|WCHV|WELLS FARGO SECURITIES, LLC|10495
SPTM|SPDR PORTFOLIO TOTAL|WEED|Weeden & Co.L.P.|20
SPTM|SPDR PORTFOLIO TOTAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|434
SPTM|SPDR PORTFOLIO TOTAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|191
SPTM|SPDR PORTFOLIO TOTAL|WSEA|WOLVERINE SECURITIES, LLC|281
SPTM|SPDR PORTFOLIO TOTAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|94106
SPTN|SPARTANNASH COMPANY|ALTX|Alternet Securities Inc.|7862
SPTN|SPARTANNASH COMPANY|APCC|Apex Clearing Corporation|256
SPTN|SPARTANNASH COMPANY|BANK|Primevest Financial Services, Inc.|256
SPTN|SPARTANNASH COMPANY|BARD|Robert W. Baird & Co. Incorporated|449
SPTN|SPARTANNASH COMPANY|BATM|CBOE TRADING, INC.|3885
SPTN|SPARTANNASH COMPANY|BAYT|BTIG, LLC|19458
SPTN|SPARTANNASH COMPANY|BBNT|BB&T SECURITIES, LLC|592
SPTN|SPARTANNASH COMPANY|BERN|Sanford C. Bernstein & Co., LLC|9150
SPTN|SPARTANNASH COMPANY|BIAD|SAGETRADER, LLC|700
SPTN|SPARTANNASH COMPANY|BIMI|Banca IMI Securities Corp.|2300
SPTN|SPARTANNASH COMPANY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2684
SPTN|SPARTANNASH COMPANY|BMOC|BMO Capital Markets Corp.|5801
SPTN|SPARTANNASH COMPANY|BNPX|BNP PARIBAS SECURITIES CORP.|7770
SPTN|SPARTANNASH COMPANY|BTIG|BTIG, LLC|25186
SPTN|SPARTANNASH COMPANY|BYXM|CBOE TRADING, INC.|3484
SPTN|SPARTANNASH COMPANY|BZYD|GOLDMAN SACHS & CO. LLC|5132
SPTN|SPARTANNASH COMPANY|CANT|Cantor Fitzgerald & Co.|600
SPTN|SPARTANNASH COMPANY|CHAS|Charles Schwab & Co., Inc.|1
SPTN|SPARTANNASH COMPANY|CIST|Capital Institutional Services, Inc.|14
SPTN|SPARTANNASH COMPANY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47779
SPTN|SPARTANNASH COMPANY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|784
SPTN|SPARTANNASH COMPANY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
SPTN|SPARTANNASH COMPANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137400
SPTN|SPARTANNASH COMPANY|CTDL|Citadel Derivatives Group Llc|4681
SPTN|SPARTANNASH COMPANY|CTLR|CUTLER GROUP, LP|685
SPTN|SPARTANNASH COMPANY|CXCX|CITIGROUP GLOBAL MARKETS INC.|6344
SPTN|SPARTANNASH COMPANY|DBAB|Deutsche Bank Securities Inc.|220090
SPTN|SPARTANNASH COMPANY|DBAX|Deutsche Bank Securities Inc.|69400
SPTN|SPARTANNASH COMPANY|DBUL|Deutsche Bank Securities Inc.|815
SPTN|SPARTANNASH COMPANY|DCHF|Dart Executions, LLC|2004
SPTN|SPARTANNASH COMPANY|DEAN|MORGAN STANLEY|7006
SPTN|SPARTANNASH COMPANY|DEGS|RONIN PROFESSIONAL LLC|3677
SPTN|SPARTANNASH COMPANY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35218
SPTN|SPARTANNASH COMPANY|EBXL|EBX LLC|92000
SPTN|SPARTANNASH COMPANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|7071
SPTN|SPARTANNASH COMPANY|EDJO|Edward D. Jones & Co., L.P.|472
SPTN|SPARTANNASH COMPANY|EGAM|CBOE TRADING, INC.|14409
SPTN|SPARTANNASH COMPANY|EGAW|CBOE TRADING, INC.|379
SPTN|SPARTANNASH COMPANY|EGMT|EG MARKET TECHNOLOGIES LLC|800
SPTN|SPARTANNASH COMPANY|EGXM|CBOE TRADING, INC.|4912
SPTN|SPARTANNASH COMPANY|ETBE|Electronic Transaction Clearing, Inc.|18034
SPTN|SPARTANNASH COMPANY|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|28
SPTN|SPARTANNASH COMPANY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4342
SPTN|SPARTANNASH COMPANY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23033
SPTN|SPARTANNASH COMPANY|ETRS|E*Trade Securities LLC|19304
SPTN|SPARTANNASH COMPANY|FBCO|Credit Suisse Securities (USA) LLC|544648
SPTN|SPARTANNASH COMPANY|FILL|Tradestation Securities, Inc.|3520
SPTN|SPARTANNASH COMPANY|FOMA|TD AMERITRADE CLEARING, INC.|46744
SPTN|SPARTANNASH COMPANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104015
SPTN|SPARTANNASH COMPANY|FTBR|Foliofn Investments, Inc.|1997
SPTN|SPARTANNASH COMPANY|GEBB|GLOBAL EXECUTION BROKERS, LP|10815
SPTN|SPARTANNASH COMPANY|GLPX|ACS EXECUTION SERVICES, LLC|4301
SPTN|SPARTANNASH COMPANY|GSCO|GOLDMAN SACHS & CO. LLC|420181
SPTN|SPARTANNASH COMPANY|GSCS|GOLDMAN SACHS & CO. LLC|20068
SPTN|SPARTANNASH COMPANY|GSLT|GOLDMAN SACHS & CO. LLC|2577
SPTN|SPARTANNASH COMPANY|GTSZ|GTS SECURITIES LLC|9447
SPTN|SPARTANNASH COMPANY|HRBF|American Enterprise Investment Services Inc.|172
SPTN|SPARTANNASH COMPANY|IATS|INTERACTIVE BROKERS LLC|6275
SPTN|SPARTANNASH COMPANY|IBKR|Interactive Brokers Llc|105940
SPTN|SPARTANNASH COMPANY|ICBX|INSTINET, LLC|9100
SPTN|SPARTANNASH COMPANY|IEQY|CITADEL SECURITIES LLC|52469
SPTN|SPARTANNASH COMPANY|INCA|INSTINET, LLC|214753
SPTN|SPARTANNASH COMPANY|INJX|INSTINET, LLC|11899
SPTN|SPARTANNASH COMPANY|ITGI|ITG Inc.|172193
SPTN|SPARTANNASH COMPANY|ITGP|ITG INC.|23200
SPTN|SPARTANNASH COMPANY|JEFF|JEFFERIES LLC|36154
SPTN|SPARTANNASH COMPANY|JMPT|JUMP TRADING, LLC|32951
SPTN|SPARTANNASH COMPANY|JPBX|J.P. MORGAN SECURITIES LLC|5048
SPTN|SPARTANNASH COMPANY|JPMX|J.P. Morgan Securities LLC|111962
SPTN|SPARTANNASH COMPANY|JSJX|JANE STREET CAPITAL LLC|4418
SPTN|SPARTANNASH COMPANY|KCGM|VIRTU Americas LLC|15410
SPTN|SPARTANNASH COMPANY|LEHM|Barclays Capital Inc./Le|383460
SPTN|SPARTANNASH COMPANY|LIME|Lime Brokerage LLC|155156
SPTN|SPARTANNASH COMPANY|LMGP|LIME BROKERAGE LLC|17385
SPTN|SPARTANNASH COMPANY|MAXM|Maxim Group LLC|3468
SPTN|SPARTANNASH COMPANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25700
SPTN|SPARTANNASH COMPANY|MSCO|MORGAN STANLEY & CO. LLC|1242644
SPTN|SPARTANNASH COMPANY|MSPL|MORGAN STANLEY & CO. LLC|116900
SPTN|SPARTANNASH COMPANY|MSTX|MORGAN STANLEY & CO. LLC|34000
SPTN|SPARTANNASH COMPANY|MTON|MILLINGTON SECURITIES, INC.|50000
SPTN|SPARTANNASH COMPANY|NFSC|National Financial Services LLC|33310
SPTN|SPARTANNASH COMPANY|NITE|VIRTU Americas LLC|184153
SPTN|SPARTANNASH COMPANY|NITP|VIRTU Americas LLC|2300
SPTN|SPARTANNASH COMPANY|NQRB|Brut, LLC|14381
SPTN|SPARTANNASH COMPANY|NTRC|Northern Trust Securities, Inc.|1519
SPTN|SPARTANNASH COMPANY|OPCO|Oppenheimer & Co. Inc.|1378
SPTN|SPARTANNASH COMPANY|PDQM|CODA MARKETS, INC.|24586
SPTN|SPARTANNASH COMPANY|RAJA|Raymond James & Associates, Inc.|1776
SPTN|SPARTANNASH COMPANY|RBCM|RBC CAPITAL MARKETS, LLC|123
SPTN|SPARTANNASH COMPANY|SAGL|SAGETRADER, LLC|8728
SPTN|SPARTANNASH COMPANY|SAGW|SAGETRADER, LLC|3792
SPTN|SPARTANNASH COMPANY|SBSH|Citigroup Global Markets Inc.|185691
SPTN|SPARTANNASH COMPANY|SGMT|GOLDMAN SACHS & CO. LLC|28387
SPTN|SPARTANNASH COMPANY|SPDR|SPEEDROUTE LLC|4350
SPTN|SPARTANNASH COMPANY|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
SPTN|SPARTANNASH COMPANY|STFL|Stifel, Nicolaus & Company, Incorporated|503
SPTN|SPARTANNASH COMPANY|SWIM|TD Ameritrade, Inc.|15547
SPTN|SPARTANNASH COMPANY|SWST|Hilltop Securities Inc.|1984
SPTN|SPARTANNASH COMPANY|TKNG|ALLY INVEST SECURITIES LLC|90
SPTN|SPARTANNASH COMPANY|TRBT|Tradebot Systems, Inc.|113547
SPTN|SPARTANNASH COMPANY|TRCM|TRC MARKETS LLC|93323
SPTN|SPARTANNASH COMPANY|UBSA|UBS SECURITIES LLC|256498
SPTN|SPARTANNASH COMPANY|UBSS|UBS Securities LLC|690151
SPTN|SPARTANNASH COMPANY|VALX|VIRTU AMERICAS LLC|7395
SPTN|SPARTANNASH COMPANY|VGRD|Vanguard Marketing Corporation|6570
SPTN|SPARTANNASH COMPANY|WABR|Wall Street Access|60000
SPTN|SPARTANNASH COMPANY|WBPX|SUMMIT SECURITIES GROUP, LLC|200
SPTN|SPARTANNASH COMPANY|WCHV|WELLS FARGO SECURITIES, LLC|249886
SPTN|SPARTANNASH COMPANY|WEED|Weeden & Co.L.P.|22001
SPTN|SPARTANNASH COMPANY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|493
SPTN|SPARTANNASH COMPANY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1507
SPTN|SPARTANNASH COMPANY|WGIF|CIBC World Markets Inc.|700
SPTN|SPARTANNASH COMPANY|WSEA|WOLVERINE SECURITIES, LLC|866
SPTN|SPARTANNASH COMPANY|XIST|INSTINET, LLC|32356
SPTN|SPARTANNASH COMPANY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1700
SPTN|SPARTANNASH COMPANY|YKNA|COMHAR CAPITAL MARKETS, LLC|213
SPTN|SPARTANNASH COMPANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2043
SPTS|SPDR PORTFOLIO SHORT|ALTX|Alternet Securities Inc.|400
SPTS|SPDR PORTFOLIO SHORT|APCC|Apex Clearing Corporation|11
SPTS|SPDR PORTFOLIO SHORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1115
SPTS|SPDR PORTFOLIO SHORT|CANT|Cantor Fitzgerald & Co.|3794048
SPTS|SPDR PORTFOLIO SHORT|CHAS|Charles Schwab & Co., Inc.|3137
SPTS|SPDR PORTFOLIO SHORT|CIST|Capital Institutional Services, Inc.|19821
SPTS|SPDR PORTFOLIO SHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44078
SPTS|SPDR PORTFOLIO SHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|76843
SPTS|SPDR PORTFOLIO SHORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|3456
SPTS|SPDR PORTFOLIO SHORT|DBAX|Deutsche Bank Securities Inc.|15600
SPTS|SPDR PORTFOLIO SHORT|DEAN|MORGAN STANLEY|2511
SPTS|SPDR PORTFOLIO SHORT|EBXL|EBX LLC|14300
SPTS|SPDR PORTFOLIO SHORT|EDJO|Edward D. Jones & Co., L.P.|141
SPTS|SPDR PORTFOLIO SHORT|EGAM|CBOE TRADING, INC.|5450
SPTS|SPDR PORTFOLIO SHORT|EGXM|CBOE TRADING, INC.|1893
SPTS|SPDR PORTFOLIO SHORT|ETRS|E*Trade Securities LLC|6112
SPTS|SPDR PORTFOLIO SHORT|FLTU|FLOW TRADERS US LLC|154021
SPTS|SPDR PORTFOLIO SHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11
SPTS|SPDR PORTFOLIO SHORT|FTBR|Foliofn Investments, Inc.|857
SPTS|SPDR PORTFOLIO SHORT|GSCO|GOLDMAN SACHS & CO. LLC|600
SPTS|SPDR PORTFOLIO SHORT|HRBF|American Enterprise Investment Services Inc.|7695
SPTS|SPDR PORTFOLIO SHORT|IBKR|Interactive Brokers Llc|501
SPTS|SPDR PORTFOLIO SHORT|ICBX|INSTINET, LLC|10436
SPTS|SPDR PORTFOLIO SHORT|INCA|INSTINET, LLC|17879
SPTS|SPDR PORTFOLIO SHORT|ITGI|ITG Inc.|23084
SPTS|SPDR PORTFOLIO SHORT|ITGP|ITG INC.|11400
SPTS|SPDR PORTFOLIO SHORT|JPMX|J.P. Morgan Securities LLC|13360
SPTS|SPDR PORTFOLIO SHORT|JSEB|JANE STREET EXECUTION SERVICES, LLC|1309670
SPTS|SPDR PORTFOLIO SHORT|JSJX|JANE STREET CAPITAL LLC|130733
SPTS|SPDR PORTFOLIO SHORT|KCGM|VIRTU Americas LLC|9813
SPTS|SPDR PORTFOLIO SHORT|LEHM|Barclays Capital Inc./Le|341800
SPTS|SPDR PORTFOLIO SHORT|LIME|Lime Brokerage LLC|1000
SPTS|SPDR PORTFOLIO SHORT|MACC|Mid Atlantic Capital Corporation|18
SPTS|SPDR PORTFOLIO SHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15736
SPTS|SPDR PORTFOLIO SHORT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2264
SPTS|SPDR PORTFOLIO SHORT|MSCO|MORGAN STANLEY & CO. LLC|10786
SPTS|SPDR PORTFOLIO SHORT|MSPL|MORGAN STANLEY & CO. LLC|400
SPTS|SPDR PORTFOLIO SHORT|NFSC|National Financial Services LLC|75778
SPTS|SPDR PORTFOLIO SHORT|NITE|VIRTU Americas LLC|219241
SPTS|SPDR PORTFOLIO SHORT|NITP|VIRTU Americas LLC|3800
SPTS|SPDR PORTFOLIO SHORT|NQRB|Brut, LLC|1400
SPTS|SPDR PORTFOLIO SHORT|OPCO|Oppenheimer & Co. Inc.|177
SPTS|SPDR PORTFOLIO SHORT|PDQM|CODA MARKETS, INC.|5400
SPTS|SPDR PORTFOLIO SHORT|RBCM|RBC CAPITAL MARKETS, LLC|792
SPTS|SPDR PORTFOLIO SHORT|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|3000
SPTS|SPDR PORTFOLIO SHORT|SBSH|Citigroup Global Markets Inc.|2127
SPTS|SPDR PORTFOLIO SHORT|SGMT|GOLDMAN SACHS & CO. LLC|5331
SPTS|SPDR PORTFOLIO SHORT|STFL|Stifel, Nicolaus & Company, Incorporated|247
SPTS|SPDR PORTFOLIO SHORT|STKP|STOCKPILE INVESTMENTS, INC.|126
SPTS|SPDR PORTFOLIO SHORT|SWIM|TD Ameritrade, Inc.|4435
SPTS|SPDR PORTFOLIO SHORT|SWST|Hilltop Securities Inc.|6500
SPTS|SPDR PORTFOLIO SHORT|TWTT|TASTYWORKS, INC.|50
SPTS|SPDR PORTFOLIO SHORT|UBSA|UBS SECURITIES LLC|144629
SPTS|SPDR PORTFOLIO SHORT|UBSS|UBS Securities LLC|48161
SPTS|SPDR PORTFOLIO SHORT|WBLR|WILLIAM BLAIR|304
SPTS|SPDR PORTFOLIO SHORT|WCHV|WELLS FARGO SECURITIES, LLC|3195
SPTS|SPDR PORTFOLIO SHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|525
SPTS|SPDR PORTFOLIO SHORT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|205
SPTS|SPDR PORTFOLIO SHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1172
SPTS|SPDR PORTFOLIO SHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2572
SPUN|VANECK VECTORS SPIN-|FTBR|Foliofn Investments, Inc.|3
SPUN|VANECK VECTORS SPIN-|GSCO|GOLDMAN SACHS & CO. LLC|31
SPUN|VANECK VECTORS SPIN-|HRBF|American Enterprise Investment Services Inc.|256
SPUN|VANECK VECTORS SPIN-|IBKR|Interactive Brokers Llc|597
SPUN|VANECK VECTORS SPIN-|MACC|Mid Atlantic Capital Corporation|52
SPUN|VANECK VECTORS SPIN-|NFSC|National Financial Services LLC|1457
SPUN|VANECK VECTORS SPIN-|NITE|VIRTU Americas LLC|815
SPUN|VANECK VECTORS SPIN-|SWIM|TD Ameritrade, Inc.|15
SPUN|VANECK VECTORS SPIN-|UBSS|UBS Securities LLC|200
SPUN|VANECK VECTORS SPIN-|VGRD|Vanguard Marketing Corporation|200
SPUN|VANECK VECTORS SPIN-|WSEA|WOLVERINE SECURITIES, LLC|500
SPUN|VANECK VECTORS SPIN-|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70
SPUU|DX DLY SP BULL 2X|APCC|Apex Clearing Corporation|139
SPUU|DX DLY SP BULL 2X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|160
SPUU|DX DLY SP BULL 2X|CHAS|Charles Schwab & Co., Inc.|1000
SPUU|DX DLY SP BULL 2X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
SPUU|DX DLY SP BULL 2X|DEAN|MORGAN STANLEY|900
SPUU|DX DLY SP BULL 2X|ETRS|E*Trade Securities LLC|4915
SPUU|DX DLY SP BULL 2X|GLPX|ACS EXECUTION SERVICES, LLC|44
SPUU|DX DLY SP BULL 2X|GSLT|GOLDMAN SACHS & CO. LLC|1133
SPUU|DX DLY SP BULL 2X|HRBF|American Enterprise Investment Services Inc.|55
SPUU|DX DLY SP BULL 2X|IBKR|Interactive Brokers Llc|283
SPUU|DX DLY SP BULL 2X|INCA|INSTINET, LLC|5
SPUU|DX DLY SP BULL 2X|LIME|Lime Brokerage LLC|9371
SPUU|DX DLY SP BULL 2X|LIWM|LIME BROKERAGE LLC|9229
SPUU|DX DLY SP BULL 2X|MSCO|MORGAN STANLEY & CO. LLC|4367
SPUU|DX DLY SP BULL 2X|NFSC|National Financial Services LLC|6080
SPUU|DX DLY SP BULL 2X|NITE|VIRTU Americas LLC|10915
SPUU|DX DLY SP BULL 2X|PDQM|CODA MARKETS, INC.|44
SPUU|DX DLY SP BULL 2X|SWIM|TD Ameritrade, Inc.|1655
SPUU|DX DLY SP BULL 2X|TKNG|ALLY INVEST SECURITIES LLC|8
SPUU|DX DLY SP BULL 2X|UBSS|UBS Securities LLC|57
SPUU|DX DLY SP BULL 2X|VGRD|Vanguard Marketing Corporation|500
SPUU|DX DLY SP BULL 2X|WCHV|WELLS FARGO SECURITIES, LLC|120
SPUU|DX DLY SP BULL 2X|WSEA|WOLVERINE SECURITIES, LLC|24
SPVM|INVESCO S&P 500 VALU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1826
SPVM|INVESCO S&P 500 VALU|DBAX|Deutsche Bank Securities Inc.|400
SPVM|INVESCO S&P 500 VALU|EBXL|EBX LLC|100
SPVM|INVESCO S&P 500 VALU|ETRS|E*Trade Securities LLC|60
SPVM|INVESCO S&P 500 VALU|IBKR|Interactive Brokers Llc|100
SPVM|INVESCO S&P 500 VALU|ICBX|INSTINET, LLC|100
SPVM|INVESCO S&P 500 VALU|JPMX|J.P. Morgan Securities LLC|200
SPVM|INVESCO S&P 500 VALU|LEHM|Barclays Capital Inc./Le|600
SPVM|INVESCO S&P 500 VALU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SPVM|INVESCO S&P 500 VALU|NFSC|National Financial Services LLC|7
SPVM|INVESCO S&P 500 VALU|NITE|VIRTU Americas LLC|1843
SPVM|INVESCO S&P 500 VALU|SGMT|GOLDMAN SACHS & CO. LLC|300
SPVM|INVESCO S&P 500 VALU|UBSS|UBS Securities LLC|600
SPVM|INVESCO S&P 500 VALU|VGRD|Vanguard Marketing Corporation|1700
SPVM|INVESCO S&P 500 VALU|WSEA|WOLVERINE SECURITIES, LLC|1
SPVU|INVESCO S&P 500|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4
SPVU|INVESCO S&P 500|CHAS|Charles Schwab & Co., Inc.|1
SPVU|INVESCO S&P 500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|532
SPVU|INVESCO S&P 500|ETRS|E*Trade Securities LLC|203
SPVU|INVESCO S&P 500|IBKR|Interactive Brokers Llc|160
SPVU|INVESCO S&P 500|JSEB|JANE STREET EXECUTION SERVICES, LLC|41
SPVU|INVESCO S&P 500|JSJX|JANE STREET CAPITAL LLC|4960
SPVU|INVESCO S&P 500|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|41
SPVU|INVESCO S&P 500|LIME|Lime Brokerage LLC|872
SPVU|INVESCO S&P 500|MSCO|MORGAN STANLEY & CO. LLC|200
SPVU|INVESCO S&P 500|NFSC|National Financial Services LLC|1887
SPVU|INVESCO S&P 500|NITE|VIRTU Americas LLC|2709
SPVU|INVESCO S&P 500|SWIM|TD Ameritrade, Inc.|400
SPVU|INVESCO S&P 500|UBSA|UBS SECURITIES LLC|417
SPVU|INVESCO S&P 500|UBSS|UBS Securities LLC|3207
SPVU|INVESCO S&P 500|VGRD|Vanguard Marketing Corporation|100
SPVU|INVESCO S&P 500|WSEA|WOLVERINE SECURITIES, LLC|2
SPVU|INVESCO S&P 500|YLPL|Linsco/Private Ledger Financial Services, Incorporated|431
SPWH|SPORTSMAN'S WAREH CM|ALTX|Alternet Securities Inc.|4500
SPWH|SPORTSMAN'S WAREH CM|ANOS|ABEL/NOSER, L.L.C.|2339
SPWH|SPORTSMAN'S WAREH CM|APCC|Apex Clearing Corporation|3077
SPWH|SPORTSMAN'S WAREH CM|BARD|Robert W. Baird & Co. Incorporated|3300
SPWH|SPORTSMAN'S WAREH CM|BATM|CBOE TRADING, INC.|2928
SPWH|SPORTSMAN'S WAREH CM|BERN|Sanford C. Bernstein & Co., LLC|8714
SPWH|SPORTSMAN'S WAREH CM|BMOC|BMO Capital Markets Corp.|5850
SPWH|SPORTSMAN'S WAREH CM|BNPX|BNP PARIBAS SECURITIES CORP.|2333
SPWH|SPORTSMAN'S WAREH CM|BTIG|BTIG, LLC|58151
SPWH|SPORTSMAN'S WAREH CM|BYXM|CBOE TRADING, INC.|210
SPWH|SPORTSMAN'S WAREH CM|BZYD|GOLDMAN SACHS & CO. LLC|1907
SPWH|SPORTSMAN'S WAREH CM|CANT|Cantor Fitzgerald & Co.|42332
SPWH|SPORTSMAN'S WAREH CM|CHAS|Charles Schwab & Co., Inc.|42160
SPWH|SPORTSMAN'S WAREH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44169
SPWH|SPORTSMAN'S WAREH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|922
SPWH|SPORTSMAN'S WAREH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
SPWH|SPORTSMAN'S WAREH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|208289
SPWH|SPORTSMAN'S WAREH CM|CTDL|Citadel Derivatives Group Llc|11477
SPWH|SPORTSMAN'S WAREH CM|CTLR|CUTLER GROUP, LP|300
SPWH|SPORTSMAN'S WAREH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|52634
SPWH|SPORTSMAN'S WAREH CM|DADA|D.A. Davidson & Co.|750
SPWH|SPORTSMAN'S WAREH CM|DBAB|Deutsche Bank Securities Inc.|108291
SPWH|SPORTSMAN'S WAREH CM|DBAX|Deutsche Bank Securities Inc.|139400
SPWH|SPORTSMAN'S WAREH CM|DEAN|MORGAN STANLEY|469
SPWH|SPORTSMAN'S WAREH CM|DEGS|RONIN PROFESSIONAL LLC|6201
SPWH|SPORTSMAN'S WAREH CM|EBXL|EBX LLC|130800
SPWH|SPORTSMAN'S WAREH CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|153717
SPWH|SPORTSMAN'S WAREH CM|EDJO|Edward D. Jones & Co., L.P.|175
SPWH|SPORTSMAN'S WAREH CM|EGAM|CBOE TRADING, INC.|7174
SPWH|SPORTSMAN'S WAREH CM|EGAW|CBOE TRADING, INC.|200
SPWH|SPORTSMAN'S WAREH CM|EGXM|CBOE TRADING, INC.|858
SPWH|SPORTSMAN'S WAREH CM|ETBE|Electronic Transaction Clearing, Inc.|8789
SPWH|SPORTSMAN'S WAREH CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9810
SPWH|SPORTSMAN'S WAREH CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|910
SPWH|SPORTSMAN'S WAREH CM|ETRS|E*Trade Securities LLC|25637
SPWH|SPORTSMAN'S WAREH CM|FBCO|Credit Suisse Securities (USA) LLC|594204
SPWH|SPORTSMAN'S WAREH CM|FILL|Tradestation Securities, Inc.|2000
SPWH|SPORTSMAN'S WAREH CM|FMAF|NBCN Inc./ CDS|3350
SPWH|SPORTSMAN'S WAREH CM|FOGS|FOG EQUITIES LLC|16000
SPWH|SPORTSMAN'S WAREH CM|FOMA|TD AMERITRADE CLEARING, INC.|138094
SPWH|SPORTSMAN'S WAREH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40406
SPWH|SPORTSMAN'S WAREH CM|FTBR|Foliofn Investments, Inc.|2
SPWH|SPORTSMAN'S WAREH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|14507
SPWH|SPORTSMAN'S WAREH CM|GLPX|ACS EXECUTION SERVICES, LLC|2080
SPWH|SPORTSMAN'S WAREH CM|GSCO|GOLDMAN SACHS & CO. LLC|410233
SPWH|SPORTSMAN'S WAREH CM|GSCS|GOLDMAN SACHS & CO. LLC|77706
SPWH|SPORTSMAN'S WAREH CM|GSLT|GOLDMAN SACHS & CO. LLC|2626
SPWH|SPORTSMAN'S WAREH CM|GTSZ|GTS SECURITIES LLC|11580
SPWH|SPORTSMAN'S WAREH CM|HRBF|American Enterprise Investment Services Inc.|48
SPWH|SPORTSMAN'S WAREH CM|HSBC|HSBC Securities, Inc.|100
SPWH|SPORTSMAN'S WAREH CM|IATS|INTERACTIVE BROKERS LLC|3344
SPWH|SPORTSMAN'S WAREH CM|IBKR|Interactive Brokers Llc|102806
SPWH|SPORTSMAN'S WAREH CM|ICBX|INSTINET, LLC|50061
SPWH|SPORTSMAN'S WAREH CM|IEQY|CITADEL SECURITIES LLC|34347
SPWH|SPORTSMAN'S WAREH CM|IMPC|Imperial Capital, LLC|45800
SPWH|SPORTSMAN'S WAREH CM|INCA|INSTINET, LLC|254534
SPWH|SPORTSMAN'S WAREH CM|INJX|INSTINET, LLC|8987
SPWH|SPORTSMAN'S WAREH CM|ITGI|ITG Inc.|31604
SPWH|SPORTSMAN'S WAREH CM|ITGP|ITG INC.|110600
SPWH|SPORTSMAN'S WAREH CM|JEFF|JEFFERIES LLC|58062
SPWH|SPORTSMAN'S WAREH CM|JMPT|JUMP TRADING, LLC|8886
SPWH|SPORTSMAN'S WAREH CM|JONE|JonesTrading|31634
SPWH|SPORTSMAN'S WAREH CM|JPBX|J.P. MORGAN SECURITIES LLC|4488
SPWH|SPORTSMAN'S WAREH CM|JPMX|J.P. Morgan Securities LLC|209037
SPWH|SPORTSMAN'S WAREH CM|JSJX|JANE STREET CAPITAL LLC|2531
SPWH|SPORTSMAN'S WAREH CM|KCGM|VIRTU Americas LLC|23965
SPWH|SPORTSMAN'S WAREH CM|LEHM|Barclays Capital Inc./Le|677336
SPWH|SPORTSMAN'S WAREH CM|LIME|Lime Brokerage LLC|169826
SPWH|SPORTSMAN'S WAREH CM|LMGP|LIME BROKERAGE LLC|2100
SPWH|SPORTSMAN'S WAREH CM|LOOP|Loop Capital Markets LLC|1664
SPWH|SPORTSMAN'S WAREH CM|LQNA|LIQUIDNET, INC.|46200
SPWH|SPORTSMAN'S WAREH CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SPWH|SPORTSMAN'S WAREH CM|MAXM|Maxim Group LLC|3912
SPWH|SPORTSMAN'S WAREH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79727
SPWH|SPORTSMAN'S WAREH CM|MOTF|MOTIF INVESTING, INC.|24
SPWH|SPORTSMAN'S WAREH CM|MSCO|MORGAN STANLEY & CO. LLC|941318
SPWH|SPORTSMAN'S WAREH CM|MSPL|MORGAN STANLEY & CO. LLC|171900
SPWH|SPORTSMAN'S WAREH CM|MSTX|MORGAN STANLEY & CO. LLC|148700
SPWH|SPORTSMAN'S WAREH CM|NFSC|National Financial Services LLC|68451
SPWH|SPORTSMAN'S WAREH CM|NITE|VIRTU Americas LLC|327372
SPWH|SPORTSMAN'S WAREH CM|NITP|VIRTU Americas LLC|100
SPWH|SPORTSMAN'S WAREH CM|NQRB|Brut, LLC|1163
SPWH|SPORTSMAN'S WAREH CM|OPCO|Oppenheimer & Co. Inc.|2000
SPWH|SPORTSMAN'S WAREH CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SPWH|SPORTSMAN'S WAREH CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5200
SPWH|SPORTSMAN'S WAREH CM|PDQM|CODA MARKETS, INC.|16931
SPWH|SPORTSMAN'S WAREH CM|RAJA|Raymond James & Associates, Inc.|5827
SPWH|SPORTSMAN'S WAREH CM|RBCM|RBC CAPITAL MARKETS, LLC|4439
SPWH|SPORTSMAN'S WAREH CM|SAGW|SAGETRADER, LLC|390
SPWH|SPORTSMAN'S WAREH CM|SBSH|Citigroup Global Markets Inc.|426495
SPWH|SPORTSMAN'S WAREH CM|SGMT|GOLDMAN SACHS & CO. LLC|79953
SPWH|SPORTSMAN'S WAREH CM|SPDR|SPEEDROUTE LLC|34493
SPWH|SPORTSMAN'S WAREH CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|900
SPWH|SPORTSMAN'S WAREH CM|SWIM|TD Ameritrade, Inc.|34141
SPWH|SPORTSMAN'S WAREH CM|TKNG|ALLY INVEST SECURITIES LLC|1608
SPWH|SPORTSMAN'S WAREH CM|TRBT|Tradebot Systems, Inc.|87766
SPWH|SPORTSMAN'S WAREH CM|TRCM|TRC MARKETS LLC|44738
SPWH|SPORTSMAN'S WAREH CM|TWTT|TASTYWORKS, INC.|38
SPWH|SPORTSMAN'S WAREH CM|UBSA|UBS SECURITIES LLC|396244
SPWH|SPORTSMAN'S WAREH CM|UBSS|UBS Securities LLC|344362
SPWH|SPORTSMAN'S WAREH CM|VALX|VIRTU AMERICAS LLC|7708
SPWH|SPORTSMAN'S WAREH CM|VGRD|Vanguard Marketing Corporation|120
SPWH|SPORTSMAN'S WAREH CM|WABR|Wall Street Access|3000
SPWH|SPORTSMAN'S WAREH CM|WBLR|WILLIAM BLAIR|3000
SPWH|SPORTSMAN'S WAREH CM|WBPX|SUMMIT SECURITIES GROUP, LLC|400
SPWH|SPORTSMAN'S WAREH CM|WCHV|WELLS FARGO SECURITIES, LLC|26945
SPWH|SPORTSMAN'S WAREH CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2709
SPWH|SPORTSMAN'S WAREH CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12117
SPWH|SPORTSMAN'S WAREH CM|WSEA|WOLVERINE SECURITIES, LLC|1481
SPWH|SPORTSMAN'S WAREH CM|XIST|INSTINET, LLC|222600
SPWH|SPORTSMAN'S WAREH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|9600
SPWR|SUNPOWER CORPORATION|ALTX|Alternet Securities Inc.|5271
SPWR|SUNPOWER CORPORATION|APCC|Apex Clearing Corporation|48560
SPWR|SUNPOWER CORPORATION|BANK|Primevest Financial Services, Inc.|1780
SPWR|SUNPOWER CORPORATION|BARD|Robert W. Baird & Co. Incorporated|8382
SPWR|SUNPOWER CORPORATION|BATM|CBOE TRADING, INC.|6276
SPWR|SUNPOWER CORPORATION|BAYC|BAY CREST PARTNERS, LLC|3300
SPWR|SUNPOWER CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|51542
SPWR|SUNPOWER CORPORATION|BIMI|Banca IMI Securities Corp.|13300
SPWR|SUNPOWER CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|140341
SPWR|SUNPOWER CORPORATION|BMOC|BMO Capital Markets Corp.|9682
SPWR|SUNPOWER CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|135978
SPWR|SUNPOWER CORPORATION|BTIG|BTIG, LLC|313170
SPWR|SUNPOWER CORPORATION|BYXM|CBOE TRADING, INC.|800
SPWR|SUNPOWER CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|100
SPWR|SUNPOWER CORPORATION|CANT|Cantor Fitzgerald & Co.|2992
SPWR|SUNPOWER CORPORATION|CHAS|Charles Schwab & Co., Inc.|18450
SPWR|SUNPOWER CORPORATION|CICF|Canaccord Genuity Corp.|4600
SPWR|SUNPOWER CORPORATION|CIST|Capital Institutional Services, Inc.|1000
SPWR|SUNPOWER CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26605
SPWR|SUNPOWER CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1003
SPWR|SUNPOWER CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6569
SPWR|SUNPOWER CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|424908
SPWR|SUNPOWER CORPORATION|CTDL|Citadel Derivatives Group Llc|68958
SPWR|SUNPOWER CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|107558
SPWR|SUNPOWER CORPORATION|DAWA|Daiwa Capital Markets America Inc.|48
SPWR|SUNPOWER CORPORATION|DBAB|Deutsche Bank Securities Inc.|385035
SPWR|SUNPOWER CORPORATION|DBAX|Deutsche Bank Securities Inc.|303500
SPWR|SUNPOWER CORPORATION|DEAN|MORGAN STANLEY|10608
SPWR|SUNPOWER CORPORATION|DEGS|RONIN PROFESSIONAL LLC|14360
SPWR|SUNPOWER CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14105
SPWR|SUNPOWER CORPORATION|EBXL|EBX LLC|133000
SPWR|SUNPOWER CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|8156
SPWR|SUNPOWER CORPORATION|EDJC|Edward Jones / CDS|85
SPWR|SUNPOWER CORPORATION|EDJO|Edward D. Jones & Co., L.P.|6090
SPWR|SUNPOWER CORPORATION|EGAM|CBOE TRADING, INC.|9238
SPWR|SUNPOWER CORPORATION|EGAW|CBOE TRADING, INC.|100
SPWR|SUNPOWER CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|200
SPWR|SUNPOWER CORPORATION|EGXM|CBOE TRADING, INC.|26931
SPWR|SUNPOWER CORPORATION|EGXW|CBOE TRADING, INC.|218
SPWR|SUNPOWER CORPORATION|ELEV|ELEVATION, LLC|45776
SPWR|SUNPOWER CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|27575
SPWR|SUNPOWER CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|2433
SPWR|SUNPOWER CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8260
SPWR|SUNPOWER CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12214
SPWR|SUNPOWER CORPORATION|ETRS|E*Trade Securities LLC|2084722
SPWR|SUNPOWER CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|1629575
SPWR|SUNPOWER CORPORATION|FILL|Tradestation Securities, Inc.|66253
SPWR|SUNPOWER CORPORATION|FMAF|NBCN Inc./ CDS|8242
SPWR|SUNPOWER CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|5863201
SPWR|SUNPOWER CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1507
SPWR|SUNPOWER CORPORATION|FQLS|Quantlab Securities LP|475176
SPWR|SUNPOWER CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64829
SPWR|SUNPOWER CORPORATION|FTBR|Foliofn Investments, Inc.|14618
SPWR|SUNPOWER CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|183711
SPWR|SUNPOWER CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|61346
SPWR|SUNPOWER CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1605500
SPWR|SUNPOWER CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|24607
SPWR|SUNPOWER CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|11071
SPWR|SUNPOWER CORPORATION|GTSZ|GTS SECURITIES LLC|45445
SPWR|SUNPOWER CORPORATION|HAPX|HAP Trading, LLC|3804
SPWR|SUNPOWER CORPORATION|HRBF|American Enterprise Investment Services Inc.|21769
SPWR|SUNPOWER CORPORATION|HSBC|HSBC Securities, Inc.|27030
SPWR|SUNPOWER CORPORATION|IATS|INTERACTIVE BROKERS LLC|157844
SPWR|SUNPOWER CORPORATION|IBKR|Interactive Brokers Llc|1287544
SPWR|SUNPOWER CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
SPWR|SUNPOWER CORPORATION|ICBX|INSTINET, LLC|51438
SPWR|SUNPOWER CORPORATION|IEQY|CITADEL SECURITIES LLC|25707
SPWR|SUNPOWER CORPORATION|INCA|INSTINET, LLC|594412
SPWR|SUNPOWER CORPORATION|INJX|INSTINET, LLC|53860
SPWR|SUNPOWER CORPORATION|ITGI|ITG Inc.|71583
SPWR|SUNPOWER CORPORATION|ITGP|ITG INC.|63000
SPWR|SUNPOWER CORPORATION|JANY|Janney Montgomery Scott Inc.|4187
SPWR|SUNPOWER CORPORATION|JEFF|JEFFERIES LLC|309620
SPWR|SUNPOWER CORPORATION|JMPT|JUMP TRADING, LLC|125773
SPWR|SUNPOWER CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|32786
SPWR|SUNPOWER CORPORATION|JPMX|J.P. Morgan Securities LLC|189888
SPWR|SUNPOWER CORPORATION|JSJX|JANE STREET CAPITAL LLC|286333
SPWR|SUNPOWER CORPORATION|KCGM|VIRTU Americas LLC|69736
SPWR|SUNPOWER CORPORATION|LEHM|Barclays Capital Inc./Le|1429465
SPWR|SUNPOWER CORPORATION|LIME|Lime Brokerage LLC|258939
SPWR|SUNPOWER CORPORATION|LSCI|Lek Securities Corporation|9422
SPWR|SUNPOWER CORPORATION|MACQ|Macquarie Capital (USA) Inc.|3700
SPWR|SUNPOWER CORPORATION|MAVB|Great Point Capital LLC|400
SPWR|SUNPOWER CORPORATION|MAXM|Maxim Group LLC|38078
SPWR|SUNPOWER CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|845
SPWR|SUNPOWER CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|273560
SPWR|SUNPOWER CORPORATION|MOTF|MOTIF INVESTING, INC.|75
SPWR|SUNPOWER CORPORATION|MPSG|E D & F Man Capital Markets Inc.|40174
SPWR|SUNPOWER CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|4049722
SPWR|SUNPOWER CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|374300
SPWR|SUNPOWER CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|120800
SPWR|SUNPOWER CORPORATION|NATL|National Securities Corporation|9228
SPWR|SUNPOWER CORPORATION|NFSC|National Financial Services LLC|2489053
SPWR|SUNPOWER CORPORATION|NITE|VIRTU Americas LLC|5199599
SPWR|SUNPOWER CORPORATION|NITP|VIRTU Americas LLC|12900
SPWR|SUNPOWER CORPORATION|NQRB|Brut, LLC|40485
SPWR|SUNPOWER CORPORATION|NTRC|Northern Trust Securities, Inc.|136
SPWR|SUNPOWER CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|3376
SPWR|SUNPOWER CORPORATION|OPCO|Oppenheimer & Co. Inc.|2528
SPWR|SUNPOWER CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|413
SPWR|SUNPOWER CORPORATION|PCPT|PHILLIP CAPITAL INC.|1099
SPWR|SUNPOWER CORPORATION|PDQM|CODA MARKETS, INC.|86786
SPWR|SUNPOWER CORPORATION|PHLY|NASDAQ Execution Services, LLC|215400
SPWR|SUNPOWER CORPORATION|PUMA|Puma Capital, Llc|175000
SPWR|SUNPOWER CORPORATION|PWJC|UBS Financial Services, Inc.|2025
SPWR|SUNPOWER CORPORATION|RAJA|Raymond James & Associates, Inc.|30114
SPWR|SUNPOWER CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|25910
SPWR|SUNPOWER CORPORATION|RGLD|Regal Securities, Inc|1003
SPWR|SUNPOWER CORPORATION|SAGL|SAGETRADER, LLC|10231
SPWR|SUNPOWER CORPORATION|SBSH|Citigroup Global Markets Inc.|260829
SPWR|SUNPOWER CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|134027
SPWR|SUNPOWER CORPORATION|SOGO|Wang Investment Associates, Inc.|3800
SPWR|SUNPOWER CORPORATION|SPDR|SPEEDROUTE LLC|15019
SPWR|SUNPOWER CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|812
SPWR|SUNPOWER CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|7630
SPWR|SUNPOWER CORPORATION|STXG|Stockcross Financial Services, Inc.|3951
SPWR|SUNPOWER CORPORATION|SWIM|TD Ameritrade, Inc.|955806
SPWR|SUNPOWER CORPORATION|SWST|Hilltop Securities Inc.|1200
SPWR|SUNPOWER CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|43030
SPWR|SUNPOWER CORPORATION|TMBR|Timber Hill LLC|3435
SPWR|SUNPOWER CORPORATION|TRBT|Tradebot Systems, Inc.|100
SPWR|SUNPOWER CORPORATION|TRCM|TRC MARKETS LLC|173663
SPWR|SUNPOWER CORPORATION|TWTT|TASTYWORKS, INC.|1074
SPWR|SUNPOWER CORPORATION|UBSA|UBS SECURITIES LLC|562857
SPWR|SUNPOWER CORPORATION|UBSS|UBS Securities LLC|1818358
SPWR|SUNPOWER CORPORATION|VALX|VIRTU AMERICAS LLC|17973
SPWR|SUNPOWER CORPORATION|VGRD|Vanguard Marketing Corporation|150959
SPWR|SUNPOWER CORPORATION|VNDS|VANDHAM SECURITIES CORP|400
SPWR|SUNPOWER CORPORATION|VSIN|Vision Financial Markets Llc|2000
SPWR|SUNPOWER CORPORATION|WABR|Wall Street Access|5403
SPWR|SUNPOWER CORPORATION|WBLR|WILLIAM BLAIR|940
SPWR|SUNPOWER CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|3498
SPWR|SUNPOWER CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|236467
SPWR|SUNPOWER CORPORATION|WEDB|WEDBUSH SECURITIES INC.|23000
SPWR|SUNPOWER CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37940
SPWR|SUNPOWER CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|97902
SPWR|SUNPOWER CORPORATION|WGIF|CIBC World Markets Inc.|51533
SPWR|SUNPOWER CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30
SPWR|SUNPOWER CORPORATION|WORD|Worden Capital Management LLC|300
SPWR|SUNPOWER CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|77725
SPWR|SUNPOWER CORPORATION|XIST|INSTINET, LLC|13190
SPWR|SUNPOWER CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|52748
SPWR|SUNPOWER CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|3579
SPWR|SUNPOWER CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9369
SPXB|PROSHARES S&P 500 BO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
SPXB|PROSHARES S&P 500 BO|DBAX|Deutsche Bank Securities Inc.|100
SPXB|PROSHARES S&P 500 BO|EBXL|EBX LLC|100
SPXB|PROSHARES S&P 500 BO|ETRS|E*Trade Securities LLC|1
SPXB|PROSHARES S&P 500 BO|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SPXB|PROSHARES S&P 500 BO|HRBF|American Enterprise Investment Services Inc.|17
SPXB|PROSHARES S&P 500 BO|JPMX|J.P. Morgan Securities LLC|200
SPXB|PROSHARES S&P 500 BO|JSJX|JANE STREET CAPITAL LLC|67
SPXB|PROSHARES S&P 500 BO|LIME|Lime Brokerage LLC|60
SPXB|PROSHARES S&P 500 BO|MSCO|MORGAN STANLEY & CO. LLC|129
SPXB|PROSHARES S&P 500 BO|NFSC|National Financial Services LLC|400
SPXB|PROSHARES S&P 500 BO|NITE|VIRTU Americas LLC|612
SPXB|PROSHARES S&P 500 BO|UBSA|UBS SECURITIES LLC|200
SPXB|PROSHARES S&P 500 BO|UBSS|UBS Securities LLC|900
SPXB|PROSHARES S&P 500 BO|VGRD|Vanguard Marketing Corporation|250
SPXC|SPX CORPORATION|ALTX|Alternet Securities Inc.|4330
SPXC|SPX CORPORATION|APCC|Apex Clearing Corporation|12
SPXC|SPX CORPORATION|BARD|Robert W. Baird & Co. Incorporated|9383
SPXC|SPX CORPORATION|BATM|CBOE TRADING, INC.|2047
SPXC|SPX CORPORATION|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
SPXC|SPX CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|877
SPXC|SPX CORPORATION|BIDS|BIDS TRADING L.P.|500
SPXC|SPX CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1352
SPXC|SPX CORPORATION|BLKX|INSTINET, LLC|77100
SPXC|SPX CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|7515
SPXC|SPX CORPORATION|BRVL|BLAYLOCK VAN, LLC|300
SPXC|SPX CORPORATION|BTIG|BTIG, LLC|210
SPXC|SPX CORPORATION|BYXM|CBOE TRADING, INC.|396
SPXC|SPX CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1759
SPXC|SPX CORPORATION|CHAS|Charles Schwab & Co., Inc.|5
SPXC|SPX CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5025
SPXC|SPX CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9001
SPXC|SPX CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64431
SPXC|SPX CORPORATION|CTDL|Citadel Derivatives Group Llc|18244
SPXC|SPX CORPORATION|CTLR|CUTLER GROUP, LP|468
SPXC|SPX CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|9142
SPXC|SPX CORPORATION|DBAB|Deutsche Bank Securities Inc.|28561
SPXC|SPX CORPORATION|DBAX|Deutsche Bank Securities Inc.|44900
SPXC|SPX CORPORATION|DEAN|MORGAN STANLEY|1429
SPXC|SPX CORPORATION|DEGS|RONIN PROFESSIONAL LLC|2406
SPXC|SPX CORPORATION|EBXL|EBX LLC|36100
SPXC|SPX CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
SPXC|SPX CORPORATION|EDJO|Edward D. Jones & Co., L.P.|307
SPXC|SPX CORPORATION|EGAM|CBOE TRADING, INC.|4060
SPXC|SPX CORPORATION|EGAW|CBOE TRADING, INC.|2
SPXC|SPX CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|200
SPXC|SPX CORPORATION|EGXM|CBOE TRADING, INC.|811
SPXC|SPX CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|2784
SPXC|SPX CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7938
SPXC|SPX CORPORATION|ETRS|E*Trade Securities LLC|1947
SPXC|SPX CORPORATION|FILL|Tradestation Securities, Inc.|1120
SPXC|SPX CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1402
SPXC|SPX CORPORATION|FQLS|Quantlab Securities LP|36858
SPXC|SPX CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74428
SPXC|SPX CORPORATION|FTBR|Foliofn Investments, Inc.|356
SPXC|SPX CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|7776
SPXC|SPX CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|128950
SPXC|SPX CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|200
SPXC|SPX CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|1216
SPXC|SPX CORPORATION|GTSZ|GTS SECURITIES LLC|14790
SPXC|SPX CORPORATION|HAPX|HAP Trading, LLC|511
SPXC|SPX CORPORATION|HPPX|POTAMUS TRADING, LLC|442
SPXC|SPX CORPORATION|HRBF|American Enterprise Investment Services Inc.|96
SPXC|SPX CORPORATION|IATS|INTERACTIVE BROKERS LLC|401
SPXC|SPX CORPORATION|IBKR|Interactive Brokers Llc|1961
SPXC|SPX CORPORATION|ICBX|INSTINET, LLC|6900
SPXC|SPX CORPORATION|IEQY|CITADEL SECURITIES LLC|16035
SPXC|SPX CORPORATION|INCA|INSTINET, LLC|63430
SPXC|SPX CORPORATION|INJX|INSTINET, LLC|500
SPXC|SPX CORPORATION|INTL|INTL FCSTONE FINANCIAL INC.|305
SPXC|SPX CORPORATION|ITGI|ITG Inc.|11793
SPXC|SPX CORPORATION|ITGP|ITG INC.|20800
SPXC|SPX CORPORATION|JANY|Janney Montgomery Scott Inc.|438
SPXC|SPX CORPORATION|JEFF|JEFFERIES LLC|70539
SPXC|SPX CORPORATION|JMPT|JUMP TRADING, LLC|8495
SPXC|SPX CORPORATION|JONE|JonesTrading|2659
SPXC|SPX CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|11592
SPXC|SPX CORPORATION|JPMX|J.P. Morgan Securities LLC|76011
SPXC|SPX CORPORATION|JSJX|JANE STREET CAPITAL LLC|2645
SPXC|SPX CORPORATION|KCGM|VIRTU Americas LLC|17689
SPXC|SPX CORPORATION|LEHM|Barclays Capital Inc./Le|260856
SPXC|SPX CORPORATION|LIME|Lime Brokerage LLC|11656
SPXC|SPX CORPORATION|LOOP|Loop Capital Markets LLC|192
SPXC|SPX CORPORATION|LQNA|LIQUIDNET, INC.|7900
SPXC|SPX CORPORATION|LSCI|Lek Securities Corporation|270
SPXC|SPX CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36172
SPXC|SPX CORPORATION|MOTF|MOTIF INVESTING, INC.|2
SPXC|SPX CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|491979
SPXC|SPX CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|87800
SPXC|SPX CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|19500
SPXC|SPX CORPORATION|NFSC|National Financial Services LLC|134854
SPXC|SPX CORPORATION|NITE|VIRTU Americas LLC|61702
SPXC|SPX CORPORATION|NITP|VIRTU Americas LLC|100
SPXC|SPX CORPORATION|NQRB|Brut, LLC|1997
SPXC|SPX CORPORATION|OPCO|Oppenheimer & Co. Inc.|15077
SPXC|SPX CORPORATION|PDQM|CODA MARKETS, INC.|16269
SPXC|SPX CORPORATION|PWJC|UBS Financial Services, Inc.|130
SPXC|SPX CORPORATION|QMSR|QUATTRO M SECURITIES INC.|192
SPXC|SPX CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|2729
SPXC|SPX CORPORATION|SAGL|SAGETRADER, LLC|13979
SPXC|SPX CORPORATION|SAGW|SAGETRADER, LLC|781
SPXC|SPX CORPORATION|SBSH|Citigroup Global Markets Inc.|29123
SPXC|SPX CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|26816
SPXC|SPX CORPORATION|SPDR|SPEEDROUTE LLC|1800
SPXC|SPX CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|1000
SPXC|SPX CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|756
SPXC|SPX CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2866
SPXC|SPX CORPORATION|SWIM|TD Ameritrade, Inc.|8010
SPXC|SPX CORPORATION|SWST|Hilltop Securities Inc.|20
SPXC|SPX CORPORATION|TRBT|Tradebot Systems, Inc.|53695
SPXC|SPX CORPORATION|TRCM|TRC MARKETS LLC|10281
SPXC|SPX CORPORATION|UBSA|UBS SECURITIES LLC|165804
SPXC|SPX CORPORATION|UBSS|UBS Securities LLC|200008
SPXC|SPX CORPORATION|VALX|VIRTU AMERICAS LLC|1807
SPXC|SPX CORPORATION|VGRD|Vanguard Marketing Corporation|323
SPXC|SPX CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|63
SPXC|SPX CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|11628
SPXC|SPX CORPORATION|WEED|Weeden & Co.L.P.|80
SPXC|SPX CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1448
SPXC|SPX CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3164
SPXC|SPX CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|847
SPXC|SPX CORPORATION|XIST|INSTINET, LLC|24830
SPXC|SPX CORPORATION|XPQR|Jump Trading|1800
SPXC|SPX CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|4872
SPXC|SPX CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|2395
SPXC|SPX CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1110
SPXE|PROSHARES S&P 500 EX|FTBR|Foliofn Investments, Inc.|105
SPXE|PROSHARES S&P 500 EX|GSLT|GOLDMAN SACHS & CO. LLC|582
SPXE|PROSHARES S&P 500 EX|MOTF|MOTIF INVESTING, INC.|1
SPXE|PROSHARES S&P 500 EX|NFSC|National Financial Services LLC|583
SPXE|PROSHARES S&P 500 EX|NITE|VIRTU Americas LLC|201
SPXE|PROSHARES S&P 500 EX|UBSA|UBS SECURITIES LLC|3
SPXL|DIREXION S&P BULL 3X|ADAM|CANACCORD GENUITY INC.|14985
SPXL|DIREXION S&P BULL 3X|AGIS|Aegis Capital Corp.|5000
SPXL|DIREXION S&P BULL 3X|ALTX|Alternet Securities Inc.|5100
SPXL|DIREXION S&P BULL 3X|APCC|Apex Clearing Corporation|141357
SPXL|DIREXION S&P BULL 3X|BATM|CBOE TRADING, INC.|38456
SPXL|DIREXION S&P BULL 3X|BERN|Sanford C. Bernstein & Co., LLC|425
SPXL|DIREXION S&P BULL 3X|BIMI|Banca IMI Securities Corp.|24
SPXL|DIREXION S&P BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|97832
SPXL|DIREXION S&P BULL 3X|BYXM|CBOE TRADING, INC.|72095
SPXL|DIREXION S&P BULL 3X|CABR|Cabrera Capital Markets, Inc.|20400
SPXL|DIREXION S&P BULL 3X|CHAS|Charles Schwab & Co., Inc.|46661
SPXL|DIREXION S&P BULL 3X|CIST|Capital Institutional Services, Inc.|1400
SPXL|DIREXION S&P BULL 3X|CMTT|CMT TRADING LLC|1815
SPXL|DIREXION S&P BULL 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1500
SPXL|DIREXION S&P BULL 3X|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7500
SPXL|DIREXION S&P BULL 3X|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11300
SPXL|DIREXION S&P BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|290575
SPXL|DIREXION S&P BULL 3X|CTDL|Citadel Derivatives Group Llc|73148
SPXL|DIREXION S&P BULL 3X|CTLR|CUTLER GROUP, LP|600
SPXL|DIREXION S&P BULL 3X|CXCX|CITIGROUP GLOBAL MARKETS INC.|13404
SPXL|DIREXION S&P BULL 3X|DADA|D.A. Davidson & Co.|430
SPXL|DIREXION S&P BULL 3X|DBAB|Deutsche Bank Securities Inc.|13166
SPXL|DIREXION S&P BULL 3X|DBAX|Deutsche Bank Securities Inc.|34700
SPXL|DIREXION S&P BULL 3X|DCHF|Dart Executions, LLC|402022
SPXL|DIREXION S&P BULL 3X|DEAN|MORGAN STANLEY|11630
SPXL|DIREXION S&P BULL 3X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6751
SPXL|DIREXION S&P BULL 3X|DRWJ|DRW SECURITIES, L.L.C.|1206636
SPXL|DIREXION S&P BULL 3X|EBXL|EBX LLC|312400
SPXL|DIREXION S&P BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|62211
SPXL|DIREXION S&P BULL 3X|EDJO|Edward D. Jones & Co., L.P.|2
SPXL|DIREXION S&P BULL 3X|EGAM|CBOE TRADING, INC.|211694
SPXL|DIREXION S&P BULL 3X|EGAW|CBOE TRADING, INC.|782
SPXL|DIREXION S&P BULL 3X|EGXM|CBOE TRADING, INC.|86872
SPXL|DIREXION S&P BULL 3X|EGXW|CBOE TRADING, INC.|700
SPXL|DIREXION S&P BULL 3X|ETBE|Electronic Transaction Clearing, Inc.|16525
SPXL|DIREXION S&P BULL 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7692
SPXL|DIREXION S&P BULL 3X|ETRS|E*Trade Securities LLC|2404573
SPXL|DIREXION S&P BULL 3X|FBSB|U.S. Bancorp Investments, Inc.|660
SPXL|DIREXION S&P BULL 3X|FILL|Tradestation Securities, Inc.|518484
SPXL|DIREXION S&P BULL 3X|FINX|FINTECH SECURITIES|3180
SPXL|DIREXION S&P BULL 3X|FMAF|NBCN Inc./ CDS|123886
SPXL|DIREXION S&P BULL 3X|FQLS|Quantlab Securities LP|53159
SPXL|DIREXION S&P BULL 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12894
SPXL|DIREXION S&P BULL 3X|FTBR|Foliofn Investments, Inc.|15743
SPXL|DIREXION S&P BULL 3X|GEBB|GLOBAL EXECUTION BROKERS, LP|189
SPXL|DIREXION S&P BULL 3X|GLIS|TD Securities Inc|47452
SPXL|DIREXION S&P BULL 3X|GLPX|ACS EXECUTION SERVICES, LLC|5772
SPXL|DIREXION S&P BULL 3X|GSCO|GOLDMAN SACHS & CO. LLC|70517
SPXL|DIREXION S&P BULL 3X|GSCS|GOLDMAN SACHS & CO. LLC|2897
SPXL|DIREXION S&P BULL 3X|GSLT|GOLDMAN SACHS & CO. LLC|16009
SPXL|DIREXION S&P BULL 3X|GTSZ|GTS SECURITIES LLC|125055
SPXL|DIREXION S&P BULL 3X|HRBF|American Enterprise Investment Services Inc.|17149
SPXL|DIREXION S&P BULL 3X|HSBC|HSBC Securities, Inc.|800
SPXL|DIREXION S&P BULL 3X|IATS|INTERACTIVE BROKERS LLC|385581
SPXL|DIREXION S&P BULL 3X|IBKR|Interactive Brokers Llc|1156656
SPXL|DIREXION S&P BULL 3X|ICBX|INSTINET, LLC|74436
SPXL|DIREXION S&P BULL 3X|INCA|INSTINET, LLC|82005
SPXL|DIREXION S&P BULL 3X|ITGI|ITG Inc.|12584
SPXL|DIREXION S&P BULL 3X|ITGP|ITG INC.|19200
SPXL|DIREXION S&P BULL 3X|JEFF|JEFFERIES LLC|250
SPXL|DIREXION S&P BULL 3X|JMPT|JUMP TRADING, LLC|38263
SPXL|DIREXION S&P BULL 3X|JPMX|J.P. Morgan Securities LLC|165214
SPXL|DIREXION S&P BULL 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|300600
SPXL|DIREXION S&P BULL 3X|JSJX|JANE STREET CAPITAL LLC|2509192
SPXL|DIREXION S&P BULL 3X|KCGM|VIRTU Americas LLC|38190
SPXL|DIREXION S&P BULL 3X|LEHM|Barclays Capital Inc./Le|383699
SPXL|DIREXION S&P BULL 3X|LIME|Lime Brokerage LLC|42498
SPXL|DIREXION S&P BULL 3X|LIWM|LIME BROKERAGE LLC|90089
SPXL|DIREXION S&P BULL 3X|LMGP|LIME BROKERAGE LLC|75
SPXL|DIREXION S&P BULL 3X|LPCM|Lampert Capital Markets Inc.|400
SPXL|DIREXION S&P BULL 3X|LSCI|Lek Securities Corporation|868
SPXL|DIREXION S&P BULL 3X|MAXM|Maxim Group LLC|4400
SPXL|DIREXION S&P BULL 3X|MBTS|ALLY INVEST SECURITIES LLC|100
SPXL|DIREXION S&P BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|490694
SPXL|DIREXION S&P BULL 3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11484
SPXL|DIREXION S&P BULL 3X|MOTF|MOTIF INVESTING, INC.|21
SPXL|DIREXION S&P BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|313237
SPXL|DIREXION S&P BULL 3X|MSPL|MORGAN STANLEY & CO. LLC|16500
SPXL|DIREXION S&P BULL 3X|MSTX|MORGAN STANLEY & CO. LLC|6800
SPXL|DIREXION S&P BULL 3X|NBCS|NBC Securities, INC.|350
SPXL|DIREXION S&P BULL 3X|NFSC|National Financial Services LLC|6669883
SPXL|DIREXION S&P BULL 3X|NITE|VIRTU Americas LLC|8136145
SPXL|DIREXION S&P BULL 3X|NITP|VIRTU Americas LLC|74625
SPXL|DIREXION S&P BULL 3X|NQRB|Brut, LLC|25713
SPXL|DIREXION S&P BULL 3X|NTBF|BMO Nesbitt Burns Inc./CDS|93334
SPXL|DIREXION S&P BULL 3X|OHOS|TWO SIGMA SECURITIES, LLC|19297
SPXL|DIREXION S&P BULL 3X|OPCO|Oppenheimer & Co. Inc.|312
SPXL|DIREXION S&P BULL 3X|PCPT|PHILLIP CAPITAL INC.|1
SPXL|DIREXION S&P BULL 3X|PDQM|CODA MARKETS, INC.|5738
SPXL|DIREXION S&P BULL 3X|PHLY|NASDAQ Execution Services, LLC|17000
SPXL|DIREXION S&P BULL 3X|PWJC|UBS Financial Services, Inc.|2267
SPXL|DIREXION S&P BULL 3X|RBCM|RBC CAPITAL MARKETS, LLC|504
SPXL|DIREXION S&P BULL 3X|RGLD|Regal Securities, Inc|915
SPXL|DIREXION S&P BULL 3X|SALI|INTL FCSTONE FINANCIAL INC.|525
SPXL|DIREXION S&P BULL 3X|SBSH|Citigroup Global Markets Inc.|13818
SPXL|DIREXION S&P BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|302561
SPXL|DIREXION S&P BULL 3X|SHMR|ABN Amro Clearing LLC|13779
SPXL|DIREXION S&P BULL 3X|SOGO|Wang Investment Associates, Inc.|3162
SPXL|DIREXION S&P BULL 3X|SPDR|SPEEDROUTE LLC|4918
SPXL|DIREXION S&P BULL 3X|STKP|STOCKPILE INVESTMENTS, INC.|146
SPXL|DIREXION S&P BULL 3X|SWIM|TD Ameritrade, Inc.|3832046
SPXL|DIREXION S&P BULL 3X|SWST|Hilltop Securities Inc.|906
SPXL|DIREXION S&P BULL 3X|TKNG|ALLY INVEST SECURITIES LLC|45829
SPXL|DIREXION S&P BULL 3X|TRBT|Tradebot Systems, Inc.|1017632
SPXL|DIREXION S&P BULL 3X|TRCM|TRC MARKETS LLC|1492211
SPXL|DIREXION S&P BULL 3X|TWTT|TASTYWORKS, INC.|9541
SPXL|DIREXION S&P BULL 3X|UBSA|UBS SECURITIES LLC|302680
SPXL|DIREXION S&P BULL 3X|UBSS|UBS Securities LLC|934670
SPXL|DIREXION S&P BULL 3X|VALX|VIRTU AMERICAS LLC|60899
SPXL|DIREXION S&P BULL 3X|VGRD|Vanguard Marketing Corporation|868618
SPXL|DIREXION S&P BULL 3X|VSIN|Vision Financial Markets Llc|1828
SPXL|DIREXION S&P BULL 3X|WBET|Wallachbeth Capital LLC|2600
SPXL|DIREXION S&P BULL 3X|WCHV|WELLS FARGO SECURITIES, LLC|351521
SPXL|DIREXION S&P BULL 3X|WEDB|WEDBUSH SECURITIES INC.|2000
SPXL|DIREXION S&P BULL 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34769
SPXL|DIREXION S&P BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48595
SPXL|DIREXION S&P BULL 3X|WGIF|CIBC World Markets Inc.|3090
SPXL|DIREXION S&P BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|38210
SPXL|DIREXION S&P BULL 3X|WTFS|JUST2TRADE, INC.|1100
SPXL|DIREXION S&P BULL 3X|XSTM|NATIONAL FINANCIAL SERVICES LLC|2018
SPXL|DIREXION S&P BULL 3X|YKNA|COMHAR CAPITAL MARKETS, LLC|205
SPXL|DIREXION S&P BULL 3X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38
SPXN|PROSHARES S&P 500 EX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17
SPXN|PROSHARES S&P 500 EX|LIME|Lime Brokerage LLC|2
SPXN|PROSHARES S&P 500 EX|LSCI|Lek Securities Corporation|4
SPXN|PROSHARES S&P 500 EX|MSCO|MORGAN STANLEY & CO. LLC|2
SPXS|DIREXION S&P500 BEAR|ALTX|Alternet Securities Inc.|13790
SPXS|DIREXION S&P500 BEAR|APCC|Apex Clearing Corporation|250738
SPXS|DIREXION S&P500 BEAR|BARD|Robert W. Baird & Co. Incorporated|3000
SPXS|DIREXION S&P500 BEAR|BATM|CBOE TRADING, INC.|15100
SPXS|DIREXION S&P500 BEAR|BIDS|BIDS TRADING L.P.|1200
SPXS|DIREXION S&P500 BEAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|280560
SPXS|DIREXION S&P500 BEAR|BLTK|Bulltick, Llc|300
SPXS|DIREXION S&P500 BEAR|BYXM|CBOE TRADING, INC.|126400
SPXS|DIREXION S&P500 BEAR|CHAS|Charles Schwab & Co., Inc.|37170
SPXS|DIREXION S&P500 BEAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|152800
SPXS|DIREXION S&P500 BEAR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
SPXS|DIREXION S&P500 BEAR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|61114
SPXS|DIREXION S&P500 BEAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|239119
SPXS|DIREXION S&P500 BEAR|CTDL|Citadel Derivatives Group Llc|121783
SPXS|DIREXION S&P500 BEAR|CTLR|CUTLER GROUP, LP|400
SPXS|DIREXION S&P500 BEAR|CXCX|CITIGROUP GLOBAL MARKETS INC.|10404
SPXS|DIREXION S&P500 BEAR|DBAB|Deutsche Bank Securities Inc.|4038
SPXS|DIREXION S&P500 BEAR|DBAX|Deutsche Bank Securities Inc.|24900
SPXS|DIREXION S&P500 BEAR|DCHF|Dart Executions, LLC|394787
SPXS|DIREXION S&P500 BEAR|DEAN|MORGAN STANLEY|600
SPXS|DIREXION S&P500 BEAR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|79047
SPXS|DIREXION S&P500 BEAR|DRWJ|DRW SECURITIES, L.L.C.|1341940
SPXS|DIREXION S&P500 BEAR|EBXL|EBX LLC|209400
SPXS|DIREXION S&P500 BEAR|ECUT|CONVERGEX EXECUTION SOLUTIONS|34331
SPXS|DIREXION S&P500 BEAR|EDJO|Edward D. Jones & Co., L.P.|200
SPXS|DIREXION S&P500 BEAR|EGAM|CBOE TRADING, INC.|449836
SPXS|DIREXION S&P500 BEAR|EGAW|CBOE TRADING, INC.|2500
SPXS|DIREXION S&P500 BEAR|EGXM|CBOE TRADING, INC.|17417
SPXS|DIREXION S&P500 BEAR|EGXW|CBOE TRADING, INC.|100
SPXS|DIREXION S&P500 BEAR|ETBE|Electronic Transaction Clearing, Inc.|39606
SPXS|DIREXION S&P500 BEAR|ETCB|ETC BROKERAGE SERVICES, LLC|5713
SPXS|DIREXION S&P500 BEAR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3620
SPXS|DIREXION S&P500 BEAR|ETRS|E*Trade Securities LLC|2065535
SPXS|DIREXION S&P500 BEAR|FILL|Tradestation Securities, Inc.|443115
SPXS|DIREXION S&P500 BEAR|FMAF|NBCN Inc./ CDS|230689
SPXS|DIREXION S&P500 BEAR|FQLS|Quantlab Securities LP|145197
SPXS|DIREXION S&P500 BEAR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5220
SPXS|DIREXION S&P500 BEAR|FTBR|Foliofn Investments, Inc.|2315
SPXS|DIREXION S&P500 BEAR|GEBB|GLOBAL EXECUTION BROKERS, LP|400
SPXS|DIREXION S&P500 BEAR|GLIS|TD Securities Inc|125741
SPXS|DIREXION S&P500 BEAR|GLPX|ACS EXECUTION SERVICES, LLC|94097
SPXS|DIREXION S&P500 BEAR|GSCO|GOLDMAN SACHS & CO. LLC|100
SPXS|DIREXION S&P500 BEAR|GSCS|GOLDMAN SACHS & CO. LLC|24715
SPXS|DIREXION S&P500 BEAR|GSLT|GOLDMAN SACHS & CO. LLC|10328
SPXS|DIREXION S&P500 BEAR|GTSZ|GTS SECURITIES LLC|856921
SPXS|DIREXION S&P500 BEAR|HRBF|American Enterprise Investment Services Inc.|8972
SPXS|DIREXION S&P500 BEAR|HSBC|HSBC Securities, Inc.|78
SPXS|DIREXION S&P500 BEAR|IATS|INTERACTIVE BROKERS LLC|469142
SPXS|DIREXION S&P500 BEAR|IBKR|Interactive Brokers Llc|841726
SPXS|DIREXION S&P500 BEAR|ICBX|INSTINET, LLC|167832
SPXS|DIREXION S&P500 BEAR|INCA|INSTINET, LLC|272934
SPXS|DIREXION S&P500 BEAR|ITGI|ITG Inc.|30948
SPXS|DIREXION S&P500 BEAR|ITGP|ITG INC.|171400
SPXS|DIREXION S&P500 BEAR|JHDR|J.H. Darbie & Co., Inc.|30
SPXS|DIREXION S&P500 BEAR|JMPT|JUMP TRADING, LLC|27702
SPXS|DIREXION S&P500 BEAR|JPMX|J.P. Morgan Securities LLC|200
SPXS|DIREXION S&P500 BEAR|JSEB|JANE STREET EXECUTION SERVICES, LLC|207200
SPXS|DIREXION S&P500 BEAR|JSJX|JANE STREET CAPITAL LLC|2480006
SPXS|DIREXION S&P500 BEAR|KCGM|VIRTU Americas LLC|50771
SPXS|DIREXION S&P500 BEAR|LEHM|Barclays Capital Inc./Le|279761
SPXS|DIREXION S&P500 BEAR|LIME|Lime Brokerage LLC|16124
SPXS|DIREXION S&P500 BEAR|LIWM|LIME BROKERAGE LLC|52079
SPXS|DIREXION S&P500 BEAR|LPCM|Lampert Capital Markets Inc.|645
SPXS|DIREXION S&P500 BEAR|LSCI|Lek Securities Corporation|637500
SPXS|DIREXION S&P500 BEAR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SPXS|DIREXION S&P500 BEAR|MBTS|ALLY INVEST SECURITIES LLC|8200
SPXS|DIREXION S&P500 BEAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|422018
SPXS|DIREXION S&P500 BEAR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5500
SPXS|DIREXION S&P500 BEAR|MOTF|MOTIF INVESTING, INC.|12
SPXS|DIREXION S&P500 BEAR|MSCO|MORGAN STANLEY & CO. LLC|478974
SPXS|DIREXION S&P500 BEAR|MSPL|MORGAN STANLEY & CO. LLC|6800
SPXS|DIREXION S&P500 BEAR|MSTX|MORGAN STANLEY & CO. LLC|200
SPXS|DIREXION S&P500 BEAR|NBCS|NBC Securities, INC.|2000
SPXS|DIREXION S&P500 BEAR|NFSC|National Financial Services LLC|5558097
SPXS|DIREXION S&P500 BEAR|NITE|VIRTU Americas LLC|6898170
SPXS|DIREXION S&P500 BEAR|NITP|VIRTU Americas LLC|45124
SPXS|DIREXION S&P500 BEAR|NQRB|Brut, LLC|20700
SPXS|DIREXION S&P500 BEAR|NTBF|BMO Nesbitt Burns Inc./CDS|23302
SPXS|DIREXION S&P500 BEAR|OHOS|TWO SIGMA SECURITIES, LLC|5341
SPXS|DIREXION S&P500 BEAR|OPCO|Oppenheimer & Co. Inc.|2160
SPXS|DIREXION S&P500 BEAR|PDQM|CODA MARKETS, INC.|147006
SPXS|DIREXION S&P500 BEAR|PHLY|NASDAQ Execution Services, LLC|2600
SPXS|DIREXION S&P500 BEAR|PWJC|UBS Financial Services, Inc.|560
SPXS|DIREXION S&P500 BEAR|RBCM|RBC CAPITAL MARKETS, LLC|16300
SPXS|DIREXION S&P500 BEAR|RGLD|Regal Securities, Inc|40
SPXS|DIREXION S&P500 BEAR|RHOX|XR Securities LLC|862158
SPXS|DIREXION S&P500 BEAR|SAGL|SAGETRADER, LLC|100
SPXS|DIREXION S&P500 BEAR|SBSH|Citigroup Global Markets Inc.|22130
SPXS|DIREXION S&P500 BEAR|SGMT|GOLDMAN SACHS & CO. LLC|251708
SPXS|DIREXION S&P500 BEAR|SHMR|ABN Amro Clearing LLC|2868
SPXS|DIREXION S&P500 BEAR|SOGO|Wang Investment Associates, Inc.|370
SPXS|DIREXION S&P500 BEAR|SPDR|SPEEDROUTE LLC|25904
SPXS|DIREXION S&P500 BEAR|SPHN|Stephens Inc.|2000
SPXS|DIREXION S&P500 BEAR|STKP|STOCKPILE INVESTMENTS, INC.|62
SPXS|DIREXION S&P500 BEAR|SWIM|TD Ameritrade, Inc.|4525907
SPXS|DIREXION S&P500 BEAR|SWST|Hilltop Securities Inc.|32452
SPXS|DIREXION S&P500 BEAR|TKNG|ALLY INVEST SECURITIES LLC|9977
SPXS|DIREXION S&P500 BEAR|TRBT|Tradebot Systems, Inc.|177217
SPXS|DIREXION S&P500 BEAR|TRCM|TRC MARKETS LLC|2837259
SPXS|DIREXION S&P500 BEAR|TWTT|TASTYWORKS, INC.|7255
SPXS|DIREXION S&P500 BEAR|UBSA|UBS SECURITIES LLC|307577
SPXS|DIREXION S&P500 BEAR|UBSS|UBS Securities LLC|781470
SPXS|DIREXION S&P500 BEAR|VALX|VIRTU AMERICAS LLC|52410
SPXS|DIREXION S&P500 BEAR|VGRD|Vanguard Marketing Corporation|391782
SPXS|DIREXION S&P500 BEAR|VSIN|Vision Financial Markets Llc|200
SPXS|DIREXION S&P500 BEAR|WCHV|WELLS FARGO SECURITIES, LLC|296879
SPXS|DIREXION S&P500 BEAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17374
SPXS|DIREXION S&P500 BEAR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|101214
SPXS|DIREXION S&P500 BEAR|WGIF|CIBC World Markets Inc.|11560
SPXS|DIREXION S&P500 BEAR|WSEA|WOLVERINE SECURITIES, LLC|46293
SPXS|DIREXION S&P500 BEAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SPXS|DIREXION S&P500 BEAR|YKNA|COMHAR CAPITAL MARKETS, LLC|4500
SPXT|PROSHARES S&P 500 EX|CHAS|Charles Schwab & Co., Inc.|1
SPXT|PROSHARES S&P 500 EX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
SPXT|PROSHARES S&P 500 EX|KCGM|VIRTU Americas LLC|164
SPXT|PROSHARES S&P 500 EX|NFSC|National Financial Services LLC|377
SPXT|PROSHARES S&P 500 EX|NITE|VIRTU Americas LLC|1023
SPXT|PROSHARES S&P 500 EX|SWIM|TD Ameritrade, Inc.|1000
SPXU|PROSHARES|ALFA|ALPHA TRADING L.P.|155612
SPXU|PROSHARES|ALTX|Alternet Securities Inc.|30060
SPXU|PROSHARES|APCC|Apex Clearing Corporation|38950
SPXU|PROSHARES|BATM|CBOE TRADING, INC.|180387
SPXU|PROSHARES|BIDS|BIDS TRADING L.P.|4200
SPXU|PROSHARES|BKCM|BNY Mellon Capital Markets LLC|2
SPXU|PROSHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43882
SPXU|PROSHARES|BYXM|CBOE TRADING, INC.|300
SPXU|PROSHARES|CANT|Cantor Fitzgerald & Co.|959950
SPXU|PROSHARES|CHAS|Charles Schwab & Co., Inc.|17345
SPXU|PROSHARES|CIST|Capital Institutional Services, Inc.|3960
SPXU|PROSHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24883
SPXU|PROSHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1244
SPXU|PROSHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7000
SPXU|PROSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|359653
SPXU|PROSHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|138628
SPXU|PROSHARES|DBAB|Deutsche Bank Securities Inc.|26168
SPXU|PROSHARES|DBAX|Deutsche Bank Securities Inc.|81600
SPXU|PROSHARES|DCHF|Dart Executions, LLC|62080
SPXU|PROSHARES|DEAN|MORGAN STANLEY|2632
SPXU|PROSHARES|DEGS|RONIN PROFESSIONAL LLC|25
SPXU|PROSHARES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4300
SPXU|PROSHARES|DRWJ|DRW SECURITIES, L.L.C.|414486
SPXU|PROSHARES|EBXL|EBX LLC|241300
SPXU|PROSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|38043
SPXU|PROSHARES|EDJO|Edward D. Jones & Co., L.P.|27
SPXU|PROSHARES|EGAM|CBOE TRADING, INC.|15637
SPXU|PROSHARES|EGXM|CBOE TRADING, INC.|123196
SPXU|PROSHARES|EGXW|CBOE TRADING, INC.|17300
SPXU|PROSHARES|ETBE|Electronic Transaction Clearing, Inc.|14961
SPXU|PROSHARES|ETCB|ETC BROKERAGE SERVICES, LLC|307
SPXU|PROSHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5640
SPXU|PROSHARES|ETRS|E*Trade Securities LLC|2497551
SPXU|PROSHARES|FILL|Tradestation Securities, Inc.|146345
SPXU|PROSHARES|FMAF|NBCN Inc./ CDS|30614
SPXU|PROSHARES|FQLS|Quantlab Securities LP|41685
SPXU|PROSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10468
SPXU|PROSHARES|FTBR|Foliofn Investments, Inc.|1857
SPXU|PROSHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|400
SPXU|PROSHARES|GLIS|TD Securities Inc|31712
SPXU|PROSHARES|GLPX|ACS EXECUTION SERVICES, LLC|4976
SPXU|PROSHARES|GSCO|GOLDMAN SACHS & CO. LLC|442835
SPXU|PROSHARES|GSCS|GOLDMAN SACHS & CO. LLC|5100
SPXU|PROSHARES|GSLT|GOLDMAN SACHS & CO. LLC|60251
SPXU|PROSHARES|GTSZ|GTS SECURITIES LLC|1891116
SPXU|PROSHARES|HRBF|American Enterprise Investment Services Inc.|1835
SPXU|PROSHARES|HSBC|HSBC Securities, Inc.|13594
SPXU|PROSHARES|IATS|INTERACTIVE BROKERS LLC|195688
SPXU|PROSHARES|IBKR|Interactive Brokers Llc|607607
SPXU|PROSHARES|ICBX|INSTINET, LLC|395433
SPXU|PROSHARES|INCA|INSTINET, LLC|93151
SPXU|PROSHARES|ITGI|ITG Inc.|20043
SPXU|PROSHARES|ITGP|ITG INC.|344400
SPXU|PROSHARES|JANY|Janney Montgomery Scott Inc.|12824
SPXU|PROSHARES|JEFF|JEFFERIES LLC|300
SPXU|PROSHARES|JMPT|JUMP TRADING, LLC|45455
SPXU|PROSHARES|JONE|JonesTrading|50000
SPXU|PROSHARES|JPMX|J.P. Morgan Securities LLC|6844
SPXU|PROSHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|454515
SPXU|PROSHARES|JSJX|JANE STREET CAPITAL LLC|1951953
SPXU|PROSHARES|KCGM|VIRTU Americas LLC|169466
SPXU|PROSHARES|LEHM|Barclays Capital Inc./Le|835573
SPXU|PROSHARES|LGNT|COR CLEARING LLC|9
SPXU|PROSHARES|LIME|Lime Brokerage LLC|30587
SPXU|PROSHARES|LIWM|LIME BROKERAGE LLC|30602
SPXU|PROSHARES|LSCI|Lek Securities Corporation|1201
SPXU|PROSHARES|MBTS|ALLY INVEST SECURITIES LLC|450
SPXU|PROSHARES|MCMF|Raymond James Ltd. Cds|700
SPXU|PROSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|622202
SPXU|PROSHARES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7500
SPXU|PROSHARES|MOTF|MOTIF INVESTING, INC.|20
SPXU|PROSHARES|MSCO|MORGAN STANLEY & CO. LLC|796722
SPXU|PROSHARES|MSPL|MORGAN STANLEY & CO. LLC|114500
SPXU|PROSHARES|NFSC|National Financial Services LLC|4060002
SPXU|PROSHARES|NITE|VIRTU Americas LLC|5392371
SPXU|PROSHARES|NITP|VIRTU Americas LLC|228336
SPXU|PROSHARES|NQRB|Brut, LLC|35103
SPXU|PROSHARES|NTBF|BMO Nesbitt Burns Inc./CDS|26220
SPXU|PROSHARES|OHOS|TWO SIGMA SECURITIES, LLC|10237
SPXU|PROSHARES|OPCO|Oppenheimer & Co. Inc.|16577
SPXU|PROSHARES|PCPT|PHILLIP CAPITAL INC.|5700
SPXU|PROSHARES|PDQM|CODA MARKETS, INC.|9442
SPXU|PROSHARES|PHLY|NASDAQ Execution Services, LLC|1400
SPXU|PROSHARES|PWJC|UBS Financial Services, Inc.|400
SPXU|PROSHARES|RBCM|RBC CAPITAL MARKETS, LLC|4766
SPXU|PROSHARES|RGLD|Regal Securities, Inc|1150
SPXU|PROSHARES|RHOX|XR Securities LLC|1432869
SPXU|PROSHARES|SAGL|SAGETRADER, LLC|100
SPXU|PROSHARES|SALI|INTL FCSTONE FINANCIAL INC.|31
SPXU|PROSHARES|SBSH|Citigroup Global Markets Inc.|5165
SPXU|PROSHARES|SGMT|GOLDMAN SACHS & CO. LLC|459129
SPXU|PROSHARES|SOGO|Wang Investment Associates, Inc.|200
SPXU|PROSHARES|STKP|STOCKPILE INVESTMENTS, INC.|146
SPXU|PROSHARES|STTT|STATETRUST INVESTMENTS INC.|19300
SPXU|PROSHARES|SWIM|TD Ameritrade, Inc.|690161
SPXU|PROSHARES|TKNG|ALLY INVEST SECURITIES LLC|48783
SPXU|PROSHARES|TRBT|Tradebot Systems, Inc.|759769
SPXU|PROSHARES|TRCM|TRC MARKETS LLC|3269120
SPXU|PROSHARES|TWTT|TASTYWORKS, INC.|438
SPXU|PROSHARES|UBSA|UBS SECURITIES LLC|797067
SPXU|PROSHARES|UBSS|UBS Securities LLC|669157
SPXU|PROSHARES|VALX|VIRTU AMERICAS LLC|32090
SPXU|PROSHARES|VGRD|Vanguard Marketing Corporation|334154
SPXU|PROSHARES|VSIN|Vision Financial Markets Llc|364
SPXU|PROSHARES|WCHV|WELLS FARGO SECURITIES, LLC|14865
SPXU|PROSHARES|WDLF|W.D. Latimer Company Ltd./CDS|1900
SPXU|PROSHARES|WEDB|WEDBUSH SECURITIES INC.|30079
SPXU|PROSHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20921
SPXU|PROSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45328
SPXU|PROSHARES|WGIF|CIBC World Markets Inc.|100
SPXU|PROSHARES|WSEA|WOLVERINE SECURITIES, LLC|38628
SPXU|PROSHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|11400
SPXU|PROSHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|3000
SPXU|PROSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16
SPXV|PROSHARES S&P 500 EX|KCGM|VIRTU Americas LLC|221
SPXV|PROSHARES S&P 500 EX|LIME|Lime Brokerage LLC|7
SPXV|PROSHARES S&P 500 EX|NATL|National Securities Corporation|1
SPXV|PROSHARES S&P 500 EX|UBSA|UBS SECURITIES LLC|10
SPXV|PROSHARES S&P 500 EX|UBSS|UBS Securities LLC|1
SPXX|NUVEEN S&P 500 DYNAM|AGIS|Aegis Capital Corp.|880
SPXX|NUVEEN S&P 500 DYNAM|ALTX|Alternet Securities Inc.|1900
SPXX|NUVEEN S&P 500 DYNAM|APCC|Apex Clearing Corporation|159
SPXX|NUVEEN S&P 500 DYNAM|BARD|Robert W. Baird & Co. Incorporated|418
SPXX|NUVEEN S&P 500 DYNAM|BATM|CBOE TRADING, INC.|1132
SPXX|NUVEEN S&P 500 DYNAM|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|141
SPXX|NUVEEN S&P 500 DYNAM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2067
SPXX|NUVEEN S&P 500 DYNAM|BYXM|CBOE TRADING, INC.|700
SPXX|NUVEEN S&P 500 DYNAM|CHAS|Charles Schwab & Co., Inc.|2
SPXX|NUVEEN S&P 500 DYNAM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8235
SPXX|NUVEEN S&P 500 DYNAM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3420
SPXX|NUVEEN S&P 500 DYNAM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4403
SPXX|NUVEEN S&P 500 DYNAM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20290
SPXX|NUVEEN S&P 500 DYNAM|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
SPXX|NUVEEN S&P 500 DYNAM|DBAX|Deutsche Bank Securities Inc.|12800
SPXX|NUVEEN S&P 500 DYNAM|DEAN|MORGAN STANLEY|7935
SPXX|NUVEEN S&P 500 DYNAM|DEGS|RONIN PROFESSIONAL LLC|200
SPXX|NUVEEN S&P 500 DYNAM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4567
SPXX|NUVEEN S&P 500 DYNAM|EBXL|EBX LLC|12600
SPXX|NUVEEN S&P 500 DYNAM|EDJO|Edward D. Jones & Co., L.P.|145
SPXX|NUVEEN S&P 500 DYNAM|EGAM|CBOE TRADING, INC.|3780
SPXX|NUVEEN S&P 500 DYNAM|EGXM|CBOE TRADING, INC.|400
SPXX|NUVEEN S&P 500 DYNAM|EGXW|CBOE TRADING, INC.|200
SPXX|NUVEEN S&P 500 DYNAM|ESPO|ESPOSITO SECURITIES, LLC|2043
SPXX|NUVEEN S&P 500 DYNAM|ETBE|Electronic Transaction Clearing, Inc.|300
SPXX|NUVEEN S&P 500 DYNAM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SPXX|NUVEEN S&P 500 DYNAM|ETRS|E*Trade Securities LLC|18123
SPXX|NUVEEN S&P 500 DYNAM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1040
SPXX|NUVEEN S&P 500 DYNAM|FTBR|Foliofn Investments, Inc.|12
SPXX|NUVEEN S&P 500 DYNAM|GLPX|ACS EXECUTION SERVICES, LLC|4582
SPXX|NUVEEN S&P 500 DYNAM|GSCO|GOLDMAN SACHS & CO. LLC|300
SPXX|NUVEEN S&P 500 DYNAM|GSLT|GOLDMAN SACHS & CO. LLC|300
SPXX|NUVEEN S&P 500 DYNAM|GTSZ|GTS SECURITIES LLC|11313
SPXX|NUVEEN S&P 500 DYNAM|HRBF|American Enterprise Investment Services Inc.|17967
SPXX|NUVEEN S&P 500 DYNAM|IATS|INTERACTIVE BROKERS LLC|12016
SPXX|NUVEEN S&P 500 DYNAM|IBKR|Interactive Brokers Llc|76556
SPXX|NUVEEN S&P 500 DYNAM|ICBX|INSTINET, LLC|5100
SPXX|NUVEEN S&P 500 DYNAM|INCA|INSTINET, LLC|17246
SPXX|NUVEEN S&P 500 DYNAM|INJX|INSTINET, LLC|1037
SPXX|NUVEEN S&P 500 DYNAM|ITGI|ITG Inc.|10175
SPXX|NUVEEN S&P 500 DYNAM|ITGP|ITG INC.|7600
SPXX|NUVEEN S&P 500 DYNAM|JANY|Janney Montgomery Scott Inc.|1350
SPXX|NUVEEN S&P 500 DYNAM|JEFF|JEFFERIES LLC|1369
SPXX|NUVEEN S&P 500 DYNAM|JMPT|JUMP TRADING, LLC|36
SPXX|NUVEEN S&P 500 DYNAM|JPMX|J.P. Morgan Securities LLC|7280
SPXX|NUVEEN S&P 500 DYNAM|JSJX|JANE STREET CAPITAL LLC|300
SPXX|NUVEEN S&P 500 DYNAM|KCGM|VIRTU Americas LLC|1450
SPXX|NUVEEN S&P 500 DYNAM|LEHM|Barclays Capital Inc./Le|8600
SPXX|NUVEEN S&P 500 DYNAM|LIME|Lime Brokerage LLC|5376
SPXX|NUVEEN S&P 500 DYNAM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4066
SPXX|NUVEEN S&P 500 DYNAM|MAXM|Maxim Group LLC|530
SPXX|NUVEEN S&P 500 DYNAM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13600
SPXX|NUVEEN S&P 500 DYNAM|MSCO|MORGAN STANLEY & CO. LLC|42897
SPXX|NUVEEN S&P 500 DYNAM|MSPL|MORGAN STANLEY & CO. LLC|1600
SPXX|NUVEEN S&P 500 DYNAM|NATL|National Securities Corporation|24829
SPXX|NUVEEN S&P 500 DYNAM|NFSC|National Financial Services LLC|144365
SPXX|NUVEEN S&P 500 DYNAM|NITE|VIRTU Americas LLC|334590
SPXX|NUVEEN S&P 500 DYNAM|NQRB|Brut, LLC|300
SPXX|NUVEEN S&P 500 DYNAM|NTRC|Northern Trust Securities, Inc.|1945
SPXX|NUVEEN S&P 500 DYNAM|OPCO|Oppenheimer & Co. Inc.|1822
SPXX|NUVEEN S&P 500 DYNAM|PDQM|CODA MARKETS, INC.|7290
SPXX|NUVEEN S&P 500 DYNAM|PWJC|UBS Financial Services, Inc.|3388
SPXX|NUVEEN S&P 500 DYNAM|RBCM|RBC CAPITAL MARKETS, LLC|16974
SPXX|NUVEEN S&P 500 DYNAM|RGLD|Regal Securities, Inc|50
SPXX|NUVEEN S&P 500 DYNAM|SAGL|SAGETRADER, LLC|300
SPXX|NUVEEN S&P 500 DYNAM|SBSH|Citigroup Global Markets Inc.|4622
SPXX|NUVEEN S&P 500 DYNAM|SGMT|GOLDMAN SACHS & CO. LLC|5268
SPXX|NUVEEN S&P 500 DYNAM|SPDR|SPEEDROUTE LLC|2500
SPXX|NUVEEN S&P 500 DYNAM|SPTD|MINT GLOBAL MARKETS, INC.|62780
SPXX|NUVEEN S&P 500 DYNAM|STFL|Stifel, Nicolaus & Company, Incorporated|25936
SPXX|NUVEEN S&P 500 DYNAM|SWIM|TD Ameritrade, Inc.|75161
SPXX|NUVEEN S&P 500 DYNAM|SWST|Hilltop Securities Inc.|1370
SPXX|NUVEEN S&P 500 DYNAM|TRBT|Tradebot Systems, Inc.|1606
SPXX|NUVEEN S&P 500 DYNAM|TRCM|TRC MARKETS LLC|100
SPXX|NUVEEN S&P 500 DYNAM|UBSA|UBS SECURITIES LLC|31084
SPXX|NUVEEN S&P 500 DYNAM|UBSS|UBS Securities LLC|113852
SPXX|NUVEEN S&P 500 DYNAM|VALX|VIRTU AMERICAS LLC|4440
SPXX|NUVEEN S&P 500 DYNAM|VERT|The Vertical Trading Group, LLC|16
SPXX|NUVEEN S&P 500 DYNAM|VGRD|Vanguard Marketing Corporation|15920
SPXX|NUVEEN S&P 500 DYNAM|WCHV|WELLS FARGO SECURITIES, LLC|120925
SPXX|NUVEEN S&P 500 DYNAM|WEDB|WEDBUSH SECURITIES INC.|140
SPXX|NUVEEN S&P 500 DYNAM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1130
SPXX|NUVEEN S&P 500 DYNAM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1693
SPXX|NUVEEN S&P 500 DYNAM|WSEA|WOLVERINE SECURITIES, LLC|5414
SPXX|NUVEEN S&P 500 DYNAM|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
SPXX|NUVEEN S&P 500 DYNAM|YKNA|COMHAR CAPITAL MARKETS, LLC|400
SPXX|NUVEEN S&P 500 DYNAM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14381
SPY|SPDR S&P 500 ETF TRS|ABLE|NATIXIS Securities Americas LLC|36340
SPY|SPDR S&P 500 ETF TRS|ADAM|CANACCORD GENUITY INC.|17266
SPY|SPDR S&P 500 ETF TRS|AGIS|Aegis Capital Corp.|1863
SPY|SPDR S&P 500 ETF TRS|ALLN|Allen & Company LLC|50000
SPY|SPDR S&P 500 ETF TRS|ALTX|Alternet Securities Inc.|837382
SPY|SPDR S&P 500 ETF TRS|ANOS|ABEL/NOSER, L.L.C.|7898
SPY|SPDR S&P 500 ETF TRS|AOSD|AOS, Inc.|100
SPY|SPDR S&P 500 ETF TRS|APCC|Apex Clearing Corporation|591120
SPY|SPDR S&P 500 ETF TRS|BALE|M&T SECURITIES, INC.|300
SPY|SPDR S&P 500 ETF TRS|BANK|Primevest Financial Services, Inc.|4196
SPY|SPDR S&P 500 ETF TRS|BARD|Robert W. Baird & Co. Incorporated|25372
SPY|SPDR S&P 500 ETF TRS|BATM|CBOE TRADING, INC.|1361422
SPY|SPDR S&P 500 ETF TRS|BAYC|BAY CREST PARTNERS, LLC|7908588
SPY|SPDR S&P 500 ETF TRS|BAYT|BTIG, LLC|713649
SPY|SPDR S&P 500 ETF TRS|BBNT|BB&T SECURITIES, LLC|26472
SPY|SPDR S&P 500 ETF TRS|BERN|Sanford C. Bernstein & Co., LLC|834943
SPY|SPDR S&P 500 ETF TRS|BIDS|BIDS TRADING L.P.|62300
SPY|SPDR S&P 500 ETF TRS|BIMI|Banca IMI Securities Corp.|341
SPY|SPDR S&P 500 ETF TRS|BKCM|BNY Mellon Capital Markets LLC|8575
SPY|SPDR S&P 500 ETF TRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|527175
SPY|SPDR S&P 500 ETF TRS|BLKX|INSTINET, LLC|348400
SPY|SPDR S&P 500 ETF TRS|BLTK|Bulltick, Llc|59697
SPY|SPDR S&P 500 ETF TRS|BMOC|BMO Capital Markets Corp.|15229
SPY|SPDR S&P 500 ETF TRS|BNCH|The Benchmark Company, LLC|102800
SPY|SPDR S&P 500 ETF TRS|BNPX|BNP PARIBAS SECURITIES CORP.|23388486
SPY|SPDR S&P 500 ETF TRS|BRGE|Newbridge Securities Corp.|42
SPY|SPDR S&P 500 ETF TRS|BTIG|BTIG, LLC|145352
SPY|SPDR S&P 500 ETF TRS|BYXM|CBOE TRADING, INC.|131803
SPY|SPDR S&P 500 ETF TRS|BZXL|VOLANT LIQUIDITY, LLC|500
SPY|SPDR S&P 500 ETF TRS|CANT|Cantor Fitzgerald & Co.|1459427
SPY|SPDR S&P 500 ETF TRS|CBLC|CITIGROUP GLOBAL MARKETS INC.|45400
SPY|SPDR S&P 500 ETF TRS|CBRA|Cobra Trading, Inc.|1900
SPY|SPDR S&P 500 ETF TRS|CCMB|COWEN PRIME SERVICES LLC|100
SPY|SPDR S&P 500 ETF TRS|CHAS|Charles Schwab & Co., Inc.|78408
SPY|SPDR S&P 500 ETF TRS|CHBC|PENSERRA SECURITIES, LLC|29406640
SPY|SPDR S&P 500 ETF TRS|CICF|Canaccord Genuity Corp.|570
SPY|SPDR S&P 500 ETF TRS|CIST|Capital Institutional Services, Inc.|24131
SPY|SPDR S&P 500 ETF TRS|CMTT|CMT TRADING LLC|3228
SPY|SPDR S&P 500 ETF TRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1882977
SPY|SPDR S&P 500 ETF TRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|212571
SPY|SPDR S&P 500 ETF TRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1011797
SPY|SPDR S&P 500 ETF TRS|CRAG|KEPLER CAPITAL MARKETS, INC.|75000
SPY|SPDR S&P 500 ETF TRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9722688
SPY|SPDR S&P 500 ETF TRS|CSIN|Citadel Securities Institutional LLC|762289
SPY|SPDR S&P 500 ETF TRS|CSMS|CORNERSTONE MACRO LLC|300
SPY|SPDR S&P 500 ETF TRS|CTDL|Citadel Derivatives Group Llc|4305286
SPY|SPDR S&P 500 ETF TRS|CTLR|CUTLER GROUP, LP|100
SPY|SPDR S&P 500 ETF TRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1632878
SPY|SPDR S&P 500 ETF TRS|DADA|D.A. Davidson & Co.|8387
SPY|SPDR S&P 500 ETF TRS|DAVA|Davenport & Company LLC|456
SPY|SPDR S&P 500 ETF TRS|DAWA|Daiwa Capital Markets America Inc.|180000
SPY|SPDR S&P 500 ETF TRS|DBAB|Deutsche Bank Securities Inc.|49707764
SPY|SPDR S&P 500 ETF TRS|DBAX|Deutsche Bank Securities Inc.|4456100
SPY|SPDR S&P 500 ETF TRS|DBUL|Deutsche Bank Securities Inc.|18090
SPY|SPDR S&P 500 ETF TRS|DCHF|Dart Executions, LLC|632202
SPY|SPDR S&P 500 ETF TRS|DEAN|MORGAN STANLEY|270898
SPY|SPDR S&P 500 ETF TRS|DEGS|RONIN PROFESSIONAL LLC|5128
SPY|SPDR S&P 500 ETF TRS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|851397
SPY|SPDR S&P 500 ETF TRS|DLTA|DEALERWEB INC.|196351178
SPY|SPDR S&P 500 ETF TRS|DOTC|Dougherty & Company LLC|5000
SPY|SPDR S&P 500 ETF TRS|DRWC|DRW SECURITIES, L.L.C.|4600
SPY|SPDR S&P 500 ETF TRS|DRWJ|DRW SECURITIES, L.L.C.|9791592
SPY|SPDR S&P 500 ETF TRS|EBXL|EBX LLC|9826300
SPY|SPDR S&P 500 ETF TRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1205229
SPY|SPDR S&P 500 ETF TRS|EDJC|Edward Jones / CDS|473
SPY|SPDR S&P 500 ETF TRS|EDJO|Edward D. Jones & Co., L.P.|63598
SPY|SPDR S&P 500 ETF TRS|EGAM|CBOE TRADING, INC.|2066185
SPY|SPDR S&P 500 ETF TRS|EGAW|CBOE TRADING, INC.|38520
SPY|SPDR S&P 500 ETF TRS|EGMT|EG MARKET TECHNOLOGIES LLC|400
SPY|SPDR S&P 500 ETF TRS|EGXM|CBOE TRADING, INC.|687773
SPY|SPDR S&P 500 ETF TRS|EGXW|CBOE TRADING, INC.|76945
SPY|SPDR S&P 500 ETF TRS|ELEV|ELEVATION, LLC|27000
SPY|SPDR S&P 500 ETF TRS|EROP|Eroom Securities L.L.C.|114009
SPY|SPDR S&P 500 ETF TRS|ESPO|ESPOSITO SECURITIES, LLC|7058
SPY|SPDR S&P 500 ETF TRS|ETBE|Electronic Transaction Clearing, Inc.|1554864
SPY|SPDR S&P 500 ETF TRS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3956
SPY|SPDR S&P 500 ETF TRS|ETCB|ETC BROKERAGE SERVICES, LLC|152
SPY|SPDR S&P 500 ETF TRS|ETCC|Electronic Transaction Clearing, Inc.|39477
SPY|SPDR S&P 500 ETF TRS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18200
SPY|SPDR S&P 500 ETF TRS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1592241
SPY|SPDR S&P 500 ETF TRS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|120905
SPY|SPDR S&P 500 ETF TRS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|120
SPY|SPDR S&P 500 ETF TRS|ETRS|E*Trade Securities LLC|5154820
SPY|SPDR S&P 500 ETF TRS|EVRS|E1 ASSET MANAGEMENT, INC.|12
SPY|SPDR S&P 500 ETF TRS|FBSB|U.S. Bancorp Investments, Inc.|5392
SPY|SPDR S&P 500 ETF TRS|FCST|INTL FCSTONE FINANCIAL INC.|557247
SPY|SPDR S&P 500 ETF TRS|FFSI|Firstrade Securities Inc.|101
SPY|SPDR S&P 500 ETF TRS|FIDT|Fidelity Clearing Canada ULC./ CDS|73
SPY|SPDR S&P 500 ETF TRS|FILL|Tradestation Securities, Inc.|1618586
SPY|SPDR S&P 500 ETF TRS|FINX|FINTECH SECURITIES|4752
SPY|SPDR S&P 500 ETF TRS|FLTU|FLOW TRADERS US LLC|310002
SPY|SPDR S&P 500 ETF TRS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|663007
SPY|SPDR S&P 500 ETF TRS|FMAF|NBCN Inc./ CDS|51639
SPY|SPDR S&P 500 ETF TRS|FMCO|First Manhattan Co|200
SPY|SPDR S&P 500 ETF TRS|FNXS|FENIX SECURITIES, LLC|2275
SPY|SPDR S&P 500 ETF TRS|FOGS|FOG EQUITIES LLC|12235700
SPY|SPDR S&P 500 ETF TRS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|210708
SPY|SPDR S&P 500 ETF TRS|FQLS|Quantlab Securities LP|2552090
SPY|SPDR S&P 500 ETF TRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|650589
SPY|SPDR S&P 500 ETF TRS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|6214
SPY|SPDR S&P 500 ETF TRS|FTBR|Foliofn Investments, Inc.|69202
SPY|SPDR S&P 500 ETF TRS|GARC|ICAP Corporates LLC|14805000
SPY|SPDR S&P 500 ETF TRS|GBMT|GBM International, Inc.|23164
SPY|SPDR S&P 500 ETF TRS|GEBB|GLOBAL EXECUTION BROKERS, LP|380264
SPY|SPDR S&P 500 ETF TRS|GFRY|JUMP TRADING, LLC|3483606
SPY|SPDR S&P 500 ETF TRS|GLIS|TD Securities Inc|58354
SPY|SPDR S&P 500 ETF TRS|GLPX|ACS EXECUTION SERVICES, LLC|2412130
SPY|SPDR S&P 500 ETF TRS|GSCO|GOLDMAN SACHS & CO. LLC|98135960
SPY|SPDR S&P 500 ETF TRS|GSCS|GOLDMAN SACHS & CO. LLC|2522074
SPY|SPDR S&P 500 ETF TRS|GSLT|GOLDMAN SACHS & CO. LLC|3443085
SPY|SPDR S&P 500 ETF TRS|GTSZ|GTS SECURITIES LLC|7569357
SPY|SPDR S&P 500 ETF TRS|HAPX|HAP Trading, LLC|330454
SPY|SPDR S&P 500 ETF TRS|HASF|Haywood Securities Inc./CDS|31957
SPY|SPDR S&P 500 ETF TRS|HOVD|HOVDE GROUP, LLC|4040
SPY|SPDR S&P 500 ETF TRS|HRBF|American Enterprise Investment Services Inc.|509424
SPY|SPDR S&P 500 ETF TRS|HSBC|HSBC Securities, Inc.|458503
SPY|SPDR S&P 500 ETF TRS|IATS|INTERACTIVE BROKERS LLC|2602318
SPY|SPDR S&P 500 ETF TRS|IBKR|Interactive Brokers Llc|11001231
SPY|SPDR S&P 500 ETF TRS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17293
SPY|SPDR S&P 500 ETF TRS|ICBX|INSTINET, LLC|2691571
SPY|SPDR S&P 500 ETF TRS|IEQY|CITADEL SECURITIES LLC|3273142
SPY|SPDR S&P 500 ETF TRS|INCA|INSTINET, LLC|19993296
SPY|SPDR S&P 500 ETF TRS|INJX|INSTINET, LLC|883937
SPY|SPDR S&P 500 ETF TRS|ITGI|ITG Inc.|2560089
SPY|SPDR S&P 500 ETF TRS|ITGP|ITG INC.|1818800
SPY|SPDR S&P 500 ETF TRS|JANY|Janney Montgomery Scott Inc.|19414
SPY|SPDR S&P 500 ETF TRS|JEFF|JEFFERIES LLC|4282843
SPY|SPDR S&P 500 ETF TRS|JHDR|J.H. Darbie & Co., Inc.|250
SPY|SPDR S&P 500 ETF TRS|JMPT|JUMP TRADING, LLC|769774
SPY|SPDR S&P 500 ETF TRS|JONE|JonesTrading|2582342
SPY|SPDR S&P 500 ETF TRS|JPBX|J.P. MORGAN SECURITIES LLC|1373810
SPY|SPDR S&P 500 ETF TRS|JPMX|J.P. Morgan Securities LLC|10425281
SPY|SPDR S&P 500 ETF TRS|JRCO|Johnson Rice & Company L.L.C.|200
SPY|SPDR S&P 500 ETF TRS|JSEB|JANE STREET EXECUTION SERVICES, LLC|62190
SPY|SPDR S&P 500 ETF TRS|JSJX|JANE STREET CAPITAL LLC|6928104
SPY|SPDR S&P 500 ETF TRS|JUTA|JUMP TRADING, LLC|805263
SPY|SPDR S&P 500 ETF TRS|KCGM|VIRTU Americas LLC|1616902
SPY|SPDR S&P 500 ETF TRS|KRSH|Kershner Securities, LLC|26983
SPY|SPDR S&P 500 ETF TRS|LAMP|Lampost Capital, L.C.|11
SPY|SPDR S&P 500 ETF TRS|LBKI|Libucki & Co., LLC|39656320
SPY|SPDR S&P 500 ETF TRS|LEER|LEERINK PARTNERS LLC|96
SPY|SPDR S&P 500 ETF TRS|LEHM|Barclays Capital Inc./Le|38187735
SPY|SPDR S&P 500 ETF TRS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|7393
SPY|SPDR S&P 500 ETF TRS|LIME|Lime Brokerage LLC|5486877
SPY|SPDR S&P 500 ETF TRS|LIWD|LIME BROKERAGE LLC|86864
SPY|SPDR S&P 500 ETF TRS|LIWM|LIME BROKERAGE LLC|4870
SPY|SPDR S&P 500 ETF TRS|LMGP|LIME BROKERAGE LLC|35632
SPY|SPDR S&P 500 ETF TRS|LOOP|Loop Capital Markets LLC|300
SPY|SPDR S&P 500 ETF TRS|LQNA|LIQUIDNET, INC.|15600
SPY|SPDR S&P 500 ETF TRS|LSCI|Lek Securities Corporation|27365905
SPY|SPDR S&P 500 ETF TRS|LVMR|LIVERMORE TRADING GROUP, INC.|7580
SPY|SPDR S&P 500 ETF TRS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|60031
SPY|SPDR S&P 500 ETF TRS|MACC|Mid Atlantic Capital Corporation|30014
SPY|SPDR S&P 500 ETF TRS|MACQ|Macquarie Capital (USA) Inc.|29800
SPY|SPDR S&P 500 ETF TRS|MAVB|Great Point Capital LLC|2000
SPY|SPDR S&P 500 ETF TRS|MAXM|Maxim Group LLC|318339
SPY|SPDR S&P 500 ETF TRS|MBTS|ALLY INVEST SECURITIES LLC|13193
SPY|SPDR S&P 500 ETF TRS|MCBT|Moors & Cabot, Inc.|20
SPY|SPDR S&P 500 ETF TRS|MCMF|Raymond James Ltd. Cds|4605
SPY|SPDR S&P 500 ETF TRS|MIRA|MIRAE ASSET SECURITIES (USA) INC.|300
SPY|SPDR S&P 500 ETF TRS|MKMP|MKM Partners LLC|10000
SPY|SPDR S&P 500 ETF TRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5202166
SPY|SPDR S&P 500 ETF TRS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|112644
SPY|SPDR S&P 500 ETF TRS|MOTF|MOTIF INVESTING, INC.|266
SPY|SPDR S&P 500 ETF TRS|MPSG|E D & F Man Capital Markets Inc.|2401
SPY|SPDR S&P 500 ETF TRS|MSCO|MORGAN STANLEY & CO. LLC|57561293
SPY|SPDR S&P 500 ETF TRS|MSPL|MORGAN STANLEY & CO. LLC|11768500
SPY|SPDR S&P 500 ETF TRS|MSTX|MORGAN STANLEY & CO. LLC|4655200
SPY|SPDR S&P 500 ETF TRS|MULL|MARK J. MULLER EQUITIES, INC.|5932
SPY|SPDR S&P 500 ETF TRS|MZHO|Mizuho Securities USA LLC|504318
SPY|SPDR S&P 500 ETF TRS|NATL|National Securities Corporation|4572
SPY|SPDR S&P 500 ETF TRS|NBCS|NBC Securities, INC.|72
SPY|SPDR S&P 500 ETF TRS|NEED|Needham & Company, LLC|6854
SPY|SPDR S&P 500 ETF TRS|NEUB|NEUBERGER BERMAN BD LLC|3282
SPY|SPDR S&P 500 ETF TRS|NFSC|National Financial Services LLC|13478451
SPY|SPDR S&P 500 ETF TRS|NITE|VIRTU Americas LLC|39099042
SPY|SPDR S&P 500 ETF TRS|NITP|VIRTU Americas LLC|733252
SPY|SPDR S&P 500 ETF TRS|NMRA|Nomura Securities International, Inc.|5543289
SPY|SPDR S&P 500 ETF TRS|NORM|JUMP TRADING, LLC|1908600
SPY|SPDR S&P 500 ETF TRS|NORT|Northland Securities, Inc.|63122
SPY|SPDR S&P 500 ETF TRS|NQRB|Brut, LLC|341982
SPY|SPDR S&P 500 ETF TRS|NTBF|BMO Nesbitt Burns Inc./CDS|83466
SPY|SPDR S&P 500 ETF TRS|NTFN|Network 1 Financial Securities Inc.|100
SPY|SPDR S&P 500 ETF TRS|NTRC|Northern Trust Securities, Inc.|14254
SPY|SPDR S&P 500 ETF TRS|OGRU|Oscar Gruss & Son, Incorporated|2800000
SPY|SPDR S&P 500 ETF TRS|OHOS|TWO SIGMA SECURITIES, LLC|2430790
SPY|SPDR S&P 500 ETF TRS|OLDM|OLD MISSION CAPITAL, LLC|12326
SPY|SPDR S&P 500 ETF TRS|ONEL|O'NEIL SECURITIES, INCORPORATED|19600
SPY|SPDR S&P 500 ETF TRS|OPCO|Oppenheimer & Co. Inc.|31946
SPY|SPDR S&P 500 ETF TRS|OPTU|Optiver US, LLC|77876
SPY|SPDR S&P 500 ETF TRS|OTAA|OTA LLC|62500
SPY|SPDR S&P 500 ETF TRS|PAUL|Paulson Investment Company, Inc.|140
SPY|SPDR S&P 500 ETF TRS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|463950
SPY|SPDR S&P 500 ETF TRS|PCFF|Pacific International Securities Inc./CDS|1400
SPY|SPDR S&P 500 ETF TRS|PCPT|PHILLIP CAPITAL INC.|1282
SPY|SPDR S&P 500 ETF TRS|PDQM|CODA MARKETS, INC.|3893858
SPY|SPDR S&P 500 ETF TRS|PHLY|NASDAQ Execution Services, LLC|602102
SPY|SPDR S&P 500 ETF TRS|PICT|Pictet Overseas Inc.|2021
SPY|SPDR S&P 500 ETF TRS|PINT|PRECISION SECURITIES, LLC|600
SPY|SPDR S&P 500 ETF TRS|PIPR|Piper Jaffray & Co.|25632
SPY|SPDR S&P 500 ETF TRS|PREC|PRECISION SECURITIES, LLC|4677
SPY|SPDR S&P 500 ETF TRS|PRJX|JUMP TRADING, LLC|8380569
SPY|SPDR S&P 500 ETF TRS|PRST|Merrill Lynch Professional Clearing Corp.|900000
SPY|SPDR S&P 500 ETF TRS|PWJC|UBS Financial Services, Inc.|228924
SPY|SPDR S&P 500 ETF TRS|QMSR|QUATTRO M SECURITIES INC.|255644
SPY|SPDR S&P 500 ETF TRS|RBCM|RBC CAPITAL MARKETS, LLC|106302
SPY|SPDR S&P 500 ETF TRS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2525010
SPY|SPDR S&P 500 ETF TRS|RGLD|Regal Securities, Inc|4511
SPY|SPDR S&P 500 ETF TRS|RHCO|Suntrust Robinson Humphrey, Inc.|33526
SPY|SPDR S&P 500 ETF TRS|RHOX|XR Securities LLC|66608515
SPY|SPDR S&P 500 ETF TRS|RILY|B. RILEY FBR, INC.|12000
SPY|SPDR S&P 500 ETF TRS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|400
SPY|SPDR S&P 500 ETF TRS|ROTH|Roth Capital Partners, LLC|1000
SPY|SPDR S&P 500 ETF TRS|SAGL|SAGETRADER, LLC|2009941
SPY|SPDR S&P 500 ETF TRS|SALI|INTL FCSTONE FINANCIAL INC.|1758
SPY|SPDR S&P 500 ETF TRS|SALW|SW FINANCIAL|2225
SPY|SPDR S&P 500 ETF TRS|SBRX|MURIEL SIEBERT & CO INC|184
SPY|SPDR S&P 500 ETF TRS|SBSH|Citigroup Global Markets Inc.|30541569
SPY|SPDR S&P 500 ETF TRS|SCMC|Scotia Capital Markets (USA) Inc.|2100
SPY|SPDR S&P 500 ETF TRS|SEIC|SEI Investments Distribution Co.|31451
SPY|SPDR S&P 500 ETF TRS|SGMT|GOLDMAN SACHS & CO. LLC|8003501
SPY|SPDR S&P 500 ETF TRS|SHMR|ABN Amro Clearing LLC|2637972
SPY|SPDR S&P 500 ETF TRS|SIBO|Prime Executions, Inc.|19429
SPY|SPDR S&P 500 ETF TRS|SOGO|Wang Investment Associates, Inc.|1584
SPY|SPDR S&P 500 ETF TRS|SPDR|SPEEDROUTE LLC|1163126
SPY|SPDR S&P 500 ETF TRS|SPHN|Stephens Inc.|29569
SPY|SPDR S&P 500 ETF TRS|SPNT|SEVEN POINTS CAPITAL, LLC|1300
SPY|SPDR S&P 500 ETF TRS|SPTD|MINT GLOBAL MARKETS, INC.|800
SPY|SPDR S&P 500 ETF TRS|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SPY|SPDR S&P 500 ETF TRS|STFC|Stuart Frankel & Co., Incorporated|12000
SPY|SPDR S&P 500 ETF TRS|STFL|Stifel, Nicolaus & Company, Incorporated|92974
SPY|SPDR S&P 500 ETF TRS|STKP|STOCKPILE INVESTMENTS, INC.|770
SPY|SPDR S&P 500 ETF TRS|SWIM|TD Ameritrade, Inc.|7963791
SPY|SPDR S&P 500 ETF TRS|SWST|Hilltop Securities Inc.|41149
SPY|SPDR S&P 500 ETF TRS|TDSI|TD Securities (USA) LLC|2600
SPY|SPDR S&P 500 ETF TRS|TFAS|TRADITION ASIEL SECURITIES INC.|28780000
SPY|SPDR S&P 500 ETF TRS|TKNG|ALLY INVEST SECURITIES LLC|652855
SPY|SPDR S&P 500 ETF TRS|TMBR|Timber Hill LLC|9368
SPY|SPDR S&P 500 ETF TRS|TOUR|TOURMALINE PARTNERS, LLC|11400
SPY|SPDR S&P 500 ETF TRS|TRBT|Tradebot Systems, Inc.|8385965
SPY|SPDR S&P 500 ETF TRS|TRCM|TRC MARKETS LLC|18071122
SPY|SPDR S&P 500 ETF TRS|TWTT|TASTYWORKS, INC.|45592
SPY|SPDR S&P 500 ETF TRS|UBSA|UBS SECURITIES LLC|19533164
SPY|SPDR S&P 500 ETF TRS|UBSS|UBS Securities LLC|21111896
SPY|SPDR S&P 500 ETF TRS|VALX|VIRTU AMERICAS LLC|3079737
SPY|SPDR S&P 500 ETF TRS|VGRD|Vanguard Marketing Corporation|337618
SPY|SPDR S&P 500 ETF TRS|VIEW|VIEWTRADE SECURITIES LLC|1000
SPY|SPDR S&P 500 ETF TRS|VNDS|VANDHAM SECURITIES CORP|1298
SPY|SPDR S&P 500 ETF TRS|VSIN|Vision Financial Markets Llc|15698
SPY|SPDR S&P 500 ETF TRS|WABR|Wall Street Access|141659
SPY|SPDR S&P 500 ETF TRS|WBET|Wallachbeth Capital LLC|81444
SPY|SPDR S&P 500 ETF TRS|WBLR|WILLIAM BLAIR|3461
SPY|SPDR S&P 500 ETF TRS|WBPX|SUMMIT SECURITIES GROUP, LLC|5
SPY|SPDR S&P 500 ETF TRS|WCHV|WELLS FARGO SECURITIES, LLC|10386290
SPY|SPDR S&P 500 ETF TRS|WEDB|WEDBUSH SECURITIES INC.|2038361
SPY|SPDR S&P 500 ETF TRS|WEED|Weeden & Co.L.P.|1616
SPY|SPDR S&P 500 ETF TRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6590764
SPY|SPDR S&P 500 ETF TRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4385214
SPY|SPDR S&P 500 ETF TRS|WFPB|Wells Fargo Securities, LLC.|39895
SPY|SPDR S&P 500 ETF TRS|WGIF|CIBC World Markets Inc.|107584
SPY|SPDR S&P 500 ETF TRS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|753
SPY|SPDR S&P 500 ETF TRS|WSAG|WALL STREET ACCESS|656
SPY|SPDR S&P 500 ETF TRS|WSEA|WOLVERINE SECURITIES, LLC|1025734
SPY|SPDR S&P 500 ETF TRS|XIST|INSTINET, LLC|34200
SPY|SPDR S&P 500 ETF TRS|XPUS|XP SECURITIES, LLC|631962
SPY|SPDR S&P 500 ETF TRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1290550
SPY|SPDR S&P 500 ETF TRS|YKNA|COMHAR CAPITAL MARKETS, LLC|6712
SPY|SPDR S&P 500 ETF TRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|236680
SPYB|SPDR S&P 500 BUYBACK|APCC|Apex Clearing Corporation|21
SPYB|SPDR S&P 500 BUYBACK|CHAS|Charles Schwab & Co., Inc.|5
SPYB|SPDR S&P 500 BUYBACK|CICF|Canaccord Genuity Corp.|350
SPYB|SPDR S&P 500 BUYBACK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|349
SPYB|SPDR S&P 500 BUYBACK|DBAX|Deutsche Bank Securities Inc.|100
SPYB|SPDR S&P 500 BUYBACK|DEAN|MORGAN STANLEY|109
SPYB|SPDR S&P 500 BUYBACK|EBXL|EBX LLC|100
SPYB|SPDR S&P 500 BUYBACK|ETRS|E*Trade Securities LLC|15
SPYB|SPDR S&P 500 BUYBACK|FTBR|Foliofn Investments, Inc.|6
SPYB|SPDR S&P 500 BUYBACK|GSLT|GOLDMAN SACHS & CO. LLC|500
SPYB|SPDR S&P 500 BUYBACK|IBKR|Interactive Brokers Llc|400
SPYB|SPDR S&P 500 BUYBACK|JSJX|JANE STREET CAPITAL LLC|506
SPYB|SPDR S&P 500 BUYBACK|KCGM|VIRTU Americas LLC|9
SPYB|SPDR S&P 500 BUYBACK|LEHM|Barclays Capital Inc./Le|200
SPYB|SPDR S&P 500 BUYBACK|LIME|Lime Brokerage LLC|9
SPYB|SPDR S&P 500 BUYBACK|MOTF|MOTIF INVESTING, INC.|3
SPYB|SPDR S&P 500 BUYBACK|MSCO|MORGAN STANLEY & CO. LLC|1653
SPYB|SPDR S&P 500 BUYBACK|NFSC|National Financial Services LLC|1264
SPYB|SPDR S&P 500 BUYBACK|NITE|VIRTU Americas LLC|561
SPYB|SPDR S&P 500 BUYBACK|SWST|Hilltop Securities Inc.|291
SPYB|SPDR S&P 500 BUYBACK|UBSS|UBS Securities LLC|492
SPYB|SPDR S&P 500 BUYBACK|VGRD|Vanguard Marketing Corporation|26
SPYB|SPDR S&P 500 BUYBACK|WCHV|WELLS FARGO SECURITIES, LLC|130
SPYB|SPDR S&P 500 BUYBACK|WGIF|CIBC World Markets Inc.|80
SPYB|SPDR S&P 500 BUYBACK|WSEA|WOLVERINE SECURITIES, LLC|23
SPYB|SPDR S&P 500 BUYBACK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|999
SPYD|SPDR PORTFOLIO S&P 5|ANOS|ABEL/NOSER, L.L.C.|7263
SPYD|SPDR PORTFOLIO S&P 5|APCC|Apex Clearing Corporation|293
SPYD|SPDR PORTFOLIO S&P 5|BANK|Primevest Financial Services, Inc.|623
SPYD|SPDR PORTFOLIO S&P 5|BATM|CBOE TRADING, INC.|700
SPYD|SPDR PORTFOLIO S&P 5|BBNT|BB&T SECURITIES, LLC|46
SPYD|SPDR PORTFOLIO S&P 5|BKMM|BNY MELLON CAPITAL MARKETS, LLC|563
SPYD|SPDR PORTFOLIO S&P 5|CANT|Cantor Fitzgerald & Co.|18931
SPYD|SPDR PORTFOLIO S&P 5|CHAS|Charles Schwab & Co., Inc.|2256
SPYD|SPDR PORTFOLIO S&P 5|CIST|Capital Institutional Services, Inc.|300
SPYD|SPDR PORTFOLIO S&P 5|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
SPYD|SPDR PORTFOLIO S&P 5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13122
SPYD|SPDR PORTFOLIO S&P 5|CSIN|Citadel Securities Institutional LLC|5876
SPYD|SPDR PORTFOLIO S&P 5|CTDL|Citadel Derivatives Group Llc|7276
SPYD|SPDR PORTFOLIO S&P 5|DBAX|Deutsche Bank Securities Inc.|3500
SPYD|SPDR PORTFOLIO S&P 5|DEAN|MORGAN STANLEY|2769
SPYD|SPDR PORTFOLIO S&P 5|EBXL|EBX LLC|2800
SPYD|SPDR PORTFOLIO S&P 5|EDJO|Edward D. Jones & Co., L.P.|2221
SPYD|SPDR PORTFOLIO S&P 5|EGAM|CBOE TRADING, INC.|5220
SPYD|SPDR PORTFOLIO S&P 5|EGXM|CBOE TRADING, INC.|102
SPYD|SPDR PORTFOLIO S&P 5|ETRS|E*Trade Securities LLC|28706
SPYD|SPDR PORTFOLIO S&P 5|FMAF|NBCN Inc./ CDS|89
SPYD|SPDR PORTFOLIO S&P 5|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
SPYD|SPDR PORTFOLIO S&P 5|FTBR|Foliofn Investments, Inc.|43
SPYD|SPDR PORTFOLIO S&P 5|GSCO|GOLDMAN SACHS & CO. LLC|14
SPYD|SPDR PORTFOLIO S&P 5|GSLT|GOLDMAN SACHS & CO. LLC|721
SPYD|SPDR PORTFOLIO S&P 5|HRBF|American Enterprise Investment Services Inc.|30582
SPYD|SPDR PORTFOLIO S&P 5|IATS|INTERACTIVE BROKERS LLC|519
SPYD|SPDR PORTFOLIO S&P 5|IBKR|Interactive Brokers Llc|4190
SPYD|SPDR PORTFOLIO S&P 5|ICBX|INSTINET, LLC|3200
SPYD|SPDR PORTFOLIO S&P 5|INCA|INSTINET, LLC|113
SPYD|SPDR PORTFOLIO S&P 5|JMPT|JUMP TRADING, LLC|212
SPYD|SPDR PORTFOLIO S&P 5|JPMX|J.P. Morgan Securities LLC|1000
SPYD|SPDR PORTFOLIO S&P 5|JSEB|JANE STREET EXECUTION SERVICES, LLC|107003
SPYD|SPDR PORTFOLIO S&P 5|JSJX|JANE STREET CAPITAL LLC|323606
SPYD|SPDR PORTFOLIO S&P 5|KCGM|VIRTU Americas LLC|2685
SPYD|SPDR PORTFOLIO S&P 5|LEHM|Barclays Capital Inc./Le|10600
SPYD|SPDR PORTFOLIO S&P 5|LIME|Lime Brokerage LLC|1013
SPYD|SPDR PORTFOLIO S&P 5|LSCI|Lek Securities Corporation|1
SPYD|SPDR PORTFOLIO S&P 5|MACC|Mid Atlantic Capital Corporation|32
SPYD|SPDR PORTFOLIO S&P 5|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
SPYD|SPDR PORTFOLIO S&P 5|MOTF|MOTIF INVESTING, INC.|1
SPYD|SPDR PORTFOLIO S&P 5|MSCO|MORGAN STANLEY & CO. LLC|42036
SPYD|SPDR PORTFOLIO S&P 5|NFSC|National Financial Services LLC|94939
SPYD|SPDR PORTFOLIO S&P 5|NITE|VIRTU Americas LLC|184031
SPYD|SPDR PORTFOLIO S&P 5|PDQM|CODA MARKETS, INC.|12756
SPYD|SPDR PORTFOLIO S&P 5|RBCM|RBC CAPITAL MARKETS, LLC|1544
SPYD|SPDR PORTFOLIO S&P 5|SBSH|Citigroup Global Markets Inc.|4322
SPYD|SPDR PORTFOLIO S&P 5|SGMT|GOLDMAN SACHS & CO. LLC|5099
SPYD|SPDR PORTFOLIO S&P 5|SHMR|ABN Amro Clearing LLC|521
SPYD|SPDR PORTFOLIO S&P 5|SWIM|TD Ameritrade, Inc.|4174
SPYD|SPDR PORTFOLIO S&P 5|SWST|Hilltop Securities Inc.|1592
SPYD|SPDR PORTFOLIO S&P 5|TKNG|ALLY INVEST SECURITIES LLC|404
SPYD|SPDR PORTFOLIO S&P 5|TRCM|TRC MARKETS LLC|100
SPYD|SPDR PORTFOLIO S&P 5|TWTT|TASTYWORKS, INC.|42
SPYD|SPDR PORTFOLIO S&P 5|UBSA|UBS SECURITIES LLC|14810
SPYD|SPDR PORTFOLIO S&P 5|UBSS|UBS Securities LLC|47908
SPYD|SPDR PORTFOLIO S&P 5|VGRD|Vanguard Marketing Corporation|2415
SPYD|SPDR PORTFOLIO S&P 5|WCHV|WELLS FARGO SECURITIES, LLC|5439
SPYD|SPDR PORTFOLIO S&P 5|WEXM|WOLVERINE EXECUTION SERVICES, LLC|178
SPYD|SPDR PORTFOLIO S&P 5|WSEA|WOLVERINE SECURITIES, LLC|1358
SPYD|SPDR PORTFOLIO S&P 5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23115
SPYG|SPDR PORTFOLIO S&P 5|ALTX|Alternet Securities Inc.|552
SPYG|SPDR PORTFOLIO S&P 5|APCC|Apex Clearing Corporation|1353
SPYG|SPDR PORTFOLIO S&P 5|BANK|Primevest Financial Services, Inc.|1380
SPYG|SPDR PORTFOLIO S&P 5|BARD|Robert W. Baird & Co. Incorporated|753
SPYG|SPDR PORTFOLIO S&P 5|BATM|CBOE TRADING, INC.|6749
SPYG|SPDR PORTFOLIO S&P 5|BBNT|BB&T SECURITIES, LLC|2111
SPYG|SPDR PORTFOLIO S&P 5|BKMM|BNY MELLON CAPITAL MARKETS, LLC|72967
SPYG|SPDR PORTFOLIO S&P 5|CANT|Cantor Fitzgerald & Co.|112126
SPYG|SPDR PORTFOLIO S&P 5|CHAS|Charles Schwab & Co., Inc.|286
SPYG|SPDR PORTFOLIO S&P 5|CIST|Capital Institutional Services, Inc.|2472
SPYG|SPDR PORTFOLIO S&P 5|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22954
SPYG|SPDR PORTFOLIO S&P 5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54226
SPYG|SPDR PORTFOLIO S&P 5|CSIN|Citadel Securities Institutional LLC|916306
SPYG|SPDR PORTFOLIO S&P 5|CTDL|Citadel Derivatives Group Llc|932606
SPYG|SPDR PORTFOLIO S&P 5|CXCX|CITIGROUP GLOBAL MARKETS INC.|3840
SPYG|SPDR PORTFOLIO S&P 5|DADA|D.A. Davidson & Co.|21
SPYG|SPDR PORTFOLIO S&P 5|DBAB|Deutsche Bank Securities Inc.|702
SPYG|SPDR PORTFOLIO S&P 5|DBAX|Deutsche Bank Securities Inc.|23100
SPYG|SPDR PORTFOLIO S&P 5|DEAN|MORGAN STANLEY|19109
SPYG|SPDR PORTFOLIO S&P 5|EBXL|EBX LLC|32700
SPYG|SPDR PORTFOLIO S&P 5|ECUT|CONVERGEX EXECUTION SOLUTIONS|7900
SPYG|SPDR PORTFOLIO S&P 5|EDJO|Edward D. Jones & Co., L.P.|1366
SPYG|SPDR PORTFOLIO S&P 5|EGAM|CBOE TRADING, INC.|1459
SPYG|SPDR PORTFOLIO S&P 5|EGXM|CBOE TRADING, INC.|4576
SPYG|SPDR PORTFOLIO S&P 5|ETBE|Electronic Transaction Clearing, Inc.|1100
SPYG|SPDR PORTFOLIO S&P 5|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2532
SPYG|SPDR PORTFOLIO S&P 5|ETRS|E*Trade Securities LLC|59287
SPYG|SPDR PORTFOLIO S&P 5|FBSB|U.S. Bancorp Investments, Inc.|6558
SPYG|SPDR PORTFOLIO S&P 5|FILL|Tradestation Securities, Inc.|535
SPYG|SPDR PORTFOLIO S&P 5|FINX|FINTECH SECURITIES|1865
SPYG|SPDR PORTFOLIO S&P 5|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1267
SPYG|SPDR PORTFOLIO S&P 5|FTBR|Foliofn Investments, Inc.|36145
SPYG|SPDR PORTFOLIO S&P 5|GLIS|TD Securities Inc|5603
SPYG|SPDR PORTFOLIO S&P 5|GLPX|ACS EXECUTION SERVICES, LLC|80
SPYG|SPDR PORTFOLIO S&P 5|GSCO|GOLDMAN SACHS & CO. LLC|6235
SPYG|SPDR PORTFOLIO S&P 5|GSLT|GOLDMAN SACHS & CO. LLC|2761
SPYG|SPDR PORTFOLIO S&P 5|GTSZ|GTS SECURITIES LLC|409807
SPYG|SPDR PORTFOLIO S&P 5|HRBF|American Enterprise Investment Services Inc.|40104
SPYG|SPDR PORTFOLIO S&P 5|IATS|INTERACTIVE BROKERS LLC|650
SPYG|SPDR PORTFOLIO S&P 5|IBKR|Interactive Brokers Llc|6334
SPYG|SPDR PORTFOLIO S&P 5|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
SPYG|SPDR PORTFOLIO S&P 5|ICBX|INSTINET, LLC|47519
SPYG|SPDR PORTFOLIO S&P 5|INCA|INSTINET, LLC|2772
SPYG|SPDR PORTFOLIO S&P 5|ITGI|ITG Inc.|59045
SPYG|SPDR PORTFOLIO S&P 5|ITGP|ITG INC.|6400
SPYG|SPDR PORTFOLIO S&P 5|JANY|Janney Montgomery Scott Inc.|161
SPYG|SPDR PORTFOLIO S&P 5|JEFF|JEFFERIES LLC|215
SPYG|SPDR PORTFOLIO S&P 5|JMPT|JUMP TRADING, LLC|10851
SPYG|SPDR PORTFOLIO S&P 5|JPMX|J.P. Morgan Securities LLC|9254
SPYG|SPDR PORTFOLIO S&P 5|JSEB|JANE STREET EXECUTION SERVICES, LLC|370838
SPYG|SPDR PORTFOLIO S&P 5|JSJX|JANE STREET CAPITAL LLC|387527
SPYG|SPDR PORTFOLIO S&P 5|KCGM|VIRTU Americas LLC|13085
SPYG|SPDR PORTFOLIO S&P 5|LEHM|Barclays Capital Inc./Le|80236
SPYG|SPDR PORTFOLIO S&P 5|LIME|Lime Brokerage LLC|1395
SPYG|SPDR PORTFOLIO S&P 5|MACC|Mid Atlantic Capital Corporation|3134
SPYG|SPDR PORTFOLIO S&P 5|MBTS|ALLY INVEST SECURITIES LLC|10
SPYG|SPDR PORTFOLIO S&P 5|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23010
SPYG|SPDR PORTFOLIO S&P 5|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
SPYG|SPDR PORTFOLIO S&P 5|MOTF|MOTIF INVESTING, INC.|8
SPYG|SPDR PORTFOLIO S&P 5|MSCO|MORGAN STANLEY & CO. LLC|87898
SPYG|SPDR PORTFOLIO S&P 5|MSPL|MORGAN STANLEY & CO. LLC|1600
SPYG|SPDR PORTFOLIO S&P 5|NFSC|National Financial Services LLC|524447
SPYG|SPDR PORTFOLIO S&P 5|NITE|VIRTU Americas LLC|981722
SPYG|SPDR PORTFOLIO S&P 5|NITP|VIRTU Americas LLC|2173
SPYG|SPDR PORTFOLIO S&P 5|NQRB|Brut, LLC|1423
SPYG|SPDR PORTFOLIO S&P 5|NTBF|BMO Nesbitt Burns Inc./CDS|900
SPYG|SPDR PORTFOLIO S&P 5|OPCO|Oppenheimer & Co. Inc.|1500
SPYG|SPDR PORTFOLIO S&P 5|PDQM|CODA MARKETS, INC.|190
SPYG|SPDR PORTFOLIO S&P 5|PWJC|UBS Financial Services, Inc.|156
SPYG|SPDR PORTFOLIO S&P 5|RBCM|RBC CAPITAL MARKETS, LLC|27576
SPYG|SPDR PORTFOLIO S&P 5|RGLD|Regal Securities, Inc|100
SPYG|SPDR PORTFOLIO S&P 5|SALI|INTL FCSTONE FINANCIAL INC.|564
SPYG|SPDR PORTFOLIO S&P 5|SBSH|Citigroup Global Markets Inc.|3296
SPYG|SPDR PORTFOLIO S&P 5|SEIC|SEI Investments Distribution Co.|452
SPYG|SPDR PORTFOLIO S&P 5|SGMT|GOLDMAN SACHS & CO. LLC|45605
SPYG|SPDR PORTFOLIO S&P 5|SHMR|ABN Amro Clearing LLC|282
SPYG|SPDR PORTFOLIO S&P 5|SPHN|Stephens Inc.|200
SPYG|SPDR PORTFOLIO S&P 5|STFL|Stifel, Nicolaus & Company, Incorporated|10498
SPYG|SPDR PORTFOLIO S&P 5|STKP|STOCKPILE INVESTMENTS, INC.|702
SPYG|SPDR PORTFOLIO S&P 5|SWIM|TD Ameritrade, Inc.|28998
SPYG|SPDR PORTFOLIO S&P 5|SWST|Hilltop Securities Inc.|1135
SPYG|SPDR PORTFOLIO S&P 5|TKNG|ALLY INVEST SECURITIES LLC|549
SPYG|SPDR PORTFOLIO S&P 5|TRBT|Tradebot Systems, Inc.|70165
SPYG|SPDR PORTFOLIO S&P 5|TRCM|TRC MARKETS LLC|100
SPYG|SPDR PORTFOLIO S&P 5|TWTT|TASTYWORKS, INC.|400
SPYG|SPDR PORTFOLIO S&P 5|UBSA|UBS SECURITIES LLC|65950
SPYG|SPDR PORTFOLIO S&P 5|UBSS|UBS Securities LLC|243791
SPYG|SPDR PORTFOLIO S&P 5|VALX|VIRTU AMERICAS LLC|581
SPYG|SPDR PORTFOLIO S&P 5|VGRD|Vanguard Marketing Corporation|6067
SPYG|SPDR PORTFOLIO S&P 5|WBET|Wallachbeth Capital LLC|5418
SPYG|SPDR PORTFOLIO S&P 5|WCHV|WELLS FARGO SECURITIES, LLC|73111
SPYG|SPDR PORTFOLIO S&P 5|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1393
SPYG|SPDR PORTFOLIO S&P 5|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3163
SPYG|SPDR PORTFOLIO S&P 5|WGIF|CIBC World Markets Inc.|85
SPYG|SPDR PORTFOLIO S&P 5|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
SPYG|SPDR PORTFOLIO S&P 5|WSEA|WOLVERINE SECURITIES, LLC|6859
SPYG|SPDR PORTFOLIO S&P 5|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SPYG|SPDR PORTFOLIO S&P 5|YKNA|COMHAR CAPITAL MARKETS, LLC|10
SPYG|SPDR PORTFOLIO S&P 5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|112738
SPYV|SPDR PORTFOLIO S&P 5|ALTX|Alternet Securities Inc.|500
SPYV|SPDR PORTFOLIO S&P 5|APCC|Apex Clearing Corporation|290
SPYV|SPDR PORTFOLIO S&P 5|BANK|Primevest Financial Services, Inc.|165
SPYV|SPDR PORTFOLIO S&P 5|BATM|CBOE TRADING, INC.|100
SPYV|SPDR PORTFOLIO S&P 5|BBNT|BB&T SECURITIES, LLC|322
SPYV|SPDR PORTFOLIO S&P 5|BERN|Sanford C. Bernstein & Co., LLC|25
SPYV|SPDR PORTFOLIO S&P 5|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34253
SPYV|SPDR PORTFOLIO S&P 5|BTIG|BTIG, LLC|28664
SPYV|SPDR PORTFOLIO S&P 5|CANT|Cantor Fitzgerald & Co.|110684
SPYV|SPDR PORTFOLIO S&P 5|CHAS|Charles Schwab & Co., Inc.|8
SPYV|SPDR PORTFOLIO S&P 5|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35928
SPYV|SPDR PORTFOLIO S&P 5|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SPYV|SPDR PORTFOLIO S&P 5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30779
SPYV|SPDR PORTFOLIO S&P 5|CSIN|Citadel Securities Institutional LLC|700001
SPYV|SPDR PORTFOLIO S&P 5|CTDL|Citadel Derivatives Group Llc|706180
SPYV|SPDR PORTFOLIO S&P 5|CXCX|CITIGROUP GLOBAL MARKETS INC.|7540
SPYV|SPDR PORTFOLIO S&P 5|DADA|D.A. Davidson & Co.|302
SPYV|SPDR PORTFOLIO S&P 5|DBAB|Deutsche Bank Securities Inc.|1001
SPYV|SPDR PORTFOLIO S&P 5|DBAX|Deutsche Bank Securities Inc.|17900
SPYV|SPDR PORTFOLIO S&P 5|DEAN|MORGAN STANLEY|138054
SPYV|SPDR PORTFOLIO S&P 5|EBXL|EBX LLC|64700
SPYV|SPDR PORTFOLIO S&P 5|EDJO|Edward D. Jones & Co., L.P.|832
SPYV|SPDR PORTFOLIO S&P 5|EGXM|CBOE TRADING, INC.|214
SPYV|SPDR PORTFOLIO S&P 5|ETBE|Electronic Transaction Clearing, Inc.|900
SPYV|SPDR PORTFOLIO S&P 5|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1200
SPYV|SPDR PORTFOLIO S&P 5|ETRS|E*Trade Securities LLC|8289
SPYV|SPDR PORTFOLIO S&P 5|FBSB|U.S. Bancorp Investments, Inc.|2069
SPYV|SPDR PORTFOLIO S&P 5|FILL|Tradestation Securities, Inc.|600
SPYV|SPDR PORTFOLIO S&P 5|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|466
SPYV|SPDR PORTFOLIO S&P 5|FTBR|Foliofn Investments, Inc.|7278
SPYV|SPDR PORTFOLIO S&P 5|GSCO|GOLDMAN SACHS & CO. LLC|67875
SPYV|SPDR PORTFOLIO S&P 5|GSCS|GOLDMAN SACHS & CO. LLC|9
SPYV|SPDR PORTFOLIO S&P 5|GSLT|GOLDMAN SACHS & CO. LLC|8526
SPYV|SPDR PORTFOLIO S&P 5|GTSZ|GTS SECURITIES LLC|178103
SPYV|SPDR PORTFOLIO S&P 5|HRBF|American Enterprise Investment Services Inc.|15347
SPYV|SPDR PORTFOLIO S&P 5|IATS|INTERACTIVE BROKERS LLC|100
SPYV|SPDR PORTFOLIO S&P 5|IBKR|Interactive Brokers Llc|1708
SPYV|SPDR PORTFOLIO S&P 5|ICBX|INSTINET, LLC|24165
SPYV|SPDR PORTFOLIO S&P 5|INCA|INSTINET, LLC|8160
SPYV|SPDR PORTFOLIO S&P 5|ITGI|ITG Inc.|8163
SPYV|SPDR PORTFOLIO S&P 5|ITGP|ITG INC.|800
SPYV|SPDR PORTFOLIO S&P 5|JANY|Janney Montgomery Scott Inc.|1966
SPYV|SPDR PORTFOLIO S&P 5|JMPT|JUMP TRADING, LLC|161
SPYV|SPDR PORTFOLIO S&P 5|JPMX|J.P. Morgan Securities LLC|22200
SPYV|SPDR PORTFOLIO S&P 5|JSEB|JANE STREET EXECUTION SERVICES, LLC|120393
SPYV|SPDR PORTFOLIO S&P 5|JSJX|JANE STREET CAPITAL LLC|624554
SPYV|SPDR PORTFOLIO S&P 5|KCGM|VIRTU Americas LLC|9019
SPYV|SPDR PORTFOLIO S&P 5|LEHM|Barclays Capital Inc./Le|57332
SPYV|SPDR PORTFOLIO S&P 5|LIME|Lime Brokerage LLC|2049
SPYV|SPDR PORTFOLIO S&P 5|LSCI|Lek Securities Corporation|107
SPYV|SPDR PORTFOLIO S&P 5|MACC|Mid Atlantic Capital Corporation|811
SPYV|SPDR PORTFOLIO S&P 5|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20000
SPYV|SPDR PORTFOLIO S&P 5|MOTF|MOTIF INVESTING, INC.|2
SPYV|SPDR PORTFOLIO S&P 5|MSCO|MORGAN STANLEY & CO. LLC|65784
SPYV|SPDR PORTFOLIO S&P 5|MSPL|MORGAN STANLEY & CO. LLC|2200
SPYV|SPDR PORTFOLIO S&P 5|NFSC|National Financial Services LLC|88522
SPYV|SPDR PORTFOLIO S&P 5|NITE|VIRTU Americas LLC|322113
SPYV|SPDR PORTFOLIO S&P 5|PDQM|CODA MARKETS, INC.|52145
SPYV|SPDR PORTFOLIO S&P 5|PWJC|UBS Financial Services, Inc.|91
SPYV|SPDR PORTFOLIO S&P 5|RBCM|RBC CAPITAL MARKETS, LLC|2657
SPYV|SPDR PORTFOLIO S&P 5|SEIC|SEI Investments Distribution Co.|500
SPYV|SPDR PORTFOLIO S&P 5|SGMT|GOLDMAN SACHS & CO. LLC|36024
SPYV|SPDR PORTFOLIO S&P 5|SHMR|ABN Amro Clearing LLC|102
SPYV|SPDR PORTFOLIO S&P 5|SPHN|Stephens Inc.|367
SPYV|SPDR PORTFOLIO S&P 5|STFL|Stifel, Nicolaus & Company, Incorporated|3871
SPYV|SPDR PORTFOLIO S&P 5|STKP|STOCKPILE INVESTMENTS, INC.|82
SPYV|SPDR PORTFOLIO S&P 5|SWIM|TD Ameritrade, Inc.|2535
SPYV|SPDR PORTFOLIO S&P 5|SWST|Hilltop Securities Inc.|30
SPYV|SPDR PORTFOLIO S&P 5|TKNG|ALLY INVEST SECURITIES LLC|134
SPYV|SPDR PORTFOLIO S&P 5|UBSA|UBS SECURITIES LLC|29797
SPYV|SPDR PORTFOLIO S&P 5|UBSS|UBS Securities LLC|120756
SPYV|SPDR PORTFOLIO S&P 5|VGRD|Vanguard Marketing Corporation|2075
SPYV|SPDR PORTFOLIO S&P 5|WBET|Wallachbeth Capital LLC|72
SPYV|SPDR PORTFOLIO S&P 5|WCHV|WELLS FARGO SECURITIES, LLC|18633
SPYV|SPDR PORTFOLIO S&P 5|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1907
SPYV|SPDR PORTFOLIO S&P 5|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5712
SPYV|SPDR PORTFOLIO S&P 5|WSEA|WOLVERINE SECURITIES, LLC|1828
SPYV|SPDR PORTFOLIO S&P 5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|110133
SPYX|SPDR S&P 500 FOSSIL|APCC|Apex Clearing Corporation|11
SPYX|SPDR S&P 500 FOSSIL|BARD|Robert W. Baird & Co. Incorporated|100
SPYX|SPDR S&P 500 FOSSIL|CHAS|Charles Schwab & Co., Inc.|15
SPYX|SPDR S&P 500 FOSSIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3482
SPYX|SPDR S&P 500 FOSSIL|CSIN|Citadel Securities Institutional LLC|97
SPYX|SPDR S&P 500 FOSSIL|CTDL|Citadel Derivatives Group Llc|97
SPYX|SPDR S&P 500 FOSSIL|DBAX|Deutsche Bank Securities Inc.|600
SPYX|SPDR S&P 500 FOSSIL|DEAN|MORGAN STANLEY|500
SPYX|SPDR S&P 500 FOSSIL|EBXL|EBX LLC|200
SPYX|SPDR S&P 500 FOSSIL|EDJO|Edward D. Jones & Co., L.P.|1078
SPYX|SPDR S&P 500 FOSSIL|ETRS|E*Trade Securities LLC|1928
SPYX|SPDR S&P 500 FOSSIL|FTBR|Foliofn Investments, Inc.|297
SPYX|SPDR S&P 500 FOSSIL|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SPYX|SPDR S&P 500 FOSSIL|GLIS|TD Securities Inc|347
SPYX|SPDR S&P 500 FOSSIL|GSCO|GOLDMAN SACHS & CO. LLC|676
SPYX|SPDR S&P 500 FOSSIL|HRBF|American Enterprise Investment Services Inc.|1363
SPYX|SPDR S&P 500 FOSSIL|IATS|INTERACTIVE BROKERS LLC|380
SPYX|SPDR S&P 500 FOSSIL|IBKR|Interactive Brokers Llc|794
SPYX|SPDR S&P 500 FOSSIL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|66
SPYX|SPDR S&P 500 FOSSIL|INCA|INSTINET, LLC|9915
SPYX|SPDR S&P 500 FOSSIL|ITGI|ITG Inc.|4321
SPYX|SPDR S&P 500 FOSSIL|ITGP|ITG INC.|1000
SPYX|SPDR S&P 500 FOSSIL|JPMX|J.P. Morgan Securities LLC|1322
SPYX|SPDR S&P 500 FOSSIL|JSEB|JANE STREET EXECUTION SERVICES, LLC|4019
SPYX|SPDR S&P 500 FOSSIL|JSJX|JANE STREET CAPITAL LLC|16329
SPYX|SPDR S&P 500 FOSSIL|KCGM|VIRTU Americas LLC|2870
SPYX|SPDR S&P 500 FOSSIL|LIME|Lime Brokerage LLC|557
SPYX|SPDR S&P 500 FOSSIL|MCMF|Raymond James Ltd. Cds|50
SPYX|SPDR S&P 500 FOSSIL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
SPYX|SPDR S&P 500 FOSSIL|MOTF|MOTIF INVESTING, INC.|1
SPYX|SPDR S&P 500 FOSSIL|MSCO|MORGAN STANLEY & CO. LLC|407
SPYX|SPDR S&P 500 FOSSIL|NFSC|National Financial Services LLC|7396
SPYX|SPDR S&P 500 FOSSIL|NITE|VIRTU Americas LLC|8988
SPYX|SPDR S&P 500 FOSSIL|PDQM|CODA MARKETS, INC.|2300
SPYX|SPDR S&P 500 FOSSIL|RBCM|RBC CAPITAL MARKETS, LLC|50
SPYX|SPDR S&P 500 FOSSIL|SGMT|GOLDMAN SACHS & CO. LLC|297
SPYX|SPDR S&P 500 FOSSIL|SHMR|ABN Amro Clearing LLC|20
SPYX|SPDR S&P 500 FOSSIL|SWIM|TD Ameritrade, Inc.|6
SPYX|SPDR S&P 500 FOSSIL|SWST|Hilltop Securities Inc.|66
SPYX|SPDR S&P 500 FOSSIL|UBSA|UBS SECURITIES LLC|5102
SPYX|SPDR S&P 500 FOSSIL|UBSS|UBS Securities LLC|5785
SPYX|SPDR S&P 500 FOSSIL|VGRD|Vanguard Marketing Corporation|1349
SPYX|SPDR S&P 500 FOSSIL|VSIN|Vision Financial Markets Llc|50
SPYX|SPDR S&P 500 FOSSIL|WCHV|WELLS FARGO SECURITIES, LLC|43
SPYX|SPDR S&P 500 FOSSIL|WSEA|WOLVERINE SECURITIES, LLC|129
SPYX|SPDR S&P 500 FOSSIL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2249
SQ|SQUARE, INC.|ABLE|NATIXIS Securities Americas LLC|16858
SQ|SQUARE, INC.|ADAM|CANACCORD GENUITY INC.|23730
SQ|SQUARE, INC.|AGIS|Aegis Capital Corp.|61287
SQ|SQUARE, INC.|ALTX|Alternet Securities Inc.|78756
SQ|SQUARE, INC.|ANOS|ABEL/NOSER, L.L.C.|1400
SQ|SQUARE, INC.|APCC|Apex Clearing Corporation|92509
SQ|SQUARE, INC.|AURC|Aurora Capital LLC|325
SQ|SQUARE, INC.|BANK|Primevest Financial Services, Inc.|835
SQ|SQUARE, INC.|BARD|Robert W. Baird & Co. Incorporated|98782
SQ|SQUARE, INC.|BATM|CBOE TRADING, INC.|67357
SQ|SQUARE, INC.|BAYC|BAY CREST PARTNERS, LLC|5014
SQ|SQUARE, INC.|BAYT|BTIG, LLC|93679
SQ|SQUARE, INC.|BBNT|BB&T SECURITIES, LLC|4431
SQ|SQUARE, INC.|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8200
SQ|SQUARE, INC.|BERN|Sanford C. Bernstein & Co., LLC|216271
SQ|SQUARE, INC.|BIAD|SAGETRADER, LLC|874
SQ|SQUARE, INC.|BIDS|BIDS TRADING L.P.|2300
SQ|SQUARE, INC.|BIMI|Banca IMI Securities Corp.|9863
SQ|SQUARE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|222865
SQ|SQUARE, INC.|BLKX|INSTINET, LLC|148278
SQ|SQUARE, INC.|BMOC|BMO Capital Markets Corp.|60
SQ|SQUARE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|87511
SQ|SQUARE, INC.|BRCY|BCP SECURITIES, LLC|258
SQ|SQUARE, INC.|BRGE|Newbridge Securities Corp.|4986
SQ|SQUARE, INC.|BTIG|BTIG, LLC|75435
SQ|SQUARE, INC.|BYXM|CBOE TRADING, INC.|20258
SQ|SQUARE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
SQ|SQUARE, INC.|CABR|Cabrera Capital Markets, Inc.|2150
SQ|SQUARE, INC.|CANT|Cantor Fitzgerald & Co.|8396
SQ|SQUARE, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
SQ|SQUARE, INC.|CBRA|Cobra Trading, Inc.|2000
SQ|SQUARE, INC.|CHAS|Charles Schwab & Co., Inc.|76495
SQ|SQUARE, INC.|CHBC|PENSERRA SECURITIES, LLC|190600
SQ|SQUARE, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|300
SQ|SQUARE, INC.|CICF|Canaccord Genuity Corp.|4470
SQ|SQUARE, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|54384
SQ|SQUARE, INC.|CIST|Capital Institutional Services, Inc.|664
SQ|SQUARE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|455482
SQ|SQUARE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32827
SQ|SQUARE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|121758
SQ|SQUARE, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|62
SQ|SQUARE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2129949
SQ|SQUARE, INC.|CTDL|Citadel Derivatives Group Llc|28072
SQ|SQUARE, INC.|CTLR|CUTLER GROUP, LP|54786
SQ|SQUARE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|272610
SQ|SQUARE, INC.|DADA|D.A. Davidson & Co.|2473
SQ|SQUARE, INC.|DAVA|Davenport & Company LLC|831
SQ|SQUARE, INC.|DBAB|Deutsche Bank Securities Inc.|1217444
SQ|SQUARE, INC.|DBAX|Deutsche Bank Securities Inc.|1740300
SQ|SQUARE, INC.|DBUL|Deutsche Bank Securities Inc.|14586
SQ|SQUARE, INC.|DCHF|Dart Executions, LLC|147624
SQ|SQUARE, INC.|DEAN|MORGAN STANLEY|67790
SQ|SQUARE, INC.|DEGS|RONIN PROFESSIONAL LLC|123898
SQ|SQUARE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17266
SQ|SQUARE, INC.|DRWK|DRW SECURITIES, L.L.C.|16805
SQ|SQUARE, INC.|EBXL|EBX LLC|922700
SQ|SQUARE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|77851
SQ|SQUARE, INC.|EDFC|E D & F MAN CAPITAL MARKETS INC.|3300
SQ|SQUARE, INC.|EDJC|Edward Jones / CDS|1007
SQ|SQUARE, INC.|EDJO|Edward D. Jones & Co., L.P.|35258
SQ|SQUARE, INC.|EGAM|CBOE TRADING, INC.|134065
SQ|SQUARE, INC.|EGAW|CBOE TRADING, INC.|2109
SQ|SQUARE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|800
SQ|SQUARE, INC.|EGXM|CBOE TRADING, INC.|111184
SQ|SQUARE, INC.|EGXW|CBOE TRADING, INC.|2274
SQ|SQUARE, INC.|ESPO|ESPOSITO SECURITIES, LLC|54
SQ|SQUARE, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SQ|SQUARE, INC.|ETBE|Electronic Transaction Clearing, Inc.|155904
SQ|SQUARE, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|1057
SQ|SQUARE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4538
SQ|SQUARE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|233034
SQ|SQUARE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|506
SQ|SQUARE, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|21081
SQ|SQUARE, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|300
SQ|SQUARE, INC.|ETRS|E*Trade Securities LLC|9264272
SQ|SQUARE, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|867
SQ|SQUARE, INC.|FBSB|U.S. Bancorp Investments, Inc.|548
SQ|SQUARE, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|200
SQ|SQUARE, INC.|FILL|Tradestation Securities, Inc.|1007718
SQ|SQUARE, INC.|FINX|FINTECH SECURITIES|100
SQ|SQUARE, INC.|FMAF|NBCN Inc./ CDS|17481
SQ|SQUARE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|81536
SQ|SQUARE, INC.|FQLS|Quantlab Securities LP|1500461
SQ|SQUARE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138002
SQ|SQUARE, INC.|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|2297
SQ|SQUARE, INC.|FTBR|Foliofn Investments, Inc.|21594
SQ|SQUARE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|56410
SQ|SQUARE, INC.|GLIS|TD Securities Inc|173806
SQ|SQUARE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|581542
SQ|SQUARE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|4404758
SQ|SQUARE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|99120
SQ|SQUARE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|102352
SQ|SQUARE, INC.|GTSZ|GTS SECURITIES LLC|734367
SQ|SQUARE, INC.|HAPX|HAP Trading, LLC|500
SQ|SQUARE, INC.|HASF|Haywood Securities Inc./CDS|480
SQ|SQUARE, INC.|HRBF|American Enterprise Investment Services Inc.|113258
SQ|SQUARE, INC.|HSBC|HSBC Securities, Inc.|12881
SQ|SQUARE, INC.|IATS|INTERACTIVE BROKERS LLC|644145
SQ|SQUARE, INC.|IBKR|Interactive Brokers Llc|870160
SQ|SQUARE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2333
SQ|SQUARE, INC.|ICBX|INSTINET, LLC|429234
SQ|SQUARE, INC.|INCA|INSTINET, LLC|3003183
SQ|SQUARE, INC.|INJX|INSTINET, LLC|23403
SQ|SQUARE, INC.|ITGI|ITG Inc.|160978
SQ|SQUARE, INC.|ITGP|ITG INC.|564800
SQ|SQUARE, INC.|JANY|Janney Montgomery Scott Inc.|24335
SQ|SQUARE, INC.|JEFF|JEFFERIES LLC|2027601
SQ|SQUARE, INC.|JMPT|JUMP TRADING, LLC|364839
SQ|SQUARE, INC.|JONE|JonesTrading|520
SQ|SQUARE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|681504
SQ|SQUARE, INC.|JPMX|J.P. Morgan Securities LLC|1922308
SQ|SQUARE, INC.|JRCO|Johnson Rice & Company L.L.C.|4715
SQ|SQUARE, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|40500
SQ|SQUARE, INC.|JSJX|JANE STREET CAPITAL LLC|1552521
SQ|SQUARE, INC.|JUTA|JUMP TRADING, LLC|22895
SQ|SQUARE, INC.|KCGM|VIRTU Americas LLC|625875
SQ|SQUARE, INC.|KCRD|PHX FINANCIAL, INC.|1300
SQ|SQUARE, INC.|LEHM|Barclays Capital Inc./Le|4392001
SQ|SQUARE, INC.|LIME|Lime Brokerage LLC|142649
SQ|SQUARE, INC.|LOOP|Loop Capital Markets LLC|3880
SQ|SQUARE, INC.|LQNA|LIQUIDNET, INC.|166900
SQ|SQUARE, INC.|LSCI|Lek Securities Corporation|149343
SQ|SQUARE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2459
SQ|SQUARE, INC.|MACC|Mid Atlantic Capital Corporation|28
SQ|SQUARE, INC.|MACQ|Macquarie Capital (USA) Inc.|23433
SQ|SQUARE, INC.|MAXM|Maxim Group LLC|5709
SQ|SQUARE, INC.|MBTS|ALLY INVEST SECURITIES LLC|26012
SQ|SQUARE, INC.|MCMF|Raymond James Ltd. Cds|5315
SQ|SQUARE, INC.|MKMP|MKM Partners LLC|600
SQ|SQUARE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|450286
SQ|SQUARE, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
SQ|SQUARE, INC.|MNDX|TJM Investments, LLC|26900
SQ|SQUARE, INC.|MOTF|MOTIF INVESTING, INC.|1276
SQ|SQUARE, INC.|MPSG|E D & F Man Capital Markets Inc.|8952
SQ|SQUARE, INC.|MSCO|MORGAN STANLEY & CO. LLC|7816875
SQ|SQUARE, INC.|MSPL|MORGAN STANLEY & CO. LLC|1662100
SQ|SQUARE, INC.|MSTX|MORGAN STANLEY & CO. LLC|1589300
SQ|SQUARE, INC.|MZHO|Mizuho Securities USA LLC|20900
SQ|SQUARE, INC.|NATL|National Securities Corporation|10908
SQ|SQUARE, INC.|NBCS|NBC Securities, INC.|2225
SQ|SQUARE, INC.|NFSC|National Financial Services LLC|8547044
SQ|SQUARE, INC.|NITE|VIRTU Americas LLC|17386830
SQ|SQUARE, INC.|NITP|VIRTU Americas LLC|3961
SQ|SQUARE, INC.|NMRA|Nomura Securities International, Inc.|609300
SQ|SQUARE, INC.|NQRB|Brut, LLC|95526
SQ|SQUARE, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|43033
SQ|SQUARE, INC.|NTFN|Network 1 Financial Securities Inc.|12572
SQ|SQUARE, INC.|NTRC|Northern Trust Securities, Inc.|10291
SQ|SQUARE, INC.|OHOS|TWO SIGMA SECURITIES, LLC|307963
SQ|SQUARE, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|2000
SQ|SQUARE, INC.|OPCO|Oppenheimer & Co. Inc.|51667
SQ|SQUARE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4734
SQ|SQUARE, INC.|PCFF|Pacific International Securities Inc./CDS|774
SQ|SQUARE, INC.|PCPT|PHILLIP CAPITAL INC.|34433
SQ|SQUARE, INC.|PDQM|CODA MARKETS, INC.|597700
SQ|SQUARE, INC.|PHLY|NASDAQ Execution Services, LLC|233940
SQ|SQUARE, INC.|PICT|Pictet Overseas Inc.|640
SQ|SQUARE, INC.|PINT|PRECISION SECURITIES, LLC|900
SQ|SQUARE, INC.|PIPR|Piper Jaffray & Co.|351
SQ|SQUARE, INC.|PREC|PRECISION SECURITIES, LLC|2930
SQ|SQUARE, INC.|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|8645
SQ|SQUARE, INC.|PWJC|UBS Financial Services, Inc.|34535
SQ|SQUARE, INC.|QMSR|QUATTRO M SECURITIES INC.|25113
SQ|SQUARE, INC.|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1800
SQ|SQUARE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|55739
SQ|SQUARE, INC.|RDBN|Redburn Partners (USA) LP|300
SQ|SQUARE, INC.|RGLD|Regal Securities, Inc|5779
SQ|SQUARE, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|34474
SQ|SQUARE, INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|100
SQ|SQUARE, INC.|SAGL|SAGETRADER, LLC|138244
SQ|SQUARE, INC.|SAGW|SAGETRADER, LLC|80
SQ|SQUARE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|45643
SQ|SQUARE, INC.|SALW|SW FINANCIAL|150
SQ|SQUARE, INC.|SBRX|MURIEL SIEBERT & CO INC|7659
SQ|SQUARE, INC.|SBSH|Citigroup Global Markets Inc.|995950
SQ|SQUARE, INC.|SEIC|SEI Investments Distribution Co.|1000
SQ|SQUARE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|780551
SQ|SQUARE, INC.|SJLS|TRADE INFORMATICS LLC|100
SQ|SQUARE, INC.|SOGO|Wang Investment Associates, Inc.|1368
SQ|SQUARE, INC.|SPDR|SPEEDROUTE LLC|159304
SQ|SQUARE, INC.|SPHN|Stephens Inc.|11398
SQ|SQUARE, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1700
SQ|SQUARE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|134848
SQ|SQUARE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|6346
SQ|SQUARE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19652
SQ|SQUARE, INC.|SWIM|TD Ameritrade, Inc.|7997978
SQ|SQUARE, INC.|SWST|Hilltop Securities Inc.|28900
SQ|SQUARE, INC.|TAGC|TELSEY ADVISORY GROUP LLC|600
SQ|SQUARE, INC.|TDCO|Thompson Davis & Co., Inc.|25
SQ|SQUARE, INC.|TKNG|ALLY INVEST SECURITIES LLC|163169
SQ|SQUARE, INC.|TRBT|Tradebot Systems, Inc.|1231564
SQ|SQUARE, INC.|TRCM|TRC MARKETS LLC|273393
SQ|SQUARE, INC.|TWTT|TASTYWORKS, INC.|8288
SQ|SQUARE, INC.|UBSA|UBS SECURITIES LLC|3121665
SQ|SQUARE, INC.|UBSS|UBS Securities LLC|5746374
SQ|SQUARE, INC.|VALX|VIRTU AMERICAS LLC|50891
SQ|SQUARE, INC.|VGRD|Vanguard Marketing Corporation|514767
SQ|SQUARE, INC.|VSIN|Vision Financial Markets Llc|468
SQ|SQUARE, INC.|WABR|Wall Street Access|4100
SQ|SQUARE, INC.|WBET|Wallachbeth Capital LLC|1666
SQ|SQUARE, INC.|WBLR|WILLIAM BLAIR|5551
SQ|SQUARE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|5674
SQ|SQUARE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2085406
SQ|SQUARE, INC.|WEDB|WEDBUSH SECURITIES INC.|199523
SQ|SQUARE, INC.|WEED|Weeden & Co.L.P.|13838
SQ|SQUARE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|273910
SQ|SQUARE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|737737
SQ|SQUARE, INC.|WFPB|Wells Fargo Securities, LLC.|11
SQ|SQUARE, INC.|WGIF|CIBC World Markets Inc.|26397
SQ|SQUARE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6281
SQ|SQUARE, INC.|WORD|Worden Capital Management LLC|3158
SQ|SQUARE, INC.|WSEA|WOLVERINE SECURITIES, LLC|344201
SQ|SQUARE, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3300
SQ|SQUARE, INC.|XIST|INSTINET, LLC|276702
SQ|SQUARE, INC.|XPQR|Jump Trading|532
SQ|SQUARE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|718450
SQ|SQUARE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|26502
SQ|SQUARE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|85080
SQBG|SEQUENTIAL BRANDS CM|ALTX|Alternet Securities Inc.|200
SQBG|SEQUENTIAL BRANDS CM|APCC|Apex Clearing Corporation|305
SQBG|SEQUENTIAL BRANDS CM|BATM|CBOE TRADING, INC.|468
SQBG|SEQUENTIAL BRANDS CM|BAYC|BAY CREST PARTNERS, LLC|2273
SQBG|SEQUENTIAL BRANDS CM|BERN|Sanford C. Bernstein & Co., LLC|1005
SQBG|SEQUENTIAL BRANDS CM|BIMI|Banca IMI Securities Corp.|1364
SQBG|SEQUENTIAL BRANDS CM|BLKX|INSTINET, LLC|23200
SQBG|SEQUENTIAL BRANDS CM|BMOC|BMO Capital Markets Corp.|6015
SQBG|SEQUENTIAL BRANDS CM|BNPX|BNP PARIBAS SECURITIES CORP.|2906
SQBG|SEQUENTIAL BRANDS CM|BTIG|BTIG, LLC|10294
SQBG|SEQUENTIAL BRANDS CM|CANT|Cantor Fitzgerald & Co.|106
SQBG|SEQUENTIAL BRANDS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1763
SQBG|SEQUENTIAL BRANDS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
SQBG|SEQUENTIAL BRANDS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42388
SQBG|SEQUENTIAL BRANDS CM|CTDL|Citadel Derivatives Group Llc|9901
SQBG|SEQUENTIAL BRANDS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7022
SQBG|SEQUENTIAL BRANDS CM|DBAB|Deutsche Bank Securities Inc.|395408
SQBG|SEQUENTIAL BRANDS CM|DBAX|Deutsche Bank Securities Inc.|26900
SQBG|SEQUENTIAL BRANDS CM|DEAN|MORGAN STANLEY|20859
SQBG|SEQUENTIAL BRANDS CM|DEGS|RONIN PROFESSIONAL LLC|14215
SQBG|SEQUENTIAL BRANDS CM|EBXL|EBX LLC|14200
SQBG|SEQUENTIAL BRANDS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|753
SQBG|SEQUENTIAL BRANDS CM|EDJO|Edward D. Jones & Co., L.P.|89
SQBG|SEQUENTIAL BRANDS CM|EGAM|CBOE TRADING, INC.|700
SQBG|SEQUENTIAL BRANDS CM|EGXM|CBOE TRADING, INC.|500
SQBG|SEQUENTIAL BRANDS CM|ETBE|Electronic Transaction Clearing, Inc.|28784
SQBG|SEQUENTIAL BRANDS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
SQBG|SEQUENTIAL BRANDS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2911
SQBG|SEQUENTIAL BRANDS CM|ETRS|E*Trade Securities LLC|33394
SQBG|SEQUENTIAL BRANDS CM|FBCO|Credit Suisse Securities (USA) LLC|58571
SQBG|SEQUENTIAL BRANDS CM|FOMA|TD AMERITRADE CLEARING, INC.|161532
SQBG|SEQUENTIAL BRANDS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5000
SQBG|SEQUENTIAL BRANDS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15017
SQBG|SEQUENTIAL BRANDS CM|FTBR|Foliofn Investments, Inc.|93
SQBG|SEQUENTIAL BRANDS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|16072
SQBG|SEQUENTIAL BRANDS CM|GLPX|ACS EXECUTION SERVICES, LLC|900
SQBG|SEQUENTIAL BRANDS CM|GSCO|GOLDMAN SACHS & CO. LLC|1303392
SQBG|SEQUENTIAL BRANDS CM|GSCS|GOLDMAN SACHS & CO. LLC|4425
SQBG|SEQUENTIAL BRANDS CM|GSLT|GOLDMAN SACHS & CO. LLC|2320
SQBG|SEQUENTIAL BRANDS CM|GTSZ|GTS SECURITIES LLC|2977
SQBG|SEQUENTIAL BRANDS CM|HRBF|American Enterprise Investment Services Inc.|8408
SQBG|SEQUENTIAL BRANDS CM|IATS|INTERACTIVE BROKERS LLC|3140
SQBG|SEQUENTIAL BRANDS CM|IBKR|Interactive Brokers Llc|31998
SQBG|SEQUENTIAL BRANDS CM|ICBX|INSTINET, LLC|18614
SQBG|SEQUENTIAL BRANDS CM|IEQY|CITADEL SECURITIES LLC|567
SQBG|SEQUENTIAL BRANDS CM|INCA|INSTINET, LLC|134313
SQBG|SEQUENTIAL BRANDS CM|INJX|INSTINET, LLC|3613
SQBG|SEQUENTIAL BRANDS CM|ITGI|ITG Inc.|23746
SQBG|SEQUENTIAL BRANDS CM|ITGP|ITG INC.|27400
SQBG|SEQUENTIAL BRANDS CM|JANY|Janney Montgomery Scott Inc.|300
SQBG|SEQUENTIAL BRANDS CM|JEFF|JEFFERIES LLC|2969
SQBG|SEQUENTIAL BRANDS CM|JMPT|JUMP TRADING, LLC|1552
SQBG|SEQUENTIAL BRANDS CM|JPBX|J.P. MORGAN SECURITIES LLC|200
SQBG|SEQUENTIAL BRANDS CM|JPMX|J.P. Morgan Securities LLC|50696
SQBG|SEQUENTIAL BRANDS CM|JSJX|JANE STREET CAPITAL LLC|4530
SQBG|SEQUENTIAL BRANDS CM|KCGM|VIRTU Americas LLC|11139
SQBG|SEQUENTIAL BRANDS CM|LEHM|Barclays Capital Inc./Le|577548
SQBG|SEQUENTIAL BRANDS CM|LIME|Lime Brokerage LLC|74310
SQBG|SEQUENTIAL BRANDS CM|LOOP|Loop Capital Markets LLC|5967
SQBG|SEQUENTIAL BRANDS CM|MACQ|Macquarie Capital (USA) Inc.|4885
SQBG|SEQUENTIAL BRANDS CM|MAXM|Maxim Group LLC|1090
SQBG|SEQUENTIAL BRANDS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44322
SQBG|SEQUENTIAL BRANDS CM|MSCO|MORGAN STANLEY & CO. LLC|1546336
SQBG|SEQUENTIAL BRANDS CM|MSPL|MORGAN STANLEY & CO. LLC|39500
SQBG|SEQUENTIAL BRANDS CM|MSTX|MORGAN STANLEY & CO. LLC|41900
SQBG|SEQUENTIAL BRANDS CM|NFSC|National Financial Services LLC|136220
SQBG|SEQUENTIAL BRANDS CM|NITE|VIRTU Americas LLC|391721
SQBG|SEQUENTIAL BRANDS CM|NITP|VIRTU Americas LLC|6934
SQBG|SEQUENTIAL BRANDS CM|PDQM|CODA MARKETS, INC.|2241
SQBG|SEQUENTIAL BRANDS CM|PNSR|Penserra Securities, LLC|29446
SQBG|SEQUENTIAL BRANDS CM|PWJC|UBS Financial Services, Inc.|625
SQBG|SEQUENTIAL BRANDS CM|RAJA|Raymond James & Associates, Inc.|460
SQBG|SEQUENTIAL BRANDS CM|RBCM|RBC CAPITAL MARKETS, LLC|347
SQBG|SEQUENTIAL BRANDS CM|ROTH|Roth Capital Partners, LLC|12077
SQBG|SEQUENTIAL BRANDS CM|SBSH|Citigroup Global Markets Inc.|1069186
SQBG|SEQUENTIAL BRANDS CM|SGMT|GOLDMAN SACHS & CO. LLC|11138
SQBG|SEQUENTIAL BRANDS CM|SPDR|SPEEDROUTE LLC|660
SQBG|SEQUENTIAL BRANDS CM|STFL|Stifel, Nicolaus & Company, Incorporated|2266
SQBG|SEQUENTIAL BRANDS CM|STXG|Stockcross Financial Services, Inc.|1000
SQBG|SEQUENTIAL BRANDS CM|SWIM|TD Ameritrade, Inc.|125806
SQBG|SEQUENTIAL BRANDS CM|SWST|Hilltop Securities Inc.|1100
SQBG|SEQUENTIAL BRANDS CM|TKNG|ALLY INVEST SECURITIES LLC|1256
SQBG|SEQUENTIAL BRANDS CM|TRBT|Tradebot Systems, Inc.|5520
SQBG|SEQUENTIAL BRANDS CM|TRCM|TRC MARKETS LLC|37952
SQBG|SEQUENTIAL BRANDS CM|TRWN|T.R. Winston & Company, LLC|3000
SQBG|SEQUENTIAL BRANDS CM|UBSA|UBS SECURITIES LLC|155774
SQBG|SEQUENTIAL BRANDS CM|UBSS|UBS Securities LLC|1180872
SQBG|SEQUENTIAL BRANDS CM|VALX|VIRTU AMERICAS LLC|1124
SQBG|SEQUENTIAL BRANDS CM|VGRD|Vanguard Marketing Corporation|9113
SQBG|SEQUENTIAL BRANDS CM|WCHV|WELLS FARGO SECURITIES, LLC|30325
SQBG|SEQUENTIAL BRANDS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|120
SQBG|SEQUENTIAL BRANDS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|194
SQBG|SEQUENTIAL BRANDS CM|WSEA|WOLVERINE SECURITIES, LLC|1411
SQBG|SEQUENTIAL BRANDS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
SQBG|SEQUENTIAL BRANDS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|310
SQLV|LGG MSN SC QVAL ETF|ETRS|E*Trade Securities LLC|800
SQLV|LGG MSN SC QVAL ETF|FBCO|Credit Suisse Securities (USA) LLC|600
SQLV|LGG MSN SC QVAL ETF|FOMA|TD AMERITRADE CLEARING, INC.|3600
SQLV|LGG MSN SC QVAL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
SQLV|LGG MSN SC QVAL ETF|IBKR|Interactive Brokers Llc|20
SQLV|LGG MSN SC QVAL ETF|MSCO|MORGAN STANLEY & CO. LLC|34
SQLV|LGG MSN SC QVAL ETF|NFSC|National Financial Services LLC|1470
SQLV|LGG MSN SC QVAL ETF|NITE|VIRTU Americas LLC|7451
SQLV|LGG MSN SC QVAL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3784
SQM|SOCIEDAD DE CHILE SC|ALTX|Alternet Securities Inc.|6985
SQM|SOCIEDAD DE CHILE SC|APCC|Apex Clearing Corporation|1776
SQM|SOCIEDAD DE CHILE SC|BANK|Primevest Financial Services, Inc.|133
SQM|SOCIEDAD DE CHILE SC|BARD|Robert W. Baird & Co. Incorporated|4976
SQM|SOCIEDAD DE CHILE SC|BATM|CBOE TRADING, INC.|3291
SQM|SOCIEDAD DE CHILE SC|BAYC|BAY CREST PARTNERS, LLC|20784
SQM|SOCIEDAD DE CHILE SC|BAYT|BTIG, LLC|9275
SQM|SOCIEDAD DE CHILE SC|BBNT|BB&T SECURITIES, LLC|958
SQM|SOCIEDAD DE CHILE SC|BERN|Sanford C. Bernstein & Co., LLC|216391
SQM|SOCIEDAD DE CHILE SC|BIDS|BIDS TRADING L.P.|100
SQM|SOCIEDAD DE CHILE SC|BIMI|Banca IMI Securities Corp.|15416
SQM|SOCIEDAD DE CHILE SC|BKCM|BNY Mellon Capital Markets LLC|508
SQM|SOCIEDAD DE CHILE SC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29394
SQM|SOCIEDAD DE CHILE SC|BLKX|INSTINET, LLC|21142
SQM|SOCIEDAD DE CHILE SC|BMSI|BULL MARKET SECURITIES, INC.|58
SQM|SOCIEDAD DE CHILE SC|BNPX|BNP PARIBAS SECURITIES CORP.|14400
SQM|SOCIEDAD DE CHILE SC|BTIG|BTIG, LLC|1598
SQM|SOCIEDAD DE CHILE SC|BYXM|CBOE TRADING, INC.|520
SQM|SOCIEDAD DE CHILE SC|CANT|Cantor Fitzgerald & Co.|313
SQM|SOCIEDAD DE CHILE SC|CHAS|Charles Schwab & Co., Inc.|2852
SQM|SOCIEDAD DE CHILE SC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|113561
SQM|SOCIEDAD DE CHILE SC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5399
SQM|SOCIEDAD DE CHILE SC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SQM|SOCIEDAD DE CHILE SC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|344883
SQM|SOCIEDAD DE CHILE SC|CTDL|Citadel Derivatives Group Llc|3324
SQM|SOCIEDAD DE CHILE SC|CTLR|CUTLER GROUP, LP|16714
SQM|SOCIEDAD DE CHILE SC|CXCX|CITIGROUP GLOBAL MARKETS INC.|27254
SQM|SOCIEDAD DE CHILE SC|DADA|D.A. Davidson & Co.|52
SQM|SOCIEDAD DE CHILE SC|DBAB|Deutsche Bank Securities Inc.|69476
SQM|SOCIEDAD DE CHILE SC|DBAX|Deutsche Bank Securities Inc.|152700
SQM|SOCIEDAD DE CHILE SC|DBUL|Deutsche Bank Securities Inc.|1600
SQM|SOCIEDAD DE CHILE SC|DCHF|Dart Executions, LLC|7819
SQM|SOCIEDAD DE CHILE SC|DEAN|MORGAN STANLEY|4937
SQM|SOCIEDAD DE CHILE SC|DEGS|RONIN PROFESSIONAL LLC|3969
SQM|SOCIEDAD DE CHILE SC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12282
SQM|SOCIEDAD DE CHILE SC|EBXL|EBX LLC|175600
SQM|SOCIEDAD DE CHILE SC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7959
SQM|SOCIEDAD DE CHILE SC|EDJC|Edward Jones / CDS|170
SQM|SOCIEDAD DE CHILE SC|EDJO|Edward D. Jones & Co., L.P.|3688
SQM|SOCIEDAD DE CHILE SC|EGAM|CBOE TRADING, INC.|9154
SQM|SOCIEDAD DE CHILE SC|EGAW|CBOE TRADING, INC.|129
SQM|SOCIEDAD DE CHILE SC|EGMT|EG MARKET TECHNOLOGIES LLC|860
SQM|SOCIEDAD DE CHILE SC|EGXM|CBOE TRADING, INC.|2918
SQM|SOCIEDAD DE CHILE SC|EGXW|CBOE TRADING, INC.|100
SQM|SOCIEDAD DE CHILE SC|ESPO|ESPOSITO SECURITIES, LLC|392
SQM|SOCIEDAD DE CHILE SC|ETBE|Electronic Transaction Clearing, Inc.|13497
SQM|SOCIEDAD DE CHILE SC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14672
SQM|SOCIEDAD DE CHILE SC|ETRS|E*Trade Securities LLC|96255
SQM|SOCIEDAD DE CHILE SC|FBSB|U.S. Bancorp Investments, Inc.|4
SQM|SOCIEDAD DE CHILE SC|FCST|INTL FCSTONE FINANCIAL INC.|197
SQM|SOCIEDAD DE CHILE SC|FILL|Tradestation Securities, Inc.|16401
SQM|SOCIEDAD DE CHILE SC|FMAF|NBCN Inc./ CDS|2600
SQM|SOCIEDAD DE CHILE SC|FQLS|Quantlab Securities LP|143945
SQM|SOCIEDAD DE CHILE SC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66703
SQM|SOCIEDAD DE CHILE SC|FTBR|Foliofn Investments, Inc.|8079
SQM|SOCIEDAD DE CHILE SC|GARC|ICAP Corporates LLC|8286
SQM|SOCIEDAD DE CHILE SC|GEBB|GLOBAL EXECUTION BROKERS, LP|8353
SQM|SOCIEDAD DE CHILE SC|GLIS|TD Securities Inc|1928
SQM|SOCIEDAD DE CHILE SC|GLPX|ACS EXECUTION SERVICES, LLC|31882
SQM|SOCIEDAD DE CHILE SC|GSCO|GOLDMAN SACHS & CO. LLC|245345
SQM|SOCIEDAD DE CHILE SC|GSCS|GOLDMAN SACHS & CO. LLC|4557
SQM|SOCIEDAD DE CHILE SC|GSLT|GOLDMAN SACHS & CO. LLC|11634
SQM|SOCIEDAD DE CHILE SC|GTSZ|GTS SECURITIES LLC|32315
SQM|SOCIEDAD DE CHILE SC|HRBF|American Enterprise Investment Services Inc.|7673
SQM|SOCIEDAD DE CHILE SC|HSBC|HSBC Securities, Inc.|3190
SQM|SOCIEDAD DE CHILE SC|IATS|INTERACTIVE BROKERS LLC|181131
SQM|SOCIEDAD DE CHILE SC|IBKR|Interactive Brokers Llc|275160
SQM|SOCIEDAD DE CHILE SC|ICBX|INSTINET, LLC|50684
SQM|SOCIEDAD DE CHILE SC|IMPC|Imperial Capital, LLC|2200
SQM|SOCIEDAD DE CHILE SC|INCA|INSTINET, LLC|189579
SQM|SOCIEDAD DE CHILE SC|INJX|INSTINET, LLC|4193
SQM|SOCIEDAD DE CHILE SC|ITGI|ITG Inc.|21896
SQM|SOCIEDAD DE CHILE SC|ITGP|ITG INC.|113000
SQM|SOCIEDAD DE CHILE SC|JANY|Janney Montgomery Scott Inc.|1237
SQM|SOCIEDAD DE CHILE SC|JEFF|JEFFERIES LLC|44434
SQM|SOCIEDAD DE CHILE SC|JMPT|JUMP TRADING, LLC|40040
SQM|SOCIEDAD DE CHILE SC|JPBX|J.P. MORGAN SECURITIES LLC|24828
SQM|SOCIEDAD DE CHILE SC|JPMX|J.P. Morgan Securities LLC|490251
SQM|SOCIEDAD DE CHILE SC|JSJX|JANE STREET CAPITAL LLC|1918
SQM|SOCIEDAD DE CHILE SC|KCGM|VIRTU Americas LLC|90884
SQM|SOCIEDAD DE CHILE SC|KEYB|KEYBANC CAPITAL MARKETS INC.|19000
SQM|SOCIEDAD DE CHILE SC|LEHM|Barclays Capital Inc./Le|362709
SQM|SOCIEDAD DE CHILE SC|LGNT|COR CLEARING LLC|21
SQM|SOCIEDAD DE CHILE SC|LIME|Lime Brokerage LLC|30089
SQM|SOCIEDAD DE CHILE SC|LOOP|Loop Capital Markets LLC|1120
SQM|SOCIEDAD DE CHILE SC|LQNA|LIQUIDNET, INC.|40800
SQM|SOCIEDAD DE CHILE SC|LSCI|Lek Securities Corporation|6797
SQM|SOCIEDAD DE CHILE SC|MAVB|Great Point Capital LLC|9300
SQM|SOCIEDAD DE CHILE SC|MAXM|Maxim Group LLC|7460
SQM|SOCIEDAD DE CHILE SC|MCMF|Raymond James Ltd. Cds|2725
SQM|SOCIEDAD DE CHILE SC|MKMP|MKM Partners LLC|8000
SQM|SOCIEDAD DE CHILE SC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128428
SQM|SOCIEDAD DE CHILE SC|MOTF|MOTIF INVESTING, INC.|21
SQM|SOCIEDAD DE CHILE SC|MPSG|E D & F Man Capital Markets Inc.|456
SQM|SOCIEDAD DE CHILE SC|MSCO|MORGAN STANLEY & CO. LLC|609049
SQM|SOCIEDAD DE CHILE SC|MSPL|MORGAN STANLEY & CO. LLC|170900
SQM|SOCIEDAD DE CHILE SC|MSTX|MORGAN STANLEY & CO. LLC|37100
SQM|SOCIEDAD DE CHILE SC|NATL|National Securities Corporation|250
SQM|SOCIEDAD DE CHILE SC|NFSC|National Financial Services LLC|253548
SQM|SOCIEDAD DE CHILE SC|NITE|VIRTU Americas LLC|886376
SQM|SOCIEDAD DE CHILE SC|NITP|VIRTU Americas LLC|702
SQM|SOCIEDAD DE CHILE SC|NQRB|Brut, LLC|6133
SQM|SOCIEDAD DE CHILE SC|NTBF|BMO Nesbitt Burns Inc./CDS|1510
SQM|SOCIEDAD DE CHILE SC|NTRC|Northern Trust Securities, Inc.|4035
SQM|SOCIEDAD DE CHILE SC|OPCO|Oppenheimer & Co. Inc.|3140
SQM|SOCIEDAD DE CHILE SC|PACT|BTG Pactual US Capital Corp.|773314
SQM|SOCIEDAD DE CHILE SC|PCFF|Pacific International Securities Inc./CDS|350
SQM|SOCIEDAD DE CHILE SC|PDQM|CODA MARKETS, INC.|76361
SQM|SOCIEDAD DE CHILE SC|PHLY|NASDAQ Execution Services, LLC|200
SQM|SOCIEDAD DE CHILE SC|PICT|Pictet Overseas Inc.|1000
SQM|SOCIEDAD DE CHILE SC|PWJC|UBS Financial Services, Inc.|4166
SQM|SOCIEDAD DE CHILE SC|QMSR|QUATTRO M SECURITIES INC.|8700
SQM|SOCIEDAD DE CHILE SC|RBCM|RBC CAPITAL MARKETS, LLC|3379
SQM|SOCIEDAD DE CHILE SC|RGLD|Regal Securities, Inc|200
SQM|SOCIEDAD DE CHILE SC|SAGL|SAGETRADER, LLC|19730
SQM|SOCIEDAD DE CHILE SC|SALI|INTL FCSTONE FINANCIAL INC.|300
SQM|SOCIEDAD DE CHILE SC|SBSH|Citigroup Global Markets Inc.|25411
SQM|SOCIEDAD DE CHILE SC|SEIC|SEI Investments Distribution Co.|600
SQM|SOCIEDAD DE CHILE SC|SGMT|GOLDMAN SACHS & CO. LLC|158387
SQM|SOCIEDAD DE CHILE SC|SPDR|SPEEDROUTE LLC|7200
SQM|SOCIEDAD DE CHILE SC|STFL|Stifel, Nicolaus & Company, Incorporated|13872
SQM|SOCIEDAD DE CHILE SC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3098
SQM|SOCIEDAD DE CHILE SC|SWIM|TD Ameritrade, Inc.|42047
SQM|SOCIEDAD DE CHILE SC|SWST|Hilltop Securities Inc.|719
SQM|SOCIEDAD DE CHILE SC|TKNG|ALLY INVEST SECURITIES LLC|1027
SQM|SOCIEDAD DE CHILE SC|TRBT|Tradebot Systems, Inc.|131089
SQM|SOCIEDAD DE CHILE SC|TRCM|TRC MARKETS LLC|55097
SQM|SOCIEDAD DE CHILE SC|TWTT|TASTYWORKS, INC.|4
SQM|SOCIEDAD DE CHILE SC|UBSA|UBS SECURITIES LLC|425596
SQM|SOCIEDAD DE CHILE SC|UBSS|UBS Securities LLC|690177
SQM|SOCIEDAD DE CHILE SC|VALX|VIRTU AMERICAS LLC|40992
SQM|SOCIEDAD DE CHILE SC|VGRD|Vanguard Marketing Corporation|13682
SQM|SOCIEDAD DE CHILE SC|VSIN|Vision Financial Markets Llc|357
SQM|SOCIEDAD DE CHILE SC|WABR|Wall Street Access|4849
SQM|SOCIEDAD DE CHILE SC|WBPX|SUMMIT SECURITIES GROUP, LLC|300
SQM|SOCIEDAD DE CHILE SC|WCHV|WELLS FARGO SECURITIES, LLC|90050
SQM|SOCIEDAD DE CHILE SC|WEDB|WEDBUSH SECURITIES INC.|204
SQM|SOCIEDAD DE CHILE SC|WEED|Weeden & Co.L.P.|16302
SQM|SOCIEDAD DE CHILE SC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|62815
SQM|SOCIEDAD DE CHILE SC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31439
SQM|SOCIEDAD DE CHILE SC|WGIF|CIBC World Markets Inc.|1
SQM|SOCIEDAD DE CHILE SC|WSEA|WOLVERINE SECURITIES, LLC|6037
SQM|SOCIEDAD DE CHILE SC|XIST|INSTINET, LLC|114200
SQM|SOCIEDAD DE CHILE SC|XPUS|XP SECURITIES, LLC|630529
SQM|SOCIEDAD DE CHILE SC|XSTM|NATIONAL FINANCIAL SERVICES LLC|38734
SQM|SOCIEDAD DE CHILE SC|YKNA|COMHAR CAPITAL MARKETS, LLC|3973
SQM|SOCIEDAD DE CHILE SC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5444
SQNS|SEQUANS COMMNS ADS|ALTX|Alternet Securities Inc.|2800
SQNS|SEQUANS COMMNS ADS|APCC|Apex Clearing Corporation|8637
SQNS|SEQUANS COMMNS ADS|BARD|Robert W. Baird & Co. Incorporated|25500
SQNS|SEQUANS COMMNS ADS|BATM|CBOE TRADING, INC.|1700
SQNS|SEQUANS COMMNS ADS|BAYT|BTIG, LLC|100
SQNS|SEQUANS COMMNS ADS|BERN|Sanford C. Bernstein & Co., LLC|1400
SQNS|SEQUANS COMMNS ADS|BLKX|INSTINET, LLC|20700
SQNS|SEQUANS COMMNS ADS|BYXM|CBOE TRADING, INC.|200
SQNS|SEQUANS COMMNS ADS|CHAS|Charles Schwab & Co., Inc.|2500
SQNS|SEQUANS COMMNS ADS|CIST|Capital Institutional Services, Inc.|2104
SQNS|SEQUANS COMMNS ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52400
SQNS|SEQUANS COMMNS ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15962
SQNS|SEQUANS COMMNS ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
SQNS|SEQUANS COMMNS ADS|DBAB|Deutsche Bank Securities Inc.|20802
SQNS|SEQUANS COMMNS ADS|DBAX|Deutsche Bank Securities Inc.|13500
SQNS|SEQUANS COMMNS ADS|DOTC|Dougherty & Company LLC|200
SQNS|SEQUANS COMMNS ADS|EBXL|EBX LLC|123800
SQNS|SEQUANS COMMNS ADS|EGXM|CBOE TRADING, INC.|1000
SQNS|SEQUANS COMMNS ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
SQNS|SEQUANS COMMNS ADS|ETRS|E*Trade Securities LLC|207692
SQNS|SEQUANS COMMNS ADS|FMAF|NBCN Inc./ CDS|2500
SQNS|SEQUANS COMMNS ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23302
SQNS|SEQUANS COMMNS ADS|FTBR|Foliofn Investments, Inc.|146
SQNS|SEQUANS COMMNS ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
SQNS|SEQUANS COMMNS ADS|GLIS|TD Securities Inc|8078
SQNS|SEQUANS COMMNS ADS|GLPX|ACS EXECUTION SERVICES, LLC|9428
SQNS|SEQUANS COMMNS ADS|GSCO|GOLDMAN SACHS & CO. LLC|57361
SQNS|SEQUANS COMMNS ADS|GSCS|GOLDMAN SACHS & CO. LLC|6500
SQNS|SEQUANS COMMNS ADS|GSLT|GOLDMAN SACHS & CO. LLC|10283
SQNS|SEQUANS COMMNS ADS|GTSZ|GTS SECURITIES LLC|5500
SQNS|SEQUANS COMMNS ADS|HRBF|American Enterprise Investment Services Inc.|355
SQNS|SEQUANS COMMNS ADS|IATS|INTERACTIVE BROKERS LLC|2037
SQNS|SEQUANS COMMNS ADS|IBKR|Interactive Brokers Llc|17454
SQNS|SEQUANS COMMNS ADS|ICBX|INSTINET, LLC|55001
SQNS|SEQUANS COMMNS ADS|INCA|INSTINET, LLC|19687
SQNS|SEQUANS COMMNS ADS|ITGI|ITG Inc.|4523
SQNS|SEQUANS COMMNS ADS|ITGP|ITG INC.|7800
SQNS|SEQUANS COMMNS ADS|JEFF|JEFFERIES LLC|300
SQNS|SEQUANS COMMNS ADS|JMPT|JUMP TRADING, LLC|905
SQNS|SEQUANS COMMNS ADS|JPMX|J.P. Morgan Securities LLC|11630
SQNS|SEQUANS COMMNS ADS|KCGM|VIRTU Americas LLC|16200
SQNS|SEQUANS COMMNS ADS|LEHM|Barclays Capital Inc./Le|6800
SQNS|SEQUANS COMMNS ADS|LIME|Lime Brokerage LLC|4025
SQNS|SEQUANS COMMNS ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
SQNS|SEQUANS COMMNS ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35666
SQNS|SEQUANS COMMNS ADS|MSCO|MORGAN STANLEY & CO. LLC|225215
SQNS|SEQUANS COMMNS ADS|MSPL|MORGAN STANLEY & CO. LLC|32500
SQNS|SEQUANS COMMNS ADS|NATL|National Securities Corporation|1000
SQNS|SEQUANS COMMNS ADS|NEED|Needham & Company, LLC|180000
SQNS|SEQUANS COMMNS ADS|NFSC|National Financial Services LLC|188951
SQNS|SEQUANS COMMNS ADS|NITE|VIRTU Americas LLC|468562
SQNS|SEQUANS COMMNS ADS|NORT|Northland Securities, Inc.|128642
SQNS|SEQUANS COMMNS ADS|NQRB|Brut, LLC|14100
SQNS|SEQUANS COMMNS ADS|NTBF|BMO Nesbitt Burns Inc./CDS|1000
SQNS|SEQUANS COMMNS ADS|PDQM|CODA MARKETS, INC.|12428
SQNS|SEQUANS COMMNS ADS|PWJC|UBS Financial Services, Inc.|1000
SQNS|SEQUANS COMMNS ADS|RILY|B. RILEY FBR, INC.|100
SQNS|SEQUANS COMMNS ADS|ROTH|Roth Capital Partners, LLC|41284
SQNS|SEQUANS COMMNS ADS|SBSH|Citigroup Global Markets Inc.|13000
SQNS|SEQUANS COMMNS ADS|SGMT|GOLDMAN SACHS & CO. LLC|20337
SQNS|SEQUANS COMMNS ADS|SPDR|SPEEDROUTE LLC|216
SQNS|SEQUANS COMMNS ADS|SWIM|TD Ameritrade, Inc.|90600
SQNS|SEQUANS COMMNS ADS|TKNG|ALLY INVEST SECURITIES LLC|5251
SQNS|SEQUANS COMMNS ADS|TRCM|TRC MARKETS LLC|4800
SQNS|SEQUANS COMMNS ADS|UBSA|UBS SECURITIES LLC|63221
SQNS|SEQUANS COMMNS ADS|UBSS|UBS Securities LLC|102922
SQNS|SEQUANS COMMNS ADS|VALX|VIRTU AMERICAS LLC|916
SQNS|SEQUANS COMMNS ADS|VGRD|Vanguard Marketing Corporation|22484
SQNS|SEQUANS COMMNS ADS|WABR|Wall Street Access|47781
SQNS|SEQUANS COMMNS ADS|WCHV|WELLS FARGO SECURITIES, LLC|6664
SQNS|SEQUANS COMMNS ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5
SQNS|SEQUANS COMMNS ADS|WSEA|WOLVERINE SECURITIES, LLC|3301
SQNS|SEQUANS COMMNS ADS|WTFS|JUST2TRADE, INC.|100
SQNS|SEQUANS COMMNS ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|26600
SQNS|SEQUANS COMMNS ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1702
SQQQ|PROSHRES ULTRPR SH Q|ALTX|Alternet Securities Inc.|10700
SQQQ|PROSHRES ULTRPR SH Q|APCC|Apex Clearing Corporation|805902
SQQQ|PROSHRES ULTRPR SH Q|BATM|CBOE TRADING, INC.|16997
SQQQ|PROSHRES ULTRPR SH Q|BAYT|BTIG, LLC|5000
SQQQ|PROSHRES ULTRPR SH Q|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4000
SQQQ|PROSHRES ULTRPR SH Q|BIDS|BIDS TRADING L.P.|700
SQQQ|PROSHRES ULTRPR SH Q|BKMM|BNY MELLON CAPITAL MARKETS, LLC|291657
SQQQ|PROSHRES ULTRPR SH Q|BLKX|INSTINET, LLC|16000
SQQQ|PROSHRES ULTRPR SH Q|BMAK|BMA SECURITIES|31000
SQQQ|PROSHRES ULTRPR SH Q|BMSI|BULL MARKET SECURITIES, INC.|875
SQQQ|PROSHRES ULTRPR SH Q|BYXM|CBOE TRADING, INC.|36900
SQQQ|PROSHRES ULTRPR SH Q|CANT|Cantor Fitzgerald & Co.|4417
SQQQ|PROSHRES ULTRPR SH Q|CHAS|Charles Schwab & Co., Inc.|224043
SQQQ|PROSHRES ULTRPR SH Q|CICF|Canaccord Genuity Corp.|4880
SQQQ|PROSHRES ULTRPR SH Q|CMTT|CMT TRADING LLC|900
SQQQ|PROSHRES ULTRPR SH Q|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49100
SQQQ|PROSHRES ULTRPR SH Q|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5179
SQQQ|PROSHRES ULTRPR SH Q|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|47029
SQQQ|PROSHRES ULTRPR SH Q|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3035401
SQQQ|PROSHRES ULTRPR SH Q|CTDL|Citadel Derivatives Group Llc|18782
SQQQ|PROSHRES ULTRPR SH Q|CTLR|CUTLER GROUP, LP|1200
SQQQ|PROSHRES ULTRPR SH Q|CXCX|CITIGROUP GLOBAL MARKETS INC.|181474
SQQQ|PROSHRES ULTRPR SH Q|DBAB|Deutsche Bank Securities Inc.|13808
SQQQ|PROSHRES ULTRPR SH Q|DBAX|Deutsche Bank Securities Inc.|694600
SQQQ|PROSHRES ULTRPR SH Q|DCHF|Dart Executions, LLC|2768784
SQQQ|PROSHRES ULTRPR SH Q|DEAN|MORGAN STANLEY|1650
SQQQ|PROSHRES ULTRPR SH Q|DEGS|RONIN PROFESSIONAL LLC|3200
SQQQ|PROSHRES ULTRPR SH Q|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|134755
SQQQ|PROSHRES ULTRPR SH Q|DRWJ|DRW SECURITIES, L.L.C.|1795050
SQQQ|PROSHRES ULTRPR SH Q|EBXL|EBX LLC|2647300
SQQQ|PROSHRES ULTRPR SH Q|ECUT|CONVERGEX EXECUTION SOLUTIONS|3090
SQQQ|PROSHRES ULTRPR SH Q|EGAM|CBOE TRADING, INC.|427396
SQQQ|PROSHRES ULTRPR SH Q|EGAW|CBOE TRADING, INC.|33200
SQQQ|PROSHRES ULTRPR SH Q|EGXM|CBOE TRADING, INC.|237463
SQQQ|PROSHRES ULTRPR SH Q|EGXW|CBOE TRADING, INC.|300
SQQQ|PROSHRES ULTRPR SH Q|ETBE|Electronic Transaction Clearing, Inc.|37039
SQQQ|PROSHRES ULTRPR SH Q|ETCB|ETC BROKERAGE SERVICES, LLC|9770
SQQQ|PROSHRES ULTRPR SH Q|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
SQQQ|PROSHRES ULTRPR SH Q|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2818
SQQQ|PROSHRES ULTRPR SH Q|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2702
SQQQ|PROSHRES ULTRPR SH Q|ETRS|E*Trade Securities LLC|12600312
SQQQ|PROSHRES ULTRPR SH Q|FBCO|Credit Suisse Securities (USA) LLC|2604766
SQQQ|PROSHRES ULTRPR SH Q|FBSB|U.S. Bancorp Investments, Inc.|700
SQQQ|PROSHRES ULTRPR SH Q|FIDT|Fidelity Clearing Canada ULC./ CDS|4000
SQQQ|PROSHRES ULTRPR SH Q|FILL|Tradestation Securities, Inc.|2041886
SQQQ|PROSHRES ULTRPR SH Q|FMAF|NBCN Inc./ CDS|1554659
SQQQ|PROSHRES ULTRPR SH Q|FOMA|TD AMERITRADE CLEARING, INC.|26807499
SQQQ|PROSHRES ULTRPR SH Q|FQLS|Quantlab Securities LP|2079525
SQQQ|PROSHRES ULTRPR SH Q|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91068
SQQQ|PROSHRES ULTRPR SH Q|FTBR|Foliofn Investments, Inc.|85615
SQQQ|PROSHRES ULTRPR SH Q|GEBB|GLOBAL EXECUTION BROKERS, LP|43827
SQQQ|PROSHRES ULTRPR SH Q|GLIS|TD Securities Inc|7200
SQQQ|PROSHRES ULTRPR SH Q|GLPX|ACS EXECUTION SERVICES, LLC|71007
SQQQ|PROSHRES ULTRPR SH Q|GSCO|GOLDMAN SACHS & CO. LLC|101052
SQQQ|PROSHRES ULTRPR SH Q|GSCS|GOLDMAN SACHS & CO. LLC|228041
SQQQ|PROSHRES ULTRPR SH Q|GSLT|GOLDMAN SACHS & CO. LLC|97396
SQQQ|PROSHRES ULTRPR SH Q|GTSZ|GTS SECURITIES LLC|15382699
SQQQ|PROSHRES ULTRPR SH Q|HASF|Haywood Securities Inc./CDS|60350
SQQQ|PROSHRES ULTRPR SH Q|HRBF|American Enterprise Investment Services Inc.|5168
SQQQ|PROSHRES ULTRPR SH Q|HSBC|HSBC Securities, Inc.|48050
SQQQ|PROSHRES ULTRPR SH Q|IATS|INTERACTIVE BROKERS LLC|3493061
SQQQ|PROSHRES ULTRPR SH Q|IBKR|Interactive Brokers Llc|10723062
SQQQ|PROSHRES ULTRPR SH Q|ICBX|INSTINET, LLC|1816723
SQQQ|PROSHRES ULTRPR SH Q|INCA|INSTINET, LLC|910999
SQQQ|PROSHRES ULTRPR SH Q|ITGI|ITG Inc.|229625
SQQQ|PROSHRES ULTRPR SH Q|ITGP|ITG INC.|388800
SQQQ|PROSHRES ULTRPR SH Q|JMPT|JUMP TRADING, LLC|149985
SQQQ|PROSHRES ULTRPR SH Q|JPBX|J.P. MORGAN SECURITIES LLC|13090
SQQQ|PROSHRES ULTRPR SH Q|JPMX|J.P. Morgan Securities LLC|583642
SQQQ|PROSHRES ULTRPR SH Q|JRCO|Johnson Rice & Company L.L.C.|255000
SQQQ|PROSHRES ULTRPR SH Q|JSEB|JANE STREET EXECUTION SERVICES, LLC|87700
SQQQ|PROSHRES ULTRPR SH Q|JSJX|JANE STREET CAPITAL LLC|11993895
SQQQ|PROSHRES ULTRPR SH Q|KCGM|VIRTU Americas LLC|1206957
SQQQ|PROSHRES ULTRPR SH Q|LEHM|Barclays Capital Inc./Le|4320600
SQQQ|PROSHRES ULTRPR SH Q|LIME|Lime Brokerage LLC|25762
SQQQ|PROSHRES ULTRPR SH Q|LIWM|LIME BROKERAGE LLC|71439
SQQQ|PROSHRES ULTRPR SH Q|LPCM|Lampert Capital Markets Inc.|1250
SQQQ|PROSHRES ULTRPR SH Q|LSCI|Lek Securities Corporation|152813
SQQQ|PROSHRES ULTRPR SH Q|MBTS|ALLY INVEST SECURITIES LLC|5467
SQQQ|PROSHRES ULTRPR SH Q|MIRA|MIRAE ASSET SECURITIES (USA) INC.|2500
SQQQ|PROSHRES ULTRPR SH Q|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4143656
SQQQ|PROSHRES ULTRPR SH Q|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3300
SQQQ|PROSHRES ULTRPR SH Q|MOTF|MOTIF INVESTING, INC.|25
SQQQ|PROSHRES ULTRPR SH Q|MSCO|MORGAN STANLEY & CO. LLC|3121708
SQQQ|PROSHRES ULTRPR SH Q|MSPL|MORGAN STANLEY & CO. LLC|176800
SQQQ|PROSHRES ULTRPR SH Q|MSTX|MORGAN STANLEY & CO. LLC|17200
SQQQ|PROSHRES ULTRPR SH Q|NFSC|National Financial Services LLC|39969447
SQQQ|PROSHRES ULTRPR SH Q|NITE|VIRTU Americas LLC|38098795
SQQQ|PROSHRES ULTRPR SH Q|NITP|VIRTU Americas LLC|1747215
SQQQ|PROSHRES ULTRPR SH Q|NQRB|Brut, LLC|73360
SQQQ|PROSHRES ULTRPR SH Q|NTRC|Northern Trust Securities, Inc.|5000
SQQQ|PROSHRES ULTRPR SH Q|OHOS|TWO SIGMA SECURITIES, LLC|900
SQQQ|PROSHRES ULTRPR SH Q|OLDM|OLD MISSION CAPITAL, LLC|661456
SQQQ|PROSHRES ULTRPR SH Q|OPCO|Oppenheimer & Co. Inc.|247182
SQQQ|PROSHRES ULTRPR SH Q|PCPT|PHILLIP CAPITAL INC.|247233
SQQQ|PROSHRES ULTRPR SH Q|PDQM|CODA MARKETS, INC.|110503
SQQQ|PROSHRES ULTRPR SH Q|PHLY|NASDAQ Execution Services, LLC|18800
SQQQ|PROSHRES ULTRPR SH Q|PICT|Pictet Overseas Inc.|1000
SQQQ|PROSHRES ULTRPR SH Q|PIPR|Piper Jaffray & Co.|10000
SQQQ|PROSHRES ULTRPR SH Q|PNSR|Penserra Securities, LLC|100
SQQQ|PROSHRES ULTRPR SH Q|PWJC|UBS Financial Services, Inc.|30200
SQQQ|PROSHRES ULTRPR SH Q|RBCM|RBC CAPITAL MARKETS, LLC|31400
SQQQ|PROSHRES ULTRPR SH Q|RGLD|Regal Securities, Inc|500
SQQQ|PROSHRES ULTRPR SH Q|RHOX|XR Securities LLC|368048
SQQQ|PROSHRES ULTRPR SH Q|SAGL|SAGETRADER, LLC|2200
SQQQ|PROSHRES ULTRPR SH Q|SBSH|Citigroup Global Markets Inc.|332716
SQQQ|PROSHRES ULTRPR SH Q|SGMT|GOLDMAN SACHS & CO. LLC|1385333
SQQQ|PROSHRES ULTRPR SH Q|SHMR|ABN Amro Clearing LLC|229139
SQQQ|PROSHRES ULTRPR SH Q|SOGO|Wang Investment Associates, Inc.|2214
SQQQ|PROSHRES ULTRPR SH Q|SPDR|SPEEDROUTE LLC|20267
SQQQ|PROSHRES ULTRPR SH Q|SPTD|MINT GLOBAL MARKETS, INC.|300
SQQQ|PROSHRES ULTRPR SH Q|STFL|Stifel, Nicolaus & Company, Incorporated|4
SQQQ|PROSHRES ULTRPR SH Q|STKP|STOCKPILE INVESTMENTS, INC.|1184
SQQQ|PROSHRES ULTRPR SH Q|STTT|STATETRUST INVESTMENTS INC.|136100
SQQQ|PROSHRES ULTRPR SH Q|SWIM|TD Ameritrade, Inc.|14893425
SQQQ|PROSHRES ULTRPR SH Q|SWST|Hilltop Securities Inc.|2140
SQQQ|PROSHRES ULTRPR SH Q|TKNG|ALLY INVEST SECURITIES LLC|243420
SQQQ|PROSHRES ULTRPR SH Q|TRBT|Tradebot Systems, Inc.|1116546
SQQQ|PROSHRES ULTRPR SH Q|TRCM|TRC MARKETS LLC|12767698
SQQQ|PROSHRES ULTRPR SH Q|TWTT|TASTYWORKS, INC.|8525
SQQQ|PROSHRES ULTRPR SH Q|UBSA|UBS SECURITIES LLC|3488958
SQQQ|PROSHRES ULTRPR SH Q|UBSS|UBS Securities LLC|2845548
SQQQ|PROSHRES ULTRPR SH Q|VALX|VIRTU AMERICAS LLC|849481
SQQQ|PROSHRES ULTRPR SH Q|VGRD|Vanguard Marketing Corporation|2046197
SQQQ|PROSHRES ULTRPR SH Q|VIEW|VIEWTRADE SECURITIES LLC|14200
SQQQ|PROSHRES ULTRPR SH Q|VSIN|Vision Financial Markets Llc|11239
SQQQ|PROSHRES ULTRPR SH Q|WBPX|SUMMIT SECURITIES GROUP, LLC|22800
SQQQ|PROSHRES ULTRPR SH Q|WCHV|WELLS FARGO SECURITIES, LLC|912804
SQQQ|PROSHRES ULTRPR SH Q|WEDB|WEDBUSH SECURITIES INC.|1365
SQQQ|PROSHRES ULTRPR SH Q|WEED|Weeden & Co.L.P.|652
SQQQ|PROSHRES ULTRPR SH Q|WEXM|WOLVERINE EXECUTION SERVICES, LLC|127735
SQQQ|PROSHRES ULTRPR SH Q|WEXX|WOLVERINE EXECUTION SERVICES, LLC|260444
SQQQ|PROSHRES ULTRPR SH Q|WGIF|CIBC World Markets Inc.|320286
SQQQ|PROSHRES ULTRPR SH Q|WSEA|WOLVERINE SECURITIES, LLC|182009
SQQQ|PROSHRES ULTRPR SH Q|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
SQQQ|PROSHRES ULTRPR SH Q|XPUS|XP SECURITIES, LLC|1000
SQQQ|PROSHRES ULTRPR SH Q|XSTM|NATIONAL FINANCIAL SERVICES LLC|61600
SQQQ|PROSHRES ULTRPR SH Q|YKNA|COMHAR CAPITAL MARKETS, LLC|18115
SQQQ|PROSHRES ULTRPR SH Q|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
SR|SPIRE INC|ALTX|Alternet Securities Inc.|4848
SR|SPIRE INC|ANOS|ABEL/NOSER, L.L.C.|132
SR|SPIRE INC|APCC|Apex Clearing Corporation|40
SR|SPIRE INC|BARD|Robert W. Baird & Co. Incorporated|284
SR|SPIRE INC|BATM|CBOE TRADING, INC.|1267
SR|SPIRE INC|BAYC|BAY CREST PARTNERS, LLC|244
SR|SPIRE INC|BERN|Sanford C. Bernstein & Co., LLC|21988
SR|SPIRE INC|BIDS|BIDS TRADING L.P.|1500
SR|SPIRE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1642
SR|SPIRE INC|BLKX|INSTINET, LLC|40000
SR|SPIRE INC|BNPX|BNP PARIBAS SECURITIES CORP.|29995
SR|SPIRE INC|BRVL|BLAYLOCK VAN, LLC|100
SR|SPIRE INC|BTIG|BTIG, LLC|29584
SR|SPIRE INC|BYXM|CBOE TRADING, INC.|604
SR|SPIRE INC|BZYD|GOLDMAN SACHS & CO. LLC|867
SR|SPIRE INC|CHAS|Charles Schwab & Co., Inc.|317
SR|SPIRE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|172870
SR|SPIRE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11087
SR|SPIRE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115570
SR|SPIRE INC|CTDL|Citadel Derivatives Group Llc|5700
SR|SPIRE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|34344
SR|SPIRE INC|DADA|D.A. Davidson & Co.|150
SR|SPIRE INC|DAVA|Davenport & Company LLC|87
SR|SPIRE INC|DBAB|Deutsche Bank Securities Inc.|33164
SR|SPIRE INC|DBAX|Deutsche Bank Securities Inc.|120800
SR|SPIRE INC|DBUL|Deutsche Bank Securities Inc.|100
SR|SPIRE INC|DCHF|Dart Executions, LLC|85
SR|SPIRE INC|DEAN|MORGAN STANLEY|1363
SR|SPIRE INC|EBXL|EBX LLC|85300
SR|SPIRE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5935
SR|SPIRE INC|EDJC|Edward Jones / CDS|289
SR|SPIRE INC|EDJO|Edward D. Jones & Co., L.P.|9685
SR|SPIRE INC|EGAM|CBOE TRADING, INC.|15834
SR|SPIRE INC|EGXM|CBOE TRADING, INC.|717
SR|SPIRE INC|EGXW|CBOE TRADING, INC.|14
SR|SPIRE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6282
SR|SPIRE INC|ETRS|E*Trade Securities LLC|1766
SR|SPIRE INC|FBSB|U.S. Bancorp Investments, Inc.|62
SR|SPIRE INC|FILL|Tradestation Securities, Inc.|216
SR|SPIRE INC|FMAF|NBCN Inc./ CDS|100
SR|SPIRE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1926
SR|SPIRE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28437
SR|SPIRE INC|FTBR|Foliofn Investments, Inc.|1877
SR|SPIRE INC|GLIS|TD Securities Inc|45
SR|SPIRE INC|GLPX|ACS EXECUTION SERVICES, LLC|3153
SR|SPIRE INC|GSCO|GOLDMAN SACHS & CO. LLC|277477
SR|SPIRE INC|GSCS|GOLDMAN SACHS & CO. LLC|4812
SR|SPIRE INC|GSLT|GOLDMAN SACHS & CO. LLC|1729
SR|SPIRE INC|GTSZ|GTS SECURITIES LLC|14063
SR|SPIRE INC|GUGS|Guggenheim Securities, LLC|15534
SR|SPIRE INC|HRBF|American Enterprise Investment Services Inc.|1487
SR|SPIRE INC|HSBC|HSBC Securities, Inc.|100
SR|SPIRE INC|IATS|INTERACTIVE BROKERS LLC|727
SR|SPIRE INC|IBKR|Interactive Brokers Llc|907
SR|SPIRE INC|ICBX|INSTINET, LLC|18700
SR|SPIRE INC|IEQY|CITADEL SECURITIES LLC|14366
SR|SPIRE INC|INCA|INSTINET, LLC|69622
SR|SPIRE INC|INJX|INSTINET, LLC|3671
SR|SPIRE INC|ITGI|ITG Inc.|12962
SR|SPIRE INC|ITGP|ITG INC.|71600
SR|SPIRE INC|JANY|Janney Montgomery Scott Inc.|400
SR|SPIRE INC|JEFF|JEFFERIES LLC|82207
SR|SPIRE INC|JMPT|JUMP TRADING, LLC|11803
SR|SPIRE INC|JONE|JonesTrading|170
SR|SPIRE INC|JPBX|J.P. MORGAN SECURITIES LLC|28304
SR|SPIRE INC|JPMX|J.P. Morgan Securities LLC|178242
SR|SPIRE INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
SR|SPIRE INC|JSJX|JANE STREET CAPITAL LLC|10775
SR|SPIRE INC|KCGM|VIRTU Americas LLC|17951
SR|SPIRE INC|LEHM|Barclays Capital Inc./Le|120915
SR|SPIRE INC|LIME|Lime Brokerage LLC|23423
SR|SPIRE INC|LOOP|Loop Capital Markets LLC|1255
SR|SPIRE INC|LQNA|LIQUIDNET, INC.|33300
SR|SPIRE INC|LQNB|LIQUIDNET, INC.|1100
SR|SPIRE INC|LSCI|Lek Securities Corporation|32
SR|SPIRE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83244
SR|SPIRE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2338
SR|SPIRE INC|MSCO|MORGAN STANLEY & CO. LLC|226300
SR|SPIRE INC|MSPL|MORGAN STANLEY & CO. LLC|147700
SR|SPIRE INC|MSTX|MORGAN STANLEY & CO. LLC|37700
SR|SPIRE INC|MZHO|Mizuho Securities USA LLC|40000
SR|SPIRE INC|NATL|National Securities Corporation|100
SR|SPIRE INC|NFSC|National Financial Services LLC|52439
SR|SPIRE INC|NITE|VIRTU Americas LLC|104560
SR|SPIRE INC|NITP|VIRTU Americas LLC|235
SR|SPIRE INC|NQRB|Brut, LLC|3223
SR|SPIRE INC|NTRC|Northern Trust Securities, Inc.|1104
SR|SPIRE INC|OPCO|Oppenheimer & Co. Inc.|100
SR|SPIRE INC|PDQM|CODA MARKETS, INC.|20765
SR|SPIRE INC|PWJC|UBS Financial Services, Inc.|250
SR|SPIRE INC|QMSR|QUATTRO M SECURITIES INC.|38
SR|SPIRE INC|RBCM|RBC CAPITAL MARKETS, LLC|692
SR|SPIRE INC|SBSH|Citigroup Global Markets Inc.|35810
SR|SPIRE INC|SGMT|GOLDMAN SACHS & CO. LLC|44507
SR|SPIRE INC|SPDR|SPEEDROUTE LLC|15268
SR|SPIRE INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|36800
SR|SPIRE INC|STFL|Stifel, Nicolaus & Company, Incorporated|153468
SR|SPIRE INC|SWIM|TD Ameritrade, Inc.|32170
SR|SPIRE INC|SWST|Hilltop Securities Inc.|330
SR|SPIRE INC|TKNG|ALLY INVEST SECURITIES LLC|84
SR|SPIRE INC|TRBT|Tradebot Systems, Inc.|3771
SR|SPIRE INC|TRCM|TRC MARKETS LLC|14182
SR|SPIRE INC|UBSA|UBS SECURITIES LLC|251084
SR|SPIRE INC|UBSS|UBS Securities LLC|267251
SR|SPIRE INC|VALX|VIRTU AMERICAS LLC|10604
SR|SPIRE INC|VGRD|Vanguard Marketing Corporation|1486
SR|SPIRE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|713
SR|SPIRE INC|WCHV|WELLS FARGO SECURITIES, LLC|37501
SR|SPIRE INC|WDNX|WEEDEN & CO.L.P.|1128
SR|SPIRE INC|WEED|Weeden & Co.L.P.|2400
SR|SPIRE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|229
SR|SPIRE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1478
SR|SPIRE INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|535
SR|SPIRE INC|WSAG|WALL STREET ACCESS|100
SR|SPIRE INC|WSEA|WOLVERINE SECURITIES, LLC|1534
SR|SPIRE INC|XIST|INSTINET, LLC|92846
SR|SPIRE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
SR|SPIRE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|509
SR|SPIRE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3141
SRAX|SOCIAL REALITY CM A|ACLN|ALEXANDER CAPITAL, L.P.|1123
SRAX|SOCIAL REALITY CM A|ADAM|CANACCORD GENUITY INC.|3200
SRAX|SOCIAL REALITY CM A|AGIS|Aegis Capital Corp.|20964
SRAX|SOCIAL REALITY CM A|ALTX|Alternet Securities Inc.|2001
SRAX|SOCIAL REALITY CM A|APCC|Apex Clearing Corporation|16612
SRAX|SOCIAL REALITY CM A|BARD|Robert W. Baird & Co. Incorporated|2000
SRAX|SOCIAL REALITY CM A|BATM|CBOE TRADING, INC.|3935
SRAX|SOCIAL REALITY CM A|BAYT|BTIG, LLC|5000
SRAX|SOCIAL REALITY CM A|CHAS|Charles Schwab & Co., Inc.|1400
SRAX|SOCIAL REALITY CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15842
SRAX|SOCIAL REALITY CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2718
SRAX|SOCIAL REALITY CM A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1700
SRAX|SOCIAL REALITY CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12200
SRAX|SOCIAL REALITY CM A|DBAB|Deutsche Bank Securities Inc.|6462
SRAX|SOCIAL REALITY CM A|DBAX|Deutsche Bank Securities Inc.|3100
SRAX|SOCIAL REALITY CM A|DEAN|MORGAN STANLEY|900
SRAX|SOCIAL REALITY CM A|DEGS|RONIN PROFESSIONAL LLC|3874
SRAX|SOCIAL REALITY CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1743
SRAX|SOCIAL REALITY CM A|EBXL|EBX LLC|1700
SRAX|SOCIAL REALITY CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|4204
SRAX|SOCIAL REALITY CM A|EDJC|Edward Jones / CDS|187
SRAX|SOCIAL REALITY CM A|EDJO|Edward D. Jones & Co., L.P.|604
SRAX|SOCIAL REALITY CM A|EGAM|CBOE TRADING, INC.|3050
SRAX|SOCIAL REALITY CM A|EGXM|CBOE TRADING, INC.|7325
SRAX|SOCIAL REALITY CM A|ETBE|Electronic Transaction Clearing, Inc.|471
SRAX|SOCIAL REALITY CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3948
SRAX|SOCIAL REALITY CM A|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SRAX|SOCIAL REALITY CM A|ETRS|E*Trade Securities LLC|228300
SRAX|SOCIAL REALITY CM A|FBCO|Credit Suisse Securities (USA) LLC|32780
SRAX|SOCIAL REALITY CM A|FILL|Tradestation Securities, Inc.|22003
SRAX|SOCIAL REALITY CM A|FMAF|NBCN Inc./ CDS|850
SRAX|SOCIAL REALITY CM A|FOMA|TD AMERITRADE CLEARING, INC.|388576
SRAX|SOCIAL REALITY CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6699
SRAX|SOCIAL REALITY CM A|FTBR|Foliofn Investments, Inc.|35
SRAX|SOCIAL REALITY CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|2419
SRAX|SOCIAL REALITY CM A|GLPX|ACS EXECUTION SERVICES, LLC|5375
SRAX|SOCIAL REALITY CM A|GSCO|GOLDMAN SACHS & CO. LLC|11158
SRAX|SOCIAL REALITY CM A|GSCS|GOLDMAN SACHS & CO. LLC|1000
SRAX|SOCIAL REALITY CM A|GSLT|GOLDMAN SACHS & CO. LLC|10716
SRAX|SOCIAL REALITY CM A|GTSZ|GTS SECURITIES LLC|9064
SRAX|SOCIAL REALITY CM A|HRBF|American Enterprise Investment Services Inc.|1600
SRAX|SOCIAL REALITY CM A|IATS|INTERACTIVE BROKERS LLC|22545
SRAX|SOCIAL REALITY CM A|IBKR|Interactive Brokers Llc|190791
SRAX|SOCIAL REALITY CM A|ICBX|INSTINET, LLC|1000
SRAX|SOCIAL REALITY CM A|INCA|INSTINET, LLC|31009
SRAX|SOCIAL REALITY CM A|ITGI|ITG Inc.|18082
SRAX|SOCIAL REALITY CM A|ITGP|ITG INC.|8000
SRAX|SOCIAL REALITY CM A|JANY|Janney Montgomery Scott Inc.|4000
SRAX|SOCIAL REALITY CM A|JMPT|JUMP TRADING, LLC|188
SRAX|SOCIAL REALITY CM A|JPMX|J.P. Morgan Securities LLC|3700
SRAX|SOCIAL REALITY CM A|JSJX|JANE STREET CAPITAL LLC|1401
SRAX|SOCIAL REALITY CM A|KCGM|VIRTU Americas LLC|600
SRAX|SOCIAL REALITY CM A|LEHM|Barclays Capital Inc./Le|5579
SRAX|SOCIAL REALITY CM A|LIME|Lime Brokerage LLC|18159
SRAX|SOCIAL REALITY CM A|LSCI|Lek Securities Corporation|100
SRAX|SOCIAL REALITY CM A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
SRAX|SOCIAL REALITY CM A|MAXM|Maxim Group LLC|32300
SRAX|SOCIAL REALITY CM A|MILE|I-Bankers Securities, Inc.|2431
SRAX|SOCIAL REALITY CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1900
SRAX|SOCIAL REALITY CM A|MOTF|MOTIF INVESTING, INC.|2
SRAX|SOCIAL REALITY CM A|MSCO|MORGAN STANLEY & CO. LLC|154605
SRAX|SOCIAL REALITY CM A|MSPL|MORGAN STANLEY & CO. LLC|400
SRAX|SOCIAL REALITY CM A|NFSC|National Financial Services LLC|229239
SRAX|SOCIAL REALITY CM A|NITE|VIRTU Americas LLC|612296
SRAX|SOCIAL REALITY CM A|NQRB|Brut, LLC|5400
SRAX|SOCIAL REALITY CM A|NTFN|Network 1 Financial Securities Inc.|1875
SRAX|SOCIAL REALITY CM A|OPCO|Oppenheimer & Co. Inc.|7360
SRAX|SOCIAL REALITY CM A|PDQM|CODA MARKETS, INC.|13270
SRAX|SOCIAL REALITY CM A|PWJC|UBS Financial Services, Inc.|16050
SRAX|SOCIAL REALITY CM A|RAJA|Raymond James & Associates, Inc.|700
SRAX|SOCIAL REALITY CM A|RBCM|RBC CAPITAL MARKETS, LLC|27552
SRAX|SOCIAL REALITY CM A|SAGL|SAGETRADER, LLC|100
SRAX|SOCIAL REALITY CM A|SBSH|Citigroup Global Markets Inc.|1900
SRAX|SOCIAL REALITY CM A|SGMT|GOLDMAN SACHS & CO. LLC|2800
SRAX|SOCIAL REALITY CM A|SPDR|SPEEDROUTE LLC|3709
SRAX|SOCIAL REALITY CM A|STFL|Stifel, Nicolaus & Company, Incorporated|1366
SRAX|SOCIAL REALITY CM A|SWIM|TD Ameritrade, Inc.|157577
SRAX|SOCIAL REALITY CM A|SWST|Hilltop Securities Inc.|26511
SRAX|SOCIAL REALITY CM A|TKNG|ALLY INVEST SECURITIES LLC|6548
SRAX|SOCIAL REALITY CM A|TRCM|TRC MARKETS LLC|419
SRAX|SOCIAL REALITY CM A|TRWN|T.R. Winston & Company, LLC|44699
SRAX|SOCIAL REALITY CM A|TWTT|TASTYWORKS, INC.|15
SRAX|SOCIAL REALITY CM A|UBSA|UBS SECURITIES LLC|18364
SRAX|SOCIAL REALITY CM A|UBSS|UBS Securities LLC|77320
SRAX|SOCIAL REALITY CM A|VALX|VIRTU AMERICAS LLC|2462
SRAX|SOCIAL REALITY CM A|VGRD|Vanguard Marketing Corporation|13382
SRAX|SOCIAL REALITY CM A|VNDS|VANDHAM SECURITIES CORP|901
SRAX|SOCIAL REALITY CM A|WCHV|WELLS FARGO SECURITIES, LLC|58231
SRAX|SOCIAL REALITY CM A|WEDB|WEDBUSH SECURITIES INC.|800
SRAX|SOCIAL REALITY CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|799
SRAX|SOCIAL REALITY CM A|WGIF|CIBC World Markets Inc.|3655
SRAX|SOCIAL REALITY CM A|WORD|Worden Capital Management LLC|3823
SRAX|SOCIAL REALITY CM A|WSEA|WOLVERINE SECURITIES, LLC|7518
SRAX|SOCIAL REALITY CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|1335
SRAX|SOCIAL REALITY CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7100
SRC|SPIRIT REALTY CAPTL|ALTX|Alternet Securities Inc.|7200
SRC|SPIRIT REALTY CAPTL|ANOS|ABEL/NOSER, L.L.C.|7869
SRC|SPIRIT REALTY CAPTL|APCC|Apex Clearing Corporation|17359
SRC|SPIRIT REALTY CAPTL|BANK|Primevest Financial Services, Inc.|687
SRC|SPIRIT REALTY CAPTL|BARD|Robert W. Baird & Co. Incorporated|91335
SRC|SPIRIT REALTY CAPTL|BATM|CBOE TRADING, INC.|400
SRC|SPIRIT REALTY CAPTL|BAYC|BAY CREST PARTNERS, LLC|4790
SRC|SPIRIT REALTY CAPTL|BBNT|BB&T SECURITIES, LLC|1266
SRC|SPIRIT REALTY CAPTL|BERN|Sanford C. Bernstein & Co., LLC|352233
SRC|SPIRIT REALTY CAPTL|BIAD|SAGETRADER, LLC|2420
SRC|SPIRIT REALTY CAPTL|BIDS|BIDS TRADING L.P.|3600
SRC|SPIRIT REALTY CAPTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21105
SRC|SPIRIT REALTY CAPTL|BLKX|INSTINET, LLC|443252
SRC|SPIRIT REALTY CAPTL|BNPX|BNP PARIBAS SECURITIES CORP.|41223
SRC|SPIRIT REALTY CAPTL|BTIG|BTIG, LLC|56299
SRC|SPIRIT REALTY CAPTL|BYXM|CBOE TRADING, INC.|727
SRC|SPIRIT REALTY CAPTL|BZYD|GOLDMAN SACHS & CO. LLC|15600
SRC|SPIRIT REALTY CAPTL|CANT|Cantor Fitzgerald & Co.|129576
SRC|SPIRIT REALTY CAPTL|CHAS|Charles Schwab & Co., Inc.|3516
SRC|SPIRIT REALTY CAPTL|CIST|Capital Institutional Services, Inc.|72016
SRC|SPIRIT REALTY CAPTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1406501
SRC|SPIRIT REALTY CAPTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|443
SRC|SPIRIT REALTY CAPTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4311
SRC|SPIRIT REALTY CAPTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1832178
SRC|SPIRIT REALTY CAPTL|CTDL|Citadel Derivatives Group Llc|124744
SRC|SPIRIT REALTY CAPTL|CTLR|CUTLER GROUP, LP|1200
SRC|SPIRIT REALTY CAPTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|583272
SRC|SPIRIT REALTY CAPTL|DAVA|Davenport & Company LLC|400
SRC|SPIRIT REALTY CAPTL|DBAB|Deutsche Bank Securities Inc.|1472722
SRC|SPIRIT REALTY CAPTL|DBAX|Deutsche Bank Securities Inc.|3187300
SRC|SPIRIT REALTY CAPTL|DEAN|MORGAN STANLEY|17431
SRC|SPIRIT REALTY CAPTL|DEGS|RONIN PROFESSIONAL LLC|1809
SRC|SPIRIT REALTY CAPTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|62000
SRC|SPIRIT REALTY CAPTL|EBXL|EBX LLC|1437800
SRC|SPIRIT REALTY CAPTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|22459
SRC|SPIRIT REALTY CAPTL|EDJO|Edward D. Jones & Co., L.P.|11915
SRC|SPIRIT REALTY CAPTL|EGAM|CBOE TRADING, INC.|28566
SRC|SPIRIT REALTY CAPTL|EGAW|CBOE TRADING, INC.|706
SRC|SPIRIT REALTY CAPTL|EGXM|CBOE TRADING, INC.|400
SRC|SPIRIT REALTY CAPTL|ESPO|ESPOSITO SECURITIES, LLC|5592
SRC|SPIRIT REALTY CAPTL|ETBE|Electronic Transaction Clearing, Inc.|35540
SRC|SPIRIT REALTY CAPTL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
SRC|SPIRIT REALTY CAPTL|ETCB|ETC BROKERAGE SERVICES, LLC|1000
SRC|SPIRIT REALTY CAPTL|ETCC|Electronic Transaction Clearing, Inc.|900
SRC|SPIRIT REALTY CAPTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
SRC|SPIRIT REALTY CAPTL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|152
SRC|SPIRIT REALTY CAPTL|ETRS|E*Trade Securities LLC|303737
SRC|SPIRIT REALTY CAPTL|FBRC|B. RILEY FBR, INC.|14100
SRC|SPIRIT REALTY CAPTL|FBSB|U.S. Bancorp Investments, Inc.|61
SRC|SPIRIT REALTY CAPTL|FILL|Tradestation Securities, Inc.|19358
SRC|SPIRIT REALTY CAPTL|FMAF|NBCN Inc./ CDS|1800
SRC|SPIRIT REALTY CAPTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|94512
SRC|SPIRIT REALTY CAPTL|FQLS|Quantlab Securities LP|462888
SRC|SPIRIT REALTY CAPTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|231011
SRC|SPIRIT REALTY CAPTL|FTBR|Foliofn Investments, Inc.|10027
SRC|SPIRIT REALTY CAPTL|GEBB|GLOBAL EXECUTION BROKERS, LP|17200
SRC|SPIRIT REALTY CAPTL|GLIS|TD Securities Inc|1497
SRC|SPIRIT REALTY CAPTL|GLPX|ACS EXECUTION SERVICES, LLC|38063
SRC|SPIRIT REALTY CAPTL|GSCO|GOLDMAN SACHS & CO. LLC|5933330
SRC|SPIRIT REALTY CAPTL|GSCS|GOLDMAN SACHS & CO. LLC|120862
SRC|SPIRIT REALTY CAPTL|GSLT|GOLDMAN SACHS & CO. LLC|61962
SRC|SPIRIT REALTY CAPTL|GTSZ|GTS SECURITIES LLC|161862
SRC|SPIRIT REALTY CAPTL|HRBF|American Enterprise Investment Services Inc.|7478
SRC|SPIRIT REALTY CAPTL|HSBC|HSBC Securities, Inc.|100
SRC|SPIRIT REALTY CAPTL|IATS|INTERACTIVE BROKERS LLC|26426
SRC|SPIRIT REALTY CAPTL|IBKR|Interactive Brokers Llc|47569
SRC|SPIRIT REALTY CAPTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|257
SRC|SPIRIT REALTY CAPTL|ICBX|INSTINET, LLC|690704
SRC|SPIRIT REALTY CAPTL|IEQY|CITADEL SECURITIES LLC|72867
SRC|SPIRIT REALTY CAPTL|INCA|INSTINET, LLC|888146
SRC|SPIRIT REALTY CAPTL|INJX|INSTINET, LLC|380
SRC|SPIRIT REALTY CAPTL|ITGI|ITG Inc.|275612
SRC|SPIRIT REALTY CAPTL|ITGP|ITG INC.|1992200
SRC|SPIRIT REALTY CAPTL|JANY|Janney Montgomery Scott Inc.|50375
SRC|SPIRIT REALTY CAPTL|JEFF|JEFFERIES LLC|1007177
SRC|SPIRIT REALTY CAPTL|JMPT|JUMP TRADING, LLC|124446
SRC|SPIRIT REALTY CAPTL|JONE|JonesTrading|303978
SRC|SPIRIT REALTY CAPTL|JPBX|J.P. MORGAN SECURITIES LLC|355888
SRC|SPIRIT REALTY CAPTL|JPMX|J.P. Morgan Securities LLC|4108842
SRC|SPIRIT REALTY CAPTL|JSJX|JANE STREET CAPITAL LLC|118571
SRC|SPIRIT REALTY CAPTL|KBWI|Keefe, Bruyette & Woods, Inc.|18381
SRC|SPIRIT REALTY CAPTL|KCGM|VIRTU Americas LLC|350107
SRC|SPIRIT REALTY CAPTL|KRSH|Kershner Securities, LLC|28242
SRC|SPIRIT REALTY CAPTL|LEHM|Barclays Capital Inc./Le|4660574
SRC|SPIRIT REALTY CAPTL|LIME|Lime Brokerage LLC|44870
SRC|SPIRIT REALTY CAPTL|LMNX|LUMINEX TRADING & ANALYTICS LLC|450000
SRC|SPIRIT REALTY CAPTL|LOOP|Loop Capital Markets LLC|7113
SRC|SPIRIT REALTY CAPTL|LQNA|LIQUIDNET, INC.|945900
SRC|SPIRIT REALTY CAPTL|LQNB|LIQUIDNET, INC.|16722
SRC|SPIRIT REALTY CAPTL|LSCI|Lek Securities Corporation|8397
SRC|SPIRIT REALTY CAPTL|MACQ|Macquarie Capital (USA) Inc.|4027
SRC|SPIRIT REALTY CAPTL|MAXM|Maxim Group LLC|34379
SRC|SPIRIT REALTY CAPTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3208678
SRC|SPIRIT REALTY CAPTL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|54438
SRC|SPIRIT REALTY CAPTL|MNDX|TJM Investments, LLC|11200
SRC|SPIRIT REALTY CAPTL|MOTF|MOTIF INVESTING, INC.|1
SRC|SPIRIT REALTY CAPTL|MSCO|MORGAN STANLEY & CO. LLC|3670071
SRC|SPIRIT REALTY CAPTL|MSPL|MORGAN STANLEY & CO. LLC|3349900
SRC|SPIRIT REALTY CAPTL|MSTX|MORGAN STANLEY & CO. LLC|1143000
SRC|SPIRIT REALTY CAPTL|MZHO|Mizuho Securities USA LLC|100000
SRC|SPIRIT REALTY CAPTL|NEUB|NEUBERGER BERMAN BD LLC|600
SRC|SPIRIT REALTY CAPTL|NFSC|National Financial Services LLC|690006
SRC|SPIRIT REALTY CAPTL|NITE|VIRTU Americas LLC|1208718
SRC|SPIRIT REALTY CAPTL|NITP|VIRTU Americas LLC|785882
SRC|SPIRIT REALTY CAPTL|NQRB|Brut, LLC|6079
SRC|SPIRIT REALTY CAPTL|NTRC|Northern Trust Securities, Inc.|8983
SRC|SPIRIT REALTY CAPTL|OPCO|Oppenheimer & Co. Inc.|10184
SRC|SPIRIT REALTY CAPTL|PAUL|Paulson Investment Company, Inc.|10000
SRC|SPIRIT REALTY CAPTL|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8300
SRC|SPIRIT REALTY CAPTL|PDQM|CODA MARKETS, INC.|51963
SRC|SPIRIT REALTY CAPTL|PWJC|UBS Financial Services, Inc.|1200
SRC|SPIRIT REALTY CAPTL|RBCM|RBC CAPITAL MARKETS, LLC|14406
SRC|SPIRIT REALTY CAPTL|RGLD|Regal Securities, Inc|1953
SRC|SPIRIT REALTY CAPTL|SAGL|SAGETRADER, LLC|194012
SRC|SPIRIT REALTY CAPTL|SBSH|Citigroup Global Markets Inc.|865706
SRC|SPIRIT REALTY CAPTL|SEIC|SEI Investments Distribution Co.|1200
SRC|SPIRIT REALTY CAPTL|SGMT|GOLDMAN SACHS & CO. LLC|2075691
SRC|SPIRIT REALTY CAPTL|SPDR|SPEEDROUTE LLC|6000
SRC|SPIRIT REALTY CAPTL|SPHN|Stephens Inc.|130172
SRC|SPIRIT REALTY CAPTL|SPNT|SEVEN POINTS CAPITAL, LLC|24600
SRC|SPIRIT REALTY CAPTL|STFL|Stifel, Nicolaus & Company, Incorporated|27381
SRC|SPIRIT REALTY CAPTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13633
SRC|SPIRIT REALTY CAPTL|SWIM|TD Ameritrade, Inc.|79021
SRC|SPIRIT REALTY CAPTL|SWST|Hilltop Securities Inc.|867
SRC|SPIRIT REALTY CAPTL|TKNG|ALLY INVEST SECURITIES LLC|1077
SRC|SPIRIT REALTY CAPTL|TRBT|Tradebot Systems, Inc.|337418
SRC|SPIRIT REALTY CAPTL|TRCM|TRC MARKETS LLC|583214
SRC|SPIRIT REALTY CAPTL|UBSA|UBS SECURITIES LLC|4884496
SRC|SPIRIT REALTY CAPTL|UBSS|UBS Securities LLC|3511696
SRC|SPIRIT REALTY CAPTL|VALX|VIRTU AMERICAS LLC|285974
SRC|SPIRIT REALTY CAPTL|VGRD|Vanguard Marketing Corporation|4845
SRC|SPIRIT REALTY CAPTL|WABR|Wall Street Access|1500
SRC|SPIRIT REALTY CAPTL|WCHV|WELLS FARGO SECURITIES, LLC|1101009
SRC|SPIRIT REALTY CAPTL|WEDB|WEDBUSH SECURITIES INC.|4679
SRC|SPIRIT REALTY CAPTL|WEED|Weeden & Co.L.P.|40791
SRC|SPIRIT REALTY CAPTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18595
SRC|SPIRIT REALTY CAPTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|193854
SRC|SPIRIT REALTY CAPTL|WSEA|WOLVERINE SECURITIES, LLC|12069
SRC|SPIRIT REALTY CAPTL|XIST|INSTINET, LLC|344600
SRC|SPIRIT REALTY CAPTL|XPQR|Jump Trading|263
SRC|SPIRIT REALTY CAPTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|97392
SRC|SPIRIT REALTY CAPTL|YKNA|COMHAR CAPITAL MARKETS, LLC|1550
SRC|SPIRIT REALTY CAPTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46925
SRC$A|SPIRIT REALTY 6% A|BATM|CBOE TRADING, INC.|300
SRC$A|SPIRIT REALTY 6% A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|850
SRC$A|SPIRIT REALTY 6% A|BNCH|The Benchmark Company, LLC|14195
SRC$A|SPIRIT REALTY 6% A|BYXM|CBOE TRADING, INC.|500
SRC$A|SPIRIT REALTY 6% A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|409
SRC$A|SPIRIT REALTY 6% A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3583
SRC$A|SPIRIT REALTY 6% A|DBAX|Deutsche Bank Securities Inc.|4000
SRC$A|SPIRIT REALTY 6% A|DEAN|MORGAN STANLEY|26444
SRC$A|SPIRIT REALTY 6% A|EBXL|EBX LLC|1500
SRC$A|SPIRIT REALTY 6% A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52
SRC$A|SPIRIT REALTY 6% A|GLPX|ACS EXECUTION SERVICES, LLC|3503
SRC$A|SPIRIT REALTY 6% A|GSCO|GOLDMAN SACHS & CO. LLC|6636
SRC$A|SPIRIT REALTY 6% A|GSCS|GOLDMAN SACHS & CO. LLC|1000
SRC$A|SPIRIT REALTY 6% A|GTSZ|GTS SECURITIES LLC|1943
SRC$A|SPIRIT REALTY 6% A|HRBF|American Enterprise Investment Services Inc.|100
SRC$A|SPIRIT REALTY 6% A|IATS|INTERACTIVE BROKERS LLC|123
SRC$A|SPIRIT REALTY 6% A|IBKR|Interactive Brokers Llc|200
SRC$A|SPIRIT REALTY 6% A|ICBX|INSTINET, LLC|100
SRC$A|SPIRIT REALTY 6% A|INCA|INSTINET, LLC|3448
SRC$A|SPIRIT REALTY 6% A|ITGP|ITG INC.|11400
SRC$A|SPIRIT REALTY 6% A|JEFF|JEFFERIES LLC|373
SRC$A|SPIRIT REALTY 6% A|JPMX|J.P. Morgan Securities LLC|400
SRC$A|SPIRIT REALTY 6% A|JSJX|JANE STREET CAPITAL LLC|400
SRC$A|SPIRIT REALTY 6% A|KCGM|VIRTU Americas LLC|300
SRC$A|SPIRIT REALTY 6% A|LEHM|Barclays Capital Inc./Le|3400
SRC$A|SPIRIT REALTY 6% A|LIME|Lime Brokerage LLC|1240
SRC$A|SPIRIT REALTY 6% A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SRC$A|SPIRIT REALTY 6% A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
SRC$A|SPIRIT REALTY 6% A|MSCO|MORGAN STANLEY & CO. LLC|3740
SRC$A|SPIRIT REALTY 6% A|MSPL|MORGAN STANLEY & CO. LLC|2900
SRC$A|SPIRIT REALTY 6% A|NFSC|National Financial Services LLC|2855
SRC$A|SPIRIT REALTY 6% A|NITE|VIRTU Americas LLC|23939
SRC$A|SPIRIT REALTY 6% A|PDQM|CODA MARKETS, INC.|6003
SRC$A|SPIRIT REALTY 6% A|RBCM|RBC CAPITAL MARKETS, LLC|2850
SRC$A|SPIRIT REALTY 6% A|SGMT|GOLDMAN SACHS & CO. LLC|900
SRC$A|SPIRIT REALTY 6% A|SPDR|SPEEDROUTE LLC|400
SRC$A|SPIRIT REALTY 6% A|STFL|Stifel, Nicolaus & Company, Incorporated|1676
SRC$A|SPIRIT REALTY 6% A|TRBT|Tradebot Systems, Inc.|1150
SRC$A|SPIRIT REALTY 6% A|UBSA|UBS SECURITIES LLC|6252
SRC$A|SPIRIT REALTY 6% A|UBSS|UBS Securities LLC|4245
SRC$A|SPIRIT REALTY 6% A|VGRD|Vanguard Marketing Corporation|1400
SRC$A|SPIRIT REALTY 6% A|WCHV|WELLS FARGO SECURITIES, LLC|27996
SRC$A|SPIRIT REALTY 6% A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17
SRC$A|SPIRIT REALTY 6% A|YKNA|COMHAR CAPITAL MARKETS, LLC|300
SRC$A|SPIRIT REALTY 6% A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3981
SRCE|1ST SOURCE CORP|ALTX|Alternet Securities Inc.|660
SRCE|1ST SOURCE CORP|APCC|Apex Clearing Corporation|32
SRCE|1ST SOURCE CORP|BARD|Robert W. Baird & Co. Incorporated|386
SRCE|1ST SOURCE CORP|BATM|CBOE TRADING, INC.|100
SRCE|1ST SOURCE CORP|BERN|Sanford C. Bernstein & Co., LLC|6205
SRCE|1ST SOURCE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|162
SRCE|1ST SOURCE CORP|BMOC|BMO Capital Markets Corp.|2551
SRCE|1ST SOURCE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1457
SRCE|1ST SOURCE CORP|BYXM|CBOE TRADING, INC.|100
SRCE|1ST SOURCE CORP|BZYD|GOLDMAN SACHS & CO. LLC|515
SRCE|1ST SOURCE CORP|CANT|Cantor Fitzgerald & Co.|213
SRCE|1ST SOURCE CORP|CHAS|Charles Schwab & Co., Inc.|189
SRCE|1ST SOURCE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3273
SRCE|1ST SOURCE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|655
SRCE|1ST SOURCE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|883
SRCE|1ST SOURCE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13684
SRCE|1ST SOURCE CORP|CTDL|Citadel Derivatives Group Llc|1654
SRCE|1ST SOURCE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2842
SRCE|1ST SOURCE CORP|DBAB|Deutsche Bank Securities Inc.|63212
SRCE|1ST SOURCE CORP|DBAX|Deutsche Bank Securities Inc.|14100
SRCE|1ST SOURCE CORP|DEAN|MORGAN STANLEY|1600
SRCE|1ST SOURCE CORP|DEGS|RONIN PROFESSIONAL LLC|1688
SRCE|1ST SOURCE CORP|EBXL|EBX LLC|7100
SRCE|1ST SOURCE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|669
SRCE|1ST SOURCE CORP|EDJO|Edward D. Jones & Co., L.P.|132
SRCE|1ST SOURCE CORP|EGAM|CBOE TRADING, INC.|210
SRCE|1ST SOURCE CORP|EGXM|CBOE TRADING, INC.|61
SRCE|1ST SOURCE CORP|ETBE|Electronic Transaction Clearing, Inc.|3
SRCE|1ST SOURCE CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1018
SRCE|1ST SOURCE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|594
SRCE|1ST SOURCE CORP|ETRS|E*Trade Securities LLC|1057
SRCE|1ST SOURCE CORP|FBCO|Credit Suisse Securities (USA) LLC|24917
SRCE|1ST SOURCE CORP|FOMA|TD AMERITRADE CLEARING, INC.|17149
SRCE|1ST SOURCE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|138
SRCE|1ST SOURCE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15108
SRCE|1ST SOURCE CORP|FTBR|Foliofn Investments, Inc.|1469
SRCE|1ST SOURCE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|5299
SRCE|1ST SOURCE CORP|GLPX|ACS EXECUTION SERVICES, LLC|1082
SRCE|1ST SOURCE CORP|GSCO|GOLDMAN SACHS & CO. LLC|100694
SRCE|1ST SOURCE CORP|GSCS|GOLDMAN SACHS & CO. LLC|2320
SRCE|1ST SOURCE CORP|GSLT|GOLDMAN SACHS & CO. LLC|937
SRCE|1ST SOURCE CORP|GTSZ|GTS SECURITIES LLC|24679
SRCE|1ST SOURCE CORP|IATS|INTERACTIVE BROKERS LLC|200
SRCE|1ST SOURCE CORP|IBKR|Interactive Brokers Llc|2648
SRCE|1ST SOURCE CORP|ICBX|INSTINET, LLC|900
SRCE|1ST SOURCE CORP|IEQY|CITADEL SECURITIES LLC|5835
SRCE|1ST SOURCE CORP|INCA|INSTINET, LLC|41231
SRCE|1ST SOURCE CORP|INJX|INSTINET, LLC|10332
SRCE|1ST SOURCE CORP|ITGI|ITG Inc.|31603
SRCE|1ST SOURCE CORP|ITGP|ITG INC.|6800
SRCE|1ST SOURCE CORP|JEFF|JEFFERIES LLC|8016
SRCE|1ST SOURCE CORP|JPBX|J.P. MORGAN SECURITIES LLC|647
SRCE|1ST SOURCE CORP|JPMX|J.P. Morgan Securities LLC|16791
SRCE|1ST SOURCE CORP|JSJX|JANE STREET CAPITAL LLC|49
SRCE|1ST SOURCE CORP|KCGM|VIRTU Americas LLC|207
SRCE|1ST SOURCE CORP|LEHM|Barclays Capital Inc./Le|47746
SRCE|1ST SOURCE CORP|LIME|Lime Brokerage LLC|34842
SRCE|1ST SOURCE CORP|LMGP|LIME BROKERAGE LLC|1714
SRCE|1ST SOURCE CORP|MACC|Mid Atlantic Capital Corporation|7049
SRCE|1ST SOURCE CORP|MAXM|Maxim Group LLC|1668
SRCE|1ST SOURCE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
SRCE|1ST SOURCE CORP|MOTF|MOTIF INVESTING, INC.|7
SRCE|1ST SOURCE CORP|MSCO|MORGAN STANLEY & CO. LLC|110020
SRCE|1ST SOURCE CORP|MSPL|MORGAN STANLEY & CO. LLC|22600
SRCE|1ST SOURCE CORP|MSTX|MORGAN STANLEY & CO. LLC|200
SRCE|1ST SOURCE CORP|MTON|MILLINGTON SECURITIES, INC.|23966
SRCE|1ST SOURCE CORP|NFSC|National Financial Services LLC|3700
SRCE|1ST SOURCE CORP|NITE|VIRTU Americas LLC|15426
SRCE|1ST SOURCE CORP|NTRC|Northern Trust Securities, Inc.|110
SRCE|1ST SOURCE CORP|OPCO|Oppenheimer & Co. Inc.|76
SRCE|1ST SOURCE CORP|PDQM|CODA MARKETS, INC.|4683
SRCE|1ST SOURCE CORP|RAJA|Raymond James & Associates, Inc.|225
SRCE|1ST SOURCE CORP|RBCM|RBC CAPITAL MARKETS, LLC|175
SRCE|1ST SOURCE CORP|SAGW|SAGETRADER, LLC|130
SRCE|1ST SOURCE CORP|SBSH|Citigroup Global Markets Inc.|22247
SRCE|1ST SOURCE CORP|SGMT|GOLDMAN SACHS & CO. LLC|12220
SRCE|1ST SOURCE CORP|SPDR|SPEEDROUTE LLC|909
SRCE|1ST SOURCE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|14
SRCE|1ST SOURCE CORP|SWIM|TD Ameritrade, Inc.|228
SRCE|1ST SOURCE CORP|SWST|Hilltop Securities Inc.|10
SRCE|1ST SOURCE CORP|TKNG|ALLY INVEST SECURITIES LLC|40
SRCE|1ST SOURCE CORP|TMBR|Timber Hill LLC|84
SRCE|1ST SOURCE CORP|TRBT|Tradebot Systems, Inc.|4834
SRCE|1ST SOURCE CORP|TRCM|TRC MARKETS LLC|15370
SRCE|1ST SOURCE CORP|UBSA|UBS SECURITIES LLC|23224
SRCE|1ST SOURCE CORP|UBSS|UBS Securities LLC|92196
SRCE|1ST SOURCE CORP|VALX|VIRTU AMERICAS LLC|3315
SRCE|1ST SOURCE CORP|VGRD|Vanguard Marketing Corporation|322
SRCE|1ST SOURCE CORP|WABR|Wall Street Access|24396
SRCE|1ST SOURCE CORP|WCHV|WELLS FARGO SECURITIES, LLC|3087
SRCE|1ST SOURCE CORP|WEED|Weeden & Co.L.P.|128
SRCE|1ST SOURCE CORP|WSEA|WOLVERINE SECURITIES, LLC|161
SRCE|1ST SOURCE CORP|XIST|INSTINET, LLC|4530
SRCE|1ST SOURCE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|608
SRCE|1ST SOURCE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|601
SRCE|1ST SOURCE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|491
SRCI|SRC ENERGY INC.|ABLE|NATIXIS Securities Americas LLC|33587
SRCI|SRC ENERGY INC.|AGIS|Aegis Capital Corp.|1000
SRCI|SRC ENERGY INC.|ALTX|Alternet Securities Inc.|10904
SRCI|SRC ENERGY INC.|APCC|Apex Clearing Corporation|5889
SRCI|SRC ENERGY INC.|BALE|M&T SECURITIES, INC.|300
SRCI|SRC ENERGY INC.|BANK|Primevest Financial Services, Inc.|385
SRCI|SRC ENERGY INC.|BARD|Robert W. Baird & Co. Incorporated|93722
SRCI|SRC ENERGY INC.|BATM|CBOE TRADING, INC.|10933
SRCI|SRC ENERGY INC.|BAYT|BTIG, LLC|6900
SRCI|SRC ENERGY INC.|BBNT|BB&T SECURITIES, LLC|4234
SRCI|SRC ENERGY INC.|BERN|Sanford C. Bernstein & Co., LLC|256301
SRCI|SRC ENERGY INC.|BIDS|BIDS TRADING L.P.|80339
SRCI|SRC ENERGY INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40039
SRCI|SRC ENERGY INC.|BLKX|INSTINET, LLC|857781
SRCI|SRC ENERGY INC.|BMOC|BMO Capital Markets Corp.|472597
SRCI|SRC ENERGY INC.|BRVL|BLAYLOCK VAN, LLC|3163
SRCI|SRC ENERGY INC.|BTIG|BTIG, LLC|111716
SRCI|SRC ENERGY INC.|BYXM|CBOE TRADING, INC.|200
SRCI|SRC ENERGY INC.|BZYD|GOLDMAN SACHS & CO. LLC|1100
SRCI|SRC ENERGY INC.|CANT|Cantor Fitzgerald & Co.|3867
SRCI|SRC ENERGY INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|57200
SRCI|SRC ENERGY INC.|CHAS|Charles Schwab & Co., Inc.|10947
SRCI|SRC ENERGY INC.|CIST|Capital Institutional Services, Inc.|7212
SRCI|SRC ENERGY INC.|COKE|Coker & Palmer|39752
SRCI|SRC ENERGY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|467050
SRCI|SRC ENERGY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|901
SRCI|SRC ENERGY INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3306
SRCI|SRC ENERGY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2178187
SRCI|SRC ENERGY INC.|CTDE|CHOICETRADE|200
SRCI|SRC ENERGY INC.|CTDL|Citadel Derivatives Group Llc|17287
SRCI|SRC ENERGY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|311140
SRCI|SRC ENERGY INC.|DADA|D.A. Davidson & Co.|1700
SRCI|SRC ENERGY INC.|DBAB|Deutsche Bank Securities Inc.|767538
SRCI|SRC ENERGY INC.|DBAX|Deutsche Bank Securities Inc.|1633300
SRCI|SRC ENERGY INC.|DBUL|Deutsche Bank Securities Inc.|2147
SRCI|SRC ENERGY INC.|DCHF|Dart Executions, LLC|1927
SRCI|SRC ENERGY INC.|DEAN|MORGAN STANLEY|12149
SRCI|SRC ENERGY INC.|DEGS|RONIN PROFESSIONAL LLC|3902
SRCI|SRC ENERGY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|330
SRCI|SRC ENERGY INC.|EBXL|EBX LLC|724400
SRCI|SRC ENERGY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|93921
SRCI|SRC ENERGY INC.|EDJO|Edward D. Jones & Co., L.P.|11213
SRCI|SRC ENERGY INC.|EGAM|CBOE TRADING, INC.|7082
SRCI|SRC ENERGY INC.|EGAW|CBOE TRADING, INC.|834
SRCI|SRC ENERGY INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
SRCI|SRC ENERGY INC.|EGXM|CBOE TRADING, INC.|5900
SRCI|SRC ENERGY INC.|ETBE|Electronic Transaction Clearing, Inc.|8435
SRCI|SRC ENERGY INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40985
SRCI|SRC ENERGY INC.|ETRS|E*Trade Securities LLC|222806
SRCI|SRC ENERGY INC.|FBRC|B. RILEY FBR, INC.|1000
SRCI|SRC ENERGY INC.|FILL|Tradestation Securities, Inc.|26805
SRCI|SRC ENERGY INC.|FMAF|NBCN Inc./ CDS|12415
SRCI|SRC ENERGY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10100
SRCI|SRC ENERGY INC.|FQLS|Quantlab Securities LP|857238
SRCI|SRC ENERGY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|253926
SRCI|SRC ENERGY INC.|FTBR|Foliofn Investments, Inc.|31378
SRCI|SRC ENERGY INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3600
SRCI|SRC ENERGY INC.|GLIS|TD Securities Inc|1800
SRCI|SRC ENERGY INC.|GLPX|ACS EXECUTION SERVICES, LLC|342
SRCI|SRC ENERGY INC.|GSCO|GOLDMAN SACHS & CO. LLC|2644823
SRCI|SRC ENERGY INC.|GSCS|GOLDMAN SACHS & CO. LLC|20069
SRCI|SRC ENERGY INC.|GSLT|GOLDMAN SACHS & CO. LLC|44031
SRCI|SRC ENERGY INC.|GTSZ|GTS SECURITIES LLC|700
SRCI|SRC ENERGY INC.|GUGS|Guggenheim Securities, LLC|57839
SRCI|SRC ENERGY INC.|HAPX|HAP Trading, LLC|200
SRCI|SRC ENERGY INC.|HRBF|American Enterprise Investment Services Inc.|14749
SRCI|SRC ENERGY INC.|IATS|INTERACTIVE BROKERS LLC|16764
SRCI|SRC ENERGY INC.|IBKR|Interactive Brokers Llc|72448
SRCI|SRC ENERGY INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1930
SRCI|SRC ENERGY INC.|ICBX|INSTINET, LLC|422466
SRCI|SRC ENERGY INC.|IEQY|CITADEL SECURITIES LLC|495595
SRCI|SRC ENERGY INC.|INCA|INSTINET, LLC|589730
SRCI|SRC ENERGY INC.|INJX|INSTINET, LLC|283656
SRCI|SRC ENERGY INC.|ITGI|ITG Inc.|289430
SRCI|SRC ENERGY INC.|ITGP|ITG INC.|1008200
SRCI|SRC ENERGY INC.|JEFF|JEFFERIES LLC|1654994
SRCI|SRC ENERGY INC.|JMPT|JUMP TRADING, LLC|243792
SRCI|SRC ENERGY INC.|JPBX|J.P. MORGAN SECURITIES LLC|140564
SRCI|SRC ENERGY INC.|JPMX|J.P. Morgan Securities LLC|2263539
SRCI|SRC ENERGY INC.|JSJX|JANE STREET CAPITAL LLC|14502
SRCI|SRC ENERGY INC.|KCGM|VIRTU Americas LLC|220399
SRCI|SRC ENERGY INC.|LBOW|Longbow Securities, LLC|200
SRCI|SRC ENERGY INC.|LEHM|Barclays Capital Inc./Le|2324802
SRCI|SRC ENERGY INC.|LIME|Lime Brokerage LLC|161843
SRCI|SRC ENERGY INC.|LOOP|Loop Capital Markets LLC|7626
SRCI|SRC ENERGY INC.|LQNA|LIQUIDNET, INC.|970200
SRCI|SRC ENERGY INC.|LQNB|LIQUIDNET, INC.|42700
SRCI|SRC ENERGY INC.|LSCI|Lek Securities Corporation|29749
SRCI|SRC ENERGY INC.|MACQ|Macquarie Capital (USA) Inc.|39979
SRCI|SRC ENERGY INC.|MKMP|MKM Partners LLC|45000
SRCI|SRC ENERGY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|717731
SRCI|SRC ENERGY INC.|MNDX|TJM Investments, LLC|14150
SRCI|SRC ENERGY INC.|MOTF|MOTIF INVESTING, INC.|1
SRCI|SRC ENERGY INC.|MSCO|MORGAN STANLEY & CO. LLC|3127656
SRCI|SRC ENERGY INC.|MSPL|MORGAN STANLEY & CO. LLC|1191600
SRCI|SRC ENERGY INC.|MSTX|MORGAN STANLEY & CO. LLC|810100
SRCI|SRC ENERGY INC.|MULL|MARK J. MULLER EQUITIES, INC.|23423
SRCI|SRC ENERGY INC.|MZHO|Mizuho Securities USA LLC|60003
SRCI|SRC ENERGY INC.|NEUB|NEUBERGER BERMAN BD LLC|138
SRCI|SRC ENERGY INC.|NFSC|National Financial Services LLC|476612
SRCI|SRC ENERGY INC.|NITE|VIRTU Americas LLC|1405350
SRCI|SRC ENERGY INC.|NITP|VIRTU Americas LLC|45333
SRCI|SRC ENERGY INC.|NQRB|Brut, LLC|93134
SRCI|SRC ENERGY INC.|NTBF|BMO Nesbitt Burns Inc./CDS|3046
SRCI|SRC ENERGY INC.|PDQM|CODA MARKETS, INC.|8812
SRCI|SRC ENERGY INC.|PWJC|UBS Financial Services, Inc.|6994
SRCI|SRC ENERGY INC.|RBCM|RBC CAPITAL MARKETS, LLC|23475
SRCI|SRC ENERGY INC.|RHCO|Suntrust Robinson Humphrey, Inc.|9161
SRCI|SRC ENERGY INC.|SAGC|SAGETRADER, LLC|5404
SRCI|SRC ENERGY INC.|SAGL|SAGETRADER, LLC|34642
SRCI|SRC ENERGY INC.|SALI|INTL FCSTONE FINANCIAL INC.|817
SRCI|SRC ENERGY INC.|SBSH|Citigroup Global Markets Inc.|482431
SRCI|SRC ENERGY INC.|SGMT|GOLDMAN SACHS & CO. LLC|593896
SRCI|SRC ENERGY INC.|SIBO|Prime Executions, Inc.|458182
SRCI|SRC ENERGY INC.|SPDR|SPEEDROUTE LLC|7400
SRCI|SRC ENERGY INC.|SPHN|Stephens Inc.|606678
SRCI|SRC ENERGY INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
SRCI|SRC ENERGY INC.|STFL|Stifel, Nicolaus & Company, Incorporated|206586
SRCI|SRC ENERGY INC.|SWIM|TD Ameritrade, Inc.|121706
SRCI|SRC ENERGY INC.|SWST|Hilltop Securities Inc.|15217
SRCI|SRC ENERGY INC.|TAGC|TELSEY ADVISORY GROUP LLC|24424
SRCI|SRC ENERGY INC.|TKNG|ALLY INVEST SECURITIES LLC|3706
SRCI|SRC ENERGY INC.|TRBT|Tradebot Systems, Inc.|599065
SRCI|SRC ENERGY INC.|TRCM|TRC MARKETS LLC|1803
SRCI|SRC ENERGY INC.|TWTT|TASTYWORKS, INC.|1000
SRCI|SRC ENERGY INC.|UBSA|UBS SECURITIES LLC|3232918
SRCI|SRC ENERGY INC.|UBSS|UBS Securities LLC|2259077
SRCI|SRC ENERGY INC.|USCA|USCA Securities LLC|800
SRCI|SRC ENERGY INC.|VALX|VIRTU AMERICAS LLC|205287
SRCI|SRC ENERGY INC.|VGRD|Vanguard Marketing Corporation|9131
SRCI|SRC ENERGY INC.|WCHV|WELLS FARGO SECURITIES, LLC|440973
SRCI|SRC ENERGY INC.|WEDB|WEDBUSH SECURITIES INC.|2141
SRCI|SRC ENERGY INC.|WEED|Weeden & Co.L.P.|510
SRCI|SRC ENERGY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5741
SRCI|SRC ENERGY INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20821
SRCI|SRC ENERGY INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|706
SRCI|SRC ENERGY INC.|WSAG|WALL STREET ACCESS|995
SRCI|SRC ENERGY INC.|WSEA|WOLVERINE SECURITIES, LLC|6257
SRCI|SRC ENERGY INC.|XIST|INSTINET, LLC|60800
SRCI|SRC ENERGY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|110152
SRCI|SRC ENERGY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4559
SRCL|STERICYCLE, INC.|ABLE|NATIXIS Securities Americas LLC|58466
SRCL|STERICYCLE, INC.|ALTX|Alternet Securities Inc.|6851
SRCL|STERICYCLE, INC.|ANOS|ABEL/NOSER, L.L.C.|300
SRCL|STERICYCLE, INC.|APCC|Apex Clearing Corporation|186
SRCL|STERICYCLE, INC.|AQUA|AQUA SECURITIES L.P.|7200
SRCL|STERICYCLE, INC.|BANK|Primevest Financial Services, Inc.|232
SRCL|STERICYCLE, INC.|BARD|Robert W. Baird & Co. Incorporated|2029
SRCL|STERICYCLE, INC.|BATM|CBOE TRADING, INC.|6357
SRCL|STERICYCLE, INC.|BAYC|BAY CREST PARTNERS, LLC|5370
SRCL|STERICYCLE, INC.|BAYT|BTIG, LLC|1000
SRCL|STERICYCLE, INC.|BBNT|BB&T SECURITIES, LLC|360
SRCL|STERICYCLE, INC.|BERN|Sanford C. Bernstein & Co., LLC|60853
SRCL|STERICYCLE, INC.|BIDS|BIDS TRADING L.P.|52700
SRCL|STERICYCLE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9764
SRCL|STERICYCLE, INC.|BLKX|INSTINET, LLC|49667
SRCL|STERICYCLE, INC.|BMOC|BMO Capital Markets Corp.|17377
SRCL|STERICYCLE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|136222
SRCL|STERICYCLE, INC.|BTIG|BTIG, LLC|5963
SRCL|STERICYCLE, INC.|BYXM|CBOE TRADING, INC.|3032
SRCL|STERICYCLE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|500
SRCL|STERICYCLE, INC.|CHAS|Charles Schwab & Co., Inc.|3791
SRCL|STERICYCLE, INC.|CHLM|Craig-Hallum Capital Group LLC|3228
SRCL|STERICYCLE, INC.|CIBP|CIBC World Markets Corp.|5036
SRCL|STERICYCLE, INC.|CIST|Capital Institutional Services, Inc.|28896
SRCL|STERICYCLE, INC.|COWR|Cowen and Company, LLC|2000
SRCL|STERICYCLE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|95753
SRCL|STERICYCLE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1451
SRCL|STERICYCLE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|376
SRCL|STERICYCLE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|173313
SRCL|STERICYCLE, INC.|CTDL|Citadel Derivatives Group Llc|36049
SRCL|STERICYCLE, INC.|CTLR|CUTLER GROUP, LP|100
SRCL|STERICYCLE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|24704
SRCL|STERICYCLE, INC.|DADA|D.A. Davidson & Co.|1214
SRCL|STERICYCLE, INC.|DBAB|Deutsche Bank Securities Inc.|431942
SRCL|STERICYCLE, INC.|DBAX|Deutsche Bank Securities Inc.|168800
SRCL|STERICYCLE, INC.|DBUL|Deutsche Bank Securities Inc.|2361
SRCL|STERICYCLE, INC.|DEAN|MORGAN STANLEY|3565
SRCL|STERICYCLE, INC.|DEGS|RONIN PROFESSIONAL LLC|3082
SRCL|STERICYCLE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8257
SRCL|STERICYCLE, INC.|EBXL|EBX LLC|110000
SRCL|STERICYCLE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|41499
SRCL|STERICYCLE, INC.|EDJC|Edward Jones / CDS|2727
SRCL|STERICYCLE, INC.|EDJO|Edward D. Jones & Co., L.P.|22086
SRCL|STERICYCLE, INC.|EGAM|CBOE TRADING, INC.|21485
SRCL|STERICYCLE, INC.|EGAW|CBOE TRADING, INC.|114
SRCL|STERICYCLE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1154
SRCL|STERICYCLE, INC.|EGXM|CBOE TRADING, INC.|6830
SRCL|STERICYCLE, INC.|ETBE|Electronic Transaction Clearing, Inc.|39828
SRCL|STERICYCLE, INC.|ETCC|Electronic Transaction Clearing, Inc.|3525
SRCL|STERICYCLE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4118
SRCL|STERICYCLE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22806
SRCL|STERICYCLE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SRCL|STERICYCLE, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|137012
SRCL|STERICYCLE, INC.|ETRS|E*Trade Securities LLC|28553
SRCL|STERICYCLE, INC.|FBCO|Credit Suisse Securities (USA) LLC|587733
SRCL|STERICYCLE, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|2
SRCL|STERICYCLE, INC.|FILL|Tradestation Securities, Inc.|9336
SRCL|STERICYCLE, INC.|FINX|FINTECH SECURITIES|247
SRCL|STERICYCLE, INC.|FMAF|NBCN Inc./ CDS|938
SRCL|STERICYCLE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|53979
SRCL|STERICYCLE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5552
SRCL|STERICYCLE, INC.|FQLS|Quantlab Securities LP|278675
SRCL|STERICYCLE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96327
SRCL|STERICYCLE, INC.|FTBR|Foliofn Investments, Inc.|8138
SRCL|STERICYCLE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|11746
SRCL|STERICYCLE, INC.|GELP|RBC CAPITAL MARKETS, LLC|586
SRCL|STERICYCLE, INC.|GLIS|TD Securities Inc|500
SRCL|STERICYCLE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|62191
SRCL|STERICYCLE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1046075
SRCL|STERICYCLE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|11747
SRCL|STERICYCLE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1703
SRCL|STERICYCLE, INC.|GTSZ|GTS SECURITIES LLC|124411
SRCL|STERICYCLE, INC.|HPPX|POTAMUS TRADING, LLC|1033
SRCL|STERICYCLE, INC.|HRBF|American Enterprise Investment Services Inc.|1975
SRCL|STERICYCLE, INC.|HSBC|HSBC Securities, Inc.|8715
SRCL|STERICYCLE, INC.|IATS|INTERACTIVE BROKERS LLC|6350
SRCL|STERICYCLE, INC.|IBKR|Interactive Brokers Llc|84052
SRCL|STERICYCLE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|376
SRCL|STERICYCLE, INC.|ICBX|INSTINET, LLC|33802
SRCL|STERICYCLE, INC.|IEQY|CITADEL SECURITIES LLC|162173
SRCL|STERICYCLE, INC.|INCA|INSTINET, LLC|525158
SRCL|STERICYCLE, INC.|INJX|INSTINET, LLC|22138
SRCL|STERICYCLE, INC.|ITGI|ITG Inc.|51487
SRCL|STERICYCLE, INC.|ITGP|ITG INC.|41200
SRCL|STERICYCLE, INC.|JANY|Janney Montgomery Scott Inc.|205
SRCL|STERICYCLE, INC.|JEFF|JEFFERIES LLC|87437
SRCL|STERICYCLE, INC.|JMPT|JUMP TRADING, LLC|62880
SRCL|STERICYCLE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|22157
SRCL|STERICYCLE, INC.|JPMX|J.P. Morgan Securities LLC|251481
SRCL|STERICYCLE, INC.|JSJX|JANE STREET CAPITAL LLC|23894
SRCL|STERICYCLE, INC.|KCGM|VIRTU Americas LLC|31287
SRCL|STERICYCLE, INC.|KCRD|PHX FINANCIAL, INC.|293
SRCL|STERICYCLE, INC.|LEHM|Barclays Capital Inc./Le|688122
SRCL|STERICYCLE, INC.|LIME|Lime Brokerage LLC|226359
SRCL|STERICYCLE, INC.|LMGP|LIME BROKERAGE LLC|2461
SRCL|STERICYCLE, INC.|LOOP|Loop Capital Markets LLC|1121
SRCL|STERICYCLE, INC.|LQNA|LIQUIDNET, INC.|25800
SRCL|STERICYCLE, INC.|LQNB|LIQUIDNET, INC.|27600
SRCL|STERICYCLE, INC.|LSCI|Lek Securities Corporation|2
SRCL|STERICYCLE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SRCL|STERICYCLE, INC.|MACC|Mid Atlantic Capital Corporation|1533
SRCL|STERICYCLE, INC.|MACQ|Macquarie Capital (USA) Inc.|9464
SRCL|STERICYCLE, INC.|MAXM|Maxim Group LLC|5
SRCL|STERICYCLE, INC.|MBTS|ALLY INVEST SECURITIES LLC|5
SRCL|STERICYCLE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50672
SRCL|STERICYCLE, INC.|MNDX|TJM Investments, LLC|7300
SRCL|STERICYCLE, INC.|MOTF|MOTIF INVESTING, INC.|4
SRCL|STERICYCLE, INC.|MPSG|E D & F Man Capital Markets Inc.|2349
SRCL|STERICYCLE, INC.|MSCO|MORGAN STANLEY & CO. LLC|2217044
SRCL|STERICYCLE, INC.|MSPL|MORGAN STANLEY & CO. LLC|178600
SRCL|STERICYCLE, INC.|MSTX|MORGAN STANLEY & CO. LLC|55500
SRCL|STERICYCLE, INC.|MUFG|MUFG SECURITIES AMERICAS INC.|33700
SRCL|STERICYCLE, INC.|NBCS|NBC Securities, INC.|380
SRCL|STERICYCLE, INC.|NEED|Needham & Company, LLC|4280
SRCL|STERICYCLE, INC.|NEUB|NEUBERGER BERMAN BD LLC|785
SRCL|STERICYCLE, INC.|NFSC|National Financial Services LLC|216143
SRCL|STERICYCLE, INC.|NITE|VIRTU Americas LLC|352072
SRCL|STERICYCLE, INC.|NITP|VIRTU Americas LLC|2473
SRCL|STERICYCLE, INC.|NQRB|Brut, LLC|15421
SRCL|STERICYCLE, INC.|NTRC|Northern Trust Securities, Inc.|16
SRCL|STERICYCLE, INC.|OPCO|Oppenheimer & Co. Inc.|2521
SRCL|STERICYCLE, INC.|OTAA|OTA LLC|600
SRCL|STERICYCLE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2297
SRCL|STERICYCLE, INC.|PDQM|CODA MARKETS, INC.|210217
SRCL|STERICYCLE, INC.|PIPR|Piper Jaffray & Co.|18
SRCL|STERICYCLE, INC.|PWJC|UBS Financial Services, Inc.|36
SRCL|STERICYCLE, INC.|RAJA|Raymond James & Associates, Inc.|19646
SRCL|STERICYCLE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|7939
SRCL|STERICYCLE, INC.|SAGL|SAGETRADER, LLC|7145
SRCL|STERICYCLE, INC.|SAGW|SAGETRADER, LLC|1567
SRCL|STERICYCLE, INC.|SBSH|Citigroup Global Markets Inc.|241825
SRCL|STERICYCLE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|85248
SRCL|STERICYCLE, INC.|SPDR|SPEEDROUTE LLC|12267
SRCL|STERICYCLE, INC.|SPHN|Stephens Inc.|135
SRCL|STERICYCLE, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SRCL|STERICYCLE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|38329
SRCL|STERICYCLE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|8
SRCL|STERICYCLE, INC.|SWIM|TD Ameritrade, Inc.|17561
SRCL|STERICYCLE, INC.|SWST|Hilltop Securities Inc.|120
SRCL|STERICYCLE, INC.|TAGC|TELSEY ADVISORY GROUP LLC|787
SRCL|STERICYCLE, INC.|TDFS|TRADERFIELD SECURITIES INC.|900
SRCL|STERICYCLE, INC.|TKNG|ALLY INVEST SECURITIES LLC|740
SRCL|STERICYCLE, INC.|TONC|CUTTONE & CO., LLC|2524
SRCL|STERICYCLE, INC.|TRBT|Tradebot Systems, Inc.|167835
SRCL|STERICYCLE, INC.|TRCM|TRC MARKETS LLC|199138
SRCL|STERICYCLE, INC.|UBSA|UBS SECURITIES LLC|378367
SRCL|STERICYCLE, INC.|UBSS|UBS Securities LLC|745235
SRCL|STERICYCLE, INC.|VALX|VIRTU AMERICAS LLC|5314
SRCL|STERICYCLE, INC.|VERT|The Vertical Trading Group, LLC|21
SRCL|STERICYCLE, INC.|VGRD|Vanguard Marketing Corporation|4441
SRCL|STERICYCLE, INC.|WBET|Wallachbeth Capital LLC|619
SRCL|STERICYCLE, INC.|WBLR|WILLIAM BLAIR|2364
SRCL|STERICYCLE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|7700
SRCL|STERICYCLE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|85709
SRCL|STERICYCLE, INC.|WEDB|WEDBUSH SECURITIES INC.|1005
SRCL|STERICYCLE, INC.|WEED|Weeden & Co.L.P.|235
SRCL|STERICYCLE, INC.|WESC|Wellington Shields & Co., LLC|400
SRCL|STERICYCLE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8056
SRCL|STERICYCLE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33466
SRCL|STERICYCLE, INC.|WGIF|CIBC World Markets Inc.|1000
SRCL|STERICYCLE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|802
SRCL|STERICYCLE, INC.|WSEA|WOLVERINE SECURITIES, LLC|3864
SRCL|STERICYCLE, INC.|XIST|INSTINET, LLC|20924
SRCL|STERICYCLE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|27942
SRCL|STERICYCLE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1710
SRCL|STERICYCLE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12201
SRCLP|STERICYCLE, INC DEPS|APCC|Apex Clearing Corporation|20
SRCLP|STERICYCLE, INC DEPS|BARD|Robert W. Baird & Co. Incorporated|304
SRCLP|STERICYCLE, INC DEPS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1898
SRCLP|STERICYCLE, INC DEPS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
SRCLP|STERICYCLE, INC DEPS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|159
SRCLP|STERICYCLE, INC DEPS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7833
SRCLP|STERICYCLE, INC DEPS|CTDL|Citadel Derivatives Group Llc|210
SRCLP|STERICYCLE, INC DEPS|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
SRCLP|STERICYCLE, INC DEPS|DADA|D.A. Davidson & Co.|100
SRCLP|STERICYCLE, INC DEPS|DBAX|Deutsche Bank Securities Inc.|1000
SRCLP|STERICYCLE, INC DEPS|DEAN|MORGAN STANLEY|340
SRCLP|STERICYCLE, INC DEPS|DEGS|RONIN PROFESSIONAL LLC|2655
SRCLP|STERICYCLE, INC DEPS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
SRCLP|STERICYCLE, INC DEPS|EBXL|EBX LLC|1500
SRCLP|STERICYCLE, INC DEPS|EDJO|Edward D. Jones & Co., L.P.|126
SRCLP|STERICYCLE, INC DEPS|ETBE|Electronic Transaction Clearing, Inc.|96
SRCLP|STERICYCLE, INC DEPS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3054
SRCLP|STERICYCLE, INC DEPS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|288
SRCLP|STERICYCLE, INC DEPS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
SRCLP|STERICYCLE, INC DEPS|ETRS|E*Trade Securities LLC|1220
SRCLP|STERICYCLE, INC DEPS|FBCO|Credit Suisse Securities (USA) LLC|3430
SRCLP|STERICYCLE, INC DEPS|FILL|Tradestation Securities, Inc.|200
SRCLP|STERICYCLE, INC DEPS|FOMA|TD AMERITRADE CLEARING, INC.|4136
SRCLP|STERICYCLE, INC DEPS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48
SRCLP|STERICYCLE, INC DEPS|GEBB|GLOBAL EXECUTION BROKERS, LP|688
SRCLP|STERICYCLE, INC DEPS|GLPX|ACS EXECUTION SERVICES, LLC|310
SRCLP|STERICYCLE, INC DEPS|GSCO|GOLDMAN SACHS & CO. LLC|430
SRCLP|STERICYCLE, INC DEPS|GSCS|GOLDMAN SACHS & CO. LLC|1730
SRCLP|STERICYCLE, INC DEPS|GSLT|GOLDMAN SACHS & CO. LLC|800
SRCLP|STERICYCLE, INC DEPS|GTSZ|GTS SECURITIES LLC|9066
SRCLP|STERICYCLE, INC DEPS|HRBF|American Enterprise Investment Services Inc.|205
SRCLP|STERICYCLE, INC DEPS|IATS|INTERACTIVE BROKERS LLC|300
SRCLP|STERICYCLE, INC DEPS|IBKR|Interactive Brokers Llc|5982
SRCLP|STERICYCLE, INC DEPS|ICBX|INSTINET, LLC|4300
SRCLP|STERICYCLE, INC DEPS|INCA|INSTINET, LLC|15126
SRCLP|STERICYCLE, INC DEPS|INJX|INSTINET, LLC|500
SRCLP|STERICYCLE, INC DEPS|ITGP|ITG INC.|200
SRCLP|STERICYCLE, INC DEPS|JEFF|JEFFERIES LLC|973
SRCLP|STERICYCLE, INC DEPS|KCGM|VIRTU Americas LLC|2238
SRCLP|STERICYCLE, INC DEPS|LEHM|Barclays Capital Inc./Le|200
SRCLP|STERICYCLE, INC DEPS|LIME|Lime Brokerage LLC|26839
SRCLP|STERICYCLE, INC DEPS|LMGP|LIME BROKERAGE LLC|10243
SRCLP|STERICYCLE, INC DEPS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|82
SRCLP|STERICYCLE, INC DEPS|MICA|Spartan Securities Group, Ltd.|1000
SRCLP|STERICYCLE, INC DEPS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
SRCLP|STERICYCLE, INC DEPS|MNDX|TJM Investments, LLC|10000
SRCLP|STERICYCLE, INC DEPS|MSCO|MORGAN STANLEY & CO. LLC|43805
SRCLP|STERICYCLE, INC DEPS|MSPL|MORGAN STANLEY & CO. LLC|1000
SRCLP|STERICYCLE, INC DEPS|MUFG|MUFG SECURITIES AMERICAS INC.|53982
SRCLP|STERICYCLE, INC DEPS|NFSC|National Financial Services LLC|8357
SRCLP|STERICYCLE, INC DEPS|NITE|VIRTU Americas LLC|37453
SRCLP|STERICYCLE, INC DEPS|NQRB|Brut, LLC|400
SRCLP|STERICYCLE, INC DEPS|OPCO|Oppenheimer & Co. Inc.|1025
SRCLP|STERICYCLE, INC DEPS|PDQM|CODA MARKETS, INC.|600
SRCLP|STERICYCLE, INC DEPS|RAJA|Raymond James & Associates, Inc.|1120
SRCLP|STERICYCLE, INC DEPS|RBCM|RBC CAPITAL MARKETS, LLC|225
SRCLP|STERICYCLE, INC DEPS|SALI|INTL FCSTONE FINANCIAL INC.|6
SRCLP|STERICYCLE, INC DEPS|SBSH|Citigroup Global Markets Inc.|100209
SRCLP|STERICYCLE, INC DEPS|SCMC|Scotia Capital Markets (USA) Inc.|10000
SRCLP|STERICYCLE, INC DEPS|SGMT|GOLDMAN SACHS & CO. LLC|1100
SRCLP|STERICYCLE, INC DEPS|SPDR|SPEEDROUTE LLC|2900
SRCLP|STERICYCLE, INC DEPS|STFL|Stifel, Nicolaus & Company, Incorporated|8032
SRCLP|STERICYCLE, INC DEPS|SWIM|TD Ameritrade, Inc.|250
SRCLP|STERICYCLE, INC DEPS|TRBT|Tradebot Systems, Inc.|4410
SRCLP|STERICYCLE, INC DEPS|TRCM|TRC MARKETS LLC|9655
SRCLP|STERICYCLE, INC DEPS|UBSA|UBS SECURITIES LLC|2303
SRCLP|STERICYCLE, INC DEPS|UBSS|UBS Securities LLC|20869
SRCLP|STERICYCLE, INC DEPS|VGRD|Vanguard Marketing Corporation|100
SRCLP|STERICYCLE, INC DEPS|WCHV|WELLS FARGO SECURITIES, LLC|3489
SRCLP|STERICYCLE, INC DEPS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28055
SRDX|SURMODICS INC|ANOS|ABEL/NOSER, L.L.C.|160
SRDX|SURMODICS INC|APCC|Apex Clearing Corporation|1308
SRDX|SURMODICS INC|BATM|CBOE TRADING, INC.|260
SRDX|SURMODICS INC|BAYC|BAY CREST PARTNERS, LLC|5528
SRDX|SURMODICS INC|BERN|Sanford C. Bernstein & Co., LLC|443
SRDX|SURMODICS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
SRDX|SURMODICS INC|BMOC|BMO Capital Markets Corp.|2065
SRDX|SURMODICS INC|BNPX|BNP PARIBAS SECURITIES CORP.|2361
SRDX|SURMODICS INC|BRVL|BLAYLOCK VAN, LLC|100
SRDX|SURMODICS INC|BTIG|BTIG, LLC|333
SRDX|SURMODICS INC|BZYD|GOLDMAN SACHS & CO. LLC|844
SRDX|SURMODICS INC|CANT|Cantor Fitzgerald & Co.|596
SRDX|SURMODICS INC|CHAS|Charles Schwab & Co., Inc.|100
SRDX|SURMODICS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11019
SRDX|SURMODICS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1345
SRDX|SURMODICS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|203
SRDX|SURMODICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26611
SRDX|SURMODICS INC|CTDL|Citadel Derivatives Group Llc|2638
SRDX|SURMODICS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7890
SRDX|SURMODICS INC|DBAB|Deutsche Bank Securities Inc.|120401
SRDX|SURMODICS INC|DBAX|Deutsche Bank Securities Inc.|59900
SRDX|SURMODICS INC|DBUL|Deutsche Bank Securities Inc.|346
SRDX|SURMODICS INC|DEAN|MORGAN STANLEY|442
SRDX|SURMODICS INC|DEGS|RONIN PROFESSIONAL LLC|5338
SRDX|SURMODICS INC|EBXL|EBX LLC|14700
SRDX|SURMODICS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
SRDX|SURMODICS INC|EDJO|Edward D. Jones & Co., L.P.|82
SRDX|SURMODICS INC|EGAM|CBOE TRADING, INC.|1975
SRDX|SURMODICS INC|EGMT|EG MARKET TECHNOLOGIES LLC|666
SRDX|SURMODICS INC|EGXM|CBOE TRADING, INC.|340
SRDX|SURMODICS INC|ETBE|Electronic Transaction Clearing, Inc.|216
SRDX|SURMODICS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4
SRDX|SURMODICS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|926
SRDX|SURMODICS INC|ETRS|E*Trade Securities LLC|4537
SRDX|SURMODICS INC|FBCO|Credit Suisse Securities (USA) LLC|38635
SRDX|SURMODICS INC|FBSB|U.S. Bancorp Investments, Inc.|1700
SRDX|SURMODICS INC|FILL|Tradestation Securities, Inc.|1740
SRDX|SURMODICS INC|FOMA|TD AMERITRADE CLEARING, INC.|15154
SRDX|SURMODICS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|93
SRDX|SURMODICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11219
SRDX|SURMODICS INC|FTBR|Foliofn Investments, Inc.|7340
SRDX|SURMODICS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4823
SRDX|SURMODICS INC|GLPX|ACS EXECUTION SERVICES, LLC|1050
SRDX|SURMODICS INC|GSCO|GOLDMAN SACHS & CO. LLC|180263
SRDX|SURMODICS INC|GSCS|GOLDMAN SACHS & CO. LLC|4018
SRDX|SURMODICS INC|GSLT|GOLDMAN SACHS & CO. LLC|911
SRDX|SURMODICS INC|GTSZ|GTS SECURITIES LLC|3006
SRDX|SURMODICS INC|IATS|INTERACTIVE BROKERS LLC|597
SRDX|SURMODICS INC|IBKR|Interactive Brokers Llc|27604
SRDX|SURMODICS INC|ICBX|INSTINET, LLC|5200
SRDX|SURMODICS INC|IEQY|CITADEL SECURITIES LLC|7971
SRDX|SURMODICS INC|INCA|INSTINET, LLC|38206
SRDX|SURMODICS INC|INJX|INSTINET, LLC|2250
SRDX|SURMODICS INC|ITGI|ITG Inc.|6282
SRDX|SURMODICS INC|ITGP|ITG INC.|15200
SRDX|SURMODICS INC|JEFF|JEFFERIES LLC|7010
SRDX|SURMODICS INC|JMPT|JUMP TRADING, LLC|1205
SRDX|SURMODICS INC|JPBX|J.P. MORGAN SECURITIES LLC|2227
SRDX|SURMODICS INC|JPMX|J.P. Morgan Securities LLC|93518
SRDX|SURMODICS INC|JSJX|JANE STREET CAPITAL LLC|2289
SRDX|SURMODICS INC|KCGM|VIRTU Americas LLC|24298
SRDX|SURMODICS INC|LEHM|Barclays Capital Inc./Le|101886
SRDX|SURMODICS INC|LIME|Lime Brokerage LLC|50960
SRDX|SURMODICS INC|MAXM|Maxim Group LLC|1348
SRDX|SURMODICS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11222
SRDX|SURMODICS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|31
SRDX|SURMODICS INC|MSCO|MORGAN STANLEY & CO. LLC|255802
SRDX|SURMODICS INC|MSPL|MORGAN STANLEY & CO. LLC|36600
SRDX|SURMODICS INC|MSTX|MORGAN STANLEY & CO. LLC|800
SRDX|SURMODICS INC|NFSC|National Financial Services LLC|14615
SRDX|SURMODICS INC|NITE|VIRTU Americas LLC|59308
SRDX|SURMODICS INC|NITP|VIRTU Americas LLC|700
SRDX|SURMODICS INC|NQRB|Brut, LLC|712
SRDX|SURMODICS INC|OPCO|Oppenheimer & Co. Inc.|160
SRDX|SURMODICS INC|PDQM|CODA MARKETS, INC.|5494
SRDX|SURMODICS INC|PHLY|NASDAQ Execution Services, LLC|200
SRDX|SURMODICS INC|RAJA|Raymond James & Associates, Inc.|3200
SRDX|SURMODICS INC|RBCM|RBC CAPITAL MARKETS, LLC|1850
SRDX|SURMODICS INC|SAGW|SAGETRADER, LLC|65
SRDX|SURMODICS INC|SBSH|Citigroup Global Markets Inc.|59843
SRDX|SURMODICS INC|SGMT|GOLDMAN SACHS & CO. LLC|7848
SRDX|SURMODICS INC|SPDR|SPEEDROUTE LLC|582
SRDX|SURMODICS INC|STFL|Stifel, Nicolaus & Company, Incorporated|150
SRDX|SURMODICS INC|SWIM|TD Ameritrade, Inc.|2780
SRDX|SURMODICS INC|TKNG|ALLY INVEST SECURITIES LLC|122
SRDX|SURMODICS INC|TRBT|Tradebot Systems, Inc.|3027
SRDX|SURMODICS INC|TRCM|TRC MARKETS LLC|19999
SRDX|SURMODICS INC|UBSA|UBS SECURITIES LLC|93869
SRDX|SURMODICS INC|UBSS|UBS Securities LLC|193785
SRDX|SURMODICS INC|VALX|VIRTU AMERICAS LLC|8190
SRDX|SURMODICS INC|VGRD|Vanguard Marketing Corporation|240
SRDX|SURMODICS INC|WCHV|WELLS FARGO SECURITIES, LLC|19894
SRDX|SURMODICS INC|WEED|Weeden & Co.L.P.|924
SRDX|SURMODICS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|532
SRDX|SURMODICS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2042
SRDX|SURMODICS INC|WFPB|Wells Fargo Securities, LLC.|400
SRDX|SURMODICS INC|WGIF|CIBC World Markets Inc.|95
SRDX|SURMODICS INC|WSEA|WOLVERINE SECURITIES, LLC|472
SRDX|SURMODICS INC|XIST|INSTINET, LLC|11340
SRDX|SURMODICS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9800
SRE|SEMPRA ENERGY|ABLE|NATIXIS Securities Americas LLC|815816
SRE|SEMPRA ENERGY|AGIS|Aegis Capital Corp.|208
SRE|SEMPRA ENERGY|ALTX|Alternet Securities Inc.|54509
SRE|SEMPRA ENERGY|ANOS|ABEL/NOSER, L.L.C.|23341
SRE|SEMPRA ENERGY|APCC|Apex Clearing Corporation|5868
SRE|SEMPRA ENERGY|BANK|Primevest Financial Services, Inc.|3
SRE|SEMPRA ENERGY|BARD|Robert W. Baird & Co. Incorporated|3466
SRE|SEMPRA ENERGY|BATM|CBOE TRADING, INC.|15569
SRE|SEMPRA ENERGY|BAYC|BAY CREST PARTNERS, LLC|1509
SRE|SEMPRA ENERGY|BBNT|BB&T SECURITIES, LLC|273
SRE|SEMPRA ENERGY|BERN|Sanford C. Bernstein & Co., LLC|252813
SRE|SEMPRA ENERGY|BGCE|BGC Financial Inc.|300
SRE|SEMPRA ENERGY|BIDS|BIDS TRADING L.P.|158400
SRE|SEMPRA ENERGY|BIMI|Banca IMI Securities Corp.|460
SRE|SEMPRA ENERGY|BKCM|BNY Mellon Capital Markets LLC|38
SRE|SEMPRA ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48047
SRE|SEMPRA ENERGY|BLKX|INSTINET, LLC|446189
SRE|SEMPRA ENERGY|BNPX|BNP PARIBAS SECURITIES CORP.|129990
SRE|SEMPRA ENERGY|BTIG|BTIG, LLC|288680
SRE|SEMPRA ENERGY|BYXM|CBOE TRADING, INC.|5490
SRE|SEMPRA ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|651
SRE|SEMPRA ENERGY|CANT|Cantor Fitzgerald & Co.|7440
SRE|SEMPRA ENERGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|23600
SRE|SEMPRA ENERGY|CHAS|Charles Schwab & Co., Inc.|1727
SRE|SEMPRA ENERGY|CIBP|CIBC World Markets Corp.|28732
SRE|SEMPRA ENERGY|CICF|Canaccord Genuity Corp.|109
SRE|SEMPRA ENERGY|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
SRE|SEMPRA ENERGY|CIST|Capital Institutional Services, Inc.|1294
SRE|SEMPRA ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|256649
SRE|SEMPRA ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6260
SRE|SEMPRA ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|87743
SRE|SEMPRA ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1124246
SRE|SEMPRA ENERGY|CTDL|Citadel Derivatives Group Llc|20614
SRE|SEMPRA ENERGY|CTLR|CUTLER GROUP, LP|11603
SRE|SEMPRA ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|122968
SRE|SEMPRA ENERGY|DADA|D.A. Davidson & Co.|210
SRE|SEMPRA ENERGY|DAVA|Davenport & Company LLC|271
SRE|SEMPRA ENERGY|DBAB|Deutsche Bank Securities Inc.|1531666
SRE|SEMPRA ENERGY|DBAX|Deutsche Bank Securities Inc.|927900
SRE|SEMPRA ENERGY|DBUL|Deutsche Bank Securities Inc.|535
SRE|SEMPRA ENERGY|DCHF|Dart Executions, LLC|19069
SRE|SEMPRA ENERGY|DEAN|MORGAN STANLEY|42298
SRE|SEMPRA ENERGY|DEGS|RONIN PROFESSIONAL LLC|200
SRE|SEMPRA ENERGY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11055
SRE|SEMPRA ENERGY|DREX|Drexel Hamilton, LLC|15000
SRE|SEMPRA ENERGY|DRWK|DRW SECURITIES, L.L.C.|6624
SRE|SEMPRA ENERGY|EBXL|EBX LLC|684500
SRE|SEMPRA ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|45644
SRE|SEMPRA ENERGY|EDJC|Edward Jones / CDS|45
SRE|SEMPRA ENERGY|EDJO|Edward D. Jones & Co., L.P.|14138
SRE|SEMPRA ENERGY|EGAM|CBOE TRADING, INC.|46648
SRE|SEMPRA ENERGY|EGAW|CBOE TRADING, INC.|764
SRE|SEMPRA ENERGY|EGMT|EG MARKET TECHNOLOGIES LLC|5600
SRE|SEMPRA ENERGY|EGXM|CBOE TRADING, INC.|9117
SRE|SEMPRA ENERGY|EGXW|CBOE TRADING, INC.|389
SRE|SEMPRA ENERGY|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1300
SRE|SEMPRA ENERGY|ETBE|Electronic Transaction Clearing, Inc.|87975
SRE|SEMPRA ENERGY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2300
SRE|SEMPRA ENERGY|ETCC|Electronic Transaction Clearing, Inc.|697
SRE|SEMPRA ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|66368
SRE|SEMPRA ENERGY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|350
SRE|SEMPRA ENERGY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|613
SRE|SEMPRA ENERGY|ETRS|E*Trade Securities LLC|111757
SRE|SEMPRA ENERGY|FBSB|U.S. Bancorp Investments, Inc.|47
SRE|SEMPRA ENERGY|FILL|Tradestation Securities, Inc.|73078
SRE|SEMPRA ENERGY|FINX|FINTECH SECURITIES|162
SRE|SEMPRA ENERGY|FMAF|NBCN Inc./ CDS|815
SRE|SEMPRA ENERGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8245
SRE|SEMPRA ENERGY|FQLS|Quantlab Securities LP|878619
SRE|SEMPRA ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|263558
SRE|SEMPRA ENERGY|FTBR|Foliofn Investments, Inc.|1057
SRE|SEMPRA ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|10522
SRE|SEMPRA ENERGY|GLIS|TD Securities Inc|100
SRE|SEMPRA ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|409665
SRE|SEMPRA ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|2870999
SRE|SEMPRA ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|87446
SRE|SEMPRA ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|18312
SRE|SEMPRA ENERGY|GTSZ|GTS SECURITIES LLC|432439
SRE|SEMPRA ENERGY|GUGS|Guggenheim Securities, LLC|8000
SRE|SEMPRA ENERGY|HRBF|American Enterprise Investment Services Inc.|11508
SRE|SEMPRA ENERGY|HSBC|HSBC Securities, Inc.|2906
SRE|SEMPRA ENERGY|IATS|INTERACTIVE BROKERS LLC|34831
SRE|SEMPRA ENERGY|IBKR|Interactive Brokers Llc|55428
SRE|SEMPRA ENERGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|463
SRE|SEMPRA ENERGY|ICBX|INSTINET, LLC|261116
SRE|SEMPRA ENERGY|IEQY|CITADEL SECURITIES LLC|328412
SRE|SEMPRA ENERGY|INCA|INSTINET, LLC|940369
SRE|SEMPRA ENERGY|INJX|INSTINET, LLC|330810
SRE|SEMPRA ENERGY|INTL|INTL FCSTONE FINANCIAL INC.|5
SRE|SEMPRA ENERGY|ITGI|ITG Inc.|334212
SRE|SEMPRA ENERGY|ITGP|ITG INC.|830800
SRE|SEMPRA ENERGY|JANY|Janney Montgomery Scott Inc.|452
SRE|SEMPRA ENERGY|JEFF|JEFFERIES LLC|1039797
SRE|SEMPRA ENERGY|JMPT|JUMP TRADING, LLC|128109
SRE|SEMPRA ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|509110
SRE|SEMPRA ENERGY|JPMX|J.P. Morgan Securities LLC|821009
SRE|SEMPRA ENERGY|JSJX|JANE STREET CAPITAL LLC|78941
SRE|SEMPRA ENERGY|KCGM|VIRTU Americas LLC|173753
SRE|SEMPRA ENERGY|LEHM|Barclays Capital Inc./Le|2431638
SRE|SEMPRA ENERGY|LIME|Lime Brokerage LLC|99553
SRE|SEMPRA ENERGY|LMNX|LUMINEX TRADING & ANALYTICS LLC|1732670
SRE|SEMPRA ENERGY|LOOP|Loop Capital Markets LLC|22291
SRE|SEMPRA ENERGY|LQNA|LIQUIDNET, INC.|292500
SRE|SEMPRA ENERGY|LQNB|LIQUIDNET, INC.|192211
SRE|SEMPRA ENERGY|LSCI|Lek Securities Corporation|1083
SRE|SEMPRA ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
SRE|SEMPRA ENERGY|MACC|Mid Atlantic Capital Corporation|3828
SRE|SEMPRA ENERGY|MACQ|Macquarie Capital (USA) Inc.|1400
SRE|SEMPRA ENERGY|MAXM|Maxim Group LLC|426
SRE|SEMPRA ENERGY|MBTS|ALLY INVEST SECURITIES LLC|2570
SRE|SEMPRA ENERGY|MCMF|Raymond James Ltd. Cds|212
SRE|SEMPRA ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|187846
SRE|SEMPRA ENERGY|MNDX|TJM Investments, LLC|90000
SRE|SEMPRA ENERGY|MOTF|MOTIF INVESTING, INC.|10
SRE|SEMPRA ENERGY|MSCO|MORGAN STANLEY & CO. LLC|6789704
SRE|SEMPRA ENERGY|MSPL|MORGAN STANLEY & CO. LLC|934700
SRE|SEMPRA ENERGY|MSTX|MORGAN STANLEY & CO. LLC|588500
SRE|SEMPRA ENERGY|MUFG|MUFG SECURITIES AMERICAS INC.|353200
SRE|SEMPRA ENERGY|MZHO|Mizuho Securities USA LLC|6000
SRE|SEMPRA ENERGY|NEUB|NEUBERGER BERMAN BD LLC|3542
SRE|SEMPRA ENERGY|NFSC|National Financial Services LLC|412767
SRE|SEMPRA ENERGY|NITE|VIRTU Americas LLC|968999
SRE|SEMPRA ENERGY|NMRA|Nomura Securities International, Inc.|2300
SRE|SEMPRA ENERGY|NQRB|Brut, LLC|57705
SRE|SEMPRA ENERGY|NTBF|BMO Nesbitt Burns Inc./CDS|560
SRE|SEMPRA ENERGY|NTRC|Northern Trust Securities, Inc.|140
SRE|SEMPRA ENERGY|OHOS|TWO SIGMA SECURITIES, LLC|9221
SRE|SEMPRA ENERGY|OPCO|Oppenheimer & Co. Inc.|13206
SRE|SEMPRA ENERGY|OTAA|OTA LLC|1600
SRE|SEMPRA ENERGY|PDQM|CODA MARKETS, INC.|454817
SRE|SEMPRA ENERGY|PHLY|NASDAQ Execution Services, LLC|600
SRE|SEMPRA ENERGY|PIPR|Piper Jaffray & Co.|375
SRE|SEMPRA ENERGY|PWJC|UBS Financial Services, Inc.|9584
SRE|SEMPRA ENERGY|QMSR|QUATTRO M SECURITIES INC.|12358
SRE|SEMPRA ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|14464
SRE|SEMPRA ENERGY|RHCO|Suntrust Robinson Humphrey, Inc.|103550
SRE|SEMPRA ENERGY|SAGL|SAGETRADER, LLC|35766
SRE|SEMPRA ENERGY|SAGW|SAGETRADER, LLC|12
SRE|SEMPRA ENERGY|SALI|INTL FCSTONE FINANCIAL INC.|39
SRE|SEMPRA ENERGY|SBSH|Citigroup Global Markets Inc.|227741
SRE|SEMPRA ENERGY|SEIC|SEI Investments Distribution Co.|2403
SRE|SEMPRA ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|285649
SRE|SEMPRA ENERGY|SHMR|ABN Amro Clearing LLC|113
SRE|SEMPRA ENERGY|SPDR|SPEEDROUTE LLC|88897
SRE|SEMPRA ENERGY|SPHN|Stephens Inc.|22
SRE|SEMPRA ENERGY|SPNT|SEVEN POINTS CAPITAL, LLC|500
SRE|SEMPRA ENERGY|SPTD|MINT GLOBAL MARKETS, INC.|3400
SRE|SEMPRA ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|4243
SRE|SEMPRA ENERGY|STKP|STOCKPILE INVESTMENTS, INC.|34
SRE|SEMPRA ENERGY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5762
SRE|SEMPRA ENERGY|SWIM|TD Ameritrade, Inc.|605767
SRE|SEMPRA ENERGY|SWST|Hilltop Securities Inc.|1793
SRE|SEMPRA ENERGY|TKNG|ALLY INVEST SECURITIES LLC|1261
SRE|SEMPRA ENERGY|TRBT|Tradebot Systems, Inc.|685776
SRE|SEMPRA ENERGY|TRCM|TRC MARKETS LLC|526472
SRE|SEMPRA ENERGY|UBSA|UBS SECURITIES LLC|2027510
SRE|SEMPRA ENERGY|UBSS|UBS Securities LLC|2313419
SRE|SEMPRA ENERGY|VALX|VIRTU AMERICAS LLC|18410
SRE|SEMPRA ENERGY|VGRD|Vanguard Marketing Corporation|13238
SRE|SEMPRA ENERGY|VIEW|VIEWTRADE SECURITIES LLC|170
SRE|SEMPRA ENERGY|VSIN|Vision Financial Markets Llc|750
SRE|SEMPRA ENERGY|WABR|Wall Street Access|1420
SRE|SEMPRA ENERGY|WBPX|SUMMIT SECURITIES GROUP, LLC|5332
SRE|SEMPRA ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|397068
SRE|SEMPRA ENERGY|WDNX|WEEDEN & CO.L.P.|8626
SRE|SEMPRA ENERGY|WEDB|WEDBUSH SECURITIES INC.|124974
SRE|SEMPRA ENERGY|WEED|Weeden & Co.L.P.|6021
SRE|SEMPRA ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37533
SRE|SEMPRA ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|64818
SRE|SEMPRA ENERGY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2851
SRE|SEMPRA ENERGY|WOLF|Wolfe Trahan Securities|900
SRE|SEMPRA ENERGY|WSEA|WOLVERINE SECURITIES, LLC|8399
SRE|SEMPRA ENERGY|XIST|INSTINET, LLC|255382
SRE|SEMPRA ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|189976
SRE|SEMPRA ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|29986
SRE|SEMPRA ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13166
SRE$A|SEMPRA ENERGY 6% A|ALTX|Alternet Securities Inc.|8
SRE$A|SEMPRA ENERGY 6% A|BATM|CBOE TRADING, INC.|400
SRE$A|SEMPRA ENERGY 6% A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1172
SRE$A|SEMPRA ENERGY 6% A|DBAX|Deutsche Bank Securities Inc.|600
SRE$A|SEMPRA ENERGY 6% A|DEAN|MORGAN STANLEY|1605
SRE$A|SEMPRA ENERGY 6% A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1820
SRE$A|SEMPRA ENERGY 6% A|EBXL|EBX LLC|300
SRE$A|SEMPRA ENERGY 6% A|EGAM|CBOE TRADING, INC.|108
SRE$A|SEMPRA ENERGY 6% A|ETRS|E*Trade Securities LLC|210
SRE$A|SEMPRA ENERGY 6% A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|155
SRE$A|SEMPRA ENERGY 6% A|GLPX|ACS EXECUTION SERVICES, LLC|1100
SRE$A|SEMPRA ENERGY 6% A|GSCO|GOLDMAN SACHS & CO. LLC|700
SRE$A|SEMPRA ENERGY 6% A|GSCS|GOLDMAN SACHS & CO. LLC|300
SRE$A|SEMPRA ENERGY 6% A|GSLT|GOLDMAN SACHS & CO. LLC|100
SRE$A|SEMPRA ENERGY 6% A|GTSZ|GTS SECURITIES LLC|448
SRE$A|SEMPRA ENERGY 6% A|IBKR|Interactive Brokers Llc|100
SRE$A|SEMPRA ENERGY 6% A|INCA|INSTINET, LLC|854
SRE$A|SEMPRA ENERGY 6% A|ITGI|ITG Inc.|108
SRE$A|SEMPRA ENERGY 6% A|JEFF|JEFFERIES LLC|18667
SRE$A|SEMPRA ENERGY 6% A|LEHM|Barclays Capital Inc./Le|2447733
SRE$A|SEMPRA ENERGY 6% A|LIME|Lime Brokerage LLC|727
SRE$A|SEMPRA ENERGY 6% A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SRE$A|SEMPRA ENERGY 6% A|MNDX|TJM Investments, LLC|150000
SRE$A|SEMPRA ENERGY 6% A|MSCO|MORGAN STANLEY & CO. LLC|1463
SRE$A|SEMPRA ENERGY 6% A|MSPL|MORGAN STANLEY & CO. LLC|600
SRE$A|SEMPRA ENERGY 6% A|MUFG|MUFG SECURITIES AMERICAS INC.|883804
SRE$A|SEMPRA ENERGY 6% A|MZHO|Mizuho Securities USA LLC|108170
SRE$A|SEMPRA ENERGY 6% A|NFSC|National Financial Services LLC|1054
SRE$A|SEMPRA ENERGY 6% A|NITE|VIRTU Americas LLC|16789
SRE$A|SEMPRA ENERGY 6% A|OPCO|Oppenheimer & Co. Inc.|40
SRE$A|SEMPRA ENERGY 6% A|PDQM|CODA MARKETS, INC.|1700
SRE$A|SEMPRA ENERGY 6% A|RBCM|RBC CAPITAL MARKETS, LLC|2933
SRE$A|SEMPRA ENERGY 6% A|RHCO|Suntrust Robinson Humphrey, Inc.|16562
SRE$A|SEMPRA ENERGY 6% A|RILY|B. RILEY FBR, INC.|58018
SRE$A|SEMPRA ENERGY 6% A|SBSH|Citigroup Global Markets Inc.|28200
SRE$A|SEMPRA ENERGY 6% A|SGMT|GOLDMAN SACHS & CO. LLC|100
SRE$A|SEMPRA ENERGY 6% A|SPDR|SPEEDROUTE LLC|300
SRE$A|SEMPRA ENERGY 6% A|STFL|Stifel, Nicolaus & Company, Incorporated|1642
SRE$A|SEMPRA ENERGY 6% A|SWIM|TD Ameritrade, Inc.|100
SRE$A|SEMPRA ENERGY 6% A|TRBT|Tradebot Systems, Inc.|290
SRE$A|SEMPRA ENERGY 6% A|UBSA|UBS SECURITIES LLC|4120
SRE$A|SEMPRA ENERGY 6% A|UBSS|UBS Securities LLC|885
SRE$A|SEMPRA ENERGY 6% A|WCHV|WELLS FARGO SECURITIES, LLC|43330
SRE$A|SEMPRA ENERGY 6% A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|785
SRE$A|SEMPRA ENERGY 6% A|YKNA|COMHAR CAPITAL MARKETS, LLC|500
SRET|GLOBAL X SUPERDIVIDE|ALTX|Alternet Securities Inc.|300
SRET|GLOBAL X SUPERDIVIDE|APCC|Apex Clearing Corporation|1083
SRET|GLOBAL X SUPERDIVIDE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25
SRET|GLOBAL X SUPERDIVIDE|CHAS|Charles Schwab & Co., Inc.|210
SRET|GLOBAL X SUPERDIVIDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10247
SRET|GLOBAL X SUPERDIVIDE|CTDL|Citadel Derivatives Group Llc|25617
SRET|GLOBAL X SUPERDIVIDE|CXCX|CITIGROUP GLOBAL MARKETS INC.|364
SRET|GLOBAL X SUPERDIVIDE|DBAX|Deutsche Bank Securities Inc.|7500
SRET|GLOBAL X SUPERDIVIDE|DEAN|MORGAN STANLEY|6260
SRET|GLOBAL X SUPERDIVIDE|EBXL|EBX LLC|3600
SRET|GLOBAL X SUPERDIVIDE|ETRS|E*Trade Securities LLC|44036
SRET|GLOBAL X SUPERDIVIDE|FBCO|Credit Suisse Securities (USA) LLC|13233
SRET|GLOBAL X SUPERDIVIDE|FBSB|U.S. Bancorp Investments, Inc.|2130
SRET|GLOBAL X SUPERDIVIDE|FMAF|NBCN Inc./ CDS|186
SRET|GLOBAL X SUPERDIVIDE|FOMA|TD AMERITRADE CLEARING, INC.|70165
SRET|GLOBAL X SUPERDIVIDE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|238
SRET|GLOBAL X SUPERDIVIDE|FTBR|Foliofn Investments, Inc.|68
SRET|GLOBAL X SUPERDIVIDE|GEBB|GLOBAL EXECUTION BROKERS, LP|6683
SRET|GLOBAL X SUPERDIVIDE|GSLT|GOLDMAN SACHS & CO. LLC|100
SRET|GLOBAL X SUPERDIVIDE|GTSZ|GTS SECURITIES LLC|200
SRET|GLOBAL X SUPERDIVIDE|HRBF|American Enterprise Investment Services Inc.|1640
SRET|GLOBAL X SUPERDIVIDE|IATS|INTERACTIVE BROKERS LLC|2237
SRET|GLOBAL X SUPERDIVIDE|IBKR|Interactive Brokers Llc|48043
SRET|GLOBAL X SUPERDIVIDE|ICBX|INSTINET, LLC|18782
SRET|GLOBAL X SUPERDIVIDE|ITGI|ITG Inc.|2742
SRET|GLOBAL X SUPERDIVIDE|ITGP|ITG INC.|1200
SRET|GLOBAL X SUPERDIVIDE|JPMX|J.P. Morgan Securities LLC|3200
SRET|GLOBAL X SUPERDIVIDE|JSJX|JANE STREET CAPITAL LLC|68656
SRET|GLOBAL X SUPERDIVIDE|KCGM|VIRTU Americas LLC|15788
SRET|GLOBAL X SUPERDIVIDE|LEHM|Barclays Capital Inc./Le|11800
SRET|GLOBAL X SUPERDIVIDE|LIME|Lime Brokerage LLC|18329
SRET|GLOBAL X SUPERDIVIDE|LSCI|Lek Securities Corporation|269
SRET|GLOBAL X SUPERDIVIDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26200
SRET|GLOBAL X SUPERDIVIDE|MOTF|MOTIF INVESTING, INC.|1
SRET|GLOBAL X SUPERDIVIDE|MSCO|MORGAN STANLEY & CO. LLC|75380
SRET|GLOBAL X SUPERDIVIDE|MSPL|MORGAN STANLEY & CO. LLC|700
SRET|GLOBAL X SUPERDIVIDE|NBCS|NBC Securities, INC.|2615
SRET|GLOBAL X SUPERDIVIDE|NFSC|National Financial Services LLC|77821
SRET|GLOBAL X SUPERDIVIDE|NITE|VIRTU Americas LLC|105669
SRET|GLOBAL X SUPERDIVIDE|PCPT|PHILLIP CAPITAL INC.|300
SRET|GLOBAL X SUPERDIVIDE|RAJA|Raymond James & Associates, Inc.|7
SRET|GLOBAL X SUPERDIVIDE|SBSH|Citigroup Global Markets Inc.|700
SRET|GLOBAL X SUPERDIVIDE|SEIC|SEI Investments Distribution Co.|300
SRET|GLOBAL X SUPERDIVIDE|SGMT|GOLDMAN SACHS & CO. LLC|1530
SRET|GLOBAL X SUPERDIVIDE|STFL|Stifel, Nicolaus & Company, Incorporated|250
SRET|GLOBAL X SUPERDIVIDE|SWIM|TD Ameritrade, Inc.|1503
SRET|GLOBAL X SUPERDIVIDE|TKNG|ALLY INVEST SECURITIES LLC|69
SRET|GLOBAL X SUPERDIVIDE|TRCM|TRC MARKETS LLC|300
SRET|GLOBAL X SUPERDIVIDE|UBSA|UBS SECURITIES LLC|21910
SRET|GLOBAL X SUPERDIVIDE|UBSS|UBS Securities LLC|23563
SRET|GLOBAL X SUPERDIVIDE|VGRD|Vanguard Marketing Corporation|23162
SRET|GLOBAL X SUPERDIVIDE|WCHV|WELLS FARGO SECURITIES, LLC|5885
SRET|GLOBAL X SUPERDIVIDE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|204
SRET|GLOBAL X SUPERDIVIDE|WSEA|WOLVERINE SECURITIES, LLC|129
SRET|GLOBAL X SUPERDIVIDE|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
SRET|GLOBAL X SUPERDIVIDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1965
SREV|SERVICESRCE INTL INC|ALTX|Alternet Securities Inc.|500
SREV|SERVICESRCE INTL INC|APCC|Apex Clearing Corporation|1603
SREV|SERVICESRCE INTL INC|AQUA|AQUA SECURITIES L.P.|21400
SREV|SERVICESRCE INTL INC|BATM|CBOE TRADING, INC.|300
SREV|SERVICESRCE INTL INC|BAYT|BTIG, LLC|4200
SREV|SERVICESRCE INTL INC|BERN|Sanford C. Bernstein & Co., LLC|1505
SREV|SERVICESRCE INTL INC|BIDS|BIDS TRADING L.P.|6100
SREV|SERVICESRCE INTL INC|BLKX|INSTINET, LLC|50000
SREV|SERVICESRCE INTL INC|BMOC|BMO Capital Markets Corp.|12331
SREV|SERVICESRCE INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|4155
SREV|SERVICESRCE INTL INC|BTIG|BTIG, LLC|20040
SREV|SERVICESRCE INTL INC|BYXM|CBOE TRADING, INC.|1600
SREV|SERVICESRCE INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|6141
SREV|SERVICESRCE INTL INC|CANT|Cantor Fitzgerald & Co.|25113
SREV|SERVICESRCE INTL INC|CIST|Capital Institutional Services, Inc.|59
SREV|SERVICESRCE INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54770
SREV|SERVICESRCE INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69230
SREV|SERVICESRCE INTL INC|CTDL|Citadel Derivatives Group Llc|20696
SREV|SERVICESRCE INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|14074
SREV|SERVICESRCE INTL INC|DBAB|Deutsche Bank Securities Inc.|142043
SREV|SERVICESRCE INTL INC|DBAX|Deutsche Bank Securities Inc.|46100
SREV|SERVICESRCE INTL INC|DEAN|MORGAN STANLEY|10300
SREV|SERVICESRCE INTL INC|DEGS|RONIN PROFESSIONAL LLC|4371
SREV|SERVICESRCE INTL INC|EBXL|EBX LLC|26400
SREV|SERVICESRCE INTL INC|EGAM|CBOE TRADING, INC.|1497
SREV|SERVICESRCE INTL INC|EGXM|CBOE TRADING, INC.|355
SREV|SERVICESRCE INTL INC|EGXW|CBOE TRADING, INC.|5
SREV|SERVICESRCE INTL INC|ETBE|Electronic Transaction Clearing, Inc.|30527
SREV|SERVICESRCE INTL INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4470
SREV|SERVICESRCE INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1650
SREV|SERVICESRCE INTL INC|ETRS|E*Trade Securities LLC|85945
SREV|SERVICESRCE INTL INC|FBCO|Credit Suisse Securities (USA) LLC|792285
SREV|SERVICESRCE INTL INC|FILL|Tradestation Securities, Inc.|500
SREV|SERVICESRCE INTL INC|FOMA|TD AMERITRADE CLEARING, INC.|142424
SREV|SERVICESRCE INTL INC|FQLS|Quantlab Securities LP|11264
SREV|SERVICESRCE INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25962
SREV|SERVICESRCE INTL INC|FTBR|Foliofn Investments, Inc.|6
SREV|SERVICESRCE INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|28001
SREV|SERVICESRCE INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|684
SREV|SERVICESRCE INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|639860
SREV|SERVICESRCE INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|58040
SREV|SERVICESRCE INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|2728
SREV|SERVICESRCE INTL INC|GTSZ|GTS SECURITIES LLC|3050
SREV|SERVICESRCE INTL INC|HRBF|American Enterprise Investment Services Inc.|3
SREV|SERVICESRCE INTL INC|IATS|INTERACTIVE BROKERS LLC|13167
SREV|SERVICESRCE INTL INC|IBKR|Interactive Brokers Llc|109366
SREV|SERVICESRCE INTL INC|ICBX|INSTINET, LLC|10541
SREV|SERVICESRCE INTL INC|IEQY|CITADEL SECURITIES LLC|9075
SREV|SERVICESRCE INTL INC|INCA|INSTINET, LLC|156876
SREV|SERVICESRCE INTL INC|INJX|INSTINET, LLC|1601
SREV|SERVICESRCE INTL INC|ITGI|ITG Inc.|397902
SREV|SERVICESRCE INTL INC|ITGP|ITG INC.|289200
SREV|SERVICESRCE INTL INC|JEFF|JEFFERIES LLC|45219
SREV|SERVICESRCE INTL INC|JMPT|JUMP TRADING, LLC|874
SREV|SERVICESRCE INTL INC|JPMX|J.P. Morgan Securities LLC|84083
SREV|SERVICESRCE INTL INC|JSJX|JANE STREET CAPITAL LLC|5789
SREV|SERVICESRCE INTL INC|KCGM|VIRTU Americas LLC|14870
SREV|SERVICESRCE INTL INC|LEHM|Barclays Capital Inc./Le|308600
SREV|SERVICESRCE INTL INC|LIME|Lime Brokerage LLC|131937
SREV|SERVICESRCE INTL INC|LMGP|LIME BROKERAGE LLC|5952
SREV|SERVICESRCE INTL INC|LOOP|Loop Capital Markets LLC|2256
SREV|SERVICESRCE INTL INC|LQNA|LIQUIDNET, INC.|130800
SREV|SERVICESRCE INTL INC|MACQ|Macquarie Capital (USA) Inc.|5207
SREV|SERVICESRCE INTL INC|MAXM|Maxim Group LLC|8416
SREV|SERVICESRCE INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72574
SREV|SERVICESRCE INTL INC|MSCO|MORGAN STANLEY & CO. LLC|435964
SREV|SERVICESRCE INTL INC|MSPL|MORGAN STANLEY & CO. LLC|83600
SREV|SERVICESRCE INTL INC|MSTX|MORGAN STANLEY & CO. LLC|35100
SREV|SERVICESRCE INTL INC|NEED|Needham & Company, LLC|49493
SREV|SERVICESRCE INTL INC|NFSC|National Financial Services LLC|42946
SREV|SERVICESRCE INTL INC|NITE|VIRTU Americas LLC|126359
SREV|SERVICESRCE INTL INC|NITP|VIRTU Americas LLC|9800
SREV|SERVICESRCE INTL INC|NQRB|Brut, LLC|295
SREV|SERVICESRCE INTL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2879
SREV|SERVICESRCE INTL INC|PCPT|PHILLIP CAPITAL INC.|330
SREV|SERVICESRCE INTL INC|PDQM|CODA MARKETS, INC.|5730
SREV|SERVICESRCE INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|1200
SREV|SERVICESRCE INTL INC|SBSH|Citigroup Global Markets Inc.|103123
SREV|SERVICESRCE INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|47239
SREV|SERVICESRCE INTL INC|SPDR|SPEEDROUTE LLC|500
SREV|SERVICESRCE INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|68
SREV|SERVICESRCE INTL INC|SWIM|TD Ameritrade, Inc.|5112
SREV|SERVICESRCE INTL INC|SWST|Hilltop Securities Inc.|3200
SREV|SERVICESRCE INTL INC|TRBT|Tradebot Systems, Inc.|61356
SREV|SERVICESRCE INTL INC|TRCM|TRC MARKETS LLC|95303
SREV|SERVICESRCE INTL INC|UBSA|UBS SECURITIES LLC|204752
SREV|SERVICESRCE INTL INC|UBSS|UBS Securities LLC|428983
SREV|SERVICESRCE INTL INC|VALX|VIRTU AMERICAS LLC|5651
SREV|SERVICESRCE INTL INC|VGRD|Vanguard Marketing Corporation|30
SREV|SERVICESRCE INTL INC|VSIN|Vision Financial Markets Llc|3620
SREV|SERVICESRCE INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|40699
SREV|SERVICESRCE INTL INC|WEED|Weeden & Co.L.P.|500
SREV|SERVICESRCE INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|174
SREV|SERVICESRCE INTL INC|WSEA|WOLVERINE SECURITIES, LLC|470
SREV|SERVICESRCE INTL INC|XIST|INSTINET, LLC|33180
SREV|SERVICESRCE INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|17400
SREV|SERVICESRCE INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SRF|CUSHING ENERGY INCME|APCC|Apex Clearing Corporation|1
SRF|CUSHING ENERGY INCME|BARD|Robert W. Baird & Co. Incorporated|545
SRF|CUSHING ENERGY INCME|BBNT|BB&T SECURITIES, LLC|830
SRF|CUSHING ENERGY INCME|CHAS|Charles Schwab & Co., Inc.|1
SRF|CUSHING ENERGY INCME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
SRF|CUSHING ENERGY INCME|DEAN|MORGAN STANLEY|686
SRF|CUSHING ENERGY INCME|DEGS|RONIN PROFESSIONAL LLC|600
SRF|CUSHING ENERGY INCME|EBXL|EBX LLC|400
SRF|CUSHING ENERGY INCME|EGAM|CBOE TRADING, INC.|1900
SRF|CUSHING ENERGY INCME|EGXM|CBOE TRADING, INC.|300
SRF|CUSHING ENERGY INCME|ETRS|E*Trade Securities LLC|762
SRF|CUSHING ENERGY INCME|FBSB|U.S. Bancorp Investments, Inc.|83
SRF|CUSHING ENERGY INCME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|490
SRF|CUSHING ENERGY INCME|FTBR|Foliofn Investments, Inc.|2
SRF|CUSHING ENERGY INCME|GLPX|ACS EXECUTION SERVICES, LLC|1300
SRF|CUSHING ENERGY INCME|GSCS|GOLDMAN SACHS & CO. LLC|3800
SRF|CUSHING ENERGY INCME|GSLT|GOLDMAN SACHS & CO. LLC|921
SRF|CUSHING ENERGY INCME|HRBF|American Enterprise Investment Services Inc.|375
SRF|CUSHING ENERGY INCME|IATS|INTERACTIVE BROKERS LLC|1599
SRF|CUSHING ENERGY INCME|IBKR|Interactive Brokers Llc|6267
SRF|CUSHING ENERGY INCME|ICBX|INSTINET, LLC|400
SRF|CUSHING ENERGY INCME|INCA|INSTINET, LLC|1200
SRF|CUSHING ENERGY INCME|ITGI|ITG Inc.|40
SRF|CUSHING ENERGY INCME|ITGP|ITG INC.|800
SRF|CUSHING ENERGY INCME|JANY|Janney Montgomery Scott Inc.|2
SRF|CUSHING ENERGY INCME|LIME|Lime Brokerage LLC|18
SRF|CUSHING ENERGY INCME|MSCO|MORGAN STANLEY & CO. LLC|6456
SRF|CUSHING ENERGY INCME|NFSC|National Financial Services LLC|12951
SRF|CUSHING ENERGY INCME|NITE|VIRTU Americas LLC|38234
SRF|CUSHING ENERGY INCME|NQRB|Brut, LLC|1100
SRF|CUSHING ENERGY INCME|OPCO|Oppenheimer & Co. Inc.|3586
SRF|CUSHING ENERGY INCME|PDQM|CODA MARKETS, INC.|1300
SRF|CUSHING ENERGY INCME|RBCM|RBC CAPITAL MARKETS, LLC|1438
SRF|CUSHING ENERGY INCME|SPDR|SPEEDROUTE LLC|100
SRF|CUSHING ENERGY INCME|STFL|Stifel, Nicolaus & Company, Incorporated|7073
SRF|CUSHING ENERGY INCME|SWIM|TD Ameritrade, Inc.|545
SRF|CUSHING ENERGY INCME|SWST|Hilltop Securities Inc.|13
SRF|CUSHING ENERGY INCME|UBSA|UBS SECURITIES LLC|654
SRF|CUSHING ENERGY INCME|UBSS|UBS Securities LLC|4153
SRF|CUSHING ENERGY INCME|VALX|VIRTU AMERICAS LLC|333
SRF|CUSHING ENERGY INCME|VGRD|Vanguard Marketing Corporation|526
SRF|CUSHING ENERGY INCME|WCHV|WELLS FARGO SECURITIES, LLC|739
SRF|CUSHING ENERGY INCME|WEDB|WEDBUSH SECURITIES INC.|71
SRF|CUSHING ENERGY INCME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24397
SRF|CUSHING ENERGY INCME|WSEA|WOLVERINE SECURITIES, LLC|17
SRF|CUSHING ENERGY INCME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|910
SRG|SERITAGE GROWTH PTY|ALTX|Alternet Securities Inc.|2792
SRG|SERITAGE GROWTH PTY|ANOS|ABEL/NOSER, L.L.C.|646
SRG|SERITAGE GROWTH PTY|APCC|Apex Clearing Corporation|19359
SRG|SERITAGE GROWTH PTY|BARD|Robert W. Baird & Co. Incorporated|4135
SRG|SERITAGE GROWTH PTY|BATM|CBOE TRADING, INC.|4985
SRG|SERITAGE GROWTH PTY|BAYC|BAY CREST PARTNERS, LLC|849
SRG|SERITAGE GROWTH PTY|BERN|Sanford C. Bernstein & Co., LLC|37011
SRG|SERITAGE GROWTH PTY|BIDS|BIDS TRADING L.P.|500
SRG|SERITAGE GROWTH PTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|533
SRG|SERITAGE GROWTH PTY|BLKX|INSTINET, LLC|12790
SRG|SERITAGE GROWTH PTY|BNPX|BNP PARIBAS SECURITIES CORP.|7963
SRG|SERITAGE GROWTH PTY|BTIG|BTIG, LLC|12769
SRG|SERITAGE GROWTH PTY|BYXM|CBOE TRADING, INC.|202
SRG|SERITAGE GROWTH PTY|BZYD|GOLDMAN SACHS & CO. LLC|695
SRG|SERITAGE GROWTH PTY|CHAS|Charles Schwab & Co., Inc.|151
SRG|SERITAGE GROWTH PTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39440
SRG|SERITAGE GROWTH PTY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2812
SRG|SERITAGE GROWTH PTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13889
SRG|SERITAGE GROWTH PTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|180924
SRG|SERITAGE GROWTH PTY|CTDL|Citadel Derivatives Group Llc|6287
SRG|SERITAGE GROWTH PTY|CTLR|CUTLER GROUP, LP|1466
SRG|SERITAGE GROWTH PTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|13218
SRG|SERITAGE GROWTH PTY|DBAB|Deutsche Bank Securities Inc.|121826
SRG|SERITAGE GROWTH PTY|DBAX|Deutsche Bank Securities Inc.|151400
SRG|SERITAGE GROWTH PTY|DCHF|Dart Executions, LLC|900
SRG|SERITAGE GROWTH PTY|DEAN|MORGAN STANLEY|20224
SRG|SERITAGE GROWTH PTY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|49201
SRG|SERITAGE GROWTH PTY|EBXL|EBX LLC|113900
SRG|SERITAGE GROWTH PTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|3701
SRG|SERITAGE GROWTH PTY|EDJO|Edward D. Jones & Co., L.P.|254
SRG|SERITAGE GROWTH PTY|EGAM|CBOE TRADING, INC.|4591
SRG|SERITAGE GROWTH PTY|EGAW|CBOE TRADING, INC.|123
SRG|SERITAGE GROWTH PTY|EGMT|EG MARKET TECHNOLOGIES LLC|500
SRG|SERITAGE GROWTH PTY|EGXM|CBOE TRADING, INC.|1171
SRG|SERITAGE GROWTH PTY|ETBE|Electronic Transaction Clearing, Inc.|6032
SRG|SERITAGE GROWTH PTY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
SRG|SERITAGE GROWTH PTY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7906
SRG|SERITAGE GROWTH PTY|ETRS|E*Trade Securities LLC|35424
SRG|SERITAGE GROWTH PTY|FILL|Tradestation Securities, Inc.|605
SRG|SERITAGE GROWTH PTY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1065
SRG|SERITAGE GROWTH PTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86673
SRG|SERITAGE GROWTH PTY|FTBR|Foliofn Investments, Inc.|218
SRG|SERITAGE GROWTH PTY|GEBB|GLOBAL EXECUTION BROKERS, LP|5838
SRG|SERITAGE GROWTH PTY|GLIS|TD Securities Inc|138
SRG|SERITAGE GROWTH PTY|GLPX|ACS EXECUTION SERVICES, LLC|6435
SRG|SERITAGE GROWTH PTY|GNAV|GREEN STREET TRADING, LLC|27821
SRG|SERITAGE GROWTH PTY|GSCO|GOLDMAN SACHS & CO. LLC|345676
SRG|SERITAGE GROWTH PTY|GSCS|GOLDMAN SACHS & CO. LLC|11749
SRG|SERITAGE GROWTH PTY|GSLT|GOLDMAN SACHS & CO. LLC|1292
SRG|SERITAGE GROWTH PTY|GTSZ|GTS SECURITIES LLC|18969
SRG|SERITAGE GROWTH PTY|HOVD|HOVDE GROUP, LLC|100
SRG|SERITAGE GROWTH PTY|HRBF|American Enterprise Investment Services Inc.|150
SRG|SERITAGE GROWTH PTY|IATS|INTERACTIVE BROKERS LLC|14826
SRG|SERITAGE GROWTH PTY|IBKR|Interactive Brokers Llc|14590
SRG|SERITAGE GROWTH PTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
SRG|SERITAGE GROWTH PTY|ICBX|INSTINET, LLC|16540
SRG|SERITAGE GROWTH PTY|IEQY|CITADEL SECURITIES LLC|39857
SRG|SERITAGE GROWTH PTY|IMPC|Imperial Capital, LLC|741
SRG|SERITAGE GROWTH PTY|INCA|INSTINET, LLC|75139
SRG|SERITAGE GROWTH PTY|INJX|INSTINET, LLC|1987
SRG|SERITAGE GROWTH PTY|ITGI|ITG Inc.|10606
SRG|SERITAGE GROWTH PTY|ITGP|ITG INC.|47400
SRG|SERITAGE GROWTH PTY|JANY|Janney Montgomery Scott Inc.|120
SRG|SERITAGE GROWTH PTY|JEFF|JEFFERIES LLC|53413
SRG|SERITAGE GROWTH PTY|JMPT|JUMP TRADING, LLC|23899
SRG|SERITAGE GROWTH PTY|JONE|JonesTrading|1936
SRG|SERITAGE GROWTH PTY|JPBX|J.P. MORGAN SECURITIES LLC|40808
SRG|SERITAGE GROWTH PTY|JPMX|J.P. Morgan Securities LLC|244284
SRG|SERITAGE GROWTH PTY|JSJX|JANE STREET CAPITAL LLC|17563
SRG|SERITAGE GROWTH PTY|KCGM|VIRTU Americas LLC|22181
SRG|SERITAGE GROWTH PTY|LEHM|Barclays Capital Inc./Le|162285
SRG|SERITAGE GROWTH PTY|LIME|Lime Brokerage LLC|9078
SRG|SERITAGE GROWTH PTY|LSCI|Lek Securities Corporation|19
SRG|SERITAGE GROWTH PTY|MCMF|Raymond James Ltd. Cds|14
SRG|SERITAGE GROWTH PTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78040
SRG|SERITAGE GROWTH PTY|MOTF|MOTIF INVESTING, INC.|1
SRG|SERITAGE GROWTH PTY|MSCO|MORGAN STANLEY & CO. LLC|409164
SRG|SERITAGE GROWTH PTY|MSPL|MORGAN STANLEY & CO. LLC|210600
SRG|SERITAGE GROWTH PTY|MSTX|MORGAN STANLEY & CO. LLC|86400
SRG|SERITAGE GROWTH PTY|NATL|National Securities Corporation|100
SRG|SERITAGE GROWTH PTY|NFSC|National Financial Services LLC|47044
SRG|SERITAGE GROWTH PTY|NITE|VIRTU Americas LLC|145164
SRG|SERITAGE GROWTH PTY|NQRB|Brut, LLC|8960
SRG|SERITAGE GROWTH PTY|PDQM|CODA MARKETS, INC.|21337
SRG|SERITAGE GROWTH PTY|QMSR|QUATTRO M SECURITIES INC.|180
SRG|SERITAGE GROWTH PTY|RBCM|RBC CAPITAL MARKETS, LLC|700
SRG|SERITAGE GROWTH PTY|SAGL|SAGETRADER, LLC|752
SRG|SERITAGE GROWTH PTY|SAGW|SAGETRADER, LLC|280
SRG|SERITAGE GROWTH PTY|SBSH|Citigroup Global Markets Inc.|23905
SRG|SERITAGE GROWTH PTY|SGMT|GOLDMAN SACHS & CO. LLC|85703
SRG|SERITAGE GROWTH PTY|SIBO|Prime Executions, Inc.|1599
SRG|SERITAGE GROWTH PTY|SPDR|SPEEDROUTE LLC|19226
SRG|SERITAGE GROWTH PTY|STFL|Stifel, Nicolaus & Company, Incorporated|26021
SRG|SERITAGE GROWTH PTY|STXG|Stockcross Financial Services, Inc.|1
SRG|SERITAGE GROWTH PTY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3251
SRG|SERITAGE GROWTH PTY|SWIM|TD Ameritrade, Inc.|30504
SRG|SERITAGE GROWTH PTY|TKNG|ALLY INVEST SECURITIES LLC|35
SRG|SERITAGE GROWTH PTY|TRBT|Tradebot Systems, Inc.|138781
SRG|SERITAGE GROWTH PTY|TRCM|TRC MARKETS LLC|45469
SRG|SERITAGE GROWTH PTY|UBSS|UBS Securities LLC|468642
SRG|SERITAGE GROWTH PTY|VALX|VIRTU AMERICAS LLC|10235
SRG|SERITAGE GROWTH PTY|VGRD|Vanguard Marketing Corporation|6417
SRG|SERITAGE GROWTH PTY|WCHV|WELLS FARGO SECURITIES, LLC|25494
SRG|SERITAGE GROWTH PTY|WDNX|WEEDEN & CO.L.P.|4108
SRG|SERITAGE GROWTH PTY|WEED|Weeden & Co.L.P.|700
SRG|SERITAGE GROWTH PTY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3127
SRG|SERITAGE GROWTH PTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20382
SRG|SERITAGE GROWTH PTY|WGIF|CIBC World Markets Inc.|225
SRG|SERITAGE GROWTH PTY|WSEA|WOLVERINE SECURITIES, LLC|2920
SRG|SERITAGE GROWTH PTY|XIST|INSTINET, LLC|14400
SRG|SERITAGE GROWTH PTY|XPQR|Jump Trading|1520
SRG|SERITAGE GROWTH PTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|20800
SRG|SERITAGE GROWTH PTY|YKNA|COMHAR CAPITAL MARKETS, LLC|974
SRG$A|SERITAGE GROWTH 7% A|DBAX|Deutsche Bank Securities Inc.|500
SRG$A|SERITAGE GROWTH 7% A|DEAN|MORGAN STANLEY|15909
SRG$A|SERITAGE GROWTH 7% A|ETRS|E*Trade Securities LLC|2540
SRG$A|SERITAGE GROWTH 7% A|GSLT|GOLDMAN SACHS & CO. LLC|304
SRG$A|SERITAGE GROWTH 7% A|GTSZ|GTS SECURITIES LLC|100
SRG$A|SERITAGE GROWTH 7% A|IATS|INTERACTIVE BROKERS LLC|100
SRG$A|SERITAGE GROWTH 7% A|IBKR|Interactive Brokers Llc|1803
SRG$A|SERITAGE GROWTH 7% A|INCA|INSTINET, LLC|3481
SRG$A|SERITAGE GROWTH 7% A|JEFF|JEFFERIES LLC|200
SRG$A|SERITAGE GROWTH 7% A|LEHM|Barclays Capital Inc./Le|200
SRG$A|SERITAGE GROWTH 7% A|LIME|Lime Brokerage LLC|140
SRG$A|SERITAGE GROWTH 7% A|MSCO|MORGAN STANLEY & CO. LLC|910
SRG$A|SERITAGE GROWTH 7% A|NFSC|National Financial Services LLC|13495
SRG$A|SERITAGE GROWTH 7% A|NITE|VIRTU Americas LLC|21502
SRG$A|SERITAGE GROWTH 7% A|PWJC|UBS Financial Services, Inc.|200
SRG$A|SERITAGE GROWTH 7% A|RBCM|RBC CAPITAL MARKETS, LLC|7837
SRG$A|SERITAGE GROWTH 7% A|SBRX|MURIEL SIEBERT & CO INC|133
SRG$A|SERITAGE GROWTH 7% A|STFL|Stifel, Nicolaus & Company, Incorporated|2350
SRG$A|SERITAGE GROWTH 7% A|UBSA|UBS SECURITIES LLC|1150
SRG$A|SERITAGE GROWTH 7% A|UBSS|UBS Securities LLC|800
SRG$A|SERITAGE GROWTH 7% A|VGRD|Vanguard Marketing Corporation|325
SRG$A|SERITAGE GROWTH 7% A|WCHV|WELLS FARGO SECURITIES, LLC|50
SRG$A|SERITAGE GROWTH 7% A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2145
SRI|STONERIDGE INC|ALTX|Alternet Securities Inc.|4950
SRI|STONERIDGE INC|APCC|Apex Clearing Corporation|480
SRI|STONERIDGE INC|BARD|Robert W. Baird & Co. Incorporated|3
SRI|STONERIDGE INC|BATM|CBOE TRADING, INC.|5418
SRI|STONERIDGE INC|BERN|Sanford C. Bernstein & Co., LLC|14247
SRI|STONERIDGE INC|BIAD|SAGETRADER, LLC|250
SRI|STONERIDGE INC|BIDS|BIDS TRADING L.P.|54100
SRI|STONERIDGE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6682
SRI|STONERIDGE INC|BLKX|INSTINET, LLC|24935
SRI|STONERIDGE INC|BNPX|BNP PARIBAS SECURITIES CORP.|2493
SRI|STONERIDGE INC|BYXM|CBOE TRADING, INC.|300
SRI|STONERIDGE INC|BZYD|GOLDMAN SACHS & CO. LLC|1601
SRI|STONERIDGE INC|CANT|Cantor Fitzgerald & Co.|500
SRI|STONERIDGE INC|CHAS|Charles Schwab & Co., Inc.|200
SRI|STONERIDGE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|80986
SRI|STONERIDGE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
SRI|STONERIDGE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SRI|STONERIDGE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197537
SRI|STONERIDGE INC|CTDL|Citadel Derivatives Group Llc|4467
SRI|STONERIDGE INC|CTLR|CUTLER GROUP, LP|898
SRI|STONERIDGE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|24856
SRI|STONERIDGE INC|DADA|D.A. Davidson & Co.|18997
SRI|STONERIDGE INC|DBAB|Deutsche Bank Securities Inc.|78133
SRI|STONERIDGE INC|DBAX|Deutsche Bank Securities Inc.|100000
SRI|STONERIDGE INC|DEAN|MORGAN STANLEY|4278
SRI|STONERIDGE INC|DEGS|RONIN PROFESSIONAL LLC|3173
SRI|STONERIDGE INC|EBXL|EBX LLC|90200
SRI|STONERIDGE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7545
SRI|STONERIDGE INC|EDJO|Edward D. Jones & Co., L.P.|2962
SRI|STONERIDGE INC|EGAM|CBOE TRADING, INC.|6674
SRI|STONERIDGE INC|EGMT|EG MARKET TECHNOLOGIES LLC|700
SRI|STONERIDGE INC|EGXM|CBOE TRADING, INC.|2269
SRI|STONERIDGE INC|EGXW|CBOE TRADING, INC.|9
SRI|STONERIDGE INC|ETBE|Electronic Transaction Clearing, Inc.|7560
SRI|STONERIDGE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11257
SRI|STONERIDGE INC|ETRS|E*Trade Securities LLC|33860
SRI|STONERIDGE INC|FILL|Tradestation Securities, Inc.|2599
SRI|STONERIDGE INC|FMAF|NBCN Inc./ CDS|392
SRI|STONERIDGE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|254
SRI|STONERIDGE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72295
SRI|STONERIDGE INC|FTBR|Foliofn Investments, Inc.|2800
SRI|STONERIDGE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|200
SRI|STONERIDGE INC|GLIS|TD Securities Inc|776
SRI|STONERIDGE INC|GLPX|ACS EXECUTION SERVICES, LLC|10751
SRI|STONERIDGE INC|GSCO|GOLDMAN SACHS & CO. LLC|169327
SRI|STONERIDGE INC|GSCS|GOLDMAN SACHS & CO. LLC|320
SRI|STONERIDGE INC|GSLT|GOLDMAN SACHS & CO. LLC|1459
SRI|STONERIDGE INC|GTSZ|GTS SECURITIES LLC|29454
SRI|STONERIDGE INC|HAPX|HAP Trading, LLC|100
SRI|STONERIDGE INC|HRBF|American Enterprise Investment Services Inc.|2218
SRI|STONERIDGE INC|IATS|INTERACTIVE BROKERS LLC|7697
SRI|STONERIDGE INC|IBKR|Interactive Brokers Llc|15101
SRI|STONERIDGE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3415
SRI|STONERIDGE INC|ICBX|INSTINET, LLC|24200
SRI|STONERIDGE INC|IEQY|CITADEL SECURITIES LLC|23795
SRI|STONERIDGE INC|INCA|INSTINET, LLC|102867
SRI|STONERIDGE INC|INJX|INSTINET, LLC|305
SRI|STONERIDGE INC|ITGI|ITG Inc.|38561
SRI|STONERIDGE INC|ITGP|ITG INC.|93600
SRI|STONERIDGE INC|JANY|Janney Montgomery Scott Inc.|117
SRI|STONERIDGE INC|JEFF|JEFFERIES LLC|18807
SRI|STONERIDGE INC|JMPT|JUMP TRADING, LLC|19106
SRI|STONERIDGE INC|JPBX|J.P. MORGAN SECURITIES LLC|8600
SRI|STONERIDGE INC|JPMX|J.P. Morgan Securities LLC|161158
SRI|STONERIDGE INC|JSJX|JANE STREET CAPITAL LLC|32700
SRI|STONERIDGE INC|KCGM|VIRTU Americas LLC|28669
SRI|STONERIDGE INC|LEHM|Barclays Capital Inc./Le|136913
SRI|STONERIDGE INC|LIME|Lime Brokerage LLC|20418
SRI|STONERIDGE INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|38600
SRI|STONERIDGE INC|LOOP|Loop Capital Markets LLC|573
SRI|STONERIDGE INC|LQNA|LIQUIDNET, INC.|81800
SRI|STONERIDGE INC|LSCI|Lek Securities Corporation|293
SRI|STONERIDGE INC|MACQ|Macquarie Capital (USA) Inc.|4230
SRI|STONERIDGE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|129552
SRI|STONERIDGE INC|MOTF|MOTIF INVESTING, INC.|6
SRI|STONERIDGE INC|MSCO|MORGAN STANLEY & CO. LLC|480071
SRI|STONERIDGE INC|MSPL|MORGAN STANLEY & CO. LLC|246700
SRI|STONERIDGE INC|MSTX|MORGAN STANLEY & CO. LLC|20000
SRI|STONERIDGE INC|MULL|MARK J. MULLER EQUITIES, INC.|2951
SRI|STONERIDGE INC|NFSC|National Financial Services LLC|188113
SRI|STONERIDGE INC|NITE|VIRTU Americas LLC|279439
SRI|STONERIDGE INC|NQRB|Brut, LLC|3730
SRI|STONERIDGE INC|NTBF|BMO Nesbitt Burns Inc./CDS|846
SRI|STONERIDGE INC|NTRC|Northern Trust Securities, Inc.|1307
SRI|STONERIDGE INC|OPCO|Oppenheimer & Co. Inc.|1207
SRI|STONERIDGE INC|PDQM|CODA MARKETS, INC.|32854
SRI|STONERIDGE INC|PHLY|NASDAQ Execution Services, LLC|1400
SRI|STONERIDGE INC|PWJC|UBS Financial Services, Inc.|150
SRI|STONERIDGE INC|RBCM|RBC CAPITAL MARKETS, LLC|152
SRI|STONERIDGE INC|RILY|B. RILEY FBR, INC.|145656
SRI|STONERIDGE INC|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|400
SRI|STONERIDGE INC|SAGL|SAGETRADER, LLC|16858
SRI|STONERIDGE INC|SBSH|Citigroup Global Markets Inc.|25647
SRI|STONERIDGE INC|SGMT|GOLDMAN SACHS & CO. LLC|86144
SRI|STONERIDGE INC|SPDR|SPEEDROUTE LLC|6809
SRI|STONERIDGE INC|SPHN|Stephens Inc.|500
SRI|STONERIDGE INC|STFL|Stifel, Nicolaus & Company, Incorporated|47006
SRI|STONERIDGE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1800
SRI|STONERIDGE INC|SWIM|TD Ameritrade, Inc.|47524
SRI|STONERIDGE INC|TKNG|ALLY INVEST SECURITIES LLC|860
SRI|STONERIDGE INC|TRBT|Tradebot Systems, Inc.|67036
SRI|STONERIDGE INC|TRCM|TRC MARKETS LLC|47919
SRI|STONERIDGE INC|TWTT|TASTYWORKS, INC.|23
SRI|STONERIDGE INC|UBSA|UBS SECURITIES LLC|330987
SRI|STONERIDGE INC|UBSS|UBS Securities LLC|463445
SRI|STONERIDGE INC|VALX|VIRTU AMERICAS LLC|6464
SRI|STONERIDGE INC|VGRD|Vanguard Marketing Corporation|2034
SRI|STONERIDGE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1078
SRI|STONERIDGE INC|WCHV|WELLS FARGO SECURITIES, LLC|31339
SRI|STONERIDGE INC|WEDB|WEDBUSH SECURITIES INC.|1390
SRI|STONERIDGE INC|WEED|Weeden & Co.L.P.|30690
SRI|STONERIDGE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2251
SRI|STONERIDGE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6173
SRI|STONERIDGE INC|WSEA|WOLVERINE SECURITIES, LLC|2435
SRI|STONERIDGE INC|WTFS|JUST2TRADE, INC.|25
SRI|STONERIDGE INC|XIST|INSTINET, LLC|31400
SRI|STONERIDGE INC|XPQR|Jump Trading|800
SRI|STONERIDGE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|42824
SRI|STONERIDGE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1112
SRLN|SPDR GSO BNKLN ETF|ALTX|Alternet Securities Inc.|6673
SRLN|SPDR GSO BNKLN ETF|APCC|Apex Clearing Corporation|48
SRLN|SPDR GSO BNKLN ETF|BANK|Primevest Financial Services, Inc.|5240
SRLN|SPDR GSO BNKLN ETF|BARD|Robert W. Baird & Co. Incorporated|12728
SRLN|SPDR GSO BNKLN ETF|BATM|CBOE TRADING, INC.|722
SRLN|SPDR GSO BNKLN ETF|BBNT|BB&T SECURITIES, LLC|24307
SRLN|SPDR GSO BNKLN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|43024
SRLN|SPDR GSO BNKLN ETF|BTIG|BTIG, LLC|1024
SRLN|SPDR GSO BNKLN ETF|CANT|Cantor Fitzgerald & Co.|1030
SRLN|SPDR GSO BNKLN ETF|CHAS|Charles Schwab & Co., Inc.|197462
SRLN|SPDR GSO BNKLN ETF|CIST|Capital Institutional Services, Inc.|675
SRLN|SPDR GSO BNKLN ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|268792
SRLN|SPDR GSO BNKLN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|313041
SRLN|SPDR GSO BNKLN ETF|CSIN|Citadel Securities Institutional LLC|127974
SRLN|SPDR GSO BNKLN ETF|CTDL|Citadel Derivatives Group Llc|106345
SRLN|SPDR GSO BNKLN ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|12436
SRLN|SPDR GSO BNKLN ETF|DADA|D.A. Davidson & Co.|550
SRLN|SPDR GSO BNKLN ETF|DAVA|Davenport & Company LLC|38
SRLN|SPDR GSO BNKLN ETF|DBAB|Deutsche Bank Securities Inc.|2300
SRLN|SPDR GSO BNKLN ETF|DBAX|Deutsche Bank Securities Inc.|132300
SRLN|SPDR GSO BNKLN ETF|DEAN|MORGAN STANLEY|32361
SRLN|SPDR GSO BNKLN ETF|EBXL|EBX LLC|150000
SRLN|SPDR GSO BNKLN ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|71657
SRLN|SPDR GSO BNKLN ETF|EDJO|Edward D. Jones & Co., L.P.|2422
SRLN|SPDR GSO BNKLN ETF|EGAM|CBOE TRADING, INC.|3825
SRLN|SPDR GSO BNKLN ETF|EGXM|CBOE TRADING, INC.|748
SRLN|SPDR GSO BNKLN ETF|ETBE|Electronic Transaction Clearing, Inc.|600
SRLN|SPDR GSO BNKLN ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9317
SRLN|SPDR GSO BNKLN ETF|ETRS|E*Trade Securities LLC|11723
SRLN|SPDR GSO BNKLN ETF|FBSB|U.S. Bancorp Investments, Inc.|1748
SRLN|SPDR GSO BNKLN ETF|FILL|Tradestation Securities, Inc.|370
SRLN|SPDR GSO BNKLN ETF|FINX|FINTECH SECURITIES|455
SRLN|SPDR GSO BNKLN ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18254
SRLN|SPDR GSO BNKLN ETF|FTBR|Foliofn Investments, Inc.|50350
SRLN|SPDR GSO BNKLN ETF|GARC|ICAP Corporates LLC|448810
SRLN|SPDR GSO BNKLN ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|4980
SRLN|SPDR GSO BNKLN ETF|GLIS|TD Securities Inc|400
SRLN|SPDR GSO BNKLN ETF|GLPX|ACS EXECUTION SERVICES, LLC|424
SRLN|SPDR GSO BNKLN ETF|GSCO|GOLDMAN SACHS & CO. LLC|2068612
SRLN|SPDR GSO BNKLN ETF|GSCS|GOLDMAN SACHS & CO. LLC|12800
SRLN|SPDR GSO BNKLN ETF|GSLT|GOLDMAN SACHS & CO. LLC|1276
SRLN|SPDR GSO BNKLN ETF|GTSZ|GTS SECURITIES LLC|800
SRLN|SPDR GSO BNKLN ETF|HRBF|American Enterprise Investment Services Inc.|655
SRLN|SPDR GSO BNKLN ETF|IATS|INTERACTIVE BROKERS LLC|14381
SRLN|SPDR GSO BNKLN ETF|IBKR|Interactive Brokers Llc|54446
SRLN|SPDR GSO BNKLN ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|398
SRLN|SPDR GSO BNKLN ETF|ICBX|INSTINET, LLC|109924
SRLN|SPDR GSO BNKLN ETF|INCA|INSTINET, LLC|56741
SRLN|SPDR GSO BNKLN ETF|ITGI|ITG Inc.|6398
SRLN|SPDR GSO BNKLN ETF|ITGP|ITG INC.|90000
SRLN|SPDR GSO BNKLN ETF|JANY|Janney Montgomery Scott Inc.|11585
SRLN|SPDR GSO BNKLN ETF|JEFF|JEFFERIES LLC|100
SRLN|SPDR GSO BNKLN ETF|JMPT|JUMP TRADING, LLC|10208
SRLN|SPDR GSO BNKLN ETF|JPMX|J.P. Morgan Securities LLC|80504
SRLN|SPDR GSO BNKLN ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|2289877
SRLN|SPDR GSO BNKLN ETF|JSJX|JANE STREET CAPITAL LLC|299923
SRLN|SPDR GSO BNKLN ETF|KCGM|VIRTU Americas LLC|51407
SRLN|SPDR GSO BNKLN ETF|LEHM|Barclays Capital Inc./Le|2982763
SRLN|SPDR GSO BNKLN ETF|LIME|Lime Brokerage LLC|1900
SRLN|SPDR GSO BNKLN ETF|LSCI|Lek Securities Corporation|5
SRLN|SPDR GSO BNKLN ETF|MACC|Mid Atlantic Capital Corporation|16500
SRLN|SPDR GSO BNKLN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|202624
SRLN|SPDR GSO BNKLN ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7994
SRLN|SPDR GSO BNKLN ETF|MOTF|MOTIF INVESTING, INC.|1
SRLN|SPDR GSO BNKLN ETF|MSCO|MORGAN STANLEY & CO. LLC|776185
SRLN|SPDR GSO BNKLN ETF|MSPL|MORGAN STANLEY & CO. LLC|348000
SRLN|SPDR GSO BNKLN ETF|NFSC|National Financial Services LLC|216077
SRLN|SPDR GSO BNKLN ETF|NITE|VIRTU Americas LLC|608318
SRLN|SPDR GSO BNKLN ETF|NITP|VIRTU Americas LLC|29215
SRLN|SPDR GSO BNKLN ETF|NQRB|Brut, LLC|100
SRLN|SPDR GSO BNKLN ETF|NTRC|Northern Trust Securities, Inc.|4066
SRLN|SPDR GSO BNKLN ETF|OLDM|OLD MISSION CAPITAL, LLC|24204
SRLN|SPDR GSO BNKLN ETF|OPCO|Oppenheimer & Co. Inc.|19532
SRLN|SPDR GSO BNKLN ETF|PDQM|CODA MARKETS, INC.|8305
SRLN|SPDR GSO BNKLN ETF|PWJC|UBS Financial Services, Inc.|4211
SRLN|SPDR GSO BNKLN ETF|RBCM|RBC CAPITAL MARKETS, LLC|74639
SRLN|SPDR GSO BNKLN ETF|SAGL|SAGETRADER, LLC|11056
SRLN|SPDR GSO BNKLN ETF|SALI|INTL FCSTONE FINANCIAL INC.|3160
SRLN|SPDR GSO BNKLN ETF|SBSH|Citigroup Global Markets Inc.|10147
SRLN|SPDR GSO BNKLN ETF|SEIC|SEI Investments Distribution Co.|3869
SRLN|SPDR GSO BNKLN ETF|SGMT|GOLDMAN SACHS & CO. LLC|95443
SRLN|SPDR GSO BNKLN ETF|SPDR|SPEEDROUTE LLC|600
SRLN|SPDR GSO BNKLN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|27128
SRLN|SPDR GSO BNKLN ETF|SWIM|TD Ameritrade, Inc.|14612
SRLN|SPDR GSO BNKLN ETF|SWST|Hilltop Securities Inc.|1499
SRLN|SPDR GSO BNKLN ETF|TRCM|TRC MARKETS LLC|226
SRLN|SPDR GSO BNKLN ETF|UBSA|UBS SECURITIES LLC|647284
SRLN|SPDR GSO BNKLN ETF|UBSS|UBS Securities LLC|263389
SRLN|SPDR GSO BNKLN ETF|VALX|VIRTU AMERICAS LLC|3373
SRLN|SPDR GSO BNKLN ETF|VGRD|Vanguard Marketing Corporation|17607
SRLN|SPDR GSO BNKLN ETF|WBET|Wallachbeth Capital LLC|136
SRLN|SPDR GSO BNKLN ETF|WBLR|WILLIAM BLAIR|690
SRLN|SPDR GSO BNKLN ETF|WCHV|WELLS FARGO SECURITIES, LLC|102917
SRLN|SPDR GSO BNKLN ETF|WEDB|WEDBUSH SECURITIES INC.|111
SRLN|SPDR GSO BNKLN ETF|WEED|Weeden & Co.L.P.|1080
SRLN|SPDR GSO BNKLN ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|513
SRLN|SPDR GSO BNKLN ETF|WGIF|CIBC World Markets Inc.|23
SRLN|SPDR GSO BNKLN ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
SRLN|SPDR GSO BNKLN ETF|WSAG|WALL STREET ACCESS|4700
SRLN|SPDR GSO BNKLN ETF|WSEA|WOLVERINE SECURITIES, LLC|2049
SRLN|SPDR GSO BNKLN ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|86036
SRLN|SPDR GSO BNKLN ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|300
SRLN|SPDR GSO BNKLN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|674784
SRLP|SPRAGUE RESOURCES LP|APCC|Apex Clearing Corporation|42
SRLP|SPRAGUE RESOURCES LP|BATM|CBOE TRADING, INC.|833
SRLP|SPRAGUE RESOURCES LP|BERN|Sanford C. Bernstein & Co., LLC|700
SRLP|SPRAGUE RESOURCES LP|BTIG|BTIG, LLC|500
SRLP|SPRAGUE RESOURCES LP|BZYD|GOLDMAN SACHS & CO. LLC|1700
SRLP|SPRAGUE RESOURCES LP|CHAS|Charles Schwab & Co., Inc.|207
SRLP|SPRAGUE RESOURCES LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|794
SRLP|SPRAGUE RESOURCES LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5595
SRLP|SPRAGUE RESOURCES LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
SRLP|SPRAGUE RESOURCES LP|DAVA|Davenport & Company LLC|500
SRLP|SPRAGUE RESOURCES LP|DBAB|Deutsche Bank Securities Inc.|900
SRLP|SPRAGUE RESOURCES LP|DBAX|Deutsche Bank Securities Inc.|1200
SRLP|SPRAGUE RESOURCES LP|DCHF|Dart Executions, LLC|100
SRLP|SPRAGUE RESOURCES LP|DEAN|MORGAN STANLEY|400
SRLP|SPRAGUE RESOURCES LP|DEGS|RONIN PROFESSIONAL LLC|4709
SRLP|SPRAGUE RESOURCES LP|EBXL|EBX LLC|1000
SRLP|SPRAGUE RESOURCES LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6200
SRLP|SPRAGUE RESOURCES LP|EDJO|Edward D. Jones & Co., L.P.|749
SRLP|SPRAGUE RESOURCES LP|EGAM|CBOE TRADING, INC.|181
SRLP|SPRAGUE RESOURCES LP|EGXM|CBOE TRADING, INC.|176
SRLP|SPRAGUE RESOURCES LP|ETRS|E*Trade Securities LLC|35611
SRLP|SPRAGUE RESOURCES LP|FILL|Tradestation Securities, Inc.|28
SRLP|SPRAGUE RESOURCES LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|749
SRLP|SPRAGUE RESOURCES LP|FTBR|Foliofn Investments, Inc.|219
SRLP|SPRAGUE RESOURCES LP|GEBB|GLOBAL EXECUTION BROKERS, LP|80
SRLP|SPRAGUE RESOURCES LP|GLPX|ACS EXECUTION SERVICES, LLC|1420
SRLP|SPRAGUE RESOURCES LP|GSCO|GOLDMAN SACHS & CO. LLC|8600
SRLP|SPRAGUE RESOURCES LP|GSCS|GOLDMAN SACHS & CO. LLC|100
SRLP|SPRAGUE RESOURCES LP|GSLT|GOLDMAN SACHS & CO. LLC|290
SRLP|SPRAGUE RESOURCES LP|GTSZ|GTS SECURITIES LLC|1021
SRLP|SPRAGUE RESOURCES LP|HRBF|American Enterprise Investment Services Inc.|600
SRLP|SPRAGUE RESOURCES LP|IATS|INTERACTIVE BROKERS LLC|1987
SRLP|SPRAGUE RESOURCES LP|IBKR|Interactive Brokers Llc|6670
SRLP|SPRAGUE RESOURCES LP|ICBX|INSTINET, LLC|2568
SRLP|SPRAGUE RESOURCES LP|INCA|INSTINET, LLC|3864
SRLP|SPRAGUE RESOURCES LP|ITGI|ITG Inc.|500
SRLP|SPRAGUE RESOURCES LP|ITGP|ITG INC.|1800
SRLP|SPRAGUE RESOURCES LP|JANY|Janney Montgomery Scott Inc.|4996
SRLP|SPRAGUE RESOURCES LP|JPMX|J.P. Morgan Securities LLC|3280
SRLP|SPRAGUE RESOURCES LP|KCGM|VIRTU Americas LLC|800
SRLP|SPRAGUE RESOURCES LP|LEHM|Barclays Capital Inc./Le|22289
SRLP|SPRAGUE RESOURCES LP|LIME|Lime Brokerage LLC|8030
SRLP|SPRAGUE RESOURCES LP|LSCI|Lek Securities Corporation|2188
SRLP|SPRAGUE RESOURCES LP|MAXM|Maxim Group LLC|65
SRLP|SPRAGUE RESOURCES LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8340
SRLP|SPRAGUE RESOURCES LP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|150
SRLP|SPRAGUE RESOURCES LP|MSCO|MORGAN STANLEY & CO. LLC|14308
SRLP|SPRAGUE RESOURCES LP|MSPL|MORGAN STANLEY & CO. LLC|700
SRLP|SPRAGUE RESOURCES LP|NFSC|National Financial Services LLC|100996
SRLP|SPRAGUE RESOURCES LP|NITE|VIRTU Americas LLC|109897
SRLP|SPRAGUE RESOURCES LP|OPCO|Oppenheimer & Co. Inc.|1200
SRLP|SPRAGUE RESOURCES LP|PDQM|CODA MARKETS, INC.|530
SRLP|SPRAGUE RESOURCES LP|PWJC|UBS Financial Services, Inc.|853
SRLP|SPRAGUE RESOURCES LP|RBCM|RBC CAPITAL MARKETS, LLC|2300
SRLP|SPRAGUE RESOURCES LP|SBSH|Citigroup Global Markets Inc.|2526
SRLP|SPRAGUE RESOURCES LP|SGMT|GOLDMAN SACHS & CO. LLC|846
SRLP|SPRAGUE RESOURCES LP|SWIM|TD Ameritrade, Inc.|24027
SRLP|SPRAGUE RESOURCES LP|SWST|Hilltop Securities Inc.|1050
SRLP|SPRAGUE RESOURCES LP|TKNG|ALLY INVEST SECURITIES LLC|500
SRLP|SPRAGUE RESOURCES LP|TRBT|Tradebot Systems, Inc.|745
SRLP|SPRAGUE RESOURCES LP|TRCM|TRC MARKETS LLC|1238
SRLP|SPRAGUE RESOURCES LP|TWTT|TASTYWORKS, INC.|10
SRLP|SPRAGUE RESOURCES LP|UBSA|UBS SECURITIES LLC|17576
SRLP|SPRAGUE RESOURCES LP|UBSS|UBS Securities LLC|33598
SRLP|SPRAGUE RESOURCES LP|VALX|VIRTU AMERICAS LLC|4291
SRLP|SPRAGUE RESOURCES LP|VGRD|Vanguard Marketing Corporation|8282
SRLP|SPRAGUE RESOURCES LP|WCHV|WELLS FARGO SECURITIES, LLC|9671
SRLP|SPRAGUE RESOURCES LP|WEED|Weeden & Co.L.P.|575
SRLP|SPRAGUE RESOURCES LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13689
SRLP|SPRAGUE RESOURCES LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5752
SRLP|SPRAGUE RESOURCES LP|WSEA|WOLVERINE SECURITIES, LLC|1171
SRLP|SPRAGUE RESOURCES LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
SRLP|SPRAGUE RESOURCES LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3301
SRNE|SORRENTO THERPT CMN|AGCP|AEGIS CAPITAL CORP.|3200
SRNE|SORRENTO THERPT CMN|AGIS|Aegis Capital Corp.|10008
SRNE|SORRENTO THERPT CMN|APCC|Apex Clearing Corporation|51823
SRNE|SORRENTO THERPT CMN|BATM|CBOE TRADING, INC.|1001
SRNE|SORRENTO THERPT CMN|BAYC|BAY CREST PARTNERS, LLC|1120
SRNE|SORRENTO THERPT CMN|BAYT|BTIG, LLC|13200
SRNE|SORRENTO THERPT CMN|BERN|Sanford C. Bernstein & Co., LLC|1900
SRNE|SORRENTO THERPT CMN|BIDS|BIDS TRADING L.P.|500
SRNE|SORRENTO THERPT CMN|BIMI|Banca IMI Securities Corp.|9000
SRNE|SORRENTO THERPT CMN|BLKX|INSTINET, LLC|34200
SRNE|SORRENTO THERPT CMN|BMOC|BMO Capital Markets Corp.|6556
SRNE|SORRENTO THERPT CMN|BNPX|BNP PARIBAS SECURITIES CORP.|51601
SRNE|SORRENTO THERPT CMN|BTIG|BTIG, LLC|126600
SRNE|SORRENTO THERPT CMN|CANT|Cantor Fitzgerald & Co.|2392
SRNE|SORRENTO THERPT CMN|CHAS|Charles Schwab & Co., Inc.|13465
SRNE|SORRENTO THERPT CMN|CIST|Capital Institutional Services, Inc.|100
SRNE|SORRENTO THERPT CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72459
SRNE|SORRENTO THERPT CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23320
SRNE|SORRENTO THERPT CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|354815
SRNE|SORRENTO THERPT CMN|CTDL|Citadel Derivatives Group Llc|98905
SRNE|SORRENTO THERPT CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|79986
SRNE|SORRENTO THERPT CMN|DADA|D.A. Davidson & Co.|1000
SRNE|SORRENTO THERPT CMN|DBAB|Deutsche Bank Securities Inc.|1358201
SRNE|SORRENTO THERPT CMN|DBAX|Deutsche Bank Securities Inc.|171800
SRNE|SORRENTO THERPT CMN|DEAN|MORGAN STANLEY|39759
SRNE|SORRENTO THERPT CMN|DEGS|RONIN PROFESSIONAL LLC|98162
SRNE|SORRENTO THERPT CMN|EBXL|EBX LLC|89600
SRNE|SORRENTO THERPT CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SRNE|SORRENTO THERPT CMN|EDJC|Edward Jones / CDS|1525
SRNE|SORRENTO THERPT CMN|EDJO|Edward D. Jones & Co., L.P.|3543
SRNE|SORRENTO THERPT CMN|EGAM|CBOE TRADING, INC.|49249
SRNE|SORRENTO THERPT CMN|EGXM|CBOE TRADING, INC.|1647
SRNE|SORRENTO THERPT CMN|ETBE|Electronic Transaction Clearing, Inc.|199805
SRNE|SORRENTO THERPT CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2000
SRNE|SORRENTO THERPT CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
SRNE|SORRENTO THERPT CMN|ETCC|Electronic Transaction Clearing, Inc.|300
SRNE|SORRENTO THERPT CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5220
SRNE|SORRENTO THERPT CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24803
SRNE|SORRENTO THERPT CMN|ETRS|E*Trade Securities LLC|2368835
SRNE|SORRENTO THERPT CMN|FBCO|Credit Suisse Securities (USA) LLC|616446
SRNE|SORRENTO THERPT CMN|FBRC|B. RILEY FBR, INC.|652321
SRNE|SORRENTO THERPT CMN|FBSB|U.S. Bancorp Investments, Inc.|25000
SRNE|SORRENTO THERPT CMN|FFSI|Firstrade Securities Inc.|100
SRNE|SORRENTO THERPT CMN|FILL|Tradestation Securities, Inc.|160719
SRNE|SORRENTO THERPT CMN|FMAF|NBCN Inc./ CDS|41626
SRNE|SORRENTO THERPT CMN|FOMA|TD AMERITRADE CLEARING, INC.|2675465
SRNE|SORRENTO THERPT CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3577
SRNE|SORRENTO THERPT CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48050
SRNE|SORRENTO THERPT CMN|FTBR|Foliofn Investments, Inc.|562
SRNE|SORRENTO THERPT CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|108082
SRNE|SORRENTO THERPT CMN|GLIS|TD Securities Inc|4000
SRNE|SORRENTO THERPT CMN|GLPX|ACS EXECUTION SERVICES, LLC|208
SRNE|SORRENTO THERPT CMN|GSCO|GOLDMAN SACHS & CO. LLC|3669251
SRNE|SORRENTO THERPT CMN|GSCS|GOLDMAN SACHS & CO. LLC|115600
SRNE|SORRENTO THERPT CMN|GSLT|GOLDMAN SACHS & CO. LLC|6388
SRNE|SORRENTO THERPT CMN|GTSZ|GTS SECURITIES LLC|209162
SRNE|SORRENTO THERPT CMN|HAPX|HAP Trading, LLC|700
SRNE|SORRENTO THERPT CMN|HRBF|American Enterprise Investment Services Inc.|22714
SRNE|SORRENTO THERPT CMN|HSBC|HSBC Securities, Inc.|5483
SRNE|SORRENTO THERPT CMN|IBKR|Interactive Brokers Llc|1399147
SRNE|SORRENTO THERPT CMN|ICBX|INSTINET, LLC|42101
SRNE|SORRENTO THERPT CMN|IEQY|CITADEL SECURITIES LLC|26521
SRNE|SORRENTO THERPT CMN|INCA|INSTINET, LLC|777314
SRNE|SORRENTO THERPT CMN|INJX|INSTINET, LLC|15174
SRNE|SORRENTO THERPT CMN|ITGI|ITG Inc.|544831
SRNE|SORRENTO THERPT CMN|ITGP|ITG INC.|46800
SRNE|SORRENTO THERPT CMN|JANY|Janney Montgomery Scott Inc.|1534
SRNE|SORRENTO THERPT CMN|JEFF|JEFFERIES LLC|132658
SRNE|SORRENTO THERPT CMN|JHDR|J.H. Darbie & Co., Inc.|3330
SRNE|SORRENTO THERPT CMN|JMPT|JUMP TRADING, LLC|22962
SRNE|SORRENTO THERPT CMN|JPBX|J.P. MORGAN SECURITIES LLC|98316
SRNE|SORRENTO THERPT CMN|JPMX|J.P. Morgan Securities LLC|701930
SRNE|SORRENTO THERPT CMN|KCGM|VIRTU Americas LLC|48805
SRNE|SORRENTO THERPT CMN|LEHM|Barclays Capital Inc./Le|2875760
SRNE|SORRENTO THERPT CMN|LIME|Lime Brokerage LLC|478983
SRNE|SORRENTO THERPT CMN|LMGP|LIME BROKERAGE LLC|189129
SRNE|SORRENTO THERPT CMN|LOOP|Loop Capital Markets LLC|13868
SRNE|SORRENTO THERPT CMN|LQNA|LIQUIDNET, INC.|6000
SRNE|SORRENTO THERPT CMN|LSCI|Lek Securities Corporation|370
SRNE|SORRENTO THERPT CMN|MACQ|Macquarie Capital (USA) Inc.|8096
SRNE|SORRENTO THERPT CMN|MAXM|Maxim Group LLC|5582
SRNE|SORRENTO THERPT CMN|MCMF|Raymond James Ltd. Cds|7800
SRNE|SORRENTO THERPT CMN|MICA|Spartan Securities Group, Ltd.|2000
SRNE|SORRENTO THERPT CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|226997
SRNE|SORRENTO THERPT CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6461
SRNE|SORRENTO THERPT CMN|MSCO|MORGAN STANLEY & CO. LLC|5190621
SRNE|SORRENTO THERPT CMN|MSPL|MORGAN STANLEY & CO. LLC|70000
SRNE|SORRENTO THERPT CMN|MSTX|MORGAN STANLEY & CO. LLC|344000
SRNE|SORRENTO THERPT CMN|NBCS|NBC Securities, INC.|8300
SRNE|SORRENTO THERPT CMN|NFSC|National Financial Services LLC|1347136
SRNE|SORRENTO THERPT CMN|NITE|VIRTU Americas LLC|2240615
SRNE|SORRENTO THERPT CMN|NITP|VIRTU Americas LLC|150042
SRNE|SORRENTO THERPT CMN|NQRB|Brut, LLC|944
SRNE|SORRENTO THERPT CMN|OPCO|Oppenheimer & Co. Inc.|4
SRNE|SORRENTO THERPT CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13261
SRNE|SORRENTO THERPT CMN|PCPT|PHILLIP CAPITAL INC.|76096
SRNE|SORRENTO THERPT CMN|PDQM|CODA MARKETS, INC.|305169
SRNE|SORRENTO THERPT CMN|PHLY|NASDAQ Execution Services, LLC|51200
SRNE|SORRENTO THERPT CMN|RAJA|Raymond James & Associates, Inc.|28161
SRNE|SORRENTO THERPT CMN|RBCM|RBC CAPITAL MARKETS, LLC|26220
SRNE|SORRENTO THERPT CMN|SAGL|SAGETRADER, LLC|10700
SRNE|SORRENTO THERPT CMN|SBSH|Citigroup Global Markets Inc.|1353038
SRNE|SORRENTO THERPT CMN|SGMT|GOLDMAN SACHS & CO. LLC|222637
SRNE|SORRENTO THERPT CMN|SPDR|SPEEDROUTE LLC|18915
SRNE|SORRENTO THERPT CMN|SPNT|SEVEN POINTS CAPITAL, LLC|700
SRNE|SORRENTO THERPT CMN|STFL|Stifel, Nicolaus & Company, Incorporated|13251
SRNE|SORRENTO THERPT CMN|SWIM|TD Ameritrade, Inc.|469573
SRNE|SORRENTO THERPT CMN|SWST|Hilltop Securities Inc.|2800
SRNE|SORRENTO THERPT CMN|TKNG|ALLY INVEST SECURITIES LLC|18861
SRNE|SORRENTO THERPT CMN|TMBR|Timber Hill LLC|318
SRNE|SORRENTO THERPT CMN|TRBT|Tradebot Systems, Inc.|120871
SRNE|SORRENTO THERPT CMN|TRCM|TRC MARKETS LLC|34000
SRNE|SORRENTO THERPT CMN|TWTT|TASTYWORKS, INC.|100
SRNE|SORRENTO THERPT CMN|UBSA|UBS SECURITIES LLC|1070753
SRNE|SORRENTO THERPT CMN|UBSS|UBS Securities LLC|5885255
SRNE|SORRENTO THERPT CMN|VALX|VIRTU AMERICAS LLC|262202
SRNE|SORRENTO THERPT CMN|VGRD|Vanguard Marketing Corporation|161147
SRNE|SORRENTO THERPT CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|400
SRNE|SORRENTO THERPT CMN|WCHV|WELLS FARGO SECURITIES, LLC|164939
SRNE|SORRENTO THERPT CMN|WDNX|WEEDEN & CO.L.P.|3526
SRNE|SORRENTO THERPT CMN|WEDB|WEDBUSH SECURITIES INC.|3810
SRNE|SORRENTO THERPT CMN|WEED|Weeden & Co.L.P.|2800
SRNE|SORRENTO THERPT CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27121
SRNE|SORRENTO THERPT CMN|WGIF|CIBC World Markets Inc.|13133
SRNE|SORRENTO THERPT CMN|WSEA|WOLVERINE SECURITIES, LLC|23073
SRNE|SORRENTO THERPT CMN|XIST|INSTINET, LLC|30000
SRNE|SORRENTO THERPT CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|40060
SRNE|SORRENTO THERPT CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7855
SRPT|SAREPTA THERAPEUTICS|ADAM|CANACCORD GENUITY INC.|2498
SRPT|SAREPTA THERAPEUTICS|AGCP|AEGIS CAPITAL CORP.|875
SRPT|SAREPTA THERAPEUTICS|AGIS|Aegis Capital Corp.|10465
SRPT|SAREPTA THERAPEUTICS|ALTX|Alternet Securities Inc.|27330
SRPT|SAREPTA THERAPEUTICS|ANOS|ABEL/NOSER, L.L.C.|1236
SRPT|SAREPTA THERAPEUTICS|APCC|Apex Clearing Corporation|6225
SRPT|SAREPTA THERAPEUTICS|AQUA|AQUA SECURITIES L.P.|21700
SRPT|SAREPTA THERAPEUTICS|BALE|M&T SECURITIES, INC.|578
SRPT|SAREPTA THERAPEUTICS|BANK|Primevest Financial Services, Inc.|35
SRPT|SAREPTA THERAPEUTICS|BARD|Robert W. Baird & Co. Incorporated|21597
SRPT|SAREPTA THERAPEUTICS|BATM|CBOE TRADING, INC.|69696
SRPT|SAREPTA THERAPEUTICS|BAYT|BTIG, LLC|9598
SRPT|SAREPTA THERAPEUTICS|BBNT|BB&T SECURITIES, LLC|1258
SRPT|SAREPTA THERAPEUTICS|BERN|Sanford C. Bernstein & Co., LLC|66365
SRPT|SAREPTA THERAPEUTICS|BIAD|SAGETRADER, LLC|17
SRPT|SAREPTA THERAPEUTICS|BIDS|BIDS TRADING L.P.|5900
SRPT|SAREPTA THERAPEUTICS|BIMI|Banca IMI Securities Corp.|3994
SRPT|SAREPTA THERAPEUTICS|BKCM|BNY Mellon Capital Markets LLC|36
SRPT|SAREPTA THERAPEUTICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10084
SRPT|SAREPTA THERAPEUTICS|BLKX|INSTINET, LLC|288970
SRPT|SAREPTA THERAPEUTICS|BMOC|BMO Capital Markets Corp.|27843
SRPT|SAREPTA THERAPEUTICS|BNPX|BNP PARIBAS SECURITIES CORP.|29622
SRPT|SAREPTA THERAPEUTICS|BTIG|BTIG, LLC|26677
SRPT|SAREPTA THERAPEUTICS|BYXM|CBOE TRADING, INC.|7752
SRPT|SAREPTA THERAPEUTICS|CABR|Cabrera Capital Markets, Inc.|12
SRPT|SAREPTA THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|3254
SRPT|SAREPTA THERAPEUTICS|CBLC|CITIGROUP GLOBAL MARKETS INC.|149250
SRPT|SAREPTA THERAPEUTICS|CHAS|Charles Schwab & Co., Inc.|17399
SRPT|SAREPTA THERAPEUTICS|CIST|Capital Institutional Services, Inc.|49
SRPT|SAREPTA THERAPEUTICS|CNFR|Cowen Prime Services LLC|100
SRPT|SAREPTA THERAPEUTICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|348552
SRPT|SAREPTA THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|168301
SRPT|SAREPTA THERAPEUTICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|51185
SRPT|SAREPTA THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|939317
SRPT|SAREPTA THERAPEUTICS|CTDL|Citadel Derivatives Group Llc|41624
SRPT|SAREPTA THERAPEUTICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|176610
SRPT|SAREPTA THERAPEUTICS|DADA|D.A. Davidson & Co.|136
SRPT|SAREPTA THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|899094
SRPT|SAREPTA THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|540600
SRPT|SAREPTA THERAPEUTICS|DBUL|Deutsche Bank Securities Inc.|12929
SRPT|SAREPTA THERAPEUTICS|DCHF|Dart Executions, LLC|43183
SRPT|SAREPTA THERAPEUTICS|DEAN|MORGAN STANLEY|34775
SRPT|SAREPTA THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|10842
SRPT|SAREPTA THERAPEUTICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33535
SRPT|SAREPTA THERAPEUTICS|DRWK|DRW SECURITIES, L.L.C.|52459
SRPT|SAREPTA THERAPEUTICS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|7700
SRPT|SAREPTA THERAPEUTICS|EBXL|EBX LLC|522600
SRPT|SAREPTA THERAPEUTICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|24771
SRPT|SAREPTA THERAPEUTICS|EDJO|Edward D. Jones & Co., L.P.|8402
SRPT|SAREPTA THERAPEUTICS|EGAM|CBOE TRADING, INC.|19738
SRPT|SAREPTA THERAPEUTICS|EGAW|CBOE TRADING, INC.|417
SRPT|SAREPTA THERAPEUTICS|EGMT|EG MARKET TECHNOLOGIES LLC|8100
SRPT|SAREPTA THERAPEUTICS|EGXM|CBOE TRADING, INC.|18191
SRPT|SAREPTA THERAPEUTICS|EGXW|CBOE TRADING, INC.|398
SRPT|SAREPTA THERAPEUTICS|ETBE|Electronic Transaction Clearing, Inc.|254819
SRPT|SAREPTA THERAPEUTICS|ETCC|Electronic Transaction Clearing, Inc.|1681
SRPT|SAREPTA THERAPEUTICS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6710
SRPT|SAREPTA THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|377717
SRPT|SAREPTA THERAPEUTICS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3273
SRPT|SAREPTA THERAPEUTICS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3592
SRPT|SAREPTA THERAPEUTICS|ETRS|E*Trade Securities LLC|827630
SRPT|SAREPTA THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|3691294
SRPT|SAREPTA THERAPEUTICS|FFSI|Firstrade Securities Inc.|400
SRPT|SAREPTA THERAPEUTICS|FILL|Tradestation Securities, Inc.|24704
SRPT|SAREPTA THERAPEUTICS|FMAF|NBCN Inc./ CDS|22744
SRPT|SAREPTA THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|1510711
SRPT|SAREPTA THERAPEUTICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|59263
SRPT|SAREPTA THERAPEUTICS|FQLS|Quantlab Securities LP|337018
SRPT|SAREPTA THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|223520
SRPT|SAREPTA THERAPEUTICS|FTBR|Foliofn Investments, Inc.|1227
SRPT|SAREPTA THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|109176
SRPT|SAREPTA THERAPEUTICS|GLIS|TD Securities Inc|828
SRPT|SAREPTA THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|233212
SRPT|SAREPTA THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|4190312
SRPT|SAREPTA THERAPEUTICS|GSCS|GOLDMAN SACHS & CO. LLC|156844
SRPT|SAREPTA THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|65334
SRPT|SAREPTA THERAPEUTICS|GTSZ|GTS SECURITIES LLC|251288
SRPT|SAREPTA THERAPEUTICS|GUGS|Guggenheim Securities, LLC|5100
SRPT|SAREPTA THERAPEUTICS|HAPX|HAP Trading, LLC|2171
SRPT|SAREPTA THERAPEUTICS|HASF|Haywood Securities Inc./CDS|2826
SRPT|SAREPTA THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|40712
SRPT|SAREPTA THERAPEUTICS|HSBC|HSBC Securities, Inc.|315682
SRPT|SAREPTA THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|138763
SRPT|SAREPTA THERAPEUTICS|IBKR|Interactive Brokers Llc|596270
SRPT|SAREPTA THERAPEUTICS|IBSJ|Integrity Brokerage Services, Inc.|300
SRPT|SAREPTA THERAPEUTICS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|90
SRPT|SAREPTA THERAPEUTICS|ICBX|INSTINET, LLC|127234
SRPT|SAREPTA THERAPEUTICS|IEQY|CITADEL SECURITIES LLC|270693
SRPT|SAREPTA THERAPEUTICS|INCA|INSTINET, LLC|1369713
SRPT|SAREPTA THERAPEUTICS|INJX|INSTINET, LLC|228393
SRPT|SAREPTA THERAPEUTICS|ITGI|ITG Inc.|107223
SRPT|SAREPTA THERAPEUTICS|ITGP|ITG INC.|390400
SRPT|SAREPTA THERAPEUTICS|JANY|Janney Montgomery Scott Inc.|8675
SRPT|SAREPTA THERAPEUTICS|JEFF|JEFFERIES LLC|1282913
SRPT|SAREPTA THERAPEUTICS|JMPT|JUMP TRADING, LLC|122972
SRPT|SAREPTA THERAPEUTICS|JONE|JonesTrading|29906
SRPT|SAREPTA THERAPEUTICS|JPBX|J.P. MORGAN SECURITIES LLC|170890
SRPT|SAREPTA THERAPEUTICS|JPMX|J.P. Morgan Securities LLC|2575143
SRPT|SAREPTA THERAPEUTICS|JSJX|JANE STREET CAPITAL LLC|174982
SRPT|SAREPTA THERAPEUTICS|JSSF|JMP Securities LLC|67954
SRPT|SAREPTA THERAPEUTICS|JUTA|JUMP TRADING, LLC|3430
SRPT|SAREPTA THERAPEUTICS|KCGM|VIRTU Americas LLC|200110
SRPT|SAREPTA THERAPEUTICS|KCRD|PHX FINANCIAL, INC.|500
SRPT|SAREPTA THERAPEUTICS|KEYB|KEYBANC CAPITAL MARKETS INC.|49700
SRPT|SAREPTA THERAPEUTICS|KING|C. L. King & Associates, Inc.|1000
SRPT|SAREPTA THERAPEUTICS|LEER|LEERINK PARTNERS LLC|130626
SRPT|SAREPTA THERAPEUTICS|LEHM|Barclays Capital Inc./Le|2876587
SRPT|SAREPTA THERAPEUTICS|LGNT|COR CLEARING LLC|3
SRPT|SAREPTA THERAPEUTICS|LIME|Lime Brokerage LLC|444259
SRPT|SAREPTA THERAPEUTICS|LMGP|LIME BROKERAGE LLC|15597
SRPT|SAREPTA THERAPEUTICS|LMNX|LUMINEX TRADING & ANALYTICS LLC|112700
SRPT|SAREPTA THERAPEUTICS|LOOP|Loop Capital Markets LLC|12451
SRPT|SAREPTA THERAPEUTICS|LQNA|LIQUIDNET, INC.|202300
SRPT|SAREPTA THERAPEUTICS|LSCI|Lek Securities Corporation|22591
SRPT|SAREPTA THERAPEUTICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|304
SRPT|SAREPTA THERAPEUTICS|MACQ|Macquarie Capital (USA) Inc.|1934
SRPT|SAREPTA THERAPEUTICS|MAVB|Great Point Capital LLC|300
SRPT|SAREPTA THERAPEUTICS|MAXM|Maxim Group LLC|4958
SRPT|SAREPTA THERAPEUTICS|MBTS|ALLY INVEST SECURITIES LLC|4
SRPT|SAREPTA THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|306643
SRPT|SAREPTA THERAPEUTICS|MOTF|MOTIF INVESTING, INC.|35
SRPT|SAREPTA THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|5317531
SRPT|SAREPTA THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|725300
SRPT|SAREPTA THERAPEUTICS|MSTX|MORGAN STANLEY & CO. LLC|124800
SRPT|SAREPTA THERAPEUTICS|MZHO|Mizuho Securities USA LLC|35000
SRPT|SAREPTA THERAPEUTICS|NATL|National Securities Corporation|1200
SRPT|SAREPTA THERAPEUTICS|NBCS|NBC Securities, INC.|125
SRPT|SAREPTA THERAPEUTICS|NFSC|National Financial Services LLC|1486076
SRPT|SAREPTA THERAPEUTICS|NITE|VIRTU Americas LLC|3226202
SRPT|SAREPTA THERAPEUTICS|NITP|VIRTU Americas LLC|10946
SRPT|SAREPTA THERAPEUTICS|NMRA|Nomura Securities International, Inc.|18400
SRPT|SAREPTA THERAPEUTICS|NQRB|Brut, LLC|32002
SRPT|SAREPTA THERAPEUTICS|ONEL|O'NEIL SECURITIES, INCORPORATED|3
SRPT|SAREPTA THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|34985
SRPT|SAREPTA THERAPEUTICS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2420
SRPT|SAREPTA THERAPEUTICS|PAUL|Paulson Investment Company, Inc.|16
SRPT|SAREPTA THERAPEUTICS|PCPT|PHILLIP CAPITAL INC.|394
SRPT|SAREPTA THERAPEUTICS|PDQM|CODA MARKETS, INC.|399847
SRPT|SAREPTA THERAPEUTICS|PHLY|NASDAQ Execution Services, LLC|37600
SRPT|SAREPTA THERAPEUTICS|PICT|Pictet Overseas Inc.|3319
SRPT|SAREPTA THERAPEUTICS|PIPR|Piper Jaffray & Co.|22720
SRPT|SAREPTA THERAPEUTICS|POIN|PRECISION SECURITIES, LLC (POIN)|2700
SRPT|SAREPTA THERAPEUTICS|PWJC|UBS Financial Services, Inc.|21050
SRPT|SAREPTA THERAPEUTICS|QMSR|QUATTRO M SECURITIES INC.|9585
SRPT|SAREPTA THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|12683
SRPT|SAREPTA THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|48099
SRPT|SAREPTA THERAPEUTICS|RGLD|Regal Securities, Inc|1
SRPT|SAREPTA THERAPEUTICS|RHCO|Suntrust Robinson Humphrey, Inc.|44471
SRPT|SAREPTA THERAPEUTICS|RJLC|RJL CAPITAL GROUP, LLC|1000
SRPT|SAREPTA THERAPEUTICS|ROTH|Roth Capital Partners, LLC|200
SRPT|SAREPTA THERAPEUTICS|SAGL|SAGETRADER, LLC|117715
SRPT|SAREPTA THERAPEUTICS|SAGW|SAGETRADER, LLC|470
SRPT|SAREPTA THERAPEUTICS|SALI|INTL FCSTONE FINANCIAL INC.|837
SRPT|SAREPTA THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|1062836
SRPT|SAREPTA THERAPEUTICS|SCMC|Scotia Capital Markets (USA) Inc.|830
SRPT|SAREPTA THERAPEUTICS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
SRPT|SAREPTA THERAPEUTICS|SEIC|SEI Investments Distribution Co.|100
SRPT|SAREPTA THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|420294
SRPT|SAREPTA THERAPEUTICS|SOGO|Wang Investment Associates, Inc.|600
SRPT|SAREPTA THERAPEUTICS|SPDR|SPEEDROUTE LLC|38574
SRPT|SAREPTA THERAPEUTICS|SPHN|Stephens Inc.|7805
SRPT|SAREPTA THERAPEUTICS|SPTD|MINT GLOBAL MARKETS, INC.|1500
SRPT|SAREPTA THERAPEUTICS|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
SRPT|SAREPTA THERAPEUTICS|STFL|Stifel, Nicolaus & Company, Incorporated|37345
SRPT|SAREPTA THERAPEUTICS|STKP|STOCKPILE INVESTMENTS, INC.|472
SRPT|SAREPTA THERAPEUTICS|SWIM|TD Ameritrade, Inc.|1927079
SRPT|SAREPTA THERAPEUTICS|SWST|Hilltop Securities Inc.|12126
SRPT|SAREPTA THERAPEUTICS|TDFS|TRADERFIELD SECURITIES INC.|150
SRPT|SAREPTA THERAPEUTICS|TIAD|Triad Securities Corp|42
SRPT|SAREPTA THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|14717
SRPT|SAREPTA THERAPEUTICS|TRBT|Tradebot Systems, Inc.|399351
SRPT|SAREPTA THERAPEUTICS|TRCM|TRC MARKETS LLC|267520
SRPT|SAREPTA THERAPEUTICS|TWTT|TASTYWORKS, INC.|180
SRPT|SAREPTA THERAPEUTICS|UBSA|UBS SECURITIES LLC|1780537
SRPT|SAREPTA THERAPEUTICS|UBSS|UBS Securities LLC|4437412
SRPT|SAREPTA THERAPEUTICS|VALX|VIRTU AMERICAS LLC|73329
SRPT|SAREPTA THERAPEUTICS|VERT|The Vertical Trading Group, LLC|400
SRPT|SAREPTA THERAPEUTICS|VGRD|Vanguard Marketing Corporation|84730
SRPT|SAREPTA THERAPEUTICS|VIEW|VIEWTRADE SECURITIES LLC|50
SRPT|SAREPTA THERAPEUTICS|VNDS|VANDHAM SECURITIES CORP|7000
SRPT|SAREPTA THERAPEUTICS|VSIN|Vision Financial Markets Llc|1004
SRPT|SAREPTA THERAPEUTICS|WABR|Wall Street Access|12943
SRPT|SAREPTA THERAPEUTICS|WBLR|WILLIAM BLAIR|2575
SRPT|SAREPTA THERAPEUTICS|WBPX|SUMMIT SECURITIES GROUP, LLC|54203
SRPT|SAREPTA THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|520477
SRPT|SAREPTA THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|555293
SRPT|SAREPTA THERAPEUTICS|WEED|Weeden & Co.L.P.|2723
SRPT|SAREPTA THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|75706
SRPT|SAREPTA THERAPEUTICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109913
SRPT|SAREPTA THERAPEUTICS|WGIF|CIBC World Markets Inc.|1075
SRPT|SAREPTA THERAPEUTICS|WORD|Worden Capital Management LLC|1999
SRPT|SAREPTA THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|32286
SRPT|SAREPTA THERAPEUTICS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
SRPT|SAREPTA THERAPEUTICS|WTFS|JUST2TRADE, INC.|9
SRPT|SAREPTA THERAPEUTICS|XIST|INSTINET, LLC|124770
SRPT|SAREPTA THERAPEUTICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|266048
SRPT|SAREPTA THERAPEUTICS|YKNA|COMHAR CAPITAL MARKETS, LLC|76577
SRPT|SAREPTA THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2308
SRRA|SIERRA ONCOLOGY, INC|AGIS|Aegis Capital Corp.|150433
SRRA|SIERRA ONCOLOGY, INC|ALTX|Alternet Securities Inc.|9742
SRRA|SIERRA ONCOLOGY, INC|APCC|Apex Clearing Corporation|4364
SRRA|SIERRA ONCOLOGY, INC|BATM|CBOE TRADING, INC.|4668
SRRA|SIERRA ONCOLOGY, INC|BERN|Sanford C. Bernstein & Co., LLC|1274
SRRA|SIERRA ONCOLOGY, INC|BIMI|Banca IMI Securities Corp.|42932
SRRA|SIERRA ONCOLOGY, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1058
SRRA|SIERRA ONCOLOGY, INC|BLKX|INSTINET, LLC|41700
SRRA|SIERRA ONCOLOGY, INC|BTIG|BTIG, LLC|66307
SRRA|SIERRA ONCOLOGY, INC|BYXM|CBOE TRADING, INC.|400
SRRA|SIERRA ONCOLOGY, INC|CHAS|Charles Schwab & Co., Inc.|2750
SRRA|SIERRA ONCOLOGY, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200791
SRRA|SIERRA ONCOLOGY, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|269790
SRRA|SIERRA ONCOLOGY, INC|CTDE|CHOICETRADE|100
SRRA|SIERRA ONCOLOGY, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|49372
SRRA|SIERRA ONCOLOGY, INC|DBAB|Deutsche Bank Securities Inc.|177142
SRRA|SIERRA ONCOLOGY, INC|DBAX|Deutsche Bank Securities Inc.|228700
SRRA|SIERRA ONCOLOGY, INC|DEAN|MORGAN STANLEY|22230
SRRA|SIERRA ONCOLOGY, INC|DEGS|RONIN PROFESSIONAL LLC|66823
SRRA|SIERRA ONCOLOGY, INC|EBXL|EBX LLC|174400
SRRA|SIERRA ONCOLOGY, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
SRRA|SIERRA ONCOLOGY, INC|EDJO|Edward D. Jones & Co., L.P.|3500
SRRA|SIERRA ONCOLOGY, INC|EGAM|CBOE TRADING, INC.|4418
SRRA|SIERRA ONCOLOGY, INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
SRRA|SIERRA ONCOLOGY, INC|EGXM|CBOE TRADING, INC.|5531
SRRA|SIERRA ONCOLOGY, INC|ETBE|Electronic Transaction Clearing, Inc.|4950
SRRA|SIERRA ONCOLOGY, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
SRRA|SIERRA ONCOLOGY, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|95
SRRA|SIERRA ONCOLOGY, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5098
SRRA|SIERRA ONCOLOGY, INC|ETRS|E*Trade Securities LLC|365138
SRRA|SIERRA ONCOLOGY, INC|FBCO|Credit Suisse Securities (USA) LLC|160506
SRRA|SIERRA ONCOLOGY, INC|FILL|Tradestation Securities, Inc.|39755
SRRA|SIERRA ONCOLOGY, INC|FMAF|NBCN Inc./ CDS|2023
SRRA|SIERRA ONCOLOGY, INC|FOMA|TD AMERITRADE CLEARING, INC.|702779
SRRA|SIERRA ONCOLOGY, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44672
SRRA|SIERRA ONCOLOGY, INC|FTBR|Foliofn Investments, Inc.|4406
SRRA|SIERRA ONCOLOGY, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8603
SRRA|SIERRA ONCOLOGY, INC|GLPX|ACS EXECUTION SERVICES, LLC|8886
SRRA|SIERRA ONCOLOGY, INC|GSCO|GOLDMAN SACHS & CO. LLC|180222
SRRA|SIERRA ONCOLOGY, INC|GSCS|GOLDMAN SACHS & CO. LLC|144747
SRRA|SIERRA ONCOLOGY, INC|GSLT|GOLDMAN SACHS & CO. LLC|16662
SRRA|SIERRA ONCOLOGY, INC|GTSZ|GTS SECURITIES LLC|9233
SRRA|SIERRA ONCOLOGY, INC|HRBF|American Enterprise Investment Services Inc.|2500
SRRA|SIERRA ONCOLOGY, INC|HSBC|HSBC Securities, Inc.|123512
SRRA|SIERRA ONCOLOGY, INC|IATS|INTERACTIVE BROKERS LLC|25234
SRRA|SIERRA ONCOLOGY, INC|IBKR|Interactive Brokers Llc|260787
SRRA|SIERRA ONCOLOGY, INC|ICBX|INSTINET, LLC|99331
SRRA|SIERRA ONCOLOGY, INC|INCA|INSTINET, LLC|78927
SRRA|SIERRA ONCOLOGY, INC|INJX|INSTINET, LLC|82076
SRRA|SIERRA ONCOLOGY, INC|ITGI|ITG Inc.|9824
SRRA|SIERRA ONCOLOGY, INC|ITGP|ITG INC.|101800
SRRA|SIERRA ONCOLOGY, INC|JEFF|JEFFERIES LLC|177239
SRRA|SIERRA ONCOLOGY, INC|JMPT|JUMP TRADING, LLC|41205
SRRA|SIERRA ONCOLOGY, INC|JONE|JonesTrading|550000
SRRA|SIERRA ONCOLOGY, INC|JPMX|J.P. Morgan Securities LLC|457356
SRRA|SIERRA ONCOLOGY, INC|JSJX|JANE STREET CAPITAL LLC|2704
SRRA|SIERRA ONCOLOGY, INC|KCGM|VIRTU Americas LLC|73531
SRRA|SIERRA ONCOLOGY, INC|KCRD|PHX FINANCIAL, INC.|4000
SRRA|SIERRA ONCOLOGY, INC|LEER|LEERINK PARTNERS LLC|52500
SRRA|SIERRA ONCOLOGY, INC|LEHM|Barclays Capital Inc./Le|341108
SRRA|SIERRA ONCOLOGY, INC|LIME|Lime Brokerage LLC|78016
SRRA|SIERRA ONCOLOGY, INC|LSCI|Lek Securities Corporation|75
SRRA|SIERRA ONCOLOGY, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
SRRA|SIERRA ONCOLOGY, INC|MBTS|ALLY INVEST SECURITIES LLC|700
SRRA|SIERRA ONCOLOGY, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103052
SRRA|SIERRA ONCOLOGY, INC|MSCO|MORGAN STANLEY & CO. LLC|826224
SRRA|SIERRA ONCOLOGY, INC|MSPL|MORGAN STANLEY & CO. LLC|57600
SRRA|SIERRA ONCOLOGY, INC|MSTX|MORGAN STANLEY & CO. LLC|3000
SRRA|SIERRA ONCOLOGY, INC|NFSC|National Financial Services LLC|855990
SRRA|SIERRA ONCOLOGY, INC|NITE|VIRTU Americas LLC|1509229
SRRA|SIERRA ONCOLOGY, INC|NITP|VIRTU Americas LLC|4869
SRRA|SIERRA ONCOLOGY, INC|NQRB|Brut, LLC|1700
SRRA|SIERRA ONCOLOGY, INC|NTFN|Network 1 Financial Securities Inc.|9000
SRRA|SIERRA ONCOLOGY, INC|OPCO|Oppenheimer & Co. Inc.|33702
SRRA|SIERRA ONCOLOGY, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6550
SRRA|SIERRA ONCOLOGY, INC|PCPT|PHILLIP CAPITAL INC.|1801
SRRA|SIERRA ONCOLOGY, INC|PDQM|CODA MARKETS, INC.|52922
SRRA|SIERRA ONCOLOGY, INC|PWJC|UBS Financial Services, Inc.|3000
SRRA|SIERRA ONCOLOGY, INC|RAJA|Raymond James & Associates, Inc.|9891
SRRA|SIERRA ONCOLOGY, INC|RBCM|RBC CAPITAL MARKETS, LLC|33000
SRRA|SIERRA ONCOLOGY, INC|SAGL|SAGETRADER, LLC|500
SRRA|SIERRA ONCOLOGY, INC|SBSH|Citigroup Global Markets Inc.|18148
SRRA|SIERRA ONCOLOGY, INC|SGMT|GOLDMAN SACHS & CO. LLC|66514
SRRA|SIERRA ONCOLOGY, INC|SPDR|SPEEDROUTE LLC|50006
SRRA|SIERRA ONCOLOGY, INC|SPHN|Stephens Inc.|450
SRRA|SIERRA ONCOLOGY, INC|SWIM|TD Ameritrade, Inc.|218403
SRRA|SIERRA ONCOLOGY, INC|SWST|Hilltop Securities Inc.|168
SRRA|SIERRA ONCOLOGY, INC|TKNG|ALLY INVEST SECURITIES LLC|2851
SRRA|SIERRA ONCOLOGY, INC|TRBT|Tradebot Systems, Inc.|88265
SRRA|SIERRA ONCOLOGY, INC|TRCM|TRC MARKETS LLC|37280
SRRA|SIERRA ONCOLOGY, INC|TWTT|TASTYWORKS, INC.|300
SRRA|SIERRA ONCOLOGY, INC|UBSA|UBS SECURITIES LLC|472991
SRRA|SIERRA ONCOLOGY, INC|UBSS|UBS Securities LLC|319244
SRRA|SIERRA ONCOLOGY, INC|VALX|VIRTU AMERICAS LLC|2500
SRRA|SIERRA ONCOLOGY, INC|VARI|Variant Research Corporation|13700
SRRA|SIERRA ONCOLOGY, INC|VGRD|Vanguard Marketing Corporation|48772
SRRA|SIERRA ONCOLOGY, INC|WCHV|WELLS FARGO SECURITIES, LLC|1952709
SRRA|SIERRA ONCOLOGY, INC|WEDB|WEDBUSH SECURITIES INC.|51685
SRRA|SIERRA ONCOLOGY, INC|WEED|Weeden & Co.L.P.|1400
SRRA|SIERRA ONCOLOGY, INC|WGIF|CIBC World Markets Inc.|4589
SRRA|SIERRA ONCOLOGY, INC|WSEA|WOLVERINE SECURITIES, LLC|18975
SRRA|SIERRA ONCOLOGY, INC|XIST|INSTINET, LLC|11200
SRRA|SIERRA ONCOLOGY, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|134700
SRRA|SIERRA ONCOLOGY, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|507
SRRA|SIERRA ONCOLOGY, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10500
SRRK|SCHOLAR ROCK HOLD CM|ALTX|Alternet Securities Inc.|6212
SRRK|SCHOLAR ROCK HOLD CM|APCC|Apex Clearing Corporation|56
SRRK|SCHOLAR ROCK HOLD CM|BATM|CBOE TRADING, INC.|3098
SRRK|SCHOLAR ROCK HOLD CM|BERN|Sanford C. Bernstein & Co., LLC|408
SRRK|SCHOLAR ROCK HOLD CM|BLKX|INSTINET, LLC|13400
SRRK|SCHOLAR ROCK HOLD CM|BMOC|BMO Capital Markets Corp.|12000
SRRK|SCHOLAR ROCK HOLD CM|BYXM|CBOE TRADING, INC.|1058
SRRK|SCHOLAR ROCK HOLD CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8970
SRRK|SCHOLAR ROCK HOLD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30015
SRRK|SCHOLAR ROCK HOLD CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5486
SRRK|SCHOLAR ROCK HOLD CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15042
SRRK|SCHOLAR ROCK HOLD CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2460
SRRK|SCHOLAR ROCK HOLD CM|DBAB|Deutsche Bank Securities Inc.|600
SRRK|SCHOLAR ROCK HOLD CM|DBAX|Deutsche Bank Securities Inc.|22600
SRRK|SCHOLAR ROCK HOLD CM|DEGS|RONIN PROFESSIONAL LLC|730
SRRK|SCHOLAR ROCK HOLD CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
SRRK|SCHOLAR ROCK HOLD CM|EBXL|EBX LLC|25200
SRRK|SCHOLAR ROCK HOLD CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|7277
SRRK|SCHOLAR ROCK HOLD CM|EGAM|CBOE TRADING, INC.|3979
SRRK|SCHOLAR ROCK HOLD CM|EGXM|CBOE TRADING, INC.|617
SRRK|SCHOLAR ROCK HOLD CM|ETBE|Electronic Transaction Clearing, Inc.|690
SRRK|SCHOLAR ROCK HOLD CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|142
SRRK|SCHOLAR ROCK HOLD CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57
SRRK|SCHOLAR ROCK HOLD CM|ETRS|E*Trade Securities LLC|24503
SRRK|SCHOLAR ROCK HOLD CM|FBCO|Credit Suisse Securities (USA) LLC|45270
SRRK|SCHOLAR ROCK HOLD CM|FILL|Tradestation Securities, Inc.|1203
SRRK|SCHOLAR ROCK HOLD CM|FOMA|TD AMERITRADE CLEARING, INC.|58334
SRRK|SCHOLAR ROCK HOLD CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10235
SRRK|SCHOLAR ROCK HOLD CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1389
SRRK|SCHOLAR ROCK HOLD CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1152
SRRK|SCHOLAR ROCK HOLD CM|GLIS|TD Securities Inc|39
SRRK|SCHOLAR ROCK HOLD CM|GLPX|ACS EXECUTION SERVICES, LLC|64722
SRRK|SCHOLAR ROCK HOLD CM|GSCO|GOLDMAN SACHS & CO. LLC|33525
SRRK|SCHOLAR ROCK HOLD CM|GSCS|GOLDMAN SACHS & CO. LLC|205
SRRK|SCHOLAR ROCK HOLD CM|GTSZ|GTS SECURITIES LLC|29801
SRRK|SCHOLAR ROCK HOLD CM|IATS|INTERACTIVE BROKERS LLC|6968
SRRK|SCHOLAR ROCK HOLD CM|IBKR|Interactive Brokers Llc|75541
SRRK|SCHOLAR ROCK HOLD CM|ICBX|INSTINET, LLC|2200
SRRK|SCHOLAR ROCK HOLD CM|INCA|INSTINET, LLC|61099
SRRK|SCHOLAR ROCK HOLD CM|INJX|INSTINET, LLC|6688
SRRK|SCHOLAR ROCK HOLD CM|ITGI|ITG Inc.|10413
SRRK|SCHOLAR ROCK HOLD CM|ITGP|ITG INC.|24200
SRRK|SCHOLAR ROCK HOLD CM|JEFF|JEFFERIES LLC|13555
SRRK|SCHOLAR ROCK HOLD CM|JMPT|JUMP TRADING, LLC|970
SRRK|SCHOLAR ROCK HOLD CM|JPBX|J.P. MORGAN SECURITIES LLC|458
SRRK|SCHOLAR ROCK HOLD CM|JPMX|J.P. Morgan Securities LLC|123928
SRRK|SCHOLAR ROCK HOLD CM|KCGM|VIRTU Americas LLC|2130
SRRK|SCHOLAR ROCK HOLD CM|LEHM|Barclays Capital Inc./Le|14556
SRRK|SCHOLAR ROCK HOLD CM|LIME|Lime Brokerage LLC|16911
SRRK|SCHOLAR ROCK HOLD CM|LSCI|Lek Securities Corporation|221
SRRK|SCHOLAR ROCK HOLD CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SRRK|SCHOLAR ROCK HOLD CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22468
SRRK|SCHOLAR ROCK HOLD CM|MSCO|MORGAN STANLEY & CO. LLC|82841
SRRK|SCHOLAR ROCK HOLD CM|MSPL|MORGAN STANLEY & CO. LLC|5500
SRRK|SCHOLAR ROCK HOLD CM|NFSC|National Financial Services LLC|40902
SRRK|SCHOLAR ROCK HOLD CM|NITE|VIRTU Americas LLC|114423
SRRK|SCHOLAR ROCK HOLD CM|NITP|VIRTU Americas LLC|446
SRRK|SCHOLAR ROCK HOLD CM|NQRB|Brut, LLC|2897
SRRK|SCHOLAR ROCK HOLD CM|PDQM|CODA MARKETS, INC.|132503
SRRK|SCHOLAR ROCK HOLD CM|RGLD|Regal Securities, Inc|40
SRRK|SCHOLAR ROCK HOLD CM|SAGL|SAGETRADER, LLC|6337
SRRK|SCHOLAR ROCK HOLD CM|SALI|INTL FCSTONE FINANCIAL INC.|500
SRRK|SCHOLAR ROCK HOLD CM|SBSH|Citigroup Global Markets Inc.|1326
SRRK|SCHOLAR ROCK HOLD CM|SGMT|GOLDMAN SACHS & CO. LLC|14425
SRRK|SCHOLAR ROCK HOLD CM|SPDR|SPEEDROUTE LLC|15577
SRRK|SCHOLAR ROCK HOLD CM|SPTD|MINT GLOBAL MARKETS, INC.|10049
SRRK|SCHOLAR ROCK HOLD CM|SWIM|TD Ameritrade, Inc.|14167
SRRK|SCHOLAR ROCK HOLD CM|TRBT|Tradebot Systems, Inc.|3953
SRRK|SCHOLAR ROCK HOLD CM|TRCM|TRC MARKETS LLC|3824
SRRK|SCHOLAR ROCK HOLD CM|UBSA|UBS SECURITIES LLC|117358
SRRK|SCHOLAR ROCK HOLD CM|UBSS|UBS Securities LLC|88860
SRRK|SCHOLAR ROCK HOLD CM|VALX|VIRTU AMERICAS LLC|4872
SRRK|SCHOLAR ROCK HOLD CM|VGRD|Vanguard Marketing Corporation|527
SRRK|SCHOLAR ROCK HOLD CM|VSIN|Vision Financial Markets Llc|9100
SRRK|SCHOLAR ROCK HOLD CM|WCHV|WELLS FARGO SECURITIES, LLC|977
SRRK|SCHOLAR ROCK HOLD CM|WEDB|WEDBUSH SECURITIES INC.|850
SRRK|SCHOLAR ROCK HOLD CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|576
SRRK|SCHOLAR ROCK HOLD CM|WGIF|CIBC World Markets Inc.|3229
SRRK|SCHOLAR ROCK HOLD CM|WSEA|WOLVERINE SECURITIES, LLC|4899
SRRK|SCHOLAR ROCK HOLD CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3726
SRRK|SCHOLAR ROCK HOLD CM|YKNA|COMHAR CAPITAL MARKETS, LLC|16443
SRS|ULTRASHORT REAL ESTA|ALTX|Alternet Securities Inc.|400
SRS|ULTRASHORT REAL ESTA|APCC|Apex Clearing Corporation|787
SRS|ULTRASHORT REAL ESTA|CHAS|Charles Schwab & Co., Inc.|68
SRS|ULTRASHORT REAL ESTA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|248
SRS|ULTRASHORT REAL ESTA|DBAX|Deutsche Bank Securities Inc.|500
SRS|ULTRASHORT REAL ESTA|DEAN|MORGAN STANLEY|7
SRS|ULTRASHORT REAL ESTA|EBXL|EBX LLC|600
SRS|ULTRASHORT REAL ESTA|EDJO|Edward D. Jones & Co., L.P.|516
SRS|ULTRASHORT REAL ESTA|EGAM|CBOE TRADING, INC.|3791
SRS|ULTRASHORT REAL ESTA|EGXM|CBOE TRADING, INC.|3
SRS|ULTRASHORT REAL ESTA|ETBE|Electronic Transaction Clearing, Inc.|200
SRS|ULTRASHORT REAL ESTA|ETRS|E*Trade Securities LLC|2531
SRS|ULTRASHORT REAL ESTA|FILL|Tradestation Securities, Inc.|60
SRS|ULTRASHORT REAL ESTA|FTBR|Foliofn Investments, Inc.|4579
SRS|ULTRASHORT REAL ESTA|GLIS|TD Securities Inc|1162
SRS|ULTRASHORT REAL ESTA|GSLT|GOLDMAN SACHS & CO. LLC|308
SRS|ULTRASHORT REAL ESTA|HRBF|American Enterprise Investment Services Inc.|85
SRS|ULTRASHORT REAL ESTA|IATS|INTERACTIVE BROKERS LLC|150
SRS|ULTRASHORT REAL ESTA|IBKR|Interactive Brokers Llc|9159
SRS|ULTRASHORT REAL ESTA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|142
SRS|ULTRASHORT REAL ESTA|ICBX|INSTINET, LLC|100
SRS|ULTRASHORT REAL ESTA|INCA|INSTINET, LLC|845
SRS|ULTRASHORT REAL ESTA|ITGI|ITG Inc.|400
SRS|ULTRASHORT REAL ESTA|JSEB|JANE STREET EXECUTION SERVICES, LLC|4500
SRS|ULTRASHORT REAL ESTA|JSJX|JANE STREET CAPITAL LLC|34564
SRS|ULTRASHORT REAL ESTA|KCGM|VIRTU Americas LLC|251
SRS|ULTRASHORT REAL ESTA|LEHM|Barclays Capital Inc./Le|400
SRS|ULTRASHORT REAL ESTA|LIME|Lime Brokerage LLC|16382
SRS|ULTRASHORT REAL ESTA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
SRS|ULTRASHORT REAL ESTA|MOTF|MOTIF INVESTING, INC.|2
SRS|ULTRASHORT REAL ESTA|MSCO|MORGAN STANLEY & CO. LLC|5258
SRS|ULTRASHORT REAL ESTA|NFSC|National Financial Services LLC|33393
SRS|ULTRASHORT REAL ESTA|NITE|VIRTU Americas LLC|31722
SRS|ULTRASHORT REAL ESTA|NTBF|BMO Nesbitt Burns Inc./CDS|50
SRS|ULTRASHORT REAL ESTA|OHOS|TWO SIGMA SECURITIES, LLC|100
SRS|ULTRASHORT REAL ESTA|RBCM|RBC CAPITAL MARKETS, LLC|132
SRS|ULTRASHORT REAL ESTA|SBSH|Citigroup Global Markets Inc.|34
SRS|ULTRASHORT REAL ESTA|SGMT|GOLDMAN SACHS & CO. LLC|100
SRS|ULTRASHORT REAL ESTA|SWIM|TD Ameritrade, Inc.|10257
SRS|ULTRASHORT REAL ESTA|TKNG|ALLY INVEST SECURITIES LLC|131
SRS|ULTRASHORT REAL ESTA|TRCM|TRC MARKETS LLC|427
SRS|ULTRASHORT REAL ESTA|UBSA|UBS SECURITIES LLC|1104
SRS|ULTRASHORT REAL ESTA|UBSS|UBS Securities LLC|7217
SRS|ULTRASHORT REAL ESTA|VALX|VIRTU AMERICAS LLC|732
SRS|ULTRASHORT REAL ESTA|VGRD|Vanguard Marketing Corporation|626
SRS|ULTRASHORT REAL ESTA|WCHV|WELLS FARGO SECURITIES, LLC|78
SRS|ULTRASHORT REAL ESTA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|138
SRS|ULTRASHORT REAL ESTA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4479
SRS|ULTRASHORT REAL ESTA|WSEA|WOLVERINE SECURITIES, LLC|784
SRS|ULTRASHORT REAL ESTA|XPUS|XP SECURITIES, LLC|2500
SRS|ULTRASHORT REAL ESTA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3500
SRT|STARTEK INC|ALTX|Alternet Securities Inc.|300
SRT|STARTEK INC|BATM|CBOE TRADING, INC.|1441
SRT|STARTEK INC|BAYC|BAY CREST PARTNERS, LLC|365
SRT|STARTEK INC|BAYT|BTIG, LLC|2112
SRT|STARTEK INC|BERN|Sanford C. Bernstein & Co., LLC|16132
SRT|STARTEK INC|BNPX|BNP PARIBAS SECURITIES CORP.|47
SRT|STARTEK INC|BYXM|CBOE TRADING, INC.|650
SRT|STARTEK INC|BZYD|GOLDMAN SACHS & CO. LLC|101
SRT|STARTEK INC|CHAS|Charles Schwab & Co., Inc.|2000
SRT|STARTEK INC|CIST|Capital Institutional Services, Inc.|485
SRT|STARTEK INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
SRT|STARTEK INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
SRT|STARTEK INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31358
SRT|STARTEK INC|CTDL|Citadel Derivatives Group Llc|617
SRT|STARTEK INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|610
SRT|STARTEK INC|DADA|D.A. Davidson & Co.|150
SRT|STARTEK INC|DBAB|Deutsche Bank Securities Inc.|14606
SRT|STARTEK INC|DBAX|Deutsche Bank Securities Inc.|15200
SRT|STARTEK INC|DEAN|MORGAN STANLEY|1408
SRT|STARTEK INC|DEGS|RONIN PROFESSIONAL LLC|1338
SRT|STARTEK INC|EBXL|EBX LLC|12000
SRT|STARTEK INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1084
SRT|STARTEK INC|EGAM|CBOE TRADING, INC.|3443
SRT|STARTEK INC|EGXM|CBOE TRADING, INC.|450
SRT|STARTEK INC|ETBE|Electronic Transaction Clearing, Inc.|1127
SRT|STARTEK INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1700
SRT|STARTEK INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|898
SRT|STARTEK INC|ETRS|E*Trade Securities LLC|3738
SRT|STARTEK INC|FBSB|U.S. Bancorp Investments, Inc.|1150
SRT|STARTEK INC|FILL|Tradestation Securities, Inc.|1450
SRT|STARTEK INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4303
SRT|STARTEK INC|FTBR|Foliofn Investments, Inc.|362
SRT|STARTEK INC|GLPX|ACS EXECUTION SERVICES, LLC|62
SRT|STARTEK INC|GSCO|GOLDMAN SACHS & CO. LLC|80781
SRT|STARTEK INC|GSCS|GOLDMAN SACHS & CO. LLC|4847
SRT|STARTEK INC|GSLT|GOLDMAN SACHS & CO. LLC|200
SRT|STARTEK INC|GTSZ|GTS SECURITIES LLC|2295
SRT|STARTEK INC|HSBC|HSBC Securities, Inc.|200
SRT|STARTEK INC|IATS|INTERACTIVE BROKERS LLC|817
SRT|STARTEK INC|IBKR|Interactive Brokers Llc|2476
SRT|STARTEK INC|ICBX|INSTINET, LLC|2100
SRT|STARTEK INC|IEQY|CITADEL SECURITIES LLC|3025
SRT|STARTEK INC|INCA|INSTINET, LLC|20929
SRT|STARTEK INC|INJX|INSTINET, LLC|203
SRT|STARTEK INC|ITGI|ITG Inc.|3112
SRT|STARTEK INC|ITGP|ITG INC.|5800
SRT|STARTEK INC|JANY|Janney Montgomery Scott Inc.|10834
SRT|STARTEK INC|JEFF|JEFFERIES LLC|8246
SRT|STARTEK INC|JMPT|JUMP TRADING, LLC|1248
SRT|STARTEK INC|JPBX|J.P. MORGAN SECURITIES LLC|5400
SRT|STARTEK INC|JPMX|J.P. Morgan Securities LLC|21524
SRT|STARTEK INC|JSJX|JANE STREET CAPITAL LLC|1625
SRT|STARTEK INC|KCGM|VIRTU Americas LLC|5113
SRT|STARTEK INC|LEHM|Barclays Capital Inc./Le|17999
SRT|STARTEK INC|LIME|Lime Brokerage LLC|3350
SRT|STARTEK INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SRT|STARTEK INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11100
SRT|STARTEK INC|MSCO|MORGAN STANLEY & CO. LLC|45627
SRT|STARTEK INC|MSPL|MORGAN STANLEY & CO. LLC|14100
SRT|STARTEK INC|MSTX|MORGAN STANLEY & CO. LLC|30100
SRT|STARTEK INC|NATL|National Securities Corporation|800
SRT|STARTEK INC|NFSC|National Financial Services LLC|26993
SRT|STARTEK INC|NITE|VIRTU Americas LLC|104708
SRT|STARTEK INC|NQRB|Brut, LLC|1046
SRT|STARTEK INC|OPCO|Oppenheimer & Co. Inc.|101
SRT|STARTEK INC|PDQM|CODA MARKETS, INC.|462
SRT|STARTEK INC|PWJC|UBS Financial Services, Inc.|120
SRT|STARTEK INC|SBSH|Citigroup Global Markets Inc.|3526
SRT|STARTEK INC|SGMT|GOLDMAN SACHS & CO. LLC|3791
SRT|STARTEK INC|SPDR|SPEEDROUTE LLC|3210
SRT|STARTEK INC|SWIM|TD Ameritrade, Inc.|72340
SRT|STARTEK INC|TKNG|ALLY INVEST SECURITIES LLC|50
SRT|STARTEK INC|TRBT|Tradebot Systems, Inc.|6253
SRT|STARTEK INC|TRCM|TRC MARKETS LLC|3494
SRT|STARTEK INC|UBSA|UBS SECURITIES LLC|67804
SRT|STARTEK INC|UBSS|UBS Securities LLC|104385
SRT|STARTEK INC|VALX|VIRTU AMERICAS LLC|380
SRT|STARTEK INC|WCHV|WELLS FARGO SECURITIES, LLC|58785
SRT|STARTEK INC|WEDB|WEDBUSH SECURITIES INC.|38
SRT|STARTEK INC|WEED|Weeden & Co.L.P.|1837
SRT|STARTEK INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|504
SRT|STARTEK INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|512
SRT|STARTEK INC|WSEA|WOLVERINE SECURITIES, LLC|1609
SRT|STARTEK INC|XIST|INSTINET, LLC|200
SRT|STARTEK INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
SRTS|SENSUS HEALTHCARE CS|BLKX|INSTINET, LLC|15000
SRTS|SENSUS HEALTHCARE CS|BNCH|The Benchmark Company, LLC|488
SRTS|SENSUS HEALTHCARE CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61675
SRTS|SENSUS HEALTHCARE CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4409
SRTS|SENSUS HEALTHCARE CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3206
SRTS|SENSUS HEALTHCARE CS|DBAB|Deutsche Bank Securities Inc.|1758
SRTS|SENSUS HEALTHCARE CS|DBAX|Deutsche Bank Securities Inc.|6600
SRTS|SENSUS HEALTHCARE CS|DEGS|RONIN PROFESSIONAL LLC|4200
SRTS|SENSUS HEALTHCARE CS|EBXL|EBX LLC|11500
SRTS|SENSUS HEALTHCARE CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4356
SRTS|SENSUS HEALTHCARE CS|ETRS|E*Trade Securities LLC|3411
SRTS|SENSUS HEALTHCARE CS|FBCO|Credit Suisse Securities (USA) LLC|2815
SRTS|SENSUS HEALTHCARE CS|FILL|Tradestation Securities, Inc.|1500
SRTS|SENSUS HEALTHCARE CS|FOMA|TD AMERITRADE CLEARING, INC.|53752
SRTS|SENSUS HEALTHCARE CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|580
SRTS|SENSUS HEALTHCARE CS|GLPX|ACS EXECUTION SERVICES, LLC|10
SRTS|SENSUS HEALTHCARE CS|GSCO|GOLDMAN SACHS & CO. LLC|10807
SRTS|SENSUS HEALTHCARE CS|GTSZ|GTS SECURITIES LLC|703
SRTS|SENSUS HEALTHCARE CS|HRBF|American Enterprise Investment Services Inc.|16141
SRTS|SENSUS HEALTHCARE CS|IATS|INTERACTIVE BROKERS LLC|3502
SRTS|SENSUS HEALTHCARE CS|IBKR|Interactive Brokers Llc|20645
SRTS|SENSUS HEALTHCARE CS|ICBX|INSTINET, LLC|6722
SRTS|SENSUS HEALTHCARE CS|INCA|INSTINET, LLC|38431
SRTS|SENSUS HEALTHCARE CS|ITGI|ITG Inc.|300
SRTS|SENSUS HEALTHCARE CS|ITGP|ITG INC.|800
SRTS|SENSUS HEALTHCARE CS|JPMX|J.P. Morgan Securities LLC|1200
SRTS|SENSUS HEALTHCARE CS|KCGM|VIRTU Americas LLC|600
SRTS|SENSUS HEALTHCARE CS|LEHM|Barclays Capital Inc./Le|7783
SRTS|SENSUS HEALTHCARE CS|LIME|Lime Brokerage LLC|16187
SRTS|SENSUS HEALTHCARE CS|LMGP|LIME BROKERAGE LLC|11766
SRTS|SENSUS HEALTHCARE CS|LQNA|LIQUIDNET, INC.|15000
SRTS|SENSUS HEALTHCARE CS|MACC|Mid Atlantic Capital Corporation|4833
SRTS|SENSUS HEALTHCARE CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6124
SRTS|SENSUS HEALTHCARE CS|MSCO|MORGAN STANLEY & CO. LLC|43210
SRTS|SENSUS HEALTHCARE CS|MSPL|MORGAN STANLEY & CO. LLC|4100
SRTS|SENSUS HEALTHCARE CS|NFSC|National Financial Services LLC|14921
SRTS|SENSUS HEALTHCARE CS|NITE|VIRTU Americas LLC|81424
SRTS|SENSUS HEALTHCARE CS|OPCO|Oppenheimer & Co. Inc.|368
SRTS|SENSUS HEALTHCARE CS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1750
SRTS|SENSUS HEALTHCARE CS|PDQM|CODA MARKETS, INC.|10
SRTS|SENSUS HEALTHCARE CS|PWJC|UBS Financial Services, Inc.|1400
SRTS|SENSUS HEALTHCARE CS|RBCM|RBC CAPITAL MARKETS, LLC|7197
SRTS|SENSUS HEALTHCARE CS|SBSH|Citigroup Global Markets Inc.|1500
SRTS|SENSUS HEALTHCARE CS|SGMT|GOLDMAN SACHS & CO. LLC|7
SRTS|SENSUS HEALTHCARE CS|SPTD|MINT GLOBAL MARKETS, INC.|400
SRTS|SENSUS HEALTHCARE CS|STFL|Stifel, Nicolaus & Company, Incorporated|1100
SRTS|SENSUS HEALTHCARE CS|SWIM|TD Ameritrade, Inc.|5650
SRTS|SENSUS HEALTHCARE CS|SWST|Hilltop Securities Inc.|10270
SRTS|SENSUS HEALTHCARE CS|TKNG|ALLY INVEST SECURITIES LLC|1000
SRTS|SENSUS HEALTHCARE CS|TRCM|TRC MARKETS LLC|510
SRTS|SENSUS HEALTHCARE CS|UBSA|UBS SECURITIES LLC|35860
SRTS|SENSUS HEALTHCARE CS|UBSS|UBS Securities LLC|52059
SRTS|SENSUS HEALTHCARE CS|WCHV|WELLS FARGO SECURITIES, LLC|2068
SRTS|SENSUS HEALTHCARE CS|WEED|Weeden & Co.L.P.|15100
SRTS|SENSUS HEALTHCARE CS|WSEA|WOLVERINE SECURITIES, LLC|700
SRTS|SENSUS HEALTHCARE CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
SRTS|SENSUS HEALTHCARE CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
SRTSW|SENSUS HEALTHCARE WT|BTIG|BTIG, LLC|4800
SRTSW|SENSUS HEALTHCARE WT|EGXW|CBOE TRADING, INC.|200
SRTSW|SENSUS HEALTHCARE WT|ETRS|E*Trade Securities LLC|915
SRTSW|SENSUS HEALTHCARE WT|FOMA|TD AMERITRADE CLEARING, INC.|750
SRTSW|SENSUS HEALTHCARE WT|GSCO|GOLDMAN SACHS & CO. LLC|530
SRTSW|SENSUS HEALTHCARE WT|GSCS|GOLDMAN SACHS & CO. LLC|14744
SRTSW|SENSUS HEALTHCARE WT|INCA|INSTINET, LLC|66
SRTSW|SENSUS HEALTHCARE WT|LIME|Lime Brokerage LLC|906
SRTSW|SENSUS HEALTHCARE WT|MSCO|MORGAN STANLEY & CO. LLC|300
SRTSW|SENSUS HEALTHCARE WT|NFSC|National Financial Services LLC|20800
SRTSW|SENSUS HEALTHCARE WT|NITE|VIRTU Americas LLC|49694
SRTSW|SENSUS HEALTHCARE WT|NORT|Northland Securities, Inc.|100
SRTSW|SENSUS HEALTHCARE WT|STFL|Stifel, Nicolaus & Company, Incorporated|100
SRTSW|SENSUS HEALTHCARE WT|SWST|Hilltop Securities Inc.|26714
SRTSW|SENSUS HEALTHCARE WT|UBSS|UBS Securities LLC|100
SRTSW|SENSUS HEALTHCARE WT|VGRD|Vanguard Marketing Corporation|202
SRTY|PROSHARES ULTRA|APCC|Apex Clearing Corporation|1978
SRTY|PROSHARES ULTRA|BATM|CBOE TRADING, INC.|2596
SRTY|PROSHARES ULTRA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5011
SRTY|PROSHARES ULTRA|CANT|Cantor Fitzgerald & Co.|128749
SRTY|PROSHARES ULTRA|CHAS|Charles Schwab & Co., Inc.|3280
SRTY|PROSHARES ULTRA|CMTT|CMT TRADING LLC|2331
SRTY|PROSHARES ULTRA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49200
SRTY|PROSHARES ULTRA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9
SRTY|PROSHARES ULTRA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62231
SRTY|PROSHARES ULTRA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
SRTY|PROSHARES ULTRA|DBAB|Deutsche Bank Securities Inc.|2855
SRTY|PROSHARES ULTRA|DBAX|Deutsche Bank Securities Inc.|21800
SRTY|PROSHARES ULTRA|DEGS|RONIN PROFESSIONAL LLC|2200
SRTY|PROSHARES ULTRA|EBXL|EBX LLC|131500
SRTY|PROSHARES ULTRA|EGAM|CBOE TRADING, INC.|4077
SRTY|PROSHARES ULTRA|EGXM|CBOE TRADING, INC.|2660
SRTY|PROSHARES ULTRA|ETBE|Electronic Transaction Clearing, Inc.|200
SRTY|PROSHARES ULTRA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1406
SRTY|PROSHARES ULTRA|ETRS|E*Trade Securities LLC|236424
SRTY|PROSHARES ULTRA|FILL|Tradestation Securities, Inc.|3800
SRTY|PROSHARES ULTRA|FMAF|NBCN Inc./ CDS|611
SRTY|PROSHARES ULTRA|FQLS|Quantlab Securities LP|14702
SRTY|PROSHARES ULTRA|FTBR|Foliofn Investments, Inc.|44956
SRTY|PROSHARES ULTRA|GLIS|TD Securities Inc|100250
SRTY|PROSHARES ULTRA|GSCO|GOLDMAN SACHS & CO. LLC|21044
SRTY|PROSHARES ULTRA|GSCS|GOLDMAN SACHS & CO. LLC|4400
SRTY|PROSHARES ULTRA|GSLT|GOLDMAN SACHS & CO. LLC|5134
SRTY|PROSHARES ULTRA|GTSZ|GTS SECURITIES LLC|39026
SRTY|PROSHARES ULTRA|HRBF|American Enterprise Investment Services Inc.|100
SRTY|PROSHARES ULTRA|IATS|INTERACTIVE BROKERS LLC|25214
SRTY|PROSHARES ULTRA|IBKR|Interactive Brokers Llc|28939
SRTY|PROSHARES ULTRA|ICBX|INSTINET, LLC|63650
SRTY|PROSHARES ULTRA|INCA|INSTINET, LLC|13402
SRTY|PROSHARES ULTRA|ITGI|ITG Inc.|47368
SRTY|PROSHARES ULTRA|ITGP|ITG INC.|12200
SRTY|PROSHARES ULTRA|JMPT|JUMP TRADING, LLC|1981
SRTY|PROSHARES ULTRA|JPMX|J.P. Morgan Securities LLC|1104
SRTY|PROSHARES ULTRA|JSEB|JANE STREET EXECUTION SERVICES, LLC|9600
SRTY|PROSHARES ULTRA|JSJX|JANE STREET CAPITAL LLC|226279
SRTY|PROSHARES ULTRA|KCGM|VIRTU Americas LLC|7116
SRTY|PROSHARES ULTRA|LEHM|Barclays Capital Inc./Le|53415
SRTY|PROSHARES ULTRA|LIME|Lime Brokerage LLC|19202
SRTY|PROSHARES ULTRA|LIWM|LIME BROKERAGE LLC|13912
SRTY|PROSHARES ULTRA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|157770
SRTY|PROSHARES ULTRA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
SRTY|PROSHARES ULTRA|MOTF|MOTIF INVESTING, INC.|2
SRTY|PROSHARES ULTRA|MSCO|MORGAN STANLEY & CO. LLC|142075
SRTY|PROSHARES ULTRA|MSPL|MORGAN STANLEY & CO. LLC|2200
SRTY|PROSHARES ULTRA|NFSC|National Financial Services LLC|413252
SRTY|PROSHARES ULTRA|NITE|VIRTU Americas LLC|494880
SRTY|PROSHARES ULTRA|OPCO|Oppenheimer & Co. Inc.|1000
SRTY|PROSHARES ULTRA|PCPT|PHILLIP CAPITAL INC.|200
SRTY|PROSHARES ULTRA|RBCM|RBC CAPITAL MARKETS, LLC|13700
SRTY|PROSHARES ULTRA|RHOX|XR Securities LLC|368452
SRTY|PROSHARES ULTRA|SGMT|GOLDMAN SACHS & CO. LLC|110715
SRTY|PROSHARES ULTRA|SHMR|ABN Amro Clearing LLC|1200
SRTY|PROSHARES ULTRA|STKP|STOCKPILE INVESTMENTS, INC.|14
SRTY|PROSHARES ULTRA|SWIM|TD Ameritrade, Inc.|122933
SRTY|PROSHARES ULTRA|SWST|Hilltop Securities Inc.|3
SRTY|PROSHARES ULTRA|TKNG|ALLY INVEST SECURITIES LLC|71434
SRTY|PROSHARES ULTRA|TRBT|Tradebot Systems, Inc.|764
SRTY|PROSHARES ULTRA|TRCM|TRC MARKETS LLC|453408
SRTY|PROSHARES ULTRA|UBSA|UBS SECURITIES LLC|30779
SRTY|PROSHARES ULTRA|UBSS|UBS Securities LLC|73877
SRTY|PROSHARES ULTRA|VALX|VIRTU AMERICAS LLC|10627
SRTY|PROSHARES ULTRA|VGRD|Vanguard Marketing Corporation|64159
SRTY|PROSHARES ULTRA|WCHV|WELLS FARGO SECURITIES, LLC|7562
SRTY|PROSHARES ULTRA|WEED|Weeden & Co.L.P.|150
SRTY|PROSHARES ULTRA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5604
SRTY|PROSHARES ULTRA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5494
SRTY|PROSHARES ULTRA|WSEA|WOLVERINE SECURITIES, LLC|16488
SRTY|PROSHARES ULTRA|XPUS|XP SECURITIES, LLC|8460
SRTY|PROSHARES ULTRA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
SRV|CUSHING MLP & INFRAS|AGIS|Aegis Capital Corp.|2000
SRV|CUSHING MLP & INFRAS|APCC|Apex Clearing Corporation|126
SRV|CUSHING MLP & INFRAS|BARD|Robert W. Baird & Co. Incorporated|970
SRV|CUSHING MLP & INFRAS|BTIG|BTIG, LLC|400
SRV|CUSHING MLP & INFRAS|BYXM|CBOE TRADING, INC.|1500
SRV|CUSHING MLP & INFRAS|CANT|Cantor Fitzgerald & Co.|11682
SRV|CUSHING MLP & INFRAS|CHAS|Charles Schwab & Co., Inc.|11683
SRV|CUSHING MLP & INFRAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
SRV|CUSHING MLP & INFRAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1070
SRV|CUSHING MLP & INFRAS|DBAX|Deutsche Bank Securities Inc.|2600
SRV|CUSHING MLP & INFRAS|DEAN|MORGAN STANLEY|300
SRV|CUSHING MLP & INFRAS|DEGS|RONIN PROFESSIONAL LLC|200
SRV|CUSHING MLP & INFRAS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
SRV|CUSHING MLP & INFRAS|EBXL|EBX LLC|100
SRV|CUSHING MLP & INFRAS|EDJO|Edward D. Jones & Co., L.P.|103
SRV|CUSHING MLP & INFRAS|ETRS|E*Trade Securities LLC|6781
SRV|CUSHING MLP & INFRAS|FBSB|U.S. Bancorp Investments, Inc.|300
SRV|CUSHING MLP & INFRAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2424
SRV|CUSHING MLP & INFRAS|FTBR|Foliofn Investments, Inc.|52
SRV|CUSHING MLP & INFRAS|GLPX|ACS EXECUTION SERVICES, LLC|410
SRV|CUSHING MLP & INFRAS|GSCO|GOLDMAN SACHS & CO. LLC|1547
SRV|CUSHING MLP & INFRAS|GSLT|GOLDMAN SACHS & CO. LLC|300
SRV|CUSHING MLP & INFRAS|GTSZ|GTS SECURITIES LLC|1027
SRV|CUSHING MLP & INFRAS|HRBF|American Enterprise Investment Services Inc.|1017
SRV|CUSHING MLP & INFRAS|IATS|INTERACTIVE BROKERS LLC|2400
SRV|CUSHING MLP & INFRAS|IBKR|Interactive Brokers Llc|5155
SRV|CUSHING MLP & INFRAS|ICBX|INSTINET, LLC|100
SRV|CUSHING MLP & INFRAS|INCA|INSTINET, LLC|1400
SRV|CUSHING MLP & INFRAS|ITGP|ITG INC.|400
SRV|CUSHING MLP & INFRAS|KCGM|VIRTU Americas LLC|203
SRV|CUSHING MLP & INFRAS|LEHM|Barclays Capital Inc./Le|200
SRV|CUSHING MLP & INFRAS|LIME|Lime Brokerage LLC|582
SRV|CUSHING MLP & INFRAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|996
SRV|CUSHING MLP & INFRAS|MSCO|MORGAN STANLEY & CO. LLC|30689
SRV|CUSHING MLP & INFRAS|MSPL|MORGAN STANLEY & CO. LLC|500
SRV|CUSHING MLP & INFRAS|NFSC|National Financial Services LLC|32507
SRV|CUSHING MLP & INFRAS|NITE|VIRTU Americas LLC|52891
SRV|CUSHING MLP & INFRAS|NQRB|Brut, LLC|1156
SRV|CUSHING MLP & INFRAS|NTBF|BMO Nesbitt Burns Inc./CDS|300
SRV|CUSHING MLP & INFRAS|OPCO|Oppenheimer & Co. Inc.|2
SRV|CUSHING MLP & INFRAS|PDQM|CODA MARKETS, INC.|410
SRV|CUSHING MLP & INFRAS|PWJC|UBS Financial Services, Inc.|900
SRV|CUSHING MLP & INFRAS|RBCM|RBC CAPITAL MARKETS, LLC|1124
SRV|CUSHING MLP & INFRAS|SALI|INTL FCSTONE FINANCIAL INC.|2
SRV|CUSHING MLP & INFRAS|SGMT|GOLDMAN SACHS & CO. LLC|100
SRV|CUSHING MLP & INFRAS|SPDR|SPEEDROUTE LLC|100
SRV|CUSHING MLP & INFRAS|STFL|Stifel, Nicolaus & Company, Incorporated|200
SRV|CUSHING MLP & INFRAS|SWIM|TD Ameritrade, Inc.|5700
SRV|CUSHING MLP & INFRAS|SWST|Hilltop Securities Inc.|8
SRV|CUSHING MLP & INFRAS|TRCM|TRC MARKETS LLC|100
SRV|CUSHING MLP & INFRAS|UBSA|UBS SECURITIES LLC|4851
SRV|CUSHING MLP & INFRAS|UBSS|UBS Securities LLC|31329
SRV|CUSHING MLP & INFRAS|VALX|VIRTU AMERICAS LLC|600
SRV|CUSHING MLP & INFRAS|VGRD|Vanguard Marketing Corporation|2674
SRV|CUSHING MLP & INFRAS|WCHV|WELLS FARGO SECURITIES, LLC|9604
SRV|CUSHING MLP & INFRAS|WEDB|WEDBUSH SECURITIES INC.|6
SRV|CUSHING MLP & INFRAS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3798
SRV|CUSHING MLP & INFRAS|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
SRV|CUSHING MLP & INFRAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1877
SRVR|PACER BENCHMARK DATA|BTIG|BTIG, LLC|20000
SRVR|PACER BENCHMARK DATA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1710
SRVR|PACER BENCHMARK DATA|ETRS|E*Trade Securities LLC|483
SRVR|PACER BENCHMARK DATA|FILL|Tradestation Securities, Inc.|50
SRVR|PACER BENCHMARK DATA|INCA|INSTINET, LLC|200
SRVR|PACER BENCHMARK DATA|ITGP|ITG INC.|200
SRVR|PACER BENCHMARK DATA|JANY|Janney Montgomery Scott Inc.|100
SRVR|PACER BENCHMARK DATA|JSJX|JANE STREET CAPITAL LLC|2122
SRVR|PACER BENCHMARK DATA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SRVR|PACER BENCHMARK DATA|MSCO|MORGAN STANLEY & CO. LLC|650
SRVR|PACER BENCHMARK DATA|NFSC|National Financial Services LLC|506
SRVR|PACER BENCHMARK DATA|NITE|VIRTU Americas LLC|1642
SRVR|PACER BENCHMARK DATA|PDQM|CODA MARKETS, INC.|100
SRVR|PACER BENCHMARK DATA|SALI|INTL FCSTONE FINANCIAL INC.|265
SRVR|PACER BENCHMARK DATA|SWIM|TD Ameritrade, Inc.|1365
SRVR|PACER BENCHMARK DATA|UBSA|UBS SECURITIES LLC|1517
SRVR|PACER BENCHMARK DATA|UBSS|UBS Securities LLC|100
SRVR|PACER BENCHMARK DATA|WSEA|WOLVERINE SECURITIES, LLC|2
SSB|SOUTH STATE CP CMN|APCC|Apex Clearing Corporation|13
SSB|SOUTH STATE CP CMN|BARD|Robert W. Baird & Co. Incorporated|35
SSB|SOUTH STATE CP CMN|BATM|CBOE TRADING, INC.|200
SSB|SOUTH STATE CP CMN|BBNT|BB&T SECURITIES, LLC|64
SSB|SOUTH STATE CP CMN|BERN|Sanford C. Bernstein & Co., LLC|5939
SSB|SOUTH STATE CP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|294
SSB|SOUTH STATE CP CMN|BLKX|INSTINET, LLC|63700
SSB|SOUTH STATE CP CMN|BMOC|BMO Capital Markets Corp.|5799
SSB|SOUTH STATE CP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|6515
SSB|SOUTH STATE CP CMN|BYXM|CBOE TRADING, INC.|100
SSB|SOUTH STATE CP CMN|BZYD|GOLDMAN SACHS & CO. LLC|929
SSB|SOUTH STATE CP CMN|CHAS|Charles Schwab & Co., Inc.|4
SSB|SOUTH STATE CP CMN|CIST|Capital Institutional Services, Inc.|54
SSB|SOUTH STATE CP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10212
SSB|SOUTH STATE CP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
SSB|SOUTH STATE CP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26391
SSB|SOUTH STATE CP CMN|CTDL|Citadel Derivatives Group Llc|4170
SSB|SOUTH STATE CP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7630
SSB|SOUTH STATE CP CMN|DADA|D.A. Davidson & Co.|500
SSB|SOUTH STATE CP CMN|DAVA|Davenport & Company LLC|75
SSB|SOUTH STATE CP CMN|DBAB|Deutsche Bank Securities Inc.|107755
SSB|SOUTH STATE CP CMN|DBAX|Deutsche Bank Securities Inc.|10000
SSB|SOUTH STATE CP CMN|DBUL|Deutsche Bank Securities Inc.|3523
SSB|SOUTH STATE CP CMN|DEAN|MORGAN STANLEY|537
SSB|SOUTH STATE CP CMN|DEGS|RONIN PROFESSIONAL LLC|300
SSB|SOUTH STATE CP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|613
SSB|SOUTH STATE CP CMN|EBXL|EBX LLC|22600
SSB|SOUTH STATE CP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|354
SSB|SOUTH STATE CP CMN|EDJO|Edward D. Jones & Co., L.P.|893
SSB|SOUTH STATE CP CMN|EGAM|CBOE TRADING, INC.|1537
SSB|SOUTH STATE CP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
SSB|SOUTH STATE CP CMN|EGXM|CBOE TRADING, INC.|1223
SSB|SOUTH STATE CP CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
SSB|SOUTH STATE CP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15157
SSB|SOUTH STATE CP CMN|FBCO|Credit Suisse Securities (USA) LLC|153387
SSB|SOUTH STATE CP CMN|FBSB|U.S. Bancorp Investments, Inc.|1
SSB|SOUTH STATE CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|13711
SSB|SOUTH STATE CP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13733
SSB|SOUTH STATE CP CMN|FTBR|Foliofn Investments, Inc.|23
SSB|SOUTH STATE CP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|12552
SSB|SOUTH STATE CP CMN|GLPX|ACS EXECUTION SERVICES, LLC|22
SSB|SOUTH STATE CP CMN|GSCO|GOLDMAN SACHS & CO. LLC|268183
SSB|SOUTH STATE CP CMN|GSCS|GOLDMAN SACHS & CO. LLC|3924
SSB|SOUTH STATE CP CMN|GSLT|GOLDMAN SACHS & CO. LLC|536
SSB|SOUTH STATE CP CMN|GTSZ|GTS SECURITIES LLC|3914
SSB|SOUTH STATE CP CMN|HRBF|American Enterprise Investment Services Inc.|42
SSB|SOUTH STATE CP CMN|HSBC|HSBC Securities, Inc.|204
SSB|SOUTH STATE CP CMN|IBKR|Interactive Brokers Llc|10410
SSB|SOUTH STATE CP CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|157
SSB|SOUTH STATE CP CMN|ICBX|INSTINET, LLC|11500
SSB|SOUTH STATE CP CMN|IEQY|CITADEL SECURITIES LLC|34575
SSB|SOUTH STATE CP CMN|INCA|INSTINET, LLC|86515
SSB|SOUTH STATE CP CMN|INJX|INSTINET, LLC|12763
SSB|SOUTH STATE CP CMN|ITGI|ITG Inc.|16358
SSB|SOUTH STATE CP CMN|ITGP|ITG INC.|2400
SSB|SOUTH STATE CP CMN|JANY|Janney Montgomery Scott Inc.|110
SSB|SOUTH STATE CP CMN|JEFF|JEFFERIES LLC|33280
SSB|SOUTH STATE CP CMN|JMPT|JUMP TRADING, LLC|4113
SSB|SOUTH STATE CP CMN|JPBX|J.P. MORGAN SECURITIES LLC|3378
SSB|SOUTH STATE CP CMN|JPMX|J.P. Morgan Securities LLC|21251
SSB|SOUTH STATE CP CMN|KBWI|Keefe, Bruyette & Woods, Inc.|59706
SSB|SOUTH STATE CP CMN|KCGM|VIRTU Americas LLC|13704
SSB|SOUTH STATE CP CMN|LEHM|Barclays Capital Inc./Le|105435
SSB|SOUTH STATE CP CMN|LIME|Lime Brokerage LLC|76261
SSB|SOUTH STATE CP CMN|LMGP|LIME BROKERAGE LLC|4900
SSB|SOUTH STATE CP CMN|LOOP|Loop Capital Markets LLC|588
SSB|SOUTH STATE CP CMN|MAXM|Maxim Group LLC|2148
SSB|SOUTH STATE CP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13600
SSB|SOUTH STATE CP CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|80
SSB|SOUTH STATE CP CMN|MSCO|MORGAN STANLEY & CO. LLC|362601
SSB|SOUTH STATE CP CMN|MSPL|MORGAN STANLEY & CO. LLC|13500
SSB|SOUTH STATE CP CMN|MSTX|MORGAN STANLEY & CO. LLC|1000
SSB|SOUTH STATE CP CMN|NFSC|National Financial Services LLC|20380
SSB|SOUTH STATE CP CMN|NITE|VIRTU Americas LLC|27906
SSB|SOUTH STATE CP CMN|NITP|VIRTU Americas LLC|800
SSB|SOUTH STATE CP CMN|NQRB|Brut, LLC|4016
SSB|SOUTH STATE CP CMN|NTRC|Northern Trust Securities, Inc.|2013
SSB|SOUTH STATE CP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1014
SSB|SOUTH STATE CP CMN|PDQM|CODA MARKETS, INC.|3268
SSB|SOUTH STATE CP CMN|PHLY|NASDAQ Execution Services, LLC|1000
SSB|SOUTH STATE CP CMN|RAJA|Raymond James & Associates, Inc.|3050
SSB|SOUTH STATE CP CMN|SALI|INTL FCSTONE FINANCIAL INC.|17
SSB|SOUTH STATE CP CMN|SBSH|Citigroup Global Markets Inc.|86952
SSB|SOUTH STATE CP CMN|SDLR|Sandler, O'Neill & Partners, L.P.|48306
SSB|SOUTH STATE CP CMN|SGMT|GOLDMAN SACHS & CO. LLC|17989
SSB|SOUTH STATE CP CMN|SPDR|SPEEDROUTE LLC|600
SSB|SOUTH STATE CP CMN|SPHN|Stephens Inc.|1000
SSB|SOUTH STATE CP CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|55344
SSB|SOUTH STATE CP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|3064
SSB|SOUTH STATE CP CMN|SWIM|TD Ameritrade, Inc.|116
SSB|SOUTH STATE CP CMN|SWST|Hilltop Securities Inc.|11
SSB|SOUTH STATE CP CMN|TRBT|Tradebot Systems, Inc.|13196
SSB|SOUTH STATE CP CMN|TRCM|TRC MARKETS LLC|46747
SSB|SOUTH STATE CP CMN|UBSA|UBS SECURITIES LLC|69270
SSB|SOUTH STATE CP CMN|UBSS|UBS Securities LLC|181051
SSB|SOUTH STATE CP CMN|VALX|VIRTU AMERICAS LLC|3565
SSB|SOUTH STATE CP CMN|VGRD|Vanguard Marketing Corporation|1102
SSB|SOUTH STATE CP CMN|WCHV|WELLS FARGO SECURITIES, LLC|9879
SSB|SOUTH STATE CP CMN|WEED|Weeden & Co.L.P.|1000
SSB|SOUTH STATE CP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|209
SSB|SOUTH STATE CP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|156
SSB|SOUTH STATE CP CMN|WSEA|WOLVERINE SECURITIES, LLC|1722
SSB|SOUTH STATE CP CMN|XIST|INSTINET, LLC|4924
SSB|SOUTH STATE CP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|9000
SSB|SOUTH STATE CP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2161
SSBI|SUMMIT STATE BANK|APCC|Apex Clearing Corporation|9
SSBI|SUMMIT STATE BANK|BATM|CBOE TRADING, INC.|150
SSBI|SUMMIT STATE BANK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|150
SSBI|SUMMIT STATE BANK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|863
SSBI|SUMMIT STATE BANK|CTDL|Citadel Derivatives Group Llc|254
SSBI|SUMMIT STATE BANK|DBAB|Deutsche Bank Securities Inc.|89
SSBI|SUMMIT STATE BANK|DBAX|Deutsche Bank Securities Inc.|900
SSBI|SUMMIT STATE BANK|DEGS|RONIN PROFESSIONAL LLC|158
SSBI|SUMMIT STATE BANK|EDJO|Edward D. Jones & Co., L.P.|10
SSBI|SUMMIT STATE BANK|ETRS|E*Trade Securities LLC|2251
SSBI|SUMMIT STATE BANK|FBCO|Credit Suisse Securities (USA) LLC|30
SSBI|SUMMIT STATE BANK|FOMA|TD AMERITRADE CLEARING, INC.|1033
SSBI|SUMMIT STATE BANK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|238
SSBI|SUMMIT STATE BANK|FTBR|Foliofn Investments, Inc.|38
SSBI|SUMMIT STATE BANK|GSCO|GOLDMAN SACHS & CO. LLC|1358
SSBI|SUMMIT STATE BANK|GTSZ|GTS SECURITIES LLC|101
SSBI|SUMMIT STATE BANK|IBKR|Interactive Brokers Llc|438
SSBI|SUMMIT STATE BANK|ICBX|INSTINET, LLC|100
SSBI|SUMMIT STATE BANK|INCA|INSTINET, LLC|854
SSBI|SUMMIT STATE BANK|INJX|INSTINET, LLC|100
SSBI|SUMMIT STATE BANK|ITGI|ITG Inc.|1123
SSBI|SUMMIT STATE BANK|JEFF|JEFFERIES LLC|165
SSBI|SUMMIT STATE BANK|KBWI|Keefe, Bruyette & Woods, Inc.|95
SSBI|SUMMIT STATE BANK|LEHM|Barclays Capital Inc./Le|242
SSBI|SUMMIT STATE BANK|LIME|Lime Brokerage LLC|4847
SSBI|SUMMIT STATE BANK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SSBI|SUMMIT STATE BANK|MSCO|MORGAN STANLEY & CO. LLC|8678
SSBI|SUMMIT STATE BANK|NFSC|National Financial Services LLC|2633
SSBI|SUMMIT STATE BANK|NITE|VIRTU Americas LLC|2589
SSBI|SUMMIT STATE BANK|PDQM|CODA MARKETS, INC.|20
SSBI|SUMMIT STATE BANK|SGMT|GOLDMAN SACHS & CO. LLC|7
SSBI|SUMMIT STATE BANK|SWIM|TD Ameritrade, Inc.|700
SSBI|SUMMIT STATE BANK|TKNG|ALLY INVEST SECURITIES LLC|325
SSBI|SUMMIT STATE BANK|TRCM|TRC MARKETS LLC|200
SSBI|SUMMIT STATE BANK|UBSA|UBS SECURITIES LLC|22
SSBI|SUMMIT STATE BANK|UBSS|UBS Securities LLC|8933
SSBI|SUMMIT STATE BANK|VALX|VIRTU AMERICAS LLC|64
SSBI|SUMMIT STATE BANK|WCHV|WELLS FARGO SECURITIES, LLC|199
SSBI|SUMMIT STATE BANK|WEDB|WEDBUSH SECURITIES INC.|996
SSBI|SUMMIT STATE BANK|WSEA|WOLVERINE SECURITIES, LLC|355
SSBI|SUMMIT STATE BANK|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
SSC|SEVEN STARS CLOUD GR|AGIS|Aegis Capital Corp.|24731
SSC|SEVEN STARS CLOUD GR|ALTX|Alternet Securities Inc.|100
SSC|SEVEN STARS CLOUD GR|APCC|Apex Clearing Corporation|3435
SSC|SEVEN STARS CLOUD GR|BERN|Sanford C. Bernstein & Co., LLC|1
SSC|SEVEN STARS CLOUD GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4719
SSC|SEVEN STARS CLOUD GR|CHAS|Charles Schwab & Co., Inc.|1100
SSC|SEVEN STARS CLOUD GR|CICF|Canaccord Genuity Corp.|2102
SSC|SEVEN STARS CLOUD GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2900
SSC|SEVEN STARS CLOUD GR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3138
SSC|SEVEN STARS CLOUD GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14171
SSC|SEVEN STARS CLOUD GR|CXCX|CITIGROUP GLOBAL MARKETS INC.|874
SSC|SEVEN STARS CLOUD GR|DBAB|Deutsche Bank Securities Inc.|29647
SSC|SEVEN STARS CLOUD GR|DBAX|Deutsche Bank Securities Inc.|5500
SSC|SEVEN STARS CLOUD GR|DEAN|MORGAN STANLEY|2000
SSC|SEVEN STARS CLOUD GR|DEGS|RONIN PROFESSIONAL LLC|17238
SSC|SEVEN STARS CLOUD GR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
SSC|SEVEN STARS CLOUD GR|EBXL|EBX LLC|2800
SSC|SEVEN STARS CLOUD GR|ECUT|CONVERGEX EXECUTION SOLUTIONS|12973
SSC|SEVEN STARS CLOUD GR|EDJO|Edward D. Jones & Co., L.P.|970
SSC|SEVEN STARS CLOUD GR|EGAM|CBOE TRADING, INC.|19132
SSC|SEVEN STARS CLOUD GR|EGMT|EG MARKET TECHNOLOGIES LLC|20
SSC|SEVEN STARS CLOUD GR|EGXM|CBOE TRADING, INC.|12876
SSC|SEVEN STARS CLOUD GR|ETBE|Electronic Transaction Clearing, Inc.|100
SSC|SEVEN STARS CLOUD GR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|804
SSC|SEVEN STARS CLOUD GR|ETRS|E*Trade Securities LLC|414025
SSC|SEVEN STARS CLOUD GR|FBCO|Credit Suisse Securities (USA) LLC|66269
SSC|SEVEN STARS CLOUD GR|FBSB|U.S. Bancorp Investments, Inc.|25
SSC|SEVEN STARS CLOUD GR|FILL|Tradestation Securities, Inc.|11545
SSC|SEVEN STARS CLOUD GR|FMAF|NBCN Inc./ CDS|1100
SSC|SEVEN STARS CLOUD GR|FOMA|TD AMERITRADE CLEARING, INC.|690510
SSC|SEVEN STARS CLOUD GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|743
SSC|SEVEN STARS CLOUD GR|FTBR|Foliofn Investments, Inc.|533
SSC|SEVEN STARS CLOUD GR|GEBB|GLOBAL EXECUTION BROKERS, LP|11222
SSC|SEVEN STARS CLOUD GR|GLPX|ACS EXECUTION SERVICES, LLC|5471
SSC|SEVEN STARS CLOUD GR|GSCO|GOLDMAN SACHS & CO. LLC|840
SSC|SEVEN STARS CLOUD GR|GSLT|GOLDMAN SACHS & CO. LLC|1372
SSC|SEVEN STARS CLOUD GR|GTSZ|GTS SECURITIES LLC|24
SSC|SEVEN STARS CLOUD GR|HRBF|American Enterprise Investment Services Inc.|4157
SSC|SEVEN STARS CLOUD GR|IATS|INTERACTIVE BROKERS LLC|23243
SSC|SEVEN STARS CLOUD GR|IBKR|Interactive Brokers Llc|372205
SSC|SEVEN STARS CLOUD GR|ICBX|INSTINET, LLC|5973
SSC|SEVEN STARS CLOUD GR|INCA|INSTINET, LLC|13829
SSC|SEVEN STARS CLOUD GR|INJX|INSTINET, LLC|17417
SSC|SEVEN STARS CLOUD GR|ITGI|ITG Inc.|31927
SSC|SEVEN STARS CLOUD GR|ITGP|ITG INC.|8800
SSC|SEVEN STARS CLOUD GR|JANY|Janney Montgomery Scott Inc.|2000
SSC|SEVEN STARS CLOUD GR|JMPT|JUMP TRADING, LLC|315
SSC|SEVEN STARS CLOUD GR|JPMX|J.P. Morgan Securities LLC|4600
SSC|SEVEN STARS CLOUD GR|KCGM|VIRTU Americas LLC|1000
SSC|SEVEN STARS CLOUD GR|LEHM|Barclays Capital Inc./Le|70660
SSC|SEVEN STARS CLOUD GR|LIME|Lime Brokerage LLC|20115
SSC|SEVEN STARS CLOUD GR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SSC|SEVEN STARS CLOUD GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4126
SSC|SEVEN STARS CLOUD GR|MOTF|MOTIF INVESTING, INC.|1
SSC|SEVEN STARS CLOUD GR|MSCO|MORGAN STANLEY & CO. LLC|270637
SSC|SEVEN STARS CLOUD GR|MSPL|MORGAN STANLEY & CO. LLC|12700
SSC|SEVEN STARS CLOUD GR|NATL|National Securities Corporation|7500
SSC|SEVEN STARS CLOUD GR|NFSC|National Financial Services LLC|420976
SSC|SEVEN STARS CLOUD GR|NITE|VIRTU Americas LLC|984782
SSC|SEVEN STARS CLOUD GR|NQRB|Brut, LLC|4000
SSC|SEVEN STARS CLOUD GR|OPCO|Oppenheimer & Co. Inc.|3000
SSC|SEVEN STARS CLOUD GR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8639
SSC|SEVEN STARS CLOUD GR|PDQM|CODA MARKETS, INC.|8050
SSC|SEVEN STARS CLOUD GR|PWJC|UBS Financial Services, Inc.|3900
SSC|SEVEN STARS CLOUD GR|RAJA|Raymond James & Associates, Inc.|4645
SSC|SEVEN STARS CLOUD GR|SBSH|Citigroup Global Markets Inc.|4056
SSC|SEVEN STARS CLOUD GR|SGMT|GOLDMAN SACHS & CO. LLC|1968
SSC|SEVEN STARS CLOUD GR|SPDR|SPEEDROUTE LLC|1560
SSC|SEVEN STARS CLOUD GR|SWIM|TD Ameritrade, Inc.|131277
SSC|SEVEN STARS CLOUD GR|SWST|Hilltop Securities Inc.|6533
SSC|SEVEN STARS CLOUD GR|TKNG|ALLY INVEST SECURITIES LLC|32252
SSC|SEVEN STARS CLOUD GR|TRCM|TRC MARKETS LLC|100
SSC|SEVEN STARS CLOUD GR|TWTT|TASTYWORKS, INC.|300
SSC|SEVEN STARS CLOUD GR|UBSA|UBS SECURITIES LLC|38949
SSC|SEVEN STARS CLOUD GR|UBSS|UBS Securities LLC|90330
SSC|SEVEN STARS CLOUD GR|VALX|VIRTU AMERICAS LLC|629
SSC|SEVEN STARS CLOUD GR|VGRD|Vanguard Marketing Corporation|4837
SSC|SEVEN STARS CLOUD GR|WCHV|WELLS FARGO SECURITIES, LLC|33255
SSC|SEVEN STARS CLOUD GR|WDCO|Wilson-Davis & Co., Inc.|2500
SSC|SEVEN STARS CLOUD GR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2962
SSC|SEVEN STARS CLOUD GR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9279
SSC|SEVEN STARS CLOUD GR|WGIF|CIBC World Markets Inc.|2000
SSC|SEVEN STARS CLOUD GR|WORD|Worden Capital Management LLC|5644
SSC|SEVEN STARS CLOUD GR|WSEA|WOLVERINE SECURITIES, LLC|30545
SSC|SEVEN STARS CLOUD GR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SSC|SEVEN STARS CLOUD GR|YKNA|COMHAR CAPITAL MARKETS, LLC|450
SSD|SIMPSON MFG CO INC|ABLE|NATIXIS Securities Americas LLC|9545
SSD|SIMPSON MFG CO INC|ACAD|ACADEMY SECURITIES, INC.|100
SSD|SIMPSON MFG CO INC|ADAM|CANACCORD GENUITY INC.|4794
SSD|SIMPSON MFG CO INC|ALTX|Alternet Securities Inc.|1200
SSD|SIMPSON MFG CO INC|ANOS|ABEL/NOSER, L.L.C.|389
SSD|SIMPSON MFG CO INC|APCC|Apex Clearing Corporation|51
SSD|SIMPSON MFG CO INC|BARD|Robert W. Baird & Co. Incorporated|734
SSD|SIMPSON MFG CO INC|BATM|CBOE TRADING, INC.|933
SSD|SIMPSON MFG CO INC|BAYC|BAY CREST PARTNERS, LLC|48
SSD|SIMPSON MFG CO INC|BERN|Sanford C. Bernstein & Co., LLC|24178
SSD|SIMPSON MFG CO INC|BIDS|BIDS TRADING L.P.|12900
SSD|SIMPSON MFG CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8
SSD|SIMPSON MFG CO INC|BLKX|INSTINET, LLC|72112
SSD|SIMPSON MFG CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|12839
SSD|SIMPSON MFG CO INC|BRVL|BLAYLOCK VAN, LLC|100
SSD|SIMPSON MFG CO INC|BTIG|BTIG, LLC|500
SSD|SIMPSON MFG CO INC|BYXM|CBOE TRADING, INC.|50
SSD|SIMPSON MFG CO INC|BZYD|GOLDMAN SACHS & CO. LLC|761
SSD|SIMPSON MFG CO INC|CANT|Cantor Fitzgerald & Co.|29
SSD|SIMPSON MFG CO INC|CHAS|Charles Schwab & Co., Inc.|75
SSD|SIMPSON MFG CO INC|CIST|Capital Institutional Services, Inc.|526
SSD|SIMPSON MFG CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36564
SSD|SIMPSON MFG CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
SSD|SIMPSON MFG CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|92720
SSD|SIMPSON MFG CO INC|CTDL|Citadel Derivatives Group Llc|506
SSD|SIMPSON MFG CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8140
SSD|SIMPSON MFG CO INC|DBAB|Deutsche Bank Securities Inc.|63848
SSD|SIMPSON MFG CO INC|DBAX|Deutsche Bank Securities Inc.|35000
SSD|SIMPSON MFG CO INC|DBUL|Deutsche Bank Securities Inc.|100
SSD|SIMPSON MFG CO INC|DEAN|MORGAN STANLEY|126
SSD|SIMPSON MFG CO INC|DEGS|RONIN PROFESSIONAL LLC|100
SSD|SIMPSON MFG CO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
SSD|SIMPSON MFG CO INC|EBXL|EBX LLC|72900
SSD|SIMPSON MFG CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1727
SSD|SIMPSON MFG CO INC|EDJO|Edward D. Jones & Co., L.P.|27
SSD|SIMPSON MFG CO INC|EGAM|CBOE TRADING, INC.|3126
SSD|SIMPSON MFG CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|874
SSD|SIMPSON MFG CO INC|EGXM|CBOE TRADING, INC.|874
SSD|SIMPSON MFG CO INC|ETBE|Electronic Transaction Clearing, Inc.|823
SSD|SIMPSON MFG CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8531
SSD|SIMPSON MFG CO INC|ETRS|E*Trade Securities LLC|5763
SSD|SIMPSON MFG CO INC|FILL|Tradestation Securities, Inc.|17
SSD|SIMPSON MFG CO INC|FMAF|NBCN Inc./ CDS|200
SSD|SIMPSON MFG CO INC|FQLS|Quantlab Securities LP|20548
SSD|SIMPSON MFG CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42220
SSD|SIMPSON MFG CO INC|FTBR|Foliofn Investments, Inc.|442
SSD|SIMPSON MFG CO INC|GLPX|ACS EXECUTION SERVICES, LLC|13278
SSD|SIMPSON MFG CO INC|GSCO|GOLDMAN SACHS & CO. LLC|176388
SSD|SIMPSON MFG CO INC|GSCS|GOLDMAN SACHS & CO. LLC|2700
SSD|SIMPSON MFG CO INC|GSLT|GOLDMAN SACHS & CO. LLC|230
SSD|SIMPSON MFG CO INC|GTSZ|GTS SECURITIES LLC|11336
SSD|SIMPSON MFG CO INC|HPPX|POTAMUS TRADING, LLC|588
SSD|SIMPSON MFG CO INC|HRBF|American Enterprise Investment Services Inc.|24
SSD|SIMPSON MFG CO INC|IATS|INTERACTIVE BROKERS LLC|1941
SSD|SIMPSON MFG CO INC|IBKR|Interactive Brokers Llc|383
SSD|SIMPSON MFG CO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5
SSD|SIMPSON MFG CO INC|ICBX|INSTINET, LLC|19600
SSD|SIMPSON MFG CO INC|IEQY|CITADEL SECURITIES LLC|11667
SSD|SIMPSON MFG CO INC|INCA|INSTINET, LLC|59398
SSD|SIMPSON MFG CO INC|INJX|INSTINET, LLC|2210
SSD|SIMPSON MFG CO INC|ITGI|ITG Inc.|85422
SSD|SIMPSON MFG CO INC|ITGP|ITG INC.|61600
SSD|SIMPSON MFG CO INC|JANY|Janney Montgomery Scott Inc.|235
SSD|SIMPSON MFG CO INC|JEFF|JEFFERIES LLC|12458
SSD|SIMPSON MFG CO INC|JMPT|JUMP TRADING, LLC|7798
SSD|SIMPSON MFG CO INC|JPBX|J.P. MORGAN SECURITIES LLC|1809
SSD|SIMPSON MFG CO INC|JPMX|J.P. Morgan Securities LLC|128738
SSD|SIMPSON MFG CO INC|JSJX|JANE STREET CAPITAL LLC|2383
SSD|SIMPSON MFG CO INC|KCGM|VIRTU Americas LLC|20164
SSD|SIMPSON MFG CO INC|KEYB|KEYBANC CAPITAL MARKETS INC.|26
SSD|SIMPSON MFG CO INC|LEHM|Barclays Capital Inc./Le|106249
SSD|SIMPSON MFG CO INC|LIME|Lime Brokerage LLC|6166
SSD|SIMPSON MFG CO INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|23800
SSD|SIMPSON MFG CO INC|LOOP|Loop Capital Markets LLC|100
SSD|SIMPSON MFG CO INC|LQNA|LIQUIDNET, INC.|74700
SSD|SIMPSON MFG CO INC|LQNB|LIQUIDNET, INC.|13300
SSD|SIMPSON MFG CO INC|MACQ|Macquarie Capital (USA) Inc.|6175
SSD|SIMPSON MFG CO INC|MBTS|ALLY INVEST SECURITIES LLC|10
SSD|SIMPSON MFG CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55676
SSD|SIMPSON MFG CO INC|MOTF|MOTIF INVESTING, INC.|1
SSD|SIMPSON MFG CO INC|MSCO|MORGAN STANLEY & CO. LLC|171784
SSD|SIMPSON MFG CO INC|MSPL|MORGAN STANLEY & CO. LLC|53500
SSD|SIMPSON MFG CO INC|MSTX|MORGAN STANLEY & CO. LLC|6200
SSD|SIMPSON MFG CO INC|NFSC|National Financial Services LLC|20916
SSD|SIMPSON MFG CO INC|NITE|VIRTU Americas LLC|40129
SSD|SIMPSON MFG CO INC|NQRB|Brut, LLC|580
SSD|SIMPSON MFG CO INC|NTRC|Northern Trust Securities, Inc.|693
SSD|SIMPSON MFG CO INC|PDQM|CODA MARKETS, INC.|97851
SSD|SIMPSON MFG CO INC|PWJC|UBS Financial Services, Inc.|502
SSD|SIMPSON MFG CO INC|RBCM|RBC CAPITAL MARKETS, LLC|1081
SSD|SIMPSON MFG CO INC|RHCO|Suntrust Robinson Humphrey, Inc.|3407
SSD|SIMPSON MFG CO INC|SAGL|SAGETRADER, LLC|1000
SSD|SIMPSON MFG CO INC|SAGW|SAGETRADER, LLC|6
SSD|SIMPSON MFG CO INC|SBSH|Citigroup Global Markets Inc.|34043
SSD|SIMPSON MFG CO INC|SGMT|GOLDMAN SACHS & CO. LLC|21020
SSD|SIMPSON MFG CO INC|SPDR|SPEEDROUTE LLC|8800
SSD|SIMPSON MFG CO INC|SPHN|Stephens Inc.|153
SSD|SIMPSON MFG CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|110
SSD|SIMPSON MFG CO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3594
SSD|SIMPSON MFG CO INC|SWIM|TD Ameritrade, Inc.|754
SSD|SIMPSON MFG CO INC|TKNG|ALLY INVEST SECURITIES LLC|30
SSD|SIMPSON MFG CO INC|TRBT|Tradebot Systems, Inc.|5289
SSD|SIMPSON MFG CO INC|TRCM|TRC MARKETS LLC|11991
SSD|SIMPSON MFG CO INC|UBSA|UBS SECURITIES LLC|122047
SSD|SIMPSON MFG CO INC|UBSS|UBS Securities LLC|143634
SSD|SIMPSON MFG CO INC|VALX|VIRTU AMERICAS LLC|6568
SSD|SIMPSON MFG CO INC|VGRD|Vanguard Marketing Corporation|1632
SSD|SIMPSON MFG CO INC|WBLR|WILLIAM BLAIR|900
SSD|SIMPSON MFG CO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|48
SSD|SIMPSON MFG CO INC|WCHV|WELLS FARGO SECURITIES, LLC|4394
SSD|SIMPSON MFG CO INC|WEED|Weeden & Co.L.P.|3321
SSD|SIMPSON MFG CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|823
SSD|SIMPSON MFG CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4088
SSD|SIMPSON MFG CO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|58
SSD|SIMPSON MFG CO INC|WSEA|WOLVERINE SECURITIES, LLC|66
SSD|SIMPSON MFG CO INC|XIST|INSTINET, LLC|2600
SSD|SIMPSON MFG CO INC|XPQR|Jump Trading|300
SSD|SIMPSON MFG CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
SSD|SIMPSON MFG CO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|6381
SSFN|STEWARDSHIP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
SSFN|STEWARDSHIP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
SSFN|STEWARDSHIP|DBAB|Deutsche Bank Securities Inc.|12
SSFN|STEWARDSHIP|DBAX|Deutsche Bank Securities Inc.|300
SSFN|STEWARDSHIP|EBXL|EBX LLC|200
SSFN|STEWARDSHIP|ETRS|E*Trade Securities LLC|1662
SSFN|STEWARDSHIP|FBCO|Credit Suisse Securities (USA) LLC|200
SSFN|STEWARDSHIP|FOMA|TD AMERITRADE CLEARING, INC.|1592
SSFN|STEWARDSHIP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
SSFN|STEWARDSHIP|GSCO|GOLDMAN SACHS & CO. LLC|8
SSFN|STEWARDSHIP|IBKR|Interactive Brokers Llc|11922
SSFN|STEWARDSHIP|INCA|INSTINET, LLC|638
SSFN|STEWARDSHIP|LEHM|Barclays Capital Inc./Le|1423
SSFN|STEWARDSHIP|LIME|Lime Brokerage LLC|4572
SSFN|STEWARDSHIP|MSCO|MORGAN STANLEY & CO. LLC|745
SSFN|STEWARDSHIP|MSPL|MORGAN STANLEY & CO. LLC|100
SSFN|STEWARDSHIP|NFSC|National Financial Services LLC|300
SSFN|STEWARDSHIP|NITE|VIRTU Americas LLC|5139
SSFN|STEWARDSHIP|RBCM|RBC CAPITAL MARKETS, LLC|1554
SSFN|STEWARDSHIP|SDLR|Sandler, O'Neill & Partners, L.P.|135223
SSFN|STEWARDSHIP|SGMT|GOLDMAN SACHS & CO. LLC|100
SSFN|STEWARDSHIP|STFL|Stifel, Nicolaus & Company, Incorporated|16666
SSFN|STEWARDSHIP|SWIM|TD Ameritrade, Inc.|5180
SSFN|STEWARDSHIP|TKNG|ALLY INVEST SECURITIES LLC|11
SSFN|STEWARDSHIP|UBSA|UBS SECURITIES LLC|200
SSFN|STEWARDSHIP|UBSS|UBS Securities LLC|3372
SSFN|STEWARDSHIP|VGRD|Vanguard Marketing Corporation|333
SSFN|STEWARDSHIP|WCHV|WELLS FARGO SECURITIES, LLC|1549
SSFN|STEWARDSHIP|WSEA|WOLVERINE SECURITIES, LLC|10
SSG|ULTRASHORT SEMICONDU|APCC|Apex Clearing Corporation|3
SSG|ULTRASHORT SEMICONDU|BATM|CBOE TRADING, INC.|1444
SSG|ULTRASHORT SEMICONDU|BYXM|CBOE TRADING, INC.|85
SSG|ULTRASHORT SEMICONDU|CHAS|Charles Schwab & Co., Inc.|86350
SSG|ULTRASHORT SEMICONDU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3424
SSG|ULTRASHORT SEMICONDU|DBAX|Deutsche Bank Securities Inc.|3000
SSG|ULTRASHORT SEMICONDU|EBXL|EBX LLC|2700
SSG|ULTRASHORT SEMICONDU|EGXM|CBOE TRADING, INC.|170
SSG|ULTRASHORT SEMICONDU|ETRS|E*Trade Securities LLC|10498
SSG|ULTRASHORT SEMICONDU|FILL|Tradestation Securities, Inc.|605
SSG|ULTRASHORT SEMICONDU|FMAF|NBCN Inc./ CDS|1457
SSG|ULTRASHORT SEMICONDU|FTBR|Foliofn Investments, Inc.|3206
SSG|ULTRASHORT SEMICONDU|GTSZ|GTS SECURITIES LLC|1600
SSG|ULTRASHORT SEMICONDU|IATS|INTERACTIVE BROKERS LLC|150
SSG|ULTRASHORT SEMICONDU|IBKR|Interactive Brokers Llc|2130
SSG|ULTRASHORT SEMICONDU|ICBX|INSTINET, LLC|1000
SSG|ULTRASHORT SEMICONDU|JPMX|J.P. Morgan Securities LLC|1600
SSG|ULTRASHORT SEMICONDU|JSEB|JANE STREET EXECUTION SERVICES, LLC|86350
SSG|ULTRASHORT SEMICONDU|JSJX|JANE STREET CAPITAL LLC|4415
SSG|ULTRASHORT SEMICONDU|KCGM|VIRTU Americas LLC|5281
SSG|ULTRASHORT SEMICONDU|LEHM|Barclays Capital Inc./Le|7800
SSG|ULTRASHORT SEMICONDU|LIME|Lime Brokerage LLC|2491
SSG|ULTRASHORT SEMICONDU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
SSG|ULTRASHORT SEMICONDU|MOTF|MOTIF INVESTING, INC.|2
SSG|ULTRASHORT SEMICONDU|MSCO|MORGAN STANLEY & CO. LLC|1748
SSG|ULTRASHORT SEMICONDU|NFSC|National Financial Services LLC|16821
SSG|ULTRASHORT SEMICONDU|NITE|VIRTU Americas LLC|32718
SSG|ULTRASHORT SEMICONDU|SBSH|Citigroup Global Markets Inc.|455
SSG|ULTRASHORT SEMICONDU|SGMT|GOLDMAN SACHS & CO. LLC|1558
SSG|ULTRASHORT SEMICONDU|SOGO|Wang Investment Associates, Inc.|64
SSG|ULTRASHORT SEMICONDU|SWIM|TD Ameritrade, Inc.|1003
SSG|ULTRASHORT SEMICONDU|TKNG|ALLY INVEST SECURITIES LLC|30
SSG|ULTRASHORT SEMICONDU|UBSA|UBS SECURITIES LLC|8269
SSG|ULTRASHORT SEMICONDU|UBSS|UBS Securities LLC|2647
SSG|ULTRASHORT SEMICONDU|WCHV|WELLS FARGO SECURITIES, LLC|19761
SSG|ULTRASHORT SEMICONDU|WEXX|WOLVERINE EXECUTION SERVICES, LLC|188
SSI|STAGE STORES INC|ALTX|Alternet Securities Inc.|2000
SSI|STAGE STORES INC|APCC|Apex Clearing Corporation|1652
SSI|STAGE STORES INC|BARD|Robert W. Baird & Co. Incorporated|15627
SSI|STAGE STORES INC|BATM|CBOE TRADING, INC.|500
SSI|STAGE STORES INC|BBNT|BB&T SECURITIES, LLC|1085
SSI|STAGE STORES INC|BIMI|Banca IMI Securities Corp.|7919
SSI|STAGE STORES INC|CHAS|Charles Schwab & Co., Inc.|6
SSI|STAGE STORES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56529
SSI|STAGE STORES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57563
SSI|STAGE STORES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10240
SSI|STAGE STORES INC|DBAB|Deutsche Bank Securities Inc.|13901
SSI|STAGE STORES INC|DBAX|Deutsche Bank Securities Inc.|16400
SSI|STAGE STORES INC|DEAN|MORGAN STANLEY|13273
SSI|STAGE STORES INC|DEGS|RONIN PROFESSIONAL LLC|12310
SSI|STAGE STORES INC|EBXL|EBX LLC|21800
SSI|STAGE STORES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|39725
SSI|STAGE STORES INC|EDJO|Edward D. Jones & Co., L.P.|2836
SSI|STAGE STORES INC|EGAM|CBOE TRADING, INC.|313
SSI|STAGE STORES INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
SSI|STAGE STORES INC|EGXM|CBOE TRADING, INC.|2703
SSI|STAGE STORES INC|ETBE|Electronic Transaction Clearing, Inc.|500
SSI|STAGE STORES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SSI|STAGE STORES INC|ETRS|E*Trade Securities LLC|42813
SSI|STAGE STORES INC|FBSB|U.S. Bancorp Investments, Inc.|31
SSI|STAGE STORES INC|FILL|Tradestation Securities, Inc.|700
SSI|STAGE STORES INC|FMAF|NBCN Inc./ CDS|419
SSI|STAGE STORES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108974
SSI|STAGE STORES INC|FTBR|Foliofn Investments, Inc.|53550
SSI|STAGE STORES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3100
SSI|STAGE STORES INC|GLIS|TD Securities Inc|1791
SSI|STAGE STORES INC|GLPX|ACS EXECUTION SERVICES, LLC|13
SSI|STAGE STORES INC|GSCO|GOLDMAN SACHS & CO. LLC|10940
SSI|STAGE STORES INC|GSCS|GOLDMAN SACHS & CO. LLC|31317
SSI|STAGE STORES INC|GSLT|GOLDMAN SACHS & CO. LLC|600
SSI|STAGE STORES INC|GTSZ|GTS SECURITIES LLC|6708
SSI|STAGE STORES INC|HRBF|American Enterprise Investment Services Inc.|4
SSI|STAGE STORES INC|IATS|INTERACTIVE BROKERS LLC|4600
SSI|STAGE STORES INC|IBKR|Interactive Brokers Llc|17656
SSI|STAGE STORES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
SSI|STAGE STORES INC|ICBX|INSTINET, LLC|31500
SSI|STAGE STORES INC|INCA|INSTINET, LLC|41694
SSI|STAGE STORES INC|ITGI|ITG Inc.|8930
SSI|STAGE STORES INC|ITGP|ITG INC.|45400
SSI|STAGE STORES INC|JEFF|JEFFERIES LLC|1200
SSI|STAGE STORES INC|JMPT|JUMP TRADING, LLC|838
SSI|STAGE STORES INC|JONE|JonesTrading|574256
SSI|STAGE STORES INC|JPMX|J.P. Morgan Securities LLC|26800
SSI|STAGE STORES INC|JSJX|JANE STREET CAPITAL LLC|18
SSI|STAGE STORES INC|KCGM|VIRTU Americas LLC|12677
SSI|STAGE STORES INC|LEHM|Barclays Capital Inc./Le|40276
SSI|STAGE STORES INC|LIME|Lime Brokerage LLC|4122
SSI|STAGE STORES INC|MBTS|ALLY INVEST SECURITIES LLC|2338
SSI|STAGE STORES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|131552
SSI|STAGE STORES INC|MOTF|MOTIF INVESTING, INC.|1
SSI|STAGE STORES INC|MSCO|MORGAN STANLEY & CO. LLC|129058
SSI|STAGE STORES INC|MSPL|MORGAN STANLEY & CO. LLC|66100
SSI|STAGE STORES INC|MSTX|MORGAN STANLEY & CO. LLC|3400
SSI|STAGE STORES INC|NFSC|National Financial Services LLC|303450
SSI|STAGE STORES INC|NITE|VIRTU Americas LLC|514805
SSI|STAGE STORES INC|NTBF|BMO Nesbitt Burns Inc./CDS|2188
SSI|STAGE STORES INC|PDQM|CODA MARKETS, INC.|513
SSI|STAGE STORES INC|PWJC|UBS Financial Services, Inc.|8500
SSI|STAGE STORES INC|RBCM|RBC CAPITAL MARKETS, LLC|103372
SSI|STAGE STORES INC|SGMT|GOLDMAN SACHS & CO. LLC|25841
SSI|STAGE STORES INC|SPDR|SPEEDROUTE LLC|100
SSI|STAGE STORES INC|STFL|Stifel, Nicolaus & Company, Incorporated|7
SSI|STAGE STORES INC|SWIM|TD Ameritrade, Inc.|34775
SSI|STAGE STORES INC|TKNG|ALLY INVEST SECURITIES LLC|8679
SSI|STAGE STORES INC|TRCM|TRC MARKETS LLC|500
SSI|STAGE STORES INC|UBSA|UBS SECURITIES LLC|151836
SSI|STAGE STORES INC|UBSS|UBS Securities LLC|65900
SSI|STAGE STORES INC|VALX|VIRTU AMERICAS LLC|2300
SSI|STAGE STORES INC|VERT|The Vertical Trading Group, LLC|2900
SSI|STAGE STORES INC|VGRD|Vanguard Marketing Corporation|31758
SSI|STAGE STORES INC|WCHV|WELLS FARGO SECURITIES, LLC|44976
SSI|STAGE STORES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1284
SSI|STAGE STORES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37829
SSI|STAGE STORES INC|WSEA|WOLVERINE SECURITIES, LLC|6966
SSI|STAGE STORES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|32400
SSI|STAGE STORES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|373
SSKN|STRATA SKIN SCIEN CM|ALTX|Alternet Securities Inc.|8046
SSKN|STRATA SKIN SCIEN CM|APCC|Apex Clearing Corporation|20378
SSKN|STRATA SKIN SCIEN CM|BARD|Robert W. Baird & Co. Incorporated|37806
SSKN|STRATA SKIN SCIEN CM|BATM|CBOE TRADING, INC.|780
SSKN|STRATA SKIN SCIEN CM|BIMI|Banca IMI Securities Corp.|2206
SSKN|STRATA SKIN SCIEN CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4919
SSKN|STRATA SKIN SCIEN CM|BLKX|INSTINET, LLC|5077
SSKN|STRATA SKIN SCIEN CM|BTIG|BTIG, LLC|18008
SSKN|STRATA SKIN SCIEN CM|CHAS|Charles Schwab & Co., Inc.|700
SSKN|STRATA SKIN SCIEN CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|163407
SSKN|STRATA SKIN SCIEN CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2200
SSKN|STRATA SKIN SCIEN CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31924
SSKN|STRATA SKIN SCIEN CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31309
SSKN|STRATA SKIN SCIEN CM|CTDL|Citadel Derivatives Group Llc|3131
SSKN|STRATA SKIN SCIEN CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|17480
SSKN|STRATA SKIN SCIEN CM|DBAB|Deutsche Bank Securities Inc.|25498
SSKN|STRATA SKIN SCIEN CM|DBAX|Deutsche Bank Securities Inc.|37300
SSKN|STRATA SKIN SCIEN CM|DEAN|MORGAN STANLEY|1000
SSKN|STRATA SKIN SCIEN CM|DEGS|RONIN PROFESSIONAL LLC|25038
SSKN|STRATA SKIN SCIEN CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15600
SSKN|STRATA SKIN SCIEN CM|EBXL|EBX LLC|48700
SSKN|STRATA SKIN SCIEN CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SSKN|STRATA SKIN SCIEN CM|EDJO|Edward D. Jones & Co., L.P.|1000
SSKN|STRATA SKIN SCIEN CM|EGAM|CBOE TRADING, INC.|3723
SSKN|STRATA SKIN SCIEN CM|EGXM|CBOE TRADING, INC.|13250
SSKN|STRATA SKIN SCIEN CM|ETBE|Electronic Transaction Clearing, Inc.|1500
SSKN|STRATA SKIN SCIEN CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2140
SSKN|STRATA SKIN SCIEN CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5610
SSKN|STRATA SKIN SCIEN CM|ETRS|E*Trade Securities LLC|273079
SSKN|STRATA SKIN SCIEN CM|FBCO|Credit Suisse Securities (USA) LLC|62962
SSKN|STRATA SKIN SCIEN CM|FILL|Tradestation Securities, Inc.|45212
SSKN|STRATA SKIN SCIEN CM|FMAF|NBCN Inc./ CDS|2700
SSKN|STRATA SKIN SCIEN CM|FOMA|TD AMERITRADE CLEARING, INC.|712249
SSKN|STRATA SKIN SCIEN CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28875
SSKN|STRATA SKIN SCIEN CM|FTBR|Foliofn Investments, Inc.|30890
SSKN|STRATA SKIN SCIEN CM|GEBB|GLOBAL EXECUTION BROKERS, LP|18957
SSKN|STRATA SKIN SCIEN CM|GLPX|ACS EXECUTION SERVICES, LLC|18947
SSKN|STRATA SKIN SCIEN CM|GSCO|GOLDMAN SACHS & CO. LLC|11064
SSKN|STRATA SKIN SCIEN CM|GSLT|GOLDMAN SACHS & CO. LLC|15113
SSKN|STRATA SKIN SCIEN CM|GTSZ|GTS SECURITIES LLC|431
SSKN|STRATA SKIN SCIEN CM|HRBF|American Enterprise Investment Services Inc.|1038
SSKN|STRATA SKIN SCIEN CM|HSBC|HSBC Securities, Inc.|100
SSKN|STRATA SKIN SCIEN CM|IATS|INTERACTIVE BROKERS LLC|14753
SSKN|STRATA SKIN SCIEN CM|IBKR|Interactive Brokers Llc|243879
SSKN|STRATA SKIN SCIEN CM|ICBX|INSTINET, LLC|26200
SSKN|STRATA SKIN SCIEN CM|INCA|INSTINET, LLC|46321
SSKN|STRATA SKIN SCIEN CM|INJX|INSTINET, LLC|41034
SSKN|STRATA SKIN SCIEN CM|ITGI|ITG Inc.|24891
SSKN|STRATA SKIN SCIEN CM|ITGP|ITG INC.|16200
SSKN|STRATA SKIN SCIEN CM|JEFF|JEFFERIES LLC|14172
SSKN|STRATA SKIN SCIEN CM|JMPT|JUMP TRADING, LLC|2679
SSKN|STRATA SKIN SCIEN CM|JONE|JonesTrading|4137685
SSKN|STRATA SKIN SCIEN CM|JPMX|J.P. Morgan Securities LLC|28150
SSKN|STRATA SKIN SCIEN CM|JSJX|JANE STREET CAPITAL LLC|2800
SSKN|STRATA SKIN SCIEN CM|KCGM|VIRTU Americas LLC|6593
SSKN|STRATA SKIN SCIEN CM|LEHM|Barclays Capital Inc./Le|58275
SSKN|STRATA SKIN SCIEN CM|LIME|Lime Brokerage LLC|87758
SSKN|STRATA SKIN SCIEN CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SSKN|STRATA SKIN SCIEN CM|MAXM|Maxim Group LLC|5474
SSKN|STRATA SKIN SCIEN CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|92412
SSKN|STRATA SKIN SCIEN CM|MOTF|MOTIF INVESTING, INC.|2
SSKN|STRATA SKIN SCIEN CM|MSCO|MORGAN STANLEY & CO. LLC|325338
SSKN|STRATA SKIN SCIEN CM|MSPL|MORGAN STANLEY & CO. LLC|7200
SSKN|STRATA SKIN SCIEN CM|NFSC|National Financial Services LLC|720598
SSKN|STRATA SKIN SCIEN CM|NITE|VIRTU Americas LLC|1177725
SSKN|STRATA SKIN SCIEN CM|NORT|Northland Securities, Inc.|19100
SSKN|STRATA SKIN SCIEN CM|NQRB|Brut, LLC|3783
SSKN|STRATA SKIN SCIEN CM|OPCO|Oppenheimer & Co. Inc.|39
SSKN|STRATA SKIN SCIEN CM|PDQM|CODA MARKETS, INC.|32762
SSKN|STRATA SKIN SCIEN CM|PWJC|UBS Financial Services, Inc.|14
SSKN|STRATA SKIN SCIEN CM|RBCM|RBC CAPITAL MARKETS, LLC|16469
SSKN|STRATA SKIN SCIEN CM|SAGL|SAGETRADER, LLC|7473
SSKN|STRATA SKIN SCIEN CM|SBSH|Citigroup Global Markets Inc.|23553
SSKN|STRATA SKIN SCIEN CM|SGMT|GOLDMAN SACHS & CO. LLC|36819
SSKN|STRATA SKIN SCIEN CM|SPDR|SPEEDROUTE LLC|3445
SSKN|STRATA SKIN SCIEN CM|STFL|Stifel, Nicolaus & Company, Incorporated|2000
SSKN|STRATA SKIN SCIEN CM|SWIM|TD Ameritrade, Inc.|197203
SSKN|STRATA SKIN SCIEN CM|TDCO|Thompson Davis & Co., Inc.|3500
SSKN|STRATA SKIN SCIEN CM|TKNG|ALLY INVEST SECURITIES LLC|6407
SSKN|STRATA SKIN SCIEN CM|TRBT|Tradebot Systems, Inc.|435
SSKN|STRATA SKIN SCIEN CM|TRCM|TRC MARKETS LLC|1010
SSKN|STRATA SKIN SCIEN CM|TTUC|CUTTONE & CO., INC.|8437
SSKN|STRATA SKIN SCIEN CM|TWTT|TASTYWORKS, INC.|300
SSKN|STRATA SKIN SCIEN CM|UBSA|UBS SECURITIES LLC|158719
SSKN|STRATA SKIN SCIEN CM|UBSS|UBS Securities LLC|320316
SSKN|STRATA SKIN SCIEN CM|VALX|VIRTU AMERICAS LLC|900
SSKN|STRATA SKIN SCIEN CM|VGRD|Vanguard Marketing Corporation|54828
SSKN|STRATA SKIN SCIEN CM|VIEW|VIEWTRADE SECURITIES LLC|5010
SSKN|STRATA SKIN SCIEN CM|VSIN|Vision Financial Markets Llc|610
SSKN|STRATA SKIN SCIEN CM|WABR|Wall Street Access|8982
SSKN|STRATA SKIN SCIEN CM|WCHV|WELLS FARGO SECURITIES, LLC|24726
SSKN|STRATA SKIN SCIEN CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|486
SSKN|STRATA SKIN SCIEN CM|WGIF|CIBC World Markets Inc.|280
SSKN|STRATA SKIN SCIEN CM|WSEA|WOLVERINE SECURITIES, LLC|12316
SSKN|STRATA SKIN SCIEN CM|WTFS|JUST2TRADE, INC.|350
SSKN|STRATA SKIN SCIEN CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|13400
SSKN|STRATA SKIN SCIEN CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4299
SSKN|STRATA SKIN SCIEN CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
SSL|SASOL LTD ADR|ALTX|Alternet Securities Inc.|1500
SSL|SASOL LTD ADR|APCC|Apex Clearing Corporation|244
SSL|SASOL LTD ADR|BANK|Primevest Financial Services, Inc.|10
SSL|SASOL LTD ADR|BARD|Robert W. Baird & Co. Incorporated|860
SSL|SASOL LTD ADR|BATM|CBOE TRADING, INC.|1419
SSL|SASOL LTD ADR|BBNT|BB&T SECURITIES, LLC|78
SSL|SASOL LTD ADR|BERN|Sanford C. Bernstein & Co., LLC|469
SSL|SASOL LTD ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3400
SSL|SASOL LTD ADR|BNPX|BNP PARIBAS SECURITIES CORP.|57
SSL|SASOL LTD ADR|BTIG|BTIG, LLC|4746
SSL|SASOL LTD ADR|BZYD|GOLDMAN SACHS & CO. LLC|3716
SSL|SASOL LTD ADR|CHAS|Charles Schwab & Co., Inc.|1056
SSL|SASOL LTD ADR|CICF|Canaccord Genuity Corp.|1000
SSL|SASOL LTD ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|859
SSL|SASOL LTD ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45466
SSL|SASOL LTD ADR|CTDL|Citadel Derivatives Group Llc|773
SSL|SASOL LTD ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1618
SSL|SASOL LTD ADR|DADA|D.A. Davidson & Co.|29
SSL|SASOL LTD ADR|DAVA|Davenport & Company LLC|257
SSL|SASOL LTD ADR|DBAB|Deutsche Bank Securities Inc.|63796
SSL|SASOL LTD ADR|DBAX|Deutsche Bank Securities Inc.|38400
SSL|SASOL LTD ADR|DBUL|Deutsche Bank Securities Inc.|299
SSL|SASOL LTD ADR|DCHF|Dart Executions, LLC|2297
SSL|SASOL LTD ADR|DEAN|MORGAN STANLEY|4328
SSL|SASOL LTD ADR|DEGS|RONIN PROFESSIONAL LLC|1428
SSL|SASOL LTD ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|179
SSL|SASOL LTD ADR|EBXL|EBX LLC|16100
SSL|SASOL LTD ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2299
SSL|SASOL LTD ADR|EDJO|Edward D. Jones & Co., L.P.|1876
SSL|SASOL LTD ADR|EGAM|CBOE TRADING, INC.|1800
SSL|SASOL LTD ADR|EGMT|EG MARKET TECHNOLOGIES LLC|339
SSL|SASOL LTD ADR|EGXM|CBOE TRADING, INC.|1969
SSL|SASOL LTD ADR|EGXW|CBOE TRADING, INC.|149
SSL|SASOL LTD ADR|ETBE|Electronic Transaction Clearing, Inc.|4298
SSL|SASOL LTD ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4377
SSL|SASOL LTD ADR|ETRS|E*Trade Securities LLC|3323
SSL|SASOL LTD ADR|FILL|Tradestation Securities, Inc.|20
SSL|SASOL LTD ADR|FMAF|NBCN Inc./ CDS|37
SSL|SASOL LTD ADR|FQLS|Quantlab Securities LP|53808
SSL|SASOL LTD ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32739
SSL|SASOL LTD ADR|FTBR|Foliofn Investments, Inc.|1210
SSL|SASOL LTD ADR|GLPX|ACS EXECUTION SERVICES, LLC|108
SSL|SASOL LTD ADR|GSCO|GOLDMAN SACHS & CO. LLC|168308
SSL|SASOL LTD ADR|GSLT|GOLDMAN SACHS & CO. LLC|4019
SSL|SASOL LTD ADR|GTSZ|GTS SECURITIES LLC|17207
SSL|SASOL LTD ADR|HRBF|American Enterprise Investment Services Inc.|2030
SSL|SASOL LTD ADR|HSBC|HSBC Securities, Inc.|308
SSL|SASOL LTD ADR|IATS|INTERACTIVE BROKERS LLC|4549
SSL|SASOL LTD ADR|IBKR|Interactive Brokers Llc|14137
SSL|SASOL LTD ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|71
SSL|SASOL LTD ADR|ICBX|INSTINET, LLC|12529
SSL|SASOL LTD ADR|INCA|INSTINET, LLC|97056
SSL|SASOL LTD ADR|INJX|INSTINET, LLC|1305
SSL|SASOL LTD ADR|ITGI|ITG Inc.|4449
SSL|SASOL LTD ADR|ITGP|ITG INC.|6800
SSL|SASOL LTD ADR|JEFF|JEFFERIES LLC|6295
SSL|SASOL LTD ADR|JMPT|JUMP TRADING, LLC|9310
SSL|SASOL LTD ADR|JPBX|J.P. MORGAN SECURITIES LLC|18836
SSL|SASOL LTD ADR|JPMX|J.P. Morgan Securities LLC|214545
SSL|SASOL LTD ADR|JSJX|JANE STREET CAPITAL LLC|1691
SSL|SASOL LTD ADR|KCGM|VIRTU Americas LLC|5054
SSL|SASOL LTD ADR|LEHM|Barclays Capital Inc./Le|357910
SSL|SASOL LTD ADR|LIME|Lime Brokerage LLC|9885
SSL|SASOL LTD ADR|LSCI|Lek Securities Corporation|100
SSL|SASOL LTD ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24700
SSL|SASOL LTD ADR|MOTF|MOTIF INVESTING, INC.|11
SSL|SASOL LTD ADR|MSCO|MORGAN STANLEY & CO. LLC|269680
SSL|SASOL LTD ADR|MSPL|MORGAN STANLEY & CO. LLC|107600
SSL|SASOL LTD ADR|MSTX|MORGAN STANLEY & CO. LLC|5200
SSL|SASOL LTD ADR|NFSC|National Financial Services LLC|43259
SSL|SASOL LTD ADR|NITE|VIRTU Americas LLC|156169
SSL|SASOL LTD ADR|NQRB|Brut, LLC|4305
SSL|SASOL LTD ADR|NTBF|BMO Nesbitt Burns Inc./CDS|259
SSL|SASOL LTD ADR|OLDM|OLD MISSION CAPITAL, LLC|10912
SSL|SASOL LTD ADR|OPCO|Oppenheimer & Co. Inc.|705
SSL|SASOL LTD ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|48
SSL|SASOL LTD ADR|PDQM|CODA MARKETS, INC.|210
SSL|SASOL LTD ADR|PWJC|UBS Financial Services, Inc.|9583
SSL|SASOL LTD ADR|RBCM|RBC CAPITAL MARKETS, LLC|1304
SSL|SASOL LTD ADR|SALI|INTL FCSTONE FINANCIAL INC.|65
SSL|SASOL LTD ADR|SBSH|Citigroup Global Markets Inc.|3375
SSL|SASOL LTD ADR|SGMT|GOLDMAN SACHS & CO. LLC|8167
SSL|SASOL LTD ADR|SPDR|SPEEDROUTE LLC|1800
SSL|SASOL LTD ADR|STFL|Stifel, Nicolaus & Company, Incorporated|1533
SSL|SASOL LTD ADR|SWIM|TD Ameritrade, Inc.|1311
SSL|SASOL LTD ADR|SWST|Hilltop Securities Inc.|952
SSL|SASOL LTD ADR|TDSI|TD Securities (USA) LLC|108
SSL|SASOL LTD ADR|TKNG|ALLY INVEST SECURITIES LLC|110
SSL|SASOL LTD ADR|TMBR|Timber Hill LLC|54
SSL|SASOL LTD ADR|TRBT|Tradebot Systems, Inc.|54947
SSL|SASOL LTD ADR|TRCM|TRC MARKETS LLC|78694
SSL|SASOL LTD ADR|TWTT|TASTYWORKS, INC.|100
SSL|SASOL LTD ADR|UBSA|UBS SECURITIES LLC|115481
SSL|SASOL LTD ADR|UBSS|UBS Securities LLC|219625
SSL|SASOL LTD ADR|VALX|VIRTU AMERICAS LLC|3576
SSL|SASOL LTD ADR|VGRD|Vanguard Marketing Corporation|4461
SSL|SASOL LTD ADR|WBLR|WILLIAM BLAIR|70
SSL|SASOL LTD ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|100
SSL|SASOL LTD ADR|WCHV|WELLS FARGO SECURITIES, LLC|9029
SSL|SASOL LTD ADR|WEDB|WEDBUSH SECURITIES INC.|1100
SSL|SASOL LTD ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1073
SSL|SASOL LTD ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2287
SSL|SASOL LTD ADR|WGIF|CIBC World Markets Inc.|47
SSL|SASOL LTD ADR|WSEA|WOLVERINE SECURITIES, LLC|303
SSL|SASOL LTD ADR|XIST|INSTINET, LLC|8800
SSL|SASOL LTD ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|566
SSL|SASOL LTD ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|127
SSLJ|SSLJ.COM LT ORD SH A|ALTX|Alternet Securities Inc.|900
SSLJ|SSLJ.COM LT ORD SH A|APCC|Apex Clearing Corporation|900
SSLJ|SSLJ.COM LT ORD SH A|BATM|CBOE TRADING, INC.|1200
SSLJ|SSLJ.COM LT ORD SH A|BYXM|CBOE TRADING, INC.|51
SSLJ|SSLJ.COM LT ORD SH A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9556
SSLJ|SSLJ.COM LT ORD SH A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4430
SSLJ|SSLJ.COM LT ORD SH A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5620
SSLJ|SSLJ.COM LT ORD SH A|DBAX|Deutsche Bank Securities Inc.|600
SSLJ|SSLJ.COM LT ORD SH A|DEGS|RONIN PROFESSIONAL LLC|1427
SSLJ|SSLJ.COM LT ORD SH A|EBXL|EBX LLC|1300
SSLJ|SSLJ.COM LT ORD SH A|ECUT|CONVERGEX EXECUTION SOLUTIONS|4811
SSLJ|SSLJ.COM LT ORD SH A|EGAM|CBOE TRADING, INC.|300
SSLJ|SSLJ.COM LT ORD SH A|ETRS|E*Trade Securities LLC|52309
SSLJ|SSLJ.COM LT ORD SH A|FBCO|Credit Suisse Securities (USA) LLC|3358
SSLJ|SSLJ.COM LT ORD SH A|FMAF|NBCN Inc./ CDS|300
SSLJ|SSLJ.COM LT ORD SH A|FOMA|TD AMERITRADE CLEARING, INC.|18935
SSLJ|SSLJ.COM LT ORD SH A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
SSLJ|SSLJ.COM LT ORD SH A|GEBB|GLOBAL EXECUTION BROKERS, LP|300
SSLJ|SSLJ.COM LT ORD SH A|GLPX|ACS EXECUTION SERVICES, LLC|1477
SSLJ|SSLJ.COM LT ORD SH A|GSLT|GOLDMAN SACHS & CO. LLC|1220
SSLJ|SSLJ.COM LT ORD SH A|GTSZ|GTS SECURITIES LLC|13809
SSLJ|SSLJ.COM LT ORD SH A|IATS|INTERACTIVE BROKERS LLC|23531
SSLJ|SSLJ.COM LT ORD SH A|IBKR|Interactive Brokers Llc|695712
SSLJ|SSLJ.COM LT ORD SH A|ICBX|INSTINET, LLC|600
SSLJ|SSLJ.COM LT ORD SH A|INCA|INSTINET, LLC|63919
SSLJ|SSLJ.COM LT ORD SH A|ITGI|ITG Inc.|4752
SSLJ|SSLJ.COM LT ORD SH A|ITGP|ITG INC.|200
SSLJ|SSLJ.COM LT ORD SH A|JPMX|J.P. Morgan Securities LLC|400
SSLJ|SSLJ.COM LT ORD SH A|LEHM|Barclays Capital Inc./Le|300
SSLJ|SSLJ.COM LT ORD SH A|LIME|Lime Brokerage LLC|12418
SSLJ|SSLJ.COM LT ORD SH A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SSLJ|SSLJ.COM LT ORD SH A|MICA|Spartan Securities Group, Ltd.|2000
SSLJ|SSLJ.COM LT ORD SH A|MSCO|MORGAN STANLEY & CO. LLC|36132
SSLJ|SSLJ.COM LT ORD SH A|MSPL|MORGAN STANLEY & CO. LLC|800
SSLJ|SSLJ.COM LT ORD SH A|NFSC|National Financial Services LLC|5950
SSLJ|SSLJ.COM LT ORD SH A|NITE|VIRTU Americas LLC|81617
SSLJ|SSLJ.COM LT ORD SH A|PDQM|CODA MARKETS, INC.|3477
SSLJ|SSLJ.COM LT ORD SH A|SAGL|SAGETRADER, LLC|300
SSLJ|SSLJ.COM LT ORD SH A|SBSH|Citigroup Global Markets Inc.|8200
SSLJ|SSLJ.COM LT ORD SH A|SGMT|GOLDMAN SACHS & CO. LLC|124
SSLJ|SSLJ.COM LT ORD SH A|SPDR|SPEEDROUTE LLC|18575
SSLJ|SSLJ.COM LT ORD SH A|SWIM|TD Ameritrade, Inc.|14920
SSLJ|SSLJ.COM LT ORD SH A|TRCM|TRC MARKETS LLC|615
SSLJ|SSLJ.COM LT ORD SH A|UBSA|UBS SECURITIES LLC|11141
SSLJ|SSLJ.COM LT ORD SH A|UBSS|UBS Securities LLC|9559
SSLJ|SSLJ.COM LT ORD SH A|VGRD|Vanguard Marketing Corporation|600
SSLJ|SSLJ.COM LT ORD SH A|WGIF|CIBC World Markets Inc.|2259
SSLJ|SSLJ.COM LT ORD SH A|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SSNC|SS&C TECHNOLOGIES|ABLE|NATIXIS Securities Americas LLC|2557
SSNC|SS&C TECHNOLOGIES|ALLN|Allen & Company LLC|3013
SSNC|SS&C TECHNOLOGIES|ALTX|Alternet Securities Inc.|7795
SSNC|SS&C TECHNOLOGIES|ANOS|ABEL/NOSER, L.L.C.|1152
SSNC|SS&C TECHNOLOGIES|APCC|Apex Clearing Corporation|3404
SSNC|SS&C TECHNOLOGIES|AQUA|AQUA SECURITIES L.P.|6500
SSNC|SS&C TECHNOLOGIES|BANK|Primevest Financial Services, Inc.|23
SSNC|SS&C TECHNOLOGIES|BARD|Robert W. Baird & Co. Incorporated|1633
SSNC|SS&C TECHNOLOGIES|BATM|CBOE TRADING, INC.|6519
SSNC|SS&C TECHNOLOGIES|BBNT|BB&T SECURITIES, LLC|195
SSNC|SS&C TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|441670
SSNC|SS&C TECHNOLOGIES|BGCE|BGC Financial Inc.|3762
SSNC|SS&C TECHNOLOGIES|BIDS|BIDS TRADING L.P.|7700
SSNC|SS&C TECHNOLOGIES|BKCM|BNY Mellon Capital Markets LLC|529
SSNC|SS&C TECHNOLOGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3684
SSNC|SS&C TECHNOLOGIES|BLKX|INSTINET, LLC|83500
SSNC|SS&C TECHNOLOGIES|BMOC|BMO Capital Markets Corp.|302289
SSNC|SS&C TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|63784
SSNC|SS&C TECHNOLOGIES|BTIG|BTIG, LLC|590513
SSNC|SS&C TECHNOLOGIES|BYXM|CBOE TRADING, INC.|6735
SSNC|SS&C TECHNOLOGIES|BZYD|GOLDMAN SACHS & CO. LLC|600
SSNC|SS&C TECHNOLOGIES|CABR|Cabrera Capital Markets, Inc.|50
SSNC|SS&C TECHNOLOGIES|CANT|Cantor Fitzgerald & Co.|20065
SSNC|SS&C TECHNOLOGIES|CBLC|CITIGROUP GLOBAL MARKETS INC.|49400
SSNC|SS&C TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|7717
SSNC|SS&C TECHNOLOGIES|CIBP|CIBC World Markets Corp.|421100
SSNC|SS&C TECHNOLOGIES|CIOI|CITIGROUP GLOBAL MARKETS INC|45790
SSNC|SS&C TECHNOLOGIES|CIST|Capital Institutional Services, Inc.|5273
SSNC|SS&C TECHNOLOGIES|CLSA|CLSA AMERICAS, LLC|1600
SSNC|SS&C TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|450659
SSNC|SS&C TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
SSNC|SS&C TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|536731
SSNC|SS&C TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|56696
SSNC|SS&C TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|21808
SSNC|SS&C TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|522410
SSNC|SS&C TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|217000
SSNC|SS&C TECHNOLOGIES|DBUL|Deutsche Bank Securities Inc.|33458
SSNC|SS&C TECHNOLOGIES|DCHF|Dart Executions, LLC|402
SSNC|SS&C TECHNOLOGIES|DEAN|MORGAN STANLEY|153685
SSNC|SS&C TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|256
SSNC|SS&C TECHNOLOGIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6779
SSNC|SS&C TECHNOLOGIES|DOTC|Dougherty & Company LLC|12782
SSNC|SS&C TECHNOLOGIES|DRWK|DRW SECURITIES, L.L.C.|119178
SSNC|SS&C TECHNOLOGIES|EBXL|EBX LLC|263700
SSNC|SS&C TECHNOLOGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|20727
SSNC|SS&C TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|2361
SSNC|SS&C TECHNOLOGIES|EGAM|CBOE TRADING, INC.|29746
SSNC|SS&C TECHNOLOGIES|EGAW|CBOE TRADING, INC.|1948
SSNC|SS&C TECHNOLOGIES|EGMT|EG MARKET TECHNOLOGIES LLC|2510
SSNC|SS&C TECHNOLOGIES|EGXM|CBOE TRADING, INC.|9009
SSNC|SS&C TECHNOLOGIES|EGXW|CBOE TRADING, INC.|1433
SSNC|SS&C TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|142681
SSNC|SS&C TECHNOLOGIES|ETCC|Electronic Transaction Clearing, Inc.|707
SSNC|SS&C TECHNOLOGIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11644
SSNC|SS&C TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36534
SSNC|SS&C TECHNOLOGIES|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|248114
SSNC|SS&C TECHNOLOGIES|ETRS|E*Trade Securities LLC|16998
SSNC|SS&C TECHNOLOGIES|FBCO|Credit Suisse Securities (USA) LLC|851093
SSNC|SS&C TECHNOLOGIES|FILL|Tradestation Securities, Inc.|3063
SSNC|SS&C TECHNOLOGIES|FMAF|NBCN Inc./ CDS|5496
SSNC|SS&C TECHNOLOGIES|FOMA|TD AMERITRADE CLEARING, INC.|91165
SSNC|SS&C TECHNOLOGIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31588
SSNC|SS&C TECHNOLOGIES|FQLS|Quantlab Securities LP|510627
SSNC|SS&C TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23428
SSNC|SS&C TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|818
SSNC|SS&C TECHNOLOGIES|GEBB|GLOBAL EXECUTION BROKERS, LP|4322
SSNC|SS&C TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|41143
SSNC|SS&C TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|3505113
SSNC|SS&C TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|29399
SSNC|SS&C TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|7478
SSNC|SS&C TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|171914
SSNC|SS&C TECHNOLOGIES|GUGS|Guggenheim Securities, LLC|100
SSNC|SS&C TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|1305
SSNC|SS&C TECHNOLOGIES|HSBC|HSBC Securities, Inc.|6349
SSNC|SS&C TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|18489
SSNC|SS&C TECHNOLOGIES|IBKR|Interactive Brokers Llc|88584
SSNC|SS&C TECHNOLOGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|64
SSNC|SS&C TECHNOLOGIES|ICBX|INSTINET, LLC|89993
SSNC|SS&C TECHNOLOGIES|INCA|INSTINET, LLC|709526
SSNC|SS&C TECHNOLOGIES|INJX|INSTINET, LLC|37766
SSNC|SS&C TECHNOLOGIES|INTL|INTL FCSTONE FINANCIAL INC.|100
SSNC|SS&C TECHNOLOGIES|ITGI|ITG Inc.|1575769
SSNC|SS&C TECHNOLOGIES|ITGP|ITG INC.|551000
SSNC|SS&C TECHNOLOGIES|JANY|Janney Montgomery Scott Inc.|27
SSNC|SS&C TECHNOLOGIES|JEFF|JEFFERIES LLC|129338
SSNC|SS&C TECHNOLOGIES|JMPT|JUMP TRADING, LLC|124039
SSNC|SS&C TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|149671
SSNC|SS&C TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|834613
SSNC|SS&C TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|34312
SSNC|SS&C TECHNOLOGIES|KCGM|VIRTU Americas LLC|52361
SSNC|SS&C TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|2463755
SSNC|SS&C TECHNOLOGIES|LIME|Lime Brokerage LLC|318026
SSNC|SS&C TECHNOLOGIES|LMGP|LIME BROKERAGE LLC|17029
SSNC|SS&C TECHNOLOGIES|LMNX|LUMINEX TRADING & ANALYTICS LLC|2500572
SSNC|SS&C TECHNOLOGIES|LQNA|LIQUIDNET, INC.|57600
SSNC|SS&C TECHNOLOGIES|LQNB|LIQUIDNET, INC.|12900
SSNC|SS&C TECHNOLOGIES|LSCI|Lek Securities Corporation|23
SSNC|SS&C TECHNOLOGIES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SSNC|SS&C TECHNOLOGIES|MACQ|Macquarie Capital (USA) Inc.|3122
SSNC|SS&C TECHNOLOGIES|MAXM|Maxim Group LLC|57
SSNC|SS&C TECHNOLOGIES|MCMF|Raymond James Ltd. Cds|1504
SSNC|SS&C TECHNOLOGIES|MKMP|MKM Partners LLC|44906
SSNC|SS&C TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99310
SSNC|SS&C TECHNOLOGIES|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2500
SSNC|SS&C TECHNOLOGIES|MOTF|MOTIF INVESTING, INC.|2
SSNC|SS&C TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|5998643
SSNC|SS&C TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|554500
SSNC|SS&C TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|331400
SSNC|SS&C TECHNOLOGIES|NFSC|National Financial Services LLC|315825
SSNC|SS&C TECHNOLOGIES|NITE|VIRTU Americas LLC|330147
SSNC|SS&C TECHNOLOGIES|NITP|VIRTU Americas LLC|14200
SSNC|SS&C TECHNOLOGIES|NQRB|Brut, LLC|47268
SSNC|SS&C TECHNOLOGIES|NTRC|Northern Trust Securities, Inc.|4085
SSNC|SS&C TECHNOLOGIES|OPCO|Oppenheimer & Co. Inc.|4952
SSNC|SS&C TECHNOLOGIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9299
SSNC|SS&C TECHNOLOGIES|PDQM|CODA MARKETS, INC.|64273
SSNC|SS&C TECHNOLOGIES|PICT|Pictet Overseas Inc.|2339
SSNC|SS&C TECHNOLOGIES|PIPR|Piper Jaffray & Co.|2982
SSNC|SS&C TECHNOLOGIES|PWJC|UBS Financial Services, Inc.|65
SSNC|SS&C TECHNOLOGIES|RAJA|Raymond James & Associates, Inc.|116522
SSNC|SS&C TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|7870
SSNC|SS&C TECHNOLOGIES|SAGL|SAGETRADER, LLC|53345
SSNC|SS&C TECHNOLOGIES|SAGW|SAGETRADER, LLC|414
SSNC|SS&C TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|682962
SSNC|SS&C TECHNOLOGIES|SEIC|SEI Investments Distribution Co.|200
SSNC|SS&C TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|163378
SSNC|SS&C TECHNOLOGIES|SJLS|TRADE INFORMATICS LLC|100
SSNC|SS&C TECHNOLOGIES|SPDR|SPEEDROUTE LLC|11414
SSNC|SS&C TECHNOLOGIES|SPHN|Stephens Inc.|50
SSNC|SS&C TECHNOLOGIES|STFL|Stifel, Nicolaus & Company, Incorporated|15285
SSNC|SS&C TECHNOLOGIES|STRS|STRATEGAS RESEARCH PARTNERS|1500
SSNC|SS&C TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|6673
SSNC|SS&C TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|811
SSNC|SS&C TECHNOLOGIES|TMBR|Timber Hill LLC|1215
SSNC|SS&C TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|580011
SSNC|SS&C TECHNOLOGIES|TRCM|TRC MARKETS LLC|292178
SSNC|SS&C TECHNOLOGIES|TWTT|TASTYWORKS, INC.|10
SSNC|SS&C TECHNOLOGIES|UBSA|UBS SECURITIES LLC|785996
SSNC|SS&C TECHNOLOGIES|UBSS|UBS Securities LLC|1218237
SSNC|SS&C TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|6356
SSNC|SS&C TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|1847
SSNC|SS&C TECHNOLOGIES|VSIN|Vision Financial Markets Llc|520
SSNC|SS&C TECHNOLOGIES|WBLR|WILLIAM BLAIR|24
SSNC|SS&C TECHNOLOGIES|WBPX|SUMMIT SECURITIES GROUP, LLC|1147
SSNC|SS&C TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|59938
SSNC|SS&C TECHNOLOGIES|WEED|Weeden & Co.L.P.|2088
SSNC|SS&C TECHNOLOGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3921
SSNC|SS&C TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5356
SSNC|SS&C TECHNOLOGIES|WGIF|CIBC World Markets Inc.|200
SSNC|SS&C TECHNOLOGIES|WSAG|WALL STREET ACCESS|243
SSNC|SS&C TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|2936
SSNC|SS&C TECHNOLOGIES|XIST|INSTINET, LLC|10472
SSNC|SS&C TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|18428
SSNC|SS&C TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|5037
SSNC|SS&C TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2342
SSNT|SILVERSUN TECH CMN|APCC|Apex Clearing Corporation|7
SSNT|SILVERSUN TECH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1170
SSNT|SILVERSUN TECH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4
SSNT|SILVERSUN TECH CMN|CTDL|Citadel Derivatives Group Llc|23
SSNT|SILVERSUN TECH CMN|ETRS|E*Trade Securities LLC|4266
SSNT|SILVERSUN TECH CMN|FOMA|TD AMERITRADE CLEARING, INC.|2675
SSNT|SILVERSUN TECH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|124
SSNT|SILVERSUN TECH CMN|FTBR|Foliofn Investments, Inc.|1
SSNT|SILVERSUN TECH CMN|IATS|INTERACTIVE BROKERS LLC|1994
SSNT|SILVERSUN TECH CMN|IBKR|Interactive Brokers Llc|13908
SSNT|SILVERSUN TECH CMN|INCA|INSTINET, LLC|208
SSNT|SILVERSUN TECH CMN|JONE|JonesTrading|55
SSNT|SILVERSUN TECH CMN|LEHM|Barclays Capital Inc./Le|64
SSNT|SILVERSUN TECH CMN|LIME|Lime Brokerage LLC|1458
SSNT|SILVERSUN TECH CMN|MSCO|MORGAN STANLEY & CO. LLC|217
SSNT|SILVERSUN TECH CMN|NFSC|National Financial Services LLC|1255
SSNT|SILVERSUN TECH CMN|NITE|VIRTU Americas LLC|1765
SSNT|SILVERSUN TECH CMN|RAJA|Raymond James & Associates, Inc.|1
SSNT|SILVERSUN TECH CMN|RBCM|RBC CAPITAL MARKETS, LLC|134
SSNT|SILVERSUN TECH CMN|TKNG|ALLY INVEST SECURITIES LLC|25
SSNT|SILVERSUN TECH CMN|TRCM|TRC MARKETS LLC|101
SSNT|SILVERSUN TECH CMN|UBSA|UBS SECURITIES LLC|318
SSNT|SILVERSUN TECH CMN|UBSS|UBS Securities LLC|1227
SSNT|SILVERSUN TECH CMN|WCHV|WELLS FARGO SECURITIES, LLC|1
SSNT|SILVERSUN TECH CMN|WSEA|WOLVERINE SECURITIES, LLC|2
SSO|ULTRA S&P500 PROSHRS|ALTX|Alternet Securities Inc.|9399
SSO|ULTRA S&P500 PROSHRS|ANOS|ABEL/NOSER, L.L.C.|7826
SSO|ULTRA S&P500 PROSHRS|APCC|Apex Clearing Corporation|6145
SSO|ULTRA S&P500 PROSHRS|BARD|Robert W. Baird & Co. Incorporated|250
SSO|ULTRA S&P500 PROSHRS|BATM|CBOE TRADING, INC.|254382
SSO|ULTRA S&P500 PROSHRS|BIDS|BIDS TRADING L.P.|500
SSO|ULTRA S&P500 PROSHRS|BIMI|Banca IMI Securities Corp.|660
SSO|ULTRA S&P500 PROSHRS|BKCM|BNY Mellon Capital Markets LLC|3057
SSO|ULTRA S&P500 PROSHRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15649
SSO|ULTRA S&P500 PROSHRS|BYXM|CBOE TRADING, INC.|75216
SSO|ULTRA S&P500 PROSHRS|CHAS|Charles Schwab & Co., Inc.|12003
SSO|ULTRA S&P500 PROSHRS|CMTT|CMT TRADING LLC|200
SSO|ULTRA S&P500 PROSHRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29701
SSO|ULTRA S&P500 PROSHRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6610
SSO|ULTRA S&P500 PROSHRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|243920
SSO|ULTRA S&P500 PROSHRS|CSIN|Citadel Securities Institutional LLC|180510
SSO|ULTRA S&P500 PROSHRS|CTDL|Citadel Derivatives Group Llc|216411
SSO|ULTRA S&P500 PROSHRS|CTLR|CUTLER GROUP, LP|200
SSO|ULTRA S&P500 PROSHRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7360
SSO|ULTRA S&P500 PROSHRS|DADA|D.A. Davidson & Co.|225
SSO|ULTRA S&P500 PROSHRS|DBAB|Deutsche Bank Securities Inc.|3155
SSO|ULTRA S&P500 PROSHRS|DBAX|Deutsche Bank Securities Inc.|45300
SSO|ULTRA S&P500 PROSHRS|DCHF|Dart Executions, LLC|46661
SSO|ULTRA S&P500 PROSHRS|DEAN|MORGAN STANLEY|1710
SSO|ULTRA S&P500 PROSHRS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|90
SSO|ULTRA S&P500 PROSHRS|DRWJ|DRW SECURITIES, L.L.C.|561709
SSO|ULTRA S&P500 PROSHRS|EBXL|EBX LLC|250000
SSO|ULTRA S&P500 PROSHRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
SSO|ULTRA S&P500 PROSHRS|EDJO|Edward D. Jones & Co., L.P.|139
SSO|ULTRA S&P500 PROSHRS|EGAM|CBOE TRADING, INC.|162523
SSO|ULTRA S&P500 PROSHRS|EGAW|CBOE TRADING, INC.|100
SSO|ULTRA S&P500 PROSHRS|EGXM|CBOE TRADING, INC.|52452
SSO|ULTRA S&P500 PROSHRS|ESPO|ESPOSITO SECURITIES, LLC|3399
SSO|ULTRA S&P500 PROSHRS|ETBE|Electronic Transaction Clearing, Inc.|16105
SSO|ULTRA S&P500 PROSHRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11784
SSO|ULTRA S&P500 PROSHRS|ETRS|E*Trade Securities LLC|411967
SSO|ULTRA S&P500 PROSHRS|FBSB|U.S. Bancorp Investments, Inc.|3441
SSO|ULTRA S&P500 PROSHRS|FIDT|Fidelity Clearing Canada ULC./ CDS|857
SSO|ULTRA S&P500 PROSHRS|FILL|Tradestation Securities, Inc.|76266
SSO|ULTRA S&P500 PROSHRS|FINX|FINTECH SECURITIES|8
SSO|ULTRA S&P500 PROSHRS|FMAF|NBCN Inc./ CDS|296
SSO|ULTRA S&P500 PROSHRS|FQLS|Quantlab Securities LP|63801
SSO|ULTRA S&P500 PROSHRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5700
SSO|ULTRA S&P500 PROSHRS|FTBR|Foliofn Investments, Inc.|17437
SSO|ULTRA S&P500 PROSHRS|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
SSO|ULTRA S&P500 PROSHRS|GLIS|TD Securities Inc|28730
SSO|ULTRA S&P500 PROSHRS|GLPX|ACS EXECUTION SERVICES, LLC|26346
SSO|ULTRA S&P500 PROSHRS|GSCO|GOLDMAN SACHS & CO. LLC|15960
SSO|ULTRA S&P500 PROSHRS|GSCS|GOLDMAN SACHS & CO. LLC|5879
SSO|ULTRA S&P500 PROSHRS|GSIC|GLOBAL STRATEGIC INVESTMENTS|1600
SSO|ULTRA S&P500 PROSHRS|GSLT|GOLDMAN SACHS & CO. LLC|7125
SSO|ULTRA S&P500 PROSHRS|GTSZ|GTS SECURITIES LLC|657144
SSO|ULTRA S&P500 PROSHRS|HRBF|American Enterprise Investment Services Inc.|4549
SSO|ULTRA S&P500 PROSHRS|IATS|INTERACTIVE BROKERS LLC|70747
SSO|ULTRA S&P500 PROSHRS|IBKR|Interactive Brokers Llc|279201
SSO|ULTRA S&P500 PROSHRS|ICBX|INSTINET, LLC|116367
SSO|ULTRA S&P500 PROSHRS|INCA|INSTINET, LLC|245422
SSO|ULTRA S&P500 PROSHRS|ITGI|ITG Inc.|8109
SSO|ULTRA S&P500 PROSHRS|ITGP|ITG INC.|25400
SSO|ULTRA S&P500 PROSHRS|JANY|Janney Montgomery Scott Inc.|10132
SSO|ULTRA S&P500 PROSHRS|JMPT|JUMP TRADING, LLC|31162
SSO|ULTRA S&P500 PROSHRS|JPMX|J.P. Morgan Securities LLC|82180
SSO|ULTRA S&P500 PROSHRS|JSEB|JANE STREET EXECUTION SERVICES, LLC|52600
SSO|ULTRA S&P500 PROSHRS|JSJX|JANE STREET CAPITAL LLC|940764
SSO|ULTRA S&P500 PROSHRS|KCGM|VIRTU Americas LLC|39391
SSO|ULTRA S&P500 PROSHRS|LEHM|Barclays Capital Inc./Le|264218
SSO|ULTRA S&P500 PROSHRS|LGNT|COR CLEARING LLC|4
SSO|ULTRA S&P500 PROSHRS|LIME|Lime Brokerage LLC|80555
SSO|ULTRA S&P500 PROSHRS|LIWM|LIME BROKERAGE LLC|48456
SSO|ULTRA S&P500 PROSHRS|LMGP|LIME BROKERAGE LLC|75
SSO|ULTRA S&P500 PROSHRS|LSCI|Lek Securities Corporation|21
SSO|ULTRA S&P500 PROSHRS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SSO|ULTRA S&P500 PROSHRS|MACC|Mid Atlantic Capital Corporation|586
SSO|ULTRA S&P500 PROSHRS|MBTS|ALLY INVEST SECURITIES LLC|178
SSO|ULTRA S&P500 PROSHRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|361728
SSO|ULTRA S&P500 PROSHRS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3435
SSO|ULTRA S&P500 PROSHRS|MOTF|MOTIF INVESTING, INC.|15
SSO|ULTRA S&P500 PROSHRS|MSCO|MORGAN STANLEY & CO. LLC|202984
SSO|ULTRA S&P500 PROSHRS|MSPL|MORGAN STANLEY & CO. LLC|5800
SSO|ULTRA S&P500 PROSHRS|NFSC|National Financial Services LLC|3341206
SSO|ULTRA S&P500 PROSHRS|NITE|VIRTU Americas LLC|3072666
SSO|ULTRA S&P500 PROSHRS|NITP|VIRTU Americas LLC|10041
SSO|ULTRA S&P500 PROSHRS|NQRB|Brut, LLC|23651
SSO|ULTRA S&P500 PROSHRS|NTBF|BMO Nesbitt Burns Inc./CDS|16728
SSO|ULTRA S&P500 PROSHRS|OHOS|TWO SIGMA SECURITIES, LLC|5979
SSO|ULTRA S&P500 PROSHRS|OPCO|Oppenheimer & Co. Inc.|133
SSO|ULTRA S&P500 PROSHRS|PDQM|CODA MARKETS, INC.|28576
SSO|ULTRA S&P500 PROSHRS|PHLY|NASDAQ Execution Services, LLC|15600
SSO|ULTRA S&P500 PROSHRS|PICT|Pictet Overseas Inc.|800
SSO|ULTRA S&P500 PROSHRS|PWJC|UBS Financial Services, Inc.|1302
SSO|ULTRA S&P500 PROSHRS|RBCM|RBC CAPITAL MARKETS, LLC|11505
SSO|ULTRA S&P500 PROSHRS|RHOX|XR Securities LLC|664795
SSO|ULTRA S&P500 PROSHRS|SALI|INTL FCSTONE FINANCIAL INC.|200
SSO|ULTRA S&P500 PROSHRS|SBRX|MURIEL SIEBERT & CO INC|300
SSO|ULTRA S&P500 PROSHRS|SBSH|Citigroup Global Markets Inc.|1179
SSO|ULTRA S&P500 PROSHRS|SGMT|GOLDMAN SACHS & CO. LLC|228947
SSO|ULTRA S&P500 PROSHRS|SHMR|ABN Amro Clearing LLC|749
SSO|ULTRA S&P500 PROSHRS|SPDR|SPEEDROUTE LLC|8080
SSO|ULTRA S&P500 PROSHRS|STFL|Stifel, Nicolaus & Company, Incorporated|1
SSO|ULTRA S&P500 PROSHRS|STKP|STOCKPILE INVESTMENTS, INC.|60
SSO|ULTRA S&P500 PROSHRS|SWIM|TD Ameritrade, Inc.|1662555
SSO|ULTRA S&P500 PROSHRS|SWST|Hilltop Securities Inc.|58
SSO|ULTRA S&P500 PROSHRS|TKNG|ALLY INVEST SECURITIES LLC|5043
SSO|ULTRA S&P500 PROSHRS|TRBT|Tradebot Systems, Inc.|763450
SSO|ULTRA S&P500 PROSHRS|TRCM|TRC MARKETS LLC|910767
SSO|ULTRA S&P500 PROSHRS|TWTT|TASTYWORKS, INC.|10860
SSO|ULTRA S&P500 PROSHRS|UBSA|UBS SECURITIES LLC|146059
SSO|ULTRA S&P500 PROSHRS|UBSS|UBS Securities LLC|280544
SSO|ULTRA S&P500 PROSHRS|VALX|VIRTU AMERICAS LLC|82713
SSO|ULTRA S&P500 PROSHRS|VGRD|Vanguard Marketing Corporation|95529
SSO|ULTRA S&P500 PROSHRS|WCHV|WELLS FARGO SECURITIES, LLC|49373
SSO|ULTRA S&P500 PROSHRS|WEDB|WEDBUSH SECURITIES INC.|370
SSO|ULTRA S&P500 PROSHRS|WEED|Weeden & Co.L.P.|251
SSO|ULTRA S&P500 PROSHRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42524
SSO|ULTRA S&P500 PROSHRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|84093
SSO|ULTRA S&P500 PROSHRS|WGIF|CIBC World Markets Inc.|836
SSO|ULTRA S&P500 PROSHRS|WSEA|WOLVERINE SECURITIES, LLC|16810
SSO|ULTRA S&P500 PROSHRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SSO|ULTRA S&P500 PROSHRS|YKNA|COMHAR CAPITAL MARKETS, LLC|6
SSO|ULTRA S&P500 PROSHRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|979
SSP|E W SCRIPPS CMN CL A|ALTX|Alternet Securities Inc.|5900
SSP|E W SCRIPPS CMN CL A|APCC|Apex Clearing Corporation|184
SSP|E W SCRIPPS CMN CL A|BATM|CBOE TRADING, INC.|2200
SSP|E W SCRIPPS CMN CL A|BAYT|BTIG, LLC|300
SSP|E W SCRIPPS CMN CL A|BERN|Sanford C. Bernstein & Co., LLC|218574
SSP|E W SCRIPPS CMN CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80
SSP|E W SCRIPPS CMN CL A|BLKX|INSTINET, LLC|33000
SSP|E W SCRIPPS CMN CL A|BMOC|BMO Capital Markets Corp.|9078
SSP|E W SCRIPPS CMN CL A|BNPX|BNP PARIBAS SECURITIES CORP.|11225
SSP|E W SCRIPPS CMN CL A|BRVL|BLAYLOCK VAN, LLC|2300
SSP|E W SCRIPPS CMN CL A|BTIG|BTIG, LLC|177584
SSP|E W SCRIPPS CMN CL A|BYXM|CBOE TRADING, INC.|4098
SSP|E W SCRIPPS CMN CL A|BZYD|GOLDMAN SACHS & CO. LLC|3040
SSP|E W SCRIPPS CMN CL A|CANT|Cantor Fitzgerald & Co.|12735
SSP|E W SCRIPPS CMN CL A|CHAS|Charles Schwab & Co., Inc.|3017
SSP|E W SCRIPPS CMN CL A|CIST|Capital Institutional Services, Inc.|300
SSP|E W SCRIPPS CMN CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13620
SSP|E W SCRIPPS CMN CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15994
SSP|E W SCRIPPS CMN CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|255
SSP|E W SCRIPPS CMN CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|226741
SSP|E W SCRIPPS CMN CL A|CTDL|Citadel Derivatives Group Llc|32928
SSP|E W SCRIPPS CMN CL A|CTLR|CUTLER GROUP, LP|900
SSP|E W SCRIPPS CMN CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|40700
SSP|E W SCRIPPS CMN CL A|DBAB|Deutsche Bank Securities Inc.|391906
SSP|E W SCRIPPS CMN CL A|DBAX|Deutsche Bank Securities Inc.|180600
SSP|E W SCRIPPS CMN CL A|DBUL|Deutsche Bank Securities Inc.|1500
SSP|E W SCRIPPS CMN CL A|DEAN|MORGAN STANLEY|1681
SSP|E W SCRIPPS CMN CL A|DEGS|RONIN PROFESSIONAL LLC|15725
SSP|E W SCRIPPS CMN CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|642
SSP|E W SCRIPPS CMN CL A|EBXL|EBX LLC|98400
SSP|E W SCRIPPS CMN CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|3661
SSP|E W SCRIPPS CMN CL A|EDJO|Edward D. Jones & Co., L.P.|867
SSP|E W SCRIPPS CMN CL A|EGAM|CBOE TRADING, INC.|13913
SSP|E W SCRIPPS CMN CL A|EGAW|CBOE TRADING, INC.|200
SSP|E W SCRIPPS CMN CL A|EGXM|CBOE TRADING, INC.|4858
SSP|E W SCRIPPS CMN CL A|ETBE|Electronic Transaction Clearing, Inc.|15323
SSP|E W SCRIPPS CMN CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|14460
SSP|E W SCRIPPS CMN CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8131
SSP|E W SCRIPPS CMN CL A|ETRS|E*Trade Securities LLC|6148
SSP|E W SCRIPPS CMN CL A|FBCO|Credit Suisse Securities (USA) LLC|307479
SSP|E W SCRIPPS CMN CL A|FILL|Tradestation Securities, Inc.|10
SSP|E W SCRIPPS CMN CL A|FINX|FINTECH SECURITIES|50
SSP|E W SCRIPPS CMN CL A|FMAF|NBCN Inc./ CDS|100
SSP|E W SCRIPPS CMN CL A|FOMA|TD AMERITRADE CLEARING, INC.|40063
SSP|E W SCRIPPS CMN CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|773
SSP|E W SCRIPPS CMN CL A|FQLS|Quantlab Securities LP|177622
SSP|E W SCRIPPS CMN CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131110
SSP|E W SCRIPPS CMN CL A|FTBR|Foliofn Investments, Inc.|156
SSP|E W SCRIPPS CMN CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|20407
SSP|E W SCRIPPS CMN CL A|GLPX|ACS EXECUTION SERVICES, LLC|17160
SSP|E W SCRIPPS CMN CL A|GSCO|GOLDMAN SACHS & CO. LLC|923919
SSP|E W SCRIPPS CMN CL A|GSCS|GOLDMAN SACHS & CO. LLC|49749
SSP|E W SCRIPPS CMN CL A|GSLT|GOLDMAN SACHS & CO. LLC|3921
SSP|E W SCRIPPS CMN CL A|GTSZ|GTS SECURITIES LLC|19781
SSP|E W SCRIPPS CMN CL A|IATS|INTERACTIVE BROKERS LLC|8468
SSP|E W SCRIPPS CMN CL A|IBKR|Interactive Brokers Llc|59964
SSP|E W SCRIPPS CMN CL A|ICBX|INSTINET, LLC|44093
SSP|E W SCRIPPS CMN CL A|IEQY|CITADEL SECURITIES LLC|61970
SSP|E W SCRIPPS CMN CL A|INCA|INSTINET, LLC|475825
SSP|E W SCRIPPS CMN CL A|INJX|INSTINET, LLC|8080
SSP|E W SCRIPPS CMN CL A|ITGI|ITG Inc.|47287
SSP|E W SCRIPPS CMN CL A|ITGP|ITG INC.|144600
SSP|E W SCRIPPS CMN CL A|JEFF|JEFFERIES LLC|123267
SSP|E W SCRIPPS CMN CL A|JMPT|JUMP TRADING, LLC|27274
SSP|E W SCRIPPS CMN CL A|JPBX|J.P. MORGAN SECURITIES LLC|51476
SSP|E W SCRIPPS CMN CL A|JPMX|J.P. Morgan Securities LLC|386036
SSP|E W SCRIPPS CMN CL A|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
SSP|E W SCRIPPS CMN CL A|JSJX|JANE STREET CAPITAL LLC|5821
SSP|E W SCRIPPS CMN CL A|KCGM|VIRTU Americas LLC|31282
SSP|E W SCRIPPS CMN CL A|LEHM|Barclays Capital Inc./Le|735118
SSP|E W SCRIPPS CMN CL A|LIME|Lime Brokerage LLC|128221
SSP|E W SCRIPPS CMN CL A|LMGP|LIME BROKERAGE LLC|100
SSP|E W SCRIPPS CMN CL A|LOOP|Loop Capital Markets LLC|100
SSP|E W SCRIPPS CMN CL A|LQNA|LIQUIDNET, INC.|104000
SSP|E W SCRIPPS CMN CL A|LSCI|Lek Securities Corporation|13
SSP|E W SCRIPPS CMN CL A|MAXM|Maxim Group LLC|4734
SSP|E W SCRIPPS CMN CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|142693
SSP|E W SCRIPPS CMN CL A|MSCO|MORGAN STANLEY & CO. LLC|1832890
SSP|E W SCRIPPS CMN CL A|MSPL|MORGAN STANLEY & CO. LLC|398400
SSP|E W SCRIPPS CMN CL A|MSTX|MORGAN STANLEY & CO. LLC|131200
SSP|E W SCRIPPS CMN CL A|NFSC|National Financial Services LLC|48706
SSP|E W SCRIPPS CMN CL A|NITE|VIRTU Americas LLC|190608
SSP|E W SCRIPPS CMN CL A|NITP|VIRTU Americas LLC|4200
SSP|E W SCRIPPS CMN CL A|NQRB|Brut, LLC|31388
SSP|E W SCRIPPS CMN CL A|NTRC|Northern Trust Securities, Inc.|3729
SSP|E W SCRIPPS CMN CL A|OPCO|Oppenheimer & Co. Inc.|7251
SSP|E W SCRIPPS CMN CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1082
SSP|E W SCRIPPS CMN CL A|PCFF|Pacific International Securities Inc./CDS|920
SSP|E W SCRIPPS CMN CL A|PDQM|CODA MARKETS, INC.|3942
SSP|E W SCRIPPS CMN CL A|PWJC|UBS Financial Services, Inc.|1000
SSP|E W SCRIPPS CMN CL A|RAJA|Raymond James & Associates, Inc.|1566
SSP|E W SCRIPPS CMN CL A|SAGL|SAGETRADER, LLC|900
SSP|E W SCRIPPS CMN CL A|SBSH|Citigroup Global Markets Inc.|400119
SSP|E W SCRIPPS CMN CL A|SGMT|GOLDMAN SACHS & CO. LLC|42244
SSP|E W SCRIPPS CMN CL A|SPDR|SPEEDROUTE LLC|6700
SSP|E W SCRIPPS CMN CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|1500
SSP|E W SCRIPPS CMN CL A|STFL|Stifel, Nicolaus & Company, Incorporated|1305
SSP|E W SCRIPPS CMN CL A|SWIM|TD Ameritrade, Inc.|51741
SSP|E W SCRIPPS CMN CL A|SWST|Hilltop Securities Inc.|1
SSP|E W SCRIPPS CMN CL A|TKNG|ALLY INVEST SECURITIES LLC|906
SSP|E W SCRIPPS CMN CL A|TRBT|Tradebot Systems, Inc.|201894
SSP|E W SCRIPPS CMN CL A|TRCM|TRC MARKETS LLC|131567
SSP|E W SCRIPPS CMN CL A|TWTT|TASTYWORKS, INC.|92
SSP|E W SCRIPPS CMN CL A|UBSA|UBS SECURITIES LLC|377375
SSP|E W SCRIPPS CMN CL A|UBSS|UBS Securities LLC|821964
SSP|E W SCRIPPS CMN CL A|VALX|VIRTU AMERICAS LLC|7327
SSP|E W SCRIPPS CMN CL A|VGRD|Vanguard Marketing Corporation|2549
SSP|E W SCRIPPS CMN CL A|WCHV|WELLS FARGO SECURITIES, LLC|65941
SSP|E W SCRIPPS CMN CL A|WEED|Weeden & Co.L.P.|10200
SSP|E W SCRIPPS CMN CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2190
SSP|E W SCRIPPS CMN CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9239
SSP|E W SCRIPPS CMN CL A|WSEA|WOLVERINE SECURITIES, LLC|1355
SSP|E W SCRIPPS CMN CL A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|900
SSP|E W SCRIPPS CMN CL A|XIST|INSTINET, LLC|27200
SSP|E W SCRIPPS CMN CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|9228
SSP|E W SCRIPPS CMN CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|213
SSP|E W SCRIPPS CMN CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
SSRM|SSR MINING INC|ADAM|CANACCORD GENUITY INC.|9400
SSRM|SSR MINING INC|ALTX|Alternet Securities Inc.|1200
SSRM|SSR MINING INC|APCC|Apex Clearing Corporation|609
SSRM|SSR MINING INC|BARD|Robert W. Baird & Co. Incorporated|2050
SSRM|SSR MINING INC|BATM|CBOE TRADING, INC.|5285
SSRM|SSR MINING INC|BERN|Sanford C. Bernstein & Co., LLC|17674
SSRM|SSR MINING INC|BIAD|SAGETRADER, LLC|300
SSRM|SSR MINING INC|BIMI|Banca IMI Securities Corp.|2610
SSRM|SSR MINING INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7495
SSRM|SSR MINING INC|BMOC|BMO Capital Markets Corp.|12500
SSRM|SSR MINING INC|BNPX|BNP PARIBAS SECURITIES CORP.|162578
SSRM|SSR MINING INC|BTIG|BTIG, LLC|11614
SSRM|SSR MINING INC|BYXM|CBOE TRADING, INC.|300
SSRM|SSR MINING INC|BZYD|GOLDMAN SACHS & CO. LLC|3464
SSRM|SSR MINING INC|CHAS|Charles Schwab & Co., Inc.|1000
SSRM|SSR MINING INC|CICF|Canaccord Genuity Corp.|4972
SSRM|SSR MINING INC|CIST|Capital Institutional Services, Inc.|2750
SSRM|SSR MINING INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22488
SSRM|SSR MINING INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4400
SSRM|SSR MINING INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|221886
SSRM|SSR MINING INC|CTDL|Citadel Derivatives Group Llc|26005
SSRM|SSR MINING INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11610
SSRM|SSR MINING INC|DADA|D.A. Davidson & Co.|200
SSRM|SSR MINING INC|DBAB|Deutsche Bank Securities Inc.|555543
SSRM|SSR MINING INC|DBAX|Deutsche Bank Securities Inc.|157700
SSRM|SSR MINING INC|DEAN|MORGAN STANLEY|3527
SSRM|SSR MINING INC|DEGS|RONIN PROFESSIONAL LLC|10592
SSRM|SSR MINING INC|EBXL|EBX LLC|94000
SSRM|SSR MINING INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|16366
SSRM|SSR MINING INC|EDJO|Edward D. Jones & Co., L.P.|2655
SSRM|SSR MINING INC|EGAM|CBOE TRADING, INC.|2624
SSRM|SSR MINING INC|EGAW|CBOE TRADING, INC.|521
SSRM|SSR MINING INC|EGXM|CBOE TRADING, INC.|750
SSRM|SSR MINING INC|ELEV|ELEVATION, LLC|9541
SSRM|SSR MINING INC|ETBE|Electronic Transaction Clearing, Inc.|27086
SSRM|SSR MINING INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8723
SSRM|SSR MINING INC|ETRS|E*Trade Securities LLC|170130
SSRM|SSR MINING INC|FBCO|Credit Suisse Securities (USA) LLC|215177
SSRM|SSR MINING INC|FILL|Tradestation Securities, Inc.|12462
SSRM|SSR MINING INC|FMAF|NBCN Inc./ CDS|15816
SSRM|SSR MINING INC|FOMA|TD AMERITRADE CLEARING, INC.|294883
SSRM|SSR MINING INC|FQLS|Quantlab Securities LP|134733
SSRM|SSR MINING INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|157870
SSRM|SSR MINING INC|FTBR|Foliofn Investments, Inc.|1900
SSRM|SSR MINING INC|GEBB|GLOBAL EXECUTION BROKERS, LP|73460
SSRM|SSR MINING INC|GLPX|ACS EXECUTION SERVICES, LLC|708
SSRM|SSR MINING INC|GSCO|GOLDMAN SACHS & CO. LLC|837730
SSRM|SSR MINING INC|GSCS|GOLDMAN SACHS & CO. LLC|6342
SSRM|SSR MINING INC|GSLT|GOLDMAN SACHS & CO. LLC|4510
SSRM|SSR MINING INC|GTSZ|GTS SECURITIES LLC|6854
SSRM|SSR MINING INC|HRBF|American Enterprise Investment Services Inc.|6726
SSRM|SSR MINING INC|HSBC|HSBC Securities, Inc.|275
SSRM|SSR MINING INC|IATS|INTERACTIVE BROKERS LLC|19245
SSRM|SSR MINING INC|IBKR|Interactive Brokers Llc|168879
SSRM|SSR MINING INC|ICBX|INSTINET, LLC|43809
SSRM|SSR MINING INC|INCA|INSTINET, LLC|250775
SSRM|SSR MINING INC|INJX|INSTINET, LLC|4050
SSRM|SSR MINING INC|ITGI|ITG Inc.|78061
SSRM|SSR MINING INC|ITGP|ITG INC.|72200
SSRM|SSR MINING INC|JEFF|JEFFERIES LLC|45390
SSRM|SSR MINING INC|JMPT|JUMP TRADING, LLC|31701
SSRM|SSR MINING INC|JPBX|J.P. MORGAN SECURITIES LLC|3600
SSRM|SSR MINING INC|JPMX|J.P. Morgan Securities LLC|208057
SSRM|SSR MINING INC|JSJX|JANE STREET CAPITAL LLC|2824
SSRM|SSR MINING INC|KCGM|VIRTU Americas LLC|28287
SSRM|SSR MINING INC|LEHM|Barclays Capital Inc./Le|759144
SSRM|SSR MINING INC|LIME|Lime Brokerage LLC|222989
SSRM|SSR MINING INC|LMGP|LIME BROKERAGE LLC|1800
SSRM|SSR MINING INC|LSCI|Lek Securities Corporation|884
SSRM|SSR MINING INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SSRM|SSR MINING INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104564
SSRM|SSR MINING INC|MOTF|MOTIF INVESTING, INC.|21
SSRM|SSR MINING INC|MSCO|MORGAN STANLEY & CO. LLC|1731149
SSRM|SSR MINING INC|MSPL|MORGAN STANLEY & CO. LLC|296600
SSRM|SSR MINING INC|MSTX|MORGAN STANLEY & CO. LLC|114800
SSRM|SSR MINING INC|NATL|National Securities Corporation|5155
SSRM|SSR MINING INC|NFSC|National Financial Services LLC|234112
SSRM|SSR MINING INC|NITE|VIRTU Americas LLC|602877
SSRM|SSR MINING INC|NITP|VIRTU Americas LLC|5233
SSRM|SSR MINING INC|NQRB|Brut, LLC|7912
SSRM|SSR MINING INC|OHOS|TWO SIGMA SECURITIES, LLC|25841
SSRM|SSR MINING INC|OLDM|OLD MISSION CAPITAL, LLC|99443
SSRM|SSR MINING INC|OPCO|Oppenheimer & Co. Inc.|1127
SSRM|SSR MINING INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2677
SSRM|SSR MINING INC|PDQM|CODA MARKETS, INC.|1600
SSRM|SSR MINING INC|PHLY|NASDAQ Execution Services, LLC|2800
SSRM|SSR MINING INC|RAJA|Raymond James & Associates, Inc.|4272
SSRM|SSR MINING INC|RBCM|RBC CAPITAL MARKETS, LLC|15011
SSRM|SSR MINING INC|RGLD|Regal Securities, Inc|292
SSRM|SSR MINING INC|RHOX|XR Securities LLC|3401
SSRM|SSR MINING INC|SBSH|Citigroup Global Markets Inc.|88098
SSRM|SSR MINING INC|SEIC|SEI Investments Distribution Co.|200
SSRM|SSR MINING INC|SGMT|GOLDMAN SACHS & CO. LLC|108065
SSRM|SSR MINING INC|SPDR|SPEEDROUTE LLC|900
SSRM|SSR MINING INC|STFL|Stifel, Nicolaus & Company, Incorporated|700
SSRM|SSR MINING INC|SWIM|TD Ameritrade, Inc.|88423
SSRM|SSR MINING INC|SWST|Hilltop Securities Inc.|650
SSRM|SSR MINING INC|TKNG|ALLY INVEST SECURITIES LLC|2799
SSRM|SSR MINING INC|TRBT|Tradebot Systems, Inc.|130239
SSRM|SSR MINING INC|TRCM|TRC MARKETS LLC|109154
SSRM|SSR MINING INC|UBSA|UBS SECURITIES LLC|367100
SSRM|SSR MINING INC|UBSS|UBS Securities LLC|712480
SSRM|SSR MINING INC|VALX|VIRTU AMERICAS LLC|53518
SSRM|SSR MINING INC|VGRD|Vanguard Marketing Corporation|8810
SSRM|SSR MINING INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
SSRM|SSR MINING INC|WCHV|WELLS FARGO SECURITIES, LLC|54856
SSRM|SSR MINING INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4700
SSRM|SSR MINING INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24116
SSRM|SSR MINING INC|WHOT|JUST2TRADE, INC.|3
SSRM|SSR MINING INC|WSEA|WOLVERINE SECURITIES, LLC|3121
SSRM|SSR MINING INC|XIST|INSTINET, LLC|34400
SSRM|SSR MINING INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
SSRM|SSR MINING INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
SSRM|SSR MINING INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6350
SSTI|SHOTSPOTTER, INC. CM|ALTX|Alternet Securities Inc.|6365
SSTI|SHOTSPOTTER, INC. CM|APCC|Apex Clearing Corporation|8644
SSTI|SHOTSPOTTER, INC. CM|BATM|CBOE TRADING, INC.|1270
SSTI|SHOTSPOTTER, INC. CM|BAYC|BAY CREST PARTNERS, LLC|555
SSTI|SHOTSPOTTER, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|29408
SSTI|SHOTSPOTTER, INC. CM|BMOC|BMO Capital Markets Corp.|545
SSTI|SHOTSPOTTER, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|567
SSTI|SHOTSPOTTER, INC. CM|BRGE|Newbridge Securities Corp.|288
SSTI|SHOTSPOTTER, INC. CM|BTIG|BTIG, LLC|68940
SSTI|SHOTSPOTTER, INC. CM|BYXM|CBOE TRADING, INC.|315
SSTI|SHOTSPOTTER, INC. CM|CHAS|Charles Schwab & Co., Inc.|638
SSTI|SHOTSPOTTER, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20702
SSTI|SHOTSPOTTER, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4637
SSTI|SHOTSPOTTER, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|643
SSTI|SHOTSPOTTER, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82398
SSTI|SHOTSPOTTER, INC. CM|CTDL|Citadel Derivatives Group Llc|1885
SSTI|SHOTSPOTTER, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2260
SSTI|SHOTSPOTTER, INC. CM|DBAB|Deutsche Bank Securities Inc.|147668
SSTI|SHOTSPOTTER, INC. CM|DBAX|Deutsche Bank Securities Inc.|44100
SSTI|SHOTSPOTTER, INC. CM|DBUL|Deutsche Bank Securities Inc.|64
SSTI|SHOTSPOTTER, INC. CM|DEAN|MORGAN STANLEY|3896
SSTI|SHOTSPOTTER, INC. CM|DEGS|RONIN PROFESSIONAL LLC|8492
SSTI|SHOTSPOTTER, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
SSTI|SHOTSPOTTER, INC. CM|DRWK|DRW SECURITIES, L.L.C.|2369
SSTI|SHOTSPOTTER, INC. CM|EBXL|EBX LLC|56600
SSTI|SHOTSPOTTER, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|12698
SSTI|SHOTSPOTTER, INC. CM|EDJO|Edward D. Jones & Co., L.P.|1223
SSTI|SHOTSPOTTER, INC. CM|EGAM|CBOE TRADING, INC.|2030
SSTI|SHOTSPOTTER, INC. CM|EGAW|CBOE TRADING, INC.|100
SSTI|SHOTSPOTTER, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|500
SSTI|SHOTSPOTTER, INC. CM|EGXM|CBOE TRADING, INC.|1120
SSTI|SHOTSPOTTER, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|13684
SSTI|SHOTSPOTTER, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36272
SSTI|SHOTSPOTTER, INC. CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|196
SSTI|SHOTSPOTTER, INC. CM|ETRS|E*Trade Securities LLC|87230
SSTI|SHOTSPOTTER, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|146737
SSTI|SHOTSPOTTER, INC. CM|FBSB|U.S. Bancorp Investments, Inc.|860
SSTI|SHOTSPOTTER, INC. CM|FILL|Tradestation Securities, Inc.|4758
SSTI|SHOTSPOTTER, INC. CM|FMAF|NBCN Inc./ CDS|110
SSTI|SHOTSPOTTER, INC. CM|FMCO|First Manhattan Co|1000
SSTI|SHOTSPOTTER, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|171625
SSTI|SHOTSPOTTER, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|651
SSTI|SHOTSPOTTER, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60958
SSTI|SHOTSPOTTER, INC. CM|FTBR|Foliofn Investments, Inc.|1509
SSTI|SHOTSPOTTER, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1915
SSTI|SHOTSPOTTER, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|15693
SSTI|SHOTSPOTTER, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|351223
SSTI|SHOTSPOTTER, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|52602
SSTI|SHOTSPOTTER, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|990
SSTI|SHOTSPOTTER, INC. CM|GTSZ|GTS SECURITIES LLC|64552
SSTI|SHOTSPOTTER, INC. CM|HRBF|American Enterprise Investment Services Inc.|5114
SSTI|SHOTSPOTTER, INC. CM|IATS|INTERACTIVE BROKERS LLC|21613
SSTI|SHOTSPOTTER, INC. CM|IBKR|Interactive Brokers Llc|75000
SSTI|SHOTSPOTTER, INC. CM|ICBX|INSTINET, LLC|19735
SSTI|SHOTSPOTTER, INC. CM|IEQY|CITADEL SECURITIES LLC|5524
SSTI|SHOTSPOTTER, INC. CM|INCA|INSTINET, LLC|52866
SSTI|SHOTSPOTTER, INC. CM|INJX|INSTINET, LLC|4235
SSTI|SHOTSPOTTER, INC. CM|ITGI|ITG Inc.|38474
SSTI|SHOTSPOTTER, INC. CM|ITGP|ITG INC.|86600
SSTI|SHOTSPOTTER, INC. CM|JEFF|JEFFERIES LLC|16740
SSTI|SHOTSPOTTER, INC. CM|JMPT|JUMP TRADING, LLC|11128
SSTI|SHOTSPOTTER, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|6191
SSTI|SHOTSPOTTER, INC. CM|JPMX|J.P. Morgan Securities LLC|70162
SSTI|SHOTSPOTTER, INC. CM|JSJX|JANE STREET CAPITAL LLC|2243
SSTI|SHOTSPOTTER, INC. CM|JSSF|JMP Securities LLC|190
SSTI|SHOTSPOTTER, INC. CM|KCGM|VIRTU Americas LLC|12036
SSTI|SHOTSPOTTER, INC. CM|LEHM|Barclays Capital Inc./Le|183671
SSTI|SHOTSPOTTER, INC. CM|LIME|Lime Brokerage LLC|64135
SSTI|SHOTSPOTTER, INC. CM|LMGP|LIME BROKERAGE LLC|1230
SSTI|SHOTSPOTTER, INC. CM|LOOP|Loop Capital Markets LLC|1390
SSTI|SHOTSPOTTER, INC. CM|LSCI|Lek Securities Corporation|8
SSTI|SHOTSPOTTER, INC. CM|MAXM|Maxim Group LLC|1381
SSTI|SHOTSPOTTER, INC. CM|MBTS|ALLY INVEST SECURITIES LLC|266
SSTI|SHOTSPOTTER, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18784
SSTI|SHOTSPOTTER, INC. CM|MOTF|MOTIF INVESTING, INC.|4
SSTI|SHOTSPOTTER, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|549721
SSTI|SHOTSPOTTER, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|60400
SSTI|SHOTSPOTTER, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|11400
SSTI|SHOTSPOTTER, INC. CM|NFSC|National Financial Services LLC|111425
SSTI|SHOTSPOTTER, INC. CM|NITE|VIRTU Americas LLC|254927
SSTI|SHOTSPOTTER, INC. CM|NITP|VIRTU Americas LLC|905
SSTI|SHOTSPOTTER, INC. CM|NORT|Northland Securities, Inc.|8766
SSTI|SHOTSPOTTER, INC. CM|NQRB|Brut, LLC|3050
SSTI|SHOTSPOTTER, INC. CM|OPCO|Oppenheimer & Co. Inc.|160
SSTI|SHOTSPOTTER, INC. CM|PDQM|CODA MARKETS, INC.|32084
SSTI|SHOTSPOTTER, INC. CM|PWJC|UBS Financial Services, Inc.|1000
SSTI|SHOTSPOTTER, INC. CM|RAJA|Raymond James & Associates, Inc.|1154
SSTI|SHOTSPOTTER, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|2850
SSTI|SHOTSPOTTER, INC. CM|RGLD|Regal Securities, Inc|200
SSTI|SHOTSPOTTER, INC. CM|SAGL|SAGETRADER, LLC|16354
SSTI|SHOTSPOTTER, INC. CM|SBSH|Citigroup Global Markets Inc.|35041
SSTI|SHOTSPOTTER, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|25341
SSTI|SHOTSPOTTER, INC. CM|SPDR|SPEEDROUTE LLC|3955
SSTI|SHOTSPOTTER, INC. CM|SPHN|Stephens Inc.|100
SSTI|SHOTSPOTTER, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|210
SSTI|SHOTSPOTTER, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|1860
SSTI|SHOTSPOTTER, INC. CM|STKP|STOCKPILE INVESTMENTS, INC.|192
SSTI|SHOTSPOTTER, INC. CM|SWIM|TD Ameritrade, Inc.|49898
SSTI|SHOTSPOTTER, INC. CM|SWST|Hilltop Securities Inc.|5898
SSTI|SHOTSPOTTER, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|1101
SSTI|SHOTSPOTTER, INC. CM|TRBT|Tradebot Systems, Inc.|31493
SSTI|SHOTSPOTTER, INC. CM|TRCM|TRC MARKETS LLC|68147
SSTI|SHOTSPOTTER, INC. CM|TWTT|TASTYWORKS, INC.|100
SSTI|SHOTSPOTTER, INC. CM|UBSA|UBS SECURITIES LLC|141505
SSTI|SHOTSPOTTER, INC. CM|UBSS|UBS Securities LLC|357242
SSTI|SHOTSPOTTER, INC. CM|VALX|VIRTU AMERICAS LLC|8296
SSTI|SHOTSPOTTER, INC. CM|VGRD|Vanguard Marketing Corporation|29323
SSTI|SHOTSPOTTER, INC. CM|VSIN|Vision Financial Markets Llc|100
SSTI|SHOTSPOTTER, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|38555
SSTI|SHOTSPOTTER, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|266
SSTI|SHOTSPOTTER, INC. CM|WGIF|CIBC World Markets Inc.|1506
SSTI|SHOTSPOTTER, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|1238
SSTI|SHOTSPOTTER, INC. CM|XIST|INSTINET, LLC|6800
SSTI|SHOTSPOTTER, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|15394
SSTI|SHOTSPOTTER, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5815
SSTI|SHOTSPOTTER, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4425
SSTK|SHUTTERSTOCK, INC.|ALTX|Alternet Securities Inc.|800
SSTK|SHUTTERSTOCK, INC.|ANOS|ABEL/NOSER, L.L.C.|967
SSTK|SHUTTERSTOCK, INC.|APCC|Apex Clearing Corporation|464
SSTK|SHUTTERSTOCK, INC.|BARD|Robert W. Baird & Co. Incorporated|1
SSTK|SHUTTERSTOCK, INC.|BATM|CBOE TRADING, INC.|488
SSTK|SHUTTERSTOCK, INC.|BAYT|BTIG, LLC|4000
SSTK|SHUTTERSTOCK, INC.|BERN|Sanford C. Bernstein & Co., LLC|34739
SSTK|SHUTTERSTOCK, INC.|BIDS|BIDS TRADING L.P.|100
SSTK|SHUTTERSTOCK, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|466
SSTK|SHUTTERSTOCK, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3062
SSTK|SHUTTERSTOCK, INC.|BRVL|BLAYLOCK VAN, LLC|100
SSTK|SHUTTERSTOCK, INC.|BYXM|CBOE TRADING, INC.|1400
SSTK|SHUTTERSTOCK, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
SSTK|SHUTTERSTOCK, INC.|CIST|Capital Institutional Services, Inc.|57
SSTK|SHUTTERSTOCK, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11356
SSTK|SHUTTERSTOCK, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
SSTK|SHUTTERSTOCK, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46368
SSTK|SHUTTERSTOCK, INC.|CTDL|Citadel Derivatives Group Llc|2213
SSTK|SHUTTERSTOCK, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|8342
SSTK|SHUTTERSTOCK, INC.|DBAB|Deutsche Bank Securities Inc.|17914
SSTK|SHUTTERSTOCK, INC.|DBAX|Deutsche Bank Securities Inc.|63500
SSTK|SHUTTERSTOCK, INC.|DEAN|MORGAN STANLEY|38
SSTK|SHUTTERSTOCK, INC.|DEGS|RONIN PROFESSIONAL LLC|700
SSTK|SHUTTERSTOCK, INC.|EBXL|EBX LLC|23900
SSTK|SHUTTERSTOCK, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1742
SSTK|SHUTTERSTOCK, INC.|EDJO|Edward D. Jones & Co., L.P.|203
SSTK|SHUTTERSTOCK, INC.|EGAM|CBOE TRADING, INC.|1119
SSTK|SHUTTERSTOCK, INC.|EGXM|CBOE TRADING, INC.|312
SSTK|SHUTTERSTOCK, INC.|ETBE|Electronic Transaction Clearing, Inc.|1100
SSTK|SHUTTERSTOCK, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7148
SSTK|SHUTTERSTOCK, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
SSTK|SHUTTERSTOCK, INC.|ETRS|E*Trade Securities LLC|26191
SSTK|SHUTTERSTOCK, INC.|FILL|Tradestation Securities, Inc.|120
SSTK|SHUTTERSTOCK, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1750
SSTK|SHUTTERSTOCK, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20362
SSTK|SHUTTERSTOCK, INC.|FTBR|Foliofn Investments, Inc.|649
SSTK|SHUTTERSTOCK, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|436
SSTK|SHUTTERSTOCK, INC.|GLPX|ACS EXECUTION SERVICES, LLC|15759
SSTK|SHUTTERSTOCK, INC.|GSCO|GOLDMAN SACHS & CO. LLC|95438
SSTK|SHUTTERSTOCK, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2003
SSTK|SHUTTERSTOCK, INC.|GSLT|GOLDMAN SACHS & CO. LLC|424
SSTK|SHUTTERSTOCK, INC.|GTSZ|GTS SECURITIES LLC|25709
SSTK|SHUTTERSTOCK, INC.|IATS|INTERACTIVE BROKERS LLC|792
SSTK|SHUTTERSTOCK, INC.|IBKR|Interactive Brokers Llc|511
SSTK|SHUTTERSTOCK, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
SSTK|SHUTTERSTOCK, INC.|ICBX|INSTINET, LLC|6200
SSTK|SHUTTERSTOCK, INC.|IEQY|CITADEL SECURITIES LLC|12356
SSTK|SHUTTERSTOCK, INC.|INCA|INSTINET, LLC|58184
SSTK|SHUTTERSTOCK, INC.|INJX|INSTINET, LLC|1236
SSTK|SHUTTERSTOCK, INC.|ITGI|ITG Inc.|15486
SSTK|SHUTTERSTOCK, INC.|ITGP|ITG INC.|31200
SSTK|SHUTTERSTOCK, INC.|JANY|Janney Montgomery Scott Inc.|20
SSTK|SHUTTERSTOCK, INC.|JEFF|JEFFERIES LLC|11800
SSTK|SHUTTERSTOCK, INC.|JMPT|JUMP TRADING, LLC|4758
SSTK|SHUTTERSTOCK, INC.|JONE|JonesTrading|89505
SSTK|SHUTTERSTOCK, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2538
SSTK|SHUTTERSTOCK, INC.|JPMX|J.P. Morgan Securities LLC|53063
SSTK|SHUTTERSTOCK, INC.|JSJX|JANE STREET CAPITAL LLC|3112
SSTK|SHUTTERSTOCK, INC.|KCGM|VIRTU Americas LLC|6793
SSTK|SHUTTERSTOCK, INC.|LEHM|Barclays Capital Inc./Le|74335
SSTK|SHUTTERSTOCK, INC.|LIME|Lime Brokerage LLC|3936
SSTK|SHUTTERSTOCK, INC.|MACQ|Macquarie Capital (USA) Inc.|900
SSTK|SHUTTERSTOCK, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14258
SSTK|SHUTTERSTOCK, INC.|MOTF|MOTIF INVESTING, INC.|36
SSTK|SHUTTERSTOCK, INC.|MSCO|MORGAN STANLEY & CO. LLC|151782
SSTK|SHUTTERSTOCK, INC.|MSPL|MORGAN STANLEY & CO. LLC|74200
SSTK|SHUTTERSTOCK, INC.|MSTX|MORGAN STANLEY & CO. LLC|9900
SSTK|SHUTTERSTOCK, INC.|NATL|National Securities Corporation|200
SSTK|SHUTTERSTOCK, INC.|NEED|Needham & Company, LLC|734
SSTK|SHUTTERSTOCK, INC.|NFSC|National Financial Services LLC|9062
SSTK|SHUTTERSTOCK, INC.|NITE|VIRTU Americas LLC|50273
SSTK|SHUTTERSTOCK, INC.|NQRB|Brut, LLC|1474
SSTK|SHUTTERSTOCK, INC.|NTRC|Northern Trust Securities, Inc.|8
SSTK|SHUTTERSTOCK, INC.|OPCO|Oppenheimer & Co. Inc.|50
SSTK|SHUTTERSTOCK, INC.|PDQM|CODA MARKETS, INC.|31340
SSTK|SHUTTERSTOCK, INC.|PHLY|NASDAQ Execution Services, LLC|400
SSTK|SHUTTERSTOCK, INC.|PIPR|Piper Jaffray & Co.|1308
SSTK|SHUTTERSTOCK, INC.|PWJC|UBS Financial Services, Inc.|1693
SSTK|SHUTTERSTOCK, INC.|RBCM|RBC CAPITAL MARKETS, LLC|150
SSTK|SHUTTERSTOCK, INC.|RGLD|Regal Securities, Inc|32
SSTK|SHUTTERSTOCK, INC.|SAGL|SAGETRADER, LLC|5754
SSTK|SHUTTERSTOCK, INC.|SAGW|SAGETRADER, LLC|425
SSTK|SHUTTERSTOCK, INC.|SBSH|Citigroup Global Markets Inc.|13452
SSTK|SHUTTERSTOCK, INC.|SGMT|GOLDMAN SACHS & CO. LLC|10047
SSTK|SHUTTERSTOCK, INC.|SOGO|Wang Investment Associates, Inc.|700
SSTK|SHUTTERSTOCK, INC.|SPDR|SPEEDROUTE LLC|1200
SSTK|SHUTTERSTOCK, INC.|SPTD|MINT GLOBAL MARKETS, INC.|18302
SSTK|SHUTTERSTOCK, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|245
SSTK|SHUTTERSTOCK, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3837
SSTK|SHUTTERSTOCK, INC.|SWIM|TD Ameritrade, Inc.|7937
SSTK|SHUTTERSTOCK, INC.|SWST|Hilltop Securities Inc.|300
SSTK|SHUTTERSTOCK, INC.|TKNG|ALLY INVEST SECURITIES LLC|11
SSTK|SHUTTERSTOCK, INC.|TRBT|Tradebot Systems, Inc.|27790
SSTK|SHUTTERSTOCK, INC.|TRCM|TRC MARKETS LLC|10949
SSTK|SHUTTERSTOCK, INC.|UBSA|UBS SECURITIES LLC|83306
SSTK|SHUTTERSTOCK, INC.|UBSS|UBS Securities LLC|132849
SSTK|SHUTTERSTOCK, INC.|VALX|VIRTU AMERICAS LLC|2528
SSTK|SHUTTERSTOCK, INC.|VGRD|Vanguard Marketing Corporation|2363
SSTK|SHUTTERSTOCK, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
SSTK|SHUTTERSTOCK, INC.|WCHV|WELLS FARGO SECURITIES, LLC|9908
SSTK|SHUTTERSTOCK, INC.|WEED|Weeden & Co.L.P.|2017
SSTK|SHUTTERSTOCK, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|620
SSTK|SHUTTERSTOCK, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8831
SSTK|SHUTTERSTOCK, INC.|WSEA|WOLVERINE SECURITIES, LLC|628
SSTK|SHUTTERSTOCK, INC.|XIST|INSTINET, LLC|9200
SSTK|SHUTTERSTOCK, INC.|XPQR|Jump Trading|800
SSTK|SHUTTERSTOCK, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SSTK|SHUTTERSTOCK, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|5592
SSTK|SHUTTERSTOCK, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1580
SSW|SEASPAN CORPORATION|AGIS|Aegis Capital Corp.|2000
SSW|SEASPAN CORPORATION|ALTX|Alternet Securities Inc.|13954
SSW|SEASPAN CORPORATION|APCC|Apex Clearing Corporation|20418
SSW|SEASPAN CORPORATION|BARD|Robert W. Baird & Co. Incorporated|450
SSW|SEASPAN CORPORATION|BATM|CBOE TRADING, INC.|3564
SSW|SEASPAN CORPORATION|BAYT|BTIG, LLC|10976
SSW|SEASPAN CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|32877
SSW|SEASPAN CORPORATION|BIAD|SAGETRADER, LLC|899
SSW|SEASPAN CORPORATION|BIDS|BIDS TRADING L.P.|1800
SSW|SEASPAN CORPORATION|BIMI|Banca IMI Securities Corp.|380
SSW|SEASPAN CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22325
SSW|SEASPAN CORPORATION|BLKX|INSTINET, LLC|53400
SSW|SEASPAN CORPORATION|BTIG|BTIG, LLC|8
SSW|SEASPAN CORPORATION|BYXM|CBOE TRADING, INC.|1535
SSW|SEASPAN CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1381
SSW|SEASPAN CORPORATION|CANT|Cantor Fitzgerald & Co.|289574
SSW|SEASPAN CORPORATION|CHAS|Charles Schwab & Co., Inc.|207784
SSW|SEASPAN CORPORATION|CICF|Canaccord Genuity Corp.|3691
SSW|SEASPAN CORPORATION|CLSA|CLSA AMERICAS, LLC|10
SSW|SEASPAN CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59762
SSW|SEASPAN CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|288
SSW|SEASPAN CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|348051
SSW|SEASPAN CORPORATION|CTDL|Citadel Derivatives Group Llc|5076
SSW|SEASPAN CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|16084
SSW|SEASPAN CORPORATION|DADA|D.A. Davidson & Co.|2250
SSW|SEASPAN CORPORATION|DBAB|Deutsche Bank Securities Inc.|80660
SSW|SEASPAN CORPORATION|DBAX|Deutsche Bank Securities Inc.|192800
SSW|SEASPAN CORPORATION|DEAN|MORGAN STANLEY|6739
SSW|SEASPAN CORPORATION|DEGS|RONIN PROFESSIONAL LLC|5588
SSW|SEASPAN CORPORATION|EBXL|EBX LLC|109400
SSW|SEASPAN CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|357
SSW|SEASPAN CORPORATION|EDJC|Edward Jones / CDS|589
SSW|SEASPAN CORPORATION|EDJO|Edward D. Jones & Co., L.P.|8894
SSW|SEASPAN CORPORATION|EGAM|CBOE TRADING, INC.|16293
SSW|SEASPAN CORPORATION|EGAW|CBOE TRADING, INC.|226
SSW|SEASPAN CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|100
SSW|SEASPAN CORPORATION|EGXM|CBOE TRADING, INC.|11618
SSW|SEASPAN CORPORATION|EGXW|CBOE TRADING, INC.|67
SSW|SEASPAN CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|5711
SSW|SEASPAN CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1900
SSW|SEASPAN CORPORATION|ETRS|E*Trade Securities LLC|550256
SSW|SEASPAN CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|1470
SSW|SEASPAN CORPORATION|FILL|Tradestation Securities, Inc.|19191
SSW|SEASPAN CORPORATION|FMAF|NBCN Inc./ CDS|41306
SSW|SEASPAN CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
SSW|SEASPAN CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|171277
SSW|SEASPAN CORPORATION|FTBR|Foliofn Investments, Inc.|9611
SSW|SEASPAN CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|9600
SSW|SEASPAN CORPORATION|GLIS|TD Securities Inc|12052
SSW|SEASPAN CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|14710
SSW|SEASPAN CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|290056
SSW|SEASPAN CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|8500
SSW|SEASPAN CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|9114
SSW|SEASPAN CORPORATION|GTSZ|GTS SECURITIES LLC|36855
SSW|SEASPAN CORPORATION|HAPX|HAP Trading, LLC|104
SSW|SEASPAN CORPORATION|HRBF|American Enterprise Investment Services Inc.|15292
SSW|SEASPAN CORPORATION|HSBC|HSBC Securities, Inc.|3486
SSW|SEASPAN CORPORATION|IATS|INTERACTIVE BROKERS LLC|65237
SSW|SEASPAN CORPORATION|IBKR|Interactive Brokers Llc|190676
SSW|SEASPAN CORPORATION|ICBX|INSTINET, LLC|65802
SSW|SEASPAN CORPORATION|INCA|INSTINET, LLC|149816
SSW|SEASPAN CORPORATION|INJX|INSTINET, LLC|54
SSW|SEASPAN CORPORATION|ITGI|ITG Inc.|18290
SSW|SEASPAN CORPORATION|ITGP|ITG INC.|129600
SSW|SEASPAN CORPORATION|JEFF|JEFFERIES LLC|33208
SSW|SEASPAN CORPORATION|JMPT|JUMP TRADING, LLC|31337
SSW|SEASPAN CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|15270
SSW|SEASPAN CORPORATION|JPMX|J.P. Morgan Securities LLC|251252
SSW|SEASPAN CORPORATION|JSJX|JANE STREET CAPITAL LLC|10743
SSW|SEASPAN CORPORATION|KCGM|VIRTU Americas LLC|32763
SSW|SEASPAN CORPORATION|KCRD|PHX FINANCIAL, INC.|1250
SSW|SEASPAN CORPORATION|LEHM|Barclays Capital Inc./Le|583612
SSW|SEASPAN CORPORATION|LIME|Lime Brokerage LLC|7520
SSW|SEASPAN CORPORATION|LSCI|Lek Securities Corporation|100
SSW|SEASPAN CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|280
SSW|SEASPAN CORPORATION|MCMF|Raymond James Ltd. Cds|5153
SSW|SEASPAN CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|154388
SSW|SEASPAN CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1159045
SSW|SEASPAN CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|577600
SSW|SEASPAN CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|121300
SSW|SEASPAN CORPORATION|NBCS|NBC Securities, INC.|2000
SSW|SEASPAN CORPORATION|NFSC|National Financial Services LLC|904025
SSW|SEASPAN CORPORATION|NITE|VIRTU Americas LLC|2870922
SSW|SEASPAN CORPORATION|NITP|VIRTU Americas LLC|2400
SSW|SEASPAN CORPORATION|NQRB|Brut, LLC|8654
SSW|SEASPAN CORPORATION|NTBF|BMO Nesbitt Burns Inc./CDS|15041
SSW|SEASPAN CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|16939
SSW|SEASPAN CORPORATION|OPCO|Oppenheimer & Co. Inc.|8035
SSW|SEASPAN CORPORATION|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1800
SSW|SEASPAN CORPORATION|PCFF|Pacific International Securities Inc./CDS|3525
SSW|SEASPAN CORPORATION|PCPT|PHILLIP CAPITAL INC.|37053
SSW|SEASPAN CORPORATION|PDQM|CODA MARKETS, INC.|29268
SSW|SEASPAN CORPORATION|PHLY|NASDAQ Execution Services, LLC|3000
SSW|SEASPAN CORPORATION|PWJC|UBS Financial Services, Inc.|3114284
SSW|SEASPAN CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|132110
SSW|SEASPAN CORPORATION|SAGL|SAGETRADER, LLC|300
SSW|SEASPAN CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|1000
SSW|SEASPAN CORPORATION|SBSH|Citigroup Global Markets Inc.|36202
SSW|SEASPAN CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|158370
SSW|SEASPAN CORPORATION|SPDR|SPEEDROUTE LLC|1350
SSW|SEASPAN CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|31943
SSW|SEASPAN CORPORATION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5767
SSW|SEASPAN CORPORATION|SWIM|TD Ameritrade, Inc.|749162
SSW|SEASPAN CORPORATION|SWST|Hilltop Securities Inc.|11806
SSW|SEASPAN CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|10000
SSW|SEASPAN CORPORATION|TRBT|Tradebot Systems, Inc.|121728
SSW|SEASPAN CORPORATION|TRCM|TRC MARKETS LLC|14747
SSW|SEASPAN CORPORATION|UBSA|UBS SECURITIES LLC|734249
SSW|SEASPAN CORPORATION|UBSS|UBS Securities LLC|4266780
SSW|SEASPAN CORPORATION|VALX|VIRTU AMERICAS LLC|47131
SSW|SEASPAN CORPORATION|VGRD|Vanguard Marketing Corporation|204086
SSW|SEASPAN CORPORATION|VNDM|Wall Street Access|2054
SSW|SEASPAN CORPORATION|VSIN|Vision Financial Markets Llc|110
SSW|SEASPAN CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|2070
SSW|SEASPAN CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|129708
SSW|SEASPAN CORPORATION|WEED|Weeden & Co.L.P.|1800
SSW|SEASPAN CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19310
SSW|SEASPAN CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12896
SSW|SEASPAN CORPORATION|WGIF|CIBC World Markets Inc.|450479
SSW|SEASPAN CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|18225
SSW|SEASPAN CORPORATION|XIST|INSTINET, LLC|51080
SSW|SEASPAN CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|16148
SSW|SEASPAN CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40805
SSW$D|SEASPAN CORPORATION|BATM|CBOE TRADING, INC.|100
SSW$D|SEASPAN CORPORATION|BNCH|The Benchmark Company, LLC|2485
SSW$D|SEASPAN CORPORATION|CHAS|Charles Schwab & Co., Inc.|4400
SSW$D|SEASPAN CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1454
SSW$D|SEASPAN CORPORATION|CTDL|Citadel Derivatives Group Llc|10
SSW$D|SEASPAN CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|2406
SSW$D|SEASPAN CORPORATION|DBAX|Deutsche Bank Securities Inc.|900
SSW$D|SEASPAN CORPORATION|DEAN|MORGAN STANLEY|8332
SSW$D|SEASPAN CORPORATION|EBXL|EBX LLC|400
SSW$D|SEASPAN CORPORATION|ETRS|E*Trade Securities LLC|4650
SSW$D|SEASPAN CORPORATION|FTBR|Foliofn Investments, Inc.|4
SSW$D|SEASPAN CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|300
SSW$D|SEASPAN CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|100
SSW$D|SEASPAN CORPORATION|HRBF|American Enterprise Investment Services Inc.|500
SSW$D|SEASPAN CORPORATION|IATS|INTERACTIVE BROKERS LLC|300
SSW$D|SEASPAN CORPORATION|IBKR|Interactive Brokers Llc|700
SSW$D|SEASPAN CORPORATION|INCA|INSTINET, LLC|500
SSW$D|SEASPAN CORPORATION|INJX|INSTINET, LLC|400
SSW$D|SEASPAN CORPORATION|ITGI|ITG Inc.|28873
SSW$D|SEASPAN CORPORATION|JANY|Janney Montgomery Scott Inc.|8764
SSW$D|SEASPAN CORPORATION|JEFF|JEFFERIES LLC|1914
SSW$D|SEASPAN CORPORATION|JPMX|J.P. Morgan Securities LLC|23062
SSW$D|SEASPAN CORPORATION|LEHM|Barclays Capital Inc./Le|20800
SSW$D|SEASPAN CORPORATION|LIME|Lime Brokerage LLC|957
SSW$D|SEASPAN CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11200
SSW$D|SEASPAN CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|2504
SSW$D|SEASPAN CORPORATION|NFSC|National Financial Services LLC|16182
SSW$D|SEASPAN CORPORATION|NITE|VIRTU Americas LLC|37016
SSW$D|SEASPAN CORPORATION|NQRB|Brut, LLC|100
SSW$D|SEASPAN CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|13
SSW$D|SEASPAN CORPORATION|PCPT|PHILLIP CAPITAL INC.|282
SSW$D|SEASPAN CORPORATION|PWJC|UBS Financial Services, Inc.|500
SSW$D|SEASPAN CORPORATION|SBRX|MURIEL SIEBERT & CO INC|114
SSW$D|SEASPAN CORPORATION|SBSH|Citigroup Global Markets Inc.|100
SSW$D|SEASPAN CORPORATION|SPDR|SPEEDROUTE LLC|543
SSW$D|SEASPAN CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|450
SSW$D|SEASPAN CORPORATION|SWIM|TD Ameritrade, Inc.|500
SSW$D|SEASPAN CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|517
SSW$D|SEASPAN CORPORATION|TRBT|Tradebot Systems, Inc.|965
SSW$D|SEASPAN CORPORATION|UBSA|UBS SECURITIES LLC|4318
SSW$D|SEASPAN CORPORATION|UBSS|UBS Securities LLC|4724
SSW$D|SEASPAN CORPORATION|VGRD|Vanguard Marketing Corporation|1600
SSW$D|SEASPAN CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|6803
SSW$D|SEASPAN CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|517
SSW$D|SEASPAN CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9570
SSW$E|SEASPAN CORPORATION|ALTX|Alternet Securities Inc.|100
SSW$E|SEASPAN CORPORATION|BARD|Robert W. Baird & Co. Incorporated|300
SSW$E|SEASPAN CORPORATION|BBNT|BB&T SECURITIES, LLC|211
SSW$E|SEASPAN CORPORATION|BNCH|The Benchmark Company, LLC|300
SSW$E|SEASPAN CORPORATION|BYXM|CBOE TRADING, INC.|100
SSW$E|SEASPAN CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
SSW$E|SEASPAN CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1192
SSW$E|SEASPAN CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|16160
SSW$E|SEASPAN CORPORATION|DBAX|Deutsche Bank Securities Inc.|2900
SSW$E|SEASPAN CORPORATION|DEAN|MORGAN STANLEY|17265
SSW$E|SEASPAN CORPORATION|EBXL|EBX LLC|2900
SSW$E|SEASPAN CORPORATION|EDJO|Edward D. Jones & Co., L.P.|133
SSW$E|SEASPAN CORPORATION|ETRS|E*Trade Securities LLC|6550
SSW$E|SEASPAN CORPORATION|FILL|Tradestation Securities, Inc.|100
SSW$E|SEASPAN CORPORATION|FTBR|Foliofn Investments, Inc.|288
SSW$E|SEASPAN CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|331
SSW$E|SEASPAN CORPORATION|GTSZ|GTS SECURITIES LLC|200
SSW$E|SEASPAN CORPORATION|HRBF|American Enterprise Investment Services Inc.|396
SSW$E|SEASPAN CORPORATION|IATS|INTERACTIVE BROKERS LLC|602
SSW$E|SEASPAN CORPORATION|IBKR|Interactive Brokers Llc|9714
SSW$E|SEASPAN CORPORATION|INCA|INSTINET, LLC|1381
SSW$E|SEASPAN CORPORATION|ITGI|ITG Inc.|4181
SSW$E|SEASPAN CORPORATION|ITGP|ITG INC.|1000
SSW$E|SEASPAN CORPORATION|JANY|Janney Montgomery Scott Inc.|200
SSW$E|SEASPAN CORPORATION|JEFF|JEFFERIES LLC|940
SSW$E|SEASPAN CORPORATION|JPMX|J.P. Morgan Securities LLC|1400
SSW$E|SEASPAN CORPORATION|LEHM|Barclays Capital Inc./Le|1600
SSW$E|SEASPAN CORPORATION|LIME|Lime Brokerage LLC|1515
SSW$E|SEASPAN CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SSW$E|SEASPAN CORPORATION|MAXM|Maxim Group LLC|1764
SSW$E|SEASPAN CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|8978
SSW$E|SEASPAN CORPORATION|NFSC|National Financial Services LLC|27839
SSW$E|SEASPAN CORPORATION|NITE|VIRTU Americas LLC|31351
SSW$E|SEASPAN CORPORATION|NQRB|Brut, LLC|600
SSW$E|SEASPAN CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|38
SSW$E|SEASPAN CORPORATION|PDQM|CODA MARKETS, INC.|431
SSW$E|SEASPAN CORPORATION|PWJC|UBS Financial Services, Inc.|18209
SSW$E|SEASPAN CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|850
SSW$E|SEASPAN CORPORATION|SBSH|Citigroup Global Markets Inc.|1201
SSW$E|SEASPAN CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|400
SSW$E|SEASPAN CORPORATION|SPDR|SPEEDROUTE LLC|227
SSW$E|SEASPAN CORPORATION|SWIM|TD Ameritrade, Inc.|200
SSW$E|SEASPAN CORPORATION|TRBT|Tradebot Systems, Inc.|2335
SSW$E|SEASPAN CORPORATION|UBSA|UBS SECURITIES LLC|9798
SSW$E|SEASPAN CORPORATION|UBSS|UBS Securities LLC|31572
SSW$E|SEASPAN CORPORATION|VGRD|Vanguard Marketing Corporation|3065
SSW$E|SEASPAN CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|9496
SSW$E|SEASPAN CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
SSW$G|SEASPAN 8.20% PFD G|ALTX|Alternet Securities Inc.|100
SSW$G|SEASPAN 8.20% PFD G|APCC|Apex Clearing Corporation|900
SSW$G|SEASPAN 8.20% PFD G|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4886
SSW$G|SEASPAN 8.20% PFD G|CANT|Cantor Fitzgerald & Co.|1926
SSW$G|SEASPAN 8.20% PFD G|CHAS|Charles Schwab & Co., Inc.|15543
SSW$G|SEASPAN 8.20% PFD G|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|370
SSW$G|SEASPAN 8.20% PFD G|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4413
SSW$G|SEASPAN 8.20% PFD G|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
SSW$G|SEASPAN 8.20% PFD G|DBAX|Deutsche Bank Securities Inc.|2500
SSW$G|SEASPAN 8.20% PFD G|DEAN|MORGAN STANLEY|8933
SSW$G|SEASPAN 8.20% PFD G|EBXL|EBX LLC|3900
SSW$G|SEASPAN 8.20% PFD G|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
SSW$G|SEASPAN 8.20% PFD G|EGXM|CBOE TRADING, INC.|123
SSW$G|SEASPAN 8.20% PFD G|ETRS|E*Trade Securities LLC|8717
SSW$G|SEASPAN 8.20% PFD G|FILL|Tradestation Securities, Inc.|50
SSW$G|SEASPAN 8.20% PFD G|FTBR|Foliofn Investments, Inc.|61
SSW$G|SEASPAN 8.20% PFD G|GLPX|ACS EXECUTION SERVICES, LLC|103
SSW$G|SEASPAN 8.20% PFD G|GSLT|GOLDMAN SACHS & CO. LLC|457
SSW$G|SEASPAN 8.20% PFD G|GTSZ|GTS SECURITIES LLC|584
SSW$G|SEASPAN 8.20% PFD G|IATS|INTERACTIVE BROKERS LLC|1300
SSW$G|SEASPAN 8.20% PFD G|IBKR|Interactive Brokers Llc|3918
SSW$G|SEASPAN 8.20% PFD G|ICBX|INSTINET, LLC|2486
SSW$G|SEASPAN 8.20% PFD G|INCA|INSTINET, LLC|6348
SSW$G|SEASPAN 8.20% PFD G|INJX|INSTINET, LLC|757
SSW$G|SEASPAN 8.20% PFD G|ITGI|ITG Inc.|13722
SSW$G|SEASPAN 8.20% PFD G|ITGP|ITG INC.|200
SSW$G|SEASPAN 8.20% PFD G|JANY|Janney Montgomery Scott Inc.|1500
SSW$G|SEASPAN 8.20% PFD G|JPMX|J.P. Morgan Securities LLC|4720
SSW$G|SEASPAN 8.20% PFD G|KCGM|VIRTU Americas LLC|1100
SSW$G|SEASPAN 8.20% PFD G|LEHM|Barclays Capital Inc./Le|7800
SSW$G|SEASPAN 8.20% PFD G|LIME|Lime Brokerage LLC|106
SSW$G|SEASPAN 8.20% PFD G|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8138
SSW$G|SEASPAN 8.20% PFD G|MSCO|MORGAN STANLEY & CO. LLC|440
SSW$G|SEASPAN 8.20% PFD G|NFSC|National Financial Services LLC|36175
SSW$G|SEASPAN 8.20% PFD G|NITE|VIRTU Americas LLC|72787
SSW$G|SEASPAN 8.20% PFD G|NQRB|Brut, LLC|500
SSW$G|SEASPAN 8.20% PFD G|OLDM|OLD MISSION CAPITAL, LLC|799
SSW$G|SEASPAN 8.20% PFD G|ONEL|O'NEIL SECURITIES, INCORPORATED|2944
SSW$G|SEASPAN 8.20% PFD G|PCPT|PHILLIP CAPITAL INC.|2687
SSW$G|SEASPAN 8.20% PFD G|PDQM|CODA MARKETS, INC.|203
SSW$G|SEASPAN 8.20% PFD G|PWJC|UBS Financial Services, Inc.|4720
SSW$G|SEASPAN 8.20% PFD G|RBCM|RBC CAPITAL MARKETS, LLC|11273
SSW$G|SEASPAN 8.20% PFD G|SBSH|Citigroup Global Markets Inc.|6670
SSW$G|SEASPAN 8.20% PFD G|SGMT|GOLDMAN SACHS & CO. LLC|300
SSW$G|SEASPAN 8.20% PFD G|SPDR|SPEEDROUTE LLC|200
SSW$G|SEASPAN 8.20% PFD G|STFL|Stifel, Nicolaus & Company, Incorporated|6350
SSW$G|SEASPAN 8.20% PFD G|SWIM|TD Ameritrade, Inc.|1000
SSW$G|SEASPAN 8.20% PFD G|TKNG|ALLY INVEST SECURITIES LLC|150
SSW$G|SEASPAN 8.20% PFD G|TRBT|Tradebot Systems, Inc.|1386
SSW$G|SEASPAN 8.20% PFD G|UBSA|UBS SECURITIES LLC|8525
SSW$G|SEASPAN 8.20% PFD G|UBSS|UBS Securities LLC|9417
SSW$G|SEASPAN 8.20% PFD G|VGRD|Vanguard Marketing Corporation|4164
SSW$G|SEASPAN 8.20% PFD G|WCHV|WELLS FARGO SECURITIES, LLC|7178
SSW$G|SEASPAN 8.20% PFD G|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
SSW$G|SEASPAN 8.20% PFD G|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
SSW$H|SEASPAN CP 7.875 PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5250
SSW$H|SEASPAN CP 7.875 PFD|BNCH|The Benchmark Company, LLC|6300
SSW$H|SEASPAN CP 7.875 PFD|CANT|Cantor Fitzgerald & Co.|70000
SSW$H|SEASPAN CP 7.875 PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
SSW$H|SEASPAN CP 7.875 PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1400
SSW$H|SEASPAN CP 7.875 PFD|DADA|D.A. Davidson & Co.|500
SSW$H|SEASPAN CP 7.875 PFD|DBAX|Deutsche Bank Securities Inc.|1100
SSW$H|SEASPAN CP 7.875 PFD|DEAN|MORGAN STANLEY|6875
SSW$H|SEASPAN CP 7.875 PFD|EBXL|EBX LLC|7400
SSW$H|SEASPAN CP 7.875 PFD|EGXM|CBOE TRADING, INC.|200
SSW$H|SEASPAN CP 7.875 PFD|ETRS|E*Trade Securities LLC|5044
SSW$H|SEASPAN CP 7.875 PFD|FILL|Tradestation Securities, Inc.|50
SSW$H|SEASPAN CP 7.875 PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|300
SSW$H|SEASPAN CP 7.875 PFD|GLPX|ACS EXECUTION SERVICES, LLC|54
SSW$H|SEASPAN CP 7.875 PFD|GSCO|GOLDMAN SACHS & CO. LLC|904
SSW$H|SEASPAN CP 7.875 PFD|GSLT|GOLDMAN SACHS & CO. LLC|400
SSW$H|SEASPAN CP 7.875 PFD|GTSZ|GTS SECURITIES LLC|100
SSW$H|SEASPAN CP 7.875 PFD|HRBF|American Enterprise Investment Services Inc.|1163
SSW$H|SEASPAN CP 7.875 PFD|IATS|INTERACTIVE BROKERS LLC|2300
SSW$H|SEASPAN CP 7.875 PFD|IBKR|Interactive Brokers Llc|5283
SSW$H|SEASPAN CP 7.875 PFD|INCA|INSTINET, LLC|9069
SSW$H|SEASPAN CP 7.875 PFD|ITGI|ITG Inc.|79
SSW$H|SEASPAN CP 7.875 PFD|JANY|Janney Montgomery Scott Inc.|17350
SSW$H|SEASPAN CP 7.875 PFD|JPMX|J.P. Morgan Securities LLC|200
SSW$H|SEASPAN CP 7.875 PFD|KCGM|VIRTU Americas LLC|200
SSW$H|SEASPAN CP 7.875 PFD|LEHM|Barclays Capital Inc./Le|1400
SSW$H|SEASPAN CP 7.875 PFD|LIME|Lime Brokerage LLC|1425
SSW$H|SEASPAN CP 7.875 PFD|MSCO|MORGAN STANLEY & CO. LLC|1213
SSW$H|SEASPAN CP 7.875 PFD|MSPL|MORGAN STANLEY & CO. LLC|2100
SSW$H|SEASPAN CP 7.875 PFD|NATL|National Securities Corporation|500
SSW$H|SEASPAN CP 7.875 PFD|NFSC|National Financial Services LLC|40360
SSW$H|SEASPAN CP 7.875 PFD|NITE|VIRTU Americas LLC|97096
SSW$H|SEASPAN CP 7.875 PFD|NQRB|Brut, LLC|700
SSW$H|SEASPAN CP 7.875 PFD|OLDM|OLD MISSION CAPITAL, LLC|250
SSW$H|SEASPAN CP 7.875 PFD|PCPT|PHILLIP CAPITAL INC.|9790
SSW$H|SEASPAN CP 7.875 PFD|PDQM|CODA MARKETS, INC.|54
SSW$H|SEASPAN CP 7.875 PFD|PWJC|UBS Financial Services, Inc.|11404
SSW$H|SEASPAN CP 7.875 PFD|RBCM|RBC CAPITAL MARKETS, LLC|13958
SSW$H|SEASPAN CP 7.875 PFD|SALI|INTL FCSTONE FINANCIAL INC.|560
SSW$H|SEASPAN CP 7.875 PFD|SBSH|Citigroup Global Markets Inc.|3226
SSW$H|SEASPAN CP 7.875 PFD|SGMT|GOLDMAN SACHS & CO. LLC|200
SSW$H|SEASPAN CP 7.875 PFD|STFL|Stifel, Nicolaus & Company, Incorporated|3392
SSW$H|SEASPAN CP 7.875 PFD|SWIM|TD Ameritrade, Inc.|1802
SSW$H|SEASPAN CP 7.875 PFD|TRBT|Tradebot Systems, Inc.|1455
SSW$H|SEASPAN CP 7.875 PFD|UBSA|UBS SECURITIES LLC|1600
SSW$H|SEASPAN CP 7.875 PFD|UBSS|UBS Securities LLC|27649
SSW$H|SEASPAN CP 7.875 PFD|VGRD|Vanguard Marketing Corporation|7800
SSW$H|SEASPAN CP 7.875 PFD|WCHV|WELLS FARGO SECURITIES, LLC|25452
SSW$H|SEASPAN CP 7.875 PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2780
SSW$H|SEASPAN CP 7.875 PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6633
SSWA|SEASPAN CP 7.125 NT|AGIS|Aegis Capital Corp.|10000
SSWA|SEASPAN CP 7.125 NT|APCC|Apex Clearing Corporation|425
SSWA|SEASPAN CP 7.125 NT|BBNT|BB&T SECURITIES, LLC|1534
SSWA|SEASPAN CP 7.125 NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1068
SSWA|SEASPAN CP 7.125 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
SSWA|SEASPAN CP 7.125 NT|DBAX|Deutsche Bank Securities Inc.|500
SSWA|SEASPAN CP 7.125 NT|EBXL|EBX LLC|1300
SSWA|SEASPAN CP 7.125 NT|EDJO|Edward D. Jones & Co., L.P.|1000
SSWA|SEASPAN CP 7.125 NT|ETRS|E*Trade Securities LLC|1130
SSWA|SEASPAN CP 7.125 NT|FILL|Tradestation Securities, Inc.|200
SSWA|SEASPAN CP 7.125 NT|FMAF|NBCN Inc./ CDS|2000
SSWA|SEASPAN CP 7.125 NT|GSCO|GOLDMAN SACHS & CO. LLC|200
SSWA|SEASPAN CP 7.125 NT|GTSZ|GTS SECURITIES LLC|700
SSWA|SEASPAN CP 7.125 NT|HRBF|American Enterprise Investment Services Inc.|1900
SSWA|SEASPAN CP 7.125 NT|IATS|INTERACTIVE BROKERS LLC|1200
SSWA|SEASPAN CP 7.125 NT|IBKR|Interactive Brokers Llc|5227
SSWA|SEASPAN CP 7.125 NT|ICBX|INSTINET, LLC|1066
SSWA|SEASPAN CP 7.125 NT|INCA|INSTINET, LLC|6400
SSWA|SEASPAN CP 7.125 NT|ITGI|ITG Inc.|9530
SSWA|SEASPAN CP 7.125 NT|ITGP|ITG INC.|3400
SSWA|SEASPAN CP 7.125 NT|JANY|Janney Montgomery Scott Inc.|403280
SSWA|SEASPAN CP 7.125 NT|JPMX|J.P. Morgan Securities LLC|600
SSWA|SEASPAN CP 7.125 NT|KCGM|VIRTU Americas LLC|200
SSWA|SEASPAN CP 7.125 NT|LEHM|Barclays Capital Inc./Le|400
SSWA|SEASPAN CP 7.125 NT|LIME|Lime Brokerage LLC|124
SSWA|SEASPAN CP 7.125 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
SSWA|SEASPAN CP 7.125 NT|MSCO|MORGAN STANLEY & CO. LLC|10490
SSWA|SEASPAN CP 7.125 NT|NFSC|National Financial Services LLC|16070
SSWA|SEASPAN CP 7.125 NT|NITE|VIRTU Americas LLC|52287
SSWA|SEASPAN CP 7.125 NT|NQRB|Brut, LLC|686
SSWA|SEASPAN CP 7.125 NT|PDQM|CODA MARKETS, INC.|300
SSWA|SEASPAN CP 7.125 NT|PWJC|UBS Financial Services, Inc.|2600
SSWA|SEASPAN CP 7.125 NT|RBCM|RBC CAPITAL MARKETS, LLC|19230
SSWA|SEASPAN CP 7.125 NT|SALI|INTL FCSTONE FINANCIAL INC.|390
SSWA|SEASPAN CP 7.125 NT|SBSH|Citigroup Global Markets Inc.|800
SSWA|SEASPAN CP 7.125 NT|SGMT|GOLDMAN SACHS & CO. LLC|700
SSWA|SEASPAN CP 7.125 NT|SWIM|TD Ameritrade, Inc.|2000
SSWA|SEASPAN CP 7.125 NT|TRBT|Tradebot Systems, Inc.|2378
SSWA|SEASPAN CP 7.125 NT|UBSA|UBS SECURITIES LLC|3200
SSWA|SEASPAN CP 7.125 NT|UBSS|UBS Securities LLC|10470
SSWA|SEASPAN CP 7.125 NT|VGRD|Vanguard Marketing Corporation|2550
SSWA|SEASPAN CP 7.125 NT|WABR|Wall Street Access|18000
SSWA|SEASPAN CP 7.125 NT|WCHV|WELLS FARGO SECURITIES, LLC|18856
SSWN|SEASPAN CP 6.375% NT|BBNT|BB&T SECURITIES, LLC|1300
SSWN|SEASPAN CP 6.375% NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
SSWN|SEASPAN CP 6.375% NT|BOKI|BOK FINANCIAL SECURITIES, INC.|168500
SSWN|SEASPAN CP 6.375% NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1299
SSWN|SEASPAN CP 6.375% NT|DADA|D.A. Davidson & Co.|1991
SSWN|SEASPAN CP 6.375% NT|DBAX|Deutsche Bank Securities Inc.|800
SSWN|SEASPAN CP 6.375% NT|DEAN|MORGAN STANLEY|2100
SSWN|SEASPAN CP 6.375% NT|EBXL|EBX LLC|5900
SSWN|SEASPAN CP 6.375% NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2171
SSWN|SEASPAN CP 6.375% NT|EDJO|Edward D. Jones & Co., L.P.|2500
SSWN|SEASPAN CP 6.375% NT|EGXM|CBOE TRADING, INC.|400
SSWN|SEASPAN CP 6.375% NT|ETRS|E*Trade Securities LLC|1775
SSWN|SEASPAN CP 6.375% NT|FMAF|NBCN Inc./ CDS|1700
SSWN|SEASPAN CP 6.375% NT|GSCO|GOLDMAN SACHS & CO. LLC|10185
SSWN|SEASPAN CP 6.375% NT|GSLT|GOLDMAN SACHS & CO. LLC|260
SSWN|SEASPAN CP 6.375% NT|HRBF|American Enterprise Investment Services Inc.|3332
SSWN|SEASPAN CP 6.375% NT|IATS|INTERACTIVE BROKERS LLC|200
SSWN|SEASPAN CP 6.375% NT|IBKR|Interactive Brokers Llc|661
SSWN|SEASPAN CP 6.375% NT|ICBX|INSTINET, LLC|800
SSWN|SEASPAN CP 6.375% NT|INCA|INSTINET, LLC|621
SSWN|SEASPAN CP 6.375% NT|ITGI|ITG Inc.|5408
SSWN|SEASPAN CP 6.375% NT|ITGP|ITG INC.|3000
SSWN|SEASPAN CP 6.375% NT|JANY|Janney Montgomery Scott Inc.|400000
SSWN|SEASPAN CP 6.375% NT|KCGM|VIRTU Americas LLC|1100
SSWN|SEASPAN CP 6.375% NT|LEHM|Barclays Capital Inc./Le|1000
SSWN|SEASPAN CP 6.375% NT|LIME|Lime Brokerage LLC|15
SSWN|SEASPAN CP 6.375% NT|MSCO|MORGAN STANLEY & CO. LLC|4207
SSWN|SEASPAN CP 6.375% NT|MSPL|MORGAN STANLEY & CO. LLC|100
SSWN|SEASPAN CP 6.375% NT|NFSC|National Financial Services LLC|14699
SSWN|SEASPAN CP 6.375% NT|NITE|VIRTU Americas LLC|31296
SSWN|SEASPAN CP 6.375% NT|NQRB|Brut, LLC|100
SSWN|SEASPAN CP 6.375% NT|PWJC|UBS Financial Services, Inc.|5512
SSWN|SEASPAN CP 6.375% NT|RBCM|RBC CAPITAL MARKETS, LLC|1400
SSWN|SEASPAN CP 6.375% NT|SALI|INTL FCSTONE FINANCIAL INC.|350
SSWN|SEASPAN CP 6.375% NT|SGMT|GOLDMAN SACHS & CO. LLC|4764
SSWN|SEASPAN CP 6.375% NT|STFL|Stifel, Nicolaus & Company, Incorporated|3324
SSWN|SEASPAN CP 6.375% NT|TRBT|Tradebot Systems, Inc.|2333
SSWN|SEASPAN CP 6.375% NT|UBSA|UBS SECURITIES LLC|2973
SSWN|SEASPAN CP 6.375% NT|UBSS|UBS Securities LLC|22280
SSWN|SEASPAN CP 6.375% NT|VGRD|Vanguard Marketing Corporation|1030
SSWN|SEASPAN CP 6.375% NT|WBLR|WILLIAM BLAIR|390
SSWN|SEASPAN CP 6.375% NT|WCHV|WELLS FARGO SECURITIES, LLC|19834
SSWN|SEASPAN CP 6.375% NT|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
SSWN|SEASPAN CP 6.375% NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2477
SSY|SUNLINK HEALTH SYS|ALTX|Alternet Securities Inc.|132
SSY|SUNLINK HEALTH SYS|APCC|Apex Clearing Corporation|5
SSY|SUNLINK HEALTH SYS|BATM|CBOE TRADING, INC.|85
SSY|SUNLINK HEALTH SYS|CTDL|Citadel Derivatives Group Llc|72
SSY|SUNLINK HEALTH SYS|EGXM|CBOE TRADING, INC.|802
SSY|SUNLINK HEALTH SYS|EGXW|CBOE TRADING, INC.|51
SSY|SUNLINK HEALTH SYS|ETRS|E*Trade Securities LLC|3772
SSY|SUNLINK HEALTH SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
SSY|SUNLINK HEALTH SYS|FTBR|Foliofn Investments, Inc.|1
SSY|SUNLINK HEALTH SYS|GSCO|GOLDMAN SACHS & CO. LLC|106
SSY|SUNLINK HEALTH SYS|IATS|INTERACTIVE BROKERS LLC|200
SSY|SUNLINK HEALTH SYS|IBKR|Interactive Brokers Llc|3030
SSY|SUNLINK HEALTH SYS|INCA|INSTINET, LLC|100
SSY|SUNLINK HEALTH SYS|ITGI|ITG Inc.|400
SSY|SUNLINK HEALTH SYS|LIME|Lime Brokerage LLC|201
SSY|SUNLINK HEALTH SYS|LSCI|Lek Securities Corporation|13
SSY|SUNLINK HEALTH SYS|MSCO|MORGAN STANLEY & CO. LLC|900
SSY|SUNLINK HEALTH SYS|NFSC|National Financial Services LLC|100
SSY|SUNLINK HEALTH SYS|NITE|VIRTU Americas LLC|5841
SSY|SUNLINK HEALTH SYS|SGMT|GOLDMAN SACHS & CO. LLC|69
SSY|SUNLINK HEALTH SYS|TKNG|ALLY INVEST SECURITIES LLC|27
SSY|SUNLINK HEALTH SYS|UBSA|UBS SECURITIES LLC|664
SSY|SUNLINK HEALTH SYS|UBSS|UBS Securities LLC|1785
SSY|SUNLINK HEALTH SYS|VALX|VIRTU AMERICAS LLC|170
SSY|SUNLINK HEALTH SYS|VNDS|VANDHAM SECURITIES CORP|132
SSY|SUNLINK HEALTH SYS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|66
SSY|SUNLINK HEALTH SYS|WSEA|WOLVERINE SECURITIES, LLC|452
SSYS|STRATASYS, LTD.|AGIS|Aegis Capital Corp.|1850
SSYS|STRATASYS, LTD.|ALLN|Allen & Company LLC|2778
SSYS|STRATASYS, LTD.|ALTX|Alternet Securities Inc.|10434
SSYS|STRATASYS, LTD.|APCC|Apex Clearing Corporation|1420
SSYS|STRATASYS, LTD.|BANK|Primevest Financial Services, Inc.|75
SSYS|STRATASYS, LTD.|BARD|Robert W. Baird & Co. Incorporated|12400
SSYS|STRATASYS, LTD.|BATM|CBOE TRADING, INC.|5580
SSYS|STRATASYS, LTD.|BAYC|BAY CREST PARTNERS, LLC|150
SSYS|STRATASYS, LTD.|BBNT|BB&T SECURITIES, LLC|800
SSYS|STRATASYS, LTD.|BERN|Sanford C. Bernstein & Co., LLC|39990
SSYS|STRATASYS, LTD.|BIMI|Banca IMI Securities Corp.|38
SSYS|STRATASYS, LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|58864
SSYS|STRATASYS, LTD.|BMOC|BMO Capital Markets Corp.|8077
SSYS|STRATASYS, LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|10604
SSYS|STRATASYS, LTD.|BTIG|BTIG, LLC|23354
SSYS|STRATASYS, LTD.|BYXM|CBOE TRADING, INC.|4307
SSYS|STRATASYS, LTD.|BZYD|GOLDMAN SACHS & CO. LLC|600
SSYS|STRATASYS, LTD.|CHAS|Charles Schwab & Co., Inc.|6290
SSYS|STRATASYS, LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17831
SSYS|STRATASYS, LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4848
SSYS|STRATASYS, LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|195
SSYS|STRATASYS, LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|194447
SSYS|STRATASYS, LTD.|CTDL|Citadel Derivatives Group Llc|10687
SSYS|STRATASYS, LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|23076
SSYS|STRATASYS, LTD.|DBAB|Deutsche Bank Securities Inc.|220916
SSYS|STRATASYS, LTD.|DBAX|Deutsche Bank Securities Inc.|201200
SSYS|STRATASYS, LTD.|DBUL|Deutsche Bank Securities Inc.|8870
SSYS|STRATASYS, LTD.|DCHF|Dart Executions, LLC|675
SSYS|STRATASYS, LTD.|DEAN|MORGAN STANLEY|2946
SSYS|STRATASYS, LTD.|DEGS|RONIN PROFESSIONAL LLC|4394
SSYS|STRATASYS, LTD.|EBXL|EBX LLC|134100
SSYS|STRATASYS, LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|13073
SSYS|STRATASYS, LTD.|EDJC|Edward Jones / CDS|277
SSYS|STRATASYS, LTD.|EDJO|Edward D. Jones & Co., L.P.|4573
SSYS|STRATASYS, LTD.|EGAM|CBOE TRADING, INC.|17822
SSYS|STRATASYS, LTD.|EGAW|CBOE TRADING, INC.|200
SSYS|STRATASYS, LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|200
SSYS|STRATASYS, LTD.|EGXM|CBOE TRADING, INC.|5952
SSYS|STRATASYS, LTD.|EGXW|CBOE TRADING, INC.|171
SSYS|STRATASYS, LTD.|ETBE|Electronic Transaction Clearing, Inc.|11506
SSYS|STRATASYS, LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2742
SSYS|STRATASYS, LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16109
SSYS|STRATASYS, LTD.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|38586
SSYS|STRATASYS, LTD.|ETRS|E*Trade Securities LLC|144948
SSYS|STRATASYS, LTD.|FBCO|Credit Suisse Securities (USA) LLC|851793
SSYS|STRATASYS, LTD.|FILL|Tradestation Securities, Inc.|184043
SSYS|STRATASYS, LTD.|FINX|FINTECH SECURITIES|300
SSYS|STRATASYS, LTD.|FMAF|NBCN Inc./ CDS|3912
SSYS|STRATASYS, LTD.|FOMA|TD AMERITRADE CLEARING, INC.|364120
SSYS|STRATASYS, LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5900
SSYS|STRATASYS, LTD.|FQLS|Quantlab Securities LP|171888
SSYS|STRATASYS, LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92656
SSYS|STRATASYS, LTD.|FTBR|Foliofn Investments, Inc.|1315
SSYS|STRATASYS, LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|18967
SSYS|STRATASYS, LTD.|GLPX|ACS EXECUTION SERVICES, LLC|25605
SSYS|STRATASYS, LTD.|GSCO|GOLDMAN SACHS & CO. LLC|1032015
SSYS|STRATASYS, LTD.|GSCS|GOLDMAN SACHS & CO. LLC|47061
SSYS|STRATASYS, LTD.|GSLT|GOLDMAN SACHS & CO. LLC|1173
SSYS|STRATASYS, LTD.|GTSZ|GTS SECURITIES LLC|9169
SSYS|STRATASYS, LTD.|HAPX|HAP Trading, LLC|100
SSYS|STRATASYS, LTD.|HRBF|American Enterprise Investment Services Inc.|6199
SSYS|STRATASYS, LTD.|HSBC|HSBC Securities, Inc.|4347
SSYS|STRATASYS, LTD.|IATS|INTERACTIVE BROKERS LLC|20357
SSYS|STRATASYS, LTD.|IBKR|Interactive Brokers Llc|132733
SSYS|STRATASYS, LTD.|ICBX|INSTINET, LLC|12900
SSYS|STRATASYS, LTD.|IEQY|CITADEL SECURITIES LLC|70726
SSYS|STRATASYS, LTD.|INCA|INSTINET, LLC|233976
SSYS|STRATASYS, LTD.|INJX|INSTINET, LLC|13896
SSYS|STRATASYS, LTD.|ITGI|ITG Inc.|111177
SSYS|STRATASYS, LTD.|ITGP|ITG INC.|85000
SSYS|STRATASYS, LTD.|JANY|Janney Montgomery Scott Inc.|600
SSYS|STRATASYS, LTD.|JEFF|JEFFERIES LLC|631444
SSYS|STRATASYS, LTD.|JMPT|JUMP TRADING, LLC|48403
SSYS|STRATASYS, LTD.|JPBX|J.P. MORGAN SECURITIES LLC|26712
SSYS|STRATASYS, LTD.|JPMX|J.P. Morgan Securities LLC|148872
SSYS|STRATASYS, LTD.|JSJX|JANE STREET CAPITAL LLC|60912
SSYS|STRATASYS, LTD.|KCGM|VIRTU Americas LLC|23164
SSYS|STRATASYS, LTD.|LEHM|Barclays Capital Inc./Le|516794
SSYS|STRATASYS, LTD.|LIME|Lime Brokerage LLC|111009
SSYS|STRATASYS, LTD.|LSCI|Lek Securities Corporation|6
SSYS|STRATASYS, LTD.|MACQ|Macquarie Capital (USA) Inc.|3891
SSYS|STRATASYS, LTD.|MAXM|Maxim Group LLC|9132
SSYS|STRATASYS, LTD.|MBTS|ALLY INVEST SECURITIES LLC|1772
SSYS|STRATASYS, LTD.|MCMF|Raymond James Ltd. Cds|1000
SSYS|STRATASYS, LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74354
SSYS|STRATASYS, LTD.|MOTF|MOTIF INVESTING, INC.|87
SSYS|STRATASYS, LTD.|MSCO|MORGAN STANLEY & CO. LLC|1404526
SSYS|STRATASYS, LTD.|MSPL|MORGAN STANLEY & CO. LLC|164400
SSYS|STRATASYS, LTD.|MSTX|MORGAN STANLEY & CO. LLC|57700
SSYS|STRATASYS, LTD.|NFSC|National Financial Services LLC|292718
SSYS|STRATASYS, LTD.|NITE|VIRTU Americas LLC|1147815
SSYS|STRATASYS, LTD.|NITP|VIRTU Americas LLC|5300
SSYS|STRATASYS, LTD.|NQRB|Brut, LLC|46838
SSYS|STRATASYS, LTD.|NTRC|Northern Trust Securities, Inc.|50
SSYS|STRATASYS, LTD.|OHOS|TWO SIGMA SECURITIES, LLC|96821
SSYS|STRATASYS, LTD.|ONEL|O'NEIL SECURITIES, INCORPORATED|10901
SSYS|STRATASYS, LTD.|OPCO|Oppenheimer & Co. Inc.|3504
SSYS|STRATASYS, LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2083
SSYS|STRATASYS, LTD.|PDQM|CODA MARKETS, INC.|83102
SSYS|STRATASYS, LTD.|PHLY|NASDAQ Execution Services, LLC|8000
SSYS|STRATASYS, LTD.|PICT|Pictet Overseas Inc.|500
SSYS|STRATASYS, LTD.|PWJC|UBS Financial Services, Inc.|4109
SSYS|STRATASYS, LTD.|RAJA|Raymond James & Associates, Inc.|20644
SSYS|STRATASYS, LTD.|RBCM|RBC CAPITAL MARKETS, LLC|6325
SSYS|STRATASYS, LTD.|SAGL|SAGETRADER, LLC|27640
SSYS|STRATASYS, LTD.|SAGW|SAGETRADER, LLC|346
SSYS|STRATASYS, LTD.|SALI|INTL FCSTONE FINANCIAL INC.|414
SSYS|STRATASYS, LTD.|SBSH|Citigroup Global Markets Inc.|124601
SSYS|STRATASYS, LTD.|SGMT|GOLDMAN SACHS & CO. LLC|71425
SSYS|STRATASYS, LTD.|SOGO|Wang Investment Associates, Inc.|50
SSYS|STRATASYS, LTD.|SPDR|SPEEDROUTE LLC|6002
SSYS|STRATASYS, LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|23537
SSYS|STRATASYS, LTD.|STKP|STOCKPILE INVESTMENTS, INC.|528
SSYS|STRATASYS, LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
SSYS|STRATASYS, LTD.|SWIM|TD Ameritrade, Inc.|117537
SSYS|STRATASYS, LTD.|SWST|Hilltop Securities Inc.|2000
SSYS|STRATASYS, LTD.|TKNG|ALLY INVEST SECURITIES LLC|3838
SSYS|STRATASYS, LTD.|TRBT|Tradebot Systems, Inc.|168902
SSYS|STRATASYS, LTD.|TRCM|TRC MARKETS LLC|139572
SSYS|STRATASYS, LTD.|TWTT|TASTYWORKS, INC.|100
SSYS|STRATASYS, LTD.|UBSA|UBS SECURITIES LLC|255927
SSYS|STRATASYS, LTD.|UBSS|UBS Securities LLC|618937
SSYS|STRATASYS, LTD.|VALX|VIRTU AMERICAS LLC|6080
SSYS|STRATASYS, LTD.|VFIN|National Securities Corporation|114902
SSYS|STRATASYS, LTD.|VGRD|Vanguard Marketing Corporation|47195
SSYS|STRATASYS, LTD.|VSIN|Vision Financial Markets Llc|4500
SSYS|STRATASYS, LTD.|WCHV|WELLS FARGO SECURITIES, LLC|36125
SSYS|STRATASYS, LTD.|WEED|Weeden & Co.L.P.|510
SSYS|STRATASYS, LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9196
SSYS|STRATASYS, LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36274
SSYS|STRATASYS, LTD.|WGIF|CIBC World Markets Inc.|5314
SSYS|STRATASYS, LTD.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|45
SSYS|STRATASYS, LTD.|WSAG|WALL STREET ACCESS|800
SSYS|STRATASYS, LTD.|WSEA|WOLVERINE SECURITIES, LLC|11992
SSYS|STRATASYS, LTD.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100000
SSYS|STRATASYS, LTD.|XIST|INSTINET, LLC|16440
SSYS|STRATASYS, LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8700
SSYS|STRATASYS, LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|4809
SSYS|STRATASYS, LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1422
ST|SENSATA TECH HOLDING|ABLE|NATIXIS Securities Americas LLC|16091
ST|SENSATA TECH HOLDING|ALTX|Alternet Securities Inc.|9000
ST|SENSATA TECH HOLDING|ANOS|ABEL/NOSER, L.L.C.|100
ST|SENSATA TECH HOLDING|APCC|Apex Clearing Corporation|37
ST|SENSATA TECH HOLDING|BARD|Robert W. Baird & Co. Incorporated|864
ST|SENSATA TECH HOLDING|BATM|CBOE TRADING, INC.|4072
ST|SENSATA TECH HOLDING|BAYC|BAY CREST PARTNERS, LLC|140
ST|SENSATA TECH HOLDING|BAYT|BTIG, LLC|3200
ST|SENSATA TECH HOLDING|BBNT|BB&T SECURITIES, LLC|326
ST|SENSATA TECH HOLDING|BERN|Sanford C. Bernstein & Co., LLC|74250
ST|SENSATA TECH HOLDING|BIDS|BIDS TRADING L.P.|1500
ST|SENSATA TECH HOLDING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4744
ST|SENSATA TECH HOLDING|BLKX|INSTINET, LLC|85800
ST|SENSATA TECH HOLDING|BNPX|BNP PARIBAS SECURITIES CORP.|26781
ST|SENSATA TECH HOLDING|BTIG|BTIG, LLC|184
ST|SENSATA TECH HOLDING|BYXM|CBOE TRADING, INC.|1218
ST|SENSATA TECH HOLDING|BZYD|GOLDMAN SACHS & CO. LLC|201
ST|SENSATA TECH HOLDING|CBLC|CITIGROUP GLOBAL MARKETS INC.|33800
ST|SENSATA TECH HOLDING|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
ST|SENSATA TECH HOLDING|CIST|Capital Institutional Services, Inc.|1005
ST|SENSATA TECH HOLDING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10233
ST|SENSATA TECH HOLDING|CPET|CLEARPOOL EXECUTION SERVICES, LLC|68694
ST|SENSATA TECH HOLDING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|285813
ST|SENSATA TECH HOLDING|CTDL|Citadel Derivatives Group Llc|2601
ST|SENSATA TECH HOLDING|CTLR|CUTLER GROUP, LP|258
ST|SENSATA TECH HOLDING|CXCX|CITIGROUP GLOBAL MARKETS INC.|62088
ST|SENSATA TECH HOLDING|DADA|D.A. Davidson & Co.|300
ST|SENSATA TECH HOLDING|DBAB|Deutsche Bank Securities Inc.|427149
ST|SENSATA TECH HOLDING|DBAX|Deutsche Bank Securities Inc.|222200
ST|SENSATA TECH HOLDING|DBUL|Deutsche Bank Securities Inc.|3797
ST|SENSATA TECH HOLDING|DEAN|MORGAN STANLEY|3347
ST|SENSATA TECH HOLDING|DEGS|RONIN PROFESSIONAL LLC|100
ST|SENSATA TECH HOLDING|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1826
ST|SENSATA TECH HOLDING|EBXL|EBX LLC|172500
ST|SENSATA TECH HOLDING|ECUT|CONVERGEX EXECUTION SOLUTIONS|2461
ST|SENSATA TECH HOLDING|EDJO|Edward D. Jones & Co., L.P.|3531
ST|SENSATA TECH HOLDING|EGAM|CBOE TRADING, INC.|19041
ST|SENSATA TECH HOLDING|EGMT|EG MARKET TECHNOLOGIES LLC|500
ST|SENSATA TECH HOLDING|EGXM|CBOE TRADING, INC.|3354
ST|SENSATA TECH HOLDING|EGXW|CBOE TRADING, INC.|186
ST|SENSATA TECH HOLDING|ELEV|ELEVATION, LLC|4200
ST|SENSATA TECH HOLDING|ETBE|Electronic Transaction Clearing, Inc.|22628
ST|SENSATA TECH HOLDING|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
ST|SENSATA TECH HOLDING|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|16
ST|SENSATA TECH HOLDING|ETCC|Electronic Transaction Clearing, Inc.|210
ST|SENSATA TECH HOLDING|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14928
ST|SENSATA TECH HOLDING|ETRS|E*Trade Securities LLC|36878
ST|SENSATA TECH HOLDING|FILL|Tradestation Securities, Inc.|1600
ST|SENSATA TECH HOLDING|FMAF|NBCN Inc./ CDS|14080
ST|SENSATA TECH HOLDING|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1903
ST|SENSATA TECH HOLDING|FQLS|Quantlab Securities LP|226086
ST|SENSATA TECH HOLDING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87898
ST|SENSATA TECH HOLDING|FTBR|Foliofn Investments, Inc.|2561
ST|SENSATA TECH HOLDING|GEBB|GLOBAL EXECUTION BROKERS, LP|2383
ST|SENSATA TECH HOLDING|GLPX|ACS EXECUTION SERVICES, LLC|39977
ST|SENSATA TECH HOLDING|GSCO|GOLDMAN SACHS & CO. LLC|926394
ST|SENSATA TECH HOLDING|GSCS|GOLDMAN SACHS & CO. LLC|5214
ST|SENSATA TECH HOLDING|GSLT|GOLDMAN SACHS & CO. LLC|9333
ST|SENSATA TECH HOLDING|GTSZ|GTS SECURITIES LLC|128664
ST|SENSATA TECH HOLDING|HPPX|POTAMUS TRADING, LLC|889
ST|SENSATA TECH HOLDING|HRBF|American Enterprise Investment Services Inc.|2684
ST|SENSATA TECH HOLDING|HSBC|HSBC Securities, Inc.|2540
ST|SENSATA TECH HOLDING|IATS|INTERACTIVE BROKERS LLC|5160
ST|SENSATA TECH HOLDING|IBKR|Interactive Brokers Llc|20581
ST|SENSATA TECH HOLDING|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2390
ST|SENSATA TECH HOLDING|ICBX|INSTINET, LLC|47330
ST|SENSATA TECH HOLDING|INCA|INSTINET, LLC|275883
ST|SENSATA TECH HOLDING|INJX|INSTINET, LLC|6469
ST|SENSATA TECH HOLDING|ITGI|ITG Inc.|28576
ST|SENSATA TECH HOLDING|ITGP|ITG INC.|277800
ST|SENSATA TECH HOLDING|JANY|Janney Montgomery Scott Inc.|781
ST|SENSATA TECH HOLDING|JEFF|JEFFERIES LLC|515177
ST|SENSATA TECH HOLDING|JMPT|JUMP TRADING, LLC|73036
ST|SENSATA TECH HOLDING|JONE|JonesTrading|485665
ST|SENSATA TECH HOLDING|JPBX|J.P. MORGAN SECURITIES LLC|61466
ST|SENSATA TECH HOLDING|JPMX|J.P. Morgan Securities LLC|557929
ST|SENSATA TECH HOLDING|JSJX|JANE STREET CAPITAL LLC|9805
ST|SENSATA TECH HOLDING|KCGM|VIRTU Americas LLC|38253
ST|SENSATA TECH HOLDING|LEHM|Barclays Capital Inc./Le|618843
ST|SENSATA TECH HOLDING|LIME|Lime Brokerage LLC|22706
ST|SENSATA TECH HOLDING|LMNX|LUMINEX TRADING & ANALYTICS LLC|17748
ST|SENSATA TECH HOLDING|LQNA|LIQUIDNET, INC.|390700
ST|SENSATA TECH HOLDING|LQNB|LIQUIDNET, INC.|1300
ST|SENSATA TECH HOLDING|LSCI|Lek Securities Corporation|6911
ST|SENSATA TECH HOLDING|MACQ|Macquarie Capital (USA) Inc.|1502
ST|SENSATA TECH HOLDING|MAXM|Maxim Group LLC|32638
ST|SENSATA TECH HOLDING|MCMF|Raymond James Ltd. Cds|1743
ST|SENSATA TECH HOLDING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96179
ST|SENSATA TECH HOLDING|MOTF|MOTIF INVESTING, INC.|19
ST|SENSATA TECH HOLDING|MSCO|MORGAN STANLEY & CO. LLC|1311232
ST|SENSATA TECH HOLDING|MSPL|MORGAN STANLEY & CO. LLC|488700
ST|SENSATA TECH HOLDING|MSTX|MORGAN STANLEY & CO. LLC|144500
ST|SENSATA TECH HOLDING|NFSC|National Financial Services LLC|49655
ST|SENSATA TECH HOLDING|NITE|VIRTU Americas LLC|153020
ST|SENSATA TECH HOLDING|NITP|VIRTU Americas LLC|400
ST|SENSATA TECH HOLDING|NQRB|Brut, LLC|6666
ST|SENSATA TECH HOLDING|OPCO|Oppenheimer & Co. Inc.|12864
ST|SENSATA TECH HOLDING|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1992
ST|SENSATA TECH HOLDING|PCPT|PHILLIP CAPITAL INC.|80
ST|SENSATA TECH HOLDING|PDQM|CODA MARKETS, INC.|103846
ST|SENSATA TECH HOLDING|PICT|Pictet Overseas Inc.|2119
ST|SENSATA TECH HOLDING|PWJC|UBS Financial Services, Inc.|648
ST|SENSATA TECH HOLDING|RBCM|RBC CAPITAL MARKETS, LLC|2831
ST|SENSATA TECH HOLDING|SAGL|SAGETRADER, LLC|8130
ST|SENSATA TECH HOLDING|SALI|INTL FCSTONE FINANCIAL INC.|27
ST|SENSATA TECH HOLDING|SBSH|Citigroup Global Markets Inc.|225989
ST|SENSATA TECH HOLDING|SGMT|GOLDMAN SACHS & CO. LLC|135222
ST|SENSATA TECH HOLDING|SPDR|SPEEDROUTE LLC|10004
ST|SENSATA TECH HOLDING|SPHN|Stephens Inc.|100
ST|SENSATA TECH HOLDING|STFL|Stifel, Nicolaus & Company, Incorporated|1475
ST|SENSATA TECH HOLDING|STKP|STOCKPILE INVESTMENTS, INC.|4
ST|SENSATA TECH HOLDING|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4876
ST|SENSATA TECH HOLDING|SWIM|TD Ameritrade, Inc.|2633
ST|SENSATA TECH HOLDING|SWST|Hilltop Securities Inc.|178
ST|SENSATA TECH HOLDING|TKNG|ALLY INVEST SECURITIES LLC|200
ST|SENSATA TECH HOLDING|TRBT|Tradebot Systems, Inc.|198119
ST|SENSATA TECH HOLDING|TRCM|TRC MARKETS LLC|62649
ST|SENSATA TECH HOLDING|TWTT|TASTYWORKS, INC.|2000
ST|SENSATA TECH HOLDING|UBSA|UBS SECURITIES LLC|354474
ST|SENSATA TECH HOLDING|UBSS|UBS Securities LLC|664861
ST|SENSATA TECH HOLDING|VALX|VIRTU AMERICAS LLC|10411
ST|SENSATA TECH HOLDING|VERT|The Vertical Trading Group, LLC|97
ST|SENSATA TECH HOLDING|VGRD|Vanguard Marketing Corporation|515
ST|SENSATA TECH HOLDING|WBPX|SUMMIT SECURITIES GROUP, LLC|4899
ST|SENSATA TECH HOLDING|WCHV|WELLS FARGO SECURITIES, LLC|153992
ST|SENSATA TECH HOLDING|WEED|Weeden & Co.L.P.|700
ST|SENSATA TECH HOLDING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5236
ST|SENSATA TECH HOLDING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3672
ST|SENSATA TECH HOLDING|WGIF|CIBC World Markets Inc.|135
ST|SENSATA TECH HOLDING|WORD|Worden Capital Management LLC|2286
ST|SENSATA TECH HOLDING|WSAG|WALL STREET ACCESS|219
ST|SENSATA TECH HOLDING|WSEA|WOLVERINE SECURITIES, LLC|1848
ST|SENSATA TECH HOLDING|XIST|INSTINET, LLC|5742
ST|SENSATA TECH HOLDING|XPQR|Jump Trading|2300
ST|SENSATA TECH HOLDING|XSTM|NATIONAL FINANCIAL SERVICES LLC|32076
ST|SENSATA TECH HOLDING|YKNA|COMHAR CAPITAL MARKETS, LLC|4417
ST|SENSATA TECH HOLDING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2328
STAA|STAAR SURGICAL CO ##|ADAM|CANACCORD GENUITY INC.|5422
STAA|STAAR SURGICAL CO ##|APCC|Apex Clearing Corporation|1945
STAA|STAAR SURGICAL CO ##|BATM|CBOE TRADING, INC.|1617
STAA|STAAR SURGICAL CO ##|BAYT|BTIG, LLC|300
STAA|STAAR SURGICAL CO ##|BBNT|BB&T SECURITIES, LLC|200
STAA|STAAR SURGICAL CO ##|BERN|Sanford C. Bernstein & Co., LLC|11452
STAA|STAAR SURGICAL CO ##|BIMI|Banca IMI Securities Corp.|65
STAA|STAAR SURGICAL CO ##|BKCM|BNY Mellon Capital Markets LLC|306
STAA|STAAR SURGICAL CO ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10069
STAA|STAAR SURGICAL CO ##|BMOC|BMO Capital Markets Corp.|6585
STAA|STAAR SURGICAL CO ##|BNPX|BNP PARIBAS SECURITIES CORP.|156838
STAA|STAAR SURGICAL CO ##|BTIG|BTIG, LLC|4371
STAA|STAAR SURGICAL CO ##|BYXM|CBOE TRADING, INC.|1305
STAA|STAAR SURGICAL CO ##|BZYD|GOLDMAN SACHS & CO. LLC|2400
STAA|STAAR SURGICAL CO ##|CANT|Cantor Fitzgerald & Co.|527
STAA|STAAR SURGICAL CO ##|CHAS|Charles Schwab & Co., Inc.|100
STAA|STAAR SURGICAL CO ##|CIST|Capital Institutional Services, Inc.|254
STAA|STAAR SURGICAL CO ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71870
STAA|STAAR SURGICAL CO ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2700
STAA|STAAR SURGICAL CO ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
STAA|STAAR SURGICAL CO ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|177965
STAA|STAAR SURGICAL CO ##|CTDL|Citadel Derivatives Group Llc|15989
STAA|STAAR SURGICAL CO ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|20272
STAA|STAAR SURGICAL CO ##|DBAB|Deutsche Bank Securities Inc.|271311
STAA|STAAR SURGICAL CO ##|DBAX|Deutsche Bank Securities Inc.|162200
STAA|STAAR SURGICAL CO ##|DEAN|MORGAN STANLEY|1975
STAA|STAAR SURGICAL CO ##|DEGS|RONIN PROFESSIONAL LLC|7734
STAA|STAAR SURGICAL CO ##|EBXL|EBX LLC|74900
STAA|STAAR SURGICAL CO ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|16871
STAA|STAAR SURGICAL CO ##|EDJO|Edward D. Jones & Co., L.P.|349
STAA|STAAR SURGICAL CO ##|EGAM|CBOE TRADING, INC.|6403
STAA|STAAR SURGICAL CO ##|EGAW|CBOE TRADING, INC.|200
STAA|STAAR SURGICAL CO ##|EGMT|EG MARKET TECHNOLOGIES LLC|740
STAA|STAAR SURGICAL CO ##|EGXM|CBOE TRADING, INC.|3041
STAA|STAAR SURGICAL CO ##|ETBE|Electronic Transaction Clearing, Inc.|7925
STAA|STAAR SURGICAL CO ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17240
STAA|STAAR SURGICAL CO ##|ETRS|E*Trade Securities LLC|134251
STAA|STAAR SURGICAL CO ##|FBCO|Credit Suisse Securities (USA) LLC|228546
STAA|STAAR SURGICAL CO ##|FILL|Tradestation Securities, Inc.|13353
STAA|STAAR SURGICAL CO ##|FMAF|NBCN Inc./ CDS|4189
STAA|STAAR SURGICAL CO ##|FOMA|TD AMERITRADE CLEARING, INC.|103151
STAA|STAAR SURGICAL CO ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|166
STAA|STAAR SURGICAL CO ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23604
STAA|STAAR SURGICAL CO ##|FTBR|Foliofn Investments, Inc.|1284
STAA|STAAR SURGICAL CO ##|GEBB|GLOBAL EXECUTION BROKERS, LP|27972
STAA|STAAR SURGICAL CO ##|GLPX|ACS EXECUTION SERVICES, LLC|1677
STAA|STAAR SURGICAL CO ##|GSCO|GOLDMAN SACHS & CO. LLC|580846
STAA|STAAR SURGICAL CO ##|GSCS|GOLDMAN SACHS & CO. LLC|7513
STAA|STAAR SURGICAL CO ##|GSLT|GOLDMAN SACHS & CO. LLC|4573
STAA|STAAR SURGICAL CO ##|GTSZ|GTS SECURITIES LLC|22312
STAA|STAAR SURGICAL CO ##|HRBF|American Enterprise Investment Services Inc.|705
STAA|STAAR SURGICAL CO ##|IATS|INTERACTIVE BROKERS LLC|3132
STAA|STAAR SURGICAL CO ##|IBKR|Interactive Brokers Llc|132354
STAA|STAAR SURGICAL CO ##|ICBX|INSTINET, LLC|24922
STAA|STAAR SURGICAL CO ##|IEQY|CITADEL SECURITIES LLC|34240
STAA|STAAR SURGICAL CO ##|INCA|INSTINET, LLC|176494
STAA|STAAR SURGICAL CO ##|INJX|INSTINET, LLC|70880
STAA|STAAR SURGICAL CO ##|ITGI|ITG Inc.|139762
STAA|STAAR SURGICAL CO ##|ITGP|ITG INC.|87400
STAA|STAAR SURGICAL CO ##|JANY|Janney Montgomery Scott Inc.|100
STAA|STAAR SURGICAL CO ##|JEFF|JEFFERIES LLC|143653
STAA|STAAR SURGICAL CO ##|JMPT|JUMP TRADING, LLC|16464
STAA|STAAR SURGICAL CO ##|JONE|JonesTrading|12517
STAA|STAAR SURGICAL CO ##|JPBX|J.P. MORGAN SECURITIES LLC|4861
STAA|STAAR SURGICAL CO ##|JPMX|J.P. Morgan Securities LLC|109121
STAA|STAAR SURGICAL CO ##|JSJX|JANE STREET CAPITAL LLC|10018
STAA|STAAR SURGICAL CO ##|KCGM|VIRTU Americas LLC|23725
STAA|STAAR SURGICAL CO ##|LEHM|Barclays Capital Inc./Le|548897
STAA|STAAR SURGICAL CO ##|LIME|Lime Brokerage LLC|104970
STAA|STAAR SURGICAL CO ##|LMGP|LIME BROKERAGE LLC|5100
STAA|STAAR SURGICAL CO ##|LOOP|Loop Capital Markets LLC|200
STAA|STAAR SURGICAL CO ##|LSCI|Lek Securities Corporation|900
STAA|STAAR SURGICAL CO ##|MAXM|Maxim Group LLC|4442
STAA|STAAR SURGICAL CO ##|MBTS|ALLY INVEST SECURITIES LLC|156
STAA|STAAR SURGICAL CO ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42676
STAA|STAAR SURGICAL CO ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2820
STAA|STAAR SURGICAL CO ##|MSCO|MORGAN STANLEY & CO. LLC|1135504
STAA|STAAR SURGICAL CO ##|MSPL|MORGAN STANLEY & CO. LLC|132500
STAA|STAAR SURGICAL CO ##|MSTX|MORGAN STANLEY & CO. LLC|34000
STAA|STAAR SURGICAL CO ##|NFSC|National Financial Services LLC|126711
STAA|STAAR SURGICAL CO ##|NITE|VIRTU Americas LLC|384764
STAA|STAAR SURGICAL CO ##|NITP|VIRTU Americas LLC|4612
STAA|STAAR SURGICAL CO ##|NQRB|Brut, LLC|6572
STAA|STAAR SURGICAL CO ##|OPCO|Oppenheimer & Co. Inc.|127
STAA|STAAR SURGICAL CO ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5512
STAA|STAAR SURGICAL CO ##|PDQM|CODA MARKETS, INC.|27556
STAA|STAAR SURGICAL CO ##|RAJA|Raymond James & Associates, Inc.|160
STAA|STAAR SURGICAL CO ##|RBCM|RBC CAPITAL MARKETS, LLC|1024
STAA|STAAR SURGICAL CO ##|SAGL|SAGETRADER, LLC|104
STAA|STAAR SURGICAL CO ##|SAGW|SAGETRADER, LLC|357
STAA|STAAR SURGICAL CO ##|SALI|INTL FCSTONE FINANCIAL INC.|3177
STAA|STAAR SURGICAL CO ##|SBSH|Citigroup Global Markets Inc.|181238
STAA|STAAR SURGICAL CO ##|SGMT|GOLDMAN SACHS & CO. LLC|25223
STAA|STAAR SURGICAL CO ##|SPDR|SPEEDROUTE LLC|3400
STAA|STAAR SURGICAL CO ##|STFL|Stifel, Nicolaus & Company, Incorporated|600
STAA|STAAR SURGICAL CO ##|SWIM|TD Ameritrade, Inc.|53065
STAA|STAAR SURGICAL CO ##|SWST|Hilltop Securities Inc.|12654
STAA|STAAR SURGICAL CO ##|TKNG|ALLY INVEST SECURITIES LLC|4324
STAA|STAAR SURGICAL CO ##|TRBT|Tradebot Systems, Inc.|25282
STAA|STAAR SURGICAL CO ##|TRCM|TRC MARKETS LLC|150675
STAA|STAAR SURGICAL CO ##|TWTT|TASTYWORKS, INC.|627
STAA|STAAR SURGICAL CO ##|UBSA|UBS SECURITIES LLC|279980
STAA|STAAR SURGICAL CO ##|UBSS|UBS Securities LLC|548600
STAA|STAAR SURGICAL CO ##|VALX|VIRTU AMERICAS LLC|12514
STAA|STAAR SURGICAL CO ##|VGRD|Vanguard Marketing Corporation|7322
STAA|STAAR SURGICAL CO ##|WABR|Wall Street Access|1400
STAA|STAAR SURGICAL CO ##|WBLR|WILLIAM BLAIR|400
STAA|STAAR SURGICAL CO ##|WCHV|WELLS FARGO SECURITIES, LLC|29681
STAA|STAAR SURGICAL CO ##|WEDB|WEDBUSH SECURITIES INC.|4818
STAA|STAAR SURGICAL CO ##|WEED|Weeden & Co.L.P.|7750
STAA|STAAR SURGICAL CO ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13910
STAA|STAAR SURGICAL CO ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4566
STAA|STAAR SURGICAL CO ##|WGIF|CIBC World Markets Inc.|1000
STAA|STAAR SURGICAL CO ##|WSEA|WOLVERINE SECURITIES, LLC|7447
STAA|STAAR SURGICAL CO ##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
STAA|STAAR SURGICAL CO ##|XIST|INSTINET, LLC|12600
STAA|STAAR SURGICAL CO ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|22440
STAA|STAAR SURGICAL CO ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36643
STAF|STAFFING 360 CM|APCC|Apex Clearing Corporation|94754
STAF|STAFFING 360 CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20363
STAF|STAFFING 360 CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2488
STAF|STAFFING 360 CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
STAF|STAFFING 360 CM|DBAB|Deutsche Bank Securities Inc.|2731
STAF|STAFFING 360 CM|DEGS|RONIN PROFESSIONAL LLC|3644
STAF|STAFFING 360 CM|EBXL|EBX LLC|500
STAF|STAFFING 360 CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
STAF|STAFFING 360 CM|EGAM|CBOE TRADING, INC.|1600
STAF|STAFFING 360 CM|EGXM|CBOE TRADING, INC.|2920
STAF|STAFFING 360 CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
STAF|STAFFING 360 CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
STAF|STAFFING 360 CM|ETRS|E*Trade Securities LLC|880
STAF|STAFFING 360 CM|FBCO|Credit Suisse Securities (USA) LLC|4900
STAF|STAFFING 360 CM|FILL|Tradestation Securities, Inc.|400
STAF|STAFFING 360 CM|FOMA|TD AMERITRADE CLEARING, INC.|79251
STAF|STAFFING 360 CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36
STAF|STAFFING 360 CM|GEBB|GLOBAL EXECUTION BROKERS, LP|132
STAF|STAFFING 360 CM|GLPX|ACS EXECUTION SERVICES, LLC|4025
STAF|STAFFING 360 CM|GSLT|GOLDMAN SACHS & CO. LLC|1852
STAF|STAFFING 360 CM|GTSZ|GTS SECURITIES LLC|1709
STAF|STAFFING 360 CM|IATS|INTERACTIVE BROKERS LLC|12256
STAF|STAFFING 360 CM|IBKR|Interactive Brokers Llc|158324
STAF|STAFFING 360 CM|ICBX|INSTINET, LLC|300
STAF|STAFFING 360 CM|INCA|INSTINET, LLC|10698
STAF|STAFFING 360 CM|ITGI|ITG Inc.|6025
STAF|STAFFING 360 CM|ITGP|ITG INC.|1800
STAF|STAFFING 360 CM|LEHM|Barclays Capital Inc./Le|425
STAF|STAFFING 360 CM|LIME|Lime Brokerage LLC|8850
STAF|STAFFING 360 CM|MSCO|MORGAN STANLEY & CO. LLC|27388
STAF|STAFFING 360 CM|NFSC|National Financial Services LLC|64016
STAF|STAFFING 360 CM|NITE|VIRTU Americas LLC|153948
STAF|STAFFING 360 CM|NQRB|Brut, LLC|2200
STAF|STAFFING 360 CM|PDQM|CODA MARKETS, INC.|4350
STAF|STAFFING 360 CM|RAJA|Raymond James & Associates, Inc.|2038
STAF|STAFFING 360 CM|SAGL|SAGETRADER, LLC|1798
STAF|STAFFING 360 CM|SPDR|SPEEDROUTE LLC|500
STAF|STAFFING 360 CM|SWIM|TD Ameritrade, Inc.|69361
STAF|STAFFING 360 CM|TKNG|ALLY INVEST SECURITIES LLC|153
STAF|STAFFING 360 CM|UBSA|UBS SECURITIES LLC|4114
STAF|STAFFING 360 CM|UBSS|UBS Securities LLC|3374
STAF|STAFFING 360 CM|VGRD|Vanguard Marketing Corporation|7187
STAF|STAFFING 360 CM|WCHV|WELLS FARGO SECURITIES, LLC|4317
STAF|STAFFING 360 CM|WGIF|CIBC World Markets Inc.|320
STAF|STAFFING 360 CM|WSEA|WOLVERINE SECURITIES, LLC|1073
STAF|STAFFING 360 CM|YKNA|COMHAR CAPITAL MARKETS, LLC|300
STAG|STAG INDUSTRIAL, INC|ADAM|CANACCORD GENUITY INC.|400
STAG|STAG INDUSTRIAL, INC|ALTX|Alternet Securities Inc.|5566
STAG|STAG INDUSTRIAL, INC|APCC|Apex Clearing Corporation|700
STAG|STAG INDUSTRIAL, INC|BALE|M&T SECURITIES, INC.|1232
STAG|STAG INDUSTRIAL, INC|BANK|Primevest Financial Services, Inc.|553
STAG|STAG INDUSTRIAL, INC|BARD|Robert W. Baird & Co. Incorporated|61859
STAG|STAG INDUSTRIAL, INC|BATM|CBOE TRADING, INC.|1668
STAG|STAG INDUSTRIAL, INC|BAYC|BAY CREST PARTNERS, LLC|43
STAG|STAG INDUSTRIAL, INC|BBNT|BB&T SECURITIES, LLC|210
STAG|STAG INDUSTRIAL, INC|BERN|Sanford C. Bernstein & Co., LLC|206403
STAG|STAG INDUSTRIAL, INC|BIDS|BIDS TRADING L.P.|85409
STAG|STAG INDUSTRIAL, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5306
STAG|STAG INDUSTRIAL, INC|BLKX|INSTINET, LLC|17000
STAG|STAG INDUSTRIAL, INC|BMOC|BMO Capital Markets Corp.|66656
STAG|STAG INDUSTRIAL, INC|BNPX|BNP PARIBAS SECURITIES CORP.|15936
STAG|STAG INDUSTRIAL, INC|BTIG|BTIG, LLC|1880
STAG|STAG INDUSTRIAL, INC|BYXM|CBOE TRADING, INC.|990
STAG|STAG INDUSTRIAL, INC|BZYD|GOLDMAN SACHS & CO. LLC|3701
STAG|STAG INDUSTRIAL, INC|CANT|Cantor Fitzgerald & Co.|300
STAG|STAG INDUSTRIAL, INC|CHAS|Charles Schwab & Co., Inc.|2667
STAG|STAG INDUSTRIAL, INC|CIST|Capital Institutional Services, Inc.|2222
STAG|STAG INDUSTRIAL, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94282
STAG|STAG INDUSTRIAL, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|536
STAG|STAG INDUSTRIAL, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|219036
STAG|STAG INDUSTRIAL, INC|CTDL|Citadel Derivatives Group Llc|8356
STAG|STAG INDUSTRIAL, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|54710
STAG|STAG INDUSTRIAL, INC|DADA|D.A. Davidson & Co.|34
STAG|STAG INDUSTRIAL, INC|DBAB|Deutsche Bank Securities Inc.|178807
STAG|STAG INDUSTRIAL, INC|DBAX|Deutsche Bank Securities Inc.|177800
STAG|STAG INDUSTRIAL, INC|DCHF|Dart Executions, LLC|509
STAG|STAG INDUSTRIAL, INC|DEAN|MORGAN STANLEY|23876
STAG|STAG INDUSTRIAL, INC|DEGS|RONIN PROFESSIONAL LLC|11
STAG|STAG INDUSTRIAL, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1673
STAG|STAG INDUSTRIAL, INC|EBXL|EBX LLC|112700
STAG|STAG INDUSTRIAL, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2077
STAG|STAG INDUSTRIAL, INC|EDJC|Edward Jones / CDS|470
STAG|STAG INDUSTRIAL, INC|EDJO|Edward D. Jones & Co., L.P.|3386
STAG|STAG INDUSTRIAL, INC|EGAM|CBOE TRADING, INC.|18624
STAG|STAG INDUSTRIAL, INC|EGAW|CBOE TRADING, INC.|200
STAG|STAG INDUSTRIAL, INC|EGMT|EG MARKET TECHNOLOGIES LLC|110
STAG|STAG INDUSTRIAL, INC|EGXM|CBOE TRADING, INC.|2073
STAG|STAG INDUSTRIAL, INC|ESPO|ESPOSITO SECURITIES, LLC|914
STAG|STAG INDUSTRIAL, INC|ETBE|Electronic Transaction Clearing, Inc.|5329
STAG|STAG INDUSTRIAL, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1295
STAG|STAG INDUSTRIAL, INC|ETRS|E*Trade Securities LLC|41263
STAG|STAG INDUSTRIAL, INC|FBSB|U.S. Bancorp Investments, Inc.|936
STAG|STAG INDUSTRIAL, INC|FILL|Tradestation Securities, Inc.|4972
STAG|STAG INDUSTRIAL, INC|FMAF|NBCN Inc./ CDS|1123
STAG|STAG INDUSTRIAL, INC|FORD|Fordham Financial Management, Inc.|250
STAG|STAG INDUSTRIAL, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|519
STAG|STAG INDUSTRIAL, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62274
STAG|STAG INDUSTRIAL, INC|FTBR|Foliofn Investments, Inc.|1903
STAG|STAG INDUSTRIAL, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
STAG|STAG INDUSTRIAL, INC|GLIS|TD Securities Inc|200
STAG|STAG INDUSTRIAL, INC|GLPX|ACS EXECUTION SERVICES, LLC|10757
STAG|STAG INDUSTRIAL, INC|GSCO|GOLDMAN SACHS & CO. LLC|546850
STAG|STAG INDUSTRIAL, INC|GSCS|GOLDMAN SACHS & CO. LLC|200
STAG|STAG INDUSTRIAL, INC|GSLT|GOLDMAN SACHS & CO. LLC|6382
STAG|STAG INDUSTRIAL, INC|GTSZ|GTS SECURITIES LLC|28939
STAG|STAG INDUSTRIAL, INC|GUGS|Guggenheim Securities, LLC|5
STAG|STAG INDUSTRIAL, INC|HRBF|American Enterprise Investment Services Inc.|8347
STAG|STAG INDUSTRIAL, INC|HSBC|HSBC Securities, Inc.|900
STAG|STAG INDUSTRIAL, INC|IATS|INTERACTIVE BROKERS LLC|6766
STAG|STAG INDUSTRIAL, INC|IBKR|Interactive Brokers Llc|11334
STAG|STAG INDUSTRIAL, INC|IBSJ|Integrity Brokerage Services, Inc.|4841
STAG|STAG INDUSTRIAL, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|489
STAG|STAG INDUSTRIAL, INC|ICBX|INSTINET, LLC|33300
STAG|STAG INDUSTRIAL, INC|IEQY|CITADEL SECURITIES LLC|53625
STAG|STAG INDUSTRIAL, INC|INCA|INSTINET, LLC|114904
STAG|STAG INDUSTRIAL, INC|INJX|INSTINET, LLC|2195
STAG|STAG INDUSTRIAL, INC|ITGI|ITG Inc.|24382
STAG|STAG INDUSTRIAL, INC|ITGP|ITG INC.|112400
STAG|STAG INDUSTRIAL, INC|JANY|Janney Montgomery Scott Inc.|831
STAG|STAG INDUSTRIAL, INC|JEFF|JEFFERIES LLC|141280
STAG|STAG INDUSTRIAL, INC|JMPT|JUMP TRADING, LLC|46695
STAG|STAG INDUSTRIAL, INC|JONE|JonesTrading|138528
STAG|STAG INDUSTRIAL, INC|JPBX|J.P. MORGAN SECURITIES LLC|82615
STAG|STAG INDUSTRIAL, INC|JPMX|J.P. Morgan Securities LLC|505527
STAG|STAG INDUSTRIAL, INC|JSJX|JANE STREET CAPITAL LLC|2156
STAG|STAG INDUSTRIAL, INC|KCGM|VIRTU Americas LLC|27794
STAG|STAG INDUSTRIAL, INC|KING|C. L. King & Associates, Inc.|24500
STAG|STAG INDUSTRIAL, INC|LEHM|Barclays Capital Inc./Le|300481
STAG|STAG INDUSTRIAL, INC|LGNT|COR CLEARING LLC|2
STAG|STAG INDUSTRIAL, INC|LIME|Lime Brokerage LLC|11325
STAG|STAG INDUSTRIAL, INC|LOOP|Loop Capital Markets LLC|9
STAG|STAG INDUSTRIAL, INC|LQNA|LIQUIDNET, INC.|164500
STAG|STAG INDUSTRIAL, INC|LSCI|Lek Securities Corporation|16
STAG|STAG INDUSTRIAL, INC|MAXM|Maxim Group LLC|58
STAG|STAG INDUSTRIAL, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73460
STAG|STAG INDUSTRIAL, INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
STAG|STAG INDUSTRIAL, INC|MOTF|MOTIF INVESTING, INC.|13
STAG|STAG INDUSTRIAL, INC|MSCO|MORGAN STANLEY & CO. LLC|641095
STAG|STAG INDUSTRIAL, INC|MSPL|MORGAN STANLEY & CO. LLC|208500
STAG|STAG INDUSTRIAL, INC|MSTX|MORGAN STANLEY & CO. LLC|62700
STAG|STAG INDUSTRIAL, INC|NBCS|NBC Securities, INC.|225
STAG|STAG INDUSTRIAL, INC|NFSC|National Financial Services LLC|185447
STAG|STAG INDUSTRIAL, INC|NITE|VIRTU Americas LLC|238880
STAG|STAG INDUSTRIAL, INC|NITP|VIRTU Americas LLC|10
STAG|STAG INDUSTRIAL, INC|NQRB|Brut, LLC|13559
STAG|STAG INDUSTRIAL, INC|OPCO|Oppenheimer & Co. Inc.|248
STAG|STAG INDUSTRIAL, INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|240
STAG|STAG INDUSTRIAL, INC|PDQM|CODA MARKETS, INC.|17895
STAG|STAG INDUSTRIAL, INC|PWJC|UBS Financial Services, Inc.|200
STAG|STAG INDUSTRIAL, INC|QMSR|QUATTRO M SECURITIES INC.|448
STAG|STAG INDUSTRIAL, INC|RBCM|RBC CAPITAL MARKETS, LLC|8236
STAG|STAG INDUSTRIAL, INC|RGLD|Regal Securities, Inc|100
STAG|STAG INDUSTRIAL, INC|RHCO|Suntrust Robinson Humphrey, Inc.|104617
STAG|STAG INDUSTRIAL, INC|SAGL|SAGETRADER, LLC|16804
STAG|STAG INDUSTRIAL, INC|SAGW|SAGETRADER, LLC|2
STAG|STAG INDUSTRIAL, INC|SALI|INTL FCSTONE FINANCIAL INC.|1008
STAG|STAG INDUSTRIAL, INC|SBSH|Citigroup Global Markets Inc.|111090
STAG|STAG INDUSTRIAL, INC|SEIC|SEI Investments Distribution Co.|100
STAG|STAG INDUSTRIAL, INC|SGMT|GOLDMAN SACHS & CO. LLC|77085
STAG|STAG INDUSTRIAL, INC|SOCO|Capital One Southcoast, Inc|400
STAG|STAG INDUSTRIAL, INC|SPDR|SPEEDROUTE LLC|6500
STAG|STAG INDUSTRIAL, INC|SPHN|Stephens Inc.|2
STAG|STAG INDUSTRIAL, INC|STFL|Stifel, Nicolaus & Company, Incorporated|2834
STAG|STAG INDUSTRIAL, INC|STKP|STOCKPILE INVESTMENTS, INC.|292
STAG|STAG INDUSTRIAL, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5106
STAG|STAG INDUSTRIAL, INC|SWIM|TD Ameritrade, Inc.|17473
STAG|STAG INDUSTRIAL, INC|SWST|Hilltop Securities Inc.|69
STAG|STAG INDUSTRIAL, INC|TKNG|ALLY INVEST SECURITIES LLC|2484
STAG|STAG INDUSTRIAL, INC|TRBT|Tradebot Systems, Inc.|90052
STAG|STAG INDUSTRIAL, INC|TRCM|TRC MARKETS LLC|52413
STAG|STAG INDUSTRIAL, INC|TWTT|TASTYWORKS, INC.|900
STAG|STAG INDUSTRIAL, INC|UBSA|UBS SECURITIES LLC|336929
STAG|STAG INDUSTRIAL, INC|UBSS|UBS Securities LLC|378957
STAG|STAG INDUSTRIAL, INC|VALX|VIRTU AMERICAS LLC|15167
STAG|STAG INDUSTRIAL, INC|VGRD|Vanguard Marketing Corporation|35065
STAG|STAG INDUSTRIAL, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|4435
STAG|STAG INDUSTRIAL, INC|WCHV|WELLS FARGO SECURITIES, LLC|95224
STAG|STAG INDUSTRIAL, INC|WEDB|WEDBUSH SECURITIES INC.|1851
STAG|STAG INDUSTRIAL, INC|WEED|Weeden & Co.L.P.|2910
STAG|STAG INDUSTRIAL, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2714
STAG|STAG INDUSTRIAL, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|666
STAG|STAG INDUSTRIAL, INC|WGIF|CIBC World Markets Inc.|485
STAG|STAG INDUSTRIAL, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
STAG|STAG INDUSTRIAL, INC|WSEA|WOLVERINE SECURITIES, LLC|5888
STAG|STAG INDUSTRIAL, INC|XIST|INSTINET, LLC|31200
STAG|STAG INDUSTRIAL, INC|XPQR|Jump Trading|300
STAG|STAG INDUSTRIAL, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|22382
STAG|STAG INDUSTRIAL, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|135
STAG|STAG INDUSTRIAL, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3422
STAG$B|STAG INDUSTRIAL|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|184598
STAG$B|STAG INDUSTRIAL|ETRS|E*Trade Securities LLC|600
STAG$B|STAG INDUSTRIAL|HRBF|American Enterprise Investment Services Inc.|870
STAG$B|STAG INDUSTRIAL|MSCO|MORGAN STANLEY & CO. LLC|8900
STAG$B|STAG INDUSTRIAL|NFSC|National Financial Services LLC|5597
STAG$B|STAG INDUSTRIAL|NITE|VIRTU Americas LLC|8296
STAG$B|STAG INDUSTRIAL|RBCM|RBC CAPITAL MARKETS, LLC|2000
STAG$B|STAG INDUSTRIAL|UBSS|UBS Securities LLC|200
STAG$B|STAG INDUSTRIAL|VGRD|Vanguard Marketing Corporation|800
STAG$B|STAG INDUSTRIAL|WCHV|WELLS FARGO SECURITIES, LLC|66250
STAG$C|STAG INDSTL 6.875|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|4151
STAG$C|STAG INDSTL 6.875|EBXL|EBX LLC|100
STAG$C|STAG INDSTL 6.875|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
STAG$C|STAG INDSTL 6.875|ETRS|E*Trade Securities LLC|85
STAG$C|STAG INDSTL 6.875|GSCO|GOLDMAN SACHS & CO. LLC|100
STAG$C|STAG INDSTL 6.875|IATS|INTERACTIVE BROKERS LLC|100
STAG$C|STAG INDSTL 6.875|ITGI|ITG Inc.|2520
STAG$C|STAG INDSTL 6.875|LIME|Lime Brokerage LLC|50
STAG$C|STAG INDSTL 6.875|MSCO|MORGAN STANLEY & CO. LLC|3800
STAG$C|STAG INDSTL 6.875|NFSC|National Financial Services LLC|8731
STAG$C|STAG INDSTL 6.875|NITE|VIRTU Americas LLC|7682
STAG$C|STAG INDSTL 6.875|RBCM|RBC CAPITAL MARKETS, LLC|1200
STAG$C|STAG INDSTL 6.875|STFL|Stifel, Nicolaus & Company, Incorporated|1928
STAG$C|STAG INDSTL 6.875|SWIM|TD Ameritrade, Inc.|200
STAG$C|STAG INDSTL 6.875|UBSS|UBS Securities LLC|3539
STAG$C|STAG INDSTL 6.875|VGRD|Vanguard Marketing Corporation|53
STAG$C|STAG INDSTL 6.875|WCHV|WELLS FARGO SECURITIES, LLC|4426
STAR|ISTAR INC.|ALTX|Alternet Securities Inc.|2853
STAR|ISTAR INC.|APCC|Apex Clearing Corporation|9
STAR|ISTAR INC.|BATM|CBOE TRADING, INC.|8908
STAR|ISTAR INC.|BAYC|BAY CREST PARTNERS, LLC|6423
STAR|ISTAR INC.|BBNT|BB&T SECURITIES, LLC|41
STAR|ISTAR INC.|BIDS|BIDS TRADING L.P.|500
STAR|ISTAR INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
STAR|ISTAR INC.|BLKX|INSTINET, LLC|10000
STAR|ISTAR INC.|BNPX|BNP PARIBAS SECURITIES CORP.|11009
STAR|ISTAR INC.|BYXM|CBOE TRADING, INC.|7
STAR|ISTAR INC.|BZYD|GOLDMAN SACHS & CO. LLC|6785
STAR|ISTAR INC.|CANT|Cantor Fitzgerald & Co.|186696
STAR|ISTAR INC.|CHAS|Charles Schwab & Co., Inc.|7541
STAR|ISTAR INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50602
STAR|ISTAR INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
STAR|ISTAR INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
STAR|ISTAR INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197866
STAR|ISTAR INC.|CTDL|Citadel Derivatives Group Llc|8312
STAR|ISTAR INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|35090
STAR|ISTAR INC.|DBAB|Deutsche Bank Securities Inc.|28404
STAR|ISTAR INC.|DBAX|Deutsche Bank Securities Inc.|179600
STAR|ISTAR INC.|DEAN|MORGAN STANLEY|1971
STAR|ISTAR INC.|DEGS|RONIN PROFESSIONAL LLC|584
STAR|ISTAR INC.|EBXL|EBX LLC|107700
STAR|ISTAR INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|220
STAR|ISTAR INC.|EDJO|Edward D. Jones & Co., L.P.|19
STAR|ISTAR INC.|EGAM|CBOE TRADING, INC.|1820
STAR|ISTAR INC.|EGAW|CBOE TRADING, INC.|40
STAR|ISTAR INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
STAR|ISTAR INC.|EGXM|CBOE TRADING, INC.|1134
STAR|ISTAR INC.|ETBE|Electronic Transaction Clearing, Inc.|5151
STAR|ISTAR INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3900
STAR|ISTAR INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2348
STAR|ISTAR INC.|ETRS|E*Trade Securities LLC|7196
STAR|ISTAR INC.|FILL|Tradestation Securities, Inc.|4600
STAR|ISTAR INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8520
STAR|ISTAR INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63200
STAR|ISTAR INC.|FTBR|Foliofn Investments, Inc.|458
STAR|ISTAR INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|200
STAR|ISTAR INC.|GLPX|ACS EXECUTION SERVICES, LLC|11080
STAR|ISTAR INC.|GSCO|GOLDMAN SACHS & CO. LLC|176525
STAR|ISTAR INC.|GSCS|GOLDMAN SACHS & CO. LLC|300
STAR|ISTAR INC.|GSLT|GOLDMAN SACHS & CO. LLC|4577
STAR|ISTAR INC.|GTSZ|GTS SECURITIES LLC|23201
STAR|ISTAR INC.|HRBF|American Enterprise Investment Services Inc.|19
STAR|ISTAR INC.|HSBC|HSBC Securities, Inc.|2100
STAR|ISTAR INC.|IATS|INTERACTIVE BROKERS LLC|3150
STAR|ISTAR INC.|IBKR|Interactive Brokers Llc|4927
STAR|ISTAR INC.|ICBX|INSTINET, LLC|74984
STAR|ISTAR INC.|IEQY|CITADEL SECURITIES LLC|19834
STAR|ISTAR INC.|INCA|INSTINET, LLC|146116
STAR|ISTAR INC.|ITGI|ITG Inc.|23843
STAR|ISTAR INC.|ITGP|ITG INC.|73600
STAR|ISTAR INC.|JANY|Janney Montgomery Scott Inc.|2225
STAR|ISTAR INC.|JEFF|JEFFERIES LLC|120622
STAR|ISTAR INC.|JMPT|JUMP TRADING, LLC|7367
STAR|ISTAR INC.|JPBX|J.P. MORGAN SECURITIES LLC|30024
STAR|ISTAR INC.|JPMX|J.P. Morgan Securities LLC|382102
STAR|ISTAR INC.|JSJX|JANE STREET CAPITAL LLC|6523
STAR|ISTAR INC.|KCGM|VIRTU Americas LLC|59461
STAR|ISTAR INC.|LEHM|Barclays Capital Inc./Le|390553
STAR|ISTAR INC.|LIME|Lime Brokerage LLC|17589
STAR|ISTAR INC.|LOOP|Loop Capital Markets LLC|6957
STAR|ISTAR INC.|LQNA|LIQUIDNET, INC.|40600
STAR|ISTAR INC.|LSCI|Lek Securities Corporation|18
STAR|ISTAR INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|127580
STAR|ISTAR INC.|MSCO|MORGAN STANLEY & CO. LLC|256159
STAR|ISTAR INC.|MSPL|MORGAN STANLEY & CO. LLC|236300
STAR|ISTAR INC.|MSTX|MORGAN STANLEY & CO. LLC|57500
STAR|ISTAR INC.|MUFG|MUFG SECURITIES AMERICAS INC.|70400
STAR|ISTAR INC.|NFSC|National Financial Services LLC|30451
STAR|ISTAR INC.|NITE|VIRTU Americas LLC|283898
STAR|ISTAR INC.|NITP|VIRTU Americas LLC|5996
STAR|ISTAR INC.|NMRA|Nomura Securities International, Inc.|39100
STAR|ISTAR INC.|NQRB|Brut, LLC|26140
STAR|ISTAR INC.|OPCO|Oppenheimer & Co. Inc.|600
STAR|ISTAR INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|10783
STAR|ISTAR INC.|PDQM|CODA MARKETS, INC.|20082
STAR|ISTAR INC.|RBCM|RBC CAPITAL MARKETS, LLC|7450
STAR|ISTAR INC.|SAGW|SAGETRADER, LLC|2000
STAR|ISTAR INC.|SBSH|Citigroup Global Markets Inc.|61904
STAR|ISTAR INC.|SEIC|SEI Investments Distribution Co.|796
STAR|ISTAR INC.|SGMT|GOLDMAN SACHS & CO. LLC|82715
STAR|ISTAR INC.|SPDR|SPEEDROUTE LLC|1000
STAR|ISTAR INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1037
STAR|ISTAR INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5131
STAR|ISTAR INC.|SWIM|TD Ameritrade, Inc.|59736
STAR|ISTAR INC.|TKNG|ALLY INVEST SECURITIES LLC|670
STAR|ISTAR INC.|TRBT|Tradebot Systems, Inc.|38713
STAR|ISTAR INC.|TRCM|TRC MARKETS LLC|17068
STAR|ISTAR INC.|UBSA|UBS SECURITIES LLC|447909
STAR|ISTAR INC.|UBSS|UBS Securities LLC|544374
STAR|ISTAR INC.|VALX|VIRTU AMERICAS LLC|24149
STAR|ISTAR INC.|VGRD|Vanguard Marketing Corporation|17958
STAR|ISTAR INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2778
STAR|ISTAR INC.|WCHV|WELLS FARGO SECURITIES, LLC|176011
STAR|ISTAR INC.|WEDB|WEDBUSH SECURITIES INC.|13260
STAR|ISTAR INC.|WEED|Weeden & Co.L.P.|2225
STAR|ISTAR INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1040
STAR|ISTAR INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1741
STAR|ISTAR INC.|WGIF|CIBC World Markets Inc.|250
STAR|ISTAR INC.|WSEA|WOLVERINE SECURITIES, LLC|548
STAR|ISTAR INC.|XIST|INSTINET, LLC|1000
STAR|ISTAR INC.|XPQR|Jump Trading|100
STAR|ISTAR INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|23400
STAR|ISTAR INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7476
STAR|ISTAR INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|415
STAR$D|ISTAR INC. PR D|APCC|Apex Clearing Corporation|1
STAR$D|ISTAR INC. PR D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6
STAR$D|ISTAR INC. PR D|DADA|D.A. Davidson & Co.|50
STAR$D|ISTAR INC. PR D|DEAN|MORGAN STANLEY|650
STAR$D|ISTAR INC. PR D|EBXL|EBX LLC|200
STAR$D|ISTAR INC. PR D|ETRS|E*Trade Securities LLC|1890
STAR$D|ISTAR INC. PR D|FTBR|Foliofn Investments, Inc.|2
STAR$D|ISTAR INC. PR D|IBKR|Interactive Brokers Llc|204
STAR$D|ISTAR INC. PR D|JANY|Janney Montgomery Scott Inc.|250
STAR$D|ISTAR INC. PR D|JONE|JonesTrading|50000
STAR$D|ISTAR INC. PR D|LEHM|Barclays Capital Inc./Le|200
STAR$D|ISTAR INC. PR D|LIME|Lime Brokerage LLC|98
STAR$D|ISTAR INC. PR D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|118
STAR$D|ISTAR INC. PR D|MSCO|MORGAN STANLEY & CO. LLC|776
STAR$D|ISTAR INC. PR D|NFSC|National Financial Services LLC|7324
STAR$D|ISTAR INC. PR D|NITE|VIRTU Americas LLC|9815
STAR$D|ISTAR INC. PR D|STFL|Stifel, Nicolaus & Company, Incorporated|7
STAR$D|ISTAR INC. PR D|SWIM|TD Ameritrade, Inc.|311
STAR$D|ISTAR INC. PR D|SWST|Hilltop Securities Inc.|17
STAR$D|ISTAR INC. PR D|UBSA|UBS SECURITIES LLC|300
STAR$D|ISTAR INC. PR D|UBSS|UBS Securities LLC|63
STAR$D|ISTAR INC. PR D|VGRD|Vanguard Marketing Corporation|394
STAR$D|ISTAR INC. PR D|WCHV|WELLS FARGO SECURITIES, LLC|883
STAR$D|ISTAR INC. PR D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|426
STAR$G|ISTAR INC. SER G|APCC|Apex Clearing Corporation|1
STAR$G|ISTAR INC. SER G|CIST|Capital Institutional Services, Inc.|51
STAR$G|ISTAR INC. SER G|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38
STAR$G|ISTAR INC. SER G|DADA|D.A. Davidson & Co.|100
STAR$G|ISTAR INC. SER G|DEAN|MORGAN STANLEY|1725
STAR$G|ISTAR INC. SER G|ETRS|E*Trade Securities LLC|611
STAR$G|ISTAR INC. SER G|FTBR|Foliofn Investments, Inc.|1
STAR$G|ISTAR INC. SER G|IBKR|Interactive Brokers Llc|2
STAR$G|ISTAR INC. SER G|MSCO|MORGAN STANLEY & CO. LLC|1502
STAR$G|ISTAR INC. SER G|NFSC|National Financial Services LLC|2375
STAR$G|ISTAR INC. SER G|NITE|VIRTU Americas LLC|7226
STAR$G|ISTAR INC. SER G|RBCM|RBC CAPITAL MARKETS, LLC|1480
STAR$G|ISTAR INC. SER G|STFL|Stifel, Nicolaus & Company, Incorporated|3
STAR$G|ISTAR INC. SER G|SWIM|TD Ameritrade, Inc.|2700
STAR$G|ISTAR INC. SER G|WCHV|WELLS FARGO SECURITIES, LLC|366
STAR$I|ISTAR INC. SER I PFD|BATM|CBOE TRADING, INC.|200
STAR$I|ISTAR INC. SER I PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
STAR$I|ISTAR INC. SER I PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
STAR$I|ISTAR INC. SER I PFD|DEAN|MORGAN STANLEY|50
STAR$I|ISTAR INC. SER I PFD|ETRS|E*Trade Securities LLC|1248
STAR$I|ISTAR INC. SER I PFD|FTBR|Foliofn Investments, Inc.|1
STAR$I|ISTAR INC. SER I PFD|GSLT|GOLDMAN SACHS & CO. LLC|100
STAR$I|ISTAR INC. SER I PFD|GTSZ|GTS SECURITIES LLC|100
STAR$I|ISTAR INC. SER I PFD|IATS|INTERACTIVE BROKERS LLC|100
STAR$I|ISTAR INC. SER I PFD|IBKR|Interactive Brokers Llc|200
STAR$I|ISTAR INC. SER I PFD|INCA|INSTINET, LLC|100
STAR$I|ISTAR INC. SER I PFD|LIME|Lime Brokerage LLC|200
STAR$I|ISTAR INC. SER I PFD|MSCO|MORGAN STANLEY & CO. LLC|100
STAR$I|ISTAR INC. SER I PFD|NFSC|National Financial Services LLC|3300
STAR$I|ISTAR INC. SER I PFD|NITE|VIRTU Americas LLC|5258
STAR$I|ISTAR INC. SER I PFD|NQRB|Brut, LLC|317
STAR$I|ISTAR INC. SER I PFD|PDQM|CODA MARKETS, INC.|100
STAR$I|ISTAR INC. SER I PFD|RBCM|RBC CAPITAL MARKETS, LLC|6
STAR$I|ISTAR INC. SER I PFD|STFL|Stifel, Nicolaus & Company, Incorporated|38
STAR$I|ISTAR INC. SER I PFD|UBSA|UBS SECURITIES LLC|200
STAR$I|ISTAR INC. SER I PFD|UBSS|UBS Securities LLC|1033
STAR$I|ISTAR INC. SER I PFD|WCHV|WELLS FARGO SECURITIES, LLC|2263
STAY|EXTENDED STAY AMR SH|ADAM|CANACCORD GENUITY INC.|100000
STAY|EXTENDED STAY AMR SH|ALTX|Alternet Securities Inc.|19923
STAY|EXTENDED STAY AMR SH|APCC|Apex Clearing Corporation|496
STAY|EXTENDED STAY AMR SH|AQUA|AQUA SECURITIES L.P.|10000
STAY|EXTENDED STAY AMR SH|BALE|M&T SECURITIES, INC.|1648
STAY|EXTENDED STAY AMR SH|BARD|Robert W. Baird & Co. Incorporated|7639
STAY|EXTENDED STAY AMR SH|BATM|CBOE TRADING, INC.|1761
STAY|EXTENDED STAY AMR SH|BAYC|BAY CREST PARTNERS, LLC|15328
STAY|EXTENDED STAY AMR SH|BAYT|BTIG, LLC|300
STAY|EXTENDED STAY AMR SH|BBNT|BB&T SECURITIES, LLC|2043
STAY|EXTENDED STAY AMR SH|BERN|Sanford C. Bernstein & Co., LLC|116372
STAY|EXTENDED STAY AMR SH|BIDS|BIDS TRADING L.P.|25300
STAY|EXTENDED STAY AMR SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7402
STAY|EXTENDED STAY AMR SH|BLKX|INSTINET, LLC|366140
STAY|EXTENDED STAY AMR SH|BMOC|BMO Capital Markets Corp.|16807
STAY|EXTENDED STAY AMR SH|BNPX|BNP PARIBAS SECURITIES CORP.|11052
STAY|EXTENDED STAY AMR SH|BTIG|BTIG, LLC|120412
STAY|EXTENDED STAY AMR SH|BYXM|CBOE TRADING, INC.|677
STAY|EXTENDED STAY AMR SH|BZYD|GOLDMAN SACHS & CO. LLC|3208
STAY|EXTENDED STAY AMR SH|CANT|Cantor Fitzgerald & Co.|12559
STAY|EXTENDED STAY AMR SH|CBLC|CITIGROUP GLOBAL MARKETS INC.|137400
STAY|EXTENDED STAY AMR SH|CBRA|Cobra Trading, Inc.|2000
STAY|EXTENDED STAY AMR SH|CHAS|Charles Schwab & Co., Inc.|14712
STAY|EXTENDED STAY AMR SH|CIST|Capital Institutional Services, Inc.|833
STAY|EXTENDED STAY AMR SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|165336
STAY|EXTENDED STAY AMR SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
STAY|EXTENDED STAY AMR SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|37832
STAY|EXTENDED STAY AMR SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|448082
STAY|EXTENDED STAY AMR SH|CTDL|Citadel Derivatives Group Llc|16655
STAY|EXTENDED STAY AMR SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|89506
STAY|EXTENDED STAY AMR SH|DADA|D.A. Davidson & Co.|29
STAY|EXTENDED STAY AMR SH|DBAB|Deutsche Bank Securities Inc.|1162163
STAY|EXTENDED STAY AMR SH|DBAX|Deutsche Bank Securities Inc.|966000
STAY|EXTENDED STAY AMR SH|DBUL|Deutsche Bank Securities Inc.|7032
STAY|EXTENDED STAY AMR SH|DEAN|MORGAN STANLEY|2990
STAY|EXTENDED STAY AMR SH|DEGS|RONIN PROFESSIONAL LLC|2632
STAY|EXTENDED STAY AMR SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24007
STAY|EXTENDED STAY AMR SH|DREX|Drexel Hamilton, LLC|25000
STAY|EXTENDED STAY AMR SH|EBXL|EBX LLC|442600
STAY|EXTENDED STAY AMR SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|9977
STAY|EXTENDED STAY AMR SH|EDJO|Edward D. Jones & Co., L.P.|15260
STAY|EXTENDED STAY AMR SH|EGAM|CBOE TRADING, INC.|28471
STAY|EXTENDED STAY AMR SH|EGAW|CBOE TRADING, INC.|39
STAY|EXTENDED STAY AMR SH|EGXM|CBOE TRADING, INC.|4234
STAY|EXTENDED STAY AMR SH|ETBE|Electronic Transaction Clearing, Inc.|31477
STAY|EXTENDED STAY AMR SH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
STAY|EXTENDED STAY AMR SH|ETCC|Electronic Transaction Clearing, Inc.|700
STAY|EXTENDED STAY AMR SH|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|14445
STAY|EXTENDED STAY AMR SH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7308
STAY|EXTENDED STAY AMR SH|ETRS|E*Trade Securities LLC|56323
STAY|EXTENDED STAY AMR SH|FBCO|Credit Suisse Securities (USA) LLC|43611
STAY|EXTENDED STAY AMR SH|FBSB|U.S. Bancorp Investments, Inc.|230
STAY|EXTENDED STAY AMR SH|FILL|Tradestation Securities, Inc.|3800
STAY|EXTENDED STAY AMR SH|FOMA|TD AMERITRADE CLEARING, INC.|12109
STAY|EXTENDED STAY AMR SH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8017
STAY|EXTENDED STAY AMR SH|FQLS|Quantlab Securities LP|326364
STAY|EXTENDED STAY AMR SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83573
STAY|EXTENDED STAY AMR SH|FTBR|Foliofn Investments, Inc.|6234
STAY|EXTENDED STAY AMR SH|GEBB|GLOBAL EXECUTION BROKERS, LP|1000
STAY|EXTENDED STAY AMR SH|GLPX|ACS EXECUTION SERVICES, LLC|19108
STAY|EXTENDED STAY AMR SH|GNAV|GREEN STREET TRADING, LLC|2868
STAY|EXTENDED STAY AMR SH|GSCO|GOLDMAN SACHS & CO. LLC|1761412
STAY|EXTENDED STAY AMR SH|GSCS|GOLDMAN SACHS & CO. LLC|61745
STAY|EXTENDED STAY AMR SH|GSLT|GOLDMAN SACHS & CO. LLC|16796
STAY|EXTENDED STAY AMR SH|GTSY|GTS SECURITIES LLC|500
STAY|EXTENDED STAY AMR SH|GTSZ|GTS SECURITIES LLC|102907
STAY|EXTENDED STAY AMR SH|HRBF|American Enterprise Investment Services Inc.|6099
STAY|EXTENDED STAY AMR SH|HSBC|HSBC Securities, Inc.|16599
STAY|EXTENDED STAY AMR SH|IATS|INTERACTIVE BROKERS LLC|16707
STAY|EXTENDED STAY AMR SH|IBKR|Interactive Brokers Llc|57484
STAY|EXTENDED STAY AMR SH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1715
STAY|EXTENDED STAY AMR SH|ICBX|INSTINET, LLC|158530
STAY|EXTENDED STAY AMR SH|IMPC|Imperial Capital, LLC|400
STAY|EXTENDED STAY AMR SH|INCA|INSTINET, LLC|384272
STAY|EXTENDED STAY AMR SH|INJX|INSTINET, LLC|7787
STAY|EXTENDED STAY AMR SH|INTL|INTL FCSTONE FINANCIAL INC.|2686
STAY|EXTENDED STAY AMR SH|ITGI|ITG Inc.|142113
STAY|EXTENDED STAY AMR SH|ITGP|ITG INC.|1012200
STAY|EXTENDED STAY AMR SH|JANY|Janney Montgomery Scott Inc.|4199
STAY|EXTENDED STAY AMR SH|JEFF|JEFFERIES LLC|359503
STAY|EXTENDED STAY AMR SH|JMPT|JUMP TRADING, LLC|94225
STAY|EXTENDED STAY AMR SH|JONE|JonesTrading|103583
STAY|EXTENDED STAY AMR SH|JPBX|J.P. MORGAN SECURITIES LLC|197027
STAY|EXTENDED STAY AMR SH|JPMX|J.P. Morgan Securities LLC|1893528
STAY|EXTENDED STAY AMR SH|JSJX|JANE STREET CAPITAL LLC|6338
STAY|EXTENDED STAY AMR SH|KCGM|VIRTU Americas LLC|189351
STAY|EXTENDED STAY AMR SH|LEHM|Barclays Capital Inc./Le|1270561
STAY|EXTENDED STAY AMR SH|LIME|Lime Brokerage LLC|152919
STAY|EXTENDED STAY AMR SH|LMNX|LUMINEX TRADING & ANALYTICS LLC|650000
STAY|EXTENDED STAY AMR SH|LOOP|Loop Capital Markets LLC|4115
STAY|EXTENDED STAY AMR SH|LQNA|LIQUIDNET, INC.|196300
STAY|EXTENDED STAY AMR SH|LQNB|LIQUIDNET, INC.|25000
STAY|EXTENDED STAY AMR SH|MACQ|Macquarie Capital (USA) Inc.|69718
STAY|EXTENDED STAY AMR SH|MCMF|Raymond James Ltd. Cds|21
STAY|EXTENDED STAY AMR SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|459750
STAY|EXTENDED STAY AMR SH|MNDX|TJM Investments, LLC|5013
STAY|EXTENDED STAY AMR SH|MOTF|MOTIF INVESTING, INC.|1
STAY|EXTENDED STAY AMR SH|MSCO|MORGAN STANLEY & CO. LLC|1930735
STAY|EXTENDED STAY AMR SH|MSPL|MORGAN STANLEY & CO. LLC|688600
STAY|EXTENDED STAY AMR SH|MSTX|MORGAN STANLEY & CO. LLC|129500
STAY|EXTENDED STAY AMR SH|NFSC|National Financial Services LLC|245326
STAY|EXTENDED STAY AMR SH|NITE|VIRTU Americas LLC|374725
STAY|EXTENDED STAY AMR SH|NITP|VIRTU Americas LLC|8177
STAY|EXTENDED STAY AMR SH|NQRB|Brut, LLC|13678
STAY|EXTENDED STAY AMR SH|NTRC|Northern Trust Securities, Inc.|64
STAY|EXTENDED STAY AMR SH|OPCO|Oppenheimer & Co. Inc.|12497
STAY|EXTENDED STAY AMR SH|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
STAY|EXTENDED STAY AMR SH|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|165116
STAY|EXTENDED STAY AMR SH|PDQM|CODA MARKETS, INC.|29416
STAY|EXTENDED STAY AMR SH|PIPR|Piper Jaffray & Co.|7100
STAY|EXTENDED STAY AMR SH|PNSR|Penserra Securities, LLC|2000
STAY|EXTENDED STAY AMR SH|PWJC|UBS Financial Services, Inc.|540
STAY|EXTENDED STAY AMR SH|RAJA|Raymond James & Associates, Inc.|34101
STAY|EXTENDED STAY AMR SH|RBCM|RBC CAPITAL MARKETS, LLC|19453
STAY|EXTENDED STAY AMR SH|SAGL|SAGETRADER, LLC|111837
STAY|EXTENDED STAY AMR SH|SAGW|SAGETRADER, LLC|200
STAY|EXTENDED STAY AMR SH|SBSH|Citigroup Global Markets Inc.|825632
STAY|EXTENDED STAY AMR SH|SGMT|GOLDMAN SACHS & CO. LLC|485246
STAY|EXTENDED STAY AMR SH|SPDR|SPEEDROUTE LLC|9383
STAY|EXTENDED STAY AMR SH|SPHN|Stephens Inc.|778
STAY|EXTENDED STAY AMR SH|STFL|Stifel, Nicolaus & Company, Incorporated|63646
STAY|EXTENDED STAY AMR SH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4834
STAY|EXTENDED STAY AMR SH|SWIM|TD Ameritrade, Inc.|187929
STAY|EXTENDED STAY AMR SH|SWST|Hilltop Securities Inc.|999
STAY|EXTENDED STAY AMR SH|TDSI|TD Securities (USA) LLC|1892
STAY|EXTENDED STAY AMR SH|TKNG|ALLY INVEST SECURITIES LLC|32
STAY|EXTENDED STAY AMR SH|TONC|CUTTONE & CO., LLC|1300
STAY|EXTENDED STAY AMR SH|TOUR|TOURMALINE PARTNERS, LLC|40800
STAY|EXTENDED STAY AMR SH|TRBT|Tradebot Systems, Inc.|300050
STAY|EXTENDED STAY AMR SH|TRCM|TRC MARKETS LLC|119501
STAY|EXTENDED STAY AMR SH|UBSA|UBS SECURITIES LLC|1604927
STAY|EXTENDED STAY AMR SH|UBSS|UBS Securities LLC|1410464
STAY|EXTENDED STAY AMR SH|VALX|VIRTU AMERICAS LLC|29913
STAY|EXTENDED STAY AMR SH|VGRD|Vanguard Marketing Corporation|7231
STAY|EXTENDED STAY AMR SH|WBLR|WILLIAM BLAIR|832
STAY|EXTENDED STAY AMR SH|WBPX|SUMMIT SECURITIES GROUP, LLC|7383
STAY|EXTENDED STAY AMR SH|WCHV|WELLS FARGO SECURITIES, LLC|62142
STAY|EXTENDED STAY AMR SH|WEDB|WEDBUSH SECURITIES INC.|26
STAY|EXTENDED STAY AMR SH|WEED|Weeden & Co.L.P.|9467
STAY|EXTENDED STAY AMR SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|112228
STAY|EXTENDED STAY AMR SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7940
STAY|EXTENDED STAY AMR SH|WGIF|CIBC World Markets Inc.|1650
STAY|EXTENDED STAY AMR SH|WSAG|WALL STREET ACCESS|11265
STAY|EXTENDED STAY AMR SH|WSEA|WOLVERINE SECURITIES, LLC|4391
STAY|EXTENDED STAY AMR SH|XIST|INSTINET, LLC|5370
STAY|EXTENDED STAY AMR SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|38708
STAY|EXTENDED STAY AMR SH|YKNA|COMHAR CAPITAL MARKETS, LLC|596
STAY|EXTENDED STAY AMR SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|212
STBA|S&T BANCORP, INC.|ALTX|Alternet Securities Inc.|1395
STBA|S&T BANCORP, INC.|APCC|Apex Clearing Corporation|26
STBA|S&T BANCORP, INC.|BATM|CBOE TRADING, INC.|562
STBA|S&T BANCORP, INC.|BAYT|BTIG, LLC|11200
STBA|S&T BANCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|6452
STBA|S&T BANCORP, INC.|BMOC|BMO Capital Markets Corp.|5494
STBA|S&T BANCORP, INC.|BNKS|Fig Partners, LLC|3613
STBA|S&T BANCORP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|7271
STBA|S&T BANCORP, INC.|BRVL|BLAYLOCK VAN, LLC|200
STBA|S&T BANCORP, INC.|BTIG|BTIG, LLC|9284
STBA|S&T BANCORP, INC.|BYXM|CBOE TRADING, INC.|53
STBA|S&T BANCORP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1504
STBA|S&T BANCORP, INC.|CIST|Capital Institutional Services, Inc.|606
STBA|S&T BANCORP, INC.|CLSA|CLSA AMERICAS, LLC|130
STBA|S&T BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5170
STBA|S&T BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|721
STBA|S&T BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20243
STBA|S&T BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|3987
STBA|S&T BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7290
STBA|S&T BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|146890
STBA|S&T BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|20100
STBA|S&T BANCORP, INC.|DBUL|Deutsche Bank Securities Inc.|200
STBA|S&T BANCORP, INC.|DEAN|MORGAN STANLEY|1436
STBA|S&T BANCORP, INC.|DEGS|RONIN PROFESSIONAL LLC|1512
STBA|S&T BANCORP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1287
STBA|S&T BANCORP, INC.|EBXL|EBX LLC|12400
STBA|S&T BANCORP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2488
STBA|S&T BANCORP, INC.|EDJO|Edward D. Jones & Co., L.P.|654
STBA|S&T BANCORP, INC.|EGAM|CBOE TRADING, INC.|2115
STBA|S&T BANCORP, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|450
STBA|S&T BANCORP, INC.|EGXM|CBOE TRADING, INC.|375
STBA|S&T BANCORP, INC.|EGXW|CBOE TRADING, INC.|1
STBA|S&T BANCORP, INC.|ETBE|Electronic Transaction Clearing, Inc.|200
STBA|S&T BANCORP, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|159
STBA|S&T BANCORP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5062
STBA|S&T BANCORP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11256
STBA|S&T BANCORP, INC.|ETRS|E*Trade Securities LLC|400
STBA|S&T BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|75619
STBA|S&T BANCORP, INC.|FINX|FINTECH SECURITIES|5798
STBA|S&T BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|17356
STBA|S&T BANCORP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|489
STBA|S&T BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44370
STBA|S&T BANCORP, INC.|FTBR|Foliofn Investments, Inc.|56
STBA|S&T BANCORP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|11457
STBA|S&T BANCORP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2007
STBA|S&T BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|266222
STBA|S&T BANCORP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|12383
STBA|S&T BANCORP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1551
STBA|S&T BANCORP, INC.|GTSZ|GTS SECURITIES LLC|14951
STBA|S&T BANCORP, INC.|HOVD|HOVDE GROUP, LLC|100
STBA|S&T BANCORP, INC.|HRBF|American Enterprise Investment Services Inc.|41
STBA|S&T BANCORP, INC.|IATS|INTERACTIVE BROKERS LLC|60
STBA|S&T BANCORP, INC.|IBKR|Interactive Brokers Llc|5905
STBA|S&T BANCORP, INC.|ICBX|INSTINET, LLC|3300
STBA|S&T BANCORP, INC.|IEQY|CITADEL SECURITIES LLC|17356
STBA|S&T BANCORP, INC.|INCA|INSTINET, LLC|77627
STBA|S&T BANCORP, INC.|INJX|INSTINET, LLC|18002
STBA|S&T BANCORP, INC.|ITGI|ITG Inc.|28235
STBA|S&T BANCORP, INC.|ITGP|ITG INC.|24200
STBA|S&T BANCORP, INC.|JANY|Janney Montgomery Scott Inc.|1000
STBA|S&T BANCORP, INC.|JEFF|JEFFERIES LLC|10265
STBA|S&T BANCORP, INC.|JMPT|JUMP TRADING, LLC|5481
STBA|S&T BANCORP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2960
STBA|S&T BANCORP, INC.|JPMX|J.P. Morgan Securities LLC|27924
STBA|S&T BANCORP, INC.|JSJX|JANE STREET CAPITAL LLC|1110
STBA|S&T BANCORP, INC.|KCGM|VIRTU Americas LLC|1250
STBA|S&T BANCORP, INC.|LEHM|Barclays Capital Inc./Le|75032
STBA|S&T BANCORP, INC.|LIME|Lime Brokerage LLC|70276
STBA|S&T BANCORP, INC.|LQNB|LIQUIDNET, INC.|422
STBA|S&T BANCORP, INC.|MACC|Mid Atlantic Capital Corporation|897
STBA|S&T BANCORP, INC.|MAXM|Maxim Group LLC|4024
STBA|S&T BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12500
STBA|S&T BANCORP, INC.|MOTF|MOTIF INVESTING, INC.|1
STBA|S&T BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|331929
STBA|S&T BANCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|23400
STBA|S&T BANCORP, INC.|MSTX|MORGAN STANLEY & CO. LLC|5600
STBA|S&T BANCORP, INC.|MTON|MILLINGTON SECURITIES, INC.|19691
STBA|S&T BANCORP, INC.|NFSC|National Financial Services LLC|2407
STBA|S&T BANCORP, INC.|NITE|VIRTU Americas LLC|39877
STBA|S&T BANCORP, INC.|NITP|VIRTU Americas LLC|1200
STBA|S&T BANCORP, INC.|NQRB|Brut, LLC|12560
STBA|S&T BANCORP, INC.|PDQM|CODA MARKETS, INC.|26181
STBA|S&T BANCORP, INC.|PIPR|Piper Jaffray & Co.|1900
STBA|S&T BANCORP, INC.|RAJA|Raymond James & Associates, Inc.|290
STBA|S&T BANCORP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|533
STBA|S&T BANCORP, INC.|SAGL|SAGETRADER, LLC|853
STBA|S&T BANCORP, INC.|SAGW|SAGETRADER, LLC|100
STBA|S&T BANCORP, INC.|SBSH|Citigroup Global Markets Inc.|51930
STBA|S&T BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|10129
STBA|S&T BANCORP, INC.|SPDR|SPEEDROUTE LLC|1400
STBA|S&T BANCORP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|2200
STBA|S&T BANCORP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|387
STBA|S&T BANCORP, INC.|SWIM|TD Ameritrade, Inc.|3130
STBA|S&T BANCORP, INC.|TMBR|Timber Hill LLC|5
STBA|S&T BANCORP, INC.|TRBT|Tradebot Systems, Inc.|22508
STBA|S&T BANCORP, INC.|TRCM|TRC MARKETS LLC|47430
STBA|S&T BANCORP, INC.|UBSA|UBS SECURITIES LLC|61245
STBA|S&T BANCORP, INC.|UBSS|UBS Securities LLC|202389
STBA|S&T BANCORP, INC.|VALX|VIRTU AMERICAS LLC|4609
STBA|S&T BANCORP, INC.|VGRD|Vanguard Marketing Corporation|370
STBA|S&T BANCORP, INC.|VNDS|VANDHAM SECURITIES CORP|4004
STBA|S&T BANCORP, INC.|WABR|Wall Street Access|22260
STBA|S&T BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|13848
STBA|S&T BANCORP, INC.|WEED|Weeden & Co.L.P.|2800
STBA|S&T BANCORP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|401
STBA|S&T BANCORP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|246
STBA|S&T BANCORP, INC.|WSEA|WOLVERINE SECURITIES, LLC|167
STBA|S&T BANCORP, INC.|XIST|INSTINET, LLC|2162
STBA|S&T BANCORP, INC.|XPQR|Jump Trading|28
STBA|S&T BANCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
STBA|S&T BANCORP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|240
STBA|S&T BANCORP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|978
STBZ|STATE BANK FINL CORP|ALTX|Alternet Securities Inc.|2116
STBZ|STATE BANK FINL CORP|ANOS|ABEL/NOSER, L.L.C.|906
STBZ|STATE BANK FINL CORP|APCC|Apex Clearing Corporation|78
STBZ|STATE BANK FINL CORP|BATM|CBOE TRADING, INC.|2271
STBZ|STATE BANK FINL CORP|BBNT|BB&T SECURITIES, LLC|13
STBZ|STATE BANK FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|34581
STBZ|STATE BANK FINL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
STBZ|STATE BANK FINL CORP|BMOC|BMO Capital Markets Corp.|6006
STBZ|STATE BANK FINL CORP|BNKS|Fig Partners, LLC|2000
STBZ|STATE BANK FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2882
STBZ|STATE BANK FINL CORP|BTIG|BTIG, LLC|4323
STBZ|STATE BANK FINL CORP|BYXM|CBOE TRADING, INC.|1225
STBZ|STATE BANK FINL CORP|CHAS|Charles Schwab & Co., Inc.|601
STBZ|STATE BANK FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132402
STBZ|STATE BANK FINL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
STBZ|STATE BANK FINL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13453
STBZ|STATE BANK FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84496
STBZ|STATE BANK FINL CORP|CTDL|Citadel Derivatives Group Llc|16598
STBZ|STATE BANK FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5364
STBZ|STATE BANK FINL CORP|DBAB|Deutsche Bank Securities Inc.|274818
STBZ|STATE BANK FINL CORP|DBAX|Deutsche Bank Securities Inc.|61800
STBZ|STATE BANK FINL CORP|DEAN|MORGAN STANLEY|441
STBZ|STATE BANK FINL CORP|DEGS|RONIN PROFESSIONAL LLC|1493
STBZ|STATE BANK FINL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2317
STBZ|STATE BANK FINL CORP|EBXL|EBX LLC|120700
STBZ|STATE BANK FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5552
STBZ|STATE BANK FINL CORP|EDJO|Edward D. Jones & Co., L.P.|166
STBZ|STATE BANK FINL CORP|EGAM|CBOE TRADING, INC.|8901
STBZ|STATE BANK FINL CORP|EGAW|CBOE TRADING, INC.|101
STBZ|STATE BANK FINL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
STBZ|STATE BANK FINL CORP|EGXM|CBOE TRADING, INC.|770
STBZ|STATE BANK FINL CORP|ESPO|ESPOSITO SECURITIES, LLC|246
STBZ|STATE BANK FINL CORP|ETBE|Electronic Transaction Clearing, Inc.|22333
STBZ|STATE BANK FINL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9750
STBZ|STATE BANK FINL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9172
STBZ|STATE BANK FINL CORP|ETRS|E*Trade Securities LLC|7171
STBZ|STATE BANK FINL CORP|FBCO|Credit Suisse Securities (USA) LLC|436567
STBZ|STATE BANK FINL CORP|FILL|Tradestation Securities, Inc.|150
STBZ|STATE BANK FINL CORP|FOMA|TD AMERITRADE CLEARING, INC.|6853
STBZ|STATE BANK FINL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1275
STBZ|STATE BANK FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31991
STBZ|STATE BANK FINL CORP|FTBR|Foliofn Investments, Inc.|816
STBZ|STATE BANK FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|63220
STBZ|STATE BANK FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|8999
STBZ|STATE BANK FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|591427
STBZ|STATE BANK FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|16435
STBZ|STATE BANK FINL CORP|GSLT|GOLDMAN SACHS & CO. LLC|8034
STBZ|STATE BANK FINL CORP|GTSZ|GTS SECURITIES LLC|32077
STBZ|STATE BANK FINL CORP|HRBF|American Enterprise Investment Services Inc.|1
STBZ|STATE BANK FINL CORP|IATS|INTERACTIVE BROKERS LLC|1040
STBZ|STATE BANK FINL CORP|IBKR|Interactive Brokers Llc|29881
STBZ|STATE BANK FINL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|257
STBZ|STATE BANK FINL CORP|ICBX|INSTINET, LLC|23549
STBZ|STATE BANK FINL CORP|IEQY|CITADEL SECURITIES LLC|107136
STBZ|STATE BANK FINL CORP|INCA|INSTINET, LLC|614056
STBZ|STATE BANK FINL CORP|INJX|INSTINET, LLC|13166
STBZ|STATE BANK FINL CORP|ITGI|ITG Inc.|96109
STBZ|STATE BANK FINL CORP|ITGP|ITG INC.|17200
STBZ|STATE BANK FINL CORP|JEFF|JEFFERIES LLC|52468
STBZ|STATE BANK FINL CORP|JMPT|JUMP TRADING, LLC|47661
STBZ|STATE BANK FINL CORP|JONE|JonesTrading|173410
STBZ|STATE BANK FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|7924
STBZ|STATE BANK FINL CORP|JPMX|J.P. Morgan Securities LLC|75863
STBZ|STATE BANK FINL CORP|JSJX|JANE STREET CAPITAL LLC|1687
STBZ|STATE BANK FINL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|119021
STBZ|STATE BANK FINL CORP|KCGM|VIRTU Americas LLC|7999
STBZ|STATE BANK FINL CORP|LEHM|Barclays Capital Inc./Le|398636
STBZ|STATE BANK FINL CORP|LIME|Lime Brokerage LLC|199024
STBZ|STATE BANK FINL CORP|LMGP|LIME BROKERAGE LLC|3217
STBZ|STATE BANK FINL CORP|LOOP|Loop Capital Markets LLC|496
STBZ|STATE BANK FINL CORP|MAXM|Maxim Group LLC|3586
STBZ|STATE BANK FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28000
STBZ|STATE BANK FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|2305424
STBZ|STATE BANK FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|43700
STBZ|STATE BANK FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|5000
STBZ|STATE BANK FINL CORP|NFSC|National Financial Services LLC|15691
STBZ|STATE BANK FINL CORP|NITE|VIRTU Americas LLC|59610
STBZ|STATE BANK FINL CORP|NITP|VIRTU Americas LLC|15389
STBZ|STATE BANK FINL CORP|NQRB|Brut, LLC|12578
STBZ|STATE BANK FINL CORP|NTRC|Northern Trust Securities, Inc.|1358
STBZ|STATE BANK FINL CORP|OPCO|Oppenheimer & Co. Inc.|25000
STBZ|STATE BANK FINL CORP|OTAA|OTA LLC|1800
STBZ|STATE BANK FINL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|330
STBZ|STATE BANK FINL CORP|PDQM|CODA MARKETS, INC.|9720
STBZ|STATE BANK FINL CORP|PIPR|Piper Jaffray & Co.|35000
STBZ|STATE BANK FINL CORP|RAJA|Raymond James & Associates, Inc.|7042
STBZ|STATE BANK FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|1034
STBZ|STATE BANK FINL CORP|SAGL|SAGETRADER, LLC|100
STBZ|STATE BANK FINL CORP|SALI|INTL FCSTONE FINANCIAL INC.|77
STBZ|STATE BANK FINL CORP|SBSH|Citigroup Global Markets Inc.|245424
STBZ|STATE BANK FINL CORP|SDLR|Sandler, O'Neill & Partners, L.P.|300
STBZ|STATE BANK FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|43665
STBZ|STATE BANK FINL CORP|SPDR|SPEEDROUTE LLC|1400
STBZ|STATE BANK FINL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|56400
STBZ|STATE BANK FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|23
STBZ|STATE BANK FINL CORP|TKNG|ALLY INVEST SECURITIES LLC|79
STBZ|STATE BANK FINL CORP|TRBT|Tradebot Systems, Inc.|212000
STBZ|STATE BANK FINL CORP|TRCM|TRC MARKETS LLC|214548
STBZ|STATE BANK FINL CORP|UBSA|UBS SECURITIES LLC|200980
STBZ|STATE BANK FINL CORP|UBSS|UBS Securities LLC|311426
STBZ|STATE BANK FINL CORP|VALX|VIRTU AMERICAS LLC|3960
STBZ|STATE BANK FINL CORP|VGRD|Vanguard Marketing Corporation|520
STBZ|STATE BANK FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|44497
STBZ|STATE BANK FINL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|172
STBZ|STATE BANK FINL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48937
STBZ|STATE BANK FINL CORP|WGIF|CIBC World Markets Inc.|1140
STBZ|STATE BANK FINL CORP|WSEA|WOLVERINE SECURITIES, LLC|1176
STBZ|STATE BANK FINL CORP|XIST|INSTINET, LLC|16050
STBZ|STATE BANK FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
STBZ|STATE BANK FINL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
STBZ|STATE BANK FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1116
STC|STEWART INFO SVC|ALTX|Alternet Securities Inc.|300
STC|STEWART INFO SVC|APCC|Apex Clearing Corporation|9
STC|STEWART INFO SVC|BATM|CBOE TRADING, INC.|981
STC|STEWART INFO SVC|BERN|Sanford C. Bernstein & Co., LLC|5047
STC|STEWART INFO SVC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37
STC|STEWART INFO SVC|BNPX|BNP PARIBAS SECURITIES CORP.|4966
STC|STEWART INFO SVC|BRVL|BLAYLOCK VAN, LLC|100
STC|STEWART INFO SVC|BTIG|BTIG, LLC|862
STC|STEWART INFO SVC|CHAS|Charles Schwab & Co., Inc.|202
STC|STEWART INFO SVC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25843
STC|STEWART INFO SVC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52180
STC|STEWART INFO SVC|CTDL|Citadel Derivatives Group Llc|7553
STC|STEWART INFO SVC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4818
STC|STEWART INFO SVC|DBAB|Deutsche Bank Securities Inc.|11194
STC|STEWART INFO SVC|DBAX|Deutsche Bank Securities Inc.|13900
STC|STEWART INFO SVC|DEAN|MORGAN STANLEY|244
STC|STEWART INFO SVC|EBXL|EBX LLC|19800
STC|STEWART INFO SVC|ECUT|CONVERGEX EXECUTION SOLUTIONS|856
STC|STEWART INFO SVC|EDJO|Edward D. Jones & Co., L.P.|3
STC|STEWART INFO SVC|EGAM|CBOE TRADING, INC.|2979
STC|STEWART INFO SVC|EGMT|EG MARKET TECHNOLOGIES LLC|100
STC|STEWART INFO SVC|EGXM|CBOE TRADING, INC.|206
STC|STEWART INFO SVC|ETBE|Electronic Transaction Clearing, Inc.|1554
STC|STEWART INFO SVC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6056
STC|STEWART INFO SVC|ETRS|E*Trade Securities LLC|8040
STC|STEWART INFO SVC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|981
STC|STEWART INFO SVC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14821
STC|STEWART INFO SVC|FTBR|Foliofn Investments, Inc.|525
STC|STEWART INFO SVC|GLPX|ACS EXECUTION SERVICES, LLC|2416
STC|STEWART INFO SVC|GSCO|GOLDMAN SACHS & CO. LLC|258899
STC|STEWART INFO SVC|GSCS|GOLDMAN SACHS & CO. LLC|16900
STC|STEWART INFO SVC|GSLT|GOLDMAN SACHS & CO. LLC|599
STC|STEWART INFO SVC|GTSZ|GTS SECURITIES LLC|16064
STC|STEWART INFO SVC|IATS|INTERACTIVE BROKERS LLC|2250
STC|STEWART INFO SVC|IBKR|Interactive Brokers Llc|1446
STC|STEWART INFO SVC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
STC|STEWART INFO SVC|ICBX|INSTINET, LLC|7155
STC|STEWART INFO SVC|IEQY|CITADEL SECURITIES LLC|8390
STC|STEWART INFO SVC|INCA|INSTINET, LLC|14166
STC|STEWART INFO SVC|INJX|INSTINET, LLC|1430
STC|STEWART INFO SVC|ITGI|ITG Inc.|53167
STC|STEWART INFO SVC|ITGP|ITG INC.|49400
STC|STEWART INFO SVC|JANY|Janney Montgomery Scott Inc.|202
STC|STEWART INFO SVC|JEFF|JEFFERIES LLC|13604
STC|STEWART INFO SVC|JMPT|JUMP TRADING, LLC|3817
STC|STEWART INFO SVC|JPBX|J.P. MORGAN SECURITIES LLC|23282
STC|STEWART INFO SVC|JPMX|J.P. Morgan Securities LLC|47388
STC|STEWART INFO SVC|JSJX|JANE STREET CAPITAL LLC|1515
STC|STEWART INFO SVC|KCGM|VIRTU Americas LLC|10866
STC|STEWART INFO SVC|LEHM|Barclays Capital Inc./Le|56307
STC|STEWART INFO SVC|LIME|Lime Brokerage LLC|62735
STC|STEWART INFO SVC|LSCI|Lek Securities Corporation|18
STC|STEWART INFO SVC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10780
STC|STEWART INFO SVC|MOTF|MOTIF INVESTING, INC.|10
STC|STEWART INFO SVC|MSCO|MORGAN STANLEY & CO. LLC|165034
STC|STEWART INFO SVC|MSPL|MORGAN STANLEY & CO. LLC|49100
STC|STEWART INFO SVC|MSTX|MORGAN STANLEY & CO. LLC|2800
STC|STEWART INFO SVC|NFSC|National Financial Services LLC|1500
STC|STEWART INFO SVC|NITE|VIRTU Americas LLC|35489
STC|STEWART INFO SVC|NQRB|Brut, LLC|1513
STC|STEWART INFO SVC|PDQM|CODA MARKETS, INC.|4756
STC|STEWART INFO SVC|PNSR|Penserra Securities, LLC|1988
STC|STEWART INFO SVC|RBCM|RBC CAPITAL MARKETS, LLC|12
STC|STEWART INFO SVC|SAGL|SAGETRADER, LLC|9950
STC|STEWART INFO SVC|SBSH|Citigroup Global Markets Inc.|12221
STC|STEWART INFO SVC|SGMT|GOLDMAN SACHS & CO. LLC|27016
STC|STEWART INFO SVC|SPDR|SPEEDROUTE LLC|1300
STC|STEWART INFO SVC|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
STC|STEWART INFO SVC|STFL|Stifel, Nicolaus & Company, Incorporated|6244
STC|STEWART INFO SVC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
STC|STEWART INFO SVC|SWIM|TD Ameritrade, Inc.|400
STC|STEWART INFO SVC|TKNG|ALLY INVEST SECURITIES LLC|325
STC|STEWART INFO SVC|TRBT|Tradebot Systems, Inc.|19339
STC|STEWART INFO SVC|TRCM|TRC MARKETS LLC|8693
STC|STEWART INFO SVC|UBSA|UBS SECURITIES LLC|80258
STC|STEWART INFO SVC|UBSS|UBS Securities LLC|105039
STC|STEWART INFO SVC|VALX|VIRTU AMERICAS LLC|2987
STC|STEWART INFO SVC|VGRD|Vanguard Marketing Corporation|6
STC|STEWART INFO SVC|WCHV|WELLS FARGO SECURITIES, LLC|52429
STC|STEWART INFO SVC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2750
STC|STEWART INFO SVC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12571
STC|STEWART INFO SVC|WFPB|Wells Fargo Securities, LLC.|7815
STC|STEWART INFO SVC|WSEA|WOLVERINE SECURITIES, LLC|243
STC|STEWART INFO SVC|XIST|INSTINET, LLC|1198
STC|STEWART INFO SVC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
STC|STEWART INFO SVC|YKNA|COMHAR CAPITAL MARKETS, LLC|123
STC|STEWART INFO SVC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|37
STCN|STEEL CONNECT CMN|ALTX|Alternet Securities Inc.|700
STCN|STEEL CONNECT CMN|APCC|Apex Clearing Corporation|10560
STCN|STEEL CONNECT CMN|BATM|CBOE TRADING, INC.|569
STCN|STEEL CONNECT CMN|BAYC|BAY CREST PARTNERS, LLC|10748
STCN|STEEL CONNECT CMN|BIMI|Banca IMI Securities Corp.|100
STCN|STEEL CONNECT CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|498
STCN|STEEL CONNECT CMN|BYXM|CBOE TRADING, INC.|1200
STCN|STEEL CONNECT CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
STCN|STEEL CONNECT CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4349
STCN|STEEL CONNECT CMN|CTDL|Citadel Derivatives Group Llc|2819
STCN|STEEL CONNECT CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
STCN|STEEL CONNECT CMN|DBAB|Deutsche Bank Securities Inc.|2714
STCN|STEEL CONNECT CMN|DBAX|Deutsche Bank Securities Inc.|1300
STCN|STEEL CONNECT CMN|DEGS|RONIN PROFESSIONAL LLC|9383
STCN|STEEL CONNECT CMN|EBXL|EBX LLC|3800
STCN|STEEL CONNECT CMN|EDJO|Edward D. Jones & Co., L.P.|200
STCN|STEEL CONNECT CMN|EGAM|CBOE TRADING, INC.|500
STCN|STEEL CONNECT CMN|EGXM|CBOE TRADING, INC.|1
STCN|STEEL CONNECT CMN|EGXW|CBOE TRADING, INC.|11823
STCN|STEEL CONNECT CMN|ETBE|Electronic Transaction Clearing, Inc.|100
STCN|STEEL CONNECT CMN|ETRS|E*Trade Securities LLC|9071
STCN|STEEL CONNECT CMN|FBCO|Credit Suisse Securities (USA) LLC|3875
STCN|STEEL CONNECT CMN|FOMA|TD AMERITRADE CLEARING, INC.|40771
STCN|STEEL CONNECT CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4686
STCN|STEEL CONNECT CMN|FTBR|Foliofn Investments, Inc.|35
STCN|STEEL CONNECT CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2025
STCN|STEEL CONNECT CMN|GLPX|ACS EXECUTION SERVICES, LLC|100
STCN|STEEL CONNECT CMN|GSCO|GOLDMAN SACHS & CO. LLC|32694
STCN|STEEL CONNECT CMN|GSCS|GOLDMAN SACHS & CO. LLC|4624
STCN|STEEL CONNECT CMN|GTSZ|GTS SECURITIES LLC|4915
STCN|STEEL CONNECT CMN|HRBF|American Enterprise Investment Services Inc.|7000
STCN|STEEL CONNECT CMN|HSBC|HSBC Securities, Inc.|100
STCN|STEEL CONNECT CMN|IATS|INTERACTIVE BROKERS LLC|3734
STCN|STEEL CONNECT CMN|IBKR|Interactive Brokers Llc|86716
STCN|STEEL CONNECT CMN|ICBX|INSTINET, LLC|9200
STCN|STEEL CONNECT CMN|INCA|INSTINET, LLC|17754
STCN|STEEL CONNECT CMN|INJX|INSTINET, LLC|889
STCN|STEEL CONNECT CMN|ITGI|ITG Inc.|24641
STCN|STEEL CONNECT CMN|ITGP|ITG INC.|4000
STCN|STEEL CONNECT CMN|JEFF|JEFFERIES LLC|5779
STCN|STEEL CONNECT CMN|JPMX|J.P. Morgan Securities LLC|1902
STCN|STEEL CONNECT CMN|KCGM|VIRTU Americas LLC|5100
STCN|STEEL CONNECT CMN|LEHM|Barclays Capital Inc./Le|15096
STCN|STEEL CONNECT CMN|LIME|Lime Brokerage LLC|50933
STCN|STEEL CONNECT CMN|LMGP|LIME BROKERAGE LLC|2174
STCN|STEEL CONNECT CMN|LQNA|LIQUIDNET, INC.|6700
STCN|STEEL CONNECT CMN|MCBT|Moors & Cabot, Inc.|165
STCN|STEEL CONNECT CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3586
STCN|STEEL CONNECT CMN|MSCO|MORGAN STANLEY & CO. LLC|86141
STCN|STEEL CONNECT CMN|MSPL|MORGAN STANLEY & CO. LLC|4000
STCN|STEEL CONNECT CMN|MSTX|MORGAN STANLEY & CO. LLC|1600
STCN|STEEL CONNECT CMN|NFSC|National Financial Services LLC|75288
STCN|STEEL CONNECT CMN|NITE|VIRTU Americas LLC|139278
STCN|STEEL CONNECT CMN|NQRB|Brut, LLC|1200
STCN|STEEL CONNECT CMN|PDQM|CODA MARKETS, INC.|300
STCN|STEEL CONNECT CMN|RAJA|Raymond James & Associates, Inc.|5911
STCN|STEEL CONNECT CMN|RGLD|Regal Securities, Inc|200
STCN|STEEL CONNECT CMN|SBSH|Citigroup Global Markets Inc.|1227
STCN|STEEL CONNECT CMN|SGMT|GOLDMAN SACHS & CO. LLC|7297
STCN|STEEL CONNECT CMN|SPDR|SPEEDROUTE LLC|500
STCN|STEEL CONNECT CMN|STFL|Stifel, Nicolaus & Company, Incorporated|610
STCN|STEEL CONNECT CMN|SWIM|TD Ameritrade, Inc.|14563
STCN|STEEL CONNECT CMN|SWST|Hilltop Securities Inc.|1000
STCN|STEEL CONNECT CMN|TRCM|TRC MARKETS LLC|18519
STCN|STEEL CONNECT CMN|UBSA|UBS SECURITIES LLC|13775
STCN|STEEL CONNECT CMN|UBSS|UBS Securities LLC|89845
STCN|STEEL CONNECT CMN|VGRD|Vanguard Marketing Corporation|1165
STCN|STEEL CONNECT CMN|VNDM|Wall Street Access|2000
STCN|STEEL CONNECT CMN|VNDS|VANDHAM SECURITIES CORP|300
STCN|STEEL CONNECT CMN|WCHV|WELLS FARGO SECURITIES, LLC|707
STCN|STEEL CONNECT CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1549
STCN|STEEL CONNECT CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5074
STCN|STEEL CONNECT CMN|WSEA|WOLVERINE SECURITIES, LLC|1061
STCN|STEEL CONNECT CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
STCN|STEEL CONNECT CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
STCN|STEEL CONNECT CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
STDY|STEADYMED LTD ORD SH|APCC|Apex Clearing Corporation|100
STDY|STEADYMED LTD ORD SH|BATM|CBOE TRADING, INC.|400
STDY|STEADYMED LTD ORD SH|BYXM|CBOE TRADING, INC.|1805
STDY|STEADYMED LTD ORD SH|CANT|Cantor Fitzgerald & Co.|192
STDY|STEADYMED LTD ORD SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|83250
STDY|STEADYMED LTD ORD SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3400
STDY|STEADYMED LTD ORD SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
STDY|STEADYMED LTD ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|74069
STDY|STEADYMED LTD ORD SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|15800
STDY|STEADYMED LTD ORD SH|DBAB|Deutsche Bank Securities Inc.|7100
STDY|STEADYMED LTD ORD SH|DBAX|Deutsche Bank Securities Inc.|25600
STDY|STEADYMED LTD ORD SH|DEAN|MORGAN STANLEY|210
STDY|STEADYMED LTD ORD SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2900
STDY|STEADYMED LTD ORD SH|EBXL|EBX LLC|137800
STDY|STEADYMED LTD ORD SH|EGAM|CBOE TRADING, INC.|1800
STDY|STEADYMED LTD ORD SH|ETRS|E*Trade Securities LLC|17400
STDY|STEADYMED LTD ORD SH|EVRS|E1 ASSET MANAGEMENT, INC.|2825
STDY|STEADYMED LTD ORD SH|FBCO|Credit Suisse Securities (USA) LLC|1183676
STDY|STEADYMED LTD ORD SH|FINX|FINTECH SECURITIES|1440
STDY|STEADYMED LTD ORD SH|FMAF|NBCN Inc./ CDS|3000
STDY|STEADYMED LTD ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|35818
STDY|STEADYMED LTD ORD SH|FTBR|Foliofn Investments, Inc.|3
STDY|STEADYMED LTD ORD SH|GEBB|GLOBAL EXECUTION BROKERS, LP|15325
STDY|STEADYMED LTD ORD SH|GLPX|ACS EXECUTION SERVICES, LLC|100
STDY|STEADYMED LTD ORD SH|GSCO|GOLDMAN SACHS & CO. LLC|3406
STDY|STEADYMED LTD ORD SH|GSLT|GOLDMAN SACHS & CO. LLC|7700
STDY|STEADYMED LTD ORD SH|GTSZ|GTS SECURITIES LLC|800
STDY|STEADYMED LTD ORD SH|IATS|INTERACTIVE BROKERS LLC|1000
STDY|STEADYMED LTD ORD SH|IBKR|Interactive Brokers Llc|111839
STDY|STEADYMED LTD ORD SH|ICBX|INSTINET, LLC|75926
STDY|STEADYMED LTD ORD SH|INCA|INSTINET, LLC|286435
STDY|STEADYMED LTD ORD SH|INJX|INSTINET, LLC|300
STDY|STEADYMED LTD ORD SH|ITGI|ITG Inc.|39300
STDY|STEADYMED LTD ORD SH|ITGP|ITG INC.|94200
STDY|STEADYMED LTD ORD SH|JEFF|JEFFERIES LLC|2600
STDY|STEADYMED LTD ORD SH|JMPT|JUMP TRADING, LLC|300
STDY|STEADYMED LTD ORD SH|JONE|JonesTrading|217
STDY|STEADYMED LTD ORD SH|JPMX|J.P. Morgan Securities LLC|130402
STDY|STEADYMED LTD ORD SH|KCGM|VIRTU Americas LLC|76679
STDY|STEADYMED LTD ORD SH|LEHM|Barclays Capital Inc./Le|162817
STDY|STEADYMED LTD ORD SH|LIME|Lime Brokerage LLC|25506
STDY|STEADYMED LTD ORD SH|LQNA|LIQUIDNET, INC.|62400
STDY|STEADYMED LTD ORD SH|MAVB|Great Point Capital LLC|100
STDY|STEADYMED LTD ORD SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|108446
STDY|STEADYMED LTD ORD SH|MSCO|MORGAN STANLEY & CO. LLC|321209
STDY|STEADYMED LTD ORD SH|MSPL|MORGAN STANLEY & CO. LLC|61000
STDY|STEADYMED LTD ORD SH|NFSC|National Financial Services LLC|15705
STDY|STEADYMED LTD ORD SH|NITE|VIRTU Americas LLC|208785
STDY|STEADYMED LTD ORD SH|NQRB|Brut, LLC|200
STDY|STEADYMED LTD ORD SH|OPCO|Oppenheimer & Co. Inc.|6370
STDY|STEADYMED LTD ORD SH|PDQM|CODA MARKETS, INC.|21617
STDY|STEADYMED LTD ORD SH|RAJA|Raymond James & Associates, Inc.|1500
STDY|STEADYMED LTD ORD SH|RBCM|RBC CAPITAL MARKETS, LLC|1000
STDY|STEADYMED LTD ORD SH|RHCO|Suntrust Robinson Humphrey, Inc.|106800
STDY|STEADYMED LTD ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|46269
STDY|STEADYMED LTD ORD SH|SPDR|SPEEDROUTE LLC|38438
STDY|STEADYMED LTD ORD SH|SWIM|TD Ameritrade, Inc.|1310
STDY|STEADYMED LTD ORD SH|TRBT|Tradebot Systems, Inc.|700
STDY|STEADYMED LTD ORD SH|TRCM|TRC MARKETS LLC|9621
STDY|STEADYMED LTD ORD SH|UBSA|UBS SECURITIES LLC|172127
STDY|STEADYMED LTD ORD SH|UBSS|UBS Securities LLC|43110
STDY|STEADYMED LTD ORD SH|VALX|VIRTU AMERICAS LLC|3100
STDY|STEADYMED LTD ORD SH|VGRD|Vanguard Marketing Corporation|28433
STDY|STEADYMED LTD ORD SH|WCHV|WELLS FARGO SECURITIES, LLC|368155
STDY|STEADYMED LTD ORD SH|WFPB|Wells Fargo Securities, LLC.|35900
STDY|STEADYMED LTD ORD SH|WGIF|CIBC World Markets Inc.|12410
STDY|STEADYMED LTD ORD SH|WSEA|WOLVERINE SECURITIES, LLC|1059
STDY|STEADYMED LTD ORD SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|4600
STE|STERIS PLC|ALTX|Alternet Securities Inc.|7003
STE|STERIS PLC|APCC|Apex Clearing Corporation|130
STE|STERIS PLC|BARD|Robert W. Baird & Co. Incorporated|5622
STE|STERIS PLC|BATM|CBOE TRADING, INC.|3274
STE|STERIS PLC|BAYT|BTIG, LLC|3500
STE|STERIS PLC|BBNT|BB&T SECURITIES, LLC|736
STE|STERIS PLC|BERN|Sanford C. Bernstein & Co., LLC|44945
STE|STERIS PLC|BKCM|BNY Mellon Capital Markets LLC|13319
STE|STERIS PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2929
STE|STERIS PLC|BLKX|INSTINET, LLC|139280
STE|STERIS PLC|BNPX|BNP PARIBAS SECURITIES CORP.|2571
STE|STERIS PLC|BRVL|BLAYLOCK VAN, LLC|500
STE|STERIS PLC|BTIG|BTIG, LLC|80393
STE|STERIS PLC|BYXM|CBOE TRADING, INC.|412
STE|STERIS PLC|BZYD|GOLDMAN SACHS & CO. LLC|28
STE|STERIS PLC|CHAS|Charles Schwab & Co., Inc.|40
STE|STERIS PLC|CIST|Capital Institutional Services, Inc.|15096
STE|STERIS PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131730
STE|STERIS PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15681
STE|STERIS PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|171858
STE|STERIS PLC|CTDL|Citadel Derivatives Group Llc|1042
STE|STERIS PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|8060
STE|STERIS PLC|DADA|D.A. Davidson & Co.|74
STE|STERIS PLC|DBAB|Deutsche Bank Securities Inc.|140626
STE|STERIS PLC|DBAX|Deutsche Bank Securities Inc.|114800
STE|STERIS PLC|DBUL|Deutsche Bank Securities Inc.|1899
STE|STERIS PLC|DEAN|MORGAN STANLEY|7887
STE|STERIS PLC|EBXL|EBX LLC|257100
STE|STERIS PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|27947
STE|STERIS PLC|EDJO|Edward D. Jones & Co., L.P.|1365
STE|STERIS PLC|EGAM|CBOE TRADING, INC.|14875
STE|STERIS PLC|EGAW|CBOE TRADING, INC.|52
STE|STERIS PLC|EGMT|EG MARKET TECHNOLOGIES LLC|903
STE|STERIS PLC|EGXM|CBOE TRADING, INC.|1635
STE|STERIS PLC|ELEV|ELEVATION, LLC|1597
STE|STERIS PLC|ETBE|Electronic Transaction Clearing, Inc.|793
STE|STERIS PLC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
STE|STERIS PLC|ETCC|Electronic Transaction Clearing, Inc.|351
STE|STERIS PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9440
STE|STERIS PLC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|37
STE|STERIS PLC|ETRS|E*Trade Securities LLC|2394
STE|STERIS PLC|FBSB|U.S. Bancorp Investments, Inc.|4
STE|STERIS PLC|FILL|Tradestation Securities, Inc.|424
STE|STERIS PLC|FMAF|NBCN Inc./ CDS|221
STE|STERIS PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2881
STE|STERIS PLC|FQLS|Quantlab Securities LP|83852
STE|STERIS PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37335
STE|STERIS PLC|FTBR|Foliofn Investments, Inc.|1934
STE|STERIS PLC|GLPX|ACS EXECUTION SERVICES, LLC|71072
STE|STERIS PLC|GSCO|GOLDMAN SACHS & CO. LLC|316112
STE|STERIS PLC|GSCS|GOLDMAN SACHS & CO. LLC|1000
STE|STERIS PLC|GSLT|GOLDMAN SACHS & CO. LLC|4582
STE|STERIS PLC|GTSZ|GTS SECURITIES LLC|37175
STE|STERIS PLC|HRBF|American Enterprise Investment Services Inc.|3954
STE|STERIS PLC|IATS|INTERACTIVE BROKERS LLC|3960
STE|STERIS PLC|IBKR|Interactive Brokers Llc|1072
STE|STERIS PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|398
STE|STERIS PLC|ICBX|INSTINET, LLC|25300
STE|STERIS PLC|IEQY|CITADEL SECURITIES LLC|28649
STE|STERIS PLC|INCA|INSTINET, LLC|116030
STE|STERIS PLC|INJX|INSTINET, LLC|848
STE|STERIS PLC|ITGI|ITG Inc.|10994
STE|STERIS PLC|ITGP|ITG INC.|122600
STE|STERIS PLC|JANY|Janney Montgomery Scott Inc.|14
STE|STERIS PLC|JEFF|JEFFERIES LLC|11388
STE|STERIS PLC|JMPT|JUMP TRADING, LLC|27665
STE|STERIS PLC|JONE|JonesTrading|6002
STE|STERIS PLC|JPBX|J.P. MORGAN SECURITIES LLC|25420
STE|STERIS PLC|JPMX|J.P. Morgan Securities LLC|162228
STE|STERIS PLC|JSJX|JANE STREET CAPITAL LLC|3193
STE|STERIS PLC|KCGM|VIRTU Americas LLC|14718
STE|STERIS PLC|KEYB|KEYBANC CAPITAL MARKETS INC.|963
STE|STERIS PLC|LEER|LEERINK PARTNERS LLC|3250
STE|STERIS PLC|LEHM|Barclays Capital Inc./Le|220871
STE|STERIS PLC|LIME|Lime Brokerage LLC|5393
STE|STERIS PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|168470
STE|STERIS PLC|LOOP|Loop Capital Markets LLC|7640
STE|STERIS PLC|LSCI|Lek Securities Corporation|16
STE|STERIS PLC|MCMF|Raymond James Ltd. Cds|197
STE|STERIS PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90220
STE|STERIS PLC|MOTF|MOTIF INVESTING, INC.|2
STE|STERIS PLC|MSCO|MORGAN STANLEY & CO. LLC|358891
STE|STERIS PLC|MSPL|MORGAN STANLEY & CO. LLC|135500
STE|STERIS PLC|MSTX|MORGAN STANLEY & CO. LLC|45400
STE|STERIS PLC|NEUB|NEUBERGER BERMAN BD LLC|25
STE|STERIS PLC|NFSC|National Financial Services LLC|46697
STE|STERIS PLC|NITE|VIRTU Americas LLC|124966
STE|STERIS PLC|NITP|VIRTU Americas LLC|469
STE|STERIS PLC|NQRB|Brut, LLC|1559
STE|STERIS PLC|NTRC|Northern Trust Securities, Inc.|40
STE|STERIS PLC|OPCO|Oppenheimer & Co. Inc.|2040
STE|STERIS PLC|PDQM|CODA MARKETS, INC.|116899
STE|STERIS PLC|PWJC|UBS Financial Services, Inc.|3300
STE|STERIS PLC|RBCM|RBC CAPITAL MARKETS, LLC|7594
STE|STERIS PLC|RGLD|Regal Securities, Inc|25
STE|STERIS PLC|SAGL|SAGETRADER, LLC|3667
STE|STERIS PLC|SALI|INTL FCSTONE FINANCIAL INC.|223
STE|STERIS PLC|SBSH|Citigroup Global Markets Inc.|45373
STE|STERIS PLC|SGMT|GOLDMAN SACHS & CO. LLC|37617
STE|STERIS PLC|SPDR|SPEEDROUTE LLC|15521
STE|STERIS PLC|SPHN|Stephens Inc.|2400
STE|STERIS PLC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2690
STE|STERIS PLC|STFL|Stifel, Nicolaus & Company, Incorporated|7289
STE|STERIS PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3818
STE|STERIS PLC|SWIM|TD Ameritrade, Inc.|181
STE|STERIS PLC|SWST|Hilltop Securities Inc.|564
STE|STERIS PLC|TKNG|ALLY INVEST SECURITIES LLC|100
STE|STERIS PLC|TRBT|Tradebot Systems, Inc.|72207
STE|STERIS PLC|TRCM|TRC MARKETS LLC|31703
STE|STERIS PLC|TWTT|TASTYWORKS, INC.|30
STE|STERIS PLC|UBSA|UBS SECURITIES LLC|272318
STE|STERIS PLC|UBSS|UBS Securities LLC|490901
STE|STERIS PLC|VALX|VIRTU AMERICAS LLC|7292
STE|STERIS PLC|VGRD|Vanguard Marketing Corporation|1044
STE|STERIS PLC|WABR|Wall Street Access|18691
STE|STERIS PLC|WBET|Wallachbeth Capital LLC|1454
STE|STERIS PLC|WBPX|SUMMIT SECURITIES GROUP, LLC|458
STE|STERIS PLC|WCHV|WELLS FARGO SECURITIES, LLC|32653
STE|STERIS PLC|WDNX|WEEDEN & CO.L.P.|3014
STE|STERIS PLC|WEDB|WEDBUSH SECURITIES INC.|238
STE|STERIS PLC|WEED|Weeden & Co.L.P.|60
STE|STERIS PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
STE|STERIS PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8363
STE|STERIS PLC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|74
STE|STERIS PLC|WSAG|WALL STREET ACCESS|2428
STE|STERIS PLC|WSEA|WOLVERINE SECURITIES, LLC|472
STE|STERIS PLC|XIST|INSTINET, LLC|20660
STE|STERIS PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7092
STE|STERIS PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|8440
STE|STERIS PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2777
STFC|STATE AUTO FINL CORP|ALTX|Alternet Securities Inc.|900
STFC|STATE AUTO FINL CORP|ANOS|ABEL/NOSER, L.L.C.|525
STFC|STATE AUTO FINL CORP|APCC|Apex Clearing Corporation|23
STFC|STATE AUTO FINL CORP|BANK|Primevest Financial Services, Inc.|17
STFC|STATE AUTO FINL CORP|BARD|Robert W. Baird & Co. Incorporated|14
STFC|STATE AUTO FINL CORP|BATM|CBOE TRADING, INC.|1895
STFC|STATE AUTO FINL CORP|BBNT|BB&T SECURITIES, LLC|1
STFC|STATE AUTO FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|3362
STFC|STATE AUTO FINL CORP|BIDS|BIDS TRADING L.P.|5600
STFC|STATE AUTO FINL CORP|BMOC|BMO Capital Markets Corp.|2599
STFC|STATE AUTO FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1638
STFC|STATE AUTO FINL CORP|BTIG|BTIG, LLC|10
STFC|STATE AUTO FINL CORP|BZYD|GOLDMAN SACHS & CO. LLC|100
STFC|STATE AUTO FINL CORP|CIST|Capital Institutional Services, Inc.|151
STFC|STATE AUTO FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|398
STFC|STATE AUTO FINL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10568
STFC|STATE AUTO FINL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13861
STFC|STATE AUTO FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16273
STFC|STATE AUTO FINL CORP|CTDL|Citadel Derivatives Group Llc|1137
STFC|STATE AUTO FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3334
STFC|STATE AUTO FINL CORP|DBAB|Deutsche Bank Securities Inc.|52516
STFC|STATE AUTO FINL CORP|DBAX|Deutsche Bank Securities Inc.|6500
STFC|STATE AUTO FINL CORP|DEAN|MORGAN STANLEY|296
STFC|STATE AUTO FINL CORP|DEGS|RONIN PROFESSIONAL LLC|6609
STFC|STATE AUTO FINL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35
STFC|STATE AUTO FINL CORP|EBXL|EBX LLC|8800
STFC|STATE AUTO FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|580
STFC|STATE AUTO FINL CORP|EDJO|Edward D. Jones & Co., L.P.|553
STFC|STATE AUTO FINL CORP|EGAM|CBOE TRADING, INC.|470
STFC|STATE AUTO FINL CORP|EGXM|CBOE TRADING, INC.|1
STFC|STATE AUTO FINL CORP|ETRS|E*Trade Securities LLC|2065
STFC|STATE AUTO FINL CORP|FBCO|Credit Suisse Securities (USA) LLC|73967
STFC|STATE AUTO FINL CORP|FOMA|TD AMERITRADE CLEARING, INC.|582
STFC|STATE AUTO FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20569
STFC|STATE AUTO FINL CORP|FTBR|Foliofn Investments, Inc.|3
STFC|STATE AUTO FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4300
STFC|STATE AUTO FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|4436
STFC|STATE AUTO FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|66341
STFC|STATE AUTO FINL CORP|GTSZ|GTS SECURITIES LLC|19283
STFC|STATE AUTO FINL CORP|HRBF|American Enterprise Investment Services Inc.|47
STFC|STATE AUTO FINL CORP|IATS|INTERACTIVE BROKERS LLC|21
STFC|STATE AUTO FINL CORP|IBKR|Interactive Brokers Llc|4032
STFC|STATE AUTO FINL CORP|ICBX|INSTINET, LLC|700
STFC|STATE AUTO FINL CORP|IEQY|CITADEL SECURITIES LLC|3922
STFC|STATE AUTO FINL CORP|INCA|INSTINET, LLC|34850
STFC|STATE AUTO FINL CORP|INJX|INSTINET, LLC|8182
STFC|STATE AUTO FINL CORP|ITGI|ITG Inc.|9808
STFC|STATE AUTO FINL CORP|ITGP|ITG INC.|12800
STFC|STATE AUTO FINL CORP|JANY|Janney Montgomery Scott Inc.|81
STFC|STATE AUTO FINL CORP|JEFF|JEFFERIES LLC|6563
STFC|STATE AUTO FINL CORP|JONE|JonesTrading|15
STFC|STATE AUTO FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|200
STFC|STATE AUTO FINL CORP|JPMX|J.P. Morgan Securities LLC|20386
STFC|STATE AUTO FINL CORP|KCGM|VIRTU Americas LLC|3086
STFC|STATE AUTO FINL CORP|LEHM|Barclays Capital Inc./Le|24103
STFC|STATE AUTO FINL CORP|LIME|Lime Brokerage LLC|19201
STFC|STATE AUTO FINL CORP|LQNA|LIQUIDNET, INC.|8600
STFC|STATE AUTO FINL CORP|MAXM|Maxim Group LLC|1714
STFC|STATE AUTO FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13828
STFC|STATE AUTO FINL CORP|MOTF|MOTIF INVESTING, INC.|1
STFC|STATE AUTO FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|90864
STFC|STATE AUTO FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|8200
STFC|STATE AUTO FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|600
STFC|STATE AUTO FINL CORP|NFSC|National Financial Services LLC|50046
STFC|STATE AUTO FINL CORP|NITE|VIRTU Americas LLC|40577
STFC|STATE AUTO FINL CORP|NITP|VIRTU Americas LLC|300
STFC|STATE AUTO FINL CORP|NQRB|Brut, LLC|100
STFC|STATE AUTO FINL CORP|NTRC|Northern Trust Securities, Inc.|403
STFC|STATE AUTO FINL CORP|OPCO|Oppenheimer & Co. Inc.|226
STFC|STATE AUTO FINL CORP|PDQM|CODA MARKETS, INC.|8674
STFC|STATE AUTO FINL CORP|RAJA|Raymond James & Associates, Inc.|316
STFC|STATE AUTO FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|48
STFC|STATE AUTO FINL CORP|SAGL|SAGETRADER, LLC|400
STFC|STATE AUTO FINL CORP|SAGW|SAGETRADER, LLC|100
STFC|STATE AUTO FINL CORP|SBSH|Citigroup Global Markets Inc.|23096
STFC|STATE AUTO FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|4752
STFC|STATE AUTO FINL CORP|SPDR|SPEEDROUTE LLC|10909
STFC|STATE AUTO FINL CORP|SPHN|Stephens Inc.|2
STFC|STATE AUTO FINL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|17056
STFC|STATE AUTO FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|116
STFC|STATE AUTO FINL CORP|SWIM|TD Ameritrade, Inc.|50
STFC|STATE AUTO FINL CORP|TRBT|Tradebot Systems, Inc.|1854
STFC|STATE AUTO FINL CORP|TRCM|TRC MARKETS LLC|14905
STFC|STATE AUTO FINL CORP|UBSA|UBS SECURITIES LLC|26906
STFC|STATE AUTO FINL CORP|UBSS|UBS Securities LLC|94032
STFC|STATE AUTO FINL CORP|VALX|VIRTU AMERICAS LLC|4894
STFC|STATE AUTO FINL CORP|VGRD|Vanguard Marketing Corporation|15
STFC|STATE AUTO FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|4947
STFC|STATE AUTO FINL CORP|WEED|Weeden & Co.L.P.|2600
STFC|STATE AUTO FINL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101
STFC|STATE AUTO FINL CORP|WSEA|WOLVERINE SECURITIES, LLC|88
STFC|STATE AUTO FINL CORP|XIST|INSTINET, LLC|2600
STFC|STATE AUTO FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
STFC|STATE AUTO FINL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|587
STFC|STATE AUTO FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
STG|SUNLANDS ONLINE ADS|ALTX|Alternet Securities Inc.|908
STG|SUNLANDS ONLINE ADS|APCC|Apex Clearing Corporation|645
STG|SUNLANDS ONLINE ADS|BANK|Primevest Financial Services, Inc.|27859
STG|SUNLANDS ONLINE ADS|BATM|CBOE TRADING, INC.|422
STG|SUNLANDS ONLINE ADS|BERN|Sanford C. Bernstein & Co., LLC|76
STG|SUNLANDS ONLINE ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32
STG|SUNLANDS ONLINE ADS|BRGE|Newbridge Securities Corp.|5495
STG|SUNLANDS ONLINE ADS|BTIG|BTIG, LLC|9900
STG|SUNLANDS ONLINE ADS|CHAS|Charles Schwab & Co., Inc.|100
STG|SUNLANDS ONLINE ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12249
STG|SUNLANDS ONLINE ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3400
STG|SUNLANDS ONLINE ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30519
STG|SUNLANDS ONLINE ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2660
STG|SUNLANDS ONLINE ADS|DBAB|Deutsche Bank Securities Inc.|10591
STG|SUNLANDS ONLINE ADS|DBAX|Deutsche Bank Securities Inc.|19700
STG|SUNLANDS ONLINE ADS|DBUL|Deutsche Bank Securities Inc.|100
STG|SUNLANDS ONLINE ADS|EBXL|EBX LLC|19500
STG|SUNLANDS ONLINE ADS|EGAM|CBOE TRADING, INC.|2753
STG|SUNLANDS ONLINE ADS|EGXM|CBOE TRADING, INC.|2685
STG|SUNLANDS ONLINE ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
STG|SUNLANDS ONLINE ADS|ETRS|E*Trade Securities LLC|39482
STG|SUNLANDS ONLINE ADS|FILL|Tradestation Securities, Inc.|2000
STG|SUNLANDS ONLINE ADS|FMAF|NBCN Inc./ CDS|200
STG|SUNLANDS ONLINE ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18940
STG|SUNLANDS ONLINE ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24387
STG|SUNLANDS ONLINE ADS|GLIS|TD Securities Inc|550
STG|SUNLANDS ONLINE ADS|GLPX|ACS EXECUTION SERVICES, LLC|18531
STG|SUNLANDS ONLINE ADS|GSCO|GOLDMAN SACHS & CO. LLC|15200
STG|SUNLANDS ONLINE ADS|GSCS|GOLDMAN SACHS & CO. LLC|106
STG|SUNLANDS ONLINE ADS|GSLT|GOLDMAN SACHS & CO. LLC|1503
STG|SUNLANDS ONLINE ADS|GTSZ|GTS SECURITIES LLC|15282
STG|SUNLANDS ONLINE ADS|HSBC|HSBC Securities, Inc.|42155
STG|SUNLANDS ONLINE ADS|IATS|INTERACTIVE BROKERS LLC|44550
STG|SUNLANDS ONLINE ADS|IBKR|Interactive Brokers Llc|61915
STG|SUNLANDS ONLINE ADS|ICBX|INSTINET, LLC|6400
STG|SUNLANDS ONLINE ADS|INCA|INSTINET, LLC|45607
STG|SUNLANDS ONLINE ADS|INJX|INSTINET, LLC|700
STG|SUNLANDS ONLINE ADS|ITGI|ITG Inc.|7830
STG|SUNLANDS ONLINE ADS|ITGP|ITG INC.|9800
STG|SUNLANDS ONLINE ADS|JANY|Janney Montgomery Scott Inc.|400
STG|SUNLANDS ONLINE ADS|JEFF|JEFFERIES LLC|13510
STG|SUNLANDS ONLINE ADS|JMPT|JUMP TRADING, LLC|179
STG|SUNLANDS ONLINE ADS|JPMX|J.P. Morgan Securities LLC|34390
STG|SUNLANDS ONLINE ADS|KCGM|VIRTU Americas LLC|2700
STG|SUNLANDS ONLINE ADS|LEHM|Barclays Capital Inc./Le|10700
STG|SUNLANDS ONLINE ADS|LIME|Lime Brokerage LLC|5695
STG|SUNLANDS ONLINE ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7132
STG|SUNLANDS ONLINE ADS|MOTF|MOTIF INVESTING, INC.|1
STG|SUNLANDS ONLINE ADS|MSCO|MORGAN STANLEY & CO. LLC|249416
STG|SUNLANDS ONLINE ADS|MSPL|MORGAN STANLEY & CO. LLC|54800
STG|SUNLANDS ONLINE ADS|MSTX|MORGAN STANLEY & CO. LLC|2200
STG|SUNLANDS ONLINE ADS|NATL|National Securities Corporation|1500
STG|SUNLANDS ONLINE ADS|NFSC|National Financial Services LLC|85757
STG|SUNLANDS ONLINE ADS|NITE|VIRTU Americas LLC|177340
STG|SUNLANDS ONLINE ADS|NQRB|Brut, LLC|300
STG|SUNLANDS ONLINE ADS|OPCO|Oppenheimer & Co. Inc.|1000
STG|SUNLANDS ONLINE ADS|PDQM|CODA MARKETS, INC.|45117
STG|SUNLANDS ONLINE ADS|SAGL|SAGETRADER, LLC|2158
STG|SUNLANDS ONLINE ADS|SBSH|Citigroup Global Markets Inc.|4845
STG|SUNLANDS ONLINE ADS|SGMT|GOLDMAN SACHS & CO. LLC|5767
STG|SUNLANDS ONLINE ADS|SPDR|SPEEDROUTE LLC|3909
STG|SUNLANDS ONLINE ADS|SWIM|TD Ameritrade, Inc.|30274
STG|SUNLANDS ONLINE ADS|TRBT|Tradebot Systems, Inc.|1463
STG|SUNLANDS ONLINE ADS|TRCM|TRC MARKETS LLC|200
STG|SUNLANDS ONLINE ADS|UBSA|UBS SECURITIES LLC|131472
STG|SUNLANDS ONLINE ADS|UBSS|UBS Securities LLC|64881
STG|SUNLANDS ONLINE ADS|VALX|VIRTU AMERICAS LLC|7955
STG|SUNLANDS ONLINE ADS|VGRD|Vanguard Marketing Corporation|100
STG|SUNLANDS ONLINE ADS|WCHV|WELLS FARGO SECURITIES, LLC|6969
STG|SUNLANDS ONLINE ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
STG|SUNLANDS ONLINE ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|540
STI|SUNTRUST BANKS|ABLE|NATIXIS Securities Americas LLC|90964
STI|SUNTRUST BANKS|AGIS|Aegis Capital Corp.|6
STI|SUNTRUST BANKS|ALTX|Alternet Securities Inc.|50242
STI|SUNTRUST BANKS|ANOS|ABEL/NOSER, L.L.C.|1477
STI|SUNTRUST BANKS|APCC|Apex Clearing Corporation|364
STI|SUNTRUST BANKS|AVON|Avondale Partners, LLC|287
STI|SUNTRUST BANKS|BANK|Primevest Financial Services, Inc.|133
STI|SUNTRUST BANKS|BARD|Robert W. Baird & Co. Incorporated|2283
STI|SUNTRUST BANKS|BATM|CBOE TRADING, INC.|17352
STI|SUNTRUST BANKS|BAYC|BAY CREST PARTNERS, LLC|50
STI|SUNTRUST BANKS|BAYT|BTIG, LLC|6300
STI|SUNTRUST BANKS|BBNT|BB&T SECURITIES, LLC|2470
STI|SUNTRUST BANKS|BERN|Sanford C. Bernstein & Co., LLC|325130
STI|SUNTRUST BANKS|BIDS|BIDS TRADING L.P.|13600
STI|SUNTRUST BANKS|BIMI|Banca IMI Securities Corp.|3
STI|SUNTRUST BANKS|BKCM|BNY Mellon Capital Markets LLC|1278
STI|SUNTRUST BANKS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19871
STI|SUNTRUST BANKS|BLKX|INSTINET, LLC|156995
STI|SUNTRUST BANKS|BMOC|BMO Capital Markets Corp.|187598
STI|SUNTRUST BANKS|BNPX|BNP PARIBAS SECURITIES CORP.|200853
STI|SUNTRUST BANKS|BTIG|BTIG, LLC|338919
STI|SUNTRUST BANKS|BYXM|CBOE TRADING, INC.|4555
STI|SUNTRUST BANKS|BZYD|GOLDMAN SACHS & CO. LLC|2178
STI|SUNTRUST BANKS|CABR|Cabrera Capital Markets, Inc.|75
STI|SUNTRUST BANKS|CANT|Cantor Fitzgerald & Co.|448934
STI|SUNTRUST BANKS|CBLC|CITIGROUP GLOBAL MARKETS INC.|23022
STI|SUNTRUST BANKS|CHAS|Charles Schwab & Co., Inc.|13581
STI|SUNTRUST BANKS|CIBP|CIBC World Markets Corp.|25860
STI|SUNTRUST BANKS|CIOI|CITIGROUP GLOBAL MARKETS INC|40000
STI|SUNTRUST BANKS|CIST|Capital Institutional Services, Inc.|11505
STI|SUNTRUST BANKS|CJSC|CJS Securities, Inc.|7800
STI|SUNTRUST BANKS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|454039
STI|SUNTRUST BANKS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3270
STI|SUNTRUST BANKS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17431
STI|SUNTRUST BANKS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|831793
STI|SUNTRUST BANKS|CTDE|CHOICETRADE|1
STI|SUNTRUST BANKS|CTDL|Citadel Derivatives Group Llc|15118
STI|SUNTRUST BANKS|CTLR|CUTLER GROUP, LP|120
STI|SUNTRUST BANKS|CXCX|CITIGROUP GLOBAL MARKETS INC.|93644
STI|SUNTRUST BANKS|DADA|D.A. Davidson & Co.|305
STI|SUNTRUST BANKS|DBAB|Deutsche Bank Securities Inc.|574198
STI|SUNTRUST BANKS|DBAX|Deutsche Bank Securities Inc.|470100
STI|SUNTRUST BANKS|DBUL|Deutsche Bank Securities Inc.|1760
STI|SUNTRUST BANKS|DCHF|Dart Executions, LLC|8392
STI|SUNTRUST BANKS|DEAN|MORGAN STANLEY|18508
STI|SUNTRUST BANKS|DEGS|RONIN PROFESSIONAL LLC|700
STI|SUNTRUST BANKS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27761
STI|SUNTRUST BANKS|DRWK|DRW SECURITIES, L.L.C.|13537
STI|SUNTRUST BANKS|EBXL|EBX LLC|461100
STI|SUNTRUST BANKS|ECUT|CONVERGEX EXECUTION SOLUTIONS|22743
STI|SUNTRUST BANKS|EDJO|Edward D. Jones & Co., L.P.|62466
STI|SUNTRUST BANKS|EGAM|CBOE TRADING, INC.|22109
STI|SUNTRUST BANKS|EGAW|CBOE TRADING, INC.|200
STI|SUNTRUST BANKS|EGMT|EG MARKET TECHNOLOGIES LLC|1998
STI|SUNTRUST BANKS|EGXM|CBOE TRADING, INC.|3460
STI|SUNTRUST BANKS|ELEV|ELEVATION, LLC|35300
STI|SUNTRUST BANKS|ETBE|Electronic Transaction Clearing, Inc.|52244
STI|SUNTRUST BANKS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
STI|SUNTRUST BANKS|ETCC|Electronic Transaction Clearing, Inc.|645
STI|SUNTRUST BANKS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37004
STI|SUNTRUST BANKS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1
STI|SUNTRUST BANKS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1371
STI|SUNTRUST BANKS|ETRS|E*Trade Securities LLC|41353
STI|SUNTRUST BANKS|FBSB|U.S. Bancorp Investments, Inc.|5
STI|SUNTRUST BANKS|FIDT|Fidelity Clearing Canada ULC./ CDS|75
STI|SUNTRUST BANKS|FILL|Tradestation Securities, Inc.|8285
STI|SUNTRUST BANKS|FINX|FINTECH SECURITIES|1807
STI|SUNTRUST BANKS|FMAF|NBCN Inc./ CDS|5219
STI|SUNTRUST BANKS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5125
STI|SUNTRUST BANKS|FQLS|Quantlab Securities LP|569395
STI|SUNTRUST BANKS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128431
STI|SUNTRUST BANKS|FTBR|Foliofn Investments, Inc.|1033
STI|SUNTRUST BANKS|GEBB|GLOBAL EXECUTION BROKERS, LP|43249
STI|SUNTRUST BANKS|GLIS|TD Securities Inc|975
STI|SUNTRUST BANKS|GLPX|ACS EXECUTION SERVICES, LLC|32318
STI|SUNTRUST BANKS|GSCO|GOLDMAN SACHS & CO. LLC|2463332
STI|SUNTRUST BANKS|GSCS|GOLDMAN SACHS & CO. LLC|7026
STI|SUNTRUST BANKS|GSLT|GOLDMAN SACHS & CO. LLC|17074
STI|SUNTRUST BANKS|GTSZ|GTS SECURITIES LLC|726844
STI|SUNTRUST BANKS|HRBF|American Enterprise Investment Services Inc.|163301
STI|SUNTRUST BANKS|HSBC|HSBC Securities, Inc.|2879
STI|SUNTRUST BANKS|IATS|INTERACTIVE BROKERS LLC|14862
STI|SUNTRUST BANKS|IBKR|Interactive Brokers Llc|29577
STI|SUNTRUST BANKS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7428
STI|SUNTRUST BANKS|ICBX|INSTINET, LLC|196365
STI|SUNTRUST BANKS|IEQY|CITADEL SECURITIES LLC|331055
STI|SUNTRUST BANKS|INCA|INSTINET, LLC|569730
STI|SUNTRUST BANKS|INJX|INSTINET, LLC|20525
STI|SUNTRUST BANKS|ITGI|ITG Inc.|281347
STI|SUNTRUST BANKS|ITGP|ITG INC.|256200
STI|SUNTRUST BANKS|JANY|Janney Montgomery Scott Inc.|25938
STI|SUNTRUST BANKS|JEFF|JEFFERIES LLC|450496
STI|SUNTRUST BANKS|JMPT|JUMP TRADING, LLC|168619
STI|SUNTRUST BANKS|JONE|JonesTrading|8443
STI|SUNTRUST BANKS|JPBX|J.P. MORGAN SECURITIES LLC|274383
STI|SUNTRUST BANKS|JPMX|J.P. Morgan Securities LLC|971389
STI|SUNTRUST BANKS|JSJX|JANE STREET CAPITAL LLC|107773
STI|SUNTRUST BANKS|KCGM|VIRTU Americas LLC|112521
STI|SUNTRUST BANKS|KING|C. L. King & Associates, Inc.|100
STI|SUNTRUST BANKS|LEHM|Barclays Capital Inc./Le|1702733
STI|SUNTRUST BANKS|LGNT|COR CLEARING LLC|1
STI|SUNTRUST BANKS|LIME|Lime Brokerage LLC|350498
STI|SUNTRUST BANKS|LIWD|LIME BROKERAGE LLC|2586
STI|SUNTRUST BANKS|LOOP|Loop Capital Markets LLC|5705
STI|SUNTRUST BANKS|LQNA|LIQUIDNET, INC.|166200
STI|SUNTRUST BANKS|LQNB|LIQUIDNET, INC.|4900
STI|SUNTRUST BANKS|LSCI|Lek Securities Corporation|638
STI|SUNTRUST BANKS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
STI|SUNTRUST BANKS|MACC|Mid Atlantic Capital Corporation|365
STI|SUNTRUST BANKS|MAXM|Maxim Group LLC|8348
STI|SUNTRUST BANKS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|486724
STI|SUNTRUST BANKS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3783
STI|SUNTRUST BANKS|MOTF|MOTIF INVESTING, INC.|30
STI|SUNTRUST BANKS|MSCO|MORGAN STANLEY & CO. LLC|2477896
STI|SUNTRUST BANKS|MSPL|MORGAN STANLEY & CO. LLC|471600
STI|SUNTRUST BANKS|MSTX|MORGAN STANLEY & CO. LLC|328700
STI|SUNTRUST BANKS|MTON|MILLINGTON SECURITIES, INC.|35754
STI|SUNTRUST BANKS|NEED|Needham & Company, LLC|244
STI|SUNTRUST BANKS|NEUB|NEUBERGER BERMAN BD LLC|530
STI|SUNTRUST BANKS|NFSC|National Financial Services LLC|424470
STI|SUNTRUST BANKS|NITE|VIRTU Americas LLC|1037613
STI|SUNTRUST BANKS|NITP|VIRTU Americas LLC|408
STI|SUNTRUST BANKS|NQRB|Brut, LLC|51571
STI|SUNTRUST BANKS|NTBF|BMO Nesbitt Burns Inc./CDS|385
STI|SUNTRUST BANKS|NTRC|Northern Trust Securities, Inc.|3496
STI|SUNTRUST BANKS|OHOS|TWO SIGMA SECURITIES, LLC|216729
STI|SUNTRUST BANKS|OPCO|Oppenheimer & Co. Inc.|11241
STI|SUNTRUST BANKS|OTAA|OTA LLC|5100
STI|SUNTRUST BANKS|PCFF|Pacific International Securities Inc./CDS|100
STI|SUNTRUST BANKS|PDQM|CODA MARKETS, INC.|52334
STI|SUNTRUST BANKS|PHLY|NASDAQ Execution Services, LLC|17400
STI|SUNTRUST BANKS|PICT|Pictet Overseas Inc.|210
STI|SUNTRUST BANKS|PWJC|UBS Financial Services, Inc.|2912
STI|SUNTRUST BANKS|QMSR|QUATTRO M SECURITIES INC.|3875
STI|SUNTRUST BANKS|RBCM|RBC CAPITAL MARKETS, LLC|22686
STI|SUNTRUST BANKS|RHCO|Suntrust Robinson Humphrey, Inc.|14302
STI|SUNTRUST BANKS|SAGL|SAGETRADER, LLC|16791
STI|SUNTRUST BANKS|SAGW|SAGETRADER, LLC|617
STI|SUNTRUST BANKS|SALI|INTL FCSTONE FINANCIAL INC.|66
STI|SUNTRUST BANKS|SBSH|Citigroup Global Markets Inc.|374601
STI|SUNTRUST BANKS|SCMC|Scotia Capital Markets (USA) Inc.|200
STI|SUNTRUST BANKS|SDLR|Sandler, O'Neill & Partners, L.P.|800
STI|SUNTRUST BANKS|SEIC|SEI Investments Distribution Co.|42205
STI|SUNTRUST BANKS|SGMT|GOLDMAN SACHS & CO. LLC|310857
STI|SUNTRUST BANKS|SJLS|TRADE INFORMATICS LLC|1263
STI|SUNTRUST BANKS|SPDR|SPEEDROUTE LLC|37070
STI|SUNTRUST BANKS|SPHN|Stephens Inc.|147935
STI|SUNTRUST BANKS|SSBS|STATE STREET GLOBAL MARKETS, LLC|80695
STI|SUNTRUST BANKS|STFL|Stifel, Nicolaus & Company, Incorporated|76671
STI|SUNTRUST BANKS|STKP|STOCKPILE INVESTMENTS, INC.|14
STI|SUNTRUST BANKS|STRS|STRATEGAS RESEARCH PARTNERS|500
STI|SUNTRUST BANKS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17393
STI|SUNTRUST BANKS|SWIM|TD Ameritrade, Inc.|11759
STI|SUNTRUST BANKS|SWST|Hilltop Securities Inc.|8205
STI|SUNTRUST BANKS|TAGC|TELSEY ADVISORY GROUP LLC|800
STI|SUNTRUST BANKS|TKNG|ALLY INVEST SECURITIES LLC|3464
STI|SUNTRUST BANKS|TMBR|Timber Hill LLC|1286
STI|SUNTRUST BANKS|TRBT|Tradebot Systems, Inc.|377754
STI|SUNTRUST BANKS|TRCM|TRC MARKETS LLC|877283
STI|SUNTRUST BANKS|TWTT|TASTYWORKS, INC.|225
STI|SUNTRUST BANKS|UBSA|UBS SECURITIES LLC|1372994
STI|SUNTRUST BANKS|UBSS|UBS Securities LLC|2134252
STI|SUNTRUST BANKS|VALX|VIRTU AMERICAS LLC|12065
STI|SUNTRUST BANKS|VERT|The Vertical Trading Group, LLC|17723
STI|SUNTRUST BANKS|VGRD|Vanguard Marketing Corporation|17431
STI|SUNTRUST BANKS|WABR|Wall Street Access|37726
STI|SUNTRUST BANKS|WBLR|WILLIAM BLAIR|103
STI|SUNTRUST BANKS|WBPX|SUMMIT SECURITIES GROUP, LLC|5288
STI|SUNTRUST BANKS|WCHV|WELLS FARGO SECURITIES, LLC|364658
STI|SUNTRUST BANKS|WDNX|WEEDEN & CO.L.P.|800
STI|SUNTRUST BANKS|WEDB|WEDBUSH SECURITIES INC.|10844
STI|SUNTRUST BANKS|WEED|Weeden & Co.L.P.|235341
STI|SUNTRUST BANKS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47931
STI|SUNTRUST BANKS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34023
STI|SUNTRUST BANKS|WGIF|CIBC World Markets Inc.|308
STI|SUNTRUST BANKS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5557
STI|SUNTRUST BANKS|WSAG|WALL STREET ACCESS|21
STI|SUNTRUST BANKS|WSEA|WOLVERINE SECURITIES, LLC|9798
STI|SUNTRUST BANKS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1300
STI|SUNTRUST BANKS|XIST|INSTINET, LLC|175206
STI|SUNTRUST BANKS|XPQR|Jump Trading|7870
STI|SUNTRUST BANKS|XSTM|NATIONAL FINANCIAL SERVICES LLC|116684
STI|SUNTRUST BANKS|YKNA|COMHAR CAPITAL MARKETS, LLC|240
STI|SUNTRUST BANKS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15455
STI$A|SUNTRUST BKS DEP SH|BARD|Robert W. Baird & Co. Incorporated|129187
STI$A|SUNTRUST BKS DEP SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|56
STI$A|SUNTRUST BKS DEP SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|438
STI$A|SUNTRUST BKS DEP SH|DBAX|Deutsche Bank Securities Inc.|100
STI$A|SUNTRUST BKS DEP SH|DEAN|MORGAN STANLEY|16999
STI$A|SUNTRUST BKS DEP SH|EBXL|EBX LLC|200
STI$A|SUNTRUST BKS DEP SH|EGXM|CBOE TRADING, INC.|300
STI$A|SUNTRUST BKS DEP SH|ETRS|E*Trade Securities LLC|20
STI$A|SUNTRUST BKS DEP SH|FILL|Tradestation Securities, Inc.|500
STI$A|SUNTRUST BKS DEP SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3200
STI$A|SUNTRUST BKS DEP SH|FTBR|Foliofn Investments, Inc.|5
STI$A|SUNTRUST BKS DEP SH|GEBB|GLOBAL EXECUTION BROKERS, LP|400
STI$A|SUNTRUST BKS DEP SH|GLPX|ACS EXECUTION SERVICES, LLC|232
STI$A|SUNTRUST BKS DEP SH|GSCO|GOLDMAN SACHS & CO. LLC|200
STI$A|SUNTRUST BKS DEP SH|GSLT|GOLDMAN SACHS & CO. LLC|1800
STI$A|SUNTRUST BKS DEP SH|HRBF|American Enterprise Investment Services Inc.|1100
STI$A|SUNTRUST BKS DEP SH|IBKR|Interactive Brokers Llc|400
STI$A|SUNTRUST BKS DEP SH|INCA|INSTINET, LLC|1481
STI$A|SUNTRUST BKS DEP SH|ITGP|ITG INC.|200
STI$A|SUNTRUST BKS DEP SH|JEFF|JEFFERIES LLC|2179
STI$A|SUNTRUST BKS DEP SH|JPMX|J.P. Morgan Securities LLC|1500
STI$A|SUNTRUST BKS DEP SH|KCGM|VIRTU Americas LLC|100
STI$A|SUNTRUST BKS DEP SH|LEHM|Barclays Capital Inc./Le|600
STI$A|SUNTRUST BKS DEP SH|LIME|Lime Brokerage LLC|191
STI$A|SUNTRUST BKS DEP SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
STI$A|SUNTRUST BKS DEP SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
STI$A|SUNTRUST BKS DEP SH|MSCO|MORGAN STANLEY & CO. LLC|6050
STI$A|SUNTRUST BKS DEP SH|NFSC|National Financial Services LLC|2365
STI$A|SUNTRUST BKS DEP SH|NITE|VIRTU Americas LLC|28817
STI$A|SUNTRUST BKS DEP SH|NQRB|Brut, LLC|4000
STI$A|SUNTRUST BKS DEP SH|PDQM|CODA MARKETS, INC.|332
STI$A|SUNTRUST BKS DEP SH|RBCM|RBC CAPITAL MARKETS, LLC|2300
STI$A|SUNTRUST BKS DEP SH|SPDR|SPEEDROUTE LLC|200
STI$A|SUNTRUST BKS DEP SH|STFL|Stifel, Nicolaus & Company, Incorporated|2530
STI$A|SUNTRUST BKS DEP SH|UBSA|UBS SECURITIES LLC|2700
STI$A|SUNTRUST BKS DEP SH|UBSS|UBS Securities LLC|1400
STI$A|SUNTRUST BKS DEP SH|WCHV|WELLS FARGO SECURITIES, LLC|5621
STI$A|SUNTRUST BKS DEP SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8591
STI.A|SUNTRUST BANKS WT A|NITE|VIRTU Americas LLC|400
STI.A|SUNTRUST BANKS WT A|WCHV|WELLS FARGO SECURITIES, LLC|400
STI.B|SUNTRUST BANKS WT B|BTIG|BTIG, LLC|199700
STI.B|SUNTRUST BANKS WT B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
STI.B|SUNTRUST BANKS WT B|GSCS|GOLDMAN SACHS & CO. LLC|300
STI.B|SUNTRUST BANKS WT B|GSLT|GOLDMAN SACHS & CO. LLC|300
STI.B|SUNTRUST BANKS WT B|NFSC|National Financial Services LLC|235
STI.B|SUNTRUST BANKS WT B|NITE|VIRTU Americas LLC|1057
STI.B|SUNTRUST BANKS WT B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1300
STIM|NEURONETICS CMN|ALTX|Alternet Securities Inc.|2800
STIM|NEURONETICS CMN|APCC|Apex Clearing Corporation|505
STIM|NEURONETICS CMN|BATM|CBOE TRADING, INC.|400
STIM|NEURONETICS CMN|BAYC|BAY CREST PARTNERS, LLC|1000
STIM|NEURONETICS CMN|BERN|Sanford C. Bernstein & Co., LLC|7422
STIM|NEURONETICS CMN|BYXM|CBOE TRADING, INC.|700
STIM|NEURONETICS CMN|CANT|Cantor Fitzgerald & Co.|1921
STIM|NEURONETICS CMN|CHAS|Charles Schwab & Co., Inc.|227
STIM|NEURONETICS CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|800
STIM|NEURONETICS CMN|CIST|Capital Institutional Services, Inc.|133
STIM|NEURONETICS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|262348
STIM|NEURONETICS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|36553
STIM|NEURONETICS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9069
STIM|NEURONETICS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26319
STIM|NEURONETICS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|10188
STIM|NEURONETICS CMN|DBAB|Deutsche Bank Securities Inc.|1896
STIM|NEURONETICS CMN|DBAX|Deutsche Bank Securities Inc.|47100
STIM|NEURONETICS CMN|EBXL|EBX LLC|145800
STIM|NEURONETICS CMN|EDJO|Edward D. Jones & Co., L.P.|314
STIM|NEURONETICS CMN|EGAM|CBOE TRADING, INC.|2200
STIM|NEURONETICS CMN|EGAW|CBOE TRADING, INC.|292
STIM|NEURONETICS CMN|EGXM|CBOE TRADING, INC.|1211
STIM|NEURONETICS CMN|EGXW|CBOE TRADING, INC.|300
STIM|NEURONETICS CMN|ETBE|Electronic Transaction Clearing, Inc.|1039
STIM|NEURONETICS CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|50967
STIM|NEURONETICS CMN|ETRS|E*Trade Securities LLC|22130
STIM|NEURONETICS CMN|FBCO|Credit Suisse Securities (USA) LLC|64253
STIM|NEURONETICS CMN|FILL|Tradestation Securities, Inc.|572
STIM|NEURONETICS CMN|FOMA|TD AMERITRADE CLEARING, INC.|10661
STIM|NEURONETICS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9196
STIM|NEURONETICS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9556
STIM|NEURONETICS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|185
STIM|NEURONETICS CMN|GLPX|ACS EXECUTION SERVICES, LLC|33529
STIM|NEURONETICS CMN|GSCO|GOLDMAN SACHS & CO. LLC|55288
STIM|NEURONETICS CMN|GSCS|GOLDMAN SACHS & CO. LLC|10100
STIM|NEURONETICS CMN|GSLT|GOLDMAN SACHS & CO. LLC|14684
STIM|NEURONETICS CMN|GTSZ|GTS SECURITIES LLC|609
STIM|NEURONETICS CMN|GUGS|Guggenheim Securities, LLC|19700
STIM|NEURONETICS CMN|HRBF|American Enterprise Investment Services Inc.|40
STIM|NEURONETICS CMN|IATS|INTERACTIVE BROKERS LLC|550
STIM|NEURONETICS CMN|IBKR|Interactive Brokers Llc|66164
STIM|NEURONETICS CMN|ICBX|INSTINET, LLC|6800
STIM|NEURONETICS CMN|INCA|INSTINET, LLC|64390
STIM|NEURONETICS CMN|INJX|INSTINET, LLC|60
STIM|NEURONETICS CMN|ITGI|ITG Inc.|44818
STIM|NEURONETICS CMN|ITGP|ITG INC.|8600
STIM|NEURONETICS CMN|JEFF|JEFFERIES LLC|9781
STIM|NEURONETICS CMN|JGUN|Joseph Gunnar & Co.  LLC|100
STIM|NEURONETICS CMN|JMPT|JUMP TRADING, LLC|535
STIM|NEURONETICS CMN|JONE|JonesTrading|15000
STIM|NEURONETICS CMN|JPMX|J.P. Morgan Securities LLC|89718
STIM|NEURONETICS CMN|JSSF|JMP Securities LLC|2000
STIM|NEURONETICS CMN|KCGM|VIRTU Americas LLC|21896
STIM|NEURONETICS CMN|LEHM|Barclays Capital Inc./Le|55975
STIM|NEURONETICS CMN|LIME|Lime Brokerage LLC|1337
STIM|NEURONETICS CMN|LQNA|LIQUIDNET, INC.|20000
STIM|NEURONETICS CMN|LSCI|Lek Securities Corporation|1700
STIM|NEURONETICS CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|5100
STIM|NEURONETICS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4669
STIM|NEURONETICS CMN|MAVB|Great Point Capital LLC|1503
STIM|NEURONETICS CMN|MAXM|Maxim Group LLC|4850
STIM|NEURONETICS CMN|MKMP|MKM Partners LLC|51500
STIM|NEURONETICS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
STIM|NEURONETICS CMN|MOTF|MOTIF INVESTING, INC.|54
STIM|NEURONETICS CMN|MSCO|MORGAN STANLEY & CO. LLC|99808
STIM|NEURONETICS CMN|NBCS|NBC Securities, INC.|150
STIM|NEURONETICS CMN|NFSC|National Financial Services LLC|30328
STIM|NEURONETICS CMN|NITE|VIRTU Americas LLC|177094
STIM|NEURONETICS CMN|NQRB|Brut, LLC|200
STIM|NEURONETICS CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1400
STIM|NEURONETICS CMN|PDQM|CODA MARKETS, INC.|56051
STIM|NEURONETICS CMN|PIPR|Piper Jaffray & Co.|1197053
STIM|NEURONETICS CMN|PREC|PRECISION SECURITIES, LLC|1200
STIM|NEURONETICS CMN|PWJC|UBS Financial Services, Inc.|500
STIM|NEURONETICS CMN|RAJA|Raymond James & Associates, Inc.|1970
STIM|NEURONETICS CMN|RJLC|RJL CAPITAL GROUP, LLC|1000
STIM|NEURONETICS CMN|SAGL|SAGETRADER, LLC|700
STIM|NEURONETICS CMN|SBSH|Citigroup Global Markets Inc.|596
STIM|NEURONETICS CMN|SGMT|GOLDMAN SACHS & CO. LLC|8300
STIM|NEURONETICS CMN|SPDR|SPEEDROUTE LLC|8370
STIM|NEURONETICS CMN|SWIM|TD Ameritrade, Inc.|15180
STIM|NEURONETICS CMN|SWST|Hilltop Securities Inc.|100
STIM|NEURONETICS CMN|TIAD|Triad Securities Corp|100
STIM|NEURONETICS CMN|TKNG|ALLY INVEST SECURITIES LLC|10
STIM|NEURONETICS CMN|TRBT|Tradebot Systems, Inc.|11433
STIM|NEURONETICS CMN|UBSA|UBS SECURITIES LLC|69155
STIM|NEURONETICS CMN|UBSS|UBS Securities LLC|52444
STIM|NEURONETICS CMN|VGRD|Vanguard Marketing Corporation|535
STIM|NEURONETICS CMN|VNDS|VANDHAM SECURITIES CORP|1200
STIM|NEURONETICS CMN|WBLR|WILLIAM BLAIR|21000
STIM|NEURONETICS CMN|WCHV|WELLS FARGO SECURITIES, LLC|2850
STIM|NEURONETICS CMN|WEDB|WEDBUSH SECURITIES INC.|5000
STIM|NEURONETICS CMN|WEED|Weeden & Co.L.P.|600
STIM|NEURONETICS CMN|WSEA|WOLVERINE SECURITIES, LLC|4461
STIM|NEURONETICS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6400
STIM|NEURONETICS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|298
STIP|ISHARES 0-5 YR TIPS|ALTX|Alternet Securities Inc.|4647
STIP|ISHARES 0-5 YR TIPS|APCC|Apex Clearing Corporation|717
STIP|ISHARES 0-5 YR TIPS|BANK|Primevest Financial Services, Inc.|2
STIP|ISHARES 0-5 YR TIPS|BATM|CBOE TRADING, INC.|160
STIP|ISHARES 0-5 YR TIPS|BBNT|BB&T SECURITIES, LLC|3904
STIP|ISHARES 0-5 YR TIPS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3561
STIP|ISHARES 0-5 YR TIPS|BMOC|BMO Capital Markets Corp.|199704
STIP|ISHARES 0-5 YR TIPS|BYXM|CBOE TRADING, INC.|1000
STIP|ISHARES 0-5 YR TIPS|CANT|Cantor Fitzgerald & Co.|79864
STIP|ISHARES 0-5 YR TIPS|CHAS|Charles Schwab & Co., Inc.|105343
STIP|ISHARES 0-5 YR TIPS|CIST|Capital Institutional Services, Inc.|434
STIP|ISHARES 0-5 YR TIPS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22944
STIP|ISHARES 0-5 YR TIPS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
STIP|ISHARES 0-5 YR TIPS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33281
STIP|ISHARES 0-5 YR TIPS|CTDL|Citadel Derivatives Group Llc|338
STIP|ISHARES 0-5 YR TIPS|DBAB|Deutsche Bank Securities Inc.|100
STIP|ISHARES 0-5 YR TIPS|DBAX|Deutsche Bank Securities Inc.|9000
STIP|ISHARES 0-5 YR TIPS|DEAN|MORGAN STANLEY|1037
STIP|ISHARES 0-5 YR TIPS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|723
STIP|ISHARES 0-5 YR TIPS|EBXL|EBX LLC|7100
STIP|ISHARES 0-5 YR TIPS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4279
STIP|ISHARES 0-5 YR TIPS|EDJC|Edward Jones / CDS|8
STIP|ISHARES 0-5 YR TIPS|EDJO|Edward D. Jones & Co., L.P.|5877
STIP|ISHARES 0-5 YR TIPS|EGAM|CBOE TRADING, INC.|1802
STIP|ISHARES 0-5 YR TIPS|EGXM|CBOE TRADING, INC.|596
STIP|ISHARES 0-5 YR TIPS|ETCB|ETC BROKERAGE SERVICES, LLC|40
STIP|ISHARES 0-5 YR TIPS|ETRS|E*Trade Securities LLC|5637
STIP|ISHARES 0-5 YR TIPS|FBSB|U.S. Bancorp Investments, Inc.|348
STIP|ISHARES 0-5 YR TIPS|FILL|Tradestation Securities, Inc.|6000
STIP|ISHARES 0-5 YR TIPS|FLTU|FLOW TRADERS US LLC|7484
STIP|ISHARES 0-5 YR TIPS|FMAF|NBCN Inc./ CDS|1100
STIP|ISHARES 0-5 YR TIPS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1410
STIP|ISHARES 0-5 YR TIPS|FTBR|Foliofn Investments, Inc.|1386
STIP|ISHARES 0-5 YR TIPS|GEBB|GLOBAL EXECUTION BROKERS, LP|500
STIP|ISHARES 0-5 YR TIPS|GSCO|GOLDMAN SACHS & CO. LLC|221
STIP|ISHARES 0-5 YR TIPS|GSLT|GOLDMAN SACHS & CO. LLC|616
STIP|ISHARES 0-5 YR TIPS|HRBF|American Enterprise Investment Services Inc.|10356
STIP|ISHARES 0-5 YR TIPS|HSBC|HSBC Securities, Inc.|1800
STIP|ISHARES 0-5 YR TIPS|IATS|INTERACTIVE BROKERS LLC|1201
STIP|ISHARES 0-5 YR TIPS|IBKR|Interactive Brokers Llc|4525
STIP|ISHARES 0-5 YR TIPS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|93
STIP|ISHARES 0-5 YR TIPS|ICBX|INSTINET, LLC|11579
STIP|ISHARES 0-5 YR TIPS|INCA|INSTINET, LLC|4500
STIP|ISHARES 0-5 YR TIPS|ITGI|ITG Inc.|5016
STIP|ISHARES 0-5 YR TIPS|ITGP|ITG INC.|6600
STIP|ISHARES 0-5 YR TIPS|JANY|Janney Montgomery Scott Inc.|7033
STIP|ISHARES 0-5 YR TIPS|JMPT|JUMP TRADING, LLC|112
STIP|ISHARES 0-5 YR TIPS|JPMX|J.P. Morgan Securities LLC|3990
STIP|ISHARES 0-5 YR TIPS|JSEB|JANE STREET EXECUTION SERVICES, LLC|123903
STIP|ISHARES 0-5 YR TIPS|JSJX|JANE STREET CAPITAL LLC|160297
STIP|ISHARES 0-5 YR TIPS|KCGM|VIRTU Americas LLC|3584
STIP|ISHARES 0-5 YR TIPS|LEHM|Barclays Capital Inc./Le|38200
STIP|ISHARES 0-5 YR TIPS|LIME|Lime Brokerage LLC|4125
STIP|ISHARES 0-5 YR TIPS|MACC|Mid Atlantic Capital Corporation|10
STIP|ISHARES 0-5 YR TIPS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13840
STIP|ISHARES 0-5 YR TIPS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|840
STIP|ISHARES 0-5 YR TIPS|MOTF|MOTIF INVESTING, INC.|1
STIP|ISHARES 0-5 YR TIPS|MSCO|MORGAN STANLEY & CO. LLC|14013
STIP|ISHARES 0-5 YR TIPS|MSPL|MORGAN STANLEY & CO. LLC|1600
STIP|ISHARES 0-5 YR TIPS|NEUB|NEUBERGER BERMAN BD LLC|5
STIP|ISHARES 0-5 YR TIPS|NFSC|National Financial Services LLC|214472
STIP|ISHARES 0-5 YR TIPS|NITE|VIRTU Americas LLC|969720
STIP|ISHARES 0-5 YR TIPS|NITP|VIRTU Americas LLC|7164
STIP|ISHARES 0-5 YR TIPS|NQRB|Brut, LLC|1600
STIP|ISHARES 0-5 YR TIPS|NTBF|BMO Nesbitt Burns Inc./CDS|95716
STIP|ISHARES 0-5 YR TIPS|OPCO|Oppenheimer & Co. Inc.|151
STIP|ISHARES 0-5 YR TIPS|PDQM|CODA MARKETS, INC.|9241
STIP|ISHARES 0-5 YR TIPS|PWJC|UBS Financial Services, Inc.|686
STIP|ISHARES 0-5 YR TIPS|RBCM|RBC CAPITAL MARKETS, LLC|1782
STIP|ISHARES 0-5 YR TIPS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|298
STIP|ISHARES 0-5 YR TIPS|SALI|INTL FCSTONE FINANCIAL INC.|237
STIP|ISHARES 0-5 YR TIPS|SBSH|Citigroup Global Markets Inc.|2251
STIP|ISHARES 0-5 YR TIPS|SEIC|SEI Investments Distribution Co.|4361
STIP|ISHARES 0-5 YR TIPS|SGMT|GOLDMAN SACHS & CO. LLC|5283
STIP|ISHARES 0-5 YR TIPS|SPHN|Stephens Inc.|53
STIP|ISHARES 0-5 YR TIPS|STFL|Stifel, Nicolaus & Company, Incorporated|311
STIP|ISHARES 0-5 YR TIPS|SWIM|TD Ameritrade, Inc.|182
STIP|ISHARES 0-5 YR TIPS|SWST|Hilltop Securities Inc.|929
STIP|ISHARES 0-5 YR TIPS|TKNG|ALLY INVEST SECURITIES LLC|11
STIP|ISHARES 0-5 YR TIPS|TRCM|TRC MARKETS LLC|400
STIP|ISHARES 0-5 YR TIPS|UBSA|UBS SECURITIES LLC|47381
STIP|ISHARES 0-5 YR TIPS|UBSS|UBS Securities LLC|65500
STIP|ISHARES 0-5 YR TIPS|VGRD|Vanguard Marketing Corporation|304
STIP|ISHARES 0-5 YR TIPS|WCHV|WELLS FARGO SECURITIES, LLC|23947
STIP|ISHARES 0-5 YR TIPS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13921
STIP|ISHARES 0-5 YR TIPS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|413
STIP|ISHARES 0-5 YR TIPS|WSEA|WOLVERINE SECURITIES, LLC|1570
STIP|ISHARES 0-5 YR TIPS|XSTM|NATIONAL FINANCIAL SERVICES LLC|9992
STIP|ISHARES 0-5 YR TIPS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11737
STK|COLUMBIA SELIGMAN|AGIS|Aegis Capital Corp.|2388
STK|COLUMBIA SELIGMAN|ALTX|Alternet Securities Inc.|200
STK|COLUMBIA SELIGMAN|APCC|Apex Clearing Corporation|137
STK|COLUMBIA SELIGMAN|BARD|Robert W. Baird & Co. Incorporated|960
STK|COLUMBIA SELIGMAN|BATM|CBOE TRADING, INC.|137
STK|COLUMBIA SELIGMAN|BRGE|Newbridge Securities Corp.|400
STK|COLUMBIA SELIGMAN|BYXM|CBOE TRADING, INC.|100
STK|COLUMBIA SELIGMAN|CHAS|Charles Schwab & Co., Inc.|524
STK|COLUMBIA SELIGMAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5700
STK|COLUMBIA SELIGMAN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
STK|COLUMBIA SELIGMAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7935
STK|COLUMBIA SELIGMAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
STK|COLUMBIA SELIGMAN|DADA|D.A. Davidson & Co.|915
STK|COLUMBIA SELIGMAN|DBAX|Deutsche Bank Securities Inc.|4000
STK|COLUMBIA SELIGMAN|DEAN|MORGAN STANLEY|5750
STK|COLUMBIA SELIGMAN|DEGS|RONIN PROFESSIONAL LLC|100
STK|COLUMBIA SELIGMAN|EBXL|EBX LLC|5900
STK|COLUMBIA SELIGMAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5
STK|COLUMBIA SELIGMAN|EDJO|Edward D. Jones & Co., L.P.|252
STK|COLUMBIA SELIGMAN|EGAM|CBOE TRADING, INC.|600
STK|COLUMBIA SELIGMAN|EGMT|EG MARKET TECHNOLOGIES LLC|100
STK|COLUMBIA SELIGMAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|470
STK|COLUMBIA SELIGMAN|ETRS|E*Trade Securities LLC|42235
STK|COLUMBIA SELIGMAN|FILL|Tradestation Securities, Inc.|280
STK|COLUMBIA SELIGMAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14402
STK|COLUMBIA SELIGMAN|FTBR|Foliofn Investments, Inc.|6375
STK|COLUMBIA SELIGMAN|GLPX|ACS EXECUTION SERVICES, LLC|2650
STK|COLUMBIA SELIGMAN|GSCO|GOLDMAN SACHS & CO. LLC|100
STK|COLUMBIA SELIGMAN|GSLT|GOLDMAN SACHS & CO. LLC|200
STK|COLUMBIA SELIGMAN|GTSZ|GTS SECURITIES LLC|1201
STK|COLUMBIA SELIGMAN|HRBF|American Enterprise Investment Services Inc.|74454
STK|COLUMBIA SELIGMAN|HSBC|HSBC Securities, Inc.|100
STK|COLUMBIA SELIGMAN|IATS|INTERACTIVE BROKERS LLC|8588
STK|COLUMBIA SELIGMAN|IBKR|Interactive Brokers Llc|6938
STK|COLUMBIA SELIGMAN|ICBX|INSTINET, LLC|4293
STK|COLUMBIA SELIGMAN|INCA|INSTINET, LLC|1200
STK|COLUMBIA SELIGMAN|INJX|INSTINET, LLC|435
STK|COLUMBIA SELIGMAN|ITGI|ITG Inc.|829
STK|COLUMBIA SELIGMAN|ITGP|ITG INC.|600
STK|COLUMBIA SELIGMAN|JANY|Janney Montgomery Scott Inc.|3502
STK|COLUMBIA SELIGMAN|JEFF|JEFFERIES LLC|200
STK|COLUMBIA SELIGMAN|JPMX|J.P. Morgan Securities LLC|3942
STK|COLUMBIA SELIGMAN|KCGM|VIRTU Americas LLC|2521
STK|COLUMBIA SELIGMAN|LEHM|Barclays Capital Inc./Le|3200
STK|COLUMBIA SELIGMAN|LIME|Lime Brokerage LLC|2970
STK|COLUMBIA SELIGMAN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
STK|COLUMBIA SELIGMAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
STK|COLUMBIA SELIGMAN|MOTF|MOTIF INVESTING, INC.|2
STK|COLUMBIA SELIGMAN|MSCO|MORGAN STANLEY & CO. LLC|11583
STK|COLUMBIA SELIGMAN|MSPL|MORGAN STANLEY & CO. LLC|800
STK|COLUMBIA SELIGMAN|NATL|National Securities Corporation|569
STK|COLUMBIA SELIGMAN|NBCS|NBC Securities, INC.|700
STK|COLUMBIA SELIGMAN|NFSC|National Financial Services LLC|107031
STK|COLUMBIA SELIGMAN|NITE|VIRTU Americas LLC|135886
STK|COLUMBIA SELIGMAN|NQRB|Brut, LLC|2300
STK|COLUMBIA SELIGMAN|OPCO|Oppenheimer & Co. Inc.|1683
STK|COLUMBIA SELIGMAN|PDQM|CODA MARKETS, INC.|3457
STK|COLUMBIA SELIGMAN|PWJC|UBS Financial Services, Inc.|4017
STK|COLUMBIA SELIGMAN|RBCM|RBC CAPITAL MARKETS, LLC|10470
STK|COLUMBIA SELIGMAN|RGLD|Regal Securities, Inc|500
STK|COLUMBIA SELIGMAN|SBSH|Citigroup Global Markets Inc.|1232
STK|COLUMBIA SELIGMAN|SGMT|GOLDMAN SACHS & CO. LLC|5021
STK|COLUMBIA SELIGMAN|SPDR|SPEEDROUTE LLC|100
STK|COLUMBIA SELIGMAN|STFL|Stifel, Nicolaus & Company, Incorporated|2801
STK|COLUMBIA SELIGMAN|SWIM|TD Ameritrade, Inc.|2614
STK|COLUMBIA SELIGMAN|SWST|Hilltop Securities Inc.|746
STK|COLUMBIA SELIGMAN|TRBT|Tradebot Systems, Inc.|805
STK|COLUMBIA SELIGMAN|UBSA|UBS SECURITIES LLC|22110
STK|COLUMBIA SELIGMAN|UBSS|UBS Securities LLC|45473
STK|COLUMBIA SELIGMAN|VALX|VIRTU AMERICAS LLC|1102
STK|COLUMBIA SELIGMAN|VGRD|Vanguard Marketing Corporation|14656
STK|COLUMBIA SELIGMAN|WBET|Wallachbeth Capital LLC|1226
STK|COLUMBIA SELIGMAN|WCHV|WELLS FARGO SECURITIES, LLC|4852
STK|COLUMBIA SELIGMAN|WEED|Weeden & Co.L.P.|880
STK|COLUMBIA SELIGMAN|WSEA|WOLVERINE SECURITIES, LLC|31
STK|COLUMBIA SELIGMAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|900
STK|COLUMBIA SELIGMAN|YKNA|COMHAR CAPITAL MARKETS, LLC|107
STK|COLUMBIA SELIGMAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11129
STKL|SUNOPTA INC|ADAM|CANACCORD GENUITY INC.|800
STKL|SUNOPTA INC|APCC|Apex Clearing Corporation|5
STKL|SUNOPTA INC|BERN|Sanford C. Bernstein & Co., LLC|2582
STKL|SUNOPTA INC|BZYD|GOLDMAN SACHS & CO. LLC|5481
STKL|SUNOPTA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24270
STKL|SUNOPTA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1120
STKL|SUNOPTA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58172
STKL|SUNOPTA INC|CTDL|Citadel Derivatives Group Llc|1510
STKL|SUNOPTA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5850
STKL|SUNOPTA INC|DBAB|Deutsche Bank Securities Inc.|11163
STKL|SUNOPTA INC|DBAX|Deutsche Bank Securities Inc.|37600
STKL|SUNOPTA INC|DEAN|MORGAN STANLEY|3048
STKL|SUNOPTA INC|DEGS|RONIN PROFESSIONAL LLC|8174
STKL|SUNOPTA INC|EBXL|EBX LLC|41300
STKL|SUNOPTA INC|EDJO|Edward D. Jones & Co., L.P.|25
STKL|SUNOPTA INC|EGAM|CBOE TRADING, INC.|1900
STKL|SUNOPTA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
STKL|SUNOPTA INC|ETRS|E*Trade Securities LLC|9544
STKL|SUNOPTA INC|FBCO|Credit Suisse Securities (USA) LLC|70027
STKL|SUNOPTA INC|FILL|Tradestation Securities, Inc.|120
STKL|SUNOPTA INC|FOMA|TD AMERITRADE CLEARING, INC.|56846
STKL|SUNOPTA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
STKL|SUNOPTA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23631
STKL|SUNOPTA INC|FTBR|Foliofn Investments, Inc.|1143
STKL|SUNOPTA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|420
STKL|SUNOPTA INC|GLPX|ACS EXECUTION SERVICES, LLC|1800
STKL|SUNOPTA INC|GSCO|GOLDMAN SACHS & CO. LLC|46388
STKL|SUNOPTA INC|GSCS|GOLDMAN SACHS & CO. LLC|21434
STKL|SUNOPTA INC|GSLT|GOLDMAN SACHS & CO. LLC|680
STKL|SUNOPTA INC|GTSZ|GTS SECURITIES LLC|6348
STKL|SUNOPTA INC|HRBF|American Enterprise Investment Services Inc.|602
STKL|SUNOPTA INC|IBKR|Interactive Brokers Llc|35950
STKL|SUNOPTA INC|ICBX|INSTINET, LLC|35300
STKL|SUNOPTA INC|INCA|INSTINET, LLC|74802
STKL|SUNOPTA INC|INJX|INSTINET, LLC|4588
STKL|SUNOPTA INC|ITGI|ITG Inc.|103885
STKL|SUNOPTA INC|ITGP|ITG INC.|35200
STKL|SUNOPTA INC|JEFF|JEFFERIES LLC|9509
STKL|SUNOPTA INC|JMPT|JUMP TRADING, LLC|140
STKL|SUNOPTA INC|JPBX|J.P. MORGAN SECURITIES LLC|1994
STKL|SUNOPTA INC|JPMX|J.P. Morgan Securities LLC|131818
STKL|SUNOPTA INC|KCGM|VIRTU Americas LLC|10637
STKL|SUNOPTA INC|LEHM|Barclays Capital Inc./Le|135515
STKL|SUNOPTA INC|LIME|Lime Brokerage LLC|125937
STKL|SUNOPTA INC|LMGP|LIME BROKERAGE LLC|9300
STKL|SUNOPTA INC|LQNA|LIQUIDNET, INC.|69400
STKL|SUNOPTA INC|LSCI|Lek Securities Corporation|2300
STKL|SUNOPTA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61000
STKL|SUNOPTA INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
STKL|SUNOPTA INC|MSCO|MORGAN STANLEY & CO. LLC|2245711
STKL|SUNOPTA INC|MSPL|MORGAN STANLEY & CO. LLC|23600
STKL|SUNOPTA INC|MSTX|MORGAN STANLEY & CO. LLC|19800
STKL|SUNOPTA INC|NEED|Needham & Company, LLC|1400
STKL|SUNOPTA INC|NFSC|National Financial Services LLC|46945
STKL|SUNOPTA INC|NITE|VIRTU Americas LLC|91837
STKL|SUNOPTA INC|NITP|VIRTU Americas LLC|1500
STKL|SUNOPTA INC|NQRB|Brut, LLC|500
STKL|SUNOPTA INC|OPCO|Oppenheimer & Co. Inc.|3700
STKL|SUNOPTA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
STKL|SUNOPTA INC|PDQM|CODA MARKETS, INC.|20241
STKL|SUNOPTA INC|PNSR|Penserra Securities, LLC|7600
STKL|SUNOPTA INC|PWJC|UBS Financial Services, Inc.|2400
STKL|SUNOPTA INC|RAJA|Raymond James & Associates, Inc.|4779
STKL|SUNOPTA INC|SBSH|Citigroup Global Markets Inc.|1279
STKL|SUNOPTA INC|SGMT|GOLDMAN SACHS & CO. LLC|48039
STKL|SUNOPTA INC|SPDR|SPEEDROUTE LLC|3202
STKL|SUNOPTA INC|STFL|Stifel, Nicolaus & Company, Incorporated|3877
STKL|SUNOPTA INC|SWIM|TD Ameritrade, Inc.|2900
STKL|SUNOPTA INC|TKNG|ALLY INVEST SECURITIES LLC|101
STKL|SUNOPTA INC|TRBT|Tradebot Systems, Inc.|7136
STKL|SUNOPTA INC|TRCM|TRC MARKETS LLC|40551
STKL|SUNOPTA INC|UBSA|UBS SECURITIES LLC|201946
STKL|SUNOPTA INC|UBSS|UBS Securities LLC|2072658
STKL|SUNOPTA INC|VALX|VIRTU AMERICAS LLC|34792
STKL|SUNOPTA INC|VGRD|Vanguard Marketing Corporation|2304
STKL|SUNOPTA INC|WBLR|WILLIAM BLAIR|4543
STKL|SUNOPTA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|200
STKL|SUNOPTA INC|WCHV|WELLS FARGO SECURITIES, LLC|2234
STKL|SUNOPTA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5645
STKL|SUNOPTA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1436
STKL|SUNOPTA INC|WSEA|WOLVERINE SECURITIES, LLC|15
STKL|SUNOPTA INC|XIST|INSTINET, LLC|1600
STKL|SUNOPTA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
STKL|SUNOPTA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2000
STKS|THE ONE GROUP CM|ADAM|CANACCORD GENUITY INC.|10602
STKS|THE ONE GROUP CM|ALTX|Alternet Securities Inc.|1200
STKS|THE ONE GROUP CM|APCC|Apex Clearing Corporation|500
STKS|THE ONE GROUP CM|BATM|CBOE TRADING, INC.|985
STKS|THE ONE GROUP CM|BERN|Sanford C. Bernstein & Co., LLC|100
STKS|THE ONE GROUP CM|BLKX|INSTINET, LLC|5800
STKS|THE ONE GROUP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8070
STKS|THE ONE GROUP CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6617
STKS|THE ONE GROUP CM|CTDL|Citadel Derivatives Group Llc|1478
STKS|THE ONE GROUP CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|17400
STKS|THE ONE GROUP CM|DBAB|Deutsche Bank Securities Inc.|3253
STKS|THE ONE GROUP CM|DBAX|Deutsche Bank Securities Inc.|9700
STKS|THE ONE GROUP CM|DEAN|MORGAN STANLEY|1100
STKS|THE ONE GROUP CM|DEGS|RONIN PROFESSIONAL LLC|2760
STKS|THE ONE GROUP CM|EBXL|EBX LLC|7200
STKS|THE ONE GROUP CM|EGXW|CBOE TRADING, INC.|7400
STKS|THE ONE GROUP CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1620
STKS|THE ONE GROUP CM|ETRS|E*Trade Securities LLC|34506
STKS|THE ONE GROUP CM|FBCO|Credit Suisse Securities (USA) LLC|47579
STKS|THE ONE GROUP CM|FOMA|TD AMERITRADE CLEARING, INC.|158469
STKS|THE ONE GROUP CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4468
STKS|THE ONE GROUP CM|GSCO|GOLDMAN SACHS & CO. LLC|10175
STKS|THE ONE GROUP CM|GSLT|GOLDMAN SACHS & CO. LLC|80
STKS|THE ONE GROUP CM|GTSZ|GTS SECURITIES LLC|3632
STKS|THE ONE GROUP CM|HRBF|American Enterprise Investment Services Inc.|2209
STKS|THE ONE GROUP CM|IATS|INTERACTIVE BROKERS LLC|2592
STKS|THE ONE GROUP CM|IBKR|Interactive Brokers Llc|68128
STKS|THE ONE GROUP CM|ICBX|INSTINET, LLC|3200
STKS|THE ONE GROUP CM|INCA|INSTINET, LLC|1486
STKS|THE ONE GROUP CM|ITGI|ITG Inc.|57706
STKS|THE ONE GROUP CM|ITGP|ITG INC.|25200
STKS|THE ONE GROUP CM|JEFF|JEFFERIES LLC|3900
STKS|THE ONE GROUP CM|JPMX|J.P. Morgan Securities LLC|3400
STKS|THE ONE GROUP CM|JSJX|JANE STREET CAPITAL LLC|500
STKS|THE ONE GROUP CM|KCGM|VIRTU Americas LLC|5291
STKS|THE ONE GROUP CM|LEHM|Barclays Capital Inc./Le|9345
STKS|THE ONE GROUP CM|LIME|Lime Brokerage LLC|32509
STKS|THE ONE GROUP CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4820
STKS|THE ONE GROUP CM|MOTF|MOTIF INVESTING, INC.|1
STKS|THE ONE GROUP CM|MSCO|MORGAN STANLEY & CO. LLC|155969
STKS|THE ONE GROUP CM|MSPL|MORGAN STANLEY & CO. LLC|5600
STKS|THE ONE GROUP CM|NFSC|National Financial Services LLC|1383
STKS|THE ONE GROUP CM|NITE|VIRTU Americas LLC|59053
STKS|THE ONE GROUP CM|NQRB|Brut, LLC|8
STKS|THE ONE GROUP CM|SGMT|GOLDMAN SACHS & CO. LLC|9690
STKS|THE ONE GROUP CM|SPDR|SPEEDROUTE LLC|4890
STKS|THE ONE GROUP CM|SPTD|MINT GLOBAL MARKETS, INC.|800
STKS|THE ONE GROUP CM|SWIM|TD Ameritrade, Inc.|3
STKS|THE ONE GROUP CM|TRCM|TRC MARKETS LLC|1700
STKS|THE ONE GROUP CM|UBSA|UBS SECURITIES LLC|21897
STKS|THE ONE GROUP CM|UBSS|UBS Securities LLC|46487
STKS|THE ONE GROUP CM|WCHV|WELLS FARGO SECURITIES, LLC|423
STKS|THE ONE GROUP CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1121
STKS|THE ONE GROUP CM|WSEA|WOLVERINE SECURITIES, LLC|71
STKS|THE ONE GROUP CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
STL|STERLING BANCORP|ABLE|NATIXIS Securities Americas LLC|674243
STL|STERLING BANCORP|AGIS|Aegis Capital Corp.|1020
STL|STERLING BANCORP|ANOS|ABEL/NOSER, L.L.C.|200
STL|STERLING BANCORP|APCC|Apex Clearing Corporation|424
STL|STERLING BANCORP|BALE|M&T SECURITIES, INC.|459
STL|STERLING BANCORP|BARD|Robert W. Baird & Co. Incorporated|503
STL|STERLING BANCORP|BATM|CBOE TRADING, INC.|1600
STL|STERLING BANCORP|BAYC|BAY CREST PARTNERS, LLC|7472
STL|STERLING BANCORP|BBNT|BB&T SECURITIES, LLC|1314
STL|STERLING BANCORP|BERN|Sanford C. Bernstein & Co., LLC|6232
STL|STERLING BANCORP|BIDS|BIDS TRADING L.P.|46400
STL|STERLING BANCORP|BKCM|BNY Mellon Capital Markets LLC|51295
STL|STERLING BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7317
STL|STERLING BANCORP|BLKX|INSTINET, LLC|47700
STL|STERLING BANCORP|BMOC|BMO Capital Markets Corp.|83996
STL|STERLING BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|42057
STL|STERLING BANCORP|BRVL|BLAYLOCK VAN, LLC|3500
STL|STERLING BANCORP|BTIG|BTIG, LLC|216378
STL|STERLING BANCORP|BYXM|CBOE TRADING, INC.|2100
STL|STERLING BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|2858
STL|STERLING BANCORP|CANT|Cantor Fitzgerald & Co.|6375
STL|STERLING BANCORP|CHAS|Charles Schwab & Co., Inc.|248
STL|STERLING BANCORP|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
STL|STERLING BANCORP|CIST|Capital Institutional Services, Inc.|18037
STL|STERLING BANCORP|CLSA|CLSA AMERICAS, LLC|100
STL|STERLING BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40583
STL|STERLING BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19410
STL|STERLING BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1846
STL|STERLING BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1019292
STL|STERLING BANCORP|CTDL|Citadel Derivatives Group Llc|36140
STL|STERLING BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|225812
STL|STERLING BANCORP|DADA|D.A. Davidson & Co.|31
STL|STERLING BANCORP|DBAB|Deutsche Bank Securities Inc.|986663
STL|STERLING BANCORP|DBAX|Deutsche Bank Securities Inc.|668000
STL|STERLING BANCORP|DBUL|Deutsche Bank Securities Inc.|600
STL|STERLING BANCORP|DEAN|MORGAN STANLEY|45951
STL|STERLING BANCORP|DEGS|RONIN PROFESSIONAL LLC|1013
STL|STERLING BANCORP|EBXL|EBX LLC|426300
STL|STERLING BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3124
STL|STERLING BANCORP|EDJO|Edward D. Jones & Co., L.P.|6919
STL|STERLING BANCORP|EGAM|CBOE TRADING, INC.|26532
STL|STERLING BANCORP|EGXM|CBOE TRADING, INC.|514
STL|STERLING BANCORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|88592
STL|STERLING BANCORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
STL|STERLING BANCORP|ETCC|Electronic Transaction Clearing, Inc.|1200
STL|STERLING BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14447
STL|STERLING BANCORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|558
STL|STERLING BANCORP|ETRS|E*Trade Securities LLC|8788
STL|STERLING BANCORP|FBSB|U.S. Bancorp Investments, Inc.|27
STL|STERLING BANCORP|FILL|Tradestation Securities, Inc.|1277
STL|STERLING BANCORP|FMAF|NBCN Inc./ CDS|10293
STL|STERLING BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
STL|STERLING BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44914
STL|STERLING BANCORP|FTBR|Foliofn Investments, Inc.|2580
STL|STERLING BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
STL|STERLING BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|36179
STL|STERLING BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|3821049
STL|STERLING BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|5102
STL|STERLING BANCORP|GTSZ|GTS SECURITIES LLC|130166
STL|STERLING BANCORP|GUGS|Guggenheim Securities, LLC|18100
STL|STERLING BANCORP|HOVD|HOVDE GROUP, LLC|1200
STL|STERLING BANCORP|HRBF|American Enterprise Investment Services Inc.|3284
STL|STERLING BANCORP|IATS|INTERACTIVE BROKERS LLC|400
STL|STERLING BANCORP|IBKR|Interactive Brokers Llc|10209
STL|STERLING BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8800
STL|STERLING BANCORP|ICBX|INSTINET, LLC|206322
STL|STERLING BANCORP|IEQY|CITADEL SECURITIES LLC|49442
STL|STERLING BANCORP|INCA|INSTINET, LLC|205105
STL|STERLING BANCORP|INJX|INSTINET, LLC|33455
STL|STERLING BANCORP|ITGI|ITG Inc.|89743
STL|STERLING BANCORP|ITGP|ITG INC.|510200
STL|STERLING BANCORP|JANY|Janney Montgomery Scott Inc.|1583
STL|STERLING BANCORP|JEFF|JEFFERIES LLC|167716
STL|STERLING BANCORP|JMPT|JUMP TRADING, LLC|9002
STL|STERLING BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|229643
STL|STERLING BANCORP|JPMX|J.P. Morgan Securities LLC|1910245
STL|STERLING BANCORP|JSJX|JANE STREET CAPITAL LLC|31048
STL|STERLING BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|18317
STL|STERLING BANCORP|KCGM|VIRTU Americas LLC|152349
STL|STERLING BANCORP|LEHM|Barclays Capital Inc./Le|1510784
STL|STERLING BANCORP|LIME|Lime Brokerage LLC|19436
STL|STERLING BANCORP|LOOP|Loop Capital Markets LLC|40558
STL|STERLING BANCORP|LQNA|LIQUIDNET, INC.|215200
STL|STERLING BANCORP|LQNB|LIQUIDNET, INC.|200
STL|STERLING BANCORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
STL|STERLING BANCORP|MACQ|Macquarie Capital (USA) Inc.|4700
STL|STERLING BANCORP|MAVB|Great Point Capital LLC|2200
STL|STERLING BANCORP|MAXM|Maxim Group LLC|596
STL|STERLING BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1346154
STL|STERLING BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|42494
STL|STERLING BANCORP|MPSG|E D & F Man Capital Markets Inc.|5800
STL|STERLING BANCORP|MSCO|MORGAN STANLEY & CO. LLC|1347004
STL|STERLING BANCORP|MSPL|MORGAN STANLEY & CO. LLC|1241200
STL|STERLING BANCORP|MSTX|MORGAN STANLEY & CO. LLC|498900
STL|STERLING BANCORP|NATL|National Securities Corporation|500
STL|STERLING BANCORP|NEUB|NEUBERGER BERMAN BD LLC|276
STL|STERLING BANCORP|NFSC|National Financial Services LLC|71100
STL|STERLING BANCORP|NITE|VIRTU Americas LLC|328275
STL|STERLING BANCORP|NITP|VIRTU Americas LLC|99171
STL|STERLING BANCORP|NQRB|Brut, LLC|4397
STL|STERLING BANCORP|NTRC|Northern Trust Securities, Inc.|4747
STL|STERLING BANCORP|OPCO|Oppenheimer & Co. Inc.|48100
STL|STERLING BANCORP|PDQM|CODA MARKETS, INC.|158867
STL|STERLING BANCORP|PICT|Pictet Overseas Inc.|140
STL|STERLING BANCORP|QMSR|QUATTRO M SECURITIES INC.|6704
STL|STERLING BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|2537
STL|STERLING BANCORP|SAGL|SAGETRADER, LLC|9933
STL|STERLING BANCORP|SAGW|SAGETRADER, LLC|200
STL|STERLING BANCORP|SBSH|Citigroup Global Markets Inc.|86545
STL|STERLING BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|723828
STL|STERLING BANCORP|SPDR|SPEEDROUTE LLC|40895
STL|STERLING BANCORP|SPHN|Stephens Inc.|22260
STL|STERLING BANCORP|SPNT|SEVEN POINTS CAPITAL, LLC|18300
STL|STERLING BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|27028
STL|STERLING BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|23139
STL|STERLING BANCORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|300
STL|STERLING BANCORP|SWIM|TD Ameritrade, Inc.|8200
STL|STERLING BANCORP|SWST|Hilltop Securities Inc.|6477
STL|STERLING BANCORP|TRBT|Tradebot Systems, Inc.|30761
STL|STERLING BANCORP|TRCM|TRC MARKETS LLC|69696
STL|STERLING BANCORP|TWTT|TASTYWORKS, INC.|100
STL|STERLING BANCORP|UBSS|UBS Securities LLC|409871
STL|STERLING BANCORP|VALX|VIRTU AMERICAS LLC|121076
STL|STERLING BANCORP|VGRD|Vanguard Marketing Corporation|1626
STL|STERLING BANCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
STL|STERLING BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|416228
STL|STERLING BANCORP|WEDB|WEDBUSH SECURITIES INC.|8711
STL|STERLING BANCORP|WEED|Weeden & Co.L.P.|30972
STL|STERLING BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|490
STL|STERLING BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|442
STL|STERLING BANCORP|WFPB|Wells Fargo Securities, LLC.|11100
STL|STERLING BANCORP|WGIF|CIBC World Markets Inc.|166
STL|STERLING BANCORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|688
STL|STERLING BANCORP|WSAG|WALL STREET ACCESS|1337
STL|STERLING BANCORP|WSEA|WOLVERINE SECURITIES, LLC|208
STL|STERLING BANCORP|XIST|INSTINET, LLC|375886
STL|STERLING BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|58274
STL|STERLING BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12719
STL$A|STERLING BANCORP 6.5|BTIG|BTIG, LLC|4
STL$A|STERLING BANCORP 6.5|CABR|Cabrera Capital Markets, Inc.|139781
STL$A|STERLING BANCORP 6.5|DEAN|MORGAN STANLEY|809
STL$A|STERLING BANCORP 6.5|EBXL|EBX LLC|5800
STL$A|STERLING BANCORP 6.5|ETRS|E*Trade Securities LLC|3900
STL$A|STERLING BANCORP 6.5|GLPX|ACS EXECUTION SERVICES, LLC|300
STL$A|STERLING BANCORP 6.5|GSCO|GOLDMAN SACHS & CO. LLC|400
STL$A|STERLING BANCORP 6.5|GSCS|GOLDMAN SACHS & CO. LLC|200
STL$A|STERLING BANCORP 6.5|GSLT|GOLDMAN SACHS & CO. LLC|100
STL$A|STERLING BANCORP 6.5|HRBF|American Enterprise Investment Services Inc.|8583
STL$A|STERLING BANCORP 6.5|ICBX|INSTINET, LLC|2407
STL$A|STERLING BANCORP 6.5|INCA|INSTINET, LLC|16890
STL$A|STERLING BANCORP 6.5|JANY|Janney Montgomery Scott Inc.|53281
STL$A|STERLING BANCORP 6.5|KCGM|VIRTU Americas LLC|5400
STL$A|STERLING BANCORP 6.5|LIME|Lime Brokerage LLC|200
STL$A|STERLING BANCORP 6.5|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
STL$A|STERLING BANCORP 6.5|MSCO|MORGAN STANLEY & CO. LLC|1971
STL$A|STERLING BANCORP 6.5|NFSC|National Financial Services LLC|10593
STL$A|STERLING BANCORP 6.5|NITE|VIRTU Americas LLC|35969
STL$A|STERLING BANCORP 6.5|NQRB|Brut, LLC|200
STL$A|STERLING BANCORP 6.5|OPCO|Oppenheimer & Co. Inc.|1175
STL$A|STERLING BANCORP 6.5|PDQM|CODA MARKETS, INC.|316
STL$A|STERLING BANCORP 6.5|RBCM|RBC CAPITAL MARKETS, LLC|3800
STL$A|STERLING BANCORP 6.5|SGMT|GOLDMAN SACHS & CO. LLC|400
STL$A|STERLING BANCORP 6.5|STFL|Stifel, Nicolaus & Company, Incorporated|15073
STL$A|STERLING BANCORP 6.5|SWIM|TD Ameritrade, Inc.|1000
STL$A|STERLING BANCORP 6.5|SWST|Hilltop Securities Inc.|46
STL$A|STERLING BANCORP 6.5|UBSA|UBS SECURITIES LLC|4000
STL$A|STERLING BANCORP 6.5|UBSS|UBS Securities LLC|3688
STL$A|STERLING BANCORP 6.5|VGRD|Vanguard Marketing Corporation|39
STL$A|STERLING BANCORP 6.5|WCHV|WELLS FARGO SECURITIES, LLC|13570
STL$A|STERLING BANCORP 6.5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|584
STLD|STEEL DYNAMICS INC|ABLE|NATIXIS Securities Americas LLC|197480
STLD|STEEL DYNAMICS INC|ADAM|CANACCORD GENUITY INC.|1800
STLD|STEEL DYNAMICS INC|AGIS|Aegis Capital Corp.|146
STLD|STEEL DYNAMICS INC|ALTX|Alternet Securities Inc.|26202
STLD|STEEL DYNAMICS INC|ANOS|ABEL/NOSER, L.L.C.|20
STLD|STEEL DYNAMICS INC|APCC|Apex Clearing Corporation|3132
STLD|STEEL DYNAMICS INC|BALE|M&T SECURITIES, INC.|754
STLD|STEEL DYNAMICS INC|BANK|Primevest Financial Services, Inc.|453
STLD|STEEL DYNAMICS INC|BARD|Robert W. Baird & Co. Incorporated|5291
STLD|STEEL DYNAMICS INC|BATM|CBOE TRADING, INC.|14121
STLD|STEEL DYNAMICS INC|BAYC|BAY CREST PARTNERS, LLC|42955
STLD|STEEL DYNAMICS INC|BAYT|BTIG, LLC|15398
STLD|STEEL DYNAMICS INC|BBNT|BB&T SECURITIES, LLC|725
STLD|STEEL DYNAMICS INC|BERN|Sanford C. Bernstein & Co., LLC|66449
STLD|STEEL DYNAMICS INC|BIMI|Banca IMI Securities Corp.|590
STLD|STEEL DYNAMICS INC|BKCM|BNY Mellon Capital Markets LLC|43226
STLD|STEEL DYNAMICS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24825
STLD|STEEL DYNAMICS INC|BLKX|INSTINET, LLC|12400
STLD|STEEL DYNAMICS INC|BMOC|BMO Capital Markets Corp.|16535
STLD|STEEL DYNAMICS INC|BNPX|BNP PARIBAS SECURITIES CORP.|194122
STLD|STEEL DYNAMICS INC|BRVL|BLAYLOCK VAN, LLC|100
STLD|STEEL DYNAMICS INC|BTIG|BTIG, LLC|63710
STLD|STEEL DYNAMICS INC|BYXM|CBOE TRADING, INC.|10070
STLD|STEEL DYNAMICS INC|BZYD|GOLDMAN SACHS & CO. LLC|800
STLD|STEEL DYNAMICS INC|CANT|Cantor Fitzgerald & Co.|3209
STLD|STEEL DYNAMICS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|219558
STLD|STEEL DYNAMICS INC|CHAS|Charles Schwab & Co., Inc.|3126
STLD|STEEL DYNAMICS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|40400
STLD|STEEL DYNAMICS INC|CIST|Capital Institutional Services, Inc.|2766
STLD|STEEL DYNAMICS INC|CLSA|CLSA AMERICAS, LLC|266694
STLD|STEEL DYNAMICS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|211158
STLD|STEEL DYNAMICS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3213
STLD|STEEL DYNAMICS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2639
STLD|STEEL DYNAMICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|657707
STLD|STEEL DYNAMICS INC|CTDL|Citadel Derivatives Group Llc|53848
STLD|STEEL DYNAMICS INC|CTLR|CUTLER GROUP, LP|400
STLD|STEEL DYNAMICS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|150954
STLD|STEEL DYNAMICS INC|DADA|D.A. Davidson & Co.|898
STLD|STEEL DYNAMICS INC|DAVA|Davenport & Company LLC|400
STLD|STEEL DYNAMICS INC|DBAB|Deutsche Bank Securities Inc.|1576092
STLD|STEEL DYNAMICS INC|DBAX|Deutsche Bank Securities Inc.|425000
STLD|STEEL DYNAMICS INC|DBUL|Deutsche Bank Securities Inc.|10083
STLD|STEEL DYNAMICS INC|DCHF|Dart Executions, LLC|1255
STLD|STEEL DYNAMICS INC|DEAN|MORGAN STANLEY|20803
STLD|STEEL DYNAMICS INC|DEGS|RONIN PROFESSIONAL LLC|4472
STLD|STEEL DYNAMICS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|120754
STLD|STEEL DYNAMICS INC|DRWK|DRW SECURITIES, L.L.C.|73852
STLD|STEEL DYNAMICS INC|EBXL|EBX LLC|316700
STLD|STEEL DYNAMICS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|23814
STLD|STEEL DYNAMICS INC|EDJO|Edward D. Jones & Co., L.P.|3534
STLD|STEEL DYNAMICS INC|EGAM|CBOE TRADING, INC.|47613
STLD|STEEL DYNAMICS INC|EGAW|CBOE TRADING, INC.|142
STLD|STEEL DYNAMICS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1700
STLD|STEEL DYNAMICS INC|EGXM|CBOE TRADING, INC.|14784
STLD|STEEL DYNAMICS INC|EGXW|CBOE TRADING, INC.|731
STLD|STEEL DYNAMICS INC|ELEV|ELEVATION, LLC|17040
STLD|STEEL DYNAMICS INC|EROP|Eroom Securities L.L.C.|1000
STLD|STEEL DYNAMICS INC|ETBE|Electronic Transaction Clearing, Inc.|162608
STLD|STEEL DYNAMICS INC|ETCC|Electronic Transaction Clearing, Inc.|800
STLD|STEEL DYNAMICS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8412
STLD|STEEL DYNAMICS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|59088
STLD|STEEL DYNAMICS INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|96940
STLD|STEEL DYNAMICS INC|ETRS|E*Trade Securities LLC|120776
STLD|STEEL DYNAMICS INC|FBCO|Credit Suisse Securities (USA) LLC|1375825
STLD|STEEL DYNAMICS INC|FILL|Tradestation Securities, Inc.|24058
STLD|STEEL DYNAMICS INC|FINX|FINTECH SECURITIES|542
STLD|STEEL DYNAMICS INC|FMAF|NBCN Inc./ CDS|36031
STLD|STEEL DYNAMICS INC|FOMA|TD AMERITRADE CLEARING, INC.|295285
STLD|STEEL DYNAMICS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8260
STLD|STEEL DYNAMICS INC|FQLS|Quantlab Securities LP|1031131
STLD|STEEL DYNAMICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|224684
STLD|STEEL DYNAMICS INC|FTBR|Foliofn Investments, Inc.|5005
STLD|STEEL DYNAMICS INC|GBMT|GBM International, Inc.|1300
STLD|STEEL DYNAMICS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|40918
STLD|STEEL DYNAMICS INC|GLPX|ACS EXECUTION SERVICES, LLC|94773
STLD|STEEL DYNAMICS INC|GSCO|GOLDMAN SACHS & CO. LLC|4367123
STLD|STEEL DYNAMICS INC|GSCS|GOLDMAN SACHS & CO. LLC|61740
STLD|STEEL DYNAMICS INC|GSLT|GOLDMAN SACHS & CO. LLC|48691
STLD|STEEL DYNAMICS INC|GTSZ|GTS SECURITIES LLC|608475
STLD|STEEL DYNAMICS INC|HAPX|HAP Trading, LLC|200
STLD|STEEL DYNAMICS INC|HRBF|American Enterprise Investment Services Inc.|15623
STLD|STEEL DYNAMICS INC|HSBC|HSBC Securities, Inc.|76745
STLD|STEEL DYNAMICS INC|IATS|INTERACTIVE BROKERS LLC|14540
STLD|STEEL DYNAMICS INC|IBKR|Interactive Brokers Llc|238923
STLD|STEEL DYNAMICS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1749
STLD|STEEL DYNAMICS INC|ICBX|INSTINET, LLC|66958
STLD|STEEL DYNAMICS INC|IEQY|CITADEL SECURITIES LLC|576860
STLD|STEEL DYNAMICS INC|INCA|INSTINET, LLC|1937046
STLD|STEEL DYNAMICS INC|INJX|INSTINET, LLC|100178
STLD|STEEL DYNAMICS INC|ITGI|ITG Inc.|4082821
STLD|STEEL DYNAMICS INC|ITGP|ITG INC.|207000
STLD|STEEL DYNAMICS INC|JANY|Janney Montgomery Scott Inc.|10192
STLD|STEEL DYNAMICS INC|JEFF|JEFFERIES LLC|520284
STLD|STEEL DYNAMICS INC|JMPT|JUMP TRADING, LLC|371749
STLD|STEEL DYNAMICS INC|JONE|JonesTrading|36
STLD|STEEL DYNAMICS INC|JPBX|J.P. MORGAN SECURITIES LLC|493482
STLD|STEEL DYNAMICS INC|JPMX|J.P. Morgan Securities LLC|909733
STLD|STEEL DYNAMICS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
STLD|STEEL DYNAMICS INC|JSJX|JANE STREET CAPITAL LLC|8896
STLD|STEEL DYNAMICS INC|KCGM|VIRTU Americas LLC|89939
STLD|STEEL DYNAMICS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|57100
STLD|STEEL DYNAMICS INC|LEER|LEERINK PARTNERS LLC|2800
STLD|STEEL DYNAMICS INC|LEHM|Barclays Capital Inc./Le|2068180
STLD|STEEL DYNAMICS INC|LIME|Lime Brokerage LLC|567199
STLD|STEEL DYNAMICS INC|LMGP|LIME BROKERAGE LLC|38357
STLD|STEEL DYNAMICS INC|LOOP|Loop Capital Markets LLC|5381
STLD|STEEL DYNAMICS INC|LQNA|LIQUIDNET, INC.|117800
STLD|STEEL DYNAMICS INC|LSCI|Lek Securities Corporation|1142
STLD|STEEL DYNAMICS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
STLD|STEEL DYNAMICS INC|MACC|Mid Atlantic Capital Corporation|1677
STLD|STEEL DYNAMICS INC|MACQ|Macquarie Capital (USA) Inc.|200
STLD|STEEL DYNAMICS INC|MAXM|Maxim Group LLC|4345
STLD|STEEL DYNAMICS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|178644
STLD|STEEL DYNAMICS INC|MNDX|TJM Investments, LLC|3085
STLD|STEEL DYNAMICS INC|MOTF|MOTIF INVESTING, INC.|20
STLD|STEEL DYNAMICS INC|MSCO|MORGAN STANLEY & CO. LLC|7915807
STLD|STEEL DYNAMICS INC|MSPL|MORGAN STANLEY & CO. LLC|724900
STLD|STEEL DYNAMICS INC|MSTX|MORGAN STANLEY & CO. LLC|564400
STLD|STEEL DYNAMICS INC|MTON|MILLINGTON SECURITIES, INC.|54924
STLD|STEEL DYNAMICS INC|MZHO|Mizuho Securities USA LLC|52000
STLD|STEEL DYNAMICS INC|NEED|Needham & Company, LLC|508
STLD|STEEL DYNAMICS INC|NFSC|National Financial Services LLC|510482
STLD|STEEL DYNAMICS INC|NITE|VIRTU Americas LLC|1006205
STLD|STEEL DYNAMICS INC|NITP|VIRTU Americas LLC|11600
STLD|STEEL DYNAMICS INC|NQRB|Brut, LLC|110518
STLD|STEEL DYNAMICS INC|NTRC|Northern Trust Securities, Inc.|1522
STLD|STEEL DYNAMICS INC|OHOS|TWO SIGMA SECURITIES, LLC|160431
STLD|STEEL DYNAMICS INC|OPCO|Oppenheimer & Co. Inc.|23700
STLD|STEEL DYNAMICS INC|PASL|Pershing Advisor Solutions LLC|1525
STLD|STEEL DYNAMICS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6470
STLD|STEEL DYNAMICS INC|PDQM|CODA MARKETS, INC.|173990
STLD|STEEL DYNAMICS INC|PHLY|NASDAQ Execution Services, LLC|7800
STLD|STEEL DYNAMICS INC|PICT|Pictet Overseas Inc.|178
STLD|STEEL DYNAMICS INC|PIPR|Piper Jaffray & Co.|5500
STLD|STEEL DYNAMICS INC|PWJC|UBS Financial Services, Inc.|6790
STLD|STEEL DYNAMICS INC|RAJA|Raymond James & Associates, Inc.|236590
STLD|STEEL DYNAMICS INC|RBCM|RBC CAPITAL MARKETS, LLC|9233
STLD|STEEL DYNAMICS INC|SAGL|SAGETRADER, LLC|123368
STLD|STEEL DYNAMICS INC|SAGW|SAGETRADER, LLC|770
STLD|STEEL DYNAMICS INC|SALI|INTL FCSTONE FINANCIAL INC.|130
STLD|STEEL DYNAMICS INC|SBSH|Citigroup Global Markets Inc.|1212464
STLD|STEEL DYNAMICS INC|SEIC|SEI Investments Distribution Co.|800
STLD|STEEL DYNAMICS INC|SGMT|GOLDMAN SACHS & CO. LLC|960987
STLD|STEEL DYNAMICS INC|SJLS|TRADE INFORMATICS LLC|300
STLD|STEEL DYNAMICS INC|SOGO|Wang Investment Associates, Inc.|500
STLD|STEEL DYNAMICS INC|SPDR|SPEEDROUTE LLC|13041
STLD|STEEL DYNAMICS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1759
STLD|STEEL DYNAMICS INC|STFL|Stifel, Nicolaus & Company, Incorporated|35056
STLD|STEEL DYNAMICS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
STLD|STEEL DYNAMICS INC|SWIM|TD Ameritrade, Inc.|165259
STLD|STEEL DYNAMICS INC|SWST|Hilltop Securities Inc.|42208
STLD|STEEL DYNAMICS INC|TAGC|TELSEY ADVISORY GROUP LLC|800
STLD|STEEL DYNAMICS INC|TKNG|ALLY INVEST SECURITIES LLC|2828
STLD|STEEL DYNAMICS INC|TRBT|Tradebot Systems, Inc.|701998
STLD|STEEL DYNAMICS INC|TRCM|TRC MARKETS LLC|1124472
STLD|STEEL DYNAMICS INC|TWTT|TASTYWORKS, INC.|300
STLD|STEEL DYNAMICS INC|UBSA|UBS SECURITIES LLC|840441
STLD|STEEL DYNAMICS INC|UBSS|UBS Securities LLC|2415763
STLD|STEEL DYNAMICS INC|VALX|VIRTU AMERICAS LLC|11929
STLD|STEEL DYNAMICS INC|VGRD|Vanguard Marketing Corporation|11662
STLD|STEEL DYNAMICS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|9392
STLD|STEEL DYNAMICS INC|WCHV|WELLS FARGO SECURITIES, LLC|186272
STLD|STEEL DYNAMICS INC|WDNX|WEEDEN & CO.L.P.|10966
STLD|STEEL DYNAMICS INC|WEDB|WEDBUSH SECURITIES INC.|7466
STLD|STEEL DYNAMICS INC|WEED|Weeden & Co.L.P.|172086
STLD|STEEL DYNAMICS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8757
STLD|STEEL DYNAMICS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29319
STLD|STEEL DYNAMICS INC|WGIF|CIBC World Markets Inc.|2073
STLD|STEEL DYNAMICS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|549
STLD|STEEL DYNAMICS INC|WORD|Worden Capital Management LLC|2207
STLD|STEEL DYNAMICS INC|WSEA|WOLVERINE SECURITIES, LLC|12082
STLD|STEEL DYNAMICS INC|XIST|INSTINET, LLC|60140
STLD|STEEL DYNAMICS INC|XPQR|Jump Trading|2000
STLD|STEEL DYNAMICS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|92336
STLD|STEEL DYNAMICS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|10575
STLD|STEEL DYNAMICS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5728
STLR|STELLAR ACQ III CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3446
STLR|STELLAR ACQ III CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1086
STLR|STELLAR ACQ III CM|ETRS|E*Trade Securities LLC|200
STLR|STELLAR ACQ III CM|FBCO|Credit Suisse Securities (USA) LLC|104
STLR|STELLAR ACQ III CM|ITGI|ITG Inc.|3600
STLR|STELLAR ACQ III CM|LIME|Lime Brokerage LLC|1238
STLR|STELLAR ACQ III CM|LSCI|Lek Securities Corporation|3758
STLR|STELLAR ACQ III CM|MSCO|MORGAN STANLEY & CO. LLC|945
STLR|STELLAR ACQ III CM|NFSC|National Financial Services LLC|100
STLR|STELLAR ACQ III CM|NITE|VIRTU Americas LLC|1777
STLRU|STELLAR ACQS III UNT|LIME|Lime Brokerage LLC|23
STLRW|STELLAR ACQ III WRT|CTDL|Citadel Derivatives Group Llc|99
STLRW|STELLAR ACQ III WRT|ETRS|E*Trade Securities LLC|9282
STLRW|STELLAR ACQ III WRT|FOMA|TD AMERITRADE CLEARING, INC.|6250
STLRW|STELLAR ACQ III WRT|IBKR|Interactive Brokers Llc|51549
STLRW|STELLAR ACQ III WRT|INCA|INSTINET, LLC|5250
STLRW|STELLAR ACQ III WRT|ITGI|ITG Inc.|3400
STLRW|STELLAR ACQ III WRT|LTCO|Ladenburg, Thalmann & Co., Inc.|21501
STLRW|STELLAR ACQ III WRT|MSCO|MORGAN STANLEY & CO. LLC|4650
STLRW|STELLAR ACQ III WRT|MZHO|Mizuho Securities USA LLC|200
STLRW|STELLAR ACQ III WRT|NFSC|National Financial Services LLC|5000
STLRW|STELLAR ACQ III WRT|NITE|VIRTU Americas LLC|12195
STLRW|STELLAR ACQ III WRT|VGRD|Vanguard Marketing Corporation|4900
STLRW|STELLAR ACQ III WRT|WABR|Wall Street Access|295
STLRW|STELLAR ACQ III WRT|WCHV|WELLS FARGO SECURITIES, LLC|5200
STLRW|STELLAR ACQ III WRT|WFPB|Wells Fargo Securities, LLC.|5000
STM|STMICROELECTRONICS|ADAM|CANACCORD GENUITY INC.|160255
STM|STMICROELECTRONICS|AGIS|Aegis Capital Corp.|19289
STM|STMICROELECTRONICS|ALTX|Alternet Securities Inc.|35882
STM|STMICROELECTRONICS|APCC|Apex Clearing Corporation|12137
STM|STMICROELECTRONICS|BANK|Primevest Financial Services, Inc.|990
STM|STMICROELECTRONICS|BARD|Robert W. Baird & Co. Incorporated|12743
STM|STMICROELECTRONICS|BATM|CBOE TRADING, INC.|7011
STM|STMICROELECTRONICS|BAYT|BTIG, LLC|20900
STM|STMICROELECTRONICS|BBNT|BB&T SECURITIES, LLC|2320
STM|STMICROELECTRONICS|BERN|Sanford C. Bernstein & Co., LLC|114008
STM|STMICROELECTRONICS|BIMI|Banca IMI Securities Corp.|9937
STM|STMICROELECTRONICS|BKCM|BNY Mellon Capital Markets LLC|2169
STM|STMICROELECTRONICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|97655
STM|STMICROELECTRONICS|BRGE|Newbridge Securities Corp.|250
STM|STMICROELECTRONICS|BTIG|BTIG, LLC|10704
STM|STMICROELECTRONICS|BYXM|CBOE TRADING, INC.|2755
STM|STMICROELECTRONICS|BZYD|GOLDMAN SACHS & CO. LLC|4600
STM|STMICROELECTRONICS|CANT|Cantor Fitzgerald & Co.|200
STM|STMICROELECTRONICS|CBRA|Cobra Trading, Inc.|1600
STM|STMICROELECTRONICS|CHAS|Charles Schwab & Co., Inc.|23356
STM|STMICROELECTRONICS|CHDN|CHARDAN CAPITAL MARKETS LLC|391600
STM|STMICROELECTRONICS|CHLM|Craig-Hallum Capital Group LLC|3000
STM|STMICROELECTRONICS|CIST|Capital Institutional Services, Inc.|1012
STM|STMICROELECTRONICS|CLSA|CLSA AMERICAS, LLC|200
STM|STMICROELECTRONICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26852
STM|STMICROELECTRONICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
STM|STMICROELECTRONICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
STM|STMICROELECTRONICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|766108
STM|STMICROELECTRONICS|CTDL|Citadel Derivatives Group Llc|16200
STM|STMICROELECTRONICS|CTLR|CUTLER GROUP, LP|1907
STM|STMICROELECTRONICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|120268
STM|STMICROELECTRONICS|DADA|D.A. Davidson & Co.|417
STM|STMICROELECTRONICS|DAWA|Daiwa Capital Markets America Inc.|37940
STM|STMICROELECTRONICS|DBAB|Deutsche Bank Securities Inc.|394563
STM|STMICROELECTRONICS|DBAX|Deutsche Bank Securities Inc.|889300
STM|STMICROELECTRONICS|DBUL|Deutsche Bank Securities Inc.|12653
STM|STMICROELECTRONICS|DCHF|Dart Executions, LLC|3343
STM|STMICROELECTRONICS|DEAN|MORGAN STANLEY|30706
STM|STMICROELECTRONICS|DEGS|RONIN PROFESSIONAL LLC|71888
STM|STMICROELECTRONICS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7594
STM|STMICROELECTRONICS|EBXL|EBX LLC|379600
STM|STMICROELECTRONICS|ECUT|CONVERGEX EXECUTION SOLUTIONS|8771
STM|STMICROELECTRONICS|EDJO|Edward D. Jones & Co., L.P.|21666
STM|STMICROELECTRONICS|EGAM|CBOE TRADING, INC.|19536
STM|STMICROELECTRONICS|EGAW|CBOE TRADING, INC.|736
STM|STMICROELECTRONICS|EGXM|CBOE TRADING, INC.|14398
STM|STMICROELECTRONICS|EGXW|CBOE TRADING, INC.|400
STM|STMICROELECTRONICS|ESPO|ESPOSITO SECURITIES, LLC|140
STM|STMICROELECTRONICS|ETBE|Electronic Transaction Clearing, Inc.|11249
STM|STMICROELECTRONICS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
STM|STMICROELECTRONICS|ETCB|ETC BROKERAGE SERVICES, LLC|6
STM|STMICROELECTRONICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6878
STM|STMICROELECTRONICS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|8000
STM|STMICROELECTRONICS|ETRS|E*Trade Securities LLC|821716
STM|STMICROELECTRONICS|FBSB|U.S. Bancorp Investments, Inc.|20
STM|STMICROELECTRONICS|FILL|Tradestation Securities, Inc.|73343
STM|STMICROELECTRONICS|FINX|FINTECH SECURITIES|100
STM|STMICROELECTRONICS|FMAF|NBCN Inc./ CDS|4161
STM|STMICROELECTRONICS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4567
STM|STMICROELECTRONICS|FQLS|Quantlab Securities LP|456738
STM|STMICROELECTRONICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|176097
STM|STMICROELECTRONICS|FTBR|Foliofn Investments, Inc.|20338
STM|STMICROELECTRONICS|GARC|ICAP Corporates LLC|904000
STM|STMICROELECTRONICS|GEBB|GLOBAL EXECUTION BROKERS, LP|13243
STM|STMICROELECTRONICS|GLIS|TD Securities Inc|8218
STM|STMICROELECTRONICS|GLPX|ACS EXECUTION SERVICES, LLC|71516
STM|STMICROELECTRONICS|GSCO|GOLDMAN SACHS & CO. LLC|1108285
STM|STMICROELECTRONICS|GSCS|GOLDMAN SACHS & CO. LLC|58992
STM|STMICROELECTRONICS|GSLT|GOLDMAN SACHS & CO. LLC|27443
STM|STMICROELECTRONICS|GTSZ|GTS SECURITIES LLC|115947
STM|STMICROELECTRONICS|HRBF|American Enterprise Investment Services Inc.|32580
STM|STMICROELECTRONICS|HSBC|HSBC Securities, Inc.|2100
STM|STMICROELECTRONICS|IATS|INTERACTIVE BROKERS LLC|56874
STM|STMICROELECTRONICS|IBKR|Interactive Brokers Llc|211329
STM|STMICROELECTRONICS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|455
STM|STMICROELECTRONICS|ICBX|INSTINET, LLC|264157
STM|STMICROELECTRONICS|INCA|INSTINET, LLC|389281
STM|STMICROELECTRONICS|INJX|INSTINET, LLC|15500
STM|STMICROELECTRONICS|INTL|INTL FCSTONE FINANCIAL INC.|234599
STM|STMICROELECTRONICS|ITGI|ITG Inc.|25744
STM|STMICROELECTRONICS|ITGP|ITG INC.|160200
STM|STMICROELECTRONICS|JANY|Janney Montgomery Scott Inc.|11535
STM|STMICROELECTRONICS|JEFF|JEFFERIES LLC|52014
STM|STMICROELECTRONICS|JMPT|JUMP TRADING, LLC|134366
STM|STMICROELECTRONICS|JONE|JonesTrading|3717
STM|STMICROELECTRONICS|JPBX|J.P. MORGAN SECURITIES LLC|63300
STM|STMICROELECTRONICS|JPMX|J.P. Morgan Securities LLC|713000
STM|STMICROELECTRONICS|JSJX|JANE STREET CAPITAL LLC|215668
STM|STMICROELECTRONICS|KCGM|VIRTU Americas LLC|107865
STM|STMICROELECTRONICS|KRSH|Kershner Securities, LLC|1992
STM|STMICROELECTRONICS|LEHM|Barclays Capital Inc./Le|1547561
STM|STMICROELECTRONICS|LGNT|COR CLEARING LLC|18
STM|STMICROELECTRONICS|LIME|Lime Brokerage LLC|1626885
STM|STMICROELECTRONICS|LMGP|LIME BROKERAGE LLC|3100
STM|STMICROELECTRONICS|LSCI|Lek Securities Corporation|4255
STM|STMICROELECTRONICS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
STM|STMICROELECTRONICS|MACC|Mid Atlantic Capital Corporation|788
STM|STMICROELECTRONICS|MAXM|Maxim Group LLC|153017
STM|STMICROELECTRONICS|MBTS|ALLY INVEST SECURITIES LLC|12740
STM|STMICROELECTRONICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|476872
STM|STMICROELECTRONICS|MOTF|MOTIF INVESTING, INC.|145
STM|STMICROELECTRONICS|MSCO|MORGAN STANLEY & CO. LLC|3098949
STM|STMICROELECTRONICS|MSPL|MORGAN STANLEY & CO. LLC|1030500
STM|STMICROELECTRONICS|MSTX|MORGAN STANLEY & CO. LLC|137400
STM|STMICROELECTRONICS|NATL|National Securities Corporation|2105
STM|STMICROELECTRONICS|NBCS|NBC Securities, INC.|1463
STM|STMICROELECTRONICS|NFSC|National Financial Services LLC|2158460
STM|STMICROELECTRONICS|NITE|VIRTU Americas LLC|3149102
STM|STMICROELECTRONICS|NITP|VIRTU Americas LLC|22771
STM|STMICROELECTRONICS|NQRB|Brut, LLC|13130
STM|STMICROELECTRONICS|NTBF|BMO Nesbitt Burns Inc./CDS|2630
STM|STMICROELECTRONICS|NTRC|Northern Trust Securities, Inc.|430
STM|STMICROELECTRONICS|OLDM|OLD MISSION CAPITAL, LLC|65642
STM|STMICROELECTRONICS|OPCO|Oppenheimer & Co. Inc.|44185
STM|STMICROELECTRONICS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|205000
STM|STMICROELECTRONICS|PCPT|PHILLIP CAPITAL INC.|20978
STM|STMICROELECTRONICS|PDQM|CODA MARKETS, INC.|146504
STM|STMICROELECTRONICS|PHLY|NASDAQ Execution Services, LLC|9200
STM|STMICROELECTRONICS|PWJC|UBS Financial Services, Inc.|6815
STM|STMICROELECTRONICS|RBCM|RBC CAPITAL MARKETS, LLC|34909
STM|STMICROELECTRONICS|RGLD|Regal Securities, Inc|365
STM|STMICROELECTRONICS|RJLC|RJL CAPITAL GROUP, LLC|330
STM|STMICROELECTRONICS|SAGW|SAGETRADER, LLC|2100
STM|STMICROELECTRONICS|SALI|INTL FCSTONE FINANCIAL INC.|4724
STM|STMICROELECTRONICS|SBSH|Citigroup Global Markets Inc.|538761
STM|STMICROELECTRONICS|SGMT|GOLDMAN SACHS & CO. LLC|391373
STM|STMICROELECTRONICS|SPDR|SPEEDROUTE LLC|199554
STM|STMICROELECTRONICS|SPHN|Stephens Inc.|10
STM|STMICROELECTRONICS|SPTD|MINT GLOBAL MARKETS, INC.|500
STM|STMICROELECTRONICS|STFL|Stifel, Nicolaus & Company, Incorporated|82987
STM|STMICROELECTRONICS|STKP|STOCKPILE INVESTMENTS, INC.|490
STM|STMICROELECTRONICS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10403
STM|STMICROELECTRONICS|SWIM|TD Ameritrade, Inc.|326696
STM|STMICROELECTRONICS|SWST|Hilltop Securities Inc.|4603
STM|STMICROELECTRONICS|TKNG|ALLY INVEST SECURITIES LLC|27885
STM|STMICROELECTRONICS|TOUR|TOURMALINE PARTNERS, LLC|1000
STM|STMICROELECTRONICS|TRCM|TRC MARKETS LLC|76021
STM|STMICROELECTRONICS|TWTT|TASTYWORKS, INC.|7505
STM|STMICROELECTRONICS|UBSA|UBS SECURITIES LLC|1180049
STM|STMICROELECTRONICS|UBSS|UBS Securities LLC|1502912
STM|STMICROELECTRONICS|VALX|VIRTU AMERICAS LLC|1099060
STM|STMICROELECTRONICS|VGRD|Vanguard Marketing Corporation|166517
STM|STMICROELECTRONICS|VSIN|Vision Financial Markets Llc|32
STM|STMICROELECTRONICS|WBPX|SUMMIT SECURITIES GROUP, LLC|2647
STM|STMICROELECTRONICS|WCHV|WELLS FARGO SECURITIES, LLC|429103
STM|STMICROELECTRONICS|WEDB|WEDBUSH SECURITIES INC.|5910
STM|STMICROELECTRONICS|WEED|Weeden & Co.L.P.|800
STM|STMICROELECTRONICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21742
STM|STMICROELECTRONICS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49392
STM|STMICROELECTRONICS|WGIF|CIBC World Markets Inc.|5032
STM|STMICROELECTRONICS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|300
STM|STMICROELECTRONICS|WORD|Worden Capital Management LLC|22763
STM|STMICROELECTRONICS|WSEA|WOLVERINE SECURITIES, LLC|43303
STM|STMICROELECTRONICS|XIST|INSTINET, LLC|1202
STM|STMICROELECTRONICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|260442
STM|STMICROELECTRONICS|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
STM|STMICROELECTRONICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73215
STML|STEMLINE THERAPEUTIC|ADAM|CANACCORD GENUITY INC.|664
STML|STEMLINE THERAPEUTIC|APCC|Apex Clearing Corporation|793
STML|STEMLINE THERAPEUTIC|BATM|CBOE TRADING, INC.|227
STML|STEMLINE THERAPEUTIC|BAYT|BTIG, LLC|6800
STML|STEMLINE THERAPEUTIC|BERN|Sanford C. Bernstein & Co., LLC|81047
STML|STEMLINE THERAPEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20
STML|STEMLINE THERAPEUTIC|BLKX|INSTINET, LLC|16200
STML|STEMLINE THERAPEUTIC|BMOC|BMO Capital Markets Corp.|8536
STML|STEMLINE THERAPEUTIC|BNPX|BNP PARIBAS SECURITIES CORP.|7463
STML|STEMLINE THERAPEUTIC|BTIG|BTIG, LLC|15227
STML|STEMLINE THERAPEUTIC|CHAS|Charles Schwab & Co., Inc.|471
STML|STEMLINE THERAPEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41590
STML|STEMLINE THERAPEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33007
STML|STEMLINE THERAPEUTIC|CTDL|Citadel Derivatives Group Llc|3240
STML|STEMLINE THERAPEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9696
STML|STEMLINE THERAPEUTIC|DBAB|Deutsche Bank Securities Inc.|198142
STML|STEMLINE THERAPEUTIC|DBAX|Deutsche Bank Securities Inc.|88900
STML|STEMLINE THERAPEUTIC|DEAN|MORGAN STANLEY|1960
STML|STEMLINE THERAPEUTIC|DEGS|RONIN PROFESSIONAL LLC|12323
STML|STEMLINE THERAPEUTIC|EBXL|EBX LLC|102100
STML|STEMLINE THERAPEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1213
STML|STEMLINE THERAPEUTIC|EDJO|Edward D. Jones & Co., L.P.|1300
STML|STEMLINE THERAPEUTIC|EGAM|CBOE TRADING, INC.|4511
STML|STEMLINE THERAPEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
STML|STEMLINE THERAPEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22215
STML|STEMLINE THERAPEUTIC|ETRS|E*Trade Securities LLC|27841
STML|STEMLINE THERAPEUTIC|FBCO|Credit Suisse Securities (USA) LLC|392527
STML|STEMLINE THERAPEUTIC|FILL|Tradestation Securities, Inc.|3900
STML|STEMLINE THERAPEUTIC|FMAF|NBCN Inc./ CDS|130
STML|STEMLINE THERAPEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|152506
STML|STEMLINE THERAPEUTIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|315
STML|STEMLINE THERAPEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11336
STML|STEMLINE THERAPEUTIC|FTBR|Foliofn Investments, Inc.|219
STML|STEMLINE THERAPEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|14391
STML|STEMLINE THERAPEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|562199
STML|STEMLINE THERAPEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|20093
STML|STEMLINE THERAPEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|1300
STML|STEMLINE THERAPEUTIC|GTSZ|GTS SECURITIES LLC|11163
STML|STEMLINE THERAPEUTIC|HAPX|HAP Trading, LLC|300
STML|STEMLINE THERAPEUTIC|HRBF|American Enterprise Investment Services Inc.|3300
STML|STEMLINE THERAPEUTIC|HSBC|HSBC Securities, Inc.|474
STML|STEMLINE THERAPEUTIC|IBKR|Interactive Brokers Llc|40885
STML|STEMLINE THERAPEUTIC|ICBX|INSTINET, LLC|12100
STML|STEMLINE THERAPEUTIC|IEQY|CITADEL SECURITIES LLC|22160
STML|STEMLINE THERAPEUTIC|INCA|INSTINET, LLC|71303
STML|STEMLINE THERAPEUTIC|INJX|INSTINET, LLC|103380
STML|STEMLINE THERAPEUTIC|ITGI|ITG Inc.|81088
STML|STEMLINE THERAPEUTIC|ITGP|ITG INC.|131400
STML|STEMLINE THERAPEUTIC|JEFF|JEFFERIES LLC|168440
STML|STEMLINE THERAPEUTIC|JMPT|JUMP TRADING, LLC|5810
STML|STEMLINE THERAPEUTIC|JONE|JonesTrading|1510
STML|STEMLINE THERAPEUTIC|JPBX|J.P. MORGAN SECURITIES LLC|2668
STML|STEMLINE THERAPEUTIC|JPMX|J.P. Morgan Securities LLC|66495
STML|STEMLINE THERAPEUTIC|KCGM|VIRTU Americas LLC|42493
STML|STEMLINE THERAPEUTIC|LEER|LEERINK PARTNERS LLC|43
STML|STEMLINE THERAPEUTIC|LEHM|Barclays Capital Inc./Le|333374
STML|STEMLINE THERAPEUTIC|LIME|Lime Brokerage LLC|94875
STML|STEMLINE THERAPEUTIC|LQNA|LIQUIDNET, INC.|5000
STML|STEMLINE THERAPEUTIC|LSCI|Lek Securities Corporation|118
STML|STEMLINE THERAPEUTIC|MACQ|Macquarie Capital (USA) Inc.|3925
STML|STEMLINE THERAPEUTIC|MAXM|Maxim Group LLC|1530
STML|STEMLINE THERAPEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32380
STML|STEMLINE THERAPEUTIC|MSCO|MORGAN STANLEY & CO. LLC|557749
STML|STEMLINE THERAPEUTIC|MSPL|MORGAN STANLEY & CO. LLC|31600
STML|STEMLINE THERAPEUTIC|MSTX|MORGAN STANLEY & CO. LLC|6400
STML|STEMLINE THERAPEUTIC|NEED|Needham & Company, LLC|5866
STML|STEMLINE THERAPEUTIC|NFSC|National Financial Services LLC|94152
STML|STEMLINE THERAPEUTIC|NITE|VIRTU Americas LLC|105516
STML|STEMLINE THERAPEUTIC|NITP|VIRTU Americas LLC|2705
STML|STEMLINE THERAPEUTIC|NQRB|Brut, LLC|1000
STML|STEMLINE THERAPEUTIC|OPCO|Oppenheimer & Co. Inc.|1200
STML|STEMLINE THERAPEUTIC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
STML|STEMLINE THERAPEUTIC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|280
STML|STEMLINE THERAPEUTIC|PDQM|CODA MARKETS, INC.|14403
STML|STEMLINE THERAPEUTIC|PHLY|NASDAQ Execution Services, LLC|800
STML|STEMLINE THERAPEUTIC|RAJA|Raymond James & Associates, Inc.|820
STML|STEMLINE THERAPEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|6485
STML|STEMLINE THERAPEUTIC|SAGL|SAGETRADER, LLC|100
STML|STEMLINE THERAPEUTIC|SBSH|Citigroup Global Markets Inc.|102197
STML|STEMLINE THERAPEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|28790
STML|STEMLINE THERAPEUTIC|SPDR|SPEEDROUTE LLC|900
STML|STEMLINE THERAPEUTIC|SWIM|TD Ameritrade, Inc.|16172
STML|STEMLINE THERAPEUTIC|TKNG|ALLY INVEST SECURITIES LLC|1098
STML|STEMLINE THERAPEUTIC|TRBT|Tradebot Systems, Inc.|19631
STML|STEMLINE THERAPEUTIC|TRCM|TRC MARKETS LLC|19108
STML|STEMLINE THERAPEUTIC|UBSA|UBS SECURITIES LLC|131840
STML|STEMLINE THERAPEUTIC|UBSS|UBS Securities LLC|346408
STML|STEMLINE THERAPEUTIC|VALX|VIRTU AMERICAS LLC|36068
STML|STEMLINE THERAPEUTIC|VGRD|Vanguard Marketing Corporation|4759
STML|STEMLINE THERAPEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|16937
STML|STEMLINE THERAPEUTIC|WDNX|WEEDEN & CO.L.P.|11620
STML|STEMLINE THERAPEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2174
STML|STEMLINE THERAPEUTIC|WFPB|Wells Fargo Securities, LLC.|300
STML|STEMLINE THERAPEUTIC|WGIF|CIBC World Markets Inc.|205
STML|STEMLINE THERAPEUTIC|WSEA|WOLVERINE SECURITIES, LLC|1014
STML|STEMLINE THERAPEUTIC|XIST|INSTINET, LLC|16630
STML|STEMLINE THERAPEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|25050
STML|STEMLINE THERAPEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35
STMP|STAMPS.COM INC    ##|ADAM|CANACCORD GENUITY INC.|50
STMP|STAMPS.COM INC    ##|AGIS|Aegis Capital Corp.|800
STMP|STAMPS.COM INC    ##|APCC|Apex Clearing Corporation|1324
STMP|STAMPS.COM INC    ##|ATPA|COWEN PRIME SERVICES LLC|2600
STMP|STAMPS.COM INC    ##|BARD|Robert W. Baird & Co. Incorporated|447
STMP|STAMPS.COM INC    ##|BATM|CBOE TRADING, INC.|5379
STMP|STAMPS.COM INC    ##|BAYC|BAY CREST PARTNERS, LLC|1500
STMP|STAMPS.COM INC    ##|BAYT|BTIG, LLC|700
STMP|STAMPS.COM INC    ##|BBNT|BB&T SECURITIES, LLC|478
STMP|STAMPS.COM INC    ##|BERN|Sanford C. Bernstein & Co., LLC|10987
STMP|STAMPS.COM INC    ##|BIDS|BIDS TRADING L.P.|100
STMP|STAMPS.COM INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1728
STMP|STAMPS.COM INC    ##|BLKX|INSTINET, LLC|10172
STMP|STAMPS.COM INC    ##|BMOC|BMO Capital Markets Corp.|2686
STMP|STAMPS.COM INC    ##|BMSI|BULL MARKET SECURITIES, INC.|74
STMP|STAMPS.COM INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|1555
STMP|STAMPS.COM INC    ##|BRGE|Newbridge Securities Corp.|90
STMP|STAMPS.COM INC    ##|BRVL|BLAYLOCK VAN, LLC|600
STMP|STAMPS.COM INC    ##|BTIG|BTIG, LLC|11486
STMP|STAMPS.COM INC    ##|BYXM|CBOE TRADING, INC.|269
STMP|STAMPS.COM INC    ##|CFGT|CF Global Trading, LLC|422
STMP|STAMPS.COM INC    ##|CHAS|Charles Schwab & Co., Inc.|1092
STMP|STAMPS.COM INC    ##|CHLM|Craig-Hallum Capital Group LLC|1027
STMP|STAMPS.COM INC    ##|CIST|Capital Institutional Services, Inc.|18
STMP|STAMPS.COM INC    ##|COWR|Cowen and Company, LLC|1189
STMP|STAMPS.COM INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34112
STMP|STAMPS.COM INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15749
STMP|STAMPS.COM INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15866
STMP|STAMPS.COM INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54408
STMP|STAMPS.COM INC    ##|CSIN|Citadel Securities Institutional LLC|488
STMP|STAMPS.COM INC    ##|CTDL|Citadel Derivatives Group Llc|11314
STMP|STAMPS.COM INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|9128
STMP|STAMPS.COM INC    ##|DBAB|Deutsche Bank Securities Inc.|209346
STMP|STAMPS.COM INC    ##|DBAX|Deutsche Bank Securities Inc.|79400
STMP|STAMPS.COM INC    ##|DBUL|Deutsche Bank Securities Inc.|595
STMP|STAMPS.COM INC    ##|DCHF|Dart Executions, LLC|3
STMP|STAMPS.COM INC    ##|DEAN|MORGAN STANLEY|2847
STMP|STAMPS.COM INC    ##|DEGS|RONIN PROFESSIONAL LLC|201
STMP|STAMPS.COM INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7657
STMP|STAMPS.COM INC    ##|EBXL|EBX LLC|45500
STMP|STAMPS.COM INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2646
STMP|STAMPS.COM INC    ##|EDJO|Edward D. Jones & Co., L.P.|525
STMP|STAMPS.COM INC    ##|EGAM|CBOE TRADING, INC.|14192
STMP|STAMPS.COM INC    ##|EGMT|EG MARKET TECHNOLOGIES LLC|870
STMP|STAMPS.COM INC    ##|EGXM|CBOE TRADING, INC.|839
STMP|STAMPS.COM INC    ##|ESPO|ESPOSITO SECURITIES, LLC|22
STMP|STAMPS.COM INC    ##|ETBE|Electronic Transaction Clearing, Inc.|1316
STMP|STAMPS.COM INC    ##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6208
STMP|STAMPS.COM INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31006
STMP|STAMPS.COM INC    ##|ETRS|E*Trade Securities LLC|127727
STMP|STAMPS.COM INC    ##|FBCO|Credit Suisse Securities (USA) LLC|157036
STMP|STAMPS.COM INC    ##|FBSB|U.S. Bancorp Investments, Inc.|100
STMP|STAMPS.COM INC    ##|FFSI|Firstrade Securities Inc.|100
STMP|STAMPS.COM INC    ##|FILL|Tradestation Securities, Inc.|5612
STMP|STAMPS.COM INC    ##|FINX|FINTECH SECURITIES|4
STMP|STAMPS.COM INC    ##|FMAF|NBCN Inc./ CDS|386
STMP|STAMPS.COM INC    ##|FMCO|First Manhattan Co|300
STMP|STAMPS.COM INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|176699
STMP|STAMPS.COM INC    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|257
STMP|STAMPS.COM INC    ##|FQLS|Quantlab Securities LP|96554
STMP|STAMPS.COM INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13979
STMP|STAMPS.COM INC    ##|FTBR|Foliofn Investments, Inc.|1250
STMP|STAMPS.COM INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|17814
STMP|STAMPS.COM INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|216
STMP|STAMPS.COM INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|440378
STMP|STAMPS.COM INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|55187
STMP|STAMPS.COM INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|1630
STMP|STAMPS.COM INC    ##|GTSZ|GTS SECURITIES LLC|6884
STMP|STAMPS.COM INC    ##|HAPX|HAP Trading, LLC|12900
STMP|STAMPS.COM INC    ##|HRBF|American Enterprise Investment Services Inc.|845
STMP|STAMPS.COM INC    ##|HSBC|HSBC Securities, Inc.|30
STMP|STAMPS.COM INC    ##|IBKR|Interactive Brokers Llc|91957
STMP|STAMPS.COM INC    ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
STMP|STAMPS.COM INC    ##|ICBX|INSTINET, LLC|10950
STMP|STAMPS.COM INC    ##|IEQY|CITADEL SECURITIES LLC|34177
STMP|STAMPS.COM INC    ##|INCA|INSTINET, LLC|203045
STMP|STAMPS.COM INC    ##|INJX|INSTINET, LLC|19553
STMP|STAMPS.COM INC    ##|ITGI|ITG Inc.|18763
STMP|STAMPS.COM INC    ##|ITGP|ITG INC.|41800
STMP|STAMPS.COM INC    ##|JANY|Janney Montgomery Scott Inc.|276
STMP|STAMPS.COM INC    ##|JEFF|JEFFERIES LLC|30590
STMP|STAMPS.COM INC    ##|JMPT|JUMP TRADING, LLC|41497
STMP|STAMPS.COM INC    ##|JONE|JonesTrading|95
STMP|STAMPS.COM INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|14766
STMP|STAMPS.COM INC    ##|JPMX|J.P. Morgan Securities LLC|63236
STMP|STAMPS.COM INC    ##|JSSF|JMP Securities LLC|1189
STMP|STAMPS.COM INC    ##|KCGM|VIRTU Americas LLC|11051
STMP|STAMPS.COM INC    ##|KING|C. L. King & Associates, Inc.|438
STMP|STAMPS.COM INC    ##|LEER|LEERINK PARTNERS LLC|120
STMP|STAMPS.COM INC    ##|LEHM|Barclays Capital Inc./Le|284891
STMP|STAMPS.COM INC    ##|LIME|Lime Brokerage LLC|120541
STMP|STAMPS.COM INC    ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|63400
STMP|STAMPS.COM INC    ##|LOOP|Loop Capital Markets LLC|600
STMP|STAMPS.COM INC    ##|LSCI|Lek Securities Corporation|222
STMP|STAMPS.COM INC    ##|MACQ|Macquarie Capital (USA) Inc.|600
STMP|STAMPS.COM INC    ##|MAXM|Maxim Group LLC|1145
STMP|STAMPS.COM INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23049
STMP|STAMPS.COM INC    ##|MPSG|E D & F Man Capital Markets Inc.|1506
STMP|STAMPS.COM INC    ##|MSCO|MORGAN STANLEY & CO. LLC|852667
STMP|STAMPS.COM INC    ##|MSPL|MORGAN STANLEY & CO. LLC|56100
STMP|STAMPS.COM INC    ##|MSTX|MORGAN STANLEY & CO. LLC|8200
STMP|STAMPS.COM INC    ##|NATL|National Securities Corporation|100
STMP|STAMPS.COM INC    ##|NEED|Needham & Company, LLC|424
STMP|STAMPS.COM INC    ##|NFSC|National Financial Services LLC|182767
STMP|STAMPS.COM INC    ##|NITE|VIRTU Americas LLC|281745
STMP|STAMPS.COM INC    ##|NITP|VIRTU Americas LLC|2400
STMP|STAMPS.COM INC    ##|NQRB|Brut, LLC|3122
STMP|STAMPS.COM INC    ##|NTRC|Northern Trust Securities, Inc.|287
STMP|STAMPS.COM INC    ##|OPCO|Oppenheimer & Co. Inc.|604
STMP|STAMPS.COM INC    ##|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|800
STMP|STAMPS.COM INC    ##|PCPT|PHILLIP CAPITAL INC.|1
STMP|STAMPS.COM INC    ##|PDQM|CODA MARKETS, INC.|97667
STMP|STAMPS.COM INC    ##|PHLY|NASDAQ Execution Services, LLC|1800
STMP|STAMPS.COM INC    ##|POIN|PRECISION SECURITIES, LLC (POIN)|1300
STMP|STAMPS.COM INC    ##|PWJC|UBS Financial Services, Inc.|950
STMP|STAMPS.COM INC    ##|RAJA|Raymond James & Associates, Inc.|4165
STMP|STAMPS.COM INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|1231
STMP|STAMPS.COM INC    ##|RGLD|Regal Securities, Inc|20
STMP|STAMPS.COM INC    ##|RILY|B. RILEY FBR, INC.|86
STMP|STAMPS.COM INC    ##|SAGL|SAGETRADER, LLC|2543
STMP|STAMPS.COM INC    ##|SAGW|SAGETRADER, LLC|153
STMP|STAMPS.COM INC    ##|SBSH|Citigroup Global Markets Inc.|85473
STMP|STAMPS.COM INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|23779
STMP|STAMPS.COM INC    ##|SPDR|SPEEDROUTE LLC|3630
STMP|STAMPS.COM INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|3171
STMP|STAMPS.COM INC    ##|STKP|STOCKPILE INVESTMENTS, INC.|80
STMP|STAMPS.COM INC    ##|STXG|Stockcross Financial Services, Inc.|6
STMP|STAMPS.COM INC    ##|SWIM|TD Ameritrade, Inc.|75479
STMP|STAMPS.COM INC    ##|SWST|Hilltop Securities Inc.|1162
STMP|STAMPS.COM INC    ##|TIAD|Triad Securities Corp|34
STMP|STAMPS.COM INC    ##|TKNG|ALLY INVEST SECURITIES LLC|1133
STMP|STAMPS.COM INC    ##|TRBT|Tradebot Systems, Inc.|19664
STMP|STAMPS.COM INC    ##|TRCM|TRC MARKETS LLC|38720
STMP|STAMPS.COM INC    ##|TWTT|TASTYWORKS, INC.|35
STMP|STAMPS.COM INC    ##|UBSA|UBS SECURITIES LLC|112651
STMP|STAMPS.COM INC    ##|UBSS|UBS Securities LLC|339201
STMP|STAMPS.COM INC    ##|VALX|VIRTU AMERICAS LLC|712
STMP|STAMPS.COM INC    ##|VGRD|Vanguard Marketing Corporation|9030
STMP|STAMPS.COM INC    ##|WBLR|WILLIAM BLAIR|35
STMP|STAMPS.COM INC    ##|WBPX|SUMMIT SECURITIES GROUP, LLC|3600
STMP|STAMPS.COM INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|57142
STMP|STAMPS.COM INC    ##|WEDB|WEDBUSH SECURITIES INC.|26671
STMP|STAMPS.COM INC    ##|WEED|Weeden & Co.L.P.|400
STMP|STAMPS.COM INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18728
STMP|STAMPS.COM INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8350
STMP|STAMPS.COM INC    ##|WGIF|CIBC World Markets Inc.|340
STMP|STAMPS.COM INC    ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
STMP|STAMPS.COM INC    ##|WSEA|WOLVERINE SECURITIES, LLC|1497
STMP|STAMPS.COM INC    ##|WUND|Wunderlich Securities, Inc.|86
STMP|STAMPS.COM INC    ##|XIST|INSTINET, LLC|320
STMP|STAMPS.COM INC    ##|XPQR|Jump Trading|156
STMP|STAMPS.COM INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|32342
STMP|STAMPS.COM INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2389
STN|STANTEC INC|APCC|Apex Clearing Corporation|4
STN|STANTEC INC|BZYD|GOLDMAN SACHS & CO. LLC|227
STN|STANTEC INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150
STN|STANTEC INC|DBAB|Deutsche Bank Securities Inc.|100
STN|STANTEC INC|DEAN|MORGAN STANLEY|2759
STN|STANTEC INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
STN|STANTEC INC|EBXL|EBX LLC|100
STN|STANTEC INC|EDJO|Edward D. Jones & Co., L.P.|67
STN|STANTEC INC|ETRS|E*Trade Securities LLC|477
STN|STANTEC INC|FIDT|Fidelity Clearing Canada ULC./ CDS|2
STN|STANTEC INC|FTBR|Foliofn Investments, Inc.|112
STN|STANTEC INC|GSCO|GOLDMAN SACHS & CO. LLC|32816
STN|STANTEC INC|HRBF|American Enterprise Investment Services Inc.|1
STN|STANTEC INC|IBKR|Interactive Brokers Llc|20
STN|STANTEC INC|INCA|INSTINET, LLC|2005
STN|STANTEC INC|ITGI|ITG Inc.|1100
STN|STANTEC INC|ITGP|ITG INC.|2000
STN|STANTEC INC|JEFF|JEFFERIES LLC|7
STN|STANTEC INC|KCGM|VIRTU Americas LLC|425
STN|STANTEC INC|LEHM|Barclays Capital Inc./Le|2000
STN|STANTEC INC|LIME|Lime Brokerage LLC|3310
STN|STANTEC INC|MSCO|MORGAN STANLEY & CO. LLC|1499
STN|STANTEC INC|NFSC|National Financial Services LLC|1950
STN|STANTEC INC|NITE|VIRTU Americas LLC|3880
STN|STANTEC INC|NTBF|BMO Nesbitt Burns Inc./CDS|196
STN|STANTEC INC|PWJC|UBS Financial Services, Inc.|200
STN|STANTEC INC|TRBT|Tradebot Systems, Inc.|868
STN|STANTEC INC|TRCM|TRC MARKETS LLC|1021
STN|STANTEC INC|UBSA|UBS SECURITIES LLC|807
STN|STANTEC INC|UBSS|UBS Securities LLC|3644
STN|STANTEC INC|VALX|VIRTU AMERICAS LLC|115
STN|STANTEC INC|WCHV|WELLS FARGO SECURITIES, LLC|1304
STN|STANTEC INC|WEDB|WEDBUSH SECURITIES INC.|444
STN|STANTEC INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
STND|STANDARD AVB FIN CM|BNKS|Fig Partners, LLC|12400
STND|STANDARD AVB FIN CM|FOMA|TD AMERITRADE CLEARING, INC.|7683
STND|STANDARD AVB FIN CM|GEBB|GLOBAL EXECUTION BROKERS, LP|292
STND|STANDARD AVB FIN CM|GSLT|GOLDMAN SACHS & CO. LLC|200
STND|STANDARD AVB FIN CM|IBKR|Interactive Brokers Llc|5824
STND|STANDARD AVB FIN CM|INCA|INSTINET, LLC|100
STND|STANDARD AVB FIN CM|INJX|INSTINET, LLC|3534
STND|STANDARD AVB FIN CM|ITGI|ITG Inc.|4001
STND|STANDARD AVB FIN CM|ITGP|ITG INC.|200
STND|STANDARD AVB FIN CM|JANY|Janney Montgomery Scott Inc.|955
STND|STANDARD AVB FIN CM|JEFF|JEFFERIES LLC|100
STND|STANDARD AVB FIN CM|LIME|Lime Brokerage LLC|604
STND|STANDARD AVB FIN CM|MAXM|Maxim Group LLC|100
STND|STANDARD AVB FIN CM|MSCO|MORGAN STANLEY & CO. LLC|2112
STND|STANDARD AVB FIN CM|NFSC|National Financial Services LLC|937
STND|STANDARD AVB FIN CM|NITE|VIRTU Americas LLC|4455
STND|STANDARD AVB FIN CM|NQRB|Brut, LLC|103
STND|STANDARD AVB FIN CM|SDLR|Sandler, O'Neill & Partners, L.P.|471
STND|STANDARD AVB FIN CM|STFL|Stifel, Nicolaus & Company, Incorporated|22
STND|STANDARD AVB FIN CM|UBSA|UBS SECURITIES LLC|300
STND|STANDARD AVB FIN CM|UBSS|UBS Securities LLC|204
STND|STANDARD AVB FIN CM|WCHV|WELLS FARGO SECURITIES, LLC|500
STND|STANDARD AVB FIN CM|WFPB|Wells Fargo Securities, LLC.|2738
STND|STANDARD AVB FIN CM|WSEA|WOLVERINE SECURITIES, LLC|2
STNG|SCORPIO TANKERS INC.|ABLE|NATIXIS Securities Americas LLC|119
STNG|SCORPIO TANKERS INC.|ADAM|CANACCORD GENUITY INC.|17000
STNG|SCORPIO TANKERS INC.|ALTX|Alternet Securities Inc.|10252
STNG|SCORPIO TANKERS INC.|ANDG|Andrew Garrett Inc.|484936
STNG|SCORPIO TANKERS INC.|APCC|Apex Clearing Corporation|7224
STNG|SCORPIO TANKERS INC.|ARSC|ARCTIC SECURITIES LLC|7200
STNG|SCORPIO TANKERS INC.|BALE|M&T SECURITIES, INC.|1322
STNG|SCORPIO TANKERS INC.|BANK|Primevest Financial Services, Inc.|1416
STNG|SCORPIO TANKERS INC.|BARD|Robert W. Baird & Co. Incorporated|7
STNG|SCORPIO TANKERS INC.|BATM|CBOE TRADING, INC.|1700
STNG|SCORPIO TANKERS INC.|BAYT|BTIG, LLC|760576
STNG|SCORPIO TANKERS INC.|BBNT|BB&T SECURITIES, LLC|134
STNG|SCORPIO TANKERS INC.|BERN|Sanford C. Bernstein & Co., LLC|75646
STNG|SCORPIO TANKERS INC.|BIDS|BIDS TRADING L.P.|18100
STNG|SCORPIO TANKERS INC.|BIMI|Banca IMI Securities Corp.|1000
STNG|SCORPIO TANKERS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33818
STNG|SCORPIO TANKERS INC.|BLKX|INSTINET, LLC|381823
STNG|SCORPIO TANKERS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|27514
STNG|SCORPIO TANKERS INC.|BTIG|BTIG, LLC|3694747
STNG|SCORPIO TANKERS INC.|BYXM|CBOE TRADING, INC.|1000
STNG|SCORPIO TANKERS INC.|CANT|Cantor Fitzgerald & Co.|546824
STNG|SCORPIO TANKERS INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|132800
STNG|SCORPIO TANKERS INC.|CHAS|Charles Schwab & Co., Inc.|2000
STNG|SCORPIO TANKERS INC.|CIST|Capital Institutional Services, Inc.|10000
STNG|SCORPIO TANKERS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|581596
STNG|SCORPIO TANKERS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
STNG|SCORPIO TANKERS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1885590
STNG|SCORPIO TANKERS INC.|CSMS|CORNERSTONE MACRO LLC|6595
STNG|SCORPIO TANKERS INC.|CTDL|Citadel Derivatives Group Llc|242368
STNG|SCORPIO TANKERS INC.|CTLR|CUTLER GROUP, LP|2900
STNG|SCORPIO TANKERS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|574190
STNG|SCORPIO TANKERS INC.|DBAB|Deutsche Bank Securities Inc.|285843
STNG|SCORPIO TANKERS INC.|DBAX|Deutsche Bank Securities Inc.|2391200
STNG|SCORPIO TANKERS INC.|DEAN|MORGAN STANLEY|16795
STNG|SCORPIO TANKERS INC.|DEGS|RONIN PROFESSIONAL LLC|22981
STNG|SCORPIO TANKERS INC.|EBXL|EBX LLC|984000
STNG|SCORPIO TANKERS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|152125
STNG|SCORPIO TANKERS INC.|EGAM|CBOE TRADING, INC.|4651
STNG|SCORPIO TANKERS INC.|EGAW|CBOE TRADING, INC.|6
STNG|SCORPIO TANKERS INC.|EGXM|CBOE TRADING, INC.|11383
STNG|SCORPIO TANKERS INC.|ETBE|Electronic Transaction Clearing, Inc.|32741
STNG|SCORPIO TANKERS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
STNG|SCORPIO TANKERS INC.|ETRS|E*Trade Securities LLC|532786
STNG|SCORPIO TANKERS INC.|FBSB|U.S. Bancorp Investments, Inc.|401
STNG|SCORPIO TANKERS INC.|FILL|Tradestation Securities, Inc.|24115
STNG|SCORPIO TANKERS INC.|FMAF|NBCN Inc./ CDS|2525
STNG|SCORPIO TANKERS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
STNG|SCORPIO TANKERS INC.|FQLS|Quantlab Securities LP|255490
STNG|SCORPIO TANKERS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|271263
STNG|SCORPIO TANKERS INC.|FTBR|Foliofn Investments, Inc.|7
STNG|SCORPIO TANKERS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|21500
STNG|SCORPIO TANKERS INC.|GLPX|ACS EXECUTION SERVICES, LLC|6585
STNG|SCORPIO TANKERS INC.|GSCO|GOLDMAN SACHS & CO. LLC|2943398
STNG|SCORPIO TANKERS INC.|GSCS|GOLDMAN SACHS & CO. LLC|722671
STNG|SCORPIO TANKERS INC.|GSLT|GOLDMAN SACHS & CO. LLC|45816
STNG|SCORPIO TANKERS INC.|GTSZ|GTS SECURITIES LLC|141922
STNG|SCORPIO TANKERS INC.|HRBF|American Enterprise Investment Services Inc.|20
STNG|SCORPIO TANKERS INC.|HSBC|HSBC Securities, Inc.|500
STNG|SCORPIO TANKERS INC.|IATS|INTERACTIVE BROKERS LLC|97246
STNG|SCORPIO TANKERS INC.|IBKR|Interactive Brokers Llc|185040
STNG|SCORPIO TANKERS INC.|ICBX|INSTINET, LLC|1089643
STNG|SCORPIO TANKERS INC.|IEQY|CITADEL SECURITIES LLC|118808
STNG|SCORPIO TANKERS INC.|INCA|INSTINET, LLC|1117306
STNG|SCORPIO TANKERS INC.|INJX|INSTINET, LLC|921764
STNG|SCORPIO TANKERS INC.|ITGI|ITG Inc.|174358
STNG|SCORPIO TANKERS INC.|ITGP|ITG INC.|706200
STNG|SCORPIO TANKERS INC.|JANY|Janney Montgomery Scott Inc.|1210
STNG|SCORPIO TANKERS INC.|JEFF|JEFFERIES LLC|4437086
STNG|SCORPIO TANKERS INC.|JMPT|JUMP TRADING, LLC|154838
STNG|SCORPIO TANKERS INC.|JPBX|J.P. MORGAN SECURITIES LLC|118171
STNG|SCORPIO TANKERS INC.|JPMX|J.P. Morgan Securities LLC|3062511
STNG|SCORPIO TANKERS INC.|JSJX|JANE STREET CAPITAL LLC|147609
STNG|SCORPIO TANKERS INC.|KCGM|VIRTU Americas LLC|536209
STNG|SCORPIO TANKERS INC.|KRSH|Kershner Securities, LLC|27591
STNG|SCORPIO TANKERS INC.|LEHM|Barclays Capital Inc./Le|5161270
STNG|SCORPIO TANKERS INC.|LGNT|COR CLEARING LLC|10
STNG|SCORPIO TANKERS INC.|LIME|Lime Brokerage LLC|27630
STNG|SCORPIO TANKERS INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|46600
STNG|SCORPIO TANKERS INC.|LOOP|Loop Capital Markets LLC|18162
STNG|SCORPIO TANKERS INC.|LQNA|LIQUIDNET, INC.|72900
STNG|SCORPIO TANKERS INC.|LSCI|Lek Securities Corporation|140
STNG|SCORPIO TANKERS INC.|MACQ|Macquarie Capital (USA) Inc.|2327
STNG|SCORPIO TANKERS INC.|MAXM|Maxim Group LLC|1060172
STNG|SCORPIO TANKERS INC.|MCMF|Raymond James Ltd. Cds|300
STNG|SCORPIO TANKERS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1532041
STNG|SCORPIO TANKERS INC.|MSCO|MORGAN STANLEY & CO. LLC|2484593
STNG|SCORPIO TANKERS INC.|MSPL|MORGAN STANLEY & CO. LLC|2379100
STNG|SCORPIO TANKERS INC.|MSTX|MORGAN STANLEY & CO. LLC|454600
STNG|SCORPIO TANKERS INC.|MULL|MARK J. MULLER EQUITIES, INC.|8793
STNG|SCORPIO TANKERS INC.|MZHO|Mizuho Securities USA LLC|57433
STNG|SCORPIO TANKERS INC.|NFSC|National Financial Services LLC|669238
STNG|SCORPIO TANKERS INC.|NITE|VIRTU Americas LLC|2006967
STNG|SCORPIO TANKERS INC.|NITP|VIRTU Americas LLC|250025
STNG|SCORPIO TANKERS INC.|NQRB|Brut, LLC|117080
STNG|SCORPIO TANKERS INC.|NTRC|Northern Trust Securities, Inc.|13107
STNG|SCORPIO TANKERS INC.|OPCO|Oppenheimer & Co. Inc.|223335
STNG|SCORPIO TANKERS INC.|PCPT|PHILLIP CAPITAL INC.|2684
STNG|SCORPIO TANKERS INC.|PDQM|CODA MARKETS, INC.|13640
STNG|SCORPIO TANKERS INC.|PLAT|CLARKSONS PLATOU SECURITIES, INC.|2070000
STNG|SCORPIO TANKERS INC.|PWJC|UBS Financial Services, Inc.|76700
STNG|SCORPIO TANKERS INC.|QMSR|QUATTRO M SECURITIES INC.|11495
STNG|SCORPIO TANKERS INC.|RBCM|RBC CAPITAL MARKETS, LLC|275960
STNG|SCORPIO TANKERS INC.|SAGL|SAGETRADER, LLC|10550
STNG|SCORPIO TANKERS INC.|SBSH|Citigroup Global Markets Inc.|270185
STNG|SCORPIO TANKERS INC.|SGMT|GOLDMAN SACHS & CO. LLC|993029
STNG|SCORPIO TANKERS INC.|SPDR|SPEEDROUTE LLC|124000
STNG|SCORPIO TANKERS INC.|SPGS|Sea Port Group Securities, LLC|51800
STNG|SCORPIO TANKERS INC.|SPHN|Stephens Inc.|200000
STNG|SCORPIO TANKERS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|464230
STNG|SCORPIO TANKERS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12864
STNG|SCORPIO TANKERS INC.|SWIM|TD Ameritrade, Inc.|287311
STNG|SCORPIO TANKERS INC.|SWST|Hilltop Securities Inc.|1
STNG|SCORPIO TANKERS INC.|TDCO|Thompson Davis & Co., Inc.|60821
STNG|SCORPIO TANKERS INC.|TKNG|ALLY INVEST SECURITIES LLC|2825
STNG|SCORPIO TANKERS INC.|TRBT|Tradebot Systems, Inc.|397168
STNG|SCORPIO TANKERS INC.|TRCM|TRC MARKETS LLC|23842
STNG|SCORPIO TANKERS INC.|UBSA|UBS SECURITIES LLC|4417527
STNG|SCORPIO TANKERS INC.|UBSS|UBS Securities LLC|2607933
STNG|SCORPIO TANKERS INC.|VALX|VIRTU AMERICAS LLC|262896
STNG|SCORPIO TANKERS INC.|VGRD|Vanguard Marketing Corporation|6823
STNG|SCORPIO TANKERS INC.|WCHV|WELLS FARGO SECURITIES, LLC|139135
STNG|SCORPIO TANKERS INC.|WEDB|WEDBUSH SECURITIES INC.|11880
STNG|SCORPIO TANKERS INC.|WEED|Weeden & Co.L.P.|3680
STNG|SCORPIO TANKERS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12083
STNG|SCORPIO TANKERS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56713
STNG|SCORPIO TANKERS INC.|WSAG|WALL STREET ACCESS|4200
STNG|SCORPIO TANKERS INC.|WSEA|WOLVERINE SECURITIES, LLC|32150
STNG|SCORPIO TANKERS INC.|XIST|INSTINET, LLC|68400
STNG|SCORPIO TANKERS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|201122
STNG|SCORPIO TANKERS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|400
STNG|SCORPIO TANKERS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6802
STNL|SENTINEL EN SVC CL A|BTIG|BTIG, LLC|150000
STNL|SENTINEL EN SVC CL A|FBCO|Credit Suisse Securities (USA) LLC|2
STNL|SENTINEL EN SVC CL A|FOMA|TD AMERITRADE CLEARING, INC.|1400
STNL|SENTINEL EN SVC CL A|LIME|Lime Brokerage LLC|500
STNL|SENTINEL EN SVC CL A|MSCO|MORGAN STANLEY & CO. LLC|400
STNL|SENTINEL EN SVC CL A|NITE|VIRTU Americas LLC|3200
STNL|SENTINEL EN SVC CL A|UBSS|UBS Securities LLC|1050
STNLU|SENTINEL ENERGY UNT|BTIG|BTIG, LLC|330000
STNLU|SENTINEL ENERGY UNT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
STNLU|SENTINEL ENERGY UNT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
STNLU|SENTINEL ENERGY UNT|DBAB|Deutsche Bank Securities Inc.|200
STNLU|SENTINEL ENERGY UNT|DBAX|Deutsche Bank Securities Inc.|200
STNLU|SENTINEL ENERGY UNT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3
STNLU|SENTINEL ENERGY UNT|FOMA|TD AMERITRADE CLEARING, INC.|100
STNLU|SENTINEL ENERGY UNT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4102
STNLU|SENTINEL ENERGY UNT|GSCO|GOLDMAN SACHS & CO. LLC|13270
STNLU|SENTINEL ENERGY UNT|GSLT|GOLDMAN SACHS & CO. LLC|90
STNLU|SENTINEL ENERGY UNT|IBKR|Interactive Brokers Llc|296
STNLU|SENTINEL ENERGY UNT|INCA|INSTINET, LLC|200
STNLU|SENTINEL ENERGY UNT|ITGI|ITG Inc.|600
STNLU|SENTINEL ENERGY UNT|JONE|JonesTrading|100
STNLU|SENTINEL ENERGY UNT|JPMX|J.P. Morgan Securities LLC|5988
STNLU|SENTINEL ENERGY UNT|LEHM|Barclays Capital Inc./Le|4200
STNLU|SENTINEL ENERGY UNT|LIME|Lime Brokerage LLC|444
STNLU|SENTINEL ENERGY UNT|MSCO|MORGAN STANLEY & CO. LLC|7564
STNLU|SENTINEL ENERGY UNT|NFSC|National Financial Services LLC|38
STNLU|SENTINEL ENERGY UNT|NITE|VIRTU Americas LLC|2352
STNLU|SENTINEL ENERGY UNT|SBSH|Citigroup Global Markets Inc.|1
STNLU|SENTINEL ENERGY UNT|TRCM|TRC MARKETS LLC|608
STNLU|SENTINEL ENERGY UNT|UBSA|UBS SECURITIES LLC|600
STNLU|SENTINEL ENERGY UNT|UBSS|UBS Securities LLC|1711
STNLW|SENTINEL ENERGY WT|BTIG|BTIG, LLC|218000
STNLW|SENTINEL ENERGY WT|CANT|Cantor Fitzgerald & Co.|100
STNLW|SENTINEL ENERGY WT|IBKR|Interactive Brokers Llc|300
STON|STONEMOR LP UT|AGIS|Aegis Capital Corp.|2031
STON|STONEMOR LP UT|ALTX|Alternet Securities Inc.|4815
STON|STONEMOR LP UT|APCC|Apex Clearing Corporation|384
STON|STONEMOR LP UT|BANK|Primevest Financial Services, Inc.|1000
STON|STONEMOR LP UT|BARD|Robert W. Baird & Co. Incorporated|607
STON|STONEMOR LP UT|BATM|CBOE TRADING, INC.|838
STON|STONEMOR LP UT|BAYT|BTIG, LLC|2400
STON|STONEMOR LP UT|BBNT|BB&T SECURITIES, LLC|1200
STON|STONEMOR LP UT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
STON|STONEMOR LP UT|CHAS|Charles Schwab & Co., Inc.|1117
STON|STONEMOR LP UT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
STON|STONEMOR LP UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3818
STON|STONEMOR LP UT|CXCX|CITIGROUP GLOBAL MARKETS INC.|3900
STON|STONEMOR LP UT|DBAB|Deutsche Bank Securities Inc.|2035
STON|STONEMOR LP UT|DBAX|Deutsche Bank Securities Inc.|10300
STON|STONEMOR LP UT|DEAN|MORGAN STANLEY|21768
STON|STONEMOR LP UT|DEGS|RONIN PROFESSIONAL LLC|1300
STON|STONEMOR LP UT|EBXL|EBX LLC|5400
STON|STONEMOR LP UT|EDJO|Edward D. Jones & Co., L.P.|5514
STON|STONEMOR LP UT|EGAM|CBOE TRADING, INC.|3019
STON|STONEMOR LP UT|EGXM|CBOE TRADING, INC.|900
STON|STONEMOR LP UT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2
STON|STONEMOR LP UT|ETRS|E*Trade Securities LLC|12021
STON|STONEMOR LP UT|FILL|Tradestation Securities, Inc.|33
STON|STONEMOR LP UT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13160
STON|STONEMOR LP UT|FTBR|Foliofn Investments, Inc.|20
STON|STONEMOR LP UT|GSLT|GOLDMAN SACHS & CO. LLC|100
STON|STONEMOR LP UT|GTSZ|GTS SECURITIES LLC|2111
STON|STONEMOR LP UT|HRBF|American Enterprise Investment Services Inc.|6975
STON|STONEMOR LP UT|IATS|INTERACTIVE BROKERS LLC|1835
STON|STONEMOR LP UT|IBKR|Interactive Brokers Llc|5717
STON|STONEMOR LP UT|ICBX|INSTINET, LLC|500
STON|STONEMOR LP UT|INCA|INSTINET, LLC|3273
STON|STONEMOR LP UT|ITGI|ITG Inc.|2500
STON|STONEMOR LP UT|ITGP|ITG INC.|800
STON|STONEMOR LP UT|JEFF|JEFFERIES LLC|1920
STON|STONEMOR LP UT|JPMX|J.P. Morgan Securities LLC|7100
STON|STONEMOR LP UT|JSJX|JANE STREET CAPITAL LLC|141
STON|STONEMOR LP UT|KCGM|VIRTU Americas LLC|1120
STON|STONEMOR LP UT|LEHM|Barclays Capital Inc./Le|24774
STON|STONEMOR LP UT|LIME|Lime Brokerage LLC|3831
STON|STONEMOR LP UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
STON|STONEMOR LP UT|MSCO|MORGAN STANLEY & CO. LLC|111649
STON|STONEMOR LP UT|MSPL|MORGAN STANLEY & CO. LLC|300
STON|STONEMOR LP UT|NFSC|National Financial Services LLC|38753
STON|STONEMOR LP UT|NITE|VIRTU Americas LLC|103783
STON|STONEMOR LP UT|NQRB|Brut, LLC|1270
STON|STONEMOR LP UT|OPCO|Oppenheimer & Co. Inc.|3000
STON|STONEMOR LP UT|PDQM|CODA MARKETS, INC.|1100
STON|STONEMOR LP UT|PWJC|UBS Financial Services, Inc.|3625
STON|STONEMOR LP UT|RBCM|RBC CAPITAL MARKETS, LLC|6666
STON|STONEMOR LP UT|SBRX|MURIEL SIEBERT & CO INC|1029
STON|STONEMOR LP UT|SBSH|Citigroup Global Markets Inc.|1100
STON|STONEMOR LP UT|SGMT|GOLDMAN SACHS & CO. LLC|14200
STON|STONEMOR LP UT|SPHN|Stephens Inc.|611
STON|STONEMOR LP UT|STFL|Stifel, Nicolaus & Company, Incorporated|1408
STON|STONEMOR LP UT|SWIM|TD Ameritrade, Inc.|2896
STON|STONEMOR LP UT|SWST|Hilltop Securities Inc.|1100
STON|STONEMOR LP UT|TKNG|ALLY INVEST SECURITIES LLC|71
STON|STONEMOR LP UT|TRBT|Tradebot Systems, Inc.|1060
STON|STONEMOR LP UT|TRCM|TRC MARKETS LLC|200
STON|STONEMOR LP UT|UBSA|UBS SECURITIES LLC|79859
STON|STONEMOR LP UT|UBSS|UBS Securities LLC|27927
STON|STONEMOR LP UT|VALX|VIRTU AMERICAS LLC|704
STON|STONEMOR LP UT|VGRD|Vanguard Marketing Corporation|8940
STON|STONEMOR LP UT|WCHV|WELLS FARGO SECURITIES, LLC|20106
STON|STONEMOR LP UT|WEDB|WEDBUSH SECURITIES INC.|1500
STON|STONEMOR LP UT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|297
STON|STONEMOR LP UT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11350
STON|STONEMOR LP UT|WSEA|WOLVERINE SECURITIES, LLC|3985
STON|STONEMOR LP UT|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
STON|STONEMOR LP UT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4855
STOR|STORE CAPITAL CP|AGIS|Aegis Capital Corp.|1851
STOR|STORE CAPITAL CP|ALTX|Alternet Securities Inc.|9000
STOR|STORE CAPITAL CP|APCC|Apex Clearing Corporation|2732
STOR|STORE CAPITAL CP|BANK|Primevest Financial Services, Inc.|850
STOR|STORE CAPITAL CP|BARD|Robert W. Baird & Co. Incorporated|5204
STOR|STORE CAPITAL CP|BATM|CBOE TRADING, INC.|7469
STOR|STORE CAPITAL CP|BAYC|BAY CREST PARTNERS, LLC|110
STOR|STORE CAPITAL CP|BBNT|BB&T SECURITIES, LLC|298
STOR|STORE CAPITAL CP|BERN|Sanford C. Bernstein & Co., LLC|93624
STOR|STORE CAPITAL CP|BIDS|BIDS TRADING L.P.|159689
STOR|STORE CAPITAL CP|BIMI|Banca IMI Securities Corp.|25
STOR|STORE CAPITAL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13516
STOR|STORE CAPITAL CP|BLKX|INSTINET, LLC|80010
STOR|STORE CAPITAL CP|BMOC|BMO Capital Markets Corp.|24141
STOR|STORE CAPITAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|16831
STOR|STORE CAPITAL CP|BTIG|BTIG, LLC|13386
STOR|STORE CAPITAL CP|BYXM|CBOE TRADING, INC.|1185
STOR|STORE CAPITAL CP|BZYD|GOLDMAN SACHS & CO. LLC|10200
STOR|STORE CAPITAL CP|CANT|Cantor Fitzgerald & Co.|500
STOR|STORE CAPITAL CP|CHAS|Charles Schwab & Co., Inc.|2319
STOR|STORE CAPITAL CP|CIST|Capital Institutional Services, Inc.|1962
STOR|STORE CAPITAL CP|CMPT|Compass Point Research & Trading, LLC|24300
STOR|STORE CAPITAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|539594
STOR|STORE CAPITAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5872
STOR|STORE CAPITAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|492643
STOR|STORE CAPITAL CP|CTDL|Citadel Derivatives Group Llc|16077
STOR|STORE CAPITAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|107288
STOR|STORE CAPITAL CP|DADA|D.A. Davidson & Co.|986
STOR|STORE CAPITAL CP|DAVA|Davenport & Company LLC|600
STOR|STORE CAPITAL CP|DBAB|Deutsche Bank Securities Inc.|288824
STOR|STORE CAPITAL CP|DBAX|Deutsche Bank Securities Inc.|398000
STOR|STORE CAPITAL CP|DBUL|Deutsche Bank Securities Inc.|200
STOR|STORE CAPITAL CP|DEAN|MORGAN STANLEY|19941
STOR|STORE CAPITAL CP|DEGS|RONIN PROFESSIONAL LLC|7965
STOR|STORE CAPITAL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20956
STOR|STORE CAPITAL CP|DREX|Drexel Hamilton, LLC|158989
STOR|STORE CAPITAL CP|EBXL|EBX LLC|258200
STOR|STORE CAPITAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|20775
STOR|STORE CAPITAL CP|EDJO|Edward D. Jones & Co., L.P.|11287
STOR|STORE CAPITAL CP|EGAM|CBOE TRADING, INC.|11982
STOR|STORE CAPITAL CP|EGAW|CBOE TRADING, INC.|394
STOR|STORE CAPITAL CP|EGXM|CBOE TRADING, INC.|1793
STOR|STORE CAPITAL CP|ESPO|ESPOSITO SECURITIES, LLC|60
STOR|STORE CAPITAL CP|ETBE|Electronic Transaction Clearing, Inc.|7038
STOR|STORE CAPITAL CP|ETCB|ETC BROKERAGE SERVICES, LLC|3154
STOR|STORE CAPITAL CP|ETCC|Electronic Transaction Clearing, Inc.|80
STOR|STORE CAPITAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1948
STOR|STORE CAPITAL CP|ETRS|E*Trade Securities LLC|103290
STOR|STORE CAPITAL CP|FBRC|B. RILEY FBR, INC.|2825
STOR|STORE CAPITAL CP|FILL|Tradestation Securities, Inc.|3186
STOR|STORE CAPITAL CP|FMAF|NBCN Inc./ CDS|5638
STOR|STORE CAPITAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3937
STOR|STORE CAPITAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104626
STOR|STORE CAPITAL CP|FTBR|Foliofn Investments, Inc.|2858
STOR|STORE CAPITAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2400
STOR|STORE CAPITAL CP|GLIS|TD Securities Inc|1146
STOR|STORE CAPITAL CP|GLPX|ACS EXECUTION SERVICES, LLC|12167
STOR|STORE CAPITAL CP|GNAV|GREEN STREET TRADING, LLC|44801
STOR|STORE CAPITAL CP|GSCO|GOLDMAN SACHS & CO. LLC|1320942
STOR|STORE CAPITAL CP|GSCS|GOLDMAN SACHS & CO. LLC|6364
STOR|STORE CAPITAL CP|GSLT|GOLDMAN SACHS & CO. LLC|13320
STOR|STORE CAPITAL CP|GTSZ|GTS SECURITIES LLC|132487
STOR|STORE CAPITAL CP|HRBF|American Enterprise Investment Services Inc.|26025
STOR|STORE CAPITAL CP|HSBC|HSBC Securities, Inc.|400
STOR|STORE CAPITAL CP|IATS|INTERACTIVE BROKERS LLC|9523
STOR|STORE CAPITAL CP|IBKR|Interactive Brokers Llc|29217
STOR|STORE CAPITAL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27800
STOR|STORE CAPITAL CP|ICBX|INSTINET, LLC|102603
STOR|STORE CAPITAL CP|IEQY|CITADEL SECURITIES LLC|45831
STOR|STORE CAPITAL CP|INCA|INSTINET, LLC|228433
STOR|STORE CAPITAL CP|INJX|INSTINET, LLC|2083
STOR|STORE CAPITAL CP|INTL|INTL FCSTONE FINANCIAL INC.|3674
STOR|STORE CAPITAL CP|ITGI|ITG Inc.|66385
STOR|STORE CAPITAL CP|ITGP|ITG INC.|187200
STOR|STORE CAPITAL CP|JANY|Janney Montgomery Scott Inc.|4304
STOR|STORE CAPITAL CP|JEFF|JEFFERIES LLC|216008
STOR|STORE CAPITAL CP|JMPT|JUMP TRADING, LLC|60483
STOR|STORE CAPITAL CP|JONE|JonesTrading|30763
STOR|STORE CAPITAL CP|JPBX|J.P. MORGAN SECURITIES LLC|371143
STOR|STORE CAPITAL CP|JPMX|J.P. Morgan Securities LLC|690630
STOR|STORE CAPITAL CP|JSJX|JANE STREET CAPITAL LLC|8302
STOR|STORE CAPITAL CP|KCGM|VIRTU Americas LLC|57347
STOR|STORE CAPITAL CP|KEYB|KEYBANC CAPITAL MARKETS INC.|172078
STOR|STORE CAPITAL CP|LEHM|Barclays Capital Inc./Le|1000178
STOR|STORE CAPITAL CP|LIME|Lime Brokerage LLC|19139
STOR|STORE CAPITAL CP|LQNA|LIQUIDNET, INC.|317500
STOR|STORE CAPITAL CP|LSCI|Lek Securities Corporation|109
STOR|STORE CAPITAL CP|MACQ|Macquarie Capital (USA) Inc.|900
STOR|STORE CAPITAL CP|MCMF|Raymond James Ltd. Cds|507
STOR|STORE CAPITAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|260003
STOR|STORE CAPITAL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
STOR|STORE CAPITAL CP|MOTF|MOTIF INVESTING, INC.|6
STOR|STORE CAPITAL CP|MSCO|MORGAN STANLEY & CO. LLC|1915571
STOR|STORE CAPITAL CP|MSPL|MORGAN STANLEY & CO. LLC|1553600
STOR|STORE CAPITAL CP|MSTX|MORGAN STANLEY & CO. LLC|197300
STOR|STORE CAPITAL CP|NFSC|National Financial Services LLC|601724
STOR|STORE CAPITAL CP|NITE|VIRTU Americas LLC|704096
STOR|STORE CAPITAL CP|NITP|VIRTU Americas LLC|350
STOR|STORE CAPITAL CP|NQRB|Brut, LLC|11142
STOR|STORE CAPITAL CP|NTBF|BMO Nesbitt Burns Inc./CDS|1375
STOR|STORE CAPITAL CP|NTRC|Northern Trust Securities, Inc.|617
STOR|STORE CAPITAL CP|OPCO|Oppenheimer & Co. Inc.|1577
STOR|STORE CAPITAL CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|14700
STOR|STORE CAPITAL CP|PDQM|CODA MARKETS, INC.|9705
STOR|STORE CAPITAL CP|PHLY|NASDAQ Execution Services, LLC|2200
STOR|STORE CAPITAL CP|PWJC|UBS Financial Services, Inc.|8795
STOR|STORE CAPITAL CP|RBCM|RBC CAPITAL MARKETS, LLC|9897
STOR|STORE CAPITAL CP|SAGL|SAGETRADER, LLC|20100
STOR|STORE CAPITAL CP|SAGW|SAGETRADER, LLC|1
STOR|STORE CAPITAL CP|SALI|INTL FCSTONE FINANCIAL INC.|1532
STOR|STORE CAPITAL CP|SBRX|MURIEL SIEBERT & CO INC|100
STOR|STORE CAPITAL CP|SBSH|Citigroup Global Markets Inc.|265397
STOR|STORE CAPITAL CP|SEIC|SEI Investments Distribution Co.|4400
STOR|STORE CAPITAL CP|SGMT|GOLDMAN SACHS & CO. LLC|187980
STOR|STORE CAPITAL CP|SPDR|SPEEDROUTE LLC|4000
STOR|STORE CAPITAL CP|SPHN|Stephens Inc.|618
STOR|STORE CAPITAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|30154
STOR|STORE CAPITAL CP|STKP|STOCKPILE INVESTMENTS, INC.|300
STOR|STORE CAPITAL CP|STXG|Stockcross Financial Services, Inc.|40
STOR|STORE CAPITAL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5808
STOR|STORE CAPITAL CP|SWIM|TD Ameritrade, Inc.|93329
STOR|STORE CAPITAL CP|SWST|Hilltop Securities Inc.|4126
STOR|STORE CAPITAL CP|TKNG|ALLY INVEST SECURITIES LLC|3963
STOR|STORE CAPITAL CP|TMBR|Timber Hill LLC|260
STOR|STORE CAPITAL CP|TRBT|Tradebot Systems, Inc.|231517
STOR|STORE CAPITAL CP|TRCM|TRC MARKETS LLC|70128
STOR|STORE CAPITAL CP|TWTT|TASTYWORKS, INC.|210
STOR|STORE CAPITAL CP|UBSA|UBS SECURITIES LLC|911344
STOR|STORE CAPITAL CP|UBSS|UBS Securities LLC|1031253
STOR|STORE CAPITAL CP|VALX|VIRTU AMERICAS LLC|28824
STOR|STORE CAPITAL CP|VGRD|Vanguard Marketing Corporation|57166
STOR|STORE CAPITAL CP|VNDM|Wall Street Access|2000
STOR|STORE CAPITAL CP|WBLR|WILLIAM BLAIR|600
STOR|STORE CAPITAL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|7936
STOR|STORE CAPITAL CP|WCHV|WELLS FARGO SECURITIES, LLC|118619
STOR|STORE CAPITAL CP|WEDB|WEDBUSH SECURITIES INC.|756
STOR|STORE CAPITAL CP|WEED|Weeden & Co.L.P.|13964
STOR|STORE CAPITAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4985
STOR|STORE CAPITAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34884
STOR|STORE CAPITAL CP|WSAG|WALL STREET ACCESS|593
STOR|STORE CAPITAL CP|WSEA|WOLVERINE SECURITIES, LLC|6105
STOR|STORE CAPITAL CP|XIST|INSTINET, LLC|99200
STOR|STORE CAPITAL CP|XPQR|Jump Trading|2855
STOR|STORE CAPITAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|108214
STOR|STORE CAPITAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1225
STOR|STORE CAPITAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17852
STOT|SPDR DOUBLELINE SHRT|BYXM|CBOE TRADING, INC.|600
STOT|SPDR DOUBLELINE SHRT|CHAS|Charles Schwab & Co., Inc.|3
STOT|SPDR DOUBLELINE SHRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2558
STOT|SPDR DOUBLELINE SHRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10107
STOT|SPDR DOUBLELINE SHRT|CSIN|Citadel Securities Institutional LLC|16345
STOT|SPDR DOUBLELINE SHRT|DBAX|Deutsche Bank Securities Inc.|1300
STOT|SPDR DOUBLELINE SHRT|EBXL|EBX LLC|1000
STOT|SPDR DOUBLELINE SHRT|GEBB|GLOBAL EXECUTION BROKERS, LP|134
STOT|SPDR DOUBLELINE SHRT|GLPX|ACS EXECUTION SERVICES, LLC|293
STOT|SPDR DOUBLELINE SHRT|IBKR|Interactive Brokers Llc|11
STOT|SPDR DOUBLELINE SHRT|ICBX|INSTINET, LLC|1400
STOT|SPDR DOUBLELINE SHRT|INCA|INSTINET, LLC|3100
STOT|SPDR DOUBLELINE SHRT|ITGP|ITG INC.|200
STOT|SPDR DOUBLELINE SHRT|JPMX|J.P. Morgan Securities LLC|1174
STOT|SPDR DOUBLELINE SHRT|JSJX|JANE STREET CAPITAL LLC|6998
STOT|SPDR DOUBLELINE SHRT|KCGM|VIRTU Americas LLC|3424
STOT|SPDR DOUBLELINE SHRT|LEHM|Barclays Capital Inc./Le|7800
STOT|SPDR DOUBLELINE SHRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
STOT|SPDR DOUBLELINE SHRT|MSCO|MORGAN STANLEY & CO. LLC|35725
STOT|SPDR DOUBLELINE SHRT|NFSC|National Financial Services LLC|2317
STOT|SPDR DOUBLELINE SHRT|NITE|VIRTU Americas LLC|29116
STOT|SPDR DOUBLELINE SHRT|PDQM|CODA MARKETS, INC.|293
STOT|SPDR DOUBLELINE SHRT|RBCM|RBC CAPITAL MARKETS, LLC|2534
STOT|SPDR DOUBLELINE SHRT|SGMT|GOLDMAN SACHS & CO. LLC|700
STOT|SPDR DOUBLELINE SHRT|SWIM|TD Ameritrade, Inc.|727
STOT|SPDR DOUBLELINE SHRT|SWST|Hilltop Securities Inc.|5
STOT|SPDR DOUBLELINE SHRT|UBSA|UBS SECURITIES LLC|8761
STOT|SPDR DOUBLELINE SHRT|UBSS|UBS Securities LLC|20853
STOT|SPDR DOUBLELINE SHRT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
STOT|SPDR DOUBLELINE SHRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1993
STPP|IPATH STEEPENER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
STPP|IPATH STEEPENER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
STPP|IPATH STEEPENER|EGXW|CBOE TRADING, INC.|200
STPP|IPATH STEEPENER|FBCO|Credit Suisse Securities (USA) LLC|100
STPP|IPATH STEEPENER|FOMA|TD AMERITRADE CLEARING, INC.|11101
STPP|IPATH STEEPENER|IBKR|Interactive Brokers Llc|1450
STPP|IPATH STEEPENER|INCA|INSTINET, LLC|100
STPP|IPATH STEEPENER|JSJX|JANE STREET CAPITAL LLC|600
STPP|IPATH STEEPENER|LIME|Lime Brokerage LLC|500
STPP|IPATH STEEPENER|NITE|VIRTU Americas LLC|1513
STPP|IPATH STEEPENER|UBSA|UBS SECURITIES LLC|332
STPP|IPATH STEEPENER|VGRD|Vanguard Marketing Corporation|30
STPP|IPATH STEEPENER|WSEA|WOLVERINE SECURITIES, LLC|1
STPZ|PIMCO 1-5|ALTX|Alternet Securities Inc.|600
STPZ|PIMCO 1-5|APCC|Apex Clearing Corporation|11
STPZ|PIMCO 1-5|BATM|CBOE TRADING, INC.|1000
STPZ|PIMCO 1-5|BBNT|BB&T SECURITIES, LLC|23
STPZ|PIMCO 1-5|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14392
STPZ|PIMCO 1-5|BYXM|CBOE TRADING, INC.|600
STPZ|PIMCO 1-5|CANT|Cantor Fitzgerald & Co.|2
STPZ|PIMCO 1-5|CHAS|Charles Schwab & Co., Inc.|6
STPZ|PIMCO 1-5|CIST|Capital Institutional Services, Inc.|351
STPZ|PIMCO 1-5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13228
STPZ|PIMCO 1-5|CSIN|Citadel Securities Institutional LLC|8737
STPZ|PIMCO 1-5|CTDL|Citadel Derivatives Group Llc|205
STPZ|PIMCO 1-5|CXCX|CITIGROUP GLOBAL MARKETS INC.|66
STPZ|PIMCO 1-5|DADA|D.A. Davidson & Co.|2
STPZ|PIMCO 1-5|DBAB|Deutsche Bank Securities Inc.|400
STPZ|PIMCO 1-5|DBAX|Deutsche Bank Securities Inc.|2600
STPZ|PIMCO 1-5|DEAN|MORGAN STANLEY|6704
STPZ|PIMCO 1-5|EBXL|EBX LLC|6700
STPZ|PIMCO 1-5|ECUT|CONVERGEX EXECUTION SOLUTIONS|2700
STPZ|PIMCO 1-5|EDJO|Edward D. Jones & Co., L.P.|394
STPZ|PIMCO 1-5|EGAM|CBOE TRADING, INC.|1400
STPZ|PIMCO 1-5|EGXM|CBOE TRADING, INC.|400
STPZ|PIMCO 1-5|ETRS|E*Trade Securities LLC|10317
STPZ|PIMCO 1-5|FLTU|FLOW TRADERS US LLC|12460
STPZ|PIMCO 1-5|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3279
STPZ|PIMCO 1-5|FTBR|Foliofn Investments, Inc.|30
STPZ|PIMCO 1-5|GBMT|GBM International, Inc.|1120
STPZ|PIMCO 1-5|GSCO|GOLDMAN SACHS & CO. LLC|1215
STPZ|PIMCO 1-5|GSLT|GOLDMAN SACHS & CO. LLC|500
STPZ|PIMCO 1-5|HRBF|American Enterprise Investment Services Inc.|446
STPZ|PIMCO 1-5|IBKR|Interactive Brokers Llc|15
STPZ|PIMCO 1-5|ICBX|INSTINET, LLC|7830
STPZ|PIMCO 1-5|ITGI|ITG Inc.|2120
STPZ|PIMCO 1-5|ITGP|ITG INC.|5200
STPZ|PIMCO 1-5|JPMX|J.P. Morgan Securities LLC|5938
STPZ|PIMCO 1-5|JSEB|JANE STREET EXECUTION SERVICES, LLC|65460
STPZ|PIMCO 1-5|JSJX|JANE STREET CAPITAL LLC|16023
STPZ|PIMCO 1-5|KCGM|VIRTU Americas LLC|2557
STPZ|PIMCO 1-5|LEHM|Barclays Capital Inc./Le|7800
STPZ|PIMCO 1-5|LIME|Lime Brokerage LLC|6332
STPZ|PIMCO 1-5|MACC|Mid Atlantic Capital Corporation|2150
STPZ|PIMCO 1-5|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27764
STPZ|PIMCO 1-5|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
STPZ|PIMCO 1-5|MSCO|MORGAN STANLEY & CO. LLC|60326
STPZ|PIMCO 1-5|MSPL|MORGAN STANLEY & CO. LLC|100
STPZ|PIMCO 1-5|NFSC|National Financial Services LLC|60067
STPZ|PIMCO 1-5|NITE|VIRTU Americas LLC|85108
STPZ|PIMCO 1-5|PDQM|CODA MARKETS, INC.|1000
STPZ|PIMCO 1-5|PWJC|UBS Financial Services, Inc.|132
STPZ|PIMCO 1-5|RBCM|RBC CAPITAL MARKETS, LLC|2285
STPZ|PIMCO 1-5|SBSH|Citigroup Global Markets Inc.|105
STPZ|PIMCO 1-5|SEIC|SEI Investments Distribution Co.|200
STPZ|PIMCO 1-5|SGMT|GOLDMAN SACHS & CO. LLC|3215
STPZ|PIMCO 1-5|STFL|Stifel, Nicolaus & Company, Incorporated|7116
STPZ|PIMCO 1-5|SWIM|TD Ameritrade, Inc.|384
STPZ|PIMCO 1-5|TRCM|TRC MARKETS LLC|100
STPZ|PIMCO 1-5|UBSA|UBS SECURITIES LLC|31161
STPZ|PIMCO 1-5|UBSS|UBS Securities LLC|28315
STPZ|PIMCO 1-5|VGRD|Vanguard Marketing Corporation|220
STPZ|PIMCO 1-5|WCHV|WELLS FARGO SECURITIES, LLC|12301
STPZ|PIMCO 1-5|WEDB|WEDBUSH SECURITIES INC.|1
STPZ|PIMCO 1-5|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1613
STPZ|PIMCO 1-5|WLTH|WEALTHFRONT BROKERAGE CORPORATION|148
STPZ|PIMCO 1-5|WSEA|WOLVERINE SECURITIES, LLC|137
STPZ|PIMCO 1-5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8063
STRA|STRAYER EDUCATION|ALTX|Alternet Securities Inc.|700
STRA|STRAYER EDUCATION|ANOS|ABEL/NOSER, L.L.C.|491
STRA|STRAYER EDUCATION|APCC|Apex Clearing Corporation|15
STRA|STRAYER EDUCATION|BATM|CBOE TRADING, INC.|1074
STRA|STRAYER EDUCATION|BERN|Sanford C. Bernstein & Co., LLC|4711
STRA|STRAYER EDUCATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56
STRA|STRAYER EDUCATION|BMOC|BMO Capital Markets Corp.|1707
STRA|STRAYER EDUCATION|BNPX|BNP PARIBAS SECURITIES CORP.|1932
STRA|STRAYER EDUCATION|BRVL|BLAYLOCK VAN, LLC|400
STRA|STRAYER EDUCATION|BTIG|BTIG, LLC|3173
STRA|STRAYER EDUCATION|BYXM|CBOE TRADING, INC.|1170
STRA|STRAYER EDUCATION|BZYD|GOLDMAN SACHS & CO. LLC|100
STRA|STRAYER EDUCATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7233
STRA|STRAYER EDUCATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3391
STRA|STRAYER EDUCATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12550
STRA|STRAYER EDUCATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31910
STRA|STRAYER EDUCATION|CTDL|Citadel Derivatives Group Llc|2258
STRA|STRAYER EDUCATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|1674
STRA|STRAYER EDUCATION|DADA|D.A. Davidson & Co.|1150
STRA|STRAYER EDUCATION|DBAB|Deutsche Bank Securities Inc.|68595
STRA|STRAYER EDUCATION|DBAX|Deutsche Bank Securities Inc.|20000
STRA|STRAYER EDUCATION|DEAN|MORGAN STANLEY|99
STRA|STRAYER EDUCATION|DEGS|RONIN PROFESSIONAL LLC|1000
STRA|STRAYER EDUCATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|55
STRA|STRAYER EDUCATION|EBXL|EBX LLC|20300
STRA|STRAYER EDUCATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|941
STRA|STRAYER EDUCATION|EGAM|CBOE TRADING, INC.|627
STRA|STRAYER EDUCATION|EGAW|CBOE TRADING, INC.|100
STRA|STRAYER EDUCATION|EGMT|EG MARKET TECHNOLOGIES LLC|35
STRA|STRAYER EDUCATION|ETBE|Electronic Transaction Clearing, Inc.|4374
STRA|STRAYER EDUCATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|452
STRA|STRAYER EDUCATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2406
STRA|STRAYER EDUCATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3848
STRA|STRAYER EDUCATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
STRA|STRAYER EDUCATION|ETRS|E*Trade Securities LLC|245
STRA|STRAYER EDUCATION|FBCO|Credit Suisse Securities (USA) LLC|47693
STRA|STRAYER EDUCATION|FBSB|U.S. Bancorp Investments, Inc.|2
STRA|STRAYER EDUCATION|FIDT|Fidelity Clearing Canada ULC./ CDS|1
STRA|STRAYER EDUCATION|FILL|Tradestation Securities, Inc.|215
STRA|STRAYER EDUCATION|FOMA|TD AMERITRADE CLEARING, INC.|26119
STRA|STRAYER EDUCATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1632
STRA|STRAYER EDUCATION|FQLS|Quantlab Securities LP|49319
STRA|STRAYER EDUCATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17277
STRA|STRAYER EDUCATION|FTBR|Foliofn Investments, Inc.|7
STRA|STRAYER EDUCATION|GEBB|GLOBAL EXECUTION BROKERS, LP|3404
STRA|STRAYER EDUCATION|GLPX|ACS EXECUTION SERVICES, LLC|7458
STRA|STRAYER EDUCATION|GSCO|GOLDMAN SACHS & CO. LLC|108689
STRA|STRAYER EDUCATION|GSCS|GOLDMAN SACHS & CO. LLC|29772
STRA|STRAYER EDUCATION|GSLT|GOLDMAN SACHS & CO. LLC|1505
STRA|STRAYER EDUCATION|GTSZ|GTS SECURITIES LLC|44419
STRA|STRAYER EDUCATION|IATS|INTERACTIVE BROKERS LLC|444
STRA|STRAYER EDUCATION|IBKR|Interactive Brokers Llc|4223
STRA|STRAYER EDUCATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
STRA|STRAYER EDUCATION|ICBX|INSTINET, LLC|7900
STRA|STRAYER EDUCATION|IEQY|CITADEL SECURITIES LLC|11284
STRA|STRAYER EDUCATION|INCA|INSTINET, LLC|45855
STRA|STRAYER EDUCATION|INJX|INSTINET, LLC|4232
STRA|STRAYER EDUCATION|ITGI|ITG Inc.|16331
STRA|STRAYER EDUCATION|ITGP|ITG INC.|26800
STRA|STRAYER EDUCATION|JEFF|JEFFERIES LLC|22198
STRA|STRAYER EDUCATION|JMPT|JUMP TRADING, LLC|3569
STRA|STRAYER EDUCATION|JPBX|J.P. MORGAN SECURITIES LLC|1204
STRA|STRAYER EDUCATION|JPMX|J.P. Morgan Securities LLC|43765
STRA|STRAYER EDUCATION|JSJX|JANE STREET CAPITAL LLC|2053
STRA|STRAYER EDUCATION|KCGM|VIRTU Americas LLC|1531
STRA|STRAYER EDUCATION|LEHM|Barclays Capital Inc./Le|55478
STRA|STRAYER EDUCATION|LIME|Lime Brokerage LLC|56166
STRA|STRAYER EDUCATION|LMGP|LIME BROKERAGE LLC|752
STRA|STRAYER EDUCATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|195086
STRA|STRAYER EDUCATION|LOOP|Loop Capital Markets LLC|400
STRA|STRAYER EDUCATION|LQNA|LIQUIDNET, INC.|7000
STRA|STRAYER EDUCATION|MAXM|Maxim Group LLC|3798
STRA|STRAYER EDUCATION|MBTS|ALLY INVEST SECURITIES LLC|18
STRA|STRAYER EDUCATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3507
STRA|STRAYER EDUCATION|MOTF|MOTIF INVESTING, INC.|2
STRA|STRAYER EDUCATION|MSCO|MORGAN STANLEY & CO. LLC|404695
STRA|STRAYER EDUCATION|MSPL|MORGAN STANLEY & CO. LLC|22700
STRA|STRAYER EDUCATION|MSTX|MORGAN STANLEY & CO. LLC|800
STRA|STRAYER EDUCATION|NFSC|National Financial Services LLC|16176
STRA|STRAYER EDUCATION|NITE|VIRTU Americas LLC|46552
STRA|STRAYER EDUCATION|NITP|VIRTU Americas LLC|702
STRA|STRAYER EDUCATION|NQRB|Brut, LLC|400
STRA|STRAYER EDUCATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|706
STRA|STRAYER EDUCATION|PDQM|CODA MARKETS, INC.|11204
STRA|STRAYER EDUCATION|PWJC|UBS Financial Services, Inc.|3600
STRA|STRAYER EDUCATION|RAJA|Raymond James & Associates, Inc.|14
STRA|STRAYER EDUCATION|RBCM|RBC CAPITAL MARKETS, LLC|1506
STRA|STRAYER EDUCATION|SAGL|SAGETRADER, LLC|600
STRA|STRAYER EDUCATION|SBSH|Citigroup Global Markets Inc.|32815
STRA|STRAYER EDUCATION|SGMT|GOLDMAN SACHS & CO. LLC|9529
STRA|STRAYER EDUCATION|SPDR|SPEEDROUTE LLC|3379
STRA|STRAYER EDUCATION|SPTD|MINT GLOBAL MARKETS, INC.|700
STRA|STRAYER EDUCATION|STFL|Stifel, Nicolaus & Company, Incorporated|3126
STRA|STRAYER EDUCATION|SWIM|TD Ameritrade, Inc.|96
STRA|STRAYER EDUCATION|SWST|Hilltop Securities Inc.|1
STRA|STRAYER EDUCATION|TRBT|Tradebot Systems, Inc.|32864
STRA|STRAYER EDUCATION|TRCM|TRC MARKETS LLC|29024
STRA|STRAYER EDUCATION|UBSA|UBS SECURITIES LLC|40379
STRA|STRAYER EDUCATION|UBSS|UBS Securities LLC|148554
STRA|STRAYER EDUCATION|VALX|VIRTU AMERICAS LLC|3707
STRA|STRAYER EDUCATION|WABR|Wall Street Access|11
STRA|STRAYER EDUCATION|WBPX|SUMMIT SECURITIES GROUP, LLC|4
STRA|STRAYER EDUCATION|WCHV|WELLS FARGO SECURITIES, LLC|2972
STRA|STRAYER EDUCATION|WEED|Weeden & Co.L.P.|10
STRA|STRAYER EDUCATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1937
STRA|STRAYER EDUCATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8416
STRA|STRAYER EDUCATION|WSEA|WOLVERINE SECURITIES, LLC|101
STRA|STRAYER EDUCATION|XIST|INSTINET, LLC|2600
STRA|STRAYER EDUCATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|3024
STRA|STRAYER EDUCATION|YKNA|COMHAR CAPITAL MARKETS, LLC|1502
STRL|STERLING CONSTRUCTIO|ADAM|CANACCORD GENUITY INC.|3000
STRL|STERLING CONSTRUCTIO|AGIS|Aegis Capital Corp.|300
STRL|STERLING CONSTRUCTIO|ALTX|Alternet Securities Inc.|2142
STRL|STERLING CONSTRUCTIO|APCC|Apex Clearing Corporation|27
STRL|STERLING CONSTRUCTIO|BATM|CBOE TRADING, INC.|2961
STRL|STERLING CONSTRUCTIO|BAYC|BAY CREST PARTNERS, LLC|260
STRL|STERLING CONSTRUCTIO|BERN|Sanford C. Bernstein & Co., LLC|6342
STRL|STERLING CONSTRUCTIO|BMOC|BMO Capital Markets Corp.|4187
STRL|STERLING CONSTRUCTIO|BNPX|BNP PARIBAS SECURITIES CORP.|2263
STRL|STERLING CONSTRUCTIO|BYXM|CBOE TRADING, INC.|800
STRL|STERLING CONSTRUCTIO|BZYD|GOLDMAN SACHS & CO. LLC|1400
STRL|STERLING CONSTRUCTIO|CHAS|Charles Schwab & Co., Inc.|3350
STRL|STERLING CONSTRUCTIO|CIST|Capital Institutional Services, Inc.|1829
STRL|STERLING CONSTRUCTIO|CLSA|CLSA AMERICAS, LLC|300
STRL|STERLING CONSTRUCTIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12885
STRL|STERLING CONSTRUCTIO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1038
STRL|STERLING CONSTRUCTIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43578
STRL|STERLING CONSTRUCTIO|CTDL|Citadel Derivatives Group Llc|4909
STRL|STERLING CONSTRUCTIO|CTLR|CUTLER GROUP, LP|2800
STRL|STERLING CONSTRUCTIO|CXCX|CITIGROUP GLOBAL MARKETS INC.|5288
STRL|STERLING CONSTRUCTIO|DADA|D.A. Davidson & Co.|30589
STRL|STERLING CONSTRUCTIO|DBAB|Deutsche Bank Securities Inc.|77878
STRL|STERLING CONSTRUCTIO|DBAX|Deutsche Bank Securities Inc.|14900
STRL|STERLING CONSTRUCTIO|DBUL|Deutsche Bank Securities Inc.|900
STRL|STERLING CONSTRUCTIO|DEAN|MORGAN STANLEY|2831
STRL|STERLING CONSTRUCTIO|DEGS|RONIN PROFESSIONAL LLC|4379
STRL|STERLING CONSTRUCTIO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|435
STRL|STERLING CONSTRUCTIO|EBXL|EBX LLC|31900
STRL|STERLING CONSTRUCTIO|ECUT|CONVERGEX EXECUTION SOLUTIONS|604
STRL|STERLING CONSTRUCTIO|EDJO|Edward D. Jones & Co., L.P.|3124
STRL|STERLING CONSTRUCTIO|EGAM|CBOE TRADING, INC.|3431
STRL|STERLING CONSTRUCTIO|EGMT|EG MARKET TECHNOLOGIES LLC|200
STRL|STERLING CONSTRUCTIO|EGXM|CBOE TRADING, INC.|1403
STRL|STERLING CONSTRUCTIO|ETBE|Electronic Transaction Clearing, Inc.|1737
STRL|STERLING CONSTRUCTIO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1500
STRL|STERLING CONSTRUCTIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5011
STRL|STERLING CONSTRUCTIO|ETRS|E*Trade Securities LLC|71375
STRL|STERLING CONSTRUCTIO|FBCO|Credit Suisse Securities (USA) LLC|148665
STRL|STERLING CONSTRUCTIO|FINX|FINTECH SECURITIES|100
STRL|STERLING CONSTRUCTIO|FMAF|NBCN Inc./ CDS|1100
STRL|STERLING CONSTRUCTIO|FOMA|TD AMERITRADE CLEARING, INC.|66349
STRL|STERLING CONSTRUCTIO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58483
STRL|STERLING CONSTRUCTIO|FTBR|Foliofn Investments, Inc.|418
STRL|STERLING CONSTRUCTIO|GEBB|GLOBAL EXECUTION BROKERS, LP|9086
STRL|STERLING CONSTRUCTIO|GLPX|ACS EXECUTION SERVICES, LLC|420
STRL|STERLING CONSTRUCTIO|GSCO|GOLDMAN SACHS & CO. LLC|167631
STRL|STERLING CONSTRUCTIO|GSCS|GOLDMAN SACHS & CO. LLC|17884
STRL|STERLING CONSTRUCTIO|GSLT|GOLDMAN SACHS & CO. LLC|200
STRL|STERLING CONSTRUCTIO|GTSZ|GTS SECURITIES LLC|2320
STRL|STERLING CONSTRUCTIO|HPPX|POTAMUS TRADING, LLC|2718
STRL|STERLING CONSTRUCTIO|HRBF|American Enterprise Investment Services Inc.|2638
STRL|STERLING CONSTRUCTIO|HSBC|HSBC Securities, Inc.|500
STRL|STERLING CONSTRUCTIO|IATS|INTERACTIVE BROKERS LLC|1400
STRL|STERLING CONSTRUCTIO|IBKR|Interactive Brokers Llc|24243
STRL|STERLING CONSTRUCTIO|ICBX|INSTINET, LLC|28300
STRL|STERLING CONSTRUCTIO|IEQY|CITADEL SECURITIES LLC|15662
STRL|STERLING CONSTRUCTIO|INCA|INSTINET, LLC|125896
STRL|STERLING CONSTRUCTIO|INJX|INSTINET, LLC|5106
STRL|STERLING CONSTRUCTIO|ITGI|ITG Inc.|30298
STRL|STERLING CONSTRUCTIO|ITGP|ITG INC.|23800
STRL|STERLING CONSTRUCTIO|JEFF|JEFFERIES LLC|14350
STRL|STERLING CONSTRUCTIO|JMPT|JUMP TRADING, LLC|7068
STRL|STERLING CONSTRUCTIO|JONE|JonesTrading|823
STRL|STERLING CONSTRUCTIO|JPBX|J.P. MORGAN SECURITIES LLC|18114
STRL|STERLING CONSTRUCTIO|JPMX|J.P. Morgan Securities LLC|101313
STRL|STERLING CONSTRUCTIO|JSJX|JANE STREET CAPITAL LLC|2295
STRL|STERLING CONSTRUCTIO|KCGM|VIRTU Americas LLC|8620
STRL|STERLING CONSTRUCTIO|LEHM|Barclays Capital Inc./Le|101057
STRL|STERLING CONSTRUCTIO|LIME|Lime Brokerage LLC|75854
STRL|STERLING CONSTRUCTIO|LOOP|Loop Capital Markets LLC|1600
STRL|STERLING CONSTRUCTIO|LQNA|LIQUIDNET, INC.|10000
STRL|STERLING CONSTRUCTIO|MAXM|Maxim Group LLC|2848
STRL|STERLING CONSTRUCTIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18514
STRL|STERLING CONSTRUCTIO|MOTF|MOTIF INVESTING, INC.|1
STRL|STERLING CONSTRUCTIO|MSCO|MORGAN STANLEY & CO. LLC|448929
STRL|STERLING CONSTRUCTIO|MSPL|MORGAN STANLEY & CO. LLC|40300
STRL|STERLING CONSTRUCTIO|MSTX|MORGAN STANLEY & CO. LLC|6600
STRL|STERLING CONSTRUCTIO|NFSC|National Financial Services LLC|34129
STRL|STERLING CONSTRUCTIO|NITE|VIRTU Americas LLC|159606
STRL|STERLING CONSTRUCTIO|NITP|VIRTU Americas LLC|1000
STRL|STERLING CONSTRUCTIO|NQRB|Brut, LLC|5902
STRL|STERLING CONSTRUCTIO|OPCO|Oppenheimer & Co. Inc.|2121
STRL|STERLING CONSTRUCTIO|PDQM|CODA MARKETS, INC.|1720
STRL|STERLING CONSTRUCTIO|PWJC|UBS Financial Services, Inc.|3000
STRL|STERLING CONSTRUCTIO|RAJA|Raymond James & Associates, Inc.|1434
STRL|STERLING CONSTRUCTIO|RBCM|RBC CAPITAL MARKETS, LLC|4027
STRL|STERLING CONSTRUCTIO|SAGW|SAGETRADER, LLC|1500
STRL|STERLING CONSTRUCTIO|SBSH|Citigroup Global Markets Inc.|52724
STRL|STERLING CONSTRUCTIO|SGMT|GOLDMAN SACHS & CO. LLC|13299
STRL|STERLING CONSTRUCTIO|SPDR|SPEEDROUTE LLC|11210
STRL|STERLING CONSTRUCTIO|STFL|Stifel, Nicolaus & Company, Incorporated|300
STRL|STERLING CONSTRUCTIO|SWIM|TD Ameritrade, Inc.|2296
STRL|STERLING CONSTRUCTIO|TKNG|ALLY INVEST SECURITIES LLC|470
STRL|STERLING CONSTRUCTIO|TRBT|Tradebot Systems, Inc.|29862
STRL|STERLING CONSTRUCTIO|TRCM|TRC MARKETS LLC|40783
STRL|STERLING CONSTRUCTIO|UBSA|UBS SECURITIES LLC|87809
STRL|STERLING CONSTRUCTIO|UBSS|UBS Securities LLC|184628
STRL|STERLING CONSTRUCTIO|VALX|VIRTU AMERICAS LLC|2749
STRL|STERLING CONSTRUCTIO|VGRD|Vanguard Marketing Corporation|4636
STRL|STERLING CONSTRUCTIO|WABR|Wall Street Access|323
STRL|STERLING CONSTRUCTIO|WBLR|WILLIAM BLAIR|200
STRL|STERLING CONSTRUCTIO|WCHV|WELLS FARGO SECURITIES, LLC|5489
STRL|STERLING CONSTRUCTIO|WEED|Weeden & Co.L.P.|5100
STRL|STERLING CONSTRUCTIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|995
STRL|STERLING CONSTRUCTIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2422
STRL|STERLING CONSTRUCTIO|WSEA|WOLVERINE SECURITIES, LLC|2071
STRL|STERLING CONSTRUCTIO|XIST|INSTINET, LLC|2600
STRL|STERLING CONSTRUCTIO|XPQR|Jump Trading|2800
STRL|STERLING CONSTRUCTIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
STRL|STERLING CONSTRUCTIO|YKNA|COMHAR CAPITAL MARKETS, LLC|100
STRL|STERLING CONSTRUCTIO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1176
STRM|STREAMLINE HEALTH SO|APCC|Apex Clearing Corporation|5
STRM|STREAMLINE HEALTH SO|BATM|CBOE TRADING, INC.|1706
STRM|STREAMLINE HEALTH SO|CANT|Cantor Fitzgerald & Co.|293583
STRM|STREAMLINE HEALTH SO|CHLM|Craig-Hallum Capital Group LLC|14
STRM|STREAMLINE HEALTH SO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3297
STRM|STREAMLINE HEALTH SO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1478
STRM|STREAMLINE HEALTH SO|CTDL|Citadel Derivatives Group Llc|1518
STRM|STREAMLINE HEALTH SO|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
STRM|STREAMLINE HEALTH SO|DBAB|Deutsche Bank Securities Inc.|5999
STRM|STREAMLINE HEALTH SO|DBAX|Deutsche Bank Securities Inc.|5100
STRM|STREAMLINE HEALTH SO|DEGS|RONIN PROFESSIONAL LLC|2904
STRM|STREAMLINE HEALTH SO|EBXL|EBX LLC|2400
STRM|STREAMLINE HEALTH SO|EGXW|CBOE TRADING, INC.|200
STRM|STREAMLINE HEALTH SO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5000
STRM|STREAMLINE HEALTH SO|ETRS|E*Trade Securities LLC|17644
STRM|STREAMLINE HEALTH SO|FBCO|Credit Suisse Securities (USA) LLC|1727
STRM|STREAMLINE HEALTH SO|FILL|Tradestation Securities, Inc.|800
STRM|STREAMLINE HEALTH SO|FMAF|NBCN Inc./ CDS|1000
STRM|STREAMLINE HEALTH SO|FOMA|TD AMERITRADE CLEARING, INC.|25422
STRM|STREAMLINE HEALTH SO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13719
STRM|STREAMLINE HEALTH SO|FTBR|Foliofn Investments, Inc.|2003
STRM|STREAMLINE HEALTH SO|GEBB|GLOBAL EXECUTION BROKERS, LP|6841
STRM|STREAMLINE HEALTH SO|GSCO|GOLDMAN SACHS & CO. LLC|12665
STRM|STREAMLINE HEALTH SO|GSLT|GOLDMAN SACHS & CO. LLC|2184
STRM|STREAMLINE HEALTH SO|GTSZ|GTS SECURITIES LLC|3254
STRM|STREAMLINE HEALTH SO|IATS|INTERACTIVE BROKERS LLC|20480
STRM|STREAMLINE HEALTH SO|IBKR|Interactive Brokers Llc|46999
STRM|STREAMLINE HEALTH SO|ICBX|INSTINET, LLC|2300
STRM|STREAMLINE HEALTH SO|INCA|INSTINET, LLC|56149
STRM|STREAMLINE HEALTH SO|INJX|INSTINET, LLC|300
STRM|STREAMLINE HEALTH SO|ITGI|ITG Inc.|748
STRM|STREAMLINE HEALTH SO|ITGP|ITG INC.|113200
STRM|STREAMLINE HEALTH SO|JEFF|JEFFERIES LLC|200
STRM|STREAMLINE HEALTH SO|LEHM|Barclays Capital Inc./Le|2149
STRM|STREAMLINE HEALTH SO|LIME|Lime Brokerage LLC|11164
STRM|STREAMLINE HEALTH SO|LMGP|LIME BROKERAGE LLC|11087
STRM|STREAMLINE HEALTH SO|LSCI|Lek Securities Corporation|100
STRM|STREAMLINE HEALTH SO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
STRM|STREAMLINE HEALTH SO|MSCO|MORGAN STANLEY & CO. LLC|80744
STRM|STREAMLINE HEALTH SO|MSPL|MORGAN STANLEY & CO. LLC|300
STRM|STREAMLINE HEALTH SO|NFSC|National Financial Services LLC|31755
STRM|STREAMLINE HEALTH SO|NITE|VIRTU Americas LLC|83239
STRM|STREAMLINE HEALTH SO|RBCM|RBC CAPITAL MARKETS, LLC|7293
STRM|STREAMLINE HEALTH SO|RILY|B. RILEY FBR, INC.|749
STRM|STREAMLINE HEALTH SO|SGMT|GOLDMAN SACHS & CO. LLC|1684
STRM|STREAMLINE HEALTH SO|SPDR|SPEEDROUTE LLC|900
STRM|STREAMLINE HEALTH SO|SWIM|TD Ameritrade, Inc.|1096
STRM|STREAMLINE HEALTH SO|TKNG|ALLY INVEST SECURITIES LLC|300
STRM|STREAMLINE HEALTH SO|TRCM|TRC MARKETS LLC|9872
STRM|STREAMLINE HEALTH SO|UBSA|UBS SECURITIES LLC|11254
STRM|STREAMLINE HEALTH SO|UBSS|UBS Securities LLC|23158
STRM|STREAMLINE HEALTH SO|VALX|VIRTU AMERICAS LLC|100
STRM|STREAMLINE HEALTH SO|VGRD|Vanguard Marketing Corporation|4200
STRM|STREAMLINE HEALTH SO|WABR|Wall Street Access|2000
STRM|STREAMLINE HEALTH SO|WCHV|WELLS FARGO SECURITIES, LLC|2066
STRM|STREAMLINE HEALTH SO|WEED|Weeden & Co.L.P.|3000
STRM|STREAMLINE HEALTH SO|WSEA|WOLVERINE SECURITIES, LLC|1903
STRM|STREAMLINE HEALTH SO|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
STRS|STRATUS PPTYS INC|APCC|Apex Clearing Corporation|8
STRS|STRATUS PPTYS INC|BATM|CBOE TRADING, INC.|117
STRS|STRATUS PPTYS INC|BERN|Sanford C. Bernstein & Co., LLC|750
STRS|STRATUS PPTYS INC|BMOC|BMO Capital Markets Corp.|940
STRS|STRATUS PPTYS INC|BNPX|BNP PARIBAS SECURITIES CORP.|654
STRS|STRATUS PPTYS INC|BTIG|BTIG, LLC|3
STRS|STRATUS PPTYS INC|BZYD|GOLDMAN SACHS & CO. LLC|54
STRS|STRATUS PPTYS INC|CHAS|Charles Schwab & Co., Inc.|300
STRS|STRATUS PPTYS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
STRS|STRATUS PPTYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9557
STRS|STRATUS PPTYS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5138
STRS|STRATUS PPTYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|692
STRS|STRATUS PPTYS INC|CTDL|Citadel Derivatives Group Llc|223
STRS|STRATUS PPTYS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
STRS|STRATUS PPTYS INC|DBAB|Deutsche Bank Securities Inc.|8050
STRS|STRATUS PPTYS INC|DBAX|Deutsche Bank Securities Inc.|1700
STRS|STRATUS PPTYS INC|DEGS|RONIN PROFESSIONAL LLC|40
STRS|STRATUS PPTYS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|227
STRS|STRATUS PPTYS INC|EBXL|EBX LLC|500
STRS|STRATUS PPTYS INC|EGAM|CBOE TRADING, INC.|400
STRS|STRATUS PPTYS INC|EGXM|CBOE TRADING, INC.|1
STRS|STRATUS PPTYS INC|FBCO|Credit Suisse Securities (USA) LLC|4155
STRS|STRATUS PPTYS INC|FOMA|TD AMERITRADE CLEARING, INC.|12729
STRS|STRATUS PPTYS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118
STRS|STRATUS PPTYS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1540
STRS|STRATUS PPTYS INC|GSCO|GOLDMAN SACHS & CO. LLC|7785
STRS|STRATUS PPTYS INC|GTSZ|GTS SECURITIES LLC|534
STRS|STRATUS PPTYS INC|IBKR|Interactive Brokers Llc|2258
STRS|STRATUS PPTYS INC|ICBX|INSTINET, LLC|100
STRS|STRATUS PPTYS INC|IEQY|CITADEL SECURITIES LLC|100
STRS|STRATUS PPTYS INC|INCA|INSTINET, LLC|5029
STRS|STRATUS PPTYS INC|INJX|INSTINET, LLC|972
STRS|STRATUS PPTYS INC|ITGI|ITG Inc.|1972
STRS|STRATUS PPTYS INC|ITGP|ITG INC.|200
STRS|STRATUS PPTYS INC|JEFF|JEFFERIES LLC|458
STRS|STRATUS PPTYS INC|JPMX|J.P. Morgan Securities LLC|2610
STRS|STRATUS PPTYS INC|LEHM|Barclays Capital Inc./Le|7333
STRS|STRATUS PPTYS INC|LIME|Lime Brokerage LLC|11099
STRS|STRATUS PPTYS INC|MAXM|Maxim Group LLC|386
STRS|STRATUS PPTYS INC|MSCO|MORGAN STANLEY & CO. LLC|10484
STRS|STRATUS PPTYS INC|MSPL|MORGAN STANLEY & CO. LLC|800
STRS|STRATUS PPTYS INC|NFSC|National Financial Services LLC|1023
STRS|STRATUS PPTYS INC|NITE|VIRTU Americas LLC|2576
STRS|STRATUS PPTYS INC|PDQM|CODA MARKETS, INC.|523
STRS|STRATUS PPTYS INC|RAJA|Raymond James & Associates, Inc.|122
STRS|STRATUS PPTYS INC|SBSH|Citigroup Global Markets Inc.|5685
STRS|STRATUS PPTYS INC|SGMT|GOLDMAN SACHS & CO. LLC|1
STRS|STRATUS PPTYS INC|SPDR|SPEEDROUTE LLC|1035
STRS|STRATUS PPTYS INC|TMBR|Timber Hill LLC|24
STRS|STRATUS PPTYS INC|TRBT|Tradebot Systems, Inc.|96
STRS|STRATUS PPTYS INC|TRCM|TRC MARKETS LLC|2094
STRS|STRATUS PPTYS INC|UBSA|UBS SECURITIES LLC|1119
STRS|STRATUS PPTYS INC|UBSS|UBS Securities LLC|7090
STRS|STRATUS PPTYS INC|VALX|VIRTU AMERICAS LLC|197
STRS|STRATUS PPTYS INC|VGRD|Vanguard Marketing Corporation|598
STRS|STRATUS PPTYS INC|WCHV|WELLS FARGO SECURITIES, LLC|849
STRS|STRATUS PPTYS INC|WEED|Weeden & Co.L.P.|300
STRS|STRATUS PPTYS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
STRT|STRATTEC SECURITY CP|APCC|Apex Clearing Corporation|11
STRT|STRATTEC SECURITY CP|BATM|CBOE TRADING, INC.|443
STRT|STRATTEC SECURITY CP|BAYC|BAY CREST PARTNERS, LLC|2268
STRT|STRATTEC SECURITY CP|BZYD|GOLDMAN SACHS & CO. LLC|225
STRT|STRATTEC SECURITY CP|CHAS|Charles Schwab & Co., Inc.|2
STRT|STRATTEC SECURITY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18
STRT|STRATTEC SECURITY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6466
STRT|STRATTEC SECURITY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10129
STRT|STRATTEC SECURITY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|311
STRT|STRATTEC SECURITY CP|CTDL|Citadel Derivatives Group Llc|145
STRT|STRATTEC SECURITY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
STRT|STRATTEC SECURITY CP|DBAB|Deutsche Bank Securities Inc.|6461
STRT|STRATTEC SECURITY CP|DBAX|Deutsche Bank Securities Inc.|1000
STRT|STRATTEC SECURITY CP|DBUL|Deutsche Bank Securities Inc.|100
STRT|STRATTEC SECURITY CP|DEGS|RONIN PROFESSIONAL LLC|1268
STRT|STRATTEC SECURITY CP|EBXL|EBX LLC|1700
STRT|STRATTEC SECURITY CP|EDJO|Edward D. Jones & Co., L.P.|206
STRT|STRATTEC SECURITY CP|EGXM|CBOE TRADING, INC.|83
STRT|STRATTEC SECURITY CP|ETRS|E*Trade Securities LLC|91
STRT|STRATTEC SECURITY CP|FBCO|Credit Suisse Securities (USA) LLC|4224
STRT|STRATTEC SECURITY CP|FINX|FINTECH SECURITIES|226
STRT|STRATTEC SECURITY CP|FMAF|NBCN Inc./ CDS|215
STRT|STRATTEC SECURITY CP|FOMA|TD AMERITRADE CLEARING, INC.|14064
STRT|STRATTEC SECURITY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24
STRT|STRATTEC SECURITY CP|FTBR|Foliofn Investments, Inc.|2350
STRT|STRATTEC SECURITY CP|GSCO|GOLDMAN SACHS & CO. LLC|17926
STRT|STRATTEC SECURITY CP|GSCS|GOLDMAN SACHS & CO. LLC|281
STRT|STRATTEC SECURITY CP|GTSZ|GTS SECURITIES LLC|630
STRT|STRATTEC SECURITY CP|HRBF|American Enterprise Investment Services Inc.|551
STRT|STRATTEC SECURITY CP|HSBC|HSBC Securities, Inc.|198
STRT|STRATTEC SECURITY CP|IBKR|Interactive Brokers Llc|4436
STRT|STRATTEC SECURITY CP|ICBX|INSTINET, LLC|700
STRT|STRATTEC SECURITY CP|INCA|INSTINET, LLC|7686
STRT|STRATTEC SECURITY CP|INJX|INSTINET, LLC|138
STRT|STRATTEC SECURITY CP|ITGI|ITG Inc.|6673
STRT|STRATTEC SECURITY CP|ITGP|ITG INC.|28600
STRT|STRATTEC SECURITY CP|JANY|Janney Montgomery Scott Inc.|100
STRT|STRATTEC SECURITY CP|JEFF|JEFFERIES LLC|769
STRT|STRATTEC SECURITY CP|JPMX|J.P. Morgan Securities LLC|1548
STRT|STRATTEC SECURITY CP|KCGM|VIRTU Americas LLC|800
STRT|STRATTEC SECURITY CP|LEHM|Barclays Capital Inc./Le|3071
STRT|STRATTEC SECURITY CP|LIME|Lime Brokerage LLC|8716
STRT|STRATTEC SECURITY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
STRT|STRATTEC SECURITY CP|MSCO|MORGAN STANLEY & CO. LLC|33973
STRT|STRATTEC SECURITY CP|MSPL|MORGAN STANLEY & CO. LLC|2400
STRT|STRATTEC SECURITY CP|NFSC|National Financial Services LLC|5470
STRT|STRATTEC SECURITY CP|NITE|VIRTU Americas LLC|18121
STRT|STRATTEC SECURITY CP|NQRB|Brut, LLC|100
STRT|STRATTEC SECURITY CP|PDQM|CODA MARKETS, INC.|679
STRT|STRATTEC SECURITY CP|PWJC|UBS Financial Services, Inc.|157
STRT|STRATTEC SECURITY CP|SBSH|Citigroup Global Markets Inc.|8
STRT|STRATTEC SECURITY CP|SGMT|GOLDMAN SACHS & CO. LLC|900
STRT|STRATTEC SECURITY CP|SPDR|SPEEDROUTE LLC|700
STRT|STRATTEC SECURITY CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
STRT|STRATTEC SECURITY CP|SWIM|TD Ameritrade, Inc.|4097
STRT|STRATTEC SECURITY CP|TRBT|Tradebot Systems, Inc.|577
STRT|STRATTEC SECURITY CP|TRCM|TRC MARKETS LLC|2106
STRT|STRATTEC SECURITY CP|UBSA|UBS SECURITIES LLC|6090
STRT|STRATTEC SECURITY CP|UBSS|UBS Securities LLC|7959
STRT|STRATTEC SECURITY CP|VGRD|Vanguard Marketing Corporation|940
STRT|STRATTEC SECURITY CP|WCHV|WELLS FARGO SECURITIES, LLC|3198
STRT|STRATTEC SECURITY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33
STRT|STRATTEC SECURITY CP|WSEA|WOLVERINE SECURITIES, LLC|280
STT|STATE STREET CP|ABLE|NATIXIS Securities Americas LLC|62609
STT|STATE STREET CP|AGIS|Aegis Capital Corp.|73
STT|STATE STREET CP|ALTX|Alternet Securities Inc.|16692
STT|STATE STREET CP|ANOS|ABEL/NOSER, L.L.C.|9393
STT|STATE STREET CP|APCC|Apex Clearing Corporation|150
STT|STATE STREET CP|BANK|Primevest Financial Services, Inc.|37
STT|STATE STREET CP|BARD|Robert W. Baird & Co. Incorporated|3759
STT|STATE STREET CP|BATM|CBOE TRADING, INC.|11143
STT|STATE STREET CP|BAYC|BAY CREST PARTNERS, LLC|97
STT|STATE STREET CP|BAYT|BTIG, LLC|500
STT|STATE STREET CP|BBNT|BB&T SECURITIES, LLC|2587
STT|STATE STREET CP|BERN|Sanford C. Bernstein & Co., LLC|292211
STT|STATE STREET CP|BIDS|BIDS TRADING L.P.|102700
STT|STATE STREET CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15912
STT|STATE STREET CP|BLKX|INSTINET, LLC|110870
STT|STATE STREET CP|BMOC|BMO Capital Markets Corp.|3021
STT|STATE STREET CP|BNPX|BNP PARIBAS SECURITIES CORP.|173532
STT|STATE STREET CP|BRGE|Newbridge Securities Corp.|300
STT|STATE STREET CP|BTIG|BTIG, LLC|57666
STT|STATE STREET CP|BYXM|CBOE TRADING, INC.|2337
STT|STATE STREET CP|BZYD|GOLDMAN SACHS & CO. LLC|200
STT|STATE STREET CP|CANT|Cantor Fitzgerald & Co.|197
STT|STATE STREET CP|CHAS|Charles Schwab & Co., Inc.|6435
STT|STATE STREET CP|CIBP|CIBC World Markets Corp.|20308
STT|STATE STREET CP|CICF|Canaccord Genuity Corp.|107
STT|STATE STREET CP|CIST|Capital Institutional Services, Inc.|3035
STT|STATE STREET CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89067
STT|STATE STREET CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19
STT|STATE STREET CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6939
STT|STATE STREET CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|598503
STT|STATE STREET CP|CTDL|Citadel Derivatives Group Llc|13772
STT|STATE STREET CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|96208
STT|STATE STREET CP|DADA|D.A. Davidson & Co.|2786
STT|STATE STREET CP|DBAB|Deutsche Bank Securities Inc.|186283
STT|STATE STREET CP|DBAX|Deutsche Bank Securities Inc.|349800
STT|STATE STREET CP|DBUL|Deutsche Bank Securities Inc.|8449
STT|STATE STREET CP|DCHF|Dart Executions, LLC|722
STT|STATE STREET CP|DEAN|MORGAN STANLEY|14214
STT|STATE STREET CP|DEGS|RONIN PROFESSIONAL LLC|500
STT|STATE STREET CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|92
STT|STATE STREET CP|EBXL|EBX LLC|350100
STT|STATE STREET CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|26602
STT|STATE STREET CP|EDJC|Edward Jones / CDS|65
STT|STATE STREET CP|EDJO|Edward D. Jones & Co., L.P.|25154
STT|STATE STREET CP|EGAM|CBOE TRADING, INC.|38518
STT|STATE STREET CP|EGMT|EG MARKET TECHNOLOGIES LLC|1300
STT|STATE STREET CP|EGXM|CBOE TRADING, INC.|4497
STT|STATE STREET CP|ELEV|ELEVATION, LLC|6200
STT|STATE STREET CP|ETBE|Electronic Transaction Clearing, Inc.|38710
STT|STATE STREET CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
STT|STATE STREET CP|ETCC|Electronic Transaction Clearing, Inc.|503
STT|STATE STREET CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29959
STT|STATE STREET CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1678
STT|STATE STREET CP|ETRS|E*Trade Securities LLC|15762
STT|STATE STREET CP|FBSB|U.S. Bancorp Investments, Inc.|181
STT|STATE STREET CP|FIDT|Fidelity Clearing Canada ULC./ CDS|1
STT|STATE STREET CP|FILL|Tradestation Securities, Inc.|460
STT|STATE STREET CP|FINX|FINTECH SECURITIES|1340
STT|STATE STREET CP|FMAF|NBCN Inc./ CDS|4118
STT|STATE STREET CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9480
STT|STATE STREET CP|FQLS|Quantlab Securities LP|332185
STT|STATE STREET CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108837
STT|STATE STREET CP|FTBR|Foliofn Investments, Inc.|3781
STT|STATE STREET CP|GEBB|GLOBAL EXECUTION BROKERS, LP|4898
STT|STATE STREET CP|GLIS|TD Securities Inc|110
STT|STATE STREET CP|GLPX|ACS EXECUTION SERVICES, LLC|105847
STT|STATE STREET CP|GSCO|GOLDMAN SACHS & CO. LLC|1641844
STT|STATE STREET CP|GSCS|GOLDMAN SACHS & CO. LLC|8753
STT|STATE STREET CP|GSLT|GOLDMAN SACHS & CO. LLC|15778
STT|STATE STREET CP|GTSZ|GTS SECURITIES LLC|317763
STT|STATE STREET CP|HRBF|American Enterprise Investment Services Inc.|4752
STT|STATE STREET CP|HSBC|HSBC Securities, Inc.|11413
STT|STATE STREET CP|IATS|INTERACTIVE BROKERS LLC|9009
STT|STATE STREET CP|IBKR|Interactive Brokers Llc|18619
STT|STATE STREET CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4151
STT|STATE STREET CP|ICBX|INSTINET, LLC|82857
STT|STATE STREET CP|IEQY|CITADEL SECURITIES LLC|114463
STT|STATE STREET CP|INCA|INSTINET, LLC|476459
STT|STATE STREET CP|INJX|INSTINET, LLC|3905
STT|STATE STREET CP|INTL|INTL FCSTONE FINANCIAL INC.|6
STT|STATE STREET CP|ITGI|ITG Inc.|141573
STT|STATE STREET CP|ITGP|ITG INC.|484600
STT|STATE STREET CP|JANY|Janney Montgomery Scott Inc.|1763
STT|STATE STREET CP|JEFF|JEFFERIES LLC|180190
STT|STATE STREET CP|JMPT|JUMP TRADING, LLC|92122
STT|STATE STREET CP|JPBX|J.P. MORGAN SECURITIES LLC|218056
STT|STATE STREET CP|JPMX|J.P. Morgan Securities LLC|701932
STT|STATE STREET CP|JSJX|JANE STREET CAPITAL LLC|9381
STT|STATE STREET CP|JSSF|JMP Securities LLC|5470
STT|STATE STREET CP|KBWI|Keefe, Bruyette & Woods, Inc.|1700
STT|STATE STREET CP|KCGM|VIRTU Americas LLC|86773
STT|STATE STREET CP|LEHM|Barclays Capital Inc./Le|967893
STT|STATE STREET CP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|75
STT|STATE STREET CP|LIME|Lime Brokerage LLC|202985
STT|STATE STREET CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|116800
STT|STATE STREET CP|LOOP|Loop Capital Markets LLC|10752
STT|STATE STREET CP|LSCI|Lek Securities Corporation|2584
STT|STATE STREET CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
STT|STATE STREET CP|MACC|Mid Atlantic Capital Corporation|2345
STT|STATE STREET CP|MAXM|Maxim Group LLC|17359
STT|STATE STREET CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|156807
STT|STATE STREET CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1743
STT|STATE STREET CP|MOTF|MOTIF INVESTING, INC.|12
STT|STATE STREET CP|MSCO|MORGAN STANLEY & CO. LLC|1594381
STT|STATE STREET CP|MSPL|MORGAN STANLEY & CO. LLC|360600
STT|STATE STREET CP|MSTX|MORGAN STANLEY & CO. LLC|141900
STT|STATE STREET CP|NATL|National Securities Corporation|120
STT|STATE STREET CP|NEED|Needham & Company, LLC|173
STT|STATE STREET CP|NEUB|NEUBERGER BERMAN BD LLC|1705
STT|STATE STREET CP|NFSC|National Financial Services LLC|289340
STT|STATE STREET CP|NITE|VIRTU Americas LLC|469263
STT|STATE STREET CP|NQRB|Brut, LLC|21680
STT|STATE STREET CP|NTBF|BMO Nesbitt Burns Inc./CDS|36
STT|STATE STREET CP|NTRC|Northern Trust Securities, Inc.|5828
STT|STATE STREET CP|OHOS|TWO SIGMA SECURITIES, LLC|131060
STT|STATE STREET CP|OPCO|Oppenheimer & Co. Inc.|329
STT|STATE STREET CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1536
STT|STATE STREET CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4437
STT|STATE STREET CP|PDQM|CODA MARKETS, INC.|291535
STT|STATE STREET CP|PHLY|NASDAQ Execution Services, LLC|3000
STT|STATE STREET CP|PICT|Pictet Overseas Inc.|213
STT|STATE STREET CP|PWJC|UBS Financial Services, Inc.|8477
STT|STATE STREET CP|QMSR|QUATTRO M SECURITIES INC.|3330
STT|STATE STREET CP|RBCM|RBC CAPITAL MARKETS, LLC|13047
STT|STATE STREET CP|SAGL|SAGETRADER, LLC|90451
STT|STATE STREET CP|SAGW|SAGETRADER, LLC|21
STT|STATE STREET CP|SALI|INTL FCSTONE FINANCIAL INC.|119
STT|STATE STREET CP|SBSH|Citigroup Global Markets Inc.|405126
STT|STATE STREET CP|SEIC|SEI Investments Distribution Co.|3865
STT|STATE STREET CP|SGMT|GOLDMAN SACHS & CO. LLC|271258
STT|STATE STREET CP|SHMR|ABN Amro Clearing LLC|208
STT|STATE STREET CP|SJLS|TRADE INFORMATICS LLC|300
STT|STATE STREET CP|SPDR|SPEEDROUTE LLC|16985
STT|STATE STREET CP|SPHN|Stephens Inc.|126
STT|STATE STREET CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
STT|STATE STREET CP|STFL|Stifel, Nicolaus & Company, Incorporated|66422
STT|STATE STREET CP|STKP|STOCKPILE INVESTMENTS, INC.|4
STT|STATE STREET CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4549
STT|STATE STREET CP|SWIM|TD Ameritrade, Inc.|10339
STT|STATE STREET CP|SWST|Hilltop Securities Inc.|2182
STT|STATE STREET CP|TRBT|Tradebot Systems, Inc.|214748
STT|STATE STREET CP|TRCM|TRC MARKETS LLC|398857
STT|STATE STREET CP|UBSA|UBS SECURITIES LLC|846633
STT|STATE STREET CP|UBSS|UBS Securities LLC|1600803
STT|STATE STREET CP|VALX|VIRTU AMERICAS LLC|13492
STT|STATE STREET CP|VGRD|Vanguard Marketing Corporation|3417
STT|STATE STREET CP|WABR|Wall Street Access|2500
STT|STATE STREET CP|WBLR|WILLIAM BLAIR|76
STT|STATE STREET CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2860
STT|STATE STREET CP|WCHV|WELLS FARGO SECURITIES, LLC|126974
STT|STATE STREET CP|WDNX|WEEDEN & CO.L.P.|4700
STT|STATE STREET CP|WEDB|WEDBUSH SECURITIES INC.|3621
STT|STATE STREET CP|WEED|Weeden & Co.L.P.|731
STT|STATE STREET CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27184
STT|STATE STREET CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20497
STT|STATE STREET CP|WGIF|CIBC World Markets Inc.|46
STT|STATE STREET CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2917
STT|STATE STREET CP|WSEA|WOLVERINE SECURITIES, LLC|3633
STT|STATE STREET CP|XIST|INSTINET, LLC|136562
STT|STATE STREET CP|XPQR|Jump Trading|3300
STT|STATE STREET CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|92986
STT|STATE STREET CP|YKNA|COMHAR CAPITAL MARKETS, LLC|12999
STT|STATE STREET CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8076
STT$C|STATE STREET CORP|BARD|Robert W. Baird & Co. Incorporated|808
STT$C|STATE STREET CORP|BATM|CBOE TRADING, INC.|222
STT$C|STATE STREET CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1077
STT$C|STATE STREET CORP|CANT|Cantor Fitzgerald & Co.|7675
STT$C|STATE STREET CORP|CHAS|Charles Schwab & Co., Inc.|7675
STT$C|STATE STREET CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1617
STT$C|STATE STREET CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6999
STT$C|STATE STREET CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11200
STT$C|STATE STREET CORP|DBAX|Deutsche Bank Securities Inc.|4700
STT$C|STATE STREET CORP|DEAN|MORGAN STANLEY|2592
STT$C|STATE STREET CORP|EBXL|EBX LLC|2700
STT$C|STATE STREET CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5825
STT$C|STATE STREET CORP|EDJO|Edward D. Jones & Co., L.P.|808
STT$C|STATE STREET CORP|EGXM|CBOE TRADING, INC.|124
STT$C|STATE STREET CORP|ETRS|E*Trade Securities LLC|1969
STT$C|STATE STREET CORP|FINX|FINTECH SECURITIES|50
STT$C|STATE STREET CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1072
STT$C|STATE STREET CORP|FTBR|Foliofn Investments, Inc.|4
STT$C|STATE STREET CORP|GLPX|ACS EXECUTION SERVICES, LLC|395
STT$C|STATE STREET CORP|GSCO|GOLDMAN SACHS & CO. LLC|1400
STT$C|STATE STREET CORP|GSLT|GOLDMAN SACHS & CO. LLC|1003
STT$C|STATE STREET CORP|HRBF|American Enterprise Investment Services Inc.|3242
STT$C|STATE STREET CORP|IBKR|Interactive Brokers Llc|4507
STT$C|STATE STREET CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|123
STT$C|STATE STREET CORP|ICBX|INSTINET, LLC|700
STT$C|STATE STREET CORP|INCA|INSTINET, LLC|700
STT$C|STATE STREET CORP|ITGI|ITG Inc.|2998
STT$C|STATE STREET CORP|JANY|Janney Montgomery Scott Inc.|200
STT$C|STATE STREET CORP|JEFF|JEFFERIES LLC|953
STT$C|STATE STREET CORP|JPMX|J.P. Morgan Securities LLC|10998
STT$C|STATE STREET CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1104
STT$C|STATE STREET CORP|JSJX|JANE STREET CAPITAL LLC|100
STT$C|STATE STREET CORP|KCGM|VIRTU Americas LLC|1300
STT$C|STATE STREET CORP|LEHM|Barclays Capital Inc./Le|2600
STT$C|STATE STREET CORP|LIME|Lime Brokerage LLC|451
STT$C|STATE STREET CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
STT$C|STATE STREET CORP|MSCO|MORGAN STANLEY & CO. LLC|5582
STT$C|STATE STREET CORP|MSPL|MORGAN STANLEY & CO. LLC|2100
STT$C|STATE STREET CORP|NFSC|National Financial Services LLC|30922
STT$C|STATE STREET CORP|NITE|VIRTU Americas LLC|39514
STT$C|STATE STREET CORP|NQRB|Brut, LLC|800
STT$C|STATE STREET CORP|OPCO|Oppenheimer & Co. Inc.|22
STT$C|STATE STREET CORP|PDQM|CODA MARKETS, INC.|995
STT$C|STATE STREET CORP|PWJC|UBS Financial Services, Inc.|137
STT$C|STATE STREET CORP|RBCM|RBC CAPITAL MARKETS, LLC|2745
STT$C|STATE STREET CORP|SBSH|Citigroup Global Markets Inc.|94
STT$C|STATE STREET CORP|SGMT|GOLDMAN SACHS & CO. LLC|2470
STT$C|STATE STREET CORP|SPDR|SPEEDROUTE LLC|92
STT$C|STATE STREET CORP|STFL|Stifel, Nicolaus & Company, Incorporated|872
STT$C|STATE STREET CORP|SWIM|TD Ameritrade, Inc.|7148
STT$C|STATE STREET CORP|SWST|Hilltop Securities Inc.|12
STT$C|STATE STREET CORP|TRBT|Tradebot Systems, Inc.|300
STT$C|STATE STREET CORP|UBSA|UBS SECURITIES LLC|9683
STT$C|STATE STREET CORP|UBSS|UBS Securities LLC|10174
STT$C|STATE STREET CORP|VGRD|Vanguard Marketing Corporation|1023
STT$C|STATE STREET CORP|WCHV|WELLS FARGO SECURITIES, LLC|8006
STT$C|STATE STREET CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|337
STT$C|STATE STREET CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5600
STT$C|STATE STREET CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2336
STT$D|STATE STREET CORP|ALTX|Alternet Securities Inc.|121
STT$D|STATE STREET CORP|BARD|Robert W. Baird & Co. Incorporated|2511
STT$D|STATE STREET CORP|BATM|CBOE TRADING, INC.|300
STT$D|STATE STREET CORP|BBNT|BB&T SECURITIES, LLC|501
STT$D|STATE STREET CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1318
STT$D|STATE STREET CORP|BTIG|BTIG, LLC|6750
STT$D|STATE STREET CORP|CHAS|Charles Schwab & Co., Inc.|135
STT$D|STATE STREET CORP|CIST|Capital Institutional Services, Inc.|1000
STT$D|STATE STREET CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2663
STT$D|STATE STREET CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4919
STT$D|STATE STREET CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1732
STT$D|STATE STREET CORP|DBAX|Deutsche Bank Securities Inc.|17200
STT$D|STATE STREET CORP|DEAN|MORGAN STANLEY|19319
STT$D|STATE STREET CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2856
STT$D|STATE STREET CORP|EBXL|EBX LLC|6500
STT$D|STATE STREET CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|14066
STT$D|STATE STREET CORP|EDJO|Edward D. Jones & Co., L.P.|4393
STT$D|STATE STREET CORP|EGAM|CBOE TRADING, INC.|200
STT$D|STATE STREET CORP|EGXM|CBOE TRADING, INC.|300
STT$D|STATE STREET CORP|ESPO|ESPOSITO SECURITIES, LLC|202
STT$D|STATE STREET CORP|FBSB|U.S. Bancorp Investments, Inc.|150
STT$D|STATE STREET CORP|FILL|Tradestation Securities, Inc.|2500
STT$D|STATE STREET CORP|FINX|FINTECH SECURITIES|177
STT$D|STATE STREET CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2569
STT$D|STATE STREET CORP|FTBR|Foliofn Investments, Inc.|99
STT$D|STATE STREET CORP|GLPX|ACS EXECUTION SERVICES, LLC|2966
STT$D|STATE STREET CORP|GSCO|GOLDMAN SACHS & CO. LLC|5300
STT$D|STATE STREET CORP|GSCS|GOLDMAN SACHS & CO. LLC|1276
STT$D|STATE STREET CORP|GSLT|GOLDMAN SACHS & CO. LLC|1204
STT$D|STATE STREET CORP|GTSZ|GTS SECURITIES LLC|414
STT$D|STATE STREET CORP|HRBF|American Enterprise Investment Services Inc.|3644
STT$D|STATE STREET CORP|IATS|INTERACTIVE BROKERS LLC|700
STT$D|STATE STREET CORP|IBKR|Interactive Brokers Llc|5309
STT$D|STATE STREET CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|568
STT$D|STATE STREET CORP|ICBX|INSTINET, LLC|1110
STT$D|STATE STREET CORP|INCA|INSTINET, LLC|4480
STT$D|STATE STREET CORP|INJX|INSTINET, LLC|900
STT$D|STATE STREET CORP|ITGI|ITG Inc.|1068
STT$D|STATE STREET CORP|ITGP|ITG INC.|1200
STT$D|STATE STREET CORP|JANY|Janney Montgomery Scott Inc.|35
STT$D|STATE STREET CORP|JEFF|JEFFERIES LLC|1947
STT$D|STATE STREET CORP|JPMX|J.P. Morgan Securities LLC|8550
STT$D|STATE STREET CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1824
STT$D|STATE STREET CORP|JSJX|JANE STREET CAPITAL LLC|223
STT$D|STATE STREET CORP|KCGM|VIRTU Americas LLC|1504
STT$D|STATE STREET CORP|LEHM|Barclays Capital Inc./Le|11500
STT$D|STATE STREET CORP|LIME|Lime Brokerage LLC|1288
STT$D|STATE STREET CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|506
STT$D|STATE STREET CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4100
STT$D|STATE STREET CORP|MSCO|MORGAN STANLEY & CO. LLC|46500
STT$D|STATE STREET CORP|MSPL|MORGAN STANLEY & CO. LLC|5400
STT$D|STATE STREET CORP|NEUB|NEUBERGER BERMAN BD LLC|57
STT$D|STATE STREET CORP|NFSC|National Financial Services LLC|28208
STT$D|STATE STREET CORP|NITE|VIRTU Americas LLC|54440
STT$D|STATE STREET CORP|NITP|VIRTU Americas LLC|100
STT$D|STATE STREET CORP|NQRB|Brut, LLC|1553
STT$D|STATE STREET CORP|OTAA|OTA LLC|1700
STT$D|STATE STREET CORP|PDQM|CODA MARKETS, INC.|10666
STT$D|STATE STREET CORP|PWJC|UBS Financial Services, Inc.|206
STT$D|STATE STREET CORP|RBCM|RBC CAPITAL MARKETS, LLC|2885
STT$D|STATE STREET CORP|SALI|INTL FCSTONE FINANCIAL INC.|83
STT$D|STATE STREET CORP|SBSH|Citigroup Global Markets Inc.|1377
STT$D|STATE STREET CORP|SEIC|SEI Investments Distribution Co.|121
STT$D|STATE STREET CORP|SGMT|GOLDMAN SACHS & CO. LLC|5747
STT$D|STATE STREET CORP|SPDR|SPEEDROUTE LLC|5583
STT$D|STATE STREET CORP|STFL|Stifel, Nicolaus & Company, Incorporated|21215
STT$D|STATE STREET CORP|SWST|Hilltop Securities Inc.|80
STT$D|STATE STREET CORP|TRBT|Tradebot Systems, Inc.|2731
STT$D|STATE STREET CORP|UBSA|UBS SECURITIES LLC|24125
STT$D|STATE STREET CORP|UBSS|UBS Securities LLC|32626
STT$D|STATE STREET CORP|VGRD|Vanguard Marketing Corporation|56
STT$D|STATE STREET CORP|WCHV|WELLS FARGO SECURITIES, LLC|17475
STT$D|STATE STREET CORP|WEDB|WEDBUSH SECURITIES INC.|55
STT$D|STATE STREET CORP|WEED|Weeden & Co.L.P.|22900
STT$D|STATE STREET CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|852
STT$D|STATE STREET CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
STT$D|STATE STREET CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3490
STT$E|STATE STREET DEP P E|AGIS|Aegis Capital Corp.|4570
STT$E|STATE STREET DEP P E|ALTX|Alternet Securities Inc.|523
STT$E|STATE STREET DEP P E|BARD|Robert W. Baird & Co. Incorporated|1259
STT$E|STATE STREET DEP P E|BATM|CBOE TRADING, INC.|200
STT$E|STATE STREET DEP P E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|308
STT$E|STATE STREET DEP P E|CHAS|Charles Schwab & Co., Inc.|282
STT$E|STATE STREET DEP P E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1300
STT$E|STATE STREET DEP P E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9676
STT$E|STATE STREET DEP P E|CXCX|CITIGROUP GLOBAL MARKETS INC.|3076
STT$E|STATE STREET DEP P E|DAVA|Davenport & Company LLC|400
STT$E|STATE STREET DEP P E|DBAB|Deutsche Bank Securities Inc.|150
STT$E|STATE STREET DEP P E|DBAX|Deutsche Bank Securities Inc.|5900
STT$E|STATE STREET DEP P E|DEAN|MORGAN STANLEY|5120
STT$E|STATE STREET DEP P E|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
STT$E|STATE STREET DEP P E|EBXL|EBX LLC|2900
STT$E|STATE STREET DEP P E|ECUT|CONVERGEX EXECUTION SOLUTIONS|6966
STT$E|STATE STREET DEP P E|EGXM|CBOE TRADING, INC.|200
STT$E|STATE STREET DEP P E|ETRS|E*Trade Securities LLC|23
STT$E|STATE STREET DEP P E|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|214
STT$E|STATE STREET DEP P E|FTBR|Foliofn Investments, Inc.|147
STT$E|STATE STREET DEP P E|GLPX|ACS EXECUTION SERVICES, LLC|335
STT$E|STATE STREET DEP P E|GSCO|GOLDMAN SACHS & CO. LLC|4218
STT$E|STATE STREET DEP P E|GSLT|GOLDMAN SACHS & CO. LLC|259
STT$E|STATE STREET DEP P E|GTSZ|GTS SECURITIES LLC|439
STT$E|STATE STREET DEP P E|HRBF|American Enterprise Investment Services Inc.|3143
STT$E|STATE STREET DEP P E|IBKR|Interactive Brokers Llc|958
STT$E|STATE STREET DEP P E|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1149
STT$E|STATE STREET DEP P E|ICBX|INSTINET, LLC|1450
STT$E|STATE STREET DEP P E|INCA|INSTINET, LLC|967
STT$E|STATE STREET DEP P E|ITGI|ITG Inc.|598
STT$E|STATE STREET DEP P E|ITGP|ITG INC.|200
STT$E|STATE STREET DEP P E|JANY|Janney Montgomery Scott Inc.|8581
STT$E|STATE STREET DEP P E|JEFF|JEFFERIES LLC|6594
STT$E|STATE STREET DEP P E|JPMX|J.P. Morgan Securities LLC|4424
STT$E|STATE STREET DEP P E|JSEB|JANE STREET EXECUTION SERVICES, LLC|1824
STT$E|STATE STREET DEP P E|KCGM|VIRTU Americas LLC|1700
STT$E|STATE STREET DEP P E|LEHM|Barclays Capital Inc./Le|2800
STT$E|STATE STREET DEP P E|LIME|Lime Brokerage LLC|1707
STT$E|STATE STREET DEP P E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
STT$E|STATE STREET DEP P E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32396
STT$E|STATE STREET DEP P E|MSCO|MORGAN STANLEY & CO. LLC|15733
STT$E|STATE STREET DEP P E|MSPL|MORGAN STANLEY & CO. LLC|1200
STT$E|STATE STREET DEP P E|NFSC|National Financial Services LLC|17426
STT$E|STATE STREET DEP P E|NITE|VIRTU Americas LLC|66492
STT$E|STATE STREET DEP P E|NQRB|Brut, LLC|1073
STT$E|STATE STREET DEP P E|OLDM|OLD MISSION CAPITAL, LLC|511
STT$E|STATE STREET DEP P E|OPCO|Oppenheimer & Co. Inc.|4882
STT$E|STATE STREET DEP P E|OTAA|OTA LLC|500
STT$E|STATE STREET DEP P E|PDQM|CODA MARKETS, INC.|1534
STT$E|STATE STREET DEP P E|PWJC|UBS Financial Services, Inc.|5932
STT$E|STATE STREET DEP P E|RBCM|RBC CAPITAL MARKETS, LLC|6487
STT$E|STATE STREET DEP P E|SALI|INTL FCSTONE FINANCIAL INC.|1
STT$E|STATE STREET DEP P E|SEIC|SEI Investments Distribution Co.|323
STT$E|STATE STREET DEP P E|SGMT|GOLDMAN SACHS & CO. LLC|4201
STT$E|STATE STREET DEP P E|SPDR|SPEEDROUTE LLC|2100
STT$E|STATE STREET DEP P E|STFL|Stifel, Nicolaus & Company, Incorporated|3157
STT$E|STATE STREET DEP P E|SWST|Hilltop Securities Inc.|532
STT$E|STATE STREET DEP P E|TRBT|Tradebot Systems, Inc.|1805
STT$E|STATE STREET DEP P E|UBSA|UBS SECURITIES LLC|14536
STT$E|STATE STREET DEP P E|UBSS|UBS Securities LLC|38664
STT$E|STATE STREET DEP P E|VGRD|Vanguard Marketing Corporation|864
STT$E|STATE STREET DEP P E|WCHV|WELLS FARGO SECURITIES, LLC|18918
STT$E|STATE STREET DEP P E|WEDB|WEDBUSH SECURITIES INC.|351
STT$E|STATE STREET DEP P E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|782
STT$E|STATE STREET DEP P E|XSTM|NATIONAL FINANCIAL SERVICES LLC|5240
STT$E|STATE STREET DEP P E|YKNA|COMHAR CAPITAL MARKETS, LLC|99
STT$E|STATE STREET DEP P E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4162
STT$G|STATE STREET PFD|AGIS|Aegis Capital Corp.|5000
STT$G|STATE STREET PFD|ALTX|Alternet Securities Inc.|701
STT$G|STATE STREET PFD|BARD|Robert W. Baird & Co. Incorporated|184
STT$G|STATE STREET PFD|BATM|CBOE TRADING, INC.|100
STT$G|STATE STREET PFD|BBNT|BB&T SECURITIES, LLC|476
STT$G|STATE STREET PFD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4869
STT$G|STATE STREET PFD|BTIG|BTIG, LLC|398
STT$G|STATE STREET PFD|CHAS|Charles Schwab & Co., Inc.|96
STT$G|STATE STREET PFD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3318
STT$G|STATE STREET PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7725
STT$G|STATE STREET PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1002
STT$G|STATE STREET PFD|DBAX|Deutsche Bank Securities Inc.|8400
STT$G|STATE STREET PFD|DEAN|MORGAN STANLEY|10163
STT$G|STATE STREET PFD|EBXL|EBX LLC|10200
STT$G|STATE STREET PFD|ECUT|CONVERGEX EXECUTION SOLUTIONS|10456
STT$G|STATE STREET PFD|EDJO|Edward D. Jones & Co., L.P.|639
STT$G|STATE STREET PFD|EGAM|CBOE TRADING, INC.|165
STT$G|STATE STREET PFD|FINX|FINTECH SECURITIES|81
STT$G|STATE STREET PFD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2374
STT$G|STATE STREET PFD|GEBB|GLOBAL EXECUTION BROKERS, LP|100
STT$G|STATE STREET PFD|GLPX|ACS EXECUTION SERVICES, LLC|2453
STT$G|STATE STREET PFD|GSCO|GOLDMAN SACHS & CO. LLC|20260
STT$G|STATE STREET PFD|GSCS|GOLDMAN SACHS & CO. LLC|465
STT$G|STATE STREET PFD|GSLT|GOLDMAN SACHS & CO. LLC|600
STT$G|STATE STREET PFD|GTSZ|GTS SECURITIES LLC|1286
STT$G|STATE STREET PFD|HRBF|American Enterprise Investment Services Inc.|2754
STT$G|STATE STREET PFD|IATS|INTERACTIVE BROKERS LLC|100
STT$G|STATE STREET PFD|IBKR|Interactive Brokers Llc|10405
STT$G|STATE STREET PFD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1139
STT$G|STATE STREET PFD|ICBX|INSTINET, LLC|600
STT$G|STATE STREET PFD|INCA|INSTINET, LLC|1153
STT$G|STATE STREET PFD|INJX|INSTINET, LLC|200
STT$G|STATE STREET PFD|ITGI|ITG Inc.|897
STT$G|STATE STREET PFD|ITGP|ITG INC.|1200
STT$G|STATE STREET PFD|JANY|Janney Montgomery Scott Inc.|750
STT$G|STATE STREET PFD|JEFF|JEFFERIES LLC|4820
STT$G|STATE STREET PFD|JPMX|J.P. Morgan Securities LLC|13404
STT$G|STATE STREET PFD|JSEB|JANE STREET EXECUTION SERVICES, LLC|1144
STT$G|STATE STREET PFD|JSJX|JANE STREET CAPITAL LLC|100
STT$G|STATE STREET PFD|KCGM|VIRTU Americas LLC|3806
STT$G|STATE STREET PFD|LEHM|Barclays Capital Inc./Le|51898
STT$G|STATE STREET PFD|LIME|Lime Brokerage LLC|1279
STT$G|STATE STREET PFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
STT$G|STATE STREET PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
STT$G|STATE STREET PFD|MSCO|MORGAN STANLEY & CO. LLC|29266
STT$G|STATE STREET PFD|MSPL|MORGAN STANLEY & CO. LLC|4400
STT$G|STATE STREET PFD|NFSC|National Financial Services LLC|18528
STT$G|STATE STREET PFD|NITE|VIRTU Americas LLC|48179
STT$G|STATE STREET PFD|NQRB|Brut, LLC|1008
STT$G|STATE STREET PFD|OLDM|OLD MISSION CAPITAL, LLC|200
STT$G|STATE STREET PFD|OPCO|Oppenheimer & Co. Inc.|1434
STT$G|STATE STREET PFD|OTAA|OTA LLC|400
STT$G|STATE STREET PFD|PDQM|CODA MARKETS, INC.|4181
STT$G|STATE STREET PFD|PWJC|UBS Financial Services, Inc.|8001
STT$G|STATE STREET PFD|RBCM|RBC CAPITAL MARKETS, LLC|5414
STT$G|STATE STREET PFD|SALI|INTL FCSTONE FINANCIAL INC.|1
STT$G|STATE STREET PFD|SBSH|Citigroup Global Markets Inc.|50
STT$G|STATE STREET PFD|SEIC|SEI Investments Distribution Co.|101
STT$G|STATE STREET PFD|SGMT|GOLDMAN SACHS & CO. LLC|1877
STT$G|STATE STREET PFD|SPDR|SPEEDROUTE LLC|600
STT$G|STATE STREET PFD|STFL|Stifel, Nicolaus & Company, Incorporated|341
STT$G|STATE STREET PFD|SWST|Hilltop Securities Inc.|198
STT$G|STATE STREET PFD|TRBT|Tradebot Systems, Inc.|3153
STT$G|STATE STREET PFD|UBSA|UBS SECURITIES LLC|25015
STT$G|STATE STREET PFD|UBSS|UBS Securities LLC|57735
STT$G|STATE STREET PFD|WCHV|WELLS FARGO SECURITIES, LLC|11737
STT$G|STATE STREET PFD|WEED|Weeden & Co.L.P.|70113
STT$G|STATE STREET PFD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|404
STT$G|STATE STREET PFD|WGIF|CIBC World Markets Inc.|100
STT$G|STATE STREET PFD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1360
STT$G|STATE STREET PFD|YKNA|COMHAR CAPITAL MARKETS, LLC|700
STT$G|STATE STREET PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1189
STWD|STARWOOD PROPERTY TR|ADAM|CANACCORD GENUITY INC.|1628
STWD|STARWOOD PROPERTY TR|ALTX|Alternet Securities Inc.|3191
STWD|STARWOOD PROPERTY TR|APCC|Apex Clearing Corporation|586
STWD|STARWOOD PROPERTY TR|BALE|M&T SECURITIES, INC.|1920
STWD|STARWOOD PROPERTY TR|BANK|Primevest Financial Services, Inc.|140
STWD|STARWOOD PROPERTY TR|BARD|Robert W. Baird & Co. Incorporated|519565
STWD|STARWOOD PROPERTY TR|BATM|CBOE TRADING, INC.|533
STWD|STARWOOD PROPERTY TR|BAYC|BAY CREST PARTNERS, LLC|880
STWD|STARWOOD PROPERTY TR|BBNT|BB&T SECURITIES, LLC|4074
STWD|STARWOOD PROPERTY TR|BERN|Sanford C. Bernstein & Co., LLC|65394
STWD|STARWOOD PROPERTY TR|BIDS|BIDS TRADING L.P.|500
STWD|STARWOOD PROPERTY TR|BKCM|BNY Mellon Capital Markets LLC|329
STWD|STARWOOD PROPERTY TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46612
STWD|STARWOOD PROPERTY TR|BNCH|The Benchmark Company, LLC|11559
STWD|STARWOOD PROPERTY TR|BNPX|BNP PARIBAS SECURITIES CORP.|2081
STWD|STARWOOD PROPERTY TR|BTIG|BTIG, LLC|29933
STWD|STARWOOD PROPERTY TR|BYXM|CBOE TRADING, INC.|300
STWD|STARWOOD PROPERTY TR|BZYD|GOLDMAN SACHS & CO. LLC|2700
STWD|STARWOOD PROPERTY TR|CANT|Cantor Fitzgerald & Co.|4282
STWD|STARWOOD PROPERTY TR|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
STWD|STARWOOD PROPERTY TR|CHAS|Charles Schwab & Co., Inc.|11961
STWD|STARWOOD PROPERTY TR|CIST|Capital Institutional Services, Inc.|54861
STWD|STARWOOD PROPERTY TR|CLSA|CLSA AMERICAS, LLC|100
STWD|STARWOOD PROPERTY TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|585300
STWD|STARWOOD PROPERTY TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1200
STWD|STARWOOD PROPERTY TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|456375
STWD|STARWOOD PROPERTY TR|CTDL|Citadel Derivatives Group Llc|1989
STWD|STARWOOD PROPERTY TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|64828
STWD|STARWOOD PROPERTY TR|DADA|D.A. Davidson & Co.|13117
STWD|STARWOOD PROPERTY TR|DBAB|Deutsche Bank Securities Inc.|200456
STWD|STARWOOD PROPERTY TR|DBAX|Deutsche Bank Securities Inc.|342000
STWD|STARWOOD PROPERTY TR|DBUL|Deutsche Bank Securities Inc.|1000
STWD|STARWOOD PROPERTY TR|DEAN|MORGAN STANLEY|42999
STWD|STARWOOD PROPERTY TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22419
STWD|STARWOOD PROPERTY TR|EBXL|EBX LLC|314400
STWD|STARWOOD PROPERTY TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|1048
STWD|STARWOOD PROPERTY TR|EDJO|Edward D. Jones & Co., L.P.|11561
STWD|STARWOOD PROPERTY TR|EGAM|CBOE TRADING, INC.|5303
STWD|STARWOOD PROPERTY TR|EGAW|CBOE TRADING, INC.|334
STWD|STARWOOD PROPERTY TR|EGXM|CBOE TRADING, INC.|720
STWD|STARWOOD PROPERTY TR|EGXW|CBOE TRADING, INC.|57
STWD|STARWOOD PROPERTY TR|ELEV|ELEVATION, LLC|27711
STWD|STARWOOD PROPERTY TR|ETBE|Electronic Transaction Clearing, Inc.|5836
STWD|STARWOOD PROPERTY TR|ETCB|ETC BROKERAGE SERVICES, LLC|718
STWD|STARWOOD PROPERTY TR|ETCC|Electronic Transaction Clearing, Inc.|280
STWD|STARWOOD PROPERTY TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
STWD|STARWOOD PROPERTY TR|ETRS|E*Trade Securities LLC|254960
STWD|STARWOOD PROPERTY TR|FBSB|U.S. Bancorp Investments, Inc.|5401
STWD|STARWOOD PROPERTY TR|FFSI|Firstrade Securities Inc.|100
STWD|STARWOOD PROPERTY TR|FIDT|Fidelity Clearing Canada ULC./ CDS|520
STWD|STARWOOD PROPERTY TR|FILL|Tradestation Securities, Inc.|4608
STWD|STARWOOD PROPERTY TR|FMAF|NBCN Inc./ CDS|5585
STWD|STARWOOD PROPERTY TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
STWD|STARWOOD PROPERTY TR|FQLS|Quantlab Securities LP|148669
STWD|STARWOOD PROPERTY TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59219
STWD|STARWOOD PROPERTY TR|FTBR|Foliofn Investments, Inc.|14423
STWD|STARWOOD PROPERTY TR|GEBB|GLOBAL EXECUTION BROKERS, LP|2600
STWD|STARWOOD PROPERTY TR|GLIS|TD Securities Inc|500
STWD|STARWOOD PROPERTY TR|GLPX|ACS EXECUTION SERVICES, LLC|2871
STWD|STARWOOD PROPERTY TR|GSCO|GOLDMAN SACHS & CO. LLC|1116486
STWD|STARWOOD PROPERTY TR|GSCS|GOLDMAN SACHS & CO. LLC|17975
STWD|STARWOOD PROPERTY TR|GSLT|GOLDMAN SACHS & CO. LLC|2286
STWD|STARWOOD PROPERTY TR|GTSZ|GTS SECURITIES LLC|39862
STWD|STARWOOD PROPERTY TR|HRBF|American Enterprise Investment Services Inc.|47165
STWD|STARWOOD PROPERTY TR|HSBC|HSBC Securities, Inc.|1000
STWD|STARWOOD PROPERTY TR|IATS|INTERACTIVE BROKERS LLC|28267
STWD|STARWOOD PROPERTY TR|IBKR|Interactive Brokers Llc|42939
STWD|STARWOOD PROPERTY TR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7642
STWD|STARWOOD PROPERTY TR|ICBX|INSTINET, LLC|127113
STWD|STARWOOD PROPERTY TR|INCA|INSTINET, LLC|265325
STWD|STARWOOD PROPERTY TR|INJX|INSTINET, LLC|12
STWD|STARWOOD PROPERTY TR|ITGI|ITG Inc.|108541
STWD|STARWOOD PROPERTY TR|ITGP|ITG INC.|265200
STWD|STARWOOD PROPERTY TR|JANY|Janney Montgomery Scott Inc.|7815
STWD|STARWOOD PROPERTY TR|JEFF|JEFFERIES LLC|25065
STWD|STARWOOD PROPERTY TR|JHDR|J.H. Darbie & Co., Inc.|187
STWD|STARWOOD PROPERTY TR|JMPT|JUMP TRADING, LLC|25397
STWD|STARWOOD PROPERTY TR|JPBX|J.P. MORGAN SECURITIES LLC|107801
STWD|STARWOOD PROPERTY TR|JPMX|J.P. Morgan Securities LLC|1084674
STWD|STARWOOD PROPERTY TR|JSJX|JANE STREET CAPITAL LLC|3277
STWD|STARWOOD PROPERTY TR|KCGM|VIRTU Americas LLC|56834
STWD|STARWOOD PROPERTY TR|LEHM|Barclays Capital Inc./Le|1186270
STWD|STARWOOD PROPERTY TR|LIME|Lime Brokerage LLC|64265
STWD|STARWOOD PROPERTY TR|LMNX|LUMINEX TRADING & ANALYTICS LLC|47680
STWD|STARWOOD PROPERTY TR|LOOP|Loop Capital Markets LLC|19983
STWD|STARWOOD PROPERTY TR|LQNA|LIQUIDNET, INC.|199900
STWD|STARWOOD PROPERTY TR|LSCI|Lek Securities Corporation|58
STWD|STARWOOD PROPERTY TR|MACC|Mid Atlantic Capital Corporation|405
STWD|STARWOOD PROPERTY TR|MCMF|Raymond James Ltd. Cds|1992
STWD|STARWOOD PROPERTY TR|MITR|GMP SECURITIES, LLC|82400
STWD|STARWOOD PROPERTY TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|556014
STWD|STARWOOD PROPERTY TR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9501
STWD|STARWOOD PROPERTY TR|MOTF|MOTIF INVESTING, INC.|12
STWD|STARWOOD PROPERTY TR|MSCO|MORGAN STANLEY & CO. LLC|1013549
STWD|STARWOOD PROPERTY TR|MSPL|MORGAN STANLEY & CO. LLC|718500
STWD|STARWOOD PROPERTY TR|MSTX|MORGAN STANLEY & CO. LLC|213200
STWD|STARWOOD PROPERTY TR|MZHO|Mizuho Securities USA LLC|10600
STWD|STARWOOD PROPERTY TR|NEUB|NEUBERGER BERMAN BD LLC|10922
STWD|STARWOOD PROPERTY TR|NFSC|National Financial Services LLC|703572
STWD|STARWOOD PROPERTY TR|NITE|VIRTU Americas LLC|1123958
STWD|STARWOOD PROPERTY TR|NITP|VIRTU Americas LLC|26111
STWD|STARWOOD PROPERTY TR|NMRA|Nomura Securities International, Inc.|1237912
STWD|STARWOOD PROPERTY TR|NQRB|Brut, LLC|13811
STWD|STARWOOD PROPERTY TR|NTBF|BMO Nesbitt Burns Inc./CDS|385
STWD|STARWOOD PROPERTY TR|NTRC|Northern Trust Securities, Inc.|1273
STWD|STARWOOD PROPERTY TR|OPCO|Oppenheimer & Co. Inc.|10740
STWD|STARWOOD PROPERTY TR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
STWD|STARWOOD PROPERTY TR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|114099
STWD|STARWOOD PROPERTY TR|PDQM|CODA MARKETS, INC.|2280
STWD|STARWOOD PROPERTY TR|PHLY|NASDAQ Execution Services, LLC|1000
STWD|STARWOOD PROPERTY TR|PICT|Pictet Overseas Inc.|1500
STWD|STARWOOD PROPERTY TR|PWJC|UBS Financial Services, Inc.|3945
STWD|STARWOOD PROPERTY TR|RBCM|RBC CAPITAL MARKETS, LLC|31428
STWD|STARWOOD PROPERTY TR|RHCO|Suntrust Robinson Humphrey, Inc.|17600
STWD|STARWOOD PROPERTY TR|SALI|INTL FCSTONE FINANCIAL INC.|1000
STWD|STARWOOD PROPERTY TR|SBSH|Citigroup Global Markets Inc.|523033
STWD|STARWOOD PROPERTY TR|SEIC|SEI Investments Distribution Co.|800
STWD|STARWOOD PROPERTY TR|SGMT|GOLDMAN SACHS & CO. LLC|318196
STWD|STARWOOD PROPERTY TR|SPDR|SPEEDROUTE LLC|7064
STWD|STARWOOD PROPERTY TR|SPHN|Stephens Inc.|247
STWD|STARWOOD PROPERTY TR|STFL|Stifel, Nicolaus & Company, Incorporated|71549
STWD|STARWOOD PROPERTY TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6897
STWD|STARWOOD PROPERTY TR|SWIM|TD Ameritrade, Inc.|48255
STWD|STARWOOD PROPERTY TR|SWST|Hilltop Securities Inc.|5594
STWD|STARWOOD PROPERTY TR|TKNG|ALLY INVEST SECURITIES LLC|5004
STWD|STARWOOD PROPERTY TR|TRBT|Tradebot Systems, Inc.|133242
STWD|STARWOOD PROPERTY TR|TRCM|TRC MARKETS LLC|36102
STWD|STARWOOD PROPERTY TR|TWTT|TASTYWORKS, INC.|300
STWD|STARWOOD PROPERTY TR|UBSA|UBS SECURITIES LLC|895017
STWD|STARWOOD PROPERTY TR|UBSS|UBS Securities LLC|628845
STWD|STARWOOD PROPERTY TR|VALX|VIRTU AMERICAS LLC|83524
STWD|STARWOOD PROPERTY TR|VERT|The Vertical Trading Group, LLC|455
STWD|STARWOOD PROPERTY TR|VGRD|Vanguard Marketing Corporation|100001
STWD|STARWOOD PROPERTY TR|WBLR|WILLIAM BLAIR|600
STWD|STARWOOD PROPERTY TR|WBPX|SUMMIT SECURITIES GROUP, LLC|12877
STWD|STARWOOD PROPERTY TR|WCHV|WELLS FARGO SECURITIES, LLC|293311
STWD|STARWOOD PROPERTY TR|WDNX|WEEDEN & CO.L.P.|912
STWD|STARWOOD PROPERTY TR|WEDB|WEDBUSH SECURITIES INC.|13035
STWD|STARWOOD PROPERTY TR|WEED|Weeden & Co.L.P.|37539
STWD|STARWOOD PROPERTY TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2862
STWD|STARWOOD PROPERTY TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11265
STWD|STARWOOD PROPERTY TR|WGIF|CIBC World Markets Inc.|500
STWD|STARWOOD PROPERTY TR|WSEA|WOLVERINE SECURITIES, LLC|7988
STWD|STARWOOD PROPERTY TR|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
STWD|STARWOOD PROPERTY TR|XIST|INSTINET, LLC|67200
STWD|STARWOOD PROPERTY TR|XPQR|Jump Trading|100
STWD|STARWOOD PROPERTY TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|70316
STWD|STARWOOD PROPERTY TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29732
STX|SEAGATE TECH ORD SHS|ABLE|NATIXIS Securities Americas LLC|16395
STX|SEAGATE TECH ORD SHS|ALTX|Alternet Securities Inc.|39705
STX|SEAGATE TECH ORD SHS|ANOS|ABEL/NOSER, L.L.C.|30
STX|SEAGATE TECH ORD SHS|APCC|Apex Clearing Corporation|18622
STX|SEAGATE TECH ORD SHS|AQUA|AQUA SECURITIES L.P.|2800
STX|SEAGATE TECH ORD SHS|BANK|Primevest Financial Services, Inc.|735
STX|SEAGATE TECH ORD SHS|BARD|Robert W. Baird & Co. Incorporated|6472
STX|SEAGATE TECH ORD SHS|BATM|CBOE TRADING, INC.|15248
STX|SEAGATE TECH ORD SHS|BAYC|BAY CREST PARTNERS, LLC|16843
STX|SEAGATE TECH ORD SHS|BAYT|BTIG, LLC|4500
STX|SEAGATE TECH ORD SHS|BBNT|BB&T SECURITIES, LLC|4701
STX|SEAGATE TECH ORD SHS|BERN|Sanford C. Bernstein & Co., LLC|372093
STX|SEAGATE TECH ORD SHS|BIAD|SAGETRADER, LLC|96
STX|SEAGATE TECH ORD SHS|BIMI|Banca IMI Securities Corp.|4138
STX|SEAGATE TECH ORD SHS|BKCM|BNY Mellon Capital Markets LLC|680
STX|SEAGATE TECH ORD SHS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56297
STX|SEAGATE TECH ORD SHS|BLKX|INSTINET, LLC|53100
STX|SEAGATE TECH ORD SHS|BMOC|BMO Capital Markets Corp.|50066
STX|SEAGATE TECH ORD SHS|BNCH|The Benchmark Company, LLC|100
STX|SEAGATE TECH ORD SHS|BNPX|BNP PARIBAS SECURITIES CORP.|797325
STX|SEAGATE TECH ORD SHS|BTIG|BTIG, LLC|251055
STX|SEAGATE TECH ORD SHS|BYXM|CBOE TRADING, INC.|11577
STX|SEAGATE TECH ORD SHS|BZYD|GOLDMAN SACHS & CO. LLC|290
STX|SEAGATE TECH ORD SHS|CANT|Cantor Fitzgerald & Co.|34709
STX|SEAGATE TECH ORD SHS|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
STX|SEAGATE TECH ORD SHS|CBRA|Cobra Trading, Inc.|4100
STX|SEAGATE TECH ORD SHS|CHAS|Charles Schwab & Co., Inc.|24277
STX|SEAGATE TECH ORD SHS|CIBP|CIBC World Markets Corp.|15784
STX|SEAGATE TECH ORD SHS|CIST|Capital Institutional Services, Inc.|2648
STX|SEAGATE TECH ORD SHS|CLSA|CLSA AMERICAS, LLC|44774
STX|SEAGATE TECH ORD SHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|229577
STX|SEAGATE TECH ORD SHS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1597
STX|SEAGATE TECH ORD SHS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6693
STX|SEAGATE TECH ORD SHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1067375
STX|SEAGATE TECH ORD SHS|CTDL|Citadel Derivatives Group Llc|45029
STX|SEAGATE TECH ORD SHS|CXCX|CITIGROUP GLOBAL MARKETS INC.|97252
STX|SEAGATE TECH ORD SHS|DADA|D.A. Davidson & Co.|1295
STX|SEAGATE TECH ORD SHS|DAVA|Davenport & Company LLC|100
STX|SEAGATE TECH ORD SHS|DBAB|Deutsche Bank Securities Inc.|1850480
STX|SEAGATE TECH ORD SHS|DBAX|Deutsche Bank Securities Inc.|982900
STX|SEAGATE TECH ORD SHS|DBUL|Deutsche Bank Securities Inc.|86765
STX|SEAGATE TECH ORD SHS|DCHF|Dart Executions, LLC|76831
STX|SEAGATE TECH ORD SHS|DEAN|MORGAN STANLEY|69745
STX|SEAGATE TECH ORD SHS|DEGS|RONIN PROFESSIONAL LLC|3973
STX|SEAGATE TECH ORD SHS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15593
STX|SEAGATE TECH ORD SHS|DRWK|DRW SECURITIES, L.L.C.|16260
STX|SEAGATE TECH ORD SHS|EBXL|EBX LLC|427300
STX|SEAGATE TECH ORD SHS|ECUT|CONVERGEX EXECUTION SOLUTIONS|12300
STX|SEAGATE TECH ORD SHS|EDJC|Edward Jones / CDS|18
STX|SEAGATE TECH ORD SHS|EDJO|Edward D. Jones & Co., L.P.|45980
STX|SEAGATE TECH ORD SHS|EGAM|CBOE TRADING, INC.|50433
STX|SEAGATE TECH ORD SHS|EGAW|CBOE TRADING, INC.|590
STX|SEAGATE TECH ORD SHS|EGMT|EG MARKET TECHNOLOGIES LLC|935
STX|SEAGATE TECH ORD SHS|EGXM|CBOE TRADING, INC.|32772
STX|SEAGATE TECH ORD SHS|EGXW|CBOE TRADING, INC.|1960
STX|SEAGATE TECH ORD SHS|ESPO|ESPOSITO SECURITIES, LLC|10948
STX|SEAGATE TECH ORD SHS|ETBE|Electronic Transaction Clearing, Inc.|108005
STX|SEAGATE TECH ORD SHS|ETCC|Electronic Transaction Clearing, Inc.|6903
STX|SEAGATE TECH ORD SHS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6338
STX|SEAGATE TECH ORD SHS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|77367
STX|SEAGATE TECH ORD SHS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|8
STX|SEAGATE TECH ORD SHS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|81030
STX|SEAGATE TECH ORD SHS|ETRS|E*Trade Securities LLC|698143
STX|SEAGATE TECH ORD SHS|FBCO|Credit Suisse Securities (USA) LLC|1648419
STX|SEAGATE TECH ORD SHS|FBSB|U.S. Bancorp Investments, Inc.|250
STX|SEAGATE TECH ORD SHS|FFSI|Firstrade Securities Inc.|10
STX|SEAGATE TECH ORD SHS|FILL|Tradestation Securities, Inc.|39622
STX|SEAGATE TECH ORD SHS|FMAF|NBCN Inc./ CDS|4294
STX|SEAGATE TECH ORD SHS|FOMA|TD AMERITRADE CLEARING, INC.|1423921
STX|SEAGATE TECH ORD SHS|FORD|Fordham Financial Management, Inc.|800
STX|SEAGATE TECH ORD SHS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|94745
STX|SEAGATE TECH ORD SHS|FQLS|Quantlab Securities LP|1082133
STX|SEAGATE TECH ORD SHS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|211848
STX|SEAGATE TECH ORD SHS|FTBR|Foliofn Investments, Inc.|24124
STX|SEAGATE TECH ORD SHS|GEBB|GLOBAL EXECUTION BROKERS, LP|160664
STX|SEAGATE TECH ORD SHS|GELP|RBC CAPITAL MARKETS, LLC|2087
STX|SEAGATE TECH ORD SHS|GLPX|ACS EXECUTION SERVICES, LLC|137053
STX|SEAGATE TECH ORD SHS|GSCO|GOLDMAN SACHS & CO. LLC|3576159
STX|SEAGATE TECH ORD SHS|GSCS|GOLDMAN SACHS & CO. LLC|226796
STX|SEAGATE TECH ORD SHS|GSLT|GOLDMAN SACHS & CO. LLC|14964
STX|SEAGATE TECH ORD SHS|GTSZ|GTS SECURITIES LLC|746896
STX|SEAGATE TECH ORD SHS|HAPX|HAP Trading, LLC|27556
STX|SEAGATE TECH ORD SHS|HRBF|American Enterprise Investment Services Inc.|10964
STX|SEAGATE TECH ORD SHS|HSBC|HSBC Securities, Inc.|148993
STX|SEAGATE TECH ORD SHS|IATS|INTERACTIVE BROKERS LLC|76432
STX|SEAGATE TECH ORD SHS|IBKR|Interactive Brokers Llc|561423
STX|SEAGATE TECH ORD SHS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1545
STX|SEAGATE TECH ORD SHS|ICBX|INSTINET, LLC|204320
STX|SEAGATE TECH ORD SHS|IEQY|CITADEL SECURITIES LLC|676363
STX|SEAGATE TECH ORD SHS|INCA|INSTINET, LLC|1851895
STX|SEAGATE TECH ORD SHS|INJX|INSTINET, LLC|147031
STX|SEAGATE TECH ORD SHS|ITGI|ITG Inc.|168399
STX|SEAGATE TECH ORD SHS|ITGP|ITG INC.|433800
STX|SEAGATE TECH ORD SHS|JANY|Janney Montgomery Scott Inc.|9189
STX|SEAGATE TECH ORD SHS|JEFF|JEFFERIES LLC|437548
STX|SEAGATE TECH ORD SHS|JHDR|J.H. Darbie & Co., Inc.|283
STX|SEAGATE TECH ORD SHS|JMPT|JUMP TRADING, LLC|273737
STX|SEAGATE TECH ORD SHS|JONE|JonesTrading|26097
STX|SEAGATE TECH ORD SHS|JPBX|J.P. MORGAN SECURITIES LLC|221275
STX|SEAGATE TECH ORD SHS|JPMX|J.P. Morgan Securities LLC|1523976
STX|SEAGATE TECH ORD SHS|JSCL|JOSEPH STONE CAPITAL L.L.C.|600
STX|SEAGATE TECH ORD SHS|JSJX|JANE STREET CAPITAL LLC|10389
STX|SEAGATE TECH ORD SHS|JUTA|JUMP TRADING, LLC|100
STX|SEAGATE TECH ORD SHS|KCGM|VIRTU Americas LLC|184520
STX|SEAGATE TECH ORD SHS|LEHM|Barclays Capital Inc./Le|2997578
STX|SEAGATE TECH ORD SHS|LIME|Lime Brokerage LLC|567072
STX|SEAGATE TECH ORD SHS|LIWE|LIME BROKERAGE LLC|1899
STX|SEAGATE TECH ORD SHS|LMGP|LIME BROKERAGE LLC|1574
STX|SEAGATE TECH ORD SHS|LMNX|LUMINEX TRADING & ANALYTICS LLC|76800
STX|SEAGATE TECH ORD SHS|LOOP|Loop Capital Markets LLC|515
STX|SEAGATE TECH ORD SHS|LQNA|LIQUIDNET, INC.|89700
STX|SEAGATE TECH ORD SHS|LSCI|Lek Securities Corporation|78120
STX|SEAGATE TECH ORD SHS|LVMR|LIVERMORE TRADING GROUP, INC.|50586
STX|SEAGATE TECH ORD SHS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
STX|SEAGATE TECH ORD SHS|MACC|Mid Atlantic Capital Corporation|400
STX|SEAGATE TECH ORD SHS|MACQ|Macquarie Capital (USA) Inc.|100
STX|SEAGATE TECH ORD SHS|MAXM|Maxim Group LLC|2416
STX|SEAGATE TECH ORD SHS|MBTS|ALLY INVEST SECURITIES LLC|180
STX|SEAGATE TECH ORD SHS|MCMF|Raymond James Ltd. Cds|3359
STX|SEAGATE TECH ORD SHS|MKMP|MKM Partners LLC|1800
STX|SEAGATE TECH ORD SHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|526973
STX|SEAGATE TECH ORD SHS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
STX|SEAGATE TECH ORD SHS|MOTF|MOTIF INVESTING, INC.|44
STX|SEAGATE TECH ORD SHS|MPSG|E D & F Man Capital Markets Inc.|7766
STX|SEAGATE TECH ORD SHS|MSCO|MORGAN STANLEY & CO. LLC|7734680
STX|SEAGATE TECH ORD SHS|MSPL|MORGAN STANLEY & CO. LLC|1097000
STX|SEAGATE TECH ORD SHS|MSTX|MORGAN STANLEY & CO. LLC|598900
STX|SEAGATE TECH ORD SHS|MTON|MILLINGTON SECURITIES, INC.|267615
STX|SEAGATE TECH ORD SHS|MZHO|Mizuho Securities USA LLC|145000
STX|SEAGATE TECH ORD SHS|NATL|National Securities Corporation|1214
STX|SEAGATE TECH ORD SHS|NBCS|NBC Securities, INC.|875
STX|SEAGATE TECH ORD SHS|NFSC|National Financial Services LLC|1727792
STX|SEAGATE TECH ORD SHS|NITE|VIRTU Americas LLC|2557618
STX|SEAGATE TECH ORD SHS|NITP|VIRTU Americas LLC|3373
STX|SEAGATE TECH ORD SHS|NQRB|Brut, LLC|63491
STX|SEAGATE TECH ORD SHS|NTRC|Northern Trust Securities, Inc.|910
STX|SEAGATE TECH ORD SHS|OHOS|TWO SIGMA SECURITIES, LLC|386004
STX|SEAGATE TECH ORD SHS|OLDM|OLD MISSION CAPITAL, LLC|12122
STX|SEAGATE TECH ORD SHS|OPCO|Oppenheimer & Co. Inc.|11199
STX|SEAGATE TECH ORD SHS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4997
STX|SEAGATE TECH ORD SHS|PCPT|PHILLIP CAPITAL INC.|500
STX|SEAGATE TECH ORD SHS|PDQM|CODA MARKETS, INC.|169429
STX|SEAGATE TECH ORD SHS|PHLY|NASDAQ Execution Services, LLC|175800
STX|SEAGATE TECH ORD SHS|PICT|Pictet Overseas Inc.|1169
STX|SEAGATE TECH ORD SHS|PIPR|Piper Jaffray & Co.|17816
STX|SEAGATE TECH ORD SHS|PUMA|Puma Capital, Llc|275135
STX|SEAGATE TECH ORD SHS|PUMX|Puma Capital, LLC|1012
STX|SEAGATE TECH ORD SHS|PWJC|UBS Financial Services, Inc.|8360
STX|SEAGATE TECH ORD SHS|RAJA|Raymond James & Associates, Inc.|127904
STX|SEAGATE TECH ORD SHS|RBCM|RBC CAPITAL MARKETS, LLC|36569
STX|SEAGATE TECH ORD SHS|RGLD|Regal Securities, Inc|60
STX|SEAGATE TECH ORD SHS|RHCO|Suntrust Robinson Humphrey, Inc.|100551
STX|SEAGATE TECH ORD SHS|ROTH|Roth Capital Partners, LLC|1300
STX|SEAGATE TECH ORD SHS|SAGL|SAGETRADER, LLC|50748
STX|SEAGATE TECH ORD SHS|SAGW|SAGETRADER, LLC|1400
STX|SEAGATE TECH ORD SHS|SALI|INTL FCSTONE FINANCIAL INC.|55927
STX|SEAGATE TECH ORD SHS|SBSH|Citigroup Global Markets Inc.|1127263
STX|SEAGATE TECH ORD SHS|SEIC|SEI Investments Distribution Co.|100
STX|SEAGATE TECH ORD SHS|SGMT|GOLDMAN SACHS & CO. LLC|247425
STX|SEAGATE TECH ORD SHS|SIBO|Prime Executions, Inc.|10150
STX|SEAGATE TECH ORD SHS|SPDR|SPEEDROUTE LLC|54902
STX|SEAGATE TECH ORD SHS|SPHN|Stephens Inc.|361
STX|SEAGATE TECH ORD SHS|SPTD|MINT GLOBAL MARKETS, INC.|100
STX|SEAGATE TECH ORD SHS|SSBS|STATE STREET GLOBAL MARKETS, LLC|241
STX|SEAGATE TECH ORD SHS|STFL|Stifel, Nicolaus & Company, Incorporated|149793
STX|SEAGATE TECH ORD SHS|STKP|STOCKPILE INVESTMENTS, INC.|464
STX|SEAGATE TECH ORD SHS|STXG|Stockcross Financial Services, Inc.|1360
STX|SEAGATE TECH ORD SHS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|166
STX|SEAGATE TECH ORD SHS|SWIM|TD Ameritrade, Inc.|538266
STX|SEAGATE TECH ORD SHS|SWST|Hilltop Securities Inc.|9165
STX|SEAGATE TECH ORD SHS|TAGC|TELSEY ADVISORY GROUP LLC|8697
STX|SEAGATE TECH ORD SHS|TKNG|ALLY INVEST SECURITIES LLC|40730
STX|SEAGATE TECH ORD SHS|TONC|CUTTONE & CO., LLC|1090
STX|SEAGATE TECH ORD SHS|TRBT|Tradebot Systems, Inc.|859249
STX|SEAGATE TECH ORD SHS|TRCM|TRC MARKETS LLC|924231
STX|SEAGATE TECH ORD SHS|TTUC|CUTTONE & CO., INC.|8831
STX|SEAGATE TECH ORD SHS|TWTT|TASTYWORKS, INC.|1054
STX|SEAGATE TECH ORD SHS|UBSA|UBS SECURITIES LLC|1533631
STX|SEAGATE TECH ORD SHS|UBSS|UBS Securities LLC|2845825
STX|SEAGATE TECH ORD SHS|VALX|VIRTU AMERICAS LLC|18140
STX|SEAGATE TECH ORD SHS|VGRD|Vanguard Marketing Corporation|66935
STX|SEAGATE TECH ORD SHS|VIEW|VIEWTRADE SECURITIES LLC|3500
STX|SEAGATE TECH ORD SHS|VNDM|Wall Street Access|9091
STX|SEAGATE TECH ORD SHS|VSIN|Vision Financial Markets Llc|241
STX|SEAGATE TECH ORD SHS|WABR|Wall Street Access|500
STX|SEAGATE TECH ORD SHS|WBET|Wallachbeth Capital LLC|78207
STX|SEAGATE TECH ORD SHS|WBPX|SUMMIT SECURITIES GROUP, LLC|18804
STX|SEAGATE TECH ORD SHS|WCHV|WELLS FARGO SECURITIES, LLC|616436
STX|SEAGATE TECH ORD SHS|WDNX|WEEDEN & CO.L.P.|532
STX|SEAGATE TECH ORD SHS|WEDB|WEDBUSH SECURITIES INC.|7520
STX|SEAGATE TECH ORD SHS|WEED|Weeden & Co.L.P.|5012
STX|SEAGATE TECH ORD SHS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|87762
STX|SEAGATE TECH ORD SHS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|143753
STX|SEAGATE TECH ORD SHS|WGIF|CIBC World Markets Inc.|34615
STX|SEAGATE TECH ORD SHS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3947
STX|SEAGATE TECH ORD SHS|WSAG|WALL STREET ACCESS|361
STX|SEAGATE TECH ORD SHS|WSEA|WOLVERINE SECURITIES, LLC|53832
STX|SEAGATE TECH ORD SHS|XIST|INSTINET, LLC|131000
STX|SEAGATE TECH ORD SHS|XPQR|Jump Trading|400
STX|SEAGATE TECH ORD SHS|XSTM|NATIONAL FINANCIAL SERVICES LLC|383484
STX|SEAGATE TECH ORD SHS|YKNA|COMHAR CAPITAL MARKETS, LLC|9489
STX|SEAGATE TECH ORD SHS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23823
STXB|SPIRIT OF TEXAS CM|ALTX|Alternet Securities Inc.|1200
STXB|SPIRIT OF TEXAS CM|APCC|Apex Clearing Corporation|300
STXB|SPIRIT OF TEXAS CM|BATM|CBOE TRADING, INC.|2731
STXB|SPIRIT OF TEXAS CM|BAYC|BAY CREST PARTNERS, LLC|281
STXB|SPIRIT OF TEXAS CM|BERN|Sanford C. Bernstein & Co., LLC|5000
STXB|SPIRIT OF TEXAS CM|BIDS|BIDS TRADING L.P.|51289
STXB|SPIRIT OF TEXAS CM|BMOC|BMO Capital Markets Corp.|157
STXB|SPIRIT OF TEXAS CM|BNKS|Fig Partners, LLC|300
STXB|SPIRIT OF TEXAS CM|BNPX|BNP PARIBAS SECURITIES CORP.|329
STXB|SPIRIT OF TEXAS CM|BTIG|BTIG, LLC|50701
STXB|SPIRIT OF TEXAS CM|BYXM|CBOE TRADING, INC.|1980
STXB|SPIRIT OF TEXAS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24308
STXB|SPIRIT OF TEXAS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
STXB|SPIRIT OF TEXAS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
STXB|SPIRIT OF TEXAS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13173
STXB|SPIRIT OF TEXAS CM|CTDL|Citadel Derivatives Group Llc|3200
STXB|SPIRIT OF TEXAS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
STXB|SPIRIT OF TEXAS CM|DBAB|Deutsche Bank Securities Inc.|41575
STXB|SPIRIT OF TEXAS CM|DBAX|Deutsche Bank Securities Inc.|18900
STXB|SPIRIT OF TEXAS CM|DEAN|MORGAN STANLEY|1600
STXB|SPIRIT OF TEXAS CM|DEGS|RONIN PROFESSIONAL LLC|4325
STXB|SPIRIT OF TEXAS CM|EBXL|EBX LLC|16000
STXB|SPIRIT OF TEXAS CM|EDJO|Edward D. Jones & Co., L.P.|2344
STXB|SPIRIT OF TEXAS CM|EGAM|CBOE TRADING, INC.|1200
STXB|SPIRIT OF TEXAS CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
STXB|SPIRIT OF TEXAS CM|ETRS|E*Trade Securities LLC|20526
STXB|SPIRIT OF TEXAS CM|FBCO|Credit Suisse Securities (USA) LLC|18176
STXB|SPIRIT OF TEXAS CM|FOMA|TD AMERITRADE CLEARING, INC.|80861
STXB|SPIRIT OF TEXAS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3640
STXB|SPIRIT OF TEXAS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17689
STXB|SPIRIT OF TEXAS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
STXB|SPIRIT OF TEXAS CM|GLPX|ACS EXECUTION SERVICES, LLC|9906
STXB|SPIRIT OF TEXAS CM|GSCO|GOLDMAN SACHS & CO. LLC|118486
STXB|SPIRIT OF TEXAS CM|GSCS|GOLDMAN SACHS & CO. LLC|8550
STXB|SPIRIT OF TEXAS CM|GSLT|GOLDMAN SACHS & CO. LLC|432
STXB|SPIRIT OF TEXAS CM|GTSZ|GTS SECURITIES LLC|43747
STXB|SPIRIT OF TEXAS CM|GUGS|Guggenheim Securities, LLC|51289
STXB|SPIRIT OF TEXAS CM|IATS|INTERACTIVE BROKERS LLC|200
STXB|SPIRIT OF TEXAS CM|IBKR|Interactive Brokers Llc|1579
STXB|SPIRIT OF TEXAS CM|ICBX|INSTINET, LLC|2300
STXB|SPIRIT OF TEXAS CM|IEQY|CITADEL SECURITIES LLC|767
STXB|SPIRIT OF TEXAS CM|INCA|INSTINET, LLC|44260
STXB|SPIRIT OF TEXAS CM|ITGI|ITG Inc.|18917
STXB|SPIRIT OF TEXAS CM|ITGP|ITG INC.|7600
STXB|SPIRIT OF TEXAS CM|JEFF|JEFFERIES LLC|14
STXB|SPIRIT OF TEXAS CM|JPBX|J.P. MORGAN SECURITIES LLC|1800
STXB|SPIRIT OF TEXAS CM|JPMX|J.P. Morgan Securities LLC|11222
STXB|SPIRIT OF TEXAS CM|KBWI|Keefe, Bruyette & Woods, Inc.|1918
STXB|SPIRIT OF TEXAS CM|KCGM|VIRTU Americas LLC|4562
STXB|SPIRIT OF TEXAS CM|LEHM|Barclays Capital Inc./Le|49312
STXB|SPIRIT OF TEXAS CM|LIME|Lime Brokerage LLC|50578
STXB|SPIRIT OF TEXAS CM|LMGP|LIME BROKERAGE LLC|6222
STXB|SPIRIT OF TEXAS CM|MAXM|Maxim Group LLC|86
STXB|SPIRIT OF TEXAS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14462
STXB|SPIRIT OF TEXAS CM|MSCO|MORGAN STANLEY & CO. LLC|155933
STXB|SPIRIT OF TEXAS CM|MSPL|MORGAN STANLEY & CO. LLC|13600
STXB|SPIRIT OF TEXAS CM|MSTX|MORGAN STANLEY & CO. LLC|3600
STXB|SPIRIT OF TEXAS CM|NFSC|National Financial Services LLC|10480
STXB|SPIRIT OF TEXAS CM|NITE|VIRTU Americas LLC|42961
STXB|SPIRIT OF TEXAS CM|NQRB|Brut, LLC|2333
STXB|SPIRIT OF TEXAS CM|OPCO|Oppenheimer & Co. Inc.|3700
STXB|SPIRIT OF TEXAS CM|PDQM|CODA MARKETS, INC.|32177
STXB|SPIRIT OF TEXAS CM|PWJC|UBS Financial Services, Inc.|600
STXB|SPIRIT OF TEXAS CM|RAJA|Raymond James & Associates, Inc.|2300
STXB|SPIRIT OF TEXAS CM|SAGL|SAGETRADER, LLC|400
STXB|SPIRIT OF TEXAS CM|SBSH|Citigroup Global Markets Inc.|11774
STXB|SPIRIT OF TEXAS CM|SDLR|Sandler, O'Neill & Partners, L.P.|13888
STXB|SPIRIT OF TEXAS CM|SGMT|GOLDMAN SACHS & CO. LLC|8260
STXB|SPIRIT OF TEXAS CM|SPDR|SPEEDROUTE LLC|4600
STXB|SPIRIT OF TEXAS CM|SPHN|Stephens Inc.|65618
STXB|SPIRIT OF TEXAS CM|SPTD|MINT GLOBAL MARKETS, INC.|5862
STXB|SPIRIT OF TEXAS CM|TRCM|TRC MARKETS LLC|5831
STXB|SPIRIT OF TEXAS CM|UBSA|UBS SECURITIES LLC|42005
STXB|SPIRIT OF TEXAS CM|UBSS|UBS Securities LLC|131097
STXB|SPIRIT OF TEXAS CM|VALX|VIRTU AMERICAS LLC|4467
STXB|SPIRIT OF TEXAS CM|VGRD|Vanguard Marketing Corporation|340
STXB|SPIRIT OF TEXAS CM|WCHV|WELLS FARGO SECURITIES, LLC|5814
STXB|SPIRIT OF TEXAS CM|WEED|Weeden & Co.L.P.|1900
STXB|SPIRIT OF TEXAS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
STXB|SPIRIT OF TEXAS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1588
STXB|SPIRIT OF TEXAS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|850
STZ|CONSTELLATION BRD A|ABLE|NATIXIS Securities Americas LLC|2090
STZ|CONSTELLATION BRD A|ADAM|CANACCORD GENUITY INC.|2157
STZ|CONSTELLATION BRD A|AGIS|Aegis Capital Corp.|75
STZ|CONSTELLATION BRD A|ALTX|Alternet Securities Inc.|26238
STZ|CONSTELLATION BRD A|AMRI|AMERICAS EXECUTIONS, LLC|1635
STZ|CONSTELLATION BRD A|APCC|Apex Clearing Corporation|9456
STZ|CONSTELLATION BRD A|BANK|Primevest Financial Services, Inc.|158
STZ|CONSTELLATION BRD A|BARD|Robert W. Baird & Co. Incorporated|12661
STZ|CONSTELLATION BRD A|BATM|CBOE TRADING, INC.|49454
STZ|CONSTELLATION BRD A|BAYC|BAY CREST PARTNERS, LLC|3596
STZ|CONSTELLATION BRD A|BAYT|BTIG, LLC|13471
STZ|CONSTELLATION BRD A|BBNT|BB&T SECURITIES, LLC|849
STZ|CONSTELLATION BRD A|BERN|Sanford C. Bernstein & Co., LLC|133894
STZ|CONSTELLATION BRD A|BIAD|SAGETRADER, LLC|9
STZ|CONSTELLATION BRD A|BIDS|BIDS TRADING L.P.|100
STZ|CONSTELLATION BRD A|BIMI|Banca IMI Securities Corp.|614
STZ|CONSTELLATION BRD A|BKCM|BNY Mellon Capital Markets LLC|3197
STZ|CONSTELLATION BRD A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12291
STZ|CONSTELLATION BRD A|BLKX|INSTINET, LLC|74402
STZ|CONSTELLATION BRD A|BNPX|BNP PARIBAS SECURITIES CORP.|85363
STZ|CONSTELLATION BRD A|BRGE|Newbridge Securities Corp.|55
STZ|CONSTELLATION BRD A|BTIG|BTIG, LLC|15225
STZ|CONSTELLATION BRD A|BYXM|CBOE TRADING, INC.|7456
STZ|CONSTELLATION BRD A|CABR|Cabrera Capital Markets, Inc.|220
STZ|CONSTELLATION BRD A|CANT|Cantor Fitzgerald & Co.|1118
STZ|CONSTELLATION BRD A|CBRA|Cobra Trading, Inc.|100
STZ|CONSTELLATION BRD A|CHAS|Charles Schwab & Co., Inc.|4664
STZ|CONSTELLATION BRD A|CIBP|CIBC World Markets Corp.|9437
STZ|CONSTELLATION BRD A|CICF|Canaccord Genuity Corp.|46
STZ|CONSTELLATION BRD A|CIST|Capital Institutional Services, Inc.|8158
STZ|CONSTELLATION BRD A|CLSA|CLSA AMERICAS, LLC|18419
STZ|CONSTELLATION BRD A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|232373
STZ|CONSTELLATION BRD A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|28431
STZ|CONSTELLATION BRD A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2883
STZ|CONSTELLATION BRD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|825483
STZ|CONSTELLATION BRD A|CTDL|Citadel Derivatives Group Llc|11299
STZ|CONSTELLATION BRD A|CXCX|CITIGROUP GLOBAL MARKETS INC.|87030
STZ|CONSTELLATION BRD A|DADA|D.A. Davidson & Co.|438
STZ|CONSTELLATION BRD A|DAVA|Davenport & Company LLC|267
STZ|CONSTELLATION BRD A|DBAB|Deutsche Bank Securities Inc.|436062
STZ|CONSTELLATION BRD A|DBAX|Deutsche Bank Securities Inc.|734400
STZ|CONSTELLATION BRD A|DCHF|Dart Executions, LLC|1206
STZ|CONSTELLATION BRD A|DEAN|MORGAN STANLEY|44172
STZ|CONSTELLATION BRD A|DEGS|RONIN PROFESSIONAL LLC|1200
STZ|CONSTELLATION BRD A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4189
STZ|CONSTELLATION BRD A|DRWK|DRW SECURITIES, L.L.C.|2084
STZ|CONSTELLATION BRD A|EBXL|EBX LLC|399500
STZ|CONSTELLATION BRD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|25305
STZ|CONSTELLATION BRD A|EDJC|Edward Jones / CDS|31
STZ|CONSTELLATION BRD A|EDJO|Edward D. Jones & Co., L.P.|4473
STZ|CONSTELLATION BRD A|EGAM|CBOE TRADING, INC.|47105
STZ|CONSTELLATION BRD A|EGAW|CBOE TRADING, INC.|581
STZ|CONSTELLATION BRD A|EGMT|EG MARKET TECHNOLOGIES LLC|2635
STZ|CONSTELLATION BRD A|EGXM|CBOE TRADING, INC.|9486
STZ|CONSTELLATION BRD A|EGXW|CBOE TRADING, INC.|2270
STZ|CONSTELLATION BRD A|ETBE|Electronic Transaction Clearing, Inc.|128032
STZ|CONSTELLATION BRD A|ETCC|Electronic Transaction Clearing, Inc.|388
STZ|CONSTELLATION BRD A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|85323
STZ|CONSTELLATION BRD A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|832
STZ|CONSTELLATION BRD A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|49323
STZ|CONSTELLATION BRD A|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
STZ|CONSTELLATION BRD A|ETRS|E*Trade Securities LLC|354456
STZ|CONSTELLATION BRD A|EVRS|E1 ASSET MANAGEMENT, INC.|65
STZ|CONSTELLATION BRD A|FBSB|U.S. Bancorp Investments, Inc.|22
STZ|CONSTELLATION BRD A|FCST|INTL FCSTONE FINANCIAL INC.|1603
STZ|CONSTELLATION BRD A|FFSI|Firstrade Securities Inc.|7
STZ|CONSTELLATION BRD A|FIDT|Fidelity Clearing Canada ULC./ CDS|109
STZ|CONSTELLATION BRD A|FILL|Tradestation Securities, Inc.|30007
STZ|CONSTELLATION BRD A|FINX|FINTECH SECURITIES|2596
STZ|CONSTELLATION BRD A|FMAF|NBCN Inc./ CDS|4260
STZ|CONSTELLATION BRD A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11490
STZ|CONSTELLATION BRD A|FQLS|Quantlab Securities LP|311896
STZ|CONSTELLATION BRD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|119743
STZ|CONSTELLATION BRD A|FTBR|Foliofn Investments, Inc.|2354
STZ|CONSTELLATION BRD A|GEBB|GLOBAL EXECUTION BROKERS, LP|31519
STZ|CONSTELLATION BRD A|GLIS|TD Securities Inc|703
STZ|CONSTELLATION BRD A|GLPX|ACS EXECUTION SERVICES, LLC|477998
STZ|CONSTELLATION BRD A|GSCO|GOLDMAN SACHS & CO. LLC|1304591
STZ|CONSTELLATION BRD A|GSCS|GOLDMAN SACHS & CO. LLC|20221
STZ|CONSTELLATION BRD A|GSLT|GOLDMAN SACHS & CO. LLC|12844
STZ|CONSTELLATION BRD A|GTSZ|GTS SECURITIES LLC|232028
STZ|CONSTELLATION BRD A|GUGS|Guggenheim Securities, LLC|851
STZ|CONSTELLATION BRD A|HAPX|HAP Trading, LLC|3074
STZ|CONSTELLATION BRD A|HASF|Haywood Securities Inc./CDS|100
STZ|CONSTELLATION BRD A|HRBF|American Enterprise Investment Services Inc.|23536
STZ|CONSTELLATION BRD A|HSBC|HSBC Securities, Inc.|1090
STZ|CONSTELLATION BRD A|IATS|INTERACTIVE BROKERS LLC|31833
STZ|CONSTELLATION BRD A|IBKR|Interactive Brokers Llc|64197
STZ|CONSTELLATION BRD A|IBSJ|Integrity Brokerage Services, Inc.|503
STZ|CONSTELLATION BRD A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1309
STZ|CONSTELLATION BRD A|ICBX|INSTINET, LLC|141499
STZ|CONSTELLATION BRD A|IEQY|CITADEL SECURITIES LLC|93047
STZ|CONSTELLATION BRD A|INCA|INSTINET, LLC|631316
STZ|CONSTELLATION BRD A|INJX|INSTINET, LLC|4028
STZ|CONSTELLATION BRD A|ITGI|ITG Inc.|62758
STZ|CONSTELLATION BRD A|ITGP|ITG INC.|433400
STZ|CONSTELLATION BRD A|JANY|Janney Montgomery Scott Inc.|2543
STZ|CONSTELLATION BRD A|JEFF|JEFFERIES LLC|244956
STZ|CONSTELLATION BRD A|JMPT|JUMP TRADING, LLC|227474
STZ|CONSTELLATION BRD A|JONE|JonesTrading|7
STZ|CONSTELLATION BRD A|JPBX|J.P. MORGAN SECURITIES LLC|117902
STZ|CONSTELLATION BRD A|JPMX|J.P. Morgan Securities LLC|900441
STZ|CONSTELLATION BRD A|JSEB|JANE STREET EXECUTION SERVICES, LLC|5258
STZ|CONSTELLATION BRD A|JSJX|JANE STREET CAPITAL LLC|59921
STZ|CONSTELLATION BRD A|JUTA|JUMP TRADING, LLC|1539
STZ|CONSTELLATION BRD A|KCGM|VIRTU Americas LLC|86994
STZ|CONSTELLATION BRD A|KING|C. L. King & Associates, Inc.|1165
STZ|CONSTELLATION BRD A|LEHM|Barclays Capital Inc./Le|1098033
STZ|CONSTELLATION BRD A|LIME|Lime Brokerage LLC|40411
STZ|CONSTELLATION BRD A|LMNX|LUMINEX TRADING & ANALYTICS LLC|24000
STZ|CONSTELLATION BRD A|LOOP|Loop Capital Markets LLC|1257
STZ|CONSTELLATION BRD A|LQNA|LIQUIDNET, INC.|72400
STZ|CONSTELLATION BRD A|LSCI|Lek Securities Corporation|402253
STZ|CONSTELLATION BRD A|MACC|Mid Atlantic Capital Corporation|3016
STZ|CONSTELLATION BRD A|MAXM|Maxim Group LLC|1132
STZ|CONSTELLATION BRD A|MCMF|Raymond James Ltd. Cds|617
STZ|CONSTELLATION BRD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|186874
STZ|CONSTELLATION BRD A|MOTF|MOTIF INVESTING, INC.|55
STZ|CONSTELLATION BRD A|MSCO|MORGAN STANLEY & CO. LLC|2313857
STZ|CONSTELLATION BRD A|MSPL|MORGAN STANLEY & CO. LLC|535300
STZ|CONSTELLATION BRD A|MSTX|MORGAN STANLEY & CO. LLC|236600
STZ|CONSTELLATION BRD A|MWCC|Monness Crespi Hardt & Co., Inc.|4220
STZ|CONSTELLATION BRD A|NATL|National Securities Corporation|45
STZ|CONSTELLATION BRD A|NBCS|NBC Securities, INC.|220
STZ|CONSTELLATION BRD A|NEUB|NEUBERGER BERMAN BD LLC|113
STZ|CONSTELLATION BRD A|NFSC|National Financial Services LLC|380827
STZ|CONSTELLATION BRD A|NITE|VIRTU Americas LLC|842050
STZ|CONSTELLATION BRD A|NITP|VIRTU Americas LLC|252
STZ|CONSTELLATION BRD A|NMRA|Nomura Securities International, Inc.|200
STZ|CONSTELLATION BRD A|NQRB|Brut, LLC|22420
STZ|CONSTELLATION BRD A|NTBF|BMO Nesbitt Burns Inc./CDS|2874
STZ|CONSTELLATION BRD A|NTRC|Northern Trust Securities, Inc.|5704
STZ|CONSTELLATION BRD A|OHOS|TWO SIGMA SECURITIES, LLC|114985
STZ|CONSTELLATION BRD A|OPCO|Oppenheimer & Co. Inc.|4993
STZ|CONSTELLATION BRD A|PDQM|CODA MARKETS, INC.|768595
STZ|CONSTELLATION BRD A|PHLY|NASDAQ Execution Services, LLC|3000
STZ|CONSTELLATION BRD A|PWJC|UBS Financial Services, Inc.|7750
STZ|CONSTELLATION BRD A|QMSR|QUATTRO M SECURITIES INC.|2494
STZ|CONSTELLATION BRD A|RBCM|RBC CAPITAL MARKETS, LLC|16424
STZ|CONSTELLATION BRD A|SAGL|SAGETRADER, LLC|83684
STZ|CONSTELLATION BRD A|SALI|INTL FCSTONE FINANCIAL INC.|567
STZ|CONSTELLATION BRD A|SBRX|MURIEL SIEBERT & CO INC|2
STZ|CONSTELLATION BRD A|SBSH|Citigroup Global Markets Inc.|246592
STZ|CONSTELLATION BRD A|SCMC|Scotia Capital Markets (USA) Inc.|416000
STZ|CONSTELLATION BRD A|SEIC|SEI Investments Distribution Co.|600
STZ|CONSTELLATION BRD A|SGMT|GOLDMAN SACHS & CO. LLC|306129
STZ|CONSTELLATION BRD A|SOGO|Wang Investment Associates, Inc.|50
STZ|CONSTELLATION BRD A|SPDR|SPEEDROUTE LLC|44252
STZ|CONSTELLATION BRD A|SPHN|Stephens Inc.|205
STZ|CONSTELLATION BRD A|SPTD|MINT GLOBAL MARKETS, INC.|1300
STZ|CONSTELLATION BRD A|STFL|Stifel, Nicolaus & Company, Incorporated|16566
STZ|CONSTELLATION BRD A|STKP|STOCKPILE INVESTMENTS, INC.|274
STZ|CONSTELLATION BRD A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4082
STZ|CONSTELLATION BRD A|SWIM|TD Ameritrade, Inc.|194729
STZ|CONSTELLATION BRD A|SWST|Hilltop Securities Inc.|3912
STZ|CONSTELLATION BRD A|TAGC|TELSEY ADVISORY GROUP LLC|20628
STZ|CONSTELLATION BRD A|TKNG|ALLY INVEST SECURITIES LLC|5254
STZ|CONSTELLATION BRD A|TOUR|TOURMALINE PARTNERS, LLC|200
STZ|CONSTELLATION BRD A|TRBT|Tradebot Systems, Inc.|258385
STZ|CONSTELLATION BRD A|TRCM|TRC MARKETS LLC|96625
STZ|CONSTELLATION BRD A|TWTT|TASTYWORKS, INC.|448
STZ|CONSTELLATION BRD A|UBSA|UBS SECURITIES LLC|1019932
STZ|CONSTELLATION BRD A|UBSS|UBS Securities LLC|1423060
STZ|CONSTELLATION BRD A|VALX|VIRTU AMERICAS LLC|38187
STZ|CONSTELLATION BRD A|VGRD|Vanguard Marketing Corporation|20564
STZ|CONSTELLATION BRD A|VSIN|Vision Financial Markets Llc|351
STZ|CONSTELLATION BRD A|WABR|Wall Street Access|2300
STZ|CONSTELLATION BRD A|WBET|Wallachbeth Capital LLC|1605
STZ|CONSTELLATION BRD A|WBLR|WILLIAM BLAIR|110
STZ|CONSTELLATION BRD A|WBPX|SUMMIT SECURITIES GROUP, LLC|7374
STZ|CONSTELLATION BRD A|WCHV|WELLS FARGO SECURITIES, LLC|168427
STZ|CONSTELLATION BRD A|WDNX|WEEDEN & CO.L.P.|1434
STZ|CONSTELLATION BRD A|WEDB|WEDBUSH SECURITIES INC.|11571
STZ|CONSTELLATION BRD A|WEED|Weeden & Co.L.P.|4191
STZ|CONSTELLATION BRD A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|90684
STZ|CONSTELLATION BRD A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|116492
STZ|CONSTELLATION BRD A|WGIF|CIBC World Markets Inc.|1702
STZ|CONSTELLATION BRD A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|245
STZ|CONSTELLATION BRD A|WSAG|WALL STREET ACCESS|103
STZ|CONSTELLATION BRD A|WSEA|WOLVERINE SECURITIES, LLC|26564
STZ|CONSTELLATION BRD A|XIST|INSTINET, LLC|82336
STZ|CONSTELLATION BRD A|XPQR|Jump Trading|4449
STZ|CONSTELLATION BRD A|XPUS|XP SECURITIES, LLC|544
STZ|CONSTELLATION BRD A|XSTM|NATIONAL FINANCIAL SERVICES LLC|110078
STZ|CONSTELLATION BRD A|YKNA|COMHAR CAPITAL MARKETS, LLC|48444
STZ|CONSTELLATION BRD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16374
STZ.B|CONSTELLATION BRD B|APCC|Apex Clearing Corporation|1
STZ.B|CONSTELLATION BRD B|CIST|Capital Institutional Services, Inc.|5
STZ.B|CONSTELLATION BRD B|EDJO|Edward D. Jones & Co., L.P.|21
STZ.B|CONSTELLATION BRD B|GSLT|GOLDMAN SACHS & CO. LLC|1
STZ.B|CONSTELLATION BRD B|IBKR|Interactive Brokers Llc|4
STZ.B|CONSTELLATION BRD B|LEHM|Barclays Capital Inc./Le|1049
STZ.B|CONSTELLATION BRD B|MSCO|MORGAN STANLEY & CO. LLC|54
STZ.B|CONSTELLATION BRD B|NITE|VIRTU Americas LLC|40
STZ.B|CONSTELLATION BRD B|SWIM|TD Ameritrade, Inc.|2
STZ.B|CONSTELLATION BRD B|UBSS|UBS Securities LLC|8
STZ.B|CONSTELLATION BRD B|WCHV|WELLS FARGO SECURITIES, LLC|233
STZ.B|CONSTELLATION BRD B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|135
SU|SUNCOR ENERGY INC|ALTX|Alternet Securities Inc.|37082
SU|SUNCOR ENERGY INC|ANOS|ABEL/NOSER, L.L.C.|80
SU|SUNCOR ENERGY INC|APCC|Apex Clearing Corporation|2863
SU|SUNCOR ENERGY INC|AQUA|AQUA SECURITIES L.P.|12400
SU|SUNCOR ENERGY INC|BALE|M&T SECURITIES, INC.|27233
SU|SUNCOR ENERGY INC|BANK|Primevest Financial Services, Inc.|81
SU|SUNCOR ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|2609
SU|SUNCOR ENERGY INC|BATM|CBOE TRADING, INC.|75776
SU|SUNCOR ENERGY INC|BAYT|BTIG, LLC|20350
SU|SUNCOR ENERGY INC|BBNT|BB&T SECURITIES, LLC|778
SU|SUNCOR ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|842608
SU|SUNCOR ENERGY INC|BIDS|BIDS TRADING L.P.|1400
SU|SUNCOR ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55044
SU|SUNCOR ENERGY INC|BLKX|INSTINET, LLC|629312
SU|SUNCOR ENERGY INC|BMOC|BMO Capital Markets Corp.|52714
SU|SUNCOR ENERGY INC|BTIG|BTIG, LLC|39905
SU|SUNCOR ENERGY INC|BYXM|CBOE TRADING, INC.|3738
SU|SUNCOR ENERGY INC|BZYD|GOLDMAN SACHS & CO. LLC|3685
SU|SUNCOR ENERGY INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|58600
SU|SUNCOR ENERGY INC|CHAS|Charles Schwab & Co., Inc.|6700
SU|SUNCOR ENERGY INC|CICF|Canaccord Genuity Corp.|1350
SU|SUNCOR ENERGY INC|CIST|Capital Institutional Services, Inc.|13577
SU|SUNCOR ENERGY INC|CLSA|CLSA AMERICAS, LLC|282800
SU|SUNCOR ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|206722
SU|SUNCOR ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1403425
SU|SUNCOR ENERGY INC|CSMS|CORNERSTONE MACRO LLC|365
SU|SUNCOR ENERGY INC|CTDL|Citadel Derivatives Group Llc|11275
SU|SUNCOR ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|239884
SU|SUNCOR ENERGY INC|DADA|D.A. Davidson & Co.|595
SU|SUNCOR ENERGY INC|DBAB|Deutsche Bank Securities Inc.|940085
SU|SUNCOR ENERGY INC|DBAX|Deutsche Bank Securities Inc.|910400
SU|SUNCOR ENERGY INC|DBUL|Deutsche Bank Securities Inc.|3172
SU|SUNCOR ENERGY INC|DCHF|Dart Executions, LLC|10717
SU|SUNCOR ENERGY INC|DEAN|MORGAN STANLEY|25273
SU|SUNCOR ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|900
SU|SUNCOR ENERGY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|237
SU|SUNCOR ENERGY INC|EBXL|EBX LLC|1143200
SU|SUNCOR ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|27041
SU|SUNCOR ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|58696
SU|SUNCOR ENERGY INC|EGAM|CBOE TRADING, INC.|32357
SU|SUNCOR ENERGY INC|EGAW|CBOE TRADING, INC.|526
SU|SUNCOR ENERGY INC|EGXM|CBOE TRADING, INC.|2936
SU|SUNCOR ENERGY INC|ESPO|ESPOSITO SECURITIES, LLC|242
SU|SUNCOR ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|45663
SU|SUNCOR ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9976
SU|SUNCOR ENERGY INC|ETRS|E*Trade Securities LLC|178311
SU|SUNCOR ENERGY INC|FBSB|U.S. Bancorp Investments, Inc.|16
SU|SUNCOR ENERGY INC|FILL|Tradestation Securities, Inc.|30283
SU|SUNCOR ENERGY INC|FINX|FINTECH SECURITIES|4377
SU|SUNCOR ENERGY INC|FMAF|NBCN Inc./ CDS|3144
SU|SUNCOR ENERGY INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3014
SU|SUNCOR ENERGY INC|FQLS|Quantlab Securities LP|468729
SU|SUNCOR ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113205
SU|SUNCOR ENERGY INC|FTBR|Foliofn Investments, Inc.|16491
SU|SUNCOR ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8800
SU|SUNCOR ENERGY INC|GLIS|TD Securities Inc|32607
SU|SUNCOR ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|78538
SU|SUNCOR ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|6907740
SU|SUNCOR ENERGY INC|GSCS|GOLDMAN SACHS & CO. LLC|5153
SU|SUNCOR ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|14556
SU|SUNCOR ENERGY INC|GTSZ|GTS SECURITIES LLC|335212
SU|SUNCOR ENERGY INC|HAPX|HAP Trading, LLC|100
SU|SUNCOR ENERGY INC|HRBF|American Enterprise Investment Services Inc.|12726
SU|SUNCOR ENERGY INC|HSBC|HSBC Securities, Inc.|11725
SU|SUNCOR ENERGY INC|IATS|INTERACTIVE BROKERS LLC|13761
SU|SUNCOR ENERGY INC|IBKR|Interactive Brokers Llc|43473
SU|SUNCOR ENERGY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7713
SU|SUNCOR ENERGY INC|ICBX|INSTINET, LLC|341818
SU|SUNCOR ENERGY INC|INCA|INSTINET, LLC|1120972
SU|SUNCOR ENERGY INC|INJX|INSTINET, LLC|6650
SU|SUNCOR ENERGY INC|INTL|INTL FCSTONE FINANCIAL INC.|3
SU|SUNCOR ENERGY INC|ITGI|ITG Inc.|527029
SU|SUNCOR ENERGY INC|ITGP|ITG INC.|630400
SU|SUNCOR ENERGY INC|JANY|Janney Montgomery Scott Inc.|5419
SU|SUNCOR ENERGY INC|JEFF|JEFFERIES LLC|186303
SU|SUNCOR ENERGY INC|JMPT|JUMP TRADING, LLC|158750
SU|SUNCOR ENERGY INC|JONE|JonesTrading|66
SU|SUNCOR ENERGY INC|JPBX|J.P. MORGAN SECURITIES LLC|279347
SU|SUNCOR ENERGY INC|JPMX|J.P. Morgan Securities LLC|1993492
SU|SUNCOR ENERGY INC|JSJX|JANE STREET CAPITAL LLC|13449
SU|SUNCOR ENERGY INC|JUTA|JUMP TRADING, LLC|100
SU|SUNCOR ENERGY INC|KCGM|VIRTU Americas LLC|244208
SU|SUNCOR ENERGY INC|LEHM|Barclays Capital Inc./Le|2432805
SU|SUNCOR ENERGY INC|LGNT|COR CLEARING LLC|3
SU|SUNCOR ENERGY INC|LIME|Lime Brokerage LLC|224912
SU|SUNCOR ENERGY INC|LOOP|Loop Capital Markets LLC|100
SU|SUNCOR ENERGY INC|LQNA|LIQUIDNET, INC.|47700
SU|SUNCOR ENERGY INC|LSCI|Lek Securities Corporation|16065
SU|SUNCOR ENERGY INC|MACC|Mid Atlantic Capital Corporation|3100
SU|SUNCOR ENERGY INC|MAXM|Maxim Group LLC|58498
SU|SUNCOR ENERGY INC|MCMF|Raymond James Ltd. Cds|275
SU|SUNCOR ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|479394
SU|SUNCOR ENERGY INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4090
SU|SUNCOR ENERGY INC|MOTF|MOTIF INVESTING, INC.|52
SU|SUNCOR ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|3399290
SU|SUNCOR ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|1473200
SU|SUNCOR ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|459500
SU|SUNCOR ENERGY INC|MZHO|Mizuho Securities USA LLC|25600
SU|SUNCOR ENERGY INC|NEUB|NEUBERGER BERMAN BD LLC|2375
SU|SUNCOR ENERGY INC|NFSC|National Financial Services LLC|481742
SU|SUNCOR ENERGY INC|NITE|VIRTU Americas LLC|1630265
SU|SUNCOR ENERGY INC|NITP|VIRTU Americas LLC|5870
SU|SUNCOR ENERGY INC|NQRB|Brut, LLC|63095
SU|SUNCOR ENERGY INC|NTBF|BMO Nesbitt Burns Inc./CDS|15410
SU|SUNCOR ENERGY INC|OHOS|TWO SIGMA SECURITIES, LLC|157322
SU|SUNCOR ENERGY INC|OPCO|Oppenheimer & Co. Inc.|3813
SU|SUNCOR ENERGY INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
SU|SUNCOR ENERGY INC|PDQM|CODA MARKETS, INC.|120313
SU|SUNCOR ENERGY INC|PHLY|NASDAQ Execution Services, LLC|2400
SU|SUNCOR ENERGY INC|PIPR|Piper Jaffray & Co.|1083
SU|SUNCOR ENERGY INC|PWJC|UBS Financial Services, Inc.|11520
SU|SUNCOR ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|15405
SU|SUNCOR ENERGY INC|RGLD|Regal Securities, Inc|150
SU|SUNCOR ENERGY INC|SAGL|SAGETRADER, LLC|9700
SU|SUNCOR ENERGY INC|SAGW|SAGETRADER, LLC|4200
SU|SUNCOR ENERGY INC|SALI|INTL FCSTONE FINANCIAL INC.|2041
SU|SUNCOR ENERGY INC|SBSH|Citigroup Global Markets Inc.|945903
SU|SUNCOR ENERGY INC|SCMC|Scotia Capital Markets (USA) Inc.|257400
SU|SUNCOR ENERGY INC|SEIC|SEI Investments Distribution Co.|8449
SU|SUNCOR ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|640877
SU|SUNCOR ENERGY INC|SPDR|SPEEDROUTE LLC|24197
SU|SUNCOR ENERGY INC|SPGS|Sea Port Group Securities, LLC|303300
SU|SUNCOR ENERGY INC|SPHN|Stephens Inc.|76
SU|SUNCOR ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|45683
SU|SUNCOR ENERGY INC|STKP|STOCKPILE INVESTMENTS, INC.|20
SU|SUNCOR ENERGY INC|STRS|STRATEGAS RESEARCH PARTNERS|15146
SU|SUNCOR ENERGY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10883
SU|SUNCOR ENERGY INC|SWIM|TD Ameritrade, Inc.|57695
SU|SUNCOR ENERGY INC|SWST|Hilltop Securities Inc.|25917
SU|SUNCOR ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|1867
SU|SUNCOR ENERGY INC|TOUR|TOURMALINE PARTNERS, LLC|18100
SU|SUNCOR ENERGY INC|TRBT|Tradebot Systems, Inc.|482963
SU|SUNCOR ENERGY INC|TRCM|TRC MARKETS LLC|1021746
SU|SUNCOR ENERGY INC|TWTT|TASTYWORKS, INC.|25
SU|SUNCOR ENERGY INC|UBSA|UBS SECURITIES LLC|2202043
SU|SUNCOR ENERGY INC|UBSS|UBS Securities LLC|2767506
SU|SUNCOR ENERGY INC|VALX|VIRTU AMERICAS LLC|42285
SU|SUNCOR ENERGY INC|VGRD|Vanguard Marketing Corporation|65377
SU|SUNCOR ENERGY INC|VNDM|Wall Street Access|22416
SU|SUNCOR ENERGY INC|WBLR|WILLIAM BLAIR|3961
SU|SUNCOR ENERGY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1974
SU|SUNCOR ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|234608
SU|SUNCOR ENERGY INC|WEDB|WEDBUSH SECURITIES INC.|1233
SU|SUNCOR ENERGY INC|WESC|Wellington Shields & Co., LLC|200
SU|SUNCOR ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|75035
SU|SUNCOR ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15609
SU|SUNCOR ENERGY INC|WFPB|Wells Fargo Securities, LLC.|300
SU|SUNCOR ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|13104
SU|SUNCOR ENERGY INC|XIST|INSTINET, LLC|79400
SU|SUNCOR ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|142820
SU|SUNCOR ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3379
SU|SUNCOR ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12276
SUB|ISHARES SHORT TERM N|ALTX|Alternet Securities Inc.|3
SUB|ISHARES SHORT TERM N|APCC|Apex Clearing Corporation|41
SUB|ISHARES SHORT TERM N|BARD|Robert W. Baird & Co. Incorporated|170
SUB|ISHARES SHORT TERM N|BATM|CBOE TRADING, INC.|1600
SUB|ISHARES SHORT TERM N|BAYC|BAY CREST PARTNERS, LLC|400
SUB|ISHARES SHORT TERM N|BBNT|BB&T SECURITIES, LLC|190
SUB|ISHARES SHORT TERM N|BERN|Sanford C. Bernstein & Co., LLC|745
SUB|ISHARES SHORT TERM N|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9054
SUB|ISHARES SHORT TERM N|BYXM|CBOE TRADING, INC.|397
SUB|ISHARES SHORT TERM N|CANT|Cantor Fitzgerald & Co.|96
SUB|ISHARES SHORT TERM N|CHAS|Charles Schwab & Co., Inc.|2919
SUB|ISHARES SHORT TERM N|CIST|Capital Institutional Services, Inc.|750
SUB|ISHARES SHORT TERM N|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1540
SUB|ISHARES SHORT TERM N|CPET|CLEARPOOL EXECUTION SERVICES, LLC|496
SUB|ISHARES SHORT TERM N|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17568
SUB|ISHARES SHORT TERM N|CTDL|Citadel Derivatives Group Llc|14476
SUB|ISHARES SHORT TERM N|CXCX|CITIGROUP GLOBAL MARKETS INC.|700
SUB|ISHARES SHORT TERM N|DBAX|Deutsche Bank Securities Inc.|5300
SUB|ISHARES SHORT TERM N|DEAN|MORGAN STANLEY|7214
SUB|ISHARES SHORT TERM N|EBXL|EBX LLC|4300
SUB|ISHARES SHORT TERM N|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SUB|ISHARES SHORT TERM N|EDJO|Edward D. Jones & Co., L.P.|567
SUB|ISHARES SHORT TERM N|EGXM|CBOE TRADING, INC.|3
SUB|ISHARES SHORT TERM N|ETRS|E*Trade Securities LLC|208
SUB|ISHARES SHORT TERM N|FBSB|U.S. Bancorp Investments, Inc.|1
SUB|ISHARES SHORT TERM N|FINX|FINTECH SECURITIES|315
SUB|ISHARES SHORT TERM N|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|599
SUB|ISHARES SHORT TERM N|FTBR|Foliofn Investments, Inc.|1067
SUB|ISHARES SHORT TERM N|GEBB|GLOBAL EXECUTION BROKERS, LP|911
SUB|ISHARES SHORT TERM N|GLPX|ACS EXECUTION SERVICES, LLC|800
SUB|ISHARES SHORT TERM N|GSCO|GOLDMAN SACHS & CO. LLC|700
SUB|ISHARES SHORT TERM N|GSLT|GOLDMAN SACHS & CO. LLC|166
SUB|ISHARES SHORT TERM N|GTSZ|GTS SECURITIES LLC|934
SUB|ISHARES SHORT TERM N|HRBF|American Enterprise Investment Services Inc.|19095
SUB|ISHARES SHORT TERM N|IATS|INTERACTIVE BROKERS LLC|50
SUB|ISHARES SHORT TERM N|IBKR|Interactive Brokers Llc|555
SUB|ISHARES SHORT TERM N|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14058
SUB|ISHARES SHORT TERM N|ICBX|INSTINET, LLC|6976
SUB|ISHARES SHORT TERM N|INCA|INSTINET, LLC|200
SUB|ISHARES SHORT TERM N|ITGI|ITG Inc.|29133
SUB|ISHARES SHORT TERM N|ITGP|ITG INC.|24600
SUB|ISHARES SHORT TERM N|JANY|Janney Montgomery Scott Inc.|1000
SUB|ISHARES SHORT TERM N|JEFF|JEFFERIES LLC|92
SUB|ISHARES SHORT TERM N|JPMX|J.P. Morgan Securities LLC|10442
SUB|ISHARES SHORT TERM N|JSEB|JANE STREET EXECUTION SERVICES, LLC|9925
SUB|ISHARES SHORT TERM N|JSJX|JANE STREET CAPITAL LLC|118488
SUB|ISHARES SHORT TERM N|KCGM|VIRTU Americas LLC|5689
SUB|ISHARES SHORT TERM N|LEHM|Barclays Capital Inc./Le|23000
SUB|ISHARES SHORT TERM N|LIME|Lime Brokerage LLC|4952
SUB|ISHARES SHORT TERM N|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SUB|ISHARES SHORT TERM N|MACC|Mid Atlantic Capital Corporation|36
SUB|ISHARES SHORT TERM N|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6858
SUB|ISHARES SHORT TERM N|MOTF|MOTIF INVESTING, INC.|1
SUB|ISHARES SHORT TERM N|MSCO|MORGAN STANLEY & CO. LLC|67330
SUB|ISHARES SHORT TERM N|MSPL|MORGAN STANLEY & CO. LLC|5400
SUB|ISHARES SHORT TERM N|NFSC|National Financial Services LLC|149327
SUB|ISHARES SHORT TERM N|NITE|VIRTU Americas LLC|188169
SUB|ISHARES SHORT TERM N|NQRB|Brut, LLC|300
SUB|ISHARES SHORT TERM N|OPCO|Oppenheimer & Co. Inc.|588
SUB|ISHARES SHORT TERM N|PDQM|CODA MARKETS, INC.|7821
SUB|ISHARES SHORT TERM N|PWJC|UBS Financial Services, Inc.|46
SUB|ISHARES SHORT TERM N|RBCM|RBC CAPITAL MARKETS, LLC|4014
SUB|ISHARES SHORT TERM N|SBSH|Citigroup Global Markets Inc.|1191
SUB|ISHARES SHORT TERM N|SGMT|GOLDMAN SACHS & CO. LLC|4444
SUB|ISHARES SHORT TERM N|SPDR|SPEEDROUTE LLC|1256
SUB|ISHARES SHORT TERM N|SPHN|Stephens Inc.|1
SUB|ISHARES SHORT TERM N|STFL|Stifel, Nicolaus & Company, Incorporated|321
SUB|ISHARES SHORT TERM N|SWST|Hilltop Securities Inc.|94
SUB|ISHARES SHORT TERM N|UBSA|UBS SECURITIES LLC|26804
SUB|ISHARES SHORT TERM N|UBSS|UBS Securities LLC|114649
SUB|ISHARES SHORT TERM N|VALX|VIRTU AMERICAS LLC|322
SUB|ISHARES SHORT TERM N|WCHV|WELLS FARGO SECURITIES, LLC|39207
SUB|ISHARES SHORT TERM N|WEXM|WOLVERINE EXECUTION SERVICES, LLC|465
SUB|ISHARES SHORT TERM N|WSEA|WOLVERINE SECURITIES, LLC|1311
SUB|ISHARES SHORT TERM N|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SUB|ISHARES SHORT TERM N|YKNA|COMHAR CAPITAL MARKETS, LLC|21
SUB|ISHARES SHORT TERM N|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52560
SUI|SUN COMMUNITIES INC|AGIS|Aegis Capital Corp.|155
SUI|SUN COMMUNITIES INC|ALTX|Alternet Securities Inc.|1000
SUI|SUN COMMUNITIES INC|APCC|Apex Clearing Corporation|42
SUI|SUN COMMUNITIES INC|BARD|Robert W. Baird & Co. Incorporated|1657
SUI|SUN COMMUNITIES INC|BATM|CBOE TRADING, INC.|2190
SUI|SUN COMMUNITIES INC|BAYC|BAY CREST PARTNERS, LLC|221
SUI|SUN COMMUNITIES INC|BAYT|BTIG, LLC|100
SUI|SUN COMMUNITIES INC|BBNT|BB&T SECURITIES, LLC|55
SUI|SUN COMMUNITIES INC|BERN|Sanford C. Bernstein & Co., LLC|33622
SUI|SUN COMMUNITIES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|398
SUI|SUN COMMUNITIES INC|BLKX|INSTINET, LLC|59571
SUI|SUN COMMUNITIES INC|BMOC|BMO Capital Markets Corp.|349225
SUI|SUN COMMUNITIES INC|BNPX|BNP PARIBAS SECURITIES CORP.|35245
SUI|SUN COMMUNITIES INC|BTIG|BTIG, LLC|5386
SUI|SUN COMMUNITIES INC|BYXM|CBOE TRADING, INC.|315
SUI|SUN COMMUNITIES INC|BZYD|GOLDMAN SACHS & CO. LLC|1407
SUI|SUN COMMUNITIES INC|CANT|Cantor Fitzgerald & Co.|3262
SUI|SUN COMMUNITIES INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|21480
SUI|SUN COMMUNITIES INC|CHAS|Charles Schwab & Co., Inc.|62
SUI|SUN COMMUNITIES INC|CIST|Capital Institutional Services, Inc.|212
SUI|SUN COMMUNITIES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55925
SUI|SUN COMMUNITIES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|382
SUI|SUN COMMUNITIES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6643
SUI|SUN COMMUNITIES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|154432
SUI|SUN COMMUNITIES INC|CTDL|Citadel Derivatives Group Llc|4765
SUI|SUN COMMUNITIES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|13970
SUI|SUN COMMUNITIES INC|DADA|D.A. Davidson & Co.|109
SUI|SUN COMMUNITIES INC|DAVA|Davenport & Company LLC|1520
SUI|SUN COMMUNITIES INC|DBAB|Deutsche Bank Securities Inc.|111337
SUI|SUN COMMUNITIES INC|DBAX|Deutsche Bank Securities Inc.|94100
SUI|SUN COMMUNITIES INC|DBUL|Deutsche Bank Securities Inc.|200
SUI|SUN COMMUNITIES INC|DEAN|MORGAN STANLEY|1100
SUI|SUN COMMUNITIES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
SUI|SUN COMMUNITIES INC|EBXL|EBX LLC|149800
SUI|SUN COMMUNITIES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9701
SUI|SUN COMMUNITIES INC|EDJO|Edward D. Jones & Co., L.P.|1225
SUI|SUN COMMUNITIES INC|EGAM|CBOE TRADING, INC.|3830
SUI|SUN COMMUNITIES INC|EGAW|CBOE TRADING, INC.|17
SUI|SUN COMMUNITIES INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
SUI|SUN COMMUNITIES INC|EGXM|CBOE TRADING, INC.|328
SUI|SUN COMMUNITIES INC|ETBE|Electronic Transaction Clearing, Inc.|1115
SUI|SUN COMMUNITIES INC|ETCC|Electronic Transaction Clearing, Inc.|561
SUI|SUN COMMUNITIES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12764
SUI|SUN COMMUNITIES INC|ETRS|E*Trade Securities LLC|26835
SUI|SUN COMMUNITIES INC|FINX|FINTECH SECURITIES|100
SUI|SUN COMMUNITIES INC|FMAF|NBCN Inc./ CDS|30
SUI|SUN COMMUNITIES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10544
SUI|SUN COMMUNITIES INC|FQLS|Quantlab Securities LP|80110
SUI|SUN COMMUNITIES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66455
SUI|SUN COMMUNITIES INC|FTBR|Foliofn Investments, Inc.|182
SUI|SUN COMMUNITIES INC|GLPX|ACS EXECUTION SERVICES, LLC|15010
SUI|SUN COMMUNITIES INC|GNAV|GREEN STREET TRADING, LLC|3764
SUI|SUN COMMUNITIES INC|GSCO|GOLDMAN SACHS & CO. LLC|279049
SUI|SUN COMMUNITIES INC|GSCS|GOLDMAN SACHS & CO. LLC|1006
SUI|SUN COMMUNITIES INC|GSLT|GOLDMAN SACHS & CO. LLC|1543
SUI|SUN COMMUNITIES INC|GTSZ|GTS SECURITIES LLC|29692
SUI|SUN COMMUNITIES INC|HAPX|HAP Trading, LLC|144
SUI|SUN COMMUNITIES INC|HRBF|American Enterprise Investment Services Inc.|1487
SUI|SUN COMMUNITIES INC|HSBC|HSBC Securities, Inc.|2829
SUI|SUN COMMUNITIES INC|IATS|INTERACTIVE BROKERS LLC|400
SUI|SUN COMMUNITIES INC|IBKR|Interactive Brokers Llc|1854
SUI|SUN COMMUNITIES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|155
SUI|SUN COMMUNITIES INC|ICBX|INSTINET, LLC|24685
SUI|SUN COMMUNITIES INC|IEQY|CITADEL SECURITIES LLC|13344
SUI|SUN COMMUNITIES INC|INCA|INSTINET, LLC|88147
SUI|SUN COMMUNITIES INC|INJX|INSTINET, LLC|243
SUI|SUN COMMUNITIES INC|ITGI|ITG Inc.|7825
SUI|SUN COMMUNITIES INC|ITGP|ITG INC.|33000
SUI|SUN COMMUNITIES INC|JANY|Janney Montgomery Scott Inc.|308
SUI|SUN COMMUNITIES INC|JEFF|JEFFERIES LLC|12196
SUI|SUN COMMUNITIES INC|JMPT|JUMP TRADING, LLC|26840
SUI|SUN COMMUNITIES INC|JPBX|J.P. MORGAN SECURITIES LLC|18084
SUI|SUN COMMUNITIES INC|JPMX|J.P. Morgan Securities LLC|182413
SUI|SUN COMMUNITIES INC|JSJX|JANE STREET CAPITAL LLC|7538
SUI|SUN COMMUNITIES INC|KCGM|VIRTU Americas LLC|18065
SUI|SUN COMMUNITIES INC|LEHM|Barclays Capital Inc./Le|323620
SUI|SUN COMMUNITIES INC|LIME|Lime Brokerage LLC|11149
SUI|SUN COMMUNITIES INC|LOOP|Loop Capital Markets LLC|4005
SUI|SUN COMMUNITIES INC|LQNA|LIQUIDNET, INC.|15400
SUI|SUN COMMUNITIES INC|LSCI|Lek Securities Corporation|1800
SUI|SUN COMMUNITIES INC|MACQ|Macquarie Capital (USA) Inc.|800
SUI|SUN COMMUNITIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26512
SUI|SUN COMMUNITIES INC|MOTF|MOTIF INVESTING, INC.|1
SUI|SUN COMMUNITIES INC|MSCO|MORGAN STANLEY & CO. LLC|358768
SUI|SUN COMMUNITIES INC|MSPL|MORGAN STANLEY & CO. LLC|105700
SUI|SUN COMMUNITIES INC|MSTX|MORGAN STANLEY & CO. LLC|14400
SUI|SUN COMMUNITIES INC|MULL|MARK J. MULLER EQUITIES, INC.|8690
SUI|SUN COMMUNITIES INC|NFSC|National Financial Services LLC|33108
SUI|SUN COMMUNITIES INC|NITE|VIRTU Americas LLC|118288
SUI|SUN COMMUNITIES INC|NITP|VIRTU Americas LLC|198
SUI|SUN COMMUNITIES INC|NQRB|Brut, LLC|2316
SUI|SUN COMMUNITIES INC|NTRC|Northern Trust Securities, Inc.|104
SUI|SUN COMMUNITIES INC|OPCO|Oppenheimer & Co. Inc.|656
SUI|SUN COMMUNITIES INC|PDQM|CODA MARKETS, INC.|46434
SUI|SUN COMMUNITIES INC|PIPR|Piper Jaffray & Co.|2073
SUI|SUN COMMUNITIES INC|PWJC|UBS Financial Services, Inc.|129
SUI|SUN COMMUNITIES INC|RBCM|RBC CAPITAL MARKETS, LLC|6311
SUI|SUN COMMUNITIES INC|SAGL|SAGETRADER, LLC|2358
SUI|SUN COMMUNITIES INC|SAGW|SAGETRADER, LLC|48
SUI|SUN COMMUNITIES INC|SBSH|Citigroup Global Markets Inc.|62053
SUI|SUN COMMUNITIES INC|SGMT|GOLDMAN SACHS & CO. LLC|37813
SUI|SUN COMMUNITIES INC|SJLS|TRADE INFORMATICS LLC|500
SUI|SUN COMMUNITIES INC|SPDR|SPEEDROUTE LLC|4900
SUI|SUN COMMUNITIES INC|SPHN|Stephens Inc.|36
SUI|SUN COMMUNITIES INC|STFL|Stifel, Nicolaus & Company, Incorporated|138
SUI|SUN COMMUNITIES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4389
SUI|SUN COMMUNITIES INC|SWIM|TD Ameritrade, Inc.|570
SUI|SUN COMMUNITIES INC|SWST|Hilltop Securities Inc.|958
SUI|SUN COMMUNITIES INC|TKNG|ALLY INVEST SECURITIES LLC|160
SUI|SUN COMMUNITIES INC|TRBT|Tradebot Systems, Inc.|54857
SUI|SUN COMMUNITIES INC|TRCM|TRC MARKETS LLC|30655
SUI|SUN COMMUNITIES INC|UBSA|UBS SECURITIES LLC|260380
SUI|SUN COMMUNITIES INC|UBSS|UBS Securities LLC|265046
SUI|SUN COMMUNITIES INC|VALX|VIRTU AMERICAS LLC|12034
SUI|SUN COMMUNITIES INC|VGRD|Vanguard Marketing Corporation|2276
SUI|SUN COMMUNITIES INC|WABR|Wall Street Access|17890
SUI|SUN COMMUNITIES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1503
SUI|SUN COMMUNITIES INC|WCHV|WELLS FARGO SECURITIES, LLC|90138
SUI|SUN COMMUNITIES INC|WEDB|WEDBUSH SECURITIES INC.|859
SUI|SUN COMMUNITIES INC|WEED|Weeden & Co.L.P.|21983
SUI|SUN COMMUNITIES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1841
SUI|SUN COMMUNITIES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12937
SUI|SUN COMMUNITIES INC|WSEA|WOLVERINE SECURITIES, LLC|673
SUI|SUN COMMUNITIES INC|XIST|INSTINET, LLC|23634
SUI|SUN COMMUNITIES INC|XPQR|Jump Trading|3700
SUI|SUN COMMUNITIES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
SUI|SUN COMMUNITIES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1441
SUI|SUN COMMUNITIES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2113
SUM|SUMMIT MATERIALS INC|ADAM|CANACCORD GENUITY INC.|5265
SUM|SUMMIT MATERIALS INC|ALTX|Alternet Securities Inc.|11764
SUM|SUMMIT MATERIALS INC|APCC|Apex Clearing Corporation|32
SUM|SUMMIT MATERIALS INC|BANK|Primevest Financial Services, Inc.|200
SUM|SUMMIT MATERIALS INC|BARD|Robert W. Baird & Co. Incorporated|3145
SUM|SUMMIT MATERIALS INC|BATM|CBOE TRADING, INC.|18259
SUM|SUMMIT MATERIALS INC|BAYT|BTIG, LLC|24749
SUM|SUMMIT MATERIALS INC|BERN|Sanford C. Bernstein & Co., LLC|33098
SUM|SUMMIT MATERIALS INC|BIDS|BIDS TRADING L.P.|81600
SUM|SUMMIT MATERIALS INC|BKCM|BNY Mellon Capital Markets LLC|5188
SUM|SUMMIT MATERIALS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2684
SUM|SUMMIT MATERIALS INC|BLKX|INSTINET, LLC|65500
SUM|SUMMIT MATERIALS INC|BNCH|The Benchmark Company, LLC|9035
SUM|SUMMIT MATERIALS INC|BNPX|BNP PARIBAS SECURITIES CORP.|5808
SUM|SUMMIT MATERIALS INC|BTIG|BTIG, LLC|43892
SUM|SUMMIT MATERIALS INC|BYXM|CBOE TRADING, INC.|739
SUM|SUMMIT MATERIALS INC|BZYD|GOLDMAN SACHS & CO. LLC|221
SUM|SUMMIT MATERIALS INC|CANT|Cantor Fitzgerald & Co.|256662
SUM|SUMMIT MATERIALS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|112600
SUM|SUMMIT MATERIALS INC|CBRA|Cobra Trading, Inc.|2300
SUM|SUMMIT MATERIALS INC|CHAS|Charles Schwab & Co., Inc.|2715
SUM|SUMMIT MATERIALS INC|CHLM|Craig-Hallum Capital Group LLC|5188
SUM|SUMMIT MATERIALS INC|CIST|Capital Institutional Services, Inc.|15992
SUM|SUMMIT MATERIALS INC|CNFR|Cowen Prime Services LLC|12500
SUM|SUMMIT MATERIALS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|322063
SUM|SUMMIT MATERIALS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
SUM|SUMMIT MATERIALS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9700
SUM|SUMMIT MATERIALS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1023593
SUM|SUMMIT MATERIALS INC|CTDL|Citadel Derivatives Group Llc|7340
SUM|SUMMIT MATERIALS INC|CTLR|CUTLER GROUP, LP|200
SUM|SUMMIT MATERIALS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|139616
SUM|SUMMIT MATERIALS INC|DADA|D.A. Davidson & Co.|1335
SUM|SUMMIT MATERIALS INC|DAVA|Davenport & Company LLC|35839
SUM|SUMMIT MATERIALS INC|DBAB|Deutsche Bank Securities Inc.|475760
SUM|SUMMIT MATERIALS INC|DBAX|Deutsche Bank Securities Inc.|831600
SUM|SUMMIT MATERIALS INC|DBUL|Deutsche Bank Securities Inc.|900
SUM|SUMMIT MATERIALS INC|DEAN|MORGAN STANLEY|6815
SUM|SUMMIT MATERIALS INC|DEGS|RONIN PROFESSIONAL LLC|200
SUM|SUMMIT MATERIALS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|72763
SUM|SUMMIT MATERIALS INC|EBXL|EBX LLC|340800
SUM|SUMMIT MATERIALS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|42887
SUM|SUMMIT MATERIALS INC|EDJO|Edward D. Jones & Co., L.P.|551
SUM|SUMMIT MATERIALS INC|EGAM|CBOE TRADING, INC.|15370
SUM|SUMMIT MATERIALS INC|EGAW|CBOE TRADING, INC.|400
SUM|SUMMIT MATERIALS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1100
SUM|SUMMIT MATERIALS INC|EGXM|CBOE TRADING, INC.|3795
SUM|SUMMIT MATERIALS INC|ESPO|ESPOSITO SECURITIES, LLC|276
SUM|SUMMIT MATERIALS INC|ETBE|Electronic Transaction Clearing, Inc.|15276
SUM|SUMMIT MATERIALS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
SUM|SUMMIT MATERIALS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15675
SUM|SUMMIT MATERIALS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SUM|SUMMIT MATERIALS INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|999
SUM|SUMMIT MATERIALS INC|ETRS|E*Trade Securities LLC|119927
SUM|SUMMIT MATERIALS INC|FILL|Tradestation Securities, Inc.|5406
SUM|SUMMIT MATERIALS INC|FINX|FINTECH SECURITIES|2100
SUM|SUMMIT MATERIALS INC|FMAF|NBCN Inc./ CDS|1000
SUM|SUMMIT MATERIALS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|609
SUM|SUMMIT MATERIALS INC|FQLS|Quantlab Securities LP|321896
SUM|SUMMIT MATERIALS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|194850
SUM|SUMMIT MATERIALS INC|FTBR|Foliofn Investments, Inc.|26
SUM|SUMMIT MATERIALS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2946
SUM|SUMMIT MATERIALS INC|GLIS|TD Securities Inc|400
SUM|SUMMIT MATERIALS INC|GLPX|ACS EXECUTION SERVICES, LLC|53118
SUM|SUMMIT MATERIALS INC|GSCO|GOLDMAN SACHS & CO. LLC|965747
SUM|SUMMIT MATERIALS INC|GSCS|GOLDMAN SACHS & CO. LLC|15988
SUM|SUMMIT MATERIALS INC|GSLT|GOLDMAN SACHS & CO. LLC|16984
SUM|SUMMIT MATERIALS INC|GTSZ|GTS SECURITIES LLC|135330
SUM|SUMMIT MATERIALS INC|HRBF|American Enterprise Investment Services Inc.|6929
SUM|SUMMIT MATERIALS INC|IATS|INTERACTIVE BROKERS LLC|1516
SUM|SUMMIT MATERIALS INC|IBKR|Interactive Brokers Llc|14681
SUM|SUMMIT MATERIALS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1610
SUM|SUMMIT MATERIALS INC|ICBX|INSTINET, LLC|124840
SUM|SUMMIT MATERIALS INC|IEQY|CITADEL SECURITIES LLC|25936
SUM|SUMMIT MATERIALS INC|IMPC|Imperial Capital, LLC|4900
SUM|SUMMIT MATERIALS INC|INCA|INSTINET, LLC|321636
SUM|SUMMIT MATERIALS INC|INJX|INSTINET, LLC|29559
SUM|SUMMIT MATERIALS INC|ITGI|ITG Inc.|107837
SUM|SUMMIT MATERIALS INC|ITGP|ITG INC.|644000
SUM|SUMMIT MATERIALS INC|JANY|Janney Montgomery Scott Inc.|6855
SUM|SUMMIT MATERIALS INC|JEFF|JEFFERIES LLC|1279693
SUM|SUMMIT MATERIALS INC|JMPT|JUMP TRADING, LLC|94429
SUM|SUMMIT MATERIALS INC|JONE|JonesTrading|9475
SUM|SUMMIT MATERIALS INC|JPBX|J.P. MORGAN SECURITIES LLC|338549
SUM|SUMMIT MATERIALS INC|JPMX|J.P. Morgan Securities LLC|1151877
SUM|SUMMIT MATERIALS INC|JSJX|JANE STREET CAPITAL LLC|11845
SUM|SUMMIT MATERIALS INC|KCGM|VIRTU Americas LLC|83101
SUM|SUMMIT MATERIALS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|121800
SUM|SUMMIT MATERIALS INC|LEHM|Barclays Capital Inc./Le|506931
SUM|SUMMIT MATERIALS INC|LIME|Lime Brokerage LLC|37001
SUM|SUMMIT MATERIALS INC|LOOP|Loop Capital Markets LLC|5659
SUM|SUMMIT MATERIALS INC|LQNA|LIQUIDNET, INC.|461700
SUM|SUMMIT MATERIALS INC|LQNB|LIQUIDNET, INC.|10339
SUM|SUMMIT MATERIALS INC|LSCI|Lek Securities Corporation|7540
SUM|SUMMIT MATERIALS INC|MACQ|Macquarie Capital (USA) Inc.|900
SUM|SUMMIT MATERIALS INC|MAXM|Maxim Group LLC|739
SUM|SUMMIT MATERIALS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|348026
SUM|SUMMIT MATERIALS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
SUM|SUMMIT MATERIALS INC|MOTF|MOTIF INVESTING, INC.|2
SUM|SUMMIT MATERIALS INC|MSCO|MORGAN STANLEY & CO. LLC|1647366
SUM|SUMMIT MATERIALS INC|MSPL|MORGAN STANLEY & CO. LLC|602300
SUM|SUMMIT MATERIALS INC|MSTX|MORGAN STANLEY & CO. LLC|264000
SUM|SUMMIT MATERIALS INC|NFSC|National Financial Services LLC|173421
SUM|SUMMIT MATERIALS INC|NITE|VIRTU Americas LLC|376982
SUM|SUMMIT MATERIALS INC|NITP|VIRTU Americas LLC|1375
SUM|SUMMIT MATERIALS INC|NQRB|Brut, LLC|42806
SUM|SUMMIT MATERIALS INC|OPCO|Oppenheimer & Co. Inc.|327
SUM|SUMMIT MATERIALS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1410
SUM|SUMMIT MATERIALS INC|PDQM|CODA MARKETS, INC.|37211
SUM|SUMMIT MATERIALS INC|PHLY|NASDAQ Execution Services, LLC|600
SUM|SUMMIT MATERIALS INC|PIPR|Piper Jaffray & Co.|302
SUM|SUMMIT MATERIALS INC|PWJC|UBS Financial Services, Inc.|14153
SUM|SUMMIT MATERIALS INC|QMSR|QUATTRO M SECURITIES INC.|552
SUM|SUMMIT MATERIALS INC|RBCM|RBC CAPITAL MARKETS, LLC|3678
SUM|SUMMIT MATERIALS INC|RGLD|Regal Securities, Inc|300
SUM|SUMMIT MATERIALS INC|RHCO|Suntrust Robinson Humphrey, Inc.|1495797
SUM|SUMMIT MATERIALS INC|SAGL|SAGETRADER, LLC|16658
SUM|SUMMIT MATERIALS INC|SALI|INTL FCSTONE FINANCIAL INC.|114
SUM|SUMMIT MATERIALS INC|SBSH|Citigroup Global Markets Inc.|186240
SUM|SUMMIT MATERIALS INC|SCMC|Scotia Capital Markets (USA) Inc.|13900
SUM|SUMMIT MATERIALS INC|SEDS|SPENCER EDWARDS, INC.|500
SUM|SUMMIT MATERIALS INC|SEIC|SEI Investments Distribution Co.|100
SUM|SUMMIT MATERIALS INC|SGMT|GOLDMAN SACHS & CO. LLC|252234
SUM|SUMMIT MATERIALS INC|SPDR|SPEEDROUTE LLC|11100
SUM|SUMMIT MATERIALS INC|SPHN|Stephens Inc.|50159
SUM|SUMMIT MATERIALS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1071
SUM|SUMMIT MATERIALS INC|STFL|Stifel, Nicolaus & Company, Incorporated|100779
SUM|SUMMIT MATERIALS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3922
SUM|SUMMIT MATERIALS INC|SWIM|TD Ameritrade, Inc.|177800
SUM|SUMMIT MATERIALS INC|SWST|Hilltop Securities Inc.|300
SUM|SUMMIT MATERIALS INC|TKNG|ALLY INVEST SECURITIES LLC|171
SUM|SUMMIT MATERIALS INC|TOUR|TOURMALINE PARTNERS, LLC|600
SUM|SUMMIT MATERIALS INC|TRBT|Tradebot Systems, Inc.|332028
SUM|SUMMIT MATERIALS INC|TRCM|TRC MARKETS LLC|144273
SUM|SUMMIT MATERIALS INC|UBSA|UBS SECURITIES LLC|1069474
SUM|SUMMIT MATERIALS INC|UBSS|UBS Securities LLC|1208918
SUM|SUMMIT MATERIALS INC|VALX|VIRTU AMERICAS LLC|18965
SUM|SUMMIT MATERIALS INC|VERT|The Vertical Trading Group, LLC|39247
SUM|SUMMIT MATERIALS INC|VGRD|Vanguard Marketing Corporation|1874
SUM|SUMMIT MATERIALS INC|VNDS|VANDHAM SECURITIES CORP|4040
SUM|SUMMIT MATERIALS INC|WABR|Wall Street Access|8111
SUM|SUMMIT MATERIALS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6193
SUM|SUMMIT MATERIALS INC|WCHV|WELLS FARGO SECURITIES, LLC|164154
SUM|SUMMIT MATERIALS INC|WEDB|WEDBUSH SECURITIES INC.|1470
SUM|SUMMIT MATERIALS INC|WEED|Weeden & Co.L.P.|946492
SUM|SUMMIT MATERIALS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15323
SUM|SUMMIT MATERIALS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9612
SUM|SUMMIT MATERIALS INC|WGIF|CIBC World Markets Inc.|2060
SUM|SUMMIT MATERIALS INC|WSAG|WALL STREET ACCESS|1278
SUM|SUMMIT MATERIALS INC|WSEA|WOLVERINE SECURITIES, LLC|4732
SUM|SUMMIT MATERIALS INC|WTCO|Williams Trading LLC|45670
SUM|SUMMIT MATERIALS INC|XIST|INSTINET, LLC|136194
SUM|SUMMIT MATERIALS INC|XPQR|Jump Trading|951
SUM|SUMMIT MATERIALS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|149030
SUM|SUMMIT MATERIALS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2023
SUM|SUMMIT MATERIALS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17928
SUMR|SUMMER INFANT INC|ALTX|Alternet Securities Inc.|1400
SUMR|SUMMER INFANT INC|BATM|CBOE TRADING, INC.|11
SUMR|SUMMER INFANT INC|BYXM|CBOE TRADING, INC.|47
SUMR|SUMMER INFANT INC|CANT|Cantor Fitzgerald & Co.|196
SUMR|SUMMER INFANT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16
SUMR|SUMMER INFANT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6316
SUMR|SUMMER INFANT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17142
SUMR|SUMMER INFANT INC|CTDL|Citadel Derivatives Group Llc|142
SUMR|SUMMER INFANT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2400
SUMR|SUMMER INFANT INC|DBAB|Deutsche Bank Securities Inc.|5326
SUMR|SUMMER INFANT INC|DBAX|Deutsche Bank Securities Inc.|1900
SUMR|SUMMER INFANT INC|DEGS|RONIN PROFESSIONAL LLC|28768
SUMR|SUMMER INFANT INC|EBXL|EBX LLC|5600
SUMR|SUMMER INFANT INC|EGXM|CBOE TRADING, INC.|2300
SUMR|SUMMER INFANT INC|ETRS|E*Trade Securities LLC|59797
SUMR|SUMMER INFANT INC|FBCO|Credit Suisse Securities (USA) LLC|6503
SUMR|SUMMER INFANT INC|FILL|Tradestation Securities, Inc.|3300
SUMR|SUMMER INFANT INC|FOMA|TD AMERITRADE CLEARING, INC.|315080
SUMR|SUMMER INFANT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1820
SUMR|SUMMER INFANT INC|FTBR|Foliofn Investments, Inc.|569
SUMR|SUMMER INFANT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2494
SUMR|SUMMER INFANT INC|GLPX|ACS EXECUTION SERVICES, LLC|100
SUMR|SUMMER INFANT INC|GSCO|GOLDMAN SACHS & CO. LLC|17575
SUMR|SUMMER INFANT INC|GSLT|GOLDMAN SACHS & CO. LLC|3547
SUMR|SUMMER INFANT INC|GTSZ|GTS SECURITIES LLC|2300
SUMR|SUMMER INFANT INC|IATS|INTERACTIVE BROKERS LLC|13286
SUMR|SUMMER INFANT INC|IBKR|Interactive Brokers Llc|62170
SUMR|SUMMER INFANT INC|ICBX|INSTINET, LLC|1100
SUMR|SUMMER INFANT INC|INCA|INSTINET, LLC|3136
SUMR|SUMMER INFANT INC|INJX|INSTINET, LLC|20090
SUMR|SUMMER INFANT INC|ITGI|ITG Inc.|1400
SUMR|SUMMER INFANT INC|ITGP|ITG INC.|4200
SUMR|SUMMER INFANT INC|JEFF|JEFFERIES LLC|53153
SUMR|SUMMER INFANT INC|JMPT|JUMP TRADING, LLC|143
SUMR|SUMMER INFANT INC|JPMX|J.P. Morgan Securities LLC|2300
SUMR|SUMMER INFANT INC|JSJX|JANE STREET CAPITAL LLC|16
SUMR|SUMMER INFANT INC|KCGM|VIRTU Americas LLC|1400
SUMR|SUMMER INFANT INC|LEHM|Barclays Capital Inc./Le|5244
SUMR|SUMMER INFANT INC|LIME|Lime Brokerage LLC|11905
SUMR|SUMMER INFANT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18092
SUMR|SUMMER INFANT INC|MOTF|MOTIF INVESTING, INC.|1
SUMR|SUMMER INFANT INC|MSCO|MORGAN STANLEY & CO. LLC|66872
SUMR|SUMMER INFANT INC|MSPL|MORGAN STANLEY & CO. LLC|300
SUMR|SUMMER INFANT INC|NFSC|National Financial Services LLC|70671
SUMR|SUMMER INFANT INC|NITE|VIRTU Americas LLC|218140
SUMR|SUMMER INFANT INC|PCPT|PHILLIP CAPITAL INC.|1200
SUMR|SUMMER INFANT INC|PDQM|CODA MARKETS, INC.|1000
SUMR|SUMMER INFANT INC|QMSR|QUATTRO M SECURITIES INC.|7886
SUMR|SUMMER INFANT INC|RGLD|Regal Securities, Inc|750
SUMR|SUMMER INFANT INC|ROTH|Roth Capital Partners, LLC|33569
SUMR|SUMMER INFANT INC|SBSH|Citigroup Global Markets Inc.|6753
SUMR|SUMMER INFANT INC|SGMT|GOLDMAN SACHS & CO. LLC|21863
SUMR|SUMMER INFANT INC|SPDR|SPEEDROUTE LLC|4777
SUMR|SUMMER INFANT INC|STFL|Stifel, Nicolaus & Company, Incorporated|13925
SUMR|SUMMER INFANT INC|SWIM|TD Ameritrade, Inc.|156734
SUMR|SUMMER INFANT INC|TKNG|ALLY INVEST SECURITIES LLC|525
SUMR|SUMMER INFANT INC|TRCM|TRC MARKETS LLC|30204
SUMR|SUMMER INFANT INC|UBSA|UBS SECURITIES LLC|12513
SUMR|SUMMER INFANT INC|UBSS|UBS Securities LLC|41628
SUMR|SUMMER INFANT INC|VGRD|Vanguard Marketing Corporation|8780
SUMR|SUMMER INFANT INC|WCHV|WELLS FARGO SECURITIES, LLC|5038
SUMR|SUMMER INFANT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|631
SUMR|SUMMER INFANT INC|WGIF|CIBC World Markets Inc.|1200
SUMR|SUMMER INFANT INC|WSEA|WOLVERINE SECURITIES, LLC|1564
SUMR|SUMMER INFANT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2152
SUN|SUNOCO LP|AGIS|Aegis Capital Corp.|1850
SUN|SUNOCO LP|ALTX|Alternet Securities Inc.|3220
SUN|SUNOCO LP|APCC|Apex Clearing Corporation|4461
SUN|SUNOCO LP|BANK|Primevest Financial Services, Inc.|1034
SUN|SUNOCO LP|BARD|Robert W. Baird & Co. Incorporated|1825
SUN|SUNOCO LP|BATM|CBOE TRADING, INC.|1095
SUN|SUNOCO LP|BERN|Sanford C. Bernstein & Co., LLC|13855
SUN|SUNOCO LP|BIAD|SAGETRADER, LLC|62
SUN|SUNOCO LP|BIDS|BIDS TRADING L.P.|1100
SUN|SUNOCO LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8295
SUN|SUNOCO LP|BLKX|INSTINET, LLC|19100
SUN|SUNOCO LP|BNCH|The Benchmark Company, LLC|10000
SUN|SUNOCO LP|BNPX|BNP PARIBAS SECURITIES CORP.|48
SUN|SUNOCO LP|BRGE|Newbridge Securities Corp.|1466
SUN|SUNOCO LP|BTIG|BTIG, LLC|1422
SUN|SUNOCO LP|BYXM|CBOE TRADING, INC.|614
SUN|SUNOCO LP|BZYD|GOLDMAN SACHS & CO. LLC|1230
SUN|SUNOCO LP|CHAS|Charles Schwab & Co., Inc.|1527
SUN|SUNOCO LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5122
SUN|SUNOCO LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3851
SUN|SUNOCO LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113424
SUN|SUNOCO LP|CTDL|Citadel Derivatives Group Llc|414
SUN|SUNOCO LP|CTLR|CUTLER GROUP, LP|2293
SUN|SUNOCO LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|22932
SUN|SUNOCO LP|DADA|D.A. Davidson & Co.|215
SUN|SUNOCO LP|DAVA|Davenport & Company LLC|485
SUN|SUNOCO LP|DBAB|Deutsche Bank Securities Inc.|37081
SUN|SUNOCO LP|DBAX|Deutsche Bank Securities Inc.|60300
SUN|SUNOCO LP|DEAN|MORGAN STANLEY|8852
SUN|SUNOCO LP|DEGS|RONIN PROFESSIONAL LLC|50
SUN|SUNOCO LP|EBXL|EBX LLC|43700
SUN|SUNOCO LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
SUN|SUNOCO LP|EDJC|Edward Jones / CDS|1025
SUN|SUNOCO LP|EDJO|Edward D. Jones & Co., L.P.|4976
SUN|SUNOCO LP|EGAM|CBOE TRADING, INC.|4145
SUN|SUNOCO LP|EGMT|EG MARKET TECHNOLOGIES LLC|100
SUN|SUNOCO LP|EGXM|CBOE TRADING, INC.|2997
SUN|SUNOCO LP|ETBE|Electronic Transaction Clearing, Inc.|1059
SUN|SUNOCO LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2144
SUN|SUNOCO LP|ETRS|E*Trade Securities LLC|290205
SUN|SUNOCO LP|FBSB|U.S. Bancorp Investments, Inc.|860
SUN|SUNOCO LP|FILL|Tradestation Securities, Inc.|1362
SUN|SUNOCO LP|FINX|FINTECH SECURITIES|1000
SUN|SUNOCO LP|FMAF|NBCN Inc./ CDS|5440
SUN|SUNOCO LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4916
SUN|SUNOCO LP|FTBR|Foliofn Investments, Inc.|951
SUN|SUNOCO LP|GLIS|TD Securities Inc|920
SUN|SUNOCO LP|GLPX|ACS EXECUTION SERVICES, LLC|11206
SUN|SUNOCO LP|GSCO|GOLDMAN SACHS & CO. LLC|129078
SUN|SUNOCO LP|GSLT|GOLDMAN SACHS & CO. LLC|2618
SUN|SUNOCO LP|GTSZ|GTS SECURITIES LLC|15627
SUN|SUNOCO LP|HAPX|HAP Trading, LLC|851
SUN|SUNOCO LP|HRBF|American Enterprise Investment Services Inc.|5776
SUN|SUNOCO LP|IATS|INTERACTIVE BROKERS LLC|11796
SUN|SUNOCO LP|IBKR|Interactive Brokers Llc|10579
SUN|SUNOCO LP|ICBX|INSTINET, LLC|21500
SUN|SUNOCO LP|INCA|INSTINET, LLC|5657
SUN|SUNOCO LP|INJX|INSTINET, LLC|14801
SUN|SUNOCO LP|ITGI|ITG Inc.|3745
SUN|SUNOCO LP|ITGP|ITG INC.|65400
SUN|SUNOCO LP|JANY|Janney Montgomery Scott Inc.|3100
SUN|SUNOCO LP|JEFF|JEFFERIES LLC|155339
SUN|SUNOCO LP|JMPT|JUMP TRADING, LLC|5782
SUN|SUNOCO LP|JPMX|J.P. Morgan Securities LLC|138895
SUN|SUNOCO LP|JSJX|JANE STREET CAPITAL LLC|2011
SUN|SUNOCO LP|KCGM|VIRTU Americas LLC|18526
SUN|SUNOCO LP|LEHM|Barclays Capital Inc./Le|189303
SUN|SUNOCO LP|LIME|Lime Brokerage LLC|6856
SUN|SUNOCO LP|LQNA|LIQUIDNET, INC.|18400
SUN|SUNOCO LP|LSCI|Lek Securities Corporation|304
SUN|SUNOCO LP|MAXM|Maxim Group LLC|1045
SUN|SUNOCO LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49130
SUN|SUNOCO LP|MOTF|MOTIF INVESTING, INC.|2
SUN|SUNOCO LP|MSCO|MORGAN STANLEY & CO. LLC|755313
SUN|SUNOCO LP|MSPL|MORGAN STANLEY & CO. LLC|32900
SUN|SUNOCO LP|NATL|National Securities Corporation|202
SUN|SUNOCO LP|NBCS|NBC Securities, INC.|1845
SUN|SUNOCO LP|NFSC|National Financial Services LLC|340849
SUN|SUNOCO LP|NITE|VIRTU Americas LLC|553064
SUN|SUNOCO LP|NQRB|Brut, LLC|2300
SUN|SUNOCO LP|NTBF|BMO Nesbitt Burns Inc./CDS|700
SUN|SUNOCO LP|NTRC|Northern Trust Securities, Inc.|100
SUN|SUNOCO LP|OPCO|Oppenheimer & Co. Inc.|2700
SUN|SUNOCO LP|PDQM|CODA MARKETS, INC.|18295
SUN|SUNOCO LP|PHLY|NASDAQ Execution Services, LLC|6000
SUN|SUNOCO LP|PWJC|UBS Financial Services, Inc.|2864
SUN|SUNOCO LP|RBCM|RBC CAPITAL MARKETS, LLC|24972
SUN|SUNOCO LP|SAGL|SAGETRADER, LLC|1610
SUN|SUNOCO LP|SAGW|SAGETRADER, LLC|215
SUN|SUNOCO LP|SALI|INTL FCSTONE FINANCIAL INC.|600
SUN|SUNOCO LP|SBRX|MURIEL SIEBERT & CO INC|100
SUN|SUNOCO LP|SBSH|Citigroup Global Markets Inc.|29359
SUN|SUNOCO LP|SGMT|GOLDMAN SACHS & CO. LLC|41095
SUN|SUNOCO LP|SPDR|SPEEDROUTE LLC|1820
SUN|SUNOCO LP|SPHN|Stephens Inc.|2800
SUN|SUNOCO LP|STFL|Stifel, Nicolaus & Company, Incorporated|7100
SUN|SUNOCO LP|STKP|STOCKPILE INVESTMENTS, INC.|260
SUN|SUNOCO LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3950
SUN|SUNOCO LP|SWIM|TD Ameritrade, Inc.|21009
SUN|SUNOCO LP|SWST|Hilltop Securities Inc.|3595
SUN|SUNOCO LP|TKNG|ALLY INVEST SECURITIES LLC|3204
SUN|SUNOCO LP|TRBT|Tradebot Systems, Inc.|38209
SUN|SUNOCO LP|TRCM|TRC MARKETS LLC|23208
SUN|SUNOCO LP|TRIP|Trident Partners Ltd.|3450
SUN|SUNOCO LP|TWTT|TASTYWORKS, INC.|100
SUN|SUNOCO LP|UBSA|UBS SECURITIES LLC|184579
SUN|SUNOCO LP|UBSS|UBS Securities LLC|269132
SUN|SUNOCO LP|VALX|VIRTU AMERICAS LLC|1634
SUN|SUNOCO LP|VGRD|Vanguard Marketing Corporation|56205
SUN|SUNOCO LP|VSIN|Vision Financial Markets Llc|13
SUN|SUNOCO LP|WBPX|SUMMIT SECURITIES GROUP, LLC|700
SUN|SUNOCO LP|WCHV|WELLS FARGO SECURITIES, LLC|52785
SUN|SUNOCO LP|WEDB|WEDBUSH SECURITIES INC.|933
SUN|SUNOCO LP|WEED|Weeden & Co.L.P.|1500
SUN|SUNOCO LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9091
SUN|SUNOCO LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8237
SUN|SUNOCO LP|WSEA|WOLVERINE SECURITIES, LLC|4855
SUN|SUNOCO LP|XIST|INSTINET, LLC|5800
SUN|SUNOCO LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|60406
SUN|SUNOCO LP|YKNA|COMHAR CAPITAL MARKETS, LLC|1220
SUN|SUNOCO LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11939
SUNS|SOLAR SENIOR CAPITAL|ALTX|Alternet Securities Inc.|400
SUNS|SOLAR SENIOR CAPITAL|APCC|Apex Clearing Corporation|206
SUNS|SOLAR SENIOR CAPITAL|BATM|CBOE TRADING, INC.|9
SUNS|SOLAR SENIOR CAPITAL|BTIG|BTIG, LLC|433
SUNS|SOLAR SENIOR CAPITAL|BZYD|GOLDMAN SACHS & CO. LLC|950
SUNS|SOLAR SENIOR CAPITAL|CANT|Cantor Fitzgerald & Co.|710
SUNS|SOLAR SENIOR CAPITAL|CHAS|Charles Schwab & Co., Inc.|18
SUNS|SOLAR SENIOR CAPITAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1010
SUNS|SOLAR SENIOR CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14081
SUNS|SOLAR SENIOR CAPITAL|CTDL|Citadel Derivatives Group Llc|575
SUNS|SOLAR SENIOR CAPITAL|DBAB|Deutsche Bank Securities Inc.|1413
SUNS|SOLAR SENIOR CAPITAL|DBAX|Deutsche Bank Securities Inc.|4500
SUNS|SOLAR SENIOR CAPITAL|DEAN|MORGAN STANLEY|305
SUNS|SOLAR SENIOR CAPITAL|DEGS|RONIN PROFESSIONAL LLC|88
SUNS|SOLAR SENIOR CAPITAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|927
SUNS|SOLAR SENIOR CAPITAL|EBXL|EBX LLC|3100
SUNS|SOLAR SENIOR CAPITAL|EGAM|CBOE TRADING, INC.|196
SUNS|SOLAR SENIOR CAPITAL|EGXM|CBOE TRADING, INC.|100
SUNS|SOLAR SENIOR CAPITAL|ESPO|ESPOSITO SECURITIES, LLC|1430
SUNS|SOLAR SENIOR CAPITAL|ETCB|ETC BROKERAGE SERVICES, LLC|666
SUNS|SOLAR SENIOR CAPITAL|ETRS|E*Trade Securities LLC|17900
SUNS|SOLAR SENIOR CAPITAL|FBCO|Credit Suisse Securities (USA) LLC|11255
SUNS|SOLAR SENIOR CAPITAL|FILL|Tradestation Securities, Inc.|888
SUNS|SOLAR SENIOR CAPITAL|FOMA|TD AMERITRADE CLEARING, INC.|66540
SUNS|SOLAR SENIOR CAPITAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3239
SUNS|SOLAR SENIOR CAPITAL|FTBR|Foliofn Investments, Inc.|1396
SUNS|SOLAR SENIOR CAPITAL|GEBB|GLOBAL EXECUTION BROKERS, LP|2453
SUNS|SOLAR SENIOR CAPITAL|GLPX|ACS EXECUTION SERVICES, LLC|1778
SUNS|SOLAR SENIOR CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|56655
SUNS|SOLAR SENIOR CAPITAL|GSCS|GOLDMAN SACHS & CO. LLC|7375
SUNS|SOLAR SENIOR CAPITAL|GSLT|GOLDMAN SACHS & CO. LLC|2531
SUNS|SOLAR SENIOR CAPITAL|GTSZ|GTS SECURITIES LLC|4537
SUNS|SOLAR SENIOR CAPITAL|HSBC|HSBC Securities, Inc.|801
SUNS|SOLAR SENIOR CAPITAL|IATS|INTERACTIVE BROKERS LLC|300
SUNS|SOLAR SENIOR CAPITAL|IBKR|Interactive Brokers Llc|8020
SUNS|SOLAR SENIOR CAPITAL|ICBX|INSTINET, LLC|200
SUNS|SOLAR SENIOR CAPITAL|INCA|INSTINET, LLC|5135
SUNS|SOLAR SENIOR CAPITAL|ITGI|ITG Inc.|10541
SUNS|SOLAR SENIOR CAPITAL|ITGP|ITG INC.|2800
SUNS|SOLAR SENIOR CAPITAL|JANY|Janney Montgomery Scott Inc.|1476
SUNS|SOLAR SENIOR CAPITAL|JPMX|J.P. Morgan Securities LLC|4900
SUNS|SOLAR SENIOR CAPITAL|KCGM|VIRTU Americas LLC|2764
SUNS|SOLAR SENIOR CAPITAL|LEHM|Barclays Capital Inc./Le|42069
SUNS|SOLAR SENIOR CAPITAL|LIME|Lime Brokerage LLC|30785
SUNS|SOLAR SENIOR CAPITAL|LMGP|LIME BROKERAGE LLC|2500
SUNS|SOLAR SENIOR CAPITAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SUNS|SOLAR SENIOR CAPITAL|MACC|Mid Atlantic Capital Corporation|85
SUNS|SOLAR SENIOR CAPITAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
SUNS|SOLAR SENIOR CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|57290
SUNS|SOLAR SENIOR CAPITAL|MSPL|MORGAN STANLEY & CO. LLC|18600
SUNS|SOLAR SENIOR CAPITAL|MSTX|MORGAN STANLEY & CO. LLC|2200
SUNS|SOLAR SENIOR CAPITAL|NATL|National Securities Corporation|700
SUNS|SOLAR SENIOR CAPITAL|NFSC|National Financial Services LLC|52059
SUNS|SOLAR SENIOR CAPITAL|NITE|VIRTU Americas LLC|133691
SUNS|SOLAR SENIOR CAPITAL|NQRB|Brut, LLC|400
SUNS|SOLAR SENIOR CAPITAL|OPCO|Oppenheimer & Co. Inc.|3
SUNS|SOLAR SENIOR CAPITAL|PDQM|CODA MARKETS, INC.|2037
SUNS|SOLAR SENIOR CAPITAL|RAJA|Raymond James & Associates, Inc.|4721
SUNS|SOLAR SENIOR CAPITAL|SBSH|Citigroup Global Markets Inc.|1811
SUNS|SOLAR SENIOR CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|1194
SUNS|SOLAR SENIOR CAPITAL|SPDR|SPEEDROUTE LLC|799
SUNS|SOLAR SENIOR CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|2443
SUNS|SOLAR SENIOR CAPITAL|SWIM|TD Ameritrade, Inc.|5056
SUNS|SOLAR SENIOR CAPITAL|SWST|Hilltop Securities Inc.|4126
SUNS|SOLAR SENIOR CAPITAL|TKNG|ALLY INVEST SECURITIES LLC|1411
SUNS|SOLAR SENIOR CAPITAL|TRBT|Tradebot Systems, Inc.|2047
SUNS|SOLAR SENIOR CAPITAL|TRCM|TRC MARKETS LLC|4368
SUNS|SOLAR SENIOR CAPITAL|UBSA|UBS SECURITIES LLC|32068
SUNS|SOLAR SENIOR CAPITAL|UBSS|UBS Securities LLC|100978
SUNS|SOLAR SENIOR CAPITAL|VALX|VIRTU AMERICAS LLC|395
SUNS|SOLAR SENIOR CAPITAL|VGRD|Vanguard Marketing Corporation|7915
SUNS|SOLAR SENIOR CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|145962
SUNS|SOLAR SENIOR CAPITAL|WEED|Weeden & Co.L.P.|600
SUNS|SOLAR SENIOR CAPITAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|128
SUNS|SOLAR SENIOR CAPITAL|WSEA|WOLVERINE SECURITIES, LLC|298
SUNS|SOLAR SENIOR CAPITAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
SUNS|SOLAR SENIOR CAPITAL|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SUNS|SOLAR SENIOR CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2268
SUNW|SUNWORKS INC COM|APCC|Apex Clearing Corporation|2668
SUNW|SUNWORKS INC COM|BARD|Robert W. Baird & Co. Incorporated|75308
SUNW|SUNWORKS INC COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11554
SUNW|SUNWORKS INC COM|CTDE|CHOICETRADE|22
SUNW|SUNWORKS INC COM|CTDL|Citadel Derivatives Group Llc|3925
SUNW|SUNWORKS INC COM|DBAB|Deutsche Bank Securities Inc.|9313
SUNW|SUNWORKS INC COM|DBAX|Deutsche Bank Securities Inc.|600
SUNW|SUNWORKS INC COM|DEAN|MORGAN STANLEY|500
SUNW|SUNWORKS INC COM|DEGS|RONIN PROFESSIONAL LLC|19654
SUNW|SUNWORKS INC COM|EBXL|EBX LLC|2300
SUNW|SUNWORKS INC COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|23835
SUNW|SUNWORKS INC COM|EDJO|Edward D. Jones & Co., L.P.|454
SUNW|SUNWORKS INC COM|EGAM|CBOE TRADING, INC.|696
SUNW|SUNWORKS INC COM|EGXW|CBOE TRADING, INC.|2854
SUNW|SUNWORKS INC COM|ETBE|Electronic Transaction Clearing, Inc.|200
SUNW|SUNWORKS INC COM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2400
SUNW|SUNWORKS INC COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1286
SUNW|SUNWORKS INC COM|ETRS|E*Trade Securities LLC|131521
SUNW|SUNWORKS INC COM|FBCO|Credit Suisse Securities (USA) LLC|16261
SUNW|SUNWORKS INC COM|FILL|Tradestation Securities, Inc.|300
SUNW|SUNWORKS INC COM|FOMA|TD AMERITRADE CLEARING, INC.|176042
SUNW|SUNWORKS INC COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4836
SUNW|SUNWORKS INC COM|FTBR|Foliofn Investments, Inc.|2
SUNW|SUNWORKS INC COM|GEBB|GLOBAL EXECUTION BROKERS, LP|1169
SUNW|SUNWORKS INC COM|GLPX|ACS EXECUTION SERVICES, LLC|44
SUNW|SUNWORKS INC COM|GSCO|GOLDMAN SACHS & CO. LLC|19707
SUNW|SUNWORKS INC COM|GTSZ|GTS SECURITIES LLC|43
SUNW|SUNWORKS INC COM|IATS|INTERACTIVE BROKERS LLC|1670
SUNW|SUNWORKS INC COM|IBKR|Interactive Brokers Llc|48293
SUNW|SUNWORKS INC COM|ICBX|INSTINET, LLC|100
SUNW|SUNWORKS INC COM|INCA|INSTINET, LLC|17663
SUNW|SUNWORKS INC COM|INJX|INSTINET, LLC|300
SUNW|SUNWORKS INC COM|ITGI|ITG Inc.|21400
SUNW|SUNWORKS INC COM|ITGP|ITG INC.|5600
SUNW|SUNWORKS INC COM|JEFF|JEFFERIES LLC|140
SUNW|SUNWORKS INC COM|JMPT|JUMP TRADING, LLC|412
SUNW|SUNWORKS INC COM|JPMX|J.P. Morgan Securities LLC|200
SUNW|SUNWORKS INC COM|KCGM|VIRTU Americas LLC|400
SUNW|SUNWORKS INC COM|LEHM|Barclays Capital Inc./Le|13146
SUNW|SUNWORKS INC COM|LIME|Lime Brokerage LLC|37441
SUNW|SUNWORKS INC COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|900
SUNW|SUNWORKS INC COM|MSCO|MORGAN STANLEY & CO. LLC|150725
SUNW|SUNWORKS INC COM|MSPL|MORGAN STANLEY & CO. LLC|1500
SUNW|SUNWORKS INC COM|NFSC|National Financial Services LLC|106950
SUNW|SUNWORKS INC COM|NITE|VIRTU Americas LLC|291879
SUNW|SUNWORKS INC COM|NQRB|Brut, LLC|200
SUNW|SUNWORKS INC COM|PDQM|CODA MARKETS, INC.|144
SUNW|SUNWORKS INC COM|RAJA|Raymond James & Associates, Inc.|697
SUNW|SUNWORKS INC COM|SAGL|SAGETRADER, LLC|230
SUNW|SUNWORKS INC COM|SBSH|Citigroup Global Markets Inc.|5740
SUNW|SUNWORKS INC COM|SGMT|GOLDMAN SACHS & CO. LLC|1434
SUNW|SUNWORKS INC COM|SWIM|TD Ameritrade, Inc.|66960
SUNW|SUNWORKS INC COM|TKNG|ALLY INVEST SECURITIES LLC|6774
SUNW|SUNWORKS INC COM|TRCM|TRC MARKETS LLC|16838
SUNW|SUNWORKS INC COM|UBSA|UBS SECURITIES LLC|23575
SUNW|SUNWORKS INC COM|UBSS|UBS Securities LLC|85133
SUNW|SUNWORKS INC COM|VGRD|Vanguard Marketing Corporation|4474
SUNW|SUNWORKS INC COM|WCHV|WELLS FARGO SECURITIES, LLC|23625
SUNW|SUNWORKS INC COM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|240
SUNW|SUNWORKS INC COM|WSEA|WOLVERINE SECURITIES, LLC|9575
SUNW|SUNWORKS INC COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|800
SUP|SUPERIOR IND INTL|APCC|Apex Clearing Corporation|9
SUP|SUPERIOR IND INTL|AQUA|AQUA SECURITIES L.P.|14600
SUP|SUPERIOR IND INTL|BATM|CBOE TRADING, INC.|238
SUP|SUPERIOR IND INTL|BERN|Sanford C. Bernstein & Co., LLC|15000
SUP|SUPERIOR IND INTL|BIDS|BIDS TRADING L.P.|100
SUP|SUPERIOR IND INTL|BNPX|BNP PARIBAS SECURITIES CORP.|5045
SUP|SUPERIOR IND INTL|BRVL|BLAYLOCK VAN, LLC|100
SUP|SUPERIOR IND INTL|BTIG|BTIG, LLC|100
SUP|SUPERIOR IND INTL|BZYD|GOLDMAN SACHS & CO. LLC|1610
SUP|SUPERIOR IND INTL|CHAS|Charles Schwab & Co., Inc.|1005
SUP|SUPERIOR IND INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41311
SUP|SUPERIOR IND INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|702
SUP|SUPERIOR IND INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33639
SUP|SUPERIOR IND INTL|CTDL|Citadel Derivatives Group Llc|200
SUP|SUPERIOR IND INTL|CTLR|CUTLER GROUP, LP|440
SUP|SUPERIOR IND INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|7138
SUP|SUPERIOR IND INTL|DBAB|Deutsche Bank Securities Inc.|10634
SUP|SUPERIOR IND INTL|DBAX|Deutsche Bank Securities Inc.|23300
SUP|SUPERIOR IND INTL|DBUL|Deutsche Bank Securities Inc.|100
SUP|SUPERIOR IND INTL|DEAN|MORGAN STANLEY|1501
SUP|SUPERIOR IND INTL|DEGS|RONIN PROFESSIONAL LLC|478
SUP|SUPERIOR IND INTL|EBXL|EBX LLC|19800
SUP|SUPERIOR IND INTL|EGAM|CBOE TRADING, INC.|1911
SUP|SUPERIOR IND INTL|EGMT|EG MARKET TECHNOLOGIES LLC|100
SUP|SUPERIOR IND INTL|EGXM|CBOE TRADING, INC.|350
SUP|SUPERIOR IND INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10498
SUP|SUPERIOR IND INTL|ETRS|E*Trade Securities LLC|7021
SUP|SUPERIOR IND INTL|FILL|Tradestation Securities, Inc.|9654
SUP|SUPERIOR IND INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SUP|SUPERIOR IND INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2075
SUP|SUPERIOR IND INTL|FTBR|Foliofn Investments, Inc.|245
SUP|SUPERIOR IND INTL|GSCO|GOLDMAN SACHS & CO. LLC|138837
SUP|SUPERIOR IND INTL|GSCS|GOLDMAN SACHS & CO. LLC|2002
SUP|SUPERIOR IND INTL|GSLT|GOLDMAN SACHS & CO. LLC|617
SUP|SUPERIOR IND INTL|GTSZ|GTS SECURITIES LLC|8285
SUP|SUPERIOR IND INTL|HRBF|American Enterprise Investment Services Inc.|1417
SUP|SUPERIOR IND INTL|IBKR|Interactive Brokers Llc|1182
SUP|SUPERIOR IND INTL|ICBX|INSTINET, LLC|6305
SUP|SUPERIOR IND INTL|IEQY|CITADEL SECURITIES LLC|2107
SUP|SUPERIOR IND INTL|INCA|INSTINET, LLC|16554
SUP|SUPERIOR IND INTL|INJX|INSTINET, LLC|403
SUP|SUPERIOR IND INTL|ITGI|ITG Inc.|6310
SUP|SUPERIOR IND INTL|ITGP|ITG INC.|27200
SUP|SUPERIOR IND INTL|JANY|Janney Montgomery Scott Inc.|2000
SUP|SUPERIOR IND INTL|JEFF|JEFFERIES LLC|1855
SUP|SUPERIOR IND INTL|JMPT|JUMP TRADING, LLC|1793
SUP|SUPERIOR IND INTL|JPBX|J.P. MORGAN SECURITIES LLC|4092
SUP|SUPERIOR IND INTL|JPMX|J.P. Morgan Securities LLC|53509
SUP|SUPERIOR IND INTL|KCGM|VIRTU Americas LLC|12538
SUP|SUPERIOR IND INTL|LEHM|Barclays Capital Inc./Le|148949
SUP|SUPERIOR IND INTL|LIME|Lime Brokerage LLC|8921
SUP|SUPERIOR IND INTL|LOOP|Loop Capital Markets LLC|100
SUP|SUPERIOR IND INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38100
SUP|SUPERIOR IND INTL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|240
SUP|SUPERIOR IND INTL|MSCO|MORGAN STANLEY & CO. LLC|114940
SUP|SUPERIOR IND INTL|MSPL|MORGAN STANLEY & CO. LLC|27300
SUP|SUPERIOR IND INTL|MSTX|MORGAN STANLEY & CO. LLC|45000
SUP|SUPERIOR IND INTL|NFSC|National Financial Services LLC|26426
SUP|SUPERIOR IND INTL|NITE|VIRTU Americas LLC|67516
SUP|SUPERIOR IND INTL|NQRB|Brut, LLC|773
SUP|SUPERIOR IND INTL|PDQM|CODA MARKETS, INC.|3932
SUP|SUPERIOR IND INTL|PHLY|NASDAQ Execution Services, LLC|200
SUP|SUPERIOR IND INTL|PWJC|UBS Financial Services, Inc.|2860
SUP|SUPERIOR IND INTL|SAGW|SAGETRADER, LLC|500
SUP|SUPERIOR IND INTL|SBSH|Citigroup Global Markets Inc.|12681
SUP|SUPERIOR IND INTL|SGMT|GOLDMAN SACHS & CO. LLC|58213
SUP|SUPERIOR IND INTL|SPDR|SPEEDROUTE LLC|900
SUP|SUPERIOR IND INTL|STFL|Stifel, Nicolaus & Company, Incorporated|1408
SUP|SUPERIOR IND INTL|SWIM|TD Ameritrade, Inc.|20971
SUP|SUPERIOR IND INTL|SWST|Hilltop Securities Inc.|110
SUP|SUPERIOR IND INTL|TKNG|ALLY INVEST SECURITIES LLC|2194
SUP|SUPERIOR IND INTL|TRBT|Tradebot Systems, Inc.|2220
SUP|SUPERIOR IND INTL|TRCM|TRC MARKETS LLC|12893
SUP|SUPERIOR IND INTL|UBSA|UBS SECURITIES LLC|153136
SUP|SUPERIOR IND INTL|UBSS|UBS Securities LLC|99406
SUP|SUPERIOR IND INTL|VALX|VIRTU AMERICAS LLC|5112
SUP|SUPERIOR IND INTL|VGRD|Vanguard Marketing Corporation|1874
SUP|SUPERIOR IND INTL|WCHV|WELLS FARGO SECURITIES, LLC|34146
SUP|SUPERIOR IND INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|76
SUP|SUPERIOR IND INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1204
SUP|SUPERIOR IND INTL|WFPB|Wells Fargo Securities, LLC.|600
SUP|SUPERIOR IND INTL|WSEA|WOLVERINE SECURITIES, LLC|80
SUP|SUPERIOR IND INTL|XIST|INSTINET, LLC|3426
SUP|SUPERIOR IND INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
SUP|SUPERIOR IND INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
SUPN|SUPERNUS PHARM|ADAM|CANACCORD GENUITY INC.|115
SUPN|SUPERNUS PHARM|AGCP|AEGIS CAPITAL CORP.|850
SUPN|SUPERNUS PHARM|AGIS|Aegis Capital Corp.|681
SUPN|SUPERNUS PHARM|ANOS|ABEL/NOSER, L.L.C.|2438
SUPN|SUPERNUS PHARM|APCC|Apex Clearing Corporation|2065
SUPN|SUPERNUS PHARM|AQUA|AQUA SECURITIES L.P.|2900
SUPN|SUPERNUS PHARM|BARD|Robert W. Baird & Co. Incorporated|6602
SUPN|SUPERNUS PHARM|BATM|CBOE TRADING, INC.|7890
SUPN|SUPERNUS PHARM|BAYT|BTIG, LLC|3600
SUPN|SUPERNUS PHARM|BBNT|BB&T SECURITIES, LLC|175
SUPN|SUPERNUS PHARM|BERN|Sanford C. Bernstein & Co., LLC|43612
SUPN|SUPERNUS PHARM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|115
SUPN|SUPERNUS PHARM|BLKX|INSTINET, LLC|34700
SUPN|SUPERNUS PHARM|BMOC|BMO Capital Markets Corp.|51462
SUPN|SUPERNUS PHARM|BNPX|BNP PARIBAS SECURITIES CORP.|28695
SUPN|SUPERNUS PHARM|BRVL|BLAYLOCK VAN, LLC|2000
SUPN|SUPERNUS PHARM|BTIG|BTIG, LLC|10906
SUPN|SUPERNUS PHARM|BYXM|CBOE TRADING, INC.|199
SUPN|SUPERNUS PHARM|CHAS|Charles Schwab & Co., Inc.|2109
SUPN|SUPERNUS PHARM|CIST|Capital Institutional Services, Inc.|2225
SUPN|SUPERNUS PHARM|COWN|Cowen and Company, LLC|1094
SUPN|SUPERNUS PHARM|COWR|Cowen and Company, LLC|4256
SUPN|SUPERNUS PHARM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56258
SUPN|SUPERNUS PHARM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1070
SUPN|SUPERNUS PHARM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133907
SUPN|SUPERNUS PHARM|CTDL|Citadel Derivatives Group Llc|51006
SUPN|SUPERNUS PHARM|CTLR|CUTLER GROUP, LP|135
SUPN|SUPERNUS PHARM|CXCX|CITIGROUP GLOBAL MARKETS INC.|44534
SUPN|SUPERNUS PHARM|DAVA|Davenport & Company LLC|600
SUPN|SUPERNUS PHARM|DBAB|Deutsche Bank Securities Inc.|489672
SUPN|SUPERNUS PHARM|DBAX|Deutsche Bank Securities Inc.|158300
SUPN|SUPERNUS PHARM|DBUL|Deutsche Bank Securities Inc.|8445
SUPN|SUPERNUS PHARM|DEAN|MORGAN STANLEY|12695
SUPN|SUPERNUS PHARM|DEGS|RONIN PROFESSIONAL LLC|1100
SUPN|SUPERNUS PHARM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10664
SUPN|SUPERNUS PHARM|DOTC|Dougherty & Company LLC|10416
SUPN|SUPERNUS PHARM|EBXL|EBX LLC|78400
SUPN|SUPERNUS PHARM|ECUT|CONVERGEX EXECUTION SOLUTIONS|856
SUPN|SUPERNUS PHARM|EDJO|Edward D. Jones & Co., L.P.|1638
SUPN|SUPERNUS PHARM|EGAM|CBOE TRADING, INC.|22596
SUPN|SUPERNUS PHARM|EGMT|EG MARKET TECHNOLOGIES LLC|1007
SUPN|SUPERNUS PHARM|EGXM|CBOE TRADING, INC.|5276
SUPN|SUPERNUS PHARM|ESPO|ESPOSITO SECURITIES, LLC|115
SUPN|SUPERNUS PHARM|ETBE|Electronic Transaction Clearing, Inc.|31682
SUPN|SUPERNUS PHARM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|61442
SUPN|SUPERNUS PHARM|ETRS|E*Trade Securities LLC|192604
SUPN|SUPERNUS PHARM|FBCO|Credit Suisse Securities (USA) LLC|412661
SUPN|SUPERNUS PHARM|FBSB|U.S. Bancorp Investments, Inc.|2
SUPN|SUPERNUS PHARM|FILL|Tradestation Securities, Inc.|87753
SUPN|SUPERNUS PHARM|FMAF|NBCN Inc./ CDS|219
SUPN|SUPERNUS PHARM|FOMA|TD AMERITRADE CLEARING, INC.|621373
SUPN|SUPERNUS PHARM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|727
SUPN|SUPERNUS PHARM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14197
SUPN|SUPERNUS PHARM|FTBR|Foliofn Investments, Inc.|13581
SUPN|SUPERNUS PHARM|GEBB|GLOBAL EXECUTION BROKERS, LP|32590
SUPN|SUPERNUS PHARM|GLIS|TD Securities Inc|117
SUPN|SUPERNUS PHARM|GLPX|ACS EXECUTION SERVICES, LLC|262
SUPN|SUPERNUS PHARM|GSCO|GOLDMAN SACHS & CO. LLC|660894
SUPN|SUPERNUS PHARM|GSCS|GOLDMAN SACHS & CO. LLC|67064
SUPN|SUPERNUS PHARM|GSLT|GOLDMAN SACHS & CO. LLC|5125
SUPN|SUPERNUS PHARM|GTSZ|GTS SECURITIES LLC|7909
SUPN|SUPERNUS PHARM|HAPX|HAP Trading, LLC|475
SUPN|SUPERNUS PHARM|HRBF|American Enterprise Investment Services Inc.|4838
SUPN|SUPERNUS PHARM|IBKR|Interactive Brokers Llc|199128
SUPN|SUPERNUS PHARM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|585
SUPN|SUPERNUS PHARM|ICBX|INSTINET, LLC|40415
SUPN|SUPERNUS PHARM|IEQY|CITADEL SECURITIES LLC|149597
SUPN|SUPERNUS PHARM|INCA|INSTINET, LLC|294258
SUPN|SUPERNUS PHARM|INJX|INSTINET, LLC|179186
SUPN|SUPERNUS PHARM|ITGI|ITG Inc.|37223
SUPN|SUPERNUS PHARM|ITGP|ITG INC.|216400
SUPN|SUPERNUS PHARM|JANY|Janney Montgomery Scott Inc.|3792
SUPN|SUPERNUS PHARM|JEFF|JEFFERIES LLC|239035
SUPN|SUPERNUS PHARM|JMPT|JUMP TRADING, LLC|27590
SUPN|SUPERNUS PHARM|JONE|JonesTrading|625
SUPN|SUPERNUS PHARM|JPBX|J.P. MORGAN SECURITIES LLC|21563
SUPN|SUPERNUS PHARM|JPMX|J.P. Morgan Securities LLC|427609
SUPN|SUPERNUS PHARM|KCGM|VIRTU Americas LLC|30212
SUPN|SUPERNUS PHARM|KCRD|PHX FINANCIAL, INC.|215
SUPN|SUPERNUS PHARM|KING|C. L. King & Associates, Inc.|100
SUPN|SUPERNUS PHARM|LEER|LEERINK PARTNERS LLC|188
SUPN|SUPERNUS PHARM|LEHM|Barclays Capital Inc./Le|713406
SUPN|SUPERNUS PHARM|LIME|Lime Brokerage LLC|182860
SUPN|SUPERNUS PHARM|LMNX|LUMINEX TRADING & ANALYTICS LLC|106288
SUPN|SUPERNUS PHARM|LOOP|Loop Capital Markets LLC|228
SUPN|SUPERNUS PHARM|LQNA|LIQUIDNET, INC.|222200
SUPN|SUPERNUS PHARM|MAXM|Maxim Group LLC|2788
SUPN|SUPERNUS PHARM|MBTS|ALLY INVEST SECURITIES LLC|15
SUPN|SUPERNUS PHARM|MICA|Spartan Securities Group, Ltd.|2000
SUPN|SUPERNUS PHARM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63262
SUPN|SUPERNUS PHARM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|330
SUPN|SUPERNUS PHARM|MSCO|MORGAN STANLEY & CO. LLC|1996712
SUPN|SUPERNUS PHARM|MSPL|MORGAN STANLEY & CO. LLC|108900
SUPN|SUPERNUS PHARM|MSTX|MORGAN STANLEY & CO. LLC|65800
SUPN|SUPERNUS PHARM|MZHO|Mizuho Securities USA LLC|5700
SUPN|SUPERNUS PHARM|NATL|National Securities Corporation|500
SUPN|SUPERNUS PHARM|NEED|Needham & Company, LLC|10000
SUPN|SUPERNUS PHARM|NFSC|National Financial Services LLC|420755
SUPN|SUPERNUS PHARM|NITE|VIRTU Americas LLC|538381
SUPN|SUPERNUS PHARM|NITP|VIRTU Americas LLC|5763
SUPN|SUPERNUS PHARM|NQRB|Brut, LLC|25543
SUPN|SUPERNUS PHARM|OPCO|Oppenheimer & Co. Inc.|5555
SUPN|SUPERNUS PHARM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|617
SUPN|SUPERNUS PHARM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3397
SUPN|SUPERNUS PHARM|PDQM|CODA MARKETS, INC.|108478
SUPN|SUPERNUS PHARM|PHLY|NASDAQ Execution Services, LLC|6000
SUPN|SUPERNUS PHARM|PIPR|Piper Jaffray & Co.|5260
SUPN|SUPERNUS PHARM|PWJC|UBS Financial Services, Inc.|2500
SUPN|SUPERNUS PHARM|RAJA|Raymond James & Associates, Inc.|4608
SUPN|SUPERNUS PHARM|RBCM|RBC CAPITAL MARKETS, LLC|1494
SUPN|SUPERNUS PHARM|RHCO|Suntrust Robinson Humphrey, Inc.|29083
SUPN|SUPERNUS PHARM|SAGL|SAGETRADER, LLC|12086
SUPN|SUPERNUS PHARM|SAGW|SAGETRADER, LLC|100
SUPN|SUPERNUS PHARM|SBSH|Citigroup Global Markets Inc.|543660
SUPN|SUPERNUS PHARM|SGMT|GOLDMAN SACHS & CO. LLC|116527
SUPN|SUPERNUS PHARM|SPDR|SPEEDROUTE LLC|5812
SUPN|SUPERNUS PHARM|SPHN|Stephens Inc.|3340
SUPN|SUPERNUS PHARM|SSBS|STATE STREET GLOBAL MARKETS, LLC|425
SUPN|SUPERNUS PHARM|STFL|Stifel, Nicolaus & Company, Incorporated|9128
SUPN|SUPERNUS PHARM|STKP|STOCKPILE INVESTMENTS, INC.|54
SUPN|SUPERNUS PHARM|SWIM|TD Ameritrade, Inc.|129644
SUPN|SUPERNUS PHARM|SWST|Hilltop Securities Inc.|3387
SUPN|SUPERNUS PHARM|TKNG|ALLY INVEST SECURITIES LLC|5032
SUPN|SUPERNUS PHARM|TMBR|Timber Hill LLC|20
SUPN|SUPERNUS PHARM|TRBT|Tradebot Systems, Inc.|91318
SUPN|SUPERNUS PHARM|TRCM|TRC MARKETS LLC|105753
SUPN|SUPERNUS PHARM|TWTT|TASTYWORKS, INC.|796
SUPN|SUPERNUS PHARM|UBSA|UBS SECURITIES LLC|393075
SUPN|SUPERNUS PHARM|UBSS|UBS Securities LLC|812512
SUPN|SUPERNUS PHARM|VALX|VIRTU AMERICAS LLC|10523
SUPN|SUPERNUS PHARM|VGRD|Vanguard Marketing Corporation|26671
SUPN|SUPERNUS PHARM|WBPX|SUMMIT SECURITIES GROUP, LLC|2730
SUPN|SUPERNUS PHARM|WCHV|WELLS FARGO SECURITIES, LLC|38431
SUPN|SUPERNUS PHARM|WEDB|WEDBUSH SECURITIES INC.|100
SUPN|SUPERNUS PHARM|WEED|Weeden & Co.L.P.|200
SUPN|SUPERNUS PHARM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14541
SUPN|SUPERNUS PHARM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16115
SUPN|SUPERNUS PHARM|WGIF|CIBC World Markets Inc.|200
SUPN|SUPERNUS PHARM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|26
SUPN|SUPERNUS PHARM|WORD|Worden Capital Management LLC|1714
SUPN|SUPERNUS PHARM|WSEA|WOLVERINE SECURITIES, LLC|3532
SUPN|SUPERNUS PHARM|XIST|INSTINET, LLC|47436
SUPN|SUPERNUS PHARM|XSTM|NATIONAL FINANCIAL SERVICES LLC|146198
SUPN|SUPERNUS PHARM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6280
SUPV|GRUPO SUPERVIELLE AD|ALTX|Alternet Securities Inc.|71432
SUPV|GRUPO SUPERVIELLE AD|AMRI|AMERICAS EXECUTIONS, LLC|45373
SUPV|GRUPO SUPERVIELLE AD|APCC|Apex Clearing Corporation|2034
SUPV|GRUPO SUPERVIELLE AD|BARD|Robert W. Baird & Co. Incorporated|20
SUPV|GRUPO SUPERVIELLE AD|BATM|CBOE TRADING, INC.|21506
SUPV|GRUPO SUPERVIELLE AD|BAYC|BAY CREST PARTNERS, LLC|60317
SUPV|GRUPO SUPERVIELLE AD|BERN|Sanford C. Bernstein & Co., LLC|92576
SUPV|GRUPO SUPERVIELLE AD|BIDS|BIDS TRADING L.P.|31500
SUPV|GRUPO SUPERVIELLE AD|BIMI|Banca IMI Securities Corp.|4204
SUPV|GRUPO SUPERVIELLE AD|BKCM|BNY Mellon Capital Markets LLC|1099
SUPV|GRUPO SUPERVIELLE AD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|93756
SUPV|GRUPO SUPERVIELLE AD|BLKX|INSTINET, LLC|20600
SUPV|GRUPO SUPERVIELLE AD|BMSI|BULL MARKET SECURITIES, INC.|681
SUPV|GRUPO SUPERVIELLE AD|BTIG|BTIG, LLC|86448
SUPV|GRUPO SUPERVIELLE AD|BYXM|CBOE TRADING, INC.|8149
SUPV|GRUPO SUPERVIELLE AD|BZYD|GOLDMAN SACHS & CO. LLC|6527
SUPV|GRUPO SUPERVIELLE AD|CANT|Cantor Fitzgerald & Co.|4300
SUPV|GRUPO SUPERVIELLE AD|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
SUPV|GRUPO SUPERVIELLE AD|CHAS|Charles Schwab & Co., Inc.|21292
SUPV|GRUPO SUPERVIELLE AD|CICF|Canaccord Genuity Corp.|195
SUPV|GRUPO SUPERVIELLE AD|CLSA|CLSA AMERICAS, LLC|190879
SUPV|GRUPO SUPERVIELLE AD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44788
SUPV|GRUPO SUPERVIELLE AD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13432
SUPV|GRUPO SUPERVIELLE AD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SUPV|GRUPO SUPERVIELLE AD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|399855
SUPV|GRUPO SUPERVIELLE AD|CTDL|Citadel Derivatives Group Llc|1180
SUPV|GRUPO SUPERVIELLE AD|CXCX|CITIGROUP GLOBAL MARKETS INC.|39910
SUPV|GRUPO SUPERVIELLE AD|DBAB|Deutsche Bank Securities Inc.|123556
SUPV|GRUPO SUPERVIELLE AD|DBAX|Deutsche Bank Securities Inc.|167800
SUPV|GRUPO SUPERVIELLE AD|DBUL|Deutsche Bank Securities Inc.|1900
SUPV|GRUPO SUPERVIELLE AD|DCHF|Dart Executions, LLC|2515
SUPV|GRUPO SUPERVIELLE AD|DEAN|MORGAN STANLEY|22337
SUPV|GRUPO SUPERVIELLE AD|DEGS|RONIN PROFESSIONAL LLC|6923
SUPV|GRUPO SUPERVIELLE AD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11330
SUPV|GRUPO SUPERVIELLE AD|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2800
SUPV|GRUPO SUPERVIELLE AD|EBXL|EBX LLC|265700
SUPV|GRUPO SUPERVIELLE AD|ECUT|CONVERGEX EXECUTION SOLUTIONS|11532
SUPV|GRUPO SUPERVIELLE AD|EDJC|Edward Jones / CDS|13
SUPV|GRUPO SUPERVIELLE AD|EGAM|CBOE TRADING, INC.|57429
SUPV|GRUPO SUPERVIELLE AD|EGAW|CBOE TRADING, INC.|469
SUPV|GRUPO SUPERVIELLE AD|EGXM|CBOE TRADING, INC.|22785
SUPV|GRUPO SUPERVIELLE AD|ETBE|Electronic Transaction Clearing, Inc.|25979
SUPV|GRUPO SUPERVIELLE AD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|20216
SUPV|GRUPO SUPERVIELLE AD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12435
SUPV|GRUPO SUPERVIELLE AD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|29000
SUPV|GRUPO SUPERVIELLE AD|ETRS|E*Trade Securities LLC|423105
SUPV|GRUPO SUPERVIELLE AD|FCST|INTL FCSTONE FINANCIAL INC.|1503
SUPV|GRUPO SUPERVIELLE AD|FILL|Tradestation Securities, Inc.|10477
SUPV|GRUPO SUPERVIELLE AD|FMAF|NBCN Inc./ CDS|250
SUPV|GRUPO SUPERVIELLE AD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77237
SUPV|GRUPO SUPERVIELLE AD|FTBR|Foliofn Investments, Inc.|33542
SUPV|GRUPO SUPERVIELLE AD|GARC|ICAP Corporates LLC|10305
SUPV|GRUPO SUPERVIELLE AD|GEBB|GLOBAL EXECUTION BROKERS, LP|500
SUPV|GRUPO SUPERVIELLE AD|GLIS|TD Securities Inc|825
SUPV|GRUPO SUPERVIELLE AD|GLPX|ACS EXECUTION SERVICES, LLC|223168
SUPV|GRUPO SUPERVIELLE AD|GSCO|GOLDMAN SACHS & CO. LLC|984746
SUPV|GRUPO SUPERVIELLE AD|GSCS|GOLDMAN SACHS & CO. LLC|10641
SUPV|GRUPO SUPERVIELLE AD|GSIC|GLOBAL STRATEGIC INVESTMENTS|500
SUPV|GRUPO SUPERVIELLE AD|GSLT|GOLDMAN SACHS & CO. LLC|23443
SUPV|GRUPO SUPERVIELLE AD|GTSZ|GTS SECURITIES LLC|21429
SUPV|GRUPO SUPERVIELLE AD|HRBF|American Enterprise Investment Services Inc.|2300
SUPV|GRUPO SUPERVIELLE AD|HSBC|HSBC Securities, Inc.|42186
SUPV|GRUPO SUPERVIELLE AD|IATS|INTERACTIVE BROKERS LLC|138695
SUPV|GRUPO SUPERVIELLE AD|IBKR|Interactive Brokers Llc|164642
SUPV|GRUPO SUPERVIELLE AD|ICBX|INSTINET, LLC|127290
SUPV|GRUPO SUPERVIELLE AD|INCA|INSTINET, LLC|251946
SUPV|GRUPO SUPERVIELLE AD|INJX|INSTINET, LLC|4618
SUPV|GRUPO SUPERVIELLE AD|ITGI|ITG Inc.|89522
SUPV|GRUPO SUPERVIELLE AD|ITGP|ITG INC.|464800
SUPV|GRUPO SUPERVIELLE AD|JEFF|JEFFERIES LLC|204407
SUPV|GRUPO SUPERVIELLE AD|JMPT|JUMP TRADING, LLC|74752
SUPV|GRUPO SUPERVIELLE AD|JPBX|J.P. MORGAN SECURITIES LLC|227595
SUPV|GRUPO SUPERVIELLE AD|JPMX|J.P. Morgan Securities LLC|1822162
SUPV|GRUPO SUPERVIELLE AD|JSJX|JANE STREET CAPITAL LLC|2336
SUPV|GRUPO SUPERVIELLE AD|KCGM|VIRTU Americas LLC|133173
SUPV|GRUPO SUPERVIELLE AD|LEHM|Barclays Capital Inc./Le|2138236
SUPV|GRUPO SUPERVIELLE AD|LIME|Lime Brokerage LLC|42595
SUPV|GRUPO SUPERVIELLE AD|LQNA|LIQUIDNET, INC.|150800
SUPV|GRUPO SUPERVIELLE AD|LQNB|LIQUIDNET, INC.|22700
SUPV|GRUPO SUPERVIELLE AD|LSCI|Lek Securities Corporation|16737
SUPV|GRUPO SUPERVIELLE AD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
SUPV|GRUPO SUPERVIELLE AD|MBTS|ALLY INVEST SECURITIES LLC|2701
SUPV|GRUPO SUPERVIELLE AD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|287408
SUPV|GRUPO SUPERVIELLE AD|MOTF|MOTIF INVESTING, INC.|2
SUPV|GRUPO SUPERVIELLE AD|MSCO|MORGAN STANLEY & CO. LLC|1306260
SUPV|GRUPO SUPERVIELLE AD|MSPL|MORGAN STANLEY & CO. LLC|310100
SUPV|GRUPO SUPERVIELLE AD|MSTX|MORGAN STANLEY & CO. LLC|105400
SUPV|GRUPO SUPERVIELLE AD|NFSC|National Financial Services LLC|128629
SUPV|GRUPO SUPERVIELLE AD|NITE|VIRTU Americas LLC|1053110
SUPV|GRUPO SUPERVIELLE AD|NQRB|Brut, LLC|55150
SUPV|GRUPO SUPERVIELLE AD|NTRC|Northern Trust Securities, Inc.|349
SUPV|GRUPO SUPERVIELLE AD|OPCO|Oppenheimer & Co. Inc.|4700
SUPV|GRUPO SUPERVIELLE AD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SUPV|GRUPO SUPERVIELLE AD|PDQM|CODA MARKETS, INC.|293106
SUPV|GRUPO SUPERVIELLE AD|PICT|Pictet Overseas Inc.|100
SUPV|GRUPO SUPERVIELLE AD|PIPR|Piper Jaffray & Co.|500
SUPV|GRUPO SUPERVIELLE AD|PWJC|UBS Financial Services, Inc.|23287
SUPV|GRUPO SUPERVIELLE AD|QMSR|QUATTRO M SECURITIES INC.|5354
SUPV|GRUPO SUPERVIELLE AD|RBCM|RBC CAPITAL MARKETS, LLC|1080
SUPV|GRUPO SUPERVIELLE AD|RGLD|Regal Securities, Inc|50
SUPV|GRUPO SUPERVIELLE AD|SAGC|SAGETRADER, LLC|1900
SUPV|GRUPO SUPERVIELLE AD|SAGL|SAGETRADER, LLC|28258
SUPV|GRUPO SUPERVIELLE AD|SALI|INTL FCSTONE FINANCIAL INC.|1394
SUPV|GRUPO SUPERVIELLE AD|SBSH|Citigroup Global Markets Inc.|127797
SUPV|GRUPO SUPERVIELLE AD|SGMT|GOLDMAN SACHS & CO. LLC|220664
SUPV|GRUPO SUPERVIELLE AD|SIBO|Prime Executions, Inc.|1000
SUPV|GRUPO SUPERVIELLE AD|SPDR|SPEEDROUTE LLC|10938
SUPV|GRUPO SUPERVIELLE AD|SPTD|MINT GLOBAL MARKETS, INC.|267
SUPV|GRUPO SUPERVIELLE AD|STFL|Stifel, Nicolaus & Company, Incorporated|62192
SUPV|GRUPO SUPERVIELLE AD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2036
SUPV|GRUPO SUPERVIELLE AD|SWIM|TD Ameritrade, Inc.|475267
SUPV|GRUPO SUPERVIELLE AD|TITL|TITLEIST ASSET MANAGEMENT, LTD.|800
SUPV|GRUPO SUPERVIELLE AD|TKNG|ALLY INVEST SECURITIES LLC|6368
SUPV|GRUPO SUPERVIELLE AD|TRBT|Tradebot Systems, Inc.|239643
SUPV|GRUPO SUPERVIELLE AD|TRCM|TRC MARKETS LLC|108219
SUPV|GRUPO SUPERVIELLE AD|UBSA|UBS SECURITIES LLC|1314869
SUPV|GRUPO SUPERVIELLE AD|UBSS|UBS Securities LLC|1596745
SUPV|GRUPO SUPERVIELLE AD|VALX|VIRTU AMERICAS LLC|11817
SUPV|GRUPO SUPERVIELLE AD|VGRD|Vanguard Marketing Corporation|43861
SUPV|GRUPO SUPERVIELLE AD|VIEW|VIEWTRADE SECURITIES LLC|1000
SUPV|GRUPO SUPERVIELLE AD|WBPX|SUMMIT SECURITIES GROUP, LLC|3800
SUPV|GRUPO SUPERVIELLE AD|WCHV|WELLS FARGO SECURITIES, LLC|46338
SUPV|GRUPO SUPERVIELLE AD|WEDB|WEDBUSH SECURITIES INC.|65478
SUPV|GRUPO SUPERVIELLE AD|WEED|Weeden & Co.L.P.|30300
SUPV|GRUPO SUPERVIELLE AD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3139
SUPV|GRUPO SUPERVIELLE AD|WGIF|CIBC World Markets Inc.|2610
SUPV|GRUPO SUPERVIELLE AD|WSEA|WOLVERINE SECURITIES, LLC|4793
SUPV|GRUPO SUPERVIELLE AD|WTCO|Williams Trading LLC|5000
SUPV|GRUPO SUPERVIELLE AD|XIST|INSTINET, LLC|75600
SUPV|GRUPO SUPERVIELLE AD|XPUS|XP SECURITIES, LLC|104164
SUPV|GRUPO SUPERVIELLE AD|XSTM|NATIONAL FINANCIAL SERVICES LLC|24300
SUPV|GRUPO SUPERVIELLE AD|YKNA|COMHAR CAPITAL MARKETS, LLC|14277
SUPV|GRUPO SUPERVIELLE AD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2100
SURF|SURFACE ONCOLOGY, IN|AGIS|Aegis Capital Corp.|1000
SURF|SURFACE ONCOLOGY, IN|ALTX|Alternet Securities Inc.|15768
SURF|SURFACE ONCOLOGY, IN|APCC|Apex Clearing Corporation|495
SURF|SURFACE ONCOLOGY, IN|BATM|CBOE TRADING, INC.|2571
SURF|SURFACE ONCOLOGY, IN|BAYC|BAY CREST PARTNERS, LLC|800
SURF|SURFACE ONCOLOGY, IN|BAYT|BTIG, LLC|1500
SURF|SURFACE ONCOLOGY, IN|BERN|Sanford C. Bernstein & Co., LLC|172237
SURF|SURFACE ONCOLOGY, IN|BIMI|Banca IMI Securities Corp.|700
SURF|SURFACE ONCOLOGY, IN|BLKX|INSTINET, LLC|83500
SURF|SURFACE ONCOLOGY, IN|BMOC|BMO Capital Markets Corp.|547
SURF|SURFACE ONCOLOGY, IN|BNPX|BNP PARIBAS SECURITIES CORP.|570
SURF|SURFACE ONCOLOGY, IN|BTIG|BTIG, LLC|540
SURF|SURFACE ONCOLOGY, IN|BYXM|CBOE TRADING, INC.|3704
SURF|SURFACE ONCOLOGY, IN|CBLC|CITIGROUP GLOBAL MARKETS INC.|64000
SURF|SURFACE ONCOLOGY, IN|CHAS|Charles Schwab & Co., Inc.|1100
SURF|SURFACE ONCOLOGY, IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|184592
SURF|SURFACE ONCOLOGY, IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18083
SURF|SURFACE ONCOLOGY, IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|850
SURF|SURFACE ONCOLOGY, IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|134039
SURF|SURFACE ONCOLOGY, IN|CTDL|Citadel Derivatives Group Llc|7102
SURF|SURFACE ONCOLOGY, IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|93526
SURF|SURFACE ONCOLOGY, IN|DBAB|Deutsche Bank Securities Inc.|87593
SURF|SURFACE ONCOLOGY, IN|DBAX|Deutsche Bank Securities Inc.|110700
SURF|SURFACE ONCOLOGY, IN|DEAN|MORGAN STANLEY|11601
SURF|SURFACE ONCOLOGY, IN|DEGS|RONIN PROFESSIONAL LLC|47315
SURF|SURFACE ONCOLOGY, IN|EBXL|EBX LLC|113300
SURF|SURFACE ONCOLOGY, IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3600
SURF|SURFACE ONCOLOGY, IN|EDJO|Edward D. Jones & Co., L.P.|1900
SURF|SURFACE ONCOLOGY, IN|EGAM|CBOE TRADING, INC.|21026
SURF|SURFACE ONCOLOGY, IN|EGAW|CBOE TRADING, INC.|330
SURF|SURFACE ONCOLOGY, IN|EGMT|EG MARKET TECHNOLOGIES LLC|50
SURF|SURFACE ONCOLOGY, IN|EGXM|CBOE TRADING, INC.|2115
SURF|SURFACE ONCOLOGY, IN|EGXW|CBOE TRADING, INC.|200
SURF|SURFACE ONCOLOGY, IN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3700
SURF|SURFACE ONCOLOGY, IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13625
SURF|SURFACE ONCOLOGY, IN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|167
SURF|SURFACE ONCOLOGY, IN|ETRS|E*Trade Securities LLC|93697
SURF|SURFACE ONCOLOGY, IN|FBCO|Credit Suisse Securities (USA) LLC|87943
SURF|SURFACE ONCOLOGY, IN|FILL|Tradestation Securities, Inc.|19318
SURF|SURFACE ONCOLOGY, IN|FOMA|TD AMERITRADE CLEARING, INC.|498909
SURF|SURFACE ONCOLOGY, IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9
SURF|SURFACE ONCOLOGY, IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48153
SURF|SURFACE ONCOLOGY, IN|GEBB|GLOBAL EXECUTION BROKERS, LP|1368
SURF|SURFACE ONCOLOGY, IN|GLPX|ACS EXECUTION SERVICES, LLC|135247
SURF|SURFACE ONCOLOGY, IN|GSCO|GOLDMAN SACHS & CO. LLC|517680
SURF|SURFACE ONCOLOGY, IN|GSCS|GOLDMAN SACHS & CO. LLC|31884
SURF|SURFACE ONCOLOGY, IN|GSLT|GOLDMAN SACHS & CO. LLC|4848
SURF|SURFACE ONCOLOGY, IN|GTSZ|GTS SECURITIES LLC|72671
SURF|SURFACE ONCOLOGY, IN|IATS|INTERACTIVE BROKERS LLC|23304
SURF|SURFACE ONCOLOGY, IN|IBKR|Interactive Brokers Llc|182740
SURF|SURFACE ONCOLOGY, IN|ICBX|INSTINET, LLC|26500
SURF|SURFACE ONCOLOGY, IN|IEQY|CITADEL SECURITIES LLC|8509
SURF|SURFACE ONCOLOGY, IN|INCA|INSTINET, LLC|174375
SURF|SURFACE ONCOLOGY, IN|INJX|INSTINET, LLC|4396
SURF|SURFACE ONCOLOGY, IN|ITGI|ITG Inc.|176748
SURF|SURFACE ONCOLOGY, IN|ITGP|ITG INC.|193800
SURF|SURFACE ONCOLOGY, IN|JEFF|JEFFERIES LLC|36977
SURF|SURFACE ONCOLOGY, IN|JMPT|JUMP TRADING, LLC|7670
SURF|SURFACE ONCOLOGY, IN|JPBX|J.P. MORGAN SECURITIES LLC|2400
SURF|SURFACE ONCOLOGY, IN|JPMX|J.P. Morgan Securities LLC|123865
SURF|SURFACE ONCOLOGY, IN|JSJX|JANE STREET CAPITAL LLC|3839
SURF|SURFACE ONCOLOGY, IN|KCGM|VIRTU Americas LLC|33970
SURF|SURFACE ONCOLOGY, IN|LEHM|Barclays Capital Inc./Le|401152
SURF|SURFACE ONCOLOGY, IN|LIME|Lime Brokerage LLC|87302
SURF|SURFACE ONCOLOGY, IN|LMGP|LIME BROKERAGE LLC|12340
SURF|SURFACE ONCOLOGY, IN|LMNX|LUMINEX TRADING & ANALYTICS LLC|47400
SURF|SURFACE ONCOLOGY, IN|LQNA|LIQUIDNET, INC.|45200
SURF|SURFACE ONCOLOGY, IN|LSCI|Lek Securities Corporation|400
SURF|SURFACE ONCOLOGY, IN|MAVB|Great Point Capital LLC|100
SURF|SURFACE ONCOLOGY, IN|MAXM|Maxim Group LLC|498
SURF|SURFACE ONCOLOGY, IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64914
SURF|SURFACE ONCOLOGY, IN|MOTF|MOTIF INVESTING, INC.|22
SURF|SURFACE ONCOLOGY, IN|MSCO|MORGAN STANLEY & CO. LLC|644580
SURF|SURFACE ONCOLOGY, IN|MSPL|MORGAN STANLEY & CO. LLC|32900
SURF|SURFACE ONCOLOGY, IN|MSTX|MORGAN STANLEY & CO. LLC|9000
SURF|SURFACE ONCOLOGY, IN|NEUB|NEUBERGER BERMAN BD LLC|800
SURF|SURFACE ONCOLOGY, IN|NFSC|National Financial Services LLC|164803
SURF|SURFACE ONCOLOGY, IN|NITE|VIRTU Americas LLC|470110
SURF|SURFACE ONCOLOGY, IN|NITP|VIRTU Americas LLC|10968
SURF|SURFACE ONCOLOGY, IN|NQRB|Brut, LLC|2051
SURF|SURFACE ONCOLOGY, IN|OPCO|Oppenheimer & Co. Inc.|3331
SURF|SURFACE ONCOLOGY, IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2024
SURF|SURFACE ONCOLOGY, IN|PDQM|CODA MARKETS, INC.|271497
SURF|SURFACE ONCOLOGY, IN|PIPR|Piper Jaffray & Co.|4786
SURF|SURFACE ONCOLOGY, IN|PWJC|UBS Financial Services, Inc.|1000
SURF|SURFACE ONCOLOGY, IN|RAJA|Raymond James & Associates, Inc.|200
SURF|SURFACE ONCOLOGY, IN|RBCM|RBC CAPITAL MARKETS, LLC|2400
SURF|SURFACE ONCOLOGY, IN|SAGL|SAGETRADER, LLC|115373
SURF|SURFACE ONCOLOGY, IN|SBSH|Citigroup Global Markets Inc.|141252
SURF|SURFACE ONCOLOGY, IN|SGMT|GOLDMAN SACHS & CO. LLC|59424
SURF|SURFACE ONCOLOGY, IN|SPDR|SPEEDROUTE LLC|20711
SURF|SURFACE ONCOLOGY, IN|SPTD|MINT GLOBAL MARKETS, INC.|25756
SURF|SURFACE ONCOLOGY, IN|STFL|Stifel, Nicolaus & Company, Incorporated|54089
SURF|SURFACE ONCOLOGY, IN|SWIM|TD Ameritrade, Inc.|188470
SURF|SURFACE ONCOLOGY, IN|SWST|Hilltop Securities Inc.|1500
SURF|SURFACE ONCOLOGY, IN|TKNG|ALLY INVEST SECURITIES LLC|8393
SURF|SURFACE ONCOLOGY, IN|TRBT|Tradebot Systems, Inc.|35046
SURF|SURFACE ONCOLOGY, IN|TRCM|TRC MARKETS LLC|16209
SURF|SURFACE ONCOLOGY, IN|TWTT|TASTYWORKS, INC.|250
SURF|SURFACE ONCOLOGY, IN|UBSA|UBS SECURITIES LLC|252075
SURF|SURFACE ONCOLOGY, IN|UBSS|UBS Securities LLC|503473
SURF|SURFACE ONCOLOGY, IN|VALX|VIRTU AMERICAS LLC|12000
SURF|SURFACE ONCOLOGY, IN|VGRD|Vanguard Marketing Corporation|1908
SURF|SURFACE ONCOLOGY, IN|VIEW|VIEWTRADE SECURITIES LLC|14600
SURF|SURFACE ONCOLOGY, IN|WCHV|WELLS FARGO SECURITIES, LLC|32581
SURF|SURFACE ONCOLOGY, IN|WEDB|WEDBUSH SECURITIES INC.|11050
SURF|SURFACE ONCOLOGY, IN|WGIF|CIBC World Markets Inc.|3012
SURF|SURFACE ONCOLOGY, IN|WSEA|WOLVERINE SECURITIES, LLC|4689
SURF|SURFACE ONCOLOGY, IN|XIST|INSTINET, LLC|5400
SURF|SURFACE ONCOLOGY, IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|11110
SURF|SURFACE ONCOLOGY, IN|YKNA|COMHAR CAPITAL MARKETS, LLC|27202
SURF|SURFACE ONCOLOGY, IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|442
SUSA|ISHARES MSCI USA ESG|APCC|Apex Clearing Corporation|7251
SUSA|ISHARES MSCI USA ESG|BARD|Robert W. Baird & Co. Incorporated|49
SUSA|ISHARES MSCI USA ESG|BBNT|BB&T SECURITIES, LLC|6
SUSA|ISHARES MSCI USA ESG|BERN|Sanford C. Bernstein & Co., LLC|880
SUSA|ISHARES MSCI USA ESG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|930
SUSA|ISHARES MSCI USA ESG|CANT|Cantor Fitzgerald & Co.|1
SUSA|ISHARES MSCI USA ESG|CHAS|Charles Schwab & Co., Inc.|4
SUSA|ISHARES MSCI USA ESG|CIST|Capital Institutional Services, Inc.|1659
SUSA|ISHARES MSCI USA ESG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|695
SUSA|ISHARES MSCI USA ESG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21523
SUSA|ISHARES MSCI USA ESG|CTDL|Citadel Derivatives Group Llc|964
SUSA|ISHARES MSCI USA ESG|DADA|D.A. Davidson & Co.|147
SUSA|ISHARES MSCI USA ESG|DBAX|Deutsche Bank Securities Inc.|1100
SUSA|ISHARES MSCI USA ESG|DEAN|MORGAN STANLEY|3205
SUSA|ISHARES MSCI USA ESG|EBXL|EBX LLC|100
SUSA|ISHARES MSCI USA ESG|EDJO|Edward D. Jones & Co., L.P.|3185
SUSA|ISHARES MSCI USA ESG|EGXM|CBOE TRADING, INC.|3
SUSA|ISHARES MSCI USA ESG|ETRS|E*Trade Securities LLC|389
SUSA|ISHARES MSCI USA ESG|FIDT|Fidelity Clearing Canada ULC./ CDS|95
SUSA|ISHARES MSCI USA ESG|FILL|Tradestation Securities, Inc.|20
SUSA|ISHARES MSCI USA ESG|FINX|FINTECH SECURITIES|279
SUSA|ISHARES MSCI USA ESG|FMAF|NBCN Inc./ CDS|556
SUSA|ISHARES MSCI USA ESG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|305
SUSA|ISHARES MSCI USA ESG|FTBR|Foliofn Investments, Inc.|9
SUSA|ISHARES MSCI USA ESG|GSCO|GOLDMAN SACHS & CO. LLC|500
SUSA|ISHARES MSCI USA ESG|GSLT|GOLDMAN SACHS & CO. LLC|272
SUSA|ISHARES MSCI USA ESG|HRBF|American Enterprise Investment Services Inc.|8738
SUSA|ISHARES MSCI USA ESG|IBKR|Interactive Brokers Llc|385
SUSA|ISHARES MSCI USA ESG|ITGI|ITG Inc.|1199
SUSA|ISHARES MSCI USA ESG|JEFF|JEFFERIES LLC|100
SUSA|ISHARES MSCI USA ESG|JPMX|J.P. Morgan Securities LLC|8504
SUSA|ISHARES MSCI USA ESG|JSEB|JANE STREET EXECUTION SERVICES, LLC|29005
SUSA|ISHARES MSCI USA ESG|JSJX|JANE STREET CAPITAL LLC|38322
SUSA|ISHARES MSCI USA ESG|KCGM|VIRTU Americas LLC|7335
SUSA|ISHARES MSCI USA ESG|LEHM|Barclays Capital Inc./Le|900
SUSA|ISHARES MSCI USA ESG|LIME|Lime Brokerage LLC|5357
SUSA|ISHARES MSCI USA ESG|MACC|Mid Atlantic Capital Corporation|321
SUSA|ISHARES MSCI USA ESG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6812
SUSA|ISHARES MSCI USA ESG|MOTF|MOTIF INVESTING, INC.|1
SUSA|ISHARES MSCI USA ESG|MSCO|MORGAN STANLEY & CO. LLC|13054
SUSA|ISHARES MSCI USA ESG|NFSC|National Financial Services LLC|6982
SUSA|ISHARES MSCI USA ESG|NITE|VIRTU Americas LLC|19952
SUSA|ISHARES MSCI USA ESG|NQRB|Brut, LLC|600
SUSA|ISHARES MSCI USA ESG|NTBF|BMO Nesbitt Burns Inc./CDS|9
SUSA|ISHARES MSCI USA ESG|OPCO|Oppenheimer & Co. Inc.|181
SUSA|ISHARES MSCI USA ESG|PWJC|UBS Financial Services, Inc.|575
SUSA|ISHARES MSCI USA ESG|RBCM|RBC CAPITAL MARKETS, LLC|1773
SUSA|ISHARES MSCI USA ESG|SAGL|SAGETRADER, LLC|500
SUSA|ISHARES MSCI USA ESG|SGMT|GOLDMAN SACHS & CO. LLC|481
SUSA|ISHARES MSCI USA ESG|STFL|Stifel, Nicolaus & Company, Incorporated|454
SUSA|ISHARES MSCI USA ESG|SWIM|TD Ameritrade, Inc.|110
SUSA|ISHARES MSCI USA ESG|SWST|Hilltop Securities Inc.|1722
SUSA|ISHARES MSCI USA ESG|TRCM|TRC MARKETS LLC|7
SUSA|ISHARES MSCI USA ESG|UBSA|UBS SECURITIES LLC|14633
SUSA|ISHARES MSCI USA ESG|UBSS|UBS Securities LLC|13426
SUSA|ISHARES MSCI USA ESG|VGRD|Vanguard Marketing Corporation|521
SUSA|ISHARES MSCI USA ESG|WCHV|WELLS FARGO SECURITIES, LLC|8458
SUSA|ISHARES MSCI USA ESG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|95
SUSA|ISHARES MSCI USA ESG|WSEA|WOLVERINE SECURITIES, LLC|379
SUSA|ISHARES MSCI USA ESG|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SUSA|ISHARES MSCI USA ESG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14178
SUSB|ISHRS ESG 1-5Y CP BD|APCC|Apex Clearing Corporation|65
SUSB|ISHRS ESG 1-5Y CP BD|CANT|Cantor Fitzgerald & Co.|1589
SUSB|ISHRS ESG 1-5Y CP BD|CHAS|Charles Schwab & Co., Inc.|1631
SUSB|ISHRS ESG 1-5Y CP BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
SUSB|ISHRS ESG 1-5Y CP BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|469
SUSB|ISHRS ESG 1-5Y CP BD|CTDL|Citadel Derivatives Group Llc|1811
SUSB|ISHRS ESG 1-5Y CP BD|DBAB|Deutsche Bank Securities Inc.|7551
SUSB|ISHRS ESG 1-5Y CP BD|DBAX|Deutsche Bank Securities Inc.|1800
SUSB|ISHRS ESG 1-5Y CP BD|DEAN|MORGAN STANLEY|3573
SUSB|ISHRS ESG 1-5Y CP BD|EBXL|EBX LLC|300
SUSB|ISHRS ESG 1-5Y CP BD|EGXW|CBOE TRADING, INC.|1
SUSB|ISHRS ESG 1-5Y CP BD|ETRS|E*Trade Securities LLC|152
SUSB|ISHRS ESG 1-5Y CP BD|FBCO|Credit Suisse Securities (USA) LLC|821
SUSB|ISHRS ESG 1-5Y CP BD|FMAF|NBCN Inc./ CDS|300
SUSB|ISHRS ESG 1-5Y CP BD|FOMA|TD AMERITRADE CLEARING, INC.|6802
SUSB|ISHRS ESG 1-5Y CP BD|GEBB|GLOBAL EXECUTION BROKERS, LP|100
SUSB|ISHRS ESG 1-5Y CP BD|GTSZ|GTS SECURITIES LLC|100
SUSB|ISHRS ESG 1-5Y CP BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|2320
SUSB|ISHRS ESG 1-5Y CP BD|JSJX|JANE STREET CAPITAL LLC|24355
SUSB|ISHRS ESG 1-5Y CP BD|KCGM|VIRTU Americas LLC|641
SUSB|ISHRS ESG 1-5Y CP BD|LEHM|Barclays Capital Inc./Le|800
SUSB|ISHRS ESG 1-5Y CP BD|LIME|Lime Brokerage LLC|900
SUSB|ISHRS ESG 1-5Y CP BD|MACC|Mid Atlantic Capital Corporation|30
SUSB|ISHRS ESG 1-5Y CP BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
SUSB|ISHRS ESG 1-5Y CP BD|MSCO|MORGAN STANLEY & CO. LLC|9530
SUSB|ISHRS ESG 1-5Y CP BD|NFSC|National Financial Services LLC|10233
SUSB|ISHRS ESG 1-5Y CP BD|NITE|VIRTU Americas LLC|5902
SUSB|ISHRS ESG 1-5Y CP BD|STFL|Stifel, Nicolaus & Company, Incorporated|795
SUSB|ISHRS ESG 1-5Y CP BD|UBSA|UBS SECURITIES LLC|3137
SUSB|ISHRS ESG 1-5Y CP BD|UBSS|UBS Securities LLC|6714
SUSB|ISHRS ESG 1-5Y CP BD|VGRD|Vanguard Marketing Corporation|73
SUSB|ISHRS ESG 1-5Y CP BD|WCHV|WELLS FARGO SECURITIES, LLC|19
SUSB|ISHRS ESG 1-5Y CP BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8133
SUSC|ISHRS ESG USD CP BD|APCC|Apex Clearing Corporation|226
SUSC|ISHRS ESG USD CP BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
SUSC|ISHRS ESG USD CP BD|DBAX|Deutsche Bank Securities Inc.|100
SUSC|ISHRS ESG USD CP BD|EGXW|CBOE TRADING, INC.|1021
SUSC|ISHRS ESG USD CP BD|FBCO|Credit Suisse Securities (USA) LLC|325
SUSC|ISHRS ESG USD CP BD|FOMA|TD AMERITRADE CLEARING, INC.|11503
SUSC|ISHRS ESG USD CP BD|FTBR|Foliofn Investments, Inc.|6
SUSC|ISHRS ESG USD CP BD|IBKR|Interactive Brokers Llc|4
SUSC|ISHRS ESG USD CP BD|JPMX|J.P. Morgan Securities LLC|800
SUSC|ISHRS ESG USD CP BD|JSJX|JANE STREET CAPITAL LLC|5169
SUSC|ISHRS ESG USD CP BD|LEHM|Barclays Capital Inc./Le|800
SUSC|ISHRS ESG USD CP BD|MSPL|MORGAN STANLEY & CO. LLC|100
SUSC|ISHRS ESG USD CP BD|NFSC|National Financial Services LLC|1780
SUSC|ISHRS ESG USD CP BD|NITE|VIRTU Americas LLC|9147
SUSC|ISHRS ESG USD CP BD|PDQM|CODA MARKETS, INC.|2118
SUSC|ISHRS ESG USD CP BD|SGMT|GOLDMAN SACHS & CO. LLC|300
SUSC|ISHRS ESG USD CP BD|UBSA|UBS SECURITIES LLC|2636
SUSC|ISHRS ESG USD CP BD|UBSS|UBS Securities LLC|1000
SUSC|ISHRS ESG USD CP BD|WSEA|WOLVERINE SECURITIES, LLC|4
SUSC|ISHRS ESG USD CP BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3513
SVA|SINOVAC BIOTECH LTD|ALTX|Alternet Securities Inc.|100
SVA|SINOVAC BIOTECH LTD|APCC|Apex Clearing Corporation|2013
SVA|SINOVAC BIOTECH LTD|BATM|CBOE TRADING, INC.|1
SVA|SINOVAC BIOTECH LTD|BAYT|BTIG, LLC|200
SVA|SINOVAC BIOTECH LTD|BIMI|Banca IMI Securities Corp.|80
SVA|SINOVAC BIOTECH LTD|BTIG|BTIG, LLC|10992
SVA|SINOVAC BIOTECH LTD|BYXM|CBOE TRADING, INC.|597
SVA|SINOVAC BIOTECH LTD|CANT|Cantor Fitzgerald & Co.|501
SVA|SINOVAC BIOTECH LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28849
SVA|SINOVAC BIOTECH LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9646
SVA|SINOVAC BIOTECH LTD|CTDL|Citadel Derivatives Group Llc|1929
SVA|SINOVAC BIOTECH LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|4676
SVA|SINOVAC BIOTECH LTD|DBAB|Deutsche Bank Securities Inc.|26764
SVA|SINOVAC BIOTECH LTD|DBAX|Deutsche Bank Securities Inc.|7200
SVA|SINOVAC BIOTECH LTD|DBUL|Deutsche Bank Securities Inc.|1600
SVA|SINOVAC BIOTECH LTD|DEAN|MORGAN STANLEY|3530
SVA|SINOVAC BIOTECH LTD|DEGS|RONIN PROFESSIONAL LLC|12187
SVA|SINOVAC BIOTECH LTD|EBXL|EBX LLC|2500
SVA|SINOVAC BIOTECH LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1680
SVA|SINOVAC BIOTECH LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
SVA|SINOVAC BIOTECH LTD|ETRS|E*Trade Securities LLC|24854
SVA|SINOVAC BIOTECH LTD|FBCO|Credit Suisse Securities (USA) LLC|114979
SVA|SINOVAC BIOTECH LTD|FOMA|TD AMERITRADE CLEARING, INC.|55762
SVA|SINOVAC BIOTECH LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1940
SVA|SINOVAC BIOTECH LTD|FTBR|Foliofn Investments, Inc.|37683
SVA|SINOVAC BIOTECH LTD|GSCO|GOLDMAN SACHS & CO. LLC|53682
SVA|SINOVAC BIOTECH LTD|GSLT|GOLDMAN SACHS & CO. LLC|100
SVA|SINOVAC BIOTECH LTD|GTSZ|GTS SECURITIES LLC|9680
SVA|SINOVAC BIOTECH LTD|IATS|INTERACTIVE BROKERS LLC|5298
SVA|SINOVAC BIOTECH LTD|IBKR|Interactive Brokers Llc|62410
SVA|SINOVAC BIOTECH LTD|ICBX|INSTINET, LLC|100
SVA|SINOVAC BIOTECH LTD|INCA|INSTINET, LLC|13867
SVA|SINOVAC BIOTECH LTD|ITGI|ITG Inc.|300
SVA|SINOVAC BIOTECH LTD|ITGP|ITG INC.|1000
SVA|SINOVAC BIOTECH LTD|JPMX|J.P. Morgan Securities LLC|17098
SVA|SINOVAC BIOTECH LTD|KCGM|VIRTU Americas LLC|520
SVA|SINOVAC BIOTECH LTD|LEHM|Barclays Capital Inc./Le|33394
SVA|SINOVAC BIOTECH LTD|LIME|Lime Brokerage LLC|50668
SVA|SINOVAC BIOTECH LTD|LSCI|Lek Securities Corporation|900
SVA|SINOVAC BIOTECH LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12156
SVA|SINOVAC BIOTECH LTD|MOTF|MOTIF INVESTING, INC.|2
SVA|SINOVAC BIOTECH LTD|MSCO|MORGAN STANLEY & CO. LLC|47012
SVA|SINOVAC BIOTECH LTD|MSPL|MORGAN STANLEY & CO. LLC|3700
SVA|SINOVAC BIOTECH LTD|NFSC|National Financial Services LLC|30518
SVA|SINOVAC BIOTECH LTD|NITE|VIRTU Americas LLC|130243
SVA|SINOVAC BIOTECH LTD|PDQM|CODA MARKETS, INC.|100
SVA|SINOVAC BIOTECH LTD|RAJA|Raymond James & Associates, Inc.|500
SVA|SINOVAC BIOTECH LTD|SBSH|Citigroup Global Markets Inc.|65051
SVA|SINOVAC BIOTECH LTD|SGMT|GOLDMAN SACHS & CO. LLC|8440
SVA|SINOVAC BIOTECH LTD|SPDR|SPEEDROUTE LLC|600
SVA|SINOVAC BIOTECH LTD|SPTD|MINT GLOBAL MARKETS, INC.|1900
SVA|SINOVAC BIOTECH LTD|STFL|Stifel, Nicolaus & Company, Incorporated|40942
SVA|SINOVAC BIOTECH LTD|SWIM|TD Ameritrade, Inc.|5788
SVA|SINOVAC BIOTECH LTD|TKNG|ALLY INVEST SECURITIES LLC|97
SVA|SINOVAC BIOTECH LTD|TRBT|Tradebot Systems, Inc.|831
SVA|SINOVAC BIOTECH LTD|TRCM|TRC MARKETS LLC|1480
SVA|SINOVAC BIOTECH LTD|UBSA|UBS SECURITIES LLC|37213
SVA|SINOVAC BIOTECH LTD|UBSS|UBS Securities LLC|34792
SVA|SINOVAC BIOTECH LTD|WCHV|WELLS FARGO SECURITIES, LLC|1393
SVA|SINOVAC BIOTECH LTD|WGIF|CIBC World Markets Inc.|8900
SVA|SINOVAC BIOTECH LTD|WSEA|WOLVERINE SECURITIES, LLC|162
SVA|SINOVAC BIOTECH LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1080
SVBI|SEVERN BANCORP INC|APCC|Apex Clearing Corporation|100
SVBI|SEVERN BANCORP INC|BAYT|BTIG, LLC|100
SVBI|SEVERN BANCORP INC|BNKS|Fig Partners, LLC|1013313
SVBI|SEVERN BANCORP INC|BOSC|Boenning & Scattergood, Inc.|34000
SVBI|SEVERN BANCORP INC|CTDL|Citadel Derivatives Group Llc|473
SVBI|SEVERN BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|342
SVBI|SEVERN BANCORP INC|DBAB|Deutsche Bank Securities Inc.|1652
SVBI|SEVERN BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|2540
SVBI|SEVERN BANCORP INC|EBXL|EBX LLC|100
SVBI|SEVERN BANCORP INC|ETRS|E*Trade Securities LLC|2382
SVBI|SEVERN BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|306
SVBI|SEVERN BANCORP INC|FILL|Tradestation Securities, Inc.|1150
SVBI|SEVERN BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|6790
SVBI|SEVERN BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1259
SVBI|SEVERN BANCORP INC|FTBR|Foliofn Investments, Inc.|1
SVBI|SEVERN BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|505
SVBI|SEVERN BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|2063
SVBI|SEVERN BANCORP INC|GTSZ|GTS SECURITIES LLC|385
SVBI|SEVERN BANCORP INC|HRBF|American Enterprise Investment Services Inc.|1
SVBI|SEVERN BANCORP INC|IBKR|Interactive Brokers Llc|9709
SVBI|SEVERN BANCORP INC|ICBX|INSTINET, LLC|129
SVBI|SEVERN BANCORP INC|INCA|INSTINET, LLC|1153
SVBI|SEVERN BANCORP INC|INJX|INSTINET, LLC|827
SVBI|SEVERN BANCORP INC|ITGP|ITG INC.|200
SVBI|SEVERN BANCORP INC|JEFF|JEFFERIES LLC|18
SVBI|SEVERN BANCORP INC|LEHM|Barclays Capital Inc./Le|2057
SVBI|SEVERN BANCORP INC|LIME|Lime Brokerage LLC|27151
SVBI|SEVERN BANCORP INC|LMGP|LIME BROKERAGE LLC|3658
SVBI|SEVERN BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SVBI|SEVERN BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|30938
SVBI|SEVERN BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|1100
SVBI|SEVERN BANCORP INC|NFSC|National Financial Services LLC|8910
SVBI|SEVERN BANCORP INC|NITE|VIRTU Americas LLC|11358
SVBI|SEVERN BANCORP INC|PDQM|CODA MARKETS, INC.|700
SVBI|SEVERN BANCORP INC|RBCM|RBC CAPITAL MARKETS, LLC|1119
SVBI|SEVERN BANCORP INC|SBSH|Citigroup Global Markets Inc.|500
SVBI|SEVERN BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|197
SVBI|SEVERN BANCORP INC|SPDR|SPEEDROUTE LLC|604
SVBI|SEVERN BANCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|2152
SVBI|SEVERN BANCORP INC|SWIM|TD Ameritrade, Inc.|30
SVBI|SEVERN BANCORP INC|TRCM|TRC MARKETS LLC|5638
SVBI|SEVERN BANCORP INC|UBSA|UBS SECURITIES LLC|600
SVBI|SEVERN BANCORP INC|UBSS|UBS Securities LLC|11195
SVBI|SEVERN BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|3300
SVBI|SEVERN BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|1
SVBI|SEVERN BANCORP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SVM|SILVERCORP METALS|ALPS|Alpine Securities Corporation|1000
SVM|SILVERCORP METALS|APCC|Apex Clearing Corporation|4562
SVM|SILVERCORP METALS|BATM|CBOE TRADING, INC.|520
SVM|SILVERCORP METALS|BBNT|BB&T SECURITIES, LLC|10
SVM|SILVERCORP METALS|BIMI|Banca IMI Securities Corp.|4111
SVM|SILVERCORP METALS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|580
SVM|SILVERCORP METALS|CHAS|Charles Schwab & Co., Inc.|3670
SVM|SILVERCORP METALS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
SVM|SILVERCORP METALS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46250
SVM|SILVERCORP METALS|CTDL|Citadel Derivatives Group Llc|320
SVM|SILVERCORP METALS|CXCX|CITIGROUP GLOBAL MARKETS INC.|670
SVM|SILVERCORP METALS|DBAB|Deutsche Bank Securities Inc.|14427
SVM|SILVERCORP METALS|DBAX|Deutsche Bank Securities Inc.|12000
SVM|SILVERCORP METALS|DEGS|RONIN PROFESSIONAL LLC|3300
SVM|SILVERCORP METALS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7204
SVM|SILVERCORP METALS|EBXL|EBX LLC|51200
SVM|SILVERCORP METALS|EDJO|Edward D. Jones & Co., L.P.|6317
SVM|SILVERCORP METALS|EGAM|CBOE TRADING, INC.|2128
SVM|SILVERCORP METALS|EGXM|CBOE TRADING, INC.|4347
SVM|SILVERCORP METALS|ETBE|Electronic Transaction Clearing, Inc.|200
SVM|SILVERCORP METALS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
SVM|SILVERCORP METALS|ETRS|E*Trade Securities LLC|209076
SVM|SILVERCORP METALS|FILL|Tradestation Securities, Inc.|2399
SVM|SILVERCORP METALS|FMAF|NBCN Inc./ CDS|1
SVM|SILVERCORP METALS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16400
SVM|SILVERCORP METALS|FTBR|Foliofn Investments, Inc.|10898
SVM|SILVERCORP METALS|GLIS|TD Securities Inc|4311
SVM|SILVERCORP METALS|GSCO|GOLDMAN SACHS & CO. LLC|2830
SVM|SILVERCORP METALS|GSLT|GOLDMAN SACHS & CO. LLC|800
SVM|SILVERCORP METALS|HRBF|American Enterprise Investment Services Inc.|1417
SVM|SILVERCORP METALS|IATS|INTERACTIVE BROKERS LLC|5899
SVM|SILVERCORP METALS|IBKR|Interactive Brokers Llc|19734
SVM|SILVERCORP METALS|ICBX|INSTINET, LLC|9029
SVM|SILVERCORP METALS|INCA|INSTINET, LLC|7295
SVM|SILVERCORP METALS|ITGI|ITG Inc.|25356
SVM|SILVERCORP METALS|ITGP|ITG INC.|12200
SVM|SILVERCORP METALS|JANY|Janney Montgomery Scott Inc.|2
SVM|SILVERCORP METALS|JEFF|JEFFERIES LLC|4500
SVM|SILVERCORP METALS|JMPT|JUMP TRADING, LLC|400
SVM|SILVERCORP METALS|JPMX|J.P. Morgan Securities LLC|5936
SVM|SILVERCORP METALS|KCGM|VIRTU Americas LLC|4215
SVM|SILVERCORP METALS|LEHM|Barclays Capital Inc./Le|19606
SVM|SILVERCORP METALS|LIME|Lime Brokerage LLC|1790
SVM|SILVERCORP METALS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55226
SVM|SILVERCORP METALS|MSCO|MORGAN STANLEY & CO. LLC|128769
SVM|SILVERCORP METALS|MSPL|MORGAN STANLEY & CO. LLC|37800
SVM|SILVERCORP METALS|NATL|National Securities Corporation|1000
SVM|SILVERCORP METALS|NFSC|National Financial Services LLC|875491
SVM|SILVERCORP METALS|NITE|VIRTU Americas LLC|753880
SVM|SILVERCORP METALS|NQRB|Brut, LLC|100
SVM|SILVERCORP METALS|NTBF|BMO Nesbitt Burns Inc./CDS|1000
SVM|SILVERCORP METALS|OPCO|Oppenheimer & Co. Inc.|19
SVM|SILVERCORP METALS|PAUL|Paulson Investment Company, Inc.|21300
SVM|SILVERCORP METALS|PCPT|PHILLIP CAPITAL INC.|700
SVM|SILVERCORP METALS|PDQM|CODA MARKETS, INC.|600
SVM|SILVERCORP METALS|PWJC|UBS Financial Services, Inc.|500
SVM|SILVERCORP METALS|RBCM|RBC CAPITAL MARKETS, LLC|25400
SVM|SILVERCORP METALS|RGLD|Regal Securities, Inc|1700
SVM|SILVERCORP METALS|SBSH|Citigroup Global Markets Inc.|127
SVM|SILVERCORP METALS|SGMT|GOLDMAN SACHS & CO. LLC|4268
SVM|SILVERCORP METALS|STFL|Stifel, Nicolaus & Company, Incorporated|4540
SVM|SILVERCORP METALS|STXG|Stockcross Financial Services, Inc.|2500
SVM|SILVERCORP METALS|SWIM|TD Ameritrade, Inc.|44239
SVM|SILVERCORP METALS|SWST|Hilltop Securities Inc.|5707
SVM|SILVERCORP METALS|TKNG|ALLY INVEST SECURITIES LLC|26219
SVM|SILVERCORP METALS|TRBT|Tradebot Systems, Inc.|8001
SVM|SILVERCORP METALS|TRCM|TRC MARKETS LLC|11324
SVM|SILVERCORP METALS|TWTT|TASTYWORKS, INC.|300
SVM|SILVERCORP METALS|UBSA|UBS SECURITIES LLC|50202
SVM|SILVERCORP METALS|UBSS|UBS Securities LLC|70482
SVM|SILVERCORP METALS|VALX|VIRTU AMERICAS LLC|2800
SVM|SILVERCORP METALS|VGRD|Vanguard Marketing Corporation|50027
SVM|SILVERCORP METALS|VSIN|Vision Financial Markets Llc|16
SVM|SILVERCORP METALS|WCHV|WELLS FARGO SECURITIES, LLC|40296
SVM|SILVERCORP METALS|WEDB|WEDBUSH SECURITIES INC.|1000
SVM|SILVERCORP METALS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
SVM|SILVERCORP METALS|WSEA|WOLVERINE SECURITIES, LLC|6495
SVM|SILVERCORP METALS|XIST|INSTINET, LLC|1600
SVM|SILVERCORP METALS|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
SVM|SILVERCORP METALS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6950
SVRA|SAVARA INC CMN STK|AGIS|Aegis Capital Corp.|2505
SVRA|SAVARA INC CMN STK|ALTX|Alternet Securities Inc.|3710
SVRA|SAVARA INC CMN STK|APCC|Apex Clearing Corporation|1118
SVRA|SAVARA INC CMN STK|BATM|CBOE TRADING, INC.|4968
SVRA|SAVARA INC CMN STK|BAYC|BAY CREST PARTNERS, LLC|4415
SVRA|SAVARA INC CMN STK|BAYT|BTIG, LLC|1600
SVRA|SAVARA INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|28437
SVRA|SAVARA INC CMN STK|BIMI|Banca IMI Securities Corp.|3360
SVRA|SAVARA INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6463
SVRA|SAVARA INC CMN STK|BLKX|INSTINET, LLC|5200
SVRA|SAVARA INC CMN STK|BMOC|BMO Capital Markets Corp.|1885
SVRA|SAVARA INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|2289
SVRA|SAVARA INC CMN STK|BRGE|Newbridge Securities Corp.|2900
SVRA|SAVARA INC CMN STK|BTIG|BTIG, LLC|360120
SVRA|SAVARA INC CMN STK|BYXM|CBOE TRADING, INC.|500
SVRA|SAVARA INC CMN STK|CANT|Cantor Fitzgerald & Co.|426
SVRA|SAVARA INC CMN STK|CHAS|Charles Schwab & Co., Inc.|4250
SVRA|SAVARA INC CMN STK|CIIV|CORPORATE INVESTMENTS GROUP, INC.|62
SVRA|SAVARA INC CMN STK|CIST|Capital Institutional Services, Inc.|9434
SVRA|SAVARA INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110672
SVRA|SAVARA INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|657
SVRA|SAVARA INC CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5580
SVRA|SAVARA INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|75627
SVRA|SAVARA INC CMN STK|CTDL|Citadel Derivatives Group Llc|13403
SVRA|SAVARA INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|6004
SVRA|SAVARA INC CMN STK|DBAB|Deutsche Bank Securities Inc.|381452
SVRA|SAVARA INC CMN STK|DBAX|Deutsche Bank Securities Inc.|73300
SVRA|SAVARA INC CMN STK|DEAN|MORGAN STANLEY|3914
SVRA|SAVARA INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|48586
SVRA|SAVARA INC CMN STK|DRWK|DRW SECURITIES, L.L.C.|100
SVRA|SAVARA INC CMN STK|EBXL|EBX LLC|56400
SVRA|SAVARA INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|1571
SVRA|SAVARA INC CMN STK|EDJO|Edward D. Jones & Co., L.P.|941
SVRA|SAVARA INC CMN STK|EGAM|CBOE TRADING, INC.|4079
SVRA|SAVARA INC CMN STK|EGAW|CBOE TRADING, INC.|29
SVRA|SAVARA INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|1300
SVRA|SAVARA INC CMN STK|EGXM|CBOE TRADING, INC.|1498
SVRA|SAVARA INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|17149
SVRA|SAVARA INC CMN STK|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2900
SVRA|SAVARA INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30169
SVRA|SAVARA INC CMN STK|ETRS|E*Trade Securities LLC|155989
SVRA|SAVARA INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|129912
SVRA|SAVARA INC CMN STK|FILL|Tradestation Securities, Inc.|3946
SVRA|SAVARA INC CMN STK|FMAF|NBCN Inc./ CDS|1506
SVRA|SAVARA INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|184376
SVRA|SAVARA INC CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1480
SVRA|SAVARA INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64179
SVRA|SAVARA INC CMN STK|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|200
SVRA|SAVARA INC CMN STK|FTBR|Foliofn Investments, Inc.|88
SVRA|SAVARA INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|9800
SVRA|SAVARA INC CMN STK|GLIS|TD Securities Inc|1000
SVRA|SAVARA INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|30245
SVRA|SAVARA INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|1416771
SVRA|SAVARA INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|86582
SVRA|SAVARA INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|8272
SVRA|SAVARA INC CMN STK|GTSZ|GTS SECURITIES LLC|30398
SVRA|SAVARA INC CMN STK|HAPX|HAP Trading, LLC|100
SVRA|SAVARA INC CMN STK|HRBF|American Enterprise Investment Services Inc.|1000
SVRA|SAVARA INC CMN STK|HSBC|HSBC Securities, Inc.|180
SVRA|SAVARA INC CMN STK|IATS|INTERACTIVE BROKERS LLC|12729
SVRA|SAVARA INC CMN STK|IBKR|Interactive Brokers Llc|87900
SVRA|SAVARA INC CMN STK|ICBX|INSTINET, LLC|13500
SVRA|SAVARA INC CMN STK|IEQY|CITADEL SECURITIES LLC|31729
SVRA|SAVARA INC CMN STK|INCA|INSTINET, LLC|244037
SVRA|SAVARA INC CMN STK|INJX|INSTINET, LLC|150887
SVRA|SAVARA INC CMN STK|ITGI|ITG Inc.|13187
SVRA|SAVARA INC CMN STK|ITGP|ITG INC.|15000
SVRA|SAVARA INC CMN STK|JEFF|JEFFERIES LLC|68867
SVRA|SAVARA INC CMN STK|JMPT|JUMP TRADING, LLC|18458
SVRA|SAVARA INC CMN STK|JONE|JonesTrading|11343
SVRA|SAVARA INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|200
SVRA|SAVARA INC CMN STK|JPMX|J.P. Morgan Securities LLC|73534
SVRA|SAVARA INC CMN STK|JSJX|JANE STREET CAPITAL LLC|45939
SVRA|SAVARA INC CMN STK|KCGM|VIRTU Americas LLC|32299
SVRA|SAVARA INC CMN STK|LEER|LEERINK PARTNERS LLC|5000
SVRA|SAVARA INC CMN STK|LEHM|Barclays Capital Inc./Le|646181
SVRA|SAVARA INC CMN STK|LIME|Lime Brokerage LLC|182216
SVRA|SAVARA INC CMN STK|LMGP|LIME BROKERAGE LLC|122916
SVRA|SAVARA INC CMN STK|LPCM|Lampert Capital Markets Inc.|8600
SVRA|SAVARA INC CMN STK|LSCI|Lek Securities Corporation|1300
SVRA|SAVARA INC CMN STK|LTCO|Ladenburg, Thalmann & Co., Inc.|1100
SVRA|SAVARA INC CMN STK|MAXM|Maxim Group LLC|1057
SVRA|SAVARA INC CMN STK|MBTS|ALLY INVEST SECURITIES LLC|654
SVRA|SAVARA INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70182
SVRA|SAVARA INC CMN STK|MOTF|MOTIF INVESTING, INC.|4
SVRA|SAVARA INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|1468268
SVRA|SAVARA INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|93600
SVRA|SAVARA INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|43800
SVRA|SAVARA INC CMN STK|NFSC|National Financial Services LLC|175128
SVRA|SAVARA INC CMN STK|NITE|VIRTU Americas LLC|588522
SVRA|SAVARA INC CMN STK|NITP|VIRTU Americas LLC|21543
SVRA|SAVARA INC CMN STK|NQRB|Brut, LLC|6262
SVRA|SAVARA INC CMN STK|OPCO|Oppenheimer & Co. Inc.|1780
SVRA|SAVARA INC CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3014
SVRA|SAVARA INC CMN STK|PCPT|PHILLIP CAPITAL INC.|285
SVRA|SAVARA INC CMN STK|PDQM|CODA MARKETS, INC.|29698
SVRA|SAVARA INC CMN STK|PIPR|Piper Jaffray & Co.|5
SVRA|SAVARA INC CMN STK|PWJC|UBS Financial Services, Inc.|19880
SVRA|SAVARA INC CMN STK|RAJA|Raymond James & Associates, Inc.|3158
SVRA|SAVARA INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|2000
SVRA|SAVARA INC CMN STK|RGLD|Regal Securities, Inc|1
SVRA|SAVARA INC CMN STK|SAGL|SAGETRADER, LLC|6013
SVRA|SAVARA INC CMN STK|SBSH|Citigroup Global Markets Inc.|109409
SVRA|SAVARA INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|55815
SVRA|SAVARA INC CMN STK|SPDR|SPEEDROUTE LLC|46608
SVRA|SAVARA INC CMN STK|SWIM|TD Ameritrade, Inc.|300236
SVRA|SAVARA INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|4508
SVRA|SAVARA INC CMN STK|TRBT|Tradebot Systems, Inc.|81786
SVRA|SAVARA INC CMN STK|TRCM|TRC MARKETS LLC|48495
SVRA|SAVARA INC CMN STK|TTUC|CUTTONE & CO., INC.|10028
SVRA|SAVARA INC CMN STK|TWTT|TASTYWORKS, INC.|100
SVRA|SAVARA INC CMN STK|UBSA|UBS SECURITIES LLC|258908
SVRA|SAVARA INC CMN STK|UBSS|UBS Securities LLC|1540672
SVRA|SAVARA INC CMN STK|VALX|VIRTU AMERICAS LLC|6589
SVRA|SAVARA INC CMN STK|VGRD|Vanguard Marketing Corporation|8930
SVRA|SAVARA INC CMN STK|VSIN|Vision Financial Markets Llc|5
SVRA|SAVARA INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|23812
SVRA|SAVARA INC CMN STK|WDNX|WEEDEN & CO.L.P.|158
SVRA|SAVARA INC CMN STK|WEDB|WEDBUSH SECURITIES INC.|7710
SVRA|SAVARA INC CMN STK|WEED|Weeden & Co.L.P.|10
SVRA|SAVARA INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1195
SVRA|SAVARA INC CMN STK|WGIF|CIBC World Markets Inc.|3124
SVRA|SAVARA INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|7485
SVRA|SAVARA INC CMN STK|XIST|INSTINET, LLC|4800
SVRA|SAVARA INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|15534
SVRA|SAVARA INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|2152
SVRA|SAVARA INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|153
SVT|SERVOTRONICS INC|ALTX|Alternet Securities Inc.|100
SVT|SERVOTRONICS INC|CHAS|Charles Schwab & Co., Inc.|400
SVT|SERVOTRONICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|501
SVT|SERVOTRONICS INC|CTDL|Citadel Derivatives Group Llc|10
SVT|SERVOTRONICS INC|ETRS|E*Trade Securities LLC|100
SVT|SERVOTRONICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|88
SVT|SERVOTRONICS INC|GSLT|GOLDMAN SACHS & CO. LLC|3
SVT|SERVOTRONICS INC|IBKR|Interactive Brokers Llc|593
SVT|SERVOTRONICS INC|ITGP|ITG INC.|200
SVT|SERVOTRONICS INC|LIME|Lime Brokerage LLC|378
SVT|SERVOTRONICS INC|MSCO|MORGAN STANLEY & CO. LLC|1617
SVT|SERVOTRONICS INC|NFSC|National Financial Services LLC|5497
SVT|SERVOTRONICS INC|NITE|VIRTU Americas LLC|6016
SVT|SERVOTRONICS INC|RBCM|RBC CAPITAL MARKETS, LLC|255
SVT|SERVOTRONICS INC|SPDR|SPEEDROUTE LLC|13
SVT|SERVOTRONICS INC|TRCM|TRC MARKETS LLC|71
SVT|SERVOTRONICS INC|UBSA|UBS SECURITIES LLC|135
SVT|SERVOTRONICS INC|UBSS|UBS Securities LLC|1227
SVT|SERVOTRONICS INC|WCHV|WELLS FARGO SECURITIES, LLC|1267
SVT|SERVOTRONICS INC|WSEA|WOLVERINE SECURITIES, LLC|2
SVT|SERVOTRONICS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|366
SVU|SUPERVALU INC|ADAM|CANACCORD GENUITY INC.|1200
SVU|SUPERVALU INC|ALTX|Alternet Securities Inc.|1700
SVU|SUPERVALU INC|ANOS|ABEL/NOSER, L.L.C.|372
SVU|SUPERVALU INC|APCC|Apex Clearing Corporation|3389
SVU|SUPERVALU INC|BARD|Robert W. Baird & Co. Incorporated|1020
SVU|SUPERVALU INC|BATM|CBOE TRADING, INC.|14437
SVU|SUPERVALU INC|BERN|Sanford C. Bernstein & Co., LLC|2520
SVU|SUPERVALU INC|BIDS|BIDS TRADING L.P.|200
SVU|SUPERVALU INC|BIMI|Banca IMI Securities Corp.|5250
SVU|SUPERVALU INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7520
SVU|SUPERVALU INC|BLKX|INSTINET, LLC|121947
SVU|SUPERVALU INC|BNPX|BNP PARIBAS SECURITIES CORP.|59636
SVU|SUPERVALU INC|BRVL|BLAYLOCK VAN, LLC|100
SVU|SUPERVALU INC|BTIG|BTIG, LLC|440
SVU|SUPERVALU INC|BYXM|CBOE TRADING, INC.|1900
SVU|SUPERVALU INC|CANT|Cantor Fitzgerald & Co.|10467
SVU|SUPERVALU INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|61088
SVU|SUPERVALU INC|CHAS|Charles Schwab & Co., Inc.|1573
SVU|SUPERVALU INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57854
SVU|SUPERVALU INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|243923
SVU|SUPERVALU INC|CTDL|Citadel Derivatives Group Llc|2862
SVU|SUPERVALU INC|CTLR|CUTLER GROUP, LP|1030
SVU|SUPERVALU INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|28682
SVU|SUPERVALU INC|DBAB|Deutsche Bank Securities Inc.|641921
SVU|SUPERVALU INC|DBAX|Deutsche Bank Securities Inc.|238200
SVU|SUPERVALU INC|DCHF|Dart Executions, LLC|1824
SVU|SUPERVALU INC|DEAN|MORGAN STANLEY|1780
SVU|SUPERVALU INC|DEGS|RONIN PROFESSIONAL LLC|300
SVU|SUPERVALU INC|EBXL|EBX LLC|140200
SVU|SUPERVALU INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|17685
SVU|SUPERVALU INC|EDJO|Edward D. Jones & Co., L.P.|4695
SVU|SUPERVALU INC|EGAM|CBOE TRADING, INC.|4036
SVU|SUPERVALU INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
SVU|SUPERVALU INC|EGXM|CBOE TRADING, INC.|3260
SVU|SUPERVALU INC|ETBE|Electronic Transaction Clearing, Inc.|10776
SVU|SUPERVALU INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6822
SVU|SUPERVALU INC|ETRS|E*Trade Securities LLC|140964
SVU|SUPERVALU INC|FBSB|U.S. Bancorp Investments, Inc.|517
SVU|SUPERVALU INC|FILL|Tradestation Securities, Inc.|1490
SVU|SUPERVALU INC|FMAF|NBCN Inc./ CDS|325
SVU|SUPERVALU INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2668
SVU|SUPERVALU INC|FQLS|Quantlab Securities LP|231128
SVU|SUPERVALU INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104033
SVU|SUPERVALU INC|FTBR|Foliofn Investments, Inc.|1600
SVU|SUPERVALU INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4202
SVU|SUPERVALU INC|GLIS|TD Securities Inc|810
SVU|SUPERVALU INC|GLPX|ACS EXECUTION SERVICES, LLC|10167
SVU|SUPERVALU INC|GSCO|GOLDMAN SACHS & CO. LLC|965965
SVU|SUPERVALU INC|GSCS|GOLDMAN SACHS & CO. LLC|6806
SVU|SUPERVALU INC|GSLT|GOLDMAN SACHS & CO. LLC|2461
SVU|SUPERVALU INC|GTSZ|GTS SECURITIES LLC|36643
SVU|SUPERVALU INC|HAPX|HAP Trading, LLC|81
SVU|SUPERVALU INC|HRBF|American Enterprise Investment Services Inc.|9900
SVU|SUPERVALU INC|HSBC|HSBC Securities, Inc.|307
SVU|SUPERVALU INC|IATS|INTERACTIVE BROKERS LLC|17385
SVU|SUPERVALU INC|IBKR|Interactive Brokers Llc|63117
SVU|SUPERVALU INC|ICBX|INSTINET, LLC|29300
SVU|SUPERVALU INC|IEQY|CITADEL SECURITIES LLC|76001
SVU|SUPERVALU INC|INCA|INSTINET, LLC|123992
SVU|SUPERVALU INC|INJX|INSTINET, LLC|24763
SVU|SUPERVALU INC|ITGI|ITG Inc.|110018
SVU|SUPERVALU INC|ITGP|ITG INC.|41200
SVU|SUPERVALU INC|JANY|Janney Montgomery Scott Inc.|300
SVU|SUPERVALU INC|JEFF|JEFFERIES LLC|32829
SVU|SUPERVALU INC|JMPT|JUMP TRADING, LLC|34152
SVU|SUPERVALU INC|JONE|JonesTrading|163354
SVU|SUPERVALU INC|JPBX|J.P. MORGAN SECURITIES LLC|86766
SVU|SUPERVALU INC|JPMX|J.P. Morgan Securities LLC|283346
SVU|SUPERVALU INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
SVU|SUPERVALU INC|JSJX|JANE STREET CAPITAL LLC|4353
SVU|SUPERVALU INC|KCGM|VIRTU Americas LLC|38813
SVU|SUPERVALU INC|LEHM|Barclays Capital Inc./Le|579826
SVU|SUPERVALU INC|LIME|Lime Brokerage LLC|59294
SVU|SUPERVALU INC|LQNA|LIQUIDNET, INC.|14600
SVU|SUPERVALU INC|LSCI|Lek Securities Corporation|501
SVU|SUPERVALU INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SVU|SUPERVALU INC|MAXM|Maxim Group LLC|1112
SVU|SUPERVALU INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75192
SVU|SUPERVALU INC|MNDX|TJM Investments, LLC|10620
SVU|SUPERVALU INC|MSCO|MORGAN STANLEY & CO. LLC|1152131
SVU|SUPERVALU INC|MSPL|MORGAN STANLEY & CO. LLC|365200
SVU|SUPERVALU INC|MSTX|MORGAN STANLEY & CO. LLC|128300
SVU|SUPERVALU INC|NFSC|National Financial Services LLC|251225
SVU|SUPERVALU INC|NITE|VIRTU Americas LLC|552455
SVU|SUPERVALU INC|NITP|VIRTU Americas LLC|800
SVU|SUPERVALU INC|NQRB|Brut, LLC|982
SVU|SUPERVALU INC|NTRC|Northern Trust Securities, Inc.|2083
SVU|SUPERVALU INC|OHOS|TWO SIGMA SECURITIES, LLC|48359
SVU|SUPERVALU INC|OPCO|Oppenheimer & Co. Inc.|1600
SVU|SUPERVALU INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SVU|SUPERVALU INC|PDQM|CODA MARKETS, INC.|5314
SVU|SUPERVALU INC|PHLY|NASDAQ Execution Services, LLC|6400
SVU|SUPERVALU INC|PICT|Pictet Overseas Inc.|48
SVU|SUPERVALU INC|PWJC|UBS Financial Services, Inc.|1000
SVU|SUPERVALU INC|QMSR|QUATTRO M SECURITIES INC.|243
SVU|SUPERVALU INC|RAAA|RICHARD JAMES & ASSOCIATES, INC.|12680
SVU|SUPERVALU INC|RBCM|RBC CAPITAL MARKETS, LLC|23806
SVU|SUPERVALU INC|SAGL|SAGETRADER, LLC|200
SVU|SUPERVALU INC|SAGW|SAGETRADER, LLC|30
SVU|SUPERVALU INC|SALW|SW FINANCIAL|5050
SVU|SUPERVALU INC|SBRX|MURIEL SIEBERT & CO INC|100
SVU|SUPERVALU INC|SBSH|Citigroup Global Markets Inc.|133127
SVU|SUPERVALU INC|SGMT|GOLDMAN SACHS & CO. LLC|64643
SVU|SUPERVALU INC|SPDR|SPEEDROUTE LLC|650
SVU|SUPERVALU INC|STFL|Stifel, Nicolaus & Company, Incorporated|9875
SVU|SUPERVALU INC|STKP|STOCKPILE INVESTMENTS, INC.|28
SVU|SUPERVALU INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1805
SVU|SUPERVALU INC|SWIM|TD Ameritrade, Inc.|149115
SVU|SUPERVALU INC|SWST|Hilltop Securities Inc.|300
SVU|SUPERVALU INC|TKNG|ALLY INVEST SECURITIES LLC|4048
SVU|SUPERVALU INC|TRBT|Tradebot Systems, Inc.|128574
SVU|SUPERVALU INC|TRCM|TRC MARKETS LLC|71046
SVU|SUPERVALU INC|TRIP|Trident Partners Ltd.|400
SVU|SUPERVALU INC|TWTT|TASTYWORKS, INC.|200
SVU|SUPERVALU INC|UBSA|UBS SECURITIES LLC|498305
SVU|SUPERVALU INC|UBSS|UBS Securities LLC|502761
SVU|SUPERVALU INC|VALX|VIRTU AMERICAS LLC|13065
SVU|SUPERVALU INC|VGRD|Vanguard Marketing Corporation|14405
SVU|SUPERVALU INC|WABR|Wall Street Access|500
SVU|SUPERVALU INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1722
SVU|SUPERVALU INC|WCHV|WELLS FARGO SECURITIES, LLC|109255
SVU|SUPERVALU INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20707
SVU|SUPERVALU INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71773
SVU|SUPERVALU INC|WGIF|CIBC World Markets Inc.|150
SVU|SUPERVALU INC|WSEA|WOLVERINE SECURITIES, LLC|13909
SVU|SUPERVALU INC|XIST|INSTINET, LLC|126252
SVU|SUPERVALU INC|XPQR|Jump Trading|1800
SVU|SUPERVALU INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15902
SVU|SUPERVALU INC|YKNA|COMHAR CAPITAL MARKETS, LLC|68
SVU|SUPERVALU INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1205
SVVC|FIRSTHAND TECHNOLOGY|ALTX|Alternet Securities Inc.|300
SVVC|FIRSTHAND TECHNOLOGY|APCC|Apex Clearing Corporation|16507
SVVC|FIRSTHAND TECHNOLOGY|BANK|Primevest Financial Services, Inc.|2525
SVVC|FIRSTHAND TECHNOLOGY|BATM|CBOE TRADING, INC.|654
SVVC|FIRSTHAND TECHNOLOGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|258
SVVC|FIRSTHAND TECHNOLOGY|BNKS|Fig Partners, LLC|932
SVVC|FIRSTHAND TECHNOLOGY|CHAS|Charles Schwab & Co., Inc.|24
SVVC|FIRSTHAND TECHNOLOGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9677
SVVC|FIRSTHAND TECHNOLOGY|CTLR|CUTLER GROUP, LP|200
SVVC|FIRSTHAND TECHNOLOGY|DADA|D.A. Davidson & Co.|200
SVVC|FIRSTHAND TECHNOLOGY|DBAB|Deutsche Bank Securities Inc.|1200
SVVC|FIRSTHAND TECHNOLOGY|DBAX|Deutsche Bank Securities Inc.|2200
SVVC|FIRSTHAND TECHNOLOGY|DEAN|MORGAN STANLEY|1306
SVVC|FIRSTHAND TECHNOLOGY|DEGS|RONIN PROFESSIONAL LLC|9825
SVVC|FIRSTHAND TECHNOLOGY|EBXL|EBX LLC|7300
SVVC|FIRSTHAND TECHNOLOGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|3075
SVVC|FIRSTHAND TECHNOLOGY|EGAM|CBOE TRADING, INC.|100
SVVC|FIRSTHAND TECHNOLOGY|EGXM|CBOE TRADING, INC.|300
SVVC|FIRSTHAND TECHNOLOGY|EGXW|CBOE TRADING, INC.|3600
SVVC|FIRSTHAND TECHNOLOGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48
SVVC|FIRSTHAND TECHNOLOGY|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SVVC|FIRSTHAND TECHNOLOGY|ETRS|E*Trade Securities LLC|20205
SVVC|FIRSTHAND TECHNOLOGY|FBCO|Credit Suisse Securities (USA) LLC|41700
SVVC|FIRSTHAND TECHNOLOGY|FILL|Tradestation Securities, Inc.|50
SVVC|FIRSTHAND TECHNOLOGY|FOMA|TD AMERITRADE CLEARING, INC.|58245
SVVC|FIRSTHAND TECHNOLOGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2161
SVVC|FIRSTHAND TECHNOLOGY|FTBR|Foliofn Investments, Inc.|758
SVVC|FIRSTHAND TECHNOLOGY|GEBB|GLOBAL EXECUTION BROKERS, LP|5403
SVVC|FIRSTHAND TECHNOLOGY|GLPX|ACS EXECUTION SERVICES, LLC|5485
SVVC|FIRSTHAND TECHNOLOGY|GSCO|GOLDMAN SACHS & CO. LLC|30
SVVC|FIRSTHAND TECHNOLOGY|GSLT|GOLDMAN SACHS & CO. LLC|1784
SVVC|FIRSTHAND TECHNOLOGY|GTSZ|GTS SECURITIES LLC|13376
SVVC|FIRSTHAND TECHNOLOGY|HRBF|American Enterprise Investment Services Inc.|1189
SVVC|FIRSTHAND TECHNOLOGY|HSBC|HSBC Securities, Inc.|2440
SVVC|FIRSTHAND TECHNOLOGY|IATS|INTERACTIVE BROKERS LLC|2802
SVVC|FIRSTHAND TECHNOLOGY|IBKR|Interactive Brokers Llc|32442
SVVC|FIRSTHAND TECHNOLOGY|ICBX|INSTINET, LLC|2300
SVVC|FIRSTHAND TECHNOLOGY|INCA|INSTINET, LLC|8247
SVVC|FIRSTHAND TECHNOLOGY|ITGP|ITG INC.|200
SVVC|FIRSTHAND TECHNOLOGY|JANY|Janney Montgomery Scott Inc.|3185
SVVC|FIRSTHAND TECHNOLOGY|JPMX|J.P. Morgan Securities LLC|1200
SVVC|FIRSTHAND TECHNOLOGY|KCGM|VIRTU Americas LLC|1000
SVVC|FIRSTHAND TECHNOLOGY|LEHM|Barclays Capital Inc./Le|3000
SVVC|FIRSTHAND TECHNOLOGY|LIME|Lime Brokerage LLC|11705
SVVC|FIRSTHAND TECHNOLOGY|LSCI|Lek Securities Corporation|576
SVVC|FIRSTHAND TECHNOLOGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SVVC|FIRSTHAND TECHNOLOGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
SVVC|FIRSTHAND TECHNOLOGY|MOTF|MOTIF INVESTING, INC.|1
SVVC|FIRSTHAND TECHNOLOGY|MSCO|MORGAN STANLEY & CO. LLC|155666
SVVC|FIRSTHAND TECHNOLOGY|MSPL|MORGAN STANLEY & CO. LLC|27200
SVVC|FIRSTHAND TECHNOLOGY|NFSC|National Financial Services LLC|82864
SVVC|FIRSTHAND TECHNOLOGY|NITE|VIRTU Americas LLC|183381
SVVC|FIRSTHAND TECHNOLOGY|NQRB|Brut, LLC|500
SVVC|FIRSTHAND TECHNOLOGY|OPCO|Oppenheimer & Co. Inc.|1000
SVVC|FIRSTHAND TECHNOLOGY|PDQM|CODA MARKETS, INC.|6779
SVVC|FIRSTHAND TECHNOLOGY|PWJC|UBS Financial Services, Inc.|2111
SVVC|FIRSTHAND TECHNOLOGY|RAJA|Raymond James & Associates, Inc.|1838
SVVC|FIRSTHAND TECHNOLOGY|RBCM|RBC CAPITAL MARKETS, LLC|33195
SVVC|FIRSTHAND TECHNOLOGY|SAGL|SAGETRADER, LLC|200
SVVC|FIRSTHAND TECHNOLOGY|SALI|INTL FCSTONE FINANCIAL INC.|18113
SVVC|FIRSTHAND TECHNOLOGY|SBSH|Citigroup Global Markets Inc.|300
SVVC|FIRSTHAND TECHNOLOGY|SGMT|GOLDMAN SACHS & CO. LLC|1013
SVVC|FIRSTHAND TECHNOLOGY|STFL|Stifel, Nicolaus & Company, Incorporated|1130
SVVC|FIRSTHAND TECHNOLOGY|SWIM|TD Ameritrade, Inc.|46053
SVVC|FIRSTHAND TECHNOLOGY|SWST|Hilltop Securities Inc.|6
SVVC|FIRSTHAND TECHNOLOGY|TKNG|ALLY INVEST SECURITIES LLC|129
SVVC|FIRSTHAND TECHNOLOGY|TRBT|Tradebot Systems, Inc.|2622
SVVC|FIRSTHAND TECHNOLOGY|TRCM|TRC MARKETS LLC|11711
SVVC|FIRSTHAND TECHNOLOGY|UBSA|UBS SECURITIES LLC|32553
SVVC|FIRSTHAND TECHNOLOGY|UBSS|UBS Securities LLC|124703
SVVC|FIRSTHAND TECHNOLOGY|VALX|VIRTU AMERICAS LLC|1644
SVVC|FIRSTHAND TECHNOLOGY|VGRD|Vanguard Marketing Corporation|8919
SVVC|FIRSTHAND TECHNOLOGY|WABR|Wall Street Access|10400
SVVC|FIRSTHAND TECHNOLOGY|WBLR|WILLIAM BLAIR|1449
SVVC|FIRSTHAND TECHNOLOGY|WCHV|WELLS FARGO SECURITIES, LLC|16914
SVVC|FIRSTHAND TECHNOLOGY|WEED|Weeden & Co.L.P.|110
SVVC|FIRSTHAND TECHNOLOGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5923
SVVC|FIRSTHAND TECHNOLOGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8143
SVVC|FIRSTHAND TECHNOLOGY|WGIF|CIBC World Markets Inc.|124
SVVC|FIRSTHAND TECHNOLOGY|WSEA|WOLVERINE SECURITIES, LLC|220
SVVC|FIRSTHAND TECHNOLOGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
SVVC|FIRSTHAND TECHNOLOGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|350
SVXY|PROSHARES SHT VIX ST|ALTX|Alternet Securities Inc.|13732
SVXY|PROSHARES SHT VIX ST|APCC|Apex Clearing Corporation|243414
SVXY|PROSHARES SHT VIX ST|BATM|CBOE TRADING, INC.|5026
SVXY|PROSHARES SHT VIX ST|BERN|Sanford C. Bernstein & Co., LLC|6203
SVXY|PROSHARES SHT VIX ST|BIMI|Banca IMI Securities Corp.|22538
SVXY|PROSHARES SHT VIX ST|BKCM|BNY Mellon Capital Markets LLC|1522
SVXY|PROSHARES SHT VIX ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30204
SVXY|PROSHARES SHT VIX ST|BYXM|CBOE TRADING, INC.|63500
SVXY|PROSHARES SHT VIX ST|CANT|Cantor Fitzgerald & Co.|1655
SVXY|PROSHARES SHT VIX ST|CHAS|Charles Schwab & Co., Inc.|30757
SVXY|PROSHARES SHT VIX ST|CMTT|CMT TRADING LLC|63392
SVXY|PROSHARES SHT VIX ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1200
SVXY|PROSHARES SHT VIX ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26
SVXY|PROSHARES SHT VIX ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6400
SVXY|PROSHARES SHT VIX ST|CRFN|ROBINHOOD FINANCIAL, LLC|50
SVXY|PROSHARES SHT VIX ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1566595
SVXY|PROSHARES SHT VIX ST|CTDL|Citadel Derivatives Group Llc|2449489
SVXY|PROSHARES SHT VIX ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|65080
SVXY|PROSHARES SHT VIX ST|DBAB|Deutsche Bank Securities Inc.|31114
SVXY|PROSHARES SHT VIX ST|DBAX|Deutsche Bank Securities Inc.|1428400
SVXY|PROSHARES SHT VIX ST|DCHF|Dart Executions, LLC|728437
SVXY|PROSHARES SHT VIX ST|DEAN|MORGAN STANLEY|11700
SVXY|PROSHARES SHT VIX ST|EBXL|EBX LLC|2416800
SVXY|PROSHARES SHT VIX ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|26649
SVXY|PROSHARES SHT VIX ST|EGAM|CBOE TRADING, INC.|170529
SVXY|PROSHARES SHT VIX ST|EGAW|CBOE TRADING, INC.|33800
SVXY|PROSHARES SHT VIX ST|EGXM|CBOE TRADING, INC.|37907
SVXY|PROSHARES SHT VIX ST|ETBE|Electronic Transaction Clearing, Inc.|324361
SVXY|PROSHARES SHT VIX ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6024
SVXY|PROSHARES SHT VIX ST|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|8400
SVXY|PROSHARES SHT VIX ST|ETRS|E*Trade Securities LLC|9777499
SVXY|PROSHARES SHT VIX ST|FILL|Tradestation Securities, Inc.|7905848
SVXY|PROSHARES SHT VIX ST|FLTU|FLOW TRADERS US LLC|185748
SVXY|PROSHARES SHT VIX ST|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|119390
SVXY|PROSHARES SHT VIX ST|FMAF|NBCN Inc./ CDS|65029
SVXY|PROSHARES SHT VIX ST|FQLS|Quantlab Securities LP|389842
SVXY|PROSHARES SHT VIX ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4407
SVXY|PROSHARES SHT VIX ST|FTBR|Foliofn Investments, Inc.|16576
SVXY|PROSHARES SHT VIX ST|GEBB|GLOBAL EXECUTION BROKERS, LP|600
SVXY|PROSHARES SHT VIX ST|GLIS|TD Securities Inc|23385
SVXY|PROSHARES SHT VIX ST|GLPX|ACS EXECUTION SERVICES, LLC|22331
SVXY|PROSHARES SHT VIX ST|GSCO|GOLDMAN SACHS & CO. LLC|366400
SVXY|PROSHARES SHT VIX ST|GSCS|GOLDMAN SACHS & CO. LLC|178836
SVXY|PROSHARES SHT VIX ST|GSLT|GOLDMAN SACHS & CO. LLC|95838
SVXY|PROSHARES SHT VIX ST|GTSZ|GTS SECURITIES LLC|104291
SVXY|PROSHARES SHT VIX ST|HRBF|American Enterprise Investment Services Inc.|1425
SVXY|PROSHARES SHT VIX ST|HSBC|HSBC Securities, Inc.|1412
SVXY|PROSHARES SHT VIX ST|IATS|INTERACTIVE BROKERS LLC|6107984
SVXY|PROSHARES SHT VIX ST|IBKR|Interactive Brokers Llc|4881293
SVXY|PROSHARES SHT VIX ST|ICBX|INSTINET, LLC|1150993
SVXY|PROSHARES SHT VIX ST|INCA|INSTINET, LLC|553808
SVXY|PROSHARES SHT VIX ST|ITGI|ITG Inc.|18472
SVXY|PROSHARES SHT VIX ST|ITGP|ITG INC.|621400
SVXY|PROSHARES SHT VIX ST|JMPT|JUMP TRADING, LLC|122073
SVXY|PROSHARES SHT VIX ST|JPMX|J.P. Morgan Securities LLC|526790
SVXY|PROSHARES SHT VIX ST|JSEB|JANE STREET EXECUTION SERVICES, LLC|10940
SVXY|PROSHARES SHT VIX ST|JSJX|JANE STREET CAPITAL LLC|890029
SVXY|PROSHARES SHT VIX ST|JUTA|JUMP TRADING, LLC|12318
SVXY|PROSHARES SHT VIX ST|KCGM|VIRTU Americas LLC|280146
SVXY|PROSHARES SHT VIX ST|LEHM|Barclays Capital Inc./Le|2812181
SVXY|PROSHARES SHT VIX ST|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|184700
SVXY|PROSHARES SHT VIX ST|LIME|Lime Brokerage LLC|1484566
SVXY|PROSHARES SHT VIX ST|LIWM|LIME BROKERAGE LLC|610654
SVXY|PROSHARES SHT VIX ST|LIWN|LIME BROKERAGE LLC|574801
SVXY|PROSHARES SHT VIX ST|LSCI|Lek Securities Corporation|372
SVXY|PROSHARES SHT VIX ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|30500
SVXY|PROSHARES SHT VIX ST|MBTS|ALLY INVEST SECURITIES LLC|300
SVXY|PROSHARES SHT VIX ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|520552
SVXY|PROSHARES SHT VIX ST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8391
SVXY|PROSHARES SHT VIX ST|MOTF|MOTIF INVESTING, INC.|6
SVXY|PROSHARES SHT VIX ST|MSCO|MORGAN STANLEY & CO. LLC|2234078
SVXY|PROSHARES SHT VIX ST|MSPL|MORGAN STANLEY & CO. LLC|788600
SVXY|PROSHARES SHT VIX ST|MSTX|MORGAN STANLEY & CO. LLC|43100
SVXY|PROSHARES SHT VIX ST|NEUB|NEUBERGER BERMAN BD LLC|15
SVXY|PROSHARES SHT VIX ST|NFSC|National Financial Services LLC|5623475
SVXY|PROSHARES SHT VIX ST|NITE|VIRTU Americas LLC|14805297
SVXY|PROSHARES SHT VIX ST|NITP|VIRTU Americas LLC|1638299
SVXY|PROSHARES SHT VIX ST|NMRA|Nomura Securities International, Inc.|47181
SVXY|PROSHARES SHT VIX ST|NQRB|Brut, LLC|2100
SVXY|PROSHARES SHT VIX ST|NTBF|BMO Nesbitt Burns Inc./CDS|26660
SVXY|PROSHARES SHT VIX ST|OPCO|Oppenheimer & Co. Inc.|6259
SVXY|PROSHARES SHT VIX ST|PCPT|PHILLIP CAPITAL INC.|3100
SVXY|PROSHARES SHT VIX ST|PDQM|CODA MARKETS, INC.|39325
SVXY|PROSHARES SHT VIX ST|PHLY|NASDAQ Execution Services, LLC|33000
SVXY|PROSHARES SHT VIX ST|PWJC|UBS Financial Services, Inc.|8430
SVXY|PROSHARES SHT VIX ST|RBCM|RBC CAPITAL MARKETS, LLC|2036
SVXY|PROSHARES SHT VIX ST|RGLD|Regal Securities, Inc|6016
SVXY|PROSHARES SHT VIX ST|SBSH|Citigroup Global Markets Inc.|76725
SVXY|PROSHARES SHT VIX ST|SGMT|GOLDMAN SACHS & CO. LLC|666343
SVXY|PROSHARES SHT VIX ST|SOGO|Wang Investment Associates, Inc.|3900
SVXY|PROSHARES SHT VIX ST|SPDR|SPEEDROUTE LLC|2835
SVXY|PROSHARES SHT VIX ST|SPTD|MINT GLOBAL MARKETS, INC.|200
SVXY|PROSHARES SHT VIX ST|STKP|STOCKPILE INVESTMENTS, INC.|440
SVXY|PROSHARES SHT VIX ST|SWIM|TD Ameritrade, Inc.|11245134
SVXY|PROSHARES SHT VIX ST|SWST|Hilltop Securities Inc.|762
SVXY|PROSHARES SHT VIX ST|TKNG|ALLY INVEST SECURITIES LLC|70552
SVXY|PROSHARES SHT VIX ST|TONC|CUTTONE & CO., LLC|18700
SVXY|PROSHARES SHT VIX ST|TRBT|Tradebot Systems, Inc.|1303867
SVXY|PROSHARES SHT VIX ST|TRCM|TRC MARKETS LLC|16389532
SVXY|PROSHARES SHT VIX ST|TWTT|TASTYWORKS, INC.|86079
SVXY|PROSHARES SHT VIX ST|UBSA|UBS SECURITIES LLC|5414356
SVXY|PROSHARES SHT VIX ST|UBSS|UBS Securities LLC|1496678
SVXY|PROSHARES SHT VIX ST|VALX|VIRTU AMERICAS LLC|305214
SVXY|PROSHARES SHT VIX ST|VGRD|Vanguard Marketing Corporation|635685
SVXY|PROSHARES SHT VIX ST|VIEW|VIEWTRADE SECURITIES LLC|55866
SVXY|PROSHARES SHT VIX ST|VSIN|Vision Financial Markets Llc|224437
SVXY|PROSHARES SHT VIX ST|WABR|Wall Street Access|29840
SVXY|PROSHARES SHT VIX ST|WCHV|WELLS FARGO SECURITIES, LLC|280547
SVXY|PROSHARES SHT VIX ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44492
SVXY|PROSHARES SHT VIX ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|233594
SVXY|PROSHARES SHT VIX ST|WGIF|CIBC World Markets Inc.|41805
SVXY|PROSHARES SHT VIX ST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
SVXY|PROSHARES SHT VIX ST|WSEA|WOLVERINE SECURITIES, LLC|84357
SVXY|PROSHARES SHT VIX ST|YKNA|COMHAR CAPITAL MARKETS, LLC|4616
SVXY|PROSHARES SHT VIX ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19428
SWCH|SWITCH, INC.|ALTX|Alternet Securities Inc.|9224
SWCH|SWITCH, INC.|ANOS|ABEL/NOSER, L.L.C.|13500
SWCH|SWITCH, INC.|APCC|Apex Clearing Corporation|875
SWCH|SWITCH, INC.|BANK|Primevest Financial Services, Inc.|75
SWCH|SWITCH, INC.|BARD|Robert W. Baird & Co. Incorporated|200
SWCH|SWITCH, INC.|BATM|CBOE TRADING, INC.|6103
SWCH|SWITCH, INC.|BAYC|BAY CREST PARTNERS, LLC|20875
SWCH|SWITCH, INC.|BERN|Sanford C. Bernstein & Co., LLC|156349
SWCH|SWITCH, INC.|BIMI|Banca IMI Securities Corp.|177
SWCH|SWITCH, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8885
SWCH|SWITCH, INC.|BMOC|BMO Capital Markets Corp.|280209
SWCH|SWITCH, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|126
SWCH|SWITCH, INC.|BRGE|Newbridge Securities Corp.|500
SWCH|SWITCH, INC.|BTIG|BTIG, LLC|64270
SWCH|SWITCH, INC.|BYXM|CBOE TRADING, INC.|100
SWCH|SWITCH, INC.|CHAS|Charles Schwab & Co., Inc.|181
SWCH|SWITCH, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121089
SWCH|SWITCH, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15996
SWCH|SWITCH, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5750
SWCH|SWITCH, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|204701
SWCH|SWITCH, INC.|CTDL|Citadel Derivatives Group Llc|6582
SWCH|SWITCH, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|30586
SWCH|SWITCH, INC.|DADA|D.A. Davidson & Co.|200
SWCH|SWITCH, INC.|DBAB|Deutsche Bank Securities Inc.|139775
SWCH|SWITCH, INC.|DBAX|Deutsche Bank Securities Inc.|306400
SWCH|SWITCH, INC.|DBUL|Deutsche Bank Securities Inc.|300
SWCH|SWITCH, INC.|DEAN|MORGAN STANLEY|1755
SWCH|SWITCH, INC.|DEGS|RONIN PROFESSIONAL LLC|1865
SWCH|SWITCH, INC.|EBXL|EBX LLC|162500
SWCH|SWITCH, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|711
SWCH|SWITCH, INC.|EDJO|Edward D. Jones & Co., L.P.|11944
SWCH|SWITCH, INC.|EGAM|CBOE TRADING, INC.|17428
SWCH|SWITCH, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
SWCH|SWITCH, INC.|EGXM|CBOE TRADING, INC.|4483
SWCH|SWITCH, INC.|EGXW|CBOE TRADING, INC.|100
SWCH|SWITCH, INC.|ELEV|ELEVATION, LLC|10250
SWCH|SWITCH, INC.|ETBE|Electronic Transaction Clearing, Inc.|3257
SWCH|SWITCH, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
SWCH|SWITCH, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
SWCH|SWITCH, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2354
SWCH|SWITCH, INC.|ETRS|E*Trade Securities LLC|145766
SWCH|SWITCH, INC.|FBSB|U.S. Bancorp Investments, Inc.|2
SWCH|SWITCH, INC.|FILL|Tradestation Securities, Inc.|3624
SWCH|SWITCH, INC.|FMAF|NBCN Inc./ CDS|590
SWCH|SWITCH, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|622
SWCH|SWITCH, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77360
SWCH|SWITCH, INC.|FTBR|Foliofn Investments, Inc.|14
SWCH|SWITCH, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|600
SWCH|SWITCH, INC.|GLIS|TD Securities Inc|1810
SWCH|SWITCH, INC.|GLPX|ACS EXECUTION SERVICES, LLC|18059
SWCH|SWITCH, INC.|GSCO|GOLDMAN SACHS & CO. LLC|342351
SWCH|SWITCH, INC.|GSCS|GOLDMAN SACHS & CO. LLC|84182
SWCH|SWITCH, INC.|GSLT|GOLDMAN SACHS & CO. LLC|12556
SWCH|SWITCH, INC.|GTSZ|GTS SECURITIES LLC|13424
SWCH|SWITCH, INC.|HRBF|American Enterprise Investment Services Inc.|3018
SWCH|SWITCH, INC.|IATS|INTERACTIVE BROKERS LLC|4194
SWCH|SWITCH, INC.|IBKR|Interactive Brokers Llc|16510
SWCH|SWITCH, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12028
SWCH|SWITCH, INC.|ICBX|INSTINET, LLC|25493
SWCH|SWITCH, INC.|INCA|INSTINET, LLC|100906
SWCH|SWITCH, INC.|INJX|INSTINET, LLC|4720
SWCH|SWITCH, INC.|ITGI|ITG Inc.|47506
SWCH|SWITCH, INC.|ITGP|ITG INC.|63800
SWCH|SWITCH, INC.|JANY|Janney Montgomery Scott Inc.|1138
SWCH|SWITCH, INC.|JEFF|JEFFERIES LLC|101157
SWCH|SWITCH, INC.|JMPT|JUMP TRADING, LLC|56804
SWCH|SWITCH, INC.|JPBX|J.P. MORGAN SECURITIES LLC|160822
SWCH|SWITCH, INC.|JPMX|J.P. Morgan Securities LLC|740701
SWCH|SWITCH, INC.|JSJX|JANE STREET CAPITAL LLC|13656
SWCH|SWITCH, INC.|KCGM|VIRTU Americas LLC|49791
SWCH|SWITCH, INC.|LEHM|Barclays Capital Inc./Le|470166
SWCH|SWITCH, INC.|LIME|Lime Brokerage LLC|10388
SWCH|SWITCH, INC.|LQNA|LIQUIDNET, INC.|35100
SWCH|SWITCH, INC.|MAXM|Maxim Group LLC|1575
SWCH|SWITCH, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|95568
SWCH|SWITCH, INC.|MOTF|MOTIF INVESTING, INC.|20
SWCH|SWITCH, INC.|MSCO|MORGAN STANLEY & CO. LLC|874651
SWCH|SWITCH, INC.|MSPL|MORGAN STANLEY & CO. LLC|322400
SWCH|SWITCH, INC.|MSTX|MORGAN STANLEY & CO. LLC|223700
SWCH|SWITCH, INC.|NATL|National Securities Corporation|1000
SWCH|SWITCH, INC.|NFSC|National Financial Services LLC|129365
SWCH|SWITCH, INC.|NITE|VIRTU Americas LLC|374512
SWCH|SWITCH, INC.|NITP|VIRTU Americas LLC|100
SWCH|SWITCH, INC.|NQRB|Brut, LLC|3564
SWCH|SWITCH, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2352
SWCH|SWITCH, INC.|NTRC|Northern Trust Securities, Inc.|118
SWCH|SWITCH, INC.|OPCO|Oppenheimer & Co. Inc.|100
SWCH|SWITCH, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
SWCH|SWITCH, INC.|PDQM|CODA MARKETS, INC.|36904
SWCH|SWITCH, INC.|PHLY|NASDAQ Execution Services, LLC|10000
SWCH|SWITCH, INC.|PWJC|UBS Financial Services, Inc.|13307
SWCH|SWITCH, INC.|RBCM|RBC CAPITAL MARKETS, LLC|4761
SWCH|SWITCH, INC.|SAGL|SAGETRADER, LLC|1800
SWCH|SWITCH, INC.|SBSH|Citigroup Global Markets Inc.|66185
SWCH|SWITCH, INC.|SEIC|SEI Investments Distribution Co.|300
SWCH|SWITCH, INC.|SGMT|GOLDMAN SACHS & CO. LLC|121677
SWCH|SWITCH, INC.|SPDR|SPEEDROUTE LLC|13369
SWCH|SWITCH, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|600
SWCH|SWITCH, INC.|STKP|STOCKPILE INVESTMENTS, INC.|44
SWCH|SWITCH, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3704
SWCH|SWITCH, INC.|SWIM|TD Ameritrade, Inc.|68226
SWCH|SWITCH, INC.|SWST|Hilltop Securities Inc.|7715
SWCH|SWITCH, INC.|TKNG|ALLY INVEST SECURITIES LLC|2916
SWCH|SWITCH, INC.|TRBT|Tradebot Systems, Inc.|170487
SWCH|SWITCH, INC.|TRCM|TRC MARKETS LLC|800
SWCH|SWITCH, INC.|TWTT|TASTYWORKS, INC.|100
SWCH|SWITCH, INC.|UBSA|UBS SECURITIES LLC|733267
SWCH|SWITCH, INC.|UBSS|UBS Securities LLC|1032460
SWCH|SWITCH, INC.|VALX|VIRTU AMERICAS LLC|6846
SWCH|SWITCH, INC.|VERT|The Vertical Trading Group, LLC|126251
SWCH|SWITCH, INC.|VGRD|Vanguard Marketing Corporation|7879
SWCH|SWITCH, INC.|WBLR|WILLIAM BLAIR|310293
SWCH|SWITCH, INC.|WCHV|WELLS FARGO SECURITIES, LLC|158732
SWCH|SWITCH, INC.|WEDB|WEDBUSH SECURITIES INC.|750
SWCH|SWITCH, INC.|WEED|Weeden & Co.L.P.|10800
SWCH|SWITCH, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4523
SWCH|SWITCH, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14841
SWCH|SWITCH, INC.|WFPB|Wells Fargo Securities, LLC.|266
SWCH|SWITCH, INC.|WSEA|WOLVERINE SECURITIES, LLC|4520
SWCH|SWITCH, INC.|WTFS|JUST2TRADE, INC.|512
SWCH|SWITCH, INC.|XIST|INSTINET, LLC|24600
SWCH|SWITCH, INC.|XPQR|Jump Trading|100
SWCH|SWITCH, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|18200
SWCH|SWITCH, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1493
SWCH|SWITCH, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5400
SWIN|ALPS ETF TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4
SWIN|ALPS ETF TRUST|CANT|Cantor Fitzgerald & Co.|5838
SWIN|ALPS ETF TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
SWIN|ALPS ETF TRUST|DEAN|MORGAN STANLEY|72
SWIN|ALPS ETF TRUST|FBCO|Credit Suisse Securities (USA) LLC|1421
SWIN|ALPS ETF TRUST|FOMA|TD AMERITRADE CLEARING, INC.|1673
SWIN|ALPS ETF TRUST|GSLT|GOLDMAN SACHS & CO. LLC|400
SWIN|ALPS ETF TRUST|IATS|INTERACTIVE BROKERS LLC|100
SWIN|ALPS ETF TRUST|IBKR|Interactive Brokers Llc|1360
SWIN|ALPS ETF TRUST|JSJX|JANE STREET CAPITAL LLC|300
SWIN|ALPS ETF TRUST|LIME|Lime Brokerage LLC|246
SWIN|ALPS ETF TRUST|MOTF|MOTIF INVESTING, INC.|1
SWIN|ALPS ETF TRUST|MSCO|MORGAN STANLEY & CO. LLC|3730
SWIN|ALPS ETF TRUST|NFSC|National Financial Services LLC|3961
SWIN|ALPS ETF TRUST|NITE|VIRTU Americas LLC|4893
SWIN|ALPS ETF TRUST|NITP|VIRTU Americas LLC|1400
SWIN|ALPS ETF TRUST|UBSS|UBS Securities LLC|91
SWIN|ALPS ETF TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41
SWIR|SIERRA WIRELESS IN##|AGCP|AEGIS CAPITAL CORP.|1950
SWIR|SIERRA WIRELESS IN##|AGIS|Aegis Capital Corp.|1200
SWIR|SIERRA WIRELESS IN##|APCC|Apex Clearing Corporation|836
SWIR|SIERRA WIRELESS IN##|AVON|Avondale Partners, LLC|1300
SWIR|SIERRA WIRELESS IN##|BARD|Robert W. Baird & Co. Incorporated|700
SWIR|SIERRA WIRELESS IN##|BERN|Sanford C. Bernstein & Co., LLC|40112
SWIR|SIERRA WIRELESS IN##|BIMI|Banca IMI Securities Corp.|492
SWIR|SIERRA WIRELESS IN##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12590
SWIR|SIERRA WIRELESS IN##|BZYD|GOLDMAN SACHS & CO. LLC|100
SWIR|SIERRA WIRELESS IN##|CANT|Cantor Fitzgerald & Co.|294
SWIR|SIERRA WIRELESS IN##|CHAS|Charles Schwab & Co., Inc.|3236
SWIR|SIERRA WIRELESS IN##|CICF|Canaccord Genuity Corp.|1274
SWIR|SIERRA WIRELESS IN##|CIST|Capital Institutional Services, Inc.|52
SWIR|SIERRA WIRELESS IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3160
SWIR|SIERRA WIRELESS IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|412
SWIR|SIERRA WIRELESS IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|96026
SWIR|SIERRA WIRELESS IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|7064
SWIR|SIERRA WIRELESS IN##|DADA|D.A. Davidson & Co.|3300
SWIR|SIERRA WIRELESS IN##|DBAB|Deutsche Bank Securities Inc.|17222
SWIR|SIERRA WIRELESS IN##|DBAX|Deutsche Bank Securities Inc.|109500
SWIR|SIERRA WIRELESS IN##|DBUL|Deutsche Bank Securities Inc.|400
SWIR|SIERRA WIRELESS IN##|DEAN|MORGAN STANLEY|2550
SWIR|SIERRA WIRELESS IN##|DEGS|RONIN PROFESSIONAL LLC|594
SWIR|SIERRA WIRELESS IN##|EBXL|EBX LLC|213700
SWIR|SIERRA WIRELESS IN##|ECUT|CONVERGEX EXECUTION SOLUTIONS|691734
SWIR|SIERRA WIRELESS IN##|EDJO|Edward D. Jones & Co., L.P.|5632
SWIR|SIERRA WIRELESS IN##|EGAM|CBOE TRADING, INC.|1223
SWIR|SIERRA WIRELESS IN##|EGXM|CBOE TRADING, INC.|194
SWIR|SIERRA WIRELESS IN##|EGXW|CBOE TRADING, INC.|400
SWIR|SIERRA WIRELESS IN##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
SWIR|SIERRA WIRELESS IN##|ETRS|E*Trade Securities LLC|95230
SWIR|SIERRA WIRELESS IN##|FBCO|Credit Suisse Securities (USA) LLC|83940
SWIR|SIERRA WIRELESS IN##|FILL|Tradestation Securities, Inc.|1600
SWIR|SIERRA WIRELESS IN##|FINX|FINTECH SECURITIES|200
SWIR|SIERRA WIRELESS IN##|FMAF|NBCN Inc./ CDS|600
SWIR|SIERRA WIRELESS IN##|FOMA|TD AMERITRADE CLEARING, INC.|318466
SWIR|SIERRA WIRELESS IN##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
SWIR|SIERRA WIRELESS IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32073
SWIR|SIERRA WIRELESS IN##|FTBR|Foliofn Investments, Inc.|1643
SWIR|SIERRA WIRELESS IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|5192
SWIR|SIERRA WIRELESS IN##|GLIS|TD Securities Inc|85
SWIR|SIERRA WIRELESS IN##|GLPX|ACS EXECUTION SERVICES, LLC|1100
SWIR|SIERRA WIRELESS IN##|GSCO|GOLDMAN SACHS & CO. LLC|24514
SWIR|SIERRA WIRELESS IN##|GSCS|GOLDMAN SACHS & CO. LLC|9925
SWIR|SIERRA WIRELESS IN##|GSLT|GOLDMAN SACHS & CO. LLC|3553
SWIR|SIERRA WIRELESS IN##|GTSZ|GTS SECURITIES LLC|15973
SWIR|SIERRA WIRELESS IN##|HRBF|American Enterprise Investment Services Inc.|4315
SWIR|SIERRA WIRELESS IN##|HSBC|HSBC Securities, Inc.|388
SWIR|SIERRA WIRELESS IN##|IATS|INTERACTIVE BROKERS LLC|6094
SWIR|SIERRA WIRELESS IN##|IBKR|Interactive Brokers Llc|44511
SWIR|SIERRA WIRELESS IN##|ICBX|INSTINET, LLC|88156
SWIR|SIERRA WIRELESS IN##|INCA|INSTINET, LLC|47927
SWIR|SIERRA WIRELESS IN##|INJX|INSTINET, LLC|400
SWIR|SIERRA WIRELESS IN##|ITGI|ITG Inc.|7380
SWIR|SIERRA WIRELESS IN##|ITGP|ITG INC.|34200
SWIR|SIERRA WIRELESS IN##|JANY|Janney Montgomery Scott Inc.|904
SWIR|SIERRA WIRELESS IN##|JEFF|JEFFERIES LLC|3917
SWIR|SIERRA WIRELESS IN##|JMPT|JUMP TRADING, LLC|1910
SWIR|SIERRA WIRELESS IN##|JPBX|J.P. MORGAN SECURITIES LLC|1576
SWIR|SIERRA WIRELESS IN##|JPMX|J.P. Morgan Securities LLC|81024
SWIR|SIERRA WIRELESS IN##|JSJX|JANE STREET CAPITAL LLC|1019
SWIR|SIERRA WIRELESS IN##|KCGM|VIRTU Americas LLC|27607
SWIR|SIERRA WIRELESS IN##|LEHM|Barclays Capital Inc./Le|112453
SWIR|SIERRA WIRELESS IN##|LIME|Lime Brokerage LLC|95526
SWIR|SIERRA WIRELESS IN##|MCMF|Raymond James Ltd. Cds|7775
SWIR|SIERRA WIRELESS IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|116650
SWIR|SIERRA WIRELESS IN##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
SWIR|SIERRA WIRELESS IN##|MSCO|MORGAN STANLEY & CO. LLC|296254
SWIR|SIERRA WIRELESS IN##|MSPL|MORGAN STANLEY & CO. LLC|380500
SWIR|SIERRA WIRELESS IN##|MSTX|MORGAN STANLEY & CO. LLC|14000
SWIR|SIERRA WIRELESS IN##|NATL|National Securities Corporation|100
SWIR|SIERRA WIRELESS IN##|NBCS|NBC Securities, INC.|500
SWIR|SIERRA WIRELESS IN##|NFSC|National Financial Services LLC|256457
SWIR|SIERRA WIRELESS IN##|NITE|VIRTU Americas LLC|470341
SWIR|SIERRA WIRELESS IN##|NITP|VIRTU Americas LLC|2400
SWIR|SIERRA WIRELESS IN##|NQRB|Brut, LLC|1562
SWIR|SIERRA WIRELESS IN##|NTRC|Northern Trust Securities, Inc.|200
SWIR|SIERRA WIRELESS IN##|OPCO|Oppenheimer & Co. Inc.|3929
SWIR|SIERRA WIRELESS IN##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
SWIR|SIERRA WIRELESS IN##|PCPT|PHILLIP CAPITAL INC.|3000
SWIR|SIERRA WIRELESS IN##|PDQM|CODA MARKETS, INC.|8518
SWIR|SIERRA WIRELESS IN##|PWJC|UBS Financial Services, Inc.|500
SWIR|SIERRA WIRELESS IN##|RAJA|Raymond James & Associates, Inc.|2154
SWIR|SIERRA WIRELESS IN##|RBCM|RBC CAPITAL MARKETS, LLC|35784
SWIR|SIERRA WIRELESS IN##|RGLD|Regal Securities, Inc|4
SWIR|SIERRA WIRELESS IN##|SAGL|SAGETRADER, LLC|500
SWIR|SIERRA WIRELESS IN##|SALI|INTL FCSTONE FINANCIAL INC.|300
SWIR|SIERRA WIRELESS IN##|SBSH|Citigroup Global Markets Inc.|4989
SWIR|SIERRA WIRELESS IN##|SGMT|GOLDMAN SACHS & CO. LLC|29442
SWIR|SIERRA WIRELESS IN##|SPDR|SPEEDROUTE LLC|3300
SWIR|SIERRA WIRELESS IN##|STFL|Stifel, Nicolaus & Company, Incorporated|1569
SWIR|SIERRA WIRELESS IN##|STKP|STOCKPILE INVESTMENTS, INC.|190
SWIR|SIERRA WIRELESS IN##|SWIM|TD Ameritrade, Inc.|26611
SWIR|SIERRA WIRELESS IN##|SWST|Hilltop Securities Inc.|560
SWIR|SIERRA WIRELESS IN##|TKNG|ALLY INVEST SECURITIES LLC|4810
SWIR|SIERRA WIRELESS IN##|TRBT|Tradebot Systems, Inc.|4040
SWIR|SIERRA WIRELESS IN##|TRCM|TRC MARKETS LLC|19093
SWIR|SIERRA WIRELESS IN##|UBSA|UBS SECURITIES LLC|350997
SWIR|SIERRA WIRELESS IN##|UBSS|UBS Securities LLC|134101
SWIR|SIERRA WIRELESS IN##|VALX|VIRTU AMERICAS LLC|17321
SWIR|SIERRA WIRELESS IN##|VGRD|Vanguard Marketing Corporation|29082
SWIR|SIERRA WIRELESS IN##|WBLR|WILLIAM BLAIR|1172
SWIR|SIERRA WIRELESS IN##|WBPX|SUMMIT SECURITIES GROUP, LLC|700
SWIR|SIERRA WIRELESS IN##|WCHV|WELLS FARGO SECURITIES, LLC|120578
SWIR|SIERRA WIRELESS IN##|WEED|Weeden & Co.L.P.|360
SWIR|SIERRA WIRELESS IN##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|872
SWIR|SIERRA WIRELESS IN##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2108
SWIR|SIERRA WIRELESS IN##|WFPB|Wells Fargo Securities, LLC.|2100
SWIR|SIERRA WIRELESS IN##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|70
SWIR|SIERRA WIRELESS IN##|WSEA|WOLVERINE SECURITIES, LLC|4647
SWIR|SIERRA WIRELESS IN##|XIST|INSTINET, LLC|7000
SWIR|SIERRA WIRELESS IN##|XSTM|NATIONAL FINANCIAL SERVICES LLC|41636
SWIR|SIERRA WIRELESS IN##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7075
SWJ|STANLEY BLACK & DECK|APCC|Apex Clearing Corporation|751
SWJ|STANLEY BLACK & DECK|BATM|CBOE TRADING, INC.|1022
SWJ|STANLEY BLACK & DECK|BBNT|BB&T SECURITIES, LLC|6
SWJ|STANLEY BLACK & DECK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|562
SWJ|STANLEY BLACK & DECK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1300
SWJ|STANLEY BLACK & DECK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9064
SWJ|STANLEY BLACK & DECK|CXCX|CITIGROUP GLOBAL MARKETS INC.|4600
SWJ|STANLEY BLACK & DECK|DBAX|Deutsche Bank Securities Inc.|4900
SWJ|STANLEY BLACK & DECK|DEAN|MORGAN STANLEY|12023
SWJ|STANLEY BLACK & DECK|EBXL|EBX LLC|1500
SWJ|STANLEY BLACK & DECK|ECUT|CONVERGEX EXECUTION SOLUTIONS|3654
SWJ|STANLEY BLACK & DECK|EDJO|Edward D. Jones & Co., L.P.|600
SWJ|STANLEY BLACK & DECK|EGXM|CBOE TRADING, INC.|100
SWJ|STANLEY BLACK & DECK|ETRS|E*Trade Securities LLC|4201
SWJ|STANLEY BLACK & DECK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|531
SWJ|STANLEY BLACK & DECK|GLPX|ACS EXECUTION SERVICES, LLC|100
SWJ|STANLEY BLACK & DECK|GSCO|GOLDMAN SACHS & CO. LLC|598
SWJ|STANLEY BLACK & DECK|GTSZ|GTS SECURITIES LLC|1000
SWJ|STANLEY BLACK & DECK|HRBF|American Enterprise Investment Services Inc.|7790
SWJ|STANLEY BLACK & DECK|IATS|INTERACTIVE BROKERS LLC|150
SWJ|STANLEY BLACK & DECK|IBKR|Interactive Brokers Llc|1842
SWJ|STANLEY BLACK & DECK|ICBX|INSTINET, LLC|2595
SWJ|STANLEY BLACK & DECK|INCA|INSTINET, LLC|350
SWJ|STANLEY BLACK & DECK|ITGI|ITG Inc.|203
SWJ|STANLEY BLACK & DECK|JANY|Janney Montgomery Scott Inc.|1021
SWJ|STANLEY BLACK & DECK|JEFF|JEFFERIES LLC|170
SWJ|STANLEY BLACK & DECK|JPMX|J.P. Morgan Securities LLC|3800
SWJ|STANLEY BLACK & DECK|JSEB|JANE STREET EXECUTION SERVICES, LLC|1872
SWJ|STANLEY BLACK & DECK|KCGM|VIRTU Americas LLC|1400
SWJ|STANLEY BLACK & DECK|LEHM|Barclays Capital Inc./Le|7200
SWJ|STANLEY BLACK & DECK|LIME|Lime Brokerage LLC|600
SWJ|STANLEY BLACK & DECK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
SWJ|STANLEY BLACK & DECK|MAXM|Maxim Group LLC|3530
SWJ|STANLEY BLACK & DECK|MCMF|Raymond James Ltd. Cds|2200
SWJ|STANLEY BLACK & DECK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
SWJ|STANLEY BLACK & DECK|MSCO|MORGAN STANLEY & CO. LLC|5767
SWJ|STANLEY BLACK & DECK|MSPL|MORGAN STANLEY & CO. LLC|1900
SWJ|STANLEY BLACK & DECK|NFSC|National Financial Services LLC|16578
SWJ|STANLEY BLACK & DECK|NITE|VIRTU Americas LLC|60652
SWJ|STANLEY BLACK & DECK|NQRB|Brut, LLC|400
SWJ|STANLEY BLACK & DECK|OPCO|Oppenheimer & Co. Inc.|1100
SWJ|STANLEY BLACK & DECK|PDQM|CODA MARKETS, INC.|100
SWJ|STANLEY BLACK & DECK|PWJC|UBS Financial Services, Inc.|1655
SWJ|STANLEY BLACK & DECK|RBCM|RBC CAPITAL MARKETS, LLC|5683
SWJ|STANLEY BLACK & DECK|SBSH|Citigroup Global Markets Inc.|2700
SWJ|STANLEY BLACK & DECK|SGMT|GOLDMAN SACHS & CO. LLC|2116
SWJ|STANLEY BLACK & DECK|SPDR|SPEEDROUTE LLC|1710
SWJ|STANLEY BLACK & DECK|STFL|Stifel, Nicolaus & Company, Incorporated|1403
SWJ|STANLEY BLACK & DECK|SWIM|TD Ameritrade, Inc.|13012
SWJ|STANLEY BLACK & DECK|TRBT|Tradebot Systems, Inc.|672
SWJ|STANLEY BLACK & DECK|UBSA|UBS SECURITIES LLC|17744
SWJ|STANLEY BLACK & DECK|UBSS|UBS Securities LLC|32400
SWJ|STANLEY BLACK & DECK|VERT|The Vertical Trading Group, LLC|500
SWJ|STANLEY BLACK & DECK|VGRD|Vanguard Marketing Corporation|300
SWJ|STANLEY BLACK & DECK|WCHV|WELLS FARGO SECURITIES, LLC|24899
SWJ|STANLEY BLACK & DECK|WEDB|WEDBUSH SECURITIES INC.|10
SWJ|STANLEY BLACK & DECK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|531
SWJ|STANLEY BLACK & DECK|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
SWJ|STANLEY BLACK & DECK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12185
SWK|STANLEY BLACK & DCKR|ABLE|NATIXIS Securities Americas LLC|7189
SWK|STANLEY BLACK & DCKR|ALTX|Alternet Securities Inc.|29167
SWK|STANLEY BLACK & DCKR|ANOS|ABEL/NOSER, L.L.C.|4008
SWK|STANLEY BLACK & DCKR|APCC|Apex Clearing Corporation|602
SWK|STANLEY BLACK & DCKR|BALE|M&T SECURITIES, INC.|301
SWK|STANLEY BLACK & DCKR|BANK|Primevest Financial Services, Inc.|181
SWK|STANLEY BLACK & DCKR|BARD|Robert W. Baird & Co. Incorporated|3798
SWK|STANLEY BLACK & DCKR|BATM|CBOE TRADING, INC.|19126
SWK|STANLEY BLACK & DCKR|BAYC|BAY CREST PARTNERS, LLC|7
SWK|STANLEY BLACK & DCKR|BAYT|BTIG, LLC|1500
SWK|STANLEY BLACK & DCKR|BBNT|BB&T SECURITIES, LLC|12301
SWK|STANLEY BLACK & DCKR|BERN|Sanford C. Bernstein & Co., LLC|257360
SWK|STANLEY BLACK & DCKR|BIDS|BIDS TRADING L.P.|66000
SWK|STANLEY BLACK & DCKR|BIMI|Banca IMI Securities Corp.|21
SWK|STANLEY BLACK & DCKR|BKCM|BNY Mellon Capital Markets LLC|35
SWK|STANLEY BLACK & DCKR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6843
SWK|STANLEY BLACK & DCKR|BLKX|INSTINET, LLC|120200
SWK|STANLEY BLACK & DCKR|BMOC|BMO Capital Markets Corp.|103
SWK|STANLEY BLACK & DCKR|BNPX|BNP PARIBAS SECURITIES CORP.|89399
SWK|STANLEY BLACK & DCKR|BTIG|BTIG, LLC|2385
SWK|STANLEY BLACK & DCKR|BYXM|CBOE TRADING, INC.|5140
SWK|STANLEY BLACK & DCKR|BZYD|GOLDMAN SACHS & CO. LLC|200
SWK|STANLEY BLACK & DCKR|CABR|Cabrera Capital Markets, Inc.|16
SWK|STANLEY BLACK & DCKR|CANT|Cantor Fitzgerald & Co.|692
SWK|STANLEY BLACK & DCKR|CBLC|CITIGROUP GLOBAL MARKETS INC.|44600
SWK|STANLEY BLACK & DCKR|CHAS|Charles Schwab & Co., Inc.|2594
SWK|STANLEY BLACK & DCKR|CIBP|CIBC World Markets Corp.|11001
SWK|STANLEY BLACK & DCKR|CICF|Canaccord Genuity Corp.|200
SWK|STANLEY BLACK & DCKR|CIST|Capital Institutional Services, Inc.|15188
SWK|STANLEY BLACK & DCKR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|204765
SWK|STANLEY BLACK & DCKR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|540
SWK|STANLEY BLACK & DCKR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
SWK|STANLEY BLACK & DCKR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|792823
SWK|STANLEY BLACK & DCKR|CTDL|Citadel Derivatives Group Llc|4109
SWK|STANLEY BLACK & DCKR|CXCX|CITIGROUP GLOBAL MARKETS INC.|195500
SWK|STANLEY BLACK & DCKR|DADA|D.A. Davidson & Co.|2561
SWK|STANLEY BLACK & DCKR|DBAB|Deutsche Bank Securities Inc.|590177
SWK|STANLEY BLACK & DCKR|DBAX|Deutsche Bank Securities Inc.|616900
SWK|STANLEY BLACK & DCKR|DBUL|Deutsche Bank Securities Inc.|10044
SWK|STANLEY BLACK & DCKR|DCHF|Dart Executions, LLC|2557
SWK|STANLEY BLACK & DCKR|DEAN|MORGAN STANLEY|28274
SWK|STANLEY BLACK & DCKR|DEGS|RONIN PROFESSIONAL LLC|196
SWK|STANLEY BLACK & DCKR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9809
SWK|STANLEY BLACK & DCKR|DRWK|DRW SECURITIES, L.L.C.|2184
SWK|STANLEY BLACK & DCKR|EBXL|EBX LLC|218900
SWK|STANLEY BLACK & DCKR|ECUT|CONVERGEX EXECUTION SOLUTIONS|9011
SWK|STANLEY BLACK & DCKR|EDJC|Edward Jones / CDS|950
SWK|STANLEY BLACK & DCKR|EDJO|Edward D. Jones & Co., L.P.|10860
SWK|STANLEY BLACK & DCKR|EGAM|CBOE TRADING, INC.|13829
SWK|STANLEY BLACK & DCKR|EGAW|CBOE TRADING, INC.|315
SWK|STANLEY BLACK & DCKR|EGMT|EG MARKET TECHNOLOGIES LLC|3397
SWK|STANLEY BLACK & DCKR|EGXM|CBOE TRADING, INC.|9421
SWK|STANLEY BLACK & DCKR|EGXW|CBOE TRADING, INC.|30
SWK|STANLEY BLACK & DCKR|ETBE|Electronic Transaction Clearing, Inc.|45175
SWK|STANLEY BLACK & DCKR|ETCC|Electronic Transaction Clearing, Inc.|267
SWK|STANLEY BLACK & DCKR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55567
SWK|STANLEY BLACK & DCKR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1267
SWK|STANLEY BLACK & DCKR|ETRS|E*Trade Securities LLC|62085
SWK|STANLEY BLACK & DCKR|FBSB|U.S. Bancorp Investments, Inc.|1418
SWK|STANLEY BLACK & DCKR|FIDT|Fidelity Clearing Canada ULC./ CDS|8
SWK|STANLEY BLACK & DCKR|FILL|Tradestation Securities, Inc.|308
SWK|STANLEY BLACK & DCKR|FINX|FINTECH SECURITIES|1092
SWK|STANLEY BLACK & DCKR|FMAF|NBCN Inc./ CDS|3619
SWK|STANLEY BLACK & DCKR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15791
SWK|STANLEY BLACK & DCKR|FQLS|Quantlab Securities LP|421047
SWK|STANLEY BLACK & DCKR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133573
SWK|STANLEY BLACK & DCKR|FTBR|Foliofn Investments, Inc.|671
SWK|STANLEY BLACK & DCKR|GEBB|GLOBAL EXECUTION BROKERS, LP|164
SWK|STANLEY BLACK & DCKR|GLIS|TD Securities Inc|435
SWK|STANLEY BLACK & DCKR|GLPX|ACS EXECUTION SERVICES, LLC|55531
SWK|STANLEY BLACK & DCKR|GSCO|GOLDMAN SACHS & CO. LLC|1190088
SWK|STANLEY BLACK & DCKR|GSCS|GOLDMAN SACHS & CO. LLC|6378
SWK|STANLEY BLACK & DCKR|GSLT|GOLDMAN SACHS & CO. LLC|11327
SWK|STANLEY BLACK & DCKR|GTSZ|GTS SECURITIES LLC|218097
SWK|STANLEY BLACK & DCKR|HAPX|HAP Trading, LLC|100
SWK|STANLEY BLACK & DCKR|HPPX|POTAMUS TRADING, LLC|175
SWK|STANLEY BLACK & DCKR|HRBF|American Enterprise Investment Services Inc.|8180
SWK|STANLEY BLACK & DCKR|HSBC|HSBC Securities, Inc.|2118
SWK|STANLEY BLACK & DCKR|IATS|INTERACTIVE BROKERS LLC|5925
SWK|STANLEY BLACK & DCKR|IBKR|Interactive Brokers Llc|5468
SWK|STANLEY BLACK & DCKR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|431
SWK|STANLEY BLACK & DCKR|ICBX|INSTINET, LLC|97218
SWK|STANLEY BLACK & DCKR|IEQY|CITADEL SECURITIES LLC|172388
SWK|STANLEY BLACK & DCKR|INCA|INSTINET, LLC|504944
SWK|STANLEY BLACK & DCKR|INJX|INSTINET, LLC|24157
SWK|STANLEY BLACK & DCKR|ITGI|ITG Inc.|88531
SWK|STANLEY BLACK & DCKR|ITGP|ITG INC.|820000
SWK|STANLEY BLACK & DCKR|JANY|Janney Montgomery Scott Inc.|3908
SWK|STANLEY BLACK & DCKR|JEFF|JEFFERIES LLC|324528
SWK|STANLEY BLACK & DCKR|JMPT|JUMP TRADING, LLC|83976
SWK|STANLEY BLACK & DCKR|JONE|JonesTrading|342
SWK|STANLEY BLACK & DCKR|JPBX|J.P. MORGAN SECURITIES LLC|72736
SWK|STANLEY BLACK & DCKR|JPMX|J.P. Morgan Securities LLC|733286
SWK|STANLEY BLACK & DCKR|JSJX|JANE STREET CAPITAL LLC|5485
SWK|STANLEY BLACK & DCKR|KCGM|VIRTU Americas LLC|51124
SWK|STANLEY BLACK & DCKR|KEYB|KEYBANC CAPITAL MARKETS INC.|644
SWK|STANLEY BLACK & DCKR|LEHM|Barclays Capital Inc./Le|927714
SWK|STANLEY BLACK & DCKR|LGNT|COR CLEARING LLC|4
SWK|STANLEY BLACK & DCKR|LIME|Lime Brokerage LLC|45765
SWK|STANLEY BLACK & DCKR|LMNX|LUMINEX TRADING & ANALYTICS LLC|437616
SWK|STANLEY BLACK & DCKR|LQNA|LIQUIDNET, INC.|160300
SWK|STANLEY BLACK & DCKR|LSCI|Lek Securities Corporation|600
SWK|STANLEY BLACK & DCKR|MACC|Mid Atlantic Capital Corporation|1719
SWK|STANLEY BLACK & DCKR|MACQ|Macquarie Capital (USA) Inc.|1000
SWK|STANLEY BLACK & DCKR|MAXM|Maxim Group LLC|3528
SWK|STANLEY BLACK & DCKR|MCMF|Raymond James Ltd. Cds|2301
SWK|STANLEY BLACK & DCKR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|163928
SWK|STANLEY BLACK & DCKR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SWK|STANLEY BLACK & DCKR|MNDX|TJM Investments, LLC|5490
SWK|STANLEY BLACK & DCKR|MOTF|MOTIF INVESTING, INC.|21
SWK|STANLEY BLACK & DCKR|MSCO|MORGAN STANLEY & CO. LLC|2123510
SWK|STANLEY BLACK & DCKR|MSPL|MORGAN STANLEY & CO. LLC|475400
SWK|STANLEY BLACK & DCKR|MSTX|MORGAN STANLEY & CO. LLC|140700
SWK|STANLEY BLACK & DCKR|MUFG|MUFG SECURITIES AMERICAS INC.|5826
SWK|STANLEY BLACK & DCKR|NATL|National Securities Corporation|617
SWK|STANLEY BLACK & DCKR|NBCS|NBC Securities, INC.|75
SWK|STANLEY BLACK & DCKR|NEUB|NEUBERGER BERMAN BD LLC|1893
SWK|STANLEY BLACK & DCKR|NFSC|National Financial Services LLC|292430
SWK|STANLEY BLACK & DCKR|NITE|VIRTU Americas LLC|402703
SWK|STANLEY BLACK & DCKR|NITP|VIRTU Americas LLC|100
SWK|STANLEY BLACK & DCKR|NMRA|Nomura Securities International, Inc.|100
SWK|STANLEY BLACK & DCKR|NQRB|Brut, LLC|15294
SWK|STANLEY BLACK & DCKR|NTBF|BMO Nesbitt Burns Inc./CDS|517
SWK|STANLEY BLACK & DCKR|NTRC|Northern Trust Securities, Inc.|10451
SWK|STANLEY BLACK & DCKR|OHOS|TWO SIGMA SECURITIES, LLC|100655
SWK|STANLEY BLACK & DCKR|OPCO|Oppenheimer & Co. Inc.|13506
SWK|STANLEY BLACK & DCKR|PDQM|CODA MARKETS, INC.|168293
SWK|STANLEY BLACK & DCKR|PHLY|NASDAQ Execution Services, LLC|3400
SWK|STANLEY BLACK & DCKR|PWJC|UBS Financial Services, Inc.|8168
SWK|STANLEY BLACK & DCKR|QMSR|QUATTRO M SECURITIES INC.|581
SWK|STANLEY BLACK & DCKR|RBCM|RBC CAPITAL MARKETS, LLC|9570
SWK|STANLEY BLACK & DCKR|SAGL|SAGETRADER, LLC|93828
SWK|STANLEY BLACK & DCKR|SAGW|SAGETRADER, LLC|4
SWK|STANLEY BLACK & DCKR|SALI|INTL FCSTONE FINANCIAL INC.|256
SWK|STANLEY BLACK & DCKR|SBRX|MURIEL SIEBERT & CO INC|653
SWK|STANLEY BLACK & DCKR|SBSH|Citigroup Global Markets Inc.|222164
SWK|STANLEY BLACK & DCKR|SEIC|SEI Investments Distribution Co.|14208
SWK|STANLEY BLACK & DCKR|SGMT|GOLDMAN SACHS & CO. LLC|313872
SWK|STANLEY BLACK & DCKR|SHMR|ABN Amro Clearing LLC|32
SWK|STANLEY BLACK & DCKR|SOGO|Wang Investment Associates, Inc.|4
SWK|STANLEY BLACK & DCKR|SPDR|SPEEDROUTE LLC|32269
SWK|STANLEY BLACK & DCKR|SPHN|Stephens Inc.|971
SWK|STANLEY BLACK & DCKR|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
SWK|STANLEY BLACK & DCKR|STFL|Stifel, Nicolaus & Company, Incorporated|198028
SWK|STANLEY BLACK & DCKR|STKP|STOCKPILE INVESTMENTS, INC.|72
SWK|STANLEY BLACK & DCKR|STRS|STRATEGAS RESEARCH PARTNERS|700
SWK|STANLEY BLACK & DCKR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2844
SWK|STANLEY BLACK & DCKR|SWIM|TD Ameritrade, Inc.|15565
SWK|STANLEY BLACK & DCKR|SWST|Hilltop Securities Inc.|1093
SWK|STANLEY BLACK & DCKR|TAGC|TELSEY ADVISORY GROUP LLC|2285
SWK|STANLEY BLACK & DCKR|TKNG|ALLY INVEST SECURITIES LLC|954
SWK|STANLEY BLACK & DCKR|TRBT|Tradebot Systems, Inc.|237879
SWK|STANLEY BLACK & DCKR|TRCM|TRC MARKETS LLC|213302
SWK|STANLEY BLACK & DCKR|TWTT|TASTYWORKS, INC.|20
SWK|STANLEY BLACK & DCKR|UBSA|UBS SECURITIES LLC|950663
SWK|STANLEY BLACK & DCKR|UBSS|UBS Securities LLC|1469306
SWK|STANLEY BLACK & DCKR|VALX|VIRTU AMERICAS LLC|14393
SWK|STANLEY BLACK & DCKR|VERT|The Vertical Trading Group, LLC|1
SWK|STANLEY BLACK & DCKR|VGRD|Vanguard Marketing Corporation|5051
SWK|STANLEY BLACK & DCKR|VNDM|Wall Street Access|14540
SWK|STANLEY BLACK & DCKR|VNDS|VANDHAM SECURITIES CORP|2599
SWK|STANLEY BLACK & DCKR|WABR|Wall Street Access|175
SWK|STANLEY BLACK & DCKR|WBLR|WILLIAM BLAIR|1789
SWK|STANLEY BLACK & DCKR|WBPX|SUMMIT SECURITIES GROUP, LLC|2549
SWK|STANLEY BLACK & DCKR|WCHV|WELLS FARGO SECURITIES, LLC|182148
SWK|STANLEY BLACK & DCKR|WEDB|WEDBUSH SECURITIES INC.|1997
SWK|STANLEY BLACK & DCKR|WEED|Weeden & Co.L.P.|4364
SWK|STANLEY BLACK & DCKR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18499
SWK|STANLEY BLACK & DCKR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44620
SWK|STANLEY BLACK & DCKR|WGIF|CIBC World Markets Inc.|1789
SWK|STANLEY BLACK & DCKR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1048
SWK|STANLEY BLACK & DCKR|WSEA|WOLVERINE SECURITIES, LLC|4367
SWK|STANLEY BLACK & DCKR|XIST|INSTINET, LLC|92572
SWK|STANLEY BLACK & DCKR|XPQR|Jump Trading|4516
SWK|STANLEY BLACK & DCKR|XSTM|NATIONAL FINANCIAL SERVICES LLC|165484
SWK|STANLEY BLACK & DCKR|YKNA|COMHAR CAPITAL MARKETS, LLC|6176
SWK|STANLEY BLACK & DCKR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8006
SWKS|SKYWORKS SOLUTIONS##|ABLE|NATIXIS Securities Americas LLC|334747
SWKS|SKYWORKS SOLUTIONS##|ADAM|CANACCORD GENUITY INC.|200
SWKS|SKYWORKS SOLUTIONS##|AGIS|Aegis Capital Corp.|1446
SWKS|SKYWORKS SOLUTIONS##|ALTX|Alternet Securities Inc.|14123
SWKS|SKYWORKS SOLUTIONS##|ANOS|ABEL/NOSER, L.L.C.|100
SWKS|SKYWORKS SOLUTIONS##|APCC|Apex Clearing Corporation|3700
SWKS|SKYWORKS SOLUTIONS##|BANK|Primevest Financial Services, Inc.|867
SWKS|SKYWORKS SOLUTIONS##|BARD|Robert W. Baird & Co. Incorporated|2511
SWKS|SKYWORKS SOLUTIONS##|BATM|CBOE TRADING, INC.|6146
SWKS|SKYWORKS SOLUTIONS##|BAYC|BAY CREST PARTNERS, LLC|16337
SWKS|SKYWORKS SOLUTIONS##|BBNT|BB&T SECURITIES, LLC|707
SWKS|SKYWORKS SOLUTIONS##|BERN|Sanford C. Bernstein & Co., LLC|85079
SWKS|SKYWORKS SOLUTIONS##|BIMI|Banca IMI Securities Corp.|2470
SWKS|SKYWORKS SOLUTIONS##|BKCM|BNY Mellon Capital Markets LLC|850
SWKS|SKYWORKS SOLUTIONS##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26379
SWKS|SKYWORKS SOLUTIONS##|BLKX|INSTINET, LLC|15600
SWKS|SKYWORKS SOLUTIONS##|BMOC|BMO Capital Markets Corp.|71756
SWKS|SKYWORKS SOLUTIONS##|BNCH|The Benchmark Company, LLC|10300
SWKS|SKYWORKS SOLUTIONS##|BNPX|BNP PARIBAS SECURITIES CORP.|308005
SWKS|SKYWORKS SOLUTIONS##|BRGE|Newbridge Securities Corp.|50
SWKS|SKYWORKS SOLUTIONS##|BTIG|BTIG, LLC|70008
SWKS|SKYWORKS SOLUTIONS##|BYXM|CBOE TRADING, INC.|12500
SWKS|SKYWORKS SOLUTIONS##|BZYD|GOLDMAN SACHS & CO. LLC|200
SWKS|SKYWORKS SOLUTIONS##|CABR|Cabrera Capital Markets, Inc.|50
SWKS|SKYWORKS SOLUTIONS##|CANT|Cantor Fitzgerald & Co.|1462
SWKS|SKYWORKS SOLUTIONS##|CHAS|Charles Schwab & Co., Inc.|6655
SWKS|SKYWORKS SOLUTIONS##|CHLM|Craig-Hallum Capital Group LLC|200
SWKS|SKYWORKS SOLUTIONS##|CIBP|CIBC World Markets Corp.|10089
SWKS|SKYWORKS SOLUTIONS##|CIST|Capital Institutional Services, Inc.|1459
SWKS|SKYWORKS SOLUTIONS##|CLSA|CLSA AMERICAS, LLC|3200
SWKS|SKYWORKS SOLUTIONS##|CNFR|Cowen Prime Services LLC|600
SWKS|SKYWORKS SOLUTIONS##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|258908
SWKS|SKYWORKS SOLUTIONS##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
SWKS|SKYWORKS SOLUTIONS##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14571
SWKS|SKYWORKS SOLUTIONS##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|548678
SWKS|SKYWORKS SOLUTIONS##|CTDL|Citadel Derivatives Group Llc|65052
SWKS|SKYWORKS SOLUTIONS##|CXCX|CITIGROUP GLOBAL MARKETS INC.|40776
SWKS|SKYWORKS SOLUTIONS##|DADA|D.A. Davidson & Co.|1059
SWKS|SKYWORKS SOLUTIONS##|DAWA|Daiwa Capital Markets America Inc.|240
SWKS|SKYWORKS SOLUTIONS##|DBAB|Deutsche Bank Securities Inc.|2095154
SWKS|SKYWORKS SOLUTIONS##|DBAX|Deutsche Bank Securities Inc.|287000
SWKS|SKYWORKS SOLUTIONS##|DBUL|Deutsche Bank Securities Inc.|3500
SWKS|SKYWORKS SOLUTIONS##|DCHF|Dart Executions, LLC|53834
SWKS|SKYWORKS SOLUTIONS##|DEAN|MORGAN STANLEY|8960
SWKS|SKYWORKS SOLUTIONS##|DEGS|RONIN PROFESSIONAL LLC|4393
SWKS|SKYWORKS SOLUTIONS##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12373
SWKS|SKYWORKS SOLUTIONS##|DRWC|DRW SECURITIES, L.L.C.|100
SWKS|SKYWORKS SOLUTIONS##|EBXL|EBX LLC|232300
SWKS|SKYWORKS SOLUTIONS##|ECUT|CONVERGEX EXECUTION SOLUTIONS|7415
SWKS|SKYWORKS SOLUTIONS##|EDJC|Edward Jones / CDS|335
SWKS|SKYWORKS SOLUTIONS##|EDJO|Edward D. Jones & Co., L.P.|5244
SWKS|SKYWORKS SOLUTIONS##|EGAM|CBOE TRADING, INC.|14090
SWKS|SKYWORKS SOLUTIONS##|EGAW|CBOE TRADING, INC.|62
SWKS|SKYWORKS SOLUTIONS##|EGMT|EG MARKET TECHNOLOGIES LLC|7070
SWKS|SKYWORKS SOLUTIONS##|EGXM|CBOE TRADING, INC.|5187
SWKS|SKYWORKS SOLUTIONS##|EGXW|CBOE TRADING, INC.|200
SWKS|SKYWORKS SOLUTIONS##|ETBE|Electronic Transaction Clearing, Inc.|100174
SWKS|SKYWORKS SOLUTIONS##|ETCB|ETC BROKERAGE SERVICES, LLC|36
SWKS|SKYWORKS SOLUTIONS##|ETCC|Electronic Transaction Clearing, Inc.|4700
SWKS|SKYWORKS SOLUTIONS##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5090
SWKS|SKYWORKS SOLUTIONS##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|75901
SWKS|SKYWORKS SOLUTIONS##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|335
SWKS|SKYWORKS SOLUTIONS##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|288115
SWKS|SKYWORKS SOLUTIONS##|ETRS|E*Trade Securities LLC|425382
SWKS|SKYWORKS SOLUTIONS##|FBCO|Credit Suisse Securities (USA) LLC|1915990
SWKS|SKYWORKS SOLUTIONS##|FIDT|Fidelity Clearing Canada ULC./ CDS|133
SWKS|SKYWORKS SOLUTIONS##|FILL|Tradestation Securities, Inc.|6625
SWKS|SKYWORKS SOLUTIONS##|FINX|FINTECH SECURITIES|91
SWKS|SKYWORKS SOLUTIONS##|FMAF|NBCN Inc./ CDS|5928
SWKS|SKYWORKS SOLUTIONS##|FOMA|TD AMERITRADE CLEARING, INC.|331494
SWKS|SKYWORKS SOLUTIONS##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2530
SWKS|SKYWORKS SOLUTIONS##|FQLS|Quantlab Securities LP|845630
SWKS|SKYWORKS SOLUTIONS##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131280
SWKS|SKYWORKS SOLUTIONS##|FTBR|Foliofn Investments, Inc.|7903
SWKS|SKYWORKS SOLUTIONS##|GEBB|GLOBAL EXECUTION BROKERS, LP|106124
SWKS|SKYWORKS SOLUTIONS##|GELP|RBC CAPITAL MARKETS, LLC|1223
SWKS|SKYWORKS SOLUTIONS##|GLIS|TD Securities Inc|75
SWKS|SKYWORKS SOLUTIONS##|GLPX|ACS EXECUTION SERVICES, LLC|25627
SWKS|SKYWORKS SOLUTIONS##|GSCO|GOLDMAN SACHS & CO. LLC|3034614
SWKS|SKYWORKS SOLUTIONS##|GSCS|GOLDMAN SACHS & CO. LLC|63988
SWKS|SKYWORKS SOLUTIONS##|GSLT|GOLDMAN SACHS & CO. LLC|5519
SWKS|SKYWORKS SOLUTIONS##|GTSZ|GTS SECURITIES LLC|419146
SWKS|SKYWORKS SOLUTIONS##|HAPX|HAP Trading, LLC|1368
SWKS|SKYWORKS SOLUTIONS##|HASF|Haywood Securities Inc./CDS|1527
SWKS|SKYWORKS SOLUTIONS##|HRBF|American Enterprise Investment Services Inc.|10753
SWKS|SKYWORKS SOLUTIONS##|HSBC|HSBC Securities, Inc.|97833
SWKS|SKYWORKS SOLUTIONS##|IATS|INTERACTIVE BROKERS LLC|26375
SWKS|SKYWORKS SOLUTIONS##|IBKR|Interactive Brokers Llc|320681
SWKS|SKYWORKS SOLUTIONS##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|253
SWKS|SKYWORKS SOLUTIONS##|ICBX|INSTINET, LLC|40105
SWKS|SKYWORKS SOLUTIONS##|IEQY|CITADEL SECURITIES LLC|443621
SWKS|SKYWORKS SOLUTIONS##|INCA|INSTINET, LLC|1421862
SWKS|SKYWORKS SOLUTIONS##|INJX|INSTINET, LLC|50957
SWKS|SKYWORKS SOLUTIONS##|ITGI|ITG Inc.|85662
SWKS|SKYWORKS SOLUTIONS##|ITGP|ITG INC.|73200
SWKS|SKYWORKS SOLUTIONS##|JANY|Janney Montgomery Scott Inc.|2216
SWKS|SKYWORKS SOLUTIONS##|JEFF|JEFFERIES LLC|260633
SWKS|SKYWORKS SOLUTIONS##|JMPT|JUMP TRADING, LLC|94140
SWKS|SKYWORKS SOLUTIONS##|JONE|JonesTrading|15240
SWKS|SKYWORKS SOLUTIONS##|JPBX|J.P. MORGAN SECURITIES LLC|197839
SWKS|SKYWORKS SOLUTIONS##|JPMX|J.P. Morgan Securities LLC|428954
SWKS|SKYWORKS SOLUTIONS##|JSCL|JOSEPH STONE CAPITAL L.L.C.|450
SWKS|SKYWORKS SOLUTIONS##|JSJX|JANE STREET CAPITAL LLC|8261
SWKS|SKYWORKS SOLUTIONS##|KCGM|VIRTU Americas LLC|37600
SWKS|SKYWORKS SOLUTIONS##|LEHM|Barclays Capital Inc./Le|1527697
SWKS|SKYWORKS SOLUTIONS##|LGNT|COR CLEARING LLC|6
SWKS|SKYWORKS SOLUTIONS##|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|120
SWKS|SKYWORKS SOLUTIONS##|LIME|Lime Brokerage LLC|272027
SWKS|SKYWORKS SOLUTIONS##|LIWD|LIME BROKERAGE LLC|180
SWKS|SKYWORKS SOLUTIONS##|LMGP|LIME BROKERAGE LLC|23696
SWKS|SKYWORKS SOLUTIONS##|LOOP|Loop Capital Markets LLC|157
SWKS|SKYWORKS SOLUTIONS##|LQNA|LIQUIDNET, INC.|73600
SWKS|SKYWORKS SOLUTIONS##|LSCI|Lek Securities Corporation|17708
SWKS|SKYWORKS SOLUTIONS##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
SWKS|SKYWORKS SOLUTIONS##|MACC|Mid Atlantic Capital Corporation|1846
SWKS|SKYWORKS SOLUTIONS##|MACQ|Macquarie Capital (USA) Inc.|2448
SWKS|SKYWORKS SOLUTIONS##|MAXM|Maxim Group LLC|1712
SWKS|SKYWORKS SOLUTIONS##|MBTS|ALLY INVEST SECURITIES LLC|100
SWKS|SKYWORKS SOLUTIONS##|MCMF|Raymond James Ltd. Cds|4442
SWKS|SKYWORKS SOLUTIONS##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59744
SWKS|SKYWORKS SOLUTIONS##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
SWKS|SKYWORKS SOLUTIONS##|MOTF|MOTIF INVESTING, INC.|84
SWKS|SKYWORKS SOLUTIONS##|MPSG|E D & F Man Capital Markets Inc.|867
SWKS|SKYWORKS SOLUTIONS##|MSCO|MORGAN STANLEY & CO. LLC|5263807
SWKS|SKYWORKS SOLUTIONS##|MSPL|MORGAN STANLEY & CO. LLC|301500
SWKS|SKYWORKS SOLUTIONS##|MSTX|MORGAN STANLEY & CO. LLC|305500
SWKS|SKYWORKS SOLUTIONS##|MZHO|Mizuho Securities USA LLC|34000
SWKS|SKYWORKS SOLUTIONS##|NATL|National Securities Corporation|2719
SWKS|SKYWORKS SOLUTIONS##|NEED|Needham & Company, LLC|214
SWKS|SKYWORKS SOLUTIONS##|NEUB|NEUBERGER BERMAN BD LLC|2150
SWKS|SKYWORKS SOLUTIONS##|NFSC|National Financial Services LLC|389819
SWKS|SKYWORKS SOLUTIONS##|NITE|VIRTU Americas LLC|928068
SWKS|SKYWORKS SOLUTIONS##|NITP|VIRTU Americas LLC|4450
SWKS|SKYWORKS SOLUTIONS##|NQRB|Brut, LLC|17077
SWKS|SKYWORKS SOLUTIONS##|NTRC|Northern Trust Securities, Inc.|375
SWKS|SKYWORKS SOLUTIONS##|OHOS|TWO SIGMA SECURITIES, LLC|187627
SWKS|SKYWORKS SOLUTIONS##|OLDM|OLD MISSION CAPITAL, LLC|7444
SWKS|SKYWORKS SOLUTIONS##|OPCO|Oppenheimer & Co. Inc.|15707
SWKS|SKYWORKS SOLUTIONS##|PASL|Pershing Advisor Solutions LLC|675
SWKS|SKYWORKS SOLUTIONS##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|14314
SWKS|SKYWORKS SOLUTIONS##|PCFF|Pacific International Securities Inc./CDS|150
SWKS|SKYWORKS SOLUTIONS##|PCPT|PHILLIP CAPITAL INC.|1380
SWKS|SKYWORKS SOLUTIONS##|PDQM|CODA MARKETS, INC.|75596
SWKS|SKYWORKS SOLUTIONS##|PHLY|NASDAQ Execution Services, LLC|15000
SWKS|SKYWORKS SOLUTIONS##|PICT|Pictet Overseas Inc.|250
SWKS|SKYWORKS SOLUTIONS##|PWJC|UBS Financial Services, Inc.|4237
SWKS|SKYWORKS SOLUTIONS##|QMSR|QUATTRO M SECURITIES INC.|9165
SWKS|SKYWORKS SOLUTIONS##|RAJA|Raymond James & Associates, Inc.|21113
SWKS|SKYWORKS SOLUTIONS##|RBCM|RBC CAPITAL MARKETS, LLC|9687
SWKS|SKYWORKS SOLUTIONS##|RGLD|Regal Securities, Inc|500
SWKS|SKYWORKS SOLUTIONS##|SAGL|SAGETRADER, LLC|35409
SWKS|SKYWORKS SOLUTIONS##|SAGW|SAGETRADER, LLC|1256
SWKS|SKYWORKS SOLUTIONS##|SALI|INTL FCSTONE FINANCIAL INC.|901
SWKS|SKYWORKS SOLUTIONS##|SBSH|Citigroup Global Markets Inc.|1079845
SWKS|SKYWORKS SOLUTIONS##|SCMC|Scotia Capital Markets (USA) Inc.|420000
SWKS|SKYWORKS SOLUTIONS##|SEIC|SEI Investments Distribution Co.|8921
SWKS|SKYWORKS SOLUTIONS##|SGMT|GOLDMAN SACHS & CO. LLC|148111
SWKS|SKYWORKS SOLUTIONS##|SHMR|ABN Amro Clearing LLC|46
SWKS|SKYWORKS SOLUTIONS##|SJLS|TRADE INFORMATICS LLC|100
SWKS|SKYWORKS SOLUTIONS##|SPDR|SPEEDROUTE LLC|9655
SWKS|SKYWORKS SOLUTIONS##|SPHN|Stephens Inc.|51
SWKS|SKYWORKS SOLUTIONS##|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
SWKS|SKYWORKS SOLUTIONS##|STFL|Stifel, Nicolaus & Company, Incorporated|41772
SWKS|SKYWORKS SOLUTIONS##|STKP|STOCKPILE INVESTMENTS, INC.|106
SWKS|SKYWORKS SOLUTIONS##|STXG|Stockcross Financial Services, Inc.|11
SWKS|SKYWORKS SOLUTIONS##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|68
SWKS|SKYWORKS SOLUTIONS##|SWIM|TD Ameritrade, Inc.|175434
SWKS|SKYWORKS SOLUTIONS##|SWST|Hilltop Securities Inc.|12344
SWKS|SKYWORKS SOLUTIONS##|TKNG|ALLY INVEST SECURITIES LLC|2644
SWKS|SKYWORKS SOLUTIONS##|TONC|CUTTONE & CO., LLC|1383
SWKS|SKYWORKS SOLUTIONS##|TRBT|Tradebot Systems, Inc.|448008
SWKS|SKYWORKS SOLUTIONS##|TRCM|TRC MARKETS LLC|565464
SWKS|SKYWORKS SOLUTIONS##|TTUC|CUTTONE & CO., INC.|8185
SWKS|SKYWORKS SOLUTIONS##|TWTT|TASTYWORKS, INC.|2008
SWKS|SKYWORKS SOLUTIONS##|UBSA|UBS SECURITIES LLC|751161
SWKS|SKYWORKS SOLUTIONS##|UBSS|UBS Securities LLC|2106335
SWKS|SKYWORKS SOLUTIONS##|VALX|VIRTU AMERICAS LLC|40365
SWKS|SKYWORKS SOLUTIONS##|VGRD|Vanguard Marketing Corporation|17141
SWKS|SKYWORKS SOLUTIONS##|WABR|Wall Street Access|799
SWKS|SKYWORKS SOLUTIONS##|WBLR|WILLIAM BLAIR|1080
SWKS|SKYWORKS SOLUTIONS##|WBPX|SUMMIT SECURITIES GROUP, LLC|29850
SWKS|SKYWORKS SOLUTIONS##|WCHV|WELLS FARGO SECURITIES, LLC|198028
SWKS|SKYWORKS SOLUTIONS##|WDNX|WEEDEN & CO.L.P.|1720
SWKS|SKYWORKS SOLUTIONS##|WEDB|WEDBUSH SECURITIES INC.|4093
SWKS|SKYWORKS SOLUTIONS##|WEED|Weeden & Co.L.P.|580
SWKS|SKYWORKS SOLUTIONS##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|140416
SWKS|SKYWORKS SOLUTIONS##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11579
SWKS|SKYWORKS SOLUTIONS##|WFPB|Wells Fargo Securities, LLC.|486
SWKS|SKYWORKS SOLUTIONS##|WGIF|CIBC World Markets Inc.|6378
SWKS|SKYWORKS SOLUTIONS##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|461
SWKS|SKYWORKS SOLUTIONS##|WSEA|WOLVERINE SECURITIES, LLC|21409
SWKS|SKYWORKS SOLUTIONS##|WTFS|JUST2TRADE, INC.|20
SWKS|SKYWORKS SOLUTIONS##|XIST|INSTINET, LLC|153136
SWKS|SKYWORKS SOLUTIONS##|XPQR|Jump Trading|12
SWKS|SKYWORKS SOLUTIONS##|XSTM|NATIONAL FINANCIAL SERVICES LLC|55140
SWKS|SKYWORKS SOLUTIONS##|YKNA|COMHAR CAPITAL MARKETS, LLC|1949
SWKS|SKYWORKS SOLUTIONS##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5701
SWM|SCHWEITZER MAUDIT|ALTX|Alternet Securities Inc.|1600
SWM|SCHWEITZER MAUDIT|ANOS|ABEL/NOSER, L.L.C.|112
SWM|SCHWEITZER MAUDIT|APCC|Apex Clearing Corporation|36
SWM|SCHWEITZER MAUDIT|BANK|Primevest Financial Services, Inc.|7
SWM|SCHWEITZER MAUDIT|BARD|Robert W. Baird & Co. Incorporated|7
SWM|SCHWEITZER MAUDIT|BATM|CBOE TRADING, INC.|707
SWM|SCHWEITZER MAUDIT|BERN|Sanford C. Bernstein & Co., LLC|2777
SWM|SCHWEITZER MAUDIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2453
SWM|SCHWEITZER MAUDIT|BNPX|BNP PARIBAS SECURITIES CORP.|6243
SWM|SCHWEITZER MAUDIT|BRVL|BLAYLOCK VAN, LLC|100
SWM|SCHWEITZER MAUDIT|BTIG|BTIG, LLC|24365
SWM|SCHWEITZER MAUDIT|BZYD|GOLDMAN SACHS & CO. LLC|1630
SWM|SCHWEITZER MAUDIT|CANT|Cantor Fitzgerald & Co.|35
SWM|SCHWEITZER MAUDIT|CHAS|Charles Schwab & Co., Inc.|799
SWM|SCHWEITZER MAUDIT|CIST|Capital Institutional Services, Inc.|14
SWM|SCHWEITZER MAUDIT|CLSA|CLSA AMERICAS, LLC|200
SWM|SCHWEITZER MAUDIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1815
SWM|SCHWEITZER MAUDIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
SWM|SCHWEITZER MAUDIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39061
SWM|SCHWEITZER MAUDIT|CTDL|Citadel Derivatives Group Llc|743
SWM|SCHWEITZER MAUDIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|4498
SWM|SCHWEITZER MAUDIT|DBAB|Deutsche Bank Securities Inc.|32148
SWM|SCHWEITZER MAUDIT|DBAX|Deutsche Bank Securities Inc.|40000
SWM|SCHWEITZER MAUDIT|DEAN|MORGAN STANLEY|754
SWM|SCHWEITZER MAUDIT|DEGS|RONIN PROFESSIONAL LLC|100
SWM|SCHWEITZER MAUDIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|838
SWM|SCHWEITZER MAUDIT|EBXL|EBX LLC|42600
SWM|SCHWEITZER MAUDIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|135067
SWM|SCHWEITZER MAUDIT|EDJO|Edward D. Jones & Co., L.P.|72
SWM|SCHWEITZER MAUDIT|EGAM|CBOE TRADING, INC.|920
SWM|SCHWEITZER MAUDIT|EGMT|EG MARKET TECHNOLOGIES LLC|300
SWM|SCHWEITZER MAUDIT|EGXM|CBOE TRADING, INC.|73
SWM|SCHWEITZER MAUDIT|ELEV|ELEVATION, LLC|6465
SWM|SCHWEITZER MAUDIT|ESPO|ESPOSITO SECURITIES, LLC|1520
SWM|SCHWEITZER MAUDIT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SWM|SCHWEITZER MAUDIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9643
SWM|SCHWEITZER MAUDIT|ETRS|E*Trade Securities LLC|1908
SWM|SCHWEITZER MAUDIT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|311
SWM|SCHWEITZER MAUDIT|FQLS|Quantlab Securities LP|24558
SWM|SCHWEITZER MAUDIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34692
SWM|SCHWEITZER MAUDIT|FTBR|Foliofn Investments, Inc.|3617
SWM|SCHWEITZER MAUDIT|GLPX|ACS EXECUTION SERVICES, LLC|985
SWM|SCHWEITZER MAUDIT|GSCO|GOLDMAN SACHS & CO. LLC|275235
SWM|SCHWEITZER MAUDIT|GSCS|GOLDMAN SACHS & CO. LLC|3153
SWM|SCHWEITZER MAUDIT|GSLT|GOLDMAN SACHS & CO. LLC|331
SWM|SCHWEITZER MAUDIT|GTSZ|GTS SECURITIES LLC|24325
SWM|SCHWEITZER MAUDIT|HRBF|American Enterprise Investment Services Inc.|3964
SWM|SCHWEITZER MAUDIT|IATS|INTERACTIVE BROKERS LLC|344
SWM|SCHWEITZER MAUDIT|IBKR|Interactive Brokers Llc|1559
SWM|SCHWEITZER MAUDIT|ICBX|INSTINET, LLC|6000
SWM|SCHWEITZER MAUDIT|IEQY|CITADEL SECURITIES LLC|7387
SWM|SCHWEITZER MAUDIT|INCA|INSTINET, LLC|23177
SWM|SCHWEITZER MAUDIT|INJX|INSTINET, LLC|1495
SWM|SCHWEITZER MAUDIT|ITGI|ITG Inc.|7195
SWM|SCHWEITZER MAUDIT|ITGP|ITG INC.|20400
SWM|SCHWEITZER MAUDIT|JANY|Janney Montgomery Scott Inc.|3
SWM|SCHWEITZER MAUDIT|JEFF|JEFFERIES LLC|3241
SWM|SCHWEITZER MAUDIT|JMPT|JUMP TRADING, LLC|2776
SWM|SCHWEITZER MAUDIT|JPBX|J.P. MORGAN SECURITIES LLC|7895
SWM|SCHWEITZER MAUDIT|JPMX|J.P. Morgan Securities LLC|106908
SWM|SCHWEITZER MAUDIT|JSJX|JANE STREET CAPITAL LLC|1889
SWM|SCHWEITZER MAUDIT|KCGM|VIRTU Americas LLC|6523
SWM|SCHWEITZER MAUDIT|LEHM|Barclays Capital Inc./Le|87456
SWM|SCHWEITZER MAUDIT|LIME|Lime Brokerage LLC|14999
SWM|SCHWEITZER MAUDIT|LOOP|Loop Capital Markets LLC|1900
SWM|SCHWEITZER MAUDIT|LQNA|LIQUIDNET, INC.|8900
SWM|SCHWEITZER MAUDIT|LQNB|LIQUIDNET, INC.|432
SWM|SCHWEITZER MAUDIT|LSCI|Lek Securities Corporation|6
SWM|SCHWEITZER MAUDIT|MAXM|Maxim Group LLC|432
SWM|SCHWEITZER MAUDIT|MCMF|Raymond James Ltd. Cds|58
SWM|SCHWEITZER MAUDIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63556
SWM|SCHWEITZER MAUDIT|MOTF|MOTIF INVESTING, INC.|2
SWM|SCHWEITZER MAUDIT|MSCO|MORGAN STANLEY & CO. LLC|246661
SWM|SCHWEITZER MAUDIT|MSPL|MORGAN STANLEY & CO. LLC|123700
SWM|SCHWEITZER MAUDIT|MSTX|MORGAN STANLEY & CO. LLC|14200
SWM|SCHWEITZER MAUDIT|NFSC|National Financial Services LLC|28199
SWM|SCHWEITZER MAUDIT|NITE|VIRTU Americas LLC|25794
SWM|SCHWEITZER MAUDIT|NQRB|Brut, LLC|753
SWM|SCHWEITZER MAUDIT|OPCO|Oppenheimer & Co. Inc.|400
SWM|SCHWEITZER MAUDIT|PDQM|CODA MARKETS, INC.|3073
SWM|SCHWEITZER MAUDIT|RBCM|RBC CAPITAL MARKETS, LLC|179
SWM|SCHWEITZER MAUDIT|SBSH|Citigroup Global Markets Inc.|14836
SWM|SCHWEITZER MAUDIT|SEIC|SEI Investments Distribution Co.|300
SWM|SCHWEITZER MAUDIT|SGMT|GOLDMAN SACHS & CO. LLC|22863
SWM|SCHWEITZER MAUDIT|SIDC|Sidoti & Company, LLC|883
SWM|SCHWEITZER MAUDIT|SPDR|SPEEDROUTE LLC|100
SWM|SCHWEITZER MAUDIT|STFL|Stifel, Nicolaus & Company, Incorporated|289
SWM|SCHWEITZER MAUDIT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2498
SWM|SCHWEITZER MAUDIT|SWIM|TD Ameritrade, Inc.|574
SWM|SCHWEITZER MAUDIT|SWST|Hilltop Securities Inc.|1369
SWM|SCHWEITZER MAUDIT|TKNG|ALLY INVEST SECURITIES LLC|100
SWM|SCHWEITZER MAUDIT|TRBT|Tradebot Systems, Inc.|16295
SWM|SCHWEITZER MAUDIT|TRCM|TRC MARKETS LLC|8514
SWM|SCHWEITZER MAUDIT|UBSA|UBS SECURITIES LLC|91907
SWM|SCHWEITZER MAUDIT|UBSS|UBS Securities LLC|101711
SWM|SCHWEITZER MAUDIT|VALX|VIRTU AMERICAS LLC|2509
SWM|SCHWEITZER MAUDIT|VGRD|Vanguard Marketing Corporation|125
SWM|SCHWEITZER MAUDIT|WCHV|WELLS FARGO SECURITIES, LLC|12739
SWM|SCHWEITZER MAUDIT|WEDB|WEDBUSH SECURITIES INC.|1
SWM|SCHWEITZER MAUDIT|WEED|Weeden & Co.L.P.|390
SWM|SCHWEITZER MAUDIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|233
SWM|SCHWEITZER MAUDIT|WGIF|CIBC World Markets Inc.|28
SWM|SCHWEITZER MAUDIT|WSEA|WOLVERINE SECURITIES, LLC|132
SWM|SCHWEITZER MAUDIT|XIST|INSTINET, LLC|11850
SWM|SCHWEITZER MAUDIT|XPQR|Jump Trading|200
SWM|SCHWEITZER MAUDIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
SWM|SCHWEITZER MAUDIT|YKNA|COMHAR CAPITAL MARKETS, LLC|100
SWM|SCHWEITZER MAUDIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38
SWN|SOUTHWESTERN ENERGY|ABLE|NATIXIS Securities Americas LLC|3850574
SWN|SOUTHWESTERN ENERGY|ADAM|CANACCORD GENUITY INC.|1216010
SWN|SOUTHWESTERN ENERGY|ALFA|ALPHA TRADING L.P.|132276
SWN|SOUTHWESTERN ENERGY|ALTX|Alternet Securities Inc.|72937
SWN|SOUTHWESTERN ENERGY|ANDG|Andrew Garrett Inc.|8500
SWN|SOUTHWESTERN ENERGY|ANOS|ABEL/NOSER, L.L.C.|937
SWN|SOUTHWESTERN ENERGY|APCC|Apex Clearing Corporation|509880
SWN|SOUTHWESTERN ENERGY|BANK|Primevest Financial Services, Inc.|2420
SWN|SOUTHWESTERN ENERGY|BARD|Robert W. Baird & Co. Incorporated|20031
SWN|SOUTHWESTERN ENERGY|BATM|CBOE TRADING, INC.|7097
SWN|SOUTHWESTERN ENERGY|BAYC|BAY CREST PARTNERS, LLC|16226
SWN|SOUTHWESTERN ENERGY|BAYT|BTIG, LLC|12700
SWN|SOUTHWESTERN ENERGY|BBNT|BB&T SECURITIES, LLC|1775
SWN|SOUTHWESTERN ENERGY|BERN|Sanford C. Bernstein & Co., LLC|204131
SWN|SOUTHWESTERN ENERGY|BIAD|SAGETRADER, LLC|2125
SWN|SOUTHWESTERN ENERGY|BIDS|BIDS TRADING L.P.|6400
SWN|SOUTHWESTERN ENERGY|BIMI|Banca IMI Securities Corp.|65350
SWN|SOUTHWESTERN ENERGY|BKCM|BNY Mellon Capital Markets LLC|90107
SWN|SOUTHWESTERN ENERGY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|253733
SWN|SOUTHWESTERN ENERGY|BLKX|INSTINET, LLC|238336
SWN|SOUTHWESTERN ENERGY|BMAK|BMA SECURITIES|10000
SWN|SOUTHWESTERN ENERGY|BMOC|BMO Capital Markets Corp.|563088
SWN|SOUTHWESTERN ENERGY|BNPX|BNP PARIBAS SECURITIES CORP.|646234
SWN|SOUTHWESTERN ENERGY|BRVL|BLAYLOCK VAN, LLC|16600
SWN|SOUTHWESTERN ENERGY|BTIG|BTIG, LLC|1315313
SWN|SOUTHWESTERN ENERGY|BYXM|CBOE TRADING, INC.|3876
SWN|SOUTHWESTERN ENERGY|BZYD|GOLDMAN SACHS & CO. LLC|700
SWN|SOUTHWESTERN ENERGY|CANT|Cantor Fitzgerald & Co.|59426
SWN|SOUTHWESTERN ENERGY|CBLC|CITIGROUP GLOBAL MARKETS INC.|12800
SWN|SOUTHWESTERN ENERGY|CHAS|Charles Schwab & Co., Inc.|77446
SWN|SOUTHWESTERN ENERGY|CIBP|CIBC World Markets Corp.|720300
SWN|SOUTHWESTERN ENERGY|CLSA|CLSA AMERICAS, LLC|2900
SWN|SOUTHWESTERN ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1236185
SWN|SOUTHWESTERN ENERGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|78246
SWN|SOUTHWESTERN ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6331370
SWN|SOUTHWESTERN ENERGY|CTDL|Citadel Derivatives Group Llc|307766
SWN|SOUTHWESTERN ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|1614780
SWN|SOUTHWESTERN ENERGY|DADA|D.A. Davidson & Co.|1500
SWN|SOUTHWESTERN ENERGY|DAVA|Davenport & Company LLC|564
SWN|SOUTHWESTERN ENERGY|DBAB|Deutsche Bank Securities Inc.|1862434
SWN|SOUTHWESTERN ENERGY|DBAX|Deutsche Bank Securities Inc.|4630500
SWN|SOUTHWESTERN ENERGY|DCHF|Dart Executions, LLC|20742
SWN|SOUTHWESTERN ENERGY|DEAN|MORGAN STANLEY|11021
SWN|SOUTHWESTERN ENERGY|EBXL|EBX LLC|2031600
SWN|SOUTHWESTERN ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|192164
SWN|SOUTHWESTERN ENERGY|EDJO|Edward D. Jones & Co., L.P.|55031
SWN|SOUTHWESTERN ENERGY|EGAM|CBOE TRADING, INC.|45148
SWN|SOUTHWESTERN ENERGY|EGAW|CBOE TRADING, INC.|964
SWN|SOUTHWESTERN ENERGY|EGXM|CBOE TRADING, INC.|15957
SWN|SOUTHWESTERN ENERGY|ELEV|ELEVATION, LLC|33752
SWN|SOUTHWESTERN ENERGY|ESPO|ESPOSITO SECURITIES, LLC|10516
SWN|SOUTHWESTERN ENERGY|ETBE|Electronic Transaction Clearing, Inc.|135143
SWN|SOUTHWESTERN ENERGY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
SWN|SOUTHWESTERN ENERGY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
SWN|SOUTHWESTERN ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1500
SWN|SOUTHWESTERN ENERGY|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6211
SWN|SOUTHWESTERN ENERGY|ETRS|E*Trade Securities LLC|18791874
SWN|SOUTHWESTERN ENERGY|FBRC|B. RILEY FBR, INC.|4000
SWN|SOUTHWESTERN ENERGY|FBSB|U.S. Bancorp Investments, Inc.|2915
SWN|SOUTHWESTERN ENERGY|FFSI|Firstrade Securities Inc.|1501
SWN|SOUTHWESTERN ENERGY|FILL|Tradestation Securities, Inc.|82693
SWN|SOUTHWESTERN ENERGY|FMAF|NBCN Inc./ CDS|181267
SWN|SOUTHWESTERN ENERGY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|21600
SWN|SOUTHWESTERN ENERGY|FQLS|Quantlab Securities LP|1543736
SWN|SOUTHWESTERN ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|583197
SWN|SOUTHWESTERN ENERGY|FTBR|Foliofn Investments, Inc.|17233
SWN|SOUTHWESTERN ENERGY|GARC|ICAP Corporates LLC|87485
SWN|SOUTHWESTERN ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|62900
SWN|SOUTHWESTERN ENERGY|GLIS|TD Securities Inc|82664
SWN|SOUTHWESTERN ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|209180
SWN|SOUTHWESTERN ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|18312776
SWN|SOUTHWESTERN ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|322862
SWN|SOUTHWESTERN ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|149534
SWN|SOUTHWESTERN ENERGY|GTSZ|GTS SECURITIES LLC|524224
SWN|SOUTHWESTERN ENERGY|HRBF|American Enterprise Investment Services Inc.|41313
SWN|SOUTHWESTERN ENERGY|HSBC|HSBC Securities, Inc.|18810
SWN|SOUTHWESTERN ENERGY|IATS|INTERACTIVE BROKERS LLC|649038
SWN|SOUTHWESTERN ENERGY|IBKR|Interactive Brokers Llc|881420
SWN|SOUTHWESTERN ENERGY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1225
SWN|SOUTHWESTERN ENERGY|ICBX|INSTINET, LLC|2131560
SWN|SOUTHWESTERN ENERGY|IEQY|CITADEL SECURITIES LLC|2256397
SWN|SOUTHWESTERN ENERGY|INCA|INSTINET, LLC|1740294
SWN|SOUTHWESTERN ENERGY|INJX|INSTINET, LLC|83588
SWN|SOUTHWESTERN ENERGY|ITGI|ITG Inc.|447218
SWN|SOUTHWESTERN ENERGY|ITGP|ITG INC.|1579200
SWN|SOUTHWESTERN ENERGY|JANY|Janney Montgomery Scott Inc.|27010
SWN|SOUTHWESTERN ENERGY|JEFF|JEFFERIES LLC|1318666
SWN|SOUTHWESTERN ENERGY|JMPT|JUMP TRADING, LLC|319964
SWN|SOUTHWESTERN ENERGY|JPBX|J.P. MORGAN SECURITIES LLC|1519208
SWN|SOUTHWESTERN ENERGY|JPMX|J.P. Morgan Securities LLC|5832108
SWN|SOUTHWESTERN ENERGY|JRCO|Johnson Rice & Company L.L.C.|23478
SWN|SOUTHWESTERN ENERGY|JSJX|JANE STREET CAPITAL LLC|151672
SWN|SOUTHWESTERN ENERGY|KCGM|VIRTU Americas LLC|1281555
SWN|SOUTHWESTERN ENERGY|KRSH|Kershner Securities, LLC|21759
SWN|SOUTHWESTERN ENERGY|LEHM|Barclays Capital Inc./Le|11942390
SWN|SOUTHWESTERN ENERGY|LIME|Lime Brokerage LLC|331778
SWN|SOUTHWESTERN ENERGY|LOOP|Loop Capital Markets LLC|156451
SWN|SOUTHWESTERN ENERGY|LPCM|Lampert Capital Markets Inc.|59808
SWN|SOUTHWESTERN ENERGY|LQNA|LIQUIDNET, INC.|339000
SWN|SOUTHWESTERN ENERGY|LQNB|LIQUIDNET, INC.|7502
SWN|SOUTHWESTERN ENERGY|LSCI|Lek Securities Corporation|29017
SWN|SOUTHWESTERN ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SWN|SOUTHWESTERN ENERGY|MACQ|Macquarie Capital (USA) Inc.|7641
SWN|SOUTHWESTERN ENERGY|MAXM|Maxim Group LLC|9559
SWN|SOUTHWESTERN ENERGY|MKMP|MKM Partners LLC|95000
SWN|SOUTHWESTERN ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3947571
SWN|SOUTHWESTERN ENERGY|MOTF|MOTIF INVESTING, INC.|3
SWN|SOUTHWESTERN ENERGY|MSCO|MORGAN STANLEY & CO. LLC|12527626
SWN|SOUTHWESTERN ENERGY|MSPL|MORGAN STANLEY & CO. LLC|6084500
SWN|SOUTHWESTERN ENERGY|MSTX|MORGAN STANLEY & CO. LLC|4774700
SWN|SOUTHWESTERN ENERGY|MULL|MARK J. MULLER EQUITIES, INC.|48916
SWN|SOUTHWESTERN ENERGY|MZHO|Mizuho Securities USA LLC|1440107
SWN|SOUTHWESTERN ENERGY|NATL|National Securities Corporation|51200
SWN|SOUTHWESTERN ENERGY|NFSC|National Financial Services LLC|9077207
SWN|SOUTHWESTERN ENERGY|NITE|VIRTU Americas LLC|14935292
SWN|SOUTHWESTERN ENERGY|NITP|VIRTU Americas LLC|994219
SWN|SOUTHWESTERN ENERGY|NQRB|Brut, LLC|51897
SWN|SOUTHWESTERN ENERGY|NTBF|BMO Nesbitt Burns Inc./CDS|40643
SWN|SOUTHWESTERN ENERGY|NTRC|Northern Trust Securities, Inc.|2357
SWN|SOUTHWESTERN ENERGY|OHOS|TWO SIGMA SECURITIES, LLC|61517
SWN|SOUTHWESTERN ENERGY|OPCO|Oppenheimer & Co. Inc.|829
SWN|SOUTHWESTERN ENERGY|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|167338
SWN|SOUTHWESTERN ENERGY|PCPT|PHILLIP CAPITAL INC.|23700
SWN|SOUTHWESTERN ENERGY|PDQM|CODA MARKETS, INC.|318907
SWN|SOUTHWESTERN ENERGY|PHLY|NASDAQ Execution Services, LLC|59600
SWN|SOUTHWESTERN ENERGY|PWJC|UBS Financial Services, Inc.|30545
SWN|SOUTHWESTERN ENERGY|QMSR|QUATTRO M SECURITIES INC.|38550
SWN|SOUTHWESTERN ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|88964
SWN|SOUTHWESTERN ENERGY|RGLD|Regal Securities, Inc|6410
SWN|SOUTHWESTERN ENERGY|SAGL|SAGETRADER, LLC|46689
SWN|SOUTHWESTERN ENERGY|SAGW|SAGETRADER, LLC|1755
SWN|SOUTHWESTERN ENERGY|SBSH|Citigroup Global Markets Inc.|1103881
SWN|SOUTHWESTERN ENERGY|SEIC|SEI Investments Distribution Co.|1000
SWN|SOUTHWESTERN ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|4148630
SWN|SOUTHWESTERN ENERGY|SIBO|Prime Executions, Inc.|14638
SWN|SOUTHWESTERN ENERGY|SOGO|Wang Investment Associates, Inc.|14200
SWN|SOUTHWESTERN ENERGY|SPDR|SPEEDROUTE LLC|31334
SWN|SOUTHWESTERN ENERGY|SPHN|Stephens Inc.|32622
SWN|SOUTHWESTERN ENERGY|SPNT|SEVEN POINTS CAPITAL, LLC|241044
SWN|SOUTHWESTERN ENERGY|SSBS|STATE STREET GLOBAL MARKETS, LLC|2350
SWN|SOUTHWESTERN ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|52071
SWN|SOUTHWESTERN ENERGY|STKP|STOCKPILE INVESTMENTS, INC.|102
SWN|SOUTHWESTERN ENERGY|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|28662
SWN|SOUTHWESTERN ENERGY|SWIM|TD Ameritrade, Inc.|5639125
SWN|SOUTHWESTERN ENERGY|SWST|Hilltop Securities Inc.|57708
SWN|SOUTHWESTERN ENERGY|TDFS|TRADERFIELD SECURITIES INC.|11400
SWN|SOUTHWESTERN ENERGY|TKNG|ALLY INVEST SECURITIES LLC|189406
SWN|SOUTHWESTERN ENERGY|TRBT|Tradebot Systems, Inc.|1279957
SWN|SOUTHWESTERN ENERGY|TRCM|TRC MARKETS LLC|1699575
SWN|SOUTHWESTERN ENERGY|TWTT|TASTYWORKS, INC.|5000
SWN|SOUTHWESTERN ENERGY|UBSA|UBS SECURITIES LLC|8066038
SWN|SOUTHWESTERN ENERGY|UBSS|UBS Securities LLC|6679007
SWN|SOUTHWESTERN ENERGY|VALX|VIRTU AMERICAS LLC|597841
SWN|SOUTHWESTERN ENERGY|VGRD|Vanguard Marketing Corporation|584290
SWN|SOUTHWESTERN ENERGY|VSIN|Vision Financial Markets Llc|1050
SWN|SOUTHWESTERN ENERGY|WABR|Wall Street Access|158402
SWN|SOUTHWESTERN ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|1665566
SWN|SOUTHWESTERN ENERGY|WDNX|WEEDEN & CO.L.P.|3520
SWN|SOUTHWESTERN ENERGY|WEDB|WEDBUSH SECURITIES INC.|21810
SWN|SOUTHWESTERN ENERGY|WEED|Weeden & Co.L.P.|25705
SWN|SOUTHWESTERN ENERGY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|153168
SWN|SOUTHWESTERN ENERGY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|864
SWN|SOUTHWESTERN ENERGY|WGIF|CIBC World Markets Inc.|13124
SWN|SOUTHWESTERN ENERGY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|642
SWN|SOUTHWESTERN ENERGY|WORD|Worden Capital Management LLC|1500
SWN|SOUTHWESTERN ENERGY|WSAG|WALL STREET ACCESS|189206
SWN|SOUTHWESTERN ENERGY|WSEA|WOLVERINE SECURITIES, LLC|141855
SWN|SOUTHWESTERN ENERGY|WTFS|JUST2TRADE, INC.|400
SWN|SOUTHWESTERN ENERGY|XIST|INSTINET, LLC|1233478
SWN|SOUTHWESTERN ENERGY|XPQR|Jump Trading|2934
SWN|SOUTHWESTERN ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1357940
SWN|SOUTHWESTERN ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|27885
SWN|SOUTHWESTERN ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54738
SWP|STANLEY B & D CP UTS|ALTX|Alternet Securities Inc.|1000
SWP|STANLEY B & D CP UTS|APCC|Apex Clearing Corporation|11
SWP|STANLEY B & D CP UTS|BATM|CBOE TRADING, INC.|1700
SWP|STANLEY B & D CP UTS|BERN|Sanford C. Bernstein & Co., LLC|376
SWP|STANLEY B & D CP UTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|970
SWP|STANLEY B & D CP UTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|597
SWP|STANLEY B & D CP UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1340
SWP|STANLEY B & D CP UTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
SWP|STANLEY B & D CP UTS|DBAX|Deutsche Bank Securities Inc.|100
SWP|STANLEY B & D CP UTS|DEAN|MORGAN STANLEY|168
SWP|STANLEY B & D CP UTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|50
SWP|STANLEY B & D CP UTS|GLPX|ACS EXECUTION SERVICES, LLC|992
SWP|STANLEY B & D CP UTS|GSCS|GOLDMAN SACHS & CO. LLC|300
SWP|STANLEY B & D CP UTS|GSLT|GOLDMAN SACHS & CO. LLC|318
SWP|STANLEY B & D CP UTS|GTSZ|GTS SECURITIES LLC|400
SWP|STANLEY B & D CP UTS|HRBF|American Enterprise Investment Services Inc.|535
SWP|STANLEY B & D CP UTS|ICBX|INSTINET, LLC|400
SWP|STANLEY B & D CP UTS|INCA|INSTINET, LLC|131
SWP|STANLEY B & D CP UTS|INJX|INSTINET, LLC|242
SWP|STANLEY B & D CP UTS|ITGI|ITG Inc.|865
SWP|STANLEY B & D CP UTS|JEFF|JEFFERIES LLC|100
SWP|STANLEY B & D CP UTS|JPMX|J.P. Morgan Securities LLC|1300
SWP|STANLEY B & D CP UTS|LEHM|Barclays Capital Inc./Le|13849
SWP|STANLEY B & D CP UTS|LIME|Lime Brokerage LLC|200
SWP|STANLEY B & D CP UTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
SWP|STANLEY B & D CP UTS|MSCO|MORGAN STANLEY & CO. LLC|1114
SWP|STANLEY B & D CP UTS|MUFG|MUFG SECURITIES AMERICAS INC.|153482
SWP|STANLEY B & D CP UTS|MZHO|Mizuho Securities USA LLC|7000
SWP|STANLEY B & D CP UTS|NFSC|National Financial Services LLC|407
SWP|STANLEY B & D CP UTS|NITE|VIRTU Americas LLC|7247
SWP|STANLEY B & D CP UTS|OPCO|Oppenheimer & Co. Inc.|135820
SWP|STANLEY B & D CP UTS|PDQM|CODA MARKETS, INC.|992
SWP|STANLEY B & D CP UTS|PWJC|UBS Financial Services, Inc.|18
SWP|STANLEY B & D CP UTS|RILY|B. RILEY FBR, INC.|2220
SWP|STANLEY B & D CP UTS|SAGC|SAGETRADER, LLC|1000
SWP|STANLEY B & D CP UTS|SBSH|Citigroup Global Markets Inc.|267004
SWP|STANLEY B & D CP UTS|SGMT|GOLDMAN SACHS & CO. LLC|4
SWP|STANLEY B & D CP UTS|SWIM|TD Ameritrade, Inc.|1
SWP|STANLEY B & D CP UTS|SWST|Hilltop Securities Inc.|500
SWP|STANLEY B & D CP UTS|UBSA|UBS SECURITIES LLC|2018
SWP|STANLEY B & D CP UTS|UBSS|UBS Securities LLC|1212
SWP|STANLEY B & D CP UTS|VGRD|Vanguard Marketing Corporation|3
SWP|STANLEY B & D CP UTS|WCHV|WELLS FARGO SECURITIES, LLC|1881
SWP|STANLEY B & D CP UTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13
SWX|SOUTHWEST GAS HLDG|ALTX|Alternet Securities Inc.|5400
SWX|SOUTHWEST GAS HLDG|ANOS|ABEL/NOSER, L.L.C.|100
SWX|SOUTHWEST GAS HLDG|APCC|Apex Clearing Corporation|36
SWX|SOUTHWEST GAS HLDG|BANK|Primevest Financial Services, Inc.|400
SWX|SOUTHWEST GAS HLDG|BARD|Robert W. Baird & Co. Incorporated|19
SWX|SOUTHWEST GAS HLDG|BATM|CBOE TRADING, INC.|3523
SWX|SOUTHWEST GAS HLDG|BAYC|BAY CREST PARTNERS, LLC|3780
SWX|SOUTHWEST GAS HLDG|BBNT|BB&T SECURITIES, LLC|50
SWX|SOUTHWEST GAS HLDG|BERN|Sanford C. Bernstein & Co., LLC|4763
SWX|SOUTHWEST GAS HLDG|BIDS|BIDS TRADING L.P.|11900
SWX|SOUTHWEST GAS HLDG|BKCM|BNY Mellon Capital Markets LLC|23141
SWX|SOUTHWEST GAS HLDG|BLKX|INSTINET, LLC|62046
SWX|SOUTHWEST GAS HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|5858
SWX|SOUTHWEST GAS HLDG|BRVL|BLAYLOCK VAN, LLC|400
SWX|SOUTHWEST GAS HLDG|BTIG|BTIG, LLC|765
SWX|SOUTHWEST GAS HLDG|BYXM|CBOE TRADING, INC.|250
SWX|SOUTHWEST GAS HLDG|BZYD|GOLDMAN SACHS & CO. LLC|1230
SWX|SOUTHWEST GAS HLDG|CANT|Cantor Fitzgerald & Co.|68
SWX|SOUTHWEST GAS HLDG|CHAS|Charles Schwab & Co., Inc.|1134
SWX|SOUTHWEST GAS HLDG|CIST|Capital Institutional Services, Inc.|13081
SWX|SOUTHWEST GAS HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25011
SWX|SOUTHWEST GAS HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|240
SWX|SOUTHWEST GAS HLDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
SWX|SOUTHWEST GAS HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|117937
SWX|SOUTHWEST GAS HLDG|CTDL|Citadel Derivatives Group Llc|1897
SWX|SOUTHWEST GAS HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|9330
SWX|SOUTHWEST GAS HLDG|DADA|D.A. Davidson & Co.|250
SWX|SOUTHWEST GAS HLDG|DBAB|Deutsche Bank Securities Inc.|72942
SWX|SOUTHWEST GAS HLDG|DBAX|Deutsche Bank Securities Inc.|57600
SWX|SOUTHWEST GAS HLDG|DEAN|MORGAN STANLEY|3303
SWX|SOUTHWEST GAS HLDG|EBXL|EBX LLC|44300
SWX|SOUTHWEST GAS HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|3237
SWX|SOUTHWEST GAS HLDG|EDJO|Edward D. Jones & Co., L.P.|2301
SWX|SOUTHWEST GAS HLDG|EGAM|CBOE TRADING, INC.|2383
SWX|SOUTHWEST GAS HLDG|EGAW|CBOE TRADING, INC.|8
SWX|SOUTHWEST GAS HLDG|EGMT|EG MARKET TECHNOLOGIES LLC|500
SWX|SOUTHWEST GAS HLDG|EGXM|CBOE TRADING, INC.|379
SWX|SOUTHWEST GAS HLDG|EGXW|CBOE TRADING, INC.|40
SWX|SOUTHWEST GAS HLDG|ETBE|Electronic Transaction Clearing, Inc.|2797
SWX|SOUTHWEST GAS HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11611
SWX|SOUTHWEST GAS HLDG|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
SWX|SOUTHWEST GAS HLDG|ETRS|E*Trade Securities LLC|1603
SWX|SOUTHWEST GAS HLDG|FILL|Tradestation Securities, Inc.|455
SWX|SOUTHWEST GAS HLDG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|315
SWX|SOUTHWEST GAS HLDG|FQLS|Quantlab Securities LP|64309
SWX|SOUTHWEST GAS HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52241
SWX|SOUTHWEST GAS HLDG|FTBR|Foliofn Investments, Inc.|1479
SWX|SOUTHWEST GAS HLDG|GLPX|ACS EXECUTION SERVICES, LLC|12624
SWX|SOUTHWEST GAS HLDG|GSCO|GOLDMAN SACHS & CO. LLC|233021
SWX|SOUTHWEST GAS HLDG|GSLT|GOLDMAN SACHS & CO. LLC|750
SWX|SOUTHWEST GAS HLDG|GTSZ|GTS SECURITIES LLC|19789
SWX|SOUTHWEST GAS HLDG|HRBF|American Enterprise Investment Services Inc.|761
SWX|SOUTHWEST GAS HLDG|IATS|INTERACTIVE BROKERS LLC|909
SWX|SOUTHWEST GAS HLDG|IBKR|Interactive Brokers Llc|1831
SWX|SOUTHWEST GAS HLDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|159
SWX|SOUTHWEST GAS HLDG|ICBX|INSTINET, LLC|14608
SWX|SOUTHWEST GAS HLDG|IEQY|CITADEL SECURITIES LLC|27250
SWX|SOUTHWEST GAS HLDG|INCA|INSTINET, LLC|48192
SWX|SOUTHWEST GAS HLDG|INJX|INSTINET, LLC|500
SWX|SOUTHWEST GAS HLDG|ITGI|ITG Inc.|14468
SWX|SOUTHWEST GAS HLDG|ITGP|ITG INC.|46200
SWX|SOUTHWEST GAS HLDG|JANY|Janney Montgomery Scott Inc.|1
SWX|SOUTHWEST GAS HLDG|JEFF|JEFFERIES LLC|4647
SWX|SOUTHWEST GAS HLDG|JMPT|JUMP TRADING, LLC|8406
SWX|SOUTHWEST GAS HLDG|JPBX|J.P. MORGAN SECURITIES LLC|12382
SWX|SOUTHWEST GAS HLDG|JPMX|J.P. Morgan Securities LLC|167958
SWX|SOUTHWEST GAS HLDG|JSJX|JANE STREET CAPITAL LLC|12515
SWX|SOUTHWEST GAS HLDG|KCGM|VIRTU Americas LLC|15829
SWX|SOUTHWEST GAS HLDG|LEHM|Barclays Capital Inc./Le|180659
SWX|SOUTHWEST GAS HLDG|LIME|Lime Brokerage LLC|7357
SWX|SOUTHWEST GAS HLDG|LOOP|Loop Capital Markets LLC|1451
SWX|SOUTHWEST GAS HLDG|LQNA|LIQUIDNET, INC.|49500
SWX|SOUTHWEST GAS HLDG|LQNB|LIQUIDNET, INC.|5000
SWX|SOUTHWEST GAS HLDG|LSCI|Lek Securities Corporation|10
SWX|SOUTHWEST GAS HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71530
SWX|SOUTHWEST GAS HLDG|MNDX|TJM Investments, LLC|120
SWX|SOUTHWEST GAS HLDG|MSCO|MORGAN STANLEY & CO. LLC|232074
SWX|SOUTHWEST GAS HLDG|MSPL|MORGAN STANLEY & CO. LLC|72200
SWX|SOUTHWEST GAS HLDG|MSTX|MORGAN STANLEY & CO. LLC|16000
SWX|SOUTHWEST GAS HLDG|NFSC|National Financial Services LLC|32423
SWX|SOUTHWEST GAS HLDG|NITE|VIRTU Americas LLC|67197
SWX|SOUTHWEST GAS HLDG|NQRB|Brut, LLC|918
SWX|SOUTHWEST GAS HLDG|OPCO|Oppenheimer & Co. Inc.|772
SWX|SOUTHWEST GAS HLDG|PDQM|CODA MARKETS, INC.|100057
SWX|SOUTHWEST GAS HLDG|PWJC|UBS Financial Services, Inc.|63
SWX|SOUTHWEST GAS HLDG|QMSR|QUATTRO M SECURITIES INC.|361
SWX|SOUTHWEST GAS HLDG|RBCM|RBC CAPITAL MARKETS, LLC|1472
SWX|SOUTHWEST GAS HLDG|SBSH|Citigroup Global Markets Inc.|38138
SWX|SOUTHWEST GAS HLDG|SGMT|GOLDMAN SACHS & CO. LLC|61152
SWX|SOUTHWEST GAS HLDG|SPDR|SPEEDROUTE LLC|5800
SWX|SOUTHWEST GAS HLDG|SPTD|MINT GLOBAL MARKETS, INC.|500
SWX|SOUTHWEST GAS HLDG|SSBS|STATE STREET GLOBAL MARKETS, LLC|54200
SWX|SOUTHWEST GAS HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|52
SWX|SOUTHWEST GAS HLDG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2146
SWX|SOUTHWEST GAS HLDG|SWIM|TD Ameritrade, Inc.|1096
SWX|SOUTHWEST GAS HLDG|SWST|Hilltop Securities Inc.|1
SWX|SOUTHWEST GAS HLDG|TRBT|Tradebot Systems, Inc.|26082
SWX|SOUTHWEST GAS HLDG|TRCM|TRC MARKETS LLC|8190
SWX|SOUTHWEST GAS HLDG|UBSA|UBS SECURITIES LLC|219026
SWX|SOUTHWEST GAS HLDG|UBSS|UBS Securities LLC|484906
SWX|SOUTHWEST GAS HLDG|VALX|VIRTU AMERICAS LLC|5611
SWX|SOUTHWEST GAS HLDG|VGRD|Vanguard Marketing Corporation|2353
SWX|SOUTHWEST GAS HLDG|WBPX|SUMMIT SECURITIES GROUP, LLC|240
SWX|SOUTHWEST GAS HLDG|WCHV|WELLS FARGO SECURITIES, LLC|20522
SWX|SOUTHWEST GAS HLDG|WDNX|WEEDEN & CO.L.P.|2646
SWX|SOUTHWEST GAS HLDG|WEED|Weeden & Co.L.P.|8370
SWX|SOUTHWEST GAS HLDG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|323
SWX|SOUTHWEST GAS HLDG|WSEA|WOLVERINE SECURITIES, LLC|626
SWX|SOUTHWEST GAS HLDG|XIST|INSTINET, LLC|9800
SWX|SOUTHWEST GAS HLDG|XPQR|Jump Trading|1000
SWX|SOUTHWEST GAS HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
SWX|SOUTHWEST GAS HLDG|YKNA|COMHAR CAPITAL MARKETS, LLC|9946
SWX|SOUTHWEST GAS HLDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|425
SWZ|SWISS HELVETIA FUND|AGIS|Aegis Capital Corp.|500
SWZ|SWISS HELVETIA FUND|APCC|Apex Clearing Corporation|2
SWZ|SWISS HELVETIA FUND|BARD|Robert W. Baird & Co. Incorporated|6
SWZ|SWISS HELVETIA FUND|BATM|CBOE TRADING, INC.|603
SWZ|SWISS HELVETIA FUND|BERN|Sanford C. Bernstein & Co., LLC|79
SWZ|SWISS HELVETIA FUND|CANT|Cantor Fitzgerald & Co.|100000
SWZ|SWISS HELVETIA FUND|CHAS|Charles Schwab & Co., Inc.|3
SWZ|SWISS HELVETIA FUND|CIST|Capital Institutional Services, Inc.|126
SWZ|SWISS HELVETIA FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1830
SWZ|SWISS HELVETIA FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|479
SWZ|SWISS HELVETIA FUND|DBAX|Deutsche Bank Securities Inc.|1600
SWZ|SWISS HELVETIA FUND|DEGS|RONIN PROFESSIONAL LLC|300
SWZ|SWISS HELVETIA FUND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
SWZ|SWISS HELVETIA FUND|EBXL|EBX LLC|3100
SWZ|SWISS HELVETIA FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
SWZ|SWISS HELVETIA FUND|EDJO|Edward D. Jones & Co., L.P.|2096
SWZ|SWISS HELVETIA FUND|ETRS|E*Trade Securities LLC|2338
SWZ|SWISS HELVETIA FUND|FTBR|Foliofn Investments, Inc.|122
SWZ|SWISS HELVETIA FUND|GLPX|ACS EXECUTION SERVICES, LLC|100
SWZ|SWISS HELVETIA FUND|GTSZ|GTS SECURITIES LLC|200
SWZ|SWISS HELVETIA FUND|HRBF|American Enterprise Investment Services Inc.|9
SWZ|SWISS HELVETIA FUND|IATS|INTERACTIVE BROKERS LLC|2648
SWZ|SWISS HELVETIA FUND|IBKR|Interactive Brokers Llc|5381
SWZ|SWISS HELVETIA FUND|ICBX|INSTINET, LLC|1800
SWZ|SWISS HELVETIA FUND|INCA|INSTINET, LLC|1861
SWZ|SWISS HELVETIA FUND|ITGP|ITG INC.|5600
SWZ|SWISS HELVETIA FUND|JONE|JonesTrading|70
SWZ|SWISS HELVETIA FUND|KCGM|VIRTU Americas LLC|1830
SWZ|SWISS HELVETIA FUND|LEHM|Barclays Capital Inc./Le|16100
SWZ|SWISS HELVETIA FUND|LIME|Lime Brokerage LLC|168
SWZ|SWISS HELVETIA FUND|MSCO|MORGAN STANLEY & CO. LLC|2406
SWZ|SWISS HELVETIA FUND|MSPL|MORGAN STANLEY & CO. LLC|400
SWZ|SWISS HELVETIA FUND|NFSC|National Financial Services LLC|42258
SWZ|SWISS HELVETIA FUND|NITE|VIRTU Americas LLC|33035
SWZ|SWISS HELVETIA FUND|NQRB|Brut, LLC|1300
SWZ|SWISS HELVETIA FUND|PDQM|CODA MARKETS, INC.|300
SWZ|SWISS HELVETIA FUND|PWJC|UBS Financial Services, Inc.|568
SWZ|SWISS HELVETIA FUND|RBCM|RBC CAPITAL MARKETS, LLC|1299
SWZ|SWISS HELVETIA FUND|SALI|INTL FCSTONE FINANCIAL INC.|1
SWZ|SWISS HELVETIA FUND|SBSH|Citigroup Global Markets Inc.|500
SWZ|SWISS HELVETIA FUND|SGMT|GOLDMAN SACHS & CO. LLC|100
SWZ|SWISS HELVETIA FUND|STXG|Stockcross Financial Services, Inc.|51
SWZ|SWISS HELVETIA FUND|SWIM|TD Ameritrade, Inc.|2497
SWZ|SWISS HELVETIA FUND|TKNG|ALLY INVEST SECURITIES LLC|138
SWZ|SWISS HELVETIA FUND|TRCM|TRC MARKETS LLC|200
SWZ|SWISS HELVETIA FUND|UBSA|UBS SECURITIES LLC|9761
SWZ|SWISS HELVETIA FUND|UBSS|UBS Securities LLC|10521
SWZ|SWISS HELVETIA FUND|VALX|VIRTU AMERICAS LLC|200
SWZ|SWISS HELVETIA FUND|VGRD|Vanguard Marketing Corporation|6065
SWZ|SWISS HELVETIA FUND|WCHV|WELLS FARGO SECURITIES, LLC|5481
SWZ|SWISS HELVETIA FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|242
SWZ|SWISS HELVETIA FUND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|600
SWZ|SWISS HELVETIA FUND|WSEA|WOLVERINE SECURITIES, LLC|278
SWZ|SWISS HELVETIA FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|761
SXC|SUNCOKE ENERGY, INC|ABLE|NATIXIS Securities Americas LLC|7293
SXC|SUNCOKE ENERGY, INC|ALTX|Alternet Securities Inc.|4325
SXC|SUNCOKE ENERGY, INC|APCC|Apex Clearing Corporation|112
SXC|SUNCOKE ENERGY, INC|BALE|M&T SECURITIES, INC.|360
SXC|SUNCOKE ENERGY, INC|BATM|CBOE TRADING, INC.|2842
SXC|SUNCOKE ENERGY, INC|BBNT|BB&T SECURITIES, LLC|300
SXC|SUNCOKE ENERGY, INC|BERN|Sanford C. Bernstein & Co., LLC|12597
SXC|SUNCOKE ENERGY, INC|BIDS|BIDS TRADING L.P.|100
SXC|SUNCOKE ENERGY, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4564
SXC|SUNCOKE ENERGY, INC|BLKX|INSTINET, LLC|6000
SXC|SUNCOKE ENERGY, INC|BNPX|BNP PARIBAS SECURITIES CORP.|51832
SXC|SUNCOKE ENERGY, INC|BRVL|BLAYLOCK VAN, LLC|700
SXC|SUNCOKE ENERGY, INC|BTIG|BTIG, LLC|18243
SXC|SUNCOKE ENERGY, INC|BYXM|CBOE TRADING, INC.|1700
SXC|SUNCOKE ENERGY, INC|BZYD|GOLDMAN SACHS & CO. LLC|3100
SXC|SUNCOKE ENERGY, INC|CANT|Cantor Fitzgerald & Co.|301
SXC|SUNCOKE ENERGY, INC|CHAS|Charles Schwab & Co., Inc.|932
SXC|SUNCOKE ENERGY, INC|CIST|Capital Institutional Services, Inc.|795
SXC|SUNCOKE ENERGY, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21209
SXC|SUNCOKE ENERGY, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
SXC|SUNCOKE ENERGY, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|117217
SXC|SUNCOKE ENERGY, INC|CTDL|Citadel Derivatives Group Llc|4336
SXC|SUNCOKE ENERGY, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25736
SXC|SUNCOKE ENERGY, INC|DBAB|Deutsche Bank Securities Inc.|226145
SXC|SUNCOKE ENERGY, INC|DBAX|Deutsche Bank Securities Inc.|86100
SXC|SUNCOKE ENERGY, INC|DBUL|Deutsche Bank Securities Inc.|800
SXC|SUNCOKE ENERGY, INC|DEAN|MORGAN STANLEY|1449
SXC|SUNCOKE ENERGY, INC|DEGS|RONIN PROFESSIONAL LLC|599
SXC|SUNCOKE ENERGY, INC|EBXL|EBX LLC|93600
SXC|SUNCOKE ENERGY, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|29357
SXC|SUNCOKE ENERGY, INC|EDJO|Edward D. Jones & Co., L.P.|4914
SXC|SUNCOKE ENERGY, INC|EGAM|CBOE TRADING, INC.|7261
SXC|SUNCOKE ENERGY, INC|EGAW|CBOE TRADING, INC.|100
SXC|SUNCOKE ENERGY, INC|EGXM|CBOE TRADING, INC.|1285
SXC|SUNCOKE ENERGY, INC|EGXW|CBOE TRADING, INC.|5
SXC|SUNCOKE ENERGY, INC|ETBE|Electronic Transaction Clearing, Inc.|2639
SXC|SUNCOKE ENERGY, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
SXC|SUNCOKE ENERGY, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1250
SXC|SUNCOKE ENERGY, INC|ETRS|E*Trade Securities LLC|20913
SXC|SUNCOKE ENERGY, INC|FILL|Tradestation Securities, Inc.|2423
SXC|SUNCOKE ENERGY, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1148
SXC|SUNCOKE ENERGY, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64059
SXC|SUNCOKE ENERGY, INC|FTBR|Foliofn Investments, Inc.|11078
SXC|SUNCOKE ENERGY, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|310
SXC|SUNCOKE ENERGY, INC|GLPX|ACS EXECUTION SERVICES, LLC|462
SXC|SUNCOKE ENERGY, INC|GSCO|GOLDMAN SACHS & CO. LLC|485616
SXC|SUNCOKE ENERGY, INC|GSCS|GOLDMAN SACHS & CO. LLC|1355
SXC|SUNCOKE ENERGY, INC|GSLT|GOLDMAN SACHS & CO. LLC|663
SXC|SUNCOKE ENERGY, INC|GTSZ|GTS SECURITIES LLC|16990
SXC|SUNCOKE ENERGY, INC|HAPX|HAP Trading, LLC|15
SXC|SUNCOKE ENERGY, INC|HRBF|American Enterprise Investment Services Inc.|197
SXC|SUNCOKE ENERGY, INC|IATS|INTERACTIVE BROKERS LLC|5526
SXC|SUNCOKE ENERGY, INC|IBKR|Interactive Brokers Llc|10131
SXC|SUNCOKE ENERGY, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
SXC|SUNCOKE ENERGY, INC|ICBX|INSTINET, LLC|18910
SXC|SUNCOKE ENERGY, INC|IEQY|CITADEL SECURITIES LLC|36926
SXC|SUNCOKE ENERGY, INC|INCA|INSTINET, LLC|59396
SXC|SUNCOKE ENERGY, INC|INJX|INSTINET, LLC|1761
SXC|SUNCOKE ENERGY, INC|ITGI|ITG Inc.|37256
SXC|SUNCOKE ENERGY, INC|ITGP|ITG INC.|32800
SXC|SUNCOKE ENERGY, INC|JANY|Janney Montgomery Scott Inc.|106
SXC|SUNCOKE ENERGY, INC|JEFF|JEFFERIES LLC|19989
SXC|SUNCOKE ENERGY, INC|JMPT|JUMP TRADING, LLC|5796
SXC|SUNCOKE ENERGY, INC|JPBX|J.P. MORGAN SECURITIES LLC|39871
SXC|SUNCOKE ENERGY, INC|JPMX|J.P. Morgan Securities LLC|103385
SXC|SUNCOKE ENERGY, INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|12061
SXC|SUNCOKE ENERGY, INC|JSJX|JANE STREET CAPITAL LLC|2202
SXC|SUNCOKE ENERGY, INC|KCGM|VIRTU Americas LLC|14571
SXC|SUNCOKE ENERGY, INC|LEHM|Barclays Capital Inc./Le|165594
SXC|SUNCOKE ENERGY, INC|LIME|Lime Brokerage LLC|13583
SXC|SUNCOKE ENERGY, INC|LOOP|Loop Capital Markets LLC|4790
SXC|SUNCOKE ENERGY, INC|LQNA|LIQUIDNET, INC.|72700
SXC|SUNCOKE ENERGY, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33466
SXC|SUNCOKE ENERGY, INC|MOTF|MOTIF INVESTING, INC.|1
SXC|SUNCOKE ENERGY, INC|MSCO|MORGAN STANLEY & CO. LLC|394417
SXC|SUNCOKE ENERGY, INC|MSPL|MORGAN STANLEY & CO. LLC|213600
SXC|SUNCOKE ENERGY, INC|MSTX|MORGAN STANLEY & CO. LLC|121900
SXC|SUNCOKE ENERGY, INC|NFSC|National Financial Services LLC|39094
SXC|SUNCOKE ENERGY, INC|NITE|VIRTU Americas LLC|119198
SXC|SUNCOKE ENERGY, INC|NITP|VIRTU Americas LLC|400
SXC|SUNCOKE ENERGY, INC|NQRB|Brut, LLC|17037
SXC|SUNCOKE ENERGY, INC|NTRC|Northern Trust Securities, Inc.|371
SXC|SUNCOKE ENERGY, INC|OPCO|Oppenheimer & Co. Inc.|2359
SXC|SUNCOKE ENERGY, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1119
SXC|SUNCOKE ENERGY, INC|PDQM|CODA MARKETS, INC.|14103
SXC|SUNCOKE ENERGY, INC|PHLY|NASDAQ Execution Services, LLC|2000
SXC|SUNCOKE ENERGY, INC|RBCM|RBC CAPITAL MARKETS, LLC|106
SXC|SUNCOKE ENERGY, INC|SAGL|SAGETRADER, LLC|200
SXC|SUNCOKE ENERGY, INC|SALI|INTL FCSTONE FINANCIAL INC.|212
SXC|SUNCOKE ENERGY, INC|SBSH|Citigroup Global Markets Inc.|36151
SXC|SUNCOKE ENERGY, INC|SGMT|GOLDMAN SACHS & CO. LLC|47059
SXC|SUNCOKE ENERGY, INC|SPDR|SPEEDROUTE LLC|2400
SXC|SUNCOKE ENERGY, INC|STFL|Stifel, Nicolaus & Company, Incorporated|541
SXC|SUNCOKE ENERGY, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1917
SXC|SUNCOKE ENERGY, INC|SWIM|TD Ameritrade, Inc.|3016
SXC|SUNCOKE ENERGY, INC|SWST|Hilltop Securities Inc.|1980
SXC|SUNCOKE ENERGY, INC|TKNG|ALLY INVEST SECURITIES LLC|1578
SXC|SUNCOKE ENERGY, INC|TRBT|Tradebot Systems, Inc.|64657
SXC|SUNCOKE ENERGY, INC|TRCM|TRC MARKETS LLC|13073
SXC|SUNCOKE ENERGY, INC|UBSA|UBS SECURITIES LLC|245376
SXC|SUNCOKE ENERGY, INC|UBSS|UBS Securities LLC|166443
SXC|SUNCOKE ENERGY, INC|VALX|VIRTU AMERICAS LLC|5139
SXC|SUNCOKE ENERGY, INC|VGRD|Vanguard Marketing Corporation|3287
SXC|SUNCOKE ENERGY, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1055
SXC|SUNCOKE ENERGY, INC|WCHV|WELLS FARGO SECURITIES, LLC|26999
SXC|SUNCOKE ENERGY, INC|WEED|Weeden & Co.L.P.|4400
SXC|SUNCOKE ENERGY, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|267
SXC|SUNCOKE ENERGY, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6281
SXC|SUNCOKE ENERGY, INC|WSEA|WOLVERINE SECURITIES, LLC|1419
SXC|SUNCOKE ENERGY, INC|XIST|INSTINET, LLC|4600
SXC|SUNCOKE ENERGY, INC|XPQR|Jump Trading|100
SXC|SUNCOKE ENERGY, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
SXC|SUNCOKE ENERGY, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3
SXC|SUNCOKE ENERGY, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1450
SXCP|SUNCOKE ENERGY PTNRS|ANOS|ABEL/NOSER, L.L.C.|1588
SXCP|SUNCOKE ENERGY PTNRS|APCC|Apex Clearing Corporation|65
SXCP|SUNCOKE ENERGY PTNRS|BARD|Robert W. Baird & Co. Incorporated|1390
SXCP|SUNCOKE ENERGY PTNRS|BATM|CBOE TRADING, INC.|481
SXCP|SUNCOKE ENERGY PTNRS|BBNT|BB&T SECURITIES, LLC|1347
SXCP|SUNCOKE ENERGY PTNRS|BERN|Sanford C. Bernstein & Co., LLC|200
SXCP|SUNCOKE ENERGY PTNRS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7915
SXCP|SUNCOKE ENERGY PTNRS|CHAS|Charles Schwab & Co., Inc.|11033
SXCP|SUNCOKE ENERGY PTNRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13
SXCP|SUNCOKE ENERGY PTNRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
SXCP|SUNCOKE ENERGY PTNRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1600
SXCP|SUNCOKE ENERGY PTNRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13466
SXCP|SUNCOKE ENERGY PTNRS|CTLR|CUTLER GROUP, LP|634
SXCP|SUNCOKE ENERGY PTNRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|430
SXCP|SUNCOKE ENERGY PTNRS|DBAB|Deutsche Bank Securities Inc.|4845
SXCP|SUNCOKE ENERGY PTNRS|DBAX|Deutsche Bank Securities Inc.|11100
SXCP|SUNCOKE ENERGY PTNRS|DEAN|MORGAN STANLEY|1330
SXCP|SUNCOKE ENERGY PTNRS|DEGS|RONIN PROFESSIONAL LLC|516
SXCP|SUNCOKE ENERGY PTNRS|EBXL|EBX LLC|8600
SXCP|SUNCOKE ENERGY PTNRS|EDJO|Edward D. Jones & Co., L.P.|2000
SXCP|SUNCOKE ENERGY PTNRS|EGAM|CBOE TRADING, INC.|1150
SXCP|SUNCOKE ENERGY PTNRS|EGAW|CBOE TRADING, INC.|4
SXCP|SUNCOKE ENERGY PTNRS|EGXM|CBOE TRADING, INC.|100
SXCP|SUNCOKE ENERGY PTNRS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
SXCP|SUNCOKE ENERGY PTNRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2522
SXCP|SUNCOKE ENERGY PTNRS|ETRS|E*Trade Securities LLC|83363
SXCP|SUNCOKE ENERGY PTNRS|FILL|Tradestation Securities, Inc.|1638
SXCP|SUNCOKE ENERGY PTNRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|468
SXCP|SUNCOKE ENERGY PTNRS|FTBR|Foliofn Investments, Inc.|77
SXCP|SUNCOKE ENERGY PTNRS|GEBB|GLOBAL EXECUTION BROKERS, LP|200
SXCP|SUNCOKE ENERGY PTNRS|GLIS|TD Securities Inc|2100
SXCP|SUNCOKE ENERGY PTNRS|GLPX|ACS EXECUTION SERVICES, LLC|5500
SXCP|SUNCOKE ENERGY PTNRS|GSCO|GOLDMAN SACHS & CO. LLC|7435
SXCP|SUNCOKE ENERGY PTNRS|GSLT|GOLDMAN SACHS & CO. LLC|1199
SXCP|SUNCOKE ENERGY PTNRS|GTSZ|GTS SECURITIES LLC|6215
SXCP|SUNCOKE ENERGY PTNRS|HRBF|American Enterprise Investment Services Inc.|3213
SXCP|SUNCOKE ENERGY PTNRS|HSBC|HSBC Securities, Inc.|939
SXCP|SUNCOKE ENERGY PTNRS|IATS|INTERACTIVE BROKERS LLC|500
SXCP|SUNCOKE ENERGY PTNRS|IBKR|Interactive Brokers Llc|19559
SXCP|SUNCOKE ENERGY PTNRS|ICBX|INSTINET, LLC|10029
SXCP|SUNCOKE ENERGY PTNRS|INCA|INSTINET, LLC|3300
SXCP|SUNCOKE ENERGY PTNRS|ITGI|ITG Inc.|1196
SXCP|SUNCOKE ENERGY PTNRS|ITGP|ITG INC.|6000
SXCP|SUNCOKE ENERGY PTNRS|JANY|Janney Montgomery Scott Inc.|1800
SXCP|SUNCOKE ENERGY PTNRS|JEFF|JEFFERIES LLC|200
SXCP|SUNCOKE ENERGY PTNRS|JMPT|JUMP TRADING, LLC|1589
SXCP|SUNCOKE ENERGY PTNRS|JPMX|J.P. Morgan Securities LLC|6650
SXCP|SUNCOKE ENERGY PTNRS|JSJX|JANE STREET CAPITAL LLC|1845
SXCP|SUNCOKE ENERGY PTNRS|KCGM|VIRTU Americas LLC|10285
SXCP|SUNCOKE ENERGY PTNRS|LEHM|Barclays Capital Inc./Le|8502
SXCP|SUNCOKE ENERGY PTNRS|LIME|Lime Brokerage LLC|7111
SXCP|SUNCOKE ENERGY PTNRS|LSCI|Lek Securities Corporation|411
SXCP|SUNCOKE ENERGY PTNRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12288
SXCP|SUNCOKE ENERGY PTNRS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|420
SXCP|SUNCOKE ENERGY PTNRS|MSCO|MORGAN STANLEY & CO. LLC|56830
SXCP|SUNCOKE ENERGY PTNRS|MSPL|MORGAN STANLEY & CO. LLC|7100
SXCP|SUNCOKE ENERGY PTNRS|NFSC|National Financial Services LLC|85057
SXCP|SUNCOKE ENERGY PTNRS|NITE|VIRTU Americas LLC|196976
SXCP|SUNCOKE ENERGY PTNRS|NTBF|BMO Nesbitt Burns Inc./CDS|100
SXCP|SUNCOKE ENERGY PTNRS|OPCO|Oppenheimer & Co. Inc.|1672
SXCP|SUNCOKE ENERGY PTNRS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1390
SXCP|SUNCOKE ENERGY PTNRS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1700
SXCP|SUNCOKE ENERGY PTNRS|PDQM|CODA MARKETS, INC.|6895
SXCP|SUNCOKE ENERGY PTNRS|PHLY|NASDAQ Execution Services, LLC|2000
SXCP|SUNCOKE ENERGY PTNRS|PWJC|UBS Financial Services, Inc.|6794
SXCP|SUNCOKE ENERGY PTNRS|RBCM|RBC CAPITAL MARKETS, LLC|1889
SXCP|SUNCOKE ENERGY PTNRS|SAGW|SAGETRADER, LLC|33
SXCP|SUNCOKE ENERGY PTNRS|SBSH|Citigroup Global Markets Inc.|14060
SXCP|SUNCOKE ENERGY PTNRS|SGMT|GOLDMAN SACHS & CO. LLC|6283
SXCP|SUNCOKE ENERGY PTNRS|SPDR|SPEEDROUTE LLC|100
SXCP|SUNCOKE ENERGY PTNRS|SPHN|Stephens Inc.|43094
SXCP|SUNCOKE ENERGY PTNRS|STFL|Stifel, Nicolaus & Company, Incorporated|4471
SXCP|SUNCOKE ENERGY PTNRS|STKP|STOCKPILE INVESTMENTS, INC.|164
SXCP|SUNCOKE ENERGY PTNRS|SWIM|TD Ameritrade, Inc.|28743
SXCP|SUNCOKE ENERGY PTNRS|TKNG|ALLY INVEST SECURITIES LLC|3548
SXCP|SUNCOKE ENERGY PTNRS|TRBT|Tradebot Systems, Inc.|819
SXCP|SUNCOKE ENERGY PTNRS|TRCM|TRC MARKETS LLC|2191
SXCP|SUNCOKE ENERGY PTNRS|UBSA|UBS SECURITIES LLC|95751
SXCP|SUNCOKE ENERGY PTNRS|UBSS|UBS Securities LLC|81061
SXCP|SUNCOKE ENERGY PTNRS|VALX|VIRTU AMERICAS LLC|4551
SXCP|SUNCOKE ENERGY PTNRS|VGRD|Vanguard Marketing Corporation|12366
SXCP|SUNCOKE ENERGY PTNRS|WCHV|WELLS FARGO SECURITIES, LLC|8862
SXCP|SUNCOKE ENERGY PTNRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2830
SXCP|SUNCOKE ENERGY PTNRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|602
SXCP|SUNCOKE ENERGY PTNRS|WSEA|WOLVERINE SECURITIES, LLC|1447
SXCP|SUNCOKE ENERGY PTNRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|11800
SXCP|SUNCOKE ENERGY PTNRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6052
SXE|SOUTHCROSS ENERGY LP|ALTX|Alternet Securities Inc.|200
SXE|SOUTHCROSS ENERGY LP|APCC|Apex Clearing Corporation|10025
SXE|SOUTHCROSS ENERGY LP|CHAS|Charles Schwab & Co., Inc.|9001
SXE|SOUTHCROSS ENERGY LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
SXE|SOUTHCROSS ENERGY LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
SXE|SOUTHCROSS ENERGY LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8200
SXE|SOUTHCROSS ENERGY LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
SXE|SOUTHCROSS ENERGY LP|DBAB|Deutsche Bank Securities Inc.|6750
SXE|SOUTHCROSS ENERGY LP|DBAX|Deutsche Bank Securities Inc.|1900
SXE|SOUTHCROSS ENERGY LP|DEAN|MORGAN STANLEY|13200
SXE|SOUTHCROSS ENERGY LP|EBXL|EBX LLC|26300
SXE|SOUTHCROSS ENERGY LP|EDJO|Edward D. Jones & Co., L.P.|2000
SXE|SOUTHCROSS ENERGY LP|EGAM|CBOE TRADING, INC.|2800
SXE|SOUTHCROSS ENERGY LP|ETBE|Electronic Transaction Clearing, Inc.|1450
SXE|SOUTHCROSS ENERGY LP|ETCB|ETC BROKERAGE SERVICES, LLC|4000
SXE|SOUTHCROSS ENERGY LP|ETRS|E*Trade Securities LLC|173298
SXE|SOUTHCROSS ENERGY LP|FILL|Tradestation Securities, Inc.|22550
SXE|SOUTHCROSS ENERGY LP|FTBR|Foliofn Investments, Inc.|383
SXE|SOUTHCROSS ENERGY LP|GLPX|ACS EXECUTION SERVICES, LLC|5200
SXE|SOUTHCROSS ENERGY LP|GSCO|GOLDMAN SACHS & CO. LLC|11000
SXE|SOUTHCROSS ENERGY LP|GSCS|GOLDMAN SACHS & CO. LLC|6300
SXE|SOUTHCROSS ENERGY LP|GSLT|GOLDMAN SACHS & CO. LLC|13423
SXE|SOUTHCROSS ENERGY LP|GTSZ|GTS SECURITIES LLC|1100
SXE|SOUTHCROSS ENERGY LP|HRBF|American Enterprise Investment Services Inc.|1000
SXE|SOUTHCROSS ENERGY LP|IATS|INTERACTIVE BROKERS LLC|7475
SXE|SOUTHCROSS ENERGY LP|IBKR|Interactive Brokers Llc|62991
SXE|SOUTHCROSS ENERGY LP|ICBX|INSTINET, LLC|45382
SXE|SOUTHCROSS ENERGY LP|INCA|INSTINET, LLC|36311
SXE|SOUTHCROSS ENERGY LP|ITGI|ITG Inc.|12520
SXE|SOUTHCROSS ENERGY LP|ITGP|ITG INC.|7000
SXE|SOUTHCROSS ENERGY LP|JMPT|JUMP TRADING, LLC|482
SXE|SOUTHCROSS ENERGY LP|JPMX|J.P. Morgan Securities LLC|200
SXE|SOUTHCROSS ENERGY LP|JSJX|JANE STREET CAPITAL LLC|1700
SXE|SOUTHCROSS ENERGY LP|KCGM|VIRTU Americas LLC|19009
SXE|SOUTHCROSS ENERGY LP|LEHM|Barclays Capital Inc./Le|13264
SXE|SOUTHCROSS ENERGY LP|LIME|Lime Brokerage LLC|2189
SXE|SOUTHCROSS ENERGY LP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SXE|SOUTHCROSS ENERGY LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17400
SXE|SOUTHCROSS ENERGY LP|MOTF|MOTIF INVESTING, INC.|5
SXE|SOUTHCROSS ENERGY LP|MSCO|MORGAN STANLEY & CO. LLC|29356
SXE|SOUTHCROSS ENERGY LP|MSPL|MORGAN STANLEY & CO. LLC|500
SXE|SOUTHCROSS ENERGY LP|NFSC|National Financial Services LLC|390590
SXE|SOUTHCROSS ENERGY LP|NITE|VIRTU Americas LLC|623915
SXE|SOUTHCROSS ENERGY LP|NQRB|Brut, LLC|1898
SXE|SOUTHCROSS ENERGY LP|NTBF|BMO Nesbitt Burns Inc./CDS|3
SXE|SOUTHCROSS ENERGY LP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3450
SXE|SOUTHCROSS ENERGY LP|PDQM|CODA MARKETS, INC.|7900
SXE|SOUTHCROSS ENERGY LP|RBCM|RBC CAPITAL MARKETS, LLC|420
SXE|SOUTHCROSS ENERGY LP|SAGL|SAGETRADER, LLC|4191
SXE|SOUTHCROSS ENERGY LP|SGMT|GOLDMAN SACHS & CO. LLC|12600
SXE|SOUTHCROSS ENERGY LP|SPDR|SPEEDROUTE LLC|2773
SXE|SOUTHCROSS ENERGY LP|STFL|Stifel, Nicolaus & Company, Incorporated|9534
SXE|SOUTHCROSS ENERGY LP|SWIM|TD Ameritrade, Inc.|141608
SXE|SOUTHCROSS ENERGY LP|SWST|Hilltop Securities Inc.|324
SXE|SOUTHCROSS ENERGY LP|TKNG|ALLY INVEST SECURITIES LLC|6181
SXE|SOUTHCROSS ENERGY LP|TRCM|TRC MARKETS LLC|3550
SXE|SOUTHCROSS ENERGY LP|TRWN|T.R. Winston & Company, LLC|3000
SXE|SOUTHCROSS ENERGY LP|UBSA|UBS SECURITIES LLC|96336
SXE|SOUTHCROSS ENERGY LP|UBSS|UBS Securities LLC|160636
SXE|SOUTHCROSS ENERGY LP|VALX|VIRTU AMERICAS LLC|1920
SXE|SOUTHCROSS ENERGY LP|VGRD|Vanguard Marketing Corporation|75713
SXE|SOUTHCROSS ENERGY LP|VSIN|Vision Financial Markets Llc|3260
SXE|SOUTHCROSS ENERGY LP|WCHV|WELLS FARGO SECURITIES, LLC|32924
SXE|SOUTHCROSS ENERGY LP|WSEA|WOLVERINE SECURITIES, LLC|8284
SXE|SOUTHCROSS ENERGY LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9200
SXE|SOUTHCROSS ENERGY LP|YKNA|COMHAR CAPITAL MARKETS, LLC|1300
SXE|SOUTHCROSS ENERGY LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
SXI|STANDEX INTL CP|ALTX|Alternet Securities Inc.|550
SXI|STANDEX INTL CP|APCC|Apex Clearing Corporation|22
SXI|STANDEX INTL CP|BARD|Robert W. Baird & Co. Incorporated|750
SXI|STANDEX INTL CP|BATM|CBOE TRADING, INC.|439
SXI|STANDEX INTL CP|BERN|Sanford C. Bernstein & Co., LLC|1490
SXI|STANDEX INTL CP|BNPX|BNP PARIBAS SECURITIES CORP.|2237
SXI|STANDEX INTL CP|BRVL|BLAYLOCK VAN, LLC|1000
SXI|STANDEX INTL CP|BTIG|BTIG, LLC|100
SXI|STANDEX INTL CP|BYXM|CBOE TRADING, INC.|75
SXI|STANDEX INTL CP|BZYD|GOLDMAN SACHS & CO. LLC|55
SXI|STANDEX INTL CP|CIST|Capital Institutional Services, Inc.|26
SXI|STANDEX INTL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71089
SXI|STANDEX INTL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5115
SXI|STANDEX INTL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5578
SXI|STANDEX INTL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10745
SXI|STANDEX INTL CP|CTDL|Citadel Derivatives Group Llc|258
SXI|STANDEX INTL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3630
SXI|STANDEX INTL CP|DBAB|Deutsche Bank Securities Inc.|4146
SXI|STANDEX INTL CP|DBAX|Deutsche Bank Securities Inc.|13500
SXI|STANDEX INTL CP|DEAN|MORGAN STANLEY|1821
SXI|STANDEX INTL CP|DEGS|RONIN PROFESSIONAL LLC|100
SXI|STANDEX INTL CP|EBXL|EBX LLC|25800
SXI|STANDEX INTL CP|EGAM|CBOE TRADING, INC.|250
SXI|STANDEX INTL CP|EGXM|CBOE TRADING, INC.|5
SXI|STANDEX INTL CP|EGXW|CBOE TRADING, INC.|2
SXI|STANDEX INTL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|412
SXI|STANDEX INTL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5740
SXI|STANDEX INTL CP|FTBR|Foliofn Investments, Inc.|102
SXI|STANDEX INTL CP|GLPX|ACS EXECUTION SERVICES, LLC|2627
SXI|STANDEX INTL CP|GSCO|GOLDMAN SACHS & CO. LLC|48531
SXI|STANDEX INTL CP|GSLT|GOLDMAN SACHS & CO. LLC|100
SXI|STANDEX INTL CP|GTSZ|GTS SECURITIES LLC|2159
SXI|STANDEX INTL CP|HPPX|POTAMUS TRADING, LLC|269
SXI|STANDEX INTL CP|HRBF|American Enterprise Investment Services Inc.|3098
SXI|STANDEX INTL CP|IBKR|Interactive Brokers Llc|148
SXI|STANDEX INTL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|66
SXI|STANDEX INTL CP|ICBX|INSTINET, LLC|1622
SXI|STANDEX INTL CP|IEQY|CITADEL SECURITIES LLC|312
SXI|STANDEX INTL CP|INCA|INSTINET, LLC|7415
SXI|STANDEX INTL CP|INJX|INSTINET, LLC|7
SXI|STANDEX INTL CP|ITGI|ITG Inc.|3467
SXI|STANDEX INTL CP|ITGP|ITG INC.|24200
SXI|STANDEX INTL CP|JEFF|JEFFERIES LLC|2778
SXI|STANDEX INTL CP|JPBX|J.P. MORGAN SECURITIES LLC|250
SXI|STANDEX INTL CP|JPMX|J.P. Morgan Securities LLC|21002
SXI|STANDEX INTL CP|KCGM|VIRTU Americas LLC|1671
SXI|STANDEX INTL CP|KING|C. L. King & Associates, Inc.|89
SXI|STANDEX INTL CP|LEHM|Barclays Capital Inc./Le|12180
SXI|STANDEX INTL CP|LIME|Lime Brokerage LLC|3111
SXI|STANDEX INTL CP|LQNA|LIQUIDNET, INC.|3500
SXI|STANDEX INTL CP|LSCI|Lek Securities Corporation|411
SXI|STANDEX INTL CP|LTCO|Ladenburg, Thalmann & Co., Inc.|2300
SXI|STANDEX INTL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6118
SXI|STANDEX INTL CP|MSCO|MORGAN STANLEY & CO. LLC|23285
SXI|STANDEX INTL CP|MSPL|MORGAN STANLEY & CO. LLC|20900
SXI|STANDEX INTL CP|MSTX|MORGAN STANLEY & CO. LLC|200
SXI|STANDEX INTL CP|NFSC|National Financial Services LLC|4618
SXI|STANDEX INTL CP|NITE|VIRTU Americas LLC|13347
SXI|STANDEX INTL CP|ONEL|O'NEIL SECURITIES, INCORPORATED|76827
SXI|STANDEX INTL CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2000
SXI|STANDEX INTL CP|PDQM|CODA MARKETS, INC.|6392
SXI|STANDEX INTL CP|SBSH|Citigroup Global Markets Inc.|5565
SXI|STANDEX INTL CP|SGMT|GOLDMAN SACHS & CO. LLC|5156
SXI|STANDEX INTL CP|SPDR|SPEEDROUTE LLC|369
SXI|STANDEX INTL CP|TKNG|ALLY INVEST SECURITIES LLC|20
SXI|STANDEX INTL CP|TRBT|Tradebot Systems, Inc.|249
SXI|STANDEX INTL CP|TRCM|TRC MARKETS LLC|600
SXI|STANDEX INTL CP|UBSA|UBS SECURITIES LLC|39153
SXI|STANDEX INTL CP|UBSS|UBS Securities LLC|36369
SXI|STANDEX INTL CP|VALX|VIRTU AMERICAS LLC|7868
SXI|STANDEX INTL CP|VGRD|Vanguard Marketing Corporation|125
SXI|STANDEX INTL CP|WBLR|WILLIAM BLAIR|77327
SXI|STANDEX INTL CP|WCHV|WELLS FARGO SECURITIES, LLC|1037
SXI|STANDEX INTL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2731
SXI|STANDEX INTL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7
SXI|STANDEX INTL CP|WSEA|WOLVERINE SECURITIES, LLC|20
SXI|STANDEX INTL CP|XIST|INSTINET, LLC|1000
SXI|STANDEX INTL CP|XPQR|Jump Trading|400
SXI|STANDEX INTL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|125
SXI|STANDEX INTL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36
SXT|SENSIENT TECH CORP|ALTX|Alternet Securities Inc.|7800
SXT|SENSIENT TECH CORP|ANOS|ABEL/NOSER, L.L.C.|400
SXT|SENSIENT TECH CORP|APCC|Apex Clearing Corporation|22
SXT|SENSIENT TECH CORP|BARD|Robert W. Baird & Co. Incorporated|12
SXT|SENSIENT TECH CORP|BATM|CBOE TRADING, INC.|499
SXT|SENSIENT TECH CORP|BBNT|BB&T SECURITIES, LLC|200
SXT|SENSIENT TECH CORP|BERN|Sanford C. Bernstein & Co., LLC|24395
SXT|SENSIENT TECH CORP|BKCM|BNY Mellon Capital Markets LLC|10753
SXT|SENSIENT TECH CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|159
SXT|SENSIENT TECH CORP|BMOC|BMO Capital Markets Corp.|333
SXT|SENSIENT TECH CORP|BNPX|BNP PARIBAS SECURITIES CORP.|4998
SXT|SENSIENT TECH CORP|BTIG|BTIG, LLC|387
SXT|SENSIENT TECH CORP|BZYD|GOLDMAN SACHS & CO. LLC|200
SXT|SENSIENT TECH CORP|CHAS|Charles Schwab & Co., Inc.|106
SXT|SENSIENT TECH CORP|CIST|Capital Institutional Services, Inc.|2094
SXT|SENSIENT TECH CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28697
SXT|SENSIENT TECH CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14088
SXT|SENSIENT TECH CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|105137
SXT|SENSIENT TECH CORP|CTDL|Citadel Derivatives Group Llc|1966
SXT|SENSIENT TECH CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4596
SXT|SENSIENT TECH CORP|DBAB|Deutsche Bank Securities Inc.|100684
SXT|SENSIENT TECH CORP|DBAX|Deutsche Bank Securities Inc.|262800
SXT|SENSIENT TECH CORP|DBUL|Deutsche Bank Securities Inc.|100
SXT|SENSIENT TECH CORP|DEAN|MORGAN STANLEY|1195
SXT|SENSIENT TECH CORP|DEGS|RONIN PROFESSIONAL LLC|96
SXT|SENSIENT TECH CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12126
SXT|SENSIENT TECH CORP|EBXL|EBX LLC|42000
SXT|SENSIENT TECH CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|811
SXT|SENSIENT TECH CORP|EDJO|Edward D. Jones & Co., L.P.|650
SXT|SENSIENT TECH CORP|EGAM|CBOE TRADING, INC.|6203
SXT|SENSIENT TECH CORP|EGMT|EG MARKET TECHNOLOGIES LLC|396
SXT|SENSIENT TECH CORP|EGXM|CBOE TRADING, INC.|188
SXT|SENSIENT TECH CORP|ETBE|Electronic Transaction Clearing, Inc.|300
SXT|SENSIENT TECH CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7851
SXT|SENSIENT TECH CORP|ETRS|E*Trade Securities LLC|715
SXT|SENSIENT TECH CORP|FBSB|U.S. Bancorp Investments, Inc.|13
SXT|SENSIENT TECH CORP|FILL|Tradestation Securities, Inc.|10
SXT|SENSIENT TECH CORP|FMAF|NBCN Inc./ CDS|8
SXT|SENSIENT TECH CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3
SXT|SENSIENT TECH CORP|FQLS|Quantlab Securities LP|46138
SXT|SENSIENT TECH CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45980
SXT|SENSIENT TECH CORP|FTBR|Foliofn Investments, Inc.|236
SXT|SENSIENT TECH CORP|GLPX|ACS EXECUTION SERVICES, LLC|17085
SXT|SENSIENT TECH CORP|GSCO|GOLDMAN SACHS & CO. LLC|209456
SXT|SENSIENT TECH CORP|GSLT|GOLDMAN SACHS & CO. LLC|1890
SXT|SENSIENT TECH CORP|GTSZ|GTS SECURITIES LLC|13233
SXT|SENSIENT TECH CORP|HRBF|American Enterprise Investment Services Inc.|697
SXT|SENSIENT TECH CORP|IATS|INTERACTIVE BROKERS LLC|2850
SXT|SENSIENT TECH CORP|IBKR|Interactive Brokers Llc|1676
SXT|SENSIENT TECH CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|234
SXT|SENSIENT TECH CORP|ICBX|INSTINET, LLC|24200
SXT|SENSIENT TECH CORP|IEQY|CITADEL SECURITIES LLC|22096
SXT|SENSIENT TECH CORP|INCA|INSTINET, LLC|51239
SXT|SENSIENT TECH CORP|INJX|INSTINET, LLC|3922
SXT|SENSIENT TECH CORP|ITGI|ITG Inc.|35162
SXT|SENSIENT TECH CORP|ITGP|ITG INC.|93000
SXT|SENSIENT TECH CORP|JANY|Janney Montgomery Scott Inc.|23
SXT|SENSIENT TECH CORP|JEFF|JEFFERIES LLC|41261
SXT|SENSIENT TECH CORP|JMPT|JUMP TRADING, LLC|7308
SXT|SENSIENT TECH CORP|JPBX|J.P. MORGAN SECURITIES LLC|8168
SXT|SENSIENT TECH CORP|JPMX|J.P. Morgan Securities LLC|254314
SXT|SENSIENT TECH CORP|JSJX|JANE STREET CAPITAL LLC|6633
SXT|SENSIENT TECH CORP|KCGM|VIRTU Americas LLC|15838
SXT|SENSIENT TECH CORP|LEHM|Barclays Capital Inc./Le|122614
SXT|SENSIENT TECH CORP|LIME|Lime Brokerage LLC|6507
SXT|SENSIENT TECH CORP|LOOP|Loop Capital Markets LLC|500
SXT|SENSIENT TECH CORP|LQNA|LIQUIDNET, INC.|6400
SXT|SENSIENT TECH CORP|MACC|Mid Atlantic Capital Corporation|1097
SXT|SENSIENT TECH CORP|MACQ|Macquarie Capital (USA) Inc.|1531
SXT|SENSIENT TECH CORP|MAXM|Maxim Group LLC|482
SXT|SENSIENT TECH CORP|MCBT|Moors & Cabot, Inc.|20
SXT|SENSIENT TECH CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38864
SXT|SENSIENT TECH CORP|MSCO|MORGAN STANLEY & CO. LLC|268606
SXT|SENSIENT TECH CORP|MSPL|MORGAN STANLEY & CO. LLC|103600
SXT|SENSIENT TECH CORP|MSTX|MORGAN STANLEY & CO. LLC|19500
SXT|SENSIENT TECH CORP|NEUB|NEUBERGER BERMAN BD LLC|500
SXT|SENSIENT TECH CORP|NFSC|National Financial Services LLC|13719
SXT|SENSIENT TECH CORP|NITE|VIRTU Americas LLC|36385
SXT|SENSIENT TECH CORP|NITP|VIRTU Americas LLC|9
SXT|SENSIENT TECH CORP|NQRB|Brut, LLC|2552
SXT|SENSIENT TECH CORP|NTRC|Northern Trust Securities, Inc.|569
SXT|SENSIENT TECH CORP|PASL|Pershing Advisor Solutions LLC|960
SXT|SENSIENT TECH CORP|PDQM|CODA MARKETS, INC.|247030
SXT|SENSIENT TECH CORP|PICT|Pictet Overseas Inc.|120
SXT|SENSIENT TECH CORP|PWJC|UBS Financial Services, Inc.|2400
SXT|SENSIENT TECH CORP|RBCM|RBC CAPITAL MARKETS, LLC|143
SXT|SENSIENT TECH CORP|SAGL|SAGETRADER, LLC|225
SXT|SENSIENT TECH CORP|SALI|INTL FCSTONE FINANCIAL INC.|123
SXT|SENSIENT TECH CORP|SBSH|Citigroup Global Markets Inc.|24555
SXT|SENSIENT TECH CORP|SGMT|GOLDMAN SACHS & CO. LLC|47298
SXT|SENSIENT TECH CORP|SPDR|SPEEDROUTE LLC|45195
SXT|SENSIENT TECH CORP|SPTD|MINT GLOBAL MARKETS, INC.|200
SXT|SENSIENT TECH CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|15358
SXT|SENSIENT TECH CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2602
SXT|SENSIENT TECH CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2132
SXT|SENSIENT TECH CORP|SWST|Hilltop Securities Inc.|1572
SXT|SENSIENT TECH CORP|TRBT|Tradebot Systems, Inc.|7538
SXT|SENSIENT TECH CORP|TRCM|TRC MARKETS LLC|29029
SXT|SENSIENT TECH CORP|UBSA|UBS SECURITIES LLC|189344
SXT|SENSIENT TECH CORP|UBSS|UBS Securities LLC|207759
SXT|SENSIENT TECH CORP|VALX|VIRTU AMERICAS LLC|6034
SXT|SENSIENT TECH CORP|VGRD|Vanguard Marketing Corporation|332
SXT|SENSIENT TECH CORP|WCHV|WELLS FARGO SECURITIES, LLC|27816
SXT|SENSIENT TECH CORP|WDNX|WEEDEN & CO.L.P.|2678
SXT|SENSIENT TECH CORP|WEED|Weeden & Co.L.P.|1895
SXT|SENSIENT TECH CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|144
SXT|SENSIENT TECH CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
SXT|SENSIENT TECH CORP|WGIF|CIBC World Markets Inc.|32
SXT|SENSIENT TECH CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|46
SXT|SENSIENT TECH CORP|WSAG|WALL STREET ACCESS|170
SXT|SENSIENT TECH CORP|WSEA|WOLVERINE SECURITIES, LLC|106
SXT|SENSIENT TECH CORP|XIST|INSTINET, LLC|21400
SXT|SENSIENT TECH CORP|XPQR|Jump Trading|100
SXT|SENSIENT TECH CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
SXT|SENSIENT TECH CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1880
SXT|SENSIENT TECH CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81
SYBT|STOCK YARDS BANCORP|APCC|Apex Clearing Corporation|5
SYBT|STOCK YARDS BANCORP|BANK|Primevest Financial Services, Inc.|1
SYBT|STOCK YARDS BANCORP|BATM|CBOE TRADING, INC.|90
SYBT|STOCK YARDS BANCORP|BERN|Sanford C. Bernstein & Co., LLC|1200
SYBT|STOCK YARDS BANCORP|BMOC|BMO Capital Markets Corp.|3464
SYBT|STOCK YARDS BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|1959
SYBT|STOCK YARDS BANCORP|BTIG|BTIG, LLC|8
SYBT|STOCK YARDS BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|667
SYBT|STOCK YARDS BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6582
SYBT|STOCK YARDS BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|447
SYBT|STOCK YARDS BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
SYBT|STOCK YARDS BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3474
SYBT|STOCK YARDS BANCORP|CTDL|Citadel Derivatives Group Llc|2710
SYBT|STOCK YARDS BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2262
SYBT|STOCK YARDS BANCORP|DBAB|Deutsche Bank Securities Inc.|40764
SYBT|STOCK YARDS BANCORP|DBAX|Deutsche Bank Securities Inc.|5900
SYBT|STOCK YARDS BANCORP|DEGS|RONIN PROFESSIONAL LLC|2014
SYBT|STOCK YARDS BANCORP|EBXL|EBX LLC|1200
SYBT|STOCK YARDS BANCORP|EDJO|Edward D. Jones & Co., L.P.|767
SYBT|STOCK YARDS BANCORP|EGAM|CBOE TRADING, INC.|391
SYBT|STOCK YARDS BANCORP|EGXM|CBOE TRADING, INC.|3
SYBT|STOCK YARDS BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3392
SYBT|STOCK YARDS BANCORP|ETRS|E*Trade Securities LLC|526
SYBT|STOCK YARDS BANCORP|FBCO|Credit Suisse Securities (USA) LLC|166884
SYBT|STOCK YARDS BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|32774
SYBT|STOCK YARDS BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3556
SYBT|STOCK YARDS BANCORP|FTBR|Foliofn Investments, Inc.|277
SYBT|STOCK YARDS BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|6550
SYBT|STOCK YARDS BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|139279
SYBT|STOCK YARDS BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|107
SYBT|STOCK YARDS BANCORP|GTSZ|GTS SECURITIES LLC|46
SYBT|STOCK YARDS BANCORP|HRBF|American Enterprise Investment Services Inc.|100
SYBT|STOCK YARDS BANCORP|IBKR|Interactive Brokers Llc|8516
SYBT|STOCK YARDS BANCORP|ICBX|INSTINET, LLC|1100
SYBT|STOCK YARDS BANCORP|IEQY|CITADEL SECURITIES LLC|5039
SYBT|STOCK YARDS BANCORP|INCA|INSTINET, LLC|29333
SYBT|STOCK YARDS BANCORP|INJX|INSTINET, LLC|3771
SYBT|STOCK YARDS BANCORP|ITGI|ITG Inc.|17231
SYBT|STOCK YARDS BANCORP|JEFF|JEFFERIES LLC|17663
SYBT|STOCK YARDS BANCORP|JONE|JonesTrading|78
SYBT|STOCK YARDS BANCORP|JPMX|J.P. Morgan Securities LLC|8686
SYBT|STOCK YARDS BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|5000
SYBT|STOCK YARDS BANCORP|KCGM|VIRTU Americas LLC|1120
SYBT|STOCK YARDS BANCORP|LEHM|Barclays Capital Inc./Le|51472
SYBT|STOCK YARDS BANCORP|LIME|Lime Brokerage LLC|52322
SYBT|STOCK YARDS BANCORP|LMGP|LIME BROKERAGE LLC|6214
SYBT|STOCK YARDS BANCORP|MAXM|Maxim Group LLC|1209
SYBT|STOCK YARDS BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
SYBT|STOCK YARDS BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|160
SYBT|STOCK YARDS BANCORP|MSCO|MORGAN STANLEY & CO. LLC|144300
SYBT|STOCK YARDS BANCORP|MSPL|MORGAN STANLEY & CO. LLC|2700
SYBT|STOCK YARDS BANCORP|MSTX|MORGAN STANLEY & CO. LLC|200
SYBT|STOCK YARDS BANCORP|NFSC|National Financial Services LLC|14470
SYBT|STOCK YARDS BANCORP|NITE|VIRTU Americas LLC|9152
SYBT|STOCK YARDS BANCORP|NITP|VIRTU Americas LLC|400
SYBT|STOCK YARDS BANCORP|NQRB|Brut, LLC|300
SYBT|STOCK YARDS BANCORP|PDQM|CODA MARKETS, INC.|700
SYBT|STOCK YARDS BANCORP|PWJC|UBS Financial Services, Inc.|4853
SYBT|STOCK YARDS BANCORP|RAJA|Raymond James & Associates, Inc.|858
SYBT|STOCK YARDS BANCORP|SAGW|SAGETRADER, LLC|825
SYBT|STOCK YARDS BANCORP|SBSH|Citigroup Global Markets Inc.|27369
SYBT|STOCK YARDS BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|1410
SYBT|STOCK YARDS BANCORP|SPDR|SPEEDROUTE LLC|208
SYBT|STOCK YARDS BANCORP|SPTD|MINT GLOBAL MARKETS, INC.|600
SYBT|STOCK YARDS BANCORP|TRBT|Tradebot Systems, Inc.|2837
SYBT|STOCK YARDS BANCORP|TRCM|TRC MARKETS LLC|32452
SYBT|STOCK YARDS BANCORP|UBSA|UBS SECURITIES LLC|20280
SYBT|STOCK YARDS BANCORP|UBSS|UBS Securities LLC|91179
SYBT|STOCK YARDS BANCORP|VALX|VIRTU AMERICAS LLC|2884
SYBT|STOCK YARDS BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|16116
SYBT|STOCK YARDS BANCORP|WDNX|WEEDEN & CO.L.P.|480
SYBT|STOCK YARDS BANCORP|WSEA|WOLVERINE SECURITIES, LLC|29
SYBT|STOCK YARDS BANCORP|XIST|INSTINET, LLC|3740
SYBT|STOCK YARDS BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SYBX|SYNLOGIC INC CMN STK|ACLN|ALEXANDER CAPITAL, L.P.|548
SYBX|SYNLOGIC INC CMN STK|ALTX|Alternet Securities Inc.|1975
SYBX|SYNLOGIC INC CMN STK|APCC|Apex Clearing Corporation|2964
SYBX|SYNLOGIC INC CMN STK|BATM|CBOE TRADING, INC.|1000
SYBX|SYNLOGIC INC CMN STK|BAYC|BAY CREST PARTNERS, LLC|2848
SYBX|SYNLOGIC INC CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|726
SYBX|SYNLOGIC INC CMN STK|BMOC|BMO Capital Markets Corp.|1162
SYBX|SYNLOGIC INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|2507
SYBX|SYNLOGIC INC CMN STK|BTIG|BTIG, LLC|922
SYBX|SYNLOGIC INC CMN STK|CANT|Cantor Fitzgerald & Co.|307
SYBX|SYNLOGIC INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62309
SYBX|SYNLOGIC INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|610
SYBX|SYNLOGIC INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46729
SYBX|SYNLOGIC INC CMN STK|CTDL|Citadel Derivatives Group Llc|8419
SYBX|SYNLOGIC INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|6710
SYBX|SYNLOGIC INC CMN STK|DBAB|Deutsche Bank Securities Inc.|179377
SYBX|SYNLOGIC INC CMN STK|DBAX|Deutsche Bank Securities Inc.|28600
SYBX|SYNLOGIC INC CMN STK|DBUL|Deutsche Bank Securities Inc.|389
SYBX|SYNLOGIC INC CMN STK|DEAN|MORGAN STANLEY|600
SYBX|SYNLOGIC INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|19950
SYBX|SYNLOGIC INC CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1700
SYBX|SYNLOGIC INC CMN STK|EBXL|EBX LLC|23700
SYBX|SYNLOGIC INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|266
SYBX|SYNLOGIC INC CMN STK|EGAM|CBOE TRADING, INC.|3670
SYBX|SYNLOGIC INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|100
SYBX|SYNLOGIC INC CMN STK|EGXM|CBOE TRADING, INC.|1240
SYBX|SYNLOGIC INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|4046
SYBX|SYNLOGIC INC CMN STK|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|433
SYBX|SYNLOGIC INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3967
SYBX|SYNLOGIC INC CMN STK|ETRS|E*Trade Securities LLC|76638
SYBX|SYNLOGIC INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|81688
SYBX|SYNLOGIC INC CMN STK|FILL|Tradestation Securities, Inc.|224
SYBX|SYNLOGIC INC CMN STK|FMAF|NBCN Inc./ CDS|513
SYBX|SYNLOGIC INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|191532
SYBX|SYNLOGIC INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45116
SYBX|SYNLOGIC INC CMN STK|FTBR|Foliofn Investments, Inc.|2099
SYBX|SYNLOGIC INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|2332
SYBX|SYNLOGIC INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|3355
SYBX|SYNLOGIC INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|689609
SYBX|SYNLOGIC INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|2426
SYBX|SYNLOGIC INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|1721
SYBX|SYNLOGIC INC CMN STK|GTSZ|GTS SECURITIES LLC|19987
SYBX|SYNLOGIC INC CMN STK|HRBF|American Enterprise Investment Services Inc.|1000
SYBX|SYNLOGIC INC CMN STK|HSBC|HSBC Securities, Inc.|5100
SYBX|SYNLOGIC INC CMN STK|IATS|INTERACTIVE BROKERS LLC|3040
SYBX|SYNLOGIC INC CMN STK|IBKR|Interactive Brokers Llc|41277
SYBX|SYNLOGIC INC CMN STK|ICBX|INSTINET, LLC|12000
SYBX|SYNLOGIC INC CMN STK|IEQY|CITADEL SECURITIES LLC|4617
SYBX|SYNLOGIC INC CMN STK|INCA|INSTINET, LLC|112914
SYBX|SYNLOGIC INC CMN STK|INJX|INSTINET, LLC|3338
SYBX|SYNLOGIC INC CMN STK|ITGI|ITG Inc.|9045
SYBX|SYNLOGIC INC CMN STK|ITGP|ITG INC.|8600
SYBX|SYNLOGIC INC CMN STK|JEFF|JEFFERIES LLC|5946
SYBX|SYNLOGIC INC CMN STK|JMPT|JUMP TRADING, LLC|11914
SYBX|SYNLOGIC INC CMN STK|JONE|JonesTrading|300
SYBX|SYNLOGIC INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|100
SYBX|SYNLOGIC INC CMN STK|JPMX|J.P. Morgan Securities LLC|33765
SYBX|SYNLOGIC INC CMN STK|JSJX|JANE STREET CAPITAL LLC|1752
SYBX|SYNLOGIC INC CMN STK|KCGM|VIRTU Americas LLC|7205
SYBX|SYNLOGIC INC CMN STK|LEHM|Barclays Capital Inc./Le|288890
SYBX|SYNLOGIC INC CMN STK|LIME|Lime Brokerage LLC|71385
SYBX|SYNLOGIC INC CMN STK|LMGP|LIME BROKERAGE LLC|6247
SYBX|SYNLOGIC INC CMN STK|LOOP|Loop Capital Markets LLC|2290
SYBX|SYNLOGIC INC CMN STK|LPCM|Lampert Capital Markets Inc.|5000
SYBX|SYNLOGIC INC CMN STK|LSCI|Lek Securities Corporation|100
SYBX|SYNLOGIC INC CMN STK|MAXM|Maxim Group LLC|1170
SYBX|SYNLOGIC INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36247
SYBX|SYNLOGIC INC CMN STK|MOTF|MOTIF INVESTING, INC.|1
SYBX|SYNLOGIC INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|573221
SYBX|SYNLOGIC INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|31000
SYBX|SYNLOGIC INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|1200
SYBX|SYNLOGIC INC CMN STK|NATL|National Securities Corporation|10900
SYBX|SYNLOGIC INC CMN STK|NFSC|National Financial Services LLC|81467
SYBX|SYNLOGIC INC CMN STK|NITE|VIRTU Americas LLC|216011
SYBX|SYNLOGIC INC CMN STK|NITP|VIRTU Americas LLC|10690
SYBX|SYNLOGIC INC CMN STK|NQRB|Brut, LLC|5260
SYBX|SYNLOGIC INC CMN STK|PCPT|PHILLIP CAPITAL INC.|600
SYBX|SYNLOGIC INC CMN STK|PDQM|CODA MARKETS, INC.|6519
SYBX|SYNLOGIC INC CMN STK|PNSR|Penserra Securities, LLC|10242
SYBX|SYNLOGIC INC CMN STK|RAJA|Raymond James & Associates, Inc.|1125
SYBX|SYNLOGIC INC CMN STK|RGLD|Regal Securities, Inc|100
SYBX|SYNLOGIC INC CMN STK|SAGL|SAGETRADER, LLC|724
SYBX|SYNLOGIC INC CMN STK|SBSH|Citigroup Global Markets Inc.|69399
SYBX|SYNLOGIC INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|13843
SYBX|SYNLOGIC INC CMN STK|SPDR|SPEEDROUTE LLC|1995
SYBX|SYNLOGIC INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|5176
SYBX|SYNLOGIC INC CMN STK|SWIM|TD Ameritrade, Inc.|7082
SYBX|SYNLOGIC INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|993
SYBX|SYNLOGIC INC CMN STK|TMBR|Timber Hill LLC|1533
SYBX|SYNLOGIC INC CMN STK|TRBT|Tradebot Systems, Inc.|29435
SYBX|SYNLOGIC INC CMN STK|TRCM|TRC MARKETS LLC|3364
SYBX|SYNLOGIC INC CMN STK|UBSA|UBS SECURITIES LLC|181554
SYBX|SYNLOGIC INC CMN STK|UBSS|UBS Securities LLC|1005898
SYBX|SYNLOGIC INC CMN STK|VALX|VIRTU AMERICAS LLC|6799
SYBX|SYNLOGIC INC CMN STK|VGRD|Vanguard Marketing Corporation|5835
SYBX|SYNLOGIC INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|14578
SYBX|SYNLOGIC INC CMN STK|WEED|Weeden & Co.L.P.|1700
SYBX|SYNLOGIC INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|635
SYBX|SYNLOGIC INC CMN STK|WGIF|CIBC World Markets Inc.|100
SYBX|SYNLOGIC INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|1548
SYBX|SYNLOGIC INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
SYE|SPDR MFS SYS CORE EQ|CHAS|Charles Schwab & Co., Inc.|197
SYE|SPDR MFS SYS CORE EQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2395
SYE|SPDR MFS SYS CORE EQ|EGXM|CBOE TRADING, INC.|66
SYE|SPDR MFS SYS CORE EQ|ETRS|E*Trade Securities LLC|16
SYE|SPDR MFS SYS CORE EQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|568
SYE|SPDR MFS SYS CORE EQ|FTBR|Foliofn Investments, Inc.|1
SYE|SPDR MFS SYS CORE EQ|JSJX|JANE STREET CAPITAL LLC|2853
SYE|SPDR MFS SYS CORE EQ|KCGM|VIRTU Americas LLC|2038
SYE|SPDR MFS SYS CORE EQ|LEHM|Barclays Capital Inc./Le|400
SYE|SPDR MFS SYS CORE EQ|MAXM|Maxim Group LLC|1000
SYE|SPDR MFS SYS CORE EQ|NFSC|National Financial Services LLC|20
SYE|SPDR MFS SYS CORE EQ|NITE|VIRTU Americas LLC|3885
SYE|SPDR MFS SYS CORE EQ|SGMT|GOLDMAN SACHS & CO. LLC|100
SYE|SPDR MFS SYS CORE EQ|UBSA|UBS SECURITIES LLC|2150
SYE|SPDR MFS SYS CORE EQ|UBSS|UBS Securities LLC|4481
SYE|SPDR MFS SYS CORE EQ|VGRD|Vanguard Marketing Corporation|389
SYE|SPDR MFS SYS CORE EQ|WCHV|WELLS FARGO SECURITIES, LLC|68
SYE|SPDR MFS SYS CORE EQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|106
SYF|SYNCHRONY FINANCIAL|ABLE|NATIXIS Securities Americas LLC|16825
SYF|SYNCHRONY FINANCIAL|ADAM|CANACCORD GENUITY INC.|351191
SYF|SYNCHRONY FINANCIAL|AGIS|Aegis Capital Corp.|200
SYF|SYNCHRONY FINANCIAL|ALTX|Alternet Securities Inc.|36224
SYF|SYNCHRONY FINANCIAL|APCC|Apex Clearing Corporation|4105
SYF|SYNCHRONY FINANCIAL|AQUA|AQUA SECURITIES L.P.|3900
SYF|SYNCHRONY FINANCIAL|BANK|Primevest Financial Services, Inc.|1302
SYF|SYNCHRONY FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|16427
SYF|SYNCHRONY FINANCIAL|BATM|CBOE TRADING, INC.|15444
SYF|SYNCHRONY FINANCIAL|BAYC|BAY CREST PARTNERS, LLC|770
SYF|SYNCHRONY FINANCIAL|BBNT|BB&T SECURITIES, LLC|4535
SYF|SYNCHRONY FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|428185
SYF|SYNCHRONY FINANCIAL|BIDS|BIDS TRADING L.P.|25600
SYF|SYNCHRONY FINANCIAL|BIMI|Banca IMI Securities Corp.|592
SYF|SYNCHRONY FINANCIAL|BKCM|BNY Mellon Capital Markets LLC|1084
SYF|SYNCHRONY FINANCIAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26339
SYF|SYNCHRONY FINANCIAL|BLKX|INSTINET, LLC|702695
SYF|SYNCHRONY FINANCIAL|BNCH|The Benchmark Company, LLC|5720
SYF|SYNCHRONY FINANCIAL|BNKS|Fig Partners, LLC|1670
SYF|SYNCHRONY FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|869561
SYF|SYNCHRONY FINANCIAL|BTIG|BTIG, LLC|421684
SYF|SYNCHRONY FINANCIAL|BYXM|CBOE TRADING, INC.|4565
SYF|SYNCHRONY FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|1600
SYF|SYNCHRONY FINANCIAL|CANT|Cantor Fitzgerald & Co.|19369
SYF|SYNCHRONY FINANCIAL|CHAS|Charles Schwab & Co., Inc.|8957
SYF|SYNCHRONY FINANCIAL|CIBP|CIBC World Markets Corp.|47055
SYF|SYNCHRONY FINANCIAL|CICF|Canaccord Genuity Corp.|284700
SYF|SYNCHRONY FINANCIAL|CIOI|CITIGROUP GLOBAL MARKETS INC|29455
SYF|SYNCHRONY FINANCIAL|CIST|Capital Institutional Services, Inc.|27887
SYF|SYNCHRONY FINANCIAL|CMPT|Compass Point Research & Trading, LLC|100
SYF|SYNCHRONY FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|435979
SYF|SYNCHRONY FINANCIAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
SYF|SYNCHRONY FINANCIAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3946
SYF|SYNCHRONY FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1496893
SYF|SYNCHRONY FINANCIAL|CTDL|Citadel Derivatives Group Llc|16184
SYF|SYNCHRONY FINANCIAL|CTLR|CUTLER GROUP, LP|4573
SYF|SYNCHRONY FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|314598
SYF|SYNCHRONY FINANCIAL|DADA|D.A. Davidson & Co.|8220
SYF|SYNCHRONY FINANCIAL|DAVA|Davenport & Company LLC|17687
SYF|SYNCHRONY FINANCIAL|DBAB|Deutsche Bank Securities Inc.|798795
SYF|SYNCHRONY FINANCIAL|DBAX|Deutsche Bank Securities Inc.|1730900
SYF|SYNCHRONY FINANCIAL|DBUL|Deutsche Bank Securities Inc.|1600
SYF|SYNCHRONY FINANCIAL|DCHF|Dart Executions, LLC|3324
SYF|SYNCHRONY FINANCIAL|DEAN|MORGAN STANLEY|38557
SYF|SYNCHRONY FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|300
SYF|SYNCHRONY FINANCIAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5536
SYF|SYNCHRONY FINANCIAL|EBXL|EBX LLC|739600
SYF|SYNCHRONY FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|18504
SYF|SYNCHRONY FINANCIAL|EDJC|Edward Jones / CDS|4323
SYF|SYNCHRONY FINANCIAL|EDJO|Edward D. Jones & Co., L.P.|127432
SYF|SYNCHRONY FINANCIAL|EGAM|CBOE TRADING, INC.|67771
SYF|SYNCHRONY FINANCIAL|EGAW|CBOE TRADING, INC.|2147
SYF|SYNCHRONY FINANCIAL|EGMT|EG MARKET TECHNOLOGIES LLC|100
SYF|SYNCHRONY FINANCIAL|EGXM|CBOE TRADING, INC.|4607
SYF|SYNCHRONY FINANCIAL|EGXW|CBOE TRADING, INC.|146
SYF|SYNCHRONY FINANCIAL|ELEV|ELEVATION, LLC|5447
SYF|SYNCHRONY FINANCIAL|ETBE|Electronic Transaction Clearing, Inc.|32764
SYF|SYNCHRONY FINANCIAL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
SYF|SYNCHRONY FINANCIAL|ETCC|Electronic Transaction Clearing, Inc.|553
SYF|SYNCHRONY FINANCIAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5520
SYF|SYNCHRONY FINANCIAL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2812
SYF|SYNCHRONY FINANCIAL|ETRS|E*Trade Securities LLC|102096
SYF|SYNCHRONY FINANCIAL|EVRS|E1 ASSET MANAGEMENT, INC.|3200
SYF|SYNCHRONY FINANCIAL|FBRC|B. RILEY FBR, INC.|80000
SYF|SYNCHRONY FINANCIAL|FFSI|Firstrade Securities Inc.|600
SYF|SYNCHRONY FINANCIAL|FILL|Tradestation Securities, Inc.|12094
SYF|SYNCHRONY FINANCIAL|FINX|FINTECH SECURITIES|5706
SYF|SYNCHRONY FINANCIAL|FMAF|NBCN Inc./ CDS|6595
SYF|SYNCHRONY FINANCIAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10754
SYF|SYNCHRONY FINANCIAL|FQLS|Quantlab Securities LP|775848
SYF|SYNCHRONY FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|127458
SYF|SYNCHRONY FINANCIAL|FTBR|Foliofn Investments, Inc.|3146
SYF|SYNCHRONY FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|12517
SYF|SYNCHRONY FINANCIAL|GILG|Gilder Gagnon Howe & Co. LLC|78756
SYF|SYNCHRONY FINANCIAL|GLIS|TD Securities Inc|1120
SYF|SYNCHRONY FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|147307
SYF|SYNCHRONY FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|3917014
SYF|SYNCHRONY FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|506
SYF|SYNCHRONY FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|41096
SYF|SYNCHRONY FINANCIAL|GTSZ|GTS SECURITIES LLC|458287
SYF|SYNCHRONY FINANCIAL|HASF|Haywood Securities Inc./CDS|13
SYF|SYNCHRONY FINANCIAL|HOVD|HOVDE GROUP, LLC|6210
SYF|SYNCHRONY FINANCIAL|HRBF|American Enterprise Investment Services Inc.|64452
SYF|SYNCHRONY FINANCIAL|HSBC|HSBC Securities, Inc.|19862
SYF|SYNCHRONY FINANCIAL|IATS|INTERACTIVE BROKERS LLC|12402
SYF|SYNCHRONY FINANCIAL|IBKR|Interactive Brokers Llc|43615
SYF|SYNCHRONY FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|537
SYF|SYNCHRONY FINANCIAL|ICBX|INSTINET, LLC|274719
SYF|SYNCHRONY FINANCIAL|IEQY|CITADEL SECURITIES LLC|372140
SYF|SYNCHRONY FINANCIAL|INCA|INSTINET, LLC|754284
SYF|SYNCHRONY FINANCIAL|INJX|INSTINET, LLC|9660
SYF|SYNCHRONY FINANCIAL|ITGI|ITG Inc.|385910
SYF|SYNCHRONY FINANCIAL|ITGP|ITG INC.|573600
SYF|SYNCHRONY FINANCIAL|JANY|Janney Montgomery Scott Inc.|7213
SYF|SYNCHRONY FINANCIAL|JEFF|JEFFERIES LLC|1067537
SYF|SYNCHRONY FINANCIAL|JMPT|JUMP TRADING, LLC|200768
SYF|SYNCHRONY FINANCIAL|JONE|JonesTrading|25
SYF|SYNCHRONY FINANCIAL|JPBX|J.P. MORGAN SECURITIES LLC|333770
SYF|SYNCHRONY FINANCIAL|JPMX|J.P. Morgan Securities LLC|1971948
SYF|SYNCHRONY FINANCIAL|JSJX|JANE STREET CAPITAL LLC|16409
SYF|SYNCHRONY FINANCIAL|KBWI|Keefe, Bruyette & Woods, Inc.|90000
SYF|SYNCHRONY FINANCIAL|KCGM|VIRTU Americas LLC|148075
SYF|SYNCHRONY FINANCIAL|LEHM|Barclays Capital Inc./Le|1797088
SYF|SYNCHRONY FINANCIAL|LIME|Lime Brokerage LLC|198694
SYF|SYNCHRONY FINANCIAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|195626
SYF|SYNCHRONY FINANCIAL|LOOP|Loop Capital Markets LLC|3700
SYF|SYNCHRONY FINANCIAL|LQNA|LIQUIDNET, INC.|142500
SYF|SYNCHRONY FINANCIAL|LSCI|Lek Securities Corporation|2052
SYF|SYNCHRONY FINANCIAL|MACC|Mid Atlantic Capital Corporation|209
SYF|SYNCHRONY FINANCIAL|MACQ|Macquarie Capital (USA) Inc.|45880
SYF|SYNCHRONY FINANCIAL|MCMF|Raymond James Ltd. Cds|9739
SYF|SYNCHRONY FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|495769
SYF|SYNCHRONY FINANCIAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
SYF|SYNCHRONY FINANCIAL|MOTF|MOTIF INVESTING, INC.|7
SYF|SYNCHRONY FINANCIAL|MPSG|E D & F Man Capital Markets Inc.|1471
SYF|SYNCHRONY FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|3761345
SYF|SYNCHRONY FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|855700
SYF|SYNCHRONY FINANCIAL|MSTX|MORGAN STANLEY & CO. LLC|422000
SYF|SYNCHRONY FINANCIAL|NATL|National Securities Corporation|200
SYF|SYNCHRONY FINANCIAL|NEUB|NEUBERGER BERMAN BD LLC|2133
SYF|SYNCHRONY FINANCIAL|NFSC|National Financial Services LLC|899270
SYF|SYNCHRONY FINANCIAL|NITE|VIRTU Americas LLC|1051584
SYF|SYNCHRONY FINANCIAL|NITP|VIRTU Americas LLC|2330
SYF|SYNCHRONY FINANCIAL|NQRB|Brut, LLC|63204
SYF|SYNCHRONY FINANCIAL|NTBF|BMO Nesbitt Burns Inc./CDS|2015
SYF|SYNCHRONY FINANCIAL|NTRC|Northern Trust Securities, Inc.|17415
SYF|SYNCHRONY FINANCIAL|OHOS|TWO SIGMA SECURITIES, LLC|186881
SYF|SYNCHRONY FINANCIAL|OPCO|Oppenheimer & Co. Inc.|1931
SYF|SYNCHRONY FINANCIAL|PCPT|PHILLIP CAPITAL INC.|1932
SYF|SYNCHRONY FINANCIAL|PDQM|CODA MARKETS, INC.|619214
SYF|SYNCHRONY FINANCIAL|PHLY|NASDAQ Execution Services, LLC|5200
SYF|SYNCHRONY FINANCIAL|PICT|Pictet Overseas Inc.|750
SYF|SYNCHRONY FINANCIAL|PIPR|Piper Jaffray & Co.|168
SYF|SYNCHRONY FINANCIAL|PWJC|UBS Financial Services, Inc.|10296
SYF|SYNCHRONY FINANCIAL|QMSR|QUATTRO M SECURITIES INC.|2732
SYF|SYNCHRONY FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|14311
SYF|SYNCHRONY FINANCIAL|SAGL|SAGETRADER, LLC|285582
SYF|SYNCHRONY FINANCIAL|SALI|INTL FCSTONE FINANCIAL INC.|777
SYF|SYNCHRONY FINANCIAL|SBSH|Citigroup Global Markets Inc.|891437
SYF|SYNCHRONY FINANCIAL|SEIC|SEI Investments Distribution Co.|4360
SYF|SYNCHRONY FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|624741
SYF|SYNCHRONY FINANCIAL|SJLS|TRADE INFORMATICS LLC|82847
SYF|SYNCHRONY FINANCIAL|SPDR|SPEEDROUTE LLC|58499
SYF|SYNCHRONY FINANCIAL|SPHN|Stephens Inc.|351
SYF|SYNCHRONY FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|18200
SYF|SYNCHRONY FINANCIAL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17294
SYF|SYNCHRONY FINANCIAL|SWIM|TD Ameritrade, Inc.|80118
SYF|SYNCHRONY FINANCIAL|SWST|Hilltop Securities Inc.|107808
SYF|SYNCHRONY FINANCIAL|TAGC|TELSEY ADVISORY GROUP LLC|1248
SYF|SYNCHRONY FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|6372
SYF|SYNCHRONY FINANCIAL|TRBT|Tradebot Systems, Inc.|433605
SYF|SYNCHRONY FINANCIAL|TRCM|TRC MARKETS LLC|724989
SYF|SYNCHRONY FINANCIAL|UBSA|UBS SECURITIES LLC|2347628
SYF|SYNCHRONY FINANCIAL|UBSS|UBS Securities LLC|2242753
SYF|SYNCHRONY FINANCIAL|VALX|VIRTU AMERICAS LLC|53372
SYF|SYNCHRONY FINANCIAL|VGRD|Vanguard Marketing Corporation|27547
SYF|SYNCHRONY FINANCIAL|VNDS|VANDHAM SECURITIES CORP|11232
SYF|SYNCHRONY FINANCIAL|VSIN|Vision Financial Markets Llc|2830
SYF|SYNCHRONY FINANCIAL|WBLR|WILLIAM BLAIR|1764
SYF|SYNCHRONY FINANCIAL|WBPX|SUMMIT SECURITIES GROUP, LLC|30532
SYF|SYNCHRONY FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|591851
SYF|SYNCHRONY FINANCIAL|WDNX|WEEDEN & CO.L.P.|1990
SYF|SYNCHRONY FINANCIAL|WEDB|WEDBUSH SECURITIES INC.|11548
SYF|SYNCHRONY FINANCIAL|WEED|Weeden & Co.L.P.|15244
SYF|SYNCHRONY FINANCIAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|83502
SYF|SYNCHRONY FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49196
SYF|SYNCHRONY FINANCIAL|WGIF|CIBC World Markets Inc.|7943
SYF|SYNCHRONY FINANCIAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1950
SYF|SYNCHRONY FINANCIAL|WOLF|Wolfe Trahan Securities|2500
SYF|SYNCHRONY FINANCIAL|WSAG|WALL STREET ACCESS|78
SYF|SYNCHRONY FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|21531
SYF|SYNCHRONY FINANCIAL|XIST|INSTINET, LLC|461824
SYF|SYNCHRONY FINANCIAL|XPQR|Jump Trading|1100
SYF|SYNCHRONY FINANCIAL|XPUS|XP SECURITIES, LLC|34496
SYF|SYNCHRONY FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|121092
SYF|SYNCHRONY FINANCIAL|YKNA|COMHAR CAPITAL MARKETS, LLC|14161
SYF|SYNCHRONY FINANCIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15321
SYG|SPDR MFS SYS GWTH EQ|APCC|Apex Clearing Corporation|20
SYG|SPDR MFS SYS GWTH EQ|CHAS|Charles Schwab & Co., Inc.|10
SYG|SPDR MFS SYS GWTH EQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|313
SYG|SPDR MFS SYS GWTH EQ|ETRS|E*Trade Securities LLC|133
SYG|SPDR MFS SYS GWTH EQ|GSLT|GOLDMAN SACHS & CO. LLC|400
SYG|SPDR MFS SYS GWTH EQ|IBKR|Interactive Brokers Llc|657
SYG|SPDR MFS SYS GWTH EQ|JSEB|JANE STREET EXECUTION SERVICES, LLC|1761
SYG|SPDR MFS SYS GWTH EQ|JSJX|JANE STREET CAPITAL LLC|1526
SYG|SPDR MFS SYS GWTH EQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
SYG|SPDR MFS SYS GWTH EQ|MSCO|MORGAN STANLEY & CO. LLC|4589
SYG|SPDR MFS SYS GWTH EQ|NFSC|National Financial Services LLC|2440
SYG|SPDR MFS SYS GWTH EQ|NITE|VIRTU Americas LLC|1295
SYG|SPDR MFS SYS GWTH EQ|RBCM|RBC CAPITAL MARKETS, LLC|62
SYG|SPDR MFS SYS GWTH EQ|SWIM|TD Ameritrade, Inc.|95
SYG|SPDR MFS SYS GWTH EQ|UBSA|UBS SECURITIES LLC|1105
SYG|SPDR MFS SYS GWTH EQ|UBSS|UBS Securities LLC|36
SYG|SPDR MFS SYS GWTH EQ|WCHV|WELLS FARGO SECURITIES, LLC|2
SYK|STRYKER CP|ABLE|NATIXIS Securities Americas LLC|43508
SYK|STRYKER CP|ADAM|CANACCORD GENUITY INC.|100
SYK|STRYKER CP|ALTX|Alternet Securities Inc.|28384
SYK|STRYKER CP|ANOS|ABEL/NOSER, L.L.C.|1062
SYK|STRYKER CP|APCC|Apex Clearing Corporation|8614
SYK|STRYKER CP|AQUA|AQUA SECURITIES L.P.|14000
SYK|STRYKER CP|BALE|M&T SECURITIES, INC.|440
SYK|STRYKER CP|BARD|Robert W. Baird & Co. Incorporated|140024
SYK|STRYKER CP|BATM|CBOE TRADING, INC.|31176
SYK|STRYKER CP|BAYC|BAY CREST PARTNERS, LLC|256
SYK|STRYKER CP|BAYT|BTIG, LLC|40690
SYK|STRYKER CP|BBNT|BB&T SECURITIES, LLC|2324
SYK|STRYKER CP|BERN|Sanford C. Bernstein & Co., LLC|91853
SYK|STRYKER CP|BIDS|BIDS TRADING L.P.|13400
SYK|STRYKER CP|BIMI|Banca IMI Securities Corp.|258
SYK|STRYKER CP|BKCM|BNY Mellon Capital Markets LLC|29
SYK|STRYKER CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10361
SYK|STRYKER CP|BLKX|INSTINET, LLC|94853
SYK|STRYKER CP|BMOC|BMO Capital Markets Corp.|35484
SYK|STRYKER CP|BNPX|BNP PARIBAS SECURITIES CORP.|135768
SYK|STRYKER CP|BTIG|BTIG, LLC|94671
SYK|STRYKER CP|BYXM|CBOE TRADING, INC.|5339
SYK|STRYKER CP|BZYD|GOLDMAN SACHS & CO. LLC|323
SYK|STRYKER CP|CABR|Cabrera Capital Markets, Inc.|100
SYK|STRYKER CP|CANT|Cantor Fitzgerald & Co.|957
SYK|STRYKER CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|82400
SYK|STRYKER CP|CBRA|Cobra Trading, Inc.|1200
SYK|STRYKER CP|CHAS|Charles Schwab & Co., Inc.|6345
SYK|STRYKER CP|CIBP|CIBC World Markets Corp.|30812
SYK|STRYKER CP|CICF|Canaccord Genuity Corp.|499
SYK|STRYKER CP|CIST|Capital Institutional Services, Inc.|16237
SYK|STRYKER CP|CLSA|CLSA AMERICAS, LLC|300
SYK|STRYKER CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|297953
SYK|STRYKER CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15757
SYK|STRYKER CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|70829
SYK|STRYKER CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|920034
SYK|STRYKER CP|CTDL|Citadel Derivatives Group Llc|17302
SYK|STRYKER CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|221360
SYK|STRYKER CP|DADA|D.A. Davidson & Co.|3358
SYK|STRYKER CP|DAVA|Davenport & Company LLC|384
SYK|STRYKER CP|DBAB|Deutsche Bank Securities Inc.|627391
SYK|STRYKER CP|DBAX|Deutsche Bank Securities Inc.|847000
SYK|STRYKER CP|DBUL|Deutsche Bank Securities Inc.|7921
SYK|STRYKER CP|DCHF|Dart Executions, LLC|4442
SYK|STRYKER CP|DEAN|MORGAN STANLEY|34901
SYK|STRYKER CP|DEGS|RONIN PROFESSIONAL LLC|2600
SYK|STRYKER CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14005
SYK|STRYKER CP|DRWC|DRW SECURITIES, L.L.C.|908
SYK|STRYKER CP|DRWK|DRW SECURITIES, L.L.C.|9549
SYK|STRYKER CP|EBXL|EBX LLC|463100
SYK|STRYKER CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|25371
SYK|STRYKER CP|EDJC|Edward Jones / CDS|822
SYK|STRYKER CP|EDJO|Edward D. Jones & Co., L.P.|24021
SYK|STRYKER CP|EGAM|CBOE TRADING, INC.|39418
SYK|STRYKER CP|EGAW|CBOE TRADING, INC.|200
SYK|STRYKER CP|EGMT|EG MARKET TECHNOLOGIES LLC|5769
SYK|STRYKER CP|EGXM|CBOE TRADING, INC.|12048
SYK|STRYKER CP|EGXW|CBOE TRADING, INC.|167
SYK|STRYKER CP|ESPO|ESPOSITO SECURITIES, LLC|50
SYK|STRYKER CP|ETBE|Electronic Transaction Clearing, Inc.|5061
SYK|STRYKER CP|ETCC|Electronic Transaction Clearing, Inc.|260
SYK|STRYKER CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|85192
SYK|STRYKER CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1000
SYK|STRYKER CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|619
SYK|STRYKER CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2630
SYK|STRYKER CP|ETRS|E*Trade Securities LLC|200334
SYK|STRYKER CP|FBSB|U.S. Bancorp Investments, Inc.|132
SYK|STRYKER CP|FIDT|Fidelity Clearing Canada ULC./ CDS|202
SYK|STRYKER CP|FILL|Tradestation Securities, Inc.|40358
SYK|STRYKER CP|FINX|FINTECH SECURITIES|3532
SYK|STRYKER CP|FMAF|NBCN Inc./ CDS|15744
SYK|STRYKER CP|FMCO|First Manhattan Co|6000
SYK|STRYKER CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16021
SYK|STRYKER CP|FQLS|Quantlab Securities LP|366748
SYK|STRYKER CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|135088
SYK|STRYKER CP|FTBR|Foliofn Investments, Inc.|3488
SYK|STRYKER CP|GEBB|GLOBAL EXECUTION BROKERS, LP|39906
SYK|STRYKER CP|GLIS|TD Securities Inc|7537
SYK|STRYKER CP|GLPX|ACS EXECUTION SERVICES, LLC|326195
SYK|STRYKER CP|GSCO|GOLDMAN SACHS & CO. LLC|1475641
SYK|STRYKER CP|GSCS|GOLDMAN SACHS & CO. LLC|24435
SYK|STRYKER CP|GSLT|GOLDMAN SACHS & CO. LLC|26556
SYK|STRYKER CP|GTSZ|GTS SECURITIES LLC|245080
SYK|STRYKER CP|HAPX|HAP Trading, LLC|351
SYK|STRYKER CP|HASF|Haywood Securities Inc./CDS|650
SYK|STRYKER CP|HRBF|American Enterprise Investment Services Inc.|7295
SYK|STRYKER CP|HSBC|HSBC Securities, Inc.|6254
SYK|STRYKER CP|IATS|INTERACTIVE BROKERS LLC|31231
SYK|STRYKER CP|IBKR|Interactive Brokers Llc|32749
SYK|STRYKER CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2208
SYK|STRYKER CP|ICBX|INSTINET, LLC|138497
SYK|STRYKER CP|IEQY|CITADEL SECURITIES LLC|151887
SYK|STRYKER CP|INCA|INSTINET, LLC|899006
SYK|STRYKER CP|INJX|INSTINET, LLC|22069
SYK|STRYKER CP|ITGI|ITG Inc.|81517
SYK|STRYKER CP|ITGP|ITG INC.|775000
SYK|STRYKER CP|JANY|Janney Montgomery Scott Inc.|649
SYK|STRYKER CP|JEFF|JEFFERIES LLC|444443
SYK|STRYKER CP|JMPT|JUMP TRADING, LLC|99499
SYK|STRYKER CP|JONE|JonesTrading|5068
SYK|STRYKER CP|JPBX|J.P. MORGAN SECURITIES LLC|88582
SYK|STRYKER CP|JPMX|J.P. Morgan Securities LLC|1564625
SYK|STRYKER CP|JSJX|JANE STREET CAPITAL LLC|107518
SYK|STRYKER CP|KCGM|VIRTU Americas LLC|141657
SYK|STRYKER CP|KING|C. L. King & Associates, Inc.|600
SYK|STRYKER CP|LEHM|Barclays Capital Inc./Le|1255315
SYK|STRYKER CP|LIME|Lime Brokerage LLC|80567
SYK|STRYKER CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|968794
SYK|STRYKER CP|LOOP|Loop Capital Markets LLC|15479
SYK|STRYKER CP|LQNA|LIQUIDNET, INC.|128400
SYK|STRYKER CP|LSCI|Lek Securities Corporation|1058
SYK|STRYKER CP|LVMR|LIVERMORE TRADING GROUP, INC.|4788
SYK|STRYKER CP|MACC|Mid Atlantic Capital Corporation|1497
SYK|STRYKER CP|MAXM|Maxim Group LLC|1029
SYK|STRYKER CP|MBTS|ALLY INVEST SECURITIES LLC|300
SYK|STRYKER CP|MCMF|Raymond James Ltd. Cds|1538
SYK|STRYKER CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|264842
SYK|STRYKER CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
SYK|STRYKER CP|MNDX|TJM Investments, LLC|15170
SYK|STRYKER CP|MOTF|MOTIF INVESTING, INC.|22
SYK|STRYKER CP|MSCO|MORGAN STANLEY & CO. LLC|2578783
SYK|STRYKER CP|MSPL|MORGAN STANLEY & CO. LLC|782700
SYK|STRYKER CP|MSTX|MORGAN STANLEY & CO. LLC|202300
SYK|STRYKER CP|MULL|MARK J. MULLER EQUITIES, INC.|13717
SYK|STRYKER CP|NATL|National Securities Corporation|25
SYK|STRYKER CP|NEUB|NEUBERGER BERMAN BD LLC|4527
SYK|STRYKER CP|NFSC|National Financial Services LLC|471665
SYK|STRYKER CP|NITE|VIRTU Americas LLC|1048475
SYK|STRYKER CP|NITP|VIRTU Americas LLC|725
SYK|STRYKER CP|NMRA|Nomura Securities International, Inc.|400
SYK|STRYKER CP|NQRB|Brut, LLC|41488
SYK|STRYKER CP|NTBF|BMO Nesbitt Burns Inc./CDS|4736
SYK|STRYKER CP|NTRC|Northern Trust Securities, Inc.|2693
SYK|STRYKER CP|OHOS|TWO SIGMA SECURITIES, LLC|129669
SYK|STRYKER CP|ONEL|O'NEIL SECURITIES, INCORPORATED|8
SYK|STRYKER CP|OPCO|Oppenheimer & Co. Inc.|4727
SYK|STRYKER CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SYK|STRYKER CP|PDQM|CODA MARKETS, INC.|559695
SYK|STRYKER CP|PHLY|NASDAQ Execution Services, LLC|1200
SYK|STRYKER CP|PICT|Pictet Overseas Inc.|145
SYK|STRYKER CP|PIPR|Piper Jaffray & Co.|18000
SYK|STRYKER CP|PWJC|UBS Financial Services, Inc.|9130
SYK|STRYKER CP|QMSR|QUATTRO M SECURITIES INC.|418
SYK|STRYKER CP|RBCM|RBC CAPITAL MARKETS, LLC|9510
SYK|STRYKER CP|RDBN|Redburn Partners (USA) LP|500
SYK|STRYKER CP|RHCO|Suntrust Robinson Humphrey, Inc.|28680
SYK|STRYKER CP|SAGL|SAGETRADER, LLC|41632
SYK|STRYKER CP|SAGW|SAGETRADER, LLC|1
SYK|STRYKER CP|SALI|INTL FCSTONE FINANCIAL INC.|184
SYK|STRYKER CP|SBRX|MURIEL SIEBERT & CO INC|43
SYK|STRYKER CP|SBSH|Citigroup Global Markets Inc.|293869
SYK|STRYKER CP|SEIC|SEI Investments Distribution Co.|5499
SYK|STRYKER CP|SGMT|GOLDMAN SACHS & CO. LLC|267353
SYK|STRYKER CP|SIBO|Prime Executions, Inc.|7205
SYK|STRYKER CP|SJLS|TRADE INFORMATICS LLC|100
SYK|STRYKER CP|SOGO|Wang Investment Associates, Inc.|5
SYK|STRYKER CP|SPDR|SPEEDROUTE LLC|24796
SYK|STRYKER CP|SPHN|Stephens Inc.|306
SYK|STRYKER CP|SPNT|SEVEN POINTS CAPITAL, LLC|100
SYK|STRYKER CP|SPTD|MINT GLOBAL MARKETS, INC.|400
SYK|STRYKER CP|STFL|Stifel, Nicolaus & Company, Incorporated|42794
SYK|STRYKER CP|STKP|STOCKPILE INVESTMENTS, INC.|34
SYK|STRYKER CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3556
SYK|STRYKER CP|SWIM|TD Ameritrade, Inc.|386372
SYK|STRYKER CP|SWST|Hilltop Securities Inc.|2573
SYK|STRYKER CP|TKNG|ALLY INVEST SECURITIES LLC|1350
SYK|STRYKER CP|TRBT|Tradebot Systems, Inc.|265466
SYK|STRYKER CP|TRCM|TRC MARKETS LLC|116213
SYK|STRYKER CP|TWTT|TASTYWORKS, INC.|50
SYK|STRYKER CP|UBSA|UBS SECURITIES LLC|1586826
SYK|STRYKER CP|UBSS|UBS Securities LLC|2089849
SYK|STRYKER CP|VALX|VIRTU AMERICAS LLC|18640
SYK|STRYKER CP|VGRD|Vanguard Marketing Corporation|15432
SYK|STRYKER CP|WABR|Wall Street Access|302
SYK|STRYKER CP|WBET|Wallachbeth Capital LLC|2091
SYK|STRYKER CP|WBLR|WILLIAM BLAIR|7225
SYK|STRYKER CP|WBPX|SUMMIT SECURITIES GROUP, LLC|9865
SYK|STRYKER CP|WCHV|WELLS FARGO SECURITIES, LLC|418255
SYK|STRYKER CP|WDNX|WEEDEN & CO.L.P.|3468
SYK|STRYKER CP|WEDB|WEDBUSH SECURITIES INC.|122261
SYK|STRYKER CP|WEED|Weeden & Co.L.P.|556
SYK|STRYKER CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34196
SYK|STRYKER CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37722
SYK|STRYKER CP|WGIF|CIBC World Markets Inc.|21216
SYK|STRYKER CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|557
SYK|STRYKER CP|WSEA|WOLVERINE SECURITIES, LLC|5207
SYK|STRYKER CP|XIST|INSTINET, LLC|22418
SYK|STRYKER CP|XPQR|Jump Trading|2900
SYK|STRYKER CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|183398
SYK|STRYKER CP|YKNA|COMHAR CAPITAL MARKETS, LLC|44919
SYK|STRYKER CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10874
SYKE|SYKES ENTERPRISES ##|ALTX|Alternet Securities Inc.|1200
SYKE|SYKES ENTERPRISES ##|APCC|Apex Clearing Corporation|60
SYKE|SYKES ENTERPRISES ##|BARD|Robert W. Baird & Co. Incorporated|46500
SYKE|SYKES ENTERPRISES ##|BATM|CBOE TRADING, INC.|455
SYKE|SYKES ENTERPRISES ##|BERN|Sanford C. Bernstein & Co., LLC|4790
SYKE|SYKES ENTERPRISES ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|301
SYKE|SYKES ENTERPRISES ##|BLKX|INSTINET, LLC|15230
SYKE|SYKES ENTERPRISES ##|BMOC|BMO Capital Markets Corp.|6288
SYKE|SYKES ENTERPRISES ##|BNPX|BNP PARIBAS SECURITIES CORP.|8555
SYKE|SYKES ENTERPRISES ##|BRVL|BLAYLOCK VAN, LLC|400
SYKE|SYKES ENTERPRISES ##|BTIG|BTIG, LLC|13345
SYKE|SYKES ENTERPRISES ##|BYXM|CBOE TRADING, INC.|246
SYKE|SYKES ENTERPRISES ##|BZYD|GOLDMAN SACHS & CO. LLC|1635
SYKE|SYKES ENTERPRISES ##|CANT|Cantor Fitzgerald & Co.|195
SYKE|SYKES ENTERPRISES ##|CHAS|Charles Schwab & Co., Inc.|470
SYKE|SYKES ENTERPRISES ##|CIST|Capital Institutional Services, Inc.|762
SYKE|SYKES ENTERPRISES ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49535
SYKE|SYKES ENTERPRISES ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2750
SYKE|SYKES ENTERPRISES ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45620
SYKE|SYKES ENTERPRISES ##|CTDL|Citadel Derivatives Group Llc|6942
SYKE|SYKES ENTERPRISES ##|CTLR|CUTLER GROUP, LP|485
SYKE|SYKES ENTERPRISES ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|10390
SYKE|SYKES ENTERPRISES ##|DBAB|Deutsche Bank Securities Inc.|184087
SYKE|SYKES ENTERPRISES ##|DBAX|Deutsche Bank Securities Inc.|26000
SYKE|SYKES ENTERPRISES ##|DBUL|Deutsche Bank Securities Inc.|400
SYKE|SYKES ENTERPRISES ##|DEAN|MORGAN STANLEY|6861
SYKE|SYKES ENTERPRISES ##|DEGS|RONIN PROFESSIONAL LLC|1815
SYKE|SYKES ENTERPRISES ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31
SYKE|SYKES ENTERPRISES ##|EBXL|EBX LLC|27500
SYKE|SYKES ENTERPRISES ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1833
SYKE|SYKES ENTERPRISES ##|EDJO|Edward D. Jones & Co., L.P.|46
SYKE|SYKES ENTERPRISES ##|EGAM|CBOE TRADING, INC.|1934
SYKE|SYKES ENTERPRISES ##|EGMT|EG MARKET TECHNOLOGIES LLC|20
SYKE|SYKES ENTERPRISES ##|EGXM|CBOE TRADING, INC.|808
SYKE|SYKES ENTERPRISES ##|ETBE|Electronic Transaction Clearing, Inc.|2107
SYKE|SYKES ENTERPRISES ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
SYKE|SYKES ENTERPRISES ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2910
SYKE|SYKES ENTERPRISES ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7185
SYKE|SYKES ENTERPRISES ##|ETRS|E*Trade Securities LLC|1188
SYKE|SYKES ENTERPRISES ##|FBCO|Credit Suisse Securities (USA) LLC|155793
SYKE|SYKES ENTERPRISES ##|FBSB|U.S. Bancorp Investments, Inc.|30
SYKE|SYKES ENTERPRISES ##|FOMA|TD AMERITRADE CLEARING, INC.|7119
SYKE|SYKES ENTERPRISES ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1141
SYKE|SYKES ENTERPRISES ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41259
SYKE|SYKES ENTERPRISES ##|FTBR|Foliofn Investments, Inc.|2883
SYKE|SYKES ENTERPRISES ##|GEBB|GLOBAL EXECUTION BROKERS, LP|11944
SYKE|SYKES ENTERPRISES ##|GLPX|ACS EXECUTION SERVICES, LLC|3019
SYKE|SYKES ENTERPRISES ##|GSCO|GOLDMAN SACHS & CO. LLC|394263
SYKE|SYKES ENTERPRISES ##|GSCS|GOLDMAN SACHS & CO. LLC|6709
SYKE|SYKES ENTERPRISES ##|GTSZ|GTS SECURITIES LLC|8823
SYKE|SYKES ENTERPRISES ##|HRBF|American Enterprise Investment Services Inc.|471
SYKE|SYKES ENTERPRISES ##|HSBC|HSBC Securities, Inc.|8193
SYKE|SYKES ENTERPRISES ##|IATS|INTERACTIVE BROKERS LLC|605
SYKE|SYKES ENTERPRISES ##|IBKR|Interactive Brokers Llc|17738
SYKE|SYKES ENTERPRISES ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
SYKE|SYKES ENTERPRISES ##|ICBX|INSTINET, LLC|6000
SYKE|SYKES ENTERPRISES ##|IEQY|CITADEL SECURITIES LLC|16791
SYKE|SYKES ENTERPRISES ##|INCA|INSTINET, LLC|140619
SYKE|SYKES ENTERPRISES ##|INJX|INSTINET, LLC|7793
SYKE|SYKES ENTERPRISES ##|ITGI|ITG Inc.|18311
SYKE|SYKES ENTERPRISES ##|ITGP|ITG INC.|17400
SYKE|SYKES ENTERPRISES ##|JANY|Janney Montgomery Scott Inc.|34
SYKE|SYKES ENTERPRISES ##|JEFF|JEFFERIES LLC|12542
SYKE|SYKES ENTERPRISES ##|JMPT|JUMP TRADING, LLC|10353
SYKE|SYKES ENTERPRISES ##|JPBX|J.P. MORGAN SECURITIES LLC|6714
SYKE|SYKES ENTERPRISES ##|JPMX|J.P. Morgan Securities LLC|107884
SYKE|SYKES ENTERPRISES ##|JSEB|JANE STREET EXECUTION SERVICES, LLC|500
SYKE|SYKES ENTERPRISES ##|JSJX|JANE STREET CAPITAL LLC|1116
SYKE|SYKES ENTERPRISES ##|KBWI|Keefe, Bruyette & Woods, Inc.|400
SYKE|SYKES ENTERPRISES ##|KCGM|VIRTU Americas LLC|10536
SYKE|SYKES ENTERPRISES ##|LEHM|Barclays Capital Inc./Le|143619
SYKE|SYKES ENTERPRISES ##|LIME|Lime Brokerage LLC|87345
SYKE|SYKES ENTERPRISES ##|LOOP|Loop Capital Markets LLC|14
SYKE|SYKES ENTERPRISES ##|LQNA|LIQUIDNET, INC.|19900
SYKE|SYKES ENTERPRISES ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
SYKE|SYKES ENTERPRISES ##|MAXM|Maxim Group LLC|4231
SYKE|SYKES ENTERPRISES ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30620
SYKE|SYKES ENTERPRISES ##|MSCO|MORGAN STANLEY & CO. LLC|474530
SYKE|SYKES ENTERPRISES ##|MSPL|MORGAN STANLEY & CO. LLC|35500
SYKE|SYKES ENTERPRISES ##|MSTX|MORGAN STANLEY & CO. LLC|15800
SYKE|SYKES ENTERPRISES ##|NFSC|National Financial Services LLC|35385
SYKE|SYKES ENTERPRISES ##|NITE|VIRTU Americas LLC|70774
SYKE|SYKES ENTERPRISES ##|NITP|VIRTU Americas LLC|1605
SYKE|SYKES ENTERPRISES ##|NQRB|Brut, LLC|1350
SYKE|SYKES ENTERPRISES ##|NTRC|Northern Trust Securities, Inc.|1426
SYKE|SYKES ENTERPRISES ##|OPCO|Oppenheimer & Co. Inc.|15
SYKE|SYKES ENTERPRISES ##|PDQM|CODA MARKETS, INC.|8260
SYKE|SYKES ENTERPRISES ##|RAJA|Raymond James & Associates, Inc.|1507
SYKE|SYKES ENTERPRISES ##|RBCM|RBC CAPITAL MARKETS, LLC|60
SYKE|SYKES ENTERPRISES ##|SBSH|Citigroup Global Markets Inc.|89063
SYKE|SYKES ENTERPRISES ##|SGMT|GOLDMAN SACHS & CO. LLC|16051
SYKE|SYKES ENTERPRISES ##|SPDR|SPEEDROUTE LLC|381
SYKE|SYKES ENTERPRISES ##|SWST|Hilltop Securities Inc.|14
SYKE|SYKES ENTERPRISES ##|TRBT|Tradebot Systems, Inc.|36538
SYKE|SYKES ENTERPRISES ##|TRCM|TRC MARKETS LLC|29801
SYKE|SYKES ENTERPRISES ##|UBSA|UBS SECURITIES LLC|94185
SYKE|SYKES ENTERPRISES ##|UBSS|UBS Securities LLC|247516
SYKE|SYKES ENTERPRISES ##|VALX|VIRTU AMERICAS LLC|6645
SYKE|SYKES ENTERPRISES ##|VGRD|Vanguard Marketing Corporation|157
SYKE|SYKES ENTERPRISES ##|WCHV|WELLS FARGO SECURITIES, LLC|28388
SYKE|SYKES ENTERPRISES ##|WEED|Weeden & Co.L.P.|1893
SYKE|SYKES ENTERPRISES ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|212
SYKE|SYKES ENTERPRISES ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2686
SYKE|SYKES ENTERPRISES ##|WFPB|Wells Fargo Securities, LLC.|200
SYKE|SYKES ENTERPRISES ##|WSEA|WOLVERINE SECURITIES, LLC|278
SYKE|SYKES ENTERPRISES ##|XIST|INSTINET, LLC|11086
SYKE|SYKES ENTERPRISES ##|XPQR|Jump Trading|94
SYKE|SYKES ENTERPRISES ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
SYKE|SYKES ENTERPRISES ##|YKNA|COMHAR CAPITAL MARKETS, LLC|812
SYKE|SYKES ENTERPRISES ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
SYLD|SHAREHOLDER YIELD ET|APCC|Apex Clearing Corporation|3042
SYLD|SHAREHOLDER YIELD ET|CHAS|Charles Schwab & Co., Inc.|5
SYLD|SHAREHOLDER YIELD ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4004
SYLD|SHAREHOLDER YIELD ET|EBXL|EBX LLC|300
SYLD|SHAREHOLDER YIELD ET|EDJO|Edward D. Jones & Co., L.P.|383
SYLD|SHAREHOLDER YIELD ET|ETRS|E*Trade Securities LLC|404
SYLD|SHAREHOLDER YIELD ET|FMAF|NBCN Inc./ CDS|110
SYLD|SHAREHOLDER YIELD ET|FTBR|Foliofn Investments, Inc.|146
SYLD|SHAREHOLDER YIELD ET|GSLT|GOLDMAN SACHS & CO. LLC|500
SYLD|SHAREHOLDER YIELD ET|IATS|INTERACTIVE BROKERS LLC|235
SYLD|SHAREHOLDER YIELD ET|IBKR|Interactive Brokers Llc|144
SYLD|SHAREHOLDER YIELD ET|ICBX|INSTINET, LLC|200
SYLD|SHAREHOLDER YIELD ET|ITGI|ITG Inc.|349
SYLD|SHAREHOLDER YIELD ET|ITGP|ITG INC.|800
SYLD|SHAREHOLDER YIELD ET|JPMX|J.P. Morgan Securities LLC|800
SYLD|SHAREHOLDER YIELD ET|JSJX|JANE STREET CAPITAL LLC|9282
SYLD|SHAREHOLDER YIELD ET|KCGM|VIRTU Americas LLC|2044
SYLD|SHAREHOLDER YIELD ET|LIME|Lime Brokerage LLC|2235
SYLD|SHAREHOLDER YIELD ET|MACC|Mid Atlantic Capital Corporation|8
SYLD|SHAREHOLDER YIELD ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
SYLD|SHAREHOLDER YIELD ET|MSCO|MORGAN STANLEY & CO. LLC|347
SYLD|SHAREHOLDER YIELD ET|MSPL|MORGAN STANLEY & CO. LLC|400
SYLD|SHAREHOLDER YIELD ET|NFSC|National Financial Services LLC|11472
SYLD|SHAREHOLDER YIELD ET|NITE|VIRTU Americas LLC|13162
SYLD|SHAREHOLDER YIELD ET|RBCM|RBC CAPITAL MARKETS, LLC|207
SYLD|SHAREHOLDER YIELD ET|SGMT|GOLDMAN SACHS & CO. LLC|800
SYLD|SHAREHOLDER YIELD ET|SWIM|TD Ameritrade, Inc.|4475
SYLD|SHAREHOLDER YIELD ET|UBSA|UBS SECURITIES LLC|4699
SYLD|SHAREHOLDER YIELD ET|UBSS|UBS Securities LLC|9762
SYLD|SHAREHOLDER YIELD ET|VGRD|Vanguard Marketing Corporation|1800
SYLD|SHAREHOLDER YIELD ET|WCHV|WELLS FARGO SECURITIES, LLC|1334
SYLD|SHAREHOLDER YIELD ET|WSEA|WOLVERINE SECURITIES, LLC|4
SYLD|SHAREHOLDER YIELD ET|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
SYLD|SHAREHOLDER YIELD ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2289
SYMC|SYMANTEC CORPORATION|ABLE|NATIXIS Securities Americas LLC|5907253
SYMC|SYMANTEC CORPORATION|AGIS|Aegis Capital Corp.|300
SYMC|SYMANTEC CORPORATION|ALFA|ALPHA TRADING L.P.|163283
SYMC|SYMANTEC CORPORATION|ALTX|Alternet Securities Inc.|31839
SYMC|SYMANTEC CORPORATION|APCC|Apex Clearing Corporation|13734
SYMC|SYMANTEC CORPORATION|BALE|M&T SECURITIES, INC.|226
SYMC|SYMANTEC CORPORATION|BARD|Robert W. Baird & Co. Incorporated|3463
SYMC|SYMANTEC CORPORATION|BATM|CBOE TRADING, INC.|49843
SYMC|SYMANTEC CORPORATION|BAYC|BAY CREST PARTNERS, LLC|36563
SYMC|SYMANTEC CORPORATION|BBNT|BB&T SECURITIES, LLC|190
SYMC|SYMANTEC CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|2684176
SYMC|SYMANTEC CORPORATION|BIAD|SAGETRADER, LLC|338
SYMC|SYMANTEC CORPORATION|BIDS|BIDS TRADING L.P.|8000
SYMC|SYMANTEC CORPORATION|BIMI|Banca IMI Securities Corp.|1749
SYMC|SYMANTEC CORPORATION|BKCM|BNY Mellon Capital Markets LLC|1398
SYMC|SYMANTEC CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39503
SYMC|SYMANTEC CORPORATION|BLKX|INSTINET, LLC|706033
SYMC|SYMANTEC CORPORATION|BMOC|BMO Capital Markets Corp.|239446
SYMC|SYMANTEC CORPORATION|BNCH|The Benchmark Company, LLC|18099
SYMC|SYMANTEC CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|730555
SYMC|SYMANTEC CORPORATION|BTIG|BTIG, LLC|953445
SYMC|SYMANTEC CORPORATION|BYXM|CBOE TRADING, INC.|26770
SYMC|SYMANTEC CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1200
SYMC|SYMANTEC CORPORATION|CABR|Cabrera Capital Markets, Inc.|75
SYMC|SYMANTEC CORPORATION|CANT|Cantor Fitzgerald & Co.|2382
SYMC|SYMANTEC CORPORATION|CHAS|Charles Schwab & Co., Inc.|8075
SYMC|SYMANTEC CORPORATION|CIBP|CIBC World Markets Corp.|109401
SYMC|SYMANTEC CORPORATION|CICF|Canaccord Genuity Corp.|179
SYMC|SYMANTEC CORPORATION|CIST|Capital Institutional Services, Inc.|708
SYMC|SYMANTEC CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|531912
SYMC|SYMANTEC CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|241
SYMC|SYMANTEC CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3289
SYMC|SYMANTEC CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1474466
SYMC|SYMANTEC CORPORATION|CTDL|Citadel Derivatives Group Llc|141239
SYMC|SYMANTEC CORPORATION|CTLR|CUTLER GROUP, LP|4869
SYMC|SYMANTEC CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|196210
SYMC|SYMANTEC CORPORATION|DAWA|Daiwa Capital Markets America Inc.|123
SYMC|SYMANTEC CORPORATION|DBAB|Deutsche Bank Securities Inc.|3489125
SYMC|SYMANTEC CORPORATION|DBAX|Deutsche Bank Securities Inc.|2023200
SYMC|SYMANTEC CORPORATION|DBUL|Deutsche Bank Securities Inc.|18129
SYMC|SYMANTEC CORPORATION|DEAN|MORGAN STANLEY|124920
SYMC|SYMANTEC CORPORATION|DEGS|RONIN PROFESSIONAL LLC|799
SYMC|SYMANTEC CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6395
SYMC|SYMANTEC CORPORATION|DRWK|DRW SECURITIES, L.L.C.|328384
SYMC|SYMANTEC CORPORATION|EBXL|EBX LLC|1371200
SYMC|SYMANTEC CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|156924
SYMC|SYMANTEC CORPORATION|EDJC|Edward Jones / CDS|1225
SYMC|SYMANTEC CORPORATION|EDJO|Edward D. Jones & Co., L.P.|6337
SYMC|SYMANTEC CORPORATION|EGAM|CBOE TRADING, INC.|59373
SYMC|SYMANTEC CORPORATION|EGAW|CBOE TRADING, INC.|799
SYMC|SYMANTEC CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|500
SYMC|SYMANTEC CORPORATION|EGXM|CBOE TRADING, INC.|7809
SYMC|SYMANTEC CORPORATION|EGXW|CBOE TRADING, INC.|29
SYMC|SYMANTEC CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|764917
SYMC|SYMANTEC CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|245995
SYMC|SYMANTEC CORPORATION|ETCC|Electronic Transaction Clearing, Inc.|13773
SYMC|SYMANTEC CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21946
SYMC|SYMANTEC CORPORATION|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|803020
SYMC|SYMANTEC CORPORATION|ETRS|E*Trade Securities LLC|2119841
SYMC|SYMANTEC CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|11472244
SYMC|SYMANTEC CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|93
SYMC|SYMANTEC CORPORATION|FFSI|Firstrade Securities Inc.|500
SYMC|SYMANTEC CORPORATION|FIDT|Fidelity Clearing Canada ULC./ CDS|1
SYMC|SYMANTEC CORPORATION|FILL|Tradestation Securities, Inc.|8659
SYMC|SYMANTEC CORPORATION|FINX|FINTECH SECURITIES|1838
SYMC|SYMANTEC CORPORATION|FMAF|NBCN Inc./ CDS|20040
SYMC|SYMANTEC CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|1174168
SYMC|SYMANTEC CORPORATION|FORD|Fordham Financial Management, Inc.|453
SYMC|SYMANTEC CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|50236
SYMC|SYMANTEC CORPORATION|FQLS|Quantlab Securities LP|3399113
SYMC|SYMANTEC CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|177849
SYMC|SYMANTEC CORPORATION|FTBR|Foliofn Investments, Inc.|3029
SYMC|SYMANTEC CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|625897
SYMC|SYMANTEC CORPORATION|GELP|RBC CAPITAL MARKETS, LLC|10667
SYMC|SYMANTEC CORPORATION|GLIS|TD Securities Inc|875
SYMC|SYMANTEC CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|115335
SYMC|SYMANTEC CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|22309770
SYMC|SYMANTEC CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|114631
SYMC|SYMANTEC CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|24285
SYMC|SYMANTEC CORPORATION|GTSZ|GTS SECURITIES LLC|496834
SYMC|SYMANTEC CORPORATION|HAPX|HAP Trading, LLC|38819
SYMC|SYMANTEC CORPORATION|HRBF|American Enterprise Investment Services Inc.|225948
SYMC|SYMANTEC CORPORATION|HSBC|HSBC Securities, Inc.|114648
SYMC|SYMANTEC CORPORATION|IATS|INTERACTIVE BROKERS LLC|68945
SYMC|SYMANTEC CORPORATION|IBKR|Interactive Brokers Llc|469461
SYMC|SYMANTEC CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5351
SYMC|SYMANTEC CORPORATION|ICBX|INSTINET, LLC|314757
SYMC|SYMANTEC CORPORATION|IEQY|CITADEL SECURITIES LLC|1307939
SYMC|SYMANTEC CORPORATION|INCA|INSTINET, LLC|4386258
SYMC|SYMANTEC CORPORATION|INJX|INSTINET, LLC|78592
SYMC|SYMANTEC CORPORATION|INTL|INTL FCSTONE FINANCIAL INC.|365
SYMC|SYMANTEC CORPORATION|ITGI|ITG Inc.|398025
SYMC|SYMANTEC CORPORATION|ITGP|ITG INC.|526000
SYMC|SYMANTEC CORPORATION|JANY|Janney Montgomery Scott Inc.|9607
SYMC|SYMANTEC CORPORATION|JEFF|JEFFERIES LLC|525946
SYMC|SYMANTEC CORPORATION|JMPT|JUMP TRADING, LLC|545947
SYMC|SYMANTEC CORPORATION|JONE|JonesTrading|37467
SYMC|SYMANTEC CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|383310
SYMC|SYMANTEC CORPORATION|JPMX|J.P. Morgan Securities LLC|2830775
SYMC|SYMANTEC CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|5186
SYMC|SYMANTEC CORPORATION|JSJX|JANE STREET CAPITAL LLC|10579
SYMC|SYMANTEC CORPORATION|KCGM|VIRTU Americas LLC|252680
SYMC|SYMANTEC CORPORATION|KCRD|PHX FINANCIAL, INC.|500
SYMC|SYMANTEC CORPORATION|LEHM|Barclays Capital Inc./Le|9338159
SYMC|SYMANTEC CORPORATION|LIME|Lime Brokerage LLC|468752
SYMC|SYMANTEC CORPORATION|LMGP|LIME BROKERAGE LLC|11200
SYMC|SYMANTEC CORPORATION|LMNX|LUMINEX TRADING & ANALYTICS LLC|42400
SYMC|SYMANTEC CORPORATION|LOOP|Loop Capital Markets LLC|377
SYMC|SYMANTEC CORPORATION|LQNA|LIQUIDNET, INC.|155500
SYMC|SYMANTEC CORPORATION|LQNB|LIQUIDNET, INC.|12200
SYMC|SYMANTEC CORPORATION|LSCI|Lek Securities Corporation|7971
SYMC|SYMANTEC CORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
SYMC|SYMANTEC CORPORATION|MACC|Mid Atlantic Capital Corporation|2687
SYMC|SYMANTEC CORPORATION|MACQ|Macquarie Capital (USA) Inc.|2902
SYMC|SYMANTEC CORPORATION|MAXM|Maxim Group LLC|1092
SYMC|SYMANTEC CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700542
SYMC|SYMANTEC CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|10446
SYMC|SYMANTEC CORPORATION|MOTF|MOTIF INVESTING, INC.|64
SYMC|SYMANTEC CORPORATION|MPSG|E D & F Man Capital Markets Inc.|29039
SYMC|SYMANTEC CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|29357306
SYMC|SYMANTEC CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|1939900
SYMC|SYMANTEC CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|1218500
SYMC|SYMANTEC CORPORATION|NATL|National Securities Corporation|603
SYMC|SYMANTEC CORPORATION|NBCS|NBC Securities, INC.|80
SYMC|SYMANTEC CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|11634
SYMC|SYMANTEC CORPORATION|NFSC|National Financial Services LLC|872623
SYMC|SYMANTEC CORPORATION|NITE|VIRTU Americas LLC|2802127
SYMC|SYMANTEC CORPORATION|NITP|VIRTU Americas LLC|153779
SYMC|SYMANTEC CORPORATION|NQRB|Brut, LLC|93195
SYMC|SYMANTEC CORPORATION|NTRC|Northern Trust Securities, Inc.|56983
SYMC|SYMANTEC CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|21220
SYMC|SYMANTEC CORPORATION|OLDM|OLD MISSION CAPITAL, LLC|31728
SYMC|SYMANTEC CORPORATION|OPCO|Oppenheimer & Co. Inc.|9655
SYMC|SYMANTEC CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11493
SYMC|SYMANTEC CORPORATION|PCPT|PHILLIP CAPITAL INC.|1500
SYMC|SYMANTEC CORPORATION|PDQM|CODA MARKETS, INC.|376295
SYMC|SYMANTEC CORPORATION|PHLY|NASDAQ Execution Services, LLC|22400
SYMC|SYMANTEC CORPORATION|PIPR|Piper Jaffray & Co.|48705
SYMC|SYMANTEC CORPORATION|PWJC|UBS Financial Services, Inc.|3829
SYMC|SYMANTEC CORPORATION|RAAA|RICHARD JAMES & ASSOCIATES, INC.|8396
SYMC|SYMANTEC CORPORATION|RAJA|Raymond James & Associates, Inc.|60736
SYMC|SYMANTEC CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|12380
SYMC|SYMANTEC CORPORATION|SAGL|SAGETRADER, LLC|18473
SYMC|SYMANTEC CORPORATION|SAGW|SAGETRADER, LLC|5740
SYMC|SYMANTEC CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|3015
SYMC|SYMANTEC CORPORATION|SBSH|Citigroup Global Markets Inc.|5540614
SYMC|SYMANTEC CORPORATION|SEIC|SEI Investments Distribution Co.|547
SYMC|SYMANTEC CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|721182
SYMC|SYMANTEC CORPORATION|SOGO|Wang Investment Associates, Inc.|105
SYMC|SYMANTEC CORPORATION|SPDR|SPEEDROUTE LLC|23856
SYMC|SYMANTEC CORPORATION|SPHN|Stephens Inc.|335162
SYMC|SYMANTEC CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|3618
SYMC|SYMANTEC CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|266
SYMC|SYMANTEC CORPORATION|SWIM|TD Ameritrade, Inc.|285170
SYMC|SYMANTEC CORPORATION|SWST|Hilltop Securities Inc.|15309
SYMC|SYMANTEC CORPORATION|TAGC|TELSEY ADVISORY GROUP LLC|1200
SYMC|SYMANTEC CORPORATION|TDSI|TD Securities (USA) LLC|5200
SYMC|SYMANTEC CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|49225
SYMC|SYMANTEC CORPORATION|TONC|CUTTONE & CO., LLC|15520
SYMC|SYMANTEC CORPORATION|TRBT|Tradebot Systems, Inc.|1679979
SYMC|SYMANTEC CORPORATION|TRCM|TRC MARKETS LLC|1096019
SYMC|SYMANTEC CORPORATION|TWTT|TASTYWORKS, INC.|2139
SYMC|SYMANTEC CORPORATION|UBSA|UBS SECURITIES LLC|3138258
SYMC|SYMANTEC CORPORATION|UBSS|UBS Securities LLC|3879279
SYMC|SYMANTEC CORPORATION|VALX|VIRTU AMERICAS LLC|117280
SYMC|SYMANTEC CORPORATION|VERT|The Vertical Trading Group, LLC|200
SYMC|SYMANTEC CORPORATION|VGRD|Vanguard Marketing Corporation|36908
SYMC|SYMANTEC CORPORATION|VIEW|VIEWTRADE SECURITIES LLC|175
SYMC|SYMANTEC CORPORATION|VSIN|Vision Financial Markets Llc|540
SYMC|SYMANTEC CORPORATION|WABR|Wall Street Access|27884
SYMC|SYMANTEC CORPORATION|WBLR|WILLIAM BLAIR|2947
SYMC|SYMANTEC CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|4304
SYMC|SYMANTEC CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|701674
SYMC|SYMANTEC CORPORATION|WDNX|WEEDEN & CO.L.P.|10498
SYMC|SYMANTEC CORPORATION|WEDB|WEDBUSH SECURITIES INC.|2915
SYMC|SYMANTEC CORPORATION|WEED|Weeden & Co.L.P.|60214
SYMC|SYMANTEC CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|134002
SYMC|SYMANTEC CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|220476
SYMC|SYMANTEC CORPORATION|WFPB|Wells Fargo Securities, LLC.|3657
SYMC|SYMANTEC CORPORATION|WGIF|CIBC World Markets Inc.|8332
SYMC|SYMANTEC CORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3628
SYMC|SYMANTEC CORPORATION|WSAG|WALL STREET ACCESS|541
SYMC|SYMANTEC CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|43192
SYMC|SYMANTEC CORPORATION|WTFS|JUST2TRADE, INC.|100
SYMC|SYMANTEC CORPORATION|XIST|INSTINET, LLC|581390
SYMC|SYMANTEC CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|98322
SYMC|SYMANTEC CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|53676
SYMC|SYMANTEC CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18199
SYN|SYNTHETIC BIOLOGICS|ALTX|Alternet Securities Inc.|13615
SYN|SYNTHETIC BIOLOGICS|APCC|Apex Clearing Corporation|11788
SYN|SYNTHETIC BIOLOGICS|BARD|Robert W. Baird & Co. Incorporated|700
SYN|SYNTHETIC BIOLOGICS|BATM|CBOE TRADING, INC.|209
SYN|SYNTHETIC BIOLOGICS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16308
SYN|SYNTHETIC BIOLOGICS|BLKX|INSTINET, LLC|61095
SYN|SYNTHETIC BIOLOGICS|BYXM|CBOE TRADING, INC.|200
SYN|SYNTHETIC BIOLOGICS|CHAS|Charles Schwab & Co., Inc.|1000
SYN|SYNTHETIC BIOLOGICS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000653
SYN|SYNTHETIC BIOLOGICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|73033
SYN|SYNTHETIC BIOLOGICS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
SYN|SYNTHETIC BIOLOGICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|123727
SYN|SYNTHETIC BIOLOGICS|CXCX|CITIGROUP GLOBAL MARKETS INC.|101970
SYN|SYNTHETIC BIOLOGICS|DBAB|Deutsche Bank Securities Inc.|40977
SYN|SYNTHETIC BIOLOGICS|DBAX|Deutsche Bank Securities Inc.|66400
SYN|SYNTHETIC BIOLOGICS|DEAN|MORGAN STANLEY|5000
SYN|SYNTHETIC BIOLOGICS|EBXL|EBX LLC|142400
SYN|SYNTHETIC BIOLOGICS|EDJO|Edward D. Jones & Co., L.P.|216
SYN|SYNTHETIC BIOLOGICS|EGAM|CBOE TRADING, INC.|600
SYN|SYNTHETIC BIOLOGICS|EGXM|CBOE TRADING, INC.|14098
SYN|SYNTHETIC BIOLOGICS|ETRS|E*Trade Securities LLC|1013045
SYN|SYNTHETIC BIOLOGICS|FBRC|B. RILEY FBR, INC.|78046
SYN|SYNTHETIC BIOLOGICS|FILL|Tradestation Securities, Inc.|31546
SYN|SYNTHETIC BIOLOGICS|FMAF|NBCN Inc./ CDS|3073
SYN|SYNTHETIC BIOLOGICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|368
SYN|SYNTHETIC BIOLOGICS|FTBR|Foliofn Investments, Inc.|8893
SYN|SYNTHETIC BIOLOGICS|GEBB|GLOBAL EXECUTION BROKERS, LP|400
SYN|SYNTHETIC BIOLOGICS|GLIS|TD Securities Inc|30280
SYN|SYNTHETIC BIOLOGICS|GSCO|GOLDMAN SACHS & CO. LLC|3096
SYN|SYNTHETIC BIOLOGICS|GSCS|GOLDMAN SACHS & CO. LLC|40228
SYN|SYNTHETIC BIOLOGICS|GSLT|GOLDMAN SACHS & CO. LLC|21754
SYN|SYNTHETIC BIOLOGICS|HRBF|American Enterprise Investment Services Inc.|14033
SYN|SYNTHETIC BIOLOGICS|IATS|INTERACTIVE BROKERS LLC|4200
SYN|SYNTHETIC BIOLOGICS|IBKR|Interactive Brokers Llc|21282
SYN|SYNTHETIC BIOLOGICS|ICBX|INSTINET, LLC|70620
SYN|SYNTHETIC BIOLOGICS|INCA|INSTINET, LLC|32212
SYN|SYNTHETIC BIOLOGICS|ITGI|ITG Inc.|1500
SYN|SYNTHETIC BIOLOGICS|ITGP|ITG INC.|18800
SYN|SYNTHETIC BIOLOGICS|JMPT|JUMP TRADING, LLC|25064
SYN|SYNTHETIC BIOLOGICS|JPMX|J.P. Morgan Securities LLC|73254
SYN|SYNTHETIC BIOLOGICS|KCGM|VIRTU Americas LLC|192764
SYN|SYNTHETIC BIOLOGICS|LEHM|Barclays Capital Inc./Le|29161
SYN|SYNTHETIC BIOLOGICS|LIME|Lime Brokerage LLC|200
SYN|SYNTHETIC BIOLOGICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|159452
SYN|SYNTHETIC BIOLOGICS|MSCO|MORGAN STANLEY & CO. LLC|231982
SYN|SYNTHETIC BIOLOGICS|MSPL|MORGAN STANLEY & CO. LLC|7900
SYN|SYNTHETIC BIOLOGICS|NFSC|National Financial Services LLC|1464986
SYN|SYNTHETIC BIOLOGICS|NITE|VIRTU Americas LLC|2194744
SYN|SYNTHETIC BIOLOGICS|NQRB|Brut, LLC|1700
SYN|SYNTHETIC BIOLOGICS|NTBF|BMO Nesbitt Burns Inc./CDS|5200
SYN|SYNTHETIC BIOLOGICS|OPCO|Oppenheimer & Co. Inc.|400
SYN|SYNTHETIC BIOLOGICS|PDQM|CODA MARKETS, INC.|29482
SYN|SYNTHETIC BIOLOGICS|RBCM|RBC CAPITAL MARKETS, LLC|84600
SYN|SYNTHETIC BIOLOGICS|SAGL|SAGETRADER, LLC|7200
SYN|SYNTHETIC BIOLOGICS|SALI|INTL FCSTONE FINANCIAL INC.|1900
SYN|SYNTHETIC BIOLOGICS|SBSH|Citigroup Global Markets Inc.|81782
SYN|SYNTHETIC BIOLOGICS|SGMT|GOLDMAN SACHS & CO. LLC|25636
SYN|SYNTHETIC BIOLOGICS|SPDR|SPEEDROUTE LLC|100
SYN|SYNTHETIC BIOLOGICS|SWIM|TD Ameritrade, Inc.|723339
SYN|SYNTHETIC BIOLOGICS|TKNG|ALLY INVEST SECURITIES LLC|46667
SYN|SYNTHETIC BIOLOGICS|UBSA|UBS SECURITIES LLC|326683
SYN|SYNTHETIC BIOLOGICS|UBSS|UBS Securities LLC|201912
SYN|SYNTHETIC BIOLOGICS|VGRD|Vanguard Marketing Corporation|90063
SYN|SYNTHETIC BIOLOGICS|VNDM|Wall Street Access|13615
SYN|SYNTHETIC BIOLOGICS|VSIN|Vision Financial Markets Llc|249034
SYN|SYNTHETIC BIOLOGICS|WBLR|WILLIAM BLAIR|41568
SYN|SYNTHETIC BIOLOGICS|WBNF|WILLIAM BLAIR|10000
SYN|SYNTHETIC BIOLOGICS|WCHV|WELLS FARGO SECURITIES, LLC|36450
SYN|SYNTHETIC BIOLOGICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|53120
SYN|SYNTHETIC BIOLOGICS|WGIF|CIBC World Markets Inc.|4750
SYN|SYNTHETIC BIOLOGICS|WSEA|WOLVERINE SECURITIES, LLC|52421
SYN|SYNTHETIC BIOLOGICS|XSTM|NATIONAL FINANCIAL SERVICES LLC|37050
SYN|SYNTHETIC BIOLOGICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10000
SYNA|SYNAPTICS INC    ##|ALTX|Alternet Securities Inc.|45251
SYNA|SYNAPTICS INC    ##|ANDG|Andrew Garrett Inc.|1500
SYNA|SYNAPTICS INC    ##|ANOS|ABEL/NOSER, L.L.C.|1016
SYNA|SYNAPTICS INC    ##|APCC|Apex Clearing Corporation|4637
SYNA|SYNAPTICS INC    ##|AVON|Avondale Partners, LLC|270
SYNA|SYNAPTICS INC    ##|BANK|Primevest Financial Services, Inc.|200
SYNA|SYNAPTICS INC    ##|BARD|Robert W. Baird & Co. Incorporated|3455
SYNA|SYNAPTICS INC    ##|BATM|CBOE TRADING, INC.|27507
SYNA|SYNAPTICS INC    ##|BAYC|BAY CREST PARTNERS, LLC|20
SYNA|SYNAPTICS INC    ##|BBNT|BB&T SECURITIES, LLC|1062
SYNA|SYNAPTICS INC    ##|BERN|Sanford C. Bernstein & Co., LLC|62806
SYNA|SYNAPTICS INC    ##|BIAD|SAGETRADER, LLC|177
SYNA|SYNAPTICS INC    ##|BIDS|BIDS TRADING L.P.|17800
SYNA|SYNAPTICS INC    ##|BKCM|BNY Mellon Capital Markets LLC|7858
SYNA|SYNAPTICS INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9142
SYNA|SYNAPTICS INC    ##|BLKX|INSTINET, LLC|38589
SYNA|SYNAPTICS INC    ##|BMOC|BMO Capital Markets Corp.|51815
SYNA|SYNAPTICS INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|36535
SYNA|SYNAPTICS INC    ##|BRGE|Newbridge Securities Corp.|215
SYNA|SYNAPTICS INC    ##|BTIG|BTIG, LLC|6601
SYNA|SYNAPTICS INC    ##|BYXM|CBOE TRADING, INC.|7752
SYNA|SYNAPTICS INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|1865
SYNA|SYNAPTICS INC    ##|CANT|Cantor Fitzgerald & Co.|15570
SYNA|SYNAPTICS INC    ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|21552
SYNA|SYNAPTICS INC    ##|CHAS|Charles Schwab & Co., Inc.|2548
SYNA|SYNAPTICS INC    ##|CIST|Capital Institutional Services, Inc.|1400
SYNA|SYNAPTICS INC    ##|COWN|Cowen and Company, LLC|572
SYNA|SYNAPTICS INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|210640
SYNA|SYNAPTICS INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|38189
SYNA|SYNAPTICS INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|65516
SYNA|SYNAPTICS INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|730877
SYNA|SYNAPTICS INC    ##|CTDL|Citadel Derivatives Group Llc|15635
SYNA|SYNAPTICS INC    ##|CTLR|CUTLER GROUP, LP|6957
SYNA|SYNAPTICS INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|115640
SYNA|SYNAPTICS INC    ##|DADA|D.A. Davidson & Co.|750
SYNA|SYNAPTICS INC    ##|DBAB|Deutsche Bank Securities Inc.|797421
SYNA|SYNAPTICS INC    ##|DBAX|Deutsche Bank Securities Inc.|496700
SYNA|SYNAPTICS INC    ##|DBUL|Deutsche Bank Securities Inc.|23859
SYNA|SYNAPTICS INC    ##|DEAN|MORGAN STANLEY|6723
SYNA|SYNAPTICS INC    ##|DEGS|RONIN PROFESSIONAL LLC|23313
SYNA|SYNAPTICS INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5829
SYNA|SYNAPTICS INC    ##|DRWC|DRW SECURITIES, L.L.C.|37832
SYNA|SYNAPTICS INC    ##|EBXL|EBX LLC|283600
SYNA|SYNAPTICS INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|392
SYNA|SYNAPTICS INC    ##|EDJC|Edward Jones / CDS|780
SYNA|SYNAPTICS INC    ##|EDJO|Edward D. Jones & Co., L.P.|5043
SYNA|SYNAPTICS INC    ##|EGAM|CBOE TRADING, INC.|19759
SYNA|SYNAPTICS INC    ##|EGAW|CBOE TRADING, INC.|590
SYNA|SYNAPTICS INC    ##|EGMT|EG MARKET TECHNOLOGIES LLC|3116
SYNA|SYNAPTICS INC    ##|EGXM|CBOE TRADING, INC.|12903
SYNA|SYNAPTICS INC    ##|EGXW|CBOE TRADING, INC.|300
SYNA|SYNAPTICS INC    ##|ETBE|Electronic Transaction Clearing, Inc.|84725
SYNA|SYNAPTICS INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3444
SYNA|SYNAPTICS INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|102693
SYNA|SYNAPTICS INC    ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
SYNA|SYNAPTICS INC    ##|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|800
SYNA|SYNAPTICS INC    ##|ETRS|E*Trade Securities LLC|547578
SYNA|SYNAPTICS INC    ##|FBCO|Credit Suisse Securities (USA) LLC|1816901
SYNA|SYNAPTICS INC    ##|FIDT|Fidelity Clearing Canada ULC./ CDS|1
SYNA|SYNAPTICS INC    ##|FILL|Tradestation Securities, Inc.|31490
SYNA|SYNAPTICS INC    ##|FMAF|NBCN Inc./ CDS|850
SYNA|SYNAPTICS INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|655444
SYNA|SYNAPTICS INC    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5299
SYNA|SYNAPTICS INC    ##|FQLS|Quantlab Securities LP|417030
SYNA|SYNAPTICS INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91892
SYNA|SYNAPTICS INC    ##|FTBR|Foliofn Investments, Inc.|4000
SYNA|SYNAPTICS INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|25984
SYNA|SYNAPTICS INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|388187
SYNA|SYNAPTICS INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|1571712
SYNA|SYNAPTICS INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|62982
SYNA|SYNAPTICS INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|18829
SYNA|SYNAPTICS INC    ##|GTSZ|GTS SECURITIES LLC|131890
SYNA|SYNAPTICS INC    ##|HRBF|American Enterprise Investment Services Inc.|22234
SYNA|SYNAPTICS INC    ##|HSBC|HSBC Securities, Inc.|1548
SYNA|SYNAPTICS INC    ##|IATS|INTERACTIVE BROKERS LLC|99504
SYNA|SYNAPTICS INC    ##|IBKR|Interactive Brokers Llc|351620
SYNA|SYNAPTICS INC    ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|285
SYNA|SYNAPTICS INC    ##|ICBX|INSTINET, LLC|259269
SYNA|SYNAPTICS INC    ##|IEQY|CITADEL SECURITIES LLC|243013
SYNA|SYNAPTICS INC    ##|INCA|INSTINET, LLC|1714834
SYNA|SYNAPTICS INC    ##|INJX|INSTINET, LLC|70786
SYNA|SYNAPTICS INC    ##|ITGI|ITG Inc.|63339
SYNA|SYNAPTICS INC    ##|ITGP|ITG INC.|201000
SYNA|SYNAPTICS INC    ##|JANY|Janney Montgomery Scott Inc.|451
SYNA|SYNAPTICS INC    ##|JEFF|JEFFERIES LLC|311098
SYNA|SYNAPTICS INC    ##|JHDR|J.H. Darbie & Co., Inc.|900
SYNA|SYNAPTICS INC    ##|JMPT|JUMP TRADING, LLC|138954
SYNA|SYNAPTICS INC    ##|JONE|JonesTrading|500
SYNA|SYNAPTICS INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|66684
SYNA|SYNAPTICS INC    ##|JPMX|J.P. Morgan Securities LLC|760808
SYNA|SYNAPTICS INC    ##|JSJX|JANE STREET CAPITAL LLC|82741
SYNA|SYNAPTICS INC    ##|JUTA|JUMP TRADING, LLC|100
SYNA|SYNAPTICS INC    ##|KCGM|VIRTU Americas LLC|186873
SYNA|SYNAPTICS INC    ##|LEHM|Barclays Capital Inc./Le|1279332
SYNA|SYNAPTICS INC    ##|LIME|Lime Brokerage LLC|305778
SYNA|SYNAPTICS INC    ##|LMGP|LIME BROKERAGE LLC|2009
SYNA|SYNAPTICS INC    ##|LOOP|Loop Capital Markets LLC|560
SYNA|SYNAPTICS INC    ##|LPCM|Lampert Capital Markets Inc.|5000
SYNA|SYNAPTICS INC    ##|LQNA|LIQUIDNET, INC.|345000
SYNA|SYNAPTICS INC    ##|LQNB|LIQUIDNET, INC.|11800
SYNA|SYNAPTICS INC    ##|LSCI|Lek Securities Corporation|5387
SYNA|SYNAPTICS INC    ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1242
SYNA|SYNAPTICS INC    ##|MACQ|Macquarie Capital (USA) Inc.|4923
SYNA|SYNAPTICS INC    ##|MAXM|Maxim Group LLC|51962
SYNA|SYNAPTICS INC    ##|MBTS|ALLY INVEST SECURITIES LLC|450
SYNA|SYNAPTICS INC    ##|MCMF|Raymond James Ltd. Cds|223
SYNA|SYNAPTICS INC    ##|MICA|Spartan Securities Group, Ltd.|200
SYNA|SYNAPTICS INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|297530
SYNA|SYNAPTICS INC    ##|MNDX|TJM Investments, LLC|3000
SYNA|SYNAPTICS INC    ##|MOTF|MOTIF INVESTING, INC.|16
SYNA|SYNAPTICS INC    ##|MSCO|MORGAN STANLEY & CO. LLC|3107741
SYNA|SYNAPTICS INC    ##|MSPL|MORGAN STANLEY & CO. LLC|545500
SYNA|SYNAPTICS INC    ##|MSTX|MORGAN STANLEY & CO. LLC|61300
SYNA|SYNAPTICS INC    ##|NEED|Needham & Company, LLC|2746
SYNA|SYNAPTICS INC    ##|NFSC|National Financial Services LLC|863586
SYNA|SYNAPTICS INC    ##|NITE|VIRTU Americas LLC|1351455
SYNA|SYNAPTICS INC    ##|NITP|VIRTU Americas LLC|2675
SYNA|SYNAPTICS INC    ##|NMRA|Nomura Securities International, Inc.|62900
SYNA|SYNAPTICS INC    ##|NORT|Northland Securities, Inc.|2120
SYNA|SYNAPTICS INC    ##|NQRB|Brut, LLC|40565
SYNA|SYNAPTICS INC    ##|OHOS|TWO SIGMA SECURITIES, LLC|59744
SYNA|SYNAPTICS INC    ##|OPCO|Oppenheimer & Co. Inc.|168900
SYNA|SYNAPTICS INC    ##|PCPT|PHILLIP CAPITAL INC.|4663
SYNA|SYNAPTICS INC    ##|PDQM|CODA MARKETS, INC.|573235
SYNA|SYNAPTICS INC    ##|PHLY|NASDAQ Execution Services, LLC|8000
SYNA|SYNAPTICS INC    ##|PIPR|Piper Jaffray & Co.|4565
SYNA|SYNAPTICS INC    ##|POIN|PRECISION SECURITIES, LLC (POIN)|3800
SYNA|SYNAPTICS INC    ##|PWJC|UBS Financial Services, Inc.|1000
SYNA|SYNAPTICS INC    ##|RAJA|Raymond James & Associates, Inc.|19740
SYNA|SYNAPTICS INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|14173
SYNA|SYNAPTICS INC    ##|RGLD|Regal Securities, Inc|3000
SYNA|SYNAPTICS INC    ##|RHCO|Suntrust Robinson Humphrey, Inc.|913
SYNA|SYNAPTICS INC    ##|SAGL|SAGETRADER, LLC|31282
SYNA|SYNAPTICS INC    ##|SALI|INTL FCSTONE FINANCIAL INC.|326
SYNA|SYNAPTICS INC    ##|SBSH|Citigroup Global Markets Inc.|225471
SYNA|SYNAPTICS INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|217668
SYNA|SYNAPTICS INC    ##|SPDR|SPEEDROUTE LLC|27736
SYNA|SYNAPTICS INC    ##|SPTD|MINT GLOBAL MARKETS, INC.|600
SYNA|SYNAPTICS INC    ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|510
SYNA|SYNAPTICS INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|29885
SYNA|SYNAPTICS INC    ##|STRS|STRATEGAS RESEARCH PARTNERS|500
SYNA|SYNAPTICS INC    ##|STXG|Stockcross Financial Services, Inc.|30000
SYNA|SYNAPTICS INC    ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11
SYNA|SYNAPTICS INC    ##|SWIM|TD Ameritrade, Inc.|382950
SYNA|SYNAPTICS INC    ##|SWST|Hilltop Securities Inc.|20118
SYNA|SYNAPTICS INC    ##|TKNG|ALLY INVEST SECURITIES LLC|8162
SYNA|SYNAPTICS INC    ##|TONC|CUTTONE & CO., LLC|1776
SYNA|SYNAPTICS INC    ##|TRBT|Tradebot Systems, Inc.|329895
SYNA|SYNAPTICS INC    ##|TRCM|TRC MARKETS LLC|270757
SYNA|SYNAPTICS INC    ##|TWTT|TASTYWORKS, INC.|400
SYNA|SYNAPTICS INC    ##|UBSA|UBS SECURITIES LLC|776023
SYNA|SYNAPTICS INC    ##|UBSS|UBS Securities LLC|1227907
SYNA|SYNAPTICS INC    ##|UFPA|UNITED FIRST PARTNERS LLC|6703
SYNA|SYNAPTICS INC    ##|VALX|VIRTU AMERICAS LLC|27837
SYNA|SYNAPTICS INC    ##|VGRD|Vanguard Marketing Corporation|9824
SYNA|SYNAPTICS INC    ##|WABR|Wall Street Access|23000
SYNA|SYNAPTICS INC    ##|WBLR|WILLIAM BLAIR|500
SYNA|SYNAPTICS INC    ##|WBPX|SUMMIT SECURITIES GROUP, LLC|9350
SYNA|SYNAPTICS INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|106170
SYNA|SYNAPTICS INC    ##|WDNX|WEEDEN & CO.L.P.|4062
SYNA|SYNAPTICS INC    ##|WEDB|WEDBUSH SECURITIES INC.|99876
SYNA|SYNAPTICS INC    ##|WEED|Weeden & Co.L.P.|199089
SYNA|SYNAPTICS INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22200
SYNA|SYNAPTICS INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73544
SYNA|SYNAPTICS INC    ##|WGIF|CIBC World Markets Inc.|14242
SYNA|SYNAPTICS INC    ##|WORD|Worden Capital Management LLC|41471
SYNA|SYNAPTICS INC    ##|WSEA|WOLVERINE SECURITIES, LLC|12448
SYNA|SYNAPTICS INC    ##|XIST|INSTINET, LLC|45028
SYNA|SYNAPTICS INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|230500
SYNA|SYNAPTICS INC    ##|YKNA|COMHAR CAPITAL MARKETS, LLC|51828
SYNA|SYNAPTICS INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4688
SYNC|SYNACOR, INC.|AGIS|Aegis Capital Corp.|2500
SYNC|SYNACOR, INC.|APCC|Apex Clearing Corporation|143
SYNC|SYNACOR, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26561
SYNC|SYNACOR, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7981
SYNC|SYNACOR, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SYNC|SYNACOR, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43643
SYNC|SYNACOR, INC.|CTDL|Citadel Derivatives Group Llc|1596
SYNC|SYNACOR, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6782
SYNC|SYNACOR, INC.|DBAB|Deutsche Bank Securities Inc.|1676
SYNC|SYNACOR, INC.|DBAX|Deutsche Bank Securities Inc.|9700
SYNC|SYNACOR, INC.|DEAN|MORGAN STANLEY|13808
SYNC|SYNACOR, INC.|DEGS|RONIN PROFESSIONAL LLC|4748
SYNC|SYNACOR, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9600
SYNC|SYNACOR, INC.|EBXL|EBX LLC|27500
SYNC|SYNACOR, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
SYNC|SYNACOR, INC.|EGAM|CBOE TRADING, INC.|1100
SYNC|SYNACOR, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|637
SYNC|SYNACOR, INC.|ETRS|E*Trade Securities LLC|213777
SYNC|SYNACOR, INC.|FBCO|Credit Suisse Securities (USA) LLC|5382
SYNC|SYNACOR, INC.|FILL|Tradestation Securities, Inc.|13581
SYNC|SYNACOR, INC.|FOMA|TD AMERITRADE CLEARING, INC.|61045
SYNC|SYNACOR, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5923
SYNC|SYNACOR, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2186
SYNC|SYNACOR, INC.|GSCO|GOLDMAN SACHS & CO. LLC|8427
SYNC|SYNACOR, INC.|GSCS|GOLDMAN SACHS & CO. LLC|41692
SYNC|SYNACOR, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1200
SYNC|SYNACOR, INC.|GTSZ|GTS SECURITIES LLC|4283
SYNC|SYNACOR, INC.|IBKR|Interactive Brokers Llc|6774
SYNC|SYNACOR, INC.|ICBX|INSTINET, LLC|27613
SYNC|SYNACOR, INC.|INCA|INSTINET, LLC|11418
SYNC|SYNACOR, INC.|INJX|INSTINET, LLC|100
SYNC|SYNACOR, INC.|ITGI|ITG Inc.|950
SYNC|SYNACOR, INC.|ITGP|ITG INC.|14000
SYNC|SYNACOR, INC.|JEFF|JEFFERIES LLC|950
SYNC|SYNACOR, INC.|JPMX|J.P. Morgan Securities LLC|8026
SYNC|SYNACOR, INC.|JSJX|JANE STREET CAPITAL LLC|600
SYNC|SYNACOR, INC.|KCGM|VIRTU Americas LLC|6635
SYNC|SYNACOR, INC.|LEHM|Barclays Capital Inc./Le|19436
SYNC|SYNACOR, INC.|LIME|Lime Brokerage LLC|33451
SYNC|SYNACOR, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72566
SYNC|SYNACOR, INC.|MSCO|MORGAN STANLEY & CO. LLC|113824
SYNC|SYNACOR, INC.|MSPL|MORGAN STANLEY & CO. LLC|38800
SYNC|SYNACOR, INC.|NFSC|National Financial Services LLC|45774
SYNC|SYNACOR, INC.|NITE|VIRTU Americas LLC|126513
SYNC|SYNACOR, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|200
SYNC|SYNACOR, INC.|PDQM|CODA MARKETS, INC.|6182
SYNC|SYNACOR, INC.|PWJC|UBS Financial Services, Inc.|4000
SYNC|SYNACOR, INC.|SBSH|Citigroup Global Markets Inc.|5118
SYNC|SYNACOR, INC.|SGMT|GOLDMAN SACHS & CO. LLC|11893
SYNC|SYNACOR, INC.|SPDR|SPEEDROUTE LLC|3410
SYNC|SYNACOR, INC.|SWIM|TD Ameritrade, Inc.|28263
SYNC|SYNACOR, INC.|SWST|Hilltop Securities Inc.|1000
SYNC|SYNACOR, INC.|TRCM|TRC MARKETS LLC|8148
SYNC|SYNACOR, INC.|TWTT|TASTYWORKS, INC.|1000
SYNC|SYNACOR, INC.|UBSA|UBS SECURITIES LLC|46674
SYNC|SYNACOR, INC.|UBSS|UBS Securities LLC|63660
SYNC|SYNACOR, INC.|VALX|VIRTU AMERICAS LLC|17771
SYNC|SYNACOR, INC.|VGRD|Vanguard Marketing Corporation|8066
SYNC|SYNACOR, INC.|WCHV|WELLS FARGO SECURITIES, LLC|11039
SYNC|SYNACOR, INC.|WEED|Weeden & Co.L.P.|9600
SYNC|SYNACOR, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2252
SYNC|SYNACOR, INC.|WGIF|CIBC World Markets Inc.|3276
SYNC|SYNACOR, INC.|WSEA|WOLVERINE SECURITIES, LLC|2495
SYNH|SYNEOS HLTH INC CL A|ALLN|Allen & Company LLC|2275
SYNH|SYNEOS HLTH INC CL A|ANOS|ABEL/NOSER, L.L.C.|54
SYNH|SYNEOS HLTH INC CL A|APCC|Apex Clearing Corporation|169
SYNH|SYNEOS HLTH INC CL A|BANK|Primevest Financial Services, Inc.|47
SYNH|SYNEOS HLTH INC CL A|BARD|Robert W. Baird & Co. Incorporated|11240
SYNH|SYNEOS HLTH INC CL A|BATM|CBOE TRADING, INC.|1701
SYNH|SYNEOS HLTH INC CL A|BERN|Sanford C. Bernstein & Co., LLC|40730
SYNH|SYNEOS HLTH INC CL A|BIMI|Banca IMI Securities Corp.|200
SYNH|SYNEOS HLTH INC CL A|BKCM|BNY Mellon Capital Markets LLC|11343
SYNH|SYNEOS HLTH INC CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1344
SYNH|SYNEOS HLTH INC CL A|BLKX|INSTINET, LLC|16814
SYNH|SYNEOS HLTH INC CL A|BMOC|BMO Capital Markets Corp.|11757
SYNH|SYNEOS HLTH INC CL A|BNPX|BNP PARIBAS SECURITIES CORP.|36495
SYNH|SYNEOS HLTH INC CL A|BRVL|BLAYLOCK VAN, LLC|1300
SYNH|SYNEOS HLTH INC CL A|BTIG|BTIG, LLC|4963
SYNH|SYNEOS HLTH INC CL A|BYXM|CBOE TRADING, INC.|2231
SYNH|SYNEOS HLTH INC CL A|BZYD|GOLDMAN SACHS & CO. LLC|2203
SYNH|SYNEOS HLTH INC CL A|CANT|Cantor Fitzgerald & Co.|2201
SYNH|SYNEOS HLTH INC CL A|CIST|Capital Institutional Services, Inc.|8752
SYNH|SYNEOS HLTH INC CL A|CNFR|Cowen Prime Services LLC|25000
SYNH|SYNEOS HLTH INC CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|207850
SYNH|SYNEOS HLTH INC CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7953
SYNH|SYNEOS HLTH INC CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|420
SYNH|SYNEOS HLTH INC CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|276368
SYNH|SYNEOS HLTH INC CL A|CTDL|Citadel Derivatives Group Llc|26602
SYNH|SYNEOS HLTH INC CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|55400
SYNH|SYNEOS HLTH INC CL A|DBAB|Deutsche Bank Securities Inc.|323446
SYNH|SYNEOS HLTH INC CL A|DBAX|Deutsche Bank Securities Inc.|213600
SYNH|SYNEOS HLTH INC CL A|DBUL|Deutsche Bank Securities Inc.|4809
SYNH|SYNEOS HLTH INC CL A|DEAN|MORGAN STANLEY|2936
SYNH|SYNEOS HLTH INC CL A|DEGS|RONIN PROFESSIONAL LLC|6000
SYNH|SYNEOS HLTH INC CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23225
SYNH|SYNEOS HLTH INC CL A|EBXL|EBX LLC|170700
SYNH|SYNEOS HLTH INC CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|58504
SYNH|SYNEOS HLTH INC CL A|EDJO|Edward D. Jones & Co., L.P.|432
SYNH|SYNEOS HLTH INC CL A|EGAM|CBOE TRADING, INC.|15487
SYNH|SYNEOS HLTH INC CL A|EGAW|CBOE TRADING, INC.|789
SYNH|SYNEOS HLTH INC CL A|EGMT|EG MARKET TECHNOLOGIES LLC|100
SYNH|SYNEOS HLTH INC CL A|EGXM|CBOE TRADING, INC.|2304
SYNH|SYNEOS HLTH INC CL A|ETBE|Electronic Transaction Clearing, Inc.|13077
SYNH|SYNEOS HLTH INC CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3390
SYNH|SYNEOS HLTH INC CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13785
SYNH|SYNEOS HLTH INC CL A|ETRS|E*Trade Securities LLC|5358
SYNH|SYNEOS HLTH INC CL A|FBCO|Credit Suisse Securities (USA) LLC|1626497
SYNH|SYNEOS HLTH INC CL A|FMAF|NBCN Inc./ CDS|928
SYNH|SYNEOS HLTH INC CL A|FOMA|TD AMERITRADE CLEARING, INC.|7869
SYNH|SYNEOS HLTH INC CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1892
SYNH|SYNEOS HLTH INC CL A|FQLS|Quantlab Securities LP|245660
SYNH|SYNEOS HLTH INC CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21609
SYNH|SYNEOS HLTH INC CL A|FTBR|Foliofn Investments, Inc.|178
SYNH|SYNEOS HLTH INC CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|26954
SYNH|SYNEOS HLTH INC CL A|GLPX|ACS EXECUTION SERVICES, LLC|2277
SYNH|SYNEOS HLTH INC CL A|GSCO|GOLDMAN SACHS & CO. LLC|1476447
SYNH|SYNEOS HLTH INC CL A|GSCS|GOLDMAN SACHS & CO. LLC|17576
SYNH|SYNEOS HLTH INC CL A|GSLT|GOLDMAN SACHS & CO. LLC|2697
SYNH|SYNEOS HLTH INC CL A|GTSZ|GTS SECURITIES LLC|72956
SYNH|SYNEOS HLTH INC CL A|HAPX|HAP Trading, LLC|279
SYNH|SYNEOS HLTH INC CL A|HRBF|American Enterprise Investment Services Inc.|753
SYNH|SYNEOS HLTH INC CL A|IATS|INTERACTIVE BROKERS LLC|8225
SYNH|SYNEOS HLTH INC CL A|IBKR|Interactive Brokers Llc|25051
SYNH|SYNEOS HLTH INC CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1016
SYNH|SYNEOS HLTH INC CL A|ICBX|INSTINET, LLC|61702
SYNH|SYNEOS HLTH INC CL A|IEQY|CITADEL SECURITIES LLC|117123
SYNH|SYNEOS HLTH INC CL A|INCA|INSTINET, LLC|645532
SYNH|SYNEOS HLTH INC CL A|INJX|INSTINET, LLC|139077
SYNH|SYNEOS HLTH INC CL A|ITGI|ITG Inc.|135560
SYNH|SYNEOS HLTH INC CL A|ITGP|ITG INC.|215800
SYNH|SYNEOS HLTH INC CL A|JANY|Janney Montgomery Scott Inc.|1500
SYNH|SYNEOS HLTH INC CL A|JEFF|JEFFERIES LLC|355467
SYNH|SYNEOS HLTH INC CL A|JMPT|JUMP TRADING, LLC|27537
SYNH|SYNEOS HLTH INC CL A|JPBX|J.P. MORGAN SECURITIES LLC|36874
SYNH|SYNEOS HLTH INC CL A|JPMX|J.P. Morgan Securities LLC|599478
SYNH|SYNEOS HLTH INC CL A|JSJX|JANE STREET CAPITAL LLC|2974
SYNH|SYNEOS HLTH INC CL A|KCGM|VIRTU Americas LLC|43780
SYNH|SYNEOS HLTH INC CL A|LEHM|Barclays Capital Inc./Le|967843
SYNH|SYNEOS HLTH INC CL A|LIME|Lime Brokerage LLC|137420
SYNH|SYNEOS HLTH INC CL A|LMGP|LIME BROKERAGE LLC|3124
SYNH|SYNEOS HLTH INC CL A|LOOP|Loop Capital Markets LLC|4374
SYNH|SYNEOS HLTH INC CL A|LQNA|LIQUIDNET, INC.|290800
SYNH|SYNEOS HLTH INC CL A|LQNB|LIQUIDNET, INC.|1500
SYNH|SYNEOS HLTH INC CL A|LSCI|Lek Securities Corporation|1148
SYNH|SYNEOS HLTH INC CL A|MACQ|Macquarie Capital (USA) Inc.|8018
SYNH|SYNEOS HLTH INC CL A|MAXM|Maxim Group LLC|5867
SYNH|SYNEOS HLTH INC CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|216437
SYNH|SYNEOS HLTH INC CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2400
SYNH|SYNEOS HLTH INC CL A|MSCO|MORGAN STANLEY & CO. LLC|3333998
SYNH|SYNEOS HLTH INC CL A|MSPL|MORGAN STANLEY & CO. LLC|424900
SYNH|SYNEOS HLTH INC CL A|MSTX|MORGAN STANLEY & CO. LLC|101800
SYNH|SYNEOS HLTH INC CL A|NFSC|National Financial Services LLC|57491
SYNH|SYNEOS HLTH INC CL A|NITE|VIRTU Americas LLC|125961
SYNH|SYNEOS HLTH INC CL A|NITP|VIRTU Americas LLC|5949
SYNH|SYNEOS HLTH INC CL A|NQRB|Brut, LLC|24831
SYNH|SYNEOS HLTH INC CL A|NTRC|Northern Trust Securities, Inc.|540
SYNH|SYNEOS HLTH INC CL A|OPCO|Oppenheimer & Co. Inc.|126
SYNH|SYNEOS HLTH INC CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3644
SYNH|SYNEOS HLTH INC CL A|PDQM|CODA MARKETS, INC.|55398
SYNH|SYNEOS HLTH INC CL A|PIPR|Piper Jaffray & Co.|1934
SYNH|SYNEOS HLTH INC CL A|RAJA|Raymond James & Associates, Inc.|12587
SYNH|SYNEOS HLTH INC CL A|RBCM|RBC CAPITAL MARKETS, LLC|883
SYNH|SYNEOS HLTH INC CL A|RHCO|Suntrust Robinson Humphrey, Inc.|171736
SYNH|SYNEOS HLTH INC CL A|SAGL|SAGETRADER, LLC|100
SYNH|SYNEOS HLTH INC CL A|SBSH|Citigroup Global Markets Inc.|139353
SYNH|SYNEOS HLTH INC CL A|SGMT|GOLDMAN SACHS & CO. LLC|156734
SYNH|SYNEOS HLTH INC CL A|SIDC|Sidoti & Company, LLC|800
SYNH|SYNEOS HLTH INC CL A|SPDR|SPEEDROUTE LLC|9442
SYNH|SYNEOS HLTH INC CL A|STFL|Stifel, Nicolaus & Company, Incorporated|2015
SYNH|SYNEOS HLTH INC CL A|SWIM|TD Ameritrade, Inc.|1390
SYNH|SYNEOS HLTH INC CL A|SWST|Hilltop Securities Inc.|1803
SYNH|SYNEOS HLTH INC CL A|TKNG|ALLY INVEST SECURITIES LLC|180
SYNH|SYNEOS HLTH INC CL A|TRBT|Tradebot Systems, Inc.|48608
SYNH|SYNEOS HLTH INC CL A|TRCM|TRC MARKETS LLC|59390
SYNH|SYNEOS HLTH INC CL A|UBSA|UBS SECURITIES LLC|734593
SYNH|SYNEOS HLTH INC CL A|UBSS|UBS Securities LLC|969112
SYNH|SYNEOS HLTH INC CL A|VALX|VIRTU AMERICAS LLC|21019
SYNH|SYNEOS HLTH INC CL A|VGRD|Vanguard Marketing Corporation|512
SYNH|SYNEOS HLTH INC CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|6
SYNH|SYNEOS HLTH INC CL A|WCHV|WELLS FARGO SECURITIES, LLC|102968
SYNH|SYNEOS HLTH INC CL A|WDNX|WEEDEN & CO.L.P.|1434
SYNH|SYNEOS HLTH INC CL A|WEED|Weeden & Co.L.P.|237199
SYNH|SYNEOS HLTH INC CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14139
SYNH|SYNEOS HLTH INC CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3113
SYNH|SYNEOS HLTH INC CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|193
SYNH|SYNEOS HLTH INC CL A|WSEA|WOLVERINE SECURITIES, LLC|16989
SYNH|SYNEOS HLTH INC CL A|XIST|INSTINET, LLC|62434
SYNH|SYNEOS HLTH INC CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|26838
SYNH|SYNEOS HLTH INC CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7415
SYNL|SYNALLOY CP       ##|ALTX|Alternet Securities Inc.|100
SYNL|SYNALLOY CP       ##|APCC|Apex Clearing Corporation|87
SYNL|SYNALLOY CP       ##|BATM|CBOE TRADING, INC.|811
SYNL|SYNALLOY CP       ##|BAYC|BAY CREST PARTNERS, LLC|1590
SYNL|SYNALLOY CP       ##|BBNT|BB&T SECURITIES, LLC|2036
SYNL|SYNALLOY CP       ##|BERN|Sanford C. Bernstein & Co., LLC|12
SYNL|SYNALLOY CP       ##|BMOC|BMO Capital Markets Corp.|623
SYNL|SYNALLOY CP       ##|BNPX|BNP PARIBAS SECURITIES CORP.|1346
SYNL|SYNALLOY CP       ##|BTIG|BTIG, LLC|1127
SYNL|SYNALLOY CP       ##|CANT|Cantor Fitzgerald & Co.|372
SYNL|SYNALLOY CP       ##|CHAS|Charles Schwab & Co., Inc.|495
SYNL|SYNALLOY CP       ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|53121
SYNL|SYNALLOY CP       ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3807
SYNL|SYNALLOY CP       ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|536
SYNL|SYNALLOY CP       ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9670
SYNL|SYNALLOY CP       ##|CTDL|Citadel Derivatives Group Llc|982
SYNL|SYNALLOY CP       ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|4188
SYNL|SYNALLOY CP       ##|DAVA|Davenport & Company LLC|3864
SYNL|SYNALLOY CP       ##|DBAB|Deutsche Bank Securities Inc.|66360
SYNL|SYNALLOY CP       ##|DBAX|Deutsche Bank Securities Inc.|6600
SYNL|SYNALLOY CP       ##|DBUL|Deutsche Bank Securities Inc.|563
SYNL|SYNALLOY CP       ##|DEAN|MORGAN STANLEY|928
SYNL|SYNALLOY CP       ##|DEGS|RONIN PROFESSIONAL LLC|3660
SYNL|SYNALLOY CP       ##|EBXL|EBX LLC|8600
SYNL|SYNALLOY CP       ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2195
SYNL|SYNALLOY CP       ##|EDJO|Edward D. Jones & Co., L.P.|408
SYNL|SYNALLOY CP       ##|EGAM|CBOE TRADING, INC.|699
SYNL|SYNALLOY CP       ##|EGXM|CBOE TRADING, INC.|2
SYNL|SYNALLOY CP       ##|EGXW|CBOE TRADING, INC.|5578
SYNL|SYNALLOY CP       ##|ETBE|Electronic Transaction Clearing, Inc.|16775
SYNL|SYNALLOY CP       ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|220
SYNL|SYNALLOY CP       ##|ETRS|E*Trade Securities LLC|7147
SYNL|SYNALLOY CP       ##|FBCO|Credit Suisse Securities (USA) LLC|11915
SYNL|SYNALLOY CP       ##|FOMA|TD AMERITRADE CLEARING, INC.|21914
SYNL|SYNALLOY CP       ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|922
SYNL|SYNALLOY CP       ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10049
SYNL|SYNALLOY CP       ##|FTBR|Foliofn Investments, Inc.|3838
SYNL|SYNALLOY CP       ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
SYNL|SYNALLOY CP       ##|GLPX|ACS EXECUTION SERVICES, LLC|2366
SYNL|SYNALLOY CP       ##|GSCO|GOLDMAN SACHS & CO. LLC|331798
SYNL|SYNALLOY CP       ##|GTSZ|GTS SECURITIES LLC|5294
SYNL|SYNALLOY CP       ##|HRBF|American Enterprise Investment Services Inc.|702
SYNL|SYNALLOY CP       ##|IATS|INTERACTIVE BROKERS LLC|2018
SYNL|SYNALLOY CP       ##|IBKR|Interactive Brokers Llc|14981
SYNL|SYNALLOY CP       ##|ICBX|INSTINET, LLC|33892
SYNL|SYNALLOY CP       ##|IEQY|CITADEL SECURITIES LLC|550
SYNL|SYNALLOY CP       ##|INCA|INSTINET, LLC|58410
SYNL|SYNALLOY CP       ##|INJX|INSTINET, LLC|552
SYNL|SYNALLOY CP       ##|ITGI|ITG Inc.|10195
SYNL|SYNALLOY CP       ##|ITGP|ITG INC.|3400
SYNL|SYNALLOY CP       ##|JEFF|JEFFERIES LLC|6600
SYNL|SYNALLOY CP       ##|JONE|JonesTrading|1418
SYNL|SYNALLOY CP       ##|JPMX|J.P. Morgan Securities LLC|11744
SYNL|SYNALLOY CP       ##|JSJX|JANE STREET CAPITAL LLC|855
SYNL|SYNALLOY CP       ##|KCGM|VIRTU Americas LLC|1565
SYNL|SYNALLOY CP       ##|KEYB|KEYBANC CAPITAL MARKETS INC.|902
SYNL|SYNALLOY CP       ##|LEHM|Barclays Capital Inc./Le|125286
SYNL|SYNALLOY CP       ##|LIME|Lime Brokerage LLC|31241
SYNL|SYNALLOY CP       ##|LMGP|LIME BROKERAGE LLC|1224
SYNL|SYNALLOY CP       ##|MAXM|Maxim Group LLC|582
SYNL|SYNALLOY CP       ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13438
SYNL|SYNALLOY CP       ##|MSCO|MORGAN STANLEY & CO. LLC|217883
SYNL|SYNALLOY CP       ##|MSPL|MORGAN STANLEY & CO. LLC|22300
SYNL|SYNALLOY CP       ##|MSTX|MORGAN STANLEY & CO. LLC|2100
SYNL|SYNALLOY CP       ##|NFSC|National Financial Services LLC|14518
SYNL|SYNALLOY CP       ##|NITE|VIRTU Americas LLC|49473
SYNL|SYNALLOY CP       ##|NITP|VIRTU Americas LLC|1100
SYNL|SYNALLOY CP       ##|NQRB|Brut, LLC|100
SYNL|SYNALLOY CP       ##|PDQM|CODA MARKETS, INC.|3317
SYNL|SYNALLOY CP       ##|RAJA|Raymond James & Associates, Inc.|1187
SYNL|SYNALLOY CP       ##|RBCM|RBC CAPITAL MARKETS, LLC|1299
SYNL|SYNALLOY CP       ##|RGLD|Regal Securities, Inc|10
SYNL|SYNALLOY CP       ##|ROTH|Roth Capital Partners, LLC|1000
SYNL|SYNALLOY CP       ##|SBSH|Citigroup Global Markets Inc.|216015
SYNL|SYNALLOY CP       ##|SGMT|GOLDMAN SACHS & CO. LLC|4599
SYNL|SYNALLOY CP       ##|SPDR|SPEEDROUTE LLC|517
SYNL|SYNALLOY CP       ##|SPHN|Stephens Inc.|250
SYNL|SYNALLOY CP       ##|SWIM|TD Ameritrade, Inc.|8199
SYNL|SYNALLOY CP       ##|TRBT|Tradebot Systems, Inc.|4543
SYNL|SYNALLOY CP       ##|TRCM|TRC MARKETS LLC|16641
SYNL|SYNALLOY CP       ##|UBSA|UBS SECURITIES LLC|59301
SYNL|SYNALLOY CP       ##|UBSS|UBS Securities LLC|278749
SYNL|SYNALLOY CP       ##|VALX|VIRTU AMERICAS LLC|4499
SYNL|SYNALLOY CP       ##|VGRD|Vanguard Marketing Corporation|1054
SYNL|SYNALLOY CP       ##|WCHV|WELLS FARGO SECURITIES, LLC|13583
SYNL|SYNALLOY CP       ##|WDNX|WEEDEN & CO.L.P.|1554
SYNL|SYNALLOY CP       ##|WEED|Weeden & Co.L.P.|150
SYNL|SYNALLOY CP       ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3735
SYNL|SYNALLOY CP       ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2235
SYNL|SYNALLOY CP       ##|WSEA|WOLVERINE SECURITIES, LLC|714
SYNL|SYNALLOY CP       ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
SYNL|SYNALLOY CP       ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
SYNT|SYNTEL INC        ##|ALTX|Alternet Securities Inc.|5210
SYNT|SYNTEL INC        ##|APCC|Apex Clearing Corporation|196
SYNT|SYNTEL INC        ##|AQUA|AQUA SECURITIES L.P.|39400
SYNT|SYNTEL INC        ##|BARD|Robert W. Baird & Co. Incorporated|6
SYNT|SYNTEL INC        ##|BATM|CBOE TRADING, INC.|1650
SYNT|SYNTEL INC        ##|BAYT|BTIG, LLC|10238
SYNT|SYNTEL INC        ##|BBNT|BB&T SECURITIES, LLC|39
SYNT|SYNTEL INC        ##|BERN|Sanford C. Bernstein & Co., LLC|9397
SYNT|SYNTEL INC        ##|BIDS|BIDS TRADING L.P.|500
SYNT|SYNTEL INC        ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6236
SYNT|SYNTEL INC        ##|BLKX|INSTINET, LLC|335832
SYNT|SYNTEL INC        ##|BMOC|BMO Capital Markets Corp.|5465
SYNT|SYNTEL INC        ##|BNPX|BNP PARIBAS SECURITIES CORP.|2448
SYNT|SYNTEL INC        ##|BTIG|BTIG, LLC|8602
SYNT|SYNTEL INC        ##|BYXM|CBOE TRADING, INC.|715
SYNT|SYNTEL INC        ##|BZYD|GOLDMAN SACHS & CO. LLC|3023
SYNT|SYNTEL INC        ##|CANT|Cantor Fitzgerald & Co.|626
SYNT|SYNTEL INC        ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|26000
SYNT|SYNTEL INC        ##|CHAS|Charles Schwab & Co., Inc.|193
SYNT|SYNTEL INC        ##|CHLM|Craig-Hallum Capital Group LLC|300
SYNT|SYNTEL INC        ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11351
SYNT|SYNTEL INC        ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17982
SYNT|SYNTEL INC        ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1302
SYNT|SYNTEL INC        ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155937
SYNT|SYNTEL INC        ##|CTDL|Citadel Derivatives Group Llc|25633
SYNT|SYNTEL INC        ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|22622
SYNT|SYNTEL INC        ##|DBAB|Deutsche Bank Securities Inc.|359579
SYNT|SYNTEL INC        ##|DBAX|Deutsche Bank Securities Inc.|126400
SYNT|SYNTEL INC        ##|DCHF|Dart Executions, LLC|862
SYNT|SYNTEL INC        ##|DEAN|MORGAN STANLEY|12251
SYNT|SYNTEL INC        ##|DEGS|RONIN PROFESSIONAL LLC|3791
SYNT|SYNTEL INC        ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
SYNT|SYNTEL INC        ##|EBXL|EBX LLC|148900
SYNT|SYNTEL INC        ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4909
SYNT|SYNTEL INC        ##|EDJO|Edward D. Jones & Co., L.P.|134
SYNT|SYNTEL INC        ##|EGAM|CBOE TRADING, INC.|4776
SYNT|SYNTEL INC        ##|EGMT|EG MARKET TECHNOLOGIES LLC|200
SYNT|SYNTEL INC        ##|EGXM|CBOE TRADING, INC.|3138
SYNT|SYNTEL INC        ##|ELEV|ELEVATION, LLC|13194
SYNT|SYNTEL INC        ##|ETBE|Electronic Transaction Clearing, Inc.|14817
SYNT|SYNTEL INC        ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5730
SYNT|SYNTEL INC        ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9098
SYNT|SYNTEL INC        ##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|28686
SYNT|SYNTEL INC        ##|ETRS|E*Trade Securities LLC|35976
SYNT|SYNTEL INC        ##|FBCO|Credit Suisse Securities (USA) LLC|243801
SYNT|SYNTEL INC        ##|FILL|Tradestation Securities, Inc.|1962
SYNT|SYNTEL INC        ##|FMAF|NBCN Inc./ CDS|12083
SYNT|SYNTEL INC        ##|FOMA|TD AMERITRADE CLEARING, INC.|45425
SYNT|SYNTEL INC        ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2588
SYNT|SYNTEL INC        ##|FQLS|Quantlab Securities LP|135390
SYNT|SYNTEL INC        ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65505
SYNT|SYNTEL INC        ##|FTBR|Foliofn Investments, Inc.|6902
SYNT|SYNTEL INC        ##|GEBB|GLOBAL EXECUTION BROKERS, LP|10103
SYNT|SYNTEL INC        ##|GLPX|ACS EXECUTION SERVICES, LLC|21272
SYNT|SYNTEL INC        ##|GSCO|GOLDMAN SACHS & CO. LLC|682132
SYNT|SYNTEL INC        ##|GSCS|GOLDMAN SACHS & CO. LLC|6015
SYNT|SYNTEL INC        ##|GSLT|GOLDMAN SACHS & CO. LLC|2588
SYNT|SYNTEL INC        ##|GTSZ|GTS SECURITIES LLC|21025
SYNT|SYNTEL INC        ##|HRBF|American Enterprise Investment Services Inc.|4683
SYNT|SYNTEL INC        ##|HSBC|HSBC Securities, Inc.|10028
SYNT|SYNTEL INC        ##|IATS|INTERACTIVE BROKERS LLC|10697
SYNT|SYNTEL INC        ##|IBKR|Interactive Brokers Llc|118356
SYNT|SYNTEL INC        ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2796
SYNT|SYNTEL INC        ##|ICBX|INSTINET, LLC|37238
SYNT|SYNTEL INC        ##|IEQY|CITADEL SECURITIES LLC|32817
SYNT|SYNTEL INC        ##|INCA|INSTINET, LLC|358962
SYNT|SYNTEL INC        ##|INJX|INSTINET, LLC|29619
SYNT|SYNTEL INC        ##|ITGI|ITG Inc.|193980
SYNT|SYNTEL INC        ##|ITGP|ITG INC.|87200
SYNT|SYNTEL INC        ##|JEFF|JEFFERIES LLC|155259
SYNT|SYNTEL INC        ##|JMPT|JUMP TRADING, LLC|30538
SYNT|SYNTEL INC        ##|JPBX|J.P. MORGAN SECURITIES LLC|47872
SYNT|SYNTEL INC        ##|JPMX|J.P. Morgan Securities LLC|386892
SYNT|SYNTEL INC        ##|JSJX|JANE STREET CAPITAL LLC|29520
SYNT|SYNTEL INC        ##|KCGM|VIRTU Americas LLC|33176
SYNT|SYNTEL INC        ##|LEHM|Barclays Capital Inc./Le|546333
SYNT|SYNTEL INC        ##|LIME|Lime Brokerage LLC|163324
SYNT|SYNTEL INC        ##|LOOP|Loop Capital Markets LLC|4657
SYNT|SYNTEL INC        ##|LQNA|LIQUIDNET, INC.|35800
SYNT|SYNTEL INC        ##|LQNB|LIQUIDNET, INC.|22314
SYNT|SYNTEL INC        ##|LSCI|Lek Securities Corporation|22
SYNT|SYNTEL INC        ##|MACQ|Macquarie Capital (USA) Inc.|1800
SYNT|SYNTEL INC        ##|MAXM|Maxim Group LLC|4611
SYNT|SYNTEL INC        ##|MBTS|ALLY INVEST SECURITIES LLC|1838
SYNT|SYNTEL INC        ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81278
SYNT|SYNTEL INC        ##|MOTF|MOTIF INVESTING, INC.|1
SYNT|SYNTEL INC        ##|MSCO|MORGAN STANLEY & CO. LLC|1564859
SYNT|SYNTEL INC        ##|MSPL|MORGAN STANLEY & CO. LLC|195100
SYNT|SYNTEL INC        ##|MSTX|MORGAN STANLEY & CO. LLC|108800
SYNT|SYNTEL INC        ##|NEUB|NEUBERGER BERMAN BD LLC|184
SYNT|SYNTEL INC        ##|NFSC|National Financial Services LLC|262099
SYNT|SYNTEL INC        ##|NITE|VIRTU Americas LLC|292818
SYNT|SYNTEL INC        ##|NITP|VIRTU Americas LLC|2622
SYNT|SYNTEL INC        ##|NQRB|Brut, LLC|4658
SYNT|SYNTEL INC        ##|OPCO|Oppenheimer & Co. Inc.|175
SYNT|SYNTEL INC        ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3506
SYNT|SYNTEL INC        ##|PDQM|CODA MARKETS, INC.|86706
SYNT|SYNTEL INC        ##|RAJA|Raymond James & Associates, Inc.|9096
SYNT|SYNTEL INC        ##|RBCM|RBC CAPITAL MARKETS, LLC|1922
SYNT|SYNTEL INC        ##|RHCO|Suntrust Robinson Humphrey, Inc.|2690
SYNT|SYNTEL INC        ##|SAGL|SAGETRADER, LLC|1528
SYNT|SYNTEL INC        ##|SAGW|SAGETRADER, LLC|904
SYNT|SYNTEL INC        ##|SALI|INTL FCSTONE FINANCIAL INC.|35
SYNT|SYNTEL INC        ##|SBSH|Citigroup Global Markets Inc.|173052
SYNT|SYNTEL INC        ##|SGMT|GOLDMAN SACHS & CO. LLC|46246
SYNT|SYNTEL INC        ##|SPDR|SPEEDROUTE LLC|9772
SYNT|SYNTEL INC        ##|SPGS|Sea Port Group Securities, LLC|8784
SYNT|SYNTEL INC        ##|SPTD|MINT GLOBAL MARKETS, INC.|400
SYNT|SYNTEL INC        ##|STFL|Stifel, Nicolaus & Company, Incorporated|801
SYNT|SYNTEL INC        ##|SWIM|TD Ameritrade, Inc.|5750
SYNT|SYNTEL INC        ##|SWST|Hilltop Securities Inc.|300
SYNT|SYNTEL INC        ##|TKNG|ALLY INVEST SECURITIES LLC|520
SYNT|SYNTEL INC        ##|TONC|CUTTONE & CO., LLC|1539
SYNT|SYNTEL INC        ##|TRBT|Tradebot Systems, Inc.|133298
SYNT|SYNTEL INC        ##|TRCM|TRC MARKETS LLC|141452
SYNT|SYNTEL INC        ##|TWTT|TASTYWORKS, INC.|400
SYNT|SYNTEL INC        ##|UBSA|UBS SECURITIES LLC|292070
SYNT|SYNTEL INC        ##|UBSS|UBS Securities LLC|590383
SYNT|SYNTEL INC        ##|VALX|VIRTU AMERICAS LLC|4170
SYNT|SYNTEL INC        ##|VGRD|Vanguard Marketing Corporation|4161
SYNT|SYNTEL INC        ##|WBPX|SUMMIT SECURITIES GROUP, LLC|3100
SYNT|SYNTEL INC        ##|WCHV|WELLS FARGO SECURITIES, LLC|14271
SYNT|SYNTEL INC        ##|WEDB|WEDBUSH SECURITIES INC.|1600
SYNT|SYNTEL INC        ##|WEED|Weeden & Co.L.P.|600
SYNT|SYNTEL INC        ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1414
SYNT|SYNTEL INC        ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2449
SYNT|SYNTEL INC        ##|WGIF|CIBC World Markets Inc.|2399
SYNT|SYNTEL INC        ##|WSEA|WOLVERINE SECURITIES, LLC|3099
SYNT|SYNTEL INC        ##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
SYNT|SYNTEL INC        ##|XIST|INSTINET, LLC|22800
SYNT|SYNTEL INC        ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|56442
SYNT|SYNTEL INC        ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1414
SYNT|SYNTEL INC        ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|786
SYPR|SYPRIS SOLUTIONS  ##|APCC|Apex Clearing Corporation|102
SYPR|SYPRIS SOLUTIONS  ##|CANT|Cantor Fitzgerald & Co.|135
SYPR|SYPRIS SOLUTIONS  ##|CHAS|Charles Schwab & Co., Inc.|389
SYPR|SYPRIS SOLUTIONS  ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
SYPR|SYPRIS SOLUTIONS  ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3800
SYPR|SYPRIS SOLUTIONS  ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15191
SYPR|SYPRIS SOLUTIONS  ##|CTDL|Citadel Derivatives Group Llc|540
SYPR|SYPRIS SOLUTIONS  ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
SYPR|SYPRIS SOLUTIONS  ##|DBAB|Deutsche Bank Securities Inc.|3426
SYPR|SYPRIS SOLUTIONS  ##|DBAX|Deutsche Bank Securities Inc.|500
SYPR|SYPRIS SOLUTIONS  ##|DEGS|RONIN PROFESSIONAL LLC|6004
SYPR|SYPRIS SOLUTIONS  ##|EBXL|EBX LLC|3400
SYPR|SYPRIS SOLUTIONS  ##|EDJO|Edward D. Jones & Co., L.P.|3470
SYPR|SYPRIS SOLUTIONS  ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
SYPR|SYPRIS SOLUTIONS  ##|ETRS|E*Trade Securities LLC|12540
SYPR|SYPRIS SOLUTIONS  ##|FBCO|Credit Suisse Securities (USA) LLC|34912
SYPR|SYPRIS SOLUTIONS  ##|FILL|Tradestation Securities, Inc.|538
SYPR|SYPRIS SOLUTIONS  ##|FMAF|NBCN Inc./ CDS|850
SYPR|SYPRIS SOLUTIONS  ##|FOMA|TD AMERITRADE CLEARING, INC.|34376
SYPR|SYPRIS SOLUTIONS  ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|818
SYPR|SYPRIS SOLUTIONS  ##|FTBR|Foliofn Investments, Inc.|182
SYPR|SYPRIS SOLUTIONS  ##|GEBB|GLOBAL EXECUTION BROKERS, LP|823
SYPR|SYPRIS SOLUTIONS  ##|GSCO|GOLDMAN SACHS & CO. LLC|32362
SYPR|SYPRIS SOLUTIONS  ##|GTSZ|GTS SECURITIES LLC|800
SYPR|SYPRIS SOLUTIONS  ##|IATS|INTERACTIVE BROKERS LLC|2100
SYPR|SYPRIS SOLUTIONS  ##|IBKR|Interactive Brokers Llc|20349
SYPR|SYPRIS SOLUTIONS  ##|ICBX|INSTINET, LLC|8500
SYPR|SYPRIS SOLUTIONS  ##|INCA|INSTINET, LLC|6572
SYPR|SYPRIS SOLUTIONS  ##|INJX|INSTINET, LLC|3020
SYPR|SYPRIS SOLUTIONS  ##|ITGI|ITG Inc.|239
SYPR|SYPRIS SOLUTIONS  ##|ITGP|ITG INC.|4800
SYPR|SYPRIS SOLUTIONS  ##|JEFF|JEFFERIES LLC|3214
SYPR|SYPRIS SOLUTIONS  ##|JPMX|J.P. Morgan Securities LLC|1798
SYPR|SYPRIS SOLUTIONS  ##|KCGM|VIRTU Americas LLC|2700
SYPR|SYPRIS SOLUTIONS  ##|LEHM|Barclays Capital Inc./Le|7780
SYPR|SYPRIS SOLUTIONS  ##|LIME|Lime Brokerage LLC|14185
SYPR|SYPRIS SOLUTIONS  ##|LMGP|LIME BROKERAGE LLC|6638
SYPR|SYPRIS SOLUTIONS  ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
SYPR|SYPRIS SOLUTIONS  ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2100
SYPR|SYPRIS SOLUTIONS  ##|MSCO|MORGAN STANLEY & CO. LLC|44293
SYPR|SYPRIS SOLUTIONS  ##|MSPL|MORGAN STANLEY & CO. LLC|6300
SYPR|SYPRIS SOLUTIONS  ##|NFSC|National Financial Services LLC|10738
SYPR|SYPRIS SOLUTIONS  ##|NITE|VIRTU Americas LLC|51190
SYPR|SYPRIS SOLUTIONS  ##|NQRB|Brut, LLC|249
SYPR|SYPRIS SOLUTIONS  ##|SGMT|GOLDMAN SACHS & CO. LLC|1567
SYPR|SYPRIS SOLUTIONS  ##|SWIM|TD Ameritrade, Inc.|24274
SYPR|SYPRIS SOLUTIONS  ##|TKNG|ALLY INVEST SECURITIES LLC|100
SYPR|SYPRIS SOLUTIONS  ##|TRCM|TRC MARKETS LLC|15570
SYPR|SYPRIS SOLUTIONS  ##|UBSA|UBS SECURITIES LLC|42273
SYPR|SYPRIS SOLUTIONS  ##|UBSS|UBS Securities LLC|26982
SYPR|SYPRIS SOLUTIONS  ##|VALX|VIRTU AMERICAS LLC|1
SYPR|SYPRIS SOLUTIONS  ##|WGIF|CIBC World Markets Inc.|9260
SYPR|SYPRIS SOLUTIONS  ##|WSEA|WOLVERINE SECURITIES, LLC|2429
SYPR|SYPRIS SOLUTIONS  ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
SYRS|SYROS PHARMA CM|ALTX|Alternet Securities Inc.|2996
SYRS|SYROS PHARMA CM|APCC|Apex Clearing Corporation|3253
SYRS|SYROS PHARMA CM|AQUA|AQUA SECURITIES L.P.|8900
SYRS|SYROS PHARMA CM|BATM|CBOE TRADING, INC.|2294
SYRS|SYROS PHARMA CM|BERN|Sanford C. Bernstein & Co., LLC|5000
SYRS|SYROS PHARMA CM|BLKX|INSTINET, LLC|10002
SYRS|SYROS PHARMA CM|BMOC|BMO Capital Markets Corp.|3148
SYRS|SYROS PHARMA CM|BNPX|BNP PARIBAS SECURITIES CORP.|1459
SYRS|SYROS PHARMA CM|BRGE|Newbridge Securities Corp.|5200
SYRS|SYROS PHARMA CM|BTIG|BTIG, LLC|17458
SYRS|SYROS PHARMA CM|BYXM|CBOE TRADING, INC.|1736
SYRS|SYROS PHARMA CM|CHAS|Charles Schwab & Co., Inc.|300
SYRS|SYROS PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10513
SYRS|SYROS PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1690
SYRS|SYROS PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
SYRS|SYROS PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98755
SYRS|SYROS PHARMA CM|CTDL|Citadel Derivatives Group Llc|15649
SYRS|SYROS PHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|23960
SYRS|SYROS PHARMA CM|DBAB|Deutsche Bank Securities Inc.|159093
SYRS|SYROS PHARMA CM|DBAX|Deutsche Bank Securities Inc.|39400
SYRS|SYROS PHARMA CM|DBUL|Deutsche Bank Securities Inc.|200
SYRS|SYROS PHARMA CM|DEAN|MORGAN STANLEY|400
SYRS|SYROS PHARMA CM|DEGS|RONIN PROFESSIONAL LLC|7581
SYRS|SYROS PHARMA CM|EBXL|EBX LLC|39100
SYRS|SYROS PHARMA CM|EDJO|Edward D. Jones & Co., L.P.|2340
SYRS|SYROS PHARMA CM|EGAM|CBOE TRADING, INC.|5366
SYRS|SYROS PHARMA CM|EGAW|CBOE TRADING, INC.|100
SYRS|SYROS PHARMA CM|EGMT|EG MARKET TECHNOLOGIES LLC|300
SYRS|SYROS PHARMA CM|EGXM|CBOE TRADING, INC.|585
SYRS|SYROS PHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|2423
SYRS|SYROS PHARMA CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2935
SYRS|SYROS PHARMA CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1134
SYRS|SYROS PHARMA CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12183
SYRS|SYROS PHARMA CM|ETRS|E*Trade Securities LLC|13231
SYRS|SYROS PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|107880
SYRS|SYROS PHARMA CM|FILL|Tradestation Securities, Inc.|357
SYRS|SYROS PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|103640
SYRS|SYROS PHARMA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1159
SYRS|SYROS PHARMA CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55271
SYRS|SYROS PHARMA CM|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1997
SYRS|SYROS PHARMA CM|FTBR|Foliofn Investments, Inc.|183
SYRS|SYROS PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6405
SYRS|SYROS PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|9035
SYRS|SYROS PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|552174
SYRS|SYROS PHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|10144
SYRS|SYROS PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|488
SYRS|SYROS PHARMA CM|GTSZ|GTS SECURITIES LLC|14311
SYRS|SYROS PHARMA CM|HRBF|American Enterprise Investment Services Inc.|3178
SYRS|SYROS PHARMA CM|HSBC|HSBC Securities, Inc.|79
SYRS|SYROS PHARMA CM|IATS|INTERACTIVE BROKERS LLC|1540
SYRS|SYROS PHARMA CM|IBKR|Interactive Brokers Llc|44157
SYRS|SYROS PHARMA CM|ICBX|INSTINET, LLC|2300
SYRS|SYROS PHARMA CM|IEQY|CITADEL SECURITIES LLC|29983
SYRS|SYROS PHARMA CM|INCA|INSTINET, LLC|247839
SYRS|SYROS PHARMA CM|INJX|INSTINET, LLC|5118
SYRS|SYROS PHARMA CM|ITGI|ITG Inc.|16681
SYRS|SYROS PHARMA CM|ITGP|ITG INC.|50600
SYRS|SYROS PHARMA CM|JANY|Janney Montgomery Scott Inc.|325
SYRS|SYROS PHARMA CM|JEFF|JEFFERIES LLC|13841
SYRS|SYROS PHARMA CM|JMPT|JUMP TRADING, LLC|12835
SYRS|SYROS PHARMA CM|JPBX|J.P. MORGAN SECURITIES LLC|19188
SYRS|SYROS PHARMA CM|JPMX|J.P. Morgan Securities LLC|120746
SYRS|SYROS PHARMA CM|JSJX|JANE STREET CAPITAL LLC|2811
SYRS|SYROS PHARMA CM|KCGM|VIRTU Americas LLC|10454
SYRS|SYROS PHARMA CM|LEHM|Barclays Capital Inc./Le|471073
SYRS|SYROS PHARMA CM|LIME|Lime Brokerage LLC|132892
SYRS|SYROS PHARMA CM|LMGP|LIME BROKERAGE LLC|36893
SYRS|SYROS PHARMA CM|LQNA|LIQUIDNET, INC.|112700
SYRS|SYROS PHARMA CM|MAXM|Maxim Group LLC|3071
SYRS|SYROS PHARMA CM|MBTS|ALLY INVEST SECURITIES LLC|100
SYRS|SYROS PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19476
SYRS|SYROS PHARMA CM|MOTF|MOTIF INVESTING, INC.|1
SYRS|SYROS PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|863310
SYRS|SYROS PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|72600
SYRS|SYROS PHARMA CM|MSTX|MORGAN STANLEY & CO. LLC|20200
SYRS|SYROS PHARMA CM|NFSC|National Financial Services LLC|79856
SYRS|SYROS PHARMA CM|NITE|VIRTU Americas LLC|169857
SYRS|SYROS PHARMA CM|NITP|VIRTU Americas LLC|3169
SYRS|SYROS PHARMA CM|NQRB|Brut, LLC|5949
SYRS|SYROS PHARMA CM|OPCO|Oppenheimer & Co. Inc.|2630
SYRS|SYROS PHARMA CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2603
SYRS|SYROS PHARMA CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1360
SYRS|SYROS PHARMA CM|PDQM|CODA MARKETS, INC.|38654
SYRS|SYROS PHARMA CM|RAJA|Raymond James & Associates, Inc.|350
SYRS|SYROS PHARMA CM|SAGL|SAGETRADER, LLC|3528
SYRS|SYROS PHARMA CM|SALI|INTL FCSTONE FINANCIAL INC.|440
SYRS|SYROS PHARMA CM|SBSH|Citigroup Global Markets Inc.|48335
SYRS|SYROS PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|17287
SYRS|SYROS PHARMA CM|SPDR|SPEEDROUTE LLC|3600
SYRS|SYROS PHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|3300
SYRS|SYROS PHARMA CM|STFL|Stifel, Nicolaus & Company, Incorporated|1200
SYRS|SYROS PHARMA CM|SWIM|TD Ameritrade, Inc.|11886
SYRS|SYROS PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|920
SYRS|SYROS PHARMA CM|TRBT|Tradebot Systems, Inc.|68460
SYRS|SYROS PHARMA CM|TRCM|TRC MARKETS LLC|46851
SYRS|SYROS PHARMA CM|UBSA|UBS SECURITIES LLC|141070
SYRS|SYROS PHARMA CM|UBSS|UBS Securities LLC|710447
SYRS|SYROS PHARMA CM|VALX|VIRTU AMERICAS LLC|4008
SYRS|SYROS PHARMA CM|VGRD|Vanguard Marketing Corporation|4630
SYRS|SYROS PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|15278
SYRS|SYROS PHARMA CM|WGIF|CIBC World Markets Inc.|50
SYRS|SYROS PHARMA CM|WORD|Worden Capital Management LLC|3200
SYRS|SYROS PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|337
SYRS|SYROS PHARMA CM|XIST|INSTINET, LLC|3400
SYRS|SYROS PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|10040
SYRS|SYROS PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2168
SYRS|SYROS PHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|927
SYV|SPDR MFS SYS VLU ETF|CHAS|Charles Schwab & Co., Inc.|2
SYV|SPDR MFS SYS VLU ETF|CSIN|Citadel Securities Institutional LLC|712
SYV|SPDR MFS SYS VLU ETF|CTDL|Citadel Derivatives Group Llc|712
SYV|SPDR MFS SYS VLU ETF|DBAX|Deutsche Bank Securities Inc.|800
SYV|SPDR MFS SYS VLU ETF|EBXL|EBX LLC|200
SYV|SPDR MFS SYS VLU ETF|EGXM|CBOE TRADING, INC.|8
SYV|SPDR MFS SYS VLU ETF|ETRS|E*Trade Securities LLC|154
SYV|SPDR MFS SYS VLU ETF|FTBR|Foliofn Investments, Inc.|2
SYV|SPDR MFS SYS VLU ETF|GSLT|GOLDMAN SACHS & CO. LLC|757
SYV|SPDR MFS SYS VLU ETF|JPMX|J.P. Morgan Securities LLC|1600
SYV|SPDR MFS SYS VLU ETF|JSJX|JANE STREET CAPITAL LLC|6312
SYV|SPDR MFS SYS VLU ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3250
SYV|SPDR MFS SYS VLU ETF|MSCO|MORGAN STANLEY & CO. LLC|820
SYV|SPDR MFS SYS VLU ETF|MSPL|MORGAN STANLEY & CO. LLC|100
SYV|SPDR MFS SYS VLU ETF|NFSC|National Financial Services LLC|3351
SYV|SPDR MFS SYS VLU ETF|NITE|VIRTU Americas LLC|5838
SYV|SPDR MFS SYS VLU ETF|PDQM|CODA MARKETS, INC.|300
SYV|SPDR MFS SYS VLU ETF|RBCM|RBC CAPITAL MARKETS, LLC|3
SYV|SPDR MFS SYS VLU ETF|SGMT|GOLDMAN SACHS & CO. LLC|600
SYV|SPDR MFS SYS VLU ETF|SWIM|TD Ameritrade, Inc.|247
SYV|SPDR MFS SYS VLU ETF|UBSA|UBS SECURITIES LLC|2198
SYV|SPDR MFS SYS VLU ETF|UBSS|UBS Securities LLC|2092
SYX|SYSTEMAX INC|ALTX|Alternet Securities Inc.|801
SYX|SYSTEMAX INC|APCC|Apex Clearing Corporation|161
SYX|SYSTEMAX INC|BATM|CBOE TRADING, INC.|623
SYX|SYSTEMAX INC|BAYC|BAY CREST PARTNERS, LLC|2671
SYX|SYSTEMAX INC|BAYT|BTIG, LLC|5100
SYX|SYSTEMAX INC|BERN|Sanford C. Bernstein & Co., LLC|1820
SYX|SYSTEMAX INC|BNPX|BNP PARIBAS SECURITIES CORP.|803
SYX|SYSTEMAX INC|BYXM|CBOE TRADING, INC.|100
SYX|SYSTEMAX INC|BZYD|GOLDMAN SACHS & CO. LLC|2065
SYX|SYSTEMAX INC|CHAS|Charles Schwab & Co., Inc.|60
SYX|SYSTEMAX INC|CHLM|Craig-Hallum Capital Group LLC|1408
SYX|SYSTEMAX INC|COWR|Cowen and Company, LLC|200
SYX|SYSTEMAX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10728
SYX|SYSTEMAX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1532
SYX|SYSTEMAX INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
SYX|SYSTEMAX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41196
SYX|SYSTEMAX INC|CTDL|Citadel Derivatives Group Llc|1947
SYX|SYSTEMAX INC|CTLR|CUTLER GROUP, LP|100
SYX|SYSTEMAX INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|5162
SYX|SYSTEMAX INC|DAVA|Davenport & Company LLC|1000
SYX|SYSTEMAX INC|DBAB|Deutsche Bank Securities Inc.|9481
SYX|SYSTEMAX INC|DBAX|Deutsche Bank Securities Inc.|21700
SYX|SYSTEMAX INC|DEAN|MORGAN STANLEY|847
SYX|SYSTEMAX INC|DEGS|RONIN PROFESSIONAL LLC|1675
SYX|SYSTEMAX INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
SYX|SYSTEMAX INC|EBXL|EBX LLC|14700
SYX|SYSTEMAX INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
SYX|SYSTEMAX INC|EGAM|CBOE TRADING, INC.|684
SYX|SYSTEMAX INC|EGMT|EG MARKET TECHNOLOGIES LLC|89
SYX|SYSTEMAX INC|EGXM|CBOE TRADING, INC.|100
SYX|SYSTEMAX INC|ETBE|Electronic Transaction Clearing, Inc.|400
SYX|SYSTEMAX INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4452
SYX|SYSTEMAX INC|ETRS|E*Trade Securities LLC|20439
SYX|SYSTEMAX INC|FILL|Tradestation Securities, Inc.|576
SYX|SYSTEMAX INC|FMAF|NBCN Inc./ CDS|361
SYX|SYSTEMAX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16811
SYX|SYSTEMAX INC|FTBR|Foliofn Investments, Inc.|3143
SYX|SYSTEMAX INC|GLIS|TD Securities Inc|263
SYX|SYSTEMAX INC|GLPX|ACS EXECUTION SERVICES, LLC|1987
SYX|SYSTEMAX INC|GSCO|GOLDMAN SACHS & CO. LLC|52832
SYX|SYSTEMAX INC|GSCS|GOLDMAN SACHS & CO. LLC|9539
SYX|SYSTEMAX INC|GSLT|GOLDMAN SACHS & CO. LLC|317
SYX|SYSTEMAX INC|GTSZ|GTS SECURITIES LLC|21730
SYX|SYSTEMAX INC|HRBF|American Enterprise Investment Services Inc.|869
SYX|SYSTEMAX INC|IATS|INTERACTIVE BROKERS LLC|6282
SYX|SYSTEMAX INC|IBKR|Interactive Brokers Llc|7774
SYX|SYSTEMAX INC|ICBX|INSTINET, LLC|4300
SYX|SYSTEMAX INC|IEQY|CITADEL SECURITIES LLC|5614
SYX|SYSTEMAX INC|INCA|INSTINET, LLC|22438
SYX|SYSTEMAX INC|INJX|INSTINET, LLC|3086
SYX|SYSTEMAX INC|ITGI|ITG Inc.|19937
SYX|SYSTEMAX INC|ITGP|ITG INC.|11800
SYX|SYSTEMAX INC|JANY|Janney Montgomery Scott Inc.|45
SYX|SYSTEMAX INC|JEFF|JEFFERIES LLC|1677
SYX|SYSTEMAX INC|JMPT|JUMP TRADING, LLC|240
SYX|SYSTEMAX INC|JONE|JonesTrading|593
SYX|SYSTEMAX INC|JPBX|J.P. MORGAN SECURITIES LLC|7878
SYX|SYSTEMAX INC|JPMX|J.P. Morgan Securities LLC|38783
SYX|SYSTEMAX INC|JSJX|JANE STREET CAPITAL LLC|1852
SYX|SYSTEMAX INC|KCGM|VIRTU Americas LLC|4028
SYX|SYSTEMAX INC|LEHM|Barclays Capital Inc./Le|38569
SYX|SYSTEMAX INC|LIME|Lime Brokerage LLC|10631
SYX|SYSTEMAX INC|LQNA|LIQUIDNET, INC.|5700
SYX|SYSTEMAX INC|LSCI|Lek Securities Corporation|158
SYX|SYSTEMAX INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|266
SYX|SYSTEMAX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17310
SYX|SYSTEMAX INC|MOTF|MOTIF INVESTING, INC.|1
SYX|SYSTEMAX INC|MSCO|MORGAN STANLEY & CO. LLC|67475
SYX|SYSTEMAX INC|MSPL|MORGAN STANLEY & CO. LLC|39500
SYX|SYSTEMAX INC|MSTX|MORGAN STANLEY & CO. LLC|5400
SYX|SYSTEMAX INC|NFSC|National Financial Services LLC|44539
SYX|SYSTEMAX INC|NITE|VIRTU Americas LLC|84365
SYX|SYSTEMAX INC|NQRB|Brut, LLC|400
SYX|SYSTEMAX INC|NTBF|BMO Nesbitt Burns Inc./CDS|100
SYX|SYSTEMAX INC|PDQM|CODA MARKETS, INC.|5008
SYX|SYSTEMAX INC|PHLY|NASDAQ Execution Services, LLC|600
SYX|SYSTEMAX INC|RBCM|RBC CAPITAL MARKETS, LLC|10
SYX|SYSTEMAX INC|SAGL|SAGETRADER, LLC|401
SYX|SYSTEMAX INC|SBRX|MURIEL SIEBERT & CO INC|175
SYX|SYSTEMAX INC|SBSH|Citigroup Global Markets Inc.|11005
SYX|SYSTEMAX INC|SGMT|GOLDMAN SACHS & CO. LLC|9829
SYX|SYSTEMAX INC|SPDR|SPEEDROUTE LLC|6082
SYX|SYSTEMAX INC|SPTD|MINT GLOBAL MARKETS, INC.|2400
SYX|SYSTEMAX INC|STFL|Stifel, Nicolaus & Company, Incorporated|300
SYX|SYSTEMAX INC|SWIM|TD Ameritrade, Inc.|12700
SYX|SYSTEMAX INC|SWST|Hilltop Securities Inc.|805
SYX|SYSTEMAX INC|TKNG|ALLY INVEST SECURITIES LLC|1957
SYX|SYSTEMAX INC|TRBT|Tradebot Systems, Inc.|7506
SYX|SYSTEMAX INC|TRCM|TRC MARKETS LLC|2315
SYX|SYSTEMAX INC|UBSA|UBS SECURITIES LLC|77646
SYX|SYSTEMAX INC|UBSS|UBS Securities LLC|108962
SYX|SYSTEMAX INC|VALX|VIRTU AMERICAS LLC|6700
SYX|SYSTEMAX INC|VGRD|Vanguard Marketing Corporation|3774
SYX|SYSTEMAX INC|WCHV|WELLS FARGO SECURITIES, LLC|854
SYX|SYSTEMAX INC|WEDB|WEDBUSH SECURITIES INC.|1692
SYX|SYSTEMAX INC|WEED|Weeden & Co.L.P.|1900
SYX|SYSTEMAX INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|530
SYX|SYSTEMAX INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63
SYX|SYSTEMAX INC|WSEA|WOLVERINE SECURITIES, LLC|2717
SYX|SYSTEMAX INC|XIST|INSTINET, LLC|15530
SYX|SYSTEMAX INC|XPQR|Jump Trading|200
SYX|SYSTEMAX INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
SYX|SYSTEMAX INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
SYX|SYSTEMAX INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|861
SYY|SYSCO CP|ABLE|NATIXIS Securities Americas LLC|15286
SYY|SYSCO CP|ALTX|Alternet Securities Inc.|14119
SYY|SYSCO CP|ANOS|ABEL/NOSER, L.L.C.|3648
SYY|SYSCO CP|APCC|Apex Clearing Corporation|3626
SYY|SYSCO CP|BANK|Primevest Financial Services, Inc.|308
SYY|SYSCO CP|BARD|Robert W. Baird & Co. Incorporated|16189
SYY|SYSCO CP|BATM|CBOE TRADING, INC.|10229
SYY|SYSCO CP|BAYC|BAY CREST PARTNERS, LLC|10
SYY|SYSCO CP|BAYT|BTIG, LLC|6502
SYY|SYSCO CP|BBNT|BB&T SECURITIES, LLC|3512
SYY|SYSCO CP|BERN|Sanford C. Bernstein & Co., LLC|468466
SYY|SYSCO CP|BIDS|BIDS TRADING L.P.|200
SYY|SYSCO CP|BIMI|Banca IMI Securities Corp.|715
SYY|SYSCO CP|BKCM|BNY Mellon Capital Markets LLC|2047
SYY|SYSCO CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36687
SYY|SYSCO CP|BNPX|BNP PARIBAS SECURITIES CORP.|358289
SYY|SYSCO CP|BTIG|BTIG, LLC|44744
SYY|SYSCO CP|BYXM|CBOE TRADING, INC.|10850
SYY|SYSCO CP|BZYD|GOLDMAN SACHS & CO. LLC|1308
SYY|SYSCO CP|CABR|Cabrera Capital Markets, Inc.|75
SYY|SYSCO CP|CANT|Cantor Fitzgerald & Co.|2204
SYY|SYSCO CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|73200
SYY|SYSCO CP|CHAS|Charles Schwab & Co., Inc.|9694
SYY|SYSCO CP|CIBP|CIBC World Markets Corp.|42549
SYY|SYSCO CP|CICF|Canaccord Genuity Corp.|2000
SYY|SYSCO CP|CIST|Capital Institutional Services, Inc.|11449
SYY|SYSCO CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64969
SYY|SYSCO CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4110
SYY|SYSCO CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|420964
SYY|SYSCO CP|CTDL|Citadel Derivatives Group Llc|34397
SYY|SYSCO CP|CTLR|CUTLER GROUP, LP|200
SYY|SYSCO CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|67586
SYY|SYSCO CP|DADA|D.A. Davidson & Co.|2910
SYY|SYSCO CP|DAVA|Davenport & Company LLC|614
SYY|SYSCO CP|DBAB|Deutsche Bank Securities Inc.|469618
SYY|SYSCO CP|DBAX|Deutsche Bank Securities Inc.|515100
SYY|SYSCO CP|DBUL|Deutsche Bank Securities Inc.|4763
SYY|SYSCO CP|DCHF|Dart Executions, LLC|2778
SYY|SYSCO CP|DEAN|MORGAN STANLEY|24140
SYY|SYSCO CP|DEGS|RONIN PROFESSIONAL LLC|1000
SYY|SYSCO CP|DRWK|DRW SECURITIES, L.L.C.|2745
SYY|SYSCO CP|EBXL|EBX LLC|312200
SYY|SYSCO CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6609
SYY|SYSCO CP|EDJC|Edward Jones / CDS|170
SYY|SYSCO CP|EDJO|Edward D. Jones & Co., L.P.|5272
SYY|SYSCO CP|EGAM|CBOE TRADING, INC.|53544
SYY|SYSCO CP|EGAW|CBOE TRADING, INC.|149
SYY|SYSCO CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
SYY|SYSCO CP|EGXM|CBOE TRADING, INC.|5009
SYY|SYSCO CP|EGXW|CBOE TRADING, INC.|246
SYY|SYSCO CP|ETBE|Electronic Transaction Clearing, Inc.|30891
SYY|SYSCO CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
SYY|SYSCO CP|ETCC|Electronic Transaction Clearing, Inc.|506
SYY|SYSCO CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17676
SYY|SYSCO CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2340
SYY|SYSCO CP|ETRS|E*Trade Securities LLC|68816
SYY|SYSCO CP|FIDT|Fidelity Clearing Canada ULC./ CDS|95
SYY|SYSCO CP|FILL|Tradestation Securities, Inc.|5201
SYY|SYSCO CP|FINX|FINTECH SECURITIES|7621
SYY|SYSCO CP|FINZ|FINTECH SECURITIES|2000
SYY|SYSCO CP|FMAF|NBCN Inc./ CDS|54966
SYY|SYSCO CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10763
SYY|SYSCO CP|FQLS|Quantlab Securities LP|418087
SYY|SYSCO CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114733
SYY|SYSCO CP|FTBR|Foliofn Investments, Inc.|7268
SYY|SYSCO CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1359
SYY|SYSCO CP|GLIS|TD Securities Inc|120
SYY|SYSCO CP|GLPX|ACS EXECUTION SERVICES, LLC|31486
SYY|SYSCO CP|GSCO|GOLDMAN SACHS & CO. LLC|3243405
SYY|SYSCO CP|GSCS|GOLDMAN SACHS & CO. LLC|6223
SYY|SYSCO CP|GSLT|GOLDMAN SACHS & CO. LLC|13605
SYY|SYSCO CP|GTSZ|GTS SECURITIES LLC|220568
SYY|SYSCO CP|HRBF|American Enterprise Investment Services Inc.|19981
SYY|SYSCO CP|HSBC|HSBC Securities, Inc.|6300
SYY|SYSCO CP|IATS|INTERACTIVE BROKERS LLC|6527
SYY|SYSCO CP|IBKR|Interactive Brokers Llc|8335
SYY|SYSCO CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3907
SYY|SYSCO CP|ICBX|INSTINET, LLC|67283
SYY|SYSCO CP|IEQY|CITADEL SECURITIES LLC|202459
SYY|SYSCO CP|INCA|INSTINET, LLC|503339
SYY|SYSCO CP|INJX|INSTINET, LLC|23746
SYY|SYSCO CP|ITGI|ITG Inc.|79498
SYY|SYSCO CP|ITGP|ITG INC.|106800
SYY|SYSCO CP|JANY|Janney Montgomery Scott Inc.|12866
SYY|SYSCO CP|JEFF|JEFFERIES LLC|235914
SYY|SYSCO CP|JMPT|JUMP TRADING, LLC|115282
SYY|SYSCO CP|JONE|JonesTrading|92
SYY|SYSCO CP|JPBX|J.P. MORGAN SECURITIES LLC|216131
SYY|SYSCO CP|JPMX|J.P. Morgan Securities LLC|586971
SYY|SYSCO CP|JSJX|JANE STREET CAPITAL LLC|94132
SYY|SYSCO CP|KCGM|VIRTU Americas LLC|84948
SYY|SYSCO CP|LEHM|Barclays Capital Inc./Le|1878796
SYY|SYSCO CP|LIME|Lime Brokerage LLC|90121
SYY|SYSCO CP|LIWD|LIME BROKERAGE LLC|105
SYY|SYSCO CP|LOOP|Loop Capital Markets LLC|900
SYY|SYSCO CP|LQNA|LIQUIDNET, INC.|201300
SYY|SYSCO CP|LSCI|Lek Securities Corporation|691
SYY|SYSCO CP|MACC|Mid Atlantic Capital Corporation|6700
SYY|SYSCO CP|MAXM|Maxim Group LLC|7103
SYY|SYSCO CP|MCMF|Raymond James Ltd. Cds|730
SYY|SYSCO CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146774
SYY|SYSCO CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
SYY|SYSCO CP|MOTF|MOTIF INVESTING, INC.|7
SYY|SYSCO CP|MSCO|MORGAN STANLEY & CO. LLC|2954515
SYY|SYSCO CP|MSPL|MORGAN STANLEY & CO. LLC|480100
SYY|SYSCO CP|MSTX|MORGAN STANLEY & CO. LLC|368000
SYY|SYSCO CP|MTON|MILLINGTON SECURITIES, INC.|20791
SYY|SYSCO CP|MULL|MARK J. MULLER EQUITIES, INC.|1000
SYY|SYSCO CP|NEED|Needham & Company, LLC|264
SYY|SYSCO CP|NFSC|National Financial Services LLC|356142
SYY|SYSCO CP|NITE|VIRTU Americas LLC|830319
SYY|SYSCO CP|NITP|VIRTU Americas LLC|2676
SYY|SYSCO CP|NQRB|Brut, LLC|12672
SYY|SYSCO CP|NTBF|BMO Nesbitt Burns Inc./CDS|5935
SYY|SYSCO CP|NTRC|Northern Trust Securities, Inc.|6508
SYY|SYSCO CP|OHOS|TWO SIGMA SECURITIES, LLC|104709
SYY|SYSCO CP|OPCO|Oppenheimer & Co. Inc.|27332
SYY|SYSCO CP|PDQM|CODA MARKETS, INC.|98404
SYY|SYSCO CP|PHLY|NASDAQ Execution Services, LLC|1000
SYY|SYSCO CP|PICT|Pictet Overseas Inc.|20
SYY|SYSCO CP|PUMA|Puma Capital, Llc|20991
SYY|SYSCO CP|PUMX|Puma Capital, LLC|100
SYY|SYSCO CP|PWJC|UBS Financial Services, Inc.|5229
SYY|SYSCO CP|QMSR|QUATTRO M SECURITIES INC.|4667
SYY|SYSCO CP|RBCM|RBC CAPITAL MARKETS, LLC|30322
SYY|SYSCO CP|SAGL|SAGETRADER, LLC|100443
SYY|SYSCO CP|SAGW|SAGETRADER, LLC|3933
SYY|SYSCO CP|SALI|INTL FCSTONE FINANCIAL INC.|289
SYY|SYSCO CP|SBRX|MURIEL SIEBERT & CO INC|30
SYY|SYSCO CP|SBSH|Citigroup Global Markets Inc.|219272
SYY|SYSCO CP|SEIC|SEI Investments Distribution Co.|4086
SYY|SYSCO CP|SGMT|GOLDMAN SACHS & CO. LLC|243092
SYY|SYSCO CP|SHMR|ABN Amro Clearing LLC|200
SYY|SYSCO CP|SJLS|TRADE INFORMATICS LLC|1400
SYY|SYSCO CP|SOGO|Wang Investment Associates, Inc.|10
SYY|SYSCO CP|SPDR|SPEEDROUTE LLC|40521
SYY|SYSCO CP|SPHN|Stephens Inc.|235
SYY|SYSCO CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
SYY|SYSCO CP|STFL|Stifel, Nicolaus & Company, Incorporated|39007
SYY|SYSCO CP|STKP|STOCKPILE INVESTMENTS, INC.|46
SYY|SYSCO CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16495
SYY|SYSCO CP|SWIM|TD Ameritrade, Inc.|29252
SYY|SYSCO CP|SWST|Hilltop Securities Inc.|2105
SYY|SYSCO CP|TKNG|ALLY INVEST SECURITIES LLC|452
SYY|SYSCO CP|TRBT|Tradebot Systems, Inc.|375389
SYY|SYSCO CP|TRCM|TRC MARKETS LLC|97430
SYY|SYSCO CP|TWTT|TASTYWORKS, INC.|80
SYY|SYSCO CP|UBSA|UBS SECURITIES LLC|1017470
SYY|SYSCO CP|UBSS|UBS Securities LLC|1226187
SYY|SYSCO CP|VALX|VIRTU AMERICAS LLC|9516
SYY|SYSCO CP|VGRD|Vanguard Marketing Corporation|13784
SYY|SYSCO CP|WABR|Wall Street Access|3922
SYY|SYSCO CP|WBET|Wallachbeth Capital LLC|2848
SYY|SYSCO CP|WBLR|WILLIAM BLAIR|807
SYY|SYSCO CP|WBPX|SUMMIT SECURITIES GROUP, LLC|7533
SYY|SYSCO CP|WCHV|WELLS FARGO SECURITIES, LLC|305515
SYY|SYSCO CP|WDNX|WEEDEN & CO.L.P.|3216
SYY|SYSCO CP|WEDB|WEDBUSH SECURITIES INC.|13563
SYY|SYSCO CP|WEED|Weeden & Co.L.P.|28129
SYY|SYSCO CP|WESC|Wellington Shields & Co., LLC|100
SYY|SYSCO CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|85266
SYY|SYSCO CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1431
SYY|SYSCO CP|WGIF|CIBC World Markets Inc.|581
SYY|SYSCO CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|219
SYY|SYSCO CP|WSEA|WOLVERINE SECURITIES, LLC|21150
SYY|SYSCO CP|XIST|INSTINET, LLC|52416
SYY|SYSCO CP|XPQR|Jump Trading|8785
SYY|SYSCO CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|86056
SYY|SYSCO CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3137
SYY|SYSCO CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21347
SZC|CUSHING RENAISSANCE|AGIS|Aegis Capital Corp.|4835
SZC|CUSHING RENAISSANCE|ALTX|Alternet Securities Inc.|600
SZC|CUSHING RENAISSANCE|APCC|Apex Clearing Corporation|170
SZC|CUSHING RENAISSANCE|BANK|Primevest Financial Services, Inc.|6
SZC|CUSHING RENAISSANCE|BARD|Robert W. Baird & Co. Incorporated|814
SZC|CUSHING RENAISSANCE|BATM|CBOE TRADING, INC.|1188
SZC|CUSHING RENAISSANCE|BBNT|BB&T SECURITIES, LLC|880
SZC|CUSHING RENAISSANCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1100
SZC|CUSHING RENAISSANCE|BTIG|BTIG, LLC|300
SZC|CUSHING RENAISSANCE|CHAS|Charles Schwab & Co., Inc.|1176
SZC|CUSHING RENAISSANCE|CIST|Capital Institutional Services, Inc.|2199
SZC|CUSHING RENAISSANCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1833
SZC|CUSHING RENAISSANCE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
SZC|CUSHING RENAISSANCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5912
SZC|CUSHING RENAISSANCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
SZC|CUSHING RENAISSANCE|DADA|D.A. Davidson & Co.|1147
SZC|CUSHING RENAISSANCE|DBAX|Deutsche Bank Securities Inc.|3200
SZC|CUSHING RENAISSANCE|DEAN|MORGAN STANLEY|212
SZC|CUSHING RENAISSANCE|DEGS|RONIN PROFESSIONAL LLC|440
SZC|CUSHING RENAISSANCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4247
SZC|CUSHING RENAISSANCE|EBXL|EBX LLC|4300
SZC|CUSHING RENAISSANCE|EDJO|Edward D. Jones & Co., L.P.|2816
SZC|CUSHING RENAISSANCE|EGAM|CBOE TRADING, INC.|20
SZC|CUSHING RENAISSANCE|EGXM|CBOE TRADING, INC.|1000
SZC|CUSHING RENAISSANCE|ESPO|ESPOSITO SECURITIES, LLC|2036
SZC|CUSHING RENAISSANCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
SZC|CUSHING RENAISSANCE|ETRS|E*Trade Securities LLC|4058
SZC|CUSHING RENAISSANCE|FBSB|U.S. Bancorp Investments, Inc.|405
SZC|CUSHING RENAISSANCE|FILL|Tradestation Securities, Inc.|329
SZC|CUSHING RENAISSANCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4498
SZC|CUSHING RENAISSANCE|FTBR|Foliofn Investments, Inc.|71
SZC|CUSHING RENAISSANCE|GLPX|ACS EXECUTION SERVICES, LLC|2902
SZC|CUSHING RENAISSANCE|GSCO|GOLDMAN SACHS & CO. LLC|1500
SZC|CUSHING RENAISSANCE|GSLT|GOLDMAN SACHS & CO. LLC|525
SZC|CUSHING RENAISSANCE|GTSZ|GTS SECURITIES LLC|2359
SZC|CUSHING RENAISSANCE|HRBF|American Enterprise Investment Services Inc.|21089
SZC|CUSHING RENAISSANCE|IATS|INTERACTIVE BROKERS LLC|4530
SZC|CUSHING RENAISSANCE|IBKR|Interactive Brokers Llc|10014
SZC|CUSHING RENAISSANCE|ICBX|INSTINET, LLC|700
SZC|CUSHING RENAISSANCE|INCA|INSTINET, LLC|2300
SZC|CUSHING RENAISSANCE|ITGI|ITG Inc.|400
SZC|CUSHING RENAISSANCE|ITGP|ITG INC.|1200
SZC|CUSHING RENAISSANCE|JANY|Janney Montgomery Scott Inc.|500
SZC|CUSHING RENAISSANCE|JPMX|J.P. Morgan Securities LLC|3000
SZC|CUSHING RENAISSANCE|KCGM|VIRTU Americas LLC|1111
SZC|CUSHING RENAISSANCE|LEHM|Barclays Capital Inc./Le|3700
SZC|CUSHING RENAISSANCE|LIME|Lime Brokerage LLC|1088
SZC|CUSHING RENAISSANCE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
SZC|CUSHING RENAISSANCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
SZC|CUSHING RENAISSANCE|MSCO|MORGAN STANLEY & CO. LLC|12647
SZC|CUSHING RENAISSANCE|MSPL|MORGAN STANLEY & CO. LLC|1100
SZC|CUSHING RENAISSANCE|NFSC|National Financial Services LLC|69277
SZC|CUSHING RENAISSANCE|NITE|VIRTU Americas LLC|180423
SZC|CUSHING RENAISSANCE|NQRB|Brut, LLC|4824
SZC|CUSHING RENAISSANCE|OPCO|Oppenheimer & Co. Inc.|2391
SZC|CUSHING RENAISSANCE|PDQM|CODA MARKETS, INC.|4645
SZC|CUSHING RENAISSANCE|PWJC|UBS Financial Services, Inc.|5700
SZC|CUSHING RENAISSANCE|RBCM|RBC CAPITAL MARKETS, LLC|8867
SZC|CUSHING RENAISSANCE|SBSH|Citigroup Global Markets Inc.|1302
SZC|CUSHING RENAISSANCE|SGMT|GOLDMAN SACHS & CO. LLC|1408
SZC|CUSHING RENAISSANCE|SPDR|SPEEDROUTE LLC|100
SZC|CUSHING RENAISSANCE|STFL|Stifel, Nicolaus & Company, Incorporated|25734
SZC|CUSHING RENAISSANCE|SWIM|TD Ameritrade, Inc.|4910
SZC|CUSHING RENAISSANCE|SWST|Hilltop Securities Inc.|9222
SZC|CUSHING RENAISSANCE|TRBT|Tradebot Systems, Inc.|3177
SZC|CUSHING RENAISSANCE|TRCM|TRC MARKETS LLC|435
SZC|CUSHING RENAISSANCE|TWTT|TASTYWORKS, INC.|200
SZC|CUSHING RENAISSANCE|UBSA|UBS SECURITIES LLC|9819
SZC|CUSHING RENAISSANCE|UBSS|UBS Securities LLC|49599
SZC|CUSHING RENAISSANCE|VALX|VIRTU AMERICAS LLC|920
SZC|CUSHING RENAISSANCE|VGRD|Vanguard Marketing Corporation|12757
SZC|CUSHING RENAISSANCE|WCHV|WELLS FARGO SECURITIES, LLC|14827
SZC|CUSHING RENAISSANCE|WEDB|WEDBUSH SECURITIES INC.|539
SZC|CUSHING RENAISSANCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|39308
SZC|CUSHING RENAISSANCE|WGIF|CIBC World Markets Inc.|600
SZC|CUSHING RENAISSANCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|4350
SZC|CUSHING RENAISSANCE|YKNA|COMHAR CAPITAL MARKETS, LLC|327
SZC|CUSHING RENAISSANCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20
SZK|ULTRASHORT CONSUMER|APCC|Apex Clearing Corporation|1
SZK|ULTRASHORT CONSUMER|ETRS|E*Trade Securities LLC|201
SZK|ULTRASHORT CONSUMER|FILL|Tradestation Securities, Inc.|61
SZK|ULTRASHORT CONSUMER|FTBR|Foliofn Investments, Inc.|234
SZK|ULTRASHORT CONSUMER|GSLT|GOLDMAN SACHS & CO. LLC|300
SZK|ULTRASHORT CONSUMER|HRBF|American Enterprise Investment Services Inc.|1200
SZK|ULTRASHORT CONSUMER|IATS|INTERACTIVE BROKERS LLC|200
SZK|ULTRASHORT CONSUMER|IBKR|Interactive Brokers Llc|7062
SZK|ULTRASHORT CONSUMER|INCA|INSTINET, LLC|1
SZK|ULTRASHORT CONSUMER|JSJX|JANE STREET CAPITAL LLC|13725
SZK|ULTRASHORT CONSUMER|KCGM|VIRTU Americas LLC|1282
SZK|ULTRASHORT CONSUMER|LIME|Lime Brokerage LLC|3
SZK|ULTRASHORT CONSUMER|MOTF|MOTIF INVESTING, INC.|1
SZK|ULTRASHORT CONSUMER|MSCO|MORGAN STANLEY & CO. LLC|500
SZK|ULTRASHORT CONSUMER|NFSC|National Financial Services LLC|2738
SZK|ULTRASHORT CONSUMER|NITE|VIRTU Americas LLC|4192
SZK|ULTRASHORT CONSUMER|SWIM|TD Ameritrade, Inc.|545
SZK|ULTRASHORT CONSUMER|UBSA|UBS SECURITIES LLC|482
SZK|ULTRASHORT CONSUMER|UBSS|UBS Securities LLC|1
SZK|ULTRASHORT CONSUMER|VGRD|Vanguard Marketing Corporation|1457
SZO|DB CRUDE OIL SHORT|NITE|VIRTU Americas LLC|48
SZO|DB CRUDE OIL SHORT|WCHV|WELLS FARGO SECURITIES, LLC|104
SZO|DB CRUDE OIL SHORT|WSEA|WOLVERINE SECURITIES, LLC|104
T|AT&T INC.|ABLE|NATIXIS Securities Americas LLC|996540
T|AT&T INC.|ADAM|CANACCORD GENUITY INC.|579493
T|AT&T INC.|AGCP|AEGIS CAPITAL CORP.|2024
T|AT&T INC.|AGIS|Aegis Capital Corp.|59327
T|AT&T INC.|ALFA|ALPHA TRADING L.P.|394754
T|AT&T INC.|ALTX|Alternet Securities Inc.|417821
T|AT&T INC.|ANOS|ABEL/NOSER, L.L.C.|41262
T|AT&T INC.|APCC|Apex Clearing Corporation|159306
T|AT&T INC.|AQUA|AQUA SECURITIES L.P.|7000
T|AT&T INC.|AURC|Aurora Capital LLC|7445
T|AT&T INC.|AVON|Avondale Partners, LLC|68762
T|AT&T INC.|BALE|M&T SECURITIES, INC.|16659
T|AT&T INC.|BANK|Primevest Financial Services, Inc.|28449
T|AT&T INC.|BAQP|BURKE & QUICK PARTNERS LLC|72614
T|AT&T INC.|BARD|Robert W. Baird & Co. Incorporated|643157
T|AT&T INC.|BATM|CBOE TRADING, INC.|226291
T|AT&T INC.|BAYC|BAY CREST PARTNERS, LLC|10833
T|AT&T INC.|BAYT|BTIG, LLC|89569
T|AT&T INC.|BBNT|BB&T SECURITIES, LLC|238714
T|AT&T INC.|BERN|Sanford C. Bernstein & Co., LLC|3168475
T|AT&T INC.|BGCE|BGC Financial Inc.|7000
T|AT&T INC.|BIAD|SAGETRADER, LLC|5073
T|AT&T INC.|BIDS|BIDS TRADING L.P.|20300
T|AT&T INC.|BIMI|Banca IMI Securities Corp.|83266
T|AT&T INC.|BKCM|BNY Mellon Capital Markets LLC|8944
T|AT&T INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1079986
T|AT&T INC.|BLKX|INSTINET, LLC|2885848
T|AT&T INC.|BMLT|TITAN SECURITIES|42
T|AT&T INC.|BMOC|BMO Capital Markets Corp.|405328
T|AT&T INC.|BNCH|The Benchmark Company, LLC|205217
T|AT&T INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3155564
T|AT&T INC.|BOSC|Boenning & Scattergood, Inc.|1038
T|AT&T INC.|BRGE|Newbridge Securities Corp.|4220
T|AT&T INC.|BTIG|BTIG, LLC|5351870
T|AT&T INC.|BYXM|CBOE TRADING, INC.|23107
T|AT&T INC.|BZYD|GOLDMAN SACHS & CO. LLC|3700
T|AT&T INC.|CANT|Cantor Fitzgerald & Co.|231722
T|AT&T INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|317626
T|AT&T INC.|CBRA|Cobra Trading, Inc.|16986
T|AT&T INC.|CHAS|Charles Schwab & Co., Inc.|617450
T|AT&T INC.|CHBC|PENSERRA SECURITIES, LLC|8315260
T|AT&T INC.|CHDN|CHARDAN CAPITAL MARKETS LLC|6700
T|AT&T INC.|CHLC|CHURCHILL CAPITAL USA, INC.|135759
T|AT&T INC.|CHLM|Craig-Hallum Capital Group LLC|9635
T|AT&T INC.|CIBP|CIBC World Markets Corp.|894396
T|AT&T INC.|CICF|Canaccord Genuity Corp.|10366
T|AT&T INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|4300
T|AT&T INC.|CIST|Capital Institutional Services, Inc.|195050
T|AT&T INC.|CLSA|CLSA AMERICAS, LLC|60780
T|AT&T INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2958502
T|AT&T INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|32079
T|AT&T INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|541879
T|AT&T INC.|CRFN|ROBINHOOD FINANCIAL, LLC|165
T|AT&T INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17724766
T|AT&T INC.|CTDE|CHOICETRADE|50
T|AT&T INC.|CTDL|Citadel Derivatives Group Llc|274839
T|AT&T INC.|CTLR|CUTLER GROUP, LP|1235
T|AT&T INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3723548
T|AT&T INC.|DADA|D.A. Davidson & Co.|244839
T|AT&T INC.|DAVA|Davenport & Company LLC|28637
T|AT&T INC.|DBAB|Deutsche Bank Securities Inc.|11834825
T|AT&T INC.|DBAX|Deutsche Bank Securities Inc.|12686000
T|AT&T INC.|DBUL|Deutsche Bank Securities Inc.|19000
T|AT&T INC.|DCHF|Dart Executions, LLC|162286
T|AT&T INC.|DEAN|MORGAN STANLEY|1294088
T|AT&T INC.|DEGS|RONIN PROFESSIONAL LLC|2600
T|AT&T INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|933811
T|AT&T INC.|DRWK|DRW SECURITIES, L.L.C.|286733
T|AT&T INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|16750
T|AT&T INC.|EBXL|EBX LLC|10301900
T|AT&T INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|614898
T|AT&T INC.|EDJC|Edward Jones / CDS|41434
T|AT&T INC.|EDJO|Edward D. Jones & Co., L.P.|2685040
T|AT&T INC.|EGAM|CBOE TRADING, INC.|272342
T|AT&T INC.|EGAW|CBOE TRADING, INC.|6061
T|AT&T INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
T|AT&T INC.|EGXM|CBOE TRADING, INC.|227796
T|AT&T INC.|EGXW|CBOE TRADING, INC.|3583
T|AT&T INC.|ELEV|ELEVATION, LLC|305409
T|AT&T INC.|EROP|Eroom Securities L.L.C.|11000
T|AT&T INC.|ESPO|ESPOSITO SECURITIES, LLC|5736
T|AT&T INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|7000
T|AT&T INC.|ETBE|Electronic Transaction Clearing, Inc.|716999
T|AT&T INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
T|AT&T INC.|ETCB|ETC BROKERAGE SERVICES, LLC|3090
T|AT&T INC.|ETCC|Electronic Transaction Clearing, Inc.|751
T|AT&T INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1900
T|AT&T INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25935
T|AT&T INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1323
T|AT&T INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|16791
T|AT&T INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3700
T|AT&T INC.|ETRS|E*Trade Securities LLC|16380871
T|AT&T INC.|FBRC|B. RILEY FBR, INC.|250000
T|AT&T INC.|FBSB|U.S. Bancorp Investments, Inc.|11910
T|AT&T INC.|FFSI|Firstrade Securities Inc.|7591
T|AT&T INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|4158
T|AT&T INC.|FILL|Tradestation Securities, Inc.|530909
T|AT&T INC.|FINX|FINTECH SECURITIES|118120
T|AT&T INC.|FMAF|NBCN Inc./ CDS|125780
T|AT&T INC.|FMCO|First Manhattan Co|25327
T|AT&T INC.|FOGS|FOG EQUITIES LLC|717000
T|AT&T INC.|FORD|Fordham Financial Management, Inc.|285
T|AT&T INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|68967
T|AT&T INC.|FQLS|Quantlab Securities LP|3529067
T|AT&T INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|891198
T|AT&T INC.|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|11211
T|AT&T INC.|FTBR|Foliofn Investments, Inc.|75268
T|AT&T INC.|GARC|ICAP Corporates LLC|135450
T|AT&T INC.|GBMT|GBM International, Inc.|55899
T|AT&T INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1231639
T|AT&T INC.|GFRY|JUMP TRADING, LLC|1155751
T|AT&T INC.|GLIS|TD Securities Inc|129056
T|AT&T INC.|GLPX|ACS EXECUTION SERVICES, LLC|2152063
T|AT&T INC.|GSCO|GOLDMAN SACHS & CO. LLC|50158308
T|AT&T INC.|GSCS|GOLDMAN SACHS & CO. LLC|2701072
T|AT&T INC.|GSLT|GOLDMAN SACHS & CO. LLC|558836
T|AT&T INC.|GTSZ|GTS SECURITIES LLC|2859779
T|AT&T INC.|HAPX|HAP Trading, LLC|147960
T|AT&T INC.|HASF|Haywood Securities Inc./CDS|450
T|AT&T INC.|HCTA|Hardcastle Trading USA LLC|859257
T|AT&T INC.|HRBF|American Enterprise Investment Services Inc.|1798256
T|AT&T INC.|HSBC|HSBC Securities, Inc.|78670
T|AT&T INC.|IATS|INTERACTIVE BROKERS LLC|1422311
T|AT&T INC.|IBKR|Interactive Brokers Llc|3765162
T|AT&T INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9004
T|AT&T INC.|ICBX|INSTINET, LLC|7375236
T|AT&T INC.|IEQY|CITADEL SECURITIES LLC|1910911
T|AT&T INC.|IMPC|Imperial Capital, LLC|23356
T|AT&T INC.|INCA|INSTINET, LLC|12252961
T|AT&T INC.|INJX|INSTINET, LLC|1451162
T|AT&T INC.|INTL|INTL FCSTONE FINANCIAL INC.|2013
T|AT&T INC.|ISLL|INLET SECURITIES, LLC|300
T|AT&T INC.|ITGI|ITG Inc.|2341443
T|AT&T INC.|ITGP|ITG INC.|9529200
T|AT&T INC.|JANY|Janney Montgomery Scott Inc.|479250
T|AT&T INC.|JEFF|JEFFERIES LLC|6135355
T|AT&T INC.|JHDR|J.H. Darbie & Co., Inc.|15
T|AT&T INC.|JMPT|JUMP TRADING, LLC|1045780
T|AT&T INC.|JONE|JonesTrading|729526
T|AT&T INC.|JPBX|J.P. MORGAN SECURITIES LLC|4246764
T|AT&T INC.|JPMX|J.P. Morgan Securities LLC|15523807
T|AT&T INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|91100
T|AT&T INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|513580
T|AT&T INC.|JSJX|JANE STREET CAPITAL LLC|273080
T|AT&T INC.|JUTA|JUMP TRADING, LLC|227935
T|AT&T INC.|KBWI|Keefe, Bruyette & Woods, Inc.|151531
T|AT&T INC.|KCGM|VIRTU Americas LLC|4217151
T|AT&T INC.|KCRD|PHX FINANCIAL, INC.|50
T|AT&T INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|75000
T|AT&T INC.|KRSH|Kershner Securities, LLC|16552
T|AT&T INC.|LBKI|Libucki & Co., LLC|1051600
T|AT&T INC.|LEHM|Barclays Capital Inc./Le|49860449
T|AT&T INC.|LGNT|COR CLEARING LLC|2
T|AT&T INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|45
T|AT&T INC.|LIME|Lime Brokerage LLC|242696
T|AT&T INC.|LIWK|LIME BROKERAGE LLC|372
T|AT&T INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|5563126
T|AT&T INC.|LOOP|Loop Capital Markets LLC|30866
T|AT&T INC.|LPCM|Lampert Capital Markets Inc.|189014
T|AT&T INC.|LQNA|LIQUIDNET, INC.|941600
T|AT&T INC.|LQNB|LIQUIDNET, INC.|400
T|AT&T INC.|LSCI|Lek Securities Corporation|142178
T|AT&T INC.|LVMR|LIVERMORE TRADING GROUP, INC.|2900
T|AT&T INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4240
T|AT&T INC.|MACC|Mid Atlantic Capital Corporation|172900
T|AT&T INC.|MACQ|Macquarie Capital (USA) Inc.|169728
T|AT&T INC.|MAXM|Maxim Group LLC|411399
T|AT&T INC.|MBTS|ALLY INVEST SECURITIES LLC|32878
T|AT&T INC.|MCBT|Moors & Cabot, Inc.|1681
T|AT&T INC.|MCMF|Raymond James Ltd. Cds|20587
T|AT&T INC.|MILE|I-Bankers Securities, Inc.|408
T|AT&T INC.|MKMP|MKM Partners LLC|70
T|AT&T INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13783749
T|AT&T INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|140469
T|AT&T INC.|MNDX|TJM Investments, LLC|1900
T|AT&T INC.|MOTF|MOTIF INVESTING, INC.|432
T|AT&T INC.|MPSG|E D & F Man Capital Markets Inc.|23147
T|AT&T INC.|MSCO|MORGAN STANLEY & CO. LLC|43371229
T|AT&T INC.|MSPL|MORGAN STANLEY & CO. LLC|15148300
T|AT&T INC.|MSTX|MORGAN STANLEY & CO. LLC|6999700
T|AT&T INC.|MTON|MILLINGTON SECURITIES, INC.|146159
T|AT&T INC.|MULL|MARK J. MULLER EQUITIES, INC.|176160
T|AT&T INC.|MWCC|Monness Crespi Hardt & Co., Inc.|21640
T|AT&T INC.|MZHO|Mizuho Securities USA LLC|388747
T|AT&T INC.|NATL|National Securities Corporation|13507
T|AT&T INC.|NBCS|NBC Securities, INC.|1792
T|AT&T INC.|NEED|Needham & Company, LLC|792
T|AT&T INC.|NEUB|NEUBERGER BERMAN BD LLC|18631
T|AT&T INC.|NFSC|National Financial Services LLC|40616811
T|AT&T INC.|NITE|VIRTU Americas LLC|58196696
T|AT&T INC.|NITP|VIRTU Americas LLC|385838
T|AT&T INC.|NMRA|Nomura Securities International, Inc.|3091799
T|AT&T INC.|NQRB|Brut, LLC|317889
T|AT&T INC.|NTBF|BMO Nesbitt Burns Inc./CDS|256229
T|AT&T INC.|NTFN|Network 1 Financial Securities Inc.|305
T|AT&T INC.|NTRC|Northern Trust Securities, Inc.|73032
T|AT&T INC.|OCEA|OCEAN FINANCIAL SERVICES, LLC|2000
T|AT&T INC.|OGRU|Oscar Gruss & Son, Incorporated|78740
T|AT&T INC.|OHOS|TWO SIGMA SECURITIES, LLC|357628
T|AT&T INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|56726
T|AT&T INC.|OPCO|Oppenheimer & Co. Inc.|1336526
T|AT&T INC.|OTAA|OTA LLC|1300
T|AT&T INC.|PASL|Pershing Advisor Solutions LLC|100
T|AT&T INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|764
T|AT&T INC.|PAUL|Paulson Investment Company, Inc.|18
T|AT&T INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|11700
T|AT&T INC.|PCFF|Pacific International Securities Inc./CDS|1086
T|AT&T INC.|PCPT|PHILLIP CAPITAL INC.|1543
T|AT&T INC.|PDQM|CODA MARKETS, INC.|1090377
T|AT&T INC.|PHLY|NASDAQ Execution Services, LLC|1340324
T|AT&T INC.|PICT|Pictet Overseas Inc.|1500
T|AT&T INC.|PIPR|Piper Jaffray & Co.|500347
T|AT&T INC.|PNSR|Penserra Securities, LLC|2500
T|AT&T INC.|POIN|PRECISION SECURITIES, LLC (POIN)|12025
T|AT&T INC.|PREC|PRECISION SECURITIES, LLC|7900
T|AT&T INC.|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|568
T|AT&T INC.|PUMA|Puma Capital, Llc|73093
T|AT&T INC.|PUMX|Puma Capital, LLC|100
T|AT&T INC.|PWJC|UBS Financial Services, Inc.|633586
T|AT&T INC.|QMSR|QUATTRO M SECURITIES INC.|134052
T|AT&T INC.|RBCM|RBC CAPITAL MARKETS, LLC|571896
T|AT&T INC.|RGLD|Regal Securities, Inc|4197
T|AT&T INC.|RHCO|Suntrust Robinson Humphrey, Inc.|369187
T|AT&T INC.|RILY|B. RILEY FBR, INC.|861246
T|AT&T INC.|RJLC|RJL CAPITAL GROUP, LLC|1183
T|AT&T INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2900
T|AT&T INC.|SAGL|SAGETRADER, LLC|330092
T|AT&T INC.|SAGW|SAGETRADER, LLC|8217
T|AT&T INC.|SALI|INTL FCSTONE FINANCIAL INC.|36805
T|AT&T INC.|SBRX|MURIEL SIEBERT & CO INC|10803
T|AT&T INC.|SBSH|Citigroup Global Markets Inc.|9605633
T|AT&T INC.|SCMC|Scotia Capital Markets (USA) Inc.|122000
T|AT&T INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|30
T|AT&T INC.|SEIC|SEI Investments Distribution Co.|127242
T|AT&T INC.|SGMT|GOLDMAN SACHS & CO. LLC|9272417
T|AT&T INC.|SHMR|ABN Amro Clearing LLC|200
T|AT&T INC.|SIBO|Prime Executions, Inc.|36739
T|AT&T INC.|SIDC|Sidoti & Company, LLC|700
T|AT&T INC.|SOGO|Wang Investment Associates, Inc.|1592
T|AT&T INC.|SPDR|SPEEDROUTE LLC|922769
T|AT&T INC.|SPGS|Sea Port Group Securities, LLC|2100
T|AT&T INC.|SPHN|Stephens Inc.|84710
T|AT&T INC.|SPNT|SEVEN POINTS CAPITAL, LLC|99251
T|AT&T INC.|SPTD|MINT GLOBAL MARKETS, INC.|6308
T|AT&T INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|1600
T|AT&T INC.|STFC|Stuart Frankel & Co., Incorporated|800
T|AT&T INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1558510
T|AT&T INC.|STKP|STOCKPILE INVESTMENTS, INC.|8998
T|AT&T INC.|STRS|STRATEGAS RESEARCH PARTNERS|25
T|AT&T INC.|STXG|Stockcross Financial Services, Inc.|20
T|AT&T INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18661
T|AT&T INC.|SWIM|TD Ameritrade, Inc.|8708156
T|AT&T INC.|SWST|Hilltop Securities Inc.|467929
T|AT&T INC.|TAGC|TELSEY ADVISORY GROUP LLC|3576
T|AT&T INC.|TDFS|TRADERFIELD SECURITIES INC.|250
T|AT&T INC.|TDSI|TD Securities (USA) LLC|2203
T|AT&T INC.|TITL|TITLEIST ASSET MANAGEMENT, LTD.|28900
T|AT&T INC.|TKNG|ALLY INVEST SECURITIES LLC|383729
T|AT&T INC.|TOUR|TOURMALINE PARTNERS, LLC|5363
T|AT&T INC.|TRBT|Tradebot Systems, Inc.|4118277
T|AT&T INC.|TRCM|TRC MARKETS LLC|5346303
T|AT&T INC.|TTUC|CUTTONE & CO., INC.|9475
T|AT&T INC.|TWTT|TASTYWORKS, INC.|19783
T|AT&T INC.|UBSA|UBS SECURITIES LLC|32521408
T|AT&T INC.|UBSS|UBS Securities LLC|26978717
T|AT&T INC.|UFPA|UNITED FIRST PARTNERS LLC|188533
T|AT&T INC.|USCA|USCA Securities LLC|9300
T|AT&T INC.|VALX|VIRTU AMERICAS LLC|1105401
T|AT&T INC.|VARI|Variant Research Corporation|782
T|AT&T INC.|VGRD|Vanguard Marketing Corporation|4286385
T|AT&T INC.|VIEW|VIEWTRADE SECURITIES LLC|185
T|AT&T INC.|VNDM|Wall Street Access|41341
T|AT&T INC.|VNDS|VANDHAM SECURITIES CORP|17436
T|AT&T INC.|VSIN|Vision Financial Markets Llc|7149
T|AT&T INC.|WABR|Wall Street Access|100590
T|AT&T INC.|WBET|Wallachbeth Capital LLC|215429
T|AT&T INC.|WBLR|WILLIAM BLAIR|52222
T|AT&T INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|42683
T|AT&T INC.|WCHV|WELLS FARGO SECURITIES, LLC|13572753
T|AT&T INC.|WDNX|WEEDEN & CO.L.P.|240436
T|AT&T INC.|WEDB|WEDBUSH SECURITIES INC.|1072704
T|AT&T INC.|WEED|Weeden & Co.L.P.|349379
T|AT&T INC.|WESC|Wellington Shields & Co., LLC|13093
T|AT&T INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2458678
T|AT&T INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|432525
T|AT&T INC.|WFPB|Wells Fargo Securities, LLC.|6264
T|AT&T INC.|WGIF|CIBC World Markets Inc.|97046
T|AT&T INC.|WHOT|JUST2TRADE, INC.|129
T|AT&T INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|58835
T|AT&T INC.|WOLF|Wolfe Trahan Securities|4100
T|AT&T INC.|WORD|Worden Capital Management LLC|997
T|AT&T INC.|WSAG|WALL STREET ACCESS|99
T|AT&T INC.|WSEA|WOLVERINE SECURITIES, LLC|886885
T|AT&T INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|6562
T|AT&T INC.|WTFS|JUST2TRADE, INC.|310
T|AT&T INC.|XIST|INSTINET, LLC|927108
T|AT&T INC.|XPUS|XP SECURITIES, LLC|6902
T|AT&T INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|9822134
T|AT&T INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|48548
T|AT&T INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|348009
TA|TRAVELCNTRS AMER CM|ALTX|Alternet Securities Inc.|100
TA|TRAVELCNTRS AMER CM|APCC|Apex Clearing Corporation|133
TA|TRAVELCNTRS AMER CM|BARD|Robert W. Baird & Co. Incorporated|1000
TA|TRAVELCNTRS AMER CM|BERN|Sanford C. Bernstein & Co., LLC|200
TA|TRAVELCNTRS AMER CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|900
TA|TRAVELCNTRS AMER CM|BNPX|BNP PARIBAS SECURITIES CORP.|690
TA|TRAVELCNTRS AMER CM|BRGE|Newbridge Securities Corp.|5000
TA|TRAVELCNTRS AMER CM|BTIG|BTIG, LLC|92000
TA|TRAVELCNTRS AMER CM|BZYD|GOLDMAN SACHS & CO. LLC|400
TA|TRAVELCNTRS AMER CM|CANT|Cantor Fitzgerald & Co.|3323
TA|TRAVELCNTRS AMER CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3887
TA|TRAVELCNTRS AMER CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
TA|TRAVELCNTRS AMER CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|77441
TA|TRAVELCNTRS AMER CM|CTLR|CUTLER GROUP, LP|1114
TA|TRAVELCNTRS AMER CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|11842
TA|TRAVELCNTRS AMER CM|DBAB|Deutsche Bank Securities Inc.|8706
TA|TRAVELCNTRS AMER CM|DBAX|Deutsche Bank Securities Inc.|52900
TA|TRAVELCNTRS AMER CM|DEAN|MORGAN STANLEY|220
TA|TRAVELCNTRS AMER CM|DEGS|RONIN PROFESSIONAL LLC|10928
TA|TRAVELCNTRS AMER CM|EBXL|EBX LLC|35400
TA|TRAVELCNTRS AMER CM|EDJO|Edward D. Jones & Co., L.P.|6307
TA|TRAVELCNTRS AMER CM|EGAW|CBOE TRADING, INC.|100
TA|TRAVELCNTRS AMER CM|EGXM|CBOE TRADING, INC.|200
TA|TRAVELCNTRS AMER CM|ETRS|E*Trade Securities LLC|574972
TA|TRAVELCNTRS AMER CM|FBCO|Credit Suisse Securities (USA) LLC|15703
TA|TRAVELCNTRS AMER CM|FILL|Tradestation Securities, Inc.|500
TA|TRAVELCNTRS AMER CM|FMAF|NBCN Inc./ CDS|1000
TA|TRAVELCNTRS AMER CM|FOMA|TD AMERITRADE CLEARING, INC.|214424
TA|TRAVELCNTRS AMER CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4769
TA|TRAVELCNTRS AMER CM|FTBR|Foliofn Investments, Inc.|1731
TA|TRAVELCNTRS AMER CM|GEBB|GLOBAL EXECUTION BROKERS, LP|3094
TA|TRAVELCNTRS AMER CM|GLPX|ACS EXECUTION SERVICES, LLC|700
TA|TRAVELCNTRS AMER CM|GSCO|GOLDMAN SACHS & CO. LLC|22480
TA|TRAVELCNTRS AMER CM|GSCS|GOLDMAN SACHS & CO. LLC|38678
TA|TRAVELCNTRS AMER CM|GSLT|GOLDMAN SACHS & CO. LLC|4278
TA|TRAVELCNTRS AMER CM|GTSZ|GTS SECURITIES LLC|10702
TA|TRAVELCNTRS AMER CM|HRBF|American Enterprise Investment Services Inc.|1850
TA|TRAVELCNTRS AMER CM|IATS|INTERACTIVE BROKERS LLC|14842
TA|TRAVELCNTRS AMER CM|IBKR|Interactive Brokers Llc|66715
TA|TRAVELCNTRS AMER CM|ICBX|INSTINET, LLC|14748
TA|TRAVELCNTRS AMER CM|INCA|INSTINET, LLC|19039
TA|TRAVELCNTRS AMER CM|INJX|INSTINET, LLC|1600
TA|TRAVELCNTRS AMER CM|ITGI|ITG Inc.|8337
TA|TRAVELCNTRS AMER CM|ITGP|ITG INC.|13000
TA|TRAVELCNTRS AMER CM|JANY|Janney Montgomery Scott Inc.|111
TA|TRAVELCNTRS AMER CM|JEFF|JEFFERIES LLC|4291
TA|TRAVELCNTRS AMER CM|JMPT|JUMP TRADING, LLC|280
TA|TRAVELCNTRS AMER CM|JPMX|J.P. Morgan Securities LLC|55055
TA|TRAVELCNTRS AMER CM|JSJX|JANE STREET CAPITAL LLC|100
TA|TRAVELCNTRS AMER CM|KCGM|VIRTU Americas LLC|19980
TA|TRAVELCNTRS AMER CM|LEHM|Barclays Capital Inc./Le|81638
TA|TRAVELCNTRS AMER CM|LIME|Lime Brokerage LLC|20389
TA|TRAVELCNTRS AMER CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44506
TA|TRAVELCNTRS AMER CM|MSCO|MORGAN STANLEY & CO. LLC|80037
TA|TRAVELCNTRS AMER CM|MSPL|MORGAN STANLEY & CO. LLC|72600
TA|TRAVELCNTRS AMER CM|MSTX|MORGAN STANLEY & CO. LLC|800
TA|TRAVELCNTRS AMER CM|MULL|MARK J. MULLER EQUITIES, INC.|100
TA|TRAVELCNTRS AMER CM|NFSC|National Financial Services LLC|239415
TA|TRAVELCNTRS AMER CM|NITE|VIRTU Americas LLC|492539
TA|TRAVELCNTRS AMER CM|NITP|VIRTU Americas LLC|700
TA|TRAVELCNTRS AMER CM|NQRB|Brut, LLC|700
TA|TRAVELCNTRS AMER CM|OPCO|Oppenheimer & Co. Inc.|1000
TA|TRAVELCNTRS AMER CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|480
TA|TRAVELCNTRS AMER CM|PDQM|CODA MARKETS, INC.|25774
TA|TRAVELCNTRS AMER CM|RAJA|Raymond James & Associates, Inc.|9449
TA|TRAVELCNTRS AMER CM|RBCM|RBC CAPITAL MARKETS, LLC|7000
TA|TRAVELCNTRS AMER CM|SALI|INTL FCSTONE FINANCIAL INC.|15600
TA|TRAVELCNTRS AMER CM|SBSH|Citigroup Global Markets Inc.|7425
TA|TRAVELCNTRS AMER CM|SGMT|GOLDMAN SACHS & CO. LLC|25722
TA|TRAVELCNTRS AMER CM|SPDR|SPEEDROUTE LLC|2519
TA|TRAVELCNTRS AMER CM|STFL|Stifel, Nicolaus & Company, Incorporated|11075
TA|TRAVELCNTRS AMER CM|STKP|STOCKPILE INVESTMENTS, INC.|2
TA|TRAVELCNTRS AMER CM|SWIM|TD Ameritrade, Inc.|153673
TA|TRAVELCNTRS AMER CM|SWST|Hilltop Securities Inc.|8784
TA|TRAVELCNTRS AMER CM|TKNG|ALLY INVEST SECURITIES LLC|2464
TA|TRAVELCNTRS AMER CM|TRBT|Tradebot Systems, Inc.|583
TA|TRAVELCNTRS AMER CM|TRCM|TRC MARKETS LLC|12404
TA|TRAVELCNTRS AMER CM|UBSA|UBS SECURITIES LLC|119715
TA|TRAVELCNTRS AMER CM|UBSS|UBS Securities LLC|61297
TA|TRAVELCNTRS AMER CM|VALX|VIRTU AMERICAS LLC|18663
TA|TRAVELCNTRS AMER CM|VGRD|Vanguard Marketing Corporation|12877
TA|TRAVELCNTRS AMER CM|WCHV|WELLS FARGO SECURITIES, LLC|36101
TA|TRAVELCNTRS AMER CM|WEDB|WEDBUSH SECURITIES INC.|12
TA|TRAVELCNTRS AMER CM|WEED|Weeden & Co.L.P.|35043
TA|TRAVELCNTRS AMER CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1380
TA|TRAVELCNTRS AMER CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|289
TA|TRAVELCNTRS AMER CM|WSEA|WOLVERINE SECURITIES, LLC|2795
TA|TRAVELCNTRS AMER CM|XIST|INSTINET, LLC|1800
TA|TRAVELCNTRS AMER CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
TA|TRAVELCNTRS AMER CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7382
TAC|TRANSALTA CORP|APCC|Apex Clearing Corporation|6
TAC|TRANSALTA CORP|CHAS|Charles Schwab & Co., Inc.|5499
TAC|TRANSALTA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3950
TAC|TRANSALTA CORP|EBXL|EBX LLC|2700
TAC|TRANSALTA CORP|EDJO|Edward D. Jones & Co., L.P.|1602
TAC|TRANSALTA CORP|ETRS|E*Trade Securities LLC|1800
TAC|TRANSALTA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35
TAC|TRANSALTA CORP|FTBR|Foliofn Investments, Inc.|38
TAC|TRANSALTA CORP|GLIS|TD Securities Inc|8700
TAC|TRANSALTA CORP|GSCO|GOLDMAN SACHS & CO. LLC|5345
TAC|TRANSALTA CORP|IBKR|Interactive Brokers Llc|143
TAC|TRANSALTA CORP|INCA|INSTINET, LLC|2400
TAC|TRANSALTA CORP|INJX|INSTINET, LLC|200
TAC|TRANSALTA CORP|ITGI|ITG Inc.|1300
TAC|TRANSALTA CORP|ITGP|ITG INC.|600
TAC|TRANSALTA CORP|JEFF|JEFFERIES LLC|420
TAC|TRANSALTA CORP|JPMX|J.P. Morgan Securities LLC|3860
TAC|TRANSALTA CORP|KCGM|VIRTU Americas LLC|300
TAC|TRANSALTA CORP|LEHM|Barclays Capital Inc./Le|5600
TAC|TRANSALTA CORP|LIME|Lime Brokerage LLC|1074
TAC|TRANSALTA CORP|MSCO|MORGAN STANLEY & CO. LLC|8218
TAC|TRANSALTA CORP|NFSC|National Financial Services LLC|7808
TAC|TRANSALTA CORP|NITE|VIRTU Americas LLC|17050
TAC|TRANSALTA CORP|PWJC|UBS Financial Services, Inc.|4100
TAC|TRANSALTA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|100
TAC|TRANSALTA CORP|SWIM|TD Ameritrade, Inc.|1103
TAC|TRANSALTA CORP|TKNG|ALLY INVEST SECURITIES LLC|750
TAC|TRANSALTA CORP|TRBT|Tradebot Systems, Inc.|292
TAC|TRANSALTA CORP|TRCM|TRC MARKETS LLC|3954
TAC|TRANSALTA CORP|UBSA|UBS SECURITIES LLC|3193
TAC|TRANSALTA CORP|UBSS|UBS Securities LLC|12114
TAC|TRANSALTA CORP|VALX|VIRTU AMERICAS LLC|240
TAC|TRANSALTA CORP|VGRD|Vanguard Marketing Corporation|565
TAC|TRANSALTA CORP|WCHV|WELLS FARGO SECURITIES, LLC|536
TAC|TRANSALTA CORP|WEDB|WEDBUSH SECURITIES INC.|3100
TAC|TRANSALTA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101
TAC|TRANSALTA CORP|WSEA|WOLVERINE SECURITIES, LLC|5
TAC|TRANSALTA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1600
TACO|DEL TACO REST CMN|ADAM|CANACCORD GENUITY INC.|46349
TACO|DEL TACO REST CMN|ALTX|Alternet Securities Inc.|2051
TACO|DEL TACO REST CMN|APCC|Apex Clearing Corporation|294
TACO|DEL TACO REST CMN|BATM|CBOE TRADING, INC.|22064
TACO|DEL TACO REST CMN|BBNT|BB&T SECURITIES, LLC|200
TACO|DEL TACO REST CMN|BERN|Sanford C. Bernstein & Co., LLC|53712
TACO|DEL TACO REST CMN|BIAD|SAGETRADER, LLC|400
TACO|DEL TACO REST CMN|BIMI|Banca IMI Securities Corp.|300
TACO|DEL TACO REST CMN|BLKX|INSTINET, LLC|47000
TACO|DEL TACO REST CMN|BMOC|BMO Capital Markets Corp.|5212
TACO|DEL TACO REST CMN|BNKS|Fig Partners, LLC|273
TACO|DEL TACO REST CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2917
TACO|DEL TACO REST CMN|BTIG|BTIG, LLC|4818
TACO|DEL TACO REST CMN|BYXM|CBOE TRADING, INC.|6946
TACO|DEL TACO REST CMN|CANT|Cantor Fitzgerald & Co.|412
TACO|DEL TACO REST CMN|CHAS|Charles Schwab & Co., Inc.|1375
TACO|DEL TACO REST CMN|CICF|Canaccord Genuity Corp.|1277
TACO|DEL TACO REST CMN|CIST|Capital Institutional Services, Inc.|56
TACO|DEL TACO REST CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105593
TACO|DEL TACO REST CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10390
TACO|DEL TACO REST CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|104973
TACO|DEL TACO REST CMN|CTDL|Citadel Derivatives Group Llc|2412
TACO|DEL TACO REST CMN|CTLR|CUTLER GROUP, LP|200
TACO|DEL TACO REST CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|115290
TACO|DEL TACO REST CMN|DBAB|Deutsche Bank Securities Inc.|176993
TACO|DEL TACO REST CMN|DBAX|Deutsche Bank Securities Inc.|82000
TACO|DEL TACO REST CMN|DBUL|Deutsche Bank Securities Inc.|200
TACO|DEL TACO REST CMN|DEAN|MORGAN STANLEY|2375
TACO|DEL TACO REST CMN|DEGS|RONIN PROFESSIONAL LLC|8893
TACO|DEL TACO REST CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14699
TACO|DEL TACO REST CMN|DOTC|Dougherty & Company LLC|21880
TACO|DEL TACO REST CMN|EBXL|EBX LLC|63000
TACO|DEL TACO REST CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|596
TACO|DEL TACO REST CMN|EDJO|Edward D. Jones & Co., L.P.|514
TACO|DEL TACO REST CMN|EGAM|CBOE TRADING, INC.|5649
TACO|DEL TACO REST CMN|EGAW|CBOE TRADING, INC.|49
TACO|DEL TACO REST CMN|EGMT|EG MARKET TECHNOLOGIES LLC|560
TACO|DEL TACO REST CMN|EGXM|CBOE TRADING, INC.|417
TACO|DEL TACO REST CMN|ETBE|Electronic Transaction Clearing, Inc.|4611
TACO|DEL TACO REST CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3606
TACO|DEL TACO REST CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8138
TACO|DEL TACO REST CMN|ETRS|E*Trade Securities LLC|69489
TACO|DEL TACO REST CMN|FBCO|Credit Suisse Securities (USA) LLC|113605
TACO|DEL TACO REST CMN|FILL|Tradestation Securities, Inc.|1950
TACO|DEL TACO REST CMN|FOMA|TD AMERITRADE CLEARING, INC.|243734
TACO|DEL TACO REST CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1467
TACO|DEL TACO REST CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81505
TACO|DEL TACO REST CMN|FTBR|Foliofn Investments, Inc.|1137
TACO|DEL TACO REST CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|11154
TACO|DEL TACO REST CMN|GLPX|ACS EXECUTION SERVICES, LLC|1833
TACO|DEL TACO REST CMN|GSCO|GOLDMAN SACHS & CO. LLC|182949
TACO|DEL TACO REST CMN|GSCS|GOLDMAN SACHS & CO. LLC|18891
TACO|DEL TACO REST CMN|GSLT|GOLDMAN SACHS & CO. LLC|4908
TACO|DEL TACO REST CMN|GTSZ|GTS SECURITIES LLC|3960
TACO|DEL TACO REST CMN|HRBF|American Enterprise Investment Services Inc.|3090
TACO|DEL TACO REST CMN|IATS|INTERACTIVE BROKERS LLC|9522
TACO|DEL TACO REST CMN|IBKR|Interactive Brokers Llc|72718
TACO|DEL TACO REST CMN|ICBX|INSTINET, LLC|25900
TACO|DEL TACO REST CMN|IEQY|CITADEL SECURITIES LLC|36645
TACO|DEL TACO REST CMN|INCA|INSTINET, LLC|57163
TACO|DEL TACO REST CMN|INJX|INSTINET, LLC|294654
TACO|DEL TACO REST CMN|ITGI|ITG Inc.|53894
TACO|DEL TACO REST CMN|ITGP|ITG INC.|44800
TACO|DEL TACO REST CMN|JEFF|JEFFERIES LLC|220374
TACO|DEL TACO REST CMN|JMPT|JUMP TRADING, LLC|18161
TACO|DEL TACO REST CMN|JONE|JonesTrading|397674
TACO|DEL TACO REST CMN|JPBX|J.P. MORGAN SECURITIES LLC|2594
TACO|DEL TACO REST CMN|JPMX|J.P. Morgan Securities LLC|111122
TACO|DEL TACO REST CMN|JSJX|JANE STREET CAPITAL LLC|1250
TACO|DEL TACO REST CMN|KCGM|VIRTU Americas LLC|18757
TACO|DEL TACO REST CMN|LEHM|Barclays Capital Inc./Le|226747
TACO|DEL TACO REST CMN|LIME|Lime Brokerage LLC|100597
TACO|DEL TACO REST CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|59544
TACO|DEL TACO REST CMN|LQNA|LIQUIDNET, INC.|57800
TACO|DEL TACO REST CMN|MACC|Mid Atlantic Capital Corporation|3309
TACO|DEL TACO REST CMN|MAXM|Maxim Group LLC|3403
TACO|DEL TACO REST CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|101270
TACO|DEL TACO REST CMN|MOTF|MOTIF INVESTING, INC.|1
TACO|DEL TACO REST CMN|MSCO|MORGAN STANLEY & CO. LLC|809858
TACO|DEL TACO REST CMN|MSPL|MORGAN STANLEY & CO. LLC|113400
TACO|DEL TACO REST CMN|MSTX|MORGAN STANLEY & CO. LLC|74700
TACO|DEL TACO REST CMN|NFSC|National Financial Services LLC|179605
TACO|DEL TACO REST CMN|NITE|VIRTU Americas LLC|268810
TACO|DEL TACO REST CMN|NITP|VIRTU Americas LLC|300
TACO|DEL TACO REST CMN|NQRB|Brut, LLC|5378
TACO|DEL TACO REST CMN|OPCO|Oppenheimer & Co. Inc.|310
TACO|DEL TACO REST CMN|OTAA|OTA LLC|500
TACO|DEL TACO REST CMN|PDQM|CODA MARKETS, INC.|5730
TACO|DEL TACO REST CMN|PHLY|NASDAQ Execution Services, LLC|1000
TACO|DEL TACO REST CMN|PWJC|UBS Financial Services, Inc.|77917
TACO|DEL TACO REST CMN|RAJA|Raymond James & Associates, Inc.|5717
TACO|DEL TACO REST CMN|RBCM|RBC CAPITAL MARKETS, LLC|1625
TACO|DEL TACO REST CMN|RGLD|Regal Securities, Inc|8013
TACO|DEL TACO REST CMN|SALI|INTL FCSTONE FINANCIAL INC.|955
TACO|DEL TACO REST CMN|SBSH|Citigroup Global Markets Inc.|146279
TACO|DEL TACO REST CMN|SGMT|GOLDMAN SACHS & CO. LLC|39293
TACO|DEL TACO REST CMN|SPDR|SPEEDROUTE LLC|3439
TACO|DEL TACO REST CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5201
TACO|DEL TACO REST CMN|STKP|STOCKPILE INVESTMENTS, INC.|1688
TACO|DEL TACO REST CMN|SWIM|TD Ameritrade, Inc.|34527
TACO|DEL TACO REST CMN|TKNG|ALLY INVEST SECURITIES LLC|760
TACO|DEL TACO REST CMN|TRBT|Tradebot Systems, Inc.|77932
TACO|DEL TACO REST CMN|TRCM|TRC MARKETS LLC|41652
TACO|DEL TACO REST CMN|TWTT|TASTYWORKS, INC.|20
TACO|DEL TACO REST CMN|UBSA|UBS SECURITIES LLC|161122
TACO|DEL TACO REST CMN|UBSS|UBS Securities LLC|345868
TACO|DEL TACO REST CMN|VALX|VIRTU AMERICAS LLC|1949
TACO|DEL TACO REST CMN|VGRD|Vanguard Marketing Corporation|7852
TACO|DEL TACO REST CMN|VSIN|Vision Financial Markets Llc|200
TACO|DEL TACO REST CMN|WCHV|WELLS FARGO SECURITIES, LLC|51600
TACO|DEL TACO REST CMN|WEDB|WEDBUSH SECURITIES INC.|950
TACO|DEL TACO REST CMN|WEED|Weeden & Co.L.P.|4890
TACO|DEL TACO REST CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1978
TACO|DEL TACO REST CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27471
TACO|DEL TACO REST CMN|WSEA|WOLVERINE SECURITIES, LLC|3699
TACO|DEL TACO REST CMN|XIST|INSTINET, LLC|55700
TACO|DEL TACO REST CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|27200
TACO|DEL TACO REST CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|500
TACO|DEL TACO REST CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4284
TACOW|DEL TACO REST WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
TACOW|DEL TACO REST WTS|ETRS|E*Trade Securities LLC|17492
TACOW|DEL TACO REST WTS|FOMA|TD AMERITRADE CLEARING, INC.|204
TACOW|DEL TACO REST WTS|GSCS|GOLDMAN SACHS & CO. LLC|767
TACOW|DEL TACO REST WTS|GSLT|GOLDMAN SACHS & CO. LLC|704
TACOW|DEL TACO REST WTS|IBKR|Interactive Brokers Llc|5800
TACOW|DEL TACO REST WTS|INCA|INSTINET, LLC|5000
TACOW|DEL TACO REST WTS|INJX|INSTINET, LLC|300
TACOW|DEL TACO REST WTS|LIME|Lime Brokerage LLC|1152
TACOW|DEL TACO REST WTS|MSCO|MORGAN STANLEY & CO. LLC|21145
TACOW|DEL TACO REST WTS|NFSC|National Financial Services LLC|20987
TACOW|DEL TACO REST WTS|NITE|VIRTU Americas LLC|46079
TACOW|DEL TACO REST WTS|SGMT|GOLDMAN SACHS & CO. LLC|100
TACOW|DEL TACO REST WTS|SWIM|TD Ameritrade, Inc.|250
TACOW|DEL TACO REST WTS|UBSS|UBS Securities LLC|108
TACOW|DEL TACO REST WTS|WCHV|WELLS FARGO SECURITIES, LLC|1120
TACOW|DEL TACO REST WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|105245
TACT|TRANSACT TECH INC|APCC|Apex Clearing Corporation|26
TACT|TRANSACT TECH INC|BATM|CBOE TRADING, INC.|129
TACT|TRANSACT TECH INC|BZYD|GOLDMAN SACHS & CO. LLC|125
TACT|TRANSACT TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2604
TACT|TRANSACT TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1111
TACT|TRANSACT TECH INC|DBAB|Deutsche Bank Securities Inc.|700
TACT|TRANSACT TECH INC|DBAX|Deutsche Bank Securities Inc.|600
TACT|TRANSACT TECH INC|DEGS|RONIN PROFESSIONAL LLC|1378
TACT|TRANSACT TECH INC|EBXL|EBX LLC|600
TACT|TRANSACT TECH INC|EDJO|Edward D. Jones & Co., L.P.|1000
TACT|TRANSACT TECH INC|ETRS|E*Trade Securities LLC|1075
TACT|TRANSACT TECH INC|FBCO|Credit Suisse Securities (USA) LLC|870
TACT|TRANSACT TECH INC|FBSB|U.S. Bancorp Investments, Inc.|7
TACT|TRANSACT TECH INC|FILL|Tradestation Securities, Inc.|600
TACT|TRANSACT TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|20770
TACT|TRANSACT TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|243
TACT|TRANSACT TECH INC|FTBR|Foliofn Investments, Inc.|470
TACT|TRANSACT TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|151
TACT|TRANSACT TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|1095
TACT|TRANSACT TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|3352
TACT|TRANSACT TECH INC|GTSZ|GTS SECURITIES LLC|100
TACT|TRANSACT TECH INC|IBKR|Interactive Brokers Llc|1550
TACT|TRANSACT TECH INC|ICBX|INSTINET, LLC|1400
TACT|TRANSACT TECH INC|INCA|INSTINET, LLC|694
TACT|TRANSACT TECH INC|INJX|INSTINET, LLC|7
TACT|TRANSACT TECH INC|ITGI|ITG Inc.|100
TACT|TRANSACT TECH INC|ITGP|ITG INC.|800
TACT|TRANSACT TECH INC|JPMX|J.P. Morgan Securities LLC|1600
TACT|TRANSACT TECH INC|KCGM|VIRTU Americas LLC|404
TACT|TRANSACT TECH INC|LEHM|Barclays Capital Inc./Le|70
TACT|TRANSACT TECH INC|LIME|Lime Brokerage LLC|9208
TACT|TRANSACT TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
TACT|TRANSACT TECH INC|MSCO|MORGAN STANLEY & CO. LLC|9877
TACT|TRANSACT TECH INC|MSPL|MORGAN STANLEY & CO. LLC|2700
TACT|TRANSACT TECH INC|NFSC|National Financial Services LLC|10133
TACT|TRANSACT TECH INC|NITE|VIRTU Americas LLC|22736
TACT|TRANSACT TECH INC|PWJC|UBS Financial Services, Inc.|1000
TACT|TRANSACT TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|790
TACT|TRANSACT TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|1203
TACT|TRANSACT TECH INC|SWIM|TD Ameritrade, Inc.|10128
TACT|TRANSACT TECH INC|TRBT|Tradebot Systems, Inc.|622
TACT|TRANSACT TECH INC|TRCM|TRC MARKETS LLC|511
TACT|TRANSACT TECH INC|UBSA|UBS SECURITIES LLC|5190
TACT|TRANSACT TECH INC|UBSS|UBS Securities LLC|10965
TACT|TRANSACT TECH INC|VALX|VIRTU AMERICAS LLC|70
TACT|TRANSACT TECH INC|VGRD|Vanguard Marketing Corporation|1100
TACT|TRANSACT TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|370
TACT|TRANSACT TECH INC|WEED|Weeden & Co.L.P.|100
TACT|TRANSACT TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|545
TACT|TRANSACT TECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|670
TACT|TRANSACT TECH INC|WSEA|WOLVERINE SECURITIES, LLC|547
TACT|TRANSACT TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1100
TAGS|TEUCRIUM AGS FUND|IBKR|Interactive Brokers Llc|700
TAGS|TEUCRIUM AGS FUND|NFSC|National Financial Services LLC|40
TAGS|TEUCRIUM AGS FUND|NITE|VIRTU Americas LLC|4522
TAGS|TEUCRIUM AGS FUND|UBSA|UBS SECURITIES LLC|500
TAGS|TEUCRIUM AGS FUND|VGRD|Vanguard Marketing Corporation|9
TAGS|TEUCRIUM AGS FUND|WSEA|WOLVERINE SECURITIES, LLC|2
TAHO|TAHOE RES INC|ABLE|NATIXIS Securities Americas LLC|4070
TAHO|TAHOE RES INC|ALTX|Alternet Securities Inc.|6444
TAHO|TAHOE RES INC|APCC|Apex Clearing Corporation|54844
TAHO|TAHOE RES INC|BARD|Robert W. Baird & Co. Incorporated|472
TAHO|TAHOE RES INC|BATM|CBOE TRADING, INC.|1991
TAHO|TAHOE RES INC|BAYC|BAY CREST PARTNERS, LLC|10832
TAHO|TAHOE RES INC|BERN|Sanford C. Bernstein & Co., LLC|65079
TAHO|TAHOE RES INC|BIDS|BIDS TRADING L.P.|1500
TAHO|TAHOE RES INC|BIMI|Banca IMI Securities Corp.|1050
TAHO|TAHOE RES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|69051
TAHO|TAHOE RES INC|BLKX|INSTINET, LLC|10000
TAHO|TAHOE RES INC|BNPX|BNP PARIBAS SECURITIES CORP.|36730
TAHO|TAHOE RES INC|BTIG|BTIG, LLC|376137
TAHO|TAHOE RES INC|BYXM|CBOE TRADING, INC.|110
TAHO|TAHOE RES INC|BZYD|GOLDMAN SACHS & CO. LLC|8300
TAHO|TAHOE RES INC|CANT|Cantor Fitzgerald & Co.|42844
TAHO|TAHOE RES INC|CHAS|Charles Schwab & Co., Inc.|4950
TAHO|TAHOE RES INC|CICF|Canaccord Genuity Corp.|329015
TAHO|TAHOE RES INC|CLSA|CLSA AMERICAS, LLC|700
TAHO|TAHOE RES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52016
TAHO|TAHOE RES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1595
TAHO|TAHOE RES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|514087
TAHO|TAHOE RES INC|CTDL|Citadel Derivatives Group Llc|102571
TAHO|TAHOE RES INC|CTLR|CUTLER GROUP, LP|2700
TAHO|TAHOE RES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|114606
TAHO|TAHOE RES INC|DAVA|Davenport & Company LLC|11801
TAHO|TAHOE RES INC|DBAB|Deutsche Bank Securities Inc.|103743
TAHO|TAHOE RES INC|DBAX|Deutsche Bank Securities Inc.|559600
TAHO|TAHOE RES INC|DCHF|Dart Executions, LLC|5389
TAHO|TAHOE RES INC|DEAN|MORGAN STANLEY|3500
TAHO|TAHOE RES INC|DEGS|RONIN PROFESSIONAL LLC|41901
TAHO|TAHOE RES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34448
TAHO|TAHOE RES INC|EBXL|EBX LLC|242100
TAHO|TAHOE RES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|8132
TAHO|TAHOE RES INC|EDJO|Edward D. Jones & Co., L.P.|665
TAHO|TAHOE RES INC|EGAM|CBOE TRADING, INC.|6961
TAHO|TAHOE RES INC|EGAW|CBOE TRADING, INC.|357
TAHO|TAHOE RES INC|EGXM|CBOE TRADING, INC.|31226
TAHO|TAHOE RES INC|ELEV|ELEVATION, LLC|23936
TAHO|TAHOE RES INC|ETBE|Electronic Transaction Clearing, Inc.|11402
TAHO|TAHOE RES INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
TAHO|TAHOE RES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
TAHO|TAHOE RES INC|ETRS|E*Trade Securities LLC|345531
TAHO|TAHOE RES INC|FILL|Tradestation Securities, Inc.|6035
TAHO|TAHOE RES INC|FMAF|NBCN Inc./ CDS|68307
TAHO|TAHOE RES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5300
TAHO|TAHOE RES INC|FQLS|Quantlab Securities LP|265592
TAHO|TAHOE RES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94979
TAHO|TAHOE RES INC|FTBR|Foliofn Investments, Inc.|4817
TAHO|TAHOE RES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|19800
TAHO|TAHOE RES INC|GLIS|TD Securities Inc|52995
TAHO|TAHOE RES INC|GLPX|ACS EXECUTION SERVICES, LLC|19888
TAHO|TAHOE RES INC|GSCO|GOLDMAN SACHS & CO. LLC|2891480
TAHO|TAHOE RES INC|GSCS|GOLDMAN SACHS & CO. LLC|33723
TAHO|TAHOE RES INC|GSLT|GOLDMAN SACHS & CO. LLC|3145
TAHO|TAHOE RES INC|GTSZ|GTS SECURITIES LLC|132200
TAHO|TAHOE RES INC|HRBF|American Enterprise Investment Services Inc.|3767
TAHO|TAHOE RES INC|IATS|INTERACTIVE BROKERS LLC|89725
TAHO|TAHOE RES INC|IBKR|Interactive Brokers Llc|158864
TAHO|TAHOE RES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4167
TAHO|TAHOE RES INC|ICBX|INSTINET, LLC|509122
TAHO|TAHOE RES INC|IEQY|CITADEL SECURITIES LLC|22922
TAHO|TAHOE RES INC|INCA|INSTINET, LLC|244136
TAHO|TAHOE RES INC|ITGI|ITG Inc.|113160
TAHO|TAHOE RES INC|ITGP|ITG INC.|246600
TAHO|TAHOE RES INC|JEFF|JEFFERIES LLC|65952
TAHO|TAHOE RES INC|JMPT|JUMP TRADING, LLC|61747
TAHO|TAHOE RES INC|JPBX|J.P. MORGAN SECURITIES LLC|67350
TAHO|TAHOE RES INC|JPMX|J.P. Morgan Securities LLC|592615
TAHO|TAHOE RES INC|JSJX|JANE STREET CAPITAL LLC|61737
TAHO|TAHOE RES INC|KCGM|VIRTU Americas LLC|114651
TAHO|TAHOE RES INC|KRSH|Kershner Securities, LLC|1968
TAHO|TAHOE RES INC|LEHM|Barclays Capital Inc./Le|1975762
TAHO|TAHOE RES INC|LIME|Lime Brokerage LLC|22723
TAHO|TAHOE RES INC|LOOP|Loop Capital Markets LLC|58168
TAHO|TAHOE RES INC|LQNA|LIQUIDNET, INC.|14400
TAHO|TAHOE RES INC|LSCI|Lek Securities Corporation|6724
TAHO|TAHOE RES INC|MACQ|Macquarie Capital (USA) Inc.|25986
TAHO|TAHOE RES INC|MAVB|Great Point Capital LLC|100
TAHO|TAHOE RES INC|MAXM|Maxim Group LLC|32703
TAHO|TAHOE RES INC|MBTS|ALLY INVEST SECURITIES LLC|1000
TAHO|TAHOE RES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|661797
TAHO|TAHOE RES INC|MOTF|MOTIF INVESTING, INC.|1
TAHO|TAHOE RES INC|MSCO|MORGAN STANLEY & CO. LLC|1019811
TAHO|TAHOE RES INC|MSPL|MORGAN STANLEY & CO. LLC|1103900
TAHO|TAHOE RES INC|MSTX|MORGAN STANLEY & CO. LLC|1048700
TAHO|TAHOE RES INC|NFSC|National Financial Services LLC|1013611
TAHO|TAHOE RES INC|NITE|VIRTU Americas LLC|1725760
TAHO|TAHOE RES INC|NITP|VIRTU Americas LLC|140145
TAHO|TAHOE RES INC|NQRB|Brut, LLC|1333
TAHO|TAHOE RES INC|NTBF|BMO Nesbitt Burns Inc./CDS|3300
TAHO|TAHOE RES INC|NTRC|Northern Trust Securities, Inc.|3529
TAHO|TAHOE RES INC|OLDM|OLD MISSION CAPITAL, LLC|22441
TAHO|TAHOE RES INC|OPCO|Oppenheimer & Co. Inc.|1191
TAHO|TAHOE RES INC|PDQM|CODA MARKETS, INC.|23590
TAHO|TAHOE RES INC|PHLY|NASDAQ Execution Services, LLC|9000
TAHO|TAHOE RES INC|PNSR|Penserra Securities, LLC|4100
TAHO|TAHOE RES INC|PWJC|UBS Financial Services, Inc.|97
TAHO|TAHOE RES INC|QMSR|QUATTRO M SECURITIES INC.|400
TAHO|TAHOE RES INC|RBCM|RBC CAPITAL MARKETS, LLC|27457
TAHO|TAHOE RES INC|RGLD|Regal Securities, Inc|1400
TAHO|TAHOE RES INC|RHOX|XR Securities LLC|4938
TAHO|TAHOE RES INC|SAGL|SAGETRADER, LLC|5400
TAHO|TAHOE RES INC|SBSH|Citigroup Global Markets Inc.|221168
TAHO|TAHOE RES INC|SEIC|SEI Investments Distribution Co.|900
TAHO|TAHOE RES INC|SGMT|GOLDMAN SACHS & CO. LLC|374294
TAHO|TAHOE RES INC|SPDR|SPEEDROUTE LLC|6000
TAHO|TAHOE RES INC|SPHN|Stephens Inc.|59128
TAHO|TAHOE RES INC|STFL|Stifel, Nicolaus & Company, Incorporated|19310
TAHO|TAHOE RES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9943
TAHO|TAHOE RES INC|SWIM|TD Ameritrade, Inc.|132569
TAHO|TAHOE RES INC|TITL|TITLEIST ASSET MANAGEMENT, LTD.|7600
TAHO|TAHOE RES INC|TKNG|ALLY INVEST SECURITIES LLC|20831
TAHO|TAHOE RES INC|TRBT|Tradebot Systems, Inc.|98845
TAHO|TAHOE RES INC|TRCM|TRC MARKETS LLC|233617
TAHO|TAHOE RES INC|TWTT|TASTYWORKS, INC.|4300
TAHO|TAHOE RES INC|UBSA|UBS SECURITIES LLC|1641613
TAHO|TAHOE RES INC|UBSS|UBS Securities LLC|1412197
TAHO|TAHOE RES INC|VALX|VIRTU AMERICAS LLC|127126
TAHO|TAHOE RES INC|VGRD|Vanguard Marketing Corporation|29076
TAHO|TAHOE RES INC|WBLR|WILLIAM BLAIR|1000
TAHO|TAHOE RES INC|WCHV|WELLS FARGO SECURITIES, LLC|152294
TAHO|TAHOE RES INC|WDNX|WEEDEN & CO.L.P.|2066
TAHO|TAHOE RES INC|WEDB|WEDBUSH SECURITIES INC.|10730
TAHO|TAHOE RES INC|WEED|Weeden & Co.L.P.|25364
TAHO|TAHOE RES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17373
TAHO|TAHOE RES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52284
TAHO|TAHOE RES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|60
TAHO|TAHOE RES INC|WSEA|WOLVERINE SECURITIES, LLC|14781
TAHO|TAHOE RES INC|WTFS|JUST2TRADE, INC.|900
TAHO|TAHOE RES INC|XIST|INSTINET, LLC|511700
TAHO|TAHOE RES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|74202
TAHO|TAHOE RES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|400
TAHO|TAHOE RES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10800
TAIL|CAMBRIA TAIL RISK ET|APCC|Apex Clearing Corporation|7
TAIL|CAMBRIA TAIL RISK ET|CHAS|Charles Schwab & Co., Inc.|826
TAIL|CAMBRIA TAIL RISK ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
TAIL|CAMBRIA TAIL RISK ET|DBAX|Deutsche Bank Securities Inc.|100
TAIL|CAMBRIA TAIL RISK ET|ETRS|E*Trade Securities LLC|950
TAIL|CAMBRIA TAIL RISK ET|FILL|Tradestation Securities, Inc.|1
TAIL|CAMBRIA TAIL RISK ET|FTBR|Foliofn Investments, Inc.|301
TAIL|CAMBRIA TAIL RISK ET|IBKR|Interactive Brokers Llc|319
TAIL|CAMBRIA TAIL RISK ET|JSEB|JANE STREET EXECUTION SERVICES, LLC|173219
TAIL|CAMBRIA TAIL RISK ET|JSJX|JANE STREET CAPITAL LLC|31593
TAIL|CAMBRIA TAIL RISK ET|KCGM|VIRTU Americas LLC|561
TAIL|CAMBRIA TAIL RISK ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
TAIL|CAMBRIA TAIL RISK ET|MSCO|MORGAN STANLEY & CO. LLC|2735
TAIL|CAMBRIA TAIL RISK ET|NFSC|National Financial Services LLC|26068
TAIL|CAMBRIA TAIL RISK ET|NITE|VIRTU Americas LLC|20427
TAIL|CAMBRIA TAIL RISK ET|RBCM|RBC CAPITAL MARKETS, LLC|4103
TAIL|CAMBRIA TAIL RISK ET|SGMT|GOLDMAN SACHS & CO. LLC|100
TAIL|CAMBRIA TAIL RISK ET|SWIM|TD Ameritrade, Inc.|150
TAIL|CAMBRIA TAIL RISK ET|TKNG|ALLY INVEST SECURITIES LLC|75
TAIL|CAMBRIA TAIL RISK ET|UBSA|UBS SECURITIES LLC|1519
TAIL|CAMBRIA TAIL RISK ET|UBSS|UBS Securities LLC|3263
TAIL|CAMBRIA TAIL RISK ET|VGRD|Vanguard Marketing Corporation|900
TAIL|CAMBRIA TAIL RISK ET|WGIF|CIBC World Markets Inc.|100
TAIL|CAMBRIA TAIL RISK ET|WSEA|WOLVERINE SECURITIES, LLC|50
TAIL|CAMBRIA TAIL RISK ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|221
TAIT|TAITRON COMPONENTS|APCC|Apex Clearing Corporation|105
TAIT|TAITRON COMPONENTS|CHAS|Charles Schwab & Co., Inc.|2
TAIT|TAITRON COMPONENTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
TAIT|TAITRON COMPONENTS|DBAB|Deutsche Bank Securities Inc.|385
TAIT|TAITRON COMPONENTS|DEGS|RONIN PROFESSIONAL LLC|804
TAIT|TAITRON COMPONENTS|EDJO|Edward D. Jones & Co., L.P.|700
TAIT|TAITRON COMPONENTS|EGXW|CBOE TRADING, INC.|380
TAIT|TAITRON COMPONENTS|ETRS|E*Trade Securities LLC|23940
TAIT|TAITRON COMPONENTS|FBCO|Credit Suisse Securities (USA) LLC|5335
TAIT|TAITRON COMPONENTS|FMAF|NBCN Inc./ CDS|3200
TAIT|TAITRON COMPONENTS|FOMA|TD AMERITRADE CLEARING, INC.|47857
TAIT|TAITRON COMPONENTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8
TAIT|TAITRON COMPONENTS|FTBR|Foliofn Investments, Inc.|63
TAIT|TAITRON COMPONENTS|GEBB|GLOBAL EXECUTION BROKERS, LP|311
TAIT|TAITRON COMPONENTS|GSCO|GOLDMAN SACHS & CO. LLC|1
TAIT|TAITRON COMPONENTS|HRBF|American Enterprise Investment Services Inc.|3791
TAIT|TAITRON COMPONENTS|IATS|INTERACTIVE BROKERS LLC|200
TAIT|TAITRON COMPONENTS|IBKR|Interactive Brokers Llc|5522
TAIT|TAITRON COMPONENTS|INCA|INSTINET, LLC|1619
TAIT|TAITRON COMPONENTS|ITGP|ITG INC.|2200
TAIT|TAITRON COMPONENTS|LEHM|Barclays Capital Inc./Le|8
TAIT|TAITRON COMPONENTS|LIME|Lime Brokerage LLC|2021
TAIT|TAITRON COMPONENTS|MSCO|MORGAN STANLEY & CO. LLC|21672
TAIT|TAITRON COMPONENTS|NFSC|National Financial Services LLC|13045
TAIT|TAITRON COMPONENTS|NITE|VIRTU Americas LLC|31094
TAIT|TAITRON COMPONENTS|SWIM|TD Ameritrade, Inc.|3
TAIT|TAITRON COMPONENTS|TKNG|ALLY INVEST SECURITIES LLC|2443
TAIT|TAITRON COMPONENTS|UBSA|UBS SECURITIES LLC|1320
TAIT|TAITRON COMPONENTS|UBSS|UBS Securities LLC|3528
TAIT|TAITRON COMPONENTS|VGRD|Vanguard Marketing Corporation|4300
TAIT|TAITRON COMPONENTS|WSEA|WOLVERINE SECURITIES, LLC|1674
TAIT|TAITRON COMPONENTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
TAL|TAL EDUCATION GROUP|ALTX|Alternet Securities Inc.|240837
TAL|TAL EDUCATION GROUP|APCC|Apex Clearing Corporation|110140
TAL|TAL EDUCATION GROUP|AQUA|AQUA SECURITIES L.P.|13900
TAL|TAL EDUCATION GROUP|BANK|Primevest Financial Services, Inc.|32585
TAL|TAL EDUCATION GROUP|BARD|Robert W. Baird & Co. Incorporated|386
TAL|TAL EDUCATION GROUP|BATM|CBOE TRADING, INC.|61366
TAL|TAL EDUCATION GROUP|BAYT|BTIG, LLC|211198
TAL|TAL EDUCATION GROUP|BBNT|BB&T SECURITIES, LLC|8896
TAL|TAL EDUCATION GROUP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|12300
TAL|TAL EDUCATION GROUP|BERN|Sanford C. Bernstein & Co., LLC|241308
TAL|TAL EDUCATION GROUP|BGCE|BGC Financial Inc.|15200
TAL|TAL EDUCATION GROUP|BIAD|SAGETRADER, LLC|1300
TAL|TAL EDUCATION GROUP|BIDS|BIDS TRADING L.P.|43500
TAL|TAL EDUCATION GROUP|BIMI|Banca IMI Securities Corp.|1803
TAL|TAL EDUCATION GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|103901
TAL|TAL EDUCATION GROUP|BLKX|INSTINET, LLC|559740
TAL|TAL EDUCATION GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|54770
TAL|TAL EDUCATION GROUP|BTIG|BTIG, LLC|343598
TAL|TAL EDUCATION GROUP|BYXM|CBOE TRADING, INC.|39453
TAL|TAL EDUCATION GROUP|BZYD|GOLDMAN SACHS & CO. LLC|4700
TAL|TAL EDUCATION GROUP|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
TAL|TAL EDUCATION GROUP|CBRA|Cobra Trading, Inc.|100
TAL|TAL EDUCATION GROUP|CHAS|Charles Schwab & Co., Inc.|23965
TAL|TAL EDUCATION GROUP|CHBC|PENSERRA SECURITIES, LLC|118000
TAL|TAL EDUCATION GROUP|CLSA|CLSA AMERICAS, LLC|889047
TAL|TAL EDUCATION GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|734370
TAL|TAL EDUCATION GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|241719
TAL|TAL EDUCATION GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|211298
TAL|TAL EDUCATION GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2622980
TAL|TAL EDUCATION GROUP|CTDL|Citadel Derivatives Group Llc|64820
TAL|TAL EDUCATION GROUP|CTLR|CUTLER GROUP, LP|54072
TAL|TAL EDUCATION GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|379804
TAL|TAL EDUCATION GROUP|DADA|D.A. Davidson & Co.|494
TAL|TAL EDUCATION GROUP|DAWA|Daiwa Capital Markets America Inc.|8000
TAL|TAL EDUCATION GROUP|DBAB|Deutsche Bank Securities Inc.|872604
TAL|TAL EDUCATION GROUP|DBAX|Deutsche Bank Securities Inc.|2600600
TAL|TAL EDUCATION GROUP|DBUL|Deutsche Bank Securities Inc.|3800
TAL|TAL EDUCATION GROUP|DCHF|Dart Executions, LLC|66080
TAL|TAL EDUCATION GROUP|DEAN|MORGAN STANLEY|184170
TAL|TAL EDUCATION GROUP|DEGS|RONIN PROFESSIONAL LLC|14012
TAL|TAL EDUCATION GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|70857
TAL|TAL EDUCATION GROUP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|6600
TAL|TAL EDUCATION GROUP|EBXL|EBX LLC|1257200
TAL|TAL EDUCATION GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|49714
TAL|TAL EDUCATION GROUP|EDJC|Edward Jones / CDS|2774
TAL|TAL EDUCATION GROUP|EDJO|Edward D. Jones & Co., L.P.|3513
TAL|TAL EDUCATION GROUP|EGAM|CBOE TRADING, INC.|188223
TAL|TAL EDUCATION GROUP|EGAW|CBOE TRADING, INC.|3104
TAL|TAL EDUCATION GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|3285
TAL|TAL EDUCATION GROUP|EGXM|CBOE TRADING, INC.|52215
TAL|TAL EDUCATION GROUP|EGXW|CBOE TRADING, INC.|1287
TAL|TAL EDUCATION GROUP|ELEV|ELEVATION, LLC|33357
TAL|TAL EDUCATION GROUP|ETBE|Electronic Transaction Clearing, Inc.|218380
TAL|TAL EDUCATION GROUP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|138892
TAL|TAL EDUCATION GROUP|ETCB|ETC BROKERAGE SERVICES, LLC|100
TAL|TAL EDUCATION GROUP|ETCC|Electronic Transaction Clearing, Inc.|100
TAL|TAL EDUCATION GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|319899
TAL|TAL EDUCATION GROUP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|500
TAL|TAL EDUCATION GROUP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8145
TAL|TAL EDUCATION GROUP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5170
TAL|TAL EDUCATION GROUP|ETRS|E*Trade Securities LLC|891723
TAL|TAL EDUCATION GROUP|FBSB|U.S. Bancorp Investments, Inc.|507
TAL|TAL EDUCATION GROUP|FCST|INTL FCSTONE FINANCIAL INC.|100
TAL|TAL EDUCATION GROUP|FFSI|Firstrade Securities Inc.|4100
TAL|TAL EDUCATION GROUP|FILL|Tradestation Securities, Inc.|69869
TAL|TAL EDUCATION GROUP|FMAF|NBCN Inc./ CDS|6589
TAL|TAL EDUCATION GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4177
TAL|TAL EDUCATION GROUP|FQLS|Quantlab Securities LP|1478543
TAL|TAL EDUCATION GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|196266
TAL|TAL EDUCATION GROUP|FTBR|Foliofn Investments, Inc.|11825
TAL|TAL EDUCATION GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|21812
TAL|TAL EDUCATION GROUP|GLIS|TD Securities Inc|26084
TAL|TAL EDUCATION GROUP|GLPX|ACS EXECUTION SERVICES, LLC|1209644
TAL|TAL EDUCATION GROUP|GSCO|GOLDMAN SACHS & CO. LLC|3633094
TAL|TAL EDUCATION GROUP|GSCS|GOLDMAN SACHS & CO. LLC|365709
TAL|TAL EDUCATION GROUP|GSLT|GOLDMAN SACHS & CO. LLC|85507
TAL|TAL EDUCATION GROUP|GTSZ|GTS SECURITIES LLC|322186
TAL|TAL EDUCATION GROUP|HAPX|HAP Trading, LLC|669
TAL|TAL EDUCATION GROUP|HRBF|American Enterprise Investment Services Inc.|10756
TAL|TAL EDUCATION GROUP|HSBC|HSBC Securities, Inc.|238124
TAL|TAL EDUCATION GROUP|IATS|INTERACTIVE BROKERS LLC|616823
TAL|TAL EDUCATION GROUP|IBKR|Interactive Brokers Llc|1227801
TAL|TAL EDUCATION GROUP|IBSJ|Integrity Brokerage Services, Inc.|6289
TAL|TAL EDUCATION GROUP|ICBX|INSTINET, LLC|1162792
TAL|TAL EDUCATION GROUP|INCA|INSTINET, LLC|3720333
TAL|TAL EDUCATION GROUP|INJX|INSTINET, LLC|135373
TAL|TAL EDUCATION GROUP|INTL|INTL FCSTONE FINANCIAL INC.|7104
TAL|TAL EDUCATION GROUP|ITGI|ITG Inc.|403887
TAL|TAL EDUCATION GROUP|ITGP|ITG INC.|1413200
TAL|TAL EDUCATION GROUP|JANY|Janney Montgomery Scott Inc.|1947
TAL|TAL EDUCATION GROUP|JEFF|JEFFERIES LLC|2568415
TAL|TAL EDUCATION GROUP|JMPT|JUMP TRADING, LLC|458729
TAL|TAL EDUCATION GROUP|JPBX|J.P. MORGAN SECURITIES LLC|259203
TAL|TAL EDUCATION GROUP|JPMX|J.P. Morgan Securities LLC|4605015
TAL|TAL EDUCATION GROUP|JSJX|JANE STREET CAPITAL LLC|67072
TAL|TAL EDUCATION GROUP|KCGM|VIRTU Americas LLC|364471
TAL|TAL EDUCATION GROUP|LEHM|Barclays Capital Inc./Le|2564426
TAL|TAL EDUCATION GROUP|LIME|Lime Brokerage LLC|132720
TAL|TAL EDUCATION GROUP|LMNX|LUMINEX TRADING & ANALYTICS LLC|1100000
TAL|TAL EDUCATION GROUP|LQNA|LIQUIDNET, INC.|1228000
TAL|TAL EDUCATION GROUP|LQNB|LIQUIDNET, INC.|41600
TAL|TAL EDUCATION GROUP|LSCI|Lek Securities Corporation|8563
TAL|TAL EDUCATION GROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10159
TAL|TAL EDUCATION GROUP|MACQ|Macquarie Capital (USA) Inc.|73514
TAL|TAL EDUCATION GROUP|MAVB|Great Point Capital LLC|2500
TAL|TAL EDUCATION GROUP|MAXM|Maxim Group LLC|64211
TAL|TAL EDUCATION GROUP|MBTS|ALLY INVEST SECURITIES LLC|7438
TAL|TAL EDUCATION GROUP|MCMF|Raymond James Ltd. Cds|200
TAL|TAL EDUCATION GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1290541
TAL|TAL EDUCATION GROUP|MNDX|TJM Investments, LLC|11737
TAL|TAL EDUCATION GROUP|MOTF|MOTIF INVESTING, INC.|71
TAL|TAL EDUCATION GROUP|MPSG|E D & F Man Capital Markets Inc.|76871
TAL|TAL EDUCATION GROUP|MSCO|MORGAN STANLEY & CO. LLC|6389420
TAL|TAL EDUCATION GROUP|MSPL|MORGAN STANLEY & CO. LLC|2043000
TAL|TAL EDUCATION GROUP|MSTX|MORGAN STANLEY & CO. LLC|1106100
TAL|TAL EDUCATION GROUP|NATL|National Securities Corporation|1827
TAL|TAL EDUCATION GROUP|NBCS|NBC Securities, INC.|180
TAL|TAL EDUCATION GROUP|NFSC|National Financial Services LLC|2327166
TAL|TAL EDUCATION GROUP|NITE|VIRTU Americas LLC|5190187
TAL|TAL EDUCATION GROUP|NITP|VIRTU Americas LLC|5070
TAL|TAL EDUCATION GROUP|NMRA|Nomura Securities International, Inc.|19200
TAL|TAL EDUCATION GROUP|NQRB|Brut, LLC|203909
TAL|TAL EDUCATION GROUP|NTBF|BMO Nesbitt Burns Inc./CDS|14530
TAL|TAL EDUCATION GROUP|OPCO|Oppenheimer & Co. Inc.|4877
TAL|TAL EDUCATION GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
TAL|TAL EDUCATION GROUP|PAUL|Paulson Investment Company, Inc.|72
TAL|TAL EDUCATION GROUP|PCPT|PHILLIP CAPITAL INC.|217154
TAL|TAL EDUCATION GROUP|PDQM|CODA MARKETS, INC.|2157461
TAL|TAL EDUCATION GROUP|PHLY|NASDAQ Execution Services, LLC|5890
TAL|TAL EDUCATION GROUP|PICT|Pictet Overseas Inc.|6628
TAL|TAL EDUCATION GROUP|POIN|PRECISION SECURITIES, LLC (POIN)|10398
TAL|TAL EDUCATION GROUP|PWJC|UBS Financial Services, Inc.|24943
TAL|TAL EDUCATION GROUP|QMSR|QUATTRO M SECURITIES INC.|1830
TAL|TAL EDUCATION GROUP|RBCM|RBC CAPITAL MARKETS, LLC|17114
TAL|TAL EDUCATION GROUP|RGLD|Regal Securities, Inc|1400
TAL|TAL EDUCATION GROUP|RHCO|Suntrust Robinson Humphrey, Inc.|2526
TAL|TAL EDUCATION GROUP|SAGL|SAGETRADER, LLC|174855
TAL|TAL EDUCATION GROUP|SAGW|SAGETRADER, LLC|6901
TAL|TAL EDUCATION GROUP|SBSH|Citigroup Global Markets Inc.|740022
TAL|TAL EDUCATION GROUP|SGMT|GOLDMAN SACHS & CO. LLC|960958
TAL|TAL EDUCATION GROUP|SIBO|Prime Executions, Inc.|3400
TAL|TAL EDUCATION GROUP|SOGO|Wang Investment Associates, Inc.|3020
TAL|TAL EDUCATION GROUP|SPDR|SPEEDROUTE LLC|422246
TAL|TAL EDUCATION GROUP|SPHN|Stephens Inc.|10000
TAL|TAL EDUCATION GROUP|SPNT|SEVEN POINTS CAPITAL, LLC|400
TAL|TAL EDUCATION GROUP|SPTD|MINT GLOBAL MARKETS, INC.|8690
TAL|TAL EDUCATION GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|22516
TAL|TAL EDUCATION GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9877
TAL|TAL EDUCATION GROUP|SWIM|TD Ameritrade, Inc.|1693466
TAL|TAL EDUCATION GROUP|SWST|Hilltop Securities Inc.|566
TAL|TAL EDUCATION GROUP|TDSI|TD Securities (USA) LLC|1693209
TAL|TAL EDUCATION GROUP|TKNG|ALLY INVEST SECURITIES LLC|13180
TAL|TAL EDUCATION GROUP|TRBT|Tradebot Systems, Inc.|1205987
TAL|TAL EDUCATION GROUP|TRCM|TRC MARKETS LLC|353605
TAL|TAL EDUCATION GROUP|TWTT|TASTYWORKS, INC.|3420
TAL|TAL EDUCATION GROUP|UBSA|UBS SECURITIES LLC|4653612
TAL|TAL EDUCATION GROUP|UBSS|UBS Securities LLC|5099503
TAL|TAL EDUCATION GROUP|VALX|VIRTU AMERICAS LLC|49764
TAL|TAL EDUCATION GROUP|VGRD|Vanguard Marketing Corporation|110051
TAL|TAL EDUCATION GROUP|VIEW|VIEWTRADE SECURITIES LLC|330
TAL|TAL EDUCATION GROUP|VSIN|Vision Financial Markets Llc|628
TAL|TAL EDUCATION GROUP|WBLR|WILLIAM BLAIR|400
TAL|TAL EDUCATION GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|9670
TAL|TAL EDUCATION GROUP|WCHV|WELLS FARGO SECURITIES, LLC|199692
TAL|TAL EDUCATION GROUP|WEDB|WEDBUSH SECURITIES INC.|1538927
TAL|TAL EDUCATION GROUP|WEED|Weeden & Co.L.P.|1955
TAL|TAL EDUCATION GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|77445
TAL|TAL EDUCATION GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|166449
TAL|TAL EDUCATION GROUP|WGIF|CIBC World Markets Inc.|14117
TAL|TAL EDUCATION GROUP|WORD|Worden Capital Management LLC|5678
TAL|TAL EDUCATION GROUP|WSEA|WOLVERINE SECURITIES, LLC|44339
TAL|TAL EDUCATION GROUP|WTFS|JUST2TRADE, INC.|86
TAL|TAL EDUCATION GROUP|XIST|INSTINET, LLC|108600
TAL|TAL EDUCATION GROUP|XPUS|XP SECURITIES, LLC|692
TAL|TAL EDUCATION GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|500856
TAL|TAL EDUCATION GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|106556
TAL|TAL EDUCATION GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27718
TALO|TALOS ENERGY, INC.|ABLE|NATIXIS Securities Americas LLC|4286
TALO|TALOS ENERGY, INC.|ALTX|Alternet Securities Inc.|2900
TALO|TALOS ENERGY, INC.|APCC|Apex Clearing Corporation|7
TALO|TALOS ENERGY, INC.|BATM|CBOE TRADING, INC.|1250
TALO|TALOS ENERGY, INC.|BAYC|BAY CREST PARTNERS, LLC|380
TALO|TALOS ENERGY, INC.|BERN|Sanford C. Bernstein & Co., LLC|1739
TALO|TALOS ENERGY, INC.|BIDS|BIDS TRADING L.P.|100
TALO|TALOS ENERGY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|24113
TALO|TALOS ENERGY, INC.|BTIG|BTIG, LLC|171
TALO|TALOS ENERGY, INC.|BYXM|CBOE TRADING, INC.|300
TALO|TALOS ENERGY, INC.|CHAS|Charles Schwab & Co., Inc.|2229
TALO|TALOS ENERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13034
TALO|TALOS ENERGY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4249
TALO|TALOS ENERGY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6521
TALO|TALOS ENERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44138
TALO|TALOS ENERGY, INC.|CTDL|Citadel Derivatives Group Llc|15876
TALO|TALOS ENERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|38342
TALO|TALOS ENERGY, INC.|DBAB|Deutsche Bank Securities Inc.|11306
TALO|TALOS ENERGY, INC.|DBAX|Deutsche Bank Securities Inc.|37900
TALO|TALOS ENERGY, INC.|DBUL|Deutsche Bank Securities Inc.|200
TALO|TALOS ENERGY, INC.|DEAN|MORGAN STANLEY|1734
TALO|TALOS ENERGY, INC.|DEGS|RONIN PROFESSIONAL LLC|4034
TALO|TALOS ENERGY, INC.|EBXL|EBX LLC|68600
TALO|TALOS ENERGY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5081
TALO|TALOS ENERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|248
TALO|TALOS ENERGY, INC.|EGAM|CBOE TRADING, INC.|2550
TALO|TALOS ENERGY, INC.|EGXM|CBOE TRADING, INC.|687
TALO|TALOS ENERGY, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
TALO|TALOS ENERGY, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
TALO|TALOS ENERGY, INC.|ETRS|E*Trade Securities LLC|8705
TALO|TALOS ENERGY, INC.|FMAF|NBCN Inc./ CDS|1380
TALO|TALOS ENERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20644
TALO|TALOS ENERGY, INC.|FTBR|Foliofn Investments, Inc.|198
TALO|TALOS ENERGY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|722
TALO|TALOS ENERGY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|13776
TALO|TALOS ENERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|106555
TALO|TALOS ENERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1533
TALO|TALOS ENERGY, INC.|GTSZ|GTS SECURITIES LLC|47983
TALO|TALOS ENERGY, INC.|HRBF|American Enterprise Investment Services Inc.|492
TALO|TALOS ENERGY, INC.|IATS|INTERACTIVE BROKERS LLC|2218
TALO|TALOS ENERGY, INC.|IBKR|Interactive Brokers Llc|9101
TALO|TALOS ENERGY, INC.|ICBX|INSTINET, LLC|7600
TALO|TALOS ENERGY, INC.|IEQY|CITADEL SECURITIES LLC|10101
TALO|TALOS ENERGY, INC.|INCA|INSTINET, LLC|27497
TALO|TALOS ENERGY, INC.|INJX|INSTINET, LLC|328
TALO|TALOS ENERGY, INC.|ITGI|ITG Inc.|13093
TALO|TALOS ENERGY, INC.|ITGP|ITG INC.|42200
TALO|TALOS ENERGY, INC.|JEFF|JEFFERIES LLC|1302
TALO|TALOS ENERGY, INC.|JMPT|JUMP TRADING, LLC|10970
TALO|TALOS ENERGY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|25796
TALO|TALOS ENERGY, INC.|JPMX|J.P. Morgan Securities LLC|130649
TALO|TALOS ENERGY, INC.|JSJX|JANE STREET CAPITAL LLC|4360
TALO|TALOS ENERGY, INC.|KCGM|VIRTU Americas LLC|8005
TALO|TALOS ENERGY, INC.|LEHM|Barclays Capital Inc./Le|103163
TALO|TALOS ENERGY, INC.|LIME|Lime Brokerage LLC|4858
TALO|TALOS ENERGY, INC.|LOOP|Loop Capital Markets LLC|5039
TALO|TALOS ENERGY, INC.|LQNA|LIQUIDNET, INC.|89300
TALO|TALOS ENERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49032
TALO|TALOS ENERGY, INC.|MOTF|MOTIF INVESTING, INC.|2
TALO|TALOS ENERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|111547
TALO|TALOS ENERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|88600
TALO|TALOS ENERGY, INC.|MSTX|MORGAN STANLEY & CO. LLC|6600
TALO|TALOS ENERGY, INC.|NFSC|National Financial Services LLC|42911
TALO|TALOS ENERGY, INC.|NITE|VIRTU Americas LLC|125393
TALO|TALOS ENERGY, INC.|NQRB|Brut, LLC|1659
TALO|TALOS ENERGY, INC.|OPCO|Oppenheimer & Co. Inc.|111
TALO|TALOS ENERGY, INC.|PDQM|CODA MARKETS, INC.|25316
TALO|TALOS ENERGY, INC.|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|800
TALO|TALOS ENERGY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|936
TALO|TALOS ENERGY, INC.|SAGL|SAGETRADER, LLC|6864
TALO|TALOS ENERGY, INC.|SBSH|Citigroup Global Markets Inc.|31405
TALO|TALOS ENERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|11732
TALO|TALOS ENERGY, INC.|SOGO|Wang Investment Associates, Inc.|200
TALO|TALOS ENERGY, INC.|SPDR|SPEEDROUTE LLC|1200
TALO|TALOS ENERGY, INC.|SPTD|MINT GLOBAL MARKETS, INC.|2861
TALO|TALOS ENERGY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|629
TALO|TALOS ENERGY, INC.|SWIM|TD Ameritrade, Inc.|18416
TALO|TALOS ENERGY, INC.|SWST|Hilltop Securities Inc.|10466
TALO|TALOS ENERGY, INC.|TKNG|ALLY INVEST SECURITIES LLC|150
TALO|TALOS ENERGY, INC.|TRCM|TRC MARKETS LLC|415
TALO|TALOS ENERGY, INC.|UBSA|UBS SECURITIES LLC|179284
TALO|TALOS ENERGY, INC.|UBSS|UBS Securities LLC|155809
TALO|TALOS ENERGY, INC.|VALX|VIRTU AMERICAS LLC|8277
TALO|TALOS ENERGY, INC.|VGRD|Vanguard Marketing Corporation|108
TALO|TALOS ENERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|334441
TALO|TALOS ENERGY, INC.|WEED|Weeden & Co.L.P.|100
TALO|TALOS ENERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4184
TALO|TALOS ENERGY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4397
TALO|TALOS ENERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|6602
TALO|TALOS ENERGY, INC.|XIST|INSTINET, LLC|1000
TALO|TALOS ENERGY, INC.|XPQR|Jump Trading|600
TALO|TALOS ENERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
TALO|TALOS ENERGY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2832
TALO|TALOS ENERGY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|266
TALO.W|TALOS ENERGY WTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|441
TALO.W|TALOS ENERGY WTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|828
TALO.W|TALOS ENERGY WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
TALO.W|TALOS ENERGY WTS|DEAN|MORGAN STANLEY|1200
TALO.W|TALOS ENERGY WTS|ETRS|E*Trade Securities LLC|2482
TALO.W|TALOS ENERGY WTS|GLPX|ACS EXECUTION SERVICES, LLC|10
TALO.W|TALOS ENERGY WTS|GSCO|GOLDMAN SACHS & CO. LLC|62
TALO.W|TALOS ENERGY WTS|GSLT|GOLDMAN SACHS & CO. LLC|700
TALO.W|TALOS ENERGY WTS|ITGI|ITG Inc.|153
TALO.W|TALOS ENERGY WTS|LIME|Lime Brokerage LLC|100
TALO.W|TALOS ENERGY WTS|MSCO|MORGAN STANLEY & CO. LLC|2294
TALO.W|TALOS ENERGY WTS|NFSC|National Financial Services LLC|3559
TALO.W|TALOS ENERGY WTS|NITE|VIRTU Americas LLC|13142
TALO.W|TALOS ENERGY WTS|PDQM|CODA MARKETS, INC.|10
TALO.W|TALOS ENERGY WTS|SBSH|Citigroup Global Markets Inc.|249
TALO.W|TALOS ENERGY WTS|UBSA|UBS SECURITIES LLC|170
TALO.W|TALOS ENERGY WTS|UBSS|UBS Securities LLC|889
TALO.W|TALOS ENERGY WTS|WCHV|WELLS FARGO SECURITIES, LLC|2103
TALO.W|TALOS ENERGY WTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3234
TALO.W|TALOS ENERGY WTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|124
TAN|INVESCO SOLAR|ALTX|Alternet Securities Inc.|600
TAN|INVESCO SOLAR|APCC|Apex Clearing Corporation|1467
TAN|INVESCO SOLAR|BATM|CBOE TRADING, INC.|8204
TAN|INVESCO SOLAR|BBNT|BB&T SECURITIES, LLC|1250
TAN|INVESCO SOLAR|BERN|Sanford C. Bernstein & Co., LLC|34675
TAN|INVESCO SOLAR|BKCM|BNY Mellon Capital Markets LLC|154
TAN|INVESCO SOLAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1460
TAN|INVESCO SOLAR|CANT|Cantor Fitzgerald & Co.|83319
TAN|INVESCO SOLAR|CHAS|Charles Schwab & Co., Inc.|6148
TAN|INVESCO SOLAR|CICF|Canaccord Genuity Corp.|1100
TAN|INVESCO SOLAR|CIST|Capital Institutional Services, Inc.|2676
TAN|INVESCO SOLAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|83451
TAN|INVESCO SOLAR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
TAN|INVESCO SOLAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66534
TAN|INVESCO SOLAR|CSIN|Citadel Securities Institutional LLC|1638
TAN|INVESCO SOLAR|DADA|D.A. Davidson & Co.|71
TAN|INVESCO SOLAR|DBAB|Deutsche Bank Securities Inc.|2836
TAN|INVESCO SOLAR|DBAX|Deutsche Bank Securities Inc.|55700
TAN|INVESCO SOLAR|DEAN|MORGAN STANLEY|12052
TAN|INVESCO SOLAR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1476
TAN|INVESCO SOLAR|EBXL|EBX LLC|65100
TAN|INVESCO SOLAR|ECUT|CONVERGEX EXECUTION SOLUTIONS|4982
TAN|INVESCO SOLAR|EDJC|Edward Jones / CDS|250
TAN|INVESCO SOLAR|EDJO|Edward D. Jones & Co., L.P.|107
TAN|INVESCO SOLAR|EGAM|CBOE TRADING, INC.|1521
TAN|INVESCO SOLAR|EGMT|EG MARKET TECHNOLOGIES LLC|600
TAN|INVESCO SOLAR|EGXM|CBOE TRADING, INC.|1161
TAN|INVESCO SOLAR|EGXW|CBOE TRADING, INC.|100
TAN|INVESCO SOLAR|ETBE|Electronic Transaction Clearing, Inc.|2380
TAN|INVESCO SOLAR|ETCB|ETC BROKERAGE SERVICES, LLC|950
TAN|INVESCO SOLAR|ETRS|E*Trade Securities LLC|62656
TAN|INVESCO SOLAR|FILL|Tradestation Securities, Inc.|3966
TAN|INVESCO SOLAR|FMAF|NBCN Inc./ CDS|4547
TAN|INVESCO SOLAR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2418
TAN|INVESCO SOLAR|FTBR|Foliofn Investments, Inc.|1167
TAN|INVESCO SOLAR|GEBB|GLOBAL EXECUTION BROKERS, LP|811
TAN|INVESCO SOLAR|GLIS|TD Securities Inc|182
TAN|INVESCO SOLAR|GLPX|ACS EXECUTION SERVICES, LLC|1360
TAN|INVESCO SOLAR|GSCO|GOLDMAN SACHS & CO. LLC|107844
TAN|INVESCO SOLAR|GSCS|GOLDMAN SACHS & CO. LLC|2000
TAN|INVESCO SOLAR|GSLT|GOLDMAN SACHS & CO. LLC|2480
TAN|INVESCO SOLAR|GTSZ|GTS SECURITIES LLC|1200
TAN|INVESCO SOLAR|HRBF|American Enterprise Investment Services Inc.|2957
TAN|INVESCO SOLAR|IATS|INTERACTIVE BROKERS LLC|16510
TAN|INVESCO SOLAR|IBKR|Interactive Brokers Llc|99979
TAN|INVESCO SOLAR|ICBX|INSTINET, LLC|54461
TAN|INVESCO SOLAR|INCA|INSTINET, LLC|13906
TAN|INVESCO SOLAR|INJX|INSTINET, LLC|954
TAN|INVESCO SOLAR|ITGI|ITG Inc.|2960
TAN|INVESCO SOLAR|ITGP|ITG INC.|7200
TAN|INVESCO SOLAR|JEFF|JEFFERIES LLC|27012
TAN|INVESCO SOLAR|JMPT|JUMP TRADING, LLC|7247
TAN|INVESCO SOLAR|JPMX|J.P. Morgan Securities LLC|68049
TAN|INVESCO SOLAR|JSEB|JANE STREET EXECUTION SERVICES, LLC|45965
TAN|INVESCO SOLAR|JSJX|JANE STREET CAPITAL LLC|420905
TAN|INVESCO SOLAR|KCGM|VIRTU Americas LLC|26975
TAN|INVESCO SOLAR|LEHM|Barclays Capital Inc./Le|186645
TAN|INVESCO SOLAR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|12900
TAN|INVESCO SOLAR|LIME|Lime Brokerage LLC|24378
TAN|INVESCO SOLAR|LSCI|Lek Securities Corporation|2
TAN|INVESCO SOLAR|MBTS|ALLY INVEST SECURITIES LLC|200
TAN|INVESCO SOLAR|MCMF|Raymond James Ltd. Cds|40
TAN|INVESCO SOLAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|155308
TAN|INVESCO SOLAR|MOTF|MOTIF INVESTING, INC.|2
TAN|INVESCO SOLAR|MSCO|MORGAN STANLEY & CO. LLC|121113
TAN|INVESCO SOLAR|MSPL|MORGAN STANLEY & CO. LLC|19700
TAN|INVESCO SOLAR|NFSC|National Financial Services LLC|297681
TAN|INVESCO SOLAR|NITE|VIRTU Americas LLC|416831
TAN|INVESCO SOLAR|NQRB|Brut, LLC|3651
TAN|INVESCO SOLAR|NTBF|BMO Nesbitt Burns Inc./CDS|4984
TAN|INVESCO SOLAR|NTFN|Network 1 Financial Securities Inc.|120
TAN|INVESCO SOLAR|NTRC|Northern Trust Securities, Inc.|43
TAN|INVESCO SOLAR|OPCO|Oppenheimer & Co. Inc.|2420
TAN|INVESCO SOLAR|PDQM|CODA MARKETS, INC.|2520
TAN|INVESCO SOLAR|PWJC|UBS Financial Services, Inc.|136
TAN|INVESCO SOLAR|RBCM|RBC CAPITAL MARKETS, LLC|6072
TAN|INVESCO SOLAR|SAGL|SAGETRADER, LLC|1000
TAN|INVESCO SOLAR|SBSH|Citigroup Global Markets Inc.|3744
TAN|INVESCO SOLAR|SGMT|GOLDMAN SACHS & CO. LLC|72229
TAN|INVESCO SOLAR|SPDR|SPEEDROUTE LLC|1520
TAN|INVESCO SOLAR|STFL|Stifel, Nicolaus & Company, Incorporated|6945
TAN|INVESCO SOLAR|STRS|STRATEGAS RESEARCH PARTNERS|6800
TAN|INVESCO SOLAR|SWIM|TD Ameritrade, Inc.|35393
TAN|INVESCO SOLAR|SWST|Hilltop Securities Inc.|5770
TAN|INVESCO SOLAR|TDCO|Thompson Davis & Co., Inc.|3
TAN|INVESCO SOLAR|TKNG|ALLY INVEST SECURITIES LLC|1600
TAN|INVESCO SOLAR|TRBT|Tradebot Systems, Inc.|34259
TAN|INVESCO SOLAR|TRCM|TRC MARKETS LLC|300
TAN|INVESCO SOLAR|TWTT|TASTYWORKS, INC.|310
TAN|INVESCO SOLAR|UBSA|UBS SECURITIES LLC|177572
TAN|INVESCO SOLAR|UBSS|UBS Securities LLC|204719
TAN|INVESCO SOLAR|VALX|VIRTU AMERICAS LLC|860
TAN|INVESCO SOLAR|VGRD|Vanguard Marketing Corporation|50347
TAN|INVESCO SOLAR|VSIN|Vision Financial Markets Llc|2
TAN|INVESCO SOLAR|WABR|Wall Street Access|6600
TAN|INVESCO SOLAR|WCHV|WELLS FARGO SECURITIES, LLC|127818
TAN|INVESCO SOLAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3524
TAN|INVESCO SOLAR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5539
TAN|INVESCO SOLAR|WGIF|CIBC World Markets Inc.|608
TAN|INVESCO SOLAR|WSEA|WOLVERINE SECURITIES, LLC|3002
TAN|INVESCO SOLAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|11950
TAN|INVESCO SOLAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16297
TANH|TANTECH HOLDINGS CMN|ALTX|Alternet Securities Inc.|13314
TANH|TANTECH HOLDINGS CMN|APCC|Apex Clearing Corporation|233735
TANH|TANTECH HOLDINGS CMN|BATM|CBOE TRADING, INC.|3509
TANH|TANTECH HOLDINGS CMN|BERN|Sanford C. Bernstein & Co., LLC|2
TANH|TANTECH HOLDINGS CMN|BIMI|Banca IMI Securities Corp.|4900
TANH|TANTECH HOLDINGS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|334
TANH|TANTECH HOLDINGS CMN|BRGE|Newbridge Securities Corp.|6724
TANH|TANTECH HOLDINGS CMN|BYXM|CBOE TRADING, INC.|400
TANH|TANTECH HOLDINGS CMN|CANT|Cantor Fitzgerald & Co.|534
TANH|TANTECH HOLDINGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2307
TANH|TANTECH HOLDINGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2206
TANH|TANTECH HOLDINGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44506
TANH|TANTECH HOLDINGS CMN|CTDL|Citadel Derivatives Group Llc|8226
TANH|TANTECH HOLDINGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3882
TANH|TANTECH HOLDINGS CMN|DBAB|Deutsche Bank Securities Inc.|136652
TANH|TANTECH HOLDINGS CMN|DBAX|Deutsche Bank Securities Inc.|40300
TANH|TANTECH HOLDINGS CMN|DEGS|RONIN PROFESSIONAL LLC|7176
TANH|TANTECH HOLDINGS CMN|EBXL|EBX LLC|18300
TANH|TANTECH HOLDINGS CMN|EDJO|Edward D. Jones & Co., L.P.|100
TANH|TANTECH HOLDINGS CMN|EGAM|CBOE TRADING, INC.|33020
TANH|TANTECH HOLDINGS CMN|EGAW|CBOE TRADING, INC.|360
TANH|TANTECH HOLDINGS CMN|EGXM|CBOE TRADING, INC.|9262
TANH|TANTECH HOLDINGS CMN|ETBE|Electronic Transaction Clearing, Inc.|4302
TANH|TANTECH HOLDINGS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3880
TANH|TANTECH HOLDINGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2068
TANH|TANTECH HOLDINGS CMN|ETRS|E*Trade Securities LLC|40461
TANH|TANTECH HOLDINGS CMN|FBCO|Credit Suisse Securities (USA) LLC|267811
TANH|TANTECH HOLDINGS CMN|FILL|Tradestation Securities, Inc.|1525
TANH|TANTECH HOLDINGS CMN|FMAF|NBCN Inc./ CDS|500
TANH|TANTECH HOLDINGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|814494
TANH|TANTECH HOLDINGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2838
TANH|TANTECH HOLDINGS CMN|FTBR|Foliofn Investments, Inc.|1893
TANH|TANTECH HOLDINGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|258
TANH|TANTECH HOLDINGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|35633
TANH|TANTECH HOLDINGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|68266
TANH|TANTECH HOLDINGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|98640
TANH|TANTECH HOLDINGS CMN|GTSZ|GTS SECURITIES LLC|601
TANH|TANTECH HOLDINGS CMN|IBKR|Interactive Brokers Llc|1864472
TANH|TANTECH HOLDINGS CMN|ICBX|INSTINET, LLC|10720
TANH|TANTECH HOLDINGS CMN|INCA|INSTINET, LLC|98788
TANH|TANTECH HOLDINGS CMN|ITGI|ITG Inc.|115402
TANH|TANTECH HOLDINGS CMN|ITGP|ITG INC.|51400
TANH|TANTECH HOLDINGS CMN|JMPT|JUMP TRADING, LLC|22653
TANH|TANTECH HOLDINGS CMN|JPMX|J.P. Morgan Securities LLC|25104
TANH|TANTECH HOLDINGS CMN|JSJX|JANE STREET CAPITAL LLC|13959
TANH|TANTECH HOLDINGS CMN|KCGM|VIRTU Americas LLC|7776
TANH|TANTECH HOLDINGS CMN|LEHM|Barclays Capital Inc./Le|73046
TANH|TANTECH HOLDINGS CMN|LIME|Lime Brokerage LLC|25951
TANH|TANTECH HOLDINGS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3500
TANH|TANTECH HOLDINGS CMN|MAXM|Maxim Group LLC|84
TANH|TANTECH HOLDINGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16690
TANH|TANTECH HOLDINGS CMN|MSCO|MORGAN STANLEY & CO. LLC|747923
TANH|TANTECH HOLDINGS CMN|MSPL|MORGAN STANLEY & CO. LLC|1100
TANH|TANTECH HOLDINGS CMN|NFSC|National Financial Services LLC|40465
TANH|TANTECH HOLDINGS CMN|NITE|VIRTU Americas LLC|817624
TANH|TANTECH HOLDINGS CMN|NITP|VIRTU Americas LLC|2400
TANH|TANTECH HOLDINGS CMN|NQRB|Brut, LLC|6900
TANH|TANTECH HOLDINGS CMN|PDQM|CODA MARKETS, INC.|129625
TANH|TANTECH HOLDINGS CMN|SAGL|SAGETRADER, LLC|224084
TANH|TANTECH HOLDINGS CMN|SBSH|Citigroup Global Markets Inc.|14258
TANH|TANTECH HOLDINGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|10000
TANH|TANTECH HOLDINGS CMN|SOGO|Wang Investment Associates, Inc.|39875
TANH|TANTECH HOLDINGS CMN|SPDR|SPEEDROUTE LLC|8442
TANH|TANTECH HOLDINGS CMN|SWIM|TD Ameritrade, Inc.|11556
TANH|TANTECH HOLDINGS CMN|TKNG|ALLY INVEST SECURITIES LLC|400
TANH|TANTECH HOLDINGS CMN|TRCM|TRC MARKETS LLC|686
TANH|TANTECH HOLDINGS CMN|UBSA|UBS SECURITIES LLC|141305
TANH|TANTECH HOLDINGS CMN|UBSS|UBS Securities LLC|54995
TANH|TANTECH HOLDINGS CMN|VALX|VIRTU AMERICAS LLC|800
TANH|TANTECH HOLDINGS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|604
TANH|TANTECH HOLDINGS CMN|WGIF|CIBC World Markets Inc.|3000
TANH|TANTECH HOLDINGS CMN|WSEA|WOLVERINE SECURITIES, LLC|1200
TANH|TANTECH HOLDINGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
TANH|TANTECH HOLDINGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|23755
TANNI|TRAVELCTR AM 8.25 NT|BATM|CBOE TRADING, INC.|100
TANNI|TRAVELCTR AM 8.25 NT|BBNT|BB&T SECURITIES, LLC|2066
TANNI|TRAVELCTR AM 8.25 NT|CIST|Capital Institutional Services, Inc.|1050
TANNI|TRAVELCTR AM 8.25 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|594
TANNI|TRAVELCTR AM 8.25 NT|DEAN|MORGAN STANLEY|10622
TANNI|TRAVELCTR AM 8.25 NT|DEGS|RONIN PROFESSIONAL LLC|46
TANNI|TRAVELCTR AM 8.25 NT|ETRS|E*Trade Securities LLC|1978
TANNI|TRAVELCTR AM 8.25 NT|FBCO|Credit Suisse Securities (USA) LLC|1473
TANNI|TRAVELCTR AM 8.25 NT|FOMA|TD AMERITRADE CLEARING, INC.|11253
TANNI|TRAVELCTR AM 8.25 NT|GLPX|ACS EXECUTION SERVICES, LLC|200
TANNI|TRAVELCTR AM 8.25 NT|GSCS|GOLDMAN SACHS & CO. LLC|700
TANNI|TRAVELCTR AM 8.25 NT|HRBF|American Enterprise Investment Services Inc.|1000
TANNI|TRAVELCTR AM 8.25 NT|IATS|INTERACTIVE BROKERS LLC|100
TANNI|TRAVELCTR AM 8.25 NT|IBKR|Interactive Brokers Llc|5772
TANNI|TRAVELCTR AM 8.25 NT|ICBX|INSTINET, LLC|400
TANNI|TRAVELCTR AM 8.25 NT|INCA|INSTINET, LLC|1926
TANNI|TRAVELCTR AM 8.25 NT|JANY|Janney Montgomery Scott Inc.|1323
TANNI|TRAVELCTR AM 8.25 NT|LIME|Lime Brokerage LLC|2122
TANNI|TRAVELCTR AM 8.25 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2596
TANNI|TRAVELCTR AM 8.25 NT|MACC|Mid Atlantic Capital Corporation|533
TANNI|TRAVELCTR AM 8.25 NT|MSCO|MORGAN STANLEY & CO. LLC|2501
TANNI|TRAVELCTR AM 8.25 NT|NFSC|National Financial Services LLC|17807
TANNI|TRAVELCTR AM 8.25 NT|NITE|VIRTU Americas LLC|33158
TANNI|TRAVELCTR AM 8.25 NT|NQRB|Brut, LLC|1770
TANNI|TRAVELCTR AM 8.25 NT|PDQM|CODA MARKETS, INC.|400
TANNI|TRAVELCTR AM 8.25 NT|PWJC|UBS Financial Services, Inc.|2600
TANNI|TRAVELCTR AM 8.25 NT|RBCM|RBC CAPITAL MARKETS, LLC|3260
TANNI|TRAVELCTR AM 8.25 NT|SBSH|Citigroup Global Markets Inc.|301
TANNI|TRAVELCTR AM 8.25 NT|SGMT|GOLDMAN SACHS & CO. LLC|44
TANNI|TRAVELCTR AM 8.25 NT|SPDR|SPEEDROUTE LLC|200
TANNI|TRAVELCTR AM 8.25 NT|STFL|Stifel, Nicolaus & Company, Incorporated|490
TANNI|TRAVELCTR AM 8.25 NT|SWIM|TD Ameritrade, Inc.|524
TANNI|TRAVELCTR AM 8.25 NT|SWST|Hilltop Securities Inc.|1
TANNI|TRAVELCTR AM 8.25 NT|TKNG|ALLY INVEST SECURITIES LLC|200
TANNI|TRAVELCTR AM 8.25 NT|TRCM|TRC MARKETS LLC|926
TANNI|TRAVELCTR AM 8.25 NT|UBSA|UBS SECURITIES LLC|1529
TANNI|TRAVELCTR AM 8.25 NT|UBSS|UBS Securities LLC|25592
TANNI|TRAVELCTR AM 8.25 NT|VGRD|Vanguard Marketing Corporation|2992
TANNI|TRAVELCTR AM 8.25 NT|WCHV|WELLS FARGO SECURITIES, LLC|10751
TANNI|TRAVELCTR AM 8.25 NT|WEDB|WEDBUSH SECURITIES INC.|350
TANNI|TRAVELCTR AM 8.25 NT|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TANNI|TRAVELCTR AM 8.25 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1265
TANNL|TRAVELCTR AM 8 SR NT|BATM|CBOE TRADING, INC.|50
TANNL|TRAVELCTR AM 8 SR NT|BBNT|BB&T SECURITIES, LLC|320
TANNL|TRAVELCTR AM 8 SR NT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
TANNL|TRAVELCTR AM 8 SR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
TANNL|TRAVELCTR AM 8 SR NT|DADA|D.A. Davidson & Co.|600
TANNL|TRAVELCTR AM 8 SR NT|DBAX|Deutsche Bank Securities Inc.|100
TANNL|TRAVELCTR AM 8 SR NT|DEAN|MORGAN STANLEY|14893
TANNL|TRAVELCTR AM 8 SR NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|590
TANNL|TRAVELCTR AM 8 SR NT|EDJO|Edward D. Jones & Co., L.P.|300
TANNL|TRAVELCTR AM 8 SR NT|ETRS|E*Trade Securities LLC|3301
TANNL|TRAVELCTR AM 8 SR NT|FBCO|Credit Suisse Securities (USA) LLC|1563
TANNL|TRAVELCTR AM 8 SR NT|FOMA|TD AMERITRADE CLEARING, INC.|13700
TANNL|TRAVELCTR AM 8 SR NT|GLPX|ACS EXECUTION SERVICES, LLC|600
TANNL|TRAVELCTR AM 8 SR NT|GSCO|GOLDMAN SACHS & CO. LLC|480
TANNL|TRAVELCTR AM 8 SR NT|GSCS|GOLDMAN SACHS & CO. LLC|2288
TANNL|TRAVELCTR AM 8 SR NT|HRBF|American Enterprise Investment Services Inc.|51
TANNL|TRAVELCTR AM 8 SR NT|IBKR|Interactive Brokers Llc|9302
TANNL|TRAVELCTR AM 8 SR NT|INCA|INSTINET, LLC|1203
TANNL|TRAVELCTR AM 8 SR NT|JANY|Janney Montgomery Scott Inc.|500
TANNL|TRAVELCTR AM 8 SR NT|LIME|Lime Brokerage LLC|2176
TANNL|TRAVELCTR AM 8 SR NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2552
TANNL|TRAVELCTR AM 8 SR NT|MSCO|MORGAN STANLEY & CO. LLC|5334
TANNL|TRAVELCTR AM 8 SR NT|NFSC|National Financial Services LLC|7075
TANNL|TRAVELCTR AM 8 SR NT|NITE|VIRTU Americas LLC|18701
TANNL|TRAVELCTR AM 8 SR NT|NQRB|Brut, LLC|3584
TANNL|TRAVELCTR AM 8 SR NT|PDQM|CODA MARKETS, INC.|900
TANNL|TRAVELCTR AM 8 SR NT|PWJC|UBS Financial Services, Inc.|6275
TANNL|TRAVELCTR AM 8 SR NT|RAJA|Raymond James & Associates, Inc.|1100
TANNL|TRAVELCTR AM 8 SR NT|RBCM|RBC CAPITAL MARKETS, LLC|2101
TANNL|TRAVELCTR AM 8 SR NT|SBSH|Citigroup Global Markets Inc.|413
TANNL|TRAVELCTR AM 8 SR NT|STFL|Stifel, Nicolaus & Company, Incorporated|3057
TANNL|TRAVELCTR AM 8 SR NT|STXG|Stockcross Financial Services, Inc.|7
TANNL|TRAVELCTR AM 8 SR NT|SWIM|TD Ameritrade, Inc.|2700
TANNL|TRAVELCTR AM 8 SR NT|SWST|Hilltop Securities Inc.|600
TANNL|TRAVELCTR AM 8 SR NT|UBSA|UBS SECURITIES LLC|2250
TANNL|TRAVELCTR AM 8 SR NT|UBSS|UBS Securities LLC|14391
TANNL|TRAVELCTR AM 8 SR NT|VGRD|Vanguard Marketing Corporation|378
TANNL|TRAVELCTR AM 8 SR NT|WCHV|WELLS FARGO SECURITIES, LLC|14671
TANNL|TRAVELCTR AM 8 SR NT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
TANNL|TRAVELCTR AM 8 SR NT|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TANNL|TRAVELCTR AM 8 SR NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1415
TANNZ|TRAVELCTR AM 8 SR NT|BATM|CBOE TRADING, INC.|300
TANNZ|TRAVELCTR AM 8 SR NT|BBNT|BB&T SECURITIES, LLC|11
TANNZ|TRAVELCTR AM 8 SR NT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4266
TANNZ|TRAVELCTR AM 8 SR NT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3000
TANNZ|TRAVELCTR AM 8 SR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
TANNZ|TRAVELCTR AM 8 SR NT|DADA|D.A. Davidson & Co.|2809
TANNZ|TRAVELCTR AM 8 SR NT|DEAN|MORGAN STANLEY|3525
TANNZ|TRAVELCTR AM 8 SR NT|ETRS|E*Trade Securities LLC|90
TANNZ|TRAVELCTR AM 8 SR NT|FBCO|Credit Suisse Securities (USA) LLC|1594
TANNZ|TRAVELCTR AM 8 SR NT|FOMA|TD AMERITRADE CLEARING, INC.|20582
TANNZ|TRAVELCTR AM 8 SR NT|GLPX|ACS EXECUTION SERVICES, LLC|300
TANNZ|TRAVELCTR AM 8 SR NT|GSCO|GOLDMAN SACHS & CO. LLC|100
TANNZ|TRAVELCTR AM 8 SR NT|GSLT|GOLDMAN SACHS & CO. LLC|421
TANNZ|TRAVELCTR AM 8 SR NT|HRBF|American Enterprise Investment Services Inc.|92
TANNZ|TRAVELCTR AM 8 SR NT|IBKR|Interactive Brokers Llc|7619
TANNZ|TRAVELCTR AM 8 SR NT|INCA|INSTINET, LLC|134
TANNZ|TRAVELCTR AM 8 SR NT|LEHM|Barclays Capital Inc./Le|3145
TANNZ|TRAVELCTR AM 8 SR NT|LIME|Lime Brokerage LLC|1548
TANNZ|TRAVELCTR AM 8 SR NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3657
TANNZ|TRAVELCTR AM 8 SR NT|MSCO|MORGAN STANLEY & CO. LLC|8576
TANNZ|TRAVELCTR AM 8 SR NT|NFSC|National Financial Services LLC|3653
TANNZ|TRAVELCTR AM 8 SR NT|NITE|VIRTU Americas LLC|14338
TANNZ|TRAVELCTR AM 8 SR NT|NQRB|Brut, LLC|1300
TANNZ|TRAVELCTR AM 8 SR NT|PDQM|CODA MARKETS, INC.|500
TANNZ|TRAVELCTR AM 8 SR NT|PWJC|UBS Financial Services, Inc.|600
TANNZ|TRAVELCTR AM 8 SR NT|RAJA|Raymond James & Associates, Inc.|2715
TANNZ|TRAVELCTR AM 8 SR NT|RBCM|RBC CAPITAL MARKETS, LLC|2915
TANNZ|TRAVELCTR AM 8 SR NT|SBSH|Citigroup Global Markets Inc.|220
TANNZ|TRAVELCTR AM 8 SR NT|STFL|Stifel, Nicolaus & Company, Incorporated|3618
TANNZ|TRAVELCTR AM 8 SR NT|SWIM|TD Ameritrade, Inc.|3265
TANNZ|TRAVELCTR AM 8 SR NT|UBSA|UBS SECURITIES LLC|2135
TANNZ|TRAVELCTR AM 8 SR NT|UBSS|UBS Securities LLC|12798
TANNZ|TRAVELCTR AM 8 SR NT|VGRD|Vanguard Marketing Corporation|700
TANNZ|TRAVELCTR AM 8 SR NT|WCHV|WELLS FARGO SECURITIES, LLC|3564
TANNZ|TRAVELCTR AM 8 SR NT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
TANNZ|TRAVELCTR AM 8 SR NT|YKNA|COMHAR CAPITAL MARKETS, LLC|200
TAO|INVESCO CHINA RE|ALTX|Alternet Securities Inc.|1700
TAO|INVESCO CHINA RE|APCC|Apex Clearing Corporation|131
TAO|INVESCO CHINA RE|BARD|Robert W. Baird & Co. Incorporated|1420
TAO|INVESCO CHINA RE|BATM|CBOE TRADING, INC.|2741
TAO|INVESCO CHINA RE|CHAS|Charles Schwab & Co., Inc.|40675
TAO|INVESCO CHINA RE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13404
TAO|INVESCO CHINA RE|CTDL|Citadel Derivatives Group Llc|57159
TAO|INVESCO CHINA RE|DBAX|Deutsche Bank Securities Inc.|12700
TAO|INVESCO CHINA RE|DEAN|MORGAN STANLEY|689
TAO|INVESCO CHINA RE|DEGS|RONIN PROFESSIONAL LLC|900
TAO|INVESCO CHINA RE|EBXL|EBX LLC|17500
TAO|INVESCO CHINA RE|EGAM|CBOE TRADING, INC.|700
TAO|INVESCO CHINA RE|EGXM|CBOE TRADING, INC.|1200
TAO|INVESCO CHINA RE|ETCB|ETC BROKERAGE SERVICES, LLC|207
TAO|INVESCO CHINA RE|ETRS|E*Trade Securities LLC|30226
TAO|INVESCO CHINA RE|FILL|Tradestation Securities, Inc.|137
TAO|INVESCO CHINA RE|FMAF|NBCN Inc./ CDS|2682
TAO|INVESCO CHINA RE|FTBR|Foliofn Investments, Inc.|1140
TAO|INVESCO CHINA RE|GLPX|ACS EXECUTION SERVICES, LLC|1278
TAO|INVESCO CHINA RE|GSCO|GOLDMAN SACHS & CO. LLC|18255
TAO|INVESCO CHINA RE|GSLT|GOLDMAN SACHS & CO. LLC|1120
TAO|INVESCO CHINA RE|GTSZ|GTS SECURITIES LLC|201
TAO|INVESCO CHINA RE|HRBF|American Enterprise Investment Services Inc.|1650
TAO|INVESCO CHINA RE|IATS|INTERACTIVE BROKERS LLC|538
TAO|INVESCO CHINA RE|IBKR|Interactive Brokers Llc|15424
TAO|INVESCO CHINA RE|ICBX|INSTINET, LLC|13130
TAO|INVESCO CHINA RE|INCA|INSTINET, LLC|3559
TAO|INVESCO CHINA RE|ITGI|ITG Inc.|17300
TAO|INVESCO CHINA RE|ITGP|ITG INC.|4200
TAO|INVESCO CHINA RE|JANY|Janney Montgomery Scott Inc.|200
TAO|INVESCO CHINA RE|JPMX|J.P. Morgan Securities LLC|5476
TAO|INVESCO CHINA RE|JSEB|JANE STREET EXECUTION SERVICES, LLC|40266
TAO|INVESCO CHINA RE|JSJX|JANE STREET CAPITAL LLC|102762
TAO|INVESCO CHINA RE|KCGM|VIRTU Americas LLC|32148
TAO|INVESCO CHINA RE|LEHM|Barclays Capital Inc./Le|21600
TAO|INVESCO CHINA RE|LIME|Lime Brokerage LLC|17023
TAO|INVESCO CHINA RE|MCMF|Raymond James Ltd. Cds|100
TAO|INVESCO CHINA RE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19876
TAO|INVESCO CHINA RE|MOTF|MOTIF INVESTING, INC.|2
TAO|INVESCO CHINA RE|MSCO|MORGAN STANLEY & CO. LLC|39234
TAO|INVESCO CHINA RE|MSPL|MORGAN STANLEY & CO. LLC|5200
TAO|INVESCO CHINA RE|NFSC|National Financial Services LLC|97932
TAO|INVESCO CHINA RE|NITE|VIRTU Americas LLC|121339
TAO|INVESCO CHINA RE|NQRB|Brut, LLC|1000
TAO|INVESCO CHINA RE|NTBF|BMO Nesbitt Burns Inc./CDS|385
TAO|INVESCO CHINA RE|OPCO|Oppenheimer & Co. Inc.|165
TAO|INVESCO CHINA RE|PAUL|Paulson Investment Company, Inc.|59
TAO|INVESCO CHINA RE|PDQM|CODA MARKETS, INC.|27736
TAO|INVESCO CHINA RE|PWJC|UBS Financial Services, Inc.|3000
TAO|INVESCO CHINA RE|RBCM|RBC CAPITAL MARKETS, LLC|200
TAO|INVESCO CHINA RE|RGLD|Regal Securities, Inc|200
TAO|INVESCO CHINA RE|SAGL|SAGETRADER, LLC|5500
TAO|INVESCO CHINA RE|SBRX|MURIEL SIEBERT & CO INC|45
TAO|INVESCO CHINA RE|SGMT|GOLDMAN SACHS & CO. LLC|6433
TAO|INVESCO CHINA RE|SPDR|SPEEDROUTE LLC|700
TAO|INVESCO CHINA RE|STFL|Stifel, Nicolaus & Company, Incorporated|640
TAO|INVESCO CHINA RE|SWIM|TD Ameritrade, Inc.|18126
TAO|INVESCO CHINA RE|SWST|Hilltop Securities Inc.|833
TAO|INVESCO CHINA RE|TKNG|ALLY INVEST SECURITIES LLC|930
TAO|INVESCO CHINA RE|UBSA|UBS SECURITIES LLC|61562
TAO|INVESCO CHINA RE|UBSS|UBS Securities LLC|36373
TAO|INVESCO CHINA RE|VGRD|Vanguard Marketing Corporation|24020
TAO|INVESCO CHINA RE|WCHV|WELLS FARGO SECURITIES, LLC|4359
TAO|INVESCO CHINA RE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|547
TAO|INVESCO CHINA RE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6647
TAO|INVESCO CHINA RE|WGIF|CIBC World Markets Inc.|100
TAO|INVESCO CHINA RE|WSEA|WOLVERINE SECURITIES, LLC|1837
TAO|INVESCO CHINA RE|XSTM|NATIONAL FINANCIAL SERVICES LLC|4350
TAO|INVESCO CHINA RE|YKNA|COMHAR CAPITAL MARKETS, LLC|800
TAO|INVESCO CHINA RE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2701
TAOP|TAOPING INC.|ALTX|Alternet Securities Inc.|100
TAOP|TAOPING INC.|APCC|Apex Clearing Corporation|4906
TAOP|TAOPING INC.|BATM|CBOE TRADING, INC.|300
TAOP|TAOPING INC.|CANT|Cantor Fitzgerald & Co.|500
TAOP|TAOPING INC.|CHAS|Charles Schwab & Co., Inc.|4173
TAOP|TAOPING INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4100
TAOP|TAOPING INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
TAOP|TAOPING INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
TAOP|TAOPING INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9936
TAOP|TAOPING INC.|DBAB|Deutsche Bank Securities Inc.|39054
TAOP|TAOPING INC.|DBAX|Deutsche Bank Securities Inc.|4300
TAOP|TAOPING INC.|DBUL|Deutsche Bank Securities Inc.|3160
TAOP|TAOPING INC.|DEGS|RONIN PROFESSIONAL LLC|17023
TAOP|TAOPING INC.|EBXL|EBX LLC|1400
TAOP|TAOPING INC.|EDJO|Edward D. Jones & Co., L.P.|100
TAOP|TAOPING INC.|EGAM|CBOE TRADING, INC.|700
TAOP|TAOPING INC.|EGAW|CBOE TRADING, INC.|100
TAOP|TAOPING INC.|EGXM|CBOE TRADING, INC.|200
TAOP|TAOPING INC.|ETRS|E*Trade Securities LLC|87430
TAOP|TAOPING INC.|FBCO|Credit Suisse Securities (USA) LLC|12781
TAOP|TAOPING INC.|FILL|Tradestation Securities, Inc.|700
TAOP|TAOPING INC.|FMAF|NBCN Inc./ CDS|600
TAOP|TAOPING INC.|FOMA|TD AMERITRADE CLEARING, INC.|199874
TAOP|TAOPING INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1029
TAOP|TAOPING INC.|FTBR|Foliofn Investments, Inc.|26
TAOP|TAOPING INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1509
TAOP|TAOPING INC.|GLPX|ACS EXECUTION SERVICES, LLC|2430
TAOP|TAOPING INC.|GSCO|GOLDMAN SACHS & CO. LLC|6700
TAOP|TAOPING INC.|GSLT|GOLDMAN SACHS & CO. LLC|4399
TAOP|TAOPING INC.|HRBF|American Enterprise Investment Services Inc.|1500
TAOP|TAOPING INC.|IATS|INTERACTIVE BROKERS LLC|49465
TAOP|TAOPING INC.|IBKR|Interactive Brokers Llc|269590
TAOP|TAOPING INC.|ICBX|INSTINET, LLC|800
TAOP|TAOPING INC.|INCA|INSTINET, LLC|35461
TAOP|TAOPING INC.|ITGI|ITG Inc.|550
TAOP|TAOPING INC.|ITGP|ITG INC.|6000
TAOP|TAOPING INC.|JMPT|JUMP TRADING, LLC|108
TAOP|TAOPING INC.|JPMX|J.P. Morgan Securities LLC|11324
TAOP|TAOPING INC.|JSJX|JANE STREET CAPITAL LLC|200
TAOP|TAOPING INC.|KCGM|VIRTU Americas LLC|100
TAOP|TAOPING INC.|LEHM|Barclays Capital Inc./Le|2610
TAOP|TAOPING INC.|LIME|Lime Brokerage LLC|12179
TAOP|TAOPING INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
TAOP|TAOPING INC.|MSCO|MORGAN STANLEY & CO. LLC|84918
TAOP|TAOPING INC.|MSPL|MORGAN STANLEY & CO. LLC|2400
TAOP|TAOPING INC.|NFSC|National Financial Services LLC|145680
TAOP|TAOPING INC.|NITE|VIRTU Americas LLC|358494
TAOP|TAOPING INC.|NITP|VIRTU Americas LLC|100
TAOP|TAOPING INC.|NQRB|Brut, LLC|2300
TAOP|TAOPING INC.|PCPT|PHILLIP CAPITAL INC.|2650
TAOP|TAOPING INC.|PDQM|CODA MARKETS, INC.|4490
TAOP|TAOPING INC.|RAJA|Raymond James & Associates, Inc.|25
TAOP|TAOPING INC.|SBSH|Citigroup Global Markets Inc.|29578
TAOP|TAOPING INC.|SGMT|GOLDMAN SACHS & CO. LLC|1000
TAOP|TAOPING INC.|SPDR|SPEEDROUTE LLC|1000
TAOP|TAOPING INC.|STFL|Stifel, Nicolaus & Company, Incorporated|164057
TAOP|TAOPING INC.|SWIM|TD Ameritrade, Inc.|100831
TAOP|TAOPING INC.|TKNG|ALLY INVEST SECURITIES LLC|100
TAOP|TAOPING INC.|TRCM|TRC MARKETS LLC|1308
TAOP|TAOPING INC.|UBSA|UBS SECURITIES LLC|13528
TAOP|TAOPING INC.|UBSS|UBS Securities LLC|36285
TAOP|TAOPING INC.|VGRD|Vanguard Marketing Corporation|6361
TAOP|TAOPING INC.|WCHV|WELLS FARGO SECURITIES, LLC|3000
TAOP|TAOPING INC.|WEDB|WEDBUSH SECURITIES INC.|9500
TAOP|TAOPING INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|622
TAOP|TAOPING INC.|WGIF|CIBC World Markets Inc.|11249
TAOP|TAOPING INC.|WSEA|WOLVERINE SECURITIES, LLC|8553
TAOP|TAOPING INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|700
TAP|MOLSON COORS CO CL B|ABLE|NATIXIS Securities Americas LLC|351870
TAP|MOLSON COORS CO CL B|ALTX|Alternet Securities Inc.|21852
TAP|MOLSON COORS CO CL B|ANOS|ABEL/NOSER, L.L.C.|689
TAP|MOLSON COORS CO CL B|APCC|Apex Clearing Corporation|18298
TAP|MOLSON COORS CO CL B|AQUA|AQUA SECURITIES L.P.|6900
TAP|MOLSON COORS CO CL B|AVON|Avondale Partners, LLC|3660
TAP|MOLSON COORS CO CL B|BANK|Primevest Financial Services, Inc.|7
TAP|MOLSON COORS CO CL B|BARD|Robert W. Baird & Co. Incorporated|12290
TAP|MOLSON COORS CO CL B|BATM|CBOE TRADING, INC.|14244
TAP|MOLSON COORS CO CL B|BAYT|BTIG, LLC|66921
TAP|MOLSON COORS CO CL B|BBNT|BB&T SECURITIES, LLC|3057
TAP|MOLSON COORS CO CL B|BERN|Sanford C. Bernstein & Co., LLC|241561
TAP|MOLSON COORS CO CL B|BIAD|SAGETRADER, LLC|200
TAP|MOLSON COORS CO CL B|BIDS|BIDS TRADING L.P.|50600
TAP|MOLSON COORS CO CL B|BIMI|Banca IMI Securities Corp.|3500
TAP|MOLSON COORS CO CL B|BKCM|BNY Mellon Capital Markets LLC|455
TAP|MOLSON COORS CO CL B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41432
TAP|MOLSON COORS CO CL B|BLKX|INSTINET, LLC|34600
TAP|MOLSON COORS CO CL B|BMOC|BMO Capital Markets Corp.|300
TAP|MOLSON COORS CO CL B|BNPX|BNP PARIBAS SECURITIES CORP.|158021
TAP|MOLSON COORS CO CL B|BRGE|Newbridge Securities Corp.|100
TAP|MOLSON COORS CO CL B|BTIG|BTIG, LLC|6479
TAP|MOLSON COORS CO CL B|BVIS|BESTVEST INVESTMENTS, LTD.|3475
TAP|MOLSON COORS CO CL B|BYXM|CBOE TRADING, INC.|4777
TAP|MOLSON COORS CO CL B|BZYD|GOLDMAN SACHS & CO. LLC|357
TAP|MOLSON COORS CO CL B|CABR|Cabrera Capital Markets, Inc.|185
TAP|MOLSON COORS CO CL B|CANT|Cantor Fitzgerald & Co.|3649
TAP|MOLSON COORS CO CL B|CHAS|Charles Schwab & Co., Inc.|15086
TAP|MOLSON COORS CO CL B|CIBP|CIBC World Markets Corp.|28230
TAP|MOLSON COORS CO CL B|CICF|Canaccord Genuity Corp.|102
TAP|MOLSON COORS CO CL B|CIST|Capital Institutional Services, Inc.|1913
TAP|MOLSON COORS CO CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|249066
TAP|MOLSON COORS CO CL B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4101
TAP|MOLSON COORS CO CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17855
TAP|MOLSON COORS CO CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|645327
TAP|MOLSON COORS CO CL B|CTDL|Citadel Derivatives Group Llc|20489
TAP|MOLSON COORS CO CL B|CTLR|CUTLER GROUP, LP|3530
TAP|MOLSON COORS CO CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|153816
TAP|MOLSON COORS CO CL B|DADA|D.A. Davidson & Co.|11156
TAP|MOLSON COORS CO CL B|DAVA|Davenport & Company LLC|515
TAP|MOLSON COORS CO CL B|DBAB|Deutsche Bank Securities Inc.|712032
TAP|MOLSON COORS CO CL B|DBAX|Deutsche Bank Securities Inc.|683100
TAP|MOLSON COORS CO CL B|DBUL|Deutsche Bank Securities Inc.|700
TAP|MOLSON COORS CO CL B|DCHF|Dart Executions, LLC|7034
TAP|MOLSON COORS CO CL B|DEAN|MORGAN STANLEY|18666
TAP|MOLSON COORS CO CL B|DEGS|RONIN PROFESSIONAL LLC|473
TAP|MOLSON COORS CO CL B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
TAP|MOLSON COORS CO CL B|DIVA|Divine Capital Markets LLC|3200
TAP|MOLSON COORS CO CL B|EBXL|EBX LLC|370500
TAP|MOLSON COORS CO CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|98291
TAP|MOLSON COORS CO CL B|EDJC|Edward Jones / CDS|11140
TAP|MOLSON COORS CO CL B|EDJO|Edward D. Jones & Co., L.P.|45198
TAP|MOLSON COORS CO CL B|EGAM|CBOE TRADING, INC.|39149
TAP|MOLSON COORS CO CL B|EGAW|CBOE TRADING, INC.|551
TAP|MOLSON COORS CO CL B|EGMT|EG MARKET TECHNOLOGIES LLC|5637
TAP|MOLSON COORS CO CL B|EGXM|CBOE TRADING, INC.|10857
TAP|MOLSON COORS CO CL B|EGXW|CBOE TRADING, INC.|2
TAP|MOLSON COORS CO CL B|ETBE|Electronic Transaction Clearing, Inc.|57054
TAP|MOLSON COORS CO CL B|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
TAP|MOLSON COORS CO CL B|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|250
TAP|MOLSON COORS CO CL B|ETCC|Electronic Transaction Clearing, Inc.|331
TAP|MOLSON COORS CO CL B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47555
TAP|MOLSON COORS CO CL B|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1118
TAP|MOLSON COORS CO CL B|ETRS|E*Trade Securities LLC|76936
TAP|MOLSON COORS CO CL B|FBSB|U.S. Bancorp Investments, Inc.|13
TAP|MOLSON COORS CO CL B|FIDT|Fidelity Clearing Canada ULC./ CDS|51
TAP|MOLSON COORS CO CL B|FILL|Tradestation Securities, Inc.|18675
TAP|MOLSON COORS CO CL B|FINX|FINTECH SECURITIES|3274
TAP|MOLSON COORS CO CL B|FMAF|NBCN Inc./ CDS|14032
TAP|MOLSON COORS CO CL B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23045
TAP|MOLSON COORS CO CL B|FQLS|Quantlab Securities LP|758786
TAP|MOLSON COORS CO CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|171340
TAP|MOLSON COORS CO CL B|FTBR|Foliofn Investments, Inc.|8950
TAP|MOLSON COORS CO CL B|GEBB|GLOBAL EXECUTION BROKERS, LP|15725
TAP|MOLSON COORS CO CL B|GLIS|TD Securities Inc|6069
TAP|MOLSON COORS CO CL B|GLPX|ACS EXECUTION SERVICES, LLC|127192
TAP|MOLSON COORS CO CL B|GSCO|GOLDMAN SACHS & CO. LLC|2244741
TAP|MOLSON COORS CO CL B|GSCS|GOLDMAN SACHS & CO. LLC|50944
TAP|MOLSON COORS CO CL B|GSLT|GOLDMAN SACHS & CO. LLC|63431
TAP|MOLSON COORS CO CL B|GTSZ|GTS SECURITIES LLC|172151
TAP|MOLSON COORS CO CL B|HRBF|American Enterprise Investment Services Inc.|6899
TAP|MOLSON COORS CO CL B|HSBC|HSBC Securities, Inc.|6534
TAP|MOLSON COORS CO CL B|IATS|INTERACTIVE BROKERS LLC|23067
TAP|MOLSON COORS CO CL B|IBKR|Interactive Brokers Llc|37086
TAP|MOLSON COORS CO CL B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7119
TAP|MOLSON COORS CO CL B|ICBX|INSTINET, LLC|107437
TAP|MOLSON COORS CO CL B|IEQY|CITADEL SECURITIES LLC|224767
TAP|MOLSON COORS CO CL B|INCA|INSTINET, LLC|770575
TAP|MOLSON COORS CO CL B|INJX|INSTINET, LLC|4169
TAP|MOLSON COORS CO CL B|INTL|INTL FCSTONE FINANCIAL INC.|67
TAP|MOLSON COORS CO CL B|ITGI|ITG Inc.|72747
TAP|MOLSON COORS CO CL B|ITGP|ITG INC.|380800
TAP|MOLSON COORS CO CL B|JANY|Janney Montgomery Scott Inc.|1082
TAP|MOLSON COORS CO CL B|JEFF|JEFFERIES LLC|105688
TAP|MOLSON COORS CO CL B|JMPT|JUMP TRADING, LLC|153791
TAP|MOLSON COORS CO CL B|JONE|JonesTrading|15722
TAP|MOLSON COORS CO CL B|JPBX|J.P. MORGAN SECURITIES LLC|189584
TAP|MOLSON COORS CO CL B|JPMX|J.P. Morgan Securities LLC|740917
TAP|MOLSON COORS CO CL B|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
TAP|MOLSON COORS CO CL B|JSJX|JANE STREET CAPITAL LLC|25785
TAP|MOLSON COORS CO CL B|JUTA|JUMP TRADING, LLC|200
TAP|MOLSON COORS CO CL B|KCGM|VIRTU Americas LLC|106040
TAP|MOLSON COORS CO CL B|LEHM|Barclays Capital Inc./Le|1279900
TAP|MOLSON COORS CO CL B|LIME|Lime Brokerage LLC|71180
TAP|MOLSON COORS CO CL B|LMNX|LUMINEX TRADING & ANALYTICS LLC|354878
TAP|MOLSON COORS CO CL B|LOOP|Loop Capital Markets LLC|702
TAP|MOLSON COORS CO CL B|LQNA|LIQUIDNET, INC.|65500
TAP|MOLSON COORS CO CL B|LSCI|Lek Securities Corporation|29392
TAP|MOLSON COORS CO CL B|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|801
TAP|MOLSON COORS CO CL B|MACC|Mid Atlantic Capital Corporation|2101
TAP|MOLSON COORS CO CL B|MAXM|Maxim Group LLC|370
TAP|MOLSON COORS CO CL B|MBTS|ALLY INVEST SECURITIES LLC|268
TAP|MOLSON COORS CO CL B|MCMF|Raymond James Ltd. Cds|3235
TAP|MOLSON COORS CO CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|240168
TAP|MOLSON COORS CO CL B|MOTF|MOTIF INVESTING, INC.|22
TAP|MOLSON COORS CO CL B|MSCO|MORGAN STANLEY & CO. LLC|3879295
TAP|MOLSON COORS CO CL B|MSPL|MORGAN STANLEY & CO. LLC|473700
TAP|MOLSON COORS CO CL B|MSTX|MORGAN STANLEY & CO. LLC|438300
TAP|MOLSON COORS CO CL B|NATL|National Securities Corporation|611
TAP|MOLSON COORS CO CL B|NBCS|NBC Securities, INC.|300
TAP|MOLSON COORS CO CL B|NEUB|NEUBERGER BERMAN BD LLC|125
TAP|MOLSON COORS CO CL B|NFSC|National Financial Services LLC|399287
TAP|MOLSON COORS CO CL B|NITE|VIRTU Americas LLC|897156
TAP|MOLSON COORS CO CL B|NITP|VIRTU Americas LLC|400
TAP|MOLSON COORS CO CL B|NQRB|Brut, LLC|21254
TAP|MOLSON COORS CO CL B|NTBF|BMO Nesbitt Burns Inc./CDS|12470
TAP|MOLSON COORS CO CL B|OHOS|TWO SIGMA SECURITIES, LLC|105236
TAP|MOLSON COORS CO CL B|OPCO|Oppenheimer & Co. Inc.|1475
TAP|MOLSON COORS CO CL B|PASL|Pershing Advisor Solutions LLC|2420
TAP|MOLSON COORS CO CL B|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2100
TAP|MOLSON COORS CO CL B|PCFF|Pacific International Securities Inc./CDS|1360
TAP|MOLSON COORS CO CL B|PDQM|CODA MARKETS, INC.|269414
TAP|MOLSON COORS CO CL B|PHLY|NASDAQ Execution Services, LLC|5000
TAP|MOLSON COORS CO CL B|PICT|Pictet Overseas Inc.|356
TAP|MOLSON COORS CO CL B|PIPR|Piper Jaffray & Co.|50000
TAP|MOLSON COORS CO CL B|PWJC|UBS Financial Services, Inc.|18106
TAP|MOLSON COORS CO CL B|QMSR|QUATTRO M SECURITIES INC.|10919
TAP|MOLSON COORS CO CL B|RBCM|RBC CAPITAL MARKETS, LLC|85282
TAP|MOLSON COORS CO CL B|RGLD|Regal Securities, Inc|70
TAP|MOLSON COORS CO CL B|SAGL|SAGETRADER, LLC|151202
TAP|MOLSON COORS CO CL B|SBSH|Citigroup Global Markets Inc.|423630
TAP|MOLSON COORS CO CL B|SEIC|SEI Investments Distribution Co.|1475
TAP|MOLSON COORS CO CL B|SGMT|GOLDMAN SACHS & CO. LLC|276484
TAP|MOLSON COORS CO CL B|SIBO|Prime Executions, Inc.|7708
TAP|MOLSON COORS CO CL B|SPDR|SPEEDROUTE LLC|39190
TAP|MOLSON COORS CO CL B|SPHN|Stephens Inc.|527
TAP|MOLSON COORS CO CL B|STFL|Stifel, Nicolaus & Company, Incorporated|49637
TAP|MOLSON COORS CO CL B|STKP|STOCKPILE INVESTMENTS, INC.|122
TAP|MOLSON COORS CO CL B|STSE|SOUTHERN TRUST SECURITIES, INC.|100
TAP|MOLSON COORS CO CL B|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17535
TAP|MOLSON COORS CO CL B|SWIM|TD Ameritrade, Inc.|77135
TAP|MOLSON COORS CO CL B|SWST|Hilltop Securities Inc.|2521
TAP|MOLSON COORS CO CL B|TITL|TITLEIST ASSET MANAGEMENT, LTD.|300
TAP|MOLSON COORS CO CL B|TKNG|ALLY INVEST SECURITIES LLC|2562
TAP|MOLSON COORS CO CL B|TRBT|Tradebot Systems, Inc.|375264
TAP|MOLSON COORS CO CL B|TRCM|TRC MARKETS LLC|429715
TAP|MOLSON COORS CO CL B|TWTT|TASTYWORKS, INC.|450
TAP|MOLSON COORS CO CL B|UBSA|UBS SECURITIES LLC|1235316
TAP|MOLSON COORS CO CL B|UBSS|UBS Securities LLC|1673038
TAP|MOLSON COORS CO CL B|VALX|VIRTU AMERICAS LLC|12813
TAP|MOLSON COORS CO CL B|VGRD|Vanguard Marketing Corporation|11545
TAP|MOLSON COORS CO CL B|VSIN|Vision Financial Markets Llc|21
TAP|MOLSON COORS CO CL B|WBLR|WILLIAM BLAIR|40
TAP|MOLSON COORS CO CL B|WBPX|SUMMIT SECURITIES GROUP, LLC|4287
TAP|MOLSON COORS CO CL B|WCHV|WELLS FARGO SECURITIES, LLC|149110
TAP|MOLSON COORS CO CL B|WDNX|WEEDEN & CO.L.P.|836
TAP|MOLSON COORS CO CL B|WEDB|WEDBUSH SECURITIES INC.|17730
TAP|MOLSON COORS CO CL B|WEED|Weeden & Co.L.P.|24600
TAP|MOLSON COORS CO CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58552
TAP|MOLSON COORS CO CL B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|134154
TAP|MOLSON COORS CO CL B|WGIF|CIBC World Markets Inc.|2296
TAP|MOLSON COORS CO CL B|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2423
TAP|MOLSON COORS CO CL B|WORD|Worden Capital Management LLC|37
TAP|MOLSON COORS CO CL B|WSAG|WALL STREET ACCESS|201
TAP|MOLSON COORS CO CL B|WSEA|WOLVERINE SECURITIES, LLC|20231
TAP|MOLSON COORS CO CL B|XIST|INSTINET, LLC|187220
TAP|MOLSON COORS CO CL B|XPQR|Jump Trading|1700
TAP|MOLSON COORS CO CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|95554
TAP|MOLSON COORS CO CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|7923
TAP|MOLSON COORS CO CL B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5961
TAP.A|MOLSON COORS CO CL A|CHAS|Charles Schwab & Co., Inc.|1
TAP.A|MOLSON COORS CO CL A|EDJO|Edward D. Jones & Co., L.P.|69
TAP.A|MOLSON COORS CO CL A|IBKR|Interactive Brokers Llc|158
TAP.A|MOLSON COORS CO CL A|MOTF|MOTIF INVESTING, INC.|3
TAP.A|MOLSON COORS CO CL A|NFSC|National Financial Services LLC|7
TAP.A|MOLSON COORS CO CL A|NITE|VIRTU Americas LLC|258
TAP.A|MOLSON COORS CO CL A|UBSS|UBS Securities LLC|69
TAP.A|MOLSON COORS CO CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|185
TAPR|BARCLAYS PLC ETN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|598
TAPR|BARCLAYS PLC ETN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|919
TAPR|BARCLAYS PLC ETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
TAPR|BARCLAYS PLC ETN|DBAX|Deutsche Bank Securities Inc.|300
TAPR|BARCLAYS PLC ETN|EBXL|EBX LLC|200
TAPR|BARCLAYS PLC ETN|EGXM|CBOE TRADING, INC.|177
TAPR|BARCLAYS PLC ETN|ETRS|E*Trade Securities LLC|650
TAPR|BARCLAYS PLC ETN|FBCO|Credit Suisse Securities (USA) LLC|800
TAPR|BARCLAYS PLC ETN|FOMA|TD AMERITRADE CLEARING, INC.|13174
TAPR|BARCLAYS PLC ETN|GLPX|ACS EXECUTION SERVICES, LLC|2
TAPR|BARCLAYS PLC ETN|IBKR|Interactive Brokers Llc|837
TAPR|BARCLAYS PLC ETN|JSJX|JANE STREET CAPITAL LLC|322
TAPR|BARCLAYS PLC ETN|LEHM|Barclays Capital Inc./Le|600
TAPR|BARCLAYS PLC ETN|LIME|Lime Brokerage LLC|534
TAPR|BARCLAYS PLC ETN|MOTF|MOTIF INVESTING, INC.|1
TAPR|BARCLAYS PLC ETN|MSCO|MORGAN STANLEY & CO. LLC|101
TAPR|BARCLAYS PLC ETN|NFSC|National Financial Services LLC|680
TAPR|BARCLAYS PLC ETN|NITE|VIRTU Americas LLC|5783
TAPR|BARCLAYS PLC ETN|PDQM|CODA MARKETS, INC.|2
TAPR|BARCLAYS PLC ETN|SPTD|MINT GLOBAL MARKETS, INC.|210
TAPR|BARCLAYS PLC ETN|SWIM|TD Ameritrade, Inc.|305
TAPR|BARCLAYS PLC ETN|TKNG|ALLY INVEST SECURITIES LLC|20
TAPR|BARCLAYS PLC ETN|UBSA|UBS SECURITIES LLC|1281
TAPR|BARCLAYS PLC ETN|UBSS|UBS Securities LLC|515
TAPR|BARCLAYS PLC ETN|VGRD|Vanguard Marketing Corporation|1886
TAPR|BARCLAYS PLC ETN|WSEA|WOLVERINE SECURITIES, LLC|89
TARO|TARO PHARM INDS|ALTX|Alternet Securities Inc.|800
TARO|TARO PHARM INDS|APCC|Apex Clearing Corporation|97
TARO|TARO PHARM INDS|BATM|CBOE TRADING, INC.|192
TARO|TARO PHARM INDS|BERN|Sanford C. Bernstein & Co., LLC|26633
TARO|TARO PHARM INDS|BTIG|BTIG, LLC|240
TARO|TARO PHARM INDS|BYXM|CBOE TRADING, INC.|400
TARO|TARO PHARM INDS|BZYD|GOLDMAN SACHS & CO. LLC|200
TARO|TARO PHARM INDS|CANT|Cantor Fitzgerald & Co.|200
TARO|TARO PHARM INDS|CLSA|CLSA AMERICAS, LLC|200
TARO|TARO PHARM INDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20308
TARO|TARO PHARM INDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1308
TARO|TARO PHARM INDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1539
TARO|TARO PHARM INDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25169
TARO|TARO PHARM INDS|CTDL|Citadel Derivatives Group Llc|10
TARO|TARO PHARM INDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|680
TARO|TARO PHARM INDS|DBAB|Deutsche Bank Securities Inc.|2914
TARO|TARO PHARM INDS|DBAX|Deutsche Bank Securities Inc.|39700
TARO|TARO PHARM INDS|DBUL|Deutsche Bank Securities Inc.|100
TARO|TARO PHARM INDS|DEAN|MORGAN STANLEY|1143
TARO|TARO PHARM INDS|DEGS|RONIN PROFESSIONAL LLC|100
TARO|TARO PHARM INDS|EBXL|EBX LLC|9600
TARO|TARO PHARM INDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|273
TARO|TARO PHARM INDS|EDJO|Edward D. Jones & Co., L.P.|41
TARO|TARO PHARM INDS|EGAM|CBOE TRADING, INC.|710
TARO|TARO PHARM INDS|EGAW|CBOE TRADING, INC.|106
TARO|TARO PHARM INDS|EGXM|CBOE TRADING, INC.|130
TARO|TARO PHARM INDS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|246
TARO|TARO PHARM INDS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1074
TARO|TARO PHARM INDS|ETRS|E*Trade Securities LLC|1089
TARO|TARO PHARM INDS|FILL|Tradestation Securities, Inc.|123
TARO|TARO PHARM INDS|FMAF|NBCN Inc./ CDS|1316
TARO|TARO PHARM INDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5406
TARO|TARO PHARM INDS|FTBR|Foliofn Investments, Inc.|139
TARO|TARO PHARM INDS|GLIS|TD Securities Inc|170
TARO|TARO PHARM INDS|GLPX|ACS EXECUTION SERVICES, LLC|10875
TARO|TARO PHARM INDS|GSCO|GOLDMAN SACHS & CO. LLC|18084
TARO|TARO PHARM INDS|GSCS|GOLDMAN SACHS & CO. LLC|100
TARO|TARO PHARM INDS|GSLT|GOLDMAN SACHS & CO. LLC|200
TARO|TARO PHARM INDS|GTSZ|GTS SECURITIES LLC|19571
TARO|TARO PHARM INDS|HRBF|American Enterprise Investment Services Inc.|102
TARO|TARO PHARM INDS|HSBC|HSBC Securities, Inc.|153
TARO|TARO PHARM INDS|IATS|INTERACTIVE BROKERS LLC|777
TARO|TARO PHARM INDS|IBKR|Interactive Brokers Llc|40
TARO|TARO PHARM INDS|ICBX|INSTINET, LLC|2300
TARO|TARO PHARM INDS|INCA|INSTINET, LLC|10059
TARO|TARO PHARM INDS|INJX|INSTINET, LLC|228
TARO|TARO PHARM INDS|ITGI|ITG Inc.|4361
TARO|TARO PHARM INDS|ITGP|ITG INC.|10400
TARO|TARO PHARM INDS|JEFF|JEFFERIES LLC|235
TARO|TARO PHARM INDS|JHDR|J.H. Darbie & Co., Inc.|28
TARO|TARO PHARM INDS|JONE|JonesTrading|2941
TARO|TARO PHARM INDS|JPBX|J.P. MORGAN SECURITIES LLC|300
TARO|TARO PHARM INDS|JPMX|J.P. Morgan Securities LLC|54815
TARO|TARO PHARM INDS|JSJX|JANE STREET CAPITAL LLC|2069
TARO|TARO PHARM INDS|KCGM|VIRTU Americas LLC|3600
TARO|TARO PHARM INDS|LEHM|Barclays Capital Inc./Le|11715
TARO|TARO PHARM INDS|LIME|Lime Brokerage LLC|2643
TARO|TARO PHARM INDS|LQNA|LIQUIDNET, INC.|17400
TARO|TARO PHARM INDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10620
TARO|TARO PHARM INDS|MOTF|MOTIF INVESTING, INC.|7
TARO|TARO PHARM INDS|MSCO|MORGAN STANLEY & CO. LLC|35007
TARO|TARO PHARM INDS|MSPL|MORGAN STANLEY & CO. LLC|27900
TARO|TARO PHARM INDS|MSTX|MORGAN STANLEY & CO. LLC|2000
TARO|TARO PHARM INDS|NFSC|National Financial Services LLC|4823
TARO|TARO PHARM INDS|NITE|VIRTU Americas LLC|21532
TARO|TARO PHARM INDS|NQRB|Brut, LLC|331
TARO|TARO PHARM INDS|OPCO|Oppenheimer & Co. Inc.|150
TARO|TARO PHARM INDS|PDQM|CODA MARKETS, INC.|21937
TARO|TARO PHARM INDS|RBCM|RBC CAPITAL MARKETS, LLC|50
TARO|TARO PHARM INDS|SBSH|Citigroup Global Markets Inc.|1247
TARO|TARO PHARM INDS|SGMT|GOLDMAN SACHS & CO. LLC|10583
TARO|TARO PHARM INDS|SPDR|SPEEDROUTE LLC|3301
TARO|TARO PHARM INDS|SWIM|TD Ameritrade, Inc.|7934
TARO|TARO PHARM INDS|TKNG|ALLY INVEST SECURITIES LLC|108
TARO|TARO PHARM INDS|TRBT|Tradebot Systems, Inc.|422
TARO|TARO PHARM INDS|TRCM|TRC MARKETS LLC|1056
TARO|TARO PHARM INDS|UBSA|UBS SECURITIES LLC|66384
TARO|TARO PHARM INDS|UBSS|UBS Securities LLC|63428
TARO|TARO PHARM INDS|VALX|VIRTU AMERICAS LLC|1878
TARO|TARO PHARM INDS|VGRD|Vanguard Marketing Corporation|350
TARO|TARO PHARM INDS|WCHV|WELLS FARGO SECURITIES, LLC|2523
TARO|TARO PHARM INDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|205
TARO|TARO PHARM INDS|WSEA|WOLVERINE SECURITIES, LLC|32
TARO|TARO PHARM INDS|XIST|INSTINET, LLC|6400
TARO|TARO PHARM INDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4214
TARO|TARO PHARM INDS|YKNA|COMHAR CAPITAL MARKETS, LLC|4329
TAST|CARROLS RSTRNT GROUP|ANOS|ABEL/NOSER, L.L.C.|863
TAST|CARROLS RSTRNT GROUP|APCC|Apex Clearing Corporation|101
TAST|CARROLS RSTRNT GROUP|BAYT|BTIG, LLC|14589
TAST|CARROLS RSTRNT GROUP|BERN|Sanford C. Bernstein & Co., LLC|1377
TAST|CARROLS RSTRNT GROUP|BIDS|BIDS TRADING L.P.|14600
TAST|CARROLS RSTRNT GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|700
TAST|CARROLS RSTRNT GROUP|BLKX|INSTINET, LLC|187100
TAST|CARROLS RSTRNT GROUP|BMOC|BMO Capital Markets Corp.|5529
TAST|CARROLS RSTRNT GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|3580
TAST|CARROLS RSTRNT GROUP|BTIG|BTIG, LLC|252
TAST|CARROLS RSTRNT GROUP|BZYD|GOLDMAN SACHS & CO. LLC|5700
TAST|CARROLS RSTRNT GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16467
TAST|CARROLS RSTRNT GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59295
TAST|CARROLS RSTRNT GROUP|CTDL|Citadel Derivatives Group Llc|1338
TAST|CARROLS RSTRNT GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|17090
TAST|CARROLS RSTRNT GROUP|DBAB|Deutsche Bank Securities Inc.|121550
TAST|CARROLS RSTRNT GROUP|DBAX|Deutsche Bank Securities Inc.|39300
TAST|CARROLS RSTRNT GROUP|DBUL|Deutsche Bank Securities Inc.|100
TAST|CARROLS RSTRNT GROUP|DEAN|MORGAN STANLEY|3325
TAST|CARROLS RSTRNT GROUP|DEGS|RONIN PROFESSIONAL LLC|4249
TAST|CARROLS RSTRNT GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|799
TAST|CARROLS RSTRNT GROUP|DOTC|Dougherty & Company LLC|20868
TAST|CARROLS RSTRNT GROUP|EBXL|EBX LLC|57400
TAST|CARROLS RSTRNT GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
TAST|CARROLS RSTRNT GROUP|EDJO|Edward D. Jones & Co., L.P.|900
TAST|CARROLS RSTRNT GROUP|EGAM|CBOE TRADING, INC.|3602
TAST|CARROLS RSTRNT GROUP|EGXM|CBOE TRADING, INC.|100
TAST|CARROLS RSTRNT GROUP|ETBE|Electronic Transaction Clearing, Inc.|7057
TAST|CARROLS RSTRNT GROUP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2000
TAST|CARROLS RSTRNT GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17235
TAST|CARROLS RSTRNT GROUP|ETRS|E*Trade Securities LLC|8793
TAST|CARROLS RSTRNT GROUP|FBCO|Credit Suisse Securities (USA) LLC|465367
TAST|CARROLS RSTRNT GROUP|FILL|Tradestation Securities, Inc.|15
TAST|CARROLS RSTRNT GROUP|FMCO|First Manhattan Co|4500
TAST|CARROLS RSTRNT GROUP|FOMA|TD AMERITRADE CLEARING, INC.|25011
TAST|CARROLS RSTRNT GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61926
TAST|CARROLS RSTRNT GROUP|FTBR|Foliofn Investments, Inc.|132
TAST|CARROLS RSTRNT GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|9970
TAST|CARROLS RSTRNT GROUP|GLPX|ACS EXECUTION SERVICES, LLC|400
TAST|CARROLS RSTRNT GROUP|GSCO|GOLDMAN SACHS & CO. LLC|549561
TAST|CARROLS RSTRNT GROUP|GSCS|GOLDMAN SACHS & CO. LLC|14744
TAST|CARROLS RSTRNT GROUP|GSLT|GOLDMAN SACHS & CO. LLC|60
TAST|CARROLS RSTRNT GROUP|GTSZ|GTS SECURITIES LLC|2964
TAST|CARROLS RSTRNT GROUP|HSBC|HSBC Securities, Inc.|2099
TAST|CARROLS RSTRNT GROUP|IBKR|Interactive Brokers Llc|37521
TAST|CARROLS RSTRNT GROUP|ICBX|INSTINET, LLC|58098
TAST|CARROLS RSTRNT GROUP|IEQY|CITADEL SECURITIES LLC|9760
TAST|CARROLS RSTRNT GROUP|INCA|INSTINET, LLC|178994
TAST|CARROLS RSTRNT GROUP|INJX|INSTINET, LLC|6669
TAST|CARROLS RSTRNT GROUP|ITGI|ITG Inc.|11188
TAST|CARROLS RSTRNT GROUP|ITGP|ITG INC.|84600
TAST|CARROLS RSTRNT GROUP|JEFF|JEFFERIES LLC|55777
TAST|CARROLS RSTRNT GROUP|JMPT|JUMP TRADING, LLC|2318
TAST|CARROLS RSTRNT GROUP|JPBX|J.P. MORGAN SECURITIES LLC|6316
TAST|CARROLS RSTRNT GROUP|JPMX|J.P. Morgan Securities LLC|131324
TAST|CARROLS RSTRNT GROUP|KCGM|VIRTU Americas LLC|20868
TAST|CARROLS RSTRNT GROUP|LEHM|Barclays Capital Inc./Le|318980
TAST|CARROLS RSTRNT GROUP|LIME|Lime Brokerage LLC|146708
TAST|CARROLS RSTRNT GROUP|LQNA|LIQUIDNET, INC.|6700
TAST|CARROLS RSTRNT GROUP|MACQ|Macquarie Capital (USA) Inc.|5187
TAST|CARROLS RSTRNT GROUP|MAXM|Maxim Group LLC|2200
TAST|CARROLS RSTRNT GROUP|MBTS|ALLY INVEST SECURITIES LLC|1000
TAST|CARROLS RSTRNT GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|88996
TAST|CARROLS RSTRNT GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2100
TAST|CARROLS RSTRNT GROUP|MSCO|MORGAN STANLEY & CO. LLC|784416
TAST|CARROLS RSTRNT GROUP|MSPL|MORGAN STANLEY & CO. LLC|18200
TAST|CARROLS RSTRNT GROUP|MSTX|MORGAN STANLEY & CO. LLC|11200
TAST|CARROLS RSTRNT GROUP|NEUB|NEUBERGER BERMAN BD LLC|100
TAST|CARROLS RSTRNT GROUP|NFSC|National Financial Services LLC|93023
TAST|CARROLS RSTRNT GROUP|NITE|VIRTU Americas LLC|86679
TAST|CARROLS RSTRNT GROUP|NITP|VIRTU Americas LLC|8800
TAST|CARROLS RSTRNT GROUP|OPCO|Oppenheimer & Co. Inc.|2150
TAST|CARROLS RSTRNT GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1380
TAST|CARROLS RSTRNT GROUP|PDQM|CODA MARKETS, INC.|30025
TAST|CARROLS RSTRNT GROUP|PHLY|NASDAQ Execution Services, LLC|200
TAST|CARROLS RSTRNT GROUP|RAJA|Raymond James & Associates, Inc.|18242
TAST|CARROLS RSTRNT GROUP|RHCO|Suntrust Robinson Humphrey, Inc.|9300
TAST|CARROLS RSTRNT GROUP|SAGL|SAGETRADER, LLC|100
TAST|CARROLS RSTRNT GROUP|SBSH|Citigroup Global Markets Inc.|70611
TAST|CARROLS RSTRNT GROUP|SGMT|GOLDMAN SACHS & CO. LLC|64281
TAST|CARROLS RSTRNT GROUP|SPDR|SPEEDROUTE LLC|2400
TAST|CARROLS RSTRNT GROUP|SPHN|Stephens Inc.|64180
TAST|CARROLS RSTRNT GROUP|SWIM|TD Ameritrade, Inc.|5446
TAST|CARROLS RSTRNT GROUP|TKNG|ALLY INVEST SECURITIES LLC|320
TAST|CARROLS RSTRNT GROUP|TRBT|Tradebot Systems, Inc.|17276
TAST|CARROLS RSTRNT GROUP|TRCM|TRC MARKETS LLC|63745
TAST|CARROLS RSTRNT GROUP|UBSA|UBS SECURITIES LLC|218664
TAST|CARROLS RSTRNT GROUP|UBSS|UBS Securities LLC|165403
TAST|CARROLS RSTRNT GROUP|VALX|VIRTU AMERICAS LLC|14914
TAST|CARROLS RSTRNT GROUP|VGRD|Vanguard Marketing Corporation|3995
TAST|CARROLS RSTRNT GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|200
TAST|CARROLS RSTRNT GROUP|WCHV|WELLS FARGO SECURITIES, LLC|8829
TAST|CARROLS RSTRNT GROUP|WDNX|WEEDEN & CO.L.P.|1430
TAST|CARROLS RSTRNT GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2305
TAST|CARROLS RSTRNT GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|468
TAST|CARROLS RSTRNT GROUP|WSEA|WOLVERINE SECURITIES, LLC|1056
TAST|CARROLS RSTRNT GROUP|XIST|INSTINET, LLC|86140
TAST|CARROLS RSTRNT GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17864
TAST|CARROLS RSTRNT GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
TAT|TRANSATLANTIC PETROL|ALTX|Alternet Securities Inc.|3100
TAT|TRANSATLANTIC PETROL|APCC|Apex Clearing Corporation|2206
TAT|TRANSATLANTIC PETROL|BATM|CBOE TRADING, INC.|100
TAT|TRANSATLANTIC PETROL|BLKX|INSTINET, LLC|60000
TAT|TRANSATLANTIC PETROL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6600
TAT|TRANSATLANTIC PETROL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9375
TAT|TRANSATLANTIC PETROL|CXCX|CITIGROUP GLOBAL MARKETS INC.|666
TAT|TRANSATLANTIC PETROL|DBAB|Deutsche Bank Securities Inc.|600
TAT|TRANSATLANTIC PETROL|DBAX|Deutsche Bank Securities Inc.|6200
TAT|TRANSATLANTIC PETROL|DEAN|MORGAN STANLEY|900
TAT|TRANSATLANTIC PETROL|DEGS|RONIN PROFESSIONAL LLC|2351
TAT|TRANSATLANTIC PETROL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3300
TAT|TRANSATLANTIC PETROL|EBXL|EBX LLC|3700
TAT|TRANSATLANTIC PETROL|EGAM|CBOE TRADING, INC.|400
TAT|TRANSATLANTIC PETROL|EGXM|CBOE TRADING, INC.|200
TAT|TRANSATLANTIC PETROL|ETRS|E*Trade Securities LLC|117364
TAT|TRANSATLANTIC PETROL|FILL|Tradestation Securities, Inc.|7000
TAT|TRANSATLANTIC PETROL|FNXS|FENIX SECURITIES, LLC|7825
TAT|TRANSATLANTIC PETROL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10044
TAT|TRANSATLANTIC PETROL|FTBR|Foliofn Investments, Inc.|1718
TAT|TRANSATLANTIC PETROL|GLIS|TD Securities Inc|6208
TAT|TRANSATLANTIC PETROL|GSCO|GOLDMAN SACHS & CO. LLC|378
TAT|TRANSATLANTIC PETROL|GSCS|GOLDMAN SACHS & CO. LLC|3402
TAT|TRANSATLANTIC PETROL|HASF|Haywood Securities Inc./CDS|5248
TAT|TRANSATLANTIC PETROL|HRBF|American Enterprise Investment Services Inc.|40
TAT|TRANSATLANTIC PETROL|IATS|INTERACTIVE BROKERS LLC|2850
TAT|TRANSATLANTIC PETROL|IBKR|Interactive Brokers Llc|18089
TAT|TRANSATLANTIC PETROL|ICBX|INSTINET, LLC|14016
TAT|TRANSATLANTIC PETROL|INCA|INSTINET, LLC|1969
TAT|TRANSATLANTIC PETROL|ITGI|ITG Inc.|29213
TAT|TRANSATLANTIC PETROL|ITGP|ITG INC.|171800
TAT|TRANSATLANTIC PETROL|JEFF|JEFFERIES LLC|1100
TAT|TRANSATLANTIC PETROL|JMPT|JUMP TRADING, LLC|248
TAT|TRANSATLANTIC PETROL|JPMX|J.P. Morgan Securities LLC|12526
TAT|TRANSATLANTIC PETROL|KCGM|VIRTU Americas LLC|6100
TAT|TRANSATLANTIC PETROL|LEHM|Barclays Capital Inc./Le|16204
TAT|TRANSATLANTIC PETROL|LIME|Lime Brokerage LLC|4143
TAT|TRANSATLANTIC PETROL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1914
TAT|TRANSATLANTIC PETROL|MSCO|MORGAN STANLEY & CO. LLC|44375
TAT|TRANSATLANTIC PETROL|MSPL|MORGAN STANLEY & CO. LLC|1500
TAT|TRANSATLANTIC PETROL|MSTX|MORGAN STANLEY & CO. LLC|200
TAT|TRANSATLANTIC PETROL|NFSC|National Financial Services LLC|188980
TAT|TRANSATLANTIC PETROL|NITE|VIRTU Americas LLC|341633
TAT|TRANSATLANTIC PETROL|NTBF|BMO Nesbitt Burns Inc./CDS|1000
TAT|TRANSATLANTIC PETROL|OPCO|Oppenheimer & Co. Inc.|3200
TAT|TRANSATLANTIC PETROL|PAUL|Paulson Investment Company, Inc.|3700
TAT|TRANSATLANTIC PETROL|PDQM|CODA MARKETS, INC.|1000
TAT|TRANSATLANTIC PETROL|PWJC|UBS Financial Services, Inc.|265
TAT|TRANSATLANTIC PETROL|SBSH|Citigroup Global Markets Inc.|180
TAT|TRANSATLANTIC PETROL|SGMT|GOLDMAN SACHS & CO. LLC|6492
TAT|TRANSATLANTIC PETROL|SPDR|SPEEDROUTE LLC|1451
TAT|TRANSATLANTIC PETROL|STFL|Stifel, Nicolaus & Company, Incorporated|6819
TAT|TRANSATLANTIC PETROL|SWIM|TD Ameritrade, Inc.|72747
TAT|TRANSATLANTIC PETROL|SWST|Hilltop Securities Inc.|650
TAT|TRANSATLANTIC PETROL|TKNG|ALLY INVEST SECURITIES LLC|4900
TAT|TRANSATLANTIC PETROL|TRCM|TRC MARKETS LLC|675
TAT|TRANSATLANTIC PETROL|UBSA|UBS SECURITIES LLC|12272
TAT|TRANSATLANTIC PETROL|UBSS|UBS Securities LLC|133345
TAT|TRANSATLANTIC PETROL|VGRD|Vanguard Marketing Corporation|8578
TAT|TRANSATLANTIC PETROL|WCHV|WELLS FARGO SECURITIES, LLC|8226
TAT|TRANSATLANTIC PETROL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|410
TAT|TRANSATLANTIC PETROL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1356
TAT|TRANSATLANTIC PETROL|WSEA|WOLVERINE SECURITIES, LLC|861
TAT|TRANSATLANTIC PETROL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
TAT|TRANSATLANTIC PETROL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
TATT|T A T TECH LTD|APCC|Apex Clearing Corporation|120
TATT|T A T TECH LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|351
TATT|T A T TECH LTD|DADA|D.A. Davidson & Co.|1500
TATT|T A T TECH LTD|DBAB|Deutsche Bank Securities Inc.|2038
TATT|T A T TECH LTD|DEAN|MORGAN STANLEY|300
TATT|T A T TECH LTD|DEGS|RONIN PROFESSIONAL LLC|200
TATT|T A T TECH LTD|EGXM|CBOE TRADING, INC.|100
TATT|T A T TECH LTD|ETRS|E*Trade Securities LLC|1159
TATT|T A T TECH LTD|FBCO|Credit Suisse Securities (USA) LLC|300
TATT|T A T TECH LTD|FOMA|TD AMERITRADE CLEARING, INC.|12618
TATT|T A T TECH LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|283
TATT|T A T TECH LTD|GSLT|GOLDMAN SACHS & CO. LLC|7235
TATT|T A T TECH LTD|HRBF|American Enterprise Investment Services Inc.|500
TATT|T A T TECH LTD|IATS|INTERACTIVE BROKERS LLC|512
TATT|T A T TECH LTD|IBKR|Interactive Brokers Llc|12673
TATT|T A T TECH LTD|ICBX|INSTINET, LLC|500
TATT|T A T TECH LTD|INCA|INSTINET, LLC|2918
TATT|T A T TECH LTD|ITGP|ITG INC.|1200
TATT|T A T TECH LTD|LIME|Lime Brokerage LLC|6598
TATT|T A T TECH LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
TATT|T A T TECH LTD|MSCO|MORGAN STANLEY & CO. LLC|5670
TATT|T A T TECH LTD|NFSC|National Financial Services LLC|6782
TATT|T A T TECH LTD|NITE|VIRTU Americas LLC|14969
TATT|T A T TECH LTD|OPCO|Oppenheimer & Co. Inc.|233
TATT|T A T TECH LTD|SBSH|Citigroup Global Markets Inc.|100
TATT|T A T TECH LTD|SGMT|GOLDMAN SACHS & CO. LLC|35
TATT|T A T TECH LTD|SWIM|TD Ameritrade, Inc.|337
TATT|T A T TECH LTD|TRCM|TRC MARKETS LLC|94
TATT|T A T TECH LTD|UBSS|UBS Securities LLC|550
TATT|T A T TECH LTD|VALX|VIRTU AMERICAS LLC|20
TATT|T A T TECH LTD|VGRD|Vanguard Marketing Corporation|1897
TATT|T A T TECH LTD|WCHV|WELLS FARGO SECURITIES, LLC|200
TATT|T A T TECH LTD|WSEA|WOLVERINE SECURITIES, LLC|450
TATT|T A T TECH LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|212
TAX|LIBERTY TAX CL A CMN|APCC|Apex Clearing Corporation|133
TAX|LIBERTY TAX CL A CMN|BATM|CBOE TRADING, INC.|12
TAX|LIBERTY TAX CL A CMN|BAYC|BAY CREST PARTNERS, LLC|21944
TAX|LIBERTY TAX CL A CMN|BBNT|BB&T SECURITIES, LLC|3143
TAX|LIBERTY TAX CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
TAX|LIBERTY TAX CL A CMN|BLKX|INSTINET, LLC|432600
TAX|LIBERTY TAX CL A CMN|BMOC|BMO Capital Markets Corp.|1038
TAX|LIBERTY TAX CL A CMN|BNCH|The Benchmark Company, LLC|1700
TAX|LIBERTY TAX CL A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|509
TAX|LIBERTY TAX CL A CMN|BTIG|BTIG, LLC|1012
TAX|LIBERTY TAX CL A CMN|BYXM|CBOE TRADING, INC.|375
TAX|LIBERTY TAX CL A CMN|BZYD|GOLDMAN SACHS & CO. LLC|200
TAX|LIBERTY TAX CL A CMN|CANT|Cantor Fitzgerald & Co.|517
TAX|LIBERTY TAX CL A CMN|CHAS|Charles Schwab & Co., Inc.|3
TAX|LIBERTY TAX CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2144
TAX|LIBERTY TAX CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
TAX|LIBERTY TAX CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|473
TAX|LIBERTY TAX CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|53962
TAX|LIBERTY TAX CL A CMN|CTDL|Citadel Derivatives Group Llc|851
TAX|LIBERTY TAX CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1160
TAX|LIBERTY TAX CL A CMN|DBAB|Deutsche Bank Securities Inc.|76544
TAX|LIBERTY TAX CL A CMN|DBAX|Deutsche Bank Securities Inc.|15600
TAX|LIBERTY TAX CL A CMN|DEAN|MORGAN STANLEY|51
TAX|LIBERTY TAX CL A CMN|DEGS|RONIN PROFESSIONAL LLC|6665
TAX|LIBERTY TAX CL A CMN|EBXL|EBX LLC|30600
TAX|LIBERTY TAX CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|810
TAX|LIBERTY TAX CL A CMN|EDJO|Edward D. Jones & Co., L.P.|4500
TAX|LIBERTY TAX CL A CMN|EGAM|CBOE TRADING, INC.|700
TAX|LIBERTY TAX CL A CMN|EGXM|CBOE TRADING, INC.|1
TAX|LIBERTY TAX CL A CMN|ETRS|E*Trade Securities LLC|1700
TAX|LIBERTY TAX CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|26012
TAX|LIBERTY TAX CL A CMN|FILL|Tradestation Securities, Inc.|2015
TAX|LIBERTY TAX CL A CMN|FMAF|NBCN Inc./ CDS|4104
TAX|LIBERTY TAX CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|91820
TAX|LIBERTY TAX CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2404
TAX|LIBERTY TAX CL A CMN|FTBR|Foliofn Investments, Inc.|1003
TAX|LIBERTY TAX CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1750
TAX|LIBERTY TAX CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|2500
TAX|LIBERTY TAX CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|259609
TAX|LIBERTY TAX CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|7201
TAX|LIBERTY TAX CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|1400
TAX|LIBERTY TAX CL A CMN|GTSZ|GTS SECURITIES LLC|9686
TAX|LIBERTY TAX CL A CMN|HRBF|American Enterprise Investment Services Inc.|2295
TAX|LIBERTY TAX CL A CMN|IATS|INTERACTIVE BROKERS LLC|4500
TAX|LIBERTY TAX CL A CMN|IBKR|Interactive Brokers Llc|101174
TAX|LIBERTY TAX CL A CMN|ICBX|INSTINET, LLC|10368
TAX|LIBERTY TAX CL A CMN|IEQY|CITADEL SECURITIES LLC|10
TAX|LIBERTY TAX CL A CMN|INCA|INSTINET, LLC|63948
TAX|LIBERTY TAX CL A CMN|INJX|INSTINET, LLC|2327
TAX|LIBERTY TAX CL A CMN|ITGI|ITG Inc.|6102
TAX|LIBERTY TAX CL A CMN|ITGP|ITG INC.|25200
TAX|LIBERTY TAX CL A CMN|JANY|Janney Montgomery Scott Inc.|126
TAX|LIBERTY TAX CL A CMN|JEFF|JEFFERIES LLC|916
TAX|LIBERTY TAX CL A CMN|JMPT|JUMP TRADING, LLC|142
TAX|LIBERTY TAX CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|2950
TAX|LIBERTY TAX CL A CMN|JPMX|J.P. Morgan Securities LLC|26061
TAX|LIBERTY TAX CL A CMN|JSJX|JANE STREET CAPITAL LLC|712
TAX|LIBERTY TAX CL A CMN|KCGM|VIRTU Americas LLC|18839
TAX|LIBERTY TAX CL A CMN|LEHM|Barclays Capital Inc./Le|149700
TAX|LIBERTY TAX CL A CMN|LIME|Lime Brokerage LLC|58327
TAX|LIBERTY TAX CL A CMN|LMGP|LIME BROKERAGE LLC|2300
TAX|LIBERTY TAX CL A CMN|LQNA|LIQUIDNET, INC.|175500
TAX|LIBERTY TAX CL A CMN|MAXM|Maxim Group LLC|202
TAX|LIBERTY TAX CL A CMN|MCMF|Raymond James Ltd. Cds|4270
TAX|LIBERTY TAX CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27078
TAX|LIBERTY TAX CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|274939
TAX|LIBERTY TAX CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|46500
TAX|LIBERTY TAX CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|30400
TAX|LIBERTY TAX CL A CMN|NFSC|National Financial Services LLC|76253
TAX|LIBERTY TAX CL A CMN|NITE|VIRTU Americas LLC|392296
TAX|LIBERTY TAX CL A CMN|NITP|VIRTU Americas LLC|300
TAX|LIBERTY TAX CL A CMN|PDQM|CODA MARKETS, INC.|6700
TAX|LIBERTY TAX CL A CMN|PWJC|UBS Financial Services, Inc.|4564
TAX|LIBERTY TAX CL A CMN|RAJA|Raymond James & Associates, Inc.|1407
TAX|LIBERTY TAX CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|1
TAX|LIBERTY TAX CL A CMN|SAGL|SAGETRADER, LLC|200
TAX|LIBERTY TAX CL A CMN|SBSH|Citigroup Global Markets Inc.|179227
TAX|LIBERTY TAX CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|17786
TAX|LIBERTY TAX CL A CMN|SPDR|SPEEDROUTE LLC|5609
TAX|LIBERTY TAX CL A CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|18768
TAX|LIBERTY TAX CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|50
TAX|LIBERTY TAX CL A CMN|STXG|Stockcross Financial Services, Inc.|250
TAX|LIBERTY TAX CL A CMN|SWIM|TD Ameritrade, Inc.|11222
TAX|LIBERTY TAX CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|8231
TAX|LIBERTY TAX CL A CMN|TRBT|Tradebot Systems, Inc.|1365
TAX|LIBERTY TAX CL A CMN|TRCM|TRC MARKETS LLC|12923
TAX|LIBERTY TAX CL A CMN|UBSA|UBS SECURITIES LLC|75639
TAX|LIBERTY TAX CL A CMN|UBSS|UBS Securities LLC|278629
TAX|LIBERTY TAX CL A CMN|VALX|VIRTU AMERICAS LLC|4200
TAX|LIBERTY TAX CL A CMN|VGRD|Vanguard Marketing Corporation|2370
TAX|LIBERTY TAX CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|29907
TAX|LIBERTY TAX CL A CMN|WDNX|WEEDEN & CO.L.P.|4894
TAX|LIBERTY TAX CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1008
TAX|LIBERTY TAX CL A CMN|WGIF|CIBC World Markets Inc.|420
TAX|LIBERTY TAX CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|3899
TAX|LIBERTY TAX CL A CMN|XIST|INSTINET, LLC|1800
TAX|LIBERTY TAX CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48
TAYD|TAYLOR DEVICES INC.|APCC|Apex Clearing Corporation|3
TAYD|TAYLOR DEVICES INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
TAYD|TAYLOR DEVICES INC.|DBAB|Deutsche Bank Securities Inc.|3
TAYD|TAYLOR DEVICES INC.|DBAX|Deutsche Bank Securities Inc.|700
TAYD|TAYLOR DEVICES INC.|DEAN|MORGAN STANLEY|500
TAYD|TAYLOR DEVICES INC.|ETRS|E*Trade Securities LLC|455
TAYD|TAYLOR DEVICES INC.|FBCO|Credit Suisse Securities (USA) LLC|200
TAYD|TAYLOR DEVICES INC.|FOMA|TD AMERITRADE CLEARING, INC.|10253
TAYD|TAYLOR DEVICES INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12
TAYD|TAYLOR DEVICES INC.|GSCO|GOLDMAN SACHS & CO. LLC|2
TAYD|TAYLOR DEVICES INC.|HRBF|American Enterprise Investment Services Inc.|600
TAYD|TAYLOR DEVICES INC.|IBKR|Interactive Brokers Llc|1018
TAYD|TAYLOR DEVICES INC.|INCA|INSTINET, LLC|200
TAYD|TAYLOR DEVICES INC.|ITGI|ITG Inc.|329
TAYD|TAYLOR DEVICES INC.|KCGM|VIRTU Americas LLC|100
TAYD|TAYLOR DEVICES INC.|LEHM|Barclays Capital Inc./Le|15
TAYD|TAYLOR DEVICES INC.|LIME|Lime Brokerage LLC|1623
TAYD|TAYLOR DEVICES INC.|MSCO|MORGAN STANLEY & CO. LLC|1296
TAYD|TAYLOR DEVICES INC.|NFSC|National Financial Services LLC|1612
TAYD|TAYLOR DEVICES INC.|NITE|VIRTU Americas LLC|13019
TAYD|TAYLOR DEVICES INC.|RBCM|RBC CAPITAL MARKETS, LLC|500
TAYD|TAYLOR DEVICES INC.|SPTD|MINT GLOBAL MARKETS, INC.|400
TAYD|TAYLOR DEVICES INC.|STFL|Stifel, Nicolaus & Company, Incorporated|800
TAYD|TAYLOR DEVICES INC.|SWIM|TD Ameritrade, Inc.|1200
TAYD|TAYLOR DEVICES INC.|TKNG|ALLY INVEST SECURITIES LLC|160
TAYD|TAYLOR DEVICES INC.|TRCM|TRC MARKETS LLC|378
TAYD|TAYLOR DEVICES INC.|UBSA|UBS SECURITIES LLC|393
TAYD|TAYLOR DEVICES INC.|UBSS|UBS Securities LLC|3972
TAYD|TAYLOR DEVICES INC.|VGRD|Vanguard Marketing Corporation|1699
TAYD|TAYLOR DEVICES INC.|WCHV|WELLS FARGO SECURITIES, LLC|100
TAYD|TAYLOR DEVICES INC.|WSEA|WOLVERINE SECURITIES, LLC|45
TBB|AT&T INC.|AGIS|Aegis Capital Corp.|8500
TBB|AT&T INC.|ALTX|Alternet Securities Inc.|300
TBB|AT&T INC.|APCC|Apex Clearing Corporation|1395
TBB|AT&T INC.|BARD|Robert W. Baird & Co. Incorporated|3075
TBB|AT&T INC.|BATM|CBOE TRADING, INC.|200
TBB|AT&T INC.|BBNT|BB&T SECURITIES, LLC|4200
TBB|AT&T INC.|BERN|Sanford C. Bernstein & Co., LLC|22522
TBB|AT&T INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25583
TBB|AT&T INC.|BNCH|The Benchmark Company, LLC|6400
TBB|AT&T INC.|CANT|Cantor Fitzgerald & Co.|31500
TBB|AT&T INC.|CHAS|Charles Schwab & Co., Inc.|304
TBB|AT&T INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14253
TBB|AT&T INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36717
TBB|AT&T INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|9752
TBB|AT&T INC.|DAVA|Davenport & Company LLC|750
TBB|AT&T INC.|DBAB|Deutsche Bank Securities Inc.|53915
TBB|AT&T INC.|DBAX|Deutsche Bank Securities Inc.|21900
TBB|AT&T INC.|DEAN|MORGAN STANLEY|149108
TBB|AT&T INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
TBB|AT&T INC.|EBXL|EBX LLC|26300
TBB|AT&T INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7088
TBB|AT&T INC.|EDJO|Edward D. Jones & Co., L.P.|807
TBB|AT&T INC.|EGAM|CBOE TRADING, INC.|3169
TBB|AT&T INC.|EGXM|CBOE TRADING, INC.|703
TBB|AT&T INC.|ETRS|E*Trade Securities LLC|995
TBB|AT&T INC.|FINX|FINTECH SECURITIES|193
TBB|AT&T INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|450
TBB|AT&T INC.|GLPX|ACS EXECUTION SERVICES, LLC|699
TBB|AT&T INC.|GSCO|GOLDMAN SACHS & CO. LLC|1400
TBB|AT&T INC.|GSLT|GOLDMAN SACHS & CO. LLC|4060
TBB|AT&T INC.|GTSZ|GTS SECURITIES LLC|1971
TBB|AT&T INC.|HRBF|American Enterprise Investment Services Inc.|13217
TBB|AT&T INC.|HSBC|HSBC Securities, Inc.|400
TBB|AT&T INC.|IBKR|Interactive Brokers Llc|7508
TBB|AT&T INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1745
TBB|AT&T INC.|ICBX|INSTINET, LLC|13363
TBB|AT&T INC.|INCA|INSTINET, LLC|15452
TBB|AT&T INC.|INTL|INTL FCSTONE FINANCIAL INC.|70062
TBB|AT&T INC.|ITGI|ITG Inc.|4125
TBB|AT&T INC.|ITGP|ITG INC.|200
TBB|AT&T INC.|JANY|Janney Montgomery Scott Inc.|10206
TBB|AT&T INC.|JEFF|JEFFERIES LLC|59570
TBB|AT&T INC.|JPMX|J.P. Morgan Securities LLC|20392
TBB|AT&T INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|3456
TBB|AT&T INC.|JSJX|JANE STREET CAPITAL LLC|94
TBB|AT&T INC.|KCGM|VIRTU Americas LLC|4802
TBB|AT&T INC.|LEHM|Barclays Capital Inc./Le|13300
TBB|AT&T INC.|LIME|Lime Brokerage LLC|429
TBB|AT&T INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1533
TBB|AT&T INC.|MACC|Mid Atlantic Capital Corporation|7200
TBB|AT&T INC.|MAXM|Maxim Group LLC|10800
TBB|AT&T INC.|MCBT|Moors & Cabot, Inc.|600
TBB|AT&T INC.|MCMF|Raymond James Ltd. Cds|700
TBB|AT&T INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9238
TBB|AT&T INC.|MSCO|MORGAN STANLEY & CO. LLC|36017
TBB|AT&T INC.|MSPL|MORGAN STANLEY & CO. LLC|5900
TBB|AT&T INC.|NATL|National Securities Corporation|1100
TBB|AT&T INC.|NBCS|NBC Securities, INC.|475
TBB|AT&T INC.|NFSC|National Financial Services LLC|59719
TBB|AT&T INC.|NITE|VIRTU Americas LLC|252703
TBB|AT&T INC.|NQRB|Brut, LLC|600
TBB|AT&T INC.|NTRC|Northern Trust Securities, Inc.|1000
TBB|AT&T INC.|OPCO|Oppenheimer & Co. Inc.|1030
TBB|AT&T INC.|PCPT|PHILLIP CAPITAL INC.|24479
TBB|AT&T INC.|PDQM|CODA MARKETS, INC.|3099
TBB|AT&T INC.|PWJC|UBS Financial Services, Inc.|17489
TBB|AT&T INC.|RBCM|RBC CAPITAL MARKETS, LLC|78323
TBB|AT&T INC.|SALI|INTL FCSTONE FINANCIAL INC.|1755
TBB|AT&T INC.|SBSH|Citigroup Global Markets Inc.|26853
TBB|AT&T INC.|SGMT|GOLDMAN SACHS & CO. LLC|4779
TBB|AT&T INC.|SPDR|SPEEDROUTE LLC|700
TBB|AT&T INC.|SPHN|Stephens Inc.|698
TBB|AT&T INC.|STFL|Stifel, Nicolaus & Company, Incorporated|7763
TBB|AT&T INC.|SWIM|TD Ameritrade, Inc.|2880
TBB|AT&T INC.|TRBT|Tradebot Systems, Inc.|1854
TBB|AT&T INC.|TRCM|TRC MARKETS LLC|800
TBB|AT&T INC.|UBSA|UBS SECURITIES LLC|43207
TBB|AT&T INC.|UBSS|UBS Securities LLC|176686
TBB|AT&T INC.|VGRD|Vanguard Marketing Corporation|4538
TBB|AT&T INC.|VNDM|Wall Street Access|2100
TBB|AT&T INC.|WBLR|WILLIAM BLAIR|3612
TBB|AT&T INC.|WCHV|WELLS FARGO SECURITIES, LLC|903747
TBB|AT&T INC.|WEDB|WEDBUSH SECURITIES INC.|3210
TBB|AT&T INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1795
TBB|AT&T INC.|WSEA|WOLVERINE SECURITIES, LLC|4
TBB|AT&T INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|16670
TBB|AT&T INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|700
TBB|AT&T INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11994
TBBK|THE BANCORP, INC.|ALTX|Alternet Securities Inc.|7000
TBBK|THE BANCORP, INC.|APCC|Apex Clearing Corporation|20
TBBK|THE BANCORP, INC.|BATM|CBOE TRADING, INC.|2242
TBBK|THE BANCORP, INC.|BAYT|BTIG, LLC|10643
TBBK|THE BANCORP, INC.|BERN|Sanford C. Bernstein & Co., LLC|1752
TBBK|THE BANCORP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|744
TBBK|THE BANCORP, INC.|BMOC|BMO Capital Markets Corp.|7944
TBBK|THE BANCORP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|14175
TBBK|THE BANCORP, INC.|BTIG|BTIG, LLC|5764
TBBK|THE BANCORP, INC.|BYXM|CBOE TRADING, INC.|1641
TBBK|THE BANCORP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|4093
TBBK|THE BANCORP, INC.|CANT|Cantor Fitzgerald & Co.|599
TBBK|THE BANCORP, INC.|CHAS|Charles Schwab & Co., Inc.|2572
TBBK|THE BANCORP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58366
TBBK|THE BANCORP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1800
TBBK|THE BANCORP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86632
TBBK|THE BANCORP, INC.|CTDL|Citadel Derivatives Group Llc|38794
TBBK|THE BANCORP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|15798
TBBK|THE BANCORP, INC.|DBAB|Deutsche Bank Securities Inc.|201408
TBBK|THE BANCORP, INC.|DBAX|Deutsche Bank Securities Inc.|62200
TBBK|THE BANCORP, INC.|DEAN|MORGAN STANLEY|471
TBBK|THE BANCORP, INC.|DEGS|RONIN PROFESSIONAL LLC|741
TBBK|THE BANCORP, INC.|EBXL|EBX LLC|19800
TBBK|THE BANCORP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6161
TBBK|THE BANCORP, INC.|EGAM|CBOE TRADING, INC.|7035
TBBK|THE BANCORP, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
TBBK|THE BANCORP, INC.|EGXM|CBOE TRADING, INC.|2129
TBBK|THE BANCORP, INC.|EGXW|CBOE TRADING, INC.|200
TBBK|THE BANCORP, INC.|ETBE|Electronic Transaction Clearing, Inc.|9798
TBBK|THE BANCORP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|16614
TBBK|THE BANCORP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3080
TBBK|THE BANCORP, INC.|ETRS|E*Trade Securities LLC|23777
TBBK|THE BANCORP, INC.|FBCO|Credit Suisse Securities (USA) LLC|265346
TBBK|THE BANCORP, INC.|FMAF|NBCN Inc./ CDS|1030
TBBK|THE BANCORP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|19008
TBBK|THE BANCORP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1560
TBBK|THE BANCORP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|80159
TBBK|THE BANCORP, INC.|FTBR|Foliofn Investments, Inc.|395
TBBK|THE BANCORP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|22054
TBBK|THE BANCORP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|777
TBBK|THE BANCORP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|668488
TBBK|THE BANCORP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3300
TBBK|THE BANCORP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|897
TBBK|THE BANCORP, INC.|GTSZ|GTS SECURITIES LLC|5824
TBBK|THE BANCORP, INC.|HAPX|HAP Trading, LLC|189
TBBK|THE BANCORP, INC.|HRBF|American Enterprise Investment Services Inc.|5202
TBBK|THE BANCORP, INC.|HSBC|HSBC Securities, Inc.|10427
TBBK|THE BANCORP, INC.|IATS|INTERACTIVE BROKERS LLC|1087
TBBK|THE BANCORP, INC.|IBKR|Interactive Brokers Llc|41637
TBBK|THE BANCORP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|60
TBBK|THE BANCORP, INC.|ICBX|INSTINET, LLC|7000
TBBK|THE BANCORP, INC.|IEQY|CITADEL SECURITIES LLC|52097
TBBK|THE BANCORP, INC.|INCA|INSTINET, LLC|132612
TBBK|THE BANCORP, INC.|INJX|INSTINET, LLC|3109
TBBK|THE BANCORP, INC.|ITGI|ITG Inc.|102343
TBBK|THE BANCORP, INC.|ITGP|ITG INC.|160600
TBBK|THE BANCORP, INC.|JANY|Janney Montgomery Scott Inc.|300
TBBK|THE BANCORP, INC.|JEFF|JEFFERIES LLC|18265
TBBK|THE BANCORP, INC.|JMPT|JUMP TRADING, LLC|5600
TBBK|THE BANCORP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|10696
TBBK|THE BANCORP, INC.|JPMX|J.P. Morgan Securities LLC|99209
TBBK|THE BANCORP, INC.|JSJX|JANE STREET CAPITAL LLC|3124
TBBK|THE BANCORP, INC.|KCGM|VIRTU Americas LLC|17858
TBBK|THE BANCORP, INC.|LEHM|Barclays Capital Inc./Le|361907
TBBK|THE BANCORP, INC.|LIME|Lime Brokerage LLC|180038
TBBK|THE BANCORP, INC.|LMGP|LIME BROKERAGE LLC|9378
TBBK|THE BANCORP, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TBBK|THE BANCORP, INC.|MAXM|Maxim Group LLC|5012
TBBK|THE BANCORP, INC.|MBTS|ALLY INVEST SECURITIES LLC|1025
TBBK|THE BANCORP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39952
TBBK|THE BANCORP, INC.|MOTF|MOTIF INVESTING, INC.|1
TBBK|THE BANCORP, INC.|MPSG|E D & F Man Capital Markets Inc.|16718
TBBK|THE BANCORP, INC.|MSCO|MORGAN STANLEY & CO. LLC|1153065
TBBK|THE BANCORP, INC.|MSPL|MORGAN STANLEY & CO. LLC|100900
TBBK|THE BANCORP, INC.|MSTX|MORGAN STANLEY & CO. LLC|44300
TBBK|THE BANCORP, INC.|MULL|MARK J. MULLER EQUITIES, INC.|6384
TBBK|THE BANCORP, INC.|NFSC|National Financial Services LLC|27377
TBBK|THE BANCORP, INC.|NITE|VIRTU Americas LLC|178202
TBBK|THE BANCORP, INC.|NITP|VIRTU Americas LLC|3200
TBBK|THE BANCORP, INC.|NQRB|Brut, LLC|30110
TBBK|THE BANCORP, INC.|NTRC|Northern Trust Securities, Inc.|275904
TBBK|THE BANCORP, INC.|OPCO|Oppenheimer & Co. Inc.|902
TBBK|THE BANCORP, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2322
TBBK|THE BANCORP, INC.|PDQM|CODA MARKETS, INC.|5302
TBBK|THE BANCORP, INC.|RAJA|Raymond James & Associates, Inc.|323771
TBBK|THE BANCORP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1044
TBBK|THE BANCORP, INC.|SAGW|SAGETRADER, LLC|130
TBBK|THE BANCORP, INC.|SBSH|Citigroup Global Markets Inc.|105503
TBBK|THE BANCORP, INC.|SDLR|Sandler, O'Neill & Partners, L.P.|32320
TBBK|THE BANCORP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|39941
TBBK|THE BANCORP, INC.|SPDR|SPEEDROUTE LLC|5334
TBBK|THE BANCORP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|480
TBBK|THE BANCORP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
TBBK|THE BANCORP, INC.|SWIM|TD Ameritrade, Inc.|8118
TBBK|THE BANCORP, INC.|TKNG|ALLY INVEST SECURITIES LLC|93
TBBK|THE BANCORP, INC.|TRBT|Tradebot Systems, Inc.|123263
TBBK|THE BANCORP, INC.|TRCM|TRC MARKETS LLC|80924
TBBK|THE BANCORP, INC.|UBSA|UBS SECURITIES LLC|165008
TBBK|THE BANCORP, INC.|UBSS|UBS Securities LLC|434991
TBBK|THE BANCORP, INC.|VALX|VIRTU AMERICAS LLC|3995
TBBK|THE BANCORP, INC.|VGRD|Vanguard Marketing Corporation|2142
TBBK|THE BANCORP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|8389
TBBK|THE BANCORP, INC.|WEED|Weeden & Co.L.P.|2151
TBBK|THE BANCORP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|142
TBBK|THE BANCORP, INC.|WSEA|WOLVERINE SECURITIES, LLC|769
TBBK|THE BANCORP, INC.|XIST|INSTINET, LLC|1100
TBBK|THE BANCORP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|27486
TBBK|THE BANCORP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2
TBBK|THE BANCORP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2201
TBF|PROSHARES SHORT|ALTX|Alternet Securities Inc.|3533
TBF|PROSHARES SHORT|APCC|Apex Clearing Corporation|5006
TBF|PROSHARES SHORT|BARD|Robert W. Baird & Co. Incorporated|29997
TBF|PROSHARES SHORT|BATM|CBOE TRADING, INC.|400
TBF|PROSHARES SHORT|BERN|Sanford C. Bernstein & Co., LLC|4
TBF|PROSHARES SHORT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5622
TBF|PROSHARES SHORT|CANT|Cantor Fitzgerald & Co.|46455
TBF|PROSHARES SHORT|CHAS|Charles Schwab & Co., Inc.|52789
TBF|PROSHARES SHORT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101078
TBF|PROSHARES SHORT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
TBF|PROSHARES SHORT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|386961
TBF|PROSHARES SHORT|CSIN|Citadel Securities Institutional LLC|32234
TBF|PROSHARES SHORT|CTDL|Citadel Derivatives Group Llc|78068
TBF|PROSHARES SHORT|CXCX|CITIGROUP GLOBAL MARKETS INC.|23994
TBF|PROSHARES SHORT|DBAB|Deutsche Bank Securities Inc.|11595
TBF|PROSHARES SHORT|DBAX|Deutsche Bank Securities Inc.|195000
TBF|PROSHARES SHORT|DEAN|MORGAN STANLEY|6937
TBF|PROSHARES SHORT|DEGS|RONIN PROFESSIONAL LLC|1500
TBF|PROSHARES SHORT|EBXL|EBX LLC|218600
TBF|PROSHARES SHORT|EGAM|CBOE TRADING, INC.|33
TBF|PROSHARES SHORT|EGAW|CBOE TRADING, INC.|2544
TBF|PROSHARES SHORT|ESPO|ESPOSITO SECURITIES, LLC|1386
TBF|PROSHARES SHORT|ETBE|Electronic Transaction Clearing, Inc.|12100
TBF|PROSHARES SHORT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
TBF|PROSHARES SHORT|ETRS|E*Trade Securities LLC|24300
TBF|PROSHARES SHORT|FILL|Tradestation Securities, Inc.|609
TBF|PROSHARES SHORT|FLTU|FLOW TRADERS US LLC|200000
TBF|PROSHARES SHORT|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|200000
TBF|PROSHARES SHORT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1930
TBF|PROSHARES SHORT|FTBR|Foliofn Investments, Inc.|9231
TBF|PROSHARES SHORT|GEBB|GLOBAL EXECUTION BROKERS, LP|601
TBF|PROSHARES SHORT|GSCO|GOLDMAN SACHS & CO. LLC|27647
TBF|PROSHARES SHORT|GSIC|GLOBAL STRATEGIC INVESTMENTS|1240
TBF|PROSHARES SHORT|GSLT|GOLDMAN SACHS & CO. LLC|230
TBF|PROSHARES SHORT|HRBF|American Enterprise Investment Services Inc.|2001
TBF|PROSHARES SHORT|HSBC|HSBC Securities, Inc.|24366
TBF|PROSHARES SHORT|IATS|INTERACTIVE BROKERS LLC|42473
TBF|PROSHARES SHORT|IBKR|Interactive Brokers Llc|33770
TBF|PROSHARES SHORT|ICBX|INSTINET, LLC|190931
TBF|PROSHARES SHORT|INCA|INSTINET, LLC|56562
TBF|PROSHARES SHORT|ITGI|ITG Inc.|12264
TBF|PROSHARES SHORT|ITGP|ITG INC.|118600
TBF|PROSHARES SHORT|JEFF|JEFFERIES LLC|437
TBF|PROSHARES SHORT|JMPT|JUMP TRADING, LLC|30
TBF|PROSHARES SHORT|JPMX|J.P. Morgan Securities LLC|69128
TBF|PROSHARES SHORT|JSEB|JANE STREET EXECUTION SERVICES, LLC|242600
TBF|PROSHARES SHORT|JSJX|JANE STREET CAPITAL LLC|293632
TBF|PROSHARES SHORT|KCGM|VIRTU Americas LLC|129166
TBF|PROSHARES SHORT|LEHM|Barclays Capital Inc./Le|600110
TBF|PROSHARES SHORT|LIME|Lime Brokerage LLC|5100
TBF|PROSHARES SHORT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TBF|PROSHARES SHORT|MACC|Mid Atlantic Capital Corporation|174
TBF|PROSHARES SHORT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62978
TBF|PROSHARES SHORT|MOTF|MOTIF INVESTING, INC.|2
TBF|PROSHARES SHORT|MSCO|MORGAN STANLEY & CO. LLC|161071
TBF|PROSHARES SHORT|MSPL|MORGAN STANLEY & CO. LLC|26900
TBF|PROSHARES SHORT|MSTX|MORGAN STANLEY & CO. LLC|200
TBF|PROSHARES SHORT|NFSC|National Financial Services LLC|188878
TBF|PROSHARES SHORT|NITE|VIRTU Americas LLC|758398
TBF|PROSHARES SHORT|NITP|VIRTU Americas LLC|90410
TBF|PROSHARES SHORT|NTBF|BMO Nesbitt Burns Inc./CDS|200
TBF|PROSHARES SHORT|OPCO|Oppenheimer & Co. Inc.|905
TBF|PROSHARES SHORT|PDQM|CODA MARKETS, INC.|3351
TBF|PROSHARES SHORT|PWJC|UBS Financial Services, Inc.|51500
TBF|PROSHARES SHORT|RBCM|RBC CAPITAL MARKETS, LLC|13031
TBF|PROSHARES SHORT|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|80467
TBF|PROSHARES SHORT|SAGL|SAGETRADER, LLC|1000
TBF|PROSHARES SHORT|SBSH|Citigroup Global Markets Inc.|300
TBF|PROSHARES SHORT|SEIC|SEI Investments Distribution Co.|3100
TBF|PROSHARES SHORT|SGMT|GOLDMAN SACHS & CO. LLC|46028
TBF|PROSHARES SHORT|STFL|Stifel, Nicolaus & Company, Incorporated|1800
TBF|PROSHARES SHORT|SWIM|TD Ameritrade, Inc.|14668
TBF|PROSHARES SHORT|SWST|Hilltop Securities Inc.|750
TBF|PROSHARES SHORT|TDCO|Thompson Davis & Co., Inc.|45
TBF|PROSHARES SHORT|TKNG|ALLY INVEST SECURITIES LLC|1000
TBF|PROSHARES SHORT|TRBT|Tradebot Systems, Inc.|5100
TBF|PROSHARES SHORT|TRCM|TRC MARKETS LLC|416
TBF|PROSHARES SHORT|UBSA|UBS SECURITIES LLC|380033
TBF|PROSHARES SHORT|UBSS|UBS Securities LLC|187134
TBF|PROSHARES SHORT|VALX|VIRTU AMERICAS LLC|1980
TBF|PROSHARES SHORT|VGRD|Vanguard Marketing Corporation|52875
TBF|PROSHARES SHORT|WBLR|WILLIAM BLAIR|75
TBF|PROSHARES SHORT|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
TBF|PROSHARES SHORT|WCHV|WELLS FARGO SECURITIES, LLC|151612
TBF|PROSHARES SHORT|WEDB|WEDBUSH SECURITIES INC.|5000
TBF|PROSHARES SHORT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3803
TBF|PROSHARES SHORT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3622
TBF|PROSHARES SHORT|WGIF|CIBC World Markets Inc.|5016
TBF|PROSHARES SHORT|WSEA|WOLVERINE SECURITIES, LLC|10140
TBF|PROSHARES SHORT|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
TBF|PROSHARES SHORT|YKNA|COMHAR CAPITAL MARKETS, LLC|2951
TBF|PROSHARES SHORT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36202
TBI|TRUEBLUE INC|ADAM|CANACCORD GENUITY INC.|3100
TBI|TRUEBLUE INC|ANOS|ABEL/NOSER, L.L.C.|182
TBI|TRUEBLUE INC|APCC|Apex Clearing Corporation|507
TBI|TRUEBLUE INC|BANK|Primevest Financial Services, Inc.|1400
TBI|TRUEBLUE INC|BARD|Robert W. Baird & Co. Incorporated|8745
TBI|TRUEBLUE INC|BATM|CBOE TRADING, INC.|575
TBI|TRUEBLUE INC|BERN|Sanford C. Bernstein & Co., LLC|20704
TBI|TRUEBLUE INC|BIDS|BIDS TRADING L.P.|14900
TBI|TRUEBLUE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1761
TBI|TRUEBLUE INC|BNPX|BNP PARIBAS SECURITIES CORP.|8681
TBI|TRUEBLUE INC|BRVL|BLAYLOCK VAN, LLC|900
TBI|TRUEBLUE INC|BTIG|BTIG, LLC|400
TBI|TRUEBLUE INC|BYXM|CBOE TRADING, INC.|310
TBI|TRUEBLUE INC|BZYD|GOLDMAN SACHS & CO. LLC|2500
TBI|TRUEBLUE INC|CIST|Capital Institutional Services, Inc.|670
TBI|TRUEBLUE INC|CLSA|CLSA AMERICAS, LLC|3600
TBI|TRUEBLUE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35846
TBI|TRUEBLUE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9901
TBI|TRUEBLUE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94697
TBI|TRUEBLUE INC|CTDL|Citadel Derivatives Group Llc|1075
TBI|TRUEBLUE INC|CTLR|CUTLER GROUP, LP|600
TBI|TRUEBLUE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|19854
TBI|TRUEBLUE INC|DADA|D.A. Davidson & Co.|850
TBI|TRUEBLUE INC|DBAB|Deutsche Bank Securities Inc.|11855
TBI|TRUEBLUE INC|DBAX|Deutsche Bank Securities Inc.|93400
TBI|TRUEBLUE INC|DEAN|MORGAN STANLEY|589
TBI|TRUEBLUE INC|DEGS|RONIN PROFESSIONAL LLC|5682
TBI|TRUEBLUE INC|EBXL|EBX LLC|52900
TBI|TRUEBLUE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2801
TBI|TRUEBLUE INC|EDJO|Edward D. Jones & Co., L.P.|2140
TBI|TRUEBLUE INC|EGAM|CBOE TRADING, INC.|10721
TBI|TRUEBLUE INC|EGAW|CBOE TRADING, INC.|300
TBI|TRUEBLUE INC|EGXM|CBOE TRADING, INC.|202
TBI|TRUEBLUE INC|EGXW|CBOE TRADING, INC.|93
TBI|TRUEBLUE INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|58
TBI|TRUEBLUE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4684
TBI|TRUEBLUE INC|ETRS|E*Trade Securities LLC|28804
TBI|TRUEBLUE INC|FILL|Tradestation Securities, Inc.|1030
TBI|TRUEBLUE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1447
TBI|TRUEBLUE INC|FQLS|Quantlab Securities LP|41186
TBI|TRUEBLUE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17950
TBI|TRUEBLUE INC|FTBR|Foliofn Investments, Inc.|1302
TBI|TRUEBLUE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1549
TBI|TRUEBLUE INC|GLIS|TD Securities Inc|100
TBI|TRUEBLUE INC|GLPX|ACS EXECUTION SERVICES, LLC|5380
TBI|TRUEBLUE INC|GSCO|GOLDMAN SACHS & CO. LLC|255924
TBI|TRUEBLUE INC|GSCS|GOLDMAN SACHS & CO. LLC|266
TBI|TRUEBLUE INC|GSLT|GOLDMAN SACHS & CO. LLC|1226
TBI|TRUEBLUE INC|GTSZ|GTS SECURITIES LLC|31383
TBI|TRUEBLUE INC|HPPX|POTAMUS TRADING, LLC|1762
TBI|TRUEBLUE INC|HRBF|American Enterprise Investment Services Inc.|178
TBI|TRUEBLUE INC|HSBC|HSBC Securities, Inc.|1400
TBI|TRUEBLUE INC|IATS|INTERACTIVE BROKERS LLC|2000
TBI|TRUEBLUE INC|IBKR|Interactive Brokers Llc|14292
TBI|TRUEBLUE INC|ICBX|INSTINET, LLC|18600
TBI|TRUEBLUE INC|IEQY|CITADEL SECURITIES LLC|7336
TBI|TRUEBLUE INC|INCA|INSTINET, LLC|39106
TBI|TRUEBLUE INC|INJX|INSTINET, LLC|2979
TBI|TRUEBLUE INC|ITGI|ITG Inc.|16591
TBI|TRUEBLUE INC|ITGP|ITG INC.|146600
TBI|TRUEBLUE INC|JANY|Janney Montgomery Scott Inc.|556
TBI|TRUEBLUE INC|JEFF|JEFFERIES LLC|16937
TBI|TRUEBLUE INC|JMPT|JUMP TRADING, LLC|2728
TBI|TRUEBLUE INC|JPBX|J.P. MORGAN SECURITIES LLC|3250
TBI|TRUEBLUE INC|JPMX|J.P. Morgan Securities LLC|193504
TBI|TRUEBLUE INC|JSJX|JANE STREET CAPITAL LLC|11416
TBI|TRUEBLUE INC|KCGM|VIRTU Americas LLC|13910
TBI|TRUEBLUE INC|LEHM|Barclays Capital Inc./Le|99109
TBI|TRUEBLUE INC|LIME|Lime Brokerage LLC|18390
TBI|TRUEBLUE INC|LOOP|Loop Capital Markets LLC|18818
TBI|TRUEBLUE INC|LSCI|Lek Securities Corporation|3
TBI|TRUEBLUE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55820
TBI|TRUEBLUE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1262
TBI|TRUEBLUE INC|MSCO|MORGAN STANLEY & CO. LLC|114111
TBI|TRUEBLUE INC|MSPL|MORGAN STANLEY & CO. LLC|107200
TBI|TRUEBLUE INC|MSTX|MORGAN STANLEY & CO. LLC|26600
TBI|TRUEBLUE INC|NEUB|NEUBERGER BERMAN BD LLC|300
TBI|TRUEBLUE INC|NFSC|National Financial Services LLC|33280
TBI|TRUEBLUE INC|NITE|VIRTU Americas LLC|98082
TBI|TRUEBLUE INC|NITP|VIRTU Americas LLC|1139
TBI|TRUEBLUE INC|NQRB|Brut, LLC|997
TBI|TRUEBLUE INC|NTRC|Northern Trust Securities, Inc.|1487
TBI|TRUEBLUE INC|OPCO|Oppenheimer & Co. Inc.|265
TBI|TRUEBLUE INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1110
TBI|TRUEBLUE INC|PDQM|CODA MARKETS, INC.|6009
TBI|TRUEBLUE INC|RBCM|RBC CAPITAL MARKETS, LLC|1007
TBI|TRUEBLUE INC|SBSH|Citigroup Global Markets Inc.|21426
TBI|TRUEBLUE INC|SGMT|GOLDMAN SACHS & CO. LLC|41236
TBI|TRUEBLUE INC|SIBO|Prime Executions, Inc.|1000
TBI|TRUEBLUE INC|SPDR|SPEEDROUTE LLC|3356
TBI|TRUEBLUE INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
TBI|TRUEBLUE INC|STFL|Stifel, Nicolaus & Company, Incorporated|370
TBI|TRUEBLUE INC|SWIM|TD Ameritrade, Inc.|19304
TBI|TRUEBLUE INC|SWST|Hilltop Securities Inc.|260
TBI|TRUEBLUE INC|TKNG|ALLY INVEST SECURITIES LLC|235
TBI|TRUEBLUE INC|TRBT|Tradebot Systems, Inc.|1470
TBI|TRUEBLUE INC|TRCM|TRC MARKETS LLC|6211
TBI|TRUEBLUE INC|TWTT|TASTYWORKS, INC.|300
TBI|TRUEBLUE INC|UBSA|UBS SECURITIES LLC|244143
TBI|TRUEBLUE INC|UBSS|UBS Securities LLC|219756
TBI|TRUEBLUE INC|VALX|VIRTU AMERICAS LLC|16250
TBI|TRUEBLUE INC|VGRD|Vanguard Marketing Corporation|1296
TBI|TRUEBLUE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|395
TBI|TRUEBLUE INC|WCHV|WELLS FARGO SECURITIES, LLC|14572
TBI|TRUEBLUE INC|WEDB|WEDBUSH SECURITIES INC.|600
TBI|TRUEBLUE INC|WEED|Weeden & Co.L.P.|9210
TBI|TRUEBLUE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2974
TBI|TRUEBLUE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1906
TBI|TRUEBLUE INC|WSEA|WOLVERINE SECURITIES, LLC|1670
TBI|TRUEBLUE INC|XIST|INSTINET, LLC|4346
TBI|TRUEBLUE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15844
TBI|TRUEBLUE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|917
TBIO|TRANSLATE BIO CMN|ADAM|CANACCORD GENUITY INC.|5000
TBIO|TRANSLATE BIO CMN|ALTX|Alternet Securities Inc.|5499
TBIO|TRANSLATE BIO CMN|APCC|Apex Clearing Corporation|620
TBIO|TRANSLATE BIO CMN|BATM|CBOE TRADING, INC.|100
TBIO|TRANSLATE BIO CMN|BERN|Sanford C. Bernstein & Co., LLC|147547
TBIO|TRANSLATE BIO CMN|BLKX|INSTINET, LLC|95600
TBIO|TRANSLATE BIO CMN|BYXM|CBOE TRADING, INC.|200
TBIO|TRANSLATE BIO CMN|CANT|Cantor Fitzgerald & Co.|38500
TBIO|TRANSLATE BIO CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|48564
TBIO|TRANSLATE BIO CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200125
TBIO|TRANSLATE BIO CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3200
TBIO|TRANSLATE BIO CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|30310
TBIO|TRANSLATE BIO CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64125
TBIO|TRANSLATE BIO CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|134418
TBIO|TRANSLATE BIO CMN|DBAX|Deutsche Bank Securities Inc.|51000
TBIO|TRANSLATE BIO CMN|EBXL|EBX LLC|74600
TBIO|TRANSLATE BIO CMN|EGAM|CBOE TRADING, INC.|1100
TBIO|TRANSLATE BIO CMN|EGAW|CBOE TRADING, INC.|400
TBIO|TRANSLATE BIO CMN|EGXM|CBOE TRADING, INC.|4911
TBIO|TRANSLATE BIO CMN|EGXW|CBOE TRADING, INC.|200
TBIO|TRANSLATE BIO CMN|ETBE|Electronic Transaction Clearing, Inc.|765
TBIO|TRANSLATE BIO CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|35910
TBIO|TRANSLATE BIO CMN|ETRS|E*Trade Securities LLC|12297
TBIO|TRANSLATE BIO CMN|FBCO|Credit Suisse Securities (USA) LLC|37221
TBIO|TRANSLATE BIO CMN|FILL|Tradestation Securities, Inc.|4515
TBIO|TRANSLATE BIO CMN|FOMA|TD AMERITRADE CLEARING, INC.|8724
TBIO|TRANSLATE BIO CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17634
TBIO|TRANSLATE BIO CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7300
TBIO|TRANSLATE BIO CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1020
TBIO|TRANSLATE BIO CMN|GLPX|ACS EXECUTION SERVICES, LLC|26712
TBIO|TRANSLATE BIO CMN|GSCO|GOLDMAN SACHS & CO. LLC|100720
TBIO|TRANSLATE BIO CMN|GSCS|GOLDMAN SACHS & CO. LLC|29898
TBIO|TRANSLATE BIO CMN|GSLT|GOLDMAN SACHS & CO. LLC|11736
TBIO|TRANSLATE BIO CMN|IATS|INTERACTIVE BROKERS LLC|200
TBIO|TRANSLATE BIO CMN|IBKR|Interactive Brokers Llc|32415
TBIO|TRANSLATE BIO CMN|ICBX|INSTINET, LLC|12418
TBIO|TRANSLATE BIO CMN|INCA|INSTINET, LLC|244725
TBIO|TRANSLATE BIO CMN|INJX|INSTINET, LLC|4710
TBIO|TRANSLATE BIO CMN|ITGI|ITG Inc.|137832
TBIO|TRANSLATE BIO CMN|ITGP|ITG INC.|35600
TBIO|TRANSLATE BIO CMN|JANY|Janney Montgomery Scott Inc.|500
TBIO|TRANSLATE BIO CMN|JEFF|JEFFERIES LLC|95265
TBIO|TRANSLATE BIO CMN|JMPT|JUMP TRADING, LLC|2793
TBIO|TRANSLATE BIO CMN|JPMX|J.P. Morgan Securities LLC|52318
TBIO|TRANSLATE BIO CMN|KCGM|VIRTU Americas LLC|40670
TBIO|TRANSLATE BIO CMN|LEER|LEERINK PARTNERS LLC|17700
TBIO|TRANSLATE BIO CMN|LEHM|Barclays Capital Inc./Le|62758
TBIO|TRANSLATE BIO CMN|LIME|Lime Brokerage LLC|2398
TBIO|TRANSLATE BIO CMN|LQNA|LIQUIDNET, INC.|88600
TBIO|TRANSLATE BIO CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3820
TBIO|TRANSLATE BIO CMN|MAVB|Great Point Capital LLC|200
TBIO|TRANSLATE BIO CMN|MKMP|MKM Partners LLC|18834
TBIO|TRANSLATE BIO CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
TBIO|TRANSLATE BIO CMN|MSCO|MORGAN STANLEY & CO. LLC|219743
TBIO|TRANSLATE BIO CMN|NEED|Needham & Company, LLC|5900
TBIO|TRANSLATE BIO CMN|NFSC|National Financial Services LLC|10748
TBIO|TRANSLATE BIO CMN|NITE|VIRTU Americas LLC|190701
TBIO|TRANSLATE BIO CMN|NITP|VIRTU Americas LLC|2850
TBIO|TRANSLATE BIO CMN|NQRB|Brut, LLC|600
TBIO|TRANSLATE BIO CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|15000
TBIO|TRANSLATE BIO CMN|PDQM|CODA MARKETS, INC.|37741
TBIO|TRANSLATE BIO CMN|PIPR|Piper Jaffray & Co.|1000
TBIO|TRANSLATE BIO CMN|PREC|PRECISION SECURITIES, LLC|1500
TBIO|TRANSLATE BIO CMN|RAJA|Raymond James & Associates, Inc.|200
TBIO|TRANSLATE BIO CMN|RBCM|RBC CAPITAL MARKETS, LLC|2400
TBIO|TRANSLATE BIO CMN|RJLC|RJL CAPITAL GROUP, LLC|1150
TBIO|TRANSLATE BIO CMN|SAGL|SAGETRADER, LLC|1604
TBIO|TRANSLATE BIO CMN|SBSH|Citigroup Global Markets Inc.|1124999
TBIO|TRANSLATE BIO CMN|SGMT|GOLDMAN SACHS & CO. LLC|27932
TBIO|TRANSLATE BIO CMN|SPDR|SPEEDROUTE LLC|25100
TBIO|TRANSLATE BIO CMN|SWIM|TD Ameritrade, Inc.|4500
TBIO|TRANSLATE BIO CMN|TIAD|Triad Securities Corp|1000
TBIO|TRANSLATE BIO CMN|TRBT|Tradebot Systems, Inc.|19766
TBIO|TRANSLATE BIO CMN|TWTT|TASTYWORKS, INC.|100
TBIO|TRANSLATE BIO CMN|UBSA|UBS SECURITIES LLC|46201
TBIO|TRANSLATE BIO CMN|UBSS|UBS Securities LLC|75952
TBIO|TRANSLATE BIO CMN|VALX|VIRTU AMERICAS LLC|100
TBIO|TRANSLATE BIO CMN|VGRD|Vanguard Marketing Corporation|345
TBIO|TRANSLATE BIO CMN|VNDS|VANDHAM SECURITIES CORP|3800
TBIO|TRANSLATE BIO CMN|WCHV|WELLS FARGO SECURITIES, LLC|2500
TBIO|TRANSLATE BIO CMN|WSEA|WOLVERINE SECURITIES, LLC|312
TBIO|TRANSLATE BIO CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
TBIO|TRANSLATE BIO CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|3410
TBK|TRIUMPH BANCORP CMN|ANOS|ABEL/NOSER, L.L.C.|500
TBK|TRIUMPH BANCORP CMN|APCC|Apex Clearing Corporation|12
TBK|TRIUMPH BANCORP CMN|BARD|Robert W. Baird & Co. Incorporated|245
TBK|TRIUMPH BANCORP CMN|BATM|CBOE TRADING, INC.|1030
TBK|TRIUMPH BANCORP CMN|BAYT|BTIG, LLC|6200
TBK|TRIUMPH BANCORP CMN|BERN|Sanford C. Bernstein & Co., LLC|21671
TBK|TRIUMPH BANCORP CMN|BLKX|INSTINET, LLC|10000
TBK|TRIUMPH BANCORP CMN|BMOC|BMO Capital Markets Corp.|3286
TBK|TRIUMPH BANCORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|5225
TBK|TRIUMPH BANCORP CMN|BYXM|CBOE TRADING, INC.|343
TBK|TRIUMPH BANCORP CMN|BZYD|GOLDMAN SACHS & CO. LLC|733
TBK|TRIUMPH BANCORP CMN|CLSA|CLSA AMERICAS, LLC|20
TBK|TRIUMPH BANCORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22279
TBK|TRIUMPH BANCORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
TBK|TRIUMPH BANCORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
TBK|TRIUMPH BANCORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|47006
TBK|TRIUMPH BANCORP CMN|CTDL|Citadel Derivatives Group Llc|4758
TBK|TRIUMPH BANCORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|10292
TBK|TRIUMPH BANCORP CMN|DBAB|Deutsche Bank Securities Inc.|238998
TBK|TRIUMPH BANCORP CMN|DBAX|Deutsche Bank Securities Inc.|41200
TBK|TRIUMPH BANCORP CMN|DBUL|Deutsche Bank Securities Inc.|200
TBK|TRIUMPH BANCORP CMN|DEAN|MORGAN STANLEY|96
TBK|TRIUMPH BANCORP CMN|DEGS|RONIN PROFESSIONAL LLC|1500
TBK|TRIUMPH BANCORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|692
TBK|TRIUMPH BANCORP CMN|EBXL|EBX LLC|28300
TBK|TRIUMPH BANCORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
TBK|TRIUMPH BANCORP CMN|EDJO|Edward D. Jones & Co., L.P.|2938
TBK|TRIUMPH BANCORP CMN|EGAM|CBOE TRADING, INC.|4535
TBK|TRIUMPH BANCORP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|400
TBK|TRIUMPH BANCORP CMN|EGXM|CBOE TRADING, INC.|400
TBK|TRIUMPH BANCORP CMN|ETBE|Electronic Transaction Clearing, Inc.|6903
TBK|TRIUMPH BANCORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|32308
TBK|TRIUMPH BANCORP CMN|ETRS|E*Trade Securities LLC|4370
TBK|TRIUMPH BANCORP CMN|FBCO|Credit Suisse Securities (USA) LLC|334102
TBK|TRIUMPH BANCORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|7455
TBK|TRIUMPH BANCORP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2
TBK|TRIUMPH BANCORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27871
TBK|TRIUMPH BANCORP CMN|FTBR|Foliofn Investments, Inc.|39
TBK|TRIUMPH BANCORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|10828
TBK|TRIUMPH BANCORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|187
TBK|TRIUMPH BANCORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|772674
TBK|TRIUMPH BANCORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|7142
TBK|TRIUMPH BANCORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|1005
TBK|TRIUMPH BANCORP CMN|GTSZ|GTS SECURITIES LLC|1312
TBK|TRIUMPH BANCORP CMN|HSBC|HSBC Securities, Inc.|1500
TBK|TRIUMPH BANCORP CMN|IBKR|Interactive Brokers Llc|10877
TBK|TRIUMPH BANCORP CMN|ICBX|INSTINET, LLC|14600
TBK|TRIUMPH BANCORP CMN|IEQY|CITADEL SECURITIES LLC|20456
TBK|TRIUMPH BANCORP CMN|INCA|INSTINET, LLC|101228
TBK|TRIUMPH BANCORP CMN|INJX|INSTINET, LLC|17623
TBK|TRIUMPH BANCORP CMN|ITGI|ITG Inc.|3637
TBK|TRIUMPH BANCORP CMN|ITGP|ITG INC.|65800
TBK|TRIUMPH BANCORP CMN|JEFF|JEFFERIES LLC|77786
TBK|TRIUMPH BANCORP CMN|JMPT|JUMP TRADING, LLC|5707
TBK|TRIUMPH BANCORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|4864
TBK|TRIUMPH BANCORP CMN|JPMX|J.P. Morgan Securities LLC|56689
TBK|TRIUMPH BANCORP CMN|KCGM|VIRTU Americas LLC|16614
TBK|TRIUMPH BANCORP CMN|LEHM|Barclays Capital Inc./Le|341386
TBK|TRIUMPH BANCORP CMN|LIME|Lime Brokerage LLC|63966
TBK|TRIUMPH BANCORP CMN|LOOP|Loop Capital Markets LLC|3380
TBK|TRIUMPH BANCORP CMN|LQNA|LIQUIDNET, INC.|6500
TBK|TRIUMPH BANCORP CMN|MACQ|Macquarie Capital (USA) Inc.|2228
TBK|TRIUMPH BANCORP CMN|MAXM|Maxim Group LLC|1455
TBK|TRIUMPH BANCORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33120
TBK|TRIUMPH BANCORP CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|470
TBK|TRIUMPH BANCORP CMN|MSCO|MORGAN STANLEY & CO. LLC|515118
TBK|TRIUMPH BANCORP CMN|MSPL|MORGAN STANLEY & CO. LLC|31700
TBK|TRIUMPH BANCORP CMN|MSTX|MORGAN STANLEY & CO. LLC|15500
TBK|TRIUMPH BANCORP CMN|NFSC|National Financial Services LLC|4956
TBK|TRIUMPH BANCORP CMN|NITE|VIRTU Americas LLC|44521
TBK|TRIUMPH BANCORP CMN|NITP|VIRTU Americas LLC|1001
TBK|TRIUMPH BANCORP CMN|NQRB|Brut, LLC|10442
TBK|TRIUMPH BANCORP CMN|OPCO|Oppenheimer & Co. Inc.|812
TBK|TRIUMPH BANCORP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1012
TBK|TRIUMPH BANCORP CMN|PDQM|CODA MARKETS, INC.|19806
TBK|TRIUMPH BANCORP CMN|PNSR|Penserra Securities, LLC|4798
TBK|TRIUMPH BANCORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|2425
TBK|TRIUMPH BANCORP CMN|SAGL|SAGETRADER, LLC|5791
TBK|TRIUMPH BANCORP CMN|SAGW|SAGETRADER, LLC|32
TBK|TRIUMPH BANCORP CMN|SBSH|Citigroup Global Markets Inc.|83850
TBK|TRIUMPH BANCORP CMN|SDLR|Sandler, O'Neill & Partners, L.P.|37013
TBK|TRIUMPH BANCORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|36955
TBK|TRIUMPH BANCORP CMN|SPDR|SPEEDROUTE LLC|3380
TBK|TRIUMPH BANCORP CMN|SPHN|Stephens Inc.|19906
TBK|TRIUMPH BANCORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|11575
TBK|TRIUMPH BANCORP CMN|SWIM|TD Ameritrade, Inc.|3360
TBK|TRIUMPH BANCORP CMN|SWST|Hilltop Securities Inc.|2586
TBK|TRIUMPH BANCORP CMN|TKNG|ALLY INVEST SECURITIES LLC|100
TBK|TRIUMPH BANCORP CMN|TRBT|Tradebot Systems, Inc.|10872
TBK|TRIUMPH BANCORP CMN|TRCM|TRC MARKETS LLC|43547
TBK|TRIUMPH BANCORP CMN|UBSA|UBS SECURITIES LLC|174690
TBK|TRIUMPH BANCORP CMN|UBSS|UBS Securities LLC|390872
TBK|TRIUMPH BANCORP CMN|VALX|VIRTU AMERICAS LLC|8033
TBK|TRIUMPH BANCORP CMN|VGRD|Vanguard Marketing Corporation|25
TBK|TRIUMPH BANCORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|38153
TBK|TRIUMPH BANCORP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|49
TBK|TRIUMPH BANCORP CMN|WSEA|WOLVERINE SECURITIES, LLC|391
TBK|TRIUMPH BANCORP CMN|XIST|INSTINET, LLC|17960
TBK|TRIUMPH BANCORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
TBK|TRIUMPH BANCORP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2043
TBLU|TORTOISE GLOBAL WATE|CHAS|Charles Schwab & Co., Inc.|3
TBLU|TORTOISE GLOBAL WATE|ETRS|E*Trade Securities LLC|342
TBLU|TORTOISE GLOBAL WATE|FTBR|Foliofn Investments, Inc.|2
TBLU|TORTOISE GLOBAL WATE|MSCO|MORGAN STANLEY & CO. LLC|395
TBLU|TORTOISE GLOBAL WATE|NFSC|National Financial Services LLC|1993
TBLU|TORTOISE GLOBAL WATE|NITE|VIRTU Americas LLC|2203
TBLU|TORTOISE GLOBAL WATE|NITP|VIRTU Americas LLC|419
TBLU|TORTOISE GLOBAL WATE|SBSH|Citigroup Global Markets Inc.|50
TBLU|TORTOISE GLOBAL WATE|SWIM|TD Ameritrade, Inc.|15
TBLU|TORTOISE GLOBAL WATE|UBSS|UBS Securities LLC|60
TBLU|TORTOISE GLOBAL WATE|VGRD|Vanguard Marketing Corporation|470
TBLU|TORTOISE GLOBAL WATE|WCHV|WELLS FARGO SECURITIES, LLC|4
TBLU|TORTOISE GLOBAL WATE|WSEA|WOLVERINE SECURITIES, LLC|2
TBNK|TERRITORIAL BANCORP|ALTX|Alternet Securities Inc.|100
TBNK|TERRITORIAL BANCORP|ANOS|ABEL/NOSER, L.L.C.|38
TBNK|TERRITORIAL BANCORP|APCC|Apex Clearing Corporation|2649
TBNK|TERRITORIAL BANCORP|BATM|CBOE TRADING, INC.|202
TBNK|TERRITORIAL BANCORP|BERN|Sanford C. Bernstein & Co., LLC|4593
TBNK|TERRITORIAL BANCORP|BMOC|BMO Capital Markets Corp.|1236
TBNK|TERRITORIAL BANCORP|BNKS|Fig Partners, LLC|500
TBNK|TERRITORIAL BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|787
TBNK|TERRITORIAL BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|781
TBNK|TERRITORIAL BANCORP|CHAS|Charles Schwab & Co., Inc.|700
TBNK|TERRITORIAL BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|316
TBNK|TERRITORIAL BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3077
TBNK|TERRITORIAL BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3947
TBNK|TERRITORIAL BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2410
TBNK|TERRITORIAL BANCORP|CTDL|Citadel Derivatives Group Llc|1531
TBNK|TERRITORIAL BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1056
TBNK|TERRITORIAL BANCORP|DBAB|Deutsche Bank Securities Inc.|20078
TBNK|TERRITORIAL BANCORP|DBAX|Deutsche Bank Securities Inc.|1100
TBNK|TERRITORIAL BANCORP|DEAN|MORGAN STANLEY|79
TBNK|TERRITORIAL BANCORP|EBXL|EBX LLC|1700
TBNK|TERRITORIAL BANCORP|EGAM|CBOE TRADING, INC.|300
TBNK|TERRITORIAL BANCORP|EGXM|CBOE TRADING, INC.|300
TBNK|TERRITORIAL BANCORP|EGXW|CBOE TRADING, INC.|200
TBNK|TERRITORIAL BANCORP|ETRS|E*Trade Securities LLC|535
TBNK|TERRITORIAL BANCORP|FBCO|Credit Suisse Securities (USA) LLC|9354
TBNK|TERRITORIAL BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|11241
TBNK|TERRITORIAL BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2248
TBNK|TERRITORIAL BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|2120
TBNK|TERRITORIAL BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|735
TBNK|TERRITORIAL BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|30414
TBNK|TERRITORIAL BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|100
TBNK|TERRITORIAL BANCORP|GTSZ|GTS SECURITIES LLC|8678
TBNK|TERRITORIAL BANCORP|HOVD|HOVDE GROUP, LLC|100
TBNK|TERRITORIAL BANCORP|IBKR|Interactive Brokers Llc|2174
TBNK|TERRITORIAL BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1458
TBNK|TERRITORIAL BANCORP|ICBX|INSTINET, LLC|800
TBNK|TERRITORIAL BANCORP|IEQY|CITADEL SECURITIES LLC|869
TBNK|TERRITORIAL BANCORP|INCA|INSTINET, LLC|13890
TBNK|TERRITORIAL BANCORP|INJX|INSTINET, LLC|3132
TBNK|TERRITORIAL BANCORP|ITGI|ITG Inc.|13857
TBNK|TERRITORIAL BANCORP|ITGP|ITG INC.|7400
TBNK|TERRITORIAL BANCORP|JEFF|JEFFERIES LLC|4320
TBNK|TERRITORIAL BANCORP|JPMX|J.P. Morgan Securities LLC|3061
TBNK|TERRITORIAL BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|8300
TBNK|TERRITORIAL BANCORP|KCGM|VIRTU Americas LLC|299
TBNK|TERRITORIAL BANCORP|KCRD|PHX FINANCIAL, INC.|50
TBNK|TERRITORIAL BANCORP|LEHM|Barclays Capital Inc./Le|13658
TBNK|TERRITORIAL BANCORP|LIME|Lime Brokerage LLC|14850
TBNK|TERRITORIAL BANCORP|LQNA|LIQUIDNET, INC.|3600
TBNK|TERRITORIAL BANCORP|MAXM|Maxim Group LLC|785
TBNK|TERRITORIAL BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1500
TBNK|TERRITORIAL BANCORP|MSCO|MORGAN STANLEY & CO. LLC|43491
TBNK|TERRITORIAL BANCORP|MSPL|MORGAN STANLEY & CO. LLC|5400
TBNK|TERRITORIAL BANCORP|NFSC|National Financial Services LLC|4568
TBNK|TERRITORIAL BANCORP|NITE|VIRTU Americas LLC|18427
TBNK|TERRITORIAL BANCORP|OPCO|Oppenheimer & Co. Inc.|600
TBNK|TERRITORIAL BANCORP|PDQM|CODA MARKETS, INC.|1521
TBNK|TERRITORIAL BANCORP|SBSH|Citigroup Global Markets Inc.|13156
TBNK|TERRITORIAL BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|2827
TBNK|TERRITORIAL BANCORP|SPDR|SPEEDROUTE LLC|100
TBNK|TERRITORIAL BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|2700
TBNK|TERRITORIAL BANCORP|SWIM|TD Ameritrade, Inc.|600
TBNK|TERRITORIAL BANCORP|TAGC|TELSEY ADVISORY GROUP LLC|1220
TBNK|TERRITORIAL BANCORP|TRBT|Tradebot Systems, Inc.|1664
TBNK|TERRITORIAL BANCORP|TRCM|TRC MARKETS LLC|7433
TBNK|TERRITORIAL BANCORP|UBSA|UBS SECURITIES LLC|6523
TBNK|TERRITORIAL BANCORP|UBSS|UBS Securities LLC|29921
TBNK|TERRITORIAL BANCORP|VALX|VIRTU AMERICAS LLC|889
TBNK|TERRITORIAL BANCORP|VGRD|Vanguard Marketing Corporation|184
TBNK|TERRITORIAL BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|2664
TBNK|TERRITORIAL BANCORP|WSEA|WOLVERINE SECURITIES, LLC|6
TBNK|TERRITORIAL BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
TBNK|TERRITORIAL BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TBPH|THERAVANCE BIO ORD|ADAM|CANACCORD GENUITY INC.|28349
TBPH|THERAVANCE BIO ORD|ALTX|Alternet Securities Inc.|2500
TBPH|THERAVANCE BIO ORD|APCC|Apex Clearing Corporation|666
TBPH|THERAVANCE BIO ORD|BATM|CBOE TRADING, INC.|1282
TBPH|THERAVANCE BIO ORD|BERN|Sanford C. Bernstein & Co., LLC|38859
TBPH|THERAVANCE BIO ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|209
TBPH|THERAVANCE BIO ORD|BLKX|INSTINET, LLC|143753
TBPH|THERAVANCE BIO ORD|BMOC|BMO Capital Markets Corp.|6799
TBPH|THERAVANCE BIO ORD|BNPX|BNP PARIBAS SECURITIES CORP.|2956
TBPH|THERAVANCE BIO ORD|BTIG|BTIG, LLC|10068
TBPH|THERAVANCE BIO ORD|BYXM|CBOE TRADING, INC.|886
TBPH|THERAVANCE BIO ORD|CBLC|CITIGROUP GLOBAL MARKETS INC.|135800
TBPH|THERAVANCE BIO ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59536
TBPH|THERAVANCE BIO ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4671
TBPH|THERAVANCE BIO ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
TBPH|THERAVANCE BIO ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71640
TBPH|THERAVANCE BIO ORD|CTDL|Citadel Derivatives Group Llc|4594
TBPH|THERAVANCE BIO ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|19810
TBPH|THERAVANCE BIO ORD|DADA|D.A. Davidson & Co.|1000
TBPH|THERAVANCE BIO ORD|DBAB|Deutsche Bank Securities Inc.|191439
TBPH|THERAVANCE BIO ORD|DBAX|Deutsche Bank Securities Inc.|40800
TBPH|THERAVANCE BIO ORD|DEAN|MORGAN STANLEY|1000
TBPH|THERAVANCE BIO ORD|DEGS|RONIN PROFESSIONAL LLC|4019
TBPH|THERAVANCE BIO ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
TBPH|THERAVANCE BIO ORD|EBXL|EBX LLC|50500
TBPH|THERAVANCE BIO ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
TBPH|THERAVANCE BIO ORD|EGAM|CBOE TRADING, INC.|3591
TBPH|THERAVANCE BIO ORD|EGMT|EG MARKET TECHNOLOGIES LLC|700
TBPH|THERAVANCE BIO ORD|EGXM|CBOE TRADING, INC.|1145
TBPH|THERAVANCE BIO ORD|ETBE|Electronic Transaction Clearing, Inc.|5075
TBPH|THERAVANCE BIO ORD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|225
TBPH|THERAVANCE BIO ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3296
TBPH|THERAVANCE BIO ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17059
TBPH|THERAVANCE BIO ORD|ETRS|E*Trade Securities LLC|27671
TBPH|THERAVANCE BIO ORD|FBCO|Credit Suisse Securities (USA) LLC|215828
TBPH|THERAVANCE BIO ORD|FMCO|First Manhattan Co|1000
TBPH|THERAVANCE BIO ORD|FOMA|TD AMERITRADE CLEARING, INC.|98876
TBPH|THERAVANCE BIO ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7949
TBPH|THERAVANCE BIO ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69630
TBPH|THERAVANCE BIO ORD|FTBR|Foliofn Investments, Inc.|25
TBPH|THERAVANCE BIO ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|13123
TBPH|THERAVANCE BIO ORD|GLPX|ACS EXECUTION SERVICES, LLC|14152
TBPH|THERAVANCE BIO ORD|GSCO|GOLDMAN SACHS & CO. LLC|275142
TBPH|THERAVANCE BIO ORD|GSCS|GOLDMAN SACHS & CO. LLC|39242
TBPH|THERAVANCE BIO ORD|GSLT|GOLDMAN SACHS & CO. LLC|601
TBPH|THERAVANCE BIO ORD|GTSZ|GTS SECURITIES LLC|24504
TBPH|THERAVANCE BIO ORD|HAPX|HAP Trading, LLC|219
TBPH|THERAVANCE BIO ORD|IATS|INTERACTIVE BROKERS LLC|438
TBPH|THERAVANCE BIO ORD|IBKR|Interactive Brokers Llc|9894
TBPH|THERAVANCE BIO ORD|ICBX|INSTINET, LLC|13900
TBPH|THERAVANCE BIO ORD|IEQY|CITADEL SECURITIES LLC|54320
TBPH|THERAVANCE BIO ORD|INCA|INSTINET, LLC|72255
TBPH|THERAVANCE BIO ORD|INJX|INSTINET, LLC|7984
TBPH|THERAVANCE BIO ORD|ITGI|ITG Inc.|40998
TBPH|THERAVANCE BIO ORD|ITGP|ITG INC.|94200
TBPH|THERAVANCE BIO ORD|JEFF|JEFFERIES LLC|117134
TBPH|THERAVANCE BIO ORD|JMPT|JUMP TRADING, LLC|19587
TBPH|THERAVANCE BIO ORD|JONE|JonesTrading|83174
TBPH|THERAVANCE BIO ORD|JPBX|J.P. MORGAN SECURITIES LLC|9525
TBPH|THERAVANCE BIO ORD|JPMX|J.P. Morgan Securities LLC|72143
TBPH|THERAVANCE BIO ORD|JSJX|JANE STREET CAPITAL LLC|2666
TBPH|THERAVANCE BIO ORD|KCGM|VIRTU Americas LLC|12707
TBPH|THERAVANCE BIO ORD|LEHM|Barclays Capital Inc./Le|244759
TBPH|THERAVANCE BIO ORD|LIME|Lime Brokerage LLC|117189
TBPH|THERAVANCE BIO ORD|LMGP|LIME BROKERAGE LLC|430
TBPH|THERAVANCE BIO ORD|LQNA|LIQUIDNET, INC.|35400
TBPH|THERAVANCE BIO ORD|MAXM|Maxim Group LLC|4302
TBPH|THERAVANCE BIO ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34916
TBPH|THERAVANCE BIO ORD|MSCO|MORGAN STANLEY & CO. LLC|679876
TBPH|THERAVANCE BIO ORD|MSPL|MORGAN STANLEY & CO. LLC|92400
TBPH|THERAVANCE BIO ORD|MSTX|MORGAN STANLEY & CO. LLC|39800
TBPH|THERAVANCE BIO ORD|NFSC|National Financial Services LLC|7369
TBPH|THERAVANCE BIO ORD|NITE|VIRTU Americas LLC|82014
TBPH|THERAVANCE BIO ORD|NITP|VIRTU Americas LLC|2400
TBPH|THERAVANCE BIO ORD|NQRB|Brut, LLC|3449
TBPH|THERAVANCE BIO ORD|OPCO|Oppenheimer & Co. Inc.|200
TBPH|THERAVANCE BIO ORD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|100
TBPH|THERAVANCE BIO ORD|PDQM|CODA MARKETS, INC.|15403
TBPH|THERAVANCE BIO ORD|PHLY|NASDAQ Execution Services, LLC|600
TBPH|THERAVANCE BIO ORD|RAJA|Raymond James & Associates, Inc.|222
TBPH|THERAVANCE BIO ORD|RBCM|RBC CAPITAL MARKETS, LLC|81
TBPH|THERAVANCE BIO ORD|SAGL|SAGETRADER, LLC|6287
TBPH|THERAVANCE BIO ORD|SBSH|Citigroup Global Markets Inc.|165510
TBPH|THERAVANCE BIO ORD|SGMT|GOLDMAN SACHS & CO. LLC|28522
TBPH|THERAVANCE BIO ORD|SPDR|SPEEDROUTE LLC|1321
TBPH|THERAVANCE BIO ORD|SPTD|MINT GLOBAL MARKETS, INC.|12300
TBPH|THERAVANCE BIO ORD|STFL|Stifel, Nicolaus & Company, Incorporated|100
TBPH|THERAVANCE BIO ORD|SWIM|TD Ameritrade, Inc.|9148
TBPH|THERAVANCE BIO ORD|TDSI|TD Securities (USA) LLC|12255
TBPH|THERAVANCE BIO ORD|TOUR|TOURMALINE PARTNERS, LLC|5000
TBPH|THERAVANCE BIO ORD|TRBT|Tradebot Systems, Inc.|56994
TBPH|THERAVANCE BIO ORD|TRCM|TRC MARKETS LLC|57023
TBPH|THERAVANCE BIO ORD|UBSA|UBS SECURITIES LLC|172012
TBPH|THERAVANCE BIO ORD|UBSS|UBS Securities LLC|434130
TBPH|THERAVANCE BIO ORD|VALX|VIRTU AMERICAS LLC|6804
TBPH|THERAVANCE BIO ORD|VGRD|Vanguard Marketing Corporation|925
TBPH|THERAVANCE BIO ORD|WABR|Wall Street Access|16053
TBPH|THERAVANCE BIO ORD|WCHV|WELLS FARGO SECURITIES, LLC|9093
TBPH|THERAVANCE BIO ORD|WDNX|WEEDEN & CO.L.P.|11000
TBPH|THERAVANCE BIO ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|180
TBPH|THERAVANCE BIO ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4972
TBPH|THERAVANCE BIO ORD|WSEA|WOLVERINE SECURITIES, LLC|47
TBPH|THERAVANCE BIO ORD|XIST|INSTINET, LLC|10800
TBPH|THERAVANCE BIO ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|10600
TBPH|THERAVANCE BIO ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|2037
TBRGU|THUNDER BRIDGE UNIT|BAYT|BTIG, LLC|1700
TBRGU|THUNDER BRIDGE UNIT|BRCY|BCP SECURITIES, LLC|100000
TBRGU|THUNDER BRIDGE UNIT|CANT|Cantor Fitzgerald & Co.|467140
TBRGU|THUNDER BRIDGE UNIT|CHDN|CHARDAN CAPITAL MARKETS LLC|100
TBRGU|THUNDER BRIDGE UNIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77400
TBRGU|THUNDER BRIDGE UNIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25000
TBRGU|THUNDER BRIDGE UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37140
TBRGU|THUNDER BRIDGE UNIT|DBAX|Deutsche Bank Securities Inc.|9000
TBRGU|THUNDER BRIDGE UNIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9900
TBRGU|THUNDER BRIDGE UNIT|EBXL|EBX LLC|12700
TBRGU|THUNDER BRIDGE UNIT|EGAM|CBOE TRADING, INC.|200
TBRGU|THUNDER BRIDGE UNIT|ETRS|E*Trade Securities LLC|3
TBRGU|THUNDER BRIDGE UNIT|FBCO|Credit Suisse Securities (USA) LLC|400
TBRGU|THUNDER BRIDGE UNIT|FBRC|B. RILEY FBR, INC.|53328
TBRGU|THUNDER BRIDGE UNIT|FOMA|TD AMERITRADE CLEARING, INC.|5590
TBRGU|THUNDER BRIDGE UNIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13000
TBRGU|THUNDER BRIDGE UNIT|GLPX|ACS EXECUTION SERVICES, LLC|1600
TBRGU|THUNDER BRIDGE UNIT|GSCO|GOLDMAN SACHS & CO. LLC|90425
TBRGU|THUNDER BRIDGE UNIT|GSCS|GOLDMAN SACHS & CO. LLC|18370
TBRGU|THUNDER BRIDGE UNIT|IBKR|Interactive Brokers Llc|36600
TBRGU|THUNDER BRIDGE UNIT|ICBX|INSTINET, LLC|4000
TBRGU|THUNDER BRIDGE UNIT|INCA|INSTINET, LLC|34140
TBRGU|THUNDER BRIDGE UNIT|ITGI|ITG Inc.|60350
TBRGU|THUNDER BRIDGE UNIT|ITGP|ITG INC.|13800
TBRGU|THUNDER BRIDGE UNIT|JMPT|JUMP TRADING, LLC|1100
TBRGU|THUNDER BRIDGE UNIT|JPMX|J.P. Morgan Securities LLC|19260
TBRGU|THUNDER BRIDGE UNIT|KCGM|VIRTU Americas LLC|6100
TBRGU|THUNDER BRIDGE UNIT|LEHM|Barclays Capital Inc./Le|21600
TBRGU|THUNDER BRIDGE UNIT|LIME|Lime Brokerage LLC|9000
TBRGU|THUNDER BRIDGE UNIT|LTCO|Ladenburg, Thalmann & Co., Inc.|19900
TBRGU|THUNDER BRIDGE UNIT|MILE|I-Bankers Securities, Inc.|108474
TBRGU|THUNDER BRIDGE UNIT|MITR|GMP SECURITIES, LLC|30000
TBRGU|THUNDER BRIDGE UNIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20800
TBRGU|THUNDER BRIDGE UNIT|MSCO|MORGAN STANLEY & CO. LLC|395150
TBRGU|THUNDER BRIDGE UNIT|NFSC|National Financial Services LLC|28105
TBRGU|THUNDER BRIDGE UNIT|NITE|VIRTU Americas LLC|124822
TBRGU|THUNDER BRIDGE UNIT|NQRB|Brut, LLC|3400
TBRGU|THUNDER BRIDGE UNIT|PDQM|CODA MARKETS, INC.|3978
TBRGU|THUNDER BRIDGE UNIT|SGMT|GOLDMAN SACHS & CO. LLC|23200
TBRGU|THUNDER BRIDGE UNIT|SPDR|SPEEDROUTE LLC|100
TBRGU|THUNDER BRIDGE UNIT|TKNG|ALLY INVEST SECURITIES LLC|5
TBRGU|THUNDER BRIDGE UNIT|TRWN|T.R. Winston & Company, LLC|82000
TBRGU|THUNDER BRIDGE UNIT|UBSA|UBS SECURITIES LLC|26800
TBRGU|THUNDER BRIDGE UNIT|UBSS|UBS Securities LLC|39800
TBRGU|THUNDER BRIDGE UNIT|VNDS|VANDHAM SECURITIES CORP|35000
TBRGU|THUNDER BRIDGE UNIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|600
TBT|PROSHARES TRUST|AGIS|Aegis Capital Corp.|18075
TBT|PROSHARES TRUST|ALTX|Alternet Securities Inc.|2100
TBT|PROSHARES TRUST|APCC|Apex Clearing Corporation|17387
TBT|PROSHARES TRUST|BANK|Primevest Financial Services, Inc.|1
TBT|PROSHARES TRUST|BARD|Robert W. Baird & Co. Incorporated|12300
TBT|PROSHARES TRUST|BATM|CBOE TRADING, INC.|3014
TBT|PROSHARES TRUST|BERN|Sanford C. Bernstein & Co., LLC|488
TBT|PROSHARES TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66531
TBT|PROSHARES TRUST|BLKX|INSTINET, LLC|15000
TBT|PROSHARES TRUST|BMAK|BMA SECURITIES|500
TBT|PROSHARES TRUST|BYXM|CBOE TRADING, INC.|4594
TBT|PROSHARES TRUST|CHAS|Charles Schwab & Co., Inc.|14208
TBT|PROSHARES TRUST|CICF|Canaccord Genuity Corp.|4000
TBT|PROSHARES TRUST|CIST|Capital Institutional Services, Inc.|1500
TBT|PROSHARES TRUST|CMTT|CMT TRADING LLC|3112
TBT|PROSHARES TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69232
TBT|PROSHARES TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6600
TBT|PROSHARES TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|442823
TBT|PROSHARES TRUST|CTLR|CUTLER GROUP, LP|5248
TBT|PROSHARES TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|10832
TBT|PROSHARES TRUST|DBAB|Deutsche Bank Securities Inc.|14022
TBT|PROSHARES TRUST|DBAX|Deutsche Bank Securities Inc.|184800
TBT|PROSHARES TRUST|DCHF|Dart Executions, LLC|75
TBT|PROSHARES TRUST|DEAN|MORGAN STANLEY|2401
TBT|PROSHARES TRUST|DEGS|RONIN PROFESSIONAL LLC|1300
TBT|PROSHARES TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17793
TBT|PROSHARES TRUST|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3000
TBT|PROSHARES TRUST|EBXL|EBX LLC|66500
TBT|PROSHARES TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|7001
TBT|PROSHARES TRUST|EDJO|Edward D. Jones & Co., L.P.|505
TBT|PROSHARES TRUST|EGAM|CBOE TRADING, INC.|3708
TBT|PROSHARES TRUST|EGAW|CBOE TRADING, INC.|200
TBT|PROSHARES TRUST|EGXM|CBOE TRADING, INC.|1254
TBT|PROSHARES TRUST|EGXW|CBOE TRADING, INC.|98
TBT|PROSHARES TRUST|ETBE|Electronic Transaction Clearing, Inc.|55568
TBT|PROSHARES TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11913
TBT|PROSHARES TRUST|ETRS|E*Trade Securities LLC|687570
TBT|PROSHARES TRUST|FBSB|U.S. Bancorp Investments, Inc.|1
TBT|PROSHARES TRUST|FILL|Tradestation Securities, Inc.|7520
TBT|PROSHARES TRUST|FLTU|FLOW TRADERS US LLC|140000
TBT|PROSHARES TRUST|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|140000
TBT|PROSHARES TRUST|FMAF|NBCN Inc./ CDS|34767
TBT|PROSHARES TRUST|FQLS|Quantlab Securities LP|116542
TBT|PROSHARES TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14052
TBT|PROSHARES TRUST|FTBR|Foliofn Investments, Inc.|8101
TBT|PROSHARES TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
TBT|PROSHARES TRUST|GLIS|TD Securities Inc|4699
TBT|PROSHARES TRUST|GLPX|ACS EXECUTION SERVICES, LLC|21763
TBT|PROSHARES TRUST|GSCO|GOLDMAN SACHS & CO. LLC|19196
TBT|PROSHARES TRUST|GSCS|GOLDMAN SACHS & CO. LLC|19792
TBT|PROSHARES TRUST|GSIC|GLOBAL STRATEGIC INVESTMENTS|274
TBT|PROSHARES TRUST|GSLT|GOLDMAN SACHS & CO. LLC|23805
TBT|PROSHARES TRUST|GTSZ|GTS SECURITIES LLC|10277
TBT|PROSHARES TRUST|HRBF|American Enterprise Investment Services Inc.|3608
TBT|PROSHARES TRUST|IATS|INTERACTIVE BROKERS LLC|95443
TBT|PROSHARES TRUST|IBKR|Interactive Brokers Llc|330158
TBT|PROSHARES TRUST|ICBX|INSTINET, LLC|545222
TBT|PROSHARES TRUST|INCA|INSTINET, LLC|723121
TBT|PROSHARES TRUST|ITGI|ITG Inc.|51107
TBT|PROSHARES TRUST|ITGP|ITG INC.|193200
TBT|PROSHARES TRUST|JANY|Janney Montgomery Scott Inc.|750
TBT|PROSHARES TRUST|JEFF|JEFFERIES LLC|11001
TBT|PROSHARES TRUST|JMPT|JUMP TRADING, LLC|67843
TBT|PROSHARES TRUST|JPMX|J.P. Morgan Securities LLC|87936
TBT|PROSHARES TRUST|JSEB|JANE STREET EXECUTION SERVICES, LLC|614800
TBT|PROSHARES TRUST|JSJX|JANE STREET CAPITAL LLC|740113
TBT|PROSHARES TRUST|KCGM|VIRTU Americas LLC|86267
TBT|PROSHARES TRUST|LEHM|Barclays Capital Inc./Le|703742
TBT|PROSHARES TRUST|LGNT|COR CLEARING LLC|1
TBT|PROSHARES TRUST|LIME|Lime Brokerage LLC|10270
TBT|PROSHARES TRUST|LSCI|Lek Securities Corporation|14060
TBT|PROSHARES TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|129586
TBT|PROSHARES TRUST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|30830
TBT|PROSHARES TRUST|MOTF|MOTIF INVESTING, INC.|4
TBT|PROSHARES TRUST|MSCO|MORGAN STANLEY & CO. LLC|458505
TBT|PROSHARES TRUST|MSPL|MORGAN STANLEY & CO. LLC|81400
TBT|PROSHARES TRUST|MSTX|MORGAN STANLEY & CO. LLC|25300
TBT|PROSHARES TRUST|NFSC|National Financial Services LLC|1574468
TBT|PROSHARES TRUST|NITE|VIRTU Americas LLC|1799463
TBT|PROSHARES TRUST|NITP|VIRTU Americas LLC|1082001
TBT|PROSHARES TRUST|NQRB|Brut, LLC|13879
TBT|PROSHARES TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|3973
TBT|PROSHARES TRUST|OPCO|Oppenheimer & Co. Inc.|2113
TBT|PROSHARES TRUST|PDQM|CODA MARKETS, INC.|18206
TBT|PROSHARES TRUST|PHLY|NASDAQ Execution Services, LLC|28800
TBT|PROSHARES TRUST|PICT|Pictet Overseas Inc.|1300
TBT|PROSHARES TRUST|PWJC|UBS Financial Services, Inc.|18590
TBT|PROSHARES TRUST|QMSR|QUATTRO M SECURITIES INC.|91160
TBT|PROSHARES TRUST|RBCM|RBC CAPITAL MARKETS, LLC|5640
TBT|PROSHARES TRUST|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|32870
TBT|PROSHARES TRUST|RGLD|Regal Securities, Inc|967
TBT|PROSHARES TRUST|RHOX|XR Securities LLC|4535216
TBT|PROSHARES TRUST|SALI|INTL FCSTONE FINANCIAL INC.|250
TBT|PROSHARES TRUST|SBSH|Citigroup Global Markets Inc.|84052
TBT|PROSHARES TRUST|SEIC|SEI Investments Distribution Co.|250
TBT|PROSHARES TRUST|SGMT|GOLDMAN SACHS & CO. LLC|104794
TBT|PROSHARES TRUST|SPDR|SPEEDROUTE LLC|3692
TBT|PROSHARES TRUST|SPHN|Stephens Inc.|1
TBT|PROSHARES TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|3474
TBT|PROSHARES TRUST|STTT|STATETRUST INVESTMENTS INC.|20900
TBT|PROSHARES TRUST|SWIM|TD Ameritrade, Inc.|210652
TBT|PROSHARES TRUST|SWST|Hilltop Securities Inc.|127
TBT|PROSHARES TRUST|TKNG|ALLY INVEST SECURITIES LLC|2107
TBT|PROSHARES TRUST|TRBT|Tradebot Systems, Inc.|1131399
TBT|PROSHARES TRUST|TRCM|TRC MARKETS LLC|1707748
TBT|PROSHARES TRUST|TWTT|TASTYWORKS, INC.|1160
TBT|PROSHARES TRUST|UBSA|UBS SECURITIES LLC|832239
TBT|PROSHARES TRUST|UBSS|UBS Securities LLC|310944
TBT|PROSHARES TRUST|VALX|VIRTU AMERICAS LLC|14225
TBT|PROSHARES TRUST|VGRD|Vanguard Marketing Corporation|146955
TBT|PROSHARES TRUST|VNDS|VANDHAM SECURITIES CORP|250
TBT|PROSHARES TRUST|WCHV|WELLS FARGO SECURITIES, LLC|61932
TBT|PROSHARES TRUST|WEDB|WEDBUSH SECURITIES INC.|1
TBT|PROSHARES TRUST|WEED|Weeden & Co.L.P.|200
TBT|PROSHARES TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|54492
TBT|PROSHARES TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|136912
TBT|PROSHARES TRUST|WGIF|CIBC World Markets Inc.|130
TBT|PROSHARES TRUST|WSEA|WOLVERINE SECURITIES, LLC|35218
TBT|PROSHARES TRUST|XPUS|XP SECURITIES, LLC|24215
TBT|PROSHARES TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|13400
TBT|PROSHARES TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|200
TBT|PROSHARES TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|144
TBX|PROSHRES 1 7 10 TSY|APCC|Apex Clearing Corporation|20
TBX|PROSHRES 1 7 10 TSY|BARD|Robert W. Baird & Co. Incorporated|89
TBX|PROSHRES 1 7 10 TSY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|526
TBX|PROSHRES 1 7 10 TSY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3240
TBX|PROSHRES 1 7 10 TSY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1503
TBX|PROSHRES 1 7 10 TSY|DBAX|Deutsche Bank Securities Inc.|800
TBX|PROSHRES 1 7 10 TSY|EBXL|EBX LLC|9800
TBX|PROSHRES 1 7 10 TSY|EDJO|Edward D. Jones & Co., L.P.|117
TBX|PROSHRES 1 7 10 TSY|ETRS|E*Trade Securities LLC|7918
TBX|PROSHRES 1 7 10 TSY|FILL|Tradestation Securities, Inc.|1000
TBX|PROSHRES 1 7 10 TSY|FTBR|Foliofn Investments, Inc.|4201
TBX|PROSHRES 1 7 10 TSY|GSCO|GOLDMAN SACHS & CO. LLC|921
TBX|PROSHRES 1 7 10 TSY|IBKR|Interactive Brokers Llc|135
TBX|PROSHRES 1 7 10 TSY|ICBX|INSTINET, LLC|1700
TBX|PROSHRES 1 7 10 TSY|IESI|ITAU INTERNATIONAL SECURITIES INC.|100
TBX|PROSHRES 1 7 10 TSY|INCA|INSTINET, LLC|1906
TBX|PROSHRES 1 7 10 TSY|INJX|INSTINET, LLC|100
TBX|PROSHRES 1 7 10 TSY|ITGP|ITG INC.|600
TBX|PROSHRES 1 7 10 TSY|JPMX|J.P. Morgan Securities LLC|2270
TBX|PROSHRES 1 7 10 TSY|JSEB|JANE STREET EXECUTION SERVICES, LLC|185897
TBX|PROSHRES 1 7 10 TSY|JSJX|JANE STREET CAPITAL LLC|31979
TBX|PROSHRES 1 7 10 TSY|KCGM|VIRTU Americas LLC|200
TBX|PROSHRES 1 7 10 TSY|LEHM|Barclays Capital Inc./Le|3300
TBX|PROSHRES 1 7 10 TSY|LIME|Lime Brokerage LLC|2202
TBX|PROSHRES 1 7 10 TSY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2116
TBX|PROSHRES 1 7 10 TSY|MSCO|MORGAN STANLEY & CO. LLC|5083
TBX|PROSHRES 1 7 10 TSY|MSPL|MORGAN STANLEY & CO. LLC|4400
TBX|PROSHRES 1 7 10 TSY|NFSC|National Financial Services LLC|388109
TBX|PROSHRES 1 7 10 TSY|NITE|VIRTU Americas LLC|390655
TBX|PROSHRES 1 7 10 TSY|OPCO|Oppenheimer & Co. Inc.|200
TBX|PROSHRES 1 7 10 TSY|SGMT|GOLDMAN SACHS & CO. LLC|1139
TBX|PROSHRES 1 7 10 TSY|SWIM|TD Ameritrade, Inc.|350
TBX|PROSHRES 1 7 10 TSY|TDCO|Thompson Davis & Co., Inc.|22
TBX|PROSHRES 1 7 10 TSY|UBSA|UBS SECURITIES LLC|6983
TBX|PROSHRES 1 7 10 TSY|UBSS|UBS Securities LLC|6577
TBX|PROSHRES 1 7 10 TSY|VGRD|Vanguard Marketing Corporation|2325
TBX|PROSHRES 1 7 10 TSY|WCHV|WELLS FARGO SECURITIES, LLC|235
TBX|PROSHRES 1 7 10 TSY|WSEA|WOLVERINE SECURITIES, LLC|41
TBX|PROSHRES 1 7 10 TSY|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TBX|PROSHRES 1 7 10 TSY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8572
TCAP|TRIANGLE CAPITAL COR|ALTX|Alternet Securities Inc.|5800
TCAP|TRIANGLE CAPITAL COR|APCC|Apex Clearing Corporation|39
TCAP|TRIANGLE CAPITAL COR|BARD|Robert W. Baird & Co. Incorporated|12911
TCAP|TRIANGLE CAPITAL COR|BATM|CBOE TRADING, INC.|3204
TCAP|TRIANGLE CAPITAL COR|BAYT|BTIG, LLC|300
TCAP|TRIANGLE CAPITAL COR|BBNT|BB&T SECURITIES, LLC|11869
TCAP|TRIANGLE CAPITAL COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46510
TCAP|TRIANGLE CAPITAL COR|BLKX|INSTINET, LLC|30000
TCAP|TRIANGLE CAPITAL COR|BTIG|BTIG, LLC|100
TCAP|TRIANGLE CAPITAL COR|BZYD|GOLDMAN SACHS & CO. LLC|400
TCAP|TRIANGLE CAPITAL COR|CANT|Cantor Fitzgerald & Co.|100
TCAP|TRIANGLE CAPITAL COR|CHAS|Charles Schwab & Co., Inc.|1415
TCAP|TRIANGLE CAPITAL COR|CIST|Capital Institutional Services, Inc.|10900
TCAP|TRIANGLE CAPITAL COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7975
TCAP|TRIANGLE CAPITAL COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98999
TCAP|TRIANGLE CAPITAL COR|CTDL|Citadel Derivatives Group Llc|871
TCAP|TRIANGLE CAPITAL COR|CTLR|CUTLER GROUP, LP|100
TCAP|TRIANGLE CAPITAL COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|5990
TCAP|TRIANGLE CAPITAL COR|DAVA|Davenport & Company LLC|5275
TCAP|TRIANGLE CAPITAL COR|DBAB|Deutsche Bank Securities Inc.|21832
TCAP|TRIANGLE CAPITAL COR|DBAX|Deutsche Bank Securities Inc.|86100
TCAP|TRIANGLE CAPITAL COR|DBUL|Deutsche Bank Securities Inc.|900
TCAP|TRIANGLE CAPITAL COR|DEAN|MORGAN STANLEY|31008
TCAP|TRIANGLE CAPITAL COR|DEGS|RONIN PROFESSIONAL LLC|186
TCAP|TRIANGLE CAPITAL COR|EBXL|EBX LLC|137600
TCAP|TRIANGLE CAPITAL COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|9929
TCAP|TRIANGLE CAPITAL COR|EDJO|Edward D. Jones & Co., L.P.|916
TCAP|TRIANGLE CAPITAL COR|EGAM|CBOE TRADING, INC.|665
TCAP|TRIANGLE CAPITAL COR|EGAW|CBOE TRADING, INC.|70
TCAP|TRIANGLE CAPITAL COR|EGMT|EG MARKET TECHNOLOGIES LLC|110
TCAP|TRIANGLE CAPITAL COR|EGXM|CBOE TRADING, INC.|8000
TCAP|TRIANGLE CAPITAL COR|EGXW|CBOE TRADING, INC.|100
TCAP|TRIANGLE CAPITAL COR|ETBE|Electronic Transaction Clearing, Inc.|2377
TCAP|TRIANGLE CAPITAL COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|310
TCAP|TRIANGLE CAPITAL COR|ETRS|E*Trade Securities LLC|44853
TCAP|TRIANGLE CAPITAL COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57278
TCAP|TRIANGLE CAPITAL COR|FTBR|Foliofn Investments, Inc.|1024
TCAP|TRIANGLE CAPITAL COR|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
TCAP|TRIANGLE CAPITAL COR|GLPX|ACS EXECUTION SERVICES, LLC|640
TCAP|TRIANGLE CAPITAL COR|GSCO|GOLDMAN SACHS & CO. LLC|103112
TCAP|TRIANGLE CAPITAL COR|GSCS|GOLDMAN SACHS & CO. LLC|23720
TCAP|TRIANGLE CAPITAL COR|GSLT|GOLDMAN SACHS & CO. LLC|2566
TCAP|TRIANGLE CAPITAL COR|GTSZ|GTS SECURITIES LLC|5569
TCAP|TRIANGLE CAPITAL COR|HRBF|American Enterprise Investment Services Inc.|4482
TCAP|TRIANGLE CAPITAL COR|IATS|INTERACTIVE BROKERS LLC|11070
TCAP|TRIANGLE CAPITAL COR|IBKR|Interactive Brokers Llc|38919
TCAP|TRIANGLE CAPITAL COR|ICBX|INSTINET, LLC|7400
TCAP|TRIANGLE CAPITAL COR|INCA|INSTINET, LLC|41593
TCAP|TRIANGLE CAPITAL COR|ITGI|ITG Inc.|7661
TCAP|TRIANGLE CAPITAL COR|ITGP|ITG INC.|63000
TCAP|TRIANGLE CAPITAL COR|JANY|Janney Montgomery Scott Inc.|11350
TCAP|TRIANGLE CAPITAL COR|JEFF|JEFFERIES LLC|300
TCAP|TRIANGLE CAPITAL COR|JMPT|JUMP TRADING, LLC|3792
TCAP|TRIANGLE CAPITAL COR|JONE|JonesTrading|200
TCAP|TRIANGLE CAPITAL COR|JPBX|J.P. MORGAN SECURITIES LLC|62174
TCAP|TRIANGLE CAPITAL COR|JPMX|J.P. Morgan Securities LLC|476641
TCAP|TRIANGLE CAPITAL COR|JSJX|JANE STREET CAPITAL LLC|60357
TCAP|TRIANGLE CAPITAL COR|KCGM|VIRTU Americas LLC|47842
TCAP|TRIANGLE CAPITAL COR|LEHM|Barclays Capital Inc./Le|156708
TCAP|TRIANGLE CAPITAL COR|LIME|Lime Brokerage LLC|10621
TCAP|TRIANGLE CAPITAL COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51180
TCAP|TRIANGLE CAPITAL COR|MOTF|MOTIF INVESTING, INC.|1
TCAP|TRIANGLE CAPITAL COR|MSCO|MORGAN STANLEY & CO. LLC|138292
TCAP|TRIANGLE CAPITAL COR|MSPL|MORGAN STANLEY & CO. LLC|153400
TCAP|TRIANGLE CAPITAL COR|MSTX|MORGAN STANLEY & CO. LLC|32800
TCAP|TRIANGLE CAPITAL COR|NEUB|NEUBERGER BERMAN BD LLC|286
TCAP|TRIANGLE CAPITAL COR|NFSC|National Financial Services LLC|244017
TCAP|TRIANGLE CAPITAL COR|NITE|VIRTU Americas LLC|352729
TCAP|TRIANGLE CAPITAL COR|NQRB|Brut, LLC|1374
TCAP|TRIANGLE CAPITAL COR|NTRC|Northern Trust Securities, Inc.|750
TCAP|TRIANGLE CAPITAL COR|OPCO|Oppenheimer & Co. Inc.|2457
TCAP|TRIANGLE CAPITAL COR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|380
TCAP|TRIANGLE CAPITAL COR|PDQM|CODA MARKETS, INC.|3200
TCAP|TRIANGLE CAPITAL COR|PWJC|UBS Financial Services, Inc.|2
TCAP|TRIANGLE CAPITAL COR|RBCM|RBC CAPITAL MARKETS, LLC|5912
TCAP|TRIANGLE CAPITAL COR|SAGW|SAGETRADER, LLC|376
TCAP|TRIANGLE CAPITAL COR|SBSH|Citigroup Global Markets Inc.|12626
TCAP|TRIANGLE CAPITAL COR|SEIC|SEI Investments Distribution Co.|100
TCAP|TRIANGLE CAPITAL COR|SGMT|GOLDMAN SACHS & CO. LLC|39907
TCAP|TRIANGLE CAPITAL COR|SPDR|SPEEDROUTE LLC|400
TCAP|TRIANGLE CAPITAL COR|SPHN|Stephens Inc.|5344
TCAP|TRIANGLE CAPITAL COR|STFL|Stifel, Nicolaus & Company, Incorporated|71410
TCAP|TRIANGLE CAPITAL COR|STXG|Stockcross Financial Services, Inc.|3000
TCAP|TRIANGLE CAPITAL COR|SWIM|TD Ameritrade, Inc.|11075
TCAP|TRIANGLE CAPITAL COR|SWST|Hilltop Securities Inc.|784
TCAP|TRIANGLE CAPITAL COR|TKNG|ALLY INVEST SECURITIES LLC|381
TCAP|TRIANGLE CAPITAL COR|TRBT|Tradebot Systems, Inc.|32624
TCAP|TRIANGLE CAPITAL COR|TRCM|TRC MARKETS LLC|11153
TCAP|TRIANGLE CAPITAL COR|UBSA|UBS SECURITIES LLC|151339
TCAP|TRIANGLE CAPITAL COR|UBSS|UBS Securities LLC|190983
TCAP|TRIANGLE CAPITAL COR|VALX|VIRTU AMERICAS LLC|7706
TCAP|TRIANGLE CAPITAL COR|VERT|The Vertical Trading Group, LLC|8840
TCAP|TRIANGLE CAPITAL COR|VGRD|Vanguard Marketing Corporation|25253
TCAP|TRIANGLE CAPITAL COR|WCHV|WELLS FARGO SECURITIES, LLC|327325
TCAP|TRIANGLE CAPITAL COR|WEDB|WEDBUSH SECURITIES INC.|1200
TCAP|TRIANGLE CAPITAL COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5472
TCAP|TRIANGLE CAPITAL COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9880
TCAP|TRIANGLE CAPITAL COR|WFPB|Wells Fargo Securities, LLC.|16888
TCAP|TRIANGLE CAPITAL COR|WSEA|WOLVERINE SECURITIES, LLC|6930
TCAP|TRIANGLE CAPITAL COR|XIST|INSTINET, LLC|3400
TCAP|TRIANGLE CAPITAL COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|67986
TCAP|TRIANGLE CAPITAL COR|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TCAP|TRIANGLE CAPITAL COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1516
TCBI|TEXAS CAPITAL BNCSH|ABLE|NATIXIS Securities Americas LLC|91000
TCBI|TEXAS CAPITAL BNCSH|ANOS|ABEL/NOSER, L.L.C.|661
TCBI|TEXAS CAPITAL BNCSH|APCC|Apex Clearing Corporation|25
TCBI|TEXAS CAPITAL BNCSH|BANK|Primevest Financial Services, Inc.|33
TCBI|TEXAS CAPITAL BNCSH|BARD|Robert W. Baird & Co. Incorporated|340
TCBI|TEXAS CAPITAL BNCSH|BATM|CBOE TRADING, INC.|2069
TCBI|TEXAS CAPITAL BNCSH|BAYC|BAY CREST PARTNERS, LLC|7000
TCBI|TEXAS CAPITAL BNCSH|BAYT|BTIG, LLC|9576
TCBI|TEXAS CAPITAL BNCSH|BBNT|BB&T SECURITIES, LLC|2292
TCBI|TEXAS CAPITAL BNCSH|BERN|Sanford C. Bernstein & Co., LLC|89320
TCBI|TEXAS CAPITAL BNCSH|BIDS|BIDS TRADING L.P.|32000
TCBI|TEXAS CAPITAL BNCSH|BKCM|BNY Mellon Capital Markets LLC|9632
TCBI|TEXAS CAPITAL BNCSH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1156
TCBI|TEXAS CAPITAL BNCSH|BMOC|BMO Capital Markets Corp.|11146
TCBI|TEXAS CAPITAL BNCSH|BNPX|BNP PARIBAS SECURITIES CORP.|49705
TCBI|TEXAS CAPITAL BNCSH|BRVL|BLAYLOCK VAN, LLC|700
TCBI|TEXAS CAPITAL BNCSH|BTIG|BTIG, LLC|24048
TCBI|TEXAS CAPITAL BNCSH|BYXM|CBOE TRADING, INC.|590
TCBI|TEXAS CAPITAL BNCSH|BZYD|GOLDMAN SACHS & CO. LLC|600
TCBI|TEXAS CAPITAL BNCSH|CABR|Cabrera Capital Markets, Inc.|25
TCBI|TEXAS CAPITAL BNCSH|CANT|Cantor Fitzgerald & Co.|45342
TCBI|TEXAS CAPITAL BNCSH|CHAS|Charles Schwab & Co., Inc.|1168
TCBI|TEXAS CAPITAL BNCSH|CIST|Capital Institutional Services, Inc.|1580
TCBI|TEXAS CAPITAL BNCSH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|565073
TCBI|TEXAS CAPITAL BNCSH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3520
TCBI|TEXAS CAPITAL BNCSH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|463130
TCBI|TEXAS CAPITAL BNCSH|CTDL|Citadel Derivatives Group Llc|26511
TCBI|TEXAS CAPITAL BNCSH|CTLR|CUTLER GROUP, LP|300
TCBI|TEXAS CAPITAL BNCSH|CXCX|CITIGROUP GLOBAL MARKETS INC.|25776
TCBI|TEXAS CAPITAL BNCSH|DADA|D.A. Davidson & Co.|70
TCBI|TEXAS CAPITAL BNCSH|DBAB|Deutsche Bank Securities Inc.|823865
TCBI|TEXAS CAPITAL BNCSH|DBAX|Deutsche Bank Securities Inc.|167800
TCBI|TEXAS CAPITAL BNCSH|DBUL|Deutsche Bank Securities Inc.|3726
TCBI|TEXAS CAPITAL BNCSH|DCHF|Dart Executions, LLC|386
TCBI|TEXAS CAPITAL BNCSH|DEAN|MORGAN STANLEY|2097
TCBI|TEXAS CAPITAL BNCSH|DEGS|RONIN PROFESSIONAL LLC|800
TCBI|TEXAS CAPITAL BNCSH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3418
TCBI|TEXAS CAPITAL BNCSH|EBXL|EBX LLC|126400
TCBI|TEXAS CAPITAL BNCSH|ECUT|CONVERGEX EXECUTION SOLUTIONS|13083
TCBI|TEXAS CAPITAL BNCSH|EDJO|Edward D. Jones & Co., L.P.|2827
TCBI|TEXAS CAPITAL BNCSH|EGAM|CBOE TRADING, INC.|9316
TCBI|TEXAS CAPITAL BNCSH|EGAW|CBOE TRADING, INC.|3
TCBI|TEXAS CAPITAL BNCSH|EGMT|EG MARKET TECHNOLOGIES LLC|2218
TCBI|TEXAS CAPITAL BNCSH|EGXM|CBOE TRADING, INC.|1470
TCBI|TEXAS CAPITAL BNCSH|EGXW|CBOE TRADING, INC.|23
TCBI|TEXAS CAPITAL BNCSH|ESPO|ESPOSITO SECURITIES, LLC|115
TCBI|TEXAS CAPITAL BNCSH|ETBE|Electronic Transaction Clearing, Inc.|16013
TCBI|TEXAS CAPITAL BNCSH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
TCBI|TEXAS CAPITAL BNCSH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34328
TCBI|TEXAS CAPITAL BNCSH|ETRS|E*Trade Securities LLC|5363
TCBI|TEXAS CAPITAL BNCSH|FBCO|Credit Suisse Securities (USA) LLC|2748378
TCBI|TEXAS CAPITAL BNCSH|FILL|Tradestation Securities, Inc.|468
TCBI|TEXAS CAPITAL BNCSH|FMAF|NBCN Inc./ CDS|10
TCBI|TEXAS CAPITAL BNCSH|FOMA|TD AMERITRADE CLEARING, INC.|20250
TCBI|TEXAS CAPITAL BNCSH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2237
TCBI|TEXAS CAPITAL BNCSH|FQLS|Quantlab Securities LP|311798
TCBI|TEXAS CAPITAL BNCSH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29994
TCBI|TEXAS CAPITAL BNCSH|FTBR|Foliofn Investments, Inc.|606
TCBI|TEXAS CAPITAL BNCSH|GEBB|GLOBAL EXECUTION BROKERS, LP|23037
TCBI|TEXAS CAPITAL BNCSH|GLPX|ACS EXECUTION SERVICES, LLC|1260
TCBI|TEXAS CAPITAL BNCSH|GSCO|GOLDMAN SACHS & CO. LLC|2636661
TCBI|TEXAS CAPITAL BNCSH|GSCS|GOLDMAN SACHS & CO. LLC|34911
TCBI|TEXAS CAPITAL BNCSH|GSLT|GOLDMAN SACHS & CO. LLC|1602
TCBI|TEXAS CAPITAL BNCSH|GTSZ|GTS SECURITIES LLC|12177
TCBI|TEXAS CAPITAL BNCSH|HAPX|HAP Trading, LLC|15
TCBI|TEXAS CAPITAL BNCSH|HRBF|American Enterprise Investment Services Inc.|154
TCBI|TEXAS CAPITAL BNCSH|IATS|INTERACTIVE BROKERS LLC|1570
TCBI|TEXAS CAPITAL BNCSH|IBKR|Interactive Brokers Llc|16921
TCBI|TEXAS CAPITAL BNCSH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|400
TCBI|TEXAS CAPITAL BNCSH|ICBX|INSTINET, LLC|32444
TCBI|TEXAS CAPITAL BNCSH|IEQY|CITADEL SECURITIES LLC|300868
TCBI|TEXAS CAPITAL BNCSH|INCA|INSTINET, LLC|248952
TCBI|TEXAS CAPITAL BNCSH|INJX|INSTINET, LLC|38643
TCBI|TEXAS CAPITAL BNCSH|ITGI|ITG Inc.|65972
TCBI|TEXAS CAPITAL BNCSH|ITGP|ITG INC.|401400
TCBI|TEXAS CAPITAL BNCSH|JANY|Janney Montgomery Scott Inc.|6
TCBI|TEXAS CAPITAL BNCSH|JEFF|JEFFERIES LLC|148474
TCBI|TEXAS CAPITAL BNCSH|JMPT|JUMP TRADING, LLC|46662
TCBI|TEXAS CAPITAL BNCSH|JPBX|J.P. MORGAN SECURITIES LLC|130004
TCBI|TEXAS CAPITAL BNCSH|JPMX|J.P. Morgan Securities LLC|378005
TCBI|TEXAS CAPITAL BNCSH|JSJX|JANE STREET CAPITAL LLC|13948
TCBI|TEXAS CAPITAL BNCSH|KBWI|Keefe, Bruyette & Woods, Inc.|57602
TCBI|TEXAS CAPITAL BNCSH|KCGM|VIRTU Americas LLC|22105
TCBI|TEXAS CAPITAL BNCSH|LEHM|Barclays Capital Inc./Le|1058912
TCBI|TEXAS CAPITAL BNCSH|LIME|Lime Brokerage LLC|154813
TCBI|TEXAS CAPITAL BNCSH|LMGP|LIME BROKERAGE LLC|1200
TCBI|TEXAS CAPITAL BNCSH|LMNX|LUMINEX TRADING & ANALYTICS LLC|42964
TCBI|TEXAS CAPITAL BNCSH|LOOP|Loop Capital Markets LLC|7291
TCBI|TEXAS CAPITAL BNCSH|LQNA|LIQUIDNET, INC.|147400
TCBI|TEXAS CAPITAL BNCSH|LQNB|LIQUIDNET, INC.|2000
TCBI|TEXAS CAPITAL BNCSH|LSCI|Lek Securities Corporation|115
TCBI|TEXAS CAPITAL BNCSH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TCBI|TEXAS CAPITAL BNCSH|MACQ|Macquarie Capital (USA) Inc.|200
TCBI|TEXAS CAPITAL BNCSH|MAXM|Maxim Group LLC|1480
TCBI|TEXAS CAPITAL BNCSH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|207487
TCBI|TEXAS CAPITAL BNCSH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|299
TCBI|TEXAS CAPITAL BNCSH|MSCO|MORGAN STANLEY & CO. LLC|2217223
TCBI|TEXAS CAPITAL BNCSH|MSPL|MORGAN STANLEY & CO. LLC|296000
TCBI|TEXAS CAPITAL BNCSH|MSTX|MORGAN STANLEY & CO. LLC|113300
TCBI|TEXAS CAPITAL BNCSH|NEUB|NEUBERGER BERMAN BD LLC|55
TCBI|TEXAS CAPITAL BNCSH|NFSC|National Financial Services LLC|56682
TCBI|TEXAS CAPITAL BNCSH|NITE|VIRTU Americas LLC|228311
TCBI|TEXAS CAPITAL BNCSH|NITP|VIRTU Americas LLC|5778
TCBI|TEXAS CAPITAL BNCSH|NQRB|Brut, LLC|24149
TCBI|TEXAS CAPITAL BNCSH|NTRC|Northern Trust Securities, Inc.|1734
TCBI|TEXAS CAPITAL BNCSH|OPCO|Oppenheimer & Co. Inc.|255
TCBI|TEXAS CAPITAL BNCSH|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2867
TCBI|TEXAS CAPITAL BNCSH|PDQM|CODA MARKETS, INC.|22538
TCBI|TEXAS CAPITAL BNCSH|PIPR|Piper Jaffray & Co.|4258
TCBI|TEXAS CAPITAL BNCSH|PWJC|UBS Financial Services, Inc.|4900
TCBI|TEXAS CAPITAL BNCSH|RAJA|Raymond James & Associates, Inc.|8769
TCBI|TEXAS CAPITAL BNCSH|RBCM|RBC CAPITAL MARKETS, LLC|2589
TCBI|TEXAS CAPITAL BNCSH|RHCO|Suntrust Robinson Humphrey, Inc.|7262
TCBI|TEXAS CAPITAL BNCSH|SAGL|SAGETRADER, LLC|3867
TCBI|TEXAS CAPITAL BNCSH|SAGW|SAGETRADER, LLC|430
TCBI|TEXAS CAPITAL BNCSH|SBSH|Citigroup Global Markets Inc.|387355
TCBI|TEXAS CAPITAL BNCSH|SDLR|Sandler, O'Neill & Partners, L.P.|5950
TCBI|TEXAS CAPITAL BNCSH|SGMT|GOLDMAN SACHS & CO. LLC|71778
TCBI|TEXAS CAPITAL BNCSH|SPDR|SPEEDROUTE LLC|12622
TCBI|TEXAS CAPITAL BNCSH|STFL|Stifel, Nicolaus & Company, Incorporated|976
TCBI|TEXAS CAPITAL BNCSH|STKP|STOCKPILE INVESTMENTS, INC.|6
TCBI|TEXAS CAPITAL BNCSH|SWIM|TD Ameritrade, Inc.|8729
TCBI|TEXAS CAPITAL BNCSH|SWST|Hilltop Securities Inc.|101
TCBI|TEXAS CAPITAL BNCSH|TAGC|TELSEY ADVISORY GROUP LLC|12100
TCBI|TEXAS CAPITAL BNCSH|TKNG|ALLY INVEST SECURITIES LLC|600
TCBI|TEXAS CAPITAL BNCSH|TRBT|Tradebot Systems, Inc.|42226
TCBI|TEXAS CAPITAL BNCSH|TRCM|TRC MARKETS LLC|155569
TCBI|TEXAS CAPITAL BNCSH|UBSA|UBS SECURITIES LLC|613127
TCBI|TEXAS CAPITAL BNCSH|UBSS|UBS Securities LLC|1500624
TCBI|TEXAS CAPITAL BNCSH|VALX|VIRTU AMERICAS LLC|18600
TCBI|TEXAS CAPITAL BNCSH|VERT|The Vertical Trading Group, LLC|17
TCBI|TEXAS CAPITAL BNCSH|VGRD|Vanguard Marketing Corporation|297
TCBI|TEXAS CAPITAL BNCSH|WABR|Wall Street Access|700
TCBI|TEXAS CAPITAL BNCSH|WBPX|SUMMIT SECURITIES GROUP, LLC|800
TCBI|TEXAS CAPITAL BNCSH|WCHV|WELLS FARGO SECURITIES, LLC|119508
TCBI|TEXAS CAPITAL BNCSH|WDNX|WEEDEN & CO.L.P.|660
TCBI|TEXAS CAPITAL BNCSH|WEDB|WEDBUSH SECURITIES INC.|53
TCBI|TEXAS CAPITAL BNCSH|WEED|Weeden & Co.L.P.|383
TCBI|TEXAS CAPITAL BNCSH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31375
TCBI|TEXAS CAPITAL BNCSH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|47695
TCBI|TEXAS CAPITAL BNCSH|WGIF|CIBC World Markets Inc.|100
TCBI|TEXAS CAPITAL BNCSH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|405
TCBI|TEXAS CAPITAL BNCSH|WSEA|WOLVERINE SECURITIES, LLC|693
TCBI|TEXAS CAPITAL BNCSH|XIST|INSTINET, LLC|118140
TCBI|TEXAS CAPITAL BNCSH|XSTM|NATIONAL FINANCIAL SERVICES LLC|18262
TCBI|TEXAS CAPITAL BNCSH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|750
TCBIL|TEXAS CAP 6.5 SR NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|225
TCBIL|TEXAS CAP 6.5 SR NTS|DBAX|Deutsche Bank Securities Inc.|200
TCBIL|TEXAS CAP 6.5 SR NTS|EDJO|Edward D. Jones & Co., L.P.|1855
TCBIL|TEXAS CAP 6.5 SR NTS|ETRS|E*Trade Securities LLC|714
TCBIL|TEXAS CAP 6.5 SR NTS|FBCO|Credit Suisse Securities (USA) LLC|400
TCBIL|TEXAS CAP 6.5 SR NTS|FOMA|TD AMERITRADE CLEARING, INC.|5262
TCBIL|TEXAS CAP 6.5 SR NTS|GEBB|GLOBAL EXECUTION BROKERS, LP|122
TCBIL|TEXAS CAP 6.5 SR NTS|HRBF|American Enterprise Investment Services Inc.|8
TCBIL|TEXAS CAP 6.5 SR NTS|IBKR|Interactive Brokers Llc|3462
TCBIL|TEXAS CAP 6.5 SR NTS|ITGI|ITG Inc.|10700
TCBIL|TEXAS CAP 6.5 SR NTS|ITGP|ITG INC.|600
TCBIL|TEXAS CAP 6.5 SR NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|240
TCBIL|TEXAS CAP 6.5 SR NTS|LIME|Lime Brokerage LLC|1074
TCBIL|TEXAS CAP 6.5 SR NTS|MSCO|MORGAN STANLEY & CO. LLC|1400
TCBIL|TEXAS CAP 6.5 SR NTS|NFSC|National Financial Services LLC|39232
TCBIL|TEXAS CAP 6.5 SR NTS|NITE|VIRTU Americas LLC|17595
TCBIL|TEXAS CAP 6.5 SR NTS|RAJA|Raymond James & Associates, Inc.|2884
TCBIL|TEXAS CAP 6.5 SR NTS|SGMT|GOLDMAN SACHS & CO. LLC|100
TCBIL|TEXAS CAP 6.5 SR NTS|SPDR|SPEEDROUTE LLC|3036
TCBIL|TEXAS CAP 6.5 SR NTS|STFL|Stifel, Nicolaus & Company, Incorporated|5898
TCBIL|TEXAS CAP 6.5 SR NTS|TKNG|ALLY INVEST SECURITIES LLC|20
TCBIL|TEXAS CAP 6.5 SR NTS|UBSA|UBS SECURITIES LLC|100
TCBIL|TEXAS CAP 6.5 SR NTS|UBSS|UBS Securities LLC|3368
TCBIL|TEXAS CAP 6.5 SR NTS|VGRD|Vanguard Marketing Corporation|1000
TCBIL|TEXAS CAP 6.5 SR NTS|VNDM|Wall Street Access|42
TCBIL|TEXAS CAP 6.5 SR NTS|WCHV|WELLS FARGO SECURITIES, LLC|16820
TCBIL|TEXAS CAP 6.5 SR NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|80
TCBIP|TEXAS CAPITAL|BANK|Primevest Financial Services, Inc.|600
TCBIP|TEXAS CAPITAL|BARD|Robert W. Baird & Co. Incorporated|400
TCBIP|TEXAS CAPITAL|BATM|CBOE TRADING, INC.|2
TCBIP|TEXAS CAPITAL|BBNT|BB&T SECURITIES, LLC|100
TCBIP|TEXAS CAPITAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2300
TCBIP|TEXAS CAPITAL|CANT|Cantor Fitzgerald & Co.|7181
TCBIP|TEXAS CAPITAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|345
TCBIP|TEXAS CAPITAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
TCBIP|TEXAS CAPITAL|DBAX|Deutsche Bank Securities Inc.|200
TCBIP|TEXAS CAPITAL|DEAN|MORGAN STANLEY|1674
TCBIP|TEXAS CAPITAL|EBXL|EBX LLC|300
TCBIP|TEXAS CAPITAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1650
TCBIP|TEXAS CAPITAL|EGXW|CBOE TRADING, INC.|6900
TCBIP|TEXAS CAPITAL|ETRS|E*Trade Securities LLC|791
TCBIP|TEXAS CAPITAL|FBCO|Credit Suisse Securities (USA) LLC|1889
TCBIP|TEXAS CAPITAL|FOMA|TD AMERITRADE CLEARING, INC.|24190
TCBIP|TEXAS CAPITAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90
TCBIP|TEXAS CAPITAL|GSCO|GOLDMAN SACHS & CO. LLC|742
TCBIP|TEXAS CAPITAL|GSCS|GOLDMAN SACHS & CO. LLC|67
TCBIP|TEXAS CAPITAL|HRBF|American Enterprise Investment Services Inc.|6346
TCBIP|TEXAS CAPITAL|IATS|INTERACTIVE BROKERS LLC|100
TCBIP|TEXAS CAPITAL|IBKR|Interactive Brokers Llc|12227
TCBIP|TEXAS CAPITAL|INCA|INSTINET, LLC|1000
TCBIP|TEXAS CAPITAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
TCBIP|TEXAS CAPITAL|LEHM|Barclays Capital Inc./Le|200
TCBIP|TEXAS CAPITAL|LIME|Lime Brokerage LLC|2150
TCBIP|TEXAS CAPITAL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TCBIP|TEXAS CAPITAL|MAXM|Maxim Group LLC|1400
TCBIP|TEXAS CAPITAL|MSCO|MORGAN STANLEY & CO. LLC|14174
TCBIP|TEXAS CAPITAL|MSPL|MORGAN STANLEY & CO. LLC|1100
TCBIP|TEXAS CAPITAL|NFSC|National Financial Services LLC|30194
TCBIP|TEXAS CAPITAL|NITE|VIRTU Americas LLC|39226
TCBIP|TEXAS CAPITAL|RAJA|Raymond James & Associates, Inc.|400
TCBIP|TEXAS CAPITAL|RBCM|RBC CAPITAL MARKETS, LLC|300
TCBIP|TEXAS CAPITAL|SALI|INTL FCSTONE FINANCIAL INC.|500
TCBIP|TEXAS CAPITAL|SGMT|GOLDMAN SACHS & CO. LLC|20
TCBIP|TEXAS CAPITAL|SPDR|SPEEDROUTE LLC|2
TCBIP|TEXAS CAPITAL|STFL|Stifel, Nicolaus & Company, Incorporated|4481
TCBIP|TEXAS CAPITAL|SWST|Hilltop Securities Inc.|5
TCBIP|TEXAS CAPITAL|TKNG|ALLY INVEST SECURITIES LLC|100
TCBIP|TEXAS CAPITAL|TRBT|Tradebot Systems, Inc.|546
TCBIP|TEXAS CAPITAL|UBSA|UBS SECURITIES LLC|1006
TCBIP|TEXAS CAPITAL|UBSS|UBS Securities LLC|8373
TCBIP|TEXAS CAPITAL|VGRD|Vanguard Marketing Corporation|4400
TCBIP|TEXAS CAPITAL|WCHV|WELLS FARGO SECURITIES, LLC|14114
TCBIP|TEXAS CAPITAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|234
TCBIP|TEXAS CAPITAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5120
TCBIW|TX CAP BNCSHRS WRNT|FOMA|TD AMERITRADE CLEARING, INC.|2
TCBK|TRICO BANCSHARES|ALTX|Alternet Securities Inc.|2310
TCBK|TRICO BANCSHARES|ANOS|ABEL/NOSER, L.L.C.|82
TCBK|TRICO BANCSHARES|APCC|Apex Clearing Corporation|4
TCBK|TRICO BANCSHARES|BARD|Robert W. Baird & Co. Incorporated|2
TCBK|TRICO BANCSHARES|BATM|CBOE TRADING, INC.|101
TCBK|TRICO BANCSHARES|BERN|Sanford C. Bernstein & Co., LLC|2900
TCBK|TRICO BANCSHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26
TCBK|TRICO BANCSHARES|BLKX|INSTINET, LLC|10000
TCBK|TRICO BANCSHARES|BMOC|BMO Capital Markets Corp.|3266
TCBK|TRICO BANCSHARES|BNKS|Fig Partners, LLC|1600
TCBK|TRICO BANCSHARES|BNPX|BNP PARIBAS SECURITIES CORP.|1976
TCBK|TRICO BANCSHARES|BTIG|BTIG, LLC|8731
TCBK|TRICO BANCSHARES|BZYD|GOLDMAN SACHS & CO. LLC|1890
TCBK|TRICO BANCSHARES|CBLC|CITIGROUP GLOBAL MARKETS INC.|12000
TCBK|TRICO BANCSHARES|CHAS|Charles Schwab & Co., Inc.|3
TCBK|TRICO BANCSHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19738
TCBK|TRICO BANCSHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5872
TCBK|TRICO BANCSHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|647
TCBK|TRICO BANCSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35891
TCBK|TRICO BANCSHARES|CTDL|Citadel Derivatives Group Llc|925
TCBK|TRICO BANCSHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|4574
TCBK|TRICO BANCSHARES|DBAB|Deutsche Bank Securities Inc.|63406
TCBK|TRICO BANCSHARES|DBAX|Deutsche Bank Securities Inc.|19700
TCBK|TRICO BANCSHARES|DEAN|MORGAN STANLEY|6354
TCBK|TRICO BANCSHARES|DEGS|RONIN PROFESSIONAL LLC|1599
TCBK|TRICO BANCSHARES|EBXL|EBX LLC|16700
TCBK|TRICO BANCSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|8899
TCBK|TRICO BANCSHARES|EDJO|Edward D. Jones & Co., L.P.|2805
TCBK|TRICO BANCSHARES|EGAM|CBOE TRADING, INC.|2360
TCBK|TRICO BANCSHARES|EGXM|CBOE TRADING, INC.|300
TCBK|TRICO BANCSHARES|ETBE|Electronic Transaction Clearing, Inc.|500
TCBK|TRICO BANCSHARES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|15
TCBK|TRICO BANCSHARES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3472
TCBK|TRICO BANCSHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9359
TCBK|TRICO BANCSHARES|ETRS|E*Trade Securities LLC|520
TCBK|TRICO BANCSHARES|FBCO|Credit Suisse Securities (USA) LLC|85032
TCBK|TRICO BANCSHARES|FILL|Tradestation Securities, Inc.|25
TCBK|TRICO BANCSHARES|FOMA|TD AMERITRADE CLEARING, INC.|14367
TCBK|TRICO BANCSHARES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
TCBK|TRICO BANCSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19670
TCBK|TRICO BANCSHARES|FTBR|Foliofn Investments, Inc.|66
TCBK|TRICO BANCSHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|6392
TCBK|TRICO BANCSHARES|GLPX|ACS EXECUTION SERVICES, LLC|2709
TCBK|TRICO BANCSHARES|GSCO|GOLDMAN SACHS & CO. LLC|104512
TCBK|TRICO BANCSHARES|GSCS|GOLDMAN SACHS & CO. LLC|18574
TCBK|TRICO BANCSHARES|GSLT|GOLDMAN SACHS & CO. LLC|2607
TCBK|TRICO BANCSHARES|GTSZ|GTS SECURITIES LLC|21347
TCBK|TRICO BANCSHARES|HRBF|American Enterprise Investment Services Inc.|30
TCBK|TRICO BANCSHARES|IATS|INTERACTIVE BROKERS LLC|950
TCBK|TRICO BANCSHARES|IBKR|Interactive Brokers Llc|14682
TCBK|TRICO BANCSHARES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
TCBK|TRICO BANCSHARES|ICBX|INSTINET, LLC|4700
TCBK|TRICO BANCSHARES|IEQY|CITADEL SECURITIES LLC|11966
TCBK|TRICO BANCSHARES|INCA|INSTINET, LLC|66796
TCBK|TRICO BANCSHARES|INJX|INSTINET, LLC|5194
TCBK|TRICO BANCSHARES|ITGI|ITG Inc.|6240
TCBK|TRICO BANCSHARES|ITGP|ITG INC.|47000
TCBK|TRICO BANCSHARES|JEFF|JEFFERIES LLC|18027
TCBK|TRICO BANCSHARES|JONE|JonesTrading|320
TCBK|TRICO BANCSHARES|JPBX|J.P. MORGAN SECURITIES LLC|7756
TCBK|TRICO BANCSHARES|JPMX|J.P. Morgan Securities LLC|241461
TCBK|TRICO BANCSHARES|KCGM|VIRTU Americas LLC|9793
TCBK|TRICO BANCSHARES|LEHM|Barclays Capital Inc./Le|89663
TCBK|TRICO BANCSHARES|LIME|Lime Brokerage LLC|64378
TCBK|TRICO BANCSHARES|LQNB|LIQUIDNET, INC.|743
TCBK|TRICO BANCSHARES|MAXM|Maxim Group LLC|2923
TCBK|TRICO BANCSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21630
TCBK|TRICO BANCSHARES|MOTF|MOTIF INVESTING, INC.|1
TCBK|TRICO BANCSHARES|MSCO|MORGAN STANLEY & CO. LLC|261721
TCBK|TRICO BANCSHARES|MSPL|MORGAN STANLEY & CO. LLC|33700
TCBK|TRICO BANCSHARES|MSTX|MORGAN STANLEY & CO. LLC|400
TCBK|TRICO BANCSHARES|NFSC|National Financial Services LLC|19928
TCBK|TRICO BANCSHARES|NITE|VIRTU Americas LLC|73513
TCBK|TRICO BANCSHARES|NITP|VIRTU Americas LLC|500
TCBK|TRICO BANCSHARES|NQRB|Brut, LLC|5928
TCBK|TRICO BANCSHARES|NTRC|Northern Trust Securities, Inc.|115
TCBK|TRICO BANCSHARES|PDQM|CODA MARKETS, INC.|6984
TCBK|TRICO BANCSHARES|RAJA|Raymond James & Associates, Inc.|1783
TCBK|TRICO BANCSHARES|RBCM|RBC CAPITAL MARKETS, LLC|3657
TCBK|TRICO BANCSHARES|SAGW|SAGETRADER, LLC|65
TCBK|TRICO BANCSHARES|SBSH|Citigroup Global Markets Inc.|40508
TCBK|TRICO BANCSHARES|SDLR|Sandler, O'Neill & Partners, L.P.|28905
TCBK|TRICO BANCSHARES|SGMT|GOLDMAN SACHS & CO. LLC|23677
TCBK|TRICO BANCSHARES|SPDR|SPEEDROUTE LLC|4368
TCBK|TRICO BANCSHARES|SPTD|MINT GLOBAL MARKETS, INC.|6400
TCBK|TRICO BANCSHARES|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
TCBK|TRICO BANCSHARES|STFL|Stifel, Nicolaus & Company, Incorporated|272
TCBK|TRICO BANCSHARES|SWIM|TD Ameritrade, Inc.|1185
TCBK|TRICO BANCSHARES|TRBT|Tradebot Systems, Inc.|18354
TCBK|TRICO BANCSHARES|TRCM|TRC MARKETS LLC|39508
TCBK|TRICO BANCSHARES|UBSS|UBS Securities LLC|99883
TCBK|TRICO BANCSHARES|VALX|VIRTU AMERICAS LLC|3013
TCBK|TRICO BANCSHARES|VGRD|Vanguard Marketing Corporation|109
TCBK|TRICO BANCSHARES|WCHV|WELLS FARGO SECURITIES, LLC|4310
TCBK|TRICO BANCSHARES|WEED|Weeden & Co.L.P.|7500
TCBK|TRICO BANCSHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|60713
TCBK|TRICO BANCSHARES|WFPB|Wells Fargo Securities, LLC.|196
TCBK|TRICO BANCSHARES|XIST|INSTINET, LLC|27750
TCBK|TRICO BANCSHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
TCBK|TRICO BANCSHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|840
TCBK|TRICO BANCSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1002
TCCA|TRIANGLE CAPITAL CP|BBNT|BB&T SECURITIES, LLC|323
TCCA|TRIANGLE CAPITAL CP|CHAS|Charles Schwab & Co., Inc.|310
TCCA|TRIANGLE CAPITAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
TCCA|TRIANGLE CAPITAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|323
TCCA|TRIANGLE CAPITAL CP|EGXM|CBOE TRADING, INC.|15
TCCA|TRIANGLE CAPITAL CP|ETRS|E*Trade Securities LLC|1317
TCCA|TRIANGLE CAPITAL CP|HRBF|American Enterprise Investment Services Inc.|127
TCCA|TRIANGLE CAPITAL CP|IATS|INTERACTIVE BROKERS LLC|400
TCCA|TRIANGLE CAPITAL CP|IBKR|Interactive Brokers Llc|4509
TCCA|TRIANGLE CAPITAL CP|ITGI|ITG Inc.|900
TCCA|TRIANGLE CAPITAL CP|JANY|Janney Montgomery Scott Inc.|200
TCCA|TRIANGLE CAPITAL CP|LIME|Lime Brokerage LLC|43
TCCA|TRIANGLE CAPITAL CP|MSCO|MORGAN STANLEY & CO. LLC|800
TCCA|TRIANGLE CAPITAL CP|NFSC|National Financial Services LLC|312
TCCA|TRIANGLE CAPITAL CP|NITE|VIRTU Americas LLC|7041
TCCA|TRIANGLE CAPITAL CP|NQRB|Brut, LLC|300
TCCA|TRIANGLE CAPITAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|941
TCCA|TRIANGLE CAPITAL CP|UBSA|UBS SECURITIES LLC|300
TCCA|TRIANGLE CAPITAL CP|UBSS|UBS Securities LLC|1383
TCCA|TRIANGLE CAPITAL CP|VGRD|Vanguard Marketing Corporation|3689
TCCA|TRIANGLE CAPITAL CP|VNDM|Wall Street Access|1000
TCCA|TRIANGLE CAPITAL CP|WCHV|WELLS FARGO SECURITIES, LLC|6999
TCCA|TRIANGLE CAPITAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42
TCCB|TRIANGLE CAP 6.375 N|BBNT|BB&T SECURITIES, LLC|167
TCCB|TRIANGLE CAP 6.375 N|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
TCCB|TRIANGLE CAP 6.375 N|DADA|D.A. Davidson & Co.|400
TCCB|TRIANGLE CAP 6.375 N|DBAX|Deutsche Bank Securities Inc.|200
TCCB|TRIANGLE CAP 6.375 N|ECUT|CONVERGEX EXECUTION SOLUTIONS|1166
TCCB|TRIANGLE CAP 6.375 N|ETRS|E*Trade Securities LLC|685
TCCB|TRIANGLE CAP 6.375 N|HRBF|American Enterprise Investment Services Inc.|320
TCCB|TRIANGLE CAP 6.375 N|IATS|INTERACTIVE BROKERS LLC|1322
TCCB|TRIANGLE CAP 6.375 N|IBKR|Interactive Brokers Llc|6465
TCCB|TRIANGLE CAP 6.375 N|JANY|Janney Montgomery Scott Inc.|5600
TCCB|TRIANGLE CAP 6.375 N|NFSC|National Financial Services LLC|2975
TCCB|TRIANGLE CAP 6.375 N|NITE|VIRTU Americas LLC|11488
TCCB|TRIANGLE CAP 6.375 N|NQRB|Brut, LLC|100
TCCB|TRIANGLE CAP 6.375 N|RBCM|RBC CAPITAL MARKETS, LLC|400
TCCB|TRIANGLE CAP 6.375 N|STFL|Stifel, Nicolaus & Company, Incorporated|2956
TCCB|TRIANGLE CAP 6.375 N|UBSA|UBS SECURITIES LLC|1000
TCCB|TRIANGLE CAP 6.375 N|UBSS|UBS Securities LLC|2821
TCCB|TRIANGLE CAP 6.375 N|VGRD|Vanguard Marketing Corporation|1800
TCCB|TRIANGLE CAP 6.375 N|WCHV|WELLS FARGO SECURITIES, LLC|5059
TCCO|TECHNICAL COMMCTN CP|APCC|Apex Clearing Corporation|34
TCCO|TECHNICAL COMMCTN CP|BERN|Sanford C. Bernstein & Co., LLC|250
TCCO|TECHNICAL COMMCTN CP|CANT|Cantor Fitzgerald & Co.|100
TCCO|TECHNICAL COMMCTN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
TCCO|TECHNICAL COMMCTN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|980
TCCO|TECHNICAL COMMCTN CP|DBAB|Deutsche Bank Securities Inc.|1400
TCCO|TECHNICAL COMMCTN CP|DEGS|RONIN PROFESSIONAL LLC|300
TCCO|TECHNICAL COMMCTN CP|EDJO|Edward D. Jones & Co., L.P.|600
TCCO|TECHNICAL COMMCTN CP|EGXM|CBOE TRADING, INC.|50
TCCO|TECHNICAL COMMCTN CP|EGXW|CBOE TRADING, INC.|2240
TCCO|TECHNICAL COMMCTN CP|ETRS|E*Trade Securities LLC|23964
TCCO|TECHNICAL COMMCTN CP|FBCO|Credit Suisse Securities (USA) LLC|1064
TCCO|TECHNICAL COMMCTN CP|FOMA|TD AMERITRADE CLEARING, INC.|63756
TCCO|TECHNICAL COMMCTN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
TCCO|TECHNICAL COMMCTN CP|FTBR|Foliofn Investments, Inc.|3
TCCO|TECHNICAL COMMCTN CP|GSCO|GOLDMAN SACHS & CO. LLC|109
TCCO|TECHNICAL COMMCTN CP|HRBF|American Enterprise Investment Services Inc.|85
TCCO|TECHNICAL COMMCTN CP|IATS|INTERACTIVE BROKERS LLC|570
TCCO|TECHNICAL COMMCTN CP|IBKR|Interactive Brokers Llc|14481
TCCO|TECHNICAL COMMCTN CP|ICBX|INSTINET, LLC|100
TCCO|TECHNICAL COMMCTN CP|INCA|INSTINET, LLC|1884
TCCO|TECHNICAL COMMCTN CP|INJX|INSTINET, LLC|216
TCCO|TECHNICAL COMMCTN CP|ITGI|ITG Inc.|600
TCCO|TECHNICAL COMMCTN CP|ITGP|ITG INC.|1400
TCCO|TECHNICAL COMMCTN CP|LEHM|Barclays Capital Inc./Le|707
TCCO|TECHNICAL COMMCTN CP|LIME|Lime Brokerage LLC|5284
TCCO|TECHNICAL COMMCTN CP|MSCO|MORGAN STANLEY & CO. LLC|11555
TCCO|TECHNICAL COMMCTN CP|MSPL|MORGAN STANLEY & CO. LLC|200
TCCO|TECHNICAL COMMCTN CP|NFSC|National Financial Services LLC|23285
TCCO|TECHNICAL COMMCTN CP|NITE|VIRTU Americas LLC|40596
TCCO|TECHNICAL COMMCTN CP|NQRB|Brut, LLC|137
TCCO|TECHNICAL COMMCTN CP|NTRC|Northern Trust Securities, Inc.|700
TCCO|TECHNICAL COMMCTN CP|PDQM|CODA MARKETS, INC.|100
TCCO|TECHNICAL COMMCTN CP|SGMT|GOLDMAN SACHS & CO. LLC|300
TCCO|TECHNICAL COMMCTN CP|SPDR|SPEEDROUTE LLC|213
TCCO|TECHNICAL COMMCTN CP|SWIM|TD Ameritrade, Inc.|1572
TCCO|TECHNICAL COMMCTN CP|TWTT|TASTYWORKS, INC.|500
TCCO|TECHNICAL COMMCTN CP|UBSA|UBS SECURITIES LLC|1526
TCCO|TECHNICAL COMMCTN CP|UBSS|UBS Securities LLC|6802
TCCO|TECHNICAL COMMCTN CP|VALX|VIRTU AMERICAS LLC|879
TCCO|TECHNICAL COMMCTN CP|VGRD|Vanguard Marketing Corporation|7275
TCCO|TECHNICAL COMMCTN CP|WCHV|WELLS FARGO SECURITIES, LLC|3190
TCCO|TECHNICAL COMMCTN CP|WSEA|WOLVERINE SECURITIES, LLC|2486
TCDA|TRICIDA, INC. CM|ADAM|CANACCORD GENUITY INC.|10000
TCDA|TRICIDA, INC. CM|AGIS|Aegis Capital Corp.|3200
TCDA|TRICIDA, INC. CM|ALLN|Allen & Company LLC|108600
TCDA|TRICIDA, INC. CM|ALTX|Alternet Securities Inc.|3071
TCDA|TRICIDA, INC. CM|APCC|Apex Clearing Corporation|1443
TCDA|TRICIDA, INC. CM|BATM|CBOE TRADING, INC.|500
TCDA|TRICIDA, INC. CM|BAYC|BAY CREST PARTNERS, LLC|1000
TCDA|TRICIDA, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|8000
TCDA|TRICIDA, INC. CM|BYXM|CBOE TRADING, INC.|2500
TCDA|TRICIDA, INC. CM|CANT|Cantor Fitzgerald & Co.|10500
TCDA|TRICIDA, INC. CM|CHAS|Charles Schwab & Co., Inc.|400
TCDA|TRICIDA, INC. CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|2900
TCDA|TRICIDA, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|209094
TCDA|TRICIDA, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|60230
TCDA|TRICIDA, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|36176
TCDA|TRICIDA, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64091
TCDA|TRICIDA, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|48822
TCDA|TRICIDA, INC. CM|DBAB|Deutsche Bank Securities Inc.|2630
TCDA|TRICIDA, INC. CM|DBAX|Deutsche Bank Securities Inc.|76500
TCDA|TRICIDA, INC. CM|DEAN|MORGAN STANLEY|1300
TCDA|TRICIDA, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
TCDA|TRICIDA, INC. CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|4990
TCDA|TRICIDA, INC. CM|EBXL|EBX LLC|150200
TCDA|TRICIDA, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|3900
TCDA|TRICIDA, INC. CM|EGAM|CBOE TRADING, INC.|3422
TCDA|TRICIDA, INC. CM|EGAW|CBOE TRADING, INC.|1350
TCDA|TRICIDA, INC. CM|EGXM|CBOE TRADING, INC.|246
TCDA|TRICIDA, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|1920
TCDA|TRICIDA, INC. CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|209926
TCDA|TRICIDA, INC. CM|ETRS|E*Trade Securities LLC|59103
TCDA|TRICIDA, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|90534
TCDA|TRICIDA, INC. CM|FILL|Tradestation Securities, Inc.|2310
TCDA|TRICIDA, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|58723
TCDA|TRICIDA, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24049
TCDA|TRICIDA, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7807
TCDA|TRICIDA, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|108993
TCDA|TRICIDA, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|501426
TCDA|TRICIDA, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|37221
TCDA|TRICIDA, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|9267
TCDA|TRICIDA, INC. CM|GTSZ|GTS SECURITIES LLC|7943
TCDA|TRICIDA, INC. CM|IATS|INTERACTIVE BROKERS LLC|3131
TCDA|TRICIDA, INC. CM|IBKR|Interactive Brokers Llc|125811
TCDA|TRICIDA, INC. CM|ICBX|INSTINET, LLC|27200
TCDA|TRICIDA, INC. CM|INCA|INSTINET, LLC|160137
TCDA|TRICIDA, INC. CM|INJX|INSTINET, LLC|28419
TCDA|TRICIDA, INC. CM|ITGI|ITG Inc.|51812
TCDA|TRICIDA, INC. CM|ITGP|ITG INC.|44000
TCDA|TRICIDA, INC. CM|JEFF|JEFFERIES LLC|78487
TCDA|TRICIDA, INC. CM|JMPT|JUMP TRADING, LLC|2779
TCDA|TRICIDA, INC. CM|JONE|JonesTrading|155
TCDA|TRICIDA, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|4324
TCDA|TRICIDA, INC. CM|JPMX|J.P. Morgan Securities LLC|294364
TCDA|TRICIDA, INC. CM|KCGM|VIRTU Americas LLC|59111
TCDA|TRICIDA, INC. CM|LEHM|Barclays Capital Inc./Le|154029
TCDA|TRICIDA, INC. CM|LIME|Lime Brokerage LLC|7522
TCDA|TRICIDA, INC. CM|LQNA|LIQUIDNET, INC.|20000
TCDA|TRICIDA, INC. CM|LSCI|Lek Securities Corporation|900
TCDA|TRICIDA, INC. CM|LTCO|Ladenburg, Thalmann & Co., Inc.|28150
TCDA|TRICIDA, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|18677
TCDA|TRICIDA, INC. CM|MAVB|Great Point Capital LLC|100
TCDA|TRICIDA, INC. CM|MAXM|Maxim Group LLC|3300
TCDA|TRICIDA, INC. CM|MKMP|MKM Partners LLC|79103
TCDA|TRICIDA, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9560
TCDA|TRICIDA, INC. CM|MNDX|TJM Investments, LLC|1510
TCDA|TRICIDA, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|196446
TCDA|TRICIDA, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|1000
TCDA|TRICIDA, INC. CM|NEED|Needham & Company, LLC|5000
TCDA|TRICIDA, INC. CM|NFSC|National Financial Services LLC|79093
TCDA|TRICIDA, INC. CM|NITE|VIRTU Americas LLC|203299
TCDA|TRICIDA, INC. CM|NOBL|NOBLE CAPITAL MARKETS, INC.|1500
TCDA|TRICIDA, INC. CM|PDQM|CODA MARKETS, INC.|188565
TCDA|TRICIDA, INC. CM|PIPR|Piper Jaffray & Co.|1000
TCDA|TRICIDA, INC. CM|PREC|PRECISION SECURITIES, LLC|625
TCDA|TRICIDA, INC. CM|SAGL|SAGETRADER, LLC|4549
TCDA|TRICIDA, INC. CM|SBSH|Citigroup Global Markets Inc.|8706
TCDA|TRICIDA, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|63381
TCDA|TRICIDA, INC. CM|SPDR|SPEEDROUTE LLC|18113
TCDA|TRICIDA, INC. CM|SPHN|Stephens Inc.|1150
TCDA|TRICIDA, INC. CM|SWIM|TD Ameritrade, Inc.|74244
TCDA|TRICIDA, INC. CM|SWST|Hilltop Securities Inc.|1332
TCDA|TRICIDA, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|2775
TCDA|TRICIDA, INC. CM|TRBT|Tradebot Systems, Inc.|18194
TCDA|TRICIDA, INC. CM|TRCM|TRC MARKETS LLC|200
TCDA|TRICIDA, INC. CM|UBSA|UBS SECURITIES LLC|259953
TCDA|TRICIDA, INC. CM|UBSS|UBS Securities LLC|149885
TCDA|TRICIDA, INC. CM|VALX|VIRTU AMERICAS LLC|2663
TCDA|TRICIDA, INC. CM|VGRD|Vanguard Marketing Corporation|920
TCDA|TRICIDA, INC. CM|VNDS|VANDHAM SECURITIES CORP|12100
TCDA|TRICIDA, INC. CM|WABR|Wall Street Access|211
TCDA|TRICIDA, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|116750
TCDA|TRICIDA, INC. CM|WGIF|CIBC World Markets Inc.|295
TCDA|TRICIDA, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|950
TCDA|TRICIDA, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|38526
TCDA|TRICIDA, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4346
TCDA|TRICIDA, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
TCF|TCF FINANCIAL CORP|ABLE|NATIXIS Securities Americas LLC|98600
TCF|TCF FINANCIAL CORP|ALTX|Alternet Securities Inc.|5777
TCF|TCF FINANCIAL CORP|ANOS|ABEL/NOSER, L.L.C.|100
TCF|TCF FINANCIAL CORP|APCC|Apex Clearing Corporation|596
TCF|TCF FINANCIAL CORP|AQUA|AQUA SECURITIES L.P.|4400
TCF|TCF FINANCIAL CORP|BANK|Primevest Financial Services, Inc.|213
TCF|TCF FINANCIAL CORP|BARD|Robert W. Baird & Co. Incorporated|630
TCF|TCF FINANCIAL CORP|BATM|CBOE TRADING, INC.|4300
TCF|TCF FINANCIAL CORP|BAYC|BAY CREST PARTNERS, LLC|40
TCF|TCF FINANCIAL CORP|BERN|Sanford C. Bernstein & Co., LLC|12492
TCF|TCF FINANCIAL CORP|BIDS|BIDS TRADING L.P.|21100
TCF|TCF FINANCIAL CORP|BKCM|BNY Mellon Capital Markets LLC|36110
TCF|TCF FINANCIAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6631
TCF|TCF FINANCIAL CORP|BLKX|INSTINET, LLC|10400
TCF|TCF FINANCIAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|95356
TCF|TCF FINANCIAL CORP|BRVL|BLAYLOCK VAN, LLC|2500
TCF|TCF FINANCIAL CORP|BTIG|BTIG, LLC|31774
TCF|TCF FINANCIAL CORP|BYXM|CBOE TRADING, INC.|838
TCF|TCF FINANCIAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|3631
TCF|TCF FINANCIAL CORP|CANT|Cantor Fitzgerald & Co.|13471
TCF|TCF FINANCIAL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|30640
TCF|TCF FINANCIAL CORP|CHAS|Charles Schwab & Co., Inc.|8955
TCF|TCF FINANCIAL CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|75320
TCF|TCF FINANCIAL CORP|CIST|Capital Institutional Services, Inc.|2799
TCF|TCF FINANCIAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|199554
TCF|TCF FINANCIAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2880
TCF|TCF FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|509685
TCF|TCF FINANCIAL CORP|CTDL|Citadel Derivatives Group Llc|11974
TCF|TCF FINANCIAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|83298
TCF|TCF FINANCIAL CORP|DBAB|Deutsche Bank Securities Inc.|433492
TCF|TCF FINANCIAL CORP|DBAX|Deutsche Bank Securities Inc.|278000
TCF|TCF FINANCIAL CORP|DCHF|Dart Executions, LLC|600
TCF|TCF FINANCIAL CORP|DEAN|MORGAN STANLEY|8260
TCF|TCF FINANCIAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12
TCF|TCF FINANCIAL CORP|EBXL|EBX LLC|283200
TCF|TCF FINANCIAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|11245
TCF|TCF FINANCIAL CORP|EDJO|Edward D. Jones & Co., L.P.|8413
TCF|TCF FINANCIAL CORP|EGAM|CBOE TRADING, INC.|24255
TCF|TCF FINANCIAL CORP|EGAW|CBOE TRADING, INC.|1211
TCF|TCF FINANCIAL CORP|EGXM|CBOE TRADING, INC.|303
TCF|TCF FINANCIAL CORP|ESPO|ESPOSITO SECURITIES, LLC|1884
TCF|TCF FINANCIAL CORP|ETBE|Electronic Transaction Clearing, Inc.|11293
TCF|TCF FINANCIAL CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
TCF|TCF FINANCIAL CORP|ETCC|Electronic Transaction Clearing, Inc.|1726
TCF|TCF FINANCIAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1360
TCF|TCF FINANCIAL CORP|ETRS|E*Trade Securities LLC|12343
TCF|TCF FINANCIAL CORP|FBSB|U.S. Bancorp Investments, Inc.|1
TCF|TCF FINANCIAL CORP|FILL|Tradestation Securities, Inc.|1096
TCF|TCF FINANCIAL CORP|FMAF|NBCN Inc./ CDS|700
TCF|TCF FINANCIAL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12996
TCF|TCF FINANCIAL CORP|FQLS|Quantlab Securities LP|342296
TCF|TCF FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75749
TCF|TCF FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|3401
TCF|TCF FINANCIAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3000
TCF|TCF FINANCIAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|7576
TCF|TCF FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|3049295
TCF|TCF FINANCIAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|513
TCF|TCF FINANCIAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|12770
TCF|TCF FINANCIAL CORP|GTSZ|GTS SECURITIES LLC|300847
TCF|TCF FINANCIAL CORP|HAPX|HAP Trading, LLC|158
TCF|TCF FINANCIAL CORP|HRBF|American Enterprise Investment Services Inc.|4672
TCF|TCF FINANCIAL CORP|HSBC|HSBC Securities, Inc.|500
TCF|TCF FINANCIAL CORP|IATS|INTERACTIVE BROKERS LLC|5982
TCF|TCF FINANCIAL CORP|IBKR|Interactive Brokers Llc|30090
TCF|TCF FINANCIAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2111
TCF|TCF FINANCIAL CORP|ICBX|INSTINET, LLC|155398
TCF|TCF FINANCIAL CORP|IEQY|CITADEL SECURITIES LLC|195623
TCF|TCF FINANCIAL CORP|INCA|INSTINET, LLC|417813
TCF|TCF FINANCIAL CORP|INJX|INSTINET, LLC|40752
TCF|TCF FINANCIAL CORP|ITGI|ITG Inc.|131943
TCF|TCF FINANCIAL CORP|ITGP|ITG INC.|311800
TCF|TCF FINANCIAL CORP|JANY|Janney Montgomery Scott Inc.|15341
TCF|TCF FINANCIAL CORP|JEFF|JEFFERIES LLC|427221
TCF|TCF FINANCIAL CORP|JMPT|JUMP TRADING, LLC|67377
TCF|TCF FINANCIAL CORP|JONE|JonesTrading|31913
TCF|TCF FINANCIAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|138576
TCF|TCF FINANCIAL CORP|JPMX|J.P. Morgan Securities LLC|506875
TCF|TCF FINANCIAL CORP|JSJX|JANE STREET CAPITAL LLC|8135
TCF|TCF FINANCIAL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|68494
TCF|TCF FINANCIAL CORP|KCGM|VIRTU Americas LLC|54594
TCF|TCF FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|1154938
TCF|TCF FINANCIAL CORP|LIME|Lime Brokerage LLC|143610
TCF|TCF FINANCIAL CORP|LOOP|Loop Capital Markets LLC|19500
TCF|TCF FINANCIAL CORP|LQNA|LIQUIDNET, INC.|52800
TCF|TCF FINANCIAL CORP|LSCI|Lek Securities Corporation|237
TCF|TCF FINANCIAL CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TCF|TCF FINANCIAL CORP|MACC|Mid Atlantic Capital Corporation|43
TCF|TCF FINANCIAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|338959
TCF|TCF FINANCIAL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
TCF|TCF FINANCIAL CORP|MOTF|MOTIF INVESTING, INC.|2
TCF|TCF FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|5508582
TCF|TCF FINANCIAL CORP|MSPL|MORGAN STANLEY & CO. LLC|630800
TCF|TCF FINANCIAL CORP|MSTX|MORGAN STANLEY & CO. LLC|169700
TCF|TCF FINANCIAL CORP|MTON|MILLINGTON SECURITIES, INC.|179098
TCF|TCF FINANCIAL CORP|NEUB|NEUBERGER BERMAN BD LLC|560
TCF|TCF FINANCIAL CORP|NFSC|National Financial Services LLC|102753
TCF|TCF FINANCIAL CORP|NITE|VIRTU Americas LLC|279752
TCF|TCF FINANCIAL CORP|NITP|VIRTU Americas LLC|391
TCF|TCF FINANCIAL CORP|NQRB|Brut, LLC|4817
TCF|TCF FINANCIAL CORP|OTAA|OTA LLC|1100
TCF|TCF FINANCIAL CORP|PDQM|CODA MARKETS, INC.|7822
TCF|TCF FINANCIAL CORP|PHLY|NASDAQ Execution Services, LLC|200
TCF|TCF FINANCIAL CORP|PIPR|Piper Jaffray & Co.|25000
TCF|TCF FINANCIAL CORP|PUMA|Puma Capital, Llc|88199
TCF|TCF FINANCIAL CORP|PWJC|UBS Financial Services, Inc.|47
TCF|TCF FINANCIAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|15815
TCF|TCF FINANCIAL CORP|SAGL|SAGETRADER, LLC|48556
TCF|TCF FINANCIAL CORP|SAGW|SAGETRADER, LLC|20
TCF|TCF FINANCIAL CORP|SBSH|Citigroup Global Markets Inc.|129123
TCF|TCF FINANCIAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|205070
TCF|TCF FINANCIAL CORP|SPDR|SPEEDROUTE LLC|4200
TCF|TCF FINANCIAL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|80817
TCF|TCF FINANCIAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|5087
TCF|TCF FINANCIAL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3285
TCF|TCF FINANCIAL CORP|SWIM|TD Ameritrade, Inc.|8133
TCF|TCF FINANCIAL CORP|SWST|Hilltop Securities Inc.|10701
TCF|TCF FINANCIAL CORP|TKNG|ALLY INVEST SECURITIES LLC|200
TCF|TCF FINANCIAL CORP|TRBT|Tradebot Systems, Inc.|202281
TCF|TCF FINANCIAL CORP|TRCM|TRC MARKETS LLC|368776
TCF|TCF FINANCIAL CORP|TWTT|TASTYWORKS, INC.|1900
TCF|TCF FINANCIAL CORP|UBSA|UBS SECURITIES LLC|883624
TCF|TCF FINANCIAL CORP|UBSS|UBS Securities LLC|797819
TCF|TCF FINANCIAL CORP|VALX|VIRTU AMERICAS LLC|23188
TCF|TCF FINANCIAL CORP|VGRD|Vanguard Marketing Corporation|1387
TCF|TCF FINANCIAL CORP|WABR|Wall Street Access|95251
TCF|TCF FINANCIAL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|7780
TCF|TCF FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|89533
TCF|TCF FINANCIAL CORP|WDNX|WEEDEN & CO.L.P.|19960
TCF|TCF FINANCIAL CORP|WEED|Weeden & Co.L.P.|54829
TCF|TCF FINANCIAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7098
TCF|TCF FINANCIAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5591
TCF|TCF FINANCIAL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|415
TCF|TCF FINANCIAL CORP|WSEA|WOLVERINE SECURITIES, LLC|2002
TCF|TCF FINANCIAL CORP|XIST|INSTINET, LLC|279508
TCF|TCF FINANCIAL CORP|XPQR|Jump Trading|800
TCF|TCF FINANCIAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|26528
TCF|TCF FINANCIAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|600
TCF|TCF FINANCIAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14375
TCF$D|TCF FINL SER C|ALTX|Alternet Securities Inc.|200
TCF$D|TCF FINL SER C|BARD|Robert W. Baird & Co. Incorporated|404
TCF$D|TCF FINL SER C|BBNT|BB&T SECURITIES, LLC|45
TCF$D|TCF FINL SER C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
TCF$D|TCF FINL SER C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|181
TCF$D|TCF FINL SER C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1180
TCF$D|TCF FINL SER C|DBAX|Deutsche Bank Securities Inc.|2700
TCF$D|TCF FINL SER C|DEAN|MORGAN STANLEY|16030
TCF$D|TCF FINL SER C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
TCF$D|TCF FINL SER C|EBXL|EBX LLC|700
TCF$D|TCF FINL SER C|EDJO|Edward D. Jones & Co., L.P.|1007
TCF$D|TCF FINL SER C|EGXM|CBOE TRADING, INC.|200
TCF$D|TCF FINL SER C|ETRS|E*Trade Securities LLC|5069
TCF$D|TCF FINL SER C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|409
TCF$D|TCF FINL SER C|GEBB|GLOBAL EXECUTION BROKERS, LP|400
TCF$D|TCF FINL SER C|GLPX|ACS EXECUTION SERVICES, LLC|784
TCF$D|TCF FINL SER C|GSLT|GOLDMAN SACHS & CO. LLC|300
TCF$D|TCF FINL SER C|GTSZ|GTS SECURITIES LLC|200
TCF$D|TCF FINL SER C|HRBF|American Enterprise Investment Services Inc.|4535
TCF$D|TCF FINL SER C|IBKR|Interactive Brokers Llc|1510
TCF$D|TCF FINL SER C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|182
TCF$D|TCF FINL SER C|INCA|INSTINET, LLC|3967
TCF$D|TCF FINL SER C|ITGI|ITG Inc.|108
TCF$D|TCF FINL SER C|JEFF|JEFFERIES LLC|1500
TCF$D|TCF FINL SER C|JPMX|J.P. Morgan Securities LLC|2000
TCF$D|TCF FINL SER C|JSEB|JANE STREET EXECUTION SERVICES, LLC|384
TCF$D|TCF FINL SER C|KCGM|VIRTU Americas LLC|2125
TCF$D|TCF FINL SER C|LEHM|Barclays Capital Inc./Le|388
TCF$D|TCF FINL SER C|LIME|Lime Brokerage LLC|1143
TCF$D|TCF FINL SER C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TCF$D|TCF FINL SER C|MSCO|MORGAN STANLEY & CO. LLC|5399
TCF$D|TCF FINL SER C|NFSC|National Financial Services LLC|15101
TCF$D|TCF FINL SER C|NITE|VIRTU Americas LLC|45874
TCF$D|TCF FINL SER C|NQRB|Brut, LLC|2434
TCF$D|TCF FINL SER C|OPCO|Oppenheimer & Co. Inc.|15
TCF$D|TCF FINL SER C|PDQM|CODA MARKETS, INC.|1684
TCF$D|TCF FINL SER C|PWJC|UBS Financial Services, Inc.|5139
TCF$D|TCF FINL SER C|RBCM|RBC CAPITAL MARKETS, LLC|12053
TCF$D|TCF FINL SER C|SALI|INTL FCSTONE FINANCIAL INC.|23
TCF$D|TCF FINL SER C|SMRD|SUMRIDGE PARTNERS, LLC|529
TCF$D|TCF FINL SER C|SPDR|SPEEDROUTE LLC|1700
TCF$D|TCF FINL SER C|STFL|Stifel, Nicolaus & Company, Incorporated|25488
TCF$D|TCF FINL SER C|SWST|Hilltop Securities Inc.|32
TCF$D|TCF FINL SER C|TRBT|Tradebot Systems, Inc.|1026
TCF$D|TCF FINL SER C|UBSA|UBS SECURITIES LLC|4848
TCF$D|TCF FINL SER C|UBSS|UBS Securities LLC|26691
TCF$D|TCF FINL SER C|VGRD|Vanguard Marketing Corporation|3035
TCF$D|TCF FINL SER C|WCHV|WELLS FARGO SECURITIES, LLC|114000
TCF$D|TCF FINL SER C|WEDB|WEDBUSH SECURITIES INC.|43
TCF$D|TCF FINL SER C|WEED|Weeden & Co.L.P.|81913
TCF$D|TCF FINL SER C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|75
TCF$D|TCF FINL SER C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6518
TCF.W|TCF FINL CP WTS|ETRS|E*Trade Securities LLC|400
TCF.W|TCF FINL CP WTS|NFSC|National Financial Services LLC|25
TCF.W|TCF FINL CP WTS|NITE|VIRTU Americas LLC|2375
TCF.W|TCF FINL CP WTS|PAUL|Paulson Investment Company, Inc.|300
TCF.W|TCF FINL CP WTS|UBSS|UBS Securities LLC|1700
TCF.W|TCF FINL CP WTS|VGRD|Vanguard Marketing Corporation|1750
TCF.W|TCF FINL CP WTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
TCFC|THE COMMUNITY FIN CP|ALTX|Alternet Securities Inc.|401
TCFC|THE COMMUNITY FIN CP|BATM|CBOE TRADING, INC.|514
TCFC|THE COMMUNITY FIN CP|BLKX|INSTINET, LLC|10000
TCFC|THE COMMUNITY FIN CP|BMOC|BMO Capital Markets Corp.|699
TCFC|THE COMMUNITY FIN CP|BNPX|BNP PARIBAS SECURITIES CORP.|492
TCFC|THE COMMUNITY FIN CP|BYXM|CBOE TRADING, INC.|2
TCFC|THE COMMUNITY FIN CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33781
TCFC|THE COMMUNITY FIN CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19387
TCFC|THE COMMUNITY FIN CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14537
TCFC|THE COMMUNITY FIN CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1941
TCFC|THE COMMUNITY FIN CP|CTDL|Citadel Derivatives Group Llc|542
TCFC|THE COMMUNITY FIN CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|622
TCFC|THE COMMUNITY FIN CP|DBAB|Deutsche Bank Securities Inc.|22129
TCFC|THE COMMUNITY FIN CP|DBAX|Deutsche Bank Securities Inc.|18600
TCFC|THE COMMUNITY FIN CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|267
TCFC|THE COMMUNITY FIN CP|EBXL|EBX LLC|2100
TCFC|THE COMMUNITY FIN CP|EDJO|Edward D. Jones & Co., L.P.|64
TCFC|THE COMMUNITY FIN CP|EGAM|CBOE TRADING, INC.|1417
TCFC|THE COMMUNITY FIN CP|EGXM|CBOE TRADING, INC.|3
TCFC|THE COMMUNITY FIN CP|ETRS|E*Trade Securities LLC|10210
TCFC|THE COMMUNITY FIN CP|FBCO|Credit Suisse Securities (USA) LLC|13052
TCFC|THE COMMUNITY FIN CP|FOMA|TD AMERITRADE CLEARING, INC.|1120
TCFC|THE COMMUNITY FIN CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3142
TCFC|THE COMMUNITY FIN CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1047
TCFC|THE COMMUNITY FIN CP|GLPX|ACS EXECUTION SERVICES, LLC|8590
TCFC|THE COMMUNITY FIN CP|GSCO|GOLDMAN SACHS & CO. LLC|46004
TCFC|THE COMMUNITY FIN CP|GSCS|GOLDMAN SACHS & CO. LLC|34
TCFC|THE COMMUNITY FIN CP|GSLT|GOLDMAN SACHS & CO. LLC|322
TCFC|THE COMMUNITY FIN CP|GTSZ|GTS SECURITIES LLC|6776
TCFC|THE COMMUNITY FIN CP|HOVD|HOVDE GROUP, LLC|61197
TCFC|THE COMMUNITY FIN CP|IBKR|Interactive Brokers Llc|4694
TCFC|THE COMMUNITY FIN CP|ICBX|INSTINET, LLC|1800
TCFC|THE COMMUNITY FIN CP|IEQY|CITADEL SECURITIES LLC|567
TCFC|THE COMMUNITY FIN CP|INCA|INSTINET, LLC|21146
TCFC|THE COMMUNITY FIN CP|INJX|INSTINET, LLC|13464
TCFC|THE COMMUNITY FIN CP|ITGI|ITG Inc.|2493
TCFC|THE COMMUNITY FIN CP|ITGP|ITG INC.|400
TCFC|THE COMMUNITY FIN CP|JANY|Janney Montgomery Scott Inc.|95
TCFC|THE COMMUNITY FIN CP|JEFF|JEFFERIES LLC|1842
TCFC|THE COMMUNITY FIN CP|JONE|JonesTrading|1126
TCFC|THE COMMUNITY FIN CP|JPMX|J.P. Morgan Securities LLC|856
TCFC|THE COMMUNITY FIN CP|LEHM|Barclays Capital Inc./Le|13822
TCFC|THE COMMUNITY FIN CP|LIME|Lime Brokerage LLC|5498
TCFC|THE COMMUNITY FIN CP|MAXM|Maxim Group LLC|383
TCFC|THE COMMUNITY FIN CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
TCFC|THE COMMUNITY FIN CP|MSCO|MORGAN STANLEY & CO. LLC|45843
TCFC|THE COMMUNITY FIN CP|MSPL|MORGAN STANLEY & CO. LLC|4800
TCFC|THE COMMUNITY FIN CP|NFSC|National Financial Services LLC|1498
TCFC|THE COMMUNITY FIN CP|NITE|VIRTU Americas LLC|14719
TCFC|THE COMMUNITY FIN CP|NQRB|Brut, LLC|901
TCFC|THE COMMUNITY FIN CP|OPCO|Oppenheimer & Co. Inc.|500
TCFC|THE COMMUNITY FIN CP|PDQM|CODA MARKETS, INC.|16415
TCFC|THE COMMUNITY FIN CP|PWJC|UBS Financial Services, Inc.|63
TCFC|THE COMMUNITY FIN CP|RBCM|RBC CAPITAL MARKETS, LLC|32
TCFC|THE COMMUNITY FIN CP|SBSH|Citigroup Global Markets Inc.|7027
TCFC|THE COMMUNITY FIN CP|SGMT|GOLDMAN SACHS & CO. LLC|1676
TCFC|THE COMMUNITY FIN CP|SPDR|SPEEDROUTE LLC|1954
TCFC|THE COMMUNITY FIN CP|SWIM|TD Ameritrade, Inc.|9207
TCFC|THE COMMUNITY FIN CP|TRBT|Tradebot Systems, Inc.|715
TCFC|THE COMMUNITY FIN CP|TRCM|TRC MARKETS LLC|4720
TCFC|THE COMMUNITY FIN CP|UBSA|UBS SECURITIES LLC|24979
TCFC|THE COMMUNITY FIN CP|UBSS|UBS Securities LLC|31085
TCFC|THE COMMUNITY FIN CP|VALX|VIRTU AMERICAS LLC|135
TCFC|THE COMMUNITY FIN CP|VGRD|Vanguard Marketing Corporation|200
TCFC|THE COMMUNITY FIN CP|WCHV|WELLS FARGO SECURITIES, LLC|726
TCFC|THE COMMUNITY FIN CP|WEDB|WEDBUSH SECURITIES INC.|2900
TCFC|THE COMMUNITY FIN CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1451
TCGP|THE CARLYLE PREF A|ALTX|Alternet Securities Inc.|400
TCGP|THE CARLYLE PREF A|APCC|Apex Clearing Corporation|1
TCGP|THE CARLYLE PREF A|BARD|Robert W. Baird & Co. Incorporated|3400
TCGP|THE CARLYLE PREF A|BATM|CBOE TRADING, INC.|500
TCGP|THE CARLYLE PREF A|BBNT|BB&T SECURITIES, LLC|6997
TCGP|THE CARLYLE PREF A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9574
TCGP|THE CARLYLE PREF A|CANT|Cantor Fitzgerald & Co.|1500
TCGP|THE CARLYLE PREF A|CMPT|Compass Point Research & Trading, LLC|645
TCGP|THE CARLYLE PREF A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4817
TCGP|THE CARLYLE PREF A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2899
TCGP|THE CARLYLE PREF A|DBAB|Deutsche Bank Securities Inc.|239
TCGP|THE CARLYLE PREF A|DBAX|Deutsche Bank Securities Inc.|7900
TCGP|THE CARLYLE PREF A|DEAN|MORGAN STANLEY|42626
TCGP|THE CARLYLE PREF A|DEGS|RONIN PROFESSIONAL LLC|4295
TCGP|THE CARLYLE PREF A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
TCGP|THE CARLYLE PREF A|EBXL|EBX LLC|1400
TCGP|THE CARLYLE PREF A|ETRS|E*Trade Securities LLC|651
TCGP|THE CARLYLE PREF A|FBCO|Credit Suisse Securities (USA) LLC|7591
TCGP|THE CARLYLE PREF A|FOMA|TD AMERITRADE CLEARING, INC.|6509
TCGP|THE CARLYLE PREF A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|308
TCGP|THE CARLYLE PREF A|GEBB|GLOBAL EXECUTION BROKERS, LP|609
TCGP|THE CARLYLE PREF A|GLPX|ACS EXECUTION SERVICES, LLC|1100
TCGP|THE CARLYLE PREF A|GSCO|GOLDMAN SACHS & CO. LLC|12439
TCGP|THE CARLYLE PREF A|GSLT|GOLDMAN SACHS & CO. LLC|1406
TCGP|THE CARLYLE PREF A|GTSZ|GTS SECURITIES LLC|3669
TCGP|THE CARLYLE PREF A|HRBF|American Enterprise Investment Services Inc.|8594
TCGP|THE CARLYLE PREF A|IBKR|Interactive Brokers Llc|10495
TCGP|THE CARLYLE PREF A|ICBX|INSTINET, LLC|200
TCGP|THE CARLYLE PREF A|INCA|INSTINET, LLC|21462
TCGP|THE CARLYLE PREF A|INJX|INSTINET, LLC|478
TCGP|THE CARLYLE PREF A|ITGI|ITG Inc.|100
TCGP|THE CARLYLE PREF A|ITGP|ITG INC.|200
TCGP|THE CARLYLE PREF A|JANY|Janney Montgomery Scott Inc.|600
TCGP|THE CARLYLE PREF A|JEFF|JEFFERIES LLC|261
TCGP|THE CARLYLE PREF A|JPMX|J.P. Morgan Securities LLC|964
TCGP|THE CARLYLE PREF A|JSEB|JANE STREET EXECUTION SERVICES, LLC|992
TCGP|THE CARLYLE PREF A|KCGM|VIRTU Americas LLC|1186
TCGP|THE CARLYLE PREF A|LEHM|Barclays Capital Inc./Le|1100
TCGP|THE CARLYLE PREF A|LIME|Lime Brokerage LLC|6303
TCGP|THE CARLYLE PREF A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3319
TCGP|THE CARLYLE PREF A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
TCGP|THE CARLYLE PREF A|MSCO|MORGAN STANLEY & CO. LLC|62224
TCGP|THE CARLYLE PREF A|MSPL|MORGAN STANLEY & CO. LLC|600
TCGP|THE CARLYLE PREF A|NFSC|National Financial Services LLC|118460
TCGP|THE CARLYLE PREF A|NITE|VIRTU Americas LLC|86302
TCGP|THE CARLYLE PREF A|NQRB|Brut, LLC|8680
TCGP|THE CARLYLE PREF A|OPCO|Oppenheimer & Co. Inc.|1590
TCGP|THE CARLYLE PREF A|PDQM|CODA MARKETS, INC.|2800
TCGP|THE CARLYLE PREF A|PWJC|UBS Financial Services, Inc.|9905
TCGP|THE CARLYLE PREF A|RAJA|Raymond James & Associates, Inc.|11116
TCGP|THE CARLYLE PREF A|RBCM|RBC CAPITAL MARKETS, LLC|9718
TCGP|THE CARLYLE PREF A|SBSH|Citigroup Global Markets Inc.|2902
TCGP|THE CARLYLE PREF A|SGMT|GOLDMAN SACHS & CO. LLC|1574
TCGP|THE CARLYLE PREF A|SMRD|SUMRIDGE PARTNERS, LLC|20000
TCGP|THE CARLYLE PREF A|SPDR|SPEEDROUTE LLC|3406
TCGP|THE CARLYLE PREF A|STFL|Stifel, Nicolaus & Company, Incorporated|1569
TCGP|THE CARLYLE PREF A|SWST|Hilltop Securities Inc.|2506
TCGP|THE CARLYLE PREF A|TRBT|Tradebot Systems, Inc.|2098
TCGP|THE CARLYLE PREF A|TRCM|TRC MARKETS LLC|9033
TCGP|THE CARLYLE PREF A|UBSA|UBS SECURITIES LLC|20756
TCGP|THE CARLYLE PREF A|UBSS|UBS Securities LLC|91229
TCGP|THE CARLYLE PREF A|VGRD|Vanguard Marketing Corporation|588
TCGP|THE CARLYLE PREF A|WCHV|WELLS FARGO SECURITIES, LLC|142649
TCGP|THE CARLYLE PREF A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|608
TCGP|THE CARLYLE PREF A|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TCGP|THE CARLYLE PREF A|YKNA|COMHAR CAPITAL MARKETS, LLC|200
TCHF|ISHARES EDGE TCHNLGY|CHAS|Charles Schwab & Co., Inc.|2
TCHF|ISHARES EDGE TCHNLGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|324
TCHF|ISHARES EDGE TCHNLGY|EGAM|CBOE TRADING, INC.|10
TCHF|ISHARES EDGE TCHNLGY|ETRS|E*Trade Securities LLC|114
TCHF|ISHARES EDGE TCHNLGY|FMAF|NBCN Inc./ CDS|200
TCHF|ISHARES EDGE TCHNLGY|JANY|Janney Montgomery Scott Inc.|10
TCHF|ISHARES EDGE TCHNLGY|JSJX|JANE STREET CAPITAL LLC|100
TCHF|ISHARES EDGE TCHNLGY|LEHM|Barclays Capital Inc./Le|600
TCHF|ISHARES EDGE TCHNLGY|LIME|Lime Brokerage LLC|56
TCHF|ISHARES EDGE TCHNLGY|NBCS|NBC Securities, INC.|175
TCHF|ISHARES EDGE TCHNLGY|NFSC|National Financial Services LLC|1071
TCHF|ISHARES EDGE TCHNLGY|NITE|VIRTU Americas LLC|1002
TCHF|ISHARES EDGE TCHNLGY|PWJC|UBS Financial Services, Inc.|225
TCHF|ISHARES EDGE TCHNLGY|UBSA|UBS SECURITIES LLC|791
TCHF|ISHARES EDGE TCHNLGY|UBSS|UBS Securities LLC|640
TCHF|ISHARES EDGE TCHNLGY|WCHV|WELLS FARGO SECURITIES, LLC|2
TCHF|ISHARES EDGE TCHNLGY|WSEA|WOLVERINE SECURITIES, LLC|13
TCHF|ISHARES EDGE TCHNLGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23
TCI|TRANSCONTL RTY INVTR|ALTX|Alternet Securities Inc.|1593
TCI|TRANSCONTL RTY INVTR|APCC|Apex Clearing Corporation|56
TCI|TRANSCONTL RTY INVTR|BATM|CBOE TRADING, INC.|2355
TCI|TRANSCONTL RTY INVTR|BAYC|BAY CREST PARTNERS, LLC|413
TCI|TRANSCONTL RTY INVTR|BERN|Sanford C. Bernstein & Co., LLC|105
TCI|TRANSCONTL RTY INVTR|BNPX|BNP PARIBAS SECURITIES CORP.|151
TCI|TRANSCONTL RTY INVTR|BYXM|CBOE TRADING, INC.|100
TCI|TRANSCONTL RTY INVTR|CHAS|Charles Schwab & Co., Inc.|50
TCI|TRANSCONTL RTY INVTR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7
TCI|TRANSCONTL RTY INVTR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2346
TCI|TRANSCONTL RTY INVTR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9797
TCI|TRANSCONTL RTY INVTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1257
TCI|TRANSCONTL RTY INVTR|CTDL|Citadel Derivatives Group Llc|979
TCI|TRANSCONTL RTY INVTR|CXCX|CITIGROUP GLOBAL MARKETS INC.|482
TCI|TRANSCONTL RTY INVTR|DBAB|Deutsche Bank Securities Inc.|10986
TCI|TRANSCONTL RTY INVTR|DBAX|Deutsche Bank Securities Inc.|3100
TCI|TRANSCONTL RTY INVTR|EBXL|EBX LLC|1500
TCI|TRANSCONTL RTY INVTR|ECUT|CONVERGEX EXECUTION SOLUTIONS|571
TCI|TRANSCONTL RTY INVTR|EGAM|CBOE TRADING, INC.|270
TCI|TRANSCONTL RTY INVTR|EGXM|CBOE TRADING, INC.|100
TCI|TRANSCONTL RTY INVTR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
TCI|TRANSCONTL RTY INVTR|ETRS|E*Trade Securities LLC|3120
TCI|TRANSCONTL RTY INVTR|FILL|Tradestation Securities, Inc.|150
TCI|TRANSCONTL RTY INVTR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27
TCI|TRANSCONTL RTY INVTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3648
TCI|TRANSCONTL RTY INVTR|GLIS|TD Securities Inc|940
TCI|TRANSCONTL RTY INVTR|GLPX|ACS EXECUTION SERVICES, LLC|4703
TCI|TRANSCONTL RTY INVTR|GSCO|GOLDMAN SACHS & CO. LLC|9349
TCI|TRANSCONTL RTY INVTR|GSLT|GOLDMAN SACHS & CO. LLC|125
TCI|TRANSCONTL RTY INVTR|GTSZ|GTS SECURITIES LLC|8448
TCI|TRANSCONTL RTY INVTR|IATS|INTERACTIVE BROKERS LLC|3320
TCI|TRANSCONTL RTY INVTR|IBKR|Interactive Brokers Llc|3113
TCI|TRANSCONTL RTY INVTR|ICBX|INSTINET, LLC|600
TCI|TRANSCONTL RTY INVTR|IEQY|CITADEL SECURITIES LLC|1216
TCI|TRANSCONTL RTY INVTR|INCA|INSTINET, LLC|6294
TCI|TRANSCONTL RTY INVTR|ITGI|ITG Inc.|977
TCI|TRANSCONTL RTY INVTR|ITGP|ITG INC.|3000
TCI|TRANSCONTL RTY INVTR|JEFF|JEFFERIES LLC|200
TCI|TRANSCONTL RTY INVTR|JPMX|J.P. Morgan Securities LLC|211
TCI|TRANSCONTL RTY INVTR|KCGM|VIRTU Americas LLC|280
TCI|TRANSCONTL RTY INVTR|LEHM|Barclays Capital Inc./Le|1006
TCI|TRANSCONTL RTY INVTR|LIME|Lime Brokerage LLC|696
TCI|TRANSCONTL RTY INVTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
TCI|TRANSCONTL RTY INVTR|MSCO|MORGAN STANLEY & CO. LLC|23213
TCI|TRANSCONTL RTY INVTR|MSPL|MORGAN STANLEY & CO. LLC|2600
TCI|TRANSCONTL RTY INVTR|MSTX|MORGAN STANLEY & CO. LLC|400
TCI|TRANSCONTL RTY INVTR|NFSC|National Financial Services LLC|12864
TCI|TRANSCONTL RTY INVTR|NITE|VIRTU Americas LLC|24976
TCI|TRANSCONTL RTY INVTR|NQRB|Brut, LLC|786
TCI|TRANSCONTL RTY INVTR|PDQM|CODA MARKETS, INC.|8057
TCI|TRANSCONTL RTY INVTR|PWJC|UBS Financial Services, Inc.|295
TCI|TRANSCONTL RTY INVTR|SAGC|SAGETRADER, LLC|100
TCI|TRANSCONTL RTY INVTR|SAGL|SAGETRADER, LLC|806
TCI|TRANSCONTL RTY INVTR|SBSH|Citigroup Global Markets Inc.|746
TCI|TRANSCONTL RTY INVTR|SGMT|GOLDMAN SACHS & CO. LLC|1918
TCI|TRANSCONTL RTY INVTR|SPDR|SPEEDROUTE LLC|17065
TCI|TRANSCONTL RTY INVTR|STFL|Stifel, Nicolaus & Company, Incorporated|1750
TCI|TRANSCONTL RTY INVTR|SWIM|TD Ameritrade, Inc.|5820
TCI|TRANSCONTL RTY INVTR|TKNG|ALLY INVEST SECURITIES LLC|560
TCI|TRANSCONTL RTY INVTR|TRCM|TRC MARKETS LLC|146
TCI|TRANSCONTL RTY INVTR|UBSA|UBS SECURITIES LLC|14318
TCI|TRANSCONTL RTY INVTR|UBSS|UBS Securities LLC|25520
TCI|TRANSCONTL RTY INVTR|VALX|VIRTU AMERICAS LLC|2609
TCI|TRANSCONTL RTY INVTR|VGRD|Vanguard Marketing Corporation|28
TCI|TRANSCONTL RTY INVTR|WABR|Wall Street Access|600
TCI|TRANSCONTL RTY INVTR|WCHV|WELLS FARGO SECURITIES, LLC|2860
TCI|TRANSCONTL RTY INVTR|WSEA|WOLVERINE SECURITIES, LLC|114
TCI|TRANSCONTL RTY INVTR|YKNA|COMHAR CAPITAL MARKETS, LLC|1210
TCMD|TACTILE SYSTEMS CMN|ALTX|Alternet Securities Inc.|7040
TCMD|TACTILE SYSTEMS CMN|ANOS|ABEL/NOSER, L.L.C.|130
TCMD|TACTILE SYSTEMS CMN|APCC|Apex Clearing Corporation|178
TCMD|TACTILE SYSTEMS CMN|AQUA|AQUA SECURITIES L.P.|15600
TCMD|TACTILE SYSTEMS CMN|BANK|Primevest Financial Services, Inc.|900
TCMD|TACTILE SYSTEMS CMN|BATM|CBOE TRADING, INC.|1143
TCMD|TACTILE SYSTEMS CMN|BAYT|BTIG, LLC|200
TCMD|TACTILE SYSTEMS CMN|BERN|Sanford C. Bernstein & Co., LLC|5692
TCMD|TACTILE SYSTEMS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3677
TCMD|TACTILE SYSTEMS CMN|BLKX|INSTINET, LLC|19100
TCMD|TACTILE SYSTEMS CMN|BMOC|BMO Capital Markets Corp.|2400
TCMD|TACTILE SYSTEMS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2787
TCMD|TACTILE SYSTEMS CMN|BRVL|BLAYLOCK VAN, LLC|300
TCMD|TACTILE SYSTEMS CMN|BTIG|BTIG, LLC|30301
TCMD|TACTILE SYSTEMS CMN|BYXM|CBOE TRADING, INC.|2866
TCMD|TACTILE SYSTEMS CMN|BZYD|GOLDMAN SACHS & CO. LLC|1641
TCMD|TACTILE SYSTEMS CMN|CANT|Cantor Fitzgerald & Co.|600
TCMD|TACTILE SYSTEMS CMN|CHAS|Charles Schwab & Co., Inc.|20
TCMD|TACTILE SYSTEMS CMN|CIST|Capital Institutional Services, Inc.|5068
TCMD|TACTILE SYSTEMS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|168211
TCMD|TACTILE SYSTEMS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5666
TCMD|TACTILE SYSTEMS CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1907
TCMD|TACTILE SYSTEMS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|119273
TCMD|TACTILE SYSTEMS CMN|CTDL|Citadel Derivatives Group Llc|8838
TCMD|TACTILE SYSTEMS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7578
TCMD|TACTILE SYSTEMS CMN|DBAB|Deutsche Bank Securities Inc.|222424
TCMD|TACTILE SYSTEMS CMN|DBAX|Deutsche Bank Securities Inc.|64800
TCMD|TACTILE SYSTEMS CMN|DBUL|Deutsche Bank Securities Inc.|1566
TCMD|TACTILE SYSTEMS CMN|DEAN|MORGAN STANLEY|2572
TCMD|TACTILE SYSTEMS CMN|DEGS|RONIN PROFESSIONAL LLC|9444
TCMD|TACTILE SYSTEMS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
TCMD|TACTILE SYSTEMS CMN|EBXL|EBX LLC|71900
TCMD|TACTILE SYSTEMS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|11848
TCMD|TACTILE SYSTEMS CMN|EDJO|Edward D. Jones & Co., L.P.|6488
TCMD|TACTILE SYSTEMS CMN|EGAM|CBOE TRADING, INC.|2752
TCMD|TACTILE SYSTEMS CMN|EGMT|EG MARKET TECHNOLOGIES LLC|800
TCMD|TACTILE SYSTEMS CMN|EGXM|CBOE TRADING, INC.|954
TCMD|TACTILE SYSTEMS CMN|EGXW|CBOE TRADING, INC.|100
TCMD|TACTILE SYSTEMS CMN|ETBE|Electronic Transaction Clearing, Inc.|21473
TCMD|TACTILE SYSTEMS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38731
TCMD|TACTILE SYSTEMS CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|495
TCMD|TACTILE SYSTEMS CMN|ETRS|E*Trade Securities LLC|22402
TCMD|TACTILE SYSTEMS CMN|FBCO|Credit Suisse Securities (USA) LLC|212695
TCMD|TACTILE SYSTEMS CMN|FILL|Tradestation Securities, Inc.|689
TCMD|TACTILE SYSTEMS CMN|FOMA|TD AMERITRADE CLEARING, INC.|104368
TCMD|TACTILE SYSTEMS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3694
TCMD|TACTILE SYSTEMS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57359
TCMD|TACTILE SYSTEMS CMN|FTBR|Foliofn Investments, Inc.|9770
TCMD|TACTILE SYSTEMS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7795
TCMD|TACTILE SYSTEMS CMN|GLPX|ACS EXECUTION SERVICES, LLC|30713
TCMD|TACTILE SYSTEMS CMN|GSCO|GOLDMAN SACHS & CO. LLC|391943
TCMD|TACTILE SYSTEMS CMN|GSCS|GOLDMAN SACHS & CO. LLC|17004
TCMD|TACTILE SYSTEMS CMN|GSLT|GOLDMAN SACHS & CO. LLC|3284
TCMD|TACTILE SYSTEMS CMN|GTSZ|GTS SECURITIES LLC|25058
TCMD|TACTILE SYSTEMS CMN|HRBF|American Enterprise Investment Services Inc.|2637
TCMD|TACTILE SYSTEMS CMN|IATS|INTERACTIVE BROKERS LLC|6045
TCMD|TACTILE SYSTEMS CMN|IBKR|Interactive Brokers Llc|74811
TCMD|TACTILE SYSTEMS CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|365
TCMD|TACTILE SYSTEMS CMN|ICBX|INSTINET, LLC|12135
TCMD|TACTILE SYSTEMS CMN|IEQY|CITADEL SECURITIES LLC|39639
TCMD|TACTILE SYSTEMS CMN|INCA|INSTINET, LLC|260434
TCMD|TACTILE SYSTEMS CMN|INJX|INSTINET, LLC|27835
TCMD|TACTILE SYSTEMS CMN|ITGI|ITG Inc.|24855
TCMD|TACTILE SYSTEMS CMN|ITGP|ITG INC.|22200
TCMD|TACTILE SYSTEMS CMN|JEFF|JEFFERIES LLC|51656
TCMD|TACTILE SYSTEMS CMN|JMPT|JUMP TRADING, LLC|29859
TCMD|TACTILE SYSTEMS CMN|JPBX|J.P. MORGAN SECURITIES LLC|5957
TCMD|TACTILE SYSTEMS CMN|JPMX|J.P. Morgan Securities LLC|108825
TCMD|TACTILE SYSTEMS CMN|JSJX|JANE STREET CAPITAL LLC|3852
TCMD|TACTILE SYSTEMS CMN|KCGM|VIRTU Americas LLC|14721
TCMD|TACTILE SYSTEMS CMN|KEYB|KEYBANC CAPITAL MARKETS INC.|4800
TCMD|TACTILE SYSTEMS CMN|LEHM|Barclays Capital Inc./Le|398891
TCMD|TACTILE SYSTEMS CMN|LIME|Lime Brokerage LLC|109467
TCMD|TACTILE SYSTEMS CMN|LMGP|LIME BROKERAGE LLC|2470
TCMD|TACTILE SYSTEMS CMN|LSCI|Lek Securities Corporation|3
TCMD|TACTILE SYSTEMS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TCMD|TACTILE SYSTEMS CMN|MAXM|Maxim Group LLC|1096
TCMD|TACTILE SYSTEMS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20900
TCMD|TACTILE SYSTEMS CMN|MOTF|MOTIF INVESTING, INC.|3
TCMD|TACTILE SYSTEMS CMN|MSCO|MORGAN STANLEY & CO. LLC|968959
TCMD|TACTILE SYSTEMS CMN|MSPL|MORGAN STANLEY & CO. LLC|121400
TCMD|TACTILE SYSTEMS CMN|MSTX|MORGAN STANLEY & CO. LLC|38800
TCMD|TACTILE SYSTEMS CMN|NFSC|National Financial Services LLC|51305
TCMD|TACTILE SYSTEMS CMN|NITE|VIRTU Americas LLC|252939
TCMD|TACTILE SYSTEMS CMN|NITP|VIRTU Americas LLC|2000
TCMD|TACTILE SYSTEMS CMN|NORT|Northland Securities, Inc.|1400
TCMD|TACTILE SYSTEMS CMN|NQRB|Brut, LLC|2970
TCMD|TACTILE SYSTEMS CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TCMD|TACTILE SYSTEMS CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|820
TCMD|TACTILE SYSTEMS CMN|PDQM|CODA MARKETS, INC.|59212
TCMD|TACTILE SYSTEMS CMN|PIPR|Piper Jaffray & Co.|4250
TCMD|TACTILE SYSTEMS CMN|RAJA|Raymond James & Associates, Inc.|1637
TCMD|TACTILE SYSTEMS CMN|RBCM|RBC CAPITAL MARKETS, LLC|1350
TCMD|TACTILE SYSTEMS CMN|SAGL|SAGETRADER, LLC|4767
TCMD|TACTILE SYSTEMS CMN|SBSH|Citigroup Global Markets Inc.|112819
TCMD|TACTILE SYSTEMS CMN|SGMT|GOLDMAN SACHS & CO. LLC|28352
TCMD|TACTILE SYSTEMS CMN|SPDR|SPEEDROUTE LLC|3580
TCMD|TACTILE SYSTEMS CMN|SPTD|MINT GLOBAL MARKETS, INC.|6220
TCMD|TACTILE SYSTEMS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|28679
TCMD|TACTILE SYSTEMS CMN|SWIM|TD Ameritrade, Inc.|43583
TCMD|TACTILE SYSTEMS CMN|TKNG|ALLY INVEST SECURITIES LLC|1129
TCMD|TACTILE SYSTEMS CMN|TRBT|Tradebot Systems, Inc.|86583
TCMD|TACTILE SYSTEMS CMN|TRCM|TRC MARKETS LLC|94801
TCMD|TACTILE SYSTEMS CMN|UBSA|UBS SECURITIES LLC|194378
TCMD|TACTILE SYSTEMS CMN|UBSS|UBS Securities LLC|610286
TCMD|TACTILE SYSTEMS CMN|VALX|VIRTU AMERICAS LLC|6615
TCMD|TACTILE SYSTEMS CMN|VGRD|Vanguard Marketing Corporation|7768
TCMD|TACTILE SYSTEMS CMN|WABR|Wall Street Access|8300
TCMD|TACTILE SYSTEMS CMN|WBLR|WILLIAM BLAIR|32113
TCMD|TACTILE SYSTEMS CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|184
TCMD|TACTILE SYSTEMS CMN|WCHV|WELLS FARGO SECURITIES, LLC|16767
TCMD|TACTILE SYSTEMS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3117
TCMD|TACTILE SYSTEMS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11191
TCMD|TACTILE SYSTEMS CMN|WSEA|WOLVERINE SECURITIES, LLC|1713
TCMD|TACTILE SYSTEMS CMN|XIST|INSTINET, LLC|11800
TCMD|TACTILE SYSTEMS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
TCMD|TACTILE SYSTEMS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|10226
TCMD|TACTILE SYSTEMS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1778
TCO|TAUBMAN CENTERS INC|ALTX|Alternet Securities Inc.|5521
TCO|TAUBMAN CENTERS INC|APCC|Apex Clearing Corporation|102
TCO|TAUBMAN CENTERS INC|BARD|Robert W. Baird & Co. Incorporated|508140
TCO|TAUBMAN CENTERS INC|BATM|CBOE TRADING, INC.|9757
TCO|TAUBMAN CENTERS INC|BAYC|BAY CREST PARTNERS, LLC|31
TCO|TAUBMAN CENTERS INC|BERN|Sanford C. Bernstein & Co., LLC|28990
TCO|TAUBMAN CENTERS INC|BIDS|BIDS TRADING L.P.|3900
TCO|TAUBMAN CENTERS INC|BKCM|BNY Mellon Capital Markets LLC|12456
TCO|TAUBMAN CENTERS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|784
TCO|TAUBMAN CENTERS INC|BLKX|INSTINET, LLC|34351
TCO|TAUBMAN CENTERS INC|BMOC|BMO Capital Markets Corp.|500
TCO|TAUBMAN CENTERS INC|BNPX|BNP PARIBAS SECURITIES CORP.|27102
TCO|TAUBMAN CENTERS INC|BTIG|BTIG, LLC|4169
TCO|TAUBMAN CENTERS INC|BYXM|CBOE TRADING, INC.|649
TCO|TAUBMAN CENTERS INC|CABR|Cabrera Capital Markets, Inc.|25
TCO|TAUBMAN CENTERS INC|CANT|Cantor Fitzgerald & Co.|1679
TCO|TAUBMAN CENTERS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|84100
TCO|TAUBMAN CENTERS INC|CHAS|Charles Schwab & Co., Inc.|2
TCO|TAUBMAN CENTERS INC|CIST|Capital Institutional Services, Inc.|310
TCO|TAUBMAN CENTERS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131179
TCO|TAUBMAN CENTERS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|592
TCO|TAUBMAN CENTERS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8511
TCO|TAUBMAN CENTERS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|364030
TCO|TAUBMAN CENTERS INC|CTDL|Citadel Derivatives Group Llc|3366
TCO|TAUBMAN CENTERS INC|CTLR|CUTLER GROUP, LP|434
TCO|TAUBMAN CENTERS INC|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|2000
TCO|TAUBMAN CENTERS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16280
TCO|TAUBMAN CENTERS INC|DBAB|Deutsche Bank Securities Inc.|108414
TCO|TAUBMAN CENTERS INC|DBAX|Deutsche Bank Securities Inc.|147500
TCO|TAUBMAN CENTERS INC|DBUL|Deutsche Bank Securities Inc.|345
TCO|TAUBMAN CENTERS INC|DEAN|MORGAN STANLEY|352
TCO|TAUBMAN CENTERS INC|DEGS|RONIN PROFESSIONAL LLC|3200
TCO|TAUBMAN CENTERS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
TCO|TAUBMAN CENTERS INC|EBXL|EBX LLC|157500
TCO|TAUBMAN CENTERS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13446
TCO|TAUBMAN CENTERS INC|EDJO|Edward D. Jones & Co., L.P.|30
TCO|TAUBMAN CENTERS INC|EGAM|CBOE TRADING, INC.|8045
TCO|TAUBMAN CENTERS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1000
TCO|TAUBMAN CENTERS INC|EGXM|CBOE TRADING, INC.|782
TCO|TAUBMAN CENTERS INC|ETBE|Electronic Transaction Clearing, Inc.|11173
TCO|TAUBMAN CENTERS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
TCO|TAUBMAN CENTERS INC|ETCC|Electronic Transaction Clearing, Inc.|397
TCO|TAUBMAN CENTERS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13149
TCO|TAUBMAN CENTERS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
TCO|TAUBMAN CENTERS INC|ETRS|E*Trade Securities LLC|1589
TCO|TAUBMAN CENTERS INC|FBSB|U.S. Bancorp Investments, Inc.|30
TCO|TAUBMAN CENTERS INC|FILL|Tradestation Securities, Inc.|350
TCO|TAUBMAN CENTERS INC|FMAF|NBCN Inc./ CDS|600
TCO|TAUBMAN CENTERS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|56780
TCO|TAUBMAN CENTERS INC|FQLS|Quantlab Securities LP|169208
TCO|TAUBMAN CENTERS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71826
TCO|TAUBMAN CENTERS INC|FTBR|Foliofn Investments, Inc.|151
TCO|TAUBMAN CENTERS INC|GLPX|ACS EXECUTION SERVICES, LLC|52151
TCO|TAUBMAN CENTERS INC|GNAV|GREEN STREET TRADING, LLC|227200
TCO|TAUBMAN CENTERS INC|GSCO|GOLDMAN SACHS & CO. LLC|798593
TCO|TAUBMAN CENTERS INC|GSCS|GOLDMAN SACHS & CO. LLC|4011
TCO|TAUBMAN CENTERS INC|GSLT|GOLDMAN SACHS & CO. LLC|3759
TCO|TAUBMAN CENTERS INC|GTSZ|GTS SECURITIES LLC|51856
TCO|TAUBMAN CENTERS INC|HAPX|HAP Trading, LLC|3828
TCO|TAUBMAN CENTERS INC|HRBF|American Enterprise Investment Services Inc.|235
TCO|TAUBMAN CENTERS INC|HSBC|HSBC Securities, Inc.|200
TCO|TAUBMAN CENTERS INC|IATS|INTERACTIVE BROKERS LLC|2639
TCO|TAUBMAN CENTERS INC|IBKR|Interactive Brokers Llc|4344
TCO|TAUBMAN CENTERS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|364
TCO|TAUBMAN CENTERS INC|ICBX|INSTINET, LLC|38800
TCO|TAUBMAN CENTERS INC|IEQY|CITADEL SECURITIES LLC|92949
TCO|TAUBMAN CENTERS INC|INCA|INSTINET, LLC|178644
TCO|TAUBMAN CENTERS INC|INJX|INSTINET, LLC|14280
TCO|TAUBMAN CENTERS INC|ITGI|ITG Inc.|42334
TCO|TAUBMAN CENTERS INC|ITGP|ITG INC.|54600
TCO|TAUBMAN CENTERS INC|JEFF|JEFFERIES LLC|422533
TCO|TAUBMAN CENTERS INC|JMPT|JUMP TRADING, LLC|40216
TCO|TAUBMAN CENTERS INC|JONE|JonesTrading|1464
TCO|TAUBMAN CENTERS INC|JPBX|J.P. MORGAN SECURITIES LLC|28744
TCO|TAUBMAN CENTERS INC|JPMX|J.P. Morgan Securities LLC|633715
TCO|TAUBMAN CENTERS INC|JSJX|JANE STREET CAPITAL LLC|3152
TCO|TAUBMAN CENTERS INC|KCGM|VIRTU Americas LLC|26782
TCO|TAUBMAN CENTERS INC|LEHM|Barclays Capital Inc./Le|380877
TCO|TAUBMAN CENTERS INC|LIME|Lime Brokerage LLC|18705
TCO|TAUBMAN CENTERS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|174948
TCO|TAUBMAN CENTERS INC|LQNA|LIQUIDNET, INC.|136800
TCO|TAUBMAN CENTERS INC|LQNB|LIQUIDNET, INC.|6200
TCO|TAUBMAN CENTERS INC|LSCI|Lek Securities Corporation|10
TCO|TAUBMAN CENTERS INC|MACQ|Macquarie Capital (USA) Inc.|5529
TCO|TAUBMAN CENTERS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125929
TCO|TAUBMAN CENTERS INC|MOTF|MOTIF INVESTING, INC.|3
TCO|TAUBMAN CENTERS INC|MSCO|MORGAN STANLEY & CO. LLC|810819
TCO|TAUBMAN CENTERS INC|MSPL|MORGAN STANLEY & CO. LLC|235300
TCO|TAUBMAN CENTERS INC|MSTX|MORGAN STANLEY & CO. LLC|61500
TCO|TAUBMAN CENTERS INC|NFSC|National Financial Services LLC|32070
TCO|TAUBMAN CENTERS INC|NITE|VIRTU Americas LLC|133278
TCO|TAUBMAN CENTERS INC|NITP|VIRTU Americas LLC|200
TCO|TAUBMAN CENTERS INC|NQRB|Brut, LLC|4268
TCO|TAUBMAN CENTERS INC|OPCO|Oppenheimer & Co. Inc.|7812
TCO|TAUBMAN CENTERS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
TCO|TAUBMAN CENTERS INC|PDQM|CODA MARKETS, INC.|134010
TCO|TAUBMAN CENTERS INC|PWJC|UBS Financial Services, Inc.|2859
TCO|TAUBMAN CENTERS INC|RBCM|RBC CAPITAL MARKETS, LLC|114
TCO|TAUBMAN CENTERS INC|RHCO|Suntrust Robinson Humphrey, Inc.|1040
TCO|TAUBMAN CENTERS INC|SAGL|SAGETRADER, LLC|21546
TCO|TAUBMAN CENTERS INC|SAGW|SAGETRADER, LLC|7
TCO|TAUBMAN CENTERS INC|SBSH|Citigroup Global Markets Inc.|34781
TCO|TAUBMAN CENTERS INC|SDLR|Sandler, O'Neill & Partners, L.P.|203
TCO|TAUBMAN CENTERS INC|SGMT|GOLDMAN SACHS & CO. LLC|146892
TCO|TAUBMAN CENTERS INC|SPDR|SPEEDROUTE LLC|11910
TCO|TAUBMAN CENTERS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2000
TCO|TAUBMAN CENTERS INC|STRS|STRATEGAS RESEARCH PARTNERS|1500
TCO|TAUBMAN CENTERS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3002
TCO|TAUBMAN CENTERS INC|SWIM|TD Ameritrade, Inc.|487
TCO|TAUBMAN CENTERS INC|SWST|Hilltop Securities Inc.|537
TCO|TAUBMAN CENTERS INC|TKNG|ALLY INVEST SECURITIES LLC|1
TCO|TAUBMAN CENTERS INC|TRBT|Tradebot Systems, Inc.|101392
TCO|TAUBMAN CENTERS INC|TRCM|TRC MARKETS LLC|138814
TCO|TAUBMAN CENTERS INC|UBSA|UBS SECURITIES LLC|442453
TCO|TAUBMAN CENTERS INC|UBSS|UBS Securities LLC|333094
TCO|TAUBMAN CENTERS INC|VALX|VIRTU AMERICAS LLC|20499
TCO|TAUBMAN CENTERS INC|VGRD|Vanguard Marketing Corporation|508
TCO|TAUBMAN CENTERS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1096
TCO|TAUBMAN CENTERS INC|WCHV|WELLS FARGO SECURITIES, LLC|188720
TCO|TAUBMAN CENTERS INC|WDNX|WEEDEN & CO.L.P.|624
TCO|TAUBMAN CENTERS INC|WEDB|WEDBUSH SECURITIES INC.|1233
TCO|TAUBMAN CENTERS INC|WEED|Weeden & Co.L.P.|4389
TCO|TAUBMAN CENTERS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|900
TCO|TAUBMAN CENTERS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18796
TCO|TAUBMAN CENTERS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|125
TCO|TAUBMAN CENTERS INC|WSEA|WOLVERINE SECURITIES, LLC|111
TCO|TAUBMAN CENTERS INC|XIST|INSTINET, LLC|65210
TCO|TAUBMAN CENTERS INC|XPQR|Jump Trading|5336
TCO|TAUBMAN CENTERS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|20994
TCO|TAUBMAN CENTERS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4870
TCO|TAUBMAN CENTERS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|107
TCO$J|TAUBMAN CENTERS, INC|ALTX|Alternet Securities Inc.|700
TCO$J|TAUBMAN CENTERS, INC|BBNT|BB&T SECURITIES, LLC|83
TCO$J|TAUBMAN CENTERS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1206
TCO$J|TAUBMAN CENTERS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|212
TCO$J|TAUBMAN CENTERS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
TCO$J|TAUBMAN CENTERS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
TCO$J|TAUBMAN CENTERS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
TCO$J|TAUBMAN CENTERS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
TCO$J|TAUBMAN CENTERS, INC|DBAX|Deutsche Bank Securities Inc.|200
TCO$J|TAUBMAN CENTERS, INC|DEAN|MORGAN STANLEY|3513
TCO$J|TAUBMAN CENTERS, INC|EBXL|EBX LLC|800
TCO$J|TAUBMAN CENTERS, INC|EGAM|CBOE TRADING, INC.|700
TCO$J|TAUBMAN CENTERS, INC|ETRS|E*Trade Securities LLC|145
TCO$J|TAUBMAN CENTERS, INC|GSLT|GOLDMAN SACHS & CO. LLC|300
TCO$J|TAUBMAN CENTERS, INC|GTSZ|GTS SECURITIES LLC|105
TCO$J|TAUBMAN CENTERS, INC|HRBF|American Enterprise Investment Services Inc.|972
TCO$J|TAUBMAN CENTERS, INC|IATS|INTERACTIVE BROKERS LLC|300
TCO$J|TAUBMAN CENTERS, INC|IBKR|Interactive Brokers Llc|2551
TCO$J|TAUBMAN CENTERS, INC|INCA|INSTINET, LLC|976
TCO$J|TAUBMAN CENTERS, INC|ITGI|ITG Inc.|2200
TCO$J|TAUBMAN CENTERS, INC|JPMX|J.P. Morgan Securities LLC|5010
TCO$J|TAUBMAN CENTERS, INC|KCGM|VIRTU Americas LLC|500
TCO$J|TAUBMAN CENTERS, INC|LEHM|Barclays Capital Inc./Le|5998
TCO$J|TAUBMAN CENTERS, INC|LIME|Lime Brokerage LLC|765
TCO$J|TAUBMAN CENTERS, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
TCO$J|TAUBMAN CENTERS, INC|MSCO|MORGAN STANLEY & CO. LLC|5663
TCO$J|TAUBMAN CENTERS, INC|NFSC|National Financial Services LLC|14588
TCO$J|TAUBMAN CENTERS, INC|NITE|VIRTU Americas LLC|20457
TCO$J|TAUBMAN CENTERS, INC|NQRB|Brut, LLC|3183
TCO$J|TAUBMAN CENTERS, INC|OPCO|Oppenheimer & Co. Inc.|22
TCO$J|TAUBMAN CENTERS, INC|PWJC|UBS Financial Services, Inc.|2
TCO$J|TAUBMAN CENTERS, INC|SALI|INTL FCSTONE FINANCIAL INC.|23
TCO$J|TAUBMAN CENTERS, INC|SGMT|GOLDMAN SACHS & CO. LLC|300
TCO$J|TAUBMAN CENTERS, INC|SPDR|SPEEDROUTE LLC|800
TCO$J|TAUBMAN CENTERS, INC|SWIM|TD Ameritrade, Inc.|200
TCO$J|TAUBMAN CENTERS, INC|TKNG|ALLY INVEST SECURITIES LLC|100
TCO$J|TAUBMAN CENTERS, INC|UBSA|UBS SECURITIES LLC|2209
TCO$J|TAUBMAN CENTERS, INC|UBSS|UBS Securities LLC|12850
TCO$J|TAUBMAN CENTERS, INC|VGRD|Vanguard Marketing Corporation|710
TCO$J|TAUBMAN CENTERS, INC|WCHV|WELLS FARGO SECURITIES, LLC|7339
TCO$J|TAUBMAN CENTERS, INC|WEDB|WEDBUSH SECURITIES INC.|602
TCO$J|TAUBMAN CENTERS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
TCO$J|TAUBMAN CENTERS, INC|WSEA|WOLVERINE SECURITIES, LLC|87
TCO$J|TAUBMAN CENTERS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
TCO$K|TAUBMAN CENTERS|ALTX|Alternet Securities Inc.|100
TCO$K|TAUBMAN CENTERS|BATM|CBOE TRADING, INC.|20
TCO$K|TAUBMAN CENTERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
TCO$K|TAUBMAN CENTERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|174
TCO$K|TAUBMAN CENTERS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2300
TCO$K|TAUBMAN CENTERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|563
TCO$K|TAUBMAN CENTERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
TCO$K|TAUBMAN CENTERS|DBAX|Deutsche Bank Securities Inc.|300
TCO$K|TAUBMAN CENTERS|DEAN|MORGAN STANLEY|2066
TCO$K|TAUBMAN CENTERS|EBXL|EBX LLC|600
TCO$K|TAUBMAN CENTERS|ETRS|E*Trade Securities LLC|504
TCO$K|TAUBMAN CENTERS|FILL|Tradestation Securities, Inc.|100
TCO$K|TAUBMAN CENTERS|GLPX|ACS EXECUTION SERVICES, LLC|200
TCO$K|TAUBMAN CENTERS|GSCO|GOLDMAN SACHS & CO. LLC|100
TCO$K|TAUBMAN CENTERS|HRBF|American Enterprise Investment Services Inc.|273
TCO$K|TAUBMAN CENTERS|IBKR|Interactive Brokers Llc|750
TCO$K|TAUBMAN CENTERS|INCA|INSTINET, LLC|663
TCO$K|TAUBMAN CENTERS|ITGI|ITG Inc.|300
TCO$K|TAUBMAN CENTERS|LEHM|Barclays Capital Inc./Le|1600
TCO$K|TAUBMAN CENTERS|LIME|Lime Brokerage LLC|320
TCO$K|TAUBMAN CENTERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
TCO$K|TAUBMAN CENTERS|MSCO|MORGAN STANLEY & CO. LLC|2704
TCO$K|TAUBMAN CENTERS|NFSC|National Financial Services LLC|11499
TCO$K|TAUBMAN CENTERS|NITE|VIRTU Americas LLC|15000
TCO$K|TAUBMAN CENTERS|OPCO|Oppenheimer & Co. Inc.|46
TCO$K|TAUBMAN CENTERS|PDQM|CODA MARKETS, INC.|300
TCO$K|TAUBMAN CENTERS|SGMT|GOLDMAN SACHS & CO. LLC|533
TCO$K|TAUBMAN CENTERS|SPDR|SPEEDROUTE LLC|100
TCO$K|TAUBMAN CENTERS|SWIM|TD Ameritrade, Inc.|500
TCO$K|TAUBMAN CENTERS|UBSA|UBS SECURITIES LLC|1274
TCO$K|TAUBMAN CENTERS|UBSS|UBS Securities LLC|8070
TCO$K|TAUBMAN CENTERS|VGRD|Vanguard Marketing Corporation|2173
TCO$K|TAUBMAN CENTERS|WCHV|WELLS FARGO SECURITIES, LLC|3268
TCO$K|TAUBMAN CENTERS|WEDB|WEDBUSH SECURITIES INC.|400
TCO$K|TAUBMAN CENTERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6
TCON|TRACON PHARMA COMMON|ALTX|Alternet Securities Inc.|500
TCON|TRACON PHARMA COMMON|APCC|Apex Clearing Corporation|394
TCON|TRACON PHARMA COMMON|BARD|Robert W. Baird & Co. Incorporated|7500
TCON|TRACON PHARMA COMMON|BATM|CBOE TRADING, INC.|2204
TCON|TRACON PHARMA COMMON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2700
TCON|TRACON PHARMA COMMON|BLKX|INSTINET, LLC|5200
TCON|TRACON PHARMA COMMON|BTIG|BTIG, LLC|93818
TCON|TRACON PHARMA COMMON|BYXM|CBOE TRADING, INC.|100
TCON|TRACON PHARMA COMMON|CHAS|Charles Schwab & Co., Inc.|325
TCON|TRACON PHARMA COMMON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1205
TCON|TRACON PHARMA COMMON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8242
TCON|TRACON PHARMA COMMON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42988
TCON|TRACON PHARMA COMMON|CTDL|Citadel Derivatives Group Llc|6380
TCON|TRACON PHARMA COMMON|CXCX|CITIGROUP GLOBAL MARKETS INC.|5726
TCON|TRACON PHARMA COMMON|DBAB|Deutsche Bank Securities Inc.|6788
TCON|TRACON PHARMA COMMON|DBAX|Deutsche Bank Securities Inc.|26100
TCON|TRACON PHARMA COMMON|DEGS|RONIN PROFESSIONAL LLC|23468
TCON|TRACON PHARMA COMMON|EBXL|EBX LLC|30000
TCON|TRACON PHARMA COMMON|EGAM|CBOE TRADING, INC.|2730
TCON|TRACON PHARMA COMMON|EGXM|CBOE TRADING, INC.|9200
TCON|TRACON PHARMA COMMON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1192
TCON|TRACON PHARMA COMMON|ETRS|E*Trade Securities LLC|174711
TCON|TRACON PHARMA COMMON|FBCO|Credit Suisse Securities (USA) LLC|61124
TCON|TRACON PHARMA COMMON|FFSI|Firstrade Securities Inc.|400
TCON|TRACON PHARMA COMMON|FILL|Tradestation Securities, Inc.|164954
TCON|TRACON PHARMA COMMON|FOMA|TD AMERITRADE CLEARING, INC.|224962
TCON|TRACON PHARMA COMMON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13444
TCON|TRACON PHARMA COMMON|FTBR|Foliofn Investments, Inc.|150
TCON|TRACON PHARMA COMMON|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
TCON|TRACON PHARMA COMMON|GLPX|ACS EXECUTION SERVICES, LLC|200
TCON|TRACON PHARMA COMMON|GSCO|GOLDMAN SACHS & CO. LLC|92864
TCON|TRACON PHARMA COMMON|GSLT|GOLDMAN SACHS & CO. LLC|4599
TCON|TRACON PHARMA COMMON|GTSZ|GTS SECURITIES LLC|8393
TCON|TRACON PHARMA COMMON|IATS|INTERACTIVE BROKERS LLC|1930
TCON|TRACON PHARMA COMMON|IBKR|Interactive Brokers Llc|22094
TCON|TRACON PHARMA COMMON|ICBX|INSTINET, LLC|10394
TCON|TRACON PHARMA COMMON|INCA|INSTINET, LLC|21648
TCON|TRACON PHARMA COMMON|INJX|INSTINET, LLC|55273
TCON|TRACON PHARMA COMMON|ITGI|ITG Inc.|306251
TCON|TRACON PHARMA COMMON|ITGP|ITG INC.|45200
TCON|TRACON PHARMA COMMON|JEFF|JEFFERIES LLC|8533
TCON|TRACON PHARMA COMMON|JMPT|JUMP TRADING, LLC|808
TCON|TRACON PHARMA COMMON|JPMX|J.P. Morgan Securities LLC|20740
TCON|TRACON PHARMA COMMON|JSJX|JANE STREET CAPITAL LLC|127
TCON|TRACON PHARMA COMMON|KCGM|VIRTU Americas LLC|12830
TCON|TRACON PHARMA COMMON|LEHM|Barclays Capital Inc./Le|51578
TCON|TRACON PHARMA COMMON|LIME|Lime Brokerage LLC|51982
TCON|TRACON PHARMA COMMON|LQNA|LIQUIDNET, INC.|22500
TCON|TRACON PHARMA COMMON|MBTS|ALLY INVEST SECURITIES LLC|50
TCON|TRACON PHARMA COMMON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62955
TCON|TRACON PHARMA COMMON|MSCO|MORGAN STANLEY & CO. LLC|153406
TCON|TRACON PHARMA COMMON|MSPL|MORGAN STANLEY & CO. LLC|18000
TCON|TRACON PHARMA COMMON|MSTX|MORGAN STANLEY & CO. LLC|8400
TCON|TRACON PHARMA COMMON|NATL|National Securities Corporation|25000
TCON|TRACON PHARMA COMMON|NBCS|NBC Securities, INC.|350
TCON|TRACON PHARMA COMMON|NFSC|National Financial Services LLC|345947
TCON|TRACON PHARMA COMMON|NITE|VIRTU Americas LLC|558771
TCON|TRACON PHARMA COMMON|NITP|VIRTU Americas LLC|2800
TCON|TRACON PHARMA COMMON|PDQM|CODA MARKETS, INC.|18751
TCON|TRACON PHARMA COMMON|PWJC|UBS Financial Services, Inc.|8900
TCON|TRACON PHARMA COMMON|RAJA|Raymond James & Associates, Inc.|75
TCON|TRACON PHARMA COMMON|SAGL|SAGETRADER, LLC|100
TCON|TRACON PHARMA COMMON|SBSH|Citigroup Global Markets Inc.|33576
TCON|TRACON PHARMA COMMON|SGMT|GOLDMAN SACHS & CO. LLC|11562
TCON|TRACON PHARMA COMMON|SPDR|SPEEDROUTE LLC|13478
TCON|TRACON PHARMA COMMON|STFL|Stifel, Nicolaus & Company, Incorporated|12283
TCON|TRACON PHARMA COMMON|STXG|Stockcross Financial Services, Inc.|17300
TCON|TRACON PHARMA COMMON|SWIM|TD Ameritrade, Inc.|212459
TCON|TRACON PHARMA COMMON|TKNG|ALLY INVEST SECURITIES LLC|1450
TCON|TRACON PHARMA COMMON|TRBT|Tradebot Systems, Inc.|1312
TCON|TRACON PHARMA COMMON|TRCM|TRC MARKETS LLC|22117
TCON|TRACON PHARMA COMMON|UBSA|UBS SECURITIES LLC|138376
TCON|TRACON PHARMA COMMON|UBSS|UBS Securities LLC|235715
TCON|TRACON PHARMA COMMON|VALX|VIRTU AMERICAS LLC|12564
TCON|TRACON PHARMA COMMON|VGRD|Vanguard Marketing Corporation|25500
TCON|TRACON PHARMA COMMON|WCHV|WELLS FARGO SECURITIES, LLC|20826
TCON|TRACON PHARMA COMMON|WSEA|WOLVERINE SECURITIES, LLC|1815
TCON|TRACON PHARMA COMMON|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
TCON|TRACON PHARMA COMMON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4675
TCP|TC PIPELINES LP|ALTX|Alternet Securities Inc.|10516
TCP|TC PIPELINES LP|APCC|Apex Clearing Corporation|1252
TCP|TC PIPELINES LP|BARD|Robert W. Baird & Co. Incorporated|413
TCP|TC PIPELINES LP|BATM|CBOE TRADING, INC.|3445
TCP|TC PIPELINES LP|BBNT|BB&T SECURITIES, LLC|400
TCP|TC PIPELINES LP|BERN|Sanford C. Bernstein & Co., LLC|6728
TCP|TC PIPELINES LP|BIDS|BIDS TRADING L.P.|50000
TCP|TC PIPELINES LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10846
TCP|TC PIPELINES LP|BLKX|INSTINET, LLC|5000
TCP|TC PIPELINES LP|BNPX|BNP PARIBAS SECURITIES CORP.|2257
TCP|TC PIPELINES LP|BTIG|BTIG, LLC|5661
TCP|TC PIPELINES LP|BYXM|CBOE TRADING, INC.|839
TCP|TC PIPELINES LP|CANT|Cantor Fitzgerald & Co.|58200
TCP|TC PIPELINES LP|CHAS|Charles Schwab & Co., Inc.|49022
TCP|TC PIPELINES LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12821
TCP|TC PIPELINES LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3500
TCP|TC PIPELINES LP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
TCP|TC PIPELINES LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54675
TCP|TC PIPELINES LP|CTDL|Citadel Derivatives Group Llc|13026
TCP|TC PIPELINES LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|14300
TCP|TC PIPELINES LP|DADA|D.A. Davidson & Co.|3
TCP|TC PIPELINES LP|DBAB|Deutsche Bank Securities Inc.|19288
TCP|TC PIPELINES LP|DBAX|Deutsche Bank Securities Inc.|83000
TCP|TC PIPELINES LP|DEAN|MORGAN STANLEY|8650
TCP|TC PIPELINES LP|DEGS|RONIN PROFESSIONAL LLC|494
TCP|TC PIPELINES LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3200
TCP|TC PIPELINES LP|EBXL|EBX LLC|53200
TCP|TC PIPELINES LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|360
TCP|TC PIPELINES LP|EDJO|Edward D. Jones & Co., L.P.|2289
TCP|TC PIPELINES LP|EGAM|CBOE TRADING, INC.|4278
TCP|TC PIPELINES LP|EGMT|EG MARKET TECHNOLOGIES LLC|600
TCP|TC PIPELINES LP|EGXM|CBOE TRADING, INC.|1636
TCP|TC PIPELINES LP|ETBE|Electronic Transaction Clearing, Inc.|2824
TCP|TC PIPELINES LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8429
TCP|TC PIPELINES LP|ETRS|E*Trade Securities LLC|41548
TCP|TC PIPELINES LP|FILL|Tradestation Securities, Inc.|340
TCP|TC PIPELINES LP|FINX|FINTECH SECURITIES|705
TCP|TC PIPELINES LP|FMAF|NBCN Inc./ CDS|1287
TCP|TC PIPELINES LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16323
TCP|TC PIPELINES LP|FTBR|Foliofn Investments, Inc.|408
TCP|TC PIPELINES LP|GLIS|TD Securities Inc|2841
TCP|TC PIPELINES LP|GLPX|ACS EXECUTION SERVICES, LLC|19953
TCP|TC PIPELINES LP|GSCO|GOLDMAN SACHS & CO. LLC|131177
TCP|TC PIPELINES LP|GSCS|GOLDMAN SACHS & CO. LLC|500
TCP|TC PIPELINES LP|GSLT|GOLDMAN SACHS & CO. LLC|1064
TCP|TC PIPELINES LP|GTSZ|GTS SECURITIES LLC|25796
TCP|TC PIPELINES LP|HAPX|HAP Trading, LLC|300
TCP|TC PIPELINES LP|HRBF|American Enterprise Investment Services Inc.|2283
TCP|TC PIPELINES LP|HSBC|HSBC Securities, Inc.|400
TCP|TC PIPELINES LP|IATS|INTERACTIVE BROKERS LLC|6932
TCP|TC PIPELINES LP|IBKR|Interactive Brokers Llc|5003
TCP|TC PIPELINES LP|ICBX|INSTINET, LLC|4200
TCP|TC PIPELINES LP|INCA|INSTINET, LLC|45733
TCP|TC PIPELINES LP|INJX|INSTINET, LLC|214
TCP|TC PIPELINES LP|ITGI|ITG Inc.|11160
TCP|TC PIPELINES LP|ITGP|ITG INC.|51000
TCP|TC PIPELINES LP|JANY|Janney Montgomery Scott Inc.|4278
TCP|TC PIPELINES LP|JEFF|JEFFERIES LLC|1778
TCP|TC PIPELINES LP|JMPT|JUMP TRADING, LLC|5303
TCP|TC PIPELINES LP|JPMX|J.P. Morgan Securities LLC|42624
TCP|TC PIPELINES LP|JSJX|JANE STREET CAPITAL LLC|37514
TCP|TC PIPELINES LP|KCGM|VIRTU Americas LLC|34059
TCP|TC PIPELINES LP|LEHM|Barclays Capital Inc./Le|39481
TCP|TC PIPELINES LP|LIME|Lime Brokerage LLC|14068
TCP|TC PIPELINES LP|LQNA|LIQUIDNET, INC.|31500
TCP|TC PIPELINES LP|LQNB|LIQUIDNET, INC.|5000
TCP|TC PIPELINES LP|LSCI|Lek Securities Corporation|1354
TCP|TC PIPELINES LP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4600
TCP|TC PIPELINES LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32300
TCP|TC PIPELINES LP|MOTF|MOTIF INVESTING, INC.|7
TCP|TC PIPELINES LP|MSCO|MORGAN STANLEY & CO. LLC|483179
TCP|TC PIPELINES LP|MSPL|MORGAN STANLEY & CO. LLC|99600
TCP|TC PIPELINES LP|MSTX|MORGAN STANLEY & CO. LLC|1300
TCP|TC PIPELINES LP|NFSC|National Financial Services LLC|87095
TCP|TC PIPELINES LP|NITE|VIRTU Americas LLC|306803
TCP|TC PIPELINES LP|NITP|VIRTU Americas LLC|100
TCP|TC PIPELINES LP|NQRB|Brut, LLC|7523
TCP|TC PIPELINES LP|NTBF|BMO Nesbitt Burns Inc./CDS|425
TCP|TC PIPELINES LP|OPCO|Oppenheimer & Co. Inc.|382
TCP|TC PIPELINES LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TCP|TC PIPELINES LP|PDQM|CODA MARKETS, INC.|51068
TCP|TC PIPELINES LP|PHLY|NASDAQ Execution Services, LLC|200
TCP|TC PIPELINES LP|PWJC|UBS Financial Services, Inc.|2690
TCP|TC PIPELINES LP|RBCM|RBC CAPITAL MARKETS, LLC|1074
TCP|TC PIPELINES LP|SAGL|SAGETRADER, LLC|9581
TCP|TC PIPELINES LP|SAGW|SAGETRADER, LLC|200
TCP|TC PIPELINES LP|SBRX|MURIEL SIEBERT & CO INC|4
TCP|TC PIPELINES LP|SBSH|Citigroup Global Markets Inc.|21620
TCP|TC PIPELINES LP|SEIC|SEI Investments Distribution Co.|491
TCP|TC PIPELINES LP|SGMT|GOLDMAN SACHS & CO. LLC|60031
TCP|TC PIPELINES LP|SPDR|SPEEDROUTE LLC|60502
TCP|TC PIPELINES LP|STFL|Stifel, Nicolaus & Company, Incorporated|3027
TCP|TC PIPELINES LP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5241
TCP|TC PIPELINES LP|SWIM|TD Ameritrade, Inc.|24674
TCP|TC PIPELINES LP|SWST|Hilltop Securities Inc.|640
TCP|TC PIPELINES LP|TKNG|ALLY INVEST SECURITIES LLC|1257
TCP|TC PIPELINES LP|TRBT|Tradebot Systems, Inc.|63155
TCP|TC PIPELINES LP|TRCM|TRC MARKETS LLC|48786
TCP|TC PIPELINES LP|TWTT|TASTYWORKS, INC.|1200
TCP|TC PIPELINES LP|UBSA|UBS SECURITIES LLC|151526
TCP|TC PIPELINES LP|UBSS|UBS Securities LLC|376052
TCP|TC PIPELINES LP|VALX|VIRTU AMERICAS LLC|3175
TCP|TC PIPELINES LP|VGRD|Vanguard Marketing Corporation|17535
TCP|TC PIPELINES LP|WBPX|SUMMIT SECURITIES GROUP, LLC|257
TCP|TC PIPELINES LP|WCHV|WELLS FARGO SECURITIES, LLC|53011
TCP|TC PIPELINES LP|WEDB|WEDBUSH SECURITIES INC.|200
TCP|TC PIPELINES LP|WEED|Weeden & Co.L.P.|477338
TCP|TC PIPELINES LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8244
TCP|TC PIPELINES LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40043
TCP|TC PIPELINES LP|WSEA|WOLVERINE SECURITIES, LLC|582
TCP|TC PIPELINES LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|12600
TCP|TC PIPELINES LP|YKNA|COMHAR CAPITAL MARKETS, LLC|1887
TCP|TC PIPELINES LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2074
TCPC|TCP CAPITAL CORP|ALTX|Alternet Securities Inc.|2686
TCPC|TCP CAPITAL CORP|APCC|Apex Clearing Corporation|107
TCPC|TCP CAPITAL CORP|BANK|Primevest Financial Services, Inc.|123
TCPC|TCP CAPITAL CORP|BARD|Robert W. Baird & Co. Incorporated|178
TCPC|TCP CAPITAL CORP|BATM|CBOE TRADING, INC.|4
TCPC|TCP CAPITAL CORP|BBNT|BB&T SECURITIES, LLC|1158
TCPC|TCP CAPITAL CORP|BERN|Sanford C. Bernstein & Co., LLC|2935
TCPC|TCP CAPITAL CORP|BKCM|BNY Mellon Capital Markets LLC|2300
TCPC|TCP CAPITAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8848
TCPC|TCP CAPITAL CORP|BLKX|INSTINET, LLC|6000
TCPC|TCP CAPITAL CORP|BMOC|BMO Capital Markets Corp.|30600
TCPC|TCP CAPITAL CORP|BNKS|Fig Partners, LLC|700
TCPC|TCP CAPITAL CORP|BTIG|BTIG, LLC|53970
TCPC|TCP CAPITAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|3000
TCPC|TCP CAPITAL CORP|CANT|Cantor Fitzgerald & Co.|1060
TCPC|TCP CAPITAL CORP|CHAS|Charles Schwab & Co., Inc.|2642
TCPC|TCP CAPITAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7896
TCPC|TCP CAPITAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4268
TCPC|TCP CAPITAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1700
TCPC|TCP CAPITAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64160
TCPC|TCP CAPITAL CORP|CTDL|Citadel Derivatives Group Llc|3509
TCPC|TCP CAPITAL CORP|CTLR|CUTLER GROUP, LP|4965
TCPC|TCP CAPITAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|7144
TCPC|TCP CAPITAL CORP|DADA|D.A. Davidson & Co.|40510
TCPC|TCP CAPITAL CORP|DAVA|Davenport & Company LLC|3150
TCPC|TCP CAPITAL CORP|DBAB|Deutsche Bank Securities Inc.|62830
TCPC|TCP CAPITAL CORP|DBAX|Deutsche Bank Securities Inc.|42800
TCPC|TCP CAPITAL CORP|DBUL|Deutsche Bank Securities Inc.|3300
TCPC|TCP CAPITAL CORP|DEAN|MORGAN STANLEY|6576
TCPC|TCP CAPITAL CORP|DEGS|RONIN PROFESSIONAL LLC|2
TCPC|TCP CAPITAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3211
TCPC|TCP CAPITAL CORP|EBXL|EBX LLC|25900
TCPC|TCP CAPITAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7121
TCPC|TCP CAPITAL CORP|EDJO|Edward D. Jones & Co., L.P.|1797
TCPC|TCP CAPITAL CORP|EGAM|CBOE TRADING, INC.|3503
TCPC|TCP CAPITAL CORP|EGAW|CBOE TRADING, INC.|500
TCPC|TCP CAPITAL CORP|EGXM|CBOE TRADING, INC.|374
TCPC|TCP CAPITAL CORP|ESPO|ESPOSITO SECURITIES, LLC|1933
TCPC|TCP CAPITAL CORP|ETBE|Electronic Transaction Clearing, Inc.|1110
TCPC|TCP CAPITAL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4138
TCPC|TCP CAPITAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2433
TCPC|TCP CAPITAL CORP|ETRS|E*Trade Securities LLC|53069
TCPC|TCP CAPITAL CORP|FBCO|Credit Suisse Securities (USA) LLC|56337
TCPC|TCP CAPITAL CORP|FILL|Tradestation Securities, Inc.|1269
TCPC|TCP CAPITAL CORP|FMAF|NBCN Inc./ CDS|80
TCPC|TCP CAPITAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|198937
TCPC|TCP CAPITAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38999
TCPC|TCP CAPITAL CORP|FTBR|Foliofn Investments, Inc.|98
TCPC|TCP CAPITAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3327
TCPC|TCP CAPITAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|1790
TCPC|TCP CAPITAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|108575
TCPC|TCP CAPITAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|14515
TCPC|TCP CAPITAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|55534
TCPC|TCP CAPITAL CORP|GTSZ|GTS SECURITIES LLC|3496
TCPC|TCP CAPITAL CORP|HRBF|American Enterprise Investment Services Inc.|36700
TCPC|TCP CAPITAL CORP|HSBC|HSBC Securities, Inc.|1840
TCPC|TCP CAPITAL CORP|IATS|INTERACTIVE BROKERS LLC|6675
TCPC|TCP CAPITAL CORP|IBKR|Interactive Brokers Llc|129327
TCPC|TCP CAPITAL CORP|ICBX|INSTINET, LLC|2700
TCPC|TCP CAPITAL CORP|INCA|INSTINET, LLC|75578
TCPC|TCP CAPITAL CORP|INJX|INSTINET, LLC|119
TCPC|TCP CAPITAL CORP|ITGI|ITG Inc.|56557
TCPC|TCP CAPITAL CORP|ITGP|ITG INC.|146600
TCPC|TCP CAPITAL CORP|JANY|Janney Montgomery Scott Inc.|1863
TCPC|TCP CAPITAL CORP|JEFF|JEFFERIES LLC|120
TCPC|TCP CAPITAL CORP|JMPT|JUMP TRADING, LLC|2237
TCPC|TCP CAPITAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|13506
TCPC|TCP CAPITAL CORP|JPMX|J.P. Morgan Securities LLC|124808
TCPC|TCP CAPITAL CORP|JSJX|JANE STREET CAPITAL LLC|1060
TCPC|TCP CAPITAL CORP|KCGM|VIRTU Americas LLC|9243
TCPC|TCP CAPITAL CORP|LEHM|Barclays Capital Inc./Le|167938
TCPC|TCP CAPITAL CORP|LGNT|COR CLEARING LLC|1
TCPC|TCP CAPITAL CORP|LIME|Lime Brokerage LLC|95711
TCPC|TCP CAPITAL CORP|LSCI|Lek Securities Corporation|155
TCPC|TCP CAPITAL CORP|MBTS|ALLY INVEST SECURITIES LLC|100
TCPC|TCP CAPITAL CORP|MCMF|Raymond James Ltd. Cds|500
TCPC|TCP CAPITAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28800
TCPC|TCP CAPITAL CORP|MOTF|MOTIF INVESTING, INC.|12
TCPC|TCP CAPITAL CORP|MSCO|MORGAN STANLEY & CO. LLC|377993
TCPC|TCP CAPITAL CORP|MSPL|MORGAN STANLEY & CO. LLC|88700
TCPC|TCP CAPITAL CORP|MSTX|MORGAN STANLEY & CO. LLC|21100
TCPC|TCP CAPITAL CORP|NATL|National Securities Corporation|5124
TCPC|TCP CAPITAL CORP|NFSC|National Financial Services LLC|330167
TCPC|TCP CAPITAL CORP|NITE|VIRTU Americas LLC|612862
TCPC|TCP CAPITAL CORP|NITP|VIRTU Americas LLC|2200
TCPC|TCP CAPITAL CORP|NQRB|Brut, LLC|1396
TCPC|TCP CAPITAL CORP|OPCO|Oppenheimer & Co. Inc.|15637
TCPC|TCP CAPITAL CORP|PDQM|CODA MARKETS, INC.|5599
TCPC|TCP CAPITAL CORP|PHLY|NASDAQ Execution Services, LLC|2000
TCPC|TCP CAPITAL CORP|PWJC|UBS Financial Services, Inc.|5050
TCPC|TCP CAPITAL CORP|RAJA|Raymond James & Associates, Inc.|37935
TCPC|TCP CAPITAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|15229
TCPC|TCP CAPITAL CORP|SAGL|SAGETRADER, LLC|400
TCPC|TCP CAPITAL CORP|SAGW|SAGETRADER, LLC|6026
TCPC|TCP CAPITAL CORP|SBSH|Citigroup Global Markets Inc.|36890
TCPC|TCP CAPITAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|11345
TCPC|TCP CAPITAL CORP|SPDR|SPEEDROUTE LLC|17512
TCPC|TCP CAPITAL CORP|SPHN|Stephens Inc.|8347
TCPC|TCP CAPITAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|40725
TCPC|TCP CAPITAL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
TCPC|TCP CAPITAL CORP|SWIM|TD Ameritrade, Inc.|12215
TCPC|TCP CAPITAL CORP|SWST|Hilltop Securities Inc.|5846
TCPC|TCP CAPITAL CORP|TKNG|ALLY INVEST SECURITIES LLC|781
TCPC|TCP CAPITAL CORP|TRBT|Tradebot Systems, Inc.|63445
TCPC|TCP CAPITAL CORP|TRCM|TRC MARKETS LLC|65344
TCPC|TCP CAPITAL CORP|UBSA|UBS SECURITIES LLC|120314
TCPC|TCP CAPITAL CORP|UBSS|UBS Securities LLC|265271
TCPC|TCP CAPITAL CORP|VALX|VIRTU AMERICAS LLC|4190
TCPC|TCP CAPITAL CORP|VGRD|Vanguard Marketing Corporation|67443
TCPC|TCP CAPITAL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
TCPC|TCP CAPITAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|299343
TCPC|TCP CAPITAL CORP|WDCO|Wilson-Davis & Co., Inc.|364
TCPC|TCP CAPITAL CORP|WEDB|WEDBUSH SECURITIES INC.|1
TCPC|TCP CAPITAL CORP|WEED|Weeden & Co.L.P.|20318
TCPC|TCP CAPITAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1354
TCPC|TCP CAPITAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|412
TCPC|TCP CAPITAL CORP|WGIF|CIBC World Markets Inc.|2105
TCPC|TCP CAPITAL CORP|WSEA|WOLVERINE SECURITIES, LLC|11779
TCPC|TCP CAPITAL CORP|XIST|INSTINET, LLC|4200
TCPC|TCP CAPITAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3342
TCPC|TCP CAPITAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|116
TCPC|TCP CAPITAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21809
TCRD|THL CREDIT, INC.|ALTX|Alternet Securities Inc.|3786
TCRD|THL CREDIT, INC.|APCC|Apex Clearing Corporation|911
TCRD|THL CREDIT, INC.|BARD|Robert W. Baird & Co. Incorporated|4000
TCRD|THL CREDIT, INC.|BATM|CBOE TRADING, INC.|220
TCRD|THL CREDIT, INC.|BBNT|BB&T SECURITIES, LLC|4407
TCRD|THL CREDIT, INC.|BKCM|BNY Mellon Capital Markets LLC|1200
TCRD|THL CREDIT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3530
TCRD|THL CREDIT, INC.|BLKX|INSTINET, LLC|6000
TCRD|THL CREDIT, INC.|BTIG|BTIG, LLC|119
TCRD|THL CREDIT, INC.|BYXM|CBOE TRADING, INC.|300
TCRD|THL CREDIT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1557
TCRD|THL CREDIT, INC.|CHAS|Charles Schwab & Co., Inc.|585
TCRD|THL CREDIT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
TCRD|THL CREDIT, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
TCRD|THL CREDIT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25097
TCRD|THL CREDIT, INC.|CTDL|Citadel Derivatives Group Llc|10698
TCRD|THL CREDIT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|220
TCRD|THL CREDIT, INC.|DBAB|Deutsche Bank Securities Inc.|3258
TCRD|THL CREDIT, INC.|DBAX|Deutsche Bank Securities Inc.|9300
TCRD|THL CREDIT, INC.|DEAN|MORGAN STANLEY|2452
TCRD|THL CREDIT, INC.|DEGS|RONIN PROFESSIONAL LLC|800
TCRD|THL CREDIT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
TCRD|THL CREDIT, INC.|EBXL|EBX LLC|25400
TCRD|THL CREDIT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2900
TCRD|THL CREDIT, INC.|EDJO|Edward D. Jones & Co., L.P.|917
TCRD|THL CREDIT, INC.|EGAM|CBOE TRADING, INC.|800
TCRD|THL CREDIT, INC.|EGXM|CBOE TRADING, INC.|470
TCRD|THL CREDIT, INC.|ESPO|ESPOSITO SECURITIES, LLC|1147
TCRD|THL CREDIT, INC.|ETBE|Electronic Transaction Clearing, Inc.|8731
TCRD|THL CREDIT, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2052
TCRD|THL CREDIT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|688
TCRD|THL CREDIT, INC.|ETRS|E*Trade Securities LLC|144308
TCRD|THL CREDIT, INC.|FBCO|Credit Suisse Securities (USA) LLC|24480
TCRD|THL CREDIT, INC.|FBSB|U.S. Bancorp Investments, Inc.|39
TCRD|THL CREDIT, INC.|FILL|Tradestation Securities, Inc.|2065
TCRD|THL CREDIT, INC.|FOMA|TD AMERITRADE CLEARING, INC.|244876
TCRD|THL CREDIT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32118
TCRD|THL CREDIT, INC.|FTBR|Foliofn Investments, Inc.|11029
TCRD|THL CREDIT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|10899
TCRD|THL CREDIT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|200
TCRD|THL CREDIT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|276404
TCRD|THL CREDIT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2652
TCRD|THL CREDIT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|310
TCRD|THL CREDIT, INC.|GTSZ|GTS SECURITIES LLC|5166
TCRD|THL CREDIT, INC.|HRBF|American Enterprise Investment Services Inc.|2048
TCRD|THL CREDIT, INC.|IATS|INTERACTIVE BROKERS LLC|5303
TCRD|THL CREDIT, INC.|IBKR|Interactive Brokers Llc|64536
TCRD|THL CREDIT, INC.|ICBX|INSTINET, LLC|4817
TCRD|THL CREDIT, INC.|INCA|INSTINET, LLC|42788
TCRD|THL CREDIT, INC.|ITGI|ITG Inc.|50966
TCRD|THL CREDIT, INC.|ITGP|ITG INC.|37400
TCRD|THL CREDIT, INC.|JANY|Janney Montgomery Scott Inc.|213
TCRD|THL CREDIT, INC.|JEFF|JEFFERIES LLC|1600
TCRD|THL CREDIT, INC.|JMPT|JUMP TRADING, LLC|2028
TCRD|THL CREDIT, INC.|JPMX|J.P. Morgan Securities LLC|64887
TCRD|THL CREDIT, INC.|JSJX|JANE STREET CAPITAL LLC|649
TCRD|THL CREDIT, INC.|KCGM|VIRTU Americas LLC|5521
TCRD|THL CREDIT, INC.|LEHM|Barclays Capital Inc./Le|72467
TCRD|THL CREDIT, INC.|LGNT|COR CLEARING LLC|1
TCRD|THL CREDIT, INC.|LIME|Lime Brokerage LLC|99818
TCRD|THL CREDIT, INC.|LMGP|LIME BROKERAGE LLC|11401
TCRD|THL CREDIT, INC.|LSCI|Lek Securities Corporation|9
TCRD|THL CREDIT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31356
TCRD|THL CREDIT, INC.|MOTF|MOTIF INVESTING, INC.|3
TCRD|THL CREDIT, INC.|MSCO|MORGAN STANLEY & CO. LLC|245705
TCRD|THL CREDIT, INC.|MSPL|MORGAN STANLEY & CO. LLC|19500
TCRD|THL CREDIT, INC.|MSTX|MORGAN STANLEY & CO. LLC|7400
TCRD|THL CREDIT, INC.|NATL|National Securities Corporation|1200
TCRD|THL CREDIT, INC.|NFSC|National Financial Services LLC|228740
TCRD|THL CREDIT, INC.|NITE|VIRTU Americas LLC|429977
TCRD|THL CREDIT, INC.|NITP|VIRTU Americas LLC|3665
TCRD|THL CREDIT, INC.|NQRB|Brut, LLC|480
TCRD|THL CREDIT, INC.|OPCO|Oppenheimer & Co. Inc.|766
TCRD|THL CREDIT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9762
TCRD|THL CREDIT, INC.|PDQM|CODA MARKETS, INC.|10531
TCRD|THL CREDIT, INC.|PWJC|UBS Financial Services, Inc.|2999
TCRD|THL CREDIT, INC.|RAJA|Raymond James & Associates, Inc.|6833
TCRD|THL CREDIT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|16946
TCRD|THL CREDIT, INC.|SBSH|Citigroup Global Markets Inc.|5582
TCRD|THL CREDIT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|27217
TCRD|THL CREDIT, INC.|SPDR|SPEEDROUTE LLC|3921
TCRD|THL CREDIT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|7177
TCRD|THL CREDIT, INC.|SWIM|TD Ameritrade, Inc.|60079
TCRD|THL CREDIT, INC.|SWST|Hilltop Securities Inc.|1840
TCRD|THL CREDIT, INC.|TKNG|ALLY INVEST SECURITIES LLC|5811
TCRD|THL CREDIT, INC.|TRBT|Tradebot Systems, Inc.|14746
TCRD|THL CREDIT, INC.|TRCM|TRC MARKETS LLC|63602
TCRD|THL CREDIT, INC.|UBSA|UBS SECURITIES LLC|64087
TCRD|THL CREDIT, INC.|UBSS|UBS Securities LLC|180454
TCRD|THL CREDIT, INC.|VALX|VIRTU AMERICAS LLC|1173
TCRD|THL CREDIT, INC.|VGRD|Vanguard Marketing Corporation|33435
TCRD|THL CREDIT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|92951
TCRD|THL CREDIT, INC.|WEDB|WEDBUSH SECURITIES INC.|66
TCRD|THL CREDIT, INC.|WEED|Weeden & Co.L.P.|11510
TCRD|THL CREDIT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1060
TCRD|THL CREDIT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1586
TCRD|THL CREDIT, INC.|WGIF|CIBC World Markets Inc.|1412
TCRD|THL CREDIT, INC.|WSEA|WOLVERINE SECURITIES, LLC|5135
TCRD|THL CREDIT, INC.|XIST|INSTINET, LLC|800
TCRD|THL CREDIT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|18406
TCRD|THL CREDIT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|700
TCRD|THL CREDIT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1301
TCRX|THL CREDIT 6.75 NTS|DEAN|MORGAN STANLEY|2450
TCRX|THL CREDIT 6.75 NTS|EGXM|CBOE TRADING, INC.|20
TCRX|THL CREDIT 6.75 NTS|ETRS|E*Trade Securities LLC|1140
TCRX|THL CREDIT 6.75 NTS|IATS|INTERACTIVE BROKERS LLC|1035
TCRX|THL CREDIT 6.75 NTS|IBKR|Interactive Brokers Llc|20920
TCRX|THL CREDIT 6.75 NTS|ICBX|INSTINET, LLC|200
TCRX|THL CREDIT 6.75 NTS|INCA|INSTINET, LLC|140
TCRX|THL CREDIT 6.75 NTS|ITGI|ITG Inc.|300
TCRX|THL CREDIT 6.75 NTS|ITGP|ITG INC.|200
TCRX|THL CREDIT 6.75 NTS|JANY|Janney Montgomery Scott Inc.|1400
TCRX|THL CREDIT 6.75 NTS|LIME|Lime Brokerage LLC|237
TCRX|THL CREDIT 6.75 NTS|MSCO|MORGAN STANLEY & CO. LLC|2500
TCRX|THL CREDIT 6.75 NTS|NFSC|National Financial Services LLC|3524
TCRX|THL CREDIT 6.75 NTS|NITE|VIRTU Americas LLC|16611
TCRX|THL CREDIT 6.75 NTS|NQRB|Brut, LLC|100
TCRX|THL CREDIT 6.75 NTS|SALI|INTL FCSTONE FINANCIAL INC.|849
TCRX|THL CREDIT 6.75 NTS|SPDR|SPEEDROUTE LLC|198
TCRX|THL CREDIT 6.75 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|2814
TCRX|THL CREDIT 6.75 NTS|UBSA|UBS SECURITIES LLC|600
TCRX|THL CREDIT 6.75 NTS|UBSS|UBS Securities LLC|1556
TCRX|THL CREDIT 6.75 NTS|VGRD|Vanguard Marketing Corporation|1478
TCRX|THL CREDIT 6.75 NTS|WCHV|WELLS FARGO SECURITIES, LLC|3550
TCRX|THL CREDIT 6.75 NTS|WSEA|WOLVERINE SECURITIES, LLC|300
TCRX|THL CREDIT 6.75 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|120
TCRZ|THL CREDIT 6.75% NTS|DADA|D.A. Davidson & Co.|372
TCRZ|THL CREDIT 6.75% NTS|EBXL|EBX LLC|100
TCRZ|THL CREDIT 6.75% NTS|IATS|INTERACTIVE BROKERS LLC|300
TCRZ|THL CREDIT 6.75% NTS|IBKR|Interactive Brokers Llc|2866
TCRZ|THL CREDIT 6.75% NTS|ICBX|INSTINET, LLC|100
TCRZ|THL CREDIT 6.75% NTS|JANY|Janney Montgomery Scott Inc.|500
TCRZ|THL CREDIT 6.75% NTS|MSCO|MORGAN STANLEY & CO. LLC|100
TCRZ|THL CREDIT 6.75% NTS|NFSC|National Financial Services LLC|434
TCRZ|THL CREDIT 6.75% NTS|NITE|VIRTU Americas LLC|4800
TCRZ|THL CREDIT 6.75% NTS|NQRB|Brut, LLC|34
TCRZ|THL CREDIT 6.75% NTS|SALI|INTL FCSTONE FINANCIAL INC.|80
TCRZ|THL CREDIT 6.75% NTS|STFL|Stifel, Nicolaus & Company, Incorporated|1228
TCRZ|THL CREDIT 6.75% NTS|SWIM|TD Ameritrade, Inc.|400
TCRZ|THL CREDIT 6.75% NTS|UBSA|UBS SECURITIES LLC|200
TCRZ|THL CREDIT 6.75% NTS|WCHV|WELLS FARGO SECURITIES, LLC|996
TCS|CONTAINER STORE THE|ADAM|CANACCORD GENUITY INC.|36500
TCS|CONTAINER STORE THE|ALTX|Alternet Securities Inc.|2935
TCS|CONTAINER STORE THE|APCC|Apex Clearing Corporation|792
TCS|CONTAINER STORE THE|BATM|CBOE TRADING, INC.|1453
TCS|CONTAINER STORE THE|BERN|Sanford C. Bernstein & Co., LLC|876
TCS|CONTAINER STORE THE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
TCS|CONTAINER STORE THE|BNPX|BNP PARIBAS SECURITIES CORP.|2000
TCS|CONTAINER STORE THE|BYXM|CBOE TRADING, INC.|300
TCS|CONTAINER STORE THE|BZYD|GOLDMAN SACHS & CO. LLC|1806
TCS|CONTAINER STORE THE|CANT|Cantor Fitzgerald & Co.|255
TCS|CONTAINER STORE THE|CHAS|Charles Schwab & Co., Inc.|475
TCS|CONTAINER STORE THE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|405
TCS|CONTAINER STORE THE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62095
TCS|CONTAINER STORE THE|CTDL|Citadel Derivatives Group Llc|410
TCS|CONTAINER STORE THE|CTLR|CUTLER GROUP, LP|200
TCS|CONTAINER STORE THE|CXCX|CITIGROUP GLOBAL MARKETS INC.|5294
TCS|CONTAINER STORE THE|DBAB|Deutsche Bank Securities Inc.|17165
TCS|CONTAINER STORE THE|DBAX|Deutsche Bank Securities Inc.|12900
TCS|CONTAINER STORE THE|DEAN|MORGAN STANLEY|1852
TCS|CONTAINER STORE THE|DEGS|RONIN PROFESSIONAL LLC|7214
TCS|CONTAINER STORE THE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
TCS|CONTAINER STORE THE|EBXL|EBX LLC|17200
TCS|CONTAINER STORE THE|ECUT|CONVERGEX EXECUTION SOLUTIONS|12305
TCS|CONTAINER STORE THE|EDJO|Edward D. Jones & Co., L.P.|726
TCS|CONTAINER STORE THE|EGAM|CBOE TRADING, INC.|5246
TCS|CONTAINER STORE THE|EGXM|CBOE TRADING, INC.|3413
TCS|CONTAINER STORE THE|EGXW|CBOE TRADING, INC.|32
TCS|CONTAINER STORE THE|ETBE|Electronic Transaction Clearing, Inc.|1830
TCS|CONTAINER STORE THE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1968
TCS|CONTAINER STORE THE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
TCS|CONTAINER STORE THE|ETRS|E*Trade Securities LLC|88848
TCS|CONTAINER STORE THE|FILL|Tradestation Securities, Inc.|10926
TCS|CONTAINER STORE THE|FMAF|NBCN Inc./ CDS|379
TCS|CONTAINER STORE THE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13334
TCS|CONTAINER STORE THE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36500
TCS|CONTAINER STORE THE|FTBR|Foliofn Investments, Inc.|58441
TCS|CONTAINER STORE THE|GEBB|GLOBAL EXECUTION BROKERS, LP|300
TCS|CONTAINER STORE THE|GLPX|ACS EXECUTION SERVICES, LLC|669
TCS|CONTAINER STORE THE|GSCO|GOLDMAN SACHS & CO. LLC|52993
TCS|CONTAINER STORE THE|GSCS|GOLDMAN SACHS & CO. LLC|817
TCS|CONTAINER STORE THE|GSLT|GOLDMAN SACHS & CO. LLC|518
TCS|CONTAINER STORE THE|GTSZ|GTS SECURITIES LLC|5123
TCS|CONTAINER STORE THE|HRBF|American Enterprise Investment Services Inc.|3373
TCS|CONTAINER STORE THE|IATS|INTERACTIVE BROKERS LLC|13451
TCS|CONTAINER STORE THE|IBKR|Interactive Brokers Llc|36191
TCS|CONTAINER STORE THE|ICBX|INSTINET, LLC|7300
TCS|CONTAINER STORE THE|IEQY|CITADEL SECURITIES LLC|7907
TCS|CONTAINER STORE THE|INCA|INSTINET, LLC|71052
TCS|CONTAINER STORE THE|INJX|INSTINET, LLC|1400
TCS|CONTAINER STORE THE|ITGI|ITG Inc.|28733
TCS|CONTAINER STORE THE|ITGP|ITG INC.|20200
TCS|CONTAINER STORE THE|JANY|Janney Montgomery Scott Inc.|900
TCS|CONTAINER STORE THE|JEFF|JEFFERIES LLC|2050
TCS|CONTAINER STORE THE|JMPT|JUMP TRADING, LLC|5485
TCS|CONTAINER STORE THE|JONE|JonesTrading|2500
TCS|CONTAINER STORE THE|JPMX|J.P. Morgan Securities LLC|39014
TCS|CONTAINER STORE THE|JSJX|JANE STREET CAPITAL LLC|2243
TCS|CONTAINER STORE THE|KCGM|VIRTU Americas LLC|6181
TCS|CONTAINER STORE THE|LEHM|Barclays Capital Inc./Le|24820
TCS|CONTAINER STORE THE|LIME|Lime Brokerage LLC|13114
TCS|CONTAINER STORE THE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22980
TCS|CONTAINER STORE THE|MSCO|MORGAN STANLEY & CO. LLC|163673
TCS|CONTAINER STORE THE|MSPL|MORGAN STANLEY & CO. LLC|57500
TCS|CONTAINER STORE THE|MSTX|MORGAN STANLEY & CO. LLC|79100
TCS|CONTAINER STORE THE|NFSC|National Financial Services LLC|164351
TCS|CONTAINER STORE THE|NITE|VIRTU Americas LLC|372324
TCS|CONTAINER STORE THE|NQRB|Brut, LLC|4440
TCS|CONTAINER STORE THE|OHOS|TWO SIGMA SECURITIES, LLC|775
TCS|CONTAINER STORE THE|OPCO|Oppenheimer & Co. Inc.|170
TCS|CONTAINER STORE THE|PCPT|PHILLIP CAPITAL INC.|850
TCS|CONTAINER STORE THE|PDQM|CODA MARKETS, INC.|3792
TCS|CONTAINER STORE THE|PHLY|NASDAQ Execution Services, LLC|1000
TCS|CONTAINER STORE THE|PWJC|UBS Financial Services, Inc.|900
TCS|CONTAINER STORE THE|RBCM|RBC CAPITAL MARKETS, LLC|449
TCS|CONTAINER STORE THE|SAGL|SAGETRADER, LLC|520
TCS|CONTAINER STORE THE|SBSH|Citigroup Global Markets Inc.|11311
TCS|CONTAINER STORE THE|SGMT|GOLDMAN SACHS & CO. LLC|17365
TCS|CONTAINER STORE THE|SPDR|SPEEDROUTE LLC|790
TCS|CONTAINER STORE THE|STFL|Stifel, Nicolaus & Company, Incorporated|2980
TCS|CONTAINER STORE THE|STKP|STOCKPILE INVESTMENTS, INC.|18
TCS|CONTAINER STORE THE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
TCS|CONTAINER STORE THE|SWIM|TD Ameritrade, Inc.|54764
TCS|CONTAINER STORE THE|SWST|Hilltop Securities Inc.|4390
TCS|CONTAINER STORE THE|TKNG|ALLY INVEST SECURITIES LLC|4363
TCS|CONTAINER STORE THE|TRBT|Tradebot Systems, Inc.|44396
TCS|CONTAINER STORE THE|TRCM|TRC MARKETS LLC|9320
TCS|CONTAINER STORE THE|TWTT|TASTYWORKS, INC.|728
TCS|CONTAINER STORE THE|UBSA|UBS SECURITIES LLC|80780
TCS|CONTAINER STORE THE|UBSS|UBS Securities LLC|77855
TCS|CONTAINER STORE THE|VALX|VIRTU AMERICAS LLC|1799
TCS|CONTAINER STORE THE|VGRD|Vanguard Marketing Corporation|26890
TCS|CONTAINER STORE THE|WCHV|WELLS FARGO SECURITIES, LLC|37750
TCS|CONTAINER STORE THE|WEED|Weeden & Co.L.P.|4390
TCS|CONTAINER STORE THE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|949
TCS|CONTAINER STORE THE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2893
TCS|CONTAINER STORE THE|WGIF|CIBC World Markets Inc.|200
TCS|CONTAINER STORE THE|WSEA|WOLVERINE SECURITIES, LLC|4675
TCS|CONTAINER STORE THE|XIST|INSTINET, LLC|1000
TCS|CONTAINER STORE THE|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
TCS|CONTAINER STORE THE|YKNA|COMHAR CAPITAL MARKETS, LLC|232
TCS|CONTAINER STORE THE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3737
TCTL|PREMISE CAPITAL FRON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|29
TCTL|PREMISE CAPITAL FRON|FBSB|U.S. Bancorp Investments, Inc.|1287
TCTL|PREMISE CAPITAL FRON|JSEB|JANE STREET EXECUTION SERVICES, LLC|50632
TCTL|PREMISE CAPITAL FRON|NITE|VIRTU Americas LLC|159108
TCTL|PREMISE CAPITAL FRON|NITP|VIRTU Americas LLC|2412
TCTL|PREMISE CAPITAL FRON|UBSS|UBS Securities LLC|4676
TCTL|PREMISE CAPITAL FRON|WEDB|WEDBUSH SECURITIES INC.|1204
TCTL|PREMISE CAPITAL FRON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|610
TCX|TUCOWS INC CL A CMN|APCC|Apex Clearing Corporation|16
TCX|TUCOWS INC CL A CMN|BANK|Primevest Financial Services, Inc.|25
TCX|TUCOWS INC CL A CMN|BATM|CBOE TRADING, INC.|609
TCX|TUCOWS INC CL A CMN|BMOC|BMO Capital Markets Corp.|1483
TCX|TUCOWS INC CL A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|514
TCX|TUCOWS INC CL A CMN|BTIG|BTIG, LLC|3667
TCX|TUCOWS INC CL A CMN|CANT|Cantor Fitzgerald & Co.|20000
TCX|TUCOWS INC CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58668
TCX|TUCOWS INC CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|658
TCX|TUCOWS INC CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
TCX|TUCOWS INC CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5739
TCX|TUCOWS INC CL A CMN|CTDL|Citadel Derivatives Group Llc|531
TCX|TUCOWS INC CL A CMN|CTLR|CUTLER GROUP, LP|292
TCX|TUCOWS INC CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|978
TCX|TUCOWS INC CL A CMN|DBAB|Deutsche Bank Securities Inc.|61879
TCX|TUCOWS INC CL A CMN|DBAX|Deutsche Bank Securities Inc.|11000
TCX|TUCOWS INC CL A CMN|DBUL|Deutsche Bank Securities Inc.|1761
TCX|TUCOWS INC CL A CMN|DEAN|MORGAN STANLEY|59
TCX|TUCOWS INC CL A CMN|DEGS|RONIN PROFESSIONAL LLC|493
TCX|TUCOWS INC CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
TCX|TUCOWS INC CL A CMN|EBXL|EBX LLC|7800
TCX|TUCOWS INC CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
TCX|TUCOWS INC CL A CMN|EDJO|Edward D. Jones & Co., L.P.|23
TCX|TUCOWS INC CL A CMN|EGAM|CBOE TRADING, INC.|2208
TCX|TUCOWS INC CL A CMN|EGMT|EG MARKET TECHNOLOGIES LLC|685
TCX|TUCOWS INC CL A CMN|EGXM|CBOE TRADING, INC.|207
TCX|TUCOWS INC CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|400
TCX|TUCOWS INC CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1648
TCX|TUCOWS INC CL A CMN|ETRS|E*Trade Securities LLC|3862
TCX|TUCOWS INC CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|49042
TCX|TUCOWS INC CL A CMN|FILL|Tradestation Securities, Inc.|49
TCX|TUCOWS INC CL A CMN|FMAF|NBCN Inc./ CDS|6972
TCX|TUCOWS INC CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|6254
TCX|TUCOWS INC CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2745
TCX|TUCOWS INC CL A CMN|FTBR|Foliofn Investments, Inc.|115
TCX|TUCOWS INC CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|5468
TCX|TUCOWS INC CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|89961
TCX|TUCOWS INC CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|74755
TCX|TUCOWS INC CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|404
TCX|TUCOWS INC CL A CMN|GTSZ|GTS SECURITIES LLC|2611
TCX|TUCOWS INC CL A CMN|IBKR|Interactive Brokers Llc|16219
TCX|TUCOWS INC CL A CMN|ICBX|INSTINET, LLC|2400
TCX|TUCOWS INC CL A CMN|IEQY|CITADEL SECURITIES LLC|8415
TCX|TUCOWS INC CL A CMN|INCA|INSTINET, LLC|11768
TCX|TUCOWS INC CL A CMN|INJX|INSTINET, LLC|301
TCX|TUCOWS INC CL A CMN|ITGI|ITG Inc.|12814
TCX|TUCOWS INC CL A CMN|ITGP|ITG INC.|16000
TCX|TUCOWS INC CL A CMN|JEFF|JEFFERIES LLC|640
TCX|TUCOWS INC CL A CMN|JONE|JonesTrading|81382
TCX|TUCOWS INC CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|1200
TCX|TUCOWS INC CL A CMN|JPMX|J.P. Morgan Securities LLC|6245
TCX|TUCOWS INC CL A CMN|KCGM|VIRTU Americas LLC|3638
TCX|TUCOWS INC CL A CMN|LEHM|Barclays Capital Inc./Le|62683
TCX|TUCOWS INC CL A CMN|LIME|Lime Brokerage LLC|30188
TCX|TUCOWS INC CL A CMN|LMGP|LIME BROKERAGE LLC|100
TCX|TUCOWS INC CL A CMN|MAXM|Maxim Group LLC|526
TCX|TUCOWS INC CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
TCX|TUCOWS INC CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|99682
TCX|TUCOWS INC CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|6700
TCX|TUCOWS INC CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|600
TCX|TUCOWS INC CL A CMN|NFSC|National Financial Services LLC|8743
TCX|TUCOWS INC CL A CMN|NITE|VIRTU Americas LLC|18889
TCX|TUCOWS INC CL A CMN|NQRB|Brut, LLC|500
TCX|TUCOWS INC CL A CMN|PDQM|CODA MARKETS, INC.|3615
TCX|TUCOWS INC CL A CMN|SBSH|Citigroup Global Markets Inc.|12571
TCX|TUCOWS INC CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|6426
TCX|TUCOWS INC CL A CMN|SPDR|SPEEDROUTE LLC|1963
TCX|TUCOWS INC CL A CMN|SPTD|MINT GLOBAL MARKETS, INC.|100
TCX|TUCOWS INC CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|10
TCX|TUCOWS INC CL A CMN|STKP|STOCKPILE INVESTMENTS, INC.|6
TCX|TUCOWS INC CL A CMN|SWIM|TD Ameritrade, Inc.|1071
TCX|TUCOWS INC CL A CMN|SWST|Hilltop Securities Inc.|21251
TCX|TUCOWS INC CL A CMN|TRBT|Tradebot Systems, Inc.|5666
TCX|TUCOWS INC CL A CMN|TRCM|TRC MARKETS LLC|14397
TCX|TUCOWS INC CL A CMN|UBSA|UBS SECURITIES LLC|40730
TCX|TUCOWS INC CL A CMN|UBSS|UBS Securities LLC|101003
TCX|TUCOWS INC CL A CMN|VALX|VIRTU AMERICAS LLC|691
TCX|TUCOWS INC CL A CMN|VGRD|Vanguard Marketing Corporation|138
TCX|TUCOWS INC CL A CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|300
TCX|TUCOWS INC CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|3360
TCX|TUCOWS INC CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2326
TCX|TUCOWS INC CL A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7580
TCX|TUCOWS INC CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|11
TCX|TUCOWS INC CL A CMN|XIST|INSTINET, LLC|1000
TCX|TUCOWS INC CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TCX|TUCOWS INC CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8
TD|TORONTO DOMINION|ABLE|NATIXIS Securities Americas LLC|80000
TD|TORONTO DOMINION|AGIS|Aegis Capital Corp.|226
TD|TORONTO DOMINION|ALTX|Alternet Securities Inc.|2300
TD|TORONTO DOMINION|ANOS|ABEL/NOSER, L.L.C.|367
TD|TORONTO DOMINION|APCC|Apex Clearing Corporation|38561
TD|TORONTO DOMINION|BALE|M&T SECURITIES, INC.|7010
TD|TORONTO DOMINION|BANK|Primevest Financial Services, Inc.|36
TD|TORONTO DOMINION|BARD|Robert W. Baird & Co. Incorporated|3262
TD|TORONTO DOMINION|BATM|CBOE TRADING, INC.|34183
TD|TORONTO DOMINION|BBNT|BB&T SECURITIES, LLC|1991
TD|TORONTO DOMINION|BERN|Sanford C. Bernstein & Co., LLC|15700
TD|TORONTO DOMINION|BIMI|Banca IMI Securities Corp.|14
TD|TORONTO DOMINION|BKCM|BNY Mellon Capital Markets LLC|307
TD|TORONTO DOMINION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19827
TD|TORONTO DOMINION|BNCH|The Benchmark Company, LLC|50657
TD|TORONTO DOMINION|BRGE|Newbridge Securities Corp.|1617
TD|TORONTO DOMINION|BTIG|BTIG, LLC|300550
TD|TORONTO DOMINION|BYXM|CBOE TRADING, INC.|513
TD|TORONTO DOMINION|BZYD|GOLDMAN SACHS & CO. LLC|648
TD|TORONTO DOMINION|CANT|Cantor Fitzgerald & Co.|644
TD|TORONTO DOMINION|CHAS|Charles Schwab & Co., Inc.|12763
TD|TORONTO DOMINION|CICF|Canaccord Genuity Corp.|1715
TD|TORONTO DOMINION|CIST|Capital Institutional Services, Inc.|1786
TD|TORONTO DOMINION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19688
TD|TORONTO DOMINION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195435
TD|TORONTO DOMINION|CTDL|Citadel Derivatives Group Llc|7433
TD|TORONTO DOMINION|CTLR|CUTLER GROUP, LP|200
TD|TORONTO DOMINION|CXCX|CITIGROUP GLOBAL MARKETS INC.|16912
TD|TORONTO DOMINION|DADA|D.A. Davidson & Co.|2271
TD|TORONTO DOMINION|DAVA|Davenport & Company LLC|815
TD|TORONTO DOMINION|DBAB|Deutsche Bank Securities Inc.|295279
TD|TORONTO DOMINION|DBAX|Deutsche Bank Securities Inc.|74000
TD|TORONTO DOMINION|DBUL|Deutsche Bank Securities Inc.|100
TD|TORONTO DOMINION|DCHF|Dart Executions, LLC|571
TD|TORONTO DOMINION|DEAN|MORGAN STANLEY|310091
TD|TORONTO DOMINION|EBXL|EBX LLC|115500
TD|TORONTO DOMINION|ECUT|CONVERGEX EXECUTION SOLUTIONS|39004
TD|TORONTO DOMINION|EDJO|Edward D. Jones & Co., L.P.|6312
TD|TORONTO DOMINION|EGAM|CBOE TRADING, INC.|5273
TD|TORONTO DOMINION|EGAW|CBOE TRADING, INC.|37
TD|TORONTO DOMINION|EGMT|EG MARKET TECHNOLOGIES LLC|100
TD|TORONTO DOMINION|EGXM|CBOE TRADING, INC.|2739
TD|TORONTO DOMINION|ETBE|Electronic Transaction Clearing, Inc.|6300
TD|TORONTO DOMINION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
TD|TORONTO DOMINION|ETRS|E*Trade Securities LLC|30505
TD|TORONTO DOMINION|FIDT|Fidelity Clearing Canada ULC./ CDS|157
TD|TORONTO DOMINION|FILL|Tradestation Securities, Inc.|3246
TD|TORONTO DOMINION|FINX|FINTECH SECURITIES|870
TD|TORONTO DOMINION|FMAF|NBCN Inc./ CDS|20965
TD|TORONTO DOMINION|FQLS|Quantlab Securities LP|136708
TD|TORONTO DOMINION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13578
TD|TORONTO DOMINION|FTBR|Foliofn Investments, Inc.|7360
TD|TORONTO DOMINION|GEBB|GLOBAL EXECUTION BROKERS, LP|3524
TD|TORONTO DOMINION|GLIS|TD Securities Inc|28292
TD|TORONTO DOMINION|GLPX|ACS EXECUTION SERVICES, LLC|482
TD|TORONTO DOMINION|GSCO|GOLDMAN SACHS & CO. LLC|530298
TD|TORONTO DOMINION|GSCS|GOLDMAN SACHS & CO. LLC|1451
TD|TORONTO DOMINION|GSLT|GOLDMAN SACHS & CO. LLC|2167
TD|TORONTO DOMINION|GTSZ|GTS SECURITIES LLC|25699
TD|TORONTO DOMINION|HASF|Haywood Securities Inc./CDS|710
TD|TORONTO DOMINION|HRBF|American Enterprise Investment Services Inc.|55051
TD|TORONTO DOMINION|HSBC|HSBC Securities, Inc.|5500
TD|TORONTO DOMINION|IATS|INTERACTIVE BROKERS LLC|2204
TD|TORONTO DOMINION|IBKR|Interactive Brokers Llc|4906
TD|TORONTO DOMINION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|69
TD|TORONTO DOMINION|ICBX|INSTINET, LLC|99830
TD|TORONTO DOMINION|INCA|INSTINET, LLC|218550
TD|TORONTO DOMINION|INJX|INSTINET, LLC|1706
TD|TORONTO DOMINION|ITGI|ITG Inc.|105365
TD|TORONTO DOMINION|ITGP|ITG INC.|90800
TD|TORONTO DOMINION|JANY|Janney Montgomery Scott Inc.|9923
TD|TORONTO DOMINION|JEFF|JEFFERIES LLC|28503
TD|TORONTO DOMINION|JHDR|J.H. Darbie & Co., Inc.|520
TD|TORONTO DOMINION|JMPT|JUMP TRADING, LLC|24707
TD|TORONTO DOMINION|JPBX|J.P. MORGAN SECURITIES LLC|20100
TD|TORONTO DOMINION|JPMX|J.P. Morgan Securities LLC|184302
TD|TORONTO DOMINION|JSJX|JANE STREET CAPITAL LLC|1076
TD|TORONTO DOMINION|KCGM|VIRTU Americas LLC|35262
TD|TORONTO DOMINION|LEHM|Barclays Capital Inc./Le|579888
TD|TORONTO DOMINION|LIME|Lime Brokerage LLC|110358
TD|TORONTO DOMINION|LIWD|LIME BROKERAGE LLC|114
TD|TORONTO DOMINION|LSCI|Lek Securities Corporation|709
TD|TORONTO DOMINION|MACC|Mid Atlantic Capital Corporation|915
TD|TORONTO DOMINION|MAXM|Maxim Group LLC|21432
TD|TORONTO DOMINION|MCMF|Raymond James Ltd. Cds|700
TD|TORONTO DOMINION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51148
TD|TORONTO DOMINION|MOTF|MOTIF INVESTING, INC.|29
TD|TORONTO DOMINION|MSCO|MORGAN STANLEY & CO. LLC|774087
TD|TORONTO DOMINION|MSPL|MORGAN STANLEY & CO. LLC|232700
TD|TORONTO DOMINION|MSTX|MORGAN STANLEY & CO. LLC|26100
TD|TORONTO DOMINION|NBCS|NBC Securities, INC.|34
TD|TORONTO DOMINION|NFSC|National Financial Services LLC|192675
TD|TORONTO DOMINION|NITE|VIRTU Americas LLC|830414
TD|TORONTO DOMINION|NITP|VIRTU Americas LLC|1000
TD|TORONTO DOMINION|NQRB|Brut, LLC|10158
TD|TORONTO DOMINION|NTBF|BMO Nesbitt Burns Inc./CDS|23773
TD|TORONTO DOMINION|NTRC|Northern Trust Securities, Inc.|210
TD|TORONTO DOMINION|OHOS|TWO SIGMA SECURITIES, LLC|103187
TD|TORONTO DOMINION|OPCO|Oppenheimer & Co. Inc.|2892
TD|TORONTO DOMINION|PDQM|CODA MARKETS, INC.|687
TD|TORONTO DOMINION|PHLY|NASDAQ Execution Services, LLC|28600
TD|TORONTO DOMINION|PWJC|UBS Financial Services, Inc.|12496
TD|TORONTO DOMINION|RBCM|RBC CAPITAL MARKETS, LLC|77855
TD|TORONTO DOMINION|RGLD|Regal Securities, Inc|1
TD|TORONTO DOMINION|SAGL|SAGETRADER, LLC|1100
TD|TORONTO DOMINION|SAGW|SAGETRADER, LLC|5000
TD|TORONTO DOMINION|SBSH|Citigroup Global Markets Inc.|11573
TD|TORONTO DOMINION|SCMC|Scotia Capital Markets (USA) Inc.|400
TD|TORONTO DOMINION|SEIC|SEI Investments Distribution Co.|900
TD|TORONTO DOMINION|SGMT|GOLDMAN SACHS & CO. LLC|59493
TD|TORONTO DOMINION|SPDR|SPEEDROUTE LLC|200
TD|TORONTO DOMINION|SSBS|STATE STREET GLOBAL MARKETS, LLC|473
TD|TORONTO DOMINION|STFL|Stifel, Nicolaus & Company, Incorporated|7348
TD|TORONTO DOMINION|STKP|STOCKPILE INVESTMENTS, INC.|26
TD|TORONTO DOMINION|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1575
TD|TORONTO DOMINION|SWIM|TD Ameritrade, Inc.|24359
TD|TORONTO DOMINION|SWST|Hilltop Securities Inc.|2097
TD|TORONTO DOMINION|TAGC|TELSEY ADVISORY GROUP LLC|1000
TD|TORONTO DOMINION|TKNG|ALLY INVEST SECURITIES LLC|2259
TD|TORONTO DOMINION|TRBT|Tradebot Systems, Inc.|85853
TD|TORONTO DOMINION|TRCM|TRC MARKETS LLC|317395
TD|TORONTO DOMINION|UBSA|UBS SECURITIES LLC|350920
TD|TORONTO DOMINION|UBSS|UBS Securities LLC|402174
TD|TORONTO DOMINION|VALX|VIRTU AMERICAS LLC|10001
TD|TORONTO DOMINION|VGRD|Vanguard Marketing Corporation|16082
TD|TORONTO DOMINION|WBLR|WILLIAM BLAIR|5834
TD|TORONTO DOMINION|WCHV|WELLS FARGO SECURITIES, LLC|107167
TD|TORONTO DOMINION|WEDB|WEDBUSH SECURITIES INC.|170
TD|TORONTO DOMINION|WEED|Weeden & Co.L.P.|1089
TD|TORONTO DOMINION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13118
TD|TORONTO DOMINION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|50490
TD|TORONTO DOMINION|WSEA|WOLVERINE SECURITIES, LLC|7676
TD|TORONTO DOMINION|XIST|INSTINET, LLC|87800
TD|TORONTO DOMINION|XSTM|NATIONAL FINANCIAL SERVICES LLC|5248
TD|TORONTO DOMINION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4610
TDA|TELEPHONE AND DATA|APCC|Apex Clearing Corporation|1061
TDA|TELEPHONE AND DATA|BARD|Robert W. Baird & Co. Incorporated|515
TDA|TELEPHONE AND DATA|BBNT|BB&T SECURITIES, LLC|601
TDA|TELEPHONE AND DATA|BNCH|The Benchmark Company, LLC|2270
TDA|TELEPHONE AND DATA|CHAS|Charles Schwab & Co., Inc.|2315
TDA|TELEPHONE AND DATA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8583
TDA|TELEPHONE AND DATA|CXCX|CITIGROUP GLOBAL MARKETS INC.|4618
TDA|TELEPHONE AND DATA|DBAX|Deutsche Bank Securities Inc.|1800
TDA|TELEPHONE AND DATA|DEAN|MORGAN STANLEY|20393
TDA|TELEPHONE AND DATA|EBXL|EBX LLC|1100
TDA|TELEPHONE AND DATA|ETRS|E*Trade Securities LLC|19
TDA|TELEPHONE AND DATA|GLPX|ACS EXECUTION SERVICES, LLC|400
TDA|TELEPHONE AND DATA|GSCO|GOLDMAN SACHS & CO. LLC|877
TDA|TELEPHONE AND DATA|GSLT|GOLDMAN SACHS & CO. LLC|200
TDA|TELEPHONE AND DATA|GTSZ|GTS SECURITIES LLC|756
TDA|TELEPHONE AND DATA|HRBF|American Enterprise Investment Services Inc.|36
TDA|TELEPHONE AND DATA|IBKR|Interactive Brokers Llc|278
TDA|TELEPHONE AND DATA|ICBX|INSTINET, LLC|566
TDA|TELEPHONE AND DATA|INCA|INSTINET, LLC|156
TDA|TELEPHONE AND DATA|INJX|INSTINET, LLC|700
TDA|TELEPHONE AND DATA|ITGP|ITG INC.|200
TDA|TELEPHONE AND DATA|JANY|Janney Montgomery Scott Inc.|2700
TDA|TELEPHONE AND DATA|JSEB|JANE STREET EXECUTION SERVICES, LLC|432
TDA|TELEPHONE AND DATA|KCGM|VIRTU Americas LLC|2817
TDA|TELEPHONE AND DATA|LEHM|Barclays Capital Inc./Le|3400
TDA|TELEPHONE AND DATA|LIME|Lime Brokerage LLC|10
TDA|TELEPHONE AND DATA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1904
TDA|TELEPHONE AND DATA|MSCO|MORGAN STANLEY & CO. LLC|1729
TDA|TELEPHONE AND DATA|MSPL|MORGAN STANLEY & CO. LLC|2600
TDA|TELEPHONE AND DATA|NFSC|National Financial Services LLC|3243
TDA|TELEPHONE AND DATA|NITE|VIRTU Americas LLC|15869
TDA|TELEPHONE AND DATA|OPCO|Oppenheimer & Co. Inc.|1170
TDA|TELEPHONE AND DATA|PDQM|CODA MARKETS, INC.|900
TDA|TELEPHONE AND DATA|PWJC|UBS Financial Services, Inc.|2000
TDA|TELEPHONE AND DATA|RBCM|RBC CAPITAL MARKETS, LLC|2070
TDA|TELEPHONE AND DATA|SGMT|GOLDMAN SACHS & CO. LLC|1200
TDA|TELEPHONE AND DATA|SPDR|SPEEDROUTE LLC|300
TDA|TELEPHONE AND DATA|STFL|Stifel, Nicolaus & Company, Incorporated|244
TDA|TELEPHONE AND DATA|SWIM|TD Ameritrade, Inc.|300
TDA|TELEPHONE AND DATA|UBSA|UBS SECURITIES LLC|5812
TDA|TELEPHONE AND DATA|UBSS|UBS Securities LLC|5345
TDA|TELEPHONE AND DATA|WCHV|WELLS FARGO SECURITIES, LLC|32766
TDA|TELEPHONE AND DATA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|186
TDA|TELEPHONE AND DATA|XSTM|NATIONAL FINANCIAL SERVICES LLC|1370
TDA|TELEPHONE AND DATA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|125
TDAC|TRIDENT ACQ CP CM|BMOC|BMO Capital Markets Corp.|2050000
TDAC|TRIDENT ACQ CP CM|BTIG|BTIG, LLC|225000
TDAC|TRIDENT ACQ CP CM|CHDN|CHARDAN CAPITAL MARKETS LLC|600000
TDAC|TRIDENT ACQ CP CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87700
TDAC|TRIDENT ACQ CP CM|ETRS|E*Trade Securities LLC|50
TDAC|TRIDENT ACQ CP CM|FBCO|Credit Suisse Securities (USA) LLC|9300
TDAC|TRIDENT ACQ CP CM|INCA|INSTINET, LLC|1800
TDAC|TRIDENT ACQ CP CM|ITGI|ITG Inc.|2700
TDAC|TRIDENT ACQ CP CM|MITR|GMP SECURITIES, LLC|102400
TDAC|TRIDENT ACQ CP CM|MZHO|Mizuho Securities USA LLC|450000
TDAC|TRIDENT ACQ CP CM|NITE|VIRTU Americas LLC|2100
TDAC|TRIDENT ACQ CP CM|NQRB|Brut, LLC|300
TDAC|TRIDENT ACQ CP CM|UBSS|UBS Securities LLC|700
TDACU|TRIDENT ACQ. UNIT|BATM|CBOE TRADING, INC.|300
TDACU|TRIDENT ACQ. UNIT|BTIG|BTIG, LLC|491850
TDACU|TRIDENT ACQ. UNIT|CANT|Cantor Fitzgerald & Co.|24200
TDACU|TRIDENT ACQ. UNIT|CHDN|CHARDAN CAPITAL MARKETS LLC|65300
TDACU|TRIDENT ACQ. UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11787
TDACU|TRIDENT ACQ. UNIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1740
TDACU|TRIDENT ACQ. UNIT|DBAX|Deutsche Bank Securities Inc.|7000
TDACU|TRIDENT ACQ. UNIT|EBXL|EBX LLC|4800
TDACU|TRIDENT ACQ. UNIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2400
TDACU|TRIDENT ACQ. UNIT|EGAM|CBOE TRADING, INC.|7100
TDACU|TRIDENT ACQ. UNIT|EGAW|CBOE TRADING, INC.|3200
TDACU|TRIDENT ACQ. UNIT|ETRS|E*Trade Securities LLC|415
TDACU|TRIDENT ACQ. UNIT|FBCO|Credit Suisse Securities (USA) LLC|2100
TDACU|TRIDENT ACQ. UNIT|FOMA|TD AMERITRADE CLEARING, INC.|561
TDACU|TRIDENT ACQ. UNIT|GEBB|GLOBAL EXECUTION BROKERS, LP|400
TDACU|TRIDENT ACQ. UNIT|GLPX|ACS EXECUTION SERVICES, LLC|1800
TDACU|TRIDENT ACQ. UNIT|GSCO|GOLDMAN SACHS & CO. LLC|39618
TDACU|TRIDENT ACQ. UNIT|GSCS|GOLDMAN SACHS & CO. LLC|5
TDACU|TRIDENT ACQ. UNIT|GSLT|GOLDMAN SACHS & CO. LLC|3799
TDACU|TRIDENT ACQ. UNIT|GTSZ|GTS SECURITIES LLC|300
TDACU|TRIDENT ACQ. UNIT|IBKR|Interactive Brokers Llc|2117
TDACU|TRIDENT ACQ. UNIT|ICBX|INSTINET, LLC|2474
TDACU|TRIDENT ACQ. UNIT|INCA|INSTINET, LLC|159355
TDACU|TRIDENT ACQ. UNIT|ITGI|ITG Inc.|5000
TDACU|TRIDENT ACQ. UNIT|ITGP|ITG INC.|3200
TDACU|TRIDENT ACQ. UNIT|JPMX|J.P. Morgan Securities LLC|2044
TDACU|TRIDENT ACQ. UNIT|LEHM|Barclays Capital Inc./Le|6200
TDACU|TRIDENT ACQ. UNIT|LIME|Lime Brokerage LLC|1825
TDACU|TRIDENT ACQ. UNIT|MILE|I-Bankers Securities, Inc.|97879
TDACU|TRIDENT ACQ. UNIT|MITR|GMP SECURITIES, LLC|45000
TDACU|TRIDENT ACQ. UNIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2652
TDACU|TRIDENT ACQ. UNIT|MSCO|MORGAN STANLEY & CO. LLC|37945
TDACU|TRIDENT ACQ. UNIT|NFSC|National Financial Services LLC|16776
TDACU|TRIDENT ACQ. UNIT|NITE|VIRTU Americas LLC|129467
TDACU|TRIDENT ACQ. UNIT|NQRB|Brut, LLC|100
TDACU|TRIDENT ACQ. UNIT|PDQM|CODA MARKETS, INC.|11200
TDACU|TRIDENT ACQ. UNIT|RAJA|Raymond James & Associates, Inc.|50
TDACU|TRIDENT ACQ. UNIT|RBCM|RBC CAPITAL MARKETS, LLC|7700
TDACU|TRIDENT ACQ. UNIT|SGMT|GOLDMAN SACHS & CO. LLC|1100
TDACU|TRIDENT ACQ. UNIT|SPDR|SPEEDROUTE LLC|7800
TDACU|TRIDENT ACQ. UNIT|UBSA|UBS SECURITIES LLC|13891
TDACU|TRIDENT ACQ. UNIT|UBSS|UBS Securities LLC|286192
TDACU|TRIDENT ACQ. UNIT|WGIF|CIBC World Markets Inc.|50
TDACU|TRIDENT ACQ. UNIT|WSEA|WOLVERINE SECURITIES, LLC|60
TDACW|TRIDENT ACQ. WT|BTIG|BTIG, LLC|2096750
TDACW|TRIDENT ACQ. WT|CHDN|CHARDAN CAPITAL MARKETS LLC|100000
TDACW|TRIDENT ACQ. WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
TDACW|TRIDENT ACQ. WT|GSCO|GOLDMAN SACHS & CO. LLC|23500
TDACW|TRIDENT ACQ. WT|GSCS|GOLDMAN SACHS & CO. LLC|5900
TDACW|TRIDENT ACQ. WT|IBKR|Interactive Brokers Llc|63800
TDACW|TRIDENT ACQ. WT|MITR|GMP SECURITIES, LLC|101600
TDACW|TRIDENT ACQ. WT|MPSG|E D & F Man Capital Markets Inc.|2300000
TDACW|TRIDENT ACQ. WT|NFSC|National Financial Services LLC|5800
TDACW|TRIDENT ACQ. WT|NITE|VIRTU Americas LLC|35000
TDACW|TRIDENT ACQ. WT|RWPS|R.W. Pressprich & Co., Inc.|200000
TDACW|TRIDENT ACQ. WT|SGMT|GOLDMAN SACHS & CO. LLC|300
TDC|TERADATA CORP|ABLE|NATIXIS Securities Americas LLC|54000
TDC|TERADATA CORP|AGIS|Aegis Capital Corp.|2472
TDC|TERADATA CORP|ALTX|Alternet Securities Inc.|11684
TDC|TERADATA CORP|ANOS|ABEL/NOSER, L.L.C.|200
TDC|TERADATA CORP|APCC|Apex Clearing Corporation|592
TDC|TERADATA CORP|AQUA|AQUA SECURITIES L.P.|22200
TDC|TERADATA CORP|BARD|Robert W. Baird & Co. Incorporated|97
TDC|TERADATA CORP|BATM|CBOE TRADING, INC.|6118
TDC|TERADATA CORP|BAYC|BAY CREST PARTNERS, LLC|20
TDC|TERADATA CORP|BAYT|BTIG, LLC|9901
TDC|TERADATA CORP|BBNT|BB&T SECURITIES, LLC|1935
TDC|TERADATA CORP|BERN|Sanford C. Bernstein & Co., LLC|73241
TDC|TERADATA CORP|BIDS|BIDS TRADING L.P.|62100
TDC|TERADATA CORP|BKCM|BNY Mellon Capital Markets LLC|15863
TDC|TERADATA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2494
TDC|TERADATA CORP|BLKX|INSTINET, LLC|76361
TDC|TERADATA CORP|BNPX|BNP PARIBAS SECURITIES CORP.|3681
TDC|TERADATA CORP|BRVL|BLAYLOCK VAN, LLC|1700
TDC|TERADATA CORP|BTIG|BTIG, LLC|16729
TDC|TERADATA CORP|BYXM|CBOE TRADING, INC.|2906
TDC|TERADATA CORP|BZYD|GOLDMAN SACHS & CO. LLC|800
TDC|TERADATA CORP|CANT|Cantor Fitzgerald & Co.|1281
TDC|TERADATA CORP|CHAS|Charles Schwab & Co., Inc.|710
TDC|TERADATA CORP|CIST|Capital Institutional Services, Inc.|139
TDC|TERADATA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96807
TDC|TERADATA CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22624
TDC|TERADATA CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|407
TDC|TERADATA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|537243
TDC|TERADATA CORP|CTDL|Citadel Derivatives Group Llc|36327
TDC|TERADATA CORP|CTLR|CUTLER GROUP, LP|108
TDC|TERADATA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|50316
TDC|TERADATA CORP|DBAB|Deutsche Bank Securities Inc.|314654
TDC|TERADATA CORP|DBAX|Deutsche Bank Securities Inc.|433100
TDC|TERADATA CORP|DBUL|Deutsche Bank Securities Inc.|1428
TDC|TERADATA CORP|DCHF|Dart Executions, LLC|5836
TDC|TERADATA CORP|DEAN|MORGAN STANLEY|3521
TDC|TERADATA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
TDC|TERADATA CORP|EBXL|EBX LLC|257100
TDC|TERADATA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|57685
TDC|TERADATA CORP|EDJC|Edward Jones / CDS|50
TDC|TERADATA CORP|EDJO|Edward D. Jones & Co., L.P.|2513
TDC|TERADATA CORP|EGAM|CBOE TRADING, INC.|21370
TDC|TERADATA CORP|EGAW|CBOE TRADING, INC.|460
TDC|TERADATA CORP|EGMT|EG MARKET TECHNOLOGIES LLC|500
TDC|TERADATA CORP|EGXM|CBOE TRADING, INC.|5678
TDC|TERADATA CORP|EGXW|CBOE TRADING, INC.|158
TDC|TERADATA CORP|ELEV|ELEVATION, LLC|7884
TDC|TERADATA CORP|ETBE|Electronic Transaction Clearing, Inc.|17166
TDC|TERADATA CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
TDC|TERADATA CORP|ETCB|ETC BROKERAGE SERVICES, LLC|7
TDC|TERADATA CORP|ETCC|Electronic Transaction Clearing, Inc.|150
TDC|TERADATA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14227
TDC|TERADATA CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1668
TDC|TERADATA CORP|ETRS|E*Trade Securities LLC|51229
TDC|TERADATA CORP|FBSB|U.S. Bancorp Investments, Inc.|219
TDC|TERADATA CORP|FILL|Tradestation Securities, Inc.|3881
TDC|TERADATA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6171
TDC|TERADATA CORP|FQLS|Quantlab Securities LP|246805
TDC|TERADATA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103221
TDC|TERADATA CORP|FTBR|Foliofn Investments, Inc.|379
TDC|TERADATA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|9582
TDC|TERADATA CORP|GLPX|ACS EXECUTION SERVICES, LLC|53761
TDC|TERADATA CORP|GSCO|GOLDMAN SACHS & CO. LLC|618651
TDC|TERADATA CORP|GSCS|GOLDMAN SACHS & CO. LLC|28036
TDC|TERADATA CORP|GSLT|GOLDMAN SACHS & CO. LLC|10822
TDC|TERADATA CORP|GTSZ|GTS SECURITIES LLC|114658
TDC|TERADATA CORP|HRBF|American Enterprise Investment Services Inc.|2980
TDC|TERADATA CORP|IATS|INTERACTIVE BROKERS LLC|8798
TDC|TERADATA CORP|IBKR|Interactive Brokers Llc|27385
TDC|TERADATA CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25
TDC|TERADATA CORP|ICBX|INSTINET, LLC|71242
TDC|TERADATA CORP|IEQY|CITADEL SECURITIES LLC|58082
TDC|TERADATA CORP|INCA|INSTINET, LLC|347056
TDC|TERADATA CORP|INJX|INSTINET, LLC|37424
TDC|TERADATA CORP|ITGI|ITG Inc.|45950
TDC|TERADATA CORP|ITGP|ITG INC.|276200
TDC|TERADATA CORP|JANY|Janney Montgomery Scott Inc.|527
TDC|TERADATA CORP|JEFF|JEFFERIES LLC|265239
TDC|TERADATA CORP|JMPT|JUMP TRADING, LLC|50371
TDC|TERADATA CORP|JONE|JonesTrading|34554
TDC|TERADATA CORP|JPBX|J.P. MORGAN SECURITIES LLC|340454
TDC|TERADATA CORP|JPMX|J.P. Morgan Securities LLC|841472
TDC|TERADATA CORP|JSJX|JANE STREET CAPITAL LLC|6510
TDC|TERADATA CORP|JSSF|JMP Securities LLC|5000
TDC|TERADATA CORP|KCGM|VIRTU Americas LLC|48106
TDC|TERADATA CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|105338
TDC|TERADATA CORP|LBOW|Longbow Securities, LLC|49144
TDC|TERADATA CORP|LEHM|Barclays Capital Inc./Le|637962
TDC|TERADATA CORP|LIME|Lime Brokerage LLC|63279
TDC|TERADATA CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|39298
TDC|TERADATA CORP|LOOP|Loop Capital Markets LLC|6986
TDC|TERADATA CORP|LQNA|LIQUIDNET, INC.|160400
TDC|TERADATA CORP|LQNB|LIQUIDNET, INC.|9200
TDC|TERADATA CORP|LSCI|Lek Securities Corporation|48
TDC|TERADATA CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TDC|TERADATA CORP|MACC|Mid Atlantic Capital Corporation|176
TDC|TERADATA CORP|MACQ|Macquarie Capital (USA) Inc.|15100
TDC|TERADATA CORP|MBTS|ALLY INVEST SECURITIES LLC|270
TDC|TERADATA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|163547
TDC|TERADATA CORP|MOTF|MOTIF INVESTING, INC.|9
TDC|TERADATA CORP|MSCO|MORGAN STANLEY & CO. LLC|1082754
TDC|TERADATA CORP|MSPL|MORGAN STANLEY & CO. LLC|531500
TDC|TERADATA CORP|MSTX|MORGAN STANLEY & CO. LLC|285400
TDC|TERADATA CORP|MULL|MARK J. MULLER EQUITIES, INC.|6545
TDC|TERADATA CORP|NEED|Needham & Company, LLC|15450
TDC|TERADATA CORP|NEUB|NEUBERGER BERMAN BD LLC|120
TDC|TERADATA CORP|NFSC|National Financial Services LLC|231000
TDC|TERADATA CORP|NITE|VIRTU Americas LLC|252716
TDC|TERADATA CORP|NITP|VIRTU Americas LLC|1474
TDC|TERADATA CORP|NQRB|Brut, LLC|12093
TDC|TERADATA CORP|NTFN|Network 1 Financial Securities Inc.|1100
TDC|TERADATA CORP|OHOS|TWO SIGMA SECURITIES, LLC|2734
TDC|TERADATA CORP|OPCO|Oppenheimer & Co. Inc.|5938
TDC|TERADATA CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|850
TDC|TERADATA CORP|PCFF|Pacific International Securities Inc./CDS|1350
TDC|TERADATA CORP|PDQM|CODA MARKETS, INC.|170731
TDC|TERADATA CORP|PIPR|Piper Jaffray & Co.|1058
TDC|TERADATA CORP|PWJC|UBS Financial Services, Inc.|1157
TDC|TERADATA CORP|RBCM|RBC CAPITAL MARKETS, LLC|9582
TDC|TERADATA CORP|RHCO|Suntrust Robinson Humphrey, Inc.|3130
TDC|TERADATA CORP|SAGL|SAGETRADER, LLC|34794
TDC|TERADATA CORP|SBSH|Citigroup Global Markets Inc.|66747
TDC|TERADATA CORP|SEIC|SEI Investments Distribution Co.|300
TDC|TERADATA CORP|SGMT|GOLDMAN SACHS & CO. LLC|125456
TDC|TERADATA CORP|SHMR|ABN Amro Clearing LLC|44
TDC|TERADATA CORP|SJLS|TRADE INFORMATICS LLC|5100
TDC|TERADATA CORP|SPDR|SPEEDROUTE LLC|18886
TDC|TERADATA CORP|SPHN|Stephens Inc.|436
TDC|TERADATA CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|50000
TDC|TERADATA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|41213
TDC|TERADATA CORP|STKP|STOCKPILE INVESTMENTS, INC.|48
TDC|TERADATA CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1529
TDC|TERADATA CORP|SWIM|TD Ameritrade, Inc.|81326
TDC|TERADATA CORP|TKNG|ALLY INVEST SECURITIES LLC|780
TDC|TERADATA CORP|TRBT|Tradebot Systems, Inc.|201787
TDC|TERADATA CORP|TRCM|TRC MARKETS LLC|201666
TDC|TERADATA CORP|TWTT|TASTYWORKS, INC.|110
TDC|TERADATA CORP|UBSA|UBS SECURITIES LLC|452150
TDC|TERADATA CORP|UBSS|UBS Securities LLC|581550
TDC|TERADATA CORP|VALX|VIRTU AMERICAS LLC|7258
TDC|TERADATA CORP|VGRD|Vanguard Marketing Corporation|2866
TDC|TERADATA CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|9177
TDC|TERADATA CORP|WCHV|WELLS FARGO SECURITIES, LLC|60264
TDC|TERADATA CORP|WDNX|WEEDEN & CO.L.P.|366
TDC|TERADATA CORP|WEDB|WEDBUSH SECURITIES INC.|10530
TDC|TERADATA CORP|WEED|Weeden & Co.L.P.|474332
TDC|TERADATA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|664
TDC|TERADATA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16365
TDC|TERADATA CORP|WGIF|CIBC World Markets Inc.|2133
TDC|TERADATA CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|51
TDC|TERADATA CORP|WSAG|WALL STREET ACCESS|3177
TDC|TERADATA CORP|WSEA|WOLVERINE SECURITIES, LLC|1311
TDC|TERADATA CORP|XIST|INSTINET, LLC|98436
TDC|TERADATA CORP|XPQR|Jump Trading|1382
TDC|TERADATA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|32152
TDC|TERADATA CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|5009
TDC|TERADATA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6234
TDE|TELEPHONE AND DATA|BARD|Robert W. Baird & Co. Incorporated|59
TDE|TELEPHONE AND DATA|BBNT|BB&T SECURITIES, LLC|1925
TDE|TELEPHONE AND DATA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3384
TDE|TELEPHONE AND DATA|CHAS|Charles Schwab & Co., Inc.|1000
TDE|TELEPHONE AND DATA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3166
TDE|TELEPHONE AND DATA|DBAX|Deutsche Bank Securities Inc.|600
TDE|TELEPHONE AND DATA|DEAN|MORGAN STANLEY|4258
TDE|TELEPHONE AND DATA|EBXL|EBX LLC|600
TDE|TELEPHONE AND DATA|EDJO|Edward D. Jones & Co., L.P.|47
TDE|TELEPHONE AND DATA|EGXM|CBOE TRADING, INC.|406
TDE|TELEPHONE AND DATA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144
TDE|TELEPHONE AND DATA|HRBF|American Enterprise Investment Services Inc.|1000
TDE|TELEPHONE AND DATA|IBKR|Interactive Brokers Llc|951
TDE|TELEPHONE AND DATA|ICBX|INSTINET, LLC|300
TDE|TELEPHONE AND DATA|INJX|INSTINET, LLC|20
TDE|TELEPHONE AND DATA|JANY|Janney Montgomery Scott Inc.|426
TDE|TELEPHONE AND DATA|JEFF|JEFFERIES LLC|100
TDE|TELEPHONE AND DATA|JPMX|J.P. Morgan Securities LLC|800
TDE|TELEPHONE AND DATA|JSEB|JANE STREET EXECUTION SERVICES, LLC|496
TDE|TELEPHONE AND DATA|LEHM|Barclays Capital Inc./Le|1400
TDE|TELEPHONE AND DATA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11400
TDE|TELEPHONE AND DATA|MSCO|MORGAN STANLEY & CO. LLC|5408
TDE|TELEPHONE AND DATA|NFSC|National Financial Services LLC|7042
TDE|TELEPHONE AND DATA|NITE|VIRTU Americas LLC|39300
TDE|TELEPHONE AND DATA|PDQM|CODA MARKETS, INC.|438
TDE|TELEPHONE AND DATA|PWJC|UBS Financial Services, Inc.|1100
TDE|TELEPHONE AND DATA|RBCM|RBC CAPITAL MARKETS, LLC|1318
TDE|TELEPHONE AND DATA|SBSH|Citigroup Global Markets Inc.|300
TDE|TELEPHONE AND DATA|SPDR|SPEEDROUTE LLC|738
TDE|TELEPHONE AND DATA|STFL|Stifel, Nicolaus & Company, Incorporated|94
TDE|TELEPHONE AND DATA|UBSA|UBS SECURITIES LLC|4973
TDE|TELEPHONE AND DATA|UBSS|UBS Securities LLC|9177
TDE|TELEPHONE AND DATA|VGRD|Vanguard Marketing Corporation|1425
TDE|TELEPHONE AND DATA|WCHV|WELLS FARGO SECURITIES, LLC|9593
TDE|TELEPHONE AND DATA|WSEA|WOLVERINE SECURITIES, LLC|11
TDE|TELEPHONE AND DATA|XSTM|NATIONAL FINANCIAL SERVICES LLC|424
TDE|TELEPHONE AND DATA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|223
TDF|TEMPLETON DRAGON FND|AGIS|Aegis Capital Corp.|22193
TDF|TEMPLETON DRAGON FND|ALTX|Alternet Securities Inc.|2900
TDF|TEMPLETON DRAGON FND|APCC|Apex Clearing Corporation|464
TDF|TEMPLETON DRAGON FND|BATM|CBOE TRADING, INC.|1043
TDF|TEMPLETON DRAGON FND|BERN|Sanford C. Bernstein & Co., LLC|50
TDF|TEMPLETON DRAGON FND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3590
TDF|TEMPLETON DRAGON FND|CANT|Cantor Fitzgerald & Co.|163
TDF|TEMPLETON DRAGON FND|CHAS|Charles Schwab & Co., Inc.|74
TDF|TEMPLETON DRAGON FND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
TDF|TEMPLETON DRAGON FND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6591
TDF|TEMPLETON DRAGON FND|CTDL|Citadel Derivatives Group Llc|191
TDF|TEMPLETON DRAGON FND|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
TDF|TEMPLETON DRAGON FND|DBAX|Deutsche Bank Securities Inc.|40500
TDF|TEMPLETON DRAGON FND|DEAN|MORGAN STANLEY|7574
TDF|TEMPLETON DRAGON FND|DEGS|RONIN PROFESSIONAL LLC|600
TDF|TEMPLETON DRAGON FND|EBXL|EBX LLC|2900
TDF|TEMPLETON DRAGON FND|ECUT|CONVERGEX EXECUTION SOLUTIONS|2984
TDF|TEMPLETON DRAGON FND|EDJO|Edward D. Jones & Co., L.P.|2936
TDF|TEMPLETON DRAGON FND|EGAM|CBOE TRADING, INC.|3195
TDF|TEMPLETON DRAGON FND|EGXM|CBOE TRADING, INC.|300
TDF|TEMPLETON DRAGON FND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
TDF|TEMPLETON DRAGON FND|ETRS|E*Trade Securities LLC|33739
TDF|TEMPLETON DRAGON FND|FINX|FINTECH SECURITIES|1600
TDF|TEMPLETON DRAGON FND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4894
TDF|TEMPLETON DRAGON FND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2922
TDF|TEMPLETON DRAGON FND|FTBR|Foliofn Investments, Inc.|637
TDF|TEMPLETON DRAGON FND|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TDF|TEMPLETON DRAGON FND|GLPX|ACS EXECUTION SERVICES, LLC|1786
TDF|TEMPLETON DRAGON FND|GSCO|GOLDMAN SACHS & CO. LLC|1836
TDF|TEMPLETON DRAGON FND|GSCS|GOLDMAN SACHS & CO. LLC|2800
TDF|TEMPLETON DRAGON FND|GSLT|GOLDMAN SACHS & CO. LLC|4153
TDF|TEMPLETON DRAGON FND|GTSZ|GTS SECURITIES LLC|1200
TDF|TEMPLETON DRAGON FND|HRBF|American Enterprise Investment Services Inc.|9743
TDF|TEMPLETON DRAGON FND|IATS|INTERACTIVE BROKERS LLC|8908
TDF|TEMPLETON DRAGON FND|IBKR|Interactive Brokers Llc|41171
TDF|TEMPLETON DRAGON FND|ICBX|INSTINET, LLC|4100
TDF|TEMPLETON DRAGON FND|INCA|INSTINET, LLC|5010
TDF|TEMPLETON DRAGON FND|INJX|INSTINET, LLC|2
TDF|TEMPLETON DRAGON FND|ITGI|ITG Inc.|7349
TDF|TEMPLETON DRAGON FND|ITGP|ITG INC.|10400
TDF|TEMPLETON DRAGON FND|JANY|Janney Montgomery Scott Inc.|50
TDF|TEMPLETON DRAGON FND|JPMX|J.P. Morgan Securities LLC|5442
TDF|TEMPLETON DRAGON FND|KCGM|VIRTU Americas LLC|1148
TDF|TEMPLETON DRAGON FND|LEHM|Barclays Capital Inc./Le|9600
TDF|TEMPLETON DRAGON FND|LIME|Lime Brokerage LLC|2426
TDF|TEMPLETON DRAGON FND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TDF|TEMPLETON DRAGON FND|MCMF|Raymond James Ltd. Cds|50
TDF|TEMPLETON DRAGON FND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
TDF|TEMPLETON DRAGON FND|MOTF|MOTIF INVESTING, INC.|1
TDF|TEMPLETON DRAGON FND|MSCO|MORGAN STANLEY & CO. LLC|61886
TDF|TEMPLETON DRAGON FND|NATL|National Securities Corporation|40
TDF|TEMPLETON DRAGON FND|NFSC|National Financial Services LLC|117632
TDF|TEMPLETON DRAGON FND|NITE|VIRTU Americas LLC|174813
TDF|TEMPLETON DRAGON FND|NQRB|Brut, LLC|15100
TDF|TEMPLETON DRAGON FND|NTBF|BMO Nesbitt Burns Inc./CDS|300
TDF|TEMPLETON DRAGON FND|OPCO|Oppenheimer & Co. Inc.|400
TDF|TEMPLETON DRAGON FND|PDQM|CODA MARKETS, INC.|2817
TDF|TEMPLETON DRAGON FND|PWJC|UBS Financial Services, Inc.|4215
TDF|TEMPLETON DRAGON FND|RBCM|RBC CAPITAL MARKETS, LLC|2441
TDF|TEMPLETON DRAGON FND|RGLD|Regal Securities, Inc|60
TDF|TEMPLETON DRAGON FND|SAGC|SAGETRADER, LLC|300
TDF|TEMPLETON DRAGON FND|SBSH|Citigroup Global Markets Inc.|2450
TDF|TEMPLETON DRAGON FND|SGMT|GOLDMAN SACHS & CO. LLC|1334
TDF|TEMPLETON DRAGON FND|SPDR|SPEEDROUTE LLC|7687
TDF|TEMPLETON DRAGON FND|SPHN|Stephens Inc.|95
TDF|TEMPLETON DRAGON FND|STFL|Stifel, Nicolaus & Company, Incorporated|508
TDF|TEMPLETON DRAGON FND|SWIM|TD Ameritrade, Inc.|5517
TDF|TEMPLETON DRAGON FND|SWST|Hilltop Securities Inc.|1189
TDF|TEMPLETON DRAGON FND|TKNG|ALLY INVEST SECURITIES LLC|830
TDF|TEMPLETON DRAGON FND|TRBT|Tradebot Systems, Inc.|3279
TDF|TEMPLETON DRAGON FND|TRCM|TRC MARKETS LLC|100
TDF|TEMPLETON DRAGON FND|TWTT|TASTYWORKS, INC.|11
TDF|TEMPLETON DRAGON FND|UBSA|UBS SECURITIES LLC|14240
TDF|TEMPLETON DRAGON FND|UBSS|UBS Securities LLC|33822
TDF|TEMPLETON DRAGON FND|VALX|VIRTU AMERICAS LLC|1900
TDF|TEMPLETON DRAGON FND|VGRD|Vanguard Marketing Corporation|10965
TDF|TEMPLETON DRAGON FND|WCHV|WELLS FARGO SECURITIES, LLC|13133
TDF|TEMPLETON DRAGON FND|WEDB|WEDBUSH SECURITIES INC.|100
TDF|TEMPLETON DRAGON FND|WEED|Weeden & Co.L.P.|1100
TDF|TEMPLETON DRAGON FND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|164
TDF|TEMPLETON DRAGON FND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37010
TDF|TEMPLETON DRAGON FND|WSEA|WOLVERINE SECURITIES, LLC|1015
TDF|TEMPLETON DRAGON FND|XSTM|NATIONAL FINANCIAL SERVICES LLC|3840
TDF|TEMPLETON DRAGON FND|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TDF|TEMPLETON DRAGON FND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
TDG|TRANSDIGM GRP INC|ABLE|NATIXIS Securities Americas LLC|23681
TDG|TRANSDIGM GRP INC|ALTX|Alternet Securities Inc.|18480
TDG|TRANSDIGM GRP INC|APCC|Apex Clearing Corporation|622
TDG|TRANSDIGM GRP INC|BANK|Primevest Financial Services, Inc.|2
TDG|TRANSDIGM GRP INC|BARD|Robert W. Baird & Co. Incorporated|358
TDG|TRANSDIGM GRP INC|BATM|CBOE TRADING, INC.|12193
TDG|TRANSDIGM GRP INC|BAYC|BAY CREST PARTNERS, LLC|3128
TDG|TRANSDIGM GRP INC|BERN|Sanford C. Bernstein & Co., LLC|54820
TDG|TRANSDIGM GRP INC|BIMI|Banca IMI Securities Corp.|56
TDG|TRANSDIGM GRP INC|BKCM|BNY Mellon Capital Markets LLC|246
TDG|TRANSDIGM GRP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3554
TDG|TRANSDIGM GRP INC|BNPX|BNP PARIBAS SECURITIES CORP.|33050
TDG|TRANSDIGM GRP INC|BTIG|BTIG, LLC|1579
TDG|TRANSDIGM GRP INC|BYXM|CBOE TRADING, INC.|800
TDG|TRANSDIGM GRP INC|CANT|Cantor Fitzgerald & Co.|269
TDG|TRANSDIGM GRP INC|CHAS|Charles Schwab & Co., Inc.|130
TDG|TRANSDIGM GRP INC|CIBP|CIBC World Markets Corp.|6159
TDG|TRANSDIGM GRP INC|CIST|Capital Institutional Services, Inc.|1943
TDG|TRANSDIGM GRP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17812
TDG|TRANSDIGM GRP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1548
TDG|TRANSDIGM GRP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|137597
TDG|TRANSDIGM GRP INC|CTDL|Citadel Derivatives Group Llc|5101
TDG|TRANSDIGM GRP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6050
TDG|TRANSDIGM GRP INC|DADA|D.A. Davidson & Co.|10
TDG|TRANSDIGM GRP INC|DBAB|Deutsche Bank Securities Inc.|73772
TDG|TRANSDIGM GRP INC|DBAX|Deutsche Bank Securities Inc.|112600
TDG|TRANSDIGM GRP INC|DCHF|Dart Executions, LLC|2819
TDG|TRANSDIGM GRP INC|DEAN|MORGAN STANLEY|2282
TDG|TRANSDIGM GRP INC|DEGS|RONIN PROFESSIONAL LLC|100
TDG|TRANSDIGM GRP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1471
TDG|TRANSDIGM GRP INC|DRWK|DRW SECURITIES, L.L.C.|2445
TDG|TRANSDIGM GRP INC|EBXL|EBX LLC|70200
TDG|TRANSDIGM GRP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5429
TDG|TRANSDIGM GRP INC|EDJO|Edward D. Jones & Co., L.P.|468
TDG|TRANSDIGM GRP INC|EGAM|CBOE TRADING, INC.|9804
TDG|TRANSDIGM GRP INC|EGAW|CBOE TRADING, INC.|9
TDG|TRANSDIGM GRP INC|EGMT|EG MARKET TECHNOLOGIES LLC|1200
TDG|TRANSDIGM GRP INC|EGXM|CBOE TRADING, INC.|1839
TDG|TRANSDIGM GRP INC|ELEV|ELEVATION, LLC|1080
TDG|TRANSDIGM GRP INC|ETBE|Electronic Transaction Clearing, Inc.|556
TDG|TRANSDIGM GRP INC|ETCC|Electronic Transaction Clearing, Inc.|2
TDG|TRANSDIGM GRP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21454
TDG|TRANSDIGM GRP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|222
TDG|TRANSDIGM GRP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|207
TDG|TRANSDIGM GRP INC|ETRS|E*Trade Securities LLC|1528
TDG|TRANSDIGM GRP INC|FILL|Tradestation Securities, Inc.|329
TDG|TRANSDIGM GRP INC|FMAF|NBCN Inc./ CDS|2542
TDG|TRANSDIGM GRP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7978
TDG|TRANSDIGM GRP INC|FQLS|Quantlab Securities LP|78165
TDG|TRANSDIGM GRP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29789
TDG|TRANSDIGM GRP INC|FTBR|Foliofn Investments, Inc.|318
TDG|TRANSDIGM GRP INC|GLIS|TD Securities Inc|50
TDG|TRANSDIGM GRP INC|GLPX|ACS EXECUTION SERVICES, LLC|90517
TDG|TRANSDIGM GRP INC|GSCO|GOLDMAN SACHS & CO. LLC|281525
TDG|TRANSDIGM GRP INC|GSCS|GOLDMAN SACHS & CO. LLC|2925
TDG|TRANSDIGM GRP INC|GSLT|GOLDMAN SACHS & CO. LLC|2472
TDG|TRANSDIGM GRP INC|GTSZ|GTS SECURITIES LLC|57241
TDG|TRANSDIGM GRP INC|HAPX|HAP Trading, LLC|614
TDG|TRANSDIGM GRP INC|HPPX|POTAMUS TRADING, LLC|92
TDG|TRANSDIGM GRP INC|HRBF|American Enterprise Investment Services Inc.|268
TDG|TRANSDIGM GRP INC|HSBC|HSBC Securities, Inc.|444
TDG|TRANSDIGM GRP INC|IATS|INTERACTIVE BROKERS LLC|2724
TDG|TRANSDIGM GRP INC|IBKR|Interactive Brokers Llc|921
TDG|TRANSDIGM GRP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|456
TDG|TRANSDIGM GRP INC|ICBX|INSTINET, LLC|27600
TDG|TRANSDIGM GRP INC|IEQY|CITADEL SECURITIES LLC|49960
TDG|TRANSDIGM GRP INC|INCA|INSTINET, LLC|77096
TDG|TRANSDIGM GRP INC|INJX|INSTINET, LLC|683
TDG|TRANSDIGM GRP INC|ITGI|ITG Inc.|19892
TDG|TRANSDIGM GRP INC|ITGP|ITG INC.|45600
TDG|TRANSDIGM GRP INC|JANY|Janney Montgomery Scott Inc.|141
TDG|TRANSDIGM GRP INC|JEFF|JEFFERIES LLC|13197
TDG|TRANSDIGM GRP INC|JMPT|JUMP TRADING, LLC|23215
TDG|TRANSDIGM GRP INC|JPBX|J.P. MORGAN SECURITIES LLC|32952
TDG|TRANSDIGM GRP INC|JPMX|J.P. Morgan Securities LLC|112984
TDG|TRANSDIGM GRP INC|JSJX|JANE STREET CAPITAL LLC|2656
TDG|TRANSDIGM GRP INC|KCGM|VIRTU Americas LLC|12875
TDG|TRANSDIGM GRP INC|LEHM|Barclays Capital Inc./Le|232929
TDG|TRANSDIGM GRP INC|LIME|Lime Brokerage LLC|15925
TDG|TRANSDIGM GRP INC|LSCI|Lek Securities Corporation|236
TDG|TRANSDIGM GRP INC|MACC|Mid Atlantic Capital Corporation|1
TDG|TRANSDIGM GRP INC|MACQ|Macquarie Capital (USA) Inc.|100
TDG|TRANSDIGM GRP INC|MCMF|Raymond James Ltd. Cds|60
TDG|TRANSDIGM GRP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35264
TDG|TRANSDIGM GRP INC|MOTF|MOTIF INVESTING, INC.|72
TDG|TRANSDIGM GRP INC|MSCO|MORGAN STANLEY & CO. LLC|387292
TDG|TRANSDIGM GRP INC|MSPL|MORGAN STANLEY & CO. LLC|118000
TDG|TRANSDIGM GRP INC|MSTX|MORGAN STANLEY & CO. LLC|14100
TDG|TRANSDIGM GRP INC|NFSC|National Financial Services LLC|22092
TDG|TRANSDIGM GRP INC|NITE|VIRTU Americas LLC|83746
TDG|TRANSDIGM GRP INC|NQRB|Brut, LLC|1320
TDG|TRANSDIGM GRP INC|NTBF|BMO Nesbitt Burns Inc./CDS|1300
TDG|TRANSDIGM GRP INC|NTRC|Northern Trust Securities, Inc.|335
TDG|TRANSDIGM GRP INC|OPCO|Oppenheimer & Co. Inc.|29
TDG|TRANSDIGM GRP INC|PDQM|CODA MARKETS, INC.|187684
TDG|TRANSDIGM GRP INC|PHLY|NASDAQ Execution Services, LLC|200
TDG|TRANSDIGM GRP INC|PWJC|UBS Financial Services, Inc.|76
TDG|TRANSDIGM GRP INC|QMSR|QUATTRO M SECURITIES INC.|198
TDG|TRANSDIGM GRP INC|RBCM|RBC CAPITAL MARKETS, LLC|374
TDG|TRANSDIGM GRP INC|RHCO|Suntrust Robinson Humphrey, Inc.|2000
TDG|TRANSDIGM GRP INC|SAGL|SAGETRADER, LLC|49824
TDG|TRANSDIGM GRP INC|SAGW|SAGETRADER, LLC|100
TDG|TRANSDIGM GRP INC|SBSH|Citigroup Global Markets Inc.|66614
TDG|TRANSDIGM GRP INC|SGMT|GOLDMAN SACHS & CO. LLC|45796
TDG|TRANSDIGM GRP INC|SPDR|SPEEDROUTE LLC|29829
TDG|TRANSDIGM GRP INC|SPHN|Stephens Inc.|100
TDG|TRANSDIGM GRP INC|STFL|Stifel, Nicolaus & Company, Incorporated|10260
TDG|TRANSDIGM GRP INC|STKP|STOCKPILE INVESTMENTS, INC.|20
TDG|TRANSDIGM GRP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4579
TDG|TRANSDIGM GRP INC|SWIM|TD Ameritrade, Inc.|1115
TDG|TRANSDIGM GRP INC|TAGC|TELSEY ADVISORY GROUP LLC|87
TDG|TRANSDIGM GRP INC|TIAD|Triad Securities Corp|77
TDG|TRANSDIGM GRP INC|TKNG|ALLY INVEST SECURITIES LLC|126
TDG|TRANSDIGM GRP INC|TRBT|Tradebot Systems, Inc.|53847
TDG|TRANSDIGM GRP INC|TRCM|TRC MARKETS LLC|27911
TDG|TRANSDIGM GRP INC|UBSA|UBS SECURITIES LLC|248175
TDG|TRANSDIGM GRP INC|UBSS|UBS Securities LLC|395344
TDG|TRANSDIGM GRP INC|VALX|VIRTU AMERICAS LLC|11601
TDG|TRANSDIGM GRP INC|VGRD|Vanguard Marketing Corporation|746
TDG|TRANSDIGM GRP INC|WBLR|WILLIAM BLAIR|414
TDG|TRANSDIGM GRP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6499
TDG|TRANSDIGM GRP INC|WCHV|WELLS FARGO SECURITIES, LLC|8365
TDG|TRANSDIGM GRP INC|WEDB|WEDBUSH SECURITIES INC.|767
TDG|TRANSDIGM GRP INC|WEED|Weeden & Co.L.P.|730
TDG|TRANSDIGM GRP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4625
TDG|TRANSDIGM GRP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3300
TDG|TRANSDIGM GRP INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|242
TDG|TRANSDIGM GRP INC|WSEA|WOLVERINE SECURITIES, LLC|668
TDG|TRANSDIGM GRP INC|XIST|INSTINET, LLC|3892
TDG|TRANSDIGM GRP INC|XPQR|Jump Trading|1058
TDG|TRANSDIGM GRP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|8620
TDG|TRANSDIGM GRP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|36973
TDG|TRANSDIGM GRP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|698
TDI|TELEPHONE & DATA SYS|BATM|CBOE TRADING, INC.|128
TDI|TELEPHONE & DATA SYS|CANT|Cantor Fitzgerald & Co.|500
TDI|TELEPHONE & DATA SYS|CIST|Capital Institutional Services, Inc.|2
TDI|TELEPHONE & DATA SYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|324
TDI|TELEPHONE & DATA SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
TDI|TELEPHONE & DATA SYS|DBAX|Deutsche Bank Securities Inc.|200
TDI|TELEPHONE & DATA SYS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1488
TDI|TELEPHONE & DATA SYS|EBXL|EBX LLC|500
TDI|TELEPHONE & DATA SYS|EDJO|Edward D. Jones & Co., L.P.|75
TDI|TELEPHONE & DATA SYS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|512
TDI|TELEPHONE & DATA SYS|GSCO|GOLDMAN SACHS & CO. LLC|174
TDI|TELEPHONE & DATA SYS|GSLT|GOLDMAN SACHS & CO. LLC|100
TDI|TELEPHONE & DATA SYS|HRBF|American Enterprise Investment Services Inc.|400
TDI|TELEPHONE & DATA SYS|IATS|INTERACTIVE BROKERS LLC|250
TDI|TELEPHONE & DATA SYS|IBKR|Interactive Brokers Llc|600
TDI|TELEPHONE & DATA SYS|ITGP|ITG INC.|200
TDI|TELEPHONE & DATA SYS|JANY|Janney Montgomery Scott Inc.|246
TDI|TELEPHONE & DATA SYS|JPMX|J.P. Morgan Securities LLC|200
TDI|TELEPHONE & DATA SYS|JSEB|JANE STREET EXECUTION SERVICES, LLC|256
TDI|TELEPHONE & DATA SYS|LEHM|Barclays Capital Inc./Le|800
TDI|TELEPHONE & DATA SYS|LIME|Lime Brokerage LLC|124
TDI|TELEPHONE & DATA SYS|MSCO|MORGAN STANLEY & CO. LLC|1354
TDI|TELEPHONE & DATA SYS|NFSC|National Financial Services LLC|3516
TDI|TELEPHONE & DATA SYS|NITE|VIRTU Americas LLC|4671
TDI|TELEPHONE & DATA SYS|PWJC|UBS Financial Services, Inc.|400
TDI|TELEPHONE & DATA SYS|SGMT|GOLDMAN SACHS & CO. LLC|100
TDI|TELEPHONE & DATA SYS|UBSA|UBS SECURITIES LLC|1535
TDI|TELEPHONE & DATA SYS|UBSS|UBS Securities LLC|1804
TDI|TELEPHONE & DATA SYS|VGRD|Vanguard Marketing Corporation|170
TDI|TELEPHONE & DATA SYS|WCHV|WELLS FARGO SECURITIES, LLC|1490
TDI|TELEPHONE & DATA SYS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|128
TDI|TELEPHONE & DATA SYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
TDIV|FIRST TRS VI NASDAQ|APCC|Apex Clearing Corporation|47
TDIV|FIRST TRS VI NASDAQ|BANK|Primevest Financial Services, Inc.|266
TDIV|FIRST TRS VI NASDAQ|BARD|Robert W. Baird & Co. Incorporated|1838
TDIV|FIRST TRS VI NASDAQ|BBNT|BB&T SECURITIES, LLC|1231
TDIV|FIRST TRS VI NASDAQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3018
TDIV|FIRST TRS VI NASDAQ|CANT|Cantor Fitzgerald & Co.|27327
TDIV|FIRST TRS VI NASDAQ|CHAS|Charles Schwab & Co., Inc.|34
TDIV|FIRST TRS VI NASDAQ|CIST|Capital Institutional Services, Inc.|925
TDIV|FIRST TRS VI NASDAQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|141
TDIV|FIRST TRS VI NASDAQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
TDIV|FIRST TRS VI NASDAQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8021
TDIV|FIRST TRS VI NASDAQ|CSIN|Citadel Securities Institutional LLC|5000
TDIV|FIRST TRS VI NASDAQ|CTDL|Citadel Derivatives Group Llc|6175
TDIV|FIRST TRS VI NASDAQ|DADA|D.A. Davidson & Co.|298
TDIV|FIRST TRS VI NASDAQ|DBAB|Deutsche Bank Securities Inc.|100
TDIV|FIRST TRS VI NASDAQ|DBAX|Deutsche Bank Securities Inc.|1100
TDIV|FIRST TRS VI NASDAQ|DEAN|MORGAN STANLEY|10673
TDIV|FIRST TRS VI NASDAQ|EBXL|EBX LLC|800
TDIV|FIRST TRS VI NASDAQ|EDJO|Edward D. Jones & Co., L.P.|8779
TDIV|FIRST TRS VI NASDAQ|EGXM|CBOE TRADING, INC.|12
TDIV|FIRST TRS VI NASDAQ|ETBE|Electronic Transaction Clearing, Inc.|200
TDIV|FIRST TRS VI NASDAQ|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|578
TDIV|FIRST TRS VI NASDAQ|ETRS|E*Trade Securities LLC|3132
TDIV|FIRST TRS VI NASDAQ|FBCO|Credit Suisse Securities (USA) LLC|34831
TDIV|FIRST TRS VI NASDAQ|FINX|FINTECH SECURITIES|91
TDIV|FIRST TRS VI NASDAQ|FOMA|TD AMERITRADE CLEARING, INC.|91149
TDIV|FIRST TRS VI NASDAQ|FTBR|Foliofn Investments, Inc.|236
TDIV|FIRST TRS VI NASDAQ|GEBB|GLOBAL EXECUTION BROKERS, LP|2671
TDIV|FIRST TRS VI NASDAQ|GSCS|GOLDMAN SACHS & CO. LLC|2000
TDIV|FIRST TRS VI NASDAQ|GSLT|GOLDMAN SACHS & CO. LLC|213
TDIV|FIRST TRS VI NASDAQ|GTSZ|GTS SECURITIES LLC|380
TDIV|FIRST TRS VI NASDAQ|HRBF|American Enterprise Investment Services Inc.|11641
TDIV|FIRST TRS VI NASDAQ|IATS|INTERACTIVE BROKERS LLC|235
TDIV|FIRST TRS VI NASDAQ|IBKR|Interactive Brokers Llc|3471
TDIV|FIRST TRS VI NASDAQ|ICBX|INSTINET, LLC|5748
TDIV|FIRST TRS VI NASDAQ|INCA|INSTINET, LLC|823
TDIV|FIRST TRS VI NASDAQ|ITGI|ITG Inc.|399
TDIV|FIRST TRS VI NASDAQ|JANY|Janney Montgomery Scott Inc.|3545
TDIV|FIRST TRS VI NASDAQ|JMPT|JUMP TRADING, LLC|50
TDIV|FIRST TRS VI NASDAQ|JPMX|J.P. Morgan Securities LLC|416
TDIV|FIRST TRS VI NASDAQ|JSJX|JANE STREET CAPITAL LLC|129436
TDIV|FIRST TRS VI NASDAQ|KCGM|VIRTU Americas LLC|1736
TDIV|FIRST TRS VI NASDAQ|LEHM|Barclays Capital Inc./Le|5000
TDIV|FIRST TRS VI NASDAQ|LGNT|COR CLEARING LLC|1
TDIV|FIRST TRS VI NASDAQ|LIME|Lime Brokerage LLC|14936
TDIV|FIRST TRS VI NASDAQ|MACC|Mid Atlantic Capital Corporation|13
TDIV|FIRST TRS VI NASDAQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8700
TDIV|FIRST TRS VI NASDAQ|MOTF|MOTIF INVESTING, INC.|2
TDIV|FIRST TRS VI NASDAQ|MSCO|MORGAN STANLEY & CO. LLC|70339
TDIV|FIRST TRS VI NASDAQ|MSPL|MORGAN STANLEY & CO. LLC|1200
TDIV|FIRST TRS VI NASDAQ|NBCS|NBC Securities, INC.|750
TDIV|FIRST TRS VI NASDAQ|NFSC|National Financial Services LLC|105919
TDIV|FIRST TRS VI NASDAQ|NITE|VIRTU Americas LLC|216339
TDIV|FIRST TRS VI NASDAQ|NTRC|Northern Trust Securities, Inc.|3210
TDIV|FIRST TRS VI NASDAQ|OPCO|Oppenheimer & Co. Inc.|1461
TDIV|FIRST TRS VI NASDAQ|PWJC|UBS Financial Services, Inc.|1230
TDIV|FIRST TRS VI NASDAQ|RAJA|Raymond James & Associates, Inc.|345
TDIV|FIRST TRS VI NASDAQ|RBCM|RBC CAPITAL MARKETS, LLC|18492
TDIV|FIRST TRS VI NASDAQ|SALI|INTL FCSTONE FINANCIAL INC.|1045
TDIV|FIRST TRS VI NASDAQ|SBSH|Citigroup Global Markets Inc.|8706
TDIV|FIRST TRS VI NASDAQ|SGMT|GOLDMAN SACHS & CO. LLC|7341
TDIV|FIRST TRS VI NASDAQ|SHMR|ABN Amro Clearing LLC|2338
TDIV|FIRST TRS VI NASDAQ|STFL|Stifel, Nicolaus & Company, Incorporated|28838
TDIV|FIRST TRS VI NASDAQ|STKP|STOCKPILE INVESTMENTS, INC.|14
TDIV|FIRST TRS VI NASDAQ|SWIM|TD Ameritrade, Inc.|786
TDIV|FIRST TRS VI NASDAQ|SWST|Hilltop Securities Inc.|3897
TDIV|FIRST TRS VI NASDAQ|TKNG|ALLY INVEST SECURITIES LLC|158
TDIV|FIRST TRS VI NASDAQ|UBSA|UBS SECURITIES LLC|25424
TDIV|FIRST TRS VI NASDAQ|UBSS|UBS Securities LLC|96826
TDIV|FIRST TRS VI NASDAQ|VALX|VIRTU AMERICAS LLC|301
TDIV|FIRST TRS VI NASDAQ|VGRD|Vanguard Marketing Corporation|758
TDIV|FIRST TRS VI NASDAQ|WCHV|WELLS FARGO SECURITIES, LLC|70572
TDIV|FIRST TRS VI NASDAQ|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2324
TDIV|FIRST TRS VI NASDAQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1630
TDIV|FIRST TRS VI NASDAQ|WGIF|CIBC World Markets Inc.|50
TDIV|FIRST TRS VI NASDAQ|WSEA|WOLVERINE SECURITIES, LLC|8287
TDIV|FIRST TRS VI NASDAQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27323
TDJ|TELEPHONE & DATA SYS|APCC|Apex Clearing Corporation|1515
TDJ|TELEPHONE & DATA SYS|BATM|CBOE TRADING, INC.|100
TDJ|TELEPHONE & DATA SYS|BBNT|BB&T SECURITIES, LLC|126
TDJ|TELEPHONE & DATA SYS|BTIG|BTIG, LLC|30252
TDJ|TELEPHONE & DATA SYS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
TDJ|TELEPHONE & DATA SYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|354
TDJ|TELEPHONE & DATA SYS|CTDL|Citadel Derivatives Group Llc|30
TDJ|TELEPHONE & DATA SYS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7876
TDJ|TELEPHONE & DATA SYS|DBAX|Deutsche Bank Securities Inc.|5200
TDJ|TELEPHONE & DATA SYS|DEAN|MORGAN STANLEY|1607
TDJ|TELEPHONE & DATA SYS|EBXL|EBX LLC|1100
TDJ|TELEPHONE & DATA SYS|EDJO|Edward D. Jones & Co., L.P.|64
TDJ|TELEPHONE & DATA SYS|EGAM|CBOE TRADING, INC.|300
TDJ|TELEPHONE & DATA SYS|ETRS|E*Trade Securities LLC|963
TDJ|TELEPHONE & DATA SYS|GLPX|ACS EXECUTION SERVICES, LLC|2200
TDJ|TELEPHONE & DATA SYS|GSCO|GOLDMAN SACHS & CO. LLC|11311
TDJ|TELEPHONE & DATA SYS|GSCS|GOLDMAN SACHS & CO. LLC|3334
TDJ|TELEPHONE & DATA SYS|GTSZ|GTS SECURITIES LLC|220
TDJ|TELEPHONE & DATA SYS|HRBF|American Enterprise Investment Services Inc.|673
TDJ|TELEPHONE & DATA SYS|IATS|INTERACTIVE BROKERS LLC|390
TDJ|TELEPHONE & DATA SYS|IBKR|Interactive Brokers Llc|2658
TDJ|TELEPHONE & DATA SYS|INCA|INSTINET, LLC|966
TDJ|TELEPHONE & DATA SYS|ITGP|ITG INC.|600
TDJ|TELEPHONE & DATA SYS|JEFF|JEFFERIES LLC|6113
TDJ|TELEPHONE & DATA SYS|JPMX|J.P. Morgan Securities LLC|1500
TDJ|TELEPHONE & DATA SYS|JSEB|JANE STREET EXECUTION SERVICES, LLC|672
TDJ|TELEPHONE & DATA SYS|KCGM|VIRTU Americas LLC|2990
TDJ|TELEPHONE & DATA SYS|LEHM|Barclays Capital Inc./Le|600
TDJ|TELEPHONE & DATA SYS|LIME|Lime Brokerage LLC|263
TDJ|TELEPHONE & DATA SYS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
TDJ|TELEPHONE & DATA SYS|MACC|Mid Atlantic Capital Corporation|100
TDJ|TELEPHONE & DATA SYS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9113
TDJ|TELEPHONE & DATA SYS|MSCO|MORGAN STANLEY & CO. LLC|982
TDJ|TELEPHONE & DATA SYS|MSPL|MORGAN STANLEY & CO. LLC|6600
TDJ|TELEPHONE & DATA SYS|NFSC|National Financial Services LLC|7564
TDJ|TELEPHONE & DATA SYS|NITE|VIRTU Americas LLC|21449
TDJ|TELEPHONE & DATA SYS|NQRB|Brut, LLC|64
TDJ|TELEPHONE & DATA SYS|PCPT|PHILLIP CAPITAL INC.|230
TDJ|TELEPHONE & DATA SYS|PDQM|CODA MARKETS, INC.|2900
TDJ|TELEPHONE & DATA SYS|RBCM|RBC CAPITAL MARKETS, LLC|149
TDJ|TELEPHONE & DATA SYS|SBSH|Citigroup Global Markets Inc.|2102
TDJ|TELEPHONE & DATA SYS|SGMT|GOLDMAN SACHS & CO. LLC|4034
TDJ|TELEPHONE & DATA SYS|SPDR|SPEEDROUTE LLC|78
TDJ|TELEPHONE & DATA SYS|STFL|Stifel, Nicolaus & Company, Incorporated|2815
TDJ|TELEPHONE & DATA SYS|SWIM|TD Ameritrade, Inc.|400
TDJ|TELEPHONE & DATA SYS|UBSA|UBS SECURITIES LLC|11980
TDJ|TELEPHONE & DATA SYS|UBSS|UBS Securities LLC|12731
TDJ|TELEPHONE & DATA SYS|VGRD|Vanguard Marketing Corporation|1155
TDJ|TELEPHONE & DATA SYS|WCHV|WELLS FARGO SECURITIES, LLC|16249
TDJ|TELEPHONE & DATA SYS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
TDJ|TELEPHONE & DATA SYS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5322
TDOC|TELADOC, INC.|ADAM|CANACCORD GENUITY INC.|22925
TDOC|TELADOC, INC.|AGIS|Aegis Capital Corp.|300
TDOC|TELADOC, INC.|ANDG|Andrew Garrett Inc.|144697
TDOC|TELADOC, INC.|ANOS|ABEL/NOSER, L.L.C.|12249
TDOC|TELADOC, INC.|APCC|Apex Clearing Corporation|6500
TDOC|TELADOC, INC.|AQUA|AQUA SECURITIES L.P.|16100
TDOC|TELADOC, INC.|BARD|Robert W. Baird & Co. Incorporated|4923
TDOC|TELADOC, INC.|BATM|CBOE TRADING, INC.|5144
TDOC|TELADOC, INC.|BBNT|BB&T SECURITIES, LLC|145
TDOC|TELADOC, INC.|BERN|Sanford C. Bernstein & Co., LLC|34898
TDOC|TELADOC, INC.|BIDS|BIDS TRADING L.P.|15500
TDOC|TELADOC, INC.|BIMI|Banca IMI Securities Corp.|1518
TDOC|TELADOC, INC.|BKCM|BNY Mellon Capital Markets LLC|210
TDOC|TELADOC, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|32313
TDOC|TELADOC, INC.|BLKX|INSTINET, LLC|464458
TDOC|TELADOC, INC.|BNCH|The Benchmark Company, LLC|1456
TDOC|TELADOC, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2990
TDOC|TELADOC, INC.|BYXM|CBOE TRADING, INC.|1205
TDOC|TELADOC, INC.|BZYD|GOLDMAN SACHS & CO. LLC|445
TDOC|TELADOC, INC.|CANT|Cantor Fitzgerald & Co.|167869
TDOC|TELADOC, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|125428
TDOC|TELADOC, INC.|CHAS|Charles Schwab & Co., Inc.|4838
TDOC|TELADOC, INC.|CHLM|Craig-Hallum Capital Group LLC|2294
TDOC|TELADOC, INC.|CIST|Capital Institutional Services, Inc.|115
TDOC|TELADOC, INC.|CLSA|CLSA AMERICAS, LLC|18100
TDOC|TELADOC, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|524592
TDOC|TELADOC, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3089
TDOC|TELADOC, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
TDOC|TELADOC, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|799601
TDOC|TELADOC, INC.|CTDL|Citadel Derivatives Group Llc|8831
TDOC|TELADOC, INC.|CTLR|CUTLER GROUP, LP|6351
TDOC|TELADOC, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|71594
TDOC|TELADOC, INC.|DADA|D.A. Davidson & Co.|60
TDOC|TELADOC, INC.|DAVA|Davenport & Company LLC|14908
TDOC|TELADOC, INC.|DBAB|Deutsche Bank Securities Inc.|105051
TDOC|TELADOC, INC.|DBAX|Deutsche Bank Securities Inc.|505000
TDOC|TELADOC, INC.|DBUL|Deutsche Bank Securities Inc.|3220
TDOC|TELADOC, INC.|DCHF|Dart Executions, LLC|14
TDOC|TELADOC, INC.|DEAN|MORGAN STANLEY|27564
TDOC|TELADOC, INC.|DEGS|RONIN PROFESSIONAL LLC|23135
TDOC|TELADOC, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21491
TDOC|TELADOC, INC.|EBXL|EBX LLC|341700
TDOC|TELADOC, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|8981
TDOC|TELADOC, INC.|EDFC|E D & F MAN CAPITAL MARKETS INC.|1500
TDOC|TELADOC, INC.|EDJC|Edward Jones / CDS|122
TDOC|TELADOC, INC.|EDJO|Edward D. Jones & Co., L.P.|9785
TDOC|TELADOC, INC.|EGAM|CBOE TRADING, INC.|40903
TDOC|TELADOC, INC.|EGAW|CBOE TRADING, INC.|102
TDOC|TELADOC, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|700
TDOC|TELADOC, INC.|EGXM|CBOE TRADING, INC.|2878
TDOC|TELADOC, INC.|ETBE|Electronic Transaction Clearing, Inc.|100
TDOC|TELADOC, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|512
TDOC|TELADOC, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|60
TDOC|TELADOC, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36857
TDOC|TELADOC, INC.|ETRS|E*Trade Securities LLC|289620
TDOC|TELADOC, INC.|FBSB|U.S. Bancorp Investments, Inc.|1583
TDOC|TELADOC, INC.|FILL|Tradestation Securities, Inc.|17692
TDOC|TELADOC, INC.|FINX|FINTECH SECURITIES|44040
TDOC|TELADOC, INC.|FMAF|NBCN Inc./ CDS|2404
TDOC|TELADOC, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|568
TDOC|TELADOC, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24024
TDOC|TELADOC, INC.|FTBR|Foliofn Investments, Inc.|3159
TDOC|TELADOC, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|4117
TDOC|TELADOC, INC.|GILG|Gilder Gagnon Howe & Co. LLC|24088
TDOC|TELADOC, INC.|GLIS|TD Securities Inc|41920
TDOC|TELADOC, INC.|GLPX|ACS EXECUTION SERVICES, LLC|8936
TDOC|TELADOC, INC.|GSCO|GOLDMAN SACHS & CO. LLC|587855
TDOC|TELADOC, INC.|GSCS|GOLDMAN SACHS & CO. LLC|14719
TDOC|TELADOC, INC.|GSLT|GOLDMAN SACHS & CO. LLC|12385
TDOC|TELADOC, INC.|GTSZ|GTS SECURITIES LLC|21168
TDOC|TELADOC, INC.|HRBF|American Enterprise Investment Services Inc.|14056
TDOC|TELADOC, INC.|HSBC|HSBC Securities, Inc.|400
TDOC|TELADOC, INC.|IATS|INTERACTIVE BROKERS LLC|9356
TDOC|TELADOC, INC.|IBKR|Interactive Brokers Llc|89638
TDOC|TELADOC, INC.|IBSJ|Integrity Brokerage Services, Inc.|2765
TDOC|TELADOC, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|412
TDOC|TELADOC, INC.|ICBX|INSTINET, LLC|74160
TDOC|TELADOC, INC.|IEQY|CITADEL SECURITIES LLC|41562
TDOC|TELADOC, INC.|INCA|INSTINET, LLC|184407
TDOC|TELADOC, INC.|INJX|INSTINET, LLC|70796
TDOC|TELADOC, INC.|ITGI|ITG Inc.|63412
TDOC|TELADOC, INC.|ITGP|ITG INC.|279800
TDOC|TELADOC, INC.|JANY|Janney Montgomery Scott Inc.|5922
TDOC|TELADOC, INC.|JEFF|JEFFERIES LLC|1221029
TDOC|TELADOC, INC.|JMPT|JUMP TRADING, LLC|28233
TDOC|TELADOC, INC.|JONE|JonesTrading|2125
TDOC|TELADOC, INC.|JPBX|J.P. MORGAN SECURITIES LLC|133497
TDOC|TELADOC, INC.|JPMX|J.P. Morgan Securities LLC|710776
TDOC|TELADOC, INC.|JSJX|JANE STREET CAPITAL LLC|21756
TDOC|TELADOC, INC.|KCGM|VIRTU Americas LLC|69321
TDOC|TELADOC, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|157287
TDOC|TELADOC, INC.|LEER|LEERINK PARTNERS LLC|2000
TDOC|TELADOC, INC.|LEHM|Barclays Capital Inc./Le|1007067
TDOC|TELADOC, INC.|LIME|Lime Brokerage LLC|34963
TDOC|TELADOC, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|238710
TDOC|TELADOC, INC.|LOOP|Loop Capital Markets LLC|100
TDOC|TELADOC, INC.|LQNA|LIQUIDNET, INC.|365000
TDOC|TELADOC, INC.|LSCI|Lek Securities Corporation|327
TDOC|TELADOC, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
TDOC|TELADOC, INC.|MACQ|Macquarie Capital (USA) Inc.|100
TDOC|TELADOC, INC.|MAXM|Maxim Group LLC|1000
TDOC|TELADOC, INC.|MBTS|ALLY INVEST SECURITIES LLC|3033
TDOC|TELADOC, INC.|MCBT|Moors & Cabot, Inc.|150
TDOC|TELADOC, INC.|MCMF|Raymond James Ltd. Cds|2485
TDOC|TELADOC, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|296758
TDOC|TELADOC, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|596
TDOC|TELADOC, INC.|MSCO|MORGAN STANLEY & CO. LLC|1024920
TDOC|TELADOC, INC.|MSPL|MORGAN STANLEY & CO. LLC|518200
TDOC|TELADOC, INC.|MSTX|MORGAN STANLEY & CO. LLC|131700
TDOC|TELADOC, INC.|NATL|National Securities Corporation|3179
TDOC|TELADOC, INC.|NFSC|National Financial Services LLC|536052
TDOC|TELADOC, INC.|NITE|VIRTU Americas LLC|881176
TDOC|TELADOC, INC.|NITP|VIRTU Americas LLC|400
TDOC|TELADOC, INC.|NMRA|Nomura Securities International, Inc.|84500
TDOC|TELADOC, INC.|NQRB|Brut, LLC|8528
TDOC|TELADOC, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|3707
TDOC|TELADOC, INC.|NTRC|Northern Trust Securities, Inc.|932
TDOC|TELADOC, INC.|OPCO|Oppenheimer & Co. Inc.|12543
TDOC|TELADOC, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8996
TDOC|TELADOC, INC.|PCPT|PHILLIP CAPITAL INC.|2626
TDOC|TELADOC, INC.|PDQM|CODA MARKETS, INC.|39703
TDOC|TELADOC, INC.|PHLY|NASDAQ Execution Services, LLC|14800
TDOC|TELADOC, INC.|PIPR|Piper Jaffray & Co.|62050
TDOC|TELADOC, INC.|PWJC|UBS Financial Services, Inc.|15364
TDOC|TELADOC, INC.|QMSR|QUATTRO M SECURITIES INC.|204
TDOC|TELADOC, INC.|RBCM|RBC CAPITAL MARKETS, LLC|25951
TDOC|TELADOC, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|27247
TDOC|TELADOC, INC.|SAGL|SAGETRADER, LLC|7949
TDOC|TELADOC, INC.|SAGW|SAGETRADER, LLC|105
TDOC|TELADOC, INC.|SALI|INTL FCSTONE FINANCIAL INC.|1525
TDOC|TELADOC, INC.|SBRX|MURIEL SIEBERT & CO INC|380
TDOC|TELADOC, INC.|SBSH|Citigroup Global Markets Inc.|88627
TDOC|TELADOC, INC.|SGMT|GOLDMAN SACHS & CO. LLC|308789
TDOC|TELADOC, INC.|SIDC|Sidoti & Company, LLC|100
TDOC|TELADOC, INC.|SPDR|SPEEDROUTE LLC|9458
TDOC|TELADOC, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|31271
TDOC|TELADOC, INC.|STKP|STOCKPILE INVESTMENTS, INC.|370
TDOC|TELADOC, INC.|SWIM|TD Ameritrade, Inc.|131321
TDOC|TELADOC, INC.|SWST|Hilltop Securities Inc.|967
TDOC|TELADOC, INC.|TKNG|ALLY INVEST SECURITIES LLC|4695
TDOC|TELADOC, INC.|TRBT|Tradebot Systems, Inc.|22923
TDOC|TELADOC, INC.|TRCM|TRC MARKETS LLC|74086
TDOC|TELADOC, INC.|TWTT|TASTYWORKS, INC.|300
TDOC|TELADOC, INC.|UBSA|UBS SECURITIES LLC|980816
TDOC|TELADOC, INC.|UBSS|UBS Securities LLC|821809
TDOC|TELADOC, INC.|VALX|VIRTU AMERICAS LLC|22210
TDOC|TELADOC, INC.|VERT|The Vertical Trading Group, LLC|270
TDOC|TELADOC, INC.|VGRD|Vanguard Marketing Corporation|55767
TDOC|TELADOC, INC.|VNDM|Wall Street Access|1480
TDOC|TELADOC, INC.|VSIN|Vision Financial Markets Llc|3
TDOC|TELADOC, INC.|WABR|Wall Street Access|1595
TDOC|TELADOC, INC.|WBLR|WILLIAM BLAIR|11874
TDOC|TELADOC, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|758
TDOC|TELADOC, INC.|WCHV|WELLS FARGO SECURITIES, LLC|255091
TDOC|TELADOC, INC.|WDNX|WEEDEN & CO.L.P.|600
TDOC|TELADOC, INC.|WEDB|WEDBUSH SECURITIES INC.|1215
TDOC|TELADOC, INC.|WEED|Weeden & Co.L.P.|800
TDOC|TELADOC, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22508
TDOC|TELADOC, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46280
TDOC|TELADOC, INC.|WFPB|Wells Fargo Securities, LLC.|2359
TDOC|TELADOC, INC.|WGIF|CIBC World Markets Inc.|830
TDOC|TELADOC, INC.|WSAG|WALL STREET ACCESS|6439
TDOC|TELADOC, INC.|WSEA|WOLVERINE SECURITIES, LLC|20415
TDOC|TELADOC, INC.|XIST|INSTINET, LLC|51000
TDOC|TELADOC, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|221412
TDOC|TELADOC, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7098
TDS|TELEPHONE AND DATA|ABLE|NATIXIS Securities Americas LLC|98400
TDS|TELEPHONE AND DATA|ALTX|Alternet Securities Inc.|2111
TDS|TELEPHONE AND DATA|ANOS|ABEL/NOSER, L.L.C.|7819
TDS|TELEPHONE AND DATA|APCC|Apex Clearing Corporation|36
TDS|TELEPHONE AND DATA|BANK|Primevest Financial Services, Inc.|5
TDS|TELEPHONE AND DATA|BARD|Robert W. Baird & Co. Incorporated|16
TDS|TELEPHONE AND DATA|BATM|CBOE TRADING, INC.|2004
TDS|TELEPHONE AND DATA|BERN|Sanford C. Bernstein & Co., LLC|23093
TDS|TELEPHONE AND DATA|BKCM|BNY Mellon Capital Markets LLC|22067
TDS|TELEPHONE AND DATA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1836
TDS|TELEPHONE AND DATA|BLKX|INSTINET, LLC|274811
TDS|TELEPHONE AND DATA|BMOC|BMO Capital Markets Corp.|1272
TDS|TELEPHONE AND DATA|BNPX|BNP PARIBAS SECURITIES CORP.|38920
TDS|TELEPHONE AND DATA|BRVL|BLAYLOCK VAN, LLC|900
TDS|TELEPHONE AND DATA|BTIG|BTIG, LLC|4087
TDS|TELEPHONE AND DATA|BYXM|CBOE TRADING, INC.|32
TDS|TELEPHONE AND DATA|BZYD|GOLDMAN SACHS & CO. LLC|702
TDS|TELEPHONE AND DATA|CANT|Cantor Fitzgerald & Co.|34
TDS|TELEPHONE AND DATA|CHAS|Charles Schwab & Co., Inc.|577
TDS|TELEPHONE AND DATA|CIBP|CIBC World Markets Corp.|251500
TDS|TELEPHONE AND DATA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|51979
TDS|TELEPHONE AND DATA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|146
TDS|TELEPHONE AND DATA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2270
TDS|TELEPHONE AND DATA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93385
TDS|TELEPHONE AND DATA|CTDL|Citadel Derivatives Group Llc|23571
TDS|TELEPHONE AND DATA|CTLR|CUTLER GROUP, LP|700
TDS|TELEPHONE AND DATA|CXCX|CITIGROUP GLOBAL MARKETS INC.|9530
TDS|TELEPHONE AND DATA|DBAB|Deutsche Bank Securities Inc.|145208
TDS|TELEPHONE AND DATA|DBAX|Deutsche Bank Securities Inc.|70100
TDS|TELEPHONE AND DATA|DEAN|MORGAN STANLEY|860
TDS|TELEPHONE AND DATA|DEGS|RONIN PROFESSIONAL LLC|4707
TDS|TELEPHONE AND DATA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|121
TDS|TELEPHONE AND DATA|EBXL|EBX LLC|59900
TDS|TELEPHONE AND DATA|ECUT|CONVERGEX EXECUTION SOLUTIONS|2351
TDS|TELEPHONE AND DATA|EDJO|Edward D. Jones & Co., L.P.|670
TDS|TELEPHONE AND DATA|EGAM|CBOE TRADING, INC.|2031
TDS|TELEPHONE AND DATA|EGMT|EG MARKET TECHNOLOGIES LLC|100
TDS|TELEPHONE AND DATA|EGXM|CBOE TRADING, INC.|194
TDS|TELEPHONE AND DATA|ELEV|ELEVATION, LLC|8786
TDS|TELEPHONE AND DATA|ESPO|ESPOSITO SECURITIES, LLC|658
TDS|TELEPHONE AND DATA|ETBE|Electronic Transaction Clearing, Inc.|2581
TDS|TELEPHONE AND DATA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
TDS|TELEPHONE AND DATA|ETCC|Electronic Transaction Clearing, Inc.|550
TDS|TELEPHONE AND DATA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1541
TDS|TELEPHONE AND DATA|ETRS|E*Trade Securities LLC|3813
TDS|TELEPHONE AND DATA|FMAF|NBCN Inc./ CDS|18405
TDS|TELEPHONE AND DATA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2234
TDS|TELEPHONE AND DATA|FQLS|Quantlab Securities LP|152321
TDS|TELEPHONE AND DATA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70048
TDS|TELEPHONE AND DATA|FTBR|Foliofn Investments, Inc.|1204
TDS|TELEPHONE AND DATA|GEBB|GLOBAL EXECUTION BROKERS, LP|304
TDS|TELEPHONE AND DATA|GLPX|ACS EXECUTION SERVICES, LLC|4199
TDS|TELEPHONE AND DATA|GSCO|GOLDMAN SACHS & CO. LLC|860096
TDS|TELEPHONE AND DATA|GSCS|GOLDMAN SACHS & CO. LLC|300
TDS|TELEPHONE AND DATA|GSLT|GOLDMAN SACHS & CO. LLC|1386
TDS|TELEPHONE AND DATA|GTSZ|GTS SECURITIES LLC|64227
TDS|TELEPHONE AND DATA|HRBF|American Enterprise Investment Services Inc.|3
TDS|TELEPHONE AND DATA|HSBC|HSBC Securities, Inc.|3335
TDS|TELEPHONE AND DATA|IATS|INTERACTIVE BROKERS LLC|1375
TDS|TELEPHONE AND DATA|IBKR|Interactive Brokers Llc|1723
TDS|TELEPHONE AND DATA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3046
TDS|TELEPHONE AND DATA|ICBX|INSTINET, LLC|24844
TDS|TELEPHONE AND DATA|IEQY|CITADEL SECURITIES LLC|32048
TDS|TELEPHONE AND DATA|INCA|INSTINET, LLC|134368
TDS|TELEPHONE AND DATA|INJX|INSTINET, LLC|1042
TDS|TELEPHONE AND DATA|ITGI|ITG Inc.|50473
TDS|TELEPHONE AND DATA|ITGP|ITG INC.|42800
TDS|TELEPHONE AND DATA|JANY|Janney Montgomery Scott Inc.|81
TDS|TELEPHONE AND DATA|JEFF|JEFFERIES LLC|29337
TDS|TELEPHONE AND DATA|JMPT|JUMP TRADING, LLC|14801
TDS|TELEPHONE AND DATA|JPBX|J.P. MORGAN SECURITIES LLC|42354
TDS|TELEPHONE AND DATA|JPMX|J.P. Morgan Securities LLC|109599
TDS|TELEPHONE AND DATA|JSJX|JANE STREET CAPITAL LLC|4268
TDS|TELEPHONE AND DATA|KCGM|VIRTU Americas LLC|14585
TDS|TELEPHONE AND DATA|LEHM|Barclays Capital Inc./Le|303045
TDS|TELEPHONE AND DATA|LIME|Lime Brokerage LLC|9666
TDS|TELEPHONE AND DATA|LOOP|Loop Capital Markets LLC|200
TDS|TELEPHONE AND DATA|LQNA|LIQUIDNET, INC.|6800
TDS|TELEPHONE AND DATA|LSCI|Lek Securities Corporation|2400
TDS|TELEPHONE AND DATA|MKMP|MKM Partners LLC|94925
TDS|TELEPHONE AND DATA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39250
TDS|TELEPHONE AND DATA|MOTF|MOTIF INVESTING, INC.|4
TDS|TELEPHONE AND DATA|MSCO|MORGAN STANLEY & CO. LLC|1672859
TDS|TELEPHONE AND DATA|MSPL|MORGAN STANLEY & CO. LLC|159400
TDS|TELEPHONE AND DATA|MSTX|MORGAN STANLEY & CO. LLC|127900
TDS|TELEPHONE AND DATA|NFSC|National Financial Services LLC|14843
TDS|TELEPHONE AND DATA|NITE|VIRTU Americas LLC|45415
TDS|TELEPHONE AND DATA|NITP|VIRTU Americas LLC|259
TDS|TELEPHONE AND DATA|NQRB|Brut, LLC|1305
TDS|TELEPHONE AND DATA|OPCO|Oppenheimer & Co. Inc.|3
TDS|TELEPHONE AND DATA|PDQM|CODA MARKETS, INC.|57161
TDS|TELEPHONE AND DATA|RBCM|RBC CAPITAL MARKETS, LLC|257
TDS|TELEPHONE AND DATA|SAGL|SAGETRADER, LLC|100
TDS|TELEPHONE AND DATA|SAGW|SAGETRADER, LLC|203
TDS|TELEPHONE AND DATA|SBSH|Citigroup Global Markets Inc.|8616
TDS|TELEPHONE AND DATA|SGMT|GOLDMAN SACHS & CO. LLC|20983
TDS|TELEPHONE AND DATA|SPDR|SPEEDROUTE LLC|14389
TDS|TELEPHONE AND DATA|SSBS|STATE STREET GLOBAL MARKETS, LLC|5102
TDS|TELEPHONE AND DATA|STFL|Stifel, Nicolaus & Company, Incorporated|3
TDS|TELEPHONE AND DATA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4558
TDS|TELEPHONE AND DATA|SWIM|TD Ameritrade, Inc.|1910
TDS|TELEPHONE AND DATA|SWST|Hilltop Securities Inc.|26043
TDS|TELEPHONE AND DATA|TRBT|Tradebot Systems, Inc.|84861
TDS|TELEPHONE AND DATA|TRCM|TRC MARKETS LLC|23777
TDS|TELEPHONE AND DATA|UBSA|UBS SECURITIES LLC|190770
TDS|TELEPHONE AND DATA|UBSS|UBS Securities LLC|273732
TDS|TELEPHONE AND DATA|VALX|VIRTU AMERICAS LLC|5213
TDS|TELEPHONE AND DATA|VGRD|Vanguard Marketing Corporation|30
TDS|TELEPHONE AND DATA|WBET|Wallachbeth Capital LLC|3336
TDS|TELEPHONE AND DATA|WBPX|SUMMIT SECURITIES GROUP, LLC|2502
TDS|TELEPHONE AND DATA|WCHV|WELLS FARGO SECURITIES, LLC|5716
TDS|TELEPHONE AND DATA|WDNX|WEEDEN & CO.L.P.|396
TDS|TELEPHONE AND DATA|WEDB|WEDBUSH SECURITIES INC.|802
TDS|TELEPHONE AND DATA|WEED|Weeden & Co.L.P.|1200
TDS|TELEPHONE AND DATA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1614
TDS|TELEPHONE AND DATA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17
TDS|TELEPHONE AND DATA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|90
TDS|TELEPHONE AND DATA|WSEA|WOLVERINE SECURITIES, LLC|1205
TDS|TELEPHONE AND DATA|XIST|INSTINET, LLC|31378
TDS|TELEPHONE AND DATA|XPQR|Jump Trading|157
TDS|TELEPHONE AND DATA|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
TDS|TELEPHONE AND DATA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1928
TDTF|FLEX5YRTARGDURTIPS|ALTX|Alternet Securities Inc.|2342
TDTF|FLEX5YRTARGDURTIPS|APCC|Apex Clearing Corporation|3
TDTF|FLEX5YRTARGDURTIPS|BATM|CBOE TRADING, INC.|700
TDTF|FLEX5YRTARGDURTIPS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2010
TDTF|FLEX5YRTARGDURTIPS|BYXM|CBOE TRADING, INC.|200
TDTF|FLEX5YRTARGDURTIPS|CANT|Cantor Fitzgerald & Co.|267339
TDTF|FLEX5YRTARGDURTIPS|CHAS|Charles Schwab & Co., Inc.|22449
TDTF|FLEX5YRTARGDURTIPS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36992
TDTF|FLEX5YRTARGDURTIPS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52952
TDTF|FLEX5YRTARGDURTIPS|CSIN|Citadel Securities Institutional LLC|96628
TDTF|FLEX5YRTARGDURTIPS|CTDL|Citadel Derivatives Group Llc|84343
TDTF|FLEX5YRTARGDURTIPS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4068
TDTF|FLEX5YRTARGDURTIPS|DBAX|Deutsche Bank Securities Inc.|47300
TDTF|FLEX5YRTARGDURTIPS|DEAN|MORGAN STANLEY|2308
TDTF|FLEX5YRTARGDURTIPS|EBXL|EBX LLC|14600
TDTF|FLEX5YRTARGDURTIPS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
TDTF|FLEX5YRTARGDURTIPS|EDJO|Edward D. Jones & Co., L.P.|227
TDTF|FLEX5YRTARGDURTIPS|EGAM|CBOE TRADING, INC.|2117
TDTF|FLEX5YRTARGDURTIPS|EGAW|CBOE TRADING, INC.|100
TDTF|FLEX5YRTARGDURTIPS|EGXM|CBOE TRADING, INC.|100
TDTF|FLEX5YRTARGDURTIPS|ETRS|E*Trade Securities LLC|8
TDTF|FLEX5YRTARGDURTIPS|FLTU|FLOW TRADERS US LLC|126127
TDTF|FLEX5YRTARGDURTIPS|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|75317
TDTF|FLEX5YRTARGDURTIPS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29
TDTF|FLEX5YRTARGDURTIPS|GSCO|GOLDMAN SACHS & CO. LLC|1700
TDTF|FLEX5YRTARGDURTIPS|HRBF|American Enterprise Investment Services Inc.|5215
TDTF|FLEX5YRTARGDURTIPS|IBKR|Interactive Brokers Llc|111
TDTF|FLEX5YRTARGDURTIPS|ICBX|INSTINET, LLC|9518
TDTF|FLEX5YRTARGDURTIPS|INCA|INSTINET, LLC|4613
TDTF|FLEX5YRTARGDURTIPS|ITGI|ITG Inc.|11486
TDTF|FLEX5YRTARGDURTIPS|ITGP|ITG INC.|2000
TDTF|FLEX5YRTARGDURTIPS|JMPT|JUMP TRADING, LLC|60
TDTF|FLEX5YRTARGDURTIPS|JPMX|J.P. Morgan Securities LLC|36544
TDTF|FLEX5YRTARGDURTIPS|JSEB|JANE STREET EXECUTION SERVICES, LLC|413257
TDTF|FLEX5YRTARGDURTIPS|JSJX|JANE STREET CAPITAL LLC|94948
TDTF|FLEX5YRTARGDURTIPS|KCGM|VIRTU Americas LLC|4484
TDTF|FLEX5YRTARGDURTIPS|LEHM|Barclays Capital Inc./Le|32000
TDTF|FLEX5YRTARGDURTIPS|LIME|Lime Brokerage LLC|1946
TDTF|FLEX5YRTARGDURTIPS|MACC|Mid Atlantic Capital Corporation|5652
TDTF|FLEX5YRTARGDURTIPS|MAXM|Maxim Group LLC|2846
TDTF|FLEX5YRTARGDURTIPS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
TDTF|FLEX5YRTARGDURTIPS|MSCO|MORGAN STANLEY & CO. LLC|23503
TDTF|FLEX5YRTARGDURTIPS|MSPL|MORGAN STANLEY & CO. LLC|2100
TDTF|FLEX5YRTARGDURTIPS|NFSC|National Financial Services LLC|2714669
TDTF|FLEX5YRTARGDURTIPS|NITE|VIRTU Americas LLC|2751033
TDTF|FLEX5YRTARGDURTIPS|NITP|VIRTU Americas LLC|200
TDTF|FLEX5YRTARGDURTIPS|NQRB|Brut, LLC|400
TDTF|FLEX5YRTARGDURTIPS|NTRC|Northern Trust Securities, Inc.|75
TDTF|FLEX5YRTARGDURTIPS|RBCM|RBC CAPITAL MARKETS, LLC|19935
TDTF|FLEX5YRTARGDURTIPS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|5314
TDTF|FLEX5YRTARGDURTIPS|SBSH|Citigroup Global Markets Inc.|13887
TDTF|FLEX5YRTARGDURTIPS|SEIC|SEI Investments Distribution Co.|1342
TDTF|FLEX5YRTARGDURTIPS|SGMT|GOLDMAN SACHS & CO. LLC|4064
TDTF|FLEX5YRTARGDURTIPS|UBSA|UBS SECURITIES LLC|70436
TDTF|FLEX5YRTARGDURTIPS|UBSS|UBS Securities LLC|60882
TDTF|FLEX5YRTARGDURTIPS|VGRD|Vanguard Marketing Corporation|1871
TDTF|FLEX5YRTARGDURTIPS|WCHV|WELLS FARGO SECURITIES, LLC|8910
TDTF|FLEX5YRTARGDURTIPS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|120
TDTF|FLEX5YRTARGDURTIPS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11953
TDTF|FLEX5YRTARGDURTIPS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|246
TDTF|FLEX5YRTARGDURTIPS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
TDTF|FLEX5YRTARGDURTIPS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3122
TDTT|FLEX3YRTARGDURTIPS|ALTX|Alternet Securities Inc.|11208
TDTT|FLEX3YRTARGDURTIPS|APCC|Apex Clearing Corporation|3663
TDTT|FLEX3YRTARGDURTIPS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3761
TDTT|FLEX3YRTARGDURTIPS|BYXM|CBOE TRADING, INC.|10900
TDTT|FLEX3YRTARGDURTIPS|CANT|Cantor Fitzgerald & Co.|725074
TDTT|FLEX3YRTARGDURTIPS|CHAS|Charles Schwab & Co., Inc.|24761
TDTT|FLEX3YRTARGDURTIPS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|99482
TDTT|FLEX3YRTARGDURTIPS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112347
TDTT|FLEX3YRTARGDURTIPS|CTDL|Citadel Derivatives Group Llc|27400
TDTT|FLEX3YRTARGDURTIPS|CXCX|CITIGROUP GLOBAL MARKETS INC.|33600
TDTT|FLEX3YRTARGDURTIPS|DBAB|Deutsche Bank Securities Inc.|9098
TDTT|FLEX3YRTARGDURTIPS|DBAX|Deutsche Bank Securities Inc.|172400
TDTT|FLEX3YRTARGDURTIPS|DEAN|MORGAN STANLEY|2543
TDTT|FLEX3YRTARGDURTIPS|EBXL|EBX LLC|52300
TDTT|FLEX3YRTARGDURTIPS|ECUT|CONVERGEX EXECUTION SOLUTIONS|12600
TDTT|FLEX3YRTARGDURTIPS|EDJO|Edward D. Jones & Co., L.P.|288
TDTT|FLEX3YRTARGDURTIPS|EGAM|CBOE TRADING, INC.|4567
TDTT|FLEX3YRTARGDURTIPS|ETRS|E*Trade Securities LLC|5
TDTT|FLEX3YRTARGDURTIPS|FINX|FINTECH SECURITIES|331
TDTT|FLEX3YRTARGDURTIPS|FLTU|FLOW TRADERS US LLC|43743
TDTT|FLEX3YRTARGDURTIPS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2359
TDTT|FLEX3YRTARGDURTIPS|FTBR|Foliofn Investments, Inc.|1
TDTT|FLEX3YRTARGDURTIPS|GSCO|GOLDMAN SACHS & CO. LLC|1514
TDTT|FLEX3YRTARGDURTIPS|GSLT|GOLDMAN SACHS & CO. LLC|700
TDTT|FLEX3YRTARGDURTIPS|IATS|INTERACTIVE BROKERS LLC|100
TDTT|FLEX3YRTARGDURTIPS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1497
TDTT|FLEX3YRTARGDURTIPS|ICBX|INSTINET, LLC|21592
TDTT|FLEX3YRTARGDURTIPS|INCA|INSTINET, LLC|11600
TDTT|FLEX3YRTARGDURTIPS|ITGI|ITG Inc.|35389
TDTT|FLEX3YRTARGDURTIPS|ITGP|ITG INC.|59000
TDTT|FLEX3YRTARGDURTIPS|JMPT|JUMP TRADING, LLC|500
TDTT|FLEX3YRTARGDURTIPS|JPMX|J.P. Morgan Securities LLC|110534
TDTT|FLEX3YRTARGDURTIPS|JSEB|JANE STREET EXECUTION SERVICES, LLC|23422
TDTT|FLEX3YRTARGDURTIPS|JSJX|JANE STREET CAPITAL LLC|221237
TDTT|FLEX3YRTARGDURTIPS|KCGM|VIRTU Americas LLC|31099
TDTT|FLEX3YRTARGDURTIPS|LEHM|Barclays Capital Inc./Le|231200
TDTT|FLEX3YRTARGDURTIPS|LIME|Lime Brokerage LLC|2021
TDTT|FLEX3YRTARGDURTIPS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TDTT|FLEX3YRTARGDURTIPS|MACC|Mid Atlantic Capital Corporation|14265
TDTT|FLEX3YRTARGDURTIPS|MAXM|Maxim Group LLC|2755
TDTT|FLEX3YRTARGDURTIPS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64200
TDTT|FLEX3YRTARGDURTIPS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
TDTT|FLEX3YRTARGDURTIPS|MOTF|MOTIF INVESTING, INC.|1
TDTT|FLEX3YRTARGDURTIPS|MSCO|MORGAN STANLEY & CO. LLC|19671
TDTT|FLEX3YRTARGDURTIPS|MSPL|MORGAN STANLEY & CO. LLC|5100
TDTT|FLEX3YRTARGDURTIPS|NFSC|National Financial Services LLC|34466
TDTT|FLEX3YRTARGDURTIPS|NITE|VIRTU Americas LLC|123579
TDTT|FLEX3YRTARGDURTIPS|NQRB|Brut, LLC|100
TDTT|FLEX3YRTARGDURTIPS|NTRC|Northern Trust Securities, Inc.|8969
TDTT|FLEX3YRTARGDURTIPS|PDQM|CODA MARKETS, INC.|1
TDTT|FLEX3YRTARGDURTIPS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|11537
TDTT|FLEX3YRTARGDURTIPS|SEIC|SEI Investments Distribution Co.|10775
TDTT|FLEX3YRTARGDURTIPS|SGMT|GOLDMAN SACHS & CO. LLC|21692
TDTT|FLEX3YRTARGDURTIPS|STFL|Stifel, Nicolaus & Company, Incorporated|948
TDTT|FLEX3YRTARGDURTIPS|SWIM|TD Ameritrade, Inc.|150
TDTT|FLEX3YRTARGDURTIPS|UBSA|UBS SECURITIES LLC|113130
TDTT|FLEX3YRTARGDURTIPS|UBSS|UBS Securities LLC|34165
TDTT|FLEX3YRTARGDURTIPS|VGRD|Vanguard Marketing Corporation|3336
TDTT|FLEX3YRTARGDURTIPS|WCHV|WELLS FARGO SECURITIES, LLC|64607
TDTT|FLEX3YRTARGDURTIPS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|49392
TDTT|FLEX3YRTARGDURTIPS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3438
TDTT|FLEX3YRTARGDURTIPS|YKNA|COMHAR CAPITAL MARKETS, LLC|1
TDTT|FLEX3YRTARGDURTIPS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2078
TDW|TIDEWATER INC.|ALTX|Alternet Securities Inc.|2310
TDW|TIDEWATER INC.|APCC|Apex Clearing Corporation|150
TDW|TIDEWATER INC.|BATM|CBOE TRADING, INC.|1423
TDW|TIDEWATER INC.|BAYC|BAY CREST PARTNERS, LLC|12163
TDW|TIDEWATER INC.|BERN|Sanford C. Bernstein & Co., LLC|382
TDW|TIDEWATER INC.|BIDS|BIDS TRADING L.P.|200
TDW|TIDEWATER INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9405
TDW|TIDEWATER INC.|BLKX|INSTINET, LLC|7400
TDW|TIDEWATER INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3636
TDW|TIDEWATER INC.|BTIG|BTIG, LLC|228
TDW|TIDEWATER INC.|BYXM|CBOE TRADING, INC.|300
TDW|TIDEWATER INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1800
TDW|TIDEWATER INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1992
TDW|TIDEWATER INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
TDW|TIDEWATER INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89700
TDW|TIDEWATER INC.|CTDL|Citadel Derivatives Group Llc|5338
TDW|TIDEWATER INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13256
TDW|TIDEWATER INC.|DBAB|Deutsche Bank Securities Inc.|22305
TDW|TIDEWATER INC.|DBAX|Deutsche Bank Securities Inc.|91900
TDW|TIDEWATER INC.|DEAN|MORGAN STANLEY|10524
TDW|TIDEWATER INC.|DEGS|RONIN PROFESSIONAL LLC|8917
TDW|TIDEWATER INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
TDW|TIDEWATER INC.|DRWK|DRW SECURITIES, L.L.C.|500
TDW|TIDEWATER INC.|EBXL|EBX LLC|66800
TDW|TIDEWATER INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1838
TDW|TIDEWATER INC.|EDJO|Edward D. Jones & Co., L.P.|24
TDW|TIDEWATER INC.|EGAM|CBOE TRADING, INC.|3520
TDW|TIDEWATER INC.|EGAW|CBOE TRADING, INC.|320
TDW|TIDEWATER INC.|EGXM|CBOE TRADING, INC.|1321
TDW|TIDEWATER INC.|EGXW|CBOE TRADING, INC.|3
TDW|TIDEWATER INC.|ETBE|Electronic Transaction Clearing, Inc.|3502
TDW|TIDEWATER INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1685
TDW|TIDEWATER INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2500
TDW|TIDEWATER INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22972
TDW|TIDEWATER INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
TDW|TIDEWATER INC.|ETRS|E*Trade Securities LLC|2707
TDW|TIDEWATER INC.|FILL|Tradestation Securities, Inc.|2793
TDW|TIDEWATER INC.|FQLS|Quantlab Securities LP|44681
TDW|TIDEWATER INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47749
TDW|TIDEWATER INC.|FTBR|Foliofn Investments, Inc.|26
TDW|TIDEWATER INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TDW|TIDEWATER INC.|GLPX|ACS EXECUTION SERVICES, LLC|15843
TDW|TIDEWATER INC.|GSCO|GOLDMAN SACHS & CO. LLC|344975
TDW|TIDEWATER INC.|GSCS|GOLDMAN SACHS & CO. LLC|520
TDW|TIDEWATER INC.|GSLT|GOLDMAN SACHS & CO. LLC|1235
TDW|TIDEWATER INC.|GTSZ|GTS SECURITIES LLC|43234
TDW|TIDEWATER INC.|HRBF|American Enterprise Investment Services Inc.|9
TDW|TIDEWATER INC.|IATS|INTERACTIVE BROKERS LLC|8621
TDW|TIDEWATER INC.|IBKR|Interactive Brokers Llc|9212
TDW|TIDEWATER INC.|ICBX|INSTINET, LLC|31307
TDW|TIDEWATER INC.|IEQY|CITADEL SECURITIES LLC|3462
TDW|TIDEWATER INC.|INCA|INSTINET, LLC|84152
TDW|TIDEWATER INC.|INJX|INSTINET, LLC|415
TDW|TIDEWATER INC.|ITGI|ITG Inc.|2300
TDW|TIDEWATER INC.|ITGP|ITG INC.|18200
TDW|TIDEWATER INC.|JANY|Janney Montgomery Scott Inc.|2184
TDW|TIDEWATER INC.|JEFF|JEFFERIES LLC|20522
TDW|TIDEWATER INC.|JMPT|JUMP TRADING, LLC|15999
TDW|TIDEWATER INC.|JPBX|J.P. MORGAN SECURITIES LLC|2931
TDW|TIDEWATER INC.|JPMX|J.P. Morgan Securities LLC|156381
TDW|TIDEWATER INC.|JSJX|JANE STREET CAPITAL LLC|2757
TDW|TIDEWATER INC.|KCGM|VIRTU Americas LLC|13258
TDW|TIDEWATER INC.|LEHM|Barclays Capital Inc./Le|139331
TDW|TIDEWATER INC.|LIME|Lime Brokerage LLC|12829
TDW|TIDEWATER INC.|LOOP|Loop Capital Markets LLC|4524
TDW|TIDEWATER INC.|LSCI|Lek Securities Corporation|100
TDW|TIDEWATER INC.|MACQ|Macquarie Capital (USA) Inc.|1831
TDW|TIDEWATER INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54717
TDW|TIDEWATER INC.|MOTF|MOTIF INVESTING, INC.|20
TDW|TIDEWATER INC.|MSCO|MORGAN STANLEY & CO. LLC|193451
TDW|TIDEWATER INC.|MSPL|MORGAN STANLEY & CO. LLC|80800
TDW|TIDEWATER INC.|MSTX|MORGAN STANLEY & CO. LLC|62300
TDW|TIDEWATER INC.|NFSC|National Financial Services LLC|10281
TDW|TIDEWATER INC.|NITE|VIRTU Americas LLC|111194
TDW|TIDEWATER INC.|NQRB|Brut, LLC|4416
TDW|TIDEWATER INC.|OPCO|Oppenheimer & Co. Inc.|12727
TDW|TIDEWATER INC.|OTAA|OTA LLC|1100
TDW|TIDEWATER INC.|PDQM|CODA MARKETS, INC.|56049
TDW|TIDEWATER INC.|PIPR|Piper Jaffray & Co.|268
TDW|TIDEWATER INC.|PNSR|Penserra Securities, LLC|20002
TDW|TIDEWATER INC.|PWJC|UBS Financial Services, Inc.|386
TDW|TIDEWATER INC.|RBCM|RBC CAPITAL MARKETS, LLC|943
TDW|TIDEWATER INC.|SAGL|SAGETRADER, LLC|6948
TDW|TIDEWATER INC.|SALI|INTL FCSTONE FINANCIAL INC.|159
TDW|TIDEWATER INC.|SBSH|Citigroup Global Markets Inc.|7725
TDW|TIDEWATER INC.|SGMT|GOLDMAN SACHS & CO. LLC|57331
TDW|TIDEWATER INC.|SPDR|SPEEDROUTE LLC|5963
TDW|TIDEWATER INC.|SPTD|MINT GLOBAL MARKETS, INC.|3702
TDW|TIDEWATER INC.|SWIM|TD Ameritrade, Inc.|15829
TDW|TIDEWATER INC.|TKNG|ALLY INVEST SECURITIES LLC|10
TDW|TIDEWATER INC.|TRBT|Tradebot Systems, Inc.|51416
TDW|TIDEWATER INC.|TRCM|TRC MARKETS LLC|27851
TDW|TIDEWATER INC.|UBSS|UBS Securities LLC|186324
TDW|TIDEWATER INC.|VALX|VIRTU AMERICAS LLC|7969
TDW|TIDEWATER INC.|VGRD|Vanguard Marketing Corporation|618
TDW|TIDEWATER INC.|WCHV|WELLS FARGO SECURITIES, LLC|5856
TDW|TIDEWATER INC.|WDNX|WEEDEN & CO.L.P.|1308
TDW|TIDEWATER INC.|WEDB|WEDBUSH SECURITIES INC.|7708
TDW|TIDEWATER INC.|WEED|Weeden & Co.L.P.|660
TDW|TIDEWATER INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|124
TDW|TIDEWATER INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5762
TDW|TIDEWATER INC.|WGIF|CIBC World Markets Inc.|1000
TDW|TIDEWATER INC.|WSEA|WOLVERINE SECURITIES, LLC|1139
TDW|TIDEWATER INC.|XIST|INSTINET, LLC|9400
TDW|TIDEWATER INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3300
TDW|TIDEWATER INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4695
TDW|TIDEWATER INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|359
TDW.A|TIDEWATER WTS A|BATM|CBOE TRADING, INC.|209
TDW.A|TIDEWATER WTS A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|171
TDW.A|TIDEWATER WTS A|DEAN|MORGAN STANLEY|90
TDW.A|TIDEWATER WTS A|EBXL|EBX LLC|100
TDW.A|TIDEWATER WTS A|EDJO|Edward D. Jones & Co., L.P.|6
TDW.A|TIDEWATER WTS A|ETRS|E*Trade Securities LLC|3721
TDW.A|TIDEWATER WTS A|FILL|Tradestation Securities, Inc.|440
TDW.A|TIDEWATER WTS A|FTBR|Foliofn Investments, Inc.|1
TDW.A|TIDEWATER WTS A|GSCO|GOLDMAN SACHS & CO. LLC|16
TDW.A|TIDEWATER WTS A|IBKR|Interactive Brokers Llc|100
TDW.A|TIDEWATER WTS A|INCA|INSTINET, LLC|100
TDW.A|TIDEWATER WTS A|JANY|Janney Montgomery Scott Inc.|1267
TDW.A|TIDEWATER WTS A|LEHM|Barclays Capital Inc./Le|600
TDW.A|TIDEWATER WTS A|LIME|Lime Brokerage LLC|621
TDW.A|TIDEWATER WTS A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
TDW.A|TIDEWATER WTS A|MSCO|MORGAN STANLEY & CO. LLC|1043
TDW.A|TIDEWATER WTS A|NFSC|National Financial Services LLC|2926
TDW.A|TIDEWATER WTS A|NITE|VIRTU Americas LLC|9635
TDW.A|TIDEWATER WTS A|PWJC|UBS Financial Services, Inc.|2
TDW.A|TIDEWATER WTS A|STFL|Stifel, Nicolaus & Company, Incorporated|95
TDW.A|TIDEWATER WTS A|SWIM|TD Ameritrade, Inc.|63
TDW.A|TIDEWATER WTS A|UBSA|UBS SECURITIES LLC|415
TDW.A|TIDEWATER WTS A|UBSS|UBS Securities LLC|316
TDW.A|TIDEWATER WTS A|VGRD|Vanguard Marketing Corporation|1409
TDW.A|TIDEWATER WTS A|WCHV|WELLS FARGO SECURITIES, LLC|93
TDW.B|TIDEWATER WTS B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3480
TDW.B|TIDEWATER WTS B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10
TDW.B|TIDEWATER WTS B|DEAN|MORGAN STANLEY|222
TDW.B|TIDEWATER WTS B|EDJO|Edward D. Jones & Co., L.P.|13
TDW.B|TIDEWATER WTS B|EGXW|CBOE TRADING, INC.|9
TDW.B|TIDEWATER WTS B|ETRS|E*Trade Securities LLC|5397
TDW.B|TIDEWATER WTS B|FTBR|Foliofn Investments, Inc.|27
TDW.B|TIDEWATER WTS B|GSLT|GOLDMAN SACHS & CO. LLC|760
TDW.B|TIDEWATER WTS B|IBKR|Interactive Brokers Llc|100
TDW.B|TIDEWATER WTS B|INCA|INSTINET, LLC|1
TDW.B|TIDEWATER WTS B|INJX|INSTINET, LLC|100
TDW.B|TIDEWATER WTS B|JANY|Janney Montgomery Scott Inc.|2490
TDW.B|TIDEWATER WTS B|LEHM|Barclays Capital Inc./Le|200
TDW.B|TIDEWATER WTS B|LIME|Lime Brokerage LLC|400
TDW.B|TIDEWATER WTS B|MSCO|MORGAN STANLEY & CO. LLC|1810
TDW.B|TIDEWATER WTS B|NFSC|National Financial Services LLC|1409
TDW.B|TIDEWATER WTS B|NITE|VIRTU Americas LLC|8138
TDW.B|TIDEWATER WTS B|PWJC|UBS Financial Services, Inc.|2
TDW.B|TIDEWATER WTS B|RWPS|R.W. Pressprich & Co., Inc.|1768
TDW.B|TIDEWATER WTS B|STFL|Stifel, Nicolaus & Company, Incorporated|95
TDW.B|TIDEWATER WTS B|SWIM|TD Ameritrade, Inc.|97
TDW.B|TIDEWATER WTS B|UBSA|UBS SECURITIES LLC|800
TDW.B|TIDEWATER WTS B|UBSS|UBS Securities LLC|379
TDW.B|TIDEWATER WTS B|VGRD|Vanguard Marketing Corporation|71
TDW.B|TIDEWATER WTS B|WCHV|WELLS FARGO SECURITIES, LLC|159
TDW.B|TIDEWATER WTS B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
TDY|TELEDYNE TECH INC|ALTX|Alternet Securities Inc.|1194
TDY|TELEDYNE TECH INC|ANOS|ABEL/NOSER, L.L.C.|205
TDY|TELEDYNE TECH INC|APCC|Apex Clearing Corporation|187
TDY|TELEDYNE TECH INC|BARD|Robert W. Baird & Co. Incorporated|186
TDY|TELEDYNE TECH INC|BATM|CBOE TRADING, INC.|2200
TDY|TELEDYNE TECH INC|BERN|Sanford C. Bernstein & Co., LLC|1645
TDY|TELEDYNE TECH INC|BKCM|BNY Mellon Capital Markets LLC|7564
TDY|TELEDYNE TECH INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|942
TDY|TELEDYNE TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|1612
TDY|TELEDYNE TECH INC|BTIG|BTIG, LLC|352
TDY|TELEDYNE TECH INC|BYXM|CBOE TRADING, INC.|100
TDY|TELEDYNE TECH INC|BZYD|GOLDMAN SACHS & CO. LLC|100
TDY|TELEDYNE TECH INC|CANT|Cantor Fitzgerald & Co.|19
TDY|TELEDYNE TECH INC|CHAS|Charles Schwab & Co., Inc.|115
TDY|TELEDYNE TECH INC|CIBP|CIBC World Markets Corp.|3000
TDY|TELEDYNE TECH INC|CIST|Capital Institutional Services, Inc.|3017
TDY|TELEDYNE TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30459
TDY|TELEDYNE TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3811
TDY|TELEDYNE TECH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1856
TDY|TELEDYNE TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43744
TDY|TELEDYNE TECH INC|CTDL|Citadel Derivatives Group Llc|2598
TDY|TELEDYNE TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6104
TDY|TELEDYNE TECH INC|DBAB|Deutsche Bank Securities Inc.|44160
TDY|TELEDYNE TECH INC|DBAX|Deutsche Bank Securities Inc.|25400
TDY|TELEDYNE TECH INC|DEAN|MORGAN STANLEY|487
TDY|TELEDYNE TECH INC|EBXL|EBX LLC|30200
TDY|TELEDYNE TECH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10223
TDY|TELEDYNE TECH INC|EDJO|Edward D. Jones & Co., L.P.|249
TDY|TELEDYNE TECH INC|EGAM|CBOE TRADING, INC.|1748
TDY|TELEDYNE TECH INC|EGAW|CBOE TRADING, INC.|9
TDY|TELEDYNE TECH INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
TDY|TELEDYNE TECH INC|EGXM|CBOE TRADING, INC.|340
TDY|TELEDYNE TECH INC|ETBE|Electronic Transaction Clearing, Inc.|2641
TDY|TELEDYNE TECH INC|ETCC|Electronic Transaction Clearing, Inc.|312
TDY|TELEDYNE TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18924
TDY|TELEDYNE TECH INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|244
TDY|TELEDYNE TECH INC|ETRS|E*Trade Securities LLC|211
TDY|TELEDYNE TECH INC|FBSB|U.S. Bancorp Investments, Inc.|4
TDY|TELEDYNE TECH INC|FILL|Tradestation Securities, Inc.|248
TDY|TELEDYNE TECH INC|FMAF|NBCN Inc./ CDS|1420
TDY|TELEDYNE TECH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|205
TDY|TELEDYNE TECH INC|FQLS|Quantlab Securities LP|25593
TDY|TELEDYNE TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15901
TDY|TELEDYNE TECH INC|FTBR|Foliofn Investments, Inc.|645
TDY|TELEDYNE TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|14443
TDY|TELEDYNE TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|424778
TDY|TELEDYNE TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|8581
TDY|TELEDYNE TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|432
TDY|TELEDYNE TECH INC|GTSZ|GTS SECURITIES LLC|31999
TDY|TELEDYNE TECH INC|HAPX|HAP Trading, LLC|640
TDY|TELEDYNE TECH INC|HITS|Height Securities, LLC|2000
TDY|TELEDYNE TECH INC|HPPX|POTAMUS TRADING, LLC|283
TDY|TELEDYNE TECH INC|HRBF|American Enterprise Investment Services Inc.|334
TDY|TELEDYNE TECH INC|HSBC|HSBC Securities, Inc.|389
TDY|TELEDYNE TECH INC|IATS|INTERACTIVE BROKERS LLC|5956
TDY|TELEDYNE TECH INC|IBKR|Interactive Brokers Llc|36946
TDY|TELEDYNE TECH INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|232
TDY|TELEDYNE TECH INC|ICBX|INSTINET, LLC|11485
TDY|TELEDYNE TECH INC|IEQY|CITADEL SECURITIES LLC|9127
TDY|TELEDYNE TECH INC|INCA|INSTINET, LLC|42765
TDY|TELEDYNE TECH INC|INJX|INSTINET, LLC|937
TDY|TELEDYNE TECH INC|ITGI|ITG Inc.|15408
TDY|TELEDYNE TECH INC|ITGP|ITG INC.|27200
TDY|TELEDYNE TECH INC|JEFF|JEFFERIES LLC|9403
TDY|TELEDYNE TECH INC|JMPT|JUMP TRADING, LLC|3814
TDY|TELEDYNE TECH INC|JONE|JonesTrading|241
TDY|TELEDYNE TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|4744
TDY|TELEDYNE TECH INC|JPMX|J.P. Morgan Securities LLC|48752
TDY|TELEDYNE TECH INC|JSJX|JANE STREET CAPITAL LLC|6303
TDY|TELEDYNE TECH INC|KCGM|VIRTU Americas LLC|4551
TDY|TELEDYNE TECH INC|LEHM|Barclays Capital Inc./Le|89311
TDY|TELEDYNE TECH INC|LIME|Lime Brokerage LLC|2733
TDY|TELEDYNE TECH INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
TDY|TELEDYNE TECH INC|LOOP|Loop Capital Markets LLC|47
TDY|TELEDYNE TECH INC|LSCI|Lek Securities Corporation|1333
TDY|TELEDYNE TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19892
TDY|TELEDYNE TECH INC|MOTF|MOTIF INVESTING, INC.|9
TDY|TELEDYNE TECH INC|MSCO|MORGAN STANLEY & CO. LLC|130202
TDY|TELEDYNE TECH INC|MSPL|MORGAN STANLEY & CO. LLC|32700
TDY|TELEDYNE TECH INC|MSTX|MORGAN STANLEY & CO. LLC|1600
TDY|TELEDYNE TECH INC|NEUB|NEUBERGER BERMAN BD LLC|15
TDY|TELEDYNE TECH INC|NFSC|National Financial Services LLC|24880
TDY|TELEDYNE TECH INC|NITE|VIRTU Americas LLC|64752
TDY|TELEDYNE TECH INC|NMRA|Nomura Securities International, Inc.|1400
TDY|TELEDYNE TECH INC|NQRB|Brut, LLC|373
TDY|TELEDYNE TECH INC|OPCO|Oppenheimer & Co. Inc.|219
TDY|TELEDYNE TECH INC|PDQM|CODA MARKETS, INC.|13780
TDY|TELEDYNE TECH INC|PWJC|UBS Financial Services, Inc.|26
TDY|TELEDYNE TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|520
TDY|TELEDYNE TECH INC|SAGL|SAGETRADER, LLC|26175
TDY|TELEDYNE TECH INC|SAGW|SAGETRADER, LLC|147
TDY|TELEDYNE TECH INC|SBSH|Citigroup Global Markets Inc.|4377
TDY|TELEDYNE TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|11162
TDY|TELEDYNE TECH INC|SPDR|SPEEDROUTE LLC|500
TDY|TELEDYNE TECH INC|SPTD|MINT GLOBAL MARKETS, INC.|3992
TDY|TELEDYNE TECH INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|8984
TDY|TELEDYNE TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|1593
TDY|TELEDYNE TECH INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2380
TDY|TELEDYNE TECH INC|SWIM|TD Ameritrade, Inc.|3530
TDY|TELEDYNE TECH INC|SWST|Hilltop Securities Inc.|45
TDY|TELEDYNE TECH INC|TRBT|Tradebot Systems, Inc.|11591
TDY|TELEDYNE TECH INC|TRCM|TRC MARKETS LLC|4730
TDY|TELEDYNE TECH INC|TWTT|TASTYWORKS, INC.|1
TDY|TELEDYNE TECH INC|UBSA|UBS SECURITIES LLC|69241
TDY|TELEDYNE TECH INC|UBSS|UBS Securities LLC|134341
TDY|TELEDYNE TECH INC|VALX|VIRTU AMERICAS LLC|4278
TDY|TELEDYNE TECH INC|VGRD|Vanguard Marketing Corporation|61
TDY|TELEDYNE TECH INC|WBLR|WILLIAM BLAIR|80
TDY|TELEDYNE TECH INC|WBPX|SUMMIT SECURITIES GROUP, LLC|288
TDY|TELEDYNE TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|20468
TDY|TELEDYNE TECH INC|WDNX|WEEDEN & CO.L.P.|1114
TDY|TELEDYNE TECH INC|WEDB|WEDBUSH SECURITIES INC.|6
TDY|TELEDYNE TECH INC|WEED|Weeden & Co.L.P.|1504
TDY|TELEDYNE TECH INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|456
TDY|TELEDYNE TECH INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2141
TDY|TELEDYNE TECH INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138
TDY|TELEDYNE TECH INC|WSEA|WOLVERINE SECURITIES, LLC|944
TDY|TELEDYNE TECH INC|XIST|INSTINET, LLC|424
TDY|TELEDYNE TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2168
TDY|TELEDYNE TECH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2125
TDY|TELEDYNE TECH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|201
TEAM|ATLASSIAN CLS A ORD|AGIS|Aegis Capital Corp.|9491
TEAM|ATLASSIAN CLS A ORD|ALTX|Alternet Securities Inc.|20076
TEAM|ATLASSIAN CLS A ORD|APCC|Apex Clearing Corporation|3232
TEAM|ATLASSIAN CLS A ORD|AQUA|AQUA SECURITIES L.P.|18500
TEAM|ATLASSIAN CLS A ORD|BANK|Primevest Financial Services, Inc.|14
TEAM|ATLASSIAN CLS A ORD|BARD|Robert W. Baird & Co. Incorporated|873
TEAM|ATLASSIAN CLS A ORD|BATM|CBOE TRADING, INC.|4635
TEAM|ATLASSIAN CLS A ORD|BAYC|BAY CREST PARTNERS, LLC|360
TEAM|ATLASSIAN CLS A ORD|BBNT|BB&T SECURITIES, LLC|498
TEAM|ATLASSIAN CLS A ORD|BERN|Sanford C. Bernstein & Co., LLC|77246
TEAM|ATLASSIAN CLS A ORD|BGCE|BGC Financial Inc.|6400
TEAM|ATLASSIAN CLS A ORD|BIAD|SAGETRADER, LLC|270
TEAM|ATLASSIAN CLS A ORD|BIDS|BIDS TRADING L.P.|25258
TEAM|ATLASSIAN CLS A ORD|BIMI|Banca IMI Securities Corp.|528
TEAM|ATLASSIAN CLS A ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13593
TEAM|ATLASSIAN CLS A ORD|BLKX|INSTINET, LLC|15400
TEAM|ATLASSIAN CLS A ORD|BMOC|BMO Capital Markets Corp.|1236
TEAM|ATLASSIAN CLS A ORD|BNPX|BNP PARIBAS SECURITIES CORP.|68963
TEAM|ATLASSIAN CLS A ORD|BTIG|BTIG, LLC|29625
TEAM|ATLASSIAN CLS A ORD|BYXM|CBOE TRADING, INC.|3894
TEAM|ATLASSIAN CLS A ORD|BZYD|GOLDMAN SACHS & CO. LLC|2100
TEAM|ATLASSIAN CLS A ORD|CABR|Cabrera Capital Markets, Inc.|25
TEAM|ATLASSIAN CLS A ORD|CANT|Cantor Fitzgerald & Co.|4384
TEAM|ATLASSIAN CLS A ORD|CHAS|Charles Schwab & Co., Inc.|6473
TEAM|ATLASSIAN CLS A ORD|CIST|Capital Institutional Services, Inc.|12
TEAM|ATLASSIAN CLS A ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167201
TEAM|ATLASSIAN CLS A ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14540
TEAM|ATLASSIAN CLS A ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2650
TEAM|ATLASSIAN CLS A ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|334399
TEAM|ATLASSIAN CLS A ORD|CTDL|Citadel Derivatives Group Llc|25862
TEAM|ATLASSIAN CLS A ORD|CTLR|CUTLER GROUP, LP|13281
TEAM|ATLASSIAN CLS A ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|63264
TEAM|ATLASSIAN CLS A ORD|DADA|D.A. Davidson & Co.|525
TEAM|ATLASSIAN CLS A ORD|DBAB|Deutsche Bank Securities Inc.|440806
TEAM|ATLASSIAN CLS A ORD|DBAX|Deutsche Bank Securities Inc.|235300
TEAM|ATLASSIAN CLS A ORD|DBUL|Deutsche Bank Securities Inc.|1782
TEAM|ATLASSIAN CLS A ORD|DCHF|Dart Executions, LLC|292
TEAM|ATLASSIAN CLS A ORD|DEAN|MORGAN STANLEY|19776
TEAM|ATLASSIAN CLS A ORD|DEGS|RONIN PROFESSIONAL LLC|7352
TEAM|ATLASSIAN CLS A ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2200
TEAM|ATLASSIAN CLS A ORD|EBXL|EBX LLC|265500
TEAM|ATLASSIAN CLS A ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1898
TEAM|ATLASSIAN CLS A ORD|EDFC|E D & F MAN CAPITAL MARKETS INC.|3200
TEAM|ATLASSIAN CLS A ORD|EDJO|Edward D. Jones & Co., L.P.|1083
TEAM|ATLASSIAN CLS A ORD|EGAM|CBOE TRADING, INC.|15571
TEAM|ATLASSIAN CLS A ORD|EGAW|CBOE TRADING, INC.|10
TEAM|ATLASSIAN CLS A ORD|EGMT|EG MARKET TECHNOLOGIES LLC|981
TEAM|ATLASSIAN CLS A ORD|EGXM|CBOE TRADING, INC.|4820
TEAM|ATLASSIAN CLS A ORD|ESPO|ESPOSITO SECURITIES, LLC|984
TEAM|ATLASSIAN CLS A ORD|ETBE|Electronic Transaction Clearing, Inc.|45095
TEAM|ATLASSIAN CLS A ORD|ETCC|Electronic Transaction Clearing, Inc.|1137
TEAM|ATLASSIAN CLS A ORD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2132
TEAM|ATLASSIAN CLS A ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|101839
TEAM|ATLASSIAN CLS A ORD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|125
TEAM|ATLASSIAN CLS A ORD|ETRS|E*Trade Securities LLC|142217
TEAM|ATLASSIAN CLS A ORD|FBCO|Credit Suisse Securities (USA) LLC|561524
TEAM|ATLASSIAN CLS A ORD|FBSB|U.S. Bancorp Investments, Inc.|2
TEAM|ATLASSIAN CLS A ORD|FILL|Tradestation Securities, Inc.|20858
TEAM|ATLASSIAN CLS A ORD|FMAF|NBCN Inc./ CDS|1165
TEAM|ATLASSIAN CLS A ORD|FOMA|TD AMERITRADE CLEARING, INC.|212888
TEAM|ATLASSIAN CLS A ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3741
TEAM|ATLASSIAN CLS A ORD|FQLS|Quantlab Securities LP|750821
TEAM|ATLASSIAN CLS A ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104821
TEAM|ATLASSIAN CLS A ORD|FTBR|Foliofn Investments, Inc.|430
TEAM|ATLASSIAN CLS A ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|17605
TEAM|ATLASSIAN CLS A ORD|GLIS|TD Securities Inc|100
TEAM|ATLASSIAN CLS A ORD|GLPX|ACS EXECUTION SERVICES, LLC|80431
TEAM|ATLASSIAN CLS A ORD|GSCO|GOLDMAN SACHS & CO. LLC|1575628
TEAM|ATLASSIAN CLS A ORD|GSCS|GOLDMAN SACHS & CO. LLC|8780
TEAM|ATLASSIAN CLS A ORD|GSLT|GOLDMAN SACHS & CO. LLC|15545
TEAM|ATLASSIAN CLS A ORD|GTSZ|GTS SECURITIES LLC|201411
TEAM|ATLASSIAN CLS A ORD|GUGS|Guggenheim Securities, LLC|16358
TEAM|ATLASSIAN CLS A ORD|HRBF|American Enterprise Investment Services Inc.|1775
TEAM|ATLASSIAN CLS A ORD|HSBC|HSBC Securities, Inc.|15542
TEAM|ATLASSIAN CLS A ORD|IATS|INTERACTIVE BROKERS LLC|33499
TEAM|ATLASSIAN CLS A ORD|IBKR|Interactive Brokers Llc|193585
TEAM|ATLASSIAN CLS A ORD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|860
TEAM|ATLASSIAN CLS A ORD|ICBX|INSTINET, LLC|68810
TEAM|ATLASSIAN CLS A ORD|INCA|INSTINET, LLC|797203
TEAM|ATLASSIAN CLS A ORD|INJX|INSTINET, LLC|103145
TEAM|ATLASSIAN CLS A ORD|ITGI|ITG Inc.|99202
TEAM|ATLASSIAN CLS A ORD|ITGP|ITG INC.|265800
TEAM|ATLASSIAN CLS A ORD|JANY|Janney Montgomery Scott Inc.|596
TEAM|ATLASSIAN CLS A ORD|JEFF|JEFFERIES LLC|411275
TEAM|ATLASSIAN CLS A ORD|JMPT|JUMP TRADING, LLC|141530
TEAM|ATLASSIAN CLS A ORD|JPBX|J.P. MORGAN SECURITIES LLC|204198
TEAM|ATLASSIAN CLS A ORD|JPMX|J.P. Morgan Securities LLC|372096
TEAM|ATLASSIAN CLS A ORD|JSJX|JANE STREET CAPITAL LLC|14489
TEAM|ATLASSIAN CLS A ORD|KCGM|VIRTU Americas LLC|80961
TEAM|ATLASSIAN CLS A ORD|LEER|LEERINK PARTNERS LLC|180
TEAM|ATLASSIAN CLS A ORD|LEHM|Barclays Capital Inc./Le|1487392
TEAM|ATLASSIAN CLS A ORD|LIME|Lime Brokerage LLC|287311
TEAM|ATLASSIAN CLS A ORD|LMGP|LIME BROKERAGE LLC|7844
TEAM|ATLASSIAN CLS A ORD|LOOP|Loop Capital Markets LLC|157
TEAM|ATLASSIAN CLS A ORD|LQNA|LIQUIDNET, INC.|236800
TEAM|ATLASSIAN CLS A ORD|LSCI|Lek Securities Corporation|476
TEAM|ATLASSIAN CLS A ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TEAM|ATLASSIAN CLS A ORD|MACQ|Macquarie Capital (USA) Inc.|8411
TEAM|ATLASSIAN CLS A ORD|MAXM|Maxim Group LLC|590
TEAM|ATLASSIAN CLS A ORD|MBTS|ALLY INVEST SECURITIES LLC|7270
TEAM|ATLASSIAN CLS A ORD|MKMP|MKM Partners LLC|121
TEAM|ATLASSIAN CLS A ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90344
TEAM|ATLASSIAN CLS A ORD|MOTF|MOTIF INVESTING, INC.|73
TEAM|ATLASSIAN CLS A ORD|MSCO|MORGAN STANLEY & CO. LLC|3420848
TEAM|ATLASSIAN CLS A ORD|MSPL|MORGAN STANLEY & CO. LLC|433800
TEAM|ATLASSIAN CLS A ORD|MSTX|MORGAN STANLEY & CO. LLC|400200
TEAM|ATLASSIAN CLS A ORD|MZHO|Mizuho Securities USA LLC|51000
TEAM|ATLASSIAN CLS A ORD|NATL|National Securities Corporation|325
TEAM|ATLASSIAN CLS A ORD|NFSC|National Financial Services LLC|243134
TEAM|ATLASSIAN CLS A ORD|NITE|VIRTU Americas LLC|595103
TEAM|ATLASSIAN CLS A ORD|NITP|VIRTU Americas LLC|6089
TEAM|ATLASSIAN CLS A ORD|NORT|Northland Securities, Inc.|13886
TEAM|ATLASSIAN CLS A ORD|NQRB|Brut, LLC|23098
TEAM|ATLASSIAN CLS A ORD|NTRC|Northern Trust Securities, Inc.|6205
TEAM|ATLASSIAN CLS A ORD|OPCO|Oppenheimer & Co. Inc.|1143
TEAM|ATLASSIAN CLS A ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|733
TEAM|ATLASSIAN CLS A ORD|PCPT|PHILLIP CAPITAL INC.|591
TEAM|ATLASSIAN CLS A ORD|PDQM|CODA MARKETS, INC.|96418
TEAM|ATLASSIAN CLS A ORD|PHLY|NASDAQ Execution Services, LLC|2600
TEAM|ATLASSIAN CLS A ORD|PIPR|Piper Jaffray & Co.|50
TEAM|ATLASSIAN CLS A ORD|PWJC|UBS Financial Services, Inc.|4810
TEAM|ATLASSIAN CLS A ORD|RAJA|Raymond James & Associates, Inc.|47081
TEAM|ATLASSIAN CLS A ORD|RBCM|RBC CAPITAL MARKETS, LLC|3274
TEAM|ATLASSIAN CLS A ORD|SAGL|SAGETRADER, LLC|88768
TEAM|ATLASSIAN CLS A ORD|SALI|INTL FCSTONE FINANCIAL INC.|3900
TEAM|ATLASSIAN CLS A ORD|SBSH|Citigroup Global Markets Inc.|640254
TEAM|ATLASSIAN CLS A ORD|SEIC|SEI Investments Distribution Co.|100
TEAM|ATLASSIAN CLS A ORD|SGMT|GOLDMAN SACHS & CO. LLC|134760
TEAM|ATLASSIAN CLS A ORD|SPDR|SPEEDROUTE LLC|36175
TEAM|ATLASSIAN CLS A ORD|SSBS|STATE STREET GLOBAL MARKETS, LLC|6
TEAM|ATLASSIAN CLS A ORD|STFL|Stifel, Nicolaus & Company, Incorporated|659
TEAM|ATLASSIAN CLS A ORD|STKP|STOCKPILE INVESTMENTS, INC.|142
TEAM|ATLASSIAN CLS A ORD|STXG|Stockcross Financial Services, Inc.|16
TEAM|ATLASSIAN CLS A ORD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
TEAM|ATLASSIAN CLS A ORD|SWIM|TD Ameritrade, Inc.|129954
TEAM|ATLASSIAN CLS A ORD|SWST|Hilltop Securities Inc.|4850
TEAM|ATLASSIAN CLS A ORD|TKNG|ALLY INVEST SECURITIES LLC|11307
TEAM|ATLASSIAN CLS A ORD|TONC|CUTTONE & CO., LLC|1240
TEAM|ATLASSIAN CLS A ORD|TRBT|Tradebot Systems, Inc.|413609
TEAM|ATLASSIAN CLS A ORD|TRCM|TRC MARKETS LLC|195877
TEAM|ATLASSIAN CLS A ORD|TWTT|TASTYWORKS, INC.|1205
TEAM|ATLASSIAN CLS A ORD|UBSA|UBS SECURITIES LLC|582699
TEAM|ATLASSIAN CLS A ORD|UBSS|UBS Securities LLC|1073949
TEAM|ATLASSIAN CLS A ORD|VALX|VIRTU AMERICAS LLC|5594
TEAM|ATLASSIAN CLS A ORD|VGRD|Vanguard Marketing Corporation|17480
TEAM|ATLASSIAN CLS A ORD|VNDM|Wall Street Access|35057
TEAM|ATLASSIAN CLS A ORD|VSIN|Vision Financial Markets Llc|43
TEAM|ATLASSIAN CLS A ORD|WABR|Wall Street Access|900
TEAM|ATLASSIAN CLS A ORD|WBLR|WILLIAM BLAIR|97
TEAM|ATLASSIAN CLS A ORD|WBPX|SUMMIT SECURITIES GROUP, LLC|4000
TEAM|ATLASSIAN CLS A ORD|WCHV|WELLS FARGO SECURITIES, LLC|127541
TEAM|ATLASSIAN CLS A ORD|WEDB|WEDBUSH SECURITIES INC.|37935
TEAM|ATLASSIAN CLS A ORD|WEED|Weeden & Co.L.P.|8610
TEAM|ATLASSIAN CLS A ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27469
TEAM|ATLASSIAN CLS A ORD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28581
TEAM|ATLASSIAN CLS A ORD|WGIF|CIBC World Markets Inc.|999
TEAM|ATLASSIAN CLS A ORD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
TEAM|ATLASSIAN CLS A ORD|WSAG|WALL STREET ACCESS|48
TEAM|ATLASSIAN CLS A ORD|WSEA|WOLVERINE SECURITIES, LLC|21431
TEAM|ATLASSIAN CLS A ORD|XIST|INSTINET, LLC|68094
TEAM|ATLASSIAN CLS A ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|108658
TEAM|ATLASSIAN CLS A ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|8215
TEAM|ATLASSIAN CLS A ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8841
TECD|TECH DATA CP      ##|ALTX|Alternet Securities Inc.|2711
TECD|TECH DATA CP      ##|ANOS|ABEL/NOSER, L.L.C.|1811
TECD|TECH DATA CP      ##|APCC|Apex Clearing Corporation|367
TECD|TECH DATA CP      ##|BARD|Robert W. Baird & Co. Incorporated|110
TECD|TECH DATA CP      ##|BATM|CBOE TRADING, INC.|1543
TECD|TECH DATA CP      ##|BAYC|BAY CREST PARTNERS, LLC|60
TECD|TECH DATA CP      ##|BERN|Sanford C. Bernstein & Co., LLC|30785
TECD|TECH DATA CP      ##|BIMI|Banca IMI Securities Corp.|324
TECD|TECH DATA CP      ##|BKCM|BNY Mellon Capital Markets LLC|8108
TECD|TECH DATA CP      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2017
TECD|TECH DATA CP      ##|BLKX|INSTINET, LLC|8900
TECD|TECH DATA CP      ##|BMOC|BMO Capital Markets Corp.|6850
TECD|TECH DATA CP      ##|BNPX|BNP PARIBAS SECURITIES CORP.|13414
TECD|TECH DATA CP      ##|BRVL|BLAYLOCK VAN, LLC|100
TECD|TECH DATA CP      ##|BTIG|BTIG, LLC|21286
TECD|TECH DATA CP      ##|BYXM|CBOE TRADING, INC.|1803
TECD|TECH DATA CP      ##|BZYD|GOLDMAN SACHS & CO. LLC|2029
TECD|TECH DATA CP      ##|CANT|Cantor Fitzgerald & Co.|194
TECD|TECH DATA CP      ##|CHAS|Charles Schwab & Co., Inc.|256
TECD|TECH DATA CP      ##|CIST|Capital Institutional Services, Inc.|5640
TECD|TECH DATA CP      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44317
TECD|TECH DATA CP      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
TECD|TECH DATA CP      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|163801
TECD|TECH DATA CP      ##|CTDL|Citadel Derivatives Group Llc|6553
TECD|TECH DATA CP      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|13556
TECD|TECH DATA CP      ##|DADA|D.A. Davidson & Co.|187
TECD|TECH DATA CP      ##|DBAB|Deutsche Bank Securities Inc.|282979
TECD|TECH DATA CP      ##|DBAX|Deutsche Bank Securities Inc.|144500
TECD|TECH DATA CP      ##|DBUL|Deutsche Bank Securities Inc.|555
TECD|TECH DATA CP      ##|DEAN|MORGAN STANLEY|544
TECD|TECH DATA CP      ##|DEGS|RONIN PROFESSIONAL LLC|500
TECD|TECH DATA CP      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
TECD|TECH DATA CP      ##|EBXL|EBX LLC|75300
TECD|TECH DATA CP      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|12882
TECD|TECH DATA CP      ##|EDJO|Edward D. Jones & Co., L.P.|1410
TECD|TECH DATA CP      ##|EGAM|CBOE TRADING, INC.|7267
TECD|TECH DATA CP      ##|EGAW|CBOE TRADING, INC.|20
TECD|TECH DATA CP      ##|EGMT|EG MARKET TECHNOLOGIES LLC|546
TECD|TECH DATA CP      ##|EGXM|CBOE TRADING, INC.|933
TECD|TECH DATA CP      ##|EGXW|CBOE TRADING, INC.|58
TECD|TECH DATA CP      ##|ETBE|Electronic Transaction Clearing, Inc.|18572
TECD|TECH DATA CP      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1826
TECD|TECH DATA CP      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27243
TECD|TECH DATA CP      ##|ETRS|E*Trade Securities LLC|26067
TECD|TECH DATA CP      ##|FBCO|Credit Suisse Securities (USA) LLC|365212
TECD|TECH DATA CP      ##|FILL|Tradestation Securities, Inc.|5456
TECD|TECH DATA CP      ##|FMAF|NBCN Inc./ CDS|6400
TECD|TECH DATA CP      ##|FOMA|TD AMERITRADE CLEARING, INC.|49822
TECD|TECH DATA CP      ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2994
TECD|TECH DATA CP      ##|FQLS|Quantlab Securities LP|184739
TECD|TECH DATA CP      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59036
TECD|TECH DATA CP      ##|FTBR|Foliofn Investments, Inc.|4687
TECD|TECH DATA CP      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|14129
TECD|TECH DATA CP      ##|GLPX|ACS EXECUTION SERVICES, LLC|23446
TECD|TECH DATA CP      ##|GSCO|GOLDMAN SACHS & CO. LLC|1020378
TECD|TECH DATA CP      ##|GSCS|GOLDMAN SACHS & CO. LLC|19540
TECD|TECH DATA CP      ##|GSLT|GOLDMAN SACHS & CO. LLC|950
TECD|TECH DATA CP      ##|GTSZ|GTS SECURITIES LLC|11817
TECD|TECH DATA CP      ##|HRBF|American Enterprise Investment Services Inc.|1405
TECD|TECH DATA CP      ##|IATS|INTERACTIVE BROKERS LLC|12229
TECD|TECH DATA CP      ##|IBKR|Interactive Brokers Llc|50542
TECD|TECH DATA CP      ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|14
TECD|TECH DATA CP      ##|ICBX|INSTINET, LLC|11484
TECD|TECH DATA CP      ##|IEQY|CITADEL SECURITIES LLC|96343
TECD|TECH DATA CP      ##|INCA|INSTINET, LLC|305271
TECD|TECH DATA CP      ##|INJX|INSTINET, LLC|13005
TECD|TECH DATA CP      ##|ITGI|ITG Inc.|31718
TECD|TECH DATA CP      ##|ITGP|ITG INC.|140400
TECD|TECH DATA CP      ##|JANY|Janney Montgomery Scott Inc.|200
TECD|TECH DATA CP      ##|JEFF|JEFFERIES LLC|85693
TECD|TECH DATA CP      ##|JMPT|JUMP TRADING, LLC|40693
TECD|TECH DATA CP      ##|JONE|JonesTrading|9940
TECD|TECH DATA CP      ##|JPBX|J.P. MORGAN SECURITIES LLC|21594
TECD|TECH DATA CP      ##|JPMX|J.P. Morgan Securities LLC|100181
TECD|TECH DATA CP      ##|JSJX|JANE STREET CAPITAL LLC|13234
TECD|TECH DATA CP      ##|KCGM|VIRTU Americas LLC|12310
TECD|TECH DATA CP      ##|LEHM|Barclays Capital Inc./Le|473892
TECD|TECH DATA CP      ##|LIME|Lime Brokerage LLC|125513
TECD|TECH DATA CP      ##|LMGP|LIME BROKERAGE LLC|300
TECD|TECH DATA CP      ##|LMNX|LUMINEX TRADING & ANALYTICS LLC|101660
TECD|TECH DATA CP      ##|LQNA|LIQUIDNET, INC.|8800
TECD|TECH DATA CP      ##|LSCI|Lek Securities Corporation|200
TECD|TECH DATA CP      ##|MAXM|Maxim Group LLC|8540
TECD|TECH DATA CP      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15690
TECD|TECH DATA CP      ##|MOTF|MOTIF INVESTING, INC.|2
TECD|TECH DATA CP      ##|MSCO|MORGAN STANLEY & CO. LLC|1430659
TECD|TECH DATA CP      ##|MSPL|MORGAN STANLEY & CO. LLC|161500
TECD|TECH DATA CP      ##|MSTX|MORGAN STANLEY & CO. LLC|85500
TECD|TECH DATA CP      ##|NFSC|National Financial Services LLC|70317
TECD|TECH DATA CP      ##|NITE|VIRTU Americas LLC|177237
TECD|TECH DATA CP      ##|NITP|VIRTU Americas LLC|1391
TECD|TECH DATA CP      ##|NQRB|Brut, LLC|4740
TECD|TECH DATA CP      ##|NTRC|Northern Trust Securities, Inc.|667
TECD|TECH DATA CP      ##|OPCO|Oppenheimer & Co. Inc.|1679
TECD|TECH DATA CP      ##|PDQM|CODA MARKETS, INC.|73171
TECD|TECH DATA CP      ##|PHLY|NASDAQ Execution Services, LLC|400
TECD|TECH DATA CP      ##|PIPR|Piper Jaffray & Co.|300
TECD|TECH DATA CP      ##|RAJA|Raymond James & Associates, Inc.|1595
TECD|TECH DATA CP      ##|RBCM|RBC CAPITAL MARKETS, LLC|379
TECD|TECH DATA CP      ##|SAGL|SAGETRADER, LLC|5385
TECD|TECH DATA CP      ##|SAGW|SAGETRADER, LLC|34
TECD|TECH DATA CP      ##|SBSH|Citigroup Global Markets Inc.|326432
TECD|TECH DATA CP      ##|SGMT|GOLDMAN SACHS & CO. LLC|38894
TECD|TECH DATA CP      ##|SPDR|SPEEDROUTE LLC|2111
TECD|TECH DATA CP      ##|SPHN|Stephens Inc.|60
TECD|TECH DATA CP      ##|STFL|Stifel, Nicolaus & Company, Incorporated|1714
TECD|TECH DATA CP      ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|23
TECD|TECH DATA CP      ##|SWIM|TD Ameritrade, Inc.|5946
TECD|TECH DATA CP      ##|SWST|Hilltop Securities Inc.|10456
TECD|TECH DATA CP      ##|TKNG|ALLY INVEST SECURITIES LLC|273
TECD|TECH DATA CP      ##|TONC|CUTTONE & CO., LLC|1463
TECD|TECH DATA CP      ##|TRBT|Tradebot Systems, Inc.|166634
TECD|TECH DATA CP      ##|TRCM|TRC MARKETS LLC|63818
TECD|TECH DATA CP      ##|UBSA|UBS SECURITIES LLC|210169
TECD|TECH DATA CP      ##|UBSS|UBS Securities LLC|734722
TECD|TECH DATA CP      ##|VALX|VIRTU AMERICAS LLC|5276
TECD|TECH DATA CP      ##|VGRD|Vanguard Marketing Corporation|906
TECD|TECH DATA CP      ##|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
TECD|TECH DATA CP      ##|WCHV|WELLS FARGO SECURITIES, LLC|48405
TECD|TECH DATA CP      ##|WDNX|WEEDEN & CO.L.P.|4824
TECD|TECH DATA CP      ##|WEED|Weeden & Co.L.P.|9768
TECD|TECH DATA CP      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1183
TECD|TECH DATA CP      ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16210
TECD|TECH DATA CP      ##|WGIF|CIBC World Markets Inc.|291
TECD|TECH DATA CP      ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|104
TECD|TECH DATA CP      ##|WSEA|WOLVERINE SECURITIES, LLC|1440
TECD|TECH DATA CP      ##|XIST|INSTINET, LLC|262246
TECD|TECH DATA CP      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|7208
TECD|TECH DATA CP      ##|YKNA|COMHAR CAPITAL MARKETS, LLC|6414
TECD|TECH DATA CP      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1125
TECH|BIO-TECHNE CP CMN|ALTX|Alternet Securities Inc.|877
TECH|BIO-TECHNE CP CMN|ANOS|ABEL/NOSER, L.L.C.|110
TECH|BIO-TECHNE CP CMN|APCC|Apex Clearing Corporation|66
TECH|BIO-TECHNE CP CMN|AQUA|AQUA SECURITIES L.P.|67900
TECH|BIO-TECHNE CP CMN|BANK|Primevest Financial Services, Inc.|20
TECH|BIO-TECHNE CP CMN|BARD|Robert W. Baird & Co. Incorporated|1428
TECH|BIO-TECHNE CP CMN|BATM|CBOE TRADING, INC.|2206
TECH|BIO-TECHNE CP CMN|BAYC|BAY CREST PARTNERS, LLC|9805
TECH|BIO-TECHNE CP CMN|BAYT|BTIG, LLC|12100
TECH|BIO-TECHNE CP CMN|BERN|Sanford C. Bernstein & Co., LLC|1449
TECH|BIO-TECHNE CP CMN|BIDS|BIDS TRADING L.P.|5900
TECH|BIO-TECHNE CP CMN|BKCM|BNY Mellon Capital Markets LLC|8220
TECH|BIO-TECHNE CP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1113
TECH|BIO-TECHNE CP CMN|BMOC|BMO Capital Markets Corp.|2672
TECH|BIO-TECHNE CP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|7366
TECH|BIO-TECHNE CP CMN|BRVL|BLAYLOCK VAN, LLC|300
TECH|BIO-TECHNE CP CMN|BTIG|BTIG, LLC|9213
TECH|BIO-TECHNE CP CMN|BYXM|CBOE TRADING, INC.|573
TECH|BIO-TECHNE CP CMN|BZYD|GOLDMAN SACHS & CO. LLC|80
TECH|BIO-TECHNE CP CMN|CANT|Cantor Fitzgerald & Co.|116
TECH|BIO-TECHNE CP CMN|CHAS|Charles Schwab & Co., Inc.|26
TECH|BIO-TECHNE CP CMN|CIST|Capital Institutional Services, Inc.|4457
TECH|BIO-TECHNE CP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47636
TECH|BIO-TECHNE CP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1170
TECH|BIO-TECHNE CP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1548
TECH|BIO-TECHNE CP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|127189
TECH|BIO-TECHNE CP CMN|CTDL|Citadel Derivatives Group Llc|7620
TECH|BIO-TECHNE CP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|13994
TECH|BIO-TECHNE CP CMN|DADA|D.A. Davidson & Co.|30
TECH|BIO-TECHNE CP CMN|DBAB|Deutsche Bank Securities Inc.|221578
TECH|BIO-TECHNE CP CMN|DBAX|Deutsche Bank Securities Inc.|75000
TECH|BIO-TECHNE CP CMN|DBUL|Deutsche Bank Securities Inc.|1609
TECH|BIO-TECHNE CP CMN|DEAN|MORGAN STANLEY|1575
TECH|BIO-TECHNE CP CMN|DEGS|RONIN PROFESSIONAL LLC|300
TECH|BIO-TECHNE CP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3182
TECH|BIO-TECHNE CP CMN|EBXL|EBX LLC|36700
TECH|BIO-TECHNE CP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2047
TECH|BIO-TECHNE CP CMN|EDJO|Edward D. Jones & Co., L.P.|452
TECH|BIO-TECHNE CP CMN|EGAM|CBOE TRADING, INC.|1507
TECH|BIO-TECHNE CP CMN|EGAW|CBOE TRADING, INC.|144
TECH|BIO-TECHNE CP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1159
TECH|BIO-TECHNE CP CMN|EGXM|CBOE TRADING, INC.|400
TECH|BIO-TECHNE CP CMN|ESPO|ESPOSITO SECURITIES, LLC|91
TECH|BIO-TECHNE CP CMN|ETBE|Electronic Transaction Clearing, Inc.|168
TECH|BIO-TECHNE CP CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|59
TECH|BIO-TECHNE CP CMN|ETCB|ETC BROKERAGE SERVICES, LLC|23
TECH|BIO-TECHNE CP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3390
TECH|BIO-TECHNE CP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27155
TECH|BIO-TECHNE CP CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|399
TECH|BIO-TECHNE CP CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
TECH|BIO-TECHNE CP CMN|ETRS|E*Trade Securities LLC|8956
TECH|BIO-TECHNE CP CMN|FBCO|Credit Suisse Securities (USA) LLC|132110
TECH|BIO-TECHNE CP CMN|FBSB|U.S. Bancorp Investments, Inc.|6
TECH|BIO-TECHNE CP CMN|FILL|Tradestation Securities, Inc.|2346
TECH|BIO-TECHNE CP CMN|FMAF|NBCN Inc./ CDS|61
TECH|BIO-TECHNE CP CMN|FOMA|TD AMERITRADE CLEARING, INC.|25497
TECH|BIO-TECHNE CP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1717
TECH|BIO-TECHNE CP CMN|FQLS|Quantlab Securities LP|87517
TECH|BIO-TECHNE CP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25827
TECH|BIO-TECHNE CP CMN|FTBR|Foliofn Investments, Inc.|1687
TECH|BIO-TECHNE CP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1743
TECH|BIO-TECHNE CP CMN|GLPX|ACS EXECUTION SERVICES, LLC|23629
TECH|BIO-TECHNE CP CMN|GSCO|GOLDMAN SACHS & CO. LLC|226927
TECH|BIO-TECHNE CP CMN|GSCS|GOLDMAN SACHS & CO. LLC|8452
TECH|BIO-TECHNE CP CMN|GSLT|GOLDMAN SACHS & CO. LLC|149
TECH|BIO-TECHNE CP CMN|GTSZ|GTS SECURITIES LLC|57031
TECH|BIO-TECHNE CP CMN|HAPX|HAP Trading, LLC|270
TECH|BIO-TECHNE CP CMN|HRBF|American Enterprise Investment Services Inc.|160
TECH|BIO-TECHNE CP CMN|HSBC|HSBC Securities, Inc.|696
TECH|BIO-TECHNE CP CMN|IATS|INTERACTIVE BROKERS LLC|4334
TECH|BIO-TECHNE CP CMN|IBKR|Interactive Brokers Llc|24285
TECH|BIO-TECHNE CP CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|214
TECH|BIO-TECHNE CP CMN|ICBX|INSTINET, LLC|16300
TECH|BIO-TECHNE CP CMN|IEQY|CITADEL SECURITIES LLC|60089
TECH|BIO-TECHNE CP CMN|INCA|INSTINET, LLC|110326
TECH|BIO-TECHNE CP CMN|INJX|INSTINET, LLC|16556
TECH|BIO-TECHNE CP CMN|ITGI|ITG Inc.|12195
TECH|BIO-TECHNE CP CMN|ITGP|ITG INC.|36000
TECH|BIO-TECHNE CP CMN|JANY|Janney Montgomery Scott Inc.|101
TECH|BIO-TECHNE CP CMN|JEFF|JEFFERIES LLC|90135
TECH|BIO-TECHNE CP CMN|JMPT|JUMP TRADING, LLC|21439
TECH|BIO-TECHNE CP CMN|JPBX|J.P. MORGAN SECURITIES LLC|8510
TECH|BIO-TECHNE CP CMN|JPMX|J.P. Morgan Securities LLC|220743
TECH|BIO-TECHNE CP CMN|JSJX|JANE STREET CAPITAL LLC|10927
TECH|BIO-TECHNE CP CMN|KCGM|VIRTU Americas LLC|9818
TECH|BIO-TECHNE CP CMN|KING|C. L. King & Associates, Inc.|400
TECH|BIO-TECHNE CP CMN|LEHM|Barclays Capital Inc./Le|239960
TECH|BIO-TECHNE CP CMN|LIME|Lime Brokerage LLC|117213
TECH|BIO-TECHNE CP CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|62820
TECH|BIO-TECHNE CP CMN|LQNA|LIQUIDNET, INC.|15700
TECH|BIO-TECHNE CP CMN|LQNB|LIQUIDNET, INC.|62500
TECH|BIO-TECHNE CP CMN|LSCI|Lek Securities Corporation|7
TECH|BIO-TECHNE CP CMN|MACQ|Macquarie Capital (USA) Inc.|100
TECH|BIO-TECHNE CP CMN|MCMF|Raymond James Ltd. Cds|2
TECH|BIO-TECHNE CP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22900
TECH|BIO-TECHNE CP CMN|MOTF|MOTIF INVESTING, INC.|20
TECH|BIO-TECHNE CP CMN|MSCO|MORGAN STANLEY & CO. LLC|553705
TECH|BIO-TECHNE CP CMN|MSPL|MORGAN STANLEY & CO. LLC|81900
TECH|BIO-TECHNE CP CMN|MSTX|MORGAN STANLEY & CO. LLC|8600
TECH|BIO-TECHNE CP CMN|NFSC|National Financial Services LLC|18782
TECH|BIO-TECHNE CP CMN|NITE|VIRTU Americas LLC|83854
TECH|BIO-TECHNE CP CMN|NITP|VIRTU Americas LLC|1200
TECH|BIO-TECHNE CP CMN|NQRB|Brut, LLC|1081
TECH|BIO-TECHNE CP CMN|NTRC|Northern Trust Securities, Inc.|1487
TECH|BIO-TECHNE CP CMN|OPCO|Oppenheimer & Co. Inc.|805
TECH|BIO-TECHNE CP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1479
TECH|BIO-TECHNE CP CMN|PDQM|CODA MARKETS, INC.|58991
TECH|BIO-TECHNE CP CMN|PWJC|UBS Financial Services, Inc.|602
TECH|BIO-TECHNE CP CMN|RAJA|Raymond James & Associates, Inc.|1335
TECH|BIO-TECHNE CP CMN|RBCM|RBC CAPITAL MARKETS, LLC|2279
TECH|BIO-TECHNE CP CMN|SAGL|SAGETRADER, LLC|2011
TECH|BIO-TECHNE CP CMN|SALI|INTL FCSTONE FINANCIAL INC.|41
TECH|BIO-TECHNE CP CMN|SBSH|Citigroup Global Markets Inc.|129336
TECH|BIO-TECHNE CP CMN|SGMT|GOLDMAN SACHS & CO. LLC|32399
TECH|BIO-TECHNE CP CMN|SPDR|SPEEDROUTE LLC|2610
TECH|BIO-TECHNE CP CMN|SPHN|Stephens Inc.|77
TECH|BIO-TECHNE CP CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|18000
TECH|BIO-TECHNE CP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|212
TECH|BIO-TECHNE CP CMN|SWIM|TD Ameritrade, Inc.|7392
TECH|BIO-TECHNE CP CMN|SWST|Hilltop Securities Inc.|134
TECH|BIO-TECHNE CP CMN|TKNG|ALLY INVEST SECURITIES LLC|423
TECH|BIO-TECHNE CP CMN|TONC|CUTTONE & CO., LLC|440
TECH|BIO-TECHNE CP CMN|TRBT|Tradebot Systems, Inc.|32388
TECH|BIO-TECHNE CP CMN|TRCM|TRC MARKETS LLC|44476
TECH|BIO-TECHNE CP CMN|UBSA|UBS SECURITIES LLC|152484
TECH|BIO-TECHNE CP CMN|UBSS|UBS Securities LLC|334227
TECH|BIO-TECHNE CP CMN|VALX|VIRTU AMERICAS LLC|6559
TECH|BIO-TECHNE CP CMN|VGRD|Vanguard Marketing Corporation|1172
TECH|BIO-TECHNE CP CMN|WBET|Wallachbeth Capital LLC|993
TECH|BIO-TECHNE CP CMN|WBLR|WILLIAM BLAIR|5834
TECH|BIO-TECHNE CP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|920
TECH|BIO-TECHNE CP CMN|WCHV|WELLS FARGO SECURITIES, LLC|54889
TECH|BIO-TECHNE CP CMN|WEDB|WEDBUSH SECURITIES INC.|18
TECH|BIO-TECHNE CP CMN|WEED|Weeden & Co.L.P.|877
TECH|BIO-TECHNE CP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|425
TECH|BIO-TECHNE CP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1543
TECH|BIO-TECHNE CP CMN|WGIF|CIBC World Markets Inc.|20
TECH|BIO-TECHNE CP CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|46
TECH|BIO-TECHNE CP CMN|WSEA|WOLVERINE SECURITIES, LLC|433
TECH|BIO-TECHNE CP CMN|XIST|INSTINET, LLC|8528
TECH|BIO-TECHNE CP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|6328
TECH|BIO-TECHNE CP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|10163
TECH|BIO-TECHNE CP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|361
TECK|TECK RESOURCES CL B|ADAM|CANACCORD GENUITY INC.|141150
TECK|TECK RESOURCES CL B|ALTX|Alternet Securities Inc.|12677
TECK|TECK RESOURCES CL B|APCC|Apex Clearing Corporation|16304
TECK|TECK RESOURCES CL B|BANK|Primevest Financial Services, Inc.|500
TECK|TECK RESOURCES CL B|BAQP|BURKE & QUICK PARTNERS LLC|200
TECK|TECK RESOURCES CL B|BARD|Robert W. Baird & Co. Incorporated|115
TECK|TECK RESOURCES CL B|BATM|CBOE TRADING, INC.|57261
TECK|TECK RESOURCES CL B|BAYT|BTIG, LLC|178840
TECK|TECK RESOURCES CL B|BBNT|BB&T SECURITIES, LLC|488
TECK|TECK RESOURCES CL B|BERN|Sanford C. Bernstein & Co., LLC|58331
TECK|TECK RESOURCES CL B|BIAD|SAGETRADER, LLC|800
TECK|TECK RESOURCES CL B|BIDS|BIDS TRADING L.P.|300
TECK|TECK RESOURCES CL B|BIMI|Banca IMI Securities Corp.|100
TECK|TECK RESOURCES CL B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28241
TECK|TECK RESOURCES CL B|BMOC|BMO Capital Markets Corp.|538324
TECK|TECK RESOURCES CL B|BNPX|BNP PARIBAS SECURITIES CORP.|20287
TECK|TECK RESOURCES CL B|BTIG|BTIG, LLC|500
TECK|TECK RESOURCES CL B|BYXM|CBOE TRADING, INC.|6280
TECK|TECK RESOURCES CL B|BZYD|GOLDMAN SACHS & CO. LLC|1300
TECK|TECK RESOURCES CL B|CANT|Cantor Fitzgerald & Co.|6936
TECK|TECK RESOURCES CL B|CBLC|CITIGROUP GLOBAL MARKETS INC.|114974
TECK|TECK RESOURCES CL B|CHAS|Charles Schwab & Co., Inc.|4523
TECK|TECK RESOURCES CL B|CICF|Canaccord Genuity Corp.|3200
TECK|TECK RESOURCES CL B|CIOI|CITIGROUP GLOBAL MARKETS INC|191000
TECK|TECK RESOURCES CL B|CLSA|CLSA AMERICAS, LLC|51800
TECK|TECK RESOURCES CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|596786
TECK|TECK RESOURCES CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2320
TECK|TECK RESOURCES CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|786453
TECK|TECK RESOURCES CL B|CTDL|Citadel Derivatives Group Llc|6403
TECK|TECK RESOURCES CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|157080
TECK|TECK RESOURCES CL B|DADA|D.A. Davidson & Co.|400
TECK|TECK RESOURCES CL B|DBAB|Deutsche Bank Securities Inc.|546806
TECK|TECK RESOURCES CL B|DBAX|Deutsche Bank Securities Inc.|738800
TECK|TECK RESOURCES CL B|DBUL|Deutsche Bank Securities Inc.|32837
TECK|TECK RESOURCES CL B|DCHF|Dart Executions, LLC|10155
TECK|TECK RESOURCES CL B|DEAN|MORGAN STANLEY|5576
TECK|TECK RESOURCES CL B|DEGS|RONIN PROFESSIONAL LLC|900
TECK|TECK RESOURCES CL B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11268
TECK|TECK RESOURCES CL B|EBXL|EBX LLC|739800
TECK|TECK RESOURCES CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|204480
TECK|TECK RESOURCES CL B|EDJO|Edward D. Jones & Co., L.P.|6790
TECK|TECK RESOURCES CL B|EGAM|CBOE TRADING, INC.|73840
TECK|TECK RESOURCES CL B|EGAW|CBOE TRADING, INC.|1757
TECK|TECK RESOURCES CL B|EGMT|EG MARKET TECHNOLOGIES LLC|300
TECK|TECK RESOURCES CL B|EGXM|CBOE TRADING, INC.|9125
TECK|TECK RESOURCES CL B|EGXW|CBOE TRADING, INC.|2
TECK|TECK RESOURCES CL B|ETBE|Electronic Transaction Clearing, Inc.|38090
TECK|TECK RESOURCES CL B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16328
TECK|TECK RESOURCES CL B|ETRS|E*Trade Securities LLC|449025
TECK|TECK RESOURCES CL B|FBRC|B. RILEY FBR, INC.|24642
TECK|TECK RESOURCES CL B|FBSB|U.S. Bancorp Investments, Inc.|1000
TECK|TECK RESOURCES CL B|FIDT|Fidelity Clearing Canada ULC./ CDS|600
TECK|TECK RESOURCES CL B|FILL|Tradestation Securities, Inc.|14251
TECK|TECK RESOURCES CL B|FINX|FINTECH SECURITIES|200
TECK|TECK RESOURCES CL B|FMAF|NBCN Inc./ CDS|96595
TECK|TECK RESOURCES CL B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1324
TECK|TECK RESOURCES CL B|FQLS|Quantlab Securities LP|640781
TECK|TECK RESOURCES CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|141872
TECK|TECK RESOURCES CL B|FTBR|Foliofn Investments, Inc.|2568
TECK|TECK RESOURCES CL B|GARC|ICAP Corporates LLC|29195
TECK|TECK RESOURCES CL B|GEBB|GLOBAL EXECUTION BROKERS, LP|21160
TECK|TECK RESOURCES CL B|GLIS|TD Securities Inc|93442
TECK|TECK RESOURCES CL B|GLPX|ACS EXECUTION SERVICES, LLC|55794
TECK|TECK RESOURCES CL B|GSCO|GOLDMAN SACHS & CO. LLC|5324559
TECK|TECK RESOURCES CL B|GSCS|GOLDMAN SACHS & CO. LLC|10950
TECK|TECK RESOURCES CL B|GSLT|GOLDMAN SACHS & CO. LLC|24407
TECK|TECK RESOURCES CL B|GTSZ|GTS SECURITIES LLC|85650
TECK|TECK RESOURCES CL B|HAPX|HAP Trading, LLC|18
TECK|TECK RESOURCES CL B|HASF|Haywood Securities Inc./CDS|22975
TECK|TECK RESOURCES CL B|HRBF|American Enterprise Investment Services Inc.|10779
TECK|TECK RESOURCES CL B|HSBC|HSBC Securities, Inc.|400
TECK|TECK RESOURCES CL B|IATS|INTERACTIVE BROKERS LLC|45265
TECK|TECK RESOURCES CL B|IBKR|Interactive Brokers Llc|105431
TECK|TECK RESOURCES CL B|ICBX|INSTINET, LLC|226516
TECK|TECK RESOURCES CL B|INCA|INSTINET, LLC|616697
TECK|TECK RESOURCES CL B|INJX|INSTINET, LLC|2900
TECK|TECK RESOURCES CL B|INTL|INTL FCSTONE FINANCIAL INC.|108
TECK|TECK RESOURCES CL B|ITGI|ITG Inc.|189881
TECK|TECK RESOURCES CL B|ITGP|ITG INC.|217000
TECK|TECK RESOURCES CL B|JANY|Janney Montgomery Scott Inc.|2262
TECK|TECK RESOURCES CL B|JEFF|JEFFERIES LLC|159455
TECK|TECK RESOURCES CL B|JMPT|JUMP TRADING, LLC|145209
TECK|TECK RESOURCES CL B|JPBX|J.P. MORGAN SECURITIES LLC|395607
TECK|TECK RESOURCES CL B|JPMX|J.P. Morgan Securities LLC|1074581
TECK|TECK RESOURCES CL B|JUTA|JUMP TRADING, LLC|380
TECK|TECK RESOURCES CL B|KCGM|VIRTU Americas LLC|100998
TECK|TECK RESOURCES CL B|KRSH|Kershner Securities, LLC|1851
TECK|TECK RESOURCES CL B|LEHM|Barclays Capital Inc./Le|1480454
TECK|TECK RESOURCES CL B|LGNT|COR CLEARING LLC|1
TECK|TECK RESOURCES CL B|LIME|Lime Brokerage LLC|75787
TECK|TECK RESOURCES CL B|LQNA|LIQUIDNET, INC.|61100
TECK|TECK RESOURCES CL B|LSCI|Lek Securities Corporation|258
TECK|TECK RESOURCES CL B|MACQ|Macquarie Capital (USA) Inc.|1200
TECK|TECK RESOURCES CL B|MCMF|Raymond James Ltd. Cds|1270
TECK|TECK RESOURCES CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|279692
TECK|TECK RESOURCES CL B|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
TECK|TECK RESOURCES CL B|MOTF|MOTIF INVESTING, INC.|6
TECK|TECK RESOURCES CL B|MPSG|E D & F Man Capital Markets Inc.|36795
TECK|TECK RESOURCES CL B|MSCO|MORGAN STANLEY & CO. LLC|2089422
TECK|TECK RESOURCES CL B|MSPL|MORGAN STANLEY & CO. LLC|1003600
TECK|TECK RESOURCES CL B|MSTX|MORGAN STANLEY & CO. LLC|491500
TECK|TECK RESOURCES CL B|MULL|MARK J. MULLER EQUITIES, INC.|500
TECK|TECK RESOURCES CL B|MZHO|Mizuho Securities USA LLC|118100
TECK|TECK RESOURCES CL B|NFSC|National Financial Services LLC|357933
TECK|TECK RESOURCES CL B|NITE|VIRTU Americas LLC|1244824
TECK|TECK RESOURCES CL B|NITP|VIRTU Americas LLC|4491
TECK|TECK RESOURCES CL B|NQRB|Brut, LLC|77600
TECK|TECK RESOURCES CL B|NTBF|BMO Nesbitt Burns Inc./CDS|6614
TECK|TECK RESOURCES CL B|OHOS|TWO SIGMA SECURITIES, LLC|200805
TECK|TECK RESOURCES CL B|OPCO|Oppenheimer & Co. Inc.|7374
TECK|TECK RESOURCES CL B|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3775
TECK|TECK RESOURCES CL B|PCPT|PHILLIP CAPITAL INC.|400
TECK|TECK RESOURCES CL B|PDQM|CODA MARKETS, INC.|26700
TECK|TECK RESOURCES CL B|PHLY|NASDAQ Execution Services, LLC|5200
TECK|TECK RESOURCES CL B|PICT|Pictet Overseas Inc.|1000
TECK|TECK RESOURCES CL B|PNSR|Penserra Securities, LLC|2200
TECK|TECK RESOURCES CL B|PWJC|UBS Financial Services, Inc.|4741
TECK|TECK RESOURCES CL B|RBCM|RBC CAPITAL MARKETS, LLC|16573
TECK|TECK RESOURCES CL B|RGLD|Regal Securities, Inc|3350
TECK|TECK RESOURCES CL B|SAGL|SAGETRADER, LLC|13140
TECK|TECK RESOURCES CL B|SBSH|Citigroup Global Markets Inc.|383700
TECK|TECK RESOURCES CL B|SEIC|SEI Investments Distribution Co.|200
TECK|TECK RESOURCES CL B|SGMT|GOLDMAN SACHS & CO. LLC|377639
TECK|TECK RESOURCES CL B|SIBO|Prime Executions, Inc.|5434
TECK|TECK RESOURCES CL B|SPDR|SPEEDROUTE LLC|31437
TECK|TECK RESOURCES CL B|SPGS|Sea Port Group Securities, LLC|165421
TECK|TECK RESOURCES CL B|STFL|Stifel, Nicolaus & Company, Incorporated|16356
TECK|TECK RESOURCES CL B|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8996
TECK|TECK RESOURCES CL B|SWIM|TD Ameritrade, Inc.|252706
TECK|TECK RESOURCES CL B|SWST|Hilltop Securities Inc.|1260
TECK|TECK RESOURCES CL B|TDSI|TD Securities (USA) LLC|52069
TECK|TECK RESOURCES CL B|TKNG|ALLY INVEST SECURITIES LLC|3891
TECK|TECK RESOURCES CL B|TRBT|Tradebot Systems, Inc.|343040
TECK|TECK RESOURCES CL B|TRCM|TRC MARKETS LLC|570644
TECK|TECK RESOURCES CL B|TWTT|TASTYWORKS, INC.|4
TECK|TECK RESOURCES CL B|UBSA|UBS SECURITIES LLC|1230140
TECK|TECK RESOURCES CL B|UBSS|UBS Securities LLC|950943
TECK|TECK RESOURCES CL B|VALX|VIRTU AMERICAS LLC|55134
TECK|TECK RESOURCES CL B|VGRD|Vanguard Marketing Corporation|48511
TECK|TECK RESOURCES CL B|VSIN|Vision Financial Markets Llc|413
TECK|TECK RESOURCES CL B|WBLR|WILLIAM BLAIR|532
TECK|TECK RESOURCES CL B|WBPX|SUMMIT SECURITIES GROUP, LLC|1426
TECK|TECK RESOURCES CL B|WCHV|WELLS FARGO SECURITIES, LLC|166066
TECK|TECK RESOURCES CL B|WEDB|WEDBUSH SECURITIES INC.|3044
TECK|TECK RESOURCES CL B|WEED|Weeden & Co.L.P.|6
TECK|TECK RESOURCES CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|88231
TECK|TECK RESOURCES CL B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2771
TECK|TECK RESOURCES CL B|WSEA|WOLVERINE SECURITIES, LLC|14972
TECK|TECK RESOURCES CL B|XIST|INSTINET, LLC|78800
TECK|TECK RESOURCES CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|91288
TECK|TECK RESOURCES CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|500
TECK|TECK RESOURCES CL B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9216
TECL|DAILY TECH BULL 3X|ALTX|Alternet Securities Inc.|100
TECL|DAILY TECH BULL 3X|APCC|Apex Clearing Corporation|689
TECL|DAILY TECH BULL 3X|BARD|Robert W. Baird & Co. Incorporated|175
TECL|DAILY TECH BULL 3X|BATM|CBOE TRADING, INC.|9
TECL|DAILY TECH BULL 3X|BIMI|Banca IMI Securities Corp.|37
TECL|DAILY TECH BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5279
TECL|DAILY TECH BULL 3X|BRGE|Newbridge Securities Corp.|9
TECL|DAILY TECH BULL 3X|CHAS|Charles Schwab & Co., Inc.|4596
TECL|DAILY TECH BULL 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
TECL|DAILY TECH BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11851
TECL|DAILY TECH BULL 3X|DBAX|Deutsche Bank Securities Inc.|2600
TECL|DAILY TECH BULL 3X|DCHF|Dart Executions, LLC|77
TECL|DAILY TECH BULL 3X|DEAN|MORGAN STANLEY|1825
TECL|DAILY TECH BULL 3X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|91
TECL|DAILY TECH BULL 3X|EBXL|EBX LLC|15800
TECL|DAILY TECH BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|9
TECL|DAILY TECH BULL 3X|EGAM|CBOE TRADING, INC.|1540
TECL|DAILY TECH BULL 3X|EGAW|CBOE TRADING, INC.|137
TECL|DAILY TECH BULL 3X|EGMT|EG MARKET TECHNOLOGIES LLC|200
TECL|DAILY TECH BULL 3X|EGXM|CBOE TRADING, INC.|1609
TECL|DAILY TECH BULL 3X|ETBE|Electronic Transaction Clearing, Inc.|1656
TECL|DAILY TECH BULL 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
TECL|DAILY TECH BULL 3X|ETRS|E*Trade Securities LLC|125102
TECL|DAILY TECH BULL 3X|FILL|Tradestation Securities, Inc.|5636
TECL|DAILY TECH BULL 3X|FMAF|NBCN Inc./ CDS|2531
TECL|DAILY TECH BULL 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1681
TECL|DAILY TECH BULL 3X|FTBR|Foliofn Investments, Inc.|4288
TECL|DAILY TECH BULL 3X|GLIS|TD Securities Inc|4348
TECL|DAILY TECH BULL 3X|GLPX|ACS EXECUTION SERVICES, LLC|1206
TECL|DAILY TECH BULL 3X|GSCO|GOLDMAN SACHS & CO. LLC|906
TECL|DAILY TECH BULL 3X|GSLT|GOLDMAN SACHS & CO. LLC|30
TECL|DAILY TECH BULL 3X|GTSZ|GTS SECURITIES LLC|242
TECL|DAILY TECH BULL 3X|HRBF|American Enterprise Investment Services Inc.|1199
TECL|DAILY TECH BULL 3X|IATS|INTERACTIVE BROKERS LLC|25602
TECL|DAILY TECH BULL 3X|IBKR|Interactive Brokers Llc|18773
TECL|DAILY TECH BULL 3X|ICBX|INSTINET, LLC|9000
TECL|DAILY TECH BULL 3X|INCA|INSTINET, LLC|4698
TECL|DAILY TECH BULL 3X|ITGI|ITG Inc.|100
TECL|DAILY TECH BULL 3X|ITGP|ITG INC.|2600
TECL|DAILY TECH BULL 3X|JMPT|JUMP TRADING, LLC|780
TECL|DAILY TECH BULL 3X|JPMX|J.P. Morgan Securities LLC|15408
TECL|DAILY TECH BULL 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|30686
TECL|DAILY TECH BULL 3X|JSJX|JANE STREET CAPITAL LLC|142189
TECL|DAILY TECH BULL 3X|KCGM|VIRTU Americas LLC|6376
TECL|DAILY TECH BULL 3X|LEHM|Barclays Capital Inc./Le|28430
TECL|DAILY TECH BULL 3X|LIME|Lime Brokerage LLC|41174
TECL|DAILY TECH BULL 3X|LIWM|LIME BROKERAGE LLC|7996
TECL|DAILY TECH BULL 3X|LPCM|Lampert Capital Markets Inc.|109
TECL|DAILY TECH BULL 3X|LSCI|Lek Securities Corporation|138
TECL|DAILY TECH BULL 3X|MACC|Mid Atlantic Capital Corporation|1355
TECL|DAILY TECH BULL 3X|MBTS|ALLY INVEST SECURITIES LLC|112
TECL|DAILY TECH BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
TECL|DAILY TECH BULL 3X|MOTF|MOTIF INVESTING, INC.|45
TECL|DAILY TECH BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|68357
TECL|DAILY TECH BULL 3X|MSPL|MORGAN STANLEY & CO. LLC|4800
TECL|DAILY TECH BULL 3X|NEUB|NEUBERGER BERMAN BD LLC|10
TECL|DAILY TECH BULL 3X|NFSC|National Financial Services LLC|606790
TECL|DAILY TECH BULL 3X|NITE|VIRTU Americas LLC|432386
TECL|DAILY TECH BULL 3X|NITP|VIRTU Americas LLC|58
TECL|DAILY TECH BULL 3X|NQRB|Brut, LLC|1200
TECL|DAILY TECH BULL 3X|NTBF|BMO Nesbitt Burns Inc./CDS|4115
TECL|DAILY TECH BULL 3X|OHOS|TWO SIGMA SECURITIES, LLC|967
TECL|DAILY TECH BULL 3X|OPCO|Oppenheimer & Co. Inc.|134
TECL|DAILY TECH BULL 3X|PCPT|PHILLIP CAPITAL INC.|92
TECL|DAILY TECH BULL 3X|PDQM|CODA MARKETS, INC.|1359
TECL|DAILY TECH BULL 3X|PICT|Pictet Overseas Inc.|760
TECL|DAILY TECH BULL 3X|RGLD|Regal Securities, Inc|8
TECL|DAILY TECH BULL 3X|SALI|INTL FCSTONE FINANCIAL INC.|160
TECL|DAILY TECH BULL 3X|SBSH|Citigroup Global Markets Inc.|3160
TECL|DAILY TECH BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|15554
TECL|DAILY TECH BULL 3X|SPDR|SPEEDROUTE LLC|1910
TECL|DAILY TECH BULL 3X|SWIM|TD Ameritrade, Inc.|39012
TECL|DAILY TECH BULL 3X|SWST|Hilltop Securities Inc.|3120
TECL|DAILY TECH BULL 3X|TKNG|ALLY INVEST SECURITIES LLC|4776
TECL|DAILY TECH BULL 3X|TRCM|TRC MARKETS LLC|12401
TECL|DAILY TECH BULL 3X|TWTT|TASTYWORKS, INC.|311
TECL|DAILY TECH BULL 3X|UBSA|UBS SECURITIES LLC|26306
TECL|DAILY TECH BULL 3X|UBSS|UBS Securities LLC|72503
TECL|DAILY TECH BULL 3X|VALX|VIRTU AMERICAS LLC|9234
TECL|DAILY TECH BULL 3X|VGRD|Vanguard Marketing Corporation|18371
TECL|DAILY TECH BULL 3X|VSIN|Vision Financial Markets Llc|190
TECL|DAILY TECH BULL 3X|WCHV|WELLS FARGO SECURITIES, LLC|12479
TECL|DAILY TECH BULL 3X|WEED|Weeden & Co.L.P.|110
TECL|DAILY TECH BULL 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2198
TECL|DAILY TECH BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6708
TECL|DAILY TECH BULL 3X|WGIF|CIBC World Markets Inc.|3877
TECL|DAILY TECH BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|2621
TECL|DAILY TECH BULL 3X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|241
TECS|DAILY TECH BEAR 3X|APCC|Apex Clearing Corporation|4584
TECS|DAILY TECH BEAR 3X|BATM|CBOE TRADING, INC.|5002
TECS|DAILY TECH BEAR 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|950
TECS|DAILY TECH BEAR 3X|BYXM|CBOE TRADING, INC.|100
TECS|DAILY TECH BEAR 3X|CHAS|Charles Schwab & Co., Inc.|80
TECS|DAILY TECH BEAR 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38961
TECS|DAILY TECH BEAR 3X|DBAB|Deutsche Bank Securities Inc.|1151
TECS|DAILY TECH BEAR 3X|DBAX|Deutsche Bank Securities Inc.|6100
TECS|DAILY TECH BEAR 3X|EBXL|EBX LLC|8400
TECS|DAILY TECH BEAR 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|1800
TECS|DAILY TECH BEAR 3X|EDJO|Edward D. Jones & Co., L.P.|72
TECS|DAILY TECH BEAR 3X|EGAM|CBOE TRADING, INC.|933
TECS|DAILY TECH BEAR 3X|EGXM|CBOE TRADING, INC.|421
TECS|DAILY TECH BEAR 3X|EGXW|CBOE TRADING, INC.|100
TECS|DAILY TECH BEAR 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
TECS|DAILY TECH BEAR 3X|ETRS|E*Trade Securities LLC|119488
TECS|DAILY TECH BEAR 3X|FILL|Tradestation Securities, Inc.|5250
TECS|DAILY TECH BEAR 3X|FMAF|NBCN Inc./ CDS|18740
TECS|DAILY TECH BEAR 3X|FTBR|Foliofn Investments, Inc.|115
TECS|DAILY TECH BEAR 3X|GLIS|TD Securities Inc|4000
TECS|DAILY TECH BEAR 3X|GLPX|ACS EXECUTION SERVICES, LLC|1400
TECS|DAILY TECH BEAR 3X|GSCO|GOLDMAN SACHS & CO. LLC|300
TECS|DAILY TECH BEAR 3X|GSLT|GOLDMAN SACHS & CO. LLC|1879
TECS|DAILY TECH BEAR 3X|GTSZ|GTS SECURITIES LLC|35
TECS|DAILY TECH BEAR 3X|HRBF|American Enterprise Investment Services Inc.|500
TECS|DAILY TECH BEAR 3X|IATS|INTERACTIVE BROKERS LLC|13290
TECS|DAILY TECH BEAR 3X|IBKR|Interactive Brokers Llc|37783
TECS|DAILY TECH BEAR 3X|ICBX|INSTINET, LLC|4240
TECS|DAILY TECH BEAR 3X|INCA|INSTINET, LLC|1909
TECS|DAILY TECH BEAR 3X|JMPT|JUMP TRADING, LLC|679
TECS|DAILY TECH BEAR 3X|JPMX|J.P. Morgan Securities LLC|9268
TECS|DAILY TECH BEAR 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|31480
TECS|DAILY TECH BEAR 3X|JSJX|JANE STREET CAPITAL LLC|1724
TECS|DAILY TECH BEAR 3X|KCGM|VIRTU Americas LLC|5479
TECS|DAILY TECH BEAR 3X|LEHM|Barclays Capital Inc./Le|38800
TECS|DAILY TECH BEAR 3X|LIME|Lime Brokerage LLC|18040
TECS|DAILY TECH BEAR 3X|LIWM|LIME BROKERAGE LLC|3046
TECS|DAILY TECH BEAR 3X|LSCI|Lek Securities Corporation|2300
TECS|DAILY TECH BEAR 3X|MACC|Mid Atlantic Capital Corporation|1000
TECS|DAILY TECH BEAR 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40578
TECS|DAILY TECH BEAR 3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
TECS|DAILY TECH BEAR 3X|MOTF|MOTIF INVESTING, INC.|8
TECS|DAILY TECH BEAR 3X|MSCO|MORGAN STANLEY & CO. LLC|10355
TECS|DAILY TECH BEAR 3X|NFSC|National Financial Services LLC|690865
TECS|DAILY TECH BEAR 3X|NITE|VIRTU Americas LLC|531530
TECS|DAILY TECH BEAR 3X|NQRB|Brut, LLC|2262
TECS|DAILY TECH BEAR 3X|OHOS|TWO SIGMA SECURITIES, LLC|238
TECS|DAILY TECH BEAR 3X|OPCO|Oppenheimer & Co. Inc.|600
TECS|DAILY TECH BEAR 3X|PDQM|CODA MARKETS, INC.|1500
TECS|DAILY TECH BEAR 3X|SBSH|Citigroup Global Markets Inc.|1531
TECS|DAILY TECH BEAR 3X|SGMT|GOLDMAN SACHS & CO. LLC|25123
TECS|DAILY TECH BEAR 3X|SPDR|SPEEDROUTE LLC|300
TECS|DAILY TECH BEAR 3X|SWIM|TD Ameritrade, Inc.|76565
TECS|DAILY TECH BEAR 3X|TKNG|ALLY INVEST SECURITIES LLC|5799
TECS|DAILY TECH BEAR 3X|TRCM|TRC MARKETS LLC|104
TECS|DAILY TECH BEAR 3X|UBSA|UBS SECURITIES LLC|32191
TECS|DAILY TECH BEAR 3X|UBSS|UBS Securities LLC|30088
TECS|DAILY TECH BEAR 3X|VALX|VIRTU AMERICAS LLC|1300
TECS|DAILY TECH BEAR 3X|VGRD|Vanguard Marketing Corporation|11023
TECS|DAILY TECH BEAR 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3077
TECS|DAILY TECH BEAR 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8407
TECS|DAILY TECH BEAR 3X|WGIF|CIBC World Markets Inc.|9052
TECS|DAILY TECH BEAR 3X|WSEA|WOLVERINE SECURITIES, LLC|3447
TEDU|TARENA INTL ADR|ALTX|Alternet Securities Inc.|5196
TEDU|TARENA INTL ADR|APCC|Apex Clearing Corporation|4193
TEDU|TARENA INTL ADR|BANK|Primevest Financial Services, Inc.|51198
TEDU|TARENA INTL ADR|BATM|CBOE TRADING, INC.|1608
TEDU|TARENA INTL ADR|BBNT|BB&T SECURITIES, LLC|6665
TEDU|TARENA INTL ADR|BERN|Sanford C. Bernstein & Co., LLC|112386
TEDU|TARENA INTL ADR|BIDS|BIDS TRADING L.P.|13448
TEDU|TARENA INTL ADR|BIMI|Banca IMI Securities Corp.|800
TEDU|TARENA INTL ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8125
TEDU|TARENA INTL ADR|BTIG|BTIG, LLC|26774
TEDU|TARENA INTL ADR|BYXM|CBOE TRADING, INC.|300
TEDU|TARENA INTL ADR|CANT|Cantor Fitzgerald & Co.|441
TEDU|TARENA INTL ADR|CHAS|Charles Schwab & Co., Inc.|500
TEDU|TARENA INTL ADR|CLSA|CLSA AMERICAS, LLC|5900
TEDU|TARENA INTL ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5946
TEDU|TARENA INTL ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8989
TEDU|TARENA INTL ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
TEDU|TARENA INTL ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94685
TEDU|TARENA INTL ADR|CTDL|Citadel Derivatives Group Llc|11223
TEDU|TARENA INTL ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3400
TEDU|TARENA INTL ADR|DAWA|Daiwa Capital Markets America Inc.|1100
TEDU|TARENA INTL ADR|DBAB|Deutsche Bank Securities Inc.|115299
TEDU|TARENA INTL ADR|DBAX|Deutsche Bank Securities Inc.|57900
TEDU|TARENA INTL ADR|DCHF|Dart Executions, LLC|2000
TEDU|TARENA INTL ADR|DEGS|RONIN PROFESSIONAL LLC|3352
TEDU|TARENA INTL ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|66
TEDU|TARENA INTL ADR|EBXL|EBX LLC|41000
TEDU|TARENA INTL ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|576
TEDU|TARENA INTL ADR|EGAM|CBOE TRADING, INC.|20558
TEDU|TARENA INTL ADR|EGAW|CBOE TRADING, INC.|240
TEDU|TARENA INTL ADR|EGXM|CBOE TRADING, INC.|3779
TEDU|TARENA INTL ADR|EGXW|CBOE TRADING, INC.|500
TEDU|TARENA INTL ADR|ETBE|Electronic Transaction Clearing, Inc.|4426
TEDU|TARENA INTL ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7255
TEDU|TARENA INTL ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12646
TEDU|TARENA INTL ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6083
TEDU|TARENA INTL ADR|ETRS|E*Trade Securities LLC|119754
TEDU|TARENA INTL ADR|FBCO|Credit Suisse Securities (USA) LLC|336852
TEDU|TARENA INTL ADR|FFSI|Firstrade Securities Inc.|100
TEDU|TARENA INTL ADR|FIDT|Fidelity Clearing Canada ULC./ CDS|1650
TEDU|TARENA INTL ADR|FILL|Tradestation Securities, Inc.|8379
TEDU|TARENA INTL ADR|FMAF|NBCN Inc./ CDS|100
TEDU|TARENA INTL ADR|FOMA|TD AMERITRADE CLEARING, INC.|307357
TEDU|TARENA INTL ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103812
TEDU|TARENA INTL ADR|FTBR|Foliofn Investments, Inc.|1126
TEDU|TARENA INTL ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|2943
TEDU|TARENA INTL ADR|GLPX|ACS EXECUTION SERVICES, LLC|18687
TEDU|TARENA INTL ADR|GSCO|GOLDMAN SACHS & CO. LLC|371351
TEDU|TARENA INTL ADR|GSCS|GOLDMAN SACHS & CO. LLC|21415
TEDU|TARENA INTL ADR|GSLT|GOLDMAN SACHS & CO. LLC|3831
TEDU|TARENA INTL ADR|GTSZ|GTS SECURITIES LLC|16898
TEDU|TARENA INTL ADR|GUGS|Guggenheim Securities, LLC|48
TEDU|TARENA INTL ADR|HRBF|American Enterprise Investment Services Inc.|1000
TEDU|TARENA INTL ADR|HSBC|HSBC Securities, Inc.|501
TEDU|TARENA INTL ADR|IATS|INTERACTIVE BROKERS LLC|54835
TEDU|TARENA INTL ADR|IBKR|Interactive Brokers Llc|560472
TEDU|TARENA INTL ADR|ICBX|INSTINET, LLC|13596
TEDU|TARENA INTL ADR|INCA|INSTINET, LLC|128014
TEDU|TARENA INTL ADR|INJX|INSTINET, LLC|1
TEDU|TARENA INTL ADR|ITGI|ITG Inc.|155287
TEDU|TARENA INTL ADR|ITGP|ITG INC.|65200
TEDU|TARENA INTL ADR|JEFF|JEFFERIES LLC|14
TEDU|TARENA INTL ADR|JMPT|JUMP TRADING, LLC|6434
TEDU|TARENA INTL ADR|JPBX|J.P. MORGAN SECURITIES LLC|17084
TEDU|TARENA INTL ADR|JPMX|J.P. Morgan Securities LLC|157049
TEDU|TARENA INTL ADR|JSJX|JANE STREET CAPITAL LLC|21316
TEDU|TARENA INTL ADR|KCGM|VIRTU Americas LLC|14635
TEDU|TARENA INTL ADR|LEHM|Barclays Capital Inc./Le|201408
TEDU|TARENA INTL ADR|LIME|Lime Brokerage LLC|88848
TEDU|TARENA INTL ADR|LSCI|Lek Securities Corporation|200
TEDU|TARENA INTL ADR|MAVB|Great Point Capital LLC|400
TEDU|TARENA INTL ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55136
TEDU|TARENA INTL ADR|MOTF|MOTIF INVESTING, INC.|3
TEDU|TARENA INTL ADR|MSCO|MORGAN STANLEY & CO. LLC|749773
TEDU|TARENA INTL ADR|MSPL|MORGAN STANLEY & CO. LLC|115900
TEDU|TARENA INTL ADR|MSTX|MORGAN STANLEY & CO. LLC|34200
TEDU|TARENA INTL ADR|NEED|Needham & Company, LLC|893
TEDU|TARENA INTL ADR|NFSC|National Financial Services LLC|78087
TEDU|TARENA INTL ADR|NITE|VIRTU Americas LLC|431546
TEDU|TARENA INTL ADR|NITP|VIRTU Americas LLC|400
TEDU|TARENA INTL ADR|NQRB|Brut, LLC|12035
TEDU|TARENA INTL ADR|OPCO|Oppenheimer & Co. Inc.|1083
TEDU|TARENA INTL ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1306
TEDU|TARENA INTL ADR|PCPT|PHILLIP CAPITAL INC.|3000
TEDU|TARENA INTL ADR|PDQM|CODA MARKETS, INC.|72486
TEDU|TARENA INTL ADR|RAJA|Raymond James & Associates, Inc.|111
TEDU|TARENA INTL ADR|SAGL|SAGETRADER, LLC|7411
TEDU|TARENA INTL ADR|SBSH|Citigroup Global Markets Inc.|28227
TEDU|TARENA INTL ADR|SGMT|GOLDMAN SACHS & CO. LLC|25538
TEDU|TARENA INTL ADR|SPDR|SPEEDROUTE LLC|9863
TEDU|TARENA INTL ADR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
TEDU|TARENA INTL ADR|SWIM|TD Ameritrade, Inc.|63797
TEDU|TARENA INTL ADR|SWST|Hilltop Securities Inc.|331
TEDU|TARENA INTL ADR|TKNG|ALLY INVEST SECURITIES LLC|485
TEDU|TARENA INTL ADR|TRBT|Tradebot Systems, Inc.|113241
TEDU|TARENA INTL ADR|TRCM|TRC MARKETS LLC|94207
TEDU|TARENA INTL ADR|TWTT|TASTYWORKS, INC.|644
TEDU|TARENA INTL ADR|UBSA|UBS SECURITIES LLC|372116
TEDU|TARENA INTL ADR|UBSS|UBS Securities LLC|591060
TEDU|TARENA INTL ADR|VALX|VIRTU AMERICAS LLC|3092
TEDU|TARENA INTL ADR|VGRD|Vanguard Marketing Corporation|2694
TEDU|TARENA INTL ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|2800
TEDU|TARENA INTL ADR|WCHV|WELLS FARGO SECURITIES, LLC|11020
TEDU|TARENA INTL ADR|WEDB|WEDBUSH SECURITIES INC.|32110
TEDU|TARENA INTL ADR|WGIF|CIBC World Markets Inc.|1850
TEDU|TARENA INTL ADR|WSEA|WOLVERINE SECURITIES, LLC|3382
TEDU|TARENA INTL ADR|XIST|INSTINET, LLC|9200
TEDU|TARENA INTL ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
TEDU|TARENA INTL ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|8645
TEF|TELEFONICA SA|ALTX|Alternet Securities Inc.|6751
TEF|TELEFONICA SA|ANOS|ABEL/NOSER, L.L.C.|10665
TEF|TELEFONICA SA|APCC|Apex Clearing Corporation|1969
TEF|TELEFONICA SA|BANK|Primevest Financial Services, Inc.|277
TEF|TELEFONICA SA|BARD|Robert W. Baird & Co. Incorporated|7469
TEF|TELEFONICA SA|BATM|CBOE TRADING, INC.|1959
TEF|TELEFONICA SA|BAYT|BTIG, LLC|3100
TEF|TELEFONICA SA|BBNT|BB&T SECURITIES, LLC|791
TEF|TELEFONICA SA|BERN|Sanford C. Bernstein & Co., LLC|16718
TEF|TELEFONICA SA|BIAD|SAGETRADER, LLC|1
TEF|TELEFONICA SA|BKCM|BNY Mellon Capital Markets LLC|500
TEF|TELEFONICA SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39353
TEF|TELEFONICA SA|BLKX|INSTINET, LLC|18000
TEF|TELEFONICA SA|BTIG|BTIG, LLC|100
TEF|TELEFONICA SA|BYXM|CBOE TRADING, INC.|958
TEF|TELEFONICA SA|BZYD|GOLDMAN SACHS & CO. LLC|2200
TEF|TELEFONICA SA|CHAS|Charles Schwab & Co., Inc.|9996
TEF|TELEFONICA SA|CICF|Canaccord Genuity Corp.|4567
TEF|TELEFONICA SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14746
TEF|TELEFONICA SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|337067
TEF|TELEFONICA SA|CTDL|Citadel Derivatives Group Llc|5017
TEF|TELEFONICA SA|CTLR|CUTLER GROUP, LP|100
TEF|TELEFONICA SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|90276
TEF|TELEFONICA SA|DADA|D.A. Davidson & Co.|128
TEF|TELEFONICA SA|DAVA|Davenport & Company LLC|1474
TEF|TELEFONICA SA|DBAB|Deutsche Bank Securities Inc.|48369
TEF|TELEFONICA SA|DBAX|Deutsche Bank Securities Inc.|152000
TEF|TELEFONICA SA|DCHF|Dart Executions, LLC|30498
TEF|TELEFONICA SA|DEAN|MORGAN STANLEY|65338
TEF|TELEFONICA SA|DREX|Drexel Hamilton, LLC|645009
TEF|TELEFONICA SA|EBXL|EBX LLC|88700
TEF|TELEFONICA SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|422513
TEF|TELEFONICA SA|EDJC|Edward Jones / CDS|338
TEF|TELEFONICA SA|EDJO|Edward D. Jones & Co., L.P.|79690
TEF|TELEFONICA SA|EGAM|CBOE TRADING, INC.|595
TEF|TELEFONICA SA|EGAW|CBOE TRADING, INC.|100
TEF|TELEFONICA SA|ETBE|Electronic Transaction Clearing, Inc.|22965
TEF|TELEFONICA SA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
TEF|TELEFONICA SA|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
TEF|TELEFONICA SA|ETRS|E*Trade Securities LLC|227679
TEF|TELEFONICA SA|FBSB|U.S. Bancorp Investments, Inc.|69
TEF|TELEFONICA SA|FILL|Tradestation Securities, Inc.|1335
TEF|TELEFONICA SA|FMAF|NBCN Inc./ CDS|3138
TEF|TELEFONICA SA|FQLS|Quantlab Securities LP|135443
TEF|TELEFONICA SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54173
TEF|TELEFONICA SA|FTBR|Foliofn Investments, Inc.|7345
TEF|TELEFONICA SA|GBMT|GBM International, Inc.|57818
TEF|TELEFONICA SA|GEBB|GLOBAL EXECUTION BROKERS, LP|30100
TEF|TELEFONICA SA|GFIS|GFI Securities LLC|660000
TEF|TELEFONICA SA|GLIS|TD Securities Inc|5182
TEF|TELEFONICA SA|GLPX|ACS EXECUTION SERVICES, LLC|13123
TEF|TELEFONICA SA|GSCO|GOLDMAN SACHS & CO. LLC|1148646
TEF|TELEFONICA SA|GSLT|GOLDMAN SACHS & CO. LLC|9046
TEF|TELEFONICA SA|GTSY|GTS SECURITIES LLC|600
TEF|TELEFONICA SA|GTSZ|GTS SECURITIES LLC|39062
TEF|TELEFONICA SA|HRBF|American Enterprise Investment Services Inc.|37110
TEF|TELEFONICA SA|HSBC|HSBC Securities, Inc.|16854
TEF|TELEFONICA SA|IATS|INTERACTIVE BROKERS LLC|100785
TEF|TELEFONICA SA|IBKR|Interactive Brokers Llc|275428
TEF|TELEFONICA SA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13264
TEF|TELEFONICA SA|ICBX|INSTINET, LLC|139730
TEF|TELEFONICA SA|INCA|INSTINET, LLC|139121
TEF|TELEFONICA SA|INJX|INSTINET, LLC|33
TEF|TELEFONICA SA|INTL|INTL FCSTONE FINANCIAL INC.|50188
TEF|TELEFONICA SA|ITGI|ITG Inc.|51390
TEF|TELEFONICA SA|ITGP|ITG INC.|344800
TEF|TELEFONICA SA|JANY|Janney Montgomery Scott Inc.|2161
TEF|TELEFONICA SA|JEFF|JEFFERIES LLC|1600
TEF|TELEFONICA SA|JMPT|JUMP TRADING, LLC|48417
TEF|TELEFONICA SA|JPBX|J.P. MORGAN SECURITIES LLC|7470
TEF|TELEFONICA SA|JPMX|J.P. Morgan Securities LLC|416584
TEF|TELEFONICA SA|JSJX|JANE STREET CAPITAL LLC|14946
TEF|TELEFONICA SA|KCGM|VIRTU Americas LLC|65235
TEF|TELEFONICA SA|LEHM|Barclays Capital Inc./Le|1795571
TEF|TELEFONICA SA|LGNT|COR CLEARING LLC|17
TEF|TELEFONICA SA|LIME|Lime Brokerage LLC|586905
TEF|TELEFONICA SA|LSCI|Lek Securities Corporation|100
TEF|TELEFONICA SA|MACQ|Macquarie Capital (USA) Inc.|100
TEF|TELEFONICA SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|281081
TEF|TELEFONICA SA|MOTF|MOTIF INVESTING, INC.|8
TEF|TELEFONICA SA|MSCO|MORGAN STANLEY & CO. LLC|1877141
TEF|TELEFONICA SA|MSPL|MORGAN STANLEY & CO. LLC|395900
TEF|TELEFONICA SA|MSTX|MORGAN STANLEY & CO. LLC|122400
TEF|TELEFONICA SA|NATL|National Securities Corporation|869
TEF|TELEFONICA SA|NFSC|National Financial Services LLC|473238
TEF|TELEFONICA SA|NITE|VIRTU Americas LLC|923365
TEF|TELEFONICA SA|NITP|VIRTU Americas LLC|118342
TEF|TELEFONICA SA|NQRB|Brut, LLC|874
TEF|TELEFONICA SA|NTBF|BMO Nesbitt Burns Inc./CDS|975
TEF|TELEFONICA SA|NTRC|Northern Trust Securities, Inc.|1004
TEF|TELEFONICA SA|OCEA|OCEAN FINANCIAL SERVICES, LLC|3754
TEF|TELEFONICA SA|OHOS|TWO SIGMA SECURITIES, LLC|506
TEF|TELEFONICA SA|OLDM|OLD MISSION CAPITAL, LLC|97456
TEF|TELEFONICA SA|OPCO|Oppenheimer & Co. Inc.|5839
TEF|TELEFONICA SA|PCFF|Pacific International Securities Inc./CDS|11
TEF|TELEFONICA SA|PDQM|CODA MARKETS, INC.|15733
TEF|TELEFONICA SA|PWJC|UBS Financial Services, Inc.|19545
TEF|TELEFONICA SA|RBCM|RBC CAPITAL MARKETS, LLC|24296
TEF|TELEFONICA SA|RGLD|Regal Securities, Inc|2900
TEF|TELEFONICA SA|SAGL|SAGETRADER, LLC|6502
TEF|TELEFONICA SA|SALI|INTL FCSTONE FINANCIAL INC.|408
TEF|TELEFONICA SA|SBSH|Citigroup Global Markets Inc.|68483
TEF|TELEFONICA SA|SEIC|SEI Investments Distribution Co.|4351
TEF|TELEFONICA SA|SGMT|GOLDMAN SACHS & CO. LLC|356074
TEF|TELEFONICA SA|SPDR|SPEEDROUTE LLC|300
TEF|TELEFONICA SA|SPHN|Stephens Inc.|42
TEF|TELEFONICA SA|STFL|Stifel, Nicolaus & Company, Incorporated|17090
TEF|TELEFONICA SA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5117
TEF|TELEFONICA SA|SWIM|TD Ameritrade, Inc.|20720
TEF|TELEFONICA SA|SWST|Hilltop Securities Inc.|15803
TEF|TELEFONICA SA|TKNG|ALLY INVEST SECURITIES LLC|6207
TEF|TELEFONICA SA|TRBT|Tradebot Systems, Inc.|94657
TEF|TELEFONICA SA|TRCM|TRC MARKETS LLC|594230
TEF|TELEFONICA SA|UBSA|UBS SECURITIES LLC|964824
TEF|TELEFONICA SA|UBSS|UBS Securities LLC|1074086
TEF|TELEFONICA SA|VALX|VIRTU AMERICAS LLC|157454
TEF|TELEFONICA SA|VGRD|Vanguard Marketing Corporation|52047
TEF|TELEFONICA SA|WCHV|WELLS FARGO SECURITIES, LLC|532147
TEF|TELEFONICA SA|WEDB|WEDBUSH SECURITIES INC.|997
TEF|TELEFONICA SA|WEED|Weeden & Co.L.P.|4600
TEF|TELEFONICA SA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10138
TEF|TELEFONICA SA|WGIF|CIBC World Markets Inc.|8297
TEF|TELEFONICA SA|WSEA|WOLVERINE SECURITIES, LLC|6882
TEF|TELEFONICA SA|XIST|INSTINET, LLC|2558
TEF|TELEFONICA SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|18016
TEF|TELEFONICA SA|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TEF|TELEFONICA SA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40017
TEI|TEMPLETON EMRG MKTS|ALTX|Alternet Securities Inc.|200
TEI|TEMPLETON EMRG MKTS|APCC|Apex Clearing Corporation|173
TEI|TEMPLETON EMRG MKTS|BANK|Primevest Financial Services, Inc.|2
TEI|TEMPLETON EMRG MKTS|BARD|Robert W. Baird & Co. Incorporated|2803
TEI|TEMPLETON EMRG MKTS|BATM|CBOE TRADING, INC.|522
TEI|TEMPLETON EMRG MKTS|BBNT|BB&T SECURITIES, LLC|1115
TEI|TEMPLETON EMRG MKTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
TEI|TEMPLETON EMRG MKTS|BTIG|BTIG, LLC|3069
TEI|TEMPLETON EMRG MKTS|CANT|Cantor Fitzgerald & Co.|10425
TEI|TEMPLETON EMRG MKTS|CHAS|Charles Schwab & Co., Inc.|417
TEI|TEMPLETON EMRG MKTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2623
TEI|TEMPLETON EMRG MKTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22094
TEI|TEMPLETON EMRG MKTS|CTDL|Citadel Derivatives Group Llc|150
TEI|TEMPLETON EMRG MKTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|12002
TEI|TEMPLETON EMRG MKTS|DADA|D.A. Davidson & Co.|495
TEI|TEMPLETON EMRG MKTS|DBAX|Deutsche Bank Securities Inc.|4600
TEI|TEMPLETON EMRG MKTS|DEAN|MORGAN STANLEY|11979
TEI|TEMPLETON EMRG MKTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5830
TEI|TEMPLETON EMRG MKTS|EBXL|EBX LLC|27700
TEI|TEMPLETON EMRG MKTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|7404
TEI|TEMPLETON EMRG MKTS|EDJO|Edward D. Jones & Co., L.P.|16981
TEI|TEMPLETON EMRG MKTS|EGAM|CBOE TRADING, INC.|2100
TEI|TEMPLETON EMRG MKTS|ETBE|Electronic Transaction Clearing, Inc.|100
TEI|TEMPLETON EMRG MKTS|ETRS|E*Trade Securities LLC|32082
TEI|TEMPLETON EMRG MKTS|FIDT|Fidelity Clearing Canada ULC./ CDS|2605
TEI|TEMPLETON EMRG MKTS|FILL|Tradestation Securities, Inc.|50
TEI|TEMPLETON EMRG MKTS|FMAF|NBCN Inc./ CDS|297
TEI|TEMPLETON EMRG MKTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11896
TEI|TEMPLETON EMRG MKTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23212
TEI|TEMPLETON EMRG MKTS|FTBR|Foliofn Investments, Inc.|664
TEI|TEMPLETON EMRG MKTS|GLPX|ACS EXECUTION SERVICES, LLC|500
TEI|TEMPLETON EMRG MKTS|GSCO|GOLDMAN SACHS & CO. LLC|17548
TEI|TEMPLETON EMRG MKTS|GSCS|GOLDMAN SACHS & CO. LLC|600
TEI|TEMPLETON EMRG MKTS|GSLT|GOLDMAN SACHS & CO. LLC|400
TEI|TEMPLETON EMRG MKTS|GTSZ|GTS SECURITIES LLC|400
TEI|TEMPLETON EMRG MKTS|HRBF|American Enterprise Investment Services Inc.|33949
TEI|TEMPLETON EMRG MKTS|IATS|INTERACTIVE BROKERS LLC|4487
TEI|TEMPLETON EMRG MKTS|IBKR|Interactive Brokers Llc|17766
TEI|TEMPLETON EMRG MKTS|ICBX|INSTINET, LLC|3300
TEI|TEMPLETON EMRG MKTS|INCA|INSTINET, LLC|6122
TEI|TEMPLETON EMRG MKTS|ITGI|ITG Inc.|7613
TEI|TEMPLETON EMRG MKTS|ITGP|ITG INC.|5600
TEI|TEMPLETON EMRG MKTS|JANY|Janney Montgomery Scott Inc.|1500
TEI|TEMPLETON EMRG MKTS|JMPT|JUMP TRADING, LLC|980
TEI|TEMPLETON EMRG MKTS|JPMX|J.P. Morgan Securities LLC|11074
TEI|TEMPLETON EMRG MKTS|JSJX|JANE STREET CAPITAL LLC|500
TEI|TEMPLETON EMRG MKTS|KCGM|VIRTU Americas LLC|6640
TEI|TEMPLETON EMRG MKTS|LEHM|Barclays Capital Inc./Le|6467
TEI|TEMPLETON EMRG MKTS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4210
TEI|TEMPLETON EMRG MKTS|LIME|Lime Brokerage LLC|836
TEI|TEMPLETON EMRG MKTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
TEI|TEMPLETON EMRG MKTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9000
TEI|TEMPLETON EMRG MKTS|MSCO|MORGAN STANLEY & CO. LLC|83190
TEI|TEMPLETON EMRG MKTS|MSPL|MORGAN STANLEY & CO. LLC|900
TEI|TEMPLETON EMRG MKTS|NFSC|National Financial Services LLC|223859
TEI|TEMPLETON EMRG MKTS|NITE|VIRTU Americas LLC|291064
TEI|TEMPLETON EMRG MKTS|NQRB|Brut, LLC|100
TEI|TEMPLETON EMRG MKTS|OPCO|Oppenheimer & Co. Inc.|5640
TEI|TEMPLETON EMRG MKTS|PDQM|CODA MARKETS, INC.|1400
TEI|TEMPLETON EMRG MKTS|PWJC|UBS Financial Services, Inc.|5943
TEI|TEMPLETON EMRG MKTS|RBCM|RBC CAPITAL MARKETS, LLC|8130
TEI|TEMPLETON EMRG MKTS|SAGL|SAGETRADER, LLC|700
TEI|TEMPLETON EMRG MKTS|SALI|INTL FCSTONE FINANCIAL INC.|1835
TEI|TEMPLETON EMRG MKTS|SBSH|Citigroup Global Markets Inc.|36182
TEI|TEMPLETON EMRG MKTS|SEIC|SEI Investments Distribution Co.|100
TEI|TEMPLETON EMRG MKTS|SGMT|GOLDMAN SACHS & CO. LLC|7766
TEI|TEMPLETON EMRG MKTS|SPDR|SPEEDROUTE LLC|400
TEI|TEMPLETON EMRG MKTS|STFL|Stifel, Nicolaus & Company, Incorporated|7329
TEI|TEMPLETON EMRG MKTS|STXG|Stockcross Financial Services, Inc.|125
TEI|TEMPLETON EMRG MKTS|SWIM|TD Ameritrade, Inc.|12494
TEI|TEMPLETON EMRG MKTS|SWST|Hilltop Securities Inc.|9418
TEI|TEMPLETON EMRG MKTS|TKNG|ALLY INVEST SECURITIES LLC|111
TEI|TEMPLETON EMRG MKTS|TRBT|Tradebot Systems, Inc.|1401
TEI|TEMPLETON EMRG MKTS|TRCM|TRC MARKETS LLC|100
TEI|TEMPLETON EMRG MKTS|UBSA|UBS SECURITIES LLC|33207
TEI|TEMPLETON EMRG MKTS|UBSS|UBS Securities LLC|133309
TEI|TEMPLETON EMRG MKTS|VALX|VIRTU AMERICAS LLC|1508
TEI|TEMPLETON EMRG MKTS|VGRD|Vanguard Marketing Corporation|15090
TEI|TEMPLETON EMRG MKTS|WCHV|WELLS FARGO SECURITIES, LLC|92382
TEI|TEMPLETON EMRG MKTS|WEED|Weeden & Co.L.P.|21335
TEI|TEMPLETON EMRG MKTS|WSEA|WOLVERINE SECURITIES, LLC|1765
TEI|TEMPLETON EMRG MKTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
TEI|TEMPLETON EMRG MKTS|YKNA|COMHAR CAPITAL MARKETS, LLC|800
TEI|TEMPLETON EMRG MKTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15068
TEL|TE CONNECTIVITY LTD|ABLE|NATIXIS Securities Americas LLC|8229
TEL|TE CONNECTIVITY LTD|ALTX|Alternet Securities Inc.|26012
TEL|TE CONNECTIVITY LTD|ANOS|ABEL/NOSER, L.L.C.|1300
TEL|TE CONNECTIVITY LTD|APCC|Apex Clearing Corporation|274
TEL|TE CONNECTIVITY LTD|BALE|M&T SECURITIES, INC.|442
TEL|TE CONNECTIVITY LTD|BANK|Primevest Financial Services, Inc.|202
TEL|TE CONNECTIVITY LTD|BARD|Robert W. Baird & Co. Incorporated|113263
TEL|TE CONNECTIVITY LTD|BATM|CBOE TRADING, INC.|15842
TEL|TE CONNECTIVITY LTD|BAYC|BAY CREST PARTNERS, LLC|30
TEL|TE CONNECTIVITY LTD|BAYT|BTIG, LLC|28521
TEL|TE CONNECTIVITY LTD|BBNT|BB&T SECURITIES, LLC|2512
TEL|TE CONNECTIVITY LTD|BERN|Sanford C. Bernstein & Co., LLC|271791
TEL|TE CONNECTIVITY LTD|BIDS|BIDS TRADING L.P.|16100
TEL|TE CONNECTIVITY LTD|BKCM|BNY Mellon Capital Markets LLC|52
TEL|TE CONNECTIVITY LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11473
TEL|TE CONNECTIVITY LTD|BLKX|INSTINET, LLC|736334
TEL|TE CONNECTIVITY LTD|BNPX|BNP PARIBAS SECURITIES CORP.|93694
TEL|TE CONNECTIVITY LTD|BTIG|BTIG, LLC|39141
TEL|TE CONNECTIVITY LTD|BYXM|CBOE TRADING, INC.|2730
TEL|TE CONNECTIVITY LTD|BZYD|GOLDMAN SACHS & CO. LLC|332
TEL|TE CONNECTIVITY LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|251190
TEL|TE CONNECTIVITY LTD|CBRA|Cobra Trading, Inc.|3400
TEL|TE CONNECTIVITY LTD|CHAS|Charles Schwab & Co., Inc.|366
TEL|TE CONNECTIVITY LTD|CHBC|PENSERRA SECURITIES, LLC|9600
TEL|TE CONNECTIVITY LTD|CIBP|CIBC World Markets Corp.|19413
TEL|TE CONNECTIVITY LTD|CIOI|CITIGROUP GLOBAL MARKETS INC|54930
TEL|TE CONNECTIVITY LTD|CIST|Capital Institutional Services, Inc.|12483
TEL|TE CONNECTIVITY LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|194484
TEL|TE CONNECTIVITY LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1512
TEL|TE CONNECTIVITY LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2117
TEL|TE CONNECTIVITY LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|686534
TEL|TE CONNECTIVITY LTD|CTDL|Citadel Derivatives Group Llc|13014
TEL|TE CONNECTIVITY LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|80338
TEL|TE CONNECTIVITY LTD|DADA|D.A. Davidson & Co.|478
TEL|TE CONNECTIVITY LTD|DAVA|Davenport & Company LLC|128804
TEL|TE CONNECTIVITY LTD|DBAB|Deutsche Bank Securities Inc.|436728
TEL|TE CONNECTIVITY LTD|DBAX|Deutsche Bank Securities Inc.|592600
TEL|TE CONNECTIVITY LTD|DBUL|Deutsche Bank Securities Inc.|4692
TEL|TE CONNECTIVITY LTD|DCHF|Dart Executions, LLC|6590
TEL|TE CONNECTIVITY LTD|DEAN|MORGAN STANLEY|17071
TEL|TE CONNECTIVITY LTD|DEGS|RONIN PROFESSIONAL LLC|800
TEL|TE CONNECTIVITY LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|51
TEL|TE CONNECTIVITY LTD|DRWK|DRW SECURITIES, L.L.C.|103
TEL|TE CONNECTIVITY LTD|EBXL|EBX LLC|361900
TEL|TE CONNECTIVITY LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|45311
TEL|TE CONNECTIVITY LTD|EDJO|Edward D. Jones & Co., L.P.|29279
TEL|TE CONNECTIVITY LTD|EGAM|CBOE TRADING, INC.|43599
TEL|TE CONNECTIVITY LTD|EGAW|CBOE TRADING, INC.|271
TEL|TE CONNECTIVITY LTD|EGMT|EG MARKET TECHNOLOGIES LLC|6357
TEL|TE CONNECTIVITY LTD|EGXM|CBOE TRADING, INC.|3163
TEL|TE CONNECTIVITY LTD|EGXW|CBOE TRADING, INC.|71
TEL|TE CONNECTIVITY LTD|ETBE|Electronic Transaction Clearing, Inc.|47318
TEL|TE CONNECTIVITY LTD|ETCC|Electronic Transaction Clearing, Inc.|95
TEL|TE CONNECTIVITY LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22460
TEL|TE CONNECTIVITY LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|266
TEL|TE CONNECTIVITY LTD|ETRS|E*Trade Securities LLC|40731
TEL|TE CONNECTIVITY LTD|FBSB|U.S. Bancorp Investments, Inc.|260
TEL|TE CONNECTIVITY LTD|FILL|Tradestation Securities, Inc.|168
TEL|TE CONNECTIVITY LTD|FINX|FINTECH SECURITIES|737
TEL|TE CONNECTIVITY LTD|FMAF|NBCN Inc./ CDS|34680
TEL|TE CONNECTIVITY LTD|FMCO|First Manhattan Co|1355
TEL|TE CONNECTIVITY LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11182
TEL|TE CONNECTIVITY LTD|FQLS|Quantlab Securities LP|492669
TEL|TE CONNECTIVITY LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105246
TEL|TE CONNECTIVITY LTD|FTBR|Foliofn Investments, Inc.|6481
TEL|TE CONNECTIVITY LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|2305
TEL|TE CONNECTIVITY LTD|GLIS|TD Securities Inc|17
TEL|TE CONNECTIVITY LTD|GLPX|ACS EXECUTION SERVICES, LLC|182369
TEL|TE CONNECTIVITY LTD|GSCO|GOLDMAN SACHS & CO. LLC|2412967
TEL|TE CONNECTIVITY LTD|GSCS|GOLDMAN SACHS & CO. LLC|5758
TEL|TE CONNECTIVITY LTD|GSLT|GOLDMAN SACHS & CO. LLC|20600
TEL|TE CONNECTIVITY LTD|GTSZ|GTS SECURITIES LLC|206125
TEL|TE CONNECTIVITY LTD|HRBF|American Enterprise Investment Services Inc.|74979
TEL|TE CONNECTIVITY LTD|HSBC|HSBC Securities, Inc.|11710
TEL|TE CONNECTIVITY LTD|IATS|INTERACTIVE BROKERS LLC|6207
TEL|TE CONNECTIVITY LTD|IBKR|Interactive Brokers Llc|5209
TEL|TE CONNECTIVITY LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|580
TEL|TE CONNECTIVITY LTD|ICBX|INSTINET, LLC|119097
TEL|TE CONNECTIVITY LTD|IEQY|CITADEL SECURITIES LLC|100944
TEL|TE CONNECTIVITY LTD|INCA|INSTINET, LLC|440472
TEL|TE CONNECTIVITY LTD|INJX|INSTINET, LLC|22056
TEL|TE CONNECTIVITY LTD|ITGI|ITG Inc.|78648
TEL|TE CONNECTIVITY LTD|ITGP|ITG INC.|668800
TEL|TE CONNECTIVITY LTD|JANY|Janney Montgomery Scott Inc.|4955
TEL|TE CONNECTIVITY LTD|JEFF|JEFFERIES LLC|544971
TEL|TE CONNECTIVITY LTD|JMPT|JUMP TRADING, LLC|93812
TEL|TE CONNECTIVITY LTD|JONE|JonesTrading|6745
TEL|TE CONNECTIVITY LTD|JPBX|J.P. MORGAN SECURITIES LLC|199701
TEL|TE CONNECTIVITY LTD|JPMX|J.P. Morgan Securities LLC|1098863
TEL|TE CONNECTIVITY LTD|JSJX|JANE STREET CAPITAL LLC|7493
TEL|TE CONNECTIVITY LTD|KCGM|VIRTU Americas LLC|95690
TEL|TE CONNECTIVITY LTD|KCRD|PHX FINANCIAL, INC.|48
TEL|TE CONNECTIVITY LTD|LEHM|Barclays Capital Inc./Le|1041220
TEL|TE CONNECTIVITY LTD|LGNT|COR CLEARING LLC|1
TEL|TE CONNECTIVITY LTD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4269
TEL|TE CONNECTIVITY LTD|LIME|Lime Brokerage LLC|36006
TEL|TE CONNECTIVITY LTD|LMNX|LUMINEX TRADING & ANALYTICS LLC|191532
TEL|TE CONNECTIVITY LTD|LQNA|LIQUIDNET, INC.|571200
TEL|TE CONNECTIVITY LTD|LSCI|Lek Securities Corporation|5164
TEL|TE CONNECTIVITY LTD|MACC|Mid Atlantic Capital Corporation|761
TEL|TE CONNECTIVITY LTD|MAXM|Maxim Group LLC|8854
TEL|TE CONNECTIVITY LTD|MBTS|ALLY INVEST SECURITIES LLC|20
TEL|TE CONNECTIVITY LTD|MCMF|Raymond James Ltd. Cds|434
TEL|TE CONNECTIVITY LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|171922
TEL|TE CONNECTIVITY LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1860
TEL|TE CONNECTIVITY LTD|MOTF|MOTIF INVESTING, INC.|16
TEL|TE CONNECTIVITY LTD|MSCO|MORGAN STANLEY & CO. LLC|1786538
TEL|TE CONNECTIVITY LTD|MSPL|MORGAN STANLEY & CO. LLC|470000
TEL|TE CONNECTIVITY LTD|MSTX|MORGAN STANLEY & CO. LLC|135400
TEL|TE CONNECTIVITY LTD|NEED|Needham & Company, LLC|8400
TEL|TE CONNECTIVITY LTD|NEUB|NEUBERGER BERMAN BD LLC|80
TEL|TE CONNECTIVITY LTD|NFSC|National Financial Services LLC|237214
TEL|TE CONNECTIVITY LTD|NITE|VIRTU Americas LLC|414604
TEL|TE CONNECTIVITY LTD|NITP|VIRTU Americas LLC|100
TEL|TE CONNECTIVITY LTD|NQRB|Brut, LLC|14515
TEL|TE CONNECTIVITY LTD|NTBF|BMO Nesbitt Burns Inc./CDS|35
TEL|TE CONNECTIVITY LTD|NTRC|Northern Trust Securities, Inc.|7
TEL|TE CONNECTIVITY LTD|OHOS|TWO SIGMA SECURITIES, LLC|116559
TEL|TE CONNECTIVITY LTD|OPCO|Oppenheimer & Co. Inc.|14908
TEL|TE CONNECTIVITY LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|18504
TEL|TE CONNECTIVITY LTD|PDQM|CODA MARKETS, INC.|466751
TEL|TE CONNECTIVITY LTD|PHLY|NASDAQ Execution Services, LLC|2800
TEL|TE CONNECTIVITY LTD|PICT|Pictet Overseas Inc.|869
TEL|TE CONNECTIVITY LTD|PWJC|UBS Financial Services, Inc.|8178
TEL|TE CONNECTIVITY LTD|QMSR|QUATTRO M SECURITIES INC.|918
TEL|TE CONNECTIVITY LTD|RBCM|RBC CAPITAL MARKETS, LLC|29204
TEL|TE CONNECTIVITY LTD|RDBN|Redburn Partners (USA) LP|100
TEL|TE CONNECTIVITY LTD|RHCO|Suntrust Robinson Humphrey, Inc.|4546
TEL|TE CONNECTIVITY LTD|ROTH|Roth Capital Partners, LLC|100
TEL|TE CONNECTIVITY LTD|SAGL|SAGETRADER, LLC|75759
TEL|TE CONNECTIVITY LTD|SALI|INTL FCSTONE FINANCIAL INC.|25
TEL|TE CONNECTIVITY LTD|SBSH|Citigroup Global Markets Inc.|385075
TEL|TE CONNECTIVITY LTD|SEIC|SEI Investments Distribution Co.|2577
TEL|TE CONNECTIVITY LTD|SGMT|GOLDMAN SACHS & CO. LLC|236382
TEL|TE CONNECTIVITY LTD|SHMR|ABN Amro Clearing LLC|204
TEL|TE CONNECTIVITY LTD|SIBO|Prime Executions, Inc.|110
TEL|TE CONNECTIVITY LTD|SJLS|TRADE INFORMATICS LLC|300
TEL|TE CONNECTIVITY LTD|SPDR|SPEEDROUTE LLC|30327
TEL|TE CONNECTIVITY LTD|SPHN|Stephens Inc.|683
TEL|TE CONNECTIVITY LTD|STFL|Stifel, Nicolaus & Company, Incorporated|10935
TEL|TE CONNECTIVITY LTD|STXG|Stockcross Financial Services, Inc.|1
TEL|TE CONNECTIVITY LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3200
TEL|TE CONNECTIVITY LTD|SWIM|TD Ameritrade, Inc.|13246
TEL|TE CONNECTIVITY LTD|SWST|Hilltop Securities Inc.|2743
TEL|TE CONNECTIVITY LTD|TKNG|ALLY INVEST SECURITIES LLC|90
TEL|TE CONNECTIVITY LTD|TRBT|Tradebot Systems, Inc.|264234
TEL|TE CONNECTIVITY LTD|TRCM|TRC MARKETS LLC|283633
TEL|TE CONNECTIVITY LTD|UBSA|UBS SECURITIES LLC|991029
TEL|TE CONNECTIVITY LTD|UBSS|UBS Securities LLC|1230082
TEL|TE CONNECTIVITY LTD|VALX|VIRTU AMERICAS LLC|11838
TEL|TE CONNECTIVITY LTD|VERT|The Vertical Trading Group, LLC|151622
TEL|TE CONNECTIVITY LTD|VGRD|Vanguard Marketing Corporation|1958
TEL|TE CONNECTIVITY LTD|VNDS|VANDHAM SECURITIES CORP|2400
TEL|TE CONNECTIVITY LTD|WBLR|WILLIAM BLAIR|221
TEL|TE CONNECTIVITY LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|3650
TEL|TE CONNECTIVITY LTD|WCHV|WELLS FARGO SECURITIES, LLC|115768
TEL|TE CONNECTIVITY LTD|WDNX|WEEDEN & CO.L.P.|5326
TEL|TE CONNECTIVITY LTD|WEDB|WEDBUSH SECURITIES INC.|1068
TEL|TE CONNECTIVITY LTD|WEED|Weeden & Co.L.P.|13014
TEL|TE CONNECTIVITY LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31656
TEL|TE CONNECTIVITY LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14755
TEL|TE CONNECTIVITY LTD|WGIF|CIBC World Markets Inc.|176
TEL|TE CONNECTIVITY LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1551
TEL|TE CONNECTIVITY LTD|WORD|Worden Capital Management LLC|1150
TEL|TE CONNECTIVITY LTD|WSEA|WOLVERINE SECURITIES, LLC|7727
TEL|TE CONNECTIVITY LTD|XIST|INSTINET, LLC|247192
TEL|TE CONNECTIVITY LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|37898
TEL|TE CONNECTIVITY LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|2960
TEL|TE CONNECTIVITY LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3874
TELL|TELLURIAN INC CMN|ABLE|NATIXIS Securities Americas LLC|7507
TELL|TELLURIAN INC CMN|AGIS|Aegis Capital Corp.|2100
TELL|TELLURIAN INC CMN|ALTX|Alternet Securities Inc.|25062
TELL|TELLURIAN INC CMN|APCC|Apex Clearing Corporation|70174
TELL|TELLURIAN INC CMN|BANK|Primevest Financial Services, Inc.|175
TELL|TELLURIAN INC CMN|BARD|Robert W. Baird & Co. Incorporated|250
TELL|TELLURIAN INC CMN|BATM|CBOE TRADING, INC.|4655
TELL|TELLURIAN INC CMN|BAYT|BTIG, LLC|16700
TELL|TELLURIAN INC CMN|BBNT|BB&T SECURITIES, LLC|1500
TELL|TELLURIAN INC CMN|BERN|Sanford C. Bernstein & Co., LLC|63145
TELL|TELLURIAN INC CMN|BIMI|Banca IMI Securities Corp.|573
TELL|TELLURIAN INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16025
TELL|TELLURIAN INC CMN|BLKX|INSTINET, LLC|20000
TELL|TELLURIAN INC CMN|BMOC|BMO Capital Markets Corp.|11263
TELL|TELLURIAN INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|44559
TELL|TELLURIAN INC CMN|BRGE|Newbridge Securities Corp.|1900
TELL|TELLURIAN INC CMN|BTIG|BTIG, LLC|47753
TELL|TELLURIAN INC CMN|BYXM|CBOE TRADING, INC.|4203
TELL|TELLURIAN INC CMN|CANT|Cantor Fitzgerald & Co.|150
TELL|TELLURIAN INC CMN|CHAS|Charles Schwab & Co., Inc.|7654
TELL|TELLURIAN INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|172352
TELL|TELLURIAN INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
TELL|TELLURIAN INC CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|56685
TELL|TELLURIAN INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|393736
TELL|TELLURIAN INC CMN|CTDL|Citadel Derivatives Group Llc|45463
TELL|TELLURIAN INC CMN|CTLR|CUTLER GROUP, LP|100
TELL|TELLURIAN INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|154684
TELL|TELLURIAN INC CMN|DADA|D.A. Davidson & Co.|500
TELL|TELLURIAN INC CMN|DAKO|Dakota Securities International, Inc.|1026
TELL|TELLURIAN INC CMN|DBAB|Deutsche Bank Securities Inc.|819669
TELL|TELLURIAN INC CMN|DBAX|Deutsche Bank Securities Inc.|309600
TELL|TELLURIAN INC CMN|DBUL|Deutsche Bank Securities Inc.|10481
TELL|TELLURIAN INC CMN|DEAN|MORGAN STANLEY|13577
TELL|TELLURIAN INC CMN|DEGS|RONIN PROFESSIONAL LLC|34978
TELL|TELLURIAN INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
TELL|TELLURIAN INC CMN|EBXL|EBX LLC|236100
TELL|TELLURIAN INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|9226
TELL|TELLURIAN INC CMN|EDJO|Edward D. Jones & Co., L.P.|9656
TELL|TELLURIAN INC CMN|EGAM|CBOE TRADING, INC.|30956
TELL|TELLURIAN INC CMN|EGAW|CBOE TRADING, INC.|195
TELL|TELLURIAN INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|197
TELL|TELLURIAN INC CMN|EGXM|CBOE TRADING, INC.|21134
TELL|TELLURIAN INC CMN|ETBE|Electronic Transaction Clearing, Inc.|20262
TELL|TELLURIAN INC CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8600
TELL|TELLURIAN INC CMN|ETCB|ETC BROKERAGE SERVICES, LLC|500
TELL|TELLURIAN INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16105
TELL|TELLURIAN INC CMN|ETRS|E*Trade Securities LLC|437843
TELL|TELLURIAN INC CMN|FBCO|Credit Suisse Securities (USA) LLC|1811072
TELL|TELLURIAN INC CMN|FBSB|U.S. Bancorp Investments, Inc.|1800
TELL|TELLURIAN INC CMN|FILL|Tradestation Securities, Inc.|24990
TELL|TELLURIAN INC CMN|FINX|FINTECH SECURITIES|50
TELL|TELLURIAN INC CMN|FMAF|NBCN Inc./ CDS|590
TELL|TELLURIAN INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|705645
TELL|TELLURIAN INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|192613
TELL|TELLURIAN INC CMN|FTBR|Foliofn Investments, Inc.|651
TELL|TELLURIAN INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|55605
TELL|TELLURIAN INC CMN|GELP|RBC CAPITAL MARKETS, LLC|106
TELL|TELLURIAN INC CMN|GLIS|TD Securities Inc|450
TELL|TELLURIAN INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|36713
TELL|TELLURIAN INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|1518079
TELL|TELLURIAN INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|37541
TELL|TELLURIAN INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|20565
TELL|TELLURIAN INC CMN|GTSZ|GTS SECURITIES LLC|35838
TELL|TELLURIAN INC CMN|HAPX|HAP Trading, LLC|200
TELL|TELLURIAN INC CMN|HRBF|American Enterprise Investment Services Inc.|14928
TELL|TELLURIAN INC CMN|HSBC|HSBC Securities, Inc.|50
TELL|TELLURIAN INC CMN|IATS|INTERACTIVE BROKERS LLC|10478
TELL|TELLURIAN INC CMN|IBKR|Interactive Brokers Llc|309375
TELL|TELLURIAN INC CMN|ICBX|INSTINET, LLC|46055
TELL|TELLURIAN INC CMN|IEQY|CITADEL SECURITIES LLC|185867
TELL|TELLURIAN INC CMN|INCA|INSTINET, LLC|265292
TELL|TELLURIAN INC CMN|INJX|INSTINET, LLC|33798
TELL|TELLURIAN INC CMN|ITGI|ITG Inc.|93526
TELL|TELLURIAN INC CMN|ITGP|ITG INC.|170800
TELL|TELLURIAN INC CMN|JANY|Janney Montgomery Scott Inc.|7025
TELL|TELLURIAN INC CMN|JEFF|JEFFERIES LLC|243243
TELL|TELLURIAN INC CMN|JMPT|JUMP TRADING, LLC|223840
TELL|TELLURIAN INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|48896
TELL|TELLURIAN INC CMN|JPMX|J.P. Morgan Securities LLC|594426
TELL|TELLURIAN INC CMN|JSJX|JANE STREET CAPITAL LLC|14790
TELL|TELLURIAN INC CMN|KCGM|VIRTU Americas LLC|96761
TELL|TELLURIAN INC CMN|LAFC|R. F. Lafferty & Co., Inc.|13800
TELL|TELLURIAN INC CMN|LEHM|Barclays Capital Inc./Le|1829147
TELL|TELLURIAN INC CMN|LIME|Lime Brokerage LLC|279143
TELL|TELLURIAN INC CMN|LOOP|Loop Capital Markets LLC|6637
TELL|TELLURIAN INC CMN|LSCI|Lek Securities Corporation|1900
TELL|TELLURIAN INC CMN|LTCO|Ladenburg, Thalmann & Co., Inc.|4500
TELL|TELLURIAN INC CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4400
TELL|TELLURIAN INC CMN|MACQ|Macquarie Capital (USA) Inc.|2480
TELL|TELLURIAN INC CMN|MAVB|Great Point Capital LLC|300
TELL|TELLURIAN INC CMN|MAXM|Maxim Group LLC|28921
TELL|TELLURIAN INC CMN|MKMP|MKM Partners LLC|37492
TELL|TELLURIAN INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|174909
TELL|TELLURIAN INC CMN|MOTF|MOTIF INVESTING, INC.|4
TELL|TELLURIAN INC CMN|MSCO|MORGAN STANLEY & CO. LLC|3969674
TELL|TELLURIAN INC CMN|MSPL|MORGAN STANLEY & CO. LLC|156600
TELL|TELLURIAN INC CMN|MSTX|MORGAN STANLEY & CO. LLC|157400
TELL|TELLURIAN INC CMN|NATL|National Securities Corporation|6600
TELL|TELLURIAN INC CMN|NBCS|NBC Securities, INC.|150
TELL|TELLURIAN INC CMN|NEUB|NEUBERGER BERMAN BD LLC|100
TELL|TELLURIAN INC CMN|NFSC|National Financial Services LLC|694803
TELL|TELLURIAN INC CMN|NITE|VIRTU Americas LLC|1489618
TELL|TELLURIAN INC CMN|NITP|VIRTU Americas LLC|6100
TELL|TELLURIAN INC CMN|NQRB|Brut, LLC|37922
TELL|TELLURIAN INC CMN|OPCO|Oppenheimer & Co. Inc.|26710
TELL|TELLURIAN INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
TELL|TELLURIAN INC CMN|PCFF|Pacific International Securities Inc./CDS|228
TELL|TELLURIAN INC CMN|PDQM|CODA MARKETS, INC.|114243
TELL|TELLURIAN INC CMN|PHLY|NASDAQ Execution Services, LLC|2200
TELL|TELLURIAN INC CMN|PICT|Pictet Overseas Inc.|3437
TELL|TELLURIAN INC CMN|PREC|PRECISION SECURITIES, LLC|6401
TELL|TELLURIAN INC CMN|PWJC|UBS Financial Services, Inc.|62
TELL|TELLURIAN INC CMN|QMSR|QUATTRO M SECURITIES INC.|15800
TELL|TELLURIAN INC CMN|RAJA|Raymond James & Associates, Inc.|27817
TELL|TELLURIAN INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|14530
TELL|TELLURIAN INC CMN|RGLD|Regal Securities, Inc|100
TELL|TELLURIAN INC CMN|RJLC|RJL CAPITAL GROUP, LLC|3450
TELL|TELLURIAN INC CMN|SAGL|SAGETRADER, LLC|120165
TELL|TELLURIAN INC CMN|SAGW|SAGETRADER, LLC|437
TELL|TELLURIAN INC CMN|SALI|INTL FCSTONE FINANCIAL INC.|200
TELL|TELLURIAN INC CMN|SBSH|Citigroup Global Markets Inc.|805034
TELL|TELLURIAN INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|126509
TELL|TELLURIAN INC CMN|SPDR|SPEEDROUTE LLC|13539
TELL|TELLURIAN INC CMN|SPGS|Sea Port Group Securities, LLC|19500
TELL|TELLURIAN INC CMN|SPHN|Stephens Inc.|59
TELL|TELLURIAN INC CMN|SPNT|SEVEN POINTS CAPITAL, LLC|1900
TELL|TELLURIAN INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|74138
TELL|TELLURIAN INC CMN|STXG|Stockcross Financial Services, Inc.|10000
TELL|TELLURIAN INC CMN|SWIM|TD Ameritrade, Inc.|163830
TELL|TELLURIAN INC CMN|SWST|Hilltop Securities Inc.|5170
TELL|TELLURIAN INC CMN|TIAD|Triad Securities Corp|5450
TELL|TELLURIAN INC CMN|TKNG|ALLY INVEST SECURITIES LLC|13343
TELL|TELLURIAN INC CMN|TRBT|Tradebot Systems, Inc.|1602
TELL|TELLURIAN INC CMN|TRCM|TRC MARKETS LLC|53540
TELL|TELLURIAN INC CMN|TRWN|T.R. Winston & Company, LLC|29800
TELL|TELLURIAN INC CMN|TWTT|TASTYWORKS, INC.|232
TELL|TELLURIAN INC CMN|UBSA|UBS SECURITIES LLC|1239629
TELL|TELLURIAN INC CMN|UBSS|UBS Securities LLC|2118983
TELL|TELLURIAN INC CMN|VALX|VIRTU AMERICAS LLC|53058
TELL|TELLURIAN INC CMN|VGRD|Vanguard Marketing Corporation|78884
TELL|TELLURIAN INC CMN|WBLR|WILLIAM BLAIR|20000
TELL|TELLURIAN INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|2100
TELL|TELLURIAN INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|322898
TELL|TELLURIAN INC CMN|WDNX|WEEDEN & CO.L.P.|4800
TELL|TELLURIAN INC CMN|WEDB|WEDBUSH SECURITIES INC.|600
TELL|TELLURIAN INC CMN|WEED|Weeden & Co.L.P.|11505
TELL|TELLURIAN INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19088
TELL|TELLURIAN INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28104
TELL|TELLURIAN INC CMN|WGIF|CIBC World Markets Inc.|2590
TELL|TELLURIAN INC CMN|WSEA|WOLVERINE SECURITIES, LLC|43562
TELL|TELLURIAN INC CMN|XIST|INSTINET, LLC|9000
TELL|TELLURIAN INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|86098
TELL|TELLURIAN INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|10360
TELL|TELLURIAN INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22070
TEN|TENNECO INC|ALTX|Alternet Securities Inc.|5360
TEN|TENNECO INC|APCC|Apex Clearing Corporation|34
TEN|TENNECO INC|AQUA|AQUA SECURITIES L.P.|227400
TEN|TENNECO INC|BANK|Primevest Financial Services, Inc.|3
TEN|TENNECO INC|BARD|Robert W. Baird & Co. Incorporated|1283
TEN|TENNECO INC|BATM|CBOE TRADING, INC.|3504
TEN|TENNECO INC|BAYT|BTIG, LLC|400
TEN|TENNECO INC|BBNT|BB&T SECURITIES, LLC|49
TEN|TENNECO INC|BERN|Sanford C. Bernstein & Co., LLC|14711
TEN|TENNECO INC|BIDS|BIDS TRADING L.P.|200
TEN|TENNECO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1380
TEN|TENNECO INC|BLKX|INSTINET, LLC|200341
TEN|TENNECO INC|BNPX|BNP PARIBAS SECURITIES CORP.|3773
TEN|TENNECO INC|BYXM|CBOE TRADING, INC.|1228
TEN|TENNECO INC|BZYD|GOLDMAN SACHS & CO. LLC|41
TEN|TENNECO INC|CANT|Cantor Fitzgerald & Co.|120
TEN|TENNECO INC|CHAS|Charles Schwab & Co., Inc.|1694
TEN|TENNECO INC|CIST|Capital Institutional Services, Inc.|105
TEN|TENNECO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45875
TEN|TENNECO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2047
TEN|TENNECO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|95
TEN|TENNECO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|281856
TEN|TENNECO INC|CTDL|Citadel Derivatives Group Llc|1997
TEN|TENNECO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|25328
TEN|TENNECO INC|DAVA|Davenport & Company LLC|1
TEN|TENNECO INC|DBAB|Deutsche Bank Securities Inc.|128281
TEN|TENNECO INC|DBAX|Deutsche Bank Securities Inc.|142700
TEN|TENNECO INC|DBUL|Deutsche Bank Securities Inc.|300
TEN|TENNECO INC|DEAN|MORGAN STANLEY|8470
TEN|TENNECO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2800
TEN|TENNECO INC|EBXL|EBX LLC|129100
TEN|TENNECO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|62938
TEN|TENNECO INC|EDJO|Edward D. Jones & Co., L.P.|3436
TEN|TENNECO INC|EGAM|CBOE TRADING, INC.|12548
TEN|TENNECO INC|EGAW|CBOE TRADING, INC.|150
TEN|TENNECO INC|EGMT|EG MARKET TECHNOLOGIES LLC|600
TEN|TENNECO INC|EGXM|CBOE TRADING, INC.|3251
TEN|TENNECO INC|EGXW|CBOE TRADING, INC.|20
TEN|TENNECO INC|ELEV|ELEVATION, LLC|4560
TEN|TENNECO INC|ETBE|Electronic Transaction Clearing, Inc.|7926
TEN|TENNECO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15716
TEN|TENNECO INC|ETRS|E*Trade Securities LLC|19453
TEN|TENNECO INC|FBSB|U.S. Bancorp Investments, Inc.|3
TEN|TENNECO INC|FILL|Tradestation Securities, Inc.|234
TEN|TENNECO INC|FMAF|NBCN Inc./ CDS|1520
TEN|TENNECO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
TEN|TENNECO INC|FQLS|Quantlab Securities LP|113953
TEN|TENNECO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54308
TEN|TENNECO INC|FTBR|Foliofn Investments, Inc.|1063
TEN|TENNECO INC|GEBB|GLOBAL EXECUTION BROKERS, LP|400
TEN|TENNECO INC|GLPX|ACS EXECUTION SERVICES, LLC|20653
TEN|TENNECO INC|GSCO|GOLDMAN SACHS & CO. LLC|439647
TEN|TENNECO INC|GSCS|GOLDMAN SACHS & CO. LLC|5452
TEN|TENNECO INC|GSLT|GOLDMAN SACHS & CO. LLC|4360
TEN|TENNECO INC|GTSZ|GTS SECURITIES LLC|68680
TEN|TENNECO INC|HRBF|American Enterprise Investment Services Inc.|5458
TEN|TENNECO INC|IATS|INTERACTIVE BROKERS LLC|5179
TEN|TENNECO INC|IBKR|Interactive Brokers Llc|12484
TEN|TENNECO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|232
TEN|TENNECO INC|ICBX|INSTINET, LLC|30144
TEN|TENNECO INC|IEQY|CITADEL SECURITIES LLC|27003
TEN|TENNECO INC|INCA|INSTINET, LLC|195782
TEN|TENNECO INC|INJX|INSTINET, LLC|2286
TEN|TENNECO INC|ITGI|ITG Inc.|70627
TEN|TENNECO INC|ITGP|ITG INC.|80400
TEN|TENNECO INC|JEFF|JEFFERIES LLC|299541
TEN|TENNECO INC|JMPT|JUMP TRADING, LLC|28464
TEN|TENNECO INC|JONE|JonesTrading|150010
TEN|TENNECO INC|JPBX|J.P. MORGAN SECURITIES LLC|25834
TEN|TENNECO INC|JPMX|J.P. Morgan Securities LLC|241447
TEN|TENNECO INC|JSJX|JANE STREET CAPITAL LLC|53112
TEN|TENNECO INC|KCGM|VIRTU Americas LLC|39944
TEN|TENNECO INC|LEHM|Barclays Capital Inc./Le|330957
TEN|TENNECO INC|LIME|Lime Brokerage LLC|13365
TEN|TENNECO INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|11596
TEN|TENNECO INC|LQNA|LIQUIDNET, INC.|139000
TEN|TENNECO INC|LSCI|Lek Securities Corporation|92
TEN|TENNECO INC|MACQ|Macquarie Capital (USA) Inc.|22069
TEN|TENNECO INC|MAXM|Maxim Group LLC|6222
TEN|TENNECO INC|MBTS|ALLY INVEST SECURITIES LLC|15
TEN|TENNECO INC|MCMF|Raymond James Ltd. Cds|1480
TEN|TENNECO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|120253
TEN|TENNECO INC|MOTF|MOTIF INVESTING, INC.|1
TEN|TENNECO INC|MRBA|IBN FINANCIAL SERVICES, INC.|1682
TEN|TENNECO INC|MSCO|MORGAN STANLEY & CO. LLC|726683
TEN|TENNECO INC|MSPL|MORGAN STANLEY & CO. LLC|214600
TEN|TENNECO INC|MSTX|MORGAN STANLEY & CO. LLC|49000
TEN|TENNECO INC|NFSC|National Financial Services LLC|208239
TEN|TENNECO INC|NITE|VIRTU Americas LLC|224424
TEN|TENNECO INC|NITP|VIRTU Americas LLC|200
TEN|TENNECO INC|NQRB|Brut, LLC|12376
TEN|TENNECO INC|OPCO|Oppenheimer & Co. Inc.|403
TEN|TENNECO INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|769
TEN|TENNECO INC|PDQM|CODA MARKETS, INC.|87406
TEN|TENNECO INC|PHLY|NASDAQ Execution Services, LLC|2000
TEN|TENNECO INC|PWJC|UBS Financial Services, Inc.|85
TEN|TENNECO INC|RBCM|RBC CAPITAL MARKETS, LLC|2368
TEN|TENNECO INC|RHCO|Suntrust Robinson Humphrey, Inc.|181028
TEN|TENNECO INC|SAGL|SAGETRADER, LLC|10930
TEN|TENNECO INC|SAGW|SAGETRADER, LLC|100
TEN|TENNECO INC|SBSH|Citigroup Global Markets Inc.|57580
TEN|TENNECO INC|SGMT|GOLDMAN SACHS & CO. LLC|76606
TEN|TENNECO INC|SMHI|Sanders Morris Harris Inc.|4950
TEN|TENNECO INC|SPDR|SPEEDROUTE LLC|11839
TEN|TENNECO INC|SPHN|Stephens Inc.|1
TEN|TENNECO INC|SPTD|MINT GLOBAL MARKETS, INC.|1110
TEN|TENNECO INC|STFL|Stifel, Nicolaus & Company, Incorporated|2286
TEN|TENNECO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5200
TEN|TENNECO INC|SWIM|TD Ameritrade, Inc.|199
TEN|TENNECO INC|SWST|Hilltop Securities Inc.|176
TEN|TENNECO INC|TKNG|ALLY INVEST SECURITIES LLC|186
TEN|TENNECO INC|TRBT|Tradebot Systems, Inc.|132917
TEN|TENNECO INC|TRCM|TRC MARKETS LLC|52384
TEN|TENNECO INC|UBSA|UBS SECURITIES LLC|396778
TEN|TENNECO INC|UBSS|UBS Securities LLC|591204
TEN|TENNECO INC|VALX|VIRTU AMERICAS LLC|8030
TEN|TENNECO INC|VGRD|Vanguard Marketing Corporation|2054
TEN|TENNECO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1645
TEN|TENNECO INC|WCHV|WELLS FARGO SECURITIES, LLC|21500
TEN|TENNECO INC|WDNX|WEEDEN & CO.L.P.|12756
TEN|TENNECO INC|WEDB|WEDBUSH SECURITIES INC.|882
TEN|TENNECO INC|WEED|Weeden & Co.L.P.|22775
TEN|TENNECO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9905
TEN|TENNECO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4351
TEN|TENNECO INC|WSEA|WOLVERINE SECURITIES, LLC|1359
TEN|TENNECO INC|XIST|INSTINET, LLC|26400
TEN|TENNECO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|38508
TEN|TENNECO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2551
TEN|TENNECO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|140
TENX|TENAX THERAPEUTICS|AGIS|Aegis Capital Corp.|800
TENX|TENAX THERAPEUTICS|ALTX|Alternet Securities Inc.|200
TENX|TENAX THERAPEUTICS|APCC|Apex Clearing Corporation|8
TENX|TENAX THERAPEUTICS|BATM|CBOE TRADING, INC.|100
TENX|TENAX THERAPEUTICS|BIMI|Banca IMI Securities Corp.|800
TENX|TENAX THERAPEUTICS|BYXM|CBOE TRADING, INC.|116
TENX|TENAX THERAPEUTICS|CANT|Cantor Fitzgerald & Co.|150
TENX|TENAX THERAPEUTICS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
TENX|TENAX THERAPEUTICS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1464
TENX|TENAX THERAPEUTICS|DBAB|Deutsche Bank Securities Inc.|426
TENX|TENAX THERAPEUTICS|DBAX|Deutsche Bank Securities Inc.|500
TENX|TENAX THERAPEUTICS|DEGS|RONIN PROFESSIONAL LLC|3657
TENX|TENAX THERAPEUTICS|EBXL|EBX LLC|1000
TENX|TENAX THERAPEUTICS|EGXM|CBOE TRADING, INC.|99
TENX|TENAX THERAPEUTICS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1045
TENX|TENAX THERAPEUTICS|ETRS|E*Trade Securities LLC|22353
TENX|TENAX THERAPEUTICS|FBCO|Credit Suisse Securities (USA) LLC|2536
TENX|TENAX THERAPEUTICS|FBSB|U.S. Bancorp Investments, Inc.|1316
TENX|TENAX THERAPEUTICS|FOMA|TD AMERITRADE CLEARING, INC.|33258
TENX|TENAX THERAPEUTICS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12
TENX|TENAX THERAPEUTICS|FTBR|Foliofn Investments, Inc.|2
TENX|TENAX THERAPEUTICS|GEBB|GLOBAL EXECUTION BROKERS, LP|200
TENX|TENAX THERAPEUTICS|GLPX|ACS EXECUTION SERVICES, LLC|300
TENX|TENAX THERAPEUTICS|GSCO|GOLDMAN SACHS & CO. LLC|1
TENX|TENAX THERAPEUTICS|GSLT|GOLDMAN SACHS & CO. LLC|716
TENX|TENAX THERAPEUTICS|GTSZ|GTS SECURITIES LLC|3717
TENX|TENAX THERAPEUTICS|HRBF|American Enterprise Investment Services Inc.|2143
TENX|TENAX THERAPEUTICS|IATS|INTERACTIVE BROKERS LLC|1212
TENX|TENAX THERAPEUTICS|IBKR|Interactive Brokers Llc|4875
TENX|TENAX THERAPEUTICS|ICBX|INSTINET, LLC|400
TENX|TENAX THERAPEUTICS|INCA|INSTINET, LLC|2939
TENX|TENAX THERAPEUTICS|ITGP|ITG INC.|1000
TENX|TENAX THERAPEUTICS|KCGM|VIRTU Americas LLC|134
TENX|TENAX THERAPEUTICS|LEHM|Barclays Capital Inc./Le|707
TENX|TENAX THERAPEUTICS|LIME|Lime Brokerage LLC|8277
TENX|TENAX THERAPEUTICS|LSCI|Lek Securities Corporation|4
TENX|TENAX THERAPEUTICS|MAXM|Maxim Group LLC|1004
TENX|TENAX THERAPEUTICS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
TENX|TENAX THERAPEUTICS|MSCO|MORGAN STANLEY & CO. LLC|21188
TENX|TENAX THERAPEUTICS|MSPL|MORGAN STANLEY & CO. LLC|6300
TENX|TENAX THERAPEUTICS|NFSC|National Financial Services LLC|29479
TENX|TENAX THERAPEUTICS|NITE|VIRTU Americas LLC|52851
TENX|TENAX THERAPEUTICS|OPCO|Oppenheimer & Co. Inc.|8248
TENX|TENAX THERAPEUTICS|PDQM|CODA MARKETS, INC.|500
TENX|TENAX THERAPEUTICS|RAJA|Raymond James & Associates, Inc.|2
TENX|TENAX THERAPEUTICS|RBCM|RBC CAPITAL MARKETS, LLC|1
TENX|TENAX THERAPEUTICS|SBSH|Citigroup Global Markets Inc.|5
TENX|TENAX THERAPEUTICS|SGMT|GOLDMAN SACHS & CO. LLC|1462
TENX|TENAX THERAPEUTICS|SPDR|SPEEDROUTE LLC|879
TENX|TENAX THERAPEUTICS|STXG|Stockcross Financial Services, Inc.|7946
TENX|TENAX THERAPEUTICS|SWIM|TD Ameritrade, Inc.|14293
TENX|TENAX THERAPEUTICS|SWST|Hilltop Securities Inc.|1
TENX|TENAX THERAPEUTICS|TKNG|ALLY INVEST SECURITIES LLC|575
TENX|TENAX THERAPEUTICS|UBSA|UBS SECURITIES LLC|1744
TENX|TENAX THERAPEUTICS|UBSS|UBS Securities LLC|13733
TENX|TENAX THERAPEUTICS|VALX|VIRTU AMERICAS LLC|38
TENX|TENAX THERAPEUTICS|VGRD|Vanguard Marketing Corporation|565
TENX|TENAX THERAPEUTICS|WCHV|WELLS FARGO SECURITIES, LLC|802
TENX|TENAX THERAPEUTICS|WEDB|WEDBUSH SECURITIES INC.|2210
TENX|TENAX THERAPEUTICS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|512
TENX|TENAX THERAPEUTICS|WSEA|WOLVERINE SECURITIES, LLC|470
TENX|TENAX THERAPEUTICS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
TEO|TELECOM ARGENTIA ADS|ALTX|Alternet Securities Inc.|19210
TEO|TELECOM ARGENTIA ADS|APCC|Apex Clearing Corporation|210
TEO|TELECOM ARGENTIA ADS|BATM|CBOE TRADING, INC.|900
TEO|TELECOM ARGENTIA ADS|BAYT|BTIG, LLC|100
TEO|TELECOM ARGENTIA ADS|BERN|Sanford C. Bernstein & Co., LLC|9354
TEO|TELECOM ARGENTIA ADS|BIAD|SAGETRADER, LLC|2
TEO|TELECOM ARGENTIA ADS|BIDS|BIDS TRADING L.P.|5900
TEO|TELECOM ARGENTIA ADS|BIMI|Banca IMI Securities Corp.|9286
TEO|TELECOM ARGENTIA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25601
TEO|TELECOM ARGENTIA ADS|BMSI|BULL MARKET SECURITIES, INC.|220
TEO|TELECOM ARGENTIA ADS|BNPX|BNP PARIBAS SECURITIES CORP.|5400
TEO|TELECOM ARGENTIA ADS|BTIG|BTIG, LLC|28700
TEO|TELECOM ARGENTIA ADS|BYXM|CBOE TRADING, INC.|970
TEO|TELECOM ARGENTIA ADS|BZYD|GOLDMAN SACHS & CO. LLC|800
TEO|TELECOM ARGENTIA ADS|CANT|Cantor Fitzgerald & Co.|8900
TEO|TELECOM ARGENTIA ADS|CHAS|Charles Schwab & Co., Inc.|1300
TEO|TELECOM ARGENTIA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5200
TEO|TELECOM ARGENTIA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17198
TEO|TELECOM ARGENTIA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142421
TEO|TELECOM ARGENTIA ADS|CTDL|Citadel Derivatives Group Llc|1380
TEO|TELECOM ARGENTIA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3970
TEO|TELECOM ARGENTIA ADS|DBAB|Deutsche Bank Securities Inc.|161701
TEO|TELECOM ARGENTIA ADS|DBAX|Deutsche Bank Securities Inc.|57100
TEO|TELECOM ARGENTIA ADS|DEAN|MORGAN STANLEY|1800
TEO|TELECOM ARGENTIA ADS|DEGS|RONIN PROFESSIONAL LLC|3708
TEO|TELECOM ARGENTIA ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3685
TEO|TELECOM ARGENTIA ADS|EBXL|EBX LLC|194900
TEO|TELECOM ARGENTIA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5665
TEO|TELECOM ARGENTIA ADS|EGAM|CBOE TRADING, INC.|3450
TEO|TELECOM ARGENTIA ADS|EGAW|CBOE TRADING, INC.|1200
TEO|TELECOM ARGENTIA ADS|EGMT|EG MARKET TECHNOLOGIES LLC|105
TEO|TELECOM ARGENTIA ADS|EGXM|CBOE TRADING, INC.|5900
TEO|TELECOM ARGENTIA ADS|EGXW|CBOE TRADING, INC.|200
TEO|TELECOM ARGENTIA ADS|ETBE|Electronic Transaction Clearing, Inc.|11715
TEO|TELECOM ARGENTIA ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
TEO|TELECOM ARGENTIA ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8191
TEO|TELECOM ARGENTIA ADS|ETRS|E*Trade Securities LLC|9032
TEO|TELECOM ARGENTIA ADS|FCST|INTL FCSTONE FINANCIAL INC.|600
TEO|TELECOM ARGENTIA ADS|FILL|Tradestation Securities, Inc.|795
TEO|TELECOM ARGENTIA ADS|FQLS|Quantlab Securities LP|119613
TEO|TELECOM ARGENTIA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51256
TEO|TELECOM ARGENTIA ADS|FTBR|Foliofn Investments, Inc.|4002
TEO|TELECOM ARGENTIA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1700
TEO|TELECOM ARGENTIA ADS|GLPX|ACS EXECUTION SERVICES, LLC|58521
TEO|TELECOM ARGENTIA ADS|GSCO|GOLDMAN SACHS & CO. LLC|307358
TEO|TELECOM ARGENTIA ADS|GSCS|GOLDMAN SACHS & CO. LLC|2519
TEO|TELECOM ARGENTIA ADS|GSIC|GLOBAL STRATEGIC INVESTMENTS|15
TEO|TELECOM ARGENTIA ADS|GSLT|GOLDMAN SACHS & CO. LLC|6202
TEO|TELECOM ARGENTIA ADS|GTSZ|GTS SECURITIES LLC|29580
TEO|TELECOM ARGENTIA ADS|HRBF|American Enterprise Investment Services Inc.|67
TEO|TELECOM ARGENTIA ADS|HSBC|HSBC Securities, Inc.|2466
TEO|TELECOM ARGENTIA ADS|IATS|INTERACTIVE BROKERS LLC|11380
TEO|TELECOM ARGENTIA ADS|IBKR|Interactive Brokers Llc|28419
TEO|TELECOM ARGENTIA ADS|ICBX|INSTINET, LLC|16700
TEO|TELECOM ARGENTIA ADS|INCA|INSTINET, LLC|149976
TEO|TELECOM ARGENTIA ADS|ITGI|ITG Inc.|19970
TEO|TELECOM ARGENTIA ADS|ITGP|ITG INC.|66800
TEO|TELECOM ARGENTIA ADS|JANY|Janney Montgomery Scott Inc.|666
TEO|TELECOM ARGENTIA ADS|JEFF|JEFFERIES LLC|15116
TEO|TELECOM ARGENTIA ADS|JMPT|JUMP TRADING, LLC|17943
TEO|TELECOM ARGENTIA ADS|JONE|JonesTrading|315
TEO|TELECOM ARGENTIA ADS|JPBX|J.P. MORGAN SECURITIES LLC|130419
TEO|TELECOM ARGENTIA ADS|JPMX|J.P. Morgan Securities LLC|664130
TEO|TELECOM ARGENTIA ADS|JSJX|JANE STREET CAPITAL LLC|2312
TEO|TELECOM ARGENTIA ADS|KCGM|VIRTU Americas LLC|37541
TEO|TELECOM ARGENTIA ADS|LEHM|Barclays Capital Inc./Le|378012
TEO|TELECOM ARGENTIA ADS|LIME|Lime Brokerage LLC|27602
TEO|TELECOM ARGENTIA ADS|LPCM|Lampert Capital Markets Inc.|95000
TEO|TELECOM ARGENTIA ADS|LSCI|Lek Securities Corporation|12239
TEO|TELECOM ARGENTIA ADS|MAXM|Maxim Group LLC|135004
TEO|TELECOM ARGENTIA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54075
TEO|TELECOM ARGENTIA ADS|MOTF|MOTIF INVESTING, INC.|4
TEO|TELECOM ARGENTIA ADS|MSCO|MORGAN STANLEY & CO. LLC|456424
TEO|TELECOM ARGENTIA ADS|MSPL|MORGAN STANLEY & CO. LLC|94200
TEO|TELECOM ARGENTIA ADS|MSTX|MORGAN STANLEY & CO. LLC|25800
TEO|TELECOM ARGENTIA ADS|MTON|MILLINGTON SECURITIES, INC.|9356
TEO|TELECOM ARGENTIA ADS|NFSC|National Financial Services LLC|57163
TEO|TELECOM ARGENTIA ADS|NITE|VIRTU Americas LLC|456630
TEO|TELECOM ARGENTIA ADS|NITP|VIRTU Americas LLC|500
TEO|TELECOM ARGENTIA ADS|NQRB|Brut, LLC|5342
TEO|TELECOM ARGENTIA ADS|NTBF|BMO Nesbitt Burns Inc./CDS|507
TEO|TELECOM ARGENTIA ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
TEO|TELECOM ARGENTIA ADS|PDQM|CODA MARKETS, INC.|166022
TEO|TELECOM ARGENTIA ADS|PICT|Pictet Overseas Inc.|625
TEO|TELECOM ARGENTIA ADS|PIPR|Piper Jaffray & Co.|570
TEO|TELECOM ARGENTIA ADS|PWJC|UBS Financial Services, Inc.|8755
TEO|TELECOM ARGENTIA ADS|RBCM|RBC CAPITAL MARKETS, LLC|615
TEO|TELECOM ARGENTIA ADS|SAGL|SAGETRADER, LLC|14079
TEO|TELECOM ARGENTIA ADS|SBSH|Citigroup Global Markets Inc.|14825
TEO|TELECOM ARGENTIA ADS|SGMT|GOLDMAN SACHS & CO. LLC|52905
TEO|TELECOM ARGENTIA ADS|SPDR|SPEEDROUTE LLC|31583
TEO|TELECOM ARGENTIA ADS|STFL|Stifel, Nicolaus & Company, Incorporated|600
TEO|TELECOM ARGENTIA ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
TEO|TELECOM ARGENTIA ADS|SWIM|TD Ameritrade, Inc.|12121
TEO|TELECOM ARGENTIA ADS|SWST|Hilltop Securities Inc.|3350
TEO|TELECOM ARGENTIA ADS|TKNG|ALLY INVEST SECURITIES LLC|1625
TEO|TELECOM ARGENTIA ADS|TRBT|Tradebot Systems, Inc.|128513
TEO|TELECOM ARGENTIA ADS|TRCM|TRC MARKETS LLC|2430
TEO|TELECOM ARGENTIA ADS|TWTT|TASTYWORKS, INC.|8
TEO|TELECOM ARGENTIA ADS|UBSA|UBS SECURITIES LLC|369287
TEO|TELECOM ARGENTIA ADS|UBSS|UBS Securities LLC|491640
TEO|TELECOM ARGENTIA ADS|VALX|VIRTU AMERICAS LLC|10869
TEO|TELECOM ARGENTIA ADS|VGRD|Vanguard Marketing Corporation|576
TEO|TELECOM ARGENTIA ADS|WABR|Wall Street Access|10156
TEO|TELECOM ARGENTIA ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|1162
TEO|TELECOM ARGENTIA ADS|WCHV|WELLS FARGO SECURITIES, LLC|24169
TEO|TELECOM ARGENTIA ADS|WEDB|WEDBUSH SECURITIES INC.|300
TEO|TELECOM ARGENTIA ADS|WEED|Weeden & Co.L.P.|1000
TEO|TELECOM ARGENTIA ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|159
TEO|TELECOM ARGENTIA ADS|WSEA|WOLVERINE SECURITIES, LLC|1198
TEO|TELECOM ARGENTIA ADS|XIST|INSTINET, LLC|5200
TEO|TELECOM ARGENTIA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
TEO|TELECOM ARGENTIA ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|5082
TEO|TELECOM ARGENTIA ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5070
TER|TERADYNE INC|ABLE|NATIXIS Securities Americas LLC|444200
TER|TERADYNE INC|ADAM|CANACCORD GENUITY INC.|51000
TER|TERADYNE INC|ALTX|Alternet Securities Inc.|10587
TER|TERADYNE INC|ANOS|ABEL/NOSER, L.L.C.|400
TER|TERADYNE INC|APCC|Apex Clearing Corporation|2169
TER|TERADYNE INC|AQUA|AQUA SECURITIES L.P.|5100
TER|TERADYNE INC|BANK|Primevest Financial Services, Inc.|184
TER|TERADYNE INC|BARD|Robert W. Baird & Co. Incorporated|80997
TER|TERADYNE INC|BATM|CBOE TRADING, INC.|4933
TER|TERADYNE INC|BAYT|BTIG, LLC|200
TER|TERADYNE INC|BBNT|BB&T SECURITIES, LLC|3959
TER|TERADYNE INC|BERN|Sanford C. Bernstein & Co., LLC|109690
TER|TERADYNE INC|BIDS|BIDS TRADING L.P.|3300
TER|TERADYNE INC|BIMI|Banca IMI Securities Corp.|292
TER|TERADYNE INC|BKCM|BNY Mellon Capital Markets LLC|53641
TER|TERADYNE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22928
TER|TERADYNE INC|BLKX|INSTINET, LLC|54836
TER|TERADYNE INC|BNPX|BNP PARIBAS SECURITIES CORP.|134103
TER|TERADYNE INC|BRVL|BLAYLOCK VAN, LLC|6700
TER|TERADYNE INC|BTIG|BTIG, LLC|27739
TER|TERADYNE INC|BYXM|CBOE TRADING, INC.|1174
TER|TERADYNE INC|BZYD|GOLDMAN SACHS & CO. LLC|1100
TER|TERADYNE INC|CANT|Cantor Fitzgerald & Co.|3069
TER|TERADYNE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|54000
TER|TERADYNE INC|CHAS|Charles Schwab & Co., Inc.|2048
TER|TERADYNE INC|CIST|Capital Institutional Services, Inc.|1298
TER|TERADYNE INC|CNFR|Cowen Prime Services LLC|900
TER|TERADYNE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|318592
TER|TERADYNE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3330
TER|TERADYNE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16694
TER|TERADYNE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1030889
TER|TERADYNE INC|CTDL|Citadel Derivatives Group Llc|12730
TER|TERADYNE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|191454
TER|TERADYNE INC|DADA|D.A. Davidson & Co.|179
TER|TERADYNE INC|DAVA|Davenport & Company LLC|210
TER|TERADYNE INC|DBAB|Deutsche Bank Securities Inc.|633457
TER|TERADYNE INC|DBAX|Deutsche Bank Securities Inc.|816500
TER|TERADYNE INC|DBUL|Deutsche Bank Securities Inc.|4959
TER|TERADYNE INC|DCHF|Dart Executions, LLC|4390
TER|TERADYNE INC|DEAN|MORGAN STANLEY|11566
TER|TERADYNE INC|DEGS|RONIN PROFESSIONAL LLC|17474
TER|TERADYNE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18642
TER|TERADYNE INC|DRWK|DRW SECURITIES, L.L.C.|2378
TER|TERADYNE INC|EBXL|EBX LLC|519800
TER|TERADYNE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10040
TER|TERADYNE INC|EDJO|Edward D. Jones & Co., L.P.|2036
TER|TERADYNE INC|EGAM|CBOE TRADING, INC.|23684
TER|TERADYNE INC|EGAW|CBOE TRADING, INC.|100
TER|TERADYNE INC|EGMT|EG MARKET TECHNOLOGIES LLC|900
TER|TERADYNE INC|EGXM|CBOE TRADING, INC.|6996
TER|TERADYNE INC|EGXW|CBOE TRADING, INC.|110
TER|TERADYNE INC|ETBE|Electronic Transaction Clearing, Inc.|36827
TER|TERADYNE INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
TER|TERADYNE INC|ETCB|ETC BROKERAGE SERVICES, LLC|53
TER|TERADYNE INC|ETCC|Electronic Transaction Clearing, Inc.|20
TER|TERADYNE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|53719
TER|TERADYNE INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|532
TER|TERADYNE INC|ETRS|E*Trade Securities LLC|105323
TER|TERADYNE INC|FBSB|U.S. Bancorp Investments, Inc.|171
TER|TERADYNE INC|FILL|Tradestation Securities, Inc.|4000
TER|TERADYNE INC|FINX|FINTECH SECURITIES|231
TER|TERADYNE INC|FMAF|NBCN Inc./ CDS|702
TER|TERADYNE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31927
TER|TERADYNE INC|FQLS|Quantlab Securities LP|917548
TER|TERADYNE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186610
TER|TERADYNE INC|FTBR|Foliofn Investments, Inc.|625
TER|TERADYNE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8825
TER|TERADYNE INC|GLIS|TD Securities Inc|1106
TER|TERADYNE INC|GLPX|ACS EXECUTION SERVICES, LLC|63483
TER|TERADYNE INC|GSCO|GOLDMAN SACHS & CO. LLC|2178138
TER|TERADYNE INC|GSCS|GOLDMAN SACHS & CO. LLC|12253
TER|TERADYNE INC|GSLT|GOLDMAN SACHS & CO. LLC|36928
TER|TERADYNE INC|GTSZ|GTS SECURITIES LLC|222960
TER|TERADYNE INC|HAPX|HAP Trading, LLC|46
TER|TERADYNE INC|HRBF|American Enterprise Investment Services Inc.|5668
TER|TERADYNE INC|HSBC|HSBC Securities, Inc.|8905
TER|TERADYNE INC|IATS|INTERACTIVE BROKERS LLC|10307
TER|TERADYNE INC|IBKR|Interactive Brokers Llc|15619
TER|TERADYNE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3536
TER|TERADYNE INC|ICBX|INSTINET, LLC|327464
TER|TERADYNE INC|IEQY|CITADEL SECURITIES LLC|107257
TER|TERADYNE INC|INCA|INSTINET, LLC|830842
TER|TERADYNE INC|INJX|INSTINET, LLC|3941
TER|TERADYNE INC|ITGI|ITG Inc.|183574
TER|TERADYNE INC|ITGP|ITG INC.|657400
TER|TERADYNE INC|JANY|Janney Montgomery Scott Inc.|22677
TER|TERADYNE INC|JEFF|JEFFERIES LLC|306959
TER|TERADYNE INC|JMPT|JUMP TRADING, LLC|122409
TER|TERADYNE INC|JPBX|J.P. MORGAN SECURITIES LLC|102928
TER|TERADYNE INC|JPMX|J.P. Morgan Securities LLC|1180460
TER|TERADYNE INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
TER|TERADYNE INC|JSJX|JANE STREET CAPITAL LLC|32010
TER|TERADYNE INC|JSSF|JMP Securities LLC|5000
TER|TERADYNE INC|KCGM|VIRTU Americas LLC|130443
TER|TERADYNE INC|LEHM|Barclays Capital Inc./Le|1834857
TER|TERADYNE INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|463
TER|TERADYNE INC|LIME|Lime Brokerage LLC|40635
TER|TERADYNE INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|49800
TER|TERADYNE INC|LOOP|Loop Capital Markets LLC|8077
TER|TERADYNE INC|LQNA|LIQUIDNET, INC.|750500
TER|TERADYNE INC|LQNB|LIQUIDNET, INC.|1200
TER|TERADYNE INC|LSCI|Lek Securities Corporation|1374
TER|TERADYNE INC|LVMR|LIVERMORE TRADING GROUP, INC.|28388
TER|TERADYNE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
TER|TERADYNE INC|MACQ|Macquarie Capital (USA) Inc.|23983
TER|TERADYNE INC|MBTS|ALLY INVEST SECURITIES LLC|2461
TER|TERADYNE INC|MCMF|Raymond James Ltd. Cds|13
TER|TERADYNE INC|MITR|GMP SECURITIES, LLC|31600
TER|TERADYNE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|533825
TER|TERADYNE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1500
TER|TERADYNE INC|MOTF|MOTIF INVESTING, INC.|13
TER|TERADYNE INC|MSCO|MORGAN STANLEY & CO. LLC|3697012
TER|TERADYNE INC|MSPL|MORGAN STANLEY & CO. LLC|789300
TER|TERADYNE INC|MSTX|MORGAN STANLEY & CO. LLC|670600
TER|TERADYNE INC|MZHO|Mizuho Securities USA LLC|47400
TER|TERADYNE INC|NBCS|NBC Securities, INC.|150
TER|TERADYNE INC|NFSC|National Financial Services LLC|211649
TER|TERADYNE INC|NITE|VIRTU Americas LLC|810946
TER|TERADYNE INC|NITP|VIRTU Americas LLC|2367
TER|TERADYNE INC|NMRA|Nomura Securities International, Inc.|11000
TER|TERADYNE INC|NQRB|Brut, LLC|14344
TER|TERADYNE INC|NTBF|BMO Nesbitt Burns Inc./CDS|200
TER|TERADYNE INC|NTRC|Northern Trust Securities, Inc.|2883
TER|TERADYNE INC|OHOS|TWO SIGMA SECURITIES, LLC|136163
TER|TERADYNE INC|OPCO|Oppenheimer & Co. Inc.|2818
TER|TERADYNE INC|PDQM|CODA MARKETS, INC.|134864
TER|TERADYNE INC|PHLY|NASDAQ Execution Services, LLC|800
TER|TERADYNE INC|PIPR|Piper Jaffray & Co.|7443
TER|TERADYNE INC|PWJC|UBS Financial Services, Inc.|1100
TER|TERADYNE INC|RBCM|RBC CAPITAL MARKETS, LLC|8360
TER|TERADYNE INC|RHCO|Suntrust Robinson Humphrey, Inc.|12270
TER|TERADYNE INC|ROTH|Roth Capital Partners, LLC|500
TER|TERADYNE INC|SAGL|SAGETRADER, LLC|15255
TER|TERADYNE INC|SAGW|SAGETRADER, LLC|8867
TER|TERADYNE INC|SALI|INTL FCSTONE FINANCIAL INC.|345
TER|TERADYNE INC|SBRX|MURIEL SIEBERT & CO INC|1230
TER|TERADYNE INC|SBSH|Citigroup Global Markets Inc.|712182
TER|TERADYNE INC|SCMC|Scotia Capital Markets (USA) Inc.|78600
TER|TERADYNE INC|SEIC|SEI Investments Distribution Co.|604
TER|TERADYNE INC|SGMT|GOLDMAN SACHS & CO. LLC|359406
TER|TERADYNE INC|SIBO|Prime Executions, Inc.|72479
TER|TERADYNE INC|SPDR|SPEEDROUTE LLC|19759
TER|TERADYNE INC|SPHN|Stephens Inc.|34000
TER|TERADYNE INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
TER|TERADYNE INC|STFL|Stifel, Nicolaus & Company, Incorporated|21700
TER|TERADYNE INC|STKP|STOCKPILE INVESTMENTS, INC.|56
TER|TERADYNE INC|STRS|STRATEGAS RESEARCH PARTNERS|3100
TER|TERADYNE INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10984
TER|TERADYNE INC|SWIM|TD Ameritrade, Inc.|217055
TER|TERADYNE INC|SWST|Hilltop Securities Inc.|3221
TER|TERADYNE INC|TKNG|ALLY INVEST SECURITIES LLC|3300
TER|TERADYNE INC|TMBR|Timber Hill LLC|633
TER|TERADYNE INC|TRBT|Tradebot Systems, Inc.|514790
TER|TERADYNE INC|TRCM|TRC MARKETS LLC|614375
TER|TERADYNE INC|TWTT|TASTYWORKS, INC.|175
TER|TERADYNE INC|UBSA|UBS SECURITIES LLC|1380979
TER|TERADYNE INC|UBSS|UBS Securities LLC|1313548
TER|TERADYNE INC|VALX|VIRTU AMERICAS LLC|13713
TER|TERADYNE INC|VGRD|Vanguard Marketing Corporation|11564
TER|TERADYNE INC|WABR|Wall Street Access|116
TER|TERADYNE INC|WBLR|WILLIAM BLAIR|394750
TER|TERADYNE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6645
TER|TERADYNE INC|WCHV|WELLS FARGO SECURITIES, LLC|2142174
TER|TERADYNE INC|WDNX|WEEDEN & CO.L.P.|310
TER|TERADYNE INC|WEDB|WEDBUSH SECURITIES INC.|7043
TER|TERADYNE INC|WEED|Weeden & Co.L.P.|9431
TER|TERADYNE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10394
TER|TERADYNE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20690
TER|TERADYNE INC|WGIF|CIBC World Markets Inc.|4047
TER|TERADYNE INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|730
TER|TERADYNE INC|WSAG|WALL STREET ACCESS|198
TER|TERADYNE INC|WSEA|WOLVERINE SECURITIES, LLC|27524
TER|TERADYNE INC|XIST|INSTINET, LLC|22224
TER|TERADYNE INC|XPQR|Jump Trading|8166
TER|TERADYNE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|96216
TER|TERADYNE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2925
TER|TERADYNE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6183
TERM|EQUITYCOMPASS TACTIC|CHAS|Charles Schwab & Co., Inc.|1
TERM|EQUITYCOMPASS TACTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2850
TERM|EQUITYCOMPASS TACTIC|DBAX|Deutsche Bank Securities Inc.|1900
TERM|EQUITYCOMPASS TACTIC|EBXL|EBX LLC|3200
TERM|EQUITYCOMPASS TACTIC|EGXM|CBOE TRADING, INC.|500
TERM|EQUITYCOMPASS TACTIC|GSLT|GOLDMAN SACHS & CO. LLC|5805
TERM|EQUITYCOMPASS TACTIC|IATS|INTERACTIVE BROKERS LLC|1
TERM|EQUITYCOMPASS TACTIC|IBKR|Interactive Brokers Llc|4000
TERM|EQUITYCOMPASS TACTIC|ICBX|INSTINET, LLC|3424
TERM|EQUITYCOMPASS TACTIC|JPMX|J.P. Morgan Securities LLC|2000
TERM|EQUITYCOMPASS TACTIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|19550
TERM|EQUITYCOMPASS TACTIC|JSJX|JANE STREET CAPITAL LLC|19126
TERM|EQUITYCOMPASS TACTIC|KCGM|VIRTU Americas LLC|6794
TERM|EQUITYCOMPASS TACTIC|LEHM|Barclays Capital Inc./Le|600
TERM|EQUITYCOMPASS TACTIC|LIME|Lime Brokerage LLC|600
TERM|EQUITYCOMPASS TACTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6192
TERM|EQUITYCOMPASS TACTIC|MSCO|MORGAN STANLEY & CO. LLC|2452
TERM|EQUITYCOMPASS TACTIC|MSPL|MORGAN STANLEY & CO. LLC|1700
TERM|EQUITYCOMPASS TACTIC|NFSC|National Financial Services LLC|12018
TERM|EQUITYCOMPASS TACTIC|NITE|VIRTU Americas LLC|56412
TERM|EQUITYCOMPASS TACTIC|SGMT|GOLDMAN SACHS & CO. LLC|1421
TERM|EQUITYCOMPASS TACTIC|STFL|Stifel, Nicolaus & Company, Incorporated|54113
TERM|EQUITYCOMPASS TACTIC|UBSA|UBS SECURITIES LLC|4064
TERM|EQUITYCOMPASS TACTIC|UBSS|UBS Securities LLC|225
TERM|EQUITYCOMPASS TACTIC|WCHV|WELLS FARGO SECURITIES, LLC|3725
TERM|EQUITYCOMPASS TACTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1452
TERP|TERRAFORM PWR CLA NW|ALTX|Alternet Securities Inc.|46451
TERP|TERRAFORM PWR CLA NW|APCC|Apex Clearing Corporation|443
TERP|TERRAFORM PWR CLA NW|BANK|Primevest Financial Services, Inc.|1000
TERP|TERRAFORM PWR CLA NW|BARD|Robert W. Baird & Co. Incorporated|11891
TERP|TERRAFORM PWR CLA NW|BATM|CBOE TRADING, INC.|6715
TERP|TERRAFORM PWR CLA NW|BAYC|BAY CREST PARTNERS, LLC|380
TERP|TERRAFORM PWR CLA NW|BBNT|BB&T SECURITIES, LLC|175
TERP|TERRAFORM PWR CLA NW|BERN|Sanford C. Bernstein & Co., LLC|45864
TERP|TERRAFORM PWR CLA NW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12106
TERP|TERRAFORM PWR CLA NW|BMOC|BMO Capital Markets Corp.|9346
TERP|TERRAFORM PWR CLA NW|BNPX|BNP PARIBAS SECURITIES CORP.|7857
TERP|TERRAFORM PWR CLA NW|BTIG|BTIG, LLC|128858
TERP|TERRAFORM PWR CLA NW|BYXM|CBOE TRADING, INC.|815
TERP|TERRAFORM PWR CLA NW|BZYD|GOLDMAN SACHS & CO. LLC|2100
TERP|TERRAFORM PWR CLA NW|CANT|Cantor Fitzgerald & Co.|65361
TERP|TERRAFORM PWR CLA NW|CHAS|Charles Schwab & Co., Inc.|961
TERP|TERRAFORM PWR CLA NW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|454845
TERP|TERRAFORM PWR CLA NW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
TERP|TERRAFORM PWR CLA NW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|296376
TERP|TERRAFORM PWR CLA NW|CTDL|Citadel Derivatives Group Llc|23325
TERP|TERRAFORM PWR CLA NW|CXCX|CITIGROUP GLOBAL MARKETS INC.|31404
TERP|TERRAFORM PWR CLA NW|DBAB|Deutsche Bank Securities Inc.|599627
TERP|TERRAFORM PWR CLA NW|DBAX|Deutsche Bank Securities Inc.|219500
TERP|TERRAFORM PWR CLA NW|DEAN|MORGAN STANLEY|6455
TERP|TERRAFORM PWR CLA NW|DEGS|RONIN PROFESSIONAL LLC|1721
TERP|TERRAFORM PWR CLA NW|EBXL|EBX LLC|134900
TERP|TERRAFORM PWR CLA NW|ECUT|CONVERGEX EXECUTION SOLUTIONS|5753
TERP|TERRAFORM PWR CLA NW|EDJO|Edward D. Jones & Co., L.P.|4382
TERP|TERRAFORM PWR CLA NW|EGAM|CBOE TRADING, INC.|5242
TERP|TERRAFORM PWR CLA NW|EGXM|CBOE TRADING, INC.|2834
TERP|TERRAFORM PWR CLA NW|ELEV|ELEVATION, LLC|26372
TERP|TERRAFORM PWR CLA NW|ETBE|Electronic Transaction Clearing, Inc.|33695
TERP|TERRAFORM PWR CLA NW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20832
TERP|TERRAFORM PWR CLA NW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3488
TERP|TERRAFORM PWR CLA NW|ETRS|E*Trade Securities LLC|70197
TERP|TERRAFORM PWR CLA NW|FBCO|Credit Suisse Securities (USA) LLC|353170
TERP|TERRAFORM PWR CLA NW|FILL|Tradestation Securities, Inc.|720
TERP|TERRAFORM PWR CLA NW|FMAF|NBCN Inc./ CDS|1894
TERP|TERRAFORM PWR CLA NW|FMCO|First Manhattan Co|100
TERP|TERRAFORM PWR CLA NW|FOMA|TD AMERITRADE CLEARING, INC.|247661
TERP|TERRAFORM PWR CLA NW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|800
TERP|TERRAFORM PWR CLA NW|FQLS|Quantlab Securities LP|191552
TERP|TERRAFORM PWR CLA NW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111922
TERP|TERRAFORM PWR CLA NW|FTBR|Foliofn Investments, Inc.|46086
TERP|TERRAFORM PWR CLA NW|GEBB|GLOBAL EXECUTION BROKERS, LP|25534
TERP|TERRAFORM PWR CLA NW|GLPX|ACS EXECUTION SERVICES, LLC|30126
TERP|TERRAFORM PWR CLA NW|GSCO|GOLDMAN SACHS & CO. LLC|1727000
TERP|TERRAFORM PWR CLA NW|GSCS|GOLDMAN SACHS & CO. LLC|256697
TERP|TERRAFORM PWR CLA NW|GSLT|GOLDMAN SACHS & CO. LLC|3290
TERP|TERRAFORM PWR CLA NW|GTSZ|GTS SECURITIES LLC|7112
TERP|TERRAFORM PWR CLA NW|HRBF|American Enterprise Investment Services Inc.|4682
TERP|TERRAFORM PWR CLA NW|HSBC|HSBC Securities, Inc.|8280
TERP|TERRAFORM PWR CLA NW|IATS|INTERACTIVE BROKERS LLC|11290
TERP|TERRAFORM PWR CLA NW|IBKR|Interactive Brokers Llc|131311
TERP|TERRAFORM PWR CLA NW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
TERP|TERRAFORM PWR CLA NW|ICBX|INSTINET, LLC|84669
TERP|TERRAFORM PWR CLA NW|IEQY|CITADEL SECURITIES LLC|54659
TERP|TERRAFORM PWR CLA NW|INCA|INSTINET, LLC|492299
TERP|TERRAFORM PWR CLA NW|INJX|INSTINET, LLC|26272
TERP|TERRAFORM PWR CLA NW|ITGI|ITG Inc.|65982
TERP|TERRAFORM PWR CLA NW|ITGP|ITG INC.|73800
TERP|TERRAFORM PWR CLA NW|JANY|Janney Montgomery Scott Inc.|150
TERP|TERRAFORM PWR CLA NW|JEFF|JEFFERIES LLC|88288
TERP|TERRAFORM PWR CLA NW|JMPT|JUMP TRADING, LLC|145779
TERP|TERRAFORM PWR CLA NW|JPBX|J.P. MORGAN SECURITIES LLC|22759
TERP|TERRAFORM PWR CLA NW|JPMX|J.P. Morgan Securities LLC|245613
TERP|TERRAFORM PWR CLA NW|JSJX|JANE STREET CAPITAL LLC|51101
TERP|TERRAFORM PWR CLA NW|KCGM|VIRTU Americas LLC|49297
TERP|TERRAFORM PWR CLA NW|LEHM|Barclays Capital Inc./Le|1431445
TERP|TERRAFORM PWR CLA NW|LIME|Lime Brokerage LLC|176839
TERP|TERRAFORM PWR CLA NW|LOOP|Loop Capital Markets LLC|4551
TERP|TERRAFORM PWR CLA NW|LSCI|Lek Securities Corporation|525
TERP|TERRAFORM PWR CLA NW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1119
TERP|TERRAFORM PWR CLA NW|MACQ|Macquarie Capital (USA) Inc.|381574
TERP|TERRAFORM PWR CLA NW|MAXM|Maxim Group LLC|6884
TERP|TERRAFORM PWR CLA NW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|274191
TERP|TERRAFORM PWR CLA NW|MOTF|MOTIF INVESTING, INC.|1
TERP|TERRAFORM PWR CLA NW|MSCO|MORGAN STANLEY & CO. LLC|2971904
TERP|TERRAFORM PWR CLA NW|MSPL|MORGAN STANLEY & CO. LLC|411700
TERP|TERRAFORM PWR CLA NW|MSTX|MORGAN STANLEY & CO. LLC|165900
TERP|TERRAFORM PWR CLA NW|NFSC|National Financial Services LLC|220246
TERP|TERRAFORM PWR CLA NW|NITE|VIRTU Americas LLC|518724
TERP|TERRAFORM PWR CLA NW|NITP|VIRTU Americas LLC|3600
TERP|TERRAFORM PWR CLA NW|NQRB|Brut, LLC|5224
TERP|TERRAFORM PWR CLA NW|NTRC|Northern Trust Securities, Inc.|318
TERP|TERRAFORM PWR CLA NW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2698
TERP|TERRAFORM PWR CLA NW|PDQM|CODA MARKETS, INC.|6392
TERP|TERRAFORM PWR CLA NW|RAJA|Raymond James & Associates, Inc.|14019
TERP|TERRAFORM PWR CLA NW|RBCM|RBC CAPITAL MARKETS, LLC|1980
TERP|TERRAFORM PWR CLA NW|SAGL|SAGETRADER, LLC|600
TERP|TERRAFORM PWR CLA NW|SAGW|SAGETRADER, LLC|3266
TERP|TERRAFORM PWR CLA NW|SBSH|Citigroup Global Markets Inc.|863822
TERP|TERRAFORM PWR CLA NW|SGMT|GOLDMAN SACHS & CO. LLC|222559
TERP|TERRAFORM PWR CLA NW|SPDR|SPEEDROUTE LLC|100
TERP|TERRAFORM PWR CLA NW|STFL|Stifel, Nicolaus & Company, Incorporated|700
TERP|TERRAFORM PWR CLA NW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
TERP|TERRAFORM PWR CLA NW|SWIM|TD Ameritrade, Inc.|18740
TERP|TERRAFORM PWR CLA NW|SWST|Hilltop Securities Inc.|3082
TERP|TERRAFORM PWR CLA NW|TKNG|ALLY INVEST SECURITIES LLC|9781
TERP|TERRAFORM PWR CLA NW|TOUR|TOURMALINE PARTNERS, LLC|19000
TERP|TERRAFORM PWR CLA NW|TRBT|Tradebot Systems, Inc.|177824
TERP|TERRAFORM PWR CLA NW|TRCM|TRC MARKETS LLC|220663
TERP|TERRAFORM PWR CLA NW|TWTT|TASTYWORKS, INC.|737
TERP|TERRAFORM PWR CLA NW|UBSA|UBS SECURITIES LLC|678050
TERP|TERRAFORM PWR CLA NW|UBSS|UBS Securities LLC|1138312
TERP|TERRAFORM PWR CLA NW|VALX|VIRTU AMERICAS LLC|25426
TERP|TERRAFORM PWR CLA NW|VGRD|Vanguard Marketing Corporation|37415
TERP|TERRAFORM PWR CLA NW|VNDS|VANDHAM SECURITIES CORP|44951
TERP|TERRAFORM PWR CLA NW|WABR|Wall Street Access|19548
TERP|TERRAFORM PWR CLA NW|WBPX|SUMMIT SECURITIES GROUP, LLC|400
TERP|TERRAFORM PWR CLA NW|WCHV|WELLS FARGO SECURITIES, LLC|57086
TERP|TERRAFORM PWR CLA NW|WDNX|WEEDEN & CO.L.P.|9400
TERP|TERRAFORM PWR CLA NW|WEDB|WEDBUSH SECURITIES INC.|1700
TERP|TERRAFORM PWR CLA NW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22685
TERP|TERRAFORM PWR CLA NW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|754
TERP|TERRAFORM PWR CLA NW|WGIF|CIBC World Markets Inc.|4851
TERP|TERRAFORM PWR CLA NW|WSEA|WOLVERINE SECURITIES, LLC|12601
TERP|TERRAFORM PWR CLA NW|XIST|INSTINET, LLC|8200
TERP|TERRAFORM PWR CLA NW|XSTM|NATIONAL FINANCIAL SERVICES LLC|22768
TERP|TERRAFORM PWR CLA NW|YKNA|COMHAR CAPITAL MARKETS, LLC|479
TERP|TERRAFORM PWR CLA NW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3892
TESS|TESSCO TECH INC   ##|ALTX|Alternet Securities Inc.|1100
TESS|TESSCO TECH INC   ##|APCC|Apex Clearing Corporation|19
TESS|TESSCO TECH INC   ##|BARD|Robert W. Baird & Co. Incorporated|1233
TESS|TESSCO TECH INC   ##|BATM|CBOE TRADING, INC.|1171
TESS|TESSCO TECH INC   ##|BAYC|BAY CREST PARTNERS, LLC|414
TESS|TESSCO TECH INC   ##|BZYD|GOLDMAN SACHS & CO. LLC|601
TESS|TESSCO TECH INC   ##|CANT|Cantor Fitzgerald & Co.|472
TESS|TESSCO TECH INC   ##|CHAS|Charles Schwab & Co., Inc.|2
TESS|TESSCO TECH INC   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11026
TESS|TESSCO TECH INC   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7802
TESS|TESSCO TECH INC   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7659
TESS|TESSCO TECH INC   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19526
TESS|TESSCO TECH INC   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2152
TESS|TESSCO TECH INC   ##|DBAB|Deutsche Bank Securities Inc.|2662
TESS|TESSCO TECH INC   ##|DBAX|Deutsche Bank Securities Inc.|12000
TESS|TESSCO TECH INC   ##|DEAN|MORGAN STANLEY|1133
TESS|TESSCO TECH INC   ##|DEGS|RONIN PROFESSIONAL LLC|5281
TESS|TESSCO TECH INC   ##|EBXL|EBX LLC|5900
TESS|TESSCO TECH INC   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4325
TESS|TESSCO TECH INC   ##|EGXM|CBOE TRADING, INC.|229
TESS|TESSCO TECH INC   ##|EGXW|CBOE TRADING, INC.|100
TESS|TESSCO TECH INC   ##|ETRS|E*Trade Securities LLC|14596
TESS|TESSCO TECH INC   ##|FBCO|Credit Suisse Securities (USA) LLC|12118
TESS|TESSCO TECH INC   ##|FINX|FINTECH SECURITIES|870
TESS|TESSCO TECH INC   ##|FOMA|TD AMERITRADE CLEARING, INC.|91808
TESS|TESSCO TECH INC   ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|405
TESS|TESSCO TECH INC   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1586
TESS|TESSCO TECH INC   ##|FTBR|Foliofn Investments, Inc.|555
TESS|TESSCO TECH INC   ##|GLPX|ACS EXECUTION SERVICES, LLC|1552
TESS|TESSCO TECH INC   ##|GSCO|GOLDMAN SACHS & CO. LLC|13396
TESS|TESSCO TECH INC   ##|GSCS|GOLDMAN SACHS & CO. LLC|167
TESS|TESSCO TECH INC   ##|GTSZ|GTS SECURITIES LLC|1636
TESS|TESSCO TECH INC   ##|IATS|INTERACTIVE BROKERS LLC|782
TESS|TESSCO TECH INC   ##|IBKR|Interactive Brokers Llc|4163
TESS|TESSCO TECH INC   ##|ICBX|INSTINET, LLC|2200
TESS|TESSCO TECH INC   ##|INCA|INSTINET, LLC|17620
TESS|TESSCO TECH INC   ##|INJX|INSTINET, LLC|1539
TESS|TESSCO TECH INC   ##|ITGI|ITG Inc.|23485
TESS|TESSCO TECH INC   ##|ITGP|ITG INC.|40200
TESS|TESSCO TECH INC   ##|JANY|Janney Montgomery Scott Inc.|1400
TESS|TESSCO TECH INC   ##|JEFF|JEFFERIES LLC|3362
TESS|TESSCO TECH INC   ##|JONE|JonesTrading|743
TESS|TESSCO TECH INC   ##|JPBX|J.P. MORGAN SECURITIES LLC|358
TESS|TESSCO TECH INC   ##|JPMX|J.P. Morgan Securities LLC|24440
TESS|TESSCO TECH INC   ##|KCGM|VIRTU Americas LLC|2273
TESS|TESSCO TECH INC   ##|LEHM|Barclays Capital Inc./Le|13927
TESS|TESSCO TECH INC   ##|LIME|Lime Brokerage LLC|20035
TESS|TESSCO TECH INC   ##|LTCO|Ladenburg, Thalmann & Co., Inc.|200
TESS|TESSCO TECH INC   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6270
TESS|TESSCO TECH INC   ##|MSCO|MORGAN STANLEY & CO. LLC|46911
TESS|TESSCO TECH INC   ##|MSPL|MORGAN STANLEY & CO. LLC|13300
TESS|TESSCO TECH INC   ##|MSTX|MORGAN STANLEY & CO. LLC|2400
TESS|TESSCO TECH INC   ##|NFSC|National Financial Services LLC|6891
TESS|TESSCO TECH INC   ##|NITE|VIRTU Americas LLC|81788
TESS|TESSCO TECH INC   ##|OPCO|Oppenheimer & Co. Inc.|140
TESS|TESSCO TECH INC   ##|PDQM|CODA MARKETS, INC.|3422
TESS|TESSCO TECH INC   ##|RAJA|Raymond James & Associates, Inc.|6392
TESS|TESSCO TECH INC   ##|RBCM|RBC CAPITAL MARKETS, LLC|137
TESS|TESSCO TECH INC   ##|SALI|INTL FCSTONE FINANCIAL INC.|1
TESS|TESSCO TECH INC   ##|SBSH|Citigroup Global Markets Inc.|2733
TESS|TESSCO TECH INC   ##|SGMT|GOLDMAN SACHS & CO. LLC|18284
TESS|TESSCO TECH INC   ##|SPDR|SPEEDROUTE LLC|900
TESS|TESSCO TECH INC   ##|SPTD|MINT GLOBAL MARKETS, INC.|29455
TESS|TESSCO TECH INC   ##|STFL|Stifel, Nicolaus & Company, Incorporated|962
TESS|TESSCO TECH INC   ##|SWIM|TD Ameritrade, Inc.|821
TESS|TESSCO TECH INC   ##|TRBT|Tradebot Systems, Inc.|503
TESS|TESSCO TECH INC   ##|TRCM|TRC MARKETS LLC|6357
TESS|TESSCO TECH INC   ##|UBSS|UBS Securities LLC|41617
TESS|TESSCO TECH INC   ##|VALX|VIRTU AMERICAS LLC|759
TESS|TESSCO TECH INC   ##|VGRD|Vanguard Marketing Corporation|7
TESS|TESSCO TECH INC   ##|VNDM|Wall Street Access|5065
TESS|TESSCO TECH INC   ##|WCHV|WELLS FARGO SECURITIES, LLC|4938
TESS|TESSCO TECH INC   ##|WEED|Weeden & Co.L.P.|640
TESS|TESSCO TECH INC   ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24
TESS|TESSCO TECH INC   ##|WSEA|WOLVERINE SECURITIES, LLC|194
TESS|TESSCO TECH INC   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
TESS|TESSCO TECH INC   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|149
TESS|TESSCO TECH INC   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2631
TETF|ETF INDUSTRY EXPOSUR|APCC|Apex Clearing Corporation|1
TETF|ETF INDUSTRY EXPOSUR|CHAS|Charles Schwab & Co., Inc.|501
TETF|ETF INDUSTRY EXPOSUR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
TETF|ETF INDUSTRY EXPOSUR|DBAX|Deutsche Bank Securities Inc.|100
TETF|ETF INDUSTRY EXPOSUR|ETRS|E*Trade Securities LLC|1651
TETF|ETF INDUSTRY EXPOSUR|FILL|Tradestation Securities, Inc.|100
TETF|ETF INDUSTRY EXPOSUR|GSLT|GOLDMAN SACHS & CO. LLC|1000
TETF|ETF INDUSTRY EXPOSUR|IBKR|Interactive Brokers Llc|4150
TETF|ETF INDUSTRY EXPOSUR|JPMX|J.P. Morgan Securities LLC|200
TETF|ETF INDUSTRY EXPOSUR|JSJX|JANE STREET CAPITAL LLC|14674
TETF|ETF INDUSTRY EXPOSUR|KCGM|VIRTU Americas LLC|363
TETF|ETF INDUSTRY EXPOSUR|LIME|Lime Brokerage LLC|898
TETF|ETF INDUSTRY EXPOSUR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
TETF|ETF INDUSTRY EXPOSUR|MSCO|MORGAN STANLEY & CO. LLC|1595
TETF|ETF INDUSTRY EXPOSUR|NFSC|National Financial Services LLC|8079
TETF|ETF INDUSTRY EXPOSUR|NITE|VIRTU Americas LLC|4821
TETF|ETF INDUSTRY EXPOSUR|SWIM|TD Ameritrade, Inc.|114
TETF|ETF INDUSTRY EXPOSUR|UBSA|UBS SECURITIES LLC|1400
TETF|ETF INDUSTRY EXPOSUR|UBSS|UBS Securities LLC|2590
TETF|ETF INDUSTRY EXPOSUR|VGRD|Vanguard Marketing Corporation|247
TETF|ETF INDUSTRY EXPOSUR|WCHV|WELLS FARGO SECURITIES, LLC|88
TETF|ETF INDUSTRY EXPOSUR|WSEA|WOLVERINE SECURITIES, LLC|27
TEUM|PARETEUM COEP.|AGIS|Aegis Capital Corp.|95000
TEUM|PARETEUM COEP.|ALTX|Alternet Securities Inc.|11700
TEUM|PARETEUM COEP.|APCC|Apex Clearing Corporation|95315
TEUM|PARETEUM COEP.|BATM|CBOE TRADING, INC.|15367
TEUM|PARETEUM COEP.|BIMI|Banca IMI Securities Corp.|21600
TEUM|PARETEUM COEP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|60529
TEUM|PARETEUM COEP.|BLKX|INSTINET, LLC|16241
TEUM|PARETEUM COEP.|BYXM|CBOE TRADING, INC.|200
TEUM|PARETEUM COEP.|CANT|Cantor Fitzgerald & Co.|157
TEUM|PARETEUM COEP.|CHAS|Charles Schwab & Co., Inc.|10752
TEUM|PARETEUM COEP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
TEUM|PARETEUM COEP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6500
TEUM|PARETEUM COEP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
TEUM|PARETEUM COEP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103425
TEUM|PARETEUM COEP.|CTDL|Citadel Derivatives Group Llc|7437
TEUM|PARETEUM COEP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2820
TEUM|PARETEUM COEP.|DBAB|Deutsche Bank Securities Inc.|12618
TEUM|PARETEUM COEP.|DBAX|Deutsche Bank Securities Inc.|21500
TEUM|PARETEUM COEP.|EBXL|EBX LLC|38200
TEUM|PARETEUM COEP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|8310
TEUM|PARETEUM COEP.|EDJO|Edward D. Jones & Co., L.P.|1500
TEUM|PARETEUM COEP.|EGAM|CBOE TRADING, INC.|15045
TEUM|PARETEUM COEP.|EGXM|CBOE TRADING, INC.|24677
TEUM|PARETEUM COEP.|ETBE|Electronic Transaction Clearing, Inc.|5900
TEUM|PARETEUM COEP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2100
TEUM|PARETEUM COEP.|ETRS|E*Trade Securities LLC|1809230
TEUM|PARETEUM COEP.|FILL|Tradestation Securities, Inc.|17523
TEUM|PARETEUM COEP.|FMAF|NBCN Inc./ CDS|96333
TEUM|PARETEUM COEP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17409
TEUM|PARETEUM COEP.|FTBR|Foliofn Investments, Inc.|277
TEUM|PARETEUM COEP.|GEBB|GLOBAL EXECUTION BROKERS, LP|300
TEUM|PARETEUM COEP.|GLIS|TD Securities Inc|14644
TEUM|PARETEUM COEP.|GLPX|ACS EXECUTION SERVICES, LLC|21410
TEUM|PARETEUM COEP.|GSCO|GOLDMAN SACHS & CO. LLC|83707
TEUM|PARETEUM COEP.|GSLT|GOLDMAN SACHS & CO. LLC|12251
TEUM|PARETEUM COEP.|GTSZ|GTS SECURITIES LLC|130
TEUM|PARETEUM COEP.|HRBF|American Enterprise Investment Services Inc.|6100
TEUM|PARETEUM COEP.|HSBC|HSBC Securities, Inc.|1200
TEUM|PARETEUM COEP.|IATS|INTERACTIVE BROKERS LLC|46307
TEUM|PARETEUM COEP.|IBKR|Interactive Brokers Llc|208186
TEUM|PARETEUM COEP.|ICBX|INSTINET, LLC|29380
TEUM|PARETEUM COEP.|INCA|INSTINET, LLC|43877
TEUM|PARETEUM COEP.|ITGI|ITG Inc.|24200
TEUM|PARETEUM COEP.|ITGP|ITG INC.|36600
TEUM|PARETEUM COEP.|JANY|Janney Montgomery Scott Inc.|3200
TEUM|PARETEUM COEP.|JMPT|JUMP TRADING, LLC|10947
TEUM|PARETEUM COEP.|JPMX|J.P. Morgan Securities LLC|30616
TEUM|PARETEUM COEP.|JSJX|JANE STREET CAPITAL LLC|375
TEUM|PARETEUM COEP.|KCGM|VIRTU Americas LLC|38778
TEUM|PARETEUM COEP.|LEHM|Barclays Capital Inc./Le|221349
TEUM|PARETEUM COEP.|LIME|Lime Brokerage LLC|6294
TEUM|PARETEUM COEP.|LSCI|Lek Securities Corporation|2000
TEUM|PARETEUM COEP.|MAXM|Maxim Group LLC|219566
TEUM|PARETEUM COEP.|MICA|Spartan Securities Group, Ltd.|1632
TEUM|PARETEUM COEP.|MIRA|MIRAE ASSET SECURITIES (USA) INC.|200
TEUM|PARETEUM COEP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|72461
TEUM|PARETEUM COEP.|MOTF|MOTIF INVESTING, INC.|1
TEUM|PARETEUM COEP.|MSCO|MORGAN STANLEY & CO. LLC|716602
TEUM|PARETEUM COEP.|MSPL|MORGAN STANLEY & CO. LLC|33500
TEUM|PARETEUM COEP.|MSTX|MORGAN STANLEY & CO. LLC|2200
TEUM|PARETEUM COEP.|NATL|National Securities Corporation|18300
TEUM|PARETEUM COEP.|NFSC|National Financial Services LLC|2101044
TEUM|PARETEUM COEP.|NITE|VIRTU Americas LLC|3606471
TEUM|PARETEUM COEP.|NITP|VIRTU Americas LLC|29609
TEUM|PARETEUM COEP.|NQRB|Brut, LLC|15045
TEUM|PARETEUM COEP.|NTBF|BMO Nesbitt Burns Inc./CDS|5286
TEUM|PARETEUM COEP.|OPCO|Oppenheimer & Co. Inc.|31469
TEUM|PARETEUM COEP.|PDQM|CODA MARKETS, INC.|19535
TEUM|PARETEUM COEP.|PWJC|UBS Financial Services, Inc.|48806
TEUM|PARETEUM COEP.|RBCM|RBC CAPITAL MARKETS, LLC|11900
TEUM|PARETEUM COEP.|SAGC|SAGETRADER, LLC|8200
TEUM|PARETEUM COEP.|SAGL|SAGETRADER, LLC|2600
TEUM|PARETEUM COEP.|SALI|INTL FCSTONE FINANCIAL INC.|8885
TEUM|PARETEUM COEP.|SBSH|Citigroup Global Markets Inc.|20150
TEUM|PARETEUM COEP.|SGMT|GOLDMAN SACHS & CO. LLC|16304
TEUM|PARETEUM COEP.|SOGO|Wang Investment Associates, Inc.|404
TEUM|PARETEUM COEP.|SPDR|SPEEDROUTE LLC|3219
TEUM|PARETEUM COEP.|STFL|Stifel, Nicolaus & Company, Incorporated|12838
TEUM|PARETEUM COEP.|STXG|Stockcross Financial Services, Inc.|17400
TEUM|PARETEUM COEP.|SWIM|TD Ameritrade, Inc.|1121560
TEUM|PARETEUM COEP.|SWST|Hilltop Securities Inc.|32540
TEUM|PARETEUM COEP.|TKNG|ALLY INVEST SECURITIES LLC|123222
TEUM|PARETEUM COEP.|TWTT|TASTYWORKS, INC.|5090
TEUM|PARETEUM COEP.|UBSA|UBS SECURITIES LLC|264356
TEUM|PARETEUM COEP.|UBSS|UBS Securities LLC|555695
TEUM|PARETEUM COEP.|VALX|VIRTU AMERICAS LLC|5727
TEUM|PARETEUM COEP.|VGRD|Vanguard Marketing Corporation|167900
TEUM|PARETEUM COEP.|WABR|Wall Street Access|117295
TEUM|PARETEUM COEP.|WCHV|WELLS FARGO SECURITIES, LLC|189843
TEUM|PARETEUM COEP.|WDCO|Wilson-Davis & Co., Inc.|5800
TEUM|PARETEUM COEP.|WEDB|WEDBUSH SECURITIES INC.|3000
TEUM|PARETEUM COEP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|66455
TEUM|PARETEUM COEP.|WGIF|CIBC World Markets Inc.|56164
TEUM|PARETEUM COEP.|WSEA|WOLVERINE SECURITIES, LLC|66718
TEUM|PARETEUM COEP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|10200
TEUM|PARETEUM COEP.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TEUM|PARETEUM COEP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4350
TEVA|TEVA PHARM INDS LTD|ADAM|CANACCORD GENUITY INC.|56938
TEVA|TEVA PHARM INDS LTD|AGIS|Aegis Capital Corp.|13451
TEVA|TEVA PHARM INDS LTD|ALFA|ALPHA TRADING L.P.|245124
TEVA|TEVA PHARM INDS LTD|ALTX|Alternet Securities Inc.|101769
TEVA|TEVA PHARM INDS LTD|ANOS|ABEL/NOSER, L.L.C.|9600
TEVA|TEVA PHARM INDS LTD|APCC|Apex Clearing Corporation|293826
TEVA|TEVA PHARM INDS LTD|AQUA|AQUA SECURITIES L.P.|33700
TEVA|TEVA PHARM INDS LTD|AVON|Avondale Partners, LLC|185
TEVA|TEVA PHARM INDS LTD|BANK|Primevest Financial Services, Inc.|531
TEVA|TEVA PHARM INDS LTD|BARD|Robert W. Baird & Co. Incorporated|23138
TEVA|TEVA PHARM INDS LTD|BATM|CBOE TRADING, INC.|19486
TEVA|TEVA PHARM INDS LTD|BAYC|BAY CREST PARTNERS, LLC|8000
TEVA|TEVA PHARM INDS LTD|BAYT|BTIG, LLC|16200
TEVA|TEVA PHARM INDS LTD|BBNT|BB&T SECURITIES, LLC|5361
TEVA|TEVA PHARM INDS LTD|BERN|Sanford C. Bernstein & Co., LLC|1869352
TEVA|TEVA PHARM INDS LTD|BIDS|BIDS TRADING L.P.|162300
TEVA|TEVA PHARM INDS LTD|BIMI|Banca IMI Securities Corp.|29174
TEVA|TEVA PHARM INDS LTD|BKCM|BNY Mellon Capital Markets LLC|13117
TEVA|TEVA PHARM INDS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|337258
TEVA|TEVA PHARM INDS LTD|BLKX|INSTINET, LLC|824830
TEVA|TEVA PHARM INDS LTD|BMOC|BMO Capital Markets Corp.|195179
TEVA|TEVA PHARM INDS LTD|BNPX|BNP PARIBAS SECURITIES CORP.|77123
TEVA|TEVA PHARM INDS LTD|BRGE|Newbridge Securities Corp.|11230
TEVA|TEVA PHARM INDS LTD|BTIG|BTIG, LLC|1399363
TEVA|TEVA PHARM INDS LTD|BYXM|CBOE TRADING, INC.|16411
TEVA|TEVA PHARM INDS LTD|BZYD|GOLDMAN SACHS & CO. LLC|1100
TEVA|TEVA PHARM INDS LTD|CANT|Cantor Fitzgerald & Co.|17955
TEVA|TEVA PHARM INDS LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|87668
TEVA|TEVA PHARM INDS LTD|CHAS|Charles Schwab & Co., Inc.|64510
TEVA|TEVA PHARM INDS LTD|CICF|Canaccord Genuity Corp.|4950
TEVA|TEVA PHARM INDS LTD|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1800
TEVA|TEVA PHARM INDS LTD|CIST|Capital Institutional Services, Inc.|8950
TEVA|TEVA PHARM INDS LTD|CLSA|CLSA AMERICAS, LLC|45048
TEVA|TEVA PHARM INDS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3625070
TEVA|TEVA PHARM INDS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3848
TEVA|TEVA PHARM INDS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|41509
TEVA|TEVA PHARM INDS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2587502
TEVA|TEVA PHARM INDS LTD|CTDL|Citadel Derivatives Group Llc|33499
TEVA|TEVA PHARM INDS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|895604
TEVA|TEVA PHARM INDS LTD|DADA|D.A. Davidson & Co.|5372
TEVA|TEVA PHARM INDS LTD|DAVA|Davenport & Company LLC|100
TEVA|TEVA PHARM INDS LTD|DBAB|Deutsche Bank Securities Inc.|1416727
TEVA|TEVA PHARM INDS LTD|DBAX|Deutsche Bank Securities Inc.|2265700
TEVA|TEVA PHARM INDS LTD|DBUL|Deutsche Bank Securities Inc.|9650
TEVA|TEVA PHARM INDS LTD|DCHF|Dart Executions, LLC|12890
TEVA|TEVA PHARM INDS LTD|DEAN|MORGAN STANLEY|82412
TEVA|TEVA PHARM INDS LTD|DEGS|RONIN PROFESSIONAL LLC|100
TEVA|TEVA PHARM INDS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7667
TEVA|TEVA PHARM INDS LTD|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|60116
TEVA|TEVA PHARM INDS LTD|EBXL|EBX LLC|2383400
TEVA|TEVA PHARM INDS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|131266
TEVA|TEVA PHARM INDS LTD|EDJC|Edward Jones / CDS|5883
TEVA|TEVA PHARM INDS LTD|EDJO|Edward D. Jones & Co., L.P.|89227
TEVA|TEVA PHARM INDS LTD|EGAM|CBOE TRADING, INC.|91769
TEVA|TEVA PHARM INDS LTD|EGAW|CBOE TRADING, INC.|2061
TEVA|TEVA PHARM INDS LTD|EGMT|EG MARKET TECHNOLOGIES LLC|100
TEVA|TEVA PHARM INDS LTD|EGXM|CBOE TRADING, INC.|44966
TEVA|TEVA PHARM INDS LTD|EGXW|CBOE TRADING, INC.|441
TEVA|TEVA PHARM INDS LTD|ELEV|ELEVATION, LLC|41682
TEVA|TEVA PHARM INDS LTD|EROP|Eroom Securities L.L.C.|9000
TEVA|TEVA PHARM INDS LTD|ETBE|Electronic Transaction Clearing, Inc.|96083
TEVA|TEVA PHARM INDS LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1498
TEVA|TEVA PHARM INDS LTD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2800
TEVA|TEVA PHARM INDS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|50708
TEVA|TEVA PHARM INDS LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|29277
TEVA|TEVA PHARM INDS LTD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3600
TEVA|TEVA PHARM INDS LTD|ETRS|E*Trade Securities LLC|2776645
TEVA|TEVA PHARM INDS LTD|EVRS|E1 ASSET MANAGEMENT, INC.|1600
TEVA|TEVA PHARM INDS LTD|FBSB|U.S. Bancorp Investments, Inc.|1829
TEVA|TEVA PHARM INDS LTD|FFSI|Firstrade Securities Inc.|1100
TEVA|TEVA PHARM INDS LTD|FIDT|Fidelity Clearing Canada ULC./ CDS|58
TEVA|TEVA PHARM INDS LTD|FILL|Tradestation Securities, Inc.|318633
TEVA|TEVA PHARM INDS LTD|FINX|FINTECH SECURITIES|3713
TEVA|TEVA PHARM INDS LTD|FMAF|NBCN Inc./ CDS|72705
TEVA|TEVA PHARM INDS LTD|FMCO|First Manhattan Co|385
TEVA|TEVA PHARM INDS LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4653
TEVA|TEVA PHARM INDS LTD|FQLS|Quantlab Securities LP|961293
TEVA|TEVA PHARM INDS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|249876
TEVA|TEVA PHARM INDS LTD|FTBR|Foliofn Investments, Inc.|6749
TEVA|TEVA PHARM INDS LTD|GBMT|GBM International, Inc.|34482
TEVA|TEVA PHARM INDS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|82502
TEVA|TEVA PHARM INDS LTD|GLIS|TD Securities Inc|197996
TEVA|TEVA PHARM INDS LTD|GLPX|ACS EXECUTION SERVICES, LLC|118236
TEVA|TEVA PHARM INDS LTD|GSCO|GOLDMAN SACHS & CO. LLC|4606530
TEVA|TEVA PHARM INDS LTD|GSCS|GOLDMAN SACHS & CO. LLC|99682
TEVA|TEVA PHARM INDS LTD|GSLT|GOLDMAN SACHS & CO. LLC|56111
TEVA|TEVA PHARM INDS LTD|GTSZ|GTS SECURITIES LLC|233319
TEVA|TEVA PHARM INDS LTD|HAPX|HAP Trading, LLC|702
TEVA|TEVA PHARM INDS LTD|HASF|Haywood Securities Inc./CDS|631
TEVA|TEVA PHARM INDS LTD|HRBF|American Enterprise Investment Services Inc.|182761
TEVA|TEVA PHARM INDS LTD|HSBC|HSBC Securities, Inc.|50015
TEVA|TEVA PHARM INDS LTD|IATS|INTERACTIVE BROKERS LLC|442628
TEVA|TEVA PHARM INDS LTD|IBKR|Interactive Brokers Llc|870578
TEVA|TEVA PHARM INDS LTD|IBSJ|Integrity Brokerage Services, Inc.|3735
TEVA|TEVA PHARM INDS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|477
TEVA|TEVA PHARM INDS LTD|ICBX|INSTINET, LLC|949824
TEVA|TEVA PHARM INDS LTD|INCA|INSTINET, LLC|2400474
TEVA|TEVA PHARM INDS LTD|INJX|INSTINET, LLC|60434
TEVA|TEVA PHARM INDS LTD|INTL|INTL FCSTONE FINANCIAL INC.|3497
TEVA|TEVA PHARM INDS LTD|ITGI|ITG Inc.|143174
TEVA|TEVA PHARM INDS LTD|ITGP|ITG INC.|2874200
TEVA|TEVA PHARM INDS LTD|JANY|Janney Montgomery Scott Inc.|45061
TEVA|TEVA PHARM INDS LTD|JEFF|JEFFERIES LLC|583124
TEVA|TEVA PHARM INDS LTD|JMPT|JUMP TRADING, LLC|369132
TEVA|TEVA PHARM INDS LTD|JONE|JonesTrading|700
TEVA|TEVA PHARM INDS LTD|JPBX|J.P. MORGAN SECURITIES LLC|564128
TEVA|TEVA PHARM INDS LTD|JPMX|J.P. Morgan Securities LLC|5920892
TEVA|TEVA PHARM INDS LTD|JSJX|JANE STREET CAPITAL LLC|1137651
TEVA|TEVA PHARM INDS LTD|KCGM|VIRTU Americas LLC|730426
TEVA|TEVA PHARM INDS LTD|LEER|LEERINK PARTNERS LLC|201185
TEVA|TEVA PHARM INDS LTD|LEHM|Barclays Capital Inc./Le|4676382
TEVA|TEVA PHARM INDS LTD|LIME|Lime Brokerage LLC|287217
TEVA|TEVA PHARM INDS LTD|LMNX|LUMINEX TRADING & ANALYTICS LLC|150000
TEVA|TEVA PHARM INDS LTD|LOOP|Loop Capital Markets LLC|49627
TEVA|TEVA PHARM INDS LTD|LQNA|LIQUIDNET, INC.|242200
TEVA|TEVA PHARM INDS LTD|LQNB|LIQUIDNET, INC.|120600
TEVA|TEVA PHARM INDS LTD|LSCI|Lek Securities Corporation|265529
TEVA|TEVA PHARM INDS LTD|LTCO|Ladenburg, Thalmann & Co., Inc.|10000
TEVA|TEVA PHARM INDS LTD|LVMR|LIVERMORE TRADING GROUP, INC.|2670
TEVA|TEVA PHARM INDS LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
TEVA|TEVA PHARM INDS LTD|MACC|Mid Atlantic Capital Corporation|841
TEVA|TEVA PHARM INDS LTD|MAXM|Maxim Group LLC|31779
TEVA|TEVA PHARM INDS LTD|MBTS|ALLY INVEST SECURITIES LLC|107659
TEVA|TEVA PHARM INDS LTD|MCMF|Raymond James Ltd. Cds|2000
TEVA|TEVA PHARM INDS LTD|MKMP|MKM Partners LLC|1000
TEVA|TEVA PHARM INDS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1022915
TEVA|TEVA PHARM INDS LTD|MOTF|MOTIF INVESTING, INC.|26
TEVA|TEVA PHARM INDS LTD|MPSG|E D & F Man Capital Markets Inc.|31586
TEVA|TEVA PHARM INDS LTD|MSCO|MORGAN STANLEY & CO. LLC|5447024
TEVA|TEVA PHARM INDS LTD|MSPL|MORGAN STANLEY & CO. LLC|3117200
TEVA|TEVA PHARM INDS LTD|MSTX|MORGAN STANLEY & CO. LLC|959800
TEVA|TEVA PHARM INDS LTD|MUFG|MUFG SECURITIES AMERICAS INC.|18144
TEVA|TEVA PHARM INDS LTD|MZHO|Mizuho Securities USA LLC|8363554
TEVA|TEVA PHARM INDS LTD|NATL|National Securities Corporation|195
TEVA|TEVA PHARM INDS LTD|NBCS|NBC Securities, INC.|6725
TEVA|TEVA PHARM INDS LTD|NFSC|National Financial Services LLC|6335234
TEVA|TEVA PHARM INDS LTD|NITE|VIRTU Americas LLC|13313375
TEVA|TEVA PHARM INDS LTD|NITP|VIRTU Americas LLC|87778
TEVA|TEVA PHARM INDS LTD|NMRA|Nomura Securities International, Inc.|2700
TEVA|TEVA PHARM INDS LTD|NQRB|Brut, LLC|148860
TEVA|TEVA PHARM INDS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|56221
TEVA|TEVA PHARM INDS LTD|NTRC|Northern Trust Securities, Inc.|55881
TEVA|TEVA PHARM INDS LTD|OHOS|TWO SIGMA SECURITIES, LLC|365093
TEVA|TEVA PHARM INDS LTD|OPCO|Oppenheimer & Co. Inc.|1717314
TEVA|TEVA PHARM INDS LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|19600
TEVA|TEVA PHARM INDS LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5000
TEVA|TEVA PHARM INDS LTD|PCFF|Pacific International Securities Inc./CDS|650
TEVA|TEVA PHARM INDS LTD|PCPT|PHILLIP CAPITAL INC.|49707
TEVA|TEVA PHARM INDS LTD|PDQM|CODA MARKETS, INC.|149829
TEVA|TEVA PHARM INDS LTD|PHLY|NASDAQ Execution Services, LLC|82800
TEVA|TEVA PHARM INDS LTD|PICT|Pictet Overseas Inc.|1937
TEVA|TEVA PHARM INDS LTD|PIPR|Piper Jaffray & Co.|25657
TEVA|TEVA PHARM INDS LTD|PWJC|UBS Financial Services, Inc.|56069
TEVA|TEVA PHARM INDS LTD|RBCM|RBC CAPITAL MARKETS, LLC|140723
TEVA|TEVA PHARM INDS LTD|RDBN|Redburn Partners (USA) LP|9829
TEVA|TEVA PHARM INDS LTD|RGLD|Regal Securities, Inc|365
TEVA|TEVA PHARM INDS LTD|RHCO|Suntrust Robinson Humphrey, Inc.|78000
TEVA|TEVA PHARM INDS LTD|RJLC|RJL CAPITAL GROUP, LLC|18200
TEVA|TEVA PHARM INDS LTD|ROTH|Roth Capital Partners, LLC|6105
TEVA|TEVA PHARM INDS LTD|SAGL|SAGETRADER, LLC|127429
TEVA|TEVA PHARM INDS LTD|SAGW|SAGETRADER, LLC|600
TEVA|TEVA PHARM INDS LTD|SALI|INTL FCSTONE FINANCIAL INC.|10449
TEVA|TEVA PHARM INDS LTD|SBRX|MURIEL SIEBERT & CO INC|580
TEVA|TEVA PHARM INDS LTD|SBSH|Citigroup Global Markets Inc.|3436061
TEVA|TEVA PHARM INDS LTD|SEIC|SEI Investments Distribution Co.|3781
TEVA|TEVA PHARM INDS LTD|SGMT|GOLDMAN SACHS & CO. LLC|1276492
TEVA|TEVA PHARM INDS LTD|SIBO|Prime Executions, Inc.|24400
TEVA|TEVA PHARM INDS LTD|SJLS|TRADE INFORMATICS LLC|4400
TEVA|TEVA PHARM INDS LTD|SOGO|Wang Investment Associates, Inc.|1300
TEVA|TEVA PHARM INDS LTD|SPDR|SPEEDROUTE LLC|175791
TEVA|TEVA PHARM INDS LTD|SPHN|Stephens Inc.|593193
TEVA|TEVA PHARM INDS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|188166
TEVA|TEVA PHARM INDS LTD|STKP|STOCKPILE INVESTMENTS, INC.|1248
TEVA|TEVA PHARM INDS LTD|STTT|STATETRUST INVESTMENTS INC.|1553
TEVA|TEVA PHARM INDS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15801
TEVA|TEVA PHARM INDS LTD|SWIM|TD Ameritrade, Inc.|5304647
TEVA|TEVA PHARM INDS LTD|SWST|Hilltop Securities Inc.|23284
TEVA|TEVA PHARM INDS LTD|TKNG|ALLY INVEST SECURITIES LLC|137858
TEVA|TEVA PHARM INDS LTD|TRBT|Tradebot Systems, Inc.|1736415
TEVA|TEVA PHARM INDS LTD|TRCM|TRC MARKETS LLC|1233225
TEVA|TEVA PHARM INDS LTD|TWTT|TASTYWORKS, INC.|6985
TEVA|TEVA PHARM INDS LTD|UBSA|UBS SECURITIES LLC|4611099
TEVA|TEVA PHARM INDS LTD|UBSS|UBS Securities LLC|5755510
TEVA|TEVA PHARM INDS LTD|VALX|VIRTU AMERICAS LLC|80259
TEVA|TEVA PHARM INDS LTD|VERT|The Vertical Trading Group, LLC|4950
TEVA|TEVA PHARM INDS LTD|VGRD|Vanguard Marketing Corporation|342935
TEVA|TEVA PHARM INDS LTD|VIEW|VIEWTRADE SECURITIES LLC|127
TEVA|TEVA PHARM INDS LTD|VNDM|Wall Street Access|1400
TEVA|TEVA PHARM INDS LTD|VNDS|VANDHAM SECURITIES CORP|100
TEVA|TEVA PHARM INDS LTD|VSIN|Vision Financial Markets Llc|1212
TEVA|TEVA PHARM INDS LTD|WAIN|H.C. Wainwright & Co., Inc.|4300
TEVA|TEVA PHARM INDS LTD|WBLR|WILLIAM BLAIR|3060
TEVA|TEVA PHARM INDS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|18629
TEVA|TEVA PHARM INDS LTD|WCHV|WELLS FARGO SECURITIES, LLC|1448312
TEVA|TEVA PHARM INDS LTD|WDNX|WEEDEN & CO.L.P.|3384
TEVA|TEVA PHARM INDS LTD|WEDB|WEDBUSH SECURITIES INC.|266928
TEVA|TEVA PHARM INDS LTD|WEED|Weeden & Co.L.P.|18942
TEVA|TEVA PHARM INDS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|160724
TEVA|TEVA PHARM INDS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|318675
TEVA|TEVA PHARM INDS LTD|WGIF|CIBC World Markets Inc.|138839
TEVA|TEVA PHARM INDS LTD|WHOT|JUST2TRADE, INC.|3000
TEVA|TEVA PHARM INDS LTD|WSEA|WOLVERINE SECURITIES, LLC|156670
TEVA|TEVA PHARM INDS LTD|WSRP|WESTROCK CAPITAL MANAGEMENT, INC.|1752
TEVA|TEVA PHARM INDS LTD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1250
TEVA|TEVA PHARM INDS LTD|WTFS|JUST2TRADE, INC.|30
TEVA|TEVA PHARM INDS LTD|XIST|INSTINET, LLC|1132100
TEVA|TEVA PHARM INDS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|549024
TEVA|TEVA PHARM INDS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|4428
TEVA|TEVA PHARM INDS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|73826
TEX|TEREX CP|ABLE|NATIXIS Securities Americas LLC|27800
TEX|TEREX CP|AGIS|Aegis Capital Corp.|100
TEX|TEREX CP|ALTX|Alternet Securities Inc.|4316
TEX|TEREX CP|ANOS|ABEL/NOSER, L.L.C.|372
TEX|TEREX CP|APCC|Apex Clearing Corporation|178
TEX|TEREX CP|AQUA|AQUA SECURITIES L.P.|27200
TEX|TEREX CP|BANK|Primevest Financial Services, Inc.|1
TEX|TEREX CP|BAQP|BURKE & QUICK PARTNERS LLC|888
TEX|TEREX CP|BARD|Robert W. Baird & Co. Incorporated|45600
TEX|TEREX CP|BATM|CBOE TRADING, INC.|6196
TEX|TEREX CP|BAYC|BAY CREST PARTNERS, LLC|2500
TEX|TEREX CP|BAYT|BTIG, LLC|30800
TEX|TEREX CP|BBNT|BB&T SECURITIES, LLC|1163
TEX|TEREX CP|BERN|Sanford C. Bernstein & Co., LLC|34686
TEX|TEREX CP|BGCE|BGC Financial Inc.|53500
TEX|TEREX CP|BIDS|BIDS TRADING L.P.|1400
TEX|TEREX CP|BIMI|Banca IMI Securities Corp.|290
TEX|TEREX CP|BKCM|BNY Mellon Capital Markets LLC|11443
TEX|TEREX CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12190
TEX|TEREX CP|BLKX|INSTINET, LLC|162979
TEX|TEREX CP|BMOC|BMO Capital Markets Corp.|18900
TEX|TEREX CP|BNPX|BNP PARIBAS SECURITIES CORP.|2358
TEX|TEREX CP|BRVL|BLAYLOCK VAN, LLC|100
TEX|TEREX CP|BTIG|BTIG, LLC|3748
TEX|TEREX CP|BYXM|CBOE TRADING, INC.|1616
TEX|TEREX CP|BZYD|GOLDMAN SACHS & CO. LLC|1022
TEX|TEREX CP|CABR|Cabrera Capital Markets, Inc.|1300
TEX|TEREX CP|CANT|Cantor Fitzgerald & Co.|100
TEX|TEREX CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|59830
TEX|TEREX CP|CHAS|Charles Schwab & Co., Inc.|241
TEX|TEREX CP|CIST|Capital Institutional Services, Inc.|17151
TEX|TEREX CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108539
TEX|TEREX CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6663
TEX|TEREX CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|711140
TEX|TEREX CP|CTDL|Citadel Derivatives Group Llc|13922
TEX|TEREX CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|74722
TEX|TEREX CP|DADA|D.A. Davidson & Co.|20
TEX|TEREX CP|DBAB|Deutsche Bank Securities Inc.|640470
TEX|TEREX CP|DBAX|Deutsche Bank Securities Inc.|393100
TEX|TEREX CP|DCHF|Dart Executions, LLC|4813
TEX|TEREX CP|DEAN|MORGAN STANLEY|28867
TEX|TEREX CP|DEGS|RONIN PROFESSIONAL LLC|200
TEX|TEREX CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2411
TEX|TEREX CP|EBXL|EBX LLC|292500
TEX|TEREX CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3677
TEX|TEREX CP|EDJO|Edward D. Jones & Co., L.P.|951
TEX|TEREX CP|EGAM|CBOE TRADING, INC.|11963
TEX|TEREX CP|EGMT|EG MARKET TECHNOLOGIES LLC|1624
TEX|TEREX CP|EGXM|CBOE TRADING, INC.|5304
TEX|TEREX CP|ETBE|Electronic Transaction Clearing, Inc.|21525
TEX|TEREX CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
TEX|TEREX CP|ETCC|Electronic Transaction Clearing, Inc.|760
TEX|TEREX CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31977
TEX|TEREX CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
TEX|TEREX CP|ETRS|E*Trade Securities LLC|82970
TEX|TEREX CP|FBSB|U.S. Bancorp Investments, Inc.|3
TEX|TEREX CP|FILL|Tradestation Securities, Inc.|4132
TEX|TEREX CP|FMAF|NBCN Inc./ CDS|1
TEX|TEREX CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17609
TEX|TEREX CP|FQLS|Quantlab Securities LP|661362
TEX|TEREX CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102775
TEX|TEREX CP|FTBR|Foliofn Investments, Inc.|5519
TEX|TEREX CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1529
TEX|TEREX CP|GLIS|TD Securities Inc|700
TEX|TEREX CP|GLPX|ACS EXECUTION SERVICES, LLC|38471
TEX|TEREX CP|GSCO|GOLDMAN SACHS & CO. LLC|1339206
TEX|TEREX CP|GSCS|GOLDMAN SACHS & CO. LLC|35307
TEX|TEREX CP|GSLT|GOLDMAN SACHS & CO. LLC|8880
TEX|TEREX CP|GTSZ|GTS SECURITIES LLC|152607
TEX|TEREX CP|HAPX|HAP Trading, LLC|50
TEX|TEREX CP|HPPX|POTAMUS TRADING, LLC|145
TEX|TEREX CP|HRBF|American Enterprise Investment Services Inc.|4162
TEX|TEREX CP|HSBC|HSBC Securities, Inc.|400
TEX|TEREX CP|IATS|INTERACTIVE BROKERS LLC|40150
TEX|TEREX CP|IBKR|Interactive Brokers Llc|40873
TEX|TEREX CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2028
TEX|TEREX CP|ICBX|INSTINET, LLC|88139
TEX|TEREX CP|IEQY|CITADEL SECURITIES LLC|114952
TEX|TEREX CP|INCA|INSTINET, LLC|586960
TEX|TEREX CP|INJX|INSTINET, LLC|2136
TEX|TEREX CP|ITGI|ITG Inc.|264198
TEX|TEREX CP|ITGP|ITG INC.|590600
TEX|TEREX CP|JANY|Janney Montgomery Scott Inc.|569
TEX|TEREX CP|JEFF|JEFFERIES LLC|244028
TEX|TEREX CP|JMPT|JUMP TRADING, LLC|119620
TEX|TEREX CP|JPBX|J.P. MORGAN SECURITIES LLC|242676
TEX|TEREX CP|JPMX|J.P. Morgan Securities LLC|947147
TEX|TEREX CP|JSJX|JANE STREET CAPITAL LLC|11830
TEX|TEREX CP|KCGM|VIRTU Americas LLC|112247
TEX|TEREX CP|KING|C. L. King & Associates, Inc.|1600
TEX|TEREX CP|LEHM|Barclays Capital Inc./Le|1532035
TEX|TEREX CP|LIME|Lime Brokerage LLC|49001
TEX|TEREX CP|LOOP|Loop Capital Markets LLC|5964
TEX|TEREX CP|LQNA|LIQUIDNET, INC.|597300
TEX|TEREX CP|LSCI|Lek Securities Corporation|6
TEX|TEREX CP|LVMR|LIVERMORE TRADING GROUP, INC.|10953
TEX|TEREX CP|MACQ|Macquarie Capital (USA) Inc.|800
TEX|TEREX CP|MAXM|Maxim Group LLC|150
TEX|TEREX CP|MBTS|ALLY INVEST SECURITIES LLC|1125
TEX|TEREX CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|405793
TEX|TEREX CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
TEX|TEREX CP|MOTF|MOTIF INVESTING, INC.|5
TEX|TEREX CP|MSCO|MORGAN STANLEY & CO. LLC|2931663
TEX|TEREX CP|MSPL|MORGAN STANLEY & CO. LLC|550500
TEX|TEREX CP|MSTX|MORGAN STANLEY & CO. LLC|250100
TEX|TEREX CP|MTON|MILLINGTON SECURITIES, INC.|38700
TEX|TEREX CP|NFSC|National Financial Services LLC|335980
TEX|TEREX CP|NITE|VIRTU Americas LLC|557177
TEX|TEREX CP|NITP|VIRTU Americas LLC|397
TEX|TEREX CP|NQRB|Brut, LLC|15858
TEX|TEREX CP|NTFN|Network 1 Financial Securities Inc.|50
TEX|TEREX CP|NTRC|Northern Trust Securities, Inc.|6415
TEX|TEREX CP|OHOS|TWO SIGMA SECURITIES, LLC|833
TEX|TEREX CP|OPCO|Oppenheimer & Co. Inc.|5265
TEX|TEREX CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
TEX|TEREX CP|PDQM|CODA MARKETS, INC.|105646
TEX|TEREX CP|PHLY|NASDAQ Execution Services, LLC|5000
TEX|TEREX CP|PIPR|Piper Jaffray & Co.|10
TEX|TEREX CP|PWJC|UBS Financial Services, Inc.|3204
TEX|TEREX CP|RBCM|RBC CAPITAL MARKETS, LLC|2688
TEX|TEREX CP|SAGL|SAGETRADER, LLC|19072
TEX|TEREX CP|SALI|INTL FCSTONE FINANCIAL INC.|2869
TEX|TEREX CP|SBSH|Citigroup Global Markets Inc.|116646
TEX|TEREX CP|SGMT|GOLDMAN SACHS & CO. LLC|244198
TEX|TEREX CP|SPDR|SPEEDROUTE LLC|20646
TEX|TEREX CP|SPHN|Stephens Inc.|1700
TEX|TEREX CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|17192
TEX|TEREX CP|STFL|Stifel, Nicolaus & Company, Incorporated|4778
TEX|TEREX CP|STKP|STOCKPILE INVESTMENTS, INC.|24
TEX|TEREX CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2552
TEX|TEREX CP|SWIM|TD Ameritrade, Inc.|70554
TEX|TEREX CP|SWST|Hilltop Securities Inc.|7425
TEX|TEREX CP|TKNG|ALLY INVEST SECURITIES LLC|8
TEX|TEREX CP|TRBT|Tradebot Systems, Inc.|342815
TEX|TEREX CP|TRCM|TRC MARKETS LLC|146954
TEX|TEREX CP|UBSA|UBS SECURITIES LLC|1030541
TEX|TEREX CP|UBSS|UBS Securities LLC|1311001
TEX|TEREX CP|VALX|VIRTU AMERICAS LLC|8814
TEX|TEREX CP|VGRD|Vanguard Marketing Corporation|13042
TEX|TEREX CP|WABR|Wall Street Access|40
TEX|TEREX CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2632
TEX|TEREX CP|WCHV|WELLS FARGO SECURITIES, LLC|266026
TEX|TEREX CP|WEDB|WEDBUSH SECURITIES INC.|6563
TEX|TEREX CP|WEED|Weeden & Co.L.P.|48777
TEX|TEREX CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1511
TEX|TEREX CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9117
TEX|TEREX CP|WGIF|CIBC World Markets Inc.|68
TEX|TEREX CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|205
TEX|TEREX CP|WSEA|WOLVERINE SECURITIES, LLC|6500
TEX|TEREX CP|XIST|INSTINET, LLC|44000
TEX|TEREX CP|XPQR|Jump Trading|10929
TEX|TEREX CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|172368
TEX|TEREX CP|YKNA|COMHAR CAPITAL MARKETS, LLC|873
TEX|TEREX CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11665
TFI|SPDR NUVEEN BB BRCLY|ALTX|Alternet Securities Inc.|4449
TFI|SPDR NUVEEN BB BRCLY|APCC|Apex Clearing Corporation|206336
TFI|SPDR NUVEEN BB BRCLY|BANK|Primevest Financial Services, Inc.|327
TFI|SPDR NUVEEN BB BRCLY|BARD|Robert W. Baird & Co. Incorporated|5595
TFI|SPDR NUVEEN BB BRCLY|BATM|CBOE TRADING, INC.|2261
TFI|SPDR NUVEEN BB BRCLY|BBNT|BB&T SECURITIES, LLC|573
TFI|SPDR NUVEEN BB BRCLY|BERN|Sanford C. Bernstein & Co., LLC|9425
TFI|SPDR NUVEEN BB BRCLY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19490
TFI|SPDR NUVEEN BB BRCLY|CANT|Cantor Fitzgerald & Co.|129109
TFI|SPDR NUVEEN BB BRCLY|CHAS|Charles Schwab & Co., Inc.|101080
TFI|SPDR NUVEEN BB BRCLY|CIST|Capital Institutional Services, Inc.|3136
TFI|SPDR NUVEEN BB BRCLY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84176
TFI|SPDR NUVEEN BB BRCLY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5036
TFI|SPDR NUVEEN BB BRCLY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98438
TFI|SPDR NUVEEN BB BRCLY|CSIN|Citadel Securities Institutional LLC|44443
TFI|SPDR NUVEEN BB BRCLY|CXCX|CITIGROUP GLOBAL MARKETS INC.|31612
TFI|SPDR NUVEEN BB BRCLY|DBAB|Deutsche Bank Securities Inc.|1885
TFI|SPDR NUVEEN BB BRCLY|DBAX|Deutsche Bank Securities Inc.|49200
TFI|SPDR NUVEEN BB BRCLY|DEAN|MORGAN STANLEY|10843
TFI|SPDR NUVEEN BB BRCLY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5473
TFI|SPDR NUVEEN BB BRCLY|EBXL|EBX LLC|57100
TFI|SPDR NUVEEN BB BRCLY|ECUT|CONVERGEX EXECUTION SOLUTIONS|151058
TFI|SPDR NUVEEN BB BRCLY|EDJO|Edward D. Jones & Co., L.P.|5760
TFI|SPDR NUVEEN BB BRCLY|EGAM|CBOE TRADING, INC.|5595
TFI|SPDR NUVEEN BB BRCLY|EGXM|CBOE TRADING, INC.|300
TFI|SPDR NUVEEN BB BRCLY|ETBE|Electronic Transaction Clearing, Inc.|900
TFI|SPDR NUVEEN BB BRCLY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5167
TFI|SPDR NUVEEN BB BRCLY|ETRS|E*Trade Securities LLC|45
TFI|SPDR NUVEEN BB BRCLY|FBSB|U.S. Bancorp Investments, Inc.|291
TFI|SPDR NUVEEN BB BRCLY|FILL|Tradestation Securities, Inc.|200
TFI|SPDR NUVEEN BB BRCLY|FINX|FINTECH SECURITIES|3052
TFI|SPDR NUVEEN BB BRCLY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14474
TFI|SPDR NUVEEN BB BRCLY|FTBR|Foliofn Investments, Inc.|3804
TFI|SPDR NUVEEN BB BRCLY|GEBB|GLOBAL EXECUTION BROKERS, LP|1859
TFI|SPDR NUVEEN BB BRCLY|GLPX|ACS EXECUTION SERVICES, LLC|4628
TFI|SPDR NUVEEN BB BRCLY|GSCO|GOLDMAN SACHS & CO. LLC|46552
TFI|SPDR NUVEEN BB BRCLY|GSLT|GOLDMAN SACHS & CO. LLC|170
TFI|SPDR NUVEEN BB BRCLY|GTSZ|GTS SECURITIES LLC|167
TFI|SPDR NUVEEN BB BRCLY|HRBF|American Enterprise Investment Services Inc.|20084
TFI|SPDR NUVEEN BB BRCLY|IATS|INTERACTIVE BROKERS LLC|2954
TFI|SPDR NUVEEN BB BRCLY|IBKR|Interactive Brokers Llc|19921
TFI|SPDR NUVEEN BB BRCLY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|54031
TFI|SPDR NUVEEN BB BRCLY|ICBX|INSTINET, LLC|31370
TFI|SPDR NUVEEN BB BRCLY|INCA|INSTINET, LLC|30183
TFI|SPDR NUVEEN BB BRCLY|ITGI|ITG Inc.|43200
TFI|SPDR NUVEEN BB BRCLY|ITGP|ITG INC.|92600
TFI|SPDR NUVEEN BB BRCLY|JEFF|JEFFERIES LLC|733
TFI|SPDR NUVEEN BB BRCLY|JMPT|JUMP TRADING, LLC|874
TFI|SPDR NUVEEN BB BRCLY|JPMX|J.P. Morgan Securities LLC|49966
TFI|SPDR NUVEEN BB BRCLY|JSEB|JANE STREET EXECUTION SERVICES, LLC|24730
TFI|SPDR NUVEEN BB BRCLY|JSJX|JANE STREET CAPITAL LLC|234820
TFI|SPDR NUVEEN BB BRCLY|KCGM|VIRTU Americas LLC|22741
TFI|SPDR NUVEEN BB BRCLY|LEHM|Barclays Capital Inc./Le|134011
TFI|SPDR NUVEEN BB BRCLY|LIME|Lime Brokerage LLC|8883
TFI|SPDR NUVEEN BB BRCLY|LQNA|LIQUIDNET, INC.|33700
TFI|SPDR NUVEEN BB BRCLY|LSCI|Lek Securities Corporation|55
TFI|SPDR NUVEEN BB BRCLY|MACC|Mid Atlantic Capital Corporation|1096
TFI|SPDR NUVEEN BB BRCLY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42450
TFI|SPDR NUVEEN BB BRCLY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2550
TFI|SPDR NUVEEN BB BRCLY|MSCO|MORGAN STANLEY & CO. LLC|199716
TFI|SPDR NUVEEN BB BRCLY|MSPL|MORGAN STANLEY & CO. LLC|72700
TFI|SPDR NUVEEN BB BRCLY|MSTX|MORGAN STANLEY & CO. LLC|200
TFI|SPDR NUVEEN BB BRCLY|NFSC|National Financial Services LLC|326012
TFI|SPDR NUVEEN BB BRCLY|NITE|VIRTU Americas LLC|1487385
TFI|SPDR NUVEEN BB BRCLY|NITP|VIRTU Americas LLC|1987
TFI|SPDR NUVEEN BB BRCLY|NQRB|Brut, LLC|20117
TFI|SPDR NUVEEN BB BRCLY|OPCO|Oppenheimer & Co. Inc.|1742
TFI|SPDR NUVEEN BB BRCLY|PDQM|CODA MARKETS, INC.|34734
TFI|SPDR NUVEEN BB BRCLY|PWJC|UBS Financial Services, Inc.|808
TFI|SPDR NUVEEN BB BRCLY|RBCM|RBC CAPITAL MARKETS, LLC|3420
TFI|SPDR NUVEEN BB BRCLY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|200
TFI|SPDR NUVEEN BB BRCLY|SAGL|SAGETRADER, LLC|14060
TFI|SPDR NUVEEN BB BRCLY|SBSH|Citigroup Global Markets Inc.|3216
TFI|SPDR NUVEEN BB BRCLY|SEIC|SEI Investments Distribution Co.|100
TFI|SPDR NUVEEN BB BRCLY|SGMT|GOLDMAN SACHS & CO. LLC|25684
TFI|SPDR NUVEEN BB BRCLY|SPDR|SPEEDROUTE LLC|3756
TFI|SPDR NUVEEN BB BRCLY|STFL|Stifel, Nicolaus & Company, Incorporated|9355
TFI|SPDR NUVEEN BB BRCLY|SWIM|TD Ameritrade, Inc.|898
TFI|SPDR NUVEEN BB BRCLY|SWST|Hilltop Securities Inc.|1025
TFI|SPDR NUVEEN BB BRCLY|TKNG|ALLY INVEST SECURITIES LLC|2727
TFI|SPDR NUVEEN BB BRCLY|TRBT|Tradebot Systems, Inc.|20723
TFI|SPDR NUVEEN BB BRCLY|UBSA|UBS SECURITIES LLC|195515
TFI|SPDR NUVEEN BB BRCLY|UBSS|UBS Securities LLC|215034
TFI|SPDR NUVEEN BB BRCLY|VALX|VIRTU AMERICAS LLC|807
TFI|SPDR NUVEEN BB BRCLY|VERT|The Vertical Trading Group, LLC|464
TFI|SPDR NUVEEN BB BRCLY|VGRD|Vanguard Marketing Corporation|13934
TFI|SPDR NUVEEN BB BRCLY|WBET|Wallachbeth Capital LLC|897700
TFI|SPDR NUVEEN BB BRCLY|WCHV|WELLS FARGO SECURITIES, LLC|28456
TFI|SPDR NUVEEN BB BRCLY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2584
TFI|SPDR NUVEEN BB BRCLY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73
TFI|SPDR NUVEEN BB BRCLY|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1458679
TFI|SPDR NUVEEN BB BRCLY|WSEA|WOLVERINE SECURITIES, LLC|3534
TFI|SPDR NUVEEN BB BRCLY|XSTM|NATIONAL FINANCIAL SERVICES LLC|19524
TFI|SPDR NUVEEN BB BRCLY|YKNA|COMHAR CAPITAL MARKETS, LLC|400
TFI|SPDR NUVEEN BB BRCLY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20370
TFLO|ISHARES TRES FLOATRT|ALTX|Alternet Securities Inc.|200
TFLO|ISHARES TRES FLOATRT|APCC|Apex Clearing Corporation|735
TFLO|ISHARES TRES FLOATRT|BATM|CBOE TRADING, INC.|100
TFLO|ISHARES TRES FLOATRT|BERN|Sanford C. Bernstein & Co., LLC|200
TFLO|ISHARES TRES FLOATRT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3506
TFLO|ISHARES TRES FLOATRT|CHAS|Charles Schwab & Co., Inc.|1
TFLO|ISHARES TRES FLOATRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2735
TFLO|ISHARES TRES FLOATRT|CSIN|Citadel Securities Institutional LLC|149100
TFLO|ISHARES TRES FLOATRT|CTDL|Citadel Derivatives Group Llc|150939
TFLO|ISHARES TRES FLOATRT|DBAX|Deutsche Bank Securities Inc.|2700
TFLO|ISHARES TRES FLOATRT|DEAN|MORGAN STANLEY|462
TFLO|ISHARES TRES FLOATRT|EBXL|EBX LLC|1200
TFLO|ISHARES TRES FLOATRT|EDJC|Edward Jones / CDS|51
TFLO|ISHARES TRES FLOATRT|EGAM|CBOE TRADING, INC.|2571
TFLO|ISHARES TRES FLOATRT|EGXM|CBOE TRADING, INC.|712
TFLO|ISHARES TRES FLOATRT|ETRS|E*Trade Securities LLC|4200
TFLO|ISHARES TRES FLOATRT|FBSB|U.S. Bancorp Investments, Inc.|107
TFLO|ISHARES TRES FLOATRT|FLTU|FLOW TRADERS US LLC|350
TFLO|ISHARES TRES FLOATRT|FMAF|NBCN Inc./ CDS|1470
TFLO|ISHARES TRES FLOATRT|FTBR|Foliofn Investments, Inc.|752
TFLO|ISHARES TRES FLOATRT|GEBB|GLOBAL EXECUTION BROKERS, LP|500
TFLO|ISHARES TRES FLOATRT|GLPX|ACS EXECUTION SERVICES, LLC|1835
TFLO|ISHARES TRES FLOATRT|GSCO|GOLDMAN SACHS & CO. LLC|200
TFLO|ISHARES TRES FLOATRT|GSLT|GOLDMAN SACHS & CO. LLC|12
TFLO|ISHARES TRES FLOATRT|IBKR|Interactive Brokers Llc|1559
TFLO|ISHARES TRES FLOATRT|ICBX|INSTINET, LLC|500
TFLO|ISHARES TRES FLOATRT|ITGI|ITG Inc.|2987
TFLO|ISHARES TRES FLOATRT|JPMX|J.P. Morgan Securities LLC|800
TFLO|ISHARES TRES FLOATRT|JSEB|JANE STREET EXECUTION SERVICES, LLC|213140
TFLO|ISHARES TRES FLOATRT|JSJX|JANE STREET CAPITAL LLC|206975
TFLO|ISHARES TRES FLOATRT|KCGM|VIRTU Americas LLC|1391
TFLO|ISHARES TRES FLOATRT|LEHM|Barclays Capital Inc./Le|12400
TFLO|ISHARES TRES FLOATRT|LIME|Lime Brokerage LLC|1998
TFLO|ISHARES TRES FLOATRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4812
TFLO|ISHARES TRES FLOATRT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
TFLO|ISHARES TRES FLOATRT|MOTF|MOTIF INVESTING, INC.|1
TFLO|ISHARES TRES FLOATRT|MSCO|MORGAN STANLEY & CO. LLC|8565
TFLO|ISHARES TRES FLOATRT|NFSC|National Financial Services LLC|75736
TFLO|ISHARES TRES FLOATRT|NITE|VIRTU Americas LLC|67809
TFLO|ISHARES TRES FLOATRT|NITP|VIRTU Americas LLC|3550
TFLO|ISHARES TRES FLOATRT|OPCO|Oppenheimer & Co. Inc.|161
TFLO|ISHARES TRES FLOATRT|PDQM|CODA MARKETS, INC.|2888
TFLO|ISHARES TRES FLOATRT|PWJC|UBS Financial Services, Inc.|58
TFLO|ISHARES TRES FLOATRT|RBCM|RBC CAPITAL MARKETS, LLC|178
TFLO|ISHARES TRES FLOATRT|SBSH|Citigroup Global Markets Inc.|163
TFLO|ISHARES TRES FLOATRT|SGMT|GOLDMAN SACHS & CO. LLC|620
TFLO|ISHARES TRES FLOATRT|SPHN|Stephens Inc.|575
TFLO|ISHARES TRES FLOATRT|UBSA|UBS SECURITIES LLC|14564
TFLO|ISHARES TRES FLOATRT|UBSS|UBS Securities LLC|78499
TFLO|ISHARES TRES FLOATRT|WBET|Wallachbeth Capital LLC|5074
TFLO|ISHARES TRES FLOATRT|WCHV|WELLS FARGO SECURITIES, LLC|126
TFLO|ISHARES TRES FLOATRT|WSEA|WOLVERINE SECURITIES, LLC|2
TFLO|ISHARES TRES FLOATRT|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TFLO|ISHARES TRES FLOATRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10791
TFSL|TFS FINANCIAL CORP.|ALTX|Alternet Securities Inc.|1264
TFSL|TFS FINANCIAL CORP.|APCC|Apex Clearing Corporation|4439
TFSL|TFS FINANCIAL CORP.|BANK|Primevest Financial Services, Inc.|2111
TFSL|TFS FINANCIAL CORP.|BATM|CBOE TRADING, INC.|1956
TFSL|TFS FINANCIAL CORP.|BAYT|BTIG, LLC|902
TFSL|TFS FINANCIAL CORP.|BERN|Sanford C. Bernstein & Co., LLC|22353
TFSL|TFS FINANCIAL CORP.|BIAD|SAGETRADER, LLC|2
TFSL|TFS FINANCIAL CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|372
TFSL|TFS FINANCIAL CORP.|BNKS|Fig Partners, LLC|21700
TFSL|TFS FINANCIAL CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|1944
TFSL|TFS FINANCIAL CORP.|BTIG|BTIG, LLC|16382
TFSL|TFS FINANCIAL CORP.|BYXM|CBOE TRADING, INC.|969
TFSL|TFS FINANCIAL CORP.|BZYD|GOLDMAN SACHS & CO. LLC|3938
TFSL|TFS FINANCIAL CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115146
TFSL|TFS FINANCIAL CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
TFSL|TFS FINANCIAL CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
TFSL|TFS FINANCIAL CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48963
TFSL|TFS FINANCIAL CORP.|CTDL|Citadel Derivatives Group Llc|4219
TFSL|TFS FINANCIAL CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11006
TFSL|TFS FINANCIAL CORP.|DBAB|Deutsche Bank Securities Inc.|124569
TFSL|TFS FINANCIAL CORP.|DBAX|Deutsche Bank Securities Inc.|42400
TFSL|TFS FINANCIAL CORP.|DBUL|Deutsche Bank Securities Inc.|1320
TFSL|TFS FINANCIAL CORP.|DEAN|MORGAN STANLEY|1000
TFSL|TFS FINANCIAL CORP.|DEGS|RONIN PROFESSIONAL LLC|1400
TFSL|TFS FINANCIAL CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
TFSL|TFS FINANCIAL CORP.|EBXL|EBX LLC|16200
TFSL|TFS FINANCIAL CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5895
TFSL|TFS FINANCIAL CORP.|EDJO|Edward D. Jones & Co., L.P.|2163
TFSL|TFS FINANCIAL CORP.|EGAM|CBOE TRADING, INC.|3124
TFSL|TFS FINANCIAL CORP.|EGAW|CBOE TRADING, INC.|22
TFSL|TFS FINANCIAL CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|110
TFSL|TFS FINANCIAL CORP.|EGXM|CBOE TRADING, INC.|1753
TFSL|TFS FINANCIAL CORP.|ESPO|ESPOSITO SECURITIES, LLC|18
TFSL|TFS FINANCIAL CORP.|ETBE|Electronic Transaction Clearing, Inc.|1450
TFSL|TFS FINANCIAL CORP.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6412
TFSL|TFS FINANCIAL CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4700
TFSL|TFS FINANCIAL CORP.|ETRS|E*Trade Securities LLC|13320
TFSL|TFS FINANCIAL CORP.|FBCO|Credit Suisse Securities (USA) LLC|81076
TFSL|TFS FINANCIAL CORP.|FILL|Tradestation Securities, Inc.|206
TFSL|TFS FINANCIAL CORP.|FOMA|TD AMERITRADE CLEARING, INC.|33826
TFSL|TFS FINANCIAL CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35334
TFSL|TFS FINANCIAL CORP.|FTBR|Foliofn Investments, Inc.|910
TFSL|TFS FINANCIAL CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|9217
TFSL|TFS FINANCIAL CORP.|GLPX|ACS EXECUTION SERVICES, LLC|1385
TFSL|TFS FINANCIAL CORP.|GSCO|GOLDMAN SACHS & CO. LLC|224679
TFSL|TFS FINANCIAL CORP.|GSCS|GOLDMAN SACHS & CO. LLC|6829
TFSL|TFS FINANCIAL CORP.|GSLT|GOLDMAN SACHS & CO. LLC|1184
TFSL|TFS FINANCIAL CORP.|GTSZ|GTS SECURITIES LLC|818
TFSL|TFS FINANCIAL CORP.|HRBF|American Enterprise Investment Services Inc.|1190
TFSL|TFS FINANCIAL CORP.|HSBC|HSBC Securities, Inc.|100
TFSL|TFS FINANCIAL CORP.|IATS|INTERACTIVE BROKERS LLC|1081
TFSL|TFS FINANCIAL CORP.|IBKR|Interactive Brokers Llc|26341
TFSL|TFS FINANCIAL CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|17722
TFSL|TFS FINANCIAL CORP.|ICBX|INSTINET, LLC|7200
TFSL|TFS FINANCIAL CORP.|INCA|INSTINET, LLC|84196
TFSL|TFS FINANCIAL CORP.|INJX|INSTINET, LLC|3135
TFSL|TFS FINANCIAL CORP.|ITGI|ITG Inc.|101550
TFSL|TFS FINANCIAL CORP.|ITGP|ITG INC.|30200
TFSL|TFS FINANCIAL CORP.|JEFF|JEFFERIES LLC|30913
TFSL|TFS FINANCIAL CORP.|JMPT|JUMP TRADING, LLC|5335
TFSL|TFS FINANCIAL CORP.|JONE|JonesTrading|50000
TFSL|TFS FINANCIAL CORP.|JPBX|J.P. MORGAN SECURITIES LLC|10782
TFSL|TFS FINANCIAL CORP.|JPMX|J.P. Morgan Securities LLC|55198
TFSL|TFS FINANCIAL CORP.|JSJX|JANE STREET CAPITAL LLC|1027
TFSL|TFS FINANCIAL CORP.|KCGM|VIRTU Americas LLC|5119
TFSL|TFS FINANCIAL CORP.|KCRD|PHX FINANCIAL, INC.|100
TFSL|TFS FINANCIAL CORP.|LEHM|Barclays Capital Inc./Le|163772
TFSL|TFS FINANCIAL CORP.|LIME|Lime Brokerage LLC|98456
TFSL|TFS FINANCIAL CORP.|LQNA|LIQUIDNET, INC.|84300
TFSL|TFS FINANCIAL CORP.|MACQ|Macquarie Capital (USA) Inc.|1000
TFSL|TFS FINANCIAL CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35742
TFSL|TFS FINANCIAL CORP.|MOTF|MOTIF INVESTING, INC.|1
TFSL|TFS FINANCIAL CORP.|MSCO|MORGAN STANLEY & CO. LLC|663735
TFSL|TFS FINANCIAL CORP.|MSPL|MORGAN STANLEY & CO. LLC|92400
TFSL|TFS FINANCIAL CORP.|MSTX|MORGAN STANLEY & CO. LLC|32800
TFSL|TFS FINANCIAL CORP.|NEUB|NEUBERGER BERMAN BD LLC|507
TFSL|TFS FINANCIAL CORP.|NFSC|National Financial Services LLC|77722
TFSL|TFS FINANCIAL CORP.|NITE|VIRTU Americas LLC|112121
TFSL|TFS FINANCIAL CORP.|NITP|VIRTU Americas LLC|1300
TFSL|TFS FINANCIAL CORP.|NQRB|Brut, LLC|13873
TFSL|TFS FINANCIAL CORP.|OPCO|Oppenheimer & Co. Inc.|1221
TFSL|TFS FINANCIAL CORP.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
TFSL|TFS FINANCIAL CORP.|PDQM|CODA MARKETS, INC.|4900
TFSL|TFS FINANCIAL CORP.|RAJA|Raymond James & Associates, Inc.|343
TFSL|TFS FINANCIAL CORP.|RBCM|RBC CAPITAL MARKETS, LLC|465
TFSL|TFS FINANCIAL CORP.|SAGL|SAGETRADER, LLC|115
TFSL|TFS FINANCIAL CORP.|SAGW|SAGETRADER, LLC|65
TFSL|TFS FINANCIAL CORP.|SALI|INTL FCSTONE FINANCIAL INC.|10
TFSL|TFS FINANCIAL CORP.|SBSH|Citigroup Global Markets Inc.|72589
TFSL|TFS FINANCIAL CORP.|SDLR|Sandler, O'Neill & Partners, L.P.|639
TFSL|TFS FINANCIAL CORP.|SEIC|SEI Investments Distribution Co.|100
TFSL|TFS FINANCIAL CORP.|SGMT|GOLDMAN SACHS & CO. LLC|22693
TFSL|TFS FINANCIAL CORP.|SPDR|SPEEDROUTE LLC|1372
TFSL|TFS FINANCIAL CORP.|SPHN|Stephens Inc.|10878
TFSL|TFS FINANCIAL CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|5932
TFSL|TFS FINANCIAL CORP.|STKP|STOCKPILE INVESTMENTS, INC.|4
TFSL|TFS FINANCIAL CORP.|SWIM|TD Ameritrade, Inc.|1247
TFSL|TFS FINANCIAL CORP.|TKNG|ALLY INVEST SECURITIES LLC|5
TFSL|TFS FINANCIAL CORP.|TRBT|Tradebot Systems, Inc.|37346
TFSL|TFS FINANCIAL CORP.|TRCM|TRC MARKETS LLC|35457
TFSL|TFS FINANCIAL CORP.|UBSA|UBS SECURITIES LLC|110180
TFSL|TFS FINANCIAL CORP.|UBSS|UBS Securities LLC|326385
TFSL|TFS FINANCIAL CORP.|VALX|VIRTU AMERICAS LLC|315
TFSL|TFS FINANCIAL CORP.|VGRD|Vanguard Marketing Corporation|6851
TFSL|TFS FINANCIAL CORP.|WBET|Wallachbeth Capital LLC|10345
TFSL|TFS FINANCIAL CORP.|WCHV|WELLS FARGO SECURITIES, LLC|14733
TFSL|TFS FINANCIAL CORP.|WDNX|WEEDEN & CO.L.P.|17400
TFSL|TFS FINANCIAL CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|58
TFSL|TFS FINANCIAL CORP.|WGIF|CIBC World Markets Inc.|987
TFSL|TFS FINANCIAL CORP.|WSEA|WOLVERINE SECURITIES, LLC|161
TFSL|TFS FINANCIAL CORP.|XIST|INSTINET, LLC|65920
TFSL|TFS FINANCIAL CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
TFSL|TFS FINANCIAL CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|1500
TFSL|TFS FINANCIAL CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|421
TFX|TELEFLEX INC|ALTX|Alternet Securities Inc.|3070
TFX|TELEFLEX INC|ANOS|ABEL/NOSER, L.L.C.|1638
TFX|TELEFLEX INC|APCC|Apex Clearing Corporation|48
TFX|TELEFLEX INC|BANK|Primevest Financial Services, Inc.|2
TFX|TELEFLEX INC|BARD|Robert W. Baird & Co. Incorporated|275
TFX|TELEFLEX INC|BATM|CBOE TRADING, INC.|3686
TFX|TELEFLEX INC|BAYC|BAY CREST PARTNERS, LLC|173
TFX|TELEFLEX INC|BBNT|BB&T SECURITIES, LLC|75
TFX|TELEFLEX INC|BERN|Sanford C. Bernstein & Co., LLC|24223
TFX|TELEFLEX INC|BIDS|BIDS TRADING L.P.|200
TFX|TELEFLEX INC|BKCM|BNY Mellon Capital Markets LLC|14302
TFX|TELEFLEX INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2458
TFX|TELEFLEX INC|BLKX|INSTINET, LLC|11000
TFX|TELEFLEX INC|BNPX|BNP PARIBAS SECURITIES CORP.|1604
TFX|TELEFLEX INC|BRVL|BLAYLOCK VAN, LLC|300
TFX|TELEFLEX INC|BTIG|BTIG, LLC|946
TFX|TELEFLEX INC|BYXM|CBOE TRADING, INC.|1600
TFX|TELEFLEX INC|BZYD|GOLDMAN SACHS & CO. LLC|112
TFX|TELEFLEX INC|CANT|Cantor Fitzgerald & Co.|6
TFX|TELEFLEX INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|16600
TFX|TELEFLEX INC|CHAS|Charles Schwab & Co., Inc.|4061
TFX|TELEFLEX INC|CIST|Capital Institutional Services, Inc.|2071
TFX|TELEFLEX INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13467
TFX|TELEFLEX INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4528
TFX|TELEFLEX INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3234
TFX|TELEFLEX INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|114043
TFX|TELEFLEX INC|CTDL|Citadel Derivatives Group Llc|1665
TFX|TELEFLEX INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10352
TFX|TELEFLEX INC|DADA|D.A. Davidson & Co.|14
TFX|TELEFLEX INC|DBAB|Deutsche Bank Securities Inc.|40260
TFX|TELEFLEX INC|DBAX|Deutsche Bank Securities Inc.|54800
TFX|TELEFLEX INC|DBUL|Deutsche Bank Securities Inc.|700
TFX|TELEFLEX INC|DEAN|MORGAN STANLEY|907
TFX|TELEFLEX INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3279
TFX|TELEFLEX INC|DRWK|DRW SECURITIES, L.L.C.|140
TFX|TELEFLEX INC|EBXL|EBX LLC|77900
TFX|TELEFLEX INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1650
TFX|TELEFLEX INC|EDJO|Edward D. Jones & Co., L.P.|34
TFX|TELEFLEX INC|EGAM|CBOE TRADING, INC.|3338
TFX|TELEFLEX INC|EGAW|CBOE TRADING, INC.|136
TFX|TELEFLEX INC|EGMT|EG MARKET TECHNOLOGIES LLC|6
TFX|TELEFLEX INC|EGXM|CBOE TRADING, INC.|440
TFX|TELEFLEX INC|EGXW|CBOE TRADING, INC.|8
TFX|TELEFLEX INC|ETBE|Electronic Transaction Clearing, Inc.|3683
TFX|TELEFLEX INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|18
TFX|TELEFLEX INC|ETCC|Electronic Transaction Clearing, Inc.|250
TFX|TELEFLEX INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13034
TFX|TELEFLEX INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|573
TFX|TELEFLEX INC|ETRS|E*Trade Securities LLC|1614
TFX|TELEFLEX INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1
TFX|TELEFLEX INC|FILL|Tradestation Securities, Inc.|89
TFX|TELEFLEX INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7358
TFX|TELEFLEX INC|FQLS|Quantlab Securities LP|51686
TFX|TELEFLEX INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42952
TFX|TELEFLEX INC|FTBR|Foliofn Investments, Inc.|438
TFX|TELEFLEX INC|GLPX|ACS EXECUTION SERVICES, LLC|69173
TFX|TELEFLEX INC|GSCO|GOLDMAN SACHS & CO. LLC|248962
TFX|TELEFLEX INC|GSCS|GOLDMAN SACHS & CO. LLC|1810
TFX|TELEFLEX INC|GSLT|GOLDMAN SACHS & CO. LLC|581
TFX|TELEFLEX INC|GTSZ|GTS SECURITIES LLC|47867
TFX|TELEFLEX INC|HRBF|American Enterprise Investment Services Inc.|443
TFX|TELEFLEX INC|IATS|INTERACTIVE BROKERS LLC|310
TFX|TELEFLEX INC|IBKR|Interactive Brokers Llc|2699
TFX|TELEFLEX INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
TFX|TELEFLEX INC|ICBX|INSTINET, LLC|34955
TFX|TELEFLEX INC|IEQY|CITADEL SECURITIES LLC|21387
TFX|TELEFLEX INC|IMPC|Imperial Capital, LLC|200
TFX|TELEFLEX INC|INCA|INSTINET, LLC|73796
TFX|TELEFLEX INC|INJX|INSTINET, LLC|544
TFX|TELEFLEX INC|ITGI|ITG Inc.|2740
TFX|TELEFLEX INC|ITGP|ITG INC.|59200
TFX|TELEFLEX INC|JANY|Janney Montgomery Scott Inc.|1017
TFX|TELEFLEX INC|JEFF|JEFFERIES LLC|31969
TFX|TELEFLEX INC|JMPT|JUMP TRADING, LLC|13779
TFX|TELEFLEX INC|JPBX|J.P. MORGAN SECURITIES LLC|20890
TFX|TELEFLEX INC|JPMX|J.P. Morgan Securities LLC|209938
TFX|TELEFLEX INC|JSJX|JANE STREET CAPITAL LLC|4604
TFX|TELEFLEX INC|KCGM|VIRTU Americas LLC|18068
TFX|TELEFLEX INC|KING|C. L. King & Associates, Inc.|700
TFX|TELEFLEX INC|LEHM|Barclays Capital Inc./Le|181450
TFX|TELEFLEX INC|LIME|Lime Brokerage LLC|2245
TFX|TELEFLEX INC|LOOP|Loop Capital Markets LLC|1097
TFX|TELEFLEX INC|LVMR|LIVERMORE TRADING GROUP, INC.|600
TFX|TELEFLEX INC|MACQ|Macquarie Capital (USA) Inc.|3051
TFX|TELEFLEX INC|MCMF|Raymond James Ltd. Cds|307
TFX|TELEFLEX INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22586
TFX|TELEFLEX INC|MOTF|MOTIF INVESTING, INC.|6
TFX|TELEFLEX INC|MSCO|MORGAN STANLEY & CO. LLC|251355
TFX|TELEFLEX INC|MSPL|MORGAN STANLEY & CO. LLC|89600
TFX|TELEFLEX INC|MSTX|MORGAN STANLEY & CO. LLC|5600
TFX|TELEFLEX INC|NFSC|National Financial Services LLC|48848
TFX|TELEFLEX INC|NITE|VIRTU Americas LLC|112396
TFX|TELEFLEX INC|NITP|VIRTU Americas LLC|300
TFX|TELEFLEX INC|NQRB|Brut, LLC|708
TFX|TELEFLEX INC|NTRC|Northern Trust Securities, Inc.|25
TFX|TELEFLEX INC|OPCO|Oppenheimer & Co. Inc.|400
TFX|TELEFLEX INC|PDQM|CODA MARKETS, INC.|207107
TFX|TELEFLEX INC|PWJC|UBS Financial Services, Inc.|732
TFX|TELEFLEX INC|QMSR|QUATTRO M SECURITIES INC.|2826
TFX|TELEFLEX INC|RBCM|RBC CAPITAL MARKETS, LLC|2584
TFX|TELEFLEX INC|SAGL|SAGETRADER, LLC|1750
TFX|TELEFLEX INC|SBSH|Citigroup Global Markets Inc.|16632
TFX|TELEFLEX INC|SGMT|GOLDMAN SACHS & CO. LLC|40994
TFX|TELEFLEX INC|SJLS|TRADE INFORMATICS LLC|100
TFX|TELEFLEX INC|SPDR|SPEEDROUTE LLC|6567
TFX|TELEFLEX INC|SPTD|MINT GLOBAL MARKETS, INC.|7712
TFX|TELEFLEX INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
TFX|TELEFLEX INC|STFL|Stifel, Nicolaus & Company, Incorporated|465
TFX|TELEFLEX INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4464
TFX|TELEFLEX INC|SWIM|TD Ameritrade, Inc.|2035
TFX|TELEFLEX INC|TAGC|TELSEY ADVISORY GROUP LLC|1
TFX|TELEFLEX INC|TRBT|Tradebot Systems, Inc.|36890
TFX|TELEFLEX INC|TRCM|TRC MARKETS LLC|6705
TFX|TELEFLEX INC|UBSA|UBS SECURITIES LLC|188615
TFX|TELEFLEX INC|UBSS|UBS Securities LLC|309607
TFX|TELEFLEX INC|VALX|VIRTU AMERICAS LLC|3490
TFX|TELEFLEX INC|VGRD|Vanguard Marketing Corporation|475
TFX|TELEFLEX INC|VSIN|Vision Financial Markets Llc|1600
TFX|TELEFLEX INC|WBPX|SUMMIT SECURITIES GROUP, LLC|300
TFX|TELEFLEX INC|WCHV|WELLS FARGO SECURITIES, LLC|13090
TFX|TELEFLEX INC|WDNX|WEEDEN & CO.L.P.|892
TFX|TELEFLEX INC|WEDB|WEDBUSH SECURITIES INC.|234
TFX|TELEFLEX INC|WEED|Weeden & Co.L.P.|1749
TFX|TELEFLEX INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
TFX|TELEFLEX INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2921
TFX|TELEFLEX INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|32
TFX|TELEFLEX INC|WSAG|WALL STREET ACCESS|100
TFX|TELEFLEX INC|WSEA|WOLVERINE SECURITIES, LLC|116
TFX|TELEFLEX INC|XIST|INSTINET, LLC|3848
TFX|TELEFLEX INC|XPQR|Jump Trading|988
TFX|TELEFLEX INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|21894
TFX|TELEFLEX INC|YKNA|COMHAR CAPITAL MARKETS, LLC|30850
TFX|TELEFLEX INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|520
TG|TREDEGAR CORP|ALTX|Alternet Securities Inc.|1222
TG|TREDEGAR CORP|APCC|Apex Clearing Corporation|433
TG|TREDEGAR CORP|BARD|Robert W. Baird & Co. Incorporated|339
TG|TREDEGAR CORP|BATM|CBOE TRADING, INC.|386
TG|TREDEGAR CORP|BAYC|BAY CREST PARTNERS, LLC|865
TG|TREDEGAR CORP|BBNT|BB&T SECURITIES, LLC|158
TG|TREDEGAR CORP|BERN|Sanford C. Bernstein & Co., LLC|557
TG|TREDEGAR CORP|BIDS|BIDS TRADING L.P.|400
TG|TREDEGAR CORP|BNCH|The Benchmark Company, LLC|8600
TG|TREDEGAR CORP|BNPX|BNP PARIBAS SECURITIES CORP.|5339
TG|TREDEGAR CORP|BRVL|BLAYLOCK VAN, LLC|100
TG|TREDEGAR CORP|BTIG|BTIG, LLC|200
TG|TREDEGAR CORP|BYXM|CBOE TRADING, INC.|300
TG|TREDEGAR CORP|BZYD|GOLDMAN SACHS & CO. LLC|939
TG|TREDEGAR CORP|CHAS|Charles Schwab & Co., Inc.|2
TG|TREDEGAR CORP|CIST|Capital Institutional Services, Inc.|496
TG|TREDEGAR CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|171
TG|TREDEGAR CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19381
TG|TREDEGAR CORP|CTDL|Citadel Derivatives Group Llc|613
TG|TREDEGAR CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|6398
TG|TREDEGAR CORP|DAVA|Davenport & Company LLC|8000
TG|TREDEGAR CORP|DBAB|Deutsche Bank Securities Inc.|16526
TG|TREDEGAR CORP|DBAX|Deutsche Bank Securities Inc.|7000
TG|TREDEGAR CORP|DEAN|MORGAN STANLEY|1987
TG|TREDEGAR CORP|DEGS|RONIN PROFESSIONAL LLC|367
TG|TREDEGAR CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|890
TG|TREDEGAR CORP|EBXL|EBX LLC|9300
TG|TREDEGAR CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|559
TG|TREDEGAR CORP|EDJO|Edward D. Jones & Co., L.P.|52
TG|TREDEGAR CORP|EGAM|CBOE TRADING, INC.|4782
TG|TREDEGAR CORP|EGAW|CBOE TRADING, INC.|200
TG|TREDEGAR CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
TG|TREDEGAR CORP|EGXM|CBOE TRADING, INC.|603
TG|TREDEGAR CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1132
TG|TREDEGAR CORP|ETRS|E*Trade Securities LLC|11698
TG|TREDEGAR CORP|FILL|Tradestation Securities, Inc.|757
TG|TREDEGAR CORP|FMAF|NBCN Inc./ CDS|200
TG|TREDEGAR CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
TG|TREDEGAR CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4250
TG|TREDEGAR CORP|FTBR|Foliofn Investments, Inc.|5678
TG|TREDEGAR CORP|GLIS|TD Securities Inc|250
TG|TREDEGAR CORP|GLPX|ACS EXECUTION SERVICES, LLC|100
TG|TREDEGAR CORP|GSCO|GOLDMAN SACHS & CO. LLC|55880
TG|TREDEGAR CORP|GSLT|GOLDMAN SACHS & CO. LLC|390
TG|TREDEGAR CORP|GTSZ|GTS SECURITIES LLC|9725
TG|TREDEGAR CORP|HRBF|American Enterprise Investment Services Inc.|1087
TG|TREDEGAR CORP|IATS|INTERACTIVE BROKERS LLC|5293
TG|TREDEGAR CORP|IBKR|Interactive Brokers Llc|33072
TG|TREDEGAR CORP|ICBX|INSTINET, LLC|3500
TG|TREDEGAR CORP|IEQY|CITADEL SECURITIES LLC|2411
TG|TREDEGAR CORP|INCA|INSTINET, LLC|16100
TG|TREDEGAR CORP|INJX|INSTINET, LLC|3901
TG|TREDEGAR CORP|ITGI|ITG Inc.|12277
TG|TREDEGAR CORP|ITGP|ITG INC.|22000
TG|TREDEGAR CORP|JEFF|JEFFERIES LLC|898
TG|TREDEGAR CORP|JMPT|JUMP TRADING, LLC|1097
TG|TREDEGAR CORP|JPBX|J.P. MORGAN SECURITIES LLC|4781
TG|TREDEGAR CORP|JPMX|J.P. Morgan Securities LLC|26678
TG|TREDEGAR CORP|JSJX|JANE STREET CAPITAL LLC|4080
TG|TREDEGAR CORP|KCGM|VIRTU Americas LLC|3982
TG|TREDEGAR CORP|LEHM|Barclays Capital Inc./Le|18243
TG|TREDEGAR CORP|LIME|Lime Brokerage LLC|9809
TG|TREDEGAR CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17600
TG|TREDEGAR CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1850
TG|TREDEGAR CORP|MSCO|MORGAN STANLEY & CO. LLC|52601
TG|TREDEGAR CORP|MSPL|MORGAN STANLEY & CO. LLC|19300
TG|TREDEGAR CORP|MSTX|MORGAN STANLEY & CO. LLC|6700
TG|TREDEGAR CORP|NFSC|National Financial Services LLC|54788
TG|TREDEGAR CORP|NITE|VIRTU Americas LLC|99765
TG|TREDEGAR CORP|NQRB|Brut, LLC|100
TG|TREDEGAR CORP|PDQM|CODA MARKETS, INC.|2172
TG|TREDEGAR CORP|PHLY|NASDAQ Execution Services, LLC|800
TG|TREDEGAR CORP|RBCM|RBC CAPITAL MARKETS, LLC|4035
TG|TREDEGAR CORP|SAGL|SAGETRADER, LLC|100
TG|TREDEGAR CORP|SBSH|Citigroup Global Markets Inc.|10877
TG|TREDEGAR CORP|SGMT|GOLDMAN SACHS & CO. LLC|7290
TG|TREDEGAR CORP|SPDR|SPEEDROUTE LLC|4420
TG|TREDEGAR CORP|STFL|Stifel, Nicolaus & Company, Incorporated|338
TG|TREDEGAR CORP|SWIM|TD Ameritrade, Inc.|5929
TG|TREDEGAR CORP|TKNG|ALLY INVEST SECURITIES LLC|216
TG|TREDEGAR CORP|TRBT|Tradebot Systems, Inc.|1019
TG|TREDEGAR CORP|TRCM|TRC MARKETS LLC|2400
TG|TREDEGAR CORP|UBSA|UBS SECURITIES LLC|73233
TG|TREDEGAR CORP|UBSS|UBS Securities LLC|65591
TG|TREDEGAR CORP|VALX|VIRTU AMERICAS LLC|5423
TG|TREDEGAR CORP|VGRD|Vanguard Marketing Corporation|2339
TG|TREDEGAR CORP|WCHV|WELLS FARGO SECURITIES, LLC|6428
TG|TREDEGAR CORP|WEED|Weeden & Co.L.P.|890
TG|TREDEGAR CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1611
TG|TREDEGAR CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|534
TG|TREDEGAR CORP|WSEA|WOLVERINE SECURITIES, LLC|224
TG|TREDEGAR CORP|XIST|INSTINET, LLC|13820
TG|TREDEGAR CORP|XPQR|Jump Trading|102
TG|TREDEGAR CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TG|TREDEGAR CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1356
TGA|TRANSGLOBE ENERGY CP|ALTX|Alternet Securities Inc.|700
TGA|TRANSGLOBE ENERGY CP|APCC|Apex Clearing Corporation|8257
TGA|TRANSGLOBE ENERGY CP|BATM|CBOE TRADING, INC.|335
TGA|TRANSGLOBE ENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|3800
TGA|TRANSGLOBE ENERGY CP|BIMI|Banca IMI Securities Corp.|150
TGA|TRANSGLOBE ENERGY CP|BYXM|CBOE TRADING, INC.|100
TGA|TRANSGLOBE ENERGY CP|CANT|Cantor Fitzgerald & Co.|444
TGA|TRANSGLOBE ENERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
TGA|TRANSGLOBE ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113718
TGA|TRANSGLOBE ENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
TGA|TRANSGLOBE ENERGY CP|DBAB|Deutsche Bank Securities Inc.|51848
TGA|TRANSGLOBE ENERGY CP|DBAX|Deutsche Bank Securities Inc.|20100
TGA|TRANSGLOBE ENERGY CP|DEAN|MORGAN STANLEY|6299
TGA|TRANSGLOBE ENERGY CP|DEGS|RONIN PROFESSIONAL LLC|55755
TGA|TRANSGLOBE ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6721
TGA|TRANSGLOBE ENERGY CP|EBXL|EBX LLC|49000
TGA|TRANSGLOBE ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3900
TGA|TRANSGLOBE ENERGY CP|EDJO|Edward D. Jones & Co., L.P.|6119
TGA|TRANSGLOBE ENERGY CP|EGAM|CBOE TRADING, INC.|6800
TGA|TRANSGLOBE ENERGY CP|EGAW|CBOE TRADING, INC.|100
TGA|TRANSGLOBE ENERGY CP|EGXM|CBOE TRADING, INC.|1000
TGA|TRANSGLOBE ENERGY CP|ELEV|ELEVATION, LLC|29224
TGA|TRANSGLOBE ENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|1400
TGA|TRANSGLOBE ENERGY CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2800
TGA|TRANSGLOBE ENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|196
TGA|TRANSGLOBE ENERGY CP|ETRS|E*Trade Securities LLC|342850
TGA|TRANSGLOBE ENERGY CP|FBCO|Credit Suisse Securities (USA) LLC|84327
TGA|TRANSGLOBE ENERGY CP|FILL|Tradestation Securities, Inc.|28090
TGA|TRANSGLOBE ENERGY CP|FMAF|NBCN Inc./ CDS|1200
TGA|TRANSGLOBE ENERGY CP|FOMA|TD AMERITRADE CLEARING, INC.|701704
TGA|TRANSGLOBE ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13266
TGA|TRANSGLOBE ENERGY CP|FTBR|Foliofn Investments, Inc.|317548
TGA|TRANSGLOBE ENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|7961
TGA|TRANSGLOBE ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|400
TGA|TRANSGLOBE ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|54026
TGA|TRANSGLOBE ENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|20939
TGA|TRANSGLOBE ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|200
TGA|TRANSGLOBE ENERGY CP|GTSZ|GTS SECURITIES LLC|1270
TGA|TRANSGLOBE ENERGY CP|HRBF|American Enterprise Investment Services Inc.|20
TGA|TRANSGLOBE ENERGY CP|IATS|INTERACTIVE BROKERS LLC|13974
TGA|TRANSGLOBE ENERGY CP|IBKR|Interactive Brokers Llc|295542
TGA|TRANSGLOBE ENERGY CP|ICBX|INSTINET, LLC|13849
TGA|TRANSGLOBE ENERGY CP|INCA|INSTINET, LLC|49186
TGA|TRANSGLOBE ENERGY CP|INJX|INSTINET, LLC|800
TGA|TRANSGLOBE ENERGY CP|ITGI|ITG Inc.|22826
TGA|TRANSGLOBE ENERGY CP|ITGP|ITG INC.|7200
TGA|TRANSGLOBE ENERGY CP|JEFF|JEFFERIES LLC|1400
TGA|TRANSGLOBE ENERGY CP|JMPT|JUMP TRADING, LLC|1884
TGA|TRANSGLOBE ENERGY CP|JPMX|J.P. Morgan Securities LLC|59904
TGA|TRANSGLOBE ENERGY CP|JSJX|JANE STREET CAPITAL LLC|440
TGA|TRANSGLOBE ENERGY CP|KCGM|VIRTU Americas LLC|20800
TGA|TRANSGLOBE ENERGY CP|LEHM|Barclays Capital Inc./Le|80170
TGA|TRANSGLOBE ENERGY CP|LIME|Lime Brokerage LLC|43891
TGA|TRANSGLOBE ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42672
TGA|TRANSGLOBE ENERGY CP|MOTF|MOTIF INVESTING, INC.|3
TGA|TRANSGLOBE ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|261194
TGA|TRANSGLOBE ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|18200
TGA|TRANSGLOBE ENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|600
TGA|TRANSGLOBE ENERGY CP|NFSC|National Financial Services LLC|442577
TGA|TRANSGLOBE ENERGY CP|NITE|VIRTU Americas LLC|1639128
TGA|TRANSGLOBE ENERGY CP|NQRB|Brut, LLC|6100
TGA|TRANSGLOBE ENERGY CP|PDQM|CODA MARKETS, INC.|499
TGA|TRANSGLOBE ENERGY CP|PICT|Pictet Overseas Inc.|46794
TGA|TRANSGLOBE ENERGY CP|PWJC|UBS Financial Services, Inc.|4286
TGA|TRANSGLOBE ENERGY CP|RAJA|Raymond James & Associates, Inc.|200
TGA|TRANSGLOBE ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|18064
TGA|TRANSGLOBE ENERGY CP|SAGL|SAGETRADER, LLC|100
TGA|TRANSGLOBE ENERGY CP|SBSH|Citigroup Global Markets Inc.|24897
TGA|TRANSGLOBE ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|33072
TGA|TRANSGLOBE ENERGY CP|SOGO|Wang Investment Associates, Inc.|200
TGA|TRANSGLOBE ENERGY CP|SPDR|SPEEDROUTE LLC|2000
TGA|TRANSGLOBE ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|500
TGA|TRANSGLOBE ENERGY CP|STXG|Stockcross Financial Services, Inc.|300
TGA|TRANSGLOBE ENERGY CP|SWIM|TD Ameritrade, Inc.|1002267
TGA|TRANSGLOBE ENERGY CP|SWST|Hilltop Securities Inc.|3200
TGA|TRANSGLOBE ENERGY CP|TDSI|TD Securities (USA) LLC|6081
TGA|TRANSGLOBE ENERGY CP|TKNG|ALLY INVEST SECURITIES LLC|17389
TGA|TRANSGLOBE ENERGY CP|TRBT|Tradebot Systems, Inc.|38882
TGA|TRANSGLOBE ENERGY CP|TRCM|TRC MARKETS LLC|72066
TGA|TRANSGLOBE ENERGY CP|TWTT|TASTYWORKS, INC.|900
TGA|TRANSGLOBE ENERGY CP|UBSA|UBS SECURITIES LLC|196394
TGA|TRANSGLOBE ENERGY CP|UBSS|UBS Securities LLC|193405
TGA|TRANSGLOBE ENERGY CP|VALX|VIRTU AMERICAS LLC|4299
TGA|TRANSGLOBE ENERGY CP|VGRD|Vanguard Marketing Corporation|75011
TGA|TRANSGLOBE ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|72138
TGA|TRANSGLOBE ENERGY CP|WEDB|WEDBUSH SECURITIES INC.|1000
TGA|TRANSGLOBE ENERGY CP|WEED|Weeden & Co.L.P.|7776
TGA|TRANSGLOBE ENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2487
TGA|TRANSGLOBE ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|12406
TGA|TRANSGLOBE ENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
TGA|TRANSGLOBE ENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
TGB|TASEKO MINES LTD|ALTX|Alternet Securities Inc.|800
TGB|TASEKO MINES LTD|APCC|Apex Clearing Corporation|4637
TGB|TASEKO MINES LTD|BARD|Robert W. Baird & Co. Incorporated|3100
TGB|TASEKO MINES LTD|BATM|CBOE TRADING, INC.|100
TGB|TASEKO MINES LTD|BBNT|BB&T SECURITIES, LLC|2000
TGB|TASEKO MINES LTD|BIMI|Banca IMI Securities Corp.|3700
TGB|TASEKO MINES LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3173
TGB|TASEKO MINES LTD|BNCH|The Benchmark Company, LLC|5121
TGB|TASEKO MINES LTD|BYXM|CBOE TRADING, INC.|20
TGB|TASEKO MINES LTD|CANT|Cantor Fitzgerald & Co.|435
TGB|TASEKO MINES LTD|CHAS|Charles Schwab & Co., Inc.|9906
TGB|TASEKO MINES LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
TGB|TASEKO MINES LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|228185
TGB|TASEKO MINES LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|7258
TGB|TASEKO MINES LTD|DBAB|Deutsche Bank Securities Inc.|34128
TGB|TASEKO MINES LTD|DBAX|Deutsche Bank Securities Inc.|37400
TGB|TASEKO MINES LTD|DEAN|MORGAN STANLEY|5
TGB|TASEKO MINES LTD|DEGS|RONIN PROFESSIONAL LLC|23923
TGB|TASEKO MINES LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|160035
TGB|TASEKO MINES LTD|EBXL|EBX LLC|497600
TGB|TASEKO MINES LTD|EDJO|Edward D. Jones & Co., L.P.|5234
TGB|TASEKO MINES LTD|EGAM|CBOE TRADING, INC.|5878
TGB|TASEKO MINES LTD|EGXM|CBOE TRADING, INC.|900
TGB|TASEKO MINES LTD|ELEV|ELEVATION, LLC|12172
TGB|TASEKO MINES LTD|ETBE|Electronic Transaction Clearing, Inc.|10800
TGB|TASEKO MINES LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
TGB|TASEKO MINES LTD|ETRS|E*Trade Securities LLC|822872
TGB|TASEKO MINES LTD|FFSI|Firstrade Securities Inc.|100
TGB|TASEKO MINES LTD|FILL|Tradestation Securities, Inc.|7761
TGB|TASEKO MINES LTD|FMAF|NBCN Inc./ CDS|12000
TGB|TASEKO MINES LTD|FTBR|Foliofn Investments, Inc.|4506
TGB|TASEKO MINES LTD|GLIS|TD Securities Inc|36427
TGB|TASEKO MINES LTD|GLPX|ACS EXECUTION SERVICES, LLC|1100
TGB|TASEKO MINES LTD|GSCO|GOLDMAN SACHS & CO. LLC|16020
TGB|TASEKO MINES LTD|GSLT|GOLDMAN SACHS & CO. LLC|1091
TGB|TASEKO MINES LTD|HRBF|American Enterprise Investment Services Inc.|7121
TGB|TASEKO MINES LTD|HSBC|HSBC Securities, Inc.|2900
TGB|TASEKO MINES LTD|IATS|INTERACTIVE BROKERS LLC|108600
TGB|TASEKO MINES LTD|IBKR|Interactive Brokers Llc|124052
TGB|TASEKO MINES LTD|ICBX|INSTINET, LLC|61531
TGB|TASEKO MINES LTD|INCA|INSTINET, LLC|15409
TGB|TASEKO MINES LTD|ITGI|ITG Inc.|61659
TGB|TASEKO MINES LTD|ITGP|ITG INC.|32000
TGB|TASEKO MINES LTD|JEFF|JEFFERIES LLC|11600
TGB|TASEKO MINES LTD|JMPT|JUMP TRADING, LLC|25427
TGB|TASEKO MINES LTD|JPMX|J.P. Morgan Securities LLC|363530
TGB|TASEKO MINES LTD|JSJX|JANE STREET CAPITAL LLC|1083
TGB|TASEKO MINES LTD|KCGM|VIRTU Americas LLC|20252
TGB|TASEKO MINES LTD|LEHM|Barclays Capital Inc./Le|267747
TGB|TASEKO MINES LTD|LIME|Lime Brokerage LLC|1298
TGB|TASEKO MINES LTD|MCMF|Raymond James Ltd. Cds|2507
TGB|TASEKO MINES LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80100
TGB|TASEKO MINES LTD|MOTF|MOTIF INVESTING, INC.|1
TGB|TASEKO MINES LTD|MSCO|MORGAN STANLEY & CO. LLC|241749
TGB|TASEKO MINES LTD|MSPL|MORGAN STANLEY & CO. LLC|93100
TGB|TASEKO MINES LTD|MSTX|MORGAN STANLEY & CO. LLC|7200
TGB|TASEKO MINES LTD|NFSC|National Financial Services LLC|834954
TGB|TASEKO MINES LTD|NITE|VIRTU Americas LLC|2945858
TGB|TASEKO MINES LTD|NITP|VIRTU Americas LLC|95305
TGB|TASEKO MINES LTD|NTBF|BMO Nesbitt Burns Inc./CDS|223396
TGB|TASEKO MINES LTD|PDQM|CODA MARKETS, INC.|1300
TGB|TASEKO MINES LTD|PHLY|NASDAQ Execution Services, LLC|800
TGB|TASEKO MINES LTD|RBCM|RBC CAPITAL MARKETS, LLC|10833
TGB|TASEKO MINES LTD|SAGL|SAGETRADER, LLC|1600
TGB|TASEKO MINES LTD|SBSH|Citigroup Global Markets Inc.|13971
TGB|TASEKO MINES LTD|SGMT|GOLDMAN SACHS & CO. LLC|21288
TGB|TASEKO MINES LTD|SPDR|SPEEDROUTE LLC|1499
TGB|TASEKO MINES LTD|STFL|Stifel, Nicolaus & Company, Incorporated|3800
TGB|TASEKO MINES LTD|SWIM|TD Ameritrade, Inc.|3179923
TGB|TASEKO MINES LTD|SWST|Hilltop Securities Inc.|9000
TGB|TASEKO MINES LTD|TKNG|ALLY INVEST SECURITIES LLC|8661
TGB|TASEKO MINES LTD|TRBT|Tradebot Systems, Inc.|6180
TGB|TASEKO MINES LTD|TRCM|TRC MARKETS LLC|65353
TGB|TASEKO MINES LTD|UBSA|UBS SECURITIES LLC|187031
TGB|TASEKO MINES LTD|UBSS|UBS Securities LLC|255879
TGB|TASEKO MINES LTD|VALX|VIRTU AMERICAS LLC|26000
TGB|TASEKO MINES LTD|VGRD|Vanguard Marketing Corporation|153515
TGB|TASEKO MINES LTD|WCHV|WELLS FARGO SECURITIES, LLC|42353
TGB|TASEKO MINES LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10740
TGB|TASEKO MINES LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8814
TGB|TASEKO MINES LTD|WSEA|WOLVERINE SECURITIES, LLC|10608
TGB|TASEKO MINES LTD|XIST|INSTINET, LLC|5400
TGB|TASEKO MINES LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|10400
TGB|TASEKO MINES LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10966
TGC|TENGASCO INC|APCC|Apex Clearing Corporation|23665
TGC|TENGASCO INC|BATM|CBOE TRADING, INC.|438
TGC|TENGASCO INC|BYXM|CBOE TRADING, INC.|100
TGC|TENGASCO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
TGC|TENGASCO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15200
TGC|TENGASCO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1500
TGC|TENGASCO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
TGC|TENGASCO INC|DBAB|Deutsche Bank Securities Inc.|800
TGC|TENGASCO INC|DBAX|Deutsche Bank Securities Inc.|900
TGC|TENGASCO INC|EBXL|EBX LLC|4500
TGC|TENGASCO INC|EDJO|Edward D. Jones & Co., L.P.|125
TGC|TENGASCO INC|EGAM|CBOE TRADING, INC.|300
TGC|TENGASCO INC|EGXM|CBOE TRADING, INC.|300
TGC|TENGASCO INC|ETRS|E*Trade Securities LLC|160410
TGC|TENGASCO INC|FILL|Tradestation Securities, Inc.|12500
TGC|TENGASCO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
TGC|TENGASCO INC|FTBR|Foliofn Investments, Inc.|44
TGC|TENGASCO INC|GSCO|GOLDMAN SACHS & CO. LLC|3124
TGC|TENGASCO INC|GSCS|GOLDMAN SACHS & CO. LLC|500
TGC|TENGASCO INC|GSLT|GOLDMAN SACHS & CO. LLC|25918
TGC|TENGASCO INC|IATS|INTERACTIVE BROKERS LLC|4188
TGC|TENGASCO INC|IBKR|Interactive Brokers Llc|87523
TGC|TENGASCO INC|ICBX|INSTINET, LLC|1400
TGC|TENGASCO INC|INCA|INSTINET, LLC|29520
TGC|TENGASCO INC|ITGI|ITG Inc.|15715
TGC|TENGASCO INC|ITGP|ITG INC.|1000
TGC|TENGASCO INC|JPMX|J.P. Morgan Securities LLC|400
TGC|TENGASCO INC|KCGM|VIRTU Americas LLC|400
TGC|TENGASCO INC|LEHM|Barclays Capital Inc./Le|200
TGC|TENGASCO INC|LIME|Lime Brokerage LLC|3923
TGC|TENGASCO INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TGC|TENGASCO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
TGC|TENGASCO INC|MSCO|MORGAN STANLEY & CO. LLC|9390
TGC|TENGASCO INC|NFSC|National Financial Services LLC|151367
TGC|TENGASCO INC|NITE|VIRTU Americas LLC|288825
TGC|TENGASCO INC|NQRB|Brut, LLC|1650
TGC|TENGASCO INC|PDQM|CODA MARKETS, INC.|5100
TGC|TENGASCO INC|SAGL|SAGETRADER, LLC|2000
TGC|TENGASCO INC|SALI|INTL FCSTONE FINANCIAL INC.|76
TGC|TENGASCO INC|SBSH|Citigroup Global Markets Inc.|8143
TGC|TENGASCO INC|SGMT|GOLDMAN SACHS & CO. LLC|1832
TGC|TENGASCO INC|SPDR|SPEEDROUTE LLC|13632
TGC|TENGASCO INC|SWIM|TD Ameritrade, Inc.|90223
TGC|TENGASCO INC|SWST|Hilltop Securities Inc.|31803
TGC|TENGASCO INC|TKNG|ALLY INVEST SECURITIES LLC|7665
TGC|TENGASCO INC|UBSA|UBS SECURITIES LLC|11860
TGC|TENGASCO INC|UBSS|UBS Securities LLC|27254
TGC|TENGASCO INC|VGRD|Vanguard Marketing Corporation|800
TGC|TENGASCO INC|WCHV|WELLS FARGO SECURITIES, LLC|50
TGC|TENGASCO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5315
TGC|TENGASCO INC|WHOT|JUST2TRADE, INC.|315
TGC|TENGASCO INC|WSEA|WOLVERINE SECURITIES, LLC|10808
TGEN|TECOGEN INC CMN|ALTX|Alternet Securities Inc.|100
TGEN|TECOGEN INC CMN|APCC|Apex Clearing Corporation|510
TGEN|TECOGEN INC CMN|BATM|CBOE TRADING, INC.|100
TGEN|TECOGEN INC CMN|BERN|Sanford C. Bernstein & Co., LLC|400
TGEN|TECOGEN INC CMN|CANT|Cantor Fitzgerald & Co.|5900
TGEN|TECOGEN INC CMN|CHAS|Charles Schwab & Co., Inc.|5900
TGEN|TECOGEN INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8280
TGEN|TECOGEN INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2728
TGEN|TECOGEN INC CMN|CTDL|Citadel Derivatives Group Llc|75
TGEN|TECOGEN INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
TGEN|TECOGEN INC CMN|DBAB|Deutsche Bank Securities Inc.|2552
TGEN|TECOGEN INC CMN|DBAX|Deutsche Bank Securities Inc.|1000
TGEN|TECOGEN INC CMN|DEGS|RONIN PROFESSIONAL LLC|5898
TGEN|TECOGEN INC CMN|EBXL|EBX LLC|300
TGEN|TECOGEN INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
TGEN|TECOGEN INC CMN|EGXM|CBOE TRADING, INC.|503
TGEN|TECOGEN INC CMN|EGXW|CBOE TRADING, INC.|100
TGEN|TECOGEN INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
TGEN|TECOGEN INC CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
TGEN|TECOGEN INC CMN|ETRS|E*Trade Securities LLC|25477
TGEN|TECOGEN INC CMN|FBCO|Credit Suisse Securities (USA) LLC|5040
TGEN|TECOGEN INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|30230
TGEN|TECOGEN INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5126
TGEN|TECOGEN INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|528
TGEN|TECOGEN INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|242
TGEN|TECOGEN INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|2872
TGEN|TECOGEN INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|3402
TGEN|TECOGEN INC CMN|GTSZ|GTS SECURITIES LLC|2217
TGEN|TECOGEN INC CMN|IATS|INTERACTIVE BROKERS LLC|8466
TGEN|TECOGEN INC CMN|IBKR|Interactive Brokers Llc|25442
TGEN|TECOGEN INC CMN|ICBX|INSTINET, LLC|775
TGEN|TECOGEN INC CMN|INCA|INSTINET, LLC|3727
TGEN|TECOGEN INC CMN|INJX|INSTINET, LLC|100
TGEN|TECOGEN INC CMN|ITGI|ITG Inc.|700
TGEN|TECOGEN INC CMN|ITGP|ITG INC.|7200
TGEN|TECOGEN INC CMN|JPMX|J.P. Morgan Securities LLC|400
TGEN|TECOGEN INC CMN|KCGM|VIRTU Americas LLC|605
TGEN|TECOGEN INC CMN|LEHM|Barclays Capital Inc./Le|2765
TGEN|TECOGEN INC CMN|LIME|Lime Brokerage LLC|25129
TGEN|TECOGEN INC CMN|MAXM|Maxim Group LLC|10000
TGEN|TECOGEN INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
TGEN|TECOGEN INC CMN|MOTF|MOTIF INVESTING, INC.|1
TGEN|TECOGEN INC CMN|MSCO|MORGAN STANLEY & CO. LLC|39833
TGEN|TECOGEN INC CMN|MSPL|MORGAN STANLEY & CO. LLC|1500
TGEN|TECOGEN INC CMN|NFSC|National Financial Services LLC|38231
TGEN|TECOGEN INC CMN|NITE|VIRTU Americas LLC|65765
TGEN|TECOGEN INC CMN|OPCO|Oppenheimer & Co. Inc.|168
TGEN|TECOGEN INC CMN|PDQM|CODA MARKETS, INC.|484
TGEN|TECOGEN INC CMN|RAJA|Raymond James & Associates, Inc.|9300
TGEN|TECOGEN INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|308
TGEN|TECOGEN INC CMN|SWIM|TD Ameritrade, Inc.|2920
TGEN|TECOGEN INC CMN|TRCM|TRC MARKETS LLC|190
TGEN|TECOGEN INC CMN|UBSA|UBS SECURITIES LLC|6771
TGEN|TECOGEN INC CMN|UBSS|UBS Securities LLC|22152
TGEN|TECOGEN INC CMN|VALX|VIRTU AMERICAS LLC|870
TGEN|TECOGEN INC CMN|VGRD|Vanguard Marketing Corporation|6099
TGEN|TECOGEN INC CMN|WBLR|WILLIAM BLAIR|400
TGEN|TECOGEN INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|9497
TGEN|TECOGEN INC CMN|WSEA|WOLVERINE SECURITIES, LLC|33
TGEN|TECOGEN INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
TGH|TEXTAINER GROUP HDG|ALTX|Alternet Securities Inc.|1397
TGH|TEXTAINER GROUP HDG|APCC|Apex Clearing Corporation|102
TGH|TEXTAINER GROUP HDG|AQUA|AQUA SECURITIES L.P.|19500
TGH|TEXTAINER GROUP HDG|BARD|Robert W. Baird & Co. Incorporated|1450
TGH|TEXTAINER GROUP HDG|BATM|CBOE TRADING, INC.|621
TGH|TEXTAINER GROUP HDG|BERN|Sanford C. Bernstein & Co., LLC|4861
TGH|TEXTAINER GROUP HDG|BIDS|BIDS TRADING L.P.|100
TGH|TEXTAINER GROUP HDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|571
TGH|TEXTAINER GROUP HDG|BLKX|INSTINET, LLC|77990
TGH|TEXTAINER GROUP HDG|BNPX|BNP PARIBAS SECURITIES CORP.|2898
TGH|TEXTAINER GROUP HDG|BTIG|BTIG, LLC|10763
TGH|TEXTAINER GROUP HDG|BYXM|CBOE TRADING, INC.|400
TGH|TEXTAINER GROUP HDG|BZYD|GOLDMAN SACHS & CO. LLC|1914
TGH|TEXTAINER GROUP HDG|CHAS|Charles Schwab & Co., Inc.|7833
TGH|TEXTAINER GROUP HDG|CIST|Capital Institutional Services, Inc.|370
TGH|TEXTAINER GROUP HDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43871
TGH|TEXTAINER GROUP HDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57199
TGH|TEXTAINER GROUP HDG|CTDL|Citadel Derivatives Group Llc|4122
TGH|TEXTAINER GROUP HDG|CTLR|CUTLER GROUP, LP|300
TGH|TEXTAINER GROUP HDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|34756
TGH|TEXTAINER GROUP HDG|DBAB|Deutsche Bank Securities Inc.|73929
TGH|TEXTAINER GROUP HDG|DBAX|Deutsche Bank Securities Inc.|41500
TGH|TEXTAINER GROUP HDG|DBUL|Deutsche Bank Securities Inc.|300
TGH|TEXTAINER GROUP HDG|DEAN|MORGAN STANLEY|5403
TGH|TEXTAINER GROUP HDG|DEGS|RONIN PROFESSIONAL LLC|6201
TGH|TEXTAINER GROUP HDG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3700
TGH|TEXTAINER GROUP HDG|EBXL|EBX LLC|26300
TGH|TEXTAINER GROUP HDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|1600
TGH|TEXTAINER GROUP HDG|EDJO|Edward D. Jones & Co., L.P.|346
TGH|TEXTAINER GROUP HDG|EGAM|CBOE TRADING, INC.|1547
TGH|TEXTAINER GROUP HDG|EGMT|EG MARKET TECHNOLOGIES LLC|100
TGH|TEXTAINER GROUP HDG|EGXM|CBOE TRADING, INC.|341
TGH|TEXTAINER GROUP HDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1397
TGH|TEXTAINER GROUP HDG|ETRS|E*Trade Securities LLC|15072
TGH|TEXTAINER GROUP HDG|FMAF|NBCN Inc./ CDS|1985
TGH|TEXTAINER GROUP HDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25426
TGH|TEXTAINER GROUP HDG|FTBR|Foliofn Investments, Inc.|56
TGH|TEXTAINER GROUP HDG|GLPX|ACS EXECUTION SERVICES, LLC|7553
TGH|TEXTAINER GROUP HDG|GSCO|GOLDMAN SACHS & CO. LLC|177041
TGH|TEXTAINER GROUP HDG|GSLT|GOLDMAN SACHS & CO. LLC|859
TGH|TEXTAINER GROUP HDG|GTSZ|GTS SECURITIES LLC|17734
TGH|TEXTAINER GROUP HDG|HPPX|POTAMUS TRADING, LLC|601
TGH|TEXTAINER GROUP HDG|HRBF|American Enterprise Investment Services Inc.|262
TGH|TEXTAINER GROUP HDG|IATS|INTERACTIVE BROKERS LLC|2960
TGH|TEXTAINER GROUP HDG|IBKR|Interactive Brokers Llc|2634
TGH|TEXTAINER GROUP HDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
TGH|TEXTAINER GROUP HDG|ICBX|INSTINET, LLC|8052
TGH|TEXTAINER GROUP HDG|IEQY|CITADEL SECURITIES LLC|3210
TGH|TEXTAINER GROUP HDG|INCA|INSTINET, LLC|20799
TGH|TEXTAINER GROUP HDG|INJX|INSTINET, LLC|3228
TGH|TEXTAINER GROUP HDG|ITGI|ITG Inc.|41585
TGH|TEXTAINER GROUP HDG|ITGP|ITG INC.|85800
TGH|TEXTAINER GROUP HDG|JEFF|JEFFERIES LLC|1002
TGH|TEXTAINER GROUP HDG|JMPT|JUMP TRADING, LLC|2052
TGH|TEXTAINER GROUP HDG|JPBX|J.P. MORGAN SECURITIES LLC|758
TGH|TEXTAINER GROUP HDG|JPMX|J.P. Morgan Securities LLC|71295
TGH|TEXTAINER GROUP HDG|JSJX|JANE STREET CAPITAL LLC|4484
TGH|TEXTAINER GROUP HDG|KCGM|VIRTU Americas LLC|8085
TGH|TEXTAINER GROUP HDG|LEHM|Barclays Capital Inc./Le|98400
TGH|TEXTAINER GROUP HDG|LIME|Lime Brokerage LLC|6448
TGH|TEXTAINER GROUP HDG|LQNA|LIQUIDNET, INC.|17800
TGH|TEXTAINER GROUP HDG|LSCI|Lek Securities Corporation|1151
TGH|TEXTAINER GROUP HDG|MBTS|ALLY INVEST SECURITIES LLC|931
TGH|TEXTAINER GROUP HDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52802
TGH|TEXTAINER GROUP HDG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|840
TGH|TEXTAINER GROUP HDG|MSCO|MORGAN STANLEY & CO. LLC|104262
TGH|TEXTAINER GROUP HDG|MSPL|MORGAN STANLEY & CO. LLC|155000
TGH|TEXTAINER GROUP HDG|MSTX|MORGAN STANLEY & CO. LLC|10400
TGH|TEXTAINER GROUP HDG|MULL|MARK J. MULLER EQUITIES, INC.|3200
TGH|TEXTAINER GROUP HDG|NEED|Needham & Company, LLC|1964
TGH|TEXTAINER GROUP HDG|NFSC|National Financial Services LLC|35245
TGH|TEXTAINER GROUP HDG|NITE|VIRTU Americas LLC|127712
TGH|TEXTAINER GROUP HDG|NITP|VIRTU Americas LLC|100
TGH|TEXTAINER GROUP HDG|NQRB|Brut, LLC|100
TGH|TEXTAINER GROUP HDG|NTBF|BMO Nesbitt Burns Inc./CDS|350
TGH|TEXTAINER GROUP HDG|NTRC|Northern Trust Securities, Inc.|1831
TGH|TEXTAINER GROUP HDG|OPCO|Oppenheimer & Co. Inc.|62
TGH|TEXTAINER GROUP HDG|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1075
TGH|TEXTAINER GROUP HDG|PCPT|PHILLIP CAPITAL INC.|6623
TGH|TEXTAINER GROUP HDG|PDQM|CODA MARKETS, INC.|6068
TGH|TEXTAINER GROUP HDG|PHLY|NASDAQ Execution Services, LLC|400
TGH|TEXTAINER GROUP HDG|PWJC|UBS Financial Services, Inc.|2738
TGH|TEXTAINER GROUP HDG|RBCM|RBC CAPITAL MARKETS, LLC|7877
TGH|TEXTAINER GROUP HDG|RHCO|Suntrust Robinson Humphrey, Inc.|2164
TGH|TEXTAINER GROUP HDG|SAGL|SAGETRADER, LLC|400
TGH|TEXTAINER GROUP HDG|SAGW|SAGETRADER, LLC|2300
TGH|TEXTAINER GROUP HDG|SALI|INTL FCSTONE FINANCIAL INC.|88
TGH|TEXTAINER GROUP HDG|SBSH|Citigroup Global Markets Inc.|23287
TGH|TEXTAINER GROUP HDG|SGMT|GOLDMAN SACHS & CO. LLC|22104
TGH|TEXTAINER GROUP HDG|SPDR|SPEEDROUTE LLC|1800
TGH|TEXTAINER GROUP HDG|STFL|Stifel, Nicolaus & Company, Incorporated|1862
TGH|TEXTAINER GROUP HDG|SWIM|TD Ameritrade, Inc.|6216
TGH|TEXTAINER GROUP HDG|TKNG|ALLY INVEST SECURITIES LLC|780
TGH|TEXTAINER GROUP HDG|TRBT|Tradebot Systems, Inc.|804
TGH|TEXTAINER GROUP HDG|TRCM|TRC MARKETS LLC|3481
TGH|TEXTAINER GROUP HDG|UBSA|UBS SECURITIES LLC|158784
TGH|TEXTAINER GROUP HDG|UBSS|UBS Securities LLC|128783
TGH|TEXTAINER GROUP HDG|VALX|VIRTU AMERICAS LLC|13250
TGH|TEXTAINER GROUP HDG|VGRD|Vanguard Marketing Corporation|12526
TGH|TEXTAINER GROUP HDG|WCHV|WELLS FARGO SECURITIES, LLC|28537
TGH|TEXTAINER GROUP HDG|WDNX|WEEDEN & CO.L.P.|4200
TGH|TEXTAINER GROUP HDG|WEED|Weeden & Co.L.P.|14
TGH|TEXTAINER GROUP HDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7015
TGH|TEXTAINER GROUP HDG|WSAG|WALL STREET ACCESS|4051
TGH|TEXTAINER GROUP HDG|WSEA|WOLVERINE SECURITIES, LLC|1003
TGH|TEXTAINER GROUP HDG|XIST|INSTINET, LLC|39600
TGH|TEXTAINER GROUP HDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|4108
TGH|TEXTAINER GROUP HDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2374
TGI|TRIUMPH GROUP INC|ABLE|NATIXIS Securities Americas LLC|2070
TGI|TRIUMPH GROUP INC|AGIS|Aegis Capital Corp.|100
TGI|TRIUMPH GROUP INC|ANOS|ABEL/NOSER, L.L.C.|100
TGI|TRIUMPH GROUP INC|APCC|Apex Clearing Corporation|14137
TGI|TRIUMPH GROUP INC|AQUA|AQUA SECURITIES L.P.|9700
TGI|TRIUMPH GROUP INC|BALE|M&T SECURITIES, INC.|100
TGI|TRIUMPH GROUP INC|BANK|Primevest Financial Services, Inc.|6456
TGI|TRIUMPH GROUP INC|BATM|CBOE TRADING, INC.|3303
TGI|TRIUMPH GROUP INC|BERN|Sanford C. Bernstein & Co., LLC|99307
TGI|TRIUMPH GROUP INC|BIAD|SAGETRADER, LLC|2
TGI|TRIUMPH GROUP INC|BIDS|BIDS TRADING L.P.|1500
TGI|TRIUMPH GROUP INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7008
TGI|TRIUMPH GROUP INC|BLKX|INSTINET, LLC|5480
TGI|TRIUMPH GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|16232
TGI|TRIUMPH GROUP INC|BRVL|BLAYLOCK VAN, LLC|1400
TGI|TRIUMPH GROUP INC|BTIG|BTIG, LLC|400
TGI|TRIUMPH GROUP INC|BYXM|CBOE TRADING, INC.|1499
TGI|TRIUMPH GROUP INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|13400
TGI|TRIUMPH GROUP INC|CHAS|Charles Schwab & Co., Inc.|1001
TGI|TRIUMPH GROUP INC|CICF|Canaccord Genuity Corp.|4700
TGI|TRIUMPH GROUP INC|CIST|Capital Institutional Services, Inc.|35
TGI|TRIUMPH GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52771
TGI|TRIUMPH GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
TGI|TRIUMPH GROUP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5455
TGI|TRIUMPH GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|443015
TGI|TRIUMPH GROUP INC|CTDL|Citadel Derivatives Group Llc|7167
TGI|TRIUMPH GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|67800
TGI|TRIUMPH GROUP INC|DADA|D.A. Davidson & Co.|903
TGI|TRIUMPH GROUP INC|DBAB|Deutsche Bank Securities Inc.|156411
TGI|TRIUMPH GROUP INC|DBAX|Deutsche Bank Securities Inc.|542400
TGI|TRIUMPH GROUP INC|DBUL|Deutsche Bank Securities Inc.|426
TGI|TRIUMPH GROUP INC|DEAN|MORGAN STANLEY|2210
TGI|TRIUMPH GROUP INC|DEGS|RONIN PROFESSIONAL LLC|4806
TGI|TRIUMPH GROUP INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
TGI|TRIUMPH GROUP INC|EBXL|EBX LLC|187400
TGI|TRIUMPH GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|113534
TGI|TRIUMPH GROUP INC|EDJO|Edward D. Jones & Co., L.P.|1031
TGI|TRIUMPH GROUP INC|EGAM|CBOE TRADING, INC.|10235
TGI|TRIUMPH GROUP INC|EGXM|CBOE TRADING, INC.|496
TGI|TRIUMPH GROUP INC|ELEV|ELEVATION, LLC|946
TGI|TRIUMPH GROUP INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|881
TGI|TRIUMPH GROUP INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
TGI|TRIUMPH GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4503
TGI|TRIUMPH GROUP INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|104
TGI|TRIUMPH GROUP INC|ETRS|E*Trade Securities LLC|52213
TGI|TRIUMPH GROUP INC|FBSB|U.S. Bancorp Investments, Inc.|80
TGI|TRIUMPH GROUP INC|FILL|Tradestation Securities, Inc.|596
TGI|TRIUMPH GROUP INC|FMAF|NBCN Inc./ CDS|1000
TGI|TRIUMPH GROUP INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3701
TGI|TRIUMPH GROUP INC|FQLS|Quantlab Securities LP|117065
TGI|TRIUMPH GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26289
TGI|TRIUMPH GROUP INC|FTBR|Foliofn Investments, Inc.|2034
TGI|TRIUMPH GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|400
TGI|TRIUMPH GROUP INC|GLIS|TD Securities Inc|2
TGI|TRIUMPH GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|3073
TGI|TRIUMPH GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|454615
TGI|TRIUMPH GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|29101
TGI|TRIUMPH GROUP INC|GSLT|GOLDMAN SACHS & CO. LLC|2910
TGI|TRIUMPH GROUP INC|GTSZ|GTS SECURITIES LLC|90113
TGI|TRIUMPH GROUP INC|HAPX|HAP Trading, LLC|1387
TGI|TRIUMPH GROUP INC|HPPX|POTAMUS TRADING, LLC|252
TGI|TRIUMPH GROUP INC|HRBF|American Enterprise Investment Services Inc.|1658
TGI|TRIUMPH GROUP INC|IATS|INTERACTIVE BROKERS LLC|10264
TGI|TRIUMPH GROUP INC|IBKR|Interactive Brokers Llc|45440
TGI|TRIUMPH GROUP INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2437
TGI|TRIUMPH GROUP INC|ICBX|INSTINET, LLC|77915
TGI|TRIUMPH GROUP INC|IEQY|CITADEL SECURITIES LLC|8204
TGI|TRIUMPH GROUP INC|IMPC|Imperial Capital, LLC|2628
TGI|TRIUMPH GROUP INC|INCA|INSTINET, LLC|106047
TGI|TRIUMPH GROUP INC|INJX|INSTINET, LLC|9944
TGI|TRIUMPH GROUP INC|ITGI|ITG Inc.|149703
TGI|TRIUMPH GROUP INC|ITGP|ITG INC.|260600
TGI|TRIUMPH GROUP INC|JANY|Janney Montgomery Scott Inc.|867
TGI|TRIUMPH GROUP INC|JEFF|JEFFERIES LLC|124788
TGI|TRIUMPH GROUP INC|JMPT|JUMP TRADING, LLC|8694
TGI|TRIUMPH GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|9077
TGI|TRIUMPH GROUP INC|JPMX|J.P. Morgan Securities LLC|474161
TGI|TRIUMPH GROUP INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|2500
TGI|TRIUMPH GROUP INC|JSJX|JANE STREET CAPITAL LLC|17094
TGI|TRIUMPH GROUP INC|KCGM|VIRTU Americas LLC|51120
TGI|TRIUMPH GROUP INC|LEHM|Barclays Capital Inc./Le|665791
TGI|TRIUMPH GROUP INC|LIME|Lime Brokerage LLC|22933
TGI|TRIUMPH GROUP INC|LQNA|LIQUIDNET, INC.|100000
TGI|TRIUMPH GROUP INC|LSCI|Lek Securities Corporation|21
TGI|TRIUMPH GROUP INC|MACC|Mid Atlantic Capital Corporation|1325
TGI|TRIUMPH GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|291385
TGI|TRIUMPH GROUP INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1720
TGI|TRIUMPH GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|536102
TGI|TRIUMPH GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|510100
TGI|TRIUMPH GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|160800
TGI|TRIUMPH GROUP INC|NFSC|National Financial Services LLC|113905
TGI|TRIUMPH GROUP INC|NITE|VIRTU Americas LLC|400608
TGI|TRIUMPH GROUP INC|NITP|VIRTU Americas LLC|64250
TGI|TRIUMPH GROUP INC|NMRA|Nomura Securities International, Inc.|4400
TGI|TRIUMPH GROUP INC|NQRB|Brut, LLC|3837
TGI|TRIUMPH GROUP INC|NTRC|Northern Trust Securities, Inc.|2118
TGI|TRIUMPH GROUP INC|ONEL|O'NEIL SECURITIES, INCORPORATED|4900
TGI|TRIUMPH GROUP INC|OPCO|Oppenheimer & Co. Inc.|22964
TGI|TRIUMPH GROUP INC|PDQM|CODA MARKETS, INC.|23660
TGI|TRIUMPH GROUP INC|POIN|PRECISION SECURITIES, LLC (POIN)|700
TGI|TRIUMPH GROUP INC|PWJC|UBS Financial Services, Inc.|500
TGI|TRIUMPH GROUP INC|QMSR|QUATTRO M SECURITIES INC.|369
TGI|TRIUMPH GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|12715
TGI|TRIUMPH GROUP INC|RHCO|Suntrust Robinson Humphrey, Inc.|15220
TGI|TRIUMPH GROUP INC|SAGL|SAGETRADER, LLC|663
TGI|TRIUMPH GROUP INC|SBSH|Citigroup Global Markets Inc.|177507
TGI|TRIUMPH GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|130964
TGI|TRIUMPH GROUP INC|SPDR|SPEEDROUTE LLC|1900
TGI|TRIUMPH GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|32152
TGI|TRIUMPH GROUP INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
TGI|TRIUMPH GROUP INC|SWIM|TD Ameritrade, Inc.|100769
TGI|TRIUMPH GROUP INC|SWST|Hilltop Securities Inc.|200
TGI|TRIUMPH GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|111
TGI|TRIUMPH GROUP INC|TRBT|Tradebot Systems, Inc.|9827
TGI|TRIUMPH GROUP INC|TRCM|TRC MARKETS LLC|51165
TGI|TRIUMPH GROUP INC|UBSA|UBS SECURITIES LLC|1056490
TGI|TRIUMPH GROUP INC|UBSS|UBS Securities LLC|683831
TGI|TRIUMPH GROUP INC|VALX|VIRTU AMERICAS LLC|66312
TGI|TRIUMPH GROUP INC|VGRD|Vanguard Marketing Corporation|14916
TGI|TRIUMPH GROUP INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
TGI|TRIUMPH GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|143565
TGI|TRIUMPH GROUP INC|WEED|Weeden & Co.L.P.|261
TGI|TRIUMPH GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7808
TGI|TRIUMPH GROUP INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25805
TGI|TRIUMPH GROUP INC|WGIF|CIBC World Markets Inc.|800
TGI|TRIUMPH GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|2228
TGI|TRIUMPH GROUP INC|XIST|INSTINET, LLC|34000
TGI|TRIUMPH GROUP INC|XPQR|Jump Trading|300
TGI|TRIUMPH GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26902
TGI|TRIUMPH GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3378
TGLS|TECNOGLASS INC.|APCC|Apex Clearing Corporation|32
TGLS|TECNOGLASS INC.|BATM|CBOE TRADING, INC.|825
TGLS|TECNOGLASS INC.|BAYT|BTIG, LLC|800
TGLS|TECNOGLASS INC.|BERN|Sanford C. Bernstein & Co., LLC|3
TGLS|TECNOGLASS INC.|CANT|Cantor Fitzgerald & Co.|3569
TGLS|TECNOGLASS INC.|CIST|Capital Institutional Services, Inc.|823
TGLS|TECNOGLASS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50
TGLS|TECNOGLASS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
TGLS|TECNOGLASS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1552
TGLS|TECNOGLASS INC.|CTDL|Citadel Derivatives Group Llc|22
TGLS|TECNOGLASS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
TGLS|TECNOGLASS INC.|DADA|D.A. Davidson & Co.|1700
TGLS|TECNOGLASS INC.|DBAB|Deutsche Bank Securities Inc.|7556
TGLS|TECNOGLASS INC.|DBAX|Deutsche Bank Securities Inc.|400
TGLS|TECNOGLASS INC.|DEAN|MORGAN STANLEY|416
TGLS|TECNOGLASS INC.|DEGS|RONIN PROFESSIONAL LLC|1564
TGLS|TECNOGLASS INC.|EBXL|EBX LLC|900
TGLS|TECNOGLASS INC.|EDJO|Edward D. Jones & Co., L.P.|1000
TGLS|TECNOGLASS INC.|EGAM|CBOE TRADING, INC.|100
TGLS|TECNOGLASS INC.|EGXM|CBOE TRADING, INC.|1
TGLS|TECNOGLASS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
TGLS|TECNOGLASS INC.|ETRS|E*Trade Securities LLC|5218
TGLS|TECNOGLASS INC.|FBCO|Credit Suisse Securities (USA) LLC|992
TGLS|TECNOGLASS INC.|FILL|Tradestation Securities, Inc.|15
TGLS|TECNOGLASS INC.|FOMA|TD AMERITRADE CLEARING, INC.|7965
TGLS|TECNOGLASS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1242
TGLS|TECNOGLASS INC.|FTBR|Foliofn Investments, Inc.|3701
TGLS|TECNOGLASS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|825
TGLS|TECNOGLASS INC.|GSCO|GOLDMAN SACHS & CO. LLC|2929
TGLS|TECNOGLASS INC.|GTSZ|GTS SECURITIES LLC|4755
TGLS|TECNOGLASS INC.|IATS|INTERACTIVE BROKERS LLC|1100
TGLS|TECNOGLASS INC.|IBKR|Interactive Brokers Llc|21120
TGLS|TECNOGLASS INC.|ICBX|INSTINET, LLC|300
TGLS|TECNOGLASS INC.|INCA|INSTINET, LLC|6760
TGLS|TECNOGLASS INC.|INJX|INSTINET, LLC|157
TGLS|TECNOGLASS INC.|ITGI|ITG Inc.|27308
TGLS|TECNOGLASS INC.|ITGP|ITG INC.|5600
TGLS|TECNOGLASS INC.|JPMX|J.P. Morgan Securities LLC|614
TGLS|TECNOGLASS INC.|KCGM|VIRTU Americas LLC|1500
TGLS|TECNOGLASS INC.|LEHM|Barclays Capital Inc./Le|4079
TGLS|TECNOGLASS INC.|LIME|Lime Brokerage LLC|17551
TGLS|TECNOGLASS INC.|LMGP|LIME BROKERAGE LLC|1400
TGLS|TECNOGLASS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
TGLS|TECNOGLASS INC.|MSCO|MORGAN STANLEY & CO. LLC|15142
TGLS|TECNOGLASS INC.|MSPL|MORGAN STANLEY & CO. LLC|3600
TGLS|TECNOGLASS INC.|NFSC|National Financial Services LLC|10372
TGLS|TECNOGLASS INC.|NITE|VIRTU Americas LLC|35485
TGLS|TECNOGLASS INC.|PDQM|CODA MARKETS, INC.|10
TGLS|TECNOGLASS INC.|PICT|Pictet Overseas Inc.|5046
TGLS|TECNOGLASS INC.|SBSH|Citigroup Global Markets Inc.|600
TGLS|TECNOGLASS INC.|SGMT|GOLDMAN SACHS & CO. LLC|1588
TGLS|TECNOGLASS INC.|SWIM|TD Ameritrade, Inc.|4652
TGLS|TECNOGLASS INC.|TKNG|ALLY INVEST SECURITIES LLC|25
TGLS|TECNOGLASS INC.|TRCM|TRC MARKETS LLC|1301
TGLS|TECNOGLASS INC.|UBSA|UBS SECURITIES LLC|8993
TGLS|TECNOGLASS INC.|UBSS|UBS Securities LLC|21536
TGLS|TECNOGLASS INC.|VGRD|Vanguard Marketing Corporation|6736
TGLS|TECNOGLASS INC.|WCHV|WELLS FARGO SECURITIES, LLC|1180
TGLS|TECNOGLASS INC.|WSEA|WOLVERINE SECURITIES, LLC|25
TGLS|TECNOGLASS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
TGNA|TEGNA INC.|ABLE|NATIXIS Securities Americas LLC|4687
TGNA|TEGNA INC.|ADAM|CANACCORD GENUITY INC.|3936
TGNA|TEGNA INC.|AGIS|Aegis Capital Corp.|1000
TGNA|TEGNA INC.|ALTX|Alternet Securities Inc.|7200
TGNA|TEGNA INC.|ANOS|ABEL/NOSER, L.L.C.|413
TGNA|TEGNA INC.|APCC|Apex Clearing Corporation|7983
TGNA|TEGNA INC.|AQUA|AQUA SECURITIES L.P.|14400
TGNA|TEGNA INC.|BANK|Primevest Financial Services, Inc.|2571
TGNA|TEGNA INC.|BARD|Robert W. Baird & Co. Incorporated|1032
TGNA|TEGNA INC.|BATM|CBOE TRADING, INC.|2667
TGNA|TEGNA INC.|BAYT|BTIG, LLC|10200
TGNA|TEGNA INC.|BBNT|BB&T SECURITIES, LLC|9751
TGNA|TEGNA INC.|BERN|Sanford C. Bernstein & Co., LLC|96258
TGNA|TEGNA INC.|BIDS|BIDS TRADING L.P.|900
TGNA|TEGNA INC.|BKCM|BNY Mellon Capital Markets LLC|41566
TGNA|TEGNA INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33755
TGNA|TEGNA INC.|BLKX|INSTINET, LLC|61410
TGNA|TEGNA INC.|BNPX|BNP PARIBAS SECURITIES CORP.|39554
TGNA|TEGNA INC.|BTIG|BTIG, LLC|146246
TGNA|TEGNA INC.|BYXM|CBOE TRADING, INC.|493
TGNA|TEGNA INC.|BZYD|GOLDMAN SACHS & CO. LLC|9870
TGNA|TEGNA INC.|CANT|Cantor Fitzgerald & Co.|31484
TGNA|TEGNA INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|14400
TGNA|TEGNA INC.|CHAS|Charles Schwab & Co., Inc.|8372
TGNA|TEGNA INC.|CIST|Capital Institutional Services, Inc.|3910
TGNA|TEGNA INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|459414
TGNA|TEGNA INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35460
TGNA|TEGNA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|873355
TGNA|TEGNA INC.|CTDL|Citadel Derivatives Group Llc|3787
TGNA|TEGNA INC.|CTLR|CUTLER GROUP, LP|7120
TGNA|TEGNA INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|260004
TGNA|TEGNA INC.|DADA|D.A. Davidson & Co.|1147
TGNA|TEGNA INC.|DAVA|Davenport & Company LLC|2000
TGNA|TEGNA INC.|DBAB|Deutsche Bank Securities Inc.|252938
TGNA|TEGNA INC.|DBAX|Deutsche Bank Securities Inc.|1106400
TGNA|TEGNA INC.|DBUL|Deutsche Bank Securities Inc.|500
TGNA|TEGNA INC.|DCHF|Dart Executions, LLC|1593
TGNA|TEGNA INC.|DEAN|MORGAN STANLEY|19854
TGNA|TEGNA INC.|DEGS|RONIN PROFESSIONAL LLC|700
TGNA|TEGNA INC.|DRWK|DRW SECURITIES, L.L.C.|7278
TGNA|TEGNA INC.|EBXL|EBX LLC|520500
TGNA|TEGNA INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|37408
TGNA|TEGNA INC.|EDJO|Edward D. Jones & Co., L.P.|118
TGNA|TEGNA INC.|EGAM|CBOE TRADING, INC.|13193
TGNA|TEGNA INC.|EGAW|CBOE TRADING, INC.|400
TGNA|TEGNA INC.|EGXM|CBOE TRADING, INC.|980
TGNA|TEGNA INC.|ELEV|ELEVATION, LLC|42455
TGNA|TEGNA INC.|EROP|Eroom Securities L.L.C.|2000
TGNA|TEGNA INC.|ETBE|Electronic Transaction Clearing, Inc.|24240
TGNA|TEGNA INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
TGNA|TEGNA INC.|ETCC|Electronic Transaction Clearing, Inc.|1101
TGNA|TEGNA INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
TGNA|TEGNA INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|412
TGNA|TEGNA INC.|ETRS|E*Trade Securities LLC|46349
TGNA|TEGNA INC.|FBRC|B. RILEY FBR, INC.|425100
TGNA|TEGNA INC.|FBSB|U.S. Bancorp Investments, Inc.|15
TGNA|TEGNA INC.|FILL|Tradestation Securities, Inc.|9597
TGNA|TEGNA INC.|FINX|FINTECH SECURITIES|87
TGNA|TEGNA INC.|FMAF|NBCN Inc./ CDS|19
TGNA|TEGNA INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42164
TGNA|TEGNA INC.|FQLS|Quantlab Securities LP|412002
TGNA|TEGNA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|153164
TGNA|TEGNA INC.|FTBR|Foliofn Investments, Inc.|2935
TGNA|TEGNA INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|400
TGNA|TEGNA INC.|GLIS|TD Securities Inc|4345
TGNA|TEGNA INC.|GLPX|ACS EXECUTION SERVICES, LLC|54486
TGNA|TEGNA INC.|GSCO|GOLDMAN SACHS & CO. LLC|3101647
TGNA|TEGNA INC.|GSCS|GOLDMAN SACHS & CO. LLC|27561
TGNA|TEGNA INC.|GSLT|GOLDMAN SACHS & CO. LLC|34591
TGNA|TEGNA INC.|GTSZ|GTS SECURITIES LLC|188663
TGNA|TEGNA INC.|HRBF|American Enterprise Investment Services Inc.|9513
TGNA|TEGNA INC.|IATS|INTERACTIVE BROKERS LLC|14798
TGNA|TEGNA INC.|IBKR|Interactive Brokers Llc|33795
TGNA|TEGNA INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9055
TGNA|TEGNA INC.|ICBX|INSTINET, LLC|252817
TGNA|TEGNA INC.|IEQY|CITADEL SECURITIES LLC|128289
TGNA|TEGNA INC.|INCA|INSTINET, LLC|674229
TGNA|TEGNA INC.|INJX|INSTINET, LLC|6731
TGNA|TEGNA INC.|INTL|INTL FCSTONE FINANCIAL INC.|75
TGNA|TEGNA INC.|ITGI|ITG Inc.|154066
TGNA|TEGNA INC.|ITGP|ITG INC.|478800
TGNA|TEGNA INC.|JANY|Janney Montgomery Scott Inc.|1500
TGNA|TEGNA INC.|JEFF|JEFFERIES LLC|343510
TGNA|TEGNA INC.|JMPT|JUMP TRADING, LLC|130001
TGNA|TEGNA INC.|JONE|JonesTrading|100095
TGNA|TEGNA INC.|JPBX|J.P. MORGAN SECURITIES LLC|110494
TGNA|TEGNA INC.|JPMX|J.P. Morgan Securities LLC|1242533
TGNA|TEGNA INC.|JSJX|JANE STREET CAPITAL LLC|71423
TGNA|TEGNA INC.|KCGM|VIRTU Americas LLC|116721
TGNA|TEGNA INC.|LEHM|Barclays Capital Inc./Le|1813124
TGNA|TEGNA INC.|LIME|Lime Brokerage LLC|35772
TGNA|TEGNA INC.|LOOP|Loop Capital Markets LLC|51640
TGNA|TEGNA INC.|LQNA|LIQUIDNET, INC.|495700
TGNA|TEGNA INC.|LQNB|LIQUIDNET, INC.|2500
TGNA|TEGNA INC.|MACQ|Macquarie Capital (USA) Inc.|1900
TGNA|TEGNA INC.|MBTS|ALLY INVEST SECURITIES LLC|410
TGNA|TEGNA INC.|MCMF|Raymond James Ltd. Cds|150
TGNA|TEGNA INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|507413
TGNA|TEGNA INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|599
TGNA|TEGNA INC.|MOTF|MOTIF INVESTING, INC.|12
TGNA|TEGNA INC.|MSCO|MORGAN STANLEY & CO. LLC|1784962
TGNA|TEGNA INC.|MSPL|MORGAN STANLEY & CO. LLC|1599400
TGNA|TEGNA INC.|MSTX|MORGAN STANLEY & CO. LLC|855200
TGNA|TEGNA INC.|MTON|MILLINGTON SECURITIES, INC.|6574
TGNA|TEGNA INC.|NEED|Needham & Company, LLC|10710
TGNA|TEGNA INC.|NFSC|National Financial Services LLC|127353
TGNA|TEGNA INC.|NITE|VIRTU Americas LLC|651103
TGNA|TEGNA INC.|NITP|VIRTU Americas LLC|25343
TGNA|TEGNA INC.|NQRB|Brut, LLC|10702
TGNA|TEGNA INC.|NTRC|Northern Trust Securities, Inc.|10900
TGNA|TEGNA INC.|OHOS|TWO SIGMA SECURITIES, LLC|32375
TGNA|TEGNA INC.|OPCO|Oppenheimer & Co. Inc.|25964
TGNA|TEGNA INC.|PDQM|CODA MARKETS, INC.|12674
TGNA|TEGNA INC.|PICT|Pictet Overseas Inc.|16440
TGNA|TEGNA INC.|PIPR|Piper Jaffray & Co.|73772
TGNA|TEGNA INC.|PWJC|UBS Financial Services, Inc.|280
TGNA|TEGNA INC.|RBCM|RBC CAPITAL MARKETS, LLC|7161
TGNA|TEGNA INC.|RGLD|Regal Securities, Inc|400
TGNA|TEGNA INC.|SAGL|SAGETRADER, LLC|33500
TGNA|TEGNA INC.|SAGW|SAGETRADER, LLC|5506
TGNA|TEGNA INC.|SBSH|Citigroup Global Markets Inc.|492833
TGNA|TEGNA INC.|SEIC|SEI Investments Distribution Co.|2500
TGNA|TEGNA INC.|SGMT|GOLDMAN SACHS & CO. LLC|251517
TGNA|TEGNA INC.|SPDR|SPEEDROUTE LLC|23190
TGNA|TEGNA INC.|SPHN|Stephens Inc.|1312809
TGNA|TEGNA INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|1600
TGNA|TEGNA INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3060
TGNA|TEGNA INC.|STKP|STOCKPILE INVESTMENTS, INC.|222
TGNA|TEGNA INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5154
TGNA|TEGNA INC.|SWIM|TD Ameritrade, Inc.|187762
TGNA|TEGNA INC.|SWST|Hilltop Securities Inc.|31855
TGNA|TEGNA INC.|TKNG|ALLY INVEST SECURITIES LLC|2762
TGNA|TEGNA INC.|TRBT|Tradebot Systems, Inc.|309525
TGNA|TEGNA INC.|TRCM|TRC MARKETS LLC|256940
TGNA|TEGNA INC.|TTUC|CUTTONE & CO., INC.|11460
TGNA|TEGNA INC.|TWTT|TASTYWORKS, INC.|2025
TGNA|TEGNA INC.|UBSA|UBS SECURITIES LLC|1249108
TGNA|TEGNA INC.|UBSS|UBS Securities LLC|1244498
TGNA|TEGNA INC.|VALX|VIRTU AMERICAS LLC|74966
TGNA|TEGNA INC.|VGRD|Vanguard Marketing Corporation|3921
TGNA|TEGNA INC.|WABR|Wall Street Access|7474
TGNA|TEGNA INC.|WBLR|WILLIAM BLAIR|1700
TGNA|TEGNA INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3692
TGNA|TEGNA INC.|WCHV|WELLS FARGO SECURITIES, LLC|615117
TGNA|TEGNA INC.|WDNX|WEEDEN & CO.L.P.|38418
TGNA|TEGNA INC.|WEDB|WEDBUSH SECURITIES INC.|12994
TGNA|TEGNA INC.|WEED|Weeden & Co.L.P.|2312
TGNA|TEGNA INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4493
TGNA|TEGNA INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12356
TGNA|TEGNA INC.|WGIF|CIBC World Markets Inc.|290
TGNA|TEGNA INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|847
TGNA|TEGNA INC.|WORD|Worden Capital Management LLC|71
TGNA|TEGNA INC.|WSAG|WALL STREET ACCESS|300
TGNA|TEGNA INC.|WSEA|WOLVERINE SECURITIES, LLC|2492
TGNA|TEGNA INC.|XIST|INSTINET, LLC|425256
TGNA|TEGNA INC.|XPQR|Jump Trading|343
TGNA|TEGNA INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|58290
TGNA|TEGNA INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1055
TGNA|TEGNA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4734
TGP|TEEKAY LNG PTRS LP|APCC|Apex Clearing Corporation|2166
TGP|TEEKAY LNG PTRS LP|BANK|Primevest Financial Services, Inc.|461
TGP|TEEKAY LNG PTRS LP|BARD|Robert W. Baird & Co. Incorporated|200
TGP|TEEKAY LNG PTRS LP|BATM|CBOE TRADING, INC.|553
TGP|TEEKAY LNG PTRS LP|BAYT|BTIG, LLC|1400
TGP|TEEKAY LNG PTRS LP|BBNT|BB&T SECURITIES, LLC|1650
TGP|TEEKAY LNG PTRS LP|BERN|Sanford C. Bernstein & Co., LLC|36611
TGP|TEEKAY LNG PTRS LP|BIMI|Banca IMI Securities Corp.|500
TGP|TEEKAY LNG PTRS LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5945
TGP|TEEKAY LNG PTRS LP|BNPX|BNP PARIBAS SECURITIES CORP.|10
TGP|TEEKAY LNG PTRS LP|BTIG|BTIG, LLC|100
TGP|TEEKAY LNG PTRS LP|CANT|Cantor Fitzgerald & Co.|200
TGP|TEEKAY LNG PTRS LP|CHAS|Charles Schwab & Co., Inc.|216
TGP|TEEKAY LNG PTRS LP|CICF|Canaccord Genuity Corp.|400
TGP|TEEKAY LNG PTRS LP|CIST|Capital Institutional Services, Inc.|91
TGP|TEEKAY LNG PTRS LP|CLSA|CLSA AMERICAS, LLC|5076
TGP|TEEKAY LNG PTRS LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71839
TGP|TEEKAY LNG PTRS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128058
TGP|TEEKAY LNG PTRS LP|CTDL|Citadel Derivatives Group Llc|361
TGP|TEEKAY LNG PTRS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12760
TGP|TEEKAY LNG PTRS LP|DBAB|Deutsche Bank Securities Inc.|5313
TGP|TEEKAY LNG PTRS LP|DBAX|Deutsche Bank Securities Inc.|72000
TGP|TEEKAY LNG PTRS LP|DEAN|MORGAN STANLEY|5830
TGP|TEEKAY LNG PTRS LP|DEGS|RONIN PROFESSIONAL LLC|100
TGP|TEEKAY LNG PTRS LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11090
TGP|TEEKAY LNG PTRS LP|EBXL|EBX LLC|76300
TGP|TEEKAY LNG PTRS LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7044
TGP|TEEKAY LNG PTRS LP|EDJO|Edward D. Jones & Co., L.P.|3566
TGP|TEEKAY LNG PTRS LP|EGAM|CBOE TRADING, INC.|389
TGP|TEEKAY LNG PTRS LP|EGAW|CBOE TRADING, INC.|100
TGP|TEEKAY LNG PTRS LP|EGMT|EG MARKET TECHNOLOGIES LLC|300
TGP|TEEKAY LNG PTRS LP|EGXM|CBOE TRADING, INC.|809
TGP|TEEKAY LNG PTRS LP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1282
TGP|TEEKAY LNG PTRS LP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1900
TGP|TEEKAY LNG PTRS LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1103
TGP|TEEKAY LNG PTRS LP|ETRS|E*Trade Securities LLC|49380
TGP|TEEKAY LNG PTRS LP|FBSB|U.S. Bancorp Investments, Inc.|400
TGP|TEEKAY LNG PTRS LP|FILL|Tradestation Securities, Inc.|402
TGP|TEEKAY LNG PTRS LP|FMAF|NBCN Inc./ CDS|170
TGP|TEEKAY LNG PTRS LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41385
TGP|TEEKAY LNG PTRS LP|FTBR|Foliofn Investments, Inc.|817
TGP|TEEKAY LNG PTRS LP|GEBB|GLOBAL EXECUTION BROKERS, LP|900
TGP|TEEKAY LNG PTRS LP|GLPX|ACS EXECUTION SERVICES, LLC|1701
TGP|TEEKAY LNG PTRS LP|GSCO|GOLDMAN SACHS & CO. LLC|58802
TGP|TEEKAY LNG PTRS LP|GSCS|GOLDMAN SACHS & CO. LLC|20052
TGP|TEEKAY LNG PTRS LP|GSLT|GOLDMAN SACHS & CO. LLC|220
TGP|TEEKAY LNG PTRS LP|GTSZ|GTS SECURITIES LLC|21489
TGP|TEEKAY LNG PTRS LP|HAPX|HAP Trading, LLC|200
TGP|TEEKAY LNG PTRS LP|HRBF|American Enterprise Investment Services Inc.|2629
TGP|TEEKAY LNG PTRS LP|IATS|INTERACTIVE BROKERS LLC|660
TGP|TEEKAY LNG PTRS LP|IBKR|Interactive Brokers Llc|38785
TGP|TEEKAY LNG PTRS LP|ICBX|INSTINET, LLC|21072
TGP|TEEKAY LNG PTRS LP|INCA|INSTINET, LLC|24352
TGP|TEEKAY LNG PTRS LP|INJX|INSTINET, LLC|3624
TGP|TEEKAY LNG PTRS LP|ITGI|ITG Inc.|34230
TGP|TEEKAY LNG PTRS LP|ITGP|ITG INC.|219800
TGP|TEEKAY LNG PTRS LP|JEFF|JEFFERIES LLC|5699
TGP|TEEKAY LNG PTRS LP|JMPT|JUMP TRADING, LLC|1906
TGP|TEEKAY LNG PTRS LP|JONE|JonesTrading|10000
TGP|TEEKAY LNG PTRS LP|JPMX|J.P. Morgan Securities LLC|98244
TGP|TEEKAY LNG PTRS LP|JSJX|JANE STREET CAPITAL LLC|3327
TGP|TEEKAY LNG PTRS LP|KCGM|VIRTU Americas LLC|16292
TGP|TEEKAY LNG PTRS LP|LEHM|Barclays Capital Inc./Le|172751
TGP|TEEKAY LNG PTRS LP|LIME|Lime Brokerage LLC|16510
TGP|TEEKAY LNG PTRS LP|LSCI|Lek Securities Corporation|100
TGP|TEEKAY LNG PTRS LP|MBTS|ALLY INVEST SECURITIES LLC|500
TGP|TEEKAY LNG PTRS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50208
TGP|TEEKAY LNG PTRS LP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2460
TGP|TEEKAY LNG PTRS LP|MSCO|MORGAN STANLEY & CO. LLC|105281
TGP|TEEKAY LNG PTRS LP|MSPL|MORGAN STANLEY & CO. LLC|47500
TGP|TEEKAY LNG PTRS LP|NATL|National Securities Corporation|100
TGP|TEEKAY LNG PTRS LP|NEUB|NEUBERGER BERMAN BD LLC|100
TGP|TEEKAY LNG PTRS LP|NFSC|National Financial Services LLC|120035
TGP|TEEKAY LNG PTRS LP|NITE|VIRTU Americas LLC|220629
TGP|TEEKAY LNG PTRS LP|NITP|VIRTU Americas LLC|900
TGP|TEEKAY LNG PTRS LP|NQRB|Brut, LLC|400
TGP|TEEKAY LNG PTRS LP|NTBF|BMO Nesbitt Burns Inc./CDS|125
TGP|TEEKAY LNG PTRS LP|OHOS|TWO SIGMA SECURITIES, LLC|10107
TGP|TEEKAY LNG PTRS LP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4578
TGP|TEEKAY LNG PTRS LP|PCPT|PHILLIP CAPITAL INC.|270
TGP|TEEKAY LNG PTRS LP|PDQM|CODA MARKETS, INC.|6428
TGP|TEEKAY LNG PTRS LP|PWJC|UBS Financial Services, Inc.|2987
TGP|TEEKAY LNG PTRS LP|RBCM|RBC CAPITAL MARKETS, LLC|2501
TGP|TEEKAY LNG PTRS LP|SAGL|SAGETRADER, LLC|200
TGP|TEEKAY LNG PTRS LP|SAGW|SAGETRADER, LLC|500
TGP|TEEKAY LNG PTRS LP|SBSH|Citigroup Global Markets Inc.|14462
TGP|TEEKAY LNG PTRS LP|SGMT|GOLDMAN SACHS & CO. LLC|40214
TGP|TEEKAY LNG PTRS LP|SPDR|SPEEDROUTE LLC|1977
TGP|TEEKAY LNG PTRS LP|STFL|Stifel, Nicolaus & Company, Incorporated|925
TGP|TEEKAY LNG PTRS LP|STXG|Stockcross Financial Services, Inc.|2625
TGP|TEEKAY LNG PTRS LP|SWIM|TD Ameritrade, Inc.|18806
TGP|TEEKAY LNG PTRS LP|TKNG|ALLY INVEST SECURITIES LLC|1460
TGP|TEEKAY LNG PTRS LP|TRBT|Tradebot Systems, Inc.|1471
TGP|TEEKAY LNG PTRS LP|TRCM|TRC MARKETS LLC|20723
TGP|TEEKAY LNG PTRS LP|TWTT|TASTYWORKS, INC.|100
TGP|TEEKAY LNG PTRS LP|UBSA|UBS SECURITIES LLC|196063
TGP|TEEKAY LNG PTRS LP|UBSS|UBS Securities LLC|99674
TGP|TEEKAY LNG PTRS LP|VALX|VIRTU AMERICAS LLC|7625
TGP|TEEKAY LNG PTRS LP|VGRD|Vanguard Marketing Corporation|10131
TGP|TEEKAY LNG PTRS LP|WBLR|WILLIAM BLAIR|800
TGP|TEEKAY LNG PTRS LP|WCHV|WELLS FARGO SECURITIES, LLC|61956
TGP|TEEKAY LNG PTRS LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7816
TGP|TEEKAY LNG PTRS LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12908
TGP|TEEKAY LNG PTRS LP|WSEA|WOLVERINE SECURITIES, LLC|2729
TGP|TEEKAY LNG PTRS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|26700
TGP|TEEKAY LNG PTRS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11628
TGP$A|TEEKAY LNG PRTNR 9%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|418
TGP$A|TEEKAY LNG PRTNR 9%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
TGP$A|TEEKAY LNG PRTNR 9%|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
TGP$A|TEEKAY LNG PRTNR 9%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1909
TGP$A|TEEKAY LNG PRTNR 9%|CXCX|CITIGROUP GLOBAL MARKETS INC.|6600
TGP$A|TEEKAY LNG PRTNR 9%|DBAX|Deutsche Bank Securities Inc.|500
TGP$A|TEEKAY LNG PRTNR 9%|DEAN|MORGAN STANLEY|13243
TGP$A|TEEKAY LNG PRTNR 9%|EBXL|EBX LLC|300
TGP$A|TEEKAY LNG PRTNR 9%|EDJO|Edward D. Jones & Co., L.P.|386
TGP$A|TEEKAY LNG PRTNR 9%|ETRS|E*Trade Securities LLC|9885
TGP$A|TEEKAY LNG PRTNR 9%|FILL|Tradestation Securities, Inc.|100
TGP$A|TEEKAY LNG PRTNR 9%|GSCO|GOLDMAN SACHS & CO. LLC|285
TGP$A|TEEKAY LNG PRTNR 9%|HRBF|American Enterprise Investment Services Inc.|201
TGP$A|TEEKAY LNG PRTNR 9%|IATS|INTERACTIVE BROKERS LLC|1478
TGP$A|TEEKAY LNG PRTNR 9%|IBKR|Interactive Brokers Llc|2240
TGP$A|TEEKAY LNG PRTNR 9%|ICBX|INSTINET, LLC|600
TGP$A|TEEKAY LNG PRTNR 9%|INCA|INSTINET, LLC|285
TGP$A|TEEKAY LNG PRTNR 9%|JANY|Janney Montgomery Scott Inc.|100
TGP$A|TEEKAY LNG PRTNR 9%|JEFF|JEFFERIES LLC|100
TGP$A|TEEKAY LNG PRTNR 9%|JPMX|J.P. Morgan Securities LLC|210
TGP$A|TEEKAY LNG PRTNR 9%|LEHM|Barclays Capital Inc./Le|1800
TGP$A|TEEKAY LNG PRTNR 9%|LIME|Lime Brokerage LLC|58
TGP$A|TEEKAY LNG PRTNR 9%|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
TGP$A|TEEKAY LNG PRTNR 9%|MSCO|MORGAN STANLEY & CO. LLC|7437
TGP$A|TEEKAY LNG PRTNR 9%|MSPL|MORGAN STANLEY & CO. LLC|1000
TGP$A|TEEKAY LNG PRTNR 9%|NFSC|National Financial Services LLC|19464
TGP$A|TEEKAY LNG PRTNR 9%|NITE|VIRTU Americas LLC|21442
TGP$A|TEEKAY LNG PRTNR 9%|PCPT|PHILLIP CAPITAL INC.|2180
TGP$A|TEEKAY LNG PRTNR 9%|PWJC|UBS Financial Services, Inc.|1000
TGP$A|TEEKAY LNG PRTNR 9%|SBSH|Citigroup Global Markets Inc.|850
TGP$A|TEEKAY LNG PRTNR 9%|STFL|Stifel, Nicolaus & Company, Incorporated|2500
TGP$A|TEEKAY LNG PRTNR 9%|SWIM|TD Ameritrade, Inc.|1166
TGP$A|TEEKAY LNG PRTNR 9%|TKNG|ALLY INVEST SECURITIES LLC|200
TGP$A|TEEKAY LNG PRTNR 9%|TRBT|Tradebot Systems, Inc.|531
TGP$A|TEEKAY LNG PRTNR 9%|UBSA|UBS SECURITIES LLC|2858
TGP$A|TEEKAY LNG PRTNR 9%|UBSS|UBS Securities LLC|4808
TGP$A|TEEKAY LNG PRTNR 9%|VGRD|Vanguard Marketing Corporation|603
TGP$A|TEEKAY LNG PRTNR 9%|WCHV|WELLS FARGO SECURITIES, LLC|1634
TGP$A|TEEKAY LNG PRTNR 9%|WEDB|WEDBUSH SECURITIES INC.|1000
TGP$A|TEEKAY LNG PRTNR 9%|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
TGP$A|TEEKAY LNG PRTNR 9%|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TGP$A|TEEKAY LNG PRTNR 9%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2300
TGP$B|TEEKAY LNG 8.50%|APCC|Apex Clearing Corporation|500
TGP$B|TEEKAY LNG 8.50%|BATM|CBOE TRADING, INC.|100
TGP$B|TEEKAY LNG 8.50%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2416
TGP$B|TEEKAY LNG 8.50%|BNCH|The Benchmark Company, LLC|15700
TGP$B|TEEKAY LNG 8.50%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1689
TGP$B|TEEKAY LNG 8.50%|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
TGP$B|TEEKAY LNG 8.50%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2896
TGP$B|TEEKAY LNG 8.50%|CXCX|CITIGROUP GLOBAL MARKETS INC.|4700
TGP$B|TEEKAY LNG 8.50%|DBAX|Deutsche Bank Securities Inc.|1000
TGP$B|TEEKAY LNG 8.50%|DEAN|MORGAN STANLEY|21234
TGP$B|TEEKAY LNG 8.50%|EBXL|EBX LLC|2000
TGP$B|TEEKAY LNG 8.50%|ECUT|CONVERGEX EXECUTION SOLUTIONS|825
TGP$B|TEEKAY LNG 8.50%|ETRS|E*Trade Securities LLC|12584
TGP$B|TEEKAY LNG 8.50%|FILL|Tradestation Securities, Inc.|450
TGP$B|TEEKAY LNG 8.50%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104
TGP$B|TEEKAY LNG 8.50%|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TGP$B|TEEKAY LNG 8.50%|GLPX|ACS EXECUTION SERVICES, LLC|401
TGP$B|TEEKAY LNG 8.50%|GSCO|GOLDMAN SACHS & CO. LLC|441
TGP$B|TEEKAY LNG 8.50%|GTSZ|GTS SECURITIES LLC|200
TGP$B|TEEKAY LNG 8.50%|HRBF|American Enterprise Investment Services Inc.|3700
TGP$B|TEEKAY LNG 8.50%|IATS|INTERACTIVE BROKERS LLC|12580
TGP$B|TEEKAY LNG 8.50%|IBKR|Interactive Brokers Llc|5985
TGP$B|TEEKAY LNG 8.50%|ICBX|INSTINET, LLC|2000
TGP$B|TEEKAY LNG 8.50%|INCA|INSTINET, LLC|2506
TGP$B|TEEKAY LNG 8.50%|INJX|INSTINET, LLC|500
TGP$B|TEEKAY LNG 8.50%|JPMX|J.P. Morgan Securities LLC|2600
TGP$B|TEEKAY LNG 8.50%|LEHM|Barclays Capital Inc./Le|2600
TGP$B|TEEKAY LNG 8.50%|LIME|Lime Brokerage LLC|1236
TGP$B|TEEKAY LNG 8.50%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|124
TGP$B|TEEKAY LNG 8.50%|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
TGP$B|TEEKAY LNG 8.50%|MSCO|MORGAN STANLEY & CO. LLC|40769
TGP$B|TEEKAY LNG 8.50%|NATL|National Securities Corporation|3000
TGP$B|TEEKAY LNG 8.50%|NFSC|National Financial Services LLC|12679
TGP$B|TEEKAY LNG 8.50%|NITE|VIRTU Americas LLC|41427
TGP$B|TEEKAY LNG 8.50%|NTBF|BMO Nesbitt Burns Inc./CDS|125
TGP$B|TEEKAY LNG 8.50%|PCPT|PHILLIP CAPITAL INC.|14562
TGP$B|TEEKAY LNG 8.50%|PDQM|CODA MARKETS, INC.|402
TGP$B|TEEKAY LNG 8.50%|PWJC|UBS Financial Services, Inc.|24381
TGP$B|TEEKAY LNG 8.50%|SALI|INTL FCSTONE FINANCIAL INC.|1000
TGP$B|TEEKAY LNG 8.50%|SBSH|Citigroup Global Markets Inc.|3034
TGP$B|TEEKAY LNG 8.50%|SGMT|GOLDMAN SACHS & CO. LLC|400
TGP$B|TEEKAY LNG 8.50%|SPGS|Sea Port Group Securities, LLC|151079
TGP$B|TEEKAY LNG 8.50%|SWIM|TD Ameritrade, Inc.|7059
TGP$B|TEEKAY LNG 8.50%|TRBT|Tradebot Systems, Inc.|1150
TGP$B|TEEKAY LNG 8.50%|UBSA|UBS SECURITIES LLC|6986
TGP$B|TEEKAY LNG 8.50%|UBSS|UBS Securities LLC|35244
TGP$B|TEEKAY LNG 8.50%|VGRD|Vanguard Marketing Corporation|2500
TGP$B|TEEKAY LNG 8.50%|WCHV|WELLS FARGO SECURITIES, LLC|20620
TGP$B|TEEKAY LNG 8.50%|WEDB|WEDBUSH SECURITIES INC.|1100
TGP$B|TEEKAY LNG 8.50%|WSEA|WOLVERINE SECURITIES, LLC|523
TGP$B|TEEKAY LNG 8.50%|XSTM|NATIONAL FINANCIAL SERVICES LLC|2104
TGP$B|TEEKAY LNG 8.50%|YKNA|COMHAR CAPITAL MARKETS, LLC|1
TGP$B|TEEKAY LNG 8.50%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1450
TGS|TRANSPORTADORA ADS|ALTX|Alternet Securities Inc.|4140
TGS|TRANSPORTADORA ADS|APCC|Apex Clearing Corporation|18
TGS|TRANSPORTADORA ADS|BATM|CBOE TRADING, INC.|1800
TGS|TRANSPORTADORA ADS|BERN|Sanford C. Bernstein & Co., LLC|210
TGS|TRANSPORTADORA ADS|BIMI|Banca IMI Securities Corp.|5938
TGS|TRANSPORTADORA ADS|BKCM|BNY Mellon Capital Markets LLC|3176
TGS|TRANSPORTADORA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34977
TGS|TRANSPORTADORA ADS|BLTK|Bulltick, Llc|56254
TGS|TRANSPORTADORA ADS|BTIG|BTIG, LLC|3600
TGS|TRANSPORTADORA ADS|BYXM|CBOE TRADING, INC.|1000
TGS|TRANSPORTADORA ADS|BZYD|GOLDMAN SACHS & CO. LLC|4967
TGS|TRANSPORTADORA ADS|CANT|Cantor Fitzgerald & Co.|100
TGS|TRANSPORTADORA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|501
TGS|TRANSPORTADORA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
TGS|TRANSPORTADORA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|82406
TGS|TRANSPORTADORA ADS|CTDL|Citadel Derivatives Group Llc|215
TGS|TRANSPORTADORA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|2426
TGS|TRANSPORTADORA ADS|DBAB|Deutsche Bank Securities Inc.|16464
TGS|TRANSPORTADORA ADS|DBAX|Deutsche Bank Securities Inc.|27100
TGS|TRANSPORTADORA ADS|DEAN|MORGAN STANLEY|1150
TGS|TRANSPORTADORA ADS|DEGS|RONIN PROFESSIONAL LLC|4151
TGS|TRANSPORTADORA ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11371
TGS|TRANSPORTADORA ADS|EBXL|EBX LLC|49700
TGS|TRANSPORTADORA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5980
TGS|TRANSPORTADORA ADS|EGAM|CBOE TRADING, INC.|2115
TGS|TRANSPORTADORA ADS|EGAW|CBOE TRADING, INC.|40
TGS|TRANSPORTADORA ADS|EGMT|EG MARKET TECHNOLOGIES LLC|100
TGS|TRANSPORTADORA ADS|EGXM|CBOE TRADING, INC.|812
TGS|TRANSPORTADORA ADS|EGXW|CBOE TRADING, INC.|100
TGS|TRANSPORTADORA ADS|ETBE|Electronic Transaction Clearing, Inc.|2121
TGS|TRANSPORTADORA ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|180
TGS|TRANSPORTADORA ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4312
TGS|TRANSPORTADORA ADS|ETRS|E*Trade Securities LLC|12783
TGS|TRANSPORTADORA ADS|FCST|INTL FCSTONE FINANCIAL INC.|1200
TGS|TRANSPORTADORA ADS|FILL|Tradestation Securities, Inc.|94
TGS|TRANSPORTADORA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3788
TGS|TRANSPORTADORA ADS|FTBR|Foliofn Investments, Inc.|3170
TGS|TRANSPORTADORA ADS|GLPX|ACS EXECUTION SERVICES, LLC|70501
TGS|TRANSPORTADORA ADS|GSCO|GOLDMAN SACHS & CO. LLC|230464
TGS|TRANSPORTADORA ADS|GSCS|GOLDMAN SACHS & CO. LLC|900
TGS|TRANSPORTADORA ADS|GSLT|GOLDMAN SACHS & CO. LLC|4937
TGS|TRANSPORTADORA ADS|GTSZ|GTS SECURITIES LLC|21373
TGS|TRANSPORTADORA ADS|HRBF|American Enterprise Investment Services Inc.|130
TGS|TRANSPORTADORA ADS|HSBC|HSBC Securities, Inc.|1418
TGS|TRANSPORTADORA ADS|IATS|INTERACTIVE BROKERS LLC|18279
TGS|TRANSPORTADORA ADS|IBKR|Interactive Brokers Llc|46233
TGS|TRANSPORTADORA ADS|ICBX|INSTINET, LLC|5940
TGS|TRANSPORTADORA ADS|INCA|INSTINET, LLC|63869
TGS|TRANSPORTADORA ADS|ITGI|ITG Inc.|25052
TGS|TRANSPORTADORA ADS|ITGP|ITG INC.|26800
TGS|TRANSPORTADORA ADS|JEFF|JEFFERIES LLC|7494
TGS|TRANSPORTADORA ADS|JMPT|JUMP TRADING, LLC|6261
TGS|TRANSPORTADORA ADS|JPBX|J.P. MORGAN SECURITIES LLC|16296
TGS|TRANSPORTADORA ADS|JPMX|J.P. Morgan Securities LLC|121442
TGS|TRANSPORTADORA ADS|JSJX|JANE STREET CAPITAL LLC|788
TGS|TRANSPORTADORA ADS|KCGM|VIRTU Americas LLC|25078
TGS|TRANSPORTADORA ADS|LEHM|Barclays Capital Inc./Le|254434
TGS|TRANSPORTADORA ADS|LIME|Lime Brokerage LLC|24200
TGS|TRANSPORTADORA ADS|LSCI|Lek Securities Corporation|13586
TGS|TRANSPORTADORA ADS|MAVB|Great Point Capital LLC|200
TGS|TRANSPORTADORA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38166
TGS|TRANSPORTADORA ADS|MSCO|MORGAN STANLEY & CO. LLC|186685
TGS|TRANSPORTADORA ADS|MSPL|MORGAN STANLEY & CO. LLC|53300
TGS|TRANSPORTADORA ADS|MSTX|MORGAN STANLEY & CO. LLC|3200
TGS|TRANSPORTADORA ADS|NFSC|National Financial Services LLC|33309
TGS|TRANSPORTADORA ADS|NITE|VIRTU Americas LLC|405667
TGS|TRANSPORTADORA ADS|NQRB|Brut, LLC|4072
TGS|TRANSPORTADORA ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5871
TGS|TRANSPORTADORA ADS|PDQM|CODA MARKETS, INC.|72436
TGS|TRANSPORTADORA ADS|PWJC|UBS Financial Services, Inc.|4600
TGS|TRANSPORTADORA ADS|SAGC|SAGETRADER, LLC|100
TGS|TRANSPORTADORA ADS|SAGL|SAGETRADER, LLC|400
TGS|TRANSPORTADORA ADS|SBSH|Citigroup Global Markets Inc.|14102
TGS|TRANSPORTADORA ADS|SGMT|GOLDMAN SACHS & CO. LLC|54657
TGS|TRANSPORTADORA ADS|SPDR|SPEEDROUTE LLC|2900
TGS|TRANSPORTADORA ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
TGS|TRANSPORTADORA ADS|SWIM|TD Ameritrade, Inc.|5982
TGS|TRANSPORTADORA ADS|SWST|Hilltop Securities Inc.|470
TGS|TRANSPORTADORA ADS|TKNG|ALLY INVEST SECURITIES LLC|2845
TGS|TRANSPORTADORA ADS|TRBT|Tradebot Systems, Inc.|25671
TGS|TRANSPORTADORA ADS|TRCM|TRC MARKETS LLC|2535
TGS|TRANSPORTADORA ADS|UBSA|UBS SECURITIES LLC|170660
TGS|TRANSPORTADORA ADS|UBSS|UBS Securities LLC|198300
TGS|TRANSPORTADORA ADS|VALX|VIRTU AMERICAS LLC|7292
TGS|TRANSPORTADORA ADS|VGRD|Vanguard Marketing Corporation|4083
TGS|TRANSPORTADORA ADS|WBLR|WILLIAM BLAIR|190
TGS|TRANSPORTADORA ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|100
TGS|TRANSPORTADORA ADS|WCHV|WELLS FARGO SECURITIES, LLC|10872
TGS|TRANSPORTADORA ADS|WEED|Weeden & Co.L.P.|3200
TGS|TRANSPORTADORA ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|866
TGS|TRANSPORTADORA ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
TGS|TRANSPORTADORA ADS|WSEA|WOLVERINE SECURITIES, LLC|2639
TGS|TRANSPORTADORA ADS|XIST|INSTINET, LLC|600
TGS|TRANSPORTADORA ADS|XPUS|XP SECURITIES, LLC|10000
TGS|TRANSPORTADORA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
TGS|TRANSPORTADORA ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|3799
TGS|TRANSPORTADORA ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2556
TGT|TARGET CP|ABLE|NATIXIS Securities Americas LLC|78161
TGT|TARGET CP|AGIS|Aegis Capital Corp.|959
TGT|TARGET CP|ALTX|Alternet Securities Inc.|57097
TGT|TARGET CP|ANOS|ABEL/NOSER, L.L.C.|13104
TGT|TARGET CP|APCC|Apex Clearing Corporation|16157
TGT|TARGET CP|BALE|M&T SECURITIES, INC.|700
TGT|TARGET CP|BANK|Primevest Financial Services, Inc.|1498
TGT|TARGET CP|BARD|Robert W. Baird & Co. Incorporated|23366
TGT|TARGET CP|BATM|CBOE TRADING, INC.|52702
TGT|TARGET CP|BAYC|BAY CREST PARTNERS, LLC|6310
TGT|TARGET CP|BAYT|BTIG, LLC|200
TGT|TARGET CP|BBNT|BB&T SECURITIES, LLC|3915
TGT|TARGET CP|BERN|Sanford C. Bernstein & Co., LLC|200871
TGT|TARGET CP|BIAD|SAGETRADER, LLC|127
TGT|TARGET CP|BIDS|BIDS TRADING L.P.|42925
TGT|TARGET CP|BIMI|Banca IMI Securities Corp.|220
TGT|TARGET CP|BKCM|BNY Mellon Capital Markets LLC|1297
TGT|TARGET CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|105263
TGT|TARGET CP|BLKX|INSTINET, LLC|244129
TGT|TARGET CP|BMOC|BMO Capital Markets Corp.|362735
TGT|TARGET CP|BNPX|BNP PARIBAS SECURITIES CORP.|179904
TGT|TARGET CP|BRGE|Newbridge Securities Corp.|390
TGT|TARGET CP|BTIG|BTIG, LLC|115560
TGT|TARGET CP|BYXM|CBOE TRADING, INC.|6782
TGT|TARGET CP|BZYD|GOLDMAN SACHS & CO. LLC|716
TGT|TARGET CP|CABR|Cabrera Capital Markets, Inc.|75
TGT|TARGET CP|CANT|Cantor Fitzgerald & Co.|9935
TGT|TARGET CP|CHAS|Charles Schwab & Co., Inc.|11371
TGT|TARGET CP|CIBP|CIBC World Markets Corp.|51834
TGT|TARGET CP|CICF|Canaccord Genuity Corp.|7687
TGT|TARGET CP|CIOI|CITIGROUP GLOBAL MARKETS INC|45000
TGT|TARGET CP|CIST|Capital Institutional Services, Inc.|14639
TGT|TARGET CP|CLSA|CLSA AMERICAS, LLC|1672
TGT|TARGET CP|COWR|Cowen and Company, LLC|816
TGT|TARGET CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|321774
TGT|TARGET CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|172705
TGT|TARGET CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12834
TGT|TARGET CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1387553
TGT|TARGET CP|CTDL|Citadel Derivatives Group Llc|28226
TGT|TARGET CP|CTLR|CUTLER GROUP, LP|442
TGT|TARGET CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|185026
TGT|TARGET CP|DADA|D.A. Davidson & Co.|7139
TGT|TARGET CP|DAVA|Davenport & Company LLC|563
TGT|TARGET CP|DBAB|Deutsche Bank Securities Inc.|1825427
TGT|TARGET CP|DBAX|Deutsche Bank Securities Inc.|1071600
TGT|TARGET CP|DBUL|Deutsche Bank Securities Inc.|12196
TGT|TARGET CP|DCHF|Dart Executions, LLC|34816
TGT|TARGET CP|DEAN|MORGAN STANLEY|78767
TGT|TARGET CP|DEGS|RONIN PROFESSIONAL LLC|1100
TGT|TARGET CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12118
TGT|TARGET CP|DREX|Drexel Hamilton, LLC|25
TGT|TARGET CP|DRWK|DRW SECURITIES, L.L.C.|12987
TGT|TARGET CP|EBXL|EBX LLC|828400
TGT|TARGET CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|46247
TGT|TARGET CP|EDJC|Edward Jones / CDS|1165
TGT|TARGET CP|EDJO|Edward D. Jones & Co., L.P.|92063
TGT|TARGET CP|EGAM|CBOE TRADING, INC.|82401
TGT|TARGET CP|EGAW|CBOE TRADING, INC.|1316
TGT|TARGET CP|EGMT|EG MARKET TECHNOLOGIES LLC|3349
TGT|TARGET CP|EGXM|CBOE TRADING, INC.|36920
TGT|TARGET CP|EGXW|CBOE TRADING, INC.|1344
TGT|TARGET CP|ELEV|ELEVATION, LLC|6534
TGT|TARGET CP|ETBE|Electronic Transaction Clearing, Inc.|118874
TGT|TARGET CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
TGT|TARGET CP|ETCB|ETC BROKERAGE SERVICES, LLC|7
TGT|TARGET CP|ETCC|Electronic Transaction Clearing, Inc.|828
TGT|TARGET CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|55
TGT|TARGET CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|66006
TGT|TARGET CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|6
TGT|TARGET CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|7615
TGT|TARGET CP|ETRS|E*Trade Securities LLC|414761
TGT|TARGET CP|FBSB|U.S. Bancorp Investments, Inc.|1475
TGT|TARGET CP|FIDT|Fidelity Clearing Canada ULC./ CDS|40
TGT|TARGET CP|FILL|Tradestation Securities, Inc.|52378
TGT|TARGET CP|FINX|FINTECH SECURITIES|5140
TGT|TARGET CP|FMAF|NBCN Inc./ CDS|2174
TGT|TARGET CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11000
TGT|TARGET CP|FQLS|Quantlab Securities LP|1293525
TGT|TARGET CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|259412
TGT|TARGET CP|FTBR|Foliofn Investments, Inc.|16062
TGT|TARGET CP|GBMT|GBM International, Inc.|5257
TGT|TARGET CP|GEBB|GLOBAL EXECUTION BROKERS, LP|208134
TGT|TARGET CP|GLIS|TD Securities Inc|6987
TGT|TARGET CP|GLPX|ACS EXECUTION SERVICES, LLC|349526
TGT|TARGET CP|GSCO|GOLDMAN SACHS & CO. LLC|3293646
TGT|TARGET CP|GSCS|GOLDMAN SACHS & CO. LLC|52602
TGT|TARGET CP|GSLT|GOLDMAN SACHS & CO. LLC|53456
TGT|TARGET CP|GTSZ|GTS SECURITIES LLC|696436
TGT|TARGET CP|HAPX|HAP Trading, LLC|1392
TGT|TARGET CP|HCTA|Hardcastle Trading USA LLC|289842
TGT|TARGET CP|HRBF|American Enterprise Investment Services Inc.|53738
TGT|TARGET CP|HSBC|HSBC Securities, Inc.|16234
TGT|TARGET CP|IATS|INTERACTIVE BROKERS LLC|48936
TGT|TARGET CP|IBKR|Interactive Brokers Llc|85954
TGT|TARGET CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1923
TGT|TARGET CP|ICBX|INSTINET, LLC|198694
TGT|TARGET CP|IEQY|CITADEL SECURITIES LLC|489508
TGT|TARGET CP|INCA|INSTINET, LLC|1569993
TGT|TARGET CP|INJX|INSTINET, LLC|14714
TGT|TARGET CP|ITGI|ITG Inc.|148708
TGT|TARGET CP|ITGP|ITG INC.|374800
TGT|TARGET CP|JANY|Janney Montgomery Scott Inc.|13686
TGT|TARGET CP|JEFF|JEFFERIES LLC|617030
TGT|TARGET CP|JMPT|JUMP TRADING, LLC|353673
TGT|TARGET CP|JONE|JonesTrading|715
TGT|TARGET CP|JPBX|J.P. MORGAN SECURITIES LLC|695716
TGT|TARGET CP|JPMX|J.P. Morgan Securities LLC|1816420
TGT|TARGET CP|JSCL|JOSEPH STONE CAPITAL L.L.C.|170
TGT|TARGET CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|23866
TGT|TARGET CP|JSJX|JANE STREET CAPITAL LLC|18594
TGT|TARGET CP|JUTA|JUMP TRADING, LLC|813
TGT|TARGET CP|KCGM|VIRTU Americas LLC|205237
TGT|TARGET CP|LEHM|Barclays Capital Inc./Le|4017079
TGT|TARGET CP|LGNT|COR CLEARING LLC|1
TGT|TARGET CP|LIME|Lime Brokerage LLC|109659
TGT|TARGET CP|LIWD|LIME BROKERAGE LLC|2020
TGT|TARGET CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
TGT|TARGET CP|LOOP|Loop Capital Markets LLC|790
TGT|TARGET CP|LQNA|LIQUIDNET, INC.|133700
TGT|TARGET CP|LSCI|Lek Securities Corporation|35527
TGT|TARGET CP|LTCO|Ladenburg, Thalmann & Co., Inc.|46197
TGT|TARGET CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
TGT|TARGET CP|MACC|Mid Atlantic Capital Corporation|12977
TGT|TARGET CP|MACQ|Macquarie Capital (USA) Inc.|16053
TGT|TARGET CP|MAXM|Maxim Group LLC|1644
TGT|TARGET CP|MBTS|ALLY INVEST SECURITIES LLC|190
TGT|TARGET CP|MKMP|MKM Partners LLC|1100
TGT|TARGET CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|843871
TGT|TARGET CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2500
TGT|TARGET CP|MNDX|TJM Investments, LLC|11362
TGT|TARGET CP|MOTF|MOTIF INVESTING, INC.|164
TGT|TARGET CP|MPSG|E D & F Man Capital Markets Inc.|87
TGT|TARGET CP|MSCO|MORGAN STANLEY & CO. LLC|6518894
TGT|TARGET CP|MSPL|MORGAN STANLEY & CO. LLC|1023200
TGT|TARGET CP|MSTX|MORGAN STANLEY & CO. LLC|1196200
TGT|TARGET CP|MZHO|Mizuho Securities USA LLC|11000
TGT|TARGET CP|NATL|National Securities Corporation|795
TGT|TARGET CP|NBCS|NBC Securities, INC.|510
TGT|TARGET CP|NEED|Needham & Company, LLC|2480
TGT|TARGET CP|NEUB|NEUBERGER BERMAN BD LLC|318
TGT|TARGET CP|NFSC|National Financial Services LLC|1504069
TGT|TARGET CP|NITE|VIRTU Americas LLC|2774642
TGT|TARGET CP|NITP|VIRTU Americas LLC|4828
TGT|TARGET CP|NQRB|Brut, LLC|68040
TGT|TARGET CP|NTBF|BMO Nesbitt Burns Inc./CDS|62
TGT|TARGET CP|NTRC|Northern Trust Securities, Inc.|11447
TGT|TARGET CP|OHOS|TWO SIGMA SECURITIES, LLC|422614
TGT|TARGET CP|OPCO|Oppenheimer & Co. Inc.|6754
TGT|TARGET CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|429
TGT|TARGET CP|PCPT|PHILLIP CAPITAL INC.|1208
TGT|TARGET CP|PDQM|CODA MARKETS, INC.|446107
TGT|TARGET CP|PHLY|NASDAQ Execution Services, LLC|216018
TGT|TARGET CP|PICT|Pictet Overseas Inc.|584
TGT|TARGET CP|PWJC|UBS Financial Services, Inc.|44358
TGT|TARGET CP|QMSR|QUATTRO M SECURITIES INC.|1729
TGT|TARGET CP|RBCM|RBC CAPITAL MARKETS, LLC|56812
TGT|TARGET CP|RGLD|Regal Securities, Inc|100
TGT|TARGET CP|SAGL|SAGETRADER, LLC|259454
TGT|TARGET CP|SAGW|SAGETRADER, LLC|359
TGT|TARGET CP|SALI|INTL FCSTONE FINANCIAL INC.|227
TGT|TARGET CP|SBRX|MURIEL SIEBERT & CO INC|190
TGT|TARGET CP|SBSH|Citigroup Global Markets Inc.|1047455
TGT|TARGET CP|SEIC|SEI Investments Distribution Co.|7697
TGT|TARGET CP|SGMT|GOLDMAN SACHS & CO. LLC|539269
TGT|TARGET CP|SJLS|TRADE INFORMATICS LLC|500
TGT|TARGET CP|SOGO|Wang Investment Associates, Inc.|950
TGT|TARGET CP|SPDR|SPEEDROUTE LLC|78021
TGT|TARGET CP|SPHN|Stephens Inc.|2202
TGT|TARGET CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|6294
TGT|TARGET CP|STFL|Stifel, Nicolaus & Company, Incorporated|31894
TGT|TARGET CP|STKP|STOCKPILE INVESTMENTS, INC.|520
TGT|TARGET CP|STXG|Stockcross Financial Services, Inc.|23
TGT|TARGET CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11258
TGT|TARGET CP|SWIM|TD Ameritrade, Inc.|447456
TGT|TARGET CP|SWST|Hilltop Securities Inc.|12336
TGT|TARGET CP|TAGC|TELSEY ADVISORY GROUP LLC|1600
TGT|TARGET CP|TKNG|ALLY INVEST SECURITIES LLC|11537
TGT|TARGET CP|TOUR|TOURMALINE PARTNERS, LLC|2800
TGT|TARGET CP|TRBT|Tradebot Systems, Inc.|909837
TGT|TARGET CP|TRCM|TRC MARKETS LLC|789828
TGT|TARGET CP|TWTT|TASTYWORKS, INC.|554
TGT|TARGET CP|UBSA|UBS SECURITIES LLC|2929039
TGT|TARGET CP|UBSS|UBS Securities LLC|3906555
TGT|TARGET CP|VALX|VIRTU AMERICAS LLC|19218
TGT|TARGET CP|VGRD|Vanguard Marketing Corporation|59046
TGT|TARGET CP|WABR|Wall Street Access|3600
TGT|TARGET CP|WBET|Wallachbeth Capital LLC|37539
TGT|TARGET CP|WBLR|WILLIAM BLAIR|1634
TGT|TARGET CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4952
TGT|TARGET CP|WCHV|WELLS FARGO SECURITIES, LLC|864326
TGT|TARGET CP|WDNX|WEEDEN & CO.L.P.|8004
TGT|TARGET CP|WEDB|WEDBUSH SECURITIES INC.|31215
TGT|TARGET CP|WEED|Weeden & Co.L.P.|6049
TGT|TARGET CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|249392
TGT|TARGET CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21651
TGT|TARGET CP|WGIF|CIBC World Markets Inc.|1065
TGT|TARGET CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2732
TGT|TARGET CP|WSEA|WOLVERINE SECURITIES, LLC|29876
TGT|TARGET CP|WTFS|JUST2TRADE, INC.|11
TGT|TARGET CP|XIST|INSTINET, LLC|71532
TGT|TARGET CP|XPQR|Jump Trading|8453
TGT|TARGET CP|XPUS|XP SECURITIES, LLC|202
TGT|TARGET CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|354422
TGT|TARGET CP|YKNA|COMHAR CAPITAL MARKETS, LLC|7124
TGT|TARGET CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38268
TGTX|TG THERAPEUTICSCMN|AGIS|Aegis Capital Corp.|21334
TGTX|TG THERAPEUTICSCMN|APCC|Apex Clearing Corporation|3648
TGTX|TG THERAPEUTICSCMN|BATM|CBOE TRADING, INC.|300
TGTX|TG THERAPEUTICSCMN|BAYT|BTIG, LLC|700
TGTX|TG THERAPEUTICSCMN|BBNT|BB&T SECURITIES, LLC|1200
TGTX|TG THERAPEUTICSCMN|BERN|Sanford C. Bernstein & Co., LLC|16810
TGTX|TG THERAPEUTICSCMN|BIMI|Banca IMI Securities Corp.|30107
TGTX|TG THERAPEUTICSCMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6744
TGTX|TG THERAPEUTICSCMN|BLKX|INSTINET, LLC|17000
TGTX|TG THERAPEUTICSCMN|BMOC|BMO Capital Markets Corp.|8787
TGTX|TG THERAPEUTICSCMN|BNPX|BNP PARIBAS SECURITIES CORP.|48446
TGTX|TG THERAPEUTICSCMN|BRGE|Newbridge Securities Corp.|190
TGTX|TG THERAPEUTICSCMN|BTIG|BTIG, LLC|12516
TGTX|TG THERAPEUTICSCMN|CANT|Cantor Fitzgerald & Co.|1363
TGTX|TG THERAPEUTICSCMN|CHAS|Charles Schwab & Co., Inc.|2300
TGTX|TG THERAPEUTICSCMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|100
TGTX|TG THERAPEUTICSCMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|172757
TGTX|TG THERAPEUTICSCMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
TGTX|TG THERAPEUTICSCMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|160800
TGTX|TG THERAPEUTICSCMN|CTDL|Citadel Derivatives Group Llc|6340
TGTX|TG THERAPEUTICSCMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|35672
TGTX|TG THERAPEUTICSCMN|DBAB|Deutsche Bank Securities Inc.|603978
TGTX|TG THERAPEUTICSCMN|DBAX|Deutsche Bank Securities Inc.|193300
TGTX|TG THERAPEUTICSCMN|DBUL|Deutsche Bank Securities Inc.|2629
TGTX|TG THERAPEUTICSCMN|DEAN|MORGAN STANLEY|13215
TGTX|TG THERAPEUTICSCMN|DEGS|RONIN PROFESSIONAL LLC|14975
TGTX|TG THERAPEUTICSCMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20131
TGTX|TG THERAPEUTICSCMN|EBXL|EBX LLC|110500
TGTX|TG THERAPEUTICSCMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|3115
TGTX|TG THERAPEUTICSCMN|EDJO|Edward D. Jones & Co., L.P.|1813
TGTX|TG THERAPEUTICSCMN|EGAM|CBOE TRADING, INC.|26471
TGTX|TG THERAPEUTICSCMN|EGMT|EG MARKET TECHNOLOGIES LLC|200
TGTX|TG THERAPEUTICSCMN|EGXM|CBOE TRADING, INC.|1605
TGTX|TG THERAPEUTICSCMN|ETBE|Electronic Transaction Clearing, Inc.|33
TGTX|TG THERAPEUTICSCMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
TGTX|TG THERAPEUTICSCMN|ETCC|Electronic Transaction Clearing, Inc.|200
TGTX|TG THERAPEUTICSCMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7642
TGTX|TG THERAPEUTICSCMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37326
TGTX|TG THERAPEUTICSCMN|ETRS|E*Trade Securities LLC|418593
TGTX|TG THERAPEUTICSCMN|FBCO|Credit Suisse Securities (USA) LLC|414918
TGTX|TG THERAPEUTICSCMN|FBRC|B. RILEY FBR, INC.|1900
TGTX|TG THERAPEUTICSCMN|FBSB|U.S. Bancorp Investments, Inc.|600
TGTX|TG THERAPEUTICSCMN|FILL|Tradestation Securities, Inc.|3714
TGTX|TG THERAPEUTICSCMN|FMAF|NBCN Inc./ CDS|1463
TGTX|TG THERAPEUTICSCMN|FOMA|TD AMERITRADE CLEARING, INC.|851233
TGTX|TG THERAPEUTICSCMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17282
TGTX|TG THERAPEUTICSCMN|FTBR|Foliofn Investments, Inc.|96
TGTX|TG THERAPEUTICSCMN|GEBB|GLOBAL EXECUTION BROKERS, LP|67372
TGTX|TG THERAPEUTICSCMN|GLIS|TD Securities Inc|1370
TGTX|TG THERAPEUTICSCMN|GLPX|ACS EXECUTION SERVICES, LLC|235
TGTX|TG THERAPEUTICSCMN|GSCO|GOLDMAN SACHS & CO. LLC|1344554
TGTX|TG THERAPEUTICSCMN|GSCS|GOLDMAN SACHS & CO. LLC|63894
TGTX|TG THERAPEUTICSCMN|GSLT|GOLDMAN SACHS & CO. LLC|4877
TGTX|TG THERAPEUTICSCMN|GTSZ|GTS SECURITIES LLC|26737
TGTX|TG THERAPEUTICSCMN|HAPX|HAP Trading, LLC|273
TGTX|TG THERAPEUTICSCMN|HRBF|American Enterprise Investment Services Inc.|5049
TGTX|TG THERAPEUTICSCMN|HSBC|HSBC Securities, Inc.|2200
TGTX|TG THERAPEUTICSCMN|IBKR|Interactive Brokers Llc|350475
TGTX|TG THERAPEUTICSCMN|ICBX|INSTINET, LLC|40756
TGTX|TG THERAPEUTICSCMN|IEQY|CITADEL SECURITIES LLC|60989
TGTX|TG THERAPEUTICSCMN|INCA|INSTINET, LLC|116486
TGTX|TG THERAPEUTICSCMN|INJX|INSTINET, LLC|587386
TGTX|TG THERAPEUTICSCMN|ITGI|ITG Inc.|17322
TGTX|TG THERAPEUTICSCMN|ITGP|ITG INC.|236600
TGTX|TG THERAPEUTICSCMN|JANY|Janney Montgomery Scott Inc.|46
TGTX|TG THERAPEUTICSCMN|JEFF|JEFFERIES LLC|181910
TGTX|TG THERAPEUTICSCMN|JMPT|JUMP TRADING, LLC|26411
TGTX|TG THERAPEUTICSCMN|JONE|JonesTrading|180
TGTX|TG THERAPEUTICSCMN|JPBX|J.P. MORGAN SECURITIES LLC|44555
TGTX|TG THERAPEUTICSCMN|JPMX|J.P. Morgan Securities LLC|495715
TGTX|TG THERAPEUTICSCMN|KCGM|VIRTU Americas LLC|78935
TGTX|TG THERAPEUTICSCMN|LEHM|Barclays Capital Inc./Le|1064347
TGTX|TG THERAPEUTICSCMN|LIME|Lime Brokerage LLC|252930
TGTX|TG THERAPEUTICSCMN|LMGP|LIME BROKERAGE LLC|6853
TGTX|TG THERAPEUTICSCMN|LQNA|LIQUIDNET, INC.|37000
TGTX|TG THERAPEUTICSCMN|LSCI|Lek Securities Corporation|343
TGTX|TG THERAPEUTICSCMN|LTCO|Ladenburg, Thalmann & Co., Inc.|1607250
TGTX|TG THERAPEUTICSCMN|MAXM|Maxim Group LLC|3193
TGTX|TG THERAPEUTICSCMN|MBTS|ALLY INVEST SECURITIES LLC|266
TGTX|TG THERAPEUTICSCMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|198370
TGTX|TG THERAPEUTICSCMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2220
TGTX|TG THERAPEUTICSCMN|MSCO|MORGAN STANLEY & CO. LLC|2805695
TGTX|TG THERAPEUTICSCMN|MSPL|MORGAN STANLEY & CO. LLC|86500
TGTX|TG THERAPEUTICSCMN|MSTX|MORGAN STANLEY & CO. LLC|87300
TGTX|TG THERAPEUTICSCMN|NATL|National Securities Corporation|963733
TGTX|TG THERAPEUTICSCMN|NFSC|National Financial Services LLC|860647
TGTX|TG THERAPEUTICSCMN|NITE|VIRTU Americas LLC|1037890
TGTX|TG THERAPEUTICSCMN|NITP|VIRTU Americas LLC|26039
TGTX|TG THERAPEUTICSCMN|NQRB|Brut, LLC|11067
TGTX|TG THERAPEUTICSCMN|NTFN|Network 1 Financial Securities Inc.|1312
TGTX|TG THERAPEUTICSCMN|OPCO|Oppenheimer & Co. Inc.|265
TGTX|TG THERAPEUTICSCMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2360
TGTX|TG THERAPEUTICSCMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|440
TGTX|TG THERAPEUTICSCMN|PCFF|Pacific International Securities Inc./CDS|2000
TGTX|TG THERAPEUTICSCMN|PDQM|CODA MARKETS, INC.|91854
TGTX|TG THERAPEUTICSCMN|PHLY|NASDAQ Execution Services, LLC|13200
TGTX|TG THERAPEUTICSCMN|PIPR|Piper Jaffray & Co.|34709
TGTX|TG THERAPEUTICSCMN|PWJC|UBS Financial Services, Inc.|8375
TGTX|TG THERAPEUTICSCMN|RAJA|Raymond James & Associates, Inc.|70628
TGTX|TG THERAPEUTICSCMN|RBCM|RBC CAPITAL MARKETS, LLC|32254
TGTX|TG THERAPEUTICSCMN|RGLD|Regal Securities, Inc|51
TGTX|TG THERAPEUTICSCMN|RHCO|Suntrust Robinson Humphrey, Inc.|1605000
TGTX|TG THERAPEUTICSCMN|SAGW|SAGETRADER, LLC|3390
TGTX|TG THERAPEUTICSCMN|SALI|INTL FCSTONE FINANCIAL INC.|4719
TGTX|TG THERAPEUTICSCMN|SBSH|Citigroup Global Markets Inc.|280224
TGTX|TG THERAPEUTICSCMN|SGMT|GOLDMAN SACHS & CO. LLC|202830
TGTX|TG THERAPEUTICSCMN|SPDR|SPEEDROUTE LLC|2000
TGTX|TG THERAPEUTICSCMN|SPTD|MINT GLOBAL MARKETS, INC.|3000
TGTX|TG THERAPEUTICSCMN|STFL|Stifel, Nicolaus & Company, Incorporated|2840
TGTX|TG THERAPEUTICSCMN|STXG|Stockcross Financial Services, Inc.|1300
TGTX|TG THERAPEUTICSCMN|SWIM|TD Ameritrade, Inc.|230676
TGTX|TG THERAPEUTICSCMN|SWST|Hilltop Securities Inc.|13420
TGTX|TG THERAPEUTICSCMN|TKNG|ALLY INVEST SECURITIES LLC|5381
TGTX|TG THERAPEUTICSCMN|TRBT|Tradebot Systems, Inc.|61047
TGTX|TG THERAPEUTICSCMN|TRCM|TRC MARKETS LLC|62808
TGTX|TG THERAPEUTICSCMN|TWTT|TASTYWORKS, INC.|100
TGTX|TG THERAPEUTICSCMN|UBSA|UBS SECURITIES LLC|812392
TGTX|TG THERAPEUTICSCMN|UBSS|UBS Securities LLC|1786447
TGTX|TG THERAPEUTICSCMN|VALX|VIRTU AMERICAS LLC|165679
TGTX|TG THERAPEUTICSCMN|VGRD|Vanguard Marketing Corporation|59677
TGTX|TG THERAPEUTICSCMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
TGTX|TG THERAPEUTICSCMN|WCHV|WELLS FARGO SECURITIES, LLC|124495
TGTX|TG THERAPEUTICSCMN|WEDB|WEDBUSH SECURITIES INC.|8000
TGTX|TG THERAPEUTICSCMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47263
TGTX|TG THERAPEUTICSCMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18971
TGTX|TG THERAPEUTICSCMN|WGIF|CIBC World Markets Inc.|1750
TGTX|TG THERAPEUTICSCMN|WSEA|WOLVERINE SECURITIES, LLC|5831
TGTX|TG THERAPEUTICSCMN|XIST|INSTINET, LLC|9000
TGTX|TG THERAPEUTICSCMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|39108
TGTX|TG THERAPEUTICSCMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9387
THC|TENET HLTHCRE CP|ALTX|Alternet Securities Inc.|8127
THC|TENET HLTHCRE CP|APCC|Apex Clearing Corporation|7223
THC|TENET HLTHCRE CP|AQUA|AQUA SECURITIES L.P.|10700
THC|TENET HLTHCRE CP|BANK|Primevest Financial Services, Inc.|206
THC|TENET HLTHCRE CP|BARD|Robert W. Baird & Co. Incorporated|200
THC|TENET HLTHCRE CP|BATM|CBOE TRADING, INC.|27262
THC|TENET HLTHCRE CP|BAYT|BTIG, LLC|48621
THC|TENET HLTHCRE CP|BBNT|BB&T SECURITIES, LLC|770
THC|TENET HLTHCRE CP|BERN|Sanford C. Bernstein & Co., LLC|163175
THC|TENET HLTHCRE CP|BIMI|Banca IMI Securities Corp.|1460
THC|TENET HLTHCRE CP|BKCM|BNY Mellon Capital Markets LLC|24053
THC|TENET HLTHCRE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16535
THC|TENET HLTHCRE CP|BLKX|INSTINET, LLC|194099
THC|TENET HLTHCRE CP|BRVL|BLAYLOCK VAN, LLC|1400
THC|TENET HLTHCRE CP|BTIG|BTIG, LLC|37613
THC|TENET HLTHCRE CP|BYXM|CBOE TRADING, INC.|877
THC|TENET HLTHCRE CP|CANT|Cantor Fitzgerald & Co.|18882
THC|TENET HLTHCRE CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|79800
THC|TENET HLTHCRE CP|CBRA|Cobra Trading, Inc.|800
THC|TENET HLTHCRE CP|CHAS|Charles Schwab & Co., Inc.|374
THC|TENET HLTHCRE CP|CIST|Capital Institutional Services, Inc.|23
THC|TENET HLTHCRE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71187
THC|TENET HLTHCRE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9597
THC|TENET HLTHCRE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|478542
THC|TENET HLTHCRE CP|CTDL|Citadel Derivatives Group Llc|70407
THC|TENET HLTHCRE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|110032
THC|TENET HLTHCRE CP|DAKO|Dakota Securities International, Inc.|300
THC|TENET HLTHCRE CP|DBAB|Deutsche Bank Securities Inc.|524385
THC|TENET HLTHCRE CP|DBAX|Deutsche Bank Securities Inc.|375100
THC|TENET HLTHCRE CP|DBUL|Deutsche Bank Securities Inc.|4077
THC|TENET HLTHCRE CP|DCHF|Dart Executions, LLC|6882
THC|TENET HLTHCRE CP|DEAN|MORGAN STANLEY|9357
THC|TENET HLTHCRE CP|DEGS|RONIN PROFESSIONAL LLC|1400
THC|TENET HLTHCRE CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3257
THC|TENET HLTHCRE CP|EBXL|EBX LLC|255800
THC|TENET HLTHCRE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6318
THC|TENET HLTHCRE CP|EDJO|Edward D. Jones & Co., L.P.|12839
THC|TENET HLTHCRE CP|EGAM|CBOE TRADING, INC.|8616
THC|TENET HLTHCRE CP|EGAW|CBOE TRADING, INC.|165
THC|TENET HLTHCRE CP|EGMT|EG MARKET TECHNOLOGIES LLC|2183
THC|TENET HLTHCRE CP|EGXM|CBOE TRADING, INC.|9435
THC|TENET HLTHCRE CP|EGXW|CBOE TRADING, INC.|105
THC|TENET HLTHCRE CP|ETBE|Electronic Transaction Clearing, Inc.|28408
THC|TENET HLTHCRE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47286
THC|TENET HLTHCRE CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2119
THC|TENET HLTHCRE CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
THC|TENET HLTHCRE CP|ETRS|E*Trade Securities LLC|196107
THC|TENET HLTHCRE CP|FILL|Tradestation Securities, Inc.|18931
THC|TENET HLTHCRE CP|FMAF|NBCN Inc./ CDS|2637
THC|TENET HLTHCRE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7323
THC|TENET HLTHCRE CP|FQLS|Quantlab Securities LP|288915
THC|TENET HLTHCRE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|143377
THC|TENET HLTHCRE CP|FTBR|Foliofn Investments, Inc.|11407
THC|TENET HLTHCRE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|5793
THC|TENET HLTHCRE CP|GLIS|TD Securities Inc|1250
THC|TENET HLTHCRE CP|GLPX|ACS EXECUTION SERVICES, LLC|37684
THC|TENET HLTHCRE CP|GSCO|GOLDMAN SACHS & CO. LLC|559487
THC|TENET HLTHCRE CP|GSCS|GOLDMAN SACHS & CO. LLC|12202
THC|TENET HLTHCRE CP|GSLT|GOLDMAN SACHS & CO. LLC|9100
THC|TENET HLTHCRE CP|GTSZ|GTS SECURITIES LLC|122153
THC|TENET HLTHCRE CP|HAPX|HAP Trading, LLC|91
THC|TENET HLTHCRE CP|HRBF|American Enterprise Investment Services Inc.|13364
THC|TENET HLTHCRE CP|HSBC|HSBC Securities, Inc.|199
THC|TENET HLTHCRE CP|IATS|INTERACTIVE BROKERS LLC|40460
THC|TENET HLTHCRE CP|IBKR|Interactive Brokers Llc|50306
THC|TENET HLTHCRE CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|29
THC|TENET HLTHCRE CP|ICBX|INSTINET, LLC|77804
THC|TENET HLTHCRE CP|IEQY|CITADEL SECURITIES LLC|127255
THC|TENET HLTHCRE CP|INCA|INSTINET, LLC|374544
THC|TENET HLTHCRE CP|INJX|INSTINET, LLC|12440
THC|TENET HLTHCRE CP|ITGI|ITG Inc.|35605
THC|TENET HLTHCRE CP|ITGP|ITG INC.|198600
THC|TENET HLTHCRE CP|JANY|Janney Montgomery Scott Inc.|4600
THC|TENET HLTHCRE CP|JEFF|JEFFERIES LLC|151494
THC|TENET HLTHCRE CP|JMPT|JUMP TRADING, LLC|101529
THC|TENET HLTHCRE CP|JONE|JonesTrading|340
THC|TENET HLTHCRE CP|JPBX|J.P. MORGAN SECURITIES LLC|115544
THC|TENET HLTHCRE CP|JPMX|J.P. Morgan Securities LLC|617104
THC|TENET HLTHCRE CP|JSJX|JANE STREET CAPITAL LLC|10026
THC|TENET HLTHCRE CP|KCGM|VIRTU Americas LLC|41554
THC|TENET HLTHCRE CP|LEHM|Barclays Capital Inc./Le|865396
THC|TENET HLTHCRE CP|LIME|Lime Brokerage LLC|43857
THC|TENET HLTHCRE CP|LOOP|Loop Capital Markets LLC|1236
THC|TENET HLTHCRE CP|LQNA|LIQUIDNET, INC.|170300
THC|TENET HLTHCRE CP|LSCI|Lek Securities Corporation|199671
THC|TENET HLTHCRE CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
THC|TENET HLTHCRE CP|MAVB|Great Point Capital LLC|400
THC|TENET HLTHCRE CP|MBTS|ALLY INVEST SECURITIES LLC|10591
THC|TENET HLTHCRE CP|MCMF|Raymond James Ltd. Cds|2050
THC|TENET HLTHCRE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|172212
THC|TENET HLTHCRE CP|MOTF|MOTIF INVESTING, INC.|15
THC|TENET HLTHCRE CP|MSCO|MORGAN STANLEY & CO. LLC|2017887
THC|TENET HLTHCRE CP|MSPL|MORGAN STANLEY & CO. LLC|560900
THC|TENET HLTHCRE CP|MSTX|MORGAN STANLEY & CO. LLC|314900
THC|TENET HLTHCRE CP|MULL|MARK J. MULLER EQUITIES, INC.|12237
THC|TENET HLTHCRE CP|NFSC|National Financial Services LLC|447111
THC|TENET HLTHCRE CP|NITE|VIRTU Americas LLC|942409
THC|TENET HLTHCRE CP|NITP|VIRTU Americas LLC|580
THC|TENET HLTHCRE CP|NQRB|Brut, LLC|20444
THC|TENET HLTHCRE CP|NTBF|BMO Nesbitt Burns Inc./CDS|750
THC|TENET HLTHCRE CP|OHOS|TWO SIGMA SECURITIES, LLC|104403
THC|TENET HLTHCRE CP|OPCO|Oppenheimer & Co. Inc.|1043
THC|TENET HLTHCRE CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
THC|TENET HLTHCRE CP|PDQM|CODA MARKETS, INC.|67147
THC|TENET HLTHCRE CP|PHLY|NASDAQ Execution Services, LLC|34400
THC|TENET HLTHCRE CP|PIPR|Piper Jaffray & Co.|12428
THC|TENET HLTHCRE CP|PWJC|UBS Financial Services, Inc.|1125
THC|TENET HLTHCRE CP|QMSR|QUATTRO M SECURITIES INC.|239
THC|TENET HLTHCRE CP|RBCM|RBC CAPITAL MARKETS, LLC|6844
THC|TENET HLTHCRE CP|RGLD|Regal Securities, Inc|990
THC|TENET HLTHCRE CP|RHCO|Suntrust Robinson Humphrey, Inc.|1465
THC|TENET HLTHCRE CP|RJLC|RJL CAPITAL GROUP, LLC|5100
THC|TENET HLTHCRE CP|SAGL|SAGETRADER, LLC|2530
THC|TENET HLTHCRE CP|SAGW|SAGETRADER, LLC|33
THC|TENET HLTHCRE CP|SALI|INTL FCSTONE FINANCIAL INC.|46
THC|TENET HLTHCRE CP|SBSH|Citigroup Global Markets Inc.|808965
THC|TENET HLTHCRE CP|SEIC|SEI Investments Distribution Co.|100
THC|TENET HLTHCRE CP|SGMT|GOLDMAN SACHS & CO. LLC|163072
THC|TENET HLTHCRE CP|SOGO|Wang Investment Associates, Inc.|1000
THC|TENET HLTHCRE CP|SPDR|SPEEDROUTE LLC|5010
THC|TENET HLTHCRE CP|STFL|Stifel, Nicolaus & Company, Incorporated|5167
THC|TENET HLTHCRE CP|STKP|STOCKPILE INVESTMENTS, INC.|56
THC|TENET HLTHCRE CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
THC|TENET HLTHCRE CP|SWIM|TD Ameritrade, Inc.|393198
THC|TENET HLTHCRE CP|SWST|Hilltop Securities Inc.|32
THC|TENET HLTHCRE CP|TKNG|ALLY INVEST SECURITIES LLC|4851
THC|TENET HLTHCRE CP|TRBT|Tradebot Systems, Inc.|385878
THC|TENET HLTHCRE CP|TRCM|TRC MARKETS LLC|273615
THC|TENET HLTHCRE CP|TWTT|TASTYWORKS, INC.|807
THC|TENET HLTHCRE CP|UBSA|UBS SECURITIES LLC|674784
THC|TENET HLTHCRE CP|UBSS|UBS Securities LLC|1131572
THC|TENET HLTHCRE CP|VALX|VIRTU AMERICAS LLC|6684
THC|TENET HLTHCRE CP|VGRD|Vanguard Marketing Corporation|30794
THC|TENET HLTHCRE CP|VNDS|VANDHAM SECURITIES CORP|1205
THC|TENET HLTHCRE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1590
THC|TENET HLTHCRE CP|WCHV|WELLS FARGO SECURITIES, LLC|65791
THC|TENET HLTHCRE CP|WDNX|WEEDEN & CO.L.P.|662
THC|TENET HLTHCRE CP|WEDB|WEDBUSH SECURITIES INC.|4461
THC|TENET HLTHCRE CP|WEED|Weeden & Co.L.P.|7354
THC|TENET HLTHCRE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35097
THC|TENET HLTHCRE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36550
THC|TENET HLTHCRE CP|WFPB|Wells Fargo Securities, LLC.|2826
THC|TENET HLTHCRE CP|WGIF|CIBC World Markets Inc.|10910
THC|TENET HLTHCRE CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|298
THC|TENET HLTHCRE CP|WOLF|Wolfe Trahan Securities|400
THC|TENET HLTHCRE CP|WSEA|WOLVERINE SECURITIES, LLC|17295
THC|TENET HLTHCRE CP|XIST|INSTINET, LLC|103000
THC|TENET HLTHCRE CP|XPQR|Jump Trading|3123
THC|TENET HLTHCRE CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|45568
THC|TENET HLTHCRE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2210
THC|TENET HLTHCRE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4593
THD|ISHS MSCI THAILAN|ALTX|Alternet Securities Inc.|2535
THD|ISHS MSCI THAILAN|APCC|Apex Clearing Corporation|84
THD|ISHS MSCI THAILAN|BARD|Robert W. Baird & Co. Incorporated|5
THD|ISHS MSCI THAILAN|BATM|CBOE TRADING, INC.|300
THD|ISHS MSCI THAILAN|BAYC|BAY CREST PARTNERS, LLC|8295
THD|ISHS MSCI THAILAN|BERN|Sanford C. Bernstein & Co., LLC|19
THD|ISHS MSCI THAILAN|BKCM|BNY Mellon Capital Markets LLC|855
THD|ISHS MSCI THAILAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14995
THD|ISHS MSCI THAILAN|BNPX|BNP PARIBAS SECURITIES CORP.|5674
THD|ISHS MSCI THAILAN|BYXM|CBOE TRADING, INC.|9636
THD|ISHS MSCI THAILAN|CHAS|Charles Schwab & Co., Inc.|553
THD|ISHS MSCI THAILAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20000
THD|ISHS MSCI THAILAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7648
THD|ISHS MSCI THAILAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80244
THD|ISHS MSCI THAILAN|CSIN|Citadel Securities Institutional LLC|107990
THD|ISHS MSCI THAILAN|CTDL|Citadel Derivatives Group Llc|175684
THD|ISHS MSCI THAILAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|3206
THD|ISHS MSCI THAILAN|DAVA|Davenport & Company LLC|110
THD|ISHS MSCI THAILAN|DBAB|Deutsche Bank Securities Inc.|1668
THD|ISHS MSCI THAILAN|DBAX|Deutsche Bank Securities Inc.|40800
THD|ISHS MSCI THAILAN|DEAN|MORGAN STANLEY|3673
THD|ISHS MSCI THAILAN|DEGS|RONIN PROFESSIONAL LLC|400
THD|ISHS MSCI THAILAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15478
THD|ISHS MSCI THAILAN|EBXL|EBX LLC|84100
THD|ISHS MSCI THAILAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|6149
THD|ISHS MSCI THAILAN|EDJO|Edward D. Jones & Co., L.P.|40
THD|ISHS MSCI THAILAN|EGAM|CBOE TRADING, INC.|7571
THD|ISHS MSCI THAILAN|EGAW|CBOE TRADING, INC.|100
THD|ISHS MSCI THAILAN|EGMT|EG MARKET TECHNOLOGIES LLC|100
THD|ISHS MSCI THAILAN|EGXM|CBOE TRADING, INC.|9415
THD|ISHS MSCI THAILAN|ESPO|ESPOSITO SECURITIES, LLC|738
THD|ISHS MSCI THAILAN|ETBE|Electronic Transaction Clearing, Inc.|4442
THD|ISHS MSCI THAILAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
THD|ISHS MSCI THAILAN|ETRS|E*Trade Securities LLC|8122
THD|ISHS MSCI THAILAN|FBSB|U.S. Bancorp Investments, Inc.|59
THD|ISHS MSCI THAILAN|FCST|INTL FCSTONE FINANCIAL INC.|33764
THD|ISHS MSCI THAILAN|FILL|Tradestation Securities, Inc.|957
THD|ISHS MSCI THAILAN|FLTU|FLOW TRADERS US LLC|35186
THD|ISHS MSCI THAILAN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|79986
THD|ISHS MSCI THAILAN|FMAF|NBCN Inc./ CDS|9688
THD|ISHS MSCI THAILAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27497
THD|ISHS MSCI THAILAN|FTBR|Foliofn Investments, Inc.|1086
THD|ISHS MSCI THAILAN|GEBB|GLOBAL EXECUTION BROKERS, LP|105
THD|ISHS MSCI THAILAN|GLPX|ACS EXECUTION SERVICES, LLC|24523
THD|ISHS MSCI THAILAN|GSCO|GOLDMAN SACHS & CO. LLC|110449
THD|ISHS MSCI THAILAN|GSCS|GOLDMAN SACHS & CO. LLC|55692
THD|ISHS MSCI THAILAN|GSLT|GOLDMAN SACHS & CO. LLC|9349
THD|ISHS MSCI THAILAN|GTSZ|GTS SECURITIES LLC|876
THD|ISHS MSCI THAILAN|HRBF|American Enterprise Investment Services Inc.|10176
THD|ISHS MSCI THAILAN|HSBC|HSBC Securities, Inc.|100
THD|ISHS MSCI THAILAN|IATS|INTERACTIVE BROKERS LLC|10645
THD|ISHS MSCI THAILAN|IBKR|Interactive Brokers Llc|15684
THD|ISHS MSCI THAILAN|ICBX|INSTINET, LLC|33038
THD|ISHS MSCI THAILAN|INCA|INSTINET, LLC|20430
THD|ISHS MSCI THAILAN|INJX|INSTINET, LLC|1259
THD|ISHS MSCI THAILAN|ITGI|ITG Inc.|3573
THD|ISHS MSCI THAILAN|ITGP|ITG INC.|32800
THD|ISHS MSCI THAILAN|JANY|Janney Montgomery Scott Inc.|528
THD|ISHS MSCI THAILAN|JEFF|JEFFERIES LLC|635
THD|ISHS MSCI THAILAN|JMPT|JUMP TRADING, LLC|3830
THD|ISHS MSCI THAILAN|JONE|JonesTrading|28096
THD|ISHS MSCI THAILAN|JPMX|J.P. Morgan Securities LLC|54404
THD|ISHS MSCI THAILAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|25600
THD|ISHS MSCI THAILAN|JSJX|JANE STREET CAPITAL LLC|533898
THD|ISHS MSCI THAILAN|KCGM|VIRTU Americas LLC|8594
THD|ISHS MSCI THAILAN|LEHM|Barclays Capital Inc./Le|101120
THD|ISHS MSCI THAILAN|LIME|Lime Brokerage LLC|20921
THD|ISHS MSCI THAILAN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
THD|ISHS MSCI THAILAN|MACC|Mid Atlantic Capital Corporation|139
THD|ISHS MSCI THAILAN|MAXM|Maxim Group LLC|34200
THD|ISHS MSCI THAILAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|179574
THD|ISHS MSCI THAILAN|MOTF|MOTIF INVESTING, INC.|1
THD|ISHS MSCI THAILAN|MPSG|E D & F Man Capital Markets Inc.|416
THD|ISHS MSCI THAILAN|MSCO|MORGAN STANLEY & CO. LLC|87069
THD|ISHS MSCI THAILAN|MSPL|MORGAN STANLEY & CO. LLC|17800
THD|ISHS MSCI THAILAN|NFSC|National Financial Services LLC|42900
THD|ISHS MSCI THAILAN|NITE|VIRTU Americas LLC|178640
THD|ISHS MSCI THAILAN|NITP|VIRTU Americas LLC|215
THD|ISHS MSCI THAILAN|NQRB|Brut, LLC|509
THD|ISHS MSCI THAILAN|OLDM|OLD MISSION CAPITAL, LLC|26603
THD|ISHS MSCI THAILAN|PAUL|Paulson Investment Company, Inc.|25
THD|ISHS MSCI THAILAN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|250000
THD|ISHS MSCI THAILAN|PCPT|PHILLIP CAPITAL INC.|140
THD|ISHS MSCI THAILAN|PDQM|CODA MARKETS, INC.|52285
THD|ISHS MSCI THAILAN|RBCM|RBC CAPITAL MARKETS, LLC|4910
THD|ISHS MSCI THAILAN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1700
THD|ISHS MSCI THAILAN|SAGL|SAGETRADER, LLC|3997
THD|ISHS MSCI THAILAN|SBSH|Citigroup Global Markets Inc.|1451
THD|ISHS MSCI THAILAN|SGMT|GOLDMAN SACHS & CO. LLC|110170
THD|ISHS MSCI THAILAN|SPDR|SPEEDROUTE LLC|3101
THD|ISHS MSCI THAILAN|STFL|Stifel, Nicolaus & Company, Incorporated|617
THD|ISHS MSCI THAILAN|SWIM|TD Ameritrade, Inc.|1412
THD|ISHS MSCI THAILAN|SWST|Hilltop Securities Inc.|1442
THD|ISHS MSCI THAILAN|TKNG|ALLY INVEST SECURITIES LLC|6
THD|ISHS MSCI THAILAN|TRBT|Tradebot Systems, Inc.|10230
THD|ISHS MSCI THAILAN|TRCM|TRC MARKETS LLC|1152
THD|ISHS MSCI THAILAN|UBSA|UBS SECURITIES LLC|187624
THD|ISHS MSCI THAILAN|UBSS|UBS Securities LLC|240464
THD|ISHS MSCI THAILAN|VALX|VIRTU AMERICAS LLC|6208
THD|ISHS MSCI THAILAN|VGRD|Vanguard Marketing Corporation|2620
THD|ISHS MSCI THAILAN|WBET|Wallachbeth Capital LLC|5600
THD|ISHS MSCI THAILAN|WCHV|WELLS FARGO SECURITIES, LLC|10061
THD|ISHS MSCI THAILAN|WEED|Weeden & Co.L.P.|310
THD|ISHS MSCI THAILAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|340
THD|ISHS MSCI THAILAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5574
THD|ISHS MSCI THAILAN|WGIF|CIBC World Markets Inc.|22
THD|ISHS MSCI THAILAN|WSEA|WOLVERINE SECURITIES, LLC|178
THD|ISHS MSCI THAILAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
THD|ISHS MSCI THAILAN|YKNA|COMHAR CAPITAL MARKETS, LLC|1764
THD|ISHS MSCI THAILAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2934
THFF|FIRST FINL CORP (IN)|ANOS|ABEL/NOSER, L.L.C.|173
THFF|FIRST FINL CORP (IN)|APCC|Apex Clearing Corporation|33
THFF|FIRST FINL CORP (IN)|BARD|Robert W. Baird & Co. Incorporated|608
THFF|FIRST FINL CORP (IN)|BATM|CBOE TRADING, INC.|100
THFF|FIRST FINL CORP (IN)|BERN|Sanford C. Bernstein & Co., LLC|2709
THFF|FIRST FINL CORP (IN)|BMOC|BMO Capital Markets Corp.|1790
THFF|FIRST FINL CORP (IN)|BNPX|BNP PARIBAS SECURITIES CORP.|1237
THFF|FIRST FINL CORP (IN)|BTIG|BTIG, LLC|23000
THFF|FIRST FINL CORP (IN)|BZYD|GOLDMAN SACHS & CO. LLC|689
THFF|FIRST FINL CORP (IN)|CANT|Cantor Fitzgerald & Co.|110
THFF|FIRST FINL CORP (IN)|CHAS|Charles Schwab & Co., Inc.|1
THFF|FIRST FINL CORP (IN)|CIST|Capital Institutional Services, Inc.|160
THFF|FIRST FINL CORP (IN)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|363
THFF|FIRST FINL CORP (IN)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5305
THFF|FIRST FINL CORP (IN)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3988
THFF|FIRST FINL CORP (IN)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14085
THFF|FIRST FINL CORP (IN)|CTDL|Citadel Derivatives Group Llc|1525
THFF|FIRST FINL CORP (IN)|CXCX|CITIGROUP GLOBAL MARKETS INC.|3062
THFF|FIRST FINL CORP (IN)|DBAB|Deutsche Bank Securities Inc.|40871
THFF|FIRST FINL CORP (IN)|DBAX|Deutsche Bank Securities Inc.|3400
THFF|FIRST FINL CORP (IN)|DEAN|MORGAN STANLEY|1000
THFF|FIRST FINL CORP (IN)|DEGS|RONIN PROFESSIONAL LLC|1085
THFF|FIRST FINL CORP (IN)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24
THFF|FIRST FINL CORP (IN)|EBXL|EBX LLC|1400
THFF|FIRST FINL CORP (IN)|EDJO|Edward D. Jones & Co., L.P.|3010
THFF|FIRST FINL CORP (IN)|EGAM|CBOE TRADING, INC.|366
THFF|FIRST FINL CORP (IN)|EGXM|CBOE TRADING, INC.|2
THFF|FIRST FINL CORP (IN)|ETRS|E*Trade Securities LLC|580
THFF|FIRST FINL CORP (IN)|FBCO|Credit Suisse Securities (USA) LLC|37549
THFF|FIRST FINL CORP (IN)|FINX|FINTECH SECURITIES|2027
THFF|FIRST FINL CORP (IN)|FOMA|TD AMERITRADE CLEARING, INC.|1640
THFF|FIRST FINL CORP (IN)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3405
THFF|FIRST FINL CORP (IN)|FTBR|Foliofn Investments, Inc.|29
THFF|FIRST FINL CORP (IN)|GEBB|GLOBAL EXECUTION BROKERS, LP|4053
THFF|FIRST FINL CORP (IN)|GLPX|ACS EXECUTION SERVICES, LLC|1371
THFF|FIRST FINL CORP (IN)|GSCO|GOLDMAN SACHS & CO. LLC|99899
THFF|FIRST FINL CORP (IN)|GSCS|GOLDMAN SACHS & CO. LLC|95
THFF|FIRST FINL CORP (IN)|GTSZ|GTS SECURITIES LLC|107
THFF|FIRST FINL CORP (IN)|IBKR|Interactive Brokers Llc|3904
THFF|FIRST FINL CORP (IN)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|67
THFF|FIRST FINL CORP (IN)|ICBX|INSTINET, LLC|1400
THFF|FIRST FINL CORP (IN)|IEQY|CITADEL SECURITIES LLC|3370
THFF|FIRST FINL CORP (IN)|INCA|INSTINET, LLC|16814
THFF|FIRST FINL CORP (IN)|INJX|INSTINET, LLC|9301
THFF|FIRST FINL CORP (IN)|ITGI|ITG Inc.|18999
THFF|FIRST FINL CORP (IN)|ITGP|ITG INC.|3800
THFF|FIRST FINL CORP (IN)|JEFF|JEFFERIES LLC|15309
THFF|FIRST FINL CORP (IN)|JPMX|J.P. Morgan Securities LLC|9245
THFF|FIRST FINL CORP (IN)|KBWI|Keefe, Bruyette & Woods, Inc.|28858
THFF|FIRST FINL CORP (IN)|KCGM|VIRTU Americas LLC|294
THFF|FIRST FINL CORP (IN)|LEHM|Barclays Capital Inc./Le|32729
THFF|FIRST FINL CORP (IN)|LIME|Lime Brokerage LLC|38102
THFF|FIRST FINL CORP (IN)|LMGP|LIME BROKERAGE LLC|5945
THFF|FIRST FINL CORP (IN)|MAXM|Maxim Group LLC|1194
THFF|FIRST FINL CORP (IN)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3620
THFF|FIRST FINL CORP (IN)|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
THFF|FIRST FINL CORP (IN)|MSCO|MORGAN STANLEY & CO. LLC|115018
THFF|FIRST FINL CORP (IN)|MSPL|MORGAN STANLEY & CO. LLC|5500
THFF|FIRST FINL CORP (IN)|NFSC|National Financial Services LLC|6629
THFF|FIRST FINL CORP (IN)|NITE|VIRTU Americas LLC|23120
THFF|FIRST FINL CORP (IN)|NITP|VIRTU Americas LLC|300
THFF|FIRST FINL CORP (IN)|NQRB|Brut, LLC|200
THFF|FIRST FINL CORP (IN)|PDQM|CODA MARKETS, INC.|1883
THFF|FIRST FINL CORP (IN)|RAJA|Raymond James & Associates, Inc.|1293
THFF|FIRST FINL CORP (IN)|SAGW|SAGETRADER, LLC|100
THFF|FIRST FINL CORP (IN)|SBSH|Citigroup Global Markets Inc.|21907
THFF|FIRST FINL CORP (IN)|SGMT|GOLDMAN SACHS & CO. LLC|3793
THFF|FIRST FINL CORP (IN)|SPDR|SPEEDROUTE LLC|425
THFF|FIRST FINL CORP (IN)|SWST|Hilltop Securities Inc.|30
THFF|FIRST FINL CORP (IN)|TRBT|Tradebot Systems, Inc.|765
THFF|FIRST FINL CORP (IN)|TRCM|TRC MARKETS LLC|20129
THFF|FIRST FINL CORP (IN)|UBSA|UBS SECURITIES LLC|20466
THFF|FIRST FINL CORP (IN)|UBSS|UBS Securities LLC|61558
THFF|FIRST FINL CORP (IN)|VALX|VIRTU AMERICAS LLC|3929
THFF|FIRST FINL CORP (IN)|VGRD|Vanguard Marketing Corporation|206
THFF|FIRST FINL CORP (IN)|WABR|Wall Street Access|100
THFF|FIRST FINL CORP (IN)|WCHV|WELLS FARGO SECURITIES, LLC|3514
THFF|FIRST FINL CORP (IN)|WEED|Weeden & Co.L.P.|6310
THFF|FIRST FINL CORP (IN)|XIST|INSTINET, LLC|260
THFF|FIRST FINL CORP (IN)|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
THFF|FIRST FINL CORP (IN)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|82
THG|HANOVER INSURANCE GR|ABLE|NATIXIS Securities Americas LLC|12800
THG|HANOVER INSURANCE GR|ALTX|Alternet Securities Inc.|1300
THG|HANOVER INSURANCE GR|ANOS|ABEL/NOSER, L.L.C.|621
THG|HANOVER INSURANCE GR|APCC|Apex Clearing Corporation|45
THG|HANOVER INSURANCE GR|BARD|Robert W. Baird & Co. Incorporated|4
THG|HANOVER INSURANCE GR|BATM|CBOE TRADING, INC.|2933
THG|HANOVER INSURANCE GR|BBNT|BB&T SECURITIES, LLC|32
THG|HANOVER INSURANCE GR|BERN|Sanford C. Bernstein & Co., LLC|15483
THG|HANOVER INSURANCE GR|BIDS|BIDS TRADING L.P.|200
THG|HANOVER INSURANCE GR|BKCM|BNY Mellon Capital Markets LLC|8447
THG|HANOVER INSURANCE GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6800
THG|HANOVER INSURANCE GR|BLKX|INSTINET, LLC|21997
THG|HANOVER INSURANCE GR|BNCH|The Benchmark Company, LLC|5942
THG|HANOVER INSURANCE GR|BNPX|BNP PARIBAS SECURITIES CORP.|56403
THG|HANOVER INSURANCE GR|BRVL|BLAYLOCK VAN, LLC|200
THG|HANOVER INSURANCE GR|BTIG|BTIG, LLC|3582
THG|HANOVER INSURANCE GR|BZYD|GOLDMAN SACHS & CO. LLC|50
THG|HANOVER INSURANCE GR|CHAS|Charles Schwab & Co., Inc.|232
THG|HANOVER INSURANCE GR|CIST|Capital Institutional Services, Inc.|4304
THG|HANOVER INSURANCE GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12464
THG|HANOVER INSURANCE GR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|377
THG|HANOVER INSURANCE GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97663
THG|HANOVER INSURANCE GR|CTDL|Citadel Derivatives Group Llc|1002
THG|HANOVER INSURANCE GR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3726
THG|HANOVER INSURANCE GR|DADA|D.A. Davidson & Co.|6
THG|HANOVER INSURANCE GR|DBAB|Deutsche Bank Securities Inc.|99630
THG|HANOVER INSURANCE GR|DBAX|Deutsche Bank Securities Inc.|52200
THG|HANOVER INSURANCE GR|DBUL|Deutsche Bank Securities Inc.|590
THG|HANOVER INSURANCE GR|DEAN|MORGAN STANLEY|792
THG|HANOVER INSURANCE GR|DEGS|RONIN PROFESSIONAL LLC|200
THG|HANOVER INSURANCE GR|EBXL|EBX LLC|54500
THG|HANOVER INSURANCE GR|ECUT|CONVERGEX EXECUTION SOLUTIONS|7910
THG|HANOVER INSURANCE GR|EDJO|Edward D. Jones & Co., L.P.|537
THG|HANOVER INSURANCE GR|EGAM|CBOE TRADING, INC.|1509
THG|HANOVER INSURANCE GR|EGAW|CBOE TRADING, INC.|40
THG|HANOVER INSURANCE GR|EGMT|EG MARKET TECHNOLOGIES LLC|457
THG|HANOVER INSURANCE GR|EGXM|CBOE TRADING, INC.|174
THG|HANOVER INSURANCE GR|EGXW|CBOE TRADING, INC.|100
THG|HANOVER INSURANCE GR|ETBE|Electronic Transaction Clearing, Inc.|62
THG|HANOVER INSURANCE GR|ETCC|Electronic Transaction Clearing, Inc.|422
THG|HANOVER INSURANCE GR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8218
THG|HANOVER INSURANCE GR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|31
THG|HANOVER INSURANCE GR|ETRS|E*Trade Securities LLC|707
THG|HANOVER INSURANCE GR|FILL|Tradestation Securities, Inc.|90
THG|HANOVER INSURANCE GR|FINX|FINTECH SECURITIES|100
THG|HANOVER INSURANCE GR|FMAF|NBCN Inc./ CDS|1129
THG|HANOVER INSURANCE GR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2079
THG|HANOVER INSURANCE GR|FQLS|Quantlab Securities LP|42637
THG|HANOVER INSURANCE GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38789
THG|HANOVER INSURANCE GR|FTBR|Foliofn Investments, Inc.|698
THG|HANOVER INSURANCE GR|GLPX|ACS EXECUTION SERVICES, LLC|18281
THG|HANOVER INSURANCE GR|GSCO|GOLDMAN SACHS & CO. LLC|258004
THG|HANOVER INSURANCE GR|GSLT|GOLDMAN SACHS & CO. LLC|1305
THG|HANOVER INSURANCE GR|GTSZ|GTS SECURITIES LLC|23663
THG|HANOVER INSURANCE GR|HRBF|American Enterprise Investment Services Inc.|5907
THG|HANOVER INSURANCE GR|HSBC|HSBC Securities, Inc.|100
THG|HANOVER INSURANCE GR|IATS|INTERACTIVE BROKERS LLC|2225
THG|HANOVER INSURANCE GR|IBKR|Interactive Brokers Llc|9622
THG|HANOVER INSURANCE GR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|350
THG|HANOVER INSURANCE GR|ICBX|INSTINET, LLC|9051
THG|HANOVER INSURANCE GR|IEQY|CITADEL SECURITIES LLC|14012
THG|HANOVER INSURANCE GR|INCA|INSTINET, LLC|43995
THG|HANOVER INSURANCE GR|INJX|INSTINET, LLC|12011
THG|HANOVER INSURANCE GR|ITGI|ITG Inc.|34266
THG|HANOVER INSURANCE GR|ITGP|ITG INC.|59600
THG|HANOVER INSURANCE GR|JANY|Janney Montgomery Scott Inc.|151
THG|HANOVER INSURANCE GR|JEFF|JEFFERIES LLC|30757
THG|HANOVER INSURANCE GR|JMPT|JUMP TRADING, LLC|7534
THG|HANOVER INSURANCE GR|JPBX|J.P. MORGAN SECURITIES LLC|6434
THG|HANOVER INSURANCE GR|JPMX|J.P. Morgan Securities LLC|45841
THG|HANOVER INSURANCE GR|JSJX|JANE STREET CAPITAL LLC|4483
THG|HANOVER INSURANCE GR|KBWI|Keefe, Bruyette & Woods, Inc.|100
THG|HANOVER INSURANCE GR|KCGM|VIRTU Americas LLC|13825
THG|HANOVER INSURANCE GR|LEHM|Barclays Capital Inc./Le|120410
THG|HANOVER INSURANCE GR|LIME|Lime Brokerage LLC|5692
THG|HANOVER INSURANCE GR|LQNA|LIQUIDNET, INC.|2000
THG|HANOVER INSURANCE GR|LSCI|Lek Securities Corporation|2
THG|HANOVER INSURANCE GR|MCBT|Moors & Cabot, Inc.|27
THG|HANOVER INSURANCE GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55600
THG|HANOVER INSURANCE GR|MOTF|MOTIF INVESTING, INC.|17
THG|HANOVER INSURANCE GR|MSCO|MORGAN STANLEY & CO. LLC|191134
THG|HANOVER INSURANCE GR|MSPL|MORGAN STANLEY & CO. LLC|52800
THG|HANOVER INSURANCE GR|MSTX|MORGAN STANLEY & CO. LLC|5200
THG|HANOVER INSURANCE GR|NFSC|National Financial Services LLC|33431
THG|HANOVER INSURANCE GR|NITE|VIRTU Americas LLC|42843
THG|HANOVER INSURANCE GR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2636
THG|HANOVER INSURANCE GR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3920
THG|HANOVER INSURANCE GR|PDQM|CODA MARKETS, INC.|67511
THG|HANOVER INSURANCE GR|RBCM|RBC CAPITAL MARKETS, LLC|92
THG|HANOVER INSURANCE GR|SAGL|SAGETRADER, LLC|6328
THG|HANOVER INSURANCE GR|SAGW|SAGETRADER, LLC|2
THG|HANOVER INSURANCE GR|SALI|INTL FCSTONE FINANCIAL INC.|2
THG|HANOVER INSURANCE GR|SBSH|Citigroup Global Markets Inc.|8470
THG|HANOVER INSURANCE GR|SGMT|GOLDMAN SACHS & CO. LLC|15514
THG|HANOVER INSURANCE GR|SPDR|SPEEDROUTE LLC|6900
THG|HANOVER INSURANCE GR|SSBS|STATE STREET GLOBAL MARKETS, LLC|13404
THG|HANOVER INSURANCE GR|STFL|Stifel, Nicolaus & Company, Incorporated|2
THG|HANOVER INSURANCE GR|STKP|STOCKPILE INVESTMENTS, INC.|6
THG|HANOVER INSURANCE GR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2009
THG|HANOVER INSURANCE GR|SWIM|TD Ameritrade, Inc.|33
THG|HANOVER INSURANCE GR|TKNG|ALLY INVEST SECURITIES LLC|39
THG|HANOVER INSURANCE GR|TRBT|Tradebot Systems, Inc.|17820
THG|HANOVER INSURANCE GR|TRCM|TRC MARKETS LLC|7660
THG|HANOVER INSURANCE GR|UBSA|UBS SECURITIES LLC|145236
THG|HANOVER INSURANCE GR|UBSS|UBS Securities LLC|178428
THG|HANOVER INSURANCE GR|VALX|VIRTU AMERICAS LLC|4577
THG|HANOVER INSURANCE GR|VGRD|Vanguard Marketing Corporation|86
THG|HANOVER INSURANCE GR|WABR|Wall Street Access|1500
THG|HANOVER INSURANCE GR|WBPX|SUMMIT SECURITIES GROUP, LLC|646
THG|HANOVER INSURANCE GR|WCHV|WELLS FARGO SECURITIES, LLC|17372
THG|HANOVER INSURANCE GR|WDNX|WEEDEN & CO.L.P.|1598
THG|HANOVER INSURANCE GR|WEED|Weeden & Co.L.P.|2300
THG|HANOVER INSURANCE GR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48
THG|HANOVER INSURANCE GR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|218
THG|HANOVER INSURANCE GR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|330
THG|HANOVER INSURANCE GR|WSAG|WALL STREET ACCESS|55
THG|HANOVER INSURANCE GR|WSEA|WOLVERINE SECURITIES, LLC|793
THG|HANOVER INSURANCE GR|XIST|INSTINET, LLC|4200
THG|HANOVER INSURANCE GR|XPQR|Jump Trading|101
THG|HANOVER INSURANCE GR|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
THG|HANOVER INSURANCE GR|YKNA|COMHAR CAPITAL MARKETS, LLC|8897
THG|HANOVER INSURANCE GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|707
THGA|HANOVER INSURANCE GP|APCC|Apex Clearing Corporation|502
THGA|HANOVER INSURANCE GP|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|10500
THGA|HANOVER INSURANCE GP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4682
THGA|HANOVER INSURANCE GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|479
THGA|HANOVER INSURANCE GP|DBAX|Deutsche Bank Securities Inc.|300
THGA|HANOVER INSURANCE GP|DEAN|MORGAN STANLEY|4631
THGA|HANOVER INSURANCE GP|EBXL|EBX LLC|200
THGA|HANOVER INSURANCE GP|EDJO|Edward D. Jones & Co., L.P.|73
THGA|HANOVER INSURANCE GP|EGXM|CBOE TRADING, INC.|17
THGA|HANOVER INSURANCE GP|ETRS|E*Trade Securities LLC|65
THGA|HANOVER INSURANCE GP|GLPX|ACS EXECUTION SERVICES, LLC|29
THGA|HANOVER INSURANCE GP|GSCO|GOLDMAN SACHS & CO. LLC|2361
THGA|HANOVER INSURANCE GP|GTSZ|GTS SECURITIES LLC|500
THGA|HANOVER INSURANCE GP|HRBF|American Enterprise Investment Services Inc.|5205
THGA|HANOVER INSURANCE GP|IBKR|Interactive Brokers Llc|100
THGA|HANOVER INSURANCE GP|ITGI|ITG Inc.|3421
THGA|HANOVER INSURANCE GP|JANY|Janney Montgomery Scott Inc.|775
THGA|HANOVER INSURANCE GP|JEFF|JEFFERIES LLC|400
THGA|HANOVER INSURANCE GP|JSEB|JANE STREET EXECUTION SERVICES, LLC|384
THGA|HANOVER INSURANCE GP|LEHM|Barclays Capital Inc./Le|1200
THGA|HANOVER INSURANCE GP|LIME|Lime Brokerage LLC|200
THGA|HANOVER INSURANCE GP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
THGA|HANOVER INSURANCE GP|MCBT|Moors & Cabot, Inc.|518
THGA|HANOVER INSURANCE GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
THGA|HANOVER INSURANCE GP|MSCO|MORGAN STANLEY & CO. LLC|3513
THGA|HANOVER INSURANCE GP|NFSC|National Financial Services LLC|5400
THGA|HANOVER INSURANCE GP|NITE|VIRTU Americas LLC|23053
THGA|HANOVER INSURANCE GP|PDQM|CODA MARKETS, INC.|29
THGA|HANOVER INSURANCE GP|RBCM|RBC CAPITAL MARKETS, LLC|1600
THGA|HANOVER INSURANCE GP|SGMT|GOLDMAN SACHS & CO. LLC|100
THGA|HANOVER INSURANCE GP|STFL|Stifel, Nicolaus & Company, Incorporated|1262
THGA|HANOVER INSURANCE GP|SWIM|TD Ameritrade, Inc.|900
THGA|HANOVER INSURANCE GP|UBSA|UBS SECURITIES LLC|1620
THGA|HANOVER INSURANCE GP|UBSS|UBS Securities LLC|14772
THGA|HANOVER INSURANCE GP|VGRD|Vanguard Marketing Corporation|4529
THGA|HANOVER INSURANCE GP|WCHV|WELLS FARGO SECURITIES, LLC|50569
THGA|HANOVER INSURANCE GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|129
THGA|HANOVER INSURANCE GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|479
THM|INTL TOWER HILL MINE|AGIS|Aegis Capital Corp.|4592
THM|INTL TOWER HILL MINE|APCC|Apex Clearing Corporation|4508
THM|INTL TOWER HILL MINE|BIMI|Banca IMI Securities Corp.|50000
THM|INTL TOWER HILL MINE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4269
THM|INTL TOWER HILL MINE|BLKX|INSTINET, LLC|21800
THM|INTL TOWER HILL MINE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11600
THM|INTL TOWER HILL MINE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5300
THM|INTL TOWER HILL MINE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3600
THM|INTL TOWER HILL MINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15529
THM|INTL TOWER HILL MINE|CXCX|CITIGROUP GLOBAL MARKETS INC.|49212
THM|INTL TOWER HILL MINE|DBAB|Deutsche Bank Securities Inc.|19800
THM|INTL TOWER HILL MINE|DBAX|Deutsche Bank Securities Inc.|14900
THM|INTL TOWER HILL MINE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|42916
THM|INTL TOWER HILL MINE|EBXL|EBX LLC|58100
THM|INTL TOWER HILL MINE|EGAM|CBOE TRADING, INC.|100
THM|INTL TOWER HILL MINE|EGXM|CBOE TRADING, INC.|200
THM|INTL TOWER HILL MINE|EGXW|CBOE TRADING, INC.|100
THM|INTL TOWER HILL MINE|ETRS|E*Trade Securities LLC|160140
THM|INTL TOWER HILL MINE|FILL|Tradestation Securities, Inc.|6200
THM|INTL TOWER HILL MINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35100
THM|INTL TOWER HILL MINE|FTBR|Foliofn Investments, Inc.|651
THM|INTL TOWER HILL MINE|GLIS|TD Securities Inc|565
THM|INTL TOWER HILL MINE|GSLT|GOLDMAN SACHS & CO. LLC|4350
THM|INTL TOWER HILL MINE|HRBF|American Enterprise Investment Services Inc.|5303
THM|INTL TOWER HILL MINE|IATS|INTERACTIVE BROKERS LLC|2000
THM|INTL TOWER HILL MINE|IBKR|Interactive Brokers Llc|52677
THM|INTL TOWER HILL MINE|ICBX|INSTINET, LLC|91675
THM|INTL TOWER HILL MINE|INCA|INSTINET, LLC|416478
THM|INTL TOWER HILL MINE|INJX|INSTINET, LLC|600
THM|INTL TOWER HILL MINE|ITGI|ITG Inc.|31777
THM|INTL TOWER HILL MINE|ITGP|ITG INC.|10800
THM|INTL TOWER HILL MINE|JEFF|JEFFERIES LLC|300
THM|INTL TOWER HILL MINE|JONE|JonesTrading|57600
THM|INTL TOWER HILL MINE|JPMX|J.P. Morgan Securities LLC|42640
THM|INTL TOWER HILL MINE|KCGM|VIRTU Americas LLC|20100
THM|INTL TOWER HILL MINE|LEHM|Barclays Capital Inc./Le|8300
THM|INTL TOWER HILL MINE|LIME|Lime Brokerage LLC|580
THM|INTL TOWER HILL MINE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44012
THM|INTL TOWER HILL MINE|MOTF|MOTIF INVESTING, INC.|1
THM|INTL TOWER HILL MINE|MSCO|MORGAN STANLEY & CO. LLC|199962
THM|INTL TOWER HILL MINE|MSPL|MORGAN STANLEY & CO. LLC|2200
THM|INTL TOWER HILL MINE|MULL|MARK J. MULLER EQUITIES, INC.|14308
THM|INTL TOWER HILL MINE|NFSC|National Financial Services LLC|686472
THM|INTL TOWER HILL MINE|NITE|VIRTU Americas LLC|854710
THM|INTL TOWER HILL MINE|PDQM|CODA MARKETS, INC.|2800
THM|INTL TOWER HILL MINE|RBCM|RBC CAPITAL MARKETS, LLC|40639
THM|INTL TOWER HILL MINE|SGMT|GOLDMAN SACHS & CO. LLC|33781
THM|INTL TOWER HILL MINE|SPDR|SPEEDROUTE LLC|5100
THM|INTL TOWER HILL MINE|SWIM|TD Ameritrade, Inc.|46500
THM|INTL TOWER HILL MINE|SWST|Hilltop Securities Inc.|1000
THM|INTL TOWER HILL MINE|TKNG|ALLY INVEST SECURITIES LLC|12370
THM|INTL TOWER HILL MINE|UBSA|UBS SECURITIES LLC|101643
THM|INTL TOWER HILL MINE|UBSS|UBS Securities LLC|150716
THM|INTL TOWER HILL MINE|VALX|VIRTU AMERICAS LLC|2170
THM|INTL TOWER HILL MINE|VGRD|Vanguard Marketing Corporation|159252
THM|INTL TOWER HILL MINE|VNDM|Wall Street Access|3400
THM|INTL TOWER HILL MINE|WCHV|WELLS FARGO SECURITIES, LLC|3000
THM|INTL TOWER HILL MINE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4627
THM|INTL TOWER HILL MINE|WSEA|WOLVERINE SECURITIES, LLC|14226
THM|INTL TOWER HILL MINE|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
THO|THOR INDS INC|ABLE|NATIXIS Securities Americas LLC|17000
THO|THOR INDS INC|AGIS|Aegis Capital Corp.|2376
THO|THOR INDS INC|ALTX|Alternet Securities Inc.|15911
THO|THOR INDS INC|ANOS|ABEL/NOSER, L.L.C.|72
THO|THOR INDS INC|APCC|Apex Clearing Corporation|4682
THO|THOR INDS INC|AQUA|AQUA SECURITIES L.P.|7900
THO|THOR INDS INC|BANK|Primevest Financial Services, Inc.|173
THO|THOR INDS INC|BARD|Robert W. Baird & Co. Incorporated|6082
THO|THOR INDS INC|BATM|CBOE TRADING, INC.|33766
THO|THOR INDS INC|BAYT|BTIG, LLC|1200
THO|THOR INDS INC|BBNT|BB&T SECURITIES, LLC|8544
THO|THOR INDS INC|BERN|Sanford C. Bernstein & Co., LLC|65972
THO|THOR INDS INC|BGCE|BGC Financial Inc.|1400
THO|THOR INDS INC|BIAD|SAGETRADER, LLC|1312
THO|THOR INDS INC|BIMI|Banca IMI Securities Corp.|60
THO|THOR INDS INC|BKCM|BNY Mellon Capital Markets LLC|9479
THO|THOR INDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31234
THO|THOR INDS INC|BLKX|INSTINET, LLC|37000
THO|THOR INDS INC|BMOC|BMO Capital Markets Corp.|53
THO|THOR INDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|156626
THO|THOR INDS INC|BRVL|BLAYLOCK VAN, LLC|1000
THO|THOR INDS INC|BTIG|BTIG, LLC|4388
THO|THOR INDS INC|BYXM|CBOE TRADING, INC.|7717
THO|THOR INDS INC|BZYD|GOLDMAN SACHS & CO. LLC|46
THO|THOR INDS INC|CABR|Cabrera Capital Markets, Inc.|25
THO|THOR INDS INC|CANT|Cantor Fitzgerald & Co.|38049
THO|THOR INDS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
THO|THOR INDS INC|CHAS|Charles Schwab & Co., Inc.|5184
THO|THOR INDS INC|CHLC|CHURCHILL CAPITAL USA, INC.|3192
THO|THOR INDS INC|CIBP|CIBC World Markets Corp.|12000
THO|THOR INDS INC|CIST|Capital Institutional Services, Inc.|1670
THO|THOR INDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|180685
THO|THOR INDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6407
THO|THOR INDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48753
THO|THOR INDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|641827
THO|THOR INDS INC|CTDL|Citadel Derivatives Group Llc|9186
THO|THOR INDS INC|CTLR|CUTLER GROUP, LP|23669
THO|THOR INDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|62020
THO|THOR INDS INC|DADA|D.A. Davidson & Co.|27
THO|THOR INDS INC|DAVA|Davenport & Company LLC|1009
THO|THOR INDS INC|DBAB|Deutsche Bank Securities Inc.|244258
THO|THOR INDS INC|DBAX|Deutsche Bank Securities Inc.|406800
THO|THOR INDS INC|DBUL|Deutsche Bank Securities Inc.|3459
THO|THOR INDS INC|DCHF|Dart Executions, LLC|3195
THO|THOR INDS INC|DEAN|MORGAN STANLEY|12285
THO|THOR INDS INC|DEGS|RONIN PROFESSIONAL LLC|700
THO|THOR INDS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21395
THO|THOR INDS INC|EBXL|EBX LLC|279100
THO|THOR INDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|56631
THO|THOR INDS INC|EDJO|Edward D. Jones & Co., L.P.|9817
THO|THOR INDS INC|EGAM|CBOE TRADING, INC.|33622
THO|THOR INDS INC|EGAW|CBOE TRADING, INC.|15
THO|THOR INDS INC|EGMT|EG MARKET TECHNOLOGIES LLC|4989
THO|THOR INDS INC|EGXM|CBOE TRADING, INC.|11717
THO|THOR INDS INC|EGXW|CBOE TRADING, INC.|100
THO|THOR INDS INC|ELEV|ELEVATION, LLC|5589
THO|THOR INDS INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|300
THO|THOR INDS INC|ETBE|Electronic Transaction Clearing, Inc.|111889
THO|THOR INDS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|729
THO|THOR INDS INC|ETCC|Electronic Transaction Clearing, Inc.|550
THO|THOR INDS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
THO|THOR INDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|130015
THO|THOR INDS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1178
THO|THOR INDS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|270
THO|THOR INDS INC|ETRS|E*Trade Securities LLC|501595
THO|THOR INDS INC|FBSB|U.S. Bancorp Investments, Inc.|24
THO|THOR INDS INC|FILL|Tradestation Securities, Inc.|15459
THO|THOR INDS INC|FINX|FINTECH SECURITIES|160
THO|THOR INDS INC|FMAF|NBCN Inc./ CDS|3171
THO|THOR INDS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42810
THO|THOR INDS INC|FQLS|Quantlab Securities LP|392791
THO|THOR INDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131035
THO|THOR INDS INC|FTBR|Foliofn Investments, Inc.|4089
THO|THOR INDS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|11315
THO|THOR INDS INC|GLIS|TD Securities Inc|8588
THO|THOR INDS INC|GLPX|ACS EXECUTION SERVICES, LLC|124377
THO|THOR INDS INC|GSCO|GOLDMAN SACHS & CO. LLC|1225968
THO|THOR INDS INC|GSCS|GOLDMAN SACHS & CO. LLC|27852
THO|THOR INDS INC|GSLT|GOLDMAN SACHS & CO. LLC|37968
THO|THOR INDS INC|GTSZ|GTS SECURITIES LLC|83332
THO|THOR INDS INC|HAPX|HAP Trading, LLC|1406
THO|THOR INDS INC|HRBF|American Enterprise Investment Services Inc.|5575
THO|THOR INDS INC|HSBC|HSBC Securities, Inc.|2404
THO|THOR INDS INC|IATS|INTERACTIVE BROKERS LLC|41182
THO|THOR INDS INC|IBKR|Interactive Brokers Llc|70809
THO|THOR INDS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|987
THO|THOR INDS INC|ICBX|INSTINET, LLC|89237
THO|THOR INDS INC|IEQY|CITADEL SECURITIES LLC|107251
THO|THOR INDS INC|IMPC|Imperial Capital, LLC|200
THO|THOR INDS INC|INCA|INSTINET, LLC|515706
THO|THOR INDS INC|INJX|INSTINET, LLC|11131
THO|THOR INDS INC|ITGI|ITG Inc.|96334
THO|THOR INDS INC|ITGP|ITG INC.|153600
THO|THOR INDS INC|JANY|Janney Montgomery Scott Inc.|3890
THO|THOR INDS INC|JEFF|JEFFERIES LLC|139064
THO|THOR INDS INC|JGUN|Joseph Gunnar & Co.  LLC|500
THO|THOR INDS INC|JMPT|JUMP TRADING, LLC|72511
THO|THOR INDS INC|JONE|JonesTrading|100
THO|THOR INDS INC|JPBX|J.P. MORGAN SECURITIES LLC|167688
THO|THOR INDS INC|JPMX|J.P. Morgan Securities LLC|831972
THO|THOR INDS INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|1050
THO|THOR INDS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
THO|THOR INDS INC|JSJX|JANE STREET CAPITAL LLC|22070
THO|THOR INDS INC|KCGM|VIRTU Americas LLC|82280
THO|THOR INDS INC|KING|C. L. King & Associates, Inc.|4296
THO|THOR INDS INC|LEHM|Barclays Capital Inc./Le|1249047
THO|THOR INDS INC|LIME|Lime Brokerage LLC|31851
THO|THOR INDS INC|LOOP|Loop Capital Markets LLC|99
THO|THOR INDS INC|LQNA|LIQUIDNET, INC.|20000
THO|THOR INDS INC|LSCI|Lek Securities Corporation|39020
THO|THOR INDS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
THO|THOR INDS INC|MACC|Mid Atlantic Capital Corporation|50
THO|THOR INDS INC|MACQ|Macquarie Capital (USA) Inc.|900
THO|THOR INDS INC|MAXM|Maxim Group LLC|949
THO|THOR INDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|210350
THO|THOR INDS INC|MNDX|TJM Investments, LLC|819
THO|THOR INDS INC|MOTF|MOTIF INVESTING, INC.|6
THO|THOR INDS INC|MSCO|MORGAN STANLEY & CO. LLC|2825477
THO|THOR INDS INC|MSPL|MORGAN STANLEY & CO. LLC|651500
THO|THOR INDS INC|MSTX|MORGAN STANLEY & CO. LLC|203900
THO|THOR INDS INC|MULL|MARK J. MULLER EQUITIES, INC.|7856
THO|THOR INDS INC|NATL|National Securities Corporation|220
THO|THOR INDS INC|NEUB|NEUBERGER BERMAN BD LLC|19
THO|THOR INDS INC|NFSC|National Financial Services LLC|465128
THO|THOR INDS INC|NITE|VIRTU Americas LLC|1230600
THO|THOR INDS INC|NITP|VIRTU Americas LLC|1106
THO|THOR INDS INC|NQRB|Brut, LLC|25193
THO|THOR INDS INC|NTBF|BMO Nesbitt Burns Inc./CDS|2975
THO|THOR INDS INC|NTRC|Northern Trust Securities, Inc.|932
THO|THOR INDS INC|OPCO|Oppenheimer & Co. Inc.|14751
THO|THOR INDS INC|PDQM|CODA MARKETS, INC.|208600
THO|THOR INDS INC|PHLY|NASDAQ Execution Services, LLC|8200
THO|THOR INDS INC|PIPR|Piper Jaffray & Co.|7393
THO|THOR INDS INC|PNSR|Penserra Securities, LLC|300
THO|THOR INDS INC|PWJC|UBS Financial Services, Inc.|5294
THO|THOR INDS INC|QMSR|QUATTRO M SECURITIES INC.|19431
THO|THOR INDS INC|RBCM|RBC CAPITAL MARKETS, LLC|25362
THO|THOR INDS INC|RGLD|Regal Securities, Inc|518
THO|THOR INDS INC|RHCO|Suntrust Robinson Humphrey, Inc.|4000
THO|THOR INDS INC|SAGL|SAGETRADER, LLC|116314
THO|THOR INDS INC|SAGW|SAGETRADER, LLC|200
THO|THOR INDS INC|SALI|INTL FCSTONE FINANCIAL INC.|1181
THO|THOR INDS INC|SBSH|Citigroup Global Markets Inc.|109323
THO|THOR INDS INC|SEIC|SEI Investments Distribution Co.|1500
THO|THOR INDS INC|SGMT|GOLDMAN SACHS & CO. LLC|268020
THO|THOR INDS INC|SOGO|Wang Investment Associates, Inc.|1600
THO|THOR INDS INC|SPDR|SPEEDROUTE LLC|35256
THO|THOR INDS INC|SPHN|Stephens Inc.|304
THO|THOR INDS INC|SPTD|MINT GLOBAL MARKETS, INC.|250
THO|THOR INDS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|548
THO|THOR INDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|9659
THO|THOR INDS INC|STKP|STOCKPILE INVESTMENTS, INC.|80
THO|THOR INDS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3818
THO|THOR INDS INC|SWIM|TD Ameritrade, Inc.|157769
THO|THOR INDS INC|SWST|Hilltop Securities Inc.|2872
THO|THOR INDS INC|TKNG|ALLY INVEST SECURITIES LLC|3134
THO|THOR INDS INC|TOUR|TOURMALINE PARTNERS, LLC|17993
THO|THOR INDS INC|TRBT|Tradebot Systems, Inc.|292117
THO|THOR INDS INC|TRCM|TRC MARKETS LLC|97906
THO|THOR INDS INC|TWTT|TASTYWORKS, INC.|1
THO|THOR INDS INC|UBSA|UBS SECURITIES LLC|1029630
THO|THOR INDS INC|UBSS|UBS Securities LLC|1679713
THO|THOR INDS INC|VALX|VIRTU AMERICAS LLC|33836
THO|THOR INDS INC|VERT|The Vertical Trading Group, LLC|2146
THO|THOR INDS INC|VGRD|Vanguard Marketing Corporation|78368
THO|THOR INDS INC|VSIN|Vision Financial Markets Llc|332
THO|THOR INDS INC|WABR|Wall Street Access|3700
THO|THOR INDS INC|WBLR|WILLIAM BLAIR|17782
THO|THOR INDS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|9416
THO|THOR INDS INC|WCHV|WELLS FARGO SECURITIES, LLC|269222
THO|THOR INDS INC|WEDB|WEDBUSH SECURITIES INC.|15799
THO|THOR INDS INC|WEED|Weeden & Co.L.P.|274
THO|THOR INDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15331
THO|THOR INDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34079
THO|THOR INDS INC|WFPB|Wells Fargo Securities, LLC.|3525
THO|THOR INDS INC|WGIF|CIBC World Markets Inc.|2661
THO|THOR INDS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|169
THO|THOR INDS INC|WORD|Worden Capital Management LLC|3412
THO|THOR INDS INC|WSAG|WALL STREET ACCESS|77
THO|THOR INDS INC|WSEA|WOLVERINE SECURITIES, LLC|14101
THO|THOR INDS INC|XIST|INSTINET, LLC|42400
THO|THOR INDS INC|XPQR|Jump Trading|2200
THO|THOR INDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|80728
THO|THOR INDS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|16147
THO|THOR INDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9801
THQ|TEKLA HEALTHCARE OPP|AGIS|Aegis Capital Corp.|500
THQ|TEKLA HEALTHCARE OPP|ALTX|Alternet Securities Inc.|825
THQ|TEKLA HEALTHCARE OPP|APCC|Apex Clearing Corporation|159
THQ|TEKLA HEALTHCARE OPP|BBNT|BB&T SECURITIES, LLC|23396
THQ|TEKLA HEALTHCARE OPP|BERN|Sanford C. Bernstein & Co., LLC|73
THQ|TEKLA HEALTHCARE OPP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24558
THQ|TEKLA HEALTHCARE OPP|BRGE|Newbridge Securities Corp.|3300
THQ|TEKLA HEALTHCARE OPP|CANT|Cantor Fitzgerald & Co.|9916
THQ|TEKLA HEALTHCARE OPP|CHAS|Charles Schwab & Co., Inc.|13
THQ|TEKLA HEALTHCARE OPP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1042
THQ|TEKLA HEALTHCARE OPP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
THQ|TEKLA HEALTHCARE OPP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
THQ|TEKLA HEALTHCARE OPP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7591
THQ|TEKLA HEALTHCARE OPP|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
THQ|TEKLA HEALTHCARE OPP|DADA|D.A. Davidson & Co.|9486
THQ|TEKLA HEALTHCARE OPP|DBAX|Deutsche Bank Securities Inc.|6700
THQ|TEKLA HEALTHCARE OPP|DEAN|MORGAN STANLEY|25858
THQ|TEKLA HEALTHCARE OPP|EBXL|EBX LLC|2500
THQ|TEKLA HEALTHCARE OPP|EDJO|Edward D. Jones & Co., L.P.|1025
THQ|TEKLA HEALTHCARE OPP|EGAM|CBOE TRADING, INC.|3620
THQ|TEKLA HEALTHCARE OPP|EGXM|CBOE TRADING, INC.|1937
THQ|TEKLA HEALTHCARE OPP|ETBE|Electronic Transaction Clearing, Inc.|100
THQ|TEKLA HEALTHCARE OPP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
THQ|TEKLA HEALTHCARE OPP|ETRS|E*Trade Securities LLC|32628
THQ|TEKLA HEALTHCARE OPP|FILL|Tradestation Securities, Inc.|182
THQ|TEKLA HEALTHCARE OPP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8185
THQ|TEKLA HEALTHCARE OPP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4520
THQ|TEKLA HEALTHCARE OPP|FTBR|Foliofn Investments, Inc.|74
THQ|TEKLA HEALTHCARE OPP|GLPX|ACS EXECUTION SERVICES, LLC|1700
THQ|TEKLA HEALTHCARE OPP|GSCO|GOLDMAN SACHS & CO. LLC|2700
THQ|TEKLA HEALTHCARE OPP|GSLT|GOLDMAN SACHS & CO. LLC|1450
THQ|TEKLA HEALTHCARE OPP|GTSZ|GTS SECURITIES LLC|200
THQ|TEKLA HEALTHCARE OPP|HRBF|American Enterprise Investment Services Inc.|68900
THQ|TEKLA HEALTHCARE OPP|IATS|INTERACTIVE BROKERS LLC|2769
THQ|TEKLA HEALTHCARE OPP|IBKR|Interactive Brokers Llc|20452
THQ|TEKLA HEALTHCARE OPP|ICBX|INSTINET, LLC|2467
THQ|TEKLA HEALTHCARE OPP|INCA|INSTINET, LLC|8783
THQ|TEKLA HEALTHCARE OPP|ITGI|ITG Inc.|7722
THQ|TEKLA HEALTHCARE OPP|ITGP|ITG INC.|1000
THQ|TEKLA HEALTHCARE OPP|JANY|Janney Montgomery Scott Inc.|17451
THQ|TEKLA HEALTHCARE OPP|JMPT|JUMP TRADING, LLC|30
THQ|TEKLA HEALTHCARE OPP|JPMX|J.P. Morgan Securities LLC|1000
THQ|TEKLA HEALTHCARE OPP|JSJX|JANE STREET CAPITAL LLC|700
THQ|TEKLA HEALTHCARE OPP|KCGM|VIRTU Americas LLC|9242
THQ|TEKLA HEALTHCARE OPP|LEHM|Barclays Capital Inc./Le|5400
THQ|TEKLA HEALTHCARE OPP|LGNT|COR CLEARING LLC|10
THQ|TEKLA HEALTHCARE OPP|LIME|Lime Brokerage LLC|1265
THQ|TEKLA HEALTHCARE OPP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
THQ|TEKLA HEALTHCARE OPP|MAXM|Maxim Group LLC|3200
THQ|TEKLA HEALTHCARE OPP|MBTS|ALLY INVEST SECURITIES LLC|100
THQ|TEKLA HEALTHCARE OPP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5100
THQ|TEKLA HEALTHCARE OPP|MOTF|MOTIF INVESTING, INC.|1
THQ|TEKLA HEALTHCARE OPP|MSCO|MORGAN STANLEY & CO. LLC|109567
THQ|TEKLA HEALTHCARE OPP|NATL|National Securities Corporation|128
THQ|TEKLA HEALTHCARE OPP|NFSC|National Financial Services LLC|110142
THQ|TEKLA HEALTHCARE OPP|NITE|VIRTU Americas LLC|280077
THQ|TEKLA HEALTHCARE OPP|NQRB|Brut, LLC|100
THQ|TEKLA HEALTHCARE OPP|OPCO|Oppenheimer & Co. Inc.|17580
THQ|TEKLA HEALTHCARE OPP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
THQ|TEKLA HEALTHCARE OPP|PDQM|CODA MARKETS, INC.|2500
THQ|TEKLA HEALTHCARE OPP|PWJC|UBS Financial Services, Inc.|38321
THQ|TEKLA HEALTHCARE OPP|RBCM|RBC CAPITAL MARKETS, LLC|101340
THQ|TEKLA HEALTHCARE OPP|SBSH|Citigroup Global Markets Inc.|700
THQ|TEKLA HEALTHCARE OPP|SGMT|GOLDMAN SACHS & CO. LLC|1819
THQ|TEKLA HEALTHCARE OPP|SPDR|SPEEDROUTE LLC|200
THQ|TEKLA HEALTHCARE OPP|SPHN|Stephens Inc.|1133
THQ|TEKLA HEALTHCARE OPP|STFL|Stifel, Nicolaus & Company, Incorporated|14641
THQ|TEKLA HEALTHCARE OPP|STXG|Stockcross Financial Services, Inc.|4
THQ|TEKLA HEALTHCARE OPP|SWIM|TD Ameritrade, Inc.|1596
THQ|TEKLA HEALTHCARE OPP|SWST|Hilltop Securities Inc.|7459
THQ|TEKLA HEALTHCARE OPP|TKNG|ALLY INVEST SECURITIES LLC|1629
THQ|TEKLA HEALTHCARE OPP|TRBT|Tradebot Systems, Inc.|1559
THQ|TEKLA HEALTHCARE OPP|UBSA|UBS SECURITIES LLC|18082
THQ|TEKLA HEALTHCARE OPP|UBSS|UBS Securities LLC|108842
THQ|TEKLA HEALTHCARE OPP|VALX|VIRTU AMERICAS LLC|900
THQ|TEKLA HEALTHCARE OPP|VGRD|Vanguard Marketing Corporation|14641
THQ|TEKLA HEALTHCARE OPP|WBET|Wallachbeth Capital LLC|100
THQ|TEKLA HEALTHCARE OPP|WCHV|WELLS FARGO SECURITIES, LLC|93135
THQ|TEKLA HEALTHCARE OPP|WEDB|WEDBUSH SECURITIES INC.|6575
THQ|TEKLA HEALTHCARE OPP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|865
THQ|TEKLA HEALTHCARE OPP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25082
THQ|TEKLA HEALTHCARE OPP|WSEA|WOLVERINE SECURITIES, LLC|4474
THQ|TEKLA HEALTHCARE OPP|XPQR|Jump Trading|100
THQ|TEKLA HEALTHCARE OPP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
THQ|TEKLA HEALTHCARE OPP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
THQ|TEKLA HEALTHCARE OPP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12974
THR|THERMON GRP HLDGS|ALTX|Alternet Securities Inc.|1690
THR|THERMON GRP HLDGS|APCC|Apex Clearing Corporation|6
THR|THERMON GRP HLDGS|BARD|Robert W. Baird & Co. Incorporated|127
THR|THERMON GRP HLDGS|BATM|CBOE TRADING, INC.|662
THR|THERMON GRP HLDGS|BLKX|INSTINET, LLC|5000
THR|THERMON GRP HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|3009
THR|THERMON GRP HLDGS|BYXM|CBOE TRADING, INC.|200
THR|THERMON GRP HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|2000
THR|THERMON GRP HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12300
THR|THERMON GRP HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
THR|THERMON GRP HLDGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
THR|THERMON GRP HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34779
THR|THERMON GRP HLDGS|CTDL|Citadel Derivatives Group Llc|651
THR|THERMON GRP HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6528
THR|THERMON GRP HLDGS|DBAB|Deutsche Bank Securities Inc.|12952
THR|THERMON GRP HLDGS|DBAX|Deutsche Bank Securities Inc.|27900
THR|THERMON GRP HLDGS|DEAN|MORGAN STANLEY|30
THR|THERMON GRP HLDGS|DEGS|RONIN PROFESSIONAL LLC|700
THR|THERMON GRP HLDGS|DOTC|Dougherty & Company LLC|246
THR|THERMON GRP HLDGS|EBXL|EBX LLC|11400
THR|THERMON GRP HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2172
THR|THERMON GRP HLDGS|EGAM|CBOE TRADING, INC.|520
THR|THERMON GRP HLDGS|EGMT|EG MARKET TECHNOLOGIES LLC|100
THR|THERMON GRP HLDGS|EGXM|CBOE TRADING, INC.|1
THR|THERMON GRP HLDGS|ETBE|Electronic Transaction Clearing, Inc.|1100
THR|THERMON GRP HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1663
THR|THERMON GRP HLDGS|ETRS|E*Trade Securities LLC|4568
THR|THERMON GRP HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|75
THR|THERMON GRP HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14286
THR|THERMON GRP HLDGS|FTBR|Foliofn Investments, Inc.|17
THR|THERMON GRP HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|7619
THR|THERMON GRP HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|51225
THR|THERMON GRP HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|200
THR|THERMON GRP HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|499
THR|THERMON GRP HLDGS|GTSZ|GTS SECURITIES LLC|3375
THR|THERMON GRP HLDGS|HPPX|POTAMUS TRADING, LLC|1585
THR|THERMON GRP HLDGS|HRBF|American Enterprise Investment Services Inc.|95
THR|THERMON GRP HLDGS|IATS|INTERACTIVE BROKERS LLC|500
THR|THERMON GRP HLDGS|IBKR|Interactive Brokers Llc|2470
THR|THERMON GRP HLDGS|ICBX|INSTINET, LLC|7100
THR|THERMON GRP HLDGS|IEQY|CITADEL SECURITIES LLC|3928
THR|THERMON GRP HLDGS|INCA|INSTINET, LLC|24554
THR|THERMON GRP HLDGS|INJX|INSTINET, LLC|1480
THR|THERMON GRP HLDGS|ITGI|ITG Inc.|12880
THR|THERMON GRP HLDGS|ITGP|ITG INC.|28800
THR|THERMON GRP HLDGS|JEFF|JEFFERIES LLC|10148
THR|THERMON GRP HLDGS|JMPT|JUMP TRADING, LLC|417
THR|THERMON GRP HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|1150
THR|THERMON GRP HLDGS|JPMX|J.P. Morgan Securities LLC|33238
THR|THERMON GRP HLDGS|JSJX|JANE STREET CAPITAL LLC|2418
THR|THERMON GRP HLDGS|KCGM|VIRTU Americas LLC|4803
THR|THERMON GRP HLDGS|KEYB|KEYBANC CAPITAL MARKETS INC.|88
THR|THERMON GRP HLDGS|LEHM|Barclays Capital Inc./Le|35155
THR|THERMON GRP HLDGS|LIME|Lime Brokerage LLC|11855
THR|THERMON GRP HLDGS|LSCI|Lek Securities Corporation|26
THR|THERMON GRP HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13314
THR|THERMON GRP HLDGS|MOTF|MOTIF INVESTING, INC.|1
THR|THERMON GRP HLDGS|MSCO|MORGAN STANLEY & CO. LLC|68720
THR|THERMON GRP HLDGS|MSPL|MORGAN STANLEY & CO. LLC|28700
THR|THERMON GRP HLDGS|MSTX|MORGAN STANLEY & CO. LLC|3800
THR|THERMON GRP HLDGS|NFSC|National Financial Services LLC|2264
THR|THERMON GRP HLDGS|NITE|VIRTU Americas LLC|36867
THR|THERMON GRP HLDGS|NQRB|Brut, LLC|656
THR|THERMON GRP HLDGS|PDQM|CODA MARKETS, INC.|1525
THR|THERMON GRP HLDGS|RILY|B. RILEY FBR, INC.|100
THR|THERMON GRP HLDGS|SAGW|SAGETRADER, LLC|100
THR|THERMON GRP HLDGS|SBSH|Citigroup Global Markets Inc.|14172
THR|THERMON GRP HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|9897
THR|THERMON GRP HLDGS|SPDR|SPEEDROUTE LLC|11515
THR|THERMON GRP HLDGS|SPTD|MINT GLOBAL MARKETS, INC.|4950
THR|THERMON GRP HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|7209
THR|THERMON GRP HLDGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1150
THR|THERMON GRP HLDGS|SWIM|TD Ameritrade, Inc.|14684
THR|THERMON GRP HLDGS|TRBT|Tradebot Systems, Inc.|6428
THR|THERMON GRP HLDGS|TRCM|TRC MARKETS LLC|4182
THR|THERMON GRP HLDGS|UBSA|UBS SECURITIES LLC|60417
THR|THERMON GRP HLDGS|UBSS|UBS Securities LLC|54937
THR|THERMON GRP HLDGS|VALX|VIRTU AMERICAS LLC|1461
THR|THERMON GRP HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|13921
THR|THERMON GRP HLDGS|WDNX|WEEDEN & CO.L.P.|7000
THR|THERMON GRP HLDGS|XIST|INSTINET, LLC|5000
THR|THERMON GRP HLDGS|XPQR|Jump Trading|200
THR|THERMON GRP HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
THR|THERMON GRP HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|212
THRM|GENTHERM INC CMN|ANOS|ABEL/NOSER, L.L.C.|839
THRM|GENTHERM INC CMN|APCC|Apex Clearing Corporation|1933
THRM|GENTHERM INC CMN|AVON|Avondale Partners, LLC|900
THRM|GENTHERM INC CMN|BARD|Robert W. Baird & Co. Incorporated|122
THRM|GENTHERM INC CMN|BATM|CBOE TRADING, INC.|1432
THRM|GENTHERM INC CMN|BAYT|BTIG, LLC|800
THRM|GENTHERM INC CMN|BBNT|BB&T SECURITIES, LLC|404
THRM|GENTHERM INC CMN|BERN|Sanford C. Bernstein & Co., LLC|8612
THRM|GENTHERM INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|437
THRM|GENTHERM INC CMN|BMOC|BMO Capital Markets Corp.|5859
THRM|GENTHERM INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|8999
THRM|GENTHERM INC CMN|BRVL|BLAYLOCK VAN, LLC|100
THRM|GENTHERM INC CMN|BTIG|BTIG, LLC|2438
THRM|GENTHERM INC CMN|BYXM|CBOE TRADING, INC.|300
THRM|GENTHERM INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|2343
THRM|GENTHERM INC CMN|CANT|Cantor Fitzgerald & Co.|52000
THRM|GENTHERM INC CMN|CHAS|Charles Schwab & Co., Inc.|500
THRM|GENTHERM INC CMN|CHLM|Craig-Hallum Capital Group LLC|19233
THRM|GENTHERM INC CMN|CIST|Capital Institutional Services, Inc.|592
THRM|GENTHERM INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31275
THRM|GENTHERM INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2300
THRM|GENTHERM INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|215964
THRM|GENTHERM INC CMN|CTDL|Citadel Derivatives Group Llc|3019
THRM|GENTHERM INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28168
THRM|GENTHERM INC CMN|DAVA|Davenport & Company LLC|19
THRM|GENTHERM INC CMN|DBAB|Deutsche Bank Securities Inc.|195956
THRM|GENTHERM INC CMN|DBAX|Deutsche Bank Securities Inc.|149400
THRM|GENTHERM INC CMN|DBUL|Deutsche Bank Securities Inc.|500
THRM|GENTHERM INC CMN|DEAN|MORGAN STANLEY|7816
THRM|GENTHERM INC CMN|DEGS|RONIN PROFESSIONAL LLC|3340
THRM|GENTHERM INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14117
THRM|GENTHERM INC CMN|EBXL|EBX LLC|57500
THRM|GENTHERM INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|9886
THRM|GENTHERM INC CMN|EDJO|Edward D. Jones & Co., L.P.|453
THRM|GENTHERM INC CMN|EGAM|CBOE TRADING, INC.|7927
THRM|GENTHERM INC CMN|EGAW|CBOE TRADING, INC.|452
THRM|GENTHERM INC CMN|EGXM|CBOE TRADING, INC.|518
THRM|GENTHERM INC CMN|EGXW|CBOE TRADING, INC.|446
THRM|GENTHERM INC CMN|ETBE|Electronic Transaction Clearing, Inc.|1200
THRM|GENTHERM INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12114
THRM|GENTHERM INC CMN|ETRS|E*Trade Securities LLC|13359
THRM|GENTHERM INC CMN|FBCO|Credit Suisse Securities (USA) LLC|902113
THRM|GENTHERM INC CMN|FMAF|NBCN Inc./ CDS|125
THRM|GENTHERM INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|29184
THRM|GENTHERM INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1096
THRM|GENTHERM INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21350
THRM|GENTHERM INC CMN|FTBR|Foliofn Investments, Inc.|434
THRM|GENTHERM INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|30720
THRM|GENTHERM INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|6733
THRM|GENTHERM INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|635077
THRM|GENTHERM INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|12281
THRM|GENTHERM INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|4277
THRM|GENTHERM INC CMN|GTSZ|GTS SECURITIES LLC|15441
THRM|GENTHERM INC CMN|HRBF|American Enterprise Investment Services Inc.|287
THRM|GENTHERM INC CMN|IATS|INTERACTIVE BROKERS LLC|2906
THRM|GENTHERM INC CMN|IBKR|Interactive Brokers Llc|61246
THRM|GENTHERM INC CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|408
THRM|GENTHERM INC CMN|ICBX|INSTINET, LLC|15100
THRM|GENTHERM INC CMN|IEQY|CITADEL SECURITIES LLC|25493
THRM|GENTHERM INC CMN|INCA|INSTINET, LLC|208815
THRM|GENTHERM INC CMN|INJX|INSTINET, LLC|13310
THRM|GENTHERM INC CMN|ITGI|ITG Inc.|9074
THRM|GENTHERM INC CMN|ITGP|ITG INC.|53400
THRM|GENTHERM INC CMN|JANY|Janney Montgomery Scott Inc.|202
THRM|GENTHERM INC CMN|JEFF|JEFFERIES LLC|55981
THRM|GENTHERM INC CMN|JMPT|JUMP TRADING, LLC|9974
THRM|GENTHERM INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|5924
THRM|GENTHERM INC CMN|JPMX|J.P. Morgan Securities LLC|275978
THRM|GENTHERM INC CMN|JSJX|JANE STREET CAPITAL LLC|12927
THRM|GENTHERM INC CMN|KCGM|VIRTU Americas LLC|19206
THRM|GENTHERM INC CMN|LEHM|Barclays Capital Inc./Le|348159
THRM|GENTHERM INC CMN|LIME|Lime Brokerage LLC|108467
THRM|GENTHERM INC CMN|LQNA|LIQUIDNET, INC.|300
THRM|GENTHERM INC CMN|LQNB|LIQUIDNET, INC.|100
THRM|GENTHERM INC CMN|LSCI|Lek Securities Corporation|5
THRM|GENTHERM INC CMN|MACC|Mid Atlantic Capital Corporation|600
THRM|GENTHERM INC CMN|MACQ|Macquarie Capital (USA) Inc.|4631
THRM|GENTHERM INC CMN|MAXM|Maxim Group LLC|3896
THRM|GENTHERM INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|86526
THRM|GENTHERM INC CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|876
THRM|GENTHERM INC CMN|MSCO|MORGAN STANLEY & CO. LLC|1147261
THRM|GENTHERM INC CMN|MSPL|MORGAN STANLEY & CO. LLC|209700
THRM|GENTHERM INC CMN|MSTX|MORGAN STANLEY & CO. LLC|24100
THRM|GENTHERM INC CMN|NFSC|National Financial Services LLC|34055
THRM|GENTHERM INC CMN|NITE|VIRTU Americas LLC|118363
THRM|GENTHERM INC CMN|NITP|VIRTU Americas LLC|2100
THRM|GENTHERM INC CMN|NQRB|Brut, LLC|2700
THRM|GENTHERM INC CMN|OPCO|Oppenheimer & Co. Inc.|1112
THRM|GENTHERM INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2263
THRM|GENTHERM INC CMN|PDQM|CODA MARKETS, INC.|22157
THRM|GENTHERM INC CMN|PHLY|NASDAQ Execution Services, LLC|200
THRM|GENTHERM INC CMN|PIPR|Piper Jaffray & Co.|57
THRM|GENTHERM INC CMN|RAJA|Raymond James & Associates, Inc.|948
THRM|GENTHERM INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|1988
THRM|GENTHERM INC CMN|RHCO|Suntrust Robinson Humphrey, Inc.|5220
THRM|GENTHERM INC CMN|ROTH|Roth Capital Partners, LLC|17700
THRM|GENTHERM INC CMN|SAGL|SAGETRADER, LLC|2216
THRM|GENTHERM INC CMN|SBSH|Citigroup Global Markets Inc.|70348
THRM|GENTHERM INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|58253
THRM|GENTHERM INC CMN|SPDR|SPEEDROUTE LLC|5390
THRM|GENTHERM INC CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|1000
THRM|GENTHERM INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|2246
THRM|GENTHERM INC CMN|SWIM|TD Ameritrade, Inc.|15778
THRM|GENTHERM INC CMN|SWST|Hilltop Securities Inc.|2655
THRM|GENTHERM INC CMN|TDCO|Thompson Davis & Co., Inc.|800
THRM|GENTHERM INC CMN|TKNG|ALLY INVEST SECURITIES LLC|375
THRM|GENTHERM INC CMN|TRBT|Tradebot Systems, Inc.|8639
THRM|GENTHERM INC CMN|TRCM|TRC MARKETS LLC|55395
THRM|GENTHERM INC CMN|UBSS|UBS Securities LLC|453315
THRM|GENTHERM INC CMN|VALX|VIRTU AMERICAS LLC|22937
THRM|GENTHERM INC CMN|VGRD|Vanguard Marketing Corporation|3093
THRM|GENTHERM INC CMN|WBLR|WILLIAM BLAIR|265
THRM|GENTHERM INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
THRM|GENTHERM INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|29882
THRM|GENTHERM INC CMN|WDNX|WEEDEN & CO.L.P.|1880
THRM|GENTHERM INC CMN|WEDB|WEDBUSH SECURITIES INC.|1800
THRM|GENTHERM INC CMN|WEED|Weeden & Co.L.P.|3482
THRM|GENTHERM INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4036
THRM|GENTHERM INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5076
THRM|GENTHERM INC CMN|WSEA|WOLVERINE SECURITIES, LLC|977
THRM|GENTHERM INC CMN|XIST|INSTINET, LLC|32400
THRM|GENTHERM INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|17380
THRM|GENTHERM INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
THS|TREEHOUSE FOODS INC.|ALTX|Alternet Securities Inc.|10105
THS|TREEHOUSE FOODS INC.|ANOS|ABEL/NOSER, L.L.C.|590
THS|TREEHOUSE FOODS INC.|APCC|Apex Clearing Corporation|34
THS|TREEHOUSE FOODS INC.|BANK|Primevest Financial Services, Inc.|16
THS|TREEHOUSE FOODS INC.|BARD|Robert W. Baird & Co. Incorporated|139
THS|TREEHOUSE FOODS INC.|BATM|CBOE TRADING, INC.|6509
THS|TREEHOUSE FOODS INC.|BAYC|BAY CREST PARTNERS, LLC|2529
THS|TREEHOUSE FOODS INC.|BAYT|BTIG, LLC|1700
THS|TREEHOUSE FOODS INC.|BBNT|BB&T SECURITIES, LLC|156
THS|TREEHOUSE FOODS INC.|BERN|Sanford C. Bernstein & Co., LLC|12295
THS|TREEHOUSE FOODS INC.|BIDS|BIDS TRADING L.P.|10500
THS|TREEHOUSE FOODS INC.|BKCM|BNY Mellon Capital Markets LLC|8893
THS|TREEHOUSE FOODS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|760
THS|TREEHOUSE FOODS INC.|BLKX|INSTINET, LLC|15000
THS|TREEHOUSE FOODS INC.|BMOC|BMO Capital Markets Corp.|5904
THS|TREEHOUSE FOODS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1792
THS|TREEHOUSE FOODS INC.|BTIG|BTIG, LLC|16310
THS|TREEHOUSE FOODS INC.|BYXM|CBOE TRADING, INC.|950
THS|TREEHOUSE FOODS INC.|BZYD|GOLDMAN SACHS & CO. LLC|988
THS|TREEHOUSE FOODS INC.|CANT|Cantor Fitzgerald & Co.|3990
THS|TREEHOUSE FOODS INC.|CIST|Capital Institutional Services, Inc.|29825
THS|TREEHOUSE FOODS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46519
THS|TREEHOUSE FOODS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
THS|TREEHOUSE FOODS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1043
THS|TREEHOUSE FOODS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|307821
THS|TREEHOUSE FOODS INC.|CSMS|CORNERSTONE MACRO LLC|300
THS|TREEHOUSE FOODS INC.|CTDL|Citadel Derivatives Group Llc|12065
THS|TREEHOUSE FOODS INC.|CTLR|CUTLER GROUP, LP|7531
THS|TREEHOUSE FOODS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11656
THS|TREEHOUSE FOODS INC.|DBAB|Deutsche Bank Securities Inc.|185249
THS|TREEHOUSE FOODS INC.|DBAX|Deutsche Bank Securities Inc.|180100
THS|TREEHOUSE FOODS INC.|DBUL|Deutsche Bank Securities Inc.|2849
THS|TREEHOUSE FOODS INC.|DEAN|MORGAN STANLEY|2374
THS|TREEHOUSE FOODS INC.|DEGS|RONIN PROFESSIONAL LLC|1700
THS|TREEHOUSE FOODS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5727
THS|TREEHOUSE FOODS INC.|EBXL|EBX LLC|178000
THS|TREEHOUSE FOODS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|27485
THS|TREEHOUSE FOODS INC.|EDJO|Edward D. Jones & Co., L.P.|3624
THS|TREEHOUSE FOODS INC.|EGAM|CBOE TRADING, INC.|17289
THS|TREEHOUSE FOODS INC.|EGAW|CBOE TRADING, INC.|202
THS|TREEHOUSE FOODS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1187
THS|TREEHOUSE FOODS INC.|EGXM|CBOE TRADING, INC.|7444
THS|TREEHOUSE FOODS INC.|EGXW|CBOE TRADING, INC.|20
THS|TREEHOUSE FOODS INC.|ETBE|Electronic Transaction Clearing, Inc.|13290
THS|TREEHOUSE FOODS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
THS|TREEHOUSE FOODS INC.|ETCC|Electronic Transaction Clearing, Inc.|120
THS|TREEHOUSE FOODS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20819
THS|TREEHOUSE FOODS INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
THS|TREEHOUSE FOODS INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|498
THS|TREEHOUSE FOODS INC.|ETRS|E*Trade Securities LLC|17171
THS|TREEHOUSE FOODS INC.|FILL|Tradestation Securities, Inc.|1209
THS|TREEHOUSE FOODS INC.|FMAF|NBCN Inc./ CDS|970
THS|TREEHOUSE FOODS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3288
THS|TREEHOUSE FOODS INC.|FQLS|Quantlab Securities LP|138626
THS|TREEHOUSE FOODS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93140
THS|TREEHOUSE FOODS INC.|FTBR|Foliofn Investments, Inc.|72
THS|TREEHOUSE FOODS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|8550
THS|TREEHOUSE FOODS INC.|GLPX|ACS EXECUTION SERVICES, LLC|24949
THS|TREEHOUSE FOODS INC.|GSCO|GOLDMAN SACHS & CO. LLC|603938
THS|TREEHOUSE FOODS INC.|GSCS|GOLDMAN SACHS & CO. LLC|8719
THS|TREEHOUSE FOODS INC.|GSLT|GOLDMAN SACHS & CO. LLC|7057
THS|TREEHOUSE FOODS INC.|GTSZ|GTS SECURITIES LLC|59874
THS|TREEHOUSE FOODS INC.|HRBF|American Enterprise Investment Services Inc.|223
THS|TREEHOUSE FOODS INC.|HSBC|HSBC Securities, Inc.|100
THS|TREEHOUSE FOODS INC.|IATS|INTERACTIVE BROKERS LLC|6782
THS|TREEHOUSE FOODS INC.|IBKR|Interactive Brokers Llc|8356
THS|TREEHOUSE FOODS INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1542
THS|TREEHOUSE FOODS INC.|ICBX|INSTINET, LLC|49500
THS|TREEHOUSE FOODS INC.|IEQY|CITADEL SECURITIES LLC|48435
THS|TREEHOUSE FOODS INC.|INCA|INSTINET, LLC|233636
THS|TREEHOUSE FOODS INC.|INJX|INSTINET, LLC|16478
THS|TREEHOUSE FOODS INC.|ITGI|ITG Inc.|67028
THS|TREEHOUSE FOODS INC.|ITGP|ITG INC.|63800
THS|TREEHOUSE FOODS INC.|JEFF|JEFFERIES LLC|198194
THS|TREEHOUSE FOODS INC.|JMPT|JUMP TRADING, LLC|44114
THS|TREEHOUSE FOODS INC.|JONE|JonesTrading|297
THS|TREEHOUSE FOODS INC.|JPBX|J.P. MORGAN SECURITIES LLC|42880
THS|TREEHOUSE FOODS INC.|JPMX|J.P. Morgan Securities LLC|529246
THS|TREEHOUSE FOODS INC.|JSJX|JANE STREET CAPITAL LLC|8470
THS|TREEHOUSE FOODS INC.|KCGM|VIRTU Americas LLC|26287
THS|TREEHOUSE FOODS INC.|LEHM|Barclays Capital Inc./Le|435493
THS|TREEHOUSE FOODS INC.|LIME|Lime Brokerage LLC|14686
THS|TREEHOUSE FOODS INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|37400
THS|TREEHOUSE FOODS INC.|LOOP|Loop Capital Markets LLC|10000
THS|TREEHOUSE FOODS INC.|LQNA|LIQUIDNET, INC.|125100
THS|TREEHOUSE FOODS INC.|LSCI|Lek Securities Corporation|4314
THS|TREEHOUSE FOODS INC.|MACC|Mid Atlantic Capital Corporation|382
THS|TREEHOUSE FOODS INC.|MAXM|Maxim Group LLC|10
THS|TREEHOUSE FOODS INC.|MCMF|Raymond James Ltd. Cds|40
THS|TREEHOUSE FOODS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80070
THS|TREEHOUSE FOODS INC.|MSCO|MORGAN STANLEY & CO. LLC|819286
THS|TREEHOUSE FOODS INC.|MSPL|MORGAN STANLEY & CO. LLC|278800
THS|TREEHOUSE FOODS INC.|MSTX|MORGAN STANLEY & CO. LLC|55000
THS|TREEHOUSE FOODS INC.|MULL|MARK J. MULLER EQUITIES, INC.|374
THS|TREEHOUSE FOODS INC.|NEUB|NEUBERGER BERMAN BD LLC|220
THS|TREEHOUSE FOODS INC.|NFSC|National Financial Services LLC|72951
THS|TREEHOUSE FOODS INC.|NITE|VIRTU Americas LLC|105957
THS|TREEHOUSE FOODS INC.|NITP|VIRTU Americas LLC|280
THS|TREEHOUSE FOODS INC.|NQRB|Brut, LLC|14888
THS|TREEHOUSE FOODS INC.|NTRC|Northern Trust Securities, Inc.|200
THS|TREEHOUSE FOODS INC.|OPCO|Oppenheimer & Co. Inc.|25844
THS|TREEHOUSE FOODS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1450
THS|TREEHOUSE FOODS INC.|PDQM|CODA MARKETS, INC.|167422
THS|TREEHOUSE FOODS INC.|PWJC|UBS Financial Services, Inc.|6417
THS|TREEHOUSE FOODS INC.|RBCM|RBC CAPITAL MARKETS, LLC|5145
THS|TREEHOUSE FOODS INC.|SAGL|SAGETRADER, LLC|10967
THS|TREEHOUSE FOODS INC.|SAGW|SAGETRADER, LLC|128
THS|TREEHOUSE FOODS INC.|SBSH|Citigroup Global Markets Inc.|48457
THS|TREEHOUSE FOODS INC.|SGMT|GOLDMAN SACHS & CO. LLC|86378
THS|TREEHOUSE FOODS INC.|SPDR|SPEEDROUTE LLC|25563
THS|TREEHOUSE FOODS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4746
THS|TREEHOUSE FOODS INC.|STKP|STOCKPILE INVESTMENTS, INC.|4
THS|TREEHOUSE FOODS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5884
THS|TREEHOUSE FOODS INC.|SWIM|TD Ameritrade, Inc.|4377
THS|TREEHOUSE FOODS INC.|SWST|Hilltop Securities Inc.|254
THS|TREEHOUSE FOODS INC.|TKNG|ALLY INVEST SECURITIES LLC|803
THS|TREEHOUSE FOODS INC.|TRBT|Tradebot Systems, Inc.|116638
THS|TREEHOUSE FOODS INC.|TRCM|TRC MARKETS LLC|49601
THS|TREEHOUSE FOODS INC.|TWTT|TASTYWORKS, INC.|220
THS|TREEHOUSE FOODS INC.|UBSA|UBS SECURITIES LLC|376803
THS|TREEHOUSE FOODS INC.|UBSS|UBS Securities LLC|356969
THS|TREEHOUSE FOODS INC.|VALX|VIRTU AMERICAS LLC|11344
THS|TREEHOUSE FOODS INC.|VGRD|Vanguard Marketing Corporation|1421
THS|TREEHOUSE FOODS INC.|WABR|Wall Street Access|25489
THS|TREEHOUSE FOODS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1132
THS|TREEHOUSE FOODS INC.|WCHV|WELLS FARGO SECURITIES, LLC|32658
THS|TREEHOUSE FOODS INC.|WDNX|WEEDEN & CO.L.P.|402
THS|TREEHOUSE FOODS INC.|WEDB|WEDBUSH SECURITIES INC.|40
THS|TREEHOUSE FOODS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10492
THS|TREEHOUSE FOODS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13791
THS|TREEHOUSE FOODS INC.|WFPB|Wells Fargo Securities, LLC.|5479
THS|TREEHOUSE FOODS INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|186
THS|TREEHOUSE FOODS INC.|WSEA|WOLVERINE SECURITIES, LLC|1561
THS|TREEHOUSE FOODS INC.|XIST|INSTINET, LLC|39000
THS|TREEHOUSE FOODS INC.|XPQR|Jump Trading|1100
THS|TREEHOUSE FOODS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|24628
THS|TREEHOUSE FOODS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3255
THS|TREEHOUSE FOODS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1713
THST|TRUETT HURST CL A CO|ALTX|Alternet Securities Inc.|300
THST|TRUETT HURST CL A CO|APCC|Apex Clearing Corporation|15
THST|TRUETT HURST CL A CO|BATM|CBOE TRADING, INC.|1215
THST|TRUETT HURST CL A CO|CANT|Cantor Fitzgerald & Co.|100
THST|TRUETT HURST CL A CO|CHAS|Charles Schwab & Co., Inc.|1000
THST|TRUETT HURST CL A CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
THST|TRUETT HURST CL A CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
THST|TRUETT HURST CL A CO|DBAX|Deutsche Bank Securities Inc.|1300
THST|TRUETT HURST CL A CO|DEGS|RONIN PROFESSIONAL LLC|10564
THST|TRUETT HURST CL A CO|EBXL|EBX LLC|400
THST|TRUETT HURST CL A CO|EGAW|CBOE TRADING, INC.|1100
THST|TRUETT HURST CL A CO|EGXW|CBOE TRADING, INC.|631
THST|TRUETT HURST CL A CO|ETDJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
THST|TRUETT HURST CL A CO|ETRS|E*Trade Securities LLC|68516
THST|TRUETT HURST CL A CO|FBCO|Credit Suisse Securities (USA) LLC|11902
THST|TRUETT HURST CL A CO|FOMA|TD AMERITRADE CLEARING, INC.|54389
THST|TRUETT HURST CL A CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84
THST|TRUETT HURST CL A CO|GEBB|GLOBAL EXECUTION BROKERS, LP|234
THST|TRUETT HURST CL A CO|GLPX|ACS EXECUTION SERVICES, LLC|1199
THST|TRUETT HURST CL A CO|GSCO|GOLDMAN SACHS & CO. LLC|405
THST|TRUETT HURST CL A CO|GSLT|GOLDMAN SACHS & CO. LLC|2000
THST|TRUETT HURST CL A CO|GTSZ|GTS SECURITIES LLC|300
THST|TRUETT HURST CL A CO|IATS|INTERACTIVE BROKERS LLC|11699
THST|TRUETT HURST CL A CO|IBKR|Interactive Brokers Llc|32697
THST|TRUETT HURST CL A CO|ICBX|INSTINET, LLC|957
THST|TRUETT HURST CL A CO|INCA|INSTINET, LLC|9101
THST|TRUETT HURST CL A CO|ITGI|ITG Inc.|9185
THST|TRUETT HURST CL A CO|ITGP|ITG INC.|4600
THST|TRUETT HURST CL A CO|KCGM|VIRTU Americas LLC|100
THST|TRUETT HURST CL A CO|LEHM|Barclays Capital Inc./Le|218
THST|TRUETT HURST CL A CO|LIME|Lime Brokerage LLC|8050
THST|TRUETT HURST CL A CO|MAXM|Maxim Group LLC|890
THST|TRUETT HURST CL A CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
THST|TRUETT HURST CL A CO|MSCO|MORGAN STANLEY & CO. LLC|11093
THST|TRUETT HURST CL A CO|NFSC|National Financial Services LLC|31249
THST|TRUETT HURST CL A CO|NITE|VIRTU Americas LLC|74389
THST|TRUETT HURST CL A CO|NQRB|Brut, LLC|500
THST|TRUETT HURST CL A CO|PDQM|CODA MARKETS, INC.|2022
THST|TRUETT HURST CL A CO|RAJA|Raymond James & Associates, Inc.|400
THST|TRUETT HURST CL A CO|SAGL|SAGETRADER, LLC|100
THST|TRUETT HURST CL A CO|SGMT|GOLDMAN SACHS & CO. LLC|1715
THST|TRUETT HURST CL A CO|SPDR|SPEEDROUTE LLC|3626
THST|TRUETT HURST CL A CO|SWIM|TD Ameritrade, Inc.|67773
THST|TRUETT HURST CL A CO|TKNG|ALLY INVEST SECURITIES LLC|437
THST|TRUETT HURST CL A CO|TRCM|TRC MARKETS LLC|759
THST|TRUETT HURST CL A CO|UBSA|UBS SECURITIES LLC|9801
THST|TRUETT HURST CL A CO|UBSS|UBS Securities LLC|5957
THST|TRUETT HURST CL A CO|VALX|VIRTU AMERICAS LLC|1300
THST|TRUETT HURST CL A CO|VGRD|Vanguard Marketing Corporation|481
THST|TRUETT HURST CL A CO|WBLR|WILLIAM BLAIR|500
THST|TRUETT HURST CL A CO|WCHV|WELLS FARGO SECURITIES, LLC|3550
THST|TRUETT HURST CL A CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4544
THST|TRUETT HURST CL A CO|WSEA|WOLVERINE SECURITIES, LLC|2120
THST|TRUETT HURST CL A CO|YKNA|COMHAR CAPITAL MARKETS, LLC|199
THST|TRUETT HURST CL A CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
THW|TEKLA WORLD HEALTHCA|AGIS|Aegis Capital Corp.|11845
THW|TEKLA WORLD HEALTHCA|ALTX|Alternet Securities Inc.|1200
THW|TEKLA WORLD HEALTHCA|APCC|Apex Clearing Corporation|45
THW|TEKLA WORLD HEALTHCA|BANK|Primevest Financial Services, Inc.|13
THW|TEKLA WORLD HEALTHCA|BARD|Robert W. Baird & Co. Incorporated|2354
THW|TEKLA WORLD HEALTHCA|BATM|CBOE TRADING, INC.|300
THW|TEKLA WORLD HEALTHCA|BBNT|BB&T SECURITIES, LLC|3917
THW|TEKLA WORLD HEALTHCA|BERN|Sanford C. Bernstein & Co., LLC|616
THW|TEKLA WORLD HEALTHCA|BRGE|Newbridge Securities Corp.|11838
THW|TEKLA WORLD HEALTHCA|CHAS|Charles Schwab & Co., Inc.|5006
THW|TEKLA WORLD HEALTHCA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
THW|TEKLA WORLD HEALTHCA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7855
THW|TEKLA WORLD HEALTHCA|CTDL|Citadel Derivatives Group Llc|10
THW|TEKLA WORLD HEALTHCA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1640
THW|TEKLA WORLD HEALTHCA|DADA|D.A. Davidson & Co.|316
THW|TEKLA WORLD HEALTHCA|DBAX|Deutsche Bank Securities Inc.|4400
THW|TEKLA WORLD HEALTHCA|DEAN|MORGAN STANLEY|5036
THW|TEKLA WORLD HEALTHCA|DEGS|RONIN PROFESSIONAL LLC|400
THW|TEKLA WORLD HEALTHCA|EBXL|EBX LLC|2800
THW|TEKLA WORLD HEALTHCA|EDJO|Edward D. Jones & Co., L.P.|1887
THW|TEKLA WORLD HEALTHCA|EGAM|CBOE TRADING, INC.|4912
THW|TEKLA WORLD HEALTHCA|EGXM|CBOE TRADING, INC.|903
THW|TEKLA WORLD HEALTHCA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
THW|TEKLA WORLD HEALTHCA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
THW|TEKLA WORLD HEALTHCA|ETRS|E*Trade Securities LLC|56081
THW|TEKLA WORLD HEALTHCA|FILL|Tradestation Securities, Inc.|800
THW|TEKLA WORLD HEALTHCA|FMAF|NBCN Inc./ CDS|300
THW|TEKLA WORLD HEALTHCA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6451
THW|TEKLA WORLD HEALTHCA|FTBR|Foliofn Investments, Inc.|629
THW|TEKLA WORLD HEALTHCA|GLPX|ACS EXECUTION SERVICES, LLC|7786
THW|TEKLA WORLD HEALTHCA|GSLT|GOLDMAN SACHS & CO. LLC|300
THW|TEKLA WORLD HEALTHCA|HRBF|American Enterprise Investment Services Inc.|51705
THW|TEKLA WORLD HEALTHCA|IATS|INTERACTIVE BROKERS LLC|2302
THW|TEKLA WORLD HEALTHCA|IBKR|Interactive Brokers Llc|18318
THW|TEKLA WORLD HEALTHCA|ICBX|INSTINET, LLC|25084
THW|TEKLA WORLD HEALTHCA|INCA|INSTINET, LLC|2365
THW|TEKLA WORLD HEALTHCA|ITGI|ITG Inc.|7421
THW|TEKLA WORLD HEALTHCA|ITGP|ITG INC.|400
THW|TEKLA WORLD HEALTHCA|JANY|Janney Montgomery Scott Inc.|15565
THW|TEKLA WORLD HEALTHCA|JMPT|JUMP TRADING, LLC|500
THW|TEKLA WORLD HEALTHCA|JPMX|J.P. Morgan Securities LLC|4000
THW|TEKLA WORLD HEALTHCA|JSJX|JANE STREET CAPITAL LLC|300
THW|TEKLA WORLD HEALTHCA|KCGM|VIRTU Americas LLC|6468
THW|TEKLA WORLD HEALTHCA|LEHM|Barclays Capital Inc./Le|4800
THW|TEKLA WORLD HEALTHCA|LGNT|COR CLEARING LLC|13
THW|TEKLA WORLD HEALTHCA|LIME|Lime Brokerage LLC|568
THW|TEKLA WORLD HEALTHCA|LSCI|Lek Securities Corporation|300
THW|TEKLA WORLD HEALTHCA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
THW|TEKLA WORLD HEALTHCA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
THW|TEKLA WORLD HEALTHCA|MOTF|MOTIF INVESTING, INC.|3
THW|TEKLA WORLD HEALTHCA|MSCO|MORGAN STANLEY & CO. LLC|144747
THW|TEKLA WORLD HEALTHCA|MSPL|MORGAN STANLEY & CO. LLC|600
THW|TEKLA WORLD HEALTHCA|NFSC|National Financial Services LLC|92569
THW|TEKLA WORLD HEALTHCA|NITE|VIRTU Americas LLC|263370
THW|TEKLA WORLD HEALTHCA|OPCO|Oppenheimer & Co. Inc.|13961
THW|TEKLA WORLD HEALTHCA|PDQM|CODA MARKETS, INC.|2368
THW|TEKLA WORLD HEALTHCA|PWJC|UBS Financial Services, Inc.|19370
THW|TEKLA WORLD HEALTHCA|RBCM|RBC CAPITAL MARKETS, LLC|25736
THW|TEKLA WORLD HEALTHCA|RGLD|Regal Securities, Inc|17
THW|TEKLA WORLD HEALTHCA|SAGL|SAGETRADER, LLC|300
THW|TEKLA WORLD HEALTHCA|SALI|INTL FCSTONE FINANCIAL INC.|711
THW|TEKLA WORLD HEALTHCA|SGMT|GOLDMAN SACHS & CO. LLC|2836
THW|TEKLA WORLD HEALTHCA|SPDR|SPEEDROUTE LLC|300
THW|TEKLA WORLD HEALTHCA|STFL|Stifel, Nicolaus & Company, Incorporated|9974
THW|TEKLA WORLD HEALTHCA|SWIM|TD Ameritrade, Inc.|57359
THW|TEKLA WORLD HEALTHCA|SWST|Hilltop Securities Inc.|1605
THW|TEKLA WORLD HEALTHCA|TKNG|ALLY INVEST SECURITIES LLC|1235
THW|TEKLA WORLD HEALTHCA|TRBT|Tradebot Systems, Inc.|1528
THW|TEKLA WORLD HEALTHCA|TRCM|TRC MARKETS LLC|127
THW|TEKLA WORLD HEALTHCA|UBSA|UBS SECURITIES LLC|11639
THW|TEKLA WORLD HEALTHCA|UBSS|UBS Securities LLC|117287
THW|TEKLA WORLD HEALTHCA|VALX|VIRTU AMERICAS LLC|600
THW|TEKLA WORLD HEALTHCA|VGRD|Vanguard Marketing Corporation|26366
THW|TEKLA WORLD HEALTHCA|WBET|Wallachbeth Capital LLC|100
THW|TEKLA WORLD HEALTHCA|WCHV|WELLS FARGO SECURITIES, LLC|169342
THW|TEKLA WORLD HEALTHCA|WEDB|WEDBUSH SECURITIES INC.|15909
THW|TEKLA WORLD HEALTHCA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44934
THW|TEKLA WORLD HEALTHCA|WSEA|WOLVERINE SECURITIES, LLC|417
THW|TEKLA WORLD HEALTHCA|YKNA|COMHAR CAPITAL MARKETS, LLC|1800
THW|TEKLA WORLD HEALTHCA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24875
TI|TELECOM ITL NEW|ALTX|Alternet Securities Inc.|3957
TI|TELECOM ITL NEW|APCC|Apex Clearing Corporation|5
TI|TELECOM ITL NEW|BARD|Robert W. Baird & Co. Incorporated|1970
TI|TELECOM ITL NEW|BATM|CBOE TRADING, INC.|200
TI|TELECOM ITL NEW|BIMI|Banca IMI Securities Corp.|2600
TI|TELECOM ITL NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|817
TI|TELECOM ITL NEW|BTIG|BTIG, LLC|16591
TI|TELECOM ITL NEW|BTII|BTIG, LLC|57505
TI|TELECOM ITL NEW|CHAS|Charles Schwab & Co., Inc.|7948
TI|TELECOM ITL NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3701
TI|TELECOM ITL NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
TI|TELECOM ITL NEW|CTDL|Citadel Derivatives Group Llc|6
TI|TELECOM ITL NEW|CTLR|CUTLER GROUP, LP|1556
TI|TELECOM ITL NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|3540
TI|TELECOM ITL NEW|DBAB|Deutsche Bank Securities Inc.|1822
TI|TELECOM ITL NEW|DEAN|MORGAN STANLEY|200
TI|TELECOM ITL NEW|DEGS|RONIN PROFESSIONAL LLC|3137
TI|TELECOM ITL NEW|EBXL|EBX LLC|13800
TI|TELECOM ITL NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|2002
TI|TELECOM ITL NEW|EDJO|Edward D. Jones & Co., L.P.|38
TI|TELECOM ITL NEW|EGXM|CBOE TRADING, INC.|1700
TI|TELECOM ITL NEW|ETBE|Electronic Transaction Clearing, Inc.|4358
TI|TELECOM ITL NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
TI|TELECOM ITL NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|794
TI|TELECOM ITL NEW|ETRS|E*Trade Securities LLC|15379
TI|TELECOM ITL NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15755
TI|TELECOM ITL NEW|FTBR|Foliofn Investments, Inc.|174
TI|TELECOM ITL NEW|GLPX|ACS EXECUTION SERVICES, LLC|1400
TI|TELECOM ITL NEW|GSCO|GOLDMAN SACHS & CO. LLC|8725
TI|TELECOM ITL NEW|GSLT|GOLDMAN SACHS & CO. LLC|11511
TI|TELECOM ITL NEW|GTSZ|GTS SECURITIES LLC|3504
TI|TELECOM ITL NEW|HRBF|American Enterprise Investment Services Inc.|3567
TI|TELECOM ITL NEW|HSBC|HSBC Securities, Inc.|1200
TI|TELECOM ITL NEW|IATS|INTERACTIVE BROKERS LLC|6300
TI|TELECOM ITL NEW|IBKR|Interactive Brokers Llc|69644
TI|TELECOM ITL NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6850
TI|TELECOM ITL NEW|INCA|INSTINET, LLC|10329
TI|TELECOM ITL NEW|INTL|INTL FCSTONE FINANCIAL INC.|33187
TI|TELECOM ITL NEW|ITGI|ITG Inc.|35267
TI|TELECOM ITL NEW|ITGP|ITG INC.|59000
TI|TELECOM ITL NEW|JANY|Janney Montgomery Scott Inc.|6968
TI|TELECOM ITL NEW|JEFF|JEFFERIES LLC|19
TI|TELECOM ITL NEW|JMPT|JUMP TRADING, LLC|1464
TI|TELECOM ITL NEW|JPMX|J.P. Morgan Securities LLC|37125
TI|TELECOM ITL NEW|KCGM|VIRTU Americas LLC|9993
TI|TELECOM ITL NEW|LEHM|Barclays Capital Inc./Le|284168
TI|TELECOM ITL NEW|LIME|Lime Brokerage LLC|7358
TI|TELECOM ITL NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36613
TI|TELECOM ITL NEW|MOTF|MOTIF INVESTING, INC.|1
TI|TELECOM ITL NEW|MSCO|MORGAN STANLEY & CO. LLC|122636
TI|TELECOM ITL NEW|MSPL|MORGAN STANLEY & CO. LLC|19300
TI|TELECOM ITL NEW|MSTX|MORGAN STANLEY & CO. LLC|600
TI|TELECOM ITL NEW|NFSC|National Financial Services LLC|87191
TI|TELECOM ITL NEW|NITE|VIRTU Americas LLC|387256
TI|TELECOM ITL NEW|NQRB|Brut, LLC|600
TI|TELECOM ITL NEW|NTBF|BMO Nesbitt Burns Inc./CDS|812
TI|TELECOM ITL NEW|OLDM|OLD MISSION CAPITAL, LLC|21451
TI|TELECOM ITL NEW|PDQM|CODA MARKETS, INC.|3657
TI|TELECOM ITL NEW|PWJC|UBS Financial Services, Inc.|1200
TI|TELECOM ITL NEW|RBCM|RBC CAPITAL MARKETS, LLC|4763
TI|TELECOM ITL NEW|SAGL|SAGETRADER, LLC|2600
TI|TELECOM ITL NEW|SBSH|Citigroup Global Markets Inc.|1018373
TI|TELECOM ITL NEW|SGMT|GOLDMAN SACHS & CO. LLC|7520
TI|TELECOM ITL NEW|STFL|Stifel, Nicolaus & Company, Incorporated|3859
TI|TELECOM ITL NEW|SWIM|TD Ameritrade, Inc.|6609
TI|TELECOM ITL NEW|TKNG|ALLY INVEST SECURITIES LLC|230
TI|TELECOM ITL NEW|TRCM|TRC MARKETS LLC|349
TI|TELECOM ITL NEW|UBSS|UBS Securities LLC|115106
TI|TELECOM ITL NEW|VALX|VIRTU AMERICAS LLC|53501
TI|TELECOM ITL NEW|VGRD|Vanguard Marketing Corporation|6883
TI|TELECOM ITL NEW|WCHV|WELLS FARGO SECURITIES, LLC|62111
TI|TELECOM ITL NEW|WEED|Weeden & Co.L.P.|600
TI|TELECOM ITL NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1481
TI|TELECOM ITL NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2174
TI|TELECOM ITL NEW|WSEA|WOLVERINE SECURITIES, LLC|1399
TI|TELECOM ITL NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|11328
TI|TELECOM ITL NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1131
TI.A|TELECOM SAV NEW|ALTX|Alternet Securities Inc.|800
TI.A|TELECOM SAV NEW|APCC|Apex Clearing Corporation|300
TI.A|TELECOM SAV NEW|CANT|Cantor Fitzgerald & Co.|468528
TI.A|TELECOM SAV NEW|CHAS|Charles Schwab & Co., Inc.|23345
TI.A|TELECOM SAV NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
TI.A|TELECOM SAV NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|4600
TI.A|TELECOM SAV NEW|DADA|D.A. Davidson & Co.|1410
TI.A|TELECOM SAV NEW|DAVA|Davenport & Company LLC|1144
TI.A|TELECOM SAV NEW|DBAB|Deutsche Bank Securities Inc.|785
TI.A|TELECOM SAV NEW|DEAN|MORGAN STANLEY|468328
TI.A|TELECOM SAV NEW|EBXL|EBX LLC|5700
TI.A|TELECOM SAV NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|3000
TI.A|TELECOM SAV NEW|EGAM|CBOE TRADING, INC.|100
TI.A|TELECOM SAV NEW|ETRS|E*Trade Securities LLC|4979
TI.A|TELECOM SAV NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1870
TI.A|TELECOM SAV NEW|FTBR|Foliofn Investments, Inc.|21
TI.A|TELECOM SAV NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|410
TI.A|TELECOM SAV NEW|GLPX|ACS EXECUTION SERVICES, LLC|5378
TI.A|TELECOM SAV NEW|GSCO|GOLDMAN SACHS & CO. LLC|4264
TI.A|TELECOM SAV NEW|GSLT|GOLDMAN SACHS & CO. LLC|575
TI.A|TELECOM SAV NEW|GTSZ|GTS SECURITIES LLC|3529
TI.A|TELECOM SAV NEW|HRBF|American Enterprise Investment Services Inc.|650
TI.A|TELECOM SAV NEW|HSBC|HSBC Securities, Inc.|40
TI.A|TELECOM SAV NEW|IATS|INTERACTIVE BROKERS LLC|740
TI.A|TELECOM SAV NEW|IBKR|Interactive Brokers Llc|2559
TI.A|TELECOM SAV NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|253
TI.A|TELECOM SAV NEW|INCA|INSTINET, LLC|1318
TI.A|TELECOM SAV NEW|INTL|INTL FCSTONE FINANCIAL INC.|22366
TI.A|TELECOM SAV NEW|ITGI|ITG Inc.|13771
TI.A|TELECOM SAV NEW|ITGP|ITG INC.|11600
TI.A|TELECOM SAV NEW|JEFF|JEFFERIES LLC|36
TI.A|TELECOM SAV NEW|JMPT|JUMP TRADING, LLC|250
TI.A|TELECOM SAV NEW|JPMX|J.P. Morgan Securities LLC|8600
TI.A|TELECOM SAV NEW|KCGM|VIRTU Americas LLC|2200
TI.A|TELECOM SAV NEW|LEHM|Barclays Capital Inc./Le|188959
TI.A|TELECOM SAV NEW|LIME|Lime Brokerage LLC|9834
TI.A|TELECOM SAV NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10800
TI.A|TELECOM SAV NEW|MOTF|MOTIF INVESTING, INC.|1
TI.A|TELECOM SAV NEW|MSCO|MORGAN STANLEY & CO. LLC|45807
TI.A|TELECOM SAV NEW|MSPL|MORGAN STANLEY & CO. LLC|1300
TI.A|TELECOM SAV NEW|NFSC|National Financial Services LLC|58311
TI.A|TELECOM SAV NEW|NITE|VIRTU Americas LLC|204880
TI.A|TELECOM SAV NEW|NTBF|BMO Nesbitt Burns Inc./CDS|1150
TI.A|TELECOM SAV NEW|OLDM|OLD MISSION CAPITAL, LLC|21610
TI.A|TELECOM SAV NEW|PDQM|CODA MARKETS, INC.|5878
TI.A|TELECOM SAV NEW|RBCM|RBC CAPITAL MARKETS, LLC|4102
TI.A|TELECOM SAV NEW|SAGC|SAGETRADER, LLC|800
TI.A|TELECOM SAV NEW|SBSH|Citigroup Global Markets Inc.|10289
TI.A|TELECOM SAV NEW|SGMT|GOLDMAN SACHS & CO. LLC|8795
TI.A|TELECOM SAV NEW|SPDR|SPEEDROUTE LLC|100
TI.A|TELECOM SAV NEW|SPHN|Stephens Inc.|82
TI.A|TELECOM SAV NEW|SWIM|TD Ameritrade, Inc.|125
TI.A|TELECOM SAV NEW|UBSS|UBS Securities LLC|21942
TI.A|TELECOM SAV NEW|VALX|VIRTU AMERICAS LLC|48151
TI.A|TELECOM SAV NEW|VGRD|Vanguard Marketing Corporation|675
TI.A|TELECOM SAV NEW|WCHV|WELLS FARGO SECURITIES, LLC|7044
TI.A|TELECOM SAV NEW|WEED|Weeden & Co.L.P.|330
TI.A|TELECOM SAV NEW|WGIF|CIBC World Markets Inc.|280
TI.A|TELECOM SAV NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|850
TI.A|TELECOM SAV NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|300
TIBR|TIBERIUS ACQ CM|CANT|Cantor Fitzgerald & Co.|26019
TIBR|TIBERIUS ACQ CM|GTSZ|GTS SECURITIES LLC|600
TIBR|TIBERIUS ACQ CM|IBKR|Interactive Brokers Llc|3395
TIBR|TIBERIUS ACQ CM|INJX|INSTINET, LLC|823
TIBR|TIBERIUS ACQ CM|ITGI|ITG Inc.|1900
TIBR|TIBERIUS ACQ CM|LIME|Lime Brokerage LLC|456
TIBR|TIBERIUS ACQ CM|MITR|GMP SECURITIES, LLC|163700
TIBR|TIBERIUS ACQ CM|MSCO|MORGAN STANLEY & CO. LLC|50400
TIBR|TIBERIUS ACQ CM|NITE|VIRTU Americas LLC|200
TIBR|TIBERIUS ACQ CM|TRCM|TRC MARKETS LLC|156
TIBR|TIBERIUS ACQ CM|UBSA|UBS SECURITIES LLC|200
TIBR|TIBERIUS ACQ CM|UBSS|UBS Securities LLC|83
TIBRU|TIBERIUS ACQ UNIT|ALTX|Alternet Securities Inc.|600
TIBRU|TIBERIUS ACQ UNIT|BRGE|Newbridge Securities Corp.|1000
TIBRU|TIBERIUS ACQ UNIT|BTIG|BTIG, LLC|20000
TIBRU|TIBERIUS ACQ UNIT|CANT|Cantor Fitzgerald & Co.|25000
TIBRU|TIBERIUS ACQ UNIT|EGXM|CBOE TRADING, INC.|600
TIBRU|TIBERIUS ACQ UNIT|ETRS|E*Trade Securities LLC|1196
TIBRU|TIBERIUS ACQ UNIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9696
TIBRU|TIBERIUS ACQ UNIT|GSCO|GOLDMAN SACHS & CO. LLC|17600
TIBRU|TIBERIUS ACQ UNIT|GSLT|GOLDMAN SACHS & CO. LLC|24000
TIBRU|TIBERIUS ACQ UNIT|IBKR|Interactive Brokers Llc|1797
TIBRU|TIBERIUS ACQ UNIT|ITGI|ITG Inc.|1000
TIBRU|TIBERIUS ACQ UNIT|KCGM|VIRTU Americas LLC|100
TIBRU|TIBERIUS ACQ UNIT|LIME|Lime Brokerage LLC|200
TIBRU|TIBERIUS ACQ UNIT|MITR|GMP SECURITIES, LLC|75903
TIBRU|TIBERIUS ACQ UNIT|MSCO|MORGAN STANLEY & CO. LLC|1200
TIBRU|TIBERIUS ACQ UNIT|NFSC|National Financial Services LLC|100
TIBRU|TIBERIUS ACQ UNIT|NITE|VIRTU Americas LLC|5166
TIBRU|TIBERIUS ACQ UNIT|NQRB|Brut, LLC|3300
TIBRU|TIBERIUS ACQ UNIT|RAJA|Raymond James & Associates, Inc.|500
TIBRU|TIBERIUS ACQ UNIT|SWST|Hilltop Securities Inc.|200
TIBRU|TIBERIUS ACQ UNIT|TRCM|TRC MARKETS LLC|497
TIBRU|TIBERIUS ACQ UNIT|UBSS|UBS Securities LLC|2000
TIBRU|TIBERIUS ACQ UNIT|WABR|Wall Street Access|3000
TIBRU|TIBERIUS ACQ UNIT|WFPB|Wells Fargo Securities, LLC.|766
TIBRW|TIBERIUS ACQ WT|ETRS|E*Trade Securities LLC|19500
TIBRW|TIBERIUS ACQ WT|IBKR|Interactive Brokers Llc|35077
TIBRW|TIBERIUS ACQ WT|LIME|Lime Brokerage LLC|400
TIBRW|TIBERIUS ACQ WT|MITR|GMP SECURITIES, LLC|18477
TIBRW|TIBERIUS ACQ WT|MSCO|MORGAN STANLEY & CO. LLC|62700
TIBRW|TIBERIUS ACQ WT|NITE|VIRTU Americas LLC|2700
TIBRW|TIBERIUS ACQ WT|UBSS|UBS Securities LLC|10
TIER|TIER REIT, INC.|ALTX|Alternet Securities Inc.|4300
TIER|TIER REIT, INC.|APCC|Apex Clearing Corporation|106
TIER|TIER REIT, INC.|BANK|Primevest Financial Services, Inc.|7
TIER|TIER REIT, INC.|BATM|CBOE TRADING, INC.|3931
TIER|TIER REIT, INC.|BAYC|BAY CREST PARTNERS, LLC|30
TIER|TIER REIT, INC.|BERN|Sanford C. Bernstein & Co., LLC|2120
TIER|TIER REIT, INC.|BIDS|BIDS TRADING L.P.|25200
TIER|TIER REIT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10817
TIER|TIER REIT, INC.|BLKX|INSTINET, LLC|104897
TIER|TIER REIT, INC.|BMOC|BMO Capital Markets Corp.|397
TIER|TIER REIT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|12133
TIER|TIER REIT, INC.|BYXM|CBOE TRADING, INC.|984
TIER|TIER REIT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|3078
TIER|TIER REIT, INC.|CHAS|Charles Schwab & Co., Inc.|552
TIER|TIER REIT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97678
TIER|TIER REIT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11960
TIER|TIER REIT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121119
TIER|TIER REIT, INC.|CTDL|Citadel Derivatives Group Llc|2110
TIER|TIER REIT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|12988
TIER|TIER REIT, INC.|DBAB|Deutsche Bank Securities Inc.|39276
TIER|TIER REIT, INC.|DBAX|Deutsche Bank Securities Inc.|71000
TIER|TIER REIT, INC.|DEAN|MORGAN STANLEY|5416
TIER|TIER REIT, INC.|DEGS|RONIN PROFESSIONAL LLC|400
TIER|TIER REIT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|49730
TIER|TIER REIT, INC.|EBXL|EBX LLC|140600
TIER|TIER REIT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14985
TIER|TIER REIT, INC.|EDJO|Edward D. Jones & Co., L.P.|3260
TIER|TIER REIT, INC.|EGAM|CBOE TRADING, INC.|5296
TIER|TIER REIT, INC.|EGAW|CBOE TRADING, INC.|100
TIER|TIER REIT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1140
TIER|TIER REIT, INC.|EGXM|CBOE TRADING, INC.|1066
TIER|TIER REIT, INC.|EGXW|CBOE TRADING, INC.|50
TIER|TIER REIT, INC.|ETBE|Electronic Transaction Clearing, Inc.|3131
TIER|TIER REIT, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|1380
TIER|TIER REIT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3910
TIER|TIER REIT, INC.|ETRS|E*Trade Securities LLC|1102
TIER|TIER REIT, INC.|FCST|INTL FCSTONE FINANCIAL INC.|7380
TIER|TIER REIT, INC.|FINX|FINTECH SECURITIES|210
TIER|TIER REIT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|630
TIER|TIER REIT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56269
TIER|TIER REIT, INC.|FTBR|Foliofn Investments, Inc.|190
TIER|TIER REIT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|10185
TIER|TIER REIT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|168488
TIER|TIER REIT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2800
TIER|TIER REIT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|837
TIER|TIER REIT, INC.|GTSZ|GTS SECURITIES LLC|19134
TIER|TIER REIT, INC.|HRBF|American Enterprise Investment Services Inc.|5520
TIER|TIER REIT, INC.|IATS|INTERACTIVE BROKERS LLC|1852
TIER|TIER REIT, INC.|IBKR|Interactive Brokers Llc|3352
TIER|TIER REIT, INC.|ICBX|INSTINET, LLC|49682
TIER|TIER REIT, INC.|IEQY|CITADEL SECURITIES LLC|12303
TIER|TIER REIT, INC.|INCA|INSTINET, LLC|111631
TIER|TIER REIT, INC.|INJX|INSTINET, LLC|42
TIER|TIER REIT, INC.|ITGI|ITG Inc.|64294
TIER|TIER REIT, INC.|ITGP|ITG INC.|127800
TIER|TIER REIT, INC.|JEFF|JEFFERIES LLC|65674
TIER|TIER REIT, INC.|JMPT|JUMP TRADING, LLC|13847
TIER|TIER REIT, INC.|JONE|JonesTrading|390
TIER|TIER REIT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|10876
TIER|TIER REIT, INC.|JPMX|J.P. Morgan Securities LLC|159977
TIER|TIER REIT, INC.|JSJX|JANE STREET CAPITAL LLC|4562
TIER|TIER REIT, INC.|KCGM|VIRTU Americas LLC|28878
TIER|TIER REIT, INC.|LAFF|R. F. Lafferty & Co., Inc.|6198
TIER|TIER REIT, INC.|LEHM|Barclays Capital Inc./Le|121173
TIER|TIER REIT, INC.|LIME|Lime Brokerage LLC|16950
TIER|TIER REIT, INC.|LPCM|Lampert Capital Markets Inc.|2100
TIER|TIER REIT, INC.|LSCI|Lek Securities Corporation|23
TIER|TIER REIT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58150
TIER|TIER REIT, INC.|MSCO|MORGAN STANLEY & CO. LLC|188371
TIER|TIER REIT, INC.|MSPL|MORGAN STANLEY & CO. LLC|142600
TIER|TIER REIT, INC.|MSTX|MORGAN STANLEY & CO. LLC|12700
TIER|TIER REIT, INC.|NFSC|National Financial Services LLC|31768
TIER|TIER REIT, INC.|NITE|VIRTU Americas LLC|101315
TIER|TIER REIT, INC.|NQRB|Brut, LLC|3470
TIER|TIER REIT, INC.|NTRC|Northern Trust Securities, Inc.|2191
TIER|TIER REIT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|680
TIER|TIER REIT, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8447
TIER|TIER REIT, INC.|PDQM|CODA MARKETS, INC.|49210
TIER|TIER REIT, INC.|PWJC|UBS Financial Services, Inc.|113
TIER|TIER REIT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|8376
TIER|TIER REIT, INC.|SAGL|SAGETRADER, LLC|2364
TIER|TIER REIT, INC.|SALI|INTL FCSTONE FINANCIAL INC.|945
TIER|TIER REIT, INC.|SBSH|Citigroup Global Markets Inc.|43223
TIER|TIER REIT, INC.|SEIC|SEI Investments Distribution Co.|100
TIER|TIER REIT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|28501
TIER|TIER REIT, INC.|SPDR|SPEEDROUTE LLC|24800
TIER|TIER REIT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|845
TIER|TIER REIT, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3499
TIER|TIER REIT, INC.|SWIM|TD Ameritrade, Inc.|117
TIER|TIER REIT, INC.|SWST|Hilltop Securities Inc.|484
TIER|TIER REIT, INC.|TRBT|Tradebot Systems, Inc.|48327
TIER|TIER REIT, INC.|TRCM|TRC MARKETS LLC|20990
TIER|TIER REIT, INC.|TWTT|TASTYWORKS, INC.|66
TIER|TIER REIT, INC.|UBSA|UBS SECURITIES LLC|234352
TIER|TIER REIT, INC.|UBSS|UBS Securities LLC|218890
TIER|TIER REIT, INC.|VALX|VIRTU AMERICAS LLC|5313
TIER|TIER REIT, INC.|VGRD|Vanguard Marketing Corporation|2860
TIER|TIER REIT, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1307
TIER|TIER REIT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|31420
TIER|TIER REIT, INC.|WEDB|WEDBUSH SECURITIES INC.|300
TIER|TIER REIT, INC.|WEED|Weeden & Co.L.P.|8872
TIER|TIER REIT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1139
TIER|TIER REIT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|878
TIER|TIER REIT, INC.|WSEA|WOLVERINE SECURITIES, LLC|549
TIER|TIER REIT, INC.|XIST|INSTINET, LLC|62400
TIER|TIER REIT, INC.|XPQR|Jump Trading|100
TIER|TIER REIT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|61988
TIER|TIER REIT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|599
TIER|TIER REIT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5258
TIF|TIFFANY AND CO|ABLE|NATIXIS Securities Americas LLC|103400
TIF|TIFFANY AND CO|ADAM|CANACCORD GENUITY INC.|300
TIF|TIFFANY AND CO|ALTX|Alternet Securities Inc.|21819
TIF|TIFFANY AND CO|APCC|Apex Clearing Corporation|1451
TIF|TIFFANY AND CO|BARD|Robert W. Baird & Co. Incorporated|21149
TIF|TIFFANY AND CO|BATM|CBOE TRADING, INC.|24429
TIF|TIFFANY AND CO|BBNT|BB&T SECURITIES, LLC|505
TIF|TIFFANY AND CO|BERN|Sanford C. Bernstein & Co., LLC|86621
TIF|TIFFANY AND CO|BIDS|BIDS TRADING L.P.|400
TIF|TIFFANY AND CO|BIMI|Banca IMI Securities Corp.|195
TIF|TIFFANY AND CO|BKCM|BNY Mellon Capital Markets LLC|616
TIF|TIFFANY AND CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18777
TIF|TIFFANY AND CO|BLKX|INSTINET, LLC|59800
TIF|TIFFANY AND CO|BNPX|BNP PARIBAS SECURITIES CORP.|252581
TIF|TIFFANY AND CO|BTIG|BTIG, LLC|5724
TIF|TIFFANY AND CO|BYXM|CBOE TRADING, INC.|946
TIF|TIFFANY AND CO|BZYD|GOLDMAN SACHS & CO. LLC|1112
TIF|TIFFANY AND CO|CABR|Cabrera Capital Markets, Inc.|24
TIF|TIFFANY AND CO|CANT|Cantor Fitzgerald & Co.|1020
TIF|TIFFANY AND CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|20346
TIF|TIFFANY AND CO|CHAS|Charles Schwab & Co., Inc.|5347
TIF|TIFFANY AND CO|CIBP|CIBC World Markets Corp.|4333
TIF|TIFFANY AND CO|CICF|Canaccord Genuity Corp.|354
TIF|TIFFANY AND CO|CIST|Capital Institutional Services, Inc.|2063
TIF|TIFFANY AND CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|303684
TIF|TIFFANY AND CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
TIF|TIFFANY AND CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4749
TIF|TIFFANY AND CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|745347
TIF|TIFFANY AND CO|CSIN|Citadel Securities Institutional LLC|3926
TIF|TIFFANY AND CO|CTDL|Citadel Derivatives Group Llc|7301
TIF|TIFFANY AND CO|CTLR|CUTLER GROUP, LP|100
TIF|TIFFANY AND CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|46434
TIF|TIFFANY AND CO|DADA|D.A. Davidson & Co.|1
TIF|TIFFANY AND CO|DAVA|Davenport & Company LLC|150
TIF|TIFFANY AND CO|DBAB|Deutsche Bank Securities Inc.|415658
TIF|TIFFANY AND CO|DBAX|Deutsche Bank Securities Inc.|653600
TIF|TIFFANY AND CO|DBUL|Deutsche Bank Securities Inc.|2400
TIF|TIFFANY AND CO|DCHF|Dart Executions, LLC|175
TIF|TIFFANY AND CO|DEAN|MORGAN STANLEY|8675
TIF|TIFFANY AND CO|DEGS|RONIN PROFESSIONAL LLC|400
TIF|TIFFANY AND CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22791
TIF|TIFFANY AND CO|DRWK|DRW SECURITIES, L.L.C.|1840
TIF|TIFFANY AND CO|EBXL|EBX LLC|319000
TIF|TIFFANY AND CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|40185
TIF|TIFFANY AND CO|EDJC|Edward Jones / CDS|1229
TIF|TIFFANY AND CO|EDJO|Edward D. Jones & Co., L.P.|38190
TIF|TIFFANY AND CO|EGAM|CBOE TRADING, INC.|24551
TIF|TIFFANY AND CO|EGAW|CBOE TRADING, INC.|647
TIF|TIFFANY AND CO|EGMT|EG MARKET TECHNOLOGIES LLC|1848
TIF|TIFFANY AND CO|EGXM|CBOE TRADING, INC.|8160
TIF|TIFFANY AND CO|EGXW|CBOE TRADING, INC.|203
TIF|TIFFANY AND CO|ETBE|Electronic Transaction Clearing, Inc.|67135
TIF|TIFFANY AND CO|ETCB|ETC BROKERAGE SERVICES, LLC|7
TIF|TIFFANY AND CO|ETCC|Electronic Transaction Clearing, Inc.|580
TIF|TIFFANY AND CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|67462
TIF|TIFFANY AND CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
TIF|TIFFANY AND CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|190
TIF|TIFFANY AND CO|ETRS|E*Trade Securities LLC|123292
TIF|TIFFANY AND CO|FBSB|U.S. Bancorp Investments, Inc.|890
TIF|TIFFANY AND CO|FFSI|Firstrade Securities Inc.|100
TIF|TIFFANY AND CO|FILL|Tradestation Securities, Inc.|17820
TIF|TIFFANY AND CO|FINX|FINTECH SECURITIES|366
TIF|TIFFANY AND CO|FMAF|NBCN Inc./ CDS|1369
TIF|TIFFANY AND CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|74888
TIF|TIFFANY AND CO|FQLS|Quantlab Securities LP|437875
TIF|TIFFANY AND CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|388446
TIF|TIFFANY AND CO|FTBR|Foliofn Investments, Inc.|2609
TIF|TIFFANY AND CO|GBMT|GBM International, Inc.|255
TIF|TIFFANY AND CO|GEBB|GLOBAL EXECUTION BROKERS, LP|2201
TIF|TIFFANY AND CO|GLIS|TD Securities Inc|380
TIF|TIFFANY AND CO|GLPX|ACS EXECUTION SERVICES, LLC|327722
TIF|TIFFANY AND CO|GPSS|Great Pacific Securities|700
TIF|TIFFANY AND CO|GSCO|GOLDMAN SACHS & CO. LLC|1444005
TIF|TIFFANY AND CO|GSCS|GOLDMAN SACHS & CO. LLC|6638
TIF|TIFFANY AND CO|GSLT|GOLDMAN SACHS & CO. LLC|10634
TIF|TIFFANY AND CO|GTSZ|GTS SECURITIES LLC|278782
TIF|TIFFANY AND CO|HAPX|HAP Trading, LLC|543
TIF|TIFFANY AND CO|HRBF|American Enterprise Investment Services Inc.|2463
TIF|TIFFANY AND CO|HSBC|HSBC Securities, Inc.|1294
TIF|TIFFANY AND CO|IATS|INTERACTIVE BROKERS LLC|27351
TIF|TIFFANY AND CO|IBKR|Interactive Brokers Llc|44346
TIF|TIFFANY AND CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|323
TIF|TIFFANY AND CO|ICBX|INSTINET, LLC|89423
TIF|TIFFANY AND CO|IEQY|CITADEL SECURITIES LLC|228138
TIF|TIFFANY AND CO|INCA|INSTINET, LLC|494959
TIF|TIFFANY AND CO|INJX|INSTINET, LLC|27253
TIF|TIFFANY AND CO|ITGI|ITG Inc.|180639
TIF|TIFFANY AND CO|ITGP|ITG INC.|171600
TIF|TIFFANY AND CO|JANY|Janney Montgomery Scott Inc.|1326
TIF|TIFFANY AND CO|JEFF|JEFFERIES LLC|501110
TIF|TIFFANY AND CO|JMPT|JUMP TRADING, LLC|77416
TIF|TIFFANY AND CO|JONE|JonesTrading|72640
TIF|TIFFANY AND CO|JPBX|J.P. MORGAN SECURITIES LLC|202295
TIF|TIFFANY AND CO|JPMX|J.P. Morgan Securities LLC|507235
TIF|TIFFANY AND CO|JSJX|JANE STREET CAPITAL LLC|26193
TIF|TIFFANY AND CO|KCGM|VIRTU Americas LLC|39928
TIF|TIFFANY AND CO|KING|C. L. King & Associates, Inc.|5000
TIF|TIFFANY AND CO|LEHM|Barclays Capital Inc./Le|1130381
TIF|TIFFANY AND CO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|6815
TIF|TIFFANY AND CO|LIME|Lime Brokerage LLC|54771
TIF|TIFFANY AND CO|LOOP|Loop Capital Markets LLC|5839
TIF|TIFFANY AND CO|LQNA|LIQUIDNET, INC.|69400
TIF|TIFFANY AND CO|LSCI|Lek Securities Corporation|1928
TIF|TIFFANY AND CO|MACC|Mid Atlantic Capital Corporation|100
TIF|TIFFANY AND CO|MACQ|Macquarie Capital (USA) Inc.|1400
TIF|TIFFANY AND CO|MAXM|Maxim Group LLC|7195
TIF|TIFFANY AND CO|MBTS|ALLY INVEST SECURITIES LLC|655
TIF|TIFFANY AND CO|MCBT|Moors & Cabot, Inc.|50
TIF|TIFFANY AND CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194029
TIF|TIFFANY AND CO|MOTF|MOTIF INVESTING, INC.|24
TIF|TIFFANY AND CO|MPSG|E D & F Man Capital Markets Inc.|90
TIF|TIFFANY AND CO|MSCO|MORGAN STANLEY & CO. LLC|2605568
TIF|TIFFANY AND CO|MSPL|MORGAN STANLEY & CO. LLC|603800
TIF|TIFFANY AND CO|MSTX|MORGAN STANLEY & CO. LLC|296500
TIF|TIFFANY AND CO|MTON|MILLINGTON SECURITIES, INC.|32972
TIF|TIFFANY AND CO|MUFG|MUFG SECURITIES AMERICAS INC.|389092
TIF|TIFFANY AND CO|NEUB|NEUBERGER BERMAN BD LLC|150
TIF|TIFFANY AND CO|NFSC|National Financial Services LLC|176080
TIF|TIFFANY AND CO|NITE|VIRTU Americas LLC|582724
TIF|TIFFANY AND CO|NQRB|Brut, LLC|12996
TIF|TIFFANY AND CO|NTBF|BMO Nesbitt Burns Inc./CDS|190
TIF|TIFFANY AND CO|NTRC|Northern Trust Securities, Inc.|449
TIF|TIFFANY AND CO|OHOS|TWO SIGMA SECURITIES, LLC|65890
TIF|TIFFANY AND CO|OPCO|Oppenheimer & Co. Inc.|82201
TIF|TIFFANY AND CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1756
TIF|TIFFANY AND CO|PDQM|CODA MARKETS, INC.|121942
TIF|TIFFANY AND CO|PHLY|NASDAQ Execution Services, LLC|90400
TIF|TIFFANY AND CO|PICT|Pictet Overseas Inc.|180
TIF|TIFFANY AND CO|PIPR|Piper Jaffray & Co.|151
TIF|TIFFANY AND CO|PWJC|UBS Financial Services, Inc.|4115
TIF|TIFFANY AND CO|QMSR|QUATTRO M SECURITIES INC.|9610
TIF|TIFFANY AND CO|RBCM|RBC CAPITAL MARKETS, LLC|755
TIF|TIFFANY AND CO|SAGL|SAGETRADER, LLC|53065
TIF|TIFFANY AND CO|SAGW|SAGETRADER, LLC|999
TIF|TIFFANY AND CO|SALI|INTL FCSTONE FINANCIAL INC.|150
TIF|TIFFANY AND CO|SBRX|MURIEL SIEBERT & CO INC|20
TIF|TIFFANY AND CO|SBSH|Citigroup Global Markets Inc.|198777
TIF|TIFFANY AND CO|SEIC|SEI Investments Distribution Co.|200
TIF|TIFFANY AND CO|SGMT|GOLDMAN SACHS & CO. LLC|261093
TIF|TIFFANY AND CO|SPDR|SPEEDROUTE LLC|23950
TIF|TIFFANY AND CO|SPHN|Stephens Inc.|185
TIF|TIFFANY AND CO|STFL|Stifel, Nicolaus & Company, Incorporated|1994
TIF|TIFFANY AND CO|STKP|STOCKPILE INVESTMENTS, INC.|174
TIF|TIFFANY AND CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3433
TIF|TIFFANY AND CO|SWIM|TD Ameritrade, Inc.|191126
TIF|TIFFANY AND CO|SWST|Hilltop Securities Inc.|974
TIF|TIFFANY AND CO|TKNG|ALLY INVEST SECURITIES LLC|2965
TIF|TIFFANY AND CO|TRBT|Tradebot Systems, Inc.|339271
TIF|TIFFANY AND CO|TRCM|TRC MARKETS LLC|191498
TIF|TIFFANY AND CO|TWTT|TASTYWORKS, INC.|120
TIF|TIFFANY AND CO|UBSA|UBS SECURITIES LLC|861587
TIF|TIFFANY AND CO|UBSS|UBS Securities LLC|1681427
TIF|TIFFANY AND CO|VALX|VIRTU AMERICAS LLC|26080
TIF|TIFFANY AND CO|VGRD|Vanguard Marketing Corporation|13903
TIF|TIFFANY AND CO|VSIN|Vision Financial Markets Llc|1
TIF|TIFFANY AND CO|WABR|Wall Street Access|33472
TIF|TIFFANY AND CO|WBET|Wallachbeth Capital LLC|9375
TIF|TIFFANY AND CO|WBLR|WILLIAM BLAIR|300
TIF|TIFFANY AND CO|WBPX|SUMMIT SECURITIES GROUP, LLC|1908
TIF|TIFFANY AND CO|WCHV|WELLS FARGO SECURITIES, LLC|396811
TIF|TIFFANY AND CO|WDNX|WEEDEN & CO.L.P.|1042
TIF|TIFFANY AND CO|WEDB|WEDBUSH SECURITIES INC.|3306
TIF|TIFFANY AND CO|WEED|Weeden & Co.L.P.|310
TIF|TIFFANY AND CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26151
TIF|TIFFANY AND CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46723
TIF|TIFFANY AND CO|WGIF|CIBC World Markets Inc.|95
TIF|TIFFANY AND CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|93
TIF|TIFFANY AND CO|WOLF|Wolfe Trahan Securities|200
TIF|TIFFANY AND CO|WSEA|WOLVERINE SECURITIES, LLC|11521
TIF|TIFFANY AND CO|XIST|INSTINET, LLC|53604
TIF|TIFFANY AND CO|XPQR|Jump Trading|295
TIF|TIFFANY AND CO|XPUS|XP SECURITIES, LLC|200
TIF|TIFFANY AND CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|40490
TIF|TIFFANY AND CO|YKNA|COMHAR CAPITAL MARKETS, LLC|15409
TIF|TIFFANY AND CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3146
TIG|TIGENIX ADS|BATM|CBOE TRADING, INC.|100
TIG|TIGENIX ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|282
TIG|TIGENIX ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
TIG|TIGENIX ADS|ETRS|E*Trade Securities LLC|46
TIG|TIGENIX ADS|FBCO|Credit Suisse Securities (USA) LLC|119
TIG|TIGENIX ADS|FOMA|TD AMERITRADE CLEARING, INC.|19388
TIG|TIGENIX ADS|IBKR|Interactive Brokers Llc|1889
TIG|TIGENIX ADS|INCA|INSTINET, LLC|200
TIG|TIGENIX ADS|LIME|Lime Brokerage LLC|1331
TIG|TIGENIX ADS|MOTF|MOTIF INVESTING, INC.|1
TIG|TIGENIX ADS|MSCO|MORGAN STANLEY & CO. LLC|809
TIG|TIGENIX ADS|NFSC|National Financial Services LLC|59
TIG|TIGENIX ADS|NITE|VIRTU Americas LLC|7661
TIG|TIGENIX ADS|OLDM|OLD MISSION CAPITAL, LLC|80
TIG|TIGENIX ADS|SPTD|MINT GLOBAL MARKETS, INC.|4870
TIG|TIGENIX ADS|SWIM|TD Ameritrade, Inc.|1806
TIG|TIGENIX ADS|TRCM|TRC MARKETS LLC|48
TIG|TIGENIX ADS|UBSA|UBS SECURITIES LLC|400
TIG|TIGENIX ADS|UBSS|UBS Securities LLC|202
TIG|TIGENIX ADS|VGRD|Vanguard Marketing Corporation|11
TIK|TEL-INSTRUMENT ELEC|APCC|Apex Clearing Corporation|653
TIK|TEL-INSTRUMENT ELEC|BATM|CBOE TRADING, INC.|175
TIK|TEL-INSTRUMENT ELEC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
TIK|TEL-INSTRUMENT ELEC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
TIK|TEL-INSTRUMENT ELEC|DBAX|Deutsche Bank Securities Inc.|100
TIK|TEL-INSTRUMENT ELEC|EGXM|CBOE TRADING, INC.|200
TIK|TEL-INSTRUMENT ELEC|ETRS|E*Trade Securities LLC|49810
TIK|TEL-INSTRUMENT ELEC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
TIK|TEL-INSTRUMENT ELEC|FTBR|Foliofn Investments, Inc.|32
TIK|TEL-INSTRUMENT ELEC|GLPX|ACS EXECUTION SERVICES, LLC|100
TIK|TEL-INSTRUMENT ELEC|GSCO|GOLDMAN SACHS & CO. LLC|1601
TIK|TEL-INSTRUMENT ELEC|GTSZ|GTS SECURITIES LLC|225
TIK|TEL-INSTRUMENT ELEC|IATS|INTERACTIVE BROKERS LLC|1147
TIK|TEL-INSTRUMENT ELEC|IBKR|Interactive Brokers Llc|1601
TIK|TEL-INSTRUMENT ELEC|ICBX|INSTINET, LLC|400
TIK|TEL-INSTRUMENT ELEC|LEHM|Barclays Capital Inc./Le|200
TIK|TEL-INSTRUMENT ELEC|LIME|Lime Brokerage LLC|2912
TIK|TEL-INSTRUMENT ELEC|MSCO|MORGAN STANLEY & CO. LLC|1858
TIK|TEL-INSTRUMENT ELEC|NFSC|National Financial Services LLC|20879
TIK|TEL-INSTRUMENT ELEC|NITE|VIRTU Americas LLC|55681
TIK|TEL-INSTRUMENT ELEC|PDQM|CODA MARKETS, INC.|100
TIK|TEL-INSTRUMENT ELEC|SPDR|SPEEDROUTE LLC|45
TIK|TEL-INSTRUMENT ELEC|SWIM|TD Ameritrade, Inc.|1083
TIK|TEL-INSTRUMENT ELEC|SWST|Hilltop Securities Inc.|20400
TIK|TEL-INSTRUMENT ELEC|UBSA|UBS SECURITIES LLC|2365
TIK|TEL-INSTRUMENT ELEC|UBSS|UBS Securities LLC|1887
TIK|TEL-INSTRUMENT ELEC|VGRD|Vanguard Marketing Corporation|300
TIK|TEL-INSTRUMENT ELEC|WCHV|WELLS FARGO SECURITIES, LLC|10
TIK|TEL-INSTRUMENT ELEC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|354
TIK|TEL-INSTRUMENT ELEC|WSEA|WOLVERINE SECURITIES, LLC|332
TILE|INTERFACE INC CMN|ANOS|ABEL/NOSER, L.L.C.|543
TILE|INTERFACE INC CMN|APCC|Apex Clearing Corporation|34
TILE|INTERFACE INC CMN|BARD|Robert W. Baird & Co. Incorporated|665
TILE|INTERFACE INC CMN|BATM|CBOE TRADING, INC.|704
TILE|INTERFACE INC CMN|BAYT|BTIG, LLC|500
TILE|INTERFACE INC CMN|BERN|Sanford C. Bernstein & Co., LLC|3645
TILE|INTERFACE INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2836
TILE|INTERFACE INC CMN|BLKX|INSTINET, LLC|176036
TILE|INTERFACE INC CMN|BMOC|BMO Capital Markets Corp.|9487
TILE|INTERFACE INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|10362
TILE|INTERFACE INC CMN|BRVL|BLAYLOCK VAN, LLC|1000
TILE|INTERFACE INC CMN|BTIG|BTIG, LLC|11286
TILE|INTERFACE INC CMN|BYXM|CBOE TRADING, INC.|194
TILE|INTERFACE INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|995
TILE|INTERFACE INC CMN|CANT|Cantor Fitzgerald & Co.|100
TILE|INTERFACE INC CMN|CHAS|Charles Schwab & Co., Inc.|1065
TILE|INTERFACE INC CMN|CIST|Capital Institutional Services, Inc.|7230
TILE|INTERFACE INC CMN|CLSA|CLSA AMERICAS, LLC|110
TILE|INTERFACE INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124542
TILE|INTERFACE INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
TILE|INTERFACE INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|290481
TILE|INTERFACE INC CMN|CTDL|Citadel Derivatives Group Llc|1311
TILE|INTERFACE INC CMN|CTLR|CUTLER GROUP, LP|100
TILE|INTERFACE INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|35652
TILE|INTERFACE INC CMN|DBAB|Deutsche Bank Securities Inc.|241694
TILE|INTERFACE INC CMN|DBAX|Deutsche Bank Securities Inc.|215400
TILE|INTERFACE INC CMN|DBUL|Deutsche Bank Securities Inc.|700
TILE|INTERFACE INC CMN|DEAN|MORGAN STANLEY|1099
TILE|INTERFACE INC CMN|DEGS|RONIN PROFESSIONAL LLC|541
TILE|INTERFACE INC CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3630
TILE|INTERFACE INC CMN|EBXL|EBX LLC|94400
TILE|INTERFACE INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1649
TILE|INTERFACE INC CMN|EGAM|CBOE TRADING, INC.|4480
TILE|INTERFACE INC CMN|EGXM|CBOE TRADING, INC.|818
TILE|INTERFACE INC CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1317
TILE|INTERFACE INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7237
TILE|INTERFACE INC CMN|ETRS|E*Trade Securities LLC|12665
TILE|INTERFACE INC CMN|FBCO|Credit Suisse Securities (USA) LLC|240192
TILE|INTERFACE INC CMN|FILL|Tradestation Securities, Inc.|300
TILE|INTERFACE INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|9027
TILE|INTERFACE INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1384
TILE|INTERFACE INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38698
TILE|INTERFACE INC CMN|FTBR|Foliofn Investments, Inc.|2161
TILE|INTERFACE INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|17584
TILE|INTERFACE INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|4704
TILE|INTERFACE INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|463755
TILE|INTERFACE INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|10673
TILE|INTERFACE INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|1300
TILE|INTERFACE INC CMN|GTSZ|GTS SECURITIES LLC|43291
TILE|INTERFACE INC CMN|HPPX|POTAMUS TRADING, LLC|746
TILE|INTERFACE INC CMN|HRBF|American Enterprise Investment Services Inc.|525
TILE|INTERFACE INC CMN|IATS|INTERACTIVE BROKERS LLC|200
TILE|INTERFACE INC CMN|IBKR|Interactive Brokers Llc|37594
TILE|INTERFACE INC CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|82
TILE|INTERFACE INC CMN|ICBX|INSTINET, LLC|35715
TILE|INTERFACE INC CMN|IEQY|CITADEL SECURITIES LLC|11988
TILE|INTERFACE INC CMN|INCA|INSTINET, LLC|159631
TILE|INTERFACE INC CMN|INJX|INSTINET, LLC|9676
TILE|INTERFACE INC CMN|ITGI|ITG Inc.|27990
TILE|INTERFACE INC CMN|ITGP|ITG INC.|237800
TILE|INTERFACE INC CMN|JEFF|JEFFERIES LLC|62079
TILE|INTERFACE INC CMN|JMPT|JUMP TRADING, LLC|5162
TILE|INTERFACE INC CMN|JONE|JonesTrading|23117
TILE|INTERFACE INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|8510
TILE|INTERFACE INC CMN|JPMX|J.P. Morgan Securities LLC|283563
TILE|INTERFACE INC CMN|JSJX|JANE STREET CAPITAL LLC|23040
TILE|INTERFACE INC CMN|KCGM|VIRTU Americas LLC|22620
TILE|INTERFACE INC CMN|LEHM|Barclays Capital Inc./Le|688423
TILE|INTERFACE INC CMN|LIME|Lime Brokerage LLC|211308
TILE|INTERFACE INC CMN|LOOP|Loop Capital Markets LLC|598
TILE|INTERFACE INC CMN|LQNA|LIQUIDNET, INC.|10000
TILE|INTERFACE INC CMN|MAXM|Maxim Group LLC|7851
TILE|INTERFACE INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|307336
TILE|INTERFACE INC CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7263
TILE|INTERFACE INC CMN|MSCO|MORGAN STANLEY & CO. LLC|799508
TILE|INTERFACE INC CMN|MSPL|MORGAN STANLEY & CO. LLC|211300
TILE|INTERFACE INC CMN|MSTX|MORGAN STANLEY & CO. LLC|96000
TILE|INTERFACE INC CMN|MZHO|Mizuho Securities USA LLC|890337
TILE|INTERFACE INC CMN|NFSC|National Financial Services LLC|66115
TILE|INTERFACE INC CMN|NITE|VIRTU Americas LLC|115178
TILE|INTERFACE INC CMN|NITP|VIRTU Americas LLC|10202
TILE|INTERFACE INC CMN|NQRB|Brut, LLC|1120
TILE|INTERFACE INC CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1659
TILE|INTERFACE INC CMN|PDQM|CODA MARKETS, INC.|13944
TILE|INTERFACE INC CMN|RAJA|Raymond James & Associates, Inc.|273
TILE|INTERFACE INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|972
TILE|INTERFACE INC CMN|SAGL|SAGETRADER, LLC|400
TILE|INTERFACE INC CMN|SAGW|SAGETRADER, LLC|2260
TILE|INTERFACE INC CMN|SBSH|Citigroup Global Markets Inc.|118635
TILE|INTERFACE INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|88671
TILE|INTERFACE INC CMN|SPDR|SPEEDROUTE LLC|3329
TILE|INTERFACE INC CMN|SPGS|Sea Port Group Securities, LLC|10000
TILE|INTERFACE INC CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|2100
TILE|INTERFACE INC CMN|SWIM|TD Ameritrade, Inc.|250
TILE|INTERFACE INC CMN|TKNG|ALLY INVEST SECURITIES LLC|69
TILE|INTERFACE INC CMN|TRBT|Tradebot Systems, Inc.|18110
TILE|INTERFACE INC CMN|TRCM|TRC MARKETS LLC|61169
TILE|INTERFACE INC CMN|UBSA|UBS SECURITIES LLC|523842
TILE|INTERFACE INC CMN|UBSS|UBS Securities LLC|2087342
TILE|INTERFACE INC CMN|VALX|VIRTU AMERICAS LLC|59403
TILE|INTERFACE INC CMN|VGRD|Vanguard Marketing Corporation|6475
TILE|INTERFACE INC CMN|WBLR|WILLIAM BLAIR|280
TILE|INTERFACE INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|7100
TILE|INTERFACE INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|27372
TILE|INTERFACE INC CMN|WEED|Weeden & Co.L.P.|18828
TILE|INTERFACE INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|288
TILE|INTERFACE INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|402
TILE|INTERFACE INC CMN|WSEA|WOLVERINE SECURITIES, LLC|1120
TILE|INTERFACE INC CMN|XIST|INSTINET, LLC|16570
TILE|INTERFACE INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2078
TILE|INTERFACE INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|161
TILT|FLEXM USMARKFACTILT|APCC|Apex Clearing Corporation|313
TILT|FLEXM USMARKFACTILT|BANK|Primevest Financial Services, Inc.|43
TILT|FLEXM USMARKFACTILT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|891
TILT|FLEXM USMARKFACTILT|CANT|Cantor Fitzgerald & Co.|69
TILT|FLEXM USMARKFACTILT|CHAS|Charles Schwab & Co., Inc.|9
TILT|FLEXM USMARKFACTILT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|143
TILT|FLEXM USMARKFACTILT|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|129
TILT|FLEXM USMARKFACTILT|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
TILT|FLEXM USMARKFACTILT|EGAM|CBOE TRADING, INC.|824
TILT|FLEXM USMARKFACTILT|ETRS|E*Trade Securities LLC|10
TILT|FLEXM USMARKFACTILT|FINX|FINTECH SECURITIES|642
TILT|FLEXM USMARKFACTILT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
TILT|FLEXM USMARKFACTILT|FTBR|Foliofn Investments, Inc.|14
TILT|FLEXM USMARKFACTILT|GSCO|GOLDMAN SACHS & CO. LLC|92
TILT|FLEXM USMARKFACTILT|HRBF|American Enterprise Investment Services Inc.|4960
TILT|FLEXM USMARKFACTILT|IBKR|Interactive Brokers Llc|100
TILT|FLEXM USMARKFACTILT|ITGI|ITG Inc.|100
TILT|FLEXM USMARKFACTILT|JPMX|J.P. Morgan Securities LLC|96
TILT|FLEXM USMARKFACTILT|JSJX|JANE STREET CAPITAL LLC|145422
TILT|FLEXM USMARKFACTILT|KCGM|VIRTU Americas LLC|91
TILT|FLEXM USMARKFACTILT|LEHM|Barclays Capital Inc./Le|403
TILT|FLEXM USMARKFACTILT|LIME|Lime Brokerage LLC|1553
TILT|FLEXM USMARKFACTILT|MACC|Mid Atlantic Capital Corporation|6255
TILT|FLEXM USMARKFACTILT|MSCO|MORGAN STANLEY & CO. LLC|1477
TILT|FLEXM USMARKFACTILT|NFSC|National Financial Services LLC|6332
TILT|FLEXM USMARKFACTILT|NITE|VIRTU Americas LLC|14470
TILT|FLEXM USMARKFACTILT|NTRC|Northern Trust Securities, Inc.|510
TILT|FLEXM USMARKFACTILT|RBCM|RBC CAPITAL MARKETS, LLC|1937
TILT|FLEXM USMARKFACTILT|SBSH|Citigroup Global Markets Inc.|100
TILT|FLEXM USMARKFACTILT|SWST|Hilltop Securities Inc.|430
TILT|FLEXM USMARKFACTILT|TKNG|ALLY INVEST SECURITIES LLC|1
TILT|FLEXM USMARKFACTILT|UBSA|UBS SECURITIES LLC|295
TILT|FLEXM USMARKFACTILT|UBSS|UBS Securities LLC|2739
TILT|FLEXM USMARKFACTILT|VGRD|Vanguard Marketing Corporation|4
TILT|FLEXM USMARKFACTILT|WCHV|WELLS FARGO SECURITIES, LLC|538
TILT|FLEXM USMARKFACTILT|WSEA|WOLVERINE SECURITIES, LLC|15
TILT|FLEXM USMARKFACTILT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|458
TIP|ISHARES  TIP|ALTX|Alternet Securities Inc.|44353
TIP|ISHARES  TIP|APCC|Apex Clearing Corporation|9061
TIP|ISHARES  TIP|BALE|M&T SECURITIES, INC.|3193
TIP|ISHARES  TIP|BANK|Primevest Financial Services, Inc.|2596
TIP|ISHARES  TIP|BARD|Robert W. Baird & Co. Incorporated|5618
TIP|ISHARES  TIP|BATM|CBOE TRADING, INC.|1288
TIP|ISHARES  TIP|BAYT|BTIG, LLC|1200
TIP|ISHARES  TIP|BBNT|BB&T SECURITIES, LLC|8470
TIP|ISHARES  TIP|BERN|Sanford C. Bernstein & Co., LLC|3323
TIP|ISHARES  TIP|BKCM|BNY Mellon Capital Markets LLC|1340
TIP|ISHARES  TIP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76188
TIP|ISHARES  TIP|BLKX|INSTINET, LLC|10000
TIP|ISHARES  TIP|BMAK|BMA SECURITIES|9
TIP|ISHARES  TIP|BNPX|BNP PARIBAS SECURITIES CORP.|9829
TIP|ISHARES  TIP|BOSC|Boenning & Scattergood, Inc.|2149
TIP|ISHARES  TIP|BRGE|Newbridge Securities Corp.|85
TIP|ISHARES  TIP|BTIG|BTIG, LLC|100
TIP|ISHARES  TIP|CANT|Cantor Fitzgerald & Co.|139005
TIP|ISHARES  TIP|CHAS|Charles Schwab & Co., Inc.|41858
TIP|ISHARES  TIP|CIST|Capital Institutional Services, Inc.|10109
TIP|ISHARES  TIP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13775
TIP|ISHARES  TIP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|256478
TIP|ISHARES  TIP|CSIN|Citadel Securities Institutional LLC|162978
TIP|ISHARES  TIP|CTDL|Citadel Derivatives Group Llc|81135
TIP|ISHARES  TIP|CXCX|CITIGROUP GLOBAL MARKETS INC.|150076
TIP|ISHARES  TIP|DADA|D.A. Davidson & Co.|3662
TIP|ISHARES  TIP|DBAB|Deutsche Bank Securities Inc.|8256
TIP|ISHARES  TIP|DBAX|Deutsche Bank Securities Inc.|142200
TIP|ISHARES  TIP|DEAN|MORGAN STANLEY|68082
TIP|ISHARES  TIP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|980
TIP|ISHARES  TIP|EBXL|EBX LLC|180000
TIP|ISHARES  TIP|ECUT|CONVERGEX EXECUTION SOLUTIONS|23016
TIP|ISHARES  TIP|EDJC|Edward Jones / CDS|94
TIP|ISHARES  TIP|EDJO|Edward D. Jones & Co., L.P.|17444
TIP|ISHARES  TIP|EGAM|CBOE TRADING, INC.|897
TIP|ISHARES  TIP|EGAW|CBOE TRADING, INC.|80
TIP|ISHARES  TIP|EGXM|CBOE TRADING, INC.|1586
TIP|ISHARES  TIP|ETBE|Electronic Transaction Clearing, Inc.|3303
TIP|ISHARES  TIP|ETCB|ETC BROKERAGE SERVICES, LLC|10
TIP|ISHARES  TIP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26011
TIP|ISHARES  TIP|ETRS|E*Trade Securities LLC|34149
TIP|ISHARES  TIP|FBSB|U.S. Bancorp Investments, Inc.|1582
TIP|ISHARES  TIP|FIDT|Fidelity Clearing Canada ULC./ CDS|597
TIP|ISHARES  TIP|FILL|Tradestation Securities, Inc.|22523
TIP|ISHARES  TIP|FINX|FINTECH SECURITIES|2801
TIP|ISHARES  TIP|FLTU|FLOW TRADERS US LLC|157559
TIP|ISHARES  TIP|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|93950
TIP|ISHARES  TIP|FMAF|NBCN Inc./ CDS|22238
TIP|ISHARES  TIP|FQLS|Quantlab Securities LP|31257
TIP|ISHARES  TIP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103793
TIP|ISHARES  TIP|FTBR|Foliofn Investments, Inc.|63103
TIP|ISHARES  TIP|GBMT|GBM International, Inc.|6492
TIP|ISHARES  TIP|GEBB|GLOBAL EXECUTION BROKERS, LP|2200
TIP|ISHARES  TIP|GLIS|TD Securities Inc|1005
TIP|ISHARES  TIP|GLPX|ACS EXECUTION SERVICES, LLC|30
TIP|ISHARES  TIP|GSCO|GOLDMAN SACHS & CO. LLC|314891
TIP|ISHARES  TIP|GSCS|GOLDMAN SACHS & CO. LLC|8893
TIP|ISHARES  TIP|GSLT|GOLDMAN SACHS & CO. LLC|18336
TIP|ISHARES  TIP|GTSZ|GTS SECURITIES LLC|6518
TIP|ISHARES  TIP|HRBF|American Enterprise Investment Services Inc.|225286
TIP|ISHARES  TIP|HSBC|HSBC Securities, Inc.|243
TIP|ISHARES  TIP|IATS|INTERACTIVE BROKERS LLC|9719
TIP|ISHARES  TIP|IBKR|Interactive Brokers Llc|62690
TIP|ISHARES  TIP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|70
TIP|ISHARES  TIP|ICBX|INSTINET, LLC|552915
TIP|ISHARES  TIP|INCA|INSTINET, LLC|98358
TIP|ISHARES  TIP|INJX|INSTINET, LLC|215
TIP|ISHARES  TIP|ITGI|ITG Inc.|64068
TIP|ISHARES  TIP|ITGP|ITG INC.|675400
TIP|ISHARES  TIP|JANY|Janney Montgomery Scott Inc.|5561
TIP|ISHARES  TIP|JEFF|JEFFERIES LLC|73855
TIP|ISHARES  TIP|JMPT|JUMP TRADING, LLC|65126
TIP|ISHARES  TIP|JPMX|J.P. Morgan Securities LLC|156163
TIP|ISHARES  TIP|JSEB|JANE STREET EXECUTION SERVICES, LLC|5447376
TIP|ISHARES  TIP|JSJX|JANE STREET CAPITAL LLC|599157
TIP|ISHARES  TIP|KCGM|VIRTU Americas LLC|114374
TIP|ISHARES  TIP|LEHM|Barclays Capital Inc./Le|1496432
TIP|ISHARES  TIP|LGNT|COR CLEARING LLC|1
TIP|ISHARES  TIP|LIME|Lime Brokerage LLC|4956
TIP|ISHARES  TIP|LSCI|Lek Securities Corporation|4
TIP|ISHARES  TIP|MACC|Mid Atlantic Capital Corporation|7746
TIP|ISHARES  TIP|MACQ|Macquarie Capital (USA) Inc.|415
TIP|ISHARES  TIP|MAXM|Maxim Group LLC|188628
TIP|ISHARES  TIP|MCMF|Raymond James Ltd. Cds|118
TIP|ISHARES  TIP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|628898
TIP|ISHARES  TIP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|95400
TIP|ISHARES  TIP|MOTF|MOTIF INVESTING, INC.|10
TIP|ISHARES  TIP|MSCO|MORGAN STANLEY & CO. LLC|545237
TIP|ISHARES  TIP|MSPL|MORGAN STANLEY & CO. LLC|19400
TIP|ISHARES  TIP|MSTX|MORGAN STANLEY & CO. LLC|19700
TIP|ISHARES  TIP|NATL|National Securities Corporation|47
TIP|ISHARES  TIP|NEUB|NEUBERGER BERMAN BD LLC|124
TIP|ISHARES  TIP|NFSC|National Financial Services LLC|4560727
TIP|ISHARES  TIP|NITE|VIRTU Americas LLC|2233988
TIP|ISHARES  TIP|NITP|VIRTU Americas LLC|3699
TIP|ISHARES  TIP|NQRB|Brut, LLC|3811
TIP|ISHARES  TIP|NTBF|BMO Nesbitt Burns Inc./CDS|1171
TIP|ISHARES  TIP|NTRC|Northern Trust Securities, Inc.|844
TIP|ISHARES  TIP|OPCO|Oppenheimer & Co. Inc.|1588
TIP|ISHARES  TIP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|53100
TIP|ISHARES  TIP|PDQM|CODA MARKETS, INC.|336
TIP|ISHARES  TIP|PHLY|NASDAQ Execution Services, LLC|2400
TIP|ISHARES  TIP|PICT|Pictet Overseas Inc.|1150
TIP|ISHARES  TIP|PIPR|Piper Jaffray & Co.|2000
TIP|ISHARES  TIP|PWJC|UBS Financial Services, Inc.|4128
TIP|ISHARES  TIP|RBCM|RBC CAPITAL MARKETS, LLC|36490
TIP|ISHARES  TIP|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|155581
TIP|ISHARES  TIP|SALI|INTL FCSTONE FINANCIAL INC.|460
TIP|ISHARES  TIP|SBSH|Citigroup Global Markets Inc.|89323
TIP|ISHARES  TIP|SEIC|SEI Investments Distribution Co.|42533
TIP|ISHARES  TIP|SGMT|GOLDMAN SACHS & CO. LLC|220245
TIP|ISHARES  TIP|SPHN|Stephens Inc.|248
TIP|ISHARES  TIP|STFL|Stifel, Nicolaus & Company, Incorporated|19813
TIP|ISHARES  TIP|STXG|Stockcross Financial Services, Inc.|18
TIP|ISHARES  TIP|SWIM|TD Ameritrade, Inc.|4839
TIP|ISHARES  TIP|SWST|Hilltop Securities Inc.|11956
TIP|ISHARES  TIP|TKNG|ALLY INVEST SECURITIES LLC|104
TIP|ISHARES  TIP|TRBT|Tradebot Systems, Inc.|176754
TIP|ISHARES  TIP|TRCM|TRC MARKETS LLC|159036
TIP|ISHARES  TIP|UBSA|UBS SECURITIES LLC|757370
TIP|ISHARES  TIP|UBSS|UBS Securities LLC|513693
TIP|ISHARES  TIP|VALX|VIRTU AMERICAS LLC|3400
TIP|ISHARES  TIP|VGRD|Vanguard Marketing Corporation|30912
TIP|ISHARES  TIP|WABR|Wall Street Access|1590
TIP|ISHARES  TIP|WBET|Wallachbeth Capital LLC|19491
TIP|ISHARES  TIP|WBLR|WILLIAM BLAIR|5988
TIP|ISHARES  TIP|WCHV|WELLS FARGO SECURITIES, LLC|283136
TIP|ISHARES  TIP|WEDB|WEDBUSH SECURITIES INC.|66
TIP|ISHARES  TIP|WEED|Weeden & Co.L.P.|5602
TIP|ISHARES  TIP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3661
TIP|ISHARES  TIP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21180
TIP|ISHARES  TIP|WGIF|CIBC World Markets Inc.|1146
TIP|ISHARES  TIP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|426
TIP|ISHARES  TIP|WORD|Worden Capital Management LLC|7
TIP|ISHARES  TIP|WSEA|WOLVERINE SECURITIES, LLC|13272
TIP|ISHARES  TIP|XSTM|NATIONAL FINANCIAL SERVICES LLC|9628
TIP|ISHARES  TIP|YKNA|COMHAR CAPITAL MARKETS, LLC|90
TIP|ISHARES  TIP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|145554
TIPT|TIPTREE INC. CMN|ALTX|Alternet Securities Inc.|400
TIPT|TIPTREE INC. CMN|APCC|Apex Clearing Corporation|4082
TIPT|TIPTREE INC. CMN|BMOC|BMO Capital Markets Corp.|4269
TIPT|TIPTREE INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|2927
TIPT|TIPTREE INC. CMN|BTIG|BTIG, LLC|38
TIPT|TIPTREE INC. CMN|BYXM|CBOE TRADING, INC.|200
TIPT|TIPTREE INC. CMN|CHAS|Charles Schwab & Co., Inc.|5
TIPT|TIPTREE INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4460
TIPT|TIPTREE INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
TIPT|TIPTREE INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
TIPT|TIPTREE INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21106
TIPT|TIPTREE INC. CMN|CTDL|Citadel Derivatives Group Llc|3989
TIPT|TIPTREE INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|5592
TIPT|TIPTREE INC. CMN|DBAB|Deutsche Bank Securities Inc.|54252
TIPT|TIPTREE INC. CMN|DBAX|Deutsche Bank Securities Inc.|20400
TIPT|TIPTREE INC. CMN|DEAN|MORGAN STANLEY|750
TIPT|TIPTREE INC. CMN|DEGS|RONIN PROFESSIONAL LLC|5750
TIPT|TIPTREE INC. CMN|EBXL|EBX LLC|13300
TIPT|TIPTREE INC. CMN|EGAM|CBOE TRADING, INC.|110
TIPT|TIPTREE INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|800
TIPT|TIPTREE INC. CMN|EGXM|CBOE TRADING, INC.|2300
TIPT|TIPTREE INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|2818
TIPT|TIPTREE INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3912
TIPT|TIPTREE INC. CMN|ETRS|E*Trade Securities LLC|1324
TIPT|TIPTREE INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|41526
TIPT|TIPTREE INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|93266
TIPT|TIPTREE INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4716
TIPT|TIPTREE INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18861
TIPT|TIPTREE INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|7983
TIPT|TIPTREE INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|182445
TIPT|TIPTREE INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|12875
TIPT|TIPTREE INC. CMN|GTSZ|GTS SECURITIES LLC|13964
TIPT|TIPTREE INC. CMN|HRBF|American Enterprise Investment Services Inc.|2000
TIPT|TIPTREE INC. CMN|IATS|INTERACTIVE BROKERS LLC|1100
TIPT|TIPTREE INC. CMN|IBKR|Interactive Brokers Llc|12812
TIPT|TIPTREE INC. CMN|ICBX|INSTINET, LLC|7700
TIPT|TIPTREE INC. CMN|INCA|INSTINET, LLC|71881
TIPT|TIPTREE INC. CMN|INJX|INSTINET, LLC|2352
TIPT|TIPTREE INC. CMN|ITGI|ITG Inc.|16393
TIPT|TIPTREE INC. CMN|ITGP|ITG INC.|10400
TIPT|TIPTREE INC. CMN|JANY|Janney Montgomery Scott Inc.|256
TIPT|TIPTREE INC. CMN|JEFF|JEFFERIES LLC|19748
TIPT|TIPTREE INC. CMN|JMPT|JUMP TRADING, LLC|150
TIPT|TIPTREE INC. CMN|JPMX|J.P. Morgan Securities LLC|35171
TIPT|TIPTREE INC. CMN|JSJX|JANE STREET CAPITAL LLC|2033
TIPT|TIPTREE INC. CMN|KCGM|VIRTU Americas LLC|6859
TIPT|TIPTREE INC. CMN|LEHM|Barclays Capital Inc./Le|53765
TIPT|TIPTREE INC. CMN|LIME|Lime Brokerage LLC|50958
TIPT|TIPTREE INC. CMN|LMGP|LIME BROKERAGE LLC|27973
TIPT|TIPTREE INC. CMN|MAXM|Maxim Group LLC|2842
TIPT|TIPTREE INC. CMN|MKMP|MKM Partners LLC|100000
TIPT|TIPTREE INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17894
TIPT|TIPTREE INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|125362
TIPT|TIPTREE INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|14200
TIPT|TIPTREE INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|2000
TIPT|TIPTREE INC. CMN|NFSC|National Financial Services LLC|35894
TIPT|TIPTREE INC. CMN|NITE|VIRTU Americas LLC|85859
TIPT|TIPTREE INC. CMN|NITP|VIRTU Americas LLC|100
TIPT|TIPTREE INC. CMN|SBSH|Citigroup Global Markets Inc.|31689
TIPT|TIPTREE INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|27898
TIPT|TIPTREE INC. CMN|SPDR|SPEEDROUTE LLC|3693
TIPT|TIPTREE INC. CMN|SWIM|TD Ameritrade, Inc.|500
TIPT|TIPTREE INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|500
TIPT|TIPTREE INC. CMN|TRBT|Tradebot Systems, Inc.|3848
TIPT|TIPTREE INC. CMN|TRCM|TRC MARKETS LLC|49623
TIPT|TIPTREE INC. CMN|UBSA|UBS SECURITIES LLC|20487
TIPT|TIPTREE INC. CMN|UBSS|UBS Securities LLC|196846
TIPT|TIPTREE INC. CMN|VALX|VIRTU AMERICAS LLC|6321
TIPT|TIPTREE INC. CMN|WABR|Wall Street Access|5168
TIPT|TIPTREE INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|7309
TIPT|TIPTREE INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|200
TIPT|TIPTREE INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
TIPX|SPDRBRCLYS1-10YRTIPS|APCC|Apex Clearing Corporation|12
TIPX|SPDRBRCLYS1-10YRTIPS|CANT|Cantor Fitzgerald & Co.|3479
TIPX|SPDRBRCLYS1-10YRTIPS|CBLC|CITIGROUP GLOBAL MARKETS INC.|14554
TIPX|SPDRBRCLYS1-10YRTIPS|CHAS|Charles Schwab & Co., Inc.|1
TIPX|SPDRBRCLYS1-10YRTIPS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2179
TIPX|SPDRBRCLYS1-10YRTIPS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13560
TIPX|SPDRBRCLYS1-10YRTIPS|CXCX|CITIGROUP GLOBAL MARKETS INC.|6320
TIPX|SPDRBRCLYS1-10YRTIPS|DBAX|Deutsche Bank Securities Inc.|4400
TIPX|SPDRBRCLYS1-10YRTIPS|DEAN|MORGAN STANLEY|140
TIPX|SPDRBRCLYS1-10YRTIPS|EBXL|EBX LLC|6800
TIPX|SPDRBRCLYS1-10YRTIPS|ETRS|E*Trade Securities LLC|305
TIPX|SPDRBRCLYS1-10YRTIPS|FLTU|FLOW TRADERS US LLC|1800
TIPX|SPDRBRCLYS1-10YRTIPS|GEBB|GLOBAL EXECUTION BROKERS, LP|400
TIPX|SPDRBRCLYS1-10YRTIPS|GSLT|GOLDMAN SACHS & CO. LLC|800
TIPX|SPDRBRCLYS1-10YRTIPS|IBKR|Interactive Brokers Llc|1
TIPX|SPDRBRCLYS1-10YRTIPS|ICBX|INSTINET, LLC|12600
TIPX|SPDRBRCLYS1-10YRTIPS|ITGI|ITG Inc.|11731
TIPX|SPDRBRCLYS1-10YRTIPS|ITGP|ITG INC.|4600
TIPX|SPDRBRCLYS1-10YRTIPS|JPMX|J.P. Morgan Securities LLC|3324
TIPX|SPDRBRCLYS1-10YRTIPS|JSEB|JANE STREET EXECUTION SERVICES, LLC|695454
TIPX|SPDRBRCLYS1-10YRTIPS|JSJX|JANE STREET CAPITAL LLC|113741
TIPX|SPDRBRCLYS1-10YRTIPS|KCGM|VIRTU Americas LLC|4097
TIPX|SPDRBRCLYS1-10YRTIPS|LEHM|Barclays Capital Inc./Le|81600
TIPX|SPDRBRCLYS1-10YRTIPS|LIME|Lime Brokerage LLC|1200
TIPX|SPDRBRCLYS1-10YRTIPS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
TIPX|SPDRBRCLYS1-10YRTIPS|MSCO|MORGAN STANLEY & CO. LLC|5727
TIPX|SPDRBRCLYS1-10YRTIPS|NFSC|National Financial Services LLC|15420
TIPX|SPDRBRCLYS1-10YRTIPS|NITE|VIRTU Americas LLC|39644
TIPX|SPDRBRCLYS1-10YRTIPS|PDQM|CODA MARKETS, INC.|5001
TIPX|SPDRBRCLYS1-10YRTIPS|PWJC|UBS Financial Services, Inc.|2500
TIPX|SPDRBRCLYS1-10YRTIPS|RBCM|RBC CAPITAL MARKETS, LLC|3761
TIPX|SPDRBRCLYS1-10YRTIPS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2300
TIPX|SPDRBRCLYS1-10YRTIPS|SBSH|Citigroup Global Markets Inc.|9093
TIPX|SPDRBRCLYS1-10YRTIPS|SGMT|GOLDMAN SACHS & CO. LLC|11650
TIPX|SPDRBRCLYS1-10YRTIPS|SWIM|TD Ameritrade, Inc.|390
TIPX|SPDRBRCLYS1-10YRTIPS|SWST|Hilltop Securities Inc.|3
TIPX|SPDRBRCLYS1-10YRTIPS|UBSA|UBS SECURITIES LLC|14809
TIPX|SPDRBRCLYS1-10YRTIPS|UBSS|UBS Securities LLC|13763
TIPX|SPDRBRCLYS1-10YRTIPS|VGRD|Vanguard Marketing Corporation|100
TIPX|SPDRBRCLYS1-10YRTIPS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
TIPX|SPDRBRCLYS1-10YRTIPS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
TIPZ|PIMCO BROAD U.S. TIP|APCC|Apex Clearing Corporation|13
TIPZ|PIMCO BROAD U.S. TIP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|364
TIPZ|PIMCO BROAD U.S. TIP|CANT|Cantor Fitzgerald & Co.|2
TIPZ|PIMCO BROAD U.S. TIP|CHAS|Charles Schwab & Co., Inc.|1
TIPZ|PIMCO BROAD U.S. TIP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3364
TIPZ|PIMCO BROAD U.S. TIP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1520
TIPZ|PIMCO BROAD U.S. TIP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1608
TIPZ|PIMCO BROAD U.S. TIP|DBAX|Deutsche Bank Securities Inc.|1300
TIPZ|PIMCO BROAD U.S. TIP|DEAN|MORGAN STANLEY|392
TIPZ|PIMCO BROAD U.S. TIP|EBXL|EBX LLC|200
TIPZ|PIMCO BROAD U.S. TIP|EDJO|Edward D. Jones & Co., L.P.|372
TIPZ|PIMCO BROAD U.S. TIP|ETRS|E*Trade Securities LLC|1259
TIPZ|PIMCO BROAD U.S. TIP|FLTU|FLOW TRADERS US LLC|500
TIPZ|PIMCO BROAD U.S. TIP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84
TIPZ|PIMCO BROAD U.S. TIP|FTBR|Foliofn Investments, Inc.|118
TIPZ|PIMCO BROAD U.S. TIP|HRBF|American Enterprise Investment Services Inc.|1
TIPZ|PIMCO BROAD U.S. TIP|ICBX|INSTINET, LLC|1000
TIPZ|PIMCO BROAD U.S. TIP|INCA|INSTINET, LLC|800
TIPZ|PIMCO BROAD U.S. TIP|JANY|Janney Montgomery Scott Inc.|1
TIPZ|PIMCO BROAD U.S. TIP|JPMX|J.P. Morgan Securities LLC|1600
TIPZ|PIMCO BROAD U.S. TIP|JSJX|JANE STREET CAPITAL LLC|4594
TIPZ|PIMCO BROAD U.S. TIP|LEHM|Barclays Capital Inc./Le|2000
TIPZ|PIMCO BROAD U.S. TIP|LIME|Lime Brokerage LLC|200
TIPZ|PIMCO BROAD U.S. TIP|MACC|Mid Atlantic Capital Corporation|10528
TIPZ|PIMCO BROAD U.S. TIP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
TIPZ|PIMCO BROAD U.S. TIP|MSCO|MORGAN STANLEY & CO. LLC|4436
TIPZ|PIMCO BROAD U.S. TIP|MSPL|MORGAN STANLEY & CO. LLC|100
TIPZ|PIMCO BROAD U.S. TIP|NFSC|National Financial Services LLC|3462
TIPZ|PIMCO BROAD U.S. TIP|NITE|VIRTU Americas LLC|3710
TIPZ|PIMCO BROAD U.S. TIP|UBSA|UBS SECURITIES LLC|2135
TIPZ|PIMCO BROAD U.S. TIP|UBSS|UBS Securities LLC|505
TIPZ|PIMCO BROAD U.S. TIP|VGRD|Vanguard Marketing Corporation|2
TIPZ|PIMCO BROAD U.S. TIP|WCHV|WELLS FARGO SECURITIES, LLC|1094
TIPZ|PIMCO BROAD U.S. TIP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1212
TIS|ORCHIDS PAPER PROD|ALTX|Alternet Securities Inc.|1500
TIS|ORCHIDS PAPER PROD|APCC|Apex Clearing Corporation|1695
TIS|ORCHIDS PAPER PROD|BANK|Primevest Financial Services, Inc.|200
TIS|ORCHIDS PAPER PROD|BARD|Robert W. Baird & Co. Incorporated|1131
TIS|ORCHIDS PAPER PROD|BATM|CBOE TRADING, INC.|9464
TIS|ORCHIDS PAPER PROD|BAYC|BAY CREST PARTNERS, LLC|584
TIS|ORCHIDS PAPER PROD|BIAD|SAGETRADER, LLC|1
TIS|ORCHIDS PAPER PROD|BLKX|INSTINET, LLC|5000
TIS|ORCHIDS PAPER PROD|BYXM|CBOE TRADING, INC.|100
TIS|ORCHIDS PAPER PROD|CANT|Cantor Fitzgerald & Co.|324
TIS|ORCHIDS PAPER PROD|CHAS|Charles Schwab & Co., Inc.|279
TIS|ORCHIDS PAPER PROD|CHLM|Craig-Hallum Capital Group LLC|8205
TIS|ORCHIDS PAPER PROD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7
TIS|ORCHIDS PAPER PROD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3977
TIS|ORCHIDS PAPER PROD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26260
TIS|ORCHIDS PAPER PROD|CTDL|Citadel Derivatives Group Llc|734
TIS|ORCHIDS PAPER PROD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1528
TIS|ORCHIDS PAPER PROD|DADA|D.A. Davidson & Co.|622
TIS|ORCHIDS PAPER PROD|DBAB|Deutsche Bank Securities Inc.|12658
TIS|ORCHIDS PAPER PROD|DBAX|Deutsche Bank Securities Inc.|29000
TIS|ORCHIDS PAPER PROD|DEAN|MORGAN STANLEY|2550
TIS|ORCHIDS PAPER PROD|DEGS|RONIN PROFESSIONAL LLC|15609
TIS|ORCHIDS PAPER PROD|EBXL|EBX LLC|10000
TIS|ORCHIDS PAPER PROD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1647
TIS|ORCHIDS PAPER PROD|EDJO|Edward D. Jones & Co., L.P.|36167
TIS|ORCHIDS PAPER PROD|EGAM|CBOE TRADING, INC.|2812
TIS|ORCHIDS PAPER PROD|EGXM|CBOE TRADING, INC.|801
TIS|ORCHIDS PAPER PROD|ETBE|Electronic Transaction Clearing, Inc.|1730
TIS|ORCHIDS PAPER PROD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1650
TIS|ORCHIDS PAPER PROD|ETRS|E*Trade Securities LLC|174188
TIS|ORCHIDS PAPER PROD|FILL|Tradestation Securities, Inc.|50
TIS|ORCHIDS PAPER PROD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3868
TIS|ORCHIDS PAPER PROD|FTBR|Foliofn Investments, Inc.|706
TIS|ORCHIDS PAPER PROD|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
TIS|ORCHIDS PAPER PROD|GLPX|ACS EXECUTION SERVICES, LLC|6913
TIS|ORCHIDS PAPER PROD|GSCO|GOLDMAN SACHS & CO. LLC|231167
TIS|ORCHIDS PAPER PROD|GSLT|GOLDMAN SACHS & CO. LLC|508
TIS|ORCHIDS PAPER PROD|GTSZ|GTS SECURITIES LLC|1263
TIS|ORCHIDS PAPER PROD|HRBF|American Enterprise Investment Services Inc.|359
TIS|ORCHIDS PAPER PROD|IATS|INTERACTIVE BROKERS LLC|6926
TIS|ORCHIDS PAPER PROD|IBKR|Interactive Brokers Llc|11601
TIS|ORCHIDS PAPER PROD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1138
TIS|ORCHIDS PAPER PROD|ICBX|INSTINET, LLC|4100
TIS|ORCHIDS PAPER PROD|IEQY|CITADEL SECURITIES LLC|1730
TIS|ORCHIDS PAPER PROD|INCA|INSTINET, LLC|16526
TIS|ORCHIDS PAPER PROD|INJX|INSTINET, LLC|200
TIS|ORCHIDS PAPER PROD|ITGI|ITG Inc.|10700
TIS|ORCHIDS PAPER PROD|ITGP|ITG INC.|17800
TIS|ORCHIDS PAPER PROD|JEFF|JEFFERIES LLC|6763
TIS|ORCHIDS PAPER PROD|JMPT|JUMP TRADING, LLC|4373
TIS|ORCHIDS PAPER PROD|JPMX|J.P. Morgan Securities LLC|67904
TIS|ORCHIDS PAPER PROD|JSJX|JANE STREET CAPITAL LLC|2896
TIS|ORCHIDS PAPER PROD|KCGM|VIRTU Americas LLC|4001
TIS|ORCHIDS PAPER PROD|LEHM|Barclays Capital Inc./Le|38990
TIS|ORCHIDS PAPER PROD|LIME|Lime Brokerage LLC|5670
TIS|ORCHIDS PAPER PROD|LOOP|Loop Capital Markets LLC|62
TIS|ORCHIDS PAPER PROD|LSCI|Lek Securities Corporation|3354
TIS|ORCHIDS PAPER PROD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22586
TIS|ORCHIDS PAPER PROD|MOTF|MOTIF INVESTING, INC.|1
TIS|ORCHIDS PAPER PROD|MSCO|MORGAN STANLEY & CO. LLC|107594
TIS|ORCHIDS PAPER PROD|MSPL|MORGAN STANLEY & CO. LLC|10000
TIS|ORCHIDS PAPER PROD|MSTX|MORGAN STANLEY & CO. LLC|13000
TIS|ORCHIDS PAPER PROD|NFSC|National Financial Services LLC|221474
TIS|ORCHIDS PAPER PROD|NITE|VIRTU Americas LLC|351283
TIS|ORCHIDS PAPER PROD|NQRB|Brut, LLC|300
TIS|ORCHIDS PAPER PROD|OPCO|Oppenheimer & Co. Inc.|887
TIS|ORCHIDS PAPER PROD|PDQM|CODA MARKETS, INC.|10822
TIS|ORCHIDS PAPER PROD|PHLY|NASDAQ Execution Services, LLC|1600
TIS|ORCHIDS PAPER PROD|PWJC|UBS Financial Services, Inc.|3000
TIS|ORCHIDS PAPER PROD|RBCM|RBC CAPITAL MARKETS, LLC|17200
TIS|ORCHIDS PAPER PROD|SAGC|SAGETRADER, LLC|1000
TIS|ORCHIDS PAPER PROD|SAGL|SAGETRADER, LLC|1300
TIS|ORCHIDS PAPER PROD|SBSH|Citigroup Global Markets Inc.|2393
TIS|ORCHIDS PAPER PROD|SGMT|GOLDMAN SACHS & CO. LLC|5181
TIS|ORCHIDS PAPER PROD|SPDR|SPEEDROUTE LLC|1330
TIS|ORCHIDS PAPER PROD|STFL|Stifel, Nicolaus & Company, Incorporated|6427
TIS|ORCHIDS PAPER PROD|SWIM|TD Ameritrade, Inc.|15774
TIS|ORCHIDS PAPER PROD|TKNG|ALLY INVEST SECURITIES LLC|7216
TIS|ORCHIDS PAPER PROD|TRCM|TRC MARKETS LLC|100
TIS|ORCHIDS PAPER PROD|UBSA|UBS SECURITIES LLC|71376
TIS|ORCHIDS PAPER PROD|UBSS|UBS Securities LLC|125510
TIS|ORCHIDS PAPER PROD|VALX|VIRTU AMERICAS LLC|1671
TIS|ORCHIDS PAPER PROD|VGRD|Vanguard Marketing Corporation|13487
TIS|ORCHIDS PAPER PROD|WCHV|WELLS FARGO SECURITIES, LLC|42335
TIS|ORCHIDS PAPER PROD|WDNX|WEEDEN & CO.L.P.|18000
TIS|ORCHIDS PAPER PROD|WEDB|WEDBUSH SECURITIES INC.|200
TIS|ORCHIDS PAPER PROD|WEED|Weeden & Co.L.P.|8510
TIS|ORCHIDS PAPER PROD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8836
TIS|ORCHIDS PAPER PROD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17391
TIS|ORCHIDS PAPER PROD|WGIF|CIBC World Markets Inc.|900
TIS|ORCHIDS PAPER PROD|WSEA|WOLVERINE SECURITIES, LLC|8691
TIS|ORCHIDS PAPER PROD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
TIS|ORCHIDS PAPER PROD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TIS|ORCHIDS PAPER PROD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|426
TISA|TOP IMAGE SYSTEMS|APCC|Apex Clearing Corporation|4
TISA|TOP IMAGE SYSTEMS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1758
TISA|TOP IMAGE SYSTEMS|CANT|Cantor Fitzgerald & Co.|8156
TISA|TOP IMAGE SYSTEMS|CHAS|Charles Schwab & Co., Inc.|8056
TISA|TOP IMAGE SYSTEMS|DBAB|Deutsche Bank Securities Inc.|5200
TISA|TOP IMAGE SYSTEMS|DBAX|Deutsche Bank Securities Inc.|100
TISA|TOP IMAGE SYSTEMS|DEAN|MORGAN STANLEY|16000
TISA|TOP IMAGE SYSTEMS|DEGS|RONIN PROFESSIONAL LLC|308
TISA|TOP IMAGE SYSTEMS|EBXL|EBX LLC|300
TISA|TOP IMAGE SYSTEMS|EGXM|CBOE TRADING, INC.|1853
TISA|TOP IMAGE SYSTEMS|ETRS|E*Trade Securities LLC|3850
TISA|TOP IMAGE SYSTEMS|FBCO|Credit Suisse Securities (USA) LLC|2242
TISA|TOP IMAGE SYSTEMS|FILL|Tradestation Securities, Inc.|200
TISA|TOP IMAGE SYSTEMS|FOMA|TD AMERITRADE CLEARING, INC.|34210
TISA|TOP IMAGE SYSTEMS|GSLT|GOLDMAN SACHS & CO. LLC|200
TISA|TOP IMAGE SYSTEMS|HRBF|American Enterprise Investment Services Inc.|500
TISA|TOP IMAGE SYSTEMS|IBKR|Interactive Brokers Llc|9284
TISA|TOP IMAGE SYSTEMS|ICBX|INSTINET, LLC|100
TISA|TOP IMAGE SYSTEMS|INCA|INSTINET, LLC|1
TISA|TOP IMAGE SYSTEMS|ITGI|ITG Inc.|433
TISA|TOP IMAGE SYSTEMS|JHDR|J.H. Darbie & Co., Inc.|25900
TISA|TOP IMAGE SYSTEMS|KCGM|VIRTU Americas LLC|100
TISA|TOP IMAGE SYSTEMS|LEHM|Barclays Capital Inc./Le|4386
TISA|TOP IMAGE SYSTEMS|LIME|Lime Brokerage LLC|1810
TISA|TOP IMAGE SYSTEMS|MAXM|Maxim Group LLC|1000
TISA|TOP IMAGE SYSTEMS|MSCO|MORGAN STANLEY & CO. LLC|8118
TISA|TOP IMAGE SYSTEMS|NFSC|National Financial Services LLC|39606
TISA|TOP IMAGE SYSTEMS|NITE|VIRTU Americas LLC|41317
TISA|TOP IMAGE SYSTEMS|OPCO|Oppenheimer & Co. Inc.|1600
TISA|TOP IMAGE SYSTEMS|RAJA|Raymond James & Associates, Inc.|10500
TISA|TOP IMAGE SYSTEMS|SWIM|TD Ameritrade, Inc.|1400
TISA|TOP IMAGE SYSTEMS|TRCM|TRC MARKETS LLC|158
TISA|TOP IMAGE SYSTEMS|UBSA|UBS SECURITIES LLC|900
TISA|TOP IMAGE SYSTEMS|UBSS|UBS Securities LLC|6511
TISA|TOP IMAGE SYSTEMS|VGRD|Vanguard Marketing Corporation|715
TISA|TOP IMAGE SYSTEMS|WCHV|WELLS FARGO SECURITIES, LLC|150
TISI|TEAM INC|ADAM|CANACCORD GENUITY INC.|2900
TISI|TEAM INC|APCC|Apex Clearing Corporation|8
TISI|TEAM INC|BANK|Primevest Financial Services, Inc.|15
TISI|TEAM INC|BARD|Robert W. Baird & Co. Incorporated|3356
TISI|TEAM INC|BATM|CBOE TRADING, INC.|579
TISI|TEAM INC|BAYC|BAY CREST PARTNERS, LLC|2000
TISI|TEAM INC|BERN|Sanford C. Bernstein & Co., LLC|3138
TISI|TEAM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|152
TISI|TEAM INC|BLKX|INSTINET, LLC|79100
TISI|TEAM INC|BNPX|BNP PARIBAS SECURITIES CORP.|6585
TISI|TEAM INC|BRVL|BLAYLOCK VAN, LLC|2400
TISI|TEAM INC|BTIG|BTIG, LLC|23200
TISI|TEAM INC|BYXM|CBOE TRADING, INC.|300
TISI|TEAM INC|BZYD|GOLDMAN SACHS & CO. LLC|465
TISI|TEAM INC|CHAS|Charles Schwab & Co., Inc.|1031
TISI|TEAM INC|CIST|Capital Institutional Services, Inc.|6391
TISI|TEAM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46696
TISI|TEAM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
TISI|TEAM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|157194
TISI|TEAM INC|CTDL|Citadel Derivatives Group Llc|841
TISI|TEAM INC|CTLR|CUTLER GROUP, LP|1192
TISI|TEAM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|77872
TISI|TEAM INC|DBAB|Deutsche Bank Securities Inc.|34331
TISI|TEAM INC|DBAX|Deutsche Bank Securities Inc.|140700
TISI|TEAM INC|DEAN|MORGAN STANLEY|14437
TISI|TEAM INC|DEGS|RONIN PROFESSIONAL LLC|1318
TISI|TEAM INC|EBXL|EBX LLC|146500
TISI|TEAM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13470
TISI|TEAM INC|EDJO|Edward D. Jones & Co., L.P.|1500
TISI|TEAM INC|EGAM|CBOE TRADING, INC.|5519
TISI|TEAM INC|EGAW|CBOE TRADING, INC.|251
TISI|TEAM INC|EGXM|CBOE TRADING, INC.|20
TISI|TEAM INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7
TISI|TEAM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3209
TISI|TEAM INC|ETRS|E*Trade Securities LLC|5282
TISI|TEAM INC|FBSB|U.S. Bancorp Investments, Inc.|100
TISI|TEAM INC|FILL|Tradestation Securities, Inc.|262
TISI|TEAM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|802
TISI|TEAM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9224
TISI|TEAM INC|FTBR|Foliofn Investments, Inc.|3538
TISI|TEAM INC|GLPX|ACS EXECUTION SERVICES, LLC|5298
TISI|TEAM INC|GSCO|GOLDMAN SACHS & CO. LLC|144120
TISI|TEAM INC|GSCS|GOLDMAN SACHS & CO. LLC|7568
TISI|TEAM INC|GSLT|GOLDMAN SACHS & CO. LLC|819
TISI|TEAM INC|GTSZ|GTS SECURITIES LLC|29045
TISI|TEAM INC|HPPX|POTAMUS TRADING, LLC|318
TISI|TEAM INC|HRBF|American Enterprise Investment Services Inc.|415
TISI|TEAM INC|IBKR|Interactive Brokers Llc|7462
TISI|TEAM INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1800
TISI|TEAM INC|ICBX|INSTINET, LLC|30331
TISI|TEAM INC|IEQY|CITADEL SECURITIES LLC|5613
TISI|TEAM INC|INCA|INSTINET, LLC|39019
TISI|TEAM INC|INJX|INSTINET, LLC|2184
TISI|TEAM INC|ITGI|ITG Inc.|93844
TISI|TEAM INC|ITGP|ITG INC.|75800
TISI|TEAM INC|JEFF|JEFFERIES LLC|11920
TISI|TEAM INC|JMPT|JUMP TRADING, LLC|5630
TISI|TEAM INC|JPBX|J.P. MORGAN SECURITIES LLC|15910
TISI|TEAM INC|JPMX|J.P. Morgan Securities LLC|259262
TISI|TEAM INC|JSJX|JANE STREET CAPITAL LLC|10934
TISI|TEAM INC|KCGM|VIRTU Americas LLC|59861
TISI|TEAM INC|LEHM|Barclays Capital Inc./Le|112356
TISI|TEAM INC|LIME|Lime Brokerage LLC|4877
TISI|TEAM INC|LQNA|LIQUIDNET, INC.|50700
TISI|TEAM INC|MAXM|Maxim Group LLC|1001
TISI|TEAM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121419
TISI|TEAM INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3350
TISI|TEAM INC|MSCO|MORGAN STANLEY & CO. LLC|347551
TISI|TEAM INC|MSPL|MORGAN STANLEY & CO. LLC|171100
TISI|TEAM INC|MSTX|MORGAN STANLEY & CO. LLC|43200
TISI|TEAM INC|NEUB|NEUBERGER BERMAN BD LLC|288
TISI|TEAM INC|NFSC|National Financial Services LLC|94757
TISI|TEAM INC|NITE|VIRTU Americas LLC|123744
TISI|TEAM INC|NITP|VIRTU Americas LLC|4824
TISI|TEAM INC|NQRB|Brut, LLC|2163
TISI|TEAM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
TISI|TEAM INC|PDQM|CODA MARKETS, INC.|9766
TISI|TEAM INC|PWJC|UBS Financial Services, Inc.|53
TISI|TEAM INC|RBCM|RBC CAPITAL MARKETS, LLC|985
TISI|TEAM INC|SBSH|Citigroup Global Markets Inc.|243329
TISI|TEAM INC|SGMT|GOLDMAN SACHS & CO. LLC|77505
TISI|TEAM INC|SIDC|Sidoti & Company, LLC|1100
TISI|TEAM INC|SPDR|SPEEDROUTE LLC|5300
TISI|TEAM INC|STFL|Stifel, Nicolaus & Company, Incorporated|120
TISI|TEAM INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
TISI|TEAM INC|SWIM|TD Ameritrade, Inc.|15066
TISI|TEAM INC|SWST|Hilltop Securities Inc.|1000
TISI|TEAM INC|TKNG|ALLY INVEST SECURITIES LLC|230
TISI|TEAM INC|TRBT|Tradebot Systems, Inc.|2334
TISI|TEAM INC|TRCM|TRC MARKETS LLC|17241
TISI|TEAM INC|UBSS|UBS Securities LLC|168635
TISI|TEAM INC|VALX|VIRTU AMERICAS LLC|12734
TISI|TEAM INC|VGRD|Vanguard Marketing Corporation|398
TISI|TEAM INC|WBET|Wallachbeth Capital LLC|2804
TISI|TEAM INC|WBLR|WILLIAM BLAIR|916
TISI|TEAM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
TISI|TEAM INC|WCHV|WELLS FARGO SECURITIES, LLC|66874
TISI|TEAM INC|WDNX|WEEDEN & CO.L.P.|5690
TISI|TEAM INC|WEDB|WEDBUSH SECURITIES INC.|2000
TISI|TEAM INC|WEED|Weeden & Co.L.P.|2170
TISI|TEAM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1616
TISI|TEAM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3253
TISI|TEAM INC|WGIF|CIBC World Markets Inc.|22
TISI|TEAM INC|WSEA|WOLVERINE SECURITIES, LLC|644
TISI|TEAM INC|XIST|INSTINET, LLC|8614
TISI|TEAM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
TISI|TEAM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1472
TITN|TITAN MACHINERY INC.|ALTX|Alternet Securities Inc.|6360
TITN|TITAN MACHINERY INC.|ANOS|ABEL/NOSER, L.L.C.|150
TITN|TITAN MACHINERY INC.|APCC|Apex Clearing Corporation|672
TITN|TITAN MACHINERY INC.|AQUA|AQUA SECURITIES L.P.|3200
TITN|TITAN MACHINERY INC.|BARD|Robert W. Baird & Co. Incorporated|4298
TITN|TITAN MACHINERY INC.|BATM|CBOE TRADING, INC.|2462
TITN|TITAN MACHINERY INC.|BIDS|BIDS TRADING L.P.|20000
TITN|TITAN MACHINERY INC.|BLKX|INSTINET, LLC|26200
TITN|TITAN MACHINERY INC.|BMOC|BMO Capital Markets Corp.|3105
TITN|TITAN MACHINERY INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2082
TITN|TITAN MACHINERY INC.|BYXM|CBOE TRADING, INC.|1274
TITN|TITAN MACHINERY INC.|BZYD|GOLDMAN SACHS & CO. LLC|500
TITN|TITAN MACHINERY INC.|CHAS|Charles Schwab & Co., Inc.|791
TITN|TITAN MACHINERY INC.|CHLM|Craig-Hallum Capital Group LLC|1827
TITN|TITAN MACHINERY INC.|CIST|Capital Institutional Services, Inc.|973
TITN|TITAN MACHINERY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63077
TITN|TITAN MACHINERY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3600
TITN|TITAN MACHINERY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151209
TITN|TITAN MACHINERY INC.|CTDL|Citadel Derivatives Group Llc|24849
TITN|TITAN MACHINERY INC.|CTLR|CUTLER GROUP, LP|2451
TITN|TITAN MACHINERY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|10258
TITN|TITAN MACHINERY INC.|DBAB|Deutsche Bank Securities Inc.|138286
TITN|TITAN MACHINERY INC.|DBAX|Deutsche Bank Securities Inc.|59000
TITN|TITAN MACHINERY INC.|DBUL|Deutsche Bank Securities Inc.|100
TITN|TITAN MACHINERY INC.|DCHF|Dart Executions, LLC|780
TITN|TITAN MACHINERY INC.|DEAN|MORGAN STANLEY|2387
TITN|TITAN MACHINERY INC.|DEGS|RONIN PROFESSIONAL LLC|9569
TITN|TITAN MACHINERY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1136
TITN|TITAN MACHINERY INC.|EBXL|EBX LLC|76300
TITN|TITAN MACHINERY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3670
TITN|TITAN MACHINERY INC.|EDJC|Edward Jones / CDS|56
TITN|TITAN MACHINERY INC.|EDJO|Edward D. Jones & Co., L.P.|3884
TITN|TITAN MACHINERY INC.|EGAM|CBOE TRADING, INC.|12965
TITN|TITAN MACHINERY INC.|EGAW|CBOE TRADING, INC.|500
TITN|TITAN MACHINERY INC.|EGMT|EG MARKET TECHNOLOGIES LLC|800
TITN|TITAN MACHINERY INC.|EGXM|CBOE TRADING, INC.|826
TITN|TITAN MACHINERY INC.|ESPO|ESPOSITO SECURITIES, LLC|340
TITN|TITAN MACHINERY INC.|ETBE|Electronic Transaction Clearing, Inc.|4259
TITN|TITAN MACHINERY INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4800
TITN|TITAN MACHINERY INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3868
TITN|TITAN MACHINERY INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15739
TITN|TITAN MACHINERY INC.|ETRS|E*Trade Securities LLC|16503
TITN|TITAN MACHINERY INC.|FBCO|Credit Suisse Securities (USA) LLC|235688
TITN|TITAN MACHINERY INC.|FILL|Tradestation Securities, Inc.|2593
TITN|TITAN MACHINERY INC.|FOMA|TD AMERITRADE CLEARING, INC.|76049
TITN|TITAN MACHINERY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3061
TITN|TITAN MACHINERY INC.|FQLS|Quantlab Securities LP|154592
TITN|TITAN MACHINERY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99323
TITN|TITAN MACHINERY INC.|FTBR|Foliofn Investments, Inc.|6500
TITN|TITAN MACHINERY INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5391
TITN|TITAN MACHINERY INC.|GLPX|ACS EXECUTION SERVICES, LLC|15267
TITN|TITAN MACHINERY INC.|GSCO|GOLDMAN SACHS & CO. LLC|155590
TITN|TITAN MACHINERY INC.|GSCS|GOLDMAN SACHS & CO. LLC|7123
TITN|TITAN MACHINERY INC.|GSLT|GOLDMAN SACHS & CO. LLC|2902
TITN|TITAN MACHINERY INC.|GTSZ|GTS SECURITIES LLC|6745
TITN|TITAN MACHINERY INC.|HPPX|POTAMUS TRADING, LLC|772
TITN|TITAN MACHINERY INC.|HRBF|American Enterprise Investment Services Inc.|100
TITN|TITAN MACHINERY INC.|IATS|INTERACTIVE BROKERS LLC|6030
TITN|TITAN MACHINERY INC.|IBKR|Interactive Brokers Llc|121513
TITN|TITAN MACHINERY INC.|ICBX|INSTINET, LLC|18002
TITN|TITAN MACHINERY INC.|IEQY|CITADEL SECURITIES LLC|66789
TITN|TITAN MACHINERY INC.|INCA|INSTINET, LLC|417402
TITN|TITAN MACHINERY INC.|INJX|INSTINET, LLC|24951
TITN|TITAN MACHINERY INC.|ITGI|ITG Inc.|49964
TITN|TITAN MACHINERY INC.|ITGP|ITG INC.|71000
TITN|TITAN MACHINERY INC.|JANY|Janney Montgomery Scott Inc.|98
TITN|TITAN MACHINERY INC.|JEFF|JEFFERIES LLC|46592
TITN|TITAN MACHINERY INC.|JMPT|JUMP TRADING, LLC|28381
TITN|TITAN MACHINERY INC.|JONE|JonesTrading|258868
TITN|TITAN MACHINERY INC.|JPBX|J.P. MORGAN SECURITIES LLC|2493
TITN|TITAN MACHINERY INC.|JPMX|J.P. Morgan Securities LLC|91417
TITN|TITAN MACHINERY INC.|JSJX|JANE STREET CAPITAL LLC|11496
TITN|TITAN MACHINERY INC.|KCGM|VIRTU Americas LLC|18557
TITN|TITAN MACHINERY INC.|LEHM|Barclays Capital Inc./Le|269356
TITN|TITAN MACHINERY INC.|LIME|Lime Brokerage LLC|87613
TITN|TITAN MACHINERY INC.|LOOP|Loop Capital Markets LLC|399
TITN|TITAN MACHINERY INC.|MACQ|Macquarie Capital (USA) Inc.|700
TITN|TITAN MACHINERY INC.|MAXM|Maxim Group LLC|2006
TITN|TITAN MACHINERY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77498
TITN|TITAN MACHINERY INC.|MSCO|MORGAN STANLEY & CO. LLC|994509
TITN|TITAN MACHINERY INC.|MSPL|MORGAN STANLEY & CO. LLC|94400
TITN|TITAN MACHINERY INC.|MSTX|MORGAN STANLEY & CO. LLC|36400
TITN|TITAN MACHINERY INC.|NFSC|National Financial Services LLC|61036
TITN|TITAN MACHINERY INC.|NITE|VIRTU Americas LLC|191638
TITN|TITAN MACHINERY INC.|NITP|VIRTU Americas LLC|1400
TITN|TITAN MACHINERY INC.|NQRB|Brut, LLC|6282
TITN|TITAN MACHINERY INC.|PDQM|CODA MARKETS, INC.|67449
TITN|TITAN MACHINERY INC.|RAJA|Raymond James & Associates, Inc.|19995
TITN|TITAN MACHINERY INC.|RBCM|RBC CAPITAL MARKETS, LLC|4578
TITN|TITAN MACHINERY INC.|SAGL|SAGETRADER, LLC|3603
TITN|TITAN MACHINERY INC.|SBSH|Citigroup Global Markets Inc.|56263
TITN|TITAN MACHINERY INC.|SGMT|GOLDMAN SACHS & CO. LLC|40223
TITN|TITAN MACHINERY INC.|SPDR|SPEEDROUTE LLC|10738
TITN|TITAN MACHINERY INC.|SPHN|Stephens Inc.|11499
TITN|TITAN MACHINERY INC.|SPTD|MINT GLOBAL MARKETS, INC.|4253
TITN|TITAN MACHINERY INC.|STFL|Stifel, Nicolaus & Company, Incorporated|31
TITN|TITAN MACHINERY INC.|STKP|STOCKPILE INVESTMENTS, INC.|188
TITN|TITAN MACHINERY INC.|SWIM|TD Ameritrade, Inc.|5353
TITN|TITAN MACHINERY INC.|TKNG|ALLY INVEST SECURITIES LLC|620
TITN|TITAN MACHINERY INC.|TRBT|Tradebot Systems, Inc.|95758
TITN|TITAN MACHINERY INC.|TRCM|TRC MARKETS LLC|58251
TITN|TITAN MACHINERY INC.|UBSA|UBS SECURITIES LLC|258807
TITN|TITAN MACHINERY INC.|UBSS|UBS Securities LLC|340066
TITN|TITAN MACHINERY INC.|VALX|VIRTU AMERICAS LLC|3422
TITN|TITAN MACHINERY INC.|VGRD|Vanguard Marketing Corporation|6742
TITN|TITAN MACHINERY INC.|VIEW|VIEWTRADE SECURITIES LLC|184
TITN|TITAN MACHINERY INC.|WCHV|WELLS FARGO SECURITIES, LLC|34700
TITN|TITAN MACHINERY INC.|WEED|Weeden & Co.L.P.|4660
TITN|TITAN MACHINERY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4058
TITN|TITAN MACHINERY INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1690
TITN|TITAN MACHINERY INC.|WGIF|CIBC World Markets Inc.|5516
TITN|TITAN MACHINERY INC.|WSEA|WOLVERINE SECURITIES, LLC|3081
TITN|TITAN MACHINERY INC.|XIST|INSTINET, LLC|23900
TITN|TITAN MACHINERY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|8736
TITN|TITAN MACHINERY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4048
TITN|TITAN MACHINERY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1900
TIVO|TIVO CORPORATION|AGIS|Aegis Capital Corp.|1500
TIVO|TIVO CORPORATION|ALTX|Alternet Securities Inc.|3600
TIVO|TIVO CORPORATION|APCC|Apex Clearing Corporation|1187
TIVO|TIVO CORPORATION|BANK|Primevest Financial Services, Inc.|4900
TIVO|TIVO CORPORATION|BARD|Robert W. Baird & Co. Incorporated|8455
TIVO|TIVO CORPORATION|BBNT|BB&T SECURITIES, LLC|3660
TIVO|TIVO CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|4503
TIVO|TIVO CORPORATION|BIDS|BIDS TRADING L.P.|20000
TIVO|TIVO CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25016
TIVO|TIVO CORPORATION|BLKX|INSTINET, LLC|8400
TIVO|TIVO CORPORATION|BMOC|BMO Capital Markets Corp.|19208
TIVO|TIVO CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|26081
TIVO|TIVO CORPORATION|BRVL|BLAYLOCK VAN, LLC|200
TIVO|TIVO CORPORATION|BTIG|BTIG, LLC|46863
TIVO|TIVO CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|200
TIVO|TIVO CORPORATION|CANT|Cantor Fitzgerald & Co.|45882
TIVO|TIVO CORPORATION|CHAS|Charles Schwab & Co., Inc.|54102
TIVO|TIVO CORPORATION|CIST|Capital Institutional Services, Inc.|3063
TIVO|TIVO CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75174
TIVO|TIVO CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5067
TIVO|TIVO CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|270980
TIVO|TIVO CORPORATION|CTDL|Citadel Derivatives Group Llc|26803
TIVO|TIVO CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|102510
TIVO|TIVO CORPORATION|DAWA|Daiwa Capital Markets America Inc.|3436
TIVO|TIVO CORPORATION|DBAB|Deutsche Bank Securities Inc.|289994
TIVO|TIVO CORPORATION|DBAX|Deutsche Bank Securities Inc.|373800
TIVO|TIVO CORPORATION|DEAN|MORGAN STANLEY|8659
TIVO|TIVO CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1095
TIVO|TIVO CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|86564
TIVO|TIVO CORPORATION|EBXL|EBX LLC|122600
TIVO|TIVO CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|11028
TIVO|TIVO CORPORATION|EDJO|Edward D. Jones & Co., L.P.|10300
TIVO|TIVO CORPORATION|EGAM|CBOE TRADING, INC.|6154
TIVO|TIVO CORPORATION|EGXM|CBOE TRADING, INC.|2876
TIVO|TIVO CORPORATION|EGXW|CBOE TRADING, INC.|100
TIVO|TIVO CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|246
TIVO|TIVO CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|2865
TIVO|TIVO CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|35483
TIVO|TIVO CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
TIVO|TIVO CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7802
TIVO|TIVO CORPORATION|ETRS|E*Trade Securities LLC|234596
TIVO|TIVO CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|656899
TIVO|TIVO CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|2
TIVO|TIVO CORPORATION|FILL|Tradestation Securities, Inc.|773
TIVO|TIVO CORPORATION|FMAF|NBCN Inc./ CDS|100
TIVO|TIVO CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|222852
TIVO|TIVO CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23502
TIVO|TIVO CORPORATION|FQLS|Quantlab Securities LP|109476
TIVO|TIVO CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40466
TIVO|TIVO CORPORATION|FTBR|Foliofn Investments, Inc.|3493
TIVO|TIVO CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|115420
TIVO|TIVO CORPORATION|GLIS|TD Securities Inc|250
TIVO|TIVO CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|4635
TIVO|TIVO CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|568964
TIVO|TIVO CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|48377
TIVO|TIVO CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|7692
TIVO|TIVO CORPORATION|GTSZ|GTS SECURITIES LLC|58348
TIVO|TIVO CORPORATION|HASF|Haywood Securities Inc./CDS|1072
TIVO|TIVO CORPORATION|HRBF|American Enterprise Investment Services Inc.|1587
TIVO|TIVO CORPORATION|IATS|INTERACTIVE BROKERS LLC|22230
TIVO|TIVO CORPORATION|IBKR|Interactive Brokers Llc|118686
TIVO|TIVO CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|368
TIVO|TIVO CORPORATION|ICBX|INSTINET, LLC|64682
TIVO|TIVO CORPORATION|IEQY|CITADEL SECURITIES LLC|16665
TIVO|TIVO CORPORATION|INCA|INSTINET, LLC|425291
TIVO|TIVO CORPORATION|INJX|INSTINET, LLC|5748
TIVO|TIVO CORPORATION|ITGI|ITG Inc.|116048
TIVO|TIVO CORPORATION|ITGP|ITG INC.|228600
TIVO|TIVO CORPORATION|JANY|Janney Montgomery Scott Inc.|81
TIVO|TIVO CORPORATION|JEFF|JEFFERIES LLC|136086
TIVO|TIVO CORPORATION|JMPT|JUMP TRADING, LLC|24921
TIVO|TIVO CORPORATION|JONE|JonesTrading|2654
TIVO|TIVO CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|9234
TIVO|TIVO CORPORATION|JPMX|J.P. Morgan Securities LLC|731638
TIVO|TIVO CORPORATION|JSJX|JANE STREET CAPITAL LLC|4043
TIVO|TIVO CORPORATION|KCGM|VIRTU Americas LLC|46199
TIVO|TIVO CORPORATION|LEHM|Barclays Capital Inc./Le|582432
TIVO|TIVO CORPORATION|LGNT|COR CLEARING LLC|26
TIVO|TIVO CORPORATION|LIME|Lime Brokerage LLC|219258
TIVO|TIVO CORPORATION|LOOP|Loop Capital Markets LLC|3400
TIVO|TIVO CORPORATION|LQNA|LIQUIDNET, INC.|25800
TIVO|TIVO CORPORATION|LSCI|Lek Securities Corporation|201
TIVO|TIVO CORPORATION|MAXM|Maxim Group LLC|12742
TIVO|TIVO CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|455530
TIVO|TIVO CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11884
TIVO|TIVO CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|1531826
TIVO|TIVO CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|445600
TIVO|TIVO CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|105100
TIVO|TIVO CORPORATION|NATL|National Securities Corporation|790
TIVO|TIVO CORPORATION|NBCS|NBC Securities, INC.|800
TIVO|TIVO CORPORATION|NEED|Needham & Company, LLC|100
TIVO|TIVO CORPORATION|NEUB|NEUBERGER BERMAN BD LLC|30
TIVO|TIVO CORPORATION|NFSC|National Financial Services LLC|236193
TIVO|TIVO CORPORATION|NITE|VIRTU Americas LLC|610701
TIVO|TIVO CORPORATION|NITP|VIRTU Americas LLC|77863
TIVO|TIVO CORPORATION|NMRA|Nomura Securities International, Inc.|7750
TIVO|TIVO CORPORATION|NQRB|Brut, LLC|630
TIVO|TIVO CORPORATION|NTRC|Northern Trust Securities, Inc.|1828
TIVO|TIVO CORPORATION|OPCO|Oppenheimer & Co. Inc.|12325
TIVO|TIVO CORPORATION|PDQM|CODA MARKETS, INC.|72273
TIVO|TIVO CORPORATION|PHLY|NASDAQ Execution Services, LLC|9200
TIVO|TIVO CORPORATION|PIPR|Piper Jaffray & Co.|393
TIVO|TIVO CORPORATION|PWJC|UBS Financial Services, Inc.|1300
TIVO|TIVO CORPORATION|RAJA|Raymond James & Associates, Inc.|15673
TIVO|TIVO CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|2573
TIVO|TIVO CORPORATION|RGLD|Regal Securities, Inc|1
TIVO|TIVO CORPORATION|RILY|B. RILEY FBR, INC.|300
TIVO|TIVO CORPORATION|SAGL|SAGETRADER, LLC|4514
TIVO|TIVO CORPORATION|SAGW|SAGETRADER, LLC|1391
TIVO|TIVO CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|9910
TIVO|TIVO CORPORATION|SBSH|Citigroup Global Markets Inc.|330459
TIVO|TIVO CORPORATION|SEIC|SEI Investments Distribution Co.|900
TIVO|TIVO CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|131327
TIVO|TIVO CORPORATION|SPDR|SPEEDROUTE LLC|6798
TIVO|TIVO CORPORATION|SPGS|Sea Port Group Securities, LLC|100
TIVO|TIVO CORPORATION|SPHN|Stephens Inc.|2600
TIVO|TIVO CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|11321
TIVO|TIVO CORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|60
TIVO|TIVO CORPORATION|STXG|Stockcross Financial Services, Inc.|100
TIVO|TIVO CORPORATION|SWIM|TD Ameritrade, Inc.|73341
TIVO|TIVO CORPORATION|SWST|Hilltop Securities Inc.|958
TIVO|TIVO CORPORATION|TDCO|Thompson Davis & Co., Inc.|1400
TIVO|TIVO CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|825
TIVO|TIVO CORPORATION|TRBT|Tradebot Systems, Inc.|35835
TIVO|TIVO CORPORATION|TRCM|TRC MARKETS LLC|71488
TIVO|TIVO CORPORATION|UBSA|UBS SECURITIES LLC|937315
TIVO|TIVO CORPORATION|UBSS|UBS Securities LLC|692774
TIVO|TIVO CORPORATION|VALX|VIRTU AMERICAS LLC|45189
TIVO|TIVO CORPORATION|VGRD|Vanguard Marketing Corporation|9500
TIVO|TIVO CORPORATION|VNDM|Wall Street Access|1900
TIVO|TIVO CORPORATION|WBLR|WILLIAM BLAIR|8060
TIVO|TIVO CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
TIVO|TIVO CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|89449
TIVO|TIVO CORPORATION|WEDB|WEDBUSH SECURITIES INC.|1003
TIVO|TIVO CORPORATION|WEED|Weeden & Co.L.P.|210
TIVO|TIVO CORPORATION|WESC|Wellington Shields & Co., LLC|200
TIVO|TIVO CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11850
TIVO|TIVO CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12196
TIVO|TIVO CORPORATION|WGIF|CIBC World Markets Inc.|6110
TIVO|TIVO CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|4233
TIVO|TIVO CORPORATION|XIST|INSTINET, LLC|29932
TIVO|TIVO CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|50450
TIVO|TIVO CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1718
TJX|T J X COS INC|ABLE|NATIXIS Securities Americas LLC|211701
TJX|T J X COS INC|ADAM|CANACCORD GENUITY INC.|2500
TJX|T J X COS INC|AGIS|Aegis Capital Corp.|10
TJX|T J X COS INC|ALTX|Alternet Securities Inc.|36771
TJX|T J X COS INC|ANOS|ABEL/NOSER, L.L.C.|308
TJX|T J X COS INC|APCC|Apex Clearing Corporation|8914
TJX|T J X COS INC|AQUA|AQUA SECURITIES L.P.|3300
TJX|T J X COS INC|BALE|M&T SECURITIES, INC.|262
TJX|T J X COS INC|BANK|Primevest Financial Services, Inc.|79
TJX|T J X COS INC|BARD|Robert W. Baird & Co. Incorporated|19979
TJX|T J X COS INC|BATM|CBOE TRADING, INC.|36574
TJX|T J X COS INC|BAYC|BAY CREST PARTNERS, LLC|130
TJX|T J X COS INC|BBNT|BB&T SECURITIES, LLC|7540
TJX|T J X COS INC|BERN|Sanford C. Bernstein & Co., LLC|264746
TJX|T J X COS INC|BGCE|BGC Financial Inc.|601
TJX|T J X COS INC|BIDS|BIDS TRADING L.P.|38800
TJX|T J X COS INC|BIMI|Banca IMI Securities Corp.|20
TJX|T J X COS INC|BKCM|BNY Mellon Capital Markets LLC|570
TJX|T J X COS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46328
TJX|T J X COS INC|BLKX|INSTINET, LLC|128400
TJX|T J X COS INC|BMOC|BMO Capital Markets Corp.|39
TJX|T J X COS INC|BNCH|The Benchmark Company, LLC|21110
TJX|T J X COS INC|BNPX|BNP PARIBAS SECURITIES CORP.|247476
TJX|T J X COS INC|BTIG|BTIG, LLC|22919
TJX|T J X COS INC|BYXM|CBOE TRADING, INC.|5907
TJX|T J X COS INC|BZYD|GOLDMAN SACHS & CO. LLC|300
TJX|T J X COS INC|CABR|Cabrera Capital Markets, Inc.|275
TJX|T J X COS INC|CANT|Cantor Fitzgerald & Co.|2076
TJX|T J X COS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|20400
TJX|T J X COS INC|CBRA|Cobra Trading, Inc.|1000
TJX|T J X COS INC|CHAS|Charles Schwab & Co., Inc.|10804
TJX|T J X COS INC|CIBP|CIBC World Markets Corp.|115413
TJX|T J X COS INC|CICF|Canaccord Genuity Corp.|363
TJX|T J X COS INC|CIST|Capital Institutional Services, Inc.|21425
TJX|T J X COS INC|CLSA|CLSA AMERICAS, LLC|800
TJX|T J X COS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|210174
TJX|T J X COS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
TJX|T J X COS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29759
TJX|T J X COS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|980835
TJX|T J X COS INC|CTDL|Citadel Derivatives Group Llc|16685
TJX|T J X COS INC|CTLR|CUTLER GROUP, LP|12758
TJX|T J X COS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|86414
TJX|T J X COS INC|DADA|D.A. Davidson & Co.|5810
TJX|T J X COS INC|DAVA|Davenport & Company LLC|878
TJX|T J X COS INC|DBAB|Deutsche Bank Securities Inc.|993982
TJX|T J X COS INC|DBAX|Deutsche Bank Securities Inc.|539700
TJX|T J X COS INC|DBUL|Deutsche Bank Securities Inc.|1220
TJX|T J X COS INC|DCHF|Dart Executions, LLC|37828
TJX|T J X COS INC|DEAN|MORGAN STANLEY|135850
TJX|T J X COS INC|DEGS|RONIN PROFESSIONAL LLC|100
TJX|T J X COS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21719
TJX|T J X COS INC|DRWK|DRW SECURITIES, L.L.C.|18457
TJX|T J X COS INC|EBXL|EBX LLC|553800
TJX|T J X COS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|23786
TJX|T J X COS INC|EDJC|Edward Jones / CDS|7084
TJX|T J X COS INC|EDJO|Edward D. Jones & Co., L.P.|54998
TJX|T J X COS INC|EGAM|CBOE TRADING, INC.|48319
TJX|T J X COS INC|EGAW|CBOE TRADING, INC.|551
TJX|T J X COS INC|EGMT|EG MARKET TECHNOLOGIES LLC|3600
TJX|T J X COS INC|EGXM|CBOE TRADING, INC.|9499
TJX|T J X COS INC|EGXW|CBOE TRADING, INC.|318
TJX|T J X COS INC|ESPO|ESPOSITO SECURITIES, LLC|419
TJX|T J X COS INC|ETBE|Electronic Transaction Clearing, Inc.|77691
TJX|T J X COS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
TJX|T J X COS INC|ETCC|Electronic Transaction Clearing, Inc.|830
TJX|T J X COS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|64851
TJX|T J X COS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4476
TJX|T J X COS INC|ETRS|E*Trade Securities LLC|177302
TJX|T J X COS INC|FBSB|U.S. Bancorp Investments, Inc.|301
TJX|T J X COS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|654
TJX|T J X COS INC|FILL|Tradestation Securities, Inc.|7129
TJX|T J X COS INC|FINX|FINTECH SECURITIES|3787
TJX|T J X COS INC|FMAF|NBCN Inc./ CDS|9338
TJX|T J X COS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|45645
TJX|T J X COS INC|FQLS|Quantlab Securities LP|1253499
TJX|T J X COS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|182458
TJX|T J X COS INC|FTBR|Foliofn Investments, Inc.|12946
TJX|T J X COS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|14802
TJX|T J X COS INC|GLIS|TD Securities Inc|1760
TJX|T J X COS INC|GLPX|ACS EXECUTION SERVICES, LLC|123051
TJX|T J X COS INC|GSCO|GOLDMAN SACHS & CO. LLC|2987125
TJX|T J X COS INC|GSCS|GOLDMAN SACHS & CO. LLC|12661
TJX|T J X COS INC|GSIC|GLOBAL STRATEGIC INVESTMENTS|60
TJX|T J X COS INC|GSLT|GOLDMAN SACHS & CO. LLC|94756
TJX|T J X COS INC|GTSZ|GTS SECURITIES LLC|555402
TJX|T J X COS INC|GUGS|Guggenheim Securities, LLC|23600
TJX|T J X COS INC|HAPX|HAP Trading, LLC|200
TJX|T J X COS INC|HCTA|Hardcastle Trading USA LLC|65643
TJX|T J X COS INC|HRBF|American Enterprise Investment Services Inc.|33623
TJX|T J X COS INC|HSBC|HSBC Securities, Inc.|20672
TJX|T J X COS INC|IATS|INTERACTIVE BROKERS LLC|24185
TJX|T J X COS INC|IBKR|Interactive Brokers Llc|40123
TJX|T J X COS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3823
TJX|T J X COS INC|ICBX|INSTINET, LLC|229948
TJX|T J X COS INC|IEQY|CITADEL SECURITIES LLC|392583
TJX|T J X COS INC|IMPC|Imperial Capital, LLC|700
TJX|T J X COS INC|INCA|INSTINET, LLC|1198023
TJX|T J X COS INC|INJX|INSTINET, LLC|12894
TJX|T J X COS INC|ITGI|ITG Inc.|240761
TJX|T J X COS INC|ITGP|ITG INC.|525800
TJX|T J X COS INC|JANY|Janney Montgomery Scott Inc.|9496
TJX|T J X COS INC|JEFF|JEFFERIES LLC|205960
TJX|T J X COS INC|JMPT|JUMP TRADING, LLC|221530
TJX|T J X COS INC|JONE|JonesTrading|10782
TJX|T J X COS INC|JPBX|J.P. MORGAN SECURITIES LLC|691049
TJX|T J X COS INC|JPMX|J.P. Morgan Securities LLC|1044156
TJX|T J X COS INC|JSJX|JANE STREET CAPITAL LLC|11658
TJX|T J X COS INC|KCGM|VIRTU Americas LLC|81016
TJX|T J X COS INC|LEHM|Barclays Capital Inc./Le|4180824
TJX|T J X COS INC|LGNT|COR CLEARING LLC|1
TJX|T J X COS INC|LIME|Lime Brokerage LLC|94843
TJX|T J X COS INC|LIWD|LIME BROKERAGE LLC|16
TJX|T J X COS INC|LIWE|LIME BROKERAGE LLC|100
TJX|T J X COS INC|LOOP|Loop Capital Markets LLC|4994
TJX|T J X COS INC|LQNA|LIQUIDNET, INC.|260800
TJX|T J X COS INC|LQNB|LIQUIDNET, INC.|27900
TJX|T J X COS INC|LSCI|Lek Securities Corporation|899
TJX|T J X COS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TJX|T J X COS INC|MACC|Mid Atlantic Capital Corporation|5147
TJX|T J X COS INC|MACQ|Macquarie Capital (USA) Inc.|2147
TJX|T J X COS INC|MAXM|Maxim Group LLC|18242
TJX|T J X COS INC|MBTS|ALLY INVEST SECURITIES LLC|138
TJX|T J X COS INC|MCMF|Raymond James Ltd. Cds|14364
TJX|T J X COS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|420710
TJX|T J X COS INC|MNDX|TJM Investments, LLC|6205
TJX|T J X COS INC|MOTF|MOTIF INVESTING, INC.|69
TJX|T J X COS INC|MSCO|MORGAN STANLEY & CO. LLC|4827352
TJX|T J X COS INC|MSPL|MORGAN STANLEY & CO. LLC|546600
TJX|T J X COS INC|MSTX|MORGAN STANLEY & CO. LLC|563900
TJX|T J X COS INC|NATL|National Securities Corporation|446
TJX|T J X COS INC|NEUB|NEUBERGER BERMAN BD LLC|215
TJX|T J X COS INC|NFSC|National Financial Services LLC|449856
TJX|T J X COS INC|NITE|VIRTU Americas LLC|1386666
TJX|T J X COS INC|NITP|VIRTU Americas LLC|1000
TJX|T J X COS INC|NQRB|Brut, LLC|17467
TJX|T J X COS INC|NTBF|BMO Nesbitt Burns Inc./CDS|3259
TJX|T J X COS INC|NTRC|Northern Trust Securities, Inc.|4437
TJX|T J X COS INC|OHOS|TWO SIGMA SECURITIES, LLC|322123
TJX|T J X COS INC|OPCO|Oppenheimer & Co. Inc.|4950
TJX|T J X COS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5272
TJX|T J X COS INC|PDQM|CODA MARKETS, INC.|165872
TJX|T J X COS INC|PHLY|NASDAQ Execution Services, LLC|2000
TJX|T J X COS INC|PICT|Pictet Overseas Inc.|145
TJX|T J X COS INC|PIPR|Piper Jaffray & Co.|184052
TJX|T J X COS INC|PREC|PRECISION SECURITIES, LLC|2500
TJX|T J X COS INC|PWJC|UBS Financial Services, Inc.|38544
TJX|T J X COS INC|QMSR|QUATTRO M SECURITIES INC.|63454
TJX|T J X COS INC|RBCM|RBC CAPITAL MARKETS, LLC|45825
TJX|T J X COS INC|RPTR|DINOSAUR FINANCIAL GROUP, L.L.C|300
TJX|T J X COS INC|SAGL|SAGETRADER, LLC|142243
TJX|T J X COS INC|SALI|INTL FCSTONE FINANCIAL INC.|888
TJX|T J X COS INC|SBSH|Citigroup Global Markets Inc.|880053
TJX|T J X COS INC|SEIC|SEI Investments Distribution Co.|10925
TJX|T J X COS INC|SGMT|GOLDMAN SACHS & CO. LLC|383100
TJX|T J X COS INC|SJLS|TRADE INFORMATICS LLC|2500
TJX|T J X COS INC|SPDR|SPEEDROUTE LLC|57371
TJX|T J X COS INC|SPHN|Stephens Inc.|1514
TJX|T J X COS INC|STFL|Stifel, Nicolaus & Company, Incorporated|65865
TJX|T J X COS INC|STKP|STOCKPILE INVESTMENTS, INC.|178
TJX|T J X COS INC|STRS|STRATEGAS RESEARCH PARTNERS|4600
TJX|T J X COS INC|STXG|Stockcross Financial Services, Inc.|2
TJX|T J X COS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12500
TJX|T J X COS INC|SWIM|TD Ameritrade, Inc.|73387
TJX|T J X COS INC|SWST|Hilltop Securities Inc.|15705
TJX|T J X COS INC|TAGC|TELSEY ADVISORY GROUP LLC|564
TJX|T J X COS INC|TKNG|ALLY INVEST SECURITIES LLC|1295
TJX|T J X COS INC|TOUR|TOURMALINE PARTNERS, LLC|100
TJX|T J X COS INC|TRBT|Tradebot Systems, Inc.|526403
TJX|T J X COS INC|TRCM|TRC MARKETS LLC|791358
TJX|T J X COS INC|UBSA|UBS SECURITIES LLC|1581179
TJX|T J X COS INC|UBSS|UBS Securities LLC|2924102
TJX|T J X COS INC|VALX|VIRTU AMERICAS LLC|16460
TJX|T J X COS INC|VGRD|Vanguard Marketing Corporation|21140
TJX|T J X COS INC|VSIN|Vision Financial Markets Llc|70
TJX|T J X COS INC|WABR|Wall Street Access|55781
TJX|T J X COS INC|WBLR|WILLIAM BLAIR|5830
TJX|T J X COS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3815
TJX|T J X COS INC|WCHV|WELLS FARGO SECURITIES, LLC|272649
TJX|T J X COS INC|WDNX|WEEDEN & CO.L.P.|12504
TJX|T J X COS INC|WEDB|WEDBUSH SECURITIES INC.|46861
TJX|T J X COS INC|WEED|Weeden & Co.L.P.|44210
TJX|T J X COS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|65934
TJX|T J X COS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|76574
TJX|T J X COS INC|WGIF|CIBC World Markets Inc.|6400
TJX|T J X COS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|435
TJX|T J X COS INC|WOLF|Wolfe Trahan Securities|100
TJX|T J X COS INC|WSAG|WALL STREET ACCESS|977
TJX|T J X COS INC|WSEA|WOLVERINE SECURITIES, LLC|15955
TJX|T J X COS INC|XIST|INSTINET, LLC|39682
TJX|T J X COS INC|XPQR|Jump Trading|10363
TJX|T J X COS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|149492
TJX|T J X COS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3039
TJX|T J X COS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|38082
TK|TEEKAY CORP|ADAM|CANACCORD GENUITY INC.|11157
TK|TEEKAY CORP|ALTX|Alternet Securities Inc.|10695
TK|TEEKAY CORP|APCC|Apex Clearing Corporation|310
TK|TEEKAY CORP|BANK|Primevest Financial Services, Inc.|100
TK|TEEKAY CORP|BATM|CBOE TRADING, INC.|6302
TK|TEEKAY CORP|BAYC|BAY CREST PARTNERS, LLC|5833
TK|TEEKAY CORP|BERN|Sanford C. Bernstein & Co., LLC|28906
TK|TEEKAY CORP|BIMI|Banca IMI Securities Corp.|140
TK|TEEKAY CORP|BKCM|BNY Mellon Capital Markets LLC|225
TK|TEEKAY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5387
TK|TEEKAY CORP|BLKX|INSTINET, LLC|6700
TK|TEEKAY CORP|BLTK|Bulltick, Llc|16517
TK|TEEKAY CORP|BNPX|BNP PARIBAS SECURITIES CORP.|6578
TK|TEEKAY CORP|BTIG|BTIG, LLC|23100
TK|TEEKAY CORP|BYXM|CBOE TRADING, INC.|120
TK|TEEKAY CORP|BZYD|GOLDMAN SACHS & CO. LLC|400
TK|TEEKAY CORP|CHAS|Charles Schwab & Co., Inc.|8515
TK|TEEKAY CORP|CLSA|CLSA AMERICAS, LLC|14972
TK|TEEKAY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46987
TK|TEEKAY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
TK|TEEKAY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|125561
TK|TEEKAY CORP|CTDL|Citadel Derivatives Group Llc|9095
TK|TEEKAY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|27318
TK|TEEKAY CORP|DBAB|Deutsche Bank Securities Inc.|318082
TK|TEEKAY CORP|DBAX|Deutsche Bank Securities Inc.|255700
TK|TEEKAY CORP|DEAN|MORGAN STANLEY|6672
TK|TEEKAY CORP|DEGS|RONIN PROFESSIONAL LLC|7991
TK|TEEKAY CORP|EBXL|EBX LLC|77600
TK|TEEKAY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|44792
TK|TEEKAY CORP|EDJO|Edward D. Jones & Co., L.P.|2438
TK|TEEKAY CORP|EGAM|CBOE TRADING, INC.|4112
TK|TEEKAY CORP|EGAW|CBOE TRADING, INC.|900
TK|TEEKAY CORP|EGXM|CBOE TRADING, INC.|1215
TK|TEEKAY CORP|ETBE|Electronic Transaction Clearing, Inc.|3006
TK|TEEKAY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
TK|TEEKAY CORP|ETRS|E*Trade Securities LLC|144405
TK|TEEKAY CORP|FILL|Tradestation Securities, Inc.|594
TK|TEEKAY CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|320
TK|TEEKAY CORP|FQLS|Quantlab Securities LP|63605
TK|TEEKAY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75206
TK|TEEKAY CORP|FTBR|Foliofn Investments, Inc.|1586
TK|TEEKAY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|6200
TK|TEEKAY CORP|GLPX|ACS EXECUTION SERVICES, LLC|5639
TK|TEEKAY CORP|GSCO|GOLDMAN SACHS & CO. LLC|507553
TK|TEEKAY CORP|GSCS|GOLDMAN SACHS & CO. LLC|2895
TK|TEEKAY CORP|GSLT|GOLDMAN SACHS & CO. LLC|3587
TK|TEEKAY CORP|GTSZ|GTS SECURITIES LLC|17892
TK|TEEKAY CORP|HRBF|American Enterprise Investment Services Inc.|3500
TK|TEEKAY CORP|HSBC|HSBC Securities, Inc.|9
TK|TEEKAY CORP|IATS|INTERACTIVE BROKERS LLC|33744
TK|TEEKAY CORP|IBKR|Interactive Brokers Llc|83791
TK|TEEKAY CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|751
TK|TEEKAY CORP|ICBX|INSTINET, LLC|24000
TK|TEEKAY CORP|IEQY|CITADEL SECURITIES LLC|29035
TK|TEEKAY CORP|INCA|INSTINET, LLC|134479
TK|TEEKAY CORP|ITGI|ITG Inc.|56420
TK|TEEKAY CORP|ITGP|ITG INC.|163600
TK|TEEKAY CORP|JEFF|JEFFERIES LLC|32639
TK|TEEKAY CORP|JMPT|JUMP TRADING, LLC|26644
TK|TEEKAY CORP|JPBX|J.P. MORGAN SECURITIES LLC|19824
TK|TEEKAY CORP|JPMX|J.P. Morgan Securities LLC|119851
TK|TEEKAY CORP|JSJX|JANE STREET CAPITAL LLC|1859
TK|TEEKAY CORP|KCGM|VIRTU Americas LLC|34917
TK|TEEKAY CORP|LEHM|Barclays Capital Inc./Le|369751
TK|TEEKAY CORP|LIME|Lime Brokerage LLC|8232
TK|TEEKAY CORP|LSCI|Lek Securities Corporation|1278
TK|TEEKAY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79941
TK|TEEKAY CORP|MOTF|MOTIF INVESTING, INC.|1
TK|TEEKAY CORP|MSCO|MORGAN STANLEY & CO. LLC|559297
TK|TEEKAY CORP|MSPL|MORGAN STANLEY & CO. LLC|414700
TK|TEEKAY CORP|MSTX|MORGAN STANLEY & CO. LLC|143400
TK|TEEKAY CORP|NATL|National Securities Corporation|900
TK|TEEKAY CORP|NFSC|National Financial Services LLC|304893
TK|TEEKAY CORP|NITE|VIRTU Americas LLC|404187
TK|TEEKAY CORP|NQRB|Brut, LLC|3105
TK|TEEKAY CORP|NTBF|BMO Nesbitt Burns Inc./CDS|200
TK|TEEKAY CORP|OHOS|TWO SIGMA SECURITIES, LLC|9883
TK|TEEKAY CORP|OPCO|Oppenheimer & Co. Inc.|3200
TK|TEEKAY CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TK|TEEKAY CORP|PDQM|CODA MARKETS, INC.|8561
TK|TEEKAY CORP|PHLY|NASDAQ Execution Services, LLC|800
TK|TEEKAY CORP|PWJC|UBS Financial Services, Inc.|12690
TK|TEEKAY CORP|RBCM|RBC CAPITAL MARKETS, LLC|4101
TK|TEEKAY CORP|SBSH|Citigroup Global Markets Inc.|120471
TK|TEEKAY CORP|SGMT|GOLDMAN SACHS & CO. LLC|72178
TK|TEEKAY CORP|SPDR|SPEEDROUTE LLC|11400
TK|TEEKAY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|6700
TK|TEEKAY CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3477
TK|TEEKAY CORP|SWIM|TD Ameritrade, Inc.|39266
TK|TEEKAY CORP|TKNG|ALLY INVEST SECURITIES LLC|5000
TK|TEEKAY CORP|TRBT|Tradebot Systems, Inc.|68453
TK|TEEKAY CORP|TRCM|TRC MARKETS LLC|116430
TK|TEEKAY CORP|TWTT|TASTYWORKS, INC.|600
TK|TEEKAY CORP|UBSA|UBS SECURITIES LLC|341404
TK|TEEKAY CORP|UBSS|UBS Securities LLC|275911
TK|TEEKAY CORP|VALX|VIRTU AMERICAS LLC|22849
TK|TEEKAY CORP|VGRD|Vanguard Marketing Corporation|16404
TK|TEEKAY CORP|VNDS|VANDHAM SECURITIES CORP|2985
TK|TEEKAY CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|75
TK|TEEKAY CORP|WCHV|WELLS FARGO SECURITIES, LLC|25267
TK|TEEKAY CORP|WDNX|WEEDEN & CO.L.P.|15422
TK|TEEKAY CORP|WEED|Weeden & Co.L.P.|700
TK|TEEKAY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23766
TK|TEEKAY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23611
TK|TEEKAY CORP|WSEA|WOLVERINE SECURITIES, LLC|4777
TK|TEEKAY CORP|XIST|INSTINET, LLC|1200
TK|TEEKAY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|49900
TK|TEEKAY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|400
TK|TEEKAY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10937
TKAT|TAKUNG ART CO., LTD.|BYXM|CBOE TRADING, INC.|600
TKAT|TAKUNG ART CO., LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
TKAT|TAKUNG ART CO., LTD.|EGXM|CBOE TRADING, INC.|1000
TKAT|TAKUNG ART CO., LTD.|EGXW|CBOE TRADING, INC.|960
TKAT|TAKUNG ART CO., LTD.|ETRS|E*Trade Securities LLC|12091
TKAT|TAKUNG ART CO., LTD.|GLPX|ACS EXECUTION SERVICES, LLC|1001
TKAT|TAKUNG ART CO., LTD.|GSLT|GOLDMAN SACHS & CO. LLC|100
TKAT|TAKUNG ART CO., LTD.|GTSZ|GTS SECURITIES LLC|81
TKAT|TAKUNG ART CO., LTD.|IATS|INTERACTIVE BROKERS LLC|630
TKAT|TAKUNG ART CO., LTD.|IBKR|Interactive Brokers Llc|6319
TKAT|TAKUNG ART CO., LTD.|INCA|INSTINET, LLC|500
TKAT|TAKUNG ART CO., LTD.|LIME|Lime Brokerage LLC|1619
TKAT|TAKUNG ART CO., LTD.|MSCO|MORGAN STANLEY & CO. LLC|10378
TKAT|TAKUNG ART CO., LTD.|NFSC|National Financial Services LLC|14259
TKAT|TAKUNG ART CO., LTD.|NITE|VIRTU Americas LLC|22902
TKAT|TAKUNG ART CO., LTD.|PDQM|CODA MARKETS, INC.|1001
TKAT|TAKUNG ART CO., LTD.|PICT|Pictet Overseas Inc.|2800
TKAT|TAKUNG ART CO., LTD.|SWIM|TD Ameritrade, Inc.|14250
TKAT|TAKUNG ART CO., LTD.|UBSA|UBS SECURITIES LLC|801
TKAT|TAKUNG ART CO., LTD.|UBSS|UBS Securities LLC|5482
TKC|TURKCELL ILET NEW|ADAM|CANACCORD GENUITY INC.|166231
TKC|TURKCELL ILET NEW|ALTX|Alternet Securities Inc.|6900
TKC|TURKCELL ILET NEW|APCC|Apex Clearing Corporation|1515
TKC|TURKCELL ILET NEW|BARD|Robert W. Baird & Co. Incorporated|168468
TKC|TURKCELL ILET NEW|BATM|CBOE TRADING, INC.|2838
TKC|TURKCELL ILET NEW|BBNT|BB&T SECURITIES, LLC|465
TKC|TURKCELL ILET NEW|BERN|Sanford C. Bernstein & Co., LLC|23686
TKC|TURKCELL ILET NEW|BIDS|BIDS TRADING L.P.|300
TKC|TURKCELL ILET NEW|BIMI|Banca IMI Securities Corp.|1150
TKC|TURKCELL ILET NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23389
TKC|TURKCELL ILET NEW|BTIG|BTIG, LLC|5802
TKC|TURKCELL ILET NEW|CHAS|Charles Schwab & Co., Inc.|9882
TKC|TURKCELL ILET NEW|CHDN|CHARDAN CAPITAL MARKETS LLC|117600
TKC|TURKCELL ILET NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6178
TKC|TURKCELL ILET NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
TKC|TURKCELL ILET NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300442
TKC|TURKCELL ILET NEW|CTDL|Citadel Derivatives Group Llc|4226
TKC|TURKCELL ILET NEW|CTLR|CUTLER GROUP, LP|100
TKC|TURKCELL ILET NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|19156
TKC|TURKCELL ILET NEW|DBAB|Deutsche Bank Securities Inc.|217804
TKC|TURKCELL ILET NEW|DBAX|Deutsche Bank Securities Inc.|189400
TKC|TURKCELL ILET NEW|DCHF|Dart Executions, LLC|800
TKC|TURKCELL ILET NEW|DEAN|MORGAN STANLEY|1046458
TKC|TURKCELL ILET NEW|DEGS|RONIN PROFESSIONAL LLC|304
TKC|TURKCELL ILET NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5208
TKC|TURKCELL ILET NEW|EBXL|EBX LLC|97200
TKC|TURKCELL ILET NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|49895
TKC|TURKCELL ILET NEW|EDJO|Edward D. Jones & Co., L.P.|103104
TKC|TURKCELL ILET NEW|EGAM|CBOE TRADING, INC.|15300
TKC|TURKCELL ILET NEW|EGXM|CBOE TRADING, INC.|8600
TKC|TURKCELL ILET NEW|EGXW|CBOE TRADING, INC.|100
TKC|TURKCELL ILET NEW|ETBE|Electronic Transaction Clearing, Inc.|11300
TKC|TURKCELL ILET NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
TKC|TURKCELL ILET NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
TKC|TURKCELL ILET NEW|ETRS|E*Trade Securities LLC|124108
TKC|TURKCELL ILET NEW|FILL|Tradestation Securities, Inc.|4728
TKC|TURKCELL ILET NEW|FMAF|NBCN Inc./ CDS|74
TKC|TURKCELL ILET NEW|FQLS|Quantlab Securities LP|51843
TKC|TURKCELL ILET NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71316
TKC|TURKCELL ILET NEW|FTBR|Foliofn Investments, Inc.|12336
TKC|TURKCELL ILET NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|8100
TKC|TURKCELL ILET NEW|GLIS|TD Securities Inc|5861
TKC|TURKCELL ILET NEW|GLPX|ACS EXECUTION SERVICES, LLC|3340
TKC|TURKCELL ILET NEW|GSCO|GOLDMAN SACHS & CO. LLC|486758
TKC|TURKCELL ILET NEW|GSCS|GOLDMAN SACHS & CO. LLC|100
TKC|TURKCELL ILET NEW|GSLT|GOLDMAN SACHS & CO. LLC|18185
TKC|TURKCELL ILET NEW|GTSZ|GTS SECURITIES LLC|25911
TKC|TURKCELL ILET NEW|HRBF|American Enterprise Investment Services Inc.|438
TKC|TURKCELL ILET NEW|HSBC|HSBC Securities, Inc.|13821
TKC|TURKCELL ILET NEW|IATS|INTERACTIVE BROKERS LLC|90833
TKC|TURKCELL ILET NEW|IBKR|Interactive Brokers Llc|349263
TKC|TURKCELL ILET NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3260
TKC|TURKCELL ILET NEW|ICBX|INSTINET, LLC|117980
TKC|TURKCELL ILET NEW|INCA|INSTINET, LLC|185461
TKC|TURKCELL ILET NEW|INTL|INTL FCSTONE FINANCIAL INC.|49163
TKC|TURKCELL ILET NEW|ITGI|ITG Inc.|25059
TKC|TURKCELL ILET NEW|ITGP|ITG INC.|218000
TKC|TURKCELL ILET NEW|JANY|Janney Montgomery Scott Inc.|1507
TKC|TURKCELL ILET NEW|JEFF|JEFFERIES LLC|29463
TKC|TURKCELL ILET NEW|JMPT|JUMP TRADING, LLC|156574
TKC|TURKCELL ILET NEW|JPBX|J.P. MORGAN SECURITIES LLC|13990
TKC|TURKCELL ILET NEW|JPMX|J.P. Morgan Securities LLC|796804
TKC|TURKCELL ILET NEW|JSJX|JANE STREET CAPITAL LLC|902
TKC|TURKCELL ILET NEW|KCGM|VIRTU Americas LLC|44179
TKC|TURKCELL ILET NEW|LEHM|Barclays Capital Inc./Le|2320027
TKC|TURKCELL ILET NEW|LIME|Lime Brokerage LLC|28251
TKC|TURKCELL ILET NEW|LSCI|Lek Securities Corporation|100
TKC|TURKCELL ILET NEW|MAXM|Maxim Group LLC|19392
TKC|TURKCELL ILET NEW|MBTS|ALLY INVEST SECURITIES LLC|3287
TKC|TURKCELL ILET NEW|MCMF|Raymond James Ltd. Cds|2425
TKC|TURKCELL ILET NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|223542
TKC|TURKCELL ILET NEW|MSCO|MORGAN STANLEY & CO. LLC|1904655
TKC|TURKCELL ILET NEW|MSPL|MORGAN STANLEY & CO. LLC|408700
TKC|TURKCELL ILET NEW|MSTX|MORGAN STANLEY & CO. LLC|71900
TKC|TURKCELL ILET NEW|MTON|MILLINGTON SECURITIES, INC.|16260
TKC|TURKCELL ILET NEW|NFSC|National Financial Services LLC|267702
TKC|TURKCELL ILET NEW|NITE|VIRTU Americas LLC|783827
TKC|TURKCELL ILET NEW|NITP|VIRTU Americas LLC|29566
TKC|TURKCELL ILET NEW|NQRB|Brut, LLC|19345
TKC|TURKCELL ILET NEW|NTBF|BMO Nesbitt Burns Inc./CDS|157
TKC|TURKCELL ILET NEW|OLDM|OLD MISSION CAPITAL, LLC|100888
TKC|TURKCELL ILET NEW|OPCO|Oppenheimer & Co. Inc.|102
TKC|TURKCELL ILET NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|15140
TKC|TURKCELL ILET NEW|PCPT|PHILLIP CAPITAL INC.|11035
TKC|TURKCELL ILET NEW|PDQM|CODA MARKETS, INC.|2730
TKC|TURKCELL ILET NEW|PIPR|Piper Jaffray & Co.|5050
TKC|TURKCELL ILET NEW|QMSR|QUATTRO M SECURITIES INC.|31515
TKC|TURKCELL ILET NEW|RBCM|RBC CAPITAL MARKETS, LLC|7885
TKC|TURKCELL ILET NEW|SAGL|SAGETRADER, LLC|7900
TKC|TURKCELL ILET NEW|SBSH|Citigroup Global Markets Inc.|1693273
TKC|TURKCELL ILET NEW|SEIC|SEI Investments Distribution Co.|1900
TKC|TURKCELL ILET NEW|SGMT|GOLDMAN SACHS & CO. LLC|111680
TKC|TURKCELL ILET NEW|SPDR|SPEEDROUTE LLC|695
TKC|TURKCELL ILET NEW|STFL|Stifel, Nicolaus & Company, Incorporated|1799
TKC|TURKCELL ILET NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3100
TKC|TURKCELL ILET NEW|SWIM|TD Ameritrade, Inc.|168088
TKC|TURKCELL ILET NEW|SWST|Hilltop Securities Inc.|250
TKC|TURKCELL ILET NEW|TKNG|ALLY INVEST SECURITIES LLC|2330
TKC|TURKCELL ILET NEW|TRBT|Tradebot Systems, Inc.|238810
TKC|TURKCELL ILET NEW|TRCM|TRC MARKETS LLC|27796
TKC|TURKCELL ILET NEW|TWTT|TASTYWORKS, INC.|12
TKC|TURKCELL ILET NEW|UBSA|UBS SECURITIES LLC|450102
TKC|TURKCELL ILET NEW|UBSS|UBS Securities LLC|623814
TKC|TURKCELL ILET NEW|VALX|VIRTU AMERICAS LLC|69227
TKC|TURKCELL ILET NEW|VGRD|Vanguard Marketing Corporation|21466
TKC|TURKCELL ILET NEW|WABR|Wall Street Access|24714
TKC|TURKCELL ILET NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|4800
TKC|TURKCELL ILET NEW|WCHV|WELLS FARGO SECURITIES, LLC|170986
TKC|TURKCELL ILET NEW|WEDB|WEDBUSH SECURITIES INC.|1200
TKC|TURKCELL ILET NEW|WEED|Weeden & Co.L.P.|5445
TKC|TURKCELL ILET NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10028
TKC|TURKCELL ILET NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11724
TKC|TURKCELL ILET NEW|WGIF|CIBC World Markets Inc.|13857
TKC|TURKCELL ILET NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|167
TKC|TURKCELL ILET NEW|WSEA|WOLVERINE SECURITIES, LLC|46895
TKC|TURKCELL ILET NEW|XIST|INSTINET, LLC|44400
TKC|TURKCELL ILET NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|44530
TKC|TURKCELL ILET NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|200
TKC|TURKCELL ILET NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|403
TKR|TIMKEN CO|APCC|Apex Clearing Corporation|315
TKR|TIMKEN CO|BARD|Robert W. Baird & Co. Incorporated|26
TKR|TIMKEN CO|BATM|CBOE TRADING, INC.|3783
TKR|TIMKEN CO|BAYC|BAY CREST PARTNERS, LLC|2393
TKR|TIMKEN CO|BAYT|BTIG, LLC|1800
TKR|TIMKEN CO|BBNT|BB&T SECURITIES, LLC|3707
TKR|TIMKEN CO|BERN|Sanford C. Bernstein & Co., LLC|4276
TKR|TIMKEN CO|BIDS|BIDS TRADING L.P.|600
TKR|TIMKEN CO|BKCM|BNY Mellon Capital Markets LLC|9996
TKR|TIMKEN CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|330
TKR|TIMKEN CO|BNPX|BNP PARIBAS SECURITIES CORP.|2110
TKR|TIMKEN CO|BRVL|BLAYLOCK VAN, LLC|300
TKR|TIMKEN CO|BTIG|BTIG, LLC|61359
TKR|TIMKEN CO|BYXM|CBOE TRADING, INC.|500
TKR|TIMKEN CO|BZYD|GOLDMAN SACHS & CO. LLC|1075
TKR|TIMKEN CO|CHAS|Charles Schwab & Co., Inc.|7
TKR|TIMKEN CO|CIST|Capital Institutional Services, Inc.|1329
TKR|TIMKEN CO|CLSA|CLSA AMERICAS, LLC|8900
TKR|TIMKEN CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28511
TKR|TIMKEN CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
TKR|TIMKEN CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
TKR|TIMKEN CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|257578
TKR|TIMKEN CO|CTDL|Citadel Derivatives Group Llc|247
TKR|TIMKEN CO|CTLR|CUTLER GROUP, LP|900
TKR|TIMKEN CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|90916
TKR|TIMKEN CO|DBAB|Deutsche Bank Securities Inc.|188071
TKR|TIMKEN CO|DBAX|Deutsche Bank Securities Inc.|136900
TKR|TIMKEN CO|DBUL|Deutsche Bank Securities Inc.|1565
TKR|TIMKEN CO|DCHF|Dart Executions, LLC|553
TKR|TIMKEN CO|DEAN|MORGAN STANLEY|3908
TKR|TIMKEN CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
TKR|TIMKEN CO|EBXL|EBX LLC|187300
TKR|TIMKEN CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|21430
TKR|TIMKEN CO|EDJC|Edward Jones / CDS|108
TKR|TIMKEN CO|EDJO|Edward D. Jones & Co., L.P.|932
TKR|TIMKEN CO|EGAM|CBOE TRADING, INC.|10878
TKR|TIMKEN CO|EGMT|EG MARKET TECHNOLOGIES LLC|100
TKR|TIMKEN CO|EGXM|CBOE TRADING, INC.|102
TKR|TIMKEN CO|ETCC|Electronic Transaction Clearing, Inc.|346
TKR|TIMKEN CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21558
TKR|TIMKEN CO|ETRS|E*Trade Securities LLC|9201
TKR|TIMKEN CO|FILL|Tradestation Securities, Inc.|390
TKR|TIMKEN CO|FMAF|NBCN Inc./ CDS|10070
TKR|TIMKEN CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
TKR|TIMKEN CO|FQLS|Quantlab Securities LP|186212
TKR|TIMKEN CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17593
TKR|TIMKEN CO|FTBR|Foliofn Investments, Inc.|811
TKR|TIMKEN CO|GEBB|GLOBAL EXECUTION BROKERS, LP|253
TKR|TIMKEN CO|GLPX|ACS EXECUTION SERVICES, LLC|382
TKR|TIMKEN CO|GSCO|GOLDMAN SACHS & CO. LLC|374792
TKR|TIMKEN CO|GSCS|GOLDMAN SACHS & CO. LLC|24070
TKR|TIMKEN CO|GSLT|GOLDMAN SACHS & CO. LLC|4455
TKR|TIMKEN CO|GTSZ|GTS SECURITIES LLC|33782
TKR|TIMKEN CO|HPPX|POTAMUS TRADING, LLC|1024
TKR|TIMKEN CO|HRBF|American Enterprise Investment Services Inc.|1185
TKR|TIMKEN CO|HSBC|HSBC Securities, Inc.|200
TKR|TIMKEN CO|IBKR|Interactive Brokers Llc|9900
TKR|TIMKEN CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|424
TKR|TIMKEN CO|ICBX|INSTINET, LLC|39619
TKR|TIMKEN CO|IEQY|CITADEL SECURITIES LLC|33048
TKR|TIMKEN CO|INCA|INSTINET, LLC|118139
TKR|TIMKEN CO|INJX|INSTINET, LLC|6959
TKR|TIMKEN CO|ITGI|ITG Inc.|140305
TKR|TIMKEN CO|ITGP|ITG INC.|167200
TKR|TIMKEN CO|JANY|Janney Montgomery Scott Inc.|3369
TKR|TIMKEN CO|JEFF|JEFFERIES LLC|119437
TKR|TIMKEN CO|JMPT|JUMP TRADING, LLC|16436
TKR|TIMKEN CO|JONE|JonesTrading|246
TKR|TIMKEN CO|JPBX|J.P. MORGAN SECURITIES LLC|50036
TKR|TIMKEN CO|JPMX|J.P. Morgan Securities LLC|459476
TKR|TIMKEN CO|KCGM|VIRTU Americas LLC|90842
TKR|TIMKEN CO|KEYB|KEYBANC CAPITAL MARKETS INC.|106537
TKR|TIMKEN CO|LEHM|Barclays Capital Inc./Le|479789
TKR|TIMKEN CO|LIME|Lime Brokerage LLC|19599
TKR|TIMKEN CO|LQNA|LIQUIDNET, INC.|129100
TKR|TIMKEN CO|LSCI|Lek Securities Corporation|116
TKR|TIMKEN CO|MACQ|Macquarie Capital (USA) Inc.|200
TKR|TIMKEN CO|MAXM|Maxim Group LLC|110
TKR|TIMKEN CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|150346
TKR|TIMKEN CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|820
TKR|TIMKEN CO|MNDX|TJM Investments, LLC|2489
TKR|TIMKEN CO|MSCO|MORGAN STANLEY & CO. LLC|1713889
TKR|TIMKEN CO|MSPL|MORGAN STANLEY & CO. LLC|65900
TKR|TIMKEN CO|MSTX|MORGAN STANLEY & CO. LLC|41900
TKR|TIMKEN CO|MTON|MILLINGTON SECURITIES, INC.|157998
TKR|TIMKEN CO|NEED|Needham & Company, LLC|901
TKR|TIMKEN CO|NFSC|National Financial Services LLC|62317
TKR|TIMKEN CO|NITE|VIRTU Americas LLC|148043
TKR|TIMKEN CO|NITP|VIRTU Americas LLC|10
TKR|TIMKEN CO|NQRB|Brut, LLC|5699
TKR|TIMKEN CO|OHOS|TWO SIGMA SECURITIES, LLC|13430
TKR|TIMKEN CO|OPCO|Oppenheimer & Co. Inc.|8250
TKR|TIMKEN CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|302
TKR|TIMKEN CO|PDQM|CODA MARKETS, INC.|63322
TKR|TIMKEN CO|PUMA|Puma Capital, Llc|185885
TKR|TIMKEN CO|PWJC|UBS Financial Services, Inc.|2075
TKR|TIMKEN CO|RBCM|RBC CAPITAL MARKETS, LLC|7295
TKR|TIMKEN CO|SBSH|Citigroup Global Markets Inc.|99244
TKR|TIMKEN CO|SGMT|GOLDMAN SACHS & CO. LLC|134817
TKR|TIMKEN CO|SPDR|SPEEDROUTE LLC|8200
TKR|TIMKEN CO|SPHN|Stephens Inc.|307
TKR|TIMKEN CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|28780
TKR|TIMKEN CO|STFL|Stifel, Nicolaus & Company, Incorporated|7474
TKR|TIMKEN CO|SWIM|TD Ameritrade, Inc.|6608
TKR|TIMKEN CO|SWST|Hilltop Securities Inc.|1304
TKR|TIMKEN CO|TKNG|ALLY INVEST SECURITIES LLC|85
TKR|TIMKEN CO|TRBT|Tradebot Systems, Inc.|9809
TKR|TIMKEN CO|TRCM|TRC MARKETS LLC|40223
TKR|TIMKEN CO|UBSA|UBS SECURITIES LLC|458898
TKR|TIMKEN CO|UBSS|UBS Securities LLC|299740
TKR|TIMKEN CO|VALX|VIRTU AMERICAS LLC|12227
TKR|TIMKEN CO|VGRD|Vanguard Marketing Corporation|7027
TKR|TIMKEN CO|WBET|Wallachbeth Capital LLC|1175
TKR|TIMKEN CO|WBPX|SUMMIT SECURITIES GROUP, LLC|500
TKR|TIMKEN CO|WCHV|WELLS FARGO SECURITIES, LLC|62776
TKR|TIMKEN CO|WDNX|WEEDEN & CO.L.P.|12730
TKR|TIMKEN CO|WEED|Weeden & Co.L.P.|2200
TKR|TIMKEN CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2039
TKR|TIMKEN CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3362
TKR|TIMKEN CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|152
TKR|TIMKEN CO|WSEA|WOLVERINE SECURITIES, LLC|953
TKR|TIMKEN CO|XIST|INSTINET, LLC|18024
TKR|TIMKEN CO|XPQR|Jump Trading|800
TKR|TIMKEN CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|32444
TKR|TIMKEN CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10015
TLDH|FLEXSHARES CURRENCY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|110
TLDH|FLEXSHARES CURRENCY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|399
TLDH|FLEXSHARES CURRENCY|DBAB|Deutsche Bank Securities Inc.|100
TLDH|FLEXSHARES CURRENCY|DBAX|Deutsche Bank Securities Inc.|5900
TLDH|FLEXSHARES CURRENCY|EBXL|EBX LLC|1100
TLDH|FLEXSHARES CURRENCY|ETRS|E*Trade Securities LLC|3
TLDH|FLEXSHARES CURRENCY|ICBX|INSTINET, LLC|200
TLDH|FLEXSHARES CURRENCY|ITGP|ITG INC.|200
TLDH|FLEXSHARES CURRENCY|JSJX|JANE STREET CAPITAL LLC|4010
TLDH|FLEXSHARES CURRENCY|LEHM|Barclays Capital Inc./Le|200
TLDH|FLEXSHARES CURRENCY|LIME|Lime Brokerage LLC|300
TLDH|FLEXSHARES CURRENCY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
TLDH|FLEXSHARES CURRENCY|NFSC|National Financial Services LLC|15346
TLDH|FLEXSHARES CURRENCY|NITE|VIRTU Americas LLC|1823
TLDH|FLEXSHARES CURRENCY|PDQM|CODA MARKETS, INC.|700
TLDH|FLEXSHARES CURRENCY|UBSA|UBS SECURITIES LLC|300
TLDH|FLEXSHARES CURRENCY|UBSS|UBS Securities LLC|1700
TLDH|FLEXSHARES CURRENCY|XSTM|NATIONAL FINANCIAL SERVICES LLC|708
TLEH|FLEXSHARES CURRENCY|APCC|Apex Clearing Corporation|2
TLEH|FLEXSHARES CURRENCY|BANK|Primevest Financial Services, Inc.|49
TLEH|FLEXSHARES CURRENCY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|65
TLEH|FLEXSHARES CURRENCY|BTIG|BTIG, LLC|600
TLEH|FLEXSHARES CURRENCY|CANT|Cantor Fitzgerald & Co.|300
TLEH|FLEXSHARES CURRENCY|CHAS|Charles Schwab & Co., Inc.|3
TLEH|FLEXSHARES CURRENCY|DBAB|Deutsche Bank Securities Inc.|200
TLEH|FLEXSHARES CURRENCY|DBAX|Deutsche Bank Securities Inc.|300
TLEH|FLEXSHARES CURRENCY|JSJX|JANE STREET CAPITAL LLC|586
TLEH|FLEXSHARES CURRENCY|LIME|Lime Brokerage LLC|599
TLEH|FLEXSHARES CURRENCY|MACC|Mid Atlantic Capital Corporation|114
TLEH|FLEXSHARES CURRENCY|MSCO|MORGAN STANLEY & CO. LLC|100
TLEH|FLEXSHARES CURRENCY|MSPL|MORGAN STANLEY & CO. LLC|600
TLEH|FLEXSHARES CURRENCY|NFSC|National Financial Services LLC|2512
TLEH|FLEXSHARES CURRENCY|NITE|VIRTU Americas LLC|2263
TLEH|FLEXSHARES CURRENCY|RBCM|RBC CAPITAL MARKETS, LLC|25
TLEH|FLEXSHARES CURRENCY|SWST|Hilltop Securities Inc.|1100
TLEH|FLEXSHARES CURRENCY|UBSS|UBS Securities LLC|1300
TLF|TANDY  LEATHER FCTRY|APCC|Apex Clearing Corporation|158
TLF|TANDY  LEATHER FCTRY|CANT|Cantor Fitzgerald & Co.|35154
TLF|TANDY  LEATHER FCTRY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8627
TLF|TANDY  LEATHER FCTRY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|754
TLF|TANDY  LEATHER FCTRY|CTDL|Citadel Derivatives Group Llc|61
TLF|TANDY  LEATHER FCTRY|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
TLF|TANDY  LEATHER FCTRY|DBAB|Deutsche Bank Securities Inc.|592
TLF|TANDY  LEATHER FCTRY|DEGS|RONIN PROFESSIONAL LLC|962
TLF|TANDY  LEATHER FCTRY|EBXL|EBX LLC|500
TLF|TANDY  LEATHER FCTRY|EDJO|Edward D. Jones & Co., L.P.|1000
TLF|TANDY  LEATHER FCTRY|ETRS|E*Trade Securities LLC|2102
TLF|TANDY  LEATHER FCTRY|FBCO|Credit Suisse Securities (USA) LLC|778
TLF|TANDY  LEATHER FCTRY|FOMA|TD AMERITRADE CLEARING, INC.|25228
TLF|TANDY  LEATHER FCTRY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186
TLF|TANDY  LEATHER FCTRY|FTBR|Foliofn Investments, Inc.|415
TLF|TANDY  LEATHER FCTRY|GSCO|GOLDMAN SACHS & CO. LLC|566
TLF|TANDY  LEATHER FCTRY|GTSZ|GTS SECURITIES LLC|100
TLF|TANDY  LEATHER FCTRY|IATS|INTERACTIVE BROKERS LLC|1038
TLF|TANDY  LEATHER FCTRY|IBKR|Interactive Brokers Llc|3595
TLF|TANDY  LEATHER FCTRY|ICBX|INSTINET, LLC|500
TLF|TANDY  LEATHER FCTRY|INCA|INSTINET, LLC|1156
TLF|TANDY  LEATHER FCTRY|INJX|INSTINET, LLC|100
TLF|TANDY  LEATHER FCTRY|ITGI|ITG Inc.|3186
TLF|TANDY  LEATHER FCTRY|ITGP|ITG INC.|14800
TLF|TANDY  LEATHER FCTRY|JPMX|J.P. Morgan Securities LLC|1800
TLF|TANDY  LEATHER FCTRY|KCGM|VIRTU Americas LLC|741
TLF|TANDY  LEATHER FCTRY|LEHM|Barclays Capital Inc./Le|2464
TLF|TANDY  LEATHER FCTRY|LIME|Lime Brokerage LLC|10171
TLF|TANDY  LEATHER FCTRY|LQNA|LIQUIDNET, INC.|5300
TLF|TANDY  LEATHER FCTRY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
TLF|TANDY  LEATHER FCTRY|MSCO|MORGAN STANLEY & CO. LLC|7272
TLF|TANDY  LEATHER FCTRY|MSPL|MORGAN STANLEY & CO. LLC|1000
TLF|TANDY  LEATHER FCTRY|NFSC|National Financial Services LLC|11849
TLF|TANDY  LEATHER FCTRY|NITE|VIRTU Americas LLC|14152
TLF|TANDY  LEATHER FCTRY|RAJA|Raymond James & Associates, Inc.|1491
TLF|TANDY  LEATHER FCTRY|SGMT|GOLDMAN SACHS & CO. LLC|102
TLF|TANDY  LEATHER FCTRY|SPDR|SPEEDROUTE LLC|100
TLF|TANDY  LEATHER FCTRY|SPTD|MINT GLOBAL MARKETS, INC.|775
TLF|TANDY  LEATHER FCTRY|SWIM|TD Ameritrade, Inc.|2885
TLF|TANDY  LEATHER FCTRY|TRCM|TRC MARKETS LLC|1517
TLF|TANDY  LEATHER FCTRY|UBSA|UBS SECURITIES LLC|1094
TLF|TANDY  LEATHER FCTRY|UBSS|UBS Securities LLC|4939
TLF|TANDY  LEATHER FCTRY|VALX|VIRTU AMERICAS LLC|139
TLF|TANDY  LEATHER FCTRY|WCHV|WELLS FARGO SECURITIES, LLC|202
TLF|TANDY  LEATHER FCTRY|WEED|Weeden & Co.L.P.|297
TLF|TANDY  LEATHER FCTRY|WSEA|WOLVERINE SECURITIES, LLC|130
TLGT|TELIGENT CMN STK|ALTX|Alternet Securities Inc.|12509
TLGT|TELIGENT CMN STK|APCC|Apex Clearing Corporation|103671
TLGT|TELIGENT CMN STK|BARD|Robert W. Baird & Co. Incorporated|1500
TLGT|TELIGENT CMN STK|BATM|CBOE TRADING, INC.|6905
TLGT|TELIGENT CMN STK|BAYT|BTIG, LLC|2200
TLGT|TELIGENT CMN STK|BERN|Sanford C. Bernstein & Co., LLC|16535
TLGT|TELIGENT CMN STK|BIMI|Banca IMI Securities Corp.|6515
TLGT|TELIGENT CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27842
TLGT|TELIGENT CMN STK|BMOC|BMO Capital Markets Corp.|6567
TLGT|TELIGENT CMN STK|BNCH|The Benchmark Company, LLC|182000
TLGT|TELIGENT CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|2667
TLGT|TELIGENT CMN STK|BTIG|BTIG, LLC|1603
TLGT|TELIGENT CMN STK|BYXM|CBOE TRADING, INC.|200
TLGT|TELIGENT CMN STK|CANT|Cantor Fitzgerald & Co.|393
TLGT|TELIGENT CMN STK|CHAS|Charles Schwab & Co., Inc.|6029
TLGT|TELIGENT CMN STK|CIST|Capital Institutional Services, Inc.|1744
TLGT|TELIGENT CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39001
TLGT|TELIGENT CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16837
TLGT|TELIGENT CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|63038
TLGT|TELIGENT CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|276304
TLGT|TELIGENT CMN STK|CTDL|Citadel Derivatives Group Llc|24701
TLGT|TELIGENT CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|35538
TLGT|TELIGENT CMN STK|DBAB|Deutsche Bank Securities Inc.|103211
TLGT|TELIGENT CMN STK|DBAX|Deutsche Bank Securities Inc.|131700
TLGT|TELIGENT CMN STK|DBUL|Deutsche Bank Securities Inc.|7204
TLGT|TELIGENT CMN STK|DEAN|MORGAN STANLEY|16476
TLGT|TELIGENT CMN STK|DEGS|RONIN PROFESSIONAL LLC|54271
TLGT|TELIGENT CMN STK|EBXL|EBX LLC|83400
TLGT|TELIGENT CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|43606
TLGT|TELIGENT CMN STK|EDJO|Edward D. Jones & Co., L.P.|1968
TLGT|TELIGENT CMN STK|EGAM|CBOE TRADING, INC.|20202
TLGT|TELIGENT CMN STK|EGAW|CBOE TRADING, INC.|100
TLGT|TELIGENT CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|200
TLGT|TELIGENT CMN STK|EGXM|CBOE TRADING, INC.|11002
TLGT|TELIGENT CMN STK|EGXW|CBOE TRADING, INC.|477
TLGT|TELIGENT CMN STK|ETBE|Electronic Transaction Clearing, Inc.|5290
TLGT|TELIGENT CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|620
TLGT|TELIGENT CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19065
TLGT|TELIGENT CMN STK|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|6856
TLGT|TELIGENT CMN STK|ETRS|E*Trade Securities LLC|650381
TLGT|TELIGENT CMN STK|FBCO|Credit Suisse Securities (USA) LLC|272709
TLGT|TELIGENT CMN STK|FILL|Tradestation Securities, Inc.|24212
TLGT|TELIGENT CMN STK|FMAF|NBCN Inc./ CDS|1500
TLGT|TELIGENT CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|1761271
TLGT|TELIGENT CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
TLGT|TELIGENT CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30448
TLGT|TELIGENT CMN STK|FTBR|Foliofn Investments, Inc.|151
TLGT|TELIGENT CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|26767
TLGT|TELIGENT CMN STK|GLIS|TD Securities Inc|2895
TLGT|TELIGENT CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|50764
TLGT|TELIGENT CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|291650
TLGT|TELIGENT CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|37361
TLGT|TELIGENT CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|8970
TLGT|TELIGENT CMN STK|GTSZ|GTS SECURITIES LLC|36800
TLGT|TELIGENT CMN STK|HAPX|HAP Trading, LLC|4
TLGT|TELIGENT CMN STK|HSBC|HSBC Securities, Inc.|400
TLGT|TELIGENT CMN STK|IATS|INTERACTIVE BROKERS LLC|39617
TLGT|TELIGENT CMN STK|IBKR|Interactive Brokers Llc|299737
TLGT|TELIGENT CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|648
TLGT|TELIGENT CMN STK|ICBX|INSTINET, LLC|84807
TLGT|TELIGENT CMN STK|IEQY|CITADEL SECURITIES LLC|24398
TLGT|TELIGENT CMN STK|INCA|INSTINET, LLC|134897
TLGT|TELIGENT CMN STK|INJX|INSTINET, LLC|17439
TLGT|TELIGENT CMN STK|ITGI|ITG Inc.|30153
TLGT|TELIGENT CMN STK|ITGP|ITG INC.|61000
TLGT|TELIGENT CMN STK|JANY|Janney Montgomery Scott Inc.|900
TLGT|TELIGENT CMN STK|JEFF|JEFFERIES LLC|125540
TLGT|TELIGENT CMN STK|JMPT|JUMP TRADING, LLC|25001
TLGT|TELIGENT CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|3900
TLGT|TELIGENT CMN STK|JPMX|J.P. Morgan Securities LLC|283167
TLGT|TELIGENT CMN STK|JSJX|JANE STREET CAPITAL LLC|10470
TLGT|TELIGENT CMN STK|KCGM|VIRTU Americas LLC|50251
TLGT|TELIGENT CMN STK|LEER|LEERINK PARTNERS LLC|37276
TLGT|TELIGENT CMN STK|LEHM|Barclays Capital Inc./Le|367355
TLGT|TELIGENT CMN STK|LIME|Lime Brokerage LLC|93710
TLGT|TELIGENT CMN STK|LMGP|LIME BROKERAGE LLC|32583
TLGT|TELIGENT CMN STK|LSCI|Lek Securities Corporation|7700
TLGT|TELIGENT CMN STK|MACC|Mid Atlantic Capital Corporation|5629
TLGT|TELIGENT CMN STK|MAXM|Maxim Group LLC|16114
TLGT|TELIGENT CMN STK|MBTS|ALLY INVEST SECURITIES LLC|200
TLGT|TELIGENT CMN STK|MICA|Spartan Securities Group, Ltd.|22084
TLGT|TELIGENT CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|96653
TLGT|TELIGENT CMN STK|MOTF|MOTIF INVESTING, INC.|3
TLGT|TELIGENT CMN STK|MSCO|MORGAN STANLEY & CO. LLC|1753598
TLGT|TELIGENT CMN STK|MSPL|MORGAN STANLEY & CO. LLC|275300
TLGT|TELIGENT CMN STK|MSTX|MORGAN STANLEY & CO. LLC|246900
TLGT|TELIGENT CMN STK|NATL|National Securities Corporation|7739
TLGT|TELIGENT CMN STK|NFSC|National Financial Services LLC|514241
TLGT|TELIGENT CMN STK|NITE|VIRTU Americas LLC|1741828
TLGT|TELIGENT CMN STK|NITP|VIRTU Americas LLC|7900
TLGT|TELIGENT CMN STK|NQRB|Brut, LLC|4749
TLGT|TELIGENT CMN STK|OPCO|Oppenheimer & Co. Inc.|12530
TLGT|TELIGENT CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1880
TLGT|TELIGENT CMN STK|PDQM|CODA MARKETS, INC.|55445
TLGT|TELIGENT CMN STK|PIPR|Piper Jaffray & Co.|950
TLGT|TELIGENT CMN STK|RAJA|Raymond James & Associates, Inc.|224012
TLGT|TELIGENT CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|48790
TLGT|TELIGENT CMN STK|SAGL|SAGETRADER, LLC|1700
TLGT|TELIGENT CMN STK|SBSH|Citigroup Global Markets Inc.|81029
TLGT|TELIGENT CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|81012
TLGT|TELIGENT CMN STK|SPDR|SPEEDROUTE LLC|149123
TLGT|TELIGENT CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|2000
TLGT|TELIGENT CMN STK|STXG|Stockcross Financial Services, Inc.|6300
TLGT|TELIGENT CMN STK|SWIM|TD Ameritrade, Inc.|597285
TLGT|TELIGENT CMN STK|TKNG|ALLY INVEST SECURITIES LLC|21823
TLGT|TELIGENT CMN STK|TRBT|Tradebot Systems, Inc.|20684
TLGT|TELIGENT CMN STK|TRCM|TRC MARKETS LLC|45650
TLGT|TELIGENT CMN STK|TWTT|TASTYWORKS, INC.|4050
TLGT|TELIGENT CMN STK|UBSA|UBS SECURITIES LLC|458463
TLGT|TELIGENT CMN STK|UBSS|UBS Securities LLC|532920
TLGT|TELIGENT CMN STK|VALX|VIRTU AMERICAS LLC|6521
TLGT|TELIGENT CMN STK|VGRD|Vanguard Marketing Corporation|32673
TLGT|TELIGENT CMN STK|VSIN|Vision Financial Markets Llc|1404
TLGT|TELIGENT CMN STK|WABR|Wall Street Access|23300
TLGT|TELIGENT CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|1726
TLGT|TELIGENT CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|132125
TLGT|TELIGENT CMN STK|WEDB|WEDBUSH SECURITIES INC.|16939
TLGT|TELIGENT CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10612
TLGT|TELIGENT CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7246
TLGT|TELIGENT CMN STK|WGIF|CIBC World Markets Inc.|8542
TLGT|TELIGENT CMN STK|WSEA|WOLVERINE SECURITIES, LLC|17642
TLGT|TELIGENT CMN STK|XIST|INSTINET, LLC|17040
TLGT|TELIGENT CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|36802
TLGT|TELIGENT CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|3514
TLGT|TELIGENT CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|805
TLH|ISHARES 10-20|APCC|Apex Clearing Corporation|22
TLH|ISHARES 10-20|BANK|Primevest Financial Services, Inc.|4
TLH|ISHARES 10-20|BARD|Robert W. Baird & Co. Incorporated|2920
TLH|ISHARES 10-20|BATM|CBOE TRADING, INC.|100
TLH|ISHARES 10-20|BBNT|BB&T SECURITIES, LLC|889
TLH|ISHARES 10-20|BERN|Sanford C. Bernstein & Co., LLC|100
TLH|ISHARES 10-20|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2347
TLH|ISHARES 10-20|BYXM|CBOE TRADING, INC.|97
TLH|ISHARES 10-20|CANT|Cantor Fitzgerald & Co.|26
TLH|ISHARES 10-20|CHAS|Charles Schwab & Co., Inc.|3
TLH|ISHARES 10-20|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15047
TLH|ISHARES 10-20|CTDL|Citadel Derivatives Group Llc|400
TLH|ISHARES 10-20|CXCX|CITIGROUP GLOBAL MARKETS INC.|6
TLH|ISHARES 10-20|DAWA|Daiwa Capital Markets America Inc.|120000
TLH|ISHARES 10-20|DBAB|Deutsche Bank Securities Inc.|200
TLH|ISHARES 10-20|DBAX|Deutsche Bank Securities Inc.|2700
TLH|ISHARES 10-20|DEAN|MORGAN STANLEY|1608
TLH|ISHARES 10-20|DEGS|RONIN PROFESSIONAL LLC|100
TLH|ISHARES 10-20|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|90
TLH|ISHARES 10-20|EBXL|EBX LLC|2000
TLH|ISHARES 10-20|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
TLH|ISHARES 10-20|EDJO|Edward D. Jones & Co., L.P.|3349
TLH|ISHARES 10-20|EGXM|CBOE TRADING, INC.|24
TLH|ISHARES 10-20|ETBE|Electronic Transaction Clearing, Inc.|300
TLH|ISHARES 10-20|ETRS|E*Trade Securities LLC|816
TLH|ISHARES 10-20|FBSB|U.S. Bancorp Investments, Inc.|12
TLH|ISHARES 10-20|FLTU|FLOW TRADERS US LLC|17385
TLH|ISHARES 10-20|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|229
TLH|ISHARES 10-20|FTBR|Foliofn Investments, Inc.|2669
TLH|ISHARES 10-20|GSCO|GOLDMAN SACHS & CO. LLC|25092
TLH|ISHARES 10-20|GSLT|GOLDMAN SACHS & CO. LLC|1
TLH|ISHARES 10-20|GTSZ|GTS SECURITIES LLC|403
TLH|ISHARES 10-20|HRBF|American Enterprise Investment Services Inc.|2153
TLH|ISHARES 10-20|IATS|INTERACTIVE BROKERS LLC|516
TLH|ISHARES 10-20|IBKR|Interactive Brokers Llc|1298
TLH|ISHARES 10-20|ICBX|INSTINET, LLC|1500
TLH|ISHARES 10-20|INCA|INSTINET, LLC|1485
TLH|ISHARES 10-20|ITGI|ITG Inc.|1140
TLH|ISHARES 10-20|ITGP|ITG INC.|200
TLH|ISHARES 10-20|JANY|Janney Montgomery Scott Inc.|506
TLH|ISHARES 10-20|JEFF|JEFFERIES LLC|5562
TLH|ISHARES 10-20|JPMX|J.P. Morgan Securities LLC|2892
TLH|ISHARES 10-20|JSEB|JANE STREET EXECUTION SERVICES, LLC|37624
TLH|ISHARES 10-20|JSJX|JANE STREET CAPITAL LLC|77887
TLH|ISHARES 10-20|KCGM|VIRTU Americas LLC|1297
TLH|ISHARES 10-20|LEHM|Barclays Capital Inc./Le|17005
TLH|ISHARES 10-20|LIME|Lime Brokerage LLC|3678
TLH|ISHARES 10-20|LSCI|Lek Securities Corporation|1
TLH|ISHARES 10-20|MACC|Mid Atlantic Capital Corporation|1037
TLH|ISHARES 10-20|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13600
TLH|ISHARES 10-20|MSCO|MORGAN STANLEY & CO. LLC|16410
TLH|ISHARES 10-20|MSPL|MORGAN STANLEY & CO. LLC|2400
TLH|ISHARES 10-20|NFSC|National Financial Services LLC|14127
TLH|ISHARES 10-20|NITE|VIRTU Americas LLC|146805
TLH|ISHARES 10-20|PWJC|UBS Financial Services, Inc.|50
TLH|ISHARES 10-20|RBCM|RBC CAPITAL MARKETS, LLC|1035
TLH|ISHARES 10-20|SBSH|Citigroup Global Markets Inc.|3
TLH|ISHARES 10-20|SGMT|GOLDMAN SACHS & CO. LLC|2197
TLH|ISHARES 10-20|SPHN|Stephens Inc.|8
TLH|ISHARES 10-20|STFL|Stifel, Nicolaus & Company, Incorporated|754
TLH|ISHARES 10-20|SWIM|TD Ameritrade, Inc.|410
TLH|ISHARES 10-20|UBSA|UBS SECURITIES LLC|26567
TLH|ISHARES 10-20|UBSS|UBS Securities LLC|20086
TLH|ISHARES 10-20|VALX|VIRTU AMERICAS LLC|150
TLH|ISHARES 10-20|VGRD|Vanguard Marketing Corporation|199
TLH|ISHARES 10-20|WBET|Wallachbeth Capital LLC|1700
TLH|ISHARES 10-20|WCHV|WELLS FARGO SECURITIES, LLC|15242
TLH|ISHARES 10-20|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6168
TLH|ISHARES 10-20|WGIF|CIBC World Markets Inc.|7
TLH|ISHARES 10-20|WSEA|WOLVERINE SECURITIES, LLC|92
TLH|ISHARES 10-20|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1045
TLI|WESTERN ASSET CP LO|ALTX|Alternet Securities Inc.|100
TLI|WESTERN ASSET CP LO|APCC|Apex Clearing Corporation|4
TLI|WESTERN ASSET CP LO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
TLI|WESTERN ASSET CP LO|BTIG|BTIG, LLC|207
TLI|WESTERN ASSET CP LO|CIST|Capital Institutional Services, Inc.|400
TLI|WESTERN ASSET CP LO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
TLI|WESTERN ASSET CP LO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34895
TLI|WESTERN ASSET CP LO|DBAX|Deutsche Bank Securities Inc.|2300
TLI|WESTERN ASSET CP LO|DEAN|MORGAN STANLEY|178
TLI|WESTERN ASSET CP LO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5965
TLI|WESTERN ASSET CP LO|EBXL|EBX LLC|11800
TLI|WESTERN ASSET CP LO|EGAM|CBOE TRADING, INC.|300
TLI|WESTERN ASSET CP LO|EGXM|CBOE TRADING, INC.|200
TLI|WESTERN ASSET CP LO|EGXW|CBOE TRADING, INC.|200
TLI|WESTERN ASSET CP LO|ESPO|ESPOSITO SECURITIES, LLC|326
TLI|WESTERN ASSET CP LO|ETRS|E*Trade Securities LLC|696
TLI|WESTERN ASSET CP LO|FILL|Tradestation Securities, Inc.|50
TLI|WESTERN ASSET CP LO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1558
TLI|WESTERN ASSET CP LO|FTBR|Foliofn Investments, Inc.|8
TLI|WESTERN ASSET CP LO|GLPX|ACS EXECUTION SERVICES, LLC|5700
TLI|WESTERN ASSET CP LO|GSCO|GOLDMAN SACHS & CO. LLC|700
TLI|WESTERN ASSET CP LO|GSLT|GOLDMAN SACHS & CO. LLC|200
TLI|WESTERN ASSET CP LO|GTSZ|GTS SECURITIES LLC|100
TLI|WESTERN ASSET CP LO|HRBF|American Enterprise Investment Services Inc.|2640
TLI|WESTERN ASSET CP LO|IATS|INTERACTIVE BROKERS LLC|2654
TLI|WESTERN ASSET CP LO|IBKR|Interactive Brokers Llc|12270
TLI|WESTERN ASSET CP LO|ICBX|INSTINET, LLC|1200
TLI|WESTERN ASSET CP LO|INCA|INSTINET, LLC|2000
TLI|WESTERN ASSET CP LO|ITGI|ITG Inc.|1800
TLI|WESTERN ASSET CP LO|ITGP|ITG INC.|2000
TLI|WESTERN ASSET CP LO|JPMX|J.P. Morgan Securities LLC|15600
TLI|WESTERN ASSET CP LO|KCGM|VIRTU Americas LLC|3652
TLI|WESTERN ASSET CP LO|LEHM|Barclays Capital Inc./Le|11293
TLI|WESTERN ASSET CP LO|LIME|Lime Brokerage LLC|278
TLI|WESTERN ASSET CP LO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
TLI|WESTERN ASSET CP LO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15870
TLI|WESTERN ASSET CP LO|MOTF|MOTIF INVESTING, INC.|1
TLI|WESTERN ASSET CP LO|MSCO|MORGAN STANLEY & CO. LLC|22799
TLI|WESTERN ASSET CP LO|MSPL|MORGAN STANLEY & CO. LLC|4100
TLI|WESTERN ASSET CP LO|MSTX|MORGAN STANLEY & CO. LLC|3400
TLI|WESTERN ASSET CP LO|NATL|National Securities Corporation|600
TLI|WESTERN ASSET CP LO|NFSC|National Financial Services LLC|109178
TLI|WESTERN ASSET CP LO|NITE|VIRTU Americas LLC|74827
TLI|WESTERN ASSET CP LO|NQRB|Brut, LLC|1374
TLI|WESTERN ASSET CP LO|OPCO|Oppenheimer & Co. Inc.|1000
TLI|WESTERN ASSET CP LO|PDQM|CODA MARKETS, INC.|6100
TLI|WESTERN ASSET CP LO|PWJC|UBS Financial Services, Inc.|1500
TLI|WESTERN ASSET CP LO|RBCM|RBC CAPITAL MARKETS, LLC|1499
TLI|WESTERN ASSET CP LO|SBSH|Citigroup Global Markets Inc.|200
TLI|WESTERN ASSET CP LO|SGMT|GOLDMAN SACHS & CO. LLC|2800
TLI|WESTERN ASSET CP LO|SWIM|TD Ameritrade, Inc.|500
TLI|WESTERN ASSET CP LO|SWST|Hilltop Securities Inc.|4053
TLI|WESTERN ASSET CP LO|TRBT|Tradebot Systems, Inc.|1475
TLI|WESTERN ASSET CP LO|UBSA|UBS SECURITIES LLC|29332
TLI|WESTERN ASSET CP LO|UBSS|UBS Securities LLC|67465
TLI|WESTERN ASSET CP LO|VGRD|Vanguard Marketing Corporation|2927
TLI|WESTERN ASSET CP LO|WCHV|WELLS FARGO SECURITIES, LLC|9209
TLI|WESTERN ASSET CP LO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1029
TLI|WESTERN ASSET CP LO|XSTM|NATIONAL FINANCIAL SERVICES LLC|40800
TLI|WESTERN ASSET CP LO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1099
TLK|PT TELEKOMUNIKASI IN|ALTX|Alternet Securities Inc.|8019
TLK|PT TELEKOMUNIKASI IN|APCC|Apex Clearing Corporation|1586
TLK|PT TELEKOMUNIKASI IN|BARD|Robert W. Baird & Co. Incorporated|468
TLK|PT TELEKOMUNIKASI IN|BATM|CBOE TRADING, INC.|18647
TLK|PT TELEKOMUNIKASI IN|BAYC|BAY CREST PARTNERS, LLC|1400
TLK|PT TELEKOMUNIKASI IN|BBNT|BB&T SECURITIES, LLC|183
TLK|PT TELEKOMUNIKASI IN|BERN|Sanford C. Bernstein & Co., LLC|48054
TLK|PT TELEKOMUNIKASI IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1772
TLK|PT TELEKOMUNIKASI IN|BLKX|INSTINET, LLC|122186
TLK|PT TELEKOMUNIKASI IN|BNPX|BNP PARIBAS SECURITIES CORP.|46
TLK|PT TELEKOMUNIKASI IN|BTIG|BTIG, LLC|3392
TLK|PT TELEKOMUNIKASI IN|BYXM|CBOE TRADING, INC.|1172
TLK|PT TELEKOMUNIKASI IN|BZYD|GOLDMAN SACHS & CO. LLC|1400
TLK|PT TELEKOMUNIKASI IN|CIST|Capital Institutional Services, Inc.|1306
TLK|PT TELEKOMUNIKASI IN|CLSA|CLSA AMERICAS, LLC|1800
TLK|PT TELEKOMUNIKASI IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37572
TLK|PT TELEKOMUNIKASI IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|257737
TLK|PT TELEKOMUNIKASI IN|CTDL|Citadel Derivatives Group Llc|2661
TLK|PT TELEKOMUNIKASI IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|42364
TLK|PT TELEKOMUNIKASI IN|DBAB|Deutsche Bank Securities Inc.|76615
TLK|PT TELEKOMUNIKASI IN|DBAX|Deutsche Bank Securities Inc.|153600
TLK|PT TELEKOMUNIKASI IN|DBUL|Deutsche Bank Securities Inc.|100
TLK|PT TELEKOMUNIKASI IN|DCHF|Dart Executions, LLC|650
TLK|PT TELEKOMUNIKASI IN|DEAN|MORGAN STANLEY|24426
TLK|PT TELEKOMUNIKASI IN|DEGS|RONIN PROFESSIONAL LLC|500
TLK|PT TELEKOMUNIKASI IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
TLK|PT TELEKOMUNIKASI IN|EBXL|EBX LLC|103900
TLK|PT TELEKOMUNIKASI IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|10586
TLK|PT TELEKOMUNIKASI IN|EDJO|Edward D. Jones & Co., L.P.|13979
TLK|PT TELEKOMUNIKASI IN|EGAM|CBOE TRADING, INC.|7300
TLK|PT TELEKOMUNIKASI IN|EGMT|EG MARKET TECHNOLOGIES LLC|393
TLK|PT TELEKOMUNIKASI IN|EGXM|CBOE TRADING, INC.|10492
TLK|PT TELEKOMUNIKASI IN|ELEV|ELEVATION, LLC|55181
TLK|PT TELEKOMUNIKASI IN|ETBE|Electronic Transaction Clearing, Inc.|5200
TLK|PT TELEKOMUNIKASI IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2612
TLK|PT TELEKOMUNIKASI IN|ETRS|E*Trade Securities LLC|11030
TLK|PT TELEKOMUNIKASI IN|FBSB|U.S. Bancorp Investments, Inc.|83
TLK|PT TELEKOMUNIKASI IN|FILL|Tradestation Securities, Inc.|500
TLK|PT TELEKOMUNIKASI IN|FMAF|NBCN Inc./ CDS|208
TLK|PT TELEKOMUNIKASI IN|FQLS|Quantlab Securities LP|97834
TLK|PT TELEKOMUNIKASI IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23406
TLK|PT TELEKOMUNIKASI IN|FTBR|Foliofn Investments, Inc.|886
TLK|PT TELEKOMUNIKASI IN|GEBB|GLOBAL EXECUTION BROKERS, LP|404
TLK|PT TELEKOMUNIKASI IN|GLPX|ACS EXECUTION SERVICES, LLC|18052
TLK|PT TELEKOMUNIKASI IN|GSCO|GOLDMAN SACHS & CO. LLC|307900
TLK|PT TELEKOMUNIKASI IN|GSCS|GOLDMAN SACHS & CO. LLC|137235
TLK|PT TELEKOMUNIKASI IN|GSLT|GOLDMAN SACHS & CO. LLC|22852
TLK|PT TELEKOMUNIKASI IN|GTSZ|GTS SECURITIES LLC|32390
TLK|PT TELEKOMUNIKASI IN|HRBF|American Enterprise Investment Services Inc.|834
TLK|PT TELEKOMUNIKASI IN|HSBC|HSBC Securities, Inc.|12008
TLK|PT TELEKOMUNIKASI IN|IATS|INTERACTIVE BROKERS LLC|9801
TLK|PT TELEKOMUNIKASI IN|IBKR|Interactive Brokers Llc|24741
TLK|PT TELEKOMUNIKASI IN|ICBX|INSTINET, LLC|85187
TLK|PT TELEKOMUNIKASI IN|INCA|INSTINET, LLC|144574
TLK|PT TELEKOMUNIKASI IN|INJX|INSTINET, LLC|1383
TLK|PT TELEKOMUNIKASI IN|INTL|INTL FCSTONE FINANCIAL INC.|431
TLK|PT TELEKOMUNIKASI IN|ITGI|ITG Inc.|92217
TLK|PT TELEKOMUNIKASI IN|ITGP|ITG INC.|329000
TLK|PT TELEKOMUNIKASI IN|JANY|Janney Montgomery Scott Inc.|227
TLK|PT TELEKOMUNIKASI IN|JEFF|JEFFERIES LLC|5372
TLK|PT TELEKOMUNIKASI IN|JMPT|JUMP TRADING, LLC|16241
TLK|PT TELEKOMUNIKASI IN|JPBX|J.P. MORGAN SECURITIES LLC|30940
TLK|PT TELEKOMUNIKASI IN|JPMX|J.P. Morgan Securities LLC|272674
TLK|PT TELEKOMUNIKASI IN|JSJX|JANE STREET CAPITAL LLC|8616
TLK|PT TELEKOMUNIKASI IN|KCGM|VIRTU Americas LLC|30494
TLK|PT TELEKOMUNIKASI IN|LEHM|Barclays Capital Inc./Le|193132
TLK|PT TELEKOMUNIKASI IN|LIME|Lime Brokerage LLC|20345
TLK|PT TELEKOMUNIKASI IN|LQNA|LIQUIDNET, INC.|98500
TLK|PT TELEKOMUNIKASI IN|LSCI|Lek Securities Corporation|2
TLK|PT TELEKOMUNIKASI IN|MACQ|Macquarie Capital (USA) Inc.|1052009
TLK|PT TELEKOMUNIKASI IN|MBTS|ALLY INVEST SECURITIES LLC|220
TLK|PT TELEKOMUNIKASI IN|MCMF|Raymond James Ltd. Cds|33
TLK|PT TELEKOMUNIKASI IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100335
TLK|PT TELEKOMUNIKASI IN|MOTF|MOTIF INVESTING, INC.|3
TLK|PT TELEKOMUNIKASI IN|MSCO|MORGAN STANLEY & CO. LLC|712891
TLK|PT TELEKOMUNIKASI IN|MSPL|MORGAN STANLEY & CO. LLC|334000
TLK|PT TELEKOMUNIKASI IN|MSTX|MORGAN STANLEY & CO. LLC|185600
TLK|PT TELEKOMUNIKASI IN|NFSC|National Financial Services LLC|35625
TLK|PT TELEKOMUNIKASI IN|NITE|VIRTU Americas LLC|119381
TLK|PT TELEKOMUNIKASI IN|NITP|VIRTU Americas LLC|1130
TLK|PT TELEKOMUNIKASI IN|NQRB|Brut, LLC|5322
TLK|PT TELEKOMUNIKASI IN|NTBF|BMO Nesbitt Burns Inc./CDS|161
TLK|PT TELEKOMUNIKASI IN|OPCO|Oppenheimer & Co. Inc.|3
TLK|PT TELEKOMUNIKASI IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TLK|PT TELEKOMUNIKASI IN|PDQM|CODA MARKETS, INC.|37750
TLK|PT TELEKOMUNIKASI IN|PIPR|Piper Jaffray & Co.|90
TLK|PT TELEKOMUNIKASI IN|RBCM|RBC CAPITAL MARKETS, LLC|2304
TLK|PT TELEKOMUNIKASI IN|SAGL|SAGETRADER, LLC|1500
TLK|PT TELEKOMUNIKASI IN|SALI|INTL FCSTONE FINANCIAL INC.|65
TLK|PT TELEKOMUNIKASI IN|SBSH|Citigroup Global Markets Inc.|31750
TLK|PT TELEKOMUNIKASI IN|SGMT|GOLDMAN SACHS & CO. LLC|54940
TLK|PT TELEKOMUNIKASI IN|SPDR|SPEEDROUTE LLC|12731
TLK|PT TELEKOMUNIKASI IN|SPHN|Stephens Inc.|1000
TLK|PT TELEKOMUNIKASI IN|STFL|Stifel, Nicolaus & Company, Incorporated|27
TLK|PT TELEKOMUNIKASI IN|STXG|Stockcross Financial Services, Inc.|14
TLK|PT TELEKOMUNIKASI IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1596
TLK|PT TELEKOMUNIKASI IN|SWIM|TD Ameritrade, Inc.|1876
TLK|PT TELEKOMUNIKASI IN|SWST|Hilltop Securities Inc.|20
TLK|PT TELEKOMUNIKASI IN|TRBT|Tradebot Systems, Inc.|98134
TLK|PT TELEKOMUNIKASI IN|TRCM|TRC MARKETS LLC|38878
TLK|PT TELEKOMUNIKASI IN|TWTT|TASTYWORKS, INC.|6
TLK|PT TELEKOMUNIKASI IN|UBSA|UBS SECURITIES LLC|407383
TLK|PT TELEKOMUNIKASI IN|UBSS|UBS Securities LLC|651547
TLK|PT TELEKOMUNIKASI IN|VALX|VIRTU AMERICAS LLC|4623
TLK|PT TELEKOMUNIKASI IN|VGRD|Vanguard Marketing Corporation|1660
TLK|PT TELEKOMUNIKASI IN|WCHV|WELLS FARGO SECURITIES, LLC|17232
TLK|PT TELEKOMUNIKASI IN|WEDB|WEDBUSH SECURITIES INC.|602
TLK|PT TELEKOMUNIKASI IN|WEED|Weeden & Co.L.P.|127660
TLK|PT TELEKOMUNIKASI IN|WGIF|CIBC World Markets Inc.|162
TLK|PT TELEKOMUNIKASI IN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|91
TLK|PT TELEKOMUNIKASI IN|WSEA|WOLVERINE SECURITIES, LLC|189
TLK|PT TELEKOMUNIKASI IN|XIST|INSTINET, LLC|39800
TLK|PT TELEKOMUNIKASI IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|41870
TLK|PT TELEKOMUNIKASI IN|YKNA|COMHAR CAPITAL MARKETS, LLC|700
TLK|PT TELEKOMUNIKASI IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|467
TLND|TALEND S.A. ADR|ALTX|Alternet Securities Inc.|2200
TLND|TALEND S.A. ADR|APCC|Apex Clearing Corporation|911
TLND|TALEND S.A. ADR|BANK|Primevest Financial Services, Inc.|126
TLND|TALEND S.A. ADR|BARD|Robert W. Baird & Co. Incorporated|4800
TLND|TALEND S.A. ADR|BATM|CBOE TRADING, INC.|896
TLND|TALEND S.A. ADR|BAYC|BAY CREST PARTNERS, LLC|2676
TLND|TALEND S.A. ADR|BBNT|BB&T SECURITIES, LLC|629
TLND|TALEND S.A. ADR|BERN|Sanford C. Bernstein & Co., LLC|17765
TLND|TALEND S.A. ADR|BIDS|BIDS TRADING L.P.|20000
TLND|TALEND S.A. ADR|BIMI|Banca IMI Securities Corp.|490
TLND|TALEND S.A. ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|860
TLND|TALEND S.A. ADR|BLKX|INSTINET, LLC|46742
TLND|TALEND S.A. ADR|BNCH|The Benchmark Company, LLC|70
TLND|TALEND S.A. ADR|BTIG|BTIG, LLC|4315
TLND|TALEND S.A. ADR|BYXM|CBOE TRADING, INC.|200
TLND|TALEND S.A. ADR|BZYD|GOLDMAN SACHS & CO. LLC|2533
TLND|TALEND S.A. ADR|CANT|Cantor Fitzgerald & Co.|187
TLND|TALEND S.A. ADR|CHAS|Charles Schwab & Co., Inc.|335
TLND|TALEND S.A. ADR|CICF|Canaccord Genuity Corp.|495
TLND|TALEND S.A. ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59858
TLND|TALEND S.A. ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|386
TLND|TALEND S.A. ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
TLND|TALEND S.A. ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73809
TLND|TALEND S.A. ADR|CTDL|Citadel Derivatives Group Llc|3675
TLND|TALEND S.A. ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|5746
TLND|TALEND S.A. ADR|DBAB|Deutsche Bank Securities Inc.|18577
TLND|TALEND S.A. ADR|DBAX|Deutsche Bank Securities Inc.|44500
TLND|TALEND S.A. ADR|DEAN|MORGAN STANLEY|24
TLND|TALEND S.A. ADR|DEGS|RONIN PROFESSIONAL LLC|8366
TLND|TALEND S.A. ADR|EBXL|EBX LLC|64300
TLND|TALEND S.A. ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|671
TLND|TALEND S.A. ADR|EDJO|Edward D. Jones & Co., L.P.|150
TLND|TALEND S.A. ADR|EGAM|CBOE TRADING, INC.|702
TLND|TALEND S.A. ADR|EGXM|CBOE TRADING, INC.|711
TLND|TALEND S.A. ADR|EGXW|CBOE TRADING, INC.|200
TLND|TALEND S.A. ADR|ETCB|ETC BROKERAGE SERVICES, LLC|105
TLND|TALEND S.A. ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12209
TLND|TALEND S.A. ADR|ETRS|E*Trade Securities LLC|29597
TLND|TALEND S.A. ADR|FBCO|Credit Suisse Securities (USA) LLC|58057
TLND|TALEND S.A. ADR|FILL|Tradestation Securities, Inc.|3439
TLND|TALEND S.A. ADR|FMAF|NBCN Inc./ CDS|1285
TLND|TALEND S.A. ADR|FOMA|TD AMERITRADE CLEARING, INC.|49755
TLND|TALEND S.A. ADR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|34
TLND|TALEND S.A. ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22687
TLND|TALEND S.A. ADR|FTBR|Foliofn Investments, Inc.|1224
TLND|TALEND S.A. ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|1333
TLND|TALEND S.A. ADR|GLPX|ACS EXECUTION SERVICES, LLC|2773
TLND|TALEND S.A. ADR|GSCO|GOLDMAN SACHS & CO. LLC|222853
TLND|TALEND S.A. ADR|GSCS|GOLDMAN SACHS & CO. LLC|31662
TLND|TALEND S.A. ADR|GSLT|GOLDMAN SACHS & CO. LLC|948
TLND|TALEND S.A. ADR|GTSZ|GTS SECURITIES LLC|54412
TLND|TALEND S.A. ADR|HRBF|American Enterprise Investment Services Inc.|765
TLND|TALEND S.A. ADR|HSBC|HSBC Securities, Inc.|1706
TLND|TALEND S.A. ADR|IATS|INTERACTIVE BROKERS LLC|14656
TLND|TALEND S.A. ADR|IBKR|Interactive Brokers Llc|46634
TLND|TALEND S.A. ADR|ICBX|INSTINET, LLC|33800
TLND|TALEND S.A. ADR|INCA|INSTINET, LLC|144874
TLND|TALEND S.A. ADR|INJX|INSTINET, LLC|7531
TLND|TALEND S.A. ADR|ITGI|ITG Inc.|29172
TLND|TALEND S.A. ADR|ITGP|ITG INC.|78800
TLND|TALEND S.A. ADR|JANY|Janney Montgomery Scott Inc.|399
TLND|TALEND S.A. ADR|JEFF|JEFFERIES LLC|29401
TLND|TALEND S.A. ADR|JMPT|JUMP TRADING, LLC|11546
TLND|TALEND S.A. ADR|JONE|JonesTrading|15546
TLND|TALEND S.A. ADR|JSJX|JANE STREET CAPITAL LLC|526
TLND|TALEND S.A. ADR|KCGM|VIRTU Americas LLC|23835
TLND|TALEND S.A. ADR|LEHM|Barclays Capital Inc./Le|196528
TLND|TALEND S.A. ADR|LIME|Lime Brokerage LLC|100351
TLND|TALEND S.A. ADR|LMNX|LUMINEX TRADING & ANALYTICS LLC|16670
TLND|TALEND S.A. ADR|LQNA|LIQUIDNET, INC.|112500
TLND|TALEND S.A. ADR|LQNB|LIQUIDNET, INC.|20000
TLND|TALEND S.A. ADR|LSCI|Lek Securities Corporation|54
TLND|TALEND S.A. ADR|MAXM|Maxim Group LLC|20
TLND|TALEND S.A. ADR|MBTS|ALLY INVEST SECURITIES LLC|492
TLND|TALEND S.A. ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173572
TLND|TALEND S.A. ADR|MOTF|MOTIF INVESTING, INC.|38
TLND|TALEND S.A. ADR|MSCO|MORGAN STANLEY & CO. LLC|345277
TLND|TALEND S.A. ADR|MSPL|MORGAN STANLEY & CO. LLC|154700
TLND|TALEND S.A. ADR|MSTX|MORGAN STANLEY & CO. LLC|8200
TLND|TALEND S.A. ADR|MULL|MARK J. MULLER EQUITIES, INC.|5820
TLND|TALEND S.A. ADR|MWCC|Monness Crespi Hardt & Co., Inc.|1250
TLND|TALEND S.A. ADR|NEED|Needham & Company, LLC|15000
TLND|TALEND S.A. ADR|NFSC|National Financial Services LLC|217176
TLND|TALEND S.A. ADR|NITE|VIRTU Americas LLC|171583
TLND|TALEND S.A. ADR|NITP|VIRTU Americas LLC|1629
TLND|TALEND S.A. ADR|NQRB|Brut, LLC|2187
TLND|TALEND S.A. ADR|NTRC|Northern Trust Securities, Inc.|32
TLND|TALEND S.A. ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1451
TLND|TALEND S.A. ADR|PCPT|PHILLIP CAPITAL INC.|1432
TLND|TALEND S.A. ADR|PDQM|CODA MARKETS, INC.|9598
TLND|TALEND S.A. ADR|PIPR|Piper Jaffray & Co.|149
TLND|TALEND S.A. ADR|PWJC|UBS Financial Services, Inc.|300
TLND|TALEND S.A. ADR|RAJA|Raymond James & Associates, Inc.|2550
TLND|TALEND S.A. ADR|RBCM|RBC CAPITAL MARKETS, LLC|859
TLND|TALEND S.A. ADR|RGLD|Regal Securities, Inc|520
TLND|TALEND S.A. ADR|RILY|B. RILEY FBR, INC.|100
TLND|TALEND S.A. ADR|SBSH|Citigroup Global Markets Inc.|46315
TLND|TALEND S.A. ADR|SGMT|GOLDMAN SACHS & CO. LLC|41321
TLND|TALEND S.A. ADR|SPDR|SPEEDROUTE LLC|7990
TLND|TALEND S.A. ADR|SPHN|Stephens Inc.|93034
TLND|TALEND S.A. ADR|STFL|Stifel, Nicolaus & Company, Incorporated|14581
TLND|TALEND S.A. ADR|STKP|STOCKPILE INVESTMENTS, INC.|8
TLND|TALEND S.A. ADR|SWIM|TD Ameritrade, Inc.|8622
TLND|TALEND S.A. ADR|SWST|Hilltop Securities Inc.|7484
TLND|TALEND S.A. ADR|TKNG|ALLY INVEST SECURITIES LLC|1288
TLND|TALEND S.A. ADR|TRCM|TRC MARKETS LLC|42181
TLND|TALEND S.A. ADR|TWTT|TASTYWORKS, INC.|120
TLND|TALEND S.A. ADR|UBSA|UBS SECURITIES LLC|38886
TLND|TALEND S.A. ADR|UBSS|UBS Securities LLC|280115
TLND|TALEND S.A. ADR|VALX|VIRTU AMERICAS LLC|14975
TLND|TALEND S.A. ADR|VGRD|Vanguard Marketing Corporation|10178
TLND|TALEND S.A. ADR|VNDM|Wall Street Access|600
TLND|TALEND S.A. ADR|WABR|Wall Street Access|9930
TLND|TALEND S.A. ADR|WBLR|WILLIAM BLAIR|77900
TLND|TALEND S.A. ADR|WCHV|WELLS FARGO SECURITIES, LLC|10092
TLND|TALEND S.A. ADR|WEDB|WEDBUSH SECURITIES INC.|32
TLND|TALEND S.A. ADR|WEED|Weeden & Co.L.P.|12871
TLND|TALEND S.A. ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2935
TLND|TALEND S.A. ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|782
TLND|TALEND S.A. ADR|WGIF|CIBC World Markets Inc.|2405
TLND|TALEND S.A. ADR|WSEA|WOLVERINE SECURITIES, LLC|2178
TLND|TALEND S.A. ADR|XIST|INSTINET, LLC|6200
TLND|TALEND S.A. ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|48698
TLND|TALEND S.A. ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|600
TLND|TALEND S.A. ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|821
TLP|TRANSMONTAIGNE LP|ALTX|Alternet Securities Inc.|400
TLP|TRANSMONTAIGNE LP|APCC|Apex Clearing Corporation|38
TLP|TRANSMONTAIGNE LP|BATM|CBOE TRADING, INC.|418
TLP|TRANSMONTAIGNE LP|BERN|Sanford C. Bernstein & Co., LLC|50
TLP|TRANSMONTAIGNE LP|BTIG|BTIG, LLC|1587
TLP|TRANSMONTAIGNE LP|BYXM|CBOE TRADING, INC.|600
TLP|TRANSMONTAIGNE LP|BZYD|GOLDMAN SACHS & CO. LLC|200
TLP|TRANSMONTAIGNE LP|CANT|Cantor Fitzgerald & Co.|2307
TLP|TRANSMONTAIGNE LP|CHAS|Charles Schwab & Co., Inc.|2214
TLP|TRANSMONTAIGNE LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1525
TLP|TRANSMONTAIGNE LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|416
TLP|TRANSMONTAIGNE LP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1455
TLP|TRANSMONTAIGNE LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7032
TLP|TRANSMONTAIGNE LP|CTDL|Citadel Derivatives Group Llc|590
TLP|TRANSMONTAIGNE LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
TLP|TRANSMONTAIGNE LP|DBAB|Deutsche Bank Securities Inc.|1002
TLP|TRANSMONTAIGNE LP|DBAX|Deutsche Bank Securities Inc.|3800
TLP|TRANSMONTAIGNE LP|EBXL|EBX LLC|2400
TLP|TRANSMONTAIGNE LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|630
TLP|TRANSMONTAIGNE LP|EDJO|Edward D. Jones & Co., L.P.|604
TLP|TRANSMONTAIGNE LP|EGXM|CBOE TRADING, INC.|100
TLP|TRANSMONTAIGNE LP|EGXW|CBOE TRADING, INC.|100
TLP|TRANSMONTAIGNE LP|ETRS|E*Trade Securities LLC|5149
TLP|TRANSMONTAIGNE LP|FBRC|B. RILEY FBR, INC.|42491
TLP|TRANSMONTAIGNE LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
TLP|TRANSMONTAIGNE LP|FTBR|Foliofn Investments, Inc.|717
TLP|TRANSMONTAIGNE LP|GLPX|ACS EXECUTION SERVICES, LLC|2113
TLP|TRANSMONTAIGNE LP|GSCO|GOLDMAN SACHS & CO. LLC|640
TLP|TRANSMONTAIGNE LP|GSCS|GOLDMAN SACHS & CO. LLC|300
TLP|TRANSMONTAIGNE LP|GTSZ|GTS SECURITIES LLC|4689
TLP|TRANSMONTAIGNE LP|HRBF|American Enterprise Investment Services Inc.|11
TLP|TRANSMONTAIGNE LP|IATS|INTERACTIVE BROKERS LLC|270
TLP|TRANSMONTAIGNE LP|IBKR|Interactive Brokers Llc|443
TLP|TRANSMONTAIGNE LP|ICBX|INSTINET, LLC|500
TLP|TRANSMONTAIGNE LP|INCA|INSTINET, LLC|1964
TLP|TRANSMONTAIGNE LP|ITGI|ITG Inc.|1100
TLP|TRANSMONTAIGNE LP|JANY|Janney Montgomery Scott Inc.|500
TLP|TRANSMONTAIGNE LP|JEFF|JEFFERIES LLC|3821
TLP|TRANSMONTAIGNE LP|JPMX|J.P. Morgan Securities LLC|1873
TLP|TRANSMONTAIGNE LP|KCGM|VIRTU Americas LLC|150
TLP|TRANSMONTAIGNE LP|LEHM|Barclays Capital Inc./Le|4462
TLP|TRANSMONTAIGNE LP|LIME|Lime Brokerage LLC|2835
TLP|TRANSMONTAIGNE LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
TLP|TRANSMONTAIGNE LP|MOTF|MOTIF INVESTING, INC.|4
TLP|TRANSMONTAIGNE LP|MSCO|MORGAN STANLEY & CO. LLC|4770
TLP|TRANSMONTAIGNE LP|MSPL|MORGAN STANLEY & CO. LLC|1200
TLP|TRANSMONTAIGNE LP|NFSC|National Financial Services LLC|8463
TLP|TRANSMONTAIGNE LP|NITE|VIRTU Americas LLC|23282
TLP|TRANSMONTAIGNE LP|PDQM|CODA MARKETS, INC.|4556
TLP|TRANSMONTAIGNE LP|PWJC|UBS Financial Services, Inc.|5200
TLP|TRANSMONTAIGNE LP|RILY|B. RILEY FBR, INC.|32391
TLP|TRANSMONTAIGNE LP|ROTH|Roth Capital Partners, LLC|4000
TLP|TRANSMONTAIGNE LP|SAGW|SAGETRADER, LLC|200
TLP|TRANSMONTAIGNE LP|SBSH|Citigroup Global Markets Inc.|54
TLP|TRANSMONTAIGNE LP|SGMT|GOLDMAN SACHS & CO. LLC|1667
TLP|TRANSMONTAIGNE LP|SPDR|SPEEDROUTE LLC|500
TLP|TRANSMONTAIGNE LP|STFL|Stifel, Nicolaus & Company, Incorporated|1324
TLP|TRANSMONTAIGNE LP|SWIM|TD Ameritrade, Inc.|11227
TLP|TRANSMONTAIGNE LP|SWST|Hilltop Securities Inc.|148
TLP|TRANSMONTAIGNE LP|TRBT|Tradebot Systems, Inc.|1080
TLP|TRANSMONTAIGNE LP|TRCM|TRC MARKETS LLC|503
TLP|TRANSMONTAIGNE LP|UBSA|UBS SECURITIES LLC|14609
TLP|TRANSMONTAIGNE LP|UBSS|UBS Securities LLC|14546
TLP|TRANSMONTAIGNE LP|VGRD|Vanguard Marketing Corporation|366
TLP|TRANSMONTAIGNE LP|WBLR|WILLIAM BLAIR|197
TLP|TRANSMONTAIGNE LP|WCHV|WELLS FARGO SECURITIES, LLC|8568
TLP|TRANSMONTAIGNE LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1394
TLP|TRANSMONTAIGNE LP|WSEA|WOLVERINE SECURITIES, LLC|35
TLP|TRANSMONTAIGNE LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TLP|TRANSMONTAIGNE LP|YKNA|COMHAR CAPITAL MARKETS, LLC|293
TLP|TRANSMONTAIGNE LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|566
TLRA|TELARIA, INC.|ALTX|Alternet Securities Inc.|4946
TLRA|TELARIA, INC.|APCC|Apex Clearing Corporation|6741
TLRA|TELARIA, INC.|AQUA|AQUA SECURITIES L.P.|40000
TLRA|TELARIA, INC.|BARD|Robert W. Baird & Co. Incorporated|1500
TLRA|TELARIA, INC.|BATM|CBOE TRADING, INC.|834
TLRA|TELARIA, INC.|BAYC|BAY CREST PARTNERS, LLC|3402
TLRA|TELARIA, INC.|BAYT|BTIG, LLC|542
TLRA|TELARIA, INC.|BERN|Sanford C. Bernstein & Co., LLC|100
TLRA|TELARIA, INC.|BIDS|BIDS TRADING L.P.|100
TLRA|TELARIA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
TLRA|TELARIA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4457
TLRA|TELARIA, INC.|BTIG|BTIG, LLC|316
TLRA|TELARIA, INC.|BYXM|CBOE TRADING, INC.|100
TLRA|TELARIA, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1807
TLRA|TELARIA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90104
TLRA|TELARIA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
TLRA|TELARIA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|149315
TLRA|TELARIA, INC.|CTDL|Citadel Derivatives Group Llc|6615
TLRA|TELARIA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11264
TLRA|TELARIA, INC.|DBAB|Deutsche Bank Securities Inc.|27475
TLRA|TELARIA, INC.|DBAX|Deutsche Bank Securities Inc.|78800
TLRA|TELARIA, INC.|DEAN|MORGAN STANLEY|900
TLRA|TELARIA, INC.|DEGS|RONIN PROFESSIONAL LLC|1800
TLRA|TELARIA, INC.|EBXL|EBX LLC|54800
TLRA|TELARIA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|69483
TLRA|TELARIA, INC.|EGAM|CBOE TRADING, INC.|10645
TLRA|TELARIA, INC.|EGXM|CBOE TRADING, INC.|634
TLRA|TELARIA, INC.|ETBE|Electronic Transaction Clearing, Inc.|1830
TLRA|TELARIA, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1950
TLRA|TELARIA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1110
TLRA|TELARIA, INC.|ETRS|E*Trade Securities LLC|56975
TLRA|TELARIA, INC.|FILL|Tradestation Securities, Inc.|2312
TLRA|TELARIA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29242
TLRA|TELARIA, INC.|FTBR|Foliofn Investments, Inc.|14
TLRA|TELARIA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|13
TLRA|TELARIA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|4026
TLRA|TELARIA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|380598
TLRA|TELARIA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|15163
TLRA|TELARIA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1483
TLRA|TELARIA, INC.|GTSZ|GTS SECURITIES LLC|11625
TLRA|TELARIA, INC.|HSBC|HSBC Securities, Inc.|1400
TLRA|TELARIA, INC.|IATS|INTERACTIVE BROKERS LLC|6056
TLRA|TELARIA, INC.|IBKR|Interactive Brokers Llc|22695
TLRA|TELARIA, INC.|ICBX|INSTINET, LLC|31095
TLRA|TELARIA, INC.|IEQY|CITADEL SECURITIES LLC|1420
TLRA|TELARIA, INC.|INCA|INSTINET, LLC|30928
TLRA|TELARIA, INC.|INJX|INSTINET, LLC|90
TLRA|TELARIA, INC.|ITGI|ITG Inc.|19200
TLRA|TELARIA, INC.|ITGP|ITG INC.|45600
TLRA|TELARIA, INC.|JEFF|JEFFERIES LLC|154952
TLRA|TELARIA, INC.|JMPT|JUMP TRADING, LLC|1097
TLRA|TELARIA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1200
TLRA|TELARIA, INC.|JPMX|J.P. Morgan Securities LLC|128815
TLRA|TELARIA, INC.|JSJX|JANE STREET CAPITAL LLC|10521
TLRA|TELARIA, INC.|KCGM|VIRTU Americas LLC|17707
TLRA|TELARIA, INC.|KING|C. L. King & Associates, Inc.|1000
TLRA|TELARIA, INC.|LEHM|Barclays Capital Inc./Le|120746
TLRA|TELARIA, INC.|LIME|Lime Brokerage LLC|4022
TLRA|TELARIA, INC.|LOOP|Loop Capital Markets LLC|17147
TLRA|TELARIA, INC.|LQNA|LIQUIDNET, INC.|57100
TLRA|TELARIA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
TLRA|TELARIA, INC.|MACQ|Macquarie Capital (USA) Inc.|2221
TLRA|TELARIA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77729
TLRA|TELARIA, INC.|MOTF|MOTIF INVESTING, INC.|2
TLRA|TELARIA, INC.|MSCO|MORGAN STANLEY & CO. LLC|98753
TLRA|TELARIA, INC.|MSPL|MORGAN STANLEY & CO. LLC|36200
TLRA|TELARIA, INC.|MSTX|MORGAN STANLEY & CO. LLC|85000
TLRA|TELARIA, INC.|NATL|National Securities Corporation|1200
TLRA|TELARIA, INC.|NFSC|National Financial Services LLC|70475
TLRA|TELARIA, INC.|NITE|VIRTU Americas LLC|211123
TLRA|TELARIA, INC.|NQRB|Brut, LLC|1900
TLRA|TELARIA, INC.|OPCO|Oppenheimer & Co. Inc.|220
TLRA|TELARIA, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1502
TLRA|TELARIA, INC.|PDQM|CODA MARKETS, INC.|7414
TLRA|TELARIA, INC.|PWJC|UBS Financial Services, Inc.|4239
TLRA|TELARIA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|450
TLRA|TELARIA, INC.|SBSH|Citigroup Global Markets Inc.|9827
TLRA|TELARIA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|68068
TLRA|TELARIA, INC.|SPDR|SPEEDROUTE LLC|1549
TLRA|TELARIA, INC.|SPTD|MINT GLOBAL MARKETS, INC.|100
TLRA|TELARIA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|600
TLRA|TELARIA, INC.|SWIM|TD Ameritrade, Inc.|14600
TLRA|TELARIA, INC.|TDCO|Thompson Davis & Co., Inc.|138
TLRA|TELARIA, INC.|TRBT|Tradebot Systems, Inc.|24591
TLRA|TELARIA, INC.|TRCM|TRC MARKETS LLC|100
TLRA|TELARIA, INC.|TWTT|TASTYWORKS, INC.|500
TLRA|TELARIA, INC.|UBSA|UBS SECURITIES LLC|103151
TLRA|TELARIA, INC.|UBSS|UBS Securities LLC|290493
TLRA|TELARIA, INC.|VALX|VIRTU AMERICAS LLC|4205
TLRA|TELARIA, INC.|VGRD|Vanguard Marketing Corporation|25356
TLRA|TELARIA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|23475
TLRA|TELARIA, INC.|WDCO|Wilson-Davis & Co., Inc.|210
TLRA|TELARIA, INC.|WDNX|WEEDEN & CO.L.P.|7068
TLRA|TELARIA, INC.|WEDB|WEDBUSH SECURITIES INC.|3850
TLRA|TELARIA, INC.|WGIF|CIBC World Markets Inc.|1500
TLRA|TELARIA, INC.|WSEA|WOLVERINE SECURITIES, LLC|1517
TLRA|TELARIA, INC.|XIST|INSTINET, LLC|22800
TLRA|TELARIA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|16480
TLRA|TELARIA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|148
TLRD|TAILORED BRANDS, INC|ADAM|CANACCORD GENUITY INC.|25000
TLRD|TAILORED BRANDS, INC|ALTX|Alternet Securities Inc.|53912
TLRD|TAILORED BRANDS, INC|ANOS|ABEL/NOSER, L.L.C.|228
TLRD|TAILORED BRANDS, INC|APCC|Apex Clearing Corporation|50230
TLRD|TAILORED BRANDS, INC|AQUA|AQUA SECURITIES L.P.|3600
TLRD|TAILORED BRANDS, INC|BANK|Primevest Financial Services, Inc.|121
TLRD|TAILORED BRANDS, INC|BARD|Robert W. Baird & Co. Incorporated|6617
TLRD|TAILORED BRANDS, INC|BATM|CBOE TRADING, INC.|8087
TLRD|TAILORED BRANDS, INC|BAYT|BTIG, LLC|400
TLRD|TAILORED BRANDS, INC|BERN|Sanford C. Bernstein & Co., LLC|67452
TLRD|TAILORED BRANDS, INC|BIDS|BIDS TRADING L.P.|3100
TLRD|TAILORED BRANDS, INC|BIMI|Banca IMI Securities Corp.|16890
TLRD|TAILORED BRANDS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|75530
TLRD|TAILORED BRANDS, INC|BLKX|INSTINET, LLC|273800
TLRD|TAILORED BRANDS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|95514
TLRD|TAILORED BRANDS, INC|BRGE|Newbridge Securities Corp.|1725
TLRD|TAILORED BRANDS, INC|BRVL|BLAYLOCK VAN, LLC|200
TLRD|TAILORED BRANDS, INC|BTIG|BTIG, LLC|22300
TLRD|TAILORED BRANDS, INC|BYXM|CBOE TRADING, INC.|6952
TLRD|TAILORED BRANDS, INC|BZYD|GOLDMAN SACHS & CO. LLC|1600
TLRD|TAILORED BRANDS, INC|CANT|Cantor Fitzgerald & Co.|200
TLRD|TAILORED BRANDS, INC|CBRA|Cobra Trading, Inc.|100
TLRD|TAILORED BRANDS, INC|CHAS|Charles Schwab & Co., Inc.|20633
TLRD|TAILORED BRANDS, INC|CIST|Capital Institutional Services, Inc.|800
TLRD|TAILORED BRANDS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|119703
TLRD|TAILORED BRANDS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13765
TLRD|TAILORED BRANDS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|177702
TLRD|TAILORED BRANDS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|745362
TLRD|TAILORED BRANDS, INC|CTDL|Citadel Derivatives Group Llc|11734
TLRD|TAILORED BRANDS, INC|CTLR|CUTLER GROUP, LP|17306
TLRD|TAILORED BRANDS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|83006
TLRD|TAILORED BRANDS, INC|DBAB|Deutsche Bank Securities Inc.|720428
TLRD|TAILORED BRANDS, INC|DBAX|Deutsche Bank Securities Inc.|478600
TLRD|TAILORED BRANDS, INC|DBUL|Deutsche Bank Securities Inc.|2646
TLRD|TAILORED BRANDS, INC|DCHF|Dart Executions, LLC|9063
TLRD|TAILORED BRANDS, INC|DEAN|MORGAN STANLEY|1626
TLRD|TAILORED BRANDS, INC|DEGS|RONIN PROFESSIONAL LLC|400
TLRD|TAILORED BRANDS, INC|EBXL|EBX LLC|244800
TLRD|TAILORED BRANDS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|24706
TLRD|TAILORED BRANDS, INC|EDJO|Edward D. Jones & Co., L.P.|1051
TLRD|TAILORED BRANDS, INC|EGAM|CBOE TRADING, INC.|62968
TLRD|TAILORED BRANDS, INC|EGAW|CBOE TRADING, INC.|3472
TLRD|TAILORED BRANDS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1003
TLRD|TAILORED BRANDS, INC|EGXM|CBOE TRADING, INC.|25169
TLRD|TAILORED BRANDS, INC|EGXW|CBOE TRADING, INC.|1300
TLRD|TAILORED BRANDS, INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|15749
TLRD|TAILORED BRANDS, INC|ETBE|Electronic Transaction Clearing, Inc.|26985
TLRD|TAILORED BRANDS, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|78285
TLRD|TAILORED BRANDS, INC|ETCC|Electronic Transaction Clearing, Inc.|300
TLRD|TAILORED BRANDS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35136
TLRD|TAILORED BRANDS, INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1288
TLRD|TAILORED BRANDS, INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1688
TLRD|TAILORED BRANDS, INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|14727
TLRD|TAILORED BRANDS, INC|ETRS|E*Trade Securities LLC|1059908
TLRD|TAILORED BRANDS, INC|FBSB|U.S. Bancorp Investments, Inc.|3
TLRD|TAILORED BRANDS, INC|FILL|Tradestation Securities, Inc.|151597
TLRD|TAILORED BRANDS, INC|FMAF|NBCN Inc./ CDS|2721
TLRD|TAILORED BRANDS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14963
TLRD|TAILORED BRANDS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|205500
TLRD|TAILORED BRANDS, INC|FTBR|Foliofn Investments, Inc.|11231
TLRD|TAILORED BRANDS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|8932
TLRD|TAILORED BRANDS, INC|GLIS|TD Securities Inc|56247
TLRD|TAILORED BRANDS, INC|GLPX|ACS EXECUTION SERVICES, LLC|263862
TLRD|TAILORED BRANDS, INC|GSCO|GOLDMAN SACHS & CO. LLC|752421
TLRD|TAILORED BRANDS, INC|GSCS|GOLDMAN SACHS & CO. LLC|35546
TLRD|TAILORED BRANDS, INC|GSLT|GOLDMAN SACHS & CO. LLC|20592
TLRD|TAILORED BRANDS, INC|GTSZ|GTS SECURITIES LLC|102856
TLRD|TAILORED BRANDS, INC|HAPX|HAP Trading, LLC|200
TLRD|TAILORED BRANDS, INC|HRBF|American Enterprise Investment Services Inc.|13118
TLRD|TAILORED BRANDS, INC|HSBC|HSBC Securities, Inc.|206
TLRD|TAILORED BRANDS, INC|IATS|INTERACTIVE BROKERS LLC|131240
TLRD|TAILORED BRANDS, INC|IBKR|Interactive Brokers Llc|416623
TLRD|TAILORED BRANDS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1927
TLRD|TAILORED BRANDS, INC|ICBX|INSTINET, LLC|126714
TLRD|TAILORED BRANDS, INC|IEQY|CITADEL SECURITIES LLC|105208
TLRD|TAILORED BRANDS, INC|IMPC|Imperial Capital, LLC|4548
TLRD|TAILORED BRANDS, INC|INCA|INSTINET, LLC|1761099
TLRD|TAILORED BRANDS, INC|INJX|INSTINET, LLC|8604
TLRD|TAILORED BRANDS, INC|ITGI|ITG Inc.|107115
TLRD|TAILORED BRANDS, INC|ITGP|ITG INC.|155200
TLRD|TAILORED BRANDS, INC|JEFF|JEFFERIES LLC|110255
TLRD|TAILORED BRANDS, INC|JMPT|JUMP TRADING, LLC|65172
TLRD|TAILORED BRANDS, INC|JONE|JonesTrading|306884
TLRD|TAILORED BRANDS, INC|JPBX|J.P. MORGAN SECURITIES LLC|286388
TLRD|TAILORED BRANDS, INC|JPMX|J.P. Morgan Securities LLC|772865
TLRD|TAILORED BRANDS, INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|3100
TLRD|TAILORED BRANDS, INC|JSJX|JANE STREET CAPITAL LLC|11989
TLRD|TAILORED BRANDS, INC|JUTA|JUMP TRADING, LLC|201
TLRD|TAILORED BRANDS, INC|KCGM|VIRTU Americas LLC|254627
TLRD|TAILORED BRANDS, INC|KEYB|KEYBANC CAPITAL MARKETS INC.|28365
TLRD|TAILORED BRANDS, INC|LEHM|Barclays Capital Inc./Le|1143707
TLRD|TAILORED BRANDS, INC|LIME|Lime Brokerage LLC|23861
TLRD|TAILORED BRANDS, INC|LOOP|Loop Capital Markets LLC|811
TLRD|TAILORED BRANDS, INC|LQNA|LIQUIDNET, INC.|479300
TLRD|TAILORED BRANDS, INC|LQNB|LIQUIDNET, INC.|2600
TLRD|TAILORED BRANDS, INC|LSCI|Lek Securities Corporation|7195
TLRD|TAILORED BRANDS, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|12218
TLRD|TAILORED BRANDS, INC|MACQ|Macquarie Capital (USA) Inc.|6063
TLRD|TAILORED BRANDS, INC|MAXM|Maxim Group LLC|42662
TLRD|TAILORED BRANDS, INC|MBTS|ALLY INVEST SECURITIES LLC|11882
TLRD|TAILORED BRANDS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128460
TLRD|TAILORED BRANDS, INC|MOTF|MOTIF INVESTING, INC.|33
TLRD|TAILORED BRANDS, INC|MSCO|MORGAN STANLEY & CO. LLC|3034902
TLRD|TAILORED BRANDS, INC|MSPL|MORGAN STANLEY & CO. LLC|666800
TLRD|TAILORED BRANDS, INC|MSTX|MORGAN STANLEY & CO. LLC|343400
TLRD|TAILORED BRANDS, INC|NATL|National Securities Corporation|22504
TLRD|TAILORED BRANDS, INC|NEUB|NEUBERGER BERMAN BD LLC|67
TLRD|TAILORED BRANDS, INC|NFSC|National Financial Services LLC|1793468
TLRD|TAILORED BRANDS, INC|NITE|VIRTU Americas LLC|2818285
TLRD|TAILORED BRANDS, INC|NITP|VIRTU Americas LLC|1083
TLRD|TAILORED BRANDS, INC|NQRB|Brut, LLC|16402
TLRD|TAILORED BRANDS, INC|NTBF|BMO Nesbitt Burns Inc./CDS|4043
TLRD|TAILORED BRANDS, INC|NTFN|Network 1 Financial Securities Inc.|434
TLRD|TAILORED BRANDS, INC|OHOS|TWO SIGMA SECURITIES, LLC|67996
TLRD|TAILORED BRANDS, INC|OPCO|Oppenheimer & Co. Inc.|1575
TLRD|TAILORED BRANDS, INC|PCPT|PHILLIP CAPITAL INC.|1000
TLRD|TAILORED BRANDS, INC|PDQM|CODA MARKETS, INC.|527200
TLRD|TAILORED BRANDS, INC|PHLY|NASDAQ Execution Services, LLC|56600
TLRD|TAILORED BRANDS, INC|PIPR|Piper Jaffray & Co.|1500
TLRD|TAILORED BRANDS, INC|POIN|PRECISION SECURITIES, LLC (POIN)|1004
TLRD|TAILORED BRANDS, INC|PWJC|UBS Financial Services, Inc.|950
TLRD|TAILORED BRANDS, INC|QMSR|QUATTRO M SECURITIES INC.|4118
TLRD|TAILORED BRANDS, INC|RBCM|RBC CAPITAL MARKETS, LLC|14198
TLRD|TAILORED BRANDS, INC|RGLD|Regal Securities, Inc|1500
TLRD|TAILORED BRANDS, INC|SAGL|SAGETRADER, LLC|87928
TLRD|TAILORED BRANDS, INC|SALI|INTL FCSTONE FINANCIAL INC.|325
TLRD|TAILORED BRANDS, INC|SBSH|Citigroup Global Markets Inc.|131516
TLRD|TAILORED BRANDS, INC|SGMT|GOLDMAN SACHS & CO. LLC|302133
TLRD|TAILORED BRANDS, INC|SOGO|Wang Investment Associates, Inc.|100
TLRD|TAILORED BRANDS, INC|SPDR|SPEEDROUTE LLC|84550
TLRD|TAILORED BRANDS, INC|SPNT|SEVEN POINTS CAPITAL, LLC|1550
TLRD|TAILORED BRANDS, INC|SPTD|MINT GLOBAL MARKETS, INC.|15472
TLRD|TAILORED BRANDS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|9356
TLRD|TAILORED BRANDS, INC|STKP|STOCKPILE INVESTMENTS, INC.|116
TLRD|TAILORED BRANDS, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2657
TLRD|TAILORED BRANDS, INC|SWIM|TD Ameritrade, Inc.|957044
TLRD|TAILORED BRANDS, INC|SWST|Hilltop Securities Inc.|4047
TLRD|TAILORED BRANDS, INC|TAGC|TELSEY ADVISORY GROUP LLC|20042
TLRD|TAILORED BRANDS, INC|TDFS|TRADERFIELD SECURITIES INC.|2300
TLRD|TAILORED BRANDS, INC|TKNG|ALLY INVEST SECURITIES LLC|15214
TLRD|TAILORED BRANDS, INC|TRBT|Tradebot Systems, Inc.|442380
TLRD|TAILORED BRANDS, INC|TRCM|TRC MARKETS LLC|90596
TLRD|TAILORED BRANDS, INC|TWTT|TASTYWORKS, INC.|1125
TLRD|TAILORED BRANDS, INC|UBSA|UBS SECURITIES LLC|1234527
TLRD|TAILORED BRANDS, INC|UBSS|UBS Securities LLC|1483710
TLRD|TAILORED BRANDS, INC|VALX|VIRTU AMERICAS LLC|14538
TLRD|TAILORED BRANDS, INC|VGRD|Vanguard Marketing Corporation|90640
TLRD|TAILORED BRANDS, INC|VSIN|Vision Financial Markets Llc|1000
TLRD|TAILORED BRANDS, INC|WABR|Wall Street Access|35
TLRD|TAILORED BRANDS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2600
TLRD|TAILORED BRANDS, INC|WCHV|WELLS FARGO SECURITIES, LLC|99545
TLRD|TAILORED BRANDS, INC|WEDB|WEDBUSH SECURITIES INC.|665961
TLRD|TAILORED BRANDS, INC|WEED|Weeden & Co.L.P.|23600
TLRD|TAILORED BRANDS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24687
TLRD|TAILORED BRANDS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32789
TLRD|TAILORED BRANDS, INC|WGIF|CIBC World Markets Inc.|17724
TLRD|TAILORED BRANDS, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
TLRD|TAILORED BRANDS, INC|WORD|Worden Capital Management LLC|14162
TLRD|TAILORED BRANDS, INC|WSEA|WOLVERINE SECURITIES, LLC|23630
TLRD|TAILORED BRANDS, INC|XIST|INSTINET, LLC|453200
TLRD|TAILORED BRANDS, INC|XPQR|Jump Trading|1716
TLRD|TAILORED BRANDS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|370200
TLRD|TAILORED BRANDS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|83994
TLRD|TAILORED BRANDS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11019
TLT|ISHARES  20|ALTX|Alternet Securities Inc.|33183
TLT|ISHARES  20|ANOS|ABEL/NOSER, L.L.C.|3596
TLT|ISHARES  20|APCC|Apex Clearing Corporation|44008
TLT|ISHARES  20|BANK|Primevest Financial Services, Inc.|30723
TLT|ISHARES  20|BARD|Robert W. Baird & Co. Incorporated|7261
TLT|ISHARES  20|BATM|CBOE TRADING, INC.|100648
TLT|ISHARES  20|BAYC|BAY CREST PARTNERS, LLC|250000
TLT|ISHARES  20|BAYT|BTIG, LLC|102345
TLT|ISHARES  20|BBNT|BB&T SECURITIES, LLC|4908
TLT|ISHARES  20|BERN|Sanford C. Bernstein & Co., LLC|119503
TLT|ISHARES  20|BKMM|BNY MELLON CAPITAL MARKETS, LLC|137632
TLT|ISHARES  20|BLKX|INSTINET, LLC|72800
TLT|ISHARES  20|BMOC|BMO Capital Markets Corp.|50000
TLT|ISHARES  20|BNPX|BNP PARIBAS SECURITIES CORP.|1863280
TLT|ISHARES  20|BTIG|BTIG, LLC|60000
TLT|ISHARES  20|BYXM|CBOE TRADING, INC.|11919
TLT|ISHARES  20|CANT|Cantor Fitzgerald & Co.|708592
TLT|ISHARES  20|CHAS|Charles Schwab & Co., Inc.|18459
TLT|ISHARES  20|CICF|Canaccord Genuity Corp.|20
TLT|ISHARES  20|CIST|Capital Institutional Services, Inc.|99
TLT|ISHARES  20|CMTT|CMT TRADING LLC|18016
TLT|ISHARES  20|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|299768
TLT|ISHARES  20|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1492
TLT|ISHARES  20|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11477
TLT|ISHARES  20|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1383650
TLT|ISHARES  20|CSIN|Citadel Securities Institutional LLC|80042
TLT|ISHARES  20|CTDL|Citadel Derivatives Group Llc|107573
TLT|ISHARES  20|CTLR|CUTLER GROUP, LP|23273
TLT|ISHARES  20|CXCX|CITIGROUP GLOBAL MARKETS INC.|186338
TLT|ISHARES  20|DADA|D.A. Davidson & Co.|515
TLT|ISHARES  20|DBAB|Deutsche Bank Securities Inc.|1455079
TLT|ISHARES  20|DBAX|Deutsche Bank Securities Inc.|868900
TLT|ISHARES  20|DBUL|Deutsche Bank Securities Inc.|436
TLT|ISHARES  20|DCHF|Dart Executions, LLC|439575
TLT|ISHARES  20|DEAN|MORGAN STANLEY|18019
TLT|ISHARES  20|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38396
TLT|ISHARES  20|DRWJ|DRW SECURITIES, L.L.C.|1115491
TLT|ISHARES  20|EBXL|EBX LLC|1158400
TLT|ISHARES  20|ECUT|CONVERGEX EXECUTION SOLUTIONS|14502
TLT|ISHARES  20|EDJO|Edward D. Jones & Co., L.P.|21460
TLT|ISHARES  20|EGAM|CBOE TRADING, INC.|51958
TLT|ISHARES  20|EGAW|CBOE TRADING, INC.|3006
TLT|ISHARES  20|EGMT|EG MARKET TECHNOLOGIES LLC|322
TLT|ISHARES  20|EGXM|CBOE TRADING, INC.|13265
TLT|ISHARES  20|EGXW|CBOE TRADING, INC.|1778
TLT|ISHARES  20|EROP|Eroom Securities L.L.C.|3800
TLT|ISHARES  20|ESPO|ESPOSITO SECURITIES, LLC|896
TLT|ISHARES  20|ETBE|Electronic Transaction Clearing, Inc.|829821
TLT|ISHARES  20|ETCB|ETC BROKERAGE SERVICES, LLC|86
TLT|ISHARES  20|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15816
TLT|ISHARES  20|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|77000
TLT|ISHARES  20|ETRS|E*Trade Securities LLC|389285
TLT|ISHARES  20|FBCO|Credit Suisse Securities (USA) LLC|10143167
TLT|ISHARES  20|FBSB|U.S. Bancorp Investments, Inc.|3545
TLT|ISHARES  20|FIDT|Fidelity Clearing Canada ULC./ CDS|2200
TLT|ISHARES  20|FILL|Tradestation Securities, Inc.|61848
TLT|ISHARES  20|FINX|FINTECH SECURITIES|19617
TLT|ISHARES  20|FLTU|FLOW TRADERS US LLC|1009234
TLT|ISHARES  20|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|741000
TLT|ISHARES  20|FMAF|NBCN Inc./ CDS|3769
TLT|ISHARES  20|FOMA|TD AMERITRADE CLEARING, INC.|466217
TLT|ISHARES  20|FQLS|Quantlab Securities LP|927840
TLT|ISHARES  20|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|524368
TLT|ISHARES  20|FTBR|Foliofn Investments, Inc.|155499
TLT|ISHARES  20|GBMT|GBM International, Inc.|3364
TLT|ISHARES  20|GEBB|GLOBAL EXECUTION BROKERS, LP|50989
TLT|ISHARES  20|GFRY|JUMP TRADING, LLC|427848
TLT|ISHARES  20|GLPX|ACS EXECUTION SERVICES, LLC|70046
TLT|ISHARES  20|GSCO|GOLDMAN SACHS & CO. LLC|5177658
TLT|ISHARES  20|GSCS|GOLDMAN SACHS & CO. LLC|445639
TLT|ISHARES  20|GSLT|GOLDMAN SACHS & CO. LLC|104399
TLT|ISHARES  20|GTSZ|GTS SECURITIES LLC|54660
TLT|ISHARES  20|HAPX|HAP Trading, LLC|12015
TLT|ISHARES  20|HRBF|American Enterprise Investment Services Inc.|704680
TLT|ISHARES  20|HSBC|HSBC Securities, Inc.|49802
TLT|ISHARES  20|IATS|INTERACTIVE BROKERS LLC|133440
TLT|ISHARES  20|IBKR|Interactive Brokers Llc|3281843
TLT|ISHARES  20|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|359
TLT|ISHARES  20|ICBX|INSTINET, LLC|1857227
TLT|ISHARES  20|INCA|INSTINET, LLC|4345697
TLT|ISHARES  20|INJX|INSTINET, LLC|97363
TLT|ISHARES  20|ITGI|ITG Inc.|481900
TLT|ISHARES  20|ITGP|ITG INC.|467400
TLT|ISHARES  20|JANY|Janney Montgomery Scott Inc.|2899
TLT|ISHARES  20|JEFF|JEFFERIES LLC|401103
TLT|ISHARES  20|JMPT|JUMP TRADING, LLC|32235
TLT|ISHARES  20|JONE|JonesTrading|1200
TLT|ISHARES  20|JPBX|J.P. MORGAN SECURITIES LLC|4400
TLT|ISHARES  20|JPMX|J.P. Morgan Securities LLC|1076960
TLT|ISHARES  20|JSEB|JANE STREET EXECUTION SERVICES, LLC|4459816
TLT|ISHARES  20|JSJX|JANE STREET CAPITAL LLC|2817170
TLT|ISHARES  20|JUTA|JUMP TRADING, LLC|28571
TLT|ISHARES  20|KCGM|VIRTU Americas LLC|613582
TLT|ISHARES  20|LEHM|Barclays Capital Inc./Le|4200144
TLT|ISHARES  20|LGNT|COR CLEARING LLC|2
TLT|ISHARES  20|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1020
TLT|ISHARES  20|LIME|Lime Brokerage LLC|1709458
TLT|ISHARES  20|LMGP|LIME BROKERAGE LLC|132400
TLT|ISHARES  20|LSCI|Lek Securities Corporation|31134
TLT|ISHARES  20|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
TLT|ISHARES  20|MACC|Mid Atlantic Capital Corporation|13716
TLT|ISHARES  20|MAXM|Maxim Group LLC|270732
TLT|ISHARES  20|MBTS|ALLY INVEST SECURITIES LLC|80
TLT|ISHARES  20|MCMF|Raymond James Ltd. Cds|55
TLT|ISHARES  20|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|964666
TLT|ISHARES  20|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|125275
TLT|ISHARES  20|MOTF|MOTIF INVESTING, INC.|52
TLT|ISHARES  20|MSCO|MORGAN STANLEY & CO. LLC|12411261
TLT|ISHARES  20|MSPL|MORGAN STANLEY & CO. LLC|729700
TLT|ISHARES  20|MSTX|MORGAN STANLEY & CO. LLC|17600
TLT|ISHARES  20|NATL|National Securities Corporation|111
TLT|ISHARES  20|NFSC|National Financial Services LLC|1167457
TLT|ISHARES  20|NITE|VIRTU Americas LLC|4082088
TLT|ISHARES  20|NITP|VIRTU Americas LLC|252682
TLT|ISHARES  20|NMRA|Nomura Securities International, Inc.|104014
TLT|ISHARES  20|NORM|JUMP TRADING, LLC|196598
TLT|ISHARES  20|NQRB|Brut, LLC|265662
TLT|ISHARES  20|NTRC|Northern Trust Securities, Inc.|7111
TLT|ISHARES  20|OLDM|OLD MISSION CAPITAL, LLC|512623
TLT|ISHARES  20|OPCO|Oppenheimer & Co. Inc.|3392
TLT|ISHARES  20|PDQM|CODA MARKETS, INC.|93690
TLT|ISHARES  20|PHLY|NASDAQ Execution Services, LLC|102000
TLT|ISHARES  20|PWJC|UBS Financial Services, Inc.|2022
TLT|ISHARES  20|QMSR|QUATTRO M SECURITIES INC.|8500
TLT|ISHARES  20|RAJA|Raymond James & Associates, Inc.|43614
TLT|ISHARES  20|RBCM|RBC CAPITAL MARKETS, LLC|51594
TLT|ISHARES  20|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|214245
TLT|ISHARES  20|RGLD|Regal Securities, Inc|610
TLT|ISHARES  20|RHCO|Suntrust Robinson Humphrey, Inc.|100
TLT|ISHARES  20|RHOX|XR Securities LLC|4528816
TLT|ISHARES  20|SAGL|SAGETRADER, LLC|100
TLT|ISHARES  20|SALI|INTL FCSTONE FINANCIAL INC.|47
TLT|ISHARES  20|SBSH|Citigroup Global Markets Inc.|371024
TLT|ISHARES  20|SEIC|SEI Investments Distribution Co.|426
TLT|ISHARES  20|SGMT|GOLDMAN SACHS & CO. LLC|605759
TLT|ISHARES  20|SPDR|SPEEDROUTE LLC|61020
TLT|ISHARES  20|SPHN|Stephens Inc.|2
TLT|ISHARES  20|SPTD|MINT GLOBAL MARKETS, INC.|100
TLT|ISHARES  20|STFL|Stifel, Nicolaus & Company, Incorporated|11067
TLT|ISHARES  20|STKP|STOCKPILE INVESTMENTS, INC.|78
TLT|ISHARES  20|SWIM|TD Ameritrade, Inc.|181045
TLT|ISHARES  20|SWST|Hilltop Securities Inc.|57050
TLT|ISHARES  20|TDSI|TD Securities (USA) LLC|300
TLT|ISHARES  20|TKNG|ALLY INVEST SECURITIES LLC|1486
TLT|ISHARES  20|TRBT|Tradebot Systems, Inc.|3972516
TLT|ISHARES  20|TRCM|TRC MARKETS LLC|5140496
TLT|ISHARES  20|TWTT|TASTYWORKS, INC.|4413
TLT|ISHARES  20|UBSA|UBS SECURITIES LLC|4011667
TLT|ISHARES  20|UBSS|UBS Securities LLC|2165918
TLT|ISHARES  20|VALX|VIRTU AMERICAS LLC|434255
TLT|ISHARES  20|VGRD|Vanguard Marketing Corporation|93446
TLT|ISHARES  20|VIEW|VIEWTRADE SECURITIES LLC|5526
TLT|ISHARES  20|VNDM|Wall Street Access|1367
TLT|ISHARES  20|VSIN|Vision Financial Markets Llc|2
TLT|ISHARES  20|WBET|Wallachbeth Capital LLC|247676
TLT|ISHARES  20|WBLR|WILLIAM BLAIR|243
TLT|ISHARES  20|WBPX|SUMMIT SECURITIES GROUP, LLC|254
TLT|ISHARES  20|WCHV|WELLS FARGO SECURITIES, LLC|535900
TLT|ISHARES  20|WEDB|WEDBUSH SECURITIES INC.|31556
TLT|ISHARES  20|WEED|Weeden & Co.L.P.|700
TLT|ISHARES  20|WEXM|WOLVERINE EXECUTION SERVICES, LLC|158613
TLT|ISHARES  20|WEXX|WOLVERINE EXECUTION SERVICES, LLC|589231
TLT|ISHARES  20|WGIF|CIBC World Markets Inc.|10685
TLT|ISHARES  20|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25
TLT|ISHARES  20|WSEA|WOLVERINE SECURITIES, LLC|66753
TLT|ISHARES  20|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|267
TLT|ISHARES  20|XPUS|XP SECURITIES, LLC|8570
TLT|ISHARES  20|XSTM|NATIONAL FINANCIAL SERVICES LLC|213478
TLT|ISHARES  20|YKNA|COMHAR CAPITAL MARKETS, LLC|4005
TLT|ISHARES  20|YLPL|Linsco/Private Ledger Financial Services, Incorporated|127507
TLTD|FLEXM EMFACTILT|ALTX|Alternet Securities Inc.|700
TLTD|FLEXM EMFACTILT|APCC|Apex Clearing Corporation|4
TLTD|FLEXM EMFACTILT|BANK|Primevest Financial Services, Inc.|102
TLTD|FLEXM EMFACTILT|BARD|Robert W. Baird & Co. Incorporated|3070
TLTD|FLEXM EMFACTILT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|89
TLTD|FLEXM EMFACTILT|CHAS|Charles Schwab & Co., Inc.|24628
TLTD|FLEXM EMFACTILT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|874
TLTD|FLEXM EMFACTILT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2071
TLTD|FLEXM EMFACTILT|CSIN|Citadel Securities Institutional LLC|3500
TLTD|FLEXM EMFACTILT|CTDL|Citadel Derivatives Group Llc|30166
TLTD|FLEXM EMFACTILT|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
TLTD|FLEXM EMFACTILT|DBAB|Deutsche Bank Securities Inc.|4636
TLTD|FLEXM EMFACTILT|DBAX|Deutsche Bank Securities Inc.|69100
TLTD|FLEXM EMFACTILT|DEAN|MORGAN STANLEY|1981
TLTD|FLEXM EMFACTILT|EBXL|EBX LLC|800
TLTD|FLEXM EMFACTILT|EGAM|CBOE TRADING, INC.|7448
TLTD|FLEXM EMFACTILT|ETRS|E*Trade Securities LLC|38
TLTD|FLEXM EMFACTILT|FINX|FINTECH SECURITIES|2144
TLTD|FLEXM EMFACTILT|FTBR|Foliofn Investments, Inc.|34
TLTD|FLEXM EMFACTILT|GSLT|GOLDMAN SACHS & CO. LLC|2300
TLTD|FLEXM EMFACTILT|HRBF|American Enterprise Investment Services Inc.|301
TLTD|FLEXM EMFACTILT|IBKR|Interactive Brokers Llc|28
TLTD|FLEXM EMFACTILT|ICBX|INSTINET, LLC|1626
TLTD|FLEXM EMFACTILT|INCA|INSTINET, LLC|500
TLTD|FLEXM EMFACTILT|ITGI|ITG Inc.|15048
TLTD|FLEXM EMFACTILT|ITGP|ITG INC.|6600
TLTD|FLEXM EMFACTILT|JSEB|JANE STREET EXECUTION SERVICES, LLC|8603
TLTD|FLEXM EMFACTILT|JSJX|JANE STREET CAPITAL LLC|231917
TLTD|FLEXM EMFACTILT|KCGM|VIRTU Americas LLC|2900
TLTD|FLEXM EMFACTILT|LEHM|Barclays Capital Inc./Le|2800
TLTD|FLEXM EMFACTILT|LIME|Lime Brokerage LLC|4877
TLTD|FLEXM EMFACTILT|MACC|Mid Atlantic Capital Corporation|89086
TLTD|FLEXM EMFACTILT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
TLTD|FLEXM EMFACTILT|MSCO|MORGAN STANLEY & CO. LLC|7602
TLTD|FLEXM EMFACTILT|MSPL|MORGAN STANLEY & CO. LLC|700
TLTD|FLEXM EMFACTILT|NFSC|National Financial Services LLC|13514
TLTD|FLEXM EMFACTILT|NITE|VIRTU Americas LLC|41533
TLTD|FLEXM EMFACTILT|NTRC|Northern Trust Securities, Inc.|4571
TLTD|FLEXM EMFACTILT|OLDM|OLD MISSION CAPITAL, LLC|100
TLTD|FLEXM EMFACTILT|SBSH|Citigroup Global Markets Inc.|200
TLTD|FLEXM EMFACTILT|TRCM|TRC MARKETS LLC|100
TLTD|FLEXM EMFACTILT|UBSA|UBS SECURITIES LLC|7360
TLTD|FLEXM EMFACTILT|UBSS|UBS Securities LLC|12294
TLTD|FLEXM EMFACTILT|VGRD|Vanguard Marketing Corporation|541
TLTD|FLEXM EMFACTILT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
TLTE|FLEXM DEVEXUSFACTILT|ALTX|Alternet Securities Inc.|895
TLTE|FLEXM DEVEXUSFACTILT|APCC|Apex Clearing Corporation|58
TLTE|FLEXM DEVEXUSFACTILT|BANK|Primevest Financial Services, Inc.|64
TLTE|FLEXM DEVEXUSFACTILT|BARD|Robert W. Baird & Co. Incorporated|115
TLTE|FLEXM DEVEXUSFACTILT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
TLTE|FLEXM DEVEXUSFACTILT|CANT|Cantor Fitzgerald & Co.|57384
TLTE|FLEXM DEVEXUSFACTILT|CHAS|Charles Schwab & Co., Inc.|2
TLTE|FLEXM DEVEXUSFACTILT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42498
TLTE|FLEXM DEVEXUSFACTILT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9459
TLTE|FLEXM DEVEXUSFACTILT|CTDL|Citadel Derivatives Group Llc|15689
TLTE|FLEXM DEVEXUSFACTILT|DBAB|Deutsche Bank Securities Inc.|15996
TLTE|FLEXM DEVEXUSFACTILT|DBAX|Deutsche Bank Securities Inc.|27800
TLTE|FLEXM DEVEXUSFACTILT|DEAN|MORGAN STANLEY|60
TLTE|FLEXM DEVEXUSFACTILT|EBXL|EBX LLC|3000
TLTE|FLEXM DEVEXUSFACTILT|EDJO|Edward D. Jones & Co., L.P.|218
TLTE|FLEXM DEVEXUSFACTILT|EGAM|CBOE TRADING, INC.|5829
TLTE|FLEXM DEVEXUSFACTILT|EGAW|CBOE TRADING, INC.|500
TLTE|FLEXM DEVEXUSFACTILT|ETRS|E*Trade Securities LLC|15
TLTE|FLEXM DEVEXUSFACTILT|FINX|FINTECH SECURITIES|70
TLTE|FLEXM DEVEXUSFACTILT|FMAF|NBCN Inc./ CDS|680
TLTE|FLEXM DEVEXUSFACTILT|FTBR|Foliofn Investments, Inc.|55
TLTE|FLEXM DEVEXUSFACTILT|GSCO|GOLDMAN SACHS & CO. LLC|271
TLTE|FLEXM DEVEXUSFACTILT|GSLT|GOLDMAN SACHS & CO. LLC|2518
TLTE|FLEXM DEVEXUSFACTILT|HRBF|American Enterprise Investment Services Inc.|285
TLTE|FLEXM DEVEXUSFACTILT|IATS|INTERACTIVE BROKERS LLC|101
TLTE|FLEXM DEVEXUSFACTILT|IBKR|Interactive Brokers Llc|1107
TLTE|FLEXM DEVEXUSFACTILT|ICBX|INSTINET, LLC|2708
TLTE|FLEXM DEVEXUSFACTILT|INCA|INSTINET, LLC|200
TLTE|FLEXM DEVEXUSFACTILT|ITGI|ITG Inc.|4207
TLTE|FLEXM DEVEXUSFACTILT|ITGP|ITG INC.|1000
TLTE|FLEXM DEVEXUSFACTILT|JPMX|J.P. Morgan Securities LLC|2354
TLTE|FLEXM DEVEXUSFACTILT|JSEB|JANE STREET EXECUTION SERVICES, LLC|9663
TLTE|FLEXM DEVEXUSFACTILT|JSJX|JANE STREET CAPITAL LLC|129788
TLTE|FLEXM DEVEXUSFACTILT|KCGM|VIRTU Americas LLC|962
TLTE|FLEXM DEVEXUSFACTILT|LEHM|Barclays Capital Inc./Le|2400
TLTE|FLEXM DEVEXUSFACTILT|LIME|Lime Brokerage LLC|5707
TLTE|FLEXM DEVEXUSFACTILT|MACC|Mid Atlantic Capital Corporation|18656
TLTE|FLEXM DEVEXUSFACTILT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
TLTE|FLEXM DEVEXUSFACTILT|MSCO|MORGAN STANLEY & CO. LLC|15718
TLTE|FLEXM DEVEXUSFACTILT|NFSC|National Financial Services LLC|21622
TLTE|FLEXM DEVEXUSFACTILT|NITE|VIRTU Americas LLC|28370
TLTE|FLEXM DEVEXUSFACTILT|NQRB|Brut, LLC|100
TLTE|FLEXM DEVEXUSFACTILT|NTRC|Northern Trust Securities, Inc.|11194
TLTE|FLEXM DEVEXUSFACTILT|RBCM|RBC CAPITAL MARKETS, LLC|2021
TLTE|FLEXM DEVEXUSFACTILT|SBSH|Citigroup Global Markets Inc.|233
TLTE|FLEXM DEVEXUSFACTILT|SGMT|GOLDMAN SACHS & CO. LLC|1557
TLTE|FLEXM DEVEXUSFACTILT|SWST|Hilltop Securities Inc.|2017
TLTE|FLEXM DEVEXUSFACTILT|UBSA|UBS SECURITIES LLC|5938
TLTE|FLEXM DEVEXUSFACTILT|UBSS|UBS Securities LLC|13882
TLTE|FLEXM DEVEXUSFACTILT|VGRD|Vanguard Marketing Corporation|309
TLTE|FLEXM DEVEXUSFACTILT|WCHV|WELLS FARGO SECURITIES, LLC|266
TLTE|FLEXM DEVEXUSFACTILT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2394
TLYS|TILLYS, INC.|ALTX|Alternet Securities Inc.|10864
TLYS|TILLYS, INC.|APCC|Apex Clearing Corporation|550
TLYS|TILLYS, INC.|BATM|CBOE TRADING, INC.|1036
TLYS|TILLYS, INC.|BAYC|BAY CREST PARTNERS, LLC|160
TLYS|TILLYS, INC.|BERN|Sanford C. Bernstein & Co., LLC|466
TLYS|TILLYS, INC.|BIAD|SAGETRADER, LLC|1
TLYS|TILLYS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2990
TLYS|TILLYS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1276
TLYS|TILLYS, INC.|BYXM|CBOE TRADING, INC.|400
TLYS|TILLYS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|3835
TLYS|TILLYS, INC.|CANT|Cantor Fitzgerald & Co.|41
TLYS|TILLYS, INC.|CHAS|Charles Schwab & Co., Inc.|500
TLYS|TILLYS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25018
TLYS|TILLYS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|860
TLYS|TILLYS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|89511
TLYS|TILLYS, INC.|CTDL|Citadel Derivatives Group Llc|1059
TLYS|TILLYS, INC.|CTLR|CUTLER GROUP, LP|800
TLYS|TILLYS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|904
TLYS|TILLYS, INC.|DBAB|Deutsche Bank Securities Inc.|18268
TLYS|TILLYS, INC.|DBAX|Deutsche Bank Securities Inc.|29900
TLYS|TILLYS, INC.|DCHF|Dart Executions, LLC|900
TLYS|TILLYS, INC.|DEAN|MORGAN STANLEY|86
TLYS|TILLYS, INC.|DEGS|RONIN PROFESSIONAL LLC|7042
TLYS|TILLYS, INC.|EBXL|EBX LLC|52700
TLYS|TILLYS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6458
TLYS|TILLYS, INC.|EDJO|Edward D. Jones & Co., L.P.|1494
TLYS|TILLYS, INC.|EGAM|CBOE TRADING, INC.|5148
TLYS|TILLYS, INC.|EGAW|CBOE TRADING, INC.|100
TLYS|TILLYS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|600
TLYS|TILLYS, INC.|EGXM|CBOE TRADING, INC.|2964
TLYS|TILLYS, INC.|ETBE|Electronic Transaction Clearing, Inc.|4102
TLYS|TILLYS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1500
TLYS|TILLYS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3483
TLYS|TILLYS, INC.|ETRS|E*Trade Securities LLC|110665
TLYS|TILLYS, INC.|FILL|Tradestation Securities, Inc.|11842
TLYS|TILLYS, INC.|FMAF|NBCN Inc./ CDS|404
TLYS|TILLYS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5377
TLYS|TILLYS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31792
TLYS|TILLYS, INC.|FTBR|Foliofn Investments, Inc.|11020
TLYS|TILLYS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|23548
TLYS|TILLYS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|117648
TLYS|TILLYS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|6940
TLYS|TILLYS, INC.|GTSZ|GTS SECURITIES LLC|13480
TLYS|TILLYS, INC.|HRBF|American Enterprise Investment Services Inc.|557
TLYS|TILLYS, INC.|HSBC|HSBC Securities, Inc.|400
TLYS|TILLYS, INC.|IATS|INTERACTIVE BROKERS LLC|7020
TLYS|TILLYS, INC.|IBKR|Interactive Brokers Llc|21499
TLYS|TILLYS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|421
TLYS|TILLYS, INC.|ICBX|INSTINET, LLC|15090
TLYS|TILLYS, INC.|IEQY|CITADEL SECURITIES LLC|8304
TLYS|TILLYS, INC.|INCA|INSTINET, LLC|87946
TLYS|TILLYS, INC.|INJX|INSTINET, LLC|1690
TLYS|TILLYS, INC.|ITGI|ITG Inc.|28883
TLYS|TILLYS, INC.|ITGP|ITG INC.|37600
TLYS|TILLYS, INC.|JEFF|JEFFERIES LLC|13766
TLYS|TILLYS, INC.|JMPT|JUMP TRADING, LLC|16754
TLYS|TILLYS, INC.|JONE|JonesTrading|910
TLYS|TILLYS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|7540
TLYS|TILLYS, INC.|JPMX|J.P. Morgan Securities LLC|75772
TLYS|TILLYS, INC.|JSJX|JANE STREET CAPITAL LLC|4685
TLYS|TILLYS, INC.|KCGM|VIRTU Americas LLC|9453
TLYS|TILLYS, INC.|LEHM|Barclays Capital Inc./Le|36670
TLYS|TILLYS, INC.|LIME|Lime Brokerage LLC|19098
TLYS|TILLYS, INC.|LOOP|Loop Capital Markets LLC|250
TLYS|TILLYS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TLYS|TILLYS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10680
TLYS|TILLYS, INC.|MOTF|MOTIF INVESTING, INC.|17
TLYS|TILLYS, INC.|MSCO|MORGAN STANLEY & CO. LLC|136015
TLYS|TILLYS, INC.|MSPL|MORGAN STANLEY & CO. LLC|45100
TLYS|TILLYS, INC.|MSTX|MORGAN STANLEY & CO. LLC|21800
TLYS|TILLYS, INC.|NATL|National Securities Corporation|500
TLYS|TILLYS, INC.|NFSC|National Financial Services LLC|92693
TLYS|TILLYS, INC.|NITE|VIRTU Americas LLC|321940
TLYS|TILLYS, INC.|NQRB|Brut, LLC|2621
TLYS|TILLYS, INC.|OPCO|Oppenheimer & Co. Inc.|218
TLYS|TILLYS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|128
TLYS|TILLYS, INC.|PDQM|CODA MARKETS, INC.|17552
TLYS|TILLYS, INC.|PHLY|NASDAQ Execution Services, LLC|1000
TLYS|TILLYS, INC.|PNSR|Penserra Securities, LLC|4165
TLYS|TILLYS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|15631
TLYS|TILLYS, INC.|ROTH|Roth Capital Partners, LLC|4036
TLYS|TILLYS, INC.|SAGL|SAGETRADER, LLC|4900
TLYS|TILLYS, INC.|SBSH|Citigroup Global Markets Inc.|7945
TLYS|TILLYS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|19461
TLYS|TILLYS, INC.|SPDR|SPEEDROUTE LLC|900
TLYS|TILLYS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|14600
TLYS|TILLYS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|200
TLYS|TILLYS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
TLYS|TILLYS, INC.|SWIM|TD Ameritrade, Inc.|98242
TLYS|TILLYS, INC.|SWST|Hilltop Securities Inc.|780
TLYS|TILLYS, INC.|TKNG|ALLY INVEST SECURITIES LLC|12872
TLYS|TILLYS, INC.|TOUR|TOURMALINE PARTNERS, LLC|2800
TLYS|TILLYS, INC.|TRBT|Tradebot Systems, Inc.|43991
TLYS|TILLYS, INC.|TRCM|TRC MARKETS LLC|18437
TLYS|TILLYS, INC.|TWTT|TASTYWORKS, INC.|104
TLYS|TILLYS, INC.|UBSA|UBS SECURITIES LLC|135687
TLYS|TILLYS, INC.|UBSS|UBS Securities LLC|134600
TLYS|TILLYS, INC.|VALX|VIRTU AMERICAS LLC|5495
TLYS|TILLYS, INC.|VGRD|Vanguard Marketing Corporation|1357
TLYS|TILLYS, INC.|VNDS|VANDHAM SECURITIES CORP|6400
TLYS|TILLYS, INC.|WBLR|WILLIAM BLAIR|1300
TLYS|TILLYS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|10710
TLYS|TILLYS, INC.|WDNX|WEEDEN & CO.L.P.|222
TLYS|TILLYS, INC.|WEED|Weeden & Co.L.P.|668
TLYS|TILLYS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1400
TLYS|TILLYS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4890
TLYS|TILLYS, INC.|WSEA|WOLVERINE SECURITIES, LLC|2800
TLYS|TILLYS, INC.|XIST|INSTINET, LLC|31000
TLYS|TILLYS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|3500
TLYS|TILLYS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1621
TM|TOYOTA MTR CP ADS|ALTX|Alternet Securities Inc.|1217
TM|TOYOTA MTR CP ADS|APCC|Apex Clearing Corporation|415
TM|TOYOTA MTR CP ADS|BANK|Primevest Financial Services, Inc.|12210
TM|TOYOTA MTR CP ADS|BARD|Robert W. Baird & Co. Incorporated|581
TM|TOYOTA MTR CP ADS|BATM|CBOE TRADING, INC.|1997
TM|TOYOTA MTR CP ADS|BBNT|BB&T SECURITIES, LLC|72
TM|TOYOTA MTR CP ADS|BERN|Sanford C. Bernstein & Co., LLC|38344
TM|TOYOTA MTR CP ADS|BGCE|BGC Financial Inc.|29000
TM|TOYOTA MTR CP ADS|BIMI|Banca IMI Securities Corp.|490
TM|TOYOTA MTR CP ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3632
TM|TOYOTA MTR CP ADS|BYXM|CBOE TRADING, INC.|200
TM|TOYOTA MTR CP ADS|BZYD|GOLDMAN SACHS & CO. LLC|944
TM|TOYOTA MTR CP ADS|CANT|Cantor Fitzgerald & Co.|11
TM|TOYOTA MTR CP ADS|CHAS|Charles Schwab & Co., Inc.|1530
TM|TOYOTA MTR CP ADS|CHDN|CHARDAN CAPITAL MARKETS LLC|2648
TM|TOYOTA MTR CP ADS|CIST|Capital Institutional Services, Inc.|36
TM|TOYOTA MTR CP ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3513
TM|TOYOTA MTR CP ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
TM|TOYOTA MTR CP ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
TM|TOYOTA MTR CP ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55221
TM|TOYOTA MTR CP ADS|CTDL|Citadel Derivatives Group Llc|852
TM|TOYOTA MTR CP ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
TM|TOYOTA MTR CP ADS|DADA|D.A. Davidson & Co.|15
TM|TOYOTA MTR CP ADS|DBAB|Deutsche Bank Securities Inc.|17226
TM|TOYOTA MTR CP ADS|DBAX|Deutsche Bank Securities Inc.|39400
TM|TOYOTA MTR CP ADS|DBUL|Deutsche Bank Securities Inc.|2496
TM|TOYOTA MTR CP ADS|DCHF|Dart Executions, LLC|140
TM|TOYOTA MTR CP ADS|DEAN|MORGAN STANLEY|3606
TM|TOYOTA MTR CP ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20
TM|TOYOTA MTR CP ADS|EBXL|EBX LLC|24200
TM|TOYOTA MTR CP ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3310
TM|TOYOTA MTR CP ADS|EDJC|Edward Jones / CDS|171
TM|TOYOTA MTR CP ADS|EDJO|Edward D. Jones & Co., L.P.|1943
TM|TOYOTA MTR CP ADS|EGAM|CBOE TRADING, INC.|1865
TM|TOYOTA MTR CP ADS|EGAW|CBOE TRADING, INC.|83
TM|TOYOTA MTR CP ADS|EGMT|EG MARKET TECHNOLOGIES LLC|128
TM|TOYOTA MTR CP ADS|EGXM|CBOE TRADING, INC.|139
TM|TOYOTA MTR CP ADS|EGXW|CBOE TRADING, INC.|4
TM|TOYOTA MTR CP ADS|ETBE|Electronic Transaction Clearing, Inc.|7130
TM|TOYOTA MTR CP ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3465
TM|TOYOTA MTR CP ADS|ETRS|E*Trade Securities LLC|12188
TM|TOYOTA MTR CP ADS|FBSB|U.S. Bancorp Investments, Inc.|61
TM|TOYOTA MTR CP ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|44
TM|TOYOTA MTR CP ADS|FILL|Tradestation Securities, Inc.|152
TM|TOYOTA MTR CP ADS|FINX|FINTECH SECURITIES|47
TM|TOYOTA MTR CP ADS|FMAF|NBCN Inc./ CDS|1300
TM|TOYOTA MTR CP ADS|FQLS|Quantlab Securities LP|21103
TM|TOYOTA MTR CP ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21731
TM|TOYOTA MTR CP ADS|FTBR|Foliofn Investments, Inc.|2551
TM|TOYOTA MTR CP ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|1349
TM|TOYOTA MTR CP ADS|GFIS|GFI Securities LLC|60000
TM|TOYOTA MTR CP ADS|GLIS|TD Securities Inc|323
TM|TOYOTA MTR CP ADS|GLPX|ACS EXECUTION SERVICES, LLC|10951
TM|TOYOTA MTR CP ADS|GSCO|GOLDMAN SACHS & CO. LLC|60960
TM|TOYOTA MTR CP ADS|GSCS|GOLDMAN SACHS & CO. LLC|17351
TM|TOYOTA MTR CP ADS|GSLT|GOLDMAN SACHS & CO. LLC|3145
TM|TOYOTA MTR CP ADS|GTSZ|GTS SECURITIES LLC|16069
TM|TOYOTA MTR CP ADS|HAPX|HAP Trading, LLC|100
TM|TOYOTA MTR CP ADS|HRBF|American Enterprise Investment Services Inc.|5478
TM|TOYOTA MTR CP ADS|HSBC|HSBC Securities, Inc.|1748
TM|TOYOTA MTR CP ADS|IATS|INTERACTIVE BROKERS LLC|7398
TM|TOYOTA MTR CP ADS|IBKR|Interactive Brokers Llc|2541
TM|TOYOTA MTR CP ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1453
TM|TOYOTA MTR CP ADS|ICBX|INSTINET, LLC|8542
TM|TOYOTA MTR CP ADS|INCA|INSTINET, LLC|18023
TM|TOYOTA MTR CP ADS|INJX|INSTINET, LLC|149
TM|TOYOTA MTR CP ADS|INTL|INTL FCSTONE FINANCIAL INC.|31860
TM|TOYOTA MTR CP ADS|ITGI|ITG Inc.|5296
TM|TOYOTA MTR CP ADS|ITGP|ITG INC.|8600
TM|TOYOTA MTR CP ADS|JANY|Janney Montgomery Scott Inc.|506
TM|TOYOTA MTR CP ADS|JEFF|JEFFERIES LLC|11736
TM|TOYOTA MTR CP ADS|JMPT|JUMP TRADING, LLC|8380
TM|TOYOTA MTR CP ADS|JONE|JonesTrading|250
TM|TOYOTA MTR CP ADS|JPBX|J.P. MORGAN SECURITIES LLC|74
TM|TOYOTA MTR CP ADS|JPMX|J.P. Morgan Securities LLC|45160
TM|TOYOTA MTR CP ADS|JSJX|JANE STREET CAPITAL LLC|20433
TM|TOYOTA MTR CP ADS|KCGM|VIRTU Americas LLC|5807
TM|TOYOTA MTR CP ADS|LEHM|Barclays Capital Inc./Le|159933
TM|TOYOTA MTR CP ADS|LGNT|COR CLEARING LLC|3
TM|TOYOTA MTR CP ADS|LIME|Lime Brokerage LLC|5806
TM|TOYOTA MTR CP ADS|LIWD|LIME BROKERAGE LLC|609
TM|TOYOTA MTR CP ADS|LSCI|Lek Securities Corporation|2
TM|TOYOTA MTR CP ADS|MACC|Mid Atlantic Capital Corporation|45
TM|TOYOTA MTR CP ADS|MCMF|Raymond James Ltd. Cds|2282
TM|TOYOTA MTR CP ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29742
TM|TOYOTA MTR CP ADS|MOTF|MOTIF INVESTING, INC.|20
TM|TOYOTA MTR CP ADS|MSCO|MORGAN STANLEY & CO. LLC|157005
TM|TOYOTA MTR CP ADS|MSPL|MORGAN STANLEY & CO. LLC|43400
TM|TOYOTA MTR CP ADS|MSTX|MORGAN STANLEY & CO. LLC|3100
TM|TOYOTA MTR CP ADS|NATL|National Securities Corporation|23
TM|TOYOTA MTR CP ADS|NBCS|NBC Securities, INC.|60
TM|TOYOTA MTR CP ADS|NFSC|National Financial Services LLC|91462
TM|TOYOTA MTR CP ADS|NITE|VIRTU Americas LLC|190615
TM|TOYOTA MTR CP ADS|NQRB|Brut, LLC|1636
TM|TOYOTA MTR CP ADS|NTBF|BMO Nesbitt Burns Inc./CDS|274
TM|TOYOTA MTR CP ADS|OHOS|TWO SIGMA SECURITIES, LLC|24771
TM|TOYOTA MTR CP ADS|OLDM|OLD MISSION CAPITAL, LLC|14980
TM|TOYOTA MTR CP ADS|OPCO|Oppenheimer & Co. Inc.|99
TM|TOYOTA MTR CP ADS|PDQM|CODA MARKETS, INC.|9700
TM|TOYOTA MTR CP ADS|PWJC|UBS Financial Services, Inc.|126
TM|TOYOTA MTR CP ADS|RBCM|RBC CAPITAL MARKETS, LLC|1000
TM|TOYOTA MTR CP ADS|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|300
TM|TOYOTA MTR CP ADS|SAGL|SAGETRADER, LLC|200
TM|TOYOTA MTR CP ADS|SALI|INTL FCSTONE FINANCIAL INC.|8
TM|TOYOTA MTR CP ADS|SBRX|MURIEL SIEBERT & CO INC|20
TM|TOYOTA MTR CP ADS|SBSH|Citigroup Global Markets Inc.|5814
TM|TOYOTA MTR CP ADS|SGMT|GOLDMAN SACHS & CO. LLC|12136
TM|TOYOTA MTR CP ADS|SPDR|SPEEDROUTE LLC|450
TM|TOYOTA MTR CP ADS|SPHN|Stephens Inc.|45
TM|TOYOTA MTR CP ADS|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
TM|TOYOTA MTR CP ADS|STFL|Stifel, Nicolaus & Company, Incorporated|473
TM|TOYOTA MTR CP ADS|STKP|STOCKPILE INVESTMENTS, INC.|288
TM|TOYOTA MTR CP ADS|STXG|Stockcross Financial Services, Inc.|1
TM|TOYOTA MTR CP ADS|SWIM|TD Ameritrade, Inc.|13527
TM|TOYOTA MTR CP ADS|SWST|Hilltop Securities Inc.|99
TM|TOYOTA MTR CP ADS|TKNG|ALLY INVEST SECURITIES LLC|304
TM|TOYOTA MTR CP ADS|TRBT|Tradebot Systems, Inc.|4646
TM|TOYOTA MTR CP ADS|TRCM|TRC MARKETS LLC|17092
TM|TOYOTA MTR CP ADS|TWTT|TASTYWORKS, INC.|80
TM|TOYOTA MTR CP ADS|UBSA|UBS SECURITIES LLC|73376
TM|TOYOTA MTR CP ADS|UBSS|UBS Securities LLC|142927
TM|TOYOTA MTR CP ADS|VALX|VIRTU AMERICAS LLC|20155
TM|TOYOTA MTR CP ADS|VERT|The Vertical Trading Group, LLC|17
TM|TOYOTA MTR CP ADS|VGRD|Vanguard Marketing Corporation|5889
TM|TOYOTA MTR CP ADS|VSIN|Vision Financial Markets Llc|1
TM|TOYOTA MTR CP ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|100
TM|TOYOTA MTR CP ADS|WCHV|WELLS FARGO SECURITIES, LLC|35012
TM|TOYOTA MTR CP ADS|WEDB|WEDBUSH SECURITIES INC.|1050
TM|TOYOTA MTR CP ADS|WEED|Weeden & Co.L.P.|310
TM|TOYOTA MTR CP ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7281
TM|TOYOTA MTR CP ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20214
TM|TOYOTA MTR CP ADS|WGIF|CIBC World Markets Inc.|221
TM|TOYOTA MTR CP ADS|WSEA|WOLVERINE SECURITIES, LLC|1987
TM|TOYOTA MTR CP ADS|XIST|INSTINET, LLC|17802
TM|TOYOTA MTR CP ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3272
TM|TOYOTA MTR CP ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
TM|TOYOTA MTR CP ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1065
TMCX|TRINITY MERGER CMN A|BMOC|BMO Capital Markets Corp.|2691000
TMCX|TRINITY MERGER CMN A|BTIG|BTIG, LLC|850000
TMCX|TRINITY MERGER CMN A|CHDN|CHARDAN CAPITAL MARKETS LLC|100000
TMCX|TRINITY MERGER CMN A|CIST|Capital Institutional Services, Inc.|6225
TMCX|TRINITY MERGER CMN A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23912
TMCX|TRINITY MERGER CMN A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4500
TMCX|TRINITY MERGER CMN A|CXCX|CITIGROUP GLOBAL MARKETS INC.|18000
TMCX|TRINITY MERGER CMN A|DBAX|Deutsche Bank Securities Inc.|14100
TMCX|TRINITY MERGER CMN A|EBXL|EBX LLC|12200
TMCX|TRINITY MERGER CMN A|FBCO|Credit Suisse Securities (USA) LLC|151500
TMCX|TRINITY MERGER CMN A|GSCO|GOLDMAN SACHS & CO. LLC|13100
TMCX|TRINITY MERGER CMN A|ICBX|INSTINET, LLC|10000
TMCX|TRINITY MERGER CMN A|INCA|INSTINET, LLC|11236
TMCX|TRINITY MERGER CMN A|ITGI|ITG Inc.|33700
TMCX|TRINITY MERGER CMN A|ITGP|ITG INC.|109800
TMCX|TRINITY MERGER CMN A|JONE|JonesTrading|199800
TMCX|TRINITY MERGER CMN A|JPMX|J.P. Morgan Securities LLC|36200
TMCX|TRINITY MERGER CMN A|KCGM|VIRTU Americas LLC|18300
TMCX|TRINITY MERGER CMN A|LEHM|Barclays Capital Inc./Le|200
TMCX|TRINITY MERGER CMN A|MITR|GMP SECURITIES, LLC|75200
TMCX|TRINITY MERGER CMN A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13200
TMCX|TRINITY MERGER CMN A|MSCO|MORGAN STANLEY & CO. LLC|43050
TMCX|TRINITY MERGER CMN A|MZHO|Mizuho Securities USA LLC|547000
TMCX|TRINITY MERGER CMN A|NFSC|National Financial Services LLC|16475
TMCX|TRINITY MERGER CMN A|NITE|VIRTU Americas LLC|14050
TMCX|TRINITY MERGER CMN A|SGMT|GOLDMAN SACHS & CO. LLC|2700
TMCX|TRINITY MERGER CMN A|UBSA|UBS SECURITIES LLC|28700
TMCX|TRINITY MERGER CMN A|UBSS|UBS Securities LLC|351661
TMCX|TRINITY MERGER CMN A|WCHV|WELLS FARGO SECURITIES, LLC|100
TMCXU|TRINITY MERGER UNIT|AGIS|Aegis Capital Corp.|2700
TMCXU|TRINITY MERGER UNIT|BTIG|BTIG, LLC|1040887
TMCXU|TRINITY MERGER UNIT|CANT|Cantor Fitzgerald & Co.|10017
TMCXU|TRINITY MERGER UNIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50746
TMCXU|TRINITY MERGER UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3189
TMCXU|TRINITY MERGER UNIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|2824
TMCXU|TRINITY MERGER UNIT|DBAX|Deutsche Bank Securities Inc.|3300
TMCXU|TRINITY MERGER UNIT|EBXL|EBX LLC|19000
TMCXU|TRINITY MERGER UNIT|ETRS|E*Trade Securities LLC|10
TMCXU|TRINITY MERGER UNIT|FBCO|Credit Suisse Securities (USA) LLC|25101
TMCXU|TRINITY MERGER UNIT|FOMA|TD AMERITRADE CLEARING, INC.|2867
TMCXU|TRINITY MERGER UNIT|GEBB|GLOBAL EXECUTION BROKERS, LP|200
TMCXU|TRINITY MERGER UNIT|GSCO|GOLDMAN SACHS & CO. LLC|7890
TMCXU|TRINITY MERGER UNIT|GSCS|GOLDMAN SACHS & CO. LLC|4490
TMCXU|TRINITY MERGER UNIT|GTSZ|GTS SECURITIES LLC|1583
TMCXU|TRINITY MERGER UNIT|IBKR|Interactive Brokers Llc|2797
TMCXU|TRINITY MERGER UNIT|ICBX|INSTINET, LLC|2188
TMCXU|TRINITY MERGER UNIT|INCA|INSTINET, LLC|2489
TMCXU|TRINITY MERGER UNIT|ITGI|ITG Inc.|2472
TMCXU|TRINITY MERGER UNIT|JMPT|JUMP TRADING, LLC|160
TMCXU|TRINITY MERGER UNIT|JPMX|J.P. Morgan Securities LLC|35974
TMCXU|TRINITY MERGER UNIT|KCGM|VIRTU Americas LLC|100
TMCXU|TRINITY MERGER UNIT|LEHM|Barclays Capital Inc./Le|6000
TMCXU|TRINITY MERGER UNIT|LIME|Lime Brokerage LLC|693
TMCXU|TRINITY MERGER UNIT|MITR|GMP SECURITIES, LLC|50000
TMCXU|TRINITY MERGER UNIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4778
TMCXU|TRINITY MERGER UNIT|MSCO|MORGAN STANLEY & CO. LLC|4516
TMCXU|TRINITY MERGER UNIT|MSPL|MORGAN STANLEY & CO. LLC|300
TMCXU|TRINITY MERGER UNIT|NFSC|National Financial Services LLC|136
TMCXU|TRINITY MERGER UNIT|NITE|VIRTU Americas LLC|15566
TMCXU|TRINITY MERGER UNIT|PDQM|CODA MARKETS, INC.|117
TMCXU|TRINITY MERGER UNIT|RAJA|Raymond James & Associates, Inc.|2000
TMCXU|TRINITY MERGER UNIT|RBCM|RBC CAPITAL MARKETS, LLC|600
TMCXU|TRINITY MERGER UNIT|RILY|B. RILEY FBR, INC.|36897
TMCXU|TRINITY MERGER UNIT|SGMT|GOLDMAN SACHS & CO. LLC|4621
TMCXU|TRINITY MERGER UNIT|TDSI|TD Securities (USA) LLC|20000
TMCXU|TRINITY MERGER UNIT|TRCM|TRC MARKETS LLC|306
TMCXU|TRINITY MERGER UNIT|UBSA|UBS SECURITIES LLC|22794
TMCXU|TRINITY MERGER UNIT|UBSS|UBS Securities LLC|84914
TMCXU|TRINITY MERGER UNIT|WCHV|WELLS FARGO SECURITIES, LLC|3700
TMCXU|TRINITY MERGER UNIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
TMCXW|TRINITY MERGER WTS|BTIG|BTIG, LLC|777300
TMCXW|TRINITY MERGER WTS|CANT|Cantor Fitzgerald & Co.|100
TMCXW|TRINITY MERGER WTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105600
TMCXW|TRINITY MERGER WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12057
TMCXW|TRINITY MERGER WTS|DBAX|Deutsche Bank Securities Inc.|13700
TMCXW|TRINITY MERGER WTS|EBXL|EBX LLC|68800
TMCXW|TRINITY MERGER WTS|EGXW|CBOE TRADING, INC.|17600
TMCXW|TRINITY MERGER WTS|ETRS|E*Trade Securities LLC|67770
TMCXW|TRINITY MERGER WTS|FBCO|Credit Suisse Securities (USA) LLC|72600
TMCXW|TRINITY MERGER WTS|FOMA|TD AMERITRADE CLEARING, INC.|20400
TMCXW|TRINITY MERGER WTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3100
TMCXW|TRINITY MERGER WTS|GSCS|GOLDMAN SACHS & CO. LLC|10000
TMCXW|TRINITY MERGER WTS|GSLT|GOLDMAN SACHS & CO. LLC|14127
TMCXW|TRINITY MERGER WTS|IBKR|Interactive Brokers Llc|749772
TMCXW|TRINITY MERGER WTS|ICBX|INSTINET, LLC|14900
TMCXW|TRINITY MERGER WTS|INCA|INSTINET, LLC|184300
TMCXW|TRINITY MERGER WTS|ITGI|ITG Inc.|500
TMCXW|TRINITY MERGER WTS|ITGP|ITG INC.|4400
TMCXW|TRINITY MERGER WTS|LEHM|Barclays Capital Inc./Le|7800
TMCXW|TRINITY MERGER WTS|MITR|GMP SECURITIES, LLC|3700
TMCXW|TRINITY MERGER WTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13800
TMCXW|TRINITY MERGER WTS|MPSG|E D & F Man Capital Markets Inc.|519308
TMCXW|TRINITY MERGER WTS|MSCO|MORGAN STANLEY & CO. LLC|185527
TMCXW|TRINITY MERGER WTS|NFSC|National Financial Services LLC|57700
TMCXW|TRINITY MERGER WTS|NITE|VIRTU Americas LLC|88500
TMCXW|TRINITY MERGER WTS|NITP|VIRTU Americas LLC|200
TMCXW|TRINITY MERGER WTS|RAJA|Raymond James & Associates, Inc.|100000
TMCXW|TRINITY MERGER WTS|RILY|B. RILEY FBR, INC.|651200
TMCXW|TRINITY MERGER WTS|SGMT|GOLDMAN SACHS & CO. LLC|19357
TMCXW|TRINITY MERGER WTS|SWIM|TD Ameritrade, Inc.|11500
TMCXW|TRINITY MERGER WTS|UBSA|UBS SECURITIES LLC|63900
TMCXW|TRINITY MERGER WTS|UBSS|UBS Securities LLC|15300
TMCXW|TRINITY MERGER WTS|VGRD|Vanguard Marketing Corporation|7000
TMCXW|TRINITY MERGER WTS|WCHV|WELLS FARGO SECURITIES, LLC|6918
TMCXW|TRINITY MERGER WTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|18400
TMDI|TITAN MEDICAL ORD|APCC|Apex Clearing Corporation|8700
TMDI|TITAN MEDICAL ORD|BBNT|BB&T SECURITIES, LLC|250
TMDI|TITAN MEDICAL ORD|BIMI|Banca IMI Securities Corp.|600
TMDI|TITAN MEDICAL ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1050
TMDI|TITAN MEDICAL ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1099
TMDI|TITAN MEDICAL ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1110
TMDI|TITAN MEDICAL ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
TMDI|TITAN MEDICAL ORD|DBAX|Deutsche Bank Securities Inc.|1100
TMDI|TITAN MEDICAL ORD|DEAN|MORGAN STANLEY|67
TMDI|TITAN MEDICAL ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1605
TMDI|TITAN MEDICAL ORD|EBXL|EBX LLC|1700
TMDI|TITAN MEDICAL ORD|EDJO|Edward D. Jones & Co., L.P.|3718
TMDI|TITAN MEDICAL ORD|EGAM|CBOE TRADING, INC.|100
TMDI|TITAN MEDICAL ORD|EGXM|CBOE TRADING, INC.|900
TMDI|TITAN MEDICAL ORD|ETBE|Electronic Transaction Clearing, Inc.|300
TMDI|TITAN MEDICAL ORD|ETCB|ETC BROKERAGE SERVICES, LLC|4
TMDI|TITAN MEDICAL ORD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
TMDI|TITAN MEDICAL ORD|ETRS|E*Trade Securities LLC|31706
TMDI|TITAN MEDICAL ORD|FOMA|TD AMERITRADE CLEARING, INC.|41153
TMDI|TITAN MEDICAL ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|532
TMDI|TITAN MEDICAL ORD|GLPX|ACS EXECUTION SERVICES, LLC|1178
TMDI|TITAN MEDICAL ORD|GSCO|GOLDMAN SACHS & CO. LLC|900
TMDI|TITAN MEDICAL ORD|GSLT|GOLDMAN SACHS & CO. LLC|10398
TMDI|TITAN MEDICAL ORD|GTSZ|GTS SECURITIES LLC|150
TMDI|TITAN MEDICAL ORD|HRBF|American Enterprise Investment Services Inc.|1400
TMDI|TITAN MEDICAL ORD|IBKR|Interactive Brokers Llc|4718
TMDI|TITAN MEDICAL ORD|INCA|INSTINET, LLC|27732
TMDI|TITAN MEDICAL ORD|ITGI|ITG Inc.|25118
TMDI|TITAN MEDICAL ORD|ITGP|ITG INC.|7400
TMDI|TITAN MEDICAL ORD|JPMX|J.P. Morgan Securities LLC|400
TMDI|TITAN MEDICAL ORD|KCGM|VIRTU Americas LLC|100
TMDI|TITAN MEDICAL ORD|LEHM|Barclays Capital Inc./Le|600
TMDI|TITAN MEDICAL ORD|MSCO|MORGAN STANLEY & CO. LLC|53541
TMDI|TITAN MEDICAL ORD|NFSC|National Financial Services LLC|17913
TMDI|TITAN MEDICAL ORD|NITE|VIRTU Americas LLC|56181
TMDI|TITAN MEDICAL ORD|PDQM|CODA MARKETS, INC.|1279
TMDI|TITAN MEDICAL ORD|PWJC|UBS Financial Services, Inc.|3237
TMDI|TITAN MEDICAL ORD|RAJA|Raymond James & Associates, Inc.|1179
TMDI|TITAN MEDICAL ORD|RBCM|RBC CAPITAL MARKETS, LLC|400
TMDI|TITAN MEDICAL ORD|SGMT|GOLDMAN SACHS & CO. LLC|500
TMDI|TITAN MEDICAL ORD|SPDR|SPEEDROUTE LLC|900
TMDI|TITAN MEDICAL ORD|SWIM|TD Ameritrade, Inc.|348
TMDI|TITAN MEDICAL ORD|TWTT|TASTYWORKS, INC.|400
TMDI|TITAN MEDICAL ORD|UBSA|UBS SECURITIES LLC|7824
TMDI|TITAN MEDICAL ORD|UBSS|UBS Securities LLC|620
TMDI|TITAN MEDICAL ORD|VGRD|Vanguard Marketing Corporation|1911
TMDI|TITAN MEDICAL ORD|WCHV|WELLS FARGO SECURITIES, LLC|14141
TMDI|TITAN MEDICAL ORD|WEDB|WEDBUSH SECURITIES INC.|67
TMF|DIREXION DAILY 20 YR|ALTX|Alternet Securities Inc.|100
TMF|DIREXION DAILY 20 YR|APCC|Apex Clearing Corporation|17643
TMF|DIREXION DAILY 20 YR|BARD|Robert W. Baird & Co. Incorporated|550
TMF|DIREXION DAILY 20 YR|BATM|CBOE TRADING, INC.|2100
TMF|DIREXION DAILY 20 YR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28138
TMF|DIREXION DAILY 20 YR|CANT|Cantor Fitzgerald & Co.|30900
TMF|DIREXION DAILY 20 YR|CHAS|Charles Schwab & Co., Inc.|14995
TMF|DIREXION DAILY 20 YR|CMTT|CMT TRADING LLC|13440
TMF|DIREXION DAILY 20 YR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12900
TMF|DIREXION DAILY 20 YR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|51031
TMF|DIREXION DAILY 20 YR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2270
TMF|DIREXION DAILY 20 YR|DBAB|Deutsche Bank Securities Inc.|4877
TMF|DIREXION DAILY 20 YR|DBAX|Deutsche Bank Securities Inc.|36600
TMF|DIREXION DAILY 20 YR|DEAN|MORGAN STANLEY|8090
TMF|DIREXION DAILY 20 YR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8000
TMF|DIREXION DAILY 20 YR|EBXL|EBX LLC|16200
TMF|DIREXION DAILY 20 YR|ECUT|CONVERGEX EXECUTION SOLUTIONS|13944
TMF|DIREXION DAILY 20 YR|EGAM|CBOE TRADING, INC.|2099
TMF|DIREXION DAILY 20 YR|EGAW|CBOE TRADING, INC.|61
TMF|DIREXION DAILY 20 YR|EGXM|CBOE TRADING, INC.|3633
TMF|DIREXION DAILY 20 YR|ETBE|Electronic Transaction Clearing, Inc.|1100
TMF|DIREXION DAILY 20 YR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3589
TMF|DIREXION DAILY 20 YR|ETRS|E*Trade Securities LLC|161199
TMF|DIREXION DAILY 20 YR|FILL|Tradestation Securities, Inc.|21529
TMF|DIREXION DAILY 20 YR|FMAF|NBCN Inc./ CDS|4752
TMF|DIREXION DAILY 20 YR|FTBR|Foliofn Investments, Inc.|62318
TMF|DIREXION DAILY 20 YR|GLIS|TD Securities Inc|1200
TMF|DIREXION DAILY 20 YR|GLPX|ACS EXECUTION SERVICES, LLC|47
TMF|DIREXION DAILY 20 YR|GSCO|GOLDMAN SACHS & CO. LLC|1100
TMF|DIREXION DAILY 20 YR|GSLT|GOLDMAN SACHS & CO. LLC|37787
TMF|DIREXION DAILY 20 YR|GTSZ|GTS SECURITIES LLC|400
TMF|DIREXION DAILY 20 YR|HRBF|American Enterprise Investment Services Inc.|95
TMF|DIREXION DAILY 20 YR|IATS|INTERACTIVE BROKERS LLC|145531
TMF|DIREXION DAILY 20 YR|IBKR|Interactive Brokers Llc|286964
TMF|DIREXION DAILY 20 YR|ICBX|INSTINET, LLC|106717
TMF|DIREXION DAILY 20 YR|INCA|INSTINET, LLC|20047
TMF|DIREXION DAILY 20 YR|ITGI|ITG Inc.|100
TMF|DIREXION DAILY 20 YR|ITGP|ITG INC.|7400
TMF|DIREXION DAILY 20 YR|JEFF|JEFFERIES LLC|5000
TMF|DIREXION DAILY 20 YR|JMPT|JUMP TRADING, LLC|9984
TMF|DIREXION DAILY 20 YR|JPMX|J.P. Morgan Securities LLC|6800
TMF|DIREXION DAILY 20 YR|JSEB|JANE STREET EXECUTION SERVICES, LLC|2900
TMF|DIREXION DAILY 20 YR|JSJX|JANE STREET CAPITAL LLC|253236
TMF|DIREXION DAILY 20 YR|KCGM|VIRTU Americas LLC|16313
TMF|DIREXION DAILY 20 YR|LEHM|Barclays Capital Inc./Le|27600
TMF|DIREXION DAILY 20 YR|LIME|Lime Brokerage LLC|28190
TMF|DIREXION DAILY 20 YR|LSCI|Lek Securities Corporation|2313
TMF|DIREXION DAILY 20 YR|MBTS|ALLY INVEST SECURITIES LLC|150
TMF|DIREXION DAILY 20 YR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|49410
TMF|DIREXION DAILY 20 YR|MOTF|MOTIF INVESTING, INC.|11
TMF|DIREXION DAILY 20 YR|MSCO|MORGAN STANLEY & CO. LLC|147082
TMF|DIREXION DAILY 20 YR|MSPL|MORGAN STANLEY & CO. LLC|8100
TMF|DIREXION DAILY 20 YR|MSTX|MORGAN STANLEY & CO. LLC|300
TMF|DIREXION DAILY 20 YR|NFSC|National Financial Services LLC|440444
TMF|DIREXION DAILY 20 YR|NITE|VIRTU Americas LLC|831801
TMF|DIREXION DAILY 20 YR|NITP|VIRTU Americas LLC|51886
TMF|DIREXION DAILY 20 YR|NQRB|Brut, LLC|2500
TMF|DIREXION DAILY 20 YR|NTBF|BMO Nesbitt Burns Inc./CDS|4728
TMF|DIREXION DAILY 20 YR|PDQM|CODA MARKETS, INC.|69
TMF|DIREXION DAILY 20 YR|PHLY|NASDAQ Execution Services, LLC|1200
TMF|DIREXION DAILY 20 YR|PWJC|UBS Financial Services, Inc.|1550
TMF|DIREXION DAILY 20 YR|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|17348
TMF|DIREXION DAILY 20 YR|RGLD|Regal Securities, Inc|920
TMF|DIREXION DAILY 20 YR|RHOX|XR Securities LLC|29214
TMF|DIREXION DAILY 20 YR|SAGL|SAGETRADER, LLC|300
TMF|DIREXION DAILY 20 YR|SBSH|Citigroup Global Markets Inc.|36774
TMF|DIREXION DAILY 20 YR|SGMT|GOLDMAN SACHS & CO. LLC|20860
TMF|DIREXION DAILY 20 YR|STKP|STOCKPILE INVESTMENTS, INC.|22
TMF|DIREXION DAILY 20 YR|SWIM|TD Ameritrade, Inc.|95006
TMF|DIREXION DAILY 20 YR|TKNG|ALLY INVEST SECURITIES LLC|2434
TMF|DIREXION DAILY 20 YR|TRBT|Tradebot Systems, Inc.|20717
TMF|DIREXION DAILY 20 YR|TRCM|TRC MARKETS LLC|365016
TMF|DIREXION DAILY 20 YR|TWTT|TASTYWORKS, INC.|230
TMF|DIREXION DAILY 20 YR|UBSA|UBS SECURITIES LLC|70862
TMF|DIREXION DAILY 20 YR|UBSS|UBS Securities LLC|97413
TMF|DIREXION DAILY 20 YR|VALX|VIRTU AMERICAS LLC|1320
TMF|DIREXION DAILY 20 YR|VGRD|Vanguard Marketing Corporation|53102
TMF|DIREXION DAILY 20 YR|VIEW|VIEWTRADE SECURITIES LLC|4042
TMF|DIREXION DAILY 20 YR|WCHV|WELLS FARGO SECURITIES, LLC|370
TMF|DIREXION DAILY 20 YR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3454
TMF|DIREXION DAILY 20 YR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31135
TMF|DIREXION DAILY 20 YR|WGIF|CIBC World Markets Inc.|6289
TMF|DIREXION DAILY 20 YR|WSEA|WOLVERINE SECURITIES, LLC|4829
TMF|DIREXION DAILY 20 YR|XPUS|XP SECURITIES, LLC|30500
TMF|DIREXION DAILY 20 YR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1284
TMFC|MOTLEY FOOL 100 INDE|APCC|Apex Clearing Corporation|439
TMFC|MOTLEY FOOL 100 INDE|BATM|CBOE TRADING, INC.|276
TMFC|MOTLEY FOOL 100 INDE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
TMFC|MOTLEY FOOL 100 INDE|BYXM|CBOE TRADING, INC.|100
TMFC|MOTLEY FOOL 100 INDE|CANT|Cantor Fitzgerald & Co.|14985
TMFC|MOTLEY FOOL 100 INDE|CHAS|Charles Schwab & Co., Inc.|485
TMFC|MOTLEY FOOL 100 INDE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25668
TMFC|MOTLEY FOOL 100 INDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11200
TMFC|MOTLEY FOOL 100 INDE|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
TMFC|MOTLEY FOOL 100 INDE|DBAX|Deutsche Bank Securities Inc.|3500
TMFC|MOTLEY FOOL 100 INDE|EBXL|EBX LLC|2200
TMFC|MOTLEY FOOL 100 INDE|EDJO|Edward D. Jones & Co., L.P.|400
TMFC|MOTLEY FOOL 100 INDE|ETRS|E*Trade Securities LLC|28780
TMFC|MOTLEY FOOL 100 INDE|FILL|Tradestation Securities, Inc.|400
TMFC|MOTLEY FOOL 100 INDE|FTBR|Foliofn Investments, Inc.|193
TMFC|MOTLEY FOOL 100 INDE|GEBB|GLOBAL EXECUTION BROKERS, LP|90
TMFC|MOTLEY FOOL 100 INDE|GTSZ|GTS SECURITIES LLC|839
TMFC|MOTLEY FOOL 100 INDE|IATS|INTERACTIVE BROKERS LLC|1600
TMFC|MOTLEY FOOL 100 INDE|IBKR|Interactive Brokers Llc|4649
TMFC|MOTLEY FOOL 100 INDE|ICBX|INSTINET, LLC|2280
TMFC|MOTLEY FOOL 100 INDE|INCA|INSTINET, LLC|2900
TMFC|MOTLEY FOOL 100 INDE|JPMX|J.P. Morgan Securities LLC|3800
TMFC|MOTLEY FOOL 100 INDE|JSJX|JANE STREET CAPITAL LLC|23941
TMFC|MOTLEY FOOL 100 INDE|KCGM|VIRTU Americas LLC|10779
TMFC|MOTLEY FOOL 100 INDE|LEHM|Barclays Capital Inc./Le|7000
TMFC|MOTLEY FOOL 100 INDE|LIME|Lime Brokerage LLC|882
TMFC|MOTLEY FOOL 100 INDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14000
TMFC|MOTLEY FOOL 100 INDE|MOTF|MOTIF INVESTING, INC.|1
TMFC|MOTLEY FOOL 100 INDE|MSCO|MORGAN STANLEY & CO. LLC|32972
TMFC|MOTLEY FOOL 100 INDE|MSPL|MORGAN STANLEY & CO. LLC|1000
TMFC|MOTLEY FOOL 100 INDE|NFSC|National Financial Services LLC|138976
TMFC|MOTLEY FOOL 100 INDE|NITE|VIRTU Americas LLC|118732
TMFC|MOTLEY FOOL 100 INDE|NITP|VIRTU Americas LLC|858
TMFC|MOTLEY FOOL 100 INDE|NTBF|BMO Nesbitt Burns Inc./CDS|50
TMFC|MOTLEY FOOL 100 INDE|PWJC|UBS Financial Services, Inc.|5
TMFC|MOTLEY FOOL 100 INDE|RBCM|RBC CAPITAL MARKETS, LLC|3845
TMFC|MOTLEY FOOL 100 INDE|SBSH|Citigroup Global Markets Inc.|5
TMFC|MOTLEY FOOL 100 INDE|SGMT|GOLDMAN SACHS & CO. LLC|1675
TMFC|MOTLEY FOOL 100 INDE|STKP|STOCKPILE INVESTMENTS, INC.|386
TMFC|MOTLEY FOOL 100 INDE|SWIM|TD Ameritrade, Inc.|7014
TMFC|MOTLEY FOOL 100 INDE|SWST|Hilltop Securities Inc.|4206
TMFC|MOTLEY FOOL 100 INDE|TKNG|ALLY INVEST SECURITIES LLC|315
TMFC|MOTLEY FOOL 100 INDE|UBSA|UBS SECURITIES LLC|16200
TMFC|MOTLEY FOOL 100 INDE|UBSS|UBS Securities LLC|24422
TMFC|MOTLEY FOOL 100 INDE|VGRD|Vanguard Marketing Corporation|31905
TMFC|MOTLEY FOOL 100 INDE|WCHV|WELLS FARGO SECURITIES, LLC|7617
TMFC|MOTLEY FOOL 100 INDE|WGIF|CIBC World Markets Inc.|10
TMFC|MOTLEY FOOL 100 INDE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|50
TMFC|MOTLEY FOOL 100 INDE|WSEA|WOLVERINE SECURITIES, LLC|2416
TMFC|MOTLEY FOOL 100 INDE|XSTM|NATIONAL FINANCIAL SERVICES LLC|27134
TMFC|MOTLEY FOOL 100 INDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13938
TMHC|TAYLOR MORRISON HOME|ABLE|NATIXIS Securities Americas LLC|22986
TMHC|TAYLOR MORRISON HOME|ALTX|Alternet Securities Inc.|15585
TMHC|TAYLOR MORRISON HOME|APCC|Apex Clearing Corporation|1415
TMHC|TAYLOR MORRISON HOME|BARD|Robert W. Baird & Co. Incorporated|1110
TMHC|TAYLOR MORRISON HOME|BATM|CBOE TRADING, INC.|8603
TMHC|TAYLOR MORRISON HOME|BBNT|BB&T SECURITIES, LLC|146
TMHC|TAYLOR MORRISON HOME|BERN|Sanford C. Bernstein & Co., LLC|27525
TMHC|TAYLOR MORRISON HOME|BIDS|BIDS TRADING L.P.|45600
TMHC|TAYLOR MORRISON HOME|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3492
TMHC|TAYLOR MORRISON HOME|BLKX|INSTINET, LLC|254711
TMHC|TAYLOR MORRISON HOME|BMOC|BMO Capital Markets Corp.|1274
TMHC|TAYLOR MORRISON HOME|BNCH|The Benchmark Company, LLC|10118
TMHC|TAYLOR MORRISON HOME|BNPX|BNP PARIBAS SECURITIES CORP.|78380
TMHC|TAYLOR MORRISON HOME|BYXM|CBOE TRADING, INC.|1315
TMHC|TAYLOR MORRISON HOME|BZYD|GOLDMAN SACHS & CO. LLC|2715
TMHC|TAYLOR MORRISON HOME|CBLC|CITIGROUP GLOBAL MARKETS INC.|261400
TMHC|TAYLOR MORRISON HOME|CLSA|CLSA AMERICAS, LLC|1890
TMHC|TAYLOR MORRISON HOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|296398
TMHC|TAYLOR MORRISON HOME|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
TMHC|TAYLOR MORRISON HOME|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5500
TMHC|TAYLOR MORRISON HOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|561845
TMHC|TAYLOR MORRISON HOME|CTDL|Citadel Derivatives Group Llc|57337
TMHC|TAYLOR MORRISON HOME|CXCX|CITIGROUP GLOBAL MARKETS INC.|161292
TMHC|TAYLOR MORRISON HOME|DBAB|Deutsche Bank Securities Inc.|319661
TMHC|TAYLOR MORRISON HOME|DBAX|Deutsche Bank Securities Inc.|485100
TMHC|TAYLOR MORRISON HOME|DBUL|Deutsche Bank Securities Inc.|3557
TMHC|TAYLOR MORRISON HOME|DCHF|Dart Executions, LLC|1909
TMHC|TAYLOR MORRISON HOME|DEAN|MORGAN STANLEY|422
TMHC|TAYLOR MORRISON HOME|DEGS|RONIN PROFESSIONAL LLC|1215
TMHC|TAYLOR MORRISON HOME|EBXL|EBX LLC|260100
TMHC|TAYLOR MORRISON HOME|ECUT|CONVERGEX EXECUTION SOLUTIONS|1496
TMHC|TAYLOR MORRISON HOME|EGAM|CBOE TRADING, INC.|21196
TMHC|TAYLOR MORRISON HOME|EGMT|EG MARKET TECHNOLOGIES LLC|1200
TMHC|TAYLOR MORRISON HOME|EGXM|CBOE TRADING, INC.|8383
TMHC|TAYLOR MORRISON HOME|EGXW|CBOE TRADING, INC.|300
TMHC|TAYLOR MORRISON HOME|ETBE|Electronic Transaction Clearing, Inc.|18319
TMHC|TAYLOR MORRISON HOME|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
TMHC|TAYLOR MORRISON HOME|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17238
TMHC|TAYLOR MORRISON HOME|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|989
TMHC|TAYLOR MORRISON HOME|ETRS|E*Trade Securities LLC|34564
TMHC|TAYLOR MORRISON HOME|FBRC|B. RILEY FBR, INC.|917876
TMHC|TAYLOR MORRISON HOME|FILL|Tradestation Securities, Inc.|1039
TMHC|TAYLOR MORRISON HOME|FMAF|NBCN Inc./ CDS|391
TMHC|TAYLOR MORRISON HOME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|682
TMHC|TAYLOR MORRISON HOME|FQLS|Quantlab Securities LP|318597
TMHC|TAYLOR MORRISON HOME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63507
TMHC|TAYLOR MORRISON HOME|FTBR|Foliofn Investments, Inc.|1491
TMHC|TAYLOR MORRISON HOME|GEBB|GLOBAL EXECUTION BROKERS, LP|3715
TMHC|TAYLOR MORRISON HOME|GLPX|ACS EXECUTION SERVICES, LLC|34559
TMHC|TAYLOR MORRISON HOME|GNAV|GREEN STREET TRADING, LLC|317500
TMHC|TAYLOR MORRISON HOME|GSCO|GOLDMAN SACHS & CO. LLC|1195174
TMHC|TAYLOR MORRISON HOME|GSCS|GOLDMAN SACHS & CO. LLC|13208
TMHC|TAYLOR MORRISON HOME|GSLT|GOLDMAN SACHS & CO. LLC|6993
TMHC|TAYLOR MORRISON HOME|GTSZ|GTS SECURITIES LLC|172166
TMHC|TAYLOR MORRISON HOME|HRBF|American Enterprise Investment Services Inc.|10068
TMHC|TAYLOR MORRISON HOME|IATS|INTERACTIVE BROKERS LLC|4707
TMHC|TAYLOR MORRISON HOME|IBKR|Interactive Brokers Llc|8489
TMHC|TAYLOR MORRISON HOME|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
TMHC|TAYLOR MORRISON HOME|ICBX|INSTINET, LLC|151390
TMHC|TAYLOR MORRISON HOME|IEQY|CITADEL SECURITIES LLC|154623
TMHC|TAYLOR MORRISON HOME|INCA|INSTINET, LLC|347374
TMHC|TAYLOR MORRISON HOME|INJX|INSTINET, LLC|21902
TMHC|TAYLOR MORRISON HOME|ITGI|ITG Inc.|96051
TMHC|TAYLOR MORRISON HOME|ITGP|ITG INC.|255800
TMHC|TAYLOR MORRISON HOME|JANY|Janney Montgomery Scott Inc.|396
TMHC|TAYLOR MORRISON HOME|JEFF|JEFFERIES LLC|757706
TMHC|TAYLOR MORRISON HOME|JMPT|JUMP TRADING, LLC|157849
TMHC|TAYLOR MORRISON HOME|JONE|JonesTrading|106728
TMHC|TAYLOR MORRISON HOME|JPBX|J.P. MORGAN SECURITIES LLC|140766
TMHC|TAYLOR MORRISON HOME|JPMX|J.P. Morgan Securities LLC|1507164
TMHC|TAYLOR MORRISON HOME|JSJX|JANE STREET CAPITAL LLC|5013
TMHC|TAYLOR MORRISON HOME|KCGM|VIRTU Americas LLC|97076
TMHC|TAYLOR MORRISON HOME|LEHM|Barclays Capital Inc./Le|748242
TMHC|TAYLOR MORRISON HOME|LIME|Lime Brokerage LLC|15644
TMHC|TAYLOR MORRISON HOME|LMNX|LUMINEX TRADING & ANALYTICS LLC|173600
TMHC|TAYLOR MORRISON HOME|LQNA|LIQUIDNET, INC.|594400
TMHC|TAYLOR MORRISON HOME|LSCI|Lek Securities Corporation|314
TMHC|TAYLOR MORRISON HOME|MACQ|Macquarie Capital (USA) Inc.|872479
TMHC|TAYLOR MORRISON HOME|MAXM|Maxim Group LLC|637
TMHC|TAYLOR MORRISON HOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|366432
TMHC|TAYLOR MORRISON HOME|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
TMHC|TAYLOR MORRISON HOME|MNDX|TJM Investments, LLC|23801
TMHC|TAYLOR MORRISON HOME|MOTF|MOTIF INVESTING, INC.|7
TMHC|TAYLOR MORRISON HOME|MSCO|MORGAN STANLEY & CO. LLC|1377700
TMHC|TAYLOR MORRISON HOME|MSPL|MORGAN STANLEY & CO. LLC|749200
TMHC|TAYLOR MORRISON HOME|MSTX|MORGAN STANLEY & CO. LLC|150000
TMHC|TAYLOR MORRISON HOME|MULL|MARK J. MULLER EQUITIES, INC.|1400
TMHC|TAYLOR MORRISON HOME|NEUB|NEUBERGER BERMAN BD LLC|165
TMHC|TAYLOR MORRISON HOME|NFSC|National Financial Services LLC|96443
TMHC|TAYLOR MORRISON HOME|NITE|VIRTU Americas LLC|388207
TMHC|TAYLOR MORRISON HOME|NITP|VIRTU Americas LLC|400
TMHC|TAYLOR MORRISON HOME|NQRB|Brut, LLC|44124
TMHC|TAYLOR MORRISON HOME|OPCO|Oppenheimer & Co. Inc.|5120
TMHC|TAYLOR MORRISON HOME|OTAA|OTA LLC|10800
TMHC|TAYLOR MORRISON HOME|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|390
TMHC|TAYLOR MORRISON HOME|PDQM|CODA MARKETS, INC.|37266
TMHC|TAYLOR MORRISON HOME|PWJC|UBS Financial Services, Inc.|650
TMHC|TAYLOR MORRISON HOME|RBCM|RBC CAPITAL MARKETS, LLC|989
TMHC|TAYLOR MORRISON HOME|RHOX|XR Securities LLC|36419
TMHC|TAYLOR MORRISON HOME|SAGL|SAGETRADER, LLC|46237
TMHC|TAYLOR MORRISON HOME|SAGW|SAGETRADER, LLC|116
TMHC|TAYLOR MORRISON HOME|SBRX|MURIEL SIEBERT & CO INC|100
TMHC|TAYLOR MORRISON HOME|SBSH|Citigroup Global Markets Inc.|268531
TMHC|TAYLOR MORRISON HOME|SGMT|GOLDMAN SACHS & CO. LLC|352844
TMHC|TAYLOR MORRISON HOME|SPDR|SPEEDROUTE LLC|28807
TMHC|TAYLOR MORRISON HOME|SSBS|STATE STREET GLOBAL MARKETS, LLC|2891
TMHC|TAYLOR MORRISON HOME|STFL|Stifel, Nicolaus & Company, Incorporated|99685
TMHC|TAYLOR MORRISON HOME|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3768
TMHC|TAYLOR MORRISON HOME|SWIM|TD Ameritrade, Inc.|27806
TMHC|TAYLOR MORRISON HOME|TKNG|ALLY INVEST SECURITIES LLC|1255
TMHC|TAYLOR MORRISON HOME|TRBT|Tradebot Systems, Inc.|368150
TMHC|TAYLOR MORRISON HOME|TRCM|TRC MARKETS LLC|183628
TMHC|TAYLOR MORRISON HOME|TWTT|TASTYWORKS, INC.|200
TMHC|TAYLOR MORRISON HOME|UBSA|UBS SECURITIES LLC|920283
TMHC|TAYLOR MORRISON HOME|UBSS|UBS Securities LLC|850237
TMHC|TAYLOR MORRISON HOME|VALX|VIRTU AMERICAS LLC|12922
TMHC|TAYLOR MORRISON HOME|VGRD|Vanguard Marketing Corporation|22450
TMHC|TAYLOR MORRISON HOME|VSIN|Vision Financial Markets Llc|1100
TMHC|TAYLOR MORRISON HOME|WBPX|SUMMIT SECURITIES GROUP, LLC|4510
TMHC|TAYLOR MORRISON HOME|WCHV|WELLS FARGO SECURITIES, LLC|149251
TMHC|TAYLOR MORRISON HOME|WEED|Weeden & Co.L.P.|54040
TMHC|TAYLOR MORRISON HOME|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7908
TMHC|TAYLOR MORRISON HOME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8047
TMHC|TAYLOR MORRISON HOME|WSEA|WOLVERINE SECURITIES, LLC|1565
TMHC|TAYLOR MORRISON HOME|XIST|INSTINET, LLC|162650
TMHC|TAYLOR MORRISON HOME|XPQR|Jump Trading|400
TMHC|TAYLOR MORRISON HOME|XSTM|NATIONAL FINANCIAL SERVICES LLC|20600
TMHC|TAYLOR MORRISON HOME|YKNA|COMHAR CAPITAL MARKETS, LLC|1008
TMHC|TAYLOR MORRISON HOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|83
TMK|TORCHMARK CP|ALTX|Alternet Securities Inc.|1700
TMK|TORCHMARK CP|APCC|Apex Clearing Corporation|40
TMK|TORCHMARK CP|BANK|Primevest Financial Services, Inc.|3782
TMK|TORCHMARK CP|BARD|Robert W. Baird & Co. Incorporated|44
TMK|TORCHMARK CP|BATM|CBOE TRADING, INC.|2204
TMK|TORCHMARK CP|BAYC|BAY CREST PARTNERS, LLC|1585
TMK|TORCHMARK CP|BBNT|BB&T SECURITIES, LLC|151
TMK|TORCHMARK CP|BERN|Sanford C. Bernstein & Co., LLC|19079
TMK|TORCHMARK CP|BIDS|BIDS TRADING L.P.|200
TMK|TORCHMARK CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12499
TMK|TORCHMARK CP|BMOC|BMO Capital Markets Corp.|3
TMK|TORCHMARK CP|BNPX|BNP PARIBAS SECURITIES CORP.|64131
TMK|TORCHMARK CP|BTIG|BTIG, LLC|10230
TMK|TORCHMARK CP|BYXM|CBOE TRADING, INC.|600
TMK|TORCHMARK CP|BZYD|GOLDMAN SACHS & CO. LLC|100
TMK|TORCHMARK CP|CANT|Cantor Fitzgerald & Co.|461
TMK|TORCHMARK CP|CHAS|Charles Schwab & Co., Inc.|2431
TMK|TORCHMARK CP|CIBP|CIBC World Markets Corp.|4511
TMK|TORCHMARK CP|CIST|Capital Institutional Services, Inc.|135
TMK|TORCHMARK CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154945
TMK|TORCHMARK CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|213
TMK|TORCHMARK CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|216443
TMK|TORCHMARK CP|CTDL|Citadel Derivatives Group Llc|8424
TMK|TORCHMARK CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10750
TMK|TORCHMARK CP|DBAB|Deutsche Bank Securities Inc.|153711
TMK|TORCHMARK CP|DBAX|Deutsche Bank Securities Inc.|61300
TMK|TORCHMARK CP|DCHF|Dart Executions, LLC|3570
TMK|TORCHMARK CP|DEAN|MORGAN STANLEY|604
TMK|TORCHMARK CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20
TMK|TORCHMARK CP|EBXL|EBX LLC|85200
TMK|TORCHMARK CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|64968
TMK|TORCHMARK CP|EDJO|Edward D. Jones & Co., L.P.|835
TMK|TORCHMARK CP|EGAM|CBOE TRADING, INC.|4534
TMK|TORCHMARK CP|EGAW|CBOE TRADING, INC.|135
TMK|TORCHMARK CP|EGMT|EG MARKET TECHNOLOGIES LLC|207
TMK|TORCHMARK CP|EGXM|CBOE TRADING, INC.|214
TMK|TORCHMARK CP|EGXW|CBOE TRADING, INC.|53
TMK|TORCHMARK CP|ETBE|Electronic Transaction Clearing, Inc.|9547
TMK|TORCHMARK CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
TMK|TORCHMARK CP|ETCB|ETC BROKERAGE SERVICES, LLC|26
TMK|TORCHMARK CP|ETCC|Electronic Transaction Clearing, Inc.|799
TMK|TORCHMARK CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9154
TMK|TORCHMARK CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|916
TMK|TORCHMARK CP|ETRS|E*Trade Securities LLC|8516
TMK|TORCHMARK CP|FILL|Tradestation Securities, Inc.|176
TMK|TORCHMARK CP|FMAF|NBCN Inc./ CDS|160
TMK|TORCHMARK CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11078
TMK|TORCHMARK CP|FQLS|Quantlab Securities LP|194404
TMK|TORCHMARK CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79868
TMK|TORCHMARK CP|FTBR|Foliofn Investments, Inc.|1176
TMK|TORCHMARK CP|GLPX|ACS EXECUTION SERVICES, LLC|21644
TMK|TORCHMARK CP|GSCO|GOLDMAN SACHS & CO. LLC|1394656
TMK|TORCHMARK CP|GSLT|GOLDMAN SACHS & CO. LLC|3140
TMK|TORCHMARK CP|GTSZ|GTS SECURITIES LLC|165482
TMK|TORCHMARK CP|HRBF|American Enterprise Investment Services Inc.|105
TMK|TORCHMARK CP|HSBC|HSBC Securities, Inc.|20699
TMK|TORCHMARK CP|IATS|INTERACTIVE BROKERS LLC|1958
TMK|TORCHMARK CP|IBKR|Interactive Brokers Llc|2457
TMK|TORCHMARK CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|911
TMK|TORCHMARK CP|ICBX|INSTINET, LLC|15505
TMK|TORCHMARK CP|IEQY|CITADEL SECURITIES LLC|70506
TMK|TORCHMARK CP|INCA|INSTINET, LLC|127415
TMK|TORCHMARK CP|INJX|INSTINET, LLC|2792
TMK|TORCHMARK CP|ITGI|ITG Inc.|30818
TMK|TORCHMARK CP|ITGP|ITG INC.|40400
TMK|TORCHMARK CP|JANY|Janney Montgomery Scott Inc.|50
TMK|TORCHMARK CP|JEFF|JEFFERIES LLC|29173
TMK|TORCHMARK CP|JMPT|JUMP TRADING, LLC|31144
TMK|TORCHMARK CP|JPBX|J.P. MORGAN SECURITIES LLC|17883
TMK|TORCHMARK CP|JPMX|J.P. Morgan Securities LLC|163212
TMK|TORCHMARK CP|JSJX|JANE STREET CAPITAL LLC|6272
TMK|TORCHMARK CP|KCGM|VIRTU Americas LLC|8173
TMK|TORCHMARK CP|LEHM|Barclays Capital Inc./Le|294256
TMK|TORCHMARK CP|LIME|Lime Brokerage LLC|90749
TMK|TORCHMARK CP|LOOP|Loop Capital Markets LLC|1398
TMK|TORCHMARK CP|LQNA|LIQUIDNET, INC.|25200
TMK|TORCHMARK CP|LSCI|Lek Securities Corporation|113
TMK|TORCHMARK CP|MACC|Mid Atlantic Capital Corporation|19
TMK|TORCHMARK CP|MACQ|Macquarie Capital (USA) Inc.|100
TMK|TORCHMARK CP|MKMP|MKM Partners LLC|4200
TMK|TORCHMARK CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35138
TMK|TORCHMARK CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
TMK|TORCHMARK CP|MOTF|MOTIF INVESTING, INC.|1
TMK|TORCHMARK CP|MSCO|MORGAN STANLEY & CO. LLC|679073
TMK|TORCHMARK CP|MSPL|MORGAN STANLEY & CO. LLC|105300
TMK|TORCHMARK CP|MSTX|MORGAN STANLEY & CO. LLC|74600
TMK|TORCHMARK CP|MULL|MARK J. MULLER EQUITIES, INC.|33723
TMK|TORCHMARK CP|NBCS|NBC Securities, INC.|118
TMK|TORCHMARK CP|NEUB|NEUBERGER BERMAN BD LLC|575
TMK|TORCHMARK CP|NFSC|National Financial Services LLC|32395
TMK|TORCHMARK CP|NITE|VIRTU Americas LLC|93565
TMK|TORCHMARK CP|NITP|VIRTU Americas LLC|600
TMK|TORCHMARK CP|NQRB|Brut, LLC|1358
TMK|TORCHMARK CP|NTRC|Northern Trust Securities, Inc.|392
TMK|TORCHMARK CP|PDQM|CODA MARKETS, INC.|44745
TMK|TORCHMARK CP|PWJC|UBS Financial Services, Inc.|2
TMK|TORCHMARK CP|QMSR|QUATTRO M SECURITIES INC.|1076
TMK|TORCHMARK CP|RBCM|RBC CAPITAL MARKETS, LLC|62
TMK|TORCHMARK CP|SAGW|SAGETRADER, LLC|100
TMK|TORCHMARK CP|SBSH|Citigroup Global Markets Inc.|33761
TMK|TORCHMARK CP|SEIC|SEI Investments Distribution Co.|100
TMK|TORCHMARK CP|SGMT|GOLDMAN SACHS & CO. LLC|42503
TMK|TORCHMARK CP|SPDR|SPEEDROUTE LLC|10800
TMK|TORCHMARK CP|SPHN|Stephens Inc.|147
TMK|TORCHMARK CP|STFL|Stifel, Nicolaus & Company, Incorporated|22981
TMK|TORCHMARK CP|STKP|STOCKPILE INVESTMENTS, INC.|6
TMK|TORCHMARK CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1633
TMK|TORCHMARK CP|SWIM|TD Ameritrade, Inc.|1423
TMK|TORCHMARK CP|TAGC|TELSEY ADVISORY GROUP LLC|500
TMK|TORCHMARK CP|TDSI|TD Securities (USA) LLC|3900
TMK|TORCHMARK CP|TRBT|Tradebot Systems, Inc.|99925
TMK|TORCHMARK CP|TRCM|TRC MARKETS LLC|206871
TMK|TORCHMARK CP|UBSA|UBS SECURITIES LLC|237445
TMK|TORCHMARK CP|UBSS|UBS Securities LLC|485426
TMK|TORCHMARK CP|VALX|VIRTU AMERICAS LLC|10895
TMK|TORCHMARK CP|VGRD|Vanguard Marketing Corporation|428
TMK|TORCHMARK CP|WBLR|WILLIAM BLAIR|93
TMK|TORCHMARK CP|WBPX|SUMMIT SECURITIES GROUP, LLC|785
TMK|TORCHMARK CP|WCHV|WELLS FARGO SECURITIES, LLC|52071
TMK|TORCHMARK CP|WDNX|WEEDEN & CO.L.P.|74
TMK|TORCHMARK CP|WEDB|WEDBUSH SECURITIES INC.|7299
TMK|TORCHMARK CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9494
TMK|TORCHMARK CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2403
TMK|TORCHMARK CP|WGIF|CIBC World Markets Inc.|124
TMK|TORCHMARK CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1622
TMK|TORCHMARK CP|WSAG|WALL STREET ACCESS|82
TMK|TORCHMARK CP|WSEA|WOLVERINE SECURITIES, LLC|350
TMK|TORCHMARK CP|XIST|INSTINET, LLC|34740
TMK|TORCHMARK CP|XPQR|Jump Trading|1300
TMK|TORCHMARK CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|4290
TMK|TORCHMARK CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2504
TMK|TORCHMARK CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|942
TMK$C|TORCHMARK CP 6.125%|AGIS|Aegis Capital Corp.|2400
TMK$C|TORCHMARK CP 6.125%|BARD|Robert W. Baird & Co. Incorporated|144
TMK$C|TORCHMARK CP 6.125%|BATM|CBOE TRADING, INC.|300
TMK$C|TORCHMARK CP 6.125%|BBNT|BB&T SECURITIES, LLC|111
TMK$C|TORCHMARK CP 6.125%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4591
TMK$C|TORCHMARK CP 6.125%|BTIG|BTIG, LLC|202
TMK$C|TORCHMARK CP 6.125%|CHAS|Charles Schwab & Co., Inc.|5
TMK$C|TORCHMARK CP 6.125%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|342
TMK$C|TORCHMARK CP 6.125%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3817
TMK$C|TORCHMARK CP 6.125%|CXCX|CITIGROUP GLOBAL MARKETS INC.|34
TMK$C|TORCHMARK CP 6.125%|DBAB|Deutsche Bank Securities Inc.|50
TMK$C|TORCHMARK CP 6.125%|DBAX|Deutsche Bank Securities Inc.|2200
TMK$C|TORCHMARK CP 6.125%|DEAN|MORGAN STANLEY|13231
TMK$C|TORCHMARK CP 6.125%|EBXL|EBX LLC|2500
TMK$C|TORCHMARK CP 6.125%|EDJO|Edward D. Jones & Co., L.P.|15
TMK$C|TORCHMARK CP 6.125%|EGAM|CBOE TRADING, INC.|100
TMK$C|TORCHMARK CP 6.125%|EGXM|CBOE TRADING, INC.|300
TMK$C|TORCHMARK CP 6.125%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3935
TMK$C|TORCHMARK CP 6.125%|GLPX|ACS EXECUTION SERVICES, LLC|1565
TMK$C|TORCHMARK CP 6.125%|GSCO|GOLDMAN SACHS & CO. LLC|2088
TMK$C|TORCHMARK CP 6.125%|GTSZ|GTS SECURITIES LLC|1000
TMK$C|TORCHMARK CP 6.125%|HRBF|American Enterprise Investment Services Inc.|1412
TMK$C|TORCHMARK CP 6.125%|IBKR|Interactive Brokers Llc|372
TMK$C|TORCHMARK CP 6.125%|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|231
TMK$C|TORCHMARK CP 6.125%|ICBX|INSTINET, LLC|1500
TMK$C|TORCHMARK CP 6.125%|INCA|INSTINET, LLC|235
TMK$C|TORCHMARK CP 6.125%|ITGI|ITG Inc.|264
TMK$C|TORCHMARK CP 6.125%|ITGP|ITG INC.|200
TMK$C|TORCHMARK CP 6.125%|JANY|Janney Montgomery Scott Inc.|36
TMK$C|TORCHMARK CP 6.125%|JPMX|J.P. Morgan Securities LLC|1122
TMK$C|TORCHMARK CP 6.125%|JSEB|JANE STREET EXECUTION SERVICES, LLC|672
TMK$C|TORCHMARK CP 6.125%|KCGM|VIRTU Americas LLC|2002
TMK$C|TORCHMARK CP 6.125%|LEHM|Barclays Capital Inc./Le|3600
TMK$C|TORCHMARK CP 6.125%|LIME|Lime Brokerage LLC|1014
TMK$C|TORCHMARK CP 6.125%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|66
TMK$C|TORCHMARK CP 6.125%|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
TMK$C|TORCHMARK CP 6.125%|MSCO|MORGAN STANLEY & CO. LLC|10824
TMK$C|TORCHMARK CP 6.125%|MSPL|MORGAN STANLEY & CO. LLC|200
TMK$C|TORCHMARK CP 6.125%|NFSC|National Financial Services LLC|4793
TMK$C|TORCHMARK CP 6.125%|NITE|VIRTU Americas LLC|35555
TMK$C|TORCHMARK CP 6.125%|NQRB|Brut, LLC|212
TMK$C|TORCHMARK CP 6.125%|NTRC|Northern Trust Securities, Inc.|800
TMK$C|TORCHMARK CP 6.125%|OLDM|OLD MISSION CAPITAL, LLC|400
TMK$C|TORCHMARK CP 6.125%|OPCO|Oppenheimer & Co. Inc.|1150
TMK$C|TORCHMARK CP 6.125%|PDQM|CODA MARKETS, INC.|3065
TMK$C|TORCHMARK CP 6.125%|PWJC|UBS Financial Services, Inc.|298
TMK$C|TORCHMARK CP 6.125%|RBCM|RBC CAPITAL MARKETS, LLC|1134
TMK$C|TORCHMARK CP 6.125%|RHCO|Suntrust Robinson Humphrey, Inc.|600
TMK$C|TORCHMARK CP 6.125%|SALI|INTL FCSTONE FINANCIAL INC.|33
TMK$C|TORCHMARK CP 6.125%|SBSH|Citigroup Global Markets Inc.|946
TMK$C|TORCHMARK CP 6.125%|SGMT|GOLDMAN SACHS & CO. LLC|1810
TMK$C|TORCHMARK CP 6.125%|SPDR|SPEEDROUTE LLC|1252
TMK$C|TORCHMARK CP 6.125%|STFL|Stifel, Nicolaus & Company, Incorporated|2269
TMK$C|TORCHMARK CP 6.125%|SWST|Hilltop Securities Inc.|207
TMK$C|TORCHMARK CP 6.125%|TRBT|Tradebot Systems, Inc.|1165
TMK$C|TORCHMARK CP 6.125%|UBSA|UBS SECURITIES LLC|6612
TMK$C|TORCHMARK CP 6.125%|UBSS|UBS Securities LLC|12734
TMK$C|TORCHMARK CP 6.125%|WCHV|WELLS FARGO SECURITIES, LLC|36601
TMK$C|TORCHMARK CP 6.125%|WEDB|WEDBUSH SECURITIES INC.|82
TMK$C|TORCHMARK CP 6.125%|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55
TMK$C|TORCHMARK CP 6.125%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1455
TMO|THERMO FISHER SCIENT|ABLE|NATIXIS Securities Americas LLC|298523
TMO|THERMO FISHER SCIENT|ALLN|Allen & Company LLC|1474
TMO|THERMO FISHER SCIENT|ALTX|Alternet Securities Inc.|7115
TMO|THERMO FISHER SCIENT|ANOS|ABEL/NOSER, L.L.C.|1295
TMO|THERMO FISHER SCIENT|APCC|Apex Clearing Corporation|557
TMO|THERMO FISHER SCIENT|BANK|Primevest Financial Services, Inc.|369
TMO|THERMO FISHER SCIENT|BARD|Robert W. Baird & Co. Incorporated|6355
TMO|THERMO FISHER SCIENT|BATM|CBOE TRADING, INC.|16398
TMO|THERMO FISHER SCIENT|BAYC|BAY CREST PARTNERS, LLC|528
TMO|THERMO FISHER SCIENT|BAYT|BTIG, LLC|1433
TMO|THERMO FISHER SCIENT|BBNT|BB&T SECURITIES, LLC|1157
TMO|THERMO FISHER SCIENT|BERN|Sanford C. Bernstein & Co., LLC|55255
TMO|THERMO FISHER SCIENT|BGCE|BGC Financial Inc.|400
TMO|THERMO FISHER SCIENT|BIDS|BIDS TRADING L.P.|6500
TMO|THERMO FISHER SCIENT|BIMI|Banca IMI Securities Corp.|637
TMO|THERMO FISHER SCIENT|BKCM|BNY Mellon Capital Markets LLC|700
TMO|THERMO FISHER SCIENT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11322
TMO|THERMO FISHER SCIENT|BLKX|INSTINET, LLC|41800
TMO|THERMO FISHER SCIENT|BMOC|BMO Capital Markets Corp.|2075
TMO|THERMO FISHER SCIENT|BNPX|BNP PARIBAS SECURITIES CORP.|87379
TMO|THERMO FISHER SCIENT|BTIG|BTIG, LLC|3231
TMO|THERMO FISHER SCIENT|BYXM|CBOE TRADING, INC.|1633
TMO|THERMO FISHER SCIENT|BZYD|GOLDMAN SACHS & CO. LLC|511
TMO|THERMO FISHER SCIENT|CABR|Cabrera Capital Markets, Inc.|40
TMO|THERMO FISHER SCIENT|CANT|Cantor Fitzgerald & Co.|391
TMO|THERMO FISHER SCIENT|CBRA|Cobra Trading, Inc.|100
TMO|THERMO FISHER SCIENT|CHAS|Charles Schwab & Co., Inc.|5956
TMO|THERMO FISHER SCIENT|CIBP|CIBC World Markets Corp.|22232
TMO|THERMO FISHER SCIENT|CICF|Canaccord Genuity Corp.|200
TMO|THERMO FISHER SCIENT|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
TMO|THERMO FISHER SCIENT|CIST|Capital Institutional Services, Inc.|5564
TMO|THERMO FISHER SCIENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97236
TMO|THERMO FISHER SCIENT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|950
TMO|THERMO FISHER SCIENT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1440
TMO|THERMO FISHER SCIENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|332201
TMO|THERMO FISHER SCIENT|CTDL|Citadel Derivatives Group Llc|7510
TMO|THERMO FISHER SCIENT|CXCX|CITIGROUP GLOBAL MARKETS INC.|26340
TMO|THERMO FISHER SCIENT|DADA|D.A. Davidson & Co.|1869
TMO|THERMO FISHER SCIENT|DAVA|Davenport & Company LLC|240
TMO|THERMO FISHER SCIENT|DBAB|Deutsche Bank Securities Inc.|192034
TMO|THERMO FISHER SCIENT|DBAX|Deutsche Bank Securities Inc.|185600
TMO|THERMO FISHER SCIENT|DBUL|Deutsche Bank Securities Inc.|3847
TMO|THERMO FISHER SCIENT|DCHF|Dart Executions, LLC|4458
TMO|THERMO FISHER SCIENT|DEAN|MORGAN STANLEY|28592
TMO|THERMO FISHER SCIENT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2037
TMO|THERMO FISHER SCIENT|DRWK|DRW SECURITIES, L.L.C.|1717
TMO|THERMO FISHER SCIENT|EBXL|EBX LLC|293700
TMO|THERMO FISHER SCIENT|ECUT|CONVERGEX EXECUTION SOLUTIONS|11334
TMO|THERMO FISHER SCIENT|EDJC|Edward Jones / CDS|2315
TMO|THERMO FISHER SCIENT|EDJO|Edward D. Jones & Co., L.P.|21760
TMO|THERMO FISHER SCIENT|EGAM|CBOE TRADING, INC.|13165
TMO|THERMO FISHER SCIENT|EGAW|CBOE TRADING, INC.|102
TMO|THERMO FISHER SCIENT|EGMT|EG MARKET TECHNOLOGIES LLC|2599
TMO|THERMO FISHER SCIENT|EGXM|CBOE TRADING, INC.|2405
TMO|THERMO FISHER SCIENT|EGXW|CBOE TRADING, INC.|41
TMO|THERMO FISHER SCIENT|ELEV|ELEVATION, LLC|1800
TMO|THERMO FISHER SCIENT|ESPO|ESPOSITO SECURITIES, LLC|8
TMO|THERMO FISHER SCIENT|ETBE|Electronic Transaction Clearing, Inc.|41154
TMO|THERMO FISHER SCIENT|ETCC|Electronic Transaction Clearing, Inc.|278
TMO|THERMO FISHER SCIENT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52820
TMO|THERMO FISHER SCIENT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
TMO|THERMO FISHER SCIENT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|686
TMO|THERMO FISHER SCIENT|ETRS|E*Trade Securities LLC|20026
TMO|THERMO FISHER SCIENT|FBSB|U.S. Bancorp Investments, Inc.|137
TMO|THERMO FISHER SCIENT|FIDT|Fidelity Clearing Canada ULC./ CDS|25
TMO|THERMO FISHER SCIENT|FILL|Tradestation Securities, Inc.|434
TMO|THERMO FISHER SCIENT|FINX|FINTECH SECURITIES|4290
TMO|THERMO FISHER SCIENT|FINZ|FINTECH SECURITIES|25
TMO|THERMO FISHER SCIENT|FMAF|NBCN Inc./ CDS|1385
TMO|THERMO FISHER SCIENT|FMCO|First Manhattan Co|957
TMO|THERMO FISHER SCIENT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6920
TMO|THERMO FISHER SCIENT|FQLS|Quantlab Securities LP|235605
TMO|THERMO FISHER SCIENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104855
TMO|THERMO FISHER SCIENT|FTBR|Foliofn Investments, Inc.|1850
TMO|THERMO FISHER SCIENT|GEBB|GLOBAL EXECUTION BROKERS, LP|4210
TMO|THERMO FISHER SCIENT|GLIS|TD Securities Inc|422
TMO|THERMO FISHER SCIENT|GLPX|ACS EXECUTION SERVICES, LLC|26144
TMO|THERMO FISHER SCIENT|GSCO|GOLDMAN SACHS & CO. LLC|1708920
TMO|THERMO FISHER SCIENT|GSCS|GOLDMAN SACHS & CO. LLC|6298
TMO|THERMO FISHER SCIENT|GSLT|GOLDMAN SACHS & CO. LLC|6075
TMO|THERMO FISHER SCIENT|GTSZ|GTS SECURITIES LLC|212901
TMO|THERMO FISHER SCIENT|HAPX|HAP Trading, LLC|500
TMO|THERMO FISHER SCIENT|HASF|Haywood Securities Inc./CDS|497
TMO|THERMO FISHER SCIENT|HCTA|Hardcastle Trading USA LLC|23737
TMO|THERMO FISHER SCIENT|HRBF|American Enterprise Investment Services Inc.|9493
TMO|THERMO FISHER SCIENT|HSBC|HSBC Securities, Inc.|13476
TMO|THERMO FISHER SCIENT|IATS|INTERACTIVE BROKERS LLC|6619
TMO|THERMO FISHER SCIENT|IBKR|Interactive Brokers Llc|8986
TMO|THERMO FISHER SCIENT|IBSJ|Integrity Brokerage Services, Inc.|130
TMO|THERMO FISHER SCIENT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2205
TMO|THERMO FISHER SCIENT|ICBX|INSTINET, LLC|122825
TMO|THERMO FISHER SCIENT|IEQY|CITADEL SECURITIES LLC|87054
TMO|THERMO FISHER SCIENT|INCA|INSTINET, LLC|322423
TMO|THERMO FISHER SCIENT|INJX|INSTINET, LLC|12134
TMO|THERMO FISHER SCIENT|ITGI|ITG Inc.|43796
TMO|THERMO FISHER SCIENT|ITGP|ITG INC.|191600
TMO|THERMO FISHER SCIENT|JANY|Janney Montgomery Scott Inc.|7727
TMO|THERMO FISHER SCIENT|JEFF|JEFFERIES LLC|72688
TMO|THERMO FISHER SCIENT|JMPT|JUMP TRADING, LLC|138855
TMO|THERMO FISHER SCIENT|JONE|JonesTrading|361
TMO|THERMO FISHER SCIENT|JPBX|J.P. MORGAN SECURITIES LLC|207381
TMO|THERMO FISHER SCIENT|JPMX|J.P. Morgan Securities LLC|1008245
TMO|THERMO FISHER SCIENT|JRCO|Johnson Rice & Company L.L.C.|1030
TMO|THERMO FISHER SCIENT|JSJX|JANE STREET CAPITAL LLC|6093
TMO|THERMO FISHER SCIENT|JUTA|JUMP TRADING, LLC|100
TMO|THERMO FISHER SCIENT|KCGM|VIRTU Americas LLC|33767
TMO|THERMO FISHER SCIENT|LEHM|Barclays Capital Inc./Le|845579
TMO|THERMO FISHER SCIENT|LIME|Lime Brokerage LLC|40215
TMO|THERMO FISHER SCIENT|LIWD|LIME BROKERAGE LLC|6
TMO|THERMO FISHER SCIENT|LOOP|Loop Capital Markets LLC|7733
TMO|THERMO FISHER SCIENT|LQNA|LIQUIDNET, INC.|10300
TMO|THERMO FISHER SCIENT|LSCI|Lek Securities Corporation|1177
TMO|THERMO FISHER SCIENT|LVMR|LIVERMORE TRADING GROUP, INC.|1158
TMO|THERMO FISHER SCIENT|MACC|Mid Atlantic Capital Corporation|2249
TMO|THERMO FISHER SCIENT|MACQ|Macquarie Capital (USA) Inc.|2909
TMO|THERMO FISHER SCIENT|MAXM|Maxim Group LLC|3494
TMO|THERMO FISHER SCIENT|MCMF|Raymond James Ltd. Cds|920
TMO|THERMO FISHER SCIENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70338
TMO|THERMO FISHER SCIENT|MOTF|MOTIF INVESTING, INC.|35
TMO|THERMO FISHER SCIENT|MPSG|E D & F Man Capital Markets Inc.|1228
TMO|THERMO FISHER SCIENT|MSCO|MORGAN STANLEY & CO. LLC|3354980
TMO|THERMO FISHER SCIENT|MSPL|MORGAN STANLEY & CO. LLC|208900
TMO|THERMO FISHER SCIENT|MSTX|MORGAN STANLEY & CO. LLC|78100
TMO|THERMO FISHER SCIENT|NEUB|NEUBERGER BERMAN BD LLC|625
TMO|THERMO FISHER SCIENT|NFSC|National Financial Services LLC|237506
TMO|THERMO FISHER SCIENT|NITE|VIRTU Americas LLC|550028
TMO|THERMO FISHER SCIENT|NQRB|Brut, LLC|2014
TMO|THERMO FISHER SCIENT|NTBF|BMO Nesbitt Burns Inc./CDS|921
TMO|THERMO FISHER SCIENT|NTRC|Northern Trust Securities, Inc.|44
TMO|THERMO FISHER SCIENT|OHOS|TWO SIGMA SECURITIES, LLC|108681
TMO|THERMO FISHER SCIENT|OPCO|Oppenheimer & Co. Inc.|2569
TMO|THERMO FISHER SCIENT|PASL|Pershing Advisor Solutions LLC|410
TMO|THERMO FISHER SCIENT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|14414
TMO|THERMO FISHER SCIENT|PCFF|Pacific International Securities Inc./CDS|200
TMO|THERMO FISHER SCIENT|PDQM|CODA MARKETS, INC.|84228
TMO|THERMO FISHER SCIENT|PHLY|NASDAQ Execution Services, LLC|800
TMO|THERMO FISHER SCIENT|PICT|Pictet Overseas Inc.|1131
TMO|THERMO FISHER SCIENT|PIPR|Piper Jaffray & Co.|1730
TMO|THERMO FISHER SCIENT|PWJC|UBS Financial Services, Inc.|3660
TMO|THERMO FISHER SCIENT|QMSR|QUATTRO M SECURITIES INC.|1325
TMO|THERMO FISHER SCIENT|RBCM|RBC CAPITAL MARKETS, LLC|14202
TMO|THERMO FISHER SCIENT|RHCO|Suntrust Robinson Humphrey, Inc.|2797
TMO|THERMO FISHER SCIENT|ROTH|Roth Capital Partners, LLC|100
TMO|THERMO FISHER SCIENT|SAGL|SAGETRADER, LLC|14161
TMO|THERMO FISHER SCIENT|SAGW|SAGETRADER, LLC|6
TMO|THERMO FISHER SCIENT|SALI|INTL FCSTONE FINANCIAL INC.|176
TMO|THERMO FISHER SCIENT|SBSH|Citigroup Global Markets Inc.|212668
TMO|THERMO FISHER SCIENT|SEIC|SEI Investments Distribution Co.|1844
TMO|THERMO FISHER SCIENT|SGMT|GOLDMAN SACHS & CO. LLC|109678
TMO|THERMO FISHER SCIENT|SJLS|TRADE INFORMATICS LLC|700
TMO|THERMO FISHER SCIENT|SPDR|SPEEDROUTE LLC|14100
TMO|THERMO FISHER SCIENT|SPHN|Stephens Inc.|58
TMO|THERMO FISHER SCIENT|STFL|Stifel, Nicolaus & Company, Incorporated|8750
TMO|THERMO FISHER SCIENT|STKP|STOCKPILE INVESTMENTS, INC.|24
TMO|THERMO FISHER SCIENT|STXG|Stockcross Financial Services, Inc.|18
TMO|THERMO FISHER SCIENT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5958
TMO|THERMO FISHER SCIENT|SWIM|TD Ameritrade, Inc.|9097
TMO|THERMO FISHER SCIENT|SWST|Hilltop Securities Inc.|12167
TMO|THERMO FISHER SCIENT|TAGC|TELSEY ADVISORY GROUP LLC|606
TMO|THERMO FISHER SCIENT|TDSI|TD Securities (USA) LLC|1250
TMO|THERMO FISHER SCIENT|TKNG|ALLY INVEST SECURITIES LLC|1231
TMO|THERMO FISHER SCIENT|TRBT|Tradebot Systems, Inc.|188520
TMO|THERMO FISHER SCIENT|TRCM|TRC MARKETS LLC|94813
TMO|THERMO FISHER SCIENT|UBSA|UBS SECURITIES LLC|544470
TMO|THERMO FISHER SCIENT|UBSS|UBS Securities LLC|1128874
TMO|THERMO FISHER SCIENT|VALX|VIRTU AMERICAS LLC|16741
TMO|THERMO FISHER SCIENT|VGRD|Vanguard Marketing Corporation|7396
TMO|THERMO FISHER SCIENT|VNDM|Wall Street Access|4019
TMO|THERMO FISHER SCIENT|WABR|Wall Street Access|200
TMO|THERMO FISHER SCIENT|WBLR|WILLIAM BLAIR|895
TMO|THERMO FISHER SCIENT|WBPX|SUMMIT SECURITIES GROUP, LLC|3192
TMO|THERMO FISHER SCIENT|WCHV|WELLS FARGO SECURITIES, LLC|91968
TMO|THERMO FISHER SCIENT|WDNX|WEEDEN & CO.L.P.|16170
TMO|THERMO FISHER SCIENT|WEDB|WEDBUSH SECURITIES INC.|2852
TMO|THERMO FISHER SCIENT|WEED|Weeden & Co.L.P.|1349
TMO|THERMO FISHER SCIENT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37490
TMO|THERMO FISHER SCIENT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21160
TMO|THERMO FISHER SCIENT|WFPB|Wells Fargo Securities, LLC.|1800
TMO|THERMO FISHER SCIENT|WGIF|CIBC World Markets Inc.|2168
TMO|THERMO FISHER SCIENT|WHOT|JUST2TRADE, INC.|14
TMO|THERMO FISHER SCIENT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1068
TMO|THERMO FISHER SCIENT|WORD|Worden Capital Management LLC|21
TMO|THERMO FISHER SCIENT|WSAG|WALL STREET ACCESS|2374
TMO|THERMO FISHER SCIENT|WSEA|WOLVERINE SECURITIES, LLC|2066
TMO|THERMO FISHER SCIENT|XIST|INSTINET, LLC|67870
TMO|THERMO FISHER SCIENT|XPQR|Jump Trading|2763
TMO|THERMO FISHER SCIENT|XSTM|NATIONAL FINANCIAL SERVICES LLC|31722
TMO|THERMO FISHER SCIENT|YKNA|COMHAR CAPITAL MARKETS, LLC|2684
TMO|THERMO FISHER SCIENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6505
TMP|TOMPKINS FINANCIAL C|ALTX|Alternet Securities Inc.|1157
TMP|TOMPKINS FINANCIAL C|APCC|Apex Clearing Corporation|30
TMP|TOMPKINS FINANCIAL C|BATM|CBOE TRADING, INC.|757
TMP|TOMPKINS FINANCIAL C|BBNT|BB&T SECURITIES, LLC|7
TMP|TOMPKINS FINANCIAL C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9
TMP|TOMPKINS FINANCIAL C|BTIG|BTIG, LLC|80
TMP|TOMPKINS FINANCIAL C|BYXM|CBOE TRADING, INC.|398
TMP|TOMPKINS FINANCIAL C|BZYD|GOLDMAN SACHS & CO. LLC|621
TMP|TOMPKINS FINANCIAL C|CHAS|Charles Schwab & Co., Inc.|101
TMP|TOMPKINS FINANCIAL C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
TMP|TOMPKINS FINANCIAL C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6510
TMP|TOMPKINS FINANCIAL C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10061
TMP|TOMPKINS FINANCIAL C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7550
TMP|TOMPKINS FINANCIAL C|CTDL|Citadel Derivatives Group Llc|290
TMP|TOMPKINS FINANCIAL C|CXCX|CITIGROUP GLOBAL MARKETS INC.|5832
TMP|TOMPKINS FINANCIAL C|DBAB|Deutsche Bank Securities Inc.|5788
TMP|TOMPKINS FINANCIAL C|DBAX|Deutsche Bank Securities Inc.|8000
TMP|TOMPKINS FINANCIAL C|DBUL|Deutsche Bank Securities Inc.|200
TMP|TOMPKINS FINANCIAL C|DEAN|MORGAN STANLEY|408
TMP|TOMPKINS FINANCIAL C|DEGS|RONIN PROFESSIONAL LLC|897
TMP|TOMPKINS FINANCIAL C|EBXL|EBX LLC|1200
TMP|TOMPKINS FINANCIAL C|ECUT|CONVERGEX EXECUTION SOLUTIONS|3363
TMP|TOMPKINS FINANCIAL C|EDJO|Edward D. Jones & Co., L.P.|13
TMP|TOMPKINS FINANCIAL C|EGAM|CBOE TRADING, INC.|580
TMP|TOMPKINS FINANCIAL C|ETCC|Electronic Transaction Clearing, Inc.|6602
TMP|TOMPKINS FINANCIAL C|ETRS|E*Trade Securities LLC|8456
TMP|TOMPKINS FINANCIAL C|FMAF|NBCN Inc./ CDS|100
TMP|TOMPKINS FINANCIAL C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|212
TMP|TOMPKINS FINANCIAL C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7034
TMP|TOMPKINS FINANCIAL C|FTBR|Foliofn Investments, Inc.|6
TMP|TOMPKINS FINANCIAL C|GLPX|ACS EXECUTION SERVICES, LLC|5721
TMP|TOMPKINS FINANCIAL C|GSCO|GOLDMAN SACHS & CO. LLC|17076
TMP|TOMPKINS FINANCIAL C|GSLT|GOLDMAN SACHS & CO. LLC|56
TMP|TOMPKINS FINANCIAL C|GTSZ|GTS SECURITIES LLC|17666
TMP|TOMPKINS FINANCIAL C|HRBF|American Enterprise Investment Services Inc.|30
TMP|TOMPKINS FINANCIAL C|IATS|INTERACTIVE BROKERS LLC|3358
TMP|TOMPKINS FINANCIAL C|IBKR|Interactive Brokers Llc|3075
TMP|TOMPKINS FINANCIAL C|ICBX|INSTINET, LLC|2900
TMP|TOMPKINS FINANCIAL C|IEQY|CITADEL SECURITIES LLC|802
TMP|TOMPKINS FINANCIAL C|INCA|INSTINET, LLC|3137
TMP|TOMPKINS FINANCIAL C|INJX|INSTINET, LLC|1130
TMP|TOMPKINS FINANCIAL C|ITGI|ITG Inc.|2763
TMP|TOMPKINS FINANCIAL C|ITGP|ITG INC.|7400
TMP|TOMPKINS FINANCIAL C|JEFF|JEFFERIES LLC|2509
TMP|TOMPKINS FINANCIAL C|JPMX|J.P. Morgan Securities LLC|24422
TMP|TOMPKINS FINANCIAL C|JSJX|JANE STREET CAPITAL LLC|120
TMP|TOMPKINS FINANCIAL C|KCGM|VIRTU Americas LLC|1235
TMP|TOMPKINS FINANCIAL C|LEHM|Barclays Capital Inc./Le|4823
TMP|TOMPKINS FINANCIAL C|LIME|Lime Brokerage LLC|6474
TMP|TOMPKINS FINANCIAL C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5900
TMP|TOMPKINS FINANCIAL C|MOTF|MOTIF INVESTING, INC.|2
TMP|TOMPKINS FINANCIAL C|MSCO|MORGAN STANLEY & CO. LLC|22186
TMP|TOMPKINS FINANCIAL C|MSPL|MORGAN STANLEY & CO. LLC|15300
TMP|TOMPKINS FINANCIAL C|NFSC|National Financial Services LLC|19685
TMP|TOMPKINS FINANCIAL C|NITE|VIRTU Americas LLC|26896
TMP|TOMPKINS FINANCIAL C|NQRB|Brut, LLC|131
TMP|TOMPKINS FINANCIAL C|PDQM|CODA MARKETS, INC.|10025
TMP|TOMPKINS FINANCIAL C|RBCM|RBC CAPITAL MARKETS, LLC|125
TMP|TOMPKINS FINANCIAL C|SBSH|Citigroup Global Markets Inc.|6597
TMP|TOMPKINS FINANCIAL C|SGMT|GOLDMAN SACHS & CO. LLC|1630
TMP|TOMPKINS FINANCIAL C|SPDR|SPEEDROUTE LLC|2403
TMP|TOMPKINS FINANCIAL C|SPHN|Stephens Inc.|192
TMP|TOMPKINS FINANCIAL C|SWST|Hilltop Securities Inc.|700
TMP|TOMPKINS FINANCIAL C|TKNG|ALLY INVEST SECURITIES LLC|2
TMP|TOMPKINS FINANCIAL C|TRBT|Tradebot Systems, Inc.|1002
TMP|TOMPKINS FINANCIAL C|TRCM|TRC MARKETS LLC|49
TMP|TOMPKINS FINANCIAL C|UBSA|UBS SECURITIES LLC|16799
TMP|TOMPKINS FINANCIAL C|UBSS|UBS Securities LLC|16447
TMP|TOMPKINS FINANCIAL C|VALX|VIRTU AMERICAS LLC|2594
TMP|TOMPKINS FINANCIAL C|VGRD|Vanguard Marketing Corporation|70
TMP|TOMPKINS FINANCIAL C|WCHV|WELLS FARGO SECURITIES, LLC|1833
TMP|TOMPKINS FINANCIAL C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|926
TMP|TOMPKINS FINANCIAL C|WSEA|WOLVERINE SECURITIES, LLC|106
TMP|TOMPKINS FINANCIAL C|YKNA|COMHAR CAPITAL MARKETS, LLC|390
TMP|TOMPKINS FINANCIAL C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1729
TMQ|TRILOGY METALS INC.|ALTX|Alternet Securities Inc.|200
TMQ|TRILOGY METALS INC.|APCC|Apex Clearing Corporation|923
TMQ|TRILOGY METALS INC.|BANK|Primevest Financial Services, Inc.|2
TMQ|TRILOGY METALS INC.|BATM|CBOE TRADING, INC.|600
TMQ|TRILOGY METALS INC.|BAYC|BAY CREST PARTNERS, LLC|800
TMQ|TRILOGY METALS INC.|BIMI|Banca IMI Securities Corp.|100
TMQ|TRILOGY METALS INC.|BLKX|INSTINET, LLC|31800
TMQ|TRILOGY METALS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5700
TMQ|TRILOGY METALS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27426
TMQ|TRILOGY METALS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
TMQ|TRILOGY METALS INC.|DADA|D.A. Davidson & Co.|250
TMQ|TRILOGY METALS INC.|DAVA|Davenport & Company LLC|24
TMQ|TRILOGY METALS INC.|DBAB|Deutsche Bank Securities Inc.|11806
TMQ|TRILOGY METALS INC.|DBAX|Deutsche Bank Securities Inc.|7900
TMQ|TRILOGY METALS INC.|DEAN|MORGAN STANLEY|2230
TMQ|TRILOGY METALS INC.|DEGS|RONIN PROFESSIONAL LLC|2380
TMQ|TRILOGY METALS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|48907
TMQ|TRILOGY METALS INC.|EBXL|EBX LLC|15100
TMQ|TRILOGY METALS INC.|EDJO|Edward D. Jones & Co., L.P.|1599
TMQ|TRILOGY METALS INC.|EGXM|CBOE TRADING, INC.|2451
TMQ|TRILOGY METALS INC.|ETBE|Electronic Transaction Clearing, Inc.|400
TMQ|TRILOGY METALS INC.|ETRS|E*Trade Securities LLC|104266
TMQ|TRILOGY METALS INC.|FILL|Tradestation Securities, Inc.|2920
TMQ|TRILOGY METALS INC.|FMAF|NBCN Inc./ CDS|450
TMQ|TRILOGY METALS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1101
TMQ|TRILOGY METALS INC.|FTBR|Foliofn Investments, Inc.|437
TMQ|TRILOGY METALS INC.|GLIS|TD Securities Inc|1000
TMQ|TRILOGY METALS INC.|GLPX|ACS EXECUTION SERVICES, LLC|1300
TMQ|TRILOGY METALS INC.|GSCO|GOLDMAN SACHS & CO. LLC|6200
TMQ|TRILOGY METALS INC.|GSLT|GOLDMAN SACHS & CO. LLC|1700
TMQ|TRILOGY METALS INC.|HRBF|American Enterprise Investment Services Inc.|7688
TMQ|TRILOGY METALS INC.|IATS|INTERACTIVE BROKERS LLC|7197
TMQ|TRILOGY METALS INC.|IBKR|Interactive Brokers Llc|41194
TMQ|TRILOGY METALS INC.|ICBX|INSTINET, LLC|4428
TMQ|TRILOGY METALS INC.|INCA|INSTINET, LLC|634
TMQ|TRILOGY METALS INC.|INJX|INSTINET, LLC|100
TMQ|TRILOGY METALS INC.|ITGI|ITG Inc.|7320
TMQ|TRILOGY METALS INC.|ITGP|ITG INC.|7200
TMQ|TRILOGY METALS INC.|JEFF|JEFFERIES LLC|5804
TMQ|TRILOGY METALS INC.|JMPT|JUMP TRADING, LLC|340
TMQ|TRILOGY METALS INC.|JPMX|J.P. Morgan Securities LLC|12542
TMQ|TRILOGY METALS INC.|JSJX|JANE STREET CAPITAL LLC|200
TMQ|TRILOGY METALS INC.|KCGM|VIRTU Americas LLC|7739
TMQ|TRILOGY METALS INC.|LEHM|Barclays Capital Inc./Le|53887
TMQ|TRILOGY METALS INC.|LIME|Lime Brokerage LLC|7979
TMQ|TRILOGY METALS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5048
TMQ|TRILOGY METALS INC.|MOTF|MOTIF INVESTING, INC.|12
TMQ|TRILOGY METALS INC.|MSCO|MORGAN STANLEY & CO. LLC|68188
TMQ|TRILOGY METALS INC.|MSPL|MORGAN STANLEY & CO. LLC|9600
TMQ|TRILOGY METALS INC.|NFSC|National Financial Services LLC|453013
TMQ|TRILOGY METALS INC.|NITE|VIRTU Americas LLC|640413
TMQ|TRILOGY METALS INC.|NQRB|Brut, LLC|900
TMQ|TRILOGY METALS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|25610
TMQ|TRILOGY METALS INC.|OPCO|Oppenheimer & Co. Inc.|497
TMQ|TRILOGY METALS INC.|PDQM|CODA MARKETS, INC.|1305
TMQ|TRILOGY METALS INC.|PWJC|UBS Financial Services, Inc.|230
TMQ|TRILOGY METALS INC.|SBSH|Citigroup Global Markets Inc.|200
TMQ|TRILOGY METALS INC.|SEIC|SEI Investments Distribution Co.|200
TMQ|TRILOGY METALS INC.|SGMT|GOLDMAN SACHS & CO. LLC|14770
TMQ|TRILOGY METALS INC.|SPDR|SPEEDROUTE LLC|5493
TMQ|TRILOGY METALS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2171
TMQ|TRILOGY METALS INC.|SWIM|TD Ameritrade, Inc.|85933
TMQ|TRILOGY METALS INC.|TKNG|ALLY INVEST SECURITIES LLC|10307
TMQ|TRILOGY METALS INC.|TRCM|TRC MARKETS LLC|6006
TMQ|TRILOGY METALS INC.|TWTT|TASTYWORKS, INC.|1300
TMQ|TRILOGY METALS INC.|UBSA|UBS SECURITIES LLC|28273
TMQ|TRILOGY METALS INC.|UBSS|UBS Securities LLC|55986
TMQ|TRILOGY METALS INC.|VALX|VIRTU AMERICAS LLC|10
TMQ|TRILOGY METALS INC.|VGRD|Vanguard Marketing Corporation|34900
TMQ|TRILOGY METALS INC.|WCHV|WELLS FARGO SECURITIES, LLC|13172
TMQ|TRILOGY METALS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10001
TMQ|TRILOGY METALS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|425
TMQ|TRILOGY METALS INC.|WSEA|WOLVERINE SECURITIES, LLC|7610
TMQ|TRILOGY METALS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|10400
TMQ|TRILOGY METALS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5068
TMSR|TMSR HLD CO LTD CM|ADAM|CANACCORD GENUITY INC.|200
TMSR|TMSR HLD CO LTD CM|CANT|Cantor Fitzgerald & Co.|100
TMSR|TMSR HLD CO LTD CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
TMSR|TMSR HLD CO LTD CM|ETRS|E*Trade Securities LLC|410
TMSR|TMSR HLD CO LTD CM|FOMA|TD AMERITRADE CLEARING, INC.|5993
TMSR|TMSR HLD CO LTD CM|GTSZ|GTS SECURITIES LLC|100
TMSR|TMSR HLD CO LTD CM|IATS|INTERACTIVE BROKERS LLC|224
TMSR|TMSR HLD CO LTD CM|IBKR|Interactive Brokers Llc|1410
TMSR|TMSR HLD CO LTD CM|INCA|INSTINET, LLC|2891
TMSR|TMSR HLD CO LTD CM|LSCI|Lek Securities Corporation|644
TMSR|TMSR HLD CO LTD CM|MSCO|MORGAN STANLEY & CO. LLC|1102
TMSR|TMSR HLD CO LTD CM|NFSC|National Financial Services LLC|125
TMSR|TMSR HLD CO LTD CM|NITE|VIRTU Americas LLC|2413
TMSR|TMSR HLD CO LTD CM|SPTD|MINT GLOBAL MARKETS, INC.|400
TMSR|TMSR HLD CO LTD CM|UBSA|UBS SECURITIES LLC|200
TMSR|TMSR HLD CO LTD CM|UBSS|UBS Securities LLC|1100
TMSR|TMSR HLD CO LTD CM|WSEA|WOLVERINE SECURITIES, LLC|145
TMST|TIMKEN STEEL CP|ABLE|NATIXIS Securities Americas LLC|4320
TMST|TIMKEN STEEL CP|AGIS|Aegis Capital Corp.|3290
TMST|TIMKEN STEEL CP|ALTX|Alternet Securities Inc.|3299
TMST|TIMKEN STEEL CP|APCC|Apex Clearing Corporation|1516
TMST|TIMKEN STEEL CP|BATM|CBOE TRADING, INC.|3639
TMST|TIMKEN STEEL CP|BERN|Sanford C. Bernstein & Co., LLC|34310
TMST|TIMKEN STEEL CP|BIAD|SAGETRADER, LLC|600
TMST|TIMKEN STEEL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3674
TMST|TIMKEN STEEL CP|BLKX|INSTINET, LLC|25291
TMST|TIMKEN STEEL CP|BNPX|BNP PARIBAS SECURITIES CORP.|31017
TMST|TIMKEN STEEL CP|BRVL|BLAYLOCK VAN, LLC|500
TMST|TIMKEN STEEL CP|BTIG|BTIG, LLC|300
TMST|TIMKEN STEEL CP|BYXM|CBOE TRADING, INC.|995
TMST|TIMKEN STEEL CP|BZYD|GOLDMAN SACHS & CO. LLC|1600
TMST|TIMKEN STEEL CP|CHAS|Charles Schwab & Co., Inc.|17102
TMST|TIMKEN STEEL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|60496
TMST|TIMKEN STEEL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
TMST|TIMKEN STEEL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|106215
TMST|TIMKEN STEEL CP|CTDL|Citadel Derivatives Group Llc|1081
TMST|TIMKEN STEEL CP|CTLR|CUTLER GROUP, LP|100
TMST|TIMKEN STEEL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|7374
TMST|TIMKEN STEEL CP|DBAB|Deutsche Bank Securities Inc.|180297
TMST|TIMKEN STEEL CP|DBAX|Deutsche Bank Securities Inc.|64400
TMST|TIMKEN STEEL CP|DBUL|Deutsche Bank Securities Inc.|300
TMST|TIMKEN STEEL CP|DEAN|MORGAN STANLEY|3191
TMST|TIMKEN STEEL CP|DEGS|RONIN PROFESSIONAL LLC|2654
TMST|TIMKEN STEEL CP|EBXL|EBX LLC|57500
TMST|TIMKEN STEEL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|25163
TMST|TIMKEN STEEL CP|EDJO|Edward D. Jones & Co., L.P.|389
TMST|TIMKEN STEEL CP|EGAM|CBOE TRADING, INC.|7985
TMST|TIMKEN STEEL CP|EGAW|CBOE TRADING, INC.|100
TMST|TIMKEN STEEL CP|EGMT|EG MARKET TECHNOLOGIES LLC|671
TMST|TIMKEN STEEL CP|EGXM|CBOE TRADING, INC.|1419
TMST|TIMKEN STEEL CP|ETBE|Electronic Transaction Clearing, Inc.|4127
TMST|TIMKEN STEEL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
TMST|TIMKEN STEEL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6614
TMST|TIMKEN STEEL CP|ETRS|E*Trade Securities LLC|37826
TMST|TIMKEN STEEL CP|FILL|Tradestation Securities, Inc.|500
TMST|TIMKEN STEEL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8090
TMST|TIMKEN STEEL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53515
TMST|TIMKEN STEEL CP|FTBR|Foliofn Investments, Inc.|811
TMST|TIMKEN STEEL CP|GLIS|TD Securities Inc|461
TMST|TIMKEN STEEL CP|GLPX|ACS EXECUTION SERVICES, LLC|7577
TMST|TIMKEN STEEL CP|GSCO|GOLDMAN SACHS & CO. LLC|161518
TMST|TIMKEN STEEL CP|GSCS|GOLDMAN SACHS & CO. LLC|449
TMST|TIMKEN STEEL CP|GSLT|GOLDMAN SACHS & CO. LLC|584
TMST|TIMKEN STEEL CP|GTSZ|GTS SECURITIES LLC|16838
TMST|TIMKEN STEEL CP|HAPX|HAP Trading, LLC|100
TMST|TIMKEN STEEL CP|HRBF|American Enterprise Investment Services Inc.|1419
TMST|TIMKEN STEEL CP|IATS|INTERACTIVE BROKERS LLC|1340
TMST|TIMKEN STEEL CP|IBKR|Interactive Brokers Llc|2110
TMST|TIMKEN STEEL CP|ICBX|INSTINET, LLC|9000
TMST|TIMKEN STEEL CP|IEQY|CITADEL SECURITIES LLC|33595
TMST|TIMKEN STEEL CP|INCA|INSTINET, LLC|47301
TMST|TIMKEN STEEL CP|INJX|INSTINET, LLC|200
TMST|TIMKEN STEEL CP|ITGI|ITG Inc.|17997
TMST|TIMKEN STEEL CP|ITGP|ITG INC.|56400
TMST|TIMKEN STEEL CP|JEFF|JEFFERIES LLC|20955
TMST|TIMKEN STEEL CP|JMPT|JUMP TRADING, LLC|17413
TMST|TIMKEN STEEL CP|JPBX|J.P. MORGAN SECURITIES LLC|13700
TMST|TIMKEN STEEL CP|JPMX|J.P. Morgan Securities LLC|96116
TMST|TIMKEN STEEL CP|JSJX|JANE STREET CAPITAL LLC|18639
TMST|TIMKEN STEEL CP|KCGM|VIRTU Americas LLC|10030
TMST|TIMKEN STEEL CP|KEYB|KEYBANC CAPITAL MARKETS INC.|3399
TMST|TIMKEN STEEL CP|LEHM|Barclays Capital Inc./Le|136431
TMST|TIMKEN STEEL CP|LIME|Lime Brokerage LLC|14575
TMST|TIMKEN STEEL CP|LOOP|Loop Capital Markets LLC|200
TMST|TIMKEN STEEL CP|LQNA|LIQUIDNET, INC.|39600
TMST|TIMKEN STEEL CP|LSCI|Lek Securities Corporation|386
TMST|TIMKEN STEEL CP|MACQ|Macquarie Capital (USA) Inc.|28972
TMST|TIMKEN STEEL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19632
TMST|TIMKEN STEEL CP|MOTF|MOTIF INVESTING, INC.|1
TMST|TIMKEN STEEL CP|MSCO|MORGAN STANLEY & CO. LLC|283287
TMST|TIMKEN STEEL CP|MSPL|MORGAN STANLEY & CO. LLC|87700
TMST|TIMKEN STEEL CP|MSTX|MORGAN STANLEY & CO. LLC|40200
TMST|TIMKEN STEEL CP|MULL|MARK J. MULLER EQUITIES, INC.|660
TMST|TIMKEN STEEL CP|NFSC|National Financial Services LLC|84409
TMST|TIMKEN STEEL CP|NITE|VIRTU Americas LLC|217086
TMST|TIMKEN STEEL CP|NQRB|Brut, LLC|8520
TMST|TIMKEN STEEL CP|OPCO|Oppenheimer & Co. Inc.|50
TMST|TIMKEN STEEL CP|PDQM|CODA MARKETS, INC.|8700
TMST|TIMKEN STEEL CP|RBCM|RBC CAPITAL MARKETS, LLC|26
TMST|TIMKEN STEEL CP|SAGL|SAGETRADER, LLC|710
TMST|TIMKEN STEEL CP|SAGW|SAGETRADER, LLC|109
TMST|TIMKEN STEEL CP|SBSH|Citigroup Global Markets Inc.|20727
TMST|TIMKEN STEEL CP|SGMT|GOLDMAN SACHS & CO. LLC|36595
TMST|TIMKEN STEEL CP|SPDR|SPEEDROUTE LLC|2300
TMST|TIMKEN STEEL CP|STFC|Stuart Frankel & Co., Incorporated|1915
TMST|TIMKEN STEEL CP|STFL|Stifel, Nicolaus & Company, Incorporated|1310
TMST|TIMKEN STEEL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2730
TMST|TIMKEN STEEL CP|SWIM|TD Ameritrade, Inc.|36200
TMST|TIMKEN STEEL CP|SWST|Hilltop Securities Inc.|50
TMST|TIMKEN STEEL CP|TKNG|ALLY INVEST SECURITIES LLC|99
TMST|TIMKEN STEEL CP|TRBT|Tradebot Systems, Inc.|45555
TMST|TIMKEN STEEL CP|TRCM|TRC MARKETS LLC|9428
TMST|TIMKEN STEEL CP|UBSA|UBS SECURITIES LLC|144637
TMST|TIMKEN STEEL CP|UBSS|UBS Securities LLC|176547
TMST|TIMKEN STEEL CP|VALX|VIRTU AMERICAS LLC|7573
TMST|TIMKEN STEEL CP|VGRD|Vanguard Marketing Corporation|72286
TMST|TIMKEN STEEL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|301
TMST|TIMKEN STEEL CP|WCHV|WELLS FARGO SECURITIES, LLC|88650
TMST|TIMKEN STEEL CP|WEED|Weeden & Co.L.P.|4288
TMST|TIMKEN STEEL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3738
TMST|TIMKEN STEEL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8935
TMST|TIMKEN STEEL CP|WSEA|WOLVERINE SECURITIES, LLC|2710
TMST|TIMKEN STEEL CP|XIST|INSTINET, LLC|44200
TMST|TIMKEN STEEL CP|XPQR|Jump Trading|100
TMST|TIMKEN STEEL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|12252
TMST|TIMKEN STEEL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|174
TMST|TIMKEN STEEL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|680
TMUS|T-MOBILE US CMN|ABLE|NATIXIS Securities Americas LLC|657454
TMUS|T-MOBILE US CMN|ACLN|ALEXANDER CAPITAL, L.P.|872
TMUS|T-MOBILE US CMN|AGIS|Aegis Capital Corp.|10232
TMUS|T-MOBILE US CMN|ALTX|Alternet Securities Inc.|31229
TMUS|T-MOBILE US CMN|APCC|Apex Clearing Corporation|930
TMUS|T-MOBILE US CMN|BANK|Primevest Financial Services, Inc.|76
TMUS|T-MOBILE US CMN|BARD|Robert W. Baird & Co. Incorporated|2198
TMUS|T-MOBILE US CMN|BATM|CBOE TRADING, INC.|6394
TMUS|T-MOBILE US CMN|BAYC|BAY CREST PARTNERS, LLC|42590
TMUS|T-MOBILE US CMN|BAYT|BTIG, LLC|18900
TMUS|T-MOBILE US CMN|BBNT|BB&T SECURITIES, LLC|271
TMUS|T-MOBILE US CMN|BERN|Sanford C. Bernstein & Co., LLC|1684461
TMUS|T-MOBILE US CMN|BGCE|BGC Financial Inc.|4069
TMUS|T-MOBILE US CMN|BIAD|SAGETRADER, LLC|861
TMUS|T-MOBILE US CMN|BIDS|BIDS TRADING L.P.|600
TMUS|T-MOBILE US CMN|BIMI|Banca IMI Securities Corp.|486
TMUS|T-MOBILE US CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25193
TMUS|T-MOBILE US CMN|BLKX|INSTINET, LLC|71870
TMUS|T-MOBILE US CMN|BMOC|BMO Capital Markets Corp.|39204
TMUS|T-MOBILE US CMN|BNPX|BNP PARIBAS SECURITIES CORP.|759796
TMUS|T-MOBILE US CMN|BTIG|BTIG, LLC|141325
TMUS|T-MOBILE US CMN|BYXM|CBOE TRADING, INC.|5352
TMUS|T-MOBILE US CMN|CABR|Cabrera Capital Markets, Inc.|50
TMUS|T-MOBILE US CMN|CANT|Cantor Fitzgerald & Co.|2178
TMUS|T-MOBILE US CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|179600
TMUS|T-MOBILE US CMN|CHAS|Charles Schwab & Co., Inc.|6815
TMUS|T-MOBILE US CMN|CHLC|CHURCHILL CAPITAL USA, INC.|399
TMUS|T-MOBILE US CMN|CIST|Capital Institutional Services, Inc.|7520
TMUS|T-MOBILE US CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|113386
TMUS|T-MOBILE US CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|382
TMUS|T-MOBILE US CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4889
TMUS|T-MOBILE US CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1342452
TMUS|T-MOBILE US CMN|CTDL|Citadel Derivatives Group Llc|82098
TMUS|T-MOBILE US CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|121696
TMUS|T-MOBILE US CMN|DADA|D.A. Davidson & Co.|54
TMUS|T-MOBILE US CMN|DAVA|Davenport & Company LLC|500
TMUS|T-MOBILE US CMN|DAWA|Daiwa Capital Markets America Inc.|10
TMUS|T-MOBILE US CMN|DBAB|Deutsche Bank Securities Inc.|1716338
TMUS|T-MOBILE US CMN|DBAX|Deutsche Bank Securities Inc.|632600
TMUS|T-MOBILE US CMN|DBUL|Deutsche Bank Securities Inc.|300
TMUS|T-MOBILE US CMN|DCHF|Dart Executions, LLC|14122
TMUS|T-MOBILE US CMN|DEAN|MORGAN STANLEY|37233
TMUS|T-MOBILE US CMN|DEGS|RONIN PROFESSIONAL LLC|3637
TMUS|T-MOBILE US CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8940
TMUS|T-MOBILE US CMN|DRWC|DRW SECURITIES, L.L.C.|900
TMUS|T-MOBILE US CMN|DRWK|DRW SECURITIES, L.L.C.|174337
TMUS|T-MOBILE US CMN|EBXL|EBX LLC|949000
TMUS|T-MOBILE US CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|108717
TMUS|T-MOBILE US CMN|EDJC|Edward Jones / CDS|534
TMUS|T-MOBILE US CMN|EDJO|Edward D. Jones & Co., L.P.|1697
TMUS|T-MOBILE US CMN|EGAM|CBOE TRADING, INC.|36019
TMUS|T-MOBILE US CMN|EGAW|CBOE TRADING, INC.|800
TMUS|T-MOBILE US CMN|EGMT|EG MARKET TECHNOLOGIES LLC|3180
TMUS|T-MOBILE US CMN|EGXM|CBOE TRADING, INC.|9791
TMUS|T-MOBILE US CMN|EGXW|CBOE TRADING, INC.|559
TMUS|T-MOBILE US CMN|ESPO|ESPOSITO SECURITIES, LLC|130
TMUS|T-MOBILE US CMN|ETBE|Electronic Transaction Clearing, Inc.|149017
TMUS|T-MOBILE US CMN|ETCC|Electronic Transaction Clearing, Inc.|1284
TMUS|T-MOBILE US CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20444
TMUS|T-MOBILE US CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38982
TMUS|T-MOBILE US CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
TMUS|T-MOBILE US CMN|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|568363
TMUS|T-MOBILE US CMN|ETRS|E*Trade Securities LLC|198107
TMUS|T-MOBILE US CMN|FBCO|Credit Suisse Securities (USA) LLC|2070268
TMUS|T-MOBILE US CMN|FBSB|U.S. Bancorp Investments, Inc.|62
TMUS|T-MOBILE US CMN|FILL|Tradestation Securities, Inc.|32405
TMUS|T-MOBILE US CMN|FMAF|NBCN Inc./ CDS|22911
TMUS|T-MOBILE US CMN|FOMA|TD AMERITRADE CLEARING, INC.|656533
TMUS|T-MOBILE US CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4289
TMUS|T-MOBILE US CMN|FQLS|Quantlab Securities LP|1109186
TMUS|T-MOBILE US CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|121617
TMUS|T-MOBILE US CMN|FTBR|Foliofn Investments, Inc.|1476
TMUS|T-MOBILE US CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|183276
TMUS|T-MOBILE US CMN|GELP|RBC CAPITAL MARKETS, LLC|494
TMUS|T-MOBILE US CMN|GILG|Gilder Gagnon Howe & Co. LLC|789800
TMUS|T-MOBILE US CMN|GLIS|TD Securities Inc|350
TMUS|T-MOBILE US CMN|GLPX|ACS EXECUTION SERVICES, LLC|111945
TMUS|T-MOBILE US CMN|GSCO|GOLDMAN SACHS & CO. LLC|6193158
TMUS|T-MOBILE US CMN|GSCS|GOLDMAN SACHS & CO. LLC|123266
TMUS|T-MOBILE US CMN|GSLT|GOLDMAN SACHS & CO. LLC|59800
TMUS|T-MOBILE US CMN|GTSZ|GTS SECURITIES LLC|617627
TMUS|T-MOBILE US CMN|HAPX|HAP Trading, LLC|4703
TMUS|T-MOBILE US CMN|HRBF|American Enterprise Investment Services Inc.|2187
TMUS|T-MOBILE US CMN|HSBC|HSBC Securities, Inc.|13586
TMUS|T-MOBILE US CMN|IATS|INTERACTIVE BROKERS LLC|21322
TMUS|T-MOBILE US CMN|IBKR|Interactive Brokers Llc|244026
TMUS|T-MOBILE US CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|267
TMUS|T-MOBILE US CMN|ICBX|INSTINET, LLC|242971
TMUS|T-MOBILE US CMN|IEQY|CITADEL SECURITIES LLC|303844
TMUS|T-MOBILE US CMN|INCA|INSTINET, LLC|2092805
TMUS|T-MOBILE US CMN|INJX|INSTINET, LLC|138563
TMUS|T-MOBILE US CMN|ITGI|ITG Inc.|457000
TMUS|T-MOBILE US CMN|ITGP|ITG INC.|830200
TMUS|T-MOBILE US CMN|JANY|Janney Montgomery Scott Inc.|4367
TMUS|T-MOBILE US CMN|JEFF|JEFFERIES LLC|804542
TMUS|T-MOBILE US CMN|JMPT|JUMP TRADING, LLC|305614
TMUS|T-MOBILE US CMN|JONE|JonesTrading|68100
TMUS|T-MOBILE US CMN|JPBX|J.P. MORGAN SECURITIES LLC|193098
TMUS|T-MOBILE US CMN|JPMX|J.P. Morgan Securities LLC|2173634
TMUS|T-MOBILE US CMN|JSJX|JANE STREET CAPITAL LLC|8464
TMUS|T-MOBILE US CMN|KBWI|Keefe, Bruyette & Woods, Inc.|2300
TMUS|T-MOBILE US CMN|KCGM|VIRTU Americas LLC|166913
TMUS|T-MOBILE US CMN|LEHM|Barclays Capital Inc./Le|3261923
TMUS|T-MOBILE US CMN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|891
TMUS|T-MOBILE US CMN|LIME|Lime Brokerage LLC|485199
TMUS|T-MOBILE US CMN|LIWD|LIME BROKERAGE LLC|141
TMUS|T-MOBILE US CMN|LMGP|LIME BROKERAGE LLC|10022
TMUS|T-MOBILE US CMN|LOOP|Loop Capital Markets LLC|7699
TMUS|T-MOBILE US CMN|LQNA|LIQUIDNET, INC.|343200
TMUS|T-MOBILE US CMN|LSCI|Lek Securities Corporation|92
TMUS|T-MOBILE US CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TMUS|T-MOBILE US CMN|MACC|Mid Atlantic Capital Corporation|510
TMUS|T-MOBILE US CMN|MACQ|Macquarie Capital (USA) Inc.|100
TMUS|T-MOBILE US CMN|MAXM|Maxim Group LLC|5090
TMUS|T-MOBILE US CMN|MCMF|Raymond James Ltd. Cds|800
TMUS|T-MOBILE US CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|398120
TMUS|T-MOBILE US CMN|MOTF|MOTIF INVESTING, INC.|24
TMUS|T-MOBILE US CMN|MPSG|E D & F Man Capital Markets Inc.|4578
TMUS|T-MOBILE US CMN|MSCO|MORGAN STANLEY & CO. LLC|14616553
TMUS|T-MOBILE US CMN|MSPL|MORGAN STANLEY & CO. LLC|825600
TMUS|T-MOBILE US CMN|MSTX|MORGAN STANLEY & CO. LLC|337900
TMUS|T-MOBILE US CMN|MULL|MARK J. MULLER EQUITIES, INC.|2689
TMUS|T-MOBILE US CMN|MZHO|Mizuho Securities USA LLC|128400
TMUS|T-MOBILE US CMN|NATL|National Securities Corporation|4620
TMUS|T-MOBILE US CMN|NEED|Needham & Company, LLC|83592
TMUS|T-MOBILE US CMN|NEUB|NEUBERGER BERMAN BD LLC|11544
TMUS|T-MOBILE US CMN|NFSC|National Financial Services LLC|1074601
TMUS|T-MOBILE US CMN|NITE|VIRTU Americas LLC|1542499
TMUS|T-MOBILE US CMN|NITP|VIRTU Americas LLC|6758
TMUS|T-MOBILE US CMN|NMRA|Nomura Securities International, Inc.|255100
TMUS|T-MOBILE US CMN|NQRB|Brut, LLC|109363
TMUS|T-MOBILE US CMN|NTFN|Network 1 Financial Securities Inc.|200
TMUS|T-MOBILE US CMN|NTRC|Northern Trust Securities, Inc.|596
TMUS|T-MOBILE US CMN|OHOS|TWO SIGMA SECURITIES, LLC|89097
TMUS|T-MOBILE US CMN|OLDM|OLD MISSION CAPITAL, LLC|10763
TMUS|T-MOBILE US CMN|ONEL|O'NEIL SECURITIES, INCORPORATED|2674
TMUS|T-MOBILE US CMN|OPCO|Oppenheimer & Co. Inc.|19274
TMUS|T-MOBILE US CMN|OTAA|OTA LLC|44747
TMUS|T-MOBILE US CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1698
TMUS|T-MOBILE US CMN|PDQM|CODA MARKETS, INC.|109528
TMUS|T-MOBILE US CMN|PHLY|NASDAQ Execution Services, LLC|5400
TMUS|T-MOBILE US CMN|PICT|Pictet Overseas Inc.|749
TMUS|T-MOBILE US CMN|PIPR|Piper Jaffray & Co.|700
TMUS|T-MOBILE US CMN|PWJC|UBS Financial Services, Inc.|10042
TMUS|T-MOBILE US CMN|QMSR|QUATTRO M SECURITIES INC.|9889
TMUS|T-MOBILE US CMN|RAJA|Raymond James & Associates, Inc.|154882
TMUS|T-MOBILE US CMN|RBCM|RBC CAPITAL MARKETS, LLC|7320
TMUS|T-MOBILE US CMN|RGLD|Regal Securities, Inc|100
TMUS|T-MOBILE US CMN|RHCO|Suntrust Robinson Humphrey, Inc.|1949
TMUS|T-MOBILE US CMN|SAGL|SAGETRADER, LLC|22131
TMUS|T-MOBILE US CMN|SAGW|SAGETRADER, LLC|294
TMUS|T-MOBILE US CMN|SALI|INTL FCSTONE FINANCIAL INC.|4999
TMUS|T-MOBILE US CMN|SBSH|Citigroup Global Markets Inc.|1297684
TMUS|T-MOBILE US CMN|SGMT|GOLDMAN SACHS & CO. LLC|547311
TMUS|T-MOBILE US CMN|SIBO|Prime Executions, Inc.|10190
TMUS|T-MOBILE US CMN|SJLS|TRADE INFORMATICS LLC|1600
TMUS|T-MOBILE US CMN|SOGO|Wang Investment Associates, Inc.|3400
TMUS|T-MOBILE US CMN|SPDR|SPEEDROUTE LLC|75571
TMUS|T-MOBILE US CMN|SPHN|Stephens Inc.|200
TMUS|T-MOBILE US CMN|STFL|Stifel, Nicolaus & Company, Incorporated|9099
TMUS|T-MOBILE US CMN|STKP|STOCKPILE INVESTMENTS, INC.|668
TMUS|T-MOBILE US CMN|STXG|Stockcross Financial Services, Inc.|100
TMUS|T-MOBILE US CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|331
TMUS|T-MOBILE US CMN|SWIM|TD Ameritrade, Inc.|157871
TMUS|T-MOBILE US CMN|SWST|Hilltop Securities Inc.|12255
TMUS|T-MOBILE US CMN|TDSI|TD Securities (USA) LLC|4467
TMUS|T-MOBILE US CMN|TKNG|ALLY INVEST SECURITIES LLC|18884
TMUS|T-MOBILE US CMN|TRBT|Tradebot Systems, Inc.|956677
TMUS|T-MOBILE US CMN|TRCM|TRC MARKETS LLC|901661
TMUS|T-MOBILE US CMN|TWTT|TASTYWORKS, INC.|2650
TMUS|T-MOBILE US CMN|UBSA|UBS SECURITIES LLC|1951140
TMUS|T-MOBILE US CMN|UBSS|UBS Securities LLC|3799216
TMUS|T-MOBILE US CMN|UFPA|UNITED FIRST PARTNERS LLC|1932
TMUS|T-MOBILE US CMN|VALX|VIRTU AMERICAS LLC|12140
TMUS|T-MOBILE US CMN|VGRD|Vanguard Marketing Corporation|22108
TMUS|T-MOBILE US CMN|VNDM|Wall Street Access|78779
TMUS|T-MOBILE US CMN|VNDS|VANDHAM SECURITIES CORP|4065
TMUS|T-MOBILE US CMN|WBLR|WILLIAM BLAIR|2271
TMUS|T-MOBILE US CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|23020
TMUS|T-MOBILE US CMN|WCHV|WELLS FARGO SECURITIES, LLC|718364
TMUS|T-MOBILE US CMN|WDNX|WEEDEN & CO.L.P.|764
TMUS|T-MOBILE US CMN|WEDB|WEDBUSH SECURITIES INC.|2062
TMUS|T-MOBILE US CMN|WEED|Weeden & Co.L.P.|104915
TMUS|T-MOBILE US CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|140298
TMUS|T-MOBILE US CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|121732
TMUS|T-MOBILE US CMN|WGIF|CIBC World Markets Inc.|2675
TMUS|T-MOBILE US CMN|WHOT|JUST2TRADE, INC.|215
TMUS|T-MOBILE US CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
TMUS|T-MOBILE US CMN|WSAG|WALL STREET ACCESS|33
TMUS|T-MOBILE US CMN|WSEA|WOLVERINE SECURITIES, LLC|31728
TMUS|T-MOBILE US CMN|XIST|INSTINET, LLC|166458
TMUS|T-MOBILE US CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|278140
TMUS|T-MOBILE US CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|6763
TMUS|T-MOBILE US CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8109
TMV|DIREXION DAILY 20-YE|ALTX|Alternet Securities Inc.|700
TMV|DIREXION DAILY 20-YE|APCC|Apex Clearing Corporation|15978
TMV|DIREXION DAILY 20-YE|BANK|Primevest Financial Services, Inc.|1
TMV|DIREXION DAILY 20-YE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25637
TMV|DIREXION DAILY 20-YE|BYXM|CBOE TRADING, INC.|100
TMV|DIREXION DAILY 20-YE|CHAS|Charles Schwab & Co., Inc.|1500
TMV|DIREXION DAILY 20-YE|CMTT|CMT TRADING LLC|11571
TMV|DIREXION DAILY 20-YE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
TMV|DIREXION DAILY 20-YE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|96517
TMV|DIREXION DAILY 20-YE|CXCX|CITIGROUP GLOBAL MARKETS INC.|724
TMV|DIREXION DAILY 20-YE|DBAB|Deutsche Bank Securities Inc.|6007
TMV|DIREXION DAILY 20-YE|DBAX|Deutsche Bank Securities Inc.|73500
TMV|DIREXION DAILY 20-YE|DCHF|Dart Executions, LLC|6977
TMV|DIREXION DAILY 20-YE|EBXL|EBX LLC|14000
TMV|DIREXION DAILY 20-YE|ECUT|CONVERGEX EXECUTION SOLUTIONS|14112
TMV|DIREXION DAILY 20-YE|EGAM|CBOE TRADING, INC.|2396
TMV|DIREXION DAILY 20-YE|EGAW|CBOE TRADING, INC.|632
TMV|DIREXION DAILY 20-YE|EGXM|CBOE TRADING, INC.|4833
TMV|DIREXION DAILY 20-YE|ETBE|Electronic Transaction Clearing, Inc.|7700
TMV|DIREXION DAILY 20-YE|ETCB|ETC BROKERAGE SERVICES, LLC|4500
TMV|DIREXION DAILY 20-YE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1030
TMV|DIREXION DAILY 20-YE|ETRS|E*Trade Securities LLC|138537
TMV|DIREXION DAILY 20-YE|FILL|Tradestation Securities, Inc.|24681
TMV|DIREXION DAILY 20-YE|FMAF|NBCN Inc./ CDS|8235
TMV|DIREXION DAILY 20-YE|FQLS|Quantlab Securities LP|25112
TMV|DIREXION DAILY 20-YE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1696
TMV|DIREXION DAILY 20-YE|FTBR|Foliofn Investments, Inc.|10752
TMV|DIREXION DAILY 20-YE|GLIS|TD Securities Inc|1300
TMV|DIREXION DAILY 20-YE|GLPX|ACS EXECUTION SERVICES, LLC|18
TMV|DIREXION DAILY 20-YE|GSCO|GOLDMAN SACHS & CO. LLC|3800
TMV|DIREXION DAILY 20-YE|GSLT|GOLDMAN SACHS & CO. LLC|8283
TMV|DIREXION DAILY 20-YE|GTSZ|GTS SECURITIES LLC|1300
TMV|DIREXION DAILY 20-YE|HRBF|American Enterprise Investment Services Inc.|513
TMV|DIREXION DAILY 20-YE|IATS|INTERACTIVE BROKERS LLC|90456
TMV|DIREXION DAILY 20-YE|IBKR|Interactive Brokers Llc|278924
TMV|DIREXION DAILY 20-YE|ICBX|INSTINET, LLC|161153
TMV|DIREXION DAILY 20-YE|INCA|INSTINET, LLC|11822
TMV|DIREXION DAILY 20-YE|ITGI|ITG Inc.|6325
TMV|DIREXION DAILY 20-YE|ITGP|ITG INC.|6200
TMV|DIREXION DAILY 20-YE|JEFF|JEFFERIES LLC|1700
TMV|DIREXION DAILY 20-YE|JMPT|JUMP TRADING, LLC|32041
TMV|DIREXION DAILY 20-YE|JPMX|J.P. Morgan Securities LLC|13028
TMV|DIREXION DAILY 20-YE|JSEB|JANE STREET EXECUTION SERVICES, LLC|31845
TMV|DIREXION DAILY 20-YE|JSJX|JANE STREET CAPITAL LLC|350387
TMV|DIREXION DAILY 20-YE|KCGM|VIRTU Americas LLC|34552
TMV|DIREXION DAILY 20-YE|LEHM|Barclays Capital Inc./Le|80000
TMV|DIREXION DAILY 20-YE|LIME|Lime Brokerage LLC|17518
TMV|DIREXION DAILY 20-YE|LSCI|Lek Securities Corporation|13056
TMV|DIREXION DAILY 20-YE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36992
TMV|DIREXION DAILY 20-YE|MOTF|MOTIF INVESTING, INC.|2
TMV|DIREXION DAILY 20-YE|MSCO|MORGAN STANLEY & CO. LLC|114635
TMV|DIREXION DAILY 20-YE|MSPL|MORGAN STANLEY & CO. LLC|18400
TMV|DIREXION DAILY 20-YE|MSTX|MORGAN STANLEY & CO. LLC|1000
TMV|DIREXION DAILY 20-YE|NFSC|National Financial Services LLC|586206
TMV|DIREXION DAILY 20-YE|NITE|VIRTU Americas LLC|944286
TMV|DIREXION DAILY 20-YE|NITP|VIRTU Americas LLC|205742
TMV|DIREXION DAILY 20-YE|NQRB|Brut, LLC|7700
TMV|DIREXION DAILY 20-YE|NTBF|BMO Nesbitt Burns Inc./CDS|1000
TMV|DIREXION DAILY 20-YE|OPCO|Oppenheimer & Co. Inc.|128
TMV|DIREXION DAILY 20-YE|PDQM|CODA MARKETS, INC.|1020
TMV|DIREXION DAILY 20-YE|PWJC|UBS Financial Services, Inc.|4300
TMV|DIREXION DAILY 20-YE|RBCM|RBC CAPITAL MARKETS, LLC|201
TMV|DIREXION DAILY 20-YE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|12600
TMV|DIREXION DAILY 20-YE|RHOX|XR Securities LLC|30277
TMV|DIREXION DAILY 20-YE|SAGL|SAGETRADER, LLC|100
TMV|DIREXION DAILY 20-YE|SALI|INTL FCSTONE FINANCIAL INC.|160
TMV|DIREXION DAILY 20-YE|SBSH|Citigroup Global Markets Inc.|7107
TMV|DIREXION DAILY 20-YE|SGMT|GOLDMAN SACHS & CO. LLC|36596
TMV|DIREXION DAILY 20-YE|SOGO|Wang Investment Associates, Inc.|200
TMV|DIREXION DAILY 20-YE|SPDR|SPEEDROUTE LLC|400
TMV|DIREXION DAILY 20-YE|STFL|Stifel, Nicolaus & Company, Incorporated|50
TMV|DIREXION DAILY 20-YE|SWIM|TD Ameritrade, Inc.|109399
TMV|DIREXION DAILY 20-YE|TKNG|ALLY INVEST SECURITIES LLC|8323
TMV|DIREXION DAILY 20-YE|TRBT|Tradebot Systems, Inc.|28733
TMV|DIREXION DAILY 20-YE|TRCM|TRC MARKETS LLC|663476
TMV|DIREXION DAILY 20-YE|TWTT|TASTYWORKS, INC.|351
TMV|DIREXION DAILY 20-YE|UBSA|UBS SECURITIES LLC|149752
TMV|DIREXION DAILY 20-YE|UBSS|UBS Securities LLC|111564
TMV|DIREXION DAILY 20-YE|VALX|VIRTU AMERICAS LLC|6494
TMV|DIREXION DAILY 20-YE|VGRD|Vanguard Marketing Corporation|59415
TMV|DIREXION DAILY 20-YE|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
TMV|DIREXION DAILY 20-YE|WCHV|WELLS FARGO SECURITIES, LLC|38885
TMV|DIREXION DAILY 20-YE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4738
TMV|DIREXION DAILY 20-YE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25585
TMV|DIREXION DAILY 20-YE|WGIF|CIBC World Markets Inc.|100
TMV|DIREXION DAILY 20-YE|WSEA|WOLVERINE SECURITIES, LLC|7002
TMV|DIREXION DAILY 20-YE|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
TMV|DIREXION DAILY 20-YE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
TNA|SMALL CAP BULL 3X|AGIS|Aegis Capital Corp.|950
TNA|SMALL CAP BULL 3X|ALTX|Alternet Securities Inc.|19435
TNA|SMALL CAP BULL 3X|APCC|Apex Clearing Corporation|32770
TNA|SMALL CAP BULL 3X|BATM|CBOE TRADING, INC.|26503
TNA|SMALL CAP BULL 3X|BAYC|BAY CREST PARTNERS, LLC|3390
TNA|SMALL CAP BULL 3X|BIMI|Banca IMI Securities Corp.|17
TNA|SMALL CAP BULL 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28669
TNA|SMALL CAP BULL 3X|BYXM|CBOE TRADING, INC.|1440
TNA|SMALL CAP BULL 3X|CANT|Cantor Fitzgerald & Co.|1960
TNA|SMALL CAP BULL 3X|CHAS|Charles Schwab & Co., Inc.|80932
TNA|SMALL CAP BULL 3X|CIST|Capital Institutional Services, Inc.|378
TNA|SMALL CAP BULL 3X|CMTT|CMT TRADING LLC|12520
TNA|SMALL CAP BULL 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
TNA|SMALL CAP BULL 3X|CPET|CLEARPOOL EXECUTION SERVICES, LLC|695
TNA|SMALL CAP BULL 3X|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17498
TNA|SMALL CAP BULL 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|259172
TNA|SMALL CAP BULL 3X|CTDL|Citadel Derivatives Group Llc|23370
TNA|SMALL CAP BULL 3X|CTLR|CUTLER GROUP, LP|200
TNA|SMALL CAP BULL 3X|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
TNA|SMALL CAP BULL 3X|DBAB|Deutsche Bank Securities Inc.|22992
TNA|SMALL CAP BULL 3X|DBAX|Deutsche Bank Securities Inc.|63200
TNA|SMALL CAP BULL 3X|DCHF|Dart Executions, LLC|335786
TNA|SMALL CAP BULL 3X|DEAN|MORGAN STANLEY|2624
TNA|SMALL CAP BULL 3X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6331
TNA|SMALL CAP BULL 3X|DRWJ|DRW SECURITIES, L.L.C.|304491
TNA|SMALL CAP BULL 3X|EBXL|EBX LLC|174600
TNA|SMALL CAP BULL 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|1632
TNA|SMALL CAP BULL 3X|EGAM|CBOE TRADING, INC.|27413
TNA|SMALL CAP BULL 3X|EGXM|CBOE TRADING, INC.|51306
TNA|SMALL CAP BULL 3X|EGXW|CBOE TRADING, INC.|510
TNA|SMALL CAP BULL 3X|ETBE|Electronic Transaction Clearing, Inc.|33336
TNA|SMALL CAP BULL 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|92346
TNA|SMALL CAP BULL 3X|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1198
TNA|SMALL CAP BULL 3X|ETRS|E*Trade Securities LLC|1532115
TNA|SMALL CAP BULL 3X|FBSB|U.S. Bancorp Investments, Inc.|75
TNA|SMALL CAP BULL 3X|FILL|Tradestation Securities, Inc.|260325
TNA|SMALL CAP BULL 3X|FMAF|NBCN Inc./ CDS|20586
TNA|SMALL CAP BULL 3X|FQLS|Quantlab Securities LP|178616
TNA|SMALL CAP BULL 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11692
TNA|SMALL CAP BULL 3X|FTBR|Foliofn Investments, Inc.|25691
TNA|SMALL CAP BULL 3X|GEBB|GLOBAL EXECUTION BROKERS, LP|1001
TNA|SMALL CAP BULL 3X|GLIS|TD Securities Inc|158038
TNA|SMALL CAP BULL 3X|GLPX|ACS EXECUTION SERVICES, LLC|3214
TNA|SMALL CAP BULL 3X|GSCO|GOLDMAN SACHS & CO. LLC|197145
TNA|SMALL CAP BULL 3X|GSCS|GOLDMAN SACHS & CO. LLC|9392
TNA|SMALL CAP BULL 3X|GSLT|GOLDMAN SACHS & CO. LLC|38321
TNA|SMALL CAP BULL 3X|GTSZ|GTS SECURITIES LLC|99266
TNA|SMALL CAP BULL 3X|HRBF|American Enterprise Investment Services Inc.|4828
TNA|SMALL CAP BULL 3X|IATS|INTERACTIVE BROKERS LLC|259837
TNA|SMALL CAP BULL 3X|IBKR|Interactive Brokers Llc|549187
TNA|SMALL CAP BULL 3X|ICBX|INSTINET, LLC|243155
TNA|SMALL CAP BULL 3X|INCA|INSTINET, LLC|166328
TNA|SMALL CAP BULL 3X|INJX|INSTINET, LLC|300
TNA|SMALL CAP BULL 3X|ITGI|ITG Inc.|38535
TNA|SMALL CAP BULL 3X|ITGP|ITG INC.|18800
TNA|SMALL CAP BULL 3X|JMPT|JUMP TRADING, LLC|46753
TNA|SMALL CAP BULL 3X|JPMX|J.P. Morgan Securities LLC|112484
TNA|SMALL CAP BULL 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|364544
TNA|SMALL CAP BULL 3X|JSJX|JANE STREET CAPITAL LLC|1417905
TNA|SMALL CAP BULL 3X|JUTA|JUMP TRADING, LLC|3268
TNA|SMALL CAP BULL 3X|KCGM|VIRTU Americas LLC|25878
TNA|SMALL CAP BULL 3X|LEHM|Barclays Capital Inc./Le|442540
TNA|SMALL CAP BULL 3X|LIME|Lime Brokerage LLC|78241
TNA|SMALL CAP BULL 3X|LIWM|LIME BROKERAGE LLC|16856
TNA|SMALL CAP BULL 3X|LPCM|Lampert Capital Markets Inc.|105
TNA|SMALL CAP BULL 3X|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TNA|SMALL CAP BULL 3X|MBTS|ALLY INVEST SECURITIES LLC|39605
TNA|SMALL CAP BULL 3X|MCMF|Raymond James Ltd. Cds|1400
TNA|SMALL CAP BULL 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|402258
TNA|SMALL CAP BULL 3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6800
TNA|SMALL CAP BULL 3X|MOTF|MOTIF INVESTING, INC.|19
TNA|SMALL CAP BULL 3X|MSCO|MORGAN STANLEY & CO. LLC|1315485
TNA|SMALL CAP BULL 3X|MSPL|MORGAN STANLEY & CO. LLC|37500
TNA|SMALL CAP BULL 3X|MSTX|MORGAN STANLEY & CO. LLC|1900
TNA|SMALL CAP BULL 3X|NFSC|National Financial Services LLC|5387904
TNA|SMALL CAP BULL 3X|NITE|VIRTU Americas LLC|5680827
TNA|SMALL CAP BULL 3X|NITP|VIRTU Americas LLC|23614
TNA|SMALL CAP BULL 3X|NQRB|Brut, LLC|12302
TNA|SMALL CAP BULL 3X|NTBF|BMO Nesbitt Burns Inc./CDS|4751
TNA|SMALL CAP BULL 3X|OHOS|TWO SIGMA SECURITIES, LLC|49085
TNA|SMALL CAP BULL 3X|OPCO|Oppenheimer & Co. Inc.|84713
TNA|SMALL CAP BULL 3X|PCPT|PHILLIP CAPITAL INC.|745
TNA|SMALL CAP BULL 3X|PDQM|CODA MARKETS, INC.|6047
TNA|SMALL CAP BULL 3X|PHLY|NASDAQ Execution Services, LLC|77400
TNA|SMALL CAP BULL 3X|PICT|Pictet Overseas Inc.|16
TNA|SMALL CAP BULL 3X|PWJC|UBS Financial Services, Inc.|3000
TNA|SMALL CAP BULL 3X|RBCM|RBC CAPITAL MARKETS, LLC|4824
TNA|SMALL CAP BULL 3X|RHOX|XR Securities LLC|621319
TNA|SMALL CAP BULL 3X|SALI|INTL FCSTONE FINANCIAL INC.|20
TNA|SMALL CAP BULL 3X|SBSH|Citigroup Global Markets Inc.|2897
TNA|SMALL CAP BULL 3X|SGMT|GOLDMAN SACHS & CO. LLC|433219
TNA|SMALL CAP BULL 3X|SHMR|ABN Amro Clearing LLC|14462
TNA|SMALL CAP BULL 3X|SPDR|SPEEDROUTE LLC|9734
TNA|SMALL CAP BULL 3X|STFL|Stifel, Nicolaus & Company, Incorporated|100
TNA|SMALL CAP BULL 3X|SWIM|TD Ameritrade, Inc.|1912639
TNA|SMALL CAP BULL 3X|SWST|Hilltop Securities Inc.|500
TNA|SMALL CAP BULL 3X|TKNG|ALLY INVEST SECURITIES LLC|29426
TNA|SMALL CAP BULL 3X|TOUR|TOURMALINE PARTNERS, LLC|300
TNA|SMALL CAP BULL 3X|TRBT|Tradebot Systems, Inc.|1728361
TNA|SMALL CAP BULL 3X|TRCM|TRC MARKETS LLC|1010093
TNA|SMALL CAP BULL 3X|TWTT|TASTYWORKS, INC.|1007
TNA|SMALL CAP BULL 3X|UBSA|UBS SECURITIES LLC|214428
TNA|SMALL CAP BULL 3X|UBSS|UBS Securities LLC|530903
TNA|SMALL CAP BULL 3X|VALX|VIRTU AMERICAS LLC|66971
TNA|SMALL CAP BULL 3X|VGRD|Vanguard Marketing Corporation|420560
TNA|SMALL CAP BULL 3X|VSIN|Vision Financial Markets Llc|110
TNA|SMALL CAP BULL 3X|WCHV|WELLS FARGO SECURITIES, LLC|159999
TNA|SMALL CAP BULL 3X|WEDB|WEDBUSH SECURITIES INC.|20050
TNA|SMALL CAP BULL 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|112969
TNA|SMALL CAP BULL 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|147824
TNA|SMALL CAP BULL 3X|WGIF|CIBC World Markets Inc.|620
TNA|SMALL CAP BULL 3X|WSEA|WOLVERINE SECURITIES, LLC|76544
TNA|SMALL CAP BULL 3X|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
TNA|SMALL CAP BULL 3X|YKNA|COMHAR CAPITAL MARKETS, LLC|450
TNAV|TELENAV, INC.|ALTX|Alternet Securities Inc.|825
TNAV|TELENAV, INC.|APCC|Apex Clearing Corporation|1538
TNAV|TELENAV, INC.|BATM|CBOE TRADING, INC.|76
TNAV|TELENAV, INC.|BERN|Sanford C. Bernstein & Co., LLC|5510
TNAV|TELENAV, INC.|BLKX|INSTINET, LLC|5000
TNAV|TELENAV, INC.|BMOC|BMO Capital Markets Corp.|4758
TNAV|TELENAV, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2984
TNAV|TELENAV, INC.|BTIG|BTIG, LLC|208
TNAV|TELENAV, INC.|BYXM|CBOE TRADING, INC.|100
TNAV|TELENAV, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1600
TNAV|TELENAV, INC.|CHLM|Craig-Hallum Capital Group LLC|25380
TNAV|TELENAV, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145272
TNAV|TELENAV, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
TNAV|TELENAV, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
TNAV|TELENAV, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39990
TNAV|TELENAV, INC.|CTDL|Citadel Derivatives Group Llc|4721
TNAV|TELENAV, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|23326
TNAV|TELENAV, INC.|DBAB|Deutsche Bank Securities Inc.|45010
TNAV|TELENAV, INC.|DBAX|Deutsche Bank Securities Inc.|33300
TNAV|TELENAV, INC.|DEAN|MORGAN STANLEY|2
TNAV|TELENAV, INC.|DEGS|RONIN PROFESSIONAL LLC|10236
TNAV|TELENAV, INC.|EBXL|EBX LLC|46500
TNAV|TELENAV, INC.|EGAM|CBOE TRADING, INC.|804
TNAV|TELENAV, INC.|EGXM|CBOE TRADING, INC.|700
TNAV|TELENAV, INC.|ETBE|Electronic Transaction Clearing, Inc.|200
TNAV|TELENAV, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|4
TNAV|TELENAV, INC.|ETRS|E*Trade Securities LLC|45058
TNAV|TELENAV, INC.|FBCO|Credit Suisse Securities (USA) LLC|51401
TNAV|TELENAV, INC.|FILL|Tradestation Securities, Inc.|100
TNAV|TELENAV, INC.|FOMA|TD AMERITRADE CLEARING, INC.|21311
TNAV|TELENAV, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5586
TNAV|TELENAV, INC.|FTBR|Foliofn Investments, Inc.|23
TNAV|TELENAV, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|9557
TNAV|TELENAV, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1575
TNAV|TELENAV, INC.|GSCO|GOLDMAN SACHS & CO. LLC|237472
TNAV|TELENAV, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1200
TNAV|TELENAV, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1794
TNAV|TELENAV, INC.|GTSZ|GTS SECURITIES LLC|24192
TNAV|TELENAV, INC.|IATS|INTERACTIVE BROKERS LLC|1139
TNAV|TELENAV, INC.|IBKR|Interactive Brokers Llc|27711
TNAV|TELENAV, INC.|ICBX|INSTINET, LLC|43232
TNAV|TELENAV, INC.|IEQY|CITADEL SECURITIES LLC|600
TNAV|TELENAV, INC.|INCA|INSTINET, LLC|59680
TNAV|TELENAV, INC.|INJX|INSTINET, LLC|853
TNAV|TELENAV, INC.|ITGI|ITG Inc.|14414
TNAV|TELENAV, INC.|ITGP|ITG INC.|45800
TNAV|TELENAV, INC.|JEFF|JEFFERIES LLC|10024
TNAV|TELENAV, INC.|JMPT|JUMP TRADING, LLC|200
TNAV|TELENAV, INC.|JPBX|J.P. MORGAN SECURITIES LLC|200
TNAV|TELENAV, INC.|JPMX|J.P. Morgan Securities LLC|67177
TNAV|TELENAV, INC.|KCGM|VIRTU Americas LLC|23482
TNAV|TELENAV, INC.|LEHM|Barclays Capital Inc./Le|61530
TNAV|TELENAV, INC.|LIME|Lime Brokerage LLC|21577
TNAV|TELENAV, INC.|LMGP|LIME BROKERAGE LLC|14726
TNAV|TELENAV, INC.|LQNA|LIQUIDNET, INC.|5000
TNAV|TELENAV, INC.|LSCI|Lek Securities Corporation|900
TNAV|TELENAV, INC.|MAXM|Maxim Group LLC|3222
TNAV|TELENAV, INC.|MBTS|ALLY INVEST SECURITIES LLC|2777
TNAV|TELENAV, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47809
TNAV|TELENAV, INC.|MSCO|MORGAN STANLEY & CO. LLC|267736
TNAV|TELENAV, INC.|MSPL|MORGAN STANLEY & CO. LLC|54700
TNAV|TELENAV, INC.|MSTX|MORGAN STANLEY & CO. LLC|8600
TNAV|TELENAV, INC.|NFSC|National Financial Services LLC|24453
TNAV|TELENAV, INC.|NITE|VIRTU Americas LLC|89780
TNAV|TELENAV, INC.|NITP|VIRTU Americas LLC|4000
TNAV|TELENAV, INC.|NORT|Northland Securities, Inc.|6874
TNAV|TELENAV, INC.|NTRC|Northern Trust Securities, Inc.|1610
TNAV|TELENAV, INC.|PCPT|PHILLIP CAPITAL INC.|900
TNAV|TELENAV, INC.|PDQM|CODA MARKETS, INC.|4032
TNAV|TELENAV, INC.|PHLY|NASDAQ Execution Services, LLC|1200
TNAV|TELENAV, INC.|PWJC|UBS Financial Services, Inc.|3599
TNAV|TELENAV, INC.|RGLD|Regal Securities, Inc|200
TNAV|TELENAV, INC.|RILY|B. RILEY FBR, INC.|409279
TNAV|TELENAV, INC.|SBSH|Citigroup Global Markets Inc.|38601
TNAV|TELENAV, INC.|SGMT|GOLDMAN SACHS & CO. LLC|18527
TNAV|TELENAV, INC.|SPDR|SPEEDROUTE LLC|4613
TNAV|TELENAV, INC.|SWIM|TD Ameritrade, Inc.|8406
TNAV|TELENAV, INC.|TKNG|ALLY INVEST SECURITIES LLC|16
TNAV|TELENAV, INC.|TOUR|TOURMALINE PARTNERS, LLC|25000
TNAV|TELENAV, INC.|TRBT|Tradebot Systems, Inc.|3931
TNAV|TELENAV, INC.|TRCM|TRC MARKETS LLC|52090
TNAV|TELENAV, INC.|UBSA|UBS SECURITIES LLC|109155
TNAV|TELENAV, INC.|UBSS|UBS Securities LLC|132492
TNAV|TELENAV, INC.|VALX|VIRTU AMERICAS LLC|3664
TNAV|TELENAV, INC.|VGRD|Vanguard Marketing Corporation|12400
TNAV|TELENAV, INC.|VNDM|Wall Street Access|250
TNAV|TELENAV, INC.|WCHV|WELLS FARGO SECURITIES, LLC|11022
TNAV|TELENAV, INC.|WEDB|WEDBUSH SECURITIES INC.|1000
TNAV|TELENAV, INC.|WEED|Weeden & Co.L.P.|6990
TNAV|TELENAV, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
TNAV|TELENAV, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|668
TNAV|TELENAV, INC.|WFPB|Wells Fargo Securities, LLC.|200
TNAV|TELENAV, INC.|WSEA|WOLVERINE SECURITIES, LLC|1320
TNAV|TELENAV, INC.|XPQR|Jump Trading|87
TNAV|TELENAV, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5848
TNC|TENNANT CO|ALLN|Allen & Company LLC|170
TNC|TENNANT CO|APCC|Apex Clearing Corporation|11
TNC|TENNANT CO|BARD|Robert W. Baird & Co. Incorporated|100
TNC|TENNANT CO|BATM|CBOE TRADING, INC.|368
TNC|TENNANT CO|BERN|Sanford C. Bernstein & Co., LLC|185
TNC|TENNANT CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2
TNC|TENNANT CO|BNPX|BNP PARIBAS SECURITIES CORP.|3201
TNC|TENNANT CO|BRVL|BLAYLOCK VAN, LLC|600
TNC|TENNANT CO|BTIG|BTIG, LLC|200
TNC|TENNANT CO|BZYD|GOLDMAN SACHS & CO. LLC|410
TNC|TENNANT CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2100
TNC|TENNANT CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|488
TNC|TENNANT CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2893
TNC|TENNANT CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9566
TNC|TENNANT CO|CSIN|Citadel Securities Institutional LLC|392
TNC|TENNANT CO|CTDL|Citadel Derivatives Group Llc|180
TNC|TENNANT CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|4032
TNC|TENNANT CO|DBAB|Deutsche Bank Securities Inc.|17988
TNC|TENNANT CO|DBAX|Deutsche Bank Securities Inc.|28200
TNC|TENNANT CO|DBUL|Deutsche Bank Securities Inc.|99
TNC|TENNANT CO|DEAN|MORGAN STANLEY|134
TNC|TENNANT CO|DEGS|RONIN PROFESSIONAL LLC|100
TNC|TENNANT CO|EBXL|EBX LLC|28100
TNC|TENNANT CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
TNC|TENNANT CO|EDJO|Edward D. Jones & Co., L.P.|203
TNC|TENNANT CO|EGAM|CBOE TRADING, INC.|3867
TNC|TENNANT CO|EGXM|CBOE TRADING, INC.|300
TNC|TENNANT CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11966
TNC|TENNANT CO|ETRS|E*Trade Securities LLC|247
TNC|TENNANT CO|FBSB|U.S. Bancorp Investments, Inc.|1
TNC|TENNANT CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|410
TNC|TENNANT CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7056
TNC|TENNANT CO|FTBR|Foliofn Investments, Inc.|60
TNC|TENNANT CO|GLPX|ACS EXECUTION SERVICES, LLC|178
TNC|TENNANT CO|GSCO|GOLDMAN SACHS & CO. LLC|63263
TNC|TENNANT CO|GSCS|GOLDMAN SACHS & CO. LLC|5436
TNC|TENNANT CO|GSLT|GOLDMAN SACHS & CO. LLC|23
TNC|TENNANT CO|GTSZ|GTS SECURITIES LLC|1386
TNC|TENNANT CO|HPPX|POTAMUS TRADING, LLC|585
TNC|TENNANT CO|HRBF|American Enterprise Investment Services Inc.|25
TNC|TENNANT CO|IBKR|Interactive Brokers Llc|1663
TNC|TENNANT CO|ICBX|INSTINET, LLC|3209
TNC|TENNANT CO|IEQY|CITADEL SECURITIES LLC|4786
TNC|TENNANT CO|INCA|INSTINET, LLC|13734
TNC|TENNANT CO|ITGI|ITG Inc.|1275
TNC|TENNANT CO|ITGP|ITG INC.|3400
TNC|TENNANT CO|JEFF|JEFFERIES LLC|2851
TNC|TENNANT CO|JMPT|JUMP TRADING, LLC|226
TNC|TENNANT CO|JPBX|J.P. MORGAN SECURITIES LLC|8962
TNC|TENNANT CO|JPMX|J.P. Morgan Securities LLC|85969
TNC|TENNANT CO|KCGM|VIRTU Americas LLC|4007
TNC|TENNANT CO|LEHM|Barclays Capital Inc./Le|25493
TNC|TENNANT CO|LIME|Lime Brokerage LLC|4608
TNC|TENNANT CO|LQNA|LIQUIDNET, INC.|8000
TNC|TENNANT CO|LSCI|Lek Securities Corporation|3
TNC|TENNANT CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19012
TNC|TENNANT CO|MSCO|MORGAN STANLEY & CO. LLC|57073
TNC|TENNANT CO|MSPL|MORGAN STANLEY & CO. LLC|16000
TNC|TENNANT CO|MSTX|MORGAN STANLEY & CO. LLC|200
TNC|TENNANT CO|NFSC|National Financial Services LLC|3084
TNC|TENNANT CO|NITE|VIRTU Americas LLC|17137
TNC|TENNANT CO|NQRB|Brut, LLC|300
TNC|TENNANT CO|OPCO|Oppenheimer & Co. Inc.|300
TNC|TENNANT CO|PDQM|CODA MARKETS, INC.|8067
TNC|TENNANT CO|RBCM|RBC CAPITAL MARKETS, LLC|138
TNC|TENNANT CO|SAGW|SAGETRADER, LLC|100
TNC|TENNANT CO|SBSH|Citigroup Global Markets Inc.|7919
TNC|TENNANT CO|SGMT|GOLDMAN SACHS & CO. LLC|18297
TNC|TENNANT CO|SPDR|SPEEDROUTE LLC|1300
TNC|TENNANT CO|STFL|Stifel, Nicolaus & Company, Incorporated|13
TNC|TENNANT CO|SWIM|TD Ameritrade, Inc.|178
TNC|TENNANT CO|SWST|Hilltop Securities Inc.|350
TNC|TENNANT CO|TRBT|Tradebot Systems, Inc.|533
TNC|TENNANT CO|TRCM|TRC MARKETS LLC|3748
TNC|TENNANT CO|UBSA|UBS SECURITIES LLC|55279
TNC|TENNANT CO|UBSS|UBS Securities LLC|87250
TNC|TENNANT CO|VALX|VIRTU AMERICAS LLC|2036
TNC|TENNANT CO|VGRD|Vanguard Marketing Corporation|17
TNC|TENNANT CO|WCHV|WELLS FARGO SECURITIES, LLC|8245
TNC|TENNANT CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35
TNC|TENNANT CO|XIST|INSTINET, LLC|2600
TNC|TENNANT CO|XPQR|Jump Trading|200
TNC|TENNANT CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1018
TNC|TENNANT CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
TNDM|TANDEM DIABETES CARE|ADAM|CANACCORD GENUITY INC.|133905
TNDM|TANDEM DIABETES CARE|AGIS|Aegis Capital Corp.|2412
TNDM|TANDEM DIABETES CARE|ALTX|Alternet Securities Inc.|113596
TNDM|TANDEM DIABETES CARE|APCC|Apex Clearing Corporation|95322
TNDM|TANDEM DIABETES CARE|BANK|Primevest Financial Services, Inc.|2250
TNDM|TANDEM DIABETES CARE|BARD|Robert W. Baird & Co. Incorporated|8635
TNDM|TANDEM DIABETES CARE|BATM|CBOE TRADING, INC.|15611
TNDM|TANDEM DIABETES CARE|BAYC|BAY CREST PARTNERS, LLC|15323
TNDM|TANDEM DIABETES CARE|BBNT|BB&T SECURITIES, LLC|551
TNDM|TANDEM DIABETES CARE|BERN|Sanford C. Bernstein & Co., LLC|46126
TNDM|TANDEM DIABETES CARE|BIDS|BIDS TRADING L.P.|3700
TNDM|TANDEM DIABETES CARE|BIMI|Banca IMI Securities Corp.|13922
TNDM|TANDEM DIABETES CARE|BKCM|BNY Mellon Capital Markets LLC|11597
TNDM|TANDEM DIABETES CARE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|72332
TNDM|TANDEM DIABETES CARE|BLKX|INSTINET, LLC|74200
TNDM|TANDEM DIABETES CARE|BMOC|BMO Capital Markets Corp.|3365
TNDM|TANDEM DIABETES CARE|BNPX|BNP PARIBAS SECURITIES CORP.|4073
TNDM|TANDEM DIABETES CARE|BTIG|BTIG, LLC|22352
TNDM|TANDEM DIABETES CARE|BYXM|CBOE TRADING, INC.|5770
TNDM|TANDEM DIABETES CARE|CANT|Cantor Fitzgerald & Co.|318
TNDM|TANDEM DIABETES CARE|CBRA|Cobra Trading, Inc.|186
TNDM|TANDEM DIABETES CARE|CHAS|Charles Schwab & Co., Inc.|25073
TNDM|TANDEM DIABETES CARE|CHLM|Craig-Hallum Capital Group LLC|11285
TNDM|TANDEM DIABETES CARE|CICF|Canaccord Genuity Corp.|600
TNDM|TANDEM DIABETES CARE|CIST|Capital Institutional Services, Inc.|169
TNDM|TANDEM DIABETES CARE|CNTR|PRECISION SECURITIES, LLC|800
TNDM|TANDEM DIABETES CARE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|496928
TNDM|TANDEM DIABETES CARE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35152
TNDM|TANDEM DIABETES CARE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|179391
TNDM|TANDEM DIABETES CARE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|977436
TNDM|TANDEM DIABETES CARE|CTDL|Citadel Derivatives Group Llc|27528
TNDM|TANDEM DIABETES CARE|CXCX|CITIGROUP GLOBAL MARKETS INC.|109246
TNDM|TANDEM DIABETES CARE|DADA|D.A. Davidson & Co.|200
TNDM|TANDEM DIABETES CARE|DAVA|Davenport & Company LLC|12931
TNDM|TANDEM DIABETES CARE|DBAB|Deutsche Bank Securities Inc.|869171
TNDM|TANDEM DIABETES CARE|DBAX|Deutsche Bank Securities Inc.|432000
TNDM|TANDEM DIABETES CARE|DBUL|Deutsche Bank Securities Inc.|7
TNDM|TANDEM DIABETES CARE|DCHF|Dart Executions, LLC|213406
TNDM|TANDEM DIABETES CARE|DEAN|MORGAN STANLEY|23074
TNDM|TANDEM DIABETES CARE|DEGS|RONIN PROFESSIONAL LLC|75731
TNDM|TANDEM DIABETES CARE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36129
TNDM|TANDEM DIABETES CARE|EBXL|EBX LLC|531500
TNDM|TANDEM DIABETES CARE|ECUT|CONVERGEX EXECUTION SOLUTIONS|13652
TNDM|TANDEM DIABETES CARE|EDJC|Edward Jones / CDS|925
TNDM|TANDEM DIABETES CARE|EDJO|Edward D. Jones & Co., L.P.|23588
TNDM|TANDEM DIABETES CARE|EGAM|CBOE TRADING, INC.|101572
TNDM|TANDEM DIABETES CARE|EGAW|CBOE TRADING, INC.|1233
TNDM|TANDEM DIABETES CARE|EGMT|EG MARKET TECHNOLOGIES LLC|1992
TNDM|TANDEM DIABETES CARE|EGXM|CBOE TRADING, INC.|73608
TNDM|TANDEM DIABETES CARE|EGXW|CBOE TRADING, INC.|636
TNDM|TANDEM DIABETES CARE|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1200
TNDM|TANDEM DIABETES CARE|ETBE|Electronic Transaction Clearing, Inc.|195459
TNDM|TANDEM DIABETES CARE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|13123
TNDM|TANDEM DIABETES CARE|ETCB|ETC BROKERAGE SERVICES, LLC|190
TNDM|TANDEM DIABETES CARE|ETCC|Electronic Transaction Clearing, Inc.|800
TNDM|TANDEM DIABETES CARE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10264
TNDM|TANDEM DIABETES CARE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|192752
TNDM|TANDEM DIABETES CARE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1734
TNDM|TANDEM DIABETES CARE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
TNDM|TANDEM DIABETES CARE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|43015
TNDM|TANDEM DIABETES CARE|ETRS|E*Trade Securities LLC|2126851
TNDM|TANDEM DIABETES CARE|FBCO|Credit Suisse Securities (USA) LLC|1323674
TNDM|TANDEM DIABETES CARE|FBSB|U.S. Bancorp Investments, Inc.|1315
TNDM|TANDEM DIABETES CARE|FILL|Tradestation Securities, Inc.|98168
TNDM|TANDEM DIABETES CARE|FMAF|NBCN Inc./ CDS|126852
TNDM|TANDEM DIABETES CARE|FMCO|First Manhattan Co|5300
TNDM|TANDEM DIABETES CARE|FOMA|TD AMERITRADE CLEARING, INC.|4247153
TNDM|TANDEM DIABETES CARE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22778
TNDM|TANDEM DIABETES CARE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|327381
TNDM|TANDEM DIABETES CARE|FTBR|Foliofn Investments, Inc.|12904
TNDM|TANDEM DIABETES CARE|GEBB|GLOBAL EXECUTION BROKERS, LP|68236
TNDM|TANDEM DIABETES CARE|GLIS|TD Securities Inc|1219
TNDM|TANDEM DIABETES CARE|GLPX|ACS EXECUTION SERVICES, LLC|375388
TNDM|TANDEM DIABETES CARE|GSCO|GOLDMAN SACHS & CO. LLC|2969081
TNDM|TANDEM DIABETES CARE|GSCS|GOLDMAN SACHS & CO. LLC|35636
TNDM|TANDEM DIABETES CARE|GSLT|GOLDMAN SACHS & CO. LLC|26244
TNDM|TANDEM DIABETES CARE|GTSZ|GTS SECURITIES LLC|60948
TNDM|TANDEM DIABETES CARE|HAPX|HAP Trading, LLC|15423
TNDM|TANDEM DIABETES CARE|HRBF|American Enterprise Investment Services Inc.|28446
TNDM|TANDEM DIABETES CARE|HSBC|HSBC Securities, Inc.|1920
TNDM|TANDEM DIABETES CARE|IATS|INTERACTIVE BROKERS LLC|224357
TNDM|TANDEM DIABETES CARE|IBKR|Interactive Brokers Llc|1506425
TNDM|TANDEM DIABETES CARE|ICBX|INSTINET, LLC|279873
TNDM|TANDEM DIABETES CARE|IEQY|CITADEL SECURITIES LLC|60904
TNDM|TANDEM DIABETES CARE|INCA|INSTINET, LLC|1097900
TNDM|TANDEM DIABETES CARE|INJX|INSTINET, LLC|189092
TNDM|TANDEM DIABETES CARE|ITGI|ITG Inc.|182868
TNDM|TANDEM DIABETES CARE|ITGP|ITG INC.|518200
TNDM|TANDEM DIABETES CARE|JANY|Janney Montgomery Scott Inc.|15290
TNDM|TANDEM DIABETES CARE|JEFF|JEFFERIES LLC|674628
TNDM|TANDEM DIABETES CARE|JMPT|JUMP TRADING, LLC|282120
TNDM|TANDEM DIABETES CARE|JONE|JonesTrading|2110
TNDM|TANDEM DIABETES CARE|JPBX|J.P. MORGAN SECURITIES LLC|76995
TNDM|TANDEM DIABETES CARE|JPMX|J.P. Morgan Securities LLC|1021362
TNDM|TANDEM DIABETES CARE|JSJX|JANE STREET CAPITAL LLC|36903
TNDM|TANDEM DIABETES CARE|KCGM|VIRTU Americas LLC|277629
TNDM|TANDEM DIABETES CARE|LEHM|Barclays Capital Inc./Le|2646164
TNDM|TANDEM DIABETES CARE|LIME|Lime Brokerage LLC|318722
TNDM|TANDEM DIABETES CARE|LMGP|LIME BROKERAGE LLC|4100
TNDM|TANDEM DIABETES CARE|LOOP|Loop Capital Markets LLC|6758
TNDM|TANDEM DIABETES CARE|LQNA|LIQUIDNET, INC.|213500
TNDM|TANDEM DIABETES CARE|LSCI|Lek Securities Corporation|5382
TNDM|TANDEM DIABETES CARE|LTCO|Ladenburg, Thalmann & Co., Inc.|15322
TNDM|TANDEM DIABETES CARE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5412
TNDM|TANDEM DIABETES CARE|MACQ|Macquarie Capital (USA) Inc.|4144
TNDM|TANDEM DIABETES CARE|MAXM|Maxim Group LLC|76778
TNDM|TANDEM DIABETES CARE|MBTS|ALLY INVEST SECURITIES LLC|18145
TNDM|TANDEM DIABETES CARE|MCMF|Raymond James Ltd. Cds|500
TNDM|TANDEM DIABETES CARE|MICA|Spartan Securities Group, Ltd.|500
TNDM|TANDEM DIABETES CARE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|260850
TNDM|TANDEM DIABETES CARE|MOTF|MOTIF INVESTING, INC.|34
TNDM|TANDEM DIABETES CARE|MSCO|MORGAN STANLEY & CO. LLC|6216351
TNDM|TANDEM DIABETES CARE|MSPL|MORGAN STANLEY & CO. LLC|462100
TNDM|TANDEM DIABETES CARE|MSTX|MORGAN STANLEY & CO. LLC|537700
TNDM|TANDEM DIABETES CARE|MZHO|Mizuho Securities USA LLC|27434
TNDM|TANDEM DIABETES CARE|NATL|National Securities Corporation|136855
TNDM|TANDEM DIABETES CARE|NBCS|NBC Securities, INC.|50
TNDM|TANDEM DIABETES CARE|NFSC|National Financial Services LLC|5216475
TNDM|TANDEM DIABETES CARE|NITE|VIRTU Americas LLC|7695478
TNDM|TANDEM DIABETES CARE|NITP|VIRTU Americas LLC|5327
TNDM|TANDEM DIABETES CARE|NQRB|Brut, LLC|108970
TNDM|TANDEM DIABETES CARE|OPCO|Oppenheimer & Co. Inc.|68715
TNDM|TANDEM DIABETES CARE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7886
TNDM|TANDEM DIABETES CARE|PCPT|PHILLIP CAPITAL INC.|50
TNDM|TANDEM DIABETES CARE|PDQM|CODA MARKETS, INC.|464381
TNDM|TANDEM DIABETES CARE|PHLY|NASDAQ Execution Services, LLC|53400
TNDM|TANDEM DIABETES CARE|PICT|Pictet Overseas Inc.|300
TNDM|TANDEM DIABETES CARE|PIPR|Piper Jaffray & Co.|120030
TNDM|TANDEM DIABETES CARE|POIN|PRECISION SECURITIES, LLC (POIN)|7211
TNDM|TANDEM DIABETES CARE|PWJC|UBS Financial Services, Inc.|15300
TNDM|TANDEM DIABETES CARE|RAJA|Raymond James & Associates, Inc.|35955
TNDM|TANDEM DIABETES CARE|RBCM|RBC CAPITAL MARKETS, LLC|94810
TNDM|TANDEM DIABETES CARE|RGLD|Regal Securities, Inc|1586
TNDM|TANDEM DIABETES CARE|SAGL|SAGETRADER, LLC|9255
TNDM|TANDEM DIABETES CARE|SBSH|Citigroup Global Markets Inc.|300244
TNDM|TANDEM DIABETES CARE|SGMT|GOLDMAN SACHS & CO. LLC|359780
TNDM|TANDEM DIABETES CARE|SOGO|Wang Investment Associates, Inc.|107
TNDM|TANDEM DIABETES CARE|SPDR|SPEEDROUTE LLC|74658
TNDM|TANDEM DIABETES CARE|SPNT|SEVEN POINTS CAPITAL, LLC|500
TNDM|TANDEM DIABETES CARE|SPTD|MINT GLOBAL MARKETS, INC.|40060
TNDM|TANDEM DIABETES CARE|STFL|Stifel, Nicolaus & Company, Incorporated|43150
TNDM|TANDEM DIABETES CARE|STXG|Stockcross Financial Services, Inc.|2300
TNDM|TANDEM DIABETES CARE|SWIM|TD Ameritrade, Inc.|1904754
TNDM|TANDEM DIABETES CARE|SWST|Hilltop Securities Inc.|9885
TNDM|TANDEM DIABETES CARE|TKNG|ALLY INVEST SECURITIES LLC|84314
TNDM|TANDEM DIABETES CARE|TRBT|Tradebot Systems, Inc.|765136
TNDM|TANDEM DIABETES CARE|TRCM|TRC MARKETS LLC|162579
TNDM|TANDEM DIABETES CARE|TTUC|CUTTONE & CO., INC.|1056
TNDM|TANDEM DIABETES CARE|TWTT|TASTYWORKS, INC.|1776
TNDM|TANDEM DIABETES CARE|UBSA|UBS SECURITIES LLC|1566765
TNDM|TANDEM DIABETES CARE|UBSS|UBS Securities LLC|3555697
TNDM|TANDEM DIABETES CARE|VALX|VIRTU AMERICAS LLC|43502
TNDM|TANDEM DIABETES CARE|VGRD|Vanguard Marketing Corporation|208724
TNDM|TANDEM DIABETES CARE|VIEW|VIEWTRADE SECURITIES LLC|108
TNDM|TANDEM DIABETES CARE|VNDS|VANDHAM SECURITIES CORP|4225
TNDM|TANDEM DIABETES CARE|VSIN|Vision Financial Markets Llc|550
TNDM|TANDEM DIABETES CARE|WABR|Wall Street Access|7500
TNDM|TANDEM DIABETES CARE|WBLR|WILLIAM BLAIR|5000
TNDM|TANDEM DIABETES CARE|WCHV|WELLS FARGO SECURITIES, LLC|508790
TNDM|TANDEM DIABETES CARE|WDNX|WEEDEN & CO.L.P.|442
TNDM|TANDEM DIABETES CARE|WEDB|WEDBUSH SECURITIES INC.|102714
TNDM|TANDEM DIABETES CARE|WEED|Weeden & Co.L.P.|63519
TNDM|TANDEM DIABETES CARE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|93098
TNDM|TANDEM DIABETES CARE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36070
TNDM|TANDEM DIABETES CARE|WGIF|CIBC World Markets Inc.|64621
TNDM|TANDEM DIABETES CARE|WORD|Worden Capital Management LLC|10922
TNDM|TANDEM DIABETES CARE|WSEA|WOLVERINE SECURITIES, LLC|118319
TNDM|TANDEM DIABETES CARE|XIST|INSTINET, LLC|56000
TNDM|TANDEM DIABETES CARE|XSTM|NATIONAL FINANCIAL SERVICES LLC|577962
TNDM|TANDEM DIABETES CARE|YKNA|COMHAR CAPITAL MARKETS, LLC|41009
TNDM|TANDEM DIABETES CARE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13426
TNET|TRINET GROUP, INC.|AGIS|Aegis Capital Corp.|100
TNET|TRINET GROUP, INC.|ALTX|Alternet Securities Inc.|3500
TNET|TRINET GROUP, INC.|APCC|Apex Clearing Corporation|48
TNET|TRINET GROUP, INC.|BALE|M&T SECURITIES, INC.|169
TNET|TRINET GROUP, INC.|BARD|Robert W. Baird & Co. Incorporated|6
TNET|TRINET GROUP, INC.|BATM|CBOE TRADING, INC.|2060
TNET|TRINET GROUP, INC.|BBNT|BB&T SECURITIES, LLC|10
TNET|TRINET GROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|4420
TNET|TRINET GROUP, INC.|BIDS|BIDS TRADING L.P.|200
TNET|TRINET GROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|809
TNET|TRINET GROUP, INC.|BLKX|INSTINET, LLC|54700
TNET|TRINET GROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2181
TNET|TRINET GROUP, INC.|BTIG|BTIG, LLC|200
TNET|TRINET GROUP, INC.|BYXM|CBOE TRADING, INC.|971
TNET|TRINET GROUP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|600
TNET|TRINET GROUP, INC.|CANT|Cantor Fitzgerald & Co.|931
TNET|TRINET GROUP, INC.|CHAS|Charles Schwab & Co., Inc.|23
TNET|TRINET GROUP, INC.|CIST|Capital Institutional Services, Inc.|852
TNET|TRINET GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76733
TNET|TRINET GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
TNET|TRINET GROUP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
TNET|TRINET GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|107390
TNET|TRINET GROUP, INC.|CTDL|Citadel Derivatives Group Llc|20192
TNET|TRINET GROUP, INC.|CTLR|CUTLER GROUP, LP|200
TNET|TRINET GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|29810
TNET|TRINET GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|33539
TNET|TRINET GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|70700
TNET|TRINET GROUP, INC.|DEAN|MORGAN STANLEY|2409
TNET|TRINET GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|1958
TNET|TRINET GROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|302
TNET|TRINET GROUP, INC.|EBXL|EBX LLC|108500
TNET|TRINET GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|12831
TNET|TRINET GROUP, INC.|EDJO|Edward D. Jones & Co., L.P.|25
TNET|TRINET GROUP, INC.|EGAM|CBOE TRADING, INC.|2460
TNET|TRINET GROUP, INC.|EGAW|CBOE TRADING, INC.|22
TNET|TRINET GROUP, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|600
TNET|TRINET GROUP, INC.|EGXM|CBOE TRADING, INC.|1666
TNET|TRINET GROUP, INC.|ETBE|Electronic Transaction Clearing, Inc.|800
TNET|TRINET GROUP, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
TNET|TRINET GROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13371
TNET|TRINET GROUP, INC.|ETRS|E*Trade Securities LLC|8998
TNET|TRINET GROUP, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|17
TNET|TRINET GROUP, INC.|FILL|Tradestation Securities, Inc.|69
TNET|TRINET GROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1287
TNET|TRINET GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45321
TNET|TRINET GROUP, INC.|FTBR|Foliofn Investments, Inc.|3064
TNET|TRINET GROUP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1136
TNET|TRINET GROUP, INC.|GLIS|TD Securities Inc|14
TNET|TRINET GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|16064
TNET|TRINET GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|205467
TNET|TRINET GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2493
TNET|TRINET GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2422
TNET|TRINET GROUP, INC.|GTSZ|GTS SECURITIES LLC|30314
TNET|TRINET GROUP, INC.|HPPX|POTAMUS TRADING, LLC|430
TNET|TRINET GROUP, INC.|HRBF|American Enterprise Investment Services Inc.|77
TNET|TRINET GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|16096
TNET|TRINET GROUP, INC.|IBKR|Interactive Brokers Llc|21887
TNET|TRINET GROUP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|184
TNET|TRINET GROUP, INC.|ICBX|INSTINET, LLC|11220
TNET|TRINET GROUP, INC.|IEQY|CITADEL SECURITIES LLC|17522
TNET|TRINET GROUP, INC.|INCA|INSTINET, LLC|53053
TNET|TRINET GROUP, INC.|INJX|INSTINET, LLC|997
TNET|TRINET GROUP, INC.|ITGI|ITG Inc.|37353
TNET|TRINET GROUP, INC.|ITGP|ITG INC.|23200
TNET|TRINET GROUP, INC.|JANY|Janney Montgomery Scott Inc.|65
TNET|TRINET GROUP, INC.|JEFF|JEFFERIES LLC|6858
TNET|TRINET GROUP, INC.|JMPT|JUMP TRADING, LLC|19486
TNET|TRINET GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|3038
TNET|TRINET GROUP, INC.|JPMX|J.P. Morgan Securities LLC|98266
TNET|TRINET GROUP, INC.|JSJX|JANE STREET CAPITAL LLC|25391
TNET|TRINET GROUP, INC.|KCGM|VIRTU Americas LLC|22746
TNET|TRINET GROUP, INC.|LEHM|Barclays Capital Inc./Le|123317
TNET|TRINET GROUP, INC.|LIME|Lime Brokerage LLC|14387
TNET|TRINET GROUP, INC.|LOOP|Loop Capital Markets LLC|23854
TNET|TRINET GROUP, INC.|LQNA|LIQUIDNET, INC.|6400
TNET|TRINET GROUP, INC.|LSCI|Lek Securities Corporation|622
TNET|TRINET GROUP, INC.|MACC|Mid Atlantic Capital Corporation|18
TNET|TRINET GROUP, INC.|MBTS|ALLY INVEST SECURITIES LLC|125
TNET|TRINET GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26901
TNET|TRINET GROUP, INC.|MOTF|MOTIF INVESTING, INC.|4
TNET|TRINET GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|333942
TNET|TRINET GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|103800
TNET|TRINET GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|21600
TNET|TRINET GROUP, INC.|NFSC|National Financial Services LLC|44324
TNET|TRINET GROUP, INC.|NITE|VIRTU Americas LLC|112150
TNET|TRINET GROUP, INC.|NQRB|Brut, LLC|843
TNET|TRINET GROUP, INC.|NTRC|Northern Trust Securities, Inc.|156
TNET|TRINET GROUP, INC.|OPCO|Oppenheimer & Co. Inc.|31
TNET|TRINET GROUP, INC.|PDQM|CODA MARKETS, INC.|61266
TNET|TRINET GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1394
TNET|TRINET GROUP, INC.|SAGL|SAGETRADER, LLC|13243
TNET|TRINET GROUP, INC.|SAGW|SAGETRADER, LLC|4
TNET|TRINET GROUP, INC.|SBSH|Citigroup Global Markets Inc.|221180
TNET|TRINET GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|32866
TNET|TRINET GROUP, INC.|SPDR|SPEEDROUTE LLC|1007
TNET|TRINET GROUP, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1040
TNET|TRINET GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|29604
TNET|TRINET GROUP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4026
TNET|TRINET GROUP, INC.|SWIM|TD Ameritrade, Inc.|29048
TNET|TRINET GROUP, INC.|SWST|Hilltop Securities Inc.|155
TNET|TRINET GROUP, INC.|TAGC|TELSEY ADVISORY GROUP LLC|2448
TNET|TRINET GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|29
TNET|TRINET GROUP, INC.|TRBT|Tradebot Systems, Inc.|67269
TNET|TRINET GROUP, INC.|TRCM|TRC MARKETS LLC|29076
TNET|TRINET GROUP, INC.|UBSA|UBS SECURITIES LLC|133708
TNET|TRINET GROUP, INC.|UBSS|UBS Securities LLC|229306
TNET|TRINET GROUP, INC.|VALX|VIRTU AMERICAS LLC|7527
TNET|TRINET GROUP, INC.|VGRD|Vanguard Marketing Corporation|865
TNET|TRINET GROUP, INC.|WBLR|WILLIAM BLAIR|100
TNET|TRINET GROUP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|505
TNET|TRINET GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|6740
TNET|TRINET GROUP, INC.|WDNX|WEEDEN & CO.L.P.|7198
TNET|TRINET GROUP, INC.|WEED|Weeden & Co.L.P.|1863
TNET|TRINET GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|796
TNET|TRINET GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8294
TNET|TRINET GROUP, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|27
TNET|TRINET GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|42
TNET|TRINET GROUP, INC.|XIST|INSTINET, LLC|6200
TNET|TRINET GROUP, INC.|XPQR|Jump Trading|1173
TNET|TRINET GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|15200
TNET|TRINET GROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2603
TNET|TRINET GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|235
TNK|TEEKAY TANKERS CL A|ALTX|Alternet Securities Inc.|3000
TNK|TEEKAY TANKERS CL A|APCC|Apex Clearing Corporation|27110
TNK|TEEKAY TANKERS CL A|BATM|CBOE TRADING, INC.|1500
TNK|TEEKAY TANKERS CL A|BAYT|BTIG, LLC|100
TNK|TEEKAY TANKERS CL A|BERN|Sanford C. Bernstein & Co., LLC|47100
TNK|TEEKAY TANKERS CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|99271
TNK|TEEKAY TANKERS CL A|BLKX|INSTINET, LLC|25000
TNK|TEEKAY TANKERS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|17298
TNK|TEEKAY TANKERS CL A|BYXM|CBOE TRADING, INC.|300
TNK|TEEKAY TANKERS CL A|CHAS|Charles Schwab & Co., Inc.|17525
TNK|TEEKAY TANKERS CL A|CICF|Canaccord Genuity Corp.|2900
TNK|TEEKAY TANKERS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|119742
TNK|TEEKAY TANKERS CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1307
TNK|TEEKAY TANKERS CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9949
TNK|TEEKAY TANKERS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|284569
TNK|TEEKAY TANKERS CL A|CTDL|Citadel Derivatives Group Llc|60099
TNK|TEEKAY TANKERS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|210638
TNK|TEEKAY TANKERS CL A|DBAB|Deutsche Bank Securities Inc.|254144
TNK|TEEKAY TANKERS CL A|DBAX|Deutsche Bank Securities Inc.|2236700
TNK|TEEKAY TANKERS CL A|DBUL|Deutsche Bank Securities Inc.|16300
TNK|TEEKAY TANKERS CL A|DCHF|Dart Executions, LLC|94
TNK|TEEKAY TANKERS CL A|DEAN|MORGAN STANLEY|6413
TNK|TEEKAY TANKERS CL A|DEGS|RONIN PROFESSIONAL LLC|12859
TNK|TEEKAY TANKERS CL A|EBXL|EBX LLC|561900
TNK|TEEKAY TANKERS CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
TNK|TEEKAY TANKERS CL A|EDJO|Edward D. Jones & Co., L.P.|15599
TNK|TEEKAY TANKERS CL A|EGAM|CBOE TRADING, INC.|29268
TNK|TEEKAY TANKERS CL A|EGAW|CBOE TRADING, INC.|200
TNK|TEEKAY TANKERS CL A|EGXM|CBOE TRADING, INC.|4820
TNK|TEEKAY TANKERS CL A|ETBE|Electronic Transaction Clearing, Inc.|27200
TNK|TEEKAY TANKERS CL A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|27
TNK|TEEKAY TANKERS CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
TNK|TEEKAY TANKERS CL A|ETRS|E*Trade Securities LLC|793049
TNK|TEEKAY TANKERS CL A|FILL|Tradestation Securities, Inc.|52926
TNK|TEEKAY TANKERS CL A|FMAF|NBCN Inc./ CDS|3700
TNK|TEEKAY TANKERS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44242
TNK|TEEKAY TANKERS CL A|FTBR|Foliofn Investments, Inc.|2014
TNK|TEEKAY TANKERS CL A|GLIS|TD Securities Inc|32000
TNK|TEEKAY TANKERS CL A|GLPX|ACS EXECUTION SERVICES, LLC|11593
TNK|TEEKAY TANKERS CL A|GSCO|GOLDMAN SACHS & CO. LLC|1079461
TNK|TEEKAY TANKERS CL A|GSCS|GOLDMAN SACHS & CO. LLC|1600
TNK|TEEKAY TANKERS CL A|GSLT|GOLDMAN SACHS & CO. LLC|2001
TNK|TEEKAY TANKERS CL A|GTSZ|GTS SECURITIES LLC|1300
TNK|TEEKAY TANKERS CL A|HRBF|American Enterprise Investment Services Inc.|6418
TNK|TEEKAY TANKERS CL A|HSBC|HSBC Securities, Inc.|4100
TNK|TEEKAY TANKERS CL A|IATS|INTERACTIVE BROKERS LLC|197120
TNK|TEEKAY TANKERS CL A|IBKR|Interactive Brokers Llc|126553
TNK|TEEKAY TANKERS CL A|ICBX|INSTINET, LLC|220655
TNK|TEEKAY TANKERS CL A|IEQY|CITADEL SECURITIES LLC|5100
TNK|TEEKAY TANKERS CL A|INCA|INSTINET, LLC|281730
TNK|TEEKAY TANKERS CL A|INJX|INSTINET, LLC|1100
TNK|TEEKAY TANKERS CL A|ITGI|ITG Inc.|360728
TNK|TEEKAY TANKERS CL A|ITGP|ITG INC.|711800
TNK|TEEKAY TANKERS CL A|JEFF|JEFFERIES LLC|12211
TNK|TEEKAY TANKERS CL A|JMPT|JUMP TRADING, LLC|50993
TNK|TEEKAY TANKERS CL A|JPMX|J.P. Morgan Securities LLC|472516
TNK|TEEKAY TANKERS CL A|JSJX|JANE STREET CAPITAL LLC|7932
TNK|TEEKAY TANKERS CL A|KCGM|VIRTU Americas LLC|134032
TNK|TEEKAY TANKERS CL A|KRSH|Kershner Securities, LLC|4916
TNK|TEEKAY TANKERS CL A|LEHM|Barclays Capital Inc./Le|1049549
TNK|TEEKAY TANKERS CL A|LIME|Lime Brokerage LLC|7252
TNK|TEEKAY TANKERS CL A|LQNA|LIQUIDNET, INC.|8400
TNK|TEEKAY TANKERS CL A|MACQ|Macquarie Capital (USA) Inc.|1742
TNK|TEEKAY TANKERS CL A|MAXM|Maxim Group LLC|2300
TNK|TEEKAY TANKERS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|675267
TNK|TEEKAY TANKERS CL A|MOTF|MOTIF INVESTING, INC.|3
TNK|TEEKAY TANKERS CL A|MSCO|MORGAN STANLEY & CO. LLC|851467
TNK|TEEKAY TANKERS CL A|MSPL|MORGAN STANLEY & CO. LLC|504700
TNK|TEEKAY TANKERS CL A|MSTX|MORGAN STANLEY & CO. LLC|59900
TNK|TEEKAY TANKERS CL A|NFSC|National Financial Services LLC|829183
TNK|TEEKAY TANKERS CL A|NITE|VIRTU Americas LLC|2862794
TNK|TEEKAY TANKERS CL A|NITP|VIRTU Americas LLC|82331
TNK|TEEKAY TANKERS CL A|NQRB|Brut, LLC|9051
TNK|TEEKAY TANKERS CL A|NTBF|BMO Nesbitt Burns Inc./CDS|1000
TNK|TEEKAY TANKERS CL A|OPCO|Oppenheimer & Co. Inc.|5632
TNK|TEEKAY TANKERS CL A|PDQM|CODA MARKETS, INC.|88944
TNK|TEEKAY TANKERS CL A|RBCM|RBC CAPITAL MARKETS, LLC|13184
TNK|TEEKAY TANKERS CL A|RGLD|Regal Securities, Inc|1000
TNK|TEEKAY TANKERS CL A|SAGL|SAGETRADER, LLC|19077
TNK|TEEKAY TANKERS CL A|SBRX|MURIEL SIEBERT & CO INC|200
TNK|TEEKAY TANKERS CL A|SBSH|Citigroup Global Markets Inc.|721802
TNK|TEEKAY TANKERS CL A|SGMT|GOLDMAN SACHS & CO. LLC|234717
TNK|TEEKAY TANKERS CL A|SPDR|SPEEDROUTE LLC|2100
TNK|TEEKAY TANKERS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|7202
TNK|TEEKAY TANKERS CL A|SWIM|TD Ameritrade, Inc.|487257
TNK|TEEKAY TANKERS CL A|TKNG|ALLY INVEST SECURITIES LLC|26394
TNK|TEEKAY TANKERS CL A|TRCM|TRC MARKETS LLC|5862
TNK|TEEKAY TANKERS CL A|TWTT|TASTYWORKS, INC.|200
TNK|TEEKAY TANKERS CL A|UBSA|UBS SECURITIES LLC|949380
TNK|TEEKAY TANKERS CL A|UBSS|UBS Securities LLC|862340
TNK|TEEKAY TANKERS CL A|VALX|VIRTU AMERICAS LLC|67586
TNK|TEEKAY TANKERS CL A|VGRD|Vanguard Marketing Corporation|76490
TNK|TEEKAY TANKERS CL A|WCHV|WELLS FARGO SECURITIES, LLC|397466
TNK|TEEKAY TANKERS CL A|WEDB|WEDBUSH SECURITIES INC.|8500
TNK|TEEKAY TANKERS CL A|WEED|Weeden & Co.L.P.|8000
TNK|TEEKAY TANKERS CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1451
TNK|TEEKAY TANKERS CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
TNK|TEEKAY TANKERS CL A|WGIF|CIBC World Markets Inc.|3200
TNK|TEEKAY TANKERS CL A|WSEA|WOLVERINE SECURITIES, LLC|13258
TNK|TEEKAY TANKERS CL A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|641
TNK|TEEKAY TANKERS CL A|WTFS|JUST2TRADE, INC.|1144
TNK|TEEKAY TANKERS CL A|XIST|INSTINET, LLC|20400
TNK|TEEKAY TANKERS CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|181712
TNK|TEEKAY TANKERS CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|13400
TNK|TEEKAY TANKERS CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10477
TNP|TSAKOS ENERGY NAVIG|ALTX|Alternet Securities Inc.|300
TNP|TSAKOS ENERGY NAVIG|APCC|Apex Clearing Corporation|232
TNP|TSAKOS ENERGY NAVIG|BARD|Robert W. Baird & Co. Incorporated|200
TNP|TSAKOS ENERGY NAVIG|BATM|CBOE TRADING, INC.|1982
TNP|TSAKOS ENERGY NAVIG|BERN|Sanford C. Bernstein & Co., LLC|100
TNP|TSAKOS ENERGY NAVIG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2220
TNP|TSAKOS ENERGY NAVIG|BLKX|INSTINET, LLC|10000
TNP|TSAKOS ENERGY NAVIG|BMOC|BMO Capital Markets Corp.|2300
TNP|TSAKOS ENERGY NAVIG|BZYD|GOLDMAN SACHS & CO. LLC|737
TNP|TSAKOS ENERGY NAVIG|CANT|Cantor Fitzgerald & Co.|201
TNP|TSAKOS ENERGY NAVIG|CLSA|CLSA AMERICAS, LLC|2300
TNP|TSAKOS ENERGY NAVIG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3959
TNP|TSAKOS ENERGY NAVIG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
TNP|TSAKOS ENERGY NAVIG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56376
TNP|TSAKOS ENERGY NAVIG|CTDL|Citadel Derivatives Group Llc|31762
TNP|TSAKOS ENERGY NAVIG|CXCX|CITIGROUP GLOBAL MARKETS INC.|6318
TNP|TSAKOS ENERGY NAVIG|DBAB|Deutsche Bank Securities Inc.|22480
TNP|TSAKOS ENERGY NAVIG|DBAX|Deutsche Bank Securities Inc.|26500
TNP|TSAKOS ENERGY NAVIG|DEAN|MORGAN STANLEY|10858
TNP|TSAKOS ENERGY NAVIG|DEGS|RONIN PROFESSIONAL LLC|1950
TNP|TSAKOS ENERGY NAVIG|EBXL|EBX LLC|20000
TNP|TSAKOS ENERGY NAVIG|EDJO|Edward D. Jones & Co., L.P.|4181
TNP|TSAKOS ENERGY NAVIG|EGAM|CBOE TRADING, INC.|800
TNP|TSAKOS ENERGY NAVIG|EGXM|CBOE TRADING, INC.|710
TNP|TSAKOS ENERGY NAVIG|ETBE|Electronic Transaction Clearing, Inc.|391
TNP|TSAKOS ENERGY NAVIG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1079
TNP|TSAKOS ENERGY NAVIG|ETRS|E*Trade Securities LLC|122838
TNP|TSAKOS ENERGY NAVIG|FMAF|NBCN Inc./ CDS|6400
TNP|TSAKOS ENERGY NAVIG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6860
TNP|TSAKOS ENERGY NAVIG|FTBR|Foliofn Investments, Inc.|1666
TNP|TSAKOS ENERGY NAVIG|GLPX|ACS EXECUTION SERVICES, LLC|6000
TNP|TSAKOS ENERGY NAVIG|GSCO|GOLDMAN SACHS & CO. LLC|107524
TNP|TSAKOS ENERGY NAVIG|GSCS|GOLDMAN SACHS & CO. LLC|22186
TNP|TSAKOS ENERGY NAVIG|GSLT|GOLDMAN SACHS & CO. LLC|785
TNP|TSAKOS ENERGY NAVIG|GTSZ|GTS SECURITIES LLC|1076
TNP|TSAKOS ENERGY NAVIG|HRBF|American Enterprise Investment Services Inc.|6262
TNP|TSAKOS ENERGY NAVIG|HSBC|HSBC Securities, Inc.|400
TNP|TSAKOS ENERGY NAVIG|IATS|INTERACTIVE BROKERS LLC|8769
TNP|TSAKOS ENERGY NAVIG|IBKR|Interactive Brokers Llc|21629
TNP|TSAKOS ENERGY NAVIG|ICBX|INSTINET, LLC|24600
TNP|TSAKOS ENERGY NAVIG|INCA|INSTINET, LLC|60629
TNP|TSAKOS ENERGY NAVIG|INJX|INSTINET, LLC|165
TNP|TSAKOS ENERGY NAVIG|ITGI|ITG Inc.|5498
TNP|TSAKOS ENERGY NAVIG|ITGP|ITG INC.|26800
TNP|TSAKOS ENERGY NAVIG|JEFF|JEFFERIES LLC|5609
TNP|TSAKOS ENERGY NAVIG|JMPT|JUMP TRADING, LLC|1166
TNP|TSAKOS ENERGY NAVIG|JPMX|J.P. Morgan Securities LLC|49603
TNP|TSAKOS ENERGY NAVIG|JSJX|JANE STREET CAPITAL LLC|4630
TNP|TSAKOS ENERGY NAVIG|KCGM|VIRTU Americas LLC|5714
TNP|TSAKOS ENERGY NAVIG|LEHM|Barclays Capital Inc./Le|45309
TNP|TSAKOS ENERGY NAVIG|LIME|Lime Brokerage LLC|5947
TNP|TSAKOS ENERGY NAVIG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52200
TNP|TSAKOS ENERGY NAVIG|MOTF|MOTIF INVESTING, INC.|2
TNP|TSAKOS ENERGY NAVIG|MSCO|MORGAN STANLEY & CO. LLC|64614
TNP|TSAKOS ENERGY NAVIG|MSPL|MORGAN STANLEY & CO. LLC|11700
TNP|TSAKOS ENERGY NAVIG|MSTX|MORGAN STANLEY & CO. LLC|10200
TNP|TSAKOS ENERGY NAVIG|NFSC|National Financial Services LLC|151515
TNP|TSAKOS ENERGY NAVIG|NITE|VIRTU Americas LLC|369790
TNP|TSAKOS ENERGY NAVIG|NITP|VIRTU Americas LLC|100
TNP|TSAKOS ENERGY NAVIG|NQRB|Brut, LLC|3800
TNP|TSAKOS ENERGY NAVIG|OPCO|Oppenheimer & Co. Inc.|1000
TNP|TSAKOS ENERGY NAVIG|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4250
TNP|TSAKOS ENERGY NAVIG|PDQM|CODA MARKETS, INC.|4200
TNP|TSAKOS ENERGY NAVIG|RBCM|RBC CAPITAL MARKETS, LLC|4788
TNP|TSAKOS ENERGY NAVIG|SBSH|Citigroup Global Markets Inc.|6671
TNP|TSAKOS ENERGY NAVIG|SGMT|GOLDMAN SACHS & CO. LLC|32789
TNP|TSAKOS ENERGY NAVIG|SPDR|SPEEDROUTE LLC|300
TNP|TSAKOS ENERGY NAVIG|STFL|Stifel, Nicolaus & Company, Incorporated|17754
TNP|TSAKOS ENERGY NAVIG|SWIM|TD Ameritrade, Inc.|95917
TNP|TSAKOS ENERGY NAVIG|TKNG|ALLY INVEST SECURITIES LLC|356
TNP|TSAKOS ENERGY NAVIG|TRBT|Tradebot Systems, Inc.|13535
TNP|TSAKOS ENERGY NAVIG|TRCM|TRC MARKETS LLC|5020
TNP|TSAKOS ENERGY NAVIG|UBSA|UBS SECURITIES LLC|149476
TNP|TSAKOS ENERGY NAVIG|UBSS|UBS Securities LLC|318669
TNP|TSAKOS ENERGY NAVIG|VALX|VIRTU AMERICAS LLC|1200
TNP|TSAKOS ENERGY NAVIG|VGRD|Vanguard Marketing Corporation|21193
TNP|TSAKOS ENERGY NAVIG|WCHV|WELLS FARGO SECURITIES, LLC|77470
TNP|TSAKOS ENERGY NAVIG|WEDB|WEDBUSH SECURITIES INC.|100
TNP|TSAKOS ENERGY NAVIG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1248
TNP|TSAKOS ENERGY NAVIG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|880
TNP|TSAKOS ENERGY NAVIG|WGIF|CIBC World Markets Inc.|30
TNP|TSAKOS ENERGY NAVIG|WSEA|WOLVERINE SECURITIES, LLC|3162
TNP|TSAKOS ENERGY NAVIG|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
TNP|TSAKOS ENERGY NAVIG|XIST|INSTINET, LLC|400
TNP|TSAKOS ENERGY NAVIG|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
TNP|TSAKOS ENERGY NAVIG|YKNA|COMHAR CAPITAL MARKETS, LLC|700
TNP|TSAKOS ENERGY NAVIG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1751
TNP$B|TSAKOS ENERGY|ALTX|Alternet Securities Inc.|700
TNP$B|TSAKOS ENERGY|BBNT|BB&T SECURITIES, LLC|500
TNP$B|TSAKOS ENERGY|DADA|D.A. Davidson & Co.|800
TNP$B|TSAKOS ENERGY|DBAX|Deutsche Bank Securities Inc.|100
TNP$B|TSAKOS ENERGY|EBXL|EBX LLC|100
TNP$B|TSAKOS ENERGY|EGAM|CBOE TRADING, INC.|900
TNP$B|TSAKOS ENERGY|GSLT|GOLDMAN SACHS & CO. LLC|100
TNP$B|TSAKOS ENERGY|IBKR|Interactive Brokers Llc|1635
TNP$B|TSAKOS ENERGY|INCA|INSTINET, LLC|100
TNP$B|TSAKOS ENERGY|LEHM|Barclays Capital Inc./Le|200
TNP$B|TSAKOS ENERGY|MSCO|MORGAN STANLEY & CO. LLC|100
TNP$B|TSAKOS ENERGY|NFSC|National Financial Services LLC|5110
TNP$B|TSAKOS ENERGY|NITE|VIRTU Americas LLC|5949
TNP$B|TSAKOS ENERGY|SWIM|TD Ameritrade, Inc.|1000
TNP$B|TSAKOS ENERGY|UBSA|UBS SECURITIES LLC|900
TNP$B|TSAKOS ENERGY|UBSS|UBS Securities LLC|2400
TNP$B|TSAKOS ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|4530
TNP$B|TSAKOS ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
TNP$C|TSAKOS ENERGY PFD C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1200
TNP$C|TSAKOS ENERGY PFD C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
TNP$C|TSAKOS ENERGY PFD C|DBAX|Deutsche Bank Securities Inc.|500
TNP$C|TSAKOS ENERGY PFD C|DEAN|MORGAN STANLEY|2530
TNP$C|TSAKOS ENERGY PFD C|EBXL|EBX LLC|100
TNP$C|TSAKOS ENERGY PFD C|FTBR|Foliofn Investments, Inc.|69
TNP$C|TSAKOS ENERGY PFD C|GSCO|GOLDMAN SACHS & CO. LLC|100
TNP$C|TSAKOS ENERGY PFD C|HRBF|American Enterprise Investment Services Inc.|475
TNP$C|TSAKOS ENERGY PFD C|IATS|INTERACTIVE BROKERS LLC|350
TNP$C|TSAKOS ENERGY PFD C|IBKR|Interactive Brokers Llc|3730
TNP$C|TSAKOS ENERGY PFD C|INCA|INSTINET, LLC|400
TNP$C|TSAKOS ENERGY PFD C|LIME|Lime Brokerage LLC|355
TNP$C|TSAKOS ENERGY PFD C|MSCO|MORGAN STANLEY & CO. LLC|1012
TNP$C|TSAKOS ENERGY PFD C|NFSC|National Financial Services LLC|7998
TNP$C|TSAKOS ENERGY PFD C|NITE|VIRTU Americas LLC|5775
TNP$C|TSAKOS ENERGY PFD C|NQRB|Brut, LLC|286
TNP$C|TSAKOS ENERGY PFD C|PWJC|UBS Financial Services, Inc.|5400
TNP$C|TSAKOS ENERGY PFD C|SWIM|TD Ameritrade, Inc.|60
TNP$C|TSAKOS ENERGY PFD C|UBSA|UBS SECURITIES LLC|1252
TNP$C|TSAKOS ENERGY PFD C|UBSS|UBS Securities LLC|14029
TNP$C|TSAKOS ENERGY PFD C|VGRD|Vanguard Marketing Corporation|3475
TNP$C|TSAKOS ENERGY PFD C|WCHV|WELLS FARGO SECURITIES, LLC|6348
TNP$D|TSAKOS ENRGY 8.75 PF|BATM|CBOE TRADING, INC.|100
TNP$D|TSAKOS ENRGY 8.75 PF|DEAN|MORGAN STANLEY|7985
TNP$D|TSAKOS ENRGY 8.75 PF|EDJO|Edward D. Jones & Co., L.P.|300
TNP$D|TSAKOS ENRGY 8.75 PF|ETRS|E*Trade Securities LLC|2785
TNP$D|TSAKOS ENRGY 8.75 PF|HRBF|American Enterprise Investment Services Inc.|1818
TNP$D|TSAKOS ENRGY 8.75 PF|IATS|INTERACTIVE BROKERS LLC|10
TNP$D|TSAKOS ENRGY 8.75 PF|IBKR|Interactive Brokers Llc|1355
TNP$D|TSAKOS ENRGY 8.75 PF|LIME|Lime Brokerage LLC|10
TNP$D|TSAKOS ENRGY 8.75 PF|MSCO|MORGAN STANLEY & CO. LLC|674
TNP$D|TSAKOS ENRGY 8.75 PF|NFSC|National Financial Services LLC|9545
TNP$D|TSAKOS ENRGY 8.75 PF|NITE|VIRTU Americas LLC|13576
TNP$D|TSAKOS ENRGY 8.75 PF|NQRB|Brut, LLC|500
TNP$D|TSAKOS ENRGY 8.75 PF|PWJC|UBS Financial Services, Inc.|3604
TNP$D|TSAKOS ENRGY 8.75 PF|RBCM|RBC CAPITAL MARKETS, LLC|50
TNP$D|TSAKOS ENRGY 8.75 PF|SALI|INTL FCSTONE FINANCIAL INC.|160
TNP$D|TSAKOS ENRGY 8.75 PF|SBSH|Citigroup Global Markets Inc.|456
TNP$D|TSAKOS ENRGY 8.75 PF|SWIM|TD Ameritrade, Inc.|300
TNP$D|TSAKOS ENRGY 8.75 PF|UBSA|UBS SECURITIES LLC|100
TNP$D|TSAKOS ENRGY 8.75 PF|UBSS|UBS Securities LLC|6316
TNP$D|TSAKOS ENRGY 8.75 PF|VGRD|Vanguard Marketing Corporation|9966
TNP$D|TSAKOS ENRGY 8.75 PF|WCHV|WELLS FARGO SECURITIES, LLC|5845
TNP$D|TSAKOS ENRGY 8.75 PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
TNP$E|TSAKOS ENERGY PFD E|ALTX|Alternet Securities Inc.|100
TNP$E|TSAKOS ENERGY PFD E|BKCM|BNY Mellon Capital Markets LLC|1300
TNP$E|TSAKOS ENERGY PFD E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1300
TNP$E|TSAKOS ENERGY PFD E|CABR|Cabrera Capital Markets, Inc.|24762
TNP$E|TSAKOS ENERGY PFD E|CANT|Cantor Fitzgerald & Co.|1000
TNP$E|TSAKOS ENERGY PFD E|CHAS|Charles Schwab & Co., Inc.|1000
TNP$E|TSAKOS ENERGY PFD E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
TNP$E|TSAKOS ENERGY PFD E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4151
TNP$E|TSAKOS ENERGY PFD E|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
TNP$E|TSAKOS ENERGY PFD E|DBAX|Deutsche Bank Securities Inc.|5300
TNP$E|TSAKOS ENERGY PFD E|DEAN|MORGAN STANLEY|14763
TNP$E|TSAKOS ENERGY PFD E|EBXL|EBX LLC|6300
TNP$E|TSAKOS ENERGY PFD E|EDJO|Edward D. Jones & Co., L.P.|1480
TNP$E|TSAKOS ENERGY PFD E|EGXM|CBOE TRADING, INC.|800
TNP$E|TSAKOS ENERGY PFD E|EGXW|CBOE TRADING, INC.|34
TNP$E|TSAKOS ENERGY PFD E|ETRS|E*Trade Securities LLC|2225
TNP$E|TSAKOS ENERGY PFD E|GEBB|GLOBAL EXECUTION BROKERS, LP|200
TNP$E|TSAKOS ENERGY PFD E|GLPX|ACS EXECUTION SERVICES, LLC|880
TNP$E|TSAKOS ENERGY PFD E|GSCS|GOLDMAN SACHS & CO. LLC|1205
TNP$E|TSAKOS ENERGY PFD E|HRBF|American Enterprise Investment Services Inc.|131
TNP$E|TSAKOS ENERGY PFD E|HSBC|HSBC Securities, Inc.|2519
TNP$E|TSAKOS ENERGY PFD E|IATS|INTERACTIVE BROKERS LLC|2600
TNP$E|TSAKOS ENERGY PFD E|IBKR|Interactive Brokers Llc|9420
TNP$E|TSAKOS ENERGY PFD E|ICBX|INSTINET, LLC|7981
TNP$E|TSAKOS ENERGY PFD E|INCA|INSTINET, LLC|5921
TNP$E|TSAKOS ENERGY PFD E|ITGI|ITG Inc.|300
TNP$E|TSAKOS ENERGY PFD E|ITGP|ITG INC.|600
TNP$E|TSAKOS ENERGY PFD E|JPMX|J.P. Morgan Securities LLC|1600
TNP$E|TSAKOS ENERGY PFD E|LEHM|Barclays Capital Inc./Le|2200
TNP$E|TSAKOS ENERGY PFD E|LIME|Lime Brokerage LLC|200
TNP$E|TSAKOS ENERGY PFD E|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
TNP$E|TSAKOS ENERGY PFD E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
TNP$E|TSAKOS ENERGY PFD E|MSCO|MORGAN STANLEY & CO. LLC|1350
TNP$E|TSAKOS ENERGY PFD E|NFSC|National Financial Services LLC|2470
TNP$E|TSAKOS ENERGY PFD E|NITE|VIRTU Americas LLC|43570
TNP$E|TSAKOS ENERGY PFD E|NQRB|Brut, LLC|2300
TNP$E|TSAKOS ENERGY PFD E|OLDM|OLD MISSION CAPITAL, LLC|1200
TNP$E|TSAKOS ENERGY PFD E|PCPT|PHILLIP CAPITAL INC.|24846
TNP$E|TSAKOS ENERGY PFD E|PDQM|CODA MARKETS, INC.|3760
TNP$E|TSAKOS ENERGY PFD E|PWJC|UBS Financial Services, Inc.|20300
TNP$E|TSAKOS ENERGY PFD E|RWPS|R.W. Pressprich & Co., Inc.|5000
TNP$E|TSAKOS ENERGY PFD E|SBSH|Citigroup Global Markets Inc.|440
TNP$E|TSAKOS ENERGY PFD E|SGMT|GOLDMAN SACHS & CO. LLC|900
TNP$E|TSAKOS ENERGY PFD E|SPDR|SPEEDROUTE LLC|3500
TNP$E|TSAKOS ENERGY PFD E|STFL|Stifel, Nicolaus & Company, Incorporated|2100
TNP$E|TSAKOS ENERGY PFD E|SWIM|TD Ameritrade, Inc.|2680
TNP$E|TSAKOS ENERGY PFD E|UBSA|UBS SECURITIES LLC|8742
TNP$E|TSAKOS ENERGY PFD E|UBSS|UBS Securities LLC|48705
TNP$E|TSAKOS ENERGY PFD E|VGRD|Vanguard Marketing Corporation|33719
TNP$E|TSAKOS ENERGY PFD E|WCHV|WELLS FARGO SECURITIES, LLC|4657
TNP$E|TSAKOS ENERGY PFD E|YKNA|COMHAR CAPITAL MARKETS, LLC|480
TNP$E|TSAKOS ENERGY PFD E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1545
TNTR|TINTRI, INC. CM|ALTX|Alternet Securities Inc.|300
TNTR|TINTRI, INC. CM|APCC|Apex Clearing Corporation|578969
TNTR|TINTRI, INC. CM|BATM|CBOE TRADING, INC.|40059
TNTR|TINTRI, INC. CM|BAYC|BAY CREST PARTNERS, LLC|55
TNTR|TINTRI, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|65
TNTR|TINTRI, INC. CM|BIMI|Banca IMI Securities Corp.|1203137
TNTR|TINTRI, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35127
TNTR|TINTRI, INC. CM|BMOC|BMO Capital Markets Corp.|2065
TNTR|TINTRI, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|471
TNTR|TINTRI, INC. CM|BTIG|BTIG, LLC|2450
TNTR|TINTRI, INC. CM|BYXM|CBOE TRADING, INC.|5491
TNTR|TINTRI, INC. CM|CHAS|Charles Schwab & Co., Inc.|6712
TNTR|TINTRI, INC. CM|CIST|Capital Institutional Services, Inc.|10000
TNTR|TINTRI, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15892
TNTR|TINTRI, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|171656
TNTR|TINTRI, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|164148
TNTR|TINTRI, INC. CM|CRFN|ROBINHOOD FINANCIAL, LLC|227
TNTR|TINTRI, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129881
TNTR|TINTRI, INC. CM|CTDE|CHOICETRADE|91652
TNTR|TINTRI, INC. CM|CTDL|Citadel Derivatives Group Llc|2339
TNTR|TINTRI, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|37576
TNTR|TINTRI, INC. CM|DAWA|Daiwa Capital Markets America Inc.|20000
TNTR|TINTRI, INC. CM|DBAB|Deutsche Bank Securities Inc.|200768
TNTR|TINTRI, INC. CM|DBAX|Deutsche Bank Securities Inc.|62700
TNTR|TINTRI, INC. CM|DEAN|MORGAN STANLEY|20200
TNTR|TINTRI, INC. CM|DEGS|RONIN PROFESSIONAL LLC|47
TNTR|TINTRI, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11800
TNTR|TINTRI, INC. CM|EBXL|EBX LLC|83600
TNTR|TINTRI, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|91962
TNTR|TINTRI, INC. CM|EGAM|CBOE TRADING, INC.|84791
TNTR|TINTRI, INC. CM|EGAW|CBOE TRADING, INC.|200
TNTR|TINTRI, INC. CM|EGXM|CBOE TRADING, INC.|59899
TNTR|TINTRI, INC. CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|25300
TNTR|TINTRI, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4446
TNTR|TINTRI, INC. CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|33500
TNTR|TINTRI, INC. CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|9600
TNTR|TINTRI, INC. CM|ETRS|E*Trade Securities LLC|5700662
TNTR|TINTRI, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|725827
TNTR|TINTRI, INC. CM|FBSB|U.S. Bancorp Investments, Inc.|77
TNTR|TINTRI, INC. CM|FILL|Tradestation Securities, Inc.|368428
TNTR|TINTRI, INC. CM|FMAF|NBCN Inc./ CDS|46948
TNTR|TINTRI, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|9869531
TNTR|TINTRI, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19618
TNTR|TINTRI, INC. CM|FTBR|Foliofn Investments, Inc.|3123
TNTR|TINTRI, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|38181
TNTR|TINTRI, INC. CM|GLIS|TD Securities Inc|1750
TNTR|TINTRI, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|150
TNTR|TINTRI, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|498217
TNTR|TINTRI, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|86281
TNTR|TINTRI, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|667451
TNTR|TINTRI, INC. CM|HRBF|American Enterprise Investment Services Inc.|1750
TNTR|TINTRI, INC. CM|HSBC|HSBC Securities, Inc.|500
TNTR|TINTRI, INC. CM|IATS|INTERACTIVE BROKERS LLC|140945
TNTR|TINTRI, INC. CM|IBKR|Interactive Brokers Llc|4418899
TNTR|TINTRI, INC. CM|ICBX|INSTINET, LLC|64630
TNTR|TINTRI, INC. CM|IEQY|CITADEL SECURITIES LLC|1285
TNTR|TINTRI, INC. CM|INCA|INSTINET, LLC|1378852
TNTR|TINTRI, INC. CM|ITGI|ITG Inc.|104141
TNTR|TINTRI, INC. CM|ITGP|ITG INC.|20000
TNTR|TINTRI, INC. CM|JEFF|JEFFERIES LLC|3300
TNTR|TINTRI, INC. CM|JMPT|JUMP TRADING, LLC|46585
TNTR|TINTRI, INC. CM|JPMX|J.P. Morgan Securities LLC|26104
TNTR|TINTRI, INC. CM|KCGM|VIRTU Americas LLC|33220
TNTR|TINTRI, INC. CM|KEYB|KEYBANC CAPITAL MARKETS INC.|100
TNTR|TINTRI, INC. CM|LEHM|Barclays Capital Inc./Le|334957
TNTR|TINTRI, INC. CM|LIME|Lime Brokerage LLC|25477
TNTR|TINTRI, INC. CM|LSCI|Lek Securities Corporation|1457942
TNTR|TINTRI, INC. CM|MAXM|Maxim Group LLC|512
TNTR|TINTRI, INC. CM|MICA|Spartan Securities Group, Ltd.|30000
TNTR|TINTRI, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50726
TNTR|TINTRI, INC. CM|MOTF|MOTIF INVESTING, INC.|2
TNTR|TINTRI, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|5402957
TNTR|TINTRI, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|5900
TNTR|TINTRI, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|3700
TNTR|TINTRI, INC. CM|NATL|National Securities Corporation|2750
TNTR|TINTRI, INC. CM|NFSC|National Financial Services LLC|3448673
TNTR|TINTRI, INC. CM|NITE|VIRTU Americas LLC|12476688
TNTR|TINTRI, INC. CM|NQRB|Brut, LLC|45682
TNTR|TINTRI, INC. CM|PCPT|PHILLIP CAPITAL INC.|6400
TNTR|TINTRI, INC. CM|PDQM|CODA MARKETS, INC.|2982771
TNTR|TINTRI, INC. CM|PWJC|UBS Financial Services, Inc.|33546
TNTR|TINTRI, INC. CM|RAJA|Raymond James & Associates, Inc.|17350
TNTR|TINTRI, INC. CM|RGLD|Regal Securities, Inc|12089
TNTR|TINTRI, INC. CM|SAGL|SAGETRADER, LLC|1096631
TNTR|TINTRI, INC. CM|SBSH|Citigroup Global Markets Inc.|482187
TNTR|TINTRI, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|58618
TNTR|TINTRI, INC. CM|SPDR|SPEEDROUTE LLC|197361
TNTR|TINTRI, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|22000
TNTR|TINTRI, INC. CM|SWIM|TD Ameritrade, Inc.|3028542
TNTR|TINTRI, INC. CM|SWST|Hilltop Securities Inc.|1000
TNTR|TINTRI, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|165635
TNTR|TINTRI, INC. CM|TRCM|TRC MARKETS LLC|5400
TNTR|TINTRI, INC. CM|TWTT|TASTYWORKS, INC.|1700
TNTR|TINTRI, INC. CM|UBSA|UBS SECURITIES LLC|500248
TNTR|TINTRI, INC. CM|UBSS|UBS Securities LLC|2153825
TNTR|TINTRI, INC. CM|VALX|VIRTU AMERICAS LLC|375
TNTR|TINTRI, INC. CM|VGRD|Vanguard Marketing Corporation|110712
TNTR|TINTRI, INC. CM|VIEW|VIEWTRADE SECURITIES LLC|10000
TNTR|TINTRI, INC. CM|VSIN|Vision Financial Markets Llc|431550
TNTR|TINTRI, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|268992
TNTR|TINTRI, INC. CM|WEDB|WEDBUSH SECURITIES INC.|1000
TNTR|TINTRI, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|165292
TNTR|TINTRI, INC. CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13385
TNTR|TINTRI, INC. CM|WGIF|CIBC World Markets Inc.|97111
TNTR|TINTRI, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|1378018
TNTR|TINTRI, INC. CM|XIST|INSTINET, LLC|5600
TNTR|TINTRI, INC. CM|XPUS|XP SECURITIES, LLC|25264
TNTR|TINTRI, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
TNTR|TINTRI, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9900
TNXP|TONIX PHARM HLDG CMN|AGIS|Aegis Capital Corp.|7711
TNXP|TONIX PHARM HLDG CMN|ALTX|Alternet Securities Inc.|6410
TNXP|TONIX PHARM HLDG CMN|APCC|Apex Clearing Corporation|21357
TNXP|TONIX PHARM HLDG CMN|BATM|CBOE TRADING, INC.|506
TNXP|TONIX PHARM HLDG CMN|BERN|Sanford C. Bernstein & Co., LLC|499
TNXP|TONIX PHARM HLDG CMN|BIMI|Banca IMI Securities Corp.|1000
TNXP|TONIX PHARM HLDG CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5905
TNXP|TONIX PHARM HLDG CMN|BRGE|Newbridge Securities Corp.|13197
TNXP|TONIX PHARM HLDG CMN|BYXM|CBOE TRADING, INC.|268
TNXP|TONIX PHARM HLDG CMN|CHAS|Charles Schwab & Co., Inc.|3750
TNXP|TONIX PHARM HLDG CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3851
TNXP|TONIX PHARM HLDG CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3044
TNXP|TONIX PHARM HLDG CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9364
TNXP|TONIX PHARM HLDG CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36855
TNXP|TONIX PHARM HLDG CMN|CTDL|Citadel Derivatives Group Llc|3229
TNXP|TONIX PHARM HLDG CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|7922
TNXP|TONIX PHARM HLDG CMN|DBAB|Deutsche Bank Securities Inc.|28112
TNXP|TONIX PHARM HLDG CMN|DBAX|Deutsche Bank Securities Inc.|26400
TNXP|TONIX PHARM HLDG CMN|DEAN|MORGAN STANLEY|2000
TNXP|TONIX PHARM HLDG CMN|DEGS|RONIN PROFESSIONAL LLC|69874
TNXP|TONIX PHARM HLDG CMN|DJSA|Dawson James Securities, Inc|2000
TNXP|TONIX PHARM HLDG CMN|EBXL|EBX LLC|33700
TNXP|TONIX PHARM HLDG CMN|EDJO|Edward D. Jones & Co., L.P.|670
TNXP|TONIX PHARM HLDG CMN|EGAM|CBOE TRADING, INC.|2850
TNXP|TONIX PHARM HLDG CMN|EGXM|CBOE TRADING, INC.|6931
TNXP|TONIX PHARM HLDG CMN|ETBE|Electronic Transaction Clearing, Inc.|2420
TNXP|TONIX PHARM HLDG CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3560
TNXP|TONIX PHARM HLDG CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1863
TNXP|TONIX PHARM HLDG CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
TNXP|TONIX PHARM HLDG CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|6000
TNXP|TONIX PHARM HLDG CMN|ETRS|E*Trade Securities LLC|257819
TNXP|TONIX PHARM HLDG CMN|FBCO|Credit Suisse Securities (USA) LLC|21827
TNXP|TONIX PHARM HLDG CMN|FILL|Tradestation Securities, Inc.|17870
TNXP|TONIX PHARM HLDG CMN|FMAF|NBCN Inc./ CDS|1900
TNXP|TONIX PHARM HLDG CMN|FOMA|TD AMERITRADE CLEARING, INC.|424011
TNXP|TONIX PHARM HLDG CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|775
TNXP|TONIX PHARM HLDG CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1784
TNXP|TONIX PHARM HLDG CMN|GLPX|ACS EXECUTION SERVICES, LLC|93720
TNXP|TONIX PHARM HLDG CMN|GSCO|GOLDMAN SACHS & CO. LLC|96866
TNXP|TONIX PHARM HLDG CMN|GSLT|GOLDMAN SACHS & CO. LLC|4992
TNXP|TONIX PHARM HLDG CMN|GTSZ|GTS SECURITIES LLC|13159
TNXP|TONIX PHARM HLDG CMN|HRBF|American Enterprise Investment Services Inc.|3256
TNXP|TONIX PHARM HLDG CMN|IATS|INTERACTIVE BROKERS LLC|72602
TNXP|TONIX PHARM HLDG CMN|IBKR|Interactive Brokers Llc|278601
TNXP|TONIX PHARM HLDG CMN|ICBX|INSTINET, LLC|34080
TNXP|TONIX PHARM HLDG CMN|INCA|INSTINET, LLC|56109
TNXP|TONIX PHARM HLDG CMN|INJX|INSTINET, LLC|3280
TNXP|TONIX PHARM HLDG CMN|ITGI|ITG Inc.|29274
TNXP|TONIX PHARM HLDG CMN|ITGP|ITG INC.|7800
TNXP|TONIX PHARM HLDG CMN|JANY|Janney Montgomery Scott Inc.|4260
TNXP|TONIX PHARM HLDG CMN|JEFF|JEFFERIES LLC|132
TNXP|TONIX PHARM HLDG CMN|JMPT|JUMP TRADING, LLC|5437
TNXP|TONIX PHARM HLDG CMN|JPMX|J.P. Morgan Securities LLC|28460
TNXP|TONIX PHARM HLDG CMN|JSJX|JANE STREET CAPITAL LLC|1821
TNXP|TONIX PHARM HLDG CMN|KCGM|VIRTU Americas LLC|10410
TNXP|TONIX PHARM HLDG CMN|LEHM|Barclays Capital Inc./Le|17603
TNXP|TONIX PHARM HLDG CMN|LIME|Lime Brokerage LLC|76295
TNXP|TONIX PHARM HLDG CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
TNXP|TONIX PHARM HLDG CMN|MAVB|Great Point Capital LLC|300
TNXP|TONIX PHARM HLDG CMN|MICA|Spartan Securities Group, Ltd.|3000
TNXP|TONIX PHARM HLDG CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12340
TNXP|TONIX PHARM HLDG CMN|MOTF|MOTIF INVESTING, INC.|2
TNXP|TONIX PHARM HLDG CMN|MSCO|MORGAN STANLEY & CO. LLC|184949
TNXP|TONIX PHARM HLDG CMN|MSPL|MORGAN STANLEY & CO. LLC|16900
TNXP|TONIX PHARM HLDG CMN|MSTX|MORGAN STANLEY & CO. LLC|200
TNXP|TONIX PHARM HLDG CMN|NATL|National Securities Corporation|5420
TNXP|TONIX PHARM HLDG CMN|NFSC|National Financial Services LLC|294154
TNXP|TONIX PHARM HLDG CMN|NITE|VIRTU Americas LLC|670828
TNXP|TONIX PHARM HLDG CMN|NITP|VIRTU Americas LLC|1000
TNXP|TONIX PHARM HLDG CMN|NQRB|Brut, LLC|1400
TNXP|TONIX PHARM HLDG CMN|OPCO|Oppenheimer & Co. Inc.|1800
TNXP|TONIX PHARM HLDG CMN|PDQM|CODA MARKETS, INC.|93929
TNXP|TONIX PHARM HLDG CMN|PWJC|UBS Financial Services, Inc.|3900
TNXP|TONIX PHARM HLDG CMN|RAJA|Raymond James & Associates, Inc.|9100
TNXP|TONIX PHARM HLDG CMN|RBCM|RBC CAPITAL MARKETS, LLC|5350
TNXP|TONIX PHARM HLDG CMN|RGLD|Regal Securities, Inc|277
TNXP|TONIX PHARM HLDG CMN|SAGL|SAGETRADER, LLC|2000
TNXP|TONIX PHARM HLDG CMN|SBSH|Citigroup Global Markets Inc.|10055
TNXP|TONIX PHARM HLDG CMN|SGMT|GOLDMAN SACHS & CO. LLC|9084
TNXP|TONIX PHARM HLDG CMN|SPDR|SPEEDROUTE LLC|3464
TNXP|TONIX PHARM HLDG CMN|SPTD|MINT GLOBAL MARKETS, INC.|1200
TNXP|TONIX PHARM HLDG CMN|STFL|Stifel, Nicolaus & Company, Incorporated|49
TNXP|TONIX PHARM HLDG CMN|STXG|Stockcross Financial Services, Inc.|400
TNXP|TONIX PHARM HLDG CMN|SWIM|TD Ameritrade, Inc.|190816
TNXP|TONIX PHARM HLDG CMN|TKNG|ALLY INVEST SECURITIES LLC|2422
TNXP|TONIX PHARM HLDG CMN|TRCM|TRC MARKETS LLC|4058
TNXP|TONIX PHARM HLDG CMN|TWTT|TASTYWORKS, INC.|800
TNXP|TONIX PHARM HLDG CMN|UBSA|UBS SECURITIES LLC|77136
TNXP|TONIX PHARM HLDG CMN|UBSS|UBS Securities LLC|85416
TNXP|TONIX PHARM HLDG CMN|VALX|VIRTU AMERICAS LLC|5632
TNXP|TONIX PHARM HLDG CMN|VFIN|National Securities Corporation|9750
TNXP|TONIX PHARM HLDG CMN|VGRD|Vanguard Marketing Corporation|7159
TNXP|TONIX PHARM HLDG CMN|WCHV|WELLS FARGO SECURITIES, LLC|14631
TNXP|TONIX PHARM HLDG CMN|WEDB|WEDBUSH SECURITIES INC.|16801
TNXP|TONIX PHARM HLDG CMN|WEED|Weeden & Co.L.P.|410
TNXP|TONIX PHARM HLDG CMN|WGIF|CIBC World Markets Inc.|1047
TNXP|TONIX PHARM HLDG CMN|WSEA|WOLVERINE SECURITIES, LLC|8354
TNXP|TONIX PHARM HLDG CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TNXP|TONIX PHARM HLDG CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|6922
TNXP|TONIX PHARM HLDG CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4000
TOCA|TOCAGEN INC CMN STK|ALTX|Alternet Securities Inc.|3798
TOCA|TOCAGEN INC CMN STK|APCC|Apex Clearing Corporation|814
TOCA|TOCAGEN INC CMN STK|BATM|CBOE TRADING, INC.|510
TOCA|TOCAGEN INC CMN STK|BERN|Sanford C. Bernstein & Co., LLC|2939
TOCA|TOCAGEN INC CMN STK|BIAD|SAGETRADER, LLC|1
TOCA|TOCAGEN INC CMN STK|BMOC|BMO Capital Markets Corp.|2845
TOCA|TOCAGEN INC CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|1548
TOCA|TOCAGEN INC CMN STK|BTIG|BTIG, LLC|148
TOCA|TOCAGEN INC CMN STK|CHAS|Charles Schwab & Co., Inc.|1400
TOCA|TOCAGEN INC CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50658
TOCA|TOCAGEN INC CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3851
TOCA|TOCAGEN INC CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31882
TOCA|TOCAGEN INC CMN STK|CTDL|Citadel Derivatives Group Llc|1718
TOCA|TOCAGEN INC CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|1934
TOCA|TOCAGEN INC CMN STK|DBAB|Deutsche Bank Securities Inc.|74343
TOCA|TOCAGEN INC CMN STK|DBAX|Deutsche Bank Securities Inc.|27300
TOCA|TOCAGEN INC CMN STK|DEAN|MORGAN STANLEY|2500
TOCA|TOCAGEN INC CMN STK|DEGS|RONIN PROFESSIONAL LLC|30492
TOCA|TOCAGEN INC CMN STK|EBXL|EBX LLC|22500
TOCA|TOCAGEN INC CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|619
TOCA|TOCAGEN INC CMN STK|EGAM|CBOE TRADING, INC.|950
TOCA|TOCAGEN INC CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|100
TOCA|TOCAGEN INC CMN STK|EGXM|CBOE TRADING, INC.|1305
TOCA|TOCAGEN INC CMN STK|ETBE|Electronic Transaction Clearing, Inc.|525
TOCA|TOCAGEN INC CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12426
TOCA|TOCAGEN INC CMN STK|ETRS|E*Trade Securities LLC|61072
TOCA|TOCAGEN INC CMN STK|FBCO|Credit Suisse Securities (USA) LLC|102941
TOCA|TOCAGEN INC CMN STK|FBSB|U.S. Bancorp Investments, Inc.|700
TOCA|TOCAGEN INC CMN STK|FILL|Tradestation Securities, Inc.|1200
TOCA|TOCAGEN INC CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|218453
TOCA|TOCAGEN INC CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21516
TOCA|TOCAGEN INC CMN STK|FTBR|Foliofn Investments, Inc.|41
TOCA|TOCAGEN INC CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|5630
TOCA|TOCAGEN INC CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|12849
TOCA|TOCAGEN INC CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|105312
TOCA|TOCAGEN INC CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|7990
TOCA|TOCAGEN INC CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|773
TOCA|TOCAGEN INC CMN STK|GTSZ|GTS SECURITIES LLC|11414
TOCA|TOCAGEN INC CMN STK|HAPX|HAP Trading, LLC|144
TOCA|TOCAGEN INC CMN STK|HRBF|American Enterprise Investment Services Inc.|7198
TOCA|TOCAGEN INC CMN STK|IATS|INTERACTIVE BROKERS LLC|5560
TOCA|TOCAGEN INC CMN STK|IBKR|Interactive Brokers Llc|63678
TOCA|TOCAGEN INC CMN STK|ICBX|INSTINET, LLC|4900
TOCA|TOCAGEN INC CMN STK|IEQY|CITADEL SECURITIES LLC|17315
TOCA|TOCAGEN INC CMN STK|INCA|INSTINET, LLC|48657
TOCA|TOCAGEN INC CMN STK|INJX|INSTINET, LLC|3507
TOCA|TOCAGEN INC CMN STK|ITGI|ITG Inc.|8653
TOCA|TOCAGEN INC CMN STK|ITGP|ITG INC.|30200
TOCA|TOCAGEN INC CMN STK|JEFF|JEFFERIES LLC|23933
TOCA|TOCAGEN INC CMN STK|JMPT|JUMP TRADING, LLC|2065
TOCA|TOCAGEN INC CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|2702
TOCA|TOCAGEN INC CMN STK|JPMX|J.P. Morgan Securities LLC|22959
TOCA|TOCAGEN INC CMN STK|JSJX|JANE STREET CAPITAL LLC|3422
TOCA|TOCAGEN INC CMN STK|KCGM|VIRTU Americas LLC|6088
TOCA|TOCAGEN INC CMN STK|LEHM|Barclays Capital Inc./Le|71276
TOCA|TOCAGEN INC CMN STK|LIME|Lime Brokerage LLC|74324
TOCA|TOCAGEN INC CMN STK|LSCI|Lek Securities Corporation|1110
TOCA|TOCAGEN INC CMN STK|MAXM|Maxim Group LLC|1824
TOCA|TOCAGEN INC CMN STK|MBTS|ALLY INVEST SECURITIES LLC|100
TOCA|TOCAGEN INC CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9660
TOCA|TOCAGEN INC CMN STK|MOTF|MOTIF INVESTING, INC.|33
TOCA|TOCAGEN INC CMN STK|MSCO|MORGAN STANLEY & CO. LLC|251120
TOCA|TOCAGEN INC CMN STK|MSPL|MORGAN STANLEY & CO. LLC|9300
TOCA|TOCAGEN INC CMN STK|MSTX|MORGAN STANLEY & CO. LLC|5600
TOCA|TOCAGEN INC CMN STK|NFSC|National Financial Services LLC|76644
TOCA|TOCAGEN INC CMN STK|NITE|VIRTU Americas LLC|191197
TOCA|TOCAGEN INC CMN STK|NITP|VIRTU Americas LLC|800
TOCA|TOCAGEN INC CMN STK|NQRB|Brut, LLC|1392
TOCA|TOCAGEN INC CMN STK|PDQM|CODA MARKETS, INC.|16694
TOCA|TOCAGEN INC CMN STK|PHLY|NASDAQ Execution Services, LLC|3200
TOCA|TOCAGEN INC CMN STK|PWJC|UBS Financial Services, Inc.|5605
TOCA|TOCAGEN INC CMN STK|RAJA|Raymond James & Associates, Inc.|2000
TOCA|TOCAGEN INC CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|100
TOCA|TOCAGEN INC CMN STK|SAGL|SAGETRADER, LLC|17269
TOCA|TOCAGEN INC CMN STK|SBSH|Citigroup Global Markets Inc.|18997
TOCA|TOCAGEN INC CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|14309
TOCA|TOCAGEN INC CMN STK|SPDR|SPEEDROUTE LLC|2200
TOCA|TOCAGEN INC CMN STK|SPTD|MINT GLOBAL MARKETS, INC.|18400
TOCA|TOCAGEN INC CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|16982
TOCA|TOCAGEN INC CMN STK|SWIM|TD Ameritrade, Inc.|68649
TOCA|TOCAGEN INC CMN STK|TKNG|ALLY INVEST SECURITIES LLC|370
TOCA|TOCAGEN INC CMN STK|TRBT|Tradebot Systems, Inc.|14942
TOCA|TOCAGEN INC CMN STK|TRCM|TRC MARKETS LLC|22259
TOCA|TOCAGEN INC CMN STK|TWTT|TASTYWORKS, INC.|175
TOCA|TOCAGEN INC CMN STK|UBSA|UBS SECURITIES LLC|87216
TOCA|TOCAGEN INC CMN STK|UBSS|UBS Securities LLC|179010
TOCA|TOCAGEN INC CMN STK|VALX|VIRTU AMERICAS LLC|4816
TOCA|TOCAGEN INC CMN STK|VGRD|Vanguard Marketing Corporation|10333
TOCA|TOCAGEN INC CMN STK|VIEW|VIEWTRADE SECURITIES LLC|9800
TOCA|TOCAGEN INC CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|5175
TOCA|TOCAGEN INC CMN STK|WEDB|WEDBUSH SECURITIES INC.|897
TOCA|TOCAGEN INC CMN STK|WEED|Weeden & Co.L.P.|520
TOCA|TOCAGEN INC CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|292
TOCA|TOCAGEN INC CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6302
TOCA|TOCAGEN INC CMN STK|WGIF|CIBC World Markets Inc.|105
TOCA|TOCAGEN INC CMN STK|WSEA|WOLVERINE SECURITIES, LLC|2101
TOCA|TOCAGEN INC CMN STK|XIST|INSTINET, LLC|19800
TOCA|TOCAGEN INC CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|22442
TOCA|TOCAGEN INC CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|1950
TOCA|TOCAGEN INC CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25
TOK|ISHARES MSCI KOKUSAI|APCC|Apex Clearing Corporation|32
TOK|ISHARES MSCI KOKUSAI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20
TOK|ISHARES MSCI KOKUSAI|CANT|Cantor Fitzgerald & Co.|41
TOK|ISHARES MSCI KOKUSAI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103
TOK|ISHARES MSCI KOKUSAI|CTDL|Citadel Derivatives Group Llc|989
TOK|ISHARES MSCI KOKUSAI|ETRS|E*Trade Securities LLC|2113
TOK|ISHARES MSCI KOKUSAI|FILL|Tradestation Securities, Inc.|798
TOK|ISHARES MSCI KOKUSAI|FTBR|Foliofn Investments, Inc.|1
TOK|ISHARES MSCI KOKUSAI|IBKR|Interactive Brokers Llc|1163
TOK|ISHARES MSCI KOKUSAI|INCA|INSTINET, LLC|8859
TOK|ISHARES MSCI KOKUSAI|JSJX|JANE STREET CAPITAL LLC|1006
TOK|ISHARES MSCI KOKUSAI|KCGM|VIRTU Americas LLC|370
TOK|ISHARES MSCI KOKUSAI|LEHM|Barclays Capital Inc./Le|200
TOK|ISHARES MSCI KOKUSAI|LIME|Lime Brokerage LLC|908
TOK|ISHARES MSCI KOKUSAI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
TOK|ISHARES MSCI KOKUSAI|MSCO|MORGAN STANLEY & CO. LLC|72
TOK|ISHARES MSCI KOKUSAI|NFSC|National Financial Services LLC|54
TOK|ISHARES MSCI KOKUSAI|NITE|VIRTU Americas LLC|168
TOK|ISHARES MSCI KOKUSAI|OLDM|OLD MISSION CAPITAL, LLC|200
TOK|ISHARES MSCI KOKUSAI|SGMT|GOLDMAN SACHS & CO. LLC|1
TOK|ISHARES MSCI KOKUSAI|TKNG|ALLY INVEST SECURITIES LLC|53
TOK|ISHARES MSCI KOKUSAI|UBSA|UBS SECURITIES LLC|287
TOK|ISHARES MSCI KOKUSAI|UBSS|UBS Securities LLC|10
TOK|ISHARES MSCI KOKUSAI|WBET|Wallachbeth Capital LLC|8588
TOK|ISHARES MSCI KOKUSAI|WSEA|WOLVERINE SECURITIES, LLC|58
TOL|TOLL BROTHERS INC|ABLE|NATIXIS Securities Americas LLC|80673
TOL|TOLL BROTHERS INC|ALTX|Alternet Securities Inc.|32940
TOL|TOLL BROTHERS INC|ANOS|ABEL/NOSER, L.L.C.|100
TOL|TOLL BROTHERS INC|APCC|Apex Clearing Corporation|5143
TOL|TOLL BROTHERS INC|AQUA|AQUA SECURITIES L.P.|4300
TOL|TOLL BROTHERS INC|BARD|Robert W. Baird & Co. Incorporated|629
TOL|TOLL BROTHERS INC|BATM|CBOE TRADING, INC.|10548
TOL|TOLL BROTHERS INC|BAYC|BAY CREST PARTNERS, LLC|1150
TOL|TOLL BROTHERS INC|BAYT|BTIG, LLC|11578
TOL|TOLL BROTHERS INC|BBNT|BB&T SECURITIES, LLC|1888
TOL|TOLL BROTHERS INC|BERN|Sanford C. Bernstein & Co., LLC|188880
TOL|TOLL BROTHERS INC|BIAD|SAGETRADER, LLC|26
TOL|TOLL BROTHERS INC|BIDS|BIDS TRADING L.P.|17900
TOL|TOLL BROTHERS INC|BIMI|Banca IMI Securities Corp.|101
TOL|TOLL BROTHERS INC|BKCM|BNY Mellon Capital Markets LLC|24488
TOL|TOLL BROTHERS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17627
TOL|TOLL BROTHERS INC|BLKX|INSTINET, LLC|39700
TOL|TOLL BROTHERS INC|BMOC|BMO Capital Markets Corp.|1300
TOL|TOLL BROTHERS INC|BNPX|BNP PARIBAS SECURITIES CORP.|39135
TOL|TOLL BROTHERS INC|BRVL|BLAYLOCK VAN, LLC|100
TOL|TOLL BROTHERS INC|BTIG|BTIG, LLC|4429
TOL|TOLL BROTHERS INC|BYXM|CBOE TRADING, INC.|5186
TOL|TOLL BROTHERS INC|BZYD|GOLDMAN SACHS & CO. LLC|100
TOL|TOLL BROTHERS INC|CANT|Cantor Fitzgerald & Co.|1978
TOL|TOLL BROTHERS INC|CBRA|Cobra Trading, Inc.|200
TOL|TOLL BROTHERS INC|CHAS|Charles Schwab & Co., Inc.|10309
TOL|TOLL BROTHERS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|196550
TOL|TOLL BROTHERS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|337250
TOL|TOLL BROTHERS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|107403
TOL|TOLL BROTHERS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9232
TOL|TOLL BROTHERS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|735250
TOL|TOLL BROTHERS INC|CSMS|CORNERSTONE MACRO LLC|800
TOL|TOLL BROTHERS INC|CTDL|Citadel Derivatives Group Llc|29471
TOL|TOLL BROTHERS INC|CTLR|CUTLER GROUP, LP|700
TOL|TOLL BROTHERS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|257130
TOL|TOLL BROTHERS INC|DADA|D.A. Davidson & Co.|400
TOL|TOLL BROTHERS INC|DBAB|Deutsche Bank Securities Inc.|672272
TOL|TOLL BROTHERS INC|DBAX|Deutsche Bank Securities Inc.|795000
TOL|TOLL BROTHERS INC|DBUL|Deutsche Bank Securities Inc.|2135
TOL|TOLL BROTHERS INC|DCHF|Dart Executions, LLC|2562
TOL|TOLL BROTHERS INC|DEAN|MORGAN STANLEY|18537
TOL|TOLL BROTHERS INC|DEGS|RONIN PROFESSIONAL LLC|300
TOL|TOLL BROTHERS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16071
TOL|TOLL BROTHERS INC|EBXL|EBX LLC|637300
TOL|TOLL BROTHERS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|19520
TOL|TOLL BROTHERS INC|EDJO|Edward D. Jones & Co., L.P.|746
TOL|TOLL BROTHERS INC|EGAM|CBOE TRADING, INC.|33010
TOL|TOLL BROTHERS INC|EGAW|CBOE TRADING, INC.|410
TOL|TOLL BROTHERS INC|EGMT|EG MARKET TECHNOLOGIES LLC|900
TOL|TOLL BROTHERS INC|EGXM|CBOE TRADING, INC.|10647
TOL|TOLL BROTHERS INC|EGXW|CBOE TRADING, INC.|1500
TOL|TOLL BROTHERS INC|ETBE|Electronic Transaction Clearing, Inc.|23702
TOL|TOLL BROTHERS INC|ETCC|Electronic Transaction Clearing, Inc.|1083
TOL|TOLL BROTHERS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25120
TOL|TOLL BROTHERS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
TOL|TOLL BROTHERS INC|ETRS|E*Trade Securities LLC|349723
TOL|TOLL BROTHERS INC|FBRC|B. RILEY FBR, INC.|5000
TOL|TOLL BROTHERS INC|FILL|Tradestation Securities, Inc.|17149
TOL|TOLL BROTHERS INC|FMAF|NBCN Inc./ CDS|4723
TOL|TOLL BROTHERS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14995
TOL|TOLL BROTHERS INC|FQLS|Quantlab Securities LP|715199
TOL|TOLL BROTHERS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|172339
TOL|TOLL BROTHERS INC|FTBR|Foliofn Investments, Inc.|3376
TOL|TOLL BROTHERS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4200
TOL|TOLL BROTHERS INC|GLIS|TD Securities Inc|1766
TOL|TOLL BROTHERS INC|GLPX|ACS EXECUTION SERVICES, LLC|151163
TOL|TOLL BROTHERS INC|GSCO|GOLDMAN SACHS & CO. LLC|1264479
TOL|TOLL BROTHERS INC|GSCS|GOLDMAN SACHS & CO. LLC|22311
TOL|TOLL BROTHERS INC|GSLT|GOLDMAN SACHS & CO. LLC|56970
TOL|TOLL BROTHERS INC|GTSZ|GTS SECURITIES LLC|287152
TOL|TOLL BROTHERS INC|HRBF|American Enterprise Investment Services Inc.|17268
TOL|TOLL BROTHERS INC|HSBC|HSBC Securities, Inc.|6690
TOL|TOLL BROTHERS INC|IATS|INTERACTIVE BROKERS LLC|24088
TOL|TOLL BROTHERS INC|IBKR|Interactive Brokers Llc|35184
TOL|TOLL BROTHERS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5085
TOL|TOLL BROTHERS INC|ICBX|INSTINET, LLC|100623
TOL|TOLL BROTHERS INC|IEQY|CITADEL SECURITIES LLC|192097
TOL|TOLL BROTHERS INC|INCA|INSTINET, LLC|764187
TOL|TOLL BROTHERS INC|INJX|INSTINET, LLC|33921
TOL|TOLL BROTHERS INC|ITGI|ITG Inc.|303887
TOL|TOLL BROTHERS INC|ITGP|ITG INC.|873000
TOL|TOLL BROTHERS INC|JANY|Janney Montgomery Scott Inc.|1235
TOL|TOLL BROTHERS INC|JEFF|JEFFERIES LLC|368075
TOL|TOLL BROTHERS INC|JMPT|JUMP TRADING, LLC|203892
TOL|TOLL BROTHERS INC|JPBX|J.P. MORGAN SECURITIES LLC|284732
TOL|TOLL BROTHERS INC|JPMX|J.P. Morgan Securities LLC|990143
TOL|TOLL BROTHERS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|600
TOL|TOLL BROTHERS INC|JSJX|JANE STREET CAPITAL LLC|18189
TOL|TOLL BROTHERS INC|KBWI|Keefe, Bruyette & Woods, Inc.|25200
TOL|TOLL BROTHERS INC|KCGM|VIRTU Americas LLC|84929
TOL|TOLL BROTHERS INC|LEHM|Barclays Capital Inc./Le|1608368
TOL|TOLL BROTHERS INC|LIME|Lime Brokerage LLC|69874
TOL|TOLL BROTHERS INC|LOOP|Loop Capital Markets LLC|2238
TOL|TOLL BROTHERS INC|LQNA|LIQUIDNET, INC.|150700
TOL|TOLL BROTHERS INC|LQNB|LIQUIDNET, INC.|17700
TOL|TOLL BROTHERS INC|LSCI|Lek Securities Corporation|2622
TOL|TOLL BROTHERS INC|LTCO|Ladenburg, Thalmann & Co., Inc.|1000
TOL|TOLL BROTHERS INC|LVMR|LIVERMORE TRADING GROUP, INC.|8937
TOL|TOLL BROTHERS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
TOL|TOLL BROTHERS INC|MACQ|Macquarie Capital (USA) Inc.|1311
TOL|TOLL BROTHERS INC|MBTS|ALLY INVEST SECURITIES LLC|532
TOL|TOLL BROTHERS INC|MCMF|Raymond James Ltd. Cds|800
TOL|TOLL BROTHERS INC|MKMP|MKM Partners LLC|42468
TOL|TOLL BROTHERS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|498345
TOL|TOLL BROTHERS INC|MOTF|MOTIF INVESTING, INC.|17
TOL|TOLL BROTHERS INC|MPSG|E D & F Man Capital Markets Inc.|2821
TOL|TOLL BROTHERS INC|MSCO|MORGAN STANLEY & CO. LLC|2879727
TOL|TOLL BROTHERS INC|MSPL|MORGAN STANLEY & CO. LLC|608100
TOL|TOLL BROTHERS INC|MSTX|MORGAN STANLEY & CO. LLC|566500
TOL|TOLL BROTHERS INC|MZHO|Mizuho Securities USA LLC|15200
TOL|TOLL BROTHERS INC|NEUB|NEUBERGER BERMAN BD LLC|30185
TOL|TOLL BROTHERS INC|NFSC|National Financial Services LLC|384500
TOL|TOLL BROTHERS INC|NITE|VIRTU Americas LLC|982881
TOL|TOLL BROTHERS INC|NITP|VIRTU Americas LLC|1745
TOL|TOLL BROTHERS INC|NQRB|Brut, LLC|28210
TOL|TOLL BROTHERS INC|NTBF|BMO Nesbitt Burns Inc./CDS|2825
TOL|TOLL BROTHERS INC|NTRC|Northern Trust Securities, Inc.|60
TOL|TOLL BROTHERS INC|OHOS|TWO SIGMA SECURITIES, LLC|66800
TOL|TOLL BROTHERS INC|OPCO|Oppenheimer & Co. Inc.|61040
TOL|TOLL BROTHERS INC|OTAA|OTA LLC|200
TOL|TOLL BROTHERS INC|PCPT|PHILLIP CAPITAL INC.|200
TOL|TOLL BROTHERS INC|PDQM|CODA MARKETS, INC.|144299
TOL|TOLL BROTHERS INC|PHLY|NASDAQ Execution Services, LLC|13600
TOL|TOLL BROTHERS INC|PIPR|Piper Jaffray & Co.|4000
TOL|TOLL BROTHERS INC|PWJC|UBS Financial Services, Inc.|885
TOL|TOLL BROTHERS INC|RBCM|RBC CAPITAL MARKETS, LLC|14900
TOL|TOLL BROTHERS INC|RGLD|Regal Securities, Inc|100
TOL|TOLL BROTHERS INC|RHCO|Suntrust Robinson Humphrey, Inc.|48000
TOL|TOLL BROTHERS INC|RHOX|XR Securities LLC|44775
TOL|TOLL BROTHERS INC|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|4000
TOL|TOLL BROTHERS INC|SAGL|SAGETRADER, LLC|60830
TOL|TOLL BROTHERS INC|SAGW|SAGETRADER, LLC|3353
TOL|TOLL BROTHERS INC|SALI|INTL FCSTONE FINANCIAL INC.|1614
TOL|TOLL BROTHERS INC|SBSH|Citigroup Global Markets Inc.|929419
TOL|TOLL BROTHERS INC|SEIC|SEI Investments Distribution Co.|1900
TOL|TOLL BROTHERS INC|SGMT|GOLDMAN SACHS & CO. LLC|187747
TOL|TOLL BROTHERS INC|SPDR|SPEEDROUTE LLC|51214
TOL|TOLL BROTHERS INC|SPHN|Stephens Inc.|120
TOL|TOLL BROTHERS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1187
TOL|TOLL BROTHERS INC|STFL|Stifel, Nicolaus & Company, Incorporated|9559
TOL|TOLL BROTHERS INC|STKP|STOCKPILE INVESTMENTS, INC.|64
TOL|TOLL BROTHERS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7592
TOL|TOLL BROTHERS INC|SWIM|TD Ameritrade, Inc.|138501
TOL|TOLL BROTHERS INC|SWST|Hilltop Securities Inc.|1305
TOL|TOLL BROTHERS INC|TAGC|TELSEY ADVISORY GROUP LLC|6330
TOL|TOLL BROTHERS INC|TKNG|ALLY INVEST SECURITIES LLC|14478
TOL|TOLL BROTHERS INC|TRBT|Tradebot Systems, Inc.|689658
TOL|TOLL BROTHERS INC|TRCM|TRC MARKETS LLC|779596
TOL|TOLL BROTHERS INC|TWTT|TASTYWORKS, INC.|1754
TOL|TOLL BROTHERS INC|UBSA|UBS SECURITIES LLC|1040746
TOL|TOLL BROTHERS INC|UBSS|UBS Securities LLC|1280144
TOL|TOLL BROTHERS INC|VALX|VIRTU AMERICAS LLC|19776
TOL|TOLL BROTHERS INC|VGRD|Vanguard Marketing Corporation|19475
TOL|TOLL BROTHERS INC|VSIN|Vision Financial Markets Llc|2
TOL|TOLL BROTHERS INC|WABR|Wall Street Access|22148
TOL|TOLL BROTHERS INC|WBLR|WILLIAM BLAIR|400
TOL|TOLL BROTHERS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5942
TOL|TOLL BROTHERS INC|WCHV|WELLS FARGO SECURITIES, LLC|428668
TOL|TOLL BROTHERS INC|WDNX|WEEDEN & CO.L.P.|23782
TOL|TOLL BROTHERS INC|WEDB|WEDBUSH SECURITIES INC.|6579
TOL|TOLL BROTHERS INC|WEED|Weeden & Co.L.P.|574790
TOL|TOLL BROTHERS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22052
TOL|TOLL BROTHERS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79364
TOL|TOLL BROTHERS INC|WGIF|CIBC World Markets Inc.|2328
TOL|TOLL BROTHERS INC|WHOT|JUST2TRADE, INC.|1000
TOL|TOLL BROTHERS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|715
TOL|TOLL BROTHERS INC|WSAG|WALL STREET ACCESS|619
TOL|TOLL BROTHERS INC|WSEA|WOLVERINE SECURITIES, LLC|22332
TOL|TOLL BROTHERS INC|XIST|INSTINET, LLC|224466
TOL|TOLL BROTHERS INC|XPQR|Jump Trading|2183
TOL|TOLL BROTHERS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|105694
TOL|TOLL BROTHERS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2082
TOL|TOLL BROTHERS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11496
TOLZ|PROSH INFRASTRUCTURE|APCC|Apex Clearing Corporation|32
TOLZ|PROSH INFRASTRUCTURE|BANK|Primevest Financial Services, Inc.|109
TOLZ|PROSH INFRASTRUCTURE|BATM|CBOE TRADING, INC.|1
TOLZ|PROSH INFRASTRUCTURE|BBNT|BB&T SECURITIES, LLC|1674
TOLZ|PROSH INFRASTRUCTURE|CANT|Cantor Fitzgerald & Co.|3356
TOLZ|PROSH INFRASTRUCTURE|CHAS|Charles Schwab & Co., Inc.|2
TOLZ|PROSH INFRASTRUCTURE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|350
TOLZ|PROSH INFRASTRUCTURE|CTDL|Citadel Derivatives Group Llc|120
TOLZ|PROSH INFRASTRUCTURE|DBAX|Deutsche Bank Securities Inc.|500
TOLZ|PROSH INFRASTRUCTURE|DEAN|MORGAN STANLEY|1518
TOLZ|PROSH INFRASTRUCTURE|EBXL|EBX LLC|800
TOLZ|PROSH INFRASTRUCTURE|EGXM|CBOE TRADING, INC.|2
TOLZ|PROSH INFRASTRUCTURE|ETRS|E*Trade Securities LLC|40
TOLZ|PROSH INFRASTRUCTURE|FMAF|NBCN Inc./ CDS|194
TOLZ|PROSH INFRASTRUCTURE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|231
TOLZ|PROSH INFRASTRUCTURE|FTBR|Foliofn Investments, Inc.|21
TOLZ|PROSH INFRASTRUCTURE|GLIS|TD Securities Inc|11
TOLZ|PROSH INFRASTRUCTURE|GSLT|GOLDMAN SACHS & CO. LLC|460
TOLZ|PROSH INFRASTRUCTURE|IATS|INTERACTIVE BROKERS LLC|20
TOLZ|PROSH INFRASTRUCTURE|IBKR|Interactive Brokers Llc|30
TOLZ|PROSH INFRASTRUCTURE|ICBX|INSTINET, LLC|638
TOLZ|PROSH INFRASTRUCTURE|ITGI|ITG Inc.|113
TOLZ|PROSH INFRASTRUCTURE|JPMX|J.P. Morgan Securities LLC|800
TOLZ|PROSH INFRASTRUCTURE|JSJX|JANE STREET CAPITAL LLC|5586
TOLZ|PROSH INFRASTRUCTURE|KCGM|VIRTU Americas LLC|200
TOLZ|PROSH INFRASTRUCTURE|LEHM|Barclays Capital Inc./Le|1000
TOLZ|PROSH INFRASTRUCTURE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|853
TOLZ|PROSH INFRASTRUCTURE|LIME|Lime Brokerage LLC|1379
TOLZ|PROSH INFRASTRUCTURE|MACC|Mid Atlantic Capital Corporation|747
TOLZ|PROSH INFRASTRUCTURE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
TOLZ|PROSH INFRASTRUCTURE|MSCO|MORGAN STANLEY & CO. LLC|7239
TOLZ|PROSH INFRASTRUCTURE|NFSC|National Financial Services LLC|2896
TOLZ|PROSH INFRASTRUCTURE|NITE|VIRTU Americas LLC|8823
TOLZ|PROSH INFRASTRUCTURE|PWJC|UBS Financial Services, Inc.|770
TOLZ|PROSH INFRASTRUCTURE|RBCM|RBC CAPITAL MARKETS, LLC|513
TOLZ|PROSH INFRASTRUCTURE|SGMT|GOLDMAN SACHS & CO. LLC|521
TOLZ|PROSH INFRASTRUCTURE|SPHN|Stephens Inc.|828
TOLZ|PROSH INFRASTRUCTURE|SWST|Hilltop Securities Inc.|200
TOLZ|PROSH INFRASTRUCTURE|TKNG|ALLY INVEST SECURITIES LLC|5
TOLZ|PROSH INFRASTRUCTURE|UBSA|UBS SECURITIES LLC|971
TOLZ|PROSH INFRASTRUCTURE|UBSS|UBS Securities LLC|5975
TOLZ|PROSH INFRASTRUCTURE|VGRD|Vanguard Marketing Corporation|20
TOLZ|PROSH INFRASTRUCTURE|WCHV|WELLS FARGO SECURITIES, LLC|1339
TOLZ|PROSH INFRASTRUCTURE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2161
TOO|TEEKAY OFFSHORE PART|AGIS|Aegis Capital Corp.|550
TOO|TEEKAY OFFSHORE PART|ALTX|Alternet Securities Inc.|539
TOO|TEEKAY OFFSHORE PART|APCC|Apex Clearing Corporation|1469
TOO|TEEKAY OFFSHORE PART|BATM|CBOE TRADING, INC.|620
TOO|TEEKAY OFFSHORE PART|BAYT|BTIG, LLC|17300
TOO|TEEKAY OFFSHORE PART|BBNT|BB&T SECURITIES, LLC|2000
TOO|TEEKAY OFFSHORE PART|BERN|Sanford C. Bernstein & Co., LLC|4959
TOO|TEEKAY OFFSHORE PART|BIDS|BIDS TRADING L.P.|1700
TOO|TEEKAY OFFSHORE PART|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5400
TOO|TEEKAY OFFSHORE PART|BLKX|INSTINET, LLC|6400
TOO|TEEKAY OFFSHORE PART|BTIG|BTIG, LLC|631578
TOO|TEEKAY OFFSHORE PART|CHAS|Charles Schwab & Co., Inc.|22713
TOO|TEEKAY OFFSHORE PART|CIST|Capital Institutional Services, Inc.|740
TOO|TEEKAY OFFSHORE PART|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6853
TOO|TEEKAY OFFSHORE PART|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113604
TOO|TEEKAY OFFSHORE PART|CTDL|Citadel Derivatives Group Llc|6840
TOO|TEEKAY OFFSHORE PART|CXCX|CITIGROUP GLOBAL MARKETS INC.|22050
TOO|TEEKAY OFFSHORE PART|DBAB|Deutsche Bank Securities Inc.|21358
TOO|TEEKAY OFFSHORE PART|DBAX|Deutsche Bank Securities Inc.|17700
TOO|TEEKAY OFFSHORE PART|DEAN|MORGAN STANLEY|24600
TOO|TEEKAY OFFSHORE PART|DEGS|RONIN PROFESSIONAL LLC|750
TOO|TEEKAY OFFSHORE PART|EBXL|EBX LLC|102100
TOO|TEEKAY OFFSHORE PART|EDJO|Edward D. Jones & Co., L.P.|1
TOO|TEEKAY OFFSHORE PART|EGAM|CBOE TRADING, INC.|520
TOO|TEEKAY OFFSHORE PART|EGXM|CBOE TRADING, INC.|9700
TOO|TEEKAY OFFSHORE PART|EGXW|CBOE TRADING, INC.|200
TOO|TEEKAY OFFSHORE PART|ETBE|Electronic Transaction Clearing, Inc.|1958
TOO|TEEKAY OFFSHORE PART|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
TOO|TEEKAY OFFSHORE PART|ETRS|E*Trade Securities LLC|187507
TOO|TEEKAY OFFSHORE PART|FFSI|Firstrade Securities Inc.|300
TOO|TEEKAY OFFSHORE PART|FMAF|NBCN Inc./ CDS|5700
TOO|TEEKAY OFFSHORE PART|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11375
TOO|TEEKAY OFFSHORE PART|FTBR|Foliofn Investments, Inc.|165
TOO|TEEKAY OFFSHORE PART|GEBB|GLOBAL EXECUTION BROKERS, LP|3100
TOO|TEEKAY OFFSHORE PART|GLPX|ACS EXECUTION SERVICES, LLC|9900
TOO|TEEKAY OFFSHORE PART|GSCO|GOLDMAN SACHS & CO. LLC|43439
TOO|TEEKAY OFFSHORE PART|GSCS|GOLDMAN SACHS & CO. LLC|54529
TOO|TEEKAY OFFSHORE PART|GSLT|GOLDMAN SACHS & CO. LLC|1000
TOO|TEEKAY OFFSHORE PART|GTSZ|GTS SECURITIES LLC|14395
TOO|TEEKAY OFFSHORE PART|HAPX|HAP Trading, LLC|200
TOO|TEEKAY OFFSHORE PART|HRBF|American Enterprise Investment Services Inc.|2753
TOO|TEEKAY OFFSHORE PART|IATS|INTERACTIVE BROKERS LLC|91398
TOO|TEEKAY OFFSHORE PART|IBKR|Interactive Brokers Llc|203553
TOO|TEEKAY OFFSHORE PART|ICBX|INSTINET, LLC|29647
TOO|TEEKAY OFFSHORE PART|INCA|INSTINET, LLC|121292
TOO|TEEKAY OFFSHORE PART|ITGI|ITG Inc.|139
TOO|TEEKAY OFFSHORE PART|ITGP|ITG INC.|5400
TOO|TEEKAY OFFSHORE PART|JANY|Janney Montgomery Scott Inc.|5
TOO|TEEKAY OFFSHORE PART|JEFF|JEFFERIES LLC|24800
TOO|TEEKAY OFFSHORE PART|JMPT|JUMP TRADING, LLC|1597
TOO|TEEKAY OFFSHORE PART|JPMX|J.P. Morgan Securities LLC|80567
TOO|TEEKAY OFFSHORE PART|JSJX|JANE STREET CAPITAL LLC|2003
TOO|TEEKAY OFFSHORE PART|KCGM|VIRTU Americas LLC|76005
TOO|TEEKAY OFFSHORE PART|LEHM|Barclays Capital Inc./Le|73400
TOO|TEEKAY OFFSHORE PART|LIME|Lime Brokerage LLC|3249
TOO|TEEKAY OFFSHORE PART|LSCI|Lek Securities Corporation|1834
TOO|TEEKAY OFFSHORE PART|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TOO|TEEKAY OFFSHORE PART|MBTS|ALLY INVEST SECURITIES LLC|402
TOO|TEEKAY OFFSHORE PART|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82526
TOO|TEEKAY OFFSHORE PART|MOTF|MOTIF INVESTING, INC.|1
TOO|TEEKAY OFFSHORE PART|MSCO|MORGAN STANLEY & CO. LLC|127878
TOO|TEEKAY OFFSHORE PART|MSPL|MORGAN STANLEY & CO. LLC|18400
TOO|TEEKAY OFFSHORE PART|MULL|MARK J. MULLER EQUITIES, INC.|13140
TOO|TEEKAY OFFSHORE PART|NFSC|National Financial Services LLC|246676
TOO|TEEKAY OFFSHORE PART|NITE|VIRTU Americas LLC|731561
TOO|TEEKAY OFFSHORE PART|NTBF|BMO Nesbitt Burns Inc./CDS|4600
TOO|TEEKAY OFFSHORE PART|PDQM|CODA MARKETS, INC.|12064
TOO|TEEKAY OFFSHORE PART|RBCM|RBC CAPITAL MARKETS, LLC|380
TOO|TEEKAY OFFSHORE PART|SAGL|SAGETRADER, LLC|100
TOO|TEEKAY OFFSHORE PART|SBSH|Citigroup Global Markets Inc.|52091
TOO|TEEKAY OFFSHORE PART|SGMT|GOLDMAN SACHS & CO. LLC|20581
TOO|TEEKAY OFFSHORE PART|SPDR|SPEEDROUTE LLC|200
TOO|TEEKAY OFFSHORE PART|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|800
TOO|TEEKAY OFFSHORE PART|SWIM|TD Ameritrade, Inc.|67495
TOO|TEEKAY OFFSHORE PART|TKNG|ALLY INVEST SECURITIES LLC|295
TOO|TEEKAY OFFSHORE PART|TRBT|Tradebot Systems, Inc.|34257
TOO|TEEKAY OFFSHORE PART|UBSA|UBS SECURITIES LLC|209555
TOO|TEEKAY OFFSHORE PART|UBSS|UBS Securities LLC|257436
TOO|TEEKAY OFFSHORE PART|VALX|VIRTU AMERICAS LLC|3017
TOO|TEEKAY OFFSHORE PART|VGRD|Vanguard Marketing Corporation|13329
TOO|TEEKAY OFFSHORE PART|WCHV|WELLS FARGO SECURITIES, LLC|47305
TOO|TEEKAY OFFSHORE PART|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10161
TOO|TEEKAY OFFSHORE PART|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16351
TOO|TEEKAY OFFSHORE PART|WGIF|CIBC World Markets Inc.|6400
TOO|TEEKAY OFFSHORE PART|WSEA|WOLVERINE SECURITIES, LLC|1767
TOO|TEEKAY OFFSHORE PART|XSTM|NATIONAL FINANCIAL SERVICES LLC|67294
TOO|TEEKAY OFFSHORE PART|YKNA|COMHAR CAPITAL MARKETS, LLC|587
TOO|TEEKAY OFFSHORE PART|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6292
TOO$A|TEEKAY OFFSHORE 7.25|BATM|CBOE TRADING, INC.|200
TOO$A|TEEKAY OFFSHORE 7.25|BNCH|The Benchmark Company, LLC|2721
TOO$A|TEEKAY OFFSHORE 7.25|BTIG|BTIG, LLC|39
TOO$A|TEEKAY OFFSHORE 7.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3978
TOO$A|TEEKAY OFFSHORE 7.25|CXCX|CITIGROUP GLOBAL MARKETS INC.|1500
TOO$A|TEEKAY OFFSHORE 7.25|DBAX|Deutsche Bank Securities Inc.|400
TOO$A|TEEKAY OFFSHORE 7.25|DEAN|MORGAN STANLEY|1480
TOO$A|TEEKAY OFFSHORE 7.25|EBXL|EBX LLC|100
TOO$A|TEEKAY OFFSHORE 7.25|ETRS|E*Trade Securities LLC|3627
TOO$A|TEEKAY OFFSHORE 7.25|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93
TOO$A|TEEKAY OFFSHORE 7.25|GSCO|GOLDMAN SACHS & CO. LLC|500
TOO$A|TEEKAY OFFSHORE 7.25|HRBF|American Enterprise Investment Services Inc.|240
TOO$A|TEEKAY OFFSHORE 7.25|IATS|INTERACTIVE BROKERS LLC|100
TOO$A|TEEKAY OFFSHORE 7.25|IBKR|Interactive Brokers Llc|156
TOO$A|TEEKAY OFFSHORE 7.25|ICBX|INSTINET, LLC|500
TOO$A|TEEKAY OFFSHORE 7.25|INCA|INSTINET, LLC|921
TOO$A|TEEKAY OFFSHORE 7.25|INJX|INSTINET, LLC|400
TOO$A|TEEKAY OFFSHORE 7.25|JEFF|JEFFERIES LLC|200
TOO$A|TEEKAY OFFSHORE 7.25|JPMX|J.P. Morgan Securities LLC|600
TOO$A|TEEKAY OFFSHORE 7.25|LEHM|Barclays Capital Inc./Le|1200
TOO$A|TEEKAY OFFSHORE 7.25|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TOO$A|TEEKAY OFFSHORE 7.25|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
TOO$A|TEEKAY OFFSHORE 7.25|MSCO|MORGAN STANLEY & CO. LLC|6030
TOO$A|TEEKAY OFFSHORE 7.25|NFSC|National Financial Services LLC|9933
TOO$A|TEEKAY OFFSHORE 7.25|NITE|VIRTU Americas LLC|20063
TOO$A|TEEKAY OFFSHORE 7.25|NQRB|Brut, LLC|300
TOO$A|TEEKAY OFFSHORE 7.25|PWJC|UBS Financial Services, Inc.|3400
TOO$A|TEEKAY OFFSHORE 7.25|RBCM|RBC CAPITAL MARKETS, LLC|575
TOO$A|TEEKAY OFFSHORE 7.25|SALI|INTL FCSTONE FINANCIAL INC.|200
TOO$A|TEEKAY OFFSHORE 7.25|SBSH|Citigroup Global Markets Inc.|300
TOO$A|TEEKAY OFFSHORE 7.25|SGMT|GOLDMAN SACHS & CO. LLC|11
TOO$A|TEEKAY OFFSHORE 7.25|STFL|Stifel, Nicolaus & Company, Incorporated|500
TOO$A|TEEKAY OFFSHORE 7.25|SWIM|TD Ameritrade, Inc.|150
TOO$A|TEEKAY OFFSHORE 7.25|UBSA|UBS SECURITIES LLC|2884
TOO$A|TEEKAY OFFSHORE 7.25|UBSS|UBS Securities LLC|7479
TOO$A|TEEKAY OFFSHORE 7.25|WCHV|WELLS FARGO SECURITIES, LLC|11777
TOO$A|TEEKAY OFFSHORE 7.25|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
TOO$A|TEEKAY OFFSHORE 7.25|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2159
TOO$B|TEEKAY OFFSHORE PD B|BATM|CBOE TRADING, INC.|91
TOO$B|TEEKAY OFFSHORE PD B|BYXM|CBOE TRADING, INC.|1268
TOO$B|TEEKAY OFFSHORE PD B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2914
TOO$B|TEEKAY OFFSHORE PD B|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
TOO$B|TEEKAY OFFSHORE PD B|DBAX|Deutsche Bank Securities Inc.|200
TOO$B|TEEKAY OFFSHORE PD B|DEAN|MORGAN STANLEY|1922
TOO$B|TEEKAY OFFSHORE PD B|EBXL|EBX LLC|300
TOO$B|TEEKAY OFFSHORE PD B|ECUT|CONVERGEX EXECUTION SOLUTIONS|565
TOO$B|TEEKAY OFFSHORE PD B|EGAM|CBOE TRADING, INC.|627
TOO$B|TEEKAY OFFSHORE PD B|ETRS|E*Trade Securities LLC|1729
TOO$B|TEEKAY OFFSHORE PD B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
TOO$B|TEEKAY OFFSHORE PD B|GLPX|ACS EXECUTION SERVICES, LLC|1468
TOO$B|TEEKAY OFFSHORE PD B|GTSZ|GTS SECURITIES LLC|91
TOO$B|TEEKAY OFFSHORE PD B|HRBF|American Enterprise Investment Services Inc.|300
TOO$B|TEEKAY OFFSHORE PD B|IATS|INTERACTIVE BROKERS LLC|100
TOO$B|TEEKAY OFFSHORE PD B|IBKR|Interactive Brokers Llc|1069
TOO$B|TEEKAY OFFSHORE PD B|ICBX|INSTINET, LLC|1000
TOO$B|TEEKAY OFFSHORE PD B|JEFF|JEFFERIES LLC|1900
TOO$B|TEEKAY OFFSHORE PD B|LEHM|Barclays Capital Inc./Le|2600
TOO$B|TEEKAY OFFSHORE PD B|LIME|Lime Brokerage LLC|690
TOO$B|TEEKAY OFFSHORE PD B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
TOO$B|TEEKAY OFFSHORE PD B|MSCO|MORGAN STANLEY & CO. LLC|1160
TOO$B|TEEKAY OFFSHORE PD B|MSPL|MORGAN STANLEY & CO. LLC|2600
TOO$B|TEEKAY OFFSHORE PD B|NFSC|National Financial Services LLC|8784
TOO$B|TEEKAY OFFSHORE PD B|NITE|VIRTU Americas LLC|20678
TOO$B|TEEKAY OFFSHORE PD B|PDQM|CODA MARKETS, INC.|1468
TOO$B|TEEKAY OFFSHORE PD B|PWJC|UBS Financial Services, Inc.|3400
TOO$B|TEEKAY OFFSHORE PD B|RBCM|RBC CAPITAL MARKETS, LLC|735
TOO$B|TEEKAY OFFSHORE PD B|SGMT|GOLDMAN SACHS & CO. LLC|100
TOO$B|TEEKAY OFFSHORE PD B|STFL|Stifel, Nicolaus & Company, Incorporated|150
TOO$B|TEEKAY OFFSHORE PD B|SWIM|TD Ameritrade, Inc.|13706
TOO$B|TEEKAY OFFSHORE PD B|UBSA|UBS SECURITIES LLC|6753
TOO$B|TEEKAY OFFSHORE PD B|UBSS|UBS Securities LLC|11450
TOO$B|TEEKAY OFFSHORE PD B|VGRD|Vanguard Marketing Corporation|216
TOO$B|TEEKAY OFFSHORE PD B|WCHV|WELLS FARGO SECURITIES, LLC|5397
TOO$B|TEEKAY OFFSHORE PD B|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
TOO$B|TEEKAY OFFSHORE PD B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
TOO$E|TEEKAY OFFSHORE 8.87|BARD|Robert W. Baird & Co. Incorporated|2500
TOO$E|TEEKAY OFFSHORE 8.87|BATM|CBOE TRADING, INC.|300
TOO$E|TEEKAY OFFSHORE 8.87|BBNT|BB&T SECURITIES, LLC|4310
TOO$E|TEEKAY OFFSHORE 8.87|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
TOO$E|TEEKAY OFFSHORE 8.87|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2801
TOO$E|TEEKAY OFFSHORE 8.87|DBAX|Deutsche Bank Securities Inc.|3400
TOO$E|TEEKAY OFFSHORE 8.87|DEAN|MORGAN STANLEY|11726
TOO$E|TEEKAY OFFSHORE 8.87|EBXL|EBX LLC|200
TOO$E|TEEKAY OFFSHORE 8.87|ECUT|CONVERGEX EXECUTION SOLUTIONS|2400
TOO$E|TEEKAY OFFSHORE 8.87|EGAM|CBOE TRADING, INC.|1100
TOO$E|TEEKAY OFFSHORE 8.87|ETRS|E*Trade Securities LLC|8894
TOO$E|TEEKAY OFFSHORE 8.87|GLPX|ACS EXECUTION SERVICES, LLC|340
TOO$E|TEEKAY OFFSHORE 8.87|GSCS|GOLDMAN SACHS & CO. LLC|3125
TOO$E|TEEKAY OFFSHORE 8.87|GSLT|GOLDMAN SACHS & CO. LLC|100
TOO$E|TEEKAY OFFSHORE 8.87|GTSZ|GTS SECURITIES LLC|600
TOO$E|TEEKAY OFFSHORE 8.87|IBKR|Interactive Brokers Llc|2150
TOO$E|TEEKAY OFFSHORE 8.87|INCA|INSTINET, LLC|378
TOO$E|TEEKAY OFFSHORE 8.87|JEFF|JEFFERIES LLC|200
TOO$E|TEEKAY OFFSHORE 8.87|JPMX|J.P. Morgan Securities LLC|1860
TOO$E|TEEKAY OFFSHORE 8.87|KCGM|VIRTU Americas LLC|1000
TOO$E|TEEKAY OFFSHORE 8.87|LEHM|Barclays Capital Inc./Le|2000
TOO$E|TEEKAY OFFSHORE 8.87|LIME|Lime Brokerage LLC|1200
TOO$E|TEEKAY OFFSHORE 8.87|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TOO$E|TEEKAY OFFSHORE 8.87|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
TOO$E|TEEKAY OFFSHORE 8.87|MSCO|MORGAN STANLEY & CO. LLC|12833
TOO$E|TEEKAY OFFSHORE 8.87|NEUB|NEUBERGER BERMAN BD LLC|275
TOO$E|TEEKAY OFFSHORE 8.87|NFSC|National Financial Services LLC|6707
TOO$E|TEEKAY OFFSHORE 8.87|NITE|VIRTU Americas LLC|47585
TOO$E|TEEKAY OFFSHORE 8.87|NQRB|Brut, LLC|166
TOO$E|TEEKAY OFFSHORE 8.87|OPCO|Oppenheimer & Co. Inc.|1000
TOO$E|TEEKAY OFFSHORE 8.87|PCPT|PHILLIP CAPITAL INC.|1213
TOO$E|TEEKAY OFFSHORE 8.87|PDQM|CODA MARKETS, INC.|640
TOO$E|TEEKAY OFFSHORE 8.87|PWJC|UBS Financial Services, Inc.|17458
TOO$E|TEEKAY OFFSHORE 8.87|SALI|INTL FCSTONE FINANCIAL INC.|120
TOO$E|TEEKAY OFFSHORE 8.87|SBSH|Citigroup Global Markets Inc.|526
TOO$E|TEEKAY OFFSHORE 8.87|SGMT|GOLDMAN SACHS & CO. LLC|200
TOO$E|TEEKAY OFFSHORE 8.87|SPDR|SPEEDROUTE LLC|3000
TOO$E|TEEKAY OFFSHORE 8.87|STFL|Stifel, Nicolaus & Company, Incorporated|3160
TOO$E|TEEKAY OFFSHORE 8.87|SWIM|TD Ameritrade, Inc.|17706
TOO$E|TEEKAY OFFSHORE 8.87|UBSA|UBS SECURITIES LLC|7700
TOO$E|TEEKAY OFFSHORE 8.87|UBSS|UBS Securities LLC|30289
TOO$E|TEEKAY OFFSHORE 8.87|VGRD|Vanguard Marketing Corporation|31
TOO$E|TEEKAY OFFSHORE 8.87|WCHV|WELLS FARGO SECURITIES, LLC|4773
TOO$E|TEEKAY OFFSHORE 8.87|WSEA|WOLVERINE SECURITIES, LLC|100
TOO$E|TEEKAY OFFSHORE 8.87|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
TOO$E|TEEKAY OFFSHORE 8.87|YKNA|COMHAR CAPITAL MARKETS, LLC|200
TOO$E|TEEKAY OFFSHORE 8.87|YLPL|Linsco/Private Ledger Financial Services, Incorporated|80
TOPS|TOP SHIPS INC|ALTX|Alternet Securities Inc.|8200
TOPS|TOP SHIPS INC|APCC|Apex Clearing Corporation|310818
TOPS|TOP SHIPS INC|AQUA|AQUA SECURITIES L.P.|3200
TOPS|TOP SHIPS INC|BATM|CBOE TRADING, INC.|10087
TOPS|TOP SHIPS INC|BIMI|Banca IMI Securities Corp.|295615
TOPS|TOP SHIPS INC|BKCM|BNY Mellon Capital Markets LLC|960
TOPS|TOP SHIPS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|374764
TOPS|TOP SHIPS INC|BYXM|CBOE TRADING, INC.|2435
TOPS|TOP SHIPS INC|CHAS|Charles Schwab & Co., Inc.|18278
TOPS|TOP SHIPS INC|CIST|Capital Institutional Services, Inc.|100
TOPS|TOP SHIPS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57101
TOPS|TOP SHIPS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|33870
TOPS|TOP SHIPS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|138742
TOPS|TOP SHIPS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|187641
TOPS|TOP SHIPS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11406
TOPS|TOP SHIPS INC|DBAB|Deutsche Bank Securities Inc.|6200
TOPS|TOP SHIPS INC|DBAX|Deutsche Bank Securities Inc.|77000
TOPS|TOP SHIPS INC|EBXL|EBX LLC|103100
TOPS|TOP SHIPS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|10515
TOPS|TOP SHIPS INC|EDJO|Edward D. Jones & Co., L.P.|473
TOPS|TOP SHIPS INC|EGAM|CBOE TRADING, INC.|113953
TOPS|TOP SHIPS INC|EGAW|CBOE TRADING, INC.|397
TOPS|TOP SHIPS INC|EGXM|CBOE TRADING, INC.|69714
TOPS|TOP SHIPS INC|EGXW|CBOE TRADING, INC.|800
TOPS|TOP SHIPS INC|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1506
TOPS|TOP SHIPS INC|ETCC|Electronic Transaction Clearing, Inc.|2000
TOPS|TOP SHIPS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4654
TOPS|TOP SHIPS INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1408
TOPS|TOP SHIPS INC|ETRS|E*Trade Securities LLC|4026882
TOPS|TOP SHIPS INC|FBCO|Credit Suisse Securities (USA) LLC|579566
TOPS|TOP SHIPS INC|FILL|Tradestation Securities, Inc.|138814
TOPS|TOP SHIPS INC|FMAF|NBCN Inc./ CDS|46516
TOPS|TOP SHIPS INC|FOMA|TD AMERITRADE CLEARING, INC.|6188833
TOPS|TOP SHIPS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1076
TOPS|TOP SHIPS INC|FTBR|Foliofn Investments, Inc.|935
TOPS|TOP SHIPS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7227
TOPS|TOP SHIPS INC|GLIS|TD Securities Inc|1510
TOPS|TOP SHIPS INC|GLPX|ACS EXECUTION SERVICES, LLC|148460
TOPS|TOP SHIPS INC|GSCO|GOLDMAN SACHS & CO. LLC|291584
TOPS|TOP SHIPS INC|GSCS|GOLDMAN SACHS & CO. LLC|12005
TOPS|TOP SHIPS INC|GSLT|GOLDMAN SACHS & CO. LLC|37286
TOPS|TOP SHIPS INC|GTSZ|GTS SECURITIES LLC|800
TOPS|TOP SHIPS INC|HRBF|American Enterprise Investment Services Inc.|17800
TOPS|TOP SHIPS INC|HSBC|HSBC Securities, Inc.|5437
TOPS|TOP SHIPS INC|IATS|INTERACTIVE BROKERS LLC|172920
TOPS|TOP SHIPS INC|IBKR|Interactive Brokers Llc|2349953
TOPS|TOP SHIPS INC|ICBX|INSTINET, LLC|59508
TOPS|TOP SHIPS INC|INCA|INSTINET, LLC|361904
TOPS|TOP SHIPS INC|INJX|INSTINET, LLC|650
TOPS|TOP SHIPS INC|ITGI|ITG Inc.|57438
TOPS|TOP SHIPS INC|ITGP|ITG INC.|67600
TOPS|TOP SHIPS INC|JEFF|JEFFERIES LLC|718
TOPS|TOP SHIPS INC|JMPT|JUMP TRADING, LLC|31096
TOPS|TOP SHIPS INC|JPMX|J.P. Morgan Securities LLC|171618
TOPS|TOP SHIPS INC|JSJX|JANE STREET CAPITAL LLC|12302
TOPS|TOP SHIPS INC|KCGM|VIRTU Americas LLC|60617
TOPS|TOP SHIPS INC|LEHM|Barclays Capital Inc./Le|294552
TOPS|TOP SHIPS INC|LIME|Lime Brokerage LLC|29436
TOPS|TOP SHIPS INC|LSCI|Lek Securities Corporation|671
TOPS|TOP SHIPS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7360
TOPS|TOP SHIPS INC|MAXM|Maxim Group LLC|560039
TOPS|TOP SHIPS INC|MBTS|ALLY INVEST SECURITIES LLC|8347
TOPS|TOP SHIPS INC|MICA|Spartan Securities Group, Ltd.|20000
TOPS|TOP SHIPS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21000
TOPS|TOP SHIPS INC|MOTF|MOTIF INVESTING, INC.|3
TOPS|TOP SHIPS INC|MSCO|MORGAN STANLEY & CO. LLC|1459021
TOPS|TOP SHIPS INC|MSPL|MORGAN STANLEY & CO. LLC|4500
TOPS|TOP SHIPS INC|NATL|National Securities Corporation|540
TOPS|TOP SHIPS INC|NFSC|National Financial Services LLC|3862447
TOPS|TOP SHIPS INC|NITE|VIRTU Americas LLC|9832534
TOPS|TOP SHIPS INC|NITP|VIRTU Americas LLC|1280
TOPS|TOP SHIPS INC|NQRB|Brut, LLC|22713
TOPS|TOP SHIPS INC|OPCO|Oppenheimer & Co. Inc.|3632
TOPS|TOP SHIPS INC|PCPT|PHILLIP CAPITAL INC.|6300
TOPS|TOP SHIPS INC|PDQM|CODA MARKETS, INC.|235743
TOPS|TOP SHIPS INC|PUMA|Puma Capital, Llc|43594
TOPS|TOP SHIPS INC|RAJA|Raymond James & Associates, Inc.|46144
TOPS|TOP SHIPS INC|RBCM|RBC CAPITAL MARKETS, LLC|3700
TOPS|TOP SHIPS INC|RGLD|Regal Securities, Inc|2030
TOPS|TOP SHIPS INC|SAGL|SAGETRADER, LLC|4700
TOPS|TOP SHIPS INC|SALI|INTL FCSTONE FINANCIAL INC.|1900
TOPS|TOP SHIPS INC|SBSH|Citigroup Global Markets Inc.|413441
TOPS|TOP SHIPS INC|SGMT|GOLDMAN SACHS & CO. LLC|93016
TOPS|TOP SHIPS INC|SPDR|SPEEDROUTE LLC|600332
TOPS|TOP SHIPS INC|SPTD|MINT GLOBAL MARKETS, INC.|44088
TOPS|TOP SHIPS INC|SWIM|TD Ameritrade, Inc.|3040018
TOPS|TOP SHIPS INC|SWST|Hilltop Securities Inc.|7154
TOPS|TOP SHIPS INC|TDFS|TRADERFIELD SECURITIES INC.|13800
TOPS|TOP SHIPS INC|TKNG|ALLY INVEST SECURITIES LLC|102905
TOPS|TOP SHIPS INC|TRBT|Tradebot Systems, Inc.|1000
TOPS|TOP SHIPS INC|TWTT|TASTYWORKS, INC.|2040
TOPS|TOP SHIPS INC|UBSA|UBS SECURITIES LLC|695151
TOPS|TOP SHIPS INC|UBSS|UBS Securities LLC|1063101
TOPS|TOP SHIPS INC|VALX|VIRTU AMERICAS LLC|5400
TOPS|TOP SHIPS INC|VGRD|Vanguard Marketing Corporation|114030
TOPS|TOP SHIPS INC|VSIN|Vision Financial Markets Llc|131319
TOPS|TOP SHIPS INC|WCHV|WELLS FARGO SECURITIES, LLC|80765
TOPS|TOP SHIPS INC|WEDB|WEDBUSH SECURITIES INC.|45800
TOPS|TOP SHIPS INC|WGIF|CIBC World Markets Inc.|92043
TOPS|TOP SHIPS INC|WSEA|WOLVERINE SECURITIES, LLC|43574
TOPS|TOP SHIPS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|17730
TOPS|TOP SHIPS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1600
TOPS|TOP SHIPS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
TORC|RESTORBIO, INC. CM|ALTX|Alternet Securities Inc.|400
TORC|RESTORBIO, INC. CM|APCC|Apex Clearing Corporation|100
TORC|RESTORBIO, INC. CM|BATM|CBOE TRADING, INC.|415
TORC|RESTORBIO, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|673
TORC|RESTORBIO, INC. CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1300
TORC|RESTORBIO, INC. CM|BLKX|INSTINET, LLC|7500
TORC|RESTORBIO, INC. CM|BMOC|BMO Capital Markets Corp.|1050
TORC|RESTORBIO, INC. CM|BNCH|The Benchmark Company, LLC|6500
TORC|RESTORBIO, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|576
TORC|RESTORBIO, INC. CM|BTIG|BTIG, LLC|66823
TORC|RESTORBIO, INC. CM|BYXM|CBOE TRADING, INC.|301
TORC|RESTORBIO, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38308
TORC|RESTORBIO, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1418
TORC|RESTORBIO, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79565
TORC|RESTORBIO, INC. CM|CTDL|Citadel Derivatives Group Llc|7170
TORC|RESTORBIO, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2846
TORC|RESTORBIO, INC. CM|DBAB|Deutsche Bank Securities Inc.|27249
TORC|RESTORBIO, INC. CM|DBAX|Deutsche Bank Securities Inc.|34500
TORC|RESTORBIO, INC. CM|DEGS|RONIN PROFESSIONAL LLC|17081
TORC|RESTORBIO, INC. CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37157
TORC|RESTORBIO, INC. CM|EBXL|EBX LLC|41200
TORC|RESTORBIO, INC. CM|EDJO|Edward D. Jones & Co., L.P.|1000
TORC|RESTORBIO, INC. CM|EGAM|CBOE TRADING, INC.|585
TORC|RESTORBIO, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
TORC|RESTORBIO, INC. CM|EGXM|CBOE TRADING, INC.|71
TORC|RESTORBIO, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|1894
TORC|RESTORBIO, INC. CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
TORC|RESTORBIO, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10842
TORC|RESTORBIO, INC. CM|ETRS|E*Trade Securities LLC|20381
TORC|RESTORBIO, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|202378
TORC|RESTORBIO, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|89338
TORC|RESTORBIO, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21438
TORC|RESTORBIO, INC. CM|FTBR|Foliofn Investments, Inc.|2
TORC|RESTORBIO, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2059
TORC|RESTORBIO, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|2070
TORC|RESTORBIO, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|168264
TORC|RESTORBIO, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|7518
TORC|RESTORBIO, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|995
TORC|RESTORBIO, INC. CM|GTSZ|GTS SECURITIES LLC|42968
TORC|RESTORBIO, INC. CM|HRBF|American Enterprise Investment Services Inc.|1300
TORC|RESTORBIO, INC. CM|HSBC|HSBC Securities, Inc.|800
TORC|RESTORBIO, INC. CM|IATS|INTERACTIVE BROKERS LLC|3600
TORC|RESTORBIO, INC. CM|IBKR|Interactive Brokers Llc|46085
TORC|RESTORBIO, INC. CM|ICBX|INSTINET, LLC|16500
TORC|RESTORBIO, INC. CM|IEQY|CITADEL SECURITIES LLC|8688
TORC|RESTORBIO, INC. CM|INCA|INSTINET, LLC|86276
TORC|RESTORBIO, INC. CM|INJX|INSTINET, LLC|6376
TORC|RESTORBIO, INC. CM|ITGI|ITG Inc.|5346
TORC|RESTORBIO, INC. CM|ITGP|ITG INC.|20400
TORC|RESTORBIO, INC. CM|JEFF|JEFFERIES LLC|16265
TORC|RESTORBIO, INC. CM|JMPT|JUMP TRADING, LLC|6154
TORC|RESTORBIO, INC. CM|JPMX|J.P. Morgan Securities LLC|44204
TORC|RESTORBIO, INC. CM|JSJX|JANE STREET CAPITAL LLC|2630
TORC|RESTORBIO, INC. CM|KCGM|VIRTU Americas LLC|6615
TORC|RESTORBIO, INC. CM|LEHM|Barclays Capital Inc./Le|115100
TORC|RESTORBIO, INC. CM|LIME|Lime Brokerage LLC|73691
TORC|RESTORBIO, INC. CM|LMGP|LIME BROKERAGE LLC|4352
TORC|RESTORBIO, INC. CM|LQNA|LIQUIDNET, INC.|25400
TORC|RESTORBIO, INC. CM|MAXM|Maxim Group LLC|626
TORC|RESTORBIO, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76200
TORC|RESTORBIO, INC. CM|MOTF|MOTIF INVESTING, INC.|6
TORC|RESTORBIO, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|185396
TORC|RESTORBIO, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|30400
TORC|RESTORBIO, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|800
TORC|RESTORBIO, INC. CM|NFSC|National Financial Services LLC|73264
TORC|RESTORBIO, INC. CM|NITE|VIRTU Americas LLC|209722
TORC|RESTORBIO, INC. CM|NITP|VIRTU Americas LLC|9231
TORC|RESTORBIO, INC. CM|NQRB|Brut, LLC|1895
TORC|RESTORBIO, INC. CM|OPCO|Oppenheimer & Co. Inc.|84
TORC|RESTORBIO, INC. CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1829
TORC|RESTORBIO, INC. CM|PDQM|CODA MARKETS, INC.|4370
TORC|RESTORBIO, INC. CM|RAJA|Raymond James & Associates, Inc.|1183
TORC|RESTORBIO, INC. CM|ROTH|Roth Capital Partners, LLC|5677
TORC|RESTORBIO, INC. CM|SAGL|SAGETRADER, LLC|1000
TORC|RESTORBIO, INC. CM|SBSH|Citigroup Global Markets Inc.|23946
TORC|RESTORBIO, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|13709
TORC|RESTORBIO, INC. CM|SIBO|Prime Executions, Inc.|3808
TORC|RESTORBIO, INC. CM|SPDR|SPEEDROUTE LLC|1334
TORC|RESTORBIO, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|2000
TORC|RESTORBIO, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|800
TORC|RESTORBIO, INC. CM|SWIM|TD Ameritrade, Inc.|44375
TORC|RESTORBIO, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|415
TORC|RESTORBIO, INC. CM|TRBT|Tradebot Systems, Inc.|12191
TORC|RESTORBIO, INC. CM|TRCM|TRC MARKETS LLC|20290
TORC|RESTORBIO, INC. CM|UBSS|UBS Securities LLC|201338
TORC|RESTORBIO, INC. CM|VALX|VIRTU AMERICAS LLC|2331
TORC|RESTORBIO, INC. CM|VGRD|Vanguard Marketing Corporation|965
TORC|RESTORBIO, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|12213
TORC|RESTORBIO, INC. CM|WEDB|WEDBUSH SECURITIES INC.|14426
TORC|RESTORBIO, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2020
TORC|RESTORBIO, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|2613
TORC|RESTORBIO, INC. CM|XIST|INSTINET, LLC|1850
TORC|RESTORBIO, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7920
TORC|RESTORBIO, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|500
TORC|RESTORBIO, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6400
TOT|TOTAL S.A.|ADAM|CANACCORD GENUITY INC.|140
TOT|TOTAL S.A.|AGIS|Aegis Capital Corp.|300
TOT|TOTAL S.A.|ALTX|Alternet Securities Inc.|4508
TOT|TOTAL S.A.|ANOS|ABEL/NOSER, L.L.C.|3923
TOT|TOTAL S.A.|APCC|Apex Clearing Corporation|1029
TOT|TOTAL S.A.|BALE|M&T SECURITIES, INC.|1559
TOT|TOTAL S.A.|BANK|Primevest Financial Services, Inc.|235
TOT|TOTAL S.A.|BARD|Robert W. Baird & Co. Incorporated|13256
TOT|TOTAL S.A.|BATM|CBOE TRADING, INC.|4575
TOT|TOTAL S.A.|BAYC|BAY CREST PARTNERS, LLC|289
TOT|TOTAL S.A.|BBNT|BB&T SECURITIES, LLC|10021
TOT|TOTAL S.A.|BERN|Sanford C. Bernstein & Co., LLC|201690
TOT|TOTAL S.A.|BIDS|BIDS TRADING L.P.|100
TOT|TOTAL S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27924
TOT|TOTAL S.A.|BMOC|BMO Capital Markets Corp.|12501
TOT|TOTAL S.A.|BTIG|BTIG, LLC|104375
TOT|TOTAL S.A.|BYXM|CBOE TRADING, INC.|385
TOT|TOTAL S.A.|CANT|Cantor Fitzgerald & Co.|817
TOT|TOTAL S.A.|CHAS|Charles Schwab & Co., Inc.|14235
TOT|TOTAL S.A.|CIST|Capital Institutional Services, Inc.|14584
TOT|TOTAL S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201590
TOT|TOTAL S.A.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
TOT|TOTAL S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|318137
TOT|TOTAL S.A.|CTDL|Citadel Derivatives Group Llc|10478
TOT|TOTAL S.A.|CTLR|CUTLER GROUP, LP|300
TOT|TOTAL S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|48068
TOT|TOTAL S.A.|DADA|D.A. Davidson & Co.|6255
TOT|TOTAL S.A.|DAVA|Davenport & Company LLC|5112
TOT|TOTAL S.A.|DBAB|Deutsche Bank Securities Inc.|737658
TOT|TOTAL S.A.|DBAX|Deutsche Bank Securities Inc.|273500
TOT|TOTAL S.A.|DCHF|Dart Executions, LLC|26916
TOT|TOTAL S.A.|DEAN|MORGAN STANLEY|65978
TOT|TOTAL S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11202
TOT|TOTAL S.A.|EBXL|EBX LLC|320200
TOT|TOTAL S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|29568
TOT|TOTAL S.A.|EDJC|Edward Jones / CDS|6517
TOT|TOTAL S.A.|EDJO|Edward D. Jones & Co., L.P.|128745
TOT|TOTAL S.A.|EGAM|CBOE TRADING, INC.|4536
TOT|TOTAL S.A.|EGAW|CBOE TRADING, INC.|101
TOT|TOTAL S.A.|EGXM|CBOE TRADING, INC.|2444
TOT|TOTAL S.A.|ESPO|ESPOSITO SECURITIES, LLC|236
TOT|TOTAL S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
TOT|TOTAL S.A.|ETRS|E*Trade Securities LLC|46736
TOT|TOTAL S.A.|FIDT|Fidelity Clearing Canada ULC./ CDS|783
TOT|TOTAL S.A.|FILL|Tradestation Securities, Inc.|5235
TOT|TOTAL S.A.|FINX|FINTECH SECURITIES|7814
TOT|TOTAL S.A.|FMAF|NBCN Inc./ CDS|2968
TOT|TOTAL S.A.|FQLS|Quantlab Securities LP|542500
TOT|TOTAL S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8045
TOT|TOTAL S.A.|FTBR|Foliofn Investments, Inc.|4522
TOT|TOTAL S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|6170
TOT|TOTAL S.A.|GLIS|TD Securities Inc|309
TOT|TOTAL S.A.|GLPX|ACS EXECUTION SERVICES, LLC|21832
TOT|TOTAL S.A.|GSCO|GOLDMAN SACHS & CO. LLC|526934
TOT|TOTAL S.A.|GSCS|GOLDMAN SACHS & CO. LLC|27692
TOT|TOTAL S.A.|GSLT|GOLDMAN SACHS & CO. LLC|116990
TOT|TOTAL S.A.|GTSZ|GTS SECURITIES LLC|139578
TOT|TOTAL S.A.|HRBF|American Enterprise Investment Services Inc.|227812
TOT|TOTAL S.A.|HSBC|HSBC Securities, Inc.|260368
TOT|TOTAL S.A.|IATS|INTERACTIVE BROKERS LLC|4294
TOT|TOTAL S.A.|IBKR|Interactive Brokers Llc|26965
TOT|TOTAL S.A.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3827
TOT|TOTAL S.A.|ICBX|INSTINET, LLC|196519
TOT|TOTAL S.A.|INCA|INSTINET, LLC|414789
TOT|TOTAL S.A.|INJX|INSTINET, LLC|457
TOT|TOTAL S.A.|INTL|INTL FCSTONE FINANCIAL INC.|107762
TOT|TOTAL S.A.|ITGI|ITG Inc.|21229
TOT|TOTAL S.A.|ITGP|ITG INC.|141200
TOT|TOTAL S.A.|JANY|Janney Montgomery Scott Inc.|18595
TOT|TOTAL S.A.|JEFF|JEFFERIES LLC|206718
TOT|TOTAL S.A.|JMPT|JUMP TRADING, LLC|95216
TOT|TOTAL S.A.|JPBX|J.P. MORGAN SECURITIES LLC|9189
TOT|TOTAL S.A.|JPMX|J.P. Morgan Securities LLC|589100
TOT|TOTAL S.A.|KBWI|Keefe, Bruyette & Woods, Inc.|630
TOT|TOTAL S.A.|KCGM|VIRTU Americas LLC|36746
TOT|TOTAL S.A.|LEHM|Barclays Capital Inc./Le|3064722
TOT|TOTAL S.A.|LIME|Lime Brokerage LLC|1295466
TOT|TOTAL S.A.|LSCI|Lek Securities Corporation|78034
TOT|TOTAL S.A.|MACC|Mid Atlantic Capital Corporation|815
TOT|TOTAL S.A.|MAXM|Maxim Group LLC|2467
TOT|TOTAL S.A.|MBTS|ALLY INVEST SECURITIES LLC|100
TOT|TOTAL S.A.|MCMF|Raymond James Ltd. Cds|691
TOT|TOTAL S.A.|MKMP|MKM Partners LLC|58000
TOT|TOTAL S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|256015
TOT|TOTAL S.A.|MNDX|TJM Investments, LLC|2750
TOT|TOTAL S.A.|MOTF|MOTIF INVESTING, INC.|10
TOT|TOTAL S.A.|MSCO|MORGAN STANLEY & CO. LLC|1804268
TOT|TOTAL S.A.|MSPL|MORGAN STANLEY & CO. LLC|316200
TOT|TOTAL S.A.|MSTX|MORGAN STANLEY & CO. LLC|137700
TOT|TOTAL S.A.|NEUB|NEUBERGER BERMAN BD LLC|125
TOT|TOTAL S.A.|NFSC|National Financial Services LLC|378400
TOT|TOTAL S.A.|NITE|VIRTU Americas LLC|1360555
TOT|TOTAL S.A.|NITP|VIRTU Americas LLC|4599
TOT|TOTAL S.A.|NQRB|Brut, LLC|48843
TOT|TOTAL S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|2458
TOT|TOTAL S.A.|NTRC|Northern Trust Securities, Inc.|595
TOT|TOTAL S.A.|OHOS|TWO SIGMA SECURITIES, LLC|68354
TOT|TOTAL S.A.|OLDM|OLD MISSION CAPITAL, LLC|119257
TOT|TOTAL S.A.|OPCO|Oppenheimer & Co. Inc.|29914
TOT|TOTAL S.A.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|23000
TOT|TOTAL S.A.|PDQM|CODA MARKETS, INC.|3296
TOT|TOTAL S.A.|PHLY|NASDAQ Execution Services, LLC|10800
TOT|TOTAL S.A.|PICT|Pictet Overseas Inc.|1620
TOT|TOTAL S.A.|PIPR|Piper Jaffray & Co.|450
TOT|TOTAL S.A.|PWJC|UBS Financial Services, Inc.|18627
TOT|TOTAL S.A.|QMSR|QUATTRO M SECURITIES INC.|58602
TOT|TOTAL S.A.|RBCM|RBC CAPITAL MARKETS, LLC|48342
TOT|TOTAL S.A.|RGLD|Regal Securities, Inc|32
TOT|TOTAL S.A.|RHCO|Suntrust Robinson Humphrey, Inc.|64
TOT|TOTAL S.A.|SALI|INTL FCSTONE FINANCIAL INC.|528
TOT|TOTAL S.A.|SBSH|Citigroup Global Markets Inc.|1358574
TOT|TOTAL S.A.|SEIC|SEI Investments Distribution Co.|2706
TOT|TOTAL S.A.|SGMT|GOLDMAN SACHS & CO. LLC|107393
TOT|TOTAL S.A.|SIBO|Prime Executions, Inc.|4071
TOT|TOTAL S.A.|SPDR|SPEEDROUTE LLC|2300
TOT|TOTAL S.A.|SPHN|Stephens Inc.|1145
TOT|TOTAL S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|32919
TOT|TOTAL S.A.|STKP|STOCKPILE INVESTMENTS, INC.|68
TOT|TOTAL S.A.|SWIM|TD Ameritrade, Inc.|110582
TOT|TOTAL S.A.|SWST|Hilltop Securities Inc.|9214
TOT|TOTAL S.A.|TKNG|ALLY INVEST SECURITIES LLC|1427
TOT|TOTAL S.A.|TRCM|TRC MARKETS LLC|4512
TOT|TOTAL S.A.|TWTT|TASTYWORKS, INC.|100
TOT|TOTAL S.A.|UBSS|UBS Securities LLC|4868372
TOT|TOTAL S.A.|VALX|VIRTU AMERICAS LLC|710098
TOT|TOTAL S.A.|VGRD|Vanguard Marketing Corporation|27984
TOT|TOTAL S.A.|VNDM|Wall Street Access|402
TOT|TOTAL S.A.|WBLR|WILLIAM BLAIR|381
TOT|TOTAL S.A.|WBPX|SUMMIT SECURITIES GROUP, LLC|360
TOT|TOTAL S.A.|WCHV|WELLS FARGO SECURITIES, LLC|252574
TOT|TOTAL S.A.|WEDB|WEDBUSH SECURITIES INC.|3314
TOT|TOTAL S.A.|WEED|Weeden & Co.L.P.|4433
TOT|TOTAL S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23249
TOT|TOTAL S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30265
TOT|TOTAL S.A.|WFPB|Wells Fargo Securities, LLC.|5100
TOT|TOTAL S.A.|WGIF|CIBC World Markets Inc.|30208
TOT|TOTAL S.A.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|38
TOT|TOTAL S.A.|WSEA|WOLVERINE SECURITIES, LLC|12197
TOT|TOTAL S.A.|XIST|INSTINET, LLC|1202
TOT|TOTAL S.A.|XPUS|XP SECURITIES, LLC|3087
TOT|TOTAL S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|145738
TOT|TOTAL S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43012
TOTL|SPDR DOUBLELINE TOTA|AGCP|AEGIS CAPITAL CORP.|153
TOTL|SPDR DOUBLELINE TOTA|AGIS|Aegis Capital Corp.|486
TOTL|SPDR DOUBLELINE TOTA|ALTX|Alternet Securities Inc.|2185
TOTL|SPDR DOUBLELINE TOTA|APCC|Apex Clearing Corporation|301
TOTL|SPDR DOUBLELINE TOTA|BANK|Primevest Financial Services, Inc.|223
TOTL|SPDR DOUBLELINE TOTA|BARD|Robert W. Baird & Co. Incorporated|3769
TOTL|SPDR DOUBLELINE TOTA|BATM|CBOE TRADING, INC.|16
TOTL|SPDR DOUBLELINE TOTA|BBNT|BB&T SECURITIES, LLC|1552
TOTL|SPDR DOUBLELINE TOTA|BERN|Sanford C. Bernstein & Co., LLC|149
TOTL|SPDR DOUBLELINE TOTA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19400
TOTL|SPDR DOUBLELINE TOTA|BNPX|BNP PARIBAS SECURITIES CORP.|1286
TOTL|SPDR DOUBLELINE TOTA|CANT|Cantor Fitzgerald & Co.|33288
TOTL|SPDR DOUBLELINE TOTA|CHAS|Charles Schwab & Co., Inc.|44979
TOTL|SPDR DOUBLELINE TOTA|CIST|Capital Institutional Services, Inc.|10488
TOTL|SPDR DOUBLELINE TOTA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12700
TOTL|SPDR DOUBLELINE TOTA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34551
TOTL|SPDR DOUBLELINE TOTA|CSIN|Citadel Securities Institutional LLC|24901
TOTL|SPDR DOUBLELINE TOTA|CTDL|Citadel Derivatives Group Llc|2512
TOTL|SPDR DOUBLELINE TOTA|CXCX|CITIGROUP GLOBAL MARKETS INC.|2390
TOTL|SPDR DOUBLELINE TOTA|DADA|D.A. Davidson & Co.|218
TOTL|SPDR DOUBLELINE TOTA|DAVA|Davenport & Company LLC|1509
TOTL|SPDR DOUBLELINE TOTA|DBAX|Deutsche Bank Securities Inc.|33300
TOTL|SPDR DOUBLELINE TOTA|DEAN|MORGAN STANLEY|46213
TOTL|SPDR DOUBLELINE TOTA|EBXL|EBX LLC|14300
TOTL|SPDR DOUBLELINE TOTA|EDJO|Edward D. Jones & Co., L.P.|2739
TOTL|SPDR DOUBLELINE TOTA|EGAM|CBOE TRADING, INC.|8643
TOTL|SPDR DOUBLELINE TOTA|EGAW|CBOE TRADING, INC.|100
TOTL|SPDR DOUBLELINE TOTA|EGMT|EG MARKET TECHNOLOGIES LLC|100
TOTL|SPDR DOUBLELINE TOTA|EGXM|CBOE TRADING, INC.|1209
TOTL|SPDR DOUBLELINE TOTA|ESPO|ESPOSITO SECURITIES, LLC|1221
TOTL|SPDR DOUBLELINE TOTA|ETBE|Electronic Transaction Clearing, Inc.|900
TOTL|SPDR DOUBLELINE TOTA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|800
TOTL|SPDR DOUBLELINE TOTA|ETRS|E*Trade Securities LLC|16408
TOTL|SPDR DOUBLELINE TOTA|FBSB|U.S. Bancorp Investments, Inc.|644
TOTL|SPDR DOUBLELINE TOTA|FMAF|NBCN Inc./ CDS|310
TOTL|SPDR DOUBLELINE TOTA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4677
TOTL|SPDR DOUBLELINE TOTA|FTBR|Foliofn Investments, Inc.|41721
TOTL|SPDR DOUBLELINE TOTA|GEBB|GLOBAL EXECUTION BROKERS, LP|5741
TOTL|SPDR DOUBLELINE TOTA|GLPX|ACS EXECUTION SERVICES, LLC|4200
TOTL|SPDR DOUBLELINE TOTA|GSCO|GOLDMAN SACHS & CO. LLC|6943
TOTL|SPDR DOUBLELINE TOTA|GSLT|GOLDMAN SACHS & CO. LLC|303
TOTL|SPDR DOUBLELINE TOTA|HRBF|American Enterprise Investment Services Inc.|975
TOTL|SPDR DOUBLELINE TOTA|IATS|INTERACTIVE BROKERS LLC|6301
TOTL|SPDR DOUBLELINE TOTA|IBKR|Interactive Brokers Llc|79357
TOTL|SPDR DOUBLELINE TOTA|ICBX|INSTINET, LLC|4762
TOTL|SPDR DOUBLELINE TOTA|INCA|INSTINET, LLC|1500
TOTL|SPDR DOUBLELINE TOTA|ITGI|ITG Inc.|9922
TOTL|SPDR DOUBLELINE TOTA|ITGP|ITG INC.|18000
TOTL|SPDR DOUBLELINE TOTA|JANY|Janney Montgomery Scott Inc.|1193
TOTL|SPDR DOUBLELINE TOTA|JMPT|JUMP TRADING, LLC|780
TOTL|SPDR DOUBLELINE TOTA|JPMX|J.P. Morgan Securities LLC|41500
TOTL|SPDR DOUBLELINE TOTA|JSEB|JANE STREET EXECUTION SERVICES, LLC|137345
TOTL|SPDR DOUBLELINE TOTA|JSJX|JANE STREET CAPITAL LLC|387134
TOTL|SPDR DOUBLELINE TOTA|KCGM|VIRTU Americas LLC|9779
TOTL|SPDR DOUBLELINE TOTA|LEHM|Barclays Capital Inc./Le|60800
TOTL|SPDR DOUBLELINE TOTA|LGNT|COR CLEARING LLC|1
TOTL|SPDR DOUBLELINE TOTA|LIME|Lime Brokerage LLC|10790
TOTL|SPDR DOUBLELINE TOTA|MACC|Mid Atlantic Capital Corporation|10575
TOTL|SPDR DOUBLELINE TOTA|MAXM|Maxim Group LLC|542
TOTL|SPDR DOUBLELINE TOTA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16520
TOTL|SPDR DOUBLELINE TOTA|MOTF|MOTIF INVESTING, INC.|12
TOTL|SPDR DOUBLELINE TOTA|MSCO|MORGAN STANLEY & CO. LLC|185951
TOTL|SPDR DOUBLELINE TOTA|MSPL|MORGAN STANLEY & CO. LLC|1300
TOTL|SPDR DOUBLELINE TOTA|NFSC|National Financial Services LLC|483955
TOTL|SPDR DOUBLELINE TOTA|NITE|VIRTU Americas LLC|875996
TOTL|SPDR DOUBLELINE TOTA|NITP|VIRTU Americas LLC|10141
TOTL|SPDR DOUBLELINE TOTA|NQRB|Brut, LLC|1746
TOTL|SPDR DOUBLELINE TOTA|OLDM|OLD MISSION CAPITAL, LLC|15022
TOTL|SPDR DOUBLELINE TOTA|OPCO|Oppenheimer & Co. Inc.|1520
TOTL|SPDR DOUBLELINE TOTA|PDQM|CODA MARKETS, INC.|17967
TOTL|SPDR DOUBLELINE TOTA|PWJC|UBS Financial Services, Inc.|5334
TOTL|SPDR DOUBLELINE TOTA|RBCM|RBC CAPITAL MARKETS, LLC|3275
TOTL|SPDR DOUBLELINE TOTA|SAGL|SAGETRADER, LLC|3
TOTL|SPDR DOUBLELINE TOTA|SALI|INTL FCSTONE FINANCIAL INC.|5712
TOTL|SPDR DOUBLELINE TOTA|SBSH|Citigroup Global Markets Inc.|1978
TOTL|SPDR DOUBLELINE TOTA|SEIC|SEI Investments Distribution Co.|600
TOTL|SPDR DOUBLELINE TOTA|SGMT|GOLDMAN SACHS & CO. LLC|12712
TOTL|SPDR DOUBLELINE TOTA|STFL|Stifel, Nicolaus & Company, Incorporated|2321
TOTL|SPDR DOUBLELINE TOTA|SWIM|TD Ameritrade, Inc.|100
TOTL|SPDR DOUBLELINE TOTA|SWST|Hilltop Securities Inc.|733
TOTL|SPDR DOUBLELINE TOTA|TRBT|Tradebot Systems, Inc.|100
TOTL|SPDR DOUBLELINE TOTA|UBSA|UBS SECURITIES LLC|52143
TOTL|SPDR DOUBLELINE TOTA|UBSS|UBS Securities LLC|564951
TOTL|SPDR DOUBLELINE TOTA|VALX|VIRTU AMERICAS LLC|300
TOTL|SPDR DOUBLELINE TOTA|VGRD|Vanguard Marketing Corporation|12464
TOTL|SPDR DOUBLELINE TOTA|WBET|Wallachbeth Capital LLC|60392
TOTL|SPDR DOUBLELINE TOTA|WBLR|WILLIAM BLAIR|1202
TOTL|SPDR DOUBLELINE TOTA|WCHV|WELLS FARGO SECURITIES, LLC|122277
TOTL|SPDR DOUBLELINE TOTA|WEED|Weeden & Co.L.P.|10
TOTL|SPDR DOUBLELINE TOTA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1110
TOTL|SPDR DOUBLELINE TOTA|WGIF|CIBC World Markets Inc.|795
TOTL|SPDR DOUBLELINE TOTA|WSEA|WOLVERINE SECURITIES, LLC|6329
TOTL|SPDR DOUBLELINE TOTA|XSTM|NATIONAL FINANCIAL SERVICES LLC|2386
TOTL|SPDR DOUBLELINE TOTA|YKNA|COMHAR CAPITAL MARKETS, LLC|500
TOTL|SPDR DOUBLELINE TOTA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|198694
TOUR|TUNIU CORPORATIO ADS|ALTX|Alternet Securities Inc.|9721
TOUR|TUNIU CORPORATIO ADS|APCC|Apex Clearing Corporation|20789
TOUR|TUNIU CORPORATIO ADS|BATM|CBOE TRADING, INC.|1624
TOUR|TUNIU CORPORATIO ADS|BAYT|BTIG, LLC|7780
TOUR|TUNIU CORPORATIO ADS|BERN|Sanford C. Bernstein & Co., LLC|68102
TOUR|TUNIU CORPORATIO ADS|BIMI|Banca IMI Securities Corp.|100
TOUR|TUNIU CORPORATIO ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4233
TOUR|TUNIU CORPORATIO ADS|BTIG|BTIG, LLC|435265
TOUR|TUNIU CORPORATIO ADS|BYXM|CBOE TRADING, INC.|2266
TOUR|TUNIU CORPORATIO ADS|BZYD|GOLDMAN SACHS & CO. LLC|5803
TOUR|TUNIU CORPORATIO ADS|CANT|Cantor Fitzgerald & Co.|606
TOUR|TUNIU CORPORATIO ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|80611
TOUR|TUNIU CORPORATIO ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2495
TOUR|TUNIU CORPORATIO ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
TOUR|TUNIU CORPORATIO ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62007
TOUR|TUNIU CORPORATIO ADS|CTDL|Citadel Derivatives Group Llc|15772
TOUR|TUNIU CORPORATIO ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5242
TOUR|TUNIU CORPORATIO ADS|DBAB|Deutsche Bank Securities Inc.|100847
TOUR|TUNIU CORPORATIO ADS|DBAX|Deutsche Bank Securities Inc.|72200
TOUR|TUNIU CORPORATIO ADS|DEGS|RONIN PROFESSIONAL LLC|19986
TOUR|TUNIU CORPORATIO ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1126
TOUR|TUNIU CORPORATIO ADS|EBXL|EBX LLC|53000
TOUR|TUNIU CORPORATIO ADS|EGAM|CBOE TRADING, INC.|7367
TOUR|TUNIU CORPORATIO ADS|EGAW|CBOE TRADING, INC.|146
TOUR|TUNIU CORPORATIO ADS|EGMT|EG MARKET TECHNOLOGIES LLC|910
TOUR|TUNIU CORPORATIO ADS|EGXM|CBOE TRADING, INC.|1492
TOUR|TUNIU CORPORATIO ADS|ETBE|Electronic Transaction Clearing, Inc.|9421
TOUR|TUNIU CORPORATIO ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4586
TOUR|TUNIU CORPORATIO ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4245
TOUR|TUNIU CORPORATIO ADS|ETRS|E*Trade Securities LLC|89881
TOUR|TUNIU CORPORATIO ADS|FBCO|Credit Suisse Securities (USA) LLC|82111
TOUR|TUNIU CORPORATIO ADS|FILL|Tradestation Securities, Inc.|6
TOUR|TUNIU CORPORATIO ADS|FMAF|NBCN Inc./ CDS|1480
TOUR|TUNIU CORPORATIO ADS|FOMA|TD AMERITRADE CLEARING, INC.|236085
TOUR|TUNIU CORPORATIO ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54010
TOUR|TUNIU CORPORATIO ADS|FTBR|Foliofn Investments, Inc.|477
TOUR|TUNIU CORPORATIO ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|4086
TOUR|TUNIU CORPORATIO ADS|GLPX|ACS EXECUTION SERVICES, LLC|23872
TOUR|TUNIU CORPORATIO ADS|GSCO|GOLDMAN SACHS & CO. LLC|243708
TOUR|TUNIU CORPORATIO ADS|GSCS|GOLDMAN SACHS & CO. LLC|14729
TOUR|TUNIU CORPORATIO ADS|GSLT|GOLDMAN SACHS & CO. LLC|671
TOUR|TUNIU CORPORATIO ADS|GTSZ|GTS SECURITIES LLC|23980
TOUR|TUNIU CORPORATIO ADS|HSBC|HSBC Securities, Inc.|14131
TOUR|TUNIU CORPORATIO ADS|IATS|INTERACTIVE BROKERS LLC|132154
TOUR|TUNIU CORPORATIO ADS|IBKR|Interactive Brokers Llc|809219
TOUR|TUNIU CORPORATIO ADS|ICBX|INSTINET, LLC|60200
TOUR|TUNIU CORPORATIO ADS|INCA|INSTINET, LLC|309415
TOUR|TUNIU CORPORATIO ADS|INJX|INSTINET, LLC|560
TOUR|TUNIU CORPORATIO ADS|ITGI|ITG Inc.|27402
TOUR|TUNIU CORPORATIO ADS|ITGP|ITG INC.|54000
TOUR|TUNIU CORPORATIO ADS|JEFF|JEFFERIES LLC|1552
TOUR|TUNIU CORPORATIO ADS|JMPT|JUMP TRADING, LLC|19256
TOUR|TUNIU CORPORATIO ADS|JPBX|J.P. MORGAN SECURITIES LLC|6036
TOUR|TUNIU CORPORATIO ADS|JPMX|J.P. Morgan Securities LLC|90876
TOUR|TUNIU CORPORATIO ADS|JSJX|JANE STREET CAPITAL LLC|7650
TOUR|TUNIU CORPORATIO ADS|KCGM|VIRTU Americas LLC|48414
TOUR|TUNIU CORPORATIO ADS|LEHM|Barclays Capital Inc./Le|152005
TOUR|TUNIU CORPORATIO ADS|LIME|Lime Brokerage LLC|148604
TOUR|TUNIU CORPORATIO ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
TOUR|TUNIU CORPORATIO ADS|MAVB|Great Point Capital LLC|100
TOUR|TUNIU CORPORATIO ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16456
TOUR|TUNIU CORPORATIO ADS|MOTF|MOTIF INVESTING, INC.|22
TOUR|TUNIU CORPORATIO ADS|MSCO|MORGAN STANLEY & CO. LLC|790587
TOUR|TUNIU CORPORATIO ADS|MSPL|MORGAN STANLEY & CO. LLC|168300
TOUR|TUNIU CORPORATIO ADS|MSTX|MORGAN STANLEY & CO. LLC|42800
TOUR|TUNIU CORPORATIO ADS|NFSC|National Financial Services LLC|36305
TOUR|TUNIU CORPORATIO ADS|NITE|VIRTU Americas LLC|193780
TOUR|TUNIU CORPORATIO ADS|NITP|VIRTU Americas LLC|3720
TOUR|TUNIU CORPORATIO ADS|NQRB|Brut, LLC|5233
TOUR|TUNIU CORPORATIO ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1356
TOUR|TUNIU CORPORATIO ADS|PDQM|CODA MARKETS, INC.|41193
TOUR|TUNIU CORPORATIO ADS|RBCM|RBC CAPITAL MARKETS, LLC|390
TOUR|TUNIU CORPORATIO ADS|SAGL|SAGETRADER, LLC|2600
TOUR|TUNIU CORPORATIO ADS|SBSH|Citigroup Global Markets Inc.|80542
TOUR|TUNIU CORPORATIO ADS|SGMT|GOLDMAN SACHS & CO. LLC|57363
TOUR|TUNIU CORPORATIO ADS|SPDR|SPEEDROUTE LLC|21041
TOUR|TUNIU CORPORATIO ADS|SWIM|TD Ameritrade, Inc.|24041
TOUR|TUNIU CORPORATIO ADS|TKNG|ALLY INVEST SECURITIES LLC|420
TOUR|TUNIU CORPORATIO ADS|TRBT|Tradebot Systems, Inc.|111316
TOUR|TUNIU CORPORATIO ADS|TRCM|TRC MARKETS LLC|74104
TOUR|TUNIU CORPORATIO ADS|UBSA|UBS SECURITIES LLC|169827
TOUR|TUNIU CORPORATIO ADS|UBSS|UBS Securities LLC|340165
TOUR|TUNIU CORPORATIO ADS|VALX|VIRTU AMERICAS LLC|3236
TOUR|TUNIU CORPORATIO ADS|VGRD|Vanguard Marketing Corporation|1950
TOUR|TUNIU CORPORATIO ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
TOUR|TUNIU CORPORATIO ADS|WCHV|WELLS FARGO SECURITIES, LLC|44734
TOUR|TUNIU CORPORATIO ADS|WEDB|WEDBUSH SECURITIES INC.|2700
TOUR|TUNIU CORPORATIO ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1709
TOUR|TUNIU CORPORATIO ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|522
TOUR|TUNIU CORPORATIO ADS|WGIF|CIBC World Markets Inc.|1500
TOUR|TUNIU CORPORATIO ADS|WSEA|WOLVERINE SECURITIES, LLC|2159
TOUR|TUNIU CORPORATIO ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
TOUR|TUNIU CORPORATIO ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|2291
TOWN|TOWNE BANK|APCC|Apex Clearing Corporation|37
TOWN|TOWNE BANK|BARD|Robert W. Baird & Co. Incorporated|2110
TOWN|TOWNE BANK|BATM|CBOE TRADING, INC.|50
TOWN|TOWNE BANK|BBNT|BB&T SECURITIES, LLC|5566
TOWN|TOWNE BANK|BERN|Sanford C. Bernstein & Co., LLC|3400
TOWN|TOWNE BANK|BIDS|BIDS TRADING L.P.|100
TOWN|TOWNE BANK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|354
TOWN|TOWNE BANK|BMOC|BMO Capital Markets Corp.|10347
TOWN|TOWNE BANK|BNKS|Fig Partners, LLC|1580
TOWN|TOWNE BANK|BNPX|BNP PARIBAS SECURITIES CORP.|6352
TOWN|TOWNE BANK|BTIG|BTIG, LLC|2980
TOWN|TOWNE BANK|BYXM|CBOE TRADING, INC.|400
TOWN|TOWNE BANK|BZYD|GOLDMAN SACHS & CO. LLC|860
TOWN|TOWNE BANK|CHAS|Charles Schwab & Co., Inc.|102
TOWN|TOWNE BANK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2736
TOWN|TOWNE BANK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
TOWN|TOWNE BANK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69427
TOWN|TOWNE BANK|CTDL|Citadel Derivatives Group Llc|5065
TOWN|TOWNE BANK|CXCX|CITIGROUP GLOBAL MARKETS INC.|17520
TOWN|TOWNE BANK|DAVA|Davenport & Company LLC|30423
TOWN|TOWNE BANK|DBAB|Deutsche Bank Securities Inc.|164621
TOWN|TOWNE BANK|DBAX|Deutsche Bank Securities Inc.|48500
TOWN|TOWNE BANK|DBUL|Deutsche Bank Securities Inc.|500
TOWN|TOWNE BANK|DEAN|MORGAN STANLEY|1931
TOWN|TOWNE BANK|DEGS|RONIN PROFESSIONAL LLC|601
TOWN|TOWNE BANK|EBXL|EBX LLC|22900
TOWN|TOWNE BANK|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
TOWN|TOWNE BANK|EDJO|Edward D. Jones & Co., L.P.|2797
TOWN|TOWNE BANK|EGAM|CBOE TRADING, INC.|1350
TOWN|TOWNE BANK|ETBE|Electronic Transaction Clearing, Inc.|5680
TOWN|TOWNE BANK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5
TOWN|TOWNE BANK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5881
TOWN|TOWNE BANK|ETRS|E*Trade Securities LLC|12583
TOWN|TOWNE BANK|FBCO|Credit Suisse Securities (USA) LLC|327009
TOWN|TOWNE BANK|FOMA|TD AMERITRADE CLEARING, INC.|6105
TOWN|TOWNE BANK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21377
TOWN|TOWNE BANK|FTBR|Foliofn Investments, Inc.|17
TOWN|TOWNE BANK|GEBB|GLOBAL EXECUTION BROKERS, LP|20623
TOWN|TOWNE BANK|GLPX|ACS EXECUTION SERVICES, LLC|1218
TOWN|TOWNE BANK|GSCO|GOLDMAN SACHS & CO. LLC|294880
TOWN|TOWNE BANK|GSCS|GOLDMAN SACHS & CO. LLC|4991
TOWN|TOWNE BANK|GSLT|GOLDMAN SACHS & CO. LLC|391
TOWN|TOWNE BANK|GTSZ|GTS SECURITIES LLC|10899
TOWN|TOWNE BANK|HRBF|American Enterprise Investment Services Inc.|1062
TOWN|TOWNE BANK|IBKR|Interactive Brokers Llc|2893
TOWN|TOWNE BANK|ICBX|INSTINET, LLC|22496
TOWN|TOWNE BANK|IEQY|CITADEL SECURITIES LLC|14013
TOWN|TOWNE BANK|INCA|INSTINET, LLC|86888
TOWN|TOWNE BANK|INJX|INSTINET, LLC|7662
TOWN|TOWNE BANK|ITGI|ITG Inc.|31234
TOWN|TOWNE BANK|ITGP|ITG INC.|23400
TOWN|TOWNE BANK|JEFF|JEFFERIES LLC|31636
TOWN|TOWNE BANK|JMPT|JUMP TRADING, LLC|2586
TOWN|TOWNE BANK|JPBX|J.P. MORGAN SECURITIES LLC|6122
TOWN|TOWNE BANK|JPMX|J.P. Morgan Securities LLC|87475
TOWN|TOWNE BANK|JSJX|JANE STREET CAPITAL LLC|5924
TOWN|TOWNE BANK|KCGM|VIRTU Americas LLC|6447
TOWN|TOWNE BANK|LEHM|Barclays Capital Inc./Le|194081
TOWN|TOWNE BANK|LIME|Lime Brokerage LLC|71746
TOWN|TOWNE BANK|LMGP|LIME BROKERAGE LLC|3083
TOWN|TOWNE BANK|LOOP|Loop Capital Markets LLC|2613
TOWN|TOWNE BANK|LQNA|LIQUIDNET, INC.|17400
TOWN|TOWNE BANK|MAXM|Maxim Group LLC|7038
TOWN|TOWNE BANK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44204
TOWN|TOWNE BANK|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|423
TOWN|TOWNE BANK|MSCO|MORGAN STANLEY & CO. LLC|569681
TOWN|TOWNE BANK|MSPL|MORGAN STANLEY & CO. LLC|78200
TOWN|TOWNE BANK|MSTX|MORGAN STANLEY & CO. LLC|2800
TOWN|TOWNE BANK|NFSC|National Financial Services LLC|24670
TOWN|TOWNE BANK|NITE|VIRTU Americas LLC|118091
TOWN|TOWNE BANK|NITP|VIRTU Americas LLC|3230
TOWN|TOWNE BANK|NQRB|Brut, LLC|4000
TOWN|TOWNE BANK|NTRC|Northern Trust Securities, Inc.|587
TOWN|TOWNE BANK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1972
TOWN|TOWNE BANK|PDQM|CODA MARKETS, INC.|20141
TOWN|TOWNE BANK|RAJA|Raymond James & Associates, Inc.|256117
TOWN|TOWNE BANK|RBCM|RBC CAPITAL MARKETS, LLC|19
TOWN|TOWNE BANK|SALI|INTL FCSTONE FINANCIAL INC.|300
TOWN|TOWNE BANK|SBSH|Citigroup Global Markets Inc.|83858
TOWN|TOWNE BANK|SGMT|GOLDMAN SACHS & CO. LLC|27544
TOWN|TOWNE BANK|SPDR|SPEEDROUTE LLC|2520
TOWN|TOWNE BANK|SSBS|STATE STREET GLOBAL MARKETS, LLC|1445
TOWN|TOWNE BANK|STFL|Stifel, Nicolaus & Company, Incorporated|465
TOWN|TOWNE BANK|STKP|STOCKPILE INVESTMENTS, INC.|2
TOWN|TOWNE BANK|SWIM|TD Ameritrade, Inc.|2500
TOWN|TOWNE BANK|TKNG|ALLY INVEST SECURITIES LLC|25
TOWN|TOWNE BANK|TRBT|Tradebot Systems, Inc.|4613
TOWN|TOWNE BANK|TRCM|TRC MARKETS LLC|46864
TOWN|TOWNE BANK|UBSA|UBS SECURITIES LLC|41071
TOWN|TOWNE BANK|UBSS|UBS Securities LLC|270876
TOWN|TOWNE BANK|VALX|VIRTU AMERICAS LLC|22260
TOWN|TOWNE BANK|VGRD|Vanguard Marketing Corporation|4610
TOWN|TOWNE BANK|WCHV|WELLS FARGO SECURITIES, LLC|42026
TOWN|TOWNE BANK|WDNX|WEEDEN & CO.L.P.|5704
TOWN|TOWNE BANK|WEED|Weeden & Co.L.P.|3740
TOWN|TOWNE BANK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|543
TOWN|TOWNE BANK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1002
TOWN|TOWNE BANK|WSEA|WOLVERINE SECURITIES, LLC|2498
TOWN|TOWNE BANK|XIST|INSTINET, LLC|3880
TOWN|TOWNE BANK|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
TOWR|TOWER INTERNATIONAL|ACLP|ALEXANDER CAPITAL, L.P.|1800
TOWR|TOWER INTERNATIONAL|ANOS|ABEL/NOSER, L.L.C.|142
TOWR|TOWER INTERNATIONAL|APCC|Apex Clearing Corporation|24
TOWR|TOWER INTERNATIONAL|BATM|CBOE TRADING, INC.|557
TOWR|TOWER INTERNATIONAL|BERN|Sanford C. Bernstein & Co., LLC|1582
TOWR|TOWER INTERNATIONAL|BLKX|INSTINET, LLC|19618
TOWR|TOWER INTERNATIONAL|BNPX|BNP PARIBAS SECURITIES CORP.|2046
TOWR|TOWER INTERNATIONAL|BYXM|CBOE TRADING, INC.|400
TOWR|TOWER INTERNATIONAL|BZYD|GOLDMAN SACHS & CO. LLC|1629
TOWR|TOWER INTERNATIONAL|CANT|Cantor Fitzgerald & Co.|11399
TOWR|TOWER INTERNATIONAL|CHAS|Charles Schwab & Co., Inc.|11456
TOWR|TOWER INTERNATIONAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|294
TOWR|TOWER INTERNATIONAL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3500
TOWR|TOWER INTERNATIONAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37630
TOWR|TOWER INTERNATIONAL|CTDL|Citadel Derivatives Group Llc|2722
TOWR|TOWER INTERNATIONAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|9040
TOWR|TOWER INTERNATIONAL|DBAB|Deutsche Bank Securities Inc.|10097
TOWR|TOWER INTERNATIONAL|DBAX|Deutsche Bank Securities Inc.|85500
TOWR|TOWER INTERNATIONAL|DEAN|MORGAN STANLEY|268
TOWR|TOWER INTERNATIONAL|DEGS|RONIN PROFESSIONAL LLC|200
TOWR|TOWER INTERNATIONAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3430
TOWR|TOWER INTERNATIONAL|EBXL|EBX LLC|36800
TOWR|TOWER INTERNATIONAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|5307
TOWR|TOWER INTERNATIONAL|EDJO|Edward D. Jones & Co., L.P.|850
TOWR|TOWER INTERNATIONAL|EGAM|CBOE TRADING, INC.|6645
TOWR|TOWER INTERNATIONAL|EGAW|CBOE TRADING, INC.|64
TOWR|TOWER INTERNATIONAL|EGXM|CBOE TRADING, INC.|409
TOWR|TOWER INTERNATIONAL|EGXW|CBOE TRADING, INC.|100
TOWR|TOWER INTERNATIONAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|5
TOWR|TOWER INTERNATIONAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|831
TOWR|TOWER INTERNATIONAL|ETRS|E*Trade Securities LLC|3079
TOWR|TOWER INTERNATIONAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7808
TOWR|TOWER INTERNATIONAL|FTBR|Foliofn Investments, Inc.|4708
TOWR|TOWER INTERNATIONAL|GLPX|ACS EXECUTION SERVICES, LLC|5554
TOWR|TOWER INTERNATIONAL|GSCO|GOLDMAN SACHS & CO. LLC|108641
TOWR|TOWER INTERNATIONAL|GSCS|GOLDMAN SACHS & CO. LLC|5484
TOWR|TOWER INTERNATIONAL|GSLT|GOLDMAN SACHS & CO. LLC|375
TOWR|TOWER INTERNATIONAL|GTSZ|GTS SECURITIES LLC|17050
TOWR|TOWER INTERNATIONAL|HRBF|American Enterprise Investment Services Inc.|440
TOWR|TOWER INTERNATIONAL|IATS|INTERACTIVE BROKERS LLC|1347
TOWR|TOWER INTERNATIONAL|IBKR|Interactive Brokers Llc|5099
TOWR|TOWER INTERNATIONAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2031
TOWR|TOWER INTERNATIONAL|ICBX|INSTINET, LLC|43850
TOWR|TOWER INTERNATIONAL|IEQY|CITADEL SECURITIES LLC|2814
TOWR|TOWER INTERNATIONAL|INCA|INSTINET, LLC|35199
TOWR|TOWER INTERNATIONAL|INJX|INSTINET, LLC|3004
TOWR|TOWER INTERNATIONAL|ITGI|ITG Inc.|21389
TOWR|TOWER INTERNATIONAL|ITGP|ITG INC.|105000
TOWR|TOWER INTERNATIONAL|JEFF|JEFFERIES LLC|10057
TOWR|TOWER INTERNATIONAL|JMPT|JUMP TRADING, LLC|1690
TOWR|TOWER INTERNATIONAL|JPBX|J.P. MORGAN SECURITIES LLC|7270
TOWR|TOWER INTERNATIONAL|JPMX|J.P. Morgan Securities LLC|94978
TOWR|TOWER INTERNATIONAL|KCGM|VIRTU Americas LLC|12662
TOWR|TOWER INTERNATIONAL|LEHM|Barclays Capital Inc./Le|29431
TOWR|TOWER INTERNATIONAL|LIME|Lime Brokerage LLC|12302
TOWR|TOWER INTERNATIONAL|LQNA|LIQUIDNET, INC.|21600
TOWR|TOWER INTERNATIONAL|LSCI|Lek Securities Corporation|4
TOWR|TOWER INTERNATIONAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18626
TOWR|TOWER INTERNATIONAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|440
TOWR|TOWER INTERNATIONAL|MSCO|MORGAN STANLEY & CO. LLC|56622
TOWR|TOWER INTERNATIONAL|MSPL|MORGAN STANLEY & CO. LLC|41700
TOWR|TOWER INTERNATIONAL|MSTX|MORGAN STANLEY & CO. LLC|2000
TOWR|TOWER INTERNATIONAL|MULL|MARK J. MULLER EQUITIES, INC.|1340
TOWR|TOWER INTERNATIONAL|NFSC|National Financial Services LLC|15613
TOWR|TOWER INTERNATIONAL|NITE|VIRTU Americas LLC|51487
TOWR|TOWER INTERNATIONAL|NQRB|Brut, LLC|1450
TOWR|TOWER INTERNATIONAL|NTRC|Northern Trust Securities, Inc.|25
TOWR|TOWER INTERNATIONAL|OPCO|Oppenheimer & Co. Inc.|64
TOWR|TOWER INTERNATIONAL|PDQM|CODA MARKETS, INC.|61603
TOWR|TOWER INTERNATIONAL|QMSR|QUATTRO M SECURITIES INC.|680
TOWR|TOWER INTERNATIONAL|RBCM|RBC CAPITAL MARKETS, LLC|3100
TOWR|TOWER INTERNATIONAL|SBSH|Citigroup Global Markets Inc.|10614
TOWR|TOWER INTERNATIONAL|SGMT|GOLDMAN SACHS & CO. LLC|29895
TOWR|TOWER INTERNATIONAL|SPDR|SPEEDROUTE LLC|14051
TOWR|TOWER INTERNATIONAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
TOWR|TOWER INTERNATIONAL|SWIM|TD Ameritrade, Inc.|976
TOWR|TOWER INTERNATIONAL|SWST|Hilltop Securities Inc.|1000
TOWR|TOWER INTERNATIONAL|TKNG|ALLY INVEST SECURITIES LLC|230
TOWR|TOWER INTERNATIONAL|TRBT|Tradebot Systems, Inc.|355
TOWR|TOWER INTERNATIONAL|TRCM|TRC MARKETS LLC|3065
TOWR|TOWER INTERNATIONAL|UBSA|UBS SECURITIES LLC|133029
TOWR|TOWER INTERNATIONAL|UBSS|UBS Securities LLC|48749
TOWR|TOWER INTERNATIONAL|VALX|VIRTU AMERICAS LLC|6718
TOWR|TOWER INTERNATIONAL|VERT|The Vertical Trading Group, LLC|2200
TOWR|TOWER INTERNATIONAL|VGRD|Vanguard Marketing Corporation|280
TOWR|TOWER INTERNATIONAL|WCHV|WELLS FARGO SECURITIES, LLC|7974
TOWR|TOWER INTERNATIONAL|WEED|Weeden & Co.L.P.|14820
TOWR|TOWER INTERNATIONAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1253
TOWR|TOWER INTERNATIONAL|WSEA|WOLVERINE SECURITIES, LLC|141
TOWR|TOWER INTERNATIONAL|XIST|INSTINET, LLC|8600
TOWR|TOWER INTERNATIONAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
TOWR|TOWER INTERNATIONAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|160
TPB|TURNING POINT BRANDS|ALTX|Alternet Securities Inc.|200
TPB|TURNING POINT BRANDS|APCC|Apex Clearing Corporation|161
TPB|TURNING POINT BRANDS|BARD|Robert W. Baird & Co. Incorporated|5
TPB|TURNING POINT BRANDS|BATM|CBOE TRADING, INC.|733
TPB|TURNING POINT BRANDS|BERN|Sanford C. Bernstein & Co., LLC|515
TPB|TURNING POINT BRANDS|BLKX|INSTINET, LLC|10281
TPB|TURNING POINT BRANDS|BNPX|BNP PARIBAS SECURITIES CORP.|524
TPB|TURNING POINT BRANDS|BTIG|BTIG, LLC|15145
TPB|TURNING POINT BRANDS|BZYD|GOLDMAN SACHS & CO. LLC|1500
TPB|TURNING POINT BRANDS|CANT|Cantor Fitzgerald & Co.|2000
TPB|TURNING POINT BRANDS|CHAS|Charles Schwab & Co., Inc.|2
TPB|TURNING POINT BRANDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54335
TPB|TURNING POINT BRANDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|750
TPB|TURNING POINT BRANDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1010
TPB|TURNING POINT BRANDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49604
TPB|TURNING POINT BRANDS|CTDL|Citadel Derivatives Group Llc|1854
TPB|TURNING POINT BRANDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5248
TPB|TURNING POINT BRANDS|DADA|D.A. Davidson & Co.|271
TPB|TURNING POINT BRANDS|DBAB|Deutsche Bank Securities Inc.|18008
TPB|TURNING POINT BRANDS|DBAX|Deutsche Bank Securities Inc.|33000
TPB|TURNING POINT BRANDS|DEAN|MORGAN STANLEY|1970
TPB|TURNING POINT BRANDS|DEGS|RONIN PROFESSIONAL LLC|2300
TPB|TURNING POINT BRANDS|EBXL|EBX LLC|18900
TPB|TURNING POINT BRANDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
TPB|TURNING POINT BRANDS|EDJO|Edward D. Jones & Co., L.P.|2231
TPB|TURNING POINT BRANDS|EGAM|CBOE TRADING, INC.|594
TPB|TURNING POINT BRANDS|EGAW|CBOE TRADING, INC.|100
TPB|TURNING POINT BRANDS|EGXM|CBOE TRADING, INC.|260
TPB|TURNING POINT BRANDS|ETBE|Electronic Transaction Clearing, Inc.|630
TPB|TURNING POINT BRANDS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
TPB|TURNING POINT BRANDS|ETRS|E*Trade Securities LLC|17496
TPB|TURNING POINT BRANDS|FBRC|B. RILEY FBR, INC.|63604
TPB|TURNING POINT BRANDS|FILL|Tradestation Securities, Inc.|133
TPB|TURNING POINT BRANDS|FMAF|NBCN Inc./ CDS|2833
TPB|TURNING POINT BRANDS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
TPB|TURNING POINT BRANDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9972
TPB|TURNING POINT BRANDS|FTBR|Foliofn Investments, Inc.|10386
TPB|TURNING POINT BRANDS|GLIS|TD Securities Inc|300
TPB|TURNING POINT BRANDS|GLPX|ACS EXECUTION SERVICES, LLC|1830
TPB|TURNING POINT BRANDS|GSCO|GOLDMAN SACHS & CO. LLC|82681
TPB|TURNING POINT BRANDS|GSCS|GOLDMAN SACHS & CO. LLC|7100
TPB|TURNING POINT BRANDS|GSLT|GOLDMAN SACHS & CO. LLC|139
TPB|TURNING POINT BRANDS|GTSZ|GTS SECURITIES LLC|25912
TPB|TURNING POINT BRANDS|HRBF|American Enterprise Investment Services Inc.|1810
TPB|TURNING POINT BRANDS|IATS|INTERACTIVE BROKERS LLC|17819
TPB|TURNING POINT BRANDS|IBKR|Interactive Brokers Llc|20662
TPB|TURNING POINT BRANDS|ICBX|INSTINET, LLC|10440
TPB|TURNING POINT BRANDS|IEQY|CITADEL SECURITIES LLC|3953
TPB|TURNING POINT BRANDS|INCA|INSTINET, LLC|26436
TPB|TURNING POINT BRANDS|INJX|INSTINET, LLC|1499
TPB|TURNING POINT BRANDS|ITGI|ITG Inc.|5471
TPB|TURNING POINT BRANDS|ITGP|ITG INC.|27600
TPB|TURNING POINT BRANDS|JEFF|JEFFERIES LLC|3589
TPB|TURNING POINT BRANDS|JMPT|JUMP TRADING, LLC|1058
TPB|TURNING POINT BRANDS|JPBX|J.P. MORGAN SECURITIES LLC|3848
TPB|TURNING POINT BRANDS|JPMX|J.P. Morgan Securities LLC|84758
TPB|TURNING POINT BRANDS|KCGM|VIRTU Americas LLC|4311
TPB|TURNING POINT BRANDS|LEHM|Barclays Capital Inc./Le|48663
TPB|TURNING POINT BRANDS|LIME|Lime Brokerage LLC|3150
TPB|TURNING POINT BRANDS|LOOP|Loop Capital Markets LLC|300
TPB|TURNING POINT BRANDS|MAXM|Maxim Group LLC|3515
TPB|TURNING POINT BRANDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24430
TPB|TURNING POINT BRANDS|MOTF|MOTIF INVESTING, INC.|15
TPB|TURNING POINT BRANDS|MSCO|MORGAN STANLEY & CO. LLC|56239
TPB|TURNING POINT BRANDS|MSPL|MORGAN STANLEY & CO. LLC|32100
TPB|TURNING POINT BRANDS|MSTX|MORGAN STANLEY & CO. LLC|1200
TPB|TURNING POINT BRANDS|NFSC|National Financial Services LLC|50800
TPB|TURNING POINT BRANDS|NITE|VIRTU Americas LLC|111488
TPB|TURNING POINT BRANDS|NQRB|Brut, LLC|200
TPB|TURNING POINT BRANDS|NTBF|BMO Nesbitt Burns Inc./CDS|4022
TPB|TURNING POINT BRANDS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|580
TPB|TURNING POINT BRANDS|PDQM|CODA MARKETS, INC.|2849
TPB|TURNING POINT BRANDS|PWJC|UBS Financial Services, Inc.|6164
TPB|TURNING POINT BRANDS|RBCM|RBC CAPITAL MARKETS, LLC|535
TPB|TURNING POINT BRANDS|RILY|B. RILEY FBR, INC.|21554
TPB|TURNING POINT BRANDS|SAGL|SAGETRADER, LLC|100
TPB|TURNING POINT BRANDS|SBSH|Citigroup Global Markets Inc.|3909
TPB|TURNING POINT BRANDS|SGMT|GOLDMAN SACHS & CO. LLC|8414
TPB|TURNING POINT BRANDS|SPDR|SPEEDROUTE LLC|100
TPB|TURNING POINT BRANDS|STFL|Stifel, Nicolaus & Company, Incorporated|1472
TPB|TURNING POINT BRANDS|SWIM|TD Ameritrade, Inc.|30156
TPB|TURNING POINT BRANDS|TKNG|ALLY INVEST SECURITIES LLC|821
TPB|TURNING POINT BRANDS|TOUR|TOURMALINE PARTNERS, LLC|2100
TPB|TURNING POINT BRANDS|TRBT|Tradebot Systems, Inc.|7679
TPB|TURNING POINT BRANDS|TRCM|TRC MARKETS LLC|5811
TPB|TURNING POINT BRANDS|UBSA|UBS SECURITIES LLC|97558
TPB|TURNING POINT BRANDS|UBSS|UBS Securities LLC|86423
TPB|TURNING POINT BRANDS|VALX|VIRTU AMERICAS LLC|8302
TPB|TURNING POINT BRANDS|VGRD|Vanguard Marketing Corporation|6933
TPB|TURNING POINT BRANDS|WCHV|WELLS FARGO SECURITIES, LLC|15316
TPB|TURNING POINT BRANDS|WEDB|WEDBUSH SECURITIES INC.|100
TPB|TURNING POINT BRANDS|WSEA|WOLVERINE SECURITIES, LLC|2242
TPB|TURNING POINT BRANDS|XIST|INSTINET, LLC|66000
TPB|TURNING POINT BRANDS|XPQR|Jump Trading|100
TPB|TURNING POINT BRANDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
TPB|TURNING POINT BRANDS|YKNA|COMHAR CAPITAL MARKETS, LLC|30
TPB|TURNING POINT BRANDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|125
TPC|TUTOR PERINI CP|AGIS|Aegis Capital Corp.|1300
TPC|TUTOR PERINI CP|ALTX|Alternet Securities Inc.|1600
TPC|TUTOR PERINI CP|ANOS|ABEL/NOSER, L.L.C.|1834
TPC|TUTOR PERINI CP|APCC|Apex Clearing Corporation|403
TPC|TUTOR PERINI CP|BARD|Robert W. Baird & Co. Incorporated|1000
TPC|TUTOR PERINI CP|BATM|CBOE TRADING, INC.|361
TPC|TUTOR PERINI CP|BBNT|BB&T SECURITIES, LLC|1681
TPC|TUTOR PERINI CP|BERN|Sanford C. Bernstein & Co., LLC|8100
TPC|TUTOR PERINI CP|BIDS|BIDS TRADING L.P.|32200
TPC|TUTOR PERINI CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|134
TPC|TUTOR PERINI CP|BLKX|INSTINET, LLC|44800
TPC|TUTOR PERINI CP|BNPX|BNP PARIBAS SECURITIES CORP.|3897
TPC|TUTOR PERINI CP|CANT|Cantor Fitzgerald & Co.|8260
TPC|TUTOR PERINI CP|CHAS|Charles Schwab & Co., Inc.|8523
TPC|TUTOR PERINI CP|CICF|Canaccord Genuity Corp.|4235
TPC|TUTOR PERINI CP|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
TPC|TUTOR PERINI CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|127643
TPC|TUTOR PERINI CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
TPC|TUTOR PERINI CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|180101
TPC|TUTOR PERINI CP|CTDL|Citadel Derivatives Group Llc|2614
TPC|TUTOR PERINI CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|58732
TPC|TUTOR PERINI CP|DADA|D.A. Davidson & Co.|6900
TPC|TUTOR PERINI CP|DBAB|Deutsche Bank Securities Inc.|65932
TPC|TUTOR PERINI CP|DBAX|Deutsche Bank Securities Inc.|219900
TPC|TUTOR PERINI CP|DEAN|MORGAN STANLEY|888
TPC|TUTOR PERINI CP|DEGS|RONIN PROFESSIONAL LLC|749
TPC|TUTOR PERINI CP|EBXL|EBX LLC|91600
TPC|TUTOR PERINI CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2543
TPC|TUTOR PERINI CP|EDJO|Edward D. Jones & Co., L.P.|20104
TPC|TUTOR PERINI CP|EGAM|CBOE TRADING, INC.|4403
TPC|TUTOR PERINI CP|EGXM|CBOE TRADING, INC.|759
TPC|TUTOR PERINI CP|EGXW|CBOE TRADING, INC.|900
TPC|TUTOR PERINI CP|ESPO|ESPOSITO SECURITIES, LLC|270
TPC|TUTOR PERINI CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|551
TPC|TUTOR PERINI CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1036
TPC|TUTOR PERINI CP|ETRS|E*Trade Securities LLC|48174
TPC|TUTOR PERINI CP|FILL|Tradestation Securities, Inc.|256
TPC|TUTOR PERINI CP|FMAF|NBCN Inc./ CDS|900
TPC|TUTOR PERINI CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
TPC|TUTOR PERINI CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26536
TPC|TUTOR PERINI CP|FTBR|Foliofn Investments, Inc.|514
TPC|TUTOR PERINI CP|GLIS|TD Securities Inc|200
TPC|TUTOR PERINI CP|GLPX|ACS EXECUTION SERVICES, LLC|529
TPC|TUTOR PERINI CP|GSCO|GOLDMAN SACHS & CO. LLC|113242
TPC|TUTOR PERINI CP|GSLT|GOLDMAN SACHS & CO. LLC|453
TPC|TUTOR PERINI CP|GTSZ|GTS SECURITIES LLC|62370
TPC|TUTOR PERINI CP|HPPX|POTAMUS TRADING, LLC|246
TPC|TUTOR PERINI CP|HRBF|American Enterprise Investment Services Inc.|9601
TPC|TUTOR PERINI CP|IATS|INTERACTIVE BROKERS LLC|733
TPC|TUTOR PERINI CP|IBKR|Interactive Brokers Llc|1913
TPC|TUTOR PERINI CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
TPC|TUTOR PERINI CP|ICBX|INSTINET, LLC|53347
TPC|TUTOR PERINI CP|IEQY|CITADEL SECURITIES LLC|3356
TPC|TUTOR PERINI CP|INCA|INSTINET, LLC|43025
TPC|TUTOR PERINI CP|INJX|INSTINET, LLC|1300
TPC|TUTOR PERINI CP|ITGI|ITG Inc.|64397
TPC|TUTOR PERINI CP|ITGP|ITG INC.|298400
TPC|TUTOR PERINI CP|JANY|Janney Montgomery Scott Inc.|320
TPC|TUTOR PERINI CP|JEFF|JEFFERIES LLC|21764
TPC|TUTOR PERINI CP|JMPT|JUMP TRADING, LLC|3477
TPC|TUTOR PERINI CP|JPBX|J.P. MORGAN SECURITIES LLC|6552
TPC|TUTOR PERINI CP|JPMX|J.P. Morgan Securities LLC|251403
TPC|TUTOR PERINI CP|JSJX|JANE STREET CAPITAL LLC|5634
TPC|TUTOR PERINI CP|KCGM|VIRTU Americas LLC|31226
TPC|TUTOR PERINI CP|KEYB|KEYBANC CAPITAL MARKETS INC.|26701
TPC|TUTOR PERINI CP|LEHM|Barclays Capital Inc./Le|350020
TPC|TUTOR PERINI CP|LIME|Lime Brokerage LLC|7069
TPC|TUTOR PERINI CP|LOOP|Loop Capital Markets LLC|2888
TPC|TUTOR PERINI CP|LQNA|LIQUIDNET, INC.|38200
TPC|TUTOR PERINI CP|LSCI|Lek Securities Corporation|14
TPC|TUTOR PERINI CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|192522
TPC|TUTOR PERINI CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7272
TPC|TUTOR PERINI CP|MSCO|MORGAN STANLEY & CO. LLC|261230
TPC|TUTOR PERINI CP|MSPL|MORGAN STANLEY & CO. LLC|323300
TPC|TUTOR PERINI CP|MSTX|MORGAN STANLEY & CO. LLC|74000
TPC|TUTOR PERINI CP|NFSC|National Financial Services LLC|76191
TPC|TUTOR PERINI CP|NITE|VIRTU Americas LLC|168735
TPC|TUTOR PERINI CP|NITP|VIRTU Americas LLC|9386
TPC|TUTOR PERINI CP|NQRB|Brut, LLC|1080
TPC|TUTOR PERINI CP|NTBF|BMO Nesbitt Burns Inc./CDS|501
TPC|TUTOR PERINI CP|NTRC|Northern Trust Securities, Inc.|2061
TPC|TUTOR PERINI CP|OPCO|Oppenheimer & Co. Inc.|1490
TPC|TUTOR PERINI CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
TPC|TUTOR PERINI CP|PDQM|CODA MARKETS, INC.|8446
TPC|TUTOR PERINI CP|PHLY|NASDAQ Execution Services, LLC|400
TPC|TUTOR PERINI CP|PWJC|UBS Financial Services, Inc.|2700
TPC|TUTOR PERINI CP|QMSR|QUATTRO M SECURITIES INC.|405
TPC|TUTOR PERINI CP|RBCM|RBC CAPITAL MARKETS, LLC|1856
TPC|TUTOR PERINI CP|RGLD|Regal Securities, Inc|20
TPC|TUTOR PERINI CP|RHCO|Suntrust Robinson Humphrey, Inc.|645
TPC|TUTOR PERINI CP|SBSH|Citigroup Global Markets Inc.|151655
TPC|TUTOR PERINI CP|SGMT|GOLDMAN SACHS & CO. LLC|71997
TPC|TUTOR PERINI CP|SPDR|SPEEDROUTE LLC|3900
TPC|TUTOR PERINI CP|STFL|Stifel, Nicolaus & Company, Incorporated|4000
TPC|TUTOR PERINI CP|SWIM|TD Ameritrade, Inc.|9703
TPC|TUTOR PERINI CP|SWST|Hilltop Securities Inc.|300
TPC|TUTOR PERINI CP|TKNG|ALLY INVEST SECURITIES LLC|218
TPC|TUTOR PERINI CP|TRBT|Tradebot Systems, Inc.|2866
TPC|TUTOR PERINI CP|TRCM|TRC MARKETS LLC|18404
TPC|TUTOR PERINI CP|UBSA|UBS SECURITIES LLC|389202
TPC|TUTOR PERINI CP|UBSS|UBS Securities LLC|294023
TPC|TUTOR PERINI CP|VALX|VIRTU AMERICAS LLC|18120
TPC|TUTOR PERINI CP|VGRD|Vanguard Marketing Corporation|2430
TPC|TUTOR PERINI CP|WBLR|WILLIAM BLAIR|1477
TPC|TUTOR PERINI CP|WBPX|SUMMIT SECURITIES GROUP, LLC|100
TPC|TUTOR PERINI CP|WCHV|WELLS FARGO SECURITIES, LLC|184787
TPC|TUTOR PERINI CP|WEED|Weeden & Co.L.P.|7749
TPC|TUTOR PERINI CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|501
TPC|TUTOR PERINI CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3543
TPC|TUTOR PERINI CP|WSAG|WALL STREET ACCESS|374
TPC|TUTOR PERINI CP|WSEA|WOLVERINE SECURITIES, LLC|1403
TPC|TUTOR PERINI CP|XIST|INSTINET, LLC|30200
TPC|TUTOR PERINI CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|12200
TPC|TUTOR PERINI CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18149
TPGE|TPG PACE NTG CL A|ALTX|Alternet Securities Inc.|8300
TPGE|TPG PACE NTG CL A|BATM|CBOE TRADING, INC.|100
TPGE|TPG PACE NTG CL A|BIDS|BIDS TRADING L.P.|86500
TPGE|TPG PACE NTG CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3859
TPGE|TPG PACE NTG CL A|BLKX|INSTINET, LLC|366272
TPGE|TPG PACE NTG CL A|BTIG|BTIG, LLC|256613
TPGE|TPG PACE NTG CL A|BYXM|CBOE TRADING, INC.|400
TPGE|TPG PACE NTG CL A|CANT|Cantor Fitzgerald & Co.|2596897
TPGE|TPG PACE NTG CL A|CHAS|Charles Schwab & Co., Inc.|40
TPGE|TPG PACE NTG CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1034171
TPGE|TPG PACE NTG CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
TPGE|TPG PACE NTG CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|344083
TPGE|TPG PACE NTG CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|128734
TPGE|TPG PACE NTG CL A|DBAB|Deutsche Bank Securities Inc.|2562748
TPGE|TPG PACE NTG CL A|DBAX|Deutsche Bank Securities Inc.|417700
TPGE|TPG PACE NTG CL A|EBXL|EBX LLC|488600
TPGE|TPG PACE NTG CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|13218
TPGE|TPG PACE NTG CL A|EGAM|CBOE TRADING, INC.|2953
TPGE|TPG PACE NTG CL A|EGMT|EG MARKET TECHNOLOGIES LLC|200
TPGE|TPG PACE NTG CL A|EGXM|CBOE TRADING, INC.|2000
TPGE|TPG PACE NTG CL A|ETBE|Electronic Transaction Clearing, Inc.|800
TPGE|TPG PACE NTG CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
TPGE|TPG PACE NTG CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|530
TPGE|TPG PACE NTG CL A|ETRS|E*Trade Securities LLC|7191
TPGE|TPG PACE NTG CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63518
TPGE|TPG PACE NTG CL A|GLPX|ACS EXECUTION SERVICES, LLC|15620
TPGE|TPG PACE NTG CL A|GSCO|GOLDMAN SACHS & CO. LLC|349040
TPGE|TPG PACE NTG CL A|GSCS|GOLDMAN SACHS & CO. LLC|1300
TPGE|TPG PACE NTG CL A|GSLT|GOLDMAN SACHS & CO. LLC|9584
TPGE|TPG PACE NTG CL A|GTSZ|GTS SECURITIES LLC|9495
TPGE|TPG PACE NTG CL A|IATS|INTERACTIVE BROKERS LLC|7300
TPGE|TPG PACE NTG CL A|IBKR|Interactive Brokers Llc|22090
TPGE|TPG PACE NTG CL A|ICBX|INSTINET, LLC|192538
TPGE|TPG PACE NTG CL A|INCA|INSTINET, LLC|196112
TPGE|TPG PACE NTG CL A|ITGI|ITG Inc.|5165
TPGE|TPG PACE NTG CL A|ITGP|ITG INC.|413600
TPGE|TPG PACE NTG CL A|JEFF|JEFFERIES LLC|20034
TPGE|TPG PACE NTG CL A|JMPT|JUMP TRADING, LLC|3402
TPGE|TPG PACE NTG CL A|JONE|JonesTrading|1200
TPGE|TPG PACE NTG CL A|JPBX|J.P. MORGAN SECURITIES LLC|1000
TPGE|TPG PACE NTG CL A|JPMX|J.P. Morgan Securities LLC|750853
TPGE|TPG PACE NTG CL A|KCGM|VIRTU Americas LLC|101835
TPGE|TPG PACE NTG CL A|LEHM|Barclays Capital Inc./Le|203530
TPGE|TPG PACE NTG CL A|LIME|Lime Brokerage LLC|3585
TPGE|TPG PACE NTG CL A|LQNA|LIQUIDNET, INC.|751500
TPGE|TPG PACE NTG CL A|LSCI|Lek Securities Corporation|28032
TPGE|TPG PACE NTG CL A|MITR|GMP SECURITIES, LLC|30200
TPGE|TPG PACE NTG CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|382982
TPGE|TPG PACE NTG CL A|MSCO|MORGAN STANLEY & CO. LLC|247027
TPGE|TPG PACE NTG CL A|MSPL|MORGAN STANLEY & CO. LLC|122800
TPGE|TPG PACE NTG CL A|MSTX|MORGAN STANLEY & CO. LLC|800
TPGE|TPG PACE NTG CL A|NFSC|National Financial Services LLC|107567
TPGE|TPG PACE NTG CL A|NITE|VIRTU Americas LLC|307549
TPGE|TPG PACE NTG CL A|NQRB|Brut, LLC|200
TPGE|TPG PACE NTG CL A|OGTL|OUTSET GLOBAL TRADING LIMITED|300000
TPGE|TPG PACE NTG CL A|PDQM|CODA MARKETS, INC.|21787
TPGE|TPG PACE NTG CL A|PWJC|UBS Financial Services, Inc.|5300
TPGE|TPG PACE NTG CL A|RHCO|Suntrust Robinson Humphrey, Inc.|6300
TPGE|TPG PACE NTG CL A|RILY|B. RILEY FBR, INC.|3300
TPGE|TPG PACE NTG CL A|SAGL|SAGETRADER, LLC|660
TPGE|TPG PACE NTG CL A|SBSH|Citigroup Global Markets Inc.|147600
TPGE|TPG PACE NTG CL A|SGMT|GOLDMAN SACHS & CO. LLC|390990
TPGE|TPG PACE NTG CL A|SPDR|SPEEDROUTE LLC|5000
TPGE|TPG PACE NTG CL A|SWIM|TD Ameritrade, Inc.|1595
TPGE|TPG PACE NTG CL A|TKNG|ALLY INVEST SECURITIES LLC|1170
TPGE|TPG PACE NTG CL A|TRBT|Tradebot Systems, Inc.|28702
TPGE|TPG PACE NTG CL A|UBSA|UBS SECURITIES LLC|739058
TPGE|TPG PACE NTG CL A|UBSS|UBS Securities LLC|198386
TPGE|TPG PACE NTG CL A|VGRD|Vanguard Marketing Corporation|3295
TPGE|TPG PACE NTG CL A|WABR|Wall Street Access|21100
TPGE|TPG PACE NTG CL A|WCHV|WELLS FARGO SECURITIES, LLC|53916
TPGE|TPG PACE NTG CL A|WEED|Weeden & Co.L.P.|970
TPGE|TPG PACE NTG CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6700
TPGE|TPG PACE NTG CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38361
TPGE|TPG PACE NTG CL A|WGIF|CIBC World Markets Inc.|420
TPGE|TPG PACE NTG CL A|WSEA|WOLVERINE SECURITIES, LLC|100
TPGE|TPG PACE NTG CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|153300
TPGE|TPG PACE NTG CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|556
TPGE.U|TPG PACE NRG UTS|CANT|Cantor Fitzgerald & Co.|41005
TPGE.U|TPG PACE NRG UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4693
TPGE.U|TPG PACE NRG UTS|DEAN|MORGAN STANLEY|3300
TPGE.U|TPG PACE NRG UTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2500
TPGE.U|TPG PACE NRG UTS|LIME|Lime Brokerage LLC|7
TPGE.U|TPG PACE NRG UTS|MSCO|MORGAN STANLEY & CO. LLC|4000
TPGE.U|TPG PACE NRG UTS|MSPL|MORGAN STANLEY & CO. LLC|3300
TPGE.U|TPG PACE NRG UTS|NEUB|NEUBERGER BERMAN BD LLC|1300
TPGE.U|TPG PACE NRG UTS|NFSC|National Financial Services LLC|2020
TPGE.U|TPG PACE NRG UTS|NITE|VIRTU Americas LLC|1500
TPGE.U|TPG PACE NRG UTS|UBSA|UBS SECURITIES LLC|100
TPGE.U|TPG PACE NRG UTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9200
TPGE.W|TPG PACE NRG WTS|APCC|Apex Clearing Corporation|1
TPGE.W|TPG PACE NRG WTS|BTIG|BTIG, LLC|843200
TPGE.W|TPG PACE NRG WTS|CANT|Cantor Fitzgerald & Co.|600
TPGE.W|TPG PACE NRG WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7400
TPGE.W|TPG PACE NRG WTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|81558
TPGE.W|TPG PACE NRG WTS|DBAB|Deutsche Bank Securities Inc.|678860
TPGE.W|TPG PACE NRG WTS|DBAX|Deutsche Bank Securities Inc.|1000
TPGE.W|TPG PACE NRG WTS|EBXL|EBX LLC|33000
TPGE.W|TPG PACE NRG WTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
TPGE.W|TPG PACE NRG WTS|ETRS|E*Trade Securities LLC|300
TPGE.W|TPG PACE NRG WTS|GEBB|GLOBAL EXECUTION BROKERS, LP|1400
TPGE.W|TPG PACE NRG WTS|GSCO|GOLDMAN SACHS & CO. LLC|900
TPGE.W|TPG PACE NRG WTS|GSCS|GOLDMAN SACHS & CO. LLC|400
TPGE.W|TPG PACE NRG WTS|IBKR|Interactive Brokers Llc|2700
TPGE.W|TPG PACE NRG WTS|ICBX|INSTINET, LLC|5900
TPGE.W|TPG PACE NRG WTS|INCA|INSTINET, LLC|24600
TPGE.W|TPG PACE NRG WTS|ITGP|ITG INC.|87000
TPGE.W|TPG PACE NRG WTS|LEHM|Barclays Capital Inc./Le|3800
TPGE.W|TPG PACE NRG WTS|LIME|Lime Brokerage LLC|800
TPGE.W|TPG PACE NRG WTS|MITR|GMP SECURITIES, LLC|43300
TPGE.W|TPG PACE NRG WTS|MSCO|MORGAN STANLEY & CO. LLC|7300
TPGE.W|TPG PACE NRG WTS|NFSC|National Financial Services LLC|2983
TPGE.W|TPG PACE NRG WTS|NITE|VIRTU Americas LLC|49583
TPGE.W|TPG PACE NRG WTS|NQRB|Brut, LLC|300
TPGE.W|TPG PACE NRG WTS|SBSH|Citigroup Global Markets Inc.|35500
TPGE.W|TPG PACE NRG WTS|SGMT|GOLDMAN SACHS & CO. LLC|900
TPGE.W|TPG PACE NRG WTS|SWIM|TD Ameritrade, Inc.|43600
TPGE.W|TPG PACE NRG WTS|UBSA|UBS SECURITIES LLC|4600
TPGE.W|TPG PACE NRG WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5692
TPGH|TPG PACE HOLDINGS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80
TPGH|TPG PACE HOLDINGS CP|BTIG|BTIG, LLC|380934
TPGH|TPG PACE HOLDINGS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
TPGH|TPG PACE HOLDINGS CP|DEAN|MORGAN STANLEY|2900
TPGH|TPG PACE HOLDINGS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
TPGH|TPG PACE HOLDINGS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43
TPGH|TPG PACE HOLDINGS CP|GSCO|GOLDMAN SACHS & CO. LLC|700
TPGH|TPG PACE HOLDINGS CP|LIME|Lime Brokerage LLC|200
TPGH|TPG PACE HOLDINGS CP|MSCO|MORGAN STANLEY & CO. LLC|10795
TPGH|TPG PACE HOLDINGS CP|NFSC|National Financial Services LLC|400
TPGH|TPG PACE HOLDINGS CP|NITE|VIRTU Americas LLC|6105
TPGH|TPG PACE HOLDINGS CP|SBSH|Citigroup Global Markets Inc.|318
TPGH|TPG PACE HOLDINGS CP|SGMT|GOLDMAN SACHS & CO. LLC|100
TPGH|TPG PACE HOLDINGS CP|UBSA|UBS SECURITIES LLC|300
TPGH|TPG PACE HOLDINGS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|302
TPGH.U|TPG PACE HLDGS UTS|BTIG|BTIG, LLC|311900
TPGH.U|TPG PACE HLDGS UTS|CANT|Cantor Fitzgerald & Co.|91234
TPGH.U|TPG PACE HLDGS UTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13500
TPGH.U|TPG PACE HLDGS UTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
TPGH.U|TPG PACE HLDGS UTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2
TPGH.U|TPG PACE HLDGS UTS|GSCO|GOLDMAN SACHS & CO. LLC|15711
TPGH.U|TPG PACE HLDGS UTS|GSLT|GOLDMAN SACHS & CO. LLC|1100
TPGH.U|TPG PACE HLDGS UTS|INCA|INSTINET, LLC|15111
TPGH.U|TPG PACE HLDGS UTS|ITGI|ITG Inc.|100
TPGH.U|TPG PACE HLDGS UTS|LIME|Lime Brokerage LLC|110
TPGH.U|TPG PACE HLDGS UTS|MSCO|MORGAN STANLEY & CO. LLC|3490
TPGH.U|TPG PACE HLDGS UTS|RWPS|R.W. Pressprich & Co., Inc.|100
TPGH.U|TPG PACE HLDGS UTS|TDSI|TD Securities (USA) LLC|16000
TPGH.U|TPG PACE HLDGS UTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2202
TPGH.W|TPG PACE HLDGS WTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|566
TPGH.W|TPG PACE HLDGS WTS|IBKR|Interactive Brokers Llc|10000
TPGH.W|TPG PACE HLDGS WTS|MSCO|MORGAN STANLEY & CO. LLC|10000
TPGH.W|TPG PACE HLDGS WTS|NITE|VIRTU Americas LLC|152
TPGH.W|TPG PACE HLDGS WTS|UBSS|UBS Securities LLC|433
TPH|TRI POINTE GROUP, IN|ABLE|NATIXIS Securities Americas LLC|135513
TPH|TRI POINTE GROUP, IN|ACLP|ALEXANDER CAPITAL, L.P.|2000
TPH|TRI POINTE GROUP, IN|ALTX|Alternet Securities Inc.|12580
TPH|TRI POINTE GROUP, IN|ANOS|ABEL/NOSER, L.L.C.|530
TPH|TRI POINTE GROUP, IN|APCC|Apex Clearing Corporation|3730
TPH|TRI POINTE GROUP, IN|BARD|Robert W. Baird & Co. Incorporated|9319
TPH|TRI POINTE GROUP, IN|BATM|CBOE TRADING, INC.|2426
TPH|TRI POINTE GROUP, IN|BAYC|BAY CREST PARTNERS, LLC|170
TPH|TRI POINTE GROUP, IN|BAYT|BTIG, LLC|3100
TPH|TRI POINTE GROUP, IN|BBNT|BB&T SECURITIES, LLC|138
TPH|TRI POINTE GROUP, IN|BERN|Sanford C. Bernstein & Co., LLC|4240
TPH|TRI POINTE GROUP, IN|BIAD|SAGETRADER, LLC|1
TPH|TRI POINTE GROUP, IN|BIDS|BIDS TRADING L.P.|299600
TPH|TRI POINTE GROUP, IN|BKCM|BNY Mellon Capital Markets LLC|36789
TPH|TRI POINTE GROUP, IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10802
TPH|TRI POINTE GROUP, IN|BLKX|INSTINET, LLC|84000
TPH|TRI POINTE GROUP, IN|BMOC|BMO Capital Markets Corp.|100100
TPH|TRI POINTE GROUP, IN|BNPX|BNP PARIBAS SECURITIES CORP.|51532
TPH|TRI POINTE GROUP, IN|BRVL|BLAYLOCK VAN, LLC|1300
TPH|TRI POINTE GROUP, IN|BTIG|BTIG, LLC|2691607
TPH|TRI POINTE GROUP, IN|BYXM|CBOE TRADING, INC.|879
TPH|TRI POINTE GROUP, IN|BZYD|GOLDMAN SACHS & CO. LLC|2600
TPH|TRI POINTE GROUP, IN|CANT|Cantor Fitzgerald & Co.|3652
TPH|TRI POINTE GROUP, IN|CBLC|CITIGROUP GLOBAL MARKETS INC.|80328
TPH|TRI POINTE GROUP, IN|CHAS|Charles Schwab & Co., Inc.|805
TPH|TRI POINTE GROUP, IN|CIST|Capital Institutional Services, Inc.|15000
TPH|TRI POINTE GROUP, IN|CLSA|CLSA AMERICAS, LLC|25400
TPH|TRI POINTE GROUP, IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|157332
TPH|TRI POINTE GROUP, IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6307
TPH|TRI POINTE GROUP, IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|505893
TPH|TRI POINTE GROUP, IN|CTDL|Citadel Derivatives Group Llc|28740
TPH|TRI POINTE GROUP, IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|104216
TPH|TRI POINTE GROUP, IN|DBAB|Deutsche Bank Securities Inc.|199747
TPH|TRI POINTE GROUP, IN|DBAX|Deutsche Bank Securities Inc.|347100
TPH|TRI POINTE GROUP, IN|DBUL|Deutsche Bank Securities Inc.|2995
TPH|TRI POINTE GROUP, IN|DCHF|Dart Executions, LLC|389
TPH|TRI POINTE GROUP, IN|DEAN|MORGAN STANLEY|9333
TPH|TRI POINTE GROUP, IN|DEGS|RONIN PROFESSIONAL LLC|1069
TPH|TRI POINTE GROUP, IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4700
TPH|TRI POINTE GROUP, IN|EBXL|EBX LLC|320900
TPH|TRI POINTE GROUP, IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|27797
TPH|TRI POINTE GROUP, IN|EDJO|Edward D. Jones & Co., L.P.|29
TPH|TRI POINTE GROUP, IN|EGAM|CBOE TRADING, INC.|8395
TPH|TRI POINTE GROUP, IN|EGAW|CBOE TRADING, INC.|111
TPH|TRI POINTE GROUP, IN|EGMT|EG MARKET TECHNOLOGIES LLC|200
TPH|TRI POINTE GROUP, IN|EGXM|CBOE TRADING, INC.|2212
TPH|TRI POINTE GROUP, IN|EGXW|CBOE TRADING, INC.|200
TPH|TRI POINTE GROUP, IN|ETBE|Electronic Transaction Clearing, Inc.|16152
TPH|TRI POINTE GROUP, IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4311
TPH|TRI POINTE GROUP, IN|ETRS|E*Trade Securities LLC|31813
TPH|TRI POINTE GROUP, IN|FBRC|B. RILEY FBR, INC.|239426
TPH|TRI POINTE GROUP, IN|FILL|Tradestation Securities, Inc.|32917
TPH|TRI POINTE GROUP, IN|FMAF|NBCN Inc./ CDS|100
TPH|TRI POINTE GROUP, IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4925
TPH|TRI POINTE GROUP, IN|FQLS|Quantlab Securities LP|287628
TPH|TRI POINTE GROUP, IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87473
TPH|TRI POINTE GROUP, IN|FTBR|Foliofn Investments, Inc.|1189
TPH|TRI POINTE GROUP, IN|GEBB|GLOBAL EXECUTION BROKERS, LP|900
TPH|TRI POINTE GROUP, IN|GLIS|TD Securities Inc|3400
TPH|TRI POINTE GROUP, IN|GLPX|ACS EXECUTION SERVICES, LLC|10095
TPH|TRI POINTE GROUP, IN|GSCO|GOLDMAN SACHS & CO. LLC|1255740
TPH|TRI POINTE GROUP, IN|GSCS|GOLDMAN SACHS & CO. LLC|8503
TPH|TRI POINTE GROUP, IN|GSLT|GOLDMAN SACHS & CO. LLC|19067
TPH|TRI POINTE GROUP, IN|GTSZ|GTS SECURITIES LLC|110059
TPH|TRI POINTE GROUP, IN|GUGS|Guggenheim Securities, LLC|298600
TPH|TRI POINTE GROUP, IN|HRBF|American Enterprise Investment Services Inc.|1362
TPH|TRI POINTE GROUP, IN|HSBC|HSBC Securities, Inc.|1790
TPH|TRI POINTE GROUP, IN|IATS|INTERACTIVE BROKERS LLC|21137
TPH|TRI POINTE GROUP, IN|IBKR|Interactive Brokers Llc|50851
TPH|TRI POINTE GROUP, IN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2808
TPH|TRI POINTE GROUP, IN|ICBX|INSTINET, LLC|93991
TPH|TRI POINTE GROUP, IN|IEQY|CITADEL SECURITIES LLC|149571
TPH|TRI POINTE GROUP, IN|INCA|INSTINET, LLC|224614
TPH|TRI POINTE GROUP, IN|INJX|INSTINET, LLC|4600
TPH|TRI POINTE GROUP, IN|ITGI|ITG Inc.|169579
TPH|TRI POINTE GROUP, IN|ITGP|ITG INC.|297400
TPH|TRI POINTE GROUP, IN|JANY|Janney Montgomery Scott Inc.|2344
TPH|TRI POINTE GROUP, IN|JEFF|JEFFERIES LLC|126171
TPH|TRI POINTE GROUP, IN|JMPT|JUMP TRADING, LLC|80451
TPH|TRI POINTE GROUP, IN|JONE|JonesTrading|5000
TPH|TRI POINTE GROUP, IN|JPBX|J.P. MORGAN SECURITIES LLC|85555
TPH|TRI POINTE GROUP, IN|JPMX|J.P. Morgan Securities LLC|455233
TPH|TRI POINTE GROUP, IN|JSJX|JANE STREET CAPITAL LLC|7585
TPH|TRI POINTE GROUP, IN|KCGM|VIRTU Americas LLC|38897
TPH|TRI POINTE GROUP, IN|LEHM|Barclays Capital Inc./Le|422455
TPH|TRI POINTE GROUP, IN|LIME|Lime Brokerage LLC|15522
TPH|TRI POINTE GROUP, IN|LIWE|LIME BROKERAGE LLC|999
TPH|TRI POINTE GROUP, IN|LOOP|Loop Capital Markets LLC|5711
TPH|TRI POINTE GROUP, IN|LQNA|LIQUIDNET, INC.|264400
TPH|TRI POINTE GROUP, IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|322816
TPH|TRI POINTE GROUP, IN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
TPH|TRI POINTE GROUP, IN|MOTF|MOTIF INVESTING, INC.|10
TPH|TRI POINTE GROUP, IN|MSCO|MORGAN STANLEY & CO. LLC|892683
TPH|TRI POINTE GROUP, IN|MSPL|MORGAN STANLEY & CO. LLC|412600
TPH|TRI POINTE GROUP, IN|MSTX|MORGAN STANLEY & CO. LLC|177700
TPH|TRI POINTE GROUP, IN|NEUB|NEUBERGER BERMAN BD LLC|185
TPH|TRI POINTE GROUP, IN|NFSC|National Financial Services LLC|104346
TPH|TRI POINTE GROUP, IN|NITE|VIRTU Americas LLC|364412
TPH|TRI POINTE GROUP, IN|NITP|VIRTU Americas LLC|1201
TPH|TRI POINTE GROUP, IN|NQRB|Brut, LLC|20550
TPH|TRI POINTE GROUP, IN|NTBF|BMO Nesbitt Burns Inc./CDS|500
TPH|TRI POINTE GROUP, IN|OPCO|Oppenheimer & Co. Inc.|17123
TPH|TRI POINTE GROUP, IN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
TPH|TRI POINTE GROUP, IN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|52996
TPH|TRI POINTE GROUP, IN|PDQM|CODA MARKETS, INC.|10235
TPH|TRI POINTE GROUP, IN|PHLY|NASDAQ Execution Services, LLC|400
TPH|TRI POINTE GROUP, IN|PIPR|Piper Jaffray & Co.|7821
TPH|TRI POINTE GROUP, IN|PWJC|UBS Financial Services, Inc.|220
TPH|TRI POINTE GROUP, IN|QMSR|QUATTRO M SECURITIES INC.|2646
TPH|TRI POINTE GROUP, IN|RBCM|RBC CAPITAL MARKETS, LLC|12220
TPH|TRI POINTE GROUP, IN|RHCO|Suntrust Robinson Humphrey, Inc.|101901
TPH|TRI POINTE GROUP, IN|RHOX|XR Securities LLC|47298
TPH|TRI POINTE GROUP, IN|SAGL|SAGETRADER, LLC|15300
TPH|TRI POINTE GROUP, IN|SAGW|SAGETRADER, LLC|300
TPH|TRI POINTE GROUP, IN|SALI|INTL FCSTONE FINANCIAL INC.|248
TPH|TRI POINTE GROUP, IN|SBSH|Citigroup Global Markets Inc.|216725
TPH|TRI POINTE GROUP, IN|SGMT|GOLDMAN SACHS & CO. LLC|241914
TPH|TRI POINTE GROUP, IN|SPDR|SPEEDROUTE LLC|6308
TPH|TRI POINTE GROUP, IN|SSBS|STATE STREET GLOBAL MARKETS, LLC|3932
TPH|TRI POINTE GROUP, IN|STFL|Stifel, Nicolaus & Company, Incorporated|2618
TPH|TRI POINTE GROUP, IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4978
TPH|TRI POINTE GROUP, IN|SWIM|TD Ameritrade, Inc.|10776
TPH|TRI POINTE GROUP, IN|SWST|Hilltop Securities Inc.|9122
TPH|TRI POINTE GROUP, IN|TKNG|ALLY INVEST SECURITIES LLC|585
TPH|TRI POINTE GROUP, IN|TRBT|Tradebot Systems, Inc.|201382
TPH|TRI POINTE GROUP, IN|TRCM|TRC MARKETS LLC|366098
TPH|TRI POINTE GROUP, IN|TWTT|TASTYWORKS, INC.|100
TPH|TRI POINTE GROUP, IN|UBSA|UBS SECURITIES LLC|695461
TPH|TRI POINTE GROUP, IN|UBSS|UBS Securities LLC|702506
TPH|TRI POINTE GROUP, IN|VALX|VIRTU AMERICAS LLC|32182
TPH|TRI POINTE GROUP, IN|VERT|The Vertical Trading Group, LLC|5100
TPH|TRI POINTE GROUP, IN|VGRD|Vanguard Marketing Corporation|2225
TPH|TRI POINTE GROUP, IN|WBPX|SUMMIT SECURITIES GROUP, LLC|7379
TPH|TRI POINTE GROUP, IN|WCHV|WELLS FARGO SECURITIES, LLC|25071
TPH|TRI POINTE GROUP, IN|WDNX|WEEDEN & CO.L.P.|770
TPH|TRI POINTE GROUP, IN|WEDB|WEDBUSH SECURITIES INC.|2349
TPH|TRI POINTE GROUP, IN|WEED|Weeden & Co.L.P.|900
TPH|TRI POINTE GROUP, IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|478
TPH|TRI POINTE GROUP, IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14797
TPH|TRI POINTE GROUP, IN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|608
TPH|TRI POINTE GROUP, IN|WSAG|WALL STREET ACCESS|70
TPH|TRI POINTE GROUP, IN|WSEA|WOLVERINE SECURITIES, LLC|2286
TPH|TRI POINTE GROUP, IN|XIST|INSTINET, LLC|65800
TPH|TRI POINTE GROUP, IN|XPQR|Jump Trading|100
TPH|TRI POINTE GROUP, IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|25030
TPH|TRI POINTE GROUP, IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|526
TPHS|TRINITY PL HLDGS INC|ALTX|Alternet Securities Inc.|300
TPHS|TRINITY PL HLDGS INC|BATM|CBOE TRADING, INC.|109
TPHS|TRINITY PL HLDGS INC|BZYD|GOLDMAN SACHS & CO. LLC|200
TPHS|TRINITY PL HLDGS INC|CANT|Cantor Fitzgerald & Co.|1800
TPHS|TRINITY PL HLDGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4293
TPHS|TRINITY PL HLDGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1662
TPHS|TRINITY PL HLDGS INC|CTDL|Citadel Derivatives Group Llc|1495
TPHS|TRINITY PL HLDGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1626
TPHS|TRINITY PL HLDGS INC|DBAB|Deutsche Bank Securities Inc.|1004
TPHS|TRINITY PL HLDGS INC|DBAX|Deutsche Bank Securities Inc.|1900
TPHS|TRINITY PL HLDGS INC|DEAN|MORGAN STANLEY|600
TPHS|TRINITY PL HLDGS INC|EBXL|EBX LLC|4600
TPHS|TRINITY PL HLDGS INC|EGAM|CBOE TRADING, INC.|300
TPHS|TRINITY PL HLDGS INC|EGXM|CBOE TRADING, INC.|772
TPHS|TRINITY PL HLDGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|184
TPHS|TRINITY PL HLDGS INC|FTBR|Foliofn Investments, Inc.|7
TPHS|TRINITY PL HLDGS INC|GSCO|GOLDMAN SACHS & CO. LLC|4967
TPHS|TRINITY PL HLDGS INC|GSCS|GOLDMAN SACHS & CO. LLC|800
TPHS|TRINITY PL HLDGS INC|GSLT|GOLDMAN SACHS & CO. LLC|400
TPHS|TRINITY PL HLDGS INC|GTSZ|GTS SECURITIES LLC|600
TPHS|TRINITY PL HLDGS INC|IATS|INTERACTIVE BROKERS LLC|600
TPHS|TRINITY PL HLDGS INC|IBKR|Interactive Brokers Llc|957
TPHS|TRINITY PL HLDGS INC|ICBX|INSTINET, LLC|1600
TPHS|TRINITY PL HLDGS INC|IEQY|CITADEL SECURITIES LLC|153
TPHS|TRINITY PL HLDGS INC|INCA|INSTINET, LLC|7835
TPHS|TRINITY PL HLDGS INC|ITGI|ITG Inc.|400
TPHS|TRINITY PL HLDGS INC|ITGP|ITG INC.|7200
TPHS|TRINITY PL HLDGS INC|JANY|Janney Montgomery Scott Inc.|300
TPHS|TRINITY PL HLDGS INC|JEFF|JEFFERIES LLC|754
TPHS|TRINITY PL HLDGS INC|JPBX|J.P. MORGAN SECURITIES LLC|400
TPHS|TRINITY PL HLDGS INC|JPMX|J.P. Morgan Securities LLC|1611
TPHS|TRINITY PL HLDGS INC|KCGM|VIRTU Americas LLC|2021
TPHS|TRINITY PL HLDGS INC|LEHM|Barclays Capital Inc./Le|868
TPHS|TRINITY PL HLDGS INC|LIME|Lime Brokerage LLC|4894
TPHS|TRINITY PL HLDGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
TPHS|TRINITY PL HLDGS INC|MNDX|TJM Investments, LLC|964
TPHS|TRINITY PL HLDGS INC|MSCO|MORGAN STANLEY & CO. LLC|5628
TPHS|TRINITY PL HLDGS INC|MSPL|MORGAN STANLEY & CO. LLC|8100
TPHS|TRINITY PL HLDGS INC|NITE|VIRTU Americas LLC|7735
TPHS|TRINITY PL HLDGS INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1060
TPHS|TRINITY PL HLDGS INC|SBSH|Citigroup Global Markets Inc.|8791
TPHS|TRINITY PL HLDGS INC|SGMT|GOLDMAN SACHS & CO. LLC|301
TPHS|TRINITY PL HLDGS INC|SPDR|SPEEDROUTE LLC|100
TPHS|TRINITY PL HLDGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|574
TPHS|TRINITY PL HLDGS INC|UBSA|UBS SECURITIES LLC|9254
TPHS|TRINITY PL HLDGS INC|UBSS|UBS Securities LLC|7298
TPHS|TRINITY PL HLDGS INC|VALX|VIRTU AMERICAS LLC|623
TPHS|TRINITY PL HLDGS INC|WCHV|WELLS FARGO SECURITIES, LLC|1134
TPHS|TRINITY PL HLDGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TPIC|TPI COMPOSITES CM|ADAM|CANACCORD GENUITY INC.|7358
TPIC|TPI COMPOSITES CM|ALTX|Alternet Securities Inc.|3415
TPIC|TPI COMPOSITES CM|APCC|Apex Clearing Corporation|286
TPIC|TPI COMPOSITES CM|BARD|Robert W. Baird & Co. Incorporated|3
TPIC|TPI COMPOSITES CM|BATM|CBOE TRADING, INC.|2267
TPIC|TPI COMPOSITES CM|BAYC|BAY CREST PARTNERS, LLC|192
TPIC|TPI COMPOSITES CM|BAYT|BTIG, LLC|12338
TPIC|TPI COMPOSITES CM|BBNT|BB&T SECURITIES, LLC|325
TPIC|TPI COMPOSITES CM|BERN|Sanford C. Bernstein & Co., LLC|4360
TPIC|TPI COMPOSITES CM|BGCE|BGC Financial Inc.|6962
TPIC|TPI COMPOSITES CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4382
TPIC|TPI COMPOSITES CM|BMOC|BMO Capital Markets Corp.|1998
TPIC|TPI COMPOSITES CM|BNPX|BNP PARIBAS SECURITIES CORP.|910
TPIC|TPI COMPOSITES CM|BRGE|Newbridge Securities Corp.|2311
TPIC|TPI COMPOSITES CM|BTIG|BTIG, LLC|13231
TPIC|TPI COMPOSITES CM|BYXM|CBOE TRADING, INC.|240
TPIC|TPI COMPOSITES CM|BZYD|GOLDMAN SACHS & CO. LLC|4665
TPIC|TPI COMPOSITES CM|CANT|Cantor Fitzgerald & Co.|1765
TPIC|TPI COMPOSITES CM|CHAS|Charles Schwab & Co., Inc.|900
TPIC|TPI COMPOSITES CM|CIST|Capital Institutional Services, Inc.|1060
TPIC|TPI COMPOSITES CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84524
TPIC|TPI COMPOSITES CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|920
TPIC|TPI COMPOSITES CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
TPIC|TPI COMPOSITES CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195508
TPIC|TPI COMPOSITES CM|CTDL|Citadel Derivatives Group Llc|7009
TPIC|TPI COMPOSITES CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|16440
TPIC|TPI COMPOSITES CM|DADA|D.A. Davidson & Co.|425
TPIC|TPI COMPOSITES CM|DBAB|Deutsche Bank Securities Inc.|143169
TPIC|TPI COMPOSITES CM|DBAX|Deutsche Bank Securities Inc.|146800
TPIC|TPI COMPOSITES CM|DBUL|Deutsche Bank Securities Inc.|1405
TPIC|TPI COMPOSITES CM|DEAN|MORGAN STANLEY|20251
TPIC|TPI COMPOSITES CM|DEGS|RONIN PROFESSIONAL LLC|19234
TPIC|TPI COMPOSITES CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
TPIC|TPI COMPOSITES CM|EBXL|EBX LLC|133800
TPIC|TPI COMPOSITES CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|77787
TPIC|TPI COMPOSITES CM|EDJO|Edward D. Jones & Co., L.P.|420
TPIC|TPI COMPOSITES CM|EGAM|CBOE TRADING, INC.|7824
TPIC|TPI COMPOSITES CM|EGAW|CBOE TRADING, INC.|56
TPIC|TPI COMPOSITES CM|EGMT|EG MARKET TECHNOLOGIES LLC|1400
TPIC|TPI COMPOSITES CM|EGXM|CBOE TRADING, INC.|2428
TPIC|TPI COMPOSITES CM|ETBE|Electronic Transaction Clearing, Inc.|19068
TPIC|TPI COMPOSITES CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1634
TPIC|TPI COMPOSITES CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19266
TPIC|TPI COMPOSITES CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|900
TPIC|TPI COMPOSITES CM|ETRS|E*Trade Securities LLC|18989
TPIC|TPI COMPOSITES CM|FBCO|Credit Suisse Securities (USA) LLC|251450
TPIC|TPI COMPOSITES CM|FIDT|Fidelity Clearing Canada ULC./ CDS|295
TPIC|TPI COMPOSITES CM|FILL|Tradestation Securities, Inc.|24270
TPIC|TPI COMPOSITES CM|FOMA|TD AMERITRADE CLEARING, INC.|118187
TPIC|TPI COMPOSITES CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2956
TPIC|TPI COMPOSITES CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120182
TPIC|TPI COMPOSITES CM|FTBR|Foliofn Investments, Inc.|534
TPIC|TPI COMPOSITES CM|GEBB|GLOBAL EXECUTION BROKERS, LP|5744
TPIC|TPI COMPOSITES CM|GLPX|ACS EXECUTION SERVICES, LLC|19443
TPIC|TPI COMPOSITES CM|GSCO|GOLDMAN SACHS & CO. LLC|468119
TPIC|TPI COMPOSITES CM|GSCS|GOLDMAN SACHS & CO. LLC|16151
TPIC|TPI COMPOSITES CM|GSLT|GOLDMAN SACHS & CO. LLC|1265
TPIC|TPI COMPOSITES CM|GTSZ|GTS SECURITIES LLC|18000
TPIC|TPI COMPOSITES CM|HPPX|POTAMUS TRADING, LLC|1983
TPIC|TPI COMPOSITES CM|HRBF|American Enterprise Investment Services Inc.|12
TPIC|TPI COMPOSITES CM|HSBC|HSBC Securities, Inc.|369
TPIC|TPI COMPOSITES CM|IATS|INTERACTIVE BROKERS LLC|15058
TPIC|TPI COMPOSITES CM|IBKR|Interactive Brokers Llc|93559
TPIC|TPI COMPOSITES CM|ICBX|INSTINET, LLC|19700
TPIC|TPI COMPOSITES CM|IEQY|CITADEL SECURITIES LLC|45149
TPIC|TPI COMPOSITES CM|INCA|INSTINET, LLC|205283
TPIC|TPI COMPOSITES CM|INJX|INSTINET, LLC|22456
TPIC|TPI COMPOSITES CM|ITGI|ITG Inc.|167587
TPIC|TPI COMPOSITES CM|ITGP|ITG INC.|56600
TPIC|TPI COMPOSITES CM|JEFF|JEFFERIES LLC|31317
TPIC|TPI COMPOSITES CM|JMPT|JUMP TRADING, LLC|31429
TPIC|TPI COMPOSITES CM|JONE|JonesTrading|15329
TPIC|TPI COMPOSITES CM|JPBX|J.P. MORGAN SECURITIES LLC|22338
TPIC|TPI COMPOSITES CM|JPMX|J.P. Morgan Securities LLC|166275
TPIC|TPI COMPOSITES CM|JSJX|JANE STREET CAPITAL LLC|6310
TPIC|TPI COMPOSITES CM|KCGM|VIRTU Americas LLC|34300
TPIC|TPI COMPOSITES CM|KCRD|PHX FINANCIAL, INC.|500
TPIC|TPI COMPOSITES CM|LEHM|Barclays Capital Inc./Le|388254
TPIC|TPI COMPOSITES CM|LIME|Lime Brokerage LLC|101092
TPIC|TPI COMPOSITES CM|LSCI|Lek Securities Corporation|841
TPIC|TPI COMPOSITES CM|LSCM|LAKE STREET CAPITAL MARKETS, LLC|26210
TPIC|TPI COMPOSITES CM|LVMR|LIVERMORE TRADING GROUP, INC.|4000
TPIC|TPI COMPOSITES CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
TPIC|TPI COMPOSITES CM|MAXM|Maxim Group LLC|1514
TPIC|TPI COMPOSITES CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64500
TPIC|TPI COMPOSITES CM|MOTF|MOTIF INVESTING, INC.|39
TPIC|TPI COMPOSITES CM|MSCO|MORGAN STANLEY & CO. LLC|1108208
TPIC|TPI COMPOSITES CM|MSPL|MORGAN STANLEY & CO. LLC|148100
TPIC|TPI COMPOSITES CM|MSTX|MORGAN STANLEY & CO. LLC|51000
TPIC|TPI COMPOSITES CM|NATL|National Securities Corporation|2150
TPIC|TPI COMPOSITES CM|NFSC|National Financial Services LLC|87788
TPIC|TPI COMPOSITES CM|NITE|VIRTU Americas LLC|181864
TPIC|TPI COMPOSITES CM|NITP|VIRTU Americas LLC|2833
TPIC|TPI COMPOSITES CM|NQRB|Brut, LLC|9319
TPIC|TPI COMPOSITES CM|NTRC|Northern Trust Securities, Inc.|2650
TPIC|TPI COMPOSITES CM|OPCO|Oppenheimer & Co. Inc.|250
TPIC|TPI COMPOSITES CM|PDQM|CODA MARKETS, INC.|89515
TPIC|TPI COMPOSITES CM|PIPR|Piper Jaffray & Co.|136520
TPIC|TPI COMPOSITES CM|POIN|PRECISION SECURITIES, LLC (POIN)|100
TPIC|TPI COMPOSITES CM|PWJC|UBS Financial Services, Inc.|100
TPIC|TPI COMPOSITES CM|RAJA|Raymond James & Associates, Inc.|56404
TPIC|TPI COMPOSITES CM|RBCM|RBC CAPITAL MARKETS, LLC|2310
TPIC|TPI COMPOSITES CM|ROTH|Roth Capital Partners, LLC|1222425
TPIC|TPI COMPOSITES CM|SAGL|SAGETRADER, LLC|6983
TPIC|TPI COMPOSITES CM|SAGW|SAGETRADER, LLC|168
TPIC|TPI COMPOSITES CM|SBSH|Citigroup Global Markets Inc.|66375
TPIC|TPI COMPOSITES CM|SEIC|SEI Investments Distribution Co.|200
TPIC|TPI COMPOSITES CM|SGMT|GOLDMAN SACHS & CO. LLC|59336
TPIC|TPI COMPOSITES CM|SPDR|SPEEDROUTE LLC|14024
TPIC|TPI COMPOSITES CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|42443
TPIC|TPI COMPOSITES CM|STFL|Stifel, Nicolaus & Company, Incorporated|11726
TPIC|TPI COMPOSITES CM|SWIM|TD Ameritrade, Inc.|28829
TPIC|TPI COMPOSITES CM|SWST|Hilltop Securities Inc.|200
TPIC|TPI COMPOSITES CM|TKNG|ALLY INVEST SECURITIES LLC|1443
TPIC|TPI COMPOSITES CM|TRBT|Tradebot Systems, Inc.|120930
TPIC|TPI COMPOSITES CM|TRCM|TRC MARKETS LLC|77244
TPIC|TPI COMPOSITES CM|TTUC|CUTTONE & CO., INC.|1500
TPIC|TPI COMPOSITES CM|TWTT|TASTYWORKS, INC.|950
TPIC|TPI COMPOSITES CM|UBSA|UBS SECURITIES LLC|217180
TPIC|TPI COMPOSITES CM|UBSS|UBS Securities LLC|517262
TPIC|TPI COMPOSITES CM|VALX|VIRTU AMERICAS LLC|9515
TPIC|TPI COMPOSITES CM|VGRD|Vanguard Marketing Corporation|2550
TPIC|TPI COMPOSITES CM|VSIN|Vision Financial Markets Llc|20
TPIC|TPI COMPOSITES CM|WCHV|WELLS FARGO SECURITIES, LLC|9212
TPIC|TPI COMPOSITES CM|WEDB|WEDBUSH SECURITIES INC.|400
TPIC|TPI COMPOSITES CM|WEED|Weeden & Co.L.P.|1990
TPIC|TPI COMPOSITES CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1920
TPIC|TPI COMPOSITES CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4495
TPIC|TPI COMPOSITES CM|WOLF|Wolfe Trahan Securities|300
TPIC|TPI COMPOSITES CM|WSEA|WOLVERINE SECURITIES, LLC|2493
TPIC|TPI COMPOSITES CM|XIST|INSTINET, LLC|7000
TPIC|TPI COMPOSITES CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|25780
TPIC|TPI COMPOSITES CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4137
TPIC|TPI COMPOSITES CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5600
TPIV|TAPIMMUNE INC. CM ST|ADAM|CANACCORD GENUITY INC.|7300
TPIV|TAPIMMUNE INC. CM ST|AGIS|Aegis Capital Corp.|55067
TPIV|TAPIMMUNE INC. CM ST|ALTX|Alternet Securities Inc.|36259
TPIV|TAPIMMUNE INC. CM ST|APCC|Apex Clearing Corporation|208326
TPIV|TAPIMMUNE INC. CM ST|BANK|Primevest Financial Services, Inc.|1949
TPIV|TAPIMMUNE INC. CM ST|BARD|Robert W. Baird & Co. Incorporated|269
TPIV|TAPIMMUNE INC. CM ST|BATM|CBOE TRADING, INC.|2240
TPIV|TAPIMMUNE INC. CM ST|BAYT|BTIG, LLC|27263
TPIV|TAPIMMUNE INC. CM ST|BIMI|Banca IMI Securities Corp.|1790
TPIV|TAPIMMUNE INC. CM ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79843
TPIV|TAPIMMUNE INC. CM ST|BMAK|BMA SECURITIES|176507
TPIV|TAPIMMUNE INC. CM ST|BTIG|BTIG, LLC|19630
TPIV|TAPIMMUNE INC. CM ST|BYXM|CBOE TRADING, INC.|5442
TPIV|TAPIMMUNE INC. CM ST|CANT|Cantor Fitzgerald & Co.|126
TPIV|TAPIMMUNE INC. CM ST|CHAS|Charles Schwab & Co., Inc.|16772
TPIV|TAPIMMUNE INC. CM ST|CIIV|CORPORATE INVESTMENTS GROUP, INC.|9100
TPIV|TAPIMMUNE INC. CM ST|CIST|Capital Institutional Services, Inc.|834
TPIV|TAPIMMUNE INC. CM ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64383
TPIV|TAPIMMUNE INC. CM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|133842
TPIV|TAPIMMUNE INC. CM ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|216608
TPIV|TAPIMMUNE INC. CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|273384
TPIV|TAPIMMUNE INC. CM ST|CTDL|Citadel Derivatives Group Llc|18880
TPIV|TAPIMMUNE INC. CM ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|54966
TPIV|TAPIMMUNE INC. CM ST|DADA|D.A. Davidson & Co.|2064
TPIV|TAPIMMUNE INC. CM ST|DBAB|Deutsche Bank Securities Inc.|101759
TPIV|TAPIMMUNE INC. CM ST|DBAX|Deutsche Bank Securities Inc.|109600
TPIV|TAPIMMUNE INC. CM ST|DEAN|MORGAN STANLEY|2715
TPIV|TAPIMMUNE INC. CM ST|DEGS|RONIN PROFESSIONAL LLC|114150
TPIV|TAPIMMUNE INC. CM ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12347
TPIV|TAPIMMUNE INC. CM ST|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1750
TPIV|TAPIMMUNE INC. CM ST|EBXL|EBX LLC|137600
TPIV|TAPIMMUNE INC. CM ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|2835
TPIV|TAPIMMUNE INC. CM ST|EDJO|Edward D. Jones & Co., L.P.|7427
TPIV|TAPIMMUNE INC. CM ST|EGAM|CBOE TRADING, INC.|16462
TPIV|TAPIMMUNE INC. CM ST|EGAW|CBOE TRADING, INC.|1880
TPIV|TAPIMMUNE INC. CM ST|EGMT|EG MARKET TECHNOLOGIES LLC|1590
TPIV|TAPIMMUNE INC. CM ST|EGXM|CBOE TRADING, INC.|25152
TPIV|TAPIMMUNE INC. CM ST|EGXW|CBOE TRADING, INC.|2500
TPIV|TAPIMMUNE INC. CM ST|ETBE|Electronic Transaction Clearing, Inc.|23656
TPIV|TAPIMMUNE INC. CM ST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7252
TPIV|TAPIMMUNE INC. CM ST|ETCC|Electronic Transaction Clearing, Inc.|400
TPIV|TAPIMMUNE INC. CM ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
TPIV|TAPIMMUNE INC. CM ST|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|15022
TPIV|TAPIMMUNE INC. CM ST|ETRS|E*Trade Securities LLC|1531957
TPIV|TAPIMMUNE INC. CM ST|FBCO|Credit Suisse Securities (USA) LLC|386433
TPIV|TAPIMMUNE INC. CM ST|FILL|Tradestation Securities, Inc.|125599
TPIV|TAPIMMUNE INC. CM ST|FMAF|NBCN Inc./ CDS|9264
TPIV|TAPIMMUNE INC. CM ST|FOMA|TD AMERITRADE CLEARING, INC.|1779569
TPIV|TAPIMMUNE INC. CM ST|FORD|Fordham Financial Management, Inc.|300
TPIV|TAPIMMUNE INC. CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91257
TPIV|TAPIMMUNE INC. CM ST|FTBR|Foliofn Investments, Inc.|33804
TPIV|TAPIMMUNE INC. CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|9397
TPIV|TAPIMMUNE INC. CM ST|GLPX|ACS EXECUTION SERVICES, LLC|508103
TPIV|TAPIMMUNE INC. CM ST|GSCO|GOLDMAN SACHS & CO. LLC|139019
TPIV|TAPIMMUNE INC. CM ST|GSCS|GOLDMAN SACHS & CO. LLC|69894
TPIV|TAPIMMUNE INC. CM ST|GSLT|GOLDMAN SACHS & CO. LLC|30725
TPIV|TAPIMMUNE INC. CM ST|GTSZ|GTS SECURITIES LLC|87105
TPIV|TAPIMMUNE INC. CM ST|HRBF|American Enterprise Investment Services Inc.|26470
TPIV|TAPIMMUNE INC. CM ST|IATS|INTERACTIVE BROKERS LLC|119754
TPIV|TAPIMMUNE INC. CM ST|IBKR|Interactive Brokers Llc|1409273
TPIV|TAPIMMUNE INC. CM ST|ICBX|INSTINET, LLC|50526
TPIV|TAPIMMUNE INC. CM ST|INCA|INSTINET, LLC|757873
TPIV|TAPIMMUNE INC. CM ST|INJX|INSTINET, LLC|64384
TPIV|TAPIMMUNE INC. CM ST|ITGI|ITG Inc.|90099
TPIV|TAPIMMUNE INC. CM ST|ITGP|ITG INC.|158800
TPIV|TAPIMMUNE INC. CM ST|JANY|Janney Montgomery Scott Inc.|140
TPIV|TAPIMMUNE INC. CM ST|JEFF|JEFFERIES LLC|28509
TPIV|TAPIMMUNE INC. CM ST|JMPT|JUMP TRADING, LLC|20180
TPIV|TAPIMMUNE INC. CM ST|JPMX|J.P. Morgan Securities LLC|141942
TPIV|TAPIMMUNE INC. CM ST|JSJX|JANE STREET CAPITAL LLC|22600
TPIV|TAPIMMUNE INC. CM ST|KCGM|VIRTU Americas LLC|97997
TPIV|TAPIMMUNE INC. CM ST|LEHM|Barclays Capital Inc./Le|266067
TPIV|TAPIMMUNE INC. CM ST|LIME|Lime Brokerage LLC|212472
TPIV|TAPIMMUNE INC. CM ST|LMGP|LIME BROKERAGE LLC|489
TPIV|TAPIMMUNE INC. CM ST|LSCI|Lek Securities Corporation|10544
TPIV|TAPIMMUNE INC. CM ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|13743
TPIV|TAPIMMUNE INC. CM ST|MAVB|Great Point Capital LLC|8484
TPIV|TAPIMMUNE INC. CM ST|MAXM|Maxim Group LLC|91600
TPIV|TAPIMMUNE INC. CM ST|MICA|Spartan Securities Group, Ltd.|21270
TPIV|TAPIMMUNE INC. CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|45438
TPIV|TAPIMMUNE INC. CM ST|MOTF|MOTIF INVESTING, INC.|16
TPIV|TAPIMMUNE INC. CM ST|MSCO|MORGAN STANLEY & CO. LLC|1260363
TPIV|TAPIMMUNE INC. CM ST|MSPL|MORGAN STANLEY & CO. LLC|15400
TPIV|TAPIMMUNE INC. CM ST|MSTX|MORGAN STANLEY & CO. LLC|400
TPIV|TAPIMMUNE INC. CM ST|NEUB|NEUBERGER BERMAN BD LLC|150
TPIV|TAPIMMUNE INC. CM ST|NFSC|National Financial Services LLC|1627467
TPIV|TAPIMMUNE INC. CM ST|NITE|VIRTU Americas LLC|4954320
TPIV|TAPIMMUNE INC. CM ST|NITP|VIRTU Americas LLC|600
TPIV|TAPIMMUNE INC. CM ST|NQRB|Brut, LLC|7063
TPIV|TAPIMMUNE INC. CM ST|NTFN|Network 1 Financial Securities Inc.|625
TPIV|TAPIMMUNE INC. CM ST|OPCO|Oppenheimer & Co. Inc.|2525
TPIV|TAPIMMUNE INC. CM ST|OTAA|OTA LLC|76352
TPIV|TAPIMMUNE INC. CM ST|PCFF|Pacific International Securities Inc./CDS|1023
TPIV|TAPIMMUNE INC. CM ST|PCPT|PHILLIP CAPITAL INC.|3850
TPIV|TAPIMMUNE INC. CM ST|PDQM|CODA MARKETS, INC.|624625
TPIV|TAPIMMUNE INC. CM ST|POIN|PRECISION SECURITIES, LLC (POIN)|11637
TPIV|TAPIMMUNE INC. CM ST|PWJC|UBS Financial Services, Inc.|4725
TPIV|TAPIMMUNE INC. CM ST|RAJA|Raymond James & Associates, Inc.|20468
TPIV|TAPIMMUNE INC. CM ST|RBCM|RBC CAPITAL MARKETS, LLC|218774
TPIV|TAPIMMUNE INC. CM ST|RGLD|Regal Securities, Inc|1202
TPIV|TAPIMMUNE INC. CM ST|ROTH|Roth Capital Partners, LLC|300
TPIV|TAPIMMUNE INC. CM ST|SAGL|SAGETRADER, LLC|11284
TPIV|TAPIMMUNE INC. CM ST|SBSH|Citigroup Global Markets Inc.|47355
TPIV|TAPIMMUNE INC. CM ST|SGMT|GOLDMAN SACHS & CO. LLC|118974
TPIV|TAPIMMUNE INC. CM ST|SPDR|SPEEDROUTE LLC|243511
TPIV|TAPIMMUNE INC. CM ST|SPTD|MINT GLOBAL MARKETS, INC.|13900
TPIV|TAPIMMUNE INC. CM ST|STFL|Stifel, Nicolaus & Company, Incorporated|7246
TPIV|TAPIMMUNE INC. CM ST|SWIM|TD Ameritrade, Inc.|1734712
TPIV|TAPIMMUNE INC. CM ST|SWST|Hilltop Securities Inc.|3999
TPIV|TAPIMMUNE INC. CM ST|TDFS|TRADERFIELD SECURITIES INC.|900
TPIV|TAPIMMUNE INC. CM ST|TKNG|ALLY INVEST SECURITIES LLC|19782
TPIV|TAPIMMUNE INC. CM ST|TRCM|TRC MARKETS LLC|11846
TPIV|TAPIMMUNE INC. CM ST|TWTT|TASTYWORKS, INC.|4922
TPIV|TAPIMMUNE INC. CM ST|UBSA|UBS SECURITIES LLC|483981
TPIV|TAPIMMUNE INC. CM ST|UBSS|UBS Securities LLC|519902
TPIV|TAPIMMUNE INC. CM ST|VALX|VIRTU AMERICAS LLC|2460
TPIV|TAPIMMUNE INC. CM ST|VERT|The Vertical Trading Group, LLC|900
TPIV|TAPIMMUNE INC. CM ST|VGRD|Vanguard Marketing Corporation|55603
TPIV|TAPIMMUNE INC. CM ST|VIEW|VIEWTRADE SECURITIES LLC|500
TPIV|TAPIMMUNE INC. CM ST|VNDS|VANDHAM SECURITIES CORP|4908
TPIV|TAPIMMUNE INC. CM ST|VSIN|Vision Financial Markets Llc|9170
TPIV|TAPIMMUNE INC. CM ST|WABR|Wall Street Access|5708
TPIV|TAPIMMUNE INC. CM ST|WCHV|WELLS FARGO SECURITIES, LLC|87414
TPIV|TAPIMMUNE INC. CM ST|WDCO|Wilson-Davis & Co., Inc.|733
TPIV|TAPIMMUNE INC. CM ST|WEDB|WEDBUSH SECURITIES INC.|373660
TPIV|TAPIMMUNE INC. CM ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7766
TPIV|TAPIMMUNE INC. CM ST|WGIF|CIBC World Markets Inc.|31094
TPIV|TAPIMMUNE INC. CM ST|WHOT|JUST2TRADE, INC.|45
TPIV|TAPIMMUNE INC. CM ST|WSEA|WOLVERINE SECURITIES, LLC|35474
TPIV|TAPIMMUNE INC. CM ST|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1200
TPIV|TAPIMMUNE INC. CM ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|48152
TPIV|TAPIMMUNE INC. CM ST|YKNA|COMHAR CAPITAL MARKETS, LLC|30606
TPIV|TAPIMMUNE INC. CM ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21025
TPL|TEXAS PACIFIC LAND|ALTX|Alternet Securities Inc.|493
TPL|TEXAS PACIFIC LAND|APCC|Apex Clearing Corporation|66
TPL|TEXAS PACIFIC LAND|BARD|Robert W. Baird & Co. Incorporated|46
TPL|TEXAS PACIFIC LAND|BATM|CBOE TRADING, INC.|98
TPL|TEXAS PACIFIC LAND|BERN|Sanford C. Bernstein & Co., LLC|413
TPL|TEXAS PACIFIC LAND|BIMI|Banca IMI Securities Corp.|20
TPL|TEXAS PACIFIC LAND|CHAS|Charles Schwab & Co., Inc.|145
TPL|TEXAS PACIFIC LAND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
TPL|TEXAS PACIFIC LAND|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2538
TPL|TEXAS PACIFIC LAND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6122
TPL|TEXAS PACIFIC LAND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5037
TPL|TEXAS PACIFIC LAND|CXCX|CITIGROUP GLOBAL MARKETS INC.|1540
TPL|TEXAS PACIFIC LAND|DADA|D.A. Davidson & Co.|10
TPL|TEXAS PACIFIC LAND|DBAB|Deutsche Bank Securities Inc.|400
TPL|TEXAS PACIFIC LAND|DBAX|Deutsche Bank Securities Inc.|1200
TPL|TEXAS PACIFIC LAND|DEAN|MORGAN STANLEY|61
TPL|TEXAS PACIFIC LAND|EBXL|EBX LLC|1700
TPL|TEXAS PACIFIC LAND|ECUT|CONVERGEX EXECUTION SOLUTIONS|1268
TPL|TEXAS PACIFIC LAND|EDJO|Edward D. Jones & Co., L.P.|125
TPL|TEXAS PACIFIC LAND|EGAM|CBOE TRADING, INC.|747
TPL|TEXAS PACIFIC LAND|EGAW|CBOE TRADING, INC.|100
TPL|TEXAS PACIFIC LAND|EGXM|CBOE TRADING, INC.|6
TPL|TEXAS PACIFIC LAND|ETRS|E*Trade Securities LLC|3868
TPL|TEXAS PACIFIC LAND|FILL|Tradestation Securities, Inc.|812
TPL|TEXAS PACIFIC LAND|FMAF|NBCN Inc./ CDS|55
TPL|TEXAS PACIFIC LAND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|720
TPL|TEXAS PACIFIC LAND|FTBR|Foliofn Investments, Inc.|299
TPL|TEXAS PACIFIC LAND|GLPX|ACS EXECUTION SERVICES, LLC|5478
TPL|TEXAS PACIFIC LAND|GSCO|GOLDMAN SACHS & CO. LLC|1264
TPL|TEXAS PACIFIC LAND|GSCS|GOLDMAN SACHS & CO. LLC|10
TPL|TEXAS PACIFIC LAND|GSLT|GOLDMAN SACHS & CO. LLC|1
TPL|TEXAS PACIFIC LAND|GTSZ|GTS SECURITIES LLC|2128
TPL|TEXAS PACIFIC LAND|HRBF|American Enterprise Investment Services Inc.|220
TPL|TEXAS PACIFIC LAND|HSBC|HSBC Securities, Inc.|3
TPL|TEXAS PACIFIC LAND|IATS|INTERACTIVE BROKERS LLC|137
TPL|TEXAS PACIFIC LAND|IBKR|Interactive Brokers Llc|13052
TPL|TEXAS PACIFIC LAND|ICBX|INSTINET, LLC|200
TPL|TEXAS PACIFIC LAND|INCA|INSTINET, LLC|2627
TPL|TEXAS PACIFIC LAND|ITGI|ITG Inc.|2244
TPL|TEXAS PACIFIC LAND|ITGP|ITG INC.|3200
TPL|TEXAS PACIFIC LAND|JANY|Janney Montgomery Scott Inc.|691
TPL|TEXAS PACIFIC LAND|JEFF|JEFFERIES LLC|1800
TPL|TEXAS PACIFIC LAND|JPMX|J.P. Morgan Securities LLC|3782
TPL|TEXAS PACIFIC LAND|KCGM|VIRTU Americas LLC|410
TPL|TEXAS PACIFIC LAND|KCRD|PHX FINANCIAL, INC.|10
TPL|TEXAS PACIFIC LAND|LEHM|Barclays Capital Inc./Le|2197
TPL|TEXAS PACIFIC LAND|LIME|Lime Brokerage LLC|302
TPL|TEXAS PACIFIC LAND|MACC|Mid Atlantic Capital Corporation|165
TPL|TEXAS PACIFIC LAND|MBTS|ALLY INVEST SECURITIES LLC|140
TPL|TEXAS PACIFIC LAND|MCBT|Moors & Cabot, Inc.|144
TPL|TEXAS PACIFIC LAND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
TPL|TEXAS PACIFIC LAND|MOTF|MOTIF INVESTING, INC.|14
TPL|TEXAS PACIFIC LAND|MSCO|MORGAN STANLEY & CO. LLC|8730
TPL|TEXAS PACIFIC LAND|MSPL|MORGAN STANLEY & CO. LLC|4200
TPL|TEXAS PACIFIC LAND|NFSC|National Financial Services LLC|11701
TPL|TEXAS PACIFIC LAND|NITE|VIRTU Americas LLC|27770
TPL|TEXAS PACIFIC LAND|NQRB|Brut, LLC|101
TPL|TEXAS PACIFIC LAND|NTBF|BMO Nesbitt Burns Inc./CDS|253
TPL|TEXAS PACIFIC LAND|NTFN|Network 1 Financial Securities Inc.|2
TPL|TEXAS PACIFIC LAND|NTRC|Northern Trust Securities, Inc.|29
TPL|TEXAS PACIFIC LAND|OPCO|Oppenheimer & Co. Inc.|52
TPL|TEXAS PACIFIC LAND|PDQM|CODA MARKETS, INC.|10061
TPL|TEXAS PACIFIC LAND|PWJC|UBS Financial Services, Inc.|1458
TPL|TEXAS PACIFIC LAND|RBCM|RBC CAPITAL MARKETS, LLC|645
TPL|TEXAS PACIFIC LAND|SALI|INTL FCSTONE FINANCIAL INC.|14
TPL|TEXAS PACIFIC LAND|SBSH|Citigroup Global Markets Inc.|852
TPL|TEXAS PACIFIC LAND|SGMT|GOLDMAN SACHS & CO. LLC|60
TPL|TEXAS PACIFIC LAND|SPDR|SPEEDROUTE LLC|1516
TPL|TEXAS PACIFIC LAND|SPTD|MINT GLOBAL MARKETS, INC.|23507
TPL|TEXAS PACIFIC LAND|STFL|Stifel, Nicolaus & Company, Incorporated|782
TPL|TEXAS PACIFIC LAND|SWIM|TD Ameritrade, Inc.|11848
TPL|TEXAS PACIFIC LAND|SWST|Hilltop Securities Inc.|201
TPL|TEXAS PACIFIC LAND|TKNG|ALLY INVEST SECURITIES LLC|2
TPL|TEXAS PACIFIC LAND|TRBT|Tradebot Systems, Inc.|101
TPL|TEXAS PACIFIC LAND|UBSA|UBS SECURITIES LLC|11086
TPL|TEXAS PACIFIC LAND|UBSS|UBS Securities LLC|7509
TPL|TEXAS PACIFIC LAND|VALX|VIRTU AMERICAS LLC|665
TPL|TEXAS PACIFIC LAND|VGRD|Vanguard Marketing Corporation|4279
TPL|TEXAS PACIFIC LAND|WCHV|WELLS FARGO SECURITIES, LLC|4662
TPL|TEXAS PACIFIC LAND|WGIF|CIBC World Markets Inc.|11
TPL|TEXAS PACIFIC LAND|WSEA|WOLVERINE SECURITIES, LLC|275
TPL|TEXAS PACIFIC LAND|YKNA|COMHAR CAPITAL MARKETS, LLC|554
TPL|TEXAS PACIFIC LAND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|466
TPOR|DIREXION DAILY TRANS|APCC|Apex Clearing Corporation|1
TPOR|DIREXION DAILY TRANS|CANT|Cantor Fitzgerald & Co.|2294
TPOR|DIREXION DAILY TRANS|CHAS|Charles Schwab & Co., Inc.|3
TPOR|DIREXION DAILY TRANS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3018
TPOR|DIREXION DAILY TRANS|DBAX|Deutsche Bank Securities Inc.|1900
TPOR|DIREXION DAILY TRANS|EBXL|EBX LLC|1700
TPOR|DIREXION DAILY TRANS|ETRS|E*Trade Securities LLC|5160
TPOR|DIREXION DAILY TRANS|FILL|Tradestation Securities, Inc.|857
TPOR|DIREXION DAILY TRANS|FTBR|Foliofn Investments, Inc.|330
TPOR|DIREXION DAILY TRANS|GSLT|GOLDMAN SACHS & CO. LLC|900
TPOR|DIREXION DAILY TRANS|GTSZ|GTS SECURITIES LLC|21
TPOR|DIREXION DAILY TRANS|HRBF|American Enterprise Investment Services Inc.|50
TPOR|DIREXION DAILY TRANS|IATS|INTERACTIVE BROKERS LLC|26
TPOR|DIREXION DAILY TRANS|IBKR|Interactive Brokers Llc|2158
TPOR|DIREXION DAILY TRANS|ICBX|INSTINET, LLC|3119
TPOR|DIREXION DAILY TRANS|JPMX|J.P. Morgan Securities LLC|2200
TPOR|DIREXION DAILY TRANS|JSJX|JANE STREET CAPITAL LLC|8886
TPOR|DIREXION DAILY TRANS|KCGM|VIRTU Americas LLC|7272
TPOR|DIREXION DAILY TRANS|LEHM|Barclays Capital Inc./Le|3194
TPOR|DIREXION DAILY TRANS|LIME|Lime Brokerage LLC|714
TPOR|DIREXION DAILY TRANS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
TPOR|DIREXION DAILY TRANS|MSCO|MORGAN STANLEY & CO. LLC|2130
TPOR|DIREXION DAILY TRANS|MSPL|MORGAN STANLEY & CO. LLC|700
TPOR|DIREXION DAILY TRANS|NFSC|National Financial Services LLC|28785
TPOR|DIREXION DAILY TRANS|NITE|VIRTU Americas LLC|45207
TPOR|DIREXION DAILY TRANS|RBCM|RBC CAPITAL MARKETS, LLC|900
TPOR|DIREXION DAILY TRANS|SGMT|GOLDMAN SACHS & CO. LLC|848
TPOR|DIREXION DAILY TRANS|STTT|STATETRUST INVESTMENTS INC.|1010
TPOR|DIREXION DAILY TRANS|SWIM|TD Ameritrade, Inc.|2134
TPOR|DIREXION DAILY TRANS|TKNG|ALLY INVEST SECURITIES LLC|251
TPOR|DIREXION DAILY TRANS|TRCM|TRC MARKETS LLC|54
TPOR|DIREXION DAILY TRANS|UBSA|UBS SECURITIES LLC|4786
TPOR|DIREXION DAILY TRANS|UBSS|UBS Securities LLC|3316
TPOR|DIREXION DAILY TRANS|VGRD|Vanguard Marketing Corporation|5200
TPOR|DIREXION DAILY TRANS|WSEA|WOLVERINE SECURITIES, LLC|129
TPOR|DIREXION DAILY TRANS|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TPR|TAPESTRY, INC.|ABLE|NATIXIS Securities Americas LLC|51014
TPR|TAPESTRY, INC.|AGIS|Aegis Capital Corp.|114
TPR|TAPESTRY, INC.|ALTX|Alternet Securities Inc.|18284
TPR|TAPESTRY, INC.|ANOS|ABEL/NOSER, L.L.C.|700
TPR|TAPESTRY, INC.|APCC|Apex Clearing Corporation|13676
TPR|TAPESTRY, INC.|BALE|M&T SECURITIES, INC.|4417
TPR|TAPESTRY, INC.|BANK|Primevest Financial Services, Inc.|104
TPR|TAPESTRY, INC.|BARD|Robert W. Baird & Co. Incorporated|33967
TPR|TAPESTRY, INC.|BATM|CBOE TRADING, INC.|21416
TPR|TAPESTRY, INC.|BAYT|BTIG, LLC|8400
TPR|TAPESTRY, INC.|BBNT|BB&T SECURITIES, LLC|1754
TPR|TAPESTRY, INC.|BERN|Sanford C. Bernstein & Co., LLC|518113
TPR|TAPESTRY, INC.|BIAD|SAGETRADER, LLC|200
TPR|TAPESTRY, INC.|BIDS|BIDS TRADING L.P.|400
TPR|TAPESTRY, INC.|BIMI|Banca IMI Securities Corp.|184
TPR|TAPESTRY, INC.|BKCM|BNY Mellon Capital Markets LLC|2257
TPR|TAPESTRY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28791
TPR|TAPESTRY, INC.|BLKX|INSTINET, LLC|133200
TPR|TAPESTRY, INC.|BMOC|BMO Capital Markets Corp.|40256
TPR|TAPESTRY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|796341
TPR|TAPESTRY, INC.|BTIG|BTIG, LLC|93644
TPR|TAPESTRY, INC.|BYXM|CBOE TRADING, INC.|6944
TPR|TAPESTRY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
TPR|TAPESTRY, INC.|CANT|Cantor Fitzgerald & Co.|547
TPR|TAPESTRY, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|34800
TPR|TAPESTRY, INC.|CBRA|Cobra Trading, Inc.|900
TPR|TAPESTRY, INC.|CFGT|CF Global Trading, LLC|926
TPR|TAPESTRY, INC.|CHAS|Charles Schwab & Co., Inc.|33413
TPR|TAPESTRY, INC.|CIBP|CIBC World Markets Corp.|15796
TPR|TAPESTRY, INC.|CICF|Canaccord Genuity Corp.|2000
TPR|TAPESTRY, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|149077
TPR|TAPESTRY, INC.|CIST|Capital Institutional Services, Inc.|2189
TPR|TAPESTRY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|330641
TPR|TAPESTRY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8000
TPR|TAPESTRY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|47993
TPR|TAPESTRY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1117516
TPR|TAPESTRY, INC.|CTDL|Citadel Derivatives Group Llc|22634
TPR|TAPESTRY, INC.|CTLR|CUTLER GROUP, LP|6520
TPR|TAPESTRY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|234126
TPR|TAPESTRY, INC.|DAVA|Davenport & Company LLC|600
TPR|TAPESTRY, INC.|DBAB|Deutsche Bank Securities Inc.|503488
TPR|TAPESTRY, INC.|DBAX|Deutsche Bank Securities Inc.|651200
TPR|TAPESTRY, INC.|DBUL|Deutsche Bank Securities Inc.|2232
TPR|TAPESTRY, INC.|DCHF|Dart Executions, LLC|3784
TPR|TAPESTRY, INC.|DEAN|MORGAN STANLEY|4992
TPR|TAPESTRY, INC.|DEGS|RONIN PROFESSIONAL LLC|1300
TPR|TAPESTRY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|71834
TPR|TAPESTRY, INC.|DIVA|Divine Capital Markets LLC|4525
TPR|TAPESTRY, INC.|DRWK|DRW SECURITIES, L.L.C.|25397
TPR|TAPESTRY, INC.|EBXL|EBX LLC|578500
TPR|TAPESTRY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|124489
TPR|TAPESTRY, INC.|EDJC|Edward Jones / CDS|1539
TPR|TAPESTRY, INC.|EDJO|Edward D. Jones & Co., L.P.|50265
TPR|TAPESTRY, INC.|EGAM|CBOE TRADING, INC.|96658
TPR|TAPESTRY, INC.|EGAW|CBOE TRADING, INC.|463
TPR|TAPESTRY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2000
TPR|TAPESTRY, INC.|EGXM|CBOE TRADING, INC.|10964
TPR|TAPESTRY, INC.|EGXW|CBOE TRADING, INC.|200
TPR|TAPESTRY, INC.|EROP|Eroom Securities L.L.C.|2000
TPR|TAPESTRY, INC.|ETBE|Electronic Transaction Clearing, Inc.|53840
TPR|TAPESTRY, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|6900
TPR|TAPESTRY, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|91
TPR|TAPESTRY, INC.|ETCC|Electronic Transaction Clearing, Inc.|1215
TPR|TAPESTRY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38887
TPR|TAPESTRY, INC.|ETRS|E*Trade Securities LLC|187044
TPR|TAPESTRY, INC.|FBSB|U.S. Bancorp Investments, Inc.|559
TPR|TAPESTRY, INC.|FILL|Tradestation Securities, Inc.|12676
TPR|TAPESTRY, INC.|FINX|FINTECH SECURITIES|75
TPR|TAPESTRY, INC.|FMAF|NBCN Inc./ CDS|2270
TPR|TAPESTRY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|46521
TPR|TAPESTRY, INC.|FQLS|Quantlab Securities LP|1120202
TPR|TAPESTRY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|210907
TPR|TAPESTRY, INC.|FTBR|Foliofn Investments, Inc.|3856
TPR|TAPESTRY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5412
TPR|TAPESTRY, INC.|GLIS|TD Securities Inc|946
TPR|TAPESTRY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|102928
TPR|TAPESTRY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3511320
TPR|TAPESTRY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|5710
TPR|TAPESTRY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|28373
TPR|TAPESTRY, INC.|GTSZ|GTS SECURITIES LLC|201875
TPR|TAPESTRY, INC.|GUGS|Guggenheim Securities, LLC|25500
TPR|TAPESTRY, INC.|HAPX|HAP Trading, LLC|200
TPR|TAPESTRY, INC.|HRBF|American Enterprise Investment Services Inc.|9148
TPR|TAPESTRY, INC.|HSBC|HSBC Securities, Inc.|34277
TPR|TAPESTRY, INC.|IATS|INTERACTIVE BROKERS LLC|61784
TPR|TAPESTRY, INC.|IBKR|Interactive Brokers Llc|128358
TPR|TAPESTRY, INC.|IBSJ|Integrity Brokerage Services, Inc.|1654
TPR|TAPESTRY, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|558
TPR|TAPESTRY, INC.|ICBX|INSTINET, LLC|141366
TPR|TAPESTRY, INC.|IEQY|CITADEL SECURITIES LLC|265801
TPR|TAPESTRY, INC.|INCA|INSTINET, LLC|1121609
TPR|TAPESTRY, INC.|INJX|INSTINET, LLC|4876
TPR|TAPESTRY, INC.|ITGI|ITG Inc.|122174
TPR|TAPESTRY, INC.|ITGP|ITG INC.|892000
TPR|TAPESTRY, INC.|JANY|Janney Montgomery Scott Inc.|15821
TPR|TAPESTRY, INC.|JEFF|JEFFERIES LLC|582716
TPR|TAPESTRY, INC.|JMPT|JUMP TRADING, LLC|241299
TPR|TAPESTRY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|568244
TPR|TAPESTRY, INC.|JPMX|J.P. Morgan Securities LLC|1677129
TPR|TAPESTRY, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
TPR|TAPESTRY, INC.|JSJX|JANE STREET CAPITAL LLC|17879
TPR|TAPESTRY, INC.|KCGM|VIRTU Americas LLC|148921
TPR|TAPESTRY, INC.|LEHM|Barclays Capital Inc./Le|2694372
TPR|TAPESTRY, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1850
TPR|TAPESTRY, INC.|LIME|Lime Brokerage LLC|57275
TPR|TAPESTRY, INC.|LOOP|Loop Capital Markets LLC|800
TPR|TAPESTRY, INC.|LQNA|LIQUIDNET, INC.|620500
TPR|TAPESTRY, INC.|LSCI|Lek Securities Corporation|228
TPR|TAPESTRY, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TPR|TAPESTRY, INC.|MACC|Mid Atlantic Capital Corporation|108
TPR|TAPESTRY, INC.|MACQ|Macquarie Capital (USA) Inc.|1600
TPR|TAPESTRY, INC.|MAXM|Maxim Group LLC|2242
TPR|TAPESTRY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|382970
TPR|TAPESTRY, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
TPR|TAPESTRY, INC.|MOTF|MOTIF INVESTING, INC.|56
TPR|TAPESTRY, INC.|MSCO|MORGAN STANLEY & CO. LLC|5291148
TPR|TAPESTRY, INC.|MSPL|MORGAN STANLEY & CO. LLC|944400
TPR|TAPESTRY, INC.|MSTX|MORGAN STANLEY & CO. LLC|821200
TPR|TAPESTRY, INC.|NATL|National Securities Corporation|800
TPR|TAPESTRY, INC.|NFSC|National Financial Services LLC|278829
TPR|TAPESTRY, INC.|NITE|VIRTU Americas LLC|1191887
TPR|TAPESTRY, INC.|NITP|VIRTU Americas LLC|3646
TPR|TAPESTRY, INC.|NQRB|Brut, LLC|34799
TPR|TAPESTRY, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2228
TPR|TAPESTRY, INC.|NTRC|Northern Trust Securities, Inc.|6078
TPR|TAPESTRY, INC.|OHOS|TWO SIGMA SECURITIES, LLC|204846
TPR|TAPESTRY, INC.|OPCO|Oppenheimer & Co. Inc.|9429
TPR|TAPESTRY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
TPR|TAPESTRY, INC.|PDQM|CODA MARKETS, INC.|129684
TPR|TAPESTRY, INC.|PHLY|NASDAQ Execution Services, LLC|74600
TPR|TAPESTRY, INC.|PWJC|UBS Financial Services, Inc.|14109
TPR|TAPESTRY, INC.|QMSR|QUATTRO M SECURITIES INC.|3587
TPR|TAPESTRY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|15796
TPR|TAPESTRY, INC.|RGLD|Regal Securities, Inc|22940
TPR|TAPESTRY, INC.|SAGL|SAGETRADER, LLC|172891
TPR|TAPESTRY, INC.|SAGW|SAGETRADER, LLC|836
TPR|TAPESTRY, INC.|SALI|INTL FCSTONE FINANCIAL INC.|627
TPR|TAPESTRY, INC.|SBRX|MURIEL SIEBERT & CO INC|50
TPR|TAPESTRY, INC.|SBSH|Citigroup Global Markets Inc.|465193
TPR|TAPESTRY, INC.|SEIC|SEI Investments Distribution Co.|1210
TPR|TAPESTRY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|379770
TPR|TAPESTRY, INC.|SIBO|Prime Executions, Inc.|8860
TPR|TAPESTRY, INC.|SPDR|SPEEDROUTE LLC|50171
TPR|TAPESTRY, INC.|SPHN|Stephens Inc.|25017
TPR|TAPESTRY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|50973
TPR|TAPESTRY, INC.|STKP|STOCKPILE INVESTMENTS, INC.|214
TPR|TAPESTRY, INC.|STRS|STRATEGAS RESEARCH PARTNERS|800
TPR|TAPESTRY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|19614
TPR|TAPESTRY, INC.|SWIM|TD Ameritrade, Inc.|172173
TPR|TAPESTRY, INC.|SWST|Hilltop Securities Inc.|1942
TPR|TAPESTRY, INC.|TAGC|TELSEY ADVISORY GROUP LLC|17286
TPR|TAPESTRY, INC.|TKNG|ALLY INVEST SECURITIES LLC|1659
TPR|TAPESTRY, INC.|TRBT|Tradebot Systems, Inc.|555413
TPR|TAPESTRY, INC.|TRCM|TRC MARKETS LLC|442100
TPR|TAPESTRY, INC.|TWTT|TASTYWORKS, INC.|200
TPR|TAPESTRY, INC.|UBSA|UBS SECURITIES LLC|2562032
TPR|TAPESTRY, INC.|UBSS|UBS Securities LLC|2968984
TPR|TAPESTRY, INC.|VALX|VIRTU AMERICAS LLC|15356
TPR|TAPESTRY, INC.|VGRD|Vanguard Marketing Corporation|13016
TPR|TAPESTRY, INC.|WBET|Wallachbeth Capital LLC|21487
TPR|TAPESTRY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2029
TPR|TAPESTRY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|429082
TPR|TAPESTRY, INC.|WDNX|WEEDEN & CO.L.P.|12546
TPR|TAPESTRY, INC.|WEDB|WEDBUSH SECURITIES INC.|47617
TPR|TAPESTRY, INC.|WEED|Weeden & Co.L.P.|17539
TPR|TAPESTRY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|134751
TPR|TAPESTRY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1680
TPR|TAPESTRY, INC.|WGIF|CIBC World Markets Inc.|300
TPR|TAPESTRY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|870
TPR|TAPESTRY, INC.|WOLF|Wolfe Trahan Securities|4400
TPR|TAPESTRY, INC.|WSAG|WALL STREET ACCESS|897
TPR|TAPESTRY, INC.|WSEA|WOLVERINE SECURITIES, LLC|27178
TPR|TAPESTRY, INC.|XIST|INSTINET, LLC|67016
TPR|TAPESTRY, INC.|XPQR|Jump Trading|4312
TPR|TAPESTRY, INC.|XPUS|XP SECURITIES, LLC|6529
TPR|TAPESTRY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|118774
TPR|TAPESTRY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|14307
TPR|TAPESTRY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15803
TPRE|THIRD POINT REINS|ANOS|ABEL/NOSER, L.L.C.|15794
TPRE|THIRD POINT REINS|APCC|Apex Clearing Corporation|12103
TPRE|THIRD POINT REINS|BARD|Robert W. Baird & Co. Incorporated|19
TPRE|THIRD POINT REINS|BATM|CBOE TRADING, INC.|500
TPRE|THIRD POINT REINS|BAYC|BAY CREST PARTNERS, LLC|210
TPRE|THIRD POINT REINS|BAYT|BTIG, LLC|6653
TPRE|THIRD POINT REINS|BERN|Sanford C. Bernstein & Co., LLC|300
TPRE|THIRD POINT REINS|BIAD|SAGETRADER, LLC|1
TPRE|THIRD POINT REINS|BIDS|BIDS TRADING L.P.|6500
TPRE|THIRD POINT REINS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|65
TPRE|THIRD POINT REINS|BLKX|INSTINET, LLC|49000
TPRE|THIRD POINT REINS|BNPX|BNP PARIBAS SECURITIES CORP.|34991
TPRE|THIRD POINT REINS|BRVL|BLAYLOCK VAN, LLC|900
TPRE|THIRD POINT REINS|BTIG|BTIG, LLC|504
TPRE|THIRD POINT REINS|BYXM|CBOE TRADING, INC.|526
TPRE|THIRD POINT REINS|BZYD|GOLDMAN SACHS & CO. LLC|2900
TPRE|THIRD POINT REINS|CHAS|Charles Schwab & Co., Inc.|200
TPRE|THIRD POINT REINS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12252
TPRE|THIRD POINT REINS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7000
TPRE|THIRD POINT REINS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|250302
TPRE|THIRD POINT REINS|CTDL|Citadel Derivatives Group Llc|18482
TPRE|THIRD POINT REINS|CXCX|CITIGROUP GLOBAL MARKETS INC.|67124
TPRE|THIRD POINT REINS|DBAB|Deutsche Bank Securities Inc.|60010
TPRE|THIRD POINT REINS|DBAX|Deutsche Bank Securities Inc.|256800
TPRE|THIRD POINT REINS|DBUL|Deutsche Bank Securities Inc.|600
TPRE|THIRD POINT REINS|DEAN|MORGAN STANLEY|1246
TPRE|THIRD POINT REINS|DEGS|RONIN PROFESSIONAL LLC|647
TPRE|THIRD POINT REINS|EBXL|EBX LLC|118000
TPRE|THIRD POINT REINS|ECUT|CONVERGEX EXECUTION SOLUTIONS|63118
TPRE|THIRD POINT REINS|EGAM|CBOE TRADING, INC.|2956
TPRE|THIRD POINT REINS|EGAW|CBOE TRADING, INC.|400
TPRE|THIRD POINT REINS|EGXM|CBOE TRADING, INC.|93
TPRE|THIRD POINT REINS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|13357
TPRE|THIRD POINT REINS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
TPRE|THIRD POINT REINS|ETCC|Electronic Transaction Clearing, Inc.|300
TPRE|THIRD POINT REINS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2400
TPRE|THIRD POINT REINS|ETRS|E*Trade Securities LLC|56061
TPRE|THIRD POINT REINS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|480
TPRE|THIRD POINT REINS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20059
TPRE|THIRD POINT REINS|FTBR|Foliofn Investments, Inc.|1272
TPRE|THIRD POINT REINS|GLPX|ACS EXECUTION SERVICES, LLC|2798
TPRE|THIRD POINT REINS|GSCO|GOLDMAN SACHS & CO. LLC|328473
TPRE|THIRD POINT REINS|GSCS|GOLDMAN SACHS & CO. LLC|500
TPRE|THIRD POINT REINS|GSLT|GOLDMAN SACHS & CO. LLC|2055
TPRE|THIRD POINT REINS|GTSZ|GTS SECURITIES LLC|35356
TPRE|THIRD POINT REINS|HSBC|HSBC Securities, Inc.|846
TPRE|THIRD POINT REINS|IATS|INTERACTIVE BROKERS LLC|10
TPRE|THIRD POINT REINS|IBKR|Interactive Brokers Llc|12038
TPRE|THIRD POINT REINS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|190
TPRE|THIRD POINT REINS|ICBX|INSTINET, LLC|53073
TPRE|THIRD POINT REINS|IEQY|CITADEL SECURITIES LLC|3999
TPRE|THIRD POINT REINS|INCA|INSTINET, LLC|90360
TPRE|THIRD POINT REINS|INJX|INSTINET, LLC|9410
TPRE|THIRD POINT REINS|ITGI|ITG Inc.|38883
TPRE|THIRD POINT REINS|ITGP|ITG INC.|304400
TPRE|THIRD POINT REINS|JEFF|JEFFERIES LLC|71346
TPRE|THIRD POINT REINS|JMPT|JUMP TRADING, LLC|651
TPRE|THIRD POINT REINS|JPBX|J.P. MORGAN SECURITIES LLC|18530
TPRE|THIRD POINT REINS|JPMX|J.P. Morgan Securities LLC|741578
TPRE|THIRD POINT REINS|JSJX|JANE STREET CAPITAL LLC|18586
TPRE|THIRD POINT REINS|KCGM|VIRTU Americas LLC|46296
TPRE|THIRD POINT REINS|LEHM|Barclays Capital Inc./Le|481352
TPRE|THIRD POINT REINS|LIME|Lime Brokerage LLC|8870
TPRE|THIRD POINT REINS|LOOP|Loop Capital Markets LLC|5378
TPRE|THIRD POINT REINS|LSCI|Lek Securities Corporation|2
TPRE|THIRD POINT REINS|MACQ|Macquarie Capital (USA) Inc.|6240
TPRE|THIRD POINT REINS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|287618
TPRE|THIRD POINT REINS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|14028
TPRE|THIRD POINT REINS|MSCO|MORGAN STANLEY & CO. LLC|422856
TPRE|THIRD POINT REINS|MSPL|MORGAN STANLEY & CO. LLC|420300
TPRE|THIRD POINT REINS|MSTX|MORGAN STANLEY & CO. LLC|131200
TPRE|THIRD POINT REINS|NFSC|National Financial Services LLC|16210
TPRE|THIRD POINT REINS|NITE|VIRTU Americas LLC|168607
TPRE|THIRD POINT REINS|NITP|VIRTU Americas LLC|39481
TPRE|THIRD POINT REINS|NQRB|Brut, LLC|900
TPRE|THIRD POINT REINS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2080
TPRE|THIRD POINT REINS|PDQM|CODA MARKETS, INC.|46207
TPRE|THIRD POINT REINS|RBCM|RBC CAPITAL MARKETS, LLC|156
TPRE|THIRD POINT REINS|SAGL|SAGETRADER, LLC|100
TPRE|THIRD POINT REINS|SAGW|SAGETRADER, LLC|400
TPRE|THIRD POINT REINS|SBSH|Citigroup Global Markets Inc.|55807
TPRE|THIRD POINT REINS|SGMT|GOLDMAN SACHS & CO. LLC|101160
TPRE|THIRD POINT REINS|SPDR|SPEEDROUTE LLC|26258
TPRE|THIRD POINT REINS|STFL|Stifel, Nicolaus & Company, Incorporated|900
TPRE|THIRD POINT REINS|SWIM|TD Ameritrade, Inc.|4496
TPRE|THIRD POINT REINS|SWST|Hilltop Securities Inc.|985
TPRE|THIRD POINT REINS|TRBT|Tradebot Systems, Inc.|742
TPRE|THIRD POINT REINS|TRCM|TRC MARKETS LLC|10543
TPRE|THIRD POINT REINS|TWTT|TASTYWORKS, INC.|800
TPRE|THIRD POINT REINS|UBSA|UBS SECURITIES LLC|307837
TPRE|THIRD POINT REINS|UBSS|UBS Securities LLC|234502
TPRE|THIRD POINT REINS|VALX|VIRTU AMERICAS LLC|68514
TPRE|THIRD POINT REINS|VGRD|Vanguard Marketing Corporation|681
TPRE|THIRD POINT REINS|WCHV|WELLS FARGO SECURITIES, LLC|39231
TPRE|THIRD POINT REINS|WEED|Weeden & Co.L.P.|7208
TPRE|THIRD POINT REINS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|837
TPRE|THIRD POINT REINS|WSEA|WOLVERINE SECURITIES, LLC|1396
TPRE|THIRD POINT REINS|XIST|INSTINET, LLC|20800
TPRE|THIRD POINT REINS|XPUS|XP SECURITIES, LLC|18800
TPRE|THIRD POINT REINS|XSTM|NATIONAL FINANCIAL SERVICES LLC|17800
TPRE|THIRD POINT REINS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
TPVG|TRIPLEPOINT VENTURE|ALTX|Alternet Securities Inc.|31
TPVG|TRIPLEPOINT VENTURE|APCC|Apex Clearing Corporation|66
TPVG|TRIPLEPOINT VENTURE|BATM|CBOE TRADING, INC.|170
TPVG|TRIPLEPOINT VENTURE|BBNT|BB&T SECURITIES, LLC|200
TPVG|TRIPLEPOINT VENTURE|BIAD|SAGETRADER, LLC|1
TPVG|TRIPLEPOINT VENTURE|BNKS|Fig Partners, LLC|13325
TPVG|TRIPLEPOINT VENTURE|BZYD|GOLDMAN SACHS & CO. LLC|1731
TPVG|TRIPLEPOINT VENTURE|CANT|Cantor Fitzgerald & Co.|2813
TPVG|TRIPLEPOINT VENTURE|CHAS|Charles Schwab & Co., Inc.|741
TPVG|TRIPLEPOINT VENTURE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
TPVG|TRIPLEPOINT VENTURE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
TPVG|TRIPLEPOINT VENTURE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
TPVG|TRIPLEPOINT VENTURE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9964
TPVG|TRIPLEPOINT VENTURE|DBAB|Deutsche Bank Securities Inc.|2100
TPVG|TRIPLEPOINT VENTURE|DBAX|Deutsche Bank Securities Inc.|7400
TPVG|TRIPLEPOINT VENTURE|DEAN|MORGAN STANLEY|1252
TPVG|TRIPLEPOINT VENTURE|DEGS|RONIN PROFESSIONAL LLC|100
TPVG|TRIPLEPOINT VENTURE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
TPVG|TRIPLEPOINT VENTURE|EBXL|EBX LLC|5500
TPVG|TRIPLEPOINT VENTURE|EDJO|Edward D. Jones & Co., L.P.|406
TPVG|TRIPLEPOINT VENTURE|EGAM|CBOE TRADING, INC.|100
TPVG|TRIPLEPOINT VENTURE|EGXM|CBOE TRADING, INC.|2500
TPVG|TRIPLEPOINT VENTURE|ESPO|ESPOSITO SECURITIES, LLC|2443
TPVG|TRIPLEPOINT VENTURE|ETBE|Electronic Transaction Clearing, Inc.|200
TPVG|TRIPLEPOINT VENTURE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
TPVG|TRIPLEPOINT VENTURE|ETRS|E*Trade Securities LLC|63264
TPVG|TRIPLEPOINT VENTURE|FILL|Tradestation Securities, Inc.|400
TPVG|TRIPLEPOINT VENTURE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5809
TPVG|TRIPLEPOINT VENTURE|FTBR|Foliofn Investments, Inc.|214
TPVG|TRIPLEPOINT VENTURE|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TPVG|TRIPLEPOINT VENTURE|GLPX|ACS EXECUTION SERVICES, LLC|2525
TPVG|TRIPLEPOINT VENTURE|GSCO|GOLDMAN SACHS & CO. LLC|3540
TPVG|TRIPLEPOINT VENTURE|GSCS|GOLDMAN SACHS & CO. LLC|678
TPVG|TRIPLEPOINT VENTURE|GSLT|GOLDMAN SACHS & CO. LLC|600
TPVG|TRIPLEPOINT VENTURE|GTSZ|GTS SECURITIES LLC|3515
TPVG|TRIPLEPOINT VENTURE|HRBF|American Enterprise Investment Services Inc.|13500
TPVG|TRIPLEPOINT VENTURE|IATS|INTERACTIVE BROKERS LLC|4168
TPVG|TRIPLEPOINT VENTURE|IBKR|Interactive Brokers Llc|4012
TPVG|TRIPLEPOINT VENTURE|ICBX|INSTINET, LLC|300
TPVG|TRIPLEPOINT VENTURE|INCA|INSTINET, LLC|1552
TPVG|TRIPLEPOINT VENTURE|ITGI|ITG Inc.|1320
TPVG|TRIPLEPOINT VENTURE|ITGP|ITG INC.|1200
TPVG|TRIPLEPOINT VENTURE|JANY|Janney Montgomery Scott Inc.|14
TPVG|TRIPLEPOINT VENTURE|JMPT|JUMP TRADING, LLC|176
TPVG|TRIPLEPOINT VENTURE|JPMX|J.P. Morgan Securities LLC|19036
TPVG|TRIPLEPOINT VENTURE|JSJX|JANE STREET CAPITAL LLC|309
TPVG|TRIPLEPOINT VENTURE|KCGM|VIRTU Americas LLC|1250
TPVG|TRIPLEPOINT VENTURE|LEHM|Barclays Capital Inc./Le|12354
TPVG|TRIPLEPOINT VENTURE|LIME|Lime Brokerage LLC|4731
TPVG|TRIPLEPOINT VENTURE|LSCI|Lek Securities Corporation|494
TPVG|TRIPLEPOINT VENTURE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TPVG|TRIPLEPOINT VENTURE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
TPVG|TRIPLEPOINT VENTURE|MSCO|MORGAN STANLEY & CO. LLC|50027
TPVG|TRIPLEPOINT VENTURE|MSPL|MORGAN STANLEY & CO. LLC|19400
TPVG|TRIPLEPOINT VENTURE|MSTX|MORGAN STANLEY & CO. LLC|1400
TPVG|TRIPLEPOINT VENTURE|NFSC|National Financial Services LLC|202788
TPVG|TRIPLEPOINT VENTURE|NITE|VIRTU Americas LLC|227643
TPVG|TRIPLEPOINT VENTURE|NITP|VIRTU Americas LLC|100
TPVG|TRIPLEPOINT VENTURE|NQRB|Brut, LLC|1400
TPVG|TRIPLEPOINT VENTURE|NTBF|BMO Nesbitt Burns Inc./CDS|700
TPVG|TRIPLEPOINT VENTURE|OPCO|Oppenheimer & Co. Inc.|906
TPVG|TRIPLEPOINT VENTURE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TPVG|TRIPLEPOINT VENTURE|PDQM|CODA MARKETS, INC.|3057
TPVG|TRIPLEPOINT VENTURE|PWJC|UBS Financial Services, Inc.|100
TPVG|TRIPLEPOINT VENTURE|RBCM|RBC CAPITAL MARKETS, LLC|4950
TPVG|TRIPLEPOINT VENTURE|SGMT|GOLDMAN SACHS & CO. LLC|2510
TPVG|TRIPLEPOINT VENTURE|SPDR|SPEEDROUTE LLC|100
TPVG|TRIPLEPOINT VENTURE|SPTD|MINT GLOBAL MARKETS, INC.|400
TPVG|TRIPLEPOINT VENTURE|STFL|Stifel, Nicolaus & Company, Incorporated|998
TPVG|TRIPLEPOINT VENTURE|SWIM|TD Ameritrade, Inc.|9589
TPVG|TRIPLEPOINT VENTURE|SWST|Hilltop Securities Inc.|2376
TPVG|TRIPLEPOINT VENTURE|TKNG|ALLY INVEST SECURITIES LLC|2461
TPVG|TRIPLEPOINT VENTURE|TRBT|Tradebot Systems, Inc.|1364
TPVG|TRIPLEPOINT VENTURE|TRCM|TRC MARKETS LLC|3100
TPVG|TRIPLEPOINT VENTURE|UBSA|UBS SECURITIES LLC|23926
TPVG|TRIPLEPOINT VENTURE|UBSS|UBS Securities LLC|41257
TPVG|TRIPLEPOINT VENTURE|VALX|VIRTU AMERICAS LLC|1615
TPVG|TRIPLEPOINT VENTURE|VGRD|Vanguard Marketing Corporation|51097
TPVG|TRIPLEPOINT VENTURE|WCHV|WELLS FARGO SECURITIES, LLC|79764
TPVG|TRIPLEPOINT VENTURE|WEED|Weeden & Co.L.P.|10
TPVG|TRIPLEPOINT VENTURE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1714
TPVG|TRIPLEPOINT VENTURE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1933
TPVG|TRIPLEPOINT VENTURE|WSEA|WOLVERINE SECURITIES, LLC|2350
TPVG|TRIPLEPOINT VENTURE|XPQR|Jump Trading|100
TPVG|TRIPLEPOINT VENTURE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TPVG|TRIPLEPOINT VENTURE|YKNA|COMHAR CAPITAL MARKETS, LLC|401
TPVG|TRIPLEPOINT VENTURE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4949
TPVY|TRIPLEPOINT VNTR NT|BANK|Primevest Financial Services, Inc.|14
TPVY|TRIPLEPOINT VNTR NT|BARD|Robert W. Baird & Co. Incorporated|198
TPVY|TRIPLEPOINT VNTR NT|BATM|CBOE TRADING, INC.|100
TPVY|TRIPLEPOINT VNTR NT|BBNT|BB&T SECURITIES, LLC|600
TPVY|TRIPLEPOINT VNTR NT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|355
TPVY|TRIPLEPOINT VNTR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
TPVY|TRIPLEPOINT VNTR NT|DBAX|Deutsche Bank Securities Inc.|100
TPVY|TRIPLEPOINT VNTR NT|DEAN|MORGAN STANLEY|2450
TPVY|TRIPLEPOINT VNTR NT|GSCS|GOLDMAN SACHS & CO. LLC|200
TPVY|TRIPLEPOINT VNTR NT|GTSZ|GTS SECURITIES LLC|100
TPVY|TRIPLEPOINT VNTR NT|HRBF|American Enterprise Investment Services Inc.|183
TPVY|TRIPLEPOINT VNTR NT|IATS|INTERACTIVE BROKERS LLC|4200
TPVY|TRIPLEPOINT VNTR NT|IBKR|Interactive Brokers Llc|9836
TPVY|TRIPLEPOINT VNTR NT|JANY|Janney Montgomery Scott Inc.|1900
TPVY|TRIPLEPOINT VNTR NT|LIME|Lime Brokerage LLC|153
TPVY|TRIPLEPOINT VNTR NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
TPVY|TRIPLEPOINT VNTR NT|NFSC|National Financial Services LLC|3580
TPVY|TRIPLEPOINT VNTR NT|NITE|VIRTU Americas LLC|15054
TPVY|TRIPLEPOINT VNTR NT|SGMT|GOLDMAN SACHS & CO. LLC|100
TPVY|TRIPLEPOINT VNTR NT|SPDR|SPEEDROUTE LLC|100
TPVY|TRIPLEPOINT VNTR NT|STFL|Stifel, Nicolaus & Company, Incorporated|2315
TPVY|TRIPLEPOINT VNTR NT|UBSA|UBS SECURITIES LLC|1900
TPVY|TRIPLEPOINT VNTR NT|UBSS|UBS Securities LLC|3156
TPVY|TRIPLEPOINT VNTR NT|VGRD|Vanguard Marketing Corporation|338
TPVY|TRIPLEPOINT VNTR NT|WCHV|WELLS FARGO SECURITIES, LLC|9691
TPX|TEMPUR SEALY INTL|ABLE|NATIXIS Securities Americas LLC|46617
TPX|TEMPUR SEALY INTL|ADAM|CANACCORD GENUITY INC.|3510
TPX|TEMPUR SEALY INTL|ALTX|Alternet Securities Inc.|15316
TPX|TEMPUR SEALY INTL|APCC|Apex Clearing Corporation|649
TPX|TEMPUR SEALY INTL|BARD|Robert W. Baird & Co. Incorporated|222
TPX|TEMPUR SEALY INTL|BATM|CBOE TRADING, INC.|13148
TPX|TEMPUR SEALY INTL|BAYT|BTIG, LLC|1802
TPX|TEMPUR SEALY INTL|BBNT|BB&T SECURITIES, LLC|175
TPX|TEMPUR SEALY INTL|BERN|Sanford C. Bernstein & Co., LLC|57389
TPX|TEMPUR SEALY INTL|BIDS|BIDS TRADING L.P.|200
TPX|TEMPUR SEALY INTL|BKCM|BNY Mellon Capital Markets LLC|9524
TPX|TEMPUR SEALY INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|818
TPX|TEMPUR SEALY INTL|BLKX|INSTINET, LLC|73400
TPX|TEMPUR SEALY INTL|BNPX|BNP PARIBAS SECURITIES CORP.|24248
TPX|TEMPUR SEALY INTL|BRVL|BLAYLOCK VAN, LLC|300
TPX|TEMPUR SEALY INTL|BTIG|BTIG, LLC|868553
TPX|TEMPUR SEALY INTL|BYXM|CBOE TRADING, INC.|1630
TPX|TEMPUR SEALY INTL|BZYD|GOLDMAN SACHS & CO. LLC|500
TPX|TEMPUR SEALY INTL|CANT|Cantor Fitzgerald & Co.|4063
TPX|TEMPUR SEALY INTL|CBLC|CITIGROUP GLOBAL MARKETS INC.|47800
TPX|TEMPUR SEALY INTL|CHAS|Charles Schwab & Co., Inc.|20
TPX|TEMPUR SEALY INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|257820
TPX|TEMPUR SEALY INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1360
TPX|TEMPUR SEALY INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1395
TPX|TEMPUR SEALY INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|415107
TPX|TEMPUR SEALY INTL|CTDL|Citadel Derivatives Group Llc|39227
TPX|TEMPUR SEALY INTL|CTLR|CUTLER GROUP, LP|32023
TPX|TEMPUR SEALY INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|62992
TPX|TEMPUR SEALY INTL|DBAB|Deutsche Bank Securities Inc.|288270
TPX|TEMPUR SEALY INTL|DBAX|Deutsche Bank Securities Inc.|305100
TPX|TEMPUR SEALY INTL|DBUL|Deutsche Bank Securities Inc.|5716
TPX|TEMPUR SEALY INTL|DCHF|Dart Executions, LLC|3391
TPX|TEMPUR SEALY INTL|DEAN|MORGAN STANLEY|14441
TPX|TEMPUR SEALY INTL|DEGS|RONIN PROFESSIONAL LLC|100
TPX|TEMPUR SEALY INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37876
TPX|TEMPUR SEALY INTL|EBXL|EBX LLC|198500
TPX|TEMPUR SEALY INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|28831
TPX|TEMPUR SEALY INTL|EDJO|Edward D. Jones & Co., L.P.|777
TPX|TEMPUR SEALY INTL|EGAM|CBOE TRADING, INC.|10812
TPX|TEMPUR SEALY INTL|EGMT|EG MARKET TECHNOLOGIES LLC|1700
TPX|TEMPUR SEALY INTL|EGXM|CBOE TRADING, INC.|4686
TPX|TEMPUR SEALY INTL|EGXW|CBOE TRADING, INC.|64
TPX|TEMPUR SEALY INTL|ETBE|Electronic Transaction Clearing, Inc.|33219
TPX|TEMPUR SEALY INTL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
TPX|TEMPUR SEALY INTL|ETCC|Electronic Transaction Clearing, Inc.|420
TPX|TEMPUR SEALY INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39407
TPX|TEMPUR SEALY INTL|ETRS|E*Trade Securities LLC|555836
TPX|TEMPUR SEALY INTL|FCST|INTL FCSTONE FINANCIAL INC.|1080
TPX|TEMPUR SEALY INTL|FILL|Tradestation Securities, Inc.|942
TPX|TEMPUR SEALY INTL|FMAF|NBCN Inc./ CDS|3032
TPX|TEMPUR SEALY INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9272
TPX|TEMPUR SEALY INTL|FQLS|Quantlab Securities LP|408474
TPX|TEMPUR SEALY INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|109524
TPX|TEMPUR SEALY INTL|FTBR|Foliofn Investments, Inc.|18
TPX|TEMPUR SEALY INTL|GARC|ICAP Corporates LLC|400
TPX|TEMPUR SEALY INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|13511
TPX|TEMPUR SEALY INTL|GLIS|TD Securities Inc|300
TPX|TEMPUR SEALY INTL|GLPX|ACS EXECUTION SERVICES, LLC|45323
TPX|TEMPUR SEALY INTL|GSCO|GOLDMAN SACHS & CO. LLC|1152056
TPX|TEMPUR SEALY INTL|GSCS|GOLDMAN SACHS & CO. LLC|39626
TPX|TEMPUR SEALY INTL|GSLT|GOLDMAN SACHS & CO. LLC|12568
TPX|TEMPUR SEALY INTL|GTSZ|GTS SECURITIES LLC|47194
TPX|TEMPUR SEALY INTL|HAPX|HAP Trading, LLC|1819
TPX|TEMPUR SEALY INTL|HRBF|American Enterprise Investment Services Inc.|2445
TPX|TEMPUR SEALY INTL|HSBC|HSBC Securities, Inc.|128
TPX|TEMPUR SEALY INTL|IATS|INTERACTIVE BROKERS LLC|14376
TPX|TEMPUR SEALY INTL|IBKR|Interactive Brokers Llc|15829
TPX|TEMPUR SEALY INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|186
TPX|TEMPUR SEALY INTL|ICBX|INSTINET, LLC|39963
TPX|TEMPUR SEALY INTL|IEQY|CITADEL SECURITIES LLC|125906
TPX|TEMPUR SEALY INTL|INCA|INSTINET, LLC|310020
TPX|TEMPUR SEALY INTL|INJX|INSTINET, LLC|8164
TPX|TEMPUR SEALY INTL|ITGI|ITG Inc.|60057
TPX|TEMPUR SEALY INTL|ITGP|ITG INC.|104000
TPX|TEMPUR SEALY INTL|JANY|Janney Montgomery Scott Inc.|67
TPX|TEMPUR SEALY INTL|JEFF|JEFFERIES LLC|179110
TPX|TEMPUR SEALY INTL|JMPT|JUMP TRADING, LLC|79994
TPX|TEMPUR SEALY INTL|JPBX|J.P. MORGAN SECURITIES LLC|58171
TPX|TEMPUR SEALY INTL|JPMX|J.P. Morgan Securities LLC|482848
TPX|TEMPUR SEALY INTL|JSJX|JANE STREET CAPITAL LLC|26959
TPX|TEMPUR SEALY INTL|KCGM|VIRTU Americas LLC|39672
TPX|TEMPUR SEALY INTL|LEHM|Barclays Capital Inc./Le|1031055
TPX|TEMPUR SEALY INTL|LIME|Lime Brokerage LLC|46185
TPX|TEMPUR SEALY INTL|LIWE|LIME BROKERAGE LLC|1315
TPX|TEMPUR SEALY INTL|LQNA|LIQUIDNET, INC.|5000
TPX|TEMPUR SEALY INTL|LSCI|Lek Securities Corporation|46425
TPX|TEMPUR SEALY INTL|LVMR|LIVERMORE TRADING GROUP, INC.|5850
TPX|TEMPUR SEALY INTL|MACQ|Macquarie Capital (USA) Inc.|5165
TPX|TEMPUR SEALY INTL|MAXM|Maxim Group LLC|6268
TPX|TEMPUR SEALY INTL|MBTS|ALLY INVEST SECURITIES LLC|100
TPX|TEMPUR SEALY INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94438
TPX|TEMPUR SEALY INTL|MNDX|TJM Investments, LLC|200
TPX|TEMPUR SEALY INTL|MOTF|MOTIF INVESTING, INC.|2
TPX|TEMPUR SEALY INTL|MSCO|MORGAN STANLEY & CO. LLC|1696623
TPX|TEMPUR SEALY INTL|MSPL|MORGAN STANLEY & CO. LLC|473200
TPX|TEMPUR SEALY INTL|MSTX|MORGAN STANLEY & CO. LLC|224700
TPX|TEMPUR SEALY INTL|NEUB|NEUBERGER BERMAN BD LLC|35
TPX|TEMPUR SEALY INTL|NFSC|National Financial Services LLC|61374
TPX|TEMPUR SEALY INTL|NITE|VIRTU Americas LLC|516229
TPX|TEMPUR SEALY INTL|NITP|VIRTU Americas LLC|300
TPX|TEMPUR SEALY INTL|NMRA|Nomura Securities International, Inc.|100
TPX|TEMPUR SEALY INTL|NQRB|Brut, LLC|7695
TPX|TEMPUR SEALY INTL|NTBF|BMO Nesbitt Burns Inc./CDS|200
TPX|TEMPUR SEALY INTL|NTRC|Northern Trust Securities, Inc.|283
TPX|TEMPUR SEALY INTL|OHOS|TWO SIGMA SECURITIES, LLC|98930
TPX|TEMPUR SEALY INTL|ONEL|O'NEIL SECURITIES, INCORPORATED|79500
TPX|TEMPUR SEALY INTL|OPCO|Oppenheimer & Co. Inc.|100
TPX|TEMPUR SEALY INTL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
TPX|TEMPUR SEALY INTL|PDQM|CODA MARKETS, INC.|51963
TPX|TEMPUR SEALY INTL|PHLY|NASDAQ Execution Services, LLC|3800
TPX|TEMPUR SEALY INTL|PIPR|Piper Jaffray & Co.|50
TPX|TEMPUR SEALY INTL|PWJC|UBS Financial Services, Inc.|655
TPX|TEMPUR SEALY INTL|QMSR|QUATTRO M SECURITIES INC.|17646
TPX|TEMPUR SEALY INTL|RBCM|RBC CAPITAL MARKETS, LLC|483
TPX|TEMPUR SEALY INTL|RHCO|Suntrust Robinson Humphrey, Inc.|7400
TPX|TEMPUR SEALY INTL|RHOX|XR Securities LLC|24709
TPX|TEMPUR SEALY INTL|RILY|B. RILEY FBR, INC.|95
TPX|TEMPUR SEALY INTL|SAGL|SAGETRADER, LLC|21280
TPX|TEMPUR SEALY INTL|SAGW|SAGETRADER, LLC|200
TPX|TEMPUR SEALY INTL|SALI|INTL FCSTONE FINANCIAL INC.|29
TPX|TEMPUR SEALY INTL|SBRX|MURIEL SIEBERT & CO INC|10
TPX|TEMPUR SEALY INTL|SBSH|Citigroup Global Markets Inc.|79660
TPX|TEMPUR SEALY INTL|SGMT|GOLDMAN SACHS & CO. LLC|129757
TPX|TEMPUR SEALY INTL|SIDC|Sidoti & Company, LLC|600
TPX|TEMPUR SEALY INTL|SPDR|SPEEDROUTE LLC|3130
TPX|TEMPUR SEALY INTL|STFL|Stifel, Nicolaus & Company, Incorporated|1455
TPX|TEMPUR SEALY INTL|STKP|STOCKPILE INVESTMENTS, INC.|2
TPX|TEMPUR SEALY INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1057
TPX|TEMPUR SEALY INTL|SWIM|TD Ameritrade, Inc.|264642
TPX|TEMPUR SEALY INTL|SWST|Hilltop Securities Inc.|134
TPX|TEMPUR SEALY INTL|TKNG|ALLY INVEST SECURITIES LLC|6061
TPX|TEMPUR SEALY INTL|TRBT|Tradebot Systems, Inc.|273826
TPX|TEMPUR SEALY INTL|TRCM|TRC MARKETS LLC|103158
TPX|TEMPUR SEALY INTL|UBSA|UBS SECURITIES LLC|583732
TPX|TEMPUR SEALY INTL|UBSS|UBS Securities LLC|1338107
TPX|TEMPUR SEALY INTL|VALX|VIRTU AMERICAS LLC|15124
TPX|TEMPUR SEALY INTL|VGRD|Vanguard Marketing Corporation|2422
TPX|TEMPUR SEALY INTL|WABR|Wall Street Access|1000
TPX|TEMPUR SEALY INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|1578
TPX|TEMPUR SEALY INTL|WCHV|WELLS FARGO SECURITIES, LLC|73804
TPX|TEMPUR SEALY INTL|WDNX|WEEDEN & CO.L.P.|150
TPX|TEMPUR SEALY INTL|WEDB|WEDBUSH SECURITIES INC.|200
TPX|TEMPUR SEALY INTL|WEED|Weeden & Co.L.P.|9760
TPX|TEMPUR SEALY INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19043
TPX|TEMPUR SEALY INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57110
TPX|TEMPUR SEALY INTL|WFPB|Wells Fargo Securities, LLC.|250
TPX|TEMPUR SEALY INTL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|68
TPX|TEMPUR SEALY INTL|WOLF|Wolfe Trahan Securities|300
TPX|TEMPUR SEALY INTL|WSEA|WOLVERINE SECURITIES, LLC|8273
TPX|TEMPUR SEALY INTL|WTCO|Williams Trading LLC|10000
TPX|TEMPUR SEALY INTL|WTFS|JUST2TRADE, INC.|50
TPX|TEMPUR SEALY INTL|XIST|INSTINET, LLC|64600
TPX|TEMPUR SEALY INTL|XPQR|Jump Trading|4442
TPX|TEMPUR SEALY INTL|XPUS|XP SECURITIES, LLC|120
TPX|TEMPUR SEALY INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|21800
TPX|TEMPUR SEALY INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|2059
TPX|TEMPUR SEALY INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|149
TPYP|TORTOISE NORTH AMERI|APCC|Apex Clearing Corporation|2
TPYP|TORTOISE NORTH AMERI|BBNT|BB&T SECURITIES, LLC|7279
TPYP|TORTOISE NORTH AMERI|BYXM|CBOE TRADING, INC.|592
TPYP|TORTOISE NORTH AMERI|CHAS|Charles Schwab & Co., Inc.|600
TPYP|TORTOISE NORTH AMERI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9653
TPYP|TORTOISE NORTH AMERI|CSIN|Citadel Securities Institutional LLC|450089
TPYP|TORTOISE NORTH AMERI|CTDL|Citadel Derivatives Group Llc|472638
TPYP|TORTOISE NORTH AMERI|DBAX|Deutsche Bank Securities Inc.|900
TPYP|TORTOISE NORTH AMERI|DEAN|MORGAN STANLEY|679
TPYP|TORTOISE NORTH AMERI|EBXL|EBX LLC|1200
TPYP|TORTOISE NORTH AMERI|ETRS|E*Trade Securities LLC|379
TPYP|TORTOISE NORTH AMERI|FTBR|Foliofn Investments, Inc.|1
TPYP|TORTOISE NORTH AMERI|GSCO|GOLDMAN SACHS & CO. LLC|400
TPYP|TORTOISE NORTH AMERI|GSLT|GOLDMAN SACHS & CO. LLC|10387
TPYP|TORTOISE NORTH AMERI|GTSZ|GTS SECURITIES LLC|700
TPYP|TORTOISE NORTH AMERI|ICBX|INSTINET, LLC|306
TPYP|TORTOISE NORTH AMERI|INCA|INSTINET, LLC|100
TPYP|TORTOISE NORTH AMERI|JPMX|J.P. Morgan Securities LLC|200
TPYP|TORTOISE NORTH AMERI|JSEB|JANE STREET EXECUTION SERVICES, LLC|11115
TPYP|TORTOISE NORTH AMERI|JSJX|JANE STREET CAPITAL LLC|39744
TPYP|TORTOISE NORTH AMERI|KCGM|VIRTU Americas LLC|41556
TPYP|TORTOISE NORTH AMERI|LEHM|Barclays Capital Inc./Le|1000
TPYP|TORTOISE NORTH AMERI|LIME|Lime Brokerage LLC|2117
TPYP|TORTOISE NORTH AMERI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TPYP|TORTOISE NORTH AMERI|MACC|Mid Atlantic Capital Corporation|1305
TPYP|TORTOISE NORTH AMERI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
TPYP|TORTOISE NORTH AMERI|MSCO|MORGAN STANLEY & CO. LLC|13971
TPYP|TORTOISE NORTH AMERI|MSPL|MORGAN STANLEY & CO. LLC|1600
TPYP|TORTOISE NORTH AMERI|NFSC|National Financial Services LLC|196415
TPYP|TORTOISE NORTH AMERI|NITE|VIRTU Americas LLC|108417
TPYP|TORTOISE NORTH AMERI|NITP|VIRTU Americas LLC|100
TPYP|TORTOISE NORTH AMERI|RBCM|RBC CAPITAL MARKETS, LLC|2020
TPYP|TORTOISE NORTH AMERI|SGMT|GOLDMAN SACHS & CO. LLC|600
TPYP|TORTOISE NORTH AMERI|STFL|Stifel, Nicolaus & Company, Incorporated|393
TPYP|TORTOISE NORTH AMERI|UBSA|UBS SECURITIES LLC|7469
TPYP|TORTOISE NORTH AMERI|UBSS|UBS Securities LLC|5776
TPYP|TORTOISE NORTH AMERI|VGRD|Vanguard Marketing Corporation|850
TPYP|TORTOISE NORTH AMERI|WCHV|WELLS FARGO SECURITIES, LLC|609
TPYP|TORTOISE NORTH AMERI|WEDB|WEDBUSH SECURITIES INC.|1
TPYP|TORTOISE NORTH AMERI|WSEA|WOLVERINE SECURITIES, LLC|4
TPYP|TORTOISE NORTH AMERI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4848
TPZ|TORTOISE PWR AND ENE|ALTX|Alternet Securities Inc.|100
TPZ|TORTOISE PWR AND ENE|APCC|Apex Clearing Corporation|163
TPZ|TORTOISE PWR AND ENE|BANK|Primevest Financial Services, Inc.|3
TPZ|TORTOISE PWR AND ENE|BATM|CBOE TRADING, INC.|100
TPZ|TORTOISE PWR AND ENE|BBNT|BB&T SECURITIES, LLC|2846
TPZ|TORTOISE PWR AND ENE|BTIG|BTIG, LLC|3540
TPZ|TORTOISE PWR AND ENE|BYXM|CBOE TRADING, INC.|100
TPZ|TORTOISE PWR AND ENE|CANT|Cantor Fitzgerald & Co.|194
TPZ|TORTOISE PWR AND ENE|CHAS|Charles Schwab & Co., Inc.|102
TPZ|TORTOISE PWR AND ENE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
TPZ|TORTOISE PWR AND ENE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1033
TPZ|TORTOISE PWR AND ENE|CTDL|Citadel Derivatives Group Llc|200
TPZ|TORTOISE PWR AND ENE|DAVA|Davenport & Company LLC|8384
TPZ|TORTOISE PWR AND ENE|DBAX|Deutsche Bank Securities Inc.|1200
TPZ|TORTOISE PWR AND ENE|DEAN|MORGAN STANLEY|1456
TPZ|TORTOISE PWR AND ENE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3090
TPZ|TORTOISE PWR AND ENE|EBXL|EBX LLC|1400
TPZ|TORTOISE PWR AND ENE|EDJO|Edward D. Jones & Co., L.P.|1649
TPZ|TORTOISE PWR AND ENE|EGAM|CBOE TRADING, INC.|500
TPZ|TORTOISE PWR AND ENE|ESPO|ESPOSITO SECURITIES, LLC|2616
TPZ|TORTOISE PWR AND ENE|ETRS|E*Trade Securities LLC|3968
TPZ|TORTOISE PWR AND ENE|FILL|Tradestation Securities, Inc.|399
TPZ|TORTOISE PWR AND ENE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1900
TPZ|TORTOISE PWR AND ENE|FTBR|Foliofn Investments, Inc.|4
TPZ|TORTOISE PWR AND ENE|GLPX|ACS EXECUTION SERVICES, LLC|1000
TPZ|TORTOISE PWR AND ENE|GSCO|GOLDMAN SACHS & CO. LLC|562
TPZ|TORTOISE PWR AND ENE|GSCS|GOLDMAN SACHS & CO. LLC|200
TPZ|TORTOISE PWR AND ENE|GTSZ|GTS SECURITIES LLC|3200
TPZ|TORTOISE PWR AND ENE|HRBF|American Enterprise Investment Services Inc.|13252
TPZ|TORTOISE PWR AND ENE|IATS|INTERACTIVE BROKERS LLC|1730
TPZ|TORTOISE PWR AND ENE|IBKR|Interactive Brokers Llc|3112
TPZ|TORTOISE PWR AND ENE|ICBX|INSTINET, LLC|800
TPZ|TORTOISE PWR AND ENE|INCA|INSTINET, LLC|1010
TPZ|TORTOISE PWR AND ENE|ITGI|ITG Inc.|300
TPZ|TORTOISE PWR AND ENE|ITGP|ITG INC.|600
TPZ|TORTOISE PWR AND ENE|JANY|Janney Montgomery Scott Inc.|28
TPZ|TORTOISE PWR AND ENE|KCGM|VIRTU Americas LLC|400
TPZ|TORTOISE PWR AND ENE|LEHM|Barclays Capital Inc./Le|1000
TPZ|TORTOISE PWR AND ENE|LIME|Lime Brokerage LLC|103
TPZ|TORTOISE PWR AND ENE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|130
TPZ|TORTOISE PWR AND ENE|MAXM|Maxim Group LLC|2000
TPZ|TORTOISE PWR AND ENE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
TPZ|TORTOISE PWR AND ENE|MSCO|MORGAN STANLEY & CO. LLC|10689
TPZ|TORTOISE PWR AND ENE|MSPL|MORGAN STANLEY & CO. LLC|4100
TPZ|TORTOISE PWR AND ENE|MSTX|MORGAN STANLEY & CO. LLC|600
TPZ|TORTOISE PWR AND ENE|NFSC|National Financial Services LLC|37375
TPZ|TORTOISE PWR AND ENE|NITE|VIRTU Americas LLC|83263
TPZ|TORTOISE PWR AND ENE|NQRB|Brut, LLC|2800
TPZ|TORTOISE PWR AND ENE|OPCO|Oppenheimer & Co. Inc.|7
TPZ|TORTOISE PWR AND ENE|PDQM|CODA MARKETS, INC.|1996
TPZ|TORTOISE PWR AND ENE|PWJC|UBS Financial Services, Inc.|6360
TPZ|TORTOISE PWR AND ENE|RBCM|RBC CAPITAL MARKETS, LLC|5513
TPZ|TORTOISE PWR AND ENE|SAGC|SAGETRADER, LLC|100
TPZ|TORTOISE PWR AND ENE|SBSH|Citigroup Global Markets Inc.|34
TPZ|TORTOISE PWR AND ENE|SGMT|GOLDMAN SACHS & CO. LLC|500
TPZ|TORTOISE PWR AND ENE|STFL|Stifel, Nicolaus & Company, Incorporated|409
TPZ|TORTOISE PWR AND ENE|SWIM|TD Ameritrade, Inc.|914
TPZ|TORTOISE PWR AND ENE|SWST|Hilltop Securities Inc.|1629
TPZ|TORTOISE PWR AND ENE|TRBT|Tradebot Systems, Inc.|976
TPZ|TORTOISE PWR AND ENE|UBSA|UBS SECURITIES LLC|4312
TPZ|TORTOISE PWR AND ENE|UBSS|UBS Securities LLC|19020
TPZ|TORTOISE PWR AND ENE|VALX|VIRTU AMERICAS LLC|800
TPZ|TORTOISE PWR AND ENE|VGRD|Vanguard Marketing Corporation|17279
TPZ|TORTOISE PWR AND ENE|WCHV|WELLS FARGO SECURITIES, LLC|26779
TPZ|TORTOISE PWR AND ENE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10330
TPZ|TORTOISE PWR AND ENE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1006
TQQQ|PROSHRES ULTRPRO QQQ|ADAM|CANACCORD GENUITY INC.|50
TQQQ|PROSHRES ULTRPRO QQQ|ALTX|Alternet Securities Inc.|46667
TQQQ|PROSHRES ULTRPRO QQQ|APCC|Apex Clearing Corporation|417380
TQQQ|PROSHRES ULTRPRO QQQ|BATM|CBOE TRADING, INC.|67290
TQQQ|PROSHRES ULTRPRO QQQ|BBNT|BB&T SECURITIES, LLC|2450
TQQQ|PROSHRES ULTRPRO QQQ|BIAD|SAGETRADER, LLC|1800
TQQQ|PROSHRES ULTRPRO QQQ|BIDS|BIDS TRADING L.P.|4000
TQQQ|PROSHRES ULTRPRO QQQ|BIMI|Banca IMI Securities Corp.|20
TQQQ|PROSHRES ULTRPRO QQQ|BKCM|BNY Mellon Capital Markets LLC|200
TQQQ|PROSHRES ULTRPRO QQQ|BKMM|BNY MELLON CAPITAL MARKETS, LLC|267493
TQQQ|PROSHRES ULTRPRO QQQ|BMOC|BMO Capital Markets Corp.|1500
TQQQ|PROSHRES ULTRPRO QQQ|BYXM|CBOE TRADING, INC.|38716
TQQQ|PROSHRES ULTRPRO QQQ|CANT|Cantor Fitzgerald & Co.|887
TQQQ|PROSHRES ULTRPRO QQQ|CHAS|Charles Schwab & Co., Inc.|143686
TQQQ|PROSHRES ULTRPRO QQQ|CICF|Canaccord Genuity Corp.|430
TQQQ|PROSHRES ULTRPRO QQQ|CMTT|CMT TRADING LLC|4912
TQQQ|PROSHRES ULTRPRO QQQ|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17760
TQQQ|PROSHRES ULTRPRO QQQ|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6543
TQQQ|PROSHRES ULTRPRO QQQ|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14557
TQQQ|PROSHRES ULTRPRO QQQ|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1413988
TQQQ|PROSHRES ULTRPRO QQQ|CSIN|Citadel Securities Institutional LLC|26300
TQQQ|PROSHRES ULTRPRO QQQ|CTDL|Citadel Derivatives Group Llc|132197
TQQQ|PROSHRES ULTRPRO QQQ|CTLR|CUTLER GROUP, LP|655
TQQQ|PROSHRES ULTRPRO QQQ|CXCX|CITIGROUP GLOBAL MARKETS INC.|40100
TQQQ|PROSHRES ULTRPRO QQQ|DADA|D.A. Davidson & Co.|960
TQQQ|PROSHRES ULTRPRO QQQ|DBAB|Deutsche Bank Securities Inc.|91400
TQQQ|PROSHRES ULTRPRO QQQ|DBAX|Deutsche Bank Securities Inc.|281600
TQQQ|PROSHRES ULTRPRO QQQ|DCHF|Dart Executions, LLC|2329320
TQQQ|PROSHRES ULTRPRO QQQ|DEAN|MORGAN STANLEY|42509
TQQQ|PROSHRES ULTRPRO QQQ|DEGS|RONIN PROFESSIONAL LLC|200
TQQQ|PROSHRES ULTRPRO QQQ|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31392
TQQQ|PROSHRES ULTRPRO QQQ|DRWJ|DRW SECURITIES, L.L.C.|2989013
TQQQ|PROSHRES ULTRPRO QQQ|EBXL|EBX LLC|903300
TQQQ|PROSHRES ULTRPRO QQQ|ECUT|CONVERGEX EXECUTION SOLUTIONS|791374
TQQQ|PROSHRES ULTRPRO QQQ|EDJO|Edward D. Jones & Co., L.P.|1856
TQQQ|PROSHRES ULTRPRO QQQ|EGAM|CBOE TRADING, INC.|205612
TQQQ|PROSHRES ULTRPRO QQQ|EGAW|CBOE TRADING, INC.|1310
TQQQ|PROSHRES ULTRPRO QQQ|EGXM|CBOE TRADING, INC.|192084
TQQQ|PROSHRES ULTRPRO QQQ|EGXW|CBOE TRADING, INC.|600
TQQQ|PROSHRES ULTRPRO QQQ|ETBE|Electronic Transaction Clearing, Inc.|79347
TQQQ|PROSHRES ULTRPRO QQQ|ETCB|ETC BROKERAGE SERVICES, LLC|4725
TQQQ|PROSHRES ULTRPRO QQQ|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3652
TQQQ|PROSHRES ULTRPRO QQQ|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28519
TQQQ|PROSHRES ULTRPRO QQQ|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
TQQQ|PROSHRES ULTRPRO QQQ|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|78000
TQQQ|PROSHRES ULTRPRO QQQ|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|316
TQQQ|PROSHRES ULTRPRO QQQ|ETRS|E*Trade Securities LLC|9034384
TQQQ|PROSHRES ULTRPRO QQQ|FBCO|Credit Suisse Securities (USA) LLC|2614115
TQQQ|PROSHRES ULTRPRO QQQ|FBSB|U.S. Bancorp Investments, Inc.|6766
TQQQ|PROSHRES ULTRPRO QQQ|FILL|Tradestation Securities, Inc.|1157621
TQQQ|PROSHRES ULTRPRO QQQ|FMAF|NBCN Inc./ CDS|210039
TQQQ|PROSHRES ULTRPRO QQQ|FOMA|TD AMERITRADE CLEARING, INC.|20721029
TQQQ|PROSHRES ULTRPRO QQQ|FQLS|Quantlab Securities LP|190646
TQQQ|PROSHRES ULTRPRO QQQ|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37697
TQQQ|PROSHRES ULTRPRO QQQ|FTBR|Foliofn Investments, Inc.|20167
TQQQ|PROSHRES ULTRPRO QQQ|GEBB|GLOBAL EXECUTION BROKERS, LP|102460
TQQQ|PROSHRES ULTRPRO QQQ|GFRY|JUMP TRADING, LLC|184512
TQQQ|PROSHRES ULTRPRO QQQ|GLIS|TD Securities Inc|4378
TQQQ|PROSHRES ULTRPRO QQQ|GLPX|ACS EXECUTION SERVICES, LLC|38574
TQQQ|PROSHRES ULTRPRO QQQ|GSCO|GOLDMAN SACHS & CO. LLC|356616
TQQQ|PROSHRES ULTRPRO QQQ|GSCS|GOLDMAN SACHS & CO. LLC|19464
TQQQ|PROSHRES ULTRPRO QQQ|GSIC|GLOBAL STRATEGIC INVESTMENTS|4529
TQQQ|PROSHRES ULTRPRO QQQ|GSLT|GOLDMAN SACHS & CO. LLC|53781
TQQQ|PROSHRES ULTRPRO QQQ|GTSZ|GTS SECURITIES LLC|5944822
TQQQ|PROSHRES ULTRPRO QQQ|HAPX|HAP Trading, LLC|3504
TQQQ|PROSHRES ULTRPRO QQQ|HASF|Haywood Securities Inc./CDS|7311
TQQQ|PROSHRES ULTRPRO QQQ|HRBF|American Enterprise Investment Services Inc.|9926
TQQQ|PROSHRES ULTRPRO QQQ|HSBC|HSBC Securities, Inc.|41138
TQQQ|PROSHRES ULTRPRO QQQ|IATS|INTERACTIVE BROKERS LLC|1233078
TQQQ|PROSHRES ULTRPRO QQQ|IBKR|Interactive Brokers Llc|9049404
TQQQ|PROSHRES ULTRPRO QQQ|ICBX|INSTINET, LLC|415866
TQQQ|PROSHRES ULTRPRO QQQ|INCA|INSTINET, LLC|768691
TQQQ|PROSHRES ULTRPRO QQQ|INJX|INSTINET, LLC|9500
TQQQ|PROSHRES ULTRPRO QQQ|ITGI|ITG Inc.|210223
TQQQ|PROSHRES ULTRPRO QQQ|ITGP|ITG INC.|267400
TQQQ|PROSHRES ULTRPRO QQQ|JANY|Janney Montgomery Scott Inc.|830
TQQQ|PROSHRES ULTRPRO QQQ|JEFF|JEFFERIES LLC|14985
TQQQ|PROSHRES ULTRPRO QQQ|JMPT|JUMP TRADING, LLC|259234
TQQQ|PROSHRES ULTRPRO QQQ|JPMX|J.P. Morgan Securities LLC|105862
TQQQ|PROSHRES ULTRPRO QQQ|JSEB|JANE STREET EXECUTION SERVICES, LLC|940700
TQQQ|PROSHRES ULTRPRO QQQ|JSJX|JANE STREET CAPITAL LLC|5221225
TQQQ|PROSHRES ULTRPRO QQQ|JUTA|JUMP TRADING, LLC|8363
TQQQ|PROSHRES ULTRPRO QQQ|KCGM|VIRTU Americas LLC|163026
TQQQ|PROSHRES ULTRPRO QQQ|LEHM|Barclays Capital Inc./Le|1110584
TQQQ|PROSHRES ULTRPRO QQQ|LIME|Lime Brokerage LLC|182157
TQQQ|PROSHRES ULTRPRO QQQ|LIWM|LIME BROKERAGE LLC|49920
TQQQ|PROSHRES ULTRPRO QQQ|LPCM|Lampert Capital Markets Inc.|100
TQQQ|PROSHRES ULTRPRO QQQ|LSCI|Lek Securities Corporation|4919
TQQQ|PROSHRES ULTRPRO QQQ|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TQQQ|PROSHRES ULTRPRO QQQ|MACC|Mid Atlantic Capital Corporation|155
TQQQ|PROSHRES ULTRPRO QQQ|MBTS|ALLY INVEST SECURITIES LLC|1587
TQQQ|PROSHRES ULTRPRO QQQ|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1918580
TQQQ|PROSHRES ULTRPRO QQQ|MOTF|MOTIF INVESTING, INC.|222
TQQQ|PROSHRES ULTRPRO QQQ|MPSG|E D & F Man Capital Markets Inc.|28603
TQQQ|PROSHRES ULTRPRO QQQ|MSCO|MORGAN STANLEY & CO. LLC|5044066
TQQQ|PROSHRES ULTRPRO QQQ|MSPL|MORGAN STANLEY & CO. LLC|22400
TQQQ|PROSHRES ULTRPRO QQQ|MSTX|MORGAN STANLEY & CO. LLC|100
TQQQ|PROSHRES ULTRPRO QQQ|NFSC|National Financial Services LLC|27074768
TQQQ|PROSHRES ULTRPRO QQQ|NITE|VIRTU Americas LLC|25649815
TQQQ|PROSHRES ULTRPRO QQQ|NITP|VIRTU Americas LLC|556691
TQQQ|PROSHRES ULTRPRO QQQ|NQRB|Brut, LLC|293419
TQQQ|PROSHRES ULTRPRO QQQ|NTRC|Northern Trust Securities, Inc.|1000
TQQQ|PROSHRES ULTRPRO QQQ|OHOS|TWO SIGMA SECURITIES, LLC|4685
TQQQ|PROSHRES ULTRPRO QQQ|OLDM|OLD MISSION CAPITAL, LLC|417281
TQQQ|PROSHRES ULTRPRO QQQ|OPCO|Oppenheimer & Co. Inc.|11832
TQQQ|PROSHRES ULTRPRO QQQ|PCPT|PHILLIP CAPITAL INC.|18335
TQQQ|PROSHRES ULTRPRO QQQ|PDQM|CODA MARKETS, INC.|53209
TQQQ|PROSHRES ULTRPRO QQQ|PHLY|NASDAQ Execution Services, LLC|183000
TQQQ|PROSHRES ULTRPRO QQQ|PICT|Pictet Overseas Inc.|4010
TQQQ|PROSHRES ULTRPRO QQQ|POIN|PRECISION SECURITIES, LLC (POIN)|100
TQQQ|PROSHRES ULTRPRO QQQ|PWJC|UBS Financial Services, Inc.|4175
TQQQ|PROSHRES ULTRPRO QQQ|RAJA|Raymond James & Associates, Inc.|2616
TQQQ|PROSHRES ULTRPRO QQQ|RBCM|RBC CAPITAL MARKETS, LLC|1990
TQQQ|PROSHRES ULTRPRO QQQ|RGLD|Regal Securities, Inc|3016
TQQQ|PROSHRES ULTRPRO QQQ|RHOX|XR Securities LLC|4258163
TQQQ|PROSHRES ULTRPRO QQQ|RJLC|RJL CAPITAL GROUP, LLC|2950
TQQQ|PROSHRES ULTRPRO QQQ|SAGL|SAGETRADER, LLC|14619
TQQQ|PROSHRES ULTRPRO QQQ|SALI|INTL FCSTONE FINANCIAL INC.|400
TQQQ|PROSHRES ULTRPRO QQQ|SBSH|Citigroup Global Markets Inc.|127493
TQQQ|PROSHRES ULTRPRO QQQ|SGMT|GOLDMAN SACHS & CO. LLC|1048606
TQQQ|PROSHRES ULTRPRO QQQ|SHMR|ABN Amro Clearing LLC|27520
TQQQ|PROSHRES ULTRPRO QQQ|SOGO|Wang Investment Associates, Inc.|1114
TQQQ|PROSHRES ULTRPRO QQQ|SPDR|SPEEDROUTE LLC|67610
TQQQ|PROSHRES ULTRPRO QQQ|STFL|Stifel, Nicolaus & Company, Incorporated|900
TQQQ|PROSHRES ULTRPRO QQQ|STKP|STOCKPILE INVESTMENTS, INC.|248
TQQQ|PROSHRES ULTRPRO QQQ|STXG|Stockcross Financial Services, Inc.|30
TQQQ|PROSHRES ULTRPRO QQQ|SWIM|TD Ameritrade, Inc.|6451354
TQQQ|PROSHRES ULTRPRO QQQ|SWST|Hilltop Securities Inc.|6600
TQQQ|PROSHRES ULTRPRO QQQ|TDFS|TRADERFIELD SECURITIES INC.|1350
TQQQ|PROSHRES ULTRPRO QQQ|TKNG|ALLY INVEST SECURITIES LLC|152074
TQQQ|PROSHRES ULTRPRO QQQ|TRBT|Tradebot Systems, Inc.|6373708
TQQQ|PROSHRES ULTRPRO QQQ|TRCM|TRC MARKETS LLC|8272571
TQQQ|PROSHRES ULTRPRO QQQ|TWTT|TASTYWORKS, INC.|3699
TQQQ|PROSHRES ULTRPRO QQQ|UBSA|UBS SECURITIES LLC|990038
TQQQ|PROSHRES ULTRPRO QQQ|UBSS|UBS Securities LLC|1887115
TQQQ|PROSHRES ULTRPRO QQQ|VALX|VIRTU AMERICAS LLC|343652
TQQQ|PROSHRES ULTRPRO QQQ|VGRD|Vanguard Marketing Corporation|1356110
TQQQ|PROSHRES ULTRPRO QQQ|VIEW|VIEWTRADE SECURITIES LLC|1120
TQQQ|PROSHRES ULTRPRO QQQ|VSIN|Vision Financial Markets Llc|7312
TQQQ|PROSHRES ULTRPRO QQQ|WBLR|WILLIAM BLAIR|500
TQQQ|PROSHRES ULTRPRO QQQ|WBPX|SUMMIT SECURITIES GROUP, LLC|200
TQQQ|PROSHRES ULTRPRO QQQ|WCHV|WELLS FARGO SECURITIES, LLC|717895
TQQQ|PROSHRES ULTRPRO QQQ|WEDB|WEDBUSH SECURITIES INC.|106050
TQQQ|PROSHRES ULTRPRO QQQ|WEXM|WOLVERINE EXECUTION SERVICES, LLC|338404
TQQQ|PROSHRES ULTRPRO QQQ|WEXX|WOLVERINE EXECUTION SERVICES, LLC|318524
TQQQ|PROSHRES ULTRPRO QQQ|WGIF|CIBC World Markets Inc.|101878
TQQQ|PROSHRES ULTRPRO QQQ|WHOT|JUST2TRADE, INC.|1648
TQQQ|PROSHRES ULTRPRO QQQ|WSEA|WOLVERINE SECURITIES, LLC|362173
TQQQ|PROSHRES ULTRPRO QQQ|XSTM|NATIONAL FINANCIAL SERVICES LLC|8100
TQQQ|PROSHRES ULTRPRO QQQ|YKNA|COMHAR CAPITAL MARKETS, LLC|2457
TQQQ|PROSHRES ULTRPRO QQQ|YLPL|Linsco/Private Ledger Financial Services, Incorporated|900
TR|TOOTSIE ROLL IND|APCC|Apex Clearing Corporation|117
TR|TOOTSIE ROLL IND|BATM|CBOE TRADING, INC.|400
TR|TOOTSIE ROLL IND|BAYC|BAY CREST PARTNERS, LLC|90
TR|TOOTSIE ROLL IND|BBNT|BB&T SECURITIES, LLC|1020
TR|TOOTSIE ROLL IND|BERN|Sanford C. Bernstein & Co., LLC|311
TR|TOOTSIE ROLL IND|BIAD|SAGETRADER, LLC|200
TR|TOOTSIE ROLL IND|BIDS|BIDS TRADING L.P.|300
TR|TOOTSIE ROLL IND|BKCM|BNY Mellon Capital Markets LLC|3033
TR|TOOTSIE ROLL IND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|121
TR|TOOTSIE ROLL IND|BNPX|BNP PARIBAS SECURITIES CORP.|2284
TR|TOOTSIE ROLL IND|BTIG|BTIG, LLC|111443
TR|TOOTSIE ROLL IND|BZYD|GOLDMAN SACHS & CO. LLC|229
TR|TOOTSIE ROLL IND|CHAS|Charles Schwab & Co., Inc.|149
TR|TOOTSIE ROLL IND|CIST|Capital Institutional Services, Inc.|1768
TR|TOOTSIE ROLL IND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7887
TR|TOOTSIE ROLL IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34916
TR|TOOTSIE ROLL IND|CTDL|Citadel Derivatives Group Llc|746
TR|TOOTSIE ROLL IND|CXCX|CITIGROUP GLOBAL MARKETS INC.|2754
TR|TOOTSIE ROLL IND|DBAB|Deutsche Bank Securities Inc.|15011
TR|TOOTSIE ROLL IND|DBAX|Deutsche Bank Securities Inc.|18600
TR|TOOTSIE ROLL IND|DBUL|Deutsche Bank Securities Inc.|960
TR|TOOTSIE ROLL IND|DEAN|MORGAN STANLEY|61391
TR|TOOTSIE ROLL IND|DEGS|RONIN PROFESSIONAL LLC|325
TR|TOOTSIE ROLL IND|EBXL|EBX LLC|12800
TR|TOOTSIE ROLL IND|ECUT|CONVERGEX EXECUTION SOLUTIONS|31884
TR|TOOTSIE ROLL IND|EDJO|Edward D. Jones & Co., L.P.|717
TR|TOOTSIE ROLL IND|EGAM|CBOE TRADING, INC.|1495
TR|TOOTSIE ROLL IND|EGMT|EG MARKET TECHNOLOGIES LLC|200
TR|TOOTSIE ROLL IND|EGXM|CBOE TRADING, INC.|220
TR|TOOTSIE ROLL IND|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2700
TR|TOOTSIE ROLL IND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12240
TR|TOOTSIE ROLL IND|ETRS|E*Trade Securities LLC|2799
TR|TOOTSIE ROLL IND|FILL|Tradestation Securities, Inc.|9
TR|TOOTSIE ROLL IND|FINX|FINTECH SECURITIES|412
TR|TOOTSIE ROLL IND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
TR|TOOTSIE ROLL IND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4335
TR|TOOTSIE ROLL IND|FTBR|Foliofn Investments, Inc.|5
TR|TOOTSIE ROLL IND|GSCO|GOLDMAN SACHS & CO. LLC|86168
TR|TOOTSIE ROLL IND|GSCS|GOLDMAN SACHS & CO. LLC|4857
TR|TOOTSIE ROLL IND|GSLT|GOLDMAN SACHS & CO. LLC|1499
TR|TOOTSIE ROLL IND|GTSZ|GTS SECURITIES LLC|5691
TR|TOOTSIE ROLL IND|HRBF|American Enterprise Investment Services Inc.|1515
TR|TOOTSIE ROLL IND|IBKR|Interactive Brokers Llc|262
TR|TOOTSIE ROLL IND|ICBX|INSTINET, LLC|2600
TR|TOOTSIE ROLL IND|IEQY|CITADEL SECURITIES LLC|3706
TR|TOOTSIE ROLL IND|INCA|INSTINET, LLC|15818
TR|TOOTSIE ROLL IND|INJX|INSTINET, LLC|200
TR|TOOTSIE ROLL IND|ITGI|ITG Inc.|1200
TR|TOOTSIE ROLL IND|ITGP|ITG INC.|6200
TR|TOOTSIE ROLL IND|JANY|Janney Montgomery Scott Inc.|1191
TR|TOOTSIE ROLL IND|JEFF|JEFFERIES LLC|2124
TR|TOOTSIE ROLL IND|JMPT|JUMP TRADING, LLC|1261
TR|TOOTSIE ROLL IND|JPBX|J.P. MORGAN SECURITIES LLC|14362
TR|TOOTSIE ROLL IND|JPMX|J.P. Morgan Securities LLC|49845
TR|TOOTSIE ROLL IND|KCGM|VIRTU Americas LLC|4130
TR|TOOTSIE ROLL IND|LEHM|Barclays Capital Inc./Le|56599
TR|TOOTSIE ROLL IND|LIME|Lime Brokerage LLC|6184
TR|TOOTSIE ROLL IND|MACC|Mid Atlantic Capital Corporation|11
TR|TOOTSIE ROLL IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6700
TR|TOOTSIE ROLL IND|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|360
TR|TOOTSIE ROLL IND|MSCO|MORGAN STANLEY & CO. LLC|67210
TR|TOOTSIE ROLL IND|MSPL|MORGAN STANLEY & CO. LLC|6500
TR|TOOTSIE ROLL IND|MSTX|MORGAN STANLEY & CO. LLC|6800
TR|TOOTSIE ROLL IND|NEUB|NEUBERGER BERMAN BD LLC|1400
TR|TOOTSIE ROLL IND|NFSC|National Financial Services LLC|17309
TR|TOOTSIE ROLL IND|NITE|VIRTU Americas LLC|36004
TR|TOOTSIE ROLL IND|NITP|VIRTU Americas LLC|100
TR|TOOTSIE ROLL IND|NQRB|Brut, LLC|1737
TR|TOOTSIE ROLL IND|OPCO|Oppenheimer & Co. Inc.|581
TR|TOOTSIE ROLL IND|PDQM|CODA MARKETS, INC.|2590
TR|TOOTSIE ROLL IND|PWJC|UBS Financial Services, Inc.|236
TR|TOOTSIE ROLL IND|RBCM|RBC CAPITAL MARKETS, LLC|1741
TR|TOOTSIE ROLL IND|SAGW|SAGETRADER, LLC|106
TR|TOOTSIE ROLL IND|SBSH|Citigroup Global Markets Inc.|7442
TR|TOOTSIE ROLL IND|SGMT|GOLDMAN SACHS & CO. LLC|18979
TR|TOOTSIE ROLL IND|STFL|Stifel, Nicolaus & Company, Incorporated|10199
TR|TOOTSIE ROLL IND|STKP|STOCKPILE INVESTMENTS, INC.|16
TR|TOOTSIE ROLL IND|SWIM|TD Ameritrade, Inc.|487
TR|TOOTSIE ROLL IND|TKNG|ALLY INVEST SECURITIES LLC|700
TR|TOOTSIE ROLL IND|TRBT|Tradebot Systems, Inc.|2084
TR|TOOTSIE ROLL IND|TRCM|TRC MARKETS LLC|7826
TR|TOOTSIE ROLL IND|UBSA|UBS SECURITIES LLC|71057
TR|TOOTSIE ROLL IND|UBSS|UBS Securities LLC|95439
TR|TOOTSIE ROLL IND|VALX|VIRTU AMERICAS LLC|3349
TR|TOOTSIE ROLL IND|VGRD|Vanguard Marketing Corporation|1550
TR|TOOTSIE ROLL IND|WCHV|WELLS FARGO SECURITIES, LLC|7963
TR|TOOTSIE ROLL IND|WDNX|WEEDEN & CO.L.P.|2000
TR|TOOTSIE ROLL IND|WEDB|WEDBUSH SECURITIES INC.|1881
TR|TOOTSIE ROLL IND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1794
TR|TOOTSIE ROLL IND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2000
TR|TOOTSIE ROLL IND|WSEA|WOLVERINE SECURITIES, LLC|1646
TR|TOOTSIE ROLL IND|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
TR|TOOTSIE ROLL IND|XIST|INSTINET, LLC|12618
TR|TOOTSIE ROLL IND|XPQR|Jump Trading|100
TR|TOOTSIE ROLL IND|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
TR|TOOTSIE ROLL IND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1242
TRC|TEJON RANCH CO|ALTX|Alternet Securities Inc.|3120
TRC|TEJON RANCH CO|APCC|Apex Clearing Corporation|5790
TRC|TEJON RANCH CO|BARD|Robert W. Baird & Co. Incorporated|136
TRC|TEJON RANCH CO|BATM|CBOE TRADING, INC.|300
TRC|TEJON RANCH CO|BAYC|BAY CREST PARTNERS, LLC|74
TRC|TEJON RANCH CO|BBNT|BB&T SECURITIES, LLC|401
TRC|TEJON RANCH CO|BERN|Sanford C. Bernstein & Co., LLC|556
TRC|TEJON RANCH CO|BIDS|BIDS TRADING L.P.|100
TRC|TEJON RANCH CO|BLKX|INSTINET, LLC|10400
TRC|TEJON RANCH CO|BNPX|BNP PARIBAS SECURITIES CORP.|5014
TRC|TEJON RANCH CO|BYXM|CBOE TRADING, INC.|50
TRC|TEJON RANCH CO|BZYD|GOLDMAN SACHS & CO. LLC|1300
TRC|TEJON RANCH CO|CHAS|Charles Schwab & Co., Inc.|501
TRC|TEJON RANCH CO|CIST|Capital Institutional Services, Inc.|900
TRC|TEJON RANCH CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16908
TRC|TEJON RANCH CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3301
TRC|TEJON RANCH CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46228
TRC|TEJON RANCH CO|CTDL|Citadel Derivatives Group Llc|1643
TRC|TEJON RANCH CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|8542
TRC|TEJON RANCH CO|DBAB|Deutsche Bank Securities Inc.|16354
TRC|TEJON RANCH CO|DBAX|Deutsche Bank Securities Inc.|17500
TRC|TEJON RANCH CO|DEAN|MORGAN STANLEY|1821
TRC|TEJON RANCH CO|DEGS|RONIN PROFESSIONAL LLC|325
TRC|TEJON RANCH CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
TRC|TEJON RANCH CO|EBXL|EBX LLC|105600
TRC|TEJON RANCH CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|31
TRC|TEJON RANCH CO|EGAM|CBOE TRADING, INC.|2193
TRC|TEJON RANCH CO|ELEV|ELEVATION, LLC|408
TRC|TEJON RANCH CO|ETBE|Electronic Transaction Clearing, Inc.|100
TRC|TEJON RANCH CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3500
TRC|TEJON RANCH CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2191
TRC|TEJON RANCH CO|ETRS|E*Trade Securities LLC|352
TRC|TEJON RANCH CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|352
TRC|TEJON RANCH CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18760
TRC|TEJON RANCH CO|FTBR|Foliofn Investments, Inc.|123
TRC|TEJON RANCH CO|GLPX|ACS EXECUTION SERVICES, LLC|1511
TRC|TEJON RANCH CO|GSCO|GOLDMAN SACHS & CO. LLC|53009
TRC|TEJON RANCH CO|GSLT|GOLDMAN SACHS & CO. LLC|1149
TRC|TEJON RANCH CO|GTSZ|GTS SECURITIES LLC|8797
TRC|TEJON RANCH CO|HRBF|American Enterprise Investment Services Inc.|47
TRC|TEJON RANCH CO|IATS|INTERACTIVE BROKERS LLC|1058
TRC|TEJON RANCH CO|IBKR|Interactive Brokers Llc|1513
TRC|TEJON RANCH CO|ICBX|INSTINET, LLC|8600
TRC|TEJON RANCH CO|IEQY|CITADEL SECURITIES LLC|7608
TRC|TEJON RANCH CO|INCA|INSTINET, LLC|64595
TRC|TEJON RANCH CO|INJX|INSTINET, LLC|2074
TRC|TEJON RANCH CO|ITGI|ITG Inc.|3712
TRC|TEJON RANCH CO|ITGP|ITG INC.|19600
TRC|TEJON RANCH CO|JANY|Janney Montgomery Scott Inc.|300
TRC|TEJON RANCH CO|JEFF|JEFFERIES LLC|5131
TRC|TEJON RANCH CO|JMPT|JUMP TRADING, LLC|3125
TRC|TEJON RANCH CO|JPBX|J.P. MORGAN SECURITIES LLC|4185
TRC|TEJON RANCH CO|JPMX|J.P. Morgan Securities LLC|28447
TRC|TEJON RANCH CO|JSJX|JANE STREET CAPITAL LLC|1878
TRC|TEJON RANCH CO|KCGM|VIRTU Americas LLC|14094
TRC|TEJON RANCH CO|LEHM|Barclays Capital Inc./Le|63064
TRC|TEJON RANCH CO|LIME|Lime Brokerage LLC|14079
TRC|TEJON RANCH CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13701
TRC|TEJON RANCH CO|MOTF|MOTIF INVESTING, INC.|1
TRC|TEJON RANCH CO|MSCO|MORGAN STANLEY & CO. LLC|78944
TRC|TEJON RANCH CO|MSPL|MORGAN STANLEY & CO. LLC|50800
TRC|TEJON RANCH CO|MSTX|MORGAN STANLEY & CO. LLC|2600
TRC|TEJON RANCH CO|NFSC|National Financial Services LLC|17869
TRC|TEJON RANCH CO|NITE|VIRTU Americas LLC|78008
TRC|TEJON RANCH CO|NQRB|Brut, LLC|572
TRC|TEJON RANCH CO|OPCO|Oppenheimer & Co. Inc.|279
TRC|TEJON RANCH CO|PDQM|CODA MARKETS, INC.|4062
TRC|TEJON RANCH CO|PWJC|UBS Financial Services, Inc.|1000
TRC|TEJON RANCH CO|RBCM|RBC CAPITAL MARKETS, LLC|31929
TRC|TEJON RANCH CO|SBSH|Citigroup Global Markets Inc.|44706
TRC|TEJON RANCH CO|SGMT|GOLDMAN SACHS & CO. LLC|8090
TRC|TEJON RANCH CO|SPDR|SPEEDROUTE LLC|834
TRC|TEJON RANCH CO|STFL|Stifel, Nicolaus & Company, Incorporated|3504
TRC|TEJON RANCH CO|SWIM|TD Ameritrade, Inc.|3951
TRC|TEJON RANCH CO|SWST|Hilltop Securities Inc.|200
TRC|TEJON RANCH CO|TKNG|ALLY INVEST SECURITIES LLC|132
TRC|TEJON RANCH CO|TRBT|Tradebot Systems, Inc.|12842
TRC|TEJON RANCH CO|TRCM|TRC MARKETS LLC|24223
TRC|TEJON RANCH CO|UBSA|UBS SECURITIES LLC|92296
TRC|TEJON RANCH CO|UBSS|UBS Securities LLC|118146
TRC|TEJON RANCH CO|VALX|VIRTU AMERICAS LLC|985
TRC|TEJON RANCH CO|VGRD|Vanguard Marketing Corporation|1060
TRC|TEJON RANCH CO|WCHV|WELLS FARGO SECURITIES, LLC|1937
TRC|TEJON RANCH CO|WEED|Weeden & Co.L.P.|10
TRC|TEJON RANCH CO|WGIF|CIBC World Markets Inc.|10851
TRC|TEJON RANCH CO|WSEA|WOLVERINE SECURITIES, LLC|152
TRC|TEJON RANCH CO|XIST|INSTINET, LLC|2000
TRC|TEJON RANCH CO|XPQR|Jump Trading|100
TRC|TEJON RANCH CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
TRC|TEJON RANCH CO|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TRC|TEJON RANCH CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42
TRCB|TWO RIVER BNCRP|ALTX|Alternet Securities Inc.|339
TRCB|TWO RIVER BNCRP|APCC|Apex Clearing Corporation|18
TRCB|TWO RIVER BNCRP|BATM|CBOE TRADING, INC.|390
TRCB|TWO RIVER BNCRP|BAYC|BAY CREST PARTNERS, LLC|1259
TRCB|TWO RIVER BNCRP|BERN|Sanford C. Bernstein & Co., LLC|1500
TRCB|TWO RIVER BNCRP|BMOC|BMO Capital Markets Corp.|1091
TRCB|TWO RIVER BNCRP|BNKS|Fig Partners, LLC|15307
TRCB|TWO RIVER BNCRP|BNPX|BNP PARIBAS SECURITIES CORP.|537
TRCB|TWO RIVER BNCRP|BOSC|Boenning & Scattergood, Inc.|5022
TRCB|TWO RIVER BNCRP|BTIG|BTIG, LLC|27
TRCB|TWO RIVER BNCRP|BYXM|CBOE TRADING, INC.|500
TRCB|TWO RIVER BNCRP|BZYD|GOLDMAN SACHS & CO. LLC|221
TRCB|TWO RIVER BNCRP|CHAS|Charles Schwab & Co., Inc.|36
TRCB|TWO RIVER BNCRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36
TRCB|TWO RIVER BNCRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|31264
TRCB|TWO RIVER BNCRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6871
TRCB|TWO RIVER BNCRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17331
TRCB|TWO RIVER BNCRP|CTDL|Citadel Derivatives Group Llc|1170
TRCB|TWO RIVER BNCRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1092
TRCB|TWO RIVER BNCRP|DBAB|Deutsche Bank Securities Inc.|106085
TRCB|TWO RIVER BNCRP|DBAX|Deutsche Bank Securities Inc.|6900
TRCB|TWO RIVER BNCRP|DBUL|Deutsche Bank Securities Inc.|100
TRCB|TWO RIVER BNCRP|DEAN|MORGAN STANLEY|5100
TRCB|TWO RIVER BNCRP|DEGS|RONIN PROFESSIONAL LLC|800
TRCB|TWO RIVER BNCRP|EBXL|EBX LLC|2600
TRCB|TWO RIVER BNCRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|9930
TRCB|TWO RIVER BNCRP|EDJO|Edward D. Jones & Co., L.P.|365
TRCB|TWO RIVER BNCRP|EGAM|CBOE TRADING, INC.|549
TRCB|TWO RIVER BNCRP|EGAW|CBOE TRADING, INC.|250
TRCB|TWO RIVER BNCRP|EGXM|CBOE TRADING, INC.|4
TRCB|TWO RIVER BNCRP|ETBE|Electronic Transaction Clearing, Inc.|138
TRCB|TWO RIVER BNCRP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2800
TRCB|TWO RIVER BNCRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
TRCB|TWO RIVER BNCRP|ETRS|E*Trade Securities LLC|473
TRCB|TWO RIVER BNCRP|FBCO|Credit Suisse Securities (USA) LLC|19204
TRCB|TWO RIVER BNCRP|FOMA|TD AMERITRADE CLEARING, INC.|7500
TRCB|TWO RIVER BNCRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5153
TRCB|TWO RIVER BNCRP|FTBR|Foliofn Investments, Inc.|93
TRCB|TWO RIVER BNCRP|GEBB|GLOBAL EXECUTION BROKERS, LP|1784
TRCB|TWO RIVER BNCRP|GLPX|ACS EXECUTION SERVICES, LLC|7504
TRCB|TWO RIVER BNCRP|GSCO|GOLDMAN SACHS & CO. LLC|239035
TRCB|TWO RIVER BNCRP|GSCS|GOLDMAN SACHS & CO. LLC|67
TRCB|TWO RIVER BNCRP|GSLT|GOLDMAN SACHS & CO. LLC|300
TRCB|TWO RIVER BNCRP|GTSZ|GTS SECURITIES LLC|20563
TRCB|TWO RIVER BNCRP|HRBF|American Enterprise Investment Services Inc.|450
TRCB|TWO RIVER BNCRP|HSBC|HSBC Securities, Inc.|108
TRCB|TWO RIVER BNCRP|IATS|INTERACTIVE BROKERS LLC|1856
TRCB|TWO RIVER BNCRP|IBKR|Interactive Brokers Llc|6247
TRCB|TWO RIVER BNCRP|ICBX|INSTINET, LLC|3500
TRCB|TWO RIVER BNCRP|IEQY|CITADEL SECURITIES LLC|1018
TRCB|TWO RIVER BNCRP|INCA|INSTINET, LLC|60463
TRCB|TWO RIVER BNCRP|INJX|INSTINET, LLC|768
TRCB|TWO RIVER BNCRP|ITGI|ITG Inc.|20661
TRCB|TWO RIVER BNCRP|ITGP|ITG INC.|10400
TRCB|TWO RIVER BNCRP|JEFF|JEFFERIES LLC|1434
TRCB|TWO RIVER BNCRP|JPMX|J.P. Morgan Securities LLC|12296
TRCB|TWO RIVER BNCRP|JSJX|JANE STREET CAPITAL LLC|77
TRCB|TWO RIVER BNCRP|KCGM|VIRTU Americas LLC|2592
TRCB|TWO RIVER BNCRP|LEHM|Barclays Capital Inc./Le|56226
TRCB|TWO RIVER BNCRP|LIME|Lime Brokerage LLC|18522
TRCB|TWO RIVER BNCRP|LMGP|LIME BROKERAGE LLC|460
TRCB|TWO RIVER BNCRP|MAXM|Maxim Group LLC|212
TRCB|TWO RIVER BNCRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11264
TRCB|TWO RIVER BNCRP|MSCO|MORGAN STANLEY & CO. LLC|281118
TRCB|TWO RIVER BNCRP|MSPL|MORGAN STANLEY & CO. LLC|23400
TRCB|TWO RIVER BNCRP|MSTX|MORGAN STANLEY & CO. LLC|1900
TRCB|TWO RIVER BNCRP|NFSC|National Financial Services LLC|18723
TRCB|TWO RIVER BNCRP|NITE|VIRTU Americas LLC|41001
TRCB|TWO RIVER BNCRP|NITP|VIRTU Americas LLC|200
TRCB|TWO RIVER BNCRP|NQRB|Brut, LLC|39
TRCB|TWO RIVER BNCRP|PDQM|CODA MARKETS, INC.|14437
TRCB|TWO RIVER BNCRP|PWJC|UBS Financial Services, Inc.|47
TRCB|TWO RIVER BNCRP|SBSH|Citigroup Global Markets Inc.|29736
TRCB|TWO RIVER BNCRP|SGMT|GOLDMAN SACHS & CO. LLC|3972
TRCB|TWO RIVER BNCRP|SPDR|SPEEDROUTE LLC|4100
TRCB|TWO RIVER BNCRP|STFL|Stifel, Nicolaus & Company, Incorporated|200
TRCB|TWO RIVER BNCRP|SWIM|TD Ameritrade, Inc.|500
TRCB|TWO RIVER BNCRP|TRCM|TRC MARKETS LLC|14682
TRCB|TWO RIVER BNCRP|UBSA|UBS SECURITIES LLC|3997
TRCB|TWO RIVER BNCRP|UBSS|UBS Securities LLC|188334
TRCB|TWO RIVER BNCRP|VALX|VIRTU AMERICAS LLC|1766
TRCB|TWO RIVER BNCRP|VGRD|Vanguard Marketing Corporation|421
TRCB|TWO RIVER BNCRP|VNDM|Wall Street Access|1208
TRCB|TWO RIVER BNCRP|WCHV|WELLS FARGO SECURITIES, LLC|3581
TRCB|TWO RIVER BNCRP|WEDB|WEDBUSH SECURITIES INC.|1208
TRCB|TWO RIVER BNCRP|WSEA|WOLVERINE SECURITIES, LLC|210
TRCB|TWO RIVER BNCRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
TRCB|TWO RIVER BNCRP|YKNA|COMHAR CAPITAL MARKETS, LLC|250
TRCH|TORCHLIGHT ENERGY|ACLN|ALEXANDER CAPITAL, L.P.|33986
TRCH|TORCHLIGHT ENERGY|ALTX|Alternet Securities Inc.|610
TRCH|TORCHLIGHT ENERGY|APCC|Apex Clearing Corporation|3705
TRCH|TORCHLIGHT ENERGY|BATM|CBOE TRADING, INC.|800
TRCH|TORCHLIGHT ENERGY|CHAS|Charles Schwab & Co., Inc.|24910
TRCH|TORCHLIGHT ENERGY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|14815
TRCH|TORCHLIGHT ENERGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
TRCH|TORCHLIGHT ENERGY|CRFN|ROBINHOOD FINANCIAL, LLC|149
TRCH|TORCHLIGHT ENERGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27329
TRCH|TORCHLIGHT ENERGY|CTDL|Citadel Derivatives Group Llc|5440
TRCH|TORCHLIGHT ENERGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|3600
TRCH|TORCHLIGHT ENERGY|DBAB|Deutsche Bank Securities Inc.|8544
TRCH|TORCHLIGHT ENERGY|DBAX|Deutsche Bank Securities Inc.|8200
TRCH|TORCHLIGHT ENERGY|DEGS|RONIN PROFESSIONAL LLC|35704
TRCH|TORCHLIGHT ENERGY|EBXL|EBX LLC|25500
TRCH|TORCHLIGHT ENERGY|ECUT|CONVERGEX EXECUTION SOLUTIONS|6700
TRCH|TORCHLIGHT ENERGY|EDJO|Edward D. Jones & Co., L.P.|12758
TRCH|TORCHLIGHT ENERGY|EGAM|CBOE TRADING, INC.|105
TRCH|TORCHLIGHT ENERGY|EGXM|CBOE TRADING, INC.|1800
TRCH|TORCHLIGHT ENERGY|EGXW|CBOE TRADING, INC.|7068
TRCH|TORCHLIGHT ENERGY|ETBE|Electronic Transaction Clearing, Inc.|340
TRCH|TORCHLIGHT ENERGY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8036
TRCH|TORCHLIGHT ENERGY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2000
TRCH|TORCHLIGHT ENERGY|ETRS|E*Trade Securities LLC|256577
TRCH|TORCHLIGHT ENERGY|FBCO|Credit Suisse Securities (USA) LLC|40615
TRCH|TORCHLIGHT ENERGY|FOMA|TD AMERITRADE CLEARING, INC.|297995
TRCH|TORCHLIGHT ENERGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|847
TRCH|TORCHLIGHT ENERGY|FTBR|Foliofn Investments, Inc.|615
TRCH|TORCHLIGHT ENERGY|GEBB|GLOBAL EXECUTION BROKERS, LP|3219
TRCH|TORCHLIGHT ENERGY|GLPX|ACS EXECUTION SERVICES, LLC|311
TRCH|TORCHLIGHT ENERGY|GSCO|GOLDMAN SACHS & CO. LLC|41115
TRCH|TORCHLIGHT ENERGY|GSCS|GOLDMAN SACHS & CO. LLC|25840
TRCH|TORCHLIGHT ENERGY|GTSZ|GTS SECURITIES LLC|300
TRCH|TORCHLIGHT ENERGY|IATS|INTERACTIVE BROKERS LLC|50
TRCH|TORCHLIGHT ENERGY|IBKR|Interactive Brokers Llc|28153
TRCH|TORCHLIGHT ENERGY|ICBX|INSTINET, LLC|5000
TRCH|TORCHLIGHT ENERGY|INCA|INSTINET, LLC|26479
TRCH|TORCHLIGHT ENERGY|INJX|INSTINET, LLC|100
TRCH|TORCHLIGHT ENERGY|ITGI|ITG Inc.|810
TRCH|TORCHLIGHT ENERGY|ITGP|ITG INC.|1600
TRCH|TORCHLIGHT ENERGY|JEFF|JEFFERIES LLC|1996
TRCH|TORCHLIGHT ENERGY|JMPT|JUMP TRADING, LLC|1283
TRCH|TORCHLIGHT ENERGY|JPMX|J.P. Morgan Securities LLC|10400
TRCH|TORCHLIGHT ENERGY|JSJX|JANE STREET CAPITAL LLC|5496
TRCH|TORCHLIGHT ENERGY|KCGM|VIRTU Americas LLC|2800
TRCH|TORCHLIGHT ENERGY|LEHM|Barclays Capital Inc./Le|33779
TRCH|TORCHLIGHT ENERGY|LIME|Lime Brokerage LLC|45481
TRCH|TORCHLIGHT ENERGY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
TRCH|TORCHLIGHT ENERGY|MAXM|Maxim Group LLC|34026
TRCH|TORCHLIGHT ENERGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
TRCH|TORCHLIGHT ENERGY|MSCO|MORGAN STANLEY & CO. LLC|211341
TRCH|TORCHLIGHT ENERGY|MSPL|MORGAN STANLEY & CO. LLC|4000
TRCH|TORCHLIGHT ENERGY|NATL|National Securities Corporation|1813
TRCH|TORCHLIGHT ENERGY|NFSC|National Financial Services LLC|238652
TRCH|TORCHLIGHT ENERGY|NITE|VIRTU Americas LLC|543933
TRCH|TORCHLIGHT ENERGY|NITP|VIRTU Americas LLC|5439
TRCH|TORCHLIGHT ENERGY|NQRB|Brut, LLC|110
TRCH|TORCHLIGHT ENERGY|OPCO|Oppenheimer & Co. Inc.|2402
TRCH|TORCHLIGHT ENERGY|PDQM|CODA MARKETS, INC.|519
TRCH|TORCHLIGHT ENERGY|RAJA|Raymond James & Associates, Inc.|4300
TRCH|TORCHLIGHT ENERGY|RBCM|RBC CAPITAL MARKETS, LLC|21940
TRCH|TORCHLIGHT ENERGY|ROTH|Roth Capital Partners, LLC|5000
TRCH|TORCHLIGHT ENERGY|SBSH|Citigroup Global Markets Inc.|19110
TRCH|TORCHLIGHT ENERGY|SGMT|GOLDMAN SACHS & CO. LLC|5755
TRCH|TORCHLIGHT ENERGY|SPDR|SPEEDROUTE LLC|8604
TRCH|TORCHLIGHT ENERGY|STFL|Stifel, Nicolaus & Company, Incorporated|3350
TRCH|TORCHLIGHT ENERGY|SWIM|TD Ameritrade, Inc.|170700
TRCH|TORCHLIGHT ENERGY|SWST|Hilltop Securities Inc.|19183
TRCH|TORCHLIGHT ENERGY|TKNG|ALLY INVEST SECURITIES LLC|15159
TRCH|TORCHLIGHT ENERGY|TRCM|TRC MARKETS LLC|4550
TRCH|TORCHLIGHT ENERGY|TWTT|TASTYWORKS, INC.|500
TRCH|TORCHLIGHT ENERGY|UBSA|UBS SECURITIES LLC|40470
TRCH|TORCHLIGHT ENERGY|UBSS|UBS Securities LLC|100939
TRCH|TORCHLIGHT ENERGY|VGRD|Vanguard Marketing Corporation|99409
TRCH|TORCHLIGHT ENERGY|WCHV|WELLS FARGO SECURITIES, LLC|12528
TRCH|TORCHLIGHT ENERGY|WEDB|WEDBUSH SECURITIES INC.|59932
TRCH|TORCHLIGHT ENERGY|WGIF|CIBC World Markets Inc.|15500
TRCH|TORCHLIGHT ENERGY|WSEA|WOLVERINE SECURITIES, LLC|6194
TRCH|TORCHLIGHT ENERGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|300
TRCH|TORCHLIGHT ENERGY|YKNA|COMHAR CAPITAL MARKETS, LLC|2
TRCH|TORCHLIGHT ENERGY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1710
TRCO|TRIBUNE MEDIA CO A|ABLE|NATIXIS Securities Americas LLC|26100
TRCO|TRIBUNE MEDIA CO A|ADAM|CANACCORD GENUITY INC.|22590
TRCO|TRIBUNE MEDIA CO A|ALTX|Alternet Securities Inc.|27556
TRCO|TRIBUNE MEDIA CO A|APCC|Apex Clearing Corporation|6
TRCO|TRIBUNE MEDIA CO A|BARD|Robert W. Baird & Co. Incorporated|215
TRCO|TRIBUNE MEDIA CO A|BATM|CBOE TRADING, INC.|2189
TRCO|TRIBUNE MEDIA CO A|BERN|Sanford C. Bernstein & Co., LLC|8229
TRCO|TRIBUNE MEDIA CO A|BIAD|SAGETRADER, LLC|140
TRCO|TRIBUNE MEDIA CO A|BIDS|BIDS TRADING L.P.|200
TRCO|TRIBUNE MEDIA CO A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|713
TRCO|TRIBUNE MEDIA CO A|BLKX|INSTINET, LLC|26292
TRCO|TRIBUNE MEDIA CO A|BNPX|BNP PARIBAS SECURITIES CORP.|173879
TRCO|TRIBUNE MEDIA CO A|BYXM|CBOE TRADING, INC.|304
TRCO|TRIBUNE MEDIA CO A|CHAS|Charles Schwab & Co., Inc.|451
TRCO|TRIBUNE MEDIA CO A|CHLC|CHURCHILL CAPITAL USA, INC.|52112
TRCO|TRIBUNE MEDIA CO A|CIBP|CIBC World Markets Corp.|163200
TRCO|TRIBUNE MEDIA CO A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59485
TRCO|TRIBUNE MEDIA CO A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7884
TRCO|TRIBUNE MEDIA CO A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121548
TRCO|TRIBUNE MEDIA CO A|CTDL|Citadel Derivatives Group Llc|1968
TRCO|TRIBUNE MEDIA CO A|CXCX|CITIGROUP GLOBAL MARKETS INC.|24508
TRCO|TRIBUNE MEDIA CO A|DBAB|Deutsche Bank Securities Inc.|262852
TRCO|TRIBUNE MEDIA CO A|DBAX|Deutsche Bank Securities Inc.|73500
TRCO|TRIBUNE MEDIA CO A|DCHF|Dart Executions, LLC|5000
TRCO|TRIBUNE MEDIA CO A|DEAN|MORGAN STANLEY|9883
TRCO|TRIBUNE MEDIA CO A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52760
TRCO|TRIBUNE MEDIA CO A|EBXL|EBX LLC|143300
TRCO|TRIBUNE MEDIA CO A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1235
TRCO|TRIBUNE MEDIA CO A|EDJO|Edward D. Jones & Co., L.P.|161
TRCO|TRIBUNE MEDIA CO A|EGAM|CBOE TRADING, INC.|8984
TRCO|TRIBUNE MEDIA CO A|EGAW|CBOE TRADING, INC.|106
TRCO|TRIBUNE MEDIA CO A|EGMT|EG MARKET TECHNOLOGIES LLC|300
TRCO|TRIBUNE MEDIA CO A|EGXM|CBOE TRADING, INC.|958
TRCO|TRIBUNE MEDIA CO A|ETBE|Electronic Transaction Clearing, Inc.|11493
TRCO|TRIBUNE MEDIA CO A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3564
TRCO|TRIBUNE MEDIA CO A|ETRS|E*Trade Securities LLC|236
TRCO|TRIBUNE MEDIA CO A|FILL|Tradestation Securities, Inc.|310
TRCO|TRIBUNE MEDIA CO A|FMAF|NBCN Inc./ CDS|13200
TRCO|TRIBUNE MEDIA CO A|FQLS|Quantlab Securities LP|53376
TRCO|TRIBUNE MEDIA CO A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29454
TRCO|TRIBUNE MEDIA CO A|FTBR|Foliofn Investments, Inc.|601
TRCO|TRIBUNE MEDIA CO A|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TRCO|TRIBUNE MEDIA CO A|GLPX|ACS EXECUTION SERVICES, LLC|29858
TRCO|TRIBUNE MEDIA CO A|GSCO|GOLDMAN SACHS & CO. LLC|2289196
TRCO|TRIBUNE MEDIA CO A|GSCS|GOLDMAN SACHS & CO. LLC|19296
TRCO|TRIBUNE MEDIA CO A|GSLT|GOLDMAN SACHS & CO. LLC|7120
TRCO|TRIBUNE MEDIA CO A|GTSZ|GTS SECURITIES LLC|28935
TRCO|TRIBUNE MEDIA CO A|HAPX|HAP Trading, LLC|687
TRCO|TRIBUNE MEDIA CO A|HRBF|American Enterprise Investment Services Inc.|3
TRCO|TRIBUNE MEDIA CO A|HSBC|HSBC Securities, Inc.|748
TRCO|TRIBUNE MEDIA CO A|IATS|INTERACTIVE BROKERS LLC|3664
TRCO|TRIBUNE MEDIA CO A|IBKR|Interactive Brokers Llc|13785
TRCO|TRIBUNE MEDIA CO A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|83
TRCO|TRIBUNE MEDIA CO A|ICBX|INSTINET, LLC|49121
TRCO|TRIBUNE MEDIA CO A|INCA|INSTINET, LLC|268432
TRCO|TRIBUNE MEDIA CO A|INJX|INSTINET, LLC|2061
TRCO|TRIBUNE MEDIA CO A|ITGI|ITG Inc.|30320
TRCO|TRIBUNE MEDIA CO A|ITGP|ITG INC.|101800
TRCO|TRIBUNE MEDIA CO A|JANY|Janney Montgomery Scott Inc.|5045
TRCO|TRIBUNE MEDIA CO A|JEFF|JEFFERIES LLC|63984
TRCO|TRIBUNE MEDIA CO A|JMPT|JUMP TRADING, LLC|42132
TRCO|TRIBUNE MEDIA CO A|JONE|JonesTrading|27527
TRCO|TRIBUNE MEDIA CO A|JPBX|J.P. MORGAN SECURITIES LLC|7413
TRCO|TRIBUNE MEDIA CO A|JPMX|J.P. Morgan Securities LLC|191420
TRCO|TRIBUNE MEDIA CO A|JSJX|JANE STREET CAPITAL LLC|225
TRCO|TRIBUNE MEDIA CO A|KCGM|VIRTU Americas LLC|16499
TRCO|TRIBUNE MEDIA CO A|LEHM|Barclays Capital Inc./Le|1744877
TRCO|TRIBUNE MEDIA CO A|LIME|Lime Brokerage LLC|15838
TRCO|TRIBUNE MEDIA CO A|LOOP|Loop Capital Markets LLC|1892
TRCO|TRIBUNE MEDIA CO A|LQNA|LIQUIDNET, INC.|87100
TRCO|TRIBUNE MEDIA CO A|LSCI|Lek Securities Corporation|548
TRCO|TRIBUNE MEDIA CO A|MAXM|Maxim Group LLC|25451
TRCO|TRIBUNE MEDIA CO A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69256
TRCO|TRIBUNE MEDIA CO A|MSCO|MORGAN STANLEY & CO. LLC|767921
TRCO|TRIBUNE MEDIA CO A|MSPL|MORGAN STANLEY & CO. LLC|190500
TRCO|TRIBUNE MEDIA CO A|MSTX|MORGAN STANLEY & CO. LLC|46800
TRCO|TRIBUNE MEDIA CO A|NFSC|National Financial Services LLC|15910
TRCO|TRIBUNE MEDIA CO A|NITE|VIRTU Americas LLC|106799
TRCO|TRIBUNE MEDIA CO A|NITP|VIRTU Americas LLC|1434
TRCO|TRIBUNE MEDIA CO A|NMRA|Nomura Securities International, Inc.|10400
TRCO|TRIBUNE MEDIA CO A|NQRB|Brut, LLC|11651
TRCO|TRIBUNE MEDIA CO A|OPCO|Oppenheimer & Co. Inc.|500
TRCO|TRIBUNE MEDIA CO A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|214
TRCO|TRIBUNE MEDIA CO A|PDQM|CODA MARKETS, INC.|31360
TRCO|TRIBUNE MEDIA CO A|RHCO|Suntrust Robinson Humphrey, Inc.|3117
TRCO|TRIBUNE MEDIA CO A|SAGL|SAGETRADER, LLC|2215
TRCO|TRIBUNE MEDIA CO A|SAGW|SAGETRADER, LLC|359
TRCO|TRIBUNE MEDIA CO A|SBSH|Citigroup Global Markets Inc.|47920
TRCO|TRIBUNE MEDIA CO A|SGMT|GOLDMAN SACHS & CO. LLC|148310
TRCO|TRIBUNE MEDIA CO A|SPDR|SPEEDROUTE LLC|6463
TRCO|TRIBUNE MEDIA CO A|SPGS|Sea Port Group Securities, LLC|50000
TRCO|TRIBUNE MEDIA CO A|STFL|Stifel, Nicolaus & Company, Incorporated|5000
TRCO|TRIBUNE MEDIA CO A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3321
TRCO|TRIBUNE MEDIA CO A|SWIM|TD Ameritrade, Inc.|5584
TRCO|TRIBUNE MEDIA CO A|SWST|Hilltop Securities Inc.|43
TRCO|TRIBUNE MEDIA CO A|TOUR|TOURMALINE PARTNERS, LLC|400
TRCO|TRIBUNE MEDIA CO A|TRBT|Tradebot Systems, Inc.|199412
TRCO|TRIBUNE MEDIA CO A|TRCM|TRC MARKETS LLC|90591
TRCO|TRIBUNE MEDIA CO A|UBSA|UBS SECURITIES LLC|257761
TRCO|TRIBUNE MEDIA CO A|UBSS|UBS Securities LLC|633585
TRCO|TRIBUNE MEDIA CO A|VALX|VIRTU AMERICAS LLC|2073
TRCO|TRIBUNE MEDIA CO A|VGRD|Vanguard Marketing Corporation|3338
TRCO|TRIBUNE MEDIA CO A|WBET|Wallachbeth Capital LLC|21760
TRCO|TRIBUNE MEDIA CO A|WBPX|SUMMIT SECURITIES GROUP, LLC|1621
TRCO|TRIBUNE MEDIA CO A|WCHV|WELLS FARGO SECURITIES, LLC|11572
TRCO|TRIBUNE MEDIA CO A|WDNX|WEEDEN & CO.L.P.|3868
TRCO|TRIBUNE MEDIA CO A|WEDB|WEDBUSH SECURITIES INC.|1558
TRCO|TRIBUNE MEDIA CO A|WEED|Weeden & Co.L.P.|3186
TRCO|TRIBUNE MEDIA CO A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|873
TRCO|TRIBUNE MEDIA CO A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15798
TRCO|TRIBUNE MEDIA CO A|WSEA|WOLVERINE SECURITIES, LLC|604
TRCO|TRIBUNE MEDIA CO A|XIST|INSTINET, LLC|9800
TRCO|TRIBUNE MEDIA CO A|XSTM|NATIONAL FINANCIAL SERVICES LLC|9466
TRCO|TRIBUNE MEDIA CO A|YKNA|COMHAR CAPITAL MARKETS, LLC|2329
TRCO|TRIBUNE MEDIA CO A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1057
TREC|TRECORA RESOURCES|ANOS|ABEL/NOSER, L.L.C.|42492
TREC|TRECORA RESOURCES|APCC|Apex Clearing Corporation|12
TREC|TRECORA RESOURCES|BATM|CBOE TRADING, INC.|100
TREC|TRECORA RESOURCES|BERN|Sanford C. Bernstein & Co., LLC|1000
TREC|TRECORA RESOURCES|BLKX|INSTINET, LLC|18400
TREC|TRECORA RESOURCES|BNPX|BNP PARIBAS SECURITIES CORP.|1892
TREC|TRECORA RESOURCES|BZYD|GOLDMAN SACHS & CO. LLC|800
TREC|TRECORA RESOURCES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5
TREC|TRECORA RESOURCES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
TREC|TRECORA RESOURCES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7653
TREC|TRECORA RESOURCES|CTDL|Citadel Derivatives Group Llc|499
TREC|TRECORA RESOURCES|CXCX|CITIGROUP GLOBAL MARKETS INC.|2874
TREC|TRECORA RESOURCES|DBAB|Deutsche Bank Securities Inc.|2812
TREC|TRECORA RESOURCES|DBAX|Deutsche Bank Securities Inc.|1400
TREC|TRECORA RESOURCES|DEGS|RONIN PROFESSIONAL LLC|800
TREC|TRECORA RESOURCES|EBXL|EBX LLC|3600
TREC|TRECORA RESOURCES|EGAM|CBOE TRADING, INC.|100
TREC|TRECORA RESOURCES|EGXM|CBOE TRADING, INC.|203
TREC|TRECORA RESOURCES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|855
TREC|TRECORA RESOURCES|ETRS|E*Trade Securities LLC|1194
TREC|TRECORA RESOURCES|FILL|Tradestation Securities, Inc.|175
TREC|TRECORA RESOURCES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2904
TREC|TRECORA RESOURCES|FTBR|Foliofn Investments, Inc.|2
TREC|TRECORA RESOURCES|GSCO|GOLDMAN SACHS & CO. LLC|20718
TREC|TRECORA RESOURCES|GSCS|GOLDMAN SACHS & CO. LLC|6044
TREC|TRECORA RESOURCES|GSLT|GOLDMAN SACHS & CO. LLC|702
TREC|TRECORA RESOURCES|GTSZ|GTS SECURITIES LLC|415
TREC|TRECORA RESOURCES|IBKR|Interactive Brokers Llc|860
TREC|TRECORA RESOURCES|ICBX|INSTINET, LLC|1400
TREC|TRECORA RESOURCES|IEQY|CITADEL SECURITIES LLC|449
TREC|TRECORA RESOURCES|INCA|INSTINET, LLC|8649
TREC|TRECORA RESOURCES|INJX|INSTINET, LLC|24972
TREC|TRECORA RESOURCES|ITGI|ITG Inc.|1468
TREC|TRECORA RESOURCES|ITGP|ITG INC.|200
TREC|TRECORA RESOURCES|JEFF|JEFFERIES LLC|7926
TREC|TRECORA RESOURCES|JPMX|J.P. Morgan Securities LLC|12013
TREC|TRECORA RESOURCES|KCGM|VIRTU Americas LLC|1833
TREC|TRECORA RESOURCES|LEHM|Barclays Capital Inc./Le|8134
TREC|TRECORA RESOURCES|LIME|Lime Brokerage LLC|2609
TREC|TRECORA RESOURCES|LOOP|Loop Capital Markets LLC|200
TREC|TRECORA RESOURCES|LQNA|LIQUIDNET, INC.|8200
TREC|TRECORA RESOURCES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8292
TREC|TRECORA RESOURCES|MSCO|MORGAN STANLEY & CO. LLC|16400
TREC|TRECORA RESOURCES|MSPL|MORGAN STANLEY & CO. LLC|2100
TREC|TRECORA RESOURCES|MSTX|MORGAN STANLEY & CO. LLC|5000
TREC|TRECORA RESOURCES|NFSC|National Financial Services LLC|29306
TREC|TRECORA RESOURCES|NITE|VIRTU Americas LLC|12693
TREC|TRECORA RESOURCES|NQRB|Brut, LLC|368
TREC|TRECORA RESOURCES|SAGW|SAGETRADER, LLC|200
TREC|TRECORA RESOURCES|SBSH|Citigroup Global Markets Inc.|8237
TREC|TRECORA RESOURCES|SGMT|GOLDMAN SACHS & CO. LLC|4034
TREC|TRECORA RESOURCES|TRBT|Tradebot Systems, Inc.|682
TREC|TRECORA RESOURCES|TRCM|TRC MARKETS LLC|1105
TREC|TRECORA RESOURCES|UBSA|UBS SECURITIES LLC|23053
TREC|TRECORA RESOURCES|UBSS|UBS Securities LLC|22101
TREC|TRECORA RESOURCES|VALX|VIRTU AMERICAS LLC|775
TREC|TRECORA RESOURCES|VGRD|Vanguard Marketing Corporation|1622
TREC|TRECORA RESOURCES|WEED|Weeden & Co.L.P.|99
TREC|TRECORA RESOURCES|WSEA|WOLVERINE SECURITIES, LLC|35
TREC|TRECORA RESOURCES|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
TREE|LENDINGTREE, INC.|ANOS|ABEL/NOSER, L.L.C.|92
TREE|LENDINGTREE, INC.|APCC|Apex Clearing Corporation|1083
TREE|LENDINGTREE, INC.|AQUA|AQUA SECURITIES L.P.|3400
TREE|LENDINGTREE, INC.|BANK|Primevest Financial Services, Inc.|6
TREE|LENDINGTREE, INC.|BARD|Robert W. Baird & Co. Incorporated|40
TREE|LENDINGTREE, INC.|BATM|CBOE TRADING, INC.|5669
TREE|LENDINGTREE, INC.|BAYT|BTIG, LLC|200
TREE|LENDINGTREE, INC.|BBNT|BB&T SECURITIES, LLC|8
TREE|LENDINGTREE, INC.|BERN|Sanford C. Bernstein & Co., LLC|24186
TREE|LENDINGTREE, INC.|BIAD|SAGETRADER, LLC|5
TREE|LENDINGTREE, INC.|BIMI|Banca IMI Securities Corp.|50
TREE|LENDINGTREE, INC.|BKCM|BNY Mellon Capital Markets LLC|3253
TREE|LENDINGTREE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|235
TREE|LENDINGTREE, INC.|BLKX|INSTINET, LLC|45800
TREE|LENDINGTREE, INC.|BMOC|BMO Capital Markets Corp.|1123
TREE|LENDINGTREE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|14396
TREE|LENDINGTREE, INC.|BTIG|BTIG, LLC|1300
TREE|LENDINGTREE, INC.|BYXM|CBOE TRADING, INC.|100
TREE|LENDINGTREE, INC.|CHAS|Charles Schwab & Co., Inc.|950
TREE|LENDINGTREE, INC.|CHBC|PENSERRA SECURITIES, LLC|6800
TREE|LENDINGTREE, INC.|CIST|Capital Institutional Services, Inc.|252
TREE|LENDINGTREE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36136
TREE|LENDINGTREE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19672
TREE|LENDINGTREE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24481
TREE|LENDINGTREE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71933
TREE|LENDINGTREE, INC.|CTDL|Citadel Derivatives Group Llc|1682
TREE|LENDINGTREE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|17060
TREE|LENDINGTREE, INC.|DAVA|Davenport & Company LLC|3
TREE|LENDINGTREE, INC.|DBAB|Deutsche Bank Securities Inc.|245678
TREE|LENDINGTREE, INC.|DBAX|Deutsche Bank Securities Inc.|109200
TREE|LENDINGTREE, INC.|DBUL|Deutsche Bank Securities Inc.|7236
TREE|LENDINGTREE, INC.|DCHF|Dart Executions, LLC|509
TREE|LENDINGTREE, INC.|DEAN|MORGAN STANLEY|2051
TREE|LENDINGTREE, INC.|DEGS|RONIN PROFESSIONAL LLC|1603
TREE|LENDINGTREE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11499
TREE|LENDINGTREE, INC.|EBXL|EBX LLC|120400
TREE|LENDINGTREE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
TREE|LENDINGTREE, INC.|EDJO|Edward D. Jones & Co., L.P.|99
TREE|LENDINGTREE, INC.|EGAM|CBOE TRADING, INC.|11727
TREE|LENDINGTREE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1720
TREE|LENDINGTREE, INC.|EGXM|CBOE TRADING, INC.|1641
TREE|LENDINGTREE, INC.|ETBE|Electronic Transaction Clearing, Inc.|472
TREE|LENDINGTREE, INC.|ETCC|Electronic Transaction Clearing, Inc.|33
TREE|LENDINGTREE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
TREE|LENDINGTREE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|61267
TREE|LENDINGTREE, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|704
TREE|LENDINGTREE, INC.|ETRS|E*Trade Securities LLC|76795
TREE|LENDINGTREE, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|154
TREE|LENDINGTREE, INC.|FBCO|Credit Suisse Securities (USA) LLC|228825
TREE|LENDINGTREE, INC.|FILL|Tradestation Securities, Inc.|4259
TREE|LENDINGTREE, INC.|FMAF|NBCN Inc./ CDS|360
TREE|LENDINGTREE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|136100
TREE|LENDINGTREE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3242
TREE|LENDINGTREE, INC.|FQLS|Quantlab Securities LP|152184
TREE|LENDINGTREE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12770
TREE|LENDINGTREE, INC.|FTBR|Foliofn Investments, Inc.|540
TREE|LENDINGTREE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2915
TREE|LENDINGTREE, INC.|GLIS|TD Securities Inc|110
TREE|LENDINGTREE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|289
TREE|LENDINGTREE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|450501
TREE|LENDINGTREE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|13136
TREE|LENDINGTREE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4463
TREE|LENDINGTREE, INC.|GTSZ|GTS SECURITIES LLC|1195
TREE|LENDINGTREE, INC.|HAPX|HAP Trading, LLC|400
TREE|LENDINGTREE, INC.|HRBF|American Enterprise Investment Services Inc.|240
TREE|LENDINGTREE, INC.|HSBC|HSBC Securities, Inc.|337
TREE|LENDINGTREE, INC.|IBKR|Interactive Brokers Llc|47969
TREE|LENDINGTREE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|52
TREE|LENDINGTREE, INC.|ICBX|INSTINET, LLC|27694
TREE|LENDINGTREE, INC.|IEQY|CITADEL SECURITIES LLC|63979
TREE|LENDINGTREE, INC.|INCA|INSTINET, LLC|159830
TREE|LENDINGTREE, INC.|INJX|INSTINET, LLC|30571
TREE|LENDINGTREE, INC.|ITGI|ITG Inc.|46559
TREE|LENDINGTREE, INC.|ITGP|ITG INC.|71800
TREE|LENDINGTREE, INC.|JEFF|JEFFERIES LLC|413641
TREE|LENDINGTREE, INC.|JMPT|JUMP TRADING, LLC|42393
TREE|LENDINGTREE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|39969
TREE|LENDINGTREE, INC.|JPMX|J.P. Morgan Securities LLC|130894
TREE|LENDINGTREE, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|100
TREE|LENDINGTREE, INC.|KCGM|VIRTU Americas LLC|28219
TREE|LENDINGTREE, INC.|KCRD|PHX FINANCIAL, INC.|200
TREE|LENDINGTREE, INC.|LEHM|Barclays Capital Inc./Le|264943
TREE|LENDINGTREE, INC.|LIME|Lime Brokerage LLC|66390
TREE|LENDINGTREE, INC.|LOOP|Loop Capital Markets LLC|112
TREE|LENDINGTREE, INC.|LSCI|Lek Securities Corporation|85
TREE|LENDINGTREE, INC.|MACQ|Macquarie Capital (USA) Inc.|100
TREE|LENDINGTREE, INC.|MAXM|Maxim Group LLC|508
TREE|LENDINGTREE, INC.|MBTS|ALLY INVEST SECURITIES LLC|278
TREE|LENDINGTREE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39992
TREE|LENDINGTREE, INC.|MSCO|MORGAN STANLEY & CO. LLC|751305
TREE|LENDINGTREE, INC.|MSPL|MORGAN STANLEY & CO. LLC|49500
TREE|LENDINGTREE, INC.|MSTX|MORGAN STANLEY & CO. LLC|14300
TREE|LENDINGTREE, INC.|NBCS|NBC Securities, INC.|344
TREE|LENDINGTREE, INC.|NEED|Needham & Company, LLC|300
TREE|LENDINGTREE, INC.|NFSC|National Financial Services LLC|108734
TREE|LENDINGTREE, INC.|NITE|VIRTU Americas LLC|197472
TREE|LENDINGTREE, INC.|NITP|VIRTU Americas LLC|200
TREE|LENDINGTREE, INC.|NQRB|Brut, LLC|4768
TREE|LENDINGTREE, INC.|NTRC|Northern Trust Securities, Inc.|9
TREE|LENDINGTREE, INC.|OPCO|Oppenheimer & Co. Inc.|15068
TREE|LENDINGTREE, INC.|OTAA|OTA LLC|33
TREE|LENDINGTREE, INC.|PDQM|CODA MARKETS, INC.|216892
TREE|LENDINGTREE, INC.|PHLY|NASDAQ Execution Services, LLC|1400
TREE|LENDINGTREE, INC.|PIPR|Piper Jaffray & Co.|6877
TREE|LENDINGTREE, INC.|RAJA|Raymond James & Associates, Inc.|1997
TREE|LENDINGTREE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|546
TREE|LENDINGTREE, INC.|SAGL|SAGETRADER, LLC|10419
TREE|LENDINGTREE, INC.|SAGW|SAGETRADER, LLC|234
TREE|LENDINGTREE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|3
TREE|LENDINGTREE, INC.|SBSH|Citigroup Global Markets Inc.|78262
TREE|LENDINGTREE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|93581
TREE|LENDINGTREE, INC.|SPDR|SPEEDROUTE LLC|26462
TREE|LENDINGTREE, INC.|SPHN|Stephens Inc.|1400
TREE|LENDINGTREE, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|150
TREE|LENDINGTREE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|100
TREE|LENDINGTREE, INC.|STXG|Stockcross Financial Services, Inc.|10
TREE|LENDINGTREE, INC.|SWIM|TD Ameritrade, Inc.|69709
TREE|LENDINGTREE, INC.|SWST|Hilltop Securities Inc.|1022
TREE|LENDINGTREE, INC.|TKNG|ALLY INVEST SECURITIES LLC|2122
TREE|LENDINGTREE, INC.|TONC|CUTTONE & CO., LLC|472
TREE|LENDINGTREE, INC.|TRBT|Tradebot Systems, Inc.|12076
TREE|LENDINGTREE, INC.|TRCM|TRC MARKETS LLC|18189
TREE|LENDINGTREE, INC.|UBSA|UBS SECURITIES LLC|246893
TREE|LENDINGTREE, INC.|UBSS|UBS Securities LLC|506687
TREE|LENDINGTREE, INC.|VALX|VIRTU AMERICAS LLC|349
TREE|LENDINGTREE, INC.|VGRD|Vanguard Marketing Corporation|9856
TREE|LENDINGTREE, INC.|VSIN|Vision Financial Markets Llc|100
TREE|LENDINGTREE, INC.|WABR|Wall Street Access|2947
TREE|LENDINGTREE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|5510
TREE|LENDINGTREE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|27478
TREE|LENDINGTREE, INC.|WDNX|WEEDEN & CO.L.P.|132
TREE|LENDINGTREE, INC.|WEDB|WEDBUSH SECURITIES INC.|5677
TREE|LENDINGTREE, INC.|WEED|Weeden & Co.L.P.|300
TREE|LENDINGTREE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13157
TREE|LENDINGTREE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18737
TREE|LENDINGTREE, INC.|WGIF|CIBC World Markets Inc.|470
TREE|LENDINGTREE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|35
TREE|LENDINGTREE, INC.|WSEA|WOLVERINE SECURITIES, LLC|2187
TREE|LENDINGTREE, INC.|XIST|INSTINET, LLC|20702
TREE|LENDINGTREE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14856
TREE|LENDINGTREE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2471
TREX|TREX CO INC|ABLE|NATIXIS Securities Americas LLC|3049
TREX|TREX CO INC|ALTX|Alternet Securities Inc.|700
TREX|TREX CO INC|ANOS|ABEL/NOSER, L.L.C.|314
TREX|TREX CO INC|APCC|Apex Clearing Corporation|646
TREX|TREX CO INC|BARD|Robert W. Baird & Co. Incorporated|1656
TREX|TREX CO INC|BATM|CBOE TRADING, INC.|3170
TREX|TREX CO INC|BBNT|BB&T SECURITIES, LLC|200
TREX|TREX CO INC|BERN|Sanford C. Bernstein & Co., LLC|500
TREX|TREX CO INC|BGCE|BGC Financial Inc.|8956
TREX|TREX CO INC|BIDS|BIDS TRADING L.P.|200
TREX|TREX CO INC|BIMI|Banca IMI Securities Corp.|200
TREX|TREX CO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2546
TREX|TREX CO INC|BNPX|BNP PARIBAS SECURITIES CORP.|11240
TREX|TREX CO INC|BRVL|BLAYLOCK VAN, LLC|200
TREX|TREX CO INC|BTIG|BTIG, LLC|357
TREX|TREX CO INC|BYXM|CBOE TRADING, INC.|423
TREX|TREX CO INC|BZYD|GOLDMAN SACHS & CO. LLC|425
TREX|TREX CO INC|CHAS|Charles Schwab & Co., Inc.|120
TREX|TREX CO INC|CICF|Canaccord Genuity Corp.|100
TREX|TREX CO INC|CIST|Capital Institutional Services, Inc.|1821
TREX|TREX CO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9378
TREX|TREX CO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1308
TREX|TREX CO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1002
TREX|TREX CO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113756
TREX|TREX CO INC|CTDL|Citadel Derivatives Group Llc|3278
TREX|TREX CO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|13672
TREX|TREX CO INC|DADA|D.A. Davidson & Co.|65
TREX|TREX CO INC|DBAB|Deutsche Bank Securities Inc.|29628
TREX|TREX CO INC|DBAX|Deutsche Bank Securities Inc.|106100
TREX|TREX CO INC|DEAN|MORGAN STANLEY|1456
TREX|TREX CO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
TREX|TREX CO INC|EBXL|EBX LLC|23800
TREX|TREX CO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2267
TREX|TREX CO INC|EDJC|Edward Jones / CDS|100
TREX|TREX CO INC|EDJO|Edward D. Jones & Co., L.P.|662
TREX|TREX CO INC|EGAM|CBOE TRADING, INC.|2299
TREX|TREX CO INC|EGMT|EG MARKET TECHNOLOGIES LLC|500
TREX|TREX CO INC|EGXM|CBOE TRADING, INC.|272
TREX|TREX CO INC|EGXW|CBOE TRADING, INC.|22
TREX|TREX CO INC|ETBE|Electronic Transaction Clearing, Inc.|1040
TREX|TREX CO INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
TREX|TREX CO INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
TREX|TREX CO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15935
TREX|TREX CO INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
TREX|TREX CO INC|ETRS|E*Trade Securities LLC|23397
TREX|TREX CO INC|FILL|Tradestation Securities, Inc.|1267
TREX|TREX CO INC|FMAF|NBCN Inc./ CDS|514
TREX|TREX CO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2549
TREX|TREX CO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47429
TREX|TREX CO INC|FTBR|Foliofn Investments, Inc.|4184
TREX|TREX CO INC|GLIS|TD Securities Inc|53
TREX|TREX CO INC|GLPX|ACS EXECUTION SERVICES, LLC|12817
TREX|TREX CO INC|GSCO|GOLDMAN SACHS & CO. LLC|218291
TREX|TREX CO INC|GSCS|GOLDMAN SACHS & CO. LLC|1053
TREX|TREX CO INC|GSLT|GOLDMAN SACHS & CO. LLC|721
TREX|TREX CO INC|GTSZ|GTS SECURITIES LLC|31881
TREX|TREX CO INC|HPPX|POTAMUS TRADING, LLC|257
TREX|TREX CO INC|HRBF|American Enterprise Investment Services Inc.|963
TREX|TREX CO INC|IATS|INTERACTIVE BROKERS LLC|21354
TREX|TREX CO INC|IBKR|Interactive Brokers Llc|4234
TREX|TREX CO INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|105
TREX|TREX CO INC|ICBX|INSTINET, LLC|22100
TREX|TREX CO INC|IEQY|CITADEL SECURITIES LLC|24153
TREX|TREX CO INC|INCA|INSTINET, LLC|46755
TREX|TREX CO INC|INJX|INSTINET, LLC|2269
TREX|TREX CO INC|ITGI|ITG Inc.|9218
TREX|TREX CO INC|ITGP|ITG INC.|24200
TREX|TREX CO INC|JEFF|JEFFERIES LLC|102045
TREX|TREX CO INC|JMPT|JUMP TRADING, LLC|11013
TREX|TREX CO INC|JONE|JonesTrading|71070
TREX|TREX CO INC|JPBX|J.P. MORGAN SECURITIES LLC|4642
TREX|TREX CO INC|JPMX|J.P. Morgan Securities LLC|116124
TREX|TREX CO INC|JSJX|JANE STREET CAPITAL LLC|14548
TREX|TREX CO INC|KCGM|VIRTU Americas LLC|14518
TREX|TREX CO INC|LEHM|Barclays Capital Inc./Le|154634
TREX|TREX CO INC|LIME|Lime Brokerage LLC|3850
TREX|TREX CO INC|LOOP|Loop Capital Markets LLC|100
TREX|TREX CO INC|LQNA|LIQUIDNET, INC.|13400
TREX|TREX CO INC|LSCI|Lek Securities Corporation|7
TREX|TREX CO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54108
TREX|TREX CO INC|MOTF|MOTIF INVESTING, INC.|6
TREX|TREX CO INC|MSCO|MORGAN STANLEY & CO. LLC|239199
TREX|TREX CO INC|MSPL|MORGAN STANLEY & CO. LLC|105500
TREX|TREX CO INC|MSTX|MORGAN STANLEY & CO. LLC|21200
TREX|TREX CO INC|NEED|Needham & Company, LLC|750
TREX|TREX CO INC|NFSC|National Financial Services LLC|46464
TREX|TREX CO INC|NITE|VIRTU Americas LLC|103815
TREX|TREX CO INC|NQRB|Brut, LLC|1062
TREX|TREX CO INC|NTBF|BMO Nesbitt Burns Inc./CDS|136
TREX|TREX CO INC|NTRC|Northern Trust Securities, Inc.|438
TREX|TREX CO INC|OPCO|Oppenheimer & Co. Inc.|3167
TREX|TREX CO INC|PCPT|PHILLIP CAPITAL INC.|49
TREX|TREX CO INC|PDQM|CODA MARKETS, INC.|42131
TREX|TREX CO INC|PHLY|NASDAQ Execution Services, LLC|400
TREX|TREX CO INC|PWJC|UBS Financial Services, Inc.|60
TREX|TREX CO INC|RBCM|RBC CAPITAL MARKETS, LLC|1339
TREX|TREX CO INC|RHOX|XR Securities LLC|5619
TREX|TREX CO INC|SAGL|SAGETRADER, LLC|300
TREX|TREX CO INC|SAGW|SAGETRADER, LLC|105
TREX|TREX CO INC|SBSH|Citigroup Global Markets Inc.|25887
TREX|TREX CO INC|SGMT|GOLDMAN SACHS & CO. LLC|29558
TREX|TREX CO INC|SPDR|SPEEDROUTE LLC|4100
TREX|TREX CO INC|SPTD|MINT GLOBAL MARKETS, INC.|1400
TREX|TREX CO INC|STFL|Stifel, Nicolaus & Company, Incorporated|1509
TREX|TREX CO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2700
TREX|TREX CO INC|SWIM|TD Ameritrade, Inc.|8195
TREX|TREX CO INC|TKNG|ALLY INVEST SECURITIES LLC|144
TREX|TREX CO INC|TRBT|Tradebot Systems, Inc.|36940
TREX|TREX CO INC|TRCM|TRC MARKETS LLC|16625
TREX|TREX CO INC|UBSA|UBS SECURITIES LLC|242181
TREX|TREX CO INC|UBSS|UBS Securities LLC|358037
TREX|TREX CO INC|VALX|VIRTU AMERICAS LLC|10039
TREX|TREX CO INC|VGRD|Vanguard Marketing Corporation|6368
TREX|TREX CO INC|WBPX|SUMMIT SECURITIES GROUP, LLC|300
TREX|TREX CO INC|WCHV|WELLS FARGO SECURITIES, LLC|38471
TREX|TREX CO INC|WEED|Weeden & Co.L.P.|4581
TREX|TREX CO INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3417
TREX|TREX CO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9750
TREX|TREX CO INC|WGIF|CIBC World Markets Inc.|113
TREX|TREX CO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|22
TREX|TREX CO INC|WSEA|WOLVERINE SECURITIES, LLC|1895
TREX|TREX CO INC|XIST|INSTINET, LLC|40200
TREX|TREX CO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4030
TREX|TREX CO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5657
TREX|TREX CO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1588
TRGP|TARGA RESOURCES INC|ABLE|NATIXIS Securities Americas LLC|105669
TRGP|TARGA RESOURCES INC|ALTX|Alternet Securities Inc.|6172
TRGP|TARGA RESOURCES INC|ANOS|ABEL/NOSER, L.L.C.|979
TRGP|TARGA RESOURCES INC|APCC|Apex Clearing Corporation|202
TRGP|TARGA RESOURCES INC|AQUA|AQUA SECURITIES L.P.|3900
TRGP|TARGA RESOURCES INC|BALE|M&T SECURITIES, INC.|1976
TRGP|TARGA RESOURCES INC|BARD|Robert W. Baird & Co. Incorporated|2183
TRGP|TARGA RESOURCES INC|BATM|CBOE TRADING, INC.|9871
TRGP|TARGA RESOURCES INC|BAYC|BAY CREST PARTNERS, LLC|12955
TRGP|TARGA RESOURCES INC|BAYT|BTIG, LLC|1100
TRGP|TARGA RESOURCES INC|BBNT|BB&T SECURITIES, LLC|342
TRGP|TARGA RESOURCES INC|BERN|Sanford C. Bernstein & Co., LLC|42627
TRGP|TARGA RESOURCES INC|BIDS|BIDS TRADING L.P.|63700
TRGP|TARGA RESOURCES INC|BKCM|BNY Mellon Capital Markets LLC|210
TRGP|TARGA RESOURCES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16126
TRGP|TARGA RESOURCES INC|BLKX|INSTINET, LLC|218940
TRGP|TARGA RESOURCES INC|BNCH|The Benchmark Company, LLC|10300
TRGP|TARGA RESOURCES INC|BNPX|BNP PARIBAS SECURITIES CORP.|3179
TRGP|TARGA RESOURCES INC|BOTZ|C. A. Botzum & Co.|100
TRGP|TARGA RESOURCES INC|BTIG|BTIG, LLC|8867
TRGP|TARGA RESOURCES INC|BYXM|CBOE TRADING, INC.|4045
TRGP|TARGA RESOURCES INC|BZYD|GOLDMAN SACHS & CO. LLC|2202
TRGP|TARGA RESOURCES INC|CANT|Cantor Fitzgerald & Co.|1769
TRGP|TARGA RESOURCES INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|99232
TRGP|TARGA RESOURCES INC|CHAS|Charles Schwab & Co., Inc.|5443
TRGP|TARGA RESOURCES INC|CIST|Capital Institutional Services, Inc.|11608
TRGP|TARGA RESOURCES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130620
TRGP|TARGA RESOURCES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2710
TRGP|TARGA RESOURCES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4103
TRGP|TARGA RESOURCES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|776612
TRGP|TARGA RESOURCES INC|CTDL|Citadel Derivatives Group Llc|17100
TRGP|TARGA RESOURCES INC|CTLR|CUTLER GROUP, LP|400
TRGP|TARGA RESOURCES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|104372
TRGP|TARGA RESOURCES INC|DADA|D.A. Davidson & Co.|1306
TRGP|TARGA RESOURCES INC|DBAB|Deutsche Bank Securities Inc.|598009
TRGP|TARGA RESOURCES INC|DBAX|Deutsche Bank Securities Inc.|430400
TRGP|TARGA RESOURCES INC|DCHF|Dart Executions, LLC|3690
TRGP|TARGA RESOURCES INC|DEAN|MORGAN STANLEY|40795
TRGP|TARGA RESOURCES INC|DEGS|RONIN PROFESSIONAL LLC|400
TRGP|TARGA RESOURCES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4200
TRGP|TARGA RESOURCES INC|EBXL|EBX LLC|464600
TRGP|TARGA RESOURCES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|17285
TRGP|TARGA RESOURCES INC|EDJO|Edward D. Jones & Co., L.P.|4026
TRGP|TARGA RESOURCES INC|EGAM|CBOE TRADING, INC.|31095
TRGP|TARGA RESOURCES INC|EGAW|CBOE TRADING, INC.|174
TRGP|TARGA RESOURCES INC|EGMT|EG MARKET TECHNOLOGIES LLC|1600
TRGP|TARGA RESOURCES INC|EGXM|CBOE TRADING, INC.|9516
TRGP|TARGA RESOURCES INC|ETBE|Electronic Transaction Clearing, Inc.|43286
TRGP|TARGA RESOURCES INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
TRGP|TARGA RESOURCES INC|ETCC|Electronic Transaction Clearing, Inc.|920
TRGP|TARGA RESOURCES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41741
TRGP|TARGA RESOURCES INC|ETRS|E*Trade Securities LLC|83615
TRGP|TARGA RESOURCES INC|FBRC|B. RILEY FBR, INC.|957
TRGP|TARGA RESOURCES INC|FBSB|U.S. Bancorp Investments, Inc.|71
TRGP|TARGA RESOURCES INC|FILL|Tradestation Securities, Inc.|29849
TRGP|TARGA RESOURCES INC|FMAF|NBCN Inc./ CDS|582
TRGP|TARGA RESOURCES INC|FMCO|First Manhattan Co|485
TRGP|TARGA RESOURCES INC|FORD|Fordham Financial Management, Inc.|300
TRGP|TARGA RESOURCES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4600
TRGP|TARGA RESOURCES INC|FQLS|Quantlab Securities LP|781245
TRGP|TARGA RESOURCES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110661
TRGP|TARGA RESOURCES INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|575
TRGP|TARGA RESOURCES INC|FTBR|Foliofn Investments, Inc.|2246
TRGP|TARGA RESOURCES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6904
TRGP|TARGA RESOURCES INC|GLIS|TD Securities Inc|5611
TRGP|TARGA RESOURCES INC|GLPX|ACS EXECUTION SERVICES, LLC|65808
TRGP|TARGA RESOURCES INC|GSCO|GOLDMAN SACHS & CO. LLC|1502389
TRGP|TARGA RESOURCES INC|GSCS|GOLDMAN SACHS & CO. LLC|3104
TRGP|TARGA RESOURCES INC|GSLT|GOLDMAN SACHS & CO. LLC|8993
TRGP|TARGA RESOURCES INC|GTSZ|GTS SECURITIES LLC|191600
TRGP|TARGA RESOURCES INC|GUGS|Guggenheim Securities, LLC|100
TRGP|TARGA RESOURCES INC|HAPX|HAP Trading, LLC|100
TRGP|TARGA RESOURCES INC|HRBF|American Enterprise Investment Services Inc.|15066
TRGP|TARGA RESOURCES INC|HSBC|HSBC Securities, Inc.|500
TRGP|TARGA RESOURCES INC|IATS|INTERACTIVE BROKERS LLC|10662
TRGP|TARGA RESOURCES INC|IBKR|Interactive Brokers Llc|21416
TRGP|TARGA RESOURCES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|52
TRGP|TARGA RESOURCES INC|ICBX|INSTINET, LLC|122775
TRGP|TARGA RESOURCES INC|INCA|INSTINET, LLC|686177
TRGP|TARGA RESOURCES INC|INJX|INSTINET, LLC|39794
TRGP|TARGA RESOURCES INC|ITGI|ITG Inc.|45741
TRGP|TARGA RESOURCES INC|ITGP|ITG INC.|421400
TRGP|TARGA RESOURCES INC|JANY|Janney Montgomery Scott Inc.|4357
TRGP|TARGA RESOURCES INC|JEFF|JEFFERIES LLC|440887
TRGP|TARGA RESOURCES INC|JMPT|JUMP TRADING, LLC|198761
TRGP|TARGA RESOURCES INC|JONE|JonesTrading|4285
TRGP|TARGA RESOURCES INC|JPBX|J.P. MORGAN SECURITIES LLC|261471
TRGP|TARGA RESOURCES INC|JPMX|J.P. Morgan Securities LLC|600072
TRGP|TARGA RESOURCES INC|JSJX|JANE STREET CAPITAL LLC|13913
TRGP|TARGA RESOURCES INC|KCGM|VIRTU Americas LLC|55254
TRGP|TARGA RESOURCES INC|KEYB|KEYBANC CAPITAL MARKETS INC.|6616
TRGP|TARGA RESOURCES INC|LEHM|Barclays Capital Inc./Le|2122600
TRGP|TARGA RESOURCES INC|LIME|Lime Brokerage LLC|57637
TRGP|TARGA RESOURCES INC|LOOP|Loop Capital Markets LLC|66819
TRGP|TARGA RESOURCES INC|LQNA|LIQUIDNET, INC.|254700
TRGP|TARGA RESOURCES INC|LSCI|Lek Securities Corporation|817
TRGP|TARGA RESOURCES INC|LTCO|Ladenburg, Thalmann & Co., Inc.|200
TRGP|TARGA RESOURCES INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
TRGP|TARGA RESOURCES INC|MBTS|ALLY INVEST SECURITIES LLC|543
TRGP|TARGA RESOURCES INC|MCMF|Raymond James Ltd. Cds|504
TRGP|TARGA RESOURCES INC|MKMP|MKM Partners LLC|25000
TRGP|TARGA RESOURCES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|257495
TRGP|TARGA RESOURCES INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|900
TRGP|TARGA RESOURCES INC|MOTF|MOTIF INVESTING, INC.|23
TRGP|TARGA RESOURCES INC|MSCO|MORGAN STANLEY & CO. LLC|4411879
TRGP|TARGA RESOURCES INC|MSPL|MORGAN STANLEY & CO. LLC|557900
TRGP|TARGA RESOURCES INC|MSTX|MORGAN STANLEY & CO. LLC|357900
TRGP|TARGA RESOURCES INC|NATL|National Securities Corporation|664
TRGP|TARGA RESOURCES INC|NBCS|NBC Securities, INC.|50
TRGP|TARGA RESOURCES INC|NFSC|National Financial Services LLC|676497
TRGP|TARGA RESOURCES INC|NITE|VIRTU Americas LLC|685202
TRGP|TARGA RESOURCES INC|NITP|VIRTU Americas LLC|2906
TRGP|TARGA RESOURCES INC|NQRB|Brut, LLC|23223
TRGP|TARGA RESOURCES INC|NTBF|BMO Nesbitt Burns Inc./CDS|811
TRGP|TARGA RESOURCES INC|NTRC|Northern Trust Securities, Inc.|1500
TRGP|TARGA RESOURCES INC|OHOS|TWO SIGMA SECURITIES, LLC|63183
TRGP|TARGA RESOURCES INC|OPCO|Oppenheimer & Co. Inc.|5677
TRGP|TARGA RESOURCES INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
TRGP|TARGA RESOURCES INC|PCPT|PHILLIP CAPITAL INC.|400
TRGP|TARGA RESOURCES INC|PDQM|CODA MARKETS, INC.|59058
TRGP|TARGA RESOURCES INC|PHLY|NASDAQ Execution Services, LLC|4400
TRGP|TARGA RESOURCES INC|PIPR|Piper Jaffray & Co.|2000
TRGP|TARGA RESOURCES INC|PWJC|UBS Financial Services, Inc.|33556
TRGP|TARGA RESOURCES INC|RBCM|RBC CAPITAL MARKETS, LLC|13310
TRGP|TARGA RESOURCES INC|RGLD|Regal Securities, Inc|100
TRGP|TARGA RESOURCES INC|SAGL|SAGETRADER, LLC|66056
TRGP|TARGA RESOURCES INC|SAGW|SAGETRADER, LLC|300
TRGP|TARGA RESOURCES INC|SALI|INTL FCSTONE FINANCIAL INC.|355
TRGP|TARGA RESOURCES INC|SBRX|MURIEL SIEBERT & CO INC|708
TRGP|TARGA RESOURCES INC|SBSH|Citigroup Global Markets Inc.|1202469
TRGP|TARGA RESOURCES INC|SGMT|GOLDMAN SACHS & CO. LLC|178353
TRGP|TARGA RESOURCES INC|SIBO|Prime Executions, Inc.|36454
TRGP|TARGA RESOURCES INC|SPDR|SPEEDROUTE LLC|30676
TRGP|TARGA RESOURCES INC|SPHN|Stephens Inc.|3598
TRGP|TARGA RESOURCES INC|STFL|Stifel, Nicolaus & Company, Incorporated|25826
TRGP|TARGA RESOURCES INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4735
TRGP|TARGA RESOURCES INC|SWIM|TD Ameritrade, Inc.|43282
TRGP|TARGA RESOURCES INC|SWST|Hilltop Securities Inc.|3422
TRGP|TARGA RESOURCES INC|TDSI|TD Securities (USA) LLC|116301
TRGP|TARGA RESOURCES INC|TKNG|ALLY INVEST SECURITIES LLC|585
TRGP|TARGA RESOURCES INC|TRBT|Tradebot Systems, Inc.|436367
TRGP|TARGA RESOURCES INC|TRCM|TRC MARKETS LLC|728552
TRGP|TARGA RESOURCES INC|UBSA|UBS SECURITIES LLC|1310904
TRGP|TARGA RESOURCES INC|UBSS|UBS Securities LLC|1978644
TRGP|TARGA RESOURCES INC|USCA|USCA Securities LLC|9691
TRGP|TARGA RESOURCES INC|VALX|VIRTU AMERICAS LLC|11392
TRGP|TARGA RESOURCES INC|VGRD|Vanguard Marketing Corporation|45506
TRGP|TARGA RESOURCES INC|WBLR|WILLIAM BLAIR|398
TRGP|TARGA RESOURCES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5319
TRGP|TARGA RESOURCES INC|WCHV|WELLS FARGO SECURITIES, LLC|318510
TRGP|TARGA RESOURCES INC|WEDB|WEDBUSH SECURITIES INC.|7115
TRGP|TARGA RESOURCES INC|WEED|Weeden & Co.L.P.|4412
TRGP|TARGA RESOURCES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6889
TRGP|TARGA RESOURCES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26807
TRGP|TARGA RESOURCES INC|WFPB|Wells Fargo Securities, LLC.|51432
TRGP|TARGA RESOURCES INC|WGIF|CIBC World Markets Inc.|254
TRGP|TARGA RESOURCES INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|16
TRGP|TARGA RESOURCES INC|WOLF|Wolfe Trahan Securities|1500
TRGP|TARGA RESOURCES INC|WSEA|WOLVERINE SECURITIES, LLC|10825
TRGP|TARGA RESOURCES INC|XIST|INSTINET, LLC|172500
TRGP|TARGA RESOURCES INC|XPQR|Jump Trading|700
TRGP|TARGA RESOURCES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|211456
TRGP|TARGA RESOURCES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1681
TRGP|TARGA RESOURCES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13041
TRHC|TABULA RASA HLTH  CM|AGIS|Aegis Capital Corp.|900
TRHC|TABULA RASA HLTH  CM|ALTX|Alternet Securities Inc.|35407
TRHC|TABULA RASA HLTH  CM|ANOS|ABEL/NOSER, L.L.C.|945
TRHC|TABULA RASA HLTH  CM|APCC|Apex Clearing Corporation|555
TRHC|TABULA RASA HLTH  CM|BANK|Primevest Financial Services, Inc.|82
TRHC|TABULA RASA HLTH  CM|BARD|Robert W. Baird & Co. Incorporated|94922
TRHC|TABULA RASA HLTH  CM|BATM|CBOE TRADING, INC.|3372
TRHC|TABULA RASA HLTH  CM|BAYC|BAY CREST PARTNERS, LLC|240
TRHC|TABULA RASA HLTH  CM|BAYT|BTIG, LLC|3480
TRHC|TABULA RASA HLTH  CM|BBNT|BB&T SECURITIES, LLC|653
TRHC|TABULA RASA HLTH  CM|BERN|Sanford C. Bernstein & Co., LLC|3055
TRHC|TABULA RASA HLTH  CM|BIDS|BIDS TRADING L.P.|18400
TRHC|TABULA RASA HLTH  CM|BIMI|Banca IMI Securities Corp.|70
TRHC|TABULA RASA HLTH  CM|BKCM|BNY Mellon Capital Markets LLC|900
TRHC|TABULA RASA HLTH  CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3411
TRHC|TABULA RASA HLTH  CM|BMOC|BMO Capital Markets Corp.|2331
TRHC|TABULA RASA HLTH  CM|BNPX|BNP PARIBAS SECURITIES CORP.|2745
TRHC|TABULA RASA HLTH  CM|BRVL|BLAYLOCK VAN, LLC|500
TRHC|TABULA RASA HLTH  CM|BTIG|BTIG, LLC|12523
TRHC|TABULA RASA HLTH  CM|BYXM|CBOE TRADING, INC.|2245
TRHC|TABULA RASA HLTH  CM|BZYD|GOLDMAN SACHS & CO. LLC|1789
TRHC|TABULA RASA HLTH  CM|CANT|Cantor Fitzgerald & Co.|3058
TRHC|TABULA RASA HLTH  CM|CHAS|Charles Schwab & Co., Inc.|3907
TRHC|TABULA RASA HLTH  CM|CIST|Capital Institutional Services, Inc.|29836
TRHC|TABULA RASA HLTH  CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|125602
TRHC|TABULA RASA HLTH  CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6343
TRHC|TABULA RASA HLTH  CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|552
TRHC|TABULA RASA HLTH  CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|219025
TRHC|TABULA RASA HLTH  CM|CTDL|Citadel Derivatives Group Llc|10825
TRHC|TABULA RASA HLTH  CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|14472
TRHC|TABULA RASA HLTH  CM|DADA|D.A. Davidson & Co.|788
TRHC|TABULA RASA HLTH  CM|DBAB|Deutsche Bank Securities Inc.|212928
TRHC|TABULA RASA HLTH  CM|DBAX|Deutsche Bank Securities Inc.|118700
TRHC|TABULA RASA HLTH  CM|DBUL|Deutsche Bank Securities Inc.|700
TRHC|TABULA RASA HLTH  CM|DCHF|Dart Executions, LLC|482
TRHC|TABULA RASA HLTH  CM|DEAN|MORGAN STANLEY|14552
TRHC|TABULA RASA HLTH  CM|DEGS|RONIN PROFESSIONAL LLC|1771
TRHC|TABULA RASA HLTH  CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5323
TRHC|TABULA RASA HLTH  CM|EBXL|EBX LLC|80100
TRHC|TABULA RASA HLTH  CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|18443
TRHC|TABULA RASA HLTH  CM|EDJO|Edward D. Jones & Co., L.P.|1209
TRHC|TABULA RASA HLTH  CM|EGAM|CBOE TRADING, INC.|9446
TRHC|TABULA RASA HLTH  CM|EGAW|CBOE TRADING, INC.|100
TRHC|TABULA RASA HLTH  CM|EGMT|EG MARKET TECHNOLOGIES LLC|701
TRHC|TABULA RASA HLTH  CM|EGXM|CBOE TRADING, INC.|1156
TRHC|TABULA RASA HLTH  CM|EGXW|CBOE TRADING, INC.|848
TRHC|TABULA RASA HLTH  CM|ETBE|Electronic Transaction Clearing, Inc.|23984
TRHC|TABULA RASA HLTH  CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|973
TRHC|TABULA RASA HLTH  CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28883
TRHC|TABULA RASA HLTH  CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|16
TRHC|TABULA RASA HLTH  CM|ETRS|E*Trade Securities LLC|47584
TRHC|TABULA RASA HLTH  CM|FBCO|Credit Suisse Securities (USA) LLC|259319
TRHC|TABULA RASA HLTH  CM|FILL|Tradestation Securities, Inc.|4808
TRHC|TABULA RASA HLTH  CM|FMAF|NBCN Inc./ CDS|278
TRHC|TABULA RASA HLTH  CM|FOMA|TD AMERITRADE CLEARING, INC.|207401
TRHC|TABULA RASA HLTH  CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7990
TRHC|TABULA RASA HLTH  CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62680
TRHC|TABULA RASA HLTH  CM|FTBR|Foliofn Investments, Inc.|4106
TRHC|TABULA RASA HLTH  CM|GEBB|GLOBAL EXECUTION BROKERS, LP|6560
TRHC|TABULA RASA HLTH  CM|GLPX|ACS EXECUTION SERVICES, LLC|94387
TRHC|TABULA RASA HLTH  CM|GSCO|GOLDMAN SACHS & CO. LLC|491163
TRHC|TABULA RASA HLTH  CM|GSCS|GOLDMAN SACHS & CO. LLC|18520
TRHC|TABULA RASA HLTH  CM|GSLT|GOLDMAN SACHS & CO. LLC|3036
TRHC|TABULA RASA HLTH  CM|GTSZ|GTS SECURITIES LLC|19493
TRHC|TABULA RASA HLTH  CM|HRBF|American Enterprise Investment Services Inc.|3577
TRHC|TABULA RASA HLTH  CM|HSBC|HSBC Securities, Inc.|11771
TRHC|TABULA RASA HLTH  CM|IATS|INTERACTIVE BROKERS LLC|8670
TRHC|TABULA RASA HLTH  CM|IBKR|Interactive Brokers Llc|76960
TRHC|TABULA RASA HLTH  CM|IBSJ|Integrity Brokerage Services, Inc.|3860
TRHC|TABULA RASA HLTH  CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
TRHC|TABULA RASA HLTH  CM|ICBX|INSTINET, LLC|40523
TRHC|TABULA RASA HLTH  CM|IEQY|CITADEL SECURITIES LLC|57711
TRHC|TABULA RASA HLTH  CM|INCA|INSTINET, LLC|453419
TRHC|TABULA RASA HLTH  CM|INJX|INSTINET, LLC|8085
TRHC|TABULA RASA HLTH  CM|ITGI|ITG Inc.|35907
TRHC|TABULA RASA HLTH  CM|ITGP|ITG INC.|46600
TRHC|TABULA RASA HLTH  CM|JANY|Janney Montgomery Scott Inc.|350
TRHC|TABULA RASA HLTH  CM|JEFF|JEFFERIES LLC|41119
TRHC|TABULA RASA HLTH  CM|JMPT|JUMP TRADING, LLC|36446
TRHC|TABULA RASA HLTH  CM|JONE|JonesTrading|80
TRHC|TABULA RASA HLTH  CM|JPBX|J.P. MORGAN SECURITIES LLC|3053
TRHC|TABULA RASA HLTH  CM|JPMX|J.P. Morgan Securities LLC|174038
TRHC|TABULA RASA HLTH  CM|JSJX|JANE STREET CAPITAL LLC|5756
TRHC|TABULA RASA HLTH  CM|KCGM|VIRTU Americas LLC|23901
TRHC|TABULA RASA HLTH  CM|LEHM|Barclays Capital Inc./Le|364750
TRHC|TABULA RASA HLTH  CM|LIME|Lime Brokerage LLC|127806
TRHC|TABULA RASA HLTH  CM|LOOP|Loop Capital Markets LLC|100
TRHC|TABULA RASA HLTH  CM|LQNA|LIQUIDNET, INC.|86200
TRHC|TABULA RASA HLTH  CM|LQNB|LIQUIDNET, INC.|18400
TRHC|TABULA RASA HLTH  CM|LSCI|Lek Securities Corporation|826
TRHC|TABULA RASA HLTH  CM|MAXM|Maxim Group LLC|1605
TRHC|TABULA RASA HLTH  CM|MBTS|ALLY INVEST SECURITIES LLC|100
TRHC|TABULA RASA HLTH  CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|53092
TRHC|TABULA RASA HLTH  CM|MOTF|MOTIF INVESTING, INC.|17
TRHC|TABULA RASA HLTH  CM|MSCO|MORGAN STANLEY & CO. LLC|847119
TRHC|TABULA RASA HLTH  CM|MSPL|MORGAN STANLEY & CO. LLC|106700
TRHC|TABULA RASA HLTH  CM|MSTX|MORGAN STANLEY & CO. LLC|21700
TRHC|TABULA RASA HLTH  CM|NFSC|National Financial Services LLC|128316
TRHC|TABULA RASA HLTH  CM|NITE|VIRTU Americas LLC|345504
TRHC|TABULA RASA HLTH  CM|NITP|VIRTU Americas LLC|1200
TRHC|TABULA RASA HLTH  CM|NQRB|Brut, LLC|2662
TRHC|TABULA RASA HLTH  CM|NTRC|Northern Trust Securities, Inc.|5714
TRHC|TABULA RASA HLTH  CM|OPCO|Oppenheimer & Co. Inc.|6937
TRHC|TABULA RASA HLTH  CM|PCPT|PHILLIP CAPITAL INC.|90
TRHC|TABULA RASA HLTH  CM|PDQM|CODA MARKETS, INC.|167745
TRHC|TABULA RASA HLTH  CM|PIPR|Piper Jaffray & Co.|75
TRHC|TABULA RASA HLTH  CM|PWJC|UBS Financial Services, Inc.|1514
TRHC|TABULA RASA HLTH  CM|RAJA|Raymond James & Associates, Inc.|7780
TRHC|TABULA RASA HLTH  CM|RBCM|RBC CAPITAL MARKETS, LLC|4990
TRHC|TABULA RASA HLTH  CM|RGLD|Regal Securities, Inc|100
TRHC|TABULA RASA HLTH  CM|SAGL|SAGETRADER, LLC|46544
TRHC|TABULA RASA HLTH  CM|SALI|INTL FCSTONE FINANCIAL INC.|103
TRHC|TABULA RASA HLTH  CM|SBSH|Citigroup Global Markets Inc.|91489
TRHC|TABULA RASA HLTH  CM|SGMT|GOLDMAN SACHS & CO. LLC|80023
TRHC|TABULA RASA HLTH  CM|SPDR|SPEEDROUTE LLC|10654
TRHC|TABULA RASA HLTH  CM|SPHN|Stephens Inc.|3900
TRHC|TABULA RASA HLTH  CM|SPTD|MINT GLOBAL MARKETS, INC.|16521
TRHC|TABULA RASA HLTH  CM|STFL|Stifel, Nicolaus & Company, Incorporated|1187
TRHC|TABULA RASA HLTH  CM|STKP|STOCKPILE INVESTMENTS, INC.|32
TRHC|TABULA RASA HLTH  CM|SWIM|TD Ameritrade, Inc.|18434
TRHC|TABULA RASA HLTH  CM|SWST|Hilltop Securities Inc.|50
TRHC|TABULA RASA HLTH  CM|TKNG|ALLY INVEST SECURITIES LLC|871
TRHC|TABULA RASA HLTH  CM|TRBT|Tradebot Systems, Inc.|135533
TRHC|TABULA RASA HLTH  CM|TRCM|TRC MARKETS LLC|135952
TRHC|TABULA RASA HLTH  CM|TWTT|TASTYWORKS, INC.|100
TRHC|TABULA RASA HLTH  CM|UBSA|UBS SECURITIES LLC|320151
TRHC|TABULA RASA HLTH  CM|UBSS|UBS Securities LLC|859669
TRHC|TABULA RASA HLTH  CM|VALX|VIRTU AMERICAS LLC|15922
TRHC|TABULA RASA HLTH  CM|VGRD|Vanguard Marketing Corporation|18511
TRHC|TABULA RASA HLTH  CM|WABR|Wall Street Access|600
TRHC|TABULA RASA HLTH  CM|WBLR|WILLIAM BLAIR|3895
TRHC|TABULA RASA HLTH  CM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
TRHC|TABULA RASA HLTH  CM|WCHV|WELLS FARGO SECURITIES, LLC|47933
TRHC|TABULA RASA HLTH  CM|WEDB|WEDBUSH SECURITIES INC.|202
TRHC|TABULA RASA HLTH  CM|WEED|Weeden & Co.L.P.|150
TRHC|TABULA RASA HLTH  CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7041
TRHC|TABULA RASA HLTH  CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8941
TRHC|TABULA RASA HLTH  CM|WFPB|Wells Fargo Securities, LLC.|4000
TRHC|TABULA RASA HLTH  CM|WGIF|CIBC World Markets Inc.|462
TRHC|TABULA RASA HLTH  CM|WSEA|WOLVERINE SECURITIES, LLC|4866
TRHC|TABULA RASA HLTH  CM|XIST|INSTINET, LLC|10400
TRHC|TABULA RASA HLTH  CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|51142
TRHC|TABULA RASA HLTH  CM|YKNA|COMHAR CAPITAL MARKETS, LLC|19316
TRHC|TABULA RASA HLTH  CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2293
TRI|THOMSON REUTERS CORP|ALTX|Alternet Securities Inc.|3398
TRI|THOMSON REUTERS CORP|APCC|Apex Clearing Corporation|1877
TRI|THOMSON REUTERS CORP|BANK|Primevest Financial Services, Inc.|353
TRI|THOMSON REUTERS CORP|BARD|Robert W. Baird & Co. Incorporated|2193
TRI|THOMSON REUTERS CORP|BATM|CBOE TRADING, INC.|8252
TRI|THOMSON REUTERS CORP|BBNT|BB&T SECURITIES, LLC|770
TRI|THOMSON REUTERS CORP|BERN|Sanford C. Bernstein & Co., LLC|15808
TRI|THOMSON REUTERS CORP|BIDS|BIDS TRADING L.P.|100
TRI|THOMSON REUTERS CORP|BIMI|Banca IMI Securities Corp.|100
TRI|THOMSON REUTERS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8903
TRI|THOMSON REUTERS CORP|BLKX|INSTINET, LLC|133200
TRI|THOMSON REUTERS CORP|BMOC|BMO Capital Markets Corp.|90
TRI|THOMSON REUTERS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|55
TRI|THOMSON REUTERS CORP|BYXM|CBOE TRADING, INC.|600
TRI|THOMSON REUTERS CORP|CANT|Cantor Fitzgerald & Co.|4
TRI|THOMSON REUTERS CORP|CHAS|Charles Schwab & Co., Inc.|370
TRI|THOMSON REUTERS CORP|CLSA|CLSA AMERICAS, LLC|200
TRI|THOMSON REUTERS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27180
TRI|THOMSON REUTERS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
TRI|THOMSON REUTERS CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3244
TRI|THOMSON REUTERS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|272489
TRI|THOMSON REUTERS CORP|CTDL|Citadel Derivatives Group Llc|2403
TRI|THOMSON REUTERS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|26440
TRI|THOMSON REUTERS CORP|DADA|D.A. Davidson & Co.|979
TRI|THOMSON REUTERS CORP|DAVA|Davenport & Company LLC|18
TRI|THOMSON REUTERS CORP|DBAB|Deutsche Bank Securities Inc.|70473
TRI|THOMSON REUTERS CORP|DBAX|Deutsche Bank Securities Inc.|150100
TRI|THOMSON REUTERS CORP|DBUL|Deutsche Bank Securities Inc.|2237
TRI|THOMSON REUTERS CORP|DCHF|Dart Executions, LLC|125
TRI|THOMSON REUTERS CORP|DEAN|MORGAN STANLEY|1950
TRI|THOMSON REUTERS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9610
TRI|THOMSON REUTERS CORP|EBXL|EBX LLC|128500
TRI|THOMSON REUTERS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1136
TRI|THOMSON REUTERS CORP|EDJO|Edward D. Jones & Co., L.P.|70252
TRI|THOMSON REUTERS CORP|EGAM|CBOE TRADING, INC.|15330
TRI|THOMSON REUTERS CORP|EGAW|CBOE TRADING, INC.|300
TRI|THOMSON REUTERS CORP|EGXM|CBOE TRADING, INC.|1452
TRI|THOMSON REUTERS CORP|EGXW|CBOE TRADING, INC.|100
TRI|THOMSON REUTERS CORP|ETBE|Electronic Transaction Clearing, Inc.|13545
TRI|THOMSON REUTERS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2300
TRI|THOMSON REUTERS CORP|ETRS|E*Trade Securities LLC|2978
TRI|THOMSON REUTERS CORP|FILL|Tradestation Securities, Inc.|606
TRI|THOMSON REUTERS CORP|FINX|FINTECH SECURITIES|1100
TRI|THOMSON REUTERS CORP|FMAF|NBCN Inc./ CDS|2369
TRI|THOMSON REUTERS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|410
TRI|THOMSON REUTERS CORP|FQLS|Quantlab Securities LP|150455
TRI|THOMSON REUTERS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34567
TRI|THOMSON REUTERS CORP|FTBR|Foliofn Investments, Inc.|667
TRI|THOMSON REUTERS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1200
TRI|THOMSON REUTERS CORP|GLIS|TD Securities Inc|375
TRI|THOMSON REUTERS CORP|GLPX|ACS EXECUTION SERVICES, LLC|4801
TRI|THOMSON REUTERS CORP|GSCO|GOLDMAN SACHS & CO. LLC|273019
TRI|THOMSON REUTERS CORP|GSLT|GOLDMAN SACHS & CO. LLC|1955
TRI|THOMSON REUTERS CORP|GTSY|GTS SECURITIES LLC|100
TRI|THOMSON REUTERS CORP|GTSZ|GTS SECURITIES LLC|31615
TRI|THOMSON REUTERS CORP|HRBF|American Enterprise Investment Services Inc.|1573
TRI|THOMSON REUTERS CORP|HSBC|HSBC Securities, Inc.|700
TRI|THOMSON REUTERS CORP|IATS|INTERACTIVE BROKERS LLC|1462
TRI|THOMSON REUTERS CORP|IBKR|Interactive Brokers Llc|11596
TRI|THOMSON REUTERS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
TRI|THOMSON REUTERS CORP|ICBX|INSTINET, LLC|73098
TRI|THOMSON REUTERS CORP|INCA|INSTINET, LLC|277278
TRI|THOMSON REUTERS CORP|INJX|INSTINET, LLC|800
TRI|THOMSON REUTERS CORP|INTL|INTL FCSTONE FINANCIAL INC.|115
TRI|THOMSON REUTERS CORP|ITGI|ITG Inc.|174268
TRI|THOMSON REUTERS CORP|ITGP|ITG INC.|71000
TRI|THOMSON REUTERS CORP|JANY|Janney Montgomery Scott Inc.|1216
TRI|THOMSON REUTERS CORP|JEFF|JEFFERIES LLC|95462
TRI|THOMSON REUTERS CORP|JMPT|JUMP TRADING, LLC|35502
TRI|THOMSON REUTERS CORP|JPBX|J.P. MORGAN SECURITIES LLC|20904
TRI|THOMSON REUTERS CORP|JPMX|J.P. Morgan Securities LLC|364760
TRI|THOMSON REUTERS CORP|JSJX|JANE STREET CAPITAL LLC|3387
TRI|THOMSON REUTERS CORP|KCGM|VIRTU Americas LLC|33821
TRI|THOMSON REUTERS CORP|LEHM|Barclays Capital Inc./Le|399710
TRI|THOMSON REUTERS CORP|LIME|Lime Brokerage LLC|5565
TRI|THOMSON REUTERS CORP|LQNA|LIQUIDNET, INC.|70100
TRI|THOMSON REUTERS CORP|LSCI|Lek Securities Corporation|456
TRI|THOMSON REUTERS CORP|MACC|Mid Atlantic Capital Corporation|595
TRI|THOMSON REUTERS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|157158
TRI|THOMSON REUTERS CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
TRI|THOMSON REUTERS CORP|MOTF|MOTIF INVESTING, INC.|8
TRI|THOMSON REUTERS CORP|MSCO|MORGAN STANLEY & CO. LLC|579844
TRI|THOMSON REUTERS CORP|MSPL|MORGAN STANLEY & CO. LLC|252700
TRI|THOMSON REUTERS CORP|MSTX|MORGAN STANLEY & CO. LLC|118800
TRI|THOMSON REUTERS CORP|NEUB|NEUBERGER BERMAN BD LLC|515
TRI|THOMSON REUTERS CORP|NFSC|National Financial Services LLC|85502
TRI|THOMSON REUTERS CORP|NITE|VIRTU Americas LLC|183429
TRI|THOMSON REUTERS CORP|NITP|VIRTU Americas LLC|630
TRI|THOMSON REUTERS CORP|NQRB|Brut, LLC|3829
TRI|THOMSON REUTERS CORP|NTBF|BMO Nesbitt Burns Inc./CDS|256
TRI|THOMSON REUTERS CORP|OHOS|TWO SIGMA SECURITIES, LLC|57068
TRI|THOMSON REUTERS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
TRI|THOMSON REUTERS CORP|PDQM|CODA MARKETS, INC.|7457
TRI|THOMSON REUTERS CORP|PNSR|Penserra Securities, LLC|21698
TRI|THOMSON REUTERS CORP|PWJC|UBS Financial Services, Inc.|108336
TRI|THOMSON REUTERS CORP|RBCM|RBC CAPITAL MARKETS, LLC|1371
TRI|THOMSON REUTERS CORP|SAGL|SAGETRADER, LLC|1100
TRI|THOMSON REUTERS CORP|SALI|INTL FCSTONE FINANCIAL INC.|3
TRI|THOMSON REUTERS CORP|SBSH|Citigroup Global Markets Inc.|11514
TRI|THOMSON REUTERS CORP|SGMT|GOLDMAN SACHS & CO. LLC|83642
TRI|THOMSON REUTERS CORP|SPDR|SPEEDROUTE LLC|5002
TRI|THOMSON REUTERS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|578
TRI|THOMSON REUTERS CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2344
TRI|THOMSON REUTERS CORP|SWIM|TD Ameritrade, Inc.|17652
TRI|THOMSON REUTERS CORP|SWST|Hilltop Securities Inc.|322
TRI|THOMSON REUTERS CORP|TKNG|ALLY INVEST SECURITIES LLC|65
TRI|THOMSON REUTERS CORP|TRBT|Tradebot Systems, Inc.|161722
TRI|THOMSON REUTERS CORP|TRCM|TRC MARKETS LLC|103510
TRI|THOMSON REUTERS CORP|TWTT|TASTYWORKS, INC.|1600
TRI|THOMSON REUTERS CORP|UBSA|UBS SECURITIES LLC|335200
TRI|THOMSON REUTERS CORP|UBSS|UBS Securities LLC|485343
TRI|THOMSON REUTERS CORP|VALX|VIRTU AMERICAS LLC|11235
TRI|THOMSON REUTERS CORP|VERT|The Vertical Trading Group, LLC|1
TRI|THOMSON REUTERS CORP|VGRD|Vanguard Marketing Corporation|1451
TRI|THOMSON REUTERS CORP|WBLR|WILLIAM BLAIR|190
TRI|THOMSON REUTERS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|300
TRI|THOMSON REUTERS CORP|WCHV|WELLS FARGO SECURITIES, LLC|167233
TRI|THOMSON REUTERS CORP|WEDB|WEDBUSH SECURITIES INC.|1054
TRI|THOMSON REUTERS CORP|WEED|Weeden & Co.L.P.|780
TRI|THOMSON REUTERS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6910
TRI|THOMSON REUTERS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14195
TRI|THOMSON REUTERS CORP|WSEA|WOLVERINE SECURITIES, LLC|2108
TRI|THOMSON REUTERS CORP|XIST|INSTINET, LLC|81200
TRI|THOMSON REUTERS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|14320
TRI|THOMSON REUTERS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3628
TRIB|TRINITY BIO ADR|APCC|Apex Clearing Corporation|8
TRIB|TRINITY BIO ADR|BATM|CBOE TRADING, INC.|100
TRIB|TRINITY BIO ADR|BTIG|BTIG, LLC|258
TRIB|TRINITY BIO ADR|BZYD|GOLDMAN SACHS & CO. LLC|791
TRIB|TRINITY BIO ADR|CHAS|Charles Schwab & Co., Inc.|11630
TRIB|TRINITY BIO ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
TRIB|TRINITY BIO ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17726
TRIB|TRINITY BIO ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|3800
TRIB|TRINITY BIO ADR|DBAB|Deutsche Bank Securities Inc.|905
TRIB|TRINITY BIO ADR|DBAX|Deutsche Bank Securities Inc.|12900
TRIB|TRINITY BIO ADR|DEAN|MORGAN STANLEY|680
TRIB|TRINITY BIO ADR|DEGS|RONIN PROFESSIONAL LLC|8836
TRIB|TRINITY BIO ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
TRIB|TRINITY BIO ADR|EBXL|EBX LLC|9000
TRIB|TRINITY BIO ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|8382
TRIB|TRINITY BIO ADR|EDJO|Edward D. Jones & Co., L.P.|757
TRIB|TRINITY BIO ADR|EGXM|CBOE TRADING, INC.|2
TRIB|TRINITY BIO ADR|ETRS|E*Trade Securities LLC|515
TRIB|TRINITY BIO ADR|FBCO|Credit Suisse Securities (USA) LLC|3645
TRIB|TRINITY BIO ADR|FOMA|TD AMERITRADE CLEARING, INC.|53858
TRIB|TRINITY BIO ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6589
TRIB|TRINITY BIO ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|306
TRIB|TRINITY BIO ADR|GSCO|GOLDMAN SACHS & CO. LLC|19044
TRIB|TRINITY BIO ADR|GSCS|GOLDMAN SACHS & CO. LLC|12485
TRIB|TRINITY BIO ADR|GSLT|GOLDMAN SACHS & CO. LLC|2
TRIB|TRINITY BIO ADR|GTSZ|GTS SECURITIES LLC|8103
TRIB|TRINITY BIO ADR|HRBF|American Enterprise Investment Services Inc.|25
TRIB|TRINITY BIO ADR|IBKR|Interactive Brokers Llc|3133
TRIB|TRINITY BIO ADR|ICBX|INSTINET, LLC|13650
TRIB|TRINITY BIO ADR|INCA|INSTINET, LLC|3256
TRIB|TRINITY BIO ADR|INJX|INSTINET, LLC|300
TRIB|TRINITY BIO ADR|ITGI|ITG Inc.|1687
TRIB|TRINITY BIO ADR|ITGP|ITG INC.|18800
TRIB|TRINITY BIO ADR|JANY|Janney Montgomery Scott Inc.|300
TRIB|TRINITY BIO ADR|JEFF|JEFFERIES LLC|300
TRIB|TRINITY BIO ADR|JPMX|J.P. Morgan Securities LLC|7840
TRIB|TRINITY BIO ADR|KCGM|VIRTU Americas LLC|7528
TRIB|TRINITY BIO ADR|LEHM|Barclays Capital Inc./Le|14200
TRIB|TRINITY BIO ADR|LIME|Lime Brokerage LLC|10316
TRIB|TRINITY BIO ADR|LQNA|LIQUIDNET, INC.|7000
TRIB|TRINITY BIO ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9400
TRIB|TRINITY BIO ADR|MOTF|MOTIF INVESTING, INC.|2
TRIB|TRINITY BIO ADR|MSCO|MORGAN STANLEY & CO. LLC|30479
TRIB|TRINITY BIO ADR|MSPL|MORGAN STANLEY & CO. LLC|8200
TRIB|TRINITY BIO ADR|NEUB|NEUBERGER BERMAN BD LLC|100
TRIB|TRINITY BIO ADR|NFSC|National Financial Services LLC|11489
TRIB|TRINITY BIO ADR|NITE|VIRTU Americas LLC|106667
TRIB|TRINITY BIO ADR|NQRB|Brut, LLC|100
TRIB|TRINITY BIO ADR|PWJC|UBS Financial Services, Inc.|1000
TRIB|TRINITY BIO ADR|RAJA|Raymond James & Associates, Inc.|238
TRIB|TRINITY BIO ADR|RBCM|RBC CAPITAL MARKETS, LLC|1
TRIB|TRINITY BIO ADR|SBSH|Citigroup Global Markets Inc.|1500
TRIB|TRINITY BIO ADR|SGMT|GOLDMAN SACHS & CO. LLC|18231
TRIB|TRINITY BIO ADR|SPDR|SPEEDROUTE LLC|200
TRIB|TRINITY BIO ADR|STFL|Stifel, Nicolaus & Company, Incorporated|550
TRIB|TRINITY BIO ADR|SWIM|TD Ameritrade, Inc.|5000
TRIB|TRINITY BIO ADR|TKNG|ALLY INVEST SECURITIES LLC|6
TRIB|TRINITY BIO ADR|TRCM|TRC MARKETS LLC|11359
TRIB|TRINITY BIO ADR|UBSA|UBS SECURITIES LLC|31574
TRIB|TRINITY BIO ADR|UBSS|UBS Securities LLC|17273
TRIB|TRINITY BIO ADR|VALX|VIRTU AMERICAS LLC|1790
TRIB|TRINITY BIO ADR|WABR|Wall Street Access|4500
TRIB|TRINITY BIO ADR|WCHV|WELLS FARGO SECURITIES, LLC|2650
TRIB|TRINITY BIO ADR|WEED|Weeden & Co.L.P.|1700
TRIB|TRINITY BIO ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|104
TRIB|TRINITY BIO ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
TRIB|TRINITY BIO ADR|WSEA|WOLVERINE SECURITIES, LLC|47
TRIB|TRINITY BIO ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
TRIB|TRINITY BIO ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
TRIL|TRILLIUM THERAPEUTIC|ALTX|Alternet Securities Inc.|4000
TRIL|TRILLIUM THERAPEUTIC|APCC|Apex Clearing Corporation|2046
TRIL|TRILLIUM THERAPEUTIC|BATM|CBOE TRADING, INC.|100
TRIL|TRILLIUM THERAPEUTIC|BAYT|BTIG, LLC|900
TRIL|TRILLIUM THERAPEUTIC|BRGE|Newbridge Securities Corp.|3025
TRIL|TRILLIUM THERAPEUTIC|BTIG|BTIG, LLC|104113
TRIL|TRILLIUM THERAPEUTIC|CANT|Cantor Fitzgerald & Co.|150
TRIL|TRILLIUM THERAPEUTIC|CBLC|CITIGROUP GLOBAL MARKETS INC.|12724
TRIL|TRILLIUM THERAPEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|222490
TRIL|TRILLIUM THERAPEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
TRIL|TRILLIUM THERAPEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50796
TRIL|TRILLIUM THERAPEUTIC|CTDL|Citadel Derivatives Group Llc|104
TRIL|TRILLIUM THERAPEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|46290
TRIL|TRILLIUM THERAPEUTIC|DBAB|Deutsche Bank Securities Inc.|9643
TRIL|TRILLIUM THERAPEUTIC|DBAX|Deutsche Bank Securities Inc.|62400
TRIL|TRILLIUM THERAPEUTIC|DEGS|RONIN PROFESSIONAL LLC|26056
TRIL|TRILLIUM THERAPEUTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
TRIL|TRILLIUM THERAPEUTIC|EBXL|EBX LLC|133000
TRIL|TRILLIUM THERAPEUTIC|EGAM|CBOE TRADING, INC.|1034
TRIL|TRILLIUM THERAPEUTIC|EGXM|CBOE TRADING, INC.|2107
TRIL|TRILLIUM THERAPEUTIC|ETBE|Electronic Transaction Clearing, Inc.|6400
TRIL|TRILLIUM THERAPEUTIC|ETDJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
TRIL|TRILLIUM THERAPEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
TRIL|TRILLIUM THERAPEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
TRIL|TRILLIUM THERAPEUTIC|ETRS|E*Trade Securities LLC|103690
TRIL|TRILLIUM THERAPEUTIC|FBCO|Credit Suisse Securities (USA) LLC|42066
TRIL|TRILLIUM THERAPEUTIC|FILL|Tradestation Securities, Inc.|6164
TRIL|TRILLIUM THERAPEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|321973
TRIL|TRILLIUM THERAPEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4300
TRIL|TRILLIUM THERAPEUTIC|FTBR|Foliofn Investments, Inc.|447
TRIL|TRILLIUM THERAPEUTIC|GLIS|TD Securities Inc|140
TRIL|TRILLIUM THERAPEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|1826
TRIL|TRILLIUM THERAPEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|549
TRIL|TRILLIUM THERAPEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|4200
TRIL|TRILLIUM THERAPEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|6216
TRIL|TRILLIUM THERAPEUTIC|GTSZ|GTS SECURITIES LLC|6214
TRIL|TRILLIUM THERAPEUTIC|HRBF|American Enterprise Investment Services Inc.|1000
TRIL|TRILLIUM THERAPEUTIC|IATS|INTERACTIVE BROKERS LLC|4990
TRIL|TRILLIUM THERAPEUTIC|IBKR|Interactive Brokers Llc|80017
TRIL|TRILLIUM THERAPEUTIC|ICBX|INSTINET, LLC|29350
TRIL|TRILLIUM THERAPEUTIC|INCA|INSTINET, LLC|41392
TRIL|TRILLIUM THERAPEUTIC|INJX|INSTINET, LLC|300
TRIL|TRILLIUM THERAPEUTIC|ITGI|ITG Inc.|12344
TRIL|TRILLIUM THERAPEUTIC|ITGP|ITG INC.|28800
TRIL|TRILLIUM THERAPEUTIC|JEFF|JEFFERIES LLC|1100
TRIL|TRILLIUM THERAPEUTIC|JMPT|JUMP TRADING, LLC|1517
TRIL|TRILLIUM THERAPEUTIC|JPMX|J.P. Morgan Securities LLC|103949
TRIL|TRILLIUM THERAPEUTIC|JSJX|JANE STREET CAPITAL LLC|38646
TRIL|TRILLIUM THERAPEUTIC|JSSF|JMP Securities LLC|4005
TRIL|TRILLIUM THERAPEUTIC|KCGM|VIRTU Americas LLC|22021
TRIL|TRILLIUM THERAPEUTIC|LEHM|Barclays Capital Inc./Le|11211
TRIL|TRILLIUM THERAPEUTIC|LIME|Lime Brokerage LLC|13995
TRIL|TRILLIUM THERAPEUTIC|LSCI|Lek Securities Corporation|900
TRIL|TRILLIUM THERAPEUTIC|LTCO|Ladenburg, Thalmann & Co., Inc.|3250
TRIL|TRILLIUM THERAPEUTIC|MAXM|Maxim Group LLC|11400
TRIL|TRILLIUM THERAPEUTIC|MBTS|ALLY INVEST SECURITIES LLC|150
TRIL|TRILLIUM THERAPEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14808
TRIL|TRILLIUM THERAPEUTIC|MSCO|MORGAN STANLEY & CO. LLC|155332
TRIL|TRILLIUM THERAPEUTIC|MSPL|MORGAN STANLEY & CO. LLC|19400
TRIL|TRILLIUM THERAPEUTIC|NFSC|National Financial Services LLC|323798
TRIL|TRILLIUM THERAPEUTIC|NITE|VIRTU Americas LLC|396667
TRIL|TRILLIUM THERAPEUTIC|NITP|VIRTU Americas LLC|300
TRIL|TRILLIUM THERAPEUTIC|PDQM|CODA MARKETS, INC.|6345
TRIL|TRILLIUM THERAPEUTIC|SAGL|SAGETRADER, LLC|1700
TRIL|TRILLIUM THERAPEUTIC|SBSH|Citigroup Global Markets Inc.|8717
TRIL|TRILLIUM THERAPEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|16064
TRIL|TRILLIUM THERAPEUTIC|SPDR|SPEEDROUTE LLC|9537
TRIL|TRILLIUM THERAPEUTIC|STXG|Stockcross Financial Services, Inc.|1000
TRIL|TRILLIUM THERAPEUTIC|SWIM|TD Ameritrade, Inc.|100522
TRIL|TRILLIUM THERAPEUTIC|TKNG|ALLY INVEST SECURITIES LLC|2518
TRIL|TRILLIUM THERAPEUTIC|TRBT|Tradebot Systems, Inc.|5319
TRIL|TRILLIUM THERAPEUTIC|TRCM|TRC MARKETS LLC|1090
TRIL|TRILLIUM THERAPEUTIC|UBSA|UBS SECURITIES LLC|87706
TRIL|TRILLIUM THERAPEUTIC|UBSS|UBS Securities LLC|92190
TRIL|TRILLIUM THERAPEUTIC|VALX|VIRTU AMERICAS LLC|6961
TRIL|TRILLIUM THERAPEUTIC|VGRD|Vanguard Marketing Corporation|13779
TRIL|TRILLIUM THERAPEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|13991
TRIL|TRILLIUM THERAPEUTIC|WEDB|WEDBUSH SECURITIES INC.|1000
TRIL|TRILLIUM THERAPEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|208
TRIL|TRILLIUM THERAPEUTIC|WSEA|WOLVERINE SECURITIES, LLC|2080
TRIL|TRILLIUM THERAPEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|27400
TRIL|TRILLIUM THERAPEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|300
TRIL|TRILLIUM THERAPEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
TRIP|TRIPADVISOR, INC.|ABLE|NATIXIS Securities Americas LLC|227000
TRIP|TRIPADVISOR, INC.|ALTX|Alternet Securities Inc.|25384
TRIP|TRIPADVISOR, INC.|APCC|Apex Clearing Corporation|9446
TRIP|TRIPADVISOR, INC.|AQUA|AQUA SECURITIES L.P.|6400
TRIP|TRIPADVISOR, INC.|BANK|Primevest Financial Services, Inc.|655
TRIP|TRIPADVISOR, INC.|BARD|Robert W. Baird & Co. Incorporated|3148
TRIP|TRIPADVISOR, INC.|BATM|CBOE TRADING, INC.|7307
TRIP|TRIPADVISOR, INC.|BAYC|BAY CREST PARTNERS, LLC|6409
TRIP|TRIPADVISOR, INC.|BAYT|BTIG, LLC|13943
TRIP|TRIPADVISOR, INC.|BBNT|BB&T SECURITIES, LLC|4
TRIP|TRIPADVISOR, INC.|BERN|Sanford C. Bernstein & Co., LLC|703506
TRIP|TRIPADVISOR, INC.|BIAD|SAGETRADER, LLC|37
TRIP|TRIPADVISOR, INC.|BIDS|BIDS TRADING L.P.|7500
TRIP|TRIPADVISOR, INC.|BIMI|Banca IMI Securities Corp.|1312
TRIP|TRIPADVISOR, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40088
TRIP|TRIPADVISOR, INC.|BLKX|INSTINET, LLC|34211
TRIP|TRIPADVISOR, INC.|BMOC|BMO Capital Markets Corp.|87842
TRIP|TRIPADVISOR, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|211869
TRIP|TRIPADVISOR, INC.|BRGE|Newbridge Securities Corp.|102
TRIP|TRIPADVISOR, INC.|BTIG|BTIG, LLC|46333
TRIP|TRIPADVISOR, INC.|BYXM|CBOE TRADING, INC.|11619
TRIP|TRIPADVISOR, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1700
TRIP|TRIPADVISOR, INC.|CABR|Cabrera Capital Markets, Inc.|25
TRIP|TRIPADVISOR, INC.|CANT|Cantor Fitzgerald & Co.|2998
TRIP|TRIPADVISOR, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|185444
TRIP|TRIPADVISOR, INC.|CHAS|Charles Schwab & Co., Inc.|1109
TRIP|TRIPADVISOR, INC.|CIBP|CIBC World Markets Corp.|4614
TRIP|TRIPADVISOR, INC.|CICF|Canaccord Genuity Corp.|6
TRIP|TRIPADVISOR, INC.|CIST|Capital Institutional Services, Inc.|221
TRIP|TRIPADVISOR, INC.|CLSA|CLSA AMERICAS, LLC|500
TRIP|TRIPADVISOR, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|184239
TRIP|TRIPADVISOR, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4957
TRIP|TRIPADVISOR, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8450
TRIP|TRIPADVISOR, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1190378
TRIP|TRIPADVISOR, INC.|CSMS|CORNERSTONE MACRO LLC|48
TRIP|TRIPADVISOR, INC.|CTDL|Citadel Derivatives Group Llc|46600
TRIP|TRIPADVISOR, INC.|CTLR|CUTLER GROUP, LP|36005
TRIP|TRIPADVISOR, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|170852
TRIP|TRIPADVISOR, INC.|DAVA|Davenport & Company LLC|100
TRIP|TRIPADVISOR, INC.|DAWA|Daiwa Capital Markets America Inc.|2472
TRIP|TRIPADVISOR, INC.|DBAB|Deutsche Bank Securities Inc.|1427788
TRIP|TRIPADVISOR, INC.|DBAX|Deutsche Bank Securities Inc.|742600
TRIP|TRIPADVISOR, INC.|DBUL|Deutsche Bank Securities Inc.|30422
TRIP|TRIPADVISOR, INC.|DCHF|Dart Executions, LLC|24449
TRIP|TRIPADVISOR, INC.|DEAN|MORGAN STANLEY|14081
TRIP|TRIPADVISOR, INC.|DEGS|RONIN PROFESSIONAL LLC|3100
TRIP|TRIPADVISOR, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26468
TRIP|TRIPADVISOR, INC.|DRWK|DRW SECURITIES, L.L.C.|46488
TRIP|TRIPADVISOR, INC.|EBXL|EBX LLC|439400
TRIP|TRIPADVISOR, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|148591
TRIP|TRIPADVISOR, INC.|EDJC|Edward Jones / CDS|589
TRIP|TRIPADVISOR, INC.|EDJO|Edward D. Jones & Co., L.P.|10313
TRIP|TRIPADVISOR, INC.|EGAM|CBOE TRADING, INC.|58332
TRIP|TRIPADVISOR, INC.|EGAW|CBOE TRADING, INC.|376
TRIP|TRIPADVISOR, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2110
TRIP|TRIPADVISOR, INC.|EGXM|CBOE TRADING, INC.|11878
TRIP|TRIPADVISOR, INC.|EGXW|CBOE TRADING, INC.|580
TRIP|TRIPADVISOR, INC.|ESPO|ESPOSITO SECURITIES, LLC|9
TRIP|TRIPADVISOR, INC.|ETBE|Electronic Transaction Clearing, Inc.|136647
TRIP|TRIPADVISOR, INC.|ETCC|Electronic Transaction Clearing, Inc.|11437
TRIP|TRIPADVISOR, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9684
TRIP|TRIPADVISOR, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|92923
TRIP|TRIPADVISOR, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|4
TRIP|TRIPADVISOR, INC.|ETRS|E*Trade Securities LLC|406390
TRIP|TRIPADVISOR, INC.|FBCO|Credit Suisse Securities (USA) LLC|2185679
TRIP|TRIPADVISOR, INC.|FILL|Tradestation Securities, Inc.|53793
TRIP|TRIPADVISOR, INC.|FMAF|NBCN Inc./ CDS|8281
TRIP|TRIPADVISOR, INC.|FOMA|TD AMERITRADE CLEARING, INC.|601341
TRIP|TRIPADVISOR, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|62005
TRIP|TRIPADVISOR, INC.|FQLS|Quantlab Securities LP|952444
TRIP|TRIPADVISOR, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|183250
TRIP|TRIPADVISOR, INC.|FTBR|Foliofn Investments, Inc.|933
TRIP|TRIPADVISOR, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|135413
TRIP|TRIPADVISOR, INC.|GELP|RBC CAPITAL MARKETS, LLC|3426
TRIP|TRIPADVISOR, INC.|GLIS|TD Securities Inc|15
TRIP|TRIPADVISOR, INC.|GLPX|ACS EXECUTION SERVICES, LLC|87020
TRIP|TRIPADVISOR, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3609228
TRIP|TRIPADVISOR, INC.|GSCS|GOLDMAN SACHS & CO. LLC|73744
TRIP|TRIPADVISOR, INC.|GSLT|GOLDMAN SACHS & CO. LLC|126704
TRIP|TRIPADVISOR, INC.|GTSZ|GTS SECURITIES LLC|153276
TRIP|TRIPADVISOR, INC.|HAPX|HAP Trading, LLC|8076
TRIP|TRIPADVISOR, INC.|HASF|Haywood Securities Inc./CDS|110
TRIP|TRIPADVISOR, INC.|HRBF|American Enterprise Investment Services Inc.|7876
TRIP|TRIPADVISOR, INC.|HSBC|HSBC Securities, Inc.|202401
TRIP|TRIPADVISOR, INC.|IATS|INTERACTIVE BROKERS LLC|76663
TRIP|TRIPADVISOR, INC.|IBKR|Interactive Brokers Llc|535460
TRIP|TRIPADVISOR, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3895
TRIP|TRIPADVISOR, INC.|ICBX|INSTINET, LLC|151489
TRIP|TRIPADVISOR, INC.|IEQY|CITADEL SECURITIES LLC|712593
TRIP|TRIPADVISOR, INC.|IMPC|Imperial Capital, LLC|1900
TRIP|TRIPADVISOR, INC.|INCA|INSTINET, LLC|2110908
TRIP|TRIPADVISOR, INC.|INJX|INSTINET, LLC|116330
TRIP|TRIPADVISOR, INC.|ITGI|ITG Inc.|197079
TRIP|TRIPADVISOR, INC.|ITGP|ITG INC.|301000
TRIP|TRIPADVISOR, INC.|JANY|Janney Montgomery Scott Inc.|1748
TRIP|TRIPADVISOR, INC.|JEFF|JEFFERIES LLC|466188
TRIP|TRIPADVISOR, INC.|JMPT|JUMP TRADING, LLC|253483
TRIP|TRIPADVISOR, INC.|JPBX|J.P. MORGAN SECURITIES LLC|95915
TRIP|TRIPADVISOR, INC.|JPMX|J.P. Morgan Securities LLC|1279096
TRIP|TRIPADVISOR, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|800
TRIP|TRIPADVISOR, INC.|JSJX|JANE STREET CAPITAL LLC|13413
TRIP|TRIPADVISOR, INC.|JUTA|JUMP TRADING, LLC|826
TRIP|TRIPADVISOR, INC.|KCGM|VIRTU Americas LLC|137358
TRIP|TRIPADVISOR, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|5820
TRIP|TRIPADVISOR, INC.|LEER|LEERINK PARTNERS LLC|1867
TRIP|TRIPADVISOR, INC.|LEHM|Barclays Capital Inc./Le|2900091
TRIP|TRIPADVISOR, INC.|LIME|Lime Brokerage LLC|488751
TRIP|TRIPADVISOR, INC.|LMGP|LIME BROKERAGE LLC|1269
TRIP|TRIPADVISOR, INC.|LOOP|Loop Capital Markets LLC|21597
TRIP|TRIPADVISOR, INC.|LQNA|LIQUIDNET, INC.|148800
TRIP|TRIPADVISOR, INC.|LQNB|LIQUIDNET, INC.|6400
TRIP|TRIPADVISOR, INC.|LSCI|Lek Securities Corporation|64408
TRIP|TRIPADVISOR, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2430
TRIP|TRIPADVISOR, INC.|MACQ|Macquarie Capital (USA) Inc.|17738
TRIP|TRIPADVISOR, INC.|MAXM|Maxim Group LLC|506
TRIP|TRIPADVISOR, INC.|MBTS|ALLY INVEST SECURITIES LLC|470
TRIP|TRIPADVISOR, INC.|MCMF|Raymond James Ltd. Cds|485
TRIP|TRIPADVISOR, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|179816
TRIP|TRIPADVISOR, INC.|MOTF|MOTIF INVESTING, INC.|20
TRIP|TRIPADVISOR, INC.|MPSG|E D & F Man Capital Markets Inc.|1871
TRIP|TRIPADVISOR, INC.|MSCO|MORGAN STANLEY & CO. LLC|7019608
TRIP|TRIPADVISOR, INC.|MSPL|MORGAN STANLEY & CO. LLC|1143600
TRIP|TRIPADVISOR, INC.|MSTX|MORGAN STANLEY & CO. LLC|862800
TRIP|TRIPADVISOR, INC.|MZHO|Mizuho Securities USA LLC|45336
TRIP|TRIPADVISOR, INC.|NFSC|National Financial Services LLC|438759
TRIP|TRIPADVISOR, INC.|NITE|VIRTU Americas LLC|1878269
TRIP|TRIPADVISOR, INC.|NITP|VIRTU Americas LLC|8973
TRIP|TRIPADVISOR, INC.|NMRA|Nomura Securities International, Inc.|200
TRIP|TRIPADVISOR, INC.|NORT|Northland Securities, Inc.|2120
TRIP|TRIPADVISOR, INC.|NQRB|Brut, LLC|20414
TRIP|TRIPADVISOR, INC.|NTRC|Northern Trust Securities, Inc.|67
TRIP|TRIPADVISOR, INC.|OHOS|TWO SIGMA SECURITIES, LLC|230867
TRIP|TRIPADVISOR, INC.|OPCO|Oppenheimer & Co. Inc.|5999
TRIP|TRIPADVISOR, INC.|OTAA|OTA LLC|27800
TRIP|TRIPADVISOR, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2220
TRIP|TRIPADVISOR, INC.|PCFF|Pacific International Securities Inc./CDS|2083
TRIP|TRIPADVISOR, INC.|PDQM|CODA MARKETS, INC.|184749
TRIP|TRIPADVISOR, INC.|PHLY|NASDAQ Execution Services, LLC|5000
TRIP|TRIPADVISOR, INC.|PIPR|Piper Jaffray & Co.|37312
TRIP|TRIPADVISOR, INC.|PWJC|UBS Financial Services, Inc.|6028
TRIP|TRIPADVISOR, INC.|RAJA|Raymond James & Associates, Inc.|6748
TRIP|TRIPADVISOR, INC.|RBCM|RBC CAPITAL MARKETS, LLC|21433
TRIP|TRIPADVISOR, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|17603
TRIP|TRIPADVISOR, INC.|SAGL|SAGETRADER, LLC|313883
TRIP|TRIPADVISOR, INC.|SAGW|SAGETRADER, LLC|1475
TRIP|TRIPADVISOR, INC.|SALI|INTL FCSTONE FINANCIAL INC.|5919
TRIP|TRIPADVISOR, INC.|SBSH|Citigroup Global Markets Inc.|1163792
TRIP|TRIPADVISOR, INC.|SGMT|GOLDMAN SACHS & CO. LLC|307907
TRIP|TRIPADVISOR, INC.|SJLS|TRADE INFORMATICS LLC|200
TRIP|TRIPADVISOR, INC.|SPDR|SPEEDROUTE LLC|26292
TRIP|TRIPADVISOR, INC.|SPHN|Stephens Inc.|200
TRIP|TRIPADVISOR, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|21599
TRIP|TRIPADVISOR, INC.|STKP|STOCKPILE INVESTMENTS, INC.|314
TRIP|TRIPADVISOR, INC.|STXG|Stockcross Financial Services, Inc.|12
TRIP|TRIPADVISOR, INC.|SWIM|TD Ameritrade, Inc.|1225837
TRIP|TRIPADVISOR, INC.|SWST|Hilltop Securities Inc.|1233
TRIP|TRIPADVISOR, INC.|TAGC|TELSEY ADVISORY GROUP LLC|900
TRIP|TRIPADVISOR, INC.|TKNG|ALLY INVEST SECURITIES LLC|2403
TRIP|TRIPADVISOR, INC.|TONC|CUTTONE & CO., LLC|5342
TRIP|TRIPADVISOR, INC.|TRBT|Tradebot Systems, Inc.|799112
TRIP|TRIPADVISOR, INC.|TRCM|TRC MARKETS LLC|656357
TRIP|TRIPADVISOR, INC.|TTUC|CUTTONE & CO., INC.|517
TRIP|TRIPADVISOR, INC.|TWTT|TASTYWORKS, INC.|484
TRIP|TRIPADVISOR, INC.|UBSA|UBS SECURITIES LLC|1465318
TRIP|TRIPADVISOR, INC.|UBSS|UBS Securities LLC|2760709
TRIP|TRIPADVISOR, INC.|UFPA|UNITED FIRST PARTNERS LLC|43109
TRIP|TRIPADVISOR, INC.|VALX|VIRTU AMERICAS LLC|16136
TRIP|TRIPADVISOR, INC.|VGRD|Vanguard Marketing Corporation|17831
TRIP|TRIPADVISOR, INC.|VSIN|Vision Financial Markets Llc|40
TRIP|TRIPADVISOR, INC.|WBET|Wallachbeth Capital LLC|719
TRIP|TRIPADVISOR, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
TRIP|TRIPADVISOR, INC.|WCHV|WELLS FARGO SECURITIES, LLC|317826
TRIP|TRIPADVISOR, INC.|WDNX|WEEDEN & CO.L.P.|5196
TRIP|TRIPADVISOR, INC.|WEDB|WEDBUSH SECURITIES INC.|8965
TRIP|TRIPADVISOR, INC.|WEED|Weeden & Co.L.P.|1820
TRIP|TRIPADVISOR, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|80478
TRIP|TRIPADVISOR, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|103119
TRIP|TRIPADVISOR, INC.|WGIF|CIBC World Markets Inc.|9450
TRIP|TRIPADVISOR, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|81
TRIP|TRIPADVISOR, INC.|WSAG|WALL STREET ACCESS|1099
TRIP|TRIPADVISOR, INC.|WSEA|WOLVERINE SECURITIES, LLC|32062
TRIP|TRIPADVISOR, INC.|XIST|INSTINET, LLC|62694
TRIP|TRIPADVISOR, INC.|XPQR|Jump Trading|4000
TRIP|TRIPADVISOR, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|139518
TRIP|TRIPADVISOR, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4076
TRIP|TRIPADVISOR, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3831
TRK|SPEEDWAY MOTORSPORTS|ALTX|Alternet Securities Inc.|200
TRK|SPEEDWAY MOTORSPORTS|APCC|Apex Clearing Corporation|17
TRK|SPEEDWAY MOTORSPORTS|BARD|Robert W. Baird & Co. Incorporated|450
TRK|SPEEDWAY MOTORSPORTS|BATM|CBOE TRADING, INC.|142
TRK|SPEEDWAY MOTORSPORTS|BBNT|BB&T SECURITIES, LLC|204
TRK|SPEEDWAY MOTORSPORTS|BERN|Sanford C. Bernstein & Co., LLC|1292
TRK|SPEEDWAY MOTORSPORTS|BNPX|BNP PARIBAS SECURITIES CORP.|1088
TRK|SPEEDWAY MOTORSPORTS|BTIG|BTIG, LLC|99270
TRK|SPEEDWAY MOTORSPORTS|BZYD|GOLDMAN SACHS & CO. LLC|486
TRK|SPEEDWAY MOTORSPORTS|CHAS|Charles Schwab & Co., Inc.|33
TRK|SPEEDWAY MOTORSPORTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28869
TRK|SPEEDWAY MOTORSPORTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
TRK|SPEEDWAY MOTORSPORTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8062
TRK|SPEEDWAY MOTORSPORTS|CTDL|Citadel Derivatives Group Llc|1093
TRK|SPEEDWAY MOTORSPORTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1374
TRK|SPEEDWAY MOTORSPORTS|DBAB|Deutsche Bank Securities Inc.|8976
TRK|SPEEDWAY MOTORSPORTS|DBAX|Deutsche Bank Securities Inc.|10600
TRK|SPEEDWAY MOTORSPORTS|DEGS|RONIN PROFESSIONAL LLC|953
TRK|SPEEDWAY MOTORSPORTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|674
TRK|SPEEDWAY MOTORSPORTS|EBXL|EBX LLC|3900
TRK|SPEEDWAY MOTORSPORTS|EDJO|Edward D. Jones & Co., L.P.|943
TRK|SPEEDWAY MOTORSPORTS|EGAM|CBOE TRADING, INC.|200
TRK|SPEEDWAY MOTORSPORTS|EGXM|CBOE TRADING, INC.|100
TRK|SPEEDWAY MOTORSPORTS|ETRS|E*Trade Securities LLC|1663
TRK|SPEEDWAY MOTORSPORTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7361
TRK|SPEEDWAY MOTORSPORTS|FTBR|Foliofn Investments, Inc.|10175
TRK|SPEEDWAY MOTORSPORTS|GLIS|TD Securities Inc|900
TRK|SPEEDWAY MOTORSPORTS|GSCO|GOLDMAN SACHS & CO. LLC|8890
TRK|SPEEDWAY MOTORSPORTS|GSLT|GOLDMAN SACHS & CO. LLC|45
TRK|SPEEDWAY MOTORSPORTS|GTSZ|GTS SECURITIES LLC|11907
TRK|SPEEDWAY MOTORSPORTS|HRBF|American Enterprise Investment Services Inc.|11
TRK|SPEEDWAY MOTORSPORTS|IATS|INTERACTIVE BROKERS LLC|521
TRK|SPEEDWAY MOTORSPORTS|IBKR|Interactive Brokers Llc|102
TRK|SPEEDWAY MOTORSPORTS|ICBX|INSTINET, LLC|700
TRK|SPEEDWAY MOTORSPORTS|IEQY|CITADEL SECURITIES LLC|1746
TRK|SPEEDWAY MOTORSPORTS|INCA|INSTINET, LLC|14122
TRK|SPEEDWAY MOTORSPORTS|INJX|INSTINET, LLC|2083
TRK|SPEEDWAY MOTORSPORTS|ITGI|ITG Inc.|2958
TRK|SPEEDWAY MOTORSPORTS|ITGP|ITG INC.|1000
TRK|SPEEDWAY MOTORSPORTS|JANY|Janney Montgomery Scott Inc.|1
TRK|SPEEDWAY MOTORSPORTS|JEFF|JEFFERIES LLC|3440
TRK|SPEEDWAY MOTORSPORTS|JPBX|J.P. MORGAN SECURITIES LLC|1400
TRK|SPEEDWAY MOTORSPORTS|JPMX|J.P. Morgan Securities LLC|15533
TRK|SPEEDWAY MOTORSPORTS|KCGM|VIRTU Americas LLC|842
TRK|SPEEDWAY MOTORSPORTS|LEHM|Barclays Capital Inc./Le|4922
TRK|SPEEDWAY MOTORSPORTS|LIME|Lime Brokerage LLC|11310
TRK|SPEEDWAY MOTORSPORTS|LQNA|LIQUIDNET, INC.|3500
TRK|SPEEDWAY MOTORSPORTS|MACC|Mid Atlantic Capital Corporation|1600
TRK|SPEEDWAY MOTORSPORTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13174
TRK|SPEEDWAY MOTORSPORTS|MOTF|MOTIF INVESTING, INC.|1
TRK|SPEEDWAY MOTORSPORTS|MSCO|MORGAN STANLEY & CO. LLC|30198
TRK|SPEEDWAY MOTORSPORTS|MSPL|MORGAN STANLEY & CO. LLC|10400
TRK|SPEEDWAY MOTORSPORTS|MSTX|MORGAN STANLEY & CO. LLC|1200
TRK|SPEEDWAY MOTORSPORTS|NFSC|National Financial Services LLC|10468
TRK|SPEEDWAY MOTORSPORTS|NITE|VIRTU Americas LLC|46427
TRK|SPEEDWAY MOTORSPORTS|NQRB|Brut, LLC|3984
TRK|SPEEDWAY MOTORSPORTS|RBCM|RBC CAPITAL MARKETS, LLC|229
TRK|SPEEDWAY MOTORSPORTS|RHCO|Suntrust Robinson Humphrey, Inc.|4198
TRK|SPEEDWAY MOTORSPORTS|SBSH|Citigroup Global Markets Inc.|6625
TRK|SPEEDWAY MOTORSPORTS|SGMT|GOLDMAN SACHS & CO. LLC|7861
TRK|SPEEDWAY MOTORSPORTS|SPDR|SPEEDROUTE LLC|500
TRK|SPEEDWAY MOTORSPORTS|STFL|Stifel, Nicolaus & Company, Incorporated|1
TRK|SPEEDWAY MOTORSPORTS|SWIM|TD Ameritrade, Inc.|520
TRK|SPEEDWAY MOTORSPORTS|TRBT|Tradebot Systems, Inc.|3290
TRK|SPEEDWAY MOTORSPORTS|TRCM|TRC MARKETS LLC|2882
TRK|SPEEDWAY MOTORSPORTS|UBSA|UBS SECURITIES LLC|31489
TRK|SPEEDWAY MOTORSPORTS|UBSS|UBS Securities LLC|56342
TRK|SPEEDWAY MOTORSPORTS|VALX|VIRTU AMERICAS LLC|1145
TRK|SPEEDWAY MOTORSPORTS|VGRD|Vanguard Marketing Corporation|429
TRK|SPEEDWAY MOTORSPORTS|WCHV|WELLS FARGO SECURITIES, LLC|1419
TRK|SPEEDWAY MOTORSPORTS|WEDB|WEDBUSH SECURITIES INC.|1
TRK|SPEEDWAY MOTORSPORTS|WEED|Weeden & Co.L.P.|230
TRK|SPEEDWAY MOTORSPORTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3
TRK|SPEEDWAY MOTORSPORTS|WSEA|WOLVERINE SECURITIES, LLC|60
TRK|SPEEDWAY MOTORSPORTS|XIST|INSTINET, LLC|200
TRK|SPEEDWAY MOTORSPORTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1572
TRK|SPEEDWAY MOTORSPORTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12
TRMB|TRIMBLE INC.|ABLE|NATIXIS Securities Americas LLC|3028
TRMB|TRIMBLE INC.|ALTX|Alternet Securities Inc.|13322
TRMB|TRIMBLE INC.|ANOS|ABEL/NOSER, L.L.C.|137
TRMB|TRIMBLE INC.|APCC|Apex Clearing Corporation|116
TRMB|TRIMBLE INC.|BARD|Robert W. Baird & Co. Incorporated|14458
TRMB|TRIMBLE INC.|BATM|CBOE TRADING, INC.|3238
TRMB|TRIMBLE INC.|BAYC|BAY CREST PARTNERS, LLC|113
TRMB|TRIMBLE INC.|BBNT|BB&T SECURITIES, LLC|18
TRMB|TRIMBLE INC.|BERN|Sanford C. Bernstein & Co., LLC|133751
TRMB|TRIMBLE INC.|BGCE|BGC Financial Inc.|531
TRMB|TRIMBLE INC.|BKCM|BNY Mellon Capital Markets LLC|57939
TRMB|TRIMBLE INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13632
TRMB|TRIMBLE INC.|BLKX|INSTINET, LLC|96700
TRMB|TRIMBLE INC.|BMOC|BMO Capital Markets Corp.|27957
TRMB|TRIMBLE INC.|BNPX|BNP PARIBAS SECURITIES CORP.|71913
TRMB|TRIMBLE INC.|BRVL|BLAYLOCK VAN, LLC|600
TRMB|TRIMBLE INC.|BTIG|BTIG, LLC|1037501
TRMB|TRIMBLE INC.|BYXM|CBOE TRADING, INC.|7653
TRMB|TRIMBLE INC.|BZYD|GOLDMAN SACHS & CO. LLC|500
TRMB|TRIMBLE INC.|CANT|Cantor Fitzgerald & Co.|18423
TRMB|TRIMBLE INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|117400
TRMB|TRIMBLE INC.|CHAS|Charles Schwab & Co., Inc.|1789
TRMB|TRIMBLE INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|11770
TRMB|TRIMBLE INC.|CIST|Capital Institutional Services, Inc.|2933
TRMB|TRIMBLE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|442484
TRMB|TRIMBLE INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1384
TRMB|TRIMBLE INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|965
TRMB|TRIMBLE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|681572
TRMB|TRIMBLE INC.|CTDL|Citadel Derivatives Group Llc|72233
TRMB|TRIMBLE INC.|CTLR|CUTLER GROUP, LP|1646
TRMB|TRIMBLE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|87224
TRMB|TRIMBLE INC.|DBAB|Deutsche Bank Securities Inc.|1246453
TRMB|TRIMBLE INC.|DBAX|Deutsche Bank Securities Inc.|641100
TRMB|TRIMBLE INC.|DBUL|Deutsche Bank Securities Inc.|10308
TRMB|TRIMBLE INC.|DEAN|MORGAN STANLEY|60016
TRMB|TRIMBLE INC.|DEGS|RONIN PROFESSIONAL LLC|200
TRMB|TRIMBLE INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27009
TRMB|TRIMBLE INC.|EBXL|EBX LLC|477400
TRMB|TRIMBLE INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|61719
TRMB|TRIMBLE INC.|EDJC|Edward Jones / CDS|11204
TRMB|TRIMBLE INC.|EDJO|Edward D. Jones & Co., L.P.|76991
TRMB|TRIMBLE INC.|EGAM|CBOE TRADING, INC.|25926
TRMB|TRIMBLE INC.|EGAW|CBOE TRADING, INC.|100
TRMB|TRIMBLE INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1100
TRMB|TRIMBLE INC.|EGXM|CBOE TRADING, INC.|6902
TRMB|TRIMBLE INC.|EGXW|CBOE TRADING, INC.|73
TRMB|TRIMBLE INC.|ETBE|Electronic Transaction Clearing, Inc.|65445
TRMB|TRIMBLE INC.|ETCC|Electronic Transaction Clearing, Inc.|1824
TRMB|TRIMBLE INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6535
TRMB|TRIMBLE INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29772
TRMB|TRIMBLE INC.|ETRS|E*Trade Securities LLC|6888
TRMB|TRIMBLE INC.|FBCO|Credit Suisse Securities (USA) LLC|2349197
TRMB|TRIMBLE INC.|FILL|Tradestation Securities, Inc.|2100
TRMB|TRIMBLE INC.|FMAF|NBCN Inc./ CDS|809
TRMB|TRIMBLE INC.|FOMA|TD AMERITRADE CLEARING, INC.|57964
TRMB|TRIMBLE INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29198
TRMB|TRIMBLE INC.|FQLS|Quantlab Securities LP|896063
TRMB|TRIMBLE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142951
TRMB|TRIMBLE INC.|FTBR|Foliofn Investments, Inc.|4312
TRMB|TRIMBLE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|23214
TRMB|TRIMBLE INC.|GLPX|ACS EXECUTION SERVICES, LLC|114868
TRMB|TRIMBLE INC.|GSCO|GOLDMAN SACHS & CO. LLC|4024066
TRMB|TRIMBLE INC.|GSCS|GOLDMAN SACHS & CO. LLC|29921
TRMB|TRIMBLE INC.|GSLT|GOLDMAN SACHS & CO. LLC|15247
TRMB|TRIMBLE INC.|GTSZ|GTS SECURITIES LLC|244416
TRMB|TRIMBLE INC.|HRBF|American Enterprise Investment Services Inc.|4970
TRMB|TRIMBLE INC.|HSBC|HSBC Securities, Inc.|33143
TRMB|TRIMBLE INC.|IATS|INTERACTIVE BROKERS LLC|16889
TRMB|TRIMBLE INC.|IBKR|Interactive Brokers Llc|129671
TRMB|TRIMBLE INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2674
TRMB|TRIMBLE INC.|ICBX|INSTINET, LLC|91443
TRMB|TRIMBLE INC.|IEQY|CITADEL SECURITIES LLC|190879
TRMB|TRIMBLE INC.|INCA|INSTINET, LLC|1004271
TRMB|TRIMBLE INC.|INJX|INSTINET, LLC|61531
TRMB|TRIMBLE INC.|INTL|INTL FCSTONE FINANCIAL INC.|14
TRMB|TRIMBLE INC.|ITGI|ITG Inc.|112308
TRMB|TRIMBLE INC.|ITGP|ITG INC.|149000
TRMB|TRIMBLE INC.|JEFF|JEFFERIES LLC|600289
TRMB|TRIMBLE INC.|JMPT|JUMP TRADING, LLC|230480
TRMB|TRIMBLE INC.|JPBX|J.P. MORGAN SECURITIES LLC|227958
TRMB|TRIMBLE INC.|JPMX|J.P. Morgan Securities LLC|894989
TRMB|TRIMBLE INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
TRMB|TRIMBLE INC.|JSJX|JANE STREET CAPITAL LLC|10175
TRMB|TRIMBLE INC.|KCGM|VIRTU Americas LLC|59575
TRMB|TRIMBLE INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|4306
TRMB|TRIMBLE INC.|LEHM|Barclays Capital Inc./Le|1379097
TRMB|TRIMBLE INC.|LIME|Lime Brokerage LLC|314310
TRMB|TRIMBLE INC.|LMGP|LIME BROKERAGE LLC|350
TRMB|TRIMBLE INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
TRMB|TRIMBLE INC.|LOOP|Loop Capital Markets LLC|19344
TRMB|TRIMBLE INC.|LQNA|LIQUIDNET, INC.|115600
TRMB|TRIMBLE INC.|LSCI|Lek Securities Corporation|1025
TRMB|TRIMBLE INC.|MACC|Mid Atlantic Capital Corporation|1400
TRMB|TRIMBLE INC.|MACQ|Macquarie Capital (USA) Inc.|31198
TRMB|TRIMBLE INC.|MBTS|ALLY INVEST SECURITIES LLC|631
TRMB|TRIMBLE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173710
TRMB|TRIMBLE INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1849
TRMB|TRIMBLE INC.|MOTF|MOTIF INVESTING, INC.|5
TRMB|TRIMBLE INC.|MSCO|MORGAN STANLEY & CO. LLC|5866048
TRMB|TRIMBLE INC.|MSPL|MORGAN STANLEY & CO. LLC|506300
TRMB|TRIMBLE INC.|MSTX|MORGAN STANLEY & CO. LLC|259100
TRMB|TRIMBLE INC.|NATL|National Securities Corporation|290
TRMB|TRIMBLE INC.|NFSC|National Financial Services LLC|243162
TRMB|TRIMBLE INC.|NITE|VIRTU Americas LLC|498209
TRMB|TRIMBLE INC.|NITP|VIRTU Americas LLC|14360
TRMB|TRIMBLE INC.|NQRB|Brut, LLC|27346
TRMB|TRIMBLE INC.|NTRC|Northern Trust Securities, Inc.|2709
TRMB|TRIMBLE INC.|OPCO|Oppenheimer & Co. Inc.|40683
TRMB|TRIMBLE INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2052
TRMB|TRIMBLE INC.|PDQM|CODA MARKETS, INC.|318377
TRMB|TRIMBLE INC.|PIPR|Piper Jaffray & Co.|250
TRMB|TRIMBLE INC.|PWJC|UBS Financial Services, Inc.|1150
TRMB|TRIMBLE INC.|RBCM|RBC CAPITAL MARKETS, LLC|15566
TRMB|TRIMBLE INC.|RGLD|Regal Securities, Inc|2
TRMB|TRIMBLE INC.|RHCO|Suntrust Robinson Humphrey, Inc.|33982
TRMB|TRIMBLE INC.|SAGL|SAGETRADER, LLC|36981
TRMB|TRIMBLE INC.|SAGW|SAGETRADER, LLC|97
TRMB|TRIMBLE INC.|SALI|INTL FCSTONE FINANCIAL INC.|2
TRMB|TRIMBLE INC.|SBSH|Citigroup Global Markets Inc.|2608919
TRMB|TRIMBLE INC.|SEIC|SEI Investments Distribution Co.|100
TRMB|TRIMBLE INC.|SGMT|GOLDMAN SACHS & CO. LLC|208607
TRMB|TRIMBLE INC.|SHMR|ABN Amro Clearing LLC|74
TRMB|TRIMBLE INC.|SPDR|SPEEDROUTE LLC|28125
TRMB|TRIMBLE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|13900
TRMB|TRIMBLE INC.|SWIM|TD Ameritrade, Inc.|11414
TRMB|TRIMBLE INC.|SWST|Hilltop Securities Inc.|2810
TRMB|TRIMBLE INC.|TAGC|TELSEY ADVISORY GROUP LLC|1419
TRMB|TRIMBLE INC.|TKNG|ALLY INVEST SECURITIES LLC|212
TRMB|TRIMBLE INC.|TONC|CUTTONE & CO., LLC|5222
TRMB|TRIMBLE INC.|TRBT|Tradebot Systems, Inc.|617796
TRMB|TRIMBLE INC.|TRCM|TRC MARKETS LLC|314976
TRMB|TRIMBLE INC.|UBSA|UBS SECURITIES LLC|937403
TRMB|TRIMBLE INC.|UBSS|UBS Securities LLC|2747241
TRMB|TRIMBLE INC.|VALX|VIRTU AMERICAS LLC|8229
TRMB|TRIMBLE INC.|VGRD|Vanguard Marketing Corporation|2175
TRMB|TRIMBLE INC.|VNDM|Wall Street Access|2174
TRMB|TRIMBLE INC.|VSIN|Vision Financial Markets Llc|200
TRMB|TRIMBLE INC.|WABR|Wall Street Access|13228
TRMB|TRIMBLE INC.|WBLR|WILLIAM BLAIR|1354893
TRMB|TRIMBLE INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
TRMB|TRIMBLE INC.|WCHV|WELLS FARGO SECURITIES, LLC|679246
TRMB|TRIMBLE INC.|WDNX|WEEDEN & CO.L.P.|10140
TRMB|TRIMBLE INC.|WEDB|WEDBUSH SECURITIES INC.|274
TRMB|TRIMBLE INC.|WEED|Weeden & Co.L.P.|35070
TRMB|TRIMBLE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|46
TRMB|TRIMBLE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4308
TRMB|TRIMBLE INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|481
TRMB|TRIMBLE INC.|WSAG|WALL STREET ACCESS|88
TRMB|TRIMBLE INC.|WSEA|WOLVERINE SECURITIES, LLC|3359
TRMB|TRIMBLE INC.|XIST|INSTINET, LLC|121930
TRMB|TRIMBLE INC.|XPQR|Jump Trading|4000
TRMB|TRIMBLE INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|69482
TRMB|TRIMBLE INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1343
TRMB|TRIMBLE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4510
TRMD|TORM PLC CLACOM|ETRS|E*Trade Securities LLC|5
TRMD|TORM PLC CLACOM|IBKR|Interactive Brokers Llc|200
TRMD|TORM PLC CLACOM|MSCO|MORGAN STANLEY & CO. LLC|41
TRMD|TORM PLC CLACOM|NITE|VIRTU Americas LLC|2900
TRMD|TORM PLC CLACOM|TKNG|ALLY INVEST SECURITIES LLC|150
TRMD|TORM PLC CLACOM|WSEA|WOLVERINE SECURITIES, LLC|150
TRMK|TRUSTMARK CORP|ALTX|Alternet Securities Inc.|1300
TRMK|TRUSTMARK CORP|APCC|Apex Clearing Corporation|34
TRMK|TRUSTMARK CORP|BANK|Primevest Financial Services, Inc.|1340
TRMK|TRUSTMARK CORP|BARD|Robert W. Baird & Co. Incorporated|449
TRMK|TRUSTMARK CORP|BATM|CBOE TRADING, INC.|1074
TRMK|TRUSTMARK CORP|BAYC|BAY CREST PARTNERS, LLC|572
TRMK|TRUSTMARK CORP|BBNT|BB&T SECURITIES, LLC|148
TRMK|TRUSTMARK CORP|BERN|Sanford C. Bernstein & Co., LLC|7781
TRMK|TRUSTMARK CORP|BGCE|BGC Financial Inc.|3549
TRMK|TRUSTMARK CORP|BKCM|BNY Mellon Capital Markets LLC|12367
TRMK|TRUSTMARK CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1033
TRMK|TRUSTMARK CORP|BLKX|INSTINET, LLC|20715
TRMK|TRUSTMARK CORP|BMOC|BMO Capital Markets Corp.|10771
TRMK|TRUSTMARK CORP|BNCH|The Benchmark Company, LLC|56282
TRMK|TRUSTMARK CORP|BNPX|BNP PARIBAS SECURITIES CORP.|26759
TRMK|TRUSTMARK CORP|BRVL|BLAYLOCK VAN, LLC|100
TRMK|TRUSTMARK CORP|BTIG|BTIG, LLC|2163
TRMK|TRUSTMARK CORP|BYXM|CBOE TRADING, INC.|184
TRMK|TRUSTMARK CORP|BZYD|GOLDMAN SACHS & CO. LLC|2272
TRMK|TRUSTMARK CORP|CANT|Cantor Fitzgerald & Co.|16050
TRMK|TRUSTMARK CORP|CHAS|Charles Schwab & Co., Inc.|16073
TRMK|TRUSTMARK CORP|CIST|Capital Institutional Services, Inc.|651
TRMK|TRUSTMARK CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43263
TRMK|TRUSTMARK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2596
TRMK|TRUSTMARK CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133276
TRMK|TRUSTMARK CORP|CTDL|Citadel Derivatives Group Llc|25122
TRMK|TRUSTMARK CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|16098
TRMK|TRUSTMARK CORP|DADA|D.A. Davidson & Co.|301
TRMK|TRUSTMARK CORP|DBAB|Deutsche Bank Securities Inc.|322237
TRMK|TRUSTMARK CORP|DBAX|Deutsche Bank Securities Inc.|87100
TRMK|TRUSTMARK CORP|DEAN|MORGAN STANLEY|3588
TRMK|TRUSTMARK CORP|DEGS|RONIN PROFESSIONAL LLC|287
TRMK|TRUSTMARK CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30
TRMK|TRUSTMARK CORP|EBXL|EBX LLC|109500
TRMK|TRUSTMARK CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5820
TRMK|TRUSTMARK CORP|EDJO|Edward D. Jones & Co., L.P.|2095
TRMK|TRUSTMARK CORP|EGAM|CBOE TRADING, INC.|2431
TRMK|TRUSTMARK CORP|EGAW|CBOE TRADING, INC.|100
TRMK|TRUSTMARK CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1500
TRMK|TRUSTMARK CORP|EGXM|CBOE TRADING, INC.|614
TRMK|TRUSTMARK CORP|ETBE|Electronic Transaction Clearing, Inc.|14985
TRMK|TRUSTMARK CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|25
TRMK|TRUSTMARK CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2606
TRMK|TRUSTMARK CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9555
TRMK|TRUSTMARK CORP|ETRS|E*Trade Securities LLC|1620
TRMK|TRUSTMARK CORP|FBCO|Credit Suisse Securities (USA) LLC|318094
TRMK|TRUSTMARK CORP|FBSB|U.S. Bancorp Investments, Inc.|141
TRMK|TRUSTMARK CORP|FOMA|TD AMERITRADE CLEARING, INC.|20359
TRMK|TRUSTMARK CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1994
TRMK|TRUSTMARK CORP|FQLS|Quantlab Securities LP|106514
TRMK|TRUSTMARK CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98999
TRMK|TRUSTMARK CORP|FTBR|Foliofn Investments, Inc.|43
TRMK|TRUSTMARK CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|36402
TRMK|TRUSTMARK CORP|GLPX|ACS EXECUTION SERVICES, LLC|2223
TRMK|TRUSTMARK CORP|GSCO|GOLDMAN SACHS & CO. LLC|812505
TRMK|TRUSTMARK CORP|GSCS|GOLDMAN SACHS & CO. LLC|13789
TRMK|TRUSTMARK CORP|GSLT|GOLDMAN SACHS & CO. LLC|1853
TRMK|TRUSTMARK CORP|GTSZ|GTS SECURITIES LLC|115474
TRMK|TRUSTMARK CORP|HAPX|HAP Trading, LLC|364
TRMK|TRUSTMARK CORP|HRBF|American Enterprise Investment Services Inc.|52178
TRMK|TRUSTMARK CORP|HSBC|HSBC Securities, Inc.|720
TRMK|TRUSTMARK CORP|IATS|INTERACTIVE BROKERS LLC|1077
TRMK|TRUSTMARK CORP|IBKR|Interactive Brokers Llc|16140
TRMK|TRUSTMARK CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|129
TRMK|TRUSTMARK CORP|ICBX|INSTINET, LLC|23800
TRMK|TRUSTMARK CORP|IEQY|CITADEL SECURITIES LLC|191493
TRMK|TRUSTMARK CORP|INCA|INSTINET, LLC|262544
TRMK|TRUSTMARK CORP|INJX|INSTINET, LLC|22404
TRMK|TRUSTMARK CORP|ITGI|ITG Inc.|128121
TRMK|TRUSTMARK CORP|ITGP|ITG INC.|61800
TRMK|TRUSTMARK CORP|JANY|Janney Montgomery Scott Inc.|100
TRMK|TRUSTMARK CORP|JEFF|JEFFERIES LLC|79978
TRMK|TRUSTMARK CORP|JMPT|JUMP TRADING, LLC|42458
TRMK|TRUSTMARK CORP|JPBX|J.P. MORGAN SECURITIES LLC|21656
TRMK|TRUSTMARK CORP|JPMX|J.P. Morgan Securities LLC|121782
TRMK|TRUSTMARK CORP|JSJX|JANE STREET CAPITAL LLC|2276
TRMK|TRUSTMARK CORP|KBWI|Keefe, Bruyette & Woods, Inc.|225379
TRMK|TRUSTMARK CORP|KCGM|VIRTU Americas LLC|25715
TRMK|TRUSTMARK CORP|LEHM|Barclays Capital Inc./Le|324879
TRMK|TRUSTMARK CORP|LGNT|COR CLEARING LLC|1
TRMK|TRUSTMARK CORP|LIME|Lime Brokerage LLC|123948
TRMK|TRUSTMARK CORP|MAXM|Maxim Group LLC|6664
TRMK|TRUSTMARK CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78100
TRMK|TRUSTMARK CORP|MOTF|MOTIF INVESTING, INC.|2
TRMK|TRUSTMARK CORP|MSCO|MORGAN STANLEY & CO. LLC|1002190
TRMK|TRUSTMARK CORP|MSPL|MORGAN STANLEY & CO. LLC|133600
TRMK|TRUSTMARK CORP|MSTX|MORGAN STANLEY & CO. LLC|16400
TRMK|TRUSTMARK CORP|NFSC|National Financial Services LLC|21139
TRMK|TRUSTMARK CORP|NITE|VIRTU Americas LLC|103391
TRMK|TRUSTMARK CORP|NITP|VIRTU Americas LLC|973
TRMK|TRUSTMARK CORP|NQRB|Brut, LLC|4843
TRMK|TRUSTMARK CORP|NTRC|Northern Trust Securities, Inc.|334
TRMK|TRUSTMARK CORP|OPCO|Oppenheimer & Co. Inc.|1468
TRMK|TRUSTMARK CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2246
TRMK|TRUSTMARK CORP|PDQM|CODA MARKETS, INC.|4855
TRMK|TRUSTMARK CORP|PIPR|Piper Jaffray & Co.|3792
TRMK|TRUSTMARK CORP|PWJC|UBS Financial Services, Inc.|461
TRMK|TRUSTMARK CORP|RAJA|Raymond James & Associates, Inc.|14848
TRMK|TRUSTMARK CORP|RBCM|RBC CAPITAL MARKETS, LLC|2076
TRMK|TRUSTMARK CORP|SAGL|SAGETRADER, LLC|111
TRMK|TRUSTMARK CORP|SAGW|SAGETRADER, LLC|33
TRMK|TRUSTMARK CORP|SBSH|Citigroup Global Markets Inc.|244935
TRMK|TRUSTMARK CORP|SGMT|GOLDMAN SACHS & CO. LLC|78536
TRMK|TRUSTMARK CORP|SPDR|SPEEDROUTE LLC|2300
TRMK|TRUSTMARK CORP|SPHN|Stephens Inc.|3
TRMK|TRUSTMARK CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|35171
TRMK|TRUSTMARK CORP|STFL|Stifel, Nicolaus & Company, Incorporated|3440
TRMK|TRUSTMARK CORP|SWIM|TD Ameritrade, Inc.|909
TRMK|TRUSTMARK CORP|SWST|Hilltop Securities Inc.|1658
TRMK|TRUSTMARK CORP|TONC|CUTTONE & CO., LLC|750
TRMK|TRUSTMARK CORP|TRBT|Tradebot Systems, Inc.|183597
TRMK|TRUSTMARK CORP|TRCM|TRC MARKETS LLC|196103
TRMK|TRUSTMARK CORP|UBSA|UBS SECURITIES LLC|231106
TRMK|TRUSTMARK CORP|UBSS|UBS Securities LLC|428206
TRMK|TRUSTMARK CORP|VALX|VIRTU AMERICAS LLC|12003
TRMK|TRUSTMARK CORP|VGRD|Vanguard Marketing Corporation|5444
TRMK|TRUSTMARK CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|200
TRMK|TRUSTMARK CORP|WCHV|WELLS FARGO SECURITIES, LLC|171590
TRMK|TRUSTMARK CORP|WDNX|WEEDEN & CO.L.P.|218
TRMK|TRUSTMARK CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|92
TRMK|TRUSTMARK CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|209
TRMK|TRUSTMARK CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|185
TRMK|TRUSTMARK CORP|WSEA|WOLVERINE SECURITIES, LLC|2541
TRMK|TRUSTMARK CORP|XIST|INSTINET, LLC|38470
TRMK|TRUSTMARK CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
TRMK|TRUSTMARK CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
TRMK|TRUSTMARK CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5643
TRMT|TREMONT MORTGAGE CM|BATM|CBOE TRADING, INC.|1
TRMT|TREMONT MORTGAGE CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1021
TRMT|TREMONT MORTGAGE CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|140
TRMT|TREMONT MORTGAGE CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1979
TRMT|TREMONT MORTGAGE CM|CTDL|Citadel Derivatives Group Llc|20
TRMT|TREMONT MORTGAGE CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
TRMT|TREMONT MORTGAGE CM|DBAB|Deutsche Bank Securities Inc.|98
TRMT|TREMONT MORTGAGE CM|DBAX|Deutsche Bank Securities Inc.|400
TRMT|TREMONT MORTGAGE CM|EBXL|EBX LLC|1000
TRMT|TREMONT MORTGAGE CM|ETRS|E*Trade Securities LLC|300
TRMT|TREMONT MORTGAGE CM|FBCO|Credit Suisse Securities (USA) LLC|353
TRMT|TREMONT MORTGAGE CM|FOMA|TD AMERITRADE CLEARING, INC.|3500
TRMT|TREMONT MORTGAGE CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87
TRMT|TREMONT MORTGAGE CM|GEBB|GLOBAL EXECUTION BROKERS, LP|168
TRMT|TREMONT MORTGAGE CM|GSCO|GOLDMAN SACHS & CO. LLC|4952
TRMT|TREMONT MORTGAGE CM|GSCS|GOLDMAN SACHS & CO. LLC|400
TRMT|TREMONT MORTGAGE CM|GSLT|GOLDMAN SACHS & CO. LLC|399
TRMT|TREMONT MORTGAGE CM|GTSZ|GTS SECURITIES LLC|1115
TRMT|TREMONT MORTGAGE CM|IATS|INTERACTIVE BROKERS LLC|80
TRMT|TREMONT MORTGAGE CM|IBKR|Interactive Brokers Llc|15238
TRMT|TREMONT MORTGAGE CM|INCA|INSTINET, LLC|4480
TRMT|TREMONT MORTGAGE CM|INJX|INSTINET, LLC|42
TRMT|TREMONT MORTGAGE CM|ITGI|ITG Inc.|3198
TRMT|TREMONT MORTGAGE CM|JANY|Janney Montgomery Scott Inc.|100
TRMT|TREMONT MORTGAGE CM|KCGM|VIRTU Americas LLC|147
TRMT|TREMONT MORTGAGE CM|LEHM|Barclays Capital Inc./Le|268
TRMT|TREMONT MORTGAGE CM|LIME|Lime Brokerage LLC|4492
TRMT|TREMONT MORTGAGE CM|LMGP|LIME BROKERAGE LLC|1300
TRMT|TREMONT MORTGAGE CM|LSCI|Lek Securities Corporation|3407
TRMT|TREMONT MORTGAGE CM|MAXM|Maxim Group LLC|500
TRMT|TREMONT MORTGAGE CM|MSCO|MORGAN STANLEY & CO. LLC|9811
TRMT|TREMONT MORTGAGE CM|MSPL|MORGAN STANLEY & CO. LLC|100
TRMT|TREMONT MORTGAGE CM|NFSC|National Financial Services LLC|550
TRMT|TREMONT MORTGAGE CM|NITE|VIRTU Americas LLC|54887
TRMT|TREMONT MORTGAGE CM|NQRB|Brut, LLC|200
TRMT|TREMONT MORTGAGE CM|OPCO|Oppenheimer & Co. Inc.|10350
TRMT|TREMONT MORTGAGE CM|PDQM|CODA MARKETS, INC.|200
TRMT|TREMONT MORTGAGE CM|PWJC|UBS Financial Services, Inc.|600
TRMT|TREMONT MORTGAGE CM|RAJA|Raymond James & Associates, Inc.|1388
TRMT|TREMONT MORTGAGE CM|RBCM|RBC CAPITAL MARKETS, LLC|14648
TRMT|TREMONT MORTGAGE CM|SBSH|Citigroup Global Markets Inc.|600
TRMT|TREMONT MORTGAGE CM|SGMT|GOLDMAN SACHS & CO. LLC|3
TRMT|TREMONT MORTGAGE CM|SPDR|SPEEDROUTE LLC|200
TRMT|TREMONT MORTGAGE CM|SPTD|MINT GLOBAL MARKETS, INC.|100
TRMT|TREMONT MORTGAGE CM|STFL|Stifel, Nicolaus & Company, Incorporated|1792
TRMT|TREMONT MORTGAGE CM|SWIM|TD Ameritrade, Inc.|11300
TRMT|TREMONT MORTGAGE CM|TRCM|TRC MARKETS LLC|300
TRMT|TREMONT MORTGAGE CM|UBSA|UBS SECURITIES LLC|4331
TRMT|TREMONT MORTGAGE CM|UBSS|UBS Securities LLC|5315
TRMT|TREMONT MORTGAGE CM|VALX|VIRTU AMERICAS LLC|374
TRMT|TREMONT MORTGAGE CM|WCHV|WELLS FARGO SECURITIES, LLC|350
TRMT|TREMONT MORTGAGE CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|400
TRMT|TREMONT MORTGAGE CM|WSEA|WOLVERINE SECURITIES, LLC|10
TRN|TRINITY IND|ABLE|NATIXIS Securities Americas LLC|546800
TRN|TRINITY IND|AGIS|Aegis Capital Corp.|500
TRN|TRINITY IND|ALTX|Alternet Securities Inc.|10830
TRN|TRINITY IND|APCC|Apex Clearing Corporation|416
TRN|TRINITY IND|BARD|Robert W. Baird & Co. Incorporated|3160
TRN|TRINITY IND|BATM|CBOE TRADING, INC.|30499
TRN|TRINITY IND|BAYC|BAY CREST PARTNERS, LLC|8500
TRN|TRINITY IND|BAYT|BTIG, LLC|446
TRN|TRINITY IND|BBNT|BB&T SECURITIES, LLC|712
TRN|TRINITY IND|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|29345
TRN|TRINITY IND|BERN|Sanford C. Bernstein & Co., LLC|104527
TRN|TRINITY IND|BIAD|SAGETRADER, LLC|800
TRN|TRINITY IND|BIDS|BIDS TRADING L.P.|2100
TRN|TRINITY IND|BIMI|Banca IMI Securities Corp.|4
TRN|TRINITY IND|BKCM|BNY Mellon Capital Markets LLC|21837
TRN|TRINITY IND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13906
TRN|TRINITY IND|BLKX|INSTINET, LLC|145275
TRN|TRINITY IND|BNPX|BNP PARIBAS SECURITIES CORP.|274063
TRN|TRINITY IND|BRVL|BLAYLOCK VAN, LLC|500
TRN|TRINITY IND|BTIG|BTIG, LLC|1828
TRN|TRINITY IND|BYXM|CBOE TRADING, INC.|3673
TRN|TRINITY IND|BZYD|GOLDMAN SACHS & CO. LLC|953
TRN|TRINITY IND|CANT|Cantor Fitzgerald & Co.|725
TRN|TRINITY IND|CBLC|CITIGROUP GLOBAL MARKETS INC.|10600
TRN|TRINITY IND|CHAS|Charles Schwab & Co., Inc.|369
TRN|TRINITY IND|CIOI|CITIGROUP GLOBAL MARKETS INC|100000
TRN|TRINITY IND|CIST|Capital Institutional Services, Inc.|13518
TRN|TRINITY IND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85568
TRN|TRINITY IND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|816
TRN|TRINITY IND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|657014
TRN|TRINITY IND|CTDL|Citadel Derivatives Group Llc|16923
TRN|TRINITY IND|CTLR|CUTLER GROUP, LP|23378
TRN|TRINITY IND|CXCX|CITIGROUP GLOBAL MARKETS INC.|40760
TRN|TRINITY IND|DADA|D.A. Davidson & Co.|670
TRN|TRINITY IND|DAVA|Davenport & Company LLC|67
TRN|TRINITY IND|DBAB|Deutsche Bank Securities Inc.|389662
TRN|TRINITY IND|DBAX|Deutsche Bank Securities Inc.|397300
TRN|TRINITY IND|DEAN|MORGAN STANLEY|5106
TRN|TRINITY IND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7772
TRN|TRINITY IND|EBXL|EBX LLC|444300
TRN|TRINITY IND|ECUT|CONVERGEX EXECUTION SOLUTIONS|6790
TRN|TRINITY IND|EDJO|Edward D. Jones & Co., L.P.|18315
TRN|TRINITY IND|EGAM|CBOE TRADING, INC.|21033
TRN|TRINITY IND|EGAW|CBOE TRADING, INC.|311
TRN|TRINITY IND|EGMT|EG MARKET TECHNOLOGIES LLC|300
TRN|TRINITY IND|EGXM|CBOE TRADING, INC.|4485
TRN|TRINITY IND|EGXW|CBOE TRADING, INC.|699
TRN|TRINITY IND|EROM|Eroom Securities L.L.C.|2396
TRN|TRINITY IND|ESPO|ESPOSITO SECURITIES, LLC|41344
TRN|TRINITY IND|ETBE|Electronic Transaction Clearing, Inc.|20367
TRN|TRINITY IND|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
TRN|TRINITY IND|ETCC|Electronic Transaction Clearing, Inc.|330
TRN|TRINITY IND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18944
TRN|TRINITY IND|ETRS|E*Trade Securities LLC|98070
TRN|TRINITY IND|FILL|Tradestation Securities, Inc.|5197
TRN|TRINITY IND|FINX|FINTECH SECURITIES|700
TRN|TRINITY IND|FMAF|NBCN Inc./ CDS|156
TRN|TRINITY IND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|21558
TRN|TRINITY IND|FQLS|Quantlab Securities LP|480924
TRN|TRINITY IND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|206246
TRN|TRINITY IND|FTBR|Foliofn Investments, Inc.|3201
TRN|TRINITY IND|GEBB|GLOBAL EXECUTION BROKERS, LP|13138
TRN|TRINITY IND|GLIS|TD Securities Inc|400
TRN|TRINITY IND|GLPX|ACS EXECUTION SERVICES, LLC|95116
TRN|TRINITY IND|GSCO|GOLDMAN SACHS & CO. LLC|3781767
TRN|TRINITY IND|GSCS|GOLDMAN SACHS & CO. LLC|21549
TRN|TRINITY IND|GSLT|GOLDMAN SACHS & CO. LLC|19717
TRN|TRINITY IND|GTSZ|GTS SECURITIES LLC|158725
TRN|TRINITY IND|GZML|Guzman & Company|100
TRN|TRINITY IND|HAPX|HAP Trading, LLC|1129
TRN|TRINITY IND|HPPX|POTAMUS TRADING, LLC|1313
TRN|TRINITY IND|HRBF|American Enterprise Investment Services Inc.|6764
TRN|TRINITY IND|HSBC|HSBC Securities, Inc.|4098
TRN|TRINITY IND|IATS|INTERACTIVE BROKERS LLC|11418
TRN|TRINITY IND|IBKR|Interactive Brokers Llc|24221
TRN|TRINITY IND|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12167
TRN|TRINITY IND|ICBX|INSTINET, LLC|90804
TRN|TRINITY IND|IEQY|CITADEL SECURITIES LLC|139558
TRN|TRINITY IND|IMPC|Imperial Capital, LLC|400
TRN|TRINITY IND|INCA|INSTINET, LLC|649751
TRN|TRINITY IND|INJX|INSTINET, LLC|3567
TRN|TRINITY IND|ITGI|ITG Inc.|56121
TRN|TRINITY IND|ITGP|ITG INC.|168200
TRN|TRINITY IND|JANY|Janney Montgomery Scott Inc.|2219
TRN|TRINITY IND|JEFF|JEFFERIES LLC|285390
TRN|TRINITY IND|JMPT|JUMP TRADING, LLC|167725
TRN|TRINITY IND|JPBX|J.P. MORGAN SECURITIES LLC|74224
TRN|TRINITY IND|JPMX|J.P. Morgan Securities LLC|594342
TRN|TRINITY IND|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
TRN|TRINITY IND|JSJX|JANE STREET CAPITAL LLC|13650
TRN|TRINITY IND|KCGM|VIRTU Americas LLC|74544
TRN|TRINITY IND|LEHM|Barclays Capital Inc./Le|1410732
TRN|TRINITY IND|LIME|Lime Brokerage LLC|28091
TRN|TRINITY IND|LOOP|Loop Capital Markets LLC|600
TRN|TRINITY IND|LQNA|LIQUIDNET, INC.|52700
TRN|TRINITY IND|LSCI|Lek Securities Corporation|2754
TRN|TRINITY IND|MACC|Mid Atlantic Capital Corporation|1050
TRN|TRINITY IND|MAXM|Maxim Group LLC|240
TRN|TRINITY IND|MBTS|ALLY INVEST SECURITIES LLC|4200
TRN|TRINITY IND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|275658
TRN|TRINITY IND|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
TRN|TRINITY IND|MNDX|TJM Investments, LLC|3529
TRN|TRINITY IND|MSCO|MORGAN STANLEY & CO. LLC|1705504
TRN|TRINITY IND|MSPL|MORGAN STANLEY & CO. LLC|381600
TRN|TRINITY IND|MSTX|MORGAN STANLEY & CO. LLC|261400
TRN|TRINITY IND|NFSC|National Financial Services LLC|98822
TRN|TRINITY IND|NITE|VIRTU Americas LLC|488397
TRN|TRINITY IND|NITP|VIRTU Americas LLC|5182
TRN|TRINITY IND|NQRB|Brut, LLC|56704
TRN|TRINITY IND|NTBF|BMO Nesbitt Burns Inc./CDS|1655
TRN|TRINITY IND|NTRC|Northern Trust Securities, Inc.|2193
TRN|TRINITY IND|OHOS|TWO SIGMA SECURITIES, LLC|10098
TRN|TRINITY IND|OPCO|Oppenheimer & Co. Inc.|82471
TRN|TRINITY IND|OTAA|OTA LLC|18583
TRN|TRINITY IND|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TRN|TRINITY IND|PDQM|CODA MARKETS, INC.|26047
TRN|TRINITY IND|PHLY|NASDAQ Execution Services, LLC|2600
TRN|TRINITY IND|PWJC|UBS Financial Services, Inc.|3685
TRN|TRINITY IND|QMSR|QUATTRO M SECURITIES INC.|65704
TRN|TRINITY IND|RBCM|RBC CAPITAL MARKETS, LLC|16413
TRN|TRINITY IND|RHCO|Suntrust Robinson Humphrey, Inc.|17389
TRN|TRINITY IND|SAGL|SAGETRADER, LLC|14998
TRN|TRINITY IND|SAGW|SAGETRADER, LLC|1471
TRN|TRINITY IND|SBSH|Citigroup Global Markets Inc.|294404
TRN|TRINITY IND|SEIC|SEI Investments Distribution Co.|2200
TRN|TRINITY IND|SGMT|GOLDMAN SACHS & CO. LLC|191957
TRN|TRINITY IND|SJLS|TRADE INFORMATICS LLC|100
TRN|TRINITY IND|SPDR|SPEEDROUTE LLC|10680
TRN|TRINITY IND|SPGS|Sea Port Group Securities, LLC|5200
TRN|TRINITY IND|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
TRN|TRINITY IND|STFL|Stifel, Nicolaus & Company, Incorporated|47315
TRN|TRINITY IND|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14832
TRN|TRINITY IND|SWIM|TD Ameritrade, Inc.|76762
TRN|TRINITY IND|SWST|Hilltop Securities Inc.|1618
TRN|TRINITY IND|TKNG|ALLY INVEST SECURITIES LLC|1512
TRN|TRINITY IND|TRBT|Tradebot Systems, Inc.|462565
TRN|TRINITY IND|TRCM|TRC MARKETS LLC|94752
TRN|TRINITY IND|TWTT|TASTYWORKS, INC.|73
TRN|TRINITY IND|UBSA|UBS SECURITIES LLC|1034105
TRN|TRINITY IND|UBSS|UBS Securities LLC|753696
TRN|TRINITY IND|VALX|VIRTU AMERICAS LLC|23377
TRN|TRINITY IND|VGRD|Vanguard Marketing Corporation|4894
TRN|TRINITY IND|WABR|Wall Street Access|200
TRN|TRINITY IND|WBET|Wallachbeth Capital LLC|7186
TRN|TRINITY IND|WBPX|SUMMIT SECURITIES GROUP, LLC|8010
TRN|TRINITY IND|WCHV|WELLS FARGO SECURITIES, LLC|1989877
TRN|TRINITY IND|WEDB|WEDBUSH SECURITIES INC.|2735
TRN|TRINITY IND|WEED|Weeden & Co.L.P.|27691
TRN|TRINITY IND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47961
TRN|TRINITY IND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21065
TRN|TRINITY IND|WGIF|CIBC World Markets Inc.|6
TRN|TRINITY IND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|199
TRN|TRINITY IND|WSEA|WOLVERINE SECURITIES, LLC|10732
TRN|TRINITY IND|XIST|INSTINET, LLC|25200
TRN|TRINITY IND|XPQR|Jump Trading|2890
TRN|TRINITY IND|XSTM|NATIONAL FINANCIAL SERVICES LLC|17332
TRN|TRINITY IND|YKNA|COMHAR CAPITAL MARKETS, LLC|300
TRN|TRINITY IND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5084
TRNC|TRONC, INC. CMN STK|ALTX|Alternet Securities Inc.|2560
TRNC|TRONC, INC. CMN STK|APCC|Apex Clearing Corporation|18
TRNC|TRONC, INC. CMN STK|BATM|CBOE TRADING, INC.|189
TRNC|TRONC, INC. CMN STK|BERN|Sanford C. Bernstein & Co., LLC|9683
TRNC|TRONC, INC. CMN STK|BLKX|INSTINET, LLC|37468
TRNC|TRONC, INC. CMN STK|BMOC|BMO Capital Markets Corp.|3155
TRNC|TRONC, INC. CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|1916
TRNC|TRONC, INC. CMN STK|BTIG|BTIG, LLC|74
TRNC|TRONC, INC. CMN STK|BYXM|CBOE TRADING, INC.|219
TRNC|TRONC, INC. CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|1809
TRNC|TRONC, INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|2
TRNC|TRONC, INC. CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|992
TRNC|TRONC, INC. CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
TRNC|TRONC, INC. CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
TRNC|TRONC, INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44590
TRNC|TRONC, INC. CMN STK|CTDL|Citadel Derivatives Group Llc|2364
TRNC|TRONC, INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|6214
TRNC|TRONC, INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|92726
TRNC|TRONC, INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|38400
TRNC|TRONC, INC. CMN STK|DBUL|Deutsche Bank Securities Inc.|661
TRNC|TRONC, INC. CMN STK|DEAN|MORGAN STANLEY|1605
TRNC|TRONC, INC. CMN STK|DEGS|RONIN PROFESSIONAL LLC|8214
TRNC|TRONC, INC. CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|142
TRNC|TRONC, INC. CMN STK|EBXL|EBX LLC|9400
TRNC|TRONC, INC. CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|4531
TRNC|TRONC, INC. CMN STK|EGAM|CBOE TRADING, INC.|2706
TRNC|TRONC, INC. CMN STK|EGAW|CBOE TRADING, INC.|100
TRNC|TRONC, INC. CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|1100
TRNC|TRONC, INC. CMN STK|EGXM|CBOE TRADING, INC.|894
TRNC|TRONC, INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|2253
TRNC|TRONC, INC. CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1620
TRNC|TRONC, INC. CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6772
TRNC|TRONC, INC. CMN STK|ETRS|E*Trade Securities LLC|10402
TRNC|TRONC, INC. CMN STK|FBCO|Credit Suisse Securities (USA) LLC|149067
TRNC|TRONC, INC. CMN STK|FILL|Tradestation Securities, Inc.|100
TRNC|TRONC, INC. CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|8278
TRNC|TRONC, INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60680
TRNC|TRONC, INC. CMN STK|FTBR|Foliofn Investments, Inc.|78
TRNC|TRONC, INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|5100
TRNC|TRONC, INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|16090
TRNC|TRONC, INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|227769
TRNC|TRONC, INC. CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|17204
TRNC|TRONC, INC. CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|1218
TRNC|TRONC, INC. CMN STK|GTSZ|GTS SECURITIES LLC|7845
TRNC|TRONC, INC. CMN STK|HSBC|HSBC Securities, Inc.|3089
TRNC|TRONC, INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|19793
TRNC|TRONC, INC. CMN STK|IBKR|Interactive Brokers Llc|127083
TRNC|TRONC, INC. CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|413
TRNC|TRONC, INC. CMN STK|ICBX|INSTINET, LLC|12900
TRNC|TRONC, INC. CMN STK|IEQY|CITADEL SECURITIES LLC|20258
TRNC|TRONC, INC. CMN STK|INCA|INSTINET, LLC|181210
TRNC|TRONC, INC. CMN STK|INJX|INSTINET, LLC|7498
TRNC|TRONC, INC. CMN STK|ITGI|ITG Inc.|35421
TRNC|TRONC, INC. CMN STK|ITGP|ITG INC.|42200
TRNC|TRONC, INC. CMN STK|JEFF|JEFFERIES LLC|8843
TRNC|TRONC, INC. CMN STK|JMPT|JUMP TRADING, LLC|7277
TRNC|TRONC, INC. CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|5444
TRNC|TRONC, INC. CMN STK|JPMX|J.P. Morgan Securities LLC|62888
TRNC|TRONC, INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|1763
TRNC|TRONC, INC. CMN STK|KCGM|VIRTU Americas LLC|3291
TRNC|TRONC, INC. CMN STK|LEHM|Barclays Capital Inc./Le|132779
TRNC|TRONC, INC. CMN STK|LIME|Lime Brokerage LLC|69670
TRNC|TRONC, INC. CMN STK|MAXM|Maxim Group LLC|1148
TRNC|TRONC, INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37168
TRNC|TRONC, INC. CMN STK|MOTF|MOTIF INVESTING, INC.|1
TRNC|TRONC, INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|306995
TRNC|TRONC, INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|53400
TRNC|TRONC, INC. CMN STK|MSTX|MORGAN STANLEY & CO. LLC|5400
TRNC|TRONC, INC. CMN STK|NFSC|National Financial Services LLC|19787
TRNC|TRONC, INC. CMN STK|NITE|VIRTU Americas LLC|63605
TRNC|TRONC, INC. CMN STK|NITP|VIRTU Americas LLC|200
TRNC|TRONC, INC. CMN STK|NQRB|Brut, LLC|2342
TRNC|TRONC, INC. CMN STK|OPCO|Oppenheimer & Co. Inc.|4408
TRNC|TRONC, INC. CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2130
TRNC|TRONC, INC. CMN STK|PDQM|CODA MARKETS, INC.|21873
TRNC|TRONC, INC. CMN STK|PWJC|UBS Financial Services, Inc.|50
TRNC|TRONC, INC. CMN STK|RAJA|Raymond James & Associates, Inc.|2140
TRNC|TRONC, INC. CMN STK|SAGL|SAGETRADER, LLC|5198
TRNC|TRONC, INC. CMN STK|SBSH|Citigroup Global Markets Inc.|43754
TRNC|TRONC, INC. CMN STK|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
TRNC|TRONC, INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|14698
TRNC|TRONC, INC. CMN STK|SPDR|SPEEDROUTE LLC|4500
TRNC|TRONC, INC. CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|16
TRNC|TRONC, INC. CMN STK|SWIM|TD Ameritrade, Inc.|60
TRNC|TRONC, INC. CMN STK|SWST|Hilltop Securities Inc.|1290
TRNC|TRONC, INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|21
TRNC|TRONC, INC. CMN STK|TRBT|Tradebot Systems, Inc.|23391
TRNC|TRONC, INC. CMN STK|TRCM|TRC MARKETS LLC|46754
TRNC|TRONC, INC. CMN STK|UBSA|UBS SECURITIES LLC|76067
TRNC|TRONC, INC. CMN STK|UBSS|UBS Securities LLC|216020
TRNC|TRONC, INC. CMN STK|VALX|VIRTU AMERICAS LLC|5830
TRNC|TRONC, INC. CMN STK|VGRD|Vanguard Marketing Corporation|1572
TRNC|TRONC, INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|10327
TRNC|TRONC, INC. CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4391
TRNC|TRONC, INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|694
TRNC|TRONC, INC. CMN STK|XIST|INSTINET, LLC|5100
TRNC|TRONC, INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|1140
TRNC|TRONC, INC. CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|1420
TRNO|TERRENO REALTY CORP|ALTX|Alternet Securities Inc.|2292
TRNO|TERRENO REALTY CORP|ANOS|ABEL/NOSER, L.L.C.|200
TRNO|TERRENO REALTY CORP|APCC|Apex Clearing Corporation|37
TRNO|TERRENO REALTY CORP|BARD|Robert W. Baird & Co. Incorporated|15
TRNO|TERRENO REALTY CORP|BATM|CBOE TRADING, INC.|2461
TRNO|TERRENO REALTY CORP|BERN|Sanford C. Bernstein & Co., LLC|4449
TRNO|TERRENO REALTY CORP|BIDS|BIDS TRADING L.P.|400
TRNO|TERRENO REALTY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|833
TRNO|TERRENO REALTY CORP|BLKX|INSTINET, LLC|12000
TRNO|TERRENO REALTY CORP|BNPX|BNP PARIBAS SECURITIES CORP.|9411
TRNO|TERRENO REALTY CORP|BYXM|CBOE TRADING, INC.|1325
TRNO|TERRENO REALTY CORP|BZYD|GOLDMAN SACHS & CO. LLC|2166
TRNO|TERRENO REALTY CORP|CANT|Cantor Fitzgerald & Co.|2432
TRNO|TERRENO REALTY CORP|CHAS|Charles Schwab & Co., Inc.|134
TRNO|TERRENO REALTY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72767
TRNO|TERRENO REALTY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|900
TRNO|TERRENO REALTY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7744
TRNO|TERRENO REALTY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151836
TRNO|TERRENO REALTY CORP|CTDL|Citadel Derivatives Group Llc|6102
TRNO|TERRENO REALTY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|60680
TRNO|TERRENO REALTY CORP|DADA|D.A. Davidson & Co.|88
TRNO|TERRENO REALTY CORP|DBAB|Deutsche Bank Securities Inc.|136352
TRNO|TERRENO REALTY CORP|DBAX|Deutsche Bank Securities Inc.|108600
TRNO|TERRENO REALTY CORP|DBUL|Deutsche Bank Securities Inc.|1500
TRNO|TERRENO REALTY CORP|DEAN|MORGAN STANLEY|2098
TRNO|TERRENO REALTY CORP|DEGS|RONIN PROFESSIONAL LLC|200
TRNO|TERRENO REALTY CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1155
TRNO|TERRENO REALTY CORP|EBXL|EBX LLC|67600
TRNO|TERRENO REALTY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1674
TRNO|TERRENO REALTY CORP|EGAM|CBOE TRADING, INC.|1823
TRNO|TERRENO REALTY CORP|EGAW|CBOE TRADING, INC.|40
TRNO|TERRENO REALTY CORP|EGMT|EG MARKET TECHNOLOGIES LLC|300
TRNO|TERRENO REALTY CORP|EGXM|CBOE TRADING, INC.|509
TRNO|TERRENO REALTY CORP|ESPO|ESPOSITO SECURITIES, LLC|491
TRNO|TERRENO REALTY CORP|ETBE|Electronic Transaction Clearing, Inc.|7748
TRNO|TERRENO REALTY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3066
TRNO|TERRENO REALTY CORP|ETRS|E*Trade Securities LLC|158
TRNO|TERRENO REALTY CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1098
TRNO|TERRENO REALTY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59175
TRNO|TERRENO REALTY CORP|FTBR|Foliofn Investments, Inc.|203
TRNO|TERRENO REALTY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3876
TRNO|TERRENO REALTY CORP|GLPX|ACS EXECUTION SERVICES, LLC|1691
TRNO|TERRENO REALTY CORP|GNAV|GREEN STREET TRADING, LLC|3282
TRNO|TERRENO REALTY CORP|GSCO|GOLDMAN SACHS & CO. LLC|343116
TRNO|TERRENO REALTY CORP|GSCS|GOLDMAN SACHS & CO. LLC|43544
TRNO|TERRENO REALTY CORP|GSLT|GOLDMAN SACHS & CO. LLC|4568
TRNO|TERRENO REALTY CORP|GTSZ|GTS SECURITIES LLC|25733
TRNO|TERRENO REALTY CORP|HRBF|American Enterprise Investment Services Inc.|82
TRNO|TERRENO REALTY CORP|IATS|INTERACTIVE BROKERS LLC|641
TRNO|TERRENO REALTY CORP|IBKR|Interactive Brokers Llc|2819
TRNO|TERRENO REALTY CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|43
TRNO|TERRENO REALTY CORP|ICBX|INSTINET, LLC|21693
TRNO|TERRENO REALTY CORP|IEQY|CITADEL SECURITIES LLC|59381
TRNO|TERRENO REALTY CORP|INCA|INSTINET, LLC|114055
TRNO|TERRENO REALTY CORP|INJX|INSTINET, LLC|58339
TRNO|TERRENO REALTY CORP|ITGI|ITG Inc.|19769
TRNO|TERRENO REALTY CORP|ITGP|ITG INC.|507000
TRNO|TERRENO REALTY CORP|JEFF|JEFFERIES LLC|198974
TRNO|TERRENO REALTY CORP|JMPT|JUMP TRADING, LLC|24583
TRNO|TERRENO REALTY CORP|JPBX|J.P. MORGAN SECURITIES LLC|11680
TRNO|TERRENO REALTY CORP|JPMX|J.P. Morgan Securities LLC|112125
TRNO|TERRENO REALTY CORP|JSJX|JANE STREET CAPITAL LLC|1633
TRNO|TERRENO REALTY CORP|KCGM|VIRTU Americas LLC|19598
TRNO|TERRENO REALTY CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|92528
TRNO|TERRENO REALTY CORP|LEHM|Barclays Capital Inc./Le|364423
TRNO|TERRENO REALTY CORP|LIME|Lime Brokerage LLC|16816
TRNO|TERRENO REALTY CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|135860
TRNO|TERRENO REALTY CORP|LOOP|Loop Capital Markets LLC|249
TRNO|TERRENO REALTY CORP|LQNA|LIQUIDNET, INC.|13500
TRNO|TERRENO REALTY CORP|LSCI|Lek Securities Corporation|1
TRNO|TERRENO REALTY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37772
TRNO|TERRENO REALTY CORP|MOTF|MOTIF INVESTING, INC.|3
TRNO|TERRENO REALTY CORP|MSCO|MORGAN STANLEY & CO. LLC|415496
TRNO|TERRENO REALTY CORP|MSPL|MORGAN STANLEY & CO. LLC|127700
TRNO|TERRENO REALTY CORP|MSTX|MORGAN STANLEY & CO. LLC|12800
TRNO|TERRENO REALTY CORP|NFSC|National Financial Services LLC|12177
TRNO|TERRENO REALTY CORP|NITE|VIRTU Americas LLC|59335
TRNO|TERRENO REALTY CORP|NITP|VIRTU Americas LLC|800
TRNO|TERRENO REALTY CORP|NQRB|Brut, LLC|4249
TRNO|TERRENO REALTY CORP|NTBF|BMO Nesbitt Burns Inc./CDS|130
TRNO|TERRENO REALTY CORP|NTRC|Northern Trust Securities, Inc.|1206
TRNO|TERRENO REALTY CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
TRNO|TERRENO REALTY CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|180
TRNO|TERRENO REALTY CORP|PDQM|CODA MARKETS, INC.|3506
TRNO|TERRENO REALTY CORP|RBCM|RBC CAPITAL MARKETS, LLC|438
TRNO|TERRENO REALTY CORP|RILY|B. RILEY FBR, INC.|191
TRNO|TERRENO REALTY CORP|SAGL|SAGETRADER, LLC|41
TRNO|TERRENO REALTY CORP|SAGW|SAGETRADER, LLC|84
TRNO|TERRENO REALTY CORP|SBSH|Citigroup Global Markets Inc.|79826
TRNO|TERRENO REALTY CORP|SEIC|SEI Investments Distribution Co.|1292
TRNO|TERRENO REALTY CORP|SGMT|GOLDMAN SACHS & CO. LLC|43367
TRNO|TERRENO REALTY CORP|SPDR|SPEEDROUTE LLC|1300
TRNO|TERRENO REALTY CORP|SPHN|Stephens Inc.|594
TRNO|TERRENO REALTY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|2016
TRNO|TERRENO REALTY CORP|STKP|STOCKPILE INVESTMENTS, INC.|4
TRNO|TERRENO REALTY CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2640
TRNO|TERRENO REALTY CORP|SWIM|TD Ameritrade, Inc.|1707
TRNO|TERRENO REALTY CORP|TKNG|ALLY INVEST SECURITIES LLC|60
TRNO|TERRENO REALTY CORP|TRBT|Tradebot Systems, Inc.|103540
TRNO|TERRENO REALTY CORP|TRCM|TRC MARKETS LLC|65542
TRNO|TERRENO REALTY CORP|UBSA|UBS SECURITIES LLC|225897
TRNO|TERRENO REALTY CORP|UBSS|UBS Securities LLC|243175
TRNO|TERRENO REALTY CORP|VALX|VIRTU AMERICAS LLC|6964
TRNO|TERRENO REALTY CORP|VERT|The Vertical Trading Group, LLC|29
TRNO|TERRENO REALTY CORP|VGRD|Vanguard Marketing Corporation|1661
TRNO|TERRENO REALTY CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|601
TRNO|TERRENO REALTY CORP|WCHV|WELLS FARGO SECURITIES, LLC|8134
TRNO|TERRENO REALTY CORP|WEED|Weeden & Co.L.P.|1500
TRNO|TERRENO REALTY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44
TRNO|TERRENO REALTY CORP|WSEA|WOLVERINE SECURITIES, LLC|119
TRNO|TERRENO REALTY CORP|XIST|INSTINET, LLC|3000
TRNO|TERRENO REALTY CORP|XPQR|Jump Trading|1721
TRNO|TERRENO REALTY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|8800
TRNO|TERRENO REALTY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|10
TRNO|TERRENO REALTY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1104
TRNS|TRANSCAT INC|ALTX|Alternet Securities Inc.|500
TRNS|TRANSCAT INC|BARD|Robert W. Baird & Co. Incorporated|7
TRNS|TRANSCAT INC|BATM|CBOE TRADING, INC.|174
TRNS|TRANSCAT INC|BAYC|BAY CREST PARTNERS, LLC|1123
TRNS|TRANSCAT INC|BAYT|BTIG, LLC|4400
TRNS|TRANSCAT INC|BERN|Sanford C. Bernstein & Co., LLC|200
TRNS|TRANSCAT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|750
TRNS|TRANSCAT INC|CANT|Cantor Fitzgerald & Co.|679
TRNS|TRANSCAT INC|CHAS|Charles Schwab & Co., Inc.|6365
TRNS|TRANSCAT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11393
TRNS|TRANSCAT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3221
TRNS|TRANSCAT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3545
TRNS|TRANSCAT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13216
TRNS|TRANSCAT INC|CTDL|Citadel Derivatives Group Llc|248
TRNS|TRANSCAT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
TRNS|TRANSCAT INC|DBAB|Deutsche Bank Securities Inc.|1798
TRNS|TRANSCAT INC|DBAX|Deutsche Bank Securities Inc.|5900
TRNS|TRANSCAT INC|DEAN|MORGAN STANLEY|389
TRNS|TRANSCAT INC|DEGS|RONIN PROFESSIONAL LLC|8669
TRNS|TRANSCAT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3500
TRNS|TRANSCAT INC|DOTC|Dougherty & Company LLC|1200
TRNS|TRANSCAT INC|EBXL|EBX LLC|11900
TRNS|TRANSCAT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11497
TRNS|TRANSCAT INC|EDJO|Edward D. Jones & Co., L.P.|531
TRNS|TRANSCAT INC|EGAM|CBOE TRADING, INC.|3
TRNS|TRANSCAT INC|EGXM|CBOE TRADING, INC.|100
TRNS|TRANSCAT INC|ETRS|E*Trade Securities LLC|2275
TRNS|TRANSCAT INC|FBCO|Credit Suisse Securities (USA) LLC|5365
TRNS|TRANSCAT INC|FILL|Tradestation Securities, Inc.|400
TRNS|TRANSCAT INC|FOMA|TD AMERITRADE CLEARING, INC.|15015
TRNS|TRANSCAT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2929
TRNS|TRANSCAT INC|FTBR|Foliofn Investments, Inc.|3246
TRNS|TRANSCAT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1607
TRNS|TRANSCAT INC|GLPX|ACS EXECUTION SERVICES, LLC|191
TRNS|TRANSCAT INC|GSCO|GOLDMAN SACHS & CO. LLC|88384
TRNS|TRANSCAT INC|GSCS|GOLDMAN SACHS & CO. LLC|1100
TRNS|TRANSCAT INC|GSLT|GOLDMAN SACHS & CO. LLC|413
TRNS|TRANSCAT INC|GTSZ|GTS SECURITIES LLC|593
TRNS|TRANSCAT INC|IATS|INTERACTIVE BROKERS LLC|6950
TRNS|TRANSCAT INC|IBKR|Interactive Brokers Llc|46600
TRNS|TRANSCAT INC|ICBX|INSTINET, LLC|4840
TRNS|TRANSCAT INC|INCA|INSTINET, LLC|9182
TRNS|TRANSCAT INC|INJX|INSTINET, LLC|405
TRNS|TRANSCAT INC|ITGI|ITG Inc.|5801
TRNS|TRANSCAT INC|ITGP|ITG INC.|13000
TRNS|TRANSCAT INC|JEFF|JEFFERIES LLC|100
TRNS|TRANSCAT INC|JPMX|J.P. Morgan Securities LLC|17366
TRNS|TRANSCAT INC|KCGM|VIRTU Americas LLC|2220
TRNS|TRANSCAT INC|LEHM|Barclays Capital Inc./Le|13699
TRNS|TRANSCAT INC|LIME|Lime Brokerage LLC|30433
TRNS|TRANSCAT INC|LMGP|LIME BROKERAGE LLC|9950
TRNS|TRANSCAT INC|LQNA|LIQUIDNET, INC.|25100
TRNS|TRANSCAT INC|MBTS|ALLY INVEST SECURITIES LLC|237
TRNS|TRANSCAT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
TRNS|TRANSCAT INC|MSCO|MORGAN STANLEY & CO. LLC|32472
TRNS|TRANSCAT INC|MSPL|MORGAN STANLEY & CO. LLC|7200
TRNS|TRANSCAT INC|NFSC|National Financial Services LLC|34011
TRNS|TRANSCAT INC|NITE|VIRTU Americas LLC|79483
TRNS|TRANSCAT INC|NQRB|Brut, LLC|100
TRNS|TRANSCAT INC|PDQM|CODA MARKETS, INC.|500
TRNS|TRANSCAT INC|PWJC|UBS Financial Services, Inc.|85
TRNS|TRANSCAT INC|RAJA|Raymond James & Associates, Inc.|379
TRNS|TRANSCAT INC|SGMT|GOLDMAN SACHS & CO. LLC|10083
TRNS|TRANSCAT INC|SPDR|SPEEDROUTE LLC|100
TRNS|TRANSCAT INC|STFL|Stifel, Nicolaus & Company, Incorporated|5144
TRNS|TRANSCAT INC|SWIM|TD Ameritrade, Inc.|16978
TRNS|TRANSCAT INC|SWST|Hilltop Securities Inc.|600
TRNS|TRANSCAT INC|TKNG|ALLY INVEST SECURITIES LLC|90
TRNS|TRANSCAT INC|TRCM|TRC MARKETS LLC|9176
TRNS|TRANSCAT INC|UBSA|UBS SECURITIES LLC|25826
TRNS|TRANSCAT INC|UBSS|UBS Securities LLC|22575
TRNS|TRANSCAT INC|VALX|VIRTU AMERICAS LLC|1000
TRNS|TRANSCAT INC|VGRD|Vanguard Marketing Corporation|10196
TRNS|TRANSCAT INC|WCHV|WELLS FARGO SECURITIES, LLC|26180
TRNS|TRANSCAT INC|WEED|Weeden & Co.L.P.|2800
TRNS|TRANSCAT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22
TRNS|TRANSCAT INC|WSEA|WOLVERINE SECURITIES, LLC|952
TRNS|TRANSCAT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|3054
TRNS|TRANSCAT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
TROV|TROVAGENE INC|ALTX|Alternet Securities Inc.|5708
TROV|TROVAGENE INC|APCC|Apex Clearing Corporation|144544
TROV|TROVAGENE INC|BARD|Robert W. Baird & Co. Incorporated|42
TROV|TROVAGENE INC|BATM|CBOE TRADING, INC.|4100
TROV|TROVAGENE INC|BAYT|BTIG, LLC|9833
TROV|TROVAGENE INC|BBNT|BB&T SECURITIES, LLC|3
TROV|TROVAGENE INC|BERN|Sanford C. Bernstein & Co., LLC|61541
TROV|TROVAGENE INC|BIMI|Banca IMI Securities Corp.|20066
TROV|TROVAGENE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|139795
TROV|TROVAGENE INC|BRGE|Newbridge Securities Corp.|13000
TROV|TROVAGENE INC|BTIG|BTIG, LLC|900
TROV|TROVAGENE INC|BYXM|CBOE TRADING, INC.|19
TROV|TROVAGENE INC|CANT|Cantor Fitzgerald & Co.|501
TROV|TROVAGENE INC|CHAS|Charles Schwab & Co., Inc.|11536
TROV|TROVAGENE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44470
TROV|TROVAGENE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|25325
TROV|TROVAGENE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|53467
TROV|TROVAGENE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61897
TROV|TROVAGENE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|21346
TROV|TROVAGENE INC|DBAB|Deutsche Bank Securities Inc.|49304
TROV|TROVAGENE INC|DBAX|Deutsche Bank Securities Inc.|23400
TROV|TROVAGENE INC|DEAN|MORGAN STANLEY|9000
TROV|TROVAGENE INC|DEGS|RONIN PROFESSIONAL LLC|1200
TROV|TROVAGENE INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|6500
TROV|TROVAGENE INC|EBXL|EBX LLC|34600
TROV|TROVAGENE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|54161
TROV|TROVAGENE INC|EDJO|Edward D. Jones & Co., L.P.|20
TROV|TROVAGENE INC|EGAM|CBOE TRADING, INC.|4930
TROV|TROVAGENE INC|EGAW|CBOE TRADING, INC.|2753
TROV|TROVAGENE INC|EGXM|CBOE TRADING, INC.|23100
TROV|TROVAGENE INC|EGXW|CBOE TRADING, INC.|32900
TROV|TROVAGENE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|410
TROV|TROVAGENE INC|ETRS|E*Trade Securities LLC|1703618
TROV|TROVAGENE INC|FBCO|Credit Suisse Securities (USA) LLC|447480
TROV|TROVAGENE INC|FBSB|U.S. Bancorp Investments, Inc.|2
TROV|TROVAGENE INC|FILL|Tradestation Securities, Inc.|150365
TROV|TROVAGENE INC|FMAF|NBCN Inc./ CDS|400
TROV|TROVAGENE INC|FOMA|TD AMERITRADE CLEARING, INC.|2576706
TROV|TROVAGENE INC|FORD|Fordham Financial Management, Inc.|46504
TROV|TROVAGENE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99111
TROV|TROVAGENE INC|FTBR|Foliofn Investments, Inc.|263
TROV|TROVAGENE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|43977
TROV|TROVAGENE INC|GLPX|ACS EXECUTION SERVICES, LLC|6702
TROV|TROVAGENE INC|GSCO|GOLDMAN SACHS & CO. LLC|61171
TROV|TROVAGENE INC|GSCS|GOLDMAN SACHS & CO. LLC|900
TROV|TROVAGENE INC|GSLT|GOLDMAN SACHS & CO. LLC|223131
TROV|TROVAGENE INC|HRBF|American Enterprise Investment Services Inc.|7021
TROV|TROVAGENE INC|IATS|INTERACTIVE BROKERS LLC|17641
TROV|TROVAGENE INC|IBKR|Interactive Brokers Llc|1013390
TROV|TROVAGENE INC|ICBX|INSTINET, LLC|48371
TROV|TROVAGENE INC|INCA|INSTINET, LLC|911880
TROV|TROVAGENE INC|INJX|INSTINET, LLC|68085
TROV|TROVAGENE INC|ITGI|ITG Inc.|26141
TROV|TROVAGENE INC|ITGP|ITG INC.|14400
TROV|TROVAGENE INC|JEFF|JEFFERIES LLC|233108
TROV|TROVAGENE INC|JHDR|J.H. Darbie & Co., Inc.|6200
TROV|TROVAGENE INC|JMPT|JUMP TRADING, LLC|8493
TROV|TROVAGENE INC|JONE|JonesTrading|56800
TROV|TROVAGENE INC|JPMX|J.P. Morgan Securities LLC|52234
TROV|TROVAGENE INC|JSJX|JANE STREET CAPITAL LLC|200
TROV|TROVAGENE INC|KCGM|VIRTU Americas LLC|30580
TROV|TROVAGENE INC|LEHM|Barclays Capital Inc./Le|232118
TROV|TROVAGENE INC|LIME|Lime Brokerage LLC|19017
TROV|TROVAGENE INC|LSCI|Lek Securities Corporation|9700
TROV|TROVAGENE INC|LTCO|Ladenburg, Thalmann & Co., Inc.|34600
TROV|TROVAGENE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
TROV|TROVAGENE INC|MACC|Mid Atlantic Capital Corporation|6751
TROV|TROVAGENE INC|MAXM|Maxim Group LLC|1166979
TROV|TROVAGENE INC|MBTS|ALLY INVEST SECURITIES LLC|6347
TROV|TROVAGENE INC|MCMF|Raymond James Ltd. Cds|1
TROV|TROVAGENE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52830
TROV|TROVAGENE INC|MSCO|MORGAN STANLEY & CO. LLC|2117480
TROV|TROVAGENE INC|MSPL|MORGAN STANLEY & CO. LLC|9000
TROV|TROVAGENE INC|NFSC|National Financial Services LLC|1517714
TROV|TROVAGENE INC|NITE|VIRTU Americas LLC|3321146
TROV|TROVAGENE INC|NORT|Northland Securities, Inc.|1052524
TROV|TROVAGENE INC|NQRB|Brut, LLC|12049
TROV|TROVAGENE INC|OPCO|Oppenheimer & Co. Inc.|2000
TROV|TROVAGENE INC|PCPT|PHILLIP CAPITAL INC.|101
TROV|TROVAGENE INC|PDQM|CODA MARKETS, INC.|402158
TROV|TROVAGENE INC|RAJA|Raymond James & Associates, Inc.|16241
TROV|TROVAGENE INC|RBCM|RBC CAPITAL MARKETS, LLC|23110
TROV|TROVAGENE INC|SAGL|SAGETRADER, LLC|6200
TROV|TROVAGENE INC|SBSH|Citigroup Global Markets Inc.|98565
TROV|TROVAGENE INC|SGMT|GOLDMAN SACHS & CO. LLC|29165
TROV|TROVAGENE INC|SPDR|SPEEDROUTE LLC|36817
TROV|TROVAGENE INC|STFL|Stifel, Nicolaus & Company, Incorporated|3145
TROV|TROVAGENE INC|SWIM|TD Ameritrade, Inc.|945093
TROV|TROVAGENE INC|TKNG|ALLY INVEST SECURITIES LLC|7767
TROV|TROVAGENE INC|TRCM|TRC MARKETS LLC|300
TROV|TROVAGENE INC|TTUC|CUTTONE & CO., INC.|2500
TROV|TROVAGENE INC|TWTT|TASTYWORKS, INC.|3492
TROV|TROVAGENE INC|UBSA|UBS SECURITIES LLC|333535
TROV|TROVAGENE INC|UBSS|UBS Securities LLC|505707
TROV|TROVAGENE INC|VALX|VIRTU AMERICAS LLC|400
TROV|TROVAGENE INC|VGRD|Vanguard Marketing Corporation|33775
TROV|TROVAGENE INC|WCHV|WELLS FARGO SECURITIES, LLC|14297
TROV|TROVAGENE INC|WEDB|WEDBUSH SECURITIES INC.|3200
TROV|TROVAGENE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22276
TROV|TROVAGENE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21
TROV|TROVAGENE INC|WGIF|CIBC World Markets Inc.|17229
TROV|TROVAGENE INC|WSEA|WOLVERINE SECURITIES, LLC|100969
TROV|TROVAGENE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|17000
TROV|TROVAGENE INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1914
TROV|TROVAGENE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
TROW|T ROWE PRICE GROUP|ABLE|NATIXIS Securities Americas LLC|63648
TROW|T ROWE PRICE GROUP|ALTX|Alternet Securities Inc.|6438
TROW|T ROWE PRICE GROUP|ANOS|ABEL/NOSER, L.L.C.|86
TROW|T ROWE PRICE GROUP|APCC|Apex Clearing Corporation|256
TROW|T ROWE PRICE GROUP|BALE|M&T SECURITIES, INC.|2700
TROW|T ROWE PRICE GROUP|BANK|Primevest Financial Services, Inc.|2
TROW|T ROWE PRICE GROUP|BARD|Robert W. Baird & Co. Incorporated|1923
TROW|T ROWE PRICE GROUP|BATM|CBOE TRADING, INC.|8882
TROW|T ROWE PRICE GROUP|BAYC|BAY CREST PARTNERS, LLC|20131
TROW|T ROWE PRICE GROUP|BBNT|BB&T SECURITIES, LLC|1963
TROW|T ROWE PRICE GROUP|BERN|Sanford C. Bernstein & Co., LLC|87256
TROW|T ROWE PRICE GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|132808
TROW|T ROWE PRICE GROUP|BLKX|INSTINET, LLC|14400
TROW|T ROWE PRICE GROUP|BMOC|BMO Capital Markets Corp.|87954
TROW|T ROWE PRICE GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|206060
TROW|T ROWE PRICE GROUP|BTIG|BTIG, LLC|120917
TROW|T ROWE PRICE GROUP|BYXM|CBOE TRADING, INC.|5303
TROW|T ROWE PRICE GROUP|BZYD|GOLDMAN SACHS & CO. LLC|482
TROW|T ROWE PRICE GROUP|CABR|Cabrera Capital Markets, Inc.|28
TROW|T ROWE PRICE GROUP|CANT|Cantor Fitzgerald & Co.|807
TROW|T ROWE PRICE GROUP|CHAS|Charles Schwab & Co., Inc.|1841
TROW|T ROWE PRICE GROUP|CIBP|CIBC World Markets Corp.|13498
TROW|T ROWE PRICE GROUP|CIOI|CITIGROUP GLOBAL MARKETS INC|74450
TROW|T ROWE PRICE GROUP|CIST|Capital Institutional Services, Inc.|11541
TROW|T ROWE PRICE GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|128987
TROW|T ROWE PRICE GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2957
TROW|T ROWE PRICE GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2659
TROW|T ROWE PRICE GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|440214
TROW|T ROWE PRICE GROUP|CTDL|Citadel Derivatives Group Llc|52897
TROW|T ROWE PRICE GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|44210
TROW|T ROWE PRICE GROUP|DADA|D.A. Davidson & Co.|748
TROW|T ROWE PRICE GROUP|DBAB|Deutsche Bank Securities Inc.|787819
TROW|T ROWE PRICE GROUP|DBAX|Deutsche Bank Securities Inc.|204700
TROW|T ROWE PRICE GROUP|DBUL|Deutsche Bank Securities Inc.|16418
TROW|T ROWE PRICE GROUP|DCHF|Dart Executions, LLC|3646
TROW|T ROWE PRICE GROUP|DEAN|MORGAN STANLEY|8658
TROW|T ROWE PRICE GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|26588
TROW|T ROWE PRICE GROUP|DRWK|DRW SECURITIES, L.L.C.|77791
TROW|T ROWE PRICE GROUP|EBXL|EBX LLC|175200
TROW|T ROWE PRICE GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|18602
TROW|T ROWE PRICE GROUP|EDJC|Edward Jones / CDS|248
TROW|T ROWE PRICE GROUP|EDJO|Edward D. Jones & Co., L.P.|5703
TROW|T ROWE PRICE GROUP|EGAM|CBOE TRADING, INC.|7176
TROW|T ROWE PRICE GROUP|EGAW|CBOE TRADING, INC.|370
TROW|T ROWE PRICE GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|3780
TROW|T ROWE PRICE GROUP|EGXM|CBOE TRADING, INC.|3382
TROW|T ROWE PRICE GROUP|EGXW|CBOE TRADING, INC.|200
TROW|T ROWE PRICE GROUP|ELEV|ELEVATION, LLC|3240
TROW|T ROWE PRICE GROUP|ETBE|Electronic Transaction Clearing, Inc.|91856
TROW|T ROWE PRICE GROUP|ETCC|Electronic Transaction Clearing, Inc.|1738
TROW|T ROWE PRICE GROUP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3482
TROW|T ROWE PRICE GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|48200
TROW|T ROWE PRICE GROUP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|120
TROW|T ROWE PRICE GROUP|ETRS|E*Trade Securities LLC|16689
TROW|T ROWE PRICE GROUP|FBCO|Credit Suisse Securities (USA) LLC|1882442
TROW|T ROWE PRICE GROUP|FBSB|U.S. Bancorp Investments, Inc.|52
TROW|T ROWE PRICE GROUP|FIDT|Fidelity Clearing Canada ULC./ CDS|3
TROW|T ROWE PRICE GROUP|FILL|Tradestation Securities, Inc.|1782
TROW|T ROWE PRICE GROUP|FINX|FINTECH SECURITIES|2974
TROW|T ROWE PRICE GROUP|FMAF|NBCN Inc./ CDS|555
TROW|T ROWE PRICE GROUP|FOMA|TD AMERITRADE CLEARING, INC.|62692
TROW|T ROWE PRICE GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5963
TROW|T ROWE PRICE GROUP|FQLS|Quantlab Securities LP|369794
TROW|T ROWE PRICE GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|157604
TROW|T ROWE PRICE GROUP|FTBR|Foliofn Investments, Inc.|6908
TROW|T ROWE PRICE GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|85792
TROW|T ROWE PRICE GROUP|GELP|RBC CAPITAL MARKETS, LLC|1691
TROW|T ROWE PRICE GROUP|GLIS|TD Securities Inc|3
TROW|T ROWE PRICE GROUP|GLPX|ACS EXECUTION SERVICES, LLC|16099
TROW|T ROWE PRICE GROUP|GSCO|GOLDMAN SACHS & CO. LLC|2278667
TROW|T ROWE PRICE GROUP|GSCS|GOLDMAN SACHS & CO. LLC|50031
TROW|T ROWE PRICE GROUP|GSLT|GOLDMAN SACHS & CO. LLC|3418
TROW|T ROWE PRICE GROUP|GTSZ|GTS SECURITIES LLC|514328
TROW|T ROWE PRICE GROUP|HRBF|American Enterprise Investment Services Inc.|4782
TROW|T ROWE PRICE GROUP|HSBC|HSBC Securities, Inc.|35575
TROW|T ROWE PRICE GROUP|IATS|INTERACTIVE BROKERS LLC|13209
TROW|T ROWE PRICE GROUP|IBKR|Interactive Brokers Llc|133634
TROW|T ROWE PRICE GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|95
TROW|T ROWE PRICE GROUP|ICBX|INSTINET, LLC|31814
TROW|T ROWE PRICE GROUP|IEQY|CITADEL SECURITIES LLC|229335
TROW|T ROWE PRICE GROUP|INCA|INSTINET, LLC|817524
TROW|T ROWE PRICE GROUP|INJX|INSTINET, LLC|67532
TROW|T ROWE PRICE GROUP|ITGI|ITG Inc.|33062
TROW|T ROWE PRICE GROUP|ITGP|ITG INC.|517200
TROW|T ROWE PRICE GROUP|JANY|Janney Montgomery Scott Inc.|1989
TROW|T ROWE PRICE GROUP|JEFF|JEFFERIES LLC|177193
TROW|T ROWE PRICE GROUP|JMPT|JUMP TRADING, LLC|64281
TROW|T ROWE PRICE GROUP|JPBX|J.P. MORGAN SECURITIES LLC|125090
TROW|T ROWE PRICE GROUP|JPMX|J.P. Morgan Securities LLC|331992
TROW|T ROWE PRICE GROUP|JSJX|JANE STREET CAPITAL LLC|14317
TROW|T ROWE PRICE GROUP|KBWI|Keefe, Bruyette & Woods, Inc.|57817
TROW|T ROWE PRICE GROUP|KCGM|VIRTU Americas LLC|25547
TROW|T ROWE PRICE GROUP|LEHM|Barclays Capital Inc./Le|1279200
TROW|T ROWE PRICE GROUP|LGNT|COR CLEARING LLC|1
TROW|T ROWE PRICE GROUP|LIME|Lime Brokerage LLC|322590
TROW|T ROWE PRICE GROUP|LMGP|LIME BROKERAGE LLC|8645
TROW|T ROWE PRICE GROUP|LOOP|Loop Capital Markets LLC|1327
TROW|T ROWE PRICE GROUP|LQNA|LIQUIDNET, INC.|66800
TROW|T ROWE PRICE GROUP|LSCI|Lek Securities Corporation|64
TROW|T ROWE PRICE GROUP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|186
TROW|T ROWE PRICE GROUP|MACC|Mid Atlantic Capital Corporation|26
TROW|T ROWE PRICE GROUP|MAXM|Maxim Group LLC|9455
TROW|T ROWE PRICE GROUP|MCMF|Raymond James Ltd. Cds|7380
TROW|T ROWE PRICE GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|132685
TROW|T ROWE PRICE GROUP|MOTF|MOTIF INVESTING, INC.|17
TROW|T ROWE PRICE GROUP|MSCO|MORGAN STANLEY & CO. LLC|4075532
TROW|T ROWE PRICE GROUP|MSPL|MORGAN STANLEY & CO. LLC|229500
TROW|T ROWE PRICE GROUP|MSTX|MORGAN STANLEY & CO. LLC|101600
TROW|T ROWE PRICE GROUP|NFSC|National Financial Services LLC|146018
TROW|T ROWE PRICE GROUP|NITE|VIRTU Americas LLC|455996
TROW|T ROWE PRICE GROUP|NITP|VIRTU Americas LLC|7100
TROW|T ROWE PRICE GROUP|NQRB|Brut, LLC|8326
TROW|T ROWE PRICE GROUP|NTRC|Northern Trust Securities, Inc.|1459
TROW|T ROWE PRICE GROUP|OHOS|TWO SIGMA SECURITIES, LLC|157400
TROW|T ROWE PRICE GROUP|ONEL|O'NEIL SECURITIES, INCORPORATED|6
TROW|T ROWE PRICE GROUP|OPCO|Oppenheimer & Co. Inc.|8413
TROW|T ROWE PRICE GROUP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|924
TROW|T ROWE PRICE GROUP|PDQM|CODA MARKETS, INC.|106678
TROW|T ROWE PRICE GROUP|PHLY|NASDAQ Execution Services, LLC|9000
TROW|T ROWE PRICE GROUP|PICT|Pictet Overseas Inc.|399
TROW|T ROWE PRICE GROUP|PIPR|Piper Jaffray & Co.|4141
TROW|T ROWE PRICE GROUP|PREC|PRECISION SECURITIES, LLC|1000
TROW|T ROWE PRICE GROUP|PWJC|UBS Financial Services, Inc.|5035
TROW|T ROWE PRICE GROUP|RAJA|Raymond James & Associates, Inc.|23520
TROW|T ROWE PRICE GROUP|RBCM|RBC CAPITAL MARKETS, LLC|12001
TROW|T ROWE PRICE GROUP|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|2600
TROW|T ROWE PRICE GROUP|SAGL|SAGETRADER, LLC|6000
TROW|T ROWE PRICE GROUP|SAGW|SAGETRADER, LLC|743
TROW|T ROWE PRICE GROUP|SALI|INTL FCSTONE FINANCIAL INC.|165
TROW|T ROWE PRICE GROUP|SBSH|Citigroup Global Markets Inc.|1691373
TROW|T ROWE PRICE GROUP|SDLR|Sandler, O'Neill & Partners, L.P.|100
TROW|T ROWE PRICE GROUP|SEIC|SEI Investments Distribution Co.|1038
TROW|T ROWE PRICE GROUP|SGMT|GOLDMAN SACHS & CO. LLC|107304
TROW|T ROWE PRICE GROUP|SPDR|SPEEDROUTE LLC|2042
TROW|T ROWE PRICE GROUP|SPHN|Stephens Inc.|390
TROW|T ROWE PRICE GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|20657
TROW|T ROWE PRICE GROUP|STKP|STOCKPILE INVESTMENTS, INC.|58
TROW|T ROWE PRICE GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|199
TROW|T ROWE PRICE GROUP|SWIM|TD Ameritrade, Inc.|12984
TROW|T ROWE PRICE GROUP|SWST|Hilltop Securities Inc.|21563
TROW|T ROWE PRICE GROUP|TAGC|TELSEY ADVISORY GROUP LLC|30242
TROW|T ROWE PRICE GROUP|TKNG|ALLY INVEST SECURITIES LLC|1125
TROW|T ROWE PRICE GROUP|TONC|CUTTONE & CO., LLC|990
TROW|T ROWE PRICE GROUP|TRBT|Tradebot Systems, Inc.|243392
TROW|T ROWE PRICE GROUP|TRCM|TRC MARKETS LLC|322611
TROW|T ROWE PRICE GROUP|TTUC|CUTTONE & CO., INC.|4720
TROW|T ROWE PRICE GROUP|UBSA|UBS SECURITIES LLC|585775
TROW|T ROWE PRICE GROUP|UBSS|UBS Securities LLC|1574626
TROW|T ROWE PRICE GROUP|VALX|VIRTU AMERICAS LLC|14731
TROW|T ROWE PRICE GROUP|VERT|The Vertical Trading Group, LLC|56
TROW|T ROWE PRICE GROUP|VGRD|Vanguard Marketing Corporation|8311
TROW|T ROWE PRICE GROUP|WABR|Wall Street Access|700
TROW|T ROWE PRICE GROUP|WBLR|WILLIAM BLAIR|541
TROW|T ROWE PRICE GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|1708
TROW|T ROWE PRICE GROUP|WCHV|WELLS FARGO SECURITIES, LLC|433243
TROW|T ROWE PRICE GROUP|WDNX|WEEDEN & CO.L.P.|3218
TROW|T ROWE PRICE GROUP|WEDB|WEDBUSH SECURITIES INC.|202
TROW|T ROWE PRICE GROUP|WEED|Weeden & Co.L.P.|5635
TROW|T ROWE PRICE GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36992
TROW|T ROWE PRICE GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18710
TROW|T ROWE PRICE GROUP|WGIF|CIBC World Markets Inc.|1995
TROW|T ROWE PRICE GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|741
TROW|T ROWE PRICE GROUP|WSAG|WALL STREET ACCESS|250
TROW|T ROWE PRICE GROUP|WSEA|WOLVERINE SECURITIES, LLC|7284
TROW|T ROWE PRICE GROUP|XIST|INSTINET, LLC|162720
TROW|T ROWE PRICE GROUP|XPQR|Jump Trading|75
TROW|T ROWE PRICE GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|33792
TROW|T ROWE PRICE GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|3601
TROW|T ROWE PRICE GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9174
TROX|TRONOX LTD|ADAM|CANACCORD GENUITY INC.|27496
TROX|TRONOX LTD|ALTX|Alternet Securities Inc.|21510
TROX|TRONOX LTD|APCC|Apex Clearing Corporation|1225
TROX|TRONOX LTD|BATM|CBOE TRADING, INC.|16006
TROX|TRONOX LTD|BAYT|BTIG, LLC|1400
TROX|TRONOX LTD|BERN|Sanford C. Bernstein & Co., LLC|40421
TROX|TRONOX LTD|BIDS|BIDS TRADING L.P.|800
TROX|TRONOX LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6808
TROX|TRONOX LTD|BLKX|INSTINET, LLC|43996
TROX|TRONOX LTD|BMOC|BMO Capital Markets Corp.|205000
TROX|TRONOX LTD|BNPX|BNP PARIBAS SECURITIES CORP.|9001
TROX|TRONOX LTD|BYXM|CBOE TRADING, INC.|5413
TROX|TRONOX LTD|BZYD|GOLDMAN SACHS & CO. LLC|3700
TROX|TRONOX LTD|CHAS|Charles Schwab & Co., Inc.|8497
TROX|TRONOX LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|139496
TROX|TRONOX LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
TROX|TRONOX LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
TROX|TRONOX LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|455114
TROX|TRONOX LTD|CTDL|Citadel Derivatives Group Llc|51729
TROX|TRONOX LTD|CTLR|CUTLER GROUP, LP|5678
TROX|TRONOX LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|89764
TROX|TRONOX LTD|DADA|D.A. Davidson & Co.|3
TROX|TRONOX LTD|DBAB|Deutsche Bank Securities Inc.|327868
TROX|TRONOX LTD|DBAX|Deutsche Bank Securities Inc.|342100
TROX|TRONOX LTD|DBUL|Deutsche Bank Securities Inc.|200
TROX|TRONOX LTD|DEAN|MORGAN STANLEY|1276
TROX|TRONOX LTD|DEGS|RONIN PROFESSIONAL LLC|700
TROX|TRONOX LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|39349
TROX|TRONOX LTD|EBXL|EBX LLC|264400
TROX|TRONOX LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|23247
TROX|TRONOX LTD|EDJO|Edward D. Jones & Co., L.P.|215
TROX|TRONOX LTD|EGAM|CBOE TRADING, INC.|41558
TROX|TRONOX LTD|EGAW|CBOE TRADING, INC.|500
TROX|TRONOX LTD|EGMT|EG MARKET TECHNOLOGIES LLC|800
TROX|TRONOX LTD|EGXM|CBOE TRADING, INC.|13779
TROX|TRONOX LTD|ETBE|Electronic Transaction Clearing, Inc.|39262
TROX|TRONOX LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22384
TROX|TRONOX LTD|ETRS|E*Trade Securities LLC|881374
TROX|TRONOX LTD|FILL|Tradestation Securities, Inc.|5179
TROX|TRONOX LTD|FMAF|NBCN Inc./ CDS|1000
TROX|TRONOX LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3669
TROX|TRONOX LTD|FQLS|Quantlab Securities LP|399847
TROX|TRONOX LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|196786
TROX|TRONOX LTD|FTBR|Foliofn Investments, Inc.|369
TROX|TRONOX LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|9425
TROX|TRONOX LTD|GLPX|ACS EXECUTION SERVICES, LLC|21989
TROX|TRONOX LTD|GSCO|GOLDMAN SACHS & CO. LLC|851703
TROX|TRONOX LTD|GSCS|GOLDMAN SACHS & CO. LLC|17208
TROX|TRONOX LTD|GSLT|GOLDMAN SACHS & CO. LLC|20825
TROX|TRONOX LTD|GTSZ|GTS SECURITIES LLC|55993
TROX|TRONOX LTD|HRBF|American Enterprise Investment Services Inc.|1
TROX|TRONOX LTD|HSBC|HSBC Securities, Inc.|1676
TROX|TRONOX LTD|IATS|INTERACTIVE BROKERS LLC|17161
TROX|TRONOX LTD|IBKR|Interactive Brokers Llc|39894
TROX|TRONOX LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
TROX|TRONOX LTD|ICBX|INSTINET, LLC|112041
TROX|TRONOX LTD|IEQY|CITADEL SECURITIES LLC|82449
TROX|TRONOX LTD|IMPC|Imperial Capital, LLC|71783
TROX|TRONOX LTD|INCA|INSTINET, LLC|1255941
TROX|TRONOX LTD|INJX|INSTINET, LLC|12324
TROX|TRONOX LTD|ITGI|ITG Inc.|60005
TROX|TRONOX LTD|ITGP|ITG INC.|138600
TROX|TRONOX LTD|JANY|Janney Montgomery Scott Inc.|3
TROX|TRONOX LTD|JEFF|JEFFERIES LLC|247569
TROX|TRONOX LTD|JMPT|JUMP TRADING, LLC|109157
TROX|TRONOX LTD|JONE|JonesTrading|24086
TROX|TRONOX LTD|JPBX|J.P. MORGAN SECURITIES LLC|92136
TROX|TRONOX LTD|JPMX|J.P. Morgan Securities LLC|394171
TROX|TRONOX LTD|JSJX|JANE STREET CAPITAL LLC|8694
TROX|TRONOX LTD|KCGM|VIRTU Americas LLC|86741
TROX|TRONOX LTD|KEYB|KEYBANC CAPITAL MARKETS INC.|400
TROX|TRONOX LTD|LEHM|Barclays Capital Inc./Le|472324
TROX|TRONOX LTD|LIME|Lime Brokerage LLC|27371
TROX|TRONOX LTD|LOOP|Loop Capital Markets LLC|3589
TROX|TRONOX LTD|LQNA|LIQUIDNET, INC.|231100
TROX|TRONOX LTD|LSCI|Lek Securities Corporation|362
TROX|TRONOX LTD|MACQ|Macquarie Capital (USA) Inc.|7408
TROX|TRONOX LTD|MAXM|Maxim Group LLC|5821
TROX|TRONOX LTD|MICA|Spartan Securities Group, Ltd.|1000
TROX|TRONOX LTD|MKMP|MKM Partners LLC|12000
TROX|TRONOX LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|150327
TROX|TRONOX LTD|MOTF|MOTIF INVESTING, INC.|2
TROX|TRONOX LTD|MSCO|MORGAN STANLEY & CO. LLC|1469487
TROX|TRONOX LTD|MSPL|MORGAN STANLEY & CO. LLC|559100
TROX|TRONOX LTD|MSTX|MORGAN STANLEY & CO. LLC|277900
TROX|TRONOX LTD|MZHO|Mizuho Securities USA LLC|112354
TROX|TRONOX LTD|NATL|National Securities Corporation|200
TROX|TRONOX LTD|NFSC|National Financial Services LLC|98742
TROX|TRONOX LTD|NITE|VIRTU Americas LLC|911209
TROX|TRONOX LTD|NITP|VIRTU Americas LLC|200
TROX|TRONOX LTD|NQRB|Brut, LLC|61138
TROX|TRONOX LTD|NTBF|BMO Nesbitt Burns Inc./CDS|20
TROX|TRONOX LTD|OHOS|TWO SIGMA SECURITIES, LLC|35779
TROX|TRONOX LTD|OPCO|Oppenheimer & Co. Inc.|218
TROX|TRONOX LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|555
TROX|TRONOX LTD|PDQM|CODA MARKETS, INC.|40490
TROX|TRONOX LTD|PHLY|NASDAQ Execution Services, LLC|3200
TROX|TRONOX LTD|PWJC|UBS Financial Services, Inc.|17390
TROX|TRONOX LTD|RBCM|RBC CAPITAL MARKETS, LLC|2034
TROX|TRONOX LTD|RHCO|Suntrust Robinson Humphrey, Inc.|1237802
TROX|TRONOX LTD|SAGL|SAGETRADER, LLC|61464
TROX|TRONOX LTD|SAGW|SAGETRADER, LLC|1903
TROX|TRONOX LTD|SALI|INTL FCSTONE FINANCIAL INC.|56588
TROX|TRONOX LTD|SALW|SW FINANCIAL|8131
TROX|TRONOX LTD|SBSH|Citigroup Global Markets Inc.|142843
TROX|TRONOX LTD|SEIC|SEI Investments Distribution Co.|100
TROX|TRONOX LTD|SGMT|GOLDMAN SACHS & CO. LLC|130721
TROX|TRONOX LTD|SPDR|SPEEDROUTE LLC|9233
TROX|TRONOX LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
TROX|TRONOX LTD|STFL|Stifel, Nicolaus & Company, Incorporated|4642
TROX|TRONOX LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5961
TROX|TRONOX LTD|SWIM|TD Ameritrade, Inc.|355403
TROX|TRONOX LTD|SWST|Hilltop Securities Inc.|100
TROX|TRONOX LTD|TKNG|ALLY INVEST SECURITIES LLC|544
TROX|TRONOX LTD|TRBT|Tradebot Systems, Inc.|323144
TROX|TRONOX LTD|TRCM|TRC MARKETS LLC|182200
TROX|TRONOX LTD|UBSA|UBS SECURITIES LLC|504459
TROX|TRONOX LTD|UBSS|UBS Securities LLC|705992
TROX|TRONOX LTD|UFPA|UNITED FIRST PARTNERS LLC|10601
TROX|TRONOX LTD|VALX|VIRTU AMERICAS LLC|11631
TROX|TRONOX LTD|VGRD|Vanguard Marketing Corporation|60150
TROX|TRONOX LTD|VSIN|Vision Financial Markets Llc|100
TROX|TRONOX LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|2230
TROX|TRONOX LTD|WCHV|WELLS FARGO SECURITIES, LLC|63011
TROX|TRONOX LTD|WEED|Weeden & Co.L.P.|100
TROX|TRONOX LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|42394
TROX|TRONOX LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25792
TROX|TRONOX LTD|WGIF|CIBC World Markets Inc.|99
TROX|TRONOX LTD|WSEA|WOLVERINE SECURITIES, LLC|5403
TROX|TRONOX LTD|XIST|INSTINET, LLC|15400
TROX|TRONOX LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|22148
TROX|TRONOX LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|1416
TROX|TRONOX LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|754
TRP|TRANSCANADA CORP|ALTX|Alternet Securities Inc.|11234
TRP|TRANSCANADA CORP|ANOS|ABEL/NOSER, L.L.C.|1530
TRP|TRANSCANADA CORP|APCC|Apex Clearing Corporation|10151
TRP|TRANSCANADA CORP|BANK|Primevest Financial Services, Inc.|89
TRP|TRANSCANADA CORP|BARD|Robert W. Baird & Co. Incorporated|1390
TRP|TRANSCANADA CORP|BATM|CBOE TRADING, INC.|35433
TRP|TRANSCANADA CORP|BAYT|BTIG, LLC|15225
TRP|TRANSCANADA CORP|BBNT|BB&T SECURITIES, LLC|2926
TRP|TRANSCANADA CORP|BERN|Sanford C. Bernstein & Co., LLC|3300
TRP|TRANSCANADA CORP|BIDS|BIDS TRADING L.P.|35279
TRP|TRANSCANADA CORP|BIMI|Banca IMI Securities Corp.|105
TRP|TRANSCANADA CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23306
TRP|TRANSCANADA CORP|BLKX|INSTINET, LLC|42633
TRP|TRANSCANADA CORP|BMOC|BMO Capital Markets Corp.|44800
TRP|TRANSCANADA CORP|BYXM|CBOE TRADING, INC.|2750
TRP|TRANSCANADA CORP|BZYD|GOLDMAN SACHS & CO. LLC|1401
TRP|TRANSCANADA CORP|CANT|Cantor Fitzgerald & Co.|500
TRP|TRANSCANADA CORP|CHAS|Charles Schwab & Co., Inc.|4262
TRP|TRANSCANADA CORP|CICF|Canaccord Genuity Corp.|100
TRP|TRANSCANADA CORP|CIST|Capital Institutional Services, Inc.|1552
TRP|TRANSCANADA CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|510972
TRP|TRANSCANADA CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|410185
TRP|TRANSCANADA CORP|CTDL|Citadel Derivatives Group Llc|22553
TRP|TRANSCANADA CORP|CTLR|CUTLER GROUP, LP|100
TRP|TRANSCANADA CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|85746
TRP|TRANSCANADA CORP|DADA|D.A. Davidson & Co.|2213
TRP|TRANSCANADA CORP|DAVA|Davenport & Company LLC|658
TRP|TRANSCANADA CORP|DBAB|Deutsche Bank Securities Inc.|150718
TRP|TRANSCANADA CORP|DBAX|Deutsche Bank Securities Inc.|243100
TRP|TRANSCANADA CORP|DBUL|Deutsche Bank Securities Inc.|1200
TRP|TRANSCANADA CORP|DCHF|Dart Executions, LLC|3208
TRP|TRANSCANADA CORP|DEAN|MORGAN STANLEY|38139
TRP|TRANSCANADA CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22349
TRP|TRANSCANADA CORP|EBXL|EBX LLC|432300
TRP|TRANSCANADA CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8028
TRP|TRANSCANADA CORP|EDJO|Edward D. Jones & Co., L.P.|58948
TRP|TRANSCANADA CORP|EGAM|CBOE TRADING, INC.|16688
TRP|TRANSCANADA CORP|EGAW|CBOE TRADING, INC.|124
TRP|TRANSCANADA CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
TRP|TRANSCANADA CORP|EGXM|CBOE TRADING, INC.|2212
TRP|TRANSCANADA CORP|EGXW|CBOE TRADING, INC.|100
TRP|TRANSCANADA CORP|ETBE|Electronic Transaction Clearing, Inc.|16853
TRP|TRANSCANADA CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2500
TRP|TRANSCANADA CORP|ETRS|E*Trade Securities LLC|54234
TRP|TRANSCANADA CORP|FBSB|U.S. Bancorp Investments, Inc.|130
TRP|TRANSCANADA CORP|FILL|Tradestation Securities, Inc.|20
TRP|TRANSCANADA CORP|FINX|FINTECH SECURITIES|4055
TRP|TRANSCANADA CORP|FMAF|NBCN Inc./ CDS|7977
TRP|TRANSCANADA CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3075
TRP|TRANSCANADA CORP|FQLS|Quantlab Securities LP|239568
TRP|TRANSCANADA CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60978
TRP|TRANSCANADA CORP|FTBR|Foliofn Investments, Inc.|2566
TRP|TRANSCANADA CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1721
TRP|TRANSCANADA CORP|GLIS|TD Securities Inc|4963
TRP|TRANSCANADA CORP|GLPX|ACS EXECUTION SERVICES, LLC|13717
TRP|TRANSCANADA CORP|GSCO|GOLDMAN SACHS & CO. LLC|299189
TRP|TRANSCANADA CORP|GSCS|GOLDMAN SACHS & CO. LLC|1300
TRP|TRANSCANADA CORP|GSLT|GOLDMAN SACHS & CO. LLC|8374
TRP|TRANSCANADA CORP|GTSZ|GTS SECURITIES LLC|72241
TRP|TRANSCANADA CORP|GUGS|Guggenheim Securities, LLC|79
TRP|TRANSCANADA CORP|HRBF|American Enterprise Investment Services Inc.|8980
TRP|TRANSCANADA CORP|HSBC|HSBC Securities, Inc.|1000
TRP|TRANSCANADA CORP|IATS|INTERACTIVE BROKERS LLC|1984
TRP|TRANSCANADA CORP|IBKR|Interactive Brokers Llc|4903
TRP|TRANSCANADA CORP|ICBX|INSTINET, LLC|98994
TRP|TRANSCANADA CORP|INCA|INSTINET, LLC|393269
TRP|TRANSCANADA CORP|INJX|INSTINET, LLC|1313
TRP|TRANSCANADA CORP|INTL|INTL FCSTONE FINANCIAL INC.|58
TRP|TRANSCANADA CORP|ITGI|ITG Inc.|148263
TRP|TRANSCANADA CORP|ITGP|ITG INC.|633200
TRP|TRANSCANADA CORP|JANY|Janney Montgomery Scott Inc.|2561
TRP|TRANSCANADA CORP|JEFF|JEFFERIES LLC|28724
TRP|TRANSCANADA CORP|JMPT|JUMP TRADING, LLC|89889
TRP|TRANSCANADA CORP|JPBX|J.P. MORGAN SECURITIES LLC|10962
TRP|TRANSCANADA CORP|JPMX|J.P. Morgan Securities LLC|369008
TRP|TRANSCANADA CORP|JRCO|Johnson Rice & Company L.L.C.|200
TRP|TRANSCANADA CORP|JSJX|JANE STREET CAPITAL LLC|82166
TRP|TRANSCANADA CORP|KCGM|VIRTU Americas LLC|29401
TRP|TRANSCANADA CORP|LEHM|Barclays Capital Inc./Le|345000
TRP|TRANSCANADA CORP|LIME|Lime Brokerage LLC|92544
TRP|TRANSCANADA CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|11000
TRP|TRANSCANADA CORP|LQNA|LIQUIDNET, INC.|323300
TRP|TRANSCANADA CORP|LSCI|Lek Securities Corporation|43
TRP|TRANSCANADA CORP|MACC|Mid Atlantic Capital Corporation|532
TRP|TRANSCANADA CORP|MAXM|Maxim Group LLC|900
TRP|TRANSCANADA CORP|MCMF|Raymond James Ltd. Cds|1062
TRP|TRANSCANADA CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|90298
TRP|TRANSCANADA CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|400
TRP|TRANSCANADA CORP|MNDX|TJM Investments, LLC|1100
TRP|TRANSCANADA CORP|MOTF|MOTIF INVESTING, INC.|1
TRP|TRANSCANADA CORP|MSCO|MORGAN STANLEY & CO. LLC|1231356
TRP|TRANSCANADA CORP|MSPL|MORGAN STANLEY & CO. LLC|448800
TRP|TRANSCANADA CORP|MSTX|MORGAN STANLEY & CO. LLC|77700
TRP|TRANSCANADA CORP|NATL|National Securities Corporation|50
TRP|TRANSCANADA CORP|NFSC|National Financial Services LLC|146058
TRP|TRANSCANADA CORP|NITE|VIRTU Americas LLC|677487
TRP|TRANSCANADA CORP|NITP|VIRTU Americas LLC|1500
TRP|TRANSCANADA CORP|NQRB|Brut, LLC|14202
TRP|TRANSCANADA CORP|NTBF|BMO Nesbitt Burns Inc./CDS|4176
TRP|TRANSCANADA CORP|NTRC|Northern Trust Securities, Inc.|125
TRP|TRANSCANADA CORP|OHOS|TWO SIGMA SECURITIES, LLC|71495
TRP|TRANSCANADA CORP|OPCO|Oppenheimer & Co. Inc.|716
TRP|TRANSCANADA CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
TRP|TRANSCANADA CORP|PCPT|PHILLIP CAPITAL INC.|100
TRP|TRANSCANADA CORP|PDQM|CODA MARKETS, INC.|4810
TRP|TRANSCANADA CORP|PHLY|NASDAQ Execution Services, LLC|1400
TRP|TRANSCANADA CORP|PWJC|UBS Financial Services, Inc.|548
TRP|TRANSCANADA CORP|RBCM|RBC CAPITAL MARKETS, LLC|10509
TRP|TRANSCANADA CORP|SAGL|SAGETRADER, LLC|300
TRP|TRANSCANADA CORP|SALI|INTL FCSTONE FINANCIAL INC.|85
TRP|TRANSCANADA CORP|SBSH|Citigroup Global Markets Inc.|212255
TRP|TRANSCANADA CORP|SEIC|SEI Investments Distribution Co.|6800
TRP|TRANSCANADA CORP|SGMT|GOLDMAN SACHS & CO. LLC|147208
TRP|TRANSCANADA CORP|SPDR|SPEEDROUTE LLC|10869
TRP|TRANSCANADA CORP|SPHN|Stephens Inc.|257
TRP|TRANSCANADA CORP|STFL|Stifel, Nicolaus & Company, Incorporated|7036
TRP|TRANSCANADA CORP|STKP|STOCKPILE INVESTMENTS, INC.|18
TRP|TRANSCANADA CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3227
TRP|TRANSCANADA CORP|SWIM|TD Ameritrade, Inc.|14114
TRP|TRANSCANADA CORP|SWST|Hilltop Securities Inc.|4838
TRP|TRANSCANADA CORP|TKNG|ALLY INVEST SECURITIES LLC|430
TRP|TRANSCANADA CORP|TRBT|Tradebot Systems, Inc.|216876
TRP|TRANSCANADA CORP|TRCM|TRC MARKETS LLC|248274
TRP|TRANSCANADA CORP|UBSA|UBS SECURITIES LLC|591452
TRP|TRANSCANADA CORP|UBSS|UBS Securities LLC|637232
TRP|TRANSCANADA CORP|VALX|VIRTU AMERICAS LLC|23432
TRP|TRANSCANADA CORP|VGRD|Vanguard Marketing Corporation|24521
TRP|TRANSCANADA CORP|WCHV|WELLS FARGO SECURITIES, LLC|145242
TRP|TRANSCANADA CORP|WEDB|WEDBUSH SECURITIES INC.|1790
TRP|TRANSCANADA CORP|WEED|Weeden & Co.L.P.|14200
TRP|TRANSCANADA CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4477
TRP|TRANSCANADA CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6009
TRP|TRANSCANADA CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
TRP|TRANSCANADA CORP|WOLF|Wolfe Trahan Securities|300
TRP|TRANSCANADA CORP|WSEA|WOLVERINE SECURITIES, LLC|9552
TRP|TRANSCANADA CORP|XIST|INSTINET, LLC|147000
TRP|TRANSCANADA CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|42880
TRP|TRANSCANADA CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2851
TRPX|THERAPIX BIOSCIE ADS|APCC|Apex Clearing Corporation|360
TRPX|THERAPIX BIOSCIE ADS|BARD|Robert W. Baird & Co. Incorporated|1000
TRPX|THERAPIX BIOSCIE ADS|BATM|CBOE TRADING, INC.|37
TRPX|THERAPIX BIOSCIE ADS|CHAS|Charles Schwab & Co., Inc.|2000
TRPX|THERAPIX BIOSCIE ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
TRPX|THERAPIX BIOSCIE ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1428
TRPX|THERAPIX BIOSCIE ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
TRPX|THERAPIX BIOSCIE ADS|DBAB|Deutsche Bank Securities Inc.|2099
TRPX|THERAPIX BIOSCIE ADS|DBAX|Deutsche Bank Securities Inc.|500
TRPX|THERAPIX BIOSCIE ADS|DEGS|RONIN PROFESSIONAL LLC|10942
TRPX|THERAPIX BIOSCIE ADS|EBXL|EBX LLC|100
TRPX|THERAPIX BIOSCIE ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|585
TRPX|THERAPIX BIOSCIE ADS|ETRS|E*Trade Securities LLC|44022
TRPX|THERAPIX BIOSCIE ADS|FBCO|Credit Suisse Securities (USA) LLC|4381
TRPX|THERAPIX BIOSCIE ADS|FMAF|NBCN Inc./ CDS|1000
TRPX|THERAPIX BIOSCIE ADS|FOMA|TD AMERITRADE CLEARING, INC.|69329
TRPX|THERAPIX BIOSCIE ADS|FTBR|Foliofn Investments, Inc.|164
TRPX|THERAPIX BIOSCIE ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|750
TRPX|THERAPIX BIOSCIE ADS|GLPX|ACS EXECUTION SERVICES, LLC|200
TRPX|THERAPIX BIOSCIE ADS|GSLT|GOLDMAN SACHS & CO. LLC|151
TRPX|THERAPIX BIOSCIE ADS|GTSZ|GTS SECURITIES LLC|1507
TRPX|THERAPIX BIOSCIE ADS|IATS|INTERACTIVE BROKERS LLC|2294
TRPX|THERAPIX BIOSCIE ADS|IBKR|Interactive Brokers Llc|49249
TRPX|THERAPIX BIOSCIE ADS|INCA|INSTINET, LLC|10846
TRPX|THERAPIX BIOSCIE ADS|ITGP|ITG INC.|1600
TRPX|THERAPIX BIOSCIE ADS|KCGM|VIRTU Americas LLC|100
TRPX|THERAPIX BIOSCIE ADS|LEHM|Barclays Capital Inc./Le|2399
TRPX|THERAPIX BIOSCIE ADS|LIME|Lime Brokerage LLC|16597
TRPX|THERAPIX BIOSCIE ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
TRPX|THERAPIX BIOSCIE ADS|MSCO|MORGAN STANLEY & CO. LLC|24024
TRPX|THERAPIX BIOSCIE ADS|MSPL|MORGAN STANLEY & CO. LLC|200
TRPX|THERAPIX BIOSCIE ADS|NFSC|National Financial Services LLC|27864
TRPX|THERAPIX BIOSCIE ADS|NITE|VIRTU Americas LLC|66566
TRPX|THERAPIX BIOSCIE ADS|OPCO|Oppenheimer & Co. Inc.|892
TRPX|THERAPIX BIOSCIE ADS|PDQM|CODA MARKETS, INC.|200
TRPX|THERAPIX BIOSCIE ADS|SPDR|SPEEDROUTE LLC|1069
TRPX|THERAPIX BIOSCIE ADS|SPTD|MINT GLOBAL MARKETS, INC.|900
TRPX|THERAPIX BIOSCIE ADS|SWIM|TD Ameritrade, Inc.|12752
TRPX|THERAPIX BIOSCIE ADS|TKNG|ALLY INVEST SECURITIES LLC|985
TRPX|THERAPIX BIOSCIE ADS|TRCM|TRC MARKETS LLC|400
TRPX|THERAPIX BIOSCIE ADS|UBSA|UBS SECURITIES LLC|1350
TRPX|THERAPIX BIOSCIE ADS|UBSS|UBS Securities LLC|6128
TRPX|THERAPIX BIOSCIE ADS|VGRD|Vanguard Marketing Corporation|1410
TRPX|THERAPIX BIOSCIE ADS|WCHV|WELLS FARGO SECURITIES, LLC|2784
TRPX|THERAPIX BIOSCIE ADS|WGIF|CIBC World Markets Inc.|1000
TRPX|THERAPIX BIOSCIE ADS|WSEA|WOLVERINE SECURITIES, LLC|734
TRQ|TURQUOISE HILL RES|ALTX|Alternet Securities Inc.|300
TRQ|TURQUOISE HILL RES|APCC|Apex Clearing Corporation|1101
TRQ|TURQUOISE HILL RES|BERN|Sanford C. Bernstein & Co., LLC|144319
TRQ|TURQUOISE HILL RES|BIDS|BIDS TRADING L.P.|1200
TRQ|TURQUOISE HILL RES|BIMI|Banca IMI Securities Corp.|2222
TRQ|TURQUOISE HILL RES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47025
TRQ|TURQUOISE HILL RES|BLKX|INSTINET, LLC|307800
TRQ|TURQUOISE HILL RES|BMOC|BMO Capital Markets Corp.|2200
TRQ|TURQUOISE HILL RES|BZYD|GOLDMAN SACHS & CO. LLC|2900
TRQ|TURQUOISE HILL RES|CBLC|CITIGROUP GLOBAL MARKETS INC.|139000
TRQ|TURQUOISE HILL RES|CHAS|Charles Schwab & Co., Inc.|18438
TRQ|TURQUOISE HILL RES|CICF|Canaccord Genuity Corp.|1845
TRQ|TURQUOISE HILL RES|CLSA|CLSA AMERICAS, LLC|6800
TRQ|TURQUOISE HILL RES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34396
TRQ|TURQUOISE HILL RES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|671497
TRQ|TURQUOISE HILL RES|CTDL|Citadel Derivatives Group Llc|22107
TRQ|TURQUOISE HILL RES|CXCX|CITIGROUP GLOBAL MARKETS INC.|290992
TRQ|TURQUOISE HILL RES|DAVA|Davenport & Company LLC|167
TRQ|TURQUOISE HILL RES|DBAB|Deutsche Bank Securities Inc.|130015
TRQ|TURQUOISE HILL RES|DBAX|Deutsche Bank Securities Inc.|777700
TRQ|TURQUOISE HILL RES|DBUL|Deutsche Bank Securities Inc.|1100
TRQ|TURQUOISE HILL RES|DEAN|MORGAN STANLEY|4362
TRQ|TURQUOISE HILL RES|DEGS|RONIN PROFESSIONAL LLC|2178
TRQ|TURQUOISE HILL RES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17800
TRQ|TURQUOISE HILL RES|EBXL|EBX LLC|277600
TRQ|TURQUOISE HILL RES|ECUT|CONVERGEX EXECUTION SOLUTIONS|35408
TRQ|TURQUOISE HILL RES|EDJO|Edward D. Jones & Co., L.P.|13558
TRQ|TURQUOISE HILL RES|EGAM|CBOE TRADING, INC.|400
TRQ|TURQUOISE HILL RES|EGAW|CBOE TRADING, INC.|600
TRQ|TURQUOISE HILL RES|EGXM|CBOE TRADING, INC.|3121
TRQ|TURQUOISE HILL RES|ETBE|Electronic Transaction Clearing, Inc.|3000
TRQ|TURQUOISE HILL RES|ETRS|E*Trade Securities LLC|266496
TRQ|TURQUOISE HILL RES|FFSI|Firstrade Securities Inc.|100
TRQ|TURQUOISE HILL RES|FILL|Tradestation Securities, Inc.|30488
TRQ|TURQUOISE HILL RES|FMAF|NBCN Inc./ CDS|1000
TRQ|TURQUOISE HILL RES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8250
TRQ|TURQUOISE HILL RES|FQLS|Quantlab Securities LP|4377
TRQ|TURQUOISE HILL RES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95649
TRQ|TURQUOISE HILL RES|FTBR|Foliofn Investments, Inc.|183
TRQ|TURQUOISE HILL RES|GEBB|GLOBAL EXECUTION BROKERS, LP|34400
TRQ|TURQUOISE HILL RES|GLIS|TD Securities Inc|5601
TRQ|TURQUOISE HILL RES|GLPX|ACS EXECUTION SERVICES, LLC|300
TRQ|TURQUOISE HILL RES|GSCO|GOLDMAN SACHS & CO. LLC|1742900
TRQ|TURQUOISE HILL RES|GSCS|GOLDMAN SACHS & CO. LLC|3800
TRQ|TURQUOISE HILL RES|GTSZ|GTS SECURITIES LLC|12207
TRQ|TURQUOISE HILL RES|HRBF|American Enterprise Investment Services Inc.|8870
TRQ|TURQUOISE HILL RES|HSBC|HSBC Securities, Inc.|1800
TRQ|TURQUOISE HILL RES|IATS|INTERACTIVE BROKERS LLC|52744
TRQ|TURQUOISE HILL RES|IBKR|Interactive Brokers Llc|98808
TRQ|TURQUOISE HILL RES|ICBX|INSTINET, LLC|435024
TRQ|TURQUOISE HILL RES|INCA|INSTINET, LLC|171960
TRQ|TURQUOISE HILL RES|INTL|INTL FCSTONE FINANCIAL INC.|1657
TRQ|TURQUOISE HILL RES|ITGI|ITG Inc.|72204
TRQ|TURQUOISE HILL RES|ITGP|ITG INC.|218400
TRQ|TURQUOISE HILL RES|JANY|Janney Montgomery Scott Inc.|3500
TRQ|TURQUOISE HILL RES|JEFF|JEFFERIES LLC|131254
TRQ|TURQUOISE HILL RES|JMPT|JUMP TRADING, LLC|28360
TRQ|TURQUOISE HILL RES|JONE|JonesTrading|24400
TRQ|TURQUOISE HILL RES|JPBX|J.P. MORGAN SECURITIES LLC|46000
TRQ|TURQUOISE HILL RES|JPMX|J.P. Morgan Securities LLC|1919964
TRQ|TURQUOISE HILL RES|JSJX|JANE STREET CAPITAL LLC|51976
TRQ|TURQUOISE HILL RES|KCGM|VIRTU Americas LLC|86754
TRQ|TURQUOISE HILL RES|KRSH|Kershner Securities, LLC|2040
TRQ|TURQUOISE HILL RES|LEHM|Barclays Capital Inc./Le|922141
TRQ|TURQUOISE HILL RES|LIME|Lime Brokerage LLC|2202
TRQ|TURQUOISE HILL RES|LQNA|LIQUIDNET, INC.|205200
TRQ|TURQUOISE HILL RES|MBTS|ALLY INVEST SECURITIES LLC|10958
TRQ|TURQUOISE HILL RES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|619432
TRQ|TURQUOISE HILL RES|MOTF|MOTIF INVESTING, INC.|11
TRQ|TURQUOISE HILL RES|MPSG|E D & F Man Capital Markets Inc.|7200
TRQ|TURQUOISE HILL RES|MSCO|MORGAN STANLEY & CO. LLC|557953
TRQ|TURQUOISE HILL RES|MSPL|MORGAN STANLEY & CO. LLC|680400
TRQ|TURQUOISE HILL RES|MSTX|MORGAN STANLEY & CO. LLC|70100
TRQ|TURQUOISE HILL RES|NFSC|National Financial Services LLC|498312
TRQ|TURQUOISE HILL RES|NITE|VIRTU Americas LLC|743960
TRQ|TURQUOISE HILL RES|NITP|VIRTU Americas LLC|84524
TRQ|TURQUOISE HILL RES|NQRB|Brut, LLC|700
TRQ|TURQUOISE HILL RES|NTRC|Northern Trust Securities, Inc.|1000
TRQ|TURQUOISE HILL RES|OHOS|TWO SIGMA SECURITIES, LLC|100
TRQ|TURQUOISE HILL RES|PAUL|Paulson Investment Company, Inc.|400
TRQ|TURQUOISE HILL RES|PDQM|CODA MARKETS, INC.|1700
TRQ|TURQUOISE HILL RES|PWJC|UBS Financial Services, Inc.|80
TRQ|TURQUOISE HILL RES|RBCM|RBC CAPITAL MARKETS, LLC|3200
TRQ|TURQUOISE HILL RES|RGLD|Regal Securities, Inc|1100
TRQ|TURQUOISE HILL RES|SAGL|SAGETRADER, LLC|700
TRQ|TURQUOISE HILL RES|SBSH|Citigroup Global Markets Inc.|256590
TRQ|TURQUOISE HILL RES|SGMT|GOLDMAN SACHS & CO. LLC|441578
TRQ|TURQUOISE HILL RES|SPDR|SPEEDROUTE LLC|300
TRQ|TURQUOISE HILL RES|STFL|Stifel, Nicolaus & Company, Incorporated|99477
TRQ|TURQUOISE HILL RES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5200
TRQ|TURQUOISE HILL RES|SWIM|TD Ameritrade, Inc.|79090
TRQ|TURQUOISE HILL RES|TKNG|ALLY INVEST SECURITIES LLC|14527
TRQ|TURQUOISE HILL RES|TRBT|Tradebot Systems, Inc.|3428
TRQ|TURQUOISE HILL RES|TRCM|TRC MARKETS LLC|49234
TRQ|TURQUOISE HILL RES|UBSA|UBS SECURITIES LLC|1648655
TRQ|TURQUOISE HILL RES|UBSS|UBS Securities LLC|1567495
TRQ|TURQUOISE HILL RES|VALX|VIRTU AMERICAS LLC|559149
TRQ|TURQUOISE HILL RES|VGRD|Vanguard Marketing Corporation|31624
TRQ|TURQUOISE HILL RES|WBLR|WILLIAM BLAIR|8400
TRQ|TURQUOISE HILL RES|WCHV|WELLS FARGO SECURITIES, LLC|142813
TRQ|TURQUOISE HILL RES|WEED|Weeden & Co.L.P.|1200
TRQ|TURQUOISE HILL RES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24470
TRQ|TURQUOISE HILL RES|WSEA|WOLVERINE SECURITIES, LLC|14143
TRQ|TURQUOISE HILL RES|XIST|INSTINET, LLC|30200
TRQ|TURQUOISE HILL RES|XSTM|NATIONAL FINANCIAL SERVICES LLC|82282
TRQ|TURQUOISE HILL RES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4601
TRS|TRIMAS CORPORATION|APCC|Apex Clearing Corporation|4
TRS|TRIMAS CORPORATION|BARD|Robert W. Baird & Co. Incorporated|1533
TRS|TRIMAS CORPORATION|BATM|CBOE TRADING, INC.|323
TRS|TRIMAS CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|6441
TRS|TRIMAS CORPORATION|BLKX|INSTINET, LLC|5800
TRS|TRIMAS CORPORATION|BMOC|BMO Capital Markets Corp.|7295
TRS|TRIMAS CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|4457
TRS|TRIMAS CORPORATION|BTIG|BTIG, LLC|17
TRS|TRIMAS CORPORATION|BYXM|CBOE TRADING, INC.|200
TRS|TRIMAS CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|1597
TRS|TRIMAS CORPORATION|CIST|Capital Institutional Services, Inc.|620
TRS|TRIMAS CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18502
TRS|TRIMAS CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
TRS|TRIMAS CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15403
TRS|TRIMAS CORPORATION|CTDL|Citadel Derivatives Group Llc|2488
TRS|TRIMAS CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|8352
TRS|TRIMAS CORPORATION|DBAB|Deutsche Bank Securities Inc.|94700
TRS|TRIMAS CORPORATION|DBAX|Deutsche Bank Securities Inc.|12200
TRS|TRIMAS CORPORATION|DEAN|MORGAN STANLEY|2255
TRS|TRIMAS CORPORATION|DEGS|RONIN PROFESSIONAL LLC|2198
TRS|TRIMAS CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5722
TRS|TRIMAS CORPORATION|EBXL|EBX LLC|16000
TRS|TRIMAS CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|4790
TRS|TRIMAS CORPORATION|EDJO|Edward D. Jones & Co., L.P.|15581
TRS|TRIMAS CORPORATION|EGAM|CBOE TRADING, INC.|2099
TRS|TRIMAS CORPORATION|EGXM|CBOE TRADING, INC.|500
TRS|TRIMAS CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|276
TRS|TRIMAS CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
TRS|TRIMAS CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15118
TRS|TRIMAS CORPORATION|ETRS|E*Trade Securities LLC|117
TRS|TRIMAS CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|185516
TRS|TRIMAS CORPORATION|FMCO|First Manhattan Co|3525
TRS|TRIMAS CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|3839
TRS|TRIMAS CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
TRS|TRIMAS CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7650
TRS|TRIMAS CORPORATION|FTBR|Foliofn Investments, Inc.|71
TRS|TRIMAS CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|13100
TRS|TRIMAS CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|113945
TRS|TRIMAS CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|8429
TRS|TRIMAS CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|840
TRS|TRIMAS CORPORATION|GTSZ|GTS SECURITIES LLC|3301
TRS|TRIMAS CORPORATION|HPPX|POTAMUS TRADING, LLC|604
TRS|TRIMAS CORPORATION|IBKR|Interactive Brokers Llc|7358
TRS|TRIMAS CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
TRS|TRIMAS CORPORATION|ICBX|INSTINET, LLC|2440
TRS|TRIMAS CORPORATION|IEQY|CITADEL SECURITIES LLC|6848
TRS|TRIMAS CORPORATION|INCA|INSTINET, LLC|52726
TRS|TRIMAS CORPORATION|INJX|INSTINET, LLC|9756
TRS|TRIMAS CORPORATION|ITGI|ITG Inc.|15481
TRS|TRIMAS CORPORATION|ITGP|ITG INC.|6600
TRS|TRIMAS CORPORATION|JEFF|JEFFERIES LLC|22707
TRS|TRIMAS CORPORATION|JMPT|JUMP TRADING, LLC|2038
TRS|TRIMAS CORPORATION|JONE|JonesTrading|1790
TRS|TRIMAS CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|6160
TRS|TRIMAS CORPORATION|JPMX|J.P. Morgan Securities LLC|48540
TRS|TRIMAS CORPORATION|KCGM|VIRTU Americas LLC|8029
TRS|TRIMAS CORPORATION|LEHM|Barclays Capital Inc./Le|94226
TRS|TRIMAS CORPORATION|LIME|Lime Brokerage LLC|91360
TRS|TRIMAS CORPORATION|LMGP|LIME BROKERAGE LLC|2990
TRS|TRIMAS CORPORATION|MAXM|Maxim Group LLC|3039
TRS|TRIMAS CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16204
TRS|TRIMAS CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|258439
TRS|TRIMAS CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|5700
TRS|TRIMAS CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|1000
TRS|TRIMAS CORPORATION|NFSC|National Financial Services LLC|9744
TRS|TRIMAS CORPORATION|NITE|VIRTU Americas LLC|13981
TRS|TRIMAS CORPORATION|NITP|VIRTU Americas LLC|700
TRS|TRIMAS CORPORATION|NQRB|Brut, LLC|3447
TRS|TRIMAS CORPORATION|NTRC|Northern Trust Securities, Inc.|437
TRS|TRIMAS CORPORATION|OPCO|Oppenheimer & Co. Inc.|104
TRS|TRIMAS CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1824
TRS|TRIMAS CORPORATION|PDQM|CODA MARKETS, INC.|3327
TRS|TRIMAS CORPORATION|RHCO|Suntrust Robinson Humphrey, Inc.|1272
TRS|TRIMAS CORPORATION|SAGL|SAGETRADER, LLC|63
TRS|TRIMAS CORPORATION|SAGW|SAGETRADER, LLC|65
TRS|TRIMAS CORPORATION|SBSH|Citigroup Global Markets Inc.|93149
TRS|TRIMAS CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|11008
TRS|TRIMAS CORPORATION|SPDR|SPEEDROUTE LLC|6000
TRS|TRIMAS CORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|96250
TRS|TRIMAS CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1300
TRS|TRIMAS CORPORATION|TONC|CUTTONE & CO., LLC|1592
TRS|TRIMAS CORPORATION|TRBT|Tradebot Systems, Inc.|7700
TRS|TRIMAS CORPORATION|TRCM|TRC MARKETS LLC|15520
TRS|TRIMAS CORPORATION|UBSA|UBS SECURITIES LLC|91267
TRS|TRIMAS CORPORATION|UBSS|UBS Securities LLC|155915
TRS|TRIMAS CORPORATION|VALX|VIRTU AMERICAS LLC|7395
TRS|TRIMAS CORPORATION|WABR|Wall Street Access|197
TRS|TRIMAS CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|400
TRS|TRIMAS CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|10420
TRS|TRIMAS CORPORATION|WDNX|WEEDEN & CO.L.P.|948
TRS|TRIMAS CORPORATION|WEED|Weeden & Co.L.P.|100
TRS|TRIMAS CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|280
TRS|TRIMAS CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|1
TRS|TRIMAS CORPORATION|XIST|INSTINET, LLC|9674
TRS|TRIMAS CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|4000
TRST|TRUSTCO BANK CORP NY|ANOS|ABEL/NOSER, L.L.C.|3040
TRST|TRUSTCO BANK CORP NY|APCC|Apex Clearing Corporation|282
TRST|TRUSTCO BANK CORP NY|BATM|CBOE TRADING, INC.|100
TRST|TRUSTCO BANK CORP NY|BAYT|BTIG, LLC|1
TRST|TRUSTCO BANK CORP NY|BERN|Sanford C. Bernstein & Co., LLC|8409
TRST|TRUSTCO BANK CORP NY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1939
TRST|TRUSTCO BANK CORP NY|BLKX|INSTINET, LLC|79800
TRST|TRUSTCO BANK CORP NY|BMOC|BMO Capital Markets Corp.|14848
TRST|TRUSTCO BANK CORP NY|BNPX|BNP PARIBAS SECURITIES CORP.|20228
TRST|TRUSTCO BANK CORP NY|BRVL|BLAYLOCK VAN, LLC|3000
TRST|TRUSTCO BANK CORP NY|BTIG|BTIG, LLC|98641
TRST|TRUSTCO BANK CORP NY|BYXM|CBOE TRADING, INC.|100
TRST|TRUSTCO BANK CORP NY|BZYD|GOLDMAN SACHS & CO. LLC|2557
TRST|TRUSTCO BANK CORP NY|CHAS|Charles Schwab & Co., Inc.|2194
TRST|TRUSTCO BANK CORP NY|CIST|Capital Institutional Services, Inc.|746
TRST|TRUSTCO BANK CORP NY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46066
TRST|TRUSTCO BANK CORP NY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6250
TRST|TRUSTCO BANK CORP NY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
TRST|TRUSTCO BANK CORP NY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|225210
TRST|TRUSTCO BANK CORP NY|CTDL|Citadel Derivatives Group Llc|10857
TRST|TRUSTCO BANK CORP NY|CXCX|CITIGROUP GLOBAL MARKETS INC.|45580
TRST|TRUSTCO BANK CORP NY|DBAB|Deutsche Bank Securities Inc.|286765
TRST|TRUSTCO BANK CORP NY|DBAX|Deutsche Bank Securities Inc.|87700
TRST|TRUSTCO BANK CORP NY|DEAN|MORGAN STANLEY|21528
TRST|TRUSTCO BANK CORP NY|DEGS|RONIN PROFESSIONAL LLC|3900
TRST|TRUSTCO BANK CORP NY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
TRST|TRUSTCO BANK CORP NY|EBXL|EBX LLC|105500
TRST|TRUSTCO BANK CORP NY|ECUT|CONVERGEX EXECUTION SOLUTIONS|2167
TRST|TRUSTCO BANK CORP NY|EDJO|Edward D. Jones & Co., L.P.|2901
TRST|TRUSTCO BANK CORP NY|EGAM|CBOE TRADING, INC.|8329
TRST|TRUSTCO BANK CORP NY|EGXM|CBOE TRADING, INC.|600
TRST|TRUSTCO BANK CORP NY|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1754
TRST|TRUSTCO BANK CORP NY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5404
TRST|TRUSTCO BANK CORP NY|ETRS|E*Trade Securities LLC|63242
TRST|TRUSTCO BANK CORP NY|FBCO|Credit Suisse Securities (USA) LLC|272318
TRST|TRUSTCO BANK CORP NY|FBRC|B. RILEY FBR, INC.|41000
TRST|TRUSTCO BANK CORP NY|FBSB|U.S. Bancorp Investments, Inc.|2000
TRST|TRUSTCO BANK CORP NY|FOMA|TD AMERITRADE CLEARING, INC.|116570
TRST|TRUSTCO BANK CORP NY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|102
TRST|TRUSTCO BANK CORP NY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42611
TRST|TRUSTCO BANK CORP NY|FTBR|Foliofn Investments, Inc.|69
TRST|TRUSTCO BANK CORP NY|GEBB|GLOBAL EXECUTION BROKERS, LP|34840
TRST|TRUSTCO BANK CORP NY|GLPX|ACS EXECUTION SERVICES, LLC|873
TRST|TRUSTCO BANK CORP NY|GSCO|GOLDMAN SACHS & CO. LLC|569080
TRST|TRUSTCO BANK CORP NY|GSCS|GOLDMAN SACHS & CO. LLC|11744
TRST|TRUSTCO BANK CORP NY|GSLT|GOLDMAN SACHS & CO. LLC|1671
TRST|TRUSTCO BANK CORP NY|GTSZ|GTS SECURITIES LLC|30620
TRST|TRUSTCO BANK CORP NY|HRBF|American Enterprise Investment Services Inc.|3183
TRST|TRUSTCO BANK CORP NY|IBKR|Interactive Brokers Llc|27449
TRST|TRUSTCO BANK CORP NY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
TRST|TRUSTCO BANK CORP NY|ICBX|INSTINET, LLC|47579
TRST|TRUSTCO BANK CORP NY|IEQY|CITADEL SECURITIES LLC|600
TRST|TRUSTCO BANK CORP NY|INCA|INSTINET, LLC|139387
TRST|TRUSTCO BANK CORP NY|INJX|INSTINET, LLC|5400
TRST|TRUSTCO BANK CORP NY|ITGI|ITG Inc.|198343
TRST|TRUSTCO BANK CORP NY|ITGP|ITG INC.|261600
TRST|TRUSTCO BANK CORP NY|JANY|Janney Montgomery Scott Inc.|1459
TRST|TRUSTCO BANK CORP NY|JEFF|JEFFERIES LLC|93460
TRST|TRUSTCO BANK CORP NY|JMPT|JUMP TRADING, LLC|150
TRST|TRUSTCO BANK CORP NY|JPBX|J.P. MORGAN SECURITIES LLC|3750
TRST|TRUSTCO BANK CORP NY|JPMX|J.P. Morgan Securities LLC|307162
TRST|TRUSTCO BANK CORP NY|JSJX|JANE STREET CAPITAL LLC|4185
TRST|TRUSTCO BANK CORP NY|KCGM|VIRTU Americas LLC|49556
TRST|TRUSTCO BANK CORP NY|LEHM|Barclays Capital Inc./Le|275869
TRST|TRUSTCO BANK CORP NY|LIME|Lime Brokerage LLC|297526
TRST|TRUSTCO BANK CORP NY|LOOP|Loop Capital Markets LLC|100
TRST|TRUSTCO BANK CORP NY|LQNA|LIQUIDNET, INC.|20000
TRST|TRUSTCO BANK CORP NY|MACC|Mid Atlantic Capital Corporation|1225
TRST|TRUSTCO BANK CORP NY|MAXM|Maxim Group LLC|9670
TRST|TRUSTCO BANK CORP NY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|150268
TRST|TRUSTCO BANK CORP NY|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|15687
TRST|TRUSTCO BANK CORP NY|MSCO|MORGAN STANLEY & CO. LLC|960836
TRST|TRUSTCO BANK CORP NY|MSPL|MORGAN STANLEY & CO. LLC|153600
TRST|TRUSTCO BANK CORP NY|MSTX|MORGAN STANLEY & CO. LLC|17200
TRST|TRUSTCO BANK CORP NY|MTON|MILLINGTON SECURITIES, INC.|106778
TRST|TRUSTCO BANK CORP NY|NFSC|National Financial Services LLC|117861
TRST|TRUSTCO BANK CORP NY|NITE|VIRTU Americas LLC|285995
TRST|TRUSTCO BANK CORP NY|NITP|VIRTU Americas LLC|4390
TRST|TRUSTCO BANK CORP NY|OPCO|Oppenheimer & Co. Inc.|2
TRST|TRUSTCO BANK CORP NY|PDQM|CODA MARKETS, INC.|29790
TRST|TRUSTCO BANK CORP NY|PWJC|UBS Financial Services, Inc.|800
TRST|TRUSTCO BANK CORP NY|RAJA|Raymond James & Associates, Inc.|5738
TRST|TRUSTCO BANK CORP NY|RBCM|RBC CAPITAL MARKETS, LLC|1474
TRST|TRUSTCO BANK CORP NY|SAGL|SAGETRADER, LLC|937
TRST|TRUSTCO BANK CORP NY|SAGW|SAGETRADER, LLC|5052
TRST|TRUSTCO BANK CORP NY|SBSH|Citigroup Global Markets Inc.|133135
TRST|TRUSTCO BANK CORP NY|SGMT|GOLDMAN SACHS & CO. LLC|68991
TRST|TRUSTCO BANK CORP NY|SPDR|SPEEDROUTE LLC|12632
TRST|TRUSTCO BANK CORP NY|SSBS|STATE STREET GLOBAL MARKETS, LLC|2200
TRST|TRUSTCO BANK CORP NY|STFL|Stifel, Nicolaus & Company, Incorporated|16029
TRST|TRUSTCO BANK CORP NY|SWIM|TD Ameritrade, Inc.|4154
TRST|TRUSTCO BANK CORP NY|SWST|Hilltop Securities Inc.|121
TRST|TRUSTCO BANK CORP NY|TKNG|ALLY INVEST SECURITIES LLC|555
TRST|TRUSTCO BANK CORP NY|TRBT|Tradebot Systems, Inc.|16220
TRST|TRUSTCO BANK CORP NY|TRCM|TRC MARKETS LLC|43071
TRST|TRUSTCO BANK CORP NY|UBSA|UBS SECURITIES LLC|89746
TRST|TRUSTCO BANK CORP NY|UBSS|UBS Securities LLC|393651
TRST|TRUSTCO BANK CORP NY|VALX|VIRTU AMERICAS LLC|99318
TRST|TRUSTCO BANK CORP NY|VGRD|Vanguard Marketing Corporation|15164
TRST|TRUSTCO BANK CORP NY|WABR|Wall Street Access|300
TRST|TRUSTCO BANK CORP NY|WBLR|WILLIAM BLAIR|117
TRST|TRUSTCO BANK CORP NY|WBPX|SUMMIT SECURITIES GROUP, LLC|800
TRST|TRUSTCO BANK CORP NY|WCHV|WELLS FARGO SECURITIES, LLC|44674
TRST|TRUSTCO BANK CORP NY|WEED|Weeden & Co.L.P.|1100
TRST|TRUSTCO BANK CORP NY|WSEA|WOLVERINE SECURITIES, LLC|441
TRST|TRUSTCO BANK CORP NY|XIST|INSTINET, LLC|8056
TRST|TRUSTCO BANK CORP NY|XSTM|NATIONAL FINANCIAL SERVICES LLC|27514
TRST|TRUSTCO BANK CORP NY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6255
TRT|TRIO-TECH INTL|ALTX|Alternet Securities Inc.|100
TRT|TRIO-TECH INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|800
TRT|TRIO-TECH INTL|DEGS|RONIN PROFESSIONAL LLC|100
TRT|TRIO-TECH INTL|EBXL|EBX LLC|200
TRT|TRIO-TECH INTL|ETRS|E*Trade Securities LLC|7052
TRT|TRIO-TECH INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5
TRT|TRIO-TECH INTL|FTBR|Foliofn Investments, Inc.|112
TRT|TRIO-TECH INTL|IATS|INTERACTIVE BROKERS LLC|1216
TRT|TRIO-TECH INTL|IBKR|Interactive Brokers Llc|2288
TRT|TRIO-TECH INTL|INCA|INSTINET, LLC|473
TRT|TRIO-TECH INTL|ITGI|ITG Inc.|70
TRT|TRIO-TECH INTL|ITGP|ITG INC.|1400
TRT|TRIO-TECH INTL|LEHM|Barclays Capital Inc./Le|400
TRT|TRIO-TECH INTL|LIME|Lime Brokerage LLC|1043
TRT|TRIO-TECH INTL|MSCO|MORGAN STANLEY & CO. LLC|2204
TRT|TRIO-TECH INTL|NFSC|National Financial Services LLC|66075
TRT|TRIO-TECH INTL|NITE|VIRTU Americas LLC|54977
TRT|TRIO-TECH INTL|SGMT|GOLDMAN SACHS & CO. LLC|4
TRT|TRIO-TECH INTL|SPDR|SPEEDROUTE LLC|200
TRT|TRIO-TECH INTL|SWIM|TD Ameritrade, Inc.|1200
TRT|TRIO-TECH INTL|SWST|Hilltop Securities Inc.|2300
TRT|TRIO-TECH INTL|UBSA|UBS SECURITIES LLC|530
TRT|TRIO-TECH INTL|UBSS|UBS Securities LLC|4396
TRT|TRIO-TECH INTL|VGRD|Vanguard Marketing Corporation|588
TRT|TRIO-TECH INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13
TRT|TRIO-TECH INTL|WSEA|WOLVERINE SECURITIES, LLC|280
TRTN|TRITON INT'L LTD|AGIS|Aegis Capital Corp.|509
TRTN|TRITON INT'L LTD|ALTX|Alternet Securities Inc.|2000
TRTN|TRITON INT'L LTD|APCC|Apex Clearing Corporation|2162
TRTN|TRITON INT'L LTD|AQUA|AQUA SECURITIES L.P.|2800
TRTN|TRITON INT'L LTD|BARD|Robert W. Baird & Co. Incorporated|37
TRTN|TRITON INT'L LTD|BATM|CBOE TRADING, INC.|3182
TRTN|TRITON INT'L LTD|BAYT|BTIG, LLC|2812
TRTN|TRITON INT'L LTD|BERN|Sanford C. Bernstein & Co., LLC|8000
TRTN|TRITON INT'L LTD|BGCE|BGC Financial Inc.|400
TRTN|TRITON INT'L LTD|BIDS|BIDS TRADING L.P.|200
TRTN|TRITON INT'L LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6040
TRTN|TRITON INT'L LTD|BLKX|INSTINET, LLC|21800
TRTN|TRITON INT'L LTD|BNPX|BNP PARIBAS SECURITIES CORP.|5127
TRTN|TRITON INT'L LTD|BTIG|BTIG, LLC|1394
TRTN|TRITON INT'L LTD|BYXM|CBOE TRADING, INC.|200
TRTN|TRITON INT'L LTD|BZYD|GOLDMAN SACHS & CO. LLC|798
TRTN|TRITON INT'L LTD|CHAS|Charles Schwab & Co., Inc.|2430
TRTN|TRITON INT'L LTD|CIOI|CITIGROUP GLOBAL MARKETS INC|8006
TRTN|TRITON INT'L LTD|CIST|Capital Institutional Services, Inc.|400
TRTN|TRITON INT'L LTD|CMPT|Compass Point Research & Trading, LLC|200
TRTN|TRITON INT'L LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16481
TRTN|TRITON INT'L LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1600
TRTN|TRITON INT'L LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131293
TRTN|TRITON INT'L LTD|CTDL|Citadel Derivatives Group Llc|5320
TRTN|TRITON INT'L LTD|CTLR|CUTLER GROUP, LP|1580
TRTN|TRITON INT'L LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|8530
TRTN|TRITON INT'L LTD|DADA|D.A. Davidson & Co.|120
TRTN|TRITON INT'L LTD|DAVA|Davenport & Company LLC|250
TRTN|TRITON INT'L LTD|DBAB|Deutsche Bank Securities Inc.|110910
TRTN|TRITON INT'L LTD|DBAX|Deutsche Bank Securities Inc.|71000
TRTN|TRITON INT'L LTD|DBUL|Deutsche Bank Securities Inc.|500
TRTN|TRITON INT'L LTD|DEAN|MORGAN STANLEY|3618
TRTN|TRITON INT'L LTD|DEGS|RONIN PROFESSIONAL LLC|6386
TRTN|TRITON INT'L LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15565
TRTN|TRITON INT'L LTD|EBXL|EBX LLC|65000
TRTN|TRITON INT'L LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|13456
TRTN|TRITON INT'L LTD|EDJO|Edward D. Jones & Co., L.P.|1992
TRTN|TRITON INT'L LTD|EGAM|CBOE TRADING, INC.|2674
TRTN|TRITON INT'L LTD|EGAW|CBOE TRADING, INC.|50
TRTN|TRITON INT'L LTD|EGMT|EG MARKET TECHNOLOGIES LLC|600
TRTN|TRITON INT'L LTD|EGXM|CBOE TRADING, INC.|1709
TRTN|TRITON INT'L LTD|ETBE|Electronic Transaction Clearing, Inc.|2846
TRTN|TRITON INT'L LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
TRTN|TRITON INT'L LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8696
TRTN|TRITON INT'L LTD|ETRS|E*Trade Securities LLC|248217
TRTN|TRITON INT'L LTD|FBSB|U.S. Bancorp Investments, Inc.|3
TRTN|TRITON INT'L LTD|FILL|Tradestation Securities, Inc.|425
TRTN|TRITON INT'L LTD|FINX|FINTECH SECURITIES|150
TRTN|TRITON INT'L LTD|FMAF|NBCN Inc./ CDS|1662
TRTN|TRITON INT'L LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83092
TRTN|TRITON INT'L LTD|FTBR|Foliofn Investments, Inc.|3693
TRTN|TRITON INT'L LTD|GLIS|TD Securities Inc|500
TRTN|TRITON INT'L LTD|GLPX|ACS EXECUTION SERVICES, LLC|9333
TRTN|TRITON INT'L LTD|GSCO|GOLDMAN SACHS & CO. LLC|219453
TRTN|TRITON INT'L LTD|GSCS|GOLDMAN SACHS & CO. LLC|13451
TRTN|TRITON INT'L LTD|GSLT|GOLDMAN SACHS & CO. LLC|1182
TRTN|TRITON INT'L LTD|GTSZ|GTS SECURITIES LLC|14679
TRTN|TRITON INT'L LTD|HPPX|POTAMUS TRADING, LLC|1325
TRTN|TRITON INT'L LTD|HRBF|American Enterprise Investment Services Inc.|5519
TRTN|TRITON INT'L LTD|IATS|INTERACTIVE BROKERS LLC|8839
TRTN|TRITON INT'L LTD|IBKR|Interactive Brokers Llc|5989
TRTN|TRITON INT'L LTD|ICBX|INSTINET, LLC|13800
TRTN|TRITON INT'L LTD|IEQY|CITADEL SECURITIES LLC|28220
TRTN|TRITON INT'L LTD|INCA|INSTINET, LLC|74654
TRTN|TRITON INT'L LTD|INJX|INSTINET, LLC|11182
TRTN|TRITON INT'L LTD|ITGI|ITG Inc.|53386
TRTN|TRITON INT'L LTD|ITGP|ITG INC.|24800
TRTN|TRITON INT'L LTD|JANY|Janney Montgomery Scott Inc.|2011
TRTN|TRITON INT'L LTD|JEFF|JEFFERIES LLC|2348
TRTN|TRITON INT'L LTD|JMPT|JUMP TRADING, LLC|15000
TRTN|TRITON INT'L LTD|JONE|JonesTrading|1126
TRTN|TRITON INT'L LTD|JPBX|J.P. MORGAN SECURITIES LLC|15371
TRTN|TRITON INT'L LTD|JPMX|J.P. Morgan Securities LLC|115998
TRTN|TRITON INT'L LTD|JSJX|JANE STREET CAPITAL LLC|2014
TRTN|TRITON INT'L LTD|KCGM|VIRTU Americas LLC|28759
TRTN|TRITON INT'L LTD|LEHM|Barclays Capital Inc./Le|186889
TRTN|TRITON INT'L LTD|LGNT|COR CLEARING LLC|3
TRTN|TRITON INT'L LTD|LIME|Lime Brokerage LLC|7327
TRTN|TRITON INT'L LTD|LQNA|LIQUIDNET, INC.|6100
TRTN|TRITON INT'L LTD|LSCI|Lek Securities Corporation|518
TRTN|TRITON INT'L LTD|MAXM|Maxim Group LLC|39
TRTN|TRITON INT'L LTD|MBTS|ALLY INVEST SECURITIES LLC|417
TRTN|TRITON INT'L LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57320
TRTN|TRITON INT'L LTD|MOTF|MOTIF INVESTING, INC.|4
TRTN|TRITON INT'L LTD|MPSG|E D & F Man Capital Markets Inc.|10000
TRTN|TRITON INT'L LTD|MSCO|MORGAN STANLEY & CO. LLC|434254
TRTN|TRITON INT'L LTD|MSPL|MORGAN STANLEY & CO. LLC|138000
TRTN|TRITON INT'L LTD|MSTX|MORGAN STANLEY & CO. LLC|40600
TRTN|TRITON INT'L LTD|NFSC|National Financial Services LLC|194332
TRTN|TRITON INT'L LTD|NITE|VIRTU Americas LLC|363502
TRTN|TRITON INT'L LTD|NITP|VIRTU Americas LLC|100
TRTN|TRITON INT'L LTD|NQRB|Brut, LLC|2511
TRTN|TRITON INT'L LTD|NTBF|BMO Nesbitt Burns Inc./CDS|276
TRTN|TRITON INT'L LTD|NTRC|Northern Trust Securities, Inc.|787
TRTN|TRITON INT'L LTD|OHOS|TWO SIGMA SECURITIES, LLC|9402
TRTN|TRITON INT'L LTD|OPCO|Oppenheimer & Co. Inc.|5329
TRTN|TRITON INT'L LTD|PCPT|PHILLIP CAPITAL INC.|4000
TRTN|TRITON INT'L LTD|PDQM|CODA MARKETS, INC.|24080
TRTN|TRITON INT'L LTD|PHLY|NASDAQ Execution Services, LLC|3800
TRTN|TRITON INT'L LTD|PWJC|UBS Financial Services, Inc.|4620
TRTN|TRITON INT'L LTD|RBCM|RBC CAPITAL MARKETS, LLC|8724
TRTN|TRITON INT'L LTD|RHCO|Suntrust Robinson Humphrey, Inc.|3279
TRTN|TRITON INT'L LTD|SAGL|SAGETRADER, LLC|9526
TRTN|TRITON INT'L LTD|SBRX|MURIEL SIEBERT & CO INC|3454
TRTN|TRITON INT'L LTD|SBSH|Citigroup Global Markets Inc.|45496
TRTN|TRITON INT'L LTD|SGMT|GOLDMAN SACHS & CO. LLC|54588
TRTN|TRITON INT'L LTD|SPDR|SPEEDROUTE LLC|3546
TRTN|TRITON INT'L LTD|SPHN|Stephens Inc.|9
TRTN|TRITON INT'L LTD|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
TRTN|TRITON INT'L LTD|STFL|Stifel, Nicolaus & Company, Incorporated|2635
TRTN|TRITON INT'L LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2399
TRTN|TRITON INT'L LTD|SWIM|TD Ameritrade, Inc.|14276
TRTN|TRITON INT'L LTD|SWST|Hilltop Securities Inc.|5769
TRTN|TRITON INT'L LTD|TKNG|ALLY INVEST SECURITIES LLC|1118
TRTN|TRITON INT'L LTD|TRBT|Tradebot Systems, Inc.|99231
TRTN|TRITON INT'L LTD|TRCM|TRC MARKETS LLC|33276
TRTN|TRITON INT'L LTD|UBSA|UBS SECURITIES LLC|170462
TRTN|TRITON INT'L LTD|UBSS|UBS Securities LLC|338467
TRTN|TRITON INT'L LTD|VALX|VIRTU AMERICAS LLC|9391
TRTN|TRITON INT'L LTD|VGRD|Vanguard Marketing Corporation|4240
TRTN|TRITON INT'L LTD|WBET|Wallachbeth Capital LLC|7617
TRTN|TRITON INT'L LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|200
TRTN|TRITON INT'L LTD|WCHV|WELLS FARGO SECURITIES, LLC|121116
TRTN|TRITON INT'L LTD|WEDB|WEDBUSH SECURITIES INC.|200
TRTN|TRITON INT'L LTD|WEED|Weeden & Co.L.P.|4410
TRTN|TRITON INT'L LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5231
TRTN|TRITON INT'L LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13636
TRTN|TRITON INT'L LTD|WGIF|CIBC World Markets Inc.|912
TRTN|TRITON INT'L LTD|WSEA|WOLVERINE SECURITIES, LLC|3737
TRTN|TRITON INT'L LTD|XIST|INSTINET, LLC|18200
TRTN|TRITON INT'L LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|16060
TRTN|TRITON INT'L LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|581
TRTN|TRITON INT'L LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8049
TRTX|TPG RE FINANCE TRUST|ALTX|Alternet Securities Inc.|4557
TRTX|TPG RE FINANCE TRUST|APCC|Apex Clearing Corporation|525
TRTX|TPG RE FINANCE TRUST|BARD|Robert W. Baird & Co. Incorporated|1600
TRTX|TPG RE FINANCE TRUST|BATM|CBOE TRADING, INC.|1019
TRTX|TPG RE FINANCE TRUST|BAYC|BAY CREST PARTNERS, LLC|4404
TRTX|TPG RE FINANCE TRUST|BERN|Sanford C. Bernstein & Co., LLC|1832
TRTX|TPG RE FINANCE TRUST|BGIS|BLACKROCK EXECUTION SERVICES|500
TRTX|TPG RE FINANCE TRUST|BIDS|BIDS TRADING L.P.|100
TRTX|TPG RE FINANCE TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
TRTX|TPG RE FINANCE TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|2969
TRTX|TPG RE FINANCE TRUST|BTIG|BTIG, LLC|2180
TRTX|TPG RE FINANCE TRUST|BYXM|CBOE TRADING, INC.|400
TRTX|TPG RE FINANCE TRUST|CANT|Cantor Fitzgerald & Co.|3439
TRTX|TPG RE FINANCE TRUST|CHAS|Charles Schwab & Co., Inc.|3000
TRTX|TPG RE FINANCE TRUST|CIST|Capital Institutional Services, Inc.|200
TRTX|TPG RE FINANCE TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27423
TRTX|TPG RE FINANCE TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|31624
TRTX|TPG RE FINANCE TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|71570
TRTX|TPG RE FINANCE TRUST|CTDL|Citadel Derivatives Group Llc|7782
TRTX|TPG RE FINANCE TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|17884
TRTX|TPG RE FINANCE TRUST|DBAB|Deutsche Bank Securities Inc.|18559
TRTX|TPG RE FINANCE TRUST|DBAX|Deutsche Bank Securities Inc.|69000
TRTX|TPG RE FINANCE TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1824
TRTX|TPG RE FINANCE TRUST|EBXL|EBX LLC|64200
TRTX|TPG RE FINANCE TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
TRTX|TPG RE FINANCE TRUST|EDJC|Edward Jones / CDS|25
TRTX|TPG RE FINANCE TRUST|EDJO|Edward D. Jones & Co., L.P.|50
TRTX|TPG RE FINANCE TRUST|EGAM|CBOE TRADING, INC.|13632
TRTX|TPG RE FINANCE TRUST|EGAW|CBOE TRADING, INC.|600
TRTX|TPG RE FINANCE TRUST|EGMT|EG MARKET TECHNOLOGIES LLC|10
TRTX|TPG RE FINANCE TRUST|EGXM|CBOE TRADING, INC.|625
TRTX|TPG RE FINANCE TRUST|ETBE|Electronic Transaction Clearing, Inc.|460
TRTX|TPG RE FINANCE TRUST|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
TRTX|TPG RE FINANCE TRUST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3200
TRTX|TPG RE FINANCE TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2169
TRTX|TPG RE FINANCE TRUST|ETRS|E*Trade Securities LLC|31746
TRTX|TPG RE FINANCE TRUST|FILL|Tradestation Securities, Inc.|300
TRTX|TPG RE FINANCE TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74345
TRTX|TPG RE FINANCE TRUST|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|7098
TRTX|TPG RE FINANCE TRUST|FTBR|Foliofn Investments, Inc.|11
TRTX|TPG RE FINANCE TRUST|GLIS|TD Securities Inc|200
TRTX|TPG RE FINANCE TRUST|GLPX|ACS EXECUTION SERVICES, LLC|23957
TRTX|TPG RE FINANCE TRUST|GSCO|GOLDMAN SACHS & CO. LLC|202575
TRTX|TPG RE FINANCE TRUST|GSCS|GOLDMAN SACHS & CO. LLC|100
TRTX|TPG RE FINANCE TRUST|GSLT|GOLDMAN SACHS & CO. LLC|1142
TRTX|TPG RE FINANCE TRUST|GTSZ|GTS SECURITIES LLC|9127
TRTX|TPG RE FINANCE TRUST|HRBF|American Enterprise Investment Services Inc.|700
TRTX|TPG RE FINANCE TRUST|IATS|INTERACTIVE BROKERS LLC|981
TRTX|TPG RE FINANCE TRUST|IBKR|Interactive Brokers Llc|3721
TRTX|TPG RE FINANCE TRUST|ICBX|INSTINET, LLC|9200
TRTX|TPG RE FINANCE TRUST|IEQY|CITADEL SECURITIES LLC|8417
TRTX|TPG RE FINANCE TRUST|INCA|INSTINET, LLC|27056
TRTX|TPG RE FINANCE TRUST|INJX|INSTINET, LLC|7010
TRTX|TPG RE FINANCE TRUST|ITGI|ITG Inc.|6395
TRTX|TPG RE FINANCE TRUST|ITGP|ITG INC.|38400
TRTX|TPG RE FINANCE TRUST|JEFF|JEFFERIES LLC|42260
TRTX|TPG RE FINANCE TRUST|JMPT|JUMP TRADING, LLC|7779
TRTX|TPG RE FINANCE TRUST|JPBX|J.P. MORGAN SECURITIES LLC|44276
TRTX|TPG RE FINANCE TRUST|JPMX|J.P. Morgan Securities LLC|142243
TRTX|TPG RE FINANCE TRUST|JSJX|JANE STREET CAPITAL LLC|4810
TRTX|TPG RE FINANCE TRUST|KCGM|VIRTU Americas LLC|36027
TRTX|TPG RE FINANCE TRUST|LEHM|Barclays Capital Inc./Le|104924
TRTX|TPG RE FINANCE TRUST|LIME|Lime Brokerage LLC|10894
TRTX|TPG RE FINANCE TRUST|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
TRTX|TPG RE FINANCE TRUST|LOOP|Loop Capital Markets LLC|1996
TRTX|TPG RE FINANCE TRUST|LSCI|Lek Securities Corporation|1464
TRTX|TPG RE FINANCE TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71673
TRTX|TPG RE FINANCE TRUST|MOTF|MOTIF INVESTING, INC.|1
TRTX|TPG RE FINANCE TRUST|MSCO|MORGAN STANLEY & CO. LLC|115988
TRTX|TPG RE FINANCE TRUST|MSPL|MORGAN STANLEY & CO. LLC|68700
TRTX|TPG RE FINANCE TRUST|MSTX|MORGAN STANLEY & CO. LLC|14300
TRTX|TPG RE FINANCE TRUST|MULL|MARK J. MULLER EQUITIES, INC.|600
TRTX|TPG RE FINANCE TRUST|NFSC|National Financial Services LLC|49578
TRTX|TPG RE FINANCE TRUST|NITE|VIRTU Americas LLC|151659
TRTX|TPG RE FINANCE TRUST|NQRB|Brut, LLC|1200
TRTX|TPG RE FINANCE TRUST|OPCO|Oppenheimer & Co. Inc.|306950
TRTX|TPG RE FINANCE TRUST|PDQM|CODA MARKETS, INC.|50926
TRTX|TPG RE FINANCE TRUST|RBCM|RBC CAPITAL MARKETS, LLC|100
TRTX|TPG RE FINANCE TRUST|SBSH|Citigroup Global Markets Inc.|14492
TRTX|TPG RE FINANCE TRUST|SGMT|GOLDMAN SACHS & CO. LLC|17336
TRTX|TPG RE FINANCE TRUST|SPDR|SPEEDROUTE LLC|6106
TRTX|TPG RE FINANCE TRUST|SPHN|Stephens Inc.|450
TRTX|TPG RE FINANCE TRUST|SWIM|TD Ameritrade, Inc.|5837
TRTX|TPG RE FINANCE TRUST|TKNG|ALLY INVEST SECURITIES LLC|525
TRTX|TPG RE FINANCE TRUST|TRBT|Tradebot Systems, Inc.|28482
TRTX|TPG RE FINANCE TRUST|TRCM|TRC MARKETS LLC|8988
TRTX|TPG RE FINANCE TRUST|TWTT|TASTYWORKS, INC.|400
TRTX|TPG RE FINANCE TRUST|UBSA|UBS SECURITIES LLC|200477
TRTX|TPG RE FINANCE TRUST|UBSS|UBS Securities LLC|193991
TRTX|TPG RE FINANCE TRUST|VALX|VIRTU AMERICAS LLC|3508
TRTX|TPG RE FINANCE TRUST|VGRD|Vanguard Marketing Corporation|12160
TRTX|TPG RE FINANCE TRUST|WCHV|WELLS FARGO SECURITIES, LLC|21767
TRTX|TPG RE FINANCE TRUST|WEDB|WEDBUSH SECURITIES INC.|400
TRTX|TPG RE FINANCE TRUST|WEED|Weeden & Co.L.P.|110
TRTX|TPG RE FINANCE TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4953
TRTX|TPG RE FINANCE TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22267
TRTX|TPG RE FINANCE TRUST|WSEA|WOLVERINE SECURITIES, LLC|705
TRTX|TPG RE FINANCE TRUST|XIST|INSTINET, LLC|1200
TRTX|TPG RE FINANCE TRUST|XPQR|Jump Trading|802
TRTX|TPG RE FINANCE TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|72208
TRTX|TPG RE FINANCE TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|1787
TRTX|TPG RE FINANCE TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3650
TRU|TRANSUNION|ADAM|CANACCORD GENUITY INC.|202000
TRU|TRANSUNION|ALTX|Alternet Securities Inc.|32899
TRU|TRANSUNION|ANOS|ABEL/NOSER, L.L.C.|100
TRU|TRANSUNION|APCC|Apex Clearing Corporation|354
TRU|TRANSUNION|BANK|Primevest Financial Services, Inc.|1
TRU|TRANSUNION|BARD|Robert W. Baird & Co. Incorporated|6578
TRU|TRANSUNION|BATM|CBOE TRADING, INC.|6587
TRU|TRANSUNION|BAYC|BAY CREST PARTNERS, LLC|345
TRU|TRANSUNION|BBNT|BB&T SECURITIES, LLC|510
TRU|TRANSUNION|BERN|Sanford C. Bernstein & Co., LLC|82326
TRU|TRANSUNION|BIDS|BIDS TRADING L.P.|82930
TRU|TRANSUNION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1856
TRU|TRANSUNION|BLKX|INSTINET, LLC|80800
TRU|TRANSUNION|BRGE|Newbridge Securities Corp.|50
TRU|TRANSUNION|BTIG|BTIG, LLC|16732
TRU|TRANSUNION|BYXM|CBOE TRADING, INC.|2590
TRU|TRANSUNION|BZYD|GOLDMAN SACHS & CO. LLC|1200
TRU|TRANSUNION|CABR|Cabrera Capital Markets, Inc.|25
TRU|TRANSUNION|CBLC|CITIGROUP GLOBAL MARKETS INC.|80200
TRU|TRANSUNION|CHAS|Charles Schwab & Co., Inc.|1280
TRU|TRANSUNION|CIST|Capital Institutional Services, Inc.|7705
TRU|TRANSUNION|CLSA|CLSA AMERICAS, LLC|5500
TRU|TRANSUNION|CNFR|Cowen Prime Services LLC|145
TRU|TRANSUNION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|155802
TRU|TRANSUNION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23869
TRU|TRANSUNION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
TRU|TRANSUNION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|498312
TRU|TRANSUNION|CTDL|Citadel Derivatives Group Llc|8570
TRU|TRANSUNION|CTLR|CUTLER GROUP, LP|1782
TRU|TRANSUNION|CXCX|CITIGROUP GLOBAL MARKETS INC.|48030
TRU|TRANSUNION|DBAB|Deutsche Bank Securities Inc.|1142111
TRU|TRANSUNION|DBAX|Deutsche Bank Securities Inc.|578100
TRU|TRANSUNION|DCHF|Dart Executions, LLC|4098
TRU|TRANSUNION|DEAN|MORGAN STANLEY|7386
TRU|TRANSUNION|DEGS|RONIN PROFESSIONAL LLC|1804
TRU|TRANSUNION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18400
TRU|TRANSUNION|DRWK|DRW SECURITIES, L.L.C.|3258
TRU|TRANSUNION|EBXL|EBX LLC|222100
TRU|TRANSUNION|ECUT|CONVERGEX EXECUTION SOLUTIONS|6714
TRU|TRANSUNION|EDJO|Edward D. Jones & Co., L.P.|498
TRU|TRANSUNION|EGAM|CBOE TRADING, INC.|30249
TRU|TRANSUNION|EGAW|CBOE TRADING, INC.|75
TRU|TRANSUNION|EGMT|EG MARKET TECHNOLOGIES LLC|1587
TRU|TRANSUNION|EGXM|CBOE TRADING, INC.|1504
TRU|TRANSUNION|EGXW|CBOE TRADING, INC.|100
TRU|TRANSUNION|ESPO|ESPOSITO SECURITIES, LLC|89
TRU|TRANSUNION|ETBE|Electronic Transaction Clearing, Inc.|18527
TRU|TRANSUNION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
TRU|TRANSUNION|ETCC|Electronic Transaction Clearing, Inc.|1022
TRU|TRANSUNION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20921
TRU|TRANSUNION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
TRU|TRANSUNION|ETRS|E*Trade Securities LLC|22018
TRU|TRANSUNION|FILL|Tradestation Securities, Inc.|2449
TRU|TRANSUNION|FMAF|NBCN Inc./ CDS|120
TRU|TRANSUNION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19719
TRU|TRANSUNION|FQLS|Quantlab Securities LP|244475
TRU|TRANSUNION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120298
TRU|TRANSUNION|FTBR|Foliofn Investments, Inc.|1407
TRU|TRANSUNION|GLIS|TD Securities Inc|452
TRU|TRANSUNION|GLPX|ACS EXECUTION SERVICES, LLC|64997
TRU|TRANSUNION|GSCO|GOLDMAN SACHS & CO. LLC|219131
TRU|TRANSUNION|GSCS|GOLDMAN SACHS & CO. LLC|500
TRU|TRANSUNION|GSLT|GOLDMAN SACHS & CO. LLC|12200
TRU|TRANSUNION|GTSZ|GTS SECURITIES LLC|89625
TRU|TRANSUNION|GUGS|Guggenheim Securities, LLC|14200
TRU|TRANSUNION|HPPX|POTAMUS TRADING, LLC|273
TRU|TRANSUNION|HRBF|American Enterprise Investment Services Inc.|2537
TRU|TRANSUNION|HSBC|HSBC Securities, Inc.|26105
TRU|TRANSUNION|IATS|INTERACTIVE BROKERS LLC|9640
TRU|TRANSUNION|IBKR|Interactive Brokers Llc|15800
TRU|TRANSUNION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|527
TRU|TRANSUNION|ICBX|INSTINET, LLC|61675
TRU|TRANSUNION|INCA|INSTINET, LLC|268730
TRU|TRANSUNION|INJX|INSTINET, LLC|3536
TRU|TRANSUNION|ITGI|ITG Inc.|84399
TRU|TRANSUNION|ITGP|ITG INC.|505200
TRU|TRANSUNION|JANY|Janney Montgomery Scott Inc.|950
TRU|TRANSUNION|JEFF|JEFFERIES LLC|88273
TRU|TRANSUNION|JMPT|JUMP TRADING, LLC|69603
TRU|TRANSUNION|JONE|JonesTrading|10860
TRU|TRANSUNION|JPBX|J.P. MORGAN SECURITIES LLC|74368
TRU|TRANSUNION|JPMX|J.P. Morgan Securities LLC|800761
TRU|TRANSUNION|JSJX|JANE STREET CAPITAL LLC|20577
TRU|TRANSUNION|KCGM|VIRTU Americas LLC|57855
TRU|TRANSUNION|KING|C. L. King & Associates, Inc.|203640
TRU|TRANSUNION|LEHM|Barclays Capital Inc./Le|714951
TRU|TRANSUNION|LIME|Lime Brokerage LLC|18118
TRU|TRANSUNION|LMNX|LUMINEX TRADING & ANALYTICS LLC|300458
TRU|TRANSUNION|LOOP|Loop Capital Markets LLC|30
TRU|TRANSUNION|LQNA|LIQUIDNET, INC.|93000
TRU|TRANSUNION|LSCI|Lek Securities Corporation|233
TRU|TRANSUNION|MBTS|ALLY INVEST SECURITIES LLC|285
TRU|TRANSUNION|MCMF|Raymond James Ltd. Cds|54
TRU|TRANSUNION|MKMP|MKM Partners LLC|17864
TRU|TRANSUNION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109289
TRU|TRANSUNION|MNDX|TJM Investments, LLC|1950
TRU|TRANSUNION|MOTF|MOTIF INVESTING, INC.|10
TRU|TRANSUNION|MSCO|MORGAN STANLEY & CO. LLC|2248584
TRU|TRANSUNION|MSPL|MORGAN STANLEY & CO. LLC|436200
TRU|TRANSUNION|MSTX|MORGAN STANLEY & CO. LLC|195100
TRU|TRANSUNION|NATL|National Securities Corporation|43
TRU|TRANSUNION|NEED|Needham & Company, LLC|545
TRU|TRANSUNION|NEUB|NEUBERGER BERMAN BD LLC|615
TRU|TRANSUNION|NFSC|National Financial Services LLC|180082
TRU|TRANSUNION|NITE|VIRTU Americas LLC|312869
TRU|TRANSUNION|NITP|VIRTU Americas LLC|298
TRU|TRANSUNION|NQRB|Brut, LLC|12510
TRU|TRANSUNION|NTBF|BMO Nesbitt Burns Inc./CDS|3350
TRU|TRANSUNION|OPCO|Oppenheimer & Co. Inc.|1000
TRU|TRANSUNION|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|9953
TRU|TRANSUNION|PDQM|CODA MARKETS, INC.|142413
TRU|TRANSUNION|PHLY|NASDAQ Execution Services, LLC|200
TRU|TRANSUNION|PIPR|Piper Jaffray & Co.|685
TRU|TRANSUNION|PWJC|UBS Financial Services, Inc.|22
TRU|TRANSUNION|RBCM|RBC CAPITAL MARKETS, LLC|4180
TRU|TRANSUNION|RHCO|Suntrust Robinson Humphrey, Inc.|34500
TRU|TRANSUNION|SAGL|SAGETRADER, LLC|39752
TRU|TRANSUNION|SALI|INTL FCSTONE FINANCIAL INC.|607
TRU|TRANSUNION|SBSH|Citigroup Global Markets Inc.|58954
TRU|TRANSUNION|SGMT|GOLDMAN SACHS & CO. LLC|132367
TRU|TRANSUNION|SJLS|TRADE INFORMATICS LLC|100
TRU|TRANSUNION|SPDR|SPEEDROUTE LLC|123775
TRU|TRANSUNION|SSBS|STATE STREET GLOBAL MARKETS, LLC|3800
TRU|TRANSUNION|STFL|Stifel, Nicolaus & Company, Incorporated|25107
TRU|TRANSUNION|SWIM|TD Ameritrade, Inc.|18266
TRU|TRANSUNION|SWST|Hilltop Securities Inc.|22
TRU|TRANSUNION|TKNG|ALLY INVEST SECURITIES LLC|2867
TRU|TRANSUNION|TOUR|TOURMALINE PARTNERS, LLC|3600
TRU|TRANSUNION|TRBT|Tradebot Systems, Inc.|179207
TRU|TRANSUNION|TRCM|TRC MARKETS LLC|82258
TRU|TRANSUNION|TWTT|TASTYWORKS, INC.|2100
TRU|TRANSUNION|UBSA|UBS SECURITIES LLC|645898
TRU|TRANSUNION|UBSS|UBS Securities LLC|747482
TRU|TRANSUNION|VALX|VIRTU AMERICAS LLC|8920
TRU|TRANSUNION|VGRD|Vanguard Marketing Corporation|4000
TRU|TRANSUNION|VSIN|Vision Financial Markets Llc|19
TRU|TRANSUNION|WBLR|WILLIAM BLAIR|620
TRU|TRANSUNION|WBPX|SUMMIT SECURITIES GROUP, LLC|1973
TRU|TRANSUNION|WCHV|WELLS FARGO SECURITIES, LLC|66670
TRU|TRANSUNION|WDNX|WEEDEN & CO.L.P.|2610
TRU|TRANSUNION|WEDB|WEDBUSH SECURITIES INC.|3102
TRU|TRANSUNION|WEED|Weeden & Co.L.P.|6160
TRU|TRANSUNION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7736
TRU|TRANSUNION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9546
TRU|TRANSUNION|WGIF|CIBC World Markets Inc.|400
TRU|TRANSUNION|WSAG|WALL STREET ACCESS|768
TRU|TRANSUNION|WSEA|WOLVERINE SECURITIES, LLC|3093
TRU|TRANSUNION|XIST|INSTINET, LLC|26818
TRU|TRANSUNION|XPQR|Jump Trading|8174
TRU|TRANSUNION|XSTM|NATIONAL FINANCIAL SERVICES LLC|53596
TRU|TRANSUNION|YKNA|COMHAR CAPITAL MARKETS, LLC|3456
TRU|TRANSUNION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1521
TRUE|TRUECAR INC CMN|ADAM|CANACCORD GENUITY INC.|9233
TRUE|TRUECAR INC CMN|AGIS|Aegis Capital Corp.|1525
TRUE|TRUECAR INC CMN|ALLN|Allen & Company LLC|32000
TRUE|TRUECAR INC CMN|ALTX|Alternet Securities Inc.|16570
TRUE|TRUECAR INC CMN|APCC|Apex Clearing Corporation|21826
TRUE|TRUECAR INC CMN|BATM|CBOE TRADING, INC.|13226
TRUE|TRUECAR INC CMN|BBNT|BB&T SECURITIES, LLC|1000
TRUE|TRUECAR INC CMN|BERN|Sanford C. Bernstein & Co., LLC|111774
TRUE|TRUECAR INC CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13467
TRUE|TRUECAR INC CMN|BLKX|INSTINET, LLC|68600
TRUE|TRUECAR INC CMN|BMOC|BMO Capital Markets Corp.|62827
TRUE|TRUECAR INC CMN|BNPX|BNP PARIBAS SECURITIES CORP.|5077
TRUE|TRUECAR INC CMN|BTIG|BTIG, LLC|236291
TRUE|TRUECAR INC CMN|BYXM|CBOE TRADING, INC.|1900
TRUE|TRUECAR INC CMN|BZYD|GOLDMAN SACHS & CO. LLC|600
TRUE|TRUECAR INC CMN|CANT|Cantor Fitzgerald & Co.|24558
TRUE|TRUECAR INC CMN|CHAS|Charles Schwab & Co., Inc.|420
TRUE|TRUECAR INC CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|392445
TRUE|TRUECAR INC CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4400
TRUE|TRUECAR INC CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|472798
TRUE|TRUECAR INC CMN|CTDE|CHOICETRADE|272
TRUE|TRUECAR INC CMN|CTDL|Citadel Derivatives Group Llc|84553
TRUE|TRUECAR INC CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|107992
TRUE|TRUECAR INC CMN|DBAB|Deutsche Bank Securities Inc.|688492
TRUE|TRUECAR INC CMN|DBAX|Deutsche Bank Securities Inc.|511200
TRUE|TRUECAR INC CMN|DBUL|Deutsche Bank Securities Inc.|4014
TRUE|TRUECAR INC CMN|DEAN|MORGAN STANLEY|170169
TRUE|TRUECAR INC CMN|DEGS|RONIN PROFESSIONAL LLC|600
TRUE|TRUECAR INC CMN|EBXL|EBX LLC|308900
TRUE|TRUECAR INC CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|2900
TRUE|TRUECAR INC CMN|EGAM|CBOE TRADING, INC.|8665
TRUE|TRUECAR INC CMN|EGMT|EG MARKET TECHNOLOGIES LLC|300
TRUE|TRUECAR INC CMN|EGXM|CBOE TRADING, INC.|4010
TRUE|TRUECAR INC CMN|ETBE|Electronic Transaction Clearing, Inc.|29918
TRUE|TRUECAR INC CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4400
TRUE|TRUECAR INC CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10962
TRUE|TRUECAR INC CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9768
TRUE|TRUECAR INC CMN|ETRS|E*Trade Securities LLC|65848
TRUE|TRUECAR INC CMN|FBCO|Credit Suisse Securities (USA) LLC|782039
TRUE|TRUECAR INC CMN|FILL|Tradestation Securities, Inc.|2300
TRUE|TRUECAR INC CMN|FMAF|NBCN Inc./ CDS|298
TRUE|TRUECAR INC CMN|FOMA|TD AMERITRADE CLEARING, INC.|189895
TRUE|TRUECAR INC CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9675
TRUE|TRUECAR INC CMN|FQLS|Quantlab Securities LP|456451
TRUE|TRUECAR INC CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|194935
TRUE|TRUECAR INC CMN|FTBR|Foliofn Investments, Inc.|7
TRUE|TRUECAR INC CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|25792
TRUE|TRUECAR INC CMN|GLPX|ACS EXECUTION SERVICES, LLC|5375
TRUE|TRUECAR INC CMN|GSCO|GOLDMAN SACHS & CO. LLC|2081289
TRUE|TRUECAR INC CMN|GSCS|GOLDMAN SACHS & CO. LLC|254137
TRUE|TRUECAR INC CMN|GSLT|GOLDMAN SACHS & CO. LLC|21728
TRUE|TRUECAR INC CMN|GTSZ|GTS SECURITIES LLC|42216
TRUE|TRUECAR INC CMN|IATS|INTERACTIVE BROKERS LLC|25488
TRUE|TRUECAR INC CMN|IBKR|Interactive Brokers Llc|166467
TRUE|TRUECAR INC CMN|ICBX|INSTINET, LLC|60541
TRUE|TRUECAR INC CMN|IEQY|CITADEL SECURITIES LLC|67167
TRUE|TRUECAR INC CMN|INCA|INSTINET, LLC|414102
TRUE|TRUECAR INC CMN|INJX|INSTINET, LLC|15505
TRUE|TRUECAR INC CMN|ITGI|ITG Inc.|33530
TRUE|TRUECAR INC CMN|ITGP|ITG INC.|234400
TRUE|TRUECAR INC CMN|JEFF|JEFFERIES LLC|149703
TRUE|TRUECAR INC CMN|JMPT|JUMP TRADING, LLC|161239
TRUE|TRUECAR INC CMN|JPBX|J.P. MORGAN SECURITIES LLC|67340
TRUE|TRUECAR INC CMN|JPMX|J.P. Morgan Securities LLC|491329
TRUE|TRUECAR INC CMN|JSJX|JANE STREET CAPITAL LLC|12397
TRUE|TRUECAR INC CMN|JSSF|JMP Securities LLC|78349
TRUE|TRUECAR INC CMN|KCGM|VIRTU Americas LLC|108928
TRUE|TRUECAR INC CMN|LEER|LEERINK PARTNERS LLC|2070
TRUE|TRUECAR INC CMN|LEHM|Barclays Capital Inc./Le|1302093
TRUE|TRUECAR INC CMN|LIME|Lime Brokerage LLC|197002
TRUE|TRUECAR INC CMN|LMGP|LIME BROKERAGE LLC|29400
TRUE|TRUECAR INC CMN|LOOP|Loop Capital Markets LLC|4811
TRUE|TRUECAR INC CMN|MACQ|Macquarie Capital (USA) Inc.|2709
TRUE|TRUECAR INC CMN|MAXM|Maxim Group LLC|135748
TRUE|TRUECAR INC CMN|MBTS|ALLY INVEST SECURITIES LLC|1900
TRUE|TRUECAR INC CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|166880
TRUE|TRUECAR INC CMN|MOTF|MOTIF INVESTING, INC.|1
TRUE|TRUECAR INC CMN|MSCO|MORGAN STANLEY & CO. LLC|3276727
TRUE|TRUECAR INC CMN|MSPL|MORGAN STANLEY & CO. LLC|620100
TRUE|TRUECAR INC CMN|MSTX|MORGAN STANLEY & CO. LLC|378800
TRUE|TRUECAR INC CMN|NFSC|National Financial Services LLC|92644
TRUE|TRUECAR INC CMN|NITE|VIRTU Americas LLC|638957
TRUE|TRUECAR INC CMN|NITP|VIRTU Americas LLC|17500
TRUE|TRUECAR INC CMN|NQRB|Brut, LLC|22116
TRUE|TRUECAR INC CMN|OHOS|TWO SIGMA SECURITIES, LLC|57904
TRUE|TRUECAR INC CMN|ONEL|O'NEIL SECURITIES, INCORPORATED|21745
TRUE|TRUECAR INC CMN|OPCO|Oppenheimer & Co. Inc.|5300
TRUE|TRUECAR INC CMN|PDQM|CODA MARKETS, INC.|18709
TRUE|TRUECAR INC CMN|RBCM|RBC CAPITAL MARKETS, LLC|16950
TRUE|TRUECAR INC CMN|RILY|B. RILEY FBR, INC.|1200
TRUE|TRUECAR INC CMN|SAGL|SAGETRADER, LLC|2400
TRUE|TRUECAR INC CMN|SAGW|SAGETRADER, LLC|2528
TRUE|TRUECAR INC CMN|SBSH|Citigroup Global Markets Inc.|432006
TRUE|TRUECAR INC CMN|SGMT|GOLDMAN SACHS & CO. LLC|217383
TRUE|TRUECAR INC CMN|SPDR|SPEEDROUTE LLC|1800
TRUE|TRUECAR INC CMN|SPHN|Stephens Inc.|211843
TRUE|TRUECAR INC CMN|STFL|Stifel, Nicolaus & Company, Incorporated|79222
TRUE|TRUECAR INC CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|166
TRUE|TRUECAR INC CMN|SWIM|TD Ameritrade, Inc.|220941
TRUE|TRUECAR INC CMN|TKNG|ALLY INVEST SECURITIES LLC|3011
TRUE|TRUECAR INC CMN|TRBT|Tradebot Systems, Inc.|408661
TRUE|TRUECAR INC CMN|TRCM|TRC MARKETS LLC|259138
TRUE|TRUECAR INC CMN|TWTT|TASTYWORKS, INC.|25
TRUE|TRUECAR INC CMN|UBSA|UBS SECURITIES LLC|1048090
TRUE|TRUECAR INC CMN|UBSS|UBS Securities LLC|1880201
TRUE|TRUECAR INC CMN|VALX|VIRTU AMERICAS LLC|40098
TRUE|TRUECAR INC CMN|VGRD|Vanguard Marketing Corporation|4156
TRUE|TRUECAR INC CMN|WABR|Wall Street Access|5300
TRUE|TRUECAR INC CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|400
TRUE|TRUECAR INC CMN|WCHV|WELLS FARGO SECURITIES, LLC|33937
TRUE|TRUECAR INC CMN|WDNX|WEEDEN & CO.L.P.|20298
TRUE|TRUECAR INC CMN|WEDB|WEDBUSH SECURITIES INC.|4608
TRUE|TRUECAR INC CMN|WEED|Weeden & Co.L.P.|335400
TRUE|TRUECAR INC CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3377
TRUE|TRUECAR INC CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17417
TRUE|TRUECAR INC CMN|WGIF|CIBC World Markets Inc.|259
TRUE|TRUECAR INC CMN|WSAG|WALL STREET ACCESS|3965
TRUE|TRUECAR INC CMN|WSEA|WOLVERINE SECURITIES, LLC|6438
TRUE|TRUECAR INC CMN|XIST|INSTINET, LLC|8200
TRUE|TRUECAR INC CMN|XPQR|Jump Trading|3400
TRUE|TRUECAR INC CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|24330
TRUE|TRUECAR INC CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
TRUE|TRUECAR INC CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
TRUP|TRUPANION, INC. CMN|ADAM|CANACCORD GENUITY INC.|6146
TRUP|TRUPANION, INC. CMN|AGIS|Aegis Capital Corp.|425
TRUP|TRUPANION, INC. CMN|ALTX|Alternet Securities Inc.|2116
TRUP|TRUPANION, INC. CMN|ANDG|Andrew Garrett Inc.|12000
TRUP|TRUPANION, INC. CMN|APCC|Apex Clearing Corporation|353
TRUP|TRUPANION, INC. CMN|BARD|Robert W. Baird & Co. Incorporated|385
TRUP|TRUPANION, INC. CMN|BATM|CBOE TRADING, INC.|4498
TRUP|TRUPANION, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|15700
TRUP|TRUPANION, INC. CMN|BGCE|BGC Financial Inc.|15578
TRUP|TRUPANION, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1684
TRUP|TRUPANION, INC. CMN|BLKX|INSTINET, LLC|50400
TRUP|TRUPANION, INC. CMN|BMOC|BMO Capital Markets Corp.|3722
TRUP|TRUPANION, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1203
TRUP|TRUPANION, INC. CMN|BTIG|BTIG, LLC|2206
TRUP|TRUPANION, INC. CMN|BYXM|CBOE TRADING, INC.|1634
TRUP|TRUPANION, INC. CMN|BZYD|GOLDMAN SACHS & CO. LLC|992
TRUP|TRUPANION, INC. CMN|CHAS|Charles Schwab & Co., Inc.|1000
TRUP|TRUPANION, INC. CMN|CICF|Canaccord Genuity Corp.|655
TRUP|TRUPANION, INC. CMN|CLSA|CLSA AMERICAS, LLC|3100
TRUP|TRUPANION, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|182587
TRUP|TRUPANION, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19378
TRUP|TRUPANION, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|341
TRUP|TRUPANION, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113317
TRUP|TRUPANION, INC. CMN|CTDL|Citadel Derivatives Group Llc|28791
TRUP|TRUPANION, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|17692
TRUP|TRUPANION, INC. CMN|DADA|D.A. Davidson & Co.|925
TRUP|TRUPANION, INC. CMN|DAVA|Davenport & Company LLC|4301
TRUP|TRUPANION, INC. CMN|DBAB|Deutsche Bank Securities Inc.|301504
TRUP|TRUPANION, INC. CMN|DBAX|Deutsche Bank Securities Inc.|163300
TRUP|TRUPANION, INC. CMN|DBUL|Deutsche Bank Securities Inc.|6816
TRUP|TRUPANION, INC. CMN|DEAN|MORGAN STANLEY|291
TRUP|TRUPANION, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|18206
TRUP|TRUPANION, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2577
TRUP|TRUPANION, INC. CMN|DRWC|DRW SECURITIES, L.L.C.|500
TRUP|TRUPANION, INC. CMN|EBXL|EBX LLC|126100
TRUP|TRUPANION, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|4808
TRUP|TRUPANION, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|278
TRUP|TRUPANION, INC. CMN|EGAM|CBOE TRADING, INC.|3499
TRUP|TRUPANION, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|3545
TRUP|TRUPANION, INC. CMN|EGXM|CBOE TRADING, INC.|6666
TRUP|TRUPANION, INC. CMN|EGXW|CBOE TRADING, INC.|100
TRUP|TRUPANION, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|23941
TRUP|TRUPANION, INC. CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2300
TRUP|TRUPANION, INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|818
TRUP|TRUPANION, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19114
TRUP|TRUPANION, INC. CMN|ETRS|E*Trade Securities LLC|40953
TRUP|TRUPANION, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|263152
TRUP|TRUPANION, INC. CMN|FBSB|U.S. Bancorp Investments, Inc.|15
TRUP|TRUPANION, INC. CMN|FILL|Tradestation Securities, Inc.|645
TRUP|TRUPANION, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|86125
TRUP|TRUPANION, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|763
TRUP|TRUPANION, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|110567
TRUP|TRUPANION, INC. CMN|FTBR|Foliofn Investments, Inc.|493
TRUP|TRUPANION, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|11237
TRUP|TRUPANION, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|26191
TRUP|TRUPANION, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|432295
TRUP|TRUPANION, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|64029
TRUP|TRUPANION, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|1066
TRUP|TRUPANION, INC. CMN|GTSZ|GTS SECURITIES LLC|57472
TRUP|TRUPANION, INC. CMN|HASF|Haywood Securities Inc./CDS|600
TRUP|TRUPANION, INC. CMN|HRBF|American Enterprise Investment Services Inc.|855
TRUP|TRUPANION, INC. CMN|IATS|INTERACTIVE BROKERS LLC|37820
TRUP|TRUPANION, INC. CMN|IBKR|Interactive Brokers Llc|154813
TRUP|TRUPANION, INC. CMN|ICBX|INSTINET, LLC|25000
TRUP|TRUPANION, INC. CMN|IEQY|CITADEL SECURITIES LLC|28607
TRUP|TRUPANION, INC. CMN|INCA|INSTINET, LLC|194659
TRUP|TRUPANION, INC. CMN|INJX|INSTINET, LLC|21331
TRUP|TRUPANION, INC. CMN|ITGI|ITG Inc.|107027
TRUP|TRUPANION, INC. CMN|ITGP|ITG INC.|30600
TRUP|TRUPANION, INC. CMN|JEFF|JEFFERIES LLC|94493
TRUP|TRUPANION, INC. CMN|JMPT|JUMP TRADING, LLC|34513
TRUP|TRUPANION, INC. CMN|JONE|JonesTrading|181552
TRUP|TRUPANION, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|11250
TRUP|TRUPANION, INC. CMN|JPMX|J.P. Morgan Securities LLC|217173
TRUP|TRUPANION, INC. CMN|JSJX|JANE STREET CAPITAL LLC|12334
TRUP|TRUPANION, INC. CMN|KCGM|VIRTU Americas LLC|26182
TRUP|TRUPANION, INC. CMN|KING|C. L. King & Associates, Inc.|15375
TRUP|TRUPANION, INC. CMN|LAFC|R. F. Lafferty & Co., Inc.|2000
TRUP|TRUPANION, INC. CMN|LEHM|Barclays Capital Inc./Le|361227
TRUP|TRUPANION, INC. CMN|LIME|Lime Brokerage LLC|106820
TRUP|TRUPANION, INC. CMN|LMGP|LIME BROKERAGE LLC|1644
TRUP|TRUPANION, INC. CMN|LOOP|Loop Capital Markets LLC|600
TRUP|TRUPANION, INC. CMN|LQNA|LIQUIDNET, INC.|42500
TRUP|TRUPANION, INC. CMN|LSCI|Lek Securities Corporation|100
TRUP|TRUPANION, INC. CMN|MAXM|Maxim Group LLC|7894
TRUP|TRUPANION, INC. CMN|MBTS|ALLY INVEST SECURITIES LLC|513
TRUP|TRUPANION, INC. CMN|MCMF|Raymond James Ltd. Cds|1800
TRUP|TRUPANION, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105902
TRUP|TRUPANION, INC. CMN|MOTF|MOTIF INVESTING, INC.|16
TRUP|TRUPANION, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1000411
TRUP|TRUPANION, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|165200
TRUP|TRUPANION, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|29200
TRUP|TRUPANION, INC. CMN|NFSC|National Financial Services LLC|75277
TRUP|TRUPANION, INC. CMN|NITE|VIRTU Americas LLC|228632
TRUP|TRUPANION, INC. CMN|NITP|VIRTU Americas LLC|3563
TRUP|TRUPANION, INC. CMN|NQRB|Brut, LLC|4893
TRUP|TRUPANION, INC. CMN|OPCO|Oppenheimer & Co. Inc.|2268
TRUP|TRUPANION, INC. CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TRUP|TRUPANION, INC. CMN|PDQM|CODA MARKETS, INC.|44103
TRUP|TRUPANION, INC. CMN|PHLY|NASDAQ Execution Services, LLC|2000
TRUP|TRUPANION, INC. CMN|PIPR|Piper Jaffray & Co.|15796
TRUP|TRUPANION, INC. CMN|PWJC|UBS Financial Services, Inc.|1600
TRUP|TRUPANION, INC. CMN|RAJA|Raymond James & Associates, Inc.|4915
TRUP|TRUPANION, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|26149
TRUP|TRUPANION, INC. CMN|ROTH|Roth Capital Partners, LLC|1280
TRUP|TRUPANION, INC. CMN|SAGL|SAGETRADER, LLC|1024
TRUP|TRUPANION, INC. CMN|SBSH|Citigroup Global Markets Inc.|76330
TRUP|TRUPANION, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|93198
TRUP|TRUPANION, INC. CMN|SPDR|SPEEDROUTE LLC|17127
TRUP|TRUPANION, INC. CMN|SPHN|Stephens Inc.|45346
TRUP|TRUPANION, INC. CMN|SPTD|MINT GLOBAL MARKETS, INC.|2675
TRUP|TRUPANION, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|41701
TRUP|TRUPANION, INC. CMN|STKP|STOCKPILE INVESTMENTS, INC.|76
TRUP|TRUPANION, INC. CMN|STRS|STRATEGAS RESEARCH PARTNERS|717
TRUP|TRUPANION, INC. CMN|STTT|STATETRUST INVESTMENTS INC.|420
TRUP|TRUPANION, INC. CMN|SWIM|TD Ameritrade, Inc.|3779
TRUP|TRUPANION, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|2264
TRUP|TRUPANION, INC. CMN|TRBT|Tradebot Systems, Inc.|325
TRUP|TRUPANION, INC. CMN|TRCM|TRC MARKETS LLC|60752
TRUP|TRUPANION, INC. CMN|TWTT|TASTYWORKS, INC.|300
TRUP|TRUPANION, INC. CMN|UBSA|UBS SECURITIES LLC|289301
TRUP|TRUPANION, INC. CMN|UBSS|UBS Securities LLC|642789
TRUP|TRUPANION, INC. CMN|VALX|VIRTU AMERICAS LLC|9973
TRUP|TRUPANION, INC. CMN|VERT|The Vertical Trading Group, LLC|5365
TRUP|TRUPANION, INC. CMN|VGRD|Vanguard Marketing Corporation|2026
TRUP|TRUPANION, INC. CMN|WBLR|WILLIAM BLAIR|600
TRUP|TRUPANION, INC. CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|404
TRUP|TRUPANION, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|19359
TRUP|TRUPANION, INC. CMN|WDNX|WEEDEN & CO.L.P.|13698
TRUP|TRUPANION, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|500
TRUP|TRUPANION, INC. CMN|WEED|Weeden & Co.L.P.|2600
TRUP|TRUPANION, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6361
TRUP|TRUPANION, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9100
TRUP|TRUPANION, INC. CMN|WGIF|CIBC World Markets Inc.|3700
TRUP|TRUPANION, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|2092
TRUP|TRUPANION, INC. CMN|WTCO|Williams Trading LLC|9000
TRUP|TRUPANION, INC. CMN|XIST|INSTINET, LLC|11600
TRUP|TRUPANION, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|24400
TRUP|TRUPANION, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1401
TRUP|TRUPANION, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3488
TRV|THE TRAVELERS CO|ABLE|NATIXIS Securities Americas LLC|70530
TRV|THE TRAVELERS CO|AGIS|Aegis Capital Corp.|550
TRV|THE TRAVELERS CO|ALTX|Alternet Securities Inc.|7925
TRV|THE TRAVELERS CO|ANOS|ABEL/NOSER, L.L.C.|300
TRV|THE TRAVELERS CO|APCC|Apex Clearing Corporation|1901
TRV|THE TRAVELERS CO|BANK|Primevest Financial Services, Inc.|87
TRV|THE TRAVELERS CO|BARD|Robert W. Baird & Co. Incorporated|9496
TRV|THE TRAVELERS CO|BATM|CBOE TRADING, INC.|5272
TRV|THE TRAVELERS CO|BAYC|BAY CREST PARTNERS, LLC|248
TRV|THE TRAVELERS CO|BBNT|BB&T SECURITIES, LLC|2983
TRV|THE TRAVELERS CO|BERN|Sanford C. Bernstein & Co., LLC|56661
TRV|THE TRAVELERS CO|BIDS|BIDS TRADING L.P.|200
TRV|THE TRAVELERS CO|BIMI|Banca IMI Securities Corp.|152
TRV|THE TRAVELERS CO|BKCM|BNY Mellon Capital Markets LLC|36
TRV|THE TRAVELERS CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10592
TRV|THE TRAVELERS CO|BMOC|BMO Capital Markets Corp.|100
TRV|THE TRAVELERS CO|BNPX|BNP PARIBAS SECURITIES CORP.|464710
TRV|THE TRAVELERS CO|BRGE|Newbridge Securities Corp.|150
TRV|THE TRAVELERS CO|BTIG|BTIG, LLC|21216
TRV|THE TRAVELERS CO|BYXM|CBOE TRADING, INC.|1023
TRV|THE TRAVELERS CO|BZYD|GOLDMAN SACHS & CO. LLC|200
TRV|THE TRAVELERS CO|CABR|Cabrera Capital Markets, Inc.|41
TRV|THE TRAVELERS CO|CANT|Cantor Fitzgerald & Co.|14
TRV|THE TRAVELERS CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|26800
TRV|THE TRAVELERS CO|CHAS|Charles Schwab & Co., Inc.|1194
TRV|THE TRAVELERS CO|CIBP|CIBC World Markets Corp.|27867
TRV|THE TRAVELERS CO|CICF|Canaccord Genuity Corp.|4402
TRV|THE TRAVELERS CO|CIOI|CITIGROUP GLOBAL MARKETS INC|19807
TRV|THE TRAVELERS CO|CIST|Capital Institutional Services, Inc.|3340
TRV|THE TRAVELERS CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|39656
TRV|THE TRAVELERS CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13
TRV|THE TRAVELERS CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6638
TRV|THE TRAVELERS CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|554170
TRV|THE TRAVELERS CO|CTDL|Citadel Derivatives Group Llc|23067
TRV|THE TRAVELERS CO|CTLR|CUTLER GROUP, LP|1530
TRV|THE TRAVELERS CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|32666
TRV|THE TRAVELERS CO|DADA|D.A. Davidson & Co.|717
TRV|THE TRAVELERS CO|DAVA|Davenport & Company LLC|2980
TRV|THE TRAVELERS CO|DBAB|Deutsche Bank Securities Inc.|352971
TRV|THE TRAVELERS CO|DBAX|Deutsche Bank Securities Inc.|181800
TRV|THE TRAVELERS CO|DBUL|Deutsche Bank Securities Inc.|700
TRV|THE TRAVELERS CO|DCHF|Dart Executions, LLC|1726
TRV|THE TRAVELERS CO|DEAN|MORGAN STANLEY|14161
TRV|THE TRAVELERS CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1222
TRV|THE TRAVELERS CO|DOTC|Dougherty & Company LLC|1500
TRV|THE TRAVELERS CO|DOWL|Dowling & Partners Securities LLC|13000
TRV|THE TRAVELERS CO|DRWK|DRW SECURITIES, L.L.C.|3232
TRV|THE TRAVELERS CO|EBXL|EBX LLC|147100
TRV|THE TRAVELERS CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|4103
TRV|THE TRAVELERS CO|EDJC|Edward Jones / CDS|18
TRV|THE TRAVELERS CO|EDJO|Edward D. Jones & Co., L.P.|24017
TRV|THE TRAVELERS CO|EGAM|CBOE TRADING, INC.|11598
TRV|THE TRAVELERS CO|EGAW|CBOE TRADING, INC.|281
TRV|THE TRAVELERS CO|EGMT|EG MARKET TECHNOLOGIES LLC|500
TRV|THE TRAVELERS CO|EGXM|CBOE TRADING, INC.|6436
TRV|THE TRAVELERS CO|ESPO|ESPOSITO SECURITIES, LLC|3
TRV|THE TRAVELERS CO|ETBE|Electronic Transaction Clearing, Inc.|27196
TRV|THE TRAVELERS CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1978
TRV|THE TRAVELERS CO|ETCB|ETC BROKERAGE SERVICES, LLC|24
TRV|THE TRAVELERS CO|ETCC|Electronic Transaction Clearing, Inc.|1070
TRV|THE TRAVELERS CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39989
TRV|THE TRAVELERS CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1004
TRV|THE TRAVELERS CO|ETRS|E*Trade Securities LLC|45011
TRV|THE TRAVELERS CO|FIDT|Fidelity Clearing Canada ULC./ CDS|4
TRV|THE TRAVELERS CO|FILL|Tradestation Securities, Inc.|2917
TRV|THE TRAVELERS CO|FINX|FINTECH SECURITIES|1467
TRV|THE TRAVELERS CO|FMAF|NBCN Inc./ CDS|3614
TRV|THE TRAVELERS CO|FMCO|First Manhattan Co|3300
TRV|THE TRAVELERS CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3650
TRV|THE TRAVELERS CO|FQLS|Quantlab Securities LP|404360
TRV|THE TRAVELERS CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53978
TRV|THE TRAVELERS CO|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|16746
TRV|THE TRAVELERS CO|FTBR|Foliofn Investments, Inc.|6715
TRV|THE TRAVELERS CO|GEBB|GLOBAL EXECUTION BROKERS, LP|1280
TRV|THE TRAVELERS CO|GLIS|TD Securities Inc|116
TRV|THE TRAVELERS CO|GLPX|ACS EXECUTION SERVICES, LLC|25393
TRV|THE TRAVELERS CO|GSCO|GOLDMAN SACHS & CO. LLC|2245039
TRV|THE TRAVELERS CO|GSCS|GOLDMAN SACHS & CO. LLC|2253
TRV|THE TRAVELERS CO|GSLT|GOLDMAN SACHS & CO. LLC|5751
TRV|THE TRAVELERS CO|GTSZ|GTS SECURITIES LLC|420417
TRV|THE TRAVELERS CO|HAPX|HAP Trading, LLC|342
TRV|THE TRAVELERS CO|HRBF|American Enterprise Investment Services Inc.|6842
TRV|THE TRAVELERS CO|HSBC|HSBC Securities, Inc.|1775
TRV|THE TRAVELERS CO|IATS|INTERACTIVE BROKERS LLC|19361
TRV|THE TRAVELERS CO|IBKR|Interactive Brokers Llc|15259
TRV|THE TRAVELERS CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3363
TRV|THE TRAVELERS CO|ICBX|INSTINET, LLC|35080
TRV|THE TRAVELERS CO|IEQY|CITADEL SECURITIES LLC|152007
TRV|THE TRAVELERS CO|INCA|INSTINET, LLC|341930
TRV|THE TRAVELERS CO|INJX|INSTINET, LLC|4437
TRV|THE TRAVELERS CO|ITGI|ITG Inc.|64104
TRV|THE TRAVELERS CO|ITGP|ITG INC.|181000
TRV|THE TRAVELERS CO|JANY|Janney Montgomery Scott Inc.|21146
TRV|THE TRAVELERS CO|JEFF|JEFFERIES LLC|91971
TRV|THE TRAVELERS CO|JMPT|JUMP TRADING, LLC|34794
TRV|THE TRAVELERS CO|JPBX|J.P. MORGAN SECURITIES LLC|185050
TRV|THE TRAVELERS CO|JPMX|J.P. Morgan Securities LLC|580440
TRV|THE TRAVELERS CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
TRV|THE TRAVELERS CO|JSJX|JANE STREET CAPITAL LLC|4502
TRV|THE TRAVELERS CO|KCGM|VIRTU Americas LLC|34316
TRV|THE TRAVELERS CO|LEHM|Barclays Capital Inc./Le|1026615
TRV|THE TRAVELERS CO|LGNT|COR CLEARING LLC|4
TRV|THE TRAVELERS CO|LIME|Lime Brokerage LLC|76913
TRV|THE TRAVELERS CO|LIWD|LIME BROKERAGE LLC|48
TRV|THE TRAVELERS CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|32400
TRV|THE TRAVELERS CO|LOOP|Loop Capital Markets LLC|4034
TRV|THE TRAVELERS CO|LSCI|Lek Securities Corporation|72
TRV|THE TRAVELERS CO|MACC|Mid Atlantic Capital Corporation|1732
TRV|THE TRAVELERS CO|MACQ|Macquarie Capital (USA) Inc.|100
TRV|THE TRAVELERS CO|MAXM|Maxim Group LLC|20909
TRV|THE TRAVELERS CO|MCBT|Moors & Cabot, Inc.|120
TRV|THE TRAVELERS CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|121504
TRV|THE TRAVELERS CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
TRV|THE TRAVELERS CO|MOTF|MOTIF INVESTING, INC.|17
TRV|THE TRAVELERS CO|MSCO|MORGAN STANLEY & CO. LLC|1439443
TRV|THE TRAVELERS CO|MSPL|MORGAN STANLEY & CO. LLC|154900
TRV|THE TRAVELERS CO|MSTX|MORGAN STANLEY & CO. LLC|119000
TRV|THE TRAVELERS CO|NBCS|NBC Securities, INC.|24
TRV|THE TRAVELERS CO|NEUB|NEUBERGER BERMAN BD LLC|7861
TRV|THE TRAVELERS CO|NFSC|National Financial Services LLC|220910
TRV|THE TRAVELERS CO|NITE|VIRTU Americas LLC|490910
TRV|THE TRAVELERS CO|NQRB|Brut, LLC|18644
TRV|THE TRAVELERS CO|NTBF|BMO Nesbitt Burns Inc./CDS|250
TRV|THE TRAVELERS CO|NTRC|Northern Trust Securities, Inc.|517
TRV|THE TRAVELERS CO|OHOS|TWO SIGMA SECURITIES, LLC|156031
TRV|THE TRAVELERS CO|OPCO|Oppenheimer & Co. Inc.|3970
TRV|THE TRAVELERS CO|OTAA|OTA LLC|100
TRV|THE TRAVELERS CO|PDQM|CODA MARKETS, INC.|57500
TRV|THE TRAVELERS CO|PHLY|NASDAQ Execution Services, LLC|2600
TRV|THE TRAVELERS CO|PIPR|Piper Jaffray & Co.|100
TRV|THE TRAVELERS CO|PNSR|Penserra Securities, LLC|153570
TRV|THE TRAVELERS CO|PWJC|UBS Financial Services, Inc.|10009
TRV|THE TRAVELERS CO|RBCM|RBC CAPITAL MARKETS, LLC|17463
TRV|THE TRAVELERS CO|SAGL|SAGETRADER, LLC|29787
TRV|THE TRAVELERS CO|SALI|INTL FCSTONE FINANCIAL INC.|380
TRV|THE TRAVELERS CO|SBSH|Citigroup Global Markets Inc.|344994
TRV|THE TRAVELERS CO|SCMC|Scotia Capital Markets (USA) Inc.|156400
TRV|THE TRAVELERS CO|SEIC|SEI Investments Distribution Co.|3115
TRV|THE TRAVELERS CO|SGMT|GOLDMAN SACHS & CO. LLC|88563
TRV|THE TRAVELERS CO|SPDR|SPEEDROUTE LLC|11900
TRV|THE TRAVELERS CO|SPHN|Stephens Inc.|194
TRV|THE TRAVELERS CO|STFL|Stifel, Nicolaus & Company, Incorporated|7336
TRV|THE TRAVELERS CO|STKP|STOCKPILE INVESTMENTS, INC.|22
TRV|THE TRAVELERS CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4234
TRV|THE TRAVELERS CO|SWIM|TD Ameritrade, Inc.|14216
TRV|THE TRAVELERS CO|SWST|Hilltop Securities Inc.|9022
TRV|THE TRAVELERS CO|TKNG|ALLY INVEST SECURITIES LLC|600
TRV|THE TRAVELERS CO|TRBT|Tradebot Systems, Inc.|164910
TRV|THE TRAVELERS CO|TRCM|TRC MARKETS LLC|212712
TRV|THE TRAVELERS CO|UBSA|UBS SECURITIES LLC|527898
TRV|THE TRAVELERS CO|UBSS|UBS Securities LLC|888673
TRV|THE TRAVELERS CO|VALX|VIRTU AMERICAS LLC|19794
TRV|THE TRAVELERS CO|VGRD|Vanguard Marketing Corporation|9336
TRV|THE TRAVELERS CO|WABR|Wall Street Access|4227
TRV|THE TRAVELERS CO|WBLR|WILLIAM BLAIR|364
TRV|THE TRAVELERS CO|WBPX|SUMMIT SECURITIES GROUP, LLC|2350
TRV|THE TRAVELERS CO|WCHV|WELLS FARGO SECURITIES, LLC|101915
TRV|THE TRAVELERS CO|WDNX|WEEDEN & CO.L.P.|4140
TRV|THE TRAVELERS CO|WEDB|WEDBUSH SECURITIES INC.|13855
TRV|THE TRAVELERS CO|WEED|Weeden & Co.L.P.|1372
TRV|THE TRAVELERS CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23049
TRV|THE TRAVELERS CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43349
TRV|THE TRAVELERS CO|WGIF|CIBC World Markets Inc.|157
TRV|THE TRAVELERS CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5257
TRV|THE TRAVELERS CO|WSAG|WALL STREET ACCESS|6
TRV|THE TRAVELERS CO|WSEA|WOLVERINE SECURITIES, LLC|3831
TRV|THE TRAVELERS CO|XIST|INSTINET, LLC|54780
TRV|THE TRAVELERS CO|XPQR|Jump Trading|189
TRV|THE TRAVELERS CO|XPUS|XP SECURITIES, LLC|100
TRV|THE TRAVELERS CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|58508
TRV|THE TRAVELERS CO|YKNA|COMHAR CAPITAL MARKETS, LLC|2183
TRV|THE TRAVELERS CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14126
TRVG|TRIVAGO N.V. ADS|AGIS|Aegis Capital Corp.|1200
TRVG|TRIVAGO N.V. ADS|ALTX|Alternet Securities Inc.|21033
TRVG|TRIVAGO N.V. ADS|APCC|Apex Clearing Corporation|35866
TRVG|TRIVAGO N.V. ADS|BATM|CBOE TRADING, INC.|1600
TRVG|TRIVAGO N.V. ADS|BAYT|BTIG, LLC|66995
TRVG|TRIVAGO N.V. ADS|BERN|Sanford C. Bernstein & Co., LLC|37901
TRVG|TRIVAGO N.V. ADS|BIMI|Banca IMI Securities Corp.|2000
TRVG|TRIVAGO N.V. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24034
TRVG|TRIVAGO N.V. ADS|BRGE|Newbridge Securities Corp.|2750
TRVG|TRIVAGO N.V. ADS|BYXM|CBOE TRADING, INC.|100
TRVG|TRIVAGO N.V. ADS|CHAS|Charles Schwab & Co., Inc.|24318
TRVG|TRIVAGO N.V. ADS|CIST|Capital Institutional Services, Inc.|5000
TRVG|TRIVAGO N.V. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21565
TRVG|TRIVAGO N.V. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2700
TRVG|TRIVAGO N.V. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|260266
TRVG|TRIVAGO N.V. ADS|CTDL|Citadel Derivatives Group Llc|30
TRVG|TRIVAGO N.V. ADS|CTLR|CUTLER GROUP, LP|1900
TRVG|TRIVAGO N.V. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|17736
TRVG|TRIVAGO N.V. ADS|DAWA|Daiwa Capital Markets America Inc.|500
TRVG|TRIVAGO N.V. ADS|DBAB|Deutsche Bank Securities Inc.|140607
TRVG|TRIVAGO N.V. ADS|DBAX|Deutsche Bank Securities Inc.|355700
TRVG|TRIVAGO N.V. ADS|DBUL|Deutsche Bank Securities Inc.|1306
TRVG|TRIVAGO N.V. ADS|DEGS|RONIN PROFESSIONAL LLC|61640
TRVG|TRIVAGO N.V. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|77918
TRVG|TRIVAGO N.V. ADS|EBXL|EBX LLC|167400
TRVG|TRIVAGO N.V. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|195
TRVG|TRIVAGO N.V. ADS|EDJO|Edward D. Jones & Co., L.P.|4651
TRVG|TRIVAGO N.V. ADS|EGAM|CBOE TRADING, INC.|12440
TRVG|TRIVAGO N.V. ADS|EGAW|CBOE TRADING, INC.|100
TRVG|TRIVAGO N.V. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|200
TRVG|TRIVAGO N.V. ADS|EGXM|CBOE TRADING, INC.|11670
TRVG|TRIVAGO N.V. ADS|EGXW|CBOE TRADING, INC.|100
TRVG|TRIVAGO N.V. ADS|ELEV|ELEVATION, LLC|21120
TRVG|TRIVAGO N.V. ADS|ETBE|Electronic Transaction Clearing, Inc.|4254
TRVG|TRIVAGO N.V. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2766
TRVG|TRIVAGO N.V. ADS|ETRS|E*Trade Securities LLC|466322
TRVG|TRIVAGO N.V. ADS|FBCO|Credit Suisse Securities (USA) LLC|231618
TRVG|TRIVAGO N.V. ADS|FBSB|U.S. Bancorp Investments, Inc.|830
TRVG|TRIVAGO N.V. ADS|FFSI|Firstrade Securities Inc.|2900
TRVG|TRIVAGO N.V. ADS|FILL|Tradestation Securities, Inc.|6976
TRVG|TRIVAGO N.V. ADS|FMAF|NBCN Inc./ CDS|6400
TRVG|TRIVAGO N.V. ADS|FOMA|TD AMERITRADE CLEARING, INC.|1628690
TRVG|TRIVAGO N.V. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|216159
TRVG|TRIVAGO N.V. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|33842
TRVG|TRIVAGO N.V. ADS|FTBR|Foliofn Investments, Inc.|271
TRVG|TRIVAGO N.V. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|27173
TRVG|TRIVAGO N.V. ADS|GLPX|ACS EXECUTION SERVICES, LLC|26410
TRVG|TRIVAGO N.V. ADS|GSCO|GOLDMAN SACHS & CO. LLC|326904
TRVG|TRIVAGO N.V. ADS|GSCS|GOLDMAN SACHS & CO. LLC|19165
TRVG|TRIVAGO N.V. ADS|GSIC|GLOBAL STRATEGIC INVESTMENTS|500
TRVG|TRIVAGO N.V. ADS|GSLT|GOLDMAN SACHS & CO. LLC|18469
TRVG|TRIVAGO N.V. ADS|GTSZ|GTS SECURITIES LLC|5889
TRVG|TRIVAGO N.V. ADS|HRBF|American Enterprise Investment Services Inc.|3500
TRVG|TRIVAGO N.V. ADS|HSBC|HSBC Securities, Inc.|231
TRVG|TRIVAGO N.V. ADS|IATS|INTERACTIVE BROKERS LLC|17790
TRVG|TRIVAGO N.V. ADS|IBKR|Interactive Brokers Llc|345944
TRVG|TRIVAGO N.V. ADS|ICBX|INSTINET, LLC|52246
TRVG|TRIVAGO N.V. ADS|INCA|INSTINET, LLC|216988
TRVG|TRIVAGO N.V. ADS|INJX|INSTINET, LLC|7400
TRVG|TRIVAGO N.V. ADS|ITGI|ITG Inc.|74445
TRVG|TRIVAGO N.V. ADS|ITGP|ITG INC.|502000
TRVG|TRIVAGO N.V. ADS|JANY|Janney Montgomery Scott Inc.|929
TRVG|TRIVAGO N.V. ADS|JEFF|JEFFERIES LLC|52387
TRVG|TRIVAGO N.V. ADS|JMPT|JUMP TRADING, LLC|85557
TRVG|TRIVAGO N.V. ADS|JPBX|J.P. MORGAN SECURITIES LLC|151754
TRVG|TRIVAGO N.V. ADS|JPMX|J.P. Morgan Securities LLC|742499
TRVG|TRIVAGO N.V. ADS|JSJX|JANE STREET CAPITAL LLC|1000
TRVG|TRIVAGO N.V. ADS|KCGM|VIRTU Americas LLC|72549
TRVG|TRIVAGO N.V. ADS|LEHM|Barclays Capital Inc./Le|358773
TRVG|TRIVAGO N.V. ADS|LIME|Lime Brokerage LLC|112687
TRVG|TRIVAGO N.V. ADS|LQNA|LIQUIDNET, INC.|36200
TRVG|TRIVAGO N.V. ADS|LSCI|Lek Securities Corporation|2996
TRVG|TRIVAGO N.V. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
TRVG|TRIVAGO N.V. ADS|MAVB|Great Point Capital LLC|100
TRVG|TRIVAGO N.V. ADS|MBTS|ALLY INVEST SECURITIES LLC|39614
TRVG|TRIVAGO N.V. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79028
TRVG|TRIVAGO N.V. ADS|MOTF|MOTIF INVESTING, INC.|17
TRVG|TRIVAGO N.V. ADS|MSCO|MORGAN STANLEY & CO. LLC|814159
TRVG|TRIVAGO N.V. ADS|MSPL|MORGAN STANLEY & CO. LLC|105800
TRVG|TRIVAGO N.V. ADS|MSTX|MORGAN STANLEY & CO. LLC|5400
TRVG|TRIVAGO N.V. ADS|NATL|National Securities Corporation|750
TRVG|TRIVAGO N.V. ADS|NFSC|National Financial Services LLC|449719
TRVG|TRIVAGO N.V. ADS|NITE|VIRTU Americas LLC|2059542
TRVG|TRIVAGO N.V. ADS|NITP|VIRTU Americas LLC|200
TRVG|TRIVAGO N.V. ADS|NQRB|Brut, LLC|10404
TRVG|TRIVAGO N.V. ADS|OPCO|Oppenheimer & Co. Inc.|20955
TRVG|TRIVAGO N.V. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11125
TRVG|TRIVAGO N.V. ADS|PCPT|PHILLIP CAPITAL INC.|2000
TRVG|TRIVAGO N.V. ADS|PDQM|CODA MARKETS, INC.|50649
TRVG|TRIVAGO N.V. ADS|PHLY|NASDAQ Execution Services, LLC|6200
TRVG|TRIVAGO N.V. ADS|RAJA|Raymond James & Associates, Inc.|7175
TRVG|TRIVAGO N.V. ADS|RBCM|RBC CAPITAL MARKETS, LLC|49417
TRVG|TRIVAGO N.V. ADS|SAGL|SAGETRADER, LLC|4700
TRVG|TRIVAGO N.V. ADS|SALI|INTL FCSTONE FINANCIAL INC.|300
TRVG|TRIVAGO N.V. ADS|SBSH|Citigroup Global Markets Inc.|5070
TRVG|TRIVAGO N.V. ADS|SGMT|GOLDMAN SACHS & CO. LLC|95474
TRVG|TRIVAGO N.V. ADS|SPDR|SPEEDROUTE LLC|2325
TRVG|TRIVAGO N.V. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|1000
TRVG|TRIVAGO N.V. ADS|STKP|STOCKPILE INVESTMENTS, INC.|286
TRVG|TRIVAGO N.V. ADS|SWIM|TD Ameritrade, Inc.|615143
TRVG|TRIVAGO N.V. ADS|SWST|Hilltop Securities Inc.|4745
TRVG|TRIVAGO N.V. ADS|TKNG|ALLY INVEST SECURITIES LLC|37852
TRVG|TRIVAGO N.V. ADS|TRBT|Tradebot Systems, Inc.|164359
TRVG|TRIVAGO N.V. ADS|TRCM|TRC MARKETS LLC|82088
TRVG|TRIVAGO N.V. ADS|TWTT|TASTYWORKS, INC.|100
TRVG|TRIVAGO N.V. ADS|UBSA|UBS SECURITIES LLC|504470
TRVG|TRIVAGO N.V. ADS|UBSS|UBS Securities LLC|753604
TRVG|TRIVAGO N.V. ADS|VALX|VIRTU AMERICAS LLC|14539
TRVG|TRIVAGO N.V. ADS|VGRD|Vanguard Marketing Corporation|12783
TRVG|TRIVAGO N.V. ADS|VSIN|Vision Financial Markets Llc|24180
TRVG|TRIVAGO N.V. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|600
TRVG|TRIVAGO N.V. ADS|WCHV|WELLS FARGO SECURITIES, LLC|128566
TRVG|TRIVAGO N.V. ADS|WEDB|WEDBUSH SECURITIES INC.|8300
TRVG|TRIVAGO N.V. ADS|WEED|Weeden & Co.L.P.|4489
TRVG|TRIVAGO N.V. ADS|WESC|Wellington Shields & Co., LLC|100
TRVG|TRIVAGO N.V. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7865
TRVG|TRIVAGO N.V. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32619
TRVG|TRIVAGO N.V. ADS|WGIF|CIBC World Markets Inc.|5770
TRVG|TRIVAGO N.V. ADS|WORD|Worden Capital Management LLC|94374
TRVG|TRIVAGO N.V. ADS|WSEA|WOLVERINE SECURITIES, LLC|39274
TRVG|TRIVAGO N.V. ADS|XIST|INSTINET, LLC|10000
TRVG|TRIVAGO N.V. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|40470
TRVG|TRIVAGO N.V. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|5718
TRVG|TRIVAGO N.V. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1650
TRVN|TREVENA, INC.|ALTX|Alternet Securities Inc.|6272
TRVN|TREVENA, INC.|APCC|Apex Clearing Corporation|34921
TRVN|TREVENA, INC.|BATM|CBOE TRADING, INC.|739
TRVN|TREVENA, INC.|BERN|Sanford C. Bernstein & Co., LLC|32
TRVN|TREVENA, INC.|BIMI|Banca IMI Securities Corp.|8300
TRVN|TREVENA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7341
TRVN|TREVENA, INC.|BMOC|BMO Capital Markets Corp.|8860
TRVN|TREVENA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4287
TRVN|TREVENA, INC.|BTIG|BTIG, LLC|16035
TRVN|TREVENA, INC.|BYXM|CBOE TRADING, INC.|320
TRVN|TREVENA, INC.|CANT|Cantor Fitzgerald & Co.|463
TRVN|TREVENA, INC.|CHAS|Charles Schwab & Co., Inc.|18669
TRVN|TREVENA, INC.|CLSA|CLSA AMERICAS, LLC|30900
TRVN|TREVENA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44033
TRVN|TREVENA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3028
TRVN|TREVENA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|242745
TRVN|TREVENA, INC.|CTDL|Citadel Derivatives Group Llc|6621
TRVN|TREVENA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|34616
TRVN|TREVENA, INC.|DBAB|Deutsche Bank Securities Inc.|677788
TRVN|TREVENA, INC.|DBAX|Deutsche Bank Securities Inc.|159500
TRVN|TREVENA, INC.|DEAN|MORGAN STANLEY|1300
TRVN|TREVENA, INC.|DEGS|RONIN PROFESSIONAL LLC|88274
TRVN|TREVENA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|88427
TRVN|TREVENA, INC.|EBXL|EBX LLC|119200
TRVN|TREVENA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|946
TRVN|TREVENA, INC.|EDJO|Edward D. Jones & Co., L.P.|3665
TRVN|TREVENA, INC.|EGAM|CBOE TRADING, INC.|5012
TRVN|TREVENA, INC.|EGAW|CBOE TRADING, INC.|100
TRVN|TREVENA, INC.|EGXM|CBOE TRADING, INC.|4801
TRVN|TREVENA, INC.|ETBE|Electronic Transaction Clearing, Inc.|15238
TRVN|TREVENA, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10894
TRVN|TREVENA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8756
TRVN|TREVENA, INC.|ETRS|E*Trade Securities LLC|972100
TRVN|TREVENA, INC.|FBCO|Credit Suisse Securities (USA) LLC|271834
TRVN|TREVENA, INC.|FBSB|U.S. Bancorp Investments, Inc.|40900
TRVN|TREVENA, INC.|FILL|Tradestation Securities, Inc.|58132
TRVN|TREVENA, INC.|FMAF|NBCN Inc./ CDS|18450
TRVN|TREVENA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1563189
TRVN|TREVENA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39355
TRVN|TREVENA, INC.|FTBR|Foliofn Investments, Inc.|582
TRVN|TREVENA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|146310
TRVN|TREVENA, INC.|GLIS|TD Securities Inc|120
TRVN|TREVENA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|15319
TRVN|TREVENA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1792321
TRVN|TREVENA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|12300
TRVN|TREVENA, INC.|GTSZ|GTS SECURITIES LLC|1000
TRVN|TREVENA, INC.|HASF|Haywood Securities Inc./CDS|2500
TRVN|TREVENA, INC.|HRBF|American Enterprise Investment Services Inc.|9300
TRVN|TREVENA, INC.|HSBC|HSBC Securities, Inc.|1100
TRVN|TREVENA, INC.|IATS|INTERACTIVE BROKERS LLC|96904
TRVN|TREVENA, INC.|IBKR|Interactive Brokers Llc|342084
TRVN|TREVENA, INC.|ICBX|INSTINET, LLC|91561
TRVN|TREVENA, INC.|IEQY|CITADEL SECURITIES LLC|6187
TRVN|TREVENA, INC.|INCA|INSTINET, LLC|202118
TRVN|TREVENA, INC.|INJX|INSTINET, LLC|175653
TRVN|TREVENA, INC.|ITGI|ITG Inc.|27633
TRVN|TREVENA, INC.|ITGP|ITG INC.|33600
TRVN|TREVENA, INC.|JANY|Janney Montgomery Scott Inc.|1000
TRVN|TREVENA, INC.|JEFF|JEFFERIES LLC|75333
TRVN|TREVENA, INC.|JMPT|JUMP TRADING, LLC|73777
TRVN|TREVENA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|8244
TRVN|TREVENA, INC.|JPMX|J.P. Morgan Securities LLC|277914
TRVN|TREVENA, INC.|JSJX|JANE STREET CAPITAL LLC|2636
TRVN|TREVENA, INC.|KCGM|VIRTU Americas LLC|59493
TRVN|TREVENA, INC.|LEHM|Barclays Capital Inc./Le|1228693
TRVN|TREVENA, INC.|LIME|Lime Brokerage LLC|67386
TRVN|TREVENA, INC.|LOOP|Loop Capital Markets LLC|7673
TRVN|TREVENA, INC.|LSCI|Lek Securities Corporation|1500
TRVN|TREVENA, INC.|MACQ|Macquarie Capital (USA) Inc.|7395
TRVN|TREVENA, INC.|MAXM|Maxim Group LLC|1722
TRVN|TREVENA, INC.|MBTS|ALLY INVEST SECURITIES LLC|32047
TRVN|TREVENA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134302
TRVN|TREVENA, INC.|MSCO|MORGAN STANLEY & CO. LLC|3224054
TRVN|TREVENA, INC.|MSPL|MORGAN STANLEY & CO. LLC|355500
TRVN|TREVENA, INC.|MSTX|MORGAN STANLEY & CO. LLC|244300
TRVN|TREVENA, INC.|NATL|National Securities Corporation|10684
TRVN|TREVENA, INC.|NEED|Needham & Company, LLC|29038
TRVN|TREVENA, INC.|NFSC|National Financial Services LLC|1614224
TRVN|TREVENA, INC.|NITE|VIRTU Americas LLC|2543398
TRVN|TREVENA, INC.|NITP|VIRTU Americas LLC|91737
TRVN|TREVENA, INC.|NQRB|Brut, LLC|3500
TRVN|TREVENA, INC.|NTFN|Network 1 Financial Securities Inc.|4500
TRVN|TREVENA, INC.|OPCO|Oppenheimer & Co. Inc.|4000
TRVN|TREVENA, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1260
TRVN|TREVENA, INC.|PDQM|CODA MARKETS, INC.|38187
TRVN|TREVENA, INC.|PHLY|NASDAQ Execution Services, LLC|200
TRVN|TREVENA, INC.|PWJC|UBS Financial Services, Inc.|277
TRVN|TREVENA, INC.|RAJA|Raymond James & Associates, Inc.|2500
TRVN|TREVENA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|700
TRVN|TREVENA, INC.|RGLD|Regal Securities, Inc|1000
TRVN|TREVENA, INC.|SBSH|Citigroup Global Markets Inc.|894924
TRVN|TREVENA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|83278
TRVN|TREVENA, INC.|SOGO|Wang Investment Associates, Inc.|3000
TRVN|TREVENA, INC.|SPDR|SPEEDROUTE LLC|10800
TRVN|TREVENA, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1672
TRVN|TREVENA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|700
TRVN|TREVENA, INC.|SWIM|TD Ameritrade, Inc.|332358
TRVN|TREVENA, INC.|TKNG|ALLY INVEST SECURITIES LLC|17025
TRVN|TREVENA, INC.|TRBT|Tradebot Systems, Inc.|163167
TRVN|TREVENA, INC.|TRCM|TRC MARKETS LLC|53054
TRVN|TREVENA, INC.|TWTT|TASTYWORKS, INC.|7400
TRVN|TREVENA, INC.|UBSA|UBS SECURITIES LLC|502971
TRVN|TREVENA, INC.|UBSS|UBS Securities LLC|2912405
TRVN|TREVENA, INC.|VALX|VIRTU AMERICAS LLC|32094
TRVN|TREVENA, INC.|VERT|The Vertical Trading Group, LLC|23200
TRVN|TREVENA, INC.|VGRD|Vanguard Marketing Corporation|101593
TRVN|TREVENA, INC.|VSIN|Vision Financial Markets Llc|1195
TRVN|TREVENA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|115462
TRVN|TREVENA, INC.|WEDB|WEDBUSH SECURITIES INC.|500
TRVN|TREVENA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2100
TRVN|TREVENA, INC.|WGIF|CIBC World Markets Inc.|8600
TRVN|TREVENA, INC.|WHOT|JUST2TRADE, INC.|400
TRVN|TREVENA, INC.|WSEA|WOLVERINE SECURITIES, LLC|18358
TRVN|TREVENA, INC.|XIST|INSTINET, LLC|14400
TRVN|TREVENA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|44000
TRVN|TREVENA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1901
TRVN|TREVENA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8884
TRX|TANZANIAN ROYALTY EX|APCC|Apex Clearing Corporation|3614
TRX|TANZANIAN ROYALTY EX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
TRX|TANZANIAN ROYALTY EX|CANT|Cantor Fitzgerald & Co.|93
TRX|TANZANIAN ROYALTY EX|CHAS|Charles Schwab & Co., Inc.|2789
TRX|TANZANIAN ROYALTY EX|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5800
TRX|TANZANIAN ROYALTY EX|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3700
TRX|TANZANIAN ROYALTY EX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7180
TRX|TANZANIAN ROYALTY EX|DBAB|Deutsche Bank Securities Inc.|5359
TRX|TANZANIAN ROYALTY EX|DBAX|Deutsche Bank Securities Inc.|600
TRX|TANZANIAN ROYALTY EX|DEGS|RONIN PROFESSIONAL LLC|1080
TRX|TANZANIAN ROYALTY EX|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17400
TRX|TANZANIAN ROYALTY EX|EBXL|EBX LLC|14300
TRX|TANZANIAN ROYALTY EX|EGAM|CBOE TRADING, INC.|160
TRX|TANZANIAN ROYALTY EX|ETRS|E*Trade Securities LLC|131809
TRX|TANZANIAN ROYALTY EX|FILL|Tradestation Securities, Inc.|1450
TRX|TANZANIAN ROYALTY EX|FTBR|Foliofn Investments, Inc.|1459
TRX|TANZANIAN ROYALTY EX|GSLT|GOLDMAN SACHS & CO. LLC|2322
TRX|TANZANIAN ROYALTY EX|HRBF|American Enterprise Investment Services Inc.|10895
TRX|TANZANIAN ROYALTY EX|IATS|INTERACTIVE BROKERS LLC|1000
TRX|TANZANIAN ROYALTY EX|IBKR|Interactive Brokers Llc|24184
TRX|TANZANIAN ROYALTY EX|ICBX|INSTINET, LLC|4100
TRX|TANZANIAN ROYALTY EX|INCA|INSTINET, LLC|1
TRX|TANZANIAN ROYALTY EX|ITGP|ITG INC.|2000
TRX|TANZANIAN ROYALTY EX|JANY|Janney Montgomery Scott Inc.|217
TRX|TANZANIAN ROYALTY EX|LEHM|Barclays Capital Inc./Le|16686
TRX|TANZANIAN ROYALTY EX|LIME|Lime Brokerage LLC|371
TRX|TANZANIAN ROYALTY EX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
TRX|TANZANIAN ROYALTY EX|MOTF|MOTIF INVESTING, INC.|2
TRX|TANZANIAN ROYALTY EX|MSCO|MORGAN STANLEY & CO. LLC|43200
TRX|TANZANIAN ROYALTY EX|NATL|National Securities Corporation|50
TRX|TANZANIAN ROYALTY EX|NFSC|National Financial Services LLC|383239
TRX|TANZANIAN ROYALTY EX|NITE|VIRTU Americas LLC|431191
TRX|TANZANIAN ROYALTY EX|NTBF|BMO Nesbitt Burns Inc./CDS|33785
TRX|TANZANIAN ROYALTY EX|PCPT|PHILLIP CAPITAL INC.|8415
TRX|TANZANIAN ROYALTY EX|PDQM|CODA MARKETS, INC.|609
TRX|TANZANIAN ROYALTY EX|PWJC|UBS Financial Services, Inc.|18800
TRX|TANZANIAN ROYALTY EX|RBCM|RBC CAPITAL MARKETS, LLC|1000
TRX|TANZANIAN ROYALTY EX|SGMT|GOLDMAN SACHS & CO. LLC|2100
TRX|TANZANIAN ROYALTY EX|SPDR|SPEEDROUTE LLC|7000
TRX|TANZANIAN ROYALTY EX|STFL|Stifel, Nicolaus & Company, Incorporated|1700
TRX|TANZANIAN ROYALTY EX|SWIM|TD Ameritrade, Inc.|34956
TRX|TANZANIAN ROYALTY EX|TKNG|ALLY INVEST SECURITIES LLC|13310
TRX|TANZANIAN ROYALTY EX|UBSA|UBS SECURITIES LLC|20620
TRX|TANZANIAN ROYALTY EX|UBSS|UBS Securities LLC|52184
TRX|TANZANIAN ROYALTY EX|VALX|VIRTU AMERICAS LLC|60
TRX|TANZANIAN ROYALTY EX|VGRD|Vanguard Marketing Corporation|16663
TRX|TANZANIAN ROYALTY EX|WCHV|WELLS FARGO SECURITIES, LLC|21062
TRX|TANZANIAN ROYALTY EX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5217
TRX|TANZANIAN ROYALTY EX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|980
TRX|TANZANIAN ROYALTY EX|WSEA|WOLVERINE SECURITIES, LLC|18069
TRX|TANZANIAN ROYALTY EX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5700
TRXC|TRANSENTERIX, INC.|ADAM|CANACCORD GENUITY INC.|1970
TRXC|TRANSENTERIX, INC.|AGIS|Aegis Capital Corp.|104741
TRXC|TRANSENTERIX, INC.|ALTX|Alternet Securities Inc.|69287
TRXC|TRANSENTERIX, INC.|APCC|Apex Clearing Corporation|624341
TRXC|TRANSENTERIX, INC.|BANK|Primevest Financial Services, Inc.|768
TRXC|TRANSENTERIX, INC.|BARD|Robert W. Baird & Co. Incorporated|75848
TRXC|TRANSENTERIX, INC.|BATM|CBOE TRADING, INC.|82906
TRXC|TRANSENTERIX, INC.|BAYC|BAY CREST PARTNERS, LLC|9377
TRXC|TRANSENTERIX, INC.|BAYT|BTIG, LLC|27500
TRXC|TRANSENTERIX, INC.|BBNT|BB&T SECURITIES, LLC|3450
TRXC|TRANSENTERIX, INC.|BERN|Sanford C. Bernstein & Co., LLC|22937
TRXC|TRANSENTERIX, INC.|BIMI|Banca IMI Securities Corp.|469772
TRXC|TRANSENTERIX, INC.|BKCM|BNY Mellon Capital Markets LLC|100
TRXC|TRANSENTERIX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|153912
TRXC|TRANSENTERIX, INC.|BLKX|INSTINET, LLC|159300
TRXC|TRANSENTERIX, INC.|BRGE|Newbridge Securities Corp.|200
TRXC|TRANSENTERIX, INC.|BTIG|BTIG, LLC|58157
TRXC|TRANSENTERIX, INC.|BYXM|CBOE TRADING, INC.|1222
TRXC|TRANSENTERIX, INC.|CANT|Cantor Fitzgerald & Co.|16086
TRXC|TRANSENTERIX, INC.|CHAS|Charles Schwab & Co., Inc.|115629
TRXC|TRANSENTERIX, INC.|CICF|Canaccord Genuity Corp.|500
TRXC|TRANSENTERIX, INC.|CIST|Capital Institutional Services, Inc.|150
TRXC|TRANSENTERIX, INC.|CLSA|CLSA AMERICAS, LLC|5600
TRXC|TRANSENTERIX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|509116
TRXC|TRANSENTERIX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|49360
TRXC|TRANSENTERIX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|249743
TRXC|TRANSENTERIX, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|1
TRXC|TRANSENTERIX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2128281
TRXC|TRANSENTERIX, INC.|CSMS|CORNERSTONE MACRO LLC|5100
TRXC|TRANSENTERIX, INC.|CTDL|Citadel Derivatives Group Llc|46996
TRXC|TRANSENTERIX, INC.|CTLR|CUTLER GROUP, LP|1100
TRXC|TRANSENTERIX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|572678
TRXC|TRANSENTERIX, INC.|DADA|D.A. Davidson & Co.|30500
TRXC|TRANSENTERIX, INC.|DAVA|Davenport & Company LLC|200
TRXC|TRANSENTERIX, INC.|DBAB|Deutsche Bank Securities Inc.|385873
TRXC|TRANSENTERIX, INC.|DBAX|Deutsche Bank Securities Inc.|1058600
TRXC|TRANSENTERIX, INC.|DEAN|MORGAN STANLEY|74722
TRXC|TRANSENTERIX, INC.|DEGS|RONIN PROFESSIONAL LLC|82769
TRXC|TRANSENTERIX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|60487
TRXC|TRANSENTERIX, INC.|DRWK|DRW SECURITIES, L.L.C.|971
TRXC|TRANSENTERIX, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|21140
TRXC|TRANSENTERIX, INC.|EBXL|EBX LLC|921000
TRXC|TRANSENTERIX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|125457
TRXC|TRANSENTERIX, INC.|EDJO|Edward D. Jones & Co., L.P.|166111
TRXC|TRANSENTERIX, INC.|EGAM|CBOE TRADING, INC.|105241
TRXC|TRANSENTERIX, INC.|EGAW|CBOE TRADING, INC.|11747
TRXC|TRANSENTERIX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
TRXC|TRANSENTERIX, INC.|EGXM|CBOE TRADING, INC.|171743
TRXC|TRANSENTERIX, INC.|EGXW|CBOE TRADING, INC.|1771
TRXC|TRANSENTERIX, INC.|ETBE|Electronic Transaction Clearing, Inc.|72768
TRXC|TRANSENTERIX, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5800
TRXC|TRANSENTERIX, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|4315
TRXC|TRANSENTERIX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18053
TRXC|TRANSENTERIX, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|16902
TRXC|TRANSENTERIX, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|13398
TRXC|TRANSENTERIX, INC.|ETRS|E*Trade Securities LLC|8305722
TRXC|TRANSENTERIX, INC.|FFSI|Firstrade Securities Inc.|100
TRXC|TRANSENTERIX, INC.|FILL|Tradestation Securities, Inc.|220450
TRXC|TRANSENTERIX, INC.|FMAF|NBCN Inc./ CDS|12712
TRXC|TRANSENTERIX, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3589
TRXC|TRANSENTERIX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136576
TRXC|TRANSENTERIX, INC.|FTBR|Foliofn Investments, Inc.|8594
TRXC|TRANSENTERIX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|75923
TRXC|TRANSENTERIX, INC.|GLIS|TD Securities Inc|27554
TRXC|TRANSENTERIX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|303938
TRXC|TRANSENTERIX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1359162
TRXC|TRANSENTERIX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|65049
TRXC|TRANSENTERIX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|157883
TRXC|TRANSENTERIX, INC.|GTSZ|GTS SECURITIES LLC|2300
TRXC|TRANSENTERIX, INC.|HAPX|HAP Trading, LLC|200
TRXC|TRANSENTERIX, INC.|HASF|Haywood Securities Inc./CDS|16200
TRXC|TRANSENTERIX, INC.|HRBF|American Enterprise Investment Services Inc.|101139
TRXC|TRANSENTERIX, INC.|HSBC|HSBC Securities, Inc.|900
TRXC|TRANSENTERIX, INC.|IATS|INTERACTIVE BROKERS LLC|398181
TRXC|TRANSENTERIX, INC.|IBKR|Interactive Brokers Llc|1201574
TRXC|TRANSENTERIX, INC.|ICBX|INSTINET, LLC|605796
TRXC|TRANSENTERIX, INC.|IEQY|CITADEL SECURITIES LLC|10828
TRXC|TRANSENTERIX, INC.|INCA|INSTINET, LLC|1690707
TRXC|TRANSENTERIX, INC.|INJX|INSTINET, LLC|154535
TRXC|TRANSENTERIX, INC.|ITGI|ITG Inc.|143219
TRXC|TRANSENTERIX, INC.|ITGP|ITG INC.|1286800
TRXC|TRANSENTERIX, INC.|JANY|Janney Montgomery Scott Inc.|10594
TRXC|TRANSENTERIX, INC.|JEFF|JEFFERIES LLC|513373
TRXC|TRANSENTERIX, INC.|JMPT|JUMP TRADING, LLC|174887
TRXC|TRANSENTERIX, INC.|JONE|JonesTrading|4330
TRXC|TRANSENTERIX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1628
TRXC|TRANSENTERIX, INC.|JPMX|J.P. Morgan Securities LLC|895624
TRXC|TRANSENTERIX, INC.|JSJX|JANE STREET CAPITAL LLC|59164
TRXC|TRANSENTERIX, INC.|KCGM|VIRTU Americas LLC|800563
TRXC|TRANSENTERIX, INC.|KCRD|PHX FINANCIAL, INC.|4900
TRXC|TRANSENTERIX, INC.|LEHM|Barclays Capital Inc./Le|2050563
TRXC|TRANSENTERIX, INC.|LIME|Lime Brokerage LLC|73745
TRXC|TRANSENTERIX, INC.|LOOP|Loop Capital Markets LLC|8400
TRXC|TRANSENTERIX, INC.|LQNA|LIQUIDNET, INC.|30100
TRXC|TRANSENTERIX, INC.|LSCI|Lek Securities Corporation|5630
TRXC|TRANSENTERIX, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4233
TRXC|TRANSENTERIX, INC.|MACC|Mid Atlantic Capital Corporation|14294
TRXC|TRANSENTERIX, INC.|MAXM|Maxim Group LLC|458106
TRXC|TRANSENTERIX, INC.|MBTS|ALLY INVEST SECURITIES LLC|133872
TRXC|TRANSENTERIX, INC.|MICA|Spartan Securities Group, Ltd.|13000
TRXC|TRANSENTERIX, INC.|MKMP|MKM Partners LLC|500
TRXC|TRANSENTERIX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1488342
TRXC|TRANSENTERIX, INC.|MOTF|MOTIF INVESTING, INC.|16
TRXC|TRANSENTERIX, INC.|MSCO|MORGAN STANLEY & CO. LLC|5335165
TRXC|TRANSENTERIX, INC.|MSPL|MORGAN STANLEY & CO. LLC|721600
TRXC|TRANSENTERIX, INC.|MSTX|MORGAN STANLEY & CO. LLC|911900
TRXC|TRANSENTERIX, INC.|MZHO|Mizuho Securities USA LLC|28810
TRXC|TRANSENTERIX, INC.|NATL|National Securities Corporation|49337
TRXC|TRANSENTERIX, INC.|NEUB|NEUBERGER BERMAN BD LLC|3149
TRXC|TRANSENTERIX, INC.|NFSC|National Financial Services LLC|14255595
TRXC|TRANSENTERIX, INC.|NITE|VIRTU Americas LLC|24833373
TRXC|TRANSENTERIX, INC.|NITP|VIRTU Americas LLC|664208
TRXC|TRANSENTERIX, INC.|NQRB|Brut, LLC|47679
TRXC|TRANSENTERIX, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|47451
TRXC|TRANSENTERIX, INC.|NTFN|Network 1 Financial Securities Inc.|700
TRXC|TRANSENTERIX, INC.|NTRC|Northern Trust Securities, Inc.|200
TRXC|TRANSENTERIX, INC.|OPCO|Oppenheimer & Co. Inc.|179780
TRXC|TRANSENTERIX, INC.|OTAA|OTA LLC|4805
TRXC|TRANSENTERIX, INC.|PAUL|Paulson Investment Company, Inc.|1000
TRXC|TRANSENTERIX, INC.|PCPT|PHILLIP CAPITAL INC.|34534
TRXC|TRANSENTERIX, INC.|PDQM|CODA MARKETS, INC.|364206
TRXC|TRANSENTERIX, INC.|PHLY|NASDAQ Execution Services, LLC|179600
TRXC|TRANSENTERIX, INC.|PICT|Pictet Overseas Inc.|24225
TRXC|TRANSENTERIX, INC.|PIPR|Piper Jaffray & Co.|8094
TRXC|TRANSENTERIX, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|600
TRXC|TRANSENTERIX, INC.|PREC|PRECISION SECURITIES, LLC|61651
TRXC|TRANSENTERIX, INC.|PWJC|UBS Financial Services, Inc.|184900
TRXC|TRANSENTERIX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1134952
TRXC|TRANSENTERIX, INC.|RGLD|Regal Securities, Inc|320
TRXC|TRANSENTERIX, INC.|SAGC|SAGETRADER, LLC|300
TRXC|TRANSENTERIX, INC.|SAGL|SAGETRADER, LLC|44400
TRXC|TRANSENTERIX, INC.|SALI|INTL FCSTONE FINANCIAL INC.|42084
TRXC|TRANSENTERIX, INC.|SBSH|Citigroup Global Markets Inc.|737728
TRXC|TRANSENTERIX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|409098
TRXC|TRANSENTERIX, INC.|SOGO|Wang Investment Associates, Inc.|1310
TRXC|TRANSENTERIX, INC.|SPDR|SPEEDROUTE LLC|82337
TRXC|TRANSENTERIX, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|41751
TRXC|TRANSENTERIX, INC.|SPTD|MINT GLOBAL MARKETS, INC.|200
TRXC|TRANSENTERIX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|337741
TRXC|TRANSENTERIX, INC.|STXG|Stockcross Financial Services, Inc.|103313
TRXC|TRANSENTERIX, INC.|SWIM|TD Ameritrade, Inc.|6808663
TRXC|TRANSENTERIX, INC.|SWST|Hilltop Securities Inc.|142204
TRXC|TRANSENTERIX, INC.|TDFS|TRADERFIELD SECURITIES INC.|17825
TRXC|TRANSENTERIX, INC.|TKNG|ALLY INVEST SECURITIES LLC|530885
TRXC|TRANSENTERIX, INC.|TRBT|Tradebot Systems, Inc.|54244
TRXC|TRANSENTERIX, INC.|TRCM|TRC MARKETS LLC|200
TRXC|TRANSENTERIX, INC.|TWTT|TASTYWORKS, INC.|8551
TRXC|TRANSENTERIX, INC.|UBSA|UBS SECURITIES LLC|3290524
TRXC|TRANSENTERIX, INC.|UBSS|UBS Securities LLC|4785847
TRXC|TRANSENTERIX, INC.|VALX|VIRTU AMERICAS LLC|103997
TRXC|TRANSENTERIX, INC.|VERT|The Vertical Trading Group, LLC|3400
TRXC|TRANSENTERIX, INC.|VGRD|Vanguard Marketing Corporation|1629480
TRXC|TRANSENTERIX, INC.|VSIN|Vision Financial Markets Llc|31160
TRXC|TRANSENTERIX, INC.|WABR|Wall Street Access|2000
TRXC|TRANSENTERIX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1540729
TRXC|TRANSENTERIX, INC.|WDNX|WEEDEN & CO.L.P.|9696
TRXC|TRANSENTERIX, INC.|WEDB|WEDBUSH SECURITIES INC.|41495
TRXC|TRANSENTERIX, INC.|WEED|Weeden & Co.L.P.|14709
TRXC|TRANSENTERIX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|365818
TRXC|TRANSENTERIX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|445846
TRXC|TRANSENTERIX, INC.|WGIF|CIBC World Markets Inc.|42575
TRXC|TRANSENTERIX, INC.|WORD|Worden Capital Management LLC|1300
TRXC|TRANSENTERIX, INC.|WSEA|WOLVERINE SECURITIES, LLC|503748
TRXC|TRANSENTERIX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|825282
TRXC|TRANSENTERIX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1882
TRXC|TRANSENTERIX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|123063
TS|TENARIS S.A ADS|ALTX|Alternet Securities Inc.|27403
TS|TENARIS S.A ADS|AMRI|AMERICAS EXECUTIONS, LLC|5346
TS|TENARIS S.A ADS|APCC|Apex Clearing Corporation|353
TS|TENARIS S.A ADS|BANK|Primevest Financial Services, Inc.|11
TS|TENARIS S.A ADS|BARD|Robert W. Baird & Co. Incorporated|273
TS|TENARIS S.A ADS|BATM|CBOE TRADING, INC.|17134
TS|TENARIS S.A ADS|BAYC|BAY CREST PARTNERS, LLC|21298
TS|TENARIS S.A ADS|BAYT|BTIG, LLC|19700
TS|TENARIS S.A ADS|BBNT|BB&T SECURITIES, LLC|61
TS|TENARIS S.A ADS|BERN|Sanford C. Bernstein & Co., LLC|258036
TS|TENARIS S.A ADS|BIDS|BIDS TRADING L.P.|11822
TS|TENARIS S.A ADS|BIMI|Banca IMI Securities Corp.|100
TS|TENARIS S.A ADS|BKCM|BNY Mellon Capital Markets LLC|295
TS|TENARIS S.A ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36238
TS|TENARIS S.A ADS|BLKX|INSTINET, LLC|25602
TS|TENARIS S.A ADS|BLTK|Bulltick, Llc|900
TS|TENARIS S.A ADS|BMOC|BMO Capital Markets Corp.|358670
TS|TENARIS S.A ADS|BNPX|BNP PARIBAS SECURITIES CORP.|13851
TS|TENARIS S.A ADS|BTIG|BTIG, LLC|49600
TS|TENARIS S.A ADS|BYXM|CBOE TRADING, INC.|7328
TS|TENARIS S.A ADS|BZYD|GOLDMAN SACHS & CO. LLC|1100
TS|TENARIS S.A ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|20200
TS|TENARIS S.A ADS|CHAS|Charles Schwab & Co., Inc.|2539
TS|TENARIS S.A ADS|CHDN|CHARDAN CAPITAL MARKETS LLC|137915
TS|TENARIS S.A ADS|CIST|Capital Institutional Services, Inc.|1700
TS|TENARIS S.A ADS|CLSA|CLSA AMERICAS, LLC|6000
TS|TENARIS S.A ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|108789
TS|TENARIS S.A ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
TS|TENARIS S.A ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3651
TS|TENARIS S.A ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|812067
TS|TENARIS S.A ADS|CTDL|Citadel Derivatives Group Llc|10052
TS|TENARIS S.A ADS|CTLR|CUTLER GROUP, LP|100
TS|TENARIS S.A ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|54906
TS|TENARIS S.A ADS|DADA|D.A. Davidson & Co.|14
TS|TENARIS S.A ADS|DBAB|Deutsche Bank Securities Inc.|390228
TS|TENARIS S.A ADS|DBAX|Deutsche Bank Securities Inc.|448400
TS|TENARIS S.A ADS|DBUL|Deutsche Bank Securities Inc.|15773
TS|TENARIS S.A ADS|DCHF|Dart Executions, LLC|36052
TS|TENARIS S.A ADS|DEAN|MORGAN STANLEY|18193
TS|TENARIS S.A ADS|DEGS|RONIN PROFESSIONAL LLC|872
TS|TENARIS S.A ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|29100
TS|TENARIS S.A ADS|EBXL|EBX LLC|472100
TS|TENARIS S.A ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|12290
TS|TENARIS S.A ADS|EDJO|Edward D. Jones & Co., L.P.|788
TS|TENARIS S.A ADS|EGAM|CBOE TRADING, INC.|40011
TS|TENARIS S.A ADS|EGAW|CBOE TRADING, INC.|565
TS|TENARIS S.A ADS|EGMT|EG MARKET TECHNOLOGIES LLC|300
TS|TENARIS S.A ADS|EGXM|CBOE TRADING, INC.|5107
TS|TENARIS S.A ADS|EGXW|CBOE TRADING, INC.|104
TS|TENARIS S.A ADS|ETBE|Electronic Transaction Clearing, Inc.|28493
TS|TENARIS S.A ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
TS|TENARIS S.A ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2976
TS|TENARIS S.A ADS|ETRS|E*Trade Securities LLC|14591
TS|TENARIS S.A ADS|FBSB|U.S. Bancorp Investments, Inc.|12
TS|TENARIS S.A ADS|FCST|INTL FCSTONE FINANCIAL INC.|1100
TS|TENARIS S.A ADS|FILL|Tradestation Securities, Inc.|8283
TS|TENARIS S.A ADS|FMAF|NBCN Inc./ CDS|535
TS|TENARIS S.A ADS|FQLS|Quantlab Securities LP|576907
TS|TENARIS S.A ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54691
TS|TENARIS S.A ADS|FTBR|Foliofn Investments, Inc.|8586
TS|TENARIS S.A ADS|GARC|ICAP Corporates LLC|175800
TS|TENARIS S.A ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TS|TENARIS S.A ADS|GFIS|GFI Securities LLC|125000
TS|TENARIS S.A ADS|GLIS|TD Securities Inc|56
TS|TENARIS S.A ADS|GLPX|ACS EXECUTION SERVICES, LLC|46557
TS|TENARIS S.A ADS|GSCO|GOLDMAN SACHS & CO. LLC|1118094
TS|TENARIS S.A ADS|GSCS|GOLDMAN SACHS & CO. LLC|125056
TS|TENARIS S.A ADS|GSLT|GOLDMAN SACHS & CO. LLC|32186
TS|TENARIS S.A ADS|GTSZ|GTS SECURITIES LLC|102224
TS|TENARIS S.A ADS|GUGS|Guggenheim Securities, LLC|11822
TS|TENARIS S.A ADS|HAPX|HAP Trading, LLC|600
TS|TENARIS S.A ADS|HRBF|American Enterprise Investment Services Inc.|699
TS|TENARIS S.A ADS|HSBC|HSBC Securities, Inc.|73322
TS|TENARIS S.A ADS|IATS|INTERACTIVE BROKERS LLC|11255
TS|TENARIS S.A ADS|IBKR|Interactive Brokers Llc|22384
TS|TENARIS S.A ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1343
TS|TENARIS S.A ADS|ICBX|INSTINET, LLC|246999
TS|TENARIS S.A ADS|INCA|INSTINET, LLC|486016
TS|TENARIS S.A ADS|INJX|INSTINET, LLC|11876
TS|TENARIS S.A ADS|INTL|INTL FCSTONE FINANCIAL INC.|294546
TS|TENARIS S.A ADS|ITGI|ITG Inc.|64039
TS|TENARIS S.A ADS|ITGP|ITG INC.|462200
TS|TENARIS S.A ADS|JANY|Janney Montgomery Scott Inc.|9
TS|TENARIS S.A ADS|JEFF|JEFFERIES LLC|183387
TS|TENARIS S.A ADS|JMPT|JUMP TRADING, LLC|137132
TS|TENARIS S.A ADS|JONE|JonesTrading|11220
TS|TENARIS S.A ADS|JPBX|J.P. MORGAN SECURITIES LLC|35432
TS|TENARIS S.A ADS|JPMX|J.P. Morgan Securities LLC|974955
TS|TENARIS S.A ADS|JSJX|JANE STREET CAPITAL LLC|800
TS|TENARIS S.A ADS|KCGM|VIRTU Americas LLC|96727
TS|TENARIS S.A ADS|KRSH|Kershner Securities, LLC|1561
TS|TENARIS S.A ADS|LEHM|Barclays Capital Inc./Le|1984729
TS|TENARIS S.A ADS|LIME|Lime Brokerage LLC|1016254
TS|TENARIS S.A ADS|LQNA|LIQUIDNET, INC.|48700
TS|TENARIS S.A ADS|LSCI|Lek Securities Corporation|3623
TS|TENARIS S.A ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TS|TENARIS S.A ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|292562
TS|TENARIS S.A ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
TS|TENARIS S.A ADS|MOTF|MOTIF INVESTING, INC.|36
TS|TENARIS S.A ADS|MSCO|MORGAN STANLEY & CO. LLC|2020244
TS|TENARIS S.A ADS|MSPL|MORGAN STANLEY & CO. LLC|923800
TS|TENARIS S.A ADS|MSTX|MORGAN STANLEY & CO. LLC|173600
TS|TENARIS S.A ADS|NEUB|NEUBERGER BERMAN BD LLC|90
TS|TENARIS S.A ADS|NFSC|National Financial Services LLC|85841
TS|TENARIS S.A ADS|NITE|VIRTU Americas LLC|532423
TS|TENARIS S.A ADS|NITP|VIRTU Americas LLC|1424
TS|TENARIS S.A ADS|NQRB|Brut, LLC|22913
TS|TENARIS S.A ADS|NTBF|BMO Nesbitt Burns Inc./CDS|5
TS|TENARIS S.A ADS|NTRC|Northern Trust Securities, Inc.|5017
TS|TENARIS S.A ADS|OLDM|OLD MISSION CAPITAL, LLC|77794
TS|TENARIS S.A ADS|OPCO|Oppenheimer & Co. Inc.|511
TS|TENARIS S.A ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|126400
TS|TENARIS S.A ADS|PDQM|CODA MARKETS, INC.|218328
TS|TENARIS S.A ADS|PHLY|NASDAQ Execution Services, LLC|2000
TS|TENARIS S.A ADS|PWJC|UBS Financial Services, Inc.|1518
TS|TENARIS S.A ADS|RBCM|RBC CAPITAL MARKETS, LLC|1052
TS|TENARIS S.A ADS|RHCO|Suntrust Robinson Humphrey, Inc.|80389
TS|TENARIS S.A ADS|SAGL|SAGETRADER, LLC|39820
TS|TENARIS S.A ADS|SALI|INTL FCSTONE FINANCIAL INC.|840
TS|TENARIS S.A ADS|SANT|Santander Investment Securities Inc.|9600
TS|TENARIS S.A ADS|SBSH|Citigroup Global Markets Inc.|658520
TS|TENARIS S.A ADS|SEIC|SEI Investments Distribution Co.|200
TS|TENARIS S.A ADS|SGMT|GOLDMAN SACHS & CO. LLC|228884
TS|TENARIS S.A ADS|SPDR|SPEEDROUTE LLC|29200
TS|TENARIS S.A ADS|STFL|Stifel, Nicolaus & Company, Incorporated|56936
TS|TENARIS S.A ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3172
TS|TENARIS S.A ADS|SWIM|TD Ameritrade, Inc.|11394
TS|TENARIS S.A ADS|SWST|Hilltop Securities Inc.|305
TS|TENARIS S.A ADS|TKNG|ALLY INVEST SECURITIES LLC|12
TS|TENARIS S.A ADS|TRBT|Tradebot Systems, Inc.|331264
TS|TENARIS S.A ADS|TRCM|TRC MARKETS LLC|577113
TS|TENARIS S.A ADS|TWTT|TASTYWORKS, INC.|140
TS|TENARIS S.A ADS|UBSA|UBS SECURITIES LLC|1758288
TS|TENARIS S.A ADS|UBSS|UBS Securities LLC|1665469
TS|TENARIS S.A ADS|VALX|VIRTU AMERICAS LLC|1097272
TS|TENARIS S.A ADS|VERT|The Vertical Trading Group, LLC|8025
TS|TENARIS S.A ADS|VGRD|Vanguard Marketing Corporation|374
TS|TENARIS S.A ADS|VSIN|Vision Financial Markets Llc|430
TS|TENARIS S.A ADS|WABR|Wall Street Access|1150
TS|TENARIS S.A ADS|WBLR|WILLIAM BLAIR|22000
TS|TENARIS S.A ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|2832
TS|TENARIS S.A ADS|WCHV|WELLS FARGO SECURITIES, LLC|114340
TS|TENARIS S.A ADS|WEDB|WEDBUSH SECURITIES INC.|588
TS|TENARIS S.A ADS|WEED|Weeden & Co.L.P.|65330
TS|TENARIS S.A ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7680
TS|TENARIS S.A ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12506
TS|TENARIS S.A ADS|WGIF|CIBC World Markets Inc.|338
TS|TENARIS S.A ADS|WSEA|WOLVERINE SECURITIES, LLC|1752
TS|TENARIS S.A ADS|XIST|INSTINET, LLC|15138
TS|TENARIS S.A ADS|XPUS|XP SECURITIES, LLC|26307
TS|TENARIS S.A ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|30962
TS|TENARIS S.A ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1192
TS|TENARIS S.A ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2221
TSBK|TIMBERLAND BANCORP|APCC|Apex Clearing Corporation|37
TSBK|TIMBERLAND BANCORP|BARD|Robert W. Baird & Co. Incorporated|202
TSBK|TIMBERLAND BANCORP|BATM|CBOE TRADING, INC.|174
TSBK|TIMBERLAND BANCORP|BAYC|BAY CREST PARTNERS, LLC|849
TSBK|TIMBERLAND BANCORP|BERN|Sanford C. Bernstein & Co., LLC|1202
TSBK|TIMBERLAND BANCORP|BMOC|BMO Capital Markets Corp.|1016
TSBK|TIMBERLAND BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|605
TSBK|TIMBERLAND BANCORP|BTIG|BTIG, LLC|13
TSBK|TIMBERLAND BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|104
TSBK|TIMBERLAND BANCORP|CANT|Cantor Fitzgerald & Co.|530
TSBK|TIMBERLAND BANCORP|CHAS|Charles Schwab & Co., Inc.|16
TSBK|TIMBERLAND BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43
TSBK|TIMBERLAND BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3433
TSBK|TIMBERLAND BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10138
TSBK|TIMBERLAND BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5244
TSBK|TIMBERLAND BANCORP|CTDL|Citadel Derivatives Group Llc|441
TSBK|TIMBERLAND BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2008
TSBK|TIMBERLAND BANCORP|DADA|D.A. Davidson & Co.|965
TSBK|TIMBERLAND BANCORP|DBAB|Deutsche Bank Securities Inc.|14436
TSBK|TIMBERLAND BANCORP|DBAX|Deutsche Bank Securities Inc.|3500
TSBK|TIMBERLAND BANCORP|DBUL|Deutsche Bank Securities Inc.|101
TSBK|TIMBERLAND BANCORP|DEAN|MORGAN STANLEY|310
TSBK|TIMBERLAND BANCORP|DEGS|RONIN PROFESSIONAL LLC|2395
TSBK|TIMBERLAND BANCORP|EBXL|EBX LLC|500
TSBK|TIMBERLAND BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|150
TSBK|TIMBERLAND BANCORP|EDJO|Edward D. Jones & Co., L.P.|4990
TSBK|TIMBERLAND BANCORP|EGXM|CBOE TRADING, INC.|2
TSBK|TIMBERLAND BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|798
TSBK|TIMBERLAND BANCORP|ETRS|E*Trade Securities LLC|5612
TSBK|TIMBERLAND BANCORP|FBCO|Credit Suisse Securities (USA) LLC|41369
TSBK|TIMBERLAND BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|4801
TSBK|TIMBERLAND BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1560
TSBK|TIMBERLAND BANCORP|FTBR|Foliofn Investments, Inc.|2377
TSBK|TIMBERLAND BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1720
TSBK|TIMBERLAND BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|1680
TSBK|TIMBERLAND BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|27963
TSBK|TIMBERLAND BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|2429
TSBK|TIMBERLAND BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|200
TSBK|TIMBERLAND BANCORP|GTSZ|GTS SECURITIES LLC|10947
TSBK|TIMBERLAND BANCORP|IATS|INTERACTIVE BROKERS LLC|993
TSBK|TIMBERLAND BANCORP|IBKR|Interactive Brokers Llc|3236
TSBK|TIMBERLAND BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
TSBK|TIMBERLAND BANCORP|ICBX|INSTINET, LLC|3827
TSBK|TIMBERLAND BANCORP|IEQY|CITADEL SECURITIES LLC|463
TSBK|TIMBERLAND BANCORP|INCA|INSTINET, LLC|16125
TSBK|TIMBERLAND BANCORP|INJX|INSTINET, LLC|1246
TSBK|TIMBERLAND BANCORP|ITGI|ITG Inc.|4762
TSBK|TIMBERLAND BANCORP|ITGP|ITG INC.|600
TSBK|TIMBERLAND BANCORP|JEFF|JEFFERIES LLC|1460
TSBK|TIMBERLAND BANCORP|JPMX|J.P. Morgan Securities LLC|8637
TSBK|TIMBERLAND BANCORP|KCGM|VIRTU Americas LLC|215
TSBK|TIMBERLAND BANCORP|LEHM|Barclays Capital Inc./Le|5338
TSBK|TIMBERLAND BANCORP|LIME|Lime Brokerage LLC|14294
TSBK|TIMBERLAND BANCORP|LMGP|LIME BROKERAGE LLC|600
TSBK|TIMBERLAND BANCORP|MAXM|Maxim Group LLC|622
TSBK|TIMBERLAND BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3566
TSBK|TIMBERLAND BANCORP|MSCO|MORGAN STANLEY & CO. LLC|46070
TSBK|TIMBERLAND BANCORP|MSPL|MORGAN STANLEY & CO. LLC|3900
TSBK|TIMBERLAND BANCORP|NFSC|National Financial Services LLC|9111
TSBK|TIMBERLAND BANCORP|NITE|VIRTU Americas LLC|23785
TSBK|TIMBERLAND BANCORP|NQRB|Brut, LLC|400
TSBK|TIMBERLAND BANCORP|PDQM|CODA MARKETS, INC.|3879
TSBK|TIMBERLAND BANCORP|PWJC|UBS Financial Services, Inc.|21
TSBK|TIMBERLAND BANCORP|SBSH|Citigroup Global Markets Inc.|7121
TSBK|TIMBERLAND BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|1101
TSBK|TIMBERLAND BANCORP|SPDR|SPEEDROUTE LLC|200
TSBK|TIMBERLAND BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|249
TSBK|TIMBERLAND BANCORP|SWIM|TD Ameritrade, Inc.|1084
TSBK|TIMBERLAND BANCORP|SWST|Hilltop Securities Inc.|1650
TSBK|TIMBERLAND BANCORP|TRBT|Tradebot Systems, Inc.|438
TSBK|TIMBERLAND BANCORP|TRCM|TRC MARKETS LLC|4404
TSBK|TIMBERLAND BANCORP|UBSA|UBS SECURITIES LLC|8968
TSBK|TIMBERLAND BANCORP|UBSS|UBS Securities LLC|40951
TSBK|TIMBERLAND BANCORP|VALX|VIRTU AMERICAS LLC|1025
TSBK|TIMBERLAND BANCORP|VGRD|Vanguard Marketing Corporation|1141
TSBK|TIMBERLAND BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|2796
TSBK|TIMBERLAND BANCORP|WEED|Weeden & Co.L.P.|6100
TSBK|TIMBERLAND BANCORP|WGIF|CIBC World Markets Inc.|1931
TSBK|TIMBERLAND BANCORP|WSEA|WOLVERINE SECURITIES, LLC|3
TSBK|TIMBERLAND BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|300
TSBK|TIMBERLAND BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|220
TSBK|TIMBERLAND BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51
TSC|TRISTATE CAPITAL HLD|ALTX|Alternet Securities Inc.|800
TSC|TRISTATE CAPITAL HLD|APCC|Apex Clearing Corporation|14
TSC|TRISTATE CAPITAL HLD|BARD|Robert W. Baird & Co. Incorporated|500
TSC|TRISTATE CAPITAL HLD|BERN|Sanford C. Bernstein & Co., LLC|8823
TSC|TRISTATE CAPITAL HLD|BIDS|BIDS TRADING L.P.|800
TSC|TRISTATE CAPITAL HLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
TSC|TRISTATE CAPITAL HLD|BMOC|BMO Capital Markets Corp.|3565
TSC|TRISTATE CAPITAL HLD|BNPX|BNP PARIBAS SECURITIES CORP.|3252
TSC|TRISTATE CAPITAL HLD|BTIG|BTIG, LLC|30610
TSC|TRISTATE CAPITAL HLD|BZYD|GOLDMAN SACHS & CO. LLC|1624
TSC|TRISTATE CAPITAL HLD|CIST|Capital Institutional Services, Inc.|1584
TSC|TRISTATE CAPITAL HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|120517
TSC|TRISTATE CAPITAL HLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|298
TSC|TRISTATE CAPITAL HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44707
TSC|TRISTATE CAPITAL HLD|CTDL|Citadel Derivatives Group Llc|7301
TSC|TRISTATE CAPITAL HLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|14146
TSC|TRISTATE CAPITAL HLD|DBAB|Deutsche Bank Securities Inc.|56054
TSC|TRISTATE CAPITAL HLD|DBAX|Deutsche Bank Securities Inc.|59900
TSC|TRISTATE CAPITAL HLD|DEAN|MORGAN STANLEY|1892
TSC|TRISTATE CAPITAL HLD|DEGS|RONIN PROFESSIONAL LLC|100
TSC|TRISTATE CAPITAL HLD|EBXL|EBX LLC|31800
TSC|TRISTATE CAPITAL HLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|560
TSC|TRISTATE CAPITAL HLD|EGAM|CBOE TRADING, INC.|2022
TSC|TRISTATE CAPITAL HLD|EGMT|EG MARKET TECHNOLOGIES LLC|100
TSC|TRISTATE CAPITAL HLD|EGXM|CBOE TRADING, INC.|306
TSC|TRISTATE CAPITAL HLD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|13
TSC|TRISTATE CAPITAL HLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2382
TSC|TRISTATE CAPITAL HLD|ETRS|E*Trade Securities LLC|520
TSC|TRISTATE CAPITAL HLD|FBCO|Credit Suisse Securities (USA) LLC|90974
TSC|TRISTATE CAPITAL HLD|FILL|Tradestation Securities, Inc.|10
TSC|TRISTATE CAPITAL HLD|FOMA|TD AMERITRADE CLEARING, INC.|8149
TSC|TRISTATE CAPITAL HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6837
TSC|TRISTATE CAPITAL HLD|FTBR|Foliofn Investments, Inc.|20
TSC|TRISTATE CAPITAL HLD|GEBB|GLOBAL EXECUTION BROKERS, LP|7236
TSC|TRISTATE CAPITAL HLD|GLPX|ACS EXECUTION SERVICES, LLC|4869
TSC|TRISTATE CAPITAL HLD|GSCO|GOLDMAN SACHS & CO. LLC|162031
TSC|TRISTATE CAPITAL HLD|GSCS|GOLDMAN SACHS & CO. LLC|7933
TSC|TRISTATE CAPITAL HLD|GSLT|GOLDMAN SACHS & CO. LLC|900
TSC|TRISTATE CAPITAL HLD|GTSZ|GTS SECURITIES LLC|17127
TSC|TRISTATE CAPITAL HLD|IATS|INTERACTIVE BROKERS LLC|67
TSC|TRISTATE CAPITAL HLD|IBKR|Interactive Brokers Llc|3974
TSC|TRISTATE CAPITAL HLD|ICBX|INSTINET, LLC|15500
TSC|TRISTATE CAPITAL HLD|IEQY|CITADEL SECURITIES LLC|8029
TSC|TRISTATE CAPITAL HLD|INCA|INSTINET, LLC|64487
TSC|TRISTATE CAPITAL HLD|INJX|INSTINET, LLC|8021
TSC|TRISTATE CAPITAL HLD|ITGI|ITG Inc.|23231
TSC|TRISTATE CAPITAL HLD|ITGP|ITG INC.|26600
TSC|TRISTATE CAPITAL HLD|JEFF|JEFFERIES LLC|24576
TSC|TRISTATE CAPITAL HLD|JMPT|JUMP TRADING, LLC|3676
TSC|TRISTATE CAPITAL HLD|JPBX|J.P. MORGAN SECURITIES LLC|1200
TSC|TRISTATE CAPITAL HLD|JPMX|J.P. Morgan Securities LLC|72588
TSC|TRISTATE CAPITAL HLD|JSJX|JANE STREET CAPITAL LLC|5211
TSC|TRISTATE CAPITAL HLD|KBWI|Keefe, Bruyette & Woods, Inc.|39720
TSC|TRISTATE CAPITAL HLD|KCGM|VIRTU Americas LLC|5064
TSC|TRISTATE CAPITAL HLD|LAFF|R. F. Lafferty & Co., Inc.|16798
TSC|TRISTATE CAPITAL HLD|LEHM|Barclays Capital Inc./Le|166479
TSC|TRISTATE CAPITAL HLD|LIME|Lime Brokerage LLC|93881
TSC|TRISTATE CAPITAL HLD|LMGP|LIME BROKERAGE LLC|11117
TSC|TRISTATE CAPITAL HLD|LOOP|Loop Capital Markets LLC|900
TSC|TRISTATE CAPITAL HLD|MAXM|Maxim Group LLC|2378
TSC|TRISTATE CAPITAL HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77576
TSC|TRISTATE CAPITAL HLD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1949
TSC|TRISTATE CAPITAL HLD|MPSG|E D & F Man Capital Markets Inc.|1500
TSC|TRISTATE CAPITAL HLD|MSCO|MORGAN STANLEY & CO. LLC|259079
TSC|TRISTATE CAPITAL HLD|MSPL|MORGAN STANLEY & CO. LLC|51700
TSC|TRISTATE CAPITAL HLD|MSTX|MORGAN STANLEY & CO. LLC|4300
TSC|TRISTATE CAPITAL HLD|NFSC|National Financial Services LLC|10906
TSC|TRISTATE CAPITAL HLD|NITE|VIRTU Americas LLC|44418
TSC|TRISTATE CAPITAL HLD|NITP|VIRTU Americas LLC|1300
TSC|TRISTATE CAPITAL HLD|NQRB|Brut, LLC|300
TSC|TRISTATE CAPITAL HLD|NTRC|Northern Trust Securities, Inc.|1567
TSC|TRISTATE CAPITAL HLD|OPCO|Oppenheimer & Co. Inc.|20
TSC|TRISTATE CAPITAL HLD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1027
TSC|TRISTATE CAPITAL HLD|PDQM|CODA MARKETS, INC.|1718
TSC|TRISTATE CAPITAL HLD|RAJA|Raymond James & Associates, Inc.|1877
TSC|TRISTATE CAPITAL HLD|RHCO|Suntrust Robinson Humphrey, Inc.|100
TSC|TRISTATE CAPITAL HLD|RILY|B. RILEY FBR, INC.|5000
TSC|TRISTATE CAPITAL HLD|SAGW|SAGETRADER, LLC|630
TSC|TRISTATE CAPITAL HLD|SBSH|Citigroup Global Markets Inc.|27102
TSC|TRISTATE CAPITAL HLD|SEIC|SEI Investments Distribution Co.|100
TSC|TRISTATE CAPITAL HLD|SGMT|GOLDMAN SACHS & CO. LLC|29261
TSC|TRISTATE CAPITAL HLD|SIBO|Prime Executions, Inc.|2500
TSC|TRISTATE CAPITAL HLD|SPDR|SPEEDROUTE LLC|1258
TSC|TRISTATE CAPITAL HLD|SPHN|Stephens Inc.|47128
TSC|TRISTATE CAPITAL HLD|STFL|Stifel, Nicolaus & Company, Incorporated|3613
TSC|TRISTATE CAPITAL HLD|SWIM|TD Ameritrade, Inc.|100
TSC|TRISTATE CAPITAL HLD|TRBT|Tradebot Systems, Inc.|8194
TSC|TRISTATE CAPITAL HLD|TRCM|TRC MARKETS LLC|60112
TSC|TRISTATE CAPITAL HLD|UBSA|UBS SECURITIES LLC|99997
TSC|TRISTATE CAPITAL HLD|UBSS|UBS Securities LLC|151887
TSC|TRISTATE CAPITAL HLD|VALX|VIRTU AMERICAS LLC|6571
TSC|TRISTATE CAPITAL HLD|VGRD|Vanguard Marketing Corporation|420
TSC|TRISTATE CAPITAL HLD|WCHV|WELLS FARGO SECURITIES, LLC|9309
TSC|TRISTATE CAPITAL HLD|WEED|Weeden & Co.L.P.|790
TSC|TRISTATE CAPITAL HLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|836
TSC|TRISTATE CAPITAL HLD|WSEA|WOLVERINE SECURITIES, LLC|1550
TSC|TRISTATE CAPITAL HLD|XIST|INSTINET, LLC|5250
TSC|TRISTATE CAPITAL HLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
TSC|TRISTATE CAPITAL HLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1327
TSCAP|TRISTATE CAP 6.75 A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|576
TSCAP|TRISTATE CAP 6.75 A|BOSC|Boenning & Scattergood, Inc.|1000
TSCAP|TRISTATE CAP 6.75 A|CHAS|Charles Schwab & Co., Inc.|240
TSCAP|TRISTATE CAP 6.75 A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7378
TSCAP|TRISTATE CAP 6.75 A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31
TSCAP|TRISTATE CAP 6.75 A|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
TSCAP|TRISTATE CAP 6.75 A|DADA|D.A. Davidson & Co.|600
TSCAP|TRISTATE CAP 6.75 A|DBAX|Deutsche Bank Securities Inc.|400
TSCAP|TRISTATE CAP 6.75 A|EBXL|EBX LLC|200
TSCAP|TRISTATE CAP 6.75 A|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
TSCAP|TRISTATE CAP 6.75 A|ETRS|E*Trade Securities LLC|25
TSCAP|TRISTATE CAP 6.75 A|FBCO|Credit Suisse Securities (USA) LLC|2322
TSCAP|TRISTATE CAP 6.75 A|FOMA|TD AMERITRADE CLEARING, INC.|15220
TSCAP|TRISTATE CAP 6.75 A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31
TSCAP|TRISTATE CAP 6.75 A|GSCO|GOLDMAN SACHS & CO. LLC|3214
TSCAP|TRISTATE CAP 6.75 A|IATS|INTERACTIVE BROKERS LLC|300
TSCAP|TRISTATE CAP 6.75 A|IBKR|Interactive Brokers Llc|18926
TSCAP|TRISTATE CAP 6.75 A|ICBX|INSTINET, LLC|200
TSCAP|TRISTATE CAP 6.75 A|ITGI|ITG Inc.|25
TSCAP|TRISTATE CAP 6.75 A|JANY|Janney Montgomery Scott Inc.|2180
TSCAP|TRISTATE CAP 6.75 A|JPMX|J.P. Morgan Securities LLC|200
TSCAP|TRISTATE CAP 6.75 A|KCGM|VIRTU Americas LLC|1200
TSCAP|TRISTATE CAP 6.75 A|LEHM|Barclays Capital Inc./Le|1400
TSCAP|TRISTATE CAP 6.75 A|LIME|Lime Brokerage LLC|1120
TSCAP|TRISTATE CAP 6.75 A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
TSCAP|TRISTATE CAP 6.75 A|MSCO|MORGAN STANLEY & CO. LLC|2358
TSCAP|TRISTATE CAP 6.75 A|NFSC|National Financial Services LLC|6654
TSCAP|TRISTATE CAP 6.75 A|NITE|VIRTU Americas LLC|10930
TSCAP|TRISTATE CAP 6.75 A|SDLR|Sandler, O'Neill & Partners, L.P.|207
TSCAP|TRISTATE CAP 6.75 A|SGMT|GOLDMAN SACHS & CO. LLC|900
TSCAP|TRISTATE CAP 6.75 A|STFL|Stifel, Nicolaus & Company, Incorporated|39686
TSCAP|TRISTATE CAP 6.75 A|SWIM|TD Ameritrade, Inc.|28
TSCAP|TRISTATE CAP 6.75 A|TDSI|TD Securities (USA) LLC|4573
TSCAP|TRISTATE CAP 6.75 A|TRCM|TRC MARKETS LLC|700
TSCAP|TRISTATE CAP 6.75 A|UBSA|UBS SECURITIES LLC|5550
TSCAP|TRISTATE CAP 6.75 A|UBSS|UBS Securities LLC|6505
TSCAP|TRISTATE CAP 6.75 A|WCHV|WELLS FARGO SECURITIES, LLC|3238
TSCAP|TRISTATE CAP 6.75 A|WEDB|WEDBUSH SECURITIES INC.|2000
TSCO|TRACTOR SUPPLY CO ##|ABLE|NATIXIS Securities Americas LLC|32414
TSCO|TRACTOR SUPPLY CO ##|AGIS|Aegis Capital Corp.|200
TSCO|TRACTOR SUPPLY CO ##|ALTX|Alternet Securities Inc.|17953
TSCO|TRACTOR SUPPLY CO ##|ANOS|ABEL/NOSER, L.L.C.|430
TSCO|TRACTOR SUPPLY CO ##|APCC|Apex Clearing Corporation|1567
TSCO|TRACTOR SUPPLY CO ##|BANK|Primevest Financial Services, Inc.|668
TSCO|TRACTOR SUPPLY CO ##|BARD|Robert W. Baird & Co. Incorporated|245721
TSCO|TRACTOR SUPPLY CO ##|BATM|CBOE TRADING, INC.|7088
TSCO|TRACTOR SUPPLY CO ##|BAYC|BAY CREST PARTNERS, LLC|12465
TSCO|TRACTOR SUPPLY CO ##|BAYT|BTIG, LLC|900
TSCO|TRACTOR SUPPLY CO ##|BBNT|BB&T SECURITIES, LLC|918
TSCO|TRACTOR SUPPLY CO ##|BERN|Sanford C. Bernstein & Co., LLC|85818
TSCO|TRACTOR SUPPLY CO ##|BIAD|SAGETRADER, LLC|134
TSCO|TRACTOR SUPPLY CO ##|BIDS|BIDS TRADING L.P.|10600
TSCO|TRACTOR SUPPLY CO ##|BIMI|Banca IMI Securities Corp.|431
TSCO|TRACTOR SUPPLY CO ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7648
TSCO|TRACTOR SUPPLY CO ##|BLKX|INSTINET, LLC|64300
TSCO|TRACTOR SUPPLY CO ##|BMOC|BMO Capital Markets Corp.|24360
TSCO|TRACTOR SUPPLY CO ##|BNPX|BNP PARIBAS SECURITIES CORP.|261868
TSCO|TRACTOR SUPPLY CO ##|BTIG|BTIG, LLC|59796
TSCO|TRACTOR SUPPLY CO ##|BYXM|CBOE TRADING, INC.|4049
TSCO|TRACTOR SUPPLY CO ##|BZYD|GOLDMAN SACHS & CO. LLC|900
TSCO|TRACTOR SUPPLY CO ##|CABR|Cabrera Capital Markets, Inc.|25
TSCO|TRACTOR SUPPLY CO ##|CANT|Cantor Fitzgerald & Co.|4102
TSCO|TRACTOR SUPPLY CO ##|CHAS|Charles Schwab & Co., Inc.|1031
TSCO|TRACTOR SUPPLY CO ##|CIBP|CIBC World Markets Corp.|6882
TSCO|TRACTOR SUPPLY CO ##|CICF|Canaccord Genuity Corp.|150
TSCO|TRACTOR SUPPLY CO ##|CIST|Capital Institutional Services, Inc.|10974
TSCO|TRACTOR SUPPLY CO ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1714516
TSCO|TRACTOR SUPPLY CO ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4004
TSCO|TRACTOR SUPPLY CO ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3061
TSCO|TRACTOR SUPPLY CO ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|470862
TSCO|TRACTOR SUPPLY CO ##|CTDL|Citadel Derivatives Group Llc|24096
TSCO|TRACTOR SUPPLY CO ##|CTLR|CUTLER GROUP, LP|840
TSCO|TRACTOR SUPPLY CO ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|40624
TSCO|TRACTOR SUPPLY CO ##|DADA|D.A. Davidson & Co.|393
TSCO|TRACTOR SUPPLY CO ##|DAVA|Davenport & Company LLC|1292
TSCO|TRACTOR SUPPLY CO ##|DBAB|Deutsche Bank Securities Inc.|874107
TSCO|TRACTOR SUPPLY CO ##|DBAX|Deutsche Bank Securities Inc.|368500
TSCO|TRACTOR SUPPLY CO ##|DBUL|Deutsche Bank Securities Inc.|3358
TSCO|TRACTOR SUPPLY CO ##|DCHF|Dart Executions, LLC|5627
TSCO|TRACTOR SUPPLY CO ##|DEAN|MORGAN STANLEY|8778
TSCO|TRACTOR SUPPLY CO ##|DEGS|RONIN PROFESSIONAL LLC|200
TSCO|TRACTOR SUPPLY CO ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7638
TSCO|TRACTOR SUPPLY CO ##|DOTC|Dougherty & Company LLC|2004
TSCO|TRACTOR SUPPLY CO ##|DRWK|DRW SECURITIES, L.L.C.|57878
TSCO|TRACTOR SUPPLY CO ##|EBXL|EBX LLC|454900
TSCO|TRACTOR SUPPLY CO ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|20082
TSCO|TRACTOR SUPPLY CO ##|EDJC|Edward Jones / CDS|14397
TSCO|TRACTOR SUPPLY CO ##|EDJO|Edward D. Jones & Co., L.P.|240339
TSCO|TRACTOR SUPPLY CO ##|EGAM|CBOE TRADING, INC.|46235
TSCO|TRACTOR SUPPLY CO ##|EGAW|CBOE TRADING, INC.|60
TSCO|TRACTOR SUPPLY CO ##|EGMT|EG MARKET TECHNOLOGIES LLC|1010
TSCO|TRACTOR SUPPLY CO ##|EGXM|CBOE TRADING, INC.|7749
TSCO|TRACTOR SUPPLY CO ##|EGXW|CBOE TRADING, INC.|200
TSCO|TRACTOR SUPPLY CO ##|ESPO|ESPOSITO SECURITIES, LLC|62
TSCO|TRACTOR SUPPLY CO ##|ETBE|Electronic Transaction Clearing, Inc.|82528
TSCO|TRACTOR SUPPLY CO ##|ETCB|ETC BROKERAGE SERVICES, LLC|207
TSCO|TRACTOR SUPPLY CO ##|ETCC|Electronic Transaction Clearing, Inc.|4760
TSCO|TRACTOR SUPPLY CO ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6202
TSCO|TRACTOR SUPPLY CO ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|62779
TSCO|TRACTOR SUPPLY CO ##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|251723
TSCO|TRACTOR SUPPLY CO ##|ETRS|E*Trade Securities LLC|139617
TSCO|TRACTOR SUPPLY CO ##|FBCO|Credit Suisse Securities (USA) LLC|880567
TSCO|TRACTOR SUPPLY CO ##|FIDT|Fidelity Clearing Canada ULC./ CDS|61
TSCO|TRACTOR SUPPLY CO ##|FILL|Tradestation Securities, Inc.|5637
TSCO|TRACTOR SUPPLY CO ##|FINX|FINTECH SECURITIES|790
TSCO|TRACTOR SUPPLY CO ##|FMAF|NBCN Inc./ CDS|3571
TSCO|TRACTOR SUPPLY CO ##|FOMA|TD AMERITRADE CLEARING, INC.|143176
TSCO|TRACTOR SUPPLY CO ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|44348
TSCO|TRACTOR SUPPLY CO ##|FQLS|Quantlab Securities LP|806475
TSCO|TRACTOR SUPPLY CO ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|239178
TSCO|TRACTOR SUPPLY CO ##|FTBR|Foliofn Investments, Inc.|6140
TSCO|TRACTOR SUPPLY CO ##|GEBB|GLOBAL EXECUTION BROKERS, LP|25506
TSCO|TRACTOR SUPPLY CO ##|GELP|RBC CAPITAL MARKETS, LLC|3983
TSCO|TRACTOR SUPPLY CO ##|GLPX|ACS EXECUTION SERVICES, LLC|80532
TSCO|TRACTOR SUPPLY CO ##|GSCO|GOLDMAN SACHS & CO. LLC|2460228
TSCO|TRACTOR SUPPLY CO ##|GSCS|GOLDMAN SACHS & CO. LLC|32766
TSCO|TRACTOR SUPPLY CO ##|GSLT|GOLDMAN SACHS & CO. LLC|11148
TSCO|TRACTOR SUPPLY CO ##|GTSZ|GTS SECURITIES LLC|553576
TSCO|TRACTOR SUPPLY CO ##|GUGS|Guggenheim Securities, LLC|1500
TSCO|TRACTOR SUPPLY CO ##|HRBF|American Enterprise Investment Services Inc.|4464
TSCO|TRACTOR SUPPLY CO ##|HSBC|HSBC Securities, Inc.|70964
TSCO|TRACTOR SUPPLY CO ##|IATS|INTERACTIVE BROKERS LLC|7578
TSCO|TRACTOR SUPPLY CO ##|IBKR|Interactive Brokers Llc|106290
TSCO|TRACTOR SUPPLY CO ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|519
TSCO|TRACTOR SUPPLY CO ##|ICBX|INSTINET, LLC|260509
TSCO|TRACTOR SUPPLY CO ##|IEQY|CITADEL SECURITIES LLC|466207
TSCO|TRACTOR SUPPLY CO ##|INCA|INSTINET, LLC|1089151
TSCO|TRACTOR SUPPLY CO ##|INJX|INSTINET, LLC|135732
TSCO|TRACTOR SUPPLY CO ##|ITGI|ITG Inc.|258160
TSCO|TRACTOR SUPPLY CO ##|ITGP|ITG INC.|182600
TSCO|TRACTOR SUPPLY CO ##|JANY|Janney Montgomery Scott Inc.|650
TSCO|TRACTOR SUPPLY CO ##|JEFF|JEFFERIES LLC|279370
TSCO|TRACTOR SUPPLY CO ##|JMPT|JUMP TRADING, LLC|154493
TSCO|TRACTOR SUPPLY CO ##|JPBX|J.P. MORGAN SECURITIES LLC|382389
TSCO|TRACTOR SUPPLY CO ##|JPMX|J.P. Morgan Securities LLC|966874
TSCO|TRACTOR SUPPLY CO ##|JSJX|JANE STREET CAPITAL LLC|11320
TSCO|TRACTOR SUPPLY CO ##|KCGM|VIRTU Americas LLC|64836
TSCO|TRACTOR SUPPLY CO ##|LEER|LEERINK PARTNERS LLC|613
TSCO|TRACTOR SUPPLY CO ##|LEHM|Barclays Capital Inc./Le|1867640
TSCO|TRACTOR SUPPLY CO ##|LIME|Lime Brokerage LLC|375697
TSCO|TRACTOR SUPPLY CO ##|LMGP|LIME BROKERAGE LLC|3200
TSCO|TRACTOR SUPPLY CO ##|LOOP|Loop Capital Markets LLC|10340
TSCO|TRACTOR SUPPLY CO ##|LQNA|LIQUIDNET, INC.|81500
TSCO|TRACTOR SUPPLY CO ##|LSCI|Lek Securities Corporation|269
TSCO|TRACTOR SUPPLY CO ##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5710
TSCO|TRACTOR SUPPLY CO ##|MACC|Mid Atlantic Capital Corporation|1989
TSCO|TRACTOR SUPPLY CO ##|MACQ|Macquarie Capital (USA) Inc.|900
TSCO|TRACTOR SUPPLY CO ##|MAXM|Maxim Group LLC|6
TSCO|TRACTOR SUPPLY CO ##|MBTS|ALLY INVEST SECURITIES LLC|309
TSCO|TRACTOR SUPPLY CO ##|MCMF|Raymond James Ltd. Cds|816
TSCO|TRACTOR SUPPLY CO ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94124
TSCO|TRACTOR SUPPLY CO ##|MOTF|MOTIF INVESTING, INC.|44
TSCO|TRACTOR SUPPLY CO ##|MSCO|MORGAN STANLEY & CO. LLC|4929023
TSCO|TRACTOR SUPPLY CO ##|MSPL|MORGAN STANLEY & CO. LLC|510500
TSCO|TRACTOR SUPPLY CO ##|MSTX|MORGAN STANLEY & CO. LLC|490200
TSCO|TRACTOR SUPPLY CO ##|MTON|MILLINGTON SECURITIES, INC.|29098
TSCO|TRACTOR SUPPLY CO ##|NBCS|NBC Securities, INC.|165
TSCO|TRACTOR SUPPLY CO ##|NFSC|National Financial Services LLC|257570
TSCO|TRACTOR SUPPLY CO ##|NITE|VIRTU Americas LLC|522286
TSCO|TRACTOR SUPPLY CO ##|NITP|VIRTU Americas LLC|1564
TSCO|TRACTOR SUPPLY CO ##|NQRB|Brut, LLC|29472
TSCO|TRACTOR SUPPLY CO ##|NTRC|Northern Trust Securities, Inc.|315
TSCO|TRACTOR SUPPLY CO ##|OHOS|TWO SIGMA SECURITIES, LLC|142792
TSCO|TRACTOR SUPPLY CO ##|OLDM|OLD MISSION CAPITAL, LLC|10209
TSCO|TRACTOR SUPPLY CO ##|OPCO|Oppenheimer & Co. Inc.|2868
TSCO|TRACTOR SUPPLY CO ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3440
TSCO|TRACTOR SUPPLY CO ##|PDQM|CODA MARKETS, INC.|260424
TSCO|TRACTOR SUPPLY CO ##|PHLY|NASDAQ Execution Services, LLC|3200
TSCO|TRACTOR SUPPLY CO ##|PICT|Pictet Overseas Inc.|2500
TSCO|TRACTOR SUPPLY CO ##|PWJC|UBS Financial Services, Inc.|10845
TSCO|TRACTOR SUPPLY CO ##|RAJA|Raymond James & Associates, Inc.|24684
TSCO|TRACTOR SUPPLY CO ##|RBCM|RBC CAPITAL MARKETS, LLC|13062
TSCO|TRACTOR SUPPLY CO ##|RGLD|Regal Securities, Inc|100
TSCO|TRACTOR SUPPLY CO ##|SAGL|SAGETRADER, LLC|113014
TSCO|TRACTOR SUPPLY CO ##|SAGW|SAGETRADER, LLC|279
TSCO|TRACTOR SUPPLY CO ##|SALI|INTL FCSTONE FINANCIAL INC.|799
TSCO|TRACTOR SUPPLY CO ##|SBSH|Citigroup Global Markets Inc.|858659
TSCO|TRACTOR SUPPLY CO ##|SEIC|SEI Investments Distribution Co.|1007
TSCO|TRACTOR SUPPLY CO ##|SGMT|GOLDMAN SACHS & CO. LLC|251805
TSCO|TRACTOR SUPPLY CO ##|SHMR|ABN Amro Clearing LLC|72
TSCO|TRACTOR SUPPLY CO ##|SJLS|TRADE INFORMATICS LLC|100
TSCO|TRACTOR SUPPLY CO ##|SPDR|SPEEDROUTE LLC|17589
TSCO|TRACTOR SUPPLY CO ##|SPHN|Stephens Inc.|15764
TSCO|TRACTOR SUPPLY CO ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
TSCO|TRACTOR SUPPLY CO ##|STFL|Stifel, Nicolaus & Company, Incorporated|12827
TSCO|TRACTOR SUPPLY CO ##|STKP|STOCKPILE INVESTMENTS, INC.|62
TSCO|TRACTOR SUPPLY CO ##|STXG|Stockcross Financial Services, Inc.|1
TSCO|TRACTOR SUPPLY CO ##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6
TSCO|TRACTOR SUPPLY CO ##|SWIM|TD Ameritrade, Inc.|39005
TSCO|TRACTOR SUPPLY CO ##|SWST|Hilltop Securities Inc.|3021
TSCO|TRACTOR SUPPLY CO ##|TAGC|TELSEY ADVISORY GROUP LLC|400
TSCO|TRACTOR SUPPLY CO ##|TKNG|ALLY INVEST SECURITIES LLC|1953
TSCO|TRACTOR SUPPLY CO ##|TONC|CUTTONE & CO., LLC|4340
TSCO|TRACTOR SUPPLY CO ##|TRBT|Tradebot Systems, Inc.|446698
TSCO|TRACTOR SUPPLY CO ##|TRCM|TRC MARKETS LLC|532397
TSCO|TRACTOR SUPPLY CO ##|TWTT|TASTYWORKS, INC.|25
TSCO|TRACTOR SUPPLY CO ##|UBSA|UBS SECURITIES LLC|910434
TSCO|TRACTOR SUPPLY CO ##|UBSS|UBS Securities LLC|1917847
TSCO|TRACTOR SUPPLY CO ##|VALX|VIRTU AMERICAS LLC|10939
TSCO|TRACTOR SUPPLY CO ##|VGRD|Vanguard Marketing Corporation|17301
TSCO|TRACTOR SUPPLY CO ##|VSIN|Vision Financial Markets Llc|104
TSCO|TRACTOR SUPPLY CO ##|WABR|Wall Street Access|34398
TSCO|TRACTOR SUPPLY CO ##|WBLR|WILLIAM BLAIR|4602
TSCO|TRACTOR SUPPLY CO ##|WBPX|SUMMIT SECURITIES GROUP, LLC|5000
TSCO|TRACTOR SUPPLY CO ##|WCHV|WELLS FARGO SECURITIES, LLC|101126
TSCO|TRACTOR SUPPLY CO ##|WEDB|WEDBUSH SECURITIES INC.|212
TSCO|TRACTOR SUPPLY CO ##|WEED|Weeden & Co.L.P.|3202
TSCO|TRACTOR SUPPLY CO ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29536
TSCO|TRACTOR SUPPLY CO ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38439
TSCO|TRACTOR SUPPLY CO ##|WGIF|CIBC World Markets Inc.|2699
TSCO|TRACTOR SUPPLY CO ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|516
TSCO|TRACTOR SUPPLY CO ##|WSEA|WOLVERINE SECURITIES, LLC|9448
TSCO|TRACTOR SUPPLY CO ##|XIST|INSTINET, LLC|41200
TSCO|TRACTOR SUPPLY CO ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|93342
TSCO|TRACTOR SUPPLY CO ##|YKNA|COMHAR CAPITAL MARKETS, LLC|5876
TSCO|TRACTOR SUPPLY CO ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10807
TSE|TRINSEO S.A.|APCC|Apex Clearing Corporation|52
TSE|TRINSEO S.A.|BARD|Robert W. Baird & Co. Incorporated|779
TSE|TRINSEO S.A.|BATM|CBOE TRADING, INC.|881
TSE|TRINSEO S.A.|BBNT|BB&T SECURITIES, LLC|1119
TSE|TRINSEO S.A.|BERN|Sanford C. Bernstein & Co., LLC|5775
TSE|TRINSEO S.A.|BIDS|BIDS TRADING L.P.|400
TSE|TRINSEO S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1794
TSE|TRINSEO S.A.|BLKX|INSTINET, LLC|38303
TSE|TRINSEO S.A.|BNPX|BNP PARIBAS SECURITIES CORP.|3808
TSE|TRINSEO S.A.|BTIG|BTIG, LLC|4863
TSE|TRINSEO S.A.|BYXM|CBOE TRADING, INC.|200
TSE|TRINSEO S.A.|BZYD|GOLDMAN SACHS & CO. LLC|960
TSE|TRINSEO S.A.|CANT|Cantor Fitzgerald & Co.|5288
TSE|TRINSEO S.A.|CHAS|Charles Schwab & Co., Inc.|5372
TSE|TRINSEO S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11821
TSE|TRINSEO S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
TSE|TRINSEO S.A.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
TSE|TRINSEO S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121443
TSE|TRINSEO S.A.|CTDL|Citadel Derivatives Group Llc|578
TSE|TRINSEO S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|24226
TSE|TRINSEO S.A.|DADA|D.A. Davidson & Co.|14
TSE|TRINSEO S.A.|DAVA|Davenport & Company LLC|100
TSE|TRINSEO S.A.|DBAB|Deutsche Bank Securities Inc.|46489
TSE|TRINSEO S.A.|DBAX|Deutsche Bank Securities Inc.|74000
TSE|TRINSEO S.A.|DBUL|Deutsche Bank Securities Inc.|1396
TSE|TRINSEO S.A.|DEAN|MORGAN STANLEY|6273
TSE|TRINSEO S.A.|DEGS|RONIN PROFESSIONAL LLC|3556
TSE|TRINSEO S.A.|DRWC|DRW SECURITIES, L.L.C.|1320
TSE|TRINSEO S.A.|EBXL|EBX LLC|35000
TSE|TRINSEO S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|802
TSE|TRINSEO S.A.|EDJO|Edward D. Jones & Co., L.P.|82
TSE|TRINSEO S.A.|EGAM|CBOE TRADING, INC.|4341
TSE|TRINSEO S.A.|EGAW|CBOE TRADING, INC.|1
TSE|TRINSEO S.A.|EGMT|EG MARKET TECHNOLOGIES LLC|100
TSE|TRINSEO S.A.|EGXM|CBOE TRADING, INC.|1202
TSE|TRINSEO S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14911
TSE|TRINSEO S.A.|ETRS|E*Trade Securities LLC|5732
TSE|TRINSEO S.A.|FBSB|U.S. Bancorp Investments, Inc.|62
TSE|TRINSEO S.A.|FILL|Tradestation Securities, Inc.|575
TSE|TRINSEO S.A.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
TSE|TRINSEO S.A.|FQLS|Quantlab Securities LP|41299
TSE|TRINSEO S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9157
TSE|TRINSEO S.A.|FTBR|Foliofn Investments, Inc.|2432
TSE|TRINSEO S.A.|GLIS|TD Securities Inc|100
TSE|TRINSEO S.A.|GLPX|ACS EXECUTION SERVICES, LLC|5688
TSE|TRINSEO S.A.|GSCO|GOLDMAN SACHS & CO. LLC|127203
TSE|TRINSEO S.A.|GSCS|GOLDMAN SACHS & CO. LLC|303
TSE|TRINSEO S.A.|GSLT|GOLDMAN SACHS & CO. LLC|1440
TSE|TRINSEO S.A.|GTSZ|GTS SECURITIES LLC|6317
TSE|TRINSEO S.A.|HRBF|American Enterprise Investment Services Inc.|1405
TSE|TRINSEO S.A.|IATS|INTERACTIVE BROKERS LLC|930
TSE|TRINSEO S.A.|IBKR|Interactive Brokers Llc|2355
TSE|TRINSEO S.A.|ICBX|INSTINET, LLC|25900
TSE|TRINSEO S.A.|IEQY|CITADEL SECURITIES LLC|15254
TSE|TRINSEO S.A.|INCA|INSTINET, LLC|68355
TSE|TRINSEO S.A.|INJX|INSTINET, LLC|27768
TSE|TRINSEO S.A.|ITGI|ITG Inc.|25652
TSE|TRINSEO S.A.|ITGP|ITG INC.|34600
TSE|TRINSEO S.A.|JANY|Janney Montgomery Scott Inc.|59
TSE|TRINSEO S.A.|JEFF|JEFFERIES LLC|103037
TSE|TRINSEO S.A.|JMPT|JUMP TRADING, LLC|11646
TSE|TRINSEO S.A.|JPBX|J.P. MORGAN SECURITIES LLC|5798
TSE|TRINSEO S.A.|JPMX|J.P. Morgan Securities LLC|250905
TSE|TRINSEO S.A.|JSJX|JANE STREET CAPITAL LLC|5638
TSE|TRINSEO S.A.|KCGM|VIRTU Americas LLC|15832
TSE|TRINSEO S.A.|KEYB|KEYBANC CAPITAL MARKETS INC.|599
TSE|TRINSEO S.A.|LEHM|Barclays Capital Inc./Le|154615
TSE|TRINSEO S.A.|LIME|Lime Brokerage LLC|15038
TSE|TRINSEO S.A.|MAXM|Maxim Group LLC|14
TSE|TRINSEO S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69500
TSE|TRINSEO S.A.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|104
TSE|TRINSEO S.A.|MSCO|MORGAN STANLEY & CO. LLC|211011
TSE|TRINSEO S.A.|MSPL|MORGAN STANLEY & CO. LLC|142100
TSE|TRINSEO S.A.|MSTX|MORGAN STANLEY & CO. LLC|31900
TSE|TRINSEO S.A.|MTON|MILLINGTON SECURITIES, INC.|19542
TSE|TRINSEO S.A.|NFSC|National Financial Services LLC|30672
TSE|TRINSEO S.A.|NITE|VIRTU Americas LLC|77445
TSE|TRINSEO S.A.|NQRB|Brut, LLC|1447
TSE|TRINSEO S.A.|NTBF|BMO Nesbitt Burns Inc./CDS|140
TSE|TRINSEO S.A.|NTRC|Northern Trust Securities, Inc.|1502
TSE|TRINSEO S.A.|OPCO|Oppenheimer & Co. Inc.|25
TSE|TRINSEO S.A.|PDQM|CODA MARKETS, INC.|13691
TSE|TRINSEO S.A.|PWJC|UBS Financial Services, Inc.|50
TSE|TRINSEO S.A.|RBCM|RBC CAPITAL MARKETS, LLC|95
TSE|TRINSEO S.A.|SAGL|SAGETRADER, LLC|519
TSE|TRINSEO S.A.|SAGW|SAGETRADER, LLC|108
TSE|TRINSEO S.A.|SBSH|Citigroup Global Markets Inc.|36985
TSE|TRINSEO S.A.|SGMT|GOLDMAN SACHS & CO. LLC|30571
TSE|TRINSEO S.A.|SPDR|SPEEDROUTE LLC|8050
TSE|TRINSEO S.A.|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
TSE|TRINSEO S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|1
TSE|TRINSEO S.A.|STKP|STOCKPILE INVESTMENTS, INC.|6
TSE|TRINSEO S.A.|SWIM|TD Ameritrade, Inc.|1880
TSE|TRINSEO S.A.|TRBT|Tradebot Systems, Inc.|1376
TSE|TRINSEO S.A.|TRCM|TRC MARKETS LLC|24646
TSE|TRINSEO S.A.|UBSA|UBS SECURITIES LLC|205356
TSE|TRINSEO S.A.|UBSS|UBS Securities LLC|158944
TSE|TRINSEO S.A.|VALX|VIRTU AMERICAS LLC|9693
TSE|TRINSEO S.A.|VGRD|Vanguard Marketing Corporation|1920
TSE|TRINSEO S.A.|WABR|Wall Street Access|21442
TSE|TRINSEO S.A.|WBLR|WILLIAM BLAIR|1097
TSE|TRINSEO S.A.|WCHV|WELLS FARGO SECURITIES, LLC|30732
TSE|TRINSEO S.A.|WDNX|WEEDEN & CO.L.P.|152
TSE|TRINSEO S.A.|WEED|Weeden & Co.L.P.|5284
TSE|TRINSEO S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3855
TSE|TRINSEO S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9445
TSE|TRINSEO S.A.|WGIF|CIBC World Markets Inc.|425
TSE|TRINSEO S.A.|WSEA|WOLVERINE SECURITIES, LLC|404
TSE|TRINSEO S.A.|XIST|INSTINET, LLC|12400
TSE|TRINSEO S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4958
TSE|TRINSEO S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|694
TSEM|TOWER SEMICONDUCTOR|ADAM|CANACCORD GENUITY INC.|95960
TSEM|TOWER SEMICONDUCTOR|ALTX|Alternet Securities Inc.|2714
TSEM|TOWER SEMICONDUCTOR|APCC|Apex Clearing Corporation|1016
TSEM|TOWER SEMICONDUCTOR|BARD|Robert W. Baird & Co. Incorporated|1121
TSEM|TOWER SEMICONDUCTOR|BATM|CBOE TRADING, INC.|8370
TSEM|TOWER SEMICONDUCTOR|BAYT|BTIG, LLC|300
TSEM|TOWER SEMICONDUCTOR|BBNT|BB&T SECURITIES, LLC|225
TSEM|TOWER SEMICONDUCTOR|BERN|Sanford C. Bernstein & Co., LLC|2327
TSEM|TOWER SEMICONDUCTOR|BIAD|SAGETRADER, LLC|291
TSEM|TOWER SEMICONDUCTOR|BIMI|Banca IMI Securities Corp.|300
TSEM|TOWER SEMICONDUCTOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7234
TSEM|TOWER SEMICONDUCTOR|BLKX|INSTINET, LLC|60500
TSEM|TOWER SEMICONDUCTOR|BMOC|BMO Capital Markets Corp.|10500
TSEM|TOWER SEMICONDUCTOR|BTIG|BTIG, LLC|423
TSEM|TOWER SEMICONDUCTOR|BYXM|CBOE TRADING, INC.|1821
TSEM|TOWER SEMICONDUCTOR|BZYD|GOLDMAN SACHS & CO. LLC|2003
TSEM|TOWER SEMICONDUCTOR|CANT|Cantor Fitzgerald & Co.|540
TSEM|TOWER SEMICONDUCTOR|CHAS|Charles Schwab & Co., Inc.|2100
TSEM|TOWER SEMICONDUCTOR|CIST|Capital Institutional Services, Inc.|4824
TSEM|TOWER SEMICONDUCTOR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21099
TSEM|TOWER SEMICONDUCTOR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
TSEM|TOWER SEMICONDUCTOR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|270280
TSEM|TOWER SEMICONDUCTOR|CTDL|Citadel Derivatives Group Llc|13241
TSEM|TOWER SEMICONDUCTOR|CTLR|CUTLER GROUP, LP|1725
TSEM|TOWER SEMICONDUCTOR|CXCX|CITIGROUP GLOBAL MARKETS INC.|15930
TSEM|TOWER SEMICONDUCTOR|DADA|D.A. Davidson & Co.|500
TSEM|TOWER SEMICONDUCTOR|DBAB|Deutsche Bank Securities Inc.|141835
TSEM|TOWER SEMICONDUCTOR|DBAX|Deutsche Bank Securities Inc.|135600
TSEM|TOWER SEMICONDUCTOR|DCHF|Dart Executions, LLC|1339
TSEM|TOWER SEMICONDUCTOR|DEAN|MORGAN STANLEY|2403
TSEM|TOWER SEMICONDUCTOR|DEGS|RONIN PROFESSIONAL LLC|1200
TSEM|TOWER SEMICONDUCTOR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|934
TSEM|TOWER SEMICONDUCTOR|DOTC|Dougherty & Company LLC|2034
TSEM|TOWER SEMICONDUCTOR|EBXL|EBX LLC|161600
TSEM|TOWER SEMICONDUCTOR|ECUT|CONVERGEX EXECUTION SOLUTIONS|2949
TSEM|TOWER SEMICONDUCTOR|EDJO|Edward D. Jones & Co., L.P.|1551
TSEM|TOWER SEMICONDUCTOR|EGAM|CBOE TRADING, INC.|1649
TSEM|TOWER SEMICONDUCTOR|EGMT|EG MARKET TECHNOLOGIES LLC|300
TSEM|TOWER SEMICONDUCTOR|EGXM|CBOE TRADING, INC.|1462
TSEM|TOWER SEMICONDUCTOR|ETBE|Electronic Transaction Clearing, Inc.|9485
TSEM|TOWER SEMICONDUCTOR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4508
TSEM|TOWER SEMICONDUCTOR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12206
TSEM|TOWER SEMICONDUCTOR|ETRS|E*Trade Securities LLC|78609
TSEM|TOWER SEMICONDUCTOR|FBCO|Credit Suisse Securities (USA) LLC|466275
TSEM|TOWER SEMICONDUCTOR|FILL|Tradestation Securities, Inc.|3713
TSEM|TOWER SEMICONDUCTOR|FOMA|TD AMERITRADE CLEARING, INC.|99379
TSEM|TOWER SEMICONDUCTOR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1329
TSEM|TOWER SEMICONDUCTOR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|205285
TSEM|TOWER SEMICONDUCTOR|FTBR|Foliofn Investments, Inc.|3418
TSEM|TOWER SEMICONDUCTOR|GEBB|GLOBAL EXECUTION BROKERS, LP|6076
TSEM|TOWER SEMICONDUCTOR|GLPX|ACS EXECUTION SERVICES, LLC|8813
TSEM|TOWER SEMICONDUCTOR|GSCO|GOLDMAN SACHS & CO. LLC|249576
TSEM|TOWER SEMICONDUCTOR|GSCS|GOLDMAN SACHS & CO. LLC|148087
TSEM|TOWER SEMICONDUCTOR|GSLT|GOLDMAN SACHS & CO. LLC|9148
TSEM|TOWER SEMICONDUCTOR|GTSZ|GTS SECURITIES LLC|4686
TSEM|TOWER SEMICONDUCTOR|HASF|Haywood Securities Inc./CDS|3000
TSEM|TOWER SEMICONDUCTOR|HRBF|American Enterprise Investment Services Inc.|263
TSEM|TOWER SEMICONDUCTOR|HSBC|HSBC Securities, Inc.|2958
TSEM|TOWER SEMICONDUCTOR|IATS|INTERACTIVE BROKERS LLC|68466
TSEM|TOWER SEMICONDUCTOR|IBKR|Interactive Brokers Llc|291001
TSEM|TOWER SEMICONDUCTOR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3748
TSEM|TOWER SEMICONDUCTOR|ICBX|INSTINET, LLC|40383
TSEM|TOWER SEMICONDUCTOR|INCA|INSTINET, LLC|177534
TSEM|TOWER SEMICONDUCTOR|INJX|INSTINET, LLC|25143
TSEM|TOWER SEMICONDUCTOR|ITGI|ITG Inc.|21116
TSEM|TOWER SEMICONDUCTOR|ITGP|ITG INC.|68800
TSEM|TOWER SEMICONDUCTOR|JANY|Janney Montgomery Scott Inc.|119
TSEM|TOWER SEMICONDUCTOR|JEFF|JEFFERIES LLC|103942
TSEM|TOWER SEMICONDUCTOR|JMPT|JUMP TRADING, LLC|44397
TSEM|TOWER SEMICONDUCTOR|JPBX|J.P. MORGAN SECURITIES LLC|66964
TSEM|TOWER SEMICONDUCTOR|JPMX|J.P. Morgan Securities LLC|275156
TSEM|TOWER SEMICONDUCTOR|JRCO|Johnson Rice & Company L.L.C.|679
TSEM|TOWER SEMICONDUCTOR|JSJX|JANE STREET CAPITAL LLC|2863
TSEM|TOWER SEMICONDUCTOR|JUTA|JUMP TRADING, LLC|200
TSEM|TOWER SEMICONDUCTOR|KCGM|VIRTU Americas LLC|81965
TSEM|TOWER SEMICONDUCTOR|LEHM|Barclays Capital Inc./Le|499480
TSEM|TOWER SEMICONDUCTOR|LIME|Lime Brokerage LLC|98281
TSEM|TOWER SEMICONDUCTOR|LMGP|LIME BROKERAGE LLC|2157
TSEM|TOWER SEMICONDUCTOR|LOOP|Loop Capital Markets LLC|5548
TSEM|TOWER SEMICONDUCTOR|LQNA|LIQUIDNET, INC.|18900
TSEM|TOWER SEMICONDUCTOR|LSCI|Lek Securities Corporation|221
TSEM|TOWER SEMICONDUCTOR|LTCO|Ladenburg, Thalmann & Co., Inc.|6000
TSEM|TOWER SEMICONDUCTOR|MACQ|Macquarie Capital (USA) Inc.|600
TSEM|TOWER SEMICONDUCTOR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|195986
TSEM|TOWER SEMICONDUCTOR|MOTF|MOTIF INVESTING, INC.|19
TSEM|TOWER SEMICONDUCTOR|MSCO|MORGAN STANLEY & CO. LLC|1253954
TSEM|TOWER SEMICONDUCTOR|MSPL|MORGAN STANLEY & CO. LLC|242500
TSEM|TOWER SEMICONDUCTOR|MSTX|MORGAN STANLEY & CO. LLC|61700
TSEM|TOWER SEMICONDUCTOR|NATL|National Securities Corporation|640
TSEM|TOWER SEMICONDUCTOR|NEED|Needham & Company, LLC|14679
TSEM|TOWER SEMICONDUCTOR|NFSC|National Financial Services LLC|409028
TSEM|TOWER SEMICONDUCTOR|NITE|VIRTU Americas LLC|732166
TSEM|TOWER SEMICONDUCTOR|NITP|VIRTU Americas LLC|1300
TSEM|TOWER SEMICONDUCTOR|NQRB|Brut, LLC|10009
TSEM|TOWER SEMICONDUCTOR|OPCO|Oppenheimer & Co. Inc.|71415
TSEM|TOWER SEMICONDUCTOR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6053
TSEM|TOWER SEMICONDUCTOR|PCPT|PHILLIP CAPITAL INC.|100
TSEM|TOWER SEMICONDUCTOR|PDQM|CODA MARKETS, INC.|31067
TSEM|TOWER SEMICONDUCTOR|PHLY|NASDAQ Execution Services, LLC|15600
TSEM|TOWER SEMICONDUCTOR|PIPR|Piper Jaffray & Co.|9900
TSEM|TOWER SEMICONDUCTOR|POIN|PRECISION SECURITIES, LLC (POIN)|400
TSEM|TOWER SEMICONDUCTOR|PWJC|UBS Financial Services, Inc.|804
TSEM|TOWER SEMICONDUCTOR|RAJA|Raymond James & Associates, Inc.|11281
TSEM|TOWER SEMICONDUCTOR|RBCM|RBC CAPITAL MARKETS, LLC|11596
TSEM|TOWER SEMICONDUCTOR|RGLD|Regal Securities, Inc|5
TSEM|TOWER SEMICONDUCTOR|ROTH|Roth Capital Partners, LLC|11973
TSEM|TOWER SEMICONDUCTOR|SAGL|SAGETRADER, LLC|1680
TSEM|TOWER SEMICONDUCTOR|SBSH|Citigroup Global Markets Inc.|109335
TSEM|TOWER SEMICONDUCTOR|SGMT|GOLDMAN SACHS & CO. LLC|119361
TSEM|TOWER SEMICONDUCTOR|SPDR|SPEEDROUTE LLC|3259
TSEM|TOWER SEMICONDUCTOR|STFL|Stifel, Nicolaus & Company, Incorporated|60189
TSEM|TOWER SEMICONDUCTOR|SWIM|TD Ameritrade, Inc.|35283
TSEM|TOWER SEMICONDUCTOR|SWST|Hilltop Securities Inc.|46
TSEM|TOWER SEMICONDUCTOR|TKNG|ALLY INVEST SECURITIES LLC|894
TSEM|TOWER SEMICONDUCTOR|TRBT|Tradebot Systems, Inc.|225449
TSEM|TOWER SEMICONDUCTOR|TRCM|TRC MARKETS LLC|148350
TSEM|TOWER SEMICONDUCTOR|TWTT|TASTYWORKS, INC.|100
TSEM|TOWER SEMICONDUCTOR|UBSA|UBS SECURITIES LLC|348767
TSEM|TOWER SEMICONDUCTOR|UBSS|UBS Securities LLC|443906
TSEM|TOWER SEMICONDUCTOR|VALX|VIRTU AMERICAS LLC|5384
TSEM|TOWER SEMICONDUCTOR|VGRD|Vanguard Marketing Corporation|10022
TSEM|TOWER SEMICONDUCTOR|WBPX|SUMMIT SECURITIES GROUP, LLC|600
TSEM|TOWER SEMICONDUCTOR|WCHV|WELLS FARGO SECURITIES, LLC|233804
TSEM|TOWER SEMICONDUCTOR|WEED|Weeden & Co.L.P.|423
TSEM|TOWER SEMICONDUCTOR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11446
TSEM|TOWER SEMICONDUCTOR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45135
TSEM|TOWER SEMICONDUCTOR|WGIF|CIBC World Markets Inc.|519
TSEM|TOWER SEMICONDUCTOR|WSEA|WOLVERINE SECURITIES, LLC|4906
TSEM|TOWER SEMICONDUCTOR|XIST|INSTINET, LLC|6200
TSEM|TOWER SEMICONDUCTOR|XSTM|NATIONAL FINANCIAL SERVICES LLC|60494
TSEM|TOWER SEMICONDUCTOR|YKNA|COMHAR CAPITAL MARKETS, LLC|6237
TSEM|TOWER SEMICONDUCTOR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27167
TSG|THE STARS GROUP INC.|ADAM|CANACCORD GENUITY INC.|3000
TSG|THE STARS GROUP INC.|AGIS|Aegis Capital Corp.|315
TSG|THE STARS GROUP INC.|APCC|Apex Clearing Corporation|1332
TSG|THE STARS GROUP INC.|BARD|Robert W. Baird & Co. Incorporated|1027
TSG|THE STARS GROUP INC.|BATM|CBOE TRADING, INC.|2371
TSG|THE STARS GROUP INC.|BAYT|BTIG, LLC|3200
TSG|THE STARS GROUP INC.|BBNT|BB&T SECURITIES, LLC|200
TSG|THE STARS GROUP INC.|BERN|Sanford C. Bernstein & Co., LLC|154269
TSG|THE STARS GROUP INC.|BIDS|BIDS TRADING L.P.|2800
TSG|THE STARS GROUP INC.|BIMI|Banca IMI Securities Corp.|300
TSG|THE STARS GROUP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|350
TSG|THE STARS GROUP INC.|BLKX|INSTINET, LLC|67600
TSG|THE STARS GROUP INC.|BMOC|BMO Capital Markets Corp.|3000
TSG|THE STARS GROUP INC.|BNCH|The Benchmark Company, LLC|7229
TSG|THE STARS GROUP INC.|BTIG|BTIG, LLC|104100
TSG|THE STARS GROUP INC.|BYXM|CBOE TRADING, INC.|100
TSG|THE STARS GROUP INC.|BZYD|GOLDMAN SACHS & CO. LLC|4326
TSG|THE STARS GROUP INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|83200
TSG|THE STARS GROUP INC.|CHAS|Charles Schwab & Co., Inc.|150
TSG|THE STARS GROUP INC.|CICF|Canaccord Genuity Corp.|5506
TSG|THE STARS GROUP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|251076
TSG|THE STARS GROUP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|390
TSG|THE STARS GROUP INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|30530
TSG|THE STARS GROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|344690
TSG|THE STARS GROUP INC.|CTDL|Citadel Derivatives Group Llc|13031
TSG|THE STARS GROUP INC.|CTLR|CUTLER GROUP, LP|8900
TSG|THE STARS GROUP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|114514
TSG|THE STARS GROUP INC.|DADA|D.A. Davidson & Co.|500
TSG|THE STARS GROUP INC.|DBAB|Deutsche Bank Securities Inc.|138909
TSG|THE STARS GROUP INC.|DBAX|Deutsche Bank Securities Inc.|265600
TSG|THE STARS GROUP INC.|DBUL|Deutsche Bank Securities Inc.|500
TSG|THE STARS GROUP INC.|DCHF|Dart Executions, LLC|754
TSG|THE STARS GROUP INC.|DEAN|MORGAN STANLEY|30800
TSG|THE STARS GROUP INC.|DEGS|RONIN PROFESSIONAL LLC|8398
TSG|THE STARS GROUP INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3600
TSG|THE STARS GROUP INC.|EBXL|EBX LLC|226000
TSG|THE STARS GROUP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|14750
TSG|THE STARS GROUP INC.|EDJO|Edward D. Jones & Co., L.P.|178
TSG|THE STARS GROUP INC.|EGAM|CBOE TRADING, INC.|18834
TSG|THE STARS GROUP INC.|EGMT|EG MARKET TECHNOLOGIES LLC|300
TSG|THE STARS GROUP INC.|EGXM|CBOE TRADING, INC.|1110
TSG|THE STARS GROUP INC.|ETBE|Electronic Transaction Clearing, Inc.|8418
TSG|THE STARS GROUP INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5040
TSG|THE STARS GROUP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51155
TSG|THE STARS GROUP INC.|ETRS|E*Trade Securities LLC|130289
TSG|THE STARS GROUP INC.|FBCO|Credit Suisse Securities (USA) LLC|898035
TSG|THE STARS GROUP INC.|FILL|Tradestation Securities, Inc.|10353
TSG|THE STARS GROUP INC.|FMAF|NBCN Inc./ CDS|3667
TSG|THE STARS GROUP INC.|FOMA|TD AMERITRADE CLEARING, INC.|232830
TSG|THE STARS GROUP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4391
TSG|THE STARS GROUP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35459
TSG|THE STARS GROUP INC.|FTBR|Foliofn Investments, Inc.|1120
TSG|THE STARS GROUP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|26043
TSG|THE STARS GROUP INC.|GLPX|ACS EXECUTION SERVICES, LLC|2481
TSG|THE STARS GROUP INC.|GSCO|GOLDMAN SACHS & CO. LLC|692506
TSG|THE STARS GROUP INC.|GSCS|GOLDMAN SACHS & CO. LLC|18229
TSG|THE STARS GROUP INC.|GSLT|GOLDMAN SACHS & CO. LLC|35264
TSG|THE STARS GROUP INC.|GTSZ|GTS SECURITIES LLC|67625
TSG|THE STARS GROUP INC.|HAPX|HAP Trading, LLC|100
TSG|THE STARS GROUP INC.|HASF|Haywood Securities Inc./CDS|700
TSG|THE STARS GROUP INC.|HRBF|American Enterprise Investment Services Inc.|13158
TSG|THE STARS GROUP INC.|HSBC|HSBC Securities, Inc.|14197
TSG|THE STARS GROUP INC.|IBKR|Interactive Brokers Llc|516651
TSG|THE STARS GROUP INC.|ICBX|INSTINET, LLC|173080
TSG|THE STARS GROUP INC.|INCA|INSTINET, LLC|476170
TSG|THE STARS GROUP INC.|INJX|INSTINET, LLC|110163
TSG|THE STARS GROUP INC.|ITGI|ITG Inc.|361752
TSG|THE STARS GROUP INC.|ITGP|ITG INC.|341800
TSG|THE STARS GROUP INC.|JANY|Janney Montgomery Scott Inc.|25
TSG|THE STARS GROUP INC.|JEFF|JEFFERIES LLC|485461
TSG|THE STARS GROUP INC.|JGUN|Joseph Gunnar & Co.  LLC|200
TSG|THE STARS GROUP INC.|JMPT|JUMP TRADING, LLC|116434
TSG|THE STARS GROUP INC.|JONE|JonesTrading|301316
TSG|THE STARS GROUP INC.|JPBX|J.P. MORGAN SECURITIES LLC|184274
TSG|THE STARS GROUP INC.|JPMX|J.P. Morgan Securities LLC|694154
TSG|THE STARS GROUP INC.|JRCO|Johnson Rice & Company L.L.C.|400
TSG|THE STARS GROUP INC.|KCGM|VIRTU Americas LLC|87630
TSG|THE STARS GROUP INC.|LEHM|Barclays Capital Inc./Le|648206
TSG|THE STARS GROUP INC.|LIME|Lime Brokerage LLC|117678
TSG|THE STARS GROUP INC.|LOOP|Loop Capital Markets LLC|900
TSG|THE STARS GROUP INC.|LQNA|LIQUIDNET, INC.|70600
TSG|THE STARS GROUP INC.|LSCI|Lek Securities Corporation|9860
TSG|THE STARS GROUP INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|2500
TSG|THE STARS GROUP INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
TSG|THE STARS GROUP INC.|MACQ|Macquarie Capital (USA) Inc.|4300
TSG|THE STARS GROUP INC.|MAXM|Maxim Group LLC|700
TSG|THE STARS GROUP INC.|MCMF|Raymond James Ltd. Cds|3135
TSG|THE STARS GROUP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158794
TSG|THE STARS GROUP INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5400
TSG|THE STARS GROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|4181157
TSG|THE STARS GROUP INC.|MSPL|MORGAN STANLEY & CO. LLC|177400
TSG|THE STARS GROUP INC.|MSTX|MORGAN STANLEY & CO. LLC|58000
TSG|THE STARS GROUP INC.|NATL|National Securities Corporation|1500
TSG|THE STARS GROUP INC.|NFSC|National Financial Services LLC|209063
TSG|THE STARS GROUP INC.|NITE|VIRTU Americas LLC|489714
TSG|THE STARS GROUP INC.|NITP|VIRTU Americas LLC|2000
TSG|THE STARS GROUP INC.|NMRA|Nomura Securities International, Inc.|300
TSG|THE STARS GROUP INC.|NOBL|NOBLE CAPITAL MARKETS, INC.|20223
TSG|THE STARS GROUP INC.|NQRB|Brut, LLC|6686
TSG|THE STARS GROUP INC.|OPCO|Oppenheimer & Co. Inc.|275
TSG|THE STARS GROUP INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1430
TSG|THE STARS GROUP INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3427
TSG|THE STARS GROUP INC.|PCFF|Pacific International Securities Inc./CDS|282
TSG|THE STARS GROUP INC.|PDQM|CODA MARKETS, INC.|32985
TSG|THE STARS GROUP INC.|PHLY|NASDAQ Execution Services, LLC|2000
TSG|THE STARS GROUP INC.|PIPR|Piper Jaffray & Co.|10000
TSG|THE STARS GROUP INC.|PREC|PRECISION SECURITIES, LLC|728
TSG|THE STARS GROUP INC.|PWJC|UBS Financial Services, Inc.|700
TSG|THE STARS GROUP INC.|QMSR|QUATTRO M SECURITIES INC.|800
TSG|THE STARS GROUP INC.|RAJA|Raymond James & Associates, Inc.|3010
TSG|THE STARS GROUP INC.|RJLC|RJL CAPITAL GROUP, LLC|4000
TSG|THE STARS GROUP INC.|SAGL|SAGETRADER, LLC|400
TSG|THE STARS GROUP INC.|SBSH|Citigroup Global Markets Inc.|923098
TSG|THE STARS GROUP INC.|SCMC|Scotia Capital Markets (USA) Inc.|100
TSG|THE STARS GROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|239930
TSG|THE STARS GROUP INC.|SPDR|SPEEDROUTE LLC|7256
TSG|THE STARS GROUP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|18586
TSG|THE STARS GROUP INC.|STKP|STOCKPILE INVESTMENTS, INC.|10
TSG|THE STARS GROUP INC.|SWIM|TD Ameritrade, Inc.|93093
TSG|THE STARS GROUP INC.|SWST|Hilltop Securities Inc.|14435
TSG|THE STARS GROUP INC.|TKNG|ALLY INVEST SECURITIES LLC|414
TSG|THE STARS GROUP INC.|TRBT|Tradebot Systems, Inc.|72338
TSG|THE STARS GROUP INC.|TRCM|TRC MARKETS LLC|344965
TSG|THE STARS GROUP INC.|TWTT|TASTYWORKS, INC.|1568
TSG|THE STARS GROUP INC.|UBSA|UBS SECURITIES LLC|938662
TSG|THE STARS GROUP INC.|UBSS|UBS Securities LLC|456281
TSG|THE STARS GROUP INC.|VALX|VIRTU AMERICAS LLC|33822
TSG|THE STARS GROUP INC.|VGRD|Vanguard Marketing Corporation|5751
TSG|THE STARS GROUP INC.|VNDS|VANDHAM SECURITIES CORP|1100
TSG|THE STARS GROUP INC.|WABR|Wall Street Access|2000
TSG|THE STARS GROUP INC.|WBLR|WILLIAM BLAIR|5000
TSG|THE STARS GROUP INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|202
TSG|THE STARS GROUP INC.|WCHV|WELLS FARGO SECURITIES, LLC|60198
TSG|THE STARS GROUP INC.|WEDB|WEDBUSH SECURITIES INC.|16264
TSG|THE STARS GROUP INC.|WEED|Weeden & Co.L.P.|5000
TSG|THE STARS GROUP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24309
TSG|THE STARS GROUP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4728
TSG|THE STARS GROUP INC.|WSEA|WOLVERINE SECURITIES, LLC|1326
TSG|THE STARS GROUP INC.|XIST|INSTINET, LLC|24000
TSG|THE STARS GROUP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|49180
TSG|THE STARS GROUP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2881
TSI|TCW STRAT INC FUND|ALTX|Alternet Securities Inc.|200
TSI|TCW STRAT INC FUND|APCC|Apex Clearing Corporation|3019
TSI|TCW STRAT INC FUND|BATM|CBOE TRADING, INC.|21
TSI|TCW STRAT INC FUND|BTIG|BTIG, LLC|3000
TSI|TCW STRAT INC FUND|CANT|Cantor Fitzgerald & Co.|53451
TSI|TCW STRAT INC FUND|CHAS|Charles Schwab & Co., Inc.|56720
TSI|TCW STRAT INC FUND|CIST|Capital Institutional Services, Inc.|967
TSI|TCW STRAT INC FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8096
TSI|TCW STRAT INC FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8343
TSI|TCW STRAT INC FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|5886
TSI|TCW STRAT INC FUND|DADA|D.A. Davidson & Co.|2100
TSI|TCW STRAT INC FUND|DBAX|Deutsche Bank Securities Inc.|9000
TSI|TCW STRAT INC FUND|DEAN|MORGAN STANLEY|12511
TSI|TCW STRAT INC FUND|DEGS|RONIN PROFESSIONAL LLC|200
TSI|TCW STRAT INC FUND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
TSI|TCW STRAT INC FUND|EBXL|EBX LLC|3500
TSI|TCW STRAT INC FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|1212
TSI|TCW STRAT INC FUND|EDJO|Edward D. Jones & Co., L.P.|380
TSI|TCW STRAT INC FUND|EGAM|CBOE TRADING, INC.|100
TSI|TCW STRAT INC FUND|EGXM|CBOE TRADING, INC.|700
TSI|TCW STRAT INC FUND|ETRS|E*Trade Securities LLC|13304
TSI|TCW STRAT INC FUND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5351
TSI|TCW STRAT INC FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64397
TSI|TCW STRAT INC FUND|FTBR|Foliofn Investments, Inc.|225
TSI|TCW STRAT INC FUND|GLPX|ACS EXECUTION SERVICES, LLC|102
TSI|TCW STRAT INC FUND|GSCO|GOLDMAN SACHS & CO. LLC|2431
TSI|TCW STRAT INC FUND|GSLT|GOLDMAN SACHS & CO. LLC|300
TSI|TCW STRAT INC FUND|GTSZ|GTS SECURITIES LLC|100
TSI|TCW STRAT INC FUND|HRBF|American Enterprise Investment Services Inc.|33065
TSI|TCW STRAT INC FUND|IBKR|Interactive Brokers Llc|360
TSI|TCW STRAT INC FUND|ICBX|INSTINET, LLC|10900
TSI|TCW STRAT INC FUND|INCA|INSTINET, LLC|1152
TSI|TCW STRAT INC FUND|ITGI|ITG Inc.|300
TSI|TCW STRAT INC FUND|ITGP|ITG INC.|5400
TSI|TCW STRAT INC FUND|JANY|Janney Montgomery Scott Inc.|50
TSI|TCW STRAT INC FUND|JPMX|J.P. Morgan Securities LLC|2600
TSI|TCW STRAT INC FUND|KCGM|VIRTU Americas LLC|6914
TSI|TCW STRAT INC FUND|KCRD|PHX FINANCIAL, INC.|200
TSI|TCW STRAT INC FUND|LEHM|Barclays Capital Inc./Le|24400
TSI|TCW STRAT INC FUND|LIME|Lime Brokerage LLC|285
TSI|TCW STRAT INC FUND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|275
TSI|TCW STRAT INC FUND|MILE|I-Bankers Securities, Inc.|800
TSI|TCW STRAT INC FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17792
TSI|TCW STRAT INC FUND|MSCO|MORGAN STANLEY & CO. LLC|16987
TSI|TCW STRAT INC FUND|MSPL|MORGAN STANLEY & CO. LLC|200
TSI|TCW STRAT INC FUND|NATL|National Securities Corporation|3265
TSI|TCW STRAT INC FUND|NBCS|NBC Securities, INC.|1800
TSI|TCW STRAT INC FUND|NFSC|National Financial Services LLC|132247
TSI|TCW STRAT INC FUND|NITE|VIRTU Americas LLC|154113
TSI|TCW STRAT INC FUND|NQRB|Brut, LLC|185
TSI|TCW STRAT INC FUND|NTRC|Northern Trust Securities, Inc.|500
TSI|TCW STRAT INC FUND|PDQM|CODA MARKETS, INC.|402
TSI|TCW STRAT INC FUND|PWJC|UBS Financial Services, Inc.|6600
TSI|TCW STRAT INC FUND|RBCM|RBC CAPITAL MARKETS, LLC|7001
TSI|TCW STRAT INC FUND|SBSH|Citigroup Global Markets Inc.|2110
TSI|TCW STRAT INC FUND|SGMT|GOLDMAN SACHS & CO. LLC|8286
TSI|TCW STRAT INC FUND|STFL|Stifel, Nicolaus & Company, Incorporated|22915
TSI|TCW STRAT INC FUND|SWST|Hilltop Securities Inc.|3073
TSI|TCW STRAT INC FUND|TRBT|Tradebot Systems, Inc.|1620
TSI|TCW STRAT INC FUND|UBSA|UBS SECURITIES LLC|10547
TSI|TCW STRAT INC FUND|UBSS|UBS Securities LLC|49951
TSI|TCW STRAT INC FUND|VGRD|Vanguard Marketing Corporation|13641
TSI|TCW STRAT INC FUND|WCHV|WELLS FARGO SECURITIES, LLC|25645
TSI|TCW STRAT INC FUND|WSEA|WOLVERINE SECURITIES, LLC|947
TSI|TCW STRAT INC FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
TSI|TCW STRAT INC FUND|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TSI|TCW STRAT INC FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3661
TSLA|TESLA, INC.|ABLE|NATIXIS Securities Americas LLC|4804
TSLA|TESLA, INC.|ACPL|American Capital Partners, LLC|45
TSLA|TESLA, INC.|ADAM|CANACCORD GENUITY INC.|200
TSLA|TESLA, INC.|AGCP|AEGIS CAPITAL CORP.|379
TSLA|TESLA, INC.|AGIS|Aegis Capital Corp.|9716
TSLA|TESLA, INC.|ALTX|Alternet Securities Inc.|141643
TSLA|TESLA, INC.|APCC|Apex Clearing Corporation|201413
TSLA|TESLA, INC.|BANK|Primevest Financial Services, Inc.|18950
TSLA|TESLA, INC.|BARD|Robert W. Baird & Co. Incorporated|8600
TSLA|TESLA, INC.|BATM|CBOE TRADING, INC.|257793
TSLA|TESLA, INC.|BAYC|BAY CREST PARTNERS, LLC|7725
TSLA|TESLA, INC.|BAYT|BTIG, LLC|23135
TSLA|TESLA, INC.|BBNT|BB&T SECURITIES, LLC|1920
TSLA|TESLA, INC.|BERN|Sanford C. Bernstein & Co., LLC|241972
TSLA|TESLA, INC.|BGCE|BGC Financial Inc.|600
TSLA|TESLA, INC.|BIMI|Banca IMI Securities Corp.|30589
TSLA|TESLA, INC.|BKCM|BNY Mellon Capital Markets LLC|851
TSLA|TESLA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|203744
TSLA|TESLA, INC.|BLKX|INSTINET, LLC|45438
TSLA|TESLA, INC.|BMOC|BMO Capital Markets Corp.|165051
TSLA|TESLA, INC.|BMSI|BULL MARKET SECURITIES, INC.|81
TSLA|TESLA, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|616516
TSLA|TESLA, INC.|BRGE|Newbridge Securities Corp.|417
TSLA|TESLA, INC.|BTIG|BTIG, LLC|23001
TSLA|TESLA, INC.|BYXM|CBOE TRADING, INC.|34016
TSLA|TESLA, INC.|BZXL|VOLANT LIQUIDITY, LLC|54773
TSLA|TESLA, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
TSLA|TESLA, INC.|CABR|Cabrera Capital Markets, Inc.|19
TSLA|TESLA, INC.|CANT|Cantor Fitzgerald & Co.|3017
TSLA|TESLA, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|177556
TSLA|TESLA, INC.|CBRA|Cobra Trading, Inc.|100
TSLA|TESLA, INC.|CHAS|Charles Schwab & Co., Inc.|123570
TSLA|TESLA, INC.|CHBC|PENSERRA SECURITIES, LLC|25000
TSLA|TESLA, INC.|CICF|Canaccord Genuity Corp.|2679
TSLA|TESLA, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|3599
TSLA|TESLA, INC.|CIST|Capital Institutional Services, Inc.|1206
TSLA|TESLA, INC.|CLSA|CLSA AMERICAS, LLC|400
TSLA|TESLA, INC.|CMPT|Compass Point Research & Trading, LLC|1000
TSLA|TESLA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|525490
TSLA|TESLA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|242211
TSLA|TESLA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|795893
TSLA|TESLA, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|1
TSLA|TESLA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2932741
TSLA|TESLA, INC.|CSMS|CORNERSTONE MACRO LLC|3210
TSLA|TESLA, INC.|CTDL|Citadel Derivatives Group Llc|30743
TSLA|TESLA, INC.|CTLR|CUTLER GROUP, LP|430
TSLA|TESLA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|272232
TSLA|TESLA, INC.|DADA|D.A. Davidson & Co.|319
TSLA|TESLA, INC.|DAKO|Dakota Securities International, Inc.|935
TSLA|TESLA, INC.|DAVA|Davenport & Company LLC|880
TSLA|TESLA, INC.|DAWA|Daiwa Capital Markets America Inc.|93832
TSLA|TESLA, INC.|DBAB|Deutsche Bank Securities Inc.|3633524
TSLA|TESLA, INC.|DBAX|Deutsche Bank Securities Inc.|1480300
TSLA|TESLA, INC.|DBUL|Deutsche Bank Securities Inc.|28360
TSLA|TESLA, INC.|DCHF|Dart Executions, LLC|371875
TSLA|TESLA, INC.|DEAN|MORGAN STANLEY|53575
TSLA|TESLA, INC.|DEGS|RONIN PROFESSIONAL LLC|75937
TSLA|TESLA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|576271
TSLA|TESLA, INC.|DRWK|DRW SECURITIES, L.L.C.|60742
TSLA|TESLA, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1600
TSLA|TESLA, INC.|EBXL|EBX LLC|953500
TSLA|TESLA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|57354
TSLA|TESLA, INC.|EDFC|E D & F MAN CAPITAL MARKETS INC.|1100
TSLA|TESLA, INC.|EDJC|Edward Jones / CDS|1387
TSLA|TESLA, INC.|EDJO|Edward D. Jones & Co., L.P.|15147
TSLA|TESLA, INC.|EGAM|CBOE TRADING, INC.|229522
TSLA|TESLA, INC.|EGAW|CBOE TRADING, INC.|3277
TSLA|TESLA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|5396
TSLA|TESLA, INC.|EGXM|CBOE TRADING, INC.|86984
TSLA|TESLA, INC.|EGXW|CBOE TRADING, INC.|1081
TSLA|TESLA, INC.|EROM|Eroom Securities L.L.C.|70
TSLA|TESLA, INC.|EROP|Eroom Securities L.L.C.|600
TSLA|TESLA, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|300
TSLA|TESLA, INC.|ETBE|Electronic Transaction Clearing, Inc.|461090
TSLA|TESLA, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|121
TSLA|TESLA, INC.|ETCC|Electronic Transaction Clearing, Inc.|250
TSLA|TESLA, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1200
TSLA|TESLA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|480177
TSLA|TESLA, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|21827
TSLA|TESLA, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|117244
TSLA|TESLA, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|11400
TSLA|TESLA, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1014
TSLA|TESLA, INC.|ETRS|E*Trade Securities LLC|13979124
TSLA|TESLA, INC.|FBCO|Credit Suisse Securities (USA) LLC|3159187
TSLA|TESLA, INC.|FBSB|U.S. Bancorp Investments, Inc.|674
TSLA|TESLA, INC.|FCST|INTL FCSTONE FINANCIAL INC.|14076
TSLA|TESLA, INC.|FFSI|Firstrade Securities Inc.|3586
TSLA|TESLA, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|1014
TSLA|TESLA, INC.|FILL|Tradestation Securities, Inc.|523054
TSLA|TESLA, INC.|FINX|FINTECH SECURITIES|75
TSLA|TESLA, INC.|FMAF|NBCN Inc./ CDS|86686
TSLA|TESLA, INC.|FMCO|First Manhattan Co|150
TSLA|TESLA, INC.|FOGS|FOG EQUITIES LLC|100000
TSLA|TESLA, INC.|FOMA|TD AMERITRADE CLEARING, INC.|16509709
TSLA|TESLA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2110
TSLA|TESLA, INC.|FQLS|Quantlab Securities LP|2616802
TSLA|TESLA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200587
TSLA|TESLA, INC.|FTBR|Foliofn Investments, Inc.|3879
TSLA|TESLA, INC.|GARC|ICAP Corporates LLC|100
TSLA|TESLA, INC.|GBMT|GBM International, Inc.|5125
TSLA|TESLA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|785971
TSLA|TESLA, INC.|GELP|RBC CAPITAL MARKETS, LLC|15853
TSLA|TESLA, INC.|GLIS|TD Securities Inc|2825
TSLA|TESLA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|1195707
TSLA|TESLA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3508916
TSLA|TESLA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|360683
TSLA|TESLA, INC.|GSIC|GLOBAL STRATEGIC INVESTMENTS|385
TSLA|TESLA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|84928
TSLA|TESLA, INC.|GTSZ|GTS SECURITIES LLC|2005663
TSLA|TESLA, INC.|HAPX|HAP Trading, LLC|34153
TSLA|TESLA, INC.|HASF|Haywood Securities Inc./CDS|460
TSLA|TESLA, INC.|HRBF|American Enterprise Investment Services Inc.|25980
TSLA|TESLA, INC.|HSBC|HSBC Securities, Inc.|145820
TSLA|TESLA, INC.|IATS|INTERACTIVE BROKERS LLC|3693482
TSLA|TESLA, INC.|IBKR|Interactive Brokers Llc|11967495
TSLA|TESLA, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1077
TSLA|TESLA, INC.|ICBX|INSTINET, LLC|347748
TSLA|TESLA, INC.|IEQY|CITADEL SECURITIES LLC|525036
TSLA|TESLA, INC.|INCA|INSTINET, LLC|4468309
TSLA|TESLA, INC.|INJX|INSTINET, LLC|167710
TSLA|TESLA, INC.|ITGI|ITG Inc.|268044
TSLA|TESLA, INC.|ITGP|ITG INC.|576600
TSLA|TESLA, INC.|JANY|Janney Montgomery Scott Inc.|3312
TSLA|TESLA, INC.|JEFF|JEFFERIES LLC|405693
TSLA|TESLA, INC.|JHDR|J.H. Darbie & Co., Inc.|2000
TSLA|TESLA, INC.|JMPT|JUMP TRADING, LLC|1106894
TSLA|TESLA, INC.|JONE|JonesTrading|860
TSLA|TESLA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|227707
TSLA|TESLA, INC.|JPMX|J.P. Morgan Securities LLC|2969281
TSLA|TESLA, INC.|JRCO|Johnson Rice & Company L.L.C.|800
TSLA|TESLA, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|700
TSLA|TESLA, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|1300
TSLA|TESLA, INC.|JSJX|JANE STREET CAPITAL LLC|76089
TSLA|TESLA, INC.|JUTA|JUMP TRADING, LLC|186030
TSLA|TESLA, INC.|KCGM|VIRTU Americas LLC|433847
TSLA|TESLA, INC.|KING|C. L. King & Associates, Inc.|5
TSLA|TESLA, INC.|LEHM|Barclays Capital Inc./Le|5516580
TSLA|TESLA, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1454
TSLA|TESLA, INC.|LIME|Lime Brokerage LLC|1065270
TSLA|TESLA, INC.|LIWE|LIME BROKERAGE LLC|450
TSLA|TESLA, INC.|LMGP|LIME BROKERAGE LLC|31882
TSLA|TESLA, INC.|LOOP|Loop Capital Markets LLC|82
TSLA|TESLA, INC.|LQNA|LIQUIDNET, INC.|39500
TSLA|TESLA, INC.|LSCI|Lek Securities Corporation|355879
TSLA|TESLA, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|500
TSLA|TESLA, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|1800
TSLA|TESLA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|26605
TSLA|TESLA, INC.|MACC|Mid Atlantic Capital Corporation|64
TSLA|TESLA, INC.|MACQ|Macquarie Capital (USA) Inc.|600
TSLA|TESLA, INC.|MAVB|Great Point Capital LLC|13800
TSLA|TESLA, INC.|MAXM|Maxim Group LLC|21579
TSLA|TESLA, INC.|MBTS|ALLY INVEST SECURITIES LLC|13745
TSLA|TESLA, INC.|MCMF|Raymond James Ltd. Cds|1889
TSLA|TESLA, INC.|MICA|Spartan Securities Group, Ltd.|3250
TSLA|TESLA, INC.|MKMP|MKM Partners LLC|7500
TSLA|TESLA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|656378
TSLA|TESLA, INC.|MOTF|MOTIF INVESTING, INC.|654
TSLA|TESLA, INC.|MPSG|E D & F Man Capital Markets Inc.|12977
TSLA|TESLA, INC.|MSCO|MORGAN STANLEY & CO. LLC|11635881
TSLA|TESLA, INC.|MSPL|MORGAN STANLEY & CO. LLC|1114200
TSLA|TESLA, INC.|MSTX|MORGAN STANLEY & CO. LLC|209000
TSLA|TESLA, INC.|MWCC|Monness Crespi Hardt & Co., Inc.|13547
TSLA|TESLA, INC.|MZHO|Mizuho Securities USA LLC|9150
TSLA|TESLA, INC.|NATL|National Securities Corporation|2851
TSLA|TESLA, INC.|NEED|Needham & Company, LLC|100
TSLA|TESLA, INC.|NEUB|NEUBERGER BERMAN BD LLC|369
TSLA|TESLA, INC.|NFSC|National Financial Services LLC|11262474
TSLA|TESLA, INC.|NITE|VIRTU Americas LLC|18024758
TSLA|TESLA, INC.|NITP|VIRTU Americas LLC|12748
TSLA|TESLA, INC.|NMRA|Nomura Securities International, Inc.|17143
TSLA|TESLA, INC.|NQRB|Brut, LLC|117615
TSLA|TESLA, INC.|NTFN|Network 1 Financial Securities Inc.|265
TSLA|TESLA, INC.|NTRC|Northern Trust Securities, Inc.|1412
TSLA|TESLA, INC.|OHOS|TWO SIGMA SECURITIES, LLC|247176
TSLA|TESLA, INC.|OLDM|OLD MISSION CAPITAL, LLC|966
TSLA|TESLA, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|15055
TSLA|TESLA, INC.|OPCO|Oppenheimer & Co. Inc.|12500
TSLA|TESLA, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4765
TSLA|TESLA, INC.|PCFF|Pacific International Securities Inc./CDS|370
TSLA|TESLA, INC.|PCPT|PHILLIP CAPITAL INC.|15463
TSLA|TESLA, INC.|PDQM|CODA MARKETS, INC.|1816272
TSLA|TESLA, INC.|PHLY|NASDAQ Execution Services, LLC|194164
TSLA|TESLA, INC.|PICT|Pictet Overseas Inc.|10037
TSLA|TESLA, INC.|PIPR|Piper Jaffray & Co.|2535
TSLA|TESLA, INC.|PNSR|Penserra Securities, LLC|100
TSLA|TESLA, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|5611
TSLA|TESLA, INC.|PREC|PRECISION SECURITIES, LLC|200
TSLA|TESLA, INC.|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|400
TSLA|TESLA, INC.|PWJC|UBS Financial Services, Inc.|121115
TSLA|TESLA, INC.|QMSR|QUATTRO M SECURITIES INC.|9824
TSLA|TESLA, INC.|RAJA|Raymond James & Associates, Inc.|39523
TSLA|TESLA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|27010
TSLA|TESLA, INC.|RGLD|Regal Securities, Inc|2784
TSLA|TESLA, INC.|RILY|B. RILEY FBR, INC.|1900
TSLA|TESLA, INC.|ROTH|Roth Capital Partners, LLC|500
TSLA|TESLA, INC.|SAGL|SAGETRADER, LLC|290425
TSLA|TESLA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2652
TSLA|TESLA, INC.|SBSH|Citigroup Global Markets Inc.|2619946
TSLA|TESLA, INC.|SCMC|Scotia Capital Markets (USA) Inc.|1985
TSLA|TESLA, INC.|SEIC|SEI Investments Distribution Co.|100
TSLA|TESLA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|772986
TSLA|TESLA, INC.|SHMR|ABN Amro Clearing LLC|1281
TSLA|TESLA, INC.|SIBO|Prime Executions, Inc.|750
TSLA|TESLA, INC.|SJLS|TRADE INFORMATICS LLC|200
TSLA|TESLA, INC.|SOGO|Wang Investment Associates, Inc.|3622
TSLA|TESLA, INC.|SPDR|SPEEDROUTE LLC|287784
TSLA|TESLA, INC.|SPHN|Stephens Inc.|395
TSLA|TESLA, INC.|SPTD|MINT GLOBAL MARKETS, INC.|344
TSLA|TESLA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|43249
TSLA|TESLA, INC.|STKP|STOCKPILE INVESTMENTS, INC.|11448
TSLA|TESLA, INC.|STRS|STRATEGAS RESEARCH PARTNERS|200
TSLA|TESLA, INC.|STXG|Stockcross Financial Services, Inc.|686
TSLA|TESLA, INC.|SWIM|TD Ameritrade, Inc.|8646236
TSLA|TESLA, INC.|SWST|Hilltop Securities Inc.|4565
TSLA|TESLA, INC.|TAGC|TELSEY ADVISORY GROUP LLC|3407
TSLA|TESLA, INC.|TKNG|ALLY INVEST SECURITIES LLC|224185
TSLA|TESLA, INC.|TOUR|TOURMALINE PARTNERS, LLC|692
TSLA|TESLA, INC.|TRBT|Tradebot Systems, Inc.|905649
TSLA|TESLA, INC.|TRCM|TRC MARKETS LLC|330681
TSLA|TESLA, INC.|TWTT|TASTYWORKS, INC.|30333
TSLA|TESLA, INC.|UBSA|UBS SECURITIES LLC|6486813
TSLA|TESLA, INC.|UBSS|UBS Securities LLC|8635608
TSLA|TESLA, INC.|UFPA|UNITED FIRST PARTNERS LLC|1900
TSLA|TESLA, INC.|VALX|VIRTU AMERICAS LLC|651484
TSLA|TESLA, INC.|VGRD|Vanguard Marketing Corporation|331878
TSLA|TESLA, INC.|VIEW|VIEWTRADE SECURITIES LLC|230
TSLA|TESLA, INC.|VNDS|VANDHAM SECURITIES CORP|13699
TSLA|TESLA, INC.|VSIN|Vision Financial Markets Llc|4109
TSLA|TESLA, INC.|WABR|Wall Street Access|6093
TSLA|TESLA, INC.|WBLR|WILLIAM BLAIR|680
TSLA|TESLA, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|229498
TSLA|TESLA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|613306
TSLA|TESLA, INC.|WDLF|W.D. Latimer Company Ltd./CDS|300
TSLA|TESLA, INC.|WEDB|WEDBUSH SECURITIES INC.|2446684
TSLA|TESLA, INC.|WEED|Weeden & Co.L.P.|1099
TSLA|TESLA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|251990
TSLA|TESLA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|460931
TSLA|TESLA, INC.|WFPB|Wells Fargo Securities, LLC.|646
TSLA|TESLA, INC.|WGIF|CIBC World Markets Inc.|126614
TSLA|TESLA, INC.|WHOT|JUST2TRADE, INC.|150
TSLA|TESLA, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|70
TSLA|TESLA, INC.|WMLL|Watermill Institutional Trading LLC|500
TSLA|TESLA, INC.|WORD|Worden Capital Management LLC|10388
TSLA|TESLA, INC.|WSAG|WALL STREET ACCESS|1514
TSLA|TESLA, INC.|WSEA|WOLVERINE SECURITIES, LLC|265579
TSLA|TESLA, INC.|WTFS|JUST2TRADE, INC.|15
TSLA|TESLA, INC.|XIST|INSTINET, LLC|193732
TSLA|TESLA, INC.|XPQR|Jump Trading|550
TSLA|TESLA, INC.|XPUS|XP SECURITIES, LLC|33340
TSLA|TESLA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1322028
TSLA|TESLA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|274278
TSLA|TESLA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|34294
TSLF|THL CREDIT SR LOAN|ALTX|Alternet Securities Inc.|100
TSLF|THL CREDIT SR LOAN|APCC|Apex Clearing Corporation|158
TSLF|THL CREDIT SR LOAN|BANK|Primevest Financial Services, Inc.|2
TSLF|THL CREDIT SR LOAN|BARD|Robert W. Baird & Co. Incorporated|3000
TSLF|THL CREDIT SR LOAN|BATM|CBOE TRADING, INC.|11
TSLF|THL CREDIT SR LOAN|BTIG|BTIG, LLC|310
TSLF|THL CREDIT SR LOAN|CHAS|Charles Schwab & Co., Inc.|1
TSLF|THL CREDIT SR LOAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
TSLF|THL CREDIT SR LOAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1888
TSLF|THL CREDIT SR LOAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|378
TSLF|THL CREDIT SR LOAN|DADA|D.A. Davidson & Co.|3251
TSLF|THL CREDIT SR LOAN|DBAX|Deutsche Bank Securities Inc.|1100
TSLF|THL CREDIT SR LOAN|DEAN|MORGAN STANLEY|1140
TSLF|THL CREDIT SR LOAN|DEGS|RONIN PROFESSIONAL LLC|100
TSLF|THL CREDIT SR LOAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|241
TSLF|THL CREDIT SR LOAN|EBXL|EBX LLC|1400
TSLF|THL CREDIT SR LOAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|226
TSLF|THL CREDIT SR LOAN|EGAW|CBOE TRADING, INC.|200
TSLF|THL CREDIT SR LOAN|ESPO|ESPOSITO SECURITIES, LLC|1366
TSLF|THL CREDIT SR LOAN|ETRS|E*Trade Securities LLC|353
TSLF|THL CREDIT SR LOAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18210
TSLF|THL CREDIT SR LOAN|FTBR|Foliofn Investments, Inc.|14
TSLF|THL CREDIT SR LOAN|GSCO|GOLDMAN SACHS & CO. LLC|100
TSLF|THL CREDIT SR LOAN|GSCS|GOLDMAN SACHS & CO. LLC|100
TSLF|THL CREDIT SR LOAN|GTSZ|GTS SECURITIES LLC|528
TSLF|THL CREDIT SR LOAN|HRBF|American Enterprise Investment Services Inc.|1618
TSLF|THL CREDIT SR LOAN|IATS|INTERACTIVE BROKERS LLC|1964
TSLF|THL CREDIT SR LOAN|IBKR|Interactive Brokers Llc|3895
TSLF|THL CREDIT SR LOAN|ICBX|INSTINET, LLC|500
TSLF|THL CREDIT SR LOAN|INCA|INSTINET, LLC|1140
TSLF|THL CREDIT SR LOAN|ITGI|ITG Inc.|200
TSLF|THL CREDIT SR LOAN|ITGP|ITG INC.|2000
TSLF|THL CREDIT SR LOAN|JANY|Janney Montgomery Scott Inc.|3300
TSLF|THL CREDIT SR LOAN|JPMX|J.P. Morgan Securities LLC|200
TSLF|THL CREDIT SR LOAN|KCGM|VIRTU Americas LLC|100
TSLF|THL CREDIT SR LOAN|LIME|Lime Brokerage LLC|633
TSLF|THL CREDIT SR LOAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
TSLF|THL CREDIT SR LOAN|MSCO|MORGAN STANLEY & CO. LLC|37375
TSLF|THL CREDIT SR LOAN|MSPL|MORGAN STANLEY & CO. LLC|1700
TSLF|THL CREDIT SR LOAN|MSTX|MORGAN STANLEY & CO. LLC|400
TSLF|THL CREDIT SR LOAN|NFSC|National Financial Services LLC|14188
TSLF|THL CREDIT SR LOAN|NITE|VIRTU Americas LLC|40140
TSLF|THL CREDIT SR LOAN|NQRB|Brut, LLC|1239
TSLF|THL CREDIT SR LOAN|OPCO|Oppenheimer & Co. Inc.|712
TSLF|THL CREDIT SR LOAN|PDQM|CODA MARKETS, INC.|105
TSLF|THL CREDIT SR LOAN|RBCM|RBC CAPITAL MARKETS, LLC|1055
TSLF|THL CREDIT SR LOAN|SALI|INTL FCSTONE FINANCIAL INC.|2000
TSLF|THL CREDIT SR LOAN|SBSH|Citigroup Global Markets Inc.|2904
TSLF|THL CREDIT SR LOAN|SGMT|GOLDMAN SACHS & CO. LLC|777
TSLF|THL CREDIT SR LOAN|STFL|Stifel, Nicolaus & Company, Incorporated|1400
TSLF|THL CREDIT SR LOAN|SWIM|TD Ameritrade, Inc.|300
TSLF|THL CREDIT SR LOAN|SWST|Hilltop Securities Inc.|2963
TSLF|THL CREDIT SR LOAN|TRBT|Tradebot Systems, Inc.|934
TSLF|THL CREDIT SR LOAN|TRCM|TRC MARKETS LLC|150
TSLF|THL CREDIT SR LOAN|UBSA|UBS SECURITIES LLC|6738
TSLF|THL CREDIT SR LOAN|UBSS|UBS Securities LLC|50679
TSLF|THL CREDIT SR LOAN|VGRD|Vanguard Marketing Corporation|79
TSLF|THL CREDIT SR LOAN|WCHV|WELLS FARGO SECURITIES, LLC|13723
TSLF|THL CREDIT SR LOAN|WEED|Weeden & Co.L.P.|10
TSLF|THL CREDIT SR LOAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|202
TSLF|THL CREDIT SR LOAN|WSEA|WOLVERINE SECURITIES, LLC|4
TSLF|THL CREDIT SR LOAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46
TSLX|TPG SPECIALTY LENDIN|ABLE|NATIXIS Securities Americas LLC|11577
TSLX|TPG SPECIALTY LENDIN|ALTX|Alternet Securities Inc.|3900
TSLX|TPG SPECIALTY LENDIN|APCC|Apex Clearing Corporation|52
TSLX|TPG SPECIALTY LENDIN|AVON|Avondale Partners, LLC|1400
TSLX|TPG SPECIALTY LENDIN|BANK|Primevest Financial Services, Inc.|104
TSLX|TPG SPECIALTY LENDIN|BARD|Robert W. Baird & Co. Incorporated|3139
TSLX|TPG SPECIALTY LENDIN|BATM|CBOE TRADING, INC.|3209
TSLX|TPG SPECIALTY LENDIN|BBNT|BB&T SECURITIES, LLC|58
TSLX|TPG SPECIALTY LENDIN|BERN|Sanford C. Bernstein & Co., LLC|1343
TSLX|TPG SPECIALTY LENDIN|BKCM|BNY Mellon Capital Markets LLC|100
TSLX|TPG SPECIALTY LENDIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11039
TSLX|TPG SPECIALTY LENDIN|BTIG|BTIG, LLC|135
TSLX|TPG SPECIALTY LENDIN|BYXM|CBOE TRADING, INC.|200
TSLX|TPG SPECIALTY LENDIN|BZYD|GOLDMAN SACHS & CO. LLC|3716
TSLX|TPG SPECIALTY LENDIN|CANT|Cantor Fitzgerald & Co.|697
TSLX|TPG SPECIALTY LENDIN|CHAS|Charles Schwab & Co., Inc.|4050
TSLX|TPG SPECIALTY LENDIN|CMPT|Compass Point Research & Trading, LLC|4180
TSLX|TPG SPECIALTY LENDIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10596
TSLX|TPG SPECIALTY LENDIN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|702
TSLX|TPG SPECIALTY LENDIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102605
TSLX|TPG SPECIALTY LENDIN|CTDL|Citadel Derivatives Group Llc|739
TSLX|TPG SPECIALTY LENDIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|20930
TSLX|TPG SPECIALTY LENDIN|DAVA|Davenport & Company LLC|149
TSLX|TPG SPECIALTY LENDIN|DBAB|Deutsche Bank Securities Inc.|13138
TSLX|TPG SPECIALTY LENDIN|DBAX|Deutsche Bank Securities Inc.|85300
TSLX|TPG SPECIALTY LENDIN|DBUL|Deutsche Bank Securities Inc.|100
TSLX|TPG SPECIALTY LENDIN|DEAN|MORGAN STANLEY|9335
TSLX|TPG SPECIALTY LENDIN|DEGS|RONIN PROFESSIONAL LLC|427
TSLX|TPG SPECIALTY LENDIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|399
TSLX|TPG SPECIALTY LENDIN|EBXL|EBX LLC|34300
TSLX|TPG SPECIALTY LENDIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5496
TSLX|TPG SPECIALTY LENDIN|EDJO|Edward D. Jones & Co., L.P.|760
TSLX|TPG SPECIALTY LENDIN|EGAM|CBOE TRADING, INC.|5371
TSLX|TPG SPECIALTY LENDIN|EGAW|CBOE TRADING, INC.|100
TSLX|TPG SPECIALTY LENDIN|EGXM|CBOE TRADING, INC.|1389
TSLX|TPG SPECIALTY LENDIN|EGXW|CBOE TRADING, INC.|49
TSLX|TPG SPECIALTY LENDIN|ESPO|ESPOSITO SECURITIES, LLC|798
TSLX|TPG SPECIALTY LENDIN|ETBE|Electronic Transaction Clearing, Inc.|1500
TSLX|TPG SPECIALTY LENDIN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|700
TSLX|TPG SPECIALTY LENDIN|ETRS|E*Trade Securities LLC|45567
TSLX|TPG SPECIALTY LENDIN|FILL|Tradestation Securities, Inc.|1202
TSLX|TPG SPECIALTY LENDIN|FINX|FINTECH SECURITIES|193
TSLX|TPG SPECIALTY LENDIN|FMAF|NBCN Inc./ CDS|195
TSLX|TPG SPECIALTY LENDIN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6239
TSLX|TPG SPECIALTY LENDIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61088
TSLX|TPG SPECIALTY LENDIN|FTBR|Foliofn Investments, Inc.|2157
TSLX|TPG SPECIALTY LENDIN|GLPX|ACS EXECUTION SERVICES, LLC|34940
TSLX|TPG SPECIALTY LENDIN|GSCO|GOLDMAN SACHS & CO. LLC|71370
TSLX|TPG SPECIALTY LENDIN|GSCS|GOLDMAN SACHS & CO. LLC|300
TSLX|TPG SPECIALTY LENDIN|GSLT|GOLDMAN SACHS & CO. LLC|3827
TSLX|TPG SPECIALTY LENDIN|GTSZ|GTS SECURITIES LLC|4889
TSLX|TPG SPECIALTY LENDIN|HRBF|American Enterprise Investment Services Inc.|22326
TSLX|TPG SPECIALTY LENDIN|HSBC|HSBC Securities, Inc.|7643
TSLX|TPG SPECIALTY LENDIN|IATS|INTERACTIVE BROKERS LLC|22217
TSLX|TPG SPECIALTY LENDIN|IBKR|Interactive Brokers Llc|43371
TSLX|TPG SPECIALTY LENDIN|ICBX|INSTINET, LLC|11941
TSLX|TPG SPECIALTY LENDIN|INCA|INSTINET, LLC|57606
TSLX|TPG SPECIALTY LENDIN|INJX|INSTINET, LLC|235
TSLX|TPG SPECIALTY LENDIN|ITGI|ITG Inc.|11739
TSLX|TPG SPECIALTY LENDIN|ITGP|ITG INC.|48400
TSLX|TPG SPECIALTY LENDIN|JANY|Janney Montgomery Scott Inc.|10082
TSLX|TPG SPECIALTY LENDIN|JEFF|JEFFERIES LLC|112562
TSLX|TPG SPECIALTY LENDIN|JMPT|JUMP TRADING, LLC|6626
TSLX|TPG SPECIALTY LENDIN|JPBX|J.P. MORGAN SECURITIES LLC|1946
TSLX|TPG SPECIALTY LENDIN|JPMX|J.P. Morgan Securities LLC|126226
TSLX|TPG SPECIALTY LENDIN|JSJX|JANE STREET CAPITAL LLC|1929
TSLX|TPG SPECIALTY LENDIN|KCGM|VIRTU Americas LLC|14236
TSLX|TPG SPECIALTY LENDIN|LEHM|Barclays Capital Inc./Le|122565
TSLX|TPG SPECIALTY LENDIN|LIME|Lime Brokerage LLC|17741
TSLX|TPG SPECIALTY LENDIN|LSCI|Lek Securities Corporation|45
TSLX|TPG SPECIALTY LENDIN|MBTS|ALLY INVEST SECURITIES LLC|100
TSLX|TPG SPECIALTY LENDIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60440
TSLX|TPG SPECIALTY LENDIN|MOTF|MOTIF INVESTING, INC.|11
TSLX|TPG SPECIALTY LENDIN|MSCO|MORGAN STANLEY & CO. LLC|246484
TSLX|TPG SPECIALTY LENDIN|MSPL|MORGAN STANLEY & CO. LLC|111100
TSLX|TPG SPECIALTY LENDIN|MSTX|MORGAN STANLEY & CO. LLC|24900
TSLX|TPG SPECIALTY LENDIN|NFSC|National Financial Services LLC|213847
TSLX|TPG SPECIALTY LENDIN|NITE|VIRTU Americas LLC|420873
TSLX|TPG SPECIALTY LENDIN|NITP|VIRTU Americas LLC|400
TSLX|TPG SPECIALTY LENDIN|NQRB|Brut, LLC|4442
TSLX|TPG SPECIALTY LENDIN|OPCO|Oppenheimer & Co. Inc.|450
TSLX|TPG SPECIALTY LENDIN|PDQM|CODA MARKETS, INC.|7914
TSLX|TPG SPECIALTY LENDIN|PWJC|UBS Financial Services, Inc.|1200
TSLX|TPG SPECIALTY LENDIN|RBCM|RBC CAPITAL MARKETS, LLC|22396
TSLX|TPG SPECIALTY LENDIN|RJLC|RJL CAPITAL GROUP, LLC|1000
TSLX|TPG SPECIALTY LENDIN|SAGL|SAGETRADER, LLC|1800
TSLX|TPG SPECIALTY LENDIN|SBSH|Citigroup Global Markets Inc.|5188
TSLX|TPG SPECIALTY LENDIN|SGMT|GOLDMAN SACHS & CO. LLC|26224
TSLX|TPG SPECIALTY LENDIN|SPDR|SPEEDROUTE LLC|1950
TSLX|TPG SPECIALTY LENDIN|STFL|Stifel, Nicolaus & Company, Incorporated|12860
TSLX|TPG SPECIALTY LENDIN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
TSLX|TPG SPECIALTY LENDIN|SWIM|TD Ameritrade, Inc.|8529
TSLX|TPG SPECIALTY LENDIN|SWST|Hilltop Securities Inc.|966
TSLX|TPG SPECIALTY LENDIN|TKNG|ALLY INVEST SECURITIES LLC|820
TSLX|TPG SPECIALTY LENDIN|TRBT|Tradebot Systems, Inc.|36036
TSLX|TPG SPECIALTY LENDIN|TRCM|TRC MARKETS LLC|12331
TSLX|TPG SPECIALTY LENDIN|TWTT|TASTYWORKS, INC.|3500
TSLX|TPG SPECIALTY LENDIN|UBSA|UBS SECURITIES LLC|143287
TSLX|TPG SPECIALTY LENDIN|UBSS|UBS Securities LLC|127233
TSLX|TPG SPECIALTY LENDIN|VALX|VIRTU AMERICAS LLC|3583
TSLX|TPG SPECIALTY LENDIN|VGRD|Vanguard Marketing Corporation|45717
TSLX|TPG SPECIALTY LENDIN|WCHV|WELLS FARGO SECURITIES, LLC|517390
TSLX|TPG SPECIALTY LENDIN|WEED|Weeden & Co.L.P.|8550
TSLX|TPG SPECIALTY LENDIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2897
TSLX|TPG SPECIALTY LENDIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12528
TSLX|TPG SPECIALTY LENDIN|WGIF|CIBC World Markets Inc.|1000
TSLX|TPG SPECIALTY LENDIN|WSEA|WOLVERINE SECURITIES, LLC|8996
TSLX|TPG SPECIALTY LENDIN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|400
TSLX|TPG SPECIALTY LENDIN|XIST|INSTINET, LLC|1800
TSLX|TPG SPECIALTY LENDIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|121644
TSLX|TPG SPECIALTY LENDIN|YKNA|COMHAR CAPITAL MARKETS, LLC|400
TSLX|TPG SPECIALTY LENDIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16490
TSM|TAIWAN SEMICOND ADS|ABLE|NATIXIS Securities Americas LLC|2051
TSM|TAIWAN SEMICOND ADS|ADAM|CANACCORD GENUITY INC.|300
TSM|TAIWAN SEMICOND ADS|ALTX|Alternet Securities Inc.|74134
TSM|TAIWAN SEMICOND ADS|ANOS|ABEL/NOSER, L.L.C.|410
TSM|TAIWAN SEMICOND ADS|APCC|Apex Clearing Corporation|21215
TSM|TAIWAN SEMICOND ADS|AQUA|AQUA SECURITIES L.P.|2800
TSM|TAIWAN SEMICOND ADS|AVON|Avondale Partners, LLC|10174
TSM|TAIWAN SEMICOND ADS|BALE|M&T SECURITIES, INC.|2015
TSM|TAIWAN SEMICOND ADS|BANK|Primevest Financial Services, Inc.|561
TSM|TAIWAN SEMICOND ADS|BARD|Robert W. Baird & Co. Incorporated|19720
TSM|TAIWAN SEMICOND ADS|BATM|CBOE TRADING, INC.|16954
TSM|TAIWAN SEMICOND ADS|BAYC|BAY CREST PARTNERS, LLC|6345
TSM|TAIWAN SEMICOND ADS|BAYT|BTIG, LLC|700
TSM|TAIWAN SEMICOND ADS|BBNT|BB&T SECURITIES, LLC|5567
TSM|TAIWAN SEMICOND ADS|BERN|Sanford C. Bernstein & Co., LLC|760907
TSM|TAIWAN SEMICOND ADS|BGCE|BGC Financial Inc.|7
TSM|TAIWAN SEMICOND ADS|BIDS|BIDS TRADING L.P.|42308
TSM|TAIWAN SEMICOND ADS|BIMI|Banca IMI Securities Corp.|613
TSM|TAIWAN SEMICOND ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44983
TSM|TAIWAN SEMICOND ADS|BLKX|INSTINET, LLC|185483
TSM|TAIWAN SEMICOND ADS|BMLT|TITAN SECURITIES|25
TSM|TAIWAN SEMICOND ADS|BMOC|BMO Capital Markets Corp.|349056
TSM|TAIWAN SEMICOND ADS|BNPX|BNP PARIBAS SECURITIES CORP.|143515
TSM|TAIWAN SEMICOND ADS|BTIG|BTIG, LLC|988759
TSM|TAIWAN SEMICOND ADS|BYXM|CBOE TRADING, INC.|10373
TSM|TAIWAN SEMICOND ADS|BZYD|GOLDMAN SACHS & CO. LLC|800
TSM|TAIWAN SEMICOND ADS|CABR|Cabrera Capital Markets, Inc.|360
TSM|TAIWAN SEMICOND ADS|CANT|Cantor Fitzgerald & Co.|5991
TSM|TAIWAN SEMICOND ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|61460
TSM|TAIWAN SEMICOND ADS|CHAS|Charles Schwab & Co., Inc.|12031
TSM|TAIWAN SEMICOND ADS|CICF|Canaccord Genuity Corp.|1073
TSM|TAIWAN SEMICOND ADS|CIST|Capital Institutional Services, Inc.|66715
TSM|TAIWAN SEMICOND ADS|CLSA|CLSA AMERICAS, LLC|2454033
TSM|TAIWAN SEMICOND ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|296870
TSM|TAIWAN SEMICOND ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1411
TSM|TAIWAN SEMICOND ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10500
TSM|TAIWAN SEMICOND ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2455928
TSM|TAIWAN SEMICOND ADS|CTDL|Citadel Derivatives Group Llc|179729
TSM|TAIWAN SEMICOND ADS|CTLR|CUTLER GROUP, LP|8070
TSM|TAIWAN SEMICOND ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|395716
TSM|TAIWAN SEMICOND ADS|DADA|D.A. Davidson & Co.|264
TSM|TAIWAN SEMICOND ADS|DAVA|Davenport & Company LLC|814
TSM|TAIWAN SEMICOND ADS|DBAB|Deutsche Bank Securities Inc.|1452272
TSM|TAIWAN SEMICOND ADS|DBAX|Deutsche Bank Securities Inc.|2328800
TSM|TAIWAN SEMICOND ADS|DCHF|Dart Executions, LLC|40932
TSM|TAIWAN SEMICOND ADS|DEAN|MORGAN STANLEY|152540
TSM|TAIWAN SEMICOND ADS|DEGS|RONIN PROFESSIONAL LLC|15350
TSM|TAIWAN SEMICOND ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11856
TSM|TAIWAN SEMICOND ADS|DRWK|DRW SECURITIES, L.L.C.|36923
TSM|TAIWAN SEMICOND ADS|EBXL|EBX LLC|1813400
TSM|TAIWAN SEMICOND ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|131876
TSM|TAIWAN SEMICOND ADS|EDJC|Edward Jones / CDS|234
TSM|TAIWAN SEMICOND ADS|EDJO|Edward D. Jones & Co., L.P.|31504
TSM|TAIWAN SEMICOND ADS|EGAM|CBOE TRADING, INC.|102956
TSM|TAIWAN SEMICOND ADS|EGAW|CBOE TRADING, INC.|1585
TSM|TAIWAN SEMICOND ADS|EGXM|CBOE TRADING, INC.|8497
TSM|TAIWAN SEMICOND ADS|EGXW|CBOE TRADING, INC.|24
TSM|TAIWAN SEMICOND ADS|ESPO|ESPOSITO SECURITIES, LLC|470
TSM|TAIWAN SEMICOND ADS|ETBE|Electronic Transaction Clearing, Inc.|58485
TSM|TAIWAN SEMICOND ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
TSM|TAIWAN SEMICOND ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
TSM|TAIWAN SEMICOND ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2985
TSM|TAIWAN SEMICOND ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3864
TSM|TAIWAN SEMICOND ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
TSM|TAIWAN SEMICOND ADS|ETRS|E*Trade Securities LLC|482590
TSM|TAIWAN SEMICOND ADS|FFSI|Firstrade Securities Inc.|110
TSM|TAIWAN SEMICOND ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|1055
TSM|TAIWAN SEMICOND ADS|FILL|Tradestation Securities, Inc.|23594
TSM|TAIWAN SEMICOND ADS|FINX|FINTECH SECURITIES|627
TSM|TAIWAN SEMICOND ADS|FLTU|FLOW TRADERS US LLC|21500
TSM|TAIWAN SEMICOND ADS|FMAF|NBCN Inc./ CDS|36706
TSM|TAIWAN SEMICOND ADS|FORD|Fordham Financial Management, Inc.|300
TSM|TAIWAN SEMICOND ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10268
TSM|TAIWAN SEMICOND ADS|FQLS|Quantlab Securities LP|1095064
TSM|TAIWAN SEMICOND ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|203023
TSM|TAIWAN SEMICOND ADS|FTBR|Foliofn Investments, Inc.|39699
TSM|TAIWAN SEMICOND ADS|GBMT|GBM International, Inc.|2148
TSM|TAIWAN SEMICOND ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|244099
TSM|TAIWAN SEMICOND ADS|GLIS|TD Securities Inc|4500
TSM|TAIWAN SEMICOND ADS|GLPX|ACS EXECUTION SERVICES, LLC|437609
TSM|TAIWAN SEMICOND ADS|GSCO|GOLDMAN SACHS & CO. LLC|4791404
TSM|TAIWAN SEMICOND ADS|GSCS|GOLDMAN SACHS & CO. LLC|81995
TSM|TAIWAN SEMICOND ADS|GSLT|GOLDMAN SACHS & CO. LLC|149483
TSM|TAIWAN SEMICOND ADS|GTSZ|GTS SECURITIES LLC|286127
TSM|TAIWAN SEMICOND ADS|GUGS|Guggenheim Securities, LLC|8
TSM|TAIWAN SEMICOND ADS|HRBF|American Enterprise Investment Services Inc.|62808
TSM|TAIWAN SEMICOND ADS|HSBC|HSBC Securities, Inc.|2121318
TSM|TAIWAN SEMICOND ADS|IATS|INTERACTIVE BROKERS LLC|72100
TSM|TAIWAN SEMICOND ADS|IBKR|Interactive Brokers Llc|148353
TSM|TAIWAN SEMICOND ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6966
TSM|TAIWAN SEMICOND ADS|ICBX|INSTINET, LLC|1094727
TSM|TAIWAN SEMICOND ADS|INCA|INSTINET, LLC|1706291
TSM|TAIWAN SEMICOND ADS|INJX|INSTINET, LLC|28906
TSM|TAIWAN SEMICOND ADS|INTL|INTL FCSTONE FINANCIAL INC.|25495
TSM|TAIWAN SEMICOND ADS|ITGI|ITG Inc.|656548
TSM|TAIWAN SEMICOND ADS|ITGP|ITG INC.|2709000
TSM|TAIWAN SEMICOND ADS|JANY|Janney Montgomery Scott Inc.|14595
TSM|TAIWAN SEMICOND ADS|JEFF|JEFFERIES LLC|1114624
TSM|TAIWAN SEMICOND ADS|JMPT|JUMP TRADING, LLC|293601
TSM|TAIWAN SEMICOND ADS|JONE|JonesTrading|2500
TSM|TAIWAN SEMICOND ADS|JPBX|J.P. MORGAN SECURITIES LLC|192557
TSM|TAIWAN SEMICOND ADS|JPMX|J.P. Morgan Securities LLC|3578634
TSM|TAIWAN SEMICOND ADS|JSJX|JANE STREET CAPITAL LLC|158133
TSM|TAIWAN SEMICOND ADS|KCGM|VIRTU Americas LLC|516010
TSM|TAIWAN SEMICOND ADS|KEYB|KEYBANC CAPITAL MARKETS INC.|8130
TSM|TAIWAN SEMICOND ADS|LEHM|Barclays Capital Inc./Le|4895990
TSM|TAIWAN SEMICOND ADS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|340
TSM|TAIWAN SEMICOND ADS|LIME|Lime Brokerage LLC|165135
TSM|TAIWAN SEMICOND ADS|LMNX|LUMINEX TRADING & ANALYTICS LLC|1114222
TSM|TAIWAN SEMICOND ADS|LOOP|Loop Capital Markets LLC|5174
TSM|TAIWAN SEMICOND ADS|LQNA|LIQUIDNET, INC.|52500
TSM|TAIWAN SEMICOND ADS|LQNB|LIQUIDNET, INC.|6400
TSM|TAIWAN SEMICOND ADS|LSCI|Lek Securities Corporation|258
TSM|TAIWAN SEMICOND ADS|MACC|Mid Atlantic Capital Corporation|722
TSM|TAIWAN SEMICOND ADS|MACQ|Macquarie Capital (USA) Inc.|40600
TSM|TAIWAN SEMICOND ADS|MAXM|Maxim Group LLC|17454
TSM|TAIWAN SEMICOND ADS|MBTS|ALLY INVEST SECURITIES LLC|11077
TSM|TAIWAN SEMICOND ADS|MCMF|Raymond James Ltd. Cds|1359
TSM|TAIWAN SEMICOND ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1832796
TSM|TAIWAN SEMICOND ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|25794
TSM|TAIWAN SEMICOND ADS|MNDX|TJM Investments, LLC|26408
TSM|TAIWAN SEMICOND ADS|MOTF|MOTIF INVESTING, INC.|95
TSM|TAIWAN SEMICOND ADS|MPSG|E D & F Man Capital Markets Inc.|58703
TSM|TAIWAN SEMICOND ADS|MSCO|MORGAN STANLEY & CO. LLC|6950109
TSM|TAIWAN SEMICOND ADS|MSPL|MORGAN STANLEY & CO. LLC|2451700
TSM|TAIWAN SEMICOND ADS|MSTX|MORGAN STANLEY & CO. LLC|1002800
TSM|TAIWAN SEMICOND ADS|MULL|MARK J. MULLER EQUITIES, INC.|5085
TSM|TAIWAN SEMICOND ADS|NATL|National Securities Corporation|210
TSM|TAIWAN SEMICOND ADS|NEUB|NEUBERGER BERMAN BD LLC|2750
TSM|TAIWAN SEMICOND ADS|NFSC|National Financial Services LLC|781572
TSM|TAIWAN SEMICOND ADS|NITE|VIRTU Americas LLC|2990660
TSM|TAIWAN SEMICOND ADS|NITP|VIRTU Americas LLC|124930
TSM|TAIWAN SEMICOND ADS|NMRA|Nomura Securities International, Inc.|16900
TSM|TAIWAN SEMICOND ADS|NQRB|Brut, LLC|242380
TSM|TAIWAN SEMICOND ADS|NTBF|BMO Nesbitt Burns Inc./CDS|15020
TSM|TAIWAN SEMICOND ADS|NTRC|Northern Trust Securities, Inc.|94082
TSM|TAIWAN SEMICOND ADS|OHOS|TWO SIGMA SECURITIES, LLC|154591
TSM|TAIWAN SEMICOND ADS|OLDM|OLD MISSION CAPITAL, LLC|17167
TSM|TAIWAN SEMICOND ADS|OPCO|Oppenheimer & Co. Inc.|14127
TSM|TAIWAN SEMICOND ADS|PCPT|PHILLIP CAPITAL INC.|1005
TSM|TAIWAN SEMICOND ADS|PDQM|CODA MARKETS, INC.|957944
TSM|TAIWAN SEMICOND ADS|PHLY|NASDAQ Execution Services, LLC|7400
TSM|TAIWAN SEMICOND ADS|PICT|Pictet Overseas Inc.|6656
TSM|TAIWAN SEMICOND ADS|PIPR|Piper Jaffray & Co.|2000
TSM|TAIWAN SEMICOND ADS|PWJC|UBS Financial Services, Inc.|2351
TSM|TAIWAN SEMICOND ADS|QMSR|QUATTRO M SECURITIES INC.|51335
TSM|TAIWAN SEMICOND ADS|RBCM|RBC CAPITAL MARKETS, LLC|70116
TSM|TAIWAN SEMICOND ADS|RHCO|Suntrust Robinson Humphrey, Inc.|116225
TSM|TAIWAN SEMICOND ADS|SAGL|SAGETRADER, LLC|292462
TSM|TAIWAN SEMICOND ADS|SAGW|SAGETRADER, LLC|3000
TSM|TAIWAN SEMICOND ADS|SALI|INTL FCSTONE FINANCIAL INC.|3216
TSM|TAIWAN SEMICOND ADS|SBRX|MURIEL SIEBERT & CO INC|100
TSM|TAIWAN SEMICOND ADS|SBSH|Citigroup Global Markets Inc.|1010100
TSM|TAIWAN SEMICOND ADS|SEIC|SEI Investments Distribution Co.|5476
TSM|TAIWAN SEMICOND ADS|SGMT|GOLDMAN SACHS & CO. LLC|1763161
TSM|TAIWAN SEMICOND ADS|SJLS|TRADE INFORMATICS LLC|41336
TSM|TAIWAN SEMICOND ADS|SOGO|Wang Investment Associates, Inc.|7250
TSM|TAIWAN SEMICOND ADS|SPDR|SPEEDROUTE LLC|162593
TSM|TAIWAN SEMICOND ADS|SPHN|Stephens Inc.|507
TSM|TAIWAN SEMICOND ADS|STFL|Stifel, Nicolaus & Company, Incorporated|39527
TSM|TAIWAN SEMICOND ADS|STKP|STOCKPILE INVESTMENTS, INC.|94
TSM|TAIWAN SEMICOND ADS|STRS|STRATEGAS RESEARCH PARTNERS|19773
TSM|TAIWAN SEMICOND ADS|STTT|STATETRUST INVESTMENTS INC.|17
TSM|TAIWAN SEMICOND ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22587
TSM|TAIWAN SEMICOND ADS|SWIM|TD Ameritrade, Inc.|338872
TSM|TAIWAN SEMICOND ADS|SWST|Hilltop Securities Inc.|27889
TSM|TAIWAN SEMICOND ADS|TDSI|TD Securities (USA) LLC|58000
TSM|TAIWAN SEMICOND ADS|TKNG|ALLY INVEST SECURITIES LLC|82458
TSM|TAIWAN SEMICOND ADS|TOUR|TOURMALINE PARTNERS, LLC|3000
TSM|TAIWAN SEMICOND ADS|TRBT|Tradebot Systems, Inc.|1033523
TSM|TAIWAN SEMICOND ADS|TRCM|TRC MARKETS LLC|795771
TSM|TAIWAN SEMICOND ADS|TWTT|TASTYWORKS, INC.|650
TSM|TAIWAN SEMICOND ADS|UBSA|UBS SECURITIES LLC|7077054
TSM|TAIWAN SEMICOND ADS|UBSS|UBS Securities LLC|5061230
TSM|TAIWAN SEMICOND ADS|VALX|VIRTU AMERICAS LLC|221557
TSM|TAIWAN SEMICOND ADS|VGRD|Vanguard Marketing Corporation|72626
TSM|TAIWAN SEMICOND ADS|VNDM|Wall Street Access|300
TSM|TAIWAN SEMICOND ADS|VSIN|Vision Financial Markets Llc|52
TSM|TAIWAN SEMICOND ADS|WBLR|WILLIAM BLAIR|1179137
TSM|TAIWAN SEMICOND ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|36998
TSM|TAIWAN SEMICOND ADS|WCHV|WELLS FARGO SECURITIES, LLC|318088
TSM|TAIWAN SEMICOND ADS|WEDB|WEDBUSH SECURITIES INC.|13495
TSM|TAIWAN SEMICOND ADS|WEED|Weeden & Co.L.P.|47052
TSM|TAIWAN SEMICOND ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|32481
TSM|TAIWAN SEMICOND ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|70675
TSM|TAIWAN SEMICOND ADS|WGIF|CIBC World Markets Inc.|13546
TSM|TAIWAN SEMICOND ADS|WHOT|JUST2TRADE, INC.|26
TSM|TAIWAN SEMICOND ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|168
TSM|TAIWAN SEMICOND ADS|WSEA|WOLVERINE SECURITIES, LLC|68975
TSM|TAIWAN SEMICOND ADS|XIST|INSTINET, LLC|268628
TSM|TAIWAN SEMICOND ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|251928
TSM|TAIWAN SEMICOND ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|55748
TSM|TAIWAN SEMICOND ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21978
TSN|TYSON FOODS INC CL A|ABLE|NATIXIS Securities Americas LLC|326456
TSN|TYSON FOODS INC CL A|ALTX|Alternet Securities Inc.|10739
TSN|TYSON FOODS INC CL A|ANOS|ABEL/NOSER, L.L.C.|2580
TSN|TYSON FOODS INC CL A|APCC|Apex Clearing Corporation|408
TSN|TYSON FOODS INC CL A|BALE|M&T SECURITIES, INC.|100
TSN|TYSON FOODS INC CL A|BANK|Primevest Financial Services, Inc.|550
TSN|TYSON FOODS INC CL A|BARD|Robert W. Baird & Co. Incorporated|2023
TSN|TYSON FOODS INC CL A|BATM|CBOE TRADING, INC.|16851
TSN|TYSON FOODS INC CL A|BAYC|BAY CREST PARTNERS, LLC|36495
TSN|TYSON FOODS INC CL A|BAYT|BTIG, LLC|3600
TSN|TYSON FOODS INC CL A|BBNT|BB&T SECURITIES, LLC|1275
TSN|TYSON FOODS INC CL A|BERN|Sanford C. Bernstein & Co., LLC|149868
TSN|TYSON FOODS INC CL A|BIDS|BIDS TRADING L.P.|19300
TSN|TYSON FOODS INC CL A|BIMI|Banca IMI Securities Corp.|170
TSN|TYSON FOODS INC CL A|BKCM|BNY Mellon Capital Markets LLC|1044
TSN|TYSON FOODS INC CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27797
TSN|TYSON FOODS INC CL A|BLKX|INSTINET, LLC|129600
TSN|TYSON FOODS INC CL A|BMOC|BMO Capital Markets Corp.|347692
TSN|TYSON FOODS INC CL A|BNPX|BNP PARIBAS SECURITIES CORP.|136177
TSN|TYSON FOODS INC CL A|BTIG|BTIG, LLC|7067
TSN|TYSON FOODS INC CL A|BYXM|CBOE TRADING, INC.|1987
TSN|TYSON FOODS INC CL A|BZYD|GOLDMAN SACHS & CO. LLC|401
TSN|TYSON FOODS INC CL A|CABR|Cabrera Capital Markets, Inc.|50
TSN|TYSON FOODS INC CL A|CANT|Cantor Fitzgerald & Co.|3354
TSN|TYSON FOODS INC CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|26400
TSN|TYSON FOODS INC CL A|CHAS|Charles Schwab & Co., Inc.|1001
TSN|TYSON FOODS INC CL A|CIBP|CIBC World Markets Corp.|16462
TSN|TYSON FOODS INC CL A|CICF|Canaccord Genuity Corp.|915
TSN|TYSON FOODS INC CL A|CIST|Capital Institutional Services, Inc.|3845
TSN|TYSON FOODS INC CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|247630
TSN|TYSON FOODS INC CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5460
TSN|TYSON FOODS INC CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8485
TSN|TYSON FOODS INC CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|554076
TSN|TYSON FOODS INC CL A|CTDL|Citadel Derivatives Group Llc|54882
TSN|TYSON FOODS INC CL A|CTLR|CUTLER GROUP, LP|300
TSN|TYSON FOODS INC CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|122206
TSN|TYSON FOODS INC CL A|DADA|D.A. Davidson & Co.|1103
TSN|TYSON FOODS INC CL A|DBAB|Deutsche Bank Securities Inc.|741422
TSN|TYSON FOODS INC CL A|DBAX|Deutsche Bank Securities Inc.|599100
TSN|TYSON FOODS INC CL A|DCHF|Dart Executions, LLC|2002
TSN|TYSON FOODS INC CL A|DEAN|MORGAN STANLEY|7609
TSN|TYSON FOODS INC CL A|DEGS|RONIN PROFESSIONAL LLC|300
TSN|TYSON FOODS INC CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|810
TSN|TYSON FOODS INC CL A|DRWC|DRW SECURITIES, L.L.C.|2000
TSN|TYSON FOODS INC CL A|EBXL|EBX LLC|325300
TSN|TYSON FOODS INC CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|106725
TSN|TYSON FOODS INC CL A|EDJO|Edward D. Jones & Co., L.P.|6793
TSN|TYSON FOODS INC CL A|EGAM|CBOE TRADING, INC.|56334
TSN|TYSON FOODS INC CL A|EGAW|CBOE TRADING, INC.|449
TSN|TYSON FOODS INC CL A|EGMT|EG MARKET TECHNOLOGIES LLC|1300
TSN|TYSON FOODS INC CL A|EGXM|CBOE TRADING, INC.|4257
TSN|TYSON FOODS INC CL A|EGXW|CBOE TRADING, INC.|346
TSN|TYSON FOODS INC CL A|ETBE|Electronic Transaction Clearing, Inc.|46279
TSN|TYSON FOODS INC CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
TSN|TYSON FOODS INC CL A|ETCB|ETC BROKERAGE SERVICES, LLC|25
TSN|TYSON FOODS INC CL A|ETCC|Electronic Transaction Clearing, Inc.|718
TSN|TYSON FOODS INC CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34712
TSN|TYSON FOODS INC CL A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1180
TSN|TYSON FOODS INC CL A|ETRS|E*Trade Securities LLC|41438
TSN|TYSON FOODS INC CL A|FBSB|U.S. Bancorp Investments, Inc.|387
TSN|TYSON FOODS INC CL A|FIDT|Fidelity Clearing Canada ULC./ CDS|382
TSN|TYSON FOODS INC CL A|FILL|Tradestation Securities, Inc.|6328
TSN|TYSON FOODS INC CL A|FINX|FINTECH SECURITIES|225
TSN|TYSON FOODS INC CL A|FMAF|NBCN Inc./ CDS|19713
TSN|TYSON FOODS INC CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3879
TSN|TYSON FOODS INC CL A|FQLS|Quantlab Securities LP|510648
TSN|TYSON FOODS INC CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83594
TSN|TYSON FOODS INC CL A|FTBR|Foliofn Investments, Inc.|17567
TSN|TYSON FOODS INC CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|3571
TSN|TYSON FOODS INC CL A|GLIS|TD Securities Inc|66
TSN|TYSON FOODS INC CL A|GLPX|ACS EXECUTION SERVICES, LLC|209787
TSN|TYSON FOODS INC CL A|GSCO|GOLDMAN SACHS & CO. LLC|4250209
TSN|TYSON FOODS INC CL A|GSCS|GOLDMAN SACHS & CO. LLC|7079
TSN|TYSON FOODS INC CL A|GSLT|GOLDMAN SACHS & CO. LLC|30864
TSN|TYSON FOODS INC CL A|GTSZ|GTS SECURITIES LLC|232098
TSN|TYSON FOODS INC CL A|HRBF|American Enterprise Investment Services Inc.|4989
TSN|TYSON FOODS INC CL A|HSBC|HSBC Securities, Inc.|16549
TSN|TYSON FOODS INC CL A|IATS|INTERACTIVE BROKERS LLC|11538
TSN|TYSON FOODS INC CL A|IBKR|Interactive Brokers Llc|17500
TSN|TYSON FOODS INC CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5055
TSN|TYSON FOODS INC CL A|ICBX|INSTINET, LLC|75446
TSN|TYSON FOODS INC CL A|IEQY|CITADEL SECURITIES LLC|206340
TSN|TYSON FOODS INC CL A|INCA|INSTINET, LLC|512127
TSN|TYSON FOODS INC CL A|INJX|INSTINET, LLC|5099
TSN|TYSON FOODS INC CL A|INTL|INTL FCSTONE FINANCIAL INC.|21
TSN|TYSON FOODS INC CL A|ITGI|ITG Inc.|93152
TSN|TYSON FOODS INC CL A|ITGP|ITG INC.|250600
TSN|TYSON FOODS INC CL A|JANY|Janney Montgomery Scott Inc.|2024
TSN|TYSON FOODS INC CL A|JEFF|JEFFERIES LLC|180825
TSN|TYSON FOODS INC CL A|JMPT|JUMP TRADING, LLC|122843
TSN|TYSON FOODS INC CL A|JONE|JonesTrading|85
TSN|TYSON FOODS INC CL A|JPBX|J.P. MORGAN SECURITIES LLC|212774
TSN|TYSON FOODS INC CL A|JPMX|J.P. Morgan Securities LLC|722765
TSN|TYSON FOODS INC CL A|JSEB|JANE STREET EXECUTION SERVICES, LLC|143945
TSN|TYSON FOODS INC CL A|JSJX|JANE STREET CAPITAL LLC|24491
TSN|TYSON FOODS INC CL A|JUTA|JUMP TRADING, LLC|980
TSN|TYSON FOODS INC CL A|KCGM|VIRTU Americas LLC|62135
TSN|TYSON FOODS INC CL A|LEHM|Barclays Capital Inc./Le|955743
TSN|TYSON FOODS INC CL A|LGNT|COR CLEARING LLC|11
TSN|TYSON FOODS INC CL A|LIME|Lime Brokerage LLC|58346
TSN|TYSON FOODS INC CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|17000
TSN|TYSON FOODS INC CL A|LOOP|Loop Capital Markets LLC|538
TSN|TYSON FOODS INC CL A|LQNA|LIQUIDNET, INC.|9600
TSN|TYSON FOODS INC CL A|LSCI|Lek Securities Corporation|652
TSN|TYSON FOODS INC CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
TSN|TYSON FOODS INC CL A|MACC|Mid Atlantic Capital Corporation|1979
TSN|TYSON FOODS INC CL A|MACQ|Macquarie Capital (USA) Inc.|400
TSN|TYSON FOODS INC CL A|MBTS|ALLY INVEST SECURITIES LLC|68
TSN|TYSON FOODS INC CL A|MCMF|Raymond James Ltd. Cds|617
TSN|TYSON FOODS INC CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124774
TSN|TYSON FOODS INC CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2200
TSN|TYSON FOODS INC CL A|MOTF|MOTIF INVESTING, INC.|17
TSN|TYSON FOODS INC CL A|MSCO|MORGAN STANLEY & CO. LLC|3893905
TSN|TYSON FOODS INC CL A|MSPL|MORGAN STANLEY & CO. LLC|558500
TSN|TYSON FOODS INC CL A|MSTX|MORGAN STANLEY & CO. LLC|259700
TSN|TYSON FOODS INC CL A|MULL|MARK J. MULLER EQUITIES, INC.|20284
TSN|TYSON FOODS INC CL A|MZHO|Mizuho Securities USA LLC|11000
TSN|TYSON FOODS INC CL A|NEED|Needham & Company, LLC|722
TSN|TYSON FOODS INC CL A|NFSC|National Financial Services LLC|276181
TSN|TYSON FOODS INC CL A|NITE|VIRTU Americas LLC|647781
TSN|TYSON FOODS INC CL A|NITP|VIRTU Americas LLC|100
TSN|TYSON FOODS INC CL A|NMRA|Nomura Securities International, Inc.|800
TSN|TYSON FOODS INC CL A|NQRB|Brut, LLC|21974
TSN|TYSON FOODS INC CL A|NTBF|BMO Nesbitt Burns Inc./CDS|3952
TSN|TYSON FOODS INC CL A|NTRC|Northern Trust Securities, Inc.|309
TSN|TYSON FOODS INC CL A|OHOS|TWO SIGMA SECURITIES, LLC|158338
TSN|TYSON FOODS INC CL A|OPCO|Oppenheimer & Co. Inc.|2684
TSN|TYSON FOODS INC CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4000
TSN|TYSON FOODS INC CL A|PCFF|Pacific International Securities Inc./CDS|3
TSN|TYSON FOODS INC CL A|PDQM|CODA MARKETS, INC.|391271
TSN|TYSON FOODS INC CL A|PHLY|NASDAQ Execution Services, LLC|5200
TSN|TYSON FOODS INC CL A|PREC|PRECISION SECURITIES, LLC|40900
TSN|TYSON FOODS INC CL A|PWJC|UBS Financial Services, Inc.|1514
TSN|TYSON FOODS INC CL A|QMSR|QUATTRO M SECURITIES INC.|7137
TSN|TYSON FOODS INC CL A|RBCM|RBC CAPITAL MARKETS, LLC|10300
TSN|TYSON FOODS INC CL A|SAGL|SAGETRADER, LLC|142055
TSN|TYSON FOODS INC CL A|SALI|INTL FCSTONE FINANCIAL INC.|193
TSN|TYSON FOODS INC CL A|SBRX|MURIEL SIEBERT & CO INC|243
TSN|TYSON FOODS INC CL A|SBSH|Citigroup Global Markets Inc.|256506
TSN|TYSON FOODS INC CL A|SCMC|Scotia Capital Markets (USA) Inc.|250000
TSN|TYSON FOODS INC CL A|SEIC|SEI Investments Distribution Co.|1200
TSN|TYSON FOODS INC CL A|SGMT|GOLDMAN SACHS & CO. LLC|247749
TSN|TYSON FOODS INC CL A|SJLS|TRADE INFORMATICS LLC|1800
TSN|TYSON FOODS INC CL A|SPDR|SPEEDROUTE LLC|54766
TSN|TYSON FOODS INC CL A|SPHN|Stephens Inc.|45533
TSN|TYSON FOODS INC CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|388
TSN|TYSON FOODS INC CL A|STFL|Stifel, Nicolaus & Company, Incorporated|6933
TSN|TYSON FOODS INC CL A|STKP|STOCKPILE INVESTMENTS, INC.|38
TSN|TYSON FOODS INC CL A|STXG|Stockcross Financial Services, Inc.|2
TSN|TYSON FOODS INC CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10911
TSN|TYSON FOODS INC CL A|SWIM|TD Ameritrade, Inc.|46492
TSN|TYSON FOODS INC CL A|SWST|Hilltop Securities Inc.|5901
TSN|TYSON FOODS INC CL A|TAGC|TELSEY ADVISORY GROUP LLC|685
TSN|TYSON FOODS INC CL A|TKNG|ALLY INVEST SECURITIES LLC|2367
TSN|TYSON FOODS INC CL A|TMBR|Timber Hill LLC|106
TSN|TYSON FOODS INC CL A|TRBT|Tradebot Systems, Inc.|375606
TSN|TYSON FOODS INC CL A|TRCM|TRC MARKETS LLC|511657
TSN|TYSON FOODS INC CL A|UBSA|UBS SECURITIES LLC|866051
TSN|TYSON FOODS INC CL A|UBSS|UBS Securities LLC|1190223
TSN|TYSON FOODS INC CL A|VALX|VIRTU AMERICAS LLC|12483
TSN|TYSON FOODS INC CL A|VERT|The Vertical Trading Group, LLC|10450
TSN|TYSON FOODS INC CL A|VGRD|Vanguard Marketing Corporation|12100
TSN|TYSON FOODS INC CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|3472
TSN|TYSON FOODS INC CL A|WCHV|WELLS FARGO SECURITIES, LLC|130011
TSN|TYSON FOODS INC CL A|WDNX|WEEDEN & CO.L.P.|676
TSN|TYSON FOODS INC CL A|WEDB|WEDBUSH SECURITIES INC.|10185
TSN|TYSON FOODS INC CL A|WEED|Weeden & Co.L.P.|7108
TSN|TYSON FOODS INC CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|104989
TSN|TYSON FOODS INC CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2058
TSN|TYSON FOODS INC CL A|WGIF|CIBC World Markets Inc.|676
TSN|TYSON FOODS INC CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|596
TSN|TYSON FOODS INC CL A|WSEA|WOLVERINE SECURITIES, LLC|11929
TSN|TYSON FOODS INC CL A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|644
TSN|TYSON FOODS INC CL A|XIST|INSTINET, LLC|30030
TSN|TYSON FOODS INC CL A|XPQR|Jump Trading|3402
TSN|TYSON FOODS INC CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|55652
TSN|TYSON FOODS INC CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|10931
TSN|TYSON FOODS INC CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8854
TSQ|TOWNSQUARE MEDIA INC|ALTX|Alternet Securities Inc.|7689
TSQ|TOWNSQUARE MEDIA INC|APCC|Apex Clearing Corporation|634
TSQ|TOWNSQUARE MEDIA INC|BATM|CBOE TRADING, INC.|733
TSQ|TOWNSQUARE MEDIA INC|BAYC|BAY CREST PARTNERS, LLC|612
TSQ|TOWNSQUARE MEDIA INC|BERN|Sanford C. Bernstein & Co., LLC|2150
TSQ|TOWNSQUARE MEDIA INC|BNPX|BNP PARIBAS SECURITIES CORP.|181
TSQ|TOWNSQUARE MEDIA INC|BYXM|CBOE TRADING, INC.|100
TSQ|TOWNSQUARE MEDIA INC|CHAS|Charles Schwab & Co., Inc.|31
TSQ|TOWNSQUARE MEDIA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3700
TSQ|TOWNSQUARE MEDIA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19423
TSQ|TOWNSQUARE MEDIA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
TSQ|TOWNSQUARE MEDIA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34681
TSQ|TOWNSQUARE MEDIA INC|CTDL|Citadel Derivatives Group Llc|668
TSQ|TOWNSQUARE MEDIA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2226
TSQ|TOWNSQUARE MEDIA INC|DBAB|Deutsche Bank Securities Inc.|13808
TSQ|TOWNSQUARE MEDIA INC|DBAX|Deutsche Bank Securities Inc.|10400
TSQ|TOWNSQUARE MEDIA INC|DEAN|MORGAN STANLEY|4750
TSQ|TOWNSQUARE MEDIA INC|DEGS|RONIN PROFESSIONAL LLC|1302
TSQ|TOWNSQUARE MEDIA INC|EBXL|EBX LLC|29000
TSQ|TOWNSQUARE MEDIA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|233
TSQ|TOWNSQUARE MEDIA INC|EGAM|CBOE TRADING, INC.|5296
TSQ|TOWNSQUARE MEDIA INC|EGAW|CBOE TRADING, INC.|20
TSQ|TOWNSQUARE MEDIA INC|EGXM|CBOE TRADING, INC.|1298
TSQ|TOWNSQUARE MEDIA INC|ETBE|Electronic Transaction Clearing, Inc.|600
TSQ|TOWNSQUARE MEDIA INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
TSQ|TOWNSQUARE MEDIA INC|ETRS|E*Trade Securities LLC|21269
TSQ|TOWNSQUARE MEDIA INC|FINX|FINTECH SECURITIES|850
TSQ|TOWNSQUARE MEDIA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12667
TSQ|TOWNSQUARE MEDIA INC|FTBR|Foliofn Investments, Inc.|455
TSQ|TOWNSQUARE MEDIA INC|GLPX|ACS EXECUTION SERVICES, LLC|7123
TSQ|TOWNSQUARE MEDIA INC|GSCO|GOLDMAN SACHS & CO. LLC|92664
TSQ|TOWNSQUARE MEDIA INC|GSLT|GOLDMAN SACHS & CO. LLC|400
TSQ|TOWNSQUARE MEDIA INC|GTSZ|GTS SECURITIES LLC|4255
TSQ|TOWNSQUARE MEDIA INC|HRBF|American Enterprise Investment Services Inc.|1018
TSQ|TOWNSQUARE MEDIA INC|IATS|INTERACTIVE BROKERS LLC|3231
TSQ|TOWNSQUARE MEDIA INC|IBKR|Interactive Brokers Llc|63406
TSQ|TOWNSQUARE MEDIA INC|ICBX|INSTINET, LLC|9500
TSQ|TOWNSQUARE MEDIA INC|IEQY|CITADEL SECURITIES LLC|3197
TSQ|TOWNSQUARE MEDIA INC|INCA|INSTINET, LLC|32177
TSQ|TOWNSQUARE MEDIA INC|INJX|INSTINET, LLC|573
TSQ|TOWNSQUARE MEDIA INC|ITGI|ITG Inc.|19551
TSQ|TOWNSQUARE MEDIA INC|ITGP|ITG INC.|29200
TSQ|TOWNSQUARE MEDIA INC|JANY|Janney Montgomery Scott Inc.|1259
TSQ|TOWNSQUARE MEDIA INC|JEFF|JEFFERIES LLC|7078
TSQ|TOWNSQUARE MEDIA INC|JMPT|JUMP TRADING, LLC|566
TSQ|TOWNSQUARE MEDIA INC|JPMX|J.P. Morgan Securities LLC|19531
TSQ|TOWNSQUARE MEDIA INC|JSJX|JANE STREET CAPITAL LLC|2575
TSQ|TOWNSQUARE MEDIA INC|KCGM|VIRTU Americas LLC|4218
TSQ|TOWNSQUARE MEDIA INC|LEHM|Barclays Capital Inc./Le|31585
TSQ|TOWNSQUARE MEDIA INC|LIME|Lime Brokerage LLC|3409
TSQ|TOWNSQUARE MEDIA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9900
TSQ|TOWNSQUARE MEDIA INC|MSCO|MORGAN STANLEY & CO. LLC|68329
TSQ|TOWNSQUARE MEDIA INC|MSPL|MORGAN STANLEY & CO. LLC|13500
TSQ|TOWNSQUARE MEDIA INC|MSTX|MORGAN STANLEY & CO. LLC|38100
TSQ|TOWNSQUARE MEDIA INC|NBCS|NBC Securities, INC.|1400
TSQ|TOWNSQUARE MEDIA INC|NFSC|National Financial Services LLC|47489
TSQ|TOWNSQUARE MEDIA INC|NITE|VIRTU Americas LLC|191196
TSQ|TOWNSQUARE MEDIA INC|NQRB|Brut, LLC|700
TSQ|TOWNSQUARE MEDIA INC|PDQM|CODA MARKETS, INC.|16371
TSQ|TOWNSQUARE MEDIA INC|RBCM|RBC CAPITAL MARKETS, LLC|14299
TSQ|TOWNSQUARE MEDIA INC|RGLD|Regal Securities, Inc|390
TSQ|TOWNSQUARE MEDIA INC|SAGL|SAGETRADER, LLC|500
TSQ|TOWNSQUARE MEDIA INC|SBSH|Citigroup Global Markets Inc.|2242
TSQ|TOWNSQUARE MEDIA INC|SGMT|GOLDMAN SACHS & CO. LLC|3771
TSQ|TOWNSQUARE MEDIA INC|SPDR|SPEEDROUTE LLC|2100
TSQ|TOWNSQUARE MEDIA INC|SPHN|Stephens Inc.|6910
TSQ|TOWNSQUARE MEDIA INC|SPTD|MINT GLOBAL MARKETS, INC.|48659
TSQ|TOWNSQUARE MEDIA INC|SWIM|TD Ameritrade, Inc.|131781
TSQ|TOWNSQUARE MEDIA INC|TKNG|ALLY INVEST SECURITIES LLC|3845
TSQ|TOWNSQUARE MEDIA INC|TRBT|Tradebot Systems, Inc.|6607
TSQ|TOWNSQUARE MEDIA INC|TRCM|TRC MARKETS LLC|3990
TSQ|TOWNSQUARE MEDIA INC|UBSA|UBS SECURITIES LLC|67235
TSQ|TOWNSQUARE MEDIA INC|UBSS|UBS Securities LLC|97903
TSQ|TOWNSQUARE MEDIA INC|VALX|VIRTU AMERICAS LLC|1120
TSQ|TOWNSQUARE MEDIA INC|VGRD|Vanguard Marketing Corporation|7025
TSQ|TOWNSQUARE MEDIA INC|WCHV|WELLS FARGO SECURITIES, LLC|2871
TSQ|TOWNSQUARE MEDIA INC|WDNX|WEEDEN & CO.L.P.|8210
TSQ|TOWNSQUARE MEDIA INC|WEED|Weeden & Co.L.P.|6800
TSQ|TOWNSQUARE MEDIA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|358
TSQ|TOWNSQUARE MEDIA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|212
TSQ|TOWNSQUARE MEDIA INC|WGIF|CIBC World Markets Inc.|150
TSQ|TOWNSQUARE MEDIA INC|WSEA|WOLVERINE SECURITIES, LLC|3150
TSQ|TOWNSQUARE MEDIA INC|XIST|INSTINET, LLC|25200
TSQ|TOWNSQUARE MEDIA INC|XPQR|Jump Trading|200
TSQ|TOWNSQUARE MEDIA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TSQ|TOWNSQUARE MEDIA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1856
TSRI|T S R INC|APCC|Apex Clearing Corporation|5414
TSRI|T S R INC|BATM|CBOE TRADING, INC.|2152
TSRI|T S R INC|CANT|Cantor Fitzgerald & Co.|106
TSRI|T S R INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2563
TSRI|T S R INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2200
TSRI|T S R INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|472
TSRI|T S R INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1751
TSRI|T S R INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
TSRI|T S R INC|DBAB|Deutsche Bank Securities Inc.|100
TSRI|T S R INC|DBAX|Deutsche Bank Securities Inc.|600
TSRI|T S R INC|DEAN|MORGAN STANLEY|1000
TSRI|T S R INC|EBXL|EBX LLC|900
TSRI|T S R INC|EGAM|CBOE TRADING, INC.|701
TSRI|T S R INC|EGXM|CBOE TRADING, INC.|100
TSRI|T S R INC|EGXW|CBOE TRADING, INC.|200
TSRI|T S R INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|150
TSRI|T S R INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|100
TSRI|T S R INC|ETRS|E*Trade Securities LLC|51632
TSRI|T S R INC|FBCO|Credit Suisse Securities (USA) LLC|13952
TSRI|T S R INC|FBSB|U.S. Bancorp Investments, Inc.|100
TSRI|T S R INC|FILL|Tradestation Securities, Inc.|90
TSRI|T S R INC|FOMA|TD AMERITRADE CLEARING, INC.|115438
TSRI|T S R INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
TSRI|T S R INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3488
TSRI|T S R INC|GLPX|ACS EXECUTION SERVICES, LLC|1060
TSRI|T S R INC|GSCO|GOLDMAN SACHS & CO. LLC|2792
TSRI|T S R INC|GSCS|GOLDMAN SACHS & CO. LLC|400
TSRI|T S R INC|GSLT|GOLDMAN SACHS & CO. LLC|293
TSRI|T S R INC|GTSZ|GTS SECURITIES LLC|2738
TSRI|T S R INC|IATS|INTERACTIVE BROKERS LLC|11322
TSRI|T S R INC|IBKR|Interactive Brokers Llc|110797
TSRI|T S R INC|ICBX|INSTINET, LLC|1200
TSRI|T S R INC|INCA|INSTINET, LLC|30097
TSRI|T S R INC|ITGI|ITG Inc.|3498
TSRI|T S R INC|ITGP|ITG INC.|1000
TSRI|T S R INC|JANY|Janney Montgomery Scott Inc.|635
TSRI|T S R INC|JPMX|J.P. Morgan Securities LLC|200
TSRI|T S R INC|KCGM|VIRTU Americas LLC|700
TSRI|T S R INC|LEHM|Barclays Capital Inc./Le|1053
TSRI|T S R INC|LIME|Lime Brokerage LLC|18233
TSRI|T S R INC|MICA|Spartan Securities Group, Ltd.|1000
TSRI|T S R INC|MSCO|MORGAN STANLEY & CO. LLC|41758
TSRI|T S R INC|MSPL|MORGAN STANLEY & CO. LLC|800
TSRI|T S R INC|NFSC|National Financial Services LLC|55447
TSRI|T S R INC|NITE|VIRTU Americas LLC|138490
TSRI|T S R INC|NQRB|Brut, LLC|200
TSRI|T S R INC|PCFF|Pacific International Securities Inc./CDS|1200
TSRI|T S R INC|PDQM|CODA MARKETS, INC.|1865
TSRI|T S R INC|RBCM|RBC CAPITAL MARKETS, LLC|100
TSRI|T S R INC|RGLD|Regal Securities, Inc|100
TSRI|T S R INC|SAGL|SAGETRADER, LLC|4
TSRI|T S R INC|SBSH|Citigroup Global Markets Inc.|39
TSRI|T S R INC|SGMT|GOLDMAN SACHS & CO. LLC|1439
TSRI|T S R INC|SPDR|SPEEDROUTE LLC|20292
TSRI|T S R INC|SPTD|MINT GLOBAL MARKETS, INC.|68
TSRI|T S R INC|STFL|Stifel, Nicolaus & Company, Incorporated|6300
TSRI|T S R INC|SWIM|TD Ameritrade, Inc.|81401
TSRI|T S R INC|TKNG|ALLY INVEST SECURITIES LLC|966
TSRI|T S R INC|TRBT|Tradebot Systems, Inc.|36
TSRI|T S R INC|TRCM|TRC MARKETS LLC|1676
TSRI|T S R INC|UBSA|UBS SECURITIES LLC|3716
TSRI|T S R INC|UBSS|UBS Securities LLC|10372
TSRI|T S R INC|VALX|VIRTU AMERICAS LLC|283
TSRI|T S R INC|VGRD|Vanguard Marketing Corporation|1549
TSRI|T S R INC|VSIN|Vision Financial Markets Llc|755
TSRI|T S R INC|WCHV|WELLS FARGO SECURITIES, LLC|500
TSRI|T S R INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3053
TSRI|T S R INC|WSEA|WOLVERINE SECURITIES, LLC|3878
TSRO|TESARO, INC.|ADAM|CANACCORD GENUITY INC.|2639
TSRO|TESARO, INC.|AGIS|Aegis Capital Corp.|16527
TSRO|TESARO, INC.|ALTX|Alternet Securities Inc.|33665
TSRO|TESARO, INC.|APCC|Apex Clearing Corporation|18073
TSRO|TESARO, INC.|AQUA|AQUA SECURITIES L.P.|13200
TSRO|TESARO, INC.|AVON|Avondale Partners, LLC|200
TSRO|TESARO, INC.|BANK|Primevest Financial Services, Inc.|520
TSRO|TESARO, INC.|BARD|Robert W. Baird & Co. Incorporated|7378
TSRO|TESARO, INC.|BATM|CBOE TRADING, INC.|30515
TSRO|TESARO, INC.|BAYC|BAY CREST PARTNERS, LLC|353
TSRO|TESARO, INC.|BAYT|BTIG, LLC|200
TSRO|TESARO, INC.|BERN|Sanford C. Bernstein & Co., LLC|56014
TSRO|TESARO, INC.|BIDS|BIDS TRADING L.P.|10700
TSRO|TESARO, INC.|BIMI|Banca IMI Securities Corp.|3179
TSRO|TESARO, INC.|BKCM|BNY Mellon Capital Markets LLC|27
TSRO|TESARO, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30414
TSRO|TESARO, INC.|BLKX|INSTINET, LLC|69982
TSRO|TESARO, INC.|BMOC|BMO Capital Markets Corp.|346
TSRO|TESARO, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|64568
TSRO|TESARO, INC.|BNYN|Banyan Securities, LLC|100
TSRO|TESARO, INC.|BRGE|Newbridge Securities Corp.|815
TSRO|TESARO, INC.|BTIG|BTIG, LLC|64814
TSRO|TESARO, INC.|BYXM|CBOE TRADING, INC.|9888
TSRO|TESARO, INC.|CANT|Cantor Fitzgerald & Co.|47622
TSRO|TESARO, INC.|CBRA|Cobra Trading, Inc.|600
TSRO|TESARO, INC.|CHAS|Charles Schwab & Co., Inc.|13335
TSRO|TESARO, INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1700
TSRO|TESARO, INC.|CIST|Capital Institutional Services, Inc.|1635
TSRO|TESARO, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|345533
TSRO|TESARO, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6488
TSRO|TESARO, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22202
TSRO|TESARO, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|920864
TSRO|TESARO, INC.|CTDL|Citadel Derivatives Group Llc|68731
TSRO|TESARO, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|171378
TSRO|TESARO, INC.|DBAB|Deutsche Bank Securities Inc.|1234051
TSRO|TESARO, INC.|DBAX|Deutsche Bank Securities Inc.|550400
TSRO|TESARO, INC.|DBUL|Deutsche Bank Securities Inc.|59924
TSRO|TESARO, INC.|DCHF|Dart Executions, LLC|77475
TSRO|TESARO, INC.|DEAN|MORGAN STANLEY|33622
TSRO|TESARO, INC.|DEGS|RONIN PROFESSIONAL LLC|13302
TSRO|TESARO, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18245
TSRO|TESARO, INC.|DOTC|Dougherty & Company LLC|263
TSRO|TESARO, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1205
TSRO|TESARO, INC.|EBXL|EBX LLC|300500
TSRO|TESARO, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|13860
TSRO|TESARO, INC.|EDJC|Edward Jones / CDS|100
TSRO|TESARO, INC.|EDJO|Edward D. Jones & Co., L.P.|3681
TSRO|TESARO, INC.|EGAM|CBOE TRADING, INC.|52888
TSRO|TESARO, INC.|EGAW|CBOE TRADING, INC.|307
TSRO|TESARO, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1101
TSRO|TESARO, INC.|EGXM|CBOE TRADING, INC.|27111
TSRO|TESARO, INC.|EGXW|CBOE TRADING, INC.|1124
TSRO|TESARO, INC.|ETBE|Electronic Transaction Clearing, Inc.|77095
TSRO|TESARO, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|37078
TSRO|TESARO, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|250
TSRO|TESARO, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9505
TSRO|TESARO, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|145285
TSRO|TESARO, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|826
TSRO|TESARO, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1200
TSRO|TESARO, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1750
TSRO|TESARO, INC.|ETRS|E*Trade Securities LLC|1562037
TSRO|TESARO, INC.|FBCO|Credit Suisse Securities (USA) LLC|1046192
TSRO|TESARO, INC.|FBSB|U.S. Bancorp Investments, Inc.|3020
TSRO|TESARO, INC.|FILL|Tradestation Securities, Inc.|148321
TSRO|TESARO, INC.|FMAF|NBCN Inc./ CDS|2150
TSRO|TESARO, INC.|FOMA|TD AMERITRADE CLEARING, INC.|2213278
TSRO|TESARO, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|56326
TSRO|TESARO, INC.|FQLS|Quantlab Securities LP|1069099
TSRO|TESARO, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|191397
TSRO|TESARO, INC.|FTBR|Foliofn Investments, Inc.|168
TSRO|TESARO, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|93172
TSRO|TESARO, INC.|GLIS|TD Securities Inc|1724
TSRO|TESARO, INC.|GLPX|ACS EXECUTION SERVICES, LLC|365228
TSRO|TESARO, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2006841
TSRO|TESARO, INC.|GSCS|GOLDMAN SACHS & CO. LLC|58587
TSRO|TESARO, INC.|GSLT|GOLDMAN SACHS & CO. LLC|43597
TSRO|TESARO, INC.|GTSZ|GTS SECURITIES LLC|70639
TSRO|TESARO, INC.|HAPX|HAP Trading, LLC|614
TSRO|TESARO, INC.|HRBF|American Enterprise Investment Services Inc.|9922
TSRO|TESARO, INC.|HSBC|HSBC Securities, Inc.|34138
TSRO|TESARO, INC.|IATS|INTERACTIVE BROKERS LLC|121238
TSRO|TESARO, INC.|IBKR|Interactive Brokers Llc|717413
TSRO|TESARO, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|706
TSRO|TESARO, INC.|ICBX|INSTINET, LLC|111630
TSRO|TESARO, INC.|IEQY|CITADEL SECURITIES LLC|366926
TSRO|TESARO, INC.|INCA|INSTINET, LLC|1502115
TSRO|TESARO, INC.|INJX|INSTINET, LLC|82911
TSRO|TESARO, INC.|INTL|INTL FCSTONE FINANCIAL INC.|89
TSRO|TESARO, INC.|ITGI|ITG Inc.|241010
TSRO|TESARO, INC.|ITGP|ITG INC.|185000
TSRO|TESARO, INC.|JANY|Janney Montgomery Scott Inc.|2570
TSRO|TESARO, INC.|JEFF|JEFFERIES LLC|149978
TSRO|TESARO, INC.|JMPT|JUMP TRADING, LLC|189220
TSRO|TESARO, INC.|JONE|JonesTrading|49850
TSRO|TESARO, INC.|JPBX|J.P. MORGAN SECURITIES LLC|201785
TSRO|TESARO, INC.|JPMX|J.P. Morgan Securities LLC|995605
TSRO|TESARO, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|100
TSRO|TESARO, INC.|JSJX|JANE STREET CAPITAL LLC|18017
TSRO|TESARO, INC.|JUTA|JUMP TRADING, LLC|732
TSRO|TESARO, INC.|KCGM|VIRTU Americas LLC|141178
TSRO|TESARO, INC.|KING|C. L. King & Associates, Inc.|1464
TSRO|TESARO, INC.|LEER|LEERINK PARTNERS LLC|33400
TSRO|TESARO, INC.|LEHM|Barclays Capital Inc./Le|1981654
TSRO|TESARO, INC.|LIME|Lime Brokerage LLC|500123
TSRO|TESARO, INC.|LMGP|LIME BROKERAGE LLC|5020
TSRO|TESARO, INC.|LOOP|Loop Capital Markets LLC|2084
TSRO|TESARO, INC.|LQNA|LIQUIDNET, INC.|258100
TSRO|TESARO, INC.|LSCI|Lek Securities Corporation|1865
TSRO|TESARO, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|1820
TSRO|TESARO, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TSRO|TESARO, INC.|MACC|Mid Atlantic Capital Corporation|381
TSRO|TESARO, INC.|MAXM|Maxim Group LLC|1282
TSRO|TESARO, INC.|MBTS|ALLY INVEST SECURITIES LLC|8575
TSRO|TESARO, INC.|MKMP|MKM Partners LLC|300
TSRO|TESARO, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|441696
TSRO|TESARO, INC.|MOTF|MOTIF INVESTING, INC.|23
TSRO|TESARO, INC.|MPSG|E D & F Man Capital Markets Inc.|2371
TSRO|TESARO, INC.|MSCO|MORGAN STANLEY & CO. LLC|6268731
TSRO|TESARO, INC.|MSPL|MORGAN STANLEY & CO. LLC|461000
TSRO|TESARO, INC.|MSTX|MORGAN STANLEY & CO. LLC|225300
TSRO|TESARO, INC.|NATL|National Securities Corporation|300
TSRO|TESARO, INC.|NFSC|National Financial Services LLC|2765097
TSRO|TESARO, INC.|NITE|VIRTU Americas LLC|3660250
TSRO|TESARO, INC.|NITP|VIRTU Americas LLC|12357
TSRO|TESARO, INC.|NMRA|Nomura Securities International, Inc.|1800
TSRO|TESARO, INC.|NQRB|Brut, LLC|62803
TSRO|TESARO, INC.|OPCO|Oppenheimer & Co. Inc.|10895
TSRO|TESARO, INC.|PCPT|PHILLIP CAPITAL INC.|650
TSRO|TESARO, INC.|PDQM|CODA MARKETS, INC.|563121
TSRO|TESARO, INC.|PHLY|NASDAQ Execution Services, LLC|12616
TSRO|TESARO, INC.|PICT|Pictet Overseas Inc.|354
TSRO|TESARO, INC.|PIPR|Piper Jaffray & Co.|4697
TSRO|TESARO, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|4650
TSRO|TESARO, INC.|PWJC|UBS Financial Services, Inc.|6989
TSRO|TESARO, INC.|RAJA|Raymond James & Associates, Inc.|23753
TSRO|TESARO, INC.|RBCM|RBC CAPITAL MARKETS, LLC|23005
TSRO|TESARO, INC.|RGLD|Regal Securities, Inc|100
TSRO|TESARO, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|115302
TSRO|TESARO, INC.|RJLC|RJL CAPITAL GROUP, LLC|500
TSRO|TESARO, INC.|SAGL|SAGETRADER, LLC|306463
TSRO|TESARO, INC.|SAGW|SAGETRADER, LLC|466
TSRO|TESARO, INC.|SALI|INTL FCSTONE FINANCIAL INC.|105
TSRO|TESARO, INC.|SBSH|Citigroup Global Markets Inc.|343979
TSRO|TESARO, INC.|SGMT|GOLDMAN SACHS & CO. LLC|372178
TSRO|TESARO, INC.|SOGO|Wang Investment Associates, Inc.|210
TSRO|TESARO, INC.|SPDR|SPEEDROUTE LLC|41048
TSRO|TESARO, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5108
TSRO|TESARO, INC.|SWIM|TD Ameritrade, Inc.|1175622
TSRO|TESARO, INC.|SWST|Hilltop Securities Inc.|1325
TSRO|TESARO, INC.|TDFS|TRADERFIELD SECURITIES INC.|130
TSRO|TESARO, INC.|TKNG|ALLY INVEST SECURITIES LLC|80787
TSRO|TESARO, INC.|TRBT|Tradebot Systems, Inc.|796496
TSRO|TESARO, INC.|TRCM|TRC MARKETS LLC|271192
TSRO|TESARO, INC.|TWTT|TASTYWORKS, INC.|8549
TSRO|TESARO, INC.|UBSA|UBS SECURITIES LLC|1113320
TSRO|TESARO, INC.|UBSS|UBS Securities LLC|2751088
TSRO|TESARO, INC.|VALX|VIRTU AMERICAS LLC|21025
TSRO|TESARO, INC.|VERT|The Vertical Trading Group, LLC|500
TSRO|TESARO, INC.|VGRD|Vanguard Marketing Corporation|52135
TSRO|TESARO, INC.|WABR|Wall Street Access|5050
TSRO|TESARO, INC.|WBET|Wallachbeth Capital LLC|849
TSRO|TESARO, INC.|WBLR|WILLIAM BLAIR|21
TSRO|TESARO, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|7263
TSRO|TESARO, INC.|WCHV|WELLS FARGO SECURITIES, LLC|779893
TSRO|TESARO, INC.|WEDB|WEDBUSH SECURITIES INC.|24276
TSRO|TESARO, INC.|WEED|Weeden & Co.L.P.|180
TSRO|TESARO, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44781
TSRO|TESARO, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51238
TSRO|TESARO, INC.|WGIF|CIBC World Markets Inc.|34678
TSRO|TESARO, INC.|WHOT|JUST2TRADE, INC.|175
TSRO|TESARO, INC.|WSEA|WOLVERINE SECURITIES, LLC|65867
TSRO|TESARO, INC.|XIST|INSTINET, LLC|16266
TSRO|TESARO, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|794818
TSRO|TESARO, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|49852
TSRO|TESARO, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9684
TSS|TOTAL SYSTEM SVC INC|ABLE|NATIXIS Securities Americas LLC|226695
TSS|TOTAL SYSTEM SVC INC|AGIS|Aegis Capital Corp.|207
TSS|TOTAL SYSTEM SVC INC|ALTX|Alternet Securities Inc.|4195
TSS|TOTAL SYSTEM SVC INC|ANOS|ABEL/NOSER, L.L.C.|43100
TSS|TOTAL SYSTEM SVC INC|APCC|Apex Clearing Corporation|236
TSS|TOTAL SYSTEM SVC INC|AQUA|AQUA SECURITIES L.P.|8000
TSS|TOTAL SYSTEM SVC INC|BANK|Primevest Financial Services, Inc.|42
TSS|TOTAL SYSTEM SVC INC|BARD|Robert W. Baird & Co. Incorporated|1267
TSS|TOTAL SYSTEM SVC INC|BATM|CBOE TRADING, INC.|9318
TSS|TOTAL SYSTEM SVC INC|BBNT|BB&T SECURITIES, LLC|143
TSS|TOTAL SYSTEM SVC INC|BERN|Sanford C. Bernstein & Co., LLC|65007
TSS|TOTAL SYSTEM SVC INC|BIDS|BIDS TRADING L.P.|17400
TSS|TOTAL SYSTEM SVC INC|BIMI|Banca IMI Securities Corp.|26
TSS|TOTAL SYSTEM SVC INC|BKCM|BNY Mellon Capital Markets LLC|210
TSS|TOTAL SYSTEM SVC INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5000
TSS|TOTAL SYSTEM SVC INC|BLKX|INSTINET, LLC|126200
TSS|TOTAL SYSTEM SVC INC|BMOC|BMO Capital Markets Corp.|47
TSS|TOTAL SYSTEM SVC INC|BNPX|BNP PARIBAS SECURITIES CORP.|105975
TSS|TOTAL SYSTEM SVC INC|BTIG|BTIG, LLC|22232
TSS|TOTAL SYSTEM SVC INC|BYXM|CBOE TRADING, INC.|1402
TSS|TOTAL SYSTEM SVC INC|BZYD|GOLDMAN SACHS & CO. LLC|1202
TSS|TOTAL SYSTEM SVC INC|CABR|Cabrera Capital Markets, Inc.|650
TSS|TOTAL SYSTEM SVC INC|CANT|Cantor Fitzgerald & Co.|2
TSS|TOTAL SYSTEM SVC INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|13600
TSS|TOTAL SYSTEM SVC INC|CHAS|Charles Schwab & Co., Inc.|889
TSS|TOTAL SYSTEM SVC INC|CIBP|CIBC World Markets Corp.|9154
TSS|TOTAL SYSTEM SVC INC|CIOI|CITIGROUP GLOBAL MARKETS INC|67000
TSS|TOTAL SYSTEM SVC INC|CIST|Capital Institutional Services, Inc.|338
TSS|TOTAL SYSTEM SVC INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|29162
TSS|TOTAL SYSTEM SVC INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20
TSS|TOTAL SYSTEM SVC INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|666
TSS|TOTAL SYSTEM SVC INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|398412
TSS|TOTAL SYSTEM SVC INC|CTDL|Citadel Derivatives Group Llc|12544
TSS|TOTAL SYSTEM SVC INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|62688
TSS|TOTAL SYSTEM SVC INC|DBAB|Deutsche Bank Securities Inc.|424717
TSS|TOTAL SYSTEM SVC INC|DBAX|Deutsche Bank Securities Inc.|288200
TSS|TOTAL SYSTEM SVC INC|DBUL|Deutsche Bank Securities Inc.|16523
TSS|TOTAL SYSTEM SVC INC|DCHF|Dart Executions, LLC|571
TSS|TOTAL SYSTEM SVC INC|DEAN|MORGAN STANLEY|6817
TSS|TOTAL SYSTEM SVC INC|DEGS|RONIN PROFESSIONAL LLC|200
TSS|TOTAL SYSTEM SVC INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13739
TSS|TOTAL SYSTEM SVC INC|EBXL|EBX LLC|241800
TSS|TOTAL SYSTEM SVC INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|11904
TSS|TOTAL SYSTEM SVC INC|EDJO|Edward D. Jones & Co., L.P.|2834
TSS|TOTAL SYSTEM SVC INC|EGAM|CBOE TRADING, INC.|25654
TSS|TOTAL SYSTEM SVC INC|EGAW|CBOE TRADING, INC.|476
TSS|TOTAL SYSTEM SVC INC|EGMT|EG MARKET TECHNOLOGIES LLC|1088
TSS|TOTAL SYSTEM SVC INC|EGXM|CBOE TRADING, INC.|3842
TSS|TOTAL SYSTEM SVC INC|ETBE|Electronic Transaction Clearing, Inc.|20120
TSS|TOTAL SYSTEM SVC INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
TSS|TOTAL SYSTEM SVC INC|ETCC|Electronic Transaction Clearing, Inc.|826
TSS|TOTAL SYSTEM SVC INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20932
TSS|TOTAL SYSTEM SVC INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1401
TSS|TOTAL SYSTEM SVC INC|ETRS|E*Trade Securities LLC|11426
TSS|TOTAL SYSTEM SVC INC|FBSB|U.S. Bancorp Investments, Inc.|387
TSS|TOTAL SYSTEM SVC INC|FIDT|Fidelity Clearing Canada ULC./ CDS|59
TSS|TOTAL SYSTEM SVC INC|FILL|Tradestation Securities, Inc.|200
TSS|TOTAL SYSTEM SVC INC|FMAF|NBCN Inc./ CDS|517
TSS|TOTAL SYSTEM SVC INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3391
TSS|TOTAL SYSTEM SVC INC|FQLS|Quantlab Securities LP|419446
TSS|TOTAL SYSTEM SVC INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108541
TSS|TOTAL SYSTEM SVC INC|FTBR|Foliofn Investments, Inc.|4212
TSS|TOTAL SYSTEM SVC INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2666
TSS|TOTAL SYSTEM SVC INC|GLIS|TD Securities Inc|34
TSS|TOTAL SYSTEM SVC INC|GLPX|ACS EXECUTION SERVICES, LLC|47052
TSS|TOTAL SYSTEM SVC INC|GSCO|GOLDMAN SACHS & CO. LLC|2730098
TSS|TOTAL SYSTEM SVC INC|GSLT|GOLDMAN SACHS & CO. LLC|8351
TSS|TOTAL SYSTEM SVC INC|GTSZ|GTS SECURITIES LLC|204474
TSS|TOTAL SYSTEM SVC INC|HRBF|American Enterprise Investment Services Inc.|4066
TSS|TOTAL SYSTEM SVC INC|HSBC|HSBC Securities, Inc.|2028
TSS|TOTAL SYSTEM SVC INC|IATS|INTERACTIVE BROKERS LLC|7723
TSS|TOTAL SYSTEM SVC INC|IBKR|Interactive Brokers Llc|8100
TSS|TOTAL SYSTEM SVC INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|38
TSS|TOTAL SYSTEM SVC INC|ICBX|INSTINET, LLC|38000
TSS|TOTAL SYSTEM SVC INC|IEQY|CITADEL SECURITIES LLC|103423
TSS|TOTAL SYSTEM SVC INC|INCA|INSTINET, LLC|346145
TSS|TOTAL SYSTEM SVC INC|INJX|INSTINET, LLC|14964
TSS|TOTAL SYSTEM SVC INC|ITGI|ITG Inc.|185382
TSS|TOTAL SYSTEM SVC INC|ITGP|ITG INC.|470200
TSS|TOTAL SYSTEM SVC INC|JANY|Janney Montgomery Scott Inc.|21
TSS|TOTAL SYSTEM SVC INC|JEFF|JEFFERIES LLC|143775
TSS|TOTAL SYSTEM SVC INC|JMPT|JUMP TRADING, LLC|45902
TSS|TOTAL SYSTEM SVC INC|JONE|JonesTrading|9400
TSS|TOTAL SYSTEM SVC INC|JPBX|J.P. MORGAN SECURITIES LLC|199150
TSS|TOTAL SYSTEM SVC INC|JPMX|J.P. Morgan Securities LLC|529071
TSS|TOTAL SYSTEM SVC INC|JSJX|JANE STREET CAPITAL LLC|8390
TSS|TOTAL SYSTEM SVC INC|KCGM|VIRTU Americas LLC|60735
TSS|TOTAL SYSTEM SVC INC|LEHM|Barclays Capital Inc./Le|564757
TSS|TOTAL SYSTEM SVC INC|LIME|Lime Brokerage LLC|38757
TSS|TOTAL SYSTEM SVC INC|LOOP|Loop Capital Markets LLC|100
TSS|TOTAL SYSTEM SVC INC|LQNA|LIQUIDNET, INC.|173700
TSS|TOTAL SYSTEM SVC INC|LSCI|Lek Securities Corporation|4163
TSS|TOTAL SYSTEM SVC INC|MACC|Mid Atlantic Capital Corporation|287
TSS|TOTAL SYSTEM SVC INC|MACQ|Macquarie Capital (USA) Inc.|4000
TSS|TOTAL SYSTEM SVC INC|MAXM|Maxim Group LLC|3600
TSS|TOTAL SYSTEM SVC INC|MCMF|Raymond James Ltd. Cds|780
TSS|TOTAL SYSTEM SVC INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|105194
TSS|TOTAL SYSTEM SVC INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
TSS|TOTAL SYSTEM SVC INC|MOTF|MOTIF INVESTING, INC.|134
TSS|TOTAL SYSTEM SVC INC|MSCO|MORGAN STANLEY & CO. LLC|1988481
TSS|TOTAL SYSTEM SVC INC|MSPL|MORGAN STANLEY & CO. LLC|325800
TSS|TOTAL SYSTEM SVC INC|MSTX|MORGAN STANLEY & CO. LLC|157700
TSS|TOTAL SYSTEM SVC INC|NEED|Needham & Company, LLC|264
TSS|TOTAL SYSTEM SVC INC|NFSC|National Financial Services LLC|165987
TSS|TOTAL SYSTEM SVC INC|NITE|VIRTU Americas LLC|253746
TSS|TOTAL SYSTEM SVC INC|NITP|VIRTU Americas LLC|500
TSS|TOTAL SYSTEM SVC INC|NMRA|Nomura Securities International, Inc.|54397
TSS|TOTAL SYSTEM SVC INC|NQRB|Brut, LLC|9597
TSS|TOTAL SYSTEM SVC INC|NTBF|BMO Nesbitt Burns Inc./CDS|385
TSS|TOTAL SYSTEM SVC INC|OPCO|Oppenheimer & Co. Inc.|300
TSS|TOTAL SYSTEM SVC INC|PDQM|CODA MARKETS, INC.|104301
TSS|TOTAL SYSTEM SVC INC|PHLY|NASDAQ Execution Services, LLC|400
TSS|TOTAL SYSTEM SVC INC|PNSR|Penserra Securities, LLC|100
TSS|TOTAL SYSTEM SVC INC|PWJC|UBS Financial Services, Inc.|207
TSS|TOTAL SYSTEM SVC INC|QMSR|QUATTRO M SECURITIES INC.|1524
TSS|TOTAL SYSTEM SVC INC|RBCM|RBC CAPITAL MARKETS, LLC|8796
TSS|TOTAL SYSTEM SVC INC|RHCO|Suntrust Robinson Humphrey, Inc.|3518
TSS|TOTAL SYSTEM SVC INC|SAGL|SAGETRADER, LLC|38814
TSS|TOTAL SYSTEM SVC INC|SAGW|SAGETRADER, LLC|9
TSS|TOTAL SYSTEM SVC INC|SBSH|Citigroup Global Markets Inc.|137074
TSS|TOTAL SYSTEM SVC INC|SEIC|SEI Investments Distribution Co.|100
TSS|TOTAL SYSTEM SVC INC|SGMT|GOLDMAN SACHS & CO. LLC|109570
TSS|TOTAL SYSTEM SVC INC|SJLS|TRADE INFORMATICS LLC|100
TSS|TOTAL SYSTEM SVC INC|SPDR|SPEEDROUTE LLC|14239
TSS|TOTAL SYSTEM SVC INC|SPHN|Stephens Inc.|1
TSS|TOTAL SYSTEM SVC INC|STFL|Stifel, Nicolaus & Company, Incorporated|5165
TSS|TOTAL SYSTEM SVC INC|STKP|STOCKPILE INVESTMENTS, INC.|6
TSS|TOTAL SYSTEM SVC INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4730
TSS|TOTAL SYSTEM SVC INC|SWIM|TD Ameritrade, Inc.|82937
TSS|TOTAL SYSTEM SVC INC|SWST|Hilltop Securities Inc.|49
TSS|TOTAL SYSTEM SVC INC|TAGC|TELSEY ADVISORY GROUP LLC|4164
TSS|TOTAL SYSTEM SVC INC|TKNG|ALLY INVEST SECURITIES LLC|273
TSS|TOTAL SYSTEM SVC INC|TRBT|Tradebot Systems, Inc.|286565
TSS|TOTAL SYSTEM SVC INC|TRCM|TRC MARKETS LLC|53262
TSS|TOTAL SYSTEM SVC INC|TWTT|TASTYWORKS, INC.|50
TSS|TOTAL SYSTEM SVC INC|UBSA|UBS SECURITIES LLC|657973
TSS|TOTAL SYSTEM SVC INC|UBSS|UBS Securities LLC|1161566
TSS|TOTAL SYSTEM SVC INC|VALX|VIRTU AMERICAS LLC|7737
TSS|TOTAL SYSTEM SVC INC|VGRD|Vanguard Marketing Corporation|1114
TSS|TOTAL SYSTEM SVC INC|WABR|Wall Street Access|200
TSS|TOTAL SYSTEM SVC INC|WBET|Wallachbeth Capital LLC|13280
TSS|TOTAL SYSTEM SVC INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2878
TSS|TOTAL SYSTEM SVC INC|WCHV|WELLS FARGO SECURITIES, LLC|80216
TSS|TOTAL SYSTEM SVC INC|WDNX|WEEDEN & CO.L.P.|1748
TSS|TOTAL SYSTEM SVC INC|WEDB|WEDBUSH SECURITIES INC.|6571
TSS|TOTAL SYSTEM SVC INC|WEED|Weeden & Co.L.P.|6711
TSS|TOTAL SYSTEM SVC INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28306
TSS|TOTAL SYSTEM SVC INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5945
TSS|TOTAL SYSTEM SVC INC|WGIF|CIBC World Markets Inc.|35
TSS|TOTAL SYSTEM SVC INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|953
TSS|TOTAL SYSTEM SVC INC|WSEA|WOLVERINE SECURITIES, LLC|1738
TSS|TOTAL SYSTEM SVC INC|XIST|INSTINET, LLC|42926
TSS|TOTAL SYSTEM SVC INC|XPQR|Jump Trading|1987
TSS|TOTAL SYSTEM SVC INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|46344
TSS|TOTAL SYSTEM SVC INC|YKNA|COMHAR CAPITAL MARKETS, LLC|8666
TSS|TOTAL SYSTEM SVC INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1786
TST|THESTREET INC|ALTX|Alternet Securities Inc.|15680
TST|THESTREET INC|APCC|Apex Clearing Corporation|39406
TST|THESTREET INC|AQUA|AQUA SECURITIES L.P.|3200
TST|THESTREET INC|BATM|CBOE TRADING, INC.|3944
TST|THESTREET INC|BYXM|CBOE TRADING, INC.|1800
TST|THESTREET INC|CANT|Cantor Fitzgerald & Co.|163
TST|THESTREET INC|CHAS|Charles Schwab & Co., Inc.|1
TST|THESTREET INC|CHLM|Craig-Hallum Capital Group LLC|295
TST|THESTREET INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18104
TST|THESTREET INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2650
TST|THESTREET INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
TST|THESTREET INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14531
TST|THESTREET INC|CTDL|Citadel Derivatives Group Llc|107
TST|THESTREET INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
TST|THESTREET INC|DBAB|Deutsche Bank Securities Inc.|5919
TST|THESTREET INC|DBAX|Deutsche Bank Securities Inc.|10900
TST|THESTREET INC|DEGS|RONIN PROFESSIONAL LLC|22831
TST|THESTREET INC|EBXL|EBX LLC|27900
TST|THESTREET INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9928
TST|THESTREET INC|EGAM|CBOE TRADING, INC.|811
TST|THESTREET INC|EGXM|CBOE TRADING, INC.|16740
TST|THESTREET INC|EGXW|CBOE TRADING, INC.|7600
TST|THESTREET INC|ETBE|Electronic Transaction Clearing, Inc.|3146
TST|THESTREET INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1420
TST|THESTREET INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3158
TST|THESTREET INC|ETRS|E*Trade Securities LLC|246393
TST|THESTREET INC|FBCO|Credit Suisse Securities (USA) LLC|20519
TST|THESTREET INC|FILL|Tradestation Securities, Inc.|3878
TST|THESTREET INC|FOMA|TD AMERITRADE CLEARING, INC.|308331
TST|THESTREET INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8474
TST|THESTREET INC|FTBR|Foliofn Investments, Inc.|1259
TST|THESTREET INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1199
TST|THESTREET INC|GLIS|TD Securities Inc|1400
TST|THESTREET INC|GLPX|ACS EXECUTION SERVICES, LLC|2225
TST|THESTREET INC|GSCO|GOLDMAN SACHS & CO. LLC|121017
TST|THESTREET INC|GSCS|GOLDMAN SACHS & CO. LLC|1575
TST|THESTREET INC|GSLT|GOLDMAN SACHS & CO. LLC|7348
TST|THESTREET INC|GTSZ|GTS SECURITIES LLC|2020
TST|THESTREET INC|IATS|INTERACTIVE BROKERS LLC|17649
TST|THESTREET INC|IBKR|Interactive Brokers Llc|97636
TST|THESTREET INC|ICBX|INSTINET, LLC|7580
TST|THESTREET INC|INCA|INSTINET, LLC|18351
TST|THESTREET INC|INJX|INSTINET, LLC|3
TST|THESTREET INC|ITGI|ITG Inc.|48292
TST|THESTREET INC|ITGP|ITG INC.|42800
TST|THESTREET INC|JMPT|JUMP TRADING, LLC|595
TST|THESTREET INC|JONE|JonesTrading|6600
TST|THESTREET INC|JPMX|J.P. Morgan Securities LLC|14692
TST|THESTREET INC|JSJX|JANE STREET CAPITAL LLC|873
TST|THESTREET INC|KCGM|VIRTU Americas LLC|11101
TST|THESTREET INC|LEHM|Barclays Capital Inc./Le|19335
TST|THESTREET INC|LIME|Lime Brokerage LLC|42402
TST|THESTREET INC|LSCI|Lek Securities Corporation|400
TST|THESTREET INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
TST|THESTREET INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11542
TST|THESTREET INC|MOTF|MOTIF INVESTING, INC.|1
TST|THESTREET INC|MSCO|MORGAN STANLEY & CO. LLC|326338
TST|THESTREET INC|MSPL|MORGAN STANLEY & CO. LLC|15900
TST|THESTREET INC|MSTX|MORGAN STANLEY & CO. LLC|2200
TST|THESTREET INC|NFSC|National Financial Services LLC|129268
TST|THESTREET INC|NITE|VIRTU Americas LLC|469530
TST|THESTREET INC|NITP|VIRTU Americas LLC|2020
TST|THESTREET INC|NQRB|Brut, LLC|1099
TST|THESTREET INC|PDQM|CODA MARKETS, INC.|4453
TST|THESTREET INC|PWJC|UBS Financial Services, Inc.|1000
TST|THESTREET INC|RAJA|Raymond James & Associates, Inc.|1040
TST|THESTREET INC|RBCM|RBC CAPITAL MARKETS, LLC|18328
TST|THESTREET INC|SAGL|SAGETRADER, LLC|250
TST|THESTREET INC|SBSH|Citigroup Global Markets Inc.|2500
TST|THESTREET INC|SGMT|GOLDMAN SACHS & CO. LLC|16417
TST|THESTREET INC|SOGO|Wang Investment Associates, Inc.|570
TST|THESTREET INC|SPDR|SPEEDROUTE LLC|5784
TST|THESTREET INC|STFL|Stifel, Nicolaus & Company, Incorporated|500
TST|THESTREET INC|SWIM|TD Ameritrade, Inc.|27558
TST|THESTREET INC|TKNG|ALLY INVEST SECURITIES LLC|1490
TST|THESTREET INC|TRBT|Tradebot Systems, Inc.|1903
TST|THESTREET INC|TRCM|TRC MARKETS LLC|28595
TST|THESTREET INC|TWTT|TASTYWORKS, INC.|200
TST|THESTREET INC|UBSA|UBS SECURITIES LLC|51754
TST|THESTREET INC|UBSS|UBS Securities LLC|138438
TST|THESTREET INC|VALX|VIRTU AMERICAS LLC|200
TST|THESTREET INC|VGRD|Vanguard Marketing Corporation|14271
TST|THESTREET INC|WCHV|WELLS FARGO SECURITIES, LLC|5375
TST|THESTREET INC|WEDB|WEDBUSH SECURITIES INC.|3150
TST|THESTREET INC|WEED|Weeden & Co.L.P.|10
TST|THESTREET INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1188
TST|THESTREET INC|WGIF|CIBC World Markets Inc.|2060
TST|THESTREET INC|WSEA|WOLVERINE SECURITIES, LLC|7199
TST|THESTREET INC|XIST|INSTINET, LLC|600
TST|THESTREET INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
TST|THESTREET INC|YKNA|COMHAR CAPITAL MARKETS, LLC|412
TSU|TIM PARTICIPACOES|ALTX|Alternet Securities Inc.|4141
TSU|TIM PARTICIPACOES|APCC|Apex Clearing Corporation|63
TSU|TIM PARTICIPACOES|BANK|Primevest Financial Services, Inc.|161
TSU|TIM PARTICIPACOES|BATM|CBOE TRADING, INC.|1098
TSU|TIM PARTICIPACOES|BAYC|BAY CREST PARTNERS, LLC|9900
TSU|TIM PARTICIPACOES|BBNT|BB&T SECURITIES, LLC|1538
TSU|TIM PARTICIPACOES|BERN|Sanford C. Bernstein & Co., LLC|43145
TSU|TIM PARTICIPACOES|BIDS|BIDS TRADING L.P.|300
TSU|TIM PARTICIPACOES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4049
TSU|TIM PARTICIPACOES|BLKX|INSTINET, LLC|85960
TSU|TIM PARTICIPACOES|BNPX|BNP PARIBAS SECURITIES CORP.|177
TSU|TIM PARTICIPACOES|BYXM|CBOE TRADING, INC.|700
TSU|TIM PARTICIPACOES|BZYD|GOLDMAN SACHS & CO. LLC|1801
TSU|TIM PARTICIPACOES|CHAS|Charles Schwab & Co., Inc.|331
TSU|TIM PARTICIPACOES|CLSA|CLSA AMERICAS, LLC|100360
TSU|TIM PARTICIPACOES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33271
TSU|TIM PARTICIPACOES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3000
TSU|TIM PARTICIPACOES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223829
TSU|TIM PARTICIPACOES|CTDL|Citadel Derivatives Group Llc|787
TSU|TIM PARTICIPACOES|CXCX|CITIGROUP GLOBAL MARKETS INC.|12060
TSU|TIM PARTICIPACOES|DBAB|Deutsche Bank Securities Inc.|110512
TSU|TIM PARTICIPACOES|DBAX|Deutsche Bank Securities Inc.|165900
TSU|TIM PARTICIPACOES|DCHF|Dart Executions, LLC|1586
TSU|TIM PARTICIPACOES|DEAN|MORGAN STANLEY|1555
TSU|TIM PARTICIPACOES|DEGS|RONIN PROFESSIONAL LLC|805
TSU|TIM PARTICIPACOES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|149529
TSU|TIM PARTICIPACOES|EBXL|EBX LLC|123700
TSU|TIM PARTICIPACOES|ECUT|CONVERGEX EXECUTION SOLUTIONS|4780
TSU|TIM PARTICIPACOES|EDJO|Edward D. Jones & Co., L.P.|174
TSU|TIM PARTICIPACOES|EGAM|CBOE TRADING, INC.|20369
TSU|TIM PARTICIPACOES|EGAW|CBOE TRADING, INC.|500
TSU|TIM PARTICIPACOES|EGXM|CBOE TRADING, INC.|1941
TSU|TIM PARTICIPACOES|ETBE|Electronic Transaction Clearing, Inc.|14530
TSU|TIM PARTICIPACOES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20
TSU|TIM PARTICIPACOES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2422
TSU|TIM PARTICIPACOES|ETRS|E*Trade Securities LLC|22959
TSU|TIM PARTICIPACOES|FILL|Tradestation Securities, Inc.|302
TSU|TIM PARTICIPACOES|FQLS|Quantlab Securities LP|247147
TSU|TIM PARTICIPACOES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57098
TSU|TIM PARTICIPACOES|FTBR|Foliofn Investments, Inc.|5297
TSU|TIM PARTICIPACOES|GARC|ICAP Corporates LLC|18300
TSU|TIM PARTICIPACOES|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TSU|TIM PARTICIPACOES|GLPX|ACS EXECUTION SERVICES, LLC|4855
TSU|TIM PARTICIPACOES|GSCO|GOLDMAN SACHS & CO. LLC|507595
TSU|TIM PARTICIPACOES|GSLT|GOLDMAN SACHS & CO. LLC|5976
TSU|TIM PARTICIPACOES|GTSZ|GTS SECURITIES LLC|43608
TSU|TIM PARTICIPACOES|HRBF|American Enterprise Investment Services Inc.|336
TSU|TIM PARTICIPACOES|HSBC|HSBC Securities, Inc.|52805
TSU|TIM PARTICIPACOES|IATS|INTERACTIVE BROKERS LLC|5457
TSU|TIM PARTICIPACOES|IBKR|Interactive Brokers Llc|12964
TSU|TIM PARTICIPACOES|ICBX|INSTINET, LLC|54670
TSU|TIM PARTICIPACOES|INCA|INSTINET, LLC|247435
TSU|TIM PARTICIPACOES|INJX|INSTINET, LLC|4900
TSU|TIM PARTICIPACOES|INTL|INTL FCSTONE FINANCIAL INC.|550
TSU|TIM PARTICIPACOES|ITGI|ITG Inc.|56622
TSU|TIM PARTICIPACOES|ITGP|ITG INC.|63800
TSU|TIM PARTICIPACOES|JANY|Janney Montgomery Scott Inc.|324
TSU|TIM PARTICIPACOES|JEFF|JEFFERIES LLC|45735
TSU|TIM PARTICIPACOES|JMPT|JUMP TRADING, LLC|49721
TSU|TIM PARTICIPACOES|JPBX|J.P. MORGAN SECURITIES LLC|70860
TSU|TIM PARTICIPACOES|JPMX|J.P. Morgan Securities LLC|254864
TSU|TIM PARTICIPACOES|JSJX|JANE STREET CAPITAL LLC|5476
TSU|TIM PARTICIPACOES|KCGM|VIRTU Americas LLC|25807
TSU|TIM PARTICIPACOES|LEHM|Barclays Capital Inc./Le|291299
TSU|TIM PARTICIPACOES|LIME|Lime Brokerage LLC|28481
TSU|TIM PARTICIPACOES|LOOP|Loop Capital Markets LLC|753
TSU|TIM PARTICIPACOES|MBTS|ALLY INVEST SECURITIES LLC|320
TSU|TIM PARTICIPACOES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62032
TSU|TIM PARTICIPACOES|MSCO|MORGAN STANLEY & CO. LLC|1186973
TSU|TIM PARTICIPACOES|MSPL|MORGAN STANLEY & CO. LLC|952200
TSU|TIM PARTICIPACOES|MSTX|MORGAN STANLEY & CO. LLC|122400
TSU|TIM PARTICIPACOES|NBCS|NBC Securities, INC.|90
TSU|TIM PARTICIPACOES|NFSC|National Financial Services LLC|40616
TSU|TIM PARTICIPACOES|NITE|VIRTU Americas LLC|330798
TSU|TIM PARTICIPACOES|NITP|VIRTU Americas LLC|204
TSU|TIM PARTICIPACOES|NQRB|Brut, LLC|15240
TSU|TIM PARTICIPACOES|NTBF|BMO Nesbitt Burns Inc./CDS|340
TSU|TIM PARTICIPACOES|PDQM|CODA MARKETS, INC.|10618
TSU|TIM PARTICIPACOES|RBCM|RBC CAPITAL MARKETS, LLC|588
TSU|TIM PARTICIPACOES|SAGL|SAGETRADER, LLC|52266
TSU|TIM PARTICIPACOES|SALI|INTL FCSTONE FINANCIAL INC.|92
TSU|TIM PARTICIPACOES|SBSH|Citigroup Global Markets Inc.|42209
TSU|TIM PARTICIPACOES|SGMT|GOLDMAN SACHS & CO. LLC|118666
TSU|TIM PARTICIPACOES|SPDR|SPEEDROUTE LLC|5210
TSU|TIM PARTICIPACOES|STFL|Stifel, Nicolaus & Company, Incorporated|4413
TSU|TIM PARTICIPACOES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2811
TSU|TIM PARTICIPACOES|SWIM|TD Ameritrade, Inc.|31761
TSU|TIM PARTICIPACOES|TITL|TITLEIST ASSET MANAGEMENT, LTD.|380
TSU|TIM PARTICIPACOES|TKNG|ALLY INVEST SECURITIES LLC|20
TSU|TIM PARTICIPACOES|TRBT|Tradebot Systems, Inc.|151309
TSU|TIM PARTICIPACOES|TRCM|TRC MARKETS LLC|99823
TSU|TIM PARTICIPACOES|TWTT|TASTYWORKS, INC.|200
TSU|TIM PARTICIPACOES|UBSA|UBS SECURITIES LLC|542034
TSU|TIM PARTICIPACOES|UBSS|UBS Securities LLC|419899
TSU|TIM PARTICIPACOES|VALX|VIRTU AMERICAS LLC|22212
TSU|TIM PARTICIPACOES|VGRD|Vanguard Marketing Corporation|2004
TSU|TIM PARTICIPACOES|WBPX|SUMMIT SECURITIES GROUP, LLC|710
TSU|TIM PARTICIPACOES|WCHV|WELLS FARGO SECURITIES, LLC|36466
TSU|TIM PARTICIPACOES|WEDB|WEDBUSH SECURITIES INC.|166
TSU|TIM PARTICIPACOES|WEED|Weeden & Co.L.P.|120
TSU|TIM PARTICIPACOES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4410
TSU|TIM PARTICIPACOES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|65
TSU|TIM PARTICIPACOES|WGIF|CIBC World Markets Inc.|500
TSU|TIM PARTICIPACOES|WSEA|WOLVERINE SECURITIES, LLC|86
TSU|TIM PARTICIPACOES|XIST|INSTINET, LLC|280994
TSU|TIM PARTICIPACOES|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
TTAC|TRIMTABS ALL CAP|APCC|Apex Clearing Corporation|354
TTAC|TRIMTABS ALL CAP|BATM|CBOE TRADING, INC.|1420
TTAC|TRIMTABS ALL CAP|CANT|Cantor Fitzgerald & Co.|8659
TTAC|TRIMTABS ALL CAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1510
TTAC|TRIMTABS ALL CAP|CSIN|Citadel Securities Institutional LLC|3305
TTAC|TRIMTABS ALL CAP|CTDL|Citadel Derivatives Group Llc|3305
TTAC|TRIMTABS ALL CAP|ETRS|E*Trade Securities LLC|1338
TTAC|TRIMTABS ALL CAP|FILL|Tradestation Securities, Inc.|49
TTAC|TRIMTABS ALL CAP|FMAF|NBCN Inc./ CDS|28
TTAC|TRIMTABS ALL CAP|FTBR|Foliofn Investments, Inc.|3187
TTAC|TRIMTABS ALL CAP|HRBF|American Enterprise Investment Services Inc.|2300
TTAC|TRIMTABS ALL CAP|IBKR|Interactive Brokers Llc|521
TTAC|TRIMTABS ALL CAP|JPMX|J.P. Morgan Securities LLC|400
TTAC|TRIMTABS ALL CAP|JSEB|JANE STREET EXECUTION SERVICES, LLC|3265
TTAC|TRIMTABS ALL CAP|JSJX|JANE STREET CAPITAL LLC|103813
TTAC|TRIMTABS ALL CAP|KCGM|VIRTU Americas LLC|1510
TTAC|TRIMTABS ALL CAP|LIME|Lime Brokerage LLC|30
TTAC|TRIMTABS ALL CAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
TTAC|TRIMTABS ALL CAP|MOTF|MOTIF INVESTING, INC.|2
TTAC|TRIMTABS ALL CAP|MSCO|MORGAN STANLEY & CO. LLC|8590
TTAC|TRIMTABS ALL CAP|NFSC|National Financial Services LLC|43559
TTAC|TRIMTABS ALL CAP|NITE|VIRTU Americas LLC|34136
TTAC|TRIMTABS ALL CAP|OPCO|Oppenheimer & Co. Inc.|300
TTAC|TRIMTABS ALL CAP|PDQM|CODA MARKETS, INC.|6714
TTAC|TRIMTABS ALL CAP|RBCM|RBC CAPITAL MARKETS, LLC|1592
TTAC|TRIMTABS ALL CAP|STFL|Stifel, Nicolaus & Company, Incorporated|930
TTAC|TRIMTABS ALL CAP|SWIM|TD Ameritrade, Inc.|168
TTAC|TRIMTABS ALL CAP|UBSA|UBS SECURITIES LLC|6385
TTAC|TRIMTABS ALL CAP|UBSS|UBS Securities LLC|14508
TTAC|TRIMTABS ALL CAP|VGRD|Vanguard Marketing Corporation|1488
TTAC|TRIMTABS ALL CAP|VSIN|Vision Financial Markets Llc|17
TTAC|TRIMTABS ALL CAP|WGIF|CIBC World Markets Inc.|10
TTAC|TRIMTABS ALL CAP|WSEA|WOLVERINE SECURITIES, LLC|19
TTAC|TRIMTABS ALL CAP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1080
TTAC|TRIMTABS ALL CAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8557
TTAI|TRIMTABS ALL CAP INT|CANT|Cantor Fitzgerald & Co.|9500
TTAI|TRIMTABS ALL CAP INT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
TTAI|TRIMTABS ALL CAP INT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
TTAI|TRIMTABS ALL CAP INT|JSJX|JANE STREET CAPITAL LLC|2719
TTAI|TRIMTABS ALL CAP INT|UBSS|UBS Securities LLC|1200
TTAI|TRIMTABS ALL CAP INT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
TTC|TORO CO|ABLE|NATIXIS Securities Americas LLC|132600
TTC|TORO CO|ALTX|Alternet Securities Inc.|2820
TTC|TORO CO|ANOS|ABEL/NOSER, L.L.C.|84
TTC|TORO CO|APCC|Apex Clearing Corporation|47
TTC|TORO CO|BARD|Robert W. Baird & Co. Incorporated|2681
TTC|TORO CO|BATM|CBOE TRADING, INC.|3820
TTC|TORO CO|BAYC|BAY CREST PARTNERS, LLC|2210
TTC|TORO CO|BERN|Sanford C. Bernstein & Co., LLC|88313
TTC|TORO CO|BIDS|BIDS TRADING L.P.|1700
TTC|TORO CO|BKCM|BNY Mellon Capital Markets LLC|16483
TTC|TORO CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2733
TTC|TORO CO|BLKX|INSTINET, LLC|43670
TTC|TORO CO|BMOC|BMO Capital Markets Corp.|394
TTC|TORO CO|BNPX|BNP PARIBAS SECURITIES CORP.|112108
TTC|TORO CO|BRVL|BLAYLOCK VAN, LLC|8670
TTC|TORO CO|BTIG|BTIG, LLC|21647
TTC|TORO CO|BYXM|CBOE TRADING, INC.|801
TTC|TORO CO|BZYD|GOLDMAN SACHS & CO. LLC|400
TTC|TORO CO|CABR|Cabrera Capital Markets, Inc.|25
TTC|TORO CO|CANT|Cantor Fitzgerald & Co.|200
TTC|TORO CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|39600
TTC|TORO CO|CHAS|Charles Schwab & Co., Inc.|1011
TTC|TORO CO|CIBP|CIBC World Markets Corp.|181900
TTC|TORO CO|CICF|Canaccord Genuity Corp.|55
TTC|TORO CO|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
TTC|TORO CO|CIST|Capital Institutional Services, Inc.|950
TTC|TORO CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6203
TTC|TORO CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14682
TTC|TORO CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1568
TTC|TORO CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|190628
TTC|TORO CO|CTDL|Citadel Derivatives Group Llc|1670
TTC|TORO CO|CTLR|CUTLER GROUP, LP|500
TTC|TORO CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|9202
TTC|TORO CO|DADA|D.A. Davidson & Co.|1374
TTC|TORO CO|DBAB|Deutsche Bank Securities Inc.|339061
TTC|TORO CO|DBAX|Deutsche Bank Securities Inc.|172800
TTC|TORO CO|DBUL|Deutsche Bank Securities Inc.|12665
TTC|TORO CO|DEAN|MORGAN STANLEY|937
TTC|TORO CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5
TTC|TORO CO|DOTC|Dougherty & Company LLC|2304
TTC|TORO CO|EBXL|EBX LLC|71300
TTC|TORO CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|8099
TTC|TORO CO|EDJO|Edward D. Jones & Co., L.P.|4923
TTC|TORO CO|EGAM|CBOE TRADING, INC.|7043
TTC|TORO CO|EGAW|CBOE TRADING, INC.|26
TTC|TORO CO|EGMT|EG MARKET TECHNOLOGIES LLC|1969
TTC|TORO CO|EGXM|CBOE TRADING, INC.|353
TTC|TORO CO|EGXW|CBOE TRADING, INC.|17
TTC|TORO CO|ETBE|Electronic Transaction Clearing, Inc.|10406
TTC|TORO CO|ETCB|ETC BROKERAGE SERVICES, LLC|100
TTC|TORO CO|ETCC|Electronic Transaction Clearing, Inc.|680
TTC|TORO CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10946
TTC|TORO CO|ETRS|E*Trade Securities LLC|6015
TTC|TORO CO|FBSB|U.S. Bancorp Investments, Inc.|154
TTC|TORO CO|FILL|Tradestation Securities, Inc.|3815
TTC|TORO CO|FMAF|NBCN Inc./ CDS|19639
TTC|TORO CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13268
TTC|TORO CO|FQLS|Quantlab Securities LP|215719
TTC|TORO CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46776
TTC|TORO CO|FTBR|Foliofn Investments, Inc.|1944
TTC|TORO CO|GLIS|TD Securities Inc|800
TTC|TORO CO|GLPX|ACS EXECUTION SERVICES, LLC|22199
TTC|TORO CO|GSCO|GOLDMAN SACHS & CO. LLC|824991
TTC|TORO CO|GSCS|GOLDMAN SACHS & CO. LLC|1625
TTC|TORO CO|GSLT|GOLDMAN SACHS & CO. LLC|5159
TTC|TORO CO|GTSZ|GTS SECURITIES LLC|76034
TTC|TORO CO|HPPX|POTAMUS TRADING, LLC|510
TTC|TORO CO|HRBF|American Enterprise Investment Services Inc.|4097
TTC|TORO CO|HSBC|HSBC Securities, Inc.|4380
TTC|TORO CO|IATS|INTERACTIVE BROKERS LLC|2850
TTC|TORO CO|IBKR|Interactive Brokers Llc|2469
TTC|TORO CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|154
TTC|TORO CO|ICBX|INSTINET, LLC|25580
TTC|TORO CO|IEQY|CITADEL SECURITIES LLC|48083
TTC|TORO CO|INCA|INSTINET, LLC|209661
TTC|TORO CO|INJX|INSTINET, LLC|1174
TTC|TORO CO|ITGI|ITG Inc.|48571
TTC|TORO CO|ITGP|ITG INC.|27800
TTC|TORO CO|JANY|Janney Montgomery Scott Inc.|4
TTC|TORO CO|JEFF|JEFFERIES LLC|145528
TTC|TORO CO|JMPT|JUMP TRADING, LLC|36888
TTC|TORO CO|JPBX|J.P. MORGAN SECURITIES LLC|43613
TTC|TORO CO|JPMX|J.P. Morgan Securities LLC|385599
TTC|TORO CO|JSJX|JANE STREET CAPITAL LLC|5127
TTC|TORO CO|KCGM|VIRTU Americas LLC|29323
TTC|TORO CO|LEHM|Barclays Capital Inc./Le|327642
TTC|TORO CO|LIME|Lime Brokerage LLC|15164
TTC|TORO CO|LOOP|Loop Capital Markets LLC|1400
TTC|TORO CO|LQNA|LIQUIDNET, INC.|37900
TTC|TORO CO|MACC|Mid Atlantic Capital Corporation|25
TTC|TORO CO|MACQ|Macquarie Capital (USA) Inc.|100
TTC|TORO CO|MAXM|Maxim Group LLC|541
TTC|TORO CO|MBTS|ALLY INVEST SECURITIES LLC|999
TTC|TORO CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64092
TTC|TORO CO|MSCO|MORGAN STANLEY & CO. LLC|1404291
TTC|TORO CO|MSPL|MORGAN STANLEY & CO. LLC|365800
TTC|TORO CO|MSTX|MORGAN STANLEY & CO. LLC|104000
TTC|TORO CO|NFSC|National Financial Services LLC|83145
TTC|TORO CO|NITE|VIRTU Americas LLC|187367
TTC|TORO CO|NITP|VIRTU Americas LLC|400
TTC|TORO CO|NQRB|Brut, LLC|750
TTC|TORO CO|NTBF|BMO Nesbitt Burns Inc./CDS|210
TTC|TORO CO|OPCO|Oppenheimer & Co. Inc.|396
TTC|TORO CO|PDQM|CODA MARKETS, INC.|76833
TTC|TORO CO|PWJC|UBS Financial Services, Inc.|1615
TTC|TORO CO|RBCM|RBC CAPITAL MARKETS, LLC|2926
TTC|TORO CO|SAGL|SAGETRADER, LLC|5741
TTC|TORO CO|SALI|INTL FCSTONE FINANCIAL INC.|89
TTC|TORO CO|SBSH|Citigroup Global Markets Inc.|56615
TTC|TORO CO|SEIC|SEI Investments Distribution Co.|829
TTC|TORO CO|SGMT|GOLDMAN SACHS & CO. LLC|89001
TTC|TORO CO|SPDR|SPEEDROUTE LLC|16091
TTC|TORO CO|STFL|Stifel, Nicolaus & Company, Incorporated|125
TTC|TORO CO|STKP|STOCKPILE INVESTMENTS, INC.|10
TTC|TORO CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2113
TTC|TORO CO|SWIM|TD Ameritrade, Inc.|7630
TTC|TORO CO|SWST|Hilltop Securities Inc.|428
TTC|TORO CO|TKNG|ALLY INVEST SECURITIES LLC|43
TTC|TORO CO|TRBT|Tradebot Systems, Inc.|135236
TTC|TORO CO|TRCM|TRC MARKETS LLC|43510
TTC|TORO CO|UBSA|UBS SECURITIES LLC|264644
TTC|TORO CO|UBSS|UBS Securities LLC|491881
TTC|TORO CO|VALX|VIRTU AMERICAS LLC|4723
TTC|TORO CO|VERT|The Vertical Trading Group, LLC|14
TTC|TORO CO|VGRD|Vanguard Marketing Corporation|7176
TTC|TORO CO|WBLR|WILLIAM BLAIR|391
TTC|TORO CO|WBPX|SUMMIT SECURITIES GROUP, LLC|1692
TTC|TORO CO|WCHV|WELLS FARGO SECURITIES, LLC|33281
TTC|TORO CO|WDNX|WEEDEN & CO.L.P.|840
TTC|TORO CO|WEDB|WEDBUSH SECURITIES INC.|1306
TTC|TORO CO|WEED|Weeden & Co.L.P.|610
TTC|TORO CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2525
TTC|TORO CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8553
TTC|TORO CO|WGIF|CIBC World Markets Inc.|354
TTC|TORO CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|378
TTC|TORO CO|WSEA|WOLVERINE SECURITIES, LLC|8204
TTC|TORO CO|XIST|INSTINET, LLC|96086
TTC|TORO CO|XPQR|Jump Trading|4039
TTC|TORO CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|18890
TTC|TORO CO|YKNA|COMHAR CAPITAL MARKETS, LLC|2965
TTC|TORO CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1116
TTD|THE TRADE DESK CL A|AGIS|Aegis Capital Corp.|345
TTD|THE TRADE DESK CL A|ALTX|Alternet Securities Inc.|20186
TTD|THE TRADE DESK CL A|APCC|Apex Clearing Corporation|5707
TTD|THE TRADE DESK CL A|BANK|Primevest Financial Services, Inc.|367
TTD|THE TRADE DESK CL A|BARD|Robert W. Baird & Co. Incorporated|775
TTD|THE TRADE DESK CL A|BATM|CBOE TRADING, INC.|10443
TTD|THE TRADE DESK CL A|BAYT|BTIG, LLC|3400
TTD|THE TRADE DESK CL A|BBNT|BB&T SECURITIES, LLC|1088
TTD|THE TRADE DESK CL A|BERN|Sanford C. Bernstein & Co., LLC|6833
TTD|THE TRADE DESK CL A|BIDS|BIDS TRADING L.P.|22200
TTD|THE TRADE DESK CL A|BIMI|Banca IMI Securities Corp.|384
TTD|THE TRADE DESK CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19005
TTD|THE TRADE DESK CL A|BLKX|INSTINET, LLC|41280
TTD|THE TRADE DESK CL A|BMOC|BMO Capital Markets Corp.|4423
TTD|THE TRADE DESK CL A|BNPX|BNP PARIBAS SECURITIES CORP.|1852
TTD|THE TRADE DESK CL A|BTIG|BTIG, LLC|7798
TTD|THE TRADE DESK CL A|BYXM|CBOE TRADING, INC.|2071
TTD|THE TRADE DESK CL A|BZYD|GOLDMAN SACHS & CO. LLC|1289
TTD|THE TRADE DESK CL A|CANT|Cantor Fitzgerald & Co.|4046
TTD|THE TRADE DESK CL A|CHAS|Charles Schwab & Co., Inc.|3502
TTD|THE TRADE DESK CL A|CIST|Capital Institutional Services, Inc.|1693
TTD|THE TRADE DESK CL A|CNTR|PRECISION SECURITIES, LLC|200
TTD|THE TRADE DESK CL A|COWR|Cowen and Company, LLC|145
TTD|THE TRADE DESK CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|155366
TTD|THE TRADE DESK CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4569
TTD|THE TRADE DESK CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38977
TTD|THE TRADE DESK CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|469067
TTD|THE TRADE DESK CL A|CSMS|CORNERSTONE MACRO LLC|14900
TTD|THE TRADE DESK CL A|CTDL|Citadel Derivatives Group Llc|26220
TTD|THE TRADE DESK CL A|CTLR|CUTLER GROUP, LP|24471
TTD|THE TRADE DESK CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|32352
TTD|THE TRADE DESK CL A|DADA|D.A. Davidson & Co.|155
TTD|THE TRADE DESK CL A|DBAB|Deutsche Bank Securities Inc.|402085
TTD|THE TRADE DESK CL A|DBAX|Deutsche Bank Securities Inc.|185200
TTD|THE TRADE DESK CL A|DBUL|Deutsche Bank Securities Inc.|1751
TTD|THE TRADE DESK CL A|DCHF|Dart Executions, LLC|17678
TTD|THE TRADE DESK CL A|DEAN|MORGAN STANLEY|9239
TTD|THE TRADE DESK CL A|DEGS|RONIN PROFESSIONAL LLC|46315
TTD|THE TRADE DESK CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7209
TTD|THE TRADE DESK CL A|DOTC|Dougherty & Company LLC|1547
TTD|THE TRADE DESK CL A|EBXL|EBX LLC|181300
TTD|THE TRADE DESK CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|54855
TTD|THE TRADE DESK CL A|EDJO|Edward D. Jones & Co., L.P.|3784
TTD|THE TRADE DESK CL A|EGAM|CBOE TRADING, INC.|17489
TTD|THE TRADE DESK CL A|EGAW|CBOE TRADING, INC.|1
TTD|THE TRADE DESK CL A|EGMT|EG MARKET TECHNOLOGIES LLC|1859
TTD|THE TRADE DESK CL A|EGXM|CBOE TRADING, INC.|10617
TTD|THE TRADE DESK CL A|EGXW|CBOE TRADING, INC.|100
TTD|THE TRADE DESK CL A|EROP|Eroom Securities L.L.C.|10
TTD|THE TRADE DESK CL A|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1328
TTD|THE TRADE DESK CL A|ETBE|Electronic Transaction Clearing, Inc.|70396
TTD|THE TRADE DESK CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|141403
TTD|THE TRADE DESK CL A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
TTD|THE TRADE DESK CL A|ETRS|E*Trade Securities LLC|736190
TTD|THE TRADE DESK CL A|FBCO|Credit Suisse Securities (USA) LLC|641484
TTD|THE TRADE DESK CL A|FBSB|U.S. Bancorp Investments, Inc.|2055
TTD|THE TRADE DESK CL A|FIDT|Fidelity Clearing Canada ULC./ CDS|182
TTD|THE TRADE DESK CL A|FILL|Tradestation Securities, Inc.|63303
TTD|THE TRADE DESK CL A|FINX|FINTECH SECURITIES|50
TTD|THE TRADE DESK CL A|FMAF|NBCN Inc./ CDS|5722
TTD|THE TRADE DESK CL A|FOMA|TD AMERITRADE CLEARING, INC.|1173346
TTD|THE TRADE DESK CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7923
TTD|THE TRADE DESK CL A|FQLS|Quantlab Securities LP|407641
TTD|THE TRADE DESK CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|116879
TTD|THE TRADE DESK CL A|FTBR|Foliofn Investments, Inc.|4508
TTD|THE TRADE DESK CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|41302
TTD|THE TRADE DESK CL A|GLIS|TD Securities Inc|160
TTD|THE TRADE DESK CL A|GLPX|ACS EXECUTION SERVICES, LLC|158430
TTD|THE TRADE DESK CL A|GSCO|GOLDMAN SACHS & CO. LLC|983672
TTD|THE TRADE DESK CL A|GSCS|GOLDMAN SACHS & CO. LLC|43408
TTD|THE TRADE DESK CL A|GSLT|GOLDMAN SACHS & CO. LLC|12164
TTD|THE TRADE DESK CL A|GTSZ|GTS SECURITIES LLC|49582
TTD|THE TRADE DESK CL A|HAPX|HAP Trading, LLC|929
TTD|THE TRADE DESK CL A|HRBF|American Enterprise Investment Services Inc.|5879
TTD|THE TRADE DESK CL A|HSBC|HSBC Securities, Inc.|978
TTD|THE TRADE DESK CL A|IATS|INTERACTIVE BROKERS LLC|147764
TTD|THE TRADE DESK CL A|IBKR|Interactive Brokers Llc|547331
TTD|THE TRADE DESK CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|63
TTD|THE TRADE DESK CL A|ICBX|INSTINET, LLC|70296
TTD|THE TRADE DESK CL A|IEQY|CITADEL SECURITIES LLC|48308
TTD|THE TRADE DESK CL A|INCA|INSTINET, LLC|1033418
TTD|THE TRADE DESK CL A|INJX|INSTINET, LLC|150667
TTD|THE TRADE DESK CL A|ITGI|ITG Inc.|34713
TTD|THE TRADE DESK CL A|ITGP|ITG INC.|92800
TTD|THE TRADE DESK CL A|JANY|Janney Montgomery Scott Inc.|1279
TTD|THE TRADE DESK CL A|JEFF|JEFFERIES LLC|122896
TTD|THE TRADE DESK CL A|JMPT|JUMP TRADING, LLC|60355
TTD|THE TRADE DESK CL A|JPBX|J.P. MORGAN SECURITIES LLC|28398
TTD|THE TRADE DESK CL A|JPMX|J.P. Morgan Securities LLC|451429
TTD|THE TRADE DESK CL A|JSJX|JANE STREET CAPITAL LLC|14270
TTD|THE TRADE DESK CL A|KCGM|VIRTU Americas LLC|48791
TTD|THE TRADE DESK CL A|LEER|LEERINK PARTNERS LLC|320
TTD|THE TRADE DESK CL A|LEHM|Barclays Capital Inc./Le|1216106
TTD|THE TRADE DESK CL A|LIME|Lime Brokerage LLC|292811
TTD|THE TRADE DESK CL A|LMGP|LIME BROKERAGE LLC|100
TTD|THE TRADE DESK CL A|LOOP|Loop Capital Markets LLC|1600
TTD|THE TRADE DESK CL A|LQNA|LIQUIDNET, INC.|40000
TTD|THE TRADE DESK CL A|LQNB|LIQUIDNET, INC.|7300
TTD|THE TRADE DESK CL A|LSCI|Lek Securities Corporation|4510
TTD|THE TRADE DESK CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
TTD|THE TRADE DESK CL A|MACC|Mid Atlantic Capital Corporation|10
TTD|THE TRADE DESK CL A|MACQ|Macquarie Capital (USA) Inc.|43555
TTD|THE TRADE DESK CL A|MAXM|Maxim Group LLC|2972
TTD|THE TRADE DESK CL A|MBTS|ALLY INVEST SECURITIES LLC|7619
TTD|THE TRADE DESK CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82395
TTD|THE TRADE DESK CL A|MOTF|MOTIF INVESTING, INC.|45
TTD|THE TRADE DESK CL A|MSCO|MORGAN STANLEY & CO. LLC|2426470
TTD|THE TRADE DESK CL A|MSPL|MORGAN STANLEY & CO. LLC|372500
TTD|THE TRADE DESK CL A|MSTX|MORGAN STANLEY & CO. LLC|126700
TTD|THE TRADE DESK CL A|NATL|National Securities Corporation|3575
TTD|THE TRADE DESK CL A|NFSC|National Financial Services LLC|624051
TTD|THE TRADE DESK CL A|NITE|VIRTU Americas LLC|1643805
TTD|THE TRADE DESK CL A|NITP|VIRTU Americas LLC|3764
TTD|THE TRADE DESK CL A|NMRA|Nomura Securities International, Inc.|500
TTD|THE TRADE DESK CL A|NQRB|Brut, LLC|23727
TTD|THE TRADE DESK CL A|OPCO|Oppenheimer & Co. Inc.|2718
TTD|THE TRADE DESK CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4221
TTD|THE TRADE DESK CL A|PCPT|PHILLIP CAPITAL INC.|2
TTD|THE TRADE DESK CL A|PDQM|CODA MARKETS, INC.|192905
TTD|THE TRADE DESK CL A|PHLY|NASDAQ Execution Services, LLC|11000
TTD|THE TRADE DESK CL A|PIPR|Piper Jaffray & Co.|3702
TTD|THE TRADE DESK CL A|POIN|PRECISION SECURITIES, LLC (POIN)|1800
TTD|THE TRADE DESK CL A|PWJC|UBS Financial Services, Inc.|19484
TTD|THE TRADE DESK CL A|RAJA|Raymond James & Associates, Inc.|24561
TTD|THE TRADE DESK CL A|RBCM|RBC CAPITAL MARKETS, LLC|13137
TTD|THE TRADE DESK CL A|RGLD|Regal Securities, Inc|60
TTD|THE TRADE DESK CL A|RILY|B. RILEY FBR, INC.|794
TTD|THE TRADE DESK CL A|ROTH|Roth Capital Partners, LLC|4200
TTD|THE TRADE DESK CL A|SAGL|SAGETRADER, LLC|28410
TTD|THE TRADE DESK CL A|SAGW|SAGETRADER, LLC|209
TTD|THE TRADE DESK CL A|SALI|INTL FCSTONE FINANCIAL INC.|1969
TTD|THE TRADE DESK CL A|SBSH|Citigroup Global Markets Inc.|128769
TTD|THE TRADE DESK CL A|SGMT|GOLDMAN SACHS & CO. LLC|171496
TTD|THE TRADE DESK CL A|SOGO|Wang Investment Associates, Inc.|150
TTD|THE TRADE DESK CL A|SPDR|SPEEDROUTE LLC|21582
TTD|THE TRADE DESK CL A|SPTD|MINT GLOBAL MARKETS, INC.|1940
TTD|THE TRADE DESK CL A|STFL|Stifel, Nicolaus & Company, Incorporated|10345
TTD|THE TRADE DESK CL A|STKP|STOCKPILE INVESTMENTS, INC.|274
TTD|THE TRADE DESK CL A|STXG|Stockcross Financial Services, Inc.|12
TTD|THE TRADE DESK CL A|SWIM|TD Ameritrade, Inc.|396674
TTD|THE TRADE DESK CL A|SWST|Hilltop Securities Inc.|2146
TTD|THE TRADE DESK CL A|TKNG|ALLY INVEST SECURITIES LLC|24193
TTD|THE TRADE DESK CL A|TONC|CUTTONE & CO., LLC|1692
TTD|THE TRADE DESK CL A|TRBT|Tradebot Systems, Inc.|298271
TTD|THE TRADE DESK CL A|TRCM|TRC MARKETS LLC|196553
TTD|THE TRADE DESK CL A|TWTT|TASTYWORKS, INC.|256
TTD|THE TRADE DESK CL A|UBSA|UBS SECURITIES LLC|645182
TTD|THE TRADE DESK CL A|UBSS|UBS Securities LLC|1523576
TTD|THE TRADE DESK CL A|VALX|VIRTU AMERICAS LLC|32332
TTD|THE TRADE DESK CL A|VGRD|Vanguard Marketing Corporation|55209
TTD|THE TRADE DESK CL A|VSIN|Vision Financial Markets Llc|1
TTD|THE TRADE DESK CL A|WABR|Wall Street Access|2000
TTD|THE TRADE DESK CL A|WBET|Wallachbeth Capital LLC|1150
TTD|THE TRADE DESK CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|600
TTD|THE TRADE DESK CL A|WCHV|WELLS FARGO SECURITIES, LLC|99102
TTD|THE TRADE DESK CL A|WDNX|WEEDEN & CO.L.P.|4200
TTD|THE TRADE DESK CL A|WEDB|WEDBUSH SECURITIES INC.|23255
TTD|THE TRADE DESK CL A|WEED|Weeden & Co.L.P.|400
TTD|THE TRADE DESK CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21563
TTD|THE TRADE DESK CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55071
TTD|THE TRADE DESK CL A|WFPB|Wells Fargo Securities, LLC.|2665
TTD|THE TRADE DESK CL A|WGIF|CIBC World Markets Inc.|4228
TTD|THE TRADE DESK CL A|WSEA|WOLVERINE SECURITIES, LLC|46840
TTD|THE TRADE DESK CL A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|570
TTD|THE TRADE DESK CL A|WTFS|JUST2TRADE, INC.|20
TTD|THE TRADE DESK CL A|XIST|INSTINET, LLC|41800
TTD|THE TRADE DESK CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|98916
TTD|THE TRADE DESK CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|27695
TTD|THE TRADE DESK CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10815
TTEC|TTEC HOLDINGS, INC.|ANOS|ABEL/NOSER, L.L.C.|223
TTEC|TTEC HOLDINGS, INC.|APCC|Apex Clearing Corporation|16
TTEC|TTEC HOLDINGS, INC.|BATM|CBOE TRADING, INC.|117
TTEC|TTEC HOLDINGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|2819
TTEC|TTEC HOLDINGS, INC.|BMOC|BMO Capital Markets Corp.|2237
TTEC|TTEC HOLDINGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2648
TTEC|TTEC HOLDINGS, INC.|BRVL|BLAYLOCK VAN, LLC|200
TTEC|TTEC HOLDINGS, INC.|BTIG|BTIG, LLC|118660
TTEC|TTEC HOLDINGS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1084
TTEC|TTEC HOLDINGS, INC.|CANT|Cantor Fitzgerald & Co.|5400
TTEC|TTEC HOLDINGS, INC.|CHAS|Charles Schwab & Co., Inc.|265
TTEC|TTEC HOLDINGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3309
TTEC|TTEC HOLDINGS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|301
TTEC|TTEC HOLDINGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19898
TTEC|TTEC HOLDINGS, INC.|CTDL|Citadel Derivatives Group Llc|4086
TTEC|TTEC HOLDINGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6236
TTEC|TTEC HOLDINGS, INC.|DBAB|Deutsche Bank Securities Inc.|53086
TTEC|TTEC HOLDINGS, INC.|DBAX|Deutsche Bank Securities Inc.|13700
TTEC|TTEC HOLDINGS, INC.|DEAN|MORGAN STANLEY|2740
TTEC|TTEC HOLDINGS, INC.|DEGS|RONIN PROFESSIONAL LLC|2132
TTEC|TTEC HOLDINGS, INC.|EBXL|EBX LLC|2800
TTEC|TTEC HOLDINGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|288
TTEC|TTEC HOLDINGS, INC.|EGAM|CBOE TRADING, INC.|913
TTEC|TTEC HOLDINGS, INC.|EGXM|CBOE TRADING, INC.|203
TTEC|TTEC HOLDINGS, INC.|EGXW|CBOE TRADING, INC.|2
TTEC|TTEC HOLDINGS, INC.|ETBE|Electronic Transaction Clearing, Inc.|74
TTEC|TTEC HOLDINGS, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|399
TTEC|TTEC HOLDINGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1006
TTEC|TTEC HOLDINGS, INC.|ETRS|E*Trade Securities LLC|729
TTEC|TTEC HOLDINGS, INC.|FBCO|Credit Suisse Securities (USA) LLC|34289
TTEC|TTEC HOLDINGS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1398
TTEC|TTEC HOLDINGS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|554
TTEC|TTEC HOLDINGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9355
TTEC|TTEC HOLDINGS, INC.|FTBR|Foliofn Investments, Inc.|3
TTEC|TTEC HOLDINGS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3601
TTEC|TTEC HOLDINGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|400
TTEC|TTEC HOLDINGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|80507
TTEC|TTEC HOLDINGS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|4369
TTEC|TTEC HOLDINGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|310
TTEC|TTEC HOLDINGS, INC.|GTSZ|GTS SECURITIES LLC|4795
TTEC|TTEC HOLDINGS, INC.|HRBF|American Enterprise Investment Services Inc.|27
TTEC|TTEC HOLDINGS, INC.|IATS|INTERACTIVE BROKERS LLC|400
TTEC|TTEC HOLDINGS, INC.|IBKR|Interactive Brokers Llc|4576
TTEC|TTEC HOLDINGS, INC.|ICBX|INSTINET, LLC|2094
TTEC|TTEC HOLDINGS, INC.|IEQY|CITADEL SECURITIES LLC|3532
TTEC|TTEC HOLDINGS, INC.|INCA|INSTINET, LLC|55446
TTEC|TTEC HOLDINGS, INC.|INJX|INSTINET, LLC|37752
TTEC|TTEC HOLDINGS, INC.|ITGI|ITG Inc.|6529
TTEC|TTEC HOLDINGS, INC.|ITGP|ITG INC.|5200
TTEC|TTEC HOLDINGS, INC.|JANY|Janney Montgomery Scott Inc.|102
TTEC|TTEC HOLDINGS, INC.|JEFF|JEFFERIES LLC|7275
TTEC|TTEC HOLDINGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|932
TTEC|TTEC HOLDINGS, INC.|JPMX|J.P. Morgan Securities LLC|48317
TTEC|TTEC HOLDINGS, INC.|JSJX|JANE STREET CAPITAL LLC|3644
TTEC|TTEC HOLDINGS, INC.|KCGM|VIRTU Americas LLC|1150
TTEC|TTEC HOLDINGS, INC.|LEHM|Barclays Capital Inc./Le|62674
TTEC|TTEC HOLDINGS, INC.|LIME|Lime Brokerage LLC|51849
TTEC|TTEC HOLDINGS, INC.|MAXM|Maxim Group LLC|1474
TTEC|TTEC HOLDINGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16384
TTEC|TTEC HOLDINGS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|319
TTEC|TTEC HOLDINGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|170863
TTEC|TTEC HOLDINGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|17100
TTEC|TTEC HOLDINGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|1200
TTEC|TTEC HOLDINGS, INC.|NFSC|National Financial Services LLC|8388
TTEC|TTEC HOLDINGS, INC.|NITE|VIRTU Americas LLC|26089
TTEC|TTEC HOLDINGS, INC.|NQRB|Brut, LLC|300
TTEC|TTEC HOLDINGS, INC.|PDQM|CODA MARKETS, INC.|3998
TTEC|TTEC HOLDINGS, INC.|PWJC|UBS Financial Services, Inc.|700
TTEC|TTEC HOLDINGS, INC.|RAJA|Raymond James & Associates, Inc.|418
TTEC|TTEC HOLDINGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|564
TTEC|TTEC HOLDINGS, INC.|SBSH|Citigroup Global Markets Inc.|57142
TTEC|TTEC HOLDINGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|3416
TTEC|TTEC HOLDINGS, INC.|SPDR|SPEEDROUTE LLC|3279
TTEC|TTEC HOLDINGS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1600
TTEC|TTEC HOLDINGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|15
TTEC|TTEC HOLDINGS, INC.|SWIM|TD Ameritrade, Inc.|10
TTEC|TTEC HOLDINGS, INC.|TONC|CUTTONE & CO., LLC|630
TTEC|TTEC HOLDINGS, INC.|TRBT|Tradebot Systems, Inc.|3648
TTEC|TTEC HOLDINGS, INC.|TRCM|TRC MARKETS LLC|6573
TTEC|TTEC HOLDINGS, INC.|UBSA|UBS SECURITIES LLC|12245
TTEC|TTEC HOLDINGS, INC.|UBSS|UBS Securities LLC|102499
TTEC|TTEC HOLDINGS, INC.|VALX|VIRTU AMERICAS LLC|6836
TTEC|TTEC HOLDINGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|5266
TTEC|TTEC HOLDINGS, INC.|WEED|Weeden & Co.L.P.|200
TTEC|TTEC HOLDINGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|117
TTEC|TTEC HOLDINGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|84
TTEC|TTEC HOLDINGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|1
TTEC|TTEC HOLDINGS, INC.|XIST|INSTINET, LLC|4744
TTEK|TETRA TECH INC    ##|ANOS|ABEL/NOSER, L.L.C.|98
TTEK|TETRA TECH INC    ##|APCC|Apex Clearing Corporation|169
TTEK|TETRA TECH INC    ##|BALE|M&T SECURITIES, INC.|173
TTEK|TETRA TECH INC    ##|BARD|Robert W. Baird & Co. Incorporated|4290
TTEK|TETRA TECH INC    ##|BATM|CBOE TRADING, INC.|897
TTEK|TETRA TECH INC    ##|BERN|Sanford C. Bernstein & Co., LLC|45006
TTEK|TETRA TECH INC    ##|BIDS|BIDS TRADING L.P.|200
TTEK|TETRA TECH INC    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2013
TTEK|TETRA TECH INC    ##|BMOC|BMO Capital Markets Corp.|8892
TTEK|TETRA TECH INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|9725
TTEK|TETRA TECH INC    ##|BRVL|BLAYLOCK VAN, LLC|700
TTEK|TETRA TECH INC    ##|BTIG|BTIG, LLC|6112
TTEK|TETRA TECH INC    ##|BYXM|CBOE TRADING, INC.|300
TTEK|TETRA TECH INC    ##|BZYD|GOLDMAN SACHS & CO. LLC|541
TTEK|TETRA TECH INC    ##|CANT|Cantor Fitzgerald & Co.|616
TTEK|TETRA TECH INC    ##|CHAS|Charles Schwab & Co., Inc.|193
TTEK|TETRA TECH INC    ##|CIST|Capital Institutional Services, Inc.|1433
TTEK|TETRA TECH INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6336
TTEK|TETRA TECH INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
TTEK|TETRA TECH INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61428
TTEK|TETRA TECH INC    ##|CTDL|Citadel Derivatives Group Llc|3978
TTEK|TETRA TECH INC    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|17566
TTEK|TETRA TECH INC    ##|DADA|D.A. Davidson & Co.|215
TTEK|TETRA TECH INC    ##|DBAB|Deutsche Bank Securities Inc.|193971
TTEK|TETRA TECH INC    ##|DBAX|Deutsche Bank Securities Inc.|36100
TTEK|TETRA TECH INC    ##|DBUL|Deutsche Bank Securities Inc.|1400
TTEK|TETRA TECH INC    ##|DEAN|MORGAN STANLEY|696
TTEK|TETRA TECH INC    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5307
TTEK|TETRA TECH INC    ##|EBXL|EBX LLC|28400
TTEK|TETRA TECH INC    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1373
TTEK|TETRA TECH INC    ##|EDJO|Edward D. Jones & Co., L.P.|1
TTEK|TETRA TECH INC    ##|EGAM|CBOE TRADING, INC.|4456
TTEK|TETRA TECH INC    ##|EGAW|CBOE TRADING, INC.|132
TTEK|TETRA TECH INC    ##|EGMT|EG MARKET TECHNOLOGIES LLC|200
TTEK|TETRA TECH INC    ##|EGXM|CBOE TRADING, INC.|1542
TTEK|TETRA TECH INC    ##|ETBE|Electronic Transaction Clearing, Inc.|2
TTEK|TETRA TECH INC    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|12
TTEK|TETRA TECH INC    ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|67
TTEK|TETRA TECH INC    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12091
TTEK|TETRA TECH INC    ##|ETRS|E*Trade Securities LLC|21349
TTEK|TETRA TECH INC    ##|FBCO|Credit Suisse Securities (USA) LLC|143583
TTEK|TETRA TECH INC    ##|FBSB|U.S. Bancorp Investments, Inc.|35
TTEK|TETRA TECH INC    ##|FILL|Tradestation Securities, Inc.|500
TTEK|TETRA TECH INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|27007
TTEK|TETRA TECH INC    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|115
TTEK|TETRA TECH INC    ##|FQLS|Quantlab Securities LP|68442
TTEK|TETRA TECH INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18226
TTEK|TETRA TECH INC    ##|FTBR|Foliofn Investments, Inc.|1942
TTEK|TETRA TECH INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|47617
TTEK|TETRA TECH INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|2163
TTEK|TETRA TECH INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|325686
TTEK|TETRA TECH INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|8283
TTEK|TETRA TECH INC    ##|GSLT|GOLDMAN SACHS & CO. LLC|566
TTEK|TETRA TECH INC    ##|GTSZ|GTS SECURITIES LLC|7000
TTEK|TETRA TECH INC    ##|HPPX|POTAMUS TRADING, LLC|498
TTEK|TETRA TECH INC    ##|HRBF|American Enterprise Investment Services Inc.|842
TTEK|TETRA TECH INC    ##|HSBC|HSBC Securities, Inc.|2279
TTEK|TETRA TECH INC    ##|IATS|INTERACTIVE BROKERS LLC|187
TTEK|TETRA TECH INC    ##|IBKR|Interactive Brokers Llc|6853
TTEK|TETRA TECH INC    ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|438
TTEK|TETRA TECH INC    ##|ICBX|INSTINET, LLC|7700
TTEK|TETRA TECH INC    ##|IEQY|CITADEL SECURITIES LLC|25056
TTEK|TETRA TECH INC    ##|INCA|INSTINET, LLC|108316
TTEK|TETRA TECH INC    ##|INJX|INSTINET, LLC|64714
TTEK|TETRA TECH INC    ##|ITGI|ITG Inc.|39450
TTEK|TETRA TECH INC    ##|ITGP|ITG INC.|46000
TTEK|TETRA TECH INC    ##|JANY|Janney Montgomery Scott Inc.|1200
TTEK|TETRA TECH INC    ##|JEFF|JEFFERIES LLC|39381
TTEK|TETRA TECH INC    ##|JMPT|JUMP TRADING, LLC|9236
TTEK|TETRA TECH INC    ##|JPBX|J.P. MORGAN SECURITIES LLC|5870
TTEK|TETRA TECH INC    ##|JPMX|J.P. Morgan Securities LLC|85926
TTEK|TETRA TECH INC    ##|JSJX|JANE STREET CAPITAL LLC|6663
TTEK|TETRA TECH INC    ##|KCGM|VIRTU Americas LLC|8499
TTEK|TETRA TECH INC    ##|LEHM|Barclays Capital Inc./Le|217495
TTEK|TETRA TECH INC    ##|LIME|Lime Brokerage LLC|93153
TTEK|TETRA TECH INC    ##|LOOP|Loop Capital Markets LLC|844
TTEK|TETRA TECH INC    ##|LSCI|Lek Securities Corporation|3151
TTEK|TETRA TECH INC    ##|MACC|Mid Atlantic Capital Corporation|1060
TTEK|TETRA TECH INC    ##|MAXM|Maxim Group LLC|5985
TTEK|TETRA TECH INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30400
TTEK|TETRA TECH INC    ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|582
TTEK|TETRA TECH INC    ##|MSCO|MORGAN STANLEY & CO. LLC|604898
TTEK|TETRA TECH INC    ##|MSPL|MORGAN STANLEY & CO. LLC|77500
TTEK|TETRA TECH INC    ##|MSTX|MORGAN STANLEY & CO. LLC|12400
TTEK|TETRA TECH INC    ##|NATL|National Securities Corporation|600
TTEK|TETRA TECH INC    ##|NEUB|NEUBERGER BERMAN BD LLC|936
TTEK|TETRA TECH INC    ##|NFSC|National Financial Services LLC|42824
TTEK|TETRA TECH INC    ##|NITE|VIRTU Americas LLC|89777
TTEK|TETRA TECH INC    ##|NITP|VIRTU Americas LLC|1628
TTEK|TETRA TECH INC    ##|NQRB|Brut, LLC|3875
TTEK|TETRA TECH INC    ##|NTRC|Northern Trust Securities, Inc.|558
TTEK|TETRA TECH INC    ##|OPCO|Oppenheimer & Co. Inc.|979
TTEK|TETRA TECH INC    ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2803
TTEK|TETRA TECH INC    ##|PDQM|CODA MARKETS, INC.|15262
TTEK|TETRA TECH INC    ##|PWJC|UBS Financial Services, Inc.|1510
TTEK|TETRA TECH INC    ##|RAJA|Raymond James & Associates, Inc.|6957
TTEK|TETRA TECH INC    ##|RBCM|RBC CAPITAL MARKETS, LLC|2682
TTEK|TETRA TECH INC    ##|SAGW|SAGETRADER, LLC|100
TTEK|TETRA TECH INC    ##|SBSH|Citigroup Global Markets Inc.|145887
TTEK|TETRA TECH INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|18742
TTEK|TETRA TECH INC    ##|SPDR|SPEEDROUTE LLC|800
TTEK|TETRA TECH INC    ##|SPTD|MINT GLOBAL MARKETS, INC.|5
TTEK|TETRA TECH INC    ##|STFL|Stifel, Nicolaus & Company, Incorporated|10258
TTEK|TETRA TECH INC    ##|SWIM|TD Ameritrade, Inc.|965
TTEK|TETRA TECH INC    ##|SWST|Hilltop Securities Inc.|817
TTEK|TETRA TECH INC    ##|TKNG|ALLY INVEST SECURITIES LLC|400
TTEK|TETRA TECH INC    ##|TRBT|Tradebot Systems, Inc.|12003
TTEK|TETRA TECH INC    ##|TRCM|TRC MARKETS LLC|30911
TTEK|TETRA TECH INC    ##|UBSA|UBS SECURITIES LLC|187223
TTEK|TETRA TECH INC    ##|UBSS|UBS Securities LLC|313131
TTEK|TETRA TECH INC    ##|VALX|VIRTU AMERICAS LLC|9875
TTEK|TETRA TECH INC    ##|VGRD|Vanguard Marketing Corporation|1041
TTEK|TETRA TECH INC    ##|VNDM|Wall Street Access|5800
TTEK|TETRA TECH INC    ##|WBLR|WILLIAM BLAIR|3886
TTEK|TETRA TECH INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|55456
TTEK|TETRA TECH INC    ##|WEED|Weeden & Co.L.P.|1994
TTEK|TETRA TECH INC    ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9867
TTEK|TETRA TECH INC    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1966
TTEK|TETRA TECH INC    ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|133
TTEK|TETRA TECH INC    ##|WSEA|WOLVERINE SECURITIES, LLC|423
TTEK|TETRA TECH INC    ##|XIST|INSTINET, LLC|4986
TTEK|TETRA TECH INC    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
TTEK|TETRA TECH INC    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56
TTFS|ADVISORSHARES WILSHI|APCC|Apex Clearing Corporation|38
TTFS|ADVISORSHARES WILSHI|BATM|CBOE TRADING, INC.|957
TTFS|ADVISORSHARES WILSHI|CHAS|Charles Schwab & Co., Inc.|7
TTFS|ADVISORSHARES WILSHI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3201
TTFS|ADVISORSHARES WILSHI|DBAX|Deutsche Bank Securities Inc.|700
TTFS|ADVISORSHARES WILSHI|DEAN|MORGAN STANLEY|300
TTFS|ADVISORSHARES WILSHI|EBXL|EBX LLC|1300
TTFS|ADVISORSHARES WILSHI|EDJO|Edward D. Jones & Co., L.P.|688
TTFS|ADVISORSHARES WILSHI|ETRS|E*Trade Securities LLC|170
TTFS|ADVISORSHARES WILSHI|FMAF|NBCN Inc./ CDS|70
TTFS|ADVISORSHARES WILSHI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38
TTFS|ADVISORSHARES WILSHI|FTBR|Foliofn Investments, Inc.|4
TTFS|ADVISORSHARES WILSHI|GSLT|GOLDMAN SACHS & CO. LLC|634
TTFS|ADVISORSHARES WILSHI|IBKR|Interactive Brokers Llc|400
TTFS|ADVISORSHARES WILSHI|ICBX|INSTINET, LLC|400
TTFS|ADVISORSHARES WILSHI|JPMX|J.P. Morgan Securities LLC|200
TTFS|ADVISORSHARES WILSHI|JSJX|JANE STREET CAPITAL LLC|3983
TTFS|ADVISORSHARES WILSHI|KCGM|VIRTU Americas LLC|80
TTFS|ADVISORSHARES WILSHI|LEHM|Barclays Capital Inc./Le|4200
TTFS|ADVISORSHARES WILSHI|LIME|Lime Brokerage LLC|374
TTFS|ADVISORSHARES WILSHI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4226
TTFS|ADVISORSHARES WILSHI|MOTF|MOTIF INVESTING, INC.|2
TTFS|ADVISORSHARES WILSHI|MSCO|MORGAN STANLEY & CO. LLC|3973
TTFS|ADVISORSHARES WILSHI|NFSC|National Financial Services LLC|4852
TTFS|ADVISORSHARES WILSHI|NITE|VIRTU Americas LLC|2771
TTFS|ADVISORSHARES WILSHI|RBCM|RBC CAPITAL MARKETS, LLC|784
TTFS|ADVISORSHARES WILSHI|SBSH|Citigroup Global Markets Inc.|400
TTFS|ADVISORSHARES WILSHI|SGMT|GOLDMAN SACHS & CO. LLC|1516
TTFS|ADVISORSHARES WILSHI|STFL|Stifel, Nicolaus & Company, Incorporated|425
TTFS|ADVISORSHARES WILSHI|UBSA|UBS SECURITIES LLC|2617
TTFS|ADVISORSHARES WILSHI|UBSS|UBS Securities LLC|6118
TTFS|ADVISORSHARES WILSHI|VGRD|Vanguard Marketing Corporation|10
TTFS|ADVISORSHARES WILSHI|WCHV|WELLS FARGO SECURITIES, LLC|60
TTFS|ADVISORSHARES WILSHI|WGIF|CIBC World Markets Inc.|375
TTFS|ADVISORSHARES WILSHI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|551
TTGT|TECHTARGET, INC.|ALTX|Alternet Securities Inc.|3364
TTGT|TECHTARGET, INC.|APCC|Apex Clearing Corporation|4358
TTGT|TECHTARGET, INC.|BANK|Primevest Financial Services, Inc.|20
TTGT|TECHTARGET, INC.|BARD|Robert W. Baird & Co. Incorporated|500
TTGT|TECHTARGET, INC.|BATM|CBOE TRADING, INC.|2886
TTGT|TECHTARGET, INC.|BAYC|BAY CREST PARTNERS, LLC|308
TTGT|TECHTARGET, INC.|BERN|Sanford C. Bernstein & Co., LLC|5926
TTGT|TECHTARGET, INC.|BIMI|Banca IMI Securities Corp.|45
TTGT|TECHTARGET, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9638
TTGT|TECHTARGET, INC.|BMOC|BMO Capital Markets Corp.|3185
TTGT|TECHTARGET, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1800
TTGT|TECHTARGET, INC.|BTIG|BTIG, LLC|14866
TTGT|TECHTARGET, INC.|BYXM|CBOE TRADING, INC.|5826
TTGT|TECHTARGET, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1411
TTGT|TECHTARGET, INC.|CANT|Cantor Fitzgerald & Co.|449
TTGT|TECHTARGET, INC.|CHAS|Charles Schwab & Co., Inc.|255
TTGT|TECHTARGET, INC.|CHLM|Craig-Hallum Capital Group LLC|6547
TTGT|TECHTARGET, INC.|CIST|Capital Institutional Services, Inc.|54
TTGT|TECHTARGET, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44539
TTGT|TECHTARGET, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10007
TTGT|TECHTARGET, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2066
TTGT|TECHTARGET, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|159952
TTGT|TECHTARGET, INC.|CTDL|Citadel Derivatives Group Llc|39291
TTGT|TECHTARGET, INC.|CTLR|CUTLER GROUP, LP|353
TTGT|TECHTARGET, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|16760
TTGT|TECHTARGET, INC.|DBAB|Deutsche Bank Securities Inc.|324876
TTGT|TECHTARGET, INC.|DBAX|Deutsche Bank Securities Inc.|52200
TTGT|TECHTARGET, INC.|DEAN|MORGAN STANLEY|5359
TTGT|TECHTARGET, INC.|DEGS|RONIN PROFESSIONAL LLC|14569
TTGT|TECHTARGET, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6418
TTGT|TECHTARGET, INC.|EBXL|EBX LLC|66700
TTGT|TECHTARGET, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|905
TTGT|TECHTARGET, INC.|EDJO|Edward D. Jones & Co., L.P.|425
TTGT|TECHTARGET, INC.|EGAM|CBOE TRADING, INC.|5284
TTGT|TECHTARGET, INC.|EGAW|CBOE TRADING, INC.|108
TTGT|TECHTARGET, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|347
TTGT|TECHTARGET, INC.|EGXM|CBOE TRADING, INC.|7466
TTGT|TECHTARGET, INC.|ETBE|Electronic Transaction Clearing, Inc.|72592
TTGT|TECHTARGET, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5302
TTGT|TECHTARGET, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21119
TTGT|TECHTARGET, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
TTGT|TECHTARGET, INC.|ETRS|E*Trade Securities LLC|183045
TTGT|TECHTARGET, INC.|FBCO|Credit Suisse Securities (USA) LLC|359620
TTGT|TECHTARGET, INC.|FILL|Tradestation Securities, Inc.|15828
TTGT|TECHTARGET, INC.|FMAF|NBCN Inc./ CDS|233
TTGT|TECHTARGET, INC.|FOMA|TD AMERITRADE CLEARING, INC.|478614
TTGT|TECHTARGET, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9257
TTGT|TECHTARGET, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86736
TTGT|TECHTARGET, INC.|FTBR|Foliofn Investments, Inc.|10606
TTGT|TECHTARGET, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|12776
TTGT|TECHTARGET, INC.|GLIS|TD Securities Inc|1599
TTGT|TECHTARGET, INC.|GLPX|ACS EXECUTION SERVICES, LLC|5020
TTGT|TECHTARGET, INC.|GSCO|GOLDMAN SACHS & CO. LLC|782676
TTGT|TECHTARGET, INC.|GSCS|GOLDMAN SACHS & CO. LLC|4827
TTGT|TECHTARGET, INC.|GSLT|GOLDMAN SACHS & CO. LLC|618
TTGT|TECHTARGET, INC.|GTSZ|GTS SECURITIES LLC|14363
TTGT|TECHTARGET, INC.|HRBF|American Enterprise Investment Services Inc.|950
TTGT|TECHTARGET, INC.|HSBC|HSBC Securities, Inc.|5967
TTGT|TECHTARGET, INC.|IATS|INTERACTIVE BROKERS LLC|12424
TTGT|TECHTARGET, INC.|IBKR|Interactive Brokers Llc|139155
TTGT|TECHTARGET, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|366
TTGT|TECHTARGET, INC.|ICBX|INSTINET, LLC|5100
TTGT|TECHTARGET, INC.|IEQY|CITADEL SECURITIES LLC|64175
TTGT|TECHTARGET, INC.|INCA|INSTINET, LLC|170109
TTGT|TECHTARGET, INC.|INJX|INSTINET, LLC|261960
TTGT|TECHTARGET, INC.|ITGI|ITG Inc.|27996
TTGT|TECHTARGET, INC.|ITGP|ITG INC.|46000
TTGT|TECHTARGET, INC.|JANY|Janney Montgomery Scott Inc.|1291
TTGT|TECHTARGET, INC.|JEFF|JEFFERIES LLC|31339
TTGT|TECHTARGET, INC.|JMPT|JUMP TRADING, LLC|31687
TTGT|TECHTARGET, INC.|JONE|JonesTrading|1400
TTGT|TECHTARGET, INC.|JPBX|J.P. MORGAN SECURITIES LLC|8515
TTGT|TECHTARGET, INC.|JPMX|J.P. Morgan Securities LLC|51735
TTGT|TECHTARGET, INC.|JSJX|JANE STREET CAPITAL LLC|7401
TTGT|TECHTARGET, INC.|KCGM|VIRTU Americas LLC|13611
TTGT|TECHTARGET, INC.|LEHM|Barclays Capital Inc./Le|459105
TTGT|TECHTARGET, INC.|LIME|Lime Brokerage LLC|207928
TTGT|TECHTARGET, INC.|LMGP|LIME BROKERAGE LLC|24642
TTGT|TECHTARGET, INC.|LSCI|Lek Securities Corporation|1715
TTGT|TECHTARGET, INC.|MAXM|Maxim Group LLC|4432
TTGT|TECHTARGET, INC.|MBTS|ALLY INVEST SECURITIES LLC|1473
TTGT|TECHTARGET, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12400
TTGT|TECHTARGET, INC.|MOTF|MOTIF INVESTING, INC.|23
TTGT|TECHTARGET, INC.|MSCO|MORGAN STANLEY & CO. LLC|1771212
TTGT|TECHTARGET, INC.|MSPL|MORGAN STANLEY & CO. LLC|99500
TTGT|TECHTARGET, INC.|MSTX|MORGAN STANLEY & CO. LLC|44800
TTGT|TECHTARGET, INC.|NEED|Needham & Company, LLC|196
TTGT|TECHTARGET, INC.|NFSC|National Financial Services LLC|344744
TTGT|TECHTARGET, INC.|NITE|VIRTU Americas LLC|594782
TTGT|TECHTARGET, INC.|NITP|VIRTU Americas LLC|30199
TTGT|TECHTARGET, INC.|NQRB|Brut, LLC|8195
TTGT|TECHTARGET, INC.|OPCO|Oppenheimer & Co. Inc.|105
TTGT|TECHTARGET, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8767
TTGT|TECHTARGET, INC.|PCPT|PHILLIP CAPITAL INC.|4653
TTGT|TECHTARGET, INC.|PDQM|CODA MARKETS, INC.|16213
TTGT|TECHTARGET, INC.|PHLY|NASDAQ Execution Services, LLC|1600
TTGT|TECHTARGET, INC.|PWJC|UBS Financial Services, Inc.|2100
TTGT|TECHTARGET, INC.|RAJA|Raymond James & Associates, Inc.|4290
TTGT|TECHTARGET, INC.|RBCM|RBC CAPITAL MARKETS, LLC|789
TTGT|TECHTARGET, INC.|RGLD|Regal Securities, Inc|50
TTGT|TECHTARGET, INC.|SAGL|SAGETRADER, LLC|240
TTGT|TECHTARGET, INC.|SALI|INTL FCSTONE FINANCIAL INC.|750
TTGT|TECHTARGET, INC.|SBSH|Citigroup Global Markets Inc.|110323
TTGT|TECHTARGET, INC.|SGMT|GOLDMAN SACHS & CO. LLC|43975
TTGT|TECHTARGET, INC.|SPDR|SPEEDROUTE LLC|300
TTGT|TECHTARGET, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1320
TTGT|TECHTARGET, INC.|STKP|STOCKPILE INVESTMENTS, INC.|2
TTGT|TECHTARGET, INC.|SWIM|TD Ameritrade, Inc.|113071
TTGT|TECHTARGET, INC.|SWST|Hilltop Securities Inc.|200
TTGT|TECHTARGET, INC.|TKNG|ALLY INVEST SECURITIES LLC|8132
TTGT|TECHTARGET, INC.|TRBT|Tradebot Systems, Inc.|173752
TTGT|TECHTARGET, INC.|TRCM|TRC MARKETS LLC|157215
TTGT|TECHTARGET, INC.|TWTT|TASTYWORKS, INC.|995
TTGT|TECHTARGET, INC.|UBSA|UBS SECURITIES LLC|191231
TTGT|TECHTARGET, INC.|UBSS|UBS Securities LLC|524078
TTGT|TECHTARGET, INC.|VALX|VIRTU AMERICAS LLC|11597
TTGT|TECHTARGET, INC.|VGRD|Vanguard Marketing Corporation|12970
TTGT|TECHTARGET, INC.|WCHV|WELLS FARGO SECURITIES, LLC|147316
TTGT|TECHTARGET, INC.|WEDB|WEDBUSH SECURITIES INC.|4053
TTGT|TECHTARGET, INC.|WEED|Weeden & Co.L.P.|1028
TTGT|TECHTARGET, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4828
TTGT|TECHTARGET, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19039
TTGT|TECHTARGET, INC.|WGIF|CIBC World Markets Inc.|3489
TTGT|TECHTARGET, INC.|WSEA|WOLVERINE SECURITIES, LLC|9570
TTGT|TECHTARGET, INC.|WTFS|JUST2TRADE, INC.|52
TTGT|TECHTARGET, INC.|XIST|INSTINET, LLC|68466
TTGT|TECHTARGET, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|16650
TTGT|TECHTARGET, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1199
TTI|TETRA TECHNOLOGIES|ALTX|Alternet Securities Inc.|3595
TTI|TETRA TECHNOLOGIES|APCC|Apex Clearing Corporation|613
TTI|TETRA TECHNOLOGIES|BATM|CBOE TRADING, INC.|814
TTI|TETRA TECHNOLOGIES|BAYC|BAY CREST PARTNERS, LLC|400
TTI|TETRA TECHNOLOGIES|BAYT|BTIG, LLC|300
TTI|TETRA TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|1538
TTI|TETRA TECHNOLOGIES|BIDS|BIDS TRADING L.P.|10000
TTI|TETRA TECHNOLOGIES|BIMI|Banca IMI Securities Corp.|500
TTI|TETRA TECHNOLOGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3408
TTI|TETRA TECHNOLOGIES|BLKX|INSTINET, LLC|265500
TTI|TETRA TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|25842
TTI|TETRA TECHNOLOGIES|BRVL|BLAYLOCK VAN, LLC|5100
TTI|TETRA TECHNOLOGIES|BTIG|BTIG, LLC|32513
TTI|TETRA TECHNOLOGIES|BYXM|CBOE TRADING, INC.|223
TTI|TETRA TECHNOLOGIES|BZYD|GOLDMAN SACHS & CO. LLC|3423
TTI|TETRA TECHNOLOGIES|CANT|Cantor Fitzgerald & Co.|57427
TTI|TETRA TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|1500
TTI|TETRA TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27740
TTI|TETRA TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197094
TTI|TETRA TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|16548
TTI|TETRA TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|67170
TTI|TETRA TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|549133
TTI|TETRA TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|111000
TTI|TETRA TECHNOLOGIES|DEAN|MORGAN STANLEY|2478
TTI|TETRA TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|3158
TTI|TETRA TECHNOLOGIES|EBXL|EBX LLC|126500
TTI|TETRA TECHNOLOGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|537
TTI|TETRA TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|5000
TTI|TETRA TECHNOLOGIES|EGAM|CBOE TRADING, INC.|5295
TTI|TETRA TECHNOLOGIES|EGXM|CBOE TRADING, INC.|238
TTI|TETRA TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|2815
TTI|TETRA TECHNOLOGIES|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|20
TTI|TETRA TECHNOLOGIES|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3300
TTI|TETRA TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
TTI|TETRA TECHNOLOGIES|ETRS|E*Trade Securities LLC|198317
TTI|TETRA TECHNOLOGIES|FILL|Tradestation Securities, Inc.|378
TTI|TETRA TECHNOLOGIES|FQLS|Quantlab Securities LP|26785
TTI|TETRA TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34233
TTI|TETRA TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|2234
TTI|TETRA TECHNOLOGIES|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
TTI|TETRA TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|1900
TTI|TETRA TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|380803
TTI|TETRA TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|37612
TTI|TETRA TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|4173
TTI|TETRA TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|55777
TTI|TETRA TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|99
TTI|TETRA TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|2270
TTI|TETRA TECHNOLOGIES|IBKR|Interactive Brokers Llc|8986
TTI|TETRA TECHNOLOGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|515
TTI|TETRA TECHNOLOGIES|ICBX|INSTINET, LLC|67214
TTI|TETRA TECHNOLOGIES|IEQY|CITADEL SECURITIES LLC|16748
TTI|TETRA TECHNOLOGIES|INCA|INSTINET, LLC|159417
TTI|TETRA TECHNOLOGIES|INJX|INSTINET, LLC|21745
TTI|TETRA TECHNOLOGIES|ITGI|ITG Inc.|99746
TTI|TETRA TECHNOLOGIES|ITGP|ITG INC.|80400
TTI|TETRA TECHNOLOGIES|JEFF|JEFFERIES LLC|53959
TTI|TETRA TECHNOLOGIES|JMPT|JUMP TRADING, LLC|28897
TTI|TETRA TECHNOLOGIES|JONE|JonesTrading|23761
TTI|TETRA TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|6288
TTI|TETRA TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|236085
TTI|TETRA TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|2769
TTI|TETRA TECHNOLOGIES|KCGM|VIRTU Americas LLC|32161
TTI|TETRA TECHNOLOGIES|KRSH|Kershner Securities, LLC|2033
TTI|TETRA TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|595341
TTI|TETRA TECHNOLOGIES|LIME|Lime Brokerage LLC|11785
TTI|TETRA TECHNOLOGIES|LOOP|Loop Capital Markets LLC|5917
TTI|TETRA TECHNOLOGIES|LQNA|LIQUIDNET, INC.|48500
TTI|TETRA TECHNOLOGIES|LQNB|LIQUIDNET, INC.|9600
TTI|TETRA TECHNOLOGIES|LSCI|Lek Securities Corporation|10000
TTI|TETRA TECHNOLOGIES|MACQ|Macquarie Capital (USA) Inc.|17890
TTI|TETRA TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|177996
TTI|TETRA TECHNOLOGIES|MNDX|TJM Investments, LLC|19425
TTI|TETRA TECHNOLOGIES|MOTF|MOTIF INVESTING, INC.|2
TTI|TETRA TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|400787
TTI|TETRA TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|213000
TTI|TETRA TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|111200
TTI|TETRA TECHNOLOGIES|NEUB|NEUBERGER BERMAN BD LLC|515
TTI|TETRA TECHNOLOGIES|NFSC|National Financial Services LLC|162814
TTI|TETRA TECHNOLOGIES|NITE|VIRTU Americas LLC|310450
TTI|TETRA TECHNOLOGIES|NITP|VIRTU Americas LLC|5693
TTI|TETRA TECHNOLOGIES|NQRB|Brut, LLC|4441
TTI|TETRA TECHNOLOGIES|NTRC|Northern Trust Securities, Inc.|240
TTI|TETRA TECHNOLOGIES|PDQM|CODA MARKETS, INC.|3100
TTI|TETRA TECHNOLOGIES|PWJC|UBS Financial Services, Inc.|5000
TTI|TETRA TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|8002
TTI|TETRA TECHNOLOGIES|RGLD|Regal Securities, Inc|200
TTI|TETRA TECHNOLOGIES|SAGL|SAGETRADER, LLC|100
TTI|TETRA TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|131704
TTI|TETRA TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|137697
TTI|TETRA TECHNOLOGIES|SOCO|Capital One Southcoast, Inc|27379
TTI|TETRA TECHNOLOGIES|SPDR|SPEEDROUTE LLC|1200
TTI|TETRA TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|39482
TTI|TETRA TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|4670
TTI|TETRA TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|78107
TTI|TETRA TECHNOLOGIES|TRCM|TRC MARKETS LLC|13763
TTI|TETRA TECHNOLOGIES|UBSA|UBS SECURITIES LLC|456352
TTI|TETRA TECHNOLOGIES|UBSS|UBS Securities LLC|346829
TTI|TETRA TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|15867
TTI|TETRA TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|9569
TTI|TETRA TECHNOLOGIES|VNDM|Wall Street Access|51582
TTI|TETRA TECHNOLOGIES|WBPX|SUMMIT SECURITIES GROUP, LLC|1136
TTI|TETRA TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|55020
TTI|TETRA TECHNOLOGIES|WEED|Weeden & Co.L.P.|200
TTI|TETRA TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|201
TTI|TETRA TECHNOLOGIES|WFPB|Wells Fargo Securities, LLC.|14200
TTI|TETRA TECHNOLOGIES|WGIF|CIBC World Markets Inc.|900
TTI|TETRA TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|88
TTI|TETRA TECHNOLOGIES|XIST|INSTINET, LLC|12600
TTI|TETRA TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|27432
TTI|TETRA TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TTI|TETRA TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8200
TTM|TATA MOTORS INC|AGIS|Aegis Capital Corp.|725
TTM|TATA MOTORS INC|ALTX|Alternet Securities Inc.|16596
TTM|TATA MOTORS INC|APCC|Apex Clearing Corporation|3951
TTM|TATA MOTORS INC|BALE|M&T SECURITIES, INC.|13268
TTM|TATA MOTORS INC|BANK|Primevest Financial Services, Inc.|238
TTM|TATA MOTORS INC|BARD|Robert W. Baird & Co. Incorporated|2940
TTM|TATA MOTORS INC|BATM|CBOE TRADING, INC.|6649
TTM|TATA MOTORS INC|BAYT|BTIG, LLC|3200
TTM|TATA MOTORS INC|BBNT|BB&T SECURITIES, LLC|2182
TTM|TATA MOTORS INC|BERN|Sanford C. Bernstein & Co., LLC|76486
TTM|TATA MOTORS INC|BIAD|SAGETRADER, LLC|389
TTM|TATA MOTORS INC|BIDS|BIDS TRADING L.P.|1200
TTM|TATA MOTORS INC|BIMI|Banca IMI Securities Corp.|305
TTM|TATA MOTORS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70422
TTM|TATA MOTORS INC|BLKX|INSTINET, LLC|23900
TTM|TATA MOTORS INC|BNPX|BNP PARIBAS SECURITIES CORP.|74615
TTM|TATA MOTORS INC|BTIG|BTIG, LLC|54344
TTM|TATA MOTORS INC|BYXM|CBOE TRADING, INC.|4710
TTM|TATA MOTORS INC|BZYD|GOLDMAN SACHS & CO. LLC|600
TTM|TATA MOTORS INC|CANT|Cantor Fitzgerald & Co.|8357
TTM|TATA MOTORS INC|CHAS|Charles Schwab & Co., Inc.|6914
TTM|TATA MOTORS INC|CIST|Capital Institutional Services, Inc.|7419
TTM|TATA MOTORS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19622
TTM|TATA MOTORS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
TTM|TATA MOTORS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|663493
TTM|TATA MOTORS INC|CTDL|Citadel Derivatives Group Llc|8050
TTM|TATA MOTORS INC|CTLR|CUTLER GROUP, LP|2900
TTM|TATA MOTORS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|152362
TTM|TATA MOTORS INC|DADA|D.A. Davidson & Co.|697
TTM|TATA MOTORS INC|DAVA|Davenport & Company LLC|26848
TTM|TATA MOTORS INC|DBAB|Deutsche Bank Securities Inc.|181069
TTM|TATA MOTORS INC|DBAX|Deutsche Bank Securities Inc.|237200
TTM|TATA MOTORS INC|DCHF|Dart Executions, LLC|2965
TTM|TATA MOTORS INC|DEAN|MORGAN STANLEY|37560
TTM|TATA MOTORS INC|DEGS|RONIN PROFESSIONAL LLC|100
TTM|TATA MOTORS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4240
TTM|TATA MOTORS INC|EBXL|EBX LLC|332900
TTM|TATA MOTORS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|29791
TTM|TATA MOTORS INC|EDJC|Edward Jones / CDS|580
TTM|TATA MOTORS INC|EDJO|Edward D. Jones & Co., L.P.|20315
TTM|TATA MOTORS INC|EGAM|CBOE TRADING, INC.|29252
TTM|TATA MOTORS INC|EGAW|CBOE TRADING, INC.|1095
TTM|TATA MOTORS INC|EGXM|CBOE TRADING, INC.|5399
TTM|TATA MOTORS INC|EGXW|CBOE TRADING, INC.|100
TTM|TATA MOTORS INC|ETBE|Electronic Transaction Clearing, Inc.|8456
TTM|TATA MOTORS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
TTM|TATA MOTORS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|120
TTM|TATA MOTORS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2467
TTM|TATA MOTORS INC|ETRS|E*Trade Securities LLC|284014
TTM|TATA MOTORS INC|FBSB|U.S. Bancorp Investments, Inc.|1003
TTM|TATA MOTORS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|500
TTM|TATA MOTORS INC|FILL|Tradestation Securities, Inc.|15888
TTM|TATA MOTORS INC|FINX|FINTECH SECURITIES|1652
TTM|TATA MOTORS INC|FMAF|NBCN Inc./ CDS|5460
TTM|TATA MOTORS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2410
TTM|TATA MOTORS INC|FQLS|Quantlab Securities LP|198092
TTM|TATA MOTORS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54069
TTM|TATA MOTORS INC|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5582
TTM|TATA MOTORS INC|FTBR|Foliofn Investments, Inc.|13071
TTM|TATA MOTORS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|14901
TTM|TATA MOTORS INC|GLIS|TD Securities Inc|1950
TTM|TATA MOTORS INC|GLPX|ACS EXECUTION SERVICES, LLC|7221
TTM|TATA MOTORS INC|GSCO|GOLDMAN SACHS & CO. LLC|712700
TTM|TATA MOTORS INC|GSCS|GOLDMAN SACHS & CO. LLC|6300
TTM|TATA MOTORS INC|GSLT|GOLDMAN SACHS & CO. LLC|14774
TTM|TATA MOTORS INC|GTSZ|GTS SECURITIES LLC|72052
TTM|TATA MOTORS INC|HRBF|American Enterprise Investment Services Inc.|20732
TTM|TATA MOTORS INC|HSBC|HSBC Securities, Inc.|85330
TTM|TATA MOTORS INC|IATS|INTERACTIVE BROKERS LLC|163216
TTM|TATA MOTORS INC|IBKR|Interactive Brokers Llc|575692
TTM|TATA MOTORS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
TTM|TATA MOTORS INC|ICBX|INSTINET, LLC|134207
TTM|TATA MOTORS INC|INCA|INSTINET, LLC|382711
TTM|TATA MOTORS INC|INJX|INSTINET, LLC|954
TTM|TATA MOTORS INC|INTL|INTL FCSTONE FINANCIAL INC.|598
TTM|TATA MOTORS INC|ITGI|ITG Inc.|59546
TTM|TATA MOTORS INC|ITGP|ITG INC.|1226800
TTM|TATA MOTORS INC|JANY|Janney Montgomery Scott Inc.|8247
TTM|TATA MOTORS INC|JEFF|JEFFERIES LLC|30764
TTM|TATA MOTORS INC|JMPT|JUMP TRADING, LLC|67018
TTM|TATA MOTORS INC|JPBX|J.P. MORGAN SECURITIES LLC|83840
TTM|TATA MOTORS INC|JPMX|J.P. Morgan Securities LLC|735130
TTM|TATA MOTORS INC|JSJX|JANE STREET CAPITAL LLC|18602
TTM|TATA MOTORS INC|JUTA|JUMP TRADING, LLC|1610
TTM|TATA MOTORS INC|KCGM|VIRTU Americas LLC|61350
TTM|TATA MOTORS INC|LEHM|Barclays Capital Inc./Le|1280679
TTM|TATA MOTORS INC|LIME|Lime Brokerage LLC|20639
TTM|TATA MOTORS INC|LIWD|LIME BROKERAGE LLC|114
TTM|TATA MOTORS INC|LSCI|Lek Securities Corporation|116476
TTM|TATA MOTORS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4600
TTM|TATA MOTORS INC|MACQ|Macquarie Capital (USA) Inc.|537892
TTM|TATA MOTORS INC|MAVB|Great Point Capital LLC|600
TTM|TATA MOTORS INC|MAXM|Maxim Group LLC|28840
TTM|TATA MOTORS INC|MBTS|ALLY INVEST SECURITIES LLC|2573
TTM|TATA MOTORS INC|MCMF|Raymond James Ltd. Cds|797
TTM|TATA MOTORS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|190608
TTM|TATA MOTORS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
TTM|TATA MOTORS INC|MOTF|MOTIF INVESTING, INC.|6
TTM|TATA MOTORS INC|MPSG|E D & F Man Capital Markets Inc.|104914
TTM|TATA MOTORS INC|MSCO|MORGAN STANLEY & CO. LLC|2121056
TTM|TATA MOTORS INC|MSPL|MORGAN STANLEY & CO. LLC|883500
TTM|TATA MOTORS INC|MSTX|MORGAN STANLEY & CO. LLC|213300
TTM|TATA MOTORS INC|NATL|National Securities Corporation|1275
TTM|TATA MOTORS INC|NFSC|National Financial Services LLC|317784
TTM|TATA MOTORS INC|NITE|VIRTU Americas LLC|1190739
TTM|TATA MOTORS INC|NITP|VIRTU Americas LLC|1246
TTM|TATA MOTORS INC|NMRA|Nomura Securities International, Inc.|3580
TTM|TATA MOTORS INC|NQRB|Brut, LLC|11705
TTM|TATA MOTORS INC|NTBF|BMO Nesbitt Burns Inc./CDS|8104
TTM|TATA MOTORS INC|NTRC|Northern Trust Securities, Inc.|29646
TTM|TATA MOTORS INC|OHOS|TWO SIGMA SECURITIES, LLC|73312
TTM|TATA MOTORS INC|OPCO|Oppenheimer & Co. Inc.|86489
TTM|TATA MOTORS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1004
TTM|TATA MOTORS INC|PDQM|CODA MARKETS, INC.|19866
TTM|TATA MOTORS INC|PHLY|NASDAQ Execution Services, LLC|2600
TTM|TATA MOTORS INC|PIPR|Piper Jaffray & Co.|3900
TTM|TATA MOTORS INC|PWJC|UBS Financial Services, Inc.|1368
TTM|TATA MOTORS INC|QMSR|QUATTRO M SECURITIES INC.|1000
TTM|TATA MOTORS INC|RBCM|RBC CAPITAL MARKETS, LLC|10688
TTM|TATA MOTORS INC|RGLD|Regal Securities, Inc|18
TTM|TATA MOTORS INC|SAGL|SAGETRADER, LLC|92122
TTM|TATA MOTORS INC|SALI|INTL FCSTONE FINANCIAL INC.|793
TTM|TATA MOTORS INC|SBSH|Citigroup Global Markets Inc.|429640
TTM|TATA MOTORS INC|SEIC|SEI Investments Distribution Co.|3496
TTM|TATA MOTORS INC|SGMT|GOLDMAN SACHS & CO. LLC|274531
TTM|TATA MOTORS INC|SOGO|Wang Investment Associates, Inc.|600
TTM|TATA MOTORS INC|SPDR|SPEEDROUTE LLC|4000
TTM|TATA MOTORS INC|STFL|Stifel, Nicolaus & Company, Incorporated|11229
TTM|TATA MOTORS INC|STKP|STOCKPILE INVESTMENTS, INC.|322
TTM|TATA MOTORS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12201
TTM|TATA MOTORS INC|SWIM|TD Ameritrade, Inc.|79525
TTM|TATA MOTORS INC|SWST|Hilltop Securities Inc.|3094
TTM|TATA MOTORS INC|TKNG|ALLY INVEST SECURITIES LLC|4415
TTM|TATA MOTORS INC|TRBT|Tradebot Systems, Inc.|253654
TTM|TATA MOTORS INC|TRCM|TRC MARKETS LLC|77545
TTM|TATA MOTORS INC|UBSA|UBS SECURITIES LLC|957932
TTM|TATA MOTORS INC|UBSS|UBS Securities LLC|1403198
TTM|TATA MOTORS INC|VALX|VIRTU AMERICAS LLC|37587
TTM|TATA MOTORS INC|VERT|The Vertical Trading Group, LLC|37162
TTM|TATA MOTORS INC|VGRD|Vanguard Marketing Corporation|35285
TTM|TATA MOTORS INC|WBLR|WILLIAM BLAIR|7
TTM|TATA MOTORS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1769
TTM|TATA MOTORS INC|WCHV|WELLS FARGO SECURITIES, LLC|194874
TTM|TATA MOTORS INC|WEDB|WEDBUSH SECURITIES INC.|2491
TTM|TATA MOTORS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19785
TTM|TATA MOTORS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66849
TTM|TATA MOTORS INC|WGIF|CIBC World Markets Inc.|1111
TTM|TATA MOTORS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|31
TTM|TATA MOTORS INC|WSEA|WOLVERINE SECURITIES, LLC|22967
TTM|TATA MOTORS INC|XIST|INSTINET, LLC|18600
TTM|TATA MOTORS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|56074
TTM|TATA MOTORS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|952
TTM|TATA MOTORS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3174
TTMI|TTM TECHNOLOGIES I##|ALTX|Alternet Securities Inc.|12601
TTMI|TTM TECHNOLOGIES I##|ANOS|ABEL/NOSER, L.L.C.|572
TTMI|TTM TECHNOLOGIES I##|APCC|Apex Clearing Corporation|2243
TTMI|TTM TECHNOLOGIES I##|BARD|Robert W. Baird & Co. Incorporated|21
TTMI|TTM TECHNOLOGIES I##|BATM|CBOE TRADING, INC.|3858
TTMI|TTM TECHNOLOGIES I##|BBNT|BB&T SECURITIES, LLC|31
TTMI|TTM TECHNOLOGIES I##|BERN|Sanford C. Bernstein & Co., LLC|165291
TTMI|TTM TECHNOLOGIES I##|BIDS|BIDS TRADING L.P.|2400
TTMI|TTM TECHNOLOGIES I##|BIMI|Banca IMI Securities Corp.|500
TTMI|TTM TECHNOLOGIES I##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11934
TTMI|TTM TECHNOLOGIES I##|BLKX|INSTINET, LLC|428627
TTMI|TTM TECHNOLOGIES I##|BMOC|BMO Capital Markets Corp.|129862
TTMI|TTM TECHNOLOGIES I##|BNPX|BNP PARIBAS SECURITIES CORP.|213178
TTMI|TTM TECHNOLOGIES I##|BRGE|Newbridge Securities Corp.|500
TTMI|TTM TECHNOLOGIES I##|BRVL|BLAYLOCK VAN, LLC|3100
TTMI|TTM TECHNOLOGIES I##|BTIG|BTIG, LLC|14676
TTMI|TTM TECHNOLOGIES I##|BYXM|CBOE TRADING, INC.|1865
TTMI|TTM TECHNOLOGIES I##|BZYD|GOLDMAN SACHS & CO. LLC|1400
TTMI|TTM TECHNOLOGIES I##|CANT|Cantor Fitzgerald & Co.|839
TTMI|TTM TECHNOLOGIES I##|CBLC|CITIGROUP GLOBAL MARKETS INC.|82200
TTMI|TTM TECHNOLOGIES I##|CHAS|Charles Schwab & Co., Inc.|150
TTMI|TTM TECHNOLOGIES I##|CIST|Capital Institutional Services, Inc.|1154
TTMI|TTM TECHNOLOGIES I##|CMPT|Compass Point Research & Trading, LLC|3200
TTMI|TTM TECHNOLOGIES I##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131627
TTMI|TTM TECHNOLOGIES I##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
TTMI|TTM TECHNOLOGIES I##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
TTMI|TTM TECHNOLOGIES I##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|448182
TTMI|TTM TECHNOLOGIES I##|CTDL|Citadel Derivatives Group Llc|56484
TTMI|TTM TECHNOLOGIES I##|CXCX|CITIGROUP GLOBAL MARKETS INC.|56494
TTMI|TTM TECHNOLOGIES I##|DAVA|Davenport & Company LLC|2700
TTMI|TTM TECHNOLOGIES I##|DBAB|Deutsche Bank Securities Inc.|1084264
TTMI|TTM TECHNOLOGIES I##|DBAX|Deutsche Bank Securities Inc.|605500
TTMI|TTM TECHNOLOGIES I##|DBUL|Deutsche Bank Securities Inc.|5350
TTMI|TTM TECHNOLOGIES I##|DEAN|MORGAN STANLEY|1176
TTMI|TTM TECHNOLOGIES I##|DEGS|RONIN PROFESSIONAL LLC|661
TTMI|TTM TECHNOLOGIES I##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
TTMI|TTM TECHNOLOGIES I##|EBXL|EBX LLC|243500
TTMI|TTM TECHNOLOGIES I##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2796
TTMI|TTM TECHNOLOGIES I##|EDFC|E D & F MAN CAPITAL MARKETS INC.|10500
TTMI|TTM TECHNOLOGIES I##|EDJO|Edward D. Jones & Co., L.P.|3095
TTMI|TTM TECHNOLOGIES I##|EGAM|CBOE TRADING, INC.|12743
TTMI|TTM TECHNOLOGIES I##|EGMT|EG MARKET TECHNOLOGIES LLC|100
TTMI|TTM TECHNOLOGIES I##|EGXM|CBOE TRADING, INC.|4844
TTMI|TTM TECHNOLOGIES I##|ETBE|Electronic Transaction Clearing, Inc.|9170
TTMI|TTM TECHNOLOGIES I##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11128
TTMI|TTM TECHNOLOGIES I##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5740
TTMI|TTM TECHNOLOGIES I##|ETRS|E*Trade Securities LLC|73337
TTMI|TTM TECHNOLOGIES I##|FBCO|Credit Suisse Securities (USA) LLC|928662
TTMI|TTM TECHNOLOGIES I##|FILL|Tradestation Securities, Inc.|3025
TTMI|TTM TECHNOLOGIES I##|FOMA|TD AMERITRADE CLEARING, INC.|90409
TTMI|TTM TECHNOLOGIES I##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6685
TTMI|TTM TECHNOLOGIES I##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|92934
TTMI|TTM TECHNOLOGIES I##|FTBR|Foliofn Investments, Inc.|5768
TTMI|TTM TECHNOLOGIES I##|GEBB|GLOBAL EXECUTION BROKERS, LP|35440
TTMI|TTM TECHNOLOGIES I##|GLPX|ACS EXECUTION SERVICES, LLC|54156
TTMI|TTM TECHNOLOGIES I##|GSCO|GOLDMAN SACHS & CO. LLC|1822314
TTMI|TTM TECHNOLOGIES I##|GSCS|GOLDMAN SACHS & CO. LLC|37013
TTMI|TTM TECHNOLOGIES I##|GSLT|GOLDMAN SACHS & CO. LLC|9523
TTMI|TTM TECHNOLOGIES I##|GTSZ|GTS SECURITIES LLC|9089
TTMI|TTM TECHNOLOGIES I##|HRBF|American Enterprise Investment Services Inc.|1619
TTMI|TTM TECHNOLOGIES I##|IATS|INTERACTIVE BROKERS LLC|5754
TTMI|TTM TECHNOLOGIES I##|IBKR|Interactive Brokers Llc|73713
TTMI|TTM TECHNOLOGIES I##|ICBX|INSTINET, LLC|45600
TTMI|TTM TECHNOLOGIES I##|IEQY|CITADEL SECURITIES LLC|89606
TTMI|TTM TECHNOLOGIES I##|INCA|INSTINET, LLC|583636
TTMI|TTM TECHNOLOGIES I##|INJX|INSTINET, LLC|17944
TTMI|TTM TECHNOLOGIES I##|ITGI|ITG Inc.|113820
TTMI|TTM TECHNOLOGIES I##|ITGP|ITG INC.|257200
TTMI|TTM TECHNOLOGIES I##|JEFF|JEFFERIES LLC|189794
TTMI|TTM TECHNOLOGIES I##|JMPT|JUMP TRADING, LLC|90031
TTMI|TTM TECHNOLOGIES I##|JONE|JonesTrading|2000
TTMI|TTM TECHNOLOGIES I##|JPBX|J.P. MORGAN SECURITIES LLC|47294
TTMI|TTM TECHNOLOGIES I##|JPMX|J.P. Morgan Securities LLC|526479
TTMI|TTM TECHNOLOGIES I##|JSJX|JANE STREET CAPITAL LLC|2616
TTMI|TTM TECHNOLOGIES I##|KCGM|VIRTU Americas LLC|48729
TTMI|TTM TECHNOLOGIES I##|LEHM|Barclays Capital Inc./Le|883870
TTMI|TTM TECHNOLOGIES I##|LIME|Lime Brokerage LLC|311677
TTMI|TTM TECHNOLOGIES I##|LIWE|LIME BROKERAGE LLC|3400
TTMI|TTM TECHNOLOGIES I##|LMNX|LUMINEX TRADING & ANALYTICS LLC|30862
TTMI|TTM TECHNOLOGIES I##|LOOP|Loop Capital Markets LLC|3712
TTMI|TTM TECHNOLOGIES I##|LQNA|LIQUIDNET, INC.|96100
TTMI|TTM TECHNOLOGIES I##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TTMI|TTM TECHNOLOGIES I##|MACQ|Macquarie Capital (USA) Inc.|1622
TTMI|TTM TECHNOLOGIES I##|MAXM|Maxim Group LLC|9425
TTMI|TTM TECHNOLOGIES I##|MITR|GMP SECURITIES, LLC|146300
TTMI|TTM TECHNOLOGIES I##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113523
TTMI|TTM TECHNOLOGIES I##|MOTF|MOTIF INVESTING, INC.|28
TTMI|TTM TECHNOLOGIES I##|MSCO|MORGAN STANLEY & CO. LLC|2268734
TTMI|TTM TECHNOLOGIES I##|MSPL|MORGAN STANLEY & CO. LLC|299300
TTMI|TTM TECHNOLOGIES I##|MSTX|MORGAN STANLEY & CO. LLC|117600
TTMI|TTM TECHNOLOGIES I##|NEED|Needham & Company, LLC|138790
TTMI|TTM TECHNOLOGIES I##|NFSC|National Financial Services LLC|328790
TTMI|TTM TECHNOLOGIES I##|NITE|VIRTU Americas LLC|339074
TTMI|TTM TECHNOLOGIES I##|NITP|VIRTU Americas LLC|3300
TTMI|TTM TECHNOLOGIES I##|NMRA|Nomura Securities International, Inc.|23000
TTMI|TTM TECHNOLOGIES I##|NQRB|Brut, LLC|26613
TTMI|TTM TECHNOLOGIES I##|NTRC|Northern Trust Securities, Inc.|2935
TTMI|TTM TECHNOLOGIES I##|OPCO|Oppenheimer & Co. Inc.|10325
TTMI|TTM TECHNOLOGIES I##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TTMI|TTM TECHNOLOGIES I##|PDQM|CODA MARKETS, INC.|235548
TTMI|TTM TECHNOLOGIES I##|PHLY|NASDAQ Execution Services, LLC|200
TTMI|TTM TECHNOLOGIES I##|PWJC|UBS Financial Services, Inc.|250
TTMI|TTM TECHNOLOGIES I##|RBCM|RBC CAPITAL MARKETS, LLC|1606
TTMI|TTM TECHNOLOGIES I##|RGLD|Regal Securities, Inc|30
TTMI|TTM TECHNOLOGIES I##|SAGL|SAGETRADER, LLC|63309
TTMI|TTM TECHNOLOGIES I##|SAGW|SAGETRADER, LLC|130
TTMI|TTM TECHNOLOGIES I##|SBSH|Citigroup Global Markets Inc.|403218
TTMI|TTM TECHNOLOGIES I##|SEIC|SEI Investments Distribution Co.|300
TTMI|TTM TECHNOLOGIES I##|SGMT|GOLDMAN SACHS & CO. LLC|105823
TTMI|TTM TECHNOLOGIES I##|SPDR|SPEEDROUTE LLC|17651
TTMI|TTM TECHNOLOGIES I##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
TTMI|TTM TECHNOLOGIES I##|STFL|Stifel, Nicolaus & Company, Incorporated|408457
TTMI|TTM TECHNOLOGIES I##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|232
TTMI|TTM TECHNOLOGIES I##|SWIM|TD Ameritrade, Inc.|6266
TTMI|TTM TECHNOLOGIES I##|TKNG|ALLY INVEST SECURITIES LLC|5
TTMI|TTM TECHNOLOGIES I##|TRBT|Tradebot Systems, Inc.|298281
TTMI|TTM TECHNOLOGIES I##|TRCM|TRC MARKETS LLC|142498
TTMI|TTM TECHNOLOGIES I##|TWTT|TASTYWORKS, INC.|100
TTMI|TTM TECHNOLOGIES I##|UBSA|UBS SECURITIES LLC|446693
TTMI|TTM TECHNOLOGIES I##|UBSS|UBS Securities LLC|734463
TTMI|TTM TECHNOLOGIES I##|VALX|VIRTU AMERICAS LLC|9888
TTMI|TTM TECHNOLOGIES I##|VGRD|Vanguard Marketing Corporation|16958
TTMI|TTM TECHNOLOGIES I##|VNDM|Wall Street Access|714
TTMI|TTM TECHNOLOGIES I##|WCHV|WELLS FARGO SECURITIES, LLC|472311
TTMI|TTM TECHNOLOGIES I##|WEED|Weeden & Co.L.P.|223935
TTMI|TTM TECHNOLOGIES I##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4135
TTMI|TTM TECHNOLOGIES I##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|60280
TTMI|TTM TECHNOLOGIES I##|WGIF|CIBC World Markets Inc.|1302
TTMI|TTM TECHNOLOGIES I##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|49
TTMI|TTM TECHNOLOGIES I##|WSEA|WOLVERINE SECURITIES, LLC|2933
TTMI|TTM TECHNOLOGIES I##|XIST|INSTINET, LLC|29550
TTMI|TTM TECHNOLOGIES I##|XPQR|Jump Trading|80
TTMI|TTM TECHNOLOGIES I##|XSTM|NATIONAL FINANCIAL SERVICES LLC|30400
TTMI|TTM TECHNOLOGIES I##|YKNA|COMHAR CAPITAL MARKETS, LLC|2566
TTMI|TTM TECHNOLOGIES I##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|736
TTNP|TITAN PHARMA COMMON|APCC|Apex Clearing Corporation|582
TTNP|TITAN PHARMA COMMON|BATM|CBOE TRADING, INC.|11
TTNP|TITAN PHARMA COMMON|BIMI|Banca IMI Securities Corp.|1778
TTNP|TITAN PHARMA COMMON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5873
TTNP|TITAN PHARMA COMMON|CANT|Cantor Fitzgerald & Co.|188
TTNP|TITAN PHARMA COMMON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
TTNP|TITAN PHARMA COMMON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6041
TTNP|TITAN PHARMA COMMON|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7643
TTNP|TITAN PHARMA COMMON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4864
TTNP|TITAN PHARMA COMMON|CTDL|Citadel Derivatives Group Llc|2800
TTNP|TITAN PHARMA COMMON|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
TTNP|TITAN PHARMA COMMON|DBAB|Deutsche Bank Securities Inc.|5469
TTNP|TITAN PHARMA COMMON|DBAX|Deutsche Bank Securities Inc.|2200
TTNP|TITAN PHARMA COMMON|DEAN|MORGAN STANLEY|1600
TTNP|TITAN PHARMA COMMON|DEGS|RONIN PROFESSIONAL LLC|3750
TTNP|TITAN PHARMA COMMON|EBXL|EBX LLC|2100
TTNP|TITAN PHARMA COMMON|EDJO|Edward D. Jones & Co., L.P.|37
TTNP|TITAN PHARMA COMMON|EGAM|CBOE TRADING, INC.|1025
TTNP|TITAN PHARMA COMMON|EGXM|CBOE TRADING, INC.|2982
TTNP|TITAN PHARMA COMMON|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
TTNP|TITAN PHARMA COMMON|ETRS|E*Trade Securities LLC|103822
TTNP|TITAN PHARMA COMMON|FBCO|Credit Suisse Securities (USA) LLC|16064
TTNP|TITAN PHARMA COMMON|FILL|Tradestation Securities, Inc.|25406
TTNP|TITAN PHARMA COMMON|FMAF|NBCN Inc./ CDS|600
TTNP|TITAN PHARMA COMMON|FOMA|TD AMERITRADE CLEARING, INC.|258130
TTNP|TITAN PHARMA COMMON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2714
TTNP|TITAN PHARMA COMMON|FTBR|Foliofn Investments, Inc.|1407
TTNP|TITAN PHARMA COMMON|GEBB|GLOBAL EXECUTION BROKERS, LP|435
TTNP|TITAN PHARMA COMMON|GLPX|ACS EXECUTION SERVICES, LLC|125
TTNP|TITAN PHARMA COMMON|GSCO|GOLDMAN SACHS & CO. LLC|13916
TTNP|TITAN PHARMA COMMON|GSLT|GOLDMAN SACHS & CO. LLC|2410
TTNP|TITAN PHARMA COMMON|GTSZ|GTS SECURITIES LLC|200
TTNP|TITAN PHARMA COMMON|HRBF|American Enterprise Investment Services Inc.|1637
TTNP|TITAN PHARMA COMMON|IATS|INTERACTIVE BROKERS LLC|9600
TTNP|TITAN PHARMA COMMON|IBKR|Interactive Brokers Llc|45537
TTNP|TITAN PHARMA COMMON|ICBX|INSTINET, LLC|100
TTNP|TITAN PHARMA COMMON|INCA|INSTINET, LLC|9989
TTNP|TITAN PHARMA COMMON|INJX|INSTINET, LLC|301
TTNP|TITAN PHARMA COMMON|ITGI|ITG Inc.|200
TTNP|TITAN PHARMA COMMON|ITGP|ITG INC.|9600
TTNP|TITAN PHARMA COMMON|JEFF|JEFFERIES LLC|1100
TTNP|TITAN PHARMA COMMON|JMPT|JUMP TRADING, LLC|4348
TTNP|TITAN PHARMA COMMON|JSJX|JANE STREET CAPITAL LLC|601
TTNP|TITAN PHARMA COMMON|KCGM|VIRTU Americas LLC|3500
TTNP|TITAN PHARMA COMMON|LEHM|Barclays Capital Inc./Le|10680
TTNP|TITAN PHARMA COMMON|LIME|Lime Brokerage LLC|27448
TTNP|TITAN PHARMA COMMON|MSCO|MORGAN STANLEY & CO. LLC|199550
TTNP|TITAN PHARMA COMMON|MSPL|MORGAN STANLEY & CO. LLC|14000
TTNP|TITAN PHARMA COMMON|NFSC|National Financial Services LLC|172872
TTNP|TITAN PHARMA COMMON|NITE|VIRTU Americas LLC|385242
TTNP|TITAN PHARMA COMMON|NITP|VIRTU Americas LLC|2245
TTNP|TITAN PHARMA COMMON|NQRB|Brut, LLC|200
TTNP|TITAN PHARMA COMMON|PDQM|CODA MARKETS, INC.|2023
TTNP|TITAN PHARMA COMMON|RAJA|Raymond James & Associates, Inc.|9415
TTNP|TITAN PHARMA COMMON|RBCM|RBC CAPITAL MARKETS, LLC|10900
TTNP|TITAN PHARMA COMMON|RGLD|Regal Securities, Inc|114
TTNP|TITAN PHARMA COMMON|SGMT|GOLDMAN SACHS & CO. LLC|5201
TTNP|TITAN PHARMA COMMON|SPDR|SPEEDROUTE LLC|2414
TTNP|TITAN PHARMA COMMON|SWIM|TD Ameritrade, Inc.|96664
TTNP|TITAN PHARMA COMMON|TKNG|ALLY INVEST SECURITIES LLC|4193
TTNP|TITAN PHARMA COMMON|TRCM|TRC MARKETS LLC|7134
TTNP|TITAN PHARMA COMMON|UBSA|UBS SECURITIES LLC|23428
TTNP|TITAN PHARMA COMMON|UBSS|UBS Securities LLC|41289
TTNP|TITAN PHARMA COMMON|VALX|VIRTU AMERICAS LLC|200
TTNP|TITAN PHARMA COMMON|VGRD|Vanguard Marketing Corporation|1089
TTNP|TITAN PHARMA COMMON|WCHV|WELLS FARGO SECURITIES, LLC|17597
TTNP|TITAN PHARMA COMMON|WEDB|WEDBUSH SECURITIES INC.|6800
TTNP|TITAN PHARMA COMMON|WGIF|CIBC World Markets Inc.|8200
TTNP|TITAN PHARMA COMMON|WSEA|WOLVERINE SECURITIES, LLC|14999
TTNP|TITAN PHARMA COMMON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|552
TTOO|T2 BIOSYSTEMS CS|ADAM|CANACCORD GENUITY INC.|59463
TTOO|T2 BIOSYSTEMS CS|ALTX|Alternet Securities Inc.|15830
TTOO|T2 BIOSYSTEMS CS|APCC|Apex Clearing Corporation|10560
TTOO|T2 BIOSYSTEMS CS|BARD|Robert W. Baird & Co. Incorporated|2600
TTOO|T2 BIOSYSTEMS CS|BATM|CBOE TRADING, INC.|8589
TTOO|T2 BIOSYSTEMS CS|BAYC|BAY CREST PARTNERS, LLC|1499
TTOO|T2 BIOSYSTEMS CS|BAYT|BTIG, LLC|13300
TTOO|T2 BIOSYSTEMS CS|BBNT|BB&T SECURITIES, LLC|7300
TTOO|T2 BIOSYSTEMS CS|BERN|Sanford C. Bernstein & Co., LLC|13045
TTOO|T2 BIOSYSTEMS CS|BIMI|Banca IMI Securities Corp.|1500
TTOO|T2 BIOSYSTEMS CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17772
TTOO|T2 BIOSYSTEMS CS|BLKX|INSTINET, LLC|20000
TTOO|T2 BIOSYSTEMS CS|BMOC|BMO Capital Markets Corp.|1927
TTOO|T2 BIOSYSTEMS CS|BNPX|BNP PARIBAS SECURITIES CORP.|836
TTOO|T2 BIOSYSTEMS CS|BTIG|BTIG, LLC|74986
TTOO|T2 BIOSYSTEMS CS|BYXM|CBOE TRADING, INC.|24159
TTOO|T2 BIOSYSTEMS CS|CANT|Cantor Fitzgerald & Co.|176
TTOO|T2 BIOSYSTEMS CS|CHAS|Charles Schwab & Co., Inc.|15550
TTOO|T2 BIOSYSTEMS CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|226255
TTOO|T2 BIOSYSTEMS CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4721
TTOO|T2 BIOSYSTEMS CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3400
TTOO|T2 BIOSYSTEMS CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|429286
TTOO|T2 BIOSYSTEMS CS|CTDL|Citadel Derivatives Group Llc|34246
TTOO|T2 BIOSYSTEMS CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|46778
TTOO|T2 BIOSYSTEMS CS|DBAB|Deutsche Bank Securities Inc.|483933
TTOO|T2 BIOSYSTEMS CS|DBAX|Deutsche Bank Securities Inc.|148800
TTOO|T2 BIOSYSTEMS CS|DEAN|MORGAN STANLEY|47229
TTOO|T2 BIOSYSTEMS CS|DEGS|RONIN PROFESSIONAL LLC|83320
TTOO|T2 BIOSYSTEMS CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19497
TTOO|T2 BIOSYSTEMS CS|DRWK|DRW SECURITIES, L.L.C.|15362
TTOO|T2 BIOSYSTEMS CS|EBXL|EBX LLC|174100
TTOO|T2 BIOSYSTEMS CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|21327
TTOO|T2 BIOSYSTEMS CS|EDJO|Edward D. Jones & Co., L.P.|4870
TTOO|T2 BIOSYSTEMS CS|EGAM|CBOE TRADING, INC.|17242
TTOO|T2 BIOSYSTEMS CS|EGAW|CBOE TRADING, INC.|160
TTOO|T2 BIOSYSTEMS CS|EGMT|EG MARKET TECHNOLOGIES LLC|710
TTOO|T2 BIOSYSTEMS CS|EGXM|CBOE TRADING, INC.|19107
TTOO|T2 BIOSYSTEMS CS|ETBE|Electronic Transaction Clearing, Inc.|99059
TTOO|T2 BIOSYSTEMS CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10900
TTOO|T2 BIOSYSTEMS CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17237
TTOO|T2 BIOSYSTEMS CS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|26
TTOO|T2 BIOSYSTEMS CS|ETRS|E*Trade Securities LLC|810991
TTOO|T2 BIOSYSTEMS CS|FBCO|Credit Suisse Securities (USA) LLC|319455
TTOO|T2 BIOSYSTEMS CS|FFSI|Firstrade Securities Inc.|100
TTOO|T2 BIOSYSTEMS CS|FILL|Tradestation Securities, Inc.|15933
TTOO|T2 BIOSYSTEMS CS|FMAF|NBCN Inc./ CDS|2680
TTOO|T2 BIOSYSTEMS CS|FMCO|First Manhattan Co|200
TTOO|T2 BIOSYSTEMS CS|FOMA|TD AMERITRADE CLEARING, INC.|1607419
TTOO|T2 BIOSYSTEMS CS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7450
TTOO|T2 BIOSYSTEMS CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|213115
TTOO|T2 BIOSYSTEMS CS|FTBR|Foliofn Investments, Inc.|1228
TTOO|T2 BIOSYSTEMS CS|GEBB|GLOBAL EXECUTION BROKERS, LP|29114
TTOO|T2 BIOSYSTEMS CS|GLIS|TD Securities Inc|1040
TTOO|T2 BIOSYSTEMS CS|GLPX|ACS EXECUTION SERVICES, LLC|35937
TTOO|T2 BIOSYSTEMS CS|GSCO|GOLDMAN SACHS & CO. LLC|829029
TTOO|T2 BIOSYSTEMS CS|GSCS|GOLDMAN SACHS & CO. LLC|201849
TTOO|T2 BIOSYSTEMS CS|GSLT|GOLDMAN SACHS & CO. LLC|17683
TTOO|T2 BIOSYSTEMS CS|GTSZ|GTS SECURITIES LLC|25267
TTOO|T2 BIOSYSTEMS CS|HRBF|American Enterprise Investment Services Inc.|7486
TTOO|T2 BIOSYSTEMS CS|IATS|INTERACTIVE BROKERS LLC|33711
TTOO|T2 BIOSYSTEMS CS|IBKR|Interactive Brokers Llc|588028
TTOO|T2 BIOSYSTEMS CS|ICBX|INSTINET, LLC|61978
TTOO|T2 BIOSYSTEMS CS|IEQY|CITADEL SECURITIES LLC|11731
TTOO|T2 BIOSYSTEMS CS|INCA|INSTINET, LLC|366453
TTOO|T2 BIOSYSTEMS CS|INJX|INSTINET, LLC|89630
TTOO|T2 BIOSYSTEMS CS|ITGI|ITG Inc.|95075
TTOO|T2 BIOSYSTEMS CS|ITGP|ITG INC.|185200
TTOO|T2 BIOSYSTEMS CS|JANY|Janney Montgomery Scott Inc.|17450
TTOO|T2 BIOSYSTEMS CS|JEFF|JEFFERIES LLC|286332
TTOO|T2 BIOSYSTEMS CS|JMPT|JUMP TRADING, LLC|104815
TTOO|T2 BIOSYSTEMS CS|JPBX|J.P. MORGAN SECURITIES LLC|57840
TTOO|T2 BIOSYSTEMS CS|JPMX|J.P. Morgan Securities LLC|651774
TTOO|T2 BIOSYSTEMS CS|JSJX|JANE STREET CAPITAL LLC|19202
TTOO|T2 BIOSYSTEMS CS|KCGM|VIRTU Americas LLC|80935
TTOO|T2 BIOSYSTEMS CS|LEER|LEERINK PARTNERS LLC|196562
TTOO|T2 BIOSYSTEMS CS|LEHM|Barclays Capital Inc./Le|1322408
TTOO|T2 BIOSYSTEMS CS|LIME|Lime Brokerage LLC|339049
TTOO|T2 BIOSYSTEMS CS|LMGP|LIME BROKERAGE LLC|25899
TTOO|T2 BIOSYSTEMS CS|LOOP|Loop Capital Markets LLC|3400
TTOO|T2 BIOSYSTEMS CS|LPCM|Lampert Capital Markets Inc.|10377
TTOO|T2 BIOSYSTEMS CS|LTCO|Ladenburg, Thalmann & Co., Inc.|100
TTOO|T2 BIOSYSTEMS CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
TTOO|T2 BIOSYSTEMS CS|MAXM|Maxim Group LLC|7000
TTOO|T2 BIOSYSTEMS CS|MBTS|ALLY INVEST SECURITIES LLC|1996
TTOO|T2 BIOSYSTEMS CS|MKMP|MKM Partners LLC|32385
TTOO|T2 BIOSYSTEMS CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|144740
TTOO|T2 BIOSYSTEMS CS|MOTF|MOTIF INVESTING, INC.|4
TTOO|T2 BIOSYSTEMS CS|MSCO|MORGAN STANLEY & CO. LLC|3839041
TTOO|T2 BIOSYSTEMS CS|MSPL|MORGAN STANLEY & CO. LLC|211600
TTOO|T2 BIOSYSTEMS CS|MSTX|MORGAN STANLEY & CO. LLC|186400
TTOO|T2 BIOSYSTEMS CS|NATL|National Securities Corporation|29492
TTOO|T2 BIOSYSTEMS CS|NEED|Needham & Company, LLC|400
TTOO|T2 BIOSYSTEMS CS|NFSC|National Financial Services LLC|959088
TTOO|T2 BIOSYSTEMS CS|NITE|VIRTU Americas LLC|2230886
TTOO|T2 BIOSYSTEMS CS|NITP|VIRTU Americas LLC|26337
TTOO|T2 BIOSYSTEMS CS|NQRB|Brut, LLC|22428
TTOO|T2 BIOSYSTEMS CS|OPCO|Oppenheimer & Co. Inc.|4098
TTOO|T2 BIOSYSTEMS CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3008
TTOO|T2 BIOSYSTEMS CS|PCPT|PHILLIP CAPITAL INC.|3007
TTOO|T2 BIOSYSTEMS CS|PDQM|CODA MARKETS, INC.|36797
TTOO|T2 BIOSYSTEMS CS|PHLY|NASDAQ Execution Services, LLC|26200
TTOO|T2 BIOSYSTEMS CS|PREC|PRECISION SECURITIES, LLC|150
TTOO|T2 BIOSYSTEMS CS|PWJC|UBS Financial Services, Inc.|78000
TTOO|T2 BIOSYSTEMS CS|RAJA|Raymond James & Associates, Inc.|56445
TTOO|T2 BIOSYSTEMS CS|RBCM|RBC CAPITAL MARKETS, LLC|16504
TTOO|T2 BIOSYSTEMS CS|RGLD|Regal Securities, Inc|500
TTOO|T2 BIOSYSTEMS CS|ROTH|Roth Capital Partners, LLC|1700
TTOO|T2 BIOSYSTEMS CS|SAGL|SAGETRADER, LLC|8300
TTOO|T2 BIOSYSTEMS CS|SALI|INTL FCSTONE FINANCIAL INC.|2650
TTOO|T2 BIOSYSTEMS CS|SBSH|Citigroup Global Markets Inc.|181991
TTOO|T2 BIOSYSTEMS CS|SGMT|GOLDMAN SACHS & CO. LLC|97691
TTOO|T2 BIOSYSTEMS CS|SPDR|SPEEDROUTE LLC|3200
TTOO|T2 BIOSYSTEMS CS|STFL|Stifel, Nicolaus & Company, Incorporated|1026
TTOO|T2 BIOSYSTEMS CS|SWIM|TD Ameritrade, Inc.|375400
TTOO|T2 BIOSYSTEMS CS|SWST|Hilltop Securities Inc.|1500
TTOO|T2 BIOSYSTEMS CS|TDCO|Thompson Davis & Co., Inc.|5143
TTOO|T2 BIOSYSTEMS CS|TKNG|ALLY INVEST SECURITIES LLC|10209
TTOO|T2 BIOSYSTEMS CS|TRBT|Tradebot Systems, Inc.|352684
TTOO|T2 BIOSYSTEMS CS|TRCM|TRC MARKETS LLC|128205
TTOO|T2 BIOSYSTEMS CS|TWTT|TASTYWORKS, INC.|5425
TTOO|T2 BIOSYSTEMS CS|UBSA|UBS SECURITIES LLC|534801
TTOO|T2 BIOSYSTEMS CS|UBSS|UBS Securities LLC|2397998
TTOO|T2 BIOSYSTEMS CS|VALX|VIRTU AMERICAS LLC|4014
TTOO|T2 BIOSYSTEMS CS|VGRD|Vanguard Marketing Corporation|74065
TTOO|T2 BIOSYSTEMS CS|VNDS|VANDHAM SECURITIES CORP|16125
TTOO|T2 BIOSYSTEMS CS|WABR|Wall Street Access|2900
TTOO|T2 BIOSYSTEMS CS|WCHV|WELLS FARGO SECURITIES, LLC|807730
TTOO|T2 BIOSYSTEMS CS|WEDB|WEDBUSH SECURITIES INC.|5100
TTOO|T2 BIOSYSTEMS CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14437
TTOO|T2 BIOSYSTEMS CS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|40883
TTOO|T2 BIOSYSTEMS CS|WFPB|Wells Fargo Securities, LLC.|941
TTOO|T2 BIOSYSTEMS CS|WGIF|CIBC World Markets Inc.|15992
TTOO|T2 BIOSYSTEMS CS|WORD|Worden Capital Management LLC|3659
TTOO|T2 BIOSYSTEMS CS|WSEA|WOLVERINE SECURITIES, LLC|28283
TTOO|T2 BIOSYSTEMS CS|XIST|INSTINET, LLC|10800
TTOO|T2 BIOSYSTEMS CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|156662
TTOO|T2 BIOSYSTEMS CS|YKNA|COMHAR CAPITAL MARKETS, LLC|1412
TTOO|T2 BIOSYSTEMS CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11684
TTP|TORTOISE PIPELINE|ALTX|Alternet Securities Inc.|100
TTP|TORTOISE PIPELINE|APCC|Apex Clearing Corporation|11
TTP|TORTOISE PIPELINE|BATM|CBOE TRADING, INC.|144
TTP|TORTOISE PIPELINE|BBNT|BB&T SECURITIES, LLC|4800
TTP|TORTOISE PIPELINE|BTIG|BTIG, LLC|1775
TTP|TORTOISE PIPELINE|CANT|Cantor Fitzgerald & Co.|1481
TTP|TORTOISE PIPELINE|CHAS|Charles Schwab & Co., Inc.|19
TTP|TORTOISE PIPELINE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1721
TTP|TORTOISE PIPELINE|DADA|D.A. Davidson & Co.|1700
TTP|TORTOISE PIPELINE|DBAX|Deutsche Bank Securities Inc.|700
TTP|TORTOISE PIPELINE|DEAN|MORGAN STANLEY|1048
TTP|TORTOISE PIPELINE|DEGS|RONIN PROFESSIONAL LLC|500
TTP|TORTOISE PIPELINE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6362
TTP|TORTOISE PIPELINE|EBXL|EBX LLC|400
TTP|TORTOISE PIPELINE|EDJO|Edward D. Jones & Co., L.P.|1458
TTP|TORTOISE PIPELINE|ESPO|ESPOSITO SECURITIES, LLC|442
TTP|TORTOISE PIPELINE|ETRS|E*Trade Securities LLC|6171
TTP|TORTOISE PIPELINE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1808
TTP|TORTOISE PIPELINE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2903
TTP|TORTOISE PIPELINE|FTBR|Foliofn Investments, Inc.|257
TTP|TORTOISE PIPELINE|GLPX|ACS EXECUTION SERVICES, LLC|2492
TTP|TORTOISE PIPELINE|GSCO|GOLDMAN SACHS & CO. LLC|3940
TTP|TORTOISE PIPELINE|GSCS|GOLDMAN SACHS & CO. LLC|142
TTP|TORTOISE PIPELINE|GTSZ|GTS SECURITIES LLC|1100
TTP|TORTOISE PIPELINE|HRBF|American Enterprise Investment Services Inc.|12163
TTP|TORTOISE PIPELINE|IATS|INTERACTIVE BROKERS LLC|9570
TTP|TORTOISE PIPELINE|IBKR|Interactive Brokers Llc|12517
TTP|TORTOISE PIPELINE|ICBX|INSTINET, LLC|300
TTP|TORTOISE PIPELINE|INCA|INSTINET, LLC|3594
TTP|TORTOISE PIPELINE|ITGI|ITG Inc.|95
TTP|TORTOISE PIPELINE|ITGP|ITG INC.|2400
TTP|TORTOISE PIPELINE|KCGM|VIRTU Americas LLC|1200
TTP|TORTOISE PIPELINE|LEHM|Barclays Capital Inc./Le|400
TTP|TORTOISE PIPELINE|LIME|Lime Brokerage LLC|199
TTP|TORTOISE PIPELINE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1738
TTP|TORTOISE PIPELINE|MSCO|MORGAN STANLEY & CO. LLC|43458
TTP|TORTOISE PIPELINE|MSPL|MORGAN STANLEY & CO. LLC|7100
TTP|TORTOISE PIPELINE|NFSC|National Financial Services LLC|41169
TTP|TORTOISE PIPELINE|NITE|VIRTU Americas LLC|85515
TTP|TORTOISE PIPELINE|NQRB|Brut, LLC|8583
TTP|TORTOISE PIPELINE|OPCO|Oppenheimer & Co. Inc.|4318
TTP|TORTOISE PIPELINE|PDQM|CODA MARKETS, INC.|4116
TTP|TORTOISE PIPELINE|PWJC|UBS Financial Services, Inc.|1550
TTP|TORTOISE PIPELINE|RBCM|RBC CAPITAL MARKETS, LLC|7464
TTP|TORTOISE PIPELINE|SALI|INTL FCSTONE FINANCIAL INC.|196
TTP|TORTOISE PIPELINE|SGMT|GOLDMAN SACHS & CO. LLC|1742
TTP|TORTOISE PIPELINE|SPDR|SPEEDROUTE LLC|200
TTP|TORTOISE PIPELINE|STFL|Stifel, Nicolaus & Company, Incorporated|686
TTP|TORTOISE PIPELINE|SWIM|TD Ameritrade, Inc.|100
TTP|TORTOISE PIPELINE|SWST|Hilltop Securities Inc.|5596
TTP|TORTOISE PIPELINE|TRBT|Tradebot Systems, Inc.|600
TTP|TORTOISE PIPELINE|UBSA|UBS SECURITIES LLC|4927
TTP|TORTOISE PIPELINE|UBSS|UBS Securities LLC|21033
TTP|TORTOISE PIPELINE|VALX|VIRTU AMERICAS LLC|1654
TTP|TORTOISE PIPELINE|VGRD|Vanguard Marketing Corporation|4274
TTP|TORTOISE PIPELINE|WABR|Wall Street Access|5700
TTP|TORTOISE PIPELINE|WCHV|WELLS FARGO SECURITIES, LLC|8764
TTP|TORTOISE PIPELINE|WEDB|WEDBUSH SECURITIES INC.|510
TTP|TORTOISE PIPELINE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21349
TTP|TORTOISE PIPELINE|YKNA|COMHAR CAPITAL MARKETS, LLC|1104
TTP|TORTOISE PIPELINE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1442
TTPH|TETRAPHASE PHARMACEU|ALTX|Alternet Securities Inc.|3000
TTPH|TETRAPHASE PHARMACEU|APCC|Apex Clearing Corporation|25010
TTPH|TETRAPHASE PHARMACEU|AQUA|AQUA SECURITIES L.P.|5900
TTPH|TETRAPHASE PHARMACEU|BARD|Robert W. Baird & Co. Incorporated|1000
TTPH|TETRAPHASE PHARMACEU|BATM|CBOE TRADING, INC.|912
TTPH|TETRAPHASE PHARMACEU|BAYC|BAY CREST PARTNERS, LLC|573
TTPH|TETRAPHASE PHARMACEU|BERN|Sanford C. Bernstein & Co., LLC|1133
TTPH|TETRAPHASE PHARMACEU|BIMI|Banca IMI Securities Corp.|6281
TTPH|TETRAPHASE PHARMACEU|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6082
TTPH|TETRAPHASE PHARMACEU|BMOC|BMO Capital Markets Corp.|114427
TTPH|TETRAPHASE PHARMACEU|BNPX|BNP PARIBAS SECURITIES CORP.|5624
TTPH|TETRAPHASE PHARMACEU|BTIG|BTIG, LLC|42375
TTPH|TETRAPHASE PHARMACEU|BYXM|CBOE TRADING, INC.|250
TTPH|TETRAPHASE PHARMACEU|CANT|Cantor Fitzgerald & Co.|700
TTPH|TETRAPHASE PHARMACEU|CHAS|Charles Schwab & Co., Inc.|13500
TTPH|TETRAPHASE PHARMACEU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|265679
TTPH|TETRAPHASE PHARMACEU|CPET|CLEARPOOL EXECUTION SERVICES, LLC|960
TTPH|TETRAPHASE PHARMACEU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|201815
TTPH|TETRAPHASE PHARMACEU|CTDL|Citadel Derivatives Group Llc|16465
TTPH|TETRAPHASE PHARMACEU|CXCX|CITIGROUP GLOBAL MARKETS INC.|30572
TTPH|TETRAPHASE PHARMACEU|DBAB|Deutsche Bank Securities Inc.|148676
TTPH|TETRAPHASE PHARMACEU|DBAX|Deutsche Bank Securities Inc.|68000
TTPH|TETRAPHASE PHARMACEU|DEAN|MORGAN STANLEY|3885
TTPH|TETRAPHASE PHARMACEU|DEGS|RONIN PROFESSIONAL LLC|45207
TTPH|TETRAPHASE PHARMACEU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
TTPH|TETRAPHASE PHARMACEU|EBXL|EBX LLC|85400
TTPH|TETRAPHASE PHARMACEU|ECUT|CONVERGEX EXECUTION SOLUTIONS|169
TTPH|TETRAPHASE PHARMACEU|EDJO|Edward D. Jones & Co., L.P.|8631
TTPH|TETRAPHASE PHARMACEU|EGAM|CBOE TRADING, INC.|6600
TTPH|TETRAPHASE PHARMACEU|EGXM|CBOE TRADING, INC.|2412
TTPH|TETRAPHASE PHARMACEU|ETBE|Electronic Transaction Clearing, Inc.|18942
TTPH|TETRAPHASE PHARMACEU|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12100
TTPH|TETRAPHASE PHARMACEU|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1052
TTPH|TETRAPHASE PHARMACEU|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1570
TTPH|TETRAPHASE PHARMACEU|ETRS|E*Trade Securities LLC|850036
TTPH|TETRAPHASE PHARMACEU|FBCO|Credit Suisse Securities (USA) LLC|395314
TTPH|TETRAPHASE PHARMACEU|FBSB|U.S. Bancorp Investments, Inc.|1000
TTPH|TETRAPHASE PHARMACEU|FILL|Tradestation Securities, Inc.|44706
TTPH|TETRAPHASE PHARMACEU|FMAF|NBCN Inc./ CDS|3830
TTPH|TETRAPHASE PHARMACEU|FOMA|TD AMERITRADE CLEARING, INC.|1115964
TTPH|TETRAPHASE PHARMACEU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13860
TTPH|TETRAPHASE PHARMACEU|FTBR|Foliofn Investments, Inc.|133
TTPH|TETRAPHASE PHARMACEU|GEBB|GLOBAL EXECUTION BROKERS, LP|54132
TTPH|TETRAPHASE PHARMACEU|GLIS|TD Securities Inc|1800
TTPH|TETRAPHASE PHARMACEU|GLPX|ACS EXECUTION SERVICES, LLC|10150
TTPH|TETRAPHASE PHARMACEU|GSCO|GOLDMAN SACHS & CO. LLC|625732
TTPH|TETRAPHASE PHARMACEU|GSCS|GOLDMAN SACHS & CO. LLC|4700
TTPH|TETRAPHASE PHARMACEU|GSLT|GOLDMAN SACHS & CO. LLC|5793
TTPH|TETRAPHASE PHARMACEU|GTSZ|GTS SECURITIES LLC|5525
TTPH|TETRAPHASE PHARMACEU|HAPX|HAP Trading, LLC|73
TTPH|TETRAPHASE PHARMACEU|HRBF|American Enterprise Investment Services Inc.|10800
TTPH|TETRAPHASE PHARMACEU|HSBC|HSBC Securities, Inc.|413
TTPH|TETRAPHASE PHARMACEU|IATS|INTERACTIVE BROKERS LLC|33653
TTPH|TETRAPHASE PHARMACEU|IBKR|Interactive Brokers Llc|233451
TTPH|TETRAPHASE PHARMACEU|ICBX|INSTINET, LLC|88983
TTPH|TETRAPHASE PHARMACEU|IEQY|CITADEL SECURITIES LLC|80944
TTPH|TETRAPHASE PHARMACEU|INCA|INSTINET, LLC|422265
TTPH|TETRAPHASE PHARMACEU|INJX|INSTINET, LLC|10784
TTPH|TETRAPHASE PHARMACEU|ITGI|ITG Inc.|61255
TTPH|TETRAPHASE PHARMACEU|ITGP|ITG INC.|160800
TTPH|TETRAPHASE PHARMACEU|JEFF|JEFFERIES LLC|26546
TTPH|TETRAPHASE PHARMACEU|JMPT|JUMP TRADING, LLC|28637
TTPH|TETRAPHASE PHARMACEU|JPBX|J.P. MORGAN SECURITIES LLC|10000
TTPH|TETRAPHASE PHARMACEU|JPMX|J.P. Morgan Securities LLC|211851
TTPH|TETRAPHASE PHARMACEU|JSJX|JANE STREET CAPITAL LLC|4533
TTPH|TETRAPHASE PHARMACEU|KCGM|VIRTU Americas LLC|72484
TTPH|TETRAPHASE PHARMACEU|LEHM|Barclays Capital Inc./Le|502315
TTPH|TETRAPHASE PHARMACEU|LIME|Lime Brokerage LLC|152545
TTPH|TETRAPHASE PHARMACEU|LMGP|LIME BROKERAGE LLC|1868
TTPH|TETRAPHASE PHARMACEU|LQNA|LIQUIDNET, INC.|24300
TTPH|TETRAPHASE PHARMACEU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TTPH|TETRAPHASE PHARMACEU|MAXM|Maxim Group LLC|5453
TTPH|TETRAPHASE PHARMACEU|MILE|I-Bankers Securities, Inc.|2454
TTPH|TETRAPHASE PHARMACEU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|179741
TTPH|TETRAPHASE PHARMACEU|MOTF|MOTIF INVESTING, INC.|3
TTPH|TETRAPHASE PHARMACEU|MSCO|MORGAN STANLEY & CO. LLC|824662
TTPH|TETRAPHASE PHARMACEU|MSPL|MORGAN STANLEY & CO. LLC|236700
TTPH|TETRAPHASE PHARMACEU|MSTX|MORGAN STANLEY & CO. LLC|57200
TTPH|TETRAPHASE PHARMACEU|NFSC|National Financial Services LLC|866217
TTPH|TETRAPHASE PHARMACEU|NITE|VIRTU Americas LLC|1286399
TTPH|TETRAPHASE PHARMACEU|NITP|VIRTU Americas LLC|6980
TTPH|TETRAPHASE PHARMACEU|NQRB|Brut, LLC|687
TTPH|TETRAPHASE PHARMACEU|OPCO|Oppenheimer & Co. Inc.|200
TTPH|TETRAPHASE PHARMACEU|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1891
TTPH|TETRAPHASE PHARMACEU|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1560
TTPH|TETRAPHASE PHARMACEU|PCPT|PHILLIP CAPITAL INC.|18016
TTPH|TETRAPHASE PHARMACEU|PDQM|CODA MARKETS, INC.|17272
TTPH|TETRAPHASE PHARMACEU|PWJC|UBS Financial Services, Inc.|205
TTPH|TETRAPHASE PHARMACEU|RAJA|Raymond James & Associates, Inc.|8800
TTPH|TETRAPHASE PHARMACEU|RBCM|RBC CAPITAL MARKETS, LLC|1100
TTPH|TETRAPHASE PHARMACEU|RGLD|Regal Securities, Inc|300
TTPH|TETRAPHASE PHARMACEU|SAGL|SAGETRADER, LLC|100
TTPH|TETRAPHASE PHARMACEU|SBSH|Citigroup Global Markets Inc.|113144
TTPH|TETRAPHASE PHARMACEU|SGMT|GOLDMAN SACHS & CO. LLC|127194
TTPH|TETRAPHASE PHARMACEU|SPDR|SPEEDROUTE LLC|1307
TTPH|TETRAPHASE PHARMACEU|SPTD|MINT GLOBAL MARKETS, INC.|2000
TTPH|TETRAPHASE PHARMACEU|STFL|Stifel, Nicolaus & Company, Incorporated|23889
TTPH|TETRAPHASE PHARMACEU|STXG|Stockcross Financial Services, Inc.|1000
TTPH|TETRAPHASE PHARMACEU|SWIM|TD Ameritrade, Inc.|542252
TTPH|TETRAPHASE PHARMACEU|TKNG|ALLY INVEST SECURITIES LLC|27665
TTPH|TETRAPHASE PHARMACEU|TRBT|Tradebot Systems, Inc.|101072
TTPH|TETRAPHASE PHARMACEU|TRCM|TRC MARKETS LLC|116496
TTPH|TETRAPHASE PHARMACEU|TWTT|TASTYWORKS, INC.|3700
TTPH|TETRAPHASE PHARMACEU|UBSA|UBS SECURITIES LLC|344408
TTPH|TETRAPHASE PHARMACEU|UBSS|UBS Securities LLC|408012
TTPH|TETRAPHASE PHARMACEU|VALX|VIRTU AMERICAS LLC|5146
TTPH|TETRAPHASE PHARMACEU|VGRD|Vanguard Marketing Corporation|58965
TTPH|TETRAPHASE PHARMACEU|WCHV|WELLS FARGO SECURITIES, LLC|122687
TTPH|TETRAPHASE PHARMACEU|WEDB|WEDBUSH SECURITIES INC.|10000
TTPH|TETRAPHASE PHARMACEU|WEED|Weeden & Co.L.P.|340
TTPH|TETRAPHASE PHARMACEU|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3442
TTPH|TETRAPHASE PHARMACEU|WGIF|CIBC World Markets Inc.|6165
TTPH|TETRAPHASE PHARMACEU|WSEA|WOLVERINE SECURITIES, LLC|23411
TTPH|TETRAPHASE PHARMACEU|XIST|INSTINET, LLC|10650
TTPH|TETRAPHASE PHARMACEU|XSTM|NATIONAL FINANCIAL SERVICES LLC|144100
TTPH|TETRAPHASE PHARMACEU|YKNA|COMHAR CAPITAL MARKETS, LLC|2697
TTPH|TETRAPHASE PHARMACEU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12164
TTS|TILE SHOP HLDGS CMN|AGIS|Aegis Capital Corp.|3300
TTS|TILE SHOP HLDGS CMN|APCC|Apex Clearing Corporation|146
TTS|TILE SHOP HLDGS CMN|BARD|Robert W. Baird & Co. Incorporated|103
TTS|TILE SHOP HLDGS CMN|BATM|CBOE TRADING, INC.|52
TTS|TILE SHOP HLDGS CMN|BAYT|BTIG, LLC|2240
TTS|TILE SHOP HLDGS CMN|BERN|Sanford C. Bernstein & Co., LLC|2639
TTS|TILE SHOP HLDGS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3529
TTS|TILE SHOP HLDGS CMN|BLKX|INSTINET, LLC|20400
TTS|TILE SHOP HLDGS CMN|BMOC|BMO Capital Markets Corp.|6422
TTS|TILE SHOP HLDGS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|9423
TTS|TILE SHOP HLDGS CMN|BRGE|Newbridge Securities Corp.|2000
TTS|TILE SHOP HLDGS CMN|BRVL|BLAYLOCK VAN, LLC|500
TTS|TILE SHOP HLDGS CMN|BTIG|BTIG, LLC|29988
TTS|TILE SHOP HLDGS CMN|BYXM|CBOE TRADING, INC.|100
TTS|TILE SHOP HLDGS CMN|BZYD|GOLDMAN SACHS & CO. LLC|5231
TTS|TILE SHOP HLDGS CMN|CANT|Cantor Fitzgerald & Co.|545
TTS|TILE SHOP HLDGS CMN|CHAS|Charles Schwab & Co., Inc.|209
TTS|TILE SHOP HLDGS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58460
TTS|TILE SHOP HLDGS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20300
TTS|TILE SHOP HLDGS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|319274
TTS|TILE SHOP HLDGS CMN|CTDL|Citadel Derivatives Group Llc|41807
TTS|TILE SHOP HLDGS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|92352
TTS|TILE SHOP HLDGS CMN|DBAB|Deutsche Bank Securities Inc.|205566
TTS|TILE SHOP HLDGS CMN|DBAX|Deutsche Bank Securities Inc.|290500
TTS|TILE SHOP HLDGS CMN|DBUL|Deutsche Bank Securities Inc.|500
TTS|TILE SHOP HLDGS CMN|DEAN|MORGAN STANLEY|18799
TTS|TILE SHOP HLDGS CMN|DEGS|RONIN PROFESSIONAL LLC|3214
TTS|TILE SHOP HLDGS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22000
TTS|TILE SHOP HLDGS CMN|EBXL|EBX LLC|146300
TTS|TILE SHOP HLDGS CMN|EDJO|Edward D. Jones & Co., L.P.|500
TTS|TILE SHOP HLDGS CMN|EGAM|CBOE TRADING, INC.|871
TTS|TILE SHOP HLDGS CMN|ETBE|Electronic Transaction Clearing, Inc.|13006
TTS|TILE SHOP HLDGS CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|919
TTS|TILE SHOP HLDGS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23443
TTS|TILE SHOP HLDGS CMN|ETRS|E*Trade Securities LLC|61248
TTS|TILE SHOP HLDGS CMN|FBCO|Credit Suisse Securities (USA) LLC|639519
TTS|TILE SHOP HLDGS CMN|FILL|Tradestation Securities, Inc.|6200
TTS|TILE SHOP HLDGS CMN|FOMA|TD AMERITRADE CLEARING, INC.|205785
TTS|TILE SHOP HLDGS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|52715
TTS|TILE SHOP HLDGS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58723
TTS|TILE SHOP HLDGS CMN|FTBR|Foliofn Investments, Inc.|6622
TTS|TILE SHOP HLDGS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|12803
TTS|TILE SHOP HLDGS CMN|GLPX|ACS EXECUTION SERVICES, LLC|2649
TTS|TILE SHOP HLDGS CMN|GSCO|GOLDMAN SACHS & CO. LLC|1097762
TTS|TILE SHOP HLDGS CMN|GSCS|GOLDMAN SACHS & CO. LLC|23209
TTS|TILE SHOP HLDGS CMN|GSLT|GOLDMAN SACHS & CO. LLC|698
TTS|TILE SHOP HLDGS CMN|GTSZ|GTS SECURITIES LLC|73503
TTS|TILE SHOP HLDGS CMN|HRBF|American Enterprise Investment Services Inc.|2717
TTS|TILE SHOP HLDGS CMN|IATS|INTERACTIVE BROKERS LLC|7900
TTS|TILE SHOP HLDGS CMN|IBKR|Interactive Brokers Llc|65248
TTS|TILE SHOP HLDGS CMN|ICBX|INSTINET, LLC|88759
TTS|TILE SHOP HLDGS CMN|IEQY|CITADEL SECURITIES LLC|8654
TTS|TILE SHOP HLDGS CMN|INCA|INSTINET, LLC|135141
TTS|TILE SHOP HLDGS CMN|INJX|INSTINET, LLC|11235
TTS|TILE SHOP HLDGS CMN|ITGI|ITG Inc.|301222
TTS|TILE SHOP HLDGS CMN|ITGP|ITG INC.|173800
TTS|TILE SHOP HLDGS CMN|JANY|Janney Montgomery Scott Inc.|5673
TTS|TILE SHOP HLDGS CMN|JEFF|JEFFERIES LLC|90750
TTS|TILE SHOP HLDGS CMN|JMPT|JUMP TRADING, LLC|3821
TTS|TILE SHOP HLDGS CMN|JONE|JonesTrading|9192
TTS|TILE SHOP HLDGS CMN|JPBX|J.P. MORGAN SECURITIES LLC|68799
TTS|TILE SHOP HLDGS CMN|JPMX|J.P. Morgan Securities LLC|772660
TTS|TILE SHOP HLDGS CMN|JSEB|JANE STREET EXECUTION SERVICES, LLC|1500
TTS|TILE SHOP HLDGS CMN|JSJX|JANE STREET CAPITAL LLC|3532
TTS|TILE SHOP HLDGS CMN|KCGM|VIRTU Americas LLC|139317
TTS|TILE SHOP HLDGS CMN|KCRD|PHX FINANCIAL, INC.|7325
TTS|TILE SHOP HLDGS CMN|LEER|LEERINK PARTNERS LLC|1550
TTS|TILE SHOP HLDGS CMN|LEHM|Barclays Capital Inc./Le|624218
TTS|TILE SHOP HLDGS CMN|LIME|Lime Brokerage LLC|277205
TTS|TILE SHOP HLDGS CMN|LIWE|LIME BROKERAGE LLC|1300
TTS|TILE SHOP HLDGS CMN|LQNA|LIQUIDNET, INC.|49400
TTS|TILE SHOP HLDGS CMN|MAXM|Maxim Group LLC|5032
TTS|TILE SHOP HLDGS CMN|MCBT|Moors & Cabot, Inc.|1000
TTS|TILE SHOP HLDGS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|318016
TTS|TILE SHOP HLDGS CMN|MSCO|MORGAN STANLEY & CO. LLC|915057
TTS|TILE SHOP HLDGS CMN|MSPL|MORGAN STANLEY & CO. LLC|509100
TTS|TILE SHOP HLDGS CMN|MSTX|MORGAN STANLEY & CO. LLC|141400
TTS|TILE SHOP HLDGS CMN|NATL|National Securities Corporation|260
TTS|TILE SHOP HLDGS CMN|NFSC|National Financial Services LLC|104601
TTS|TILE SHOP HLDGS CMN|NITE|VIRTU Americas LLC|547923
TTS|TILE SHOP HLDGS CMN|NITP|VIRTU Americas LLC|23777
TTS|TILE SHOP HLDGS CMN|NQRB|Brut, LLC|300
TTS|TILE SHOP HLDGS CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4580
TTS|TILE SHOP HLDGS CMN|PDQM|CODA MARKETS, INC.|72723
TTS|TILE SHOP HLDGS CMN|RAJA|Raymond James & Associates, Inc.|13035
TTS|TILE SHOP HLDGS CMN|RBCM|RBC CAPITAL MARKETS, LLC|15110
TTS|TILE SHOP HLDGS CMN|SAGL|SAGETRADER, LLC|212
TTS|TILE SHOP HLDGS CMN|SAGW|SAGETRADER, LLC|200
TTS|TILE SHOP HLDGS CMN|SBSH|Citigroup Global Markets Inc.|227636
TTS|TILE SHOP HLDGS CMN|SGMT|GOLDMAN SACHS & CO. LLC|192481
TTS|TILE SHOP HLDGS CMN|SPDR|SPEEDROUTE LLC|4552
TTS|TILE SHOP HLDGS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|27404
TTS|TILE SHOP HLDGS CMN|SWIM|TD Ameritrade, Inc.|31086
TTS|TILE SHOP HLDGS CMN|TKNG|ALLY INVEST SECURITIES LLC|6009
TTS|TILE SHOP HLDGS CMN|TRBT|Tradebot Systems, Inc.|17158
TTS|TILE SHOP HLDGS CMN|TRCM|TRC MARKETS LLC|69029
TTS|TILE SHOP HLDGS CMN|UBSA|UBS SECURITIES LLC|776496
TTS|TILE SHOP HLDGS CMN|UBSS|UBS Securities LLC|529456
TTS|TILE SHOP HLDGS CMN|VALX|VIRTU AMERICAS LLC|93817
TTS|TILE SHOP HLDGS CMN|VGRD|Vanguard Marketing Corporation|36722
TTS|TILE SHOP HLDGS CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|600
TTS|TILE SHOP HLDGS CMN|WCHV|WELLS FARGO SECURITIES, LLC|251434
TTS|TILE SHOP HLDGS CMN|WDNX|WEEDEN & CO.L.P.|19634
TTS|TILE SHOP HLDGS CMN|WEED|Weeden & Co.L.P.|800
TTS|TILE SHOP HLDGS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|600
TTS|TILE SHOP HLDGS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1620
TTS|TILE SHOP HLDGS CMN|WGIF|CIBC World Markets Inc.|70
TTS|TILE SHOP HLDGS CMN|WSEA|WOLVERINE SECURITIES, LLC|3989
TTS|TILE SHOP HLDGS CMN|XIST|INSTINET, LLC|71800
TTS|TILE SHOP HLDGS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8460
TTS|TILE SHOP HLDGS CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TTS|TILE SHOP HLDGS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
TTT|PROSHARES 3X 20 TSY|APCC|Apex Clearing Corporation|1208
TTT|PROSHARES 3X 20 TSY|BATM|CBOE TRADING, INC.|200
TTT|PROSHARES 3X 20 TSY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2143
TTT|PROSHARES 3X 20 TSY|CIST|Capital Institutional Services, Inc.|1000
TTT|PROSHARES 3X 20 TSY|CMTT|CMT TRADING LLC|5900
TTT|PROSHARES 3X 20 TSY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|126600
TTT|PROSHARES 3X 20 TSY|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
TTT|PROSHARES 3X 20 TSY|DBAX|Deutsche Bank Securities Inc.|42400
TTT|PROSHARES 3X 20 TSY|EBXL|EBX LLC|24200
TTT|PROSHARES 3X 20 TSY|EGAM|CBOE TRADING, INC.|440
TTT|PROSHARES 3X 20 TSY|EGXM|CBOE TRADING, INC.|250
TTT|PROSHARES 3X 20 TSY|ETBE|Electronic Transaction Clearing, Inc.|1400
TTT|PROSHARES 3X 20 TSY|ETRS|E*Trade Securities LLC|27674
TTT|PROSHARES 3X 20 TSY|FTBR|Foliofn Investments, Inc.|69
TTT|PROSHARES 3X 20 TSY|GLIS|TD Securities Inc|104
TTT|PROSHARES 3X 20 TSY|GSCO|GOLDMAN SACHS & CO. LLC|24261
TTT|PROSHARES 3X 20 TSY|GSLT|GOLDMAN SACHS & CO. LLC|230
TTT|PROSHARES 3X 20 TSY|GTSZ|GTS SECURITIES LLC|2101
TTT|PROSHARES 3X 20 TSY|HRBF|American Enterprise Investment Services Inc.|550
TTT|PROSHARES 3X 20 TSY|IATS|INTERACTIVE BROKERS LLC|2483
TTT|PROSHARES 3X 20 TSY|IBKR|Interactive Brokers Llc|14230
TTT|PROSHARES 3X 20 TSY|ICBX|INSTINET, LLC|57599
TTT|PROSHARES 3X 20 TSY|INCA|INSTINET, LLC|602
TTT|PROSHARES 3X 20 TSY|ITGI|ITG Inc.|272
TTT|PROSHARES 3X 20 TSY|ITGP|ITG INC.|9200
TTT|PROSHARES 3X 20 TSY|JEFF|JEFFERIES LLC|900
TTT|PROSHARES 3X 20 TSY|JMPT|JUMP TRADING, LLC|520
TTT|PROSHARES 3X 20 TSY|JPMX|J.P. Morgan Securities LLC|7800
TTT|PROSHARES 3X 20 TSY|JSJX|JANE STREET CAPITAL LLC|54542
TTT|PROSHARES 3X 20 TSY|KCGM|VIRTU Americas LLC|4702
TTT|PROSHARES 3X 20 TSY|LEHM|Barclays Capital Inc./Le|44000
TTT|PROSHARES 3X 20 TSY|LIME|Lime Brokerage LLC|12550
TTT|PROSHARES 3X 20 TSY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30000
TTT|PROSHARES 3X 20 TSY|MOTF|MOTIF INVESTING, INC.|2
TTT|PROSHARES 3X 20 TSY|MSCO|MORGAN STANLEY & CO. LLC|11110
TTT|PROSHARES 3X 20 TSY|MSPL|MORGAN STANLEY & CO. LLC|27800
TTT|PROSHARES 3X 20 TSY|NFSC|National Financial Services LLC|159787
TTT|PROSHARES 3X 20 TSY|NITE|VIRTU Americas LLC|192681
TTT|PROSHARES 3X 20 TSY|NTBF|BMO Nesbitt Burns Inc./CDS|2858
TTT|PROSHARES 3X 20 TSY|PCPT|PHILLIP CAPITAL INC.|2000
TTT|PROSHARES 3X 20 TSY|PWJC|UBS Financial Services, Inc.|10750
TTT|PROSHARES 3X 20 TSY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|9200
TTT|PROSHARES 3X 20 TSY|SBSH|Citigroup Global Markets Inc.|4519
TTT|PROSHARES 3X 20 TSY|SGMT|GOLDMAN SACHS & CO. LLC|24850
TTT|PROSHARES 3X 20 TSY|SWIM|TD Ameritrade, Inc.|15420
TTT|PROSHARES 3X 20 TSY|SWST|Hilltop Securities Inc.|183
TTT|PROSHARES 3X 20 TSY|UBSS|UBS Securities LLC|90290
TTT|PROSHARES 3X 20 TSY|VGRD|Vanguard Marketing Corporation|10509
TTT|PROSHARES 3X 20 TSY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2466
TTT|PROSHARES 3X 20 TSY|WSEA|WOLVERINE SECURITIES, LLC|91
TTT|PROSHARES 3X 20 TSY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
TTWO|TAKE-TWO INTERACTI##|ABLE|NATIXIS Securities Americas LLC|110307
TTWO|TAKE-TWO INTERACTI##|ADAM|CANACCORD GENUITY INC.|5000
TTWO|TAKE-TWO INTERACTI##|AGIS|Aegis Capital Corp.|1671
TTWO|TAKE-TWO INTERACTI##|ALTX|Alternet Securities Inc.|25064
TTWO|TAKE-TWO INTERACTI##|ANOS|ABEL/NOSER, L.L.C.|100
TTWO|TAKE-TWO INTERACTI##|APCC|Apex Clearing Corporation|14576
TTWO|TAKE-TWO INTERACTI##|BANK|Primevest Financial Services, Inc.|30
TTWO|TAKE-TWO INTERACTI##|BARD|Robert W. Baird & Co. Incorporated|44690
TTWO|TAKE-TWO INTERACTI##|BATM|CBOE TRADING, INC.|16817
TTWO|TAKE-TWO INTERACTI##|BAYC|BAY CREST PARTNERS, LLC|27734
TTWO|TAKE-TWO INTERACTI##|BAYT|BTIG, LLC|6000
TTWO|TAKE-TWO INTERACTI##|BERN|Sanford C. Bernstein & Co., LLC|2507614
TTWO|TAKE-TWO INTERACTI##|BIAD|SAGETRADER, LLC|32
TTWO|TAKE-TWO INTERACTI##|BIDS|BIDS TRADING L.P.|1200
TTWO|TAKE-TWO INTERACTI##|BIMI|Banca IMI Securities Corp.|1116
TTWO|TAKE-TWO INTERACTI##|BKCM|BNY Mellon Capital Markets LLC|243
TTWO|TAKE-TWO INTERACTI##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10927
TTWO|TAKE-TWO INTERACTI##|BLKX|INSTINET, LLC|339200
TTWO|TAKE-TWO INTERACTI##|BMOC|BMO Capital Markets Corp.|43594
TTWO|TAKE-TWO INTERACTI##|BNPX|BNP PARIBAS SECURITIES CORP.|204793
TTWO|TAKE-TWO INTERACTI##|BRGE|Newbridge Securities Corp.|125
TTWO|TAKE-TWO INTERACTI##|BTIG|BTIG, LLC|148126
TTWO|TAKE-TWO INTERACTI##|BYXM|CBOE TRADING, INC.|12368
TTWO|TAKE-TWO INTERACTI##|BZYD|GOLDMAN SACHS & CO. LLC|700
TTWO|TAKE-TWO INTERACTI##|CABR|Cabrera Capital Markets, Inc.|22
TTWO|TAKE-TWO INTERACTI##|CANT|Cantor Fitzgerald & Co.|27189
TTWO|TAKE-TWO INTERACTI##|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
TTWO|TAKE-TWO INTERACTI##|CBRA|Cobra Trading, Inc.|100
TTWO|TAKE-TWO INTERACTI##|CHAS|Charles Schwab & Co., Inc.|2994
TTWO|TAKE-TWO INTERACTI##|CIBP|CIBC World Markets Corp.|4864
TTWO|TAKE-TWO INTERACTI##|CICF|Canaccord Genuity Corp.|386
TTWO|TAKE-TWO INTERACTI##|CIST|Capital Institutional Services, Inc.|310
TTWO|TAKE-TWO INTERACTI##|CLSA|CLSA AMERICAS, LLC|100
TTWO|TAKE-TWO INTERACTI##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167691
TTWO|TAKE-TWO INTERACTI##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2268
TTWO|TAKE-TWO INTERACTI##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5011
TTWO|TAKE-TWO INTERACTI##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|915870
TTWO|TAKE-TWO INTERACTI##|CSMS|CORNERSTONE MACRO LLC|1479
TTWO|TAKE-TWO INTERACTI##|CTDL|Citadel Derivatives Group Llc|49010
TTWO|TAKE-TWO INTERACTI##|CTLR|CUTLER GROUP, LP|25867
TTWO|TAKE-TWO INTERACTI##|CXCX|CITIGROUP GLOBAL MARKETS INC.|114290
TTWO|TAKE-TWO INTERACTI##|DADA|D.A. Davidson & Co.|485
TTWO|TAKE-TWO INTERACTI##|DBAB|Deutsche Bank Securities Inc.|1232732
TTWO|TAKE-TWO INTERACTI##|DBAX|Deutsche Bank Securities Inc.|586700
TTWO|TAKE-TWO INTERACTI##|DBUL|Deutsche Bank Securities Inc.|7549
TTWO|TAKE-TWO INTERACTI##|DCHF|Dart Executions, LLC|10101
TTWO|TAKE-TWO INTERACTI##|DEAN|MORGAN STANLEY|4855
TTWO|TAKE-TWO INTERACTI##|DEGS|RONIN PROFESSIONAL LLC|1049
TTWO|TAKE-TWO INTERACTI##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5444
TTWO|TAKE-TWO INTERACTI##|DRWK|DRW SECURITIES, L.L.C.|57087
TTWO|TAKE-TWO INTERACTI##|EBXL|EBX LLC|422400
TTWO|TAKE-TWO INTERACTI##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4955
TTWO|TAKE-TWO INTERACTI##|EDJC|Edward Jones / CDS|8
TTWO|TAKE-TWO INTERACTI##|EDJO|Edward D. Jones & Co., L.P.|499
TTWO|TAKE-TWO INTERACTI##|EGAM|CBOE TRADING, INC.|23346
TTWO|TAKE-TWO INTERACTI##|EGAW|CBOE TRADING, INC.|548
TTWO|TAKE-TWO INTERACTI##|EGMT|EG MARKET TECHNOLOGIES LLC|7401
TTWO|TAKE-TWO INTERACTI##|EGXM|CBOE TRADING, INC.|9103
TTWO|TAKE-TWO INTERACTI##|EGXW|CBOE TRADING, INC.|100
TTWO|TAKE-TWO INTERACTI##|ETBE|Electronic Transaction Clearing, Inc.|159769
TTWO|TAKE-TWO INTERACTI##|ETCC|Electronic Transaction Clearing, Inc.|4930
TTWO|TAKE-TWO INTERACTI##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1456
TTWO|TAKE-TWO INTERACTI##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|127490
TTWO|TAKE-TWO INTERACTI##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|800
TTWO|TAKE-TWO INTERACTI##|ETRS|E*Trade Securities LLC|219213
TTWO|TAKE-TWO INTERACTI##|FBCO|Credit Suisse Securities (USA) LLC|1455669
TTWO|TAKE-TWO INTERACTI##|FILL|Tradestation Securities, Inc.|8923
TTWO|TAKE-TWO INTERACTI##|FMAF|NBCN Inc./ CDS|1346
TTWO|TAKE-TWO INTERACTI##|FNXS|FENIX SECURITIES, LLC|14
TTWO|TAKE-TWO INTERACTI##|FOMA|TD AMERITRADE CLEARING, INC.|261184
TTWO|TAKE-TWO INTERACTI##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5923
TTWO|TAKE-TWO INTERACTI##|FQLS|Quantlab Securities LP|745227
TTWO|TAKE-TWO INTERACTI##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|419874
TTWO|TAKE-TWO INTERACTI##|FTBR|Foliofn Investments, Inc.|3372
TTWO|TAKE-TWO INTERACTI##|GEBB|GLOBAL EXECUTION BROKERS, LP|101251
TTWO|TAKE-TWO INTERACTI##|GELP|RBC CAPITAL MARKETS, LLC|782
TTWO|TAKE-TWO INTERACTI##|GLIS|TD Securities Inc|702
TTWO|TAKE-TWO INTERACTI##|GLPX|ACS EXECUTION SERVICES, LLC|50881
TTWO|TAKE-TWO INTERACTI##|GSCO|GOLDMAN SACHS & CO. LLC|2680203
TTWO|TAKE-TWO INTERACTI##|GSCS|GOLDMAN SACHS & CO. LLC|73667
TTWO|TAKE-TWO INTERACTI##|GSLT|GOLDMAN SACHS & CO. LLC|44426
TTWO|TAKE-TWO INTERACTI##|GTSZ|GTS SECURITIES LLC|175532
TTWO|TAKE-TWO INTERACTI##|HAPX|HAP Trading, LLC|9138
TTWO|TAKE-TWO INTERACTI##|HRBF|American Enterprise Investment Services Inc.|3267
TTWO|TAKE-TWO INTERACTI##|HSBC|HSBC Securities, Inc.|5639
TTWO|TAKE-TWO INTERACTI##|IATS|INTERACTIVE BROKERS LLC|50675
TTWO|TAKE-TWO INTERACTI##|IBKR|Interactive Brokers Llc|440441
TTWO|TAKE-TWO INTERACTI##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|680
TTWO|TAKE-TWO INTERACTI##|ICBX|INSTINET, LLC|109254
TTWO|TAKE-TWO INTERACTI##|IEQY|CITADEL SECURITIES LLC|469002
TTWO|TAKE-TWO INTERACTI##|INCA|INSTINET, LLC|1134965
TTWO|TAKE-TWO INTERACTI##|INJX|INSTINET, LLC|85659
TTWO|TAKE-TWO INTERACTI##|ITGI|ITG Inc.|288366
TTWO|TAKE-TWO INTERACTI##|ITGP|ITG INC.|441200
TTWO|TAKE-TWO INTERACTI##|JANY|Janney Montgomery Scott Inc.|941
TTWO|TAKE-TWO INTERACTI##|JEFF|JEFFERIES LLC|332075
TTWO|TAKE-TWO INTERACTI##|JMPT|JUMP TRADING, LLC|192142
TTWO|TAKE-TWO INTERACTI##|JONE|JonesTrading|780
TTWO|TAKE-TWO INTERACTI##|JPBX|J.P. MORGAN SECURITIES LLC|151212
TTWO|TAKE-TWO INTERACTI##|JPMX|J.P. Morgan Securities LLC|1078599
TTWO|TAKE-TWO INTERACTI##|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
TTWO|TAKE-TWO INTERACTI##|JSJX|JANE STREET CAPITAL LLC|15940
TTWO|TAKE-TWO INTERACTI##|JUTA|JUMP TRADING, LLC|830
TTWO|TAKE-TWO INTERACTI##|KCGM|VIRTU Americas LLC|130381
TTWO|TAKE-TWO INTERACTI##|KCRD|PHX FINANCIAL, INC.|1400
TTWO|TAKE-TWO INTERACTI##|KEYB|KEYBANC CAPITAL MARKETS INC.|60985
TTWO|TAKE-TWO INTERACTI##|LEHM|Barclays Capital Inc./Le|1899227
TTWO|TAKE-TWO INTERACTI##|LIME|Lime Brokerage LLC|304683
TTWO|TAKE-TWO INTERACTI##|LIWD|LIME BROKERAGE LLC|50
TTWO|TAKE-TWO INTERACTI##|LIWE|LIME BROKERAGE LLC|11597
TTWO|TAKE-TWO INTERACTI##|LMGP|LIME BROKERAGE LLC|2884
TTWO|TAKE-TWO INTERACTI##|LMNX|LUMINEX TRADING & ANALYTICS LLC|15232
TTWO|TAKE-TWO INTERACTI##|LOOP|Loop Capital Markets LLC|4516
TTWO|TAKE-TWO INTERACTI##|LQNA|LIQUIDNET, INC.|310400
TTWO|TAKE-TWO INTERACTI##|LQNB|LIQUIDNET, INC.|1200
TTWO|TAKE-TWO INTERACTI##|LSCI|Lek Securities Corporation|4613
TTWO|TAKE-TWO INTERACTI##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TTWO|TAKE-TWO INTERACTI##|MACQ|Macquarie Capital (USA) Inc.|9867
TTWO|TAKE-TWO INTERACTI##|MAXM|Maxim Group LLC|2589
TTWO|TAKE-TWO INTERACTI##|MBTS|ALLY INVEST SECURITIES LLC|400
TTWO|TAKE-TWO INTERACTI##|MCMF|Raymond James Ltd. Cds|148
TTWO|TAKE-TWO INTERACTI##|MKMP|MKM Partners LLC|100
TTWO|TAKE-TWO INTERACTI##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173942
TTWO|TAKE-TWO INTERACTI##|MOTF|MOTIF INVESTING, INC.|467
TTWO|TAKE-TWO INTERACTI##|MSCO|MORGAN STANLEY & CO. LLC|5002597
TTWO|TAKE-TWO INTERACTI##|MSPL|MORGAN STANLEY & CO. LLC|723500
TTWO|TAKE-TWO INTERACTI##|MSTX|MORGAN STANLEY & CO. LLC|411900
TTWO|TAKE-TWO INTERACTI##|NATL|National Securities Corporation|80
TTWO|TAKE-TWO INTERACTI##|NEUB|NEUBERGER BERMAN BD LLC|35
TTWO|TAKE-TWO INTERACTI##|NFSC|National Financial Services LLC|437379
TTWO|TAKE-TWO INTERACTI##|NITE|VIRTU Americas LLC|1346955
TTWO|TAKE-TWO INTERACTI##|NITP|VIRTU Americas LLC|4810
TTWO|TAKE-TWO INTERACTI##|NMRA|Nomura Securities International, Inc.|900
TTWO|TAKE-TWO INTERACTI##|NQRB|Brut, LLC|26102
TTWO|TAKE-TWO INTERACTI##|NTRC|Northern Trust Securities, Inc.|9458
TTWO|TAKE-TWO INTERACTI##|OHOS|TWO SIGMA SECURITIES, LLC|88293
TTWO|TAKE-TWO INTERACTI##|OLDM|OLD MISSION CAPITAL, LLC|7289
TTWO|TAKE-TWO INTERACTI##|OPCO|Oppenheimer & Co. Inc.|6002
TTWO|TAKE-TWO INTERACTI##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6367
TTWO|TAKE-TWO INTERACTI##|PDQM|CODA MARKETS, INC.|115255
TTWO|TAKE-TWO INTERACTI##|PHLY|NASDAQ Execution Services, LLC|3600
TTWO|TAKE-TWO INTERACTI##|PICT|Pictet Overseas Inc.|1196
TTWO|TAKE-TWO INTERACTI##|PIPR|Piper Jaffray & Co.|37372
TTWO|TAKE-TWO INTERACTI##|PWJC|UBS Financial Services, Inc.|3329
TTWO|TAKE-TWO INTERACTI##|RAJA|Raymond James & Associates, Inc.|9880
TTWO|TAKE-TWO INTERACTI##|RBCM|RBC CAPITAL MARKETS, LLC|2335
TTWO|TAKE-TWO INTERACTI##|RGLD|Regal Securities, Inc|662
TTWO|TAKE-TWO INTERACTI##|SAGL|SAGETRADER, LLC|203620
TTWO|TAKE-TWO INTERACTI##|SAGW|SAGETRADER, LLC|715
TTWO|TAKE-TWO INTERACTI##|SALI|INTL FCSTONE FINANCIAL INC.|123
TTWO|TAKE-TWO INTERACTI##|SBSH|Citigroup Global Markets Inc.|812597
TTWO|TAKE-TWO INTERACTI##|SGMT|GOLDMAN SACHS & CO. LLC|431263
TTWO|TAKE-TWO INTERACTI##|SIBO|Prime Executions, Inc.|5750
TTWO|TAKE-TWO INTERACTI##|SJLS|TRADE INFORMATICS LLC|100
TTWO|TAKE-TWO INTERACTI##|SPDR|SPEEDROUTE LLC|16229
TTWO|TAKE-TWO INTERACTI##|SPTD|MINT GLOBAL MARKETS, INC.|200
TTWO|TAKE-TWO INTERACTI##|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
TTWO|TAKE-TWO INTERACTI##|STFL|Stifel, Nicolaus & Company, Incorporated|18065
TTWO|TAKE-TWO INTERACTI##|STKP|STOCKPILE INVESTMENTS, INC.|490
TTWO|TAKE-TWO INTERACTI##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|74
TTWO|TAKE-TWO INTERACTI##|SWIM|TD Ameritrade, Inc.|129211
TTWO|TAKE-TWO INTERACTI##|SWST|Hilltop Securities Inc.|2475
TTWO|TAKE-TWO INTERACTI##|TAGC|TELSEY ADVISORY GROUP LLC|413
TTWO|TAKE-TWO INTERACTI##|TKNG|ALLY INVEST SECURITIES LLC|5111
TTWO|TAKE-TWO INTERACTI##|TONC|CUTTONE & CO., LLC|1610
TTWO|TAKE-TWO INTERACTI##|TRBT|Tradebot Systems, Inc.|392933
TTWO|TAKE-TWO INTERACTI##|TRCM|TRC MARKETS LLC|306530
TTWO|TAKE-TWO INTERACTI##|TTUC|CUTTONE & CO., INC.|5635
TTWO|TAKE-TWO INTERACTI##|TWTT|TASTYWORKS, INC.|947
TTWO|TAKE-TWO INTERACTI##|UBSA|UBS SECURITIES LLC|1178322
TTWO|TAKE-TWO INTERACTI##|UBSS|UBS Securities LLC|2094366
TTWO|TAKE-TWO INTERACTI##|VALX|VIRTU AMERICAS LLC|34260
TTWO|TAKE-TWO INTERACTI##|VGRD|Vanguard Marketing Corporation|13248
TTWO|TAKE-TWO INTERACTI##|VSIN|Vision Financial Markets Llc|32
TTWO|TAKE-TWO INTERACTI##|WABR|Wall Street Access|1000
TTWO|TAKE-TWO INTERACTI##|WBLR|WILLIAM BLAIR|200
TTWO|TAKE-TWO INTERACTI##|WBPX|SUMMIT SECURITIES GROUP, LLC|18408
TTWO|TAKE-TWO INTERACTI##|WCHV|WELLS FARGO SECURITIES, LLC|157240
TTWO|TAKE-TWO INTERACTI##|WDNX|WEEDEN & CO.L.P.|822
TTWO|TAKE-TWO INTERACTI##|WEDB|WEDBUSH SECURITIES INC.|356559
TTWO|TAKE-TWO INTERACTI##|WEED|Weeden & Co.L.P.|2370
TTWO|TAKE-TWO INTERACTI##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|47129
TTWO|TAKE-TWO INTERACTI##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|88293
TTWO|TAKE-TWO INTERACTI##|WFPB|Wells Fargo Securities, LLC.|549
TTWO|TAKE-TWO INTERACTI##|WGIF|CIBC World Markets Inc.|5521
TTWO|TAKE-TWO INTERACTI##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|316
TTWO|TAKE-TWO INTERACTI##|WSEA|WOLVERINE SECURITIES, LLC|17778
TTWO|TAKE-TWO INTERACTI##|WTFS|JUST2TRADE, INC.|15
TTWO|TAKE-TWO INTERACTI##|XIST|INSTINET, LLC|77862
TTWO|TAKE-TWO INTERACTI##|XPQR|Jump Trading|2126
TTWO|TAKE-TWO INTERACTI##|XPUS|XP SECURITIES, LLC|139
TTWO|TAKE-TWO INTERACTI##|XSTM|NATIONAL FINANCIAL SERVICES LLC|127524
TTWO|TAKE-TWO INTERACTI##|YKNA|COMHAR CAPITAL MARKETS, LLC|13825
TTWO|TAKE-TWO INTERACTI##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4801
TU|TELUS CORP|ALTX|Alternet Securities Inc.|500
TU|TELUS CORP|ANOS|ABEL/NOSER, L.L.C.|145
TU|TELUS CORP|APCC|Apex Clearing Corporation|268
TU|TELUS CORP|BARD|Robert W. Baird & Co. Incorporated|546
TU|TELUS CORP|BATM|CBOE TRADING, INC.|9626
TU|TELUS CORP|BBNT|BB&T SECURITIES, LLC|1116
TU|TELUS CORP|BERN|Sanford C. Bernstein & Co., LLC|1300
TU|TELUS CORP|BIMI|Banca IMI Securities Corp.|100
TU|TELUS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2722
TU|TELUS CORP|BLKX|INSTINET, LLC|16000
TU|TELUS CORP|BYXM|CBOE TRADING, INC.|300
TU|TELUS CORP|BZYD|GOLDMAN SACHS & CO. LLC|1219
TU|TELUS CORP|CHAS|Charles Schwab & Co., Inc.|645
TU|TELUS CORP|CICF|Canaccord Genuity Corp.|2316
TU|TELUS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3932
TU|TELUS CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
TU|TELUS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|56078
TU|TELUS CORP|CTDL|Citadel Derivatives Group Llc|1327
TU|TELUS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
TU|TELUS CORP|DADA|D.A. Davidson & Co.|1018
TU|TELUS CORP|DAVA|Davenport & Company LLC|2801
TU|TELUS CORP|DBAB|Deutsche Bank Securities Inc.|35639
TU|TELUS CORP|DBAX|Deutsche Bank Securities Inc.|25700
TU|TELUS CORP|DEAN|MORGAN STANLEY|41212
TU|TELUS CORP|DEGS|RONIN PROFESSIONAL LLC|122
TU|TELUS CORP|EBXL|EBX LLC|32700
TU|TELUS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|5592
TU|TELUS CORP|EDJO|Edward D. Jones & Co., L.P.|2018
TU|TELUS CORP|EGAM|CBOE TRADING, INC.|1025
TU|TELUS CORP|EGXM|CBOE TRADING, INC.|210
TU|TELUS CORP|EGXW|CBOE TRADING, INC.|5
TU|TELUS CORP|ETBE|Electronic Transaction Clearing, Inc.|2510
TU|TELUS CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
TU|TELUS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1710
TU|TELUS CORP|ETRS|E*Trade Securities LLC|6085
TU|TELUS CORP|FILL|Tradestation Securities, Inc.|80
TU|TELUS CORP|FMAF|NBCN Inc./ CDS|2202
TU|TELUS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1398
TU|TELUS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22785
TU|TELUS CORP|FTBR|Foliofn Investments, Inc.|2899
TU|TELUS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TU|TELUS CORP|GLIS|TD Securities Inc|340
TU|TELUS CORP|GLPX|ACS EXECUTION SERVICES, LLC|638
TU|TELUS CORP|GSCO|GOLDMAN SACHS & CO. LLC|83088
TU|TELUS CORP|GSLT|GOLDMAN SACHS & CO. LLC|407
TU|TELUS CORP|GTSZ|GTS SECURITIES LLC|4869
TU|TELUS CORP|HASF|Haywood Securities Inc./CDS|6900
TU|TELUS CORP|HRBF|American Enterprise Investment Services Inc.|1450
TU|TELUS CORP|HSBC|HSBC Securities, Inc.|500
TU|TELUS CORP|IATS|INTERACTIVE BROKERS LLC|1535
TU|TELUS CORP|IBKR|Interactive Brokers Llc|2305
TU|TELUS CORP|ICBX|INSTINET, LLC|8400
TU|TELUS CORP|INCA|INSTINET, LLC|97986
TU|TELUS CORP|ITGI|ITG Inc.|81475
TU|TELUS CORP|ITGP|ITG INC.|26400
TU|TELUS CORP|JANY|Janney Montgomery Scott Inc.|10552
TU|TELUS CORP|JEFF|JEFFERIES LLC|15108
TU|TELUS CORP|JMPT|JUMP TRADING, LLC|1098
TU|TELUS CORP|JPBX|J.P. MORGAN SECURITIES LLC|426
TU|TELUS CORP|JPMX|J.P. Morgan Securities LLC|35324
TU|TELUS CORP|JSJX|JANE STREET CAPITAL LLC|901
TU|TELUS CORP|KCGM|VIRTU Americas LLC|4907
TU|TELUS CORP|LEHM|Barclays Capital Inc./Le|46075
TU|TELUS CORP|LIME|Lime Brokerage LLC|4915
TU|TELUS CORP|LSCI|Lek Securities Corporation|35
TU|TELUS CORP|MAXM|Maxim Group LLC|10522
TU|TELUS CORP|MCMF|Raymond James Ltd. Cds|600
TU|TELUS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8400
TU|TELUS CORP|MOTF|MOTIF INVESTING, INC.|7
TU|TELUS CORP|MSCO|MORGAN STANLEY & CO. LLC|407886
TU|TELUS CORP|MSPL|MORGAN STANLEY & CO. LLC|72100
TU|TELUS CORP|MSTX|MORGAN STANLEY & CO. LLC|27400
TU|TELUS CORP|NBCS|NBC Securities, INC.|20
TU|TELUS CORP|NFSC|National Financial Services LLC|45181
TU|TELUS CORP|NITE|VIRTU Americas LLC|219908
TU|TELUS CORP|NITP|VIRTU Americas LLC|200
TU|TELUS CORP|NQRB|Brut, LLC|768
TU|TELUS CORP|NTBF|BMO Nesbitt Burns Inc./CDS|500
TU|TELUS CORP|NTRC|Northern Trust Securities, Inc.|1150
TU|TELUS CORP|OPCO|Oppenheimer & Co. Inc.|1
TU|TELUS CORP|PDQM|CODA MARKETS, INC.|720
TU|TELUS CORP|RBCM|RBC CAPITAL MARKETS, LLC|8878
TU|TELUS CORP|SAGL|SAGETRADER, LLC|100
TU|TELUS CORP|SALI|INTL FCSTONE FINANCIAL INC.|17
TU|TELUS CORP|SBSH|Citigroup Global Markets Inc.|5397
TU|TELUS CORP|SGMT|GOLDMAN SACHS & CO. LLC|16171
TU|TELUS CORP|SPDR|SPEEDROUTE LLC|300
TU|TELUS CORP|SPHN|Stephens Inc.|185
TU|TELUS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1683
TU|TELUS CORP|STKP|STOCKPILE INVESTMENTS, INC.|72
TU|TELUS CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
TU|TELUS CORP|SWIM|TD Ameritrade, Inc.|2209
TU|TELUS CORP|SWST|Hilltop Securities Inc.|642
TU|TELUS CORP|TKNG|ALLY INVEST SECURITIES LLC|11
TU|TELUS CORP|TRBT|Tradebot Systems, Inc.|33188
TU|TELUS CORP|TRCM|TRC MARKETS LLC|54717
TU|TELUS CORP|UBSA|UBS SECURITIES LLC|57994
TU|TELUS CORP|UBSS|UBS Securities LLC|101991
TU|TELUS CORP|VALX|VIRTU AMERICAS LLC|25398
TU|TELUS CORP|VGRD|Vanguard Marketing Corporation|3527
TU|TELUS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|400
TU|TELUS CORP|WCHV|WELLS FARGO SECURITIES, LLC|18217
TU|TELUS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|362
TU|TELUS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|271
TU|TELUS CORP|WSEA|WOLVERINE SECURITIES, LLC|189
TU|TELUS CORP|XIST|INSTINET, LLC|18000
TU|TELUS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|962
TU|TELUS CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TU|TELUS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3383
TUES|TUESDAY MORNING CO##|APCC|Apex Clearing Corporation|1062
TUES|TUESDAY MORNING CO##|BANK|Primevest Financial Services, Inc.|700
TUES|TUESDAY MORNING CO##|BARD|Robert W. Baird & Co. Incorporated|11187
TUES|TUESDAY MORNING CO##|BAYC|BAY CREST PARTNERS, LLC|12497
TUES|TUESDAY MORNING CO##|BAYT|BTIG, LLC|10959
TUES|TUESDAY MORNING CO##|BERN|Sanford C. Bernstein & Co., LLC|36563
TUES|TUESDAY MORNING CO##|BIMI|Banca IMI Securities Corp.|48
TUES|TUESDAY MORNING CO##|BLKX|INSTINET, LLC|50000
TUES|TUESDAY MORNING CO##|BNPX|BNP PARIBAS SECURITIES CORP.|157
TUES|TUESDAY MORNING CO##|CANT|Cantor Fitzgerald & Co.|178
TUES|TUESDAY MORNING CO##|CHAS|Charles Schwab & Co., Inc.|175
TUES|TUESDAY MORNING CO##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35728
TUES|TUESDAY MORNING CO##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9355
TUES|TUESDAY MORNING CO##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|155506
TUES|TUESDAY MORNING CO##|CXCX|CITIGROUP GLOBAL MARKETS INC.|13028
TUES|TUESDAY MORNING CO##|DBAB|Deutsche Bank Securities Inc.|27850
TUES|TUESDAY MORNING CO##|DBAX|Deutsche Bank Securities Inc.|111100
TUES|TUESDAY MORNING CO##|DEGS|RONIN PROFESSIONAL LLC|16258
TUES|TUESDAY MORNING CO##|EBXL|EBX LLC|60900
TUES|TUESDAY MORNING CO##|ECUT|CONVERGEX EXECUTION SOLUTIONS|4588
TUES|TUESDAY MORNING CO##|EDJO|Edward D. Jones & Co., L.P.|188
TUES|TUESDAY MORNING CO##|EGAM|CBOE TRADING, INC.|800
TUES|TUESDAY MORNING CO##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
TUES|TUESDAY MORNING CO##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1692
TUES|TUESDAY MORNING CO##|ETRS|E*Trade Securities LLC|44698
TUES|TUESDAY MORNING CO##|FBCO|Credit Suisse Securities (USA) LLC|46878
TUES|TUESDAY MORNING CO##|FILL|Tradestation Securities, Inc.|8475
TUES|TUESDAY MORNING CO##|FMAF|NBCN Inc./ CDS|600
TUES|TUESDAY MORNING CO##|FOMA|TD AMERITRADE CLEARING, INC.|87744
TUES|TUESDAY MORNING CO##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1100
TUES|TUESDAY MORNING CO##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4000
TUES|TUESDAY MORNING CO##|FTBR|Foliofn Investments, Inc.|1215
TUES|TUESDAY MORNING CO##|GEBB|GLOBAL EXECUTION BROKERS, LP|5057
TUES|TUESDAY MORNING CO##|GLPX|ACS EXECUTION SERVICES, LLC|100
TUES|TUESDAY MORNING CO##|GSCO|GOLDMAN SACHS & CO. LLC|63684
TUES|TUESDAY MORNING CO##|GSCS|GOLDMAN SACHS & CO. LLC|86705
TUES|TUESDAY MORNING CO##|GSLT|GOLDMAN SACHS & CO. LLC|2370
TUES|TUESDAY MORNING CO##|GTSZ|GTS SECURITIES LLC|10392
TUES|TUESDAY MORNING CO##|IBKR|Interactive Brokers Llc|42707
TUES|TUESDAY MORNING CO##|ICBX|INSTINET, LLC|23894
TUES|TUESDAY MORNING CO##|INCA|INSTINET, LLC|39375
TUES|TUESDAY MORNING CO##|INJX|INSTINET, LLC|2664
TUES|TUESDAY MORNING CO##|ITGI|ITG Inc.|4432
TUES|TUESDAY MORNING CO##|ITGP|ITG INC.|80800
TUES|TUESDAY MORNING CO##|JANY|Janney Montgomery Scott Inc.|2000
TUES|TUESDAY MORNING CO##|JEFF|JEFFERIES LLC|10112
TUES|TUESDAY MORNING CO##|JMPT|JUMP TRADING, LLC|200
TUES|TUESDAY MORNING CO##|JONE|JonesTrading|49021
TUES|TUESDAY MORNING CO##|JPMX|J.P. Morgan Securities LLC|95426
TUES|TUESDAY MORNING CO##|JSJX|JANE STREET CAPITAL LLC|7783
TUES|TUESDAY MORNING CO##|KCGM|VIRTU Americas LLC|27243
TUES|TUESDAY MORNING CO##|LEHM|Barclays Capital Inc./Le|146205
TUES|TUESDAY MORNING CO##|LIME|Lime Brokerage LLC|95705
TUES|TUESDAY MORNING CO##|LQNA|LIQUIDNET, INC.|34100
TUES|TUESDAY MORNING CO##|LSCI|Lek Securities Corporation|399
TUES|TUESDAY MORNING CO##|LTCO|Ladenburg, Thalmann & Co., Inc.|9481
TUES|TUESDAY MORNING CO##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89182
TUES|TUESDAY MORNING CO##|MSCO|MORGAN STANLEY & CO. LLC|189595
TUES|TUESDAY MORNING CO##|MSPL|MORGAN STANLEY & CO. LLC|104800
TUES|TUESDAY MORNING CO##|MSTX|MORGAN STANLEY & CO. LLC|8200
TUES|TUESDAY MORNING CO##|NFSC|National Financial Services LLC|88252
TUES|TUESDAY MORNING CO##|NITE|VIRTU Americas LLC|331339
TUES|TUESDAY MORNING CO##|NITP|VIRTU Americas LLC|1000
TUES|TUESDAY MORNING CO##|OPCO|Oppenheimer & Co. Inc.|1000
TUES|TUESDAY MORNING CO##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
TUES|TUESDAY MORNING CO##|PDQM|CODA MARKETS, INC.|29965
TUES|TUESDAY MORNING CO##|RAJA|Raymond James & Associates, Inc.|4000
TUES|TUESDAY MORNING CO##|RBCM|RBC CAPITAL MARKETS, LLC|5000
TUES|TUESDAY MORNING CO##|RILY|B. RILEY FBR, INC.|69403
TUES|TUESDAY MORNING CO##|SAGL|SAGETRADER, LLC|100
TUES|TUESDAY MORNING CO##|SBSH|Citigroup Global Markets Inc.|479
TUES|TUESDAY MORNING CO##|SGMT|GOLDMAN SACHS & CO. LLC|61744
TUES|TUESDAY MORNING CO##|SPDR|SPEEDROUTE LLC|5832
TUES|TUESDAY MORNING CO##|STFL|Stifel, Nicolaus & Company, Incorporated|600
TUES|TUESDAY MORNING CO##|SWIM|TD Ameritrade, Inc.|134497
TUES|TUESDAY MORNING CO##|SWST|Hilltop Securities Inc.|2500
TUES|TUESDAY MORNING CO##|TKNG|ALLY INVEST SECURITIES LLC|3358
TUES|TUESDAY MORNING CO##|TRBT|Tradebot Systems, Inc.|1102
TUES|TUESDAY MORNING CO##|TRCM|TRC MARKETS LLC|1400
TUES|TUESDAY MORNING CO##|UBSA|UBS SECURITIES LLC|86075
TUES|TUESDAY MORNING CO##|UBSS|UBS Securities LLC|102277
TUES|TUESDAY MORNING CO##|VALX|VIRTU AMERICAS LLC|28974
TUES|TUESDAY MORNING CO##|VGRD|Vanguard Marketing Corporation|2380
TUES|TUESDAY MORNING CO##|WCHV|WELLS FARGO SECURITIES, LLC|79280
TUES|TUESDAY MORNING CO##|WDNX|WEEDEN & CO.L.P.|13560
TUES|TUESDAY MORNING CO##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|492
TUES|TUESDAY MORNING CO##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3190
TUES|TUESDAY MORNING CO##|WGIF|CIBC World Markets Inc.|1812
TUES|TUESDAY MORNING CO##|WSEA|WOLVERINE SECURITIES, LLC|6276
TUES|TUESDAY MORNING CO##|XIST|INSTINET, LLC|200
TUES|TUESDAY MORNING CO##|XSTM|NATIONAL FINANCIAL SERVICES LLC|13200
TUES|TUESDAY MORNING CO##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3700
TUP|TUPPERWARE BRANDS CP|ADAM|CANACCORD GENUITY INC.|2651
TUP|TUPPERWARE BRANDS CP|ALTX|Alternet Securities Inc.|9313
TUP|TUPPERWARE BRANDS CP|ANOS|ABEL/NOSER, L.L.C.|14263
TUP|TUPPERWARE BRANDS CP|APCC|Apex Clearing Corporation|264
TUP|TUPPERWARE BRANDS CP|BANK|Primevest Financial Services, Inc.|75
TUP|TUPPERWARE BRANDS CP|BARD|Robert W. Baird & Co. Incorporated|2431
TUP|TUPPERWARE BRANDS CP|BATM|CBOE TRADING, INC.|6663
TUP|TUPPERWARE BRANDS CP|BAYT|BTIG, LLC|50000
TUP|TUPPERWARE BRANDS CP|BBNT|BB&T SECURITIES, LLC|492
TUP|TUPPERWARE BRANDS CP|BERN|Sanford C. Bernstein & Co., LLC|1774
TUP|TUPPERWARE BRANDS CP|BIDS|BIDS TRADING L.P.|400
TUP|TUPPERWARE BRANDS CP|BKCM|BNY Mellon Capital Markets LLC|9633
TUP|TUPPERWARE BRANDS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9228
TUP|TUPPERWARE BRANDS CP|BNPX|BNP PARIBAS SECURITIES CORP.|7220
TUP|TUPPERWARE BRANDS CP|BRVL|BLAYLOCK VAN, LLC|500
TUP|TUPPERWARE BRANDS CP|BTIG|BTIG, LLC|51734
TUP|TUPPERWARE BRANDS CP|BYXM|CBOE TRADING, INC.|304
TUP|TUPPERWARE BRANDS CP|BZYD|GOLDMAN SACHS & CO. LLC|600
TUP|TUPPERWARE BRANDS CP|CANT|Cantor Fitzgerald & Co.|4845
TUP|TUPPERWARE BRANDS CP|CHAS|Charles Schwab & Co., Inc.|2051
TUP|TUPPERWARE BRANDS CP|CIST|Capital Institutional Services, Inc.|8601
TUP|TUPPERWARE BRANDS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17192
TUP|TUPPERWARE BRANDS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2804
TUP|TUPPERWARE BRANDS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7323
TUP|TUPPERWARE BRANDS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|301353
TUP|TUPPERWARE BRANDS CP|CTDL|Citadel Derivatives Group Llc|5142
TUP|TUPPERWARE BRANDS CP|CTLR|CUTLER GROUP, LP|951
TUP|TUPPERWARE BRANDS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|32684
TUP|TUPPERWARE BRANDS CP|DADA|D.A. Davidson & Co.|225
TUP|TUPPERWARE BRANDS CP|DBAB|Deutsche Bank Securities Inc.|194419
TUP|TUPPERWARE BRANDS CP|DBAX|Deutsche Bank Securities Inc.|132200
TUP|TUPPERWARE BRANDS CP|DCHF|Dart Executions, LLC|1148
TUP|TUPPERWARE BRANDS CP|DEAN|MORGAN STANLEY|28131
TUP|TUPPERWARE BRANDS CP|DEGS|RONIN PROFESSIONAL LLC|200
TUP|TUPPERWARE BRANDS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1223
TUP|TUPPERWARE BRANDS CP|DRWK|DRW SECURITIES, L.L.C.|664
TUP|TUPPERWARE BRANDS CP|EBXL|EBX LLC|123300
TUP|TUPPERWARE BRANDS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6469
TUP|TUPPERWARE BRANDS CP|EDJO|Edward D. Jones & Co., L.P.|6296
TUP|TUPPERWARE BRANDS CP|EGAM|CBOE TRADING, INC.|6634
TUP|TUPPERWARE BRANDS CP|EGAW|CBOE TRADING, INC.|725
TUP|TUPPERWARE BRANDS CP|EGMT|EG MARKET TECHNOLOGIES LLC|339
TUP|TUPPERWARE BRANDS CP|EGXM|CBOE TRADING, INC.|3097
TUP|TUPPERWARE BRANDS CP|EGXW|CBOE TRADING, INC.|200
TUP|TUPPERWARE BRANDS CP|ELEV|ELEVATION, LLC|14658
TUP|TUPPERWARE BRANDS CP|ETBE|Electronic Transaction Clearing, Inc.|11150
TUP|TUPPERWARE BRANDS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|29151
TUP|TUPPERWARE BRANDS CP|ETCC|Electronic Transaction Clearing, Inc.|550
TUP|TUPPERWARE BRANDS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18916
TUP|TUPPERWARE BRANDS CP|ETRS|E*Trade Securities LLC|164694
TUP|TUPPERWARE BRANDS CP|FBSB|U.S. Bancorp Investments, Inc.|70
TUP|TUPPERWARE BRANDS CP|FILL|Tradestation Securities, Inc.|2081
TUP|TUPPERWARE BRANDS CP|FINX|FINTECH SECURITIES|2000
TUP|TUPPERWARE BRANDS CP|FMAF|NBCN Inc./ CDS|3304
TUP|TUPPERWARE BRANDS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7596
TUP|TUPPERWARE BRANDS CP|FQLS|Quantlab Securities LP|318445
TUP|TUPPERWARE BRANDS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93536
TUP|TUPPERWARE BRANDS CP|FTBR|Foliofn Investments, Inc.|1616
TUP|TUPPERWARE BRANDS CP|GLIS|TD Securities Inc|100
TUP|TUPPERWARE BRANDS CP|GLPX|ACS EXECUTION SERVICES, LLC|43058
TUP|TUPPERWARE BRANDS CP|GSCO|GOLDMAN SACHS & CO. LLC|406190
TUP|TUPPERWARE BRANDS CP|GSCS|GOLDMAN SACHS & CO. LLC|8185
TUP|TUPPERWARE BRANDS CP|GSLT|GOLDMAN SACHS & CO. LLC|6076
TUP|TUPPERWARE BRANDS CP|GTSZ|GTS SECURITIES LLC|76757
TUP|TUPPERWARE BRANDS CP|HRBF|American Enterprise Investment Services Inc.|11668
TUP|TUPPERWARE BRANDS CP|IATS|INTERACTIVE BROKERS LLC|4337
TUP|TUPPERWARE BRANDS CP|IBKR|Interactive Brokers Llc|11756
TUP|TUPPERWARE BRANDS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2070
TUP|TUPPERWARE BRANDS CP|ICBX|INSTINET, LLC|84612
TUP|TUPPERWARE BRANDS CP|IEQY|CITADEL SECURITIES LLC|57351
TUP|TUPPERWARE BRANDS CP|INCA|INSTINET, LLC|282994
TUP|TUPPERWARE BRANDS CP|INJX|INSTINET, LLC|2278
TUP|TUPPERWARE BRANDS CP|ITGI|ITG Inc.|55174
TUP|TUPPERWARE BRANDS CP|ITGP|ITG INC.|105600
TUP|TUPPERWARE BRANDS CP|JANY|Janney Montgomery Scott Inc.|4217
TUP|TUPPERWARE BRANDS CP|JEFF|JEFFERIES LLC|28375
TUP|TUPPERWARE BRANDS CP|JHDR|J.H. Darbie & Co., Inc.|4146
TUP|TUPPERWARE BRANDS CP|JMPT|JUMP TRADING, LLC|39972
TUP|TUPPERWARE BRANDS CP|JONE|JonesTrading|4200
TUP|TUPPERWARE BRANDS CP|JPBX|J.P. MORGAN SECURITIES LLC|30343
TUP|TUPPERWARE BRANDS CP|JPMX|J.P. Morgan Securities LLC|283558
TUP|TUPPERWARE BRANDS CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
TUP|TUPPERWARE BRANDS CP|JSJX|JANE STREET CAPITAL LLC|4108
TUP|TUPPERWARE BRANDS CP|KCGM|VIRTU Americas LLC|62230
TUP|TUPPERWARE BRANDS CP|LEHM|Barclays Capital Inc./Le|494995
TUP|TUPPERWARE BRANDS CP|LIME|Lime Brokerage LLC|22014
TUP|TUPPERWARE BRANDS CP|LOOP|Loop Capital Markets LLC|11
TUP|TUPPERWARE BRANDS CP|LQNA|LIQUIDNET, INC.|6400
TUP|TUPPERWARE BRANDS CP|LQNB|LIQUIDNET, INC.|447
TUP|TUPPERWARE BRANDS CP|LSCI|Lek Securities Corporation|60
TUP|TUPPERWARE BRANDS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TUP|TUPPERWARE BRANDS CP|MACC|Mid Atlantic Capital Corporation|571
TUP|TUPPERWARE BRANDS CP|MAXM|Maxim Group LLC|523
TUP|TUPPERWARE BRANDS CP|MBTS|ALLY INVEST SECURITIES LLC|1816
TUP|TUPPERWARE BRANDS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57093
TUP|TUPPERWARE BRANDS CP|MOTF|MOTIF INVESTING, INC.|7
TUP|TUPPERWARE BRANDS CP|MSCO|MORGAN STANLEY & CO. LLC|1937044
TUP|TUPPERWARE BRANDS CP|MSPL|MORGAN STANLEY & CO. LLC|403600
TUP|TUPPERWARE BRANDS CP|MSTX|MORGAN STANLEY & CO. LLC|154500
TUP|TUPPERWARE BRANDS CP|MULL|MARK J. MULLER EQUITIES, INC.|11096
TUP|TUPPERWARE BRANDS CP|NATL|National Securities Corporation|659
TUP|TUPPERWARE BRANDS CP|NFSC|National Financial Services LLC|321154
TUP|TUPPERWARE BRANDS CP|NITE|VIRTU Americas LLC|487499
TUP|TUPPERWARE BRANDS CP|NITP|VIRTU Americas LLC|399
TUP|TUPPERWARE BRANDS CP|NQRB|Brut, LLC|7428
TUP|TUPPERWARE BRANDS CP|NTBF|BMO Nesbitt Burns Inc./CDS|207
TUP|TUPPERWARE BRANDS CP|OHOS|TWO SIGMA SECURITIES, LLC|30934
TUP|TUPPERWARE BRANDS CP|OPCO|Oppenheimer & Co. Inc.|4605
TUP|TUPPERWARE BRANDS CP|PCFF|Pacific International Securities Inc./CDS|270
TUP|TUPPERWARE BRANDS CP|PDQM|CODA MARKETS, INC.|116299
TUP|TUPPERWARE BRANDS CP|PHLY|NASDAQ Execution Services, LLC|5000
TUP|TUPPERWARE BRANDS CP|POIN|PRECISION SECURITIES, LLC (POIN)|200
TUP|TUPPERWARE BRANDS CP|PWJC|UBS Financial Services, Inc.|7602
TUP|TUPPERWARE BRANDS CP|QMSR|QUATTRO M SECURITIES INC.|5385
TUP|TUPPERWARE BRANDS CP|RBCM|RBC CAPITAL MARKETS, LLC|9872
TUP|TUPPERWARE BRANDS CP|SAGL|SAGETRADER, LLC|29733
TUP|TUPPERWARE BRANDS CP|SAGW|SAGETRADER, LLC|6
TUP|TUPPERWARE BRANDS CP|SALI|INTL FCSTONE FINANCIAL INC.|1138
TUP|TUPPERWARE BRANDS CP|SBRX|MURIEL SIEBERT & CO INC|1000
TUP|TUPPERWARE BRANDS CP|SBSH|Citigroup Global Markets Inc.|65386
TUP|TUPPERWARE BRANDS CP|SGMT|GOLDMAN SACHS & CO. LLC|67723
TUP|TUPPERWARE BRANDS CP|SHMR|ABN Amro Clearing LLC|10
TUP|TUPPERWARE BRANDS CP|SPDR|SPEEDROUTE LLC|12150
TUP|TUPPERWARE BRANDS CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
TUP|TUPPERWARE BRANDS CP|STFL|Stifel, Nicolaus & Company, Incorporated|4145
TUP|TUPPERWARE BRANDS CP|STKP|STOCKPILE INVESTMENTS, INC.|24
TUP|TUPPERWARE BRANDS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4525
TUP|TUPPERWARE BRANDS CP|SWIM|TD Ameritrade, Inc.|68374
TUP|TUPPERWARE BRANDS CP|SWST|Hilltop Securities Inc.|1688
TUP|TUPPERWARE BRANDS CP|TKNG|ALLY INVEST SECURITIES LLC|1564
TUP|TUPPERWARE BRANDS CP|TRBT|Tradebot Systems, Inc.|196574
TUP|TUPPERWARE BRANDS CP|TRCM|TRC MARKETS LLC|64870
TUP|TUPPERWARE BRANDS CP|TWTT|TASTYWORKS, INC.|1678
TUP|TUPPERWARE BRANDS CP|UBSA|UBS SECURITIES LLC|373476
TUP|TUPPERWARE BRANDS CP|UBSS|UBS Securities LLC|754061
TUP|TUPPERWARE BRANDS CP|VALX|VIRTU AMERICAS LLC|6087
TUP|TUPPERWARE BRANDS CP|VERT|The Vertical Trading Group, LLC|868
TUP|TUPPERWARE BRANDS CP|VGRD|Vanguard Marketing Corporation|9768
TUP|TUPPERWARE BRANDS CP|WABR|Wall Street Access|400
TUP|TUPPERWARE BRANDS CP|WBET|Wallachbeth Capital LLC|5219
TUP|TUPPERWARE BRANDS CP|WBLR|WILLIAM BLAIR|200
TUP|TUPPERWARE BRANDS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2016
TUP|TUPPERWARE BRANDS CP|WCHV|WELLS FARGO SECURITIES, LLC|57018
TUP|TUPPERWARE BRANDS CP|WDNX|WEEDEN & CO.L.P.|1578
TUP|TUPPERWARE BRANDS CP|WEDB|WEDBUSH SECURITIES INC.|17820
TUP|TUPPERWARE BRANDS CP|WEED|Weeden & Co.L.P.|1400
TUP|TUPPERWARE BRANDS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4879
TUP|TUPPERWARE BRANDS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16009
TUP|TUPPERWARE BRANDS CP|WGIF|CIBC World Markets Inc.|2782
TUP|TUPPERWARE BRANDS CP|WHOT|JUST2TRADE, INC.|30
TUP|TUPPERWARE BRANDS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|558
TUP|TUPPERWARE BRANDS CP|WSEA|WOLVERINE SECURITIES, LLC|4933
TUP|TUPPERWARE BRANDS CP|WSRP|WESTROCK CAPITAL MANAGEMENT, INC.|1250
TUP|TUPPERWARE BRANDS CP|XIST|INSTINET, LLC|21300
TUP|TUPPERWARE BRANDS CP|XPQR|Jump Trading|7082
TUP|TUPPERWARE BRANDS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|64430
TUP|TUPPERWARE BRANDS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4454
TUP|TUPPERWARE BRANDS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13912
TUR|ISHARES MSCI TURKEY|ALTX|Alternet Securities Inc.|3500
TUR|ISHARES MSCI TURKEY|APCC|Apex Clearing Corporation|5964
TUR|ISHARES MSCI TURKEY|BANK|Primevest Financial Services, Inc.|1
TUR|ISHARES MSCI TURKEY|BARD|Robert W. Baird & Co. Incorporated|7
TUR|ISHARES MSCI TURKEY|BATM|CBOE TRADING, INC.|53549
TUR|ISHARES MSCI TURKEY|BBNT|BB&T SECURITIES, LLC|314
TUR|ISHARES MSCI TURKEY|BERN|Sanford C. Bernstein & Co., LLC|17313
TUR|ISHARES MSCI TURKEY|BIAD|SAGETRADER, LLC|100
TUR|ISHARES MSCI TURKEY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6668
TUR|ISHARES MSCI TURKEY|BYXM|CBOE TRADING, INC.|12774
TUR|ISHARES MSCI TURKEY|CANT|Cantor Fitzgerald & Co.|86468
TUR|ISHARES MSCI TURKEY|CHAS|Charles Schwab & Co., Inc.|587
TUR|ISHARES MSCI TURKEY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|75428
TUR|ISHARES MSCI TURKEY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1900
TUR|ISHARES MSCI TURKEY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
TUR|ISHARES MSCI TURKEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150419
TUR|ISHARES MSCI TURKEY|CSIN|Citadel Securities Institutional LLC|121604
TUR|ISHARES MSCI TURKEY|CTDL|Citadel Derivatives Group Llc|230361
TUR|ISHARES MSCI TURKEY|CXCX|CITIGROUP GLOBAL MARKETS INC.|65820
TUR|ISHARES MSCI TURKEY|DAWA|Daiwa Capital Markets America Inc.|100
TUR|ISHARES MSCI TURKEY|DBAB|Deutsche Bank Securities Inc.|13313
TUR|ISHARES MSCI TURKEY|DBAX|Deutsche Bank Securities Inc.|93400
TUR|ISHARES MSCI TURKEY|DCHF|Dart Executions, LLC|42297
TUR|ISHARES MSCI TURKEY|DEAN|MORGAN STANLEY|961
TUR|ISHARES MSCI TURKEY|DEGS|RONIN PROFESSIONAL LLC|2200
TUR|ISHARES MSCI TURKEY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11000
TUR|ISHARES MSCI TURKEY|EBXL|EBX LLC|171200
TUR|ISHARES MSCI TURKEY|ECUT|CONVERGEX EXECUTION SOLUTIONS|55
TUR|ISHARES MSCI TURKEY|EGAM|CBOE TRADING, INC.|1300
TUR|ISHARES MSCI TURKEY|EGMT|EG MARKET TECHNOLOGIES LLC|1300
TUR|ISHARES MSCI TURKEY|EGXM|CBOE TRADING, INC.|2831
TUR|ISHARES MSCI TURKEY|ETBE|Electronic Transaction Clearing, Inc.|23878
TUR|ISHARES MSCI TURKEY|ETCB|ETC BROKERAGE SERVICES, LLC|50
TUR|ISHARES MSCI TURKEY|ETCC|Electronic Transaction Clearing, Inc.|10984
TUR|ISHARES MSCI TURKEY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20902
TUR|ISHARES MSCI TURKEY|ETRS|E*Trade Securities LLC|74574
TUR|ISHARES MSCI TURKEY|FBCO|Credit Suisse Securities (USA) LLC|1014088
TUR|ISHARES MSCI TURKEY|FBSB|U.S. Bancorp Investments, Inc.|30
TUR|ISHARES MSCI TURKEY|FCST|INTL FCSTONE FINANCIAL INC.|100
TUR|ISHARES MSCI TURKEY|FILL|Tradestation Securities, Inc.|11878
TUR|ISHARES MSCI TURKEY|FLTU|FLOW TRADERS US LLC|110445
TUR|ISHARES MSCI TURKEY|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|110445
TUR|ISHARES MSCI TURKEY|FMAF|NBCN Inc./ CDS|342
TUR|ISHARES MSCI TURKEY|FOMA|TD AMERITRADE CLEARING, INC.|206551
TUR|ISHARES MSCI TURKEY|FQLS|Quantlab Securities LP|88478
TUR|ISHARES MSCI TURKEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74970
TUR|ISHARES MSCI TURKEY|FTBR|Foliofn Investments, Inc.|14836
TUR|ISHARES MSCI TURKEY|GEBB|GLOBAL EXECUTION BROKERS, LP|48898
TUR|ISHARES MSCI TURKEY|GLPX|ACS EXECUTION SERVICES, LLC|15173
TUR|ISHARES MSCI TURKEY|GSCO|GOLDMAN SACHS & CO. LLC|110236
TUR|ISHARES MSCI TURKEY|GSCS|GOLDMAN SACHS & CO. LLC|89861
TUR|ISHARES MSCI TURKEY|GSLT|GOLDMAN SACHS & CO. LLC|26711
TUR|ISHARES MSCI TURKEY|GTSZ|GTS SECURITIES LLC|30771
TUR|ISHARES MSCI TURKEY|HRBF|American Enterprise Investment Services Inc.|6319
TUR|ISHARES MSCI TURKEY|HSBC|HSBC Securities, Inc.|31950
TUR|ISHARES MSCI TURKEY|IATS|INTERACTIVE BROKERS LLC|46394
TUR|ISHARES MSCI TURKEY|IBKR|Interactive Brokers Llc|447305
TUR|ISHARES MSCI TURKEY|ICBX|INSTINET, LLC|71085
TUR|ISHARES MSCI TURKEY|INCA|INSTINET, LLC|160351
TUR|ISHARES MSCI TURKEY|INJX|INSTINET, LLC|3865
TUR|ISHARES MSCI TURKEY|ITGI|ITG Inc.|4969
TUR|ISHARES MSCI TURKEY|ITGP|ITG INC.|72000
TUR|ISHARES MSCI TURKEY|JEFF|JEFFERIES LLC|14347
TUR|ISHARES MSCI TURKEY|JMPT|JUMP TRADING, LLC|40404
TUR|ISHARES MSCI TURKEY|JPMX|J.P. Morgan Securities LLC|102038
TUR|ISHARES MSCI TURKEY|JSEB|JANE STREET EXECUTION SERVICES, LLC|572341
TUR|ISHARES MSCI TURKEY|JSJX|JANE STREET CAPITAL LLC|699318
TUR|ISHARES MSCI TURKEY|KCGM|VIRTU Americas LLC|68266
TUR|ISHARES MSCI TURKEY|LEHM|Barclays Capital Inc./Le|575602
TUR|ISHARES MSCI TURKEY|LGNT|COR CLEARING LLC|17
TUR|ISHARES MSCI TURKEY|LIME|Lime Brokerage LLC|64269
TUR|ISHARES MSCI TURKEY|LQNA|LIQUIDNET, INC.|11900
TUR|ISHARES MSCI TURKEY|LSCI|Lek Securities Corporation|3638
TUR|ISHARES MSCI TURKEY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5000
TUR|ISHARES MSCI TURKEY|MACC|Mid Atlantic Capital Corporation|34
TUR|ISHARES MSCI TURKEY|MBTS|ALLY INVEST SECURITIES LLC|50
TUR|ISHARES MSCI TURKEY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|181679
TUR|ISHARES MSCI TURKEY|MOTF|MOTIF INVESTING, INC.|1
TUR|ISHARES MSCI TURKEY|MSCO|MORGAN STANLEY & CO. LLC|418064
TUR|ISHARES MSCI TURKEY|MSPL|MORGAN STANLEY & CO. LLC|45700
TUR|ISHARES MSCI TURKEY|MSTX|MORGAN STANLEY & CO. LLC|900
TUR|ISHARES MSCI TURKEY|NEUB|NEUBERGER BERMAN BD LLC|400
TUR|ISHARES MSCI TURKEY|NFSC|National Financial Services LLC|266990
TUR|ISHARES MSCI TURKEY|NITE|VIRTU Americas LLC|838576
TUR|ISHARES MSCI TURKEY|NITP|VIRTU Americas LLC|900
TUR|ISHARES MSCI TURKEY|NQRB|Brut, LLC|17583
TUR|ISHARES MSCI TURKEY|OLDM|OLD MISSION CAPITAL, LLC|185145
TUR|ISHARES MSCI TURKEY|OPCO|Oppenheimer & Co. Inc.|109
TUR|ISHARES MSCI TURKEY|PCPT|PHILLIP CAPITAL INC.|950
TUR|ISHARES MSCI TURKEY|PDQM|CODA MARKETS, INC.|26413
TUR|ISHARES MSCI TURKEY|PHLY|NASDAQ Execution Services, LLC|3600
TUR|ISHARES MSCI TURKEY|PIPR|Piper Jaffray & Co.|30000
TUR|ISHARES MSCI TURKEY|QMSR|QUATTRO M SECURITIES INC.|8500
TUR|ISHARES MSCI TURKEY|RAJA|Raymond James & Associates, Inc.|10236
TUR|ISHARES MSCI TURKEY|RBCM|RBC CAPITAL MARKETS, LLC|1321
TUR|ISHARES MSCI TURKEY|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|13355
TUR|ISHARES MSCI TURKEY|SAGL|SAGETRADER, LLC|2800
TUR|ISHARES MSCI TURKEY|SBSH|Citigroup Global Markets Inc.|128276
TUR|ISHARES MSCI TURKEY|SGMT|GOLDMAN SACHS & CO. LLC|112541
TUR|ISHARES MSCI TURKEY|SPDR|SPEEDROUTE LLC|1314
TUR|ISHARES MSCI TURKEY|SPGS|Sea Port Group Securities, LLC|400
TUR|ISHARES MSCI TURKEY|STFL|Stifel, Nicolaus & Company, Incorporated|1772
TUR|ISHARES MSCI TURKEY|STTT|STATETRUST INVESTMENTS INC.|12500
TUR|ISHARES MSCI TURKEY|SWIM|TD Ameritrade, Inc.|94292
TUR|ISHARES MSCI TURKEY|TKNG|ALLY INVEST SECURITIES LLC|89
TUR|ISHARES MSCI TURKEY|TRCM|TRC MARKETS LLC|18613
TUR|ISHARES MSCI TURKEY|TWTT|TASTYWORKS, INC.|20
TUR|ISHARES MSCI TURKEY|UBSA|UBS SECURITIES LLC|399012
TUR|ISHARES MSCI TURKEY|UBSS|UBS Securities LLC|492169
TUR|ISHARES MSCI TURKEY|VALX|VIRTU AMERICAS LLC|8196
TUR|ISHARES MSCI TURKEY|VGRD|Vanguard Marketing Corporation|35250
TUR|ISHARES MSCI TURKEY|VSIN|Vision Financial Markets Llc|721
TUR|ISHARES MSCI TURKEY|WBET|Wallachbeth Capital LLC|213500
TUR|ISHARES MSCI TURKEY|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
TUR|ISHARES MSCI TURKEY|WCHV|WELLS FARGO SECURITIES, LLC|24217
TUR|ISHARES MSCI TURKEY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19873
TUR|ISHARES MSCI TURKEY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46098
TUR|ISHARES MSCI TURKEY|WGIF|CIBC World Markets Inc.|2581
TUR|ISHARES MSCI TURKEY|WSEA|WOLVERINE SECURITIES, LLC|8465
TUR|ISHARES MSCI TURKEY|XSTM|NATIONAL FINANCIAL SERVICES LLC|3920
TUR|ISHARES MSCI TURKEY|YKNA|COMHAR CAPITAL MARKETS, LLC|3915
TUR|ISHARES MSCI TURKEY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1967
TURN|180 DEGREE CAP CMN|AGIS|Aegis Capital Corp.|21892
TURN|180 DEGREE CAP CMN|APCC|Apex Clearing Corporation|38357
TURN|180 DEGREE CAP CMN|BARD|Robert W. Baird & Co. Incorporated|100
TURN|180 DEGREE CAP CMN|BATM|CBOE TRADING, INC.|2241
TURN|180 DEGREE CAP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4659
TURN|180 DEGREE CAP CMN|BTIG|BTIG, LLC|200
TURN|180 DEGREE CAP CMN|CANT|Cantor Fitzgerald & Co.|274
TURN|180 DEGREE CAP CMN|CHAS|Charles Schwab & Co., Inc.|4569
TURN|180 DEGREE CAP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3167
TURN|180 DEGREE CAP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3010
TURN|180 DEGREE CAP CMN|CTDL|Citadel Derivatives Group Llc|110
TURN|180 DEGREE CAP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
TURN|180 DEGREE CAP CMN|DBAX|Deutsche Bank Securities Inc.|2600
TURN|180 DEGREE CAP CMN|DEAN|MORGAN STANLEY|6793
TURN|180 DEGREE CAP CMN|DEGS|RONIN PROFESSIONAL LLC|7688
TURN|180 DEGREE CAP CMN|EBXL|EBX LLC|1200
TURN|180 DEGREE CAP CMN|EDJO|Edward D. Jones & Co., L.P.|100
TURN|180 DEGREE CAP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
TURN|180 DEGREE CAP CMN|EGXM|CBOE TRADING, INC.|600
TURN|180 DEGREE CAP CMN|ETRS|E*Trade Securities LLC|53876
TURN|180 DEGREE CAP CMN|FBCO|Credit Suisse Securities (USA) LLC|3801
TURN|180 DEGREE CAP CMN|FILL|Tradestation Securities, Inc.|132
TURN|180 DEGREE CAP CMN|FOMA|TD AMERITRADE CLEARING, INC.|80733
TURN|180 DEGREE CAP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7700
TURN|180 DEGREE CAP CMN|FTBR|Foliofn Investments, Inc.|1059
TURN|180 DEGREE CAP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2141
TURN|180 DEGREE CAP CMN|GSCO|GOLDMAN SACHS & CO. LLC|759
TURN|180 DEGREE CAP CMN|GSCS|GOLDMAN SACHS & CO. LLC|150
TURN|180 DEGREE CAP CMN|GTSZ|GTS SECURITIES LLC|1175
TURN|180 DEGREE CAP CMN|HASF|Haywood Securities Inc./CDS|17655
TURN|180 DEGREE CAP CMN|HSBC|HSBC Securities, Inc.|100
TURN|180 DEGREE CAP CMN|IATS|INTERACTIVE BROKERS LLC|7480
TURN|180 DEGREE CAP CMN|IBKR|Interactive Brokers Llc|89193
TURN|180 DEGREE CAP CMN|ICBX|INSTINET, LLC|500
TURN|180 DEGREE CAP CMN|INCA|INSTINET, LLC|5367
TURN|180 DEGREE CAP CMN|INJX|INSTINET, LLC|320
TURN|180 DEGREE CAP CMN|JEFF|JEFFERIES LLC|4700
TURN|180 DEGREE CAP CMN|JMPT|JUMP TRADING, LLC|219
TURN|180 DEGREE CAP CMN|JPMX|J.P. Morgan Securities LLC|3204
TURN|180 DEGREE CAP CMN|KCGM|VIRTU Americas LLC|200
TURN|180 DEGREE CAP CMN|LEHM|Barclays Capital Inc./Le|10000
TURN|180 DEGREE CAP CMN|LIME|Lime Brokerage LLC|13414
TURN|180 DEGREE CAP CMN|LSCI|Lek Securities Corporation|1985
TURN|180 DEGREE CAP CMN|MAXM|Maxim Group LLC|5000
TURN|180 DEGREE CAP CMN|MSCO|MORGAN STANLEY & CO. LLC|70493
TURN|180 DEGREE CAP CMN|MSPL|MORGAN STANLEY & CO. LLC|5600
TURN|180 DEGREE CAP CMN|NFSC|National Financial Services LLC|162300
TURN|180 DEGREE CAP CMN|NITE|VIRTU Americas LLC|265673
TURN|180 DEGREE CAP CMN|NQRB|Brut, LLC|1508
TURN|180 DEGREE CAP CMN|OPCO|Oppenheimer & Co. Inc.|720
TURN|180 DEGREE CAP CMN|PDQM|CODA MARKETS, INC.|2560
TURN|180 DEGREE CAP CMN|PWJC|UBS Financial Services, Inc.|5700
TURN|180 DEGREE CAP CMN|RAJA|Raymond James & Associates, Inc.|7516
TURN|180 DEGREE CAP CMN|RBCM|RBC CAPITAL MARKETS, LLC|8672
TURN|180 DEGREE CAP CMN|SBSH|Citigroup Global Markets Inc.|13235
TURN|180 DEGREE CAP CMN|SGMT|GOLDMAN SACHS & CO. LLC|700
TURN|180 DEGREE CAP CMN|SPDR|SPEEDROUTE LLC|2002
TURN|180 DEGREE CAP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|5300
TURN|180 DEGREE CAP CMN|SWIM|TD Ameritrade, Inc.|34629
TURN|180 DEGREE CAP CMN|TKNG|ALLY INVEST SECURITIES LLC|474
TURN|180 DEGREE CAP CMN|TRCM|TRC MARKETS LLC|7026
TURN|180 DEGREE CAP CMN|UBSA|UBS SECURITIES LLC|14270
TURN|180 DEGREE CAP CMN|UBSS|UBS Securities LLC|96924
TURN|180 DEGREE CAP CMN|VGRD|Vanguard Marketing Corporation|3953
TURN|180 DEGREE CAP CMN|VSIN|Vision Financial Markets Llc|350
TURN|180 DEGREE CAP CMN|WCHV|WELLS FARGO SECURITIES, LLC|35035
TURN|180 DEGREE CAP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|766
TURN|180 DEGREE CAP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11792
TURN|180 DEGREE CAP CMN|WGIF|CIBC World Markets Inc.|500
TURN|180 DEGREE CAP CMN|WSEA|WOLVERINE SECURITIES, LLC|1962
TURN|180 DEGREE CAP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16335
TUSA|FIRST TR ALPDEX ETF|BANK|Primevest Financial Services, Inc.|504
TUSA|FIRST TR ALPDEX ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34
TUSA|FIRST TR ALPDEX ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|710
TUSA|FIRST TR ALPDEX ETF|CTDL|Citadel Derivatives Group Llc|264
TUSA|FIRST TR ALPDEX ETF|DBAX|Deutsche Bank Securities Inc.|900
TUSA|FIRST TR ALPDEX ETF|DEAN|MORGAN STANLEY|344
TUSA|FIRST TR ALPDEX ETF|EBXL|EBX LLC|1200
TUSA|FIRST TR ALPDEX ETF|ETRS|E*Trade Securities LLC|4002
TUSA|FIRST TR ALPDEX ETF|FBCO|Credit Suisse Securities (USA) LLC|200
TUSA|FIRST TR ALPDEX ETF|FOMA|TD AMERITRADE CLEARING, INC.|3668
TUSA|FIRST TR ALPDEX ETF|IBKR|Interactive Brokers Llc|1300
TUSA|FIRST TR ALPDEX ETF|ICBX|INSTINET, LLC|200
TUSA|FIRST TR ALPDEX ETF|JPMX|J.P. Morgan Securities LLC|600
TUSA|FIRST TR ALPDEX ETF|JSJX|JANE STREET CAPITAL LLC|34
TUSA|FIRST TR ALPDEX ETF|LEHM|Barclays Capital Inc./Le|2200
TUSA|FIRST TR ALPDEX ETF|LIME|Lime Brokerage LLC|860
TUSA|FIRST TR ALPDEX ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
TUSA|FIRST TR ALPDEX ETF|MSCO|MORGAN STANLEY & CO. LLC|2102
TUSA|FIRST TR ALPDEX ETF|NFSC|National Financial Services LLC|2577
TUSA|FIRST TR ALPDEX ETF|NITE|VIRTU Americas LLC|6382
TUSA|FIRST TR ALPDEX ETF|RBCM|RBC CAPITAL MARKETS, LLC|100
TUSA|FIRST TR ALPDEX ETF|SGMT|GOLDMAN SACHS & CO. LLC|430
TUSA|FIRST TR ALPDEX ETF|TRCM|TRC MARKETS LLC|28
TUSA|FIRST TR ALPDEX ETF|UBSA|UBS SECURITIES LLC|1620
TUSA|FIRST TR ALPDEX ETF|UBSS|UBS Securities LLC|539
TUSA|FIRST TR ALPDEX ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|137
TUSK|MAMMOTH ENERGY CM|AGIS|Aegis Capital Corp.|16960
TUSK|MAMMOTH ENERGY CM|ALTX|Alternet Securities Inc.|14110
TUSK|MAMMOTH ENERGY CM|ANDG|Andrew Garrett Inc.|500
TUSK|MAMMOTH ENERGY CM|APCC|Apex Clearing Corporation|4129
TUSK|MAMMOTH ENERGY CM|BATM|CBOE TRADING, INC.|4444
TUSK|MAMMOTH ENERGY CM|BAYT|BTIG, LLC|1790
TUSK|MAMMOTH ENERGY CM|BBNT|BB&T SECURITIES, LLC|500
TUSK|MAMMOTH ENERGY CM|BERN|Sanford C. Bernstein & Co., LLC|19562
TUSK|MAMMOTH ENERGY CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4698
TUSK|MAMMOTH ENERGY CM|BLKX|INSTINET, LLC|35000
TUSK|MAMMOTH ENERGY CM|BMOC|BMO Capital Markets Corp.|1316
TUSK|MAMMOTH ENERGY CM|BNKS|Fig Partners, LLC|1916
TUSK|MAMMOTH ENERGY CM|BNPX|BNP PARIBAS SECURITIES CORP.|717
TUSK|MAMMOTH ENERGY CM|BTIG|BTIG, LLC|32135
TUSK|MAMMOTH ENERGY CM|BYXM|CBOE TRADING, INC.|2614
TUSK|MAMMOTH ENERGY CM|BZYD|GOLDMAN SACHS & CO. LLC|1933
TUSK|MAMMOTH ENERGY CM|CANT|Cantor Fitzgerald & Co.|473
TUSK|MAMMOTH ENERGY CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|40000
TUSK|MAMMOTH ENERGY CM|CHAS|Charles Schwab & Co., Inc.|1556
TUSK|MAMMOTH ENERGY CM|CIST|Capital Institutional Services, Inc.|401
TUSK|MAMMOTH ENERGY CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|168736
TUSK|MAMMOTH ENERGY CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3900
TUSK|MAMMOTH ENERGY CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34406
TUSK|MAMMOTH ENERGY CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|265099
TUSK|MAMMOTH ENERGY CM|CTDL|Citadel Derivatives Group Llc|20983
TUSK|MAMMOTH ENERGY CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|20584
TUSK|MAMMOTH ENERGY CM|DBAB|Deutsche Bank Securities Inc.|269420
TUSK|MAMMOTH ENERGY CM|DBAX|Deutsche Bank Securities Inc.|104500
TUSK|MAMMOTH ENERGY CM|DCHF|Dart Executions, LLC|376
TUSK|MAMMOTH ENERGY CM|DEAN|MORGAN STANLEY|5881
TUSK|MAMMOTH ENERGY CM|DEGS|RONIN PROFESSIONAL LLC|10151
TUSK|MAMMOTH ENERGY CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8049
TUSK|MAMMOTH ENERGY CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|34801
TUSK|MAMMOTH ENERGY CM|EBXL|EBX LLC|161000
TUSK|MAMMOTH ENERGY CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5897
TUSK|MAMMOTH ENERGY CM|EDJO|Edward D. Jones & Co., L.P.|1020
TUSK|MAMMOTH ENERGY CM|EGAM|CBOE TRADING, INC.|12150
TUSK|MAMMOTH ENERGY CM|EGAW|CBOE TRADING, INC.|33
TUSK|MAMMOTH ENERGY CM|EGMT|EG MARKET TECHNOLOGIES LLC|2400
TUSK|MAMMOTH ENERGY CM|EGXM|CBOE TRADING, INC.|5468
TUSK|MAMMOTH ENERGY CM|EGXW|CBOE TRADING, INC.|310
TUSK|MAMMOTH ENERGY CM|EROP|Eroom Securities L.L.C.|7719
TUSK|MAMMOTH ENERGY CM|ESPO|ESPOSITO SECURITIES, LLC|1670
TUSK|MAMMOTH ENERGY CM|ETBE|Electronic Transaction Clearing, Inc.|38718
TUSK|MAMMOTH ENERGY CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|17007
TUSK|MAMMOTH ENERGY CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|114867
TUSK|MAMMOTH ENERGY CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|700
TUSK|MAMMOTH ENERGY CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|14277
TUSK|MAMMOTH ENERGY CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|3750
TUSK|MAMMOTH ENERGY CM|ETRS|E*Trade Securities LLC|231133
TUSK|MAMMOTH ENERGY CM|FBCO|Credit Suisse Securities (USA) LLC|1002176
TUSK|MAMMOTH ENERGY CM|FILL|Tradestation Securities, Inc.|18061
TUSK|MAMMOTH ENERGY CM|FMAF|NBCN Inc./ CDS|1220
TUSK|MAMMOTH ENERGY CM|FOMA|TD AMERITRADE CLEARING, INC.|380637
TUSK|MAMMOTH ENERGY CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1630
TUSK|MAMMOTH ENERGY CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|118886
TUSK|MAMMOTH ENERGY CM|FTBR|Foliofn Investments, Inc.|5054
TUSK|MAMMOTH ENERGY CM|GEBB|GLOBAL EXECUTION BROKERS, LP|11529
TUSK|MAMMOTH ENERGY CM|GLIS|TD Securities Inc|568
TUSK|MAMMOTH ENERGY CM|GLPX|ACS EXECUTION SERVICES, LLC|90437
TUSK|MAMMOTH ENERGY CM|GSCO|GOLDMAN SACHS & CO. LLC|553909
TUSK|MAMMOTH ENERGY CM|GSCS|GOLDMAN SACHS & CO. LLC|169244
TUSK|MAMMOTH ENERGY CM|GSLT|GOLDMAN SACHS & CO. LLC|23771
TUSK|MAMMOTH ENERGY CM|GTSZ|GTS SECURITIES LLC|45352
TUSK|MAMMOTH ENERGY CM|HRBF|American Enterprise Investment Services Inc.|981
TUSK|MAMMOTH ENERGY CM|IATS|INTERACTIVE BROKERS LLC|79839
TUSK|MAMMOTH ENERGY CM|IBKR|Interactive Brokers Llc|487096
TUSK|MAMMOTH ENERGY CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1946
TUSK|MAMMOTH ENERGY CM|ICBX|INSTINET, LLC|33100
TUSK|MAMMOTH ENERGY CM|IEQY|CITADEL SECURITIES LLC|104877
TUSK|MAMMOTH ENERGY CM|INCA|INSTINET, LLC|339304
TUSK|MAMMOTH ENERGY CM|INJX|INSTINET, LLC|56872
TUSK|MAMMOTH ENERGY CM|ITGI|ITG Inc.|158920
TUSK|MAMMOTH ENERGY CM|ITGP|ITG INC.|249000
TUSK|MAMMOTH ENERGY CM|JANY|Janney Montgomery Scott Inc.|700
TUSK|MAMMOTH ENERGY CM|JEFF|JEFFERIES LLC|115104
TUSK|MAMMOTH ENERGY CM|JMPT|JUMP TRADING, LLC|110167
TUSK|MAMMOTH ENERGY CM|JONE|JonesTrading|50156
TUSK|MAMMOTH ENERGY CM|JPBX|J.P. MORGAN SECURITIES LLC|50437
TUSK|MAMMOTH ENERGY CM|JPMX|J.P. Morgan Securities LLC|339603
TUSK|MAMMOTH ENERGY CM|JRCO|Johnson Rice & Company L.L.C.|4087
TUSK|MAMMOTH ENERGY CM|JSJX|JANE STREET CAPITAL LLC|14244
TUSK|MAMMOTH ENERGY CM|KCGM|VIRTU Americas LLC|48889
TUSK|MAMMOTH ENERGY CM|LEHM|Barclays Capital Inc./Le|540169
TUSK|MAMMOTH ENERGY CM|LIME|Lime Brokerage LLC|156045
TUSK|MAMMOTH ENERGY CM|LMGP|LIME BROKERAGE LLC|3465
TUSK|MAMMOTH ENERGY CM|LQNA|LIQUIDNET, INC.|7000
TUSK|MAMMOTH ENERGY CM|LSCI|Lek Securities Corporation|3690
TUSK|MAMMOTH ENERGY CM|LTCO|Ladenburg, Thalmann & Co., Inc.|800
TUSK|MAMMOTH ENERGY CM|LVMR|LIVERMORE TRADING GROUP, INC.|37
TUSK|MAMMOTH ENERGY CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
TUSK|MAMMOTH ENERGY CM|MAXM|Maxim Group LLC|6416
TUSK|MAMMOTH ENERGY CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65684
TUSK|MAMMOTH ENERGY CM|MOTF|MOTIF INVESTING, INC.|9
TUSK|MAMMOTH ENERGY CM|MSCO|MORGAN STANLEY & CO. LLC|1825343
TUSK|MAMMOTH ENERGY CM|MSPL|MORGAN STANLEY & CO. LLC|151700
TUSK|MAMMOTH ENERGY CM|MSTX|MORGAN STANLEY & CO. LLC|34500
TUSK|MAMMOTH ENERGY CM|NATL|National Securities Corporation|6384
TUSK|MAMMOTH ENERGY CM|NFSC|National Financial Services LLC|339577
TUSK|MAMMOTH ENERGY CM|NITE|VIRTU Americas LLC|949679
TUSK|MAMMOTH ENERGY CM|NITP|VIRTU Americas LLC|1600
TUSK|MAMMOTH ENERGY CM|NQRB|Brut, LLC|14070
TUSK|MAMMOTH ENERGY CM|OPCO|Oppenheimer & Co. Inc.|28633
TUSK|MAMMOTH ENERGY CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TUSK|MAMMOTH ENERGY CM|PDQM|CODA MARKETS, INC.|83879
TUSK|MAMMOTH ENERGY CM|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|200
TUSK|MAMMOTH ENERGY CM|PIPR|Piper Jaffray & Co.|16334
TUSK|MAMMOTH ENERGY CM|PREC|PRECISION SECURITIES, LLC|5000
TUSK|MAMMOTH ENERGY CM|PWJC|UBS Financial Services, Inc.|5850
TUSK|MAMMOTH ENERGY CM|RAJA|Raymond James & Associates, Inc.|13297
TUSK|MAMMOTH ENERGY CM|RBCM|RBC CAPITAL MARKETS, LLC|9784
TUSK|MAMMOTH ENERGY CM|RJLC|RJL CAPITAL GROUP, LLC|10706
TUSK|MAMMOTH ENERGY CM|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2500
TUSK|MAMMOTH ENERGY CM|SAGL|SAGETRADER, LLC|6058
TUSK|MAMMOTH ENERGY CM|SALI|INTL FCSTONE FINANCIAL INC.|653
TUSK|MAMMOTH ENERGY CM|SBSH|Citigroup Global Markets Inc.|75374
TUSK|MAMMOTH ENERGY CM|SGMT|GOLDMAN SACHS & CO. LLC|117679
TUSK|MAMMOTH ENERGY CM|SIBO|Prime Executions, Inc.|6938
TUSK|MAMMOTH ENERGY CM|SOGO|Wang Investment Associates, Inc.|28
TUSK|MAMMOTH ENERGY CM|SPDR|SPEEDROUTE LLC|25633
TUSK|MAMMOTH ENERGY CM|SPHN|Stephens Inc.|15000
TUSK|MAMMOTH ENERGY CM|SPTD|MINT GLOBAL MARKETS, INC.|7800
TUSK|MAMMOTH ENERGY CM|STFL|Stifel, Nicolaus & Company, Incorporated|7824
TUSK|MAMMOTH ENERGY CM|STRS|STRATEGAS RESEARCH PARTNERS|200
TUSK|MAMMOTH ENERGY CM|SWIM|TD Ameritrade, Inc.|209303
TUSK|MAMMOTH ENERGY CM|TKNG|ALLY INVEST SECURITIES LLC|6064
TUSK|MAMMOTH ENERGY CM|TRBT|Tradebot Systems, Inc.|262401
TUSK|MAMMOTH ENERGY CM|TRCM|TRC MARKETS LLC|163160
TUSK|MAMMOTH ENERGY CM|TWTT|TASTYWORKS, INC.|42
TUSK|MAMMOTH ENERGY CM|UBSA|UBS SECURITIES LLC|621236
TUSK|MAMMOTH ENERGY CM|UBSS|UBS Securities LLC|822057
TUSK|MAMMOTH ENERGY CM|VALX|VIRTU AMERICAS LLC|14216
TUSK|MAMMOTH ENERGY CM|VGRD|Vanguard Marketing Corporation|21223
TUSK|MAMMOTH ENERGY CM|VNDS|VANDHAM SECURITIES CORP|600
TUSK|MAMMOTH ENERGY CM|VSIN|Vision Financial Markets Llc|2
TUSK|MAMMOTH ENERGY CM|WABR|Wall Street Access|2450
TUSK|MAMMOTH ENERGY CM|WCHV|WELLS FARGO SECURITIES, LLC|348343
TUSK|MAMMOTH ENERGY CM|WEDB|WEDBUSH SECURITIES INC.|4900
TUSK|MAMMOTH ENERGY CM|WEED|Weeden & Co.L.P.|4713
TUSK|MAMMOTH ENERGY CM|WFPB|Wells Fargo Securities, LLC.|1000
TUSK|MAMMOTH ENERGY CM|WGIF|CIBC World Markets Inc.|1300
TUSK|MAMMOTH ENERGY CM|WSEA|WOLVERINE SECURITIES, LLC|10615
TUSK|MAMMOTH ENERGY CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1900
TUSK|MAMMOTH ENERGY CM|XIST|INSTINET, LLC|66550
TUSK|MAMMOTH ENERGY CM|XPQR|Jump Trading|400
TUSK|MAMMOTH ENERGY CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|28936
TUSK|MAMMOTH ENERGY CM|YKNA|COMHAR CAPITAL MARKETS, LLC|4503
TUSK|MAMMOTH ENERGY CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2817
TUZ|PIMCO|APCC|Apex Clearing Corporation|131
TUZ|PIMCO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|315
TUZ|PIMCO|CANT|Cantor Fitzgerald & Co.|2
TUZ|PIMCO|CHAS|Charles Schwab & Co., Inc.|5
TUZ|PIMCO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31100
TUZ|PIMCO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2731
TUZ|PIMCO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1550
TUZ|PIMCO|DBAX|Deutsche Bank Securities Inc.|1000
TUZ|PIMCO|DEAN|MORGAN STANLEY|141
TUZ|PIMCO|EBXL|EBX LLC|1600
TUZ|PIMCO|EDJO|Edward D. Jones & Co., L.P.|335
TUZ|PIMCO|FTBR|Foliofn Investments, Inc.|32871
TUZ|PIMCO|IBKR|Interactive Brokers Llc|20353
TUZ|PIMCO|ICBX|INSTINET, LLC|1803
TUZ|PIMCO|ITGI|ITG Inc.|85
TUZ|PIMCO|JPMX|J.P. Morgan Securities LLC|2156
TUZ|PIMCO|JSJX|JANE STREET CAPITAL LLC|65315
TUZ|PIMCO|KCGM|VIRTU Americas LLC|2812
TUZ|PIMCO|LEHM|Barclays Capital Inc./Le|3000
TUZ|PIMCO|LIME|Lime Brokerage LLC|782
TUZ|PIMCO|MACC|Mid Atlantic Capital Corporation|47
TUZ|PIMCO|MCMF|Raymond James Ltd. Cds|1415
TUZ|PIMCO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3264
TUZ|PIMCO|MSCO|MORGAN STANLEY & CO. LLC|422
TUZ|PIMCO|NFSC|National Financial Services LLC|4043
TUZ|PIMCO|NITE|VIRTU Americas LLC|43904
TUZ|PIMCO|RBCM|RBC CAPITAL MARKETS, LLC|37
TUZ|PIMCO|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|555
TUZ|PIMCO|SBSH|Citigroup Global Markets Inc.|6
TUZ|PIMCO|SPHN|Stephens Inc.|1
TUZ|PIMCO|UBSA|UBS SECURITIES LLC|2869
TUZ|PIMCO|UBSS|UBS Securities LLC|690
TUZ|PIMCO|WCHV|WELLS FARGO SECURITIES, LLC|2785
TUZ|PIMCO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4059
TV|TELVISA S.A.|ALTX|Alternet Securities Inc.|5086
TV|TELVISA S.A.|ANOS|ABEL/NOSER, L.L.C.|2100
TV|TELVISA S.A.|APCC|Apex Clearing Corporation|1320
TV|TELVISA S.A.|BARD|Robert W. Baird & Co. Incorporated|61
TV|TELVISA S.A.|BATM|CBOE TRADING, INC.|6121
TV|TELVISA S.A.|BAYC|BAY CREST PARTNERS, LLC|17660
TV|TELVISA S.A.|BAYT|BTIG, LLC|600
TV|TELVISA S.A.|BERN|Sanford C. Bernstein & Co., LLC|217629
TV|TELVISA S.A.|BGCE|BGC Financial Inc.|800
TV|TELVISA S.A.|BIAD|SAGETRADER, LLC|1
TV|TELVISA S.A.|BIDS|BIDS TRADING L.P.|600
TV|TELVISA S.A.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3562
TV|TELVISA S.A.|BNPX|BNP PARIBAS SECURITIES CORP.|40
TV|TELVISA S.A.|BTIG|BTIG, LLC|16317
TV|TELVISA S.A.|BYXM|CBOE TRADING, INC.|1653
TV|TELVISA S.A.|BZYD|GOLDMAN SACHS & CO. LLC|2100
TV|TELVISA S.A.|CBLC|CITIGROUP GLOBAL MARKETS INC.|12466
TV|TELVISA S.A.|CHAS|Charles Schwab & Co., Inc.|1493
TV|TELVISA S.A.|CLSA|CLSA AMERICAS, LLC|3709
TV|TELVISA S.A.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109301
TV|TELVISA S.A.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
TV|TELVISA S.A.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
TV|TELVISA S.A.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|275189
TV|TELVISA S.A.|CTDL|Citadel Derivatives Group Llc|1796
TV|TELVISA S.A.|CXCX|CITIGROUP GLOBAL MARKETS INC.|103656
TV|TELVISA S.A.|DAVA|Davenport & Company LLC|500
TV|TELVISA S.A.|DBAB|Deutsche Bank Securities Inc.|171991
TV|TELVISA S.A.|DBAX|Deutsche Bank Securities Inc.|221400
TV|TELVISA S.A.|DBUL|Deutsche Bank Securities Inc.|11712
TV|TELVISA S.A.|DCHF|Dart Executions, LLC|625
TV|TELVISA S.A.|DEAN|MORGAN STANLEY|4445
TV|TELVISA S.A.|DEGS|RONIN PROFESSIONAL LLC|200
TV|TELVISA S.A.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2800
TV|TELVISA S.A.|EBXL|EBX LLC|295000
TV|TELVISA S.A.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10060
TV|TELVISA S.A.|EGAM|CBOE TRADING, INC.|28136
TV|TELVISA S.A.|EGAW|CBOE TRADING, INC.|200
TV|TELVISA S.A.|EGXM|CBOE TRADING, INC.|3977
TV|TELVISA S.A.|EGXW|CBOE TRADING, INC.|400
TV|TELVISA S.A.|ETBE|Electronic Transaction Clearing, Inc.|19535
TV|TELVISA S.A.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2961
TV|TELVISA S.A.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|511
TV|TELVISA S.A.|ETRS|E*Trade Securities LLC|8813
TV|TELVISA S.A.|FILL|Tradestation Securities, Inc.|144601
TV|TELVISA S.A.|FQLS|Quantlab Securities LP|303981
TV|TELVISA S.A.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43956
TV|TELVISA S.A.|FTBR|Foliofn Investments, Inc.|11412
TV|TELVISA S.A.|GARC|ICAP Corporates LLC|88699
TV|TELVISA S.A.|GBMT|GBM International, Inc.|2077657
TV|TELVISA S.A.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TV|TELVISA S.A.|GFIS|GFI Securities LLC|431000
TV|TELVISA S.A.|GLPX|ACS EXECUTION SERVICES, LLC|16089
TV|TELVISA S.A.|GSCO|GOLDMAN SACHS & CO. LLC|900149
TV|TELVISA S.A.|GSCS|GOLDMAN SACHS & CO. LLC|600
TV|TELVISA S.A.|GSLT|GOLDMAN SACHS & CO. LLC|11192
TV|TELVISA S.A.|GTSZ|GTS SECURITIES LLC|60601
TV|TELVISA S.A.|HRBF|American Enterprise Investment Services Inc.|1017
TV|TELVISA S.A.|HSBC|HSBC Securities, Inc.|66010
TV|TELVISA S.A.|IATS|INTERACTIVE BROKERS LLC|18558
TV|TELVISA S.A.|IBKR|Interactive Brokers Llc|43181
TV|TELVISA S.A.|ICBX|INSTINET, LLC|217959
TV|TELVISA S.A.|INCA|INSTINET, LLC|183947
TV|TELVISA S.A.|INJX|INSTINET, LLC|2989
TV|TELVISA S.A.|INTL|INTL FCSTONE FINANCIAL INC.|218
TV|TELVISA S.A.|ITGI|ITG Inc.|39195
TV|TELVISA S.A.|ITGP|ITG INC.|942000
TV|TELVISA S.A.|JEFF|JEFFERIES LLC|137728
TV|TELVISA S.A.|JMPT|JUMP TRADING, LLC|71447
TV|TELVISA S.A.|JPBX|J.P. MORGAN SECURITIES LLC|102769
TV|TELVISA S.A.|JPMX|J.P. Morgan Securities LLC|404379
TV|TELVISA S.A.|JSJX|JANE STREET CAPITAL LLC|26276
TV|TELVISA S.A.|KCGM|VIRTU Americas LLC|32341
TV|TELVISA S.A.|LEHM|Barclays Capital Inc./Le|1176982
TV|TELVISA S.A.|LIME|Lime Brokerage LLC|29728
TV|TELVISA S.A.|LSCI|Lek Securities Corporation|431
TV|TELVISA S.A.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|226015
TV|TELVISA S.A.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2300
TV|TELVISA S.A.|MNDX|TJM Investments, LLC|800
TV|TELVISA S.A.|MOTF|MOTIF INVESTING, INC.|26
TV|TELVISA S.A.|MSCO|MORGAN STANLEY & CO. LLC|1849533
TV|TELVISA S.A.|MSPL|MORGAN STANLEY & CO. LLC|460400
TV|TELVISA S.A.|MSTX|MORGAN STANLEY & CO. LLC|112300
TV|TELVISA S.A.|NFSC|National Financial Services LLC|55144
TV|TELVISA S.A.|NITE|VIRTU Americas LLC|223183
TV|TELVISA S.A.|NITP|VIRTU Americas LLC|3808
TV|TELVISA S.A.|NQRB|Brut, LLC|33416
TV|TELVISA S.A.|NTRC|Northern Trust Securities, Inc.|31048
TV|TELVISA S.A.|OHOS|TWO SIGMA SECURITIES, LLC|36747
TV|TELVISA S.A.|OPCO|Oppenheimer & Co. Inc.|395
TV|TELVISA S.A.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1850
TV|TELVISA S.A.|PDQM|CODA MARKETS, INC.|22834
TV|TELVISA S.A.|PWJC|UBS Financial Services, Inc.|361
TV|TELVISA S.A.|RBCM|RBC CAPITAL MARKETS, LLC|1164
TV|TELVISA S.A.|RGLD|Regal Securities, Inc|200
TV|TELVISA S.A.|SAGL|SAGETRADER, LLC|15652
TV|TELVISA S.A.|SALI|INTL FCSTONE FINANCIAL INC.|176
TV|TELVISA S.A.|SBSH|Citigroup Global Markets Inc.|256358
TV|TELVISA S.A.|SGMT|GOLDMAN SACHS & CO. LLC|264809
TV|TELVISA S.A.|SPDR|SPEEDROUTE LLC|31698
TV|TELVISA S.A.|STFL|Stifel, Nicolaus & Company, Incorporated|218
TV|TELVISA S.A.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4900
TV|TELVISA S.A.|SWIM|TD Ameritrade, Inc.|10717
TV|TELVISA S.A.|SWST|Hilltop Securities Inc.|1
TV|TELVISA S.A.|TKNG|ALLY INVEST SECURITIES LLC|872
TV|TELVISA S.A.|TRBT|Tradebot Systems, Inc.|157431
TV|TELVISA S.A.|TRCM|TRC MARKETS LLC|106812
TV|TELVISA S.A.|UBSA|UBS SECURITIES LLC|680865
TV|TELVISA S.A.|UBSS|UBS Securities LLC|357346
TV|TELVISA S.A.|VALX|VIRTU AMERICAS LLC|39753
TV|TELVISA S.A.|VGRD|Vanguard Marketing Corporation|2894
TV|TELVISA S.A.|VSIN|Vision Financial Markets Llc|6
TV|TELVISA S.A.|WBLR|WILLIAM BLAIR|33
TV|TELVISA S.A.|WBPX|SUMMIT SECURITIES GROUP, LLC|3260
TV|TELVISA S.A.|WCHV|WELLS FARGO SECURITIES, LLC|57953
TV|TELVISA S.A.|WEDB|WEDBUSH SECURITIES INC.|137
TV|TELVISA S.A.|WEED|Weeden & Co.L.P.|2799
TV|TELVISA S.A.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1605
TV|TELVISA S.A.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5140
TV|TELVISA S.A.|WGIF|CIBC World Markets Inc.|121
TV|TELVISA S.A.|WSEA|WOLVERINE SECURITIES, LLC|1604
TV|TELVISA S.A.|XIST|INSTINET, LLC|210200
TV|TELVISA S.A.|XPUS|XP SECURITIES, LLC|7849
TV|TELVISA S.A.|XSTM|NATIONAL FINANCIAL SERVICES LLC|7400
TV|TELVISA S.A.|YKNA|COMHAR CAPITAL MARKETS, LLC|495
TV|TELVISA S.A.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13
TVC|TENN VAL PWR D 28|APCC|Apex Clearing Corporation|100
TVC|TENN VAL PWR D 28|BANK|Primevest Financial Services, Inc.|280
TVC|TENN VAL PWR D 28|BARD|Robert W. Baird & Co. Incorporated|100
TVC|TENN VAL PWR D 28|BATM|CBOE TRADING, INC.|300
TVC|TENN VAL PWR D 28|BBNT|BB&T SECURITIES, LLC|936
TVC|TENN VAL PWR D 28|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1164
TVC|TENN VAL PWR D 28|BNCH|The Benchmark Company, LLC|634
TVC|TENN VAL PWR D 28|CANT|Cantor Fitzgerald & Co.|300
TVC|TENN VAL PWR D 28|CROS|CREDIT SUISSE SECURITIES (USA) LLC|286
TVC|TENN VAL PWR D 28|DADA|D.A. Davidson & Co.|1300
TVC|TENN VAL PWR D 28|DBAX|Deutsche Bank Securities Inc.|3700
TVC|TENN VAL PWR D 28|DEAN|MORGAN STANLEY|13494
TVC|TENN VAL PWR D 28|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4800
TVC|TENN VAL PWR D 28|EBXL|EBX LLC|800
TVC|TENN VAL PWR D 28|EDJO|Edward D. Jones & Co., L.P.|4835
TVC|TENN VAL PWR D 28|ETRS|E*Trade Securities LLC|7612
TVC|TENN VAL PWR D 28|FINX|FINTECH SECURITIES|383
TVC|TENN VAL PWR D 28|FMCO|First Manhattan Co|500
TVC|TENN VAL PWR D 28|FTBR|Foliofn Investments, Inc.|17
TVC|TENN VAL PWR D 28|GLPX|ACS EXECUTION SERVICES, LLC|83
TVC|TENN VAL PWR D 28|GSCO|GOLDMAN SACHS & CO. LLC|918
TVC|TENN VAL PWR D 28|GSLT|GOLDMAN SACHS & CO. LLC|200
TVC|TENN VAL PWR D 28|GTSZ|GTS SECURITIES LLC|1000
TVC|TENN VAL PWR D 28|HRBF|American Enterprise Investment Services Inc.|8010
TVC|TENN VAL PWR D 28|IATS|INTERACTIVE BROKERS LLC|1000
TVC|TENN VAL PWR D 28|IBKR|Interactive Brokers Llc|1164
TVC|TENN VAL PWR D 28|INCA|INSTINET, LLC|200
TVC|TENN VAL PWR D 28|JANY|Janney Montgomery Scott Inc.|400
TVC|TENN VAL PWR D 28|KCGM|VIRTU Americas LLC|100
TVC|TENN VAL PWR D 28|LEHM|Barclays Capital Inc./Le|400
TVC|TENN VAL PWR D 28|LIME|Lime Brokerage LLC|461
TVC|TENN VAL PWR D 28|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TVC|TENN VAL PWR D 28|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
TVC|TENN VAL PWR D 28|MSCO|MORGAN STANLEY & CO. LLC|7752
TVC|TENN VAL PWR D 28|NFSC|National Financial Services LLC|10854
TVC|TENN VAL PWR D 28|NITE|VIRTU Americas LLC|21423
TVC|TENN VAL PWR D 28|NQRB|Brut, LLC|200
TVC|TENN VAL PWR D 28|PDQM|CODA MARKETS, INC.|166
TVC|TENN VAL PWR D 28|RBCM|RBC CAPITAL MARKETS, LLC|1236
TVC|TENN VAL PWR D 28|SBSH|Citigroup Global Markets Inc.|100
TVC|TENN VAL PWR D 28|SGMT|GOLDMAN SACHS & CO. LLC|400
TVC|TENN VAL PWR D 28|SPDR|SPEEDROUTE LLC|100
TVC|TENN VAL PWR D 28|SPHN|Stephens Inc.|40
TVC|TENN VAL PWR D 28|STFL|Stifel, Nicolaus & Company, Incorporated|4697
TVC|TENN VAL PWR D 28|SWST|Hilltop Securities Inc.|3
TVC|TENN VAL PWR D 28|UBSA|UBS SECURITIES LLC|1604
TVC|TENN VAL PWR D 28|UBSS|UBS Securities LLC|20671
TVC|TENN VAL PWR D 28|VGRD|Vanguard Marketing Corporation|1325
TVC|TENN VAL PWR D 28|WCHV|WELLS FARGO SECURITIES, LLC|9207
TVC|TENN VAL PWR D 28|WEDB|WEDBUSH SECURITIES INC.|30
TVC|TENN VAL PWR D 28|WSEA|WOLVERINE SECURITIES, LLC|2
TVC|TENN VAL PWR D 28|YKNA|COMHAR CAPITAL MARKETS, LLC|83
TVC|TENN VAL PWR D 28|YLPL|Linsco/Private Ledger Financial Services, Incorporated|461
TVE|TENNESSEE PWR BD A|BANK|Primevest Financial Services, Inc.|100
TVE|TENNESSEE PWR BD A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|802
TVE|TENNESSEE PWR BD A|BYXM|CBOE TRADING, INC.|200
TVE|TENNESSEE PWR BD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
TVE|TENNESSEE PWR BD A|DBAX|Deutsche Bank Securities Inc.|2600
TVE|TENNESSEE PWR BD A|DEAN|MORGAN STANLEY|11811
TVE|TENNESSEE PWR BD A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
TVE|TENNESSEE PWR BD A|EBXL|EBX LLC|700
TVE|TENNESSEE PWR BD A|EDJO|Edward D. Jones & Co., L.P.|4451
TVE|TENNESSEE PWR BD A|ETRS|E*Trade Securities LLC|2338
TVE|TENNESSEE PWR BD A|GLPX|ACS EXECUTION SERVICES, LLC|2801
TVE|TENNESSEE PWR BD A|GTSZ|GTS SECURITIES LLC|500
TVE|TENNESSEE PWR BD A|HRBF|American Enterprise Investment Services Inc.|5875
TVE|TENNESSEE PWR BD A|IBKR|Interactive Brokers Llc|800
TVE|TENNESSEE PWR BD A|INCA|INSTINET, LLC|200
TVE|TENNESSEE PWR BD A|JANY|Janney Montgomery Scott Inc.|1000
TVE|TENNESSEE PWR BD A|KCGM|VIRTU Americas LLC|100
TVE|TENNESSEE PWR BD A|LEHM|Barclays Capital Inc./Le|200
TVE|TENNESSEE PWR BD A|LIME|Lime Brokerage LLC|925
TVE|TENNESSEE PWR BD A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1776
TVE|TENNESSEE PWR BD A|MSCO|MORGAN STANLEY & CO. LLC|2415
TVE|TENNESSEE PWR BD A|NFSC|National Financial Services LLC|3922
TVE|TENNESSEE PWR BD A|NITE|VIRTU Americas LLC|23404
TVE|TENNESSEE PWR BD A|NQRB|Brut, LLC|391
TVE|TENNESSEE PWR BD A|OPCO|Oppenheimer & Co. Inc.|995
TVE|TENNESSEE PWR BD A|PDQM|CODA MARKETS, INC.|3402
TVE|TENNESSEE PWR BD A|PWJC|UBS Financial Services, Inc.|14600
TVE|TENNESSEE PWR BD A|SGMT|GOLDMAN SACHS & CO. LLC|300
TVE|TENNESSEE PWR BD A|SPDR|SPEEDROUTE LLC|601
TVE|TENNESSEE PWR BD A|STFL|Stifel, Nicolaus & Company, Incorporated|6468
TVE|TENNESSEE PWR BD A|UBSA|UBS SECURITIES LLC|1800
TVE|TENNESSEE PWR BD A|UBSS|UBS Securities LLC|41628
TVE|TENNESSEE PWR BD A|VGRD|Vanguard Marketing Corporation|559
TVE|TENNESSEE PWR BD A|WCHV|WELLS FARGO SECURITIES, LLC|15342
TVE|TENNESSEE PWR BD A|WEDB|WEDBUSH SECURITIES INC.|160
TVE|TENNESSEE PWR BD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4994
TVIX|VS 2X VIX SHORT TERM|AGIS|Aegis Capital Corp.|5400
TVIX|VS 2X VIX SHORT TERM|ALTX|Alternet Securities Inc.|111361
TVIX|VS 2X VIX SHORT TERM|APCC|Apex Clearing Corporation|950310
TVIX|VS 2X VIX SHORT TERM|BATM|CBOE TRADING, INC.|57033
TVIX|VS 2X VIX SHORT TERM|BBNT|BB&T SECURITIES, LLC|1463
TVIX|VS 2X VIX SHORT TERM|BERN|Sanford C. Bernstein & Co., LLC|8
TVIX|VS 2X VIX SHORT TERM|BIMI|Banca IMI Securities Corp.|24
TVIX|VS 2X VIX SHORT TERM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|850898
TVIX|VS 2X VIX SHORT TERM|BMAK|BMA SECURITIES|22000
TVIX|VS 2X VIX SHORT TERM|BTIG|BTIG, LLC|500
TVIX|VS 2X VIX SHORT TERM|BYXM|CBOE TRADING, INC.|100795
TVIX|VS 2X VIX SHORT TERM|CANT|Cantor Fitzgerald & Co.|20300
TVIX|VS 2X VIX SHORT TERM|CBRA|Cobra Trading, Inc.|6200
TVIX|VS 2X VIX SHORT TERM|CHAS|Charles Schwab & Co., Inc.|213192
TVIX|VS 2X VIX SHORT TERM|CICF|Canaccord Genuity Corp.|13865
TVIX|VS 2X VIX SHORT TERM|CIST|Capital Institutional Services, Inc.|9
TVIX|VS 2X VIX SHORT TERM|CMTT|CMT TRADING LLC|933400
TVIX|VS 2X VIX SHORT TERM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71192
TVIX|VS 2X VIX SHORT TERM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16442
TVIX|VS 2X VIX SHORT TERM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|274598
TVIX|VS 2X VIX SHORT TERM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2082647
TVIX|VS 2X VIX SHORT TERM|CTDL|Citadel Derivatives Group Llc|1216137
TVIX|VS 2X VIX SHORT TERM|CXCX|CITIGROUP GLOBAL MARKETS INC.|992992
TVIX|VS 2X VIX SHORT TERM|DADA|D.A. Davidson & Co.|345
TVIX|VS 2X VIX SHORT TERM|DAKO|Dakota Securities International, Inc.|252
TVIX|VS 2X VIX SHORT TERM|DBAB|Deutsche Bank Securities Inc.|686883
TVIX|VS 2X VIX SHORT TERM|DBAX|Deutsche Bank Securities Inc.|800900
TVIX|VS 2X VIX SHORT TERM|DCHF|Dart Executions, LLC|3348100
TVIX|VS 2X VIX SHORT TERM|DEAN|MORGAN STANLEY|14440
TVIX|VS 2X VIX SHORT TERM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1294207
TVIX|VS 2X VIX SHORT TERM|EBXL|EBX LLC|1234800
TVIX|VS 2X VIX SHORT TERM|ECUT|CONVERGEX EXECUTION SOLUTIONS|505102
TVIX|VS 2X VIX SHORT TERM|EGAM|CBOE TRADING, INC.|267359
TVIX|VS 2X VIX SHORT TERM|EGAW|CBOE TRADING, INC.|19504
TVIX|VS 2X VIX SHORT TERM|EGMT|EG MARKET TECHNOLOGIES LLC|200
TVIX|VS 2X VIX SHORT TERM|EGXM|CBOE TRADING, INC.|186301
TVIX|VS 2X VIX SHORT TERM|EGXW|CBOE TRADING, INC.|1300
TVIX|VS 2X VIX SHORT TERM|ETBE|Electronic Transaction Clearing, Inc.|944735
TVIX|VS 2X VIX SHORT TERM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4060
TVIX|VS 2X VIX SHORT TERM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|198303
TVIX|VS 2X VIX SHORT TERM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|173753
TVIX|VS 2X VIX SHORT TERM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|14207
TVIX|VS 2X VIX SHORT TERM|ETRS|E*Trade Securities LLC|26402263
TVIX|VS 2X VIX SHORT TERM|FBCO|Credit Suisse Securities (USA) LLC|3148780
TVIX|VS 2X VIX SHORT TERM|FBSB|U.S. Bancorp Investments, Inc.|13891
TVIX|VS 2X VIX SHORT TERM|FFSI|Firstrade Securities Inc.|4500
TVIX|VS 2X VIX SHORT TERM|FILL|Tradestation Securities, Inc.|679666
TVIX|VS 2X VIX SHORT TERM|FINX|FINTECH SECURITIES|144131
TVIX|VS 2X VIX SHORT TERM|FLTU|FLOW TRADERS US LLC|558555
TVIX|VS 2X VIX SHORT TERM|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|3435
TVIX|VS 2X VIX SHORT TERM|FMAF|NBCN Inc./ CDS|250764
TVIX|VS 2X VIX SHORT TERM|FOMA|TD AMERITRADE CLEARING, INC.|33982902
TVIX|VS 2X VIX SHORT TERM|FQLS|Quantlab Securities LP|1643018
TVIX|VS 2X VIX SHORT TERM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34858
TVIX|VS 2X VIX SHORT TERM|FTBR|Foliofn Investments, Inc.|173049
TVIX|VS 2X VIX SHORT TERM|GEBB|GLOBAL EXECUTION BROKERS, LP|119167
TVIX|VS 2X VIX SHORT TERM|GFRY|JUMP TRADING, LLC|9800
TVIX|VS 2X VIX SHORT TERM|GLIS|TD Securities Inc|40112
TVIX|VS 2X VIX SHORT TERM|GLPX|ACS EXECUTION SERVICES, LLC|361134
TVIX|VS 2X VIX SHORT TERM|GSCO|GOLDMAN SACHS & CO. LLC|330018
TVIX|VS 2X VIX SHORT TERM|GSCS|GOLDMAN SACHS & CO. LLC|107294
TVIX|VS 2X VIX SHORT TERM|GSIC|GLOBAL STRATEGIC INVESTMENTS|100
TVIX|VS 2X VIX SHORT TERM|GSLT|GOLDMAN SACHS & CO. LLC|120392
TVIX|VS 2X VIX SHORT TERM|GTSZ|GTS SECURITIES LLC|958400
TVIX|VS 2X VIX SHORT TERM|HRBF|American Enterprise Investment Services Inc.|49206
TVIX|VS 2X VIX SHORT TERM|HSBC|HSBC Securities, Inc.|29152
TVIX|VS 2X VIX SHORT TERM|IATS|INTERACTIVE BROKERS LLC|2013936
TVIX|VS 2X VIX SHORT TERM|IBKR|Interactive Brokers Llc|15747321
TVIX|VS 2X VIX SHORT TERM|ICBX|INSTINET, LLC|757510
TVIX|VS 2X VIX SHORT TERM|INCA|INSTINET, LLC|1048687
TVIX|VS 2X VIX SHORT TERM|INJX|INSTINET, LLC|43324
TVIX|VS 2X VIX SHORT TERM|INTL|INTL FCSTONE FINANCIAL INC.|25
TVIX|VS 2X VIX SHORT TERM|ITGI|ITG Inc.|238439
TVIX|VS 2X VIX SHORT TERM|ITGP|ITG INC.|386400
TVIX|VS 2X VIX SHORT TERM|JANY|Janney Montgomery Scott Inc.|16636
TVIX|VS 2X VIX SHORT TERM|JEFF|JEFFERIES LLC|2083
TVIX|VS 2X VIX SHORT TERM|JHDR|J.H. Darbie & Co., Inc.|44731
TVIX|VS 2X VIX SHORT TERM|JMPT|JUMP TRADING, LLC|439969
TVIX|VS 2X VIX SHORT TERM|JPMX|J.P. Morgan Securities LLC|184178
TVIX|VS 2X VIX SHORT TERM|JSEB|JANE STREET EXECUTION SERVICES, LLC|165000
TVIX|VS 2X VIX SHORT TERM|JSJX|JANE STREET CAPITAL LLC|3509448
TVIX|VS 2X VIX SHORT TERM|KCGM|VIRTU Americas LLC|430704
TVIX|VS 2X VIX SHORT TERM|KING|C. L. King & Associates, Inc.|410
TVIX|VS 2X VIX SHORT TERM|LAMP|Lampost Capital, L.C.|2489
TVIX|VS 2X VIX SHORT TERM|LEHM|Barclays Capital Inc./Le|2729074
TVIX|VS 2X VIX SHORT TERM|LIME|Lime Brokerage LLC|645473
TVIX|VS 2X VIX SHORT TERM|LIWM|LIME BROKERAGE LLC|3303712
TVIX|VS 2X VIX SHORT TERM|LIWN|LIME BROKERAGE LLC|185307
TVIX|VS 2X VIX SHORT TERM|LMGP|LIME BROKERAGE LLC|13442
TVIX|VS 2X VIX SHORT TERM|LSCI|Lek Securities Corporation|33353
TVIX|VS 2X VIX SHORT TERM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|12526
TVIX|VS 2X VIX SHORT TERM|MACC|Mid Atlantic Capital Corporation|357619
TVIX|VS 2X VIX SHORT TERM|MAXM|Maxim Group LLC|272853
TVIX|VS 2X VIX SHORT TERM|MBTS|ALLY INVEST SECURITIES LLC|7575
TVIX|VS 2X VIX SHORT TERM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|595496
TVIX|VS 2X VIX SHORT TERM|MOTF|MOTIF INVESTING, INC.|47
TVIX|VS 2X VIX SHORT TERM|MSCO|MORGAN STANLEY & CO. LLC|6466327
TVIX|VS 2X VIX SHORT TERM|MSPL|MORGAN STANLEY & CO. LLC|248600
TVIX|VS 2X VIX SHORT TERM|MSTX|MORGAN STANLEY & CO. LLC|383000
TVIX|VS 2X VIX SHORT TERM|NFSC|National Financial Services LLC|26936654
TVIX|VS 2X VIX SHORT TERM|NITE|VIRTU Americas LLC|38173425
TVIX|VS 2X VIX SHORT TERM|NITP|VIRTU Americas LLC|447744
TVIX|VS 2X VIX SHORT TERM|NORM|JUMP TRADING, LLC|476026
TVIX|VS 2X VIX SHORT TERM|NQRB|Brut, LLC|55906
TVIX|VS 2X VIX SHORT TERM|NTFN|Network 1 Financial Securities Inc.|206052
TVIX|VS 2X VIX SHORT TERM|NTRC|Northern Trust Securities, Inc.|1
TVIX|VS 2X VIX SHORT TERM|OLDM|OLD MISSION CAPITAL, LLC|71442
TVIX|VS 2X VIX SHORT TERM|OPCO|Oppenheimer & Co. Inc.|42498
TVIX|VS 2X VIX SHORT TERM|PAUL|Paulson Investment Company, Inc.|100
TVIX|VS 2X VIX SHORT TERM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|200000
TVIX|VS 2X VIX SHORT TERM|PCPT|PHILLIP CAPITAL INC.|6463
TVIX|VS 2X VIX SHORT TERM|PDQM|CODA MARKETS, INC.|532043
TVIX|VS 2X VIX SHORT TERM|PICT|Pictet Overseas Inc.|80
TVIX|VS 2X VIX SHORT TERM|PRJX|JUMP TRADING, LLC|230014
TVIX|VS 2X VIX SHORT TERM|RAJA|Raymond James & Associates, Inc.|5
TVIX|VS 2X VIX SHORT TERM|RBCM|RBC CAPITAL MARKETS, LLC|29151
TVIX|VS 2X VIX SHORT TERM|RGLD|Regal Securities, Inc|9593
TVIX|VS 2X VIX SHORT TERM|RILY|B. RILEY FBR, INC.|200
TVIX|VS 2X VIX SHORT TERM|SAGL|SAGETRADER, LLC|39547
TVIX|VS 2X VIX SHORT TERM|SALI|INTL FCSTONE FINANCIAL INC.|113956
TVIX|VS 2X VIX SHORT TERM|SBSH|Citigroup Global Markets Inc.|1153977
TVIX|VS 2X VIX SHORT TERM|SGMT|GOLDMAN SACHS & CO. LLC|889667
TVIX|VS 2X VIX SHORT TERM|SOGO|Wang Investment Associates, Inc.|4818
TVIX|VS 2X VIX SHORT TERM|SPDR|SPEEDROUTE LLC|44057
TVIX|VS 2X VIX SHORT TERM|SPHN|Stephens Inc.|200
TVIX|VS 2X VIX SHORT TERM|SPNT|SEVEN POINTS CAPITAL, LLC|2300
TVIX|VS 2X VIX SHORT TERM|SPTD|MINT GLOBAL MARKETS, INC.|300
TVIX|VS 2X VIX SHORT TERM|STFL|Stifel, Nicolaus & Company, Incorporated|2500
TVIX|VS 2X VIX SHORT TERM|STXG|Stockcross Financial Services, Inc.|710
TVIX|VS 2X VIX SHORT TERM|SWIM|TD Ameritrade, Inc.|12439980
TVIX|VS 2X VIX SHORT TERM|SWST|Hilltop Securities Inc.|35716
TVIX|VS 2X VIX SHORT TERM|TDFS|TRADERFIELD SECURITIES INC.|920
TVIX|VS 2X VIX SHORT TERM|TKNG|ALLY INVEST SECURITIES LLC|451832
TVIX|VS 2X VIX SHORT TERM|TRBT|Tradebot Systems, Inc.|2371863
TVIX|VS 2X VIX SHORT TERM|TRCM|TRC MARKETS LLC|20577746
TVIX|VS 2X VIX SHORT TERM|TWTT|TASTYWORKS, INC.|16732
TVIX|VS 2X VIX SHORT TERM|UBSA|UBS SECURITIES LLC|4603096
TVIX|VS 2X VIX SHORT TERM|UBSS|UBS Securities LLC|3426979
TVIX|VS 2X VIX SHORT TERM|VALX|VIRTU AMERICAS LLC|76135
TVIX|VS 2X VIX SHORT TERM|VGRD|Vanguard Marketing Corporation|1257769
TVIX|VS 2X VIX SHORT TERM|VIEW|VIEWTRADE SECURITIES LLC|17352
TVIX|VS 2X VIX SHORT TERM|VNDS|VANDHAM SECURITIES CORP|3588
TVIX|VS 2X VIX SHORT TERM|VSIN|Vision Financial Markets Llc|414774
TVIX|VS 2X VIX SHORT TERM|WBPX|SUMMIT SECURITIES GROUP, LLC|7064
TVIX|VS 2X VIX SHORT TERM|WCHV|WELLS FARGO SECURITIES, LLC|7944
TVIX|VS 2X VIX SHORT TERM|WEDB|WEDBUSH SECURITIES INC.|111657
TVIX|VS 2X VIX SHORT TERM|WEED|Weeden & Co.L.P.|80
TVIX|VS 2X VIX SHORT TERM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|107959
TVIX|VS 2X VIX SHORT TERM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1336372
TVIX|VS 2X VIX SHORT TERM|WGIF|CIBC World Markets Inc.|972345
TVIX|VS 2X VIX SHORT TERM|WSEA|WOLVERINE SECURITIES, LLC|421799
TVIX|VS 2X VIX SHORT TERM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
TVIX|VS 2X VIX SHORT TERM|XSTM|NATIONAL FINANCIAL SERVICES LLC|153490
TVIX|VS 2X VIX SHORT TERM|YKNA|COMHAR CAPITAL MARKETS, LLC|6147
TVIX|VS 2X VIX SHORT TERM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5562
TVIZ|VS 2X VIX MID TERM|APCC|Apex Clearing Corporation|1
TVIZ|VS 2X VIX MID TERM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
TVIZ|VS 2X VIX MID TERM|EBXL|EBX LLC|600
TVIZ|VS 2X VIX MID TERM|ETRS|E*Trade Securities LLC|3949
TVIZ|VS 2X VIX MID TERM|FBCO|Credit Suisse Securities (USA) LLC|1271
TVIZ|VS 2X VIX MID TERM|FLTU|FLOW TRADERS US LLC|1398
TVIZ|VS 2X VIX MID TERM|FOMA|TD AMERITRADE CLEARING, INC.|18386
TVIZ|VS 2X VIX MID TERM|GEBB|GLOBAL EXECUTION BROKERS, LP|413
TVIZ|VS 2X VIX MID TERM|IATS|INTERACTIVE BROKERS LLC|349
TVIZ|VS 2X VIX MID TERM|IBKR|Interactive Brokers Llc|19529
TVIZ|VS 2X VIX MID TERM|ICBX|INSTINET, LLC|700
TVIZ|VS 2X VIX MID TERM|INCA|INSTINET, LLC|202
TVIZ|VS 2X VIX MID TERM|ITGP|ITG INC.|1000
TVIZ|VS 2X VIX MID TERM|JSJX|JANE STREET CAPITAL LLC|1100
TVIZ|VS 2X VIX MID TERM|KCGM|VIRTU Americas LLC|2160
TVIZ|VS 2X VIX MID TERM|LEHM|Barclays Capital Inc./Le|2000
TVIZ|VS 2X VIX MID TERM|LIME|Lime Brokerage LLC|5851
TVIZ|VS 2X VIX MID TERM|LIWM|LIME BROKERAGE LLC|615
TVIZ|VS 2X VIX MID TERM|MOTF|MOTIF INVESTING, INC.|1
TVIZ|VS 2X VIX MID TERM|MSCO|MORGAN STANLEY & CO. LLC|3753
TVIZ|VS 2X VIX MID TERM|NFSC|National Financial Services LLC|11451
TVIZ|VS 2X VIX MID TERM|NITE|VIRTU Americas LLC|20424
TVIZ|VS 2X VIX MID TERM|SWIM|TD Ameritrade, Inc.|200
TVIZ|VS 2X VIX MID TERM|TKNG|ALLY INVEST SECURITIES LLC|46
TVIZ|VS 2X VIX MID TERM|TWTT|TASTYWORKS, INC.|111
TVIZ|VS 2X VIX MID TERM|UBSA|UBS SECURITIES LLC|2225
TVIZ|VS 2X VIX MID TERM|UBSS|UBS Securities LLC|1561
TVIZ|VS 2X VIX MID TERM|VGRD|Vanguard Marketing Corporation|28
TVIZ|VS 2X VIX MID TERM|WSEA|WOLVERINE SECURITIES, LLC|249
TVPT|TRAVELPORT WORLDWIDE|ALTX|Alternet Securities Inc.|8370
TVPT|TRAVELPORT WORLDWIDE|ANOS|ABEL/NOSER, L.L.C.|507
TVPT|TRAVELPORT WORLDWIDE|APCC|Apex Clearing Corporation|593
TVPT|TRAVELPORT WORLDWIDE|AQUA|AQUA SECURITIES L.P.|16600
TVPT|TRAVELPORT WORLDWIDE|BANK|Primevest Financial Services, Inc.|28
TVPT|TRAVELPORT WORLDWIDE|BARD|Robert W. Baird & Co. Incorporated|14142
TVPT|TRAVELPORT WORLDWIDE|BATM|CBOE TRADING, INC.|1169
TVPT|TRAVELPORT WORLDWIDE|BAYT|BTIG, LLC|1186
TVPT|TRAVELPORT WORLDWIDE|BERN|Sanford C. Bernstein & Co., LLC|71448
TVPT|TRAVELPORT WORLDWIDE|BIAD|SAGETRADER, LLC|1
TVPT|TRAVELPORT WORLDWIDE|BIDS|BIDS TRADING L.P.|73800
TVPT|TRAVELPORT WORLDWIDE|BIMI|Banca IMI Securities Corp.|2235
TVPT|TRAVELPORT WORLDWIDE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6004
TVPT|TRAVELPORT WORLDWIDE|BLKX|INSTINET, LLC|485011
TVPT|TRAVELPORT WORLDWIDE|BMOC|BMO Capital Markets Corp.|400
TVPT|TRAVELPORT WORLDWIDE|BNPX|BNP PARIBAS SECURITIES CORP.|25198
TVPT|TRAVELPORT WORLDWIDE|BRVL|BLAYLOCK VAN, LLC|2200
TVPT|TRAVELPORT WORLDWIDE|BTIG|BTIG, LLC|160079
TVPT|TRAVELPORT WORLDWIDE|BYXM|CBOE TRADING, INC.|1034
TVPT|TRAVELPORT WORLDWIDE|CANT|Cantor Fitzgerald & Co.|77241
TVPT|TRAVELPORT WORLDWIDE|CBLC|CITIGROUP GLOBAL MARKETS INC.|16600
TVPT|TRAVELPORT WORLDWIDE|CHAS|Charles Schwab & Co., Inc.|603
TVPT|TRAVELPORT WORLDWIDE|CHLM|Craig-Hallum Capital Group LLC|1000
TVPT|TRAVELPORT WORLDWIDE|CIST|Capital Institutional Services, Inc.|3308
TVPT|TRAVELPORT WORLDWIDE|CLSA|CLSA AMERICAS, LLC|300
TVPT|TRAVELPORT WORLDWIDE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|36187
TVPT|TRAVELPORT WORLDWIDE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3604
TVPT|TRAVELPORT WORLDWIDE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3700
TVPT|TRAVELPORT WORLDWIDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|354858
TVPT|TRAVELPORT WORLDWIDE|CTDL|Citadel Derivatives Group Llc|5033
TVPT|TRAVELPORT WORLDWIDE|CTLR|CUTLER GROUP, LP|506
TVPT|TRAVELPORT WORLDWIDE|CXCX|CITIGROUP GLOBAL MARKETS INC.|82172
TVPT|TRAVELPORT WORLDWIDE|DBAB|Deutsche Bank Securities Inc.|113945
TVPT|TRAVELPORT WORLDWIDE|DBAX|Deutsche Bank Securities Inc.|169300
TVPT|TRAVELPORT WORLDWIDE|DEAN|MORGAN STANLEY|8700
TVPT|TRAVELPORT WORLDWIDE|DEGS|RONIN PROFESSIONAL LLC|3159
TVPT|TRAVELPORT WORLDWIDE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38041
TVPT|TRAVELPORT WORLDWIDE|EBXL|EBX LLC|156900
TVPT|TRAVELPORT WORLDWIDE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1523
TVPT|TRAVELPORT WORLDWIDE|EDJO|Edward D. Jones & Co., L.P.|79
TVPT|TRAVELPORT WORLDWIDE|EGAM|CBOE TRADING, INC.|7481
TVPT|TRAVELPORT WORLDWIDE|EGXM|CBOE TRADING, INC.|1216
TVPT|TRAVELPORT WORLDWIDE|ETBE|Electronic Transaction Clearing, Inc.|4276
TVPT|TRAVELPORT WORLDWIDE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1457
TVPT|TRAVELPORT WORLDWIDE|ETRS|E*Trade Securities LLC|35651
TVPT|TRAVELPORT WORLDWIDE|FILL|Tradestation Securities, Inc.|600
TVPT|TRAVELPORT WORLDWIDE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8702
TVPT|TRAVELPORT WORLDWIDE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79926
TVPT|TRAVELPORT WORLDWIDE|FTBR|Foliofn Investments, Inc.|17036
TVPT|TRAVELPORT WORLDWIDE|GEBB|GLOBAL EXECUTION BROKERS, LP|6023
TVPT|TRAVELPORT WORLDWIDE|GLPX|ACS EXECUTION SERVICES, LLC|126411
TVPT|TRAVELPORT WORLDWIDE|GSCO|GOLDMAN SACHS & CO. LLC|545566
TVPT|TRAVELPORT WORLDWIDE|GSCS|GOLDMAN SACHS & CO. LLC|6922
TVPT|TRAVELPORT WORLDWIDE|GSLT|GOLDMAN SACHS & CO. LLC|5780
TVPT|TRAVELPORT WORLDWIDE|GTSZ|GTS SECURITIES LLC|80988
TVPT|TRAVELPORT WORLDWIDE|HRBF|American Enterprise Investment Services Inc.|2760
TVPT|TRAVELPORT WORLDWIDE|HSBC|HSBC Securities, Inc.|655
TVPT|TRAVELPORT WORLDWIDE|IATS|INTERACTIVE BROKERS LLC|9107
TVPT|TRAVELPORT WORLDWIDE|IBKR|Interactive Brokers Llc|25243
TVPT|TRAVELPORT WORLDWIDE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|67
TVPT|TRAVELPORT WORLDWIDE|ICBX|INSTINET, LLC|79308
TVPT|TRAVELPORT WORLDWIDE|IEQY|CITADEL SECURITIES LLC|26052
TVPT|TRAVELPORT WORLDWIDE|INCA|INSTINET, LLC|176345
TVPT|TRAVELPORT WORLDWIDE|INJX|INSTINET, LLC|2400
TVPT|TRAVELPORT WORLDWIDE|ITGI|ITG Inc.|35322
TVPT|TRAVELPORT WORLDWIDE|ITGP|ITG INC.|108600
TVPT|TRAVELPORT WORLDWIDE|JANY|Janney Montgomery Scott Inc.|410
TVPT|TRAVELPORT WORLDWIDE|JEFF|JEFFERIES LLC|279409
TVPT|TRAVELPORT WORLDWIDE|JMPT|JUMP TRADING, LLC|43635
TVPT|TRAVELPORT WORLDWIDE|JPBX|J.P. MORGAN SECURITIES LLC|76651
TVPT|TRAVELPORT WORLDWIDE|JPMX|J.P. Morgan Securities LLC|517241
TVPT|TRAVELPORT WORLDWIDE|JSJX|JANE STREET CAPITAL LLC|6532
TVPT|TRAVELPORT WORLDWIDE|KCGM|VIRTU Americas LLC|45633
TVPT|TRAVELPORT WORLDWIDE|LEHM|Barclays Capital Inc./Le|535636
TVPT|TRAVELPORT WORLDWIDE|LIME|Lime Brokerage LLC|10084
TVPT|TRAVELPORT WORLDWIDE|LMNX|LUMINEX TRADING & ANALYTICS LLC|18788
TVPT|TRAVELPORT WORLDWIDE|LOOP|Loop Capital Markets LLC|200
TVPT|TRAVELPORT WORLDWIDE|LQNA|LIQUIDNET, INC.|9700
TVPT|TRAVELPORT WORLDWIDE|MAXM|Maxim Group LLC|298568
TVPT|TRAVELPORT WORLDWIDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158563
TVPT|TRAVELPORT WORLDWIDE|MOTF|MOTIF INVESTING, INC.|29
TVPT|TRAVELPORT WORLDWIDE|MSCO|MORGAN STANLEY & CO. LLC|1350390
TVPT|TRAVELPORT WORLDWIDE|MSPL|MORGAN STANLEY & CO. LLC|378600
TVPT|TRAVELPORT WORLDWIDE|MSTX|MORGAN STANLEY & CO. LLC|176700
TVPT|TRAVELPORT WORLDWIDE|NFSC|National Financial Services LLC|122818
TVPT|TRAVELPORT WORLDWIDE|NITE|VIRTU Americas LLC|281959
TVPT|TRAVELPORT WORLDWIDE|NITP|VIRTU Americas LLC|1000
TVPT|TRAVELPORT WORLDWIDE|NQRB|Brut, LLC|15148
TVPT|TRAVELPORT WORLDWIDE|NTRC|Northern Trust Securities, Inc.|1373
TVPT|TRAVELPORT WORLDWIDE|OPCO|Oppenheimer & Co. Inc.|8
TVPT|TRAVELPORT WORLDWIDE|PDQM|CODA MARKETS, INC.|34526
TVPT|TRAVELPORT WORLDWIDE|QMSR|QUATTRO M SECURITIES INC.|4634
TVPT|TRAVELPORT WORLDWIDE|RBCM|RBC CAPITAL MARKETS, LLC|7527
TVPT|TRAVELPORT WORLDWIDE|RGLD|Regal Securities, Inc|40
TVPT|TRAVELPORT WORLDWIDE|RHCO|Suntrust Robinson Humphrey, Inc.|100
TVPT|TRAVELPORT WORLDWIDE|SAGL|SAGETRADER, LLC|900
TVPT|TRAVELPORT WORLDWIDE|SBSH|Citigroup Global Markets Inc.|113980
TVPT|TRAVELPORT WORLDWIDE|SGMT|GOLDMAN SACHS & CO. LLC|97633
TVPT|TRAVELPORT WORLDWIDE|SPDR|SPEEDROUTE LLC|2900
TVPT|TRAVELPORT WORLDWIDE|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
TVPT|TRAVELPORT WORLDWIDE|STFL|Stifel, Nicolaus & Company, Incorporated|496
TVPT|TRAVELPORT WORLDWIDE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4502
TVPT|TRAVELPORT WORLDWIDE|SWIM|TD Ameritrade, Inc.|14849
TVPT|TRAVELPORT WORLDWIDE|SWST|Hilltop Securities Inc.|22254
TVPT|TRAVELPORT WORLDWIDE|TKNG|ALLY INVEST SECURITIES LLC|760
TVPT|TRAVELPORT WORLDWIDE|TRBT|Tradebot Systems, Inc.|101861
TVPT|TRAVELPORT WORLDWIDE|TRCM|TRC MARKETS LLC|36723
TVPT|TRAVELPORT WORLDWIDE|TWTT|TASTYWORKS, INC.|54
TVPT|TRAVELPORT WORLDWIDE|UBSA|UBS SECURITIES LLC|559546
TVPT|TRAVELPORT WORLDWIDE|UBSS|UBS Securities LLC|408084
TVPT|TRAVELPORT WORLDWIDE|VALX|VIRTU AMERICAS LLC|29354
TVPT|TRAVELPORT WORLDWIDE|VGRD|Vanguard Marketing Corporation|2467
TVPT|TRAVELPORT WORLDWIDE|WBPX|SUMMIT SECURITIES GROUP, LLC|2939
TVPT|TRAVELPORT WORLDWIDE|WCHV|WELLS FARGO SECURITIES, LLC|72502
TVPT|TRAVELPORT WORLDWIDE|WEDB|WEDBUSH SECURITIES INC.|427
TVPT|TRAVELPORT WORLDWIDE|WEED|Weeden & Co.L.P.|10650
TVPT|TRAVELPORT WORLDWIDE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6171
TVPT|TRAVELPORT WORLDWIDE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8091
TVPT|TRAVELPORT WORLDWIDE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|112
TVPT|TRAVELPORT WORLDWIDE|WSEA|WOLVERINE SECURITIES, LLC|2402
TVPT|TRAVELPORT WORLDWIDE|XIST|INSTINET, LLC|156600
TVPT|TRAVELPORT WORLDWIDE|XSTM|NATIONAL FINANCIAL SERVICES LLC|28998
TVPT|TRAVELPORT WORLDWIDE|YKNA|COMHAR CAPITAL MARKETS, LLC|2050
TVPT|TRAVELPORT WORLDWIDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|842
TVTY|TIVITY HEALTH CMN|APCC|Apex Clearing Corporation|2318
TVTY|TIVITY HEALTH CMN|BATM|CBOE TRADING, INC.|2444
TVTY|TIVITY HEALTH CMN|BERN|Sanford C. Bernstein & Co., LLC|109650
TVTY|TIVITY HEALTH CMN|BIDS|BIDS TRADING L.P.|1000
TVTY|TIVITY HEALTH CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|48
TVTY|TIVITY HEALTH CMN|BLKX|INSTINET, LLC|76000
TVTY|TIVITY HEALTH CMN|BMOC|BMO Capital Markets Corp.|6757
TVTY|TIVITY HEALTH CMN|BNPX|BNP PARIBAS SECURITIES CORP.|74533
TVTY|TIVITY HEALTH CMN|BRVL|BLAYLOCK VAN, LLC|100
TVTY|TIVITY HEALTH CMN|BTIG|BTIG, LLC|4069
TVTY|TIVITY HEALTH CMN|BYXM|CBOE TRADING, INC.|431
TVTY|TIVITY HEALTH CMN|BZYD|GOLDMAN SACHS & CO. LLC|103
TVTY|TIVITY HEALTH CMN|CHAS|Charles Schwab & Co., Inc.|7215
TVTY|TIVITY HEALTH CMN|CIST|Capital Institutional Services, Inc.|2801
TVTY|TIVITY HEALTH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|197924
TVTY|TIVITY HEALTH CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2650
TVTY|TIVITY HEALTH CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2069
TVTY|TIVITY HEALTH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197075
TVTY|TIVITY HEALTH CMN|CTDL|Citadel Derivatives Group Llc|18339
TVTY|TIVITY HEALTH CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|37362
TVTY|TIVITY HEALTH CMN|DBAB|Deutsche Bank Securities Inc.|482225
TVTY|TIVITY HEALTH CMN|DBAX|Deutsche Bank Securities Inc.|482000
TVTY|TIVITY HEALTH CMN|DBUL|Deutsche Bank Securities Inc.|3607
TVTY|TIVITY HEALTH CMN|DEAN|MORGAN STANLEY|1075
TVTY|TIVITY HEALTH CMN|DEGS|RONIN PROFESSIONAL LLC|1922
TVTY|TIVITY HEALTH CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5400
TVTY|TIVITY HEALTH CMN|EBXL|EBX LLC|110900
TVTY|TIVITY HEALTH CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|44
TVTY|TIVITY HEALTH CMN|EDJO|Edward D. Jones & Co., L.P.|218
TVTY|TIVITY HEALTH CMN|EGAM|CBOE TRADING, INC.|36198
TVTY|TIVITY HEALTH CMN|EGMT|EG MARKET TECHNOLOGIES LLC|300
TVTY|TIVITY HEALTH CMN|EGXM|CBOE TRADING, INC.|101
TVTY|TIVITY HEALTH CMN|ETBE|Electronic Transaction Clearing, Inc.|7019
TVTY|TIVITY HEALTH CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2200
TVTY|TIVITY HEALTH CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29006
TVTY|TIVITY HEALTH CMN|ETRS|E*Trade Securities LLC|6531
TVTY|TIVITY HEALTH CMN|FBCO|Credit Suisse Securities (USA) LLC|458019
TVTY|TIVITY HEALTH CMN|FILL|Tradestation Securities, Inc.|300
TVTY|TIVITY HEALTH CMN|FOMA|TD AMERITRADE CLEARING, INC.|41534
TVTY|TIVITY HEALTH CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
TVTY|TIVITY HEALTH CMN|FQLS|Quantlab Securities LP|304864
TVTY|TIVITY HEALTH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14419
TVTY|TIVITY HEALTH CMN|FTBR|Foliofn Investments, Inc.|4415
TVTY|TIVITY HEALTH CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|12933
TVTY|TIVITY HEALTH CMN|GLIS|TD Securities Inc|50
TVTY|TIVITY HEALTH CMN|GLPX|ACS EXECUTION SERVICES, LLC|4518
TVTY|TIVITY HEALTH CMN|GSCO|GOLDMAN SACHS & CO. LLC|917907
TVTY|TIVITY HEALTH CMN|GSCS|GOLDMAN SACHS & CO. LLC|8930
TVTY|TIVITY HEALTH CMN|GSLT|GOLDMAN SACHS & CO. LLC|3477
TVTY|TIVITY HEALTH CMN|GTSZ|GTS SECURITIES LLC|19042
TVTY|TIVITY HEALTH CMN|HRBF|American Enterprise Investment Services Inc.|117
TVTY|TIVITY HEALTH CMN|IBKR|Interactive Brokers Llc|54007
TVTY|TIVITY HEALTH CMN|ICBX|INSTINET, LLC|39109
TVTY|TIVITY HEALTH CMN|IEQY|CITADEL SECURITIES LLC|27884
TVTY|TIVITY HEALTH CMN|INCA|INSTINET, LLC|213383
TVTY|TIVITY HEALTH CMN|INJX|INSTINET, LLC|36256
TVTY|TIVITY HEALTH CMN|ITGI|ITG Inc.|44592
TVTY|TIVITY HEALTH CMN|ITGP|ITG INC.|66600
TVTY|TIVITY HEALTH CMN|JEFF|JEFFERIES LLC|156688
TVTY|TIVITY HEALTH CMN|JMPT|JUMP TRADING, LLC|20935
TVTY|TIVITY HEALTH CMN|JPBX|J.P. MORGAN SECURITIES LLC|8085
TVTY|TIVITY HEALTH CMN|JPMX|J.P. Morgan Securities LLC|272846
TVTY|TIVITY HEALTH CMN|KCGM|VIRTU Americas LLC|69896
TVTY|TIVITY HEALTH CMN|LEHM|Barclays Capital Inc./Le|663467
TVTY|TIVITY HEALTH CMN|LIME|Lime Brokerage LLC|175684
TVTY|TIVITY HEALTH CMN|LQNA|LIQUIDNET, INC.|131500
TVTY|TIVITY HEALTH CMN|LSCI|Lek Securities Corporation|10
TVTY|TIVITY HEALTH CMN|MACQ|Macquarie Capital (USA) Inc.|1692
TVTY|TIVITY HEALTH CMN|MAXM|Maxim Group LLC|2191
TVTY|TIVITY HEALTH CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146634
TVTY|TIVITY HEALTH CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3683
TVTY|TIVITY HEALTH CMN|MSCO|MORGAN STANLEY & CO. LLC|1497382
TVTY|TIVITY HEALTH CMN|MSPL|MORGAN STANLEY & CO. LLC|91900
TVTY|TIVITY HEALTH CMN|MSTX|MORGAN STANLEY & CO. LLC|75300
TVTY|TIVITY HEALTH CMN|NFSC|National Financial Services LLC|56965
TVTY|TIVITY HEALTH CMN|NITE|VIRTU Americas LLC|100250
TVTY|TIVITY HEALTH CMN|NITP|VIRTU Americas LLC|2800
TVTY|TIVITY HEALTH CMN|NQRB|Brut, LLC|2940
TVTY|TIVITY HEALTH CMN|NTRC|Northern Trust Securities, Inc.|567
TVTY|TIVITY HEALTH CMN|OTAA|OTA LLC|13595
TVTY|TIVITY HEALTH CMN|PDQM|CODA MARKETS, INC.|94955
TVTY|TIVITY HEALTH CMN|PIPR|Piper Jaffray & Co.|75
TVTY|TIVITY HEALTH CMN|RHCO|Suntrust Robinson Humphrey, Inc.|7200
TVTY|TIVITY HEALTH CMN|SAGL|SAGETRADER, LLC|5829
TVTY|TIVITY HEALTH CMN|SAGW|SAGETRADER, LLC|1431
TVTY|TIVITY HEALTH CMN|SBSH|Citigroup Global Markets Inc.|158478
TVTY|TIVITY HEALTH CMN|SGMT|GOLDMAN SACHS & CO. LLC|191718
TVTY|TIVITY HEALTH CMN|SPDR|SPEEDROUTE LLC|1358
TVTY|TIVITY HEALTH CMN|SPTD|MINT GLOBAL MARKETS, INC.|500
TVTY|TIVITY HEALTH CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|1553
TVTY|TIVITY HEALTH CMN|STFL|Stifel, Nicolaus & Company, Incorporated|276
TVTY|TIVITY HEALTH CMN|SWIM|TD Ameritrade, Inc.|1989
TVTY|TIVITY HEALTH CMN|TKNG|ALLY INVEST SECURITIES LLC|688
TVTY|TIVITY HEALTH CMN|TRBT|Tradebot Systems, Inc.|72744
TVTY|TIVITY HEALTH CMN|TRCM|TRC MARKETS LLC|126722
TVTY|TIVITY HEALTH CMN|UBSA|UBS SECURITIES LLC|769899
TVTY|TIVITY HEALTH CMN|UBSS|UBS Securities LLC|1139982
TVTY|TIVITY HEALTH CMN|VALX|VIRTU AMERICAS LLC|11357
TVTY|TIVITY HEALTH CMN|VGRD|Vanguard Marketing Corporation|2056
TVTY|TIVITY HEALTH CMN|WBLR|WILLIAM BLAIR|112318
TVTY|TIVITY HEALTH CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|400
TVTY|TIVITY HEALTH CMN|WCHV|WELLS FARGO SECURITIES, LLC|57685
TVTY|TIVITY HEALTH CMN|WEED|Weeden & Co.L.P.|3600
TVTY|TIVITY HEALTH CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1493
TVTY|TIVITY HEALTH CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45981
TVTY|TIVITY HEALTH CMN|WSEA|WOLVERINE SECURITIES, LLC|1039
TVTY|TIVITY HEALTH CMN|XIST|INSTINET, LLC|108970
TVTY|TIVITY HEALTH CMN|XPQR|Jump Trading|79
TVTY|TIVITY HEALTH CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|10022
TVTY|TIVITY HEALTH CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|812
TWI|TITAN INTL INC|AGIS|Aegis Capital Corp.|13241
TWI|TITAN INTL INC|ALTX|Alternet Securities Inc.|3600
TWI|TITAN INTL INC|ANOS|ABEL/NOSER, L.L.C.|425
TWI|TITAN INTL INC|APCC|Apex Clearing Corporation|90
TWI|TITAN INTL INC|BARD|Robert W. Baird & Co. Incorporated|334
TWI|TITAN INTL INC|BATM|CBOE TRADING, INC.|2287
TWI|TITAN INTL INC|BERN|Sanford C. Bernstein & Co., LLC|2468
TWI|TITAN INTL INC|BIDS|BIDS TRADING L.P.|100
TWI|TITAN INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2459
TWI|TITAN INTL INC|BLKX|INSTINET, LLC|38100
TWI|TITAN INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|10189
TWI|TITAN INTL INC|BRVL|BLAYLOCK VAN, LLC|400
TWI|TITAN INTL INC|BTIG|BTIG, LLC|88823
TWI|TITAN INTL INC|BYXM|CBOE TRADING, INC.|1017
TWI|TITAN INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|600
TWI|TITAN INTL INC|CANT|Cantor Fitzgerald & Co.|765
TWI|TITAN INTL INC|CICF|Canaccord Genuity Corp.|600
TWI|TITAN INTL INC|CIST|Capital Institutional Services, Inc.|624
TWI|TITAN INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44730
TWI|TITAN INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
TWI|TITAN INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42858
TWI|TITAN INTL INC|CTDL|Citadel Derivatives Group Llc|2002
TWI|TITAN INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4660
TWI|TITAN INTL INC|DBAB|Deutsche Bank Securities Inc.|73364
TWI|TITAN INTL INC|DBAX|Deutsche Bank Securities Inc.|46400
TWI|TITAN INTL INC|DBUL|Deutsche Bank Securities Inc.|2652
TWI|TITAN INTL INC|DEAN|MORGAN STANLEY|20300
TWI|TITAN INTL INC|DEGS|RONIN PROFESSIONAL LLC|1285
TWI|TITAN INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
TWI|TITAN INTL INC|EBXL|EBX LLC|30100
TWI|TITAN INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2074
TWI|TITAN INTL INC|EDJO|Edward D. Jones & Co., L.P.|100
TWI|TITAN INTL INC|EGAM|CBOE TRADING, INC.|6970
TWI|TITAN INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|200
TWI|TITAN INTL INC|EGXM|CBOE TRADING, INC.|3576
TWI|TITAN INTL INC|EGXW|CBOE TRADING, INC.|29
TWI|TITAN INTL INC|ETBE|Electronic Transaction Clearing, Inc.|1532
TWI|TITAN INTL INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
TWI|TITAN INTL INC|ETCB|ETC BROKERAGE SERVICES, LLC|1365
TWI|TITAN INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2310
TWI|TITAN INTL INC|ETRS|E*Trade Securities LLC|11958
TWI|TITAN INTL INC|FILL|Tradestation Securities, Inc.|1440
TWI|TITAN INTL INC|FMAF|NBCN Inc./ CDS|500
TWI|TITAN INTL INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1013
TWI|TITAN INTL INC|FQLS|Quantlab Securities LP|24575
TWI|TITAN INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22335
TWI|TITAN INTL INC|FTBR|Foliofn Investments, Inc.|7850
TWI|TITAN INTL INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
TWI|TITAN INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|4922
TWI|TITAN INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|299151
TWI|TITAN INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|26283
TWI|TITAN INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|1826
TWI|TITAN INTL INC|GTSZ|GTS SECURITIES LLC|12915
TWI|TITAN INTL INC|HPPX|POTAMUS TRADING, LLC|304
TWI|TITAN INTL INC|IATS|INTERACTIVE BROKERS LLC|4888
TWI|TITAN INTL INC|IBKR|Interactive Brokers Llc|5754
TWI|TITAN INTL INC|ICBX|INSTINET, LLC|4000
TWI|TITAN INTL INC|IEQY|CITADEL SECURITIES LLC|11490
TWI|TITAN INTL INC|INCA|INSTINET, LLC|28778
TWI|TITAN INTL INC|INJX|INSTINET, LLC|1177
TWI|TITAN INTL INC|ITGI|ITG Inc.|49910
TWI|TITAN INTL INC|ITGP|ITG INC.|8400
TWI|TITAN INTL INC|JEFF|JEFFERIES LLC|3890
TWI|TITAN INTL INC|JMPT|JUMP TRADING, LLC|5913
TWI|TITAN INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|3968
TWI|TITAN INTL INC|JPMX|J.P. Morgan Securities LLC|37471
TWI|TITAN INTL INC|JSJX|JANE STREET CAPITAL LLC|3019
TWI|TITAN INTL INC|KCGM|VIRTU Americas LLC|5474
TWI|TITAN INTL INC|LEHM|Barclays Capital Inc./Le|113781
TWI|TITAN INTL INC|LIME|Lime Brokerage LLC|19437
TWI|TITAN INTL INC|LOOP|Loop Capital Markets LLC|400
TWI|TITAN INTL INC|LSCI|Lek Securities Corporation|22
TWI|TITAN INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24500
TWI|TITAN INTL INC|MSCO|MORGAN STANLEY & CO. LLC|251228
TWI|TITAN INTL INC|MSPL|MORGAN STANLEY & CO. LLC|79100
TWI|TITAN INTL INC|MSTX|MORGAN STANLEY & CO. LLC|9900
TWI|TITAN INTL INC|NFSC|National Financial Services LLC|29229
TWI|TITAN INTL INC|NITE|VIRTU Americas LLC|88132
TWI|TITAN INTL INC|NQRB|Brut, LLC|6972
TWI|TITAN INTL INC|NTRC|Northern Trust Securities, Inc.|20
TWI|TITAN INTL INC|OPCO|Oppenheimer & Co. Inc.|1487
TWI|TITAN INTL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
TWI|TITAN INTL INC|PDQM|CODA MARKETS, INC.|6022
TWI|TITAN INTL INC|PIPR|Piper Jaffray & Co.|567
TWI|TITAN INTL INC|PWJC|UBS Financial Services, Inc.|900
TWI|TITAN INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|3011
TWI|TITAN INTL INC|SAGL|SAGETRADER, LLC|496
TWI|TITAN INTL INC|SAGW|SAGETRADER, LLC|88
TWI|TITAN INTL INC|SBSH|Citigroup Global Markets Inc.|23232
TWI|TITAN INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|15810
TWI|TITAN INTL INC|SIBO|Prime Executions, Inc.|1202
TWI|TITAN INTL INC|SPDR|SPEEDROUTE LLC|400
TWI|TITAN INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|100
TWI|TITAN INTL INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2365
TWI|TITAN INTL INC|SWIM|TD Ameritrade, Inc.|35480
TWI|TITAN INTL INC|TKNG|ALLY INVEST SECURITIES LLC|1250
TWI|TITAN INTL INC|TRBT|Tradebot Systems, Inc.|34359
TWI|TITAN INTL INC|TRCM|TRC MARKETS LLC|27415
TWI|TITAN INTL INC|UBSA|UBS SECURITIES LLC|83269
TWI|TITAN INTL INC|UBSS|UBS Securities LLC|110914
TWI|TITAN INTL INC|VALX|VIRTU AMERICAS LLC|2886
TWI|TITAN INTL INC|VERT|The Vertical Trading Group, LLC|4993
TWI|TITAN INTL INC|VGRD|Vanguard Marketing Corporation|7186
TWI|TITAN INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|37408
TWI|TITAN INTL INC|WEDB|WEDBUSH SECURITIES INC.|1000
TWI|TITAN INTL INC|WEED|Weeden & Co.L.P.|846
TWI|TITAN INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19
TWI|TITAN INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3727
TWI|TITAN INTL INC|WSEA|WOLVERINE SECURITIES, LLC|1394
TWI|TITAN INTL INC|XIST|INSTINET, LLC|85000
TWI|TITAN INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
TWI|TITAN INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
TWIN|TWIN DISC INC|APCC|Apex Clearing Corporation|16
TWIN|TWIN DISC INC|BARD|Robert W. Baird & Co. Incorporated|939
TWIN|TWIN DISC INC|BATM|CBOE TRADING, INC.|731
TWIN|TWIN DISC INC|BERN|Sanford C. Bernstein & Co., LLC|1619
TWIN|TWIN DISC INC|BMOC|BMO Capital Markets Corp.|1358
TWIN|TWIN DISC INC|BNPX|BNP PARIBAS SECURITIES CORP.|771
TWIN|TWIN DISC INC|BZYD|GOLDMAN SACHS & CO. LLC|300
TWIN|TWIN DISC INC|CHAS|Charles Schwab & Co., Inc.|1
TWIN|TWIN DISC INC|CIST|Capital Institutional Services, Inc.|250
TWIN|TWIN DISC INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5621
TWIN|TWIN DISC INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4037
TWIN|TWIN DISC INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9240
TWIN|TWIN DISC INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6259
TWIN|TWIN DISC INC|CTDL|Citadel Derivatives Group Llc|31
TWIN|TWIN DISC INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|622
TWIN|TWIN DISC INC|DBAB|Deutsche Bank Securities Inc.|30240
TWIN|TWIN DISC INC|DBAX|Deutsche Bank Securities Inc.|3900
TWIN|TWIN DISC INC|DBUL|Deutsche Bank Securities Inc.|100
TWIN|TWIN DISC INC|DEAN|MORGAN STANLEY|1610
TWIN|TWIN DISC INC|DEGS|RONIN PROFESSIONAL LLC|9870
TWIN|TWIN DISC INC|EBXL|EBX LLC|3000
TWIN|TWIN DISC INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1060
TWIN|TWIN DISC INC|EDJO|Edward D. Jones & Co., L.P.|1610
TWIN|TWIN DISC INC|EGAM|CBOE TRADING, INC.|700
TWIN|TWIN DISC INC|EGXM|CBOE TRADING, INC.|100
TWIN|TWIN DISC INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
TWIN|TWIN DISC INC|ETRS|E*Trade Securities LLC|5240
TWIN|TWIN DISC INC|FBCO|Credit Suisse Securities (USA) LLC|59768
TWIN|TWIN DISC INC|FILL|Tradestation Securities, Inc.|5037
TWIN|TWIN DISC INC|FOMA|TD AMERITRADE CLEARING, INC.|27656
TWIN|TWIN DISC INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11406
TWIN|TWIN DISC INC|FTBR|Foliofn Investments, Inc.|969
TWIN|TWIN DISC INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2953
TWIN|TWIN DISC INC|GLPX|ACS EXECUTION SERVICES, LLC|719
TWIN|TWIN DISC INC|GSCO|GOLDMAN SACHS & CO. LLC|51402
TWIN|TWIN DISC INC|GSCS|GOLDMAN SACHS & CO. LLC|10039
TWIN|TWIN DISC INC|GTSZ|GTS SECURITIES LLC|19380
TWIN|TWIN DISC INC|HRBF|American Enterprise Investment Services Inc.|305
TWIN|TWIN DISC INC|IATS|INTERACTIVE BROKERS LLC|2098
TWIN|TWIN DISC INC|IBKR|Interactive Brokers Llc|38009
TWIN|TWIN DISC INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|152
TWIN|TWIN DISC INC|ICBX|INSTINET, LLC|554
TWIN|TWIN DISC INC|IEQY|CITADEL SECURITIES LLC|1514
TWIN|TWIN DISC INC|INCA|INSTINET, LLC|25531
TWIN|TWIN DISC INC|INJX|INSTINET, LLC|3259
TWIN|TWIN DISC INC|ITGI|ITG Inc.|7730
TWIN|TWIN DISC INC|ITGP|ITG INC.|1600
TWIN|TWIN DISC INC|JEFF|JEFFERIES LLC|4180
TWIN|TWIN DISC INC|JPMX|J.P. Morgan Securities LLC|6333
TWIN|TWIN DISC INC|JSJX|JANE STREET CAPITAL LLC|284
TWIN|TWIN DISC INC|KCGM|VIRTU Americas LLC|400
TWIN|TWIN DISC INC|LEHM|Barclays Capital Inc./Le|15908
TWIN|TWIN DISC INC|LIME|Lime Brokerage LLC|29306
TWIN|TWIN DISC INC|LMGP|LIME BROKERAGE LLC|802
TWIN|TWIN DISC INC|MAXM|Maxim Group LLC|850
TWIN|TWIN DISC INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5290
TWIN|TWIN DISC INC|MSCO|MORGAN STANLEY & CO. LLC|75570
TWIN|TWIN DISC INC|MSPL|MORGAN STANLEY & CO. LLC|3400
TWIN|TWIN DISC INC|NATL|National Securities Corporation|100
TWIN|TWIN DISC INC|NFSC|National Financial Services LLC|15076
TWIN|TWIN DISC INC|NITE|VIRTU Americas LLC|53701
TWIN|TWIN DISC INC|NITP|VIRTU Americas LLC|100
TWIN|TWIN DISC INC|PDQM|CODA MARKETS, INC.|1764
TWIN|TWIN DISC INC|RAJA|Raymond James & Associates, Inc.|200
TWIN|TWIN DISC INC|RBCM|RBC CAPITAL MARKETS, LLC|1797
TWIN|TWIN DISC INC|SAGW|SAGETRADER, LLC|330
TWIN|TWIN DISC INC|SBSH|Citigroup Global Markets Inc.|10297
TWIN|TWIN DISC INC|SGMT|GOLDMAN SACHS & CO. LLC|2476
TWIN|TWIN DISC INC|SPDR|SPEEDROUTE LLC|500
TWIN|TWIN DISC INC|SPTD|MINT GLOBAL MARKETS, INC.|9325
TWIN|TWIN DISC INC|STFL|Stifel, Nicolaus & Company, Incorporated|500
TWIN|TWIN DISC INC|SWIM|TD Ameritrade, Inc.|18981
TWIN|TWIN DISC INC|TKNG|ALLY INVEST SECURITIES LLC|3331
TWIN|TWIN DISC INC|TRBT|Tradebot Systems, Inc.|2219
TWIN|TWIN DISC INC|TRCM|TRC MARKETS LLC|16973
TWIN|TWIN DISC INC|UBSA|UBS SECURITIES LLC|11651
TWIN|TWIN DISC INC|UBSS|UBS Securities LLC|73478
TWIN|TWIN DISC INC|VALX|VIRTU AMERICAS LLC|1226
TWIN|TWIN DISC INC|VGRD|Vanguard Marketing Corporation|403
TWIN|TWIN DISC INC|WCHV|WELLS FARGO SECURITIES, LLC|5358
TWIN|TWIN DISC INC|WEED|Weeden & Co.L.P.|1400
TWIN|TWIN DISC INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|656
TWIN|TWIN DISC INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
TWIN|TWIN DISC INC|WSEA|WOLVERINE SECURITIES, LLC|1769
TWIN|TWIN DISC INC|XIST|INSTINET, LLC|1400
TWIN|TWIN DISC INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
TWIN|TWIN DISC INC|YKNA|COMHAR CAPITAL MARKETS, LLC|245
TWLO|TWILIO INC. CL A|ACCP|AEGIS CAPITAL CORP|100
TWLO|TWILIO INC. CL A|AGIS|Aegis Capital Corp.|18633
TWLO|TWILIO INC. CL A|ALTX|Alternet Securities Inc.|11072
TWLO|TWILIO INC. CL A|APCC|Apex Clearing Corporation|43516
TWLO|TWILIO INC. CL A|AURC|Aurora Capital LLC|4600
TWLO|TWILIO INC. CL A|BANK|Primevest Financial Services, Inc.|149
TWLO|TWILIO INC. CL A|BARD|Robert W. Baird & Co. Incorporated|4419
TWLO|TWILIO INC. CL A|BATM|CBOE TRADING, INC.|6971
TWLO|TWILIO INC. CL A|BAYC|BAY CREST PARTNERS, LLC|3590
TWLO|TWILIO INC. CL A|BAYT|BTIG, LLC|1600
TWLO|TWILIO INC. CL A|BBNT|BB&T SECURITIES, LLC|1566
TWLO|TWILIO INC. CL A|BERN|Sanford C. Bernstein & Co., LLC|47956
TWLO|TWILIO INC. CL A|BIAD|SAGETRADER, LLC|95
TWLO|TWILIO INC. CL A|BIDS|BIDS TRADING L.P.|400
TWLO|TWILIO INC. CL A|BIMI|Banca IMI Securities Corp.|2109
TWLO|TWILIO INC. CL A|BKCM|BNY Mellon Capital Markets LLC|200
TWLO|TWILIO INC. CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|39695
TWLO|TWILIO INC. CL A|BLKX|INSTINET, LLC|138400
TWLO|TWILIO INC. CL A|BNPX|BNP PARIBAS SECURITIES CORP.|1804
TWLO|TWILIO INC. CL A|BRGE|Newbridge Securities Corp.|3679
TWLO|TWILIO INC. CL A|BTIG|BTIG, LLC|15472
TWLO|TWILIO INC. CL A|BYXM|CBOE TRADING, INC.|1573
TWLO|TWILIO INC. CL A|BZYD|GOLDMAN SACHS & CO. LLC|1931
TWLO|TWILIO INC. CL A|CABR|Cabrera Capital Markets, Inc.|25
TWLO|TWILIO INC. CL A|CANT|Cantor Fitzgerald & Co.|25
TWLO|TWILIO INC. CL A|CHAS|Charles Schwab & Co., Inc.|14234
TWLO|TWILIO INC. CL A|CICF|Canaccord Genuity Corp.|400
TWLO|TWILIO INC. CL A|CIST|Capital Institutional Services, Inc.|700
TWLO|TWILIO INC. CL A|CLSA|CLSA AMERICAS, LLC|6300
TWLO|TWILIO INC. CL A|CNFR|Cowen Prime Services LLC|60400
TWLO|TWILIO INC. CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103022
TWLO|TWILIO INC. CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1751
TWLO|TWILIO INC. CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48740
TWLO|TWILIO INC. CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|608849
TWLO|TWILIO INC. CL A|CTDL|Citadel Derivatives Group Llc|7890
TWLO|TWILIO INC. CL A|CTLR|CUTLER GROUP, LP|6265
TWLO|TWILIO INC. CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|194542
TWLO|TWILIO INC. CL A|DADA|D.A. Davidson & Co.|882
TWLO|TWILIO INC. CL A|DAVA|Davenport & Company LLC|120
TWLO|TWILIO INC. CL A|DBAB|Deutsche Bank Securities Inc.|336232
TWLO|TWILIO INC. CL A|DBAX|Deutsche Bank Securities Inc.|453000
TWLO|TWILIO INC. CL A|DBUL|Deutsche Bank Securities Inc.|66125
TWLO|TWILIO INC. CL A|DCHF|Dart Executions, LLC|21433
TWLO|TWILIO INC. CL A|DEAN|MORGAN STANLEY|36845
TWLO|TWILIO INC. CL A|DEGS|RONIN PROFESSIONAL LLC|19260
TWLO|TWILIO INC. CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|153
TWLO|TWILIO INC. CL A|DOTC|Dougherty & Company LLC|21086
TWLO|TWILIO INC. CL A|DRWK|DRW SECURITIES, L.L.C.|4078
TWLO|TWILIO INC. CL A|EBXL|EBX LLC|305400
TWLO|TWILIO INC. CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|34175
TWLO|TWILIO INC. CL A|EDJC|Edward Jones / CDS|68
TWLO|TWILIO INC. CL A|EDJO|Edward D. Jones & Co., L.P.|7429
TWLO|TWILIO INC. CL A|EGAM|CBOE TRADING, INC.|21393
TWLO|TWILIO INC. CL A|EGAW|CBOE TRADING, INC.|82
TWLO|TWILIO INC. CL A|EGMT|EG MARKET TECHNOLOGIES LLC|1200
TWLO|TWILIO INC. CL A|EGXM|CBOE TRADING, INC.|5163
TWLO|TWILIO INC. CL A|ELEV|ELEVATION, LLC|13329
TWLO|TWILIO INC. CL A|ETBE|Electronic Transaction Clearing, Inc.|42801
TWLO|TWILIO INC. CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
TWLO|TWILIO INC. CL A|ETCB|ETC BROKERAGE SERVICES, LLC|200
TWLO|TWILIO INC. CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|104469
TWLO|TWILIO INC. CL A|ETRS|E*Trade Securities LLC|1917700
TWLO|TWILIO INC. CL A|FBSB|U.S. Bancorp Investments, Inc.|1400
TWLO|TWILIO INC. CL A|FFSI|Firstrade Securities Inc.|20
TWLO|TWILIO INC. CL A|FILL|Tradestation Securities, Inc.|49625
TWLO|TWILIO INC. CL A|FINX|FINTECH SECURITIES|507
TWLO|TWILIO INC. CL A|FMAF|NBCN Inc./ CDS|5242
TWLO|TWILIO INC. CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15346
TWLO|TWILIO INC. CL A|FQLS|Quantlab Securities LP|497711
TWLO|TWILIO INC. CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115241
TWLO|TWILIO INC. CL A|FTBR|Foliofn Investments, Inc.|3648
TWLO|TWILIO INC. CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|19563
TWLO|TWILIO INC. CL A|GLIS|TD Securities Inc|8067
TWLO|TWILIO INC. CL A|GLPX|ACS EXECUTION SERVICES, LLC|60466
TWLO|TWILIO INC. CL A|GSCO|GOLDMAN SACHS & CO. LLC|1833422
TWLO|TWILIO INC. CL A|GSCS|GOLDMAN SACHS & CO. LLC|18870
TWLO|TWILIO INC. CL A|GSLT|GOLDMAN SACHS & CO. LLC|31865
TWLO|TWILIO INC. CL A|GTSZ|GTS SECURITIES LLC|278433
TWLO|TWILIO INC. CL A|HAPX|HAP Trading, LLC|1000
TWLO|TWILIO INC. CL A|HRBF|American Enterprise Investment Services Inc.|18388
TWLO|TWILIO INC. CL A|HSBC|HSBC Securities, Inc.|72
TWLO|TWILIO INC. CL A|IATS|INTERACTIVE BROKERS LLC|186403
TWLO|TWILIO INC. CL A|IBKR|Interactive Brokers Llc|185569
TWLO|TWILIO INC. CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
TWLO|TWILIO INC. CL A|ICBX|INSTINET, LLC|84007
TWLO|TWILIO INC. CL A|IEQY|CITADEL SECURITIES LLC|28659
TWLO|TWILIO INC. CL A|INCA|INSTINET, LLC|467405
TWLO|TWILIO INC. CL A|INJX|INSTINET, LLC|39059
TWLO|TWILIO INC. CL A|ITGI|ITG Inc.|67789
TWLO|TWILIO INC. CL A|ITGP|ITG INC.|65600
TWLO|TWILIO INC. CL A|JANY|Janney Montgomery Scott Inc.|1336
TWLO|TWILIO INC. CL A|JEFF|JEFFERIES LLC|530054
TWLO|TWILIO INC. CL A|JMPT|JUMP TRADING, LLC|109710
TWLO|TWILIO INC. CL A|JONE|JonesTrading|10670
TWLO|TWILIO INC. CL A|JPBX|J.P. MORGAN SECURITIES LLC|59779
TWLO|TWILIO INC. CL A|JPMX|J.P. Morgan Securities LLC|311862
TWLO|TWILIO INC. CL A|JSJX|JANE STREET CAPITAL LLC|20263
TWLO|TWILIO INC. CL A|JSSF|JMP Securities LLC|60000
TWLO|TWILIO INC. CL A|KCGM|VIRTU Americas LLC|67588
TWLO|TWILIO INC. CL A|KCRD|PHX FINANCIAL, INC.|400
TWLO|TWILIO INC. CL A|LEHM|Barclays Capital Inc./Le|1148335
TWLO|TWILIO INC. CL A|LIME|Lime Brokerage LLC|50016
TWLO|TWILIO INC. CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|26400
TWLO|TWILIO INC. CL A|LOOP|Loop Capital Markets LLC|9826
TWLO|TWILIO INC. CL A|LQNA|LIQUIDNET, INC.|27200
TWLO|TWILIO INC. CL A|LSCI|Lek Securities Corporation|61
TWLO|TWILIO INC. CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|599
TWLO|TWILIO INC. CL A|MACC|Mid Atlantic Capital Corporation|345
TWLO|TWILIO INC. CL A|MACQ|Macquarie Capital (USA) Inc.|1559
TWLO|TWILIO INC. CL A|MAXM|Maxim Group LLC|300
TWLO|TWILIO INC. CL A|MBTS|ALLY INVEST SECURITIES LLC|11214
TWLO|TWILIO INC. CL A|MCMF|Raymond James Ltd. Cds|300
TWLO|TWILIO INC. CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|142023
TWLO|TWILIO INC. CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
TWLO|TWILIO INC. CL A|MOTF|MOTIF INVESTING, INC.|248
TWLO|TWILIO INC. CL A|MPSG|E D & F Man Capital Markets Inc.|8340
TWLO|TWILIO INC. CL A|MSCO|MORGAN STANLEY & CO. LLC|3943640
TWLO|TWILIO INC. CL A|MSPL|MORGAN STANLEY & CO. LLC|617500
TWLO|TWILIO INC. CL A|MSTX|MORGAN STANLEY & CO. LLC|382400
TWLO|TWILIO INC. CL A|NATL|National Securities Corporation|3485
TWLO|TWILIO INC. CL A|NFSC|National Financial Services LLC|1527971
TWLO|TWILIO INC. CL A|NITE|VIRTU Americas LLC|2726353
TWLO|TWILIO INC. CL A|NITP|VIRTU Americas LLC|772
TWLO|TWILIO INC. CL A|NMRA|Nomura Securities International, Inc.|24300
TWLO|TWILIO INC. CL A|NORT|Northland Securities, Inc.|4660
TWLO|TWILIO INC. CL A|NQRB|Brut, LLC|38599
TWLO|TWILIO INC. CL A|NTBF|BMO Nesbitt Burns Inc./CDS|4467
TWLO|TWILIO INC. CL A|NTFN|Network 1 Financial Securities Inc.|1375
TWLO|TWILIO INC. CL A|NTRC|Northern Trust Securities, Inc.|4746
TWLO|TWILIO INC. CL A|OHOS|TWO SIGMA SECURITIES, LLC|77723
TWLO|TWILIO INC. CL A|OPCO|Oppenheimer & Co. Inc.|10092
TWLO|TWILIO INC. CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
TWLO|TWILIO INC. CL A|PCPT|PHILLIP CAPITAL INC.|2060
TWLO|TWILIO INC. CL A|PDQM|CODA MARKETS, INC.|57275
TWLO|TWILIO INC. CL A|PHLY|NASDAQ Execution Services, LLC|43000
TWLO|TWILIO INC. CL A|PIPR|Piper Jaffray & Co.|3296
TWLO|TWILIO INC. CL A|PWJC|UBS Financial Services, Inc.|7928
TWLO|TWILIO INC. CL A|QMSR|QUATTRO M SECURITIES INC.|32956
TWLO|TWILIO INC. CL A|RBCM|RBC CAPITAL MARKETS, LLC|31747
TWLO|TWILIO INC. CL A|RGLD|Regal Securities, Inc|21386
TWLO|TWILIO INC. CL A|RHCO|Suntrust Robinson Humphrey, Inc.|1885
TWLO|TWILIO INC. CL A|SAGL|SAGETRADER, LLC|51436
TWLO|TWILIO INC. CL A|SAGW|SAGETRADER, LLC|2300
TWLO|TWILIO INC. CL A|SALI|INTL FCSTONE FINANCIAL INC.|1300
TWLO|TWILIO INC. CL A|SBRX|MURIEL SIEBERT & CO INC|71
TWLO|TWILIO INC. CL A|SBSH|Citigroup Global Markets Inc.|448014
TWLO|TWILIO INC. CL A|SGMT|GOLDMAN SACHS & CO. LLC|185205
TWLO|TWILIO INC. CL A|SJLS|TRADE INFORMATICS LLC|2700
TWLO|TWILIO INC. CL A|SPDR|SPEEDROUTE LLC|30206
TWLO|TWILIO INC. CL A|SPHN|Stephens Inc.|5899
TWLO|TWILIO INC. CL A|STFL|Stifel, Nicolaus & Company, Incorporated|8014
TWLO|TWILIO INC. CL A|STKP|STOCKPILE INVESTMENTS, INC.|318
TWLO|TWILIO INC. CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9028
TWLO|TWILIO INC. CL A|SWIM|TD Ameritrade, Inc.|541708
TWLO|TWILIO INC. CL A|SWST|Hilltop Securities Inc.|14260
TWLO|TWILIO INC. CL A|TKNG|ALLY INVEST SECURITIES LLC|25389
TWLO|TWILIO INC. CL A|TRBT|Tradebot Systems, Inc.|461146
TWLO|TWILIO INC. CL A|TRCM|TRC MARKETS LLC|148746
TWLO|TWILIO INC. CL A|TWTT|TASTYWORKS, INC.|511
TWLO|TWILIO INC. CL A|UBSA|UBS SECURITIES LLC|676574
TWLO|TWILIO INC. CL A|UBSS|UBS Securities LLC|1358935
TWLO|TWILIO INC. CL A|VALX|VIRTU AMERICAS LLC|27920
TWLO|TWILIO INC. CL A|VGRD|Vanguard Marketing Corporation|110428
TWLO|TWILIO INC. CL A|VNDM|Wall Street Access|2500
TWLO|TWILIO INC. CL A|VSIN|Vision Financial Markets Llc|55
TWLO|TWILIO INC. CL A|WABR|Wall Street Access|9300
TWLO|TWILIO INC. CL A|WBET|Wallachbeth Capital LLC|1724
TWLO|TWILIO INC. CL A|WBLR|WILLIAM BLAIR|356
TWLO|TWILIO INC. CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|426
TWLO|TWILIO INC. CL A|WCHV|WELLS FARGO SECURITIES, LLC|753281
TWLO|TWILIO INC. CL A|WEDB|WEDBUSH SECURITIES INC.|39954
TWLO|TWILIO INC. CL A|WEED|Weeden & Co.L.P.|2172
TWLO|TWILIO INC. CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21861
TWLO|TWILIO INC. CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|158579
TWLO|TWILIO INC. CL A|WFPB|Wells Fargo Securities, LLC.|4519
TWLO|TWILIO INC. CL A|WGIF|CIBC World Markets Inc.|9707
TWLO|TWILIO INC. CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3073
TWLO|TWILIO INC. CL A|WSEA|WOLVERINE SECURITIES, LLC|68307
TWLO|TWILIO INC. CL A|XIST|INSTINET, LLC|127216
TWLO|TWILIO INC. CL A|XPQR|Jump Trading|202
TWLO|TWILIO INC. CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|169946
TWLO|TWILIO INC. CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|3022
TWLO|TWILIO INC. CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23786
TWLVU|TWELVE SEAS INVES UT|BYXM|CBOE TRADING, INC.|1491
TWLVU|TWELVE SEAS INVES UT|CANT|Cantor Fitzgerald & Co.|2510
TWLVU|TWELVE SEAS INVES UT|CHDN|CHARDAN CAPITAL MARKETS LLC|600
TWLVU|TWELVE SEAS INVES UT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69300
TWLVU|TWELVE SEAS INVES UT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|26400
TWLVU|TWELVE SEAS INVES UT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14200
TWLVU|TWELVE SEAS INVES UT|CXCX|CITIGROUP GLOBAL MARKETS INC.|3972
TWLVU|TWELVE SEAS INVES UT|DBAX|Deutsche Bank Securities Inc.|7600
TWLVU|TWELVE SEAS INVES UT|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|600
TWLVU|TWELVE SEAS INVES UT|EBXL|EBX LLC|11900
TWLVU|TWELVE SEAS INVES UT|EGAM|CBOE TRADING, INC.|1260
TWLVU|TWELVE SEAS INVES UT|ETRS|E*Trade Securities LLC|2801
TWLVU|TWELVE SEAS INVES UT|FBCO|Credit Suisse Securities (USA) LLC|200
TWLVU|TWELVE SEAS INVES UT|FBRC|B. RILEY FBR, INC.|36000
TWLVU|TWELVE SEAS INVES UT|FOMA|TD AMERITRADE CLEARING, INC.|1940
TWLVU|TWELVE SEAS INVES UT|GSCO|GOLDMAN SACHS & CO. LLC|27347
TWLVU|TWELVE SEAS INVES UT|GSCS|GOLDMAN SACHS & CO. LLC|154982
TWLVU|TWELVE SEAS INVES UT|GSLT|GOLDMAN SACHS & CO. LLC|1100
TWLVU|TWELVE SEAS INVES UT|IBKR|Interactive Brokers Llc|26284
TWLVU|TWELVE SEAS INVES UT|ICBX|INSTINET, LLC|9823
TWLVU|TWELVE SEAS INVES UT|INCA|INSTINET, LLC|204241
TWLVU|TWELVE SEAS INVES UT|INJX|INSTINET, LLC|12000
TWLVU|TWELVE SEAS INVES UT|ITGI|ITG Inc.|61120
TWLVU|TWELVE SEAS INVES UT|ITGP|ITG INC.|2400
TWLVU|TWELVE SEAS INVES UT|JEFF|JEFFERIES LLC|4400
TWLVU|TWELVE SEAS INVES UT|JGUN|Joseph Gunnar & Co.  LLC|20600
TWLVU|TWELVE SEAS INVES UT|JMPT|JUMP TRADING, LLC|400
TWLVU|TWELVE SEAS INVES UT|JONE|JonesTrading|225100
TWLVU|TWELVE SEAS INVES UT|JPMX|J.P. Morgan Securities LLC|21868
TWLVU|TWELVE SEAS INVES UT|KCGM|VIRTU Americas LLC|10340
TWLVU|TWELVE SEAS INVES UT|LEER|LEERINK PARTNERS LLC|100000
TWLVU|TWELVE SEAS INVES UT|LEHM|Barclays Capital Inc./Le|12800
TWLVU|TWELVE SEAS INVES UT|LSCI|Lek Securities Corporation|24500
TWLVU|TWELVE SEAS INVES UT|LTCO|Ladenburg, Thalmann & Co., Inc.|20000
TWLVU|TWELVE SEAS INVES UT|MILE|I-Bankers Securities, Inc.|67989
TWLVU|TWELVE SEAS INVES UT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
TWLVU|TWELVE SEAS INVES UT|MSCO|MORGAN STANLEY & CO. LLC|176900
TWLVU|TWELVE SEAS INVES UT|MSPL|MORGAN STANLEY & CO. LLC|3100
TWLVU|TWELVE SEAS INVES UT|NATL|National Securities Corporation|6500
TWLVU|TWELVE SEAS INVES UT|NFSC|National Financial Services LLC|8249
TWLVU|TWELVE SEAS INVES UT|NITE|VIRTU Americas LLC|194842
TWLVU|TWELVE SEAS INVES UT|NQRB|Brut, LLC|400
TWLVU|TWELVE SEAS INVES UT|RJLC|RJL CAPITAL GROUP, LLC|11000
TWLVU|TWELVE SEAS INVES UT|SBSH|Citigroup Global Markets Inc.|900
TWLVU|TWELVE SEAS INVES UT|SGMT|GOLDMAN SACHS & CO. LLC|5938
TWLVU|TWELVE SEAS INVES UT|SPDR|SPEEDROUTE LLC|5900
TWLVU|TWELVE SEAS INVES UT|SWIM|TD Ameritrade, Inc.|1605
TWLVU|TWELVE SEAS INVES UT|TRWN|T.R. Winston & Company, LLC|200000
TWLVU|TWELVE SEAS INVES UT|UBSA|UBS SECURITIES LLC|22408
TWLVU|TWELVE SEAS INVES UT|UBSS|UBS Securities LLC|19303
TWLVU|TWELVE SEAS INVES UT|VNDS|VANDHAM SECURITIES CORP|57000
TWM|ULTRASHORT RUSSELL20|ALTX|Alternet Securities Inc.|12300
TWM|ULTRASHORT RUSSELL20|APCC|Apex Clearing Corporation|1697
TWM|ULTRASHORT RUSSELL20|BARD|Robert W. Baird & Co. Incorporated|2000
TWM|ULTRASHORT RUSSELL20|BATM|CBOE TRADING, INC.|7839
TWM|ULTRASHORT RUSSELL20|BERN|Sanford C. Bernstein & Co., LLC|84
TWM|ULTRASHORT RUSSELL20|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41611
TWM|ULTRASHORT RUSSELL20|CHAS|Charles Schwab & Co., Inc.|21002
TWM|ULTRASHORT RUSSELL20|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16800
TWM|ULTRASHORT RUSSELL20|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
TWM|ULTRASHORT RUSSELL20|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54619
TWM|ULTRASHORT RUSSELL20|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
TWM|ULTRASHORT RUSSELL20|DBAB|Deutsche Bank Securities Inc.|1824
TWM|ULTRASHORT RUSSELL20|DBAX|Deutsche Bank Securities Inc.|36000
TWM|ULTRASHORT RUSSELL20|DEAN|MORGAN STANLEY|126
TWM|ULTRASHORT RUSSELL20|DEGS|RONIN PROFESSIONAL LLC|1000
TWM|ULTRASHORT RUSSELL20|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|24812
TWM|ULTRASHORT RUSSELL20|EBXL|EBX LLC|108000
TWM|ULTRASHORT RUSSELL20|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
TWM|ULTRASHORT RUSSELL20|EGAM|CBOE TRADING, INC.|8103
TWM|ULTRASHORT RUSSELL20|EGXM|CBOE TRADING, INC.|15100
TWM|ULTRASHORT RUSSELL20|EGXW|CBOE TRADING, INC.|5200
TWM|ULTRASHORT RUSSELL20|ETBE|Electronic Transaction Clearing, Inc.|2309
TWM|ULTRASHORT RUSSELL20|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1001
TWM|ULTRASHORT RUSSELL20|ETRS|E*Trade Securities LLC|1158439
TWM|ULTRASHORT RUSSELL20|FILL|Tradestation Securities, Inc.|116969
TWM|ULTRASHORT RUSSELL20|FMAF|NBCN Inc./ CDS|500
TWM|ULTRASHORT RUSSELL20|FQLS|Quantlab Securities LP|28875
TWM|ULTRASHORT RUSSELL20|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3543
TWM|ULTRASHORT RUSSELL20|FTBR|Foliofn Investments, Inc.|5236
TWM|ULTRASHORT RUSSELL20|GBMT|GBM International, Inc.|33596
TWM|ULTRASHORT RUSSELL20|GLIS|TD Securities Inc|2100
TWM|ULTRASHORT RUSSELL20|GLPX|ACS EXECUTION SERVICES, LLC|110050
TWM|ULTRASHORT RUSSELL20|GSCO|GOLDMAN SACHS & CO. LLC|4123
TWM|ULTRASHORT RUSSELL20|GSCS|GOLDMAN SACHS & CO. LLC|125527
TWM|ULTRASHORT RUSSELL20|GSLT|GOLDMAN SACHS & CO. LLC|10737
TWM|ULTRASHORT RUSSELL20|GTSZ|GTS SECURITIES LLC|13373
TWM|ULTRASHORT RUSSELL20|HRBF|American Enterprise Investment Services Inc.|723
TWM|ULTRASHORT RUSSELL20|IATS|INTERACTIVE BROKERS LLC|102216
TWM|ULTRASHORT RUSSELL20|IBKR|Interactive Brokers Llc|225136
TWM|ULTRASHORT RUSSELL20|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|298
TWM|ULTRASHORT RUSSELL20|ICBX|INSTINET, LLC|124985
TWM|ULTRASHORT RUSSELL20|INCA|INSTINET, LLC|13007
TWM|ULTRASHORT RUSSELL20|ITGI|ITG Inc.|6108
TWM|ULTRASHORT RUSSELL20|ITGP|ITG INC.|40400
TWM|ULTRASHORT RUSSELL20|JANY|Janney Montgomery Scott Inc.|4900
TWM|ULTRASHORT RUSSELL20|JMPT|JUMP TRADING, LLC|19140
TWM|ULTRASHORT RUSSELL20|JPMX|J.P. Morgan Securities LLC|621688
TWM|ULTRASHORT RUSSELL20|JSEB|JANE STREET EXECUTION SERVICES, LLC|4900
TWM|ULTRASHORT RUSSELL20|JSJX|JANE STREET CAPITAL LLC|547384
TWM|ULTRASHORT RUSSELL20|KCGM|VIRTU Americas LLC|38135
TWM|ULTRASHORT RUSSELL20|LEHM|Barclays Capital Inc./Le|31532
TWM|ULTRASHORT RUSSELL20|LIME|Lime Brokerage LLC|5415
TWM|ULTRASHORT RUSSELL20|LIWM|LIME BROKERAGE LLC|40661
TWM|ULTRASHORT RUSSELL20|LSCI|Lek Securities Corporation|502500
TWM|ULTRASHORT RUSSELL20|MAXM|Maxim Group LLC|2300
TWM|ULTRASHORT RUSSELL20|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|69810
TWM|ULTRASHORT RUSSELL20|MOTF|MOTIF INVESTING, INC.|14
TWM|ULTRASHORT RUSSELL20|MSCO|MORGAN STANLEY & CO. LLC|494529
TWM|ULTRASHORT RUSSELL20|MSPL|MORGAN STANLEY & CO. LLC|50700
TWM|ULTRASHORT RUSSELL20|NFSC|National Financial Services LLC|727384
TWM|ULTRASHORT RUSSELL20|NITE|VIRTU Americas LLC|774348
TWM|ULTRASHORT RUSSELL20|NITP|VIRTU Americas LLC|123794
TWM|ULTRASHORT RUSSELL20|NQRB|Brut, LLC|8600
TWM|ULTRASHORT RUSSELL20|NTBF|BMO Nesbitt Burns Inc./CDS|600
TWM|ULTRASHORT RUSSELL20|NTFN|Network 1 Financial Securities Inc.|4200
TWM|ULTRASHORT RUSSELL20|OHOS|TWO SIGMA SECURITIES, LLC|2622
TWM|ULTRASHORT RUSSELL20|OPCO|Oppenheimer & Co. Inc.|1600
TWM|ULTRASHORT RUSSELL20|PDQM|CODA MARKETS, INC.|180175
TWM|ULTRASHORT RUSSELL20|RBCM|RBC CAPITAL MARKETS, LLC|400
TWM|ULTRASHORT RUSSELL20|RHOX|XR Securities LLC|148874
TWM|ULTRASHORT RUSSELL20|RJLC|RJL CAPITAL GROUP, LLC|500
TWM|ULTRASHORT RUSSELL20|SBSH|Citigroup Global Markets Inc.|800
TWM|ULTRASHORT RUSSELL20|SGMT|GOLDMAN SACHS & CO. LLC|56776
TWM|ULTRASHORT RUSSELL20|SHMR|ABN Amro Clearing LLC|4200
TWM|ULTRASHORT RUSSELL20|SPDR|SPEEDROUTE LLC|45400
TWM|ULTRASHORT RUSSELL20|SWIM|TD Ameritrade, Inc.|141494
TWM|ULTRASHORT RUSSELL20|TDCO|Thompson Davis & Co., Inc.|3750
TWM|ULTRASHORT RUSSELL20|TKNG|ALLY INVEST SECURITIES LLC|7753
TWM|ULTRASHORT RUSSELL20|TRCM|TRC MARKETS LLC|972788
TWM|ULTRASHORT RUSSELL20|UBSA|UBS SECURITIES LLC|104666
TWM|ULTRASHORT RUSSELL20|UBSS|UBS Securities LLC|81914
TWM|ULTRASHORT RUSSELL20|VALX|VIRTU AMERICAS LLC|47308
TWM|ULTRASHORT RUSSELL20|VGRD|Vanguard Marketing Corporation|69714
TWM|ULTRASHORT RUSSELL20|WBLR|WILLIAM BLAIR|200
TWM|ULTRASHORT RUSSELL20|WCHV|WELLS FARGO SECURITIES, LLC|14529
TWM|ULTRASHORT RUSSELL20|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5555
TWM|ULTRASHORT RUSSELL20|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7493
TWM|ULTRASHORT RUSSELL20|WGIF|CIBC World Markets Inc.|30
TWM|ULTRASHORT RUSSELL20|WSEA|WOLVERINE SECURITIES, LLC|3911
TWM|ULTRASHORT RUSSELL20|YKNA|COMHAR CAPITAL MARKETS, LLC|3200
TWMC|TRANS WORLD ENTERT##|ALTX|Alternet Securities Inc.|200
TWMC|TRANS WORLD ENTERT##|APCC|Apex Clearing Corporation|564
TWMC|TRANS WORLD ENTERT##|CANT|Cantor Fitzgerald & Co.|100
TWMC|TRANS WORLD ENTERT##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10448
TWMC|TRANS WORLD ENTERT##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61114
TWMC|TRANS WORLD ENTERT##|CTDE|CHOICETRADE|200
TWMC|TRANS WORLD ENTERT##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2404
TWMC|TRANS WORLD ENTERT##|DBAB|Deutsche Bank Securities Inc.|3220
TWMC|TRANS WORLD ENTERT##|DBAX|Deutsche Bank Securities Inc.|1200
TWMC|TRANS WORLD ENTERT##|DEGS|RONIN PROFESSIONAL LLC|812
TWMC|TRANS WORLD ENTERT##|EBXL|EBX LLC|26200
TWMC|TRANS WORLD ENTERT##|EGXM|CBOE TRADING, INC.|400
TWMC|TRANS WORLD ENTERT##|EGXW|CBOE TRADING, INC.|4084
TWMC|TRANS WORLD ENTERT##|ETRS|E*Trade Securities LLC|51206
TWMC|TRANS WORLD ENTERT##|FOMA|TD AMERITRADE CLEARING, INC.|63309
TWMC|TRANS WORLD ENTERT##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|429
TWMC|TRANS WORLD ENTERT##|FTBR|Foliofn Investments, Inc.|3
TWMC|TRANS WORLD ENTERT##|GEBB|GLOBAL EXECUTION BROKERS, LP|906
TWMC|TRANS WORLD ENTERT##|GSCO|GOLDMAN SACHS & CO. LLC|5813
TWMC|TRANS WORLD ENTERT##|GTSZ|GTS SECURITIES LLC|80
TWMC|TRANS WORLD ENTERT##|IATS|INTERACTIVE BROKERS LLC|400
TWMC|TRANS WORLD ENTERT##|IBKR|Interactive Brokers Llc|44334
TWMC|TRANS WORLD ENTERT##|ICBX|INSTINET, LLC|6200
TWMC|TRANS WORLD ENTERT##|INCA|INSTINET, LLC|32203
TWMC|TRANS WORLD ENTERT##|INJX|INSTINET, LLC|2888
TWMC|TRANS WORLD ENTERT##|ITGI|ITG Inc.|5826
TWMC|TRANS WORLD ENTERT##|ITGP|ITG INC.|17800
TWMC|TRANS WORLD ENTERT##|JANY|Janney Montgomery Scott Inc.|300
TWMC|TRANS WORLD ENTERT##|JEFF|JEFFERIES LLC|3000
TWMC|TRANS WORLD ENTERT##|JPMX|J.P. Morgan Securities LLC|2600
TWMC|TRANS WORLD ENTERT##|KCGM|VIRTU Americas LLC|31557
TWMC|TRANS WORLD ENTERT##|LEHM|Barclays Capital Inc./Le|1133
TWMC|TRANS WORLD ENTERT##|LIME|Lime Brokerage LLC|32769
TWMC|TRANS WORLD ENTERT##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2870
TWMC|TRANS WORLD ENTERT##|MSCO|MORGAN STANLEY & CO. LLC|100586
TWMC|TRANS WORLD ENTERT##|MSPL|MORGAN STANLEY & CO. LLC|1900
TWMC|TRANS WORLD ENTERT##|NFSC|National Financial Services LLC|24450
TWMC|TRANS WORLD ENTERT##|NITE|VIRTU Americas LLC|79354
TWMC|TRANS WORLD ENTERT##|PDQM|CODA MARKETS, INC.|1200
TWMC|TRANS WORLD ENTERT##|RAJA|Raymond James & Associates, Inc.|57
TWMC|TRANS WORLD ENTERT##|RBCM|RBC CAPITAL MARKETS, LLC|4682
TWMC|TRANS WORLD ENTERT##|SBSH|Citigroup Global Markets Inc.|126
TWMC|TRANS WORLD ENTERT##|SGMT|GOLDMAN SACHS & CO. LLC|10451
TWMC|TRANS WORLD ENTERT##|SPDR|SPEEDROUTE LLC|81
TWMC|TRANS WORLD ENTERT##|SWIM|TD Ameritrade, Inc.|51003
TWMC|TRANS WORLD ENTERT##|TRBT|Tradebot Systems, Inc.|144
TWMC|TRANS WORLD ENTERT##|UBSA|UBS SECURITIES LLC|34237
TWMC|TRANS WORLD ENTERT##|UBSS|UBS Securities LLC|16390
TWMC|TRANS WORLD ENTERT##|VALX|VIRTU AMERICAS LLC|517
TWMC|TRANS WORLD ENTERT##|VGRD|Vanguard Marketing Corporation|750
TWMC|TRANS WORLD ENTERT##|WSEA|WOLVERINE SECURITIES, LLC|11697
TWMC|TRANS WORLD ENTERT##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
TWMC|TRANS WORLD ENTERT##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|390
TWN|TAIWAN FUND INC THE|AGIS|Aegis Capital Corp.|59999
TWN|TAIWAN FUND INC THE|ALTX|Alternet Securities Inc.|100
TWN|TAIWAN FUND INC THE|APCC|Apex Clearing Corporation|17
TWN|TAIWAN FUND INC THE|BARD|Robert W. Baird & Co. Incorporated|200
TWN|TAIWAN FUND INC THE|BATM|CBOE TRADING, INC.|30
TWN|TAIWAN FUND INC THE|BERN|Sanford C. Bernstein & Co., LLC|117
TWN|TAIWAN FUND INC THE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
TWN|TAIWAN FUND INC THE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
TWN|TAIWAN FUND INC THE|DBAX|Deutsche Bank Securities Inc.|4600
TWN|TAIWAN FUND INC THE|DEGS|RONIN PROFESSIONAL LLC|778
TWN|TAIWAN FUND INC THE|EBXL|EBX LLC|800
TWN|TAIWAN FUND INC THE|EGAM|CBOE TRADING, INC.|900
TWN|TAIWAN FUND INC THE|ETRS|E*Trade Securities LLC|214
TWN|TAIWAN FUND INC THE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|483
TWN|TAIWAN FUND INC THE|FTBR|Foliofn Investments, Inc.|6
TWN|TAIWAN FUND INC THE|GSCO|GOLDMAN SACHS & CO. LLC|12716
TWN|TAIWAN FUND INC THE|GSLT|GOLDMAN SACHS & CO. LLC|10
TWN|TAIWAN FUND INC THE|GTSZ|GTS SECURITIES LLC|300
TWN|TAIWAN FUND INC THE|IATS|INTERACTIVE BROKERS LLC|931
TWN|TAIWAN FUND INC THE|IBKR|Interactive Brokers Llc|3989
TWN|TAIWAN FUND INC THE|ICBX|INSTINET, LLC|1017
TWN|TAIWAN FUND INC THE|INCA|INSTINET, LLC|19114
TWN|TAIWAN FUND INC THE|ITGI|ITG Inc.|3600
TWN|TAIWAN FUND INC THE|ITGP|ITG INC.|9600
TWN|TAIWAN FUND INC THE|JPMX|J.P. Morgan Securities LLC|7400
TWN|TAIWAN FUND INC THE|KCGM|VIRTU Americas LLC|1200
TWN|TAIWAN FUND INC THE|LEHM|Barclays Capital Inc./Le|3800
TWN|TAIWAN FUND INC THE|LIME|Lime Brokerage LLC|700
TWN|TAIWAN FUND INC THE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
TWN|TAIWAN FUND INC THE|MSCO|MORGAN STANLEY & CO. LLC|1204
TWN|TAIWAN FUND INC THE|NFSC|National Financial Services LLC|237
TWN|TAIWAN FUND INC THE|NITE|VIRTU Americas LLC|19118
TWN|TAIWAN FUND INC THE|NQRB|Brut, LLC|500
TWN|TAIWAN FUND INC THE|PWJC|UBS Financial Services, Inc.|71
TWN|TAIWAN FUND INC THE|RBCM|RBC CAPITAL MARKETS, LLC|1139
TWN|TAIWAN FUND INC THE|SALI|INTL FCSTONE FINANCIAL INC.|50
TWN|TAIWAN FUND INC THE|SGMT|GOLDMAN SACHS & CO. LLC|800
TWN|TAIWAN FUND INC THE|SPDR|SPEEDROUTE LLC|4979
TWN|TAIWAN FUND INC THE|TKNG|ALLY INVEST SECURITIES LLC|5
TWN|TAIWAN FUND INC THE|TRBT|Tradebot Systems, Inc.|200
TWN|TAIWAN FUND INC THE|TRCM|TRC MARKETS LLC|100
TWN|TAIWAN FUND INC THE|UBSA|UBS SECURITIES LLC|10744
TWN|TAIWAN FUND INC THE|UBSS|UBS Securities LLC|16018
TWN|TAIWAN FUND INC THE|VALX|VIRTU AMERICAS LLC|400
TWN|TAIWAN FUND INC THE|WCHV|WELLS FARGO SECURITIES, LLC|8985
TWN|TAIWAN FUND INC THE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1890
TWN|TAIWAN FUND INC THE|WSEA|WOLVERINE SECURITIES, LLC|2
TWNK|HOSTESS BRANDS CL A|ABLE|NATIXIS Securities Americas LLC|47400
TWNK|HOSTESS BRANDS CL A|ALTX|Alternet Securities Inc.|7159
TWNK|HOSTESS BRANDS CL A|APCC|Apex Clearing Corporation|55
TWNK|HOSTESS BRANDS CL A|AQUA|AQUA SECURITIES L.P.|3200
TWNK|HOSTESS BRANDS CL A|BARD|Robert W. Baird & Co. Incorporated|12
TWNK|HOSTESS BRANDS CL A|BATM|CBOE TRADING, INC.|3325
TWNK|HOSTESS BRANDS CL A|BAYT|BTIG, LLC|2100
TWNK|HOSTESS BRANDS CL A|BBNT|BB&T SECURITIES, LLC|200
TWNK|HOSTESS BRANDS CL A|BERN|Sanford C. Bernstein & Co., LLC|143100
TWNK|HOSTESS BRANDS CL A|BIDS|BIDS TRADING L.P.|17900
TWNK|HOSTESS BRANDS CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
TWNK|HOSTESS BRANDS CL A|BLKX|INSTINET, LLC|212600
TWNK|HOSTESS BRANDS CL A|BMOC|BMO Capital Markets Corp.|14188
TWNK|HOSTESS BRANDS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|10754
TWNK|HOSTESS BRANDS CL A|BTIG|BTIG, LLC|165483
TWNK|HOSTESS BRANDS CL A|BYXM|CBOE TRADING, INC.|1140
TWNK|HOSTESS BRANDS CL A|CHAS|Charles Schwab & Co., Inc.|350
TWNK|HOSTESS BRANDS CL A|CIST|Capital Institutional Services, Inc.|22761
TWNK|HOSTESS BRANDS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|173376
TWNK|HOSTESS BRANDS CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2
TWNK|HOSTESS BRANDS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|405792
TWNK|HOSTESS BRANDS CL A|CTDL|Citadel Derivatives Group Llc|25036
TWNK|HOSTESS BRANDS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|52628
TWNK|HOSTESS BRANDS CL A|DADA|D.A. Davidson & Co.|10600
TWNK|HOSTESS BRANDS CL A|DBAB|Deutsche Bank Securities Inc.|452515
TWNK|HOSTESS BRANDS CL A|DBAX|Deutsche Bank Securities Inc.|229900
TWNK|HOSTESS BRANDS CL A|DEAN|MORGAN STANLEY|2742
TWNK|HOSTESS BRANDS CL A|DEGS|RONIN PROFESSIONAL LLC|2395
TWNK|HOSTESS BRANDS CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12237
TWNK|HOSTESS BRANDS CL A|EBXL|EBX LLC|246100
TWNK|HOSTESS BRANDS CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|20640
TWNK|HOSTESS BRANDS CL A|EDJO|Edward D. Jones & Co., L.P.|323
TWNK|HOSTESS BRANDS CL A|EGAM|CBOE TRADING, INC.|8555
TWNK|HOSTESS BRANDS CL A|EGAW|CBOE TRADING, INC.|21
TWNK|HOSTESS BRANDS CL A|EGXM|CBOE TRADING, INC.|900
TWNK|HOSTESS BRANDS CL A|EGXW|CBOE TRADING, INC.|100
TWNK|HOSTESS BRANDS CL A|ETBE|Electronic Transaction Clearing, Inc.|14631
TWNK|HOSTESS BRANDS CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8181
TWNK|HOSTESS BRANDS CL A|ETRS|E*Trade Securities LLC|10534
TWNK|HOSTESS BRANDS CL A|FBCO|Credit Suisse Securities (USA) LLC|792061
TWNK|HOSTESS BRANDS CL A|FILL|Tradestation Securities, Inc.|2
TWNK|HOSTESS BRANDS CL A|FMCO|First Manhattan Co|3000
TWNK|HOSTESS BRANDS CL A|FOMA|TD AMERITRADE CLEARING, INC.|53021
TWNK|HOSTESS BRANDS CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|982
TWNK|HOSTESS BRANDS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136283
TWNK|HOSTESS BRANDS CL A|FTBR|Foliofn Investments, Inc.|1496
TWNK|HOSTESS BRANDS CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|26578
TWNK|HOSTESS BRANDS CL A|GLPX|ACS EXECUTION SERVICES, LLC|5170
TWNK|HOSTESS BRANDS CL A|GSCO|GOLDMAN SACHS & CO. LLC|2053916
TWNK|HOSTESS BRANDS CL A|GSCS|GOLDMAN SACHS & CO. LLC|49978
TWNK|HOSTESS BRANDS CL A|GSLT|GOLDMAN SACHS & CO. LLC|3585
TWNK|HOSTESS BRANDS CL A|GTSZ|GTS SECURITIES LLC|28624
TWNK|HOSTESS BRANDS CL A|HRBF|American Enterprise Investment Services Inc.|479
TWNK|HOSTESS BRANDS CL A|HSBC|HSBC Securities, Inc.|95000
TWNK|HOSTESS BRANDS CL A|IATS|INTERACTIVE BROKERS LLC|4146
TWNK|HOSTESS BRANDS CL A|IBKR|Interactive Brokers Llc|67508
TWNK|HOSTESS BRANDS CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7158
TWNK|HOSTESS BRANDS CL A|ICBX|INSTINET, LLC|72833
TWNK|HOSTESS BRANDS CL A|IEQY|CITADEL SECURITIES LLC|37735
TWNK|HOSTESS BRANDS CL A|INCA|INSTINET, LLC|413305
TWNK|HOSTESS BRANDS CL A|INJX|INSTINET, LLC|38507
TWNK|HOSTESS BRANDS CL A|ITGI|ITG Inc.|61505
TWNK|HOSTESS BRANDS CL A|ITGP|ITG INC.|436200
TWNK|HOSTESS BRANDS CL A|JANY|Janney Montgomery Scott Inc.|800
TWNK|HOSTESS BRANDS CL A|JEFF|JEFFERIES LLC|360416
TWNK|HOSTESS BRANDS CL A|JMPT|JUMP TRADING, LLC|114926
TWNK|HOSTESS BRANDS CL A|JPBX|J.P. MORGAN SECURITIES LLC|53385
TWNK|HOSTESS BRANDS CL A|JPMX|J.P. Morgan Securities LLC|575544
TWNK|HOSTESS BRANDS CL A|JSJX|JANE STREET CAPITAL LLC|14428
TWNK|HOSTESS BRANDS CL A|KCGM|VIRTU Americas LLC|57619
TWNK|HOSTESS BRANDS CL A|KING|C. L. King & Associates, Inc.|54135
TWNK|HOSTESS BRANDS CL A|LEHM|Barclays Capital Inc./Le|952529
TWNK|HOSTESS BRANDS CL A|LIME|Lime Brokerage LLC|222142
TWNK|HOSTESS BRANDS CL A|LOOP|Loop Capital Markets LLC|4938
TWNK|HOSTESS BRANDS CL A|LQNB|LIQUIDNET, INC.|20000
TWNK|HOSTESS BRANDS CL A|LSCI|Lek Securities Corporation|201
TWNK|HOSTESS BRANDS CL A|MAXM|Maxim Group LLC|22035
TWNK|HOSTESS BRANDS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|264526
TWNK|HOSTESS BRANDS CL A|MSCO|MORGAN STANLEY & CO. LLC|2591876
TWNK|HOSTESS BRANDS CL A|MSPL|MORGAN STANLEY & CO. LLC|410300
TWNK|HOSTESS BRANDS CL A|MSTX|MORGAN STANLEY & CO. LLC|224400
TWNK|HOSTESS BRANDS CL A|NFSC|National Financial Services LLC|77756
TWNK|HOSTESS BRANDS CL A|NITE|VIRTU Americas LLC|294871
TWNK|HOSTESS BRANDS CL A|NITP|VIRTU Americas LLC|1000
TWNK|HOSTESS BRANDS CL A|NQRB|Brut, LLC|22703
TWNK|HOSTESS BRANDS CL A|NTRC|Northern Trust Securities, Inc.|21274
TWNK|HOSTESS BRANDS CL A|OPCO|Oppenheimer & Co. Inc.|410
TWNK|HOSTESS BRANDS CL A|OTAA|OTA LLC|5800
TWNK|HOSTESS BRANDS CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
TWNK|HOSTESS BRANDS CL A|PDQM|CODA MARKETS, INC.|22802
TWNK|HOSTESS BRANDS CL A|PWJC|UBS Financial Services, Inc.|21
TWNK|HOSTESS BRANDS CL A|RAJA|Raymond James & Associates, Inc.|34625
TWNK|HOSTESS BRANDS CL A|RBCM|RBC CAPITAL MARKETS, LLC|3160
TWNK|HOSTESS BRANDS CL A|RHCO|Suntrust Robinson Humphrey, Inc.|22575
TWNK|HOSTESS BRANDS CL A|SAGL|SAGETRADER, LLC|17662
TWNK|HOSTESS BRANDS CL A|SAGW|SAGETRADER, LLC|161
TWNK|HOSTESS BRANDS CL A|SBSH|Citigroup Global Markets Inc.|595032
TWNK|HOSTESS BRANDS CL A|SEIC|SEI Investments Distribution Co.|800
TWNK|HOSTESS BRANDS CL A|SGMT|GOLDMAN SACHS & CO. LLC|177878
TWNK|HOSTESS BRANDS CL A|SPDR|SPEEDROUTE LLC|3218
TWNK|HOSTESS BRANDS CL A|SPHN|Stephens Inc.|386890
TWNK|HOSTESS BRANDS CL A|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
TWNK|HOSTESS BRANDS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|21849
TWNK|HOSTESS BRANDS CL A|SWIM|TD Ameritrade, Inc.|23920
TWNK|HOSTESS BRANDS CL A|SWST|Hilltop Securities Inc.|310
TWNK|HOSTESS BRANDS CL A|TKNG|ALLY INVEST SECURITIES LLC|4394
TWNK|HOSTESS BRANDS CL A|TRBT|Tradebot Systems, Inc.|295258
TWNK|HOSTESS BRANDS CL A|TRCM|TRC MARKETS LLC|141704
TWNK|HOSTESS BRANDS CL A|UBSA|UBS SECURITIES LLC|544963
TWNK|HOSTESS BRANDS CL A|UBSS|UBS Securities LLC|1029825
TWNK|HOSTESS BRANDS CL A|VALX|VIRTU AMERICAS LLC|32492
TWNK|HOSTESS BRANDS CL A|VGRD|Vanguard Marketing Corporation|1050
TWNK|HOSTESS BRANDS CL A|VNDM|Wall Street Access|2030
TWNK|HOSTESS BRANDS CL A|VNDS|VANDHAM SECURITIES CORP|2255
TWNK|HOSTESS BRANDS CL A|WCHV|WELLS FARGO SECURITIES, LLC|55482
TWNK|HOSTESS BRANDS CL A|WDNX|WEEDEN & CO.L.P.|600
TWNK|HOSTESS BRANDS CL A|WEDB|WEDBUSH SECURITIES INC.|100
TWNK|HOSTESS BRANDS CL A|WEED|Weeden & Co.L.P.|221582
TWNK|HOSTESS BRANDS CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7975
TWNK|HOSTESS BRANDS CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15630
TWNK|HOSTESS BRANDS CL A|WSEA|WOLVERINE SECURITIES, LLC|2974
TWNK|HOSTESS BRANDS CL A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2099
TWNK|HOSTESS BRANDS CL A|XIST|INSTINET, LLC|33150
TWNK|HOSTESS BRANDS CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|23000
TWNK|HOSTESS BRANDS CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|1265
TWNK|HOSTESS BRANDS CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|488
TWNKW|HOSTESS BRANDS WTS|BATM|CBOE TRADING, INC.|100
TWNKW|HOSTESS BRANDS WTS|CANT|Cantor Fitzgerald & Co.|17200
TWNKW|HOSTESS BRANDS WTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
TWNKW|HOSTESS BRANDS WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2019
TWNKW|HOSTESS BRANDS WTS|DBAX|Deutsche Bank Securities Inc.|200
TWNKW|HOSTESS BRANDS WTS|DEAN|MORGAN STANLEY|73
TWNKW|HOSTESS BRANDS WTS|DEGS|RONIN PROFESSIONAL LLC|6600
TWNKW|HOSTESS BRANDS WTS|EBXL|EBX LLC|3000
TWNKW|HOSTESS BRANDS WTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57
TWNKW|HOSTESS BRANDS WTS|ETRS|E*Trade Securities LLC|12597
TWNKW|HOSTESS BRANDS WTS|FOMA|TD AMERITRADE CLEARING, INC.|15428
TWNKW|HOSTESS BRANDS WTS|GEBB|GLOBAL EXECUTION BROKERS, LP|900
TWNKW|HOSTESS BRANDS WTS|GLPX|ACS EXECUTION SERVICES, LLC|200
TWNKW|HOSTESS BRANDS WTS|GSCO|GOLDMAN SACHS & CO. LLC|14750
TWNKW|HOSTESS BRANDS WTS|GSCS|GOLDMAN SACHS & CO. LLC|100314
TWNKW|HOSTESS BRANDS WTS|GSLT|GOLDMAN SACHS & CO. LLC|4356
TWNKW|HOSTESS BRANDS WTS|GTSZ|GTS SECURITIES LLC|97
TWNKW|HOSTESS BRANDS WTS|IBKR|Interactive Brokers Llc|116894
TWNKW|HOSTESS BRANDS WTS|ITGI|ITG Inc.|100
TWNKW|HOSTESS BRANDS WTS|LEHM|Barclays Capital Inc./Le|1997
TWNKW|HOSTESS BRANDS WTS|LIME|Lime Brokerage LLC|1640
TWNKW|HOSTESS BRANDS WTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
TWNKW|HOSTESS BRANDS WTS|MSCO|MORGAN STANLEY & CO. LLC|237264
TWNKW|HOSTESS BRANDS WTS|NFSC|National Financial Services LLC|1205
TWNKW|HOSTESS BRANDS WTS|NITE|VIRTU Americas LLC|101392
TWNKW|HOSTESS BRANDS WTS|PDQM|CODA MARKETS, INC.|200
TWNKW|HOSTESS BRANDS WTS|PWJC|UBS Financial Services, Inc.|955615
TWNKW|HOSTESS BRANDS WTS|RBCM|RBC CAPITAL MARKETS, LLC|8348
TWNKW|HOSTESS BRANDS WTS|SGMT|GOLDMAN SACHS & CO. LLC|5173
TWNKW|HOSTESS BRANDS WTS|SWIM|TD Ameritrade, Inc.|1100
TWNKW|HOSTESS BRANDS WTS|TKNG|ALLY INVEST SECURITIES LLC|500
TWNKW|HOSTESS BRANDS WTS|UBSA|UBS SECURITIES LLC|7410
TWNKW|HOSTESS BRANDS WTS|UBSS|UBS Securities LLC|1744990
TWNKW|HOSTESS BRANDS WTS|WCHV|WELLS FARGO SECURITIES, LLC|3000
TWO|TWO HARBORS INVT CP|ADAM|CANACCORD GENUITY INC.|1673
TWO|TWO HARBORS INVT CP|AGIS|Aegis Capital Corp.|1000
TWO|TWO HARBORS INVT CP|ALTX|Alternet Securities Inc.|2000
TWO|TWO HARBORS INVT CP|APCC|Apex Clearing Corporation|5606
TWO|TWO HARBORS INVT CP|BANK|Primevest Financial Services, Inc.|837
TWO|TWO HARBORS INVT CP|BARD|Robert W. Baird & Co. Incorporated|21596
TWO|TWO HARBORS INVT CP|BATM|CBOE TRADING, INC.|1001
TWO|TWO HARBORS INVT CP|BAYT|BTIG, LLC|4900
TWO|TWO HARBORS INVT CP|BBNT|BB&T SECURITIES, LLC|1000
TWO|TWO HARBORS INVT CP|BERN|Sanford C. Bernstein & Co., LLC|15843
TWO|TWO HARBORS INVT CP|BIDS|BIDS TRADING L.P.|13900
TWO|TWO HARBORS INVT CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24931
TWO|TWO HARBORS INVT CP|BLKX|INSTINET, LLC|5000
TWO|TWO HARBORS INVT CP|BNPX|BNP PARIBAS SECURITIES CORP.|2576
TWO|TWO HARBORS INVT CP|BRGE|Newbridge Securities Corp.|12
TWO|TWO HARBORS INVT CP|BTIG|BTIG, LLC|111801
TWO|TWO HARBORS INVT CP|BYXM|CBOE TRADING, INC.|200
TWO|TWO HARBORS INVT CP|BZYD|GOLDMAN SACHS & CO. LLC|5400
TWO|TWO HARBORS INVT CP|CANT|Cantor Fitzgerald & Co.|5755
TWO|TWO HARBORS INVT CP|CHAS|Charles Schwab & Co., Inc.|6312
TWO|TWO HARBORS INVT CP|CIST|Capital Institutional Services, Inc.|5900
TWO|TWO HARBORS INVT CP|CMPT|Compass Point Research & Trading, LLC|3600
TWO|TWO HARBORS INVT CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|156621
TWO|TWO HARBORS INVT CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3141
TWO|TWO HARBORS INVT CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|244283
TWO|TWO HARBORS INVT CP|CTDL|Citadel Derivatives Group Llc|8516
TWO|TWO HARBORS INVT CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|274756
TWO|TWO HARBORS INVT CP|DBAB|Deutsche Bank Securities Inc.|330962
TWO|TWO HARBORS INVT CP|DBAX|Deutsche Bank Securities Inc.|440500
TWO|TWO HARBORS INVT CP|DBUL|Deutsche Bank Securities Inc.|1553
TWO|TWO HARBORS INVT CP|DEAN|MORGAN STANLEY|21504
TWO|TWO HARBORS INVT CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
TWO|TWO HARBORS INVT CP|EBXL|EBX LLC|231500
TWO|TWO HARBORS INVT CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1051
TWO|TWO HARBORS INVT CP|EDJO|Edward D. Jones & Co., L.P.|14667
TWO|TWO HARBORS INVT CP|EGAM|CBOE TRADING, INC.|8286
TWO|TWO HARBORS INVT CP|EGXM|CBOE TRADING, INC.|886
TWO|TWO HARBORS INVT CP|EGXW|CBOE TRADING, INC.|12
TWO|TWO HARBORS INVT CP|ESPO|ESPOSITO SECURITIES, LLC|2090
TWO|TWO HARBORS INVT CP|ETBE|Electronic Transaction Clearing, Inc.|5445
TWO|TWO HARBORS INVT CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|89
TWO|TWO HARBORS INVT CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|563
TWO|TWO HARBORS INVT CP|ETRS|E*Trade Securities LLC|600937
TWO|TWO HARBORS INVT CP|FBSB|U.S. Bancorp Investments, Inc.|5250
TWO|TWO HARBORS INVT CP|FILL|Tradestation Securities, Inc.|3107
TWO|TWO HARBORS INVT CP|FMAF|NBCN Inc./ CDS|1033
TWO|TWO HARBORS INVT CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1101
TWO|TWO HARBORS INVT CP|FQLS|Quantlab Securities LP|179897
TWO|TWO HARBORS INVT CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103688
TWO|TWO HARBORS INVT CP|FTBR|Foliofn Investments, Inc.|3408
TWO|TWO HARBORS INVT CP|GEBB|GLOBAL EXECUTION BROKERS, LP|21800
TWO|TWO HARBORS INVT CP|GLIS|TD Securities Inc|3913
TWO|TWO HARBORS INVT CP|GLPX|ACS EXECUTION SERVICES, LLC|12632
TWO|TWO HARBORS INVT CP|GSCO|GOLDMAN SACHS & CO. LLC|597328
TWO|TWO HARBORS INVT CP|GSLT|GOLDMAN SACHS & CO. LLC|14009
TWO|TWO HARBORS INVT CP|GTSZ|GTS SECURITIES LLC|61824
TWO|TWO HARBORS INVT CP|HRBF|American Enterprise Investment Services Inc.|22247
TWO|TWO HARBORS INVT CP|HSBC|HSBC Securities, Inc.|4854
TWO|TWO HARBORS INVT CP|IATS|INTERACTIVE BROKERS LLC|23293
TWO|TWO HARBORS INVT CP|IBKR|Interactive Brokers Llc|40854
TWO|TWO HARBORS INVT CP|IBSJ|Integrity Brokerage Services, Inc.|350
TWO|TWO HARBORS INVT CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|645
TWO|TWO HARBORS INVT CP|ICBX|INSTINET, LLC|106656
TWO|TWO HARBORS INVT CP|INCA|INSTINET, LLC|188625
TWO|TWO HARBORS INVT CP|ITGI|ITG Inc.|172534
TWO|TWO HARBORS INVT CP|ITGP|ITG INC.|346200
TWO|TWO HARBORS INVT CP|JANY|Janney Montgomery Scott Inc.|6319
TWO|TWO HARBORS INVT CP|JEFF|JEFFERIES LLC|56441
TWO|TWO HARBORS INVT CP|JMPT|JUMP TRADING, LLC|46077
TWO|TWO HARBORS INVT CP|JONE|JonesTrading|699
TWO|TWO HARBORS INVT CP|JPBX|J.P. MORGAN SECURITIES LLC|100833
TWO|TWO HARBORS INVT CP|JPMX|J.P. Morgan Securities LLC|548313
TWO|TWO HARBORS INVT CP|JSJX|JANE STREET CAPITAL LLC|235458
TWO|TWO HARBORS INVT CP|KCGM|VIRTU Americas LLC|52771
TWO|TWO HARBORS INVT CP|KRSH|Kershner Securities, LLC|1721
TWO|TWO HARBORS INVT CP|LEHM|Barclays Capital Inc./Le|953530
TWO|TWO HARBORS INVT CP|LIME|Lime Brokerage LLC|54331
TWO|TWO HARBORS INVT CP|LOOP|Loop Capital Markets LLC|18082
TWO|TWO HARBORS INVT CP|LSCI|Lek Securities Corporation|1830
TWO|TWO HARBORS INVT CP|MACC|Mid Atlantic Capital Corporation|900
TWO|TWO HARBORS INVT CP|MAXM|Maxim Group LLC|752
TWO|TWO HARBORS INVT CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|261267
TWO|TWO HARBORS INVT CP|MOTF|MOTIF INVESTING, INC.|6
TWO|TWO HARBORS INVT CP|MSCO|MORGAN STANLEY & CO. LLC|963231
TWO|TWO HARBORS INVT CP|MSPL|MORGAN STANLEY & CO. LLC|433600
TWO|TWO HARBORS INVT CP|MSTX|MORGAN STANLEY & CO. LLC|194100
TWO|TWO HARBORS INVT CP|NFSC|National Financial Services LLC|911852
TWO|TWO HARBORS INVT CP|NITE|VIRTU Americas LLC|1785115
TWO|TWO HARBORS INVT CP|NITP|VIRTU Americas LLC|52421
TWO|TWO HARBORS INVT CP|NMRA|Nomura Securities International, Inc.|3044
TWO|TWO HARBORS INVT CP|NQRB|Brut, LLC|6606
TWO|TWO HARBORS INVT CP|NTBF|BMO Nesbitt Burns Inc./CDS|150
TWO|TWO HARBORS INVT CP|OPCO|Oppenheimer & Co. Inc.|2455
TWO|TWO HARBORS INVT CP|PDQM|CODA MARKETS, INC.|6221
TWO|TWO HARBORS INVT CP|PHLY|NASDAQ Execution Services, LLC|59000
TWO|TWO HARBORS INVT CP|PWJC|UBS Financial Services, Inc.|303
TWO|TWO HARBORS INVT CP|RBCM|RBC CAPITAL MARKETS, LLC|6194
TWO|TWO HARBORS INVT CP|RGLD|Regal Securities, Inc|5
TWO|TWO HARBORS INVT CP|SAGL|SAGETRADER, LLC|1700
TWO|TWO HARBORS INVT CP|SAGW|SAGETRADER, LLC|574
TWO|TWO HARBORS INVT CP|SALI|INTL FCSTONE FINANCIAL INC.|250
TWO|TWO HARBORS INVT CP|SBRX|MURIEL SIEBERT & CO INC|1375
TWO|TWO HARBORS INVT CP|SBSH|Citigroup Global Markets Inc.|291817
TWO|TWO HARBORS INVT CP|SEIC|SEI Investments Distribution Co.|400
TWO|TWO HARBORS INVT CP|SGMT|GOLDMAN SACHS & CO. LLC|140331
TWO|TWO HARBORS INVT CP|SPDR|SPEEDROUTE LLC|2600
TWO|TWO HARBORS INVT CP|SPHN|Stephens Inc.|250
TWO|TWO HARBORS INVT CP|STFL|Stifel, Nicolaus & Company, Incorporated|147235
TWO|TWO HARBORS INVT CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6459
TWO|TWO HARBORS INVT CP|SWIM|TD Ameritrade, Inc.|270055
TWO|TWO HARBORS INVT CP|SWST|Hilltop Securities Inc.|8808
TWO|TWO HARBORS INVT CP|TKNG|ALLY INVEST SECURITIES LLC|9308
TWO|TWO HARBORS INVT CP|TRBT|Tradebot Systems, Inc.|110774
TWO|TWO HARBORS INVT CP|TRCM|TRC MARKETS LLC|40387
TWO|TWO HARBORS INVT CP|TWTT|TASTYWORKS, INC.|25
TWO|TWO HARBORS INVT CP|UBSA|UBS SECURITIES LLC|663705
TWO|TWO HARBORS INVT CP|UBSS|UBS Securities LLC|764254
TWO|TWO HARBORS INVT CP|VALX|VIRTU AMERICAS LLC|80854
TWO|TWO HARBORS INVT CP|VERT|The Vertical Trading Group, LLC|4370
TWO|TWO HARBORS INVT CP|VGRD|Vanguard Marketing Corporation|142931
TWO|TWO HARBORS INVT CP|VNDM|Wall Street Access|200
TWO|TWO HARBORS INVT CP|WBET|Wallachbeth Capital LLC|12489
TWO|TWO HARBORS INVT CP|WCHV|WELLS FARGO SECURITIES, LLC|302315
TWO|TWO HARBORS INVT CP|WEDB|WEDBUSH SECURITIES INC.|1758
TWO|TWO HARBORS INVT CP|WEED|Weeden & Co.L.P.|15408
TWO|TWO HARBORS INVT CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|24739
TWO|TWO HARBORS INVT CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|518554
TWO|TWO HARBORS INVT CP|WFPB|Wells Fargo Securities, LLC.|10294
TWO|TWO HARBORS INVT CP|WGIF|CIBC World Markets Inc.|3100
TWO|TWO HARBORS INVT CP|WHOT|JUST2TRADE, INC.|100
TWO|TWO HARBORS INVT CP|WSEA|WOLVERINE SECURITIES, LLC|34664
TWO|TWO HARBORS INVT CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3000
TWO|TWO HARBORS INVT CP|XIST|INSTINET, LLC|2400
TWO|TWO HARBORS INVT CP|XPQR|Jump Trading|1006
TWO|TWO HARBORS INVT CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|67470
TWO|TWO HARBORS INVT CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8939
TWO$A|TWO HARBORS 8.125 A|BANK|Primevest Financial Services, Inc.|173
TWO$A|TWO HARBORS 8.125 A|BARD|Robert W. Baird & Co. Incorporated|334
TWO$A|TWO HARBORS 8.125 A|BATM|CBOE TRADING, INC.|20
TWO$A|TWO HARBORS 8.125 A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1112
TWO$A|TWO HARBORS 8.125 A|CANT|Cantor Fitzgerald & Co.|2000
TWO$A|TWO HARBORS 8.125 A|CHAS|Charles Schwab & Co., Inc.|2400
TWO$A|TWO HARBORS 8.125 A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|877
TWO$A|TWO HARBORS 8.125 A|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
TWO$A|TWO HARBORS 8.125 A|DADA|D.A. Davidson & Co.|600
TWO$A|TWO HARBORS 8.125 A|DBAX|Deutsche Bank Securities Inc.|500
TWO$A|TWO HARBORS 8.125 A|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
TWO$A|TWO HARBORS 8.125 A|ETRS|E*Trade Securities LLC|1350
TWO$A|TWO HARBORS 8.125 A|GLPX|ACS EXECUTION SERVICES, LLC|300
TWO$A|TWO HARBORS 8.125 A|GSCO|GOLDMAN SACHS & CO. LLC|500
TWO$A|TWO HARBORS 8.125 A|GTSZ|GTS SECURITIES LLC|106
TWO$A|TWO HARBORS 8.125 A|HRBF|American Enterprise Investment Services Inc.|1211
TWO$A|TWO HARBORS 8.125 A|IATS|INTERACTIVE BROKERS LLC|14
TWO$A|TWO HARBORS 8.125 A|IBKR|Interactive Brokers Llc|947
TWO$A|TWO HARBORS 8.125 A|INCA|INSTINET, LLC|100
TWO$A|TWO HARBORS 8.125 A|INJX|INSTINET, LLC|300
TWO$A|TWO HARBORS 8.125 A|ITGI|ITG Inc.|71
TWO$A|TWO HARBORS 8.125 A|LEHM|Barclays Capital Inc./Le|1000
TWO$A|TWO HARBORS 8.125 A|LIME|Lime Brokerage LLC|300
TWO$A|TWO HARBORS 8.125 A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TWO$A|TWO HARBORS 8.125 A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
TWO$A|TWO HARBORS 8.125 A|MSCO|MORGAN STANLEY & CO. LLC|1413
TWO$A|TWO HARBORS 8.125 A|NFSC|National Financial Services LLC|5083
TWO$A|TWO HARBORS 8.125 A|NITE|VIRTU Americas LLC|15210
TWO$A|TWO HARBORS 8.125 A|NQRB|Brut, LLC|1200
TWO$A|TWO HARBORS 8.125 A|PDQM|CODA MARKETS, INC.|300
TWO$A|TWO HARBORS 8.125 A|PWJC|UBS Financial Services, Inc.|6000
TWO$A|TWO HARBORS 8.125 A|RBCM|RBC CAPITAL MARKETS, LLC|1950
TWO$A|TWO HARBORS 8.125 A|SGMT|GOLDMAN SACHS & CO. LLC|120
TWO$A|TWO HARBORS 8.125 A|STFL|Stifel, Nicolaus & Company, Incorporated|2900
TWO$A|TWO HARBORS 8.125 A|UBSA|UBS SECURITIES LLC|1386
TWO$A|TWO HARBORS 8.125 A|UBSS|UBS Securities LLC|16203
TWO$A|TWO HARBORS 8.125 A|WCHV|WELLS FARGO SECURITIES, LLC|2549
TWO$A|TWO HARBORS 8.125 A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|345
TWO$B|TWO HARBORS 7.625 PF|BARD|Robert W. Baird & Co. Incorporated|10
TWO$B|TWO HARBORS 7.625 PF|BATM|CBOE TRADING, INC.|100
TWO$B|TWO HARBORS 7.625 PF|BYXM|CBOE TRADING, INC.|100
TWO$B|TWO HARBORS 7.625 PF|CANT|Cantor Fitzgerald & Co.|500
TWO$B|TWO HARBORS 7.625 PF|CIST|Capital Institutional Services, Inc.|250
TWO$B|TWO HARBORS 7.625 PF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
TWO$B|TWO HARBORS 7.625 PF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1297
TWO$B|TWO HARBORS 7.625 PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1667
TWO$B|TWO HARBORS 7.625 PF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
TWO$B|TWO HARBORS 7.625 PF|DBAX|Deutsche Bank Securities Inc.|7700
TWO$B|TWO HARBORS 7.625 PF|DEAN|MORGAN STANLEY|11523
TWO$B|TWO HARBORS 7.625 PF|EBXL|EBX LLC|500
TWO$B|TWO HARBORS 7.625 PF|ECUT|CONVERGEX EXECUTION SOLUTIONS|900
TWO$B|TWO HARBORS 7.625 PF|EDJO|Edward D. Jones & Co., L.P.|1507
TWO$B|TWO HARBORS 7.625 PF|ETRS|E*Trade Securities LLC|400
TWO$B|TWO HARBORS 7.625 PF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|471
TWO$B|TWO HARBORS 7.625 PF|GLPX|ACS EXECUTION SERVICES, LLC|2897
TWO$B|TWO HARBORS 7.625 PF|GSCO|GOLDMAN SACHS & CO. LLC|1800
TWO$B|TWO HARBORS 7.625 PF|GSLT|GOLDMAN SACHS & CO. LLC|259
TWO$B|TWO HARBORS 7.625 PF|GTSZ|GTS SECURITIES LLC|700
TWO$B|TWO HARBORS 7.625 PF|HRBF|American Enterprise Investment Services Inc.|90
TWO$B|TWO HARBORS 7.625 PF|IATS|INTERACTIVE BROKERS LLC|150
TWO$B|TWO HARBORS 7.625 PF|ICBX|INSTINET, LLC|300
TWO$B|TWO HARBORS 7.625 PF|INCA|INSTINET, LLC|1005
TWO$B|TWO HARBORS 7.625 PF|ITGI|ITG Inc.|400
TWO$B|TWO HARBORS 7.625 PF|JEFF|JEFFERIES LLC|1800
TWO$B|TWO HARBORS 7.625 PF|JPMX|J.P. Morgan Securities LLC|1800
TWO$B|TWO HARBORS 7.625 PF|KCGM|VIRTU Americas LLC|300
TWO$B|TWO HARBORS 7.625 PF|LEHM|Barclays Capital Inc./Le|1000
TWO$B|TWO HARBORS 7.625 PF|LIME|Lime Brokerage LLC|1355
TWO$B|TWO HARBORS 7.625 PF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|169
TWO$B|TWO HARBORS 7.625 PF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
TWO$B|TWO HARBORS 7.625 PF|MSCO|MORGAN STANLEY & CO. LLC|2467
TWO$B|TWO HARBORS 7.625 PF|MSPL|MORGAN STANLEY & CO. LLC|600
TWO$B|TWO HARBORS 7.625 PF|NFSC|National Financial Services LLC|14614
TWO$B|TWO HARBORS 7.625 PF|NITE|VIRTU Americas LLC|21859
TWO$B|TWO HARBORS 7.625 PF|NQRB|Brut, LLC|100
TWO$B|TWO HARBORS 7.625 PF|PDQM|CODA MARKETS, INC.|10698
TWO$B|TWO HARBORS 7.625 PF|PWJC|UBS Financial Services, Inc.|5100
TWO$B|TWO HARBORS 7.625 PF|RBCM|RBC CAPITAL MARKETS, LLC|1994
TWO$B|TWO HARBORS 7.625 PF|SPDR|SPEEDROUTE LLC|800
TWO$B|TWO HARBORS 7.625 PF|STFL|Stifel, Nicolaus & Company, Incorporated|5085
TWO$B|TWO HARBORS 7.625 PF|SWIM|TD Ameritrade, Inc.|1000
TWO$B|TWO HARBORS 7.625 PF|TRBT|Tradebot Systems, Inc.|833
TWO$B|TWO HARBORS 7.625 PF|TRCM|TRC MARKETS LLC|100
TWO$B|TWO HARBORS 7.625 PF|UBSA|UBS SECURITIES LLC|26974
TWO$B|TWO HARBORS 7.625 PF|UBSS|UBS Securities LLC|30663
TWO$B|TWO HARBORS 7.625 PF|VGRD|Vanguard Marketing Corporation|600
TWO$B|TWO HARBORS 7.625 PF|WCHV|WELLS FARGO SECURITIES, LLC|4164
TWO$B|TWO HARBORS 7.625 PF|YKNA|COMHAR CAPITAL MARKETS, LLC|300
TWO$B|TWO HARBORS 7.625 PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|426
TWO$C|TWO HARBORS 7.25|ALTX|Alternet Securities Inc.|300
TWO$C|TWO HARBORS 7.25|BARD|Robert W. Baird & Co. Incorporated|20
TWO$C|TWO HARBORS 7.25|BATM|CBOE TRADING, INC.|100
TWO$C|TWO HARBORS 7.25|BBNT|BB&T SECURITIES, LLC|65
TWO$C|TWO HARBORS 7.25|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52
TWO$C|TWO HARBORS 7.25|BYXM|CBOE TRADING, INC.|200
TWO$C|TWO HARBORS 7.25|CANT|Cantor Fitzgerald & Co.|700
TWO$C|TWO HARBORS 7.25|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1000
TWO$C|TWO HARBORS 7.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2402
TWO$C|TWO HARBORS 7.25|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
TWO$C|TWO HARBORS 7.25|DBAX|Deutsche Bank Securities Inc.|3600
TWO$C|TWO HARBORS 7.25|DEAN|MORGAN STANLEY|13267
TWO$C|TWO HARBORS 7.25|EBXL|EBX LLC|1500
TWO$C|TWO HARBORS 7.25|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
TWO$C|TWO HARBORS 7.25|EDJO|Edward D. Jones & Co., L.P.|7
TWO$C|TWO HARBORS 7.25|EGXM|CBOE TRADING, INC.|200
TWO$C|TWO HARBORS 7.25|ETRS|E*Trade Securities LLC|800
TWO$C|TWO HARBORS 7.25|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
TWO$C|TWO HARBORS 7.25|GLPX|ACS EXECUTION SERVICES, LLC|1200
TWO$C|TWO HARBORS 7.25|GSCS|GOLDMAN SACHS & CO. LLC|842
TWO$C|TWO HARBORS 7.25|GSLT|GOLDMAN SACHS & CO. LLC|100
TWO$C|TWO HARBORS 7.25|GTSZ|GTS SECURITIES LLC|322
TWO$C|TWO HARBORS 7.25|HRBF|American Enterprise Investment Services Inc.|2300
TWO$C|TWO HARBORS 7.25|IATS|INTERACTIVE BROKERS LLC|300
TWO$C|TWO HARBORS 7.25|IBKR|Interactive Brokers Llc|1242
TWO$C|TWO HARBORS 7.25|INCA|INSTINET, LLC|300
TWO$C|TWO HARBORS 7.25|ITGP|ITG INC.|600
TWO$C|TWO HARBORS 7.25|JPMX|J.P. Morgan Securities LLC|946
TWO$C|TWO HARBORS 7.25|KCGM|VIRTU Americas LLC|1701
TWO$C|TWO HARBORS 7.25|LEHM|Barclays Capital Inc./Le|9600
TWO$C|TWO HARBORS 7.25|LIME|Lime Brokerage LLC|792
TWO$C|TWO HARBORS 7.25|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
TWO$C|TWO HARBORS 7.25|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24400
TWO$C|TWO HARBORS 7.25|MSCO|MORGAN STANLEY & CO. LLC|16224
TWO$C|TWO HARBORS 7.25|MSPL|MORGAN STANLEY & CO. LLC|1000
TWO$C|TWO HARBORS 7.25|NFSC|National Financial Services LLC|19214
TWO$C|TWO HARBORS 7.25|NITE|VIRTU Americas LLC|40122
TWO$C|TWO HARBORS 7.25|NQRB|Brut, LLC|200
TWO$C|TWO HARBORS 7.25|PDQM|CODA MARKETS, INC.|1500
TWO$C|TWO HARBORS 7.25|PWJC|UBS Financial Services, Inc.|19264
TWO$C|TWO HARBORS 7.25|RBCM|RBC CAPITAL MARKETS, LLC|14302
TWO$C|TWO HARBORS 7.25|SALI|INTL FCSTONE FINANCIAL INC.|23
TWO$C|TWO HARBORS 7.25|SGMT|GOLDMAN SACHS & CO. LLC|301
TWO$C|TWO HARBORS 7.25|SPDR|SPEEDROUTE LLC|600
TWO$C|TWO HARBORS 7.25|STFL|Stifel, Nicolaus & Company, Incorporated|5570
TWO$C|TWO HARBORS 7.25|SWIM|TD Ameritrade, Inc.|1300
TWO$C|TWO HARBORS 7.25|TRBT|Tradebot Systems, Inc.|1201
TWO$C|TWO HARBORS 7.25|UBSA|UBS SECURITIES LLC|36215
TWO$C|TWO HARBORS 7.25|UBSS|UBS Securities LLC|75405
TWO$C|TWO HARBORS 7.25|VGRD|Vanguard Marketing Corporation|2200
TWO$C|TWO HARBORS 7.25|WCHV|WELLS FARGO SECURITIES, LLC|17716
TWO$C|TWO HARBORS 7.25|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
TWO$C|TWO HARBORS 7.25|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1985
TWOU|2U, INC. CMN STK|ADAM|CANACCORD GENUITY INC.|700
TWOU|2U, INC. CMN STK|ALLN|Allen & Company LLC|671
TWOU|2U, INC. CMN STK|ALTX|Alternet Securities Inc.|7643
TWOU|2U, INC. CMN STK|ANDG|Andrew Garrett Inc.|7500
TWOU|2U, INC. CMN STK|ANOS|ABEL/NOSER, L.L.C.|1657
TWOU|2U, INC. CMN STK|APCC|Apex Clearing Corporation|272
TWOU|2U, INC. CMN STK|AQUA|AQUA SECURITIES L.P.|15000
TWOU|2U, INC. CMN STK|BANK|Primevest Financial Services, Inc.|90
TWOU|2U, INC. CMN STK|BARD|Robert W. Baird & Co. Incorporated|194574
TWOU|2U, INC. CMN STK|BATM|CBOE TRADING, INC.|9157
TWOU|2U, INC. CMN STK|BBNT|BB&T SECURITIES, LLC|985
TWOU|2U, INC. CMN STK|BERN|Sanford C. Bernstein & Co., LLC|89790
TWOU|2U, INC. CMN STK|BIAD|SAGETRADER, LLC|1
TWOU|2U, INC. CMN STK|BIDS|BIDS TRADING L.P.|6600
TWOU|2U, INC. CMN STK|BIMI|Banca IMI Securities Corp.|70
TWOU|2U, INC. CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2272
TWOU|2U, INC. CMN STK|BLKX|INSTINET, LLC|38876
TWOU|2U, INC. CMN STK|BMOC|BMO Capital Markets Corp.|13059
TWOU|2U, INC. CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|3007
TWOU|2U, INC. CMN STK|BTIG|BTIG, LLC|16934
TWOU|2U, INC. CMN STK|BYXM|CBOE TRADING, INC.|4338
TWOU|2U, INC. CMN STK|BZYD|GOLDMAN SACHS & CO. LLC|400
TWOU|2U, INC. CMN STK|CANT|Cantor Fitzgerald & Co.|20905
TWOU|2U, INC. CMN STK|CHAS|Charles Schwab & Co., Inc.|345
TWOU|2U, INC. CMN STK|CICF|Canaccord Genuity Corp.|235
TWOU|2U, INC. CMN STK|CIST|Capital Institutional Services, Inc.|122
TWOU|2U, INC. CMN STK|CMPT|Compass Point Research & Trading, LLC|7500
TWOU|2U, INC. CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|192890
TWOU|2U, INC. CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1654
TWOU|2U, INC. CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|319071
TWOU|2U, INC. CMN STK|CTDL|Citadel Derivatives Group Llc|23620
TWOU|2U, INC. CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|16940
TWOU|2U, INC. CMN STK|DBAB|Deutsche Bank Securities Inc.|654360
TWOU|2U, INC. CMN STK|DBAX|Deutsche Bank Securities Inc.|241700
TWOU|2U, INC. CMN STK|DBUL|Deutsche Bank Securities Inc.|5755
TWOU|2U, INC. CMN STK|DEAN|MORGAN STANLEY|2999
TWOU|2U, INC. CMN STK|DEGS|RONIN PROFESSIONAL LLC|10287
TWOU|2U, INC. CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3075
TWOU|2U, INC. CMN STK|DRWK|DRW SECURITIES, L.L.C.|14823
TWOU|2U, INC. CMN STK|EBXL|EBX LLC|170700
TWOU|2U, INC. CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|18918
TWOU|2U, INC. CMN STK|EDJC|Edward Jones / CDS|70
TWOU|2U, INC. CMN STK|EDJO|Edward D. Jones & Co., L.P.|711
TWOU|2U, INC. CMN STK|EGAM|CBOE TRADING, INC.|8055
TWOU|2U, INC. CMN STK|EGAW|CBOE TRADING, INC.|42
TWOU|2U, INC. CMN STK|EGMT|EG MARKET TECHNOLOGIES LLC|1594
TWOU|2U, INC. CMN STK|EGXM|CBOE TRADING, INC.|2113
TWOU|2U, INC. CMN STK|ESPO|ESPOSITO SECURITIES, LLC|486
TWOU|2U, INC. CMN STK|ETBE|Electronic Transaction Clearing, Inc.|41480
TWOU|2U, INC. CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2058
TWOU|2U, INC. CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|67384
TWOU|2U, INC. CMN STK|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
TWOU|2U, INC. CMN STK|ETRS|E*Trade Securities LLC|72276
TWOU|2U, INC. CMN STK|FBCO|Credit Suisse Securities (USA) LLC|2704148
TWOU|2U, INC. CMN STK|FBSB|U.S. Bancorp Investments, Inc.|58
TWOU|2U, INC. CMN STK|FILL|Tradestation Securities, Inc.|2774
TWOU|2U, INC. CMN STK|FMAF|NBCN Inc./ CDS|310
TWOU|2U, INC. CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|72916
TWOU|2U, INC. CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22740
TWOU|2U, INC. CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|132111
TWOU|2U, INC. CMN STK|FTBR|Foliofn Investments, Inc.|3579
TWOU|2U, INC. CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|19935
TWOU|2U, INC. CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|35855
TWOU|2U, INC. CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|2360128
TWOU|2U, INC. CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|5585
TWOU|2U, INC. CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|4778
TWOU|2U, INC. CMN STK|GTSZ|GTS SECURITIES LLC|40075
TWOU|2U, INC. CMN STK|HRBF|American Enterprise Investment Services Inc.|926
TWOU|2U, INC. CMN STK|HSBC|HSBC Securities, Inc.|3443
TWOU|2U, INC. CMN STK|IATS|INTERACTIVE BROKERS LLC|9028
TWOU|2U, INC. CMN STK|IBKR|Interactive Brokers Llc|54289
TWOU|2U, INC. CMN STK|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|137
TWOU|2U, INC. CMN STK|ICBX|INSTINET, LLC|28462
TWOU|2U, INC. CMN STK|IEQY|CITADEL SECURITIES LLC|57431
TWOU|2U, INC. CMN STK|INCA|INSTINET, LLC|369134
TWOU|2U, INC. CMN STK|INJX|INSTINET, LLC|17457
TWOU|2U, INC. CMN STK|ITGI|ITG Inc.|42954
TWOU|2U, INC. CMN STK|ITGP|ITG INC.|82200
TWOU|2U, INC. CMN STK|JANY|Janney Montgomery Scott Inc.|1250
TWOU|2U, INC. CMN STK|JEFF|JEFFERIES LLC|83311
TWOU|2U, INC. CMN STK|JMPT|JUMP TRADING, LLC|64908
TWOU|2U, INC. CMN STK|JONE|JonesTrading|46
TWOU|2U, INC. CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|26387
TWOU|2U, INC. CMN STK|JPMX|J.P. Morgan Securities LLC|324362
TWOU|2U, INC. CMN STK|JRCO|Johnson Rice & Company L.L.C.|2598
TWOU|2U, INC. CMN STK|JSJX|JANE STREET CAPITAL LLC|33075
TWOU|2U, INC. CMN STK|KBWI|Keefe, Bruyette & Woods, Inc.|4600
TWOU|2U, INC. CMN STK|KCGM|VIRTU Americas LLC|24701
TWOU|2U, INC. CMN STK|KEYB|KEYBANC CAPITAL MARKETS INC.|343355
TWOU|2U, INC. CMN STK|LEER|LEERINK PARTNERS LLC|370
TWOU|2U, INC. CMN STK|LEHM|Barclays Capital Inc./Le|1172960
TWOU|2U, INC. CMN STK|LIME|Lime Brokerage LLC|142320
TWOU|2U, INC. CMN STK|LMGP|LIME BROKERAGE LLC|3227
TWOU|2U, INC. CMN STK|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
TWOU|2U, INC. CMN STK|LOOP|Loop Capital Markets LLC|11579
TWOU|2U, INC. CMN STK|LQNA|LIQUIDNET, INC.|31300
TWOU|2U, INC. CMN STK|LSCI|Lek Securities Corporation|23
TWOU|2U, INC. CMN STK|MAXM|Maxim Group LLC|2013
TWOU|2U, INC. CMN STK|MBTS|ALLY INVEST SECURITIES LLC|1072
TWOU|2U, INC. CMN STK|MCMF|Raymond James Ltd. Cds|2
TWOU|2U, INC. CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|93682
TWOU|2U, INC. CMN STK|MOTF|MOTIF INVESTING, INC.|65
TWOU|2U, INC. CMN STK|MSCO|MORGAN STANLEY & CO. LLC|2296509
TWOU|2U, INC. CMN STK|MSPL|MORGAN STANLEY & CO. LLC|239700
TWOU|2U, INC. CMN STK|MSTX|MORGAN STANLEY & CO. LLC|70600
TWOU|2U, INC. CMN STK|NFSC|National Financial Services LLC|260590
TWOU|2U, INC. CMN STK|NITE|VIRTU Americas LLC|284710
TWOU|2U, INC. CMN STK|NITP|VIRTU Americas LLC|5613
TWOU|2U, INC. CMN STK|NQRB|Brut, LLC|9047
TWOU|2U, INC. CMN STK|NTRC|Northern Trust Securities, Inc.|1204
TWOU|2U, INC. CMN STK|OPCO|Oppenheimer & Co. Inc.|3661
TWOU|2U, INC. CMN STK|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|13738
TWOU|2U, INC. CMN STK|PCPT|PHILLIP CAPITAL INC.|250
TWOU|2U, INC. CMN STK|PDQM|CODA MARKETS, INC.|135458
TWOU|2U, INC. CMN STK|PHLY|NASDAQ Execution Services, LLC|2800
TWOU|2U, INC. CMN STK|PIPR|Piper Jaffray & Co.|8697
TWOU|2U, INC. CMN STK|PREC|PRECISION SECURITIES, LLC|200
TWOU|2U, INC. CMN STK|PWJC|UBS Financial Services, Inc.|9425
TWOU|2U, INC. CMN STK|QMSR|QUATTRO M SECURITIES INC.|590
TWOU|2U, INC. CMN STK|RAJA|Raymond James & Associates, Inc.|5168
TWOU|2U, INC. CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|2370
TWOU|2U, INC. CMN STK|RHCO|Suntrust Robinson Humphrey, Inc.|6100
TWOU|2U, INC. CMN STK|SAGL|SAGETRADER, LLC|8446
TWOU|2U, INC. CMN STK|SAGW|SAGETRADER, LLC|218
TWOU|2U, INC. CMN STK|SBSH|Citigroup Global Markets Inc.|236101
TWOU|2U, INC. CMN STK|SEIC|SEI Investments Distribution Co.|100
TWOU|2U, INC. CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|97176
TWOU|2U, INC. CMN STK|SPDR|SPEEDROUTE LLC|9315
TWOU|2U, INC. CMN STK|SPHN|Stephens Inc.|322
TWOU|2U, INC. CMN STK|SSBS|STATE STREET GLOBAL MARKETS, LLC|40
TWOU|2U, INC. CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|2238
TWOU|2U, INC. CMN STK|STKP|STOCKPILE INVESTMENTS, INC.|64
TWOU|2U, INC. CMN STK|SWIM|TD Ameritrade, Inc.|12714
TWOU|2U, INC. CMN STK|SWST|Hilltop Securities Inc.|238
TWOU|2U, INC. CMN STK|TKNG|ALLY INVEST SECURITIES LLC|2126
TWOU|2U, INC. CMN STK|TRBT|Tradebot Systems, Inc.|236473
TWOU|2U, INC. CMN STK|TRCM|TRC MARKETS LLC|153321
TWOU|2U, INC. CMN STK|UBSA|UBS SECURITIES LLC|425570
TWOU|2U, INC. CMN STK|UBSS|UBS Securities LLC|1546566
TWOU|2U, INC. CMN STK|VALX|VIRTU AMERICAS LLC|8568
TWOU|2U, INC. CMN STK|VFIN|National Securities Corporation|1247
TWOU|2U, INC. CMN STK|VGRD|Vanguard Marketing Corporation|7238
TWOU|2U, INC. CMN STK|WABR|Wall Street Access|1200
TWOU|2U, INC. CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|1400
TWOU|2U, INC. CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|86230
TWOU|2U, INC. CMN STK|WDNX|WEEDEN & CO.L.P.|1692
TWOU|2U, INC. CMN STK|WEDB|WEDBUSH SECURITIES INC.|593
TWOU|2U, INC. CMN STK|WEED|Weeden & Co.L.P.|2742
TWOU|2U, INC. CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4680
TWOU|2U, INC. CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6712
TWOU|2U, INC. CMN STK|WFPB|Wells Fargo Securities, LLC.|600
TWOU|2U, INC. CMN STK|WGIF|CIBC World Markets Inc.|1421
TWOU|2U, INC. CMN STK|WSAG|WALL STREET ACCESS|48
TWOU|2U, INC. CMN STK|WSEA|WOLVERINE SECURITIES, LLC|5966
TWOU|2U, INC. CMN STK|XIST|INSTINET, LLC|93010
TWOU|2U, INC. CMN STK|XPQR|Jump Trading|78
TWOU|2U, INC. CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|47922
TWOU|2U, INC. CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|8529
TWOU|2U, INC. CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3710
TWTR|TWITTER, INC.|ABLE|NATIXIS Securities Americas LLC|1318337
TWTR|TWITTER, INC.|ACLN|ALEXANDER CAPITAL, L.P.|250
TWTR|TWITTER, INC.|ACLP|ALEXANDER CAPITAL, L.P.|660
TWTR|TWITTER, INC.|ACPL|American Capital Partners, LLC|4630
TWTR|TWITTER, INC.|ADAM|CANACCORD GENUITY INC.|88701
TWTR|TWITTER, INC.|AGCP|AEGIS CAPITAL CORP.|357
TWTR|TWITTER, INC.|AGIS|Aegis Capital Corp.|64020
TWTR|TWITTER, INC.|ALTX|Alternet Securities Inc.|547902
TWTR|TWITTER, INC.|ANOS|ABEL/NOSER, L.L.C.|257
TWTR|TWITTER, INC.|APCC|Apex Clearing Corporation|786571
TWTR|TWITTER, INC.|AURC|Aurora Capital LLC|1450
TWTR|TWITTER, INC.|BANK|Primevest Financial Services, Inc.|20939
TWTR|TWITTER, INC.|BARD|Robert W. Baird & Co. Incorporated|47982
TWTR|TWITTER, INC.|BATM|CBOE TRADING, INC.|172529
TWTR|TWITTER, INC.|BAYC|BAY CREST PARTNERS, LLC|8034
TWTR|TWITTER, INC.|BAYT|BTIG, LLC|64400
TWTR|TWITTER, INC.|BBNT|BB&T SECURITIES, LLC|25591
TWTR|TWITTER, INC.|BERN|Sanford C. Bernstein & Co., LLC|943078
TWTR|TWITTER, INC.|BIAD|SAGETRADER, LLC|3007
TWTR|TWITTER, INC.|BIDS|BIDS TRADING L.P.|34700
TWTR|TWITTER, INC.|BIMI|Banca IMI Securities Corp.|139517
TWTR|TWITTER, INC.|BKCM|BNY Mellon Capital Markets LLC|5935
TWTR|TWITTER, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|974748
TWTR|TWITTER, INC.|BLKX|INSTINET, LLC|2067360
TWTR|TWITTER, INC.|BMOC|BMO Capital Markets Corp.|22961
TWTR|TWITTER, INC.|BNCH|The Benchmark Company, LLC|17716
TWTR|TWITTER, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2113082
TWTR|TWITTER, INC.|BRGE|Newbridge Securities Corp.|11129
TWTR|TWITTER, INC.|BTIG|BTIG, LLC|435277
TWTR|TWITTER, INC.|BYXM|CBOE TRADING, INC.|57890
TWTR|TWITTER, INC.|CABR|Cabrera Capital Markets, Inc.|22210
TWTR|TWITTER, INC.|CANT|Cantor Fitzgerald & Co.|212075
TWTR|TWITTER, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|176454
TWTR|TWITTER, INC.|CBRA|Cobra Trading, Inc.|5100
TWTR|TWITTER, INC.|CHAS|Charles Schwab & Co., Inc.|357234
TWTR|TWITTER, INC.|CHBC|PENSERRA SECURITIES, LLC|243200
TWTR|TWITTER, INC.|CHDN|CHARDAN CAPITAL MARKETS LLC|400
TWTR|TWITTER, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|12917
TWTR|TWITTER, INC.|CIBP|CIBC World Markets Corp.|3171021
TWTR|TWITTER, INC.|CICF|Canaccord Genuity Corp.|38064
TWTR|TWITTER, INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|160
TWTR|TWITTER, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
TWTR|TWITTER, INC.|CIST|Capital Institutional Services, Inc.|8687
TWTR|TWITTER, INC.|CLSA|CLSA AMERICAS, LLC|18800
TWTR|TWITTER, INC.|CNTR|PRECISION SECURITIES, LLC|2600
TWTR|TWITTER, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|919403
TWTR|TWITTER, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|94561
TWTR|TWITTER, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1259198
TWTR|TWITTER, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|2
TWTR|TWITTER, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8905812
TWTR|TWITTER, INC.|CSMS|CORNERSTONE MACRO LLC|10000
TWTR|TWITTER, INC.|CTDL|Citadel Derivatives Group Llc|69613
TWTR|TWITTER, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1053734
TWTR|TWITTER, INC.|DADA|D.A. Davidson & Co.|18223
TWTR|TWITTER, INC.|DAWA|Daiwa Capital Markets America Inc.|298847
TWTR|TWITTER, INC.|DBAB|Deutsche Bank Securities Inc.|2772745
TWTR|TWITTER, INC.|DBAX|Deutsche Bank Securities Inc.|3494300
TWTR|TWITTER, INC.|DBUL|Deutsche Bank Securities Inc.|11166
TWTR|TWITTER, INC.|DCHF|Dart Executions, LLC|243335
TWTR|TWITTER, INC.|DEAN|MORGAN STANLEY|505680
TWTR|TWITTER, INC.|DEGS|RONIN PROFESSIONAL LLC|19000
TWTR|TWITTER, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|159569
TWTR|TWITTER, INC.|DJSA|Dawson James Securities, Inc|500
TWTR|TWITTER, INC.|DRWK|DRW SECURITIES, L.L.C.|57351
TWTR|TWITTER, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|10750
TWTR|TWITTER, INC.|EBXL|EBX LLC|3315300
TWTR|TWITTER, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|184341
TWTR|TWITTER, INC.|EDFC|E D & F MAN CAPITAL MARKETS INC.|4400
TWTR|TWITTER, INC.|EDJC|Edward Jones / CDS|1548
TWTR|TWITTER, INC.|EDJO|Edward D. Jones & Co., L.P.|197280
TWTR|TWITTER, INC.|EGAM|CBOE TRADING, INC.|481560
TWTR|TWITTER, INC.|EGAW|CBOE TRADING, INC.|18019
TWTR|TWITTER, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|500
TWTR|TWITTER, INC.|EGXM|CBOE TRADING, INC.|466816
TWTR|TWITTER, INC.|EGXW|CBOE TRADING, INC.|13639
TWTR|TWITTER, INC.|EROP|Eroom Securities L.L.C.|13190
TWTR|TWITTER, INC.|ESPO|ESPOSITO SECURITIES, LLC|22855
TWTR|TWITTER, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|76709
TWTR|TWITTER, INC.|ETBE|Electronic Transaction Clearing, Inc.|372208
TWTR|TWITTER, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|780
TWTR|TWITTER, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|6773
TWTR|TWITTER, INC.|ETCC|Electronic Transaction Clearing, Inc.|2990
TWTR|TWITTER, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6408
TWTR|TWITTER, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|102841
TWTR|TWITTER, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|395
TWTR|TWITTER, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|50305
TWTR|TWITTER, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|6060
TWTR|TWITTER, INC.|ETRS|E*Trade Securities LLC|26261166
TWTR|TWITTER, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|9034
TWTR|TWITTER, INC.|FBSB|U.S. Bancorp Investments, Inc.|3195
TWTR|TWITTER, INC.|FFSI|Firstrade Securities Inc.|9069
TWTR|TWITTER, INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|100
TWTR|TWITTER, INC.|FILL|Tradestation Securities, Inc.|3320653
TWTR|TWITTER, INC.|FINX|FINTECH SECURITIES|2025
TWTR|TWITTER, INC.|FMAF|NBCN Inc./ CDS|249106
TWTR|TWITTER, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|74532
TWTR|TWITTER, INC.|FQLS|Quantlab Securities LP|5461176
TWTR|TWITTER, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|592948
TWTR|TWITTER, INC.|FTBR|Foliofn Investments, Inc.|131177
TWTR|TWITTER, INC.|GBMT|GBM International, Inc.|288453
TWTR|TWITTER, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|375335
TWTR|TWITTER, INC.|GLIS|TD Securities Inc|530012
TWTR|TWITTER, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2602734
TWTR|TWITTER, INC.|GSCO|GOLDMAN SACHS & CO. LLC|26152101
TWTR|TWITTER, INC.|GSCS|GOLDMAN SACHS & CO. LLC|608465
TWTR|TWITTER, INC.|GSLT|GOLDMAN SACHS & CO. LLC|309757
TWTR|TWITTER, INC.|GTSY|GTS SECURITIES LLC|2300
TWTR|TWITTER, INC.|GTSZ|GTS SECURITIES LLC|1204851
TWTR|TWITTER, INC.|HAPX|HAP Trading, LLC|300
TWTR|TWITTER, INC.|HASF|Haywood Securities Inc./CDS|400
TWTR|TWITTER, INC.|HRBF|American Enterprise Investment Services Inc.|267687
TWTR|TWITTER, INC.|HSBC|HSBC Securities, Inc.|15190
TWTR|TWITTER, INC.|IATS|INTERACTIVE BROKERS LLC|1765427
TWTR|TWITTER, INC.|IBKR|Interactive Brokers Llc|5591865
TWTR|TWITTER, INC.|IBSJ|Integrity Brokerage Services, Inc.|2985
TWTR|TWITTER, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1023
TWTR|TWITTER, INC.|ICBX|INSTINET, LLC|1959195
TWTR|TWITTER, INC.|IEQY|CITADEL SECURITIES LLC|1741727
TWTR|TWITTER, INC.|INCA|INSTINET, LLC|12116291
TWTR|TWITTER, INC.|INJX|INSTINET, LLC|60053
TWTR|TWITTER, INC.|ITGI|ITG Inc.|1063020
TWTR|TWITTER, INC.|ITGP|ITG INC.|3382600
TWTR|TWITTER, INC.|JANY|Janney Montgomery Scott Inc.|77535
TWTR|TWITTER, INC.|JEFF|JEFFERIES LLC|1472663
TWTR|TWITTER, INC.|JGUN|Joseph Gunnar & Co.  LLC|10300
TWTR|TWITTER, INC.|JMPT|JUMP TRADING, LLC|1115935
TWTR|TWITTER, INC.|JONE|JonesTrading|1186
TWTR|TWITTER, INC.|JPBX|J.P. MORGAN SECURITIES LLC|2086916
TWTR|TWITTER, INC.|JPMX|J.P. Morgan Securities LLC|7532247
TWTR|TWITTER, INC.|JRCO|Johnson Rice & Company L.L.C.|6248
TWTR|TWITTER, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|1650
TWTR|TWITTER, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|120567
TWTR|TWITTER, INC.|JSJX|JANE STREET CAPITAL LLC|3850587
TWTR|TWITTER, INC.|JUTA|JUMP TRADING, LLC|255708
TWTR|TWITTER, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|300
TWTR|TWITTER, INC.|KCGM|VIRTU Americas LLC|2010783
TWTR|TWITTER, INC.|KCRD|PHX FINANCIAL, INC.|2500
TWTR|TWITTER, INC.|KWIL|KEY WEST INVESTMENTS, LLC|300
TWTR|TWITTER, INC.|LEHM|Barclays Capital Inc./Le|19205997
TWTR|TWITTER, INC.|LGNT|COR CLEARING LLC|32
TWTR|TWITTER, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|8096
TWTR|TWITTER, INC.|LIME|Lime Brokerage LLC|465592
TWTR|TWITTER, INC.|LOOP|Loop Capital Markets LLC|401338
TWTR|TWITTER, INC.|LQNA|LIQUIDNET, INC.|474600
TWTR|TWITTER, INC.|LQNB|LIQUIDNET, INC.|8100
TWTR|TWITTER, INC.|LSCI|Lek Securities Corporation|340710
TWTR|TWITTER, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|23609
TWTR|TWITTER, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|17071
TWTR|TWITTER, INC.|MACC|Mid Atlantic Capital Corporation|1775
TWTR|TWITTER, INC.|MACQ|Macquarie Capital (USA) Inc.|2000
TWTR|TWITTER, INC.|MAVB|Great Point Capital LLC|1500
TWTR|TWITTER, INC.|MAXM|Maxim Group LLC|260064
TWTR|TWITTER, INC.|MBTS|ALLY INVEST SECURITIES LLC|82624
TWTR|TWITTER, INC.|MCBT|Moors & Cabot, Inc.|278
TWTR|TWITTER, INC.|MCMF|Raymond James Ltd. Cds|10147
TWTR|TWITTER, INC.|MITR|GMP SECURITIES, LLC|11400
TWTR|TWITTER, INC.|MKMP|MKM Partners LLC|122647
TWTR|TWITTER, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3707810
TWTR|TWITTER, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5400
TWTR|TWITTER, INC.|MNDX|TJM Investments, LLC|7788
TWTR|TWITTER, INC.|MOTF|MOTIF INVESTING, INC.|1265
TWTR|TWITTER, INC.|MPSG|E D & F Man Capital Markets Inc.|21509
TWTR|TWITTER, INC.|MSCO|MORGAN STANLEY & CO. LLC|51921478
TWTR|TWITTER, INC.|MSPL|MORGAN STANLEY & CO. LLC|4453200
TWTR|TWITTER, INC.|MSTX|MORGAN STANLEY & CO. LLC|3869800
TWTR|TWITTER, INC.|MUFG|MUFG SECURITIES AMERICAS INC.|20600
TWTR|TWITTER, INC.|MULL|MARK J. MULLER EQUITIES, INC.|2570
TWTR|TWITTER, INC.|MZHO|Mizuho Securities USA LLC|326700
TWTR|TWITTER, INC.|NATL|National Securities Corporation|63962
TWTR|TWITTER, INC.|NBCS|NBC Securities, INC.|1000
TWTR|TWITTER, INC.|NEED|Needham & Company, LLC|12385
TWTR|TWITTER, INC.|NEUB|NEUBERGER BERMAN BD LLC|12
TWTR|TWITTER, INC.|NFSC|National Financial Services LLC|25025625
TWTR|TWITTER, INC.|NITE|VIRTU Americas LLC|62982538
TWTR|TWITTER, INC.|NITP|VIRTU Americas LLC|63057
TWTR|TWITTER, INC.|NMRA|Nomura Securities International, Inc.|111803
TWTR|TWITTER, INC.|NQRB|Brut, LLC|391444
TWTR|TWITTER, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1397042
TWTR|TWITTER, INC.|NTFN|Network 1 Financial Securities Inc.|2050
TWTR|TWITTER, INC.|NTRC|Northern Trust Securities, Inc.|157290
TWTR|TWITTER, INC.|OHOS|TWO SIGMA SECURITIES, LLC|728307
TWTR|TWITTER, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|244206
TWTR|TWITTER, INC.|OPCO|Oppenheimer & Co. Inc.|145802
TWTR|TWITTER, INC.|OTAA|OTA LLC|3000
TWTR|TWITTER, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5200
TWTR|TWITTER, INC.|PAUL|Paulson Investment Company, Inc.|59
TWTR|TWITTER, INC.|PCFF|Pacific International Securities Inc./CDS|2682
TWTR|TWITTER, INC.|PCPT|PHILLIP CAPITAL INC.|82098
TWTR|TWITTER, INC.|PDQM|CODA MARKETS, INC.|2403113
TWTR|TWITTER, INC.|PHLY|NASDAQ Execution Services, LLC|362200
TWTR|TWITTER, INC.|PICT|Pictet Overseas Inc.|2220
TWTR|TWITTER, INC.|PINT|PRECISION SECURITIES, LLC|7100
TWTR|TWITTER, INC.|PIPR|Piper Jaffray & Co.|1035
TWTR|TWITTER, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|84464
TWTR|TWITTER, INC.|PWJC|UBS Financial Services, Inc.|238854
TWTR|TWITTER, INC.|QMSR|QUATTRO M SECURITIES INC.|177231
TWTR|TWITTER, INC.|RBCM|RBC CAPITAL MARKETS, LLC|451639
TWTR|TWITTER, INC.|RGLD|Regal Securities, Inc|8154
TWTR|TWITTER, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|25342
TWTR|TWITTER, INC.|RJLC|RJL CAPITAL GROUP, LLC|6900
TWTR|TWITTER, INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|2400
TWTR|TWITTER, INC.|ROTH|Roth Capital Partners, LLC|5000
TWTR|TWITTER, INC.|SAGL|SAGETRADER, LLC|882399
TWTR|TWITTER, INC.|SAGW|SAGETRADER, LLC|4900
TWTR|TWITTER, INC.|SALI|INTL FCSTONE FINANCIAL INC.|58317
TWTR|TWITTER, INC.|SBRX|MURIEL SIEBERT & CO INC|11002
TWTR|TWITTER, INC.|SBSH|Citigroup Global Markets Inc.|4999217
TWTR|TWITTER, INC.|SCMC|Scotia Capital Markets (USA) Inc.|700
TWTR|TWITTER, INC.|SEIC|SEI Investments Distribution Co.|2300
TWTR|TWITTER, INC.|SGMT|GOLDMAN SACHS & CO. LLC|2734713
TWTR|TWITTER, INC.|SHMR|ABN Amro Clearing LLC|12849
TWTR|TWITTER, INC.|SJLS|TRADE INFORMATICS LLC|30411
TWTR|TWITTER, INC.|SOGO|Wang Investment Associates, Inc.|20456
TWTR|TWITTER, INC.|SPDR|SPEEDROUTE LLC|1209771
TWTR|TWITTER, INC.|SPGS|Sea Port Group Securities, LLC|31600
TWTR|TWITTER, INC.|SPHN|Stephens Inc.|16663
TWTR|TWITTER, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|5011
TWTR|TWITTER, INC.|SPTD|MINT GLOBAL MARKETS, INC.|32644
TWTR|TWITTER, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|136607
TWTR|TWITTER, INC.|STKP|STOCKPILE INVESTMENTS, INC.|3988
TWTR|TWITTER, INC.|STTT|STATETRUST INVESTMENTS INC.|531
TWTR|TWITTER, INC.|STXG|Stockcross Financial Services, Inc.|10925
TWTR|TWITTER, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9404
TWTR|TWITTER, INC.|SWIM|TD Ameritrade, Inc.|37214299
TWTR|TWITTER, INC.|SWST|Hilltop Securities Inc.|43441
TWTR|TWITTER, INC.|TITL|TITLEIST ASSET MANAGEMENT, LTD.|75
TWTR|TWITTER, INC.|TKNG|ALLY INVEST SECURITIES LLC|532772
TWTR|TWITTER, INC.|TRBT|Tradebot Systems, Inc.|4815108
TWTR|TWITTER, INC.|TRCM|TRC MARKETS LLC|3432365
TWTR|TWITTER, INC.|TWTT|TASTYWORKS, INC.|45227
TWTR|TWITTER, INC.|UBSA|UBS SECURITIES LLC|14811527
TWTR|TWITTER, INC.|UBSS|UBS Securities LLC|27400440
TWTR|TWITTER, INC.|UFPA|UNITED FIRST PARTNERS LLC|4205
TWTR|TWITTER, INC.|VALX|VIRTU AMERICAS LLC|368979
TWTR|TWITTER, INC.|VERT|The Vertical Trading Group, LLC|8206
TWTR|TWITTER, INC.|VGRD|Vanguard Marketing Corporation|1547902
TWTR|TWITTER, INC.|VIEW|VIEWTRADE SECURITIES LLC|5632
TWTR|TWITTER, INC.|VNDM|Wall Street Access|1000
TWTR|TWITTER, INC.|VNDS|VANDHAM SECURITIES CORP|1000
TWTR|TWITTER, INC.|VSIN|Vision Financial Markets Llc|6288
TWTR|TWITTER, INC.|WABR|Wall Street Access|9800
TWTR|TWITTER, INC.|WBLR|WILLIAM BLAIR|38580
TWTR|TWITTER, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|29400
TWTR|TWITTER, INC.|WCHV|WELLS FARGO SECURITIES, LLC|4710170
TWTR|TWITTER, INC.|WDLF|W.D. Latimer Company Ltd./CDS|4300
TWTR|TWITTER, INC.|WDNX|WEEDEN & CO.L.P.|11520
TWTR|TWITTER, INC.|WEDB|WEDBUSH SECURITIES INC.|1403064
TWTR|TWITTER, INC.|WEED|Weeden & Co.L.P.|38869
TWTR|TWITTER, INC.|WESC|Wellington Shields & Co., LLC|600
TWTR|TWITTER, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|613027
TWTR|TWITTER, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1109913
TWTR|TWITTER, INC.|WFPB|Wells Fargo Securities, LLC.|433
TWTR|TWITTER, INC.|WGIF|CIBC World Markets Inc.|237532
TWTR|TWITTER, INC.|WHOT|JUST2TRADE, INC.|1000
TWTR|TWITTER, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2791
TWTR|TWITTER, INC.|WMLL|Watermill Institutional Trading LLC|1913
TWTR|TWITTER, INC.|WORD|Worden Capital Management LLC|23025
TWTR|TWITTER, INC.|WSAG|WALL STREET ACCESS|47
TWTR|TWITTER, INC.|WSEA|WOLVERINE SECURITIES, LLC|802242
TWTR|TWITTER, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4580
TWTR|TWITTER, INC.|WTFS|JUST2TRADE, INC.|130
TWTR|TWITTER, INC.|XIST|INSTINET, LLC|492894
TWTR|TWITTER, INC.|XPQR|Jump Trading|1100
TWTR|TWITTER, INC.|XPUS|XP SECURITIES, LLC|70069
TWTR|TWITTER, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|4294416
TWTR|TWITTER, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|143945
TWTR|TWITTER, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|184005
TX|TERNIUM S.A. ADS|ALTX|Alternet Securities Inc.|1000
TX|TERNIUM S.A. ADS|AMRI|AMERICAS EXECUTIONS, LLC|18246
TX|TERNIUM S.A. ADS|APCC|Apex Clearing Corporation|337
TX|TERNIUM S.A. ADS|AQUA|AQUA SECURITIES L.P.|4000
TX|TERNIUM S.A. ADS|BANK|Primevest Financial Services, Inc.|112
TX|TERNIUM S.A. ADS|BARD|Robert W. Baird & Co. Incorporated|159
TX|TERNIUM S.A. ADS|BATM|CBOE TRADING, INC.|1783
TX|TERNIUM S.A. ADS|BAYC|BAY CREST PARTNERS, LLC|12825
TX|TERNIUM S.A. ADS|BBNT|BB&T SECURITIES, LLC|1272
TX|TERNIUM S.A. ADS|BERN|Sanford C. Bernstein & Co., LLC|2135
TX|TERNIUM S.A. ADS|BIAD|SAGETRADER, LLC|1
TX|TERNIUM S.A. ADS|BIDS|BIDS TRADING L.P.|36700
TX|TERNIUM S.A. ADS|BIMI|Banca IMI Securities Corp.|32
TX|TERNIUM S.A. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7769
TX|TERNIUM S.A. ADS|BLKX|INSTINET, LLC|10000
TX|TERNIUM S.A. ADS|BTIG|BTIG, LLC|1100
TX|TERNIUM S.A. ADS|BYXM|CBOE TRADING, INC.|810
TX|TERNIUM S.A. ADS|BZYD|GOLDMAN SACHS & CO. LLC|2642
TX|TERNIUM S.A. ADS|CANT|Cantor Fitzgerald & Co.|137
TX|TERNIUM S.A. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3502
TX|TERNIUM S.A. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109913
TX|TERNIUM S.A. ADS|CTDL|Citadel Derivatives Group Llc|86
TX|TERNIUM S.A. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4850
TX|TERNIUM S.A. ADS|DADA|D.A. Davidson & Co.|14
TX|TERNIUM S.A. ADS|DBAB|Deutsche Bank Securities Inc.|49726
TX|TERNIUM S.A. ADS|DBAX|Deutsche Bank Securities Inc.|90700
TX|TERNIUM S.A. ADS|DBUL|Deutsche Bank Securities Inc.|100
TX|TERNIUM S.A. ADS|DCHF|Dart Executions, LLC|182
TX|TERNIUM S.A. ADS|DEAN|MORGAN STANLEY|4874
TX|TERNIUM S.A. ADS|DEGS|RONIN PROFESSIONAL LLC|700
TX|TERNIUM S.A. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1590
TX|TERNIUM S.A. ADS|EBXL|EBX LLC|51800
TX|TERNIUM S.A. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|6588
TX|TERNIUM S.A. ADS|EDJO|Edward D. Jones & Co., L.P.|500
TX|TERNIUM S.A. ADS|EGAM|CBOE TRADING, INC.|3479
TX|TERNIUM S.A. ADS|EGXM|CBOE TRADING, INC.|863
TX|TERNIUM S.A. ADS|ELEV|ELEVATION, LLC|5600
TX|TERNIUM S.A. ADS|ETBE|Electronic Transaction Clearing, Inc.|2627
TX|TERNIUM S.A. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6324
TX|TERNIUM S.A. ADS|ETRS|E*Trade Securities LLC|13907
TX|TERNIUM S.A. ADS|FBSB|U.S. Bancorp Investments, Inc.|3
TX|TERNIUM S.A. ADS|FCST|INTL FCSTONE FINANCIAL INC.|4390
TX|TERNIUM S.A. ADS|FILL|Tradestation Securities, Inc.|393
TX|TERNIUM S.A. ADS|FMAF|NBCN Inc./ CDS|383
TX|TERNIUM S.A. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44300
TX|TERNIUM S.A. ADS|FTBR|Foliofn Investments, Inc.|17750
TX|TERNIUM S.A. ADS|GBMT|GBM International, Inc.|3740
TX|TERNIUM S.A. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|502
TX|TERNIUM S.A. ADS|GLIS|TD Securities Inc|275
TX|TERNIUM S.A. ADS|GLPX|ACS EXECUTION SERVICES, LLC|5359
TX|TERNIUM S.A. ADS|GSCO|GOLDMAN SACHS & CO. LLC|155275
TX|TERNIUM S.A. ADS|GSCS|GOLDMAN SACHS & CO. LLC|12133
TX|TERNIUM S.A. ADS|GSLT|GOLDMAN SACHS & CO. LLC|2306
TX|TERNIUM S.A. ADS|GTSZ|GTS SECURITIES LLC|31887
TX|TERNIUM S.A. ADS|HRBF|American Enterprise Investment Services Inc.|4786
TX|TERNIUM S.A. ADS|HSBC|HSBC Securities, Inc.|2715
TX|TERNIUM S.A. ADS|IATS|INTERACTIVE BROKERS LLC|5895
TX|TERNIUM S.A. ADS|IBKR|Interactive Brokers Llc|8386
TX|TERNIUM S.A. ADS|ICBX|INSTINET, LLC|56710
TX|TERNIUM S.A. ADS|INCA|INSTINET, LLC|96150
TX|TERNIUM S.A. ADS|ITGI|ITG Inc.|2493
TX|TERNIUM S.A. ADS|ITGP|ITG INC.|28400
TX|TERNIUM S.A. ADS|JANY|Janney Montgomery Scott Inc.|215
TX|TERNIUM S.A. ADS|JEFF|JEFFERIES LLC|9192
TX|TERNIUM S.A. ADS|JMPT|JUMP TRADING, LLC|10422
TX|TERNIUM S.A. ADS|JONE|JonesTrading|1000
TX|TERNIUM S.A. ADS|JPBX|J.P. MORGAN SECURITIES LLC|1903
TX|TERNIUM S.A. ADS|JPMX|J.P. Morgan Securities LLC|140613
TX|TERNIUM S.A. ADS|JSJX|JANE STREET CAPITAL LLC|100
TX|TERNIUM S.A. ADS|KCGM|VIRTU Americas LLC|7824
TX|TERNIUM S.A. ADS|LEHM|Barclays Capital Inc./Le|108239
TX|TERNIUM S.A. ADS|LIME|Lime Brokerage LLC|20166
TX|TERNIUM S.A. ADS|LQNA|LIQUIDNET, INC.|88700
TX|TERNIUM S.A. ADS|LSCI|Lek Securities Corporation|181
TX|TERNIUM S.A. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35326
TX|TERNIUM S.A. ADS|MOTF|MOTIF INVESTING, INC.|3
TX|TERNIUM S.A. ADS|MSCO|MORGAN STANLEY & CO. LLC|297163
TX|TERNIUM S.A. ADS|MSPL|MORGAN STANLEY & CO. LLC|115800
TX|TERNIUM S.A. ADS|MSTX|MORGAN STANLEY & CO. LLC|47000
TX|TERNIUM S.A. ADS|NFSC|National Financial Services LLC|132736
TX|TERNIUM S.A. ADS|NITE|VIRTU Americas LLC|211680
TX|TERNIUM S.A. ADS|NITP|VIRTU Americas LLC|500
TX|TERNIUM S.A. ADS|NQRB|Brut, LLC|1945
TX|TERNIUM S.A. ADS|NTBF|BMO Nesbitt Burns Inc./CDS|160
TX|TERNIUM S.A. ADS|NTRC|Northern Trust Securities, Inc.|580
TX|TERNIUM S.A. ADS|PDQM|CODA MARKETS, INC.|29795
TX|TERNIUM S.A. ADS|PHLY|NASDAQ Execution Services, LLC|1000
TX|TERNIUM S.A. ADS|PWJC|UBS Financial Services, Inc.|462
TX|TERNIUM S.A. ADS|RBCM|RBC CAPITAL MARKETS, LLC|155
TX|TERNIUM S.A. ADS|RGLD|Regal Securities, Inc|5
TX|TERNIUM S.A. ADS|SAGL|SAGETRADER, LLC|5909
TX|TERNIUM S.A. ADS|SALI|INTL FCSTONE FINANCIAL INC.|85
TX|TERNIUM S.A. ADS|SBSH|Citigroup Global Markets Inc.|20685
TX|TERNIUM S.A. ADS|SGMT|GOLDMAN SACHS & CO. LLC|72330
TX|TERNIUM S.A. ADS|SPDR|SPEEDROUTE LLC|1700
TX|TERNIUM S.A. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|8908
TX|TERNIUM S.A. ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1524
TX|TERNIUM S.A. ADS|SWIM|TD Ameritrade, Inc.|14803
TX|TERNIUM S.A. ADS|SWST|Hilltop Securities Inc.|280
TX|TERNIUM S.A. ADS|TKNG|ALLY INVEST SECURITIES LLC|2780
TX|TERNIUM S.A. ADS|TRBT|Tradebot Systems, Inc.|63693
TX|TERNIUM S.A. ADS|TRCM|TRC MARKETS LLC|16270
TX|TERNIUM S.A. ADS|TWTT|TASTYWORKS, INC.|2
TX|TERNIUM S.A. ADS|UBSA|UBS SECURITIES LLC|190533
TX|TERNIUM S.A. ADS|UBSS|UBS Securities LLC|350168
TX|TERNIUM S.A. ADS|VALX|VIRTU AMERICAS LLC|6080
TX|TERNIUM S.A. ADS|VGRD|Vanguard Marketing Corporation|5396
TX|TERNIUM S.A. ADS|VSIN|Vision Financial Markets Llc|380
TX|TERNIUM S.A. ADS|WCHV|WELLS FARGO SECURITIES, LLC|16212
TX|TERNIUM S.A. ADS|WEED|Weeden & Co.L.P.|1401
TX|TERNIUM S.A. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2469
TX|TERNIUM S.A. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|547
TX|TERNIUM S.A. ADS|WGIF|CIBC World Markets Inc.|40
TX|TERNIUM S.A. ADS|WSEA|WOLVERINE SECURITIES, LLC|2677
TX|TERNIUM S.A. ADS|XIST|INSTINET, LLC|8800
TX|TERNIUM S.A. ADS|XPUS|XP SECURITIES, LLC|19544
TX|TERNIUM S.A. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7006
TX|TERNIUM S.A. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|679
TX|TERNIUM S.A. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15
TXMD|THERAPEUTICSMD INC|AGIS|Aegis Capital Corp.|6000
TXMD|THERAPEUTICSMD INC|ALTX|Alternet Securities Inc.|34141
TXMD|THERAPEUTICSMD INC|APCC|Apex Clearing Corporation|129896
TXMD|THERAPEUTICSMD INC|BARD|Robert W. Baird & Co. Incorporated|17802
TXMD|THERAPEUTICSMD INC|BATM|CBOE TRADING, INC.|17149
TXMD|THERAPEUTICSMD INC|BAYT|BTIG, LLC|900
TXMD|THERAPEUTICSMD INC|BBNT|BB&T SECURITIES, LLC|5400
TXMD|THERAPEUTICSMD INC|BERN|Sanford C. Bernstein & Co., LLC|447811
TXMD|THERAPEUTICSMD INC|BGCE|BGC Financial Inc.|8806
TXMD|THERAPEUTICSMD INC|BIMI|Banca IMI Securities Corp.|1500
TXMD|THERAPEUTICSMD INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|420592
TXMD|THERAPEUTICSMD INC|BLKX|INSTINET, LLC|166283
TXMD|THERAPEUTICSMD INC|BMAK|BMA SECURITIES|2325
TXMD|THERAPEUTICSMD INC|BMOC|BMO Capital Markets Corp.|26630
TXMD|THERAPEUTICSMD INC|BNPX|BNP PARIBAS SECURITIES CORP.|15899
TXMD|THERAPEUTICSMD INC|BRGE|Newbridge Securities Corp.|13850
TXMD|THERAPEUTICSMD INC|BTIG|BTIG, LLC|6810
TXMD|THERAPEUTICSMD INC|BYXM|CBOE TRADING, INC.|8541
TXMD|THERAPEUTICSMD INC|CANT|Cantor Fitzgerald & Co.|33093
TXMD|THERAPEUTICSMD INC|CHAS|Charles Schwab & Co., Inc.|12739
TXMD|THERAPEUTICSMD INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|530833
TXMD|THERAPEUTICSMD INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|474
TXMD|THERAPEUTICSMD INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|37160
TXMD|THERAPEUTICSMD INC|CRFN|ROBINHOOD FINANCIAL, LLC|20
TXMD|THERAPEUTICSMD INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1119461
TXMD|THERAPEUTICSMD INC|CTDL|Citadel Derivatives Group Llc|69635
TXMD|THERAPEUTICSMD INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|248940
TXMD|THERAPEUTICSMD INC|DADA|D.A. Davidson & Co.|2000
TXMD|THERAPEUTICSMD INC|DAVA|Davenport & Company LLC|1356
TXMD|THERAPEUTICSMD INC|DBAB|Deutsche Bank Securities Inc.|569587
TXMD|THERAPEUTICSMD INC|DBAX|Deutsche Bank Securities Inc.|602800
TXMD|THERAPEUTICSMD INC|DCHF|Dart Executions, LLC|63381
TXMD|THERAPEUTICSMD INC|DEAN|MORGAN STANLEY|29014
TXMD|THERAPEUTICSMD INC|DEGS|RONIN PROFESSIONAL LLC|111659
TXMD|THERAPEUTICSMD INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47700
TXMD|THERAPEUTICSMD INC|EBXL|EBX LLC|547500
TXMD|THERAPEUTICSMD INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|68439
TXMD|THERAPEUTICSMD INC|EDJO|Edward D. Jones & Co., L.P.|21906
TXMD|THERAPEUTICSMD INC|EGAM|CBOE TRADING, INC.|49187
TXMD|THERAPEUTICSMD INC|EGAW|CBOE TRADING, INC.|3400
TXMD|THERAPEUTICSMD INC|EGXM|CBOE TRADING, INC.|32593
TXMD|THERAPEUTICSMD INC|EGXW|CBOE TRADING, INC.|250
TXMD|THERAPEUTICSMD INC|ETBE|Electronic Transaction Clearing, Inc.|85189
TXMD|THERAPEUTICSMD INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|21610
TXMD|THERAPEUTICSMD INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47962
TXMD|THERAPEUTICSMD INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
TXMD|THERAPEUTICSMD INC|ETRS|E*Trade Securities LLC|3089173
TXMD|THERAPEUTICSMD INC|FBCO|Credit Suisse Securities (USA) LLC|1695418
TXMD|THERAPEUTICSMD INC|FILL|Tradestation Securities, Inc.|18582
TXMD|THERAPEUTICSMD INC|FMAF|NBCN Inc./ CDS|33842
TXMD|THERAPEUTICSMD INC|FOMA|TD AMERITRADE CLEARING, INC.|4061809
TXMD|THERAPEUTICSMD INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|50
TXMD|THERAPEUTICSMD INC|FQLS|Quantlab Securities LP|703303
TXMD|THERAPEUTICSMD INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|230731
TXMD|THERAPEUTICSMD INC|FTBR|Foliofn Investments, Inc.|6430
TXMD|THERAPEUTICSMD INC|GEBB|GLOBAL EXECUTION BROKERS, LP|90078
TXMD|THERAPEUTICSMD INC|GLIS|TD Securities Inc|100
TXMD|THERAPEUTICSMD INC|GLPX|ACS EXECUTION SERVICES, LLC|183783
TXMD|THERAPEUTICSMD INC|GSCO|GOLDMAN SACHS & CO. LLC|1970735
TXMD|THERAPEUTICSMD INC|GSCS|GOLDMAN SACHS & CO. LLC|41070
TXMD|THERAPEUTICSMD INC|GSLT|GOLDMAN SACHS & CO. LLC|36393
TXMD|THERAPEUTICSMD INC|GTSZ|GTS SECURITIES LLC|109978
TXMD|THERAPEUTICSMD INC|HAPX|HAP Trading, LLC|100
TXMD|THERAPEUTICSMD INC|HASF|Haywood Securities Inc./CDS|1024
TXMD|THERAPEUTICSMD INC|HRBF|American Enterprise Investment Services Inc.|38983
TXMD|THERAPEUTICSMD INC|HSBC|HSBC Securities, Inc.|200
TXMD|THERAPEUTICSMD INC|IATS|INTERACTIVE BROKERS LLC|142263
TXMD|THERAPEUTICSMD INC|IBKR|Interactive Brokers Llc|823288
TXMD|THERAPEUTICSMD INC|IBSJ|Integrity Brokerage Services, Inc.|3700
TXMD|THERAPEUTICSMD INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
TXMD|THERAPEUTICSMD INC|ICBX|INSTINET, LLC|380231
TXMD|THERAPEUTICSMD INC|IEQY|CITADEL SECURITIES LLC|373941
TXMD|THERAPEUTICSMD INC|INCA|INSTINET, LLC|728454
TXMD|THERAPEUTICSMD INC|INJX|INSTINET, LLC|537993
TXMD|THERAPEUTICSMD INC|ISLL|INLET SECURITIES, LLC|1750
TXMD|THERAPEUTICSMD INC|ITGI|ITG Inc.|230687
TXMD|THERAPEUTICSMD INC|ITGP|ITG INC.|1307600
TXMD|THERAPEUTICSMD INC|JANY|Janney Montgomery Scott Inc.|20484
TXMD|THERAPEUTICSMD INC|JEFF|JEFFERIES LLC|931269
TXMD|THERAPEUTICSMD INC|JMPT|JUMP TRADING, LLC|226159
TXMD|THERAPEUTICSMD INC|JPBX|J.P. MORGAN SECURITIES LLC|635497
TXMD|THERAPEUTICSMD INC|JPMX|J.P. Morgan Securities LLC|1241291
TXMD|THERAPEUTICSMD INC|JSJX|JANE STREET CAPITAL LLC|11692
TXMD|THERAPEUTICSMD INC|JUTA|JUMP TRADING, LLC|5800
TXMD|THERAPEUTICSMD INC|KCGM|VIRTU Americas LLC|352798
TXMD|THERAPEUTICSMD INC|LEHM|Barclays Capital Inc./Le|3329888
TXMD|THERAPEUTICSMD INC|LIME|Lime Brokerage LLC|424622
TXMD|THERAPEUTICSMD INC|LIWE|LIME BROKERAGE LLC|200
TXMD|THERAPEUTICSMD INC|LMGP|LIME BROKERAGE LLC|4664
TXMD|THERAPEUTICSMD INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|1050000
TXMD|THERAPEUTICSMD INC|LOOP|Loop Capital Markets LLC|3300
TXMD|THERAPEUTICSMD INC|LQNA|LIQUIDNET, INC.|18400
TXMD|THERAPEUTICSMD INC|LSCI|Lek Securities Corporation|27185
TXMD|THERAPEUTICSMD INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
TXMD|THERAPEUTICSMD INC|MACC|Mid Atlantic Capital Corporation|3600
TXMD|THERAPEUTICSMD INC|MACQ|Macquarie Capital (USA) Inc.|1954
TXMD|THERAPEUTICSMD INC|MAXM|Maxim Group LLC|92995
TXMD|THERAPEUTICSMD INC|MBTS|ALLY INVEST SECURITIES LLC|5425
TXMD|THERAPEUTICSMD INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|530035
TXMD|THERAPEUTICSMD INC|MNDX|TJM Investments, LLC|8852
TXMD|THERAPEUTICSMD INC|MOTF|MOTIF INVESTING, INC.|8
TXMD|THERAPEUTICSMD INC|MSCO|MORGAN STANLEY & CO. LLC|5831982
TXMD|THERAPEUTICSMD INC|MSPL|MORGAN STANLEY & CO. LLC|969700
TXMD|THERAPEUTICSMD INC|MSTX|MORGAN STANLEY & CO. LLC|328400
TXMD|THERAPEUTICSMD INC|MZHO|Mizuho Securities USA LLC|576473
TXMD|THERAPEUTICSMD INC|NATL|National Securities Corporation|14708
TXMD|THERAPEUTICSMD INC|NFSC|National Financial Services LLC|3220492
TXMD|THERAPEUTICSMD INC|NITE|VIRTU Americas LLC|6466753
TXMD|THERAPEUTICSMD INC|NITP|VIRTU Americas LLC|91126
TXMD|THERAPEUTICSMD INC|NQRB|Brut, LLC|88030
TXMD|THERAPEUTICSMD INC|NTFN|Network 1 Financial Securities Inc.|42300
TXMD|THERAPEUTICSMD INC|OPCO|Oppenheimer & Co. Inc.|138649
TXMD|THERAPEUTICSMD INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TXMD|THERAPEUTICSMD INC|PCPT|PHILLIP CAPITAL INC.|500
TXMD|THERAPEUTICSMD INC|PDQM|CODA MARKETS, INC.|263568
TXMD|THERAPEUTICSMD INC|PHLY|NASDAQ Execution Services, LLC|20800
TXMD|THERAPEUTICSMD INC|PICT|Pictet Overseas Inc.|2000
TXMD|THERAPEUTICSMD INC|PIPR|Piper Jaffray & Co.|320
TXMD|THERAPEUTICSMD INC|PWJC|UBS Financial Services, Inc.|38489
TXMD|THERAPEUTICSMD INC|RAJA|Raymond James & Associates, Inc.|437786
TXMD|THERAPEUTICSMD INC|RBCM|RBC CAPITAL MARKETS, LLC|211836
TXMD|THERAPEUTICSMD INC|RGLD|Regal Securities, Inc|80
TXMD|THERAPEUTICSMD INC|RHCO|Suntrust Robinson Humphrey, Inc.|66076
TXMD|THERAPEUTICSMD INC|SAGL|SAGETRADER, LLC|14200
TXMD|THERAPEUTICSMD INC|SBSH|Citigroup Global Markets Inc.|329936
TXMD|THERAPEUTICSMD INC|SGMT|GOLDMAN SACHS & CO. LLC|526046
TXMD|THERAPEUTICSMD INC|SOGO|Wang Investment Associates, Inc.|500
TXMD|THERAPEUTICSMD INC|SPDR|SPEEDROUTE LLC|26400
TXMD|THERAPEUTICSMD INC|STFL|Stifel, Nicolaus & Company, Incorporated|1146009
TXMD|THERAPEUTICSMD INC|STXG|Stockcross Financial Services, Inc.|200
TXMD|THERAPEUTICSMD INC|SWIM|TD Ameritrade, Inc.|1834246
TXMD|THERAPEUTICSMD INC|SWST|Hilltop Securities Inc.|33846
TXMD|THERAPEUTICSMD INC|TKNG|ALLY INVEST SECURITIES LLC|82561
TXMD|THERAPEUTICSMD INC|TRBT|Tradebot Systems, Inc.|883621
TXMD|THERAPEUTICSMD INC|TRCM|TRC MARKETS LLC|52261
TXMD|THERAPEUTICSMD INC|TWTT|TASTYWORKS, INC.|220
TXMD|THERAPEUTICSMD INC|UBSA|UBS SECURITIES LLC|1695297
TXMD|THERAPEUTICSMD INC|UBSS|UBS Securities LLC|2079977
TXMD|THERAPEUTICSMD INC|VALX|VIRTU AMERICAS LLC|51687
TXMD|THERAPEUTICSMD INC|VFIN|National Securities Corporation|60000
TXMD|THERAPEUTICSMD INC|VGRD|Vanguard Marketing Corporation|301139
TXMD|THERAPEUTICSMD INC|VNDM|Wall Street Access|78400
TXMD|THERAPEUTICSMD INC|VSIN|Vision Financial Markets Llc|2444
TXMD|THERAPEUTICSMD INC|WABR|Wall Street Access|11800
TXMD|THERAPEUTICSMD INC|WAIN|H.C. Wainwright & Co., Inc.|2100
TXMD|THERAPEUTICSMD INC|WBPX|SUMMIT SECURITIES GROUP, LLC|9800
TXMD|THERAPEUTICSMD INC|WCHV|WELLS FARGO SECURITIES, LLC|760238
TXMD|THERAPEUTICSMD INC|WDCO|Wilson-Davis & Co., Inc.|30000
TXMD|THERAPEUTICSMD INC|WEDB|WEDBUSH SECURITIES INC.|23607
TXMD|THERAPEUTICSMD INC|WEED|Weeden & Co.L.P.|3046
TXMD|THERAPEUTICSMD INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58372
TXMD|THERAPEUTICSMD INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|94717
TXMD|THERAPEUTICSMD INC|WGIF|CIBC World Markets Inc.|28846
TXMD|THERAPEUTICSMD INC|WSEA|WOLVERINE SECURITIES, LLC|109541
TXMD|THERAPEUTICSMD INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4610
TXMD|THERAPEUTICSMD INC|WTCO|Williams Trading LLC|45000
TXMD|THERAPEUTICSMD INC|XIST|INSTINET, LLC|85600
TXMD|THERAPEUTICSMD INC|XPQR|Jump Trading|3400
TXMD|THERAPEUTICSMD INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|237076
TXMD|THERAPEUTICSMD INC|YKNA|COMHAR CAPITAL MARKETS, LLC|5603
TXMD|THERAPEUTICSMD INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21123
TXN|TEXAS INSTRUMENTS|ABLE|NATIXIS Securities Americas LLC|55024
TXN|TEXAS INSTRUMENTS|ADAM|CANACCORD GENUITY INC.|1394
TXN|TEXAS INSTRUMENTS|AGIS|Aegis Capital Corp.|500
TXN|TEXAS INSTRUMENTS|ALTX|Alternet Securities Inc.|31995
TXN|TEXAS INSTRUMENTS|ANOS|ABEL/NOSER, L.L.C.|461
TXN|TEXAS INSTRUMENTS|APCC|Apex Clearing Corporation|11917
TXN|TEXAS INSTRUMENTS|AQUA|AQUA SECURITIES L.P.|8700
TXN|TEXAS INSTRUMENTS|BALE|M&T SECURITIES, INC.|2175
TXN|TEXAS INSTRUMENTS|BANK|Primevest Financial Services, Inc.|262
TXN|TEXAS INSTRUMENTS|BARD|Robert W. Baird & Co. Incorporated|244347
TXN|TEXAS INSTRUMENTS|BATM|CBOE TRADING, INC.|32958
TXN|TEXAS INSTRUMENTS|BAYC|BAY CREST PARTNERS, LLC|138990
TXN|TEXAS INSTRUMENTS|BAYT|BTIG, LLC|3410
TXN|TEXAS INSTRUMENTS|BBNT|BB&T SECURITIES, LLC|1369
TXN|TEXAS INSTRUMENTS|BERN|Sanford C. Bernstein & Co., LLC|248185
TXN|TEXAS INSTRUMENTS|BIAD|SAGETRADER, LLC|237
TXN|TEXAS INSTRUMENTS|BIDS|BIDS TRADING L.P.|1800
TXN|TEXAS INSTRUMENTS|BIMI|Banca IMI Securities Corp.|975
TXN|TEXAS INSTRUMENTS|BKCM|BNY Mellon Capital Markets LLC|2927
TXN|TEXAS INSTRUMENTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|78179
TXN|TEXAS INSTRUMENTS|BLKX|INSTINET, LLC|132890
TXN|TEXAS INSTRUMENTS|BMOC|BMO Capital Markets Corp.|342730
TXN|TEXAS INSTRUMENTS|BNPX|BNP PARIBAS SECURITIES CORP.|1170448
TXN|TEXAS INSTRUMENTS|BTIG|BTIG, LLC|414788
TXN|TEXAS INSTRUMENTS|BYXM|CBOE TRADING, INC.|12193
TXN|TEXAS INSTRUMENTS|BZYD|GOLDMAN SACHS & CO. LLC|200
TXN|TEXAS INSTRUMENTS|CABR|Cabrera Capital Markets, Inc.|764
TXN|TEXAS INSTRUMENTS|CANT|Cantor Fitzgerald & Co.|8613
TXN|TEXAS INSTRUMENTS|CBLC|CITIGROUP GLOBAL MARKETS INC.|98036
TXN|TEXAS INSTRUMENTS|CHAS|Charles Schwab & Co., Inc.|14597
TXN|TEXAS INSTRUMENTS|CIBP|CIBC World Markets Corp.|64808
TXN|TEXAS INSTRUMENTS|CICF|Canaccord Genuity Corp.|514
TXN|TEXAS INSTRUMENTS|CIOI|CITIGROUP GLOBAL MARKETS INC|74200
TXN|TEXAS INSTRUMENTS|CIST|Capital Institutional Services, Inc.|9999
TXN|TEXAS INSTRUMENTS|CLSA|CLSA AMERICAS, LLC|1400
TXN|TEXAS INSTRUMENTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|967506
TXN|TEXAS INSTRUMENTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|187
TXN|TEXAS INSTRUMENTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5627
TXN|TEXAS INSTRUMENTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1205160
TXN|TEXAS INSTRUMENTS|CTDL|Citadel Derivatives Group Llc|106739
TXN|TEXAS INSTRUMENTS|CTLR|CUTLER GROUP, LP|100
TXN|TEXAS INSTRUMENTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|256390
TXN|TEXAS INSTRUMENTS|DADA|D.A. Davidson & Co.|3354
TXN|TEXAS INSTRUMENTS|DAVA|Davenport & Company LLC|5500
TXN|TEXAS INSTRUMENTS|DAWA|Daiwa Capital Markets America Inc.|10610
TXN|TEXAS INSTRUMENTS|DBAB|Deutsche Bank Securities Inc.|3525296
TXN|TEXAS INSTRUMENTS|DBAX|Deutsche Bank Securities Inc.|931300
TXN|TEXAS INSTRUMENTS|DBUL|Deutsche Bank Securities Inc.|61442
TXN|TEXAS INSTRUMENTS|DCHF|Dart Executions, LLC|15669
TXN|TEXAS INSTRUMENTS|DEAN|MORGAN STANLEY|46603
TXN|TEXAS INSTRUMENTS|DEGS|RONIN PROFESSIONAL LLC|6806
TXN|TEXAS INSTRUMENTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23220
TXN|TEXAS INSTRUMENTS|DIVA|Divine Capital Markets LLC|4441
TXN|TEXAS INSTRUMENTS|DOTC|Dougherty & Company LLC|1100
TXN|TEXAS INSTRUMENTS|DRWK|DRW SECURITIES, L.L.C.|132858
TXN|TEXAS INSTRUMENTS|EBXL|EBX LLC|650700
TXN|TEXAS INSTRUMENTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|42732
TXN|TEXAS INSTRUMENTS|EDJC|Edward Jones / CDS|636
TXN|TEXAS INSTRUMENTS|EDJO|Edward D. Jones & Co., L.P.|17049
TXN|TEXAS INSTRUMENTS|EGAM|CBOE TRADING, INC.|51392
TXN|TEXAS INSTRUMENTS|EGAW|CBOE TRADING, INC.|800
TXN|TEXAS INSTRUMENTS|EGMT|EG MARKET TECHNOLOGIES LLC|7900
TXN|TEXAS INSTRUMENTS|EGXM|CBOE TRADING, INC.|13795
TXN|TEXAS INSTRUMENTS|EGXW|CBOE TRADING, INC.|211
TXN|TEXAS INSTRUMENTS|ESPO|ESPOSITO SECURITIES, LLC|950
TXN|TEXAS INSTRUMENTS|ETBE|Electronic Transaction Clearing, Inc.|291067
TXN|TEXAS INSTRUMENTS|ETCC|Electronic Transaction Clearing, Inc.|6418
TXN|TEXAS INSTRUMENTS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5844
TXN|TEXAS INSTRUMENTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|73560
TXN|TEXAS INSTRUMENTS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|402
TXN|TEXAS INSTRUMENTS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|1051603
TXN|TEXAS INSTRUMENTS|ETRS|E*Trade Securities LLC|138413
TXN|TEXAS INSTRUMENTS|FBCO|Credit Suisse Securities (USA) LLC|2873369
TXN|TEXAS INSTRUMENTS|FIDT|Fidelity Clearing Canada ULC./ CDS|283
TXN|TEXAS INSTRUMENTS|FILL|Tradestation Securities, Inc.|19898
TXN|TEXAS INSTRUMENTS|FINX|FINTECH SECURITIES|4168
TXN|TEXAS INSTRUMENTS|FMAF|NBCN Inc./ CDS|15318
TXN|TEXAS INSTRUMENTS|FOMA|TD AMERITRADE CLEARING, INC.|463492
TXN|TEXAS INSTRUMENTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31521
TXN|TEXAS INSTRUMENTS|FQLS|Quantlab Securities LP|1136546
TXN|TEXAS INSTRUMENTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114021
TXN|TEXAS INSTRUMENTS|FTBR|Foliofn Investments, Inc.|9687
TXN|TEXAS INSTRUMENTS|GARC|ICAP Corporates LLC|234
TXN|TEXAS INSTRUMENTS|GBMT|GBM International, Inc.|2926
TXN|TEXAS INSTRUMENTS|GEBB|GLOBAL EXECUTION BROKERS, LP|392902
TXN|TEXAS INSTRUMENTS|GELP|RBC CAPITAL MARKETS, LLC|6957
TXN|TEXAS INSTRUMENTS|GLIS|TD Securities Inc|17718
TXN|TEXAS INSTRUMENTS|GLPX|ACS EXECUTION SERVICES, LLC|140684
TXN|TEXAS INSTRUMENTS|GSCO|GOLDMAN SACHS & CO. LLC|7893557
TXN|TEXAS INSTRUMENTS|GSCS|GOLDMAN SACHS & CO. LLC|286234
TXN|TEXAS INSTRUMENTS|GSLT|GOLDMAN SACHS & CO. LLC|56190
TXN|TEXAS INSTRUMENTS|GTSZ|GTS SECURITIES LLC|1341561
TXN|TEXAS INSTRUMENTS|HAPX|HAP Trading, LLC|266
TXN|TEXAS INSTRUMENTS|HCTA|Hardcastle Trading USA LLC|148822
TXN|TEXAS INSTRUMENTS|HRBF|American Enterprise Investment Services Inc.|33165
TXN|TEXAS INSTRUMENTS|HSBC|HSBC Securities, Inc.|184589
TXN|TEXAS INSTRUMENTS|IATS|INTERACTIVE BROKERS LLC|24996
TXN|TEXAS INSTRUMENTS|IBKR|Interactive Brokers Llc|330162
TXN|TEXAS INSTRUMENTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1455
TXN|TEXAS INSTRUMENTS|ICBX|INSTINET, LLC|174620
TXN|TEXAS INSTRUMENTS|IEQY|CITADEL SECURITIES LLC|582331
TXN|TEXAS INSTRUMENTS|INCA|INSTINET, LLC|3293864
TXN|TEXAS INSTRUMENTS|INJX|INSTINET, LLC|200774
TXN|TEXAS INSTRUMENTS|INTL|INTL FCSTONE FINANCIAL INC.|30
TXN|TEXAS INSTRUMENTS|ITGI|ITG Inc.|155513
TXN|TEXAS INSTRUMENTS|ITGP|ITG INC.|709600
TXN|TEXAS INSTRUMENTS|JANY|Janney Montgomery Scott Inc.|14389
TXN|TEXAS INSTRUMENTS|JEFF|JEFFERIES LLC|854751
TXN|TEXAS INSTRUMENTS|JMPT|JUMP TRADING, LLC|297578
TXN|TEXAS INSTRUMENTS|JONE|JonesTrading|13654
TXN|TEXAS INSTRUMENTS|JPBX|J.P. MORGAN SECURITIES LLC|426588
TXN|TEXAS INSTRUMENTS|JPMX|J.P. Morgan Securities LLC|1204837
TXN|TEXAS INSTRUMENTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|32291
TXN|TEXAS INSTRUMENTS|JSJX|JANE STREET CAPITAL LLC|200825
TXN|TEXAS INSTRUMENTS|KCGM|VIRTU Americas LLC|213599
TXN|TEXAS INSTRUMENTS|KCRD|PHX FINANCIAL, INC.|50
TXN|TEXAS INSTRUMENTS|LEHM|Barclays Capital Inc./Le|4377102
TXN|TEXAS INSTRUMENTS|LGNT|COR CLEARING LLC|1
TXN|TEXAS INSTRUMENTS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|118
TXN|TEXAS INSTRUMENTS|LIME|Lime Brokerage LLC|642638
TXN|TEXAS INSTRUMENTS|LIWD|LIME BROKERAGE LLC|1117
TXN|TEXAS INSTRUMENTS|LIWK|LIME BROKERAGE LLC|6
TXN|TEXAS INSTRUMENTS|LMGP|LIME BROKERAGE LLC|51976
TXN|TEXAS INSTRUMENTS|LMNX|LUMINEX TRADING & ANALYTICS LLC|175580
TXN|TEXAS INSTRUMENTS|LOOP|Loop Capital Markets LLC|700
TXN|TEXAS INSTRUMENTS|LQNA|LIQUIDNET, INC.|158000
TXN|TEXAS INSTRUMENTS|LSCI|Lek Securities Corporation|643596
TXN|TEXAS INSTRUMENTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
TXN|TEXAS INSTRUMENTS|MACC|Mid Atlantic Capital Corporation|7095
TXN|TEXAS INSTRUMENTS|MACQ|Macquarie Capital (USA) Inc.|14185
TXN|TEXAS INSTRUMENTS|MAXM|Maxim Group LLC|8008
TXN|TEXAS INSTRUMENTS|MBTS|ALLY INVEST SECURITIES LLC|1625
TXN|TEXAS INSTRUMENTS|MCMF|Raymond James Ltd. Cds|10035
TXN|TEXAS INSTRUMENTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|349334
TXN|TEXAS INSTRUMENTS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2900
TXN|TEXAS INSTRUMENTS|MOTF|MOTIF INVESTING, INC.|105
TXN|TEXAS INSTRUMENTS|MSCO|MORGAN STANLEY & CO. LLC|11590126
TXN|TEXAS INSTRUMENTS|MSPL|MORGAN STANLEY & CO. LLC|830800
TXN|TEXAS INSTRUMENTS|MSTX|MORGAN STANLEY & CO. LLC|559200
TXN|TEXAS INSTRUMENTS|MTON|MILLINGTON SECURITIES, INC.|79009
TXN|TEXAS INSTRUMENTS|MZHO|Mizuho Securities USA LLC|140179
TXN|TEXAS INSTRUMENTS|NBCS|NBC Securities, INC.|225
TXN|TEXAS INSTRUMENTS|NEED|Needham & Company, LLC|42349
TXN|TEXAS INSTRUMENTS|NEUB|NEUBERGER BERMAN BD LLC|2362
TXN|TEXAS INSTRUMENTS|NFSC|National Financial Services LLC|735840
TXN|TEXAS INSTRUMENTS|NITE|VIRTU Americas LLC|1966528
TXN|TEXAS INSTRUMENTS|NITP|VIRTU Americas LLC|13137
TXN|TEXAS INSTRUMENTS|NMRA|Nomura Securities International, Inc.|100
TXN|TEXAS INSTRUMENTS|NQRB|Brut, LLC|102186
TXN|TEXAS INSTRUMENTS|NTRC|Northern Trust Securities, Inc.|13779
TXN|TEXAS INSTRUMENTS|OHOS|TWO SIGMA SECURITIES, LLC|559276
TXN|TEXAS INSTRUMENTS|OLDM|OLD MISSION CAPITAL, LLC|6548
TXN|TEXAS INSTRUMENTS|ONEL|O'NEIL SECURITIES, INCORPORATED|11
TXN|TEXAS INSTRUMENTS|OPCO|Oppenheimer & Co. Inc.|9893
TXN|TEXAS INSTRUMENTS|OTAA|OTA LLC|600
TXN|TEXAS INSTRUMENTS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|26081
TXN|TEXAS INSTRUMENTS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6889
TXN|TEXAS INSTRUMENTS|PCPT|PHILLIP CAPITAL INC.|420
TXN|TEXAS INSTRUMENTS|PDQM|CODA MARKETS, INC.|252923
TXN|TEXAS INSTRUMENTS|PHLY|NASDAQ Execution Services, LLC|26660
TXN|TEXAS INSTRUMENTS|PICT|Pictet Overseas Inc.|5210
TXN|TEXAS INSTRUMENTS|PIPR|Piper Jaffray & Co.|840
TXN|TEXAS INSTRUMENTS|PNSR|Penserra Securities, LLC|2700
TXN|TEXAS INSTRUMENTS|PWJC|UBS Financial Services, Inc.|72366
TXN|TEXAS INSTRUMENTS|RAJA|Raymond James & Associates, Inc.|58299
TXN|TEXAS INSTRUMENTS|RBCM|RBC CAPITAL MARKETS, LLC|81116
TXN|TEXAS INSTRUMENTS|RGLD|Regal Securities, Inc|969
TXN|TEXAS INSTRUMENTS|RHCO|Suntrust Robinson Humphrey, Inc.|28008
TXN|TEXAS INSTRUMENTS|SAGL|SAGETRADER, LLC|84950
TXN|TEXAS INSTRUMENTS|SAGW|SAGETRADER, LLC|526
TXN|TEXAS INSTRUMENTS|SALI|INTL FCSTONE FINANCIAL INC.|1277
TXN|TEXAS INSTRUMENTS|SBSH|Citigroup Global Markets Inc.|7136660
TXN|TEXAS INSTRUMENTS|SCMC|Scotia Capital Markets (USA) Inc.|500
TXN|TEXAS INSTRUMENTS|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|104
TXN|TEXAS INSTRUMENTS|SEIC|SEI Investments Distribution Co.|4410
TXN|TEXAS INSTRUMENTS|SGMT|GOLDMAN SACHS & CO. LLC|520699
TXN|TEXAS INSTRUMENTS|SHMR|ABN Amro Clearing LLC|209
TXN|TEXAS INSTRUMENTS|SIBO|Prime Executions, Inc.|380
TXN|TEXAS INSTRUMENTS|SJLS|TRADE INFORMATICS LLC|40301
TXN|TEXAS INSTRUMENTS|SOGO|Wang Investment Associates, Inc.|50
TXN|TEXAS INSTRUMENTS|SPDR|SPEEDROUTE LLC|82239
TXN|TEXAS INSTRUMENTS|SPHN|Stephens Inc.|283
TXN|TEXAS INSTRUMENTS|STFL|Stifel, Nicolaus & Company, Incorporated|97247
TXN|TEXAS INSTRUMENTS|STKP|STOCKPILE INVESTMENTS, INC.|142
TXN|TEXAS INSTRUMENTS|STXG|Stockcross Financial Services, Inc.|46
TXN|TEXAS INSTRUMENTS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|52
TXN|TEXAS INSTRUMENTS|SWIM|TD Ameritrade, Inc.|121961
TXN|TEXAS INSTRUMENTS|SWST|Hilltop Securities Inc.|68281
TXN|TEXAS INSTRUMENTS|TAGC|TELSEY ADVISORY GROUP LLC|206
TXN|TEXAS INSTRUMENTS|TKNG|ALLY INVEST SECURITIES LLC|3542
TXN|TEXAS INSTRUMENTS|TMBR|Timber Hill LLC|100
TXN|TEXAS INSTRUMENTS|TONC|CUTTONE & CO., LLC|1140
TXN|TEXAS INSTRUMENTS|TRBT|Tradebot Systems, Inc.|963078
TXN|TEXAS INSTRUMENTS|TRCM|TRC MARKETS LLC|1239048
TXN|TEXAS INSTRUMENTS|TTUC|CUTTONE & CO., INC.|23746
TXN|TEXAS INSTRUMENTS|TWTT|TASTYWORKS, INC.|3820
TXN|TEXAS INSTRUMENTS|UBSA|UBS SECURITIES LLC|2075750
TXN|TEXAS INSTRUMENTS|UBSS|UBS Securities LLC|6380264
TXN|TEXAS INSTRUMENTS|VALX|VIRTU AMERICAS LLC|63232
TXN|TEXAS INSTRUMENTS|VERT|The Vertical Trading Group, LLC|1032
TXN|TEXAS INSTRUMENTS|VGRD|Vanguard Marketing Corporation|28716
TXN|TEXAS INSTRUMENTS|VSIN|Vision Financial Markets Llc|20
TXN|TEXAS INSTRUMENTS|WABR|Wall Street Access|89009
TXN|TEXAS INSTRUMENTS|WBET|Wallachbeth Capital LLC|853
TXN|TEXAS INSTRUMENTS|WBLR|WILLIAM BLAIR|10044
TXN|TEXAS INSTRUMENTS|WBPX|SUMMIT SECURITIES GROUP, LLC|52472
TXN|TEXAS INSTRUMENTS|WCHV|WELLS FARGO SECURITIES, LLC|620411
TXN|TEXAS INSTRUMENTS|WDNX|WEEDEN & CO.L.P.|24382
TXN|TEXAS INSTRUMENTS|WEDB|WEDBUSH SECURITIES INC.|1652
TXN|TEXAS INSTRUMENTS|WEED|Weeden & Co.L.P.|58722
TXN|TEXAS INSTRUMENTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|221391
TXN|TEXAS INSTRUMENTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|103022
TXN|TEXAS INSTRUMENTS|WFPB|Wells Fargo Securities, LLC.|6035
TXN|TEXAS INSTRUMENTS|WGIF|CIBC World Markets Inc.|35268
TXN|TEXAS INSTRUMENTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2920
TXN|TEXAS INSTRUMENTS|WORD|Worden Capital Management LLC|24
TXN|TEXAS INSTRUMENTS|WSAG|WALL STREET ACCESS|115
TXN|TEXAS INSTRUMENTS|WSEA|WOLVERINE SECURITIES, LLC|22071
TXN|TEXAS INSTRUMENTS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|700
TXN|TEXAS INSTRUMENTS|XIST|INSTINET, LLC|230974
TXN|TEXAS INSTRUMENTS|XPQR|Jump Trading|1627
TXN|TEXAS INSTRUMENTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|196006
TXN|TEXAS INSTRUMENTS|YKNA|COMHAR CAPITAL MARKETS, LLC|7940
TXN|TEXAS INSTRUMENTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33056
TXRH|TEXAS ROADHOUSE, INC|ADAM|CANACCORD GENUITY INC.|100
TXRH|TEXAS ROADHOUSE, INC|ALTX|Alternet Securities Inc.|1802
TXRH|TEXAS ROADHOUSE, INC|ANOS|ABEL/NOSER, L.L.C.|165
TXRH|TEXAS ROADHOUSE, INC|APCC|Apex Clearing Corporation|496
TXRH|TEXAS ROADHOUSE, INC|BANK|Primevest Financial Services, Inc.|200
TXRH|TEXAS ROADHOUSE, INC|BARD|Robert W. Baird & Co. Incorporated|185
TXRH|TEXAS ROADHOUSE, INC|BATM|CBOE TRADING, INC.|3262
TXRH|TEXAS ROADHOUSE, INC|BAYC|BAY CREST PARTNERS, LLC|19900
TXRH|TEXAS ROADHOUSE, INC|BAYT|BTIG, LLC|6221
TXRH|TEXAS ROADHOUSE, INC|BBNT|BB&T SECURITIES, LLC|157
TXRH|TEXAS ROADHOUSE, INC|BERN|Sanford C. Bernstein & Co., LLC|32124
TXRH|TEXAS ROADHOUSE, INC|BKCM|BNY Mellon Capital Markets LLC|13010
TXRH|TEXAS ROADHOUSE, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2076
TXRH|TEXAS ROADHOUSE, INC|BMOC|BMO Capital Markets Corp.|12212
TXRH|TEXAS ROADHOUSE, INC|BNPX|BNP PARIBAS SECURITIES CORP.|12700
TXRH|TEXAS ROADHOUSE, INC|BTIG|BTIG, LLC|6127
TXRH|TEXAS ROADHOUSE, INC|BYXM|CBOE TRADING, INC.|483
TXRH|TEXAS ROADHOUSE, INC|BZYD|GOLDMAN SACHS & CO. LLC|980
TXRH|TEXAS ROADHOUSE, INC|CANT|Cantor Fitzgerald & Co.|235
TXRH|TEXAS ROADHOUSE, INC|CHAS|Charles Schwab & Co., Inc.|69
TXRH|TEXAS ROADHOUSE, INC|CIST|Capital Institutional Services, Inc.|3568
TXRH|TEXAS ROADHOUSE, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115381
TXRH|TEXAS ROADHOUSE, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|258833
TXRH|TEXAS ROADHOUSE, INC|CTDL|Citadel Derivatives Group Llc|11412
TXRH|TEXAS ROADHOUSE, INC|CTLR|CUTLER GROUP, LP|1030
TXRH|TEXAS ROADHOUSE, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|23556
TXRH|TEXAS ROADHOUSE, INC|DADA|D.A. Davidson & Co.|96
TXRH|TEXAS ROADHOUSE, INC|DAVA|Davenport & Company LLC|652
TXRH|TEXAS ROADHOUSE, INC|DBAB|Deutsche Bank Securities Inc.|480563
TXRH|TEXAS ROADHOUSE, INC|DBAX|Deutsche Bank Securities Inc.|155400
TXRH|TEXAS ROADHOUSE, INC|DBUL|Deutsche Bank Securities Inc.|1438
TXRH|TEXAS ROADHOUSE, INC|DEAN|MORGAN STANLEY|5118
TXRH|TEXAS ROADHOUSE, INC|DEGS|RONIN PROFESSIONAL LLC|100
TXRH|TEXAS ROADHOUSE, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8765
TXRH|TEXAS ROADHOUSE, INC|EBXL|EBX LLC|86600
TXRH|TEXAS ROADHOUSE, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|238
TXRH|TEXAS ROADHOUSE, INC|EDJO|Edward D. Jones & Co., L.P.|3037
TXRH|TEXAS ROADHOUSE, INC|EGAM|CBOE TRADING, INC.|3839
TXRH|TEXAS ROADHOUSE, INC|EGAW|CBOE TRADING, INC.|171
TXRH|TEXAS ROADHOUSE, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1255
TXRH|TEXAS ROADHOUSE, INC|EGXM|CBOE TRADING, INC.|1424
TXRH|TEXAS ROADHOUSE, INC|EGXW|CBOE TRADING, INC.|23
TXRH|TEXAS ROADHOUSE, INC|ETBE|Electronic Transaction Clearing, Inc.|24640
TXRH|TEXAS ROADHOUSE, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4218
TXRH|TEXAS ROADHOUSE, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27219
TXRH|TEXAS ROADHOUSE, INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|110230
TXRH|TEXAS ROADHOUSE, INC|ETRS|E*Trade Securities LLC|34254
TXRH|TEXAS ROADHOUSE, INC|EVRS|E1 ASSET MANAGEMENT, INC.|1100
TXRH|TEXAS ROADHOUSE, INC|FBCO|Credit Suisse Securities (USA) LLC|397926
TXRH|TEXAS ROADHOUSE, INC|FBSB|U.S. Bancorp Investments, Inc.|3
TXRH|TEXAS ROADHOUSE, INC|FILL|Tradestation Securities, Inc.|1398
TXRH|TEXAS ROADHOUSE, INC|FINX|FINTECH SECURITIES|100
TXRH|TEXAS ROADHOUSE, INC|FMAF|NBCN Inc./ CDS|3
TXRH|TEXAS ROADHOUSE, INC|FOMA|TD AMERITRADE CLEARING, INC.|61908
TXRH|TEXAS ROADHOUSE, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23243
TXRH|TEXAS ROADHOUSE, INC|FQLS|Quantlab Securities LP|285495
TXRH|TEXAS ROADHOUSE, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146074
TXRH|TEXAS ROADHOUSE, INC|FTBR|Foliofn Investments, Inc.|1516
TXRH|TEXAS ROADHOUSE, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|26939
TXRH|TEXAS ROADHOUSE, INC|GLIS|TD Securities Inc|77
TXRH|TEXAS ROADHOUSE, INC|GLPX|ACS EXECUTION SERVICES, LLC|7232
TXRH|TEXAS ROADHOUSE, INC|GSCO|GOLDMAN SACHS & CO. LLC|843271
TXRH|TEXAS ROADHOUSE, INC|GSCS|GOLDMAN SACHS & CO. LLC|14263
TXRH|TEXAS ROADHOUSE, INC|GSLT|GOLDMAN SACHS & CO. LLC|2834
TXRH|TEXAS ROADHOUSE, INC|GTSZ|GTS SECURITIES LLC|234770
TXRH|TEXAS ROADHOUSE, INC|HRBF|American Enterprise Investment Services Inc.|880
TXRH|TEXAS ROADHOUSE, INC|HSBC|HSBC Securities, Inc.|9005
TXRH|TEXAS ROADHOUSE, INC|IATS|INTERACTIVE BROKERS LLC|7081
TXRH|TEXAS ROADHOUSE, INC|IBKR|Interactive Brokers Llc|39129
TXRH|TEXAS ROADHOUSE, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|667
TXRH|TEXAS ROADHOUSE, INC|ICBX|INSTINET, LLC|17670
TXRH|TEXAS ROADHOUSE, INC|IEQY|CITADEL SECURITIES LLC|90907
TXRH|TEXAS ROADHOUSE, INC|INCA|INSTINET, LLC|419565
TXRH|TEXAS ROADHOUSE, INC|INJX|INSTINET, LLC|36000
TXRH|TEXAS ROADHOUSE, INC|ITGI|ITG Inc.|47980
TXRH|TEXAS ROADHOUSE, INC|ITGP|ITG INC.|37600
TXRH|TEXAS ROADHOUSE, INC|JANY|Janney Montgomery Scott Inc.|223
TXRH|TEXAS ROADHOUSE, INC|JEFF|JEFFERIES LLC|90958
TXRH|TEXAS ROADHOUSE, INC|JMPT|JUMP TRADING, LLC|58216
TXRH|TEXAS ROADHOUSE, INC|JPBX|J.P. MORGAN SECURITIES LLC|216571
TXRH|TEXAS ROADHOUSE, INC|JPMX|J.P. Morgan Securities LLC|526059
TXRH|TEXAS ROADHOUSE, INC|JSJX|JANE STREET CAPITAL LLC|25531
TXRH|TEXAS ROADHOUSE, INC|KCGM|VIRTU Americas LLC|19471
TXRH|TEXAS ROADHOUSE, INC|KEYB|KEYBANC CAPITAL MARKETS INC.|1305
TXRH|TEXAS ROADHOUSE, INC|LEHM|Barclays Capital Inc./Le|595400
TXRH|TEXAS ROADHOUSE, INC|LGNT|COR CLEARING LLC|1
TXRH|TEXAS ROADHOUSE, INC|LIME|Lime Brokerage LLC|179701
TXRH|TEXAS ROADHOUSE, INC|LIWE|LIME BROKERAGE LLC|14009
TXRH|TEXAS ROADHOUSE, INC|LMGP|LIME BROKERAGE LLC|3129
TXRH|TEXAS ROADHOUSE, INC|LOOP|Loop Capital Markets LLC|100
TXRH|TEXAS ROADHOUSE, INC|LQNA|LIQUIDNET, INC.|26700
TXRH|TEXAS ROADHOUSE, INC|LSCI|Lek Securities Corporation|196
TXRH|TEXAS ROADHOUSE, INC|MACC|Mid Atlantic Capital Corporation|319
TXRH|TEXAS ROADHOUSE, INC|MAXM|Maxim Group LLC|16425
TXRH|TEXAS ROADHOUSE, INC|MBTS|ALLY INVEST SECURITIES LLC|425
TXRH|TEXAS ROADHOUSE, INC|MKMP|MKM Partners LLC|62000
TXRH|TEXAS ROADHOUSE, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59808
TXRH|TEXAS ROADHOUSE, INC|MOTF|MOTIF INVESTING, INC.|7
TXRH|TEXAS ROADHOUSE, INC|MSCO|MORGAN STANLEY & CO. LLC|2206564
TXRH|TEXAS ROADHOUSE, INC|MSPL|MORGAN STANLEY & CO. LLC|259000
TXRH|TEXAS ROADHOUSE, INC|MSTX|MORGAN STANLEY & CO. LLC|143500
TXRH|TEXAS ROADHOUSE, INC|NFSC|National Financial Services LLC|96479
TXRH|TEXAS ROADHOUSE, INC|NITE|VIRTU Americas LLC|170553
TXRH|TEXAS ROADHOUSE, INC|NITP|VIRTU Americas LLC|4613
TXRH|TEXAS ROADHOUSE, INC|NQRB|Brut, LLC|1741
TXRH|TEXAS ROADHOUSE, INC|NTRC|Northern Trust Securities, Inc.|2076
TXRH|TEXAS ROADHOUSE, INC|OPCO|Oppenheimer & Co. Inc.|7530
TXRH|TEXAS ROADHOUSE, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1919
TXRH|TEXAS ROADHOUSE, INC|PDQM|CODA MARKETS, INC.|42803
TXRH|TEXAS ROADHOUSE, INC|PHLY|NASDAQ Execution Services, LLC|2000
TXRH|TEXAS ROADHOUSE, INC|PIPR|Piper Jaffray & Co.|37610
TXRH|TEXAS ROADHOUSE, INC|PWJC|UBS Financial Services, Inc.|3950
TXRH|TEXAS ROADHOUSE, INC|RAJA|Raymond James & Associates, Inc.|1690
TXRH|TEXAS ROADHOUSE, INC|RBCM|RBC CAPITAL MARKETS, LLC|2487
TXRH|TEXAS ROADHOUSE, INC|SAGL|SAGETRADER, LLC|5424
TXRH|TEXAS ROADHOUSE, INC|SAGW|SAGETRADER, LLC|4
TXRH|TEXAS ROADHOUSE, INC|SALI|INTL FCSTONE FINANCIAL INC.|300
TXRH|TEXAS ROADHOUSE, INC|SBSH|Citigroup Global Markets Inc.|397963
TXRH|TEXAS ROADHOUSE, INC|SGMT|GOLDMAN SACHS & CO. LLC|59361
TXRH|TEXAS ROADHOUSE, INC|SPDR|SPEEDROUTE LLC|12885
TXRH|TEXAS ROADHOUSE, INC|STFL|Stifel, Nicolaus & Company, Incorporated|565
TXRH|TEXAS ROADHOUSE, INC|STKP|STOCKPILE INVESTMENTS, INC.|62
TXRH|TEXAS ROADHOUSE, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|24
TXRH|TEXAS ROADHOUSE, INC|SWIM|TD Ameritrade, Inc.|9173
TXRH|TEXAS ROADHOUSE, INC|SWST|Hilltop Securities Inc.|7319
TXRH|TEXAS ROADHOUSE, INC|TAGC|TELSEY ADVISORY GROUP LLC|5880
TXRH|TEXAS ROADHOUSE, INC|TKNG|ALLY INVEST SECURITIES LLC|2498
TXRH|TEXAS ROADHOUSE, INC|TONC|CUTTONE & CO., LLC|2102
TXRH|TEXAS ROADHOUSE, INC|TRBT|Tradebot Systems, Inc.|229738
TXRH|TEXAS ROADHOUSE, INC|TRCM|TRC MARKETS LLC|67289
TXRH|TEXAS ROADHOUSE, INC|TWTT|TASTYWORKS, INC.|490
TXRH|TEXAS ROADHOUSE, INC|UBSA|UBS SECURITIES LLC|336258
TXRH|TEXAS ROADHOUSE, INC|UBSS|UBS Securities LLC|859991
TXRH|TEXAS ROADHOUSE, INC|VALX|VIRTU AMERICAS LLC|14229
TXRH|TEXAS ROADHOUSE, INC|VGRD|Vanguard Marketing Corporation|2504
TXRH|TEXAS ROADHOUSE, INC|VSIN|Vision Financial Markets Llc|83
TXRH|TEXAS ROADHOUSE, INC|WABR|Wall Street Access|100
TXRH|TEXAS ROADHOUSE, INC|WCHV|WELLS FARGO SECURITIES, LLC|163381
TXRH|TEXAS ROADHOUSE, INC|WDNX|WEEDEN & CO.L.P.|914
TXRH|TEXAS ROADHOUSE, INC|WEDB|WEDBUSH SECURITIES INC.|71367
TXRH|TEXAS ROADHOUSE, INC|WEED|Weeden & Co.L.P.|758
TXRH|TEXAS ROADHOUSE, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2539
TXRH|TEXAS ROADHOUSE, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7258
TXRH|TEXAS ROADHOUSE, INC|WGIF|CIBC World Markets Inc.|402
TXRH|TEXAS ROADHOUSE, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|77
TXRH|TEXAS ROADHOUSE, INC|WSEA|WOLVERINE SECURITIES, LLC|2893
TXRH|TEXAS ROADHOUSE, INC|XIST|INSTINET, LLC|16800
TXRH|TEXAS ROADHOUSE, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12334
TXRH|TEXAS ROADHOUSE, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1575
TXRH|TEXAS ROADHOUSE, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1905
TXT|TEXTRON INC|ABLE|NATIXIS Securities Americas LLC|243266
TXT|TEXTRON INC|ALTX|Alternet Securities Inc.|8332
TXT|TEXTRON INC|APCC|Apex Clearing Corporation|500
TXT|TEXTRON INC|BARD|Robert W. Baird & Co. Incorporated|6912
TXT|TEXTRON INC|BATM|CBOE TRADING, INC.|17671
TXT|TEXTRON INC|BAYC|BAY CREST PARTNERS, LLC|682
TXT|TEXTRON INC|BAYT|BTIG, LLC|1600
TXT|TEXTRON INC|BBNT|BB&T SECURITIES, LLC|578
TXT|TEXTRON INC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|18523
TXT|TEXTRON INC|BERN|Sanford C. Bernstein & Co., LLC|29425
TXT|TEXTRON INC|BIAD|SAGETRADER, LLC|236
TXT|TEXTRON INC|BIDS|BIDS TRADING L.P.|900
TXT|TEXTRON INC|BIMI|Banca IMI Securities Corp.|314
TXT|TEXTRON INC|BKCM|BNY Mellon Capital Markets LLC|151
TXT|TEXTRON INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4224
TXT|TEXTRON INC|BMOC|BMO Capital Markets Corp.|1809
TXT|TEXTRON INC|BNPX|BNP PARIBAS SECURITIES CORP.|173819
TXT|TEXTRON INC|BTIG|BTIG, LLC|7874
TXT|TEXTRON INC|BYXM|CBOE TRADING, INC.|1581
TXT|TEXTRON INC|BZYD|GOLDMAN SACHS & CO. LLC|673
TXT|TEXTRON INC|CABR|Cabrera Capital Markets, Inc.|50
TXT|TEXTRON INC|CHAS|Charles Schwab & Co., Inc.|2195
TXT|TEXTRON INC|CIBP|CIBC World Markets Corp.|33684
TXT|TEXTRON INC|CIOI|CITIGROUP GLOBAL MARKETS INC|30000
TXT|TEXTRON INC|CIST|Capital Institutional Services, Inc.|2096
TXT|TEXTRON INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133446
TXT|TEXTRON INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|640
TXT|TEXTRON INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|339150
TXT|TEXTRON INC|CTDL|Citadel Derivatives Group Llc|16576
TXT|TEXTRON INC|CTLR|CUTLER GROUP, LP|2310
TXT|TEXTRON INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|33460
TXT|TEXTRON INC|DADA|D.A. Davidson & Co.|48
TXT|TEXTRON INC|DBAB|Deutsche Bank Securities Inc.|190763
TXT|TEXTRON INC|DBAX|Deutsche Bank Securities Inc.|274200
TXT|TEXTRON INC|DCHF|Dart Executions, LLC|2756
TXT|TEXTRON INC|DEAN|MORGAN STANLEY|13070
TXT|TEXTRON INC|DEGS|RONIN PROFESSIONAL LLC|400
TXT|TEXTRON INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8338
TXT|TEXTRON INC|EBXL|EBX LLC|322600
TXT|TEXTRON INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|12243
TXT|TEXTRON INC|EDJO|Edward D. Jones & Co., L.P.|7715
TXT|TEXTRON INC|EGAM|CBOE TRADING, INC.|23238
TXT|TEXTRON INC|EGAW|CBOE TRADING, INC.|672
TXT|TEXTRON INC|EGMT|EG MARKET TECHNOLOGIES LLC|110
TXT|TEXTRON INC|EGXM|CBOE TRADING, INC.|3098
TXT|TEXTRON INC|ETBE|Electronic Transaction Clearing, Inc.|18701
TXT|TEXTRON INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
TXT|TEXTRON INC|ETCB|ETC BROKERAGE SERVICES, LLC|16
TXT|TEXTRON INC|ETCC|Electronic Transaction Clearing, Inc.|717
TXT|TEXTRON INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9341
TXT|TEXTRON INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2757
TXT|TEXTRON INC|ETRS|E*Trade Securities LLC|45320
TXT|TEXTRON INC|FBSB|U.S. Bancorp Investments, Inc.|50
TXT|TEXTRON INC|FILL|Tradestation Securities, Inc.|1555
TXT|TEXTRON INC|FMAF|NBCN Inc./ CDS|550
TXT|TEXTRON INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6584
TXT|TEXTRON INC|FQLS|Quantlab Securities LP|292911
TXT|TEXTRON INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106279
TXT|TEXTRON INC|FTBR|Foliofn Investments, Inc.|3975
TXT|TEXTRON INC|GBMT|GBM International, Inc.|1646
TXT|TEXTRON INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2156
TXT|TEXTRON INC|GLIS|TD Securities Inc|302
TXT|TEXTRON INC|GLPX|ACS EXECUTION SERVICES, LLC|68842
TXT|TEXTRON INC|GSCO|GOLDMAN SACHS & CO. LLC|1734120
TXT|TEXTRON INC|GSCS|GOLDMAN SACHS & CO. LLC|9999
TXT|TEXTRON INC|GSLT|GOLDMAN SACHS & CO. LLC|9930
TXT|TEXTRON INC|GTSZ|GTS SECURITIES LLC|222831
TXT|TEXTRON INC|HAPX|HAP Trading, LLC|2728
TXT|TEXTRON INC|HPPX|POTAMUS TRADING, LLC|222
TXT|TEXTRON INC|HRBF|American Enterprise Investment Services Inc.|5630
TXT|TEXTRON INC|HSBC|HSBC Securities, Inc.|1100
TXT|TEXTRON INC|IATS|INTERACTIVE BROKERS LLC|10339
TXT|TEXTRON INC|IBKR|Interactive Brokers Llc|19178
TXT|TEXTRON INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3
TXT|TEXTRON INC|ICBX|INSTINET, LLC|38902
TXT|TEXTRON INC|IEQY|CITADEL SECURITIES LLC|177096
TXT|TEXTRON INC|INCA|INSTINET, LLC|411951
TXT|TEXTRON INC|INJX|INSTINET, LLC|4043
TXT|TEXTRON INC|ITGI|ITG Inc.|43262
TXT|TEXTRON INC|ITGP|ITG INC.|62000
TXT|TEXTRON INC|JANY|Janney Montgomery Scott Inc.|4255
TXT|TEXTRON INC|JEFF|JEFFERIES LLC|74863
TXT|TEXTRON INC|JMPT|JUMP TRADING, LLC|77219
TXT|TEXTRON INC|JPBX|J.P. MORGAN SECURITIES LLC|196281
TXT|TEXTRON INC|JPMX|J.P. Morgan Securities LLC|463079
TXT|TEXTRON INC|JSJX|JANE STREET CAPITAL LLC|6991
TXT|TEXTRON INC|KCGM|VIRTU Americas LLC|39495
TXT|TEXTRON INC|LEHM|Barclays Capital Inc./Le|931393
TXT|TEXTRON INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1385
TXT|TEXTRON INC|LIME|Lime Brokerage LLC|48003
TXT|TEXTRON INC|LOOP|Loop Capital Markets LLC|850
TXT|TEXTRON INC|LQNA|LIQUIDNET, INC.|56500
TXT|TEXTRON INC|LSCI|Lek Securities Corporation|759
TXT|TEXTRON INC|MACC|Mid Atlantic Capital Corporation|5665
TXT|TEXTRON INC|MACQ|Macquarie Capital (USA) Inc.|21200
TXT|TEXTRON INC|MAXM|Maxim Group LLC|100
TXT|TEXTRON INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87000
TXT|TEXTRON INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
TXT|TEXTRON INC|MOTF|MOTIF INVESTING, INC.|16
TXT|TEXTRON INC|MSCO|MORGAN STANLEY & CO. LLC|2043726
TXT|TEXTRON INC|MSPL|MORGAN STANLEY & CO. LLC|359700
TXT|TEXTRON INC|MSTX|MORGAN STANLEY & CO. LLC|314100
TXT|TEXTRON INC|MTON|MILLINGTON SECURITIES, INC.|22140
TXT|TEXTRON INC|NEUB|NEUBERGER BERMAN BD LLC|4422
TXT|TEXTRON INC|NFSC|National Financial Services LLC|329376
TXT|TEXTRON INC|NITE|VIRTU Americas LLC|363023
TXT|TEXTRON INC|NITP|VIRTU Americas LLC|504
TXT|TEXTRON INC|NMRA|Nomura Securities International, Inc.|300
TXT|TEXTRON INC|NQRB|Brut, LLC|13266
TXT|TEXTRON INC|NTBF|BMO Nesbitt Burns Inc./CDS|35
TXT|TEXTRON INC|NTRC|Northern Trust Securities, Inc.|9276
TXT|TEXTRON INC|OHOS|TWO SIGMA SECURITIES, LLC|86439
TXT|TEXTRON INC|OPCO|Oppenheimer & Co. Inc.|2890
TXT|TEXTRON INC|PDQM|CODA MARKETS, INC.|74421
TXT|TEXTRON INC|PWJC|UBS Financial Services, Inc.|1934
TXT|TEXTRON INC|QMSR|QUATTRO M SECURITIES INC.|6743
TXT|TEXTRON INC|RBCM|RBC CAPITAL MARKETS, LLC|14787
TXT|TEXTRON INC|RHCO|Suntrust Robinson Humphrey, Inc.|1300
TXT|TEXTRON INC|SAGL|SAGETRADER, LLC|84057
TXT|TEXTRON INC|SBSH|Citigroup Global Markets Inc.|184518
TXT|TEXTRON INC|SEIC|SEI Investments Distribution Co.|200
TXT|TEXTRON INC|SGMT|GOLDMAN SACHS & CO. LLC|112497
TXT|TEXTRON INC|SJLS|TRADE INFORMATICS LLC|100
TXT|TEXTRON INC|SPDR|SPEEDROUTE LLC|37390
TXT|TEXTRON INC|STFL|Stifel, Nicolaus & Company, Incorporated|12554
TXT|TEXTRON INC|STKP|STOCKPILE INVESTMENTS, INC.|34
TXT|TEXTRON INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3560
TXT|TEXTRON INC|SWIM|TD Ameritrade, Inc.|61458
TXT|TEXTRON INC|SWST|Hilltop Securities Inc.|2272
TXT|TEXTRON INC|TAGC|TELSEY ADVISORY GROUP LLC|1
TXT|TEXTRON INC|TKNG|ALLY INVEST SECURITIES LLC|1176
TXT|TEXTRON INC|TRBT|Tradebot Systems, Inc.|309704
TXT|TEXTRON INC|TRCM|TRC MARKETS LLC|330266
TXT|TEXTRON INC|TWTT|TASTYWORKS, INC.|20
TXT|TEXTRON INC|UBSA|UBS SECURITIES LLC|485249
TXT|TEXTRON INC|UBSS|UBS Securities LLC|938261
TXT|TEXTRON INC|VALX|VIRTU AMERICAS LLC|13124
TXT|TEXTRON INC|VGRD|Vanguard Marketing Corporation|15034
TXT|TEXTRON INC|WABR|Wall Street Access|23040
TXT|TEXTRON INC|WBLR|WILLIAM BLAIR|120
TXT|TEXTRON INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6543
TXT|TEXTRON INC|WCHV|WELLS FARGO SECURITIES, LLC|81442
TXT|TEXTRON INC|WDNX|WEEDEN & CO.L.P.|2586
TXT|TEXTRON INC|WEDB|WEDBUSH SECURITIES INC.|10495
TXT|TEXTRON INC|WEED|Weeden & Co.L.P.|14428
TXT|TEXTRON INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36773
TXT|TEXTRON INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41626
TXT|TEXTRON INC|WGIF|CIBC World Markets Inc.|116
TXT|TEXTRON INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|316
TXT|TEXTRON INC|WOLF|Wolfe Trahan Securities|1500
TXT|TEXTRON INC|WSEA|WOLVERINE SECURITIES, LLC|7400
TXT|TEXTRON INC|XIST|INSTINET, LLC|30964
TXT|TEXTRON INC|XPQR|Jump Trading|2584
TXT|TEXTRON INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|45676
TXT|TEXTRON INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1219
TXT|TEXTRON INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12631
TY|TRI CONTL CP|ALTX|Alternet Securities Inc.|200
TY|TRI CONTL CP|APCC|Apex Clearing Corporation|240
TY|TRI CONTL CP|BANK|Primevest Financial Services, Inc.|5
TY|TRI CONTL CP|BARD|Robert W. Baird & Co. Incorporated|2658
TY|TRI CONTL CP|BATM|CBOE TRADING, INC.|216
TY|TRI CONTL CP|BAYC|BAY CREST PARTNERS, LLC|1600
TY|TRI CONTL CP|BBNT|BB&T SECURITIES, LLC|6
TY|TRI CONTL CP|BERN|Sanford C. Bernstein & Co., LLC|14
TY|TRI CONTL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5634
TY|TRI CONTL CP|BTIG|BTIG, LLC|2
TY|TRI CONTL CP|CANT|Cantor Fitzgerald & Co.|38
TY|TRI CONTL CP|CHAS|Charles Schwab & Co., Inc.|505
TY|TRI CONTL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
TY|TRI CONTL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
TY|TRI CONTL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3364
TY|TRI CONTL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|974
TY|TRI CONTL CP|DADA|D.A. Davidson & Co.|11
TY|TRI CONTL CP|DAVA|Davenport & Company LLC|39
TY|TRI CONTL CP|DBAB|Deutsche Bank Securities Inc.|274
TY|TRI CONTL CP|DBAX|Deutsche Bank Securities Inc.|1000
TY|TRI CONTL CP|DEAN|MORGAN STANLEY|22059
TY|TRI CONTL CP|DEGS|RONIN PROFESSIONAL LLC|200
TY|TRI CONTL CP|EBXL|EBX LLC|2600
TY|TRI CONTL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1500
TY|TRI CONTL CP|EDJO|Edward D. Jones & Co., L.P.|2316
TY|TRI CONTL CP|EGAM|CBOE TRADING, INC.|1811
TY|TRI CONTL CP|ETBE|Electronic Transaction Clearing, Inc.|200
TY|TRI CONTL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|650
TY|TRI CONTL CP|ETRS|E*Trade Securities LLC|21514
TY|TRI CONTL CP|FILL|Tradestation Securities, Inc.|60
TY|TRI CONTL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4702
TY|TRI CONTL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3024
TY|TRI CONTL CP|FTBR|Foliofn Investments, Inc.|455
TY|TRI CONTL CP|GLPX|ACS EXECUTION SERVICES, LLC|557
TY|TRI CONTL CP|GSCO|GOLDMAN SACHS & CO. LLC|400
TY|TRI CONTL CP|GSCS|GOLDMAN SACHS & CO. LLC|100
TY|TRI CONTL CP|GSLT|GOLDMAN SACHS & CO. LLC|100
TY|TRI CONTL CP|GTSZ|GTS SECURITIES LLC|198
TY|TRI CONTL CP|HRBF|American Enterprise Investment Services Inc.|11570
TY|TRI CONTL CP|IATS|INTERACTIVE BROKERS LLC|4275
TY|TRI CONTL CP|IBKR|Interactive Brokers Llc|36118
TY|TRI CONTL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|187
TY|TRI CONTL CP|ICBX|INSTINET, LLC|1100
TY|TRI CONTL CP|INCA|INSTINET, LLC|3031
TY|TRI CONTL CP|INJX|INSTINET, LLC|84
TY|TRI CONTL CP|ITGI|ITG Inc.|1246
TY|TRI CONTL CP|ITGP|ITG INC.|200
TY|TRI CONTL CP|JANY|Janney Montgomery Scott Inc.|2830
TY|TRI CONTL CP|JEFF|JEFFERIES LLC|1035
TY|TRI CONTL CP|JPMX|J.P. Morgan Securities LLC|2400
TY|TRI CONTL CP|KCGM|VIRTU Americas LLC|2936
TY|TRI CONTL CP|LEHM|Barclays Capital Inc./Le|6758
TY|TRI CONTL CP|LGNT|COR CLEARING LLC|1
TY|TRI CONTL CP|LIME|Lime Brokerage LLC|503
TY|TRI CONTL CP|MAXM|Maxim Group LLC|2050
TY|TRI CONTL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
TY|TRI CONTL CP|MSCO|MORGAN STANLEY & CO. LLC|38105
TY|TRI CONTL CP|MSPL|MORGAN STANLEY & CO. LLC|4000
TY|TRI CONTL CP|NFSC|National Financial Services LLC|69329
TY|TRI CONTL CP|NITE|VIRTU Americas LLC|127096
TY|TRI CONTL CP|NQRB|Brut, LLC|1280
TY|TRI CONTL CP|OPCO|Oppenheimer & Co. Inc.|457
TY|TRI CONTL CP|OTAA|OTA LLC|100
TY|TRI CONTL CP|PDQM|CODA MARKETS, INC.|3537
TY|TRI CONTL CP|PWJC|UBS Financial Services, Inc.|7121
TY|TRI CONTL CP|RBCM|RBC CAPITAL MARKETS, LLC|509
TY|TRI CONTL CP|SBSH|Citigroup Global Markets Inc.|17667
TY|TRI CONTL CP|SEIC|SEI Investments Distribution Co.|200
TY|TRI CONTL CP|SGMT|GOLDMAN SACHS & CO. LLC|1916
TY|TRI CONTL CP|SPDR|SPEEDROUTE LLC|100
TY|TRI CONTL CP|SPHN|Stephens Inc.|1
TY|TRI CONTL CP|STFL|Stifel, Nicolaus & Company, Incorporated|37341
TY|TRI CONTL CP|SWIM|TD Ameritrade, Inc.|500
TY|TRI CONTL CP|SWST|Hilltop Securities Inc.|1038
TY|TRI CONTL CP|TRBT|Tradebot Systems, Inc.|2584
TY|TRI CONTL CP|TRCM|TRC MARKETS LLC|100
TY|TRI CONTL CP|UBSA|UBS SECURITIES LLC|6614
TY|TRI CONTL CP|UBSS|UBS Securities LLC|47281
TY|TRI CONTL CP|VALX|VIRTU AMERICAS LLC|485
TY|TRI CONTL CP|VGRD|Vanguard Marketing Corporation|3908
TY|TRI CONTL CP|WCHV|WELLS FARGO SECURITIES, LLC|59176
TY|TRI CONTL CP|WEDB|WEDBUSH SECURITIES INC.|2
TY|TRI CONTL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|920
TY|TRI CONTL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4367
TY|TRI CONTL CP|WFPB|Wells Fargo Securities, LLC.|2500
TY|TRI CONTL CP|WGIF|CIBC World Markets Inc.|3
TY|TRI CONTL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5
TY|TRI CONTL CP|WSEA|WOLVERINE SECURITIES, LLC|2478
TY|TRI CONTL CP|XPQR|Jump Trading|8
TY|TRI CONTL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4596
TY$|TRI CONTL CP 2.50 PR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
TY$|TRI CONTL CP 2.50 PR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
TY$|TRI CONTL CP 2.50 PR|GSCS|GOLDMAN SACHS & CO. LLC|100
TY$|TRI CONTL CP 2.50 PR|LIME|Lime Brokerage LLC|100
TY$|TRI CONTL CP 2.50 PR|NITE|VIRTU Americas LLC|301
TY$|TRI CONTL CP 2.50 PR|SALI|INTL FCSTONE FINANCIAL INC.|141
TY$|TRI CONTL CP 2.50 PR|UBSS|UBS Securities LLC|246
TY$|TRI CONTL CP 2.50 PR|VGRD|Vanguard Marketing Corporation|401
TYBS|DXN DLY 20 YR 1X BR|CHAS|Charles Schwab & Co., Inc.|4
TYBS|DXN DLY 20 YR 1X BR|JSJX|JANE STREET CAPITAL LLC|3327
TYBS|DXN DLY 20 YR 1X BR|MSCO|MORGAN STANLEY & CO. LLC|700
TYBS|DXN DLY 20 YR 1X BR|NFSC|National Financial Services LLC|511
TYBS|DXN DLY 20 YR 1X BR|NITE|VIRTU Americas LLC|46482
TYBS|DXN DLY 20 YR 1X BR|UBSS|UBS Securities LLC|2
TYBS|DXN DLY 20 YR 1X BR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20457
TYD|DIREXION DAILY 7-10|APCC|Apex Clearing Corporation|185
TYD|DIREXION DAILY 7-10|BATM|CBOE TRADING, INC.|699
TYD|DIREXION DAILY 7-10|CROS|CREDIT SUISSE SECURITIES (USA) LLC|918
TYD|DIREXION DAILY 7-10|EBXL|EBX LLC|600
TYD|DIREXION DAILY 7-10|ETRS|E*Trade Securities LLC|14
TYD|DIREXION DAILY 7-10|FILL|Tradestation Securities, Inc.|10
TYD|DIREXION DAILY 7-10|FTBR|Foliofn Investments, Inc.|176
TYD|DIREXION DAILY 7-10|IBKR|Interactive Brokers Llc|3
TYD|DIREXION DAILY 7-10|JPMX|J.P. Morgan Securities LLC|1854
TYD|DIREXION DAILY 7-10|JSJX|JANE STREET CAPITAL LLC|1645
TYD|DIREXION DAILY 7-10|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
TYD|DIREXION DAILY 7-10|MOTF|MOTIF INVESTING, INC.|1
TYD|DIREXION DAILY 7-10|NFSC|National Financial Services LLC|885
TYD|DIREXION DAILY 7-10|NITE|VIRTU Americas LLC|785
TYD|DIREXION DAILY 7-10|UBSA|UBS SECURITIES LLC|498
TYD|DIREXION DAILY 7-10|UBSS|UBS Securities LLC|1860
TYD|DIREXION DAILY 7-10|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1070
TYD|DIREXION DAILY 7-10|WSEA|WOLVERINE SECURITIES, LLC|1
TYG|TORTOISE ENERGY INFR|ALTX|Alternet Securities Inc.|1919
TYG|TORTOISE ENERGY INFR|APCC|Apex Clearing Corporation|21
TYG|TORTOISE ENERGY INFR|BANK|Primevest Financial Services, Inc.|169
TYG|TORTOISE ENERGY INFR|BARD|Robert W. Baird & Co. Incorporated|5378
TYG|TORTOISE ENERGY INFR|BATM|CBOE TRADING, INC.|734
TYG|TORTOISE ENERGY INFR|BBNT|BB&T SECURITIES, LLC|1959
TYG|TORTOISE ENERGY INFR|BERN|Sanford C. Bernstein & Co., LLC|200
TYG|TORTOISE ENERGY INFR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1233
TYG|TORTOISE ENERGY INFR|BTIG|BTIG, LLC|318
TYG|TORTOISE ENERGY INFR|CANT|Cantor Fitzgerald & Co.|21718
TYG|TORTOISE ENERGY INFR|CHAS|Charles Schwab & Co., Inc.|1963
TYG|TORTOISE ENERGY INFR|CIST|Capital Institutional Services, Inc.|1936
TYG|TORTOISE ENERGY INFR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3900
TYG|TORTOISE ENERGY INFR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2961
TYG|TORTOISE ENERGY INFR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33073
TYG|TORTOISE ENERGY INFR|CXCX|CITIGROUP GLOBAL MARKETS INC.|750
TYG|TORTOISE ENERGY INFR|DADA|D.A. Davidson & Co.|400
TYG|TORTOISE ENERGY INFR|DAVA|Davenport & Company LLC|3893
TYG|TORTOISE ENERGY INFR|DBAX|Deutsche Bank Securities Inc.|8700
TYG|TORTOISE ENERGY INFR|DEAN|MORGAN STANLEY|39385
TYG|TORTOISE ENERGY INFR|DEGS|RONIN PROFESSIONAL LLC|300
TYG|TORTOISE ENERGY INFR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|995
TYG|TORTOISE ENERGY INFR|EBXL|EBX LLC|11100
TYG|TORTOISE ENERGY INFR|EDJO|Edward D. Jones & Co., L.P.|3778
TYG|TORTOISE ENERGY INFR|EGAM|CBOE TRADING, INC.|4093
TYG|TORTOISE ENERGY INFR|EGAW|CBOE TRADING, INC.|100
TYG|TORTOISE ENERGY INFR|EGXM|CBOE TRADING, INC.|2307
TYG|TORTOISE ENERGY INFR|ESPO|ESPOSITO SECURITIES, LLC|520
TYG|TORTOISE ENERGY INFR|ETBE|Electronic Transaction Clearing, Inc.|200
TYG|TORTOISE ENERGY INFR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|650
TYG|TORTOISE ENERGY INFR|ETRS|E*Trade Securities LLC|28200
TYG|TORTOISE ENERGY INFR|FMAF|NBCN Inc./ CDS|15
TYG|TORTOISE ENERGY INFR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7743
TYG|TORTOISE ENERGY INFR|FTBR|Foliofn Investments, Inc.|211
TYG|TORTOISE ENERGY INFR|GLPX|ACS EXECUTION SERVICES, LLC|23375
TYG|TORTOISE ENERGY INFR|GSCO|GOLDMAN SACHS & CO. LLC|14401
TYG|TORTOISE ENERGY INFR|GSCS|GOLDMAN SACHS & CO. LLC|295
TYG|TORTOISE ENERGY INFR|GSLT|GOLDMAN SACHS & CO. LLC|500
TYG|TORTOISE ENERGY INFR|GTSZ|GTS SECURITIES LLC|3051
TYG|TORTOISE ENERGY INFR|HRBF|American Enterprise Investment Services Inc.|3869
TYG|TORTOISE ENERGY INFR|IATS|INTERACTIVE BROKERS LLC|14900
TYG|TORTOISE ENERGY INFR|IBKR|Interactive Brokers Llc|8378
TYG|TORTOISE ENERGY INFR|ICBX|INSTINET, LLC|3878
TYG|TORTOISE ENERGY INFR|INCA|INSTINET, LLC|17967
TYG|TORTOISE ENERGY INFR|INJX|INSTINET, LLC|406
TYG|TORTOISE ENERGY INFR|ITGI|ITG Inc.|13939
TYG|TORTOISE ENERGY INFR|ITGP|ITG INC.|7600
TYG|TORTOISE ENERGY INFR|JANY|Janney Montgomery Scott Inc.|3117
TYG|TORTOISE ENERGY INFR|JEFF|JEFFERIES LLC|3170
TYG|TORTOISE ENERGY INFR|JMPT|JUMP TRADING, LLC|83
TYG|TORTOISE ENERGY INFR|JPMX|J.P. Morgan Securities LLC|6352
TYG|TORTOISE ENERGY INFR|JSJX|JANE STREET CAPITAL LLC|1812
TYG|TORTOISE ENERGY INFR|KCGM|VIRTU Americas LLC|3886
TYG|TORTOISE ENERGY INFR|LEHM|Barclays Capital Inc./Le|26659
TYG|TORTOISE ENERGY INFR|LIME|Lime Brokerage LLC|1464
TYG|TORTOISE ENERGY INFR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3649
TYG|TORTOISE ENERGY INFR|MACC|Mid Atlantic Capital Corporation|5646
TYG|TORTOISE ENERGY INFR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22248
TYG|TORTOISE ENERGY INFR|MOTF|MOTIF INVESTING, INC.|1
TYG|TORTOISE ENERGY INFR|MSCO|MORGAN STANLEY & CO. LLC|191305
TYG|TORTOISE ENERGY INFR|MSPL|MORGAN STANLEY & CO. LLC|31800
TYG|TORTOISE ENERGY INFR|NFSC|National Financial Services LLC|204559
TYG|TORTOISE ENERGY INFR|NITE|VIRTU Americas LLC|196310
TYG|TORTOISE ENERGY INFR|NTRC|Northern Trust Securities, Inc.|600
TYG|TORTOISE ENERGY INFR|OPCO|Oppenheimer & Co. Inc.|2648
TYG|TORTOISE ENERGY INFR|OTAA|OTA LLC|1000
TYG|TORTOISE ENERGY INFR|PDQM|CODA MARKETS, INC.|6460
TYG|TORTOISE ENERGY INFR|PWJC|UBS Financial Services, Inc.|7706
TYG|TORTOISE ENERGY INFR|RBCM|RBC CAPITAL MARKETS, LLC|24824
TYG|TORTOISE ENERGY INFR|SAGL|SAGETRADER, LLC|600
TYG|TORTOISE ENERGY INFR|SALI|INTL FCSTONE FINANCIAL INC.|150
TYG|TORTOISE ENERGY INFR|SBSH|Citigroup Global Markets Inc.|68
TYG|TORTOISE ENERGY INFR|SGMT|GOLDMAN SACHS & CO. LLC|9050
TYG|TORTOISE ENERGY INFR|SPDR|SPEEDROUTE LLC|3154
TYG|TORTOISE ENERGY INFR|STFL|Stifel, Nicolaus & Company, Incorporated|24862
TYG|TORTOISE ENERGY INFR|SWIM|TD Ameritrade, Inc.|4222
TYG|TORTOISE ENERGY INFR|SWST|Hilltop Securities Inc.|3397
TYG|TORTOISE ENERGY INFR|TKNG|ALLY INVEST SECURITIES LLC|799
TYG|TORTOISE ENERGY INFR|TRBT|Tradebot Systems, Inc.|100
TYG|TORTOISE ENERGY INFR|UBSA|UBS SECURITIES LLC|35475
TYG|TORTOISE ENERGY INFR|UBSS|UBS Securities LLC|85236
TYG|TORTOISE ENERGY INFR|VALX|VIRTU AMERICAS LLC|6417
TYG|TORTOISE ENERGY INFR|VGRD|Vanguard Marketing Corporation|34322
TYG|TORTOISE ENERGY INFR|WABR|Wall Street Access|2870
TYG|TORTOISE ENERGY INFR|WBET|Wallachbeth Capital LLC|100
TYG|TORTOISE ENERGY INFR|WCHV|WELLS FARGO SECURITIES, LLC|38333
TYG|TORTOISE ENERGY INFR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|624
TYG|TORTOISE ENERGY INFR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6374
TYG|TORTOISE ENERGY INFR|WSEA|WOLVERINE SECURITIES, LLC|2438
TYG|TORTOISE ENERGY INFR|XPQR|Jump Trading|200
TYG|TORTOISE ENERGY INFR|XSTM|NATIONAL FINANCIAL SERVICES LLC|11690
TYG|TORTOISE ENERGY INFR|YKNA|COMHAR CAPITAL MARKETS, LLC|900
TYG|TORTOISE ENERGY INFR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15042
TYHT|SHINECO INC COMM STK|ALTX|Alternet Securities Inc.|400
TYHT|SHINECO INC COMM STK|APCC|Apex Clearing Corporation|7039
TYHT|SHINECO INC COMM STK|BATM|CBOE TRADING, INC.|1
TYHT|SHINECO INC COMM STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2000
TYHT|SHINECO INC COMM STK|CHAS|Charles Schwab & Co., Inc.|2000
TYHT|SHINECO INC COMM STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2800
TYHT|SHINECO INC COMM STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
TYHT|SHINECO INC COMM STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7395
TYHT|SHINECO INC COMM STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
TYHT|SHINECO INC COMM STK|DBAB|Deutsche Bank Securities Inc.|900
TYHT|SHINECO INC COMM STK|DBAX|Deutsche Bank Securities Inc.|1500
TYHT|SHINECO INC COMM STK|DEGS|RONIN PROFESSIONAL LLC|47376
TYHT|SHINECO INC COMM STK|EBXL|EBX LLC|400
TYHT|SHINECO INC COMM STK|EGAM|CBOE TRADING, INC.|400
TYHT|SHINECO INC COMM STK|ETBE|Electronic Transaction Clearing, Inc.|100
TYHT|SHINECO INC COMM STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|630
TYHT|SHINECO INC COMM STK|ETRS|E*Trade Securities LLC|35537
TYHT|SHINECO INC COMM STK|FBCO|Credit Suisse Securities (USA) LLC|18603
TYHT|SHINECO INC COMM STK|FILL|Tradestation Securities, Inc.|360
TYHT|SHINECO INC COMM STK|FMAF|NBCN Inc./ CDS|6563
TYHT|SHINECO INC COMM STK|FOMA|TD AMERITRADE CLEARING, INC.|215027
TYHT|SHINECO INC COMM STK|GEBB|GLOBAL EXECUTION BROKERS, LP|363
TYHT|SHINECO INC COMM STK|GLPX|ACS EXECUTION SERVICES, LLC|2290
TYHT|SHINECO INC COMM STK|GSCO|GOLDMAN SACHS & CO. LLC|26819
TYHT|SHINECO INC COMM STK|GSLT|GOLDMAN SACHS & CO. LLC|6600
TYHT|SHINECO INC COMM STK|GTSZ|GTS SECURITIES LLC|320
TYHT|SHINECO INC COMM STK|HRBF|American Enterprise Investment Services Inc.|200
TYHT|SHINECO INC COMM STK|IBKR|Interactive Brokers Llc|448418
TYHT|SHINECO INC COMM STK|ICBX|INSTINET, LLC|3200
TYHT|SHINECO INC COMM STK|INCA|INSTINET, LLC|40713
TYHT|SHINECO INC COMM STK|ITGI|ITG Inc.|8843
TYHT|SHINECO INC COMM STK|ITGP|ITG INC.|8800
TYHT|SHINECO INC COMM STK|JMPT|JUMP TRADING, LLC|176
TYHT|SHINECO INC COMM STK|LEHM|Barclays Capital Inc./Le|3700
TYHT|SHINECO INC COMM STK|LIME|Lime Brokerage LLC|10414
TYHT|SHINECO INC COMM STK|MSCO|MORGAN STANLEY & CO. LLC|140866
TYHT|SHINECO INC COMM STK|MSPL|MORGAN STANLEY & CO. LLC|7400
TYHT|SHINECO INC COMM STK|NFSC|National Financial Services LLC|95273
TYHT|SHINECO INC COMM STK|NITE|VIRTU Americas LLC|354700
TYHT|SHINECO INC COMM STK|PDQM|CODA MARKETS, INC.|4240
TYHT|SHINECO INC COMM STK|SAGL|SAGETRADER, LLC|1400
TYHT|SHINECO INC COMM STK|SBSH|Citigroup Global Markets Inc.|25846
TYHT|SHINECO INC COMM STK|SGMT|GOLDMAN SACHS & CO. LLC|1083
TYHT|SHINECO INC COMM STK|SPDR|SPEEDROUTE LLC|1300
TYHT|SHINECO INC COMM STK|STFL|Stifel, Nicolaus & Company, Incorporated|5560
TYHT|SHINECO INC COMM STK|SWIM|TD Ameritrade, Inc.|40640
TYHT|SHINECO INC COMM STK|TKNG|ALLY INVEST SECURITIES LLC|6282
TYHT|SHINECO INC COMM STK|TWTT|TASTYWORKS, INC.|300
TYHT|SHINECO INC COMM STK|UBSA|UBS SECURITIES LLC|25519
TYHT|SHINECO INC COMM STK|UBSS|UBS Securities LLC|40591
TYHT|SHINECO INC COMM STK|VALX|VIRTU AMERICAS LLC|1100
TYHT|SHINECO INC COMM STK|VGRD|Vanguard Marketing Corporation|10081
TYHT|SHINECO INC COMM STK|WCHV|WELLS FARGO SECURITIES, LLC|500
TYHT|SHINECO INC COMM STK|WGIF|CIBC World Markets Inc.|2300
TYHT|SHINECO INC COMM STK|WSEA|WOLVERINE SECURITIES, LLC|2553
TYL|TYLER TECHNGIES|ALTX|Alternet Securities Inc.|1100
TYL|TYLER TECHNGIES|ANOS|ABEL/NOSER, L.L.C.|1300
TYL|TYLER TECHNGIES|APCC|Apex Clearing Corporation|66
TYL|TYLER TECHNGIES|AQUA|AQUA SECURITIES L.P.|3500
TYL|TYLER TECHNGIES|BANK|Primevest Financial Services, Inc.|1000
TYL|TYLER TECHNGIES|BARD|Robert W. Baird & Co. Incorporated|349
TYL|TYLER TECHNGIES|BATM|CBOE TRADING, INC.|4560
TYL|TYLER TECHNGIES|BERN|Sanford C. Bernstein & Co., LLC|33778
TYL|TYLER TECHNGIES|BIMI|Banca IMI Securities Corp.|201
TYL|TYLER TECHNGIES|BKCM|BNY Mellon Capital Markets LLC|10822
TYL|TYLER TECHNGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1538
TYL|TYLER TECHNGIES|BMOC|BMO Capital Markets Corp.|243
TYL|TYLER TECHNGIES|BNPX|BNP PARIBAS SECURITIES CORP.|1144
TYL|TYLER TECHNGIES|BRVL|BLAYLOCK VAN, LLC|600
TYL|TYLER TECHNGIES|BTIG|BTIG, LLC|313
TYL|TYLER TECHNGIES|BYXM|CBOE TRADING, INC.|169
TYL|TYLER TECHNGIES|BZYD|GOLDMAN SACHS & CO. LLC|98
TYL|TYLER TECHNGIES|CANT|Cantor Fitzgerald & Co.|1381
TYL|TYLER TECHNGIES|CHAS|Charles Schwab & Co., Inc.|4659
TYL|TYLER TECHNGIES|CIST|Capital Institutional Services, Inc.|2831
TYL|TYLER TECHNGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42128
TYL|TYLER TECHNGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
TYL|TYLER TECHNGIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|240
TYL|TYLER TECHNGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73457
TYL|TYLER TECHNGIES|CTDL|Citadel Derivatives Group Llc|2663
TYL|TYLER TECHNGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|7130
TYL|TYLER TECHNGIES|DADA|D.A. Davidson & Co.|74
TYL|TYLER TECHNGIES|DBAB|Deutsche Bank Securities Inc.|21090
TYL|TYLER TECHNGIES|DBAX|Deutsche Bank Securities Inc.|74700
TYL|TYLER TECHNGIES|DBUL|Deutsche Bank Securities Inc.|1677
TYL|TYLER TECHNGIES|DCHF|Dart Executions, LLC|60
TYL|TYLER TECHNGIES|DEAN|MORGAN STANLEY|1388
TYL|TYLER TECHNGIES|DEGS|RONIN PROFESSIONAL LLC|154
TYL|TYLER TECHNGIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|319
TYL|TYLER TECHNGIES|EBXL|EBX LLC|45000
TYL|TYLER TECHNGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|14357
TYL|TYLER TECHNGIES|EDJC|Edward Jones / CDS|3
TYL|TYLER TECHNGIES|EDJO|Edward D. Jones & Co., L.P.|695
TYL|TYLER TECHNGIES|EGAM|CBOE TRADING, INC.|2756
TYL|TYLER TECHNGIES|EGAW|CBOE TRADING, INC.|12
TYL|TYLER TECHNGIES|EGXM|CBOE TRADING, INC.|492
TYL|TYLER TECHNGIES|EGXW|CBOE TRADING, INC.|100
TYL|TYLER TECHNGIES|ETBE|Electronic Transaction Clearing, Inc.|1513
TYL|TYLER TECHNGIES|ETCC|Electronic Transaction Clearing, Inc.|71
TYL|TYLER TECHNGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13819
TYL|TYLER TECHNGIES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|162
TYL|TYLER TECHNGIES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|92
TYL|TYLER TECHNGIES|ETRS|E*Trade Securities LLC|3692
TYL|TYLER TECHNGIES|FILL|Tradestation Securities, Inc.|120
TYL|TYLER TECHNGIES|FMAF|NBCN Inc./ CDS|129
TYL|TYLER TECHNGIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8546
TYL|TYLER TECHNGIES|FQLS|Quantlab Securities LP|49322
TYL|TYLER TECHNGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16256
TYL|TYLER TECHNGIES|FTBR|Foliofn Investments, Inc.|580
TYL|TYLER TECHNGIES|GLPX|ACS EXECUTION SERVICES, LLC|53161
TYL|TYLER TECHNGIES|GSCO|GOLDMAN SACHS & CO. LLC|160507
TYL|TYLER TECHNGIES|GSCS|GOLDMAN SACHS & CO. LLC|820
TYL|TYLER TECHNGIES|GSLT|GOLDMAN SACHS & CO. LLC|949
TYL|TYLER TECHNGIES|GTSZ|GTS SECURITIES LLC|40995
TYL|TYLER TECHNGIES|HRBF|American Enterprise Investment Services Inc.|1126
TYL|TYLER TECHNGIES|IATS|INTERACTIVE BROKERS LLC|10651
TYL|TYLER TECHNGIES|IBKR|Interactive Brokers Llc|13023
TYL|TYLER TECHNGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|464
TYL|TYLER TECHNGIES|ICBX|INSTINET, LLC|7500
TYL|TYLER TECHNGIES|IEQY|CITADEL SECURITIES LLC|15541
TYL|TYLER TECHNGIES|INCA|INSTINET, LLC|43792
TYL|TYLER TECHNGIES|INJX|INSTINET, LLC|14
TYL|TYLER TECHNGIES|ITGI|ITG Inc.|10826
TYL|TYLER TECHNGIES|ITGP|ITG INC.|96200
TYL|TYLER TECHNGIES|JANY|Janney Montgomery Scott Inc.|28
TYL|TYLER TECHNGIES|JEFF|JEFFERIES LLC|5923
TYL|TYLER TECHNGIES|JMPT|JUMP TRADING, LLC|9795
TYL|TYLER TECHNGIES|JONE|JonesTrading|900
TYL|TYLER TECHNGIES|JPBX|J.P. MORGAN SECURITIES LLC|10257
TYL|TYLER TECHNGIES|JPMX|J.P. Morgan Securities LLC|103708
TYL|TYLER TECHNGIES|JSJX|JANE STREET CAPITAL LLC|4290
TYL|TYLER TECHNGIES|KCGM|VIRTU Americas LLC|8458
TYL|TYLER TECHNGIES|LEHM|Barclays Capital Inc./Le|160495
TYL|TYLER TECHNGIES|LIME|Lime Brokerage LLC|3869
TYL|TYLER TECHNGIES|LSCI|Lek Securities Corporation|122
TYL|TYLER TECHNGIES|MBTS|ALLY INVEST SECURITIES LLC|179
TYL|TYLER TECHNGIES|MCMF|Raymond James Ltd. Cds|1
TYL|TYLER TECHNGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28647
TYL|TYLER TECHNGIES|MOTF|MOTIF INVESTING, INC.|3
TYL|TYLER TECHNGIES|MSCO|MORGAN STANLEY & CO. LLC|229606
TYL|TYLER TECHNGIES|MSPL|MORGAN STANLEY & CO. LLC|66500
TYL|TYLER TECHNGIES|MSTX|MORGAN STANLEY & CO. LLC|7700
TYL|TYLER TECHNGIES|NFSC|National Financial Services LLC|96379
TYL|TYLER TECHNGIES|NITE|VIRTU Americas LLC|108525
TYL|TYLER TECHNGIES|NQRB|Brut, LLC|800
TYL|TYLER TECHNGIES|NTRC|Northern Trust Securities, Inc.|49
TYL|TYLER TECHNGIES|OPCO|Oppenheimer & Co. Inc.|1102
TYL|TYLER TECHNGIES|PDQM|CODA MARKETS, INC.|76260
TYL|TYLER TECHNGIES|PICT|Pictet Overseas Inc.|3
TYL|TYLER TECHNGIES|PWJC|UBS Financial Services, Inc.|1479
TYL|TYLER TECHNGIES|RBCM|RBC CAPITAL MARKETS, LLC|1644
TYL|TYLER TECHNGIES|SAGL|SAGETRADER, LLC|5545
TYL|TYLER TECHNGIES|SALI|INTL FCSTONE FINANCIAL INC.|28
TYL|TYLER TECHNGIES|SBSH|Citigroup Global Markets Inc.|13960
TYL|TYLER TECHNGIES|SEIC|SEI Investments Distribution Co.|100
TYL|TYLER TECHNGIES|SGMT|GOLDMAN SACHS & CO. LLC|17767
TYL|TYLER TECHNGIES|SPDR|SPEEDROUTE LLC|1000
TYL|TYLER TECHNGIES|SPHN|Stephens Inc.|5
TYL|TYLER TECHNGIES|SPTD|MINT GLOBAL MARKETS, INC.|1400
TYL|TYLER TECHNGIES|SSBS|STATE STREET GLOBAL MARKETS, LLC|279
TYL|TYLER TECHNGIES|STFL|Stifel, Nicolaus & Company, Incorporated|355
TYL|TYLER TECHNGIES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1100
TYL|TYLER TECHNGIES|SWIM|TD Ameritrade, Inc.|1237
TYL|TYLER TECHNGIES|TKNG|ALLY INVEST SECURITIES LLC|27
TYL|TYLER TECHNGIES|TRBT|Tradebot Systems, Inc.|18714
TYL|TYLER TECHNGIES|TRCM|TRC MARKETS LLC|3758
TYL|TYLER TECHNGIES|UBSA|UBS SECURITIES LLC|145490
TYL|TYLER TECHNGIES|UBSS|UBS Securities LLC|252025
TYL|TYLER TECHNGIES|VALX|VIRTU AMERICAS LLC|7141
TYL|TYLER TECHNGIES|VGRD|Vanguard Marketing Corporation|8774
TYL|TYLER TECHNGIES|VSIN|Vision Financial Markets Llc|26
TYL|TYLER TECHNGIES|WBLR|WILLIAM BLAIR|4788
TYL|TYLER TECHNGIES|WBPX|SUMMIT SECURITIES GROUP, LLC|704
TYL|TYLER TECHNGIES|WCHV|WELLS FARGO SECURITIES, LLC|8103
TYL|TYLER TECHNGIES|WDNX|WEEDEN & CO.L.P.|566
TYL|TYLER TECHNGIES|WEDB|WEDBUSH SECURITIES INC.|100
TYL|TYLER TECHNGIES|WEED|Weeden & Co.L.P.|900
TYL|TYLER TECHNGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|115
TYL|TYLER TECHNGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11204
TYL|TYLER TECHNGIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|56
TYL|TYLER TECHNGIES|WSEA|WOLVERINE SECURITIES, LLC|697
TYL|TYLER TECHNGIES|XIST|INSTINET, LLC|6600
TYL|TYLER TECHNGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
TYL|TYLER TECHNGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|20998
TYL|TYLER TECHNGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|578
TYME|TYME TECH CMN|ACLP|ALEXANDER CAPITAL, L.P.|10000
TYME|TYME TECH CMN|AGIS|Aegis Capital Corp.|1100
TYME|TYME TECH CMN|ALTX|Alternet Securities Inc.|9006
TYME|TYME TECH CMN|APCC|Apex Clearing Corporation|10559
TYME|TYME TECH CMN|BATM|CBOE TRADING, INC.|2371
TYME|TYME TECH CMN|BAYC|BAY CREST PARTNERS, LLC|2346
TYME|TYME TECH CMN|BAYT|BTIG, LLC|1650
TYME|TYME TECH CMN|BERN|Sanford C. Bernstein & Co., LLC|1
TYME|TYME TECH CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|744
TYME|TYME TECH CMN|BLKX|INSTINET, LLC|16900
TYME|TYME TECH CMN|BMOC|BMO Capital Markets Corp.|3168
TYME|TYME TECH CMN|BNPX|BNP PARIBAS SECURITIES CORP.|3293
TYME|TYME TECH CMN|BTIG|BTIG, LLC|2492
TYME|TYME TECH CMN|CHAS|Charles Schwab & Co., Inc.|500
TYME|TYME TECH CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1394
TYME|TYME TECH CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
TYME|TYME TECH CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1991
TYME|TYME TECH CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|87243
TYME|TYME TECH CMN|CTDL|Citadel Derivatives Group Llc|17123
TYME|TYME TECH CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|10218
TYME|TYME TECH CMN|DBAB|Deutsche Bank Securities Inc.|320008
TYME|TYME TECH CMN|DBAX|Deutsche Bank Securities Inc.|39700
TYME|TYME TECH CMN|DBUL|Deutsche Bank Securities Inc.|900
TYME|TYME TECH CMN|DEAN|MORGAN STANLEY|13102
TYME|TYME TECH CMN|DEGS|RONIN PROFESSIONAL LLC|72631
TYME|TYME TECH CMN|EBXL|EBX LLC|61300
TYME|TYME TECH CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|34071
TYME|TYME TECH CMN|EDJO|Edward D. Jones & Co., L.P.|623
TYME|TYME TECH CMN|EGAM|CBOE TRADING, INC.|1970
TYME|TYME TECH CMN|EGMT|EG MARKET TECHNOLOGIES LLC|100
TYME|TYME TECH CMN|EGXM|CBOE TRADING, INC.|6400
TYME|TYME TECH CMN|ETBE|Electronic Transaction Clearing, Inc.|6893
TYME|TYME TECH CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8157
TYME|TYME TECH CMN|ETRS|E*Trade Securities LLC|566107
TYME|TYME TECH CMN|FBCO|Credit Suisse Securities (USA) LLC|86535
TYME|TYME TECH CMN|FILL|Tradestation Securities, Inc.|10375
TYME|TYME TECH CMN|FOMA|TD AMERITRADE CLEARING, INC.|492632
TYME|TYME TECH CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1729
TYME|TYME TECH CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21283
TYME|TYME TECH CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|11656
TYME|TYME TECH CMN|GLPX|ACS EXECUTION SERVICES, LLC|5238
TYME|TYME TECH CMN|GSCO|GOLDMAN SACHS & CO. LLC|1744490
TYME|TYME TECH CMN|GSCS|GOLDMAN SACHS & CO. LLC|3600
TYME|TYME TECH CMN|GSLT|GOLDMAN SACHS & CO. LLC|3205
TYME|TYME TECH CMN|GTSZ|GTS SECURITIES LLC|10611
TYME|TYME TECH CMN|IATS|INTERACTIVE BROKERS LLC|17575
TYME|TYME TECH CMN|IBKR|Interactive Brokers Llc|234068
TYME|TYME TECH CMN|ICBX|INSTINET, LLC|48814
TYME|TYME TECH CMN|IEQY|CITADEL SECURITIES LLC|3573
TYME|TYME TECH CMN|INCA|INSTINET, LLC|156149
TYME|TYME TECH CMN|INJX|INSTINET, LLC|54654
TYME|TYME TECH CMN|ITGI|ITG Inc.|17823
TYME|TYME TECH CMN|ITGP|ITG INC.|127600
TYME|TYME TECH CMN|JEFF|JEFFERIES LLC|38136
TYME|TYME TECH CMN|JMPT|JUMP TRADING, LLC|11602
TYME|TYME TECH CMN|JPMX|J.P. Morgan Securities LLC|96447
TYME|TYME TECH CMN|JSJX|JANE STREET CAPITAL LLC|1895
TYME|TYME TECH CMN|KCGM|VIRTU Americas LLC|43209
TYME|TYME TECH CMN|LEHM|Barclays Capital Inc./Le|762329
TYME|TYME TECH CMN|LIME|Lime Brokerage LLC|81625
TYME|TYME TECH CMN|LOOP|Loop Capital Markets LLC|8974
TYME|TYME TECH CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2100
TYME|TYME TECH CMN|MACQ|Macquarie Capital (USA) Inc.|3885
TYME|TYME TECH CMN|MAXM|Maxim Group LLC|3288
TYME|TYME TECH CMN|MBTS|ALLY INVEST SECURITIES LLC|78
TYME|TYME TECH CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44810
TYME|TYME TECH CMN|MOTF|MOTIF INVESTING, INC.|2
TYME|TYME TECH CMN|MSCO|MORGAN STANLEY & CO. LLC|1725759
TYME|TYME TECH CMN|MSPL|MORGAN STANLEY & CO. LLC|48300
TYME|TYME TECH CMN|MSTX|MORGAN STANLEY & CO. LLC|29400
TYME|TYME TECH CMN|NFSC|National Financial Services LLC|601379
TYME|TYME TECH CMN|NITE|VIRTU Americas LLC|1177144
TYME|TYME TECH CMN|NITP|VIRTU Americas LLC|900
TYME|TYME TECH CMN|NQRB|Brut, LLC|1300
TYME|TYME TECH CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|21790
TYME|TYME TECH CMN|PDQM|CODA MARKETS, INC.|12421
TYME|TYME TECH CMN|PWJC|UBS Financial Services, Inc.|10000
TYME|TYME TECH CMN|RAJA|Raymond James & Associates, Inc.|20112
TYME|TYME TECH CMN|RBCM|RBC CAPITAL MARKETS, LLC|58361
TYME|TYME TECH CMN|RGLD|Regal Securities, Inc|500
TYME|TYME TECH CMN|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|906
TYME|TYME TECH CMN|SAGL|SAGETRADER, LLC|5676
TYME|TYME TECH CMN|SBSH|Citigroup Global Markets Inc.|184666
TYME|TYME TECH CMN|SGMT|GOLDMAN SACHS & CO. LLC|38031
TYME|TYME TECH CMN|SPDR|SPEEDROUTE LLC|400
TYME|TYME TECH CMN|STFL|Stifel, Nicolaus & Company, Incorporated|24863
TYME|TYME TECH CMN|SWIM|TD Ameritrade, Inc.|265642
TYME|TYME TECH CMN|SWST|Hilltop Securities Inc.|272
TYME|TYME TECH CMN|TKNG|ALLY INVEST SECURITIES LLC|3878
TYME|TYME TECH CMN|TRCM|TRC MARKETS LLC|11200
TYME|TYME TECH CMN|TWTT|TASTYWORKS, INC.|4422
TYME|TYME TECH CMN|UBSA|UBS SECURITIES LLC|252395
TYME|TYME TECH CMN|UBSS|UBS Securities LLC|2274295
TYME|TYME TECH CMN|VALX|VIRTU AMERICAS LLC|3409
TYME|TYME TECH CMN|VERT|The Vertical Trading Group, LLC|20558
TYME|TYME TECH CMN|VGRD|Vanguard Marketing Corporation|16975
TYME|TYME TECH CMN|WCHV|WELLS FARGO SECURITIES, LLC|173426
TYME|TYME TECH CMN|WGIF|CIBC World Markets Inc.|6347
TYME|TYME TECH CMN|WSEA|WOLVERINE SECURITIES, LLC|11051
TYME|TYME TECH CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|15260
TYME|TYME TECH CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|1033
TYNS|DXN DLY 7 10YR 1X BR|ETRS|E*Trade Securities LLC|1000
TYNS|DXN DLY 7 10YR 1X BR|JSJX|JANE STREET CAPITAL LLC|400
TYNS|DXN DLY 7 10YR 1X BR|NFSC|National Financial Services LLC|2
TYNS|DXN DLY 7 10YR 1X BR|NITE|VIRTU Americas LLC|2
TYO|DIREXION  7-10 BR|APCC|Apex Clearing Corporation|4
TYO|DIREXION  7-10 BR|BATM|CBOE TRADING, INC.|216
TYO|DIREXION  7-10 BR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5
TYO|DIREXION  7-10 BR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3556
TYO|DIREXION  7-10 BR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2716
TYO|DIREXION  7-10 BR|DBAX|Deutsche Bank Securities Inc.|700
TYO|DIREXION  7-10 BR|ETRS|E*Trade Securities LLC|4561
TYO|DIREXION  7-10 BR|FILL|Tradestation Securities, Inc.|100
TYO|DIREXION  7-10 BR|GLPX|ACS EXECUTION SERVICES, LLC|2
TYO|DIREXION  7-10 BR|IATS|INTERACTIVE BROKERS LLC|100
TYO|DIREXION  7-10 BR|IBKR|Interactive Brokers Llc|880
TYO|DIREXION  7-10 BR|ITGP|ITG INC.|200
TYO|DIREXION  7-10 BR|JEFF|JEFFERIES LLC|300
TYO|DIREXION  7-10 BR|JPMX|J.P. Morgan Securities LLC|600
TYO|DIREXION  7-10 BR|JSEB|JANE STREET EXECUTION SERVICES, LLC|22500
TYO|DIREXION  7-10 BR|JSJX|JANE STREET CAPITAL LLC|1064
TYO|DIREXION  7-10 BR|KCGM|VIRTU Americas LLC|575
TYO|DIREXION  7-10 BR|LEHM|Barclays Capital Inc./Le|2000
TYO|DIREXION  7-10 BR|LIME|Lime Brokerage LLC|1853
TYO|DIREXION  7-10 BR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
TYO|DIREXION  7-10 BR|MSCO|MORGAN STANLEY & CO. LLC|96
TYO|DIREXION  7-10 BR|MSPL|MORGAN STANLEY & CO. LLC|600
TYO|DIREXION  7-10 BR|NFSC|National Financial Services LLC|28219
TYO|DIREXION  7-10 BR|NITE|VIRTU Americas LLC|22995
TYO|DIREXION  7-10 BR|PDQM|CODA MARKETS, INC.|4
TYO|DIREXION  7-10 BR|SGMT|GOLDMAN SACHS & CO. LLC|800
TYO|DIREXION  7-10 BR|SWIM|TD Ameritrade, Inc.|100
TYO|DIREXION  7-10 BR|TRCM|TRC MARKETS LLC|100
TYO|DIREXION  7-10 BR|UBSA|UBS SECURITIES LLC|5199
TYO|DIREXION  7-10 BR|UBSS|UBS Securities LLC|1403
TYO|DIREXION  7-10 BR|VGRD|Vanguard Marketing Corporation|4564
TYO|DIREXION  7-10 BR|WCHV|WELLS FARGO SECURITIES, LLC|200
TYO|DIREXION  7-10 BR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|264
TYO|DIREXION  7-10 BR|WSEA|WOLVERINE SECURITIES, LLC|377
TYO|DIREXION  7-10 BR|YKNA|COMHAR CAPITAL MARKETS, LLC|2
TYPE|MONOTYPE IMAG. HOLD.|ALTX|Alternet Securities Inc.|1400
TYPE|MONOTYPE IMAG. HOLD.|ANOS|ABEL/NOSER, L.L.C.|4366
TYPE|MONOTYPE IMAG. HOLD.|APCC|Apex Clearing Corporation|5
TYPE|MONOTYPE IMAG. HOLD.|BARD|Robert W. Baird & Co. Incorporated|768
TYPE|MONOTYPE IMAG. HOLD.|BATM|CBOE TRADING, INC.|1318
TYPE|MONOTYPE IMAG. HOLD.|BAYC|BAY CREST PARTNERS, LLC|157
TYPE|MONOTYPE IMAG. HOLD.|BAYT|BTIG, LLC|2300
TYPE|MONOTYPE IMAG. HOLD.|BERN|Sanford C. Bernstein & Co., LLC|28306
TYPE|MONOTYPE IMAG. HOLD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
TYPE|MONOTYPE IMAG. HOLD.|BMOC|BMO Capital Markets Corp.|7586
TYPE|MONOTYPE IMAG. HOLD.|BNPX|BNP PARIBAS SECURITIES CORP.|7971
TYPE|MONOTYPE IMAG. HOLD.|BRVL|BLAYLOCK VAN, LLC|500
TYPE|MONOTYPE IMAG. HOLD.|BTIG|BTIG, LLC|7036
TYPE|MONOTYPE IMAG. HOLD.|BYXM|CBOE TRADING, INC.|100
TYPE|MONOTYPE IMAG. HOLD.|BZYD|GOLDMAN SACHS & CO. LLC|768
TYPE|MONOTYPE IMAG. HOLD.|CIST|Capital Institutional Services, Inc.|1078
TYPE|MONOTYPE IMAG. HOLD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9783
TYPE|MONOTYPE IMAG. HOLD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
TYPE|MONOTYPE IMAG. HOLD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|45
TYPE|MONOTYPE IMAG. HOLD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70095
TYPE|MONOTYPE IMAG. HOLD.|CTDL|Citadel Derivatives Group Llc|887
TYPE|MONOTYPE IMAG. HOLD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|14322
TYPE|MONOTYPE IMAG. HOLD.|DADA|D.A. Davidson & Co.|1932
TYPE|MONOTYPE IMAG. HOLD.|DBAB|Deutsche Bank Securities Inc.|83214
TYPE|MONOTYPE IMAG. HOLD.|DBAX|Deutsche Bank Securities Inc.|66700
TYPE|MONOTYPE IMAG. HOLD.|DBUL|Deutsche Bank Securities Inc.|100
TYPE|MONOTYPE IMAG. HOLD.|DEGS|RONIN PROFESSIONAL LLC|600
TYPE|MONOTYPE IMAG. HOLD.|DOTC|Dougherty & Company LLC|314077
TYPE|MONOTYPE IMAG. HOLD.|EBXL|EBX LLC|32100
TYPE|MONOTYPE IMAG. HOLD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|977
TYPE|MONOTYPE IMAG. HOLD.|EDJO|Edward D. Jones & Co., L.P.|28
TYPE|MONOTYPE IMAG. HOLD.|EGAM|CBOE TRADING, INC.|6063
TYPE|MONOTYPE IMAG. HOLD.|EGAW|CBOE TRADING, INC.|100
TYPE|MONOTYPE IMAG. HOLD.|EGMT|EG MARKET TECHNOLOGIES LLC|2302
TYPE|MONOTYPE IMAG. HOLD.|EGXM|CBOE TRADING, INC.|5882
TYPE|MONOTYPE IMAG. HOLD.|EGXW|CBOE TRADING, INC.|400
TYPE|MONOTYPE IMAG. HOLD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5959
TYPE|MONOTYPE IMAG. HOLD.|ETRS|E*Trade Securities LLC|47320
TYPE|MONOTYPE IMAG. HOLD.|FBCO|Credit Suisse Securities (USA) LLC|112760
TYPE|MONOTYPE IMAG. HOLD.|FILL|Tradestation Securities, Inc.|600
TYPE|MONOTYPE IMAG. HOLD.|FMCO|First Manhattan Co|1500
TYPE|MONOTYPE IMAG. HOLD.|FOMA|TD AMERITRADE CLEARING, INC.|4685
TYPE|MONOTYPE IMAG. HOLD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|83
TYPE|MONOTYPE IMAG. HOLD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69750
TYPE|MONOTYPE IMAG. HOLD.|FTBR|Foliofn Investments, Inc.|143
TYPE|MONOTYPE IMAG. HOLD.|GEBB|GLOBAL EXECUTION BROKERS, LP|18837
TYPE|MONOTYPE IMAG. HOLD.|GLPX|ACS EXECUTION SERVICES, LLC|291
TYPE|MONOTYPE IMAG. HOLD.|GSCO|GOLDMAN SACHS & CO. LLC|289515
TYPE|MONOTYPE IMAG. HOLD.|GSCS|GOLDMAN SACHS & CO. LLC|13538
TYPE|MONOTYPE IMAG. HOLD.|GSLT|GOLDMAN SACHS & CO. LLC|660
TYPE|MONOTYPE IMAG. HOLD.|GTSZ|GTS SECURITIES LLC|13184
TYPE|MONOTYPE IMAG. HOLD.|IATS|INTERACTIVE BROKERS LLC|145
TYPE|MONOTYPE IMAG. HOLD.|IBKR|Interactive Brokers Llc|12095
TYPE|MONOTYPE IMAG. HOLD.|ICBX|INSTINET, LLC|5500
TYPE|MONOTYPE IMAG. HOLD.|IEQY|CITADEL SECURITIES LLC|4219
TYPE|MONOTYPE IMAG. HOLD.|INCA|INSTINET, LLC|67366
TYPE|MONOTYPE IMAG. HOLD.|INJX|INSTINET, LLC|1584
TYPE|MONOTYPE IMAG. HOLD.|ITGI|ITG Inc.|10364
TYPE|MONOTYPE IMAG. HOLD.|ITGP|ITG INC.|71000
TYPE|MONOTYPE IMAG. HOLD.|JEFF|JEFFERIES LLC|23221
TYPE|MONOTYPE IMAG. HOLD.|JMPT|JUMP TRADING, LLC|1011
TYPE|MONOTYPE IMAG. HOLD.|JONE|JonesTrading|12760
TYPE|MONOTYPE IMAG. HOLD.|JPBX|J.P. MORGAN SECURITIES LLC|300
TYPE|MONOTYPE IMAG. HOLD.|JPMX|J.P. Morgan Securities LLC|83064
TYPE|MONOTYPE IMAG. HOLD.|JSJX|JANE STREET CAPITAL LLC|4099
TYPE|MONOTYPE IMAG. HOLD.|KCGM|VIRTU Americas LLC|11670
TYPE|MONOTYPE IMAG. HOLD.|LEHM|Barclays Capital Inc./Le|175079
TYPE|MONOTYPE IMAG. HOLD.|LIME|Lime Brokerage LLC|96818
TYPE|MONOTYPE IMAG. HOLD.|LOOP|Loop Capital Markets LLC|100
TYPE|MONOTYPE IMAG. HOLD.|MACQ|Macquarie Capital (USA) Inc.|100
TYPE|MONOTYPE IMAG. HOLD.|MAXM|Maxim Group LLC|4389
TYPE|MONOTYPE IMAG. HOLD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|114730
TYPE|MONOTYPE IMAG. HOLD.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|390
TYPE|MONOTYPE IMAG. HOLD.|MSCO|MORGAN STANLEY & CO. LLC|633646
TYPE|MONOTYPE IMAG. HOLD.|MSPL|MORGAN STANLEY & CO. LLC|114500
TYPE|MONOTYPE IMAG. HOLD.|MSTX|MORGAN STANLEY & CO. LLC|25000
TYPE|MONOTYPE IMAG. HOLD.|NEED|Needham & Company, LLC|8775
TYPE|MONOTYPE IMAG. HOLD.|NFSC|National Financial Services LLC|15996
TYPE|MONOTYPE IMAG. HOLD.|NITE|VIRTU Americas LLC|56269
TYPE|MONOTYPE IMAG. HOLD.|NITP|VIRTU Americas LLC|1000
TYPE|MONOTYPE IMAG. HOLD.|NQRB|Brut, LLC|500
TYPE|MONOTYPE IMAG. HOLD.|NTRC|Northern Trust Securities, Inc.|29
TYPE|MONOTYPE IMAG. HOLD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
TYPE|MONOTYPE IMAG. HOLD.|PDQM|CODA MARKETS, INC.|3072
TYPE|MONOTYPE IMAG. HOLD.|PWJC|UBS Financial Services, Inc.|115
TYPE|MONOTYPE IMAG. HOLD.|RAJA|Raymond James & Associates, Inc.|2199
TYPE|MONOTYPE IMAG. HOLD.|RBCM|RBC CAPITAL MARKETS, LLC|204
TYPE|MONOTYPE IMAG. HOLD.|SAGL|SAGETRADER, LLC|1360
TYPE|MONOTYPE IMAG. HOLD.|SAGW|SAGETRADER, LLC|32
TYPE|MONOTYPE IMAG. HOLD.|SBSH|Citigroup Global Markets Inc.|78590
TYPE|MONOTYPE IMAG. HOLD.|SEIC|SEI Investments Distribution Co.|700
TYPE|MONOTYPE IMAG. HOLD.|SGMT|GOLDMAN SACHS & CO. LLC|40010
TYPE|MONOTYPE IMAG. HOLD.|SPDR|SPEEDROUTE LLC|4200
TYPE|MONOTYPE IMAG. HOLD.|STFL|Stifel, Nicolaus & Company, Incorporated|168
TYPE|MONOTYPE IMAG. HOLD.|SWIM|TD Ameritrade, Inc.|104
TYPE|MONOTYPE IMAG. HOLD.|TKNG|ALLY INVEST SECURITIES LLC|150
TYPE|MONOTYPE IMAG. HOLD.|TOUR|TOURMALINE PARTNERS, LLC|7800
TYPE|MONOTYPE IMAG. HOLD.|TRBT|Tradebot Systems, Inc.|4175
TYPE|MONOTYPE IMAG. HOLD.|TRCM|TRC MARKETS LLC|32156
TYPE|MONOTYPE IMAG. HOLD.|UBSS|UBS Securities LLC|206627
TYPE|MONOTYPE IMAG. HOLD.|VALX|VIRTU AMERICAS LLC|21168
TYPE|MONOTYPE IMAG. HOLD.|WBPX|SUMMIT SECURITIES GROUP, LLC|600
TYPE|MONOTYPE IMAG. HOLD.|WCHV|WELLS FARGO SECURITIES, LLC|25414
TYPE|MONOTYPE IMAG. HOLD.|WEED|Weeden & Co.L.P.|1034
TYPE|MONOTYPE IMAG. HOLD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1054
TYPE|MONOTYPE IMAG. HOLD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|872
TYPE|MONOTYPE IMAG. HOLD.|WSEA|WOLVERINE SECURITIES, LLC|2235
TYPE|MONOTYPE IMAG. HOLD.|XIST|INSTINET, LLC|8940
TYPE|MONOTYPE IMAG. HOLD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|17686
TYPE|MONOTYPE IMAG. HOLD.|YKNA|COMHAR CAPITAL MARKETS, LLC|80
TYPE|MONOTYPE IMAG. HOLD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12958
TZA|SMALL CAP BEAR 3X|ALFA|ALPHA TRADING L.P.|23400
TZA|SMALL CAP BEAR 3X|ALTX|Alternet Securities Inc.|2000
TZA|SMALL CAP BEAR 3X|APCC|Apex Clearing Corporation|238994
TZA|SMALL CAP BEAR 3X|BARD|Robert W. Baird & Co. Incorporated|2500
TZA|SMALL CAP BEAR 3X|BATM|CBOE TRADING, INC.|26908
TZA|SMALL CAP BEAR 3X|BAYT|BTIG, LLC|2800
TZA|SMALL CAP BEAR 3X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|131465
TZA|SMALL CAP BEAR 3X|BLKX|INSTINET, LLC|79000
TZA|SMALL CAP BEAR 3X|BYXM|CBOE TRADING, INC.|4062
TZA|SMALL CAP BEAR 3X|CHAS|Charles Schwab & Co., Inc.|133213
TZA|SMALL CAP BEAR 3X|CICF|Canaccord Genuity Corp.|300
TZA|SMALL CAP BEAR 3X|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1500
TZA|SMALL CAP BEAR 3X|CMTT|CMT TRADING LLC|900
TZA|SMALL CAP BEAR 3X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|155776
TZA|SMALL CAP BEAR 3X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|891759
TZA|SMALL CAP BEAR 3X|CTDL|Citadel Derivatives Group Llc|122970
TZA|SMALL CAP BEAR 3X|CXCX|CITIGROUP GLOBAL MARKETS INC.|98720
TZA|SMALL CAP BEAR 3X|DBAB|Deutsche Bank Securities Inc.|8641
TZA|SMALL CAP BEAR 3X|DBAX|Deutsche Bank Securities Inc.|348000
TZA|SMALL CAP BEAR 3X|DCHF|Dart Executions, LLC|683644
TZA|SMALL CAP BEAR 3X|DEAN|MORGAN STANLEY|11750
TZA|SMALL CAP BEAR 3X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25200
TZA|SMALL CAP BEAR 3X|DRWJ|DRW SECURITIES, L.L.C.|1092172
TZA|SMALL CAP BEAR 3X|EBXL|EBX LLC|566200
TZA|SMALL CAP BEAR 3X|ECUT|CONVERGEX EXECUTION SOLUTIONS|273570
TZA|SMALL CAP BEAR 3X|EGAM|CBOE TRADING, INC.|74576
TZA|SMALL CAP BEAR 3X|EGXM|CBOE TRADING, INC.|73536
TZA|SMALL CAP BEAR 3X|EGXW|CBOE TRADING, INC.|5247
TZA|SMALL CAP BEAR 3X|ETBE|Electronic Transaction Clearing, Inc.|35491
TZA|SMALL CAP BEAR 3X|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|130
TZA|SMALL CAP BEAR 3X|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|16000
TZA|SMALL CAP BEAR 3X|ETRS|E*Trade Securities LLC|5028836
TZA|SMALL CAP BEAR 3X|FILL|Tradestation Securities, Inc.|722790
TZA|SMALL CAP BEAR 3X|FMAF|NBCN Inc./ CDS|466784
TZA|SMALL CAP BEAR 3X|FQLS|Quantlab Securities LP|528197
TZA|SMALL CAP BEAR 3X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
TZA|SMALL CAP BEAR 3X|FTBR|Foliofn Investments, Inc.|941081
TZA|SMALL CAP BEAR 3X|GEBB|GLOBAL EXECUTION BROKERS, LP|900
TZA|SMALL CAP BEAR 3X|GLIS|TD Securities Inc|19281
TZA|SMALL CAP BEAR 3X|GLPX|ACS EXECUTION SERVICES, LLC|22379
TZA|SMALL CAP BEAR 3X|GSCO|GOLDMAN SACHS & CO. LLC|50005
TZA|SMALL CAP BEAR 3X|GSCS|GOLDMAN SACHS & CO. LLC|12900
TZA|SMALL CAP BEAR 3X|GSLT|GOLDMAN SACHS & CO. LLC|35628
TZA|SMALL CAP BEAR 3X|GTSZ|GTS SECURITIES LLC|1600
TZA|SMALL CAP BEAR 3X|HRBF|American Enterprise Investment Services Inc.|7590
TZA|SMALL CAP BEAR 3X|HSBC|HSBC Securities, Inc.|2900
TZA|SMALL CAP BEAR 3X|IATS|INTERACTIVE BROKERS LLC|1176250
TZA|SMALL CAP BEAR 3X|IBKR|Interactive Brokers Llc|1199967
TZA|SMALL CAP BEAR 3X|ICBX|INSTINET, LLC|1492693
TZA|SMALL CAP BEAR 3X|INCA|INSTINET, LLC|299089
TZA|SMALL CAP BEAR 3X|INJX|INSTINET, LLC|100
TZA|SMALL CAP BEAR 3X|ITGI|ITG Inc.|27200
TZA|SMALL CAP BEAR 3X|ITGP|ITG INC.|217800
TZA|SMALL CAP BEAR 3X|JEFF|JEFFERIES LLC|300
TZA|SMALL CAP BEAR 3X|JMPT|JUMP TRADING, LLC|62735
TZA|SMALL CAP BEAR 3X|JPMX|J.P. Morgan Securities LLC|79400
TZA|SMALL CAP BEAR 3X|JSEB|JANE STREET EXECUTION SERVICES, LLC|85400
TZA|SMALL CAP BEAR 3X|JSJX|JANE STREET CAPITAL LLC|5552767
TZA|SMALL CAP BEAR 3X|KCGM|VIRTU Americas LLC|240387
TZA|SMALL CAP BEAR 3X|LEHM|Barclays Capital Inc./Le|1489657
TZA|SMALL CAP BEAR 3X|LIME|Lime Brokerage LLC|35472
TZA|SMALL CAP BEAR 3X|LIWM|LIME BROKERAGE LLC|6618
TZA|SMALL CAP BEAR 3X|LPCM|Lampert Capital Markets Inc.|875
TZA|SMALL CAP BEAR 3X|LSCI|Lek Securities Corporation|57501
TZA|SMALL CAP BEAR 3X|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
TZA|SMALL CAP BEAR 3X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2673122
TZA|SMALL CAP BEAR 3X|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|121962
TZA|SMALL CAP BEAR 3X|MOTF|MOTIF INVESTING, INC.|6
TZA|SMALL CAP BEAR 3X|MSCO|MORGAN STANLEY & CO. LLC|1908281
TZA|SMALL CAP BEAR 3X|MSPL|MORGAN STANLEY & CO. LLC|150100
TZA|SMALL CAP BEAR 3X|MSTX|MORGAN STANLEY & CO. LLC|11100
TZA|SMALL CAP BEAR 3X|NFSC|National Financial Services LLC|10154408
TZA|SMALL CAP BEAR 3X|NITE|VIRTU Americas LLC|11369107
TZA|SMALL CAP BEAR 3X|NITP|VIRTU Americas LLC|425799
TZA|SMALL CAP BEAR 3X|NQRB|Brut, LLC|4100
TZA|SMALL CAP BEAR 3X|NTBF|BMO Nesbitt Burns Inc./CDS|24182
TZA|SMALL CAP BEAR 3X|OHOS|TWO SIGMA SECURITIES, LLC|12697
TZA|SMALL CAP BEAR 3X|OLDM|OLD MISSION CAPITAL, LLC|1900
TZA|SMALL CAP BEAR 3X|OPCO|Oppenheimer & Co. Inc.|13188
TZA|SMALL CAP BEAR 3X|PCPT|PHILLIP CAPITAL INC.|52617
TZA|SMALL CAP BEAR 3X|PDQM|CODA MARKETS, INC.|23679
TZA|SMALL CAP BEAR 3X|PHLY|NASDAQ Execution Services, LLC|5200
TZA|SMALL CAP BEAR 3X|RBCM|RBC CAPITAL MARKETS, LLC|9043
TZA|SMALL CAP BEAR 3X|RGLD|Regal Securities, Inc|135
TZA|SMALL CAP BEAR 3X|RHOX|XR Securities LLC|180400
TZA|SMALL CAP BEAR 3X|SBSH|Citigroup Global Markets Inc.|33695
TZA|SMALL CAP BEAR 3X|SGMT|GOLDMAN SACHS & CO. LLC|254124
TZA|SMALL CAP BEAR 3X|SHMR|ABN Amro Clearing LLC|360000
TZA|SMALL CAP BEAR 3X|SOGO|Wang Investment Associates, Inc.|50
TZA|SMALL CAP BEAR 3X|SPDR|SPEEDROUTE LLC|800
TZA|SMALL CAP BEAR 3X|STKP|STOCKPILE INVESTMENTS, INC.|148
TZA|SMALL CAP BEAR 3X|STTT|STATETRUST INVESTMENTS INC.|63400
TZA|SMALL CAP BEAR 3X|SWIM|TD Ameritrade, Inc.|3652167
TZA|SMALL CAP BEAR 3X|SWST|Hilltop Securities Inc.|94
TZA|SMALL CAP BEAR 3X|TKNG|ALLY INVEST SECURITIES LLC|103670
TZA|SMALL CAP BEAR 3X|TRBT|Tradebot Systems, Inc.|95631
TZA|SMALL CAP BEAR 3X|TRCM|TRC MARKETS LLC|3347055
TZA|SMALL CAP BEAR 3X|TWTT|TASTYWORKS, INC.|1559
TZA|SMALL CAP BEAR 3X|UBSA|UBS SECURITIES LLC|1957967
TZA|SMALL CAP BEAR 3X|UBSS|UBS Securities LLC|2203228
TZA|SMALL CAP BEAR 3X|VALX|VIRTU AMERICAS LLC|267368
TZA|SMALL CAP BEAR 3X|VGRD|Vanguard Marketing Corporation|1123912
TZA|SMALL CAP BEAR 3X|VIEW|VIEWTRADE SECURITIES LLC|225
TZA|SMALL CAP BEAR 3X|WCHV|WELLS FARGO SECURITIES, LLC|875923
TZA|SMALL CAP BEAR 3X|WEDB|WEDBUSH SECURITIES INC.|96250
TZA|SMALL CAP BEAR 3X|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26038
TZA|SMALL CAP BEAR 3X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|106022
TZA|SMALL CAP BEAR 3X|WGIF|CIBC World Markets Inc.|45239
TZA|SMALL CAP BEAR 3X|WSEA|WOLVERINE SECURITIES, LLC|99455
TZA|SMALL CAP BEAR 3X|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
TZA|SMALL CAP BEAR 3X|YKNA|COMHAR CAPITAL MARKETS, LLC|900
TZA|SMALL CAP BEAR 3X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5826
TZOO|TRAVELZOO|ALTX|Alternet Securities Inc.|570
TZOO|TRAVELZOO|APCC|Apex Clearing Corporation|2900
TZOO|TRAVELZOO|BATM|CBOE TRADING, INC.|602
TZOO|TRAVELZOO|BAYC|BAY CREST PARTNERS, LLC|184
TZOO|TRAVELZOO|BERN|Sanford C. Bernstein & Co., LLC|538
TZOO|TRAVELZOO|BIDS|BIDS TRADING L.P.|3100
TZOO|TRAVELZOO|BIMI|Banca IMI Securities Corp.|1245
TZOO|TRAVELZOO|BMOC|BMO Capital Markets Corp.|361
TZOO|TRAVELZOO|BNPX|BNP PARIBAS SECURITIES CORP.|376
TZOO|TRAVELZOO|BTIG|BTIG, LLC|710
TZOO|TRAVELZOO|BYXM|CBOE TRADING, INC.|949
TZOO|TRAVELZOO|BZYD|GOLDMAN SACHS & CO. LLC|1000
TZOO|TRAVELZOO|CANT|Cantor Fitzgerald & Co.|319
TZOO|TRAVELZOO|CHAS|Charles Schwab & Co., Inc.|100
TZOO|TRAVELZOO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|804
TZOO|TRAVELZOO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
TZOO|TRAVELZOO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|38003
TZOO|TRAVELZOO|CTDL|Citadel Derivatives Group Llc|1227
TZOO|TRAVELZOO|CTLR|CUTLER GROUP, LP|1800
TZOO|TRAVELZOO|CXCX|CITIGROUP GLOBAL MARKETS INC.|966
TZOO|TRAVELZOO|DBAB|Deutsche Bank Securities Inc.|90412
TZOO|TRAVELZOO|DBAX|Deutsche Bank Securities Inc.|14100
TZOO|TRAVELZOO|DBUL|Deutsche Bank Securities Inc.|1900
TZOO|TRAVELZOO|DEGS|RONIN PROFESSIONAL LLC|11143
TZOO|TRAVELZOO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3100
TZOO|TRAVELZOO|EBXL|EBX LLC|9000
TZOO|TRAVELZOO|ECUT|CONVERGEX EXECUTION SOLUTIONS|102
TZOO|TRAVELZOO|EDJO|Edward D. Jones & Co., L.P.|200
TZOO|TRAVELZOO|EGAM|CBOE TRADING, INC.|600
TZOO|TRAVELZOO|EGAW|CBOE TRADING, INC.|81
TZOO|TRAVELZOO|EGXM|CBOE TRADING, INC.|1549
TZOO|TRAVELZOO|ETBE|Electronic Transaction Clearing, Inc.|6936
TZOO|TRAVELZOO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10
TZOO|TRAVELZOO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3495
TZOO|TRAVELZOO|ETRS|E*Trade Securities LLC|191617
TZOO|TRAVELZOO|FBCO|Credit Suisse Securities (USA) LLC|34698
TZOO|TRAVELZOO|FILL|Tradestation Securities, Inc.|1067
TZOO|TRAVELZOO|FMAF|NBCN Inc./ CDS|1000
TZOO|TRAVELZOO|FOMA|TD AMERITRADE CLEARING, INC.|124807
TZOO|TRAVELZOO|FQLS|Quantlab Securities LP|19725
TZOO|TRAVELZOO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15721
TZOO|TRAVELZOO|FTBR|Foliofn Investments, Inc.|643
TZOO|TRAVELZOO|GEBB|GLOBAL EXECUTION BROKERS, LP|2216
TZOO|TRAVELZOO|GLIS|TD Securities Inc|20
TZOO|TRAVELZOO|GLPX|ACS EXECUTION SERVICES, LLC|350
TZOO|TRAVELZOO|GSCO|GOLDMAN SACHS & CO. LLC|204213
TZOO|TRAVELZOO|GSCS|GOLDMAN SACHS & CO. LLC|17786
TZOO|TRAVELZOO|GSLT|GOLDMAN SACHS & CO. LLC|100
TZOO|TRAVELZOO|GTSZ|GTS SECURITIES LLC|5974
TZOO|TRAVELZOO|IATS|INTERACTIVE BROKERS LLC|4854
TZOO|TRAVELZOO|IBKR|Interactive Brokers Llc|42541
TZOO|TRAVELZOO|ICBX|INSTINET, LLC|11500
TZOO|TRAVELZOO|INCA|INSTINET, LLC|38975
TZOO|TRAVELZOO|INJX|INSTINET, LLC|1376
TZOO|TRAVELZOO|ITGI|ITG Inc.|15387
TZOO|TRAVELZOO|ITGP|ITG INC.|35000
TZOO|TRAVELZOO|JANY|Janney Montgomery Scott Inc.|1
TZOO|TRAVELZOO|JEFF|JEFFERIES LLC|1729
TZOO|TRAVELZOO|JMPT|JUMP TRADING, LLC|4596
TZOO|TRAVELZOO|JPBX|J.P. MORGAN SECURITIES LLC|1000
TZOO|TRAVELZOO|JPMX|J.P. Morgan Securities LLC|32632
TZOO|TRAVELZOO|JSJX|JANE STREET CAPITAL LLC|3419
TZOO|TRAVELZOO|KCGM|VIRTU Americas LLC|5051
TZOO|TRAVELZOO|KCRD|PHX FINANCIAL, INC.|100
TZOO|TRAVELZOO|LEHM|Barclays Capital Inc./Le|75439
TZOO|TRAVELZOO|LIME|Lime Brokerage LLC|42781
TZOO|TRAVELZOO|LMGP|LIME BROKERAGE LLC|3943
TZOO|TRAVELZOO|LQNB|LIQUIDNET, INC.|3100
TZOO|TRAVELZOO|MAXM|Maxim Group LLC|294
TZOO|TRAVELZOO|MBTS|ALLY INVEST SECURITIES LLC|298
TZOO|TRAVELZOO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15076
TZOO|TRAVELZOO|MSCO|MORGAN STANLEY & CO. LLC|259922
TZOO|TRAVELZOO|MSPL|MORGAN STANLEY & CO. LLC|26300
TZOO|TRAVELZOO|MSTX|MORGAN STANLEY & CO. LLC|15800
TZOO|TRAVELZOO|NFSC|National Financial Services LLC|88277
TZOO|TRAVELZOO|NITE|VIRTU Americas LLC|238916
TZOO|TRAVELZOO|NITP|VIRTU Americas LLC|610
TZOO|TRAVELZOO|NQRB|Brut, LLC|960
TZOO|TRAVELZOO|PCPT|PHILLIP CAPITAL INC.|200
TZOO|TRAVELZOO|PDQM|CODA MARKETS, INC.|1655
TZOO|TRAVELZOO|RAJA|Raymond James & Associates, Inc.|300
TZOO|TRAVELZOO|SAGL|SAGETRADER, LLC|400
TZOO|TRAVELZOO|SBSH|Citigroup Global Markets Inc.|22803
TZOO|TRAVELZOO|SGMT|GOLDMAN SACHS & CO. LLC|18993
TZOO|TRAVELZOO|SPDR|SPEEDROUTE LLC|370
TZOO|TRAVELZOO|SPTD|MINT GLOBAL MARKETS, INC.|7400
TZOO|TRAVELZOO|STFL|Stifel, Nicolaus & Company, Incorporated|100
TZOO|TRAVELZOO|SWIM|TD Ameritrade, Inc.|18119
TZOO|TRAVELZOO|SWST|Hilltop Securities Inc.|6081
TZOO|TRAVELZOO|TKNG|ALLY INVEST SECURITIES LLC|2910
TZOO|TRAVELZOO|TRBT|Tradebot Systems, Inc.|2000
TZOO|TRAVELZOO|TRCM|TRC MARKETS LLC|38991
TZOO|TRAVELZOO|TWTT|TASTYWORKS, INC.|100
TZOO|TRAVELZOO|UBSA|UBS SECURITIES LLC|53333
TZOO|TRAVELZOO|UBSS|UBS Securities LLC|163051
TZOO|TRAVELZOO|VALX|VIRTU AMERICAS LLC|2836
TZOO|TRAVELZOO|VGRD|Vanguard Marketing Corporation|4700
TZOO|TRAVELZOO|VSIN|Vision Financial Markets Llc|1038
TZOO|TRAVELZOO|WCHV|WELLS FARGO SECURITIES, LLC|7522
TZOO|TRAVELZOO|WDNX|WEEDEN & CO.L.P.|2180
TZOO|TRAVELZOO|WEDB|WEDBUSH SECURITIES INC.|1045
TZOO|TRAVELZOO|WEED|Weeden & Co.L.P.|1400
TZOO|TRAVELZOO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16596
TZOO|TRAVELZOO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2365
TZOO|TRAVELZOO|WGIF|CIBC World Markets Inc.|59
TZOO|TRAVELZOO|WSEA|WOLVERINE SECURITIES, LLC|2086
TZOO|TRAVELZOO|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
TZOO|TRAVELZOO|YKNA|COMHAR CAPITAL MARKETS, LLC|100
UA|UNDER ARMOUR C|ABLE|NATIXIS Securities Americas LLC|2307
UA|UNDER ARMOUR C|AGIS|Aegis Capital Corp.|13175
UA|UNDER ARMOUR C|ALTX|Alternet Securities Inc.|63003
UA|UNDER ARMOUR C|APCC|Apex Clearing Corporation|29800
UA|UNDER ARMOUR C|BANK|Primevest Financial Services, Inc.|899
UA|UNDER ARMOUR C|BARD|Robert W. Baird & Co. Incorporated|17754
UA|UNDER ARMOUR C|BATM|CBOE TRADING, INC.|5497
UA|UNDER ARMOUR C|BAYT|BTIG, LLC|8765
UA|UNDER ARMOUR C|BBNT|BB&T SECURITIES, LLC|8263
UA|UNDER ARMOUR C|BERN|Sanford C. Bernstein & Co., LLC|67612
UA|UNDER ARMOUR C|BGCE|BGC Financial Inc.|10940
UA|UNDER ARMOUR C|BIAD|SAGETRADER, LLC|947
UA|UNDER ARMOUR C|BIDS|BIDS TRADING L.P.|185318
UA|UNDER ARMOUR C|BIMI|Banca IMI Securities Corp.|994
UA|UNDER ARMOUR C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|276665
UA|UNDER ARMOUR C|BLKX|INSTINET, LLC|49944
UA|UNDER ARMOUR C|BMOC|BMO Capital Markets Corp.|58000
UA|UNDER ARMOUR C|BNKS|Fig Partners, LLC|1
UA|UNDER ARMOUR C|BNPX|BNP PARIBAS SECURITIES CORP.|38749
UA|UNDER ARMOUR C|BRGE|Newbridge Securities Corp.|300
UA|UNDER ARMOUR C|BTIG|BTIG, LLC|6211
UA|UNDER ARMOUR C|BYXM|CBOE TRADING, INC.|5303
UA|UNDER ARMOUR C|CAMC|Cambria Capital, LLC|115
UA|UNDER ARMOUR C|CANT|Cantor Fitzgerald & Co.|47488
UA|UNDER ARMOUR C|CHAS|Charles Schwab & Co., Inc.|17956
UA|UNDER ARMOUR C|CHLM|Craig-Hallum Capital Group LLC|2100
UA|UNDER ARMOUR C|CIBP|CIBC World Markets Corp.|10248
UA|UNDER ARMOUR C|CICF|Canaccord Genuity Corp.|885
UA|UNDER ARMOUR C|CIIV|CORPORATE INVESTMENTS GROUP, INC.|272
UA|UNDER ARMOUR C|CIST|Capital Institutional Services, Inc.|20789
UA|UNDER ARMOUR C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|368797
UA|UNDER ARMOUR C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4803
UA|UNDER ARMOUR C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5257
UA|UNDER ARMOUR C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|795404
UA|UNDER ARMOUR C|CTDL|Citadel Derivatives Group Llc|88553
UA|UNDER ARMOUR C|CTLR|CUTLER GROUP, LP|4703
UA|UNDER ARMOUR C|CXCX|CITIGROUP GLOBAL MARKETS INC.|110870
UA|UNDER ARMOUR C|DADA|D.A. Davidson & Co.|200
UA|UNDER ARMOUR C|DAVA|Davenport & Company LLC|6055
UA|UNDER ARMOUR C|DBAB|Deutsche Bank Securities Inc.|382724
UA|UNDER ARMOUR C|DBAX|Deutsche Bank Securities Inc.|195900
UA|UNDER ARMOUR C|DCHF|Dart Executions, LLC|34450
UA|UNDER ARMOUR C|DEAN|MORGAN STANLEY|56785
UA|UNDER ARMOUR C|DEGS|RONIN PROFESSIONAL LLC|6600
UA|UNDER ARMOUR C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8342
UA|UNDER ARMOUR C|EBXL|EBX LLC|723900
UA|UNDER ARMOUR C|ECUT|CONVERGEX EXECUTION SOLUTIONS|24012
UA|UNDER ARMOUR C|EDJC|Edward Jones / CDS|10430
UA|UNDER ARMOUR C|EDJO|Edward D. Jones & Co., L.P.|136330
UA|UNDER ARMOUR C|EGAM|CBOE TRADING, INC.|93633
UA|UNDER ARMOUR C|EGAW|CBOE TRADING, INC.|1786
UA|UNDER ARMOUR C|EGXM|CBOE TRADING, INC.|16337
UA|UNDER ARMOUR C|EGXW|CBOE TRADING, INC.|117
UA|UNDER ARMOUR C|EROP|Eroom Securities L.L.C.|2000
UA|UNDER ARMOUR C|ETBE|Electronic Transaction Clearing, Inc.|24650
UA|UNDER ARMOUR C|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
UA|UNDER ARMOUR C|ETCB|ETC BROKERAGE SERVICES, LLC|127
UA|UNDER ARMOUR C|ETCC|Electronic Transaction Clearing, Inc.|1401
UA|UNDER ARMOUR C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15826
UA|UNDER ARMOUR C|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|11364
UA|UNDER ARMOUR C|ETRS|E*Trade Securities LLC|1478528
UA|UNDER ARMOUR C|FBSB|U.S. Bancorp Investments, Inc.|4288
UA|UNDER ARMOUR C|FILL|Tradestation Securities, Inc.|88916
UA|UNDER ARMOUR C|FINX|FINTECH SECURITIES|150
UA|UNDER ARMOUR C|FMAF|NBCN Inc./ CDS|32009
UA|UNDER ARMOUR C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10827
UA|UNDER ARMOUR C|FQLS|Quantlab Securities LP|890423
UA|UNDER ARMOUR C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82404
UA|UNDER ARMOUR C|FTBR|Foliofn Investments, Inc.|10668
UA|UNDER ARMOUR C|GBMT|GBM International, Inc.|397
UA|UNDER ARMOUR C|GEBB|GLOBAL EXECUTION BROKERS, LP|32792
UA|UNDER ARMOUR C|GLIS|TD Securities Inc|1200
UA|UNDER ARMOUR C|GLPX|ACS EXECUTION SERVICES, LLC|239950
UA|UNDER ARMOUR C|GSCO|GOLDMAN SACHS & CO. LLC|2417127
UA|UNDER ARMOUR C|GSCS|GOLDMAN SACHS & CO. LLC|30129
UA|UNDER ARMOUR C|GSIC|GLOBAL STRATEGIC INVESTMENTS|404
UA|UNDER ARMOUR C|GSLT|GOLDMAN SACHS & CO. LLC|47651
UA|UNDER ARMOUR C|GTSZ|GTS SECURITIES LLC|260277
UA|UNDER ARMOUR C|GUGS|Guggenheim Securities, LLC|179018
UA|UNDER ARMOUR C|HRBF|American Enterprise Investment Services Inc.|79523
UA|UNDER ARMOUR C|HSBC|HSBC Securities, Inc.|12293
UA|UNDER ARMOUR C|IATS|INTERACTIVE BROKERS LLC|110218
UA|UNDER ARMOUR C|IBKR|Interactive Brokers Llc|279073
UA|UNDER ARMOUR C|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|23
UA|UNDER ARMOUR C|ICBX|INSTINET, LLC|775180
UA|UNDER ARMOUR C|IEQY|CITADEL SECURITIES LLC|250435
UA|UNDER ARMOUR C|INCA|INSTINET, LLC|1267127
UA|UNDER ARMOUR C|INJX|INSTINET, LLC|4389
UA|UNDER ARMOUR C|ITGI|ITG Inc.|230901
UA|UNDER ARMOUR C|ITGP|ITG INC.|292800
UA|UNDER ARMOUR C|JANY|Janney Montgomery Scott Inc.|49447
UA|UNDER ARMOUR C|JEFF|JEFFERIES LLC|74243
UA|UNDER ARMOUR C|JMPT|JUMP TRADING, LLC|124745
UA|UNDER ARMOUR C|JPBX|J.P. MORGAN SECURITIES LLC|78035
UA|UNDER ARMOUR C|JPMX|J.P. Morgan Securities LLC|546680
UA|UNDER ARMOUR C|JSJX|JANE STREET CAPITAL LLC|20879
UA|UNDER ARMOUR C|KCGM|VIRTU Americas LLC|143589
UA|UNDER ARMOUR C|KCRD|PHX FINANCIAL, INC.|1450
UA|UNDER ARMOUR C|KEYB|KEYBANC CAPITAL MARKETS INC.|75919
UA|UNDER ARMOUR C|KRSH|Kershner Securities, LLC|2221
UA|UNDER ARMOUR C|LEHM|Barclays Capital Inc./Le|1920761
UA|UNDER ARMOUR C|LIME|Lime Brokerage LLC|121918
UA|UNDER ARMOUR C|LOOP|Loop Capital Markets LLC|12800
UA|UNDER ARMOUR C|LQNA|LIQUIDNET, INC.|84400
UA|UNDER ARMOUR C|LSCI|Lek Securities Corporation|91977
UA|UNDER ARMOUR C|LVMR|LIVERMORE TRADING GROUP, INC.|255
UA|UNDER ARMOUR C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3000
UA|UNDER ARMOUR C|MACC|Mid Atlantic Capital Corporation|402
UA|UNDER ARMOUR C|MAXM|Maxim Group LLC|21327
UA|UNDER ARMOUR C|MBTS|ALLY INVEST SECURITIES LLC|500
UA|UNDER ARMOUR C|MCMF|Raymond James Ltd. Cds|400
UA|UNDER ARMOUR C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|560971
UA|UNDER ARMOUR C|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
UA|UNDER ARMOUR C|MNDX|TJM Investments, LLC|42269
UA|UNDER ARMOUR C|MOTF|MOTIF INVESTING, INC.|22
UA|UNDER ARMOUR C|MSCO|MORGAN STANLEY & CO. LLC|3238457
UA|UNDER ARMOUR C|MSPL|MORGAN STANLEY & CO. LLC|456300
UA|UNDER ARMOUR C|MSTX|MORGAN STANLEY & CO. LLC|673700
UA|UNDER ARMOUR C|MZHO|Mizuho Securities USA LLC|102960
UA|UNDER ARMOUR C|NATL|National Securities Corporation|11010
UA|UNDER ARMOUR C|NFSC|National Financial Services LLC|2233628
UA|UNDER ARMOUR C|NITE|VIRTU Americas LLC|4277818
UA|UNDER ARMOUR C|NITP|VIRTU Americas LLC|6411
UA|UNDER ARMOUR C|NQRB|Brut, LLC|36185
UA|UNDER ARMOUR C|NTBF|BMO Nesbitt Burns Inc./CDS|18541
UA|UNDER ARMOUR C|NTRC|Northern Trust Securities, Inc.|4401
UA|UNDER ARMOUR C|OHOS|TWO SIGMA SECURITIES, LLC|2948
UA|UNDER ARMOUR C|OPCO|Oppenheimer & Co. Inc.|25948
UA|UNDER ARMOUR C|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
UA|UNDER ARMOUR C|PCFF|Pacific International Securities Inc./CDS|1500
UA|UNDER ARMOUR C|PCPT|PHILLIP CAPITAL INC.|6090
UA|UNDER ARMOUR C|PDQM|CODA MARKETS, INC.|309230
UA|UNDER ARMOUR C|PHLY|NASDAQ Execution Services, LLC|31400
UA|UNDER ARMOUR C|PNSR|Penserra Securities, LLC|21115
UA|UNDER ARMOUR C|PWJC|UBS Financial Services, Inc.|44941
UA|UNDER ARMOUR C|QMSR|QUATTRO M SECURITIES INC.|1067
UA|UNDER ARMOUR C|RBCM|RBC CAPITAL MARKETS, LLC|91793
UA|UNDER ARMOUR C|RGLD|Regal Securities, Inc|700
UA|UNDER ARMOUR C|SAGL|SAGETRADER, LLC|107584
UA|UNDER ARMOUR C|SAGW|SAGETRADER, LLC|124
UA|UNDER ARMOUR C|SALI|INTL FCSTONE FINANCIAL INC.|9956
UA|UNDER ARMOUR C|SBRX|MURIEL SIEBERT & CO INC|657
UA|UNDER ARMOUR C|SBSH|Citigroup Global Markets Inc.|634944
UA|UNDER ARMOUR C|SEIC|SEI Investments Distribution Co.|149
UA|UNDER ARMOUR C|SGMT|GOLDMAN SACHS & CO. LLC|322858
UA|UNDER ARMOUR C|SOGO|Wang Investment Associates, Inc.|900
UA|UNDER ARMOUR C|SPDR|SPEEDROUTE LLC|80164
UA|UNDER ARMOUR C|SPHN|Stephens Inc.|10412
UA|UNDER ARMOUR C|STFL|Stifel, Nicolaus & Company, Incorporated|103241
UA|UNDER ARMOUR C|STKP|STOCKPILE INVESTMENTS, INC.|5080
UA|UNDER ARMOUR C|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13860
UA|UNDER ARMOUR C|SWIM|TD Ameritrade, Inc.|1008714
UA|UNDER ARMOUR C|SWST|Hilltop Securities Inc.|23690
UA|UNDER ARMOUR C|TAGC|TELSEY ADVISORY GROUP LLC|6956
UA|UNDER ARMOUR C|TITL|TITLEIST ASSET MANAGEMENT, LTD.|779
UA|UNDER ARMOUR C|TKNG|ALLY INVEST SECURITIES LLC|107124
UA|UNDER ARMOUR C|TRBT|Tradebot Systems, Inc.|688862
UA|UNDER ARMOUR C|TRCM|TRC MARKETS LLC|271049
UA|UNDER ARMOUR C|TWTT|TASTYWORKS, INC.|1821
UA|UNDER ARMOUR C|UBSA|UBS SECURITIES LLC|1525307
UA|UNDER ARMOUR C|UBSS|UBS Securities LLC|1590411
UA|UNDER ARMOUR C|VALX|VIRTU AMERICAS LLC|38902
UA|UNDER ARMOUR C|VGRD|Vanguard Marketing Corporation|169167
UA|UNDER ARMOUR C|VNDM|Wall Street Access|2250
UA|UNDER ARMOUR C|VSIN|Vision Financial Markets Llc|45
UA|UNDER ARMOUR C|WBLR|WILLIAM BLAIR|2757
UA|UNDER ARMOUR C|WBPX|SUMMIT SECURITIES GROUP, LLC|5789
UA|UNDER ARMOUR C|WCHV|WELLS FARGO SECURITIES, LLC|528754
UA|UNDER ARMOUR C|WEDB|WEDBUSH SECURITIES INC.|24233
UA|UNDER ARMOUR C|WEED|Weeden & Co.L.P.|30210
UA|UNDER ARMOUR C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|67987
UA|UNDER ARMOUR C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|131972
UA|UNDER ARMOUR C|WFPB|Wells Fargo Securities, LLC.|13042
UA|UNDER ARMOUR C|WGIF|CIBC World Markets Inc.|13185
UA|UNDER ARMOUR C|WLTH|WEALTHFRONT BROKERAGE CORPORATION|16269
UA|UNDER ARMOUR C|WORD|Worden Capital Management LLC|8978
UA|UNDER ARMOUR C|WSEA|WOLVERINE SECURITIES, LLC|134224
UA|UNDER ARMOUR C|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
UA|UNDER ARMOUR C|XIST|INSTINET, LLC|41400
UA|UNDER ARMOUR C|XPQR|Jump Trading|600
UA|UNDER ARMOUR C|XSTM|NATIONAL FINANCIAL SERVICES LLC|143580
UA|UNDER ARMOUR C|YKNA|COMHAR CAPITAL MARKETS, LLC|12169
UA|UNDER ARMOUR C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|89067
UAA|UNDER ARMOUR INC|ABLE|NATIXIS Securities Americas LLC|2260
UAA|UNDER ARMOUR INC|ADAM|CANACCORD GENUITY INC.|50400
UAA|UNDER ARMOUR INC|AGIS|Aegis Capital Corp.|12005
UAA|UNDER ARMOUR INC|ALTX|Alternet Securities Inc.|50463
UAA|UNDER ARMOUR INC|APCC|Apex Clearing Corporation|28855
UAA|UNDER ARMOUR INC|BANK|Primevest Financial Services, Inc.|1188
UAA|UNDER ARMOUR INC|BARD|Robert W. Baird & Co. Incorporated|38938
UAA|UNDER ARMOUR INC|BATM|CBOE TRADING, INC.|14939
UAA|UNDER ARMOUR INC|BAYT|BTIG, LLC|3300
UAA|UNDER ARMOUR INC|BBNT|BB&T SECURITIES, LLC|1819
UAA|UNDER ARMOUR INC|BERN|Sanford C. Bernstein & Co., LLC|348166
UAA|UNDER ARMOUR INC|BIDS|BIDS TRADING L.P.|4000
UAA|UNDER ARMOUR INC|BIMI|Banca IMI Securities Corp.|3444
UAA|UNDER ARMOUR INC|BKCM|BNY Mellon Capital Markets LLC|1227
UAA|UNDER ARMOUR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|158791
UAA|UNDER ARMOUR INC|BLKX|INSTINET, LLC|250042
UAA|UNDER ARMOUR INC|BLTK|Bulltick, Llc|20149
UAA|UNDER ARMOUR INC|BMOC|BMO Capital Markets Corp.|230623
UAA|UNDER ARMOUR INC|BNPX|BNP PARIBAS SECURITIES CORP.|58364
UAA|UNDER ARMOUR INC|BRGE|Newbridge Securities Corp.|2900
UAA|UNDER ARMOUR INC|BTIG|BTIG, LLC|7154
UAA|UNDER ARMOUR INC|BYXM|CBOE TRADING, INC.|3296
UAA|UNDER ARMOUR INC|BZYD|GOLDMAN SACHS & CO. LLC|3845
UAA|UNDER ARMOUR INC|CANT|Cantor Fitzgerald & Co.|84506
UAA|UNDER ARMOUR INC|CBRA|Cobra Trading, Inc.|1200
UAA|UNDER ARMOUR INC|CHAS|Charles Schwab & Co., Inc.|20580
UAA|UNDER ARMOUR INC|CHBC|PENSERRA SECURITIES, LLC|146000
UAA|UNDER ARMOUR INC|CIBP|CIBC World Markets Corp.|10258
UAA|UNDER ARMOUR INC|CICF|Canaccord Genuity Corp.|1100
UAA|UNDER ARMOUR INC|CIST|Capital Institutional Services, Inc.|22759
UAA|UNDER ARMOUR INC|CLSA|CLSA AMERICAS, LLC|401520
UAA|UNDER ARMOUR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|425777
UAA|UNDER ARMOUR INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1022
UAA|UNDER ARMOUR INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38633
UAA|UNDER ARMOUR INC|CRFN|ROBINHOOD FINANCIAL, LLC|8
UAA|UNDER ARMOUR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1596485
UAA|UNDER ARMOUR INC|CSIN|Citadel Securities Institutional LLC|300
UAA|UNDER ARMOUR INC|CTDL|Citadel Derivatives Group Llc|5561
UAA|UNDER ARMOUR INC|CTLR|CUTLER GROUP, LP|200
UAA|UNDER ARMOUR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|186046
UAA|UNDER ARMOUR INC|DADA|D.A. Davidson & Co.|2693
UAA|UNDER ARMOUR INC|DAVA|Davenport & Company LLC|4845
UAA|UNDER ARMOUR INC|DAWA|Daiwa Capital Markets America Inc.|154480
UAA|UNDER ARMOUR INC|DBAB|Deutsche Bank Securities Inc.|949371
UAA|UNDER ARMOUR INC|DBAX|Deutsche Bank Securities Inc.|1306900
UAA|UNDER ARMOUR INC|DBUL|Deutsche Bank Securities Inc.|6439
UAA|UNDER ARMOUR INC|DCHF|Dart Executions, LLC|14741
UAA|UNDER ARMOUR INC|DEAN|MORGAN STANLEY|37352
UAA|UNDER ARMOUR INC|DEGS|RONIN PROFESSIONAL LLC|25907
UAA|UNDER ARMOUR INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|72048
UAA|UNDER ARMOUR INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|12392
UAA|UNDER ARMOUR INC|EBXL|EBX LLC|1105200
UAA|UNDER ARMOUR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|91044
UAA|UNDER ARMOUR INC|EDJC|Edward Jones / CDS|3555
UAA|UNDER ARMOUR INC|EDJO|Edward D. Jones & Co., L.P.|122618
UAA|UNDER ARMOUR INC|EGAM|CBOE TRADING, INC.|90489
UAA|UNDER ARMOUR INC|EGAW|CBOE TRADING, INC.|581
UAA|UNDER ARMOUR INC|EGXM|CBOE TRADING, INC.|10590
UAA|UNDER ARMOUR INC|EGXW|CBOE TRADING, INC.|160
UAA|UNDER ARMOUR INC|ETBE|Electronic Transaction Clearing, Inc.|60631
UAA|UNDER ARMOUR INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
UAA|UNDER ARMOUR INC|ETCC|Electronic Transaction Clearing, Inc.|778
UAA|UNDER ARMOUR INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|38866
UAA|UNDER ARMOUR INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2822
UAA|UNDER ARMOUR INC|ETRS|E*Trade Securities LLC|1575106
UAA|UNDER ARMOUR INC|EVRS|E1 ASSET MANAGEMENT, INC.|4500
UAA|UNDER ARMOUR INC|FBRC|B. RILEY FBR, INC.|3800
UAA|UNDER ARMOUR INC|FBSB|U.S. Bancorp Investments, Inc.|184
UAA|UNDER ARMOUR INC|FFSI|Firstrade Securities Inc.|500
UAA|UNDER ARMOUR INC|FILL|Tradestation Securities, Inc.|90904
UAA|UNDER ARMOUR INC|FINX|FINTECH SECURITIES|210
UAA|UNDER ARMOUR INC|FMAF|NBCN Inc./ CDS|6355
UAA|UNDER ARMOUR INC|FOGS|FOG EQUITIES LLC|38300
UAA|UNDER ARMOUR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|88658
UAA|UNDER ARMOUR INC|FQLS|Quantlab Securities LP|868702
UAA|UNDER ARMOUR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|353548
UAA|UNDER ARMOUR INC|FTBR|Foliofn Investments, Inc.|5133
UAA|UNDER ARMOUR INC|GBMT|GBM International, Inc.|21979
UAA|UNDER ARMOUR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|52159
UAA|UNDER ARMOUR INC|GLIS|TD Securities Inc|16288
UAA|UNDER ARMOUR INC|GLPX|ACS EXECUTION SERVICES, LLC|119052
UAA|UNDER ARMOUR INC|GSCO|GOLDMAN SACHS & CO. LLC|4129752
UAA|UNDER ARMOUR INC|GSCS|GOLDMAN SACHS & CO. LLC|63575
UAA|UNDER ARMOUR INC|GSLT|GOLDMAN SACHS & CO. LLC|51891
UAA|UNDER ARMOUR INC|GTSY|GTS SECURITIES LLC|1900
UAA|UNDER ARMOUR INC|GTSZ|GTS SECURITIES LLC|297013
UAA|UNDER ARMOUR INC|HAPX|HAP Trading, LLC|3761
UAA|UNDER ARMOUR INC|HRBF|American Enterprise Investment Services Inc.|53399
UAA|UNDER ARMOUR INC|HSBC|HSBC Securities, Inc.|45364
UAA|UNDER ARMOUR INC|IATS|INTERACTIVE BROKERS LLC|151256
UAA|UNDER ARMOUR INC|IBKR|Interactive Brokers Llc|403005
UAA|UNDER ARMOUR INC|IBSJ|Integrity Brokerage Services, Inc.|2200
UAA|UNDER ARMOUR INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|68
UAA|UNDER ARMOUR INC|ICBX|INSTINET, LLC|682066
UAA|UNDER ARMOUR INC|IEQY|CITADEL SECURITIES LLC|674660
UAA|UNDER ARMOUR INC|INCA|INSTINET, LLC|1029493
UAA|UNDER ARMOUR INC|INJX|INSTINET, LLC|11443
UAA|UNDER ARMOUR INC|ITGI|ITG Inc.|252625
UAA|UNDER ARMOUR INC|ITGP|ITG INC.|989200
UAA|UNDER ARMOUR INC|JANY|Janney Montgomery Scott Inc.|12296
UAA|UNDER ARMOUR INC|JEFF|JEFFERIES LLC|451316
UAA|UNDER ARMOUR INC|JMPT|JUMP TRADING, LLC|280323
UAA|UNDER ARMOUR INC|JONE|JonesTrading|30
UAA|UNDER ARMOUR INC|JPBX|J.P. MORGAN SECURITIES LLC|832482
UAA|UNDER ARMOUR INC|JPMX|J.P. Morgan Securities LLC|2599652
UAA|UNDER ARMOUR INC|JSJX|JANE STREET CAPITAL LLC|398572
UAA|UNDER ARMOUR INC|KCGM|VIRTU Americas LLC|276720
UAA|UNDER ARMOUR INC|LEHM|Barclays Capital Inc./Le|3407325
UAA|UNDER ARMOUR INC|LIME|Lime Brokerage LLC|142183
UAA|UNDER ARMOUR INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|34000
UAA|UNDER ARMOUR INC|LOOP|Loop Capital Markets LLC|1424
UAA|UNDER ARMOUR INC|LQNA|LIQUIDNET, INC.|135200
UAA|UNDER ARMOUR INC|LSCI|Lek Securities Corporation|5408
UAA|UNDER ARMOUR INC|MACC|Mid Atlantic Capital Corporation|400
UAA|UNDER ARMOUR INC|MACQ|Macquarie Capital (USA) Inc.|37556
UAA|UNDER ARMOUR INC|MAGM|TOR BROKERAGE LLC|2198
UAA|UNDER ARMOUR INC|MAXM|Maxim Group LLC|10047
UAA|UNDER ARMOUR INC|MBTS|ALLY INVEST SECURITIES LLC|23219
UAA|UNDER ARMOUR INC|MCMF|Raymond James Ltd. Cds|450
UAA|UNDER ARMOUR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|651483
UAA|UNDER ARMOUR INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
UAA|UNDER ARMOUR INC|MNDX|TJM Investments, LLC|35698
UAA|UNDER ARMOUR INC|MOTF|MOTIF INVESTING, INC.|42
UAA|UNDER ARMOUR INC|MPSG|E D & F Man Capital Markets Inc.|31346
UAA|UNDER ARMOUR INC|MSCO|MORGAN STANLEY & CO. LLC|4675053
UAA|UNDER ARMOUR INC|MSPL|MORGAN STANLEY & CO. LLC|2003100
UAA|UNDER ARMOUR INC|MSTX|MORGAN STANLEY & CO. LLC|1134700
UAA|UNDER ARMOUR INC|MULL|MARK J. MULLER EQUITIES, INC.|1300
UAA|UNDER ARMOUR INC|NATL|National Securities Corporation|3000
UAA|UNDER ARMOUR INC|NBCS|NBC Securities, INC.|102
UAA|UNDER ARMOUR INC|NFSC|National Financial Services LLC|1566917
UAA|UNDER ARMOUR INC|NITE|VIRTU Americas LLC|4173405
UAA|UNDER ARMOUR INC|NITP|VIRTU Americas LLC|13646
UAA|UNDER ARMOUR INC|NMRA|Nomura Securities International, Inc.|1819
UAA|UNDER ARMOUR INC|NQRB|Brut, LLC|115249
UAA|UNDER ARMOUR INC|NTBF|BMO Nesbitt Burns Inc./CDS|3060
UAA|UNDER ARMOUR INC|NTFN|Network 1 Financial Securities Inc.|11397
UAA|UNDER ARMOUR INC|NTRC|Northern Trust Securities, Inc.|415
UAA|UNDER ARMOUR INC|OHOS|TWO SIGMA SECURITIES, LLC|51029
UAA|UNDER ARMOUR INC|OPCO|Oppenheimer & Co. Inc.|58580
UAA|UNDER ARMOUR INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
UAA|UNDER ARMOUR INC|PCFF|Pacific International Securities Inc./CDS|6270
UAA|UNDER ARMOUR INC|PCPT|PHILLIP CAPITAL INC.|6443
UAA|UNDER ARMOUR INC|PDQM|CODA MARKETS, INC.|77154
UAA|UNDER ARMOUR INC|PHLY|NASDAQ Execution Services, LLC|53600
UAA|UNDER ARMOUR INC|PWJC|UBS Financial Services, Inc.|26964
UAA|UNDER ARMOUR INC|QMSR|QUATTRO M SECURITIES INC.|68677
UAA|UNDER ARMOUR INC|RBCM|RBC CAPITAL MARKETS, LLC|78261
UAA|UNDER ARMOUR INC|RGLD|Regal Securities, Inc|1100
UAA|UNDER ARMOUR INC|SAGL|SAGETRADER, LLC|14144
UAA|UNDER ARMOUR INC|SAGW|SAGETRADER, LLC|214
UAA|UNDER ARMOUR INC|SALI|INTL FCSTONE FINANCIAL INC.|3206
UAA|UNDER ARMOUR INC|SBRX|MURIEL SIEBERT & CO INC|100
UAA|UNDER ARMOUR INC|SBSH|Citigroup Global Markets Inc.|916036
UAA|UNDER ARMOUR INC|SEIC|SEI Investments Distribution Co.|200
UAA|UNDER ARMOUR INC|SGMT|GOLDMAN SACHS & CO. LLC|896755
UAA|UNDER ARMOUR INC|SHMR|ABN Amro Clearing LLC|159
UAA|UNDER ARMOUR INC|SOGO|Wang Investment Associates, Inc.|399
UAA|UNDER ARMOUR INC|SPDR|SPEEDROUTE LLC|78056
UAA|UNDER ARMOUR INC|SPHN|Stephens Inc.|45515
UAA|UNDER ARMOUR INC|SPNT|SEVEN POINTS CAPITAL, LLC|900
UAA|UNDER ARMOUR INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2800
UAA|UNDER ARMOUR INC|STFL|Stifel, Nicolaus & Company, Incorporated|1207958
UAA|UNDER ARMOUR INC|STKP|STOCKPILE INVESTMENTS, INC.|1400
UAA|UNDER ARMOUR INC|STRS|STRATEGAS RESEARCH PARTNERS|9100
UAA|UNDER ARMOUR INC|STTT|STATETRUST INVESTMENTS INC.|2820
UAA|UNDER ARMOUR INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12502
UAA|UNDER ARMOUR INC|SWIM|TD Ameritrade, Inc.|1515024
UAA|UNDER ARMOUR INC|SWST|Hilltop Securities Inc.|19270
UAA|UNDER ARMOUR INC|TAGC|TELSEY ADVISORY GROUP LLC|43837
UAA|UNDER ARMOUR INC|TKNG|ALLY INVEST SECURITIES LLC|13733
UAA|UNDER ARMOUR INC|TOUR|TOURMALINE PARTNERS, LLC|4800
UAA|UNDER ARMOUR INC|TRBT|Tradebot Systems, Inc.|1108919
UAA|UNDER ARMOUR INC|TRCM|TRC MARKETS LLC|803742
UAA|UNDER ARMOUR INC|TWTT|TASTYWORKS, INC.|654
UAA|UNDER ARMOUR INC|UBSA|UBS SECURITIES LLC|3190349
UAA|UNDER ARMOUR INC|UBSS|UBS Securities LLC|4027762
UAA|UNDER ARMOUR INC|VALX|VIRTU AMERICAS LLC|65777
UAA|UNDER ARMOUR INC|VGRD|Vanguard Marketing Corporation|93798
UAA|UNDER ARMOUR INC|VSIN|Vision Financial Markets Llc|399
UAA|UNDER ARMOUR INC|WBET|Wallachbeth Capital LLC|43277
UAA|UNDER ARMOUR INC|WBLR|WILLIAM BLAIR|11624
UAA|UNDER ARMOUR INC|WBPX|SUMMIT SECURITIES GROUP, LLC|17448
UAA|UNDER ARMOUR INC|WCHV|WELLS FARGO SECURITIES, LLC|494511
UAA|UNDER ARMOUR INC|WDNX|WEEDEN & CO.L.P.|120
UAA|UNDER ARMOUR INC|WEDB|WEDBUSH SECURITIES INC.|32681
UAA|UNDER ARMOUR INC|WEED|Weeden & Co.L.P.|4300
UAA|UNDER ARMOUR INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|74937
UAA|UNDER ARMOUR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|182827
UAA|UNDER ARMOUR INC|WFPB|Wells Fargo Securities, LLC.|16262
UAA|UNDER ARMOUR INC|WGIF|CIBC World Markets Inc.|13031
UAA|UNDER ARMOUR INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|736
UAA|UNDER ARMOUR INC|WORD|Worden Capital Management LLC|18209
UAA|UNDER ARMOUR INC|WSAG|WALL STREET ACCESS|1000
UAA|UNDER ARMOUR INC|WSEA|WOLVERINE SECURITIES, LLC|77755
UAA|UNDER ARMOUR INC|XIST|INSTINET, LLC|174292
UAA|UNDER ARMOUR INC|XPQR|Jump Trading|1900
UAA|UNDER ARMOUR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|234236
UAA|UNDER ARMOUR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2230
UAA|UNDER ARMOUR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36631
UAE|ISHARES MSCI UAE|ALTX|Alternet Securities Inc.|200
UAE|ISHARES MSCI UAE|APCC|Apex Clearing Corporation|741
UAE|ISHARES MSCI UAE|BANK|Primevest Financial Services, Inc.|21
UAE|ISHARES MSCI UAE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
UAE|ISHARES MSCI UAE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
UAE|ISHARES MSCI UAE|CSIN|Citadel Securities Institutional LLC|11249
UAE|ISHARES MSCI UAE|DBAB|Deutsche Bank Securities Inc.|27
UAE|ISHARES MSCI UAE|DBAX|Deutsche Bank Securities Inc.|400
UAE|ISHARES MSCI UAE|EBXL|EBX LLC|200
UAE|ISHARES MSCI UAE|EGAM|CBOE TRADING, INC.|400
UAE|ISHARES MSCI UAE|EGXM|CBOE TRADING, INC.|144
UAE|ISHARES MSCI UAE|ETRS|E*Trade Securities LLC|1082
UAE|ISHARES MSCI UAE|FBCO|Credit Suisse Securities (USA) LLC|4706
UAE|ISHARES MSCI UAE|FLTU|FLOW TRADERS US LLC|60650
UAE|ISHARES MSCI UAE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|60650
UAE|ISHARES MSCI UAE|FMAF|NBCN Inc./ CDS|200
UAE|ISHARES MSCI UAE|FOMA|TD AMERITRADE CLEARING, INC.|1783
UAE|ISHARES MSCI UAE|FTBR|Foliofn Investments, Inc.|415
UAE|ISHARES MSCI UAE|GSCO|GOLDMAN SACHS & CO. LLC|5639
UAE|ISHARES MSCI UAE|GSCS|GOLDMAN SACHS & CO. LLC|2200
UAE|ISHARES MSCI UAE|GSLT|GOLDMAN SACHS & CO. LLC|2500
UAE|ISHARES MSCI UAE|GTSZ|GTS SECURITIES LLC|105
UAE|ISHARES MSCI UAE|IATS|INTERACTIVE BROKERS LLC|815
UAE|ISHARES MSCI UAE|IBKR|Interactive Brokers Llc|10486
UAE|ISHARES MSCI UAE|INCA|INSTINET, LLC|460
UAE|ISHARES MSCI UAE|ITGI|ITG Inc.|1713
UAE|ISHARES MSCI UAE|JSJX|JANE STREET CAPITAL LLC|19750
UAE|ISHARES MSCI UAE|KCGM|VIRTU Americas LLC|900
UAE|ISHARES MSCI UAE|LEHM|Barclays Capital Inc./Le|3600
UAE|ISHARES MSCI UAE|LIME|Lime Brokerage LLC|5839
UAE|ISHARES MSCI UAE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
UAE|ISHARES MSCI UAE|MSCO|MORGAN STANLEY & CO. LLC|4739
UAE|ISHARES MSCI UAE|MSPL|MORGAN STANLEY & CO. LLC|100
UAE|ISHARES MSCI UAE|NFSC|National Financial Services LLC|1888
UAE|ISHARES MSCI UAE|NITE|VIRTU Americas LLC|5888
UAE|ISHARES MSCI UAE|NQRB|Brut, LLC|100
UAE|ISHARES MSCI UAE|PDQM|CODA MARKETS, INC.|100
UAE|ISHARES MSCI UAE|SBSH|Citigroup Global Markets Inc.|1237
UAE|ISHARES MSCI UAE|SGMT|GOLDMAN SACHS & CO. LLC|600
UAE|ISHARES MSCI UAE|SWIM|TD Ameritrade, Inc.|60
UAE|ISHARES MSCI UAE|UBSA|UBS SECURITIES LLC|4600
UAE|ISHARES MSCI UAE|UBSS|UBS Securities LLC|3773
UAE|ISHARES MSCI UAE|VGRD|Vanguard Marketing Corporation|14
UAE|ISHARES MSCI UAE|VSIN|Vision Financial Markets Llc|8
UAE|ISHARES MSCI UAE|WBET|Wallachbeth Capital LLC|45100
UAE|ISHARES MSCI UAE|WCHV|WELLS FARGO SECURITIES, LLC|45
UAG|E-TRACS UBS BLOOMBER|NFSC|National Financial Services LLC|200
UAL|UNITED CONTINENTAL H|ABLE|NATIXIS Securities Americas LLC|95427
UAL|UNITED CONTINENTAL H|ALTX|Alternet Securities Inc.|23707
UAL|UNITED CONTINENTAL H|ANOS|ABEL/NOSER, L.L.C.|15900
UAL|UNITED CONTINENTAL H|APCC|Apex Clearing Corporation|11466
UAL|UNITED CONTINENTAL H|BARD|Robert W. Baird & Co. Incorporated|3605
UAL|UNITED CONTINENTAL H|BATM|CBOE TRADING, INC.|12344
UAL|UNITED CONTINENTAL H|BAYC|BAY CREST PARTNERS, LLC|10
UAL|UNITED CONTINENTAL H|BAYT|BTIG, LLC|7160
UAL|UNITED CONTINENTAL H|BBNT|BB&T SECURITIES, LLC|200
UAL|UNITED CONTINENTAL H|BERN|Sanford C. Bernstein & Co., LLC|32189
UAL|UNITED CONTINENTAL H|BIDS|BIDS TRADING L.P.|3200
UAL|UNITED CONTINENTAL H|BKCM|BNY Mellon Capital Markets LLC|79
UAL|UNITED CONTINENTAL H|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22467
UAL|UNITED CONTINENTAL H|BLKX|INSTINET, LLC|25900
UAL|UNITED CONTINENTAL H|BMOC|BMO Capital Markets Corp.|20000
UAL|UNITED CONTINENTAL H|BNPX|BNP PARIBAS SECURITIES CORP.|732740
UAL|UNITED CONTINENTAL H|BRGE|Newbridge Securities Corp.|5
UAL|UNITED CONTINENTAL H|BTIG|BTIG, LLC|136607
UAL|UNITED CONTINENTAL H|BYXM|CBOE TRADING, INC.|6693
UAL|UNITED CONTINENTAL H|BZYD|GOLDMAN SACHS & CO. LLC|400
UAL|UNITED CONTINENTAL H|CANT|Cantor Fitzgerald & Co.|25326
UAL|UNITED CONTINENTAL H|CBLC|CITIGROUP GLOBAL MARKETS INC.|19600
UAL|UNITED CONTINENTAL H|CHAS|Charles Schwab & Co., Inc.|8376
UAL|UNITED CONTINENTAL H|CIBP|CIBC World Markets Corp.|264461
UAL|UNITED CONTINENTAL H|CICF|Canaccord Genuity Corp.|2107
UAL|UNITED CONTINENTAL H|CIST|Capital Institutional Services, Inc.|200
UAL|UNITED CONTINENTAL H|CLSA|CLSA AMERICAS, LLC|900
UAL|UNITED CONTINENTAL H|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|416629
UAL|UNITED CONTINENTAL H|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1859
UAL|UNITED CONTINENTAL H|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5550
UAL|UNITED CONTINENTAL H|CROS|CREDIT SUISSE SECURITIES (USA) LLC|817959
UAL|UNITED CONTINENTAL H|CTDL|Citadel Derivatives Group Llc|30507
UAL|UNITED CONTINENTAL H|CXCX|CITIGROUP GLOBAL MARKETS INC.|135344
UAL|UNITED CONTINENTAL H|DADA|D.A. Davidson & Co.|100
UAL|UNITED CONTINENTAL H|DBAB|Deutsche Bank Securities Inc.|791571
UAL|UNITED CONTINENTAL H|DBAX|Deutsche Bank Securities Inc.|695300
UAL|UNITED CONTINENTAL H|DCHF|Dart Executions, LLC|19124
UAL|UNITED CONTINENTAL H|DEAN|MORGAN STANLEY|12125
UAL|UNITED CONTINENTAL H|DEGS|RONIN PROFESSIONAL LLC|700
UAL|UNITED CONTINENTAL H|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22319
UAL|UNITED CONTINENTAL H|DRWK|DRW SECURITIES, L.L.C.|15921
UAL|UNITED CONTINENTAL H|EBXL|EBX LLC|462600
UAL|UNITED CONTINENTAL H|ECUT|CONVERGEX EXECUTION SOLUTIONS|13180
UAL|UNITED CONTINENTAL H|EDJC|Edward Jones / CDS|72
UAL|UNITED CONTINENTAL H|EDJO|Edward D. Jones & Co., L.P.|2486
UAL|UNITED CONTINENTAL H|EGAM|CBOE TRADING, INC.|37383
UAL|UNITED CONTINENTAL H|EGAW|CBOE TRADING, INC.|380
UAL|UNITED CONTINENTAL H|EGMT|EG MARKET TECHNOLOGIES LLC|3536
UAL|UNITED CONTINENTAL H|EGXM|CBOE TRADING, INC.|20098
UAL|UNITED CONTINENTAL H|EGXW|CBOE TRADING, INC.|1200
UAL|UNITED CONTINENTAL H|EROP|Eroom Securities L.L.C.|1091
UAL|UNITED CONTINENTAL H|ETBE|Electronic Transaction Clearing, Inc.|69500
UAL|UNITED CONTINENTAL H|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
UAL|UNITED CONTINENTAL H|ETCC|Electronic Transaction Clearing, Inc.|131
UAL|UNITED CONTINENTAL H|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|65912
UAL|UNITED CONTINENTAL H|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
UAL|UNITED CONTINENTAL H|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2190
UAL|UNITED CONTINENTAL H|ETRS|E*Trade Securities LLC|506800
UAL|UNITED CONTINENTAL H|FBSB|U.S. Bancorp Investments, Inc.|35
UAL|UNITED CONTINENTAL H|FILL|Tradestation Securities, Inc.|70307
UAL|UNITED CONTINENTAL H|FMAF|NBCN Inc./ CDS|5055
UAL|UNITED CONTINENTAL H|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10427
UAL|UNITED CONTINENTAL H|FQLS|Quantlab Securities LP|897892
UAL|UNITED CONTINENTAL H|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|221872
UAL|UNITED CONTINENTAL H|FTBR|Foliofn Investments, Inc.|855
UAL|UNITED CONTINENTAL H|GBMT|GBM International, Inc.|1241
UAL|UNITED CONTINENTAL H|GEBB|GLOBAL EXECUTION BROKERS, LP|28255
UAL|UNITED CONTINENTAL H|GLIS|TD Securities Inc|800
UAL|UNITED CONTINENTAL H|GLPX|ACS EXECUTION SERVICES, LLC|68132
UAL|UNITED CONTINENTAL H|GSCO|GOLDMAN SACHS & CO. LLC|3059972
UAL|UNITED CONTINENTAL H|GSCS|GOLDMAN SACHS & CO. LLC|60200
UAL|UNITED CONTINENTAL H|GSLT|GOLDMAN SACHS & CO. LLC|27831
UAL|UNITED CONTINENTAL H|GTSZ|GTS SECURITIES LLC|524425
UAL|UNITED CONTINENTAL H|HAPX|HAP Trading, LLC|4376
UAL|UNITED CONTINENTAL H|HCTA|Hardcastle Trading USA LLC|32886
UAL|UNITED CONTINENTAL H|HPPX|POTAMUS TRADING, LLC|115
UAL|UNITED CONTINENTAL H|HRBF|American Enterprise Investment Services Inc.|7364
UAL|UNITED CONTINENTAL H|HSBC|HSBC Securities, Inc.|23583
UAL|UNITED CONTINENTAL H|IATS|INTERACTIVE BROKERS LLC|28709
UAL|UNITED CONTINENTAL H|IBKR|Interactive Brokers Llc|43477
UAL|UNITED CONTINENTAL H|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1309
UAL|UNITED CONTINENTAL H|ICBX|INSTINET, LLC|127050
UAL|UNITED CONTINENTAL H|IEQY|CITADEL SECURITIES LLC|321443
UAL|UNITED CONTINENTAL H|INCA|INSTINET, LLC|968365
UAL|UNITED CONTINENTAL H|INJX|INSTINET, LLC|9778
UAL|UNITED CONTINENTAL H|ITGI|ITG Inc.|76811
UAL|UNITED CONTINENTAL H|ITGP|ITG INC.|194600
UAL|UNITED CONTINENTAL H|JANY|Janney Montgomery Scott Inc.|2421
UAL|UNITED CONTINENTAL H|JEFF|JEFFERIES LLC|286799
UAL|UNITED CONTINENTAL H|JMPT|JUMP TRADING, LLC|220025
UAL|UNITED CONTINENTAL H|JONE|JonesTrading|300
UAL|UNITED CONTINENTAL H|JPBX|J.P. MORGAN SECURITIES LLC|244158
UAL|UNITED CONTINENTAL H|JPMX|J.P. Morgan Securities LLC|699851
UAL|UNITED CONTINENTAL H|JSCL|JOSEPH STONE CAPITAL L.L.C.|1500
UAL|UNITED CONTINENTAL H|JSJX|JANE STREET CAPITAL LLC|18250
UAL|UNITED CONTINENTAL H|JUTA|JUMP TRADING, LLC|1510
UAL|UNITED CONTINENTAL H|KCGM|VIRTU Americas LLC|98489
UAL|UNITED CONTINENTAL H|LEHM|Barclays Capital Inc./Le|2390706
UAL|UNITED CONTINENTAL H|LIME|Lime Brokerage LLC|101858
UAL|UNITED CONTINENTAL H|LMNX|LUMINEX TRADING & ANALYTICS LLC|505566
UAL|UNITED CONTINENTAL H|LOOP|Loop Capital Markets LLC|1300
UAL|UNITED CONTINENTAL H|LPCM|Lampert Capital Markets Inc.|15159
UAL|UNITED CONTINENTAL H|LQNA|LIQUIDNET, INC.|24300
UAL|UNITED CONTINENTAL H|LSCI|Lek Securities Corporation|28403
UAL|UNITED CONTINENTAL H|LVMR|LIVERMORE TRADING GROUP, INC.|9600
UAL|UNITED CONTINENTAL H|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
UAL|UNITED CONTINENTAL H|MACQ|Macquarie Capital (USA) Inc.|3035
UAL|UNITED CONTINENTAL H|MAXM|Maxim Group LLC|547
UAL|UNITED CONTINENTAL H|MBTS|ALLY INVEST SECURITIES LLC|4799
UAL|UNITED CONTINENTAL H|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|259918
UAL|UNITED CONTINENTAL H|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2763
UAL|UNITED CONTINENTAL H|MOTF|MOTIF INVESTING, INC.|23
UAL|UNITED CONTINENTAL H|MSCO|MORGAN STANLEY & CO. LLC|4106751
UAL|UNITED CONTINENTAL H|MSPL|MORGAN STANLEY & CO. LLC|581500
UAL|UNITED CONTINENTAL H|MSTX|MORGAN STANLEY & CO. LLC|579900
UAL|UNITED CONTINENTAL H|MULL|MARK J. MULLER EQUITIES, INC.|200
UAL|UNITED CONTINENTAL H|NATL|National Securities Corporation|250
UAL|UNITED CONTINENTAL H|NEED|Needham & Company, LLC|9000
UAL|UNITED CONTINENTAL H|NEUB|NEUBERGER BERMAN BD LLC|1033
UAL|UNITED CONTINENTAL H|NFSC|National Financial Services LLC|1048860
UAL|UNITED CONTINENTAL H|NITE|VIRTU Americas LLC|1673201
UAL|UNITED CONTINENTAL H|NITP|VIRTU Americas LLC|292
UAL|UNITED CONTINENTAL H|NMRA|Nomura Securities International, Inc.|1200
UAL|UNITED CONTINENTAL H|NQRB|Brut, LLC|20124
UAL|UNITED CONTINENTAL H|NTBF|BMO Nesbitt Burns Inc./CDS|200
UAL|UNITED CONTINENTAL H|NTRC|Northern Trust Securities, Inc.|804
UAL|UNITED CONTINENTAL H|OHOS|TWO SIGMA SECURITIES, LLC|257380
UAL|UNITED CONTINENTAL H|OPCO|Oppenheimer & Co. Inc.|6339
UAL|UNITED CONTINENTAL H|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
UAL|UNITED CONTINENTAL H|PDQM|CODA MARKETS, INC.|125380
UAL|UNITED CONTINENTAL H|PHLY|NASDAQ Execution Services, LLC|39000
UAL|UNITED CONTINENTAL H|PWJC|UBS Financial Services, Inc.|8690
UAL|UNITED CONTINENTAL H|QMSR|QUATTRO M SECURITIES INC.|4557
UAL|UNITED CONTINENTAL H|RBCM|RBC CAPITAL MARKETS, LLC|7033
UAL|UNITED CONTINENTAL H|RHCO|Suntrust Robinson Humphrey, Inc.|6285
UAL|UNITED CONTINENTAL H|SAGL|SAGETRADER, LLC|67796
UAL|UNITED CONTINENTAL H|SAGW|SAGETRADER, LLC|1905
UAL|UNITED CONTINENTAL H|SALI|INTL FCSTONE FINANCIAL INC.|50
UAL|UNITED CONTINENTAL H|SBSH|Citigroup Global Markets Inc.|815368
UAL|UNITED CONTINENTAL H|SEIC|SEI Investments Distribution Co.|1058
UAL|UNITED CONTINENTAL H|SGMT|GOLDMAN SACHS & CO. LLC|312690
UAL|UNITED CONTINENTAL H|SJLS|TRADE INFORMATICS LLC|300
UAL|UNITED CONTINENTAL H|SPDR|SPEEDROUTE LLC|74426
UAL|UNITED CONTINENTAL H|SPHN|Stephens Inc.|5344
UAL|UNITED CONTINENTAL H|STFL|Stifel, Nicolaus & Company, Incorporated|37693
UAL|UNITED CONTINENTAL H|STKP|STOCKPILE INVESTMENTS, INC.|84
UAL|UNITED CONTINENTAL H|STRS|STRATEGAS RESEARCH PARTNERS|300
UAL|UNITED CONTINENTAL H|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14681
UAL|UNITED CONTINENTAL H|SWIM|TD Ameritrade, Inc.|206465
UAL|UNITED CONTINENTAL H|SWST|Hilltop Securities Inc.|781
UAL|UNITED CONTINENTAL H|TAGC|TELSEY ADVISORY GROUP LLC|142
UAL|UNITED CONTINENTAL H|TKNG|ALLY INVEST SECURITIES LLC|3956
UAL|UNITED CONTINENTAL H|TRBT|Tradebot Systems, Inc.|589197
UAL|UNITED CONTINENTAL H|TRCM|TRC MARKETS LLC|735590
UAL|UNITED CONTINENTAL H|TWTT|TASTYWORKS, INC.|201
UAL|UNITED CONTINENTAL H|UBSA|UBS SECURITIES LLC|1257170
UAL|UNITED CONTINENTAL H|UBSS|UBS Securities LLC|1861666
UAL|UNITED CONTINENTAL H|VALX|VIRTU AMERICAS LLC|31189
UAL|UNITED CONTINENTAL H|VGRD|Vanguard Marketing Corporation|26615
UAL|UNITED CONTINENTAL H|WBLR|WILLIAM BLAIR|1276
UAL|UNITED CONTINENTAL H|WBPX|SUMMIT SECURITIES GROUP, LLC|8046
UAL|UNITED CONTINENTAL H|WCHV|WELLS FARGO SECURITIES, LLC|170775
UAL|UNITED CONTINENTAL H|WDNX|WEEDEN & CO.L.P.|462
UAL|UNITED CONTINENTAL H|WEDB|WEDBUSH SECURITIES INC.|26711
UAL|UNITED CONTINENTAL H|WEED|Weeden & Co.L.P.|16639
UAL|UNITED CONTINENTAL H|WEXM|WOLVERINE EXECUTION SERVICES, LLC|175414
UAL|UNITED CONTINENTAL H|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23658
UAL|UNITED CONTINENTAL H|WGIF|CIBC World Markets Inc.|3829
UAL|UNITED CONTINENTAL H|WLTH|WEALTHFRONT BROKERAGE CORPORATION|559
UAL|UNITED CONTINENTAL H|WOLF|Wolfe Trahan Securities|8247
UAL|UNITED CONTINENTAL H|WORD|Worden Capital Management LLC|47
UAL|UNITED CONTINENTAL H|WSEA|WOLVERINE SECURITIES, LLC|26489
UAL|UNITED CONTINENTAL H|XIST|INSTINET, LLC|42736
UAL|UNITED CONTINENTAL H|XPQR|Jump Trading|3200
UAL|UNITED CONTINENTAL H|XSTM|NATIONAL FINANCIAL SERVICES LLC|200442
UAL|UNITED CONTINENTAL H|YKNA|COMHAR CAPITAL MARKETS, LLC|2982
UAL|UNITED CONTINENTAL H|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3858
UAMY|U S ANTIMONY CORP|APCC|Apex Clearing Corporation|3938
UAMY|U S ANTIMONY CORP|BATM|CBOE TRADING, INC.|6906
UAMY|U S ANTIMONY CORP|BIMI|Banca IMI Securities Corp.|53676
UAMY|U S ANTIMONY CORP|CHAS|Charles Schwab & Co., Inc.|2160
UAMY|U S ANTIMONY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|23875
UAMY|U S ANTIMONY CORP|CRFN|ROBINHOOD FINANCIAL, LLC|100
UAMY|U S ANTIMONY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8948
UAMY|U S ANTIMONY CORP|CTDE|CHOICETRADE|2000
UAMY|U S ANTIMONY CORP|CTDL|Citadel Derivatives Group Llc|416
UAMY|U S ANTIMONY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|374
UAMY|U S ANTIMONY CORP|DADA|D.A. Davidson & Co.|10000
UAMY|U S ANTIMONY CORP|DBAB|Deutsche Bank Securities Inc.|3910
UAMY|U S ANTIMONY CORP|DBAX|Deutsche Bank Securities Inc.|14800
UAMY|U S ANTIMONY CORP|EBXL|EBX LLC|3900
UAMY|U S ANTIMONY CORP|EGAM|CBOE TRADING, INC.|700
UAMY|U S ANTIMONY CORP|EGXM|CBOE TRADING, INC.|11800
UAMY|U S ANTIMONY CORP|ETRS|E*Trade Securities LLC|141163
UAMY|U S ANTIMONY CORP|FILL|Tradestation Securities, Inc.|18877
UAMY|U S ANTIMONY CORP|FMAF|NBCN Inc./ CDS|1500
UAMY|U S ANTIMONY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|225
UAMY|U S ANTIMONY CORP|GSCO|GOLDMAN SACHS & CO. LLC|6374
UAMY|U S ANTIMONY CORP|GSLT|GOLDMAN SACHS & CO. LLC|568
UAMY|U S ANTIMONY CORP|IATS|INTERACTIVE BROKERS LLC|583
UAMY|U S ANTIMONY CORP|IBKR|Interactive Brokers Llc|6849
UAMY|U S ANTIMONY CORP|ICBX|INSTINET, LLC|10126
UAMY|U S ANTIMONY CORP|INCA|INSTINET, LLC|51191
UAMY|U S ANTIMONY CORP|ITGI|ITG Inc.|8615
UAMY|U S ANTIMONY CORP|ITGP|ITG INC.|2200
UAMY|U S ANTIMONY CORP|JPMX|J.P. Morgan Securities LLC|5206
UAMY|U S ANTIMONY CORP|KCGM|VIRTU Americas LLC|5013
UAMY|U S ANTIMONY CORP|LEHM|Barclays Capital Inc./Le|19203
UAMY|U S ANTIMONY CORP|LIME|Lime Brokerage LLC|1525
UAMY|U S ANTIMONY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
UAMY|U S ANTIMONY CORP|MSCO|MORGAN STANLEY & CO. LLC|128706
UAMY|U S ANTIMONY CORP|MSPL|MORGAN STANLEY & CO. LLC|100
UAMY|U S ANTIMONY CORP|NFSC|National Financial Services LLC|472118
UAMY|U S ANTIMONY CORP|NITE|VIRTU Americas LLC|579485
UAMY|U S ANTIMONY CORP|NQRB|Brut, LLC|3000
UAMY|U S ANTIMONY CORP|PDQM|CODA MARKETS, INC.|62583
UAMY|U S ANTIMONY CORP|RBCM|RBC CAPITAL MARKETS, LLC|2800
UAMY|U S ANTIMONY CORP|SGMT|GOLDMAN SACHS & CO. LLC|5956
UAMY|U S ANTIMONY CORP|SPDR|SPEEDROUTE LLC|2735
UAMY|U S ANTIMONY CORP|STFL|Stifel, Nicolaus & Company, Incorporated|20048
UAMY|U S ANTIMONY CORP|SWIM|TD Ameritrade, Inc.|24525
UAMY|U S ANTIMONY CORP|TKNG|ALLY INVEST SECURITIES LLC|2055
UAMY|U S ANTIMONY CORP|TWTT|TASTYWORKS, INC.|100
UAMY|U S ANTIMONY CORP|UBSA|UBS SECURITIES LLC|50712
UAMY|U S ANTIMONY CORP|UBSS|UBS Securities LLC|75927
UAMY|U S ANTIMONY CORP|VGRD|Vanguard Marketing Corporation|37033
UAMY|U S ANTIMONY CORP|VSIN|Vision Financial Markets Llc|829
UAMY|U S ANTIMONY CORP|WCHV|WELLS FARGO SECURITIES, LLC|82834
UAMY|U S ANTIMONY CORP|WEDB|WEDBUSH SECURITIES INC.|1200
UAMY|U S ANTIMONY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13989
UAMY|U S ANTIMONY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|264
UAMY|U S ANTIMONY CORP|WSEA|WOLVERINE SECURITIES, LLC|25028
UAMY|U S ANTIMONY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7600
UAN|CVR PARTNERS, LP|ALTX|Alternet Securities Inc.|22772
UAN|CVR PARTNERS, LP|ANDG|Andrew Garrett Inc.|64500
UAN|CVR PARTNERS, LP|APCC|Apex Clearing Corporation|19620
UAN|CVR PARTNERS, LP|BARD|Robert W. Baird & Co. Incorporated|4184
UAN|CVR PARTNERS, LP|BATM|CBOE TRADING, INC.|2600
UAN|CVR PARTNERS, LP|BRGE|Newbridge Securities Corp.|2950
UAN|CVR PARTNERS, LP|BTIG|BTIG, LLC|880585
UAN|CVR PARTNERS, LP|BYXM|CBOE TRADING, INC.|501
UAN|CVR PARTNERS, LP|BZYD|GOLDMAN SACHS & CO. LLC|700
UAN|CVR PARTNERS, LP|CHAS|Charles Schwab & Co., Inc.|87
UAN|CVR PARTNERS, LP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|116019
UAN|CVR PARTNERS, LP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45849
UAN|CVR PARTNERS, LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|126656
UAN|CVR PARTNERS, LP|CTLR|CUTLER GROUP, LP|17947
UAN|CVR PARTNERS, LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|37556
UAN|CVR PARTNERS, LP|DADA|D.A. Davidson & Co.|5042
UAN|CVR PARTNERS, LP|DBAB|Deutsche Bank Securities Inc.|11070
UAN|CVR PARTNERS, LP|DBAX|Deutsche Bank Securities Inc.|409800
UAN|CVR PARTNERS, LP|DEAN|MORGAN STANLEY|3775
UAN|CVR PARTNERS, LP|DEGS|RONIN PROFESSIONAL LLC|6508
UAN|CVR PARTNERS, LP|EBXL|EBX LLC|246800
UAN|CVR PARTNERS, LP|ECUT|CONVERGEX EXECUTION SOLUTIONS|8997
UAN|CVR PARTNERS, LP|EDJO|Edward D. Jones & Co., L.P.|6618
UAN|CVR PARTNERS, LP|EGAM|CBOE TRADING, INC.|26681
UAN|CVR PARTNERS, LP|EGXM|CBOE TRADING, INC.|100
UAN|CVR PARTNERS, LP|ESPO|ESPOSITO SECURITIES, LLC|1917
UAN|CVR PARTNERS, LP|ETBE|Electronic Transaction Clearing, Inc.|1733
UAN|CVR PARTNERS, LP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
UAN|CVR PARTNERS, LP|ETRS|E*Trade Securities LLC|162268
UAN|CVR PARTNERS, LP|FILL|Tradestation Securities, Inc.|260
UAN|CVR PARTNERS, LP|FMAF|NBCN Inc./ CDS|100
UAN|CVR PARTNERS, LP|FQLS|Quantlab Securities LP|71171
UAN|CVR PARTNERS, LP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14998
UAN|CVR PARTNERS, LP|FTBR|Foliofn Investments, Inc.|160
UAN|CVR PARTNERS, LP|GLIS|TD Securities Inc|2756
UAN|CVR PARTNERS, LP|GLPX|ACS EXECUTION SERVICES, LLC|14996
UAN|CVR PARTNERS, LP|GSCO|GOLDMAN SACHS & CO. LLC|163194
UAN|CVR PARTNERS, LP|GSCS|GOLDMAN SACHS & CO. LLC|17779
UAN|CVR PARTNERS, LP|GSLT|GOLDMAN SACHS & CO. LLC|6918
UAN|CVR PARTNERS, LP|GTSZ|GTS SECURITIES LLC|4118
UAN|CVR PARTNERS, LP|HRBF|American Enterprise Investment Services Inc.|27196
UAN|CVR PARTNERS, LP|IATS|INTERACTIVE BROKERS LLC|1000
UAN|CVR PARTNERS, LP|IBKR|Interactive Brokers Llc|28998
UAN|CVR PARTNERS, LP|ICBX|INSTINET, LLC|66193
UAN|CVR PARTNERS, LP|INCA|INSTINET, LLC|27500
UAN|CVR PARTNERS, LP|ITGI|ITG Inc.|25107
UAN|CVR PARTNERS, LP|ITGP|ITG INC.|557400
UAN|CVR PARTNERS, LP|JANY|Janney Montgomery Scott Inc.|1000
UAN|CVR PARTNERS, LP|JMPT|JUMP TRADING, LLC|5885
UAN|CVR PARTNERS, LP|JPMX|J.P. Morgan Securities LLC|248524
UAN|CVR PARTNERS, LP|JSJX|JANE STREET CAPITAL LLC|11339
UAN|CVR PARTNERS, LP|KCGM|VIRTU Americas LLC|14100
UAN|CVR PARTNERS, LP|LEHM|Barclays Capital Inc./Le|194800
UAN|CVR PARTNERS, LP|LGNT|COR CLEARING LLC|1
UAN|CVR PARTNERS, LP|LIME|Lime Brokerage LLC|2776
UAN|CVR PARTNERS, LP|LQNA|LIQUIDNET, INC.|170800
UAN|CVR PARTNERS, LP|MACC|Mid Atlantic Capital Corporation|70
UAN|CVR PARTNERS, LP|MAXM|Maxim Group LLC|300
UAN|CVR PARTNERS, LP|MCBT|Moors & Cabot, Inc.|395
UAN|CVR PARTNERS, LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|94534
UAN|CVR PARTNERS, LP|MOTF|MOTIF INVESTING, INC.|2
UAN|CVR PARTNERS, LP|MSCO|MORGAN STANLEY & CO. LLC|537388
UAN|CVR PARTNERS, LP|MSPL|MORGAN STANLEY & CO. LLC|42900
UAN|CVR PARTNERS, LP|MSTX|MORGAN STANLEY & CO. LLC|2700
UAN|CVR PARTNERS, LP|NFSC|National Financial Services LLC|310308
UAN|CVR PARTNERS, LP|NITE|VIRTU Americas LLC|429340
UAN|CVR PARTNERS, LP|NQRB|Brut, LLC|300
UAN|CVR PARTNERS, LP|OPCO|Oppenheimer & Co. Inc.|232
UAN|CVR PARTNERS, LP|PDQM|CODA MARKETS, INC.|98957
UAN|CVR PARTNERS, LP|PHLY|NASDAQ Execution Services, LLC|4000
UAN|CVR PARTNERS, LP|PWJC|UBS Financial Services, Inc.|3500
UAN|CVR PARTNERS, LP|RBCM|RBC CAPITAL MARKETS, LLC|54834
UAN|CVR PARTNERS, LP|SAGL|SAGETRADER, LLC|38877
UAN|CVR PARTNERS, LP|SBSH|Citigroup Global Markets Inc.|13875
UAN|CVR PARTNERS, LP|SGMT|GOLDMAN SACHS & CO. LLC|150990
UAN|CVR PARTNERS, LP|SPDR|SPEEDROUTE LLC|30200
UAN|CVR PARTNERS, LP|STFL|Stifel, Nicolaus & Company, Incorporated|4001
UAN|CVR PARTNERS, LP|SWIM|TD Ameritrade, Inc.|39487
UAN|CVR PARTNERS, LP|SWST|Hilltop Securities Inc.|15417
UAN|CVR PARTNERS, LP|TKNG|ALLY INVEST SECURITIES LLC|52021
UAN|CVR PARTNERS, LP|TRBT|Tradebot Systems, Inc.|82773
UAN|CVR PARTNERS, LP|TRCM|TRC MARKETS LLC|16771
UAN|CVR PARTNERS, LP|UBSA|UBS SECURITIES LLC|765585
UAN|CVR PARTNERS, LP|UBSS|UBS Securities LLC|1572792
UAN|CVR PARTNERS, LP|VALX|VIRTU AMERICAS LLC|1016
UAN|CVR PARTNERS, LP|VGRD|Vanguard Marketing Corporation|38601
UAN|CVR PARTNERS, LP|WCHV|WELLS FARGO SECURITIES, LLC|79841
UAN|CVR PARTNERS, LP|WEDB|WEDBUSH SECURITIES INC.|2700
UAN|CVR PARTNERS, LP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|700
UAN|CVR PARTNERS, LP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|136
UAN|CVR PARTNERS, LP|WGIF|CIBC World Markets Inc.|5130
UAN|CVR PARTNERS, LP|WSEA|WOLVERINE SECURITIES, LLC|32867
UAN|CVR PARTNERS, LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|22712
UAN|CVR PARTNERS, LP|YKNA|COMHAR CAPITAL MARKETS, LLC|2605
UAN|CVR PARTNERS, LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7039
UAUD|ETNS LINKED TO THE V|EBXL|EBX LLC|600
UAUD|ETNS LINKED TO THE V|FLTU|FLOW TRADERS US LLC|4100
UAUD|ETNS LINKED TO THE V|GSLT|GOLDMAN SACHS & CO. LLC|4805
UAUD|ETNS LINKED TO THE V|IBKR|Interactive Brokers Llc|1366
UAUD|ETNS LINKED TO THE V|ICBX|INSTINET, LLC|1100
UAUD|ETNS LINKED TO THE V|ITGP|ITG INC.|800
UAUD|ETNS LINKED TO THE V|LEHM|Barclays Capital Inc./Le|1200
UAUD|ETNS LINKED TO THE V|MSCO|MORGAN STANLEY & CO. LLC|100
UAUD|ETNS LINKED TO THE V|NFSC|National Financial Services LLC|2124
UAUD|ETNS LINKED TO THE V|NITE|VIRTU Americas LLC|748
UAUD|ETNS LINKED TO THE V|UBSA|UBS SECURITIES LLC|2086
UAUD|ETNS LINKED TO THE V|WSEA|WOLVERINE SECURITIES, LLC|1
UAVS|AGEAGLE AERIAL SYSTE|AGIS|Aegis Capital Corp.|48098
UAVS|AGEAGLE AERIAL SYSTE|ALTX|Alternet Securities Inc.|300
UAVS|AGEAGLE AERIAL SYSTE|APCC|Apex Clearing Corporation|8470
UAVS|AGEAGLE AERIAL SYSTE|BATM|CBOE TRADING, INC.|450
UAVS|AGEAGLE AERIAL SYSTE|BIMI|Banca IMI Securities Corp.|7700
UAVS|AGEAGLE AERIAL SYSTE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|155
UAVS|AGEAGLE AERIAL SYSTE|BYXM|CBOE TRADING, INC.|200
UAVS|AGEAGLE AERIAL SYSTE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2300
UAVS|AGEAGLE AERIAL SYSTE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
UAVS|AGEAGLE AERIAL SYSTE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
UAVS|AGEAGLE AERIAL SYSTE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7965
UAVS|AGEAGLE AERIAL SYSTE|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
UAVS|AGEAGLE AERIAL SYSTE|DBAB|Deutsche Bank Securities Inc.|4416
UAVS|AGEAGLE AERIAL SYSTE|DBAX|Deutsche Bank Securities Inc.|800
UAVS|AGEAGLE AERIAL SYSTE|EBXL|EBX LLC|2600
UAVS|AGEAGLE AERIAL SYSTE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
UAVS|AGEAGLE AERIAL SYSTE|EDJO|Edward D. Jones & Co., L.P.|1000
UAVS|AGEAGLE AERIAL SYSTE|EGAM|CBOE TRADING, INC.|1962
UAVS|AGEAGLE AERIAL SYSTE|EGXM|CBOE TRADING, INC.|308
UAVS|AGEAGLE AERIAL SYSTE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|263
UAVS|AGEAGLE AERIAL SYSTE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
UAVS|AGEAGLE AERIAL SYSTE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1900
UAVS|AGEAGLE AERIAL SYSTE|ETRS|E*Trade Securities LLC|193872
UAVS|AGEAGLE AERIAL SYSTE|FBSB|U.S. Bancorp Investments, Inc.|692
UAVS|AGEAGLE AERIAL SYSTE|FILL|Tradestation Securities, Inc.|18719
UAVS|AGEAGLE AERIAL SYSTE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|361
UAVS|AGEAGLE AERIAL SYSTE|GLIS|TD Securities Inc|500
UAVS|AGEAGLE AERIAL SYSTE|GLPX|ACS EXECUTION SERVICES, LLC|28954
UAVS|AGEAGLE AERIAL SYSTE|GSCO|GOLDMAN SACHS & CO. LLC|40
UAVS|AGEAGLE AERIAL SYSTE|GSCS|GOLDMAN SACHS & CO. LLC|201
UAVS|AGEAGLE AERIAL SYSTE|GSLT|GOLDMAN SACHS & CO. LLC|363
UAVS|AGEAGLE AERIAL SYSTE|GTSZ|GTS SECURITIES LLC|1700
UAVS|AGEAGLE AERIAL SYSTE|HRBF|American Enterprise Investment Services Inc.|7300
UAVS|AGEAGLE AERIAL SYSTE|IATS|INTERACTIVE BROKERS LLC|23632
UAVS|AGEAGLE AERIAL SYSTE|IBKR|Interactive Brokers Llc|153983
UAVS|AGEAGLE AERIAL SYSTE|ICBX|INSTINET, LLC|1200
UAVS|AGEAGLE AERIAL SYSTE|INCA|INSTINET, LLC|9353
UAVS|AGEAGLE AERIAL SYSTE|ITGI|ITG Inc.|8242
UAVS|AGEAGLE AERIAL SYSTE|ITGP|ITG INC.|1000
UAVS|AGEAGLE AERIAL SYSTE|JMPT|JUMP TRADING, LLC|318
UAVS|AGEAGLE AERIAL SYSTE|JPMX|J.P. Morgan Securities LLC|600
UAVS|AGEAGLE AERIAL SYSTE|JSJX|JANE STREET CAPITAL LLC|500
UAVS|AGEAGLE AERIAL SYSTE|KCGM|VIRTU Americas LLC|624
UAVS|AGEAGLE AERIAL SYSTE|LEHM|Barclays Capital Inc./Le|11103
UAVS|AGEAGLE AERIAL SYSTE|LIME|Lime Brokerage LLC|22633
UAVS|AGEAGLE AERIAL SYSTE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
UAVS|AGEAGLE AERIAL SYSTE|MAXM|Maxim Group LLC|1000
UAVS|AGEAGLE AERIAL SYSTE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
UAVS|AGEAGLE AERIAL SYSTE|MOTF|MOTIF INVESTING, INC.|1
UAVS|AGEAGLE AERIAL SYSTE|MSCO|MORGAN STANLEY & CO. LLC|81830
UAVS|AGEAGLE AERIAL SYSTE|MSPL|MORGAN STANLEY & CO. LLC|400
UAVS|AGEAGLE AERIAL SYSTE|NFSC|National Financial Services LLC|245476
UAVS|AGEAGLE AERIAL SYSTE|NITE|VIRTU Americas LLC|484371
UAVS|AGEAGLE AERIAL SYSTE|NORT|Northland Securities, Inc.|2280
UAVS|AGEAGLE AERIAL SYSTE|NTBF|BMO Nesbitt Burns Inc./CDS|6544
UAVS|AGEAGLE AERIAL SYSTE|PDQM|CODA MARKETS, INC.|24032
UAVS|AGEAGLE AERIAL SYSTE|SAGL|SAGETRADER, LLC|100
UAVS|AGEAGLE AERIAL SYSTE|SALI|INTL FCSTONE FINANCIAL INC.|5000
UAVS|AGEAGLE AERIAL SYSTE|SBSH|Citigroup Global Markets Inc.|600
UAVS|AGEAGLE AERIAL SYSTE|SGMT|GOLDMAN SACHS & CO. LLC|3868
UAVS|AGEAGLE AERIAL SYSTE|SPDR|SPEEDROUTE LLC|2703
UAVS|AGEAGLE AERIAL SYSTE|SWIM|TD Ameritrade, Inc.|130590
UAVS|AGEAGLE AERIAL SYSTE|TKNG|ALLY INVEST SECURITIES LLC|6710
UAVS|AGEAGLE AERIAL SYSTE|TWTT|TASTYWORKS, INC.|100
UAVS|AGEAGLE AERIAL SYSTE|UBSA|UBS SECURITIES LLC|21433
UAVS|AGEAGLE AERIAL SYSTE|UBSS|UBS Securities LLC|34696
UAVS|AGEAGLE AERIAL SYSTE|VGRD|Vanguard Marketing Corporation|1414
UAVS|AGEAGLE AERIAL SYSTE|WCHV|WELLS FARGO SECURITIES, LLC|3844
UAVS|AGEAGLE AERIAL SYSTE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14500
UAVS|AGEAGLE AERIAL SYSTE|WGIF|CIBC World Markets Inc.|700
UAVS|AGEAGLE AERIAL SYSTE|WSEA|WOLVERINE SECURITIES, LLC|25352
UAVS|AGEAGLE AERIAL SYSTE|YKNA|COMHAR CAPITAL MARKETS, LLC|801
UBA|URSTADT BIDDLE A|ALTX|Alternet Securities Inc.|3589
UBA|URSTADT BIDDLE A|APCC|Apex Clearing Corporation|36
UBA|URSTADT BIDDLE A|BARD|Robert W. Baird & Co. Incorporated|3520
UBA|URSTADT BIDDLE A|BATM|CBOE TRADING, INC.|1432
UBA|URSTADT BIDDLE A|BAYC|BAY CREST PARTNERS, LLC|87
UBA|URSTADT BIDDLE A|BERN|Sanford C. Bernstein & Co., LLC|189299
UBA|URSTADT BIDDLE A|BNPX|BNP PARIBAS SECURITIES CORP.|8251
UBA|URSTADT BIDDLE A|BRVL|BLAYLOCK VAN, LLC|100
UBA|URSTADT BIDDLE A|BTIG|BTIG, LLC|235
UBA|URSTADT BIDDLE A|BYXM|CBOE TRADING, INC.|500
UBA|URSTADT BIDDLE A|BZYD|GOLDMAN SACHS & CO. LLC|4710
UBA|URSTADT BIDDLE A|CHAS|Charles Schwab & Co., Inc.|3
UBA|URSTADT BIDDLE A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|302
UBA|URSTADT BIDDLE A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8202
UBA|URSTADT BIDDLE A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1300
UBA|URSTADT BIDDLE A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79228
UBA|URSTADT BIDDLE A|CTDL|Citadel Derivatives Group Llc|1427
UBA|URSTADT BIDDLE A|CXCX|CITIGROUP GLOBAL MARKETS INC.|12214
UBA|URSTADT BIDDLE A|DBAB|Deutsche Bank Securities Inc.|39248
UBA|URSTADT BIDDLE A|DBAX|Deutsche Bank Securities Inc.|78000
UBA|URSTADT BIDDLE A|DBUL|Deutsche Bank Securities Inc.|500
UBA|URSTADT BIDDLE A|DEGS|RONIN PROFESSIONAL LLC|710
UBA|URSTADT BIDDLE A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
UBA|URSTADT BIDDLE A|EBXL|EBX LLC|65500
UBA|URSTADT BIDDLE A|ECUT|CONVERGEX EXECUTION SOLUTIONS|5720
UBA|URSTADT BIDDLE A|EDJO|Edward D. Jones & Co., L.P.|584
UBA|URSTADT BIDDLE A|EGAM|CBOE TRADING, INC.|1682
UBA|URSTADT BIDDLE A|EGXM|CBOE TRADING, INC.|312
UBA|URSTADT BIDDLE A|ETBE|Electronic Transaction Clearing, Inc.|2042
UBA|URSTADT BIDDLE A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
UBA|URSTADT BIDDLE A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2000
UBA|URSTADT BIDDLE A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6238
UBA|URSTADT BIDDLE A|ETRS|E*Trade Securities LLC|1224
UBA|URSTADT BIDDLE A|FBSB|U.S. Bancorp Investments, Inc.|100
UBA|URSTADT BIDDLE A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|909
UBA|URSTADT BIDDLE A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12636
UBA|URSTADT BIDDLE A|FTBR|Foliofn Investments, Inc.|265
UBA|URSTADT BIDDLE A|GLPX|ACS EXECUTION SERVICES, LLC|6780
UBA|URSTADT BIDDLE A|GSCO|GOLDMAN SACHS & CO. LLC|80313
UBA|URSTADT BIDDLE A|GSCS|GOLDMAN SACHS & CO. LLC|100
UBA|URSTADT BIDDLE A|GSLT|GOLDMAN SACHS & CO. LLC|580
UBA|URSTADT BIDDLE A|GTSZ|GTS SECURITIES LLC|14494
UBA|URSTADT BIDDLE A|IATS|INTERACTIVE BROKERS LLC|1020
UBA|URSTADT BIDDLE A|IBKR|Interactive Brokers Llc|2505
UBA|URSTADT BIDDLE A|ICBX|INSTINET, LLC|7711
UBA|URSTADT BIDDLE A|IEQY|CITADEL SECURITIES LLC|2808
UBA|URSTADT BIDDLE A|INCA|INSTINET, LLC|30036
UBA|URSTADT BIDDLE A|INJX|INSTINET, LLC|176
UBA|URSTADT BIDDLE A|ITGI|ITG Inc.|9545
UBA|URSTADT BIDDLE A|ITGP|ITG INC.|110400
UBA|URSTADT BIDDLE A|JANY|Janney Montgomery Scott Inc.|97
UBA|URSTADT BIDDLE A|JEFF|JEFFERIES LLC|12657
UBA|URSTADT BIDDLE A|JMPT|JUMP TRADING, LLC|8158
UBA|URSTADT BIDDLE A|JPBX|J.P. MORGAN SECURITIES LLC|4100
UBA|URSTADT BIDDLE A|JPMX|J.P. Morgan Securities LLC|79055
UBA|URSTADT BIDDLE A|JSJX|JANE STREET CAPITAL LLC|1208
UBA|URSTADT BIDDLE A|KCGM|VIRTU Americas LLC|14635
UBA|URSTADT BIDDLE A|LEHM|Barclays Capital Inc./Le|62110
UBA|URSTADT BIDDLE A|LIME|Lime Brokerage LLC|12968
UBA|URSTADT BIDDLE A|LSCI|Lek Securities Corporation|100
UBA|URSTADT BIDDLE A|MBTS|ALLY INVEST SECURITIES LLC|700
UBA|URSTADT BIDDLE A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28157
UBA|URSTADT BIDDLE A|MOTF|MOTIF INVESTING, INC.|5
UBA|URSTADT BIDDLE A|MSCO|MORGAN STANLEY & CO. LLC|90600
UBA|URSTADT BIDDLE A|MSPL|MORGAN STANLEY & CO. LLC|61500
UBA|URSTADT BIDDLE A|MSTX|MORGAN STANLEY & CO. LLC|6200
UBA|URSTADT BIDDLE A|NFSC|National Financial Services LLC|24088
UBA|URSTADT BIDDLE A|NITE|VIRTU Americas LLC|54010
UBA|URSTADT BIDDLE A|NQRB|Brut, LLC|500
UBA|URSTADT BIDDLE A|NTRC|Northern Trust Securities, Inc.|118
UBA|URSTADT BIDDLE A|PDQM|CODA MARKETS, INC.|26330
UBA|URSTADT BIDDLE A|RBCM|RBC CAPITAL MARKETS, LLC|2774
UBA|URSTADT BIDDLE A|SAGL|SAGETRADER, LLC|200
UBA|URSTADT BIDDLE A|SBSH|Citigroup Global Markets Inc.|20912
UBA|URSTADT BIDDLE A|SGMT|GOLDMAN SACHS & CO. LLC|17236
UBA|URSTADT BIDDLE A|SPDR|SPEEDROUTE LLC|2637
UBA|URSTADT BIDDLE A|STFL|Stifel, Nicolaus & Company, Incorporated|420
UBA|URSTADT BIDDLE A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2250
UBA|URSTADT BIDDLE A|SWIM|TD Ameritrade, Inc.|302
UBA|URSTADT BIDDLE A|TKNG|ALLY INVEST SECURITIES LLC|143
UBA|URSTADT BIDDLE A|TRBT|Tradebot Systems, Inc.|15039
UBA|URSTADT BIDDLE A|TRCM|TRC MARKETS LLC|13691
UBA|URSTADT BIDDLE A|UBSA|UBS SECURITIES LLC|104794
UBA|URSTADT BIDDLE A|UBSS|UBS Securities LLC|67220
UBA|URSTADT BIDDLE A|VALX|VIRTU AMERICAS LLC|3708
UBA|URSTADT BIDDLE A|VGRD|Vanguard Marketing Corporation|1767
UBA|URSTADT BIDDLE A|VSIN|Vision Financial Markets Llc|200
UBA|URSTADT BIDDLE A|WABR|Wall Street Access|19355
UBA|URSTADT BIDDLE A|WCHV|WELLS FARGO SECURITIES, LLC|6969
UBA|URSTADT BIDDLE A|WDNX|WEEDEN & CO.L.P.|512
UBA|URSTADT BIDDLE A|WEED|Weeden & Co.L.P.|950
UBA|URSTADT BIDDLE A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2084
UBA|URSTADT BIDDLE A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1709
UBA|URSTADT BIDDLE A|WSEA|WOLVERINE SECURITIES, LLC|1422
UBA|URSTADT BIDDLE A|XIST|INSTINET, LLC|19600
UBA|URSTADT BIDDLE A|XPQR|Jump Trading|200
UBA|URSTADT BIDDLE A|XSTM|NATIONAL FINANCIAL SERVICES LLC|5690
UBA|URSTADT BIDDLE A|YKNA|COMHAR CAPITAL MARKETS, LLC|1992
UBCP|UNITED BNCP INC|BANK|Primevest Financial Services, Inc.|4
UBCP|UNITED BNCP INC|BATM|CBOE TRADING, INC.|1
UBCP|UNITED BNCP INC|BERN|Sanford C. Bernstein & Co., LLC|3810
UBCP|UNITED BNCP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
UBCP|UNITED BNCP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|472
UBCP|UNITED BNCP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
UBCP|UNITED BNCP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2318
UBCP|UNITED BNCP INC|CTDL|Citadel Derivatives Group Llc|38
UBCP|UNITED BNCP INC|DBAB|Deutsche Bank Securities Inc.|926
UBCP|UNITED BNCP INC|DBAX|Deutsche Bank Securities Inc.|700
UBCP|UNITED BNCP INC|DEGS|RONIN PROFESSIONAL LLC|414
UBCP|UNITED BNCP INC|EBXL|EBX LLC|800
UBCP|UNITED BNCP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2545
UBCP|UNITED BNCP INC|ETRS|E*Trade Securities LLC|1064
UBCP|UNITED BNCP INC|FBCO|Credit Suisse Securities (USA) LLC|533
UBCP|UNITED BNCP INC|FBSB|U.S. Bancorp Investments, Inc.|1
UBCP|UNITED BNCP INC|FOMA|TD AMERITRADE CLEARING, INC.|7680
UBCP|UNITED BNCP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113
UBCP|UNITED BNCP INC|FTBR|Foliofn Investments, Inc.|3
UBCP|UNITED BNCP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|303
UBCP|UNITED BNCP INC|GSCO|GOLDMAN SACHS & CO. LLC|1342
UBCP|UNITED BNCP INC|GTSZ|GTS SECURITIES LLC|17
UBCP|UNITED BNCP INC|HRBF|American Enterprise Investment Services Inc.|95
UBCP|UNITED BNCP INC|IBKR|Interactive Brokers Llc|5499
UBCP|UNITED BNCP INC|ICBX|INSTINET, LLC|200
UBCP|UNITED BNCP INC|INCA|INSTINET, LLC|2982
UBCP|UNITED BNCP INC|INJX|INSTINET, LLC|750
UBCP|UNITED BNCP INC|ITGI|ITG Inc.|5287
UBCP|UNITED BNCP INC|ITGP|ITG INC.|1200
UBCP|UNITED BNCP INC|JEFF|JEFFERIES LLC|155
UBCP|UNITED BNCP INC|JPMX|J.P. Morgan Securities LLC|1590
UBCP|UNITED BNCP INC|LEHM|Barclays Capital Inc./Le|536
UBCP|UNITED BNCP INC|LIME|Lime Brokerage LLC|6343
UBCP|UNITED BNCP INC|LMGP|LIME BROKERAGE LLC|1100
UBCP|UNITED BNCP INC|LQNA|LIQUIDNET, INC.|20000
UBCP|UNITED BNCP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
UBCP|UNITED BNCP INC|MSCO|MORGAN STANLEY & CO. LLC|4592
UBCP|UNITED BNCP INC|MSPL|MORGAN STANLEY & CO. LLC|700
UBCP|UNITED BNCP INC|NFSC|National Financial Services LLC|1615
UBCP|UNITED BNCP INC|NITE|VIRTU Americas LLC|8164
UBCP|UNITED BNCP INC|PDQM|CODA MARKETS, INC.|36
UBCP|UNITED BNCP INC|SBSH|Citigroup Global Markets Inc.|1328
UBCP|UNITED BNCP INC|SGMT|GOLDMAN SACHS & CO. LLC|456
UBCP|UNITED BNCP INC|STFL|Stifel, Nicolaus & Company, Incorporated|2310
UBCP|UNITED BNCP INC|SWIM|TD Ameritrade, Inc.|7638
UBCP|UNITED BNCP INC|TRCM|TRC MARKETS LLC|1051
UBCP|UNITED BNCP INC|UBSA|UBS SECURITIES LLC|1475
UBCP|UNITED BNCP INC|UBSS|UBS Securities LLC|5260
UBCP|UNITED BNCP INC|VALX|VIRTU AMERICAS LLC|198
UBCP|UNITED BNCP INC|VGRD|Vanguard Marketing Corporation|426
UBCP|UNITED BNCP INC|WCHV|WELLS FARGO SECURITIES, LLC|1790
UBCP|UNITED BNCP INC|WEDB|WEDBUSH SECURITIES INC.|48
UBCP|UNITED BNCP INC|WSEA|WOLVERINE SECURITIES, LLC|16
UBCP|UNITED BNCP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
UBFO|UNITED SECURITY BCSH|APCC|Apex Clearing Corporation|10
UBFO|UNITED SECURITY BCSH|BAYC|BAY CREST PARTNERS, LLC|1629
UBFO|UNITED SECURITY BCSH|BERN|Sanford C. Bernstein & Co., LLC|33
UBFO|UNITED SECURITY BCSH|BMOC|BMO Capital Markets Corp.|2087
UBFO|UNITED SECURITY BCSH|BNKS|Fig Partners, LLC|7904
UBFO|UNITED SECURITY BCSH|BNPX|BNP PARIBAS SECURITIES CORP.|1226
UBFO|UNITED SECURITY BCSH|BTIG|BTIG, LLC|12
UBFO|UNITED SECURITY BCSH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88
UBFO|UNITED SECURITY BCSH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
UBFO|UNITED SECURITY BCSH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|190
UBFO|UNITED SECURITY BCSH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|305
UBFO|UNITED SECURITY BCSH|CTDL|Citadel Derivatives Group Llc|347
UBFO|UNITED SECURITY BCSH|CXCX|CITIGROUP GLOBAL MARKETS INC.|210
UBFO|UNITED SECURITY BCSH|DBAB|Deutsche Bank Securities Inc.|16979
UBFO|UNITED SECURITY BCSH|DBAX|Deutsche Bank Securities Inc.|500
UBFO|UNITED SECURITY BCSH|DEAN|MORGAN STANLEY|6
UBFO|UNITED SECURITY BCSH|DEGS|RONIN PROFESSIONAL LLC|1100
UBFO|UNITED SECURITY BCSH|EBXL|EBX LLC|600
UBFO|UNITED SECURITY BCSH|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
UBFO|UNITED SECURITY BCSH|EDJO|Edward D. Jones & Co., L.P.|467
UBFO|UNITED SECURITY BCSH|EGXM|CBOE TRADING, INC.|11
UBFO|UNITED SECURITY BCSH|ETRS|E*Trade Securities LLC|9563
UBFO|UNITED SECURITY BCSH|FBCO|Credit Suisse Securities (USA) LLC|7966
UBFO|UNITED SECURITY BCSH|FOMA|TD AMERITRADE CLEARING, INC.|6529
UBFO|UNITED SECURITY BCSH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|663
UBFO|UNITED SECURITY BCSH|FTBR|Foliofn Investments, Inc.|324
UBFO|UNITED SECURITY BCSH|GEBB|GLOBAL EXECUTION BROKERS, LP|3503
UBFO|UNITED SECURITY BCSH|GSCO|GOLDMAN SACHS & CO. LLC|22889
UBFO|UNITED SECURITY BCSH|GSCS|GOLDMAN SACHS & CO. LLC|10
UBFO|UNITED SECURITY BCSH|GSLT|GOLDMAN SACHS & CO. LLC|329
UBFO|UNITED SECURITY BCSH|GTSZ|GTS SECURITIES LLC|100
UBFO|UNITED SECURITY BCSH|IBKR|Interactive Brokers Llc|11196
UBFO|UNITED SECURITY BCSH|IEQY|CITADEL SECURITIES LLC|900
UBFO|UNITED SECURITY BCSH|INCA|INSTINET, LLC|6584
UBFO|UNITED SECURITY BCSH|ITGI|ITG Inc.|9666
UBFO|UNITED SECURITY BCSH|ITGP|ITG INC.|2600
UBFO|UNITED SECURITY BCSH|JEFF|JEFFERIES LLC|5899
UBFO|UNITED SECURITY BCSH|JPMX|J.P. Morgan Securities LLC|465
UBFO|UNITED SECURITY BCSH|KCGM|VIRTU Americas LLC|88
UBFO|UNITED SECURITY BCSH|LEHM|Barclays Capital Inc./Le|6400
UBFO|UNITED SECURITY BCSH|LIME|Lime Brokerage LLC|39962
UBFO|UNITED SECURITY BCSH|LMGP|LIME BROKERAGE LLC|1000
UBFO|UNITED SECURITY BCSH|MAXM|Maxim Group LLC|2265
UBFO|UNITED SECURITY BCSH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
UBFO|UNITED SECURITY BCSH|MSCO|MORGAN STANLEY & CO. LLC|43642
UBFO|UNITED SECURITY BCSH|MSPL|MORGAN STANLEY & CO. LLC|1100
UBFO|UNITED SECURITY BCSH|NFSC|National Financial Services LLC|5447
UBFO|UNITED SECURITY BCSH|NITE|VIRTU Americas LLC|21687
UBFO|UNITED SECURITY BCSH|RBCM|RBC CAPITAL MARKETS, LLC|600
UBFO|UNITED SECURITY BCSH|SBSH|Citigroup Global Markets Inc.|13795
UBFO|UNITED SECURITY BCSH|SGMT|GOLDMAN SACHS & CO. LLC|298
UBFO|UNITED SECURITY BCSH|SPDR|SPEEDROUTE LLC|512
UBFO|UNITED SECURITY BCSH|SWIM|TD Ameritrade, Inc.|200
UBFO|UNITED SECURITY BCSH|TRBT|Tradebot Systems, Inc.|100
UBFO|UNITED SECURITY BCSH|TRCM|TRC MARKETS LLC|1511
UBFO|UNITED SECURITY BCSH|UBSA|UBS SECURITIES LLC|7535
UBFO|UNITED SECURITY BCSH|UBSS|UBS Securities LLC|62522
UBFO|UNITED SECURITY BCSH|VALX|VIRTU AMERICAS LLC|454
UBFO|UNITED SECURITY BCSH|WCHV|WELLS FARGO SECURITIES, LLC|6688
UBFO|UNITED SECURITY BCSH|WEED|Weeden & Co.L.P.|90
UBFO|UNITED SECURITY BCSH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1114
UBG|E-TRACS UBS BLOOMBER|APCC|Apex Clearing Corporation|6
UBG|E-TRACS UBS BLOOMBER|IBKR|Interactive Brokers Llc|9
UBG|E-TRACS UBS BLOOMBER|JSJX|JANE STREET CAPITAL LLC|9
UBG|E-TRACS UBS BLOOMBER|NFSC|National Financial Services LLC|65
UBG|E-TRACS UBS BLOOMBER|NITE|VIRTU Americas LLC|1
UBG|E-TRACS UBS BLOOMBER|VGRD|Vanguard Marketing Corporation|752
UBIO|PROSHR ULT NQ BIO|APCC|Apex Clearing Corporation|73
UBIO|PROSHR ULT NQ BIO|BATM|CBOE TRADING, INC.|102
UBIO|PROSHR ULT NQ BIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|220
UBIO|PROSHR ULT NQ BIO|CHAS|Charles Schwab & Co., Inc.|200
UBIO|PROSHR ULT NQ BIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7100
UBIO|PROSHR ULT NQ BIO|DBAX|Deutsche Bank Securities Inc.|1400
UBIO|PROSHR ULT NQ BIO|DEGS|RONIN PROFESSIONAL LLC|1400
UBIO|PROSHR ULT NQ BIO|EBXL|EBX LLC|2700
UBIO|PROSHR ULT NQ BIO|EGMT|EG MARKET TECHNOLOGIES LLC|100
UBIO|PROSHR ULT NQ BIO|EGXM|CBOE TRADING, INC.|400
UBIO|PROSHR ULT NQ BIO|ETBE|Electronic Transaction Clearing, Inc.|200
UBIO|PROSHR ULT NQ BIO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1034
UBIO|PROSHR ULT NQ BIO|ETRS|E*Trade Securities LLC|101022
UBIO|PROSHR ULT NQ BIO|FBCO|Credit Suisse Securities (USA) LLC|3076
UBIO|PROSHR ULT NQ BIO|FILL|Tradestation Securities, Inc.|1213
UBIO|PROSHR ULT NQ BIO|FMAF|NBCN Inc./ CDS|100
UBIO|PROSHR ULT NQ BIO|FOMA|TD AMERITRADE CLEARING, INC.|46158
UBIO|PROSHR ULT NQ BIO|FTBR|Foliofn Investments, Inc.|12
UBIO|PROSHR ULT NQ BIO|GEBB|GLOBAL EXECUTION BROKERS, LP|349
UBIO|PROSHR ULT NQ BIO|GLPX|ACS EXECUTION SERVICES, LLC|1700
UBIO|PROSHR ULT NQ BIO|GSCS|GOLDMAN SACHS & CO. LLC|1060
UBIO|PROSHR ULT NQ BIO|GSLT|GOLDMAN SACHS & CO. LLC|291
UBIO|PROSHR ULT NQ BIO|GTSZ|GTS SECURITIES LLC|4465
UBIO|PROSHR ULT NQ BIO|HSBC|HSBC Securities, Inc.|400
UBIO|PROSHR ULT NQ BIO|IATS|INTERACTIVE BROKERS LLC|2233
UBIO|PROSHR ULT NQ BIO|IBKR|Interactive Brokers Llc|156619
UBIO|PROSHR ULT NQ BIO|ICBX|INSTINET, LLC|10600
UBIO|PROSHR ULT NQ BIO|INCA|INSTINET, LLC|1203
UBIO|PROSHR ULT NQ BIO|ITGP|ITG INC.|1800
UBIO|PROSHR ULT NQ BIO|JPMX|J.P. Morgan Securities LLC|1000
UBIO|PROSHR ULT NQ BIO|JSEB|JANE STREET EXECUTION SERVICES, LLC|25500
UBIO|PROSHR ULT NQ BIO|JSJX|JANE STREET CAPITAL LLC|59947
UBIO|PROSHR ULT NQ BIO|KCGM|VIRTU Americas LLC|1692
UBIO|PROSHR ULT NQ BIO|LEHM|Barclays Capital Inc./Le|4000
UBIO|PROSHR ULT NQ BIO|LIME|Lime Brokerage LLC|19714
UBIO|PROSHR ULT NQ BIO|LIWM|LIME BROKERAGE LLC|1587
UBIO|PROSHR ULT NQ BIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
UBIO|PROSHR ULT NQ BIO|MOTF|MOTIF INVESTING, INC.|4
UBIO|PROSHR ULT NQ BIO|MSCO|MORGAN STANLEY & CO. LLC|34905
UBIO|PROSHR ULT NQ BIO|NFSC|National Financial Services LLC|116436
UBIO|PROSHR ULT NQ BIO|NITE|VIRTU Americas LLC|70536
UBIO|PROSHR ULT NQ BIO|PDQM|CODA MARKETS, INC.|2800
UBIO|PROSHR ULT NQ BIO|SBSH|Citigroup Global Markets Inc.|1100
UBIO|PROSHR ULT NQ BIO|SGMT|GOLDMAN SACHS & CO. LLC|2675
UBIO|PROSHR ULT NQ BIO|SWIM|TD Ameritrade, Inc.|14404
UBIO|PROSHR ULT NQ BIO|TKNG|ALLY INVEST SECURITIES LLC|100
UBIO|PROSHR ULT NQ BIO|TRBT|Tradebot Systems, Inc.|100
UBIO|PROSHR ULT NQ BIO|TRCM|TRC MARKETS LLC|1016
UBIO|PROSHR ULT NQ BIO|UBSA|UBS SECURITIES LLC|9500
UBIO|PROSHR ULT NQ BIO|UBSS|UBS Securities LLC|6145
UBIO|PROSHR ULT NQ BIO|VALX|VIRTU AMERICAS LLC|653
UBIO|PROSHR ULT NQ BIO|VGRD|Vanguard Marketing Corporation|8546
UBIO|PROSHR ULT NQ BIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109
UBIO|PROSHR ULT NQ BIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1381
UBIO|PROSHR ULT NQ BIO|WGIF|CIBC World Markets Inc.|287
UBIO|PROSHR ULT NQ BIO|WSEA|WOLVERINE SECURITIES, LLC|647
UBIO|PROSHR ULT NQ BIO|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
UBNK|UNITED FIN BNCP NEW|ALTX|Alternet Securities Inc.|3043
UBNK|UNITED FIN BNCP NEW|APCC|Apex Clearing Corporation|4146
UBNK|UNITED FIN BNCP NEW|BATM|CBOE TRADING, INC.|1938
UBNK|UNITED FIN BNCP NEW|BAYC|BAY CREST PARTNERS, LLC|900
UBNK|UNITED FIN BNCP NEW|BAYT|BTIG, LLC|1800
UBNK|UNITED FIN BNCP NEW|BERN|Sanford C. Bernstein & Co., LLC|6609
UBNK|UNITED FIN BNCP NEW|BIDS|BIDS TRADING L.P.|12000
UBNK|UNITED FIN BNCP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
UBNK|UNITED FIN BNCP NEW|BMOC|BMO Capital Markets Corp.|8088
UBNK|UNITED FIN BNCP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|4889
UBNK|UNITED FIN BNCP NEW|BTIG|BTIG, LLC|225
UBNK|UNITED FIN BNCP NEW|BYXM|CBOE TRADING, INC.|481
UBNK|UNITED FIN BNCP NEW|BZYD|GOLDMAN SACHS & CO. LLC|5070
UBNK|UNITED FIN BNCP NEW|CANT|Cantor Fitzgerald & Co.|988
UBNK|UNITED FIN BNCP NEW|CHAS|Charles Schwab & Co., Inc.|2
UBNK|UNITED FIN BNCP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35354
UBNK|UNITED FIN BNCP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
UBNK|UNITED FIN BNCP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41052
UBNK|UNITED FIN BNCP NEW|CTDL|Citadel Derivatives Group Llc|8215
UBNK|UNITED FIN BNCP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|11030
UBNK|UNITED FIN BNCP NEW|DBAB|Deutsche Bank Securities Inc.|96990
UBNK|UNITED FIN BNCP NEW|DBAX|Deutsche Bank Securities Inc.|13200
UBNK|UNITED FIN BNCP NEW|DEAN|MORGAN STANLEY|2623
UBNK|UNITED FIN BNCP NEW|EBXL|EBX LLC|18600
UBNK|UNITED FIN BNCP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|9184
UBNK|UNITED FIN BNCP NEW|EDJO|Edward D. Jones & Co., L.P.|476
UBNK|UNITED FIN BNCP NEW|EGAM|CBOE TRADING, INC.|6104
UBNK|UNITED FIN BNCP NEW|EGAW|CBOE TRADING, INC.|90
UBNK|UNITED FIN BNCP NEW|EGXM|CBOE TRADING, INC.|548
UBNK|UNITED FIN BNCP NEW|EGXW|CBOE TRADING, INC.|57
UBNK|UNITED FIN BNCP NEW|ETBE|Electronic Transaction Clearing, Inc.|790
UBNK|UNITED FIN BNCP NEW|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8
UBNK|UNITED FIN BNCP NEW|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10178
UBNK|UNITED FIN BNCP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2572
UBNK|UNITED FIN BNCP NEW|ETRS|E*Trade Securities LLC|1600
UBNK|UNITED FIN BNCP NEW|FBCO|Credit Suisse Securities (USA) LLC|139000
UBNK|UNITED FIN BNCP NEW|FBRC|B. RILEY FBR, INC.|199600
UBNK|UNITED FIN BNCP NEW|FOMA|TD AMERITRADE CLEARING, INC.|17704
UBNK|UNITED FIN BNCP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43647
UBNK|UNITED FIN BNCP NEW|FTBR|Foliofn Investments, Inc.|45800
UBNK|UNITED FIN BNCP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|16015
UBNK|UNITED FIN BNCP NEW|GLPX|ACS EXECUTION SERVICES, LLC|70
UBNK|UNITED FIN BNCP NEW|GSCO|GOLDMAN SACHS & CO. LLC|199694
UBNK|UNITED FIN BNCP NEW|GSCS|GOLDMAN SACHS & CO. LLC|5503
UBNK|UNITED FIN BNCP NEW|GSLT|GOLDMAN SACHS & CO. LLC|1158
UBNK|UNITED FIN BNCP NEW|GTSZ|GTS SECURITIES LLC|2453
UBNK|UNITED FIN BNCP NEW|GUGS|Guggenheim Securities, LLC|12000
UBNK|UNITED FIN BNCP NEW|HRBF|American Enterprise Investment Services Inc.|134
UBNK|UNITED FIN BNCP NEW|IATS|INTERACTIVE BROKERS LLC|1
UBNK|UNITED FIN BNCP NEW|IBKR|Interactive Brokers Llc|10583
UBNK|UNITED FIN BNCP NEW|ICBX|INSTINET, LLC|9100
UBNK|UNITED FIN BNCP NEW|IEQY|CITADEL SECURITIES LLC|17203
UBNK|UNITED FIN BNCP NEW|INCA|INSTINET, LLC|125782
UBNK|UNITED FIN BNCP NEW|INJX|INSTINET, LLC|15219
UBNK|UNITED FIN BNCP NEW|ITGI|ITG Inc.|84774
UBNK|UNITED FIN BNCP NEW|ITGP|ITG INC.|27200
UBNK|UNITED FIN BNCP NEW|JANY|Janney Montgomery Scott Inc.|100
UBNK|UNITED FIN BNCP NEW|JEFF|JEFFERIES LLC|30862
UBNK|UNITED FIN BNCP NEW|JMPT|JUMP TRADING, LLC|4851
UBNK|UNITED FIN BNCP NEW|JPBX|J.P. MORGAN SECURITIES LLC|11368
UBNK|UNITED FIN BNCP NEW|JPMX|J.P. Morgan Securities LLC|56067
UBNK|UNITED FIN BNCP NEW|JSJX|JANE STREET CAPITAL LLC|6275
UBNK|UNITED FIN BNCP NEW|KBWI|Keefe, Bruyette & Woods, Inc.|5156
UBNK|UNITED FIN BNCP NEW|KCGM|VIRTU Americas LLC|17909
UBNK|UNITED FIN BNCP NEW|LEHM|Barclays Capital Inc./Le|69691
UBNK|UNITED FIN BNCP NEW|LIME|Lime Brokerage LLC|90111
UBNK|UNITED FIN BNCP NEW|LMGP|LIME BROKERAGE LLC|8603
UBNK|UNITED FIN BNCP NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
UBNK|UNITED FIN BNCP NEW|MAXM|Maxim Group LLC|5139
UBNK|UNITED FIN BNCP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19104
UBNK|UNITED FIN BNCP NEW|MSCO|MORGAN STANLEY & CO. LLC|429698
UBNK|UNITED FIN BNCP NEW|MSPL|MORGAN STANLEY & CO. LLC|32400
UBNK|UNITED FIN BNCP NEW|MSTX|MORGAN STANLEY & CO. LLC|9400
UBNK|UNITED FIN BNCP NEW|NFSC|National Financial Services LLC|15412
UBNK|UNITED FIN BNCP NEW|NITE|VIRTU Americas LLC|95921
UBNK|UNITED FIN BNCP NEW|NITP|VIRTU Americas LLC|1687
UBNK|UNITED FIN BNCP NEW|NQRB|Brut, LLC|4184
UBNK|UNITED FIN BNCP NEW|NTRC|Northern Trust Securities, Inc.|139
UBNK|UNITED FIN BNCP NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2130
UBNK|UNITED FIN BNCP NEW|PDQM|CODA MARKETS, INC.|1413
UBNK|UNITED FIN BNCP NEW|PIPR|Piper Jaffray & Co.|57900
UBNK|UNITED FIN BNCP NEW|PNSR|Penserra Securities, LLC|3343
UBNK|UNITED FIN BNCP NEW|RBCM|RBC CAPITAL MARKETS, LLC|1800
UBNK|UNITED FIN BNCP NEW|SAGL|SAGETRADER, LLC|309
UBNK|UNITED FIN BNCP NEW|SAGW|SAGETRADER, LLC|33
UBNK|UNITED FIN BNCP NEW|SBSH|Citigroup Global Markets Inc.|72804
UBNK|UNITED FIN BNCP NEW|SDLR|Sandler, O'Neill & Partners, L.P.|3700
UBNK|UNITED FIN BNCP NEW|SGMT|GOLDMAN SACHS & CO. LLC|19068
UBNK|UNITED FIN BNCP NEW|SPDR|SPEEDROUTE LLC|600
UBNK|UNITED FIN BNCP NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|1439
UBNK|UNITED FIN BNCP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|1770
UBNK|UNITED FIN BNCP NEW|SWIM|TD Ameritrade, Inc.|806
UBNK|UNITED FIN BNCP NEW|TRBT|Tradebot Systems, Inc.|31874
UBNK|UNITED FIN BNCP NEW|TRCM|TRC MARKETS LLC|52616
UBNK|UNITED FIN BNCP NEW|UBSA|UBS SECURITIES LLC|62872
UBNK|UNITED FIN BNCP NEW|UBSS|UBS Securities LLC|161273
UBNK|UNITED FIN BNCP NEW|VALX|VIRTU AMERICAS LLC|3253
UBNK|UNITED FIN BNCP NEW|VGRD|Vanguard Marketing Corporation|118
UBNK|UNITED FIN BNCP NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|6
UBNK|UNITED FIN BNCP NEW|WCHV|WELLS FARGO SECURITIES, LLC|4901
UBNK|UNITED FIN BNCP NEW|WEED|Weeden & Co.L.P.|6684
UBNK|UNITED FIN BNCP NEW|XIST|INSTINET, LLC|6970
UBNK|UNITED FIN BNCP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|11380
UBNK|UNITED FIN BNCP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
UBNT|UBIQUITI NETWORKS, I|AGIS|Aegis Capital Corp.|400
UBNT|UBIQUITI NETWORKS, I|ALTX|Alternet Securities Inc.|500
UBNT|UBIQUITI NETWORKS, I|APCC|Apex Clearing Corporation|965
UBNT|UBIQUITI NETWORKS, I|BARD|Robert W. Baird & Co. Incorporated|59
UBNT|UBIQUITI NETWORKS, I|BATM|CBOE TRADING, INC.|2963
UBNT|UBIQUITI NETWORKS, I|BAYC|BAY CREST PARTNERS, LLC|1804
UBNT|UBIQUITI NETWORKS, I|BAYT|BTIG, LLC|2800
UBNT|UBIQUITI NETWORKS, I|BERN|Sanford C. Bernstein & Co., LLC|135006
UBNT|UBIQUITI NETWORKS, I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1237
UBNT|UBIQUITI NETWORKS, I|BLKX|INSTINET, LLC|85000
UBNT|UBIQUITI NETWORKS, I|BMOC|BMO Capital Markets Corp.|5289
UBNT|UBIQUITI NETWORKS, I|BNPX|BNP PARIBAS SECURITIES CORP.|10363
UBNT|UBIQUITI NETWORKS, I|BTIG|BTIG, LLC|47952
UBNT|UBIQUITI NETWORKS, I|BYXM|CBOE TRADING, INC.|119
UBNT|UBIQUITI NETWORKS, I|CANT|Cantor Fitzgerald & Co.|443
UBNT|UBIQUITI NETWORKS, I|CHAS|Charles Schwab & Co., Inc.|43
UBNT|UBIQUITI NETWORKS, I|CLSA|CLSA AMERICAS, LLC|100
UBNT|UBIQUITI NETWORKS, I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17670
UBNT|UBIQUITI NETWORKS, I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
UBNT|UBIQUITI NETWORKS, I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93659
UBNT|UBIQUITI NETWORKS, I|CTDL|Citadel Derivatives Group Llc|23644
UBNT|UBIQUITI NETWORKS, I|CTLR|CUTLER GROUP, LP|3664
UBNT|UBIQUITI NETWORKS, I|CXCX|CITIGROUP GLOBAL MARKETS INC.|2524
UBNT|UBIQUITI NETWORKS, I|DADA|D.A. Davidson & Co.|1450
UBNT|UBIQUITI NETWORKS, I|DBAB|Deutsche Bank Securities Inc.|324517
UBNT|UBIQUITI NETWORKS, I|DBAX|Deutsche Bank Securities Inc.|84900
UBNT|UBIQUITI NETWORKS, I|DBUL|Deutsche Bank Securities Inc.|153
UBNT|UBIQUITI NETWORKS, I|DEAN|MORGAN STANLEY|2406
UBNT|UBIQUITI NETWORKS, I|DEGS|RONIN PROFESSIONAL LLC|10759
UBNT|UBIQUITI NETWORKS, I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9417
UBNT|UBIQUITI NETWORKS, I|DRWK|DRW SECURITIES, L.L.C.|4622
UBNT|UBIQUITI NETWORKS, I|EBXL|EBX LLC|54500
UBNT|UBIQUITI NETWORKS, I|ECUT|CONVERGEX EXECUTION SOLUTIONS|3611
UBNT|UBIQUITI NETWORKS, I|EDJO|Edward D. Jones & Co., L.P.|621
UBNT|UBIQUITI NETWORKS, I|EGAM|CBOE TRADING, INC.|3487
UBNT|UBIQUITI NETWORKS, I|EGMT|EG MARKET TECHNOLOGIES LLC|1120
UBNT|UBIQUITI NETWORKS, I|EGXM|CBOE TRADING, INC.|1143
UBNT|UBIQUITI NETWORKS, I|EGXW|CBOE TRADING, INC.|30
UBNT|UBIQUITI NETWORKS, I|ESPO|ESPOSITO SECURITIES, LLC|745
UBNT|UBIQUITI NETWORKS, I|ETBE|Electronic Transaction Clearing, Inc.|23001
UBNT|UBIQUITI NETWORKS, I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17676
UBNT|UBIQUITI NETWORKS, I|ETRS|E*Trade Securities LLC|40805
UBNT|UBIQUITI NETWORKS, I|FBCO|Credit Suisse Securities (USA) LLC|935031
UBNT|UBIQUITI NETWORKS, I|FILL|Tradestation Securities, Inc.|500
UBNT|UBIQUITI NETWORKS, I|FOMA|TD AMERITRADE CLEARING, INC.|99051
UBNT|UBIQUITI NETWORKS, I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13432
UBNT|UBIQUITI NETWORKS, I|FQLS|Quantlab Securities LP|171981
UBNT|UBIQUITI NETWORKS, I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48615
UBNT|UBIQUITI NETWORKS, I|FTBR|Foliofn Investments, Inc.|2282
UBNT|UBIQUITI NETWORKS, I|GEBB|GLOBAL EXECUTION BROKERS, LP|30183
UBNT|UBIQUITI NETWORKS, I|GLPX|ACS EXECUTION SERVICES, LLC|25598
UBNT|UBIQUITI NETWORKS, I|GSCO|GOLDMAN SACHS & CO. LLC|943465
UBNT|UBIQUITI NETWORKS, I|GSCS|GOLDMAN SACHS & CO. LLC|16068
UBNT|UBIQUITI NETWORKS, I|GSLT|GOLDMAN SACHS & CO. LLC|871
UBNT|UBIQUITI NETWORKS, I|GTSZ|GTS SECURITIES LLC|68140
UBNT|UBIQUITI NETWORKS, I|HAPX|HAP Trading, LLC|6523
UBNT|UBIQUITI NETWORKS, I|HRBF|American Enterprise Investment Services Inc.|4664
UBNT|UBIQUITI NETWORKS, I|HSBC|HSBC Securities, Inc.|11
UBNT|UBIQUITI NETWORKS, I|IATS|INTERACTIVE BROKERS LLC|106997
UBNT|UBIQUITI NETWORKS, I|IBKR|Interactive Brokers Llc|525555
UBNT|UBIQUITI NETWORKS, I|ICBX|INSTINET, LLC|9134
UBNT|UBIQUITI NETWORKS, I|IEQY|CITADEL SECURITIES LLC|20099
UBNT|UBIQUITI NETWORKS, I|INCA|INSTINET, LLC|189103
UBNT|UBIQUITI NETWORKS, I|INJX|INSTINET, LLC|13874
UBNT|UBIQUITI NETWORKS, I|ITGI|ITG Inc.|255221
UBNT|UBIQUITI NETWORKS, I|ITGP|ITG INC.|747000
UBNT|UBIQUITI NETWORKS, I|JANY|Janney Montgomery Scott Inc.|170
UBNT|UBIQUITI NETWORKS, I|JEFF|JEFFERIES LLC|48250
UBNT|UBIQUITI NETWORKS, I|JMPT|JUMP TRADING, LLC|36927
UBNT|UBIQUITI NETWORKS, I|JONE|JonesTrading|9636
UBNT|UBIQUITI NETWORKS, I|JPBX|J.P. MORGAN SECURITIES LLC|14767
UBNT|UBIQUITI NETWORKS, I|JPMX|J.P. Morgan Securities LLC|115864
UBNT|UBIQUITI NETWORKS, I|JSJX|JANE STREET CAPITAL LLC|19704
UBNT|UBIQUITI NETWORKS, I|KCGM|VIRTU Americas LLC|13501
UBNT|UBIQUITI NETWORKS, I|LEER|LEERINK PARTNERS LLC|620
UBNT|UBIQUITI NETWORKS, I|LEHM|Barclays Capital Inc./Le|527622
UBNT|UBIQUITI NETWORKS, I|LIME|Lime Brokerage LLC|101531
UBNT|UBIQUITI NETWORKS, I|LOOP|Loop Capital Markets LLC|3916
UBNT|UBIQUITI NETWORKS, I|LQNA|LIQUIDNET, INC.|10000
UBNT|UBIQUITI NETWORKS, I|LSCI|Lek Securities Corporation|106290
UBNT|UBIQUITI NETWORKS, I|MAXM|Maxim Group LLC|630
UBNT|UBIQUITI NETWORKS, I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21712
UBNT|UBIQUITI NETWORKS, I|MOTF|MOTIF INVESTING, INC.|12
UBNT|UBIQUITI NETWORKS, I|MSCO|MORGAN STANLEY & CO. LLC|1406728
UBNT|UBIQUITI NETWORKS, I|MSPL|MORGAN STANLEY & CO. LLC|128300
UBNT|UBIQUITI NETWORKS, I|MSTX|MORGAN STANLEY & CO. LLC|48600
UBNT|UBIQUITI NETWORKS, I|NEED|Needham & Company, LLC|816
UBNT|UBIQUITI NETWORKS, I|NFSC|National Financial Services LLC|71448
UBNT|UBIQUITI NETWORKS, I|NITE|VIRTU Americas LLC|346661
UBNT|UBIQUITI NETWORKS, I|NITP|VIRTU Americas LLC|700
UBNT|UBIQUITI NETWORKS, I|NQRB|Brut, LLC|2342
UBNT|UBIQUITI NETWORKS, I|OHOS|TWO SIGMA SECURITIES, LLC|2264
UBNT|UBIQUITI NETWORKS, I|OPCO|Oppenheimer & Co. Inc.|155
UBNT|UBIQUITI NETWORKS, I|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7448
UBNT|UBIQUITI NETWORKS, I|PDQM|CODA MARKETS, INC.|91439
UBNT|UBIQUITI NETWORKS, I|PHLY|NASDAQ Execution Services, LLC|2200
UBNT|UBIQUITI NETWORKS, I|PWJC|UBS Financial Services, Inc.|200
UBNT|UBIQUITI NETWORKS, I|RAJA|Raymond James & Associates, Inc.|654
UBNT|UBIQUITI NETWORKS, I|RBCM|RBC CAPITAL MARKETS, LLC|4343
UBNT|UBIQUITI NETWORKS, I|SAGL|SAGETRADER, LLC|41801
UBNT|UBIQUITI NETWORKS, I|SBSH|Citigroup Global Markets Inc.|127111
UBNT|UBIQUITI NETWORKS, I|SGMT|GOLDMAN SACHS & CO. LLC|26956
UBNT|UBIQUITI NETWORKS, I|SPDR|SPEEDROUTE LLC|1920
UBNT|UBIQUITI NETWORKS, I|SPHN|Stephens Inc.|35
UBNT|UBIQUITI NETWORKS, I|STFL|Stifel, Nicolaus & Company, Incorporated|103
UBNT|UBIQUITI NETWORKS, I|STKP|STOCKPILE INVESTMENTS, INC.|14
UBNT|UBIQUITI NETWORKS, I|SWIM|TD Ameritrade, Inc.|8750
UBNT|UBIQUITI NETWORKS, I|SWST|Hilltop Securities Inc.|32
UBNT|UBIQUITI NETWORKS, I|TKNG|ALLY INVEST SECURITIES LLC|2206
UBNT|UBIQUITI NETWORKS, I|TRBT|Tradebot Systems, Inc.|5096
UBNT|UBIQUITI NETWORKS, I|TRCM|TRC MARKETS LLC|36330
UBNT|UBIQUITI NETWORKS, I|TWTT|TASTYWORKS, INC.|100
UBNT|UBIQUITI NETWORKS, I|UBSA|UBS SECURITIES LLC|192805
UBNT|UBIQUITI NETWORKS, I|UBSS|UBS Securities LLC|891751
UBNT|UBIQUITI NETWORKS, I|VALX|VIRTU AMERICAS LLC|12423
UBNT|UBIQUITI NETWORKS, I|VERT|The Vertical Trading Group, LLC|43864
UBNT|UBIQUITI NETWORKS, I|VGRD|Vanguard Marketing Corporation|7339
UBNT|UBIQUITI NETWORKS, I|VSIN|Vision Financial Markets Llc|19
UBNT|UBIQUITI NETWORKS, I|WBPX|SUMMIT SECURITIES GROUP, LLC|300
UBNT|UBIQUITI NETWORKS, I|WCHV|WELLS FARGO SECURITIES, LLC|36899
UBNT|UBIQUITI NETWORKS, I|WEDB|WEDBUSH SECURITIES INC.|100
UBNT|UBIQUITI NETWORKS, I|WEED|Weeden & Co.L.P.|800
UBNT|UBIQUITI NETWORKS, I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12067
UBNT|UBIQUITI NETWORKS, I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16610
UBNT|UBIQUITI NETWORKS, I|WGIF|CIBC World Markets Inc.|130
UBNT|UBIQUITI NETWORKS, I|WSAG|WALL STREET ACCESS|145
UBNT|UBIQUITI NETWORKS, I|WSEA|WOLVERINE SECURITIES, LLC|3220
UBNT|UBIQUITI NETWORKS, I|XIST|INSTINET, LLC|31610
UBNT|UBIQUITI NETWORKS, I|XPQR|Jump Trading|1000
UBNT|UBIQUITI NETWORKS, I|XSTM|NATIONAL FINANCIAL SERVICES LLC|1872
UBNT|UBIQUITI NETWORKS, I|YKNA|COMHAR CAPITAL MARKETS, LLC|4309
UBNT|UBIQUITI NETWORKS, I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|704
UBOH|UNITED BANCSHARES|APCC|Apex Clearing Corporation|14
UBOH|UNITED BANCSHARES|BATM|CBOE TRADING, INC.|105
UBOH|UNITED BANCSHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|424
UBOH|UNITED BANCSHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4
UBOH|UNITED BANCSHARES|DBAB|Deutsche Bank Securities Inc.|9
UBOH|UNITED BANCSHARES|EBXL|EBX LLC|100
UBOH|UNITED BANCSHARES|EDJO|Edward D. Jones & Co., L.P.|1050
UBOH|UNITED BANCSHARES|ETRS|E*Trade Securities LLC|7
UBOH|UNITED BANCSHARES|FBCO|Credit Suisse Securities (USA) LLC|277
UBOH|UNITED BANCSHARES|FILL|Tradestation Securities, Inc.|108
UBOH|UNITED BANCSHARES|FOMA|TD AMERITRADE CLEARING, INC.|4952
UBOH|UNITED BANCSHARES|FTBR|Foliofn Investments, Inc.|23
UBOH|UNITED BANCSHARES|GTSZ|GTS SECURITIES LLC|5
UBOH|UNITED BANCSHARES|HRBF|American Enterprise Investment Services Inc.|2
UBOH|UNITED BANCSHARES|IBKR|Interactive Brokers Llc|605
UBOH|UNITED BANCSHARES|INCA|INSTINET, LLC|1500
UBOH|UNITED BANCSHARES|ITGI|ITG Inc.|1126
UBOH|UNITED BANCSHARES|LEHM|Barclays Capital Inc./Le|212
UBOH|UNITED BANCSHARES|LIME|Lime Brokerage LLC|1700
UBOH|UNITED BANCSHARES|MSCO|MORGAN STANLEY & CO. LLC|640
UBOH|UNITED BANCSHARES|NFSC|National Financial Services LLC|3424
UBOH|UNITED BANCSHARES|NITE|VIRTU Americas LLC|7731
UBOH|UNITED BANCSHARES|RAJA|Raymond James & Associates, Inc.|4
UBOH|UNITED BANCSHARES|RBCM|RBC CAPITAL MARKETS, LLC|2146
UBOH|UNITED BANCSHARES|SGMT|GOLDMAN SACHS & CO. LLC|250
UBOH|UNITED BANCSHARES|SPDR|SPEEDROUTE LLC|200
UBOH|UNITED BANCSHARES|STFL|Stifel, Nicolaus & Company, Incorporated|136
UBOH|UNITED BANCSHARES|SWIM|TD Ameritrade, Inc.|2157
UBOH|UNITED BANCSHARES|SWST|Hilltop Securities Inc.|1
UBOH|UNITED BANCSHARES|TRCM|TRC MARKETS LLC|286
UBOH|UNITED BANCSHARES|UBSA|UBS SECURITIES LLC|505
UBOH|UNITED BANCSHARES|UBSS|UBS Securities LLC|2107
UBOH|UNITED BANCSHARES|VALX|VIRTU AMERICAS LLC|139
UBOH|UNITED BANCSHARES|WCHV|WELLS FARGO SECURITIES, LLC|56
UBOH|UNITED BANCSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
UBOT|DIREXION DAILY ROBOT|APCC|Apex Clearing Corporation|101
UBOT|DIREXION DAILY ROBOT|BATM|CBOE TRADING, INC.|100
UBOT|DIREXION DAILY ROBOT|BIMI|Banca IMI Securities Corp.|50
UBOT|DIREXION DAILY ROBOT|BYXM|CBOE TRADING, INC.|225
UBOT|DIREXION DAILY ROBOT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6738
UBOT|DIREXION DAILY ROBOT|DBAX|Deutsche Bank Securities Inc.|7200
UBOT|DIREXION DAILY ROBOT|EBXL|EBX LLC|1100
UBOT|DIREXION DAILY ROBOT|EGXW|CBOE TRADING, INC.|23
UBOT|DIREXION DAILY ROBOT|ETRS|E*Trade Securities LLC|12623
UBOT|DIREXION DAILY ROBOT|FMAF|NBCN Inc./ CDS|100
UBOT|DIREXION DAILY ROBOT|FTBR|Foliofn Investments, Inc.|57
UBOT|DIREXION DAILY ROBOT|GLIS|TD Securities Inc|1800
UBOT|DIREXION DAILY ROBOT|GLPX|ACS EXECUTION SERVICES, LLC|50
UBOT|DIREXION DAILY ROBOT|GTSZ|GTS SECURITIES LLC|1570
UBOT|DIREXION DAILY ROBOT|HRBF|American Enterprise Investment Services Inc.|82
UBOT|DIREXION DAILY ROBOT|IATS|INTERACTIVE BROKERS LLC|600
UBOT|DIREXION DAILY ROBOT|IBKR|Interactive Brokers Llc|1920
UBOT|DIREXION DAILY ROBOT|ICBX|INSTINET, LLC|9000
UBOT|DIREXION DAILY ROBOT|JPMX|J.P. Morgan Securities LLC|400
UBOT|DIREXION DAILY ROBOT|JSJX|JANE STREET CAPITAL LLC|3001
UBOT|DIREXION DAILY ROBOT|KCGM|VIRTU Americas LLC|1401
UBOT|DIREXION DAILY ROBOT|LEHM|Barclays Capital Inc./Le|2400
UBOT|DIREXION DAILY ROBOT|LIME|Lime Brokerage LLC|100
UBOT|DIREXION DAILY ROBOT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
UBOT|DIREXION DAILY ROBOT|MSCO|MORGAN STANLEY & CO. LLC|1908
UBOT|DIREXION DAILY ROBOT|NFSC|National Financial Services LLC|40869
UBOT|DIREXION DAILY ROBOT|NITE|VIRTU Americas LLC|33703
UBOT|DIREXION DAILY ROBOT|PDQM|CODA MARKETS, INC.|50
UBOT|DIREXION DAILY ROBOT|SBRX|MURIEL SIEBERT & CO INC|400
UBOT|DIREXION DAILY ROBOT|SBSH|Citigroup Global Markets Inc.|29600
UBOT|DIREXION DAILY ROBOT|SGMT|GOLDMAN SACHS & CO. LLC|400
UBOT|DIREXION DAILY ROBOT|SWIM|TD Ameritrade, Inc.|9491
UBOT|DIREXION DAILY ROBOT|TKNG|ALLY INVEST SECURITIES LLC|1419
UBOT|DIREXION DAILY ROBOT|UBSA|UBS SECURITIES LLC|2651
UBOT|DIREXION DAILY ROBOT|UBSS|UBS Securities LLC|346
UBOT|DIREXION DAILY ROBOT|VGRD|Vanguard Marketing Corporation|2181
UBOT|DIREXION DAILY ROBOT|VSIN|Vision Financial Markets Llc|5
UBOT|DIREXION DAILY ROBOT|WEDB|WEDBUSH SECURITIES INC.|200
UBOT|DIREXION DAILY ROBOT|WSEA|WOLVERINE SECURITIES, LLC|2156
UBOT|DIREXION DAILY ROBOT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
UBP|URSTADT BIDDLE PROP|BARD|Robert W. Baird & Co. Incorporated|250
UBP|URSTADT BIDDLE PROP|BATM|CBOE TRADING, INC.|551
UBP|URSTADT BIDDLE PROP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1489
UBP|URSTADT BIDDLE PROP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20
UBP|URSTADT BIDDLE PROP|DBAX|Deutsche Bank Securities Inc.|400
UBP|URSTADT BIDDLE PROP|EBXL|EBX LLC|400
UBP|URSTADT BIDDLE PROP|ECUT|CONVERGEX EXECUTION SOLUTIONS|217
UBP|URSTADT BIDDLE PROP|EGXM|CBOE TRADING, INC.|52
UBP|URSTADT BIDDLE PROP|ETRS|E*Trade Securities LLC|48
UBP|URSTADT BIDDLE PROP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11
UBP|URSTADT BIDDLE PROP|FTBR|Foliofn Investments, Inc.|9
UBP|URSTADT BIDDLE PROP|GSLT|GOLDMAN SACHS & CO. LLC|200
UBP|URSTADT BIDDLE PROP|GTSZ|GTS SECURITIES LLC|65
UBP|URSTADT BIDDLE PROP|IATS|INTERACTIVE BROKERS LLC|385
UBP|URSTADT BIDDLE PROP|IBKR|Interactive Brokers Llc|698
UBP|URSTADT BIDDLE PROP|INCA|INSTINET, LLC|720
UBP|URSTADT BIDDLE PROP|ITGI|ITG Inc.|400
UBP|URSTADT BIDDLE PROP|JPMX|J.P. Morgan Securities LLC|200
UBP|URSTADT BIDDLE PROP|KCGM|VIRTU Americas LLC|805
UBP|URSTADT BIDDLE PROP|LEHM|Barclays Capital Inc./Le|200
UBP|URSTADT BIDDLE PROP|LIME|Lime Brokerage LLC|988
UBP|URSTADT BIDDLE PROP|MSCO|MORGAN STANLEY & CO. LLC|1056
UBP|URSTADT BIDDLE PROP|MSPL|MORGAN STANLEY & CO. LLC|200
UBP|URSTADT BIDDLE PROP|NFSC|National Financial Services LLC|2757
UBP|URSTADT BIDDLE PROP|NITE|VIRTU Americas LLC|9145
UBP|URSTADT BIDDLE PROP|SPDR|SPEEDROUTE LLC|100
UBP|URSTADT BIDDLE PROP|UBSA|UBS SECURITIES LLC|1559
UBP|URSTADT BIDDLE PROP|UBSS|UBS Securities LLC|729
UBP|URSTADT BIDDLE PROP|VALX|VIRTU AMERICAS LLC|15
UBP|URSTADT BIDDLE PROP|VGRD|Vanguard Marketing Corporation|441
UBP|URSTADT BIDDLE PROP|WCHV|WELLS FARGO SECURITIES, LLC|985
UBP|URSTADT BIDDLE PROP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5000
UBP$G|URSTADT BIDDLE PPTYS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14150
UBP$G|URSTADT BIDDLE PPTYS|EBXL|EBX LLC|10600
UBP$G|URSTADT BIDDLE PPTYS|EGXM|CBOE TRADING, INC.|200
UBP$G|URSTADT BIDDLE PPTYS|ETRS|E*Trade Securities LLC|480
UBP$G|URSTADT BIDDLE PPTYS|FMCO|First Manhattan Co|19900
UBP$G|URSTADT BIDDLE PPTYS|GLPX|ACS EXECUTION SERVICES, LLC|800
UBP$G|URSTADT BIDDLE PPTYS|GSCO|GOLDMAN SACHS & CO. LLC|37752
UBP$G|URSTADT BIDDLE PPTYS|IATS|INTERACTIVE BROKERS LLC|2100
UBP$G|URSTADT BIDDLE PPTYS|IBKR|Interactive Brokers Llc|700
UBP$G|URSTADT BIDDLE PPTYS|ICBX|INSTINET, LLC|1500
UBP$G|URSTADT BIDDLE PPTYS|INCA|INSTINET, LLC|7100
UBP$G|URSTADT BIDDLE PPTYS|JPMX|J.P. Morgan Securities LLC|200
UBP$G|URSTADT BIDDLE PPTYS|KCGM|VIRTU Americas LLC|3300
UBP$G|URSTADT BIDDLE PPTYS|LEHM|Barclays Capital Inc./Le|200
UBP$G|URSTADT BIDDLE PPTYS|LIME|Lime Brokerage LLC|100
UBP$G|URSTADT BIDDLE PPTYS|MSCO|MORGAN STANLEY & CO. LLC|600
UBP$G|URSTADT BIDDLE PPTYS|MSPL|MORGAN STANLEY & CO. LLC|700
UBP$G|URSTADT BIDDLE PPTYS|NFSC|National Financial Services LLC|4239
UBP$G|URSTADT BIDDLE PPTYS|NITE|VIRTU Americas LLC|15315
UBP$G|URSTADT BIDDLE PPTYS|PDQM|CODA MARKETS, INC.|800
UBP$G|URSTADT BIDDLE PPTYS|SGMT|GOLDMAN SACHS & CO. LLC|100
UBP$G|URSTADT BIDDLE PPTYS|SWIM|TD Ameritrade, Inc.|4921
UBP$G|URSTADT BIDDLE PPTYS|UBSA|UBS SECURITIES LLC|5519
UBP$G|URSTADT BIDDLE PPTYS|VGRD|Vanguard Marketing Corporation|101
UBP$G|URSTADT BIDDLE PPTYS|WCHV|WELLS FARGO SECURITIES, LLC|124785
UBP$H|URSTADT BIDDLE 6.25%|BATM|CBOE TRADING, INC.|23
UBP$H|URSTADT BIDDLE 6.25%|BBNT|BB&T SECURITIES, LLC|66
UBP$H|URSTADT BIDDLE 6.25%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
UBP$H|URSTADT BIDDLE 6.25%|BNCH|The Benchmark Company, LLC|300
UBP$H|URSTADT BIDDLE 6.25%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
UBP$H|URSTADT BIDDLE 6.25%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|923
UBP$H|URSTADT BIDDLE 6.25%|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
UBP$H|URSTADT BIDDLE 6.25%|DBAX|Deutsche Bank Securities Inc.|100
UBP$H|URSTADT BIDDLE 6.25%|DEAN|MORGAN STANLEY|325
UBP$H|URSTADT BIDDLE 6.25%|EBXL|EBX LLC|200
UBP$H|URSTADT BIDDLE 6.25%|EDJO|Edward D. Jones & Co., L.P.|184
UBP$H|URSTADT BIDDLE 6.25%|ETRS|E*Trade Securities LLC|800
UBP$H|URSTADT BIDDLE 6.25%|GLPX|ACS EXECUTION SERVICES, LLC|80
UBP$H|URSTADT BIDDLE 6.25%|GSCO|GOLDMAN SACHS & CO. LLC|200
UBP$H|URSTADT BIDDLE 6.25%|IBKR|Interactive Brokers Llc|1190
UBP$H|URSTADT BIDDLE 6.25%|ICBX|INSTINET, LLC|100
UBP$H|URSTADT BIDDLE 6.25%|INCA|INSTINET, LLC|1629
UBP$H|URSTADT BIDDLE 6.25%|JPMX|J.P. Morgan Securities LLC|200
UBP$H|URSTADT BIDDLE 6.25%|KCGM|VIRTU Americas LLC|500
UBP$H|URSTADT BIDDLE 6.25%|LEHM|Barclays Capital Inc./Le|200
UBP$H|URSTADT BIDDLE 6.25%|LIME|Lime Brokerage LLC|300
UBP$H|URSTADT BIDDLE 6.25%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|50
UBP$H|URSTADT BIDDLE 6.25%|MSCO|MORGAN STANLEY & CO. LLC|1164
UBP$H|URSTADT BIDDLE 6.25%|NFSC|National Financial Services LLC|2088
UBP$H|URSTADT BIDDLE 6.25%|NITE|VIRTU Americas LLC|7026
UBP$H|URSTADT BIDDLE 6.25%|NQRB|Brut, LLC|100
UBP$H|URSTADT BIDDLE 6.25%|PDQM|CODA MARKETS, INC.|80
UBP$H|URSTADT BIDDLE 6.25%|PWJC|UBS Financial Services, Inc.|679
UBP$H|URSTADT BIDDLE 6.25%|RBCM|RBC CAPITAL MARKETS, LLC|2
UBP$H|URSTADT BIDDLE 6.25%|SALI|INTL FCSTONE FINANCIAL INC.|14
UBP$H|URSTADT BIDDLE 6.25%|SGMT|GOLDMAN SACHS & CO. LLC|248
UBP$H|URSTADT BIDDLE 6.25%|STFL|Stifel, Nicolaus & Company, Incorporated|100
UBP$H|URSTADT BIDDLE 6.25%|SWIM|TD Ameritrade, Inc.|3300
UBP$H|URSTADT BIDDLE 6.25%|UBSA|UBS SECURITIES LLC|1382
UBP$H|URSTADT BIDDLE 6.25%|UBSS|UBS Securities LLC|1580
UBP$H|URSTADT BIDDLE 6.25%|VGRD|Vanguard Marketing Corporation|511
UBP$H|URSTADT BIDDLE 6.25%|WCHV|WELLS FARGO SECURITIES, LLC|18552
UBR|PROSHARES ULT BRAZIL|APCC|Apex Clearing Corporation|100
UBR|PROSHARES ULT BRAZIL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|416
UBR|PROSHARES ULT BRAZIL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
UBR|PROSHARES ULT BRAZIL|CTDL|Citadel Derivatives Group Llc|37
UBR|PROSHARES ULT BRAZIL|DBAX|Deutsche Bank Securities Inc.|300
UBR|PROSHARES ULT BRAZIL|EBXL|EBX LLC|900
UBR|PROSHARES ULT BRAZIL|ETRS|E*Trade Securities LLC|799
UBR|PROSHARES ULT BRAZIL|FILL|Tradestation Securities, Inc.|248
UBR|PROSHARES ULT BRAZIL|FLTU|FLOW TRADERS US LLC|320
UBR|PROSHARES ULT BRAZIL|FMAF|NBCN Inc./ CDS|400
UBR|PROSHARES ULT BRAZIL|FTBR|Foliofn Investments, Inc.|1
UBR|PROSHARES ULT BRAZIL|GTSZ|GTS SECURITIES LLC|1
UBR|PROSHARES ULT BRAZIL|IATS|INTERACTIVE BROKERS LLC|14
UBR|PROSHARES ULT BRAZIL|IBKR|Interactive Brokers Llc|634
UBR|PROSHARES ULT BRAZIL|INCA|INSTINET, LLC|27
UBR|PROSHARES ULT BRAZIL|JPMX|J.P. Morgan Securities LLC|200
UBR|PROSHARES ULT BRAZIL|JSJX|JANE STREET CAPITAL LLC|820
UBR|PROSHARES ULT BRAZIL|KCGM|VIRTU Americas LLC|1327
UBR|PROSHARES ULT BRAZIL|LEHM|Barclays Capital Inc./Le|2000
UBR|PROSHARES ULT BRAZIL|LIME|Lime Brokerage LLC|3494
UBR|PROSHARES ULT BRAZIL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
UBR|PROSHARES ULT BRAZIL|MSCO|MORGAN STANLEY & CO. LLC|2776
UBR|PROSHARES ULT BRAZIL|NFSC|National Financial Services LLC|8526
UBR|PROSHARES ULT BRAZIL|NITE|VIRTU Americas LLC|5850
UBR|PROSHARES ULT BRAZIL|NITP|VIRTU Americas LLC|103
UBR|PROSHARES ULT BRAZIL|SBSH|Citigroup Global Markets Inc.|560
UBR|PROSHARES ULT BRAZIL|SGMT|GOLDMAN SACHS & CO. LLC|277
UBR|PROSHARES ULT BRAZIL|SWIM|TD Ameritrade, Inc.|165
UBR|PROSHARES ULT BRAZIL|SWST|Hilltop Securities Inc.|500
UBR|PROSHARES ULT BRAZIL|TRCM|TRC MARKETS LLC|193
UBR|PROSHARES ULT BRAZIL|UBSA|UBS SECURITIES LLC|1506
UBR|PROSHARES ULT BRAZIL|UBSS|UBS Securities LLC|477
UBR|PROSHARES ULT BRAZIL|VALX|VIRTU AMERICAS LLC|330
UBR|PROSHARES ULT BRAZIL|VGRD|Vanguard Marketing Corporation|605
UBR|PROSHARES ULT BRAZIL|WCHV|WELLS FARGO SECURITIES, LLC|100
UBR|PROSHARES ULT BRAZIL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12
UBR|PROSHARES ULT BRAZIL|WSEA|WOLVERINE SECURITIES, LLC|5
UBRT|CREDIT SUISSE AXELAT|APCC|Apex Clearing Corporation|16
UBRT|CREDIT SUISSE AXELAT|ETRS|E*Trade Securities LLC|216
UBRT|CREDIT SUISSE AXELAT|LIME|Lime Brokerage LLC|2
UBRT|CREDIT SUISSE AXELAT|MSCO|MORGAN STANLEY & CO. LLC|32
UBRT|CREDIT SUISSE AXELAT|NFSC|National Financial Services LLC|218
UBRT|CREDIT SUISSE AXELAT|NITE|VIRTU Americas LLC|102
UBRT|CREDIT SUISSE AXELAT|UBSA|UBS SECURITIES LLC|149
UBRT|CREDIT SUISSE AXELAT|UBSS|UBS Securities LLC|1
UBS|UBS GROUP AG|AGIS|Aegis Capital Corp.|22025
UBS|UBS GROUP AG|ALTX|Alternet Securities Inc.|9440
UBS|UBS GROUP AG|ANOS|ABEL/NOSER, L.L.C.|4498
UBS|UBS GROUP AG|APCC|Apex Clearing Corporation|728
UBS|UBS GROUP AG|AURC|Aurora Capital LLC|2000
UBS|UBS GROUP AG|BALE|M&T SECURITIES, INC.|280
UBS|UBS GROUP AG|BARD|Robert W. Baird & Co. Incorporated|19407
UBS|UBS GROUP AG|BATM|CBOE TRADING, INC.|3685
UBS|UBS GROUP AG|BBNT|BB&T SECURITIES, LLC|2202
UBS|UBS GROUP AG|BCMX|BERENBERG CAPITAL MARKETS LLC|6152
UBS|UBS GROUP AG|BERN|Sanford C. Bernstein & Co., LLC|39210
UBS|UBS GROUP AG|BIDS|BIDS TRADING L.P.|200
UBS|UBS GROUP AG|BKCM|BNY Mellon Capital Markets LLC|800
UBS|UBS GROUP AG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67369
UBS|UBS GROUP AG|BLKX|INSTINET, LLC|5700
UBS|UBS GROUP AG|BNPX|BNP PARIBAS SECURITIES CORP.|10000
UBS|UBS GROUP AG|BYXM|CBOE TRADING, INC.|484
UBS|UBS GROUP AG|BZYD|GOLDMAN SACHS & CO. LLC|1100
UBS|UBS GROUP AG|CHAS|Charles Schwab & Co., Inc.|20185
UBS|UBS GROUP AG|CHDN|CHARDAN CAPITAL MARKETS LLC|226170
UBS|UBS GROUP AG|CIST|Capital Institutional Services, Inc.|11048
UBS|UBS GROUP AG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18811
UBS|UBS GROUP AG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|530880
UBS|UBS GROUP AG|CTDL|Citadel Derivatives Group Llc|36250
UBS|UBS GROUP AG|CXCX|CITIGROUP GLOBAL MARKETS INC.|50386
UBS|UBS GROUP AG|DADA|D.A. Davidson & Co.|799
UBS|UBS GROUP AG|DAVA|Davenport & Company LLC|337
UBS|UBS GROUP AG|DBAB|Deutsche Bank Securities Inc.|143346
UBS|UBS GROUP AG|DBAX|Deutsche Bank Securities Inc.|429900
UBS|UBS GROUP AG|DBUL|Deutsche Bank Securities Inc.|1100
UBS|UBS GROUP AG|DCHF|Dart Executions, LLC|31322
UBS|UBS GROUP AG|DEAN|MORGAN STANLEY|65291
UBS|UBS GROUP AG|DEGS|RONIN PROFESSIONAL LLC|2657
UBS|UBS GROUP AG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|127
UBS|UBS GROUP AG|EBXL|EBX LLC|131800
UBS|UBS GROUP AG|ECUT|CONVERGEX EXECUTION SOLUTIONS|138912
UBS|UBS GROUP AG|EDJO|Edward D. Jones & Co., L.P.|128632
UBS|UBS GROUP AG|EGAM|CBOE TRADING, INC.|9493
UBS|UBS GROUP AG|EGAW|CBOE TRADING, INC.|128
UBS|UBS GROUP AG|EGXM|CBOE TRADING, INC.|2900
UBS|UBS GROUP AG|EGXW|CBOE TRADING, INC.|100
UBS|UBS GROUP AG|ETBE|Electronic Transaction Clearing, Inc.|28915
UBS|UBS GROUP AG|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
UBS|UBS GROUP AG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
UBS|UBS GROUP AG|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|391
UBS|UBS GROUP AG|ETRS|E*Trade Securities LLC|97642
UBS|UBS GROUP AG|FILL|Tradestation Securities, Inc.|21265
UBS|UBS GROUP AG|FMAF|NBCN Inc./ CDS|5427
UBS|UBS GROUP AG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
UBS|UBS GROUP AG|FQLS|Quantlab Securities LP|243852
UBS|UBS GROUP AG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45110
UBS|UBS GROUP AG|FTBR|Foliofn Investments, Inc.|3724
UBS|UBS GROUP AG|GBMT|GBM International, Inc.|670
UBS|UBS GROUP AG|GEBB|GLOBAL EXECUTION BROKERS, LP|52921
UBS|UBS GROUP AG|GLIS|TD Securities Inc|220
UBS|UBS GROUP AG|GLPX|ACS EXECUTION SERVICES, LLC|995
UBS|UBS GROUP AG|GSCO|GOLDMAN SACHS & CO. LLC|779467
UBS|UBS GROUP AG|GSCS|GOLDMAN SACHS & CO. LLC|4856
UBS|UBS GROUP AG|GSLT|GOLDMAN SACHS & CO. LLC|13606
UBS|UBS GROUP AG|GTSZ|GTS SECURITIES LLC|58140
UBS|UBS GROUP AG|HRBF|American Enterprise Investment Services Inc.|69755
UBS|UBS GROUP AG|HSBC|HSBC Securities, Inc.|7475
UBS|UBS GROUP AG|IATS|INTERACTIVE BROKERS LLC|72676
UBS|UBS GROUP AG|IBKR|Interactive Brokers Llc|84406
UBS|UBS GROUP AG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10651
UBS|UBS GROUP AG|ICBX|INSTINET, LLC|116923
UBS|UBS GROUP AG|INCA|INSTINET, LLC|386735
UBS|UBS GROUP AG|INJX|INSTINET, LLC|6200
UBS|UBS GROUP AG|INTL|INTL FCSTONE FINANCIAL INC.|20808
UBS|UBS GROUP AG|ITGI|ITG Inc.|119390
UBS|UBS GROUP AG|ITGP|ITG INC.|253200
UBS|UBS GROUP AG|JANY|Janney Montgomery Scott Inc.|32803
UBS|UBS GROUP AG|JEFF|JEFFERIES LLC|98790
UBS|UBS GROUP AG|JMPT|JUMP TRADING, LLC|36796
UBS|UBS GROUP AG|JPBX|J.P. MORGAN SECURITIES LLC|39378
UBS|UBS GROUP AG|JPMX|J.P. Morgan Securities LLC|671532
UBS|UBS GROUP AG|JSJX|JANE STREET CAPITAL LLC|184636
UBS|UBS GROUP AG|KBWI|Keefe, Bruyette & Woods, Inc.|4230
UBS|UBS GROUP AG|KCGM|VIRTU Americas LLC|47339
UBS|UBS GROUP AG|LBOW|Longbow Securities, LLC|13809
UBS|UBS GROUP AG|LEHM|Barclays Capital Inc./Le|2412252
UBS|UBS GROUP AG|LIME|Lime Brokerage LLC|1228016
UBS|UBS GROUP AG|LSCI|Lek Securities Corporation|1432
UBS|UBS GROUP AG|MACC|Mid Atlantic Capital Corporation|755
UBS|UBS GROUP AG|MAXM|Maxim Group LLC|2360
UBS|UBS GROUP AG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|392103
UBS|UBS GROUP AG|MOTF|MOTIF INVESTING, INC.|5
UBS|UBS GROUP AG|MPSG|E D & F Man Capital Markets Inc.|78175
UBS|UBS GROUP AG|MSCO|MORGAN STANLEY & CO. LLC|1801508
UBS|UBS GROUP AG|MSPL|MORGAN STANLEY & CO. LLC|931400
UBS|UBS GROUP AG|MSTX|MORGAN STANLEY & CO. LLC|238600
UBS|UBS GROUP AG|NEUB|NEUBERGER BERMAN BD LLC|4177
UBS|UBS GROUP AG|NFSC|National Financial Services LLC|543861
UBS|UBS GROUP AG|NITE|VIRTU Americas LLC|1418392
UBS|UBS GROUP AG|NITP|VIRTU Americas LLC|179405
UBS|UBS GROUP AG|NQRB|Brut, LLC|17900
UBS|UBS GROUP AG|NTBF|BMO Nesbitt Burns Inc./CDS|7512
UBS|UBS GROUP AG|NTRC|Northern Trust Securities, Inc.|650
UBS|UBS GROUP AG|OLDM|OLD MISSION CAPITAL, LLC|79756
UBS|UBS GROUP AG|OPCO|Oppenheimer & Co. Inc.|26826
UBS|UBS GROUP AG|PCFF|Pacific International Securities Inc./CDS|2362
UBS|UBS GROUP AG|PCPT|PHILLIP CAPITAL INC.|10700
UBS|UBS GROUP AG|PDQM|CODA MARKETS, INC.|601
UBS|UBS GROUP AG|PHLY|NASDAQ Execution Services, LLC|200
UBS|UBS GROUP AG|PIPR|Piper Jaffray & Co.|385
UBS|UBS GROUP AG|RBCM|RBC CAPITAL MARKETS, LLC|37877
UBS|UBS GROUP AG|SAGL|SAGETRADER, LLC|600
UBS|UBS GROUP AG|SBSH|Citigroup Global Markets Inc.|51775
UBS|UBS GROUP AG|SEIC|SEI Investments Distribution Co.|7608
UBS|UBS GROUP AG|SGMT|GOLDMAN SACHS & CO. LLC|432397
UBS|UBS GROUP AG|SPDR|SPEEDROUTE LLC|10200
UBS|UBS GROUP AG|SPHN|Stephens Inc.|330
UBS|UBS GROUP AG|STFL|Stifel, Nicolaus & Company, Incorporated|16363
UBS|UBS GROUP AG|STKP|STOCKPILE INVESTMENTS, INC.|100
UBS|UBS GROUP AG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4600
UBS|UBS GROUP AG|SWIM|TD Ameritrade, Inc.|48235
UBS|UBS GROUP AG|SWST|Hilltop Securities Inc.|39637
UBS|UBS GROUP AG|TKNG|ALLY INVEST SECURITIES LLC|2759
UBS|UBS GROUP AG|TRBT|Tradebot Systems, Inc.|125578
UBS|UBS GROUP AG|TRCM|TRC MARKETS LLC|52351
UBS|UBS GROUP AG|TRIP|Trident Partners Ltd.|2500
UBS|UBS GROUP AG|UBSS|UBS Securities LLC|1087318
UBS|UBS GROUP AG|VALX|VIRTU AMERICAS LLC|434192
UBS|UBS GROUP AG|VGRD|Vanguard Marketing Corporation|35730
UBS|UBS GROUP AG|WBLR|WILLIAM BLAIR|167
UBS|UBS GROUP AG|WCHV|WELLS FARGO SECURITIES, LLC|286969
UBS|UBS GROUP AG|WEDB|WEDBUSH SECURITIES INC.|67
UBS|UBS GROUP AG|WEED|Weeden & Co.L.P.|560
UBS|UBS GROUP AG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10529
UBS|UBS GROUP AG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14165
UBS|UBS GROUP AG|WFPB|Wells Fargo Securities, LLC.|4999
UBS|UBS GROUP AG|WGIF|CIBC World Markets Inc.|2818
UBS|UBS GROUP AG|WSEA|WOLVERINE SECURITIES, LLC|28223
UBS|UBS GROUP AG|XIST|INSTINET, LLC|123282
UBS|UBS GROUP AG|XPUS|XP SECURITIES, LLC|17300
UBS|UBS GROUP AG|XSTM|NATIONAL FINANCIAL SERVICES LLC|24266
UBS|UBS GROUP AG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25382
UBSH|UNION BANKSHARES CP|ALTX|Alternet Securities Inc.|4008
UBSH|UNION BANKSHARES CP|APCC|Apex Clearing Corporation|25
UBSH|UNION BANKSHARES CP|BARD|Robert W. Baird & Co. Incorporated|539
UBSH|UNION BANKSHARES CP|BATM|CBOE TRADING, INC.|4762
UBSH|UNION BANKSHARES CP|BAYC|BAY CREST PARTNERS, LLC|2916
UBSH|UNION BANKSHARES CP|BERN|Sanford C. Bernstein & Co., LLC|4572
UBSH|UNION BANKSHARES CP|BIDS|BIDS TRADING L.P.|13500
UBSH|UNION BANKSHARES CP|BKCM|BNY Mellon Capital Markets LLC|100
UBSH|UNION BANKSHARES CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5113
UBSH|UNION BANKSHARES CP|BLKX|INSTINET, LLC|186971
UBSH|UNION BANKSHARES CP|BMOC|BMO Capital Markets Corp.|9657
UBSH|UNION BANKSHARES CP|BNPX|BNP PARIBAS SECURITIES CORP.|12223
UBSH|UNION BANKSHARES CP|BTIG|BTIG, LLC|670
UBSH|UNION BANKSHARES CP|BYXM|CBOE TRADING, INC.|4312
UBSH|UNION BANKSHARES CP|BZYD|GOLDMAN SACHS & CO. LLC|2161
UBSH|UNION BANKSHARES CP|CHAS|Charles Schwab & Co., Inc.|3162
UBSH|UNION BANKSHARES CP|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
UBSH|UNION BANKSHARES CP|CIST|Capital Institutional Services, Inc.|11199
UBSH|UNION BANKSHARES CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11398
UBSH|UNION BANKSHARES CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1547
UBSH|UNION BANKSHARES CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|169869
UBSH|UNION BANKSHARES CP|CTDL|Citadel Derivatives Group Llc|66687
UBSH|UNION BANKSHARES CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12804
UBSH|UNION BANKSHARES CP|DAVA|Davenport & Company LLC|1902
UBSH|UNION BANKSHARES CP|DBAB|Deutsche Bank Securities Inc.|447519
UBSH|UNION BANKSHARES CP|DBAX|Deutsche Bank Securities Inc.|48000
UBSH|UNION BANKSHARES CP|DBUL|Deutsche Bank Securities Inc.|2453
UBSH|UNION BANKSHARES CP|DEAN|MORGAN STANLEY|21047
UBSH|UNION BANKSHARES CP|DEGS|RONIN PROFESSIONAL LLC|3594
UBSH|UNION BANKSHARES CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5170
UBSH|UNION BANKSHARES CP|EBXL|EBX LLC|75200
UBSH|UNION BANKSHARES CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|12445
UBSH|UNION BANKSHARES CP|EDJO|Edward D. Jones & Co., L.P.|1941
UBSH|UNION BANKSHARES CP|EGAM|CBOE TRADING, INC.|5413
UBSH|UNION BANKSHARES CP|EGAW|CBOE TRADING, INC.|100
UBSH|UNION BANKSHARES CP|EGMT|EG MARKET TECHNOLOGIES LLC|500
UBSH|UNION BANKSHARES CP|EGXM|CBOE TRADING, INC.|2203
UBSH|UNION BANKSHARES CP|EGXW|CBOE TRADING, INC.|1
UBSH|UNION BANKSHARES CP|ETBE|Electronic Transaction Clearing, Inc.|91830
UBSH|UNION BANKSHARES CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
UBSH|UNION BANKSHARES CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7204
UBSH|UNION BANKSHARES CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9140
UBSH|UNION BANKSHARES CP|ETRS|E*Trade Securities LLC|4598
UBSH|UNION BANKSHARES CP|FBCO|Credit Suisse Securities (USA) LLC|428493
UBSH|UNION BANKSHARES CP|FBSB|U.S. Bancorp Investments, Inc.|21
UBSH|UNION BANKSHARES CP|FILL|Tradestation Securities, Inc.|47
UBSH|UNION BANKSHARES CP|FOMA|TD AMERITRADE CLEARING, INC.|14251
UBSH|UNION BANKSHARES CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17657
UBSH|UNION BANKSHARES CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|194985
UBSH|UNION BANKSHARES CP|FTBR|Foliofn Investments, Inc.|321
UBSH|UNION BANKSHARES CP|GEBB|GLOBAL EXECUTION BROKERS, LP|22469
UBSH|UNION BANKSHARES CP|GLPX|ACS EXECUTION SERVICES, LLC|4634
UBSH|UNION BANKSHARES CP|GSCO|GOLDMAN SACHS & CO. LLC|2185900
UBSH|UNION BANKSHARES CP|GSCS|GOLDMAN SACHS & CO. LLC|6395
UBSH|UNION BANKSHARES CP|GSLT|GOLDMAN SACHS & CO. LLC|3734
UBSH|UNION BANKSHARES CP|GTSZ|GTS SECURITIES LLC|67644
UBSH|UNION BANKSHARES CP|HAPX|HAP Trading, LLC|100
UBSH|UNION BANKSHARES CP|HRBF|American Enterprise Investment Services Inc.|1147
UBSH|UNION BANKSHARES CP|IATS|INTERACTIVE BROKERS LLC|1001
UBSH|UNION BANKSHARES CP|IBKR|Interactive Brokers Llc|13393
UBSH|UNION BANKSHARES CP|ICBX|INSTINET, LLC|29900
UBSH|UNION BANKSHARES CP|IEQY|CITADEL SECURITIES LLC|200831
UBSH|UNION BANKSHARES CP|INCA|INSTINET, LLC|494915
UBSH|UNION BANKSHARES CP|INJX|INSTINET, LLC|47321
UBSH|UNION BANKSHARES CP|ITGI|ITG Inc.|388789
UBSH|UNION BANKSHARES CP|ITGP|ITG INC.|40800
UBSH|UNION BANKSHARES CP|JANY|Janney Montgomery Scott Inc.|682
UBSH|UNION BANKSHARES CP|JEFF|JEFFERIES LLC|107608
UBSH|UNION BANKSHARES CP|JMPT|JUMP TRADING, LLC|32045
UBSH|UNION BANKSHARES CP|JPBX|J.P. MORGAN SECURITIES LLC|79048
UBSH|UNION BANKSHARES CP|JPMX|J.P. Morgan Securities LLC|151904
UBSH|UNION BANKSHARES CP|JSJX|JANE STREET CAPITAL LLC|15384
UBSH|UNION BANKSHARES CP|KCGM|VIRTU Americas LLC|15726
UBSH|UNION BANKSHARES CP|LEHM|Barclays Capital Inc./Le|500178
UBSH|UNION BANKSHARES CP|LIME|Lime Brokerage LLC|247742
UBSH|UNION BANKSHARES CP|LMGP|LIME BROKERAGE LLC|42034
UBSH|UNION BANKSHARES CP|LOOP|Loop Capital Markets LLC|1688
UBSH|UNION BANKSHARES CP|LQNA|LIQUIDNET, INC.|1400
UBSH|UNION BANKSHARES CP|LQNB|LIQUIDNET, INC.|69001
UBSH|UNION BANKSHARES CP|LSCI|Lek Securities Corporation|100
UBSH|UNION BANKSHARES CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
UBSH|UNION BANKSHARES CP|MACC|Mid Atlantic Capital Corporation|100
UBSH|UNION BANKSHARES CP|MAXM|Maxim Group LLC|6496
UBSH|UNION BANKSHARES CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62862
UBSH|UNION BANKSHARES CP|MOTF|MOTIF INVESTING, INC.|7
UBSH|UNION BANKSHARES CP|MSCO|MORGAN STANLEY & CO. LLC|2264476
UBSH|UNION BANKSHARES CP|MSPL|MORGAN STANLEY & CO. LLC|197100
UBSH|UNION BANKSHARES CP|MSTX|MORGAN STANLEY & CO. LLC|87600
UBSH|UNION BANKSHARES CP|MTON|MILLINGTON SECURITIES, INC.|36422
UBSH|UNION BANKSHARES CP|NFSC|National Financial Services LLC|33636
UBSH|UNION BANKSHARES CP|NITE|VIRTU Americas LLC|141374
UBSH|UNION BANKSHARES CP|NITP|VIRTU Americas LLC|21671
UBSH|UNION BANKSHARES CP|NQRB|Brut, LLC|4549
UBSH|UNION BANKSHARES CP|NTRC|Northern Trust Securities, Inc.|742
UBSH|UNION BANKSHARES CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13438
UBSH|UNION BANKSHARES CP|PDQM|CODA MARKETS, INC.|17831
UBSH|UNION BANKSHARES CP|PWJC|UBS Financial Services, Inc.|1845
UBSH|UNION BANKSHARES CP|RAJA|Raymond James & Associates, Inc.|29946
UBSH|UNION BANKSHARES CP|RBCM|RBC CAPITAL MARKETS, LLC|224
UBSH|UNION BANKSHARES CP|SAGL|SAGETRADER, LLC|835
UBSH|UNION BANKSHARES CP|SAGW|SAGETRADER, LLC|163
UBSH|UNION BANKSHARES CP|SBSH|Citigroup Global Markets Inc.|223060
UBSH|UNION BANKSHARES CP|SDLR|Sandler, O'Neill & Partners, L.P.|2500
UBSH|UNION BANKSHARES CP|SGMT|GOLDMAN SACHS & CO. LLC|31940
UBSH|UNION BANKSHARES CP|SPDR|SPEEDROUTE LLC|14700
UBSH|UNION BANKSHARES CP|SPHN|Stephens Inc.|301
UBSH|UNION BANKSHARES CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1000
UBSH|UNION BANKSHARES CP|STFL|Stifel, Nicolaus & Company, Incorporated|1674
UBSH|UNION BANKSHARES CP|SWIM|TD Ameritrade, Inc.|536
UBSH|UNION BANKSHARES CP|SWST|Hilltop Securities Inc.|2014
UBSH|UNION BANKSHARES CP|TRBT|Tradebot Systems, Inc.|244276
UBSH|UNION BANKSHARES CP|TRCM|TRC MARKETS LLC|248283
UBSH|UNION BANKSHARES CP|UBSA|UBS SECURITIES LLC|254124
UBSH|UNION BANKSHARES CP|UBSS|UBS Securities LLC|1681614
UBSH|UNION BANKSHARES CP|VALX|VIRTU AMERICAS LLC|12696
UBSH|UNION BANKSHARES CP|VGRD|Vanguard Marketing Corporation|2186
UBSH|UNION BANKSHARES CP|WABR|Wall Street Access|38492
UBSH|UNION BANKSHARES CP|WCHV|WELLS FARGO SECURITIES, LLC|31241
UBSH|UNION BANKSHARES CP|WEDB|WEDBUSH SECURITIES INC.|100
UBSH|UNION BANKSHARES CP|WEED|Weeden & Co.L.P.|1520
UBSH|UNION BANKSHARES CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1899
UBSH|UNION BANKSHARES CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|187
UBSH|UNION BANKSHARES CP|WSEA|WOLVERINE SECURITIES, LLC|738
UBSH|UNION BANKSHARES CP|XIST|INSTINET, LLC|153400
UBSH|UNION BANKSHARES CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|10200
UBSH|UNION BANKSHARES CP|YKNA|COMHAR CAPITAL MARKETS, LLC|249
UBSH|UNION BANKSHARES CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|79
UBSI|UNITED BKSHS INC|ALTX|Alternet Securities Inc.|1253
UBSI|UNITED BKSHS INC|APCC|Apex Clearing Corporation|38
UBSI|UNITED BKSHS INC|BALE|M&T SECURITIES, INC.|5208
UBSI|UNITED BKSHS INC|BANK|Primevest Financial Services, Inc.|2174
UBSI|UNITED BKSHS INC|BARD|Robert W. Baird & Co. Incorporated|790
UBSI|UNITED BKSHS INC|BATM|CBOE TRADING, INC.|530
UBSI|UNITED BKSHS INC|BAYT|BTIG, LLC|10000
UBSI|UNITED BKSHS INC|BBNT|BB&T SECURITIES, LLC|2299
UBSI|UNITED BKSHS INC|BERN|Sanford C. Bernstein & Co., LLC|35873
UBSI|UNITED BKSHS INC|BIDS|BIDS TRADING L.P.|600
UBSI|UNITED BKSHS INC|BKCM|BNY Mellon Capital Markets LLC|20962
UBSI|UNITED BKSHS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3160
UBSI|UNITED BKSHS INC|BMOC|BMO Capital Markets Corp.|16066
UBSI|UNITED BKSHS INC|BNPX|BNP PARIBAS SECURITIES CORP.|88219
UBSI|UNITED BKSHS INC|BRVL|BLAYLOCK VAN, LLC|1600
UBSI|UNITED BKSHS INC|BTIG|BTIG, LLC|2806
UBSI|UNITED BKSHS INC|BYXM|CBOE TRADING, INC.|300
UBSI|UNITED BKSHS INC|BZYD|GOLDMAN SACHS & CO. LLC|1100
UBSI|UNITED BKSHS INC|CANT|Cantor Fitzgerald & Co.|29
UBSI|UNITED BKSHS INC|CHAS|Charles Schwab & Co., Inc.|1371
UBSI|UNITED BKSHS INC|CIST|Capital Institutional Services, Inc.|23
UBSI|UNITED BKSHS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38230
UBSI|UNITED BKSHS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150289
UBSI|UNITED BKSHS INC|CTDL|Citadel Derivatives Group Llc|33057
UBSI|UNITED BKSHS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|39442
UBSI|UNITED BKSHS INC|DADA|D.A. Davidson & Co.|5000
UBSI|UNITED BKSHS INC|DBAB|Deutsche Bank Securities Inc.|487790
UBSI|UNITED BKSHS INC|DBAX|Deutsche Bank Securities Inc.|128600
UBSI|UNITED BKSHS INC|DBUL|Deutsche Bank Securities Inc.|300
UBSI|UNITED BKSHS INC|DEAN|MORGAN STANLEY|6564
UBSI|UNITED BKSHS INC|DEGS|RONIN PROFESSIONAL LLC|895
UBSI|UNITED BKSHS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|106
UBSI|UNITED BKSHS INC|EBXL|EBX LLC|96800
UBSI|UNITED BKSHS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|19522
UBSI|UNITED BKSHS INC|EDJO|Edward D. Jones & Co., L.P.|4646
UBSI|UNITED BKSHS INC|EGAM|CBOE TRADING, INC.|5368
UBSI|UNITED BKSHS INC|EGAW|CBOE TRADING, INC.|420
UBSI|UNITED BKSHS INC|EGXM|CBOE TRADING, INC.|610
UBSI|UNITED BKSHS INC|ETBE|Electronic Transaction Clearing, Inc.|28915
UBSI|UNITED BKSHS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|643
UBSI|UNITED BKSHS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9488
UBSI|UNITED BKSHS INC|ETRS|E*Trade Securities LLC|33672
UBSI|UNITED BKSHS INC|FBCO|Credit Suisse Securities (USA) LLC|494946
UBSI|UNITED BKSHS INC|FBSB|U.S. Bancorp Investments, Inc.|78
UBSI|UNITED BKSHS INC|FMAF|NBCN Inc./ CDS|942
UBSI|UNITED BKSHS INC|FOMA|TD AMERITRADE CLEARING, INC.|57122
UBSI|UNITED BKSHS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|871
UBSI|UNITED BKSHS INC|FQLS|Quantlab Securities LP|252945
UBSI|UNITED BKSHS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59689
UBSI|UNITED BKSHS INC|FTBR|Foliofn Investments, Inc.|2040
UBSI|UNITED BKSHS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|37361
UBSI|UNITED BKSHS INC|GLPX|ACS EXECUTION SERVICES, LLC|2586
UBSI|UNITED BKSHS INC|GSCO|GOLDMAN SACHS & CO. LLC|1655092
UBSI|UNITED BKSHS INC|GSCS|GOLDMAN SACHS & CO. LLC|12166
UBSI|UNITED BKSHS INC|GSLT|GOLDMAN SACHS & CO. LLC|722
UBSI|UNITED BKSHS INC|GTSZ|GTS SECURITIES LLC|52834
UBSI|UNITED BKSHS INC|HAPX|HAP Trading, LLC|837
UBSI|UNITED BKSHS INC|HRBF|American Enterprise Investment Services Inc.|22777
UBSI|UNITED BKSHS INC|HSBC|HSBC Securities, Inc.|1900
UBSI|UNITED BKSHS INC|IATS|INTERACTIVE BROKERS LLC|2264
UBSI|UNITED BKSHS INC|IBKR|Interactive Brokers Llc|27159
UBSI|UNITED BKSHS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
UBSI|UNITED BKSHS INC|ICBX|INSTINET, LLC|31895
UBSI|UNITED BKSHS INC|IEQY|CITADEL SECURITIES LLC|131002
UBSI|UNITED BKSHS INC|INCA|INSTINET, LLC|236773
UBSI|UNITED BKSHS INC|INJX|INSTINET, LLC|24239
UBSI|UNITED BKSHS INC|ITGI|ITG Inc.|18344
UBSI|UNITED BKSHS INC|ITGP|ITG INC.|38800
UBSI|UNITED BKSHS INC|JANY|Janney Montgomery Scott Inc.|1503
UBSI|UNITED BKSHS INC|JEFF|JEFFERIES LLC|86849
UBSI|UNITED BKSHS INC|JMPT|JUMP TRADING, LLC|14380
UBSI|UNITED BKSHS INC|JPBX|J.P. MORGAN SECURITIES LLC|42862
UBSI|UNITED BKSHS INC|JPMX|J.P. Morgan Securities LLC|142772
UBSI|UNITED BKSHS INC|JSJX|JANE STREET CAPITAL LLC|5570
UBSI|UNITED BKSHS INC|KCGM|VIRTU Americas LLC|23585
UBSI|UNITED BKSHS INC|KCRD|PHX FINANCIAL, INC.|200
UBSI|UNITED BKSHS INC|LEHM|Barclays Capital Inc./Le|567709
UBSI|UNITED BKSHS INC|LIME|Lime Brokerage LLC|222887
UBSI|UNITED BKSHS INC|LMGP|LIME BROKERAGE LLC|25500
UBSI|UNITED BKSHS INC|LOOP|Loop Capital Markets LLC|3497
UBSI|UNITED BKSHS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
UBSI|UNITED BKSHS INC|MAXM|Maxim Group LLC|11752
UBSI|UNITED BKSHS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|229362
UBSI|UNITED BKSHS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3639
UBSI|UNITED BKSHS INC|MSCO|MORGAN STANLEY & CO. LLC|1565301
UBSI|UNITED BKSHS INC|MSPL|MORGAN STANLEY & CO. LLC|288800
UBSI|UNITED BKSHS INC|MSTX|MORGAN STANLEY & CO. LLC|79700
UBSI|UNITED BKSHS INC|MTON|MILLINGTON SECURITIES, INC.|62399
UBSI|UNITED BKSHS INC|NFSC|National Financial Services LLC|39697
UBSI|UNITED BKSHS INC|NITE|VIRTU Americas LLC|274614
UBSI|UNITED BKSHS INC|NITP|VIRTU Americas LLC|7200
UBSI|UNITED BKSHS INC|NQRB|Brut, LLC|910
UBSI|UNITED BKSHS INC|NTRC|Northern Trust Securities, Inc.|1200
UBSI|UNITED BKSHS INC|OPCO|Oppenheimer & Co. Inc.|3209
UBSI|UNITED BKSHS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3785
UBSI|UNITED BKSHS INC|PDQM|CODA MARKETS, INC.|10815
UBSI|UNITED BKSHS INC|PHLY|NASDAQ Execution Services, LLC|200
UBSI|UNITED BKSHS INC|PWJC|UBS Financial Services, Inc.|12426
UBSI|UNITED BKSHS INC|RAJA|Raymond James & Associates, Inc.|10884
UBSI|UNITED BKSHS INC|RBCM|RBC CAPITAL MARKETS, LLC|3176
UBSI|UNITED BKSHS INC|SAGL|SAGETRADER, LLC|300
UBSI|UNITED BKSHS INC|SAGW|SAGETRADER, LLC|346
UBSI|UNITED BKSHS INC|SBSH|Citigroup Global Markets Inc.|370325
UBSI|UNITED BKSHS INC|SCMC|Scotia Capital Markets (USA) Inc.|1405
UBSI|UNITED BKSHS INC|SDLR|Sandler, O'Neill & Partners, L.P.|135547
UBSI|UNITED BKSHS INC|SEIC|SEI Investments Distribution Co.|770
UBSI|UNITED BKSHS INC|SGMT|GOLDMAN SACHS & CO. LLC|88426
UBSI|UNITED BKSHS INC|SPDR|SPEEDROUTE LLC|17820
UBSI|UNITED BKSHS INC|SPHN|Stephens Inc.|1821
UBSI|UNITED BKSHS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|30460
UBSI|UNITED BKSHS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1008
UBSI|UNITED BKSHS INC|SWIM|TD Ameritrade, Inc.|5452
UBSI|UNITED BKSHS INC|SWST|Hilltop Securities Inc.|616
UBSI|UNITED BKSHS INC|TRBT|Tradebot Systems, Inc.|24505
UBSI|UNITED BKSHS INC|TRCM|TRC MARKETS LLC|114079
UBSI|UNITED BKSHS INC|UBSA|UBS SECURITIES LLC|540442
UBSI|UNITED BKSHS INC|UBSS|UBS Securities LLC|739125
UBSI|UNITED BKSHS INC|VALX|VIRTU AMERICAS LLC|17357
UBSI|UNITED BKSHS INC|VGRD|Vanguard Marketing Corporation|3314
UBSI|UNITED BKSHS INC|WABR|Wall Street Access|69399
UBSI|UNITED BKSHS INC|WBET|Wallachbeth Capital LLC|6814
UBSI|UNITED BKSHS INC|WCHV|WELLS FARGO SECURITIES, LLC|132446
UBSI|UNITED BKSHS INC|WDNX|WEEDEN & CO.L.P.|11568
UBSI|UNITED BKSHS INC|WEED|Weeden & Co.L.P.|1451
UBSI|UNITED BKSHS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1294
UBSI|UNITED BKSHS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|387
UBSI|UNITED BKSHS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|350
UBSI|UNITED BKSHS INC|WSEA|WOLVERINE SECURITIES, LLC|911
UBSI|UNITED BKSHS INC|XIST|INSTINET, LLC|64950
UBSI|UNITED BKSHS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
UBSI|UNITED BKSHS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1702
UBT|PROSHARES|APCC|Apex Clearing Corporation|6
UBT|PROSHARES|BATM|CBOE TRADING, INC.|203
UBT|PROSHARES|CHAS|Charles Schwab & Co., Inc.|1
UBT|PROSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2393
UBT|PROSHARES|DBAX|Deutsche Bank Securities Inc.|1100
UBT|PROSHARES|EBXL|EBX LLC|2000
UBT|PROSHARES|ETRS|E*Trade Securities LLC|3705
UBT|PROSHARES|FTBR|Foliofn Investments, Inc.|481
UBT|PROSHARES|GLIS|TD Securities Inc|313
UBT|PROSHARES|GSCO|GOLDMAN SACHS & CO. LLC|23500
UBT|PROSHARES|GTSZ|GTS SECURITIES LLC|40
UBT|PROSHARES|IATS|INTERACTIVE BROKERS LLC|934
UBT|PROSHARES|IBKR|Interactive Brokers Llc|2169
UBT|PROSHARES|ICBX|INSTINET, LLC|2800
UBT|PROSHARES|INCA|INSTINET, LLC|2
UBT|PROSHARES|JPMX|J.P. Morgan Securities LLC|400
UBT|PROSHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|5000
UBT|PROSHARES|JSJX|JANE STREET CAPITAL LLC|4316
UBT|PROSHARES|KCGM|VIRTU Americas LLC|399
UBT|PROSHARES|LEHM|Barclays Capital Inc./Le|2200
UBT|PROSHARES|LIME|Lime Brokerage LLC|5606
UBT|PROSHARES|MBTS|ALLY INVEST SECURITIES LLC|50
UBT|PROSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|610
UBT|PROSHARES|MSCO|MORGAN STANLEY & CO. LLC|4443
UBT|PROSHARES|MSPL|MORGAN STANLEY & CO. LLC|200
UBT|PROSHARES|NFSC|National Financial Services LLC|9153
UBT|PROSHARES|NITE|VIRTU Americas LLC|57358
UBT|PROSHARES|NTBF|BMO Nesbitt Burns Inc./CDS|1804
UBT|PROSHARES|SBSH|Citigroup Global Markets Inc.|1
UBT|PROSHARES|SGMT|GOLDMAN SACHS & CO. LLC|6600
UBT|PROSHARES|STKP|STOCKPILE INVESTMENTS, INC.|8
UBT|PROSHARES|SWIM|TD Ameritrade, Inc.|214
UBT|PROSHARES|TKNG|ALLY INVEST SECURITIES LLC|20
UBT|PROSHARES|TWTT|TASTYWORKS, INC.|75
UBT|PROSHARES|UBSA|UBS SECURITIES LLC|9958
UBT|PROSHARES|UBSS|UBS Securities LLC|825
UBT|PROSHARES|VGRD|Vanguard Marketing Corporation|2000
UBT|PROSHARES|WCHV|WELLS FARGO SECURITIES, LLC|25
UBT|PROSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2954
UBT|PROSHARES|WSEA|WOLVERINE SECURITIES, LLC|2
UBX|UNITY BIOTECH CM|ALTX|Alternet Securities Inc.|4887
UBX|UNITY BIOTECH CM|APCC|Apex Clearing Corporation|852
UBX|UNITY BIOTECH CM|BANK|Primevest Financial Services, Inc.|100
UBX|UNITY BIOTECH CM|BATM|CBOE TRADING, INC.|1814
UBX|UNITY BIOTECH CM|BAYC|BAY CREST PARTNERS, LLC|177
UBX|UNITY BIOTECH CM|BAYT|BTIG, LLC|2230
UBX|UNITY BIOTECH CM|BERN|Sanford C. Bernstein & Co., LLC|14
UBX|UNITY BIOTECH CM|BLKX|INSTINET, LLC|33300
UBX|UNITY BIOTECH CM|BMOC|BMO Capital Markets Corp.|380
UBX|UNITY BIOTECH CM|BNPX|BNP PARIBAS SECURITIES CORP.|396
UBX|UNITY BIOTECH CM|BTIG|BTIG, LLC|514
UBX|UNITY BIOTECH CM|BYXM|CBOE TRADING, INC.|1459
UBX|UNITY BIOTECH CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|54600
UBX|UNITY BIOTECH CM|CHAS|Charles Schwab & Co., Inc.|241
UBX|UNITY BIOTECH CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91584
UBX|UNITY BIOTECH CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6577
UBX|UNITY BIOTECH CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9407
UBX|UNITY BIOTECH CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33485
UBX|UNITY BIOTECH CM|CTDL|Citadel Derivatives Group Llc|6059
UBX|UNITY BIOTECH CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|11970
UBX|UNITY BIOTECH CM|DADA|D.A. Davidson & Co.|100
UBX|UNITY BIOTECH CM|DBAB|Deutsche Bank Securities Inc.|60171
UBX|UNITY BIOTECH CM|DBAX|Deutsche Bank Securities Inc.|62100
UBX|UNITY BIOTECH CM|DEAN|MORGAN STANLEY|21530
UBX|UNITY BIOTECH CM|DEGS|RONIN PROFESSIONAL LLC|35894
UBX|UNITY BIOTECH CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15895
UBX|UNITY BIOTECH CM|EBXL|EBX LLC|35600
UBX|UNITY BIOTECH CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2587
UBX|UNITY BIOTECH CM|EDJO|Edward D. Jones & Co., L.P.|50
UBX|UNITY BIOTECH CM|EGAM|CBOE TRADING, INC.|7427
UBX|UNITY BIOTECH CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
UBX|UNITY BIOTECH CM|EGXM|CBOE TRADING, INC.|400
UBX|UNITY BIOTECH CM|ETBE|Electronic Transaction Clearing, Inc.|213
UBX|UNITY BIOTECH CM|ETRS|E*Trade Securities LLC|49201
UBX|UNITY BIOTECH CM|FBCO|Credit Suisse Securities (USA) LLC|154903
UBX|UNITY BIOTECH CM|FILL|Tradestation Securities, Inc.|6567
UBX|UNITY BIOTECH CM|FOMA|TD AMERITRADE CLEARING, INC.|222246
UBX|UNITY BIOTECH CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3642
UBX|UNITY BIOTECH CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19285
UBX|UNITY BIOTECH CM|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|2900
UBX|UNITY BIOTECH CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2432
UBX|UNITY BIOTECH CM|GLPX|ACS EXECUTION SERVICES, LLC|29311
UBX|UNITY BIOTECH CM|GSCO|GOLDMAN SACHS & CO. LLC|303449
UBX|UNITY BIOTECH CM|GSCS|GOLDMAN SACHS & CO. LLC|10900
UBX|UNITY BIOTECH CM|GSLT|GOLDMAN SACHS & CO. LLC|769
UBX|UNITY BIOTECH CM|GTSZ|GTS SECURITIES LLC|49659
UBX|UNITY BIOTECH CM|HSBC|HSBC Securities, Inc.|150
UBX|UNITY BIOTECH CM|IATS|INTERACTIVE BROKERS LLC|7182
UBX|UNITY BIOTECH CM|IBKR|Interactive Brokers Llc|84184
UBX|UNITY BIOTECH CM|ICBX|INSTINET, LLC|35515
UBX|UNITY BIOTECH CM|IEQY|CITADEL SECURITIES LLC|2300
UBX|UNITY BIOTECH CM|INCA|INSTINET, LLC|133578
UBX|UNITY BIOTECH CM|INJX|INSTINET, LLC|15019
UBX|UNITY BIOTECH CM|ITGI|ITG Inc.|6147
UBX|UNITY BIOTECH CM|ITGP|ITG INC.|25400
UBX|UNITY BIOTECH CM|JEFF|JEFFERIES LLC|14643
UBX|UNITY BIOTECH CM|JMPT|JUMP TRADING, LLC|2650
UBX|UNITY BIOTECH CM|JPBX|J.P. MORGAN SECURITIES LLC|1878
UBX|UNITY BIOTECH CM|JPMX|J.P. Morgan Securities LLC|105888
UBX|UNITY BIOTECH CM|JSJX|JANE STREET CAPITAL LLC|900
UBX|UNITY BIOTECH CM|KCGM|VIRTU Americas LLC|11958
UBX|UNITY BIOTECH CM|LEHM|Barclays Capital Inc./Le|160323
UBX|UNITY BIOTECH CM|LIME|Lime Brokerage LLC|52288
UBX|UNITY BIOTECH CM|LQNA|LIQUIDNET, INC.|39900
UBX|UNITY BIOTECH CM|MAXM|Maxim Group LLC|316
UBX|UNITY BIOTECH CM|MBTS|ALLY INVEST SECURITIES LLC|620
UBX|UNITY BIOTECH CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15000
UBX|UNITY BIOTECH CM|MOTF|MOTIF INVESTING, INC.|18
UBX|UNITY BIOTECH CM|MSCO|MORGAN STANLEY & CO. LLC|426102
UBX|UNITY BIOTECH CM|MSPL|MORGAN STANLEY & CO. LLC|12900
UBX|UNITY BIOTECH CM|MSTX|MORGAN STANLEY & CO. LLC|5800
UBX|UNITY BIOTECH CM|NFSC|National Financial Services LLC|73640
UBX|UNITY BIOTECH CM|NITE|VIRTU Americas LLC|196787
UBX|UNITY BIOTECH CM|NITP|VIRTU Americas LLC|3585
UBX|UNITY BIOTECH CM|NQRB|Brut, LLC|396
UBX|UNITY BIOTECH CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
UBX|UNITY BIOTECH CM|PDQM|CODA MARKETS, INC.|138294
UBX|UNITY BIOTECH CM|RAJA|Raymond James & Associates, Inc.|11000
UBX|UNITY BIOTECH CM|RBCM|RBC CAPITAL MARKETS, LLC|2150
UBX|UNITY BIOTECH CM|SAGL|SAGETRADER, LLC|4240
UBX|UNITY BIOTECH CM|SBSH|Citigroup Global Markets Inc.|47828
UBX|UNITY BIOTECH CM|SGMT|GOLDMAN SACHS & CO. LLC|43091
UBX|UNITY BIOTECH CM|SOGO|Wang Investment Associates, Inc.|2002
UBX|UNITY BIOTECH CM|SPDR|SPEEDROUTE LLC|8836
UBX|UNITY BIOTECH CM|SPTD|MINT GLOBAL MARKETS, INC.|15932
UBX|UNITY BIOTECH CM|SWIM|TD Ameritrade, Inc.|28037
UBX|UNITY BIOTECH CM|TKNG|ALLY INVEST SECURITIES LLC|25
UBX|UNITY BIOTECH CM|TRCM|TRC MARKETS LLC|14483
UBX|UNITY BIOTECH CM|TTUC|CUTTONE & CO., INC.|4429
UBX|UNITY BIOTECH CM|UBSA|UBS SECURITIES LLC|120336
UBX|UNITY BIOTECH CM|UBSS|UBS Securities LLC|299874
UBX|UNITY BIOTECH CM|VALX|VIRTU AMERICAS LLC|5980
UBX|UNITY BIOTECH CM|VGRD|Vanguard Marketing Corporation|21102
UBX|UNITY BIOTECH CM|WCHV|WELLS FARGO SECURITIES, LLC|15513
UBX|UNITY BIOTECH CM|WFPB|Wells Fargo Securities, LLC.|800
UBX|UNITY BIOTECH CM|WGIF|CIBC World Markets Inc.|108
UBX|UNITY BIOTECH CM|WSEA|WOLVERINE SECURITIES, LLC|2359
UBX|UNITY BIOTECH CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1800
UBX|UNITY BIOTECH CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|15098
UBX|UNITY BIOTECH CM|YKNA|COMHAR CAPITAL MARKETS, LLC|5572
UBX|UNITY BIOTECH CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|474
UCBA|UNITED COMMUNITY BAN|APCC|Apex Clearing Corporation|10
UCBA|UNITED COMMUNITY BAN|BATM|CBOE TRADING, INC.|100
UCBA|UNITED COMMUNITY BAN|BNKS|Fig Partners, LLC|70074
UCBA|UNITED COMMUNITY BAN|CHAS|Charles Schwab & Co., Inc.|2
UCBA|UNITED COMMUNITY BAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|392
UCBA|UNITED COMMUNITY BAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
UCBA|UNITED COMMUNITY BAN|DBAB|Deutsche Bank Securities Inc.|200
UCBA|UNITED COMMUNITY BAN|DEGS|RONIN PROFESSIONAL LLC|402
UCBA|UNITED COMMUNITY BAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|19
UCBA|UNITED COMMUNITY BAN|EDJO|Edward D. Jones & Co., L.P.|500
UCBA|UNITED COMMUNITY BAN|ETRS|E*Trade Securities LLC|308
UCBA|UNITED COMMUNITY BAN|FBCO|Credit Suisse Securities (USA) LLC|195
UCBA|UNITED COMMUNITY BAN|FOMA|TD AMERITRADE CLEARING, INC.|266
UCBA|UNITED COMMUNITY BAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15
UCBA|UNITED COMMUNITY BAN|FTBR|Foliofn Investments, Inc.|18
UCBA|UNITED COMMUNITY BAN|GSCO|GOLDMAN SACHS & CO. LLC|8434
UCBA|UNITED COMMUNITY BAN|GSCS|GOLDMAN SACHS & CO. LLC|12636
UCBA|UNITED COMMUNITY BAN|GSLT|GOLDMAN SACHS & CO. LLC|248
UCBA|UNITED COMMUNITY BAN|HRBF|American Enterprise Investment Services Inc.|2201
UCBA|UNITED COMMUNITY BAN|IBKR|Interactive Brokers Llc|519
UCBA|UNITED COMMUNITY BAN|INCA|INSTINET, LLC|18267
UCBA|UNITED COMMUNITY BAN|ITGI|ITG Inc.|5639
UCBA|UNITED COMMUNITY BAN|ITGP|ITG INC.|600
UCBA|UNITED COMMUNITY BAN|JONE|JonesTrading|13000
UCBA|UNITED COMMUNITY BAN|LEHM|Barclays Capital Inc./Le|134
UCBA|UNITED COMMUNITY BAN|LIME|Lime Brokerage LLC|7880
UCBA|UNITED COMMUNITY BAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100
UCBA|UNITED COMMUNITY BAN|MSCO|MORGAN STANLEY & CO. LLC|2708
UCBA|UNITED COMMUNITY BAN|NFSC|National Financial Services LLC|20
UCBA|UNITED COMMUNITY BAN|NITE|VIRTU Americas LLC|7371
UCBA|UNITED COMMUNITY BAN|SDLR|Sandler, O'Neill & Partners, L.P.|17
UCBA|UNITED COMMUNITY BAN|TRBT|Tradebot Systems, Inc.|268
UCBA|UNITED COMMUNITY BAN|TRCM|TRC MARKETS LLC|439
UCBA|UNITED COMMUNITY BAN|UBSA|UBS SECURITIES LLC|991
UCBA|UNITED COMMUNITY BAN|UBSS|UBS Securities LLC|3512
UCBA|UNITED COMMUNITY BAN|VALX|VIRTU AMERICAS LLC|83
UCBA|UNITED COMMUNITY BAN|WCHV|WELLS FARGO SECURITIES, LLC|56
UCBA|UNITED COMMUNITY BAN|WSEA|WOLVERINE SECURITIES, LLC|3
UCBI|UNITED COMM BANKS|ALTX|Alternet Securities Inc.|2500
UCBI|UNITED COMM BANKS|APCC|Apex Clearing Corporation|29
UCBI|UNITED COMM BANKS|BARD|Robert W. Baird & Co. Incorporated|14599
UCBI|UNITED COMM BANKS|BATM|CBOE TRADING, INC.|1294
UCBI|UNITED COMM BANKS|BBNT|BB&T SECURITIES, LLC|17
UCBI|UNITED COMM BANKS|BERN|Sanford C. Bernstein & Co., LLC|18331
UCBI|UNITED COMM BANKS|BIDS|BIDS TRADING L.P.|200
UCBI|UNITED COMM BANKS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|468
UCBI|UNITED COMM BANKS|BLKX|INSTINET, LLC|11200
UCBI|UNITED COMM BANKS|BMOC|BMO Capital Markets Corp.|12082
UCBI|UNITED COMM BANKS|BNPX|BNP PARIBAS SECURITIES CORP.|20481
UCBI|UNITED COMM BANKS|BRVL|BLAYLOCK VAN, LLC|200
UCBI|UNITED COMM BANKS|BTIG|BTIG, LLC|4218
UCBI|UNITED COMM BANKS|BYXM|CBOE TRADING, INC.|1257
UCBI|UNITED COMM BANKS|BZYD|GOLDMAN SACHS & CO. LLC|2290
UCBI|UNITED COMM BANKS|CANT|Cantor Fitzgerald & Co.|1701
UCBI|UNITED COMM BANKS|CHAS|Charles Schwab & Co., Inc.|68
UCBI|UNITED COMM BANKS|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
UCBI|UNITED COMM BANKS|CIST|Capital Institutional Services, Inc.|2735
UCBI|UNITED COMM BANKS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37578
UCBI|UNITED COMM BANKS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
UCBI|UNITED COMM BANKS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|30
UCBI|UNITED COMM BANKS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|152363
UCBI|UNITED COMM BANKS|CTDL|Citadel Derivatives Group Llc|14279
UCBI|UNITED COMM BANKS|CXCX|CITIGROUP GLOBAL MARKETS INC.|28224
UCBI|UNITED COMM BANKS|DBAB|Deutsche Bank Securities Inc.|343307
UCBI|UNITED COMM BANKS|DBAX|Deutsche Bank Securities Inc.|60200
UCBI|UNITED COMM BANKS|DBUL|Deutsche Bank Securities Inc.|485
UCBI|UNITED COMM BANKS|DEAN|MORGAN STANLEY|3952
UCBI|UNITED COMM BANKS|DEGS|RONIN PROFESSIONAL LLC|308
UCBI|UNITED COMM BANKS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25697
UCBI|UNITED COMM BANKS|EBXL|EBX LLC|53400
UCBI|UNITED COMM BANKS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1682
UCBI|UNITED COMM BANKS|EDJO|Edward D. Jones & Co., L.P.|76
UCBI|UNITED COMM BANKS|EGAM|CBOE TRADING, INC.|4125
UCBI|UNITED COMM BANKS|EGAW|CBOE TRADING, INC.|100
UCBI|UNITED COMM BANKS|EGMT|EG MARKET TECHNOLOGIES LLC|1231
UCBI|UNITED COMM BANKS|EGXM|CBOE TRADING, INC.|1524
UCBI|UNITED COMM BANKS|ELEV|ELEVATION, LLC|1457
UCBI|UNITED COMM BANKS|ETBE|Electronic Transaction Clearing, Inc.|3531
UCBI|UNITED COMM BANKS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
UCBI|UNITED COMM BANKS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4147
UCBI|UNITED COMM BANKS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9089
UCBI|UNITED COMM BANKS|ETRS|E*Trade Securities LLC|4676
UCBI|UNITED COMM BANKS|FBCO|Credit Suisse Securities (USA) LLC|643174
UCBI|UNITED COMM BANKS|FMAF|NBCN Inc./ CDS|3395
UCBI|UNITED COMM BANKS|FOMA|TD AMERITRADE CLEARING, INC.|10563
UCBI|UNITED COMM BANKS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1536
UCBI|UNITED COMM BANKS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115785
UCBI|UNITED COMM BANKS|FTBR|Foliofn Investments, Inc.|152
UCBI|UNITED COMM BANKS|GEBB|GLOBAL EXECUTION BROKERS, LP|52335
UCBI|UNITED COMM BANKS|GLPX|ACS EXECUTION SERVICES, LLC|3515
UCBI|UNITED COMM BANKS|GSCO|GOLDMAN SACHS & CO. LLC|975212
UCBI|UNITED COMM BANKS|GSCS|GOLDMAN SACHS & CO. LLC|8787
UCBI|UNITED COMM BANKS|GSLT|GOLDMAN SACHS & CO. LLC|4837
UCBI|UNITED COMM BANKS|GTSZ|GTS SECURITIES LLC|20453
UCBI|UNITED COMM BANKS|HAPX|HAP Trading, LLC|67
UCBI|UNITED COMM BANKS|HOVD|HOVDE GROUP, LLC|200
UCBI|UNITED COMM BANKS|HRBF|American Enterprise Investment Services Inc.|341
UCBI|UNITED COMM BANKS|IATS|INTERACTIVE BROKERS LLC|2852
UCBI|UNITED COMM BANKS|IBKR|Interactive Brokers Llc|32607
UCBI|UNITED COMM BANKS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|732
UCBI|UNITED COMM BANKS|ICBX|INSTINET, LLC|32035
UCBI|UNITED COMM BANKS|IEQY|CITADEL SECURITIES LLC|168716
UCBI|UNITED COMM BANKS|INCA|INSTINET, LLC|303171
UCBI|UNITED COMM BANKS|INJX|INSTINET, LLC|55163
UCBI|UNITED COMM BANKS|ITGI|ITG Inc.|61346
UCBI|UNITED COMM BANKS|ITGP|ITG INC.|51200
UCBI|UNITED COMM BANKS|JANY|Janney Montgomery Scott Inc.|1
UCBI|UNITED COMM BANKS|JEFF|JEFFERIES LLC|179857
UCBI|UNITED COMM BANKS|JMPT|JUMP TRADING, LLC|21179
UCBI|UNITED COMM BANKS|JONE|JonesTrading|12340
UCBI|UNITED COMM BANKS|JPBX|J.P. MORGAN SECURITIES LLC|27423
UCBI|UNITED COMM BANKS|JPMX|J.P. Morgan Securities LLC|135046
UCBI|UNITED COMM BANKS|JSJX|JANE STREET CAPITAL LLC|10429
UCBI|UNITED COMM BANKS|KBWI|Keefe, Bruyette & Woods, Inc.|44497
UCBI|UNITED COMM BANKS|KCGM|VIRTU Americas LLC|21250
UCBI|UNITED COMM BANKS|LEHM|Barclays Capital Inc./Le|373679
UCBI|UNITED COMM BANKS|LIME|Lime Brokerage LLC|118587
UCBI|UNITED COMM BANKS|LMNX|LUMINEX TRADING & ANALYTICS LLC|19850
UCBI|UNITED COMM BANKS|LOOP|Loop Capital Markets LLC|166
UCBI|UNITED COMM BANKS|LQNA|LIQUIDNET, INC.|25700
UCBI|UNITED COMM BANKS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
UCBI|UNITED COMM BANKS|MAXM|Maxim Group LLC|8074
UCBI|UNITED COMM BANKS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58266
UCBI|UNITED COMM BANKS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
UCBI|UNITED COMM BANKS|MSCO|MORGAN STANLEY & CO. LLC|1424712
UCBI|UNITED COMM BANKS|MSPL|MORGAN STANLEY & CO. LLC|119100
UCBI|UNITED COMM BANKS|MSTX|MORGAN STANLEY & CO. LLC|35600
UCBI|UNITED COMM BANKS|NFSC|National Financial Services LLC|14998
UCBI|UNITED COMM BANKS|NITE|VIRTU Americas LLC|107418
UCBI|UNITED COMM BANKS|NITP|VIRTU Americas LLC|1400
UCBI|UNITED COMM BANKS|NQRB|Brut, LLC|9598
UCBI|UNITED COMM BANKS|OPCO|Oppenheimer & Co. Inc.|421
UCBI|UNITED COMM BANKS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1159
UCBI|UNITED COMM BANKS|PDQM|CODA MARKETS, INC.|12691
UCBI|UNITED COMM BANKS|PWJC|UBS Financial Services, Inc.|100
UCBI|UNITED COMM BANKS|RAJA|Raymond James & Associates, Inc.|3875
UCBI|UNITED COMM BANKS|RBCM|RBC CAPITAL MARKETS, LLC|22403
UCBI|UNITED COMM BANKS|RHCO|Suntrust Robinson Humphrey, Inc.|28306
UCBI|UNITED COMM BANKS|SAGL|SAGETRADER, LLC|1752
UCBI|UNITED COMM BANKS|SAGW|SAGETRADER, LLC|1620
UCBI|UNITED COMM BANKS|SBSH|Citigroup Global Markets Inc.|197883
UCBI|UNITED COMM BANKS|SDLR|Sandler, O'Neill & Partners, L.P.|500
UCBI|UNITED COMM BANKS|SEIC|SEI Investments Distribution Co.|100
UCBI|UNITED COMM BANKS|SGMT|GOLDMAN SACHS & CO. LLC|37517
UCBI|UNITED COMM BANKS|SPDR|SPEEDROUTE LLC|2850
UCBI|UNITED COMM BANKS|SSBS|STATE STREET GLOBAL MARKETS, LLC|1700
UCBI|UNITED COMM BANKS|STFL|Stifel, Nicolaus & Company, Incorporated|647
UCBI|UNITED COMM BANKS|SWIM|TD Ameritrade, Inc.|1261
UCBI|UNITED COMM BANKS|SWST|Hilltop Securities Inc.|1716
UCBI|UNITED COMM BANKS|TAGC|TELSEY ADVISORY GROUP LLC|5000
UCBI|UNITED COMM BANKS|TRBT|Tradebot Systems, Inc.|131206
UCBI|UNITED COMM BANKS|TRCM|TRC MARKETS LLC|106447
UCBI|UNITED COMM BANKS|UBSA|UBS SECURITIES LLC|186722
UCBI|UNITED COMM BANKS|UBSS|UBS Securities LLC|644629
UCBI|UNITED COMM BANKS|VALX|VIRTU AMERICAS LLC|5275
UCBI|UNITED COMM BANKS|VGRD|Vanguard Marketing Corporation|1731
UCBI|UNITED COMM BANKS|WBPX|SUMMIT SECURITIES GROUP, LLC|204
UCBI|UNITED COMM BANKS|WCHV|WELLS FARGO SECURITIES, LLC|49922
UCBI|UNITED COMM BANKS|WEED|Weeden & Co.L.P.|1313
UCBI|UNITED COMM BANKS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|141
UCBI|UNITED COMM BANKS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|360
UCBI|UNITED COMM BANKS|WSEA|WOLVERINE SECURITIES, LLC|152
UCBI|UNITED COMM BANKS|XIST|INSTINET, LLC|76058
UCBI|UNITED COMM BANKS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
UCBI|UNITED COMM BANKS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67
UCC|ULTRA CONSUMER SERVI|APCC|Apex Clearing Corporation|31
UCC|ULTRA CONSUMER SERVI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
UCC|ULTRA CONSUMER SERVI|EGXM|CBOE TRADING, INC.|49
UCC|ULTRA CONSUMER SERVI|ETRS|E*Trade Securities LLC|327
UCC|ULTRA CONSUMER SERVI|FBSB|U.S. Bancorp Investments, Inc.|6
UCC|ULTRA CONSUMER SERVI|FTBR|Foliofn Investments, Inc.|26
UCC|ULTRA CONSUMER SERVI|IBKR|Interactive Brokers Llc|74
UCC|ULTRA CONSUMER SERVI|ICBX|INSTINET, LLC|200
UCC|ULTRA CONSUMER SERVI|JSJX|JANE STREET CAPITAL LLC|161
UCC|ULTRA CONSUMER SERVI|KCGM|VIRTU Americas LLC|28
UCC|ULTRA CONSUMER SERVI|LIME|Lime Brokerage LLC|23
UCC|ULTRA CONSUMER SERVI|LTCO|Ladenburg, Thalmann & Co., Inc.|17455
UCC|ULTRA CONSUMER SERVI|MOTF|MOTIF INVESTING, INC.|2
UCC|ULTRA CONSUMER SERVI|MSPL|MORGAN STANLEY & CO. LLC|100
UCC|ULTRA CONSUMER SERVI|NFSC|National Financial Services LLC|1634
UCC|ULTRA CONSUMER SERVI|NITE|VIRTU Americas LLC|19460
UCC|ULTRA CONSUMER SERVI|RBCM|RBC CAPITAL MARKETS, LLC|105
UCC|ULTRA CONSUMER SERVI|SGMT|GOLDMAN SACHS & CO. LLC|300
UCC|ULTRA CONSUMER SERVI|SWIM|TD Ameritrade, Inc.|150
UCC|ULTRA CONSUMER SERVI|TKNG|ALLY INVEST SECURITIES LLC|86
UCC|ULTRA CONSUMER SERVI|UBSA|UBS SECURITIES LLC|106
UCC|ULTRA CONSUMER SERVI|WSEA|WOLVERINE SECURITIES, LLC|32
UCC|ULTRA CONSUMER SERVI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2
UCFC|UNITED COMMUNITY FNL|ALTX|Alternet Securities Inc.|9124
UCFC|UNITED COMMUNITY FNL|APCC|Apex Clearing Corporation|10
UCFC|UNITED COMMUNITY FNL|BANK|Primevest Financial Services, Inc.|2879
UCFC|UNITED COMMUNITY FNL|BATM|CBOE TRADING, INC.|2738
UCFC|UNITED COMMUNITY FNL|BAYC|BAY CREST PARTNERS, LLC|690
UCFC|UNITED COMMUNITY FNL|BAYT|BTIG, LLC|11826
UCFC|UNITED COMMUNITY FNL|BERN|Sanford C. Bernstein & Co., LLC|24809
UCFC|UNITED COMMUNITY FNL|BLKX|INSTINET, LLC|141809
UCFC|UNITED COMMUNITY FNL|BMOC|BMO Capital Markets Corp.|7785
UCFC|UNITED COMMUNITY FNL|BNPX|BNP PARIBAS SECURITIES CORP.|4511
UCFC|UNITED COMMUNITY FNL|BYXM|CBOE TRADING, INC.|1450
UCFC|UNITED COMMUNITY FNL|BZYD|GOLDMAN SACHS & CO. LLC|1975
UCFC|UNITED COMMUNITY FNL|CANT|Cantor Fitzgerald & Co.|383
UCFC|UNITED COMMUNITY FNL|CHAS|Charles Schwab & Co., Inc.|200
UCFC|UNITED COMMUNITY FNL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64008
UCFC|UNITED COMMUNITY FNL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|45373
UCFC|UNITED COMMUNITY FNL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|111612
UCFC|UNITED COMMUNITY FNL|CTDL|Citadel Derivatives Group Llc|5898
UCFC|UNITED COMMUNITY FNL|CXCX|CITIGROUP GLOBAL MARKETS INC.|22764
UCFC|UNITED COMMUNITY FNL|DBAB|Deutsche Bank Securities Inc.|122047
UCFC|UNITED COMMUNITY FNL|DBAX|Deutsche Bank Securities Inc.|75500
UCFC|UNITED COMMUNITY FNL|DEAN|MORGAN STANLEY|6456
UCFC|UNITED COMMUNITY FNL|DEGS|RONIN PROFESSIONAL LLC|1067
UCFC|UNITED COMMUNITY FNL|EBXL|EBX LLC|256700
UCFC|UNITED COMMUNITY FNL|EDJO|Edward D. Jones & Co., L.P.|125
UCFC|UNITED COMMUNITY FNL|EGAM|CBOE TRADING, INC.|6852
UCFC|UNITED COMMUNITY FNL|EGXM|CBOE TRADING, INC.|482
UCFC|UNITED COMMUNITY FNL|EGXW|CBOE TRADING, INC.|280
UCFC|UNITED COMMUNITY FNL|ETBE|Electronic Transaction Clearing, Inc.|18600
UCFC|UNITED COMMUNITY FNL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4312
UCFC|UNITED COMMUNITY FNL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|451
UCFC|UNITED COMMUNITY FNL|ETRS|E*Trade Securities LLC|8791
UCFC|UNITED COMMUNITY FNL|FBCO|Credit Suisse Securities (USA) LLC|235498
UCFC|UNITED COMMUNITY FNL|FBRC|B. RILEY FBR, INC.|300368
UCFC|UNITED COMMUNITY FNL|FOMA|TD AMERITRADE CLEARING, INC.|39559
UCFC|UNITED COMMUNITY FNL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1474
UCFC|UNITED COMMUNITY FNL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35876
UCFC|UNITED COMMUNITY FNL|FTBR|Foliofn Investments, Inc.|12956
UCFC|UNITED COMMUNITY FNL|GEBB|GLOBAL EXECUTION BROKERS, LP|15474
UCFC|UNITED COMMUNITY FNL|GLPX|ACS EXECUTION SERVICES, LLC|3085
UCFC|UNITED COMMUNITY FNL|GSCO|GOLDMAN SACHS & CO. LLC|301423
UCFC|UNITED COMMUNITY FNL|GSCS|GOLDMAN SACHS & CO. LLC|2516
UCFC|UNITED COMMUNITY FNL|GSLT|GOLDMAN SACHS & CO. LLC|1498
UCFC|UNITED COMMUNITY FNL|GTSZ|GTS SECURITIES LLC|4377
UCFC|UNITED COMMUNITY FNL|HRBF|American Enterprise Investment Services Inc.|27
UCFC|UNITED COMMUNITY FNL|IATS|INTERACTIVE BROKERS LLC|3061
UCFC|UNITED COMMUNITY FNL|IBKR|Interactive Brokers Llc|30920
UCFC|UNITED COMMUNITY FNL|ICBX|INSTINET, LLC|11250
UCFC|UNITED COMMUNITY FNL|IEQY|CITADEL SECURITIES LLC|12961
UCFC|UNITED COMMUNITY FNL|INCA|INSTINET, LLC|92145
UCFC|UNITED COMMUNITY FNL|INJX|INSTINET, LLC|13729
UCFC|UNITED COMMUNITY FNL|ITGI|ITG Inc.|479381
UCFC|UNITED COMMUNITY FNL|ITGP|ITG INC.|592400
UCFC|UNITED COMMUNITY FNL|JANY|Janney Montgomery Scott Inc.|230
UCFC|UNITED COMMUNITY FNL|JEFF|JEFFERIES LLC|39391
UCFC|UNITED COMMUNITY FNL|JMPT|JUMP TRADING, LLC|4295
UCFC|UNITED COMMUNITY FNL|JONE|JonesTrading|768
UCFC|UNITED COMMUNITY FNL|JPBX|J.P. MORGAN SECURITIES LLC|10296
UCFC|UNITED COMMUNITY FNL|JPMX|J.P. Morgan Securities LLC|75630
UCFC|UNITED COMMUNITY FNL|JSJX|JANE STREET CAPITAL LLC|2417
UCFC|UNITED COMMUNITY FNL|KBWI|Keefe, Bruyette & Woods, Inc.|1612
UCFC|UNITED COMMUNITY FNL|KCGM|VIRTU Americas LLC|36624
UCFC|UNITED COMMUNITY FNL|LEHM|Barclays Capital Inc./Le|283862
UCFC|UNITED COMMUNITY FNL|LIME|Lime Brokerage LLC|152859
UCFC|UNITED COMMUNITY FNL|LMGP|LIME BROKERAGE LLC|43101
UCFC|UNITED COMMUNITY FNL|LQNA|LIQUIDNET, INC.|9000
UCFC|UNITED COMMUNITY FNL|MAXM|Maxim Group LLC|5200
UCFC|UNITED COMMUNITY FNL|MBTS|ALLY INVEST SECURITIES LLC|600
UCFC|UNITED COMMUNITY FNL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|57500
UCFC|UNITED COMMUNITY FNL|MOTF|MOTIF INVESTING, INC.|1
UCFC|UNITED COMMUNITY FNL|MSCO|MORGAN STANLEY & CO. LLC|770295
UCFC|UNITED COMMUNITY FNL|MSPL|MORGAN STANLEY & CO. LLC|59600
UCFC|UNITED COMMUNITY FNL|MSTX|MORGAN STANLEY & CO. LLC|6600
UCFC|UNITED COMMUNITY FNL|NFSC|National Financial Services LLC|56567
UCFC|UNITED COMMUNITY FNL|NITE|VIRTU Americas LLC|160063
UCFC|UNITED COMMUNITY FNL|NITP|VIRTU Americas LLC|12383
UCFC|UNITED COMMUNITY FNL|NQRB|Brut, LLC|5410
UCFC|UNITED COMMUNITY FNL|NTRC|Northern Trust Securities, Inc.|32
UCFC|UNITED COMMUNITY FNL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2820
UCFC|UNITED COMMUNITY FNL|PDQM|CODA MARKETS, INC.|25770
UCFC|UNITED COMMUNITY FNL|PWJC|UBS Financial Services, Inc.|8096
UCFC|UNITED COMMUNITY FNL|RAJA|Raymond James & Associates, Inc.|7291
UCFC|UNITED COMMUNITY FNL|RBCM|RBC CAPITAL MARKETS, LLC|1860
UCFC|UNITED COMMUNITY FNL|SBSH|Citigroup Global Markets Inc.|111710
UCFC|UNITED COMMUNITY FNL|SDLR|Sandler, O'Neill & Partners, L.P.|14758
UCFC|UNITED COMMUNITY FNL|SGMT|GOLDMAN SACHS & CO. LLC|38173
UCFC|UNITED COMMUNITY FNL|SPDR|SPEEDROUTE LLC|16847
UCFC|UNITED COMMUNITY FNL|STFL|Stifel, Nicolaus & Company, Incorporated|7156
UCFC|UNITED COMMUNITY FNL|SWIM|TD Ameritrade, Inc.|11053
UCFC|UNITED COMMUNITY FNL|TAGC|TELSEY ADVISORY GROUP LLC|9774
UCFC|UNITED COMMUNITY FNL|TKNG|ALLY INVEST SECURITIES LLC|247
UCFC|UNITED COMMUNITY FNL|TRBT|Tradebot Systems, Inc.|51583
UCFC|UNITED COMMUNITY FNL|TRCM|TRC MARKETS LLC|132190
UCFC|UNITED COMMUNITY FNL|UBSS|UBS Securities LLC|285775
UCFC|UNITED COMMUNITY FNL|VALX|VIRTU AMERICAS LLC|2574
UCFC|UNITED COMMUNITY FNL|VGRD|Vanguard Marketing Corporation|10297
UCFC|UNITED COMMUNITY FNL|WCHV|WELLS FARGO SECURITIES, LLC|14284
UCFC|UNITED COMMUNITY FNL|WEDB|WEDBUSH SECURITIES INC.|100
UCFC|UNITED COMMUNITY FNL|WEED|Weeden & Co.L.P.|20200
UCFC|UNITED COMMUNITY FNL|WSEA|WOLVERINE SECURITIES, LLC|350
UCFC|UNITED COMMUNITY FNL|XIST|INSTINET, LLC|1080
UCFC|UNITED COMMUNITY FNL|XSTM|NATIONAL FINANCIAL SERVICES LLC|20720
UCFC|UNITED COMMUNITY FNL|YKNA|COMHAR CAPITAL MARKETS, LLC|1106
UCFC|UNITED COMMUNITY FNL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|289
UCHF|ETNS LINKED TO THE V|BATM|CBOE TRADING, INC.|200
UCHF|ETNS LINKED TO THE V|ICBX|INSTINET, LLC|1400
UCHF|ETNS LINKED TO THE V|ITGP|ITG INC.|1200
UCHF|ETNS LINKED TO THE V|NFSC|National Financial Services LLC|1720
UCHF|ETNS LINKED TO THE V|NITE|VIRTU Americas LLC|1
UCHF|ETNS LINKED TO THE V|UBSA|UBS SECURITIES LLC|600
UCHF|ETNS LINKED TO THE V|UBSS|UBS Securities LLC|200
UCHF|ETNS LINKED TO THE V|WSEA|WOLVERINE SECURITIES, LLC|1
UCI|E-TRACS UBS BLOOMBER|BATM|CBOE TRADING, INC.|1800
UCI|E-TRACS UBS BLOOMBER|CANT|Cantor Fitzgerald & Co.|12764
UCI|E-TRACS UBS BLOOMBER|CHAS|Charles Schwab & Co., Inc.|909
UCI|E-TRACS UBS BLOOMBER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|842
UCI|E-TRACS UBS BLOOMBER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|151
UCI|E-TRACS UBS BLOOMBER|DBAX|Deutsche Bank Securities Inc.|2300
UCI|E-TRACS UBS BLOOMBER|EBXL|EBX LLC|2000
UCI|E-TRACS UBS BLOOMBER|FTBR|Foliofn Investments, Inc.|25
UCI|E-TRACS UBS BLOOMBER|GEBB|GLOBAL EXECUTION BROKERS, LP|100
UCI|E-TRACS UBS BLOOMBER|HRBF|American Enterprise Investment Services Inc.|19482
UCI|E-TRACS UBS BLOOMBER|IATS|INTERACTIVE BROKERS LLC|10
UCI|E-TRACS UBS BLOOMBER|IBKR|Interactive Brokers Llc|10
UCI|E-TRACS UBS BLOOMBER|ICBX|INSTINET, LLC|300
UCI|E-TRACS UBS BLOOMBER|JPMX|J.P. Morgan Securities LLC|6906
UCI|E-TRACS UBS BLOOMBER|JSJX|JANE STREET CAPITAL LLC|13870
UCI|E-TRACS UBS BLOOMBER|KCGM|VIRTU Americas LLC|1147
UCI|E-TRACS UBS BLOOMBER|LEHM|Barclays Capital Inc./Le|2600
UCI|E-TRACS UBS BLOOMBER|LIME|Lime Brokerage LLC|3984
UCI|E-TRACS UBS BLOOMBER|MACC|Mid Atlantic Capital Corporation|400
UCI|E-TRACS UBS BLOOMBER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
UCI|E-TRACS UBS BLOOMBER|MOTF|MOTIF INVESTING, INC.|1
UCI|E-TRACS UBS BLOOMBER|MSCO|MORGAN STANLEY & CO. LLC|3017
UCI|E-TRACS UBS BLOOMBER|NFSC|National Financial Services LLC|3768
UCI|E-TRACS UBS BLOOMBER|NITE|VIRTU Americas LLC|20251
UCI|E-TRACS UBS BLOOMBER|SBSH|Citigroup Global Markets Inc.|500
UCI|E-TRACS UBS BLOOMBER|SGMT|GOLDMAN SACHS & CO. LLC|512
UCI|E-TRACS UBS BLOOMBER|STFL|Stifel, Nicolaus & Company, Incorporated|1144
UCI|E-TRACS UBS BLOOMBER|SWIM|TD Ameritrade, Inc.|100
UCI|E-TRACS UBS BLOOMBER|TWTT|TASTYWORKS, INC.|50
UCI|E-TRACS UBS BLOOMBER|UBSA|UBS SECURITIES LLC|3971
UCI|E-TRACS UBS BLOOMBER|UBSS|UBS Securities LLC|420603
UCI|E-TRACS UBS BLOOMBER|VGRD|Vanguard Marketing Corporation|3572
UCI|E-TRACS UBS BLOOMBER|WCHV|WELLS FARGO SECURITIES, LLC|7704
UCI|E-TRACS UBS BLOOMBER|WSEA|WOLVERINE SECURITIES, LLC|1
UCI|E-TRACS UBS BLOOMBER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|183
UCIB|ETRACS UBS BLOOMBERG|NITE|VIRTU Americas LLC|2
UCIB|ETRACS UBS BLOOMBERG|WSEA|WOLVERINE SECURITIES, LLC|2
UCO|PROSH ULTRA BB CRD|ALTX|Alternet Securities Inc.|8961
UCO|PROSH ULTRA BB CRD|APCC|Apex Clearing Corporation|76434
UCO|PROSH ULTRA BB CRD|BARD|Robert W. Baird & Co. Incorporated|150
UCO|PROSH ULTRA BB CRD|BATM|CBOE TRADING, INC.|28028
UCO|PROSH ULTRA BB CRD|BERN|Sanford C. Bernstein & Co., LLC|800
UCO|PROSH ULTRA BB CRD|BIMI|Banca IMI Securities Corp.|80
UCO|PROSH ULTRA BB CRD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|42870
UCO|PROSH ULTRA BB CRD|BYXM|CBOE TRADING, INC.|27371
UCO|PROSH ULTRA BB CRD|CBRA|Cobra Trading, Inc.|500
UCO|PROSH ULTRA BB CRD|CHAS|Charles Schwab & Co., Inc.|26998
UCO|PROSH ULTRA BB CRD|CICF|Canaccord Genuity Corp.|1180
UCO|PROSH ULTRA BB CRD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10300
UCO|PROSH ULTRA BB CRD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7600
UCO|PROSH ULTRA BB CRD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|759975
UCO|PROSH ULTRA BB CRD|CTDL|Citadel Derivatives Group Llc|85498
UCO|PROSH ULTRA BB CRD|CTLR|CUTLER GROUP, LP|700
UCO|PROSH ULTRA BB CRD|CXCX|CITIGROUP GLOBAL MARKETS INC.|29850
UCO|PROSH ULTRA BB CRD|DBAB|Deutsche Bank Securities Inc.|39251
UCO|PROSH ULTRA BB CRD|DBAX|Deutsche Bank Securities Inc.|174900
UCO|PROSH ULTRA BB CRD|DCHF|Dart Executions, LLC|23373
UCO|PROSH ULTRA BB CRD|DEAN|MORGAN STANLEY|300
UCO|PROSH ULTRA BB CRD|DEGS|RONIN PROFESSIONAL LLC|5641
UCO|PROSH ULTRA BB CRD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
UCO|PROSH ULTRA BB CRD|EBXL|EBX LLC|111700
UCO|PROSH ULTRA BB CRD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5467
UCO|PROSH ULTRA BB CRD|EDJO|Edward D. Jones & Co., L.P.|290
UCO|PROSH ULTRA BB CRD|EGAM|CBOE TRADING, INC.|78938
UCO|PROSH ULTRA BB CRD|EGAW|CBOE TRADING, INC.|3091
UCO|PROSH ULTRA BB CRD|EGXM|CBOE TRADING, INC.|43701
UCO|PROSH ULTRA BB CRD|EGXW|CBOE TRADING, INC.|7209
UCO|PROSH ULTRA BB CRD|EROP|Eroom Securities L.L.C.|2000
UCO|PROSH ULTRA BB CRD|ETBE|Electronic Transaction Clearing, Inc.|220087
UCO|PROSH ULTRA BB CRD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7408
UCO|PROSH ULTRA BB CRD|ETRS|E*Trade Securities LLC|1038375
UCO|PROSH ULTRA BB CRD|FILL|Tradestation Securities, Inc.|30619
UCO|PROSH ULTRA BB CRD|FMAF|NBCN Inc./ CDS|13732
UCO|PROSH ULTRA BB CRD|FQLS|Quantlab Securities LP|149259
UCO|PROSH ULTRA BB CRD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5420
UCO|PROSH ULTRA BB CRD|FTBR|Foliofn Investments, Inc.|993
UCO|PROSH ULTRA BB CRD|GEBB|GLOBAL EXECUTION BROKERS, LP|300
UCO|PROSH ULTRA BB CRD|GLIS|TD Securities Inc|229703
UCO|PROSH ULTRA BB CRD|GLPX|ACS EXECUTION SERVICES, LLC|3915
UCO|PROSH ULTRA BB CRD|GSCO|GOLDMAN SACHS & CO. LLC|16823
UCO|PROSH ULTRA BB CRD|GSCS|GOLDMAN SACHS & CO. LLC|3107
UCO|PROSH ULTRA BB CRD|GSLT|GOLDMAN SACHS & CO. LLC|33572
UCO|PROSH ULTRA BB CRD|GTSZ|GTS SECURITIES LLC|61012
UCO|PROSH ULTRA BB CRD|HRBF|American Enterprise Investment Services Inc.|9974
UCO|PROSH ULTRA BB CRD|HSBC|HSBC Securities, Inc.|2786
UCO|PROSH ULTRA BB CRD|IATS|INTERACTIVE BROKERS LLC|54981
UCO|PROSH ULTRA BB CRD|IBKR|Interactive Brokers Llc|359649
UCO|PROSH ULTRA BB CRD|ICBX|INSTINET, LLC|269887
UCO|PROSH ULTRA BB CRD|INCA|INSTINET, LLC|393649
UCO|PROSH ULTRA BB CRD|ITGI|ITG Inc.|13316
UCO|PROSH ULTRA BB CRD|ITGP|ITG INC.|337400
UCO|PROSH ULTRA BB CRD|JEFF|JEFFERIES LLC|1040
UCO|PROSH ULTRA BB CRD|JMPT|JUMP TRADING, LLC|91377
UCO|PROSH ULTRA BB CRD|JPMX|J.P. Morgan Securities LLC|6452
UCO|PROSH ULTRA BB CRD|JRCO|Johnson Rice & Company L.L.C.|4400
UCO|PROSH ULTRA BB CRD|JSEB|JANE STREET EXECUTION SERVICES, LLC|156000
UCO|PROSH ULTRA BB CRD|JSJX|JANE STREET CAPITAL LLC|651541
UCO|PROSH ULTRA BB CRD|KCGM|VIRTU Americas LLC|160966
UCO|PROSH ULTRA BB CRD|LEHM|Barclays Capital Inc./Le|583398
UCO|PROSH ULTRA BB CRD|LIME|Lime Brokerage LLC|24235
UCO|PROSH ULTRA BB CRD|LPCM|Lampert Capital Markets Inc.|25000
UCO|PROSH ULTRA BB CRD|LSCI|Lek Securities Corporation|153
UCO|PROSH ULTRA BB CRD|MAXM|Maxim Group LLC|35176
UCO|PROSH ULTRA BB CRD|MBTS|ALLY INVEST SECURITIES LLC|800
UCO|PROSH ULTRA BB CRD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126356
UCO|PROSH ULTRA BB CRD|MOTF|MOTIF INVESTING, INC.|7
UCO|PROSH ULTRA BB CRD|MPSG|E D & F Man Capital Markets Inc.|2449
UCO|PROSH ULTRA BB CRD|MSCO|MORGAN STANLEY & CO. LLC|704798
UCO|PROSH ULTRA BB CRD|MSPL|MORGAN STANLEY & CO. LLC|2400
UCO|PROSH ULTRA BB CRD|NFSC|National Financial Services LLC|1528254
UCO|PROSH ULTRA BB CRD|NITE|VIRTU Americas LLC|3949699
UCO|PROSH ULTRA BB CRD|NITP|VIRTU Americas LLC|568073
UCO|PROSH ULTRA BB CRD|NQRB|Brut, LLC|70181
UCO|PROSH ULTRA BB CRD|NTBF|BMO Nesbitt Burns Inc./CDS|35872
UCO|PROSH ULTRA BB CRD|OPCO|Oppenheimer & Co. Inc.|1327
UCO|PROSH ULTRA BB CRD|PCPT|PHILLIP CAPITAL INC.|11267
UCO|PROSH ULTRA BB CRD|PDQM|CODA MARKETS, INC.|7680
UCO|PROSH ULTRA BB CRD|PHLY|NASDAQ Execution Services, LLC|20400
UCO|PROSH ULTRA BB CRD|PWJC|UBS Financial Services, Inc.|500
UCO|PROSH ULTRA BB CRD|RBCM|RBC CAPITAL MARKETS, LLC|5442
UCO|PROSH ULTRA BB CRD|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2200
UCO|PROSH ULTRA BB CRD|RHOX|XR Securities LLC|248601
UCO|PROSH ULTRA BB CRD|SAGL|SAGETRADER, LLC|300
UCO|PROSH ULTRA BB CRD|SALI|INTL FCSTONE FINANCIAL INC.|700
UCO|PROSH ULTRA BB CRD|SBSH|Citigroup Global Markets Inc.|50647
UCO|PROSH ULTRA BB CRD|SGMT|GOLDMAN SACHS & CO. LLC|139140
UCO|PROSH ULTRA BB CRD|SHMR|ABN Amro Clearing LLC|129240
UCO|PROSH ULTRA BB CRD|SOGO|Wang Investment Associates, Inc.|343
UCO|PROSH ULTRA BB CRD|SPDR|SPEEDROUTE LLC|1298
UCO|PROSH ULTRA BB CRD|SWIM|TD Ameritrade, Inc.|772613
UCO|PROSH ULTRA BB CRD|TKNG|ALLY INVEST SECURITIES LLC|10791
UCO|PROSH ULTRA BB CRD|TRBT|Tradebot Systems, Inc.|1788689
UCO|PROSH ULTRA BB CRD|TRCM|TRC MARKETS LLC|1519413
UCO|PROSH ULTRA BB CRD|TWTT|TASTYWORKS, INC.|2275
UCO|PROSH ULTRA BB CRD|UBSA|UBS SECURITIES LLC|1033697
UCO|PROSH ULTRA BB CRD|UBSS|UBS Securities LLC|255486
UCO|PROSH ULTRA BB CRD|VALX|VIRTU AMERICAS LLC|17320
UCO|PROSH ULTRA BB CRD|VGRD|Vanguard Marketing Corporation|187403
UCO|PROSH ULTRA BB CRD|VSIN|Vision Financial Markets Llc|22
UCO|PROSH ULTRA BB CRD|WABR|Wall Street Access|10000
UCO|PROSH ULTRA BB CRD|WBPX|SUMMIT SECURITIES GROUP, LLC|100
UCO|PROSH ULTRA BB CRD|WCHV|WELLS FARGO SECURITIES, LLC|131986
UCO|PROSH ULTRA BB CRD|WEDB|WEDBUSH SECURITIES INC.|500
UCO|PROSH ULTRA BB CRD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68866
UCO|PROSH ULTRA BB CRD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|77019
UCO|PROSH ULTRA BB CRD|WGIF|CIBC World Markets Inc.|316
UCO|PROSH ULTRA BB CRD|WSEA|WOLVERINE SECURITIES, LLC|57554
UCO|PROSH ULTRA BB CRD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
UCO|PROSH ULTRA BB CRD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
UCO|PROSH ULTRA BB CRD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1348
UCON|FIRST TRUST TCW UNCO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
UCON|FIRST TRUST TCW UNCO|FTBR|Foliofn Investments, Inc.|9
UCON|FIRST TRUST TCW UNCO|KCGM|VIRTU Americas LLC|105
UCON|FIRST TRUST TCW UNCO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
UCON|FIRST TRUST TCW UNCO|NFSC|National Financial Services LLC|1190
UCON|FIRST TRUST TCW UNCO|NITE|VIRTU Americas LLC|9
UCON|FIRST TRUST TCW UNCO|UBSA|UBS SECURITIES LLC|1
UCON|FIRST TRUST TCW UNCO|WSEA|WOLVERINE SECURITIES, LLC|2
UCTT|ULTRA CLEAN HOLDINGS|ADAM|CANACCORD GENUITY INC.|5305
UCTT|ULTRA CLEAN HOLDINGS|AGIS|Aegis Capital Corp.|1674
UCTT|ULTRA CLEAN HOLDINGS|ALTX|Alternet Securities Inc.|5623
UCTT|ULTRA CLEAN HOLDINGS|APCC|Apex Clearing Corporation|4418
UCTT|ULTRA CLEAN HOLDINGS|AQUA|AQUA SECURITIES L.P.|5600
UCTT|ULTRA CLEAN HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|1600
UCTT|ULTRA CLEAN HOLDINGS|BATM|CBOE TRADING, INC.|10172
UCTT|ULTRA CLEAN HOLDINGS|BAYT|BTIG, LLC|3900
UCTT|ULTRA CLEAN HOLDINGS|BBNT|BB&T SECURITIES, LLC|1165
UCTT|ULTRA CLEAN HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|201581
UCTT|ULTRA CLEAN HOLDINGS|BIMI|Banca IMI Securities Corp.|1200
UCTT|ULTRA CLEAN HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17804
UCTT|ULTRA CLEAN HOLDINGS|BLKX|INSTINET, LLC|15000
UCTT|ULTRA CLEAN HOLDINGS|BMOC|BMO Capital Markets Corp.|6084
UCTT|ULTRA CLEAN HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|9576
UCTT|ULTRA CLEAN HOLDINGS|BRGE|Newbridge Securities Corp.|500
UCTT|ULTRA CLEAN HOLDINGS|BRVL|BLAYLOCK VAN, LLC|300
UCTT|ULTRA CLEAN HOLDINGS|BTIG|BTIG, LLC|14267
UCTT|ULTRA CLEAN HOLDINGS|BYXM|CBOE TRADING, INC.|3353
UCTT|ULTRA CLEAN HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|700
UCTT|ULTRA CLEAN HOLDINGS|CANT|Cantor Fitzgerald & Co.|5721
UCTT|ULTRA CLEAN HOLDINGS|CHAS|Charles Schwab & Co., Inc.|5451
UCTT|ULTRA CLEAN HOLDINGS|CHLC|CHURCHILL CAPITAL USA, INC.|600
UCTT|ULTRA CLEAN HOLDINGS|CHLM|Craig-Hallum Capital Group LLC|800
UCTT|ULTRA CLEAN HOLDINGS|CIST|Capital Institutional Services, Inc.|400
UCTT|ULTRA CLEAN HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100677
UCTT|ULTRA CLEAN HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4829
UCTT|ULTRA CLEAN HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|363283
UCTT|ULTRA CLEAN HOLDINGS|CTDL|Citadel Derivatives Group Llc|13066
UCTT|ULTRA CLEAN HOLDINGS|CTLR|CUTLER GROUP, LP|2052
UCTT|ULTRA CLEAN HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|49180
UCTT|ULTRA CLEAN HOLDINGS|DADA|D.A. Davidson & Co.|100
UCTT|ULTRA CLEAN HOLDINGS|DBAB|Deutsche Bank Securities Inc.|350575
UCTT|ULTRA CLEAN HOLDINGS|DBAX|Deutsche Bank Securities Inc.|172800
UCTT|ULTRA CLEAN HOLDINGS|DBUL|Deutsche Bank Securities Inc.|20826
UCTT|ULTRA CLEAN HOLDINGS|DEAN|MORGAN STANLEY|1488
UCTT|ULTRA CLEAN HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|16177
UCTT|ULTRA CLEAN HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1110
UCTT|ULTRA CLEAN HOLDINGS|EBXL|EBX LLC|186200
UCTT|ULTRA CLEAN HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|11520
UCTT|ULTRA CLEAN HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|6593
UCTT|ULTRA CLEAN HOLDINGS|EGAM|CBOE TRADING, INC.|17789
UCTT|ULTRA CLEAN HOLDINGS|EGAW|CBOE TRADING, INC.|50
UCTT|ULTRA CLEAN HOLDINGS|EGMT|EG MARKET TECHNOLOGIES LLC|1000
UCTT|ULTRA CLEAN HOLDINGS|EGXM|CBOE TRADING, INC.|8275
UCTT|ULTRA CLEAN HOLDINGS|EGXW|CBOE TRADING, INC.|404
UCTT|ULTRA CLEAN HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|15985
UCTT|ULTRA CLEAN HOLDINGS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9475
UCTT|ULTRA CLEAN HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23249
UCTT|ULTRA CLEAN HOLDINGS|ETRS|E*Trade Securities LLC|353540
UCTT|ULTRA CLEAN HOLDINGS|FBCO|Credit Suisse Securities (USA) LLC|1429840
UCTT|ULTRA CLEAN HOLDINGS|FILL|Tradestation Securities, Inc.|20127
UCTT|ULTRA CLEAN HOLDINGS|FMAF|NBCN Inc./ CDS|3839
UCTT|ULTRA CLEAN HOLDINGS|FOMA|TD AMERITRADE CLEARING, INC.|1314406
UCTT|ULTRA CLEAN HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4109
UCTT|ULTRA CLEAN HOLDINGS|FQLS|Quantlab Securities LP|431657
UCTT|ULTRA CLEAN HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112419
UCTT|ULTRA CLEAN HOLDINGS|FTBR|Foliofn Investments, Inc.|10450
UCTT|ULTRA CLEAN HOLDINGS|GEBB|GLOBAL EXECUTION BROKERS, LP|28743
UCTT|ULTRA CLEAN HOLDINGS|GLIS|TD Securities Inc|600
UCTT|ULTRA CLEAN HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|7535
UCTT|ULTRA CLEAN HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|1110172
UCTT|ULTRA CLEAN HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|95754
UCTT|ULTRA CLEAN HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|4464
UCTT|ULTRA CLEAN HOLDINGS|GTSZ|GTS SECURITIES LLC|32396
UCTT|ULTRA CLEAN HOLDINGS|HRBF|American Enterprise Investment Services Inc.|7597
UCTT|ULTRA CLEAN HOLDINGS|HSBC|HSBC Securities, Inc.|4316
UCTT|ULTRA CLEAN HOLDINGS|IATS|INTERACTIVE BROKERS LLC|14510
UCTT|ULTRA CLEAN HOLDINGS|IBKR|Interactive Brokers Llc|232642
UCTT|ULTRA CLEAN HOLDINGS|ICBX|INSTINET, LLC|38651
UCTT|ULTRA CLEAN HOLDINGS|IEQY|CITADEL SECURITIES LLC|35662
UCTT|ULTRA CLEAN HOLDINGS|INCA|INSTINET, LLC|393752
UCTT|ULTRA CLEAN HOLDINGS|INJX|INSTINET, LLC|79538
UCTT|ULTRA CLEAN HOLDINGS|ITGI|ITG Inc.|75597
UCTT|ULTRA CLEAN HOLDINGS|ITGP|ITG INC.|90600
UCTT|ULTRA CLEAN HOLDINGS|JANY|Janney Montgomery Scott Inc.|145
UCTT|ULTRA CLEAN HOLDINGS|JEFF|JEFFERIES LLC|235491
UCTT|ULTRA CLEAN HOLDINGS|JMPT|JUMP TRADING, LLC|96479
UCTT|ULTRA CLEAN HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|68314
UCTT|ULTRA CLEAN HOLDINGS|JPMX|J.P. Morgan Securities LLC|507508
UCTT|ULTRA CLEAN HOLDINGS|JRCO|Johnson Rice & Company L.L.C.|1320
UCTT|ULTRA CLEAN HOLDINGS|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
UCTT|ULTRA CLEAN HOLDINGS|JSJX|JANE STREET CAPITAL LLC|6755
UCTT|ULTRA CLEAN HOLDINGS|KCGM|VIRTU Americas LLC|45796
UCTT|ULTRA CLEAN HOLDINGS|KEYB|KEYBANC CAPITAL MARKETS INC.|1500
UCTT|ULTRA CLEAN HOLDINGS|LEHM|Barclays Capital Inc./Le|731266
UCTT|ULTRA CLEAN HOLDINGS|LIME|Lime Brokerage LLC|135489
UCTT|ULTRA CLEAN HOLDINGS|LIWE|LIME BROKERAGE LLC|1931
UCTT|ULTRA CLEAN HOLDINGS|LQNA|LIQUIDNET, INC.|20000
UCTT|ULTRA CLEAN HOLDINGS|LSCI|Lek Securities Corporation|2412
UCTT|ULTRA CLEAN HOLDINGS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
UCTT|ULTRA CLEAN HOLDINGS|MACQ|Macquarie Capital (USA) Inc.|6035
UCTT|ULTRA CLEAN HOLDINGS|MAXM|Maxim Group LLC|3981
UCTT|ULTRA CLEAN HOLDINGS|MBTS|ALLY INVEST SECURITIES LLC|2699
UCTT|ULTRA CLEAN HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|129254
UCTT|ULTRA CLEAN HOLDINGS|MOTF|MOTIF INVESTING, INC.|1
UCTT|ULTRA CLEAN HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|1893847
UCTT|ULTRA CLEAN HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|221500
UCTT|ULTRA CLEAN HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|121000
UCTT|ULTRA CLEAN HOLDINGS|NEED|Needham & Company, LLC|13964
UCTT|ULTRA CLEAN HOLDINGS|NFSC|National Financial Services LLC|685262
UCTT|ULTRA CLEAN HOLDINGS|NITE|VIRTU Americas LLC|1211137
UCTT|ULTRA CLEAN HOLDINGS|NITP|VIRTU Americas LLC|2300
UCTT|ULTRA CLEAN HOLDINGS|NQRB|Brut, LLC|47221
UCTT|ULTRA CLEAN HOLDINGS|OPCO|Oppenheimer & Co. Inc.|3833
UCTT|ULTRA CLEAN HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3100
UCTT|ULTRA CLEAN HOLDINGS|PCPT|PHILLIP CAPITAL INC.|1000
UCTT|ULTRA CLEAN HOLDINGS|PDQM|CODA MARKETS, INC.|13972
UCTT|ULTRA CLEAN HOLDINGS|PHLY|NASDAQ Execution Services, LLC|59600
UCTT|ULTRA CLEAN HOLDINGS|PIPR|Piper Jaffray & Co.|15000
UCTT|ULTRA CLEAN HOLDINGS|PWJC|UBS Financial Services, Inc.|2500
UCTT|ULTRA CLEAN HOLDINGS|RAJA|Raymond James & Associates, Inc.|9335
UCTT|ULTRA CLEAN HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|98874
UCTT|ULTRA CLEAN HOLDINGS|SAGL|SAGETRADER, LLC|17371
UCTT|ULTRA CLEAN HOLDINGS|SAGW|SAGETRADER, LLC|475
UCTT|ULTRA CLEAN HOLDINGS|SALI|INTL FCSTONE FINANCIAL INC.|230
UCTT|ULTRA CLEAN HOLDINGS|SBSH|Citigroup Global Markets Inc.|233780
UCTT|ULTRA CLEAN HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|76762
UCTT|ULTRA CLEAN HOLDINGS|SPDR|SPEEDROUTE LLC|9265
UCTT|ULTRA CLEAN HOLDINGS|SPHN|Stephens Inc.|4300
UCTT|ULTRA CLEAN HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|164100
UCTT|ULTRA CLEAN HOLDINGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
UCTT|ULTRA CLEAN HOLDINGS|SWIM|TD Ameritrade, Inc.|173787
UCTT|ULTRA CLEAN HOLDINGS|SWST|Hilltop Securities Inc.|2145
UCTT|ULTRA CLEAN HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|34041
UCTT|ULTRA CLEAN HOLDINGS|TRBT|Tradebot Systems, Inc.|300315
UCTT|ULTRA CLEAN HOLDINGS|TRCM|TRC MARKETS LLC|236955
UCTT|ULTRA CLEAN HOLDINGS|TWTT|TASTYWORKS, INC.|712
UCTT|ULTRA CLEAN HOLDINGS|UBSA|UBS SECURITIES LLC|424783
UCTT|ULTRA CLEAN HOLDINGS|UBSS|UBS Securities LLC|795407
UCTT|ULTRA CLEAN HOLDINGS|VALX|VIRTU AMERICAS LLC|5314
UCTT|ULTRA CLEAN HOLDINGS|VGRD|Vanguard Marketing Corporation|35843
UCTT|ULTRA CLEAN HOLDINGS|WBLR|WILLIAM BLAIR|53820
UCTT|ULTRA CLEAN HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|147554
UCTT|ULTRA CLEAN HOLDINGS|WDNX|WEEDEN & CO.L.P.|12600
UCTT|ULTRA CLEAN HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|7700
UCTT|ULTRA CLEAN HOLDINGS|WEED|Weeden & Co.L.P.|7150
UCTT|ULTRA CLEAN HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34477
UCTT|ULTRA CLEAN HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30687
UCTT|ULTRA CLEAN HOLDINGS|WGIF|CIBC World Markets Inc.|3530
UCTT|ULTRA CLEAN HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|59274
UCTT|ULTRA CLEAN HOLDINGS|XIST|INSTINET, LLC|23300
UCTT|ULTRA CLEAN HOLDINGS|XPQR|Jump Trading|1000
UCTT|ULTRA CLEAN HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|72166
UCTT|ULTRA CLEAN HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|1277
UCTT|ULTRA CLEAN HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24632
UDBI|LEGG MASON US DIV CR|CANT|Cantor Fitzgerald & Co.|603
UDBI|LEGG MASON US DIV CR|IBKR|Interactive Brokers Llc|600
UDN|IN DB USD IDX  BR FD|APCC|Apex Clearing Corporation|794
UDN|IN DB USD IDX  BR FD|BARD|Robert W. Baird & Co. Incorporated|459
UDN|IN DB USD IDX  BR FD|CHAS|Charles Schwab & Co., Inc.|3
UDN|IN DB USD IDX  BR FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|147936
UDN|IN DB USD IDX  BR FD|DBAX|Deutsche Bank Securities Inc.|700
UDN|IN DB USD IDX  BR FD|DEAN|MORGAN STANLEY|1408
UDN|IN DB USD IDX  BR FD|EBXL|EBX LLC|1500
UDN|IN DB USD IDX  BR FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|26
UDN|IN DB USD IDX  BR FD|EDJO|Edward D. Jones & Co., L.P.|20
UDN|IN DB USD IDX  BR FD|ETBE|Electronic Transaction Clearing, Inc.|1000
UDN|IN DB USD IDX  BR FD|ETRS|E*Trade Securities LLC|24894
UDN|IN DB USD IDX  BR FD|FBSB|U.S. Bancorp Investments, Inc.|200
UDN|IN DB USD IDX  BR FD|FILL|Tradestation Securities, Inc.|1325
UDN|IN DB USD IDX  BR FD|FLTU|FLOW TRADERS US LLC|45828
UDN|IN DB USD IDX  BR FD|FTBR|Foliofn Investments, Inc.|81
UDN|IN DB USD IDX  BR FD|GSCO|GOLDMAN SACHS & CO. LLC|100
UDN|IN DB USD IDX  BR FD|GSCS|GOLDMAN SACHS & CO. LLC|100
UDN|IN DB USD IDX  BR FD|IATS|INTERACTIVE BROKERS LLC|200
UDN|IN DB USD IDX  BR FD|IBKR|Interactive Brokers Llc|32779
UDN|IN DB USD IDX  BR FD|ICBX|INSTINET, LLC|200
UDN|IN DB USD IDX  BR FD|JSJX|JANE STREET CAPITAL LLC|12607
UDN|IN DB USD IDX  BR FD|LEHM|Barclays Capital Inc./Le|13300
UDN|IN DB USD IDX  BR FD|LIME|Lime Brokerage LLC|6500
UDN|IN DB USD IDX  BR FD|MSCO|MORGAN STANLEY & CO. LLC|13529
UDN|IN DB USD IDX  BR FD|NFSC|National Financial Services LLC|64666
UDN|IN DB USD IDX  BR FD|NITE|VIRTU Americas LLC|82860
UDN|IN DB USD IDX  BR FD|NITP|VIRTU Americas LLC|5600
UDN|IN DB USD IDX  BR FD|NTBF|BMO Nesbitt Burns Inc./CDS|2041
UDN|IN DB USD IDX  BR FD|SGMT|GOLDMAN SACHS & CO. LLC|400
UDN|IN DB USD IDX  BR FD|SWIM|TD Ameritrade, Inc.|10296
UDN|IN DB USD IDX  BR FD|TKNG|ALLY INVEST SECURITIES LLC|745
UDN|IN DB USD IDX  BR FD|TWTT|TASTYWORKS, INC.|560
UDN|IN DB USD IDX  BR FD|UBSA|UBS SECURITIES LLC|12420
UDN|IN DB USD IDX  BR FD|UBSS|UBS Securities LLC|3979
UDN|IN DB USD IDX  BR FD|VGRD|Vanguard Marketing Corporation|5948
UDN|IN DB USD IDX  BR FD|VSIN|Vision Financial Markets Llc|64
UDN|IN DB USD IDX  BR FD|WBET|Wallachbeth Capital LLC|2700
UDN|IN DB USD IDX  BR FD|WCHV|WELLS FARGO SECURITIES, LLC|1607
UDN|IN DB USD IDX  BR FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|618
UDN|IN DB USD IDX  BR FD|WSEA|WOLVERINE SECURITIES, LLC|866
UDN|IN DB USD IDX  BR FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|805
UDOW|PROSHARES ULTRAPRO|ALTX|Alternet Securities Inc.|3000
UDOW|PROSHARES ULTRAPRO|APCC|Apex Clearing Corporation|18332
UDOW|PROSHARES ULTRAPRO|BATM|CBOE TRADING, INC.|2968
UDOW|PROSHARES ULTRAPRO|BAYC|BAY CREST PARTNERS, LLC|6100
UDOW|PROSHARES ULTRAPRO|BBNT|BB&T SECURITIES, LLC|2500
UDOW|PROSHARES ULTRAPRO|BIDS|BIDS TRADING L.P.|400
UDOW|PROSHARES ULTRAPRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29976
UDOW|PROSHARES ULTRAPRO|BYXM|CBOE TRADING, INC.|100
UDOW|PROSHARES ULTRAPRO|CHAS|Charles Schwab & Co., Inc.|30913
UDOW|PROSHARES ULTRAPRO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27302
UDOW|PROSHARES ULTRAPRO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
UDOW|PROSHARES ULTRAPRO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|229
UDOW|PROSHARES ULTRAPRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34794
UDOW|PROSHARES ULTRAPRO|CSIN|Citadel Securities Institutional LLC|26640
UDOW|PROSHARES ULTRAPRO|CTDL|Citadel Derivatives Group Llc|26640
UDOW|PROSHARES ULTRAPRO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1300
UDOW|PROSHARES ULTRAPRO|DBAB|Deutsche Bank Securities Inc.|1657
UDOW|PROSHARES ULTRAPRO|DBAX|Deutsche Bank Securities Inc.|7500
UDOW|PROSHARES ULTRAPRO|DCHF|Dart Executions, LLC|59547
UDOW|PROSHARES ULTRAPRO|DEAN|MORGAN STANLEY|11742
UDOW|PROSHARES ULTRAPRO|EBXL|EBX LLC|22200
UDOW|PROSHARES ULTRAPRO|ECUT|CONVERGEX EXECUTION SOLUTIONS|405
UDOW|PROSHARES ULTRAPRO|EDJO|Edward D. Jones & Co., L.P.|200
UDOW|PROSHARES ULTRAPRO|EGAM|CBOE TRADING, INC.|4076
UDOW|PROSHARES ULTRAPRO|EGXM|CBOE TRADING, INC.|26846
UDOW|PROSHARES ULTRAPRO|ETBE|Electronic Transaction Clearing, Inc.|8804
UDOW|PROSHARES ULTRAPRO|ETCB|ETC BROKERAGE SERVICES, LLC|200
UDOW|PROSHARES ULTRAPRO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6909
UDOW|PROSHARES ULTRAPRO|ETRS|E*Trade Securities LLC|890217
UDOW|PROSHARES ULTRAPRO|FBSB|U.S. Bancorp Investments, Inc.|60
UDOW|PROSHARES ULTRAPRO|FILL|Tradestation Securities, Inc.|72214
UDOW|PROSHARES ULTRAPRO|FMAF|NBCN Inc./ CDS|16445
UDOW|PROSHARES ULTRAPRO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9651
UDOW|PROSHARES ULTRAPRO|FTBR|Foliofn Investments, Inc.|7802
UDOW|PROSHARES ULTRAPRO|GLIS|TD Securities Inc|28110
UDOW|PROSHARES ULTRAPRO|GLPX|ACS EXECUTION SERVICES, LLC|5867
UDOW|PROSHARES ULTRAPRO|GSCO|GOLDMAN SACHS & CO. LLC|16394
UDOW|PROSHARES ULTRAPRO|GSCS|GOLDMAN SACHS & CO. LLC|15342
UDOW|PROSHARES ULTRAPRO|GSLT|GOLDMAN SACHS & CO. LLC|924
UDOW|PROSHARES ULTRAPRO|GTSZ|GTS SECURITIES LLC|553101
UDOW|PROSHARES ULTRAPRO|HAPX|HAP Trading, LLC|300
UDOW|PROSHARES ULTRAPRO|HRBF|American Enterprise Investment Services Inc.|3104
UDOW|PROSHARES ULTRAPRO|HSBC|HSBC Securities, Inc.|100
UDOW|PROSHARES ULTRAPRO|IATS|INTERACTIVE BROKERS LLC|52817
UDOW|PROSHARES ULTRAPRO|IBKR|Interactive Brokers Llc|149526
UDOW|PROSHARES ULTRAPRO|ICBX|INSTINET, LLC|15300
UDOW|PROSHARES ULTRAPRO|INCA|INSTINET, LLC|21803
UDOW|PROSHARES ULTRAPRO|ITGI|ITG Inc.|5050
UDOW|PROSHARES ULTRAPRO|ITGP|ITG INC.|12200
UDOW|PROSHARES ULTRAPRO|JEFF|JEFFERIES LLC|100
UDOW|PROSHARES ULTRAPRO|JMPT|JUMP TRADING, LLC|9524
UDOW|PROSHARES ULTRAPRO|JPMX|J.P. Morgan Securities LLC|804
UDOW|PROSHARES ULTRAPRO|JSJX|JANE STREET CAPITAL LLC|739768
UDOW|PROSHARES ULTRAPRO|KCGM|VIRTU Americas LLC|15167
UDOW|PROSHARES ULTRAPRO|LEHM|Barclays Capital Inc./Le|67764
UDOW|PROSHARES ULTRAPRO|LIME|Lime Brokerage LLC|57656
UDOW|PROSHARES ULTRAPRO|LSCI|Lek Securities Corporation|53
UDOW|PROSHARES ULTRAPRO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
UDOW|PROSHARES ULTRAPRO|MBTS|ALLY INVEST SECURITIES LLC|50
UDOW|PROSHARES ULTRAPRO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13400
UDOW|PROSHARES ULTRAPRO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3367
UDOW|PROSHARES ULTRAPRO|MOTF|MOTIF INVESTING, INC.|31
UDOW|PROSHARES ULTRAPRO|MSCO|MORGAN STANLEY & CO. LLC|117290
UDOW|PROSHARES ULTRAPRO|MSPL|MORGAN STANLEY & CO. LLC|8900
UDOW|PROSHARES ULTRAPRO|MSTX|MORGAN STANLEY & CO. LLC|2000
UDOW|PROSHARES ULTRAPRO|NFSC|National Financial Services LLC|2456409
UDOW|PROSHARES ULTRAPRO|NITE|VIRTU Americas LLC|2528246
UDOW|PROSHARES ULTRAPRO|NITP|VIRTU Americas LLC|1246
UDOW|PROSHARES ULTRAPRO|NQRB|Brut, LLC|17702
UDOW|PROSHARES ULTRAPRO|NTBF|BMO Nesbitt Burns Inc./CDS|7602
UDOW|PROSHARES ULTRAPRO|OPCO|Oppenheimer & Co. Inc.|1365
UDOW|PROSHARES ULTRAPRO|PCPT|PHILLIP CAPITAL INC.|14
UDOW|PROSHARES ULTRAPRO|PDQM|CODA MARKETS, INC.|6616
UDOW|PROSHARES ULTRAPRO|PHLY|NASDAQ Execution Services, LLC|3400
UDOW|PROSHARES ULTRAPRO|SBRX|MURIEL SIEBERT & CO INC|400
UDOW|PROSHARES ULTRAPRO|SBSH|Citigroup Global Markets Inc.|10044
UDOW|PROSHARES ULTRAPRO|SGMT|GOLDMAN SACHS & CO. LLC|76344
UDOW|PROSHARES ULTRAPRO|SPDR|SPEEDROUTE LLC|351
UDOW|PROSHARES ULTRAPRO|SWIM|TD Ameritrade, Inc.|744136
UDOW|PROSHARES ULTRAPRO|SWST|Hilltop Securities Inc.|861
UDOW|PROSHARES ULTRAPRO|TKNG|ALLY INVEST SECURITIES LLC|79591
UDOW|PROSHARES ULTRAPRO|TRBT|Tradebot Systems, Inc.|290926
UDOW|PROSHARES ULTRAPRO|TRCM|TRC MARKETS LLC|368758
UDOW|PROSHARES ULTRAPRO|TWTT|TASTYWORKS, INC.|810
UDOW|PROSHARES ULTRAPRO|UBSA|UBS SECURITIES LLC|63629
UDOW|PROSHARES ULTRAPRO|UBSS|UBS Securities LLC|304065
UDOW|PROSHARES ULTRAPRO|VALX|VIRTU AMERICAS LLC|12381
UDOW|PROSHARES ULTRAPRO|VGRD|Vanguard Marketing Corporation|242504
UDOW|PROSHARES ULTRAPRO|VSIN|Vision Financial Markets Llc|211
UDOW|PROSHARES ULTRAPRO|WCHV|WELLS FARGO SECURITIES, LLC|98492
UDOW|PROSHARES ULTRAPRO|WEDB|WEDBUSH SECURITIES INC.|37800
UDOW|PROSHARES ULTRAPRO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39633
UDOW|PROSHARES ULTRAPRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51410
UDOW|PROSHARES ULTRAPRO|WGIF|CIBC World Markets Inc.|6578
UDOW|PROSHARES ULTRAPRO|WSEA|WOLVERINE SECURITIES, LLC|72164
UDOW|PROSHARES ULTRAPRO|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
UDOW|PROSHARES ULTRAPRO|YKNA|COMHAR CAPITAL MARKETS, LLC|122
UDOW|PROSHARES ULTRAPRO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
UDR|UDR INC.|ABLE|NATIXIS Securities Americas LLC|5099
UDR|UDR INC.|ALTX|Alternet Securities Inc.|11256
UDR|UDR INC.|APCC|Apex Clearing Corporation|188
UDR|UDR INC.|BARD|Robert W. Baird & Co. Incorporated|28046
UDR|UDR INC.|BATM|CBOE TRADING, INC.|4140
UDR|UDR INC.|BAYC|BAY CREST PARTNERS, LLC|559
UDR|UDR INC.|BBNT|BB&T SECURITIES, LLC|3534
UDR|UDR INC.|BERN|Sanford C. Bernstein & Co., LLC|44495
UDR|UDR INC.|BIDS|BIDS TRADING L.P.|11400
UDR|UDR INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1952
UDR|UDR INC.|BLKX|INSTINET, LLC|59900
UDR|UDR INC.|BMOC|BMO Capital Markets Corp.|800
UDR|UDR INC.|BNCH|The Benchmark Company, LLC|30270
UDR|UDR INC.|BNPX|BNP PARIBAS SECURITIES CORP.|99902
UDR|UDR INC.|BTIG|BTIG, LLC|95112
UDR|UDR INC.|BYXM|CBOE TRADING, INC.|2243
UDR|UDR INC.|BZYD|GOLDMAN SACHS & CO. LLC|1786
UDR|UDR INC.|CABR|Cabrera Capital Markets, Inc.|50
UDR|UDR INC.|CANT|Cantor Fitzgerald & Co.|1293
UDR|UDR INC.|CHAS|Charles Schwab & Co., Inc.|873
UDR|UDR INC.|CIBP|CIBC World Markets Corp.|14826
UDR|UDR INC.|CIST|Capital Institutional Services, Inc.|535
UDR|UDR INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|165970
UDR|UDR INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1210
UDR|UDR INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6586
UDR|UDR INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|476996
UDR|UDR INC.|CTDL|Citadel Derivatives Group Llc|17385
UDR|UDR INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|74268
UDR|UDR INC.|DAVA|Davenport & Company LLC|1372
UDR|UDR INC.|DBAB|Deutsche Bank Securities Inc.|1223477
UDR|UDR INC.|DBAX|Deutsche Bank Securities Inc.|440700
UDR|UDR INC.|DCHF|Dart Executions, LLC|1714
UDR|UDR INC.|DEAN|MORGAN STANLEY|539
UDR|UDR INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15688
UDR|UDR INC.|EBXL|EBX LLC|323900
UDR|UDR INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2139
UDR|UDR INC.|EDJO|Edward D. Jones & Co., L.P.|5529
UDR|UDR INC.|EGAM|CBOE TRADING, INC.|23426
UDR|UDR INC.|EGAW|CBOE TRADING, INC.|258
UDR|UDR INC.|EGXM|CBOE TRADING, INC.|705
UDR|UDR INC.|ESPO|ESPOSITO SECURITIES, LLC|11
UDR|UDR INC.|ETBE|Electronic Transaction Clearing, Inc.|13852
UDR|UDR INC.|ETCC|Electronic Transaction Clearing, Inc.|1623
UDR|UDR INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1350
UDR|UDR INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1199
UDR|UDR INC.|ETRS|E*Trade Securities LLC|3166
UDR|UDR INC.|FILL|Tradestation Securities, Inc.|63
UDR|UDR INC.|FMAF|NBCN Inc./ CDS|357
UDR|UDR INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11706
UDR|UDR INC.|FQLS|Quantlab Securities LP|443362
UDR|UDR INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|86911
UDR|UDR INC.|FTBR|Foliofn Investments, Inc.|2901
UDR|UDR INC.|GLPX|ACS EXECUTION SERVICES, LLC|42953
UDR|UDR INC.|GNAV|GREEN STREET TRADING, LLC|46692
UDR|UDR INC.|GSCO|GOLDMAN SACHS & CO. LLC|1998332
UDR|UDR INC.|GSCS|GOLDMAN SACHS & CO. LLC|4763
UDR|UDR INC.|GSLT|GOLDMAN SACHS & CO. LLC|14419
UDR|UDR INC.|GTSZ|GTS SECURITIES LLC|184771
UDR|UDR INC.|HRBF|American Enterprise Investment Services Inc.|4148
UDR|UDR INC.|HSBC|HSBC Securities, Inc.|3600
UDR|UDR INC.|IATS|INTERACTIVE BROKERS LLC|1691
UDR|UDR INC.|IBKR|Interactive Brokers Llc|10595
UDR|UDR INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|845
UDR|UDR INC.|ICBX|INSTINET, LLC|56992
UDR|UDR INC.|IEQY|CITADEL SECURITIES LLC|291352
UDR|UDR INC.|INCA|INSTINET, LLC|211565
UDR|UDR INC.|INJX|INSTINET, LLC|1990
UDR|UDR INC.|INTL|INTL FCSTONE FINANCIAL INC.|2985
UDR|UDR INC.|ITGI|ITG Inc.|91921
UDR|UDR INC.|ITGP|ITG INC.|380600
UDR|UDR INC.|JANY|Janney Montgomery Scott Inc.|1104
UDR|UDR INC.|JEFF|JEFFERIES LLC|52058
UDR|UDR INC.|JMPT|JUMP TRADING, LLC|84925
UDR|UDR INC.|JONE|JonesTrading|19034
UDR|UDR INC.|JPBX|J.P. MORGAN SECURITIES LLC|78494
UDR|UDR INC.|JPMX|J.P. Morgan Securities LLC|407444
UDR|UDR INC.|JSJX|JANE STREET CAPITAL LLC|8593
UDR|UDR INC.|KCGM|VIRTU Americas LLC|60614
UDR|UDR INC.|LEHM|Barclays Capital Inc./Le|1127398
UDR|UDR INC.|LIME|Lime Brokerage LLC|63578
UDR|UDR INC.|LQNA|LIQUIDNET, INC.|60700
UDR|UDR INC.|LQNB|LIQUIDNET, INC.|21900
UDR|UDR INC.|LSCI|Lek Securities Corporation|1964
UDR|UDR INC.|MBTS|ALLY INVEST SECURITIES LLC|318
UDR|UDR INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|142909
UDR|UDR INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
UDR|UDR INC.|MOTF|MOTIF INVESTING, INC.|43
UDR|UDR INC.|MSCO|MORGAN STANLEY & CO. LLC|1533444
UDR|UDR INC.|MSPL|MORGAN STANLEY & CO. LLC|340000
UDR|UDR INC.|MSTX|MORGAN STANLEY & CO. LLC|146000
UDR|UDR INC.|NEUB|NEUBERGER BERMAN BD LLC|94
UDR|UDR INC.|NFSC|National Financial Services LLC|42813
UDR|UDR INC.|NITE|VIRTU Americas LLC|322956
UDR|UDR INC.|NITP|VIRTU Americas LLC|323
UDR|UDR INC.|NQRB|Brut, LLC|4607
UDR|UDR INC.|NTRC|Northern Trust Securities, Inc.|2136
UDR|UDR INC.|OPCO|Oppenheimer & Co. Inc.|4596
UDR|UDR INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|17674
UDR|UDR INC.|PDQM|CODA MARKETS, INC.|24210
UDR|UDR INC.|PWJC|UBS Financial Services, Inc.|475
UDR|UDR INC.|QMSR|QUATTRO M SECURITIES INC.|1895
UDR|UDR INC.|RBCM|RBC CAPITAL MARKETS, LLC|4623
UDR|UDR INC.|RGLD|Regal Securities, Inc|200
UDR|UDR INC.|SAGL|SAGETRADER, LLC|37247
UDR|UDR INC.|SAGW|SAGETRADER, LLC|18
UDR|UDR INC.|SBSH|Citigroup Global Markets Inc.|191918
UDR|UDR INC.|SGMT|GOLDMAN SACHS & CO. LLC|189805
UDR|UDR INC.|SPDR|SPEEDROUTE LLC|18300
UDR|UDR INC.|STFL|Stifel, Nicolaus & Company, Incorporated|113765
UDR|UDR INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6732
UDR|UDR INC.|SWIM|TD Ameritrade, Inc.|6588
UDR|UDR INC.|SWST|Hilltop Securities Inc.|2676
UDR|UDR INC.|TAGC|TELSEY ADVISORY GROUP LLC|1208
UDR|UDR INC.|TOUR|TOURMALINE PARTNERS, LLC|1500
UDR|UDR INC.|TRBT|Tradebot Systems, Inc.|225966
UDR|UDR INC.|TRCM|TRC MARKETS LLC|362990
UDR|UDR INC.|UBSA|UBS SECURITIES LLC|666519
UDR|UDR INC.|UBSS|UBS Securities LLC|626357
UDR|UDR INC.|VALX|VIRTU AMERICAS LLC|30709
UDR|UDR INC.|VGRD|Vanguard Marketing Corporation|1118
UDR|UDR INC.|WBET|Wallachbeth Capital LLC|378
UDR|UDR INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|9307
UDR|UDR INC.|WCHV|WELLS FARGO SECURITIES, LLC|162629
UDR|UDR INC.|WDNX|WEEDEN & CO.L.P.|484
UDR|UDR INC.|WEDB|WEDBUSH SECURITIES INC.|6116
UDR|UDR INC.|WEED|Weeden & Co.L.P.|5406
UDR|UDR INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22331
UDR|UDR INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9795
UDR|UDR INC.|WGIF|CIBC World Markets Inc.|360
UDR|UDR INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|886
UDR|UDR INC.|WSAG|WALL STREET ACCESS|17894
UDR|UDR INC.|WSEA|WOLVERINE SECURITIES, LLC|136
UDR|UDR INC.|XIST|INSTINET, LLC|22770
UDR|UDR INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|10360
UDR|UDR INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1455
UDR|UDR INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8845
UE|URBAN EDGE PROP|ALTX|Alternet Securities Inc.|4985
UE|URBAN EDGE PROP|APCC|Apex Clearing Corporation|306
UE|URBAN EDGE PROP|BARD|Robert W. Baird & Co. Incorporated|126
UE|URBAN EDGE PROP|BATM|CBOE TRADING, INC.|2306
UE|URBAN EDGE PROP|BAYC|BAY CREST PARTNERS, LLC|123
UE|URBAN EDGE PROP|BERN|Sanford C. Bernstein & Co., LLC|5218
UE|URBAN EDGE PROP|BIDS|BIDS TRADING L.P.|300
UE|URBAN EDGE PROP|BKCM|BNY Mellon Capital Markets LLC|21265
UE|URBAN EDGE PROP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2815
UE|URBAN EDGE PROP|BLKX|INSTINET, LLC|91910
UE|URBAN EDGE PROP|BNPX|BNP PARIBAS SECURITIES CORP.|32480
UE|URBAN EDGE PROP|BRVL|BLAYLOCK VAN, LLC|1000
UE|URBAN EDGE PROP|BTIG|BTIG, LLC|961
UE|URBAN EDGE PROP|BYXM|CBOE TRADING, INC.|400
UE|URBAN EDGE PROP|BZYD|GOLDMAN SACHS & CO. LLC|3205
UE|URBAN EDGE PROP|CANT|Cantor Fitzgerald & Co.|16
UE|URBAN EDGE PROP|CBLC|CITIGROUP GLOBAL MARKETS INC.|21000
UE|URBAN EDGE PROP|CHAS|Charles Schwab & Co., Inc.|2
UE|URBAN EDGE PROP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|146731
UE|URBAN EDGE PROP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17781
UE|URBAN EDGE PROP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|307019
UE|URBAN EDGE PROP|CTDL|Citadel Derivatives Group Llc|10346
UE|URBAN EDGE PROP|CXCX|CITIGROUP GLOBAL MARKETS INC.|78768
UE|URBAN EDGE PROP|DBAB|Deutsche Bank Securities Inc.|238642
UE|URBAN EDGE PROP|DBAX|Deutsche Bank Securities Inc.|125400
UE|URBAN EDGE PROP|DBUL|Deutsche Bank Securities Inc.|300
UE|URBAN EDGE PROP|DEAN|MORGAN STANLEY|188
UE|URBAN EDGE PROP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37768
UE|URBAN EDGE PROP|EBXL|EBX LLC|126500
UE|URBAN EDGE PROP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3952
UE|URBAN EDGE PROP|EDJO|Edward D. Jones & Co., L.P.|375
UE|URBAN EDGE PROP|EGAM|CBOE TRADING, INC.|5896
UE|URBAN EDGE PROP|EGXM|CBOE TRADING, INC.|908
UE|URBAN EDGE PROP|ETBE|Electronic Transaction Clearing, Inc.|5922
UE|URBAN EDGE PROP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
UE|URBAN EDGE PROP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1642
UE|URBAN EDGE PROP|ETRS|E*Trade Securities LLC|1117
UE|URBAN EDGE PROP|FILL|Tradestation Securities, Inc.|100
UE|URBAN EDGE PROP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16091
UE|URBAN EDGE PROP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82731
UE|URBAN EDGE PROP|FTBR|Foliofn Investments, Inc.|65
UE|URBAN EDGE PROP|GEBB|GLOBAL EXECUTION BROKERS, LP|2206
UE|URBAN EDGE PROP|GLPX|ACS EXECUTION SERVICES, LLC|2586
UE|URBAN EDGE PROP|GNAV|GREEN STREET TRADING, LLC|101662
UE|URBAN EDGE PROP|GSCO|GOLDMAN SACHS & CO. LLC|895476
UE|URBAN EDGE PROP|GSCS|GOLDMAN SACHS & CO. LLC|6462
UE|URBAN EDGE PROP|GSLT|GOLDMAN SACHS & CO. LLC|3785
UE|URBAN EDGE PROP|GTSZ|GTS SECURITIES LLC|81050
UE|URBAN EDGE PROP|HRBF|American Enterprise Investment Services Inc.|310
UE|URBAN EDGE PROP|IATS|INTERACTIVE BROKERS LLC|1897
UE|URBAN EDGE PROP|IBKR|Interactive Brokers Llc|7962
UE|URBAN EDGE PROP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|485
UE|URBAN EDGE PROP|ICBX|INSTINET, LLC|72012
UE|URBAN EDGE PROP|IEQY|CITADEL SECURITIES LLC|52015
UE|URBAN EDGE PROP|INCA|INSTINET, LLC|160509
UE|URBAN EDGE PROP|INJX|INSTINET, LLC|3804
UE|URBAN EDGE PROP|INTL|INTL FCSTONE FINANCIAL INC.|3047
UE|URBAN EDGE PROP|ITGI|ITG Inc.|8954
UE|URBAN EDGE PROP|ITGP|ITG INC.|310800
UE|URBAN EDGE PROP|JEFF|JEFFERIES LLC|177162
UE|URBAN EDGE PROP|JMPT|JUMP TRADING, LLC|40570
UE|URBAN EDGE PROP|JONE|JonesTrading|60600
UE|URBAN EDGE PROP|JPBX|J.P. MORGAN SECURITIES LLC|69379
UE|URBAN EDGE PROP|JPMX|J.P. Morgan Securities LLC|589216
UE|URBAN EDGE PROP|JSJX|JANE STREET CAPITAL LLC|9227
UE|URBAN EDGE PROP|KCGM|VIRTU Americas LLC|57654
UE|URBAN EDGE PROP|LEHM|Barclays Capital Inc./Le|300303
UE|URBAN EDGE PROP|LIME|Lime Brokerage LLC|11997
UE|URBAN EDGE PROP|LQNA|LIQUIDNET, INC.|114100
UE|URBAN EDGE PROP|LQNB|LIQUIDNET, INC.|23900
UE|URBAN EDGE PROP|MACQ|Macquarie Capital (USA) Inc.|13824
UE|URBAN EDGE PROP|MAXM|Maxim Group LLC|46
UE|URBAN EDGE PROP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|158515
UE|URBAN EDGE PROP|MSCO|MORGAN STANLEY & CO. LLC|671621
UE|URBAN EDGE PROP|MSPL|MORGAN STANLEY & CO. LLC|261300
UE|URBAN EDGE PROP|MSTX|MORGAN STANLEY & CO. LLC|76300
UE|URBAN EDGE PROP|NFSC|National Financial Services LLC|88279
UE|URBAN EDGE PROP|NITE|VIRTU Americas LLC|70970
UE|URBAN EDGE PROP|NITP|VIRTU Americas LLC|400
UE|URBAN EDGE PROP|NQRB|Brut, LLC|4605
UE|URBAN EDGE PROP|NTRC|Northern Trust Securities, Inc.|1656
UE|URBAN EDGE PROP|OPCO|Oppenheimer & Co. Inc.|456
UE|URBAN EDGE PROP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
UE|URBAN EDGE PROP|PDQM|CODA MARKETS, INC.|3593
UE|URBAN EDGE PROP|PWJC|UBS Financial Services, Inc.|1
UE|URBAN EDGE PROP|QMSR|QUATTRO M SECURITIES INC.|1227
UE|URBAN EDGE PROP|RBCM|RBC CAPITAL MARKETS, LLC|2455
UE|URBAN EDGE PROP|SAGL|SAGETRADER, LLC|1000
UE|URBAN EDGE PROP|SBSH|Citigroup Global Markets Inc.|105368
UE|URBAN EDGE PROP|SEIC|SEI Investments Distribution Co.|342
UE|URBAN EDGE PROP|SGMT|GOLDMAN SACHS & CO. LLC|113366
UE|URBAN EDGE PROP|SPDR|SPEEDROUTE LLC|2700
UE|URBAN EDGE PROP|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
UE|URBAN EDGE PROP|STFL|Stifel, Nicolaus & Company, Incorporated|68572
UE|URBAN EDGE PROP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5798
UE|URBAN EDGE PROP|SWST|Hilltop Securities Inc.|8100
UE|URBAN EDGE PROP|TKNG|ALLY INVEST SECURITIES LLC|130
UE|URBAN EDGE PROP|TOUR|TOURMALINE PARTNERS, LLC|14200
UE|URBAN EDGE PROP|TRBT|Tradebot Systems, Inc.|132599
UE|URBAN EDGE PROP|TRCM|TRC MARKETS LLC|61826
UE|URBAN EDGE PROP|TWTT|TASTYWORKS, INC.|200
UE|URBAN EDGE PROP|UBSA|UBS SECURITIES LLC|430137
UE|URBAN EDGE PROP|UBSS|UBS Securities LLC|355924
UE|URBAN EDGE PROP|VALX|VIRTU AMERICAS LLC|10207
UE|URBAN EDGE PROP|VGRD|Vanguard Marketing Corporation|212
UE|URBAN EDGE PROP|WBPX|SUMMIT SECURITIES GROUP, LLC|6062
UE|URBAN EDGE PROP|WCHV|WELLS FARGO SECURITIES, LLC|36157
UE|URBAN EDGE PROP|WDNX|WEEDEN & CO.L.P.|1172
UE|URBAN EDGE PROP|WEDB|WEDBUSH SECURITIES INC.|31
UE|URBAN EDGE PROP|WEED|Weeden & Co.L.P.|115259
UE|URBAN EDGE PROP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|117
UE|URBAN EDGE PROP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28957
UE|URBAN EDGE PROP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|160
UE|URBAN EDGE PROP|WSEA|WOLVERINE SECURITIES, LLC|450
UE|URBAN EDGE PROP|XIST|INSTINET, LLC|58000
UE|URBAN EDGE PROP|XSTM|NATIONAL FINANCIAL SERVICES LLC|32400
UE|URBAN EDGE PROP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
UE|URBAN EDGE PROP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|75
UEC|URANIUM ENERGY CORP|ADAM|CANACCORD GENUITY INC.|3000
UEC|URANIUM ENERGY CORP|ALTX|Alternet Securities Inc.|12062
UEC|URANIUM ENERGY CORP|APCC|Apex Clearing Corporation|11693
UEC|URANIUM ENERGY CORP|BATM|CBOE TRADING, INC.|4080
UEC|URANIUM ENERGY CORP|BIMI|Banca IMI Securities Corp.|15850
UEC|URANIUM ENERGY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|165741
UEC|URANIUM ENERGY CORP|BLKX|INSTINET, LLC|7500
UEC|URANIUM ENERGY CORP|BRGE|Newbridge Securities Corp.|4000
UEC|URANIUM ENERGY CORP|BTIG|BTIG, LLC|160
UEC|URANIUM ENERGY CORP|CANT|Cantor Fitzgerald & Co.|2402
UEC|URANIUM ENERGY CORP|CICF|Canaccord Genuity Corp.|3800
UEC|URANIUM ENERGY CORP|CIST|Capital Institutional Services, Inc.|100
UEC|URANIUM ENERGY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33265
UEC|URANIUM ENERGY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1850
UEC|URANIUM ENERGY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7900
UEC|URANIUM ENERGY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|278793
UEC|URANIUM ENERGY CORP|CTDL|Citadel Derivatives Group Llc|19413
UEC|URANIUM ENERGY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|150752
UEC|URANIUM ENERGY CORP|DBAB|Deutsche Bank Securities Inc.|47162
UEC|URANIUM ENERGY CORP|DBAX|Deutsche Bank Securities Inc.|117200
UEC|URANIUM ENERGY CORP|DEAN|MORGAN STANLEY|13965
UEC|URANIUM ENERGY CORP|DEGS|RONIN PROFESSIONAL LLC|42906
UEC|URANIUM ENERGY CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|160569
UEC|URANIUM ENERGY CORP|EBXL|EBX LLC|151800
UEC|URANIUM ENERGY CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|13994
UEC|URANIUM ENERGY CORP|EDJO|Edward D. Jones & Co., L.P.|4467
UEC|URANIUM ENERGY CORP|EGAM|CBOE TRADING, INC.|5224
UEC|URANIUM ENERGY CORP|EGXM|CBOE TRADING, INC.|12960
UEC|URANIUM ENERGY CORP|ETBE|Electronic Transaction Clearing, Inc.|11122
UEC|URANIUM ENERGY CORP|ETCB|ETC BROKERAGE SERVICES, LLC|1900
UEC|URANIUM ENERGY CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4832
UEC|URANIUM ENERGY CORP|ETRS|E*Trade Securities LLC|556553
UEC|URANIUM ENERGY CORP|FILL|Tradestation Securities, Inc.|28878
UEC|URANIUM ENERGY CORP|FMAF|NBCN Inc./ CDS|23000
UEC|URANIUM ENERGY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22148
UEC|URANIUM ENERGY CORP|FTBR|Foliofn Investments, Inc.|13497
UEC|URANIUM ENERGY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|29687
UEC|URANIUM ENERGY CORP|GLIS|TD Securities Inc|8307
UEC|URANIUM ENERGY CORP|GLPX|ACS EXECUTION SERVICES, LLC|24390
UEC|URANIUM ENERGY CORP|GSCO|GOLDMAN SACHS & CO. LLC|409242
UEC|URANIUM ENERGY CORP|GSCS|GOLDMAN SACHS & CO. LLC|4800
UEC|URANIUM ENERGY CORP|GSLT|GOLDMAN SACHS & CO. LLC|12762
UEC|URANIUM ENERGY CORP|HASF|Haywood Securities Inc./CDS|6000
UEC|URANIUM ENERGY CORP|HRBF|American Enterprise Investment Services Inc.|11909
UEC|URANIUM ENERGY CORP|HSBC|HSBC Securities, Inc.|4985
UEC|URANIUM ENERGY CORP|IATS|INTERACTIVE BROKERS LLC|217644
UEC|URANIUM ENERGY CORP|IBKR|Interactive Brokers Llc|255005
UEC|URANIUM ENERGY CORP|ICBX|INSTINET, LLC|159588
UEC|URANIUM ENERGY CORP|IEQY|CITADEL SECURITIES LLC|8300
UEC|URANIUM ENERGY CORP|INCA|INSTINET, LLC|283174
UEC|URANIUM ENERGY CORP|ITGI|ITG Inc.|69029
UEC|URANIUM ENERGY CORP|ITGP|ITG INC.|348000
UEC|URANIUM ENERGY CORP|JANY|Janney Montgomery Scott Inc.|2356
UEC|URANIUM ENERGY CORP|JEFF|JEFFERIES LLC|107994
UEC|URANIUM ENERGY CORP|JMPT|JUMP TRADING, LLC|40284
UEC|URANIUM ENERGY CORP|JPBX|J.P. MORGAN SECURITIES LLC|500
UEC|URANIUM ENERGY CORP|JPMX|J.P. Morgan Securities LLC|193912
UEC|URANIUM ENERGY CORP|JSJX|JANE STREET CAPITAL LLC|70484
UEC|URANIUM ENERGY CORP|KCGM|VIRTU Americas LLC|65250
UEC|URANIUM ENERGY CORP|LEHM|Barclays Capital Inc./Le|394025
UEC|URANIUM ENERGY CORP|LIME|Lime Brokerage LLC|7023
UEC|URANIUM ENERGY CORP|LOOP|Loop Capital Markets LLC|5787
UEC|URANIUM ENERGY CORP|MACQ|Macquarie Capital (USA) Inc.|5658
UEC|URANIUM ENERGY CORP|MAXM|Maxim Group LLC|53201
UEC|URANIUM ENERGY CORP|MBTS|ALLY INVEST SECURITIES LLC|10744
UEC|URANIUM ENERGY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|360526
UEC|URANIUM ENERGY CORP|MSCO|MORGAN STANLEY & CO. LLC|794575
UEC|URANIUM ENERGY CORP|MSPL|MORGAN STANLEY & CO. LLC|283200
UEC|URANIUM ENERGY CORP|MSTX|MORGAN STANLEY & CO. LLC|64100
UEC|URANIUM ENERGY CORP|NFSC|National Financial Services LLC|1747052
UEC|URANIUM ENERGY CORP|NITE|VIRTU Americas LLC|3038257
UEC|URANIUM ENERGY CORP|NITP|VIRTU Americas LLC|49481
UEC|URANIUM ENERGY CORP|NQRB|Brut, LLC|5500
UEC|URANIUM ENERGY CORP|NTBF|BMO Nesbitt Burns Inc./CDS|47237
UEC|URANIUM ENERGY CORP|OPCO|Oppenheimer & Co. Inc.|62342
UEC|URANIUM ENERGY CORP|PCFF|Pacific International Securities Inc./CDS|7481
UEC|URANIUM ENERGY CORP|PCPT|PHILLIP CAPITAL INC.|1000
UEC|URANIUM ENERGY CORP|PDQM|CODA MARKETS, INC.|11781
UEC|URANIUM ENERGY CORP|RBCM|RBC CAPITAL MARKETS, LLC|146315
UEC|URANIUM ENERGY CORP|RGLD|Regal Securities, Inc|1900
UEC|URANIUM ENERGY CORP|SBSH|Citigroup Global Markets Inc.|336013
UEC|URANIUM ENERGY CORP|SGMT|GOLDMAN SACHS & CO. LLC|72860
UEC|URANIUM ENERGY CORP|SPDR|SPEEDROUTE LLC|33781
UEC|URANIUM ENERGY CORP|SPTD|MINT GLOBAL MARKETS, INC.|2000
UEC|URANIUM ENERGY CORP|STXG|Stockcross Financial Services, Inc.|15000
UEC|URANIUM ENERGY CORP|SWIM|TD Ameritrade, Inc.|644805
UEC|URANIUM ENERGY CORP|TKNG|ALLY INVEST SECURITIES LLC|23669
UEC|URANIUM ENERGY CORP|TWTT|TASTYWORKS, INC.|500
UEC|URANIUM ENERGY CORP|UBSA|UBS SECURITIES LLC|614826
UEC|URANIUM ENERGY CORP|UBSS|UBS Securities LLC|695762
UEC|URANIUM ENERGY CORP|VALX|VIRTU AMERICAS LLC|58078
UEC|URANIUM ENERGY CORP|VGRD|Vanguard Marketing Corporation|106957
UEC|URANIUM ENERGY CORP|WABR|Wall Street Access|44700
UEC|URANIUM ENERGY CORP|WCHV|WELLS FARGO SECURITIES, LLC|252039
UEC|URANIUM ENERGY CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2830
UEC|URANIUM ENERGY CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19042
UEC|URANIUM ENERGY CORP|WSEA|WOLVERINE SECURITIES, LLC|12433
UEC|URANIUM ENERGY CORP|XIST|INSTINET, LLC|36800
UEC|URANIUM ENERGY CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|36480
UEC|URANIUM ENERGY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|490
UEC|URANIUM ENERGY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|185720
UEIC|UNIVERSAL ELECT IN##|ALTX|Alternet Securities Inc.|400
UEIC|UNIVERSAL ELECT IN##|ANOS|ABEL/NOSER, L.L.C.|232
UEIC|UNIVERSAL ELECT IN##|APCC|Apex Clearing Corporation|2
UEIC|UNIVERSAL ELECT IN##|BARD|Robert W. Baird & Co. Incorporated|5
UEIC|UNIVERSAL ELECT IN##|BATM|CBOE TRADING, INC.|500
UEIC|UNIVERSAL ELECT IN##|BERN|Sanford C. Bernstein & Co., LLC|27693
UEIC|UNIVERSAL ELECT IN##|BLKX|INSTINET, LLC|5000
UEIC|UNIVERSAL ELECT IN##|BMOC|BMO Capital Markets Corp.|2236
UEIC|UNIVERSAL ELECT IN##|BNPX|BNP PARIBAS SECURITIES CORP.|3462
UEIC|UNIVERSAL ELECT IN##|BRVL|BLAYLOCK VAN, LLC|1300
UEIC|UNIVERSAL ELECT IN##|BTIG|BTIG, LLC|3210
UEIC|UNIVERSAL ELECT IN##|BZYD|GOLDMAN SACHS & CO. LLC|100
UEIC|UNIVERSAL ELECT IN##|CIST|Capital Institutional Services, Inc.|89
UEIC|UNIVERSAL ELECT IN##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28208
UEIC|UNIVERSAL ELECT IN##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|711
UEIC|UNIVERSAL ELECT IN##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37830
UEIC|UNIVERSAL ELECT IN##|CTDL|Citadel Derivatives Group Llc|6875
UEIC|UNIVERSAL ELECT IN##|CXCX|CITIGROUP GLOBAL MARKETS INC.|10948
UEIC|UNIVERSAL ELECT IN##|DBAB|Deutsche Bank Securities Inc.|128358
UEIC|UNIVERSAL ELECT IN##|DBAX|Deutsche Bank Securities Inc.|60300
UEIC|UNIVERSAL ELECT IN##|DBUL|Deutsche Bank Securities Inc.|1000
UEIC|UNIVERSAL ELECT IN##|DEAN|MORGAN STANLEY|72
UEIC|UNIVERSAL ELECT IN##|DEGS|RONIN PROFESSIONAL LLC|2835
UEIC|UNIVERSAL ELECT IN##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|206
UEIC|UNIVERSAL ELECT IN##|DOTC|Dougherty & Company LLC|29906
UEIC|UNIVERSAL ELECT IN##|EBXL|EBX LLC|22400
UEIC|UNIVERSAL ELECT IN##|ECUT|CONVERGEX EXECUTION SOLUTIONS|2211
UEIC|UNIVERSAL ELECT IN##|EDJO|Edward D. Jones & Co., L.P.|49
UEIC|UNIVERSAL ELECT IN##|EGAM|CBOE TRADING, INC.|3396
UEIC|UNIVERSAL ELECT IN##|EGMT|EG MARKET TECHNOLOGIES LLC|500
UEIC|UNIVERSAL ELECT IN##|EGXM|CBOE TRADING, INC.|465
UEIC|UNIVERSAL ELECT IN##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|20
UEIC|UNIVERSAL ELECT IN##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5996
UEIC|UNIVERSAL ELECT IN##|ETRS|E*Trade Securities LLC|5888
UEIC|UNIVERSAL ELECT IN##|FBCO|Credit Suisse Securities (USA) LLC|420397
UEIC|UNIVERSAL ELECT IN##|FILL|Tradestation Securities, Inc.|410
UEIC|UNIVERSAL ELECT IN##|FMAF|NBCN Inc./ CDS|150
UEIC|UNIVERSAL ELECT IN##|FOMA|TD AMERITRADE CLEARING, INC.|37748
UEIC|UNIVERSAL ELECT IN##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
UEIC|UNIVERSAL ELECT IN##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25694
UEIC|UNIVERSAL ELECT IN##|FTBR|Foliofn Investments, Inc.|9
UEIC|UNIVERSAL ELECT IN##|GEBB|GLOBAL EXECUTION BROKERS, LP|3600
UEIC|UNIVERSAL ELECT IN##|GLIS|TD Securities Inc|100
UEIC|UNIVERSAL ELECT IN##|GLPX|ACS EXECUTION SERVICES, LLC|1894
UEIC|UNIVERSAL ELECT IN##|GSCO|GOLDMAN SACHS & CO. LLC|310406
UEIC|UNIVERSAL ELECT IN##|GSCS|GOLDMAN SACHS & CO. LLC|4462
UEIC|UNIVERSAL ELECT IN##|GSLT|GOLDMAN SACHS & CO. LLC|3119
UEIC|UNIVERSAL ELECT IN##|GTSZ|GTS SECURITIES LLC|5641
UEIC|UNIVERSAL ELECT IN##|HRBF|American Enterprise Investment Services Inc.|5
UEIC|UNIVERSAL ELECT IN##|HSBC|HSBC Securities, Inc.|1100
UEIC|UNIVERSAL ELECT IN##|IATS|INTERACTIVE BROKERS LLC|1510
UEIC|UNIVERSAL ELECT IN##|IBKR|Interactive Brokers Llc|8696
UEIC|UNIVERSAL ELECT IN##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
UEIC|UNIVERSAL ELECT IN##|ICBX|INSTINET, LLC|13400
UEIC|UNIVERSAL ELECT IN##|IEQY|CITADEL SECURITIES LLC|13756
UEIC|UNIVERSAL ELECT IN##|INCA|INSTINET, LLC|50097
UEIC|UNIVERSAL ELECT IN##|INJX|INSTINET, LLC|10141
UEIC|UNIVERSAL ELECT IN##|ITGI|ITG Inc.|10028
UEIC|UNIVERSAL ELECT IN##|ITGP|ITG INC.|17000
UEIC|UNIVERSAL ELECT IN##|JEFF|JEFFERIES LLC|72777
UEIC|UNIVERSAL ELECT IN##|JMPT|JUMP TRADING, LLC|7098
UEIC|UNIVERSAL ELECT IN##|JPBX|J.P. MORGAN SECURITIES LLC|2167
UEIC|UNIVERSAL ELECT IN##|JPMX|J.P. Morgan Securities LLC|100029
UEIC|UNIVERSAL ELECT IN##|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
UEIC|UNIVERSAL ELECT IN##|JSJX|JANE STREET CAPITAL LLC|826
UEIC|UNIVERSAL ELECT IN##|KCGM|VIRTU Americas LLC|3410
UEIC|UNIVERSAL ELECT IN##|LEHM|Barclays Capital Inc./Le|160757
UEIC|UNIVERSAL ELECT IN##|LIME|Lime Brokerage LLC|69031
UEIC|UNIVERSAL ELECT IN##|LMGP|LIME BROKERAGE LLC|200
UEIC|UNIVERSAL ELECT IN##|LSCI|Lek Securities Corporation|2763
UEIC|UNIVERSAL ELECT IN##|MAXM|Maxim Group LLC|1016
UEIC|UNIVERSAL ELECT IN##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43094
UEIC|UNIVERSAL ELECT IN##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
UEIC|UNIVERSAL ELECT IN##|MSCO|MORGAN STANLEY & CO. LLC|273032
UEIC|UNIVERSAL ELECT IN##|MSPL|MORGAN STANLEY & CO. LLC|80400
UEIC|UNIVERSAL ELECT IN##|MSTX|MORGAN STANLEY & CO. LLC|4400
UEIC|UNIVERSAL ELECT IN##|NFSC|National Financial Services LLC|14859
UEIC|UNIVERSAL ELECT IN##|NITE|VIRTU Americas LLC|41934
UEIC|UNIVERSAL ELECT IN##|NITP|VIRTU Americas LLC|500
UEIC|UNIVERSAL ELECT IN##|NQRB|Brut, LLC|2166
UEIC|UNIVERSAL ELECT IN##|PDQM|CODA MARKETS, INC.|4161
UEIC|UNIVERSAL ELECT IN##|PIPR|Piper Jaffray & Co.|1242
UEIC|UNIVERSAL ELECT IN##|RBCM|RBC CAPITAL MARKETS, LLC|76
UEIC|UNIVERSAL ELECT IN##|RILY|B. RILEY FBR, INC.|100
UEIC|UNIVERSAL ELECT IN##|SAGL|SAGETRADER, LLC|201
UEIC|UNIVERSAL ELECT IN##|SBSH|Citigroup Global Markets Inc.|30051
UEIC|UNIVERSAL ELECT IN##|SGMT|GOLDMAN SACHS & CO. LLC|9255
UEIC|UNIVERSAL ELECT IN##|SPDR|SPEEDROUTE LLC|10324
UEIC|UNIVERSAL ELECT IN##|STFL|Stifel, Nicolaus & Company, Incorporated|13314
UEIC|UNIVERSAL ELECT IN##|SWIM|TD Ameritrade, Inc.|360
UEIC|UNIVERSAL ELECT IN##|TKNG|ALLY INVEST SECURITIES LLC|33
UEIC|UNIVERSAL ELECT IN##|TRBT|Tradebot Systems, Inc.|3867
UEIC|UNIVERSAL ELECT IN##|TRCM|TRC MARKETS LLC|31582
UEIC|UNIVERSAL ELECT IN##|UBSA|UBS SECURITIES LLC|122225
UEIC|UNIVERSAL ELECT IN##|UBSS|UBS Securities LLC|155349
UEIC|UNIVERSAL ELECT IN##|VALX|VIRTU AMERICAS LLC|4634
UEIC|UNIVERSAL ELECT IN##|VGRD|Vanguard Marketing Corporation|1475
UEIC|UNIVERSAL ELECT IN##|WBLR|WILLIAM BLAIR|55
UEIC|UNIVERSAL ELECT IN##|WCHV|WELLS FARGO SECURITIES, LLC|3121
UEIC|UNIVERSAL ELECT IN##|WEED|Weeden & Co.L.P.|2760
UEIC|UNIVERSAL ELECT IN##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2079
UEIC|UNIVERSAL ELECT IN##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57
UEIC|UNIVERSAL ELECT IN##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|71
UEIC|UNIVERSAL ELECT IN##|WSEA|WOLVERINE SECURITIES, LLC|78
UEIC|UNIVERSAL ELECT IN##|XIST|INSTINET, LLC|15920
UEIC|UNIVERSAL ELECT IN##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
UEIC|UNIVERSAL ELECT IN##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81
UEPS|NET 1 UEPS TECHS INC|ALTX|Alternet Securities Inc.|1100
UEPS|NET 1 UEPS TECHS INC|ANOS|ABEL/NOSER, L.L.C.|2029
UEPS|NET 1 UEPS TECHS INC|APCC|Apex Clearing Corporation|6787
UEPS|NET 1 UEPS TECHS INC|BATM|CBOE TRADING, INC.|1526
UEPS|NET 1 UEPS TECHS INC|BERN|Sanford C. Bernstein & Co., LLC|18789
UEPS|NET 1 UEPS TECHS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1677
UEPS|NET 1 UEPS TECHS INC|BMLT|TITAN SECURITIES|50
UEPS|NET 1 UEPS TECHS INC|BTIG|BTIG, LLC|8102
UEPS|NET 1 UEPS TECHS INC|BYXM|CBOE TRADING, INC.|200
UEPS|NET 1 UEPS TECHS INC|BZYD|GOLDMAN SACHS & CO. LLC|3020
UEPS|NET 1 UEPS TECHS INC|CHAS|Charles Schwab & Co., Inc.|500
UEPS|NET 1 UEPS TECHS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62123
UEPS|NET 1 UEPS TECHS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|320
UEPS|NET 1 UEPS TECHS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1900
UEPS|NET 1 UEPS TECHS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|119005
UEPS|NET 1 UEPS TECHS INC|CTDL|Citadel Derivatives Group Llc|4708
UEPS|NET 1 UEPS TECHS INC|CTLR|CUTLER GROUP, LP|1597
UEPS|NET 1 UEPS TECHS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|11080
UEPS|NET 1 UEPS TECHS INC|DBAB|Deutsche Bank Securities Inc.|104776
UEPS|NET 1 UEPS TECHS INC|DBAX|Deutsche Bank Securities Inc.|98700
UEPS|NET 1 UEPS TECHS INC|DBUL|Deutsche Bank Securities Inc.|300
UEPS|NET 1 UEPS TECHS INC|DEAN|MORGAN STANLEY|5928
UEPS|NET 1 UEPS TECHS INC|DEGS|RONIN PROFESSIONAL LLC|6738
UEPS|NET 1 UEPS TECHS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2507
UEPS|NET 1 UEPS TECHS INC|EBXL|EBX LLC|43500
UEPS|NET 1 UEPS TECHS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|3082
UEPS|NET 1 UEPS TECHS INC|EDJO|Edward D. Jones & Co., L.P.|400
UEPS|NET 1 UEPS TECHS INC|EGAM|CBOE TRADING, INC.|6800
UEPS|NET 1 UEPS TECHS INC|EGAW|CBOE TRADING, INC.|178
UEPS|NET 1 UEPS TECHS INC|EGMT|EG MARKET TECHNOLOGIES LLC|210
UEPS|NET 1 UEPS TECHS INC|EGXM|CBOE TRADING, INC.|1923
UEPS|NET 1 UEPS TECHS INC|EGXW|CBOE TRADING, INC.|2
UEPS|NET 1 UEPS TECHS INC|ETBE|Electronic Transaction Clearing, Inc.|2697
UEPS|NET 1 UEPS TECHS INC|ETCB|ETC BROKERAGE SERVICES, LLC|100
UEPS|NET 1 UEPS TECHS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5858
UEPS|NET 1 UEPS TECHS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5968
UEPS|NET 1 UEPS TECHS INC|ETRS|E*Trade Securities LLC|42904
UEPS|NET 1 UEPS TECHS INC|FBCO|Credit Suisse Securities (USA) LLC|92424
UEPS|NET 1 UEPS TECHS INC|FBSB|U.S. Bancorp Investments, Inc.|200
UEPS|NET 1 UEPS TECHS INC|FMAF|NBCN Inc./ CDS|100
UEPS|NET 1 UEPS TECHS INC|FOMA|TD AMERITRADE CLEARING, INC.|115170
UEPS|NET 1 UEPS TECHS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|129
UEPS|NET 1 UEPS TECHS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99613
UEPS|NET 1 UEPS TECHS INC|FTBR|Foliofn Investments, Inc.|421
UEPS|NET 1 UEPS TECHS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3201
UEPS|NET 1 UEPS TECHS INC|GLIS|TD Securities Inc|55
UEPS|NET 1 UEPS TECHS INC|GLPX|ACS EXECUTION SERVICES, LLC|4153
UEPS|NET 1 UEPS TECHS INC|GSCO|GOLDMAN SACHS & CO. LLC|199504
UEPS|NET 1 UEPS TECHS INC|GSCS|GOLDMAN SACHS & CO. LLC|10761
UEPS|NET 1 UEPS TECHS INC|GSLT|GOLDMAN SACHS & CO. LLC|1091
UEPS|NET 1 UEPS TECHS INC|GTSZ|GTS SECURITIES LLC|2629
UEPS|NET 1 UEPS TECHS INC|HAPX|HAP Trading, LLC|400
UEPS|NET 1 UEPS TECHS INC|HRBF|American Enterprise Investment Services Inc.|6461
UEPS|NET 1 UEPS TECHS INC|HSBC|HSBC Securities, Inc.|665
UEPS|NET 1 UEPS TECHS INC|IATS|INTERACTIVE BROKERS LLC|4608
UEPS|NET 1 UEPS TECHS INC|IBKR|Interactive Brokers Llc|107182
UEPS|NET 1 UEPS TECHS INC|ICBX|INSTINET, LLC|10972
UEPS|NET 1 UEPS TECHS INC|INCA|INSTINET, LLC|106924
UEPS|NET 1 UEPS TECHS INC|INJX|INSTINET, LLC|7741
UEPS|NET 1 UEPS TECHS INC|ITGI|ITG Inc.|67049
UEPS|NET 1 UEPS TECHS INC|ITGP|ITG INC.|93000
UEPS|NET 1 UEPS TECHS INC|JEFF|JEFFERIES LLC|11088
UEPS|NET 1 UEPS TECHS INC|JMPT|JUMP TRADING, LLC|15784
UEPS|NET 1 UEPS TECHS INC|JPBX|J.P. MORGAN SECURITIES LLC|6514
UEPS|NET 1 UEPS TECHS INC|JPMX|J.P. Morgan Securities LLC|74290
UEPS|NET 1 UEPS TECHS INC|JSJX|JANE STREET CAPITAL LLC|1100
UEPS|NET 1 UEPS TECHS INC|KCGM|VIRTU Americas LLC|15784
UEPS|NET 1 UEPS TECHS INC|LEHM|Barclays Capital Inc./Le|1693551
UEPS|NET 1 UEPS TECHS INC|LIME|Lime Brokerage LLC|113001
UEPS|NET 1 UEPS TECHS INC|LQNA|LIQUIDNET, INC.|343200
UEPS|NET 1 UEPS TECHS INC|MBTS|ALLY INVEST SECURITIES LLC|260
UEPS|NET 1 UEPS TECHS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|54400
UEPS|NET 1 UEPS TECHS INC|MOTF|MOTIF INVESTING, INC.|115
UEPS|NET 1 UEPS TECHS INC|MSCO|MORGAN STANLEY & CO. LLC|488729
UEPS|NET 1 UEPS TECHS INC|MSPL|MORGAN STANLEY & CO. LLC|79500
UEPS|NET 1 UEPS TECHS INC|MSTX|MORGAN STANLEY & CO. LLC|22600
UEPS|NET 1 UEPS TECHS INC|NBCS|NBC Securities, INC.|5851
UEPS|NET 1 UEPS TECHS INC|NFSC|National Financial Services LLC|89813
UEPS|NET 1 UEPS TECHS INC|NITE|VIRTU Americas LLC|213041
UEPS|NET 1 UEPS TECHS INC|NQRB|Brut, LLC|21777
UEPS|NET 1 UEPS TECHS INC|NTRC|Northern Trust Securities, Inc.|8358
UEPS|NET 1 UEPS TECHS INC|OPCO|Oppenheimer & Co. Inc.|900
UEPS|NET 1 UEPS TECHS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2652
UEPS|NET 1 UEPS TECHS INC|PDQM|CODA MARKETS, INC.|10100
UEPS|NET 1 UEPS TECHS INC|RAJA|Raymond James & Associates, Inc.|881
UEPS|NET 1 UEPS TECHS INC|RBCM|RBC CAPITAL MARKETS, LLC|200
UEPS|NET 1 UEPS TECHS INC|SAGW|SAGETRADER, LLC|1293
UEPS|NET 1 UEPS TECHS INC|SBSH|Citigroup Global Markets Inc.|38504
UEPS|NET 1 UEPS TECHS INC|SGMT|GOLDMAN SACHS & CO. LLC|29965
UEPS|NET 1 UEPS TECHS INC|SPDR|SPEEDROUTE LLC|100
UEPS|NET 1 UEPS TECHS INC|STFL|Stifel, Nicolaus & Company, Incorporated|500
UEPS|NET 1 UEPS TECHS INC|SWIM|TD Ameritrade, Inc.|21710
UEPS|NET 1 UEPS TECHS INC|TKNG|ALLY INVEST SECURITIES LLC|450
UEPS|NET 1 UEPS TECHS INC|TRBT|Tradebot Systems, Inc.|109514
UEPS|NET 1 UEPS TECHS INC|TRCM|TRC MARKETS LLC|89030
UEPS|NET 1 UEPS TECHS INC|TWTT|TASTYWORKS, INC.|3
UEPS|NET 1 UEPS TECHS INC|UBSA|UBS SECURITIES LLC|557450
UEPS|NET 1 UEPS TECHS INC|UBSS|UBS Securities LLC|908793
UEPS|NET 1 UEPS TECHS INC|VALX|VIRTU AMERICAS LLC|1764
UEPS|NET 1 UEPS TECHS INC|VGRD|Vanguard Marketing Corporation|19216
UEPS|NET 1 UEPS TECHS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
UEPS|NET 1 UEPS TECHS INC|WCHV|WELLS FARGO SECURITIES, LLC|12479
UEPS|NET 1 UEPS TECHS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9282
UEPS|NET 1 UEPS TECHS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11751
UEPS|NET 1 UEPS TECHS INC|WSAG|WALL STREET ACCESS|2518
UEPS|NET 1 UEPS TECHS INC|WSEA|WOLVERINE SECURITIES, LLC|1173
UEPS|NET 1 UEPS TECHS INC|XIST|INSTINET, LLC|18600
UEPS|NET 1 UEPS TECHS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12750
UEPS|NET 1 UEPS TECHS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
UEPS|NET 1 UEPS TECHS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3533
UEUR|ETNS LINKED TO THE V|EBXL|EBX LLC|300
UEUR|ETNS LINKED TO THE V|ETRS|E*Trade Securities LLC|100
UEUR|ETNS LINKED TO THE V|FTBR|Foliofn Investments, Inc.|21
UEUR|ETNS LINKED TO THE V|GLIS|TD Securities Inc|400
UEUR|ETNS LINKED TO THE V|GSLT|GOLDMAN SACHS & CO. LLC|1600
UEUR|ETNS LINKED TO THE V|IBKR|Interactive Brokers Llc|5
UEUR|ETNS LINKED TO THE V|ICBX|INSTINET, LLC|100
UEUR|ETNS LINKED TO THE V|ITGP|ITG INC.|1000
UEUR|ETNS LINKED TO THE V|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|382
UEUR|ETNS LINKED TO THE V|MSCO|MORGAN STANLEY & CO. LLC|1300
UEUR|ETNS LINKED TO THE V|NFSC|National Financial Services LLC|30
UEUR|ETNS LINKED TO THE V|NITE|VIRTU Americas LLC|3866
UEUR|ETNS LINKED TO THE V|SGMT|GOLDMAN SACHS & CO. LLC|100
UEUR|ETNS LINKED TO THE V|UBSS|UBS Securities LLC|100
UEUR|ETNS LINKED TO THE V|WSEA|WOLVERINE SECURITIES, LLC|327
UEVM|USAA MSCI EMERGING M|APCC|Apex Clearing Corporation|7
UEVM|USAA MSCI EMERGING M|CHAS|Charles Schwab & Co., Inc.|1
UEVM|USAA MSCI EMERGING M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15900
UEVM|USAA MSCI EMERGING M|EBXL|EBX LLC|300
UEVM|USAA MSCI EMERGING M|EGAM|CBOE TRADING, INC.|500
UEVM|USAA MSCI EMERGING M|ETRS|E*Trade Securities LLC|3
UEVM|USAA MSCI EMERGING M|FTBR|Foliofn Investments, Inc.|2
UEVM|USAA MSCI EMERGING M|GLPX|ACS EXECUTION SERVICES, LLC|11
UEVM|USAA MSCI EMERGING M|GSLT|GOLDMAN SACHS & CO. LLC|1000
UEVM|USAA MSCI EMERGING M|JSEB|JANE STREET EXECUTION SERVICES, LLC|23095
UEVM|USAA MSCI EMERGING M|JSJX|JANE STREET CAPITAL LLC|7893
UEVM|USAA MSCI EMERGING M|KCGM|VIRTU Americas LLC|173
UEVM|USAA MSCI EMERGING M|LIME|Lime Brokerage LLC|965
UEVM|USAA MSCI EMERGING M|MSCO|MORGAN STANLEY & CO. LLC|301
UEVM|USAA MSCI EMERGING M|NFSC|National Financial Services LLC|12060
UEVM|USAA MSCI EMERGING M|NITE|VIRTU Americas LLC|6480
UEVM|USAA MSCI EMERGING M|PDQM|CODA MARKETS, INC.|11
UEVM|USAA MSCI EMERGING M|SGMT|GOLDMAN SACHS & CO. LLC|100
UEVM|USAA MSCI EMERGING M|SWIM|TD Ameritrade, Inc.|30
UEVM|USAA MSCI EMERGING M|UBSA|UBS SECURITIES LLC|2294
UEVM|USAA MSCI EMERGING M|UBSS|UBS Securities LLC|1358
UEVM|USAA MSCI EMERGING M|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
UFAB|UNIQUE FABRICATING|APCC|Apex Clearing Corporation|42
UFAB|UNIQUE FABRICATING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2934
UFAB|UNIQUE FABRICATING|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
UFAB|UNIQUE FABRICATING|DBAB|Deutsche Bank Securities Inc.|599
UFAB|UNIQUE FABRICATING|DBAX|Deutsche Bank Securities Inc.|1700
UFAB|UNIQUE FABRICATING|EBXL|EBX LLC|500
UFAB|UNIQUE FABRICATING|EDJO|Edward D. Jones & Co., L.P.|400
UFAB|UNIQUE FABRICATING|ETRS|E*Trade Securities LLC|4263
UFAB|UNIQUE FABRICATING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|474
UFAB|UNIQUE FABRICATING|FTBR|Foliofn Investments, Inc.|37
UFAB|UNIQUE FABRICATING|GLIS|TD Securities Inc|256
UFAB|UNIQUE FABRICATING|GSCO|GOLDMAN SACHS & CO. LLC|30
UFAB|UNIQUE FABRICATING|GSLT|GOLDMAN SACHS & CO. LLC|75
UFAB|UNIQUE FABRICATING|GTSZ|GTS SECURITIES LLC|142
UFAB|UNIQUE FABRICATING|HRBF|American Enterprise Investment Services Inc.|1100
UFAB|UNIQUE FABRICATING|IBKR|Interactive Brokers Llc|19604
UFAB|UNIQUE FABRICATING|ICBX|INSTINET, LLC|100
UFAB|UNIQUE FABRICATING|INCA|INSTINET, LLC|155
UFAB|UNIQUE FABRICATING|INJX|INSTINET, LLC|64
UFAB|UNIQUE FABRICATING|ITGP|ITG INC.|7000
UFAB|UNIQUE FABRICATING|JPMX|J.P. Morgan Securities LLC|2800
UFAB|UNIQUE FABRICATING|KCGM|VIRTU Americas LLC|301
UFAB|UNIQUE FABRICATING|LEHM|Barclays Capital Inc./Le|600
UFAB|UNIQUE FABRICATING|LIME|Lime Brokerage LLC|1534
UFAB|UNIQUE FABRICATING|MACC|Mid Atlantic Capital Corporation|1000
UFAB|UNIQUE FABRICATING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
UFAB|UNIQUE FABRICATING|MSCO|MORGAN STANLEY & CO. LLC|9905
UFAB|UNIQUE FABRICATING|MSPL|MORGAN STANLEY & CO. LLC|1600
UFAB|UNIQUE FABRICATING|NFSC|National Financial Services LLC|19149
UFAB|UNIQUE FABRICATING|NITE|VIRTU Americas LLC|28150
UFAB|UNIQUE FABRICATING|SGMT|GOLDMAN SACHS & CO. LLC|966
UFAB|UNIQUE FABRICATING|SPTD|MINT GLOBAL MARKETS, INC.|19705
UFAB|UNIQUE FABRICATING|SWIM|TD Ameritrade, Inc.|500
UFAB|UNIQUE FABRICATING|TKNG|ALLY INVEST SECURITIES LLC|650
UFAB|UNIQUE FABRICATING|UBSA|UBS SECURITIES LLC|7312
UFAB|UNIQUE FABRICATING|UBSS|UBS Securities LLC|6076
UFAB|UNIQUE FABRICATING|VALX|VIRTU AMERICAS LLC|73
UFAB|UNIQUE FABRICATING|VGRD|Vanguard Marketing Corporation|15
UFAB|UNIQUE FABRICATING|WCHV|WELLS FARGO SECURITIES, LLC|12400
UFAB|UNIQUE FABRICATING|WEXM|WOLVERINE EXECUTION SERVICES, LLC|64
UFAB|UNIQUE FABRICATING|WFPB|Wells Fargo Securities, LLC.|2700
UFAB|UNIQUE FABRICATING|WSEA|WOLVERINE SECURITIES, LLC|32
UFAB|UNIQUE FABRICATING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1082
UFCS|UNITED FIRE GROUP, I|ALTX|Alternet Securities Inc.|1129
UFCS|UNITED FIRE GROUP, I|ANOS|ABEL/NOSER, L.L.C.|2776
UFCS|UNITED FIRE GROUP, I|APCC|Apex Clearing Corporation|11
UFCS|UNITED FIRE GROUP, I|BARD|Robert W. Baird & Co. Incorporated|394
UFCS|UNITED FIRE GROUP, I|BATM|CBOE TRADING, INC.|783
UFCS|UNITED FIRE GROUP, I|BAYC|BAY CREST PARTNERS, LLC|177
UFCS|UNITED FIRE GROUP, I|BERN|Sanford C. Bernstein & Co., LLC|5944
UFCS|UNITED FIRE GROUP, I|BMOC|BMO Capital Markets Corp.|4396
UFCS|UNITED FIRE GROUP, I|BNPX|BNP PARIBAS SECURITIES CORP.|7851
UFCS|UNITED FIRE GROUP, I|BRVL|BLAYLOCK VAN, LLC|700
UFCS|UNITED FIRE GROUP, I|BTIG|BTIG, LLC|187
UFCS|UNITED FIRE GROUP, I|BYXM|CBOE TRADING, INC.|668
UFCS|UNITED FIRE GROUP, I|BZYD|GOLDMAN SACHS & CO. LLC|1193
UFCS|UNITED FIRE GROUP, I|CHAS|Charles Schwab & Co., Inc.|1
UFCS|UNITED FIRE GROUP, I|CIST|Capital Institutional Services, Inc.|70
UFCS|UNITED FIRE GROUP, I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|680
UFCS|UNITED FIRE GROUP, I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1203
UFCS|UNITED FIRE GROUP, I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|929
UFCS|UNITED FIRE GROUP, I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23877
UFCS|UNITED FIRE GROUP, I|CTDL|Citadel Derivatives Group Llc|7205
UFCS|UNITED FIRE GROUP, I|CXCX|CITIGROUP GLOBAL MARKETS INC.|532
UFCS|UNITED FIRE GROUP, I|DBAB|Deutsche Bank Securities Inc.|183222
UFCS|UNITED FIRE GROUP, I|DBAX|Deutsche Bank Securities Inc.|38000
UFCS|UNITED FIRE GROUP, I|DEAN|MORGAN STANLEY|773
UFCS|UNITED FIRE GROUP, I|DEGS|RONIN PROFESSIONAL LLC|8500
UFCS|UNITED FIRE GROUP, I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|256
UFCS|UNITED FIRE GROUP, I|DOWL|Dowling & Partners Securities LLC|3000
UFCS|UNITED FIRE GROUP, I|EBXL|EBX LLC|6400
UFCS|UNITED FIRE GROUP, I|ECUT|CONVERGEX EXECUTION SOLUTIONS|138
UFCS|UNITED FIRE GROUP, I|EDJO|Edward D. Jones & Co., L.P.|230
UFCS|UNITED FIRE GROUP, I|EGAM|CBOE TRADING, INC.|1779
UFCS|UNITED FIRE GROUP, I|EGAW|CBOE TRADING, INC.|300
UFCS|UNITED FIRE GROUP, I|EGMT|EG MARKET TECHNOLOGIES LLC|100
UFCS|UNITED FIRE GROUP, I|EGXM|CBOE TRADING, INC.|9
UFCS|UNITED FIRE GROUP, I|ELEV|ELEVATION, LLC|343
UFCS|UNITED FIRE GROUP, I|ETBE|Electronic Transaction Clearing, Inc.|5315
UFCS|UNITED FIRE GROUP, I|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|48
UFCS|UNITED FIRE GROUP, I|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5920
UFCS|UNITED FIRE GROUP, I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5764
UFCS|UNITED FIRE GROUP, I|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
UFCS|UNITED FIRE GROUP, I|ETRS|E*Trade Securities LLC|361
UFCS|UNITED FIRE GROUP, I|FBCO|Credit Suisse Securities (USA) LLC|48100
UFCS|UNITED FIRE GROUP, I|FBSB|U.S. Bancorp Investments, Inc.|4
UFCS|UNITED FIRE GROUP, I|FINX|FINTECH SECURITIES|175
UFCS|UNITED FIRE GROUP, I|FOMA|TD AMERITRADE CLEARING, INC.|1124
UFCS|UNITED FIRE GROUP, I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|803
UFCS|UNITED FIRE GROUP, I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19722
UFCS|UNITED FIRE GROUP, I|FTBR|Foliofn Investments, Inc.|15
UFCS|UNITED FIRE GROUP, I|GEBB|GLOBAL EXECUTION BROKERS, LP|31027
UFCS|UNITED FIRE GROUP, I|GLPX|ACS EXECUTION SERVICES, LLC|5729
UFCS|UNITED FIRE GROUP, I|GSCO|GOLDMAN SACHS & CO. LLC|457689
UFCS|UNITED FIRE GROUP, I|GSCS|GOLDMAN SACHS & CO. LLC|105
UFCS|UNITED FIRE GROUP, I|GTSZ|GTS SECURITIES LLC|40183
UFCS|UNITED FIRE GROUP, I|HRBF|American Enterprise Investment Services Inc.|3
UFCS|UNITED FIRE GROUP, I|IATS|INTERACTIVE BROKERS LLC|16
UFCS|UNITED FIRE GROUP, I|IBKR|Interactive Brokers Llc|21425
UFCS|UNITED FIRE GROUP, I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
UFCS|UNITED FIRE GROUP, I|ICBX|INSTINET, LLC|2500
UFCS|UNITED FIRE GROUP, I|IEQY|CITADEL SECURITIES LLC|9899
UFCS|UNITED FIRE GROUP, I|INCA|INSTINET, LLC|69189
UFCS|UNITED FIRE GROUP, I|INJX|INSTINET, LLC|3605
UFCS|UNITED FIRE GROUP, I|ITGI|ITG Inc.|29952
UFCS|UNITED FIRE GROUP, I|ITGP|ITG INC.|31400
UFCS|UNITED FIRE GROUP, I|JEFF|JEFFERIES LLC|3838
UFCS|UNITED FIRE GROUP, I|JPBX|J.P. MORGAN SECURITIES LLC|3578
UFCS|UNITED FIRE GROUP, I|JPMX|J.P. Morgan Securities LLC|30983
UFCS|UNITED FIRE GROUP, I|JSJX|JANE STREET CAPITAL LLC|1610
UFCS|UNITED FIRE GROUP, I|KCGM|VIRTU Americas LLC|2269
UFCS|UNITED FIRE GROUP, I|LEHM|Barclays Capital Inc./Le|70290
UFCS|UNITED FIRE GROUP, I|LIME|Lime Brokerage LLC|117119
UFCS|UNITED FIRE GROUP, I|LMGP|LIME BROKERAGE LLC|12366
UFCS|UNITED FIRE GROUP, I|LSCI|Lek Securities Corporation|3
UFCS|UNITED FIRE GROUP, I|MAXM|Maxim Group LLC|3859
UFCS|UNITED FIRE GROUP, I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7376
UFCS|UNITED FIRE GROUP, I|MSCO|MORGAN STANLEY & CO. LLC|313003
UFCS|UNITED FIRE GROUP, I|MSPL|MORGAN STANLEY & CO. LLC|27800
UFCS|UNITED FIRE GROUP, I|MSTX|MORGAN STANLEY & CO. LLC|4200
UFCS|UNITED FIRE GROUP, I|NFSC|National Financial Services LLC|3751
UFCS|UNITED FIRE GROUP, I|NITE|VIRTU Americas LLC|30203
UFCS|UNITED FIRE GROUP, I|NITP|VIRTU Americas LLC|5881
UFCS|UNITED FIRE GROUP, I|NQRB|Brut, LLC|200
UFCS|UNITED FIRE GROUP, I|OPCO|Oppenheimer & Co. Inc.|453
UFCS|UNITED FIRE GROUP, I|PDQM|CODA MARKETS, INC.|9278
UFCS|UNITED FIRE GROUP, I|RAJA|Raymond James & Associates, Inc.|1564
UFCS|UNITED FIRE GROUP, I|RBCM|RBC CAPITAL MARKETS, LLC|41
UFCS|UNITED FIRE GROUP, I|SAGW|SAGETRADER, LLC|100
UFCS|UNITED FIRE GROUP, I|SBSH|Citigroup Global Markets Inc.|39038
UFCS|UNITED FIRE GROUP, I|SGMT|GOLDMAN SACHS & CO. LLC|9331
UFCS|UNITED FIRE GROUP, I|SPDR|SPEEDROUTE LLC|7980
UFCS|UNITED FIRE GROUP, I|SSBS|STATE STREET GLOBAL MARKETS, LLC|21482
UFCS|UNITED FIRE GROUP, I|STFL|Stifel, Nicolaus & Company, Incorporated|525
UFCS|UNITED FIRE GROUP, I|SWST|Hilltop Securities Inc.|5
UFCS|UNITED FIRE GROUP, I|TRBT|Tradebot Systems, Inc.|20682
UFCS|UNITED FIRE GROUP, I|TRCM|TRC MARKETS LLC|54398
UFCS|UNITED FIRE GROUP, I|UBSA|UBS SECURITIES LLC|40678
UFCS|UNITED FIRE GROUP, I|UBSS|UBS Securities LLC|277688
UFCS|UNITED FIRE GROUP, I|VALX|VIRTU AMERICAS LLC|2492
UFCS|UNITED FIRE GROUP, I|VGRD|Vanguard Marketing Corporation|4
UFCS|UNITED FIRE GROUP, I|WCHV|WELLS FARGO SECURITIES, LLC|11383
UFCS|UNITED FIRE GROUP, I|WEED|Weeden & Co.L.P.|397
UFCS|UNITED FIRE GROUP, I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3535
UFCS|UNITED FIRE GROUP, I|WSEA|WOLVERINE SECURITIES, LLC|227
UFCS|UNITED FIRE GROUP, I|XIST|INSTINET, LLC|3736
UFCS|UNITED FIRE GROUP, I|XSTM|NATIONAL FINANCIAL SERVICES LLC|1848
UFCS|UNITED FIRE GROUP, I|YKNA|COMHAR CAPITAL MARKETS, LLC|1277
UFCS|UNITED FIRE GROUP, I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|545
UFI|UNIFI INC NEW|ALTX|Alternet Securities Inc.|100
UFI|UNIFI INC NEW|APCC|Apex Clearing Corporation|15
UFI|UNIFI INC NEW|BATM|CBOE TRADING, INC.|310
UFI|UNIFI INC NEW|BERN|Sanford C. Bernstein & Co., LLC|1964
UFI|UNIFI INC NEW|BIDS|BIDS TRADING L.P.|39235
UFI|UNIFI INC NEW|BNPX|BNP PARIBAS SECURITIES CORP.|3368
UFI|UNIFI INC NEW|BRVL|BLAYLOCK VAN, LLC|800
UFI|UNIFI INC NEW|BTIG|BTIG, LLC|200
UFI|UNIFI INC NEW|BZYD|GOLDMAN SACHS & CO. LLC|521
UFI|UNIFI INC NEW|CHAS|Charles Schwab & Co., Inc.|273
UFI|UNIFI INC NEW|CHLM|Craig-Hallum Capital Group LLC|70
UFI|UNIFI INC NEW|CIST|Capital Institutional Services, Inc.|7
UFI|UNIFI INC NEW|CJSC|CJS Securities, Inc.|13635
UFI|UNIFI INC NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16052
UFI|UNIFI INC NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|160
UFI|UNIFI INC NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16398
UFI|UNIFI INC NEW|CTDL|Citadel Derivatives Group Llc|170
UFI|UNIFI INC NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|3738
UFI|UNIFI INC NEW|DBAB|Deutsche Bank Securities Inc.|8406
UFI|UNIFI INC NEW|DBAX|Deutsche Bank Securities Inc.|7100
UFI|UNIFI INC NEW|DEAN|MORGAN STANLEY|1630
UFI|UNIFI INC NEW|DEGS|RONIN PROFESSIONAL LLC|1794
UFI|UNIFI INC NEW|EBXL|EBX LLC|4800
UFI|UNIFI INC NEW|EDJO|Edward D. Jones & Co., L.P.|259
UFI|UNIFI INC NEW|EGAM|CBOE TRADING, INC.|1200
UFI|UNIFI INC NEW|EGMT|EG MARKET TECHNOLOGIES LLC|215
UFI|UNIFI INC NEW|EGXM|CBOE TRADING, INC.|300
UFI|UNIFI INC NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5482
UFI|UNIFI INC NEW|ETRS|E*Trade Securities LLC|1346
UFI|UNIFI INC NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2923
UFI|UNIFI INC NEW|FTBR|Foliofn Investments, Inc.|106
UFI|UNIFI INC NEW|GLPX|ACS EXECUTION SERVICES, LLC|83
UFI|UNIFI INC NEW|GSCO|GOLDMAN SACHS & CO. LLC|32213
UFI|UNIFI INC NEW|GSCS|GOLDMAN SACHS & CO. LLC|106
UFI|UNIFI INC NEW|GTSZ|GTS SECURITIES LLC|12722
UFI|UNIFI INC NEW|HRBF|American Enterprise Investment Services Inc.|100
UFI|UNIFI INC NEW|IATS|INTERACTIVE BROKERS LLC|700
UFI|UNIFI INC NEW|IBKR|Interactive Brokers Llc|1901
UFI|UNIFI INC NEW|ICBX|INSTINET, LLC|2700
UFI|UNIFI INC NEW|IEQY|CITADEL SECURITIES LLC|2109
UFI|UNIFI INC NEW|INCA|INSTINET, LLC|6827
UFI|UNIFI INC NEW|INJX|INSTINET, LLC|120
UFI|UNIFI INC NEW|ITGI|ITG Inc.|10210
UFI|UNIFI INC NEW|ITGP|ITG INC.|7600
UFI|UNIFI INC NEW|JEFF|JEFFERIES LLC|72319
UFI|UNIFI INC NEW|JPBX|J.P. MORGAN SECURITIES LLC|1640
UFI|UNIFI INC NEW|JPMX|J.P. Morgan Securities LLC|20925
UFI|UNIFI INC NEW|JSJX|JANE STREET CAPITAL LLC|172
UFI|UNIFI INC NEW|KCGM|VIRTU Americas LLC|977
UFI|UNIFI INC NEW|LEHM|Barclays Capital Inc./Le|17006
UFI|UNIFI INC NEW|LIME|Lime Brokerage LLC|6865
UFI|UNIFI INC NEW|LOOP|Loop Capital Markets LLC|100
UFI|UNIFI INC NEW|LQNA|LIQUIDNET, INC.|113700
UFI|UNIFI INC NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
UFI|UNIFI INC NEW|MSCO|MORGAN STANLEY & CO. LLC|33474
UFI|UNIFI INC NEW|MSPL|MORGAN STANLEY & CO. LLC|26900
UFI|UNIFI INC NEW|MSTX|MORGAN STANLEY & CO. LLC|200
UFI|UNIFI INC NEW|NEUB|NEUBERGER BERMAN BD LLC|100
UFI|UNIFI INC NEW|NFSC|National Financial Services LLC|89055
UFI|UNIFI INC NEW|NITE|VIRTU Americas LLC|19868
UFI|UNIFI INC NEW|NQRB|Brut, LLC|100
UFI|UNIFI INC NEW|NTRC|Northern Trust Securities, Inc.|1500
UFI|UNIFI INC NEW|OPCO|Oppenheimer & Co. Inc.|4615
UFI|UNIFI INC NEW|PDQM|CODA MARKETS, INC.|551
UFI|UNIFI INC NEW|RBCM|RBC CAPITAL MARKETS, LLC|361
UFI|UNIFI INC NEW|SBSH|Citigroup Global Markets Inc.|8419
UFI|UNIFI INC NEW|SGMT|GOLDMAN SACHS & CO. LLC|6643
UFI|UNIFI INC NEW|SPDR|SPEEDROUTE LLC|945
UFI|UNIFI INC NEW|STFL|Stifel, Nicolaus & Company, Incorporated|30
UFI|UNIFI INC NEW|SWIM|TD Ameritrade, Inc.|150
UFI|UNIFI INC NEW|TRBT|Tradebot Systems, Inc.|3018
UFI|UNIFI INC NEW|TRCM|TRC MARKETS LLC|3304
UFI|UNIFI INC NEW|UBSA|UBS SECURITIES LLC|32519
UFI|UNIFI INC NEW|UBSS|UBS Securities LLC|36058
UFI|UNIFI INC NEW|VALX|VIRTU AMERICAS LLC|2110
UFI|UNIFI INC NEW|WCHV|WELLS FARGO SECURITIES, LLC|2116
UFI|UNIFI INC NEW|WEDB|WEDBUSH SECURITIES INC.|100
UFI|UNIFI INC NEW|WEED|Weeden & Co.L.P.|1630
UFI|UNIFI INC NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
UFI|UNIFI INC NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|925
UFI|UNIFI INC NEW|WSEA|WOLVERINE SECURITIES, LLC|503
UFI|UNIFI INC NEW|XIST|INSTINET, LLC|1612
UFI|UNIFI INC NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
UFI|UNIFI INC NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|112
UFPI|UNIVERSAL FOREST PRD|ALTX|Alternet Securities Inc.|2299
UFPI|UNIVERSAL FOREST PRD|ANOS|ABEL/NOSER, L.L.C.|502
UFPI|UNIVERSAL FOREST PRD|APCC|Apex Clearing Corporation|1437
UFPI|UNIVERSAL FOREST PRD|BARD|Robert W. Baird & Co. Incorporated|1750
UFPI|UNIVERSAL FOREST PRD|BATM|CBOE TRADING, INC.|2674
UFPI|UNIVERSAL FOREST PRD|BBNT|BB&T SECURITIES, LLC|1
UFPI|UNIVERSAL FOREST PRD|BERN|Sanford C. Bernstein & Co., LLC|30630
UFPI|UNIVERSAL FOREST PRD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1073
UFPI|UNIVERSAL FOREST PRD|BLKX|INSTINET, LLC|10000
UFPI|UNIVERSAL FOREST PRD|BMOC|BMO Capital Markets Corp.|9580
UFPI|UNIVERSAL FOREST PRD|BNPX|BNP PARIBAS SECURITIES CORP.|11146
UFPI|UNIVERSAL FOREST PRD|BRVL|BLAYLOCK VAN, LLC|2500
UFPI|UNIVERSAL FOREST PRD|BTIG|BTIG, LLC|11133
UFPI|UNIVERSAL FOREST PRD|BYXM|CBOE TRADING, INC.|643
UFPI|UNIVERSAL FOREST PRD|BZYD|GOLDMAN SACHS & CO. LLC|1543
UFPI|UNIVERSAL FOREST PRD|CANT|Cantor Fitzgerald & Co.|593
UFPI|UNIVERSAL FOREST PRD|CHAS|Charles Schwab & Co., Inc.|102
UFPI|UNIVERSAL FOREST PRD|CIST|Capital Institutional Services, Inc.|589
UFPI|UNIVERSAL FOREST PRD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32358
UFPI|UNIVERSAL FOREST PRD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10
UFPI|UNIVERSAL FOREST PRD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|91020
UFPI|UNIVERSAL FOREST PRD|CTDL|Citadel Derivatives Group Llc|5771
UFPI|UNIVERSAL FOREST PRD|CXCX|CITIGROUP GLOBAL MARKETS INC.|12214
UFPI|UNIVERSAL FOREST PRD|DBAB|Deutsche Bank Securities Inc.|408449
UFPI|UNIVERSAL FOREST PRD|DBAX|Deutsche Bank Securities Inc.|30100
UFPI|UNIVERSAL FOREST PRD|DBUL|Deutsche Bank Securities Inc.|1300
UFPI|UNIVERSAL FOREST PRD|DEAN|MORGAN STANLEY|555
UFPI|UNIVERSAL FOREST PRD|DEGS|RONIN PROFESSIONAL LLC|800
UFPI|UNIVERSAL FOREST PRD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5741
UFPI|UNIVERSAL FOREST PRD|EBXL|EBX LLC|49300
UFPI|UNIVERSAL FOREST PRD|ECUT|CONVERGEX EXECUTION SOLUTIONS|10880
UFPI|UNIVERSAL FOREST PRD|EDJO|Edward D. Jones & Co., L.P.|5113
UFPI|UNIVERSAL FOREST PRD|EGAM|CBOE TRADING, INC.|3618
UFPI|UNIVERSAL FOREST PRD|EGMT|EG MARKET TECHNOLOGIES LLC|1020
UFPI|UNIVERSAL FOREST PRD|EGXM|CBOE TRADING, INC.|1686
UFPI|UNIVERSAL FOREST PRD|ETBE|Electronic Transaction Clearing, Inc.|496
UFPI|UNIVERSAL FOREST PRD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|25
UFPI|UNIVERSAL FOREST PRD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5674
UFPI|UNIVERSAL FOREST PRD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12018
UFPI|UNIVERSAL FOREST PRD|ETRS|E*Trade Securities LLC|3359
UFPI|UNIVERSAL FOREST PRD|FBCO|Credit Suisse Securities (USA) LLC|376373
UFPI|UNIVERSAL FOREST PRD|FILL|Tradestation Securities, Inc.|508
UFPI|UNIVERSAL FOREST PRD|FMAF|NBCN Inc./ CDS|1700
UFPI|UNIVERSAL FOREST PRD|FOMA|TD AMERITRADE CLEARING, INC.|12618
UFPI|UNIVERSAL FOREST PRD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2588
UFPI|UNIVERSAL FOREST PRD|FQLS|Quantlab Securities LP|84645
UFPI|UNIVERSAL FOREST PRD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96504
UFPI|UNIVERSAL FOREST PRD|FTBR|Foliofn Investments, Inc.|25329
UFPI|UNIVERSAL FOREST PRD|GEBB|GLOBAL EXECUTION BROKERS, LP|20098
UFPI|UNIVERSAL FOREST PRD|GLPX|ACS EXECUTION SERVICES, LLC|6710
UFPI|UNIVERSAL FOREST PRD|GSCO|GOLDMAN SACHS & CO. LLC|534330
UFPI|UNIVERSAL FOREST PRD|GSCS|GOLDMAN SACHS & CO. LLC|2722
UFPI|UNIVERSAL FOREST PRD|GSLT|GOLDMAN SACHS & CO. LLC|146
UFPI|UNIVERSAL FOREST PRD|GTSZ|GTS SECURITIES LLC|8252
UFPI|UNIVERSAL FOREST PRD|HAPX|HAP Trading, LLC|100
UFPI|UNIVERSAL FOREST PRD|HPPX|POTAMUS TRADING, LLC|143
UFPI|UNIVERSAL FOREST PRD|HRBF|American Enterprise Investment Services Inc.|1637
UFPI|UNIVERSAL FOREST PRD|HSBC|HSBC Securities, Inc.|14800
UFPI|UNIVERSAL FOREST PRD|IATS|INTERACTIVE BROKERS LLC|2895
UFPI|UNIVERSAL FOREST PRD|IBKR|Interactive Brokers Llc|26658
UFPI|UNIVERSAL FOREST PRD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|890
UFPI|UNIVERSAL FOREST PRD|ICBX|INSTINET, LLC|10500
UFPI|UNIVERSAL FOREST PRD|IEQY|CITADEL SECURITIES LLC|33635
UFPI|UNIVERSAL FOREST PRD|INCA|INSTINET, LLC|246254
UFPI|UNIVERSAL FOREST PRD|INJX|INSTINET, LLC|8090
UFPI|UNIVERSAL FOREST PRD|ITGI|ITG Inc.|40564
UFPI|UNIVERSAL FOREST PRD|ITGP|ITG INC.|17800
UFPI|UNIVERSAL FOREST PRD|JANY|Janney Montgomery Scott Inc.|400
UFPI|UNIVERSAL FOREST PRD|JEFF|JEFFERIES LLC|59986
UFPI|UNIVERSAL FOREST PRD|JMPT|JUMP TRADING, LLC|26444
UFPI|UNIVERSAL FOREST PRD|JPBX|J.P. MORGAN SECURITIES LLC|3499
UFPI|UNIVERSAL FOREST PRD|JPMX|J.P. Morgan Securities LLC|128190
UFPI|UNIVERSAL FOREST PRD|JSJX|JANE STREET CAPITAL LLC|1811
UFPI|UNIVERSAL FOREST PRD|KCGM|VIRTU Americas LLC|14607
UFPI|UNIVERSAL FOREST PRD|LEHM|Barclays Capital Inc./Le|275726
UFPI|UNIVERSAL FOREST PRD|LIME|Lime Brokerage LLC|119718
UFPI|UNIVERSAL FOREST PRD|LOOP|Loop Capital Markets LLC|4533
UFPI|UNIVERSAL FOREST PRD|MAXM|Maxim Group LLC|6282
UFPI|UNIVERSAL FOREST PRD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16878
UFPI|UNIVERSAL FOREST PRD|MOTF|MOTIF INVESTING, INC.|2
UFPI|UNIVERSAL FOREST PRD|MSCO|MORGAN STANLEY & CO. LLC|1257501
UFPI|UNIVERSAL FOREST PRD|MSPL|MORGAN STANLEY & CO. LLC|70300
UFPI|UNIVERSAL FOREST PRD|MSTX|MORGAN STANLEY & CO. LLC|18300
UFPI|UNIVERSAL FOREST PRD|NFSC|National Financial Services LLC|13226
UFPI|UNIVERSAL FOREST PRD|NITE|VIRTU Americas LLC|113568
UFPI|UNIVERSAL FOREST PRD|NITP|VIRTU Americas LLC|1400
UFPI|UNIVERSAL FOREST PRD|NQRB|Brut, LLC|4780
UFPI|UNIVERSAL FOREST PRD|NTRC|Northern Trust Securities, Inc.|1325
UFPI|UNIVERSAL FOREST PRD|OPCO|Oppenheimer & Co. Inc.|128
UFPI|UNIVERSAL FOREST PRD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|327
UFPI|UNIVERSAL FOREST PRD|PDQM|CODA MARKETS, INC.|34868
UFPI|UNIVERSAL FOREST PRD|RAJA|Raymond James & Associates, Inc.|2630
UFPI|UNIVERSAL FOREST PRD|RBCM|RBC CAPITAL MARKETS, LLC|2510
UFPI|UNIVERSAL FOREST PRD|SAGL|SAGETRADER, LLC|1702
UFPI|UNIVERSAL FOREST PRD|SBSH|Citigroup Global Markets Inc.|156665
UFPI|UNIVERSAL FOREST PRD|SEIC|SEI Investments Distribution Co.|200
UFPI|UNIVERSAL FOREST PRD|SGMT|GOLDMAN SACHS & CO. LLC|18349
UFPI|UNIVERSAL FOREST PRD|SPDR|SPEEDROUTE LLC|2500
UFPI|UNIVERSAL FOREST PRD|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
UFPI|UNIVERSAL FOREST PRD|STFL|Stifel, Nicolaus & Company, Incorporated|59
UFPI|UNIVERSAL FOREST PRD|SWIM|TD Ameritrade, Inc.|4254
UFPI|UNIVERSAL FOREST PRD|SWST|Hilltop Securities Inc.|403
UFPI|UNIVERSAL FOREST PRD|TKNG|ALLY INVEST SECURITIES LLC|934
UFPI|UNIVERSAL FOREST PRD|TRBT|Tradebot Systems, Inc.|68973
UFPI|UNIVERSAL FOREST PRD|TRCM|TRC MARKETS LLC|56185
UFPI|UNIVERSAL FOREST PRD|UBSA|UBS SECURITIES LLC|119955
UFPI|UNIVERSAL FOREST PRD|UBSS|UBS Securities LLC|486014
UFPI|UNIVERSAL FOREST PRD|VALX|VIRTU AMERICAS LLC|5196
UFPI|UNIVERSAL FOREST PRD|VGRD|Vanguard Marketing Corporation|3932
UFPI|UNIVERSAL FOREST PRD|WCHV|WELLS FARGO SECURITIES, LLC|125415
UFPI|UNIVERSAL FOREST PRD|WEED|Weeden & Co.L.P.|795
UFPI|UNIVERSAL FOREST PRD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
UFPI|UNIVERSAL FOREST PRD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|395
UFPI|UNIVERSAL FOREST PRD|WGIF|CIBC World Markets Inc.|464
UFPI|UNIVERSAL FOREST PRD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|83
UFPI|UNIVERSAL FOREST PRD|WSEA|WOLVERINE SECURITIES, LLC|299
UFPI|UNIVERSAL FOREST PRD|XIST|INSTINET, LLC|31980
UFPI|UNIVERSAL FOREST PRD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3270
UFPI|UNIVERSAL FOREST PRD|YKNA|COMHAR CAPITAL MARKETS, LLC|805
UFPI|UNIVERSAL FOREST PRD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1180
UFPT|U F P TECH INC|ALTX|Alternet Securities Inc.|541
UFPT|U F P TECH INC|APCC|Apex Clearing Corporation|5
UFPT|U F P TECH INC|BATM|CBOE TRADING, INC.|200
UFPT|U F P TECH INC|BERN|Sanford C. Bernstein & Co., LLC|341
UFPT|U F P TECH INC|BMOC|BMO Capital Markets Corp.|1043
UFPT|U F P TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|611
UFPT|U F P TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|432
UFPT|U F P TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9956
UFPT|U F P TECH INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6972
UFPT|U F P TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3371
UFPT|U F P TECH INC|CTDL|Citadel Derivatives Group Llc|412
UFPT|U F P TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|644
UFPT|U F P TECH INC|DBAB|Deutsche Bank Securities Inc.|10826
UFPT|U F P TECH INC|DBAX|Deutsche Bank Securities Inc.|3400
UFPT|U F P TECH INC|DEAN|MORGAN STANLEY|150
UFPT|U F P TECH INC|DEGS|RONIN PROFESSIONAL LLC|566
UFPT|U F P TECH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1002
UFPT|U F P TECH INC|EBXL|EBX LLC|1700
UFPT|U F P TECH INC|EGXM|CBOE TRADING, INC.|100
UFPT|U F P TECH INC|ETRS|E*Trade Securities LLC|434
UFPT|U F P TECH INC|FBCO|Credit Suisse Securities (USA) LLC|31992
UFPT|U F P TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|16689
UFPT|U F P TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2478
UFPT|U F P TECH INC|FTBR|Foliofn Investments, Inc.|94
UFPT|U F P TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1681
UFPT|U F P TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|640
UFPT|U F P TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|17224
UFPT|U F P TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|77
UFPT|U F P TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|100
UFPT|U F P TECH INC|GTSZ|GTS SECURITIES LLC|2487
UFPT|U F P TECH INC|HRBF|American Enterprise Investment Services Inc.|410
UFPT|U F P TECH INC|IATS|INTERACTIVE BROKERS LLC|2
UFPT|U F P TECH INC|IBKR|Interactive Brokers Llc|2080
UFPT|U F P TECH INC|ICBX|INSTINET, LLC|16627
UFPT|U F P TECH INC|IEQY|CITADEL SECURITIES LLC|1
UFPT|U F P TECH INC|INCA|INSTINET, LLC|10599
UFPT|U F P TECH INC|INJX|INSTINET, LLC|1281
UFPT|U F P TECH INC|ITGI|ITG Inc.|18162
UFPT|U F P TECH INC|ITGP|ITG INC.|2000
UFPT|U F P TECH INC|JEFF|JEFFERIES LLC|389
UFPT|U F P TECH INC|JPMX|J.P. Morgan Securities LLC|822
UFPT|U F P TECH INC|KCGM|VIRTU Americas LLC|528
UFPT|U F P TECH INC|LEHM|Barclays Capital Inc./Le|8472
UFPT|U F P TECH INC|LIME|Lime Brokerage LLC|18200
UFPT|U F P TECH INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|28800
UFPT|U F P TECH INC|MAXM|Maxim Group LLC|636
UFPT|U F P TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9800
UFPT|U F P TECH INC|MSCO|MORGAN STANLEY & CO. LLC|25699
UFPT|U F P TECH INC|MSPL|MORGAN STANLEY & CO. LLC|3600
UFPT|U F P TECH INC|NFSC|National Financial Services LLC|6288
UFPT|U F P TECH INC|NITE|VIRTU Americas LLC|9738
UFPT|U F P TECH INC|OPCO|Oppenheimer & Co. Inc.|963
UFPT|U F P TECH INC|PDQM|CODA MARKETS, INC.|2587
UFPT|U F P TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|70
UFPT|U F P TECH INC|SBSH|Citigroup Global Markets Inc.|11695
UFPT|U F P TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|648
UFPT|U F P TECH INC|SPDR|SPEEDROUTE LLC|1010
UFPT|U F P TECH INC|SPTD|MINT GLOBAL MARKETS, INC.|2588
UFPT|U F P TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|11
UFPT|U F P TECH INC|SWIM|TD Ameritrade, Inc.|7094
UFPT|U F P TECH INC|TRBT|Tradebot Systems, Inc.|139
UFPT|U F P TECH INC|TRCM|TRC MARKETS LLC|2589
UFPT|U F P TECH INC|UBSA|UBS SECURITIES LLC|8308
UFPT|U F P TECH INC|UBSS|UBS Securities LLC|24055
UFPT|U F P TECH INC|VALX|VIRTU AMERICAS LLC|229
UFPT|U F P TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|353
UFPT|U F P TECH INC|WEDB|WEDBUSH SECURITIES INC.|200
UFPT|U F P TECH INC|WSEA|WOLVERINE SECURITIES, LLC|1
UFPT|U F P TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|4432
UFS|DOMTAR CORP NEW|ALTX|Alternet Securities Inc.|7350
UFS|DOMTAR CORP NEW|APCC|Apex Clearing Corporation|1101
UFS|DOMTAR CORP NEW|AQUA|AQUA SECURITIES L.P.|42700
UFS|DOMTAR CORP NEW|BARD|Robert W. Baird & Co. Incorporated|211
UFS|DOMTAR CORP NEW|BATM|CBOE TRADING, INC.|6092
UFS|DOMTAR CORP NEW|BAYT|BTIG, LLC|800
UFS|DOMTAR CORP NEW|BERN|Sanford C. Bernstein & Co., LLC|9598
UFS|DOMTAR CORP NEW|BIDS|BIDS TRADING L.P.|500
UFS|DOMTAR CORP NEW|BKCM|BNY Mellon Capital Markets LLC|13423
UFS|DOMTAR CORP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1921
UFS|DOMTAR CORP NEW|BLKX|INSTINET, LLC|46685
UFS|DOMTAR CORP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|115660
UFS|DOMTAR CORP NEW|BRVL|BLAYLOCK VAN, LLC|600
UFS|DOMTAR CORP NEW|BTIG|BTIG, LLC|13726
UFS|DOMTAR CORP NEW|BYXM|CBOE TRADING, INC.|687
UFS|DOMTAR CORP NEW|BZYD|GOLDMAN SACHS & CO. LLC|675
UFS|DOMTAR CORP NEW|CANT|Cantor Fitzgerald & Co.|18314
UFS|DOMTAR CORP NEW|CHAS|Charles Schwab & Co., Inc.|4262
UFS|DOMTAR CORP NEW|CIBP|CIBC World Markets Corp.|136400
UFS|DOMTAR CORP NEW|CIST|Capital Institutional Services, Inc.|100
UFS|DOMTAR CORP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|709192
UFS|DOMTAR CORP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7800
UFS|DOMTAR CORP NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4862
UFS|DOMTAR CORP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|273726
UFS|DOMTAR CORP NEW|CTDL|Citadel Derivatives Group Llc|29469
UFS|DOMTAR CORP NEW|CTLR|CUTLER GROUP, LP|3713
UFS|DOMTAR CORP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|35214
UFS|DOMTAR CORP NEW|DAVA|Davenport & Company LLC|200
UFS|DOMTAR CORP NEW|DBAB|Deutsche Bank Securities Inc.|266739
UFS|DOMTAR CORP NEW|DBAX|Deutsche Bank Securities Inc.|173300
UFS|DOMTAR CORP NEW|DBUL|Deutsche Bank Securities Inc.|1764
UFS|DOMTAR CORP NEW|DCHF|Dart Executions, LLC|1100
UFS|DOMTAR CORP NEW|DEAN|MORGAN STANLEY|1301
UFS|DOMTAR CORP NEW|DEGS|RONIN PROFESSIONAL LLC|100
UFS|DOMTAR CORP NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
UFS|DOMTAR CORP NEW|EBXL|EBX LLC|201900
UFS|DOMTAR CORP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|18092
UFS|DOMTAR CORP NEW|EDJO|Edward D. Jones & Co., L.P.|1964
UFS|DOMTAR CORP NEW|EGAM|CBOE TRADING, INC.|8274
UFS|DOMTAR CORP NEW|EGMT|EG MARKET TECHNOLOGIES LLC|110
UFS|DOMTAR CORP NEW|EGXM|CBOE TRADING, INC.|1810
UFS|DOMTAR CORP NEW|ELEV|ELEVATION, LLC|2074
UFS|DOMTAR CORP NEW|ESPO|ESPOSITO SECURITIES, LLC|1292
UFS|DOMTAR CORP NEW|ETBE|Electronic Transaction Clearing, Inc.|12311
UFS|DOMTAR CORP NEW|ETCC|Electronic Transaction Clearing, Inc.|786
UFS|DOMTAR CORP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6520
UFS|DOMTAR CORP NEW|ETRS|E*Trade Securities LLC|40393
UFS|DOMTAR CORP NEW|FBSB|U.S. Bancorp Investments, Inc.|611
UFS|DOMTAR CORP NEW|FILL|Tradestation Securities, Inc.|4168
UFS|DOMTAR CORP NEW|FMAF|NBCN Inc./ CDS|348
UFS|DOMTAR CORP NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3761
UFS|DOMTAR CORP NEW|FQLS|Quantlab Securities LP|193932
UFS|DOMTAR CORP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54504
UFS|DOMTAR CORP NEW|FTBR|Foliofn Investments, Inc.|2738
UFS|DOMTAR CORP NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|1363
UFS|DOMTAR CORP NEW|GLIS|TD Securities Inc|300
UFS|DOMTAR CORP NEW|GLPX|ACS EXECUTION SERVICES, LLC|35545
UFS|DOMTAR CORP NEW|GSCO|GOLDMAN SACHS & CO. LLC|538019
UFS|DOMTAR CORP NEW|GSCS|GOLDMAN SACHS & CO. LLC|3410
UFS|DOMTAR CORP NEW|GSLT|GOLDMAN SACHS & CO. LLC|5373
UFS|DOMTAR CORP NEW|GTSZ|GTS SECURITIES LLC|76830
UFS|DOMTAR CORP NEW|HRBF|American Enterprise Investment Services Inc.|879
UFS|DOMTAR CORP NEW|HSBC|HSBC Securities, Inc.|172
UFS|DOMTAR CORP NEW|IATS|INTERACTIVE BROKERS LLC|2022
UFS|DOMTAR CORP NEW|IBKR|Interactive Brokers Llc|3429
UFS|DOMTAR CORP NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|210
UFS|DOMTAR CORP NEW|ICBX|INSTINET, LLC|62338
UFS|DOMTAR CORP NEW|IEQY|CITADEL SECURITIES LLC|36586
UFS|DOMTAR CORP NEW|INCA|INSTINET, LLC|251838
UFS|DOMTAR CORP NEW|INJX|INSTINET, LLC|3956
UFS|DOMTAR CORP NEW|ITGI|ITG Inc.|64386
UFS|DOMTAR CORP NEW|ITGP|ITG INC.|104200
UFS|DOMTAR CORP NEW|JANY|Janney Montgomery Scott Inc.|768
UFS|DOMTAR CORP NEW|JEFF|JEFFERIES LLC|29571
UFS|DOMTAR CORP NEW|JMPT|JUMP TRADING, LLC|51630
UFS|DOMTAR CORP NEW|JPBX|J.P. MORGAN SECURITIES LLC|166204
UFS|DOMTAR CORP NEW|JPMX|J.P. Morgan Securities LLC|363033
UFS|DOMTAR CORP NEW|JSJX|JANE STREET CAPITAL LLC|36304
UFS|DOMTAR CORP NEW|KCGM|VIRTU Americas LLC|38258
UFS|DOMTAR CORP NEW|LEHM|Barclays Capital Inc./Le|478002
UFS|DOMTAR CORP NEW|LIME|Lime Brokerage LLC|19120
UFS|DOMTAR CORP NEW|LOOP|Loop Capital Markets LLC|1376
UFS|DOMTAR CORP NEW|LQNA|LIQUIDNET, INC.|46700
UFS|DOMTAR CORP NEW|LSCI|Lek Securities Corporation|21844
UFS|DOMTAR CORP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|129582
UFS|DOMTAR CORP NEW|MNDX|TJM Investments, LLC|1700
UFS|DOMTAR CORP NEW|MOTF|MOTIF INVESTING, INC.|23
UFS|DOMTAR CORP NEW|MSCO|MORGAN STANLEY & CO. LLC|915640
UFS|DOMTAR CORP NEW|MSPL|MORGAN STANLEY & CO. LLC|366000
UFS|DOMTAR CORP NEW|MSTX|MORGAN STANLEY & CO. LLC|94400
UFS|DOMTAR CORP NEW|MTON|MILLINGTON SECURITIES, INC.|13283
UFS|DOMTAR CORP NEW|MZHO|Mizuho Securities USA LLC|1156300
UFS|DOMTAR CORP NEW|NFSC|National Financial Services LLC|55508
UFS|DOMTAR CORP NEW|NITE|VIRTU Americas LLC|131477
UFS|DOMTAR CORP NEW|NITP|VIRTU Americas LLC|1000
UFS|DOMTAR CORP NEW|NQRB|Brut, LLC|15488
UFS|DOMTAR CORP NEW|OHOS|TWO SIGMA SECURITIES, LLC|17262
UFS|DOMTAR CORP NEW|OPCO|Oppenheimer & Co. Inc.|100
UFS|DOMTAR CORP NEW|PDQM|CODA MARKETS, INC.|44178
UFS|DOMTAR CORP NEW|PHLY|NASDAQ Execution Services, LLC|2000
UFS|DOMTAR CORP NEW|QMSR|QUATTRO M SECURITIES INC.|7645
UFS|DOMTAR CORP NEW|RBCM|RBC CAPITAL MARKETS, LLC|931
UFS|DOMTAR CORP NEW|SAGL|SAGETRADER, LLC|900
UFS|DOMTAR CORP NEW|SAGW|SAGETRADER, LLC|400
UFS|DOMTAR CORP NEW|SBSH|Citigroup Global Markets Inc.|50202
UFS|DOMTAR CORP NEW|SGMT|GOLDMAN SACHS & CO. LLC|92634
UFS|DOMTAR CORP NEW|SJLS|TRADE INFORMATICS LLC|2800
UFS|DOMTAR CORP NEW|SPDR|SPEEDROUTE LLC|4300
UFS|DOMTAR CORP NEW|SPTD|MINT GLOBAL MARKETS, INC.|6
UFS|DOMTAR CORP NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|2270
UFS|DOMTAR CORP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|12443
UFS|DOMTAR CORP NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2828
UFS|DOMTAR CORP NEW|SWIM|TD Ameritrade, Inc.|9329
UFS|DOMTAR CORP NEW|SWST|Hilltop Securities Inc.|3376
UFS|DOMTAR CORP NEW|TKNG|ALLY INVEST SECURITIES LLC|633
UFS|DOMTAR CORP NEW|TOUR|TOURMALINE PARTNERS, LLC|200
UFS|DOMTAR CORP NEW|TRBT|Tradebot Systems, Inc.|133013
UFS|DOMTAR CORP NEW|TRCM|TRC MARKETS LLC|47769
UFS|DOMTAR CORP NEW|UBSA|UBS SECURITIES LLC|344530
UFS|DOMTAR CORP NEW|UBSS|UBS Securities LLC|471991
UFS|DOMTAR CORP NEW|VALX|VIRTU AMERICAS LLC|4909
UFS|DOMTAR CORP NEW|VGRD|Vanguard Marketing Corporation|3893
UFS|DOMTAR CORP NEW|WABR|Wall Street Access|13883
UFS|DOMTAR CORP NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|3308
UFS|DOMTAR CORP NEW|WCHV|WELLS FARGO SECURITIES, LLC|44211
UFS|DOMTAR CORP NEW|WDNX|WEEDEN & CO.L.P.|170
UFS|DOMTAR CORP NEW|WEDB|WEDBUSH SECURITIES INC.|938
UFS|DOMTAR CORP NEW|WEED|Weeden & Co.L.P.|200
UFS|DOMTAR CORP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1277
UFS|DOMTAR CORP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|22236
UFS|DOMTAR CORP NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|146
UFS|DOMTAR CORP NEW|WSAG|WALL STREET ACCESS|700
UFS|DOMTAR CORP NEW|WSEA|WOLVERINE SECURITIES, LLC|677
UFS|DOMTAR CORP NEW|XIST|INSTINET, LLC|25800
UFS|DOMTAR CORP NEW|XPQR|Jump Trading|2308
UFS|DOMTAR CORP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|21898
UFS|DOMTAR CORP NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|2000
UFS|DOMTAR CORP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|550
UG|UNITED GUARDIAN INC|APCC|Apex Clearing Corporation|164
UG|UNITED GUARDIAN INC|BATM|CBOE TRADING, INC.|195
UG|UNITED GUARDIAN INC|CANT|Cantor Fitzgerald & Co.|117
UG|UNITED GUARDIAN INC|CHAS|Charles Schwab & Co., Inc.|500
UG|UNITED GUARDIAN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
UG|UNITED GUARDIAN INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3117
UG|UNITED GUARDIAN INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4303
UG|UNITED GUARDIAN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|980
UG|UNITED GUARDIAN INC|DBAB|Deutsche Bank Securities Inc.|336
UG|UNITED GUARDIAN INC|DBAX|Deutsche Bank Securities Inc.|300
UG|UNITED GUARDIAN INC|DEAN|MORGAN STANLEY|2
UG|UNITED GUARDIAN INC|DEGS|RONIN PROFESSIONAL LLC|3342
UG|UNITED GUARDIAN INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|485
UG|UNITED GUARDIAN INC|EBXL|EBX LLC|400
UG|UNITED GUARDIAN INC|EDJO|Edward D. Jones & Co., L.P.|200
UG|UNITED GUARDIAN INC|EGXM|CBOE TRADING, INC.|7
UG|UNITED GUARDIAN INC|ETRS|E*Trade Securities LLC|4265
UG|UNITED GUARDIAN INC|FBCO|Credit Suisse Securities (USA) LLC|729
UG|UNITED GUARDIAN INC|FBSB|U.S. Bancorp Investments, Inc.|1
UG|UNITED GUARDIAN INC|FOMA|TD AMERITRADE CLEARING, INC.|22241
UG|UNITED GUARDIAN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
UG|UNITED GUARDIAN INC|FTBR|Foliofn Investments, Inc.|198
UG|UNITED GUARDIAN INC|GEBB|GLOBAL EXECUTION BROKERS, LP|340
UG|UNITED GUARDIAN INC|GLPX|ACS EXECUTION SERVICES, LLC|139
UG|UNITED GUARDIAN INC|GSCO|GOLDMAN SACHS & CO. LLC|1079
UG|UNITED GUARDIAN INC|GTSZ|GTS SECURITIES LLC|400
UG|UNITED GUARDIAN INC|HRBF|American Enterprise Investment Services Inc.|11
UG|UNITED GUARDIAN INC|HSBC|HSBC Securities, Inc.|2209
UG|UNITED GUARDIAN INC|IATS|INTERACTIVE BROKERS LLC|739
UG|UNITED GUARDIAN INC|IBKR|Interactive Brokers Llc|5646
UG|UNITED GUARDIAN INC|ICBX|INSTINET, LLC|300
UG|UNITED GUARDIAN INC|INCA|INSTINET, LLC|2605
UG|UNITED GUARDIAN INC|INJX|INSTINET, LLC|100
UG|UNITED GUARDIAN INC|ITGI|ITG Inc.|1855
UG|UNITED GUARDIAN INC|ITGP|ITG INC.|400
UG|UNITED GUARDIAN INC|JPMX|J.P. Morgan Securities LLC|3054
UG|UNITED GUARDIAN INC|KCGM|VIRTU Americas LLC|420
UG|UNITED GUARDIAN INC|LEHM|Barclays Capital Inc./Le|1018
UG|UNITED GUARDIAN INC|LIME|Lime Brokerage LLC|7976
UG|UNITED GUARDIAN INC|LMGP|LIME BROKERAGE LLC|800
UG|UNITED GUARDIAN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
UG|UNITED GUARDIAN INC|MSCO|MORGAN STANLEY & CO. LLC|9265
UG|UNITED GUARDIAN INC|MSPL|MORGAN STANLEY & CO. LLC|1200
UG|UNITED GUARDIAN INC|NFSC|National Financial Services LLC|7559
UG|UNITED GUARDIAN INC|NITE|VIRTU Americas LLC|15367
UG|UNITED GUARDIAN INC|OPCO|Oppenheimer & Co. Inc.|40
UG|UNITED GUARDIAN INC|PDQM|CODA MARKETS, INC.|1157
UG|UNITED GUARDIAN INC|RAJA|Raymond James & Associates, Inc.|145
UG|UNITED GUARDIAN INC|SGMT|GOLDMAN SACHS & CO. LLC|549
UG|UNITED GUARDIAN INC|SPTD|MINT GLOBAL MARKETS, INC.|3421
UG|UNITED GUARDIAN INC|SWIM|TD Ameritrade, Inc.|5240
UG|UNITED GUARDIAN INC|SWST|Hilltop Securities Inc.|243
UG|UNITED GUARDIAN INC|TRCM|TRC MARKETS LLC|99
UG|UNITED GUARDIAN INC|UBSA|UBS SECURITIES LLC|1587
UG|UNITED GUARDIAN INC|UBSS|UBS Securities LLC|2802
UG|UNITED GUARDIAN INC|VALX|VIRTU AMERICAS LLC|581
UG|UNITED GUARDIAN INC|VGRD|Vanguard Marketing Corporation|603
UG|UNITED GUARDIAN INC|WCHV|WELLS FARGO SECURITIES, LLC|612
UG|UNITED GUARDIAN INC|WSEA|WOLVERINE SECURITIES, LLC|113
UG|UNITED GUARDIAN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|576
UGA|US GASOLINE FUND ETF|APCC|Apex Clearing Corporation|512
UGA|US GASOLINE FUND ETF|BATM|CBOE TRADING, INC.|76
UGA|US GASOLINE FUND ETF|CHAS|Charles Schwab & Co., Inc.|10
UGA|US GASOLINE FUND ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5824
UGA|US GASOLINE FUND ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
UGA|US GASOLINE FUND ETF|DBAX|Deutsche Bank Securities Inc.|900
UGA|US GASOLINE FUND ETF|DEGS|RONIN PROFESSIONAL LLC|1400
UGA|US GASOLINE FUND ETF|EBXL|EBX LLC|3000
UGA|US GASOLINE FUND ETF|EDJO|Edward D. Jones & Co., L.P.|126
UGA|US GASOLINE FUND ETF|EGAM|CBOE TRADING, INC.|700
UGA|US GASOLINE FUND ETF|ETRS|E*Trade Securities LLC|12771
UGA|US GASOLINE FUND ETF|FILL|Tradestation Securities, Inc.|2632
UGA|US GASOLINE FUND ETF|FTBR|Foliofn Investments, Inc.|16
UGA|US GASOLINE FUND ETF|GSCO|GOLDMAN SACHS & CO. LLC|1672
UGA|US GASOLINE FUND ETF|GSCS|GOLDMAN SACHS & CO. LLC|100
UGA|US GASOLINE FUND ETF|GSLT|GOLDMAN SACHS & CO. LLC|554
UGA|US GASOLINE FUND ETF|HRBF|American Enterprise Investment Services Inc.|1252
UGA|US GASOLINE FUND ETF|IATS|INTERACTIVE BROKERS LLC|398
UGA|US GASOLINE FUND ETF|IBKR|Interactive Brokers Llc|2260
UGA|US GASOLINE FUND ETF|ICBX|INSTINET, LLC|200
UGA|US GASOLINE FUND ETF|INCA|INSTINET, LLC|8299
UGA|US GASOLINE FUND ETF|JPMX|J.P. Morgan Securities LLC|200
UGA|US GASOLINE FUND ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
UGA|US GASOLINE FUND ETF|JSJX|JANE STREET CAPITAL LLC|15267
UGA|US GASOLINE FUND ETF|KCGM|VIRTU Americas LLC|700
UGA|US GASOLINE FUND ETF|LEHM|Barclays Capital Inc./Le|15600
UGA|US GASOLINE FUND ETF|LIME|Lime Brokerage LLC|140
UGA|US GASOLINE FUND ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
UGA|US GASOLINE FUND ETF|MOTF|MOTIF INVESTING, INC.|3
UGA|US GASOLINE FUND ETF|MSCO|MORGAN STANLEY & CO. LLC|2216
UGA|US GASOLINE FUND ETF|MSPL|MORGAN STANLEY & CO. LLC|900
UGA|US GASOLINE FUND ETF|NFSC|National Financial Services LLC|21241
UGA|US GASOLINE FUND ETF|NITE|VIRTU Americas LLC|19777
UGA|US GASOLINE FUND ETF|NTBF|BMO Nesbitt Burns Inc./CDS|75
UGA|US GASOLINE FUND ETF|RBCM|RBC CAPITAL MARKETS, LLC|75
UGA|US GASOLINE FUND ETF|SBSH|Citigroup Global Markets Inc.|20
UGA|US GASOLINE FUND ETF|SGMT|GOLDMAN SACHS & CO. LLC|1634
UGA|US GASOLINE FUND ETF|SHMR|ABN Amro Clearing LLC|8419
UGA|US GASOLINE FUND ETF|STFL|Stifel, Nicolaus & Company, Incorporated|450
UGA|US GASOLINE FUND ETF|SWIM|TD Ameritrade, Inc.|636
UGA|US GASOLINE FUND ETF|TKNG|ALLY INVEST SECURITIES LLC|200
UGA|US GASOLINE FUND ETF|TWTT|TASTYWORKS, INC.|450
UGA|US GASOLINE FUND ETF|UBSA|UBS SECURITIES LLC|5934
UGA|US GASOLINE FUND ETF|UBSS|UBS Securities LLC|5907
UGA|US GASOLINE FUND ETF|VGRD|Vanguard Marketing Corporation|378
UGA|US GASOLINE FUND ETF|WCHV|WELLS FARGO SECURITIES, LLC|3116
UGA|US GASOLINE FUND ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8096
UGA|US GASOLINE FUND ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6172
UGA|US GASOLINE FUND ETF|WSEA|WOLVERINE SECURITIES, LLC|2295
UGA|US GASOLINE FUND ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1850
UGAZ|VS 3X LONG NAT GAS|ACII|ARCA CAPITAL INVESTMENTS, INC.|1513
UGAZ|VS 3X LONG NAT GAS|ALTX|Alternet Securities Inc.|3300
UGAZ|VS 3X LONG NAT GAS|APCC|Apex Clearing Corporation|25645
UGAZ|VS 3X LONG NAT GAS|BARD|Robert W. Baird & Co. Incorporated|500
UGAZ|VS 3X LONG NAT GAS|BATM|CBOE TRADING, INC.|12742
UGAZ|VS 3X LONG NAT GAS|BAYC|BAY CREST PARTNERS, LLC|7100
UGAZ|VS 3X LONG NAT GAS|BERN|Sanford C. Bernstein & Co., LLC|314
UGAZ|VS 3X LONG NAT GAS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20361
UGAZ|VS 3X LONG NAT GAS|BTIG|BTIG, LLC|1500
UGAZ|VS 3X LONG NAT GAS|BYXM|CBOE TRADING, INC.|5241
UGAZ|VS 3X LONG NAT GAS|CHAS|Charles Schwab & Co., Inc.|19889
UGAZ|VS 3X LONG NAT GAS|CICF|Canaccord Genuity Corp.|390
UGAZ|VS 3X LONG NAT GAS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1800
UGAZ|VS 3X LONG NAT GAS|CIST|Capital Institutional Services, Inc.|15
UGAZ|VS 3X LONG NAT GAS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6426
UGAZ|VS 3X LONG NAT GAS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|812
UGAZ|VS 3X LONG NAT GAS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|530
UGAZ|VS 3X LONG NAT GAS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|162654
UGAZ|VS 3X LONG NAT GAS|CTDL|Citadel Derivatives Group Llc|3373
UGAZ|VS 3X LONG NAT GAS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7690
UGAZ|VS 3X LONG NAT GAS|DBAB|Deutsche Bank Securities Inc.|8709
UGAZ|VS 3X LONG NAT GAS|DBAX|Deutsche Bank Securities Inc.|15600
UGAZ|VS 3X LONG NAT GAS|DCHF|Dart Executions, LLC|4178
UGAZ|VS 3X LONG NAT GAS|DEAN|MORGAN STANLEY|3413
UGAZ|VS 3X LONG NAT GAS|EBXL|EBX LLC|74500
UGAZ|VS 3X LONG NAT GAS|ECUT|CONVERGEX EXECUTION SOLUTIONS|199
UGAZ|VS 3X LONG NAT GAS|EGAM|CBOE TRADING, INC.|5681
UGAZ|VS 3X LONG NAT GAS|EGXM|CBOE TRADING, INC.|38716
UGAZ|VS 3X LONG NAT GAS|EGXW|CBOE TRADING, INC.|67
UGAZ|VS 3X LONG NAT GAS|ETBE|Electronic Transaction Clearing, Inc.|40586
UGAZ|VS 3X LONG NAT GAS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13116
UGAZ|VS 3X LONG NAT GAS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2448
UGAZ|VS 3X LONG NAT GAS|ETRS|E*Trade Securities LLC|1367540
UGAZ|VS 3X LONG NAT GAS|FILL|Tradestation Securities, Inc.|17841
UGAZ|VS 3X LONG NAT GAS|FMAF|NBCN Inc./ CDS|142197
UGAZ|VS 3X LONG NAT GAS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1969
UGAZ|VS 3X LONG NAT GAS|FTBR|Foliofn Investments, Inc.|535
UGAZ|VS 3X LONG NAT GAS|GLIS|TD Securities Inc|24171
UGAZ|VS 3X LONG NAT GAS|GLPX|ACS EXECUTION SERVICES, LLC|8920
UGAZ|VS 3X LONG NAT GAS|GSCO|GOLDMAN SACHS & CO. LLC|18492
UGAZ|VS 3X LONG NAT GAS|GSLT|GOLDMAN SACHS & CO. LLC|6624
UGAZ|VS 3X LONG NAT GAS|GTSZ|GTS SECURITIES LLC|1930
UGAZ|VS 3X LONG NAT GAS|HRBF|American Enterprise Investment Services Inc.|480
UGAZ|VS 3X LONG NAT GAS|IATS|INTERACTIVE BROKERS LLC|142254
UGAZ|VS 3X LONG NAT GAS|IBKR|Interactive Brokers Llc|228526
UGAZ|VS 3X LONG NAT GAS|ICBX|INSTINET, LLC|36601
UGAZ|VS 3X LONG NAT GAS|INCA|INSTINET, LLC|61970
UGAZ|VS 3X LONG NAT GAS|INJX|INSTINET, LLC|700
UGAZ|VS 3X LONG NAT GAS|ITGI|ITG Inc.|4286
UGAZ|VS 3X LONG NAT GAS|ITGP|ITG INC.|24000
UGAZ|VS 3X LONG NAT GAS|JMPT|JUMP TRADING, LLC|35997
UGAZ|VS 3X LONG NAT GAS|JPMX|J.P. Morgan Securities LLC|40400
UGAZ|VS 3X LONG NAT GAS|JRCO|Johnson Rice & Company L.L.C.|750
UGAZ|VS 3X LONG NAT GAS|JSJX|JANE STREET CAPITAL LLC|706873
UGAZ|VS 3X LONG NAT GAS|KCGM|VIRTU Americas LLC|89443
UGAZ|VS 3X LONG NAT GAS|LAMP|Lampost Capital, L.C.|3
UGAZ|VS 3X LONG NAT GAS|LEHM|Barclays Capital Inc./Le|131615
UGAZ|VS 3X LONG NAT GAS|LIME|Lime Brokerage LLC|69945
UGAZ|VS 3X LONG NAT GAS|LSCI|Lek Securities Corporation|1596
UGAZ|VS 3X LONG NAT GAS|MAXM|Maxim Group LLC|37510
UGAZ|VS 3X LONG NAT GAS|MBTS|ALLY INVEST SECURITIES LLC|50
UGAZ|VS 3X LONG NAT GAS|MIRA|MIRAE ASSET SECURITIES (USA) INC.|100
UGAZ|VS 3X LONG NAT GAS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99402
UGAZ|VS 3X LONG NAT GAS|MOTF|MOTIF INVESTING, INC.|1
UGAZ|VS 3X LONG NAT GAS|MSCO|MORGAN STANLEY & CO. LLC|414383
UGAZ|VS 3X LONG NAT GAS|MSPL|MORGAN STANLEY & CO. LLC|32800
UGAZ|VS 3X LONG NAT GAS|NFSC|National Financial Services LLC|2121922
UGAZ|VS 3X LONG NAT GAS|NITE|VIRTU Americas LLC|2701218
UGAZ|VS 3X LONG NAT GAS|NQRB|Brut, LLC|8000
UGAZ|VS 3X LONG NAT GAS|NTBF|BMO Nesbitt Burns Inc./CDS|4531
UGAZ|VS 3X LONG NAT GAS|OPCO|Oppenheimer & Co. Inc.|596
UGAZ|VS 3X LONG NAT GAS|PDQM|CODA MARKETS, INC.|10551
UGAZ|VS 3X LONG NAT GAS|RBCM|RBC CAPITAL MARKETS, LLC|52409
UGAZ|VS 3X LONG NAT GAS|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2250
UGAZ|VS 3X LONG NAT GAS|RGLD|Regal Securities, Inc|7320
UGAZ|VS 3X LONG NAT GAS|RHOX|XR Securities LLC|52148
UGAZ|VS 3X LONG NAT GAS|SBSH|Citigroup Global Markets Inc.|15525
UGAZ|VS 3X LONG NAT GAS|SGMT|GOLDMAN SACHS & CO. LLC|82534
UGAZ|VS 3X LONG NAT GAS|SHMR|ABN Amro Clearing LLC|140540
UGAZ|VS 3X LONG NAT GAS|SOGO|Wang Investment Associates, Inc.|2576
UGAZ|VS 3X LONG NAT GAS|SPDR|SPEEDROUTE LLC|813
UGAZ|VS 3X LONG NAT GAS|STFL|Stifel, Nicolaus & Company, Incorporated|150
UGAZ|VS 3X LONG NAT GAS|SWIM|TD Ameritrade, Inc.|826367
UGAZ|VS 3X LONG NAT GAS|SWST|Hilltop Securities Inc.|600
UGAZ|VS 3X LONG NAT GAS|TKNG|ALLY INVEST SECURITIES LLC|32991
UGAZ|VS 3X LONG NAT GAS|TRBT|Tradebot Systems, Inc.|75488
UGAZ|VS 3X LONG NAT GAS|TRCM|TRC MARKETS LLC|100065
UGAZ|VS 3X LONG NAT GAS|TWTT|TASTYWORKS, INC.|2776
UGAZ|VS 3X LONG NAT GAS|UBSA|UBS SECURITIES LLC|423388
UGAZ|VS 3X LONG NAT GAS|UBSS|UBS Securities LLC|245784
UGAZ|VS 3X LONG NAT GAS|VALX|VIRTU AMERICAS LLC|16252
UGAZ|VS 3X LONG NAT GAS|VGRD|Vanguard Marketing Corporation|122647
UGAZ|VS 3X LONG NAT GAS|VIEW|VIEWTRADE SECURITIES LLC|6012
UGAZ|VS 3X LONG NAT GAS|VSIN|Vision Financial Markets Llc|47621
UGAZ|VS 3X LONG NAT GAS|WEED|Weeden & Co.L.P.|20
UGAZ|VS 3X LONG NAT GAS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13294
UGAZ|VS 3X LONG NAT GAS|WGIF|CIBC World Markets Inc.|22362
UGAZ|VS 3X LONG NAT GAS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
UGAZ|VS 3X LONG NAT GAS|WSEA|WOLVERINE SECURITIES, LLC|97151
UGAZ|VS 3X LONG NAT GAS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
UGAZ|VS 3X LONG NAT GAS|YKNA|COMHAR CAPITAL MARKETS, LLC|69
UGAZ|VS 3X LONG NAT GAS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20
UGBP|ETNS LINKED TO THE V|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
UGBP|ETNS LINKED TO THE V|EBXL|EBX LLC|900
UGBP|ETNS LINKED TO THE V|ETRS|E*Trade Securities LLC|400
UGBP|ETNS LINKED TO THE V|FTBR|Foliofn Investments, Inc.|1
UGBP|ETNS LINKED TO THE V|GSLT|GOLDMAN SACHS & CO. LLC|100
UGBP|ETNS LINKED TO THE V|IBKR|Interactive Brokers Llc|1225
UGBP|ETNS LINKED TO THE V|ICBX|INSTINET, LLC|2500
UGBP|ETNS LINKED TO THE V|LEHM|Barclays Capital Inc./Le|800
UGBP|ETNS LINKED TO THE V|NFSC|National Financial Services LLC|22
UGBP|ETNS LINKED TO THE V|NITE|VIRTU Americas LLC|7073
UGBP|ETNS LINKED TO THE V|SWIM|TD Ameritrade, Inc.|6800
UGBP|ETNS LINKED TO THE V|UBSA|UBS SECURITIES LLC|1289
UGBP|ETNS LINKED TO THE V|WSEA|WOLVERINE SECURITIES, LLC|2
UGE|ULTRA CONSUMER GOODS|APCC|Apex Clearing Corporation|9
UGE|ULTRA CONSUMER GOODS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52
UGE|ULTRA CONSUMER GOODS|CHAS|Charles Schwab & Co., Inc.|3
UGE|ULTRA CONSUMER GOODS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312
UGE|ULTRA CONSUMER GOODS|DBAX|Deutsche Bank Securities Inc.|200
UGE|ULTRA CONSUMER GOODS|ETRS|E*Trade Securities LLC|1363
UGE|ULTRA CONSUMER GOODS|FTBR|Foliofn Investments, Inc.|1
UGE|ULTRA CONSUMER GOODS|IBKR|Interactive Brokers Llc|3065
UGE|ULTRA CONSUMER GOODS|JSJX|JANE STREET CAPITAL LLC|500
UGE|ULTRA CONSUMER GOODS|LEHM|Barclays Capital Inc./Le|1200
UGE|ULTRA CONSUMER GOODS|LIME|Lime Brokerage LLC|324
UGE|ULTRA CONSUMER GOODS|MSCO|MORGAN STANLEY & CO. LLC|97
UGE|ULTRA CONSUMER GOODS|NFSC|National Financial Services LLC|6433
UGE|ULTRA CONSUMER GOODS|NITE|VIRTU Americas LLC|37862
UGE|ULTRA CONSUMER GOODS|TKNG|ALLY INVEST SECURITIES LLC|300
UGE|ULTRA CONSUMER GOODS|UBSA|UBS SECURITIES LLC|2923
UGE|ULTRA CONSUMER GOODS|UBSS|UBS Securities LLC|676
UGE|ULTRA CONSUMER GOODS|VGRD|Vanguard Marketing Corporation|251
UGE|ULTRA CONSUMER GOODS|WSEA|WOLVERINE SECURITIES, LLC|10
UGE|ULTRA CONSUMER GOODS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
UGI|U G I CP|ABLE|NATIXIS Securities Americas LLC|2111
UGI|U G I CP|ALTX|Alternet Securities Inc.|2160
UGI|U G I CP|ANOS|ABEL/NOSER, L.L.C.|56
UGI|U G I CP|APCC|Apex Clearing Corporation|274
UGI|U G I CP|BANK|Primevest Financial Services, Inc.|100
UGI|U G I CP|BARD|Robert W. Baird & Co. Incorporated|807
UGI|U G I CP|BATM|CBOE TRADING, INC.|3464
UGI|U G I CP|BAYC|BAY CREST PARTNERS, LLC|3500
UGI|U G I CP|BAYT|BTIG, LLC|100
UGI|U G I CP|BBNT|BB&T SECURITIES, LLC|102
UGI|U G I CP|BERN|Sanford C. Bernstein & Co., LLC|14209
UGI|U G I CP|BIDS|BIDS TRADING L.P.|500
UGI|U G I CP|BKCM|BNY Mellon Capital Markets LLC|33851
UGI|U G I CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3002
UGI|U G I CP|BLKX|INSTINET, LLC|35897
UGI|U G I CP|BNPX|BNP PARIBAS SECURITIES CORP.|80999
UGI|U G I CP|BRVL|BLAYLOCK VAN, LLC|2300
UGI|U G I CP|BTIG|BTIG, LLC|3673
UGI|U G I CP|BYXM|CBOE TRADING, INC.|888
UGI|U G I CP|BZYD|GOLDMAN SACHS & CO. LLC|1334
UGI|U G I CP|CABR|Cabrera Capital Markets, Inc.|25
UGI|U G I CP|CANT|Cantor Fitzgerald & Co.|4451
UGI|U G I CP|CHAS|Charles Schwab & Co., Inc.|1313
UGI|U G I CP|CIBP|CIBC World Markets Corp.|107200
UGI|U G I CP|CIST|Capital Institutional Services, Inc.|744
UGI|U G I CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49859
UGI|U G I CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2500
UGI|U G I CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
UGI|U G I CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|153386
UGI|U G I CP|CTDL|Citadel Derivatives Group Llc|9098
UGI|U G I CP|CTLR|CUTLER GROUP, LP|100
UGI|U G I CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|21612
UGI|U G I CP|DADA|D.A. Davidson & Co.|1411
UGI|U G I CP|DBAB|Deutsche Bank Securities Inc.|551469
UGI|U G I CP|DBAX|Deutsche Bank Securities Inc.|173800
UGI|U G I CP|DEAN|MORGAN STANLEY|67329
UGI|U G I CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2454
UGI|U G I CP|EBXL|EBX LLC|75600
UGI|U G I CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|961
UGI|U G I CP|EDJO|Edward D. Jones & Co., L.P.|5317
UGI|U G I CP|EGAM|CBOE TRADING, INC.|11223
UGI|U G I CP|EGAW|CBOE TRADING, INC.|45
UGI|U G I CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
UGI|U G I CP|EGXM|CBOE TRADING, INC.|4484
UGI|U G I CP|ETBE|Electronic Transaction Clearing, Inc.|7031
UGI|U G I CP|ETCC|Electronic Transaction Clearing, Inc.|60
UGI|U G I CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1900
UGI|U G I CP|ETRS|E*Trade Securities LLC|3258
UGI|U G I CP|FBSB|U.S. Bancorp Investments, Inc.|15
UGI|U G I CP|FILL|Tradestation Securities, Inc.|4043
UGI|U G I CP|FMAF|NBCN Inc./ CDS|793
UGI|U G I CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6508
UGI|U G I CP|FQLS|Quantlab Securities LP|300510
UGI|U G I CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|95028
UGI|U G I CP|FTBR|Foliofn Investments, Inc.|2479
UGI|U G I CP|GEBB|GLOBAL EXECUTION BROKERS, LP|7104
UGI|U G I CP|GLPX|ACS EXECUTION SERVICES, LLC|5805
UGI|U G I CP|GSCO|GOLDMAN SACHS & CO. LLC|670081
UGI|U G I CP|GSCS|GOLDMAN SACHS & CO. LLC|2178
UGI|U G I CP|GSLT|GOLDMAN SACHS & CO. LLC|7199
UGI|U G I CP|GTSZ|GTS SECURITIES LLC|88223
UGI|U G I CP|HRBF|American Enterprise Investment Services Inc.|3463
UGI|U G I CP|HSBC|HSBC Securities, Inc.|6066
UGI|U G I CP|IATS|INTERACTIVE BROKERS LLC|2928
UGI|U G I CP|IBKR|Interactive Brokers Llc|9451
UGI|U G I CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2141
UGI|U G I CP|ICBX|INSTINET, LLC|27050
UGI|U G I CP|IEQY|CITADEL SECURITIES LLC|33070
UGI|U G I CP|INCA|INSTINET, LLC|236355
UGI|U G I CP|INJX|INSTINET, LLC|14994
UGI|U G I CP|ITGI|ITG Inc.|29092
UGI|U G I CP|ITGP|ITG INC.|201200
UGI|U G I CP|JANY|Janney Montgomery Scott Inc.|5587
UGI|U G I CP|JEFF|JEFFERIES LLC|132923
UGI|U G I CP|JMPT|JUMP TRADING, LLC|37267
UGI|U G I CP|JPBX|J.P. MORGAN SECURITIES LLC|67715
UGI|U G I CP|JPMX|J.P. Morgan Securities LLC|191676
UGI|U G I CP|JSJX|JANE STREET CAPITAL LLC|24510
UGI|U G I CP|KCGM|VIRTU Americas LLC|31720
UGI|U G I CP|LEHM|Barclays Capital Inc./Le|494032
UGI|U G I CP|LIME|Lime Brokerage LLC|22534
UGI|U G I CP|LOOP|Loop Capital Markets LLC|1677
UGI|U G I CP|LQNA|LIQUIDNET, INC.|28000
UGI|U G I CP|LSCI|Lek Securities Corporation|31
UGI|U G I CP|MACC|Mid Atlantic Capital Corporation|960
UGI|U G I CP|MAXM|Maxim Group LLC|1279
UGI|U G I CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|73028
UGI|U G I CP|MOTF|MOTIF INVESTING, INC.|5
UGI|U G I CP|MSCO|MORGAN STANLEY & CO. LLC|2852061
UGI|U G I CP|MSPL|MORGAN STANLEY & CO. LLC|173800
UGI|U G I CP|MSTX|MORGAN STANLEY & CO. LLC|126800
UGI|U G I CP|NEUB|NEUBERGER BERMAN BD LLC|50
UGI|U G I CP|NFSC|National Financial Services LLC|81713
UGI|U G I CP|NITE|VIRTU Americas LLC|206812
UGI|U G I CP|NITP|VIRTU Americas LLC|1000
UGI|U G I CP|NQRB|Brut, LLC|11034
UGI|U G I CP|ONEL|O'NEIL SECURITIES, INCORPORATED|26988
UGI|U G I CP|OPCO|Oppenheimer & Co. Inc.|1240
UGI|U G I CP|PDQM|CODA MARKETS, INC.|20364
UGI|U G I CP|RBCM|RBC CAPITAL MARKETS, LLC|5978
UGI|U G I CP|RGLD|Regal Securities, Inc|600
UGI|U G I CP|RHCO|Suntrust Robinson Humphrey, Inc.|109064
UGI|U G I CP|SAGL|SAGETRADER, LLC|500
UGI|U G I CP|SAGW|SAGETRADER, LLC|6
UGI|U G I CP|SBSH|Citigroup Global Markets Inc.|53621
UGI|U G I CP|SGMT|GOLDMAN SACHS & CO. LLC|36093
UGI|U G I CP|SPDR|SPEEDROUTE LLC|8300
UGI|U G I CP|STFL|Stifel, Nicolaus & Company, Incorporated|1933
UGI|U G I CP|STKP|STOCKPILE INVESTMENTS, INC.|6
UGI|U G I CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3401
UGI|U G I CP|SWIM|TD Ameritrade, Inc.|16879
UGI|U G I CP|SWST|Hilltop Securities Inc.|166
UGI|U G I CP|TAGC|TELSEY ADVISORY GROUP LLC|1100
UGI|U G I CP|TKNG|ALLY INVEST SECURITIES LLC|970
UGI|U G I CP|TRBT|Tradebot Systems, Inc.|165910
UGI|U G I CP|TRCM|TRC MARKETS LLC|65239
UGI|U G I CP|TWTT|TASTYWORKS, INC.|100
UGI|U G I CP|UBSA|UBS SECURITIES LLC|272022
UGI|U G I CP|UBSS|UBS Securities LLC|618735
UGI|U G I CP|VALX|VIRTU AMERICAS LLC|5191
UGI|U G I CP|VERT|The Vertical Trading Group, LLC|100
UGI|U G I CP|VGRD|Vanguard Marketing Corporation|11008
UGI|U G I CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4332
UGI|U G I CP|WCHV|WELLS FARGO SECURITIES, LLC|49591
UGI|U G I CP|WDNX|WEEDEN & CO.L.P.|1220
UGI|U G I CP|WEDB|WEDBUSH SECURITIES INC.|1883
UGI|U G I CP|WEED|Weeden & Co.L.P.|3921
UGI|U G I CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1506
UGI|U G I CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4083
UGI|U G I CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|330
UGI|U G I CP|WSAG|WALL STREET ACCESS|1024
UGI|U G I CP|WSEA|WOLVERINE SECURITIES, LLC|6143
UGI|U G I CP|XIST|INSTINET, LLC|99342
UGI|U G I CP|XPQR|Jump Trading|2569
UGI|U G I CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7650
UGI|U G I CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1442
UGI|U G I CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|523
UGL|PROSHARES ULTRA GOLD|ALTX|Alternet Securities Inc.|100
UGL|PROSHARES ULTRA GOLD|APCC|Apex Clearing Corporation|276
UGL|PROSHARES ULTRA GOLD|BATM|CBOE TRADING, INC.|619
UGL|PROSHARES ULTRA GOLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|230
UGL|PROSHARES ULTRA GOLD|BYXM|CBOE TRADING, INC.|2400
UGL|PROSHARES ULTRA GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4037
UGL|PROSHARES ULTRA GOLD|DEAN|MORGAN STANLEY|520
UGL|PROSHARES ULTRA GOLD|EBXL|EBX LLC|100
UGL|PROSHARES ULTRA GOLD|EGAM|CBOE TRADING, INC.|100
UGL|PROSHARES ULTRA GOLD|ETRS|E*Trade Securities LLC|6593
UGL|PROSHARES ULTRA GOLD|FILL|Tradestation Securities, Inc.|1532
UGL|PROSHARES ULTRA GOLD|FQLS|Quantlab Securities LP|470
UGL|PROSHARES ULTRA GOLD|FTBR|Foliofn Investments, Inc.|4070
UGL|PROSHARES ULTRA GOLD|GLPX|ACS EXECUTION SERVICES, LLC|100
UGL|PROSHARES ULTRA GOLD|GSCO|GOLDMAN SACHS & CO. LLC|200
UGL|PROSHARES ULTRA GOLD|GSLT|GOLDMAN SACHS & CO. LLC|2300
UGL|PROSHARES ULTRA GOLD|GTSZ|GTS SECURITIES LLC|1200
UGL|PROSHARES ULTRA GOLD|HSBC|HSBC Securities, Inc.|1150
UGL|PROSHARES ULTRA GOLD|IATS|INTERACTIVE BROKERS LLC|2129
UGL|PROSHARES ULTRA GOLD|IBKR|Interactive Brokers Llc|2848
UGL|PROSHARES ULTRA GOLD|ICBX|INSTINET, LLC|17133
UGL|PROSHARES ULTRA GOLD|INCA|INSTINET, LLC|102
UGL|PROSHARES ULTRA GOLD|ITGI|ITG Inc.|107
UGL|PROSHARES ULTRA GOLD|JSEB|JANE STREET EXECUTION SERVICES, LLC|27800
UGL|PROSHARES ULTRA GOLD|JSJX|JANE STREET CAPITAL LLC|22455
UGL|PROSHARES ULTRA GOLD|KCGM|VIRTU Americas LLC|3635
UGL|PROSHARES ULTRA GOLD|LEHM|Barclays Capital Inc./Le|1200
UGL|PROSHARES ULTRA GOLD|LIME|Lime Brokerage LLC|6387
UGL|PROSHARES ULTRA GOLD|LSCI|Lek Securities Corporation|682
UGL|PROSHARES ULTRA GOLD|MOTF|MOTIF INVESTING, INC.|1
UGL|PROSHARES ULTRA GOLD|MSCO|MORGAN STANLEY & CO. LLC|4573
UGL|PROSHARES ULTRA GOLD|NFSC|National Financial Services LLC|36355
UGL|PROSHARES ULTRA GOLD|NITE|VIRTU Americas LLC|150649
UGL|PROSHARES ULTRA GOLD|NITP|VIRTU Americas LLC|3555
UGL|PROSHARES ULTRA GOLD|PCPT|PHILLIP CAPITAL INC.|66
UGL|PROSHARES ULTRA GOLD|PDQM|CODA MARKETS, INC.|200
UGL|PROSHARES ULTRA GOLD|SGMT|GOLDMAN SACHS & CO. LLC|9752
UGL|PROSHARES ULTRA GOLD|SHMR|ABN Amro Clearing LLC|17128
UGL|PROSHARES ULTRA GOLD|SOGO|Wang Investment Associates, Inc.|20
UGL|PROSHARES ULTRA GOLD|STFL|Stifel, Nicolaus & Company, Incorporated|200
UGL|PROSHARES ULTRA GOLD|SWIM|TD Ameritrade, Inc.|3777
UGL|PROSHARES ULTRA GOLD|SWST|Hilltop Securities Inc.|1100
UGL|PROSHARES ULTRA GOLD|TKNG|ALLY INVEST SECURITIES LLC|1187
UGL|PROSHARES ULTRA GOLD|TRCM|TRC MARKETS LLC|559
UGL|PROSHARES ULTRA GOLD|UBSA|UBS SECURITIES LLC|3295
UGL|PROSHARES ULTRA GOLD|UBSS|UBS Securities LLC|10761
UGL|PROSHARES ULTRA GOLD|VALX|VIRTU AMERICAS LLC|497
UGL|PROSHARES ULTRA GOLD|VGRD|Vanguard Marketing Corporation|2690
UGL|PROSHARES ULTRA GOLD|WCHV|WELLS FARGO SECURITIES, LLC|24682
UGL|PROSHARES ULTRA GOLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|339
UGL|PROSHARES ULTRA GOLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|835
UGL|PROSHARES ULTRA GOLD|WSEA|WOLVERINE SECURITIES, LLC|1916
UGLD|VS 3X GOLD|ALTX|Alternet Securities Inc.|400
UGLD|VS 3X GOLD|APCC|Apex Clearing Corporation|102717
UGLD|VS 3X GOLD|BATM|CBOE TRADING, INC.|3201
UGLD|VS 3X GOLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25361
UGLD|VS 3X GOLD|BYXM|CBOE TRADING, INC.|1700
UGLD|VS 3X GOLD|CANT|Cantor Fitzgerald & Co.|854
UGLD|VS 3X GOLD|CHAS|Charles Schwab & Co., Inc.|3755
UGLD|VS 3X GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93482
UGLD|VS 3X GOLD|DBAB|Deutsche Bank Securities Inc.|3000
UGLD|VS 3X GOLD|DBAX|Deutsche Bank Securities Inc.|70900
UGLD|VS 3X GOLD|DEAN|MORGAN STANLEY|2400
UGLD|VS 3X GOLD|EBXL|EBX LLC|71400
UGLD|VS 3X GOLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1055
UGLD|VS 3X GOLD|EGAM|CBOE TRADING, INC.|600
UGLD|VS 3X GOLD|EGXM|CBOE TRADING, INC.|15600
UGLD|VS 3X GOLD|ETBE|Electronic Transaction Clearing, Inc.|7295
UGLD|VS 3X GOLD|ETRS|E*Trade Securities LLC|435682
UGLD|VS 3X GOLD|FBCO|Credit Suisse Securities (USA) LLC|1223462
UGLD|VS 3X GOLD|FILL|Tradestation Securities, Inc.|39997
UGLD|VS 3X GOLD|FMAF|NBCN Inc./ CDS|5042
UGLD|VS 3X GOLD|FOMA|TD AMERITRADE CLEARING, INC.|1072113
UGLD|VS 3X GOLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17608
UGLD|VS 3X GOLD|FTBR|Foliofn Investments, Inc.|22345
UGLD|VS 3X GOLD|GEBB|GLOBAL EXECUTION BROKERS, LP|19548
UGLD|VS 3X GOLD|GLIS|TD Securities Inc|2100
UGLD|VS 3X GOLD|GLPX|ACS EXECUTION SERVICES, LLC|704
UGLD|VS 3X GOLD|GSCO|GOLDMAN SACHS & CO. LLC|50238
UGLD|VS 3X GOLD|GSLT|GOLDMAN SACHS & CO. LLC|2700
UGLD|VS 3X GOLD|GTSZ|GTS SECURITIES LLC|2334
UGLD|VS 3X GOLD|HRBF|American Enterprise Investment Services Inc.|4991
UGLD|VS 3X GOLD|HSBC|HSBC Securities, Inc.|7300
UGLD|VS 3X GOLD|IATS|INTERACTIVE BROKERS LLC|42076
UGLD|VS 3X GOLD|IBKR|Interactive Brokers Llc|543520
UGLD|VS 3X GOLD|ICBX|INSTINET, LLC|125042
UGLD|VS 3X GOLD|INCA|INSTINET, LLC|98607
UGLD|VS 3X GOLD|ITGI|ITG Inc.|1480
UGLD|VS 3X GOLD|ITGP|ITG INC.|193200
UGLD|VS 3X GOLD|JEFF|JEFFERIES LLC|21599
UGLD|VS 3X GOLD|JMPT|JUMP TRADING, LLC|1648
UGLD|VS 3X GOLD|JPMX|J.P. Morgan Securities LLC|6400
UGLD|VS 3X GOLD|JSEB|JANE STREET EXECUTION SERVICES, LLC|33500
UGLD|VS 3X GOLD|JSJX|JANE STREET CAPITAL LLC|770583
UGLD|VS 3X GOLD|KCGM|VIRTU Americas LLC|45248
UGLD|VS 3X GOLD|LEHM|Barclays Capital Inc./Le|181850
UGLD|VS 3X GOLD|LIME|Lime Brokerage LLC|29098
UGLD|VS 3X GOLD|LSCI|Lek Securities Corporation|10
UGLD|VS 3X GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|81562
UGLD|VS 3X GOLD|MOTF|MOTIF INVESTING, INC.|4
UGLD|VS 3X GOLD|MSCO|MORGAN STANLEY & CO. LLC|320892
UGLD|VS 3X GOLD|MSPL|MORGAN STANLEY & CO. LLC|174700
UGLD|VS 3X GOLD|NFSC|National Financial Services LLC|1058214
UGLD|VS 3X GOLD|NITE|VIRTU Americas LLC|1625471
UGLD|VS 3X GOLD|NITP|VIRTU Americas LLC|5257
UGLD|VS 3X GOLD|NQRB|Brut, LLC|110
UGLD|VS 3X GOLD|OLDM|OLD MISSION CAPITAL, LLC|152274
UGLD|VS 3X GOLD|OPCO|Oppenheimer & Co. Inc.|2357
UGLD|VS 3X GOLD|PCPT|PHILLIP CAPITAL INC.|3000
UGLD|VS 3X GOLD|PDQM|CODA MARKETS, INC.|704
UGLD|VS 3X GOLD|RBCM|RBC CAPITAL MARKETS, LLC|2965
UGLD|VS 3X GOLD|RGLD|Regal Securities, Inc|50
UGLD|VS 3X GOLD|RHOX|XR Securities LLC|19796
UGLD|VS 3X GOLD|SAGL|SAGETRADER, LLC|400
UGLD|VS 3X GOLD|SALI|INTL FCSTONE FINANCIAL INC.|1100
UGLD|VS 3X GOLD|SBSH|Citigroup Global Markets Inc.|13467
UGLD|VS 3X GOLD|SGMT|GOLDMAN SACHS & CO. LLC|27850
UGLD|VS 3X GOLD|SHMR|ABN Amro Clearing LLC|23591
UGLD|VS 3X GOLD|STXG|Stockcross Financial Services, Inc.|1500
UGLD|VS 3X GOLD|SWIM|TD Ameritrade, Inc.|364620
UGLD|VS 3X GOLD|TKNG|ALLY INVEST SECURITIES LLC|21264
UGLD|VS 3X GOLD|TRBT|Tradebot Systems, Inc.|53341
UGLD|VS 3X GOLD|TRCM|TRC MARKETS LLC|2281
UGLD|VS 3X GOLD|TWTT|TASTYWORKS, INC.|2100
UGLD|VS 3X GOLD|UBSA|UBS SECURITIES LLC|322739
UGLD|VS 3X GOLD|UBSS|UBS Securities LLC|230927
UGLD|VS 3X GOLD|VGRD|Vanguard Marketing Corporation|163629
UGLD|VS 3X GOLD|VSIN|Vision Financial Markets Llc|32
UGLD|VS 3X GOLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3791
UGLD|VS 3X GOLD|WGIF|CIBC World Markets Inc.|7052
UGLD|VS 3X GOLD|WSEA|WOLVERINE SECURITIES, LLC|1645
UGLD|VS 3X GOLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|3898
UGLD|VS 3X GOLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1043
UGP|ULTRAPAR PARTICIPACO|ALTX|Alternet Securities Inc.|3937
UGP|ULTRAPAR PARTICIPACO|APCC|Apex Clearing Corporation|1825
UGP|ULTRAPAR PARTICIPACO|BATM|CBOE TRADING, INC.|3317
UGP|ULTRAPAR PARTICIPACO|BERN|Sanford C. Bernstein & Co., LLC|26039
UGP|ULTRAPAR PARTICIPACO|BIMI|Banca IMI Securities Corp.|60
UGP|ULTRAPAR PARTICIPACO|BKCM|BNY Mellon Capital Markets LLC|751
UGP|ULTRAPAR PARTICIPACO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12096
UGP|ULTRAPAR PARTICIPACO|BNPX|BNP PARIBAS SECURITIES CORP.|21
UGP|ULTRAPAR PARTICIPACO|BYXM|CBOE TRADING, INC.|800
UGP|ULTRAPAR PARTICIPACO|BZYD|GOLDMAN SACHS & CO. LLC|2
UGP|ULTRAPAR PARTICIPACO|CANT|Cantor Fitzgerald & Co.|12602
UGP|ULTRAPAR PARTICIPACO|CIST|Capital Institutional Services, Inc.|2641
UGP|ULTRAPAR PARTICIPACO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12200
UGP|ULTRAPAR PARTICIPACO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|140427
UGP|ULTRAPAR PARTICIPACO|CTDL|Citadel Derivatives Group Llc|6537
UGP|ULTRAPAR PARTICIPACO|CXCX|CITIGROUP GLOBAL MARKETS INC.|4348
UGP|ULTRAPAR PARTICIPACO|DBAB|Deutsche Bank Securities Inc.|130200
UGP|ULTRAPAR PARTICIPACO|DBAX|Deutsche Bank Securities Inc.|123800
UGP|ULTRAPAR PARTICIPACO|DCHF|Dart Executions, LLC|4871
UGP|ULTRAPAR PARTICIPACO|DEAN|MORGAN STANLEY|7036
UGP|ULTRAPAR PARTICIPACO|DEGS|RONIN PROFESSIONAL LLC|458
UGP|ULTRAPAR PARTICIPACO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|105209
UGP|ULTRAPAR PARTICIPACO|EBXL|EBX LLC|47200
UGP|ULTRAPAR PARTICIPACO|ECUT|CONVERGEX EXECUTION SOLUTIONS|28466
UGP|ULTRAPAR PARTICIPACO|EGAM|CBOE TRADING, INC.|6878
UGP|ULTRAPAR PARTICIPACO|EGXM|CBOE TRADING, INC.|1741
UGP|ULTRAPAR PARTICIPACO|ETBE|Electronic Transaction Clearing, Inc.|36423
UGP|ULTRAPAR PARTICIPACO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
UGP|ULTRAPAR PARTICIPACO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
UGP|ULTRAPAR PARTICIPACO|ETRS|E*Trade Securities LLC|21650
UGP|ULTRAPAR PARTICIPACO|FILL|Tradestation Securities, Inc.|2807
UGP|ULTRAPAR PARTICIPACO|FMAF|NBCN Inc./ CDS|695
UGP|ULTRAPAR PARTICIPACO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72374
UGP|ULTRAPAR PARTICIPACO|FTBR|Foliofn Investments, Inc.|629
UGP|ULTRAPAR PARTICIPACO|GBMT|GBM International, Inc.|1246
UGP|ULTRAPAR PARTICIPACO|GEBB|GLOBAL EXECUTION BROKERS, LP|1800
UGP|ULTRAPAR PARTICIPACO|GLPX|ACS EXECUTION SERVICES, LLC|2333
UGP|ULTRAPAR PARTICIPACO|GSCO|GOLDMAN SACHS & CO. LLC|275691
UGP|ULTRAPAR PARTICIPACO|GSCS|GOLDMAN SACHS & CO. LLC|2872
UGP|ULTRAPAR PARTICIPACO|GSLT|GOLDMAN SACHS & CO. LLC|5992
UGP|ULTRAPAR PARTICIPACO|GTSZ|GTS SECURITIES LLC|47945
UGP|ULTRAPAR PARTICIPACO|HASF|Haywood Securities Inc./CDS|1000
UGP|ULTRAPAR PARTICIPACO|HRBF|American Enterprise Investment Services Inc.|4
UGP|ULTRAPAR PARTICIPACO|HSBC|HSBC Securities, Inc.|800
UGP|ULTRAPAR PARTICIPACO|IATS|INTERACTIVE BROKERS LLC|6165
UGP|ULTRAPAR PARTICIPACO|IBKR|Interactive Brokers Llc|37161
UGP|ULTRAPAR PARTICIPACO|ICBX|INSTINET, LLC|27795
UGP|ULTRAPAR PARTICIPACO|INCA|INSTINET, LLC|121330
UGP|ULTRAPAR PARTICIPACO|INJX|INSTINET, LLC|1071
UGP|ULTRAPAR PARTICIPACO|INTL|INTL FCSTONE FINANCIAL INC.|890
UGP|ULTRAPAR PARTICIPACO|ITGI|ITG Inc.|17768
UGP|ULTRAPAR PARTICIPACO|ITGP|ITG INC.|53400
UGP|ULTRAPAR PARTICIPACO|JEFF|JEFFERIES LLC|14359
UGP|ULTRAPAR PARTICIPACO|JMPT|JUMP TRADING, LLC|55116
UGP|ULTRAPAR PARTICIPACO|JPBX|J.P. MORGAN SECURITIES LLC|24238
UGP|ULTRAPAR PARTICIPACO|JPMX|J.P. Morgan Securities LLC|128062
UGP|ULTRAPAR PARTICIPACO|JSJX|JANE STREET CAPITAL LLC|20029
UGP|ULTRAPAR PARTICIPACO|KCGM|VIRTU Americas LLC|8946
UGP|ULTRAPAR PARTICIPACO|LEHM|Barclays Capital Inc./Le|56659
UGP|ULTRAPAR PARTICIPACO|LIME|Lime Brokerage LLC|48255
UGP|ULTRAPAR PARTICIPACO|LSCI|Lek Securities Corporation|8
UGP|ULTRAPAR PARTICIPACO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46616
UGP|ULTRAPAR PARTICIPACO|MOTF|MOTIF INVESTING, INC.|7
UGP|ULTRAPAR PARTICIPACO|MSCO|MORGAN STANLEY & CO. LLC|1633245
UGP|ULTRAPAR PARTICIPACO|MSPL|MORGAN STANLEY & CO. LLC|352900
UGP|ULTRAPAR PARTICIPACO|MSTX|MORGAN STANLEY & CO. LLC|83500
UGP|ULTRAPAR PARTICIPACO|NFSC|National Financial Services LLC|84005
UGP|ULTRAPAR PARTICIPACO|NITE|VIRTU Americas LLC|278408
UGP|ULTRAPAR PARTICIPACO|NITP|VIRTU Americas LLC|1353
UGP|ULTRAPAR PARTICIPACO|NQRB|Brut, LLC|6445
UGP|ULTRAPAR PARTICIPACO|PDQM|CODA MARKETS, INC.|2610
UGP|ULTRAPAR PARTICIPACO|RBCM|RBC CAPITAL MARKETS, LLC|1275
UGP|ULTRAPAR PARTICIPACO|SAGL|SAGETRADER, LLC|300
UGP|ULTRAPAR PARTICIPACO|SBSH|Citigroup Global Markets Inc.|55042
UGP|ULTRAPAR PARTICIPACO|SGMT|GOLDMAN SACHS & CO. LLC|43436
UGP|ULTRAPAR PARTICIPACO|SPDR|SPEEDROUTE LLC|2400
UGP|ULTRAPAR PARTICIPACO|STRS|STRATEGAS RESEARCH PARTNERS|2000
UGP|ULTRAPAR PARTICIPACO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3294
UGP|ULTRAPAR PARTICIPACO|SWIM|TD Ameritrade, Inc.|7238
UGP|ULTRAPAR PARTICIPACO|TRBT|Tradebot Systems, Inc.|17919
UGP|ULTRAPAR PARTICIPACO|TRCM|TRC MARKETS LLC|91639
UGP|ULTRAPAR PARTICIPACO|UBSA|UBS SECURITIES LLC|252921
UGP|ULTRAPAR PARTICIPACO|UBSS|UBS Securities LLC|353050
UGP|ULTRAPAR PARTICIPACO|VALX|VIRTU AMERICAS LLC|21718
UGP|ULTRAPAR PARTICIPACO|VGRD|Vanguard Marketing Corporation|7118
UGP|ULTRAPAR PARTICIPACO|WBPX|SUMMIT SECURITIES GROUP, LLC|1822
UGP|ULTRAPAR PARTICIPACO|WCHV|WELLS FARGO SECURITIES, LLC|6511
UGP|ULTRAPAR PARTICIPACO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|200
UGP|ULTRAPAR PARTICIPACO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71
UGP|ULTRAPAR PARTICIPACO|WSEA|WOLVERINE SECURITIES, LLC|129
UGP|ULTRAPAR PARTICIPACO|XIST|INSTINET, LLC|57600
UGP|ULTRAPAR PARTICIPACO|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
UGP|ULTRAPAR PARTICIPACO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|64
UHAL|A M E R C  O      ##|ALTX|Alternet Securities Inc.|12240
UHAL|A M E R C  O      ##|ANOS|ABEL/NOSER, L.L.C.|2632
UHAL|A M E R C  O      ##|APCC|Apex Clearing Corporation|27
UHAL|A M E R C  O      ##|BARD|Robert W. Baird & Co. Incorporated|257
UHAL|A M E R C  O      ##|BATM|CBOE TRADING, INC.|1464
UHAL|A M E R C  O      ##|BAYC|BAY CREST PARTNERS, LLC|182
UHAL|A M E R C  O      ##|BBNT|BB&T SECURITIES, LLC|14
UHAL|A M E R C  O      ##|BERN|Sanford C. Bernstein & Co., LLC|60220
UHAL|A M E R C  O      ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2020
UHAL|A M E R C  O      ##|BMOC|BMO Capital Markets Corp.|95
UHAL|A M E R C  O      ##|BNPX|BNP PARIBAS SECURITIES CORP.|15766
UHAL|A M E R C  O      ##|BTIG|BTIG, LLC|3806
UHAL|A M E R C  O      ##|BYXM|CBOE TRADING, INC.|1249
UHAL|A M E R C  O      ##|CANT|Cantor Fitzgerald & Co.|99
UHAL|A M E R C  O      ##|CHAS|Charles Schwab & Co., Inc.|35
UHAL|A M E R C  O      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15431
UHAL|A M E R C  O      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|28847
UHAL|A M E R C  O      ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|64458
UHAL|A M E R C  O      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33461
UHAL|A M E R C  O      ##|CTDL|Citadel Derivatives Group Llc|780
UHAL|A M E R C  O      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1406
UHAL|A M E R C  O      ##|DADA|D.A. Davidson & Co.|41
UHAL|A M E R C  O      ##|DBAB|Deutsche Bank Securities Inc.|64804
UHAL|A M E R C  O      ##|DBAX|Deutsche Bank Securities Inc.|44500
UHAL|A M E R C  O      ##|DBUL|Deutsche Bank Securities Inc.|433
UHAL|A M E R C  O      ##|DEAN|MORGAN STANLEY|2671
UHAL|A M E R C  O      ##|DEGS|RONIN PROFESSIONAL LLC|786
UHAL|A M E R C  O      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2543
UHAL|A M E R C  O      ##|EBXL|EBX LLC|22400
UHAL|A M E R C  O      ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|8258
UHAL|A M E R C  O      ##|EDJO|Edward D. Jones & Co., L.P.|116
UHAL|A M E R C  O      ##|EGAM|CBOE TRADING, INC.|4084
UHAL|A M E R C  O      ##|EGAW|CBOE TRADING, INC.|157
UHAL|A M E R C  O      ##|EGMT|EG MARKET TECHNOLOGIES LLC|100
UHAL|A M E R C  O      ##|EGXM|CBOE TRADING, INC.|513
UHAL|A M E R C  O      ##|EGXW|CBOE TRADING, INC.|2
UHAL|A M E R C  O      ##|ETBE|Electronic Transaction Clearing, Inc.|815
UHAL|A M E R C  O      ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
UHAL|A M E R C  O      ##|ETCC|Electronic Transaction Clearing, Inc.|130
UHAL|A M E R C  O      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2350
UHAL|A M E R C  O      ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6125
UHAL|A M E R C  O      ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
UHAL|A M E R C  O      ##|ETRS|E*Trade Securities LLC|2996
UHAL|A M E R C  O      ##|FBCO|Credit Suisse Securities (USA) LLC|55722
UHAL|A M E R C  O      ##|FFSI|Firstrade Securities Inc.|200
UHAL|A M E R C  O      ##|FMAF|NBCN Inc./ CDS|702
UHAL|A M E R C  O      ##|FMCO|First Manhattan Co|4369
UHAL|A M E R C  O      ##|FOMA|TD AMERITRADE CLEARING, INC.|5128
UHAL|A M E R C  O      ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3665
UHAL|A M E R C  O      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16631
UHAL|A M E R C  O      ##|FTBR|Foliofn Investments, Inc.|1242
UHAL|A M E R C  O      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|708
UHAL|A M E R C  O      ##|GLPX|ACS EXECUTION SERVICES, LLC|55627
UHAL|A M E R C  O      ##|GSCO|GOLDMAN SACHS & CO. LLC|151745
UHAL|A M E R C  O      ##|GSCS|GOLDMAN SACHS & CO. LLC|575
UHAL|A M E R C  O      ##|GSLT|GOLDMAN SACHS & CO. LLC|303
UHAL|A M E R C  O      ##|GTSZ|GTS SECURITIES LLC|29436
UHAL|A M E R C  O      ##|HPPX|POTAMUS TRADING, LLC|202
UHAL|A M E R C  O      ##|HRBF|American Enterprise Investment Services Inc.|211
UHAL|A M E R C  O      ##|HSBC|HSBC Securities, Inc.|109
UHAL|A M E R C  O      ##|IATS|INTERACTIVE BROKERS LLC|15332
UHAL|A M E R C  O      ##|IBKR|Interactive Brokers Llc|53500
UHAL|A M E R C  O      ##|ICBX|INSTINET, LLC|5820
UHAL|A M E R C  O      ##|INCA|INSTINET, LLC|46129
UHAL|A M E R C  O      ##|INJX|INSTINET, LLC|1127
UHAL|A M E R C  O      ##|ITGI|ITG Inc.|66298
UHAL|A M E R C  O      ##|ITGP|ITG INC.|35600
UHAL|A M E R C  O      ##|JANY|Janney Montgomery Scott Inc.|72
UHAL|A M E R C  O      ##|JEFF|JEFFERIES LLC|4875
UHAL|A M E R C  O      ##|JMPT|JUMP TRADING, LLC|7403
UHAL|A M E R C  O      ##|JONE|JonesTrading|699
UHAL|A M E R C  O      ##|JPBX|J.P. MORGAN SECURITIES LLC|932
UHAL|A M E R C  O      ##|JPMX|J.P. Morgan Securities LLC|59432
UHAL|A M E R C  O      ##|JSJX|JANE STREET CAPITAL LLC|65717
UHAL|A M E R C  O      ##|KCGM|VIRTU Americas LLC|5579
UHAL|A M E R C  O      ##|LEHM|Barclays Capital Inc./Le|94613
UHAL|A M E R C  O      ##|LIME|Lime Brokerage LLC|27890
UHAL|A M E R C  O      ##|MACC|Mid Atlantic Capital Corporation|5
UHAL|A M E R C  O      ##|MCMF|Raymond James Ltd. Cds|75
UHAL|A M E R C  O      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12800
UHAL|A M E R C  O      ##|MSCO|MORGAN STANLEY & CO. LLC|301591
UHAL|A M E R C  O      ##|MSPL|MORGAN STANLEY & CO. LLC|21700
UHAL|A M E R C  O      ##|MSTX|MORGAN STANLEY & CO. LLC|600
UHAL|A M E R C  O      ##|NFSC|National Financial Services LLC|13011
UHAL|A M E R C  O      ##|NITE|VIRTU Americas LLC|82750
UHAL|A M E R C  O      ##|NITP|VIRTU Americas LLC|2710
UHAL|A M E R C  O      ##|NQRB|Brut, LLC|2293
UHAL|A M E R C  O      ##|NTRC|Northern Trust Securities, Inc.|57
UHAL|A M E R C  O      ##|OPCO|Oppenheimer & Co. Inc.|65
UHAL|A M E R C  O      ##|PDQM|CODA MARKETS, INC.|110547
UHAL|A M E R C  O      ##|PWJC|UBS Financial Services, Inc.|141
UHAL|A M E R C  O      ##|RAJA|Raymond James & Associates, Inc.|721
UHAL|A M E R C  O      ##|RBCM|RBC CAPITAL MARKETS, LLC|1036
UHAL|A M E R C  O      ##|SAGL|SAGETRADER, LLC|49964
UHAL|A M E R C  O      ##|SBSH|Citigroup Global Markets Inc.|30184
UHAL|A M E R C  O      ##|SGMT|GOLDMAN SACHS & CO. LLC|3115
UHAL|A M E R C  O      ##|SPDR|SPEEDROUTE LLC|14750
UHAL|A M E R C  O      ##|STFL|Stifel, Nicolaus & Company, Incorporated|1523
UHAL|A M E R C  O      ##|STKP|STOCKPILE INVESTMENTS, INC.|48
UHAL|A M E R C  O      ##|SWIM|TD Ameritrade, Inc.|1853
UHAL|A M E R C  O      ##|SWST|Hilltop Securities Inc.|104
UHAL|A M E R C  O      ##|TAGC|TELSEY ADVISORY GROUP LLC|82
UHAL|A M E R C  O      ##|TKNG|ALLY INVEST SECURITIES LLC|39
UHAL|A M E R C  O      ##|TRBT|Tradebot Systems, Inc.|30766
UHAL|A M E R C  O      ##|TRCM|TRC MARKETS LLC|7458
UHAL|A M E R C  O      ##|UBSA|UBS SECURITIES LLC|76878
UHAL|A M E R C  O      ##|UBSS|UBS Securities LLC|278965
UHAL|A M E R C  O      ##|VALX|VIRTU AMERICAS LLC|8409
UHAL|A M E R C  O      ##|VGRD|Vanguard Marketing Corporation|226
UHAL|A M E R C  O      ##|VNDS|VANDHAM SECURITIES CORP|5564
UHAL|A M E R C  O      ##|VSIN|Vision Financial Markets Llc|4131
UHAL|A M E R C  O      ##|WABR|Wall Street Access|3965
UHAL|A M E R C  O      ##|WBLR|WILLIAM BLAIR|200
UHAL|A M E R C  O      ##|WCHV|WELLS FARGO SECURITIES, LLC|10799
UHAL|A M E R C  O      ##|WDNX|WEEDEN & CO.L.P.|194
UHAL|A M E R C  O      ##|WEDB|WEDBUSH SECURITIES INC.|2
UHAL|A M E R C  O      ##|WEED|Weeden & Co.L.P.|800
UHAL|A M E R C  O      ##|WGIF|CIBC World Markets Inc.|54
UHAL|A M E R C  O      ##|WSEA|WOLVERINE SECURITIES, LLC|133
UHAL|A M E R C  O      ##|XIST|INSTINET, LLC|4650
UHAL|A M E R C  O      ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
UHAL|A M E R C  O      ##|YKNA|COMHAR CAPITAL MARKETS, LLC|23956
UHAL|A M E R C  O      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|49
UHN|US  DIESEL HEATING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7568
UHN|US  DIESEL HEATING|DBAX|Deutsche Bank Securities Inc.|100
UHN|US  DIESEL HEATING|FMAF|NBCN Inc./ CDS|20
UHN|US  DIESEL HEATING|GSLT|GOLDMAN SACHS & CO. LLC|94
UHN|US  DIESEL HEATING|IBKR|Interactive Brokers Llc|2082
UHN|US  DIESEL HEATING|JSJX|JANE STREET CAPITAL LLC|24285
UHN|US  DIESEL HEATING|LSCI|Lek Securities Corporation|30645
UHN|US  DIESEL HEATING|MOTF|MOTIF INVESTING, INC.|1
UHN|US  DIESEL HEATING|NFSC|National Financial Services LLC|590
UHN|US  DIESEL HEATING|NITE|VIRTU Americas LLC|11227
UHN|US  DIESEL HEATING|NITP|VIRTU Americas LLC|13679
UHN|US  DIESEL HEATING|PCFF|Pacific International Securities Inc./CDS|310
UHN|US  DIESEL HEATING|SWIM|TD Ameritrade, Inc.|970
UHN|US  DIESEL HEATING|UBSA|UBS SECURITIES LLC|555
UHN|US  DIESEL HEATING|UBSS|UBS Securities LLC|6250
UHN|US  DIESEL HEATING|VGRD|Vanguard Marketing Corporation|25146
UHN|US  DIESEL HEATING|WCHV|WELLS FARGO SECURITIES, LLC|158
UHN|US  DIESEL HEATING|WSEA|WOLVERINE SECURITIES, LLC|4
UHS|UNIVERSAL HLTH SVC B|ABLE|NATIXIS Securities Americas LLC|62800
UHS|UNIVERSAL HLTH SVC B|ALTX|Alternet Securities Inc.|2986
UHS|UNIVERSAL HLTH SVC B|ANOS|ABEL/NOSER, L.L.C.|453
UHS|UNIVERSAL HLTH SVC B|APCC|Apex Clearing Corporation|28
UHS|UNIVERSAL HLTH SVC B|BARD|Robert W. Baird & Co. Incorporated|144141
UHS|UNIVERSAL HLTH SVC B|BATM|CBOE TRADING, INC.|6858
UHS|UNIVERSAL HLTH SVC B|BAYC|BAY CREST PARTNERS, LLC|1
UHS|UNIVERSAL HLTH SVC B|BBNT|BB&T SECURITIES, LLC|115
UHS|UNIVERSAL HLTH SVC B|BERN|Sanford C. Bernstein & Co., LLC|95608
UHS|UNIVERSAL HLTH SVC B|BIDS|BIDS TRADING L.P.|4800
UHS|UNIVERSAL HLTH SVC B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2809
UHS|UNIVERSAL HLTH SVC B|BLKX|INSTINET, LLC|11400
UHS|UNIVERSAL HLTH SVC B|BNPX|BNP PARIBAS SECURITIES CORP.|35990
UHS|UNIVERSAL HLTH SVC B|BTIG|BTIG, LLC|1180
UHS|UNIVERSAL HLTH SVC B|BYXM|CBOE TRADING, INC.|588
UHS|UNIVERSAL HLTH SVC B|BZYD|GOLDMAN SACHS & CO. LLC|100
UHS|UNIVERSAL HLTH SVC B|CBLC|CITIGROUP GLOBAL MARKETS INC.|23578
UHS|UNIVERSAL HLTH SVC B|CHAS|Charles Schwab & Co., Inc.|272
UHS|UNIVERSAL HLTH SVC B|CIBP|CIBC World Markets Corp.|3699
UHS|UNIVERSAL HLTH SVC B|CIST|Capital Institutional Services, Inc.|391
UHS|UNIVERSAL HLTH SVC B|CNFR|Cowen Prime Services LLC|200
UHS|UNIVERSAL HLTH SVC B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68204
UHS|UNIVERSAL HLTH SVC B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|497
UHS|UNIVERSAL HLTH SVC B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|470
UHS|UNIVERSAL HLTH SVC B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|252218
UHS|UNIVERSAL HLTH SVC B|CTDL|Citadel Derivatives Group Llc|6867
UHS|UNIVERSAL HLTH SVC B|CXCX|CITIGROUP GLOBAL MARKETS INC.|37066
UHS|UNIVERSAL HLTH SVC B|DADA|D.A. Davidson & Co.|108
UHS|UNIVERSAL HLTH SVC B|DBAB|Deutsche Bank Securities Inc.|269555
UHS|UNIVERSAL HLTH SVC B|DBAX|Deutsche Bank Securities Inc.|157900
UHS|UNIVERSAL HLTH SVC B|DBUL|Deutsche Bank Securities Inc.|200
UHS|UNIVERSAL HLTH SVC B|DCHF|Dart Executions, LLC|4806
UHS|UNIVERSAL HLTH SVC B|DEAN|MORGAN STANLEY|1126
UHS|UNIVERSAL HLTH SVC B|DEGS|RONIN PROFESSIONAL LLC|100
UHS|UNIVERSAL HLTH SVC B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3396
UHS|UNIVERSAL HLTH SVC B|EBXL|EBX LLC|110200
UHS|UNIVERSAL HLTH SVC B|ECUT|CONVERGEX EXECUTION SOLUTIONS|4244
UHS|UNIVERSAL HLTH SVC B|EDJO|Edward D. Jones & Co., L.P.|326
UHS|UNIVERSAL HLTH SVC B|EGAM|CBOE TRADING, INC.|7410
UHS|UNIVERSAL HLTH SVC B|EGAW|CBOE TRADING, INC.|2
UHS|UNIVERSAL HLTH SVC B|EGMT|EG MARKET TECHNOLOGIES LLC|3058
UHS|UNIVERSAL HLTH SVC B|EGXM|CBOE TRADING, INC.|1322
UHS|UNIVERSAL HLTH SVC B|ELEV|ELEVATION, LLC|25825
UHS|UNIVERSAL HLTH SVC B|ETBE|Electronic Transaction Clearing, Inc.|21544
UHS|UNIVERSAL HLTH SVC B|ETCC|Electronic Transaction Clearing, Inc.|230
UHS|UNIVERSAL HLTH SVC B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22905
UHS|UNIVERSAL HLTH SVC B|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|694
UHS|UNIVERSAL HLTH SVC B|ETRS|E*Trade Securities LLC|5606
UHS|UNIVERSAL HLTH SVC B|FBSB|U.S. Bancorp Investments, Inc.|2
UHS|UNIVERSAL HLTH SVC B|FILL|Tradestation Securities, Inc.|369
UHS|UNIVERSAL HLTH SVC B|FMAF|NBCN Inc./ CDS|184
UHS|UNIVERSAL HLTH SVC B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2801
UHS|UNIVERSAL HLTH SVC B|FQLS|Quantlab Securities LP|278913
UHS|UNIVERSAL HLTH SVC B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62191
UHS|UNIVERSAL HLTH SVC B|FTBR|Foliofn Investments, Inc.|255
UHS|UNIVERSAL HLTH SVC B|GLIS|TD Securities Inc|60
UHS|UNIVERSAL HLTH SVC B|GLPX|ACS EXECUTION SERVICES, LLC|19306
UHS|UNIVERSAL HLTH SVC B|GSCO|GOLDMAN SACHS & CO. LLC|1960066
UHS|UNIVERSAL HLTH SVC B|GSCS|GOLDMAN SACHS & CO. LLC|600
UHS|UNIVERSAL HLTH SVC B|GSLT|GOLDMAN SACHS & CO. LLC|3695
UHS|UNIVERSAL HLTH SVC B|GTSZ|GTS SECURITIES LLC|93477
UHS|UNIVERSAL HLTH SVC B|HRBF|American Enterprise Investment Services Inc.|1648
UHS|UNIVERSAL HLTH SVC B|HSBC|HSBC Securities, Inc.|172
UHS|UNIVERSAL HLTH SVC B|IATS|INTERACTIVE BROKERS LLC|1082
UHS|UNIVERSAL HLTH SVC B|IBKR|Interactive Brokers Llc|2843
UHS|UNIVERSAL HLTH SVC B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|592
UHS|UNIVERSAL HLTH SVC B|ICBX|INSTINET, LLC|35400
UHS|UNIVERSAL HLTH SVC B|IEQY|CITADEL SECURITIES LLC|125376
UHS|UNIVERSAL HLTH SVC B|INCA|INSTINET, LLC|205915
UHS|UNIVERSAL HLTH SVC B|INJX|INSTINET, LLC|9409
UHS|UNIVERSAL HLTH SVC B|ITGI|ITG Inc.|355978
UHS|UNIVERSAL HLTH SVC B|ITGP|ITG INC.|518000
UHS|UNIVERSAL HLTH SVC B|JANY|Janney Montgomery Scott Inc.|745
UHS|UNIVERSAL HLTH SVC B|JEFF|JEFFERIES LLC|299904
UHS|UNIVERSAL HLTH SVC B|JMPT|JUMP TRADING, LLC|39535
UHS|UNIVERSAL HLTH SVC B|JPBX|J.P. MORGAN SECURITIES LLC|58037
UHS|UNIVERSAL HLTH SVC B|JPMX|J.P. Morgan Securities LLC|447807
UHS|UNIVERSAL HLTH SVC B|JSJX|JANE STREET CAPITAL LLC|10818
UHS|UNIVERSAL HLTH SVC B|KCGM|VIRTU Americas LLC|25379
UHS|UNIVERSAL HLTH SVC B|LEHM|Barclays Capital Inc./Le|710530
UHS|UNIVERSAL HLTH SVC B|LIME|Lime Brokerage LLC|39908
UHS|UNIVERSAL HLTH SVC B|LOOP|Loop Capital Markets LLC|132
UHS|UNIVERSAL HLTH SVC B|LQNA|LIQUIDNET, INC.|294200
UHS|UNIVERSAL HLTH SVC B|LQNB|LIQUIDNET, INC.|2500
UHS|UNIVERSAL HLTH SVC B|LSCI|Lek Securities Corporation|317
UHS|UNIVERSAL HLTH SVC B|LVMR|LIVERMORE TRADING GROUP, INC.|610
UHS|UNIVERSAL HLTH SVC B|MACC|Mid Atlantic Capital Corporation|15
UHS|UNIVERSAL HLTH SVC B|MACQ|Macquarie Capital (USA) Inc.|300
UHS|UNIVERSAL HLTH SVC B|MAXM|Maxim Group LLC|2700
UHS|UNIVERSAL HLTH SVC B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|182931
UHS|UNIVERSAL HLTH SVC B|MOTF|MOTIF INVESTING, INC.|4
UHS|UNIVERSAL HLTH SVC B|MSCO|MORGAN STANLEY & CO. LLC|2691909
UHS|UNIVERSAL HLTH SVC B|MSPL|MORGAN STANLEY & CO. LLC|225600
UHS|UNIVERSAL HLTH SVC B|MSTX|MORGAN STANLEY & CO. LLC|86400
UHS|UNIVERSAL HLTH SVC B|MTON|MILLINGTON SECURITIES, INC.|69851
UHS|UNIVERSAL HLTH SVC B|NFSC|National Financial Services LLC|46669
UHS|UNIVERSAL HLTH SVC B|NITE|VIRTU Americas LLC|122662
UHS|UNIVERSAL HLTH SVC B|NITP|VIRTU Americas LLC|200
UHS|UNIVERSAL HLTH SVC B|NQRB|Brut, LLC|3593
UHS|UNIVERSAL HLTH SVC B|NTRC|Northern Trust Securities, Inc.|10
UHS|UNIVERSAL HLTH SVC B|OHOS|TWO SIGMA SECURITIES, LLC|20295
UHS|UNIVERSAL HLTH SVC B|OPCO|Oppenheimer & Co. Inc.|196
UHS|UNIVERSAL HLTH SVC B|PDQM|CODA MARKETS, INC.|56794
UHS|UNIVERSAL HLTH SVC B|PUMA|Puma Capital, Llc|70351
UHS|UNIVERSAL HLTH SVC B|PWJC|UBS Financial Services, Inc.|1721
UHS|UNIVERSAL HLTH SVC B|QMSR|QUATTRO M SECURITIES INC.|2358
UHS|UNIVERSAL HLTH SVC B|RBCM|RBC CAPITAL MARKETS, LLC|669
UHS|UNIVERSAL HLTH SVC B|SAGL|SAGETRADER, LLC|8001
UHS|UNIVERSAL HLTH SVC B|SBSH|Citigroup Global Markets Inc.|80819
UHS|UNIVERSAL HLTH SVC B|SGMT|GOLDMAN SACHS & CO. LLC|61267
UHS|UNIVERSAL HLTH SVC B|SHMR|ABN Amro Clearing LLC|245
UHS|UNIVERSAL HLTH SVC B|SJLS|TRADE INFORMATICS LLC|100
UHS|UNIVERSAL HLTH SVC B|SPDR|SPEEDROUTE LLC|7723
UHS|UNIVERSAL HLTH SVC B|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
UHS|UNIVERSAL HLTH SVC B|STFL|Stifel, Nicolaus & Company, Incorporated|434
UHS|UNIVERSAL HLTH SVC B|STKP|STOCKPILE INVESTMENTS, INC.|6
UHS|UNIVERSAL HLTH SVC B|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4061
UHS|UNIVERSAL HLTH SVC B|SWIM|TD Ameritrade, Inc.|7082
UHS|UNIVERSAL HLTH SVC B|SWST|Hilltop Securities Inc.|40
UHS|UNIVERSAL HLTH SVC B|TKNG|ALLY INVEST SECURITIES LLC|68
UHS|UNIVERSAL HLTH SVC B|TRBT|Tradebot Systems, Inc.|131268
UHS|UNIVERSAL HLTH SVC B|TRCM|TRC MARKETS LLC|114775
UHS|UNIVERSAL HLTH SVC B|UBSA|UBS SECURITIES LLC|483421
UHS|UNIVERSAL HLTH SVC B|UBSS|UBS Securities LLC|691922
UHS|UNIVERSAL HLTH SVC B|VALX|VIRTU AMERICAS LLC|8814
UHS|UNIVERSAL HLTH SVC B|VGRD|Vanguard Marketing Corporation|442
UHS|UNIVERSAL HLTH SVC B|WBLR|WILLIAM BLAIR|25
UHS|UNIVERSAL HLTH SVC B|WBPX|SUMMIT SECURITIES GROUP, LLC|867
UHS|UNIVERSAL HLTH SVC B|WCHV|WELLS FARGO SECURITIES, LLC|12520
UHS|UNIVERSAL HLTH SVC B|WEDB|WEDBUSH SECURITIES INC.|3441
UHS|UNIVERSAL HLTH SVC B|WEED|Weeden & Co.L.P.|1720
UHS|UNIVERSAL HLTH SVC B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7012
UHS|UNIVERSAL HLTH SVC B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12026
UHS|UNIVERSAL HLTH SVC B|WLTH|WEALTHFRONT BROKERAGE CORPORATION|801
UHS|UNIVERSAL HLTH SVC B|WSAG|WALL STREET ACCESS|93
UHS|UNIVERSAL HLTH SVC B|WSEA|WOLVERINE SECURITIES, LLC|511
UHS|UNIVERSAL HLTH SVC B|XIST|INSTINET, LLC|15614
UHS|UNIVERSAL HLTH SVC B|XPQR|Jump Trading|4612
UHS|UNIVERSAL HLTH SVC B|XSTM|NATIONAL FINANCIAL SERVICES LLC|127654
UHS|UNIVERSAL HLTH SVC B|YKNA|COMHAR CAPITAL MARKETS, LLC|2881
UHS|UNIVERSAL HLTH SVC B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|668
UHT|UNIV HEALTH REAL EST|ALTX|Alternet Securities Inc.|100
UHT|UNIV HEALTH REAL EST|APCC|Apex Clearing Corporation|39
UHT|UNIV HEALTH REAL EST|BANK|Primevest Financial Services, Inc.|300
UHT|UNIV HEALTH REAL EST|BARD|Robert W. Baird & Co. Incorporated|116
UHT|UNIV HEALTH REAL EST|BATM|CBOE TRADING, INC.|2411
UHT|UNIV HEALTH REAL EST|BAYC|BAY CREST PARTNERS, LLC|8
UHT|UNIV HEALTH REAL EST|BERN|Sanford C. Bernstein & Co., LLC|100
UHT|UNIV HEALTH REAL EST|BNPX|BNP PARIBAS SECURITIES CORP.|4119
UHT|UNIV HEALTH REAL EST|BRVL|BLAYLOCK VAN, LLC|100
UHT|UNIV HEALTH REAL EST|BZYD|GOLDMAN SACHS & CO. LLC|502
UHT|UNIV HEALTH REAL EST|CHAS|Charles Schwab & Co., Inc.|6
UHT|UNIV HEALTH REAL EST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1133
UHT|UNIV HEALTH REAL EST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2351
UHT|UNIV HEALTH REAL EST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4361
UHT|UNIV HEALTH REAL EST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8753
UHT|UNIV HEALTH REAL EST|CTDL|Citadel Derivatives Group Llc|561
UHT|UNIV HEALTH REAL EST|CTLR|CUTLER GROUP, LP|942
UHT|UNIV HEALTH REAL EST|CXCX|CITIGROUP GLOBAL MARKETS INC.|2286
UHT|UNIV HEALTH REAL EST|DBAB|Deutsche Bank Securities Inc.|7440
UHT|UNIV HEALTH REAL EST|DBAX|Deutsche Bank Securities Inc.|2900
UHT|UNIV HEALTH REAL EST|DEAN|MORGAN STANLEY|1031
UHT|UNIV HEALTH REAL EST|DEGS|RONIN PROFESSIONAL LLC|1648
UHT|UNIV HEALTH REAL EST|EBXL|EBX LLC|1300
UHT|UNIV HEALTH REAL EST|ECUT|CONVERGEX EXECUTION SOLUTIONS|409
UHT|UNIV HEALTH REAL EST|EDJO|Edward D. Jones & Co., L.P.|2571
UHT|UNIV HEALTH REAL EST|EGAM|CBOE TRADING, INC.|246
UHT|UNIV HEALTH REAL EST|ETRS|E*Trade Securities LLC|1836
UHT|UNIV HEALTH REAL EST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|398
UHT|UNIV HEALTH REAL EST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8681
UHT|UNIV HEALTH REAL EST|FTBR|Foliofn Investments, Inc.|3606
UHT|UNIV HEALTH REAL EST|GLIS|TD Securities Inc|400
UHT|UNIV HEALTH REAL EST|GLPX|ACS EXECUTION SERVICES, LLC|2500
UHT|UNIV HEALTH REAL EST|GSCO|GOLDMAN SACHS & CO. LLC|26196
UHT|UNIV HEALTH REAL EST|GSLT|GOLDMAN SACHS & CO. LLC|100
UHT|UNIV HEALTH REAL EST|GTSZ|GTS SECURITIES LLC|13020
UHT|UNIV HEALTH REAL EST|HRBF|American Enterprise Investment Services Inc.|240
UHT|UNIV HEALTH REAL EST|HSBC|HSBC Securities, Inc.|200
UHT|UNIV HEALTH REAL EST|IATS|INTERACTIVE BROKERS LLC|410
UHT|UNIV HEALTH REAL EST|IBKR|Interactive Brokers Llc|2749
UHT|UNIV HEALTH REAL EST|ICBX|INSTINET, LLC|500
UHT|UNIV HEALTH REAL EST|IEQY|CITADEL SECURITIES LLC|1634
UHT|UNIV HEALTH REAL EST|INCA|INSTINET, LLC|5250
UHT|UNIV HEALTH REAL EST|INJX|INSTINET, LLC|6
UHT|UNIV HEALTH REAL EST|ITGI|ITG Inc.|2070
UHT|UNIV HEALTH REAL EST|ITGP|ITG INC.|5400
UHT|UNIV HEALTH REAL EST|JEFF|JEFFERIES LLC|893
UHT|UNIV HEALTH REAL EST|JPBX|J.P. MORGAN SECURITIES LLC|1100
UHT|UNIV HEALTH REAL EST|JPMX|J.P. Morgan Securities LLC|16507
UHT|UNIV HEALTH REAL EST|KCGM|VIRTU Americas LLC|970
UHT|UNIV HEALTH REAL EST|LEHM|Barclays Capital Inc./Le|5706
UHT|UNIV HEALTH REAL EST|LIME|Lime Brokerage LLC|3331
UHT|UNIV HEALTH REAL EST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2800
UHT|UNIV HEALTH REAL EST|MOTF|MOTIF INVESTING, INC.|6
UHT|UNIV HEALTH REAL EST|MSCO|MORGAN STANLEY & CO. LLC|28066
UHT|UNIV HEALTH REAL EST|MSPL|MORGAN STANLEY & CO. LLC|8800
UHT|UNIV HEALTH REAL EST|NFSC|National Financial Services LLC|5833
UHT|UNIV HEALTH REAL EST|NITE|VIRTU Americas LLC|18335
UHT|UNIV HEALTH REAL EST|NTRC|Northern Trust Securities, Inc.|119
UHT|UNIV HEALTH REAL EST|PDQM|CODA MARKETS, INC.|3996
UHT|UNIV HEALTH REAL EST|PHLY|NASDAQ Execution Services, LLC|2000
UHT|UNIV HEALTH REAL EST|PWJC|UBS Financial Services, Inc.|183
UHT|UNIV HEALTH REAL EST|RBCM|RBC CAPITAL MARKETS, LLC|25
UHT|UNIV HEALTH REAL EST|SALI|INTL FCSTONE FINANCIAL INC.|13
UHT|UNIV HEALTH REAL EST|SBSH|Citigroup Global Markets Inc.|6420
UHT|UNIV HEALTH REAL EST|SGMT|GOLDMAN SACHS & CO. LLC|623
UHT|UNIV HEALTH REAL EST|SPDR|SPEEDROUTE LLC|13
UHT|UNIV HEALTH REAL EST|SPTD|MINT GLOBAL MARKETS, INC.|4460
UHT|UNIV HEALTH REAL EST|SSBS|STATE STREET GLOBAL MARKETS, LLC|14728
UHT|UNIV HEALTH REAL EST|STFL|Stifel, Nicolaus & Company, Incorporated|110
UHT|UNIV HEALTH REAL EST|SWIM|TD Ameritrade, Inc.|563
UHT|UNIV HEALTH REAL EST|SWST|Hilltop Securities Inc.|2
UHT|UNIV HEALTH REAL EST|TKNG|ALLY INVEST SECURITIES LLC|39
UHT|UNIV HEALTH REAL EST|TRBT|Tradebot Systems, Inc.|542
UHT|UNIV HEALTH REAL EST|TRCM|TRC MARKETS LLC|698
UHT|UNIV HEALTH REAL EST|UBSA|UBS SECURITIES LLC|18469
UHT|UNIV HEALTH REAL EST|UBSS|UBS Securities LLC|30881
UHT|UNIV HEALTH REAL EST|VALX|VIRTU AMERICAS LLC|4095
UHT|UNIV HEALTH REAL EST|VGRD|Vanguard Marketing Corporation|430
UHT|UNIV HEALTH REAL EST|WCHV|WELLS FARGO SECURITIES, LLC|2811
UHT|UNIV HEALTH REAL EST|WDNX|WEEDEN & CO.L.P.|200
UHT|UNIV HEALTH REAL EST|WEED|Weeden & Co.L.P.|90
UHT|UNIV HEALTH REAL EST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|132
UHT|UNIV HEALTH REAL EST|WSEA|WOLVERINE SECURITIES, LLC|61
UHT|UNIV HEALTH REAL EST|YKNA|COMHAR CAPITAL MARKETS, LLC|248
UHT|UNIV HEALTH REAL EST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1761
UIHC|UNITED INSURANCE HLD|ALTX|Alternet Securities Inc.|107
UIHC|UNITED INSURANCE HLD|APCC|Apex Clearing Corporation|15
UIHC|UNITED INSURANCE HLD|BATM|CBOE TRADING, INC.|471
UIHC|UNITED INSURANCE HLD|BAYC|BAY CREST PARTNERS, LLC|315
UIHC|UNITED INSURANCE HLD|BAYT|BTIG, LLC|7200
UIHC|UNITED INSURANCE HLD|BERN|Sanford C. Bernstein & Co., LLC|1508
UIHC|UNITED INSURANCE HLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|851
UIHC|UNITED INSURANCE HLD|BMOC|BMO Capital Markets Corp.|3285
UIHC|UNITED INSURANCE HLD|BNPX|BNP PARIBAS SECURITIES CORP.|3633
UIHC|UNITED INSURANCE HLD|BRVL|BLAYLOCK VAN, LLC|100
UIHC|UNITED INSURANCE HLD|BTIG|BTIG, LLC|1555
UIHC|UNITED INSURANCE HLD|BYXM|CBOE TRADING, INC.|200
UIHC|UNITED INSURANCE HLD|CHAS|Charles Schwab & Co., Inc.|2
UIHC|UNITED INSURANCE HLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22695
UIHC|UNITED INSURANCE HLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1736
UIHC|UNITED INSURANCE HLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28471
UIHC|UNITED INSURANCE HLD|CTDL|Citadel Derivatives Group Llc|9174
UIHC|UNITED INSURANCE HLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2838
UIHC|UNITED INSURANCE HLD|DBAB|Deutsche Bank Securities Inc.|110388
UIHC|UNITED INSURANCE HLD|DBAX|Deutsche Bank Securities Inc.|20100
UIHC|UNITED INSURANCE HLD|DBUL|Deutsche Bank Securities Inc.|300
UIHC|UNITED INSURANCE HLD|DEAN|MORGAN STANLEY|27
UIHC|UNITED INSURANCE HLD|DEGS|RONIN PROFESSIONAL LLC|2200
UIHC|UNITED INSURANCE HLD|EBXL|EBX LLC|17400
UIHC|UNITED INSURANCE HLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
UIHC|UNITED INSURANCE HLD|EDJO|Edward D. Jones & Co., L.P.|12500
UIHC|UNITED INSURANCE HLD|EGAM|CBOE TRADING, INC.|603
UIHC|UNITED INSURANCE HLD|EGMT|EG MARKET TECHNOLOGIES LLC|220
UIHC|UNITED INSURANCE HLD|EGXM|CBOE TRADING, INC.|531
UIHC|UNITED INSURANCE HLD|ETBE|Electronic Transaction Clearing, Inc.|1100
UIHC|UNITED INSURANCE HLD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2238
UIHC|UNITED INSURANCE HLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4634
UIHC|UNITED INSURANCE HLD|ETRS|E*Trade Securities LLC|12736
UIHC|UNITED INSURANCE HLD|FBCO|Credit Suisse Securities (USA) LLC|57492
UIHC|UNITED INSURANCE HLD|FILL|Tradestation Securities, Inc.|1000
UIHC|UNITED INSURANCE HLD|FMAF|NBCN Inc./ CDS|3043
UIHC|UNITED INSURANCE HLD|FOMA|TD AMERITRADE CLEARING, INC.|11660
UIHC|UNITED INSURANCE HLD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|312
UIHC|UNITED INSURANCE HLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47499
UIHC|UNITED INSURANCE HLD|FTBR|Foliofn Investments, Inc.|10
UIHC|UNITED INSURANCE HLD|GEBB|GLOBAL EXECUTION BROKERS, LP|7211
UIHC|UNITED INSURANCE HLD|GLPX|ACS EXECUTION SERVICES, LLC|500
UIHC|UNITED INSURANCE HLD|GSCO|GOLDMAN SACHS & CO. LLC|220102
UIHC|UNITED INSURANCE HLD|GSCS|GOLDMAN SACHS & CO. LLC|18203
UIHC|UNITED INSURANCE HLD|GTSZ|GTS SECURITIES LLC|4975
UIHC|UNITED INSURANCE HLD|IBKR|Interactive Brokers Llc|8398
UIHC|UNITED INSURANCE HLD|ICBX|INSTINET, LLC|4100
UIHC|UNITED INSURANCE HLD|IEQY|CITADEL SECURITIES LLC|5231
UIHC|UNITED INSURANCE HLD|INCA|INSTINET, LLC|46096
UIHC|UNITED INSURANCE HLD|INJX|INSTINET, LLC|7442
UIHC|UNITED INSURANCE HLD|ITGI|ITG Inc.|4594
UIHC|UNITED INSURANCE HLD|ITGP|ITG INC.|9800
UIHC|UNITED INSURANCE HLD|JEFF|JEFFERIES LLC|7558
UIHC|UNITED INSURANCE HLD|JMPT|JUMP TRADING, LLC|4658
UIHC|UNITED INSURANCE HLD|JPBX|J.P. MORGAN SECURITIES LLC|6078
UIHC|UNITED INSURANCE HLD|JPMX|J.P. Morgan Securities LLC|40910
UIHC|UNITED INSURANCE HLD|JSJX|JANE STREET CAPITAL LLC|991
UIHC|UNITED INSURANCE HLD|KCGM|VIRTU Americas LLC|6101
UIHC|UNITED INSURANCE HLD|LEHM|Barclays Capital Inc./Le|70141
UIHC|UNITED INSURANCE HLD|LIME|Lime Brokerage LLC|78589
UIHC|UNITED INSURANCE HLD|LMGP|LIME BROKERAGE LLC|1463
UIHC|UNITED INSURANCE HLD|LOOP|Loop Capital Markets LLC|187
UIHC|UNITED INSURANCE HLD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
UIHC|UNITED INSURANCE HLD|MAXM|Maxim Group LLC|2200
UIHC|UNITED INSURANCE HLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11188
UIHC|UNITED INSURANCE HLD|MSCO|MORGAN STANLEY & CO. LLC|214324
UIHC|UNITED INSURANCE HLD|MSPL|MORGAN STANLEY & CO. LLC|26600
UIHC|UNITED INSURANCE HLD|MSTX|MORGAN STANLEY & CO. LLC|2400
UIHC|UNITED INSURANCE HLD|NFSC|National Financial Services LLC|11117
UIHC|UNITED INSURANCE HLD|NITE|VIRTU Americas LLC|29779
UIHC|UNITED INSURANCE HLD|NITP|VIRTU Americas LLC|400
UIHC|UNITED INSURANCE HLD|NQRB|Brut, LLC|1000
UIHC|UNITED INSURANCE HLD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
UIHC|UNITED INSURANCE HLD|PDQM|CODA MARKETS, INC.|1054
UIHC|UNITED INSURANCE HLD|RAJA|Raymond James & Associates, Inc.|5736
UIHC|UNITED INSURANCE HLD|RBCM|RBC CAPITAL MARKETS, LLC|830
UIHC|UNITED INSURANCE HLD|SAGW|SAGETRADER, LLC|195
UIHC|UNITED INSURANCE HLD|SBSH|Citigroup Global Markets Inc.|25221
UIHC|UNITED INSURANCE HLD|SGMT|GOLDMAN SACHS & CO. LLC|11629
UIHC|UNITED INSURANCE HLD|SPDR|SPEEDROUTE LLC|410
UIHC|UNITED INSURANCE HLD|SPTD|MINT GLOBAL MARKETS, INC.|1082
UIHC|UNITED INSURANCE HLD|STFL|Stifel, Nicolaus & Company, Incorporated|495
UIHC|UNITED INSURANCE HLD|SWIM|TD Ameritrade, Inc.|285
UIHC|UNITED INSURANCE HLD|TRBT|Tradebot Systems, Inc.|16642
UIHC|UNITED INSURANCE HLD|TRCM|TRC MARKETS LLC|36588
UIHC|UNITED INSURANCE HLD|UBSA|UBS SECURITIES LLC|58733
UIHC|UNITED INSURANCE HLD|UBSS|UBS Securities LLC|198698
UIHC|UNITED INSURANCE HLD|VALX|VIRTU AMERICAS LLC|1582
UIHC|UNITED INSURANCE HLD|VGRD|Vanguard Marketing Corporation|772
UIHC|UNITED INSURANCE HLD|WCHV|WELLS FARGO SECURITIES, LLC|45742
UIHC|UNITED INSURANCE HLD|WEED|Weeden & Co.L.P.|9400
UIHC|UNITED INSURANCE HLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1798
UIHC|UNITED INSURANCE HLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1388
UIHC|UNITED INSURANCE HLD|WGIF|CIBC World Markets Inc.|150
UIHC|UNITED INSURANCE HLD|WSEA|WOLVERINE SECURITIES, LLC|661
UIHC|UNITED INSURANCE HLD|XIST|INSTINET, LLC|408
UIHC|UNITED INSURANCE HLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
UIHC|UNITED INSURANCE HLD|YKNA|COMHAR CAPITAL MARKETS, LLC|14
UIS|UNISYS CP NEW|ALTX|Alternet Securities Inc.|2600
UIS|UNISYS CP NEW|APCC|Apex Clearing Corporation|324
UIS|UNISYS CP NEW|BARD|Robert W. Baird & Co. Incorporated|23
UIS|UNISYS CP NEW|BATM|CBOE TRADING, INC.|500
UIS|UNISYS CP NEW|BAYT|BTIG, LLC|657
UIS|UNISYS CP NEW|BBNT|BB&T SECURITIES, LLC|54
UIS|UNISYS CP NEW|BERN|Sanford C. Bernstein & Co., LLC|945
UIS|UNISYS CP NEW|BIDS|BIDS TRADING L.P.|84400
UIS|UNISYS CP NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12345
UIS|UNISYS CP NEW|BLKX|INSTINET, LLC|236955
UIS|UNISYS CP NEW|BNPX|BNP PARIBAS SECURITIES CORP.|4537
UIS|UNISYS CP NEW|BTIG|BTIG, LLC|175
UIS|UNISYS CP NEW|BYXM|CBOE TRADING, INC.|200
UIS|UNISYS CP NEW|BZYD|GOLDMAN SACHS & CO. LLC|4600
UIS|UNISYS CP NEW|CHAS|Charles Schwab & Co., Inc.|1710
UIS|UNISYS CP NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|69947
UIS|UNISYS CP NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
UIS|UNISYS CP NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|380734
UIS|UNISYS CP NEW|CTDL|Citadel Derivatives Group Llc|5568
UIS|UNISYS CP NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|49834
UIS|UNISYS CP NEW|DBAB|Deutsche Bank Securities Inc.|59113
UIS|UNISYS CP NEW|DBAX|Deutsche Bank Securities Inc.|276400
UIS|UNISYS CP NEW|DBUL|Deutsche Bank Securities Inc.|510
UIS|UNISYS CP NEW|DEAN|MORGAN STANLEY|1910
UIS|UNISYS CP NEW|DEGS|RONIN PROFESSIONAL LLC|3177
UIS|UNISYS CP NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19245
UIS|UNISYS CP NEW|DREX|Drexel Hamilton, LLC|45000
UIS|UNISYS CP NEW|EBXL|EBX LLC|160000
UIS|UNISYS CP NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|5293
UIS|UNISYS CP NEW|EDJO|Edward D. Jones & Co., L.P.|84
UIS|UNISYS CP NEW|EGAM|CBOE TRADING, INC.|7016
UIS|UNISYS CP NEW|EGXM|CBOE TRADING, INC.|1000
UIS|UNISYS CP NEW|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|58112
UIS|UNISYS CP NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|370
UIS|UNISYS CP NEW|ETRS|E*Trade Securities LLC|35641
UIS|UNISYS CP NEW|FILL|Tradestation Securities, Inc.|2030
UIS|UNISYS CP NEW|FMAF|NBCN Inc./ CDS|100
UIS|UNISYS CP NEW|FQLS|Quantlab Securities LP|36740
UIS|UNISYS CP NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85087
UIS|UNISYS CP NEW|FTBR|Foliofn Investments, Inc.|1141
UIS|UNISYS CP NEW|GLPX|ACS EXECUTION SERVICES, LLC|6813
UIS|UNISYS CP NEW|GSCO|GOLDMAN SACHS & CO. LLC|243605
UIS|UNISYS CP NEW|GSCS|GOLDMAN SACHS & CO. LLC|200
UIS|UNISYS CP NEW|GSLT|GOLDMAN SACHS & CO. LLC|1620
UIS|UNISYS CP NEW|GTSZ|GTS SECURITIES LLC|45890
UIS|UNISYS CP NEW|HRBF|American Enterprise Investment Services Inc.|714
UIS|UNISYS CP NEW|IATS|INTERACTIVE BROKERS LLC|9092
UIS|UNISYS CP NEW|IBKR|Interactive Brokers Llc|16279
UIS|UNISYS CP NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|153
UIS|UNISYS CP NEW|ICBX|INSTINET, LLC|122392
UIS|UNISYS CP NEW|IEQY|CITADEL SECURITIES LLC|1100
UIS|UNISYS CP NEW|INCA|INSTINET, LLC|113028
UIS|UNISYS CP NEW|INJX|INSTINET, LLC|6881
UIS|UNISYS CP NEW|ITGI|ITG Inc.|6811
UIS|UNISYS CP NEW|ITGP|ITG INC.|180800
UIS|UNISYS CP NEW|JANY|Janney Montgomery Scott Inc.|1128
UIS|UNISYS CP NEW|JEFF|JEFFERIES LLC|148406
UIS|UNISYS CP NEW|JMPT|JUMP TRADING, LLC|1133
UIS|UNISYS CP NEW|JONE|JonesTrading|110000
UIS|UNISYS CP NEW|JPBX|J.P. MORGAN SECURITIES LLC|26074
UIS|UNISYS CP NEW|JPMX|J.P. Morgan Securities LLC|525910
UIS|UNISYS CP NEW|JSJX|JANE STREET CAPITAL LLC|7515
UIS|UNISYS CP NEW|KCGM|VIRTU Americas LLC|34296
UIS|UNISYS CP NEW|KCRD|PHX FINANCIAL, INC.|8325
UIS|UNISYS CP NEW|LEHM|Barclays Capital Inc./Le|455578
UIS|UNISYS CP NEW|LIME|Lime Brokerage LLC|6692
UIS|UNISYS CP NEW|LMNX|LUMINEX TRADING & ANALYTICS LLC|24000
UIS|UNISYS CP NEW|LOOP|Loop Capital Markets LLC|8160
UIS|UNISYS CP NEW|LQNA|LIQUIDNET, INC.|42900
UIS|UNISYS CP NEW|MBTS|ALLY INVEST SECURITIES LLC|7289
UIS|UNISYS CP NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|328236
UIS|UNISYS CP NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7128
UIS|UNISYS CP NEW|MSCO|MORGAN STANLEY & CO. LLC|165067
UIS|UNISYS CP NEW|MSPL|MORGAN STANLEY & CO. LLC|512500
UIS|UNISYS CP NEW|MSTX|MORGAN STANLEY & CO. LLC|131200
UIS|UNISYS CP NEW|MULL|MARK J. MULLER EQUITIES, INC.|2800
UIS|UNISYS CP NEW|NEUB|NEUBERGER BERMAN BD LLC|80
UIS|UNISYS CP NEW|NFSC|National Financial Services LLC|129547
UIS|UNISYS CP NEW|NITE|VIRTU Americas LLC|316652
UIS|UNISYS CP NEW|NITP|VIRTU Americas LLC|34145
UIS|UNISYS CP NEW|NQRB|Brut, LLC|664
UIS|UNISYS CP NEW|NTFN|Network 1 Financial Securities Inc.|200
UIS|UNISYS CP NEW|OHOS|TWO SIGMA SECURITIES, LLC|7480
UIS|UNISYS CP NEW|OPCO|Oppenheimer & Co. Inc.|630
UIS|UNISYS CP NEW|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1680
UIS|UNISYS CP NEW|PDQM|CODA MARKETS, INC.|15319
UIS|UNISYS CP NEW|PWJC|UBS Financial Services, Inc.|800
UIS|UNISYS CP NEW|RBCM|RBC CAPITAL MARKETS, LLC|3830
UIS|UNISYS CP NEW|RHCO|Suntrust Robinson Humphrey, Inc.|78620
UIS|UNISYS CP NEW|SALI|INTL FCSTONE FINANCIAL INC.|300
UIS|UNISYS CP NEW|SBSH|Citigroup Global Markets Inc.|26316
UIS|UNISYS CP NEW|SCMC|Scotia Capital Markets (USA) Inc.|358000
UIS|UNISYS CP NEW|SGMT|GOLDMAN SACHS & CO. LLC|159846
UIS|UNISYS CP NEW|SPDR|SPEEDROUTE LLC|5700
UIS|UNISYS CP NEW|STFL|Stifel, Nicolaus & Company, Incorporated|84350
UIS|UNISYS CP NEW|SWIM|TD Ameritrade, Inc.|18108
UIS|UNISYS CP NEW|TKNG|ALLY INVEST SECURITIES LLC|273
UIS|UNISYS CP NEW|TRBT|Tradebot Systems, Inc.|3623
UIS|UNISYS CP NEW|TRCM|TRC MARKETS LLC|17825
UIS|UNISYS CP NEW|UBSA|UBS SECURITIES LLC|149916
UIS|UNISYS CP NEW|UBSS|UBS Securities LLC|220419
UIS|UNISYS CP NEW|VALX|VIRTU AMERICAS LLC|52763
UIS|UNISYS CP NEW|VGRD|Vanguard Marketing Corporation|4706
UIS|UNISYS CP NEW|VNDM|Wall Street Access|3908
UIS|UNISYS CP NEW|WCHV|WELLS FARGO SECURITIES, LLC|62278
UIS|UNISYS CP NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|660
UIS|UNISYS CP NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|80254
UIS|UNISYS CP NEW|WSEA|WOLVERINE SECURITIES, LLC|2142
UIS|UNISYS CP NEW|XIST|INSTINET, LLC|31200
UIS|UNISYS CP NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|46880
UIS|UNISYS CP NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|476
UITB|USAA CORE INTERMEDIA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19900
UITB|USAA CORE INTERMEDIA|DBAX|Deutsche Bank Securities Inc.|200
UITB|USAA CORE INTERMEDIA|ICBX|INSTINET, LLC|100
UITB|USAA CORE INTERMEDIA|JSEB|JANE STREET EXECUTION SERVICES, LLC|10200
UITB|USAA CORE INTERMEDIA|JSJX|JANE STREET CAPITAL LLC|15608
UITB|USAA CORE INTERMEDIA|LEHM|Barclays Capital Inc./Le|600
UITB|USAA CORE INTERMEDIA|LIME|Lime Brokerage LLC|2
UITB|USAA CORE INTERMEDIA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
UITB|USAA CORE INTERMEDIA|MSCO|MORGAN STANLEY & CO. LLC|202
UITB|USAA CORE INTERMEDIA|NFSC|National Financial Services LLC|10256
UITB|USAA CORE INTERMEDIA|NITE|VIRTU Americas LLC|9537
UITB|USAA CORE INTERMEDIA|PDQM|CODA MARKETS, INC.|100
UITB|USAA CORE INTERMEDIA|UBSA|UBS SECURITIES LLC|2266
UITB|USAA CORE INTERMEDIA|UBSS|UBS Securities LLC|1100
UITB|USAA CORE INTERMEDIA|VGRD|Vanguard Marketing Corporation|12
UIVM|USAA MSCI INTERNATIO|APCC|Apex Clearing Corporation|54
UIVM|USAA MSCI INTERNATIO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10
UIVM|USAA MSCI INTERNATIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19900
UIVM|USAA MSCI INTERNATIO|CTDL|Citadel Derivatives Group Llc|100
UIVM|USAA MSCI INTERNATIO|DBAX|Deutsche Bank Securities Inc.|100
UIVM|USAA MSCI INTERNATIO|EBXL|EBX LLC|200
UIVM|USAA MSCI INTERNATIO|ETRS|E*Trade Securities LLC|3
UIVM|USAA MSCI INTERNATIO|GSLT|GOLDMAN SACHS & CO. LLC|1100
UIVM|USAA MSCI INTERNATIO|IBKR|Interactive Brokers Llc|200
UIVM|USAA MSCI INTERNATIO|JSEB|JANE STREET EXECUTION SERVICES, LLC|33245
UIVM|USAA MSCI INTERNATIO|JSJX|JANE STREET CAPITAL LLC|2305
UIVM|USAA MSCI INTERNATIO|KCGM|VIRTU Americas LLC|523
UIVM|USAA MSCI INTERNATIO|LEHM|Barclays Capital Inc./Le|200
UIVM|USAA MSCI INTERNATIO|LIME|Lime Brokerage LLC|2697
UIVM|USAA MSCI INTERNATIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
UIVM|USAA MSCI INTERNATIO|MSCO|MORGAN STANLEY & CO. LLC|982
UIVM|USAA MSCI INTERNATIO|NFSC|National Financial Services LLC|7924
UIVM|USAA MSCI INTERNATIO|NITE|VIRTU Americas LLC|4649
UIVM|USAA MSCI INTERNATIO|SGMT|GOLDMAN SACHS & CO. LLC|100
UIVM|USAA MSCI INTERNATIO|UBSA|UBS SECURITIES LLC|2400
UIVM|USAA MSCI INTERNATIO|UBSS|UBS Securities LLC|2530
UIVM|USAA MSCI INTERNATIO|VGRD|Vanguard Marketing Corporation|20
UIVM|USAA MSCI INTERNATIO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
UIVM|USAA MSCI INTERNATIO|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
UJB|PROSHARES ULTRA HY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
UJB|PROSHARES ULTRA HY|ETRS|E*Trade Securities LLC|5
UJB|PROSHARES ULTRA HY|FTBR|Foliofn Investments, Inc.|2
UJB|PROSHARES ULTRA HY|NFSC|National Financial Services LLC|74
UJB|PROSHARES ULTRA HY|NITE|VIRTU Americas LLC|6
UJB|PROSHARES ULTRA HY|NITP|VIRTU Americas LLC|100
UJPY|ETNS LINKED TO THE V|EBXL|EBX LLC|1300
UJPY|ETNS LINKED TO THE V|GLIS|TD Securities Inc|900
UJPY|ETNS LINKED TO THE V|GSLT|GOLDMAN SACHS & CO. LLC|100
UJPY|ETNS LINKED TO THE V|IBKR|Interactive Brokers Llc|381
UJPY|ETNS LINKED TO THE V|ICBX|INSTINET, LLC|1157
UJPY|ETNS LINKED TO THE V|ITGP|ITG INC.|600
UJPY|ETNS LINKED TO THE V|KCGM|VIRTU Americas LLC|2101
UJPY|ETNS LINKED TO THE V|LEHM|Barclays Capital Inc./Le|800
UJPY|ETNS LINKED TO THE V|MSCO|MORGAN STANLEY & CO. LLC|1050
UJPY|ETNS LINKED TO THE V|NFSC|National Financial Services LLC|3319
UJPY|ETNS LINKED TO THE V|NITE|VIRTU Americas LLC|2919
UJPY|ETNS LINKED TO THE V|SBSH|Citigroup Global Markets Inc.|88
UJPY|ETNS LINKED TO THE V|UBSA|UBS SECURITIES LLC|5810
UJPY|ETNS LINKED TO THE V|UBSS|UBS Securities LLC|3820
UJPY|ETNS LINKED TO THE V|VGRD|Vanguard Marketing Corporation|2820
UL|UNILEVER PLC AMER|AGIS|Aegis Capital Corp.|360
UL|UNILEVER PLC AMER|ALTX|Alternet Securities Inc.|11824
UL|UNILEVER PLC AMER|ANOS|ABEL/NOSER, L.L.C.|1801
UL|UNILEVER PLC AMER|APCC|Apex Clearing Corporation|2773
UL|UNILEVER PLC AMER|BALE|M&T SECURITIES, INC.|495
UL|UNILEVER PLC AMER|BANK|Primevest Financial Services, Inc.|56
UL|UNILEVER PLC AMER|BARD|Robert W. Baird & Co. Incorporated|5038
UL|UNILEVER PLC AMER|BATM|CBOE TRADING, INC.|8389
UL|UNILEVER PLC AMER|BAYT|BTIG, LLC|500
UL|UNILEVER PLC AMER|BBNT|BB&T SECURITIES, LLC|7689
UL|UNILEVER PLC AMER|BERN|Sanford C. Bernstein & Co., LLC|6503
UL|UNILEVER PLC AMER|BKCM|BNY Mellon Capital Markets LLC|129
UL|UNILEVER PLC AMER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12933
UL|UNILEVER PLC AMER|BYXM|CBOE TRADING, INC.|280
UL|UNILEVER PLC AMER|BZYD|GOLDMAN SACHS & CO. LLC|1100
UL|UNILEVER PLC AMER|CABR|Cabrera Capital Markets, Inc.|5080
UL|UNILEVER PLC AMER|CANT|Cantor Fitzgerald & Co.|11
UL|UNILEVER PLC AMER|CHAS|Charles Schwab & Co., Inc.|3784
UL|UNILEVER PLC AMER|CICF|Canaccord Genuity Corp.|616
UL|UNILEVER PLC AMER|CIST|Capital Institutional Services, Inc.|15631
UL|UNILEVER PLC AMER|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|129690
UL|UNILEVER PLC AMER|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1401
UL|UNILEVER PLC AMER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|278916
UL|UNILEVER PLC AMER|CTDL|Citadel Derivatives Group Llc|4480
UL|UNILEVER PLC AMER|CXCX|CITIGROUP GLOBAL MARKETS INC.|50976
UL|UNILEVER PLC AMER|DADA|D.A. Davidson & Co.|525
UL|UNILEVER PLC AMER|DBAB|Deutsche Bank Securities Inc.|118824
UL|UNILEVER PLC AMER|DBAX|Deutsche Bank Securities Inc.|182800
UL|UNILEVER PLC AMER|DCHF|Dart Executions, LLC|2020
UL|UNILEVER PLC AMER|DEAN|MORGAN STANLEY|31775
UL|UNILEVER PLC AMER|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30881
UL|UNILEVER PLC AMER|EBXL|EBX LLC|130300
UL|UNILEVER PLC AMER|ECUT|CONVERGEX EXECUTION SOLUTIONS|13752
UL|UNILEVER PLC AMER|EDJC|Edward Jones / CDS|251
UL|UNILEVER PLC AMER|EDJO|Edward D. Jones & Co., L.P.|18301
UL|UNILEVER PLC AMER|EGAM|CBOE TRADING, INC.|7469
UL|UNILEVER PLC AMER|EGAW|CBOE TRADING, INC.|385
UL|UNILEVER PLC AMER|EGMT|EG MARKET TECHNOLOGIES LLC|100
UL|UNILEVER PLC AMER|EGXM|CBOE TRADING, INC.|2350
UL|UNILEVER PLC AMER|EGXW|CBOE TRADING, INC.|74
UL|UNILEVER PLC AMER|ETBE|Electronic Transaction Clearing, Inc.|5200
UL|UNILEVER PLC AMER|ETCB|ETC BROKERAGE SERVICES, LLC|92
UL|UNILEVER PLC AMER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2
UL|UNILEVER PLC AMER|ETRS|E*Trade Securities LLC|46926
UL|UNILEVER PLC AMER|FBSB|U.S. Bancorp Investments, Inc.|493
UL|UNILEVER PLC AMER|FIDT|Fidelity Clearing Canada ULC./ CDS|200
UL|UNILEVER PLC AMER|FILL|Tradestation Securities, Inc.|1453
UL|UNILEVER PLC AMER|FINX|FINTECH SECURITIES|533
UL|UNILEVER PLC AMER|FMAF|NBCN Inc./ CDS|18315
UL|UNILEVER PLC AMER|FQLS|Quantlab Securities LP|122258
UL|UNILEVER PLC AMER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62362
UL|UNILEVER PLC AMER|FTBR|Foliofn Investments, Inc.|6972
UL|UNILEVER PLC AMER|GBMT|GBM International, Inc.|3383
UL|UNILEVER PLC AMER|GEBB|GLOBAL EXECUTION BROKERS, LP|68164
UL|UNILEVER PLC AMER|GFIS|GFI Securities LLC|200000
UL|UNILEVER PLC AMER|GLIS|TD Securities Inc|953
UL|UNILEVER PLC AMER|GLPX|ACS EXECUTION SERVICES, LLC|3472
UL|UNILEVER PLC AMER|GSCO|GOLDMAN SACHS & CO. LLC|396281
UL|UNILEVER PLC AMER|GSLT|GOLDMAN SACHS & CO. LLC|8628
UL|UNILEVER PLC AMER|GTSZ|GTS SECURITIES LLC|84248
UL|UNILEVER PLC AMER|HRBF|American Enterprise Investment Services Inc.|147201
UL|UNILEVER PLC AMER|HSBC|HSBC Securities, Inc.|7276
UL|UNILEVER PLC AMER|IATS|INTERACTIVE BROKERS LLC|2681
UL|UNILEVER PLC AMER|IBKR|Interactive Brokers Llc|21097
UL|UNILEVER PLC AMER|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1079
UL|UNILEVER PLC AMER|ICBX|INSTINET, LLC|175809
UL|UNILEVER PLC AMER|INCA|INSTINET, LLC|404833
UL|UNILEVER PLC AMER|INJX|INSTINET, LLC|2983
UL|UNILEVER PLC AMER|INTL|INTL FCSTONE FINANCIAL INC.|689
UL|UNILEVER PLC AMER|ITGI|ITG Inc.|163282
UL|UNILEVER PLC AMER|ITGP|ITG INC.|158800
UL|UNILEVER PLC AMER|JANY|Janney Montgomery Scott Inc.|5865
UL|UNILEVER PLC AMER|JEFF|JEFFERIES LLC|32543
UL|UNILEVER PLC AMER|JMPT|JUMP TRADING, LLC|62746
UL|UNILEVER PLC AMER|JONE|JonesTrading|18754
UL|UNILEVER PLC AMER|JPBX|J.P. MORGAN SECURITIES LLC|5024
UL|UNILEVER PLC AMER|JPMX|J.P. Morgan Securities LLC|132030
UL|UNILEVER PLC AMER|JSJX|JANE STREET CAPITAL LLC|13169
UL|UNILEVER PLC AMER|KCGM|VIRTU Americas LLC|34275
UL|UNILEVER PLC AMER|LEHM|Barclays Capital Inc./Le|572796
UL|UNILEVER PLC AMER|LIME|Lime Brokerage LLC|366669
UL|UNILEVER PLC AMER|MACC|Mid Atlantic Capital Corporation|5727
UL|UNILEVER PLC AMER|MAXM|Maxim Group LLC|1669
UL|UNILEVER PLC AMER|MBTS|ALLY INVEST SECURITIES LLC|70
UL|UNILEVER PLC AMER|MCBT|Moors & Cabot, Inc.|245
UL|UNILEVER PLC AMER|MCMF|Raymond James Ltd. Cds|1691
UL|UNILEVER PLC AMER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|168162
UL|UNILEVER PLC AMER|MOTF|MOTIF INVESTING, INC.|23
UL|UNILEVER PLC AMER|MSCO|MORGAN STANLEY & CO. LLC|1050430
UL|UNILEVER PLC AMER|MSPL|MORGAN STANLEY & CO. LLC|270500
UL|UNILEVER PLC AMER|MSTX|MORGAN STANLEY & CO. LLC|10300
UL|UNILEVER PLC AMER|NATL|National Securities Corporation|34
UL|UNILEVER PLC AMER|NEUB|NEUBERGER BERMAN BD LLC|1850
UL|UNILEVER PLC AMER|NFSC|National Financial Services LLC|182688
UL|UNILEVER PLC AMER|NITE|VIRTU Americas LLC|666630
UL|UNILEVER PLC AMER|NQRB|Brut, LLC|24241
UL|UNILEVER PLC AMER|NTBF|BMO Nesbitt Burns Inc./CDS|4283
UL|UNILEVER PLC AMER|NTRC|Northern Trust Securities, Inc.|11714
UL|UNILEVER PLC AMER|OLDM|OLD MISSION CAPITAL, LLC|34062
UL|UNILEVER PLC AMER|OPCO|Oppenheimer & Co. Inc.|8819
UL|UNILEVER PLC AMER|OTAA|OTA LLC|3100
UL|UNILEVER PLC AMER|PCFF|Pacific International Securities Inc./CDS|200
UL|UNILEVER PLC AMER|PDQM|CODA MARKETS, INC.|19516
UL|UNILEVER PLC AMER|PIPR|Piper Jaffray & Co.|2125
UL|UNILEVER PLC AMER|PNSR|Penserra Securities, LLC|3600
UL|UNILEVER PLC AMER|PWJC|UBS Financial Services, Inc.|10502
UL|UNILEVER PLC AMER|RBCM|RBC CAPITAL MARKETS, LLC|56122
UL|UNILEVER PLC AMER|SAGL|SAGETRADER, LLC|100
UL|UNILEVER PLC AMER|SALI|INTL FCSTONE FINANCIAL INC.|350
UL|UNILEVER PLC AMER|SBSH|Citigroup Global Markets Inc.|27266
UL|UNILEVER PLC AMER|SEIC|SEI Investments Distribution Co.|6713
UL|UNILEVER PLC AMER|SGMT|GOLDMAN SACHS & CO. LLC|129595
UL|UNILEVER PLC AMER|SPDR|SPEEDROUTE LLC|5150
UL|UNILEVER PLC AMER|SPHN|Stephens Inc.|242
UL|UNILEVER PLC AMER|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
UL|UNILEVER PLC AMER|STFL|Stifel, Nicolaus & Company, Incorporated|18188
UL|UNILEVER PLC AMER|STKP|STOCKPILE INVESTMENTS, INC.|100
UL|UNILEVER PLC AMER|STXG|Stockcross Financial Services, Inc.|1
UL|UNILEVER PLC AMER|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|727
UL|UNILEVER PLC AMER|SWIM|TD Ameritrade, Inc.|12621
UL|UNILEVER PLC AMER|SWST|Hilltop Securities Inc.|2299
UL|UNILEVER PLC AMER|TKNG|ALLY INVEST SECURITIES LLC|453
UL|UNILEVER PLC AMER|TRBT|Tradebot Systems, Inc.|104820
UL|UNILEVER PLC AMER|TRCM|TRC MARKETS LLC|331206
UL|UNILEVER PLC AMER|TWTT|TASTYWORKS, INC.|100
UL|UNILEVER PLC AMER|UBSA|UBS SECURITIES LLC|381754
UL|UNILEVER PLC AMER|UBSS|UBS Securities LLC|426023
UL|UNILEVER PLC AMER|VALX|VIRTU AMERICAS LLC|214547
UL|UNILEVER PLC AMER|VERT|The Vertical Trading Group, LLC|453
UL|UNILEVER PLC AMER|VGRD|Vanguard Marketing Corporation|13981
UL|UNILEVER PLC AMER|VSIN|Vision Financial Markets Llc|20
UL|UNILEVER PLC AMER|WBLR|WILLIAM BLAIR|1485
UL|UNILEVER PLC AMER|WCHV|WELLS FARGO SECURITIES, LLC|56090
UL|UNILEVER PLC AMER|WEDB|WEDBUSH SECURITIES INC.|218
UL|UNILEVER PLC AMER|WEED|Weeden & Co.L.P.|2605
UL|UNILEVER PLC AMER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9048
UL|UNILEVER PLC AMER|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11371
UL|UNILEVER PLC AMER|WGIF|CIBC World Markets Inc.|5813
UL|UNILEVER PLC AMER|WSEA|WOLVERINE SECURITIES, LLC|3348
UL|UNILEVER PLC AMER|XIST|INSTINET, LLC|24600
UL|UNILEVER PLC AMER|XPUS|XP SECURITIES, LLC|4904
UL|UNILEVER PLC AMER|XSTM|NATIONAL FINANCIAL SERVICES LLC|9304
UL|UNILEVER PLC AMER|YKNA|COMHAR CAPITAL MARKETS, LLC|400
UL|UNILEVER PLC AMER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8386
ULBI|ULTRALIFE CORP|APCC|Apex Clearing Corporation|554
ULBI|ULTRALIFE CORP|BATM|CBOE TRADING, INC.|200
ULBI|ULTRALIFE CORP|BAYC|BAY CREST PARTNERS, LLC|518
ULBI|ULTRALIFE CORP|BZYD|GOLDMAN SACHS & CO. LLC|561
ULBI|ULTRALIFE CORP|CHAS|Charles Schwab & Co., Inc.|500
ULBI|ULTRALIFE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6458
ULBI|ULTRALIFE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7674
ULBI|ULTRALIFE CORP|CTDL|Citadel Derivatives Group Llc|122
ULBI|ULTRALIFE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2012
ULBI|ULTRALIFE CORP|DBAB|Deutsche Bank Securities Inc.|5320
ULBI|ULTRALIFE CORP|DBAX|Deutsche Bank Securities Inc.|2200
ULBI|ULTRALIFE CORP|DEGS|RONIN PROFESSIONAL LLC|17162
ULBI|ULTRALIFE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
ULBI|ULTRALIFE CORP|EBXL|EBX LLC|3400
ULBI|ULTRALIFE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
ULBI|ULTRALIFE CORP|EDJO|Edward D. Jones & Co., L.P.|499
ULBI|ULTRALIFE CORP|ETRS|E*Trade Securities LLC|16242
ULBI|ULTRALIFE CORP|FBCO|Credit Suisse Securities (USA) LLC|15880
ULBI|ULTRALIFE CORP|FOMA|TD AMERITRADE CLEARING, INC.|31905
ULBI|ULTRALIFE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
ULBI|ULTRALIFE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|716
ULBI|ULTRALIFE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3961
ULBI|ULTRALIFE CORP|GLPX|ACS EXECUTION SERVICES, LLC|200
ULBI|ULTRALIFE CORP|GSCO|GOLDMAN SACHS & CO. LLC|8523
ULBI|ULTRALIFE CORP|GTSZ|GTS SECURITIES LLC|584
ULBI|ULTRALIFE CORP|IATS|INTERACTIVE BROKERS LLC|260
ULBI|ULTRALIFE CORP|IBKR|Interactive Brokers Llc|55058
ULBI|ULTRALIFE CORP|ICBX|INSTINET, LLC|3450
ULBI|ULTRALIFE CORP|INCA|INSTINET, LLC|9537
ULBI|ULTRALIFE CORP|INJX|INSTINET, LLC|1482
ULBI|ULTRALIFE CORP|ITGI|ITG Inc.|13883
ULBI|ULTRALIFE CORP|ITGP|ITG INC.|3200
ULBI|ULTRALIFE CORP|JEFF|JEFFERIES LLC|2551
ULBI|ULTRALIFE CORP|JPMX|J.P. Morgan Securities LLC|19974
ULBI|ULTRALIFE CORP|KCGM|VIRTU Americas LLC|400
ULBI|ULTRALIFE CORP|LEHM|Barclays Capital Inc./Le|3691
ULBI|ULTRALIFE CORP|LIME|Lime Brokerage LLC|12586
ULBI|ULTRALIFE CORP|MBTS|ALLY INVEST SECURITIES LLC|650
ULBI|ULTRALIFE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4937
ULBI|ULTRALIFE CORP|MSCO|MORGAN STANLEY & CO. LLC|56020
ULBI|ULTRALIFE CORP|MSPL|MORGAN STANLEY & CO. LLC|9200
ULBI|ULTRALIFE CORP|NFSC|National Financial Services LLC|58067
ULBI|ULTRALIFE CORP|NITE|VIRTU Americas LLC|105192
ULBI|ULTRALIFE CORP|NQRB|Brut, LLC|300
ULBI|ULTRALIFE CORP|PDQM|CODA MARKETS, INC.|200
ULBI|ULTRALIFE CORP|PHLY|NASDAQ Execution Services, LLC|800
ULBI|ULTRALIFE CORP|RAJA|Raymond James & Associates, Inc.|640
ULBI|ULTRALIFE CORP|RBCM|RBC CAPITAL MARKETS, LLC|720
ULBI|ULTRALIFE CORP|SBSH|Citigroup Global Markets Inc.|682
ULBI|ULTRALIFE CORP|SGMT|GOLDMAN SACHS & CO. LLC|2192
ULBI|ULTRALIFE CORP|SPDR|SPEEDROUTE LLC|800
ULBI|ULTRALIFE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1550
ULBI|ULTRALIFE CORP|SWIM|TD Ameritrade, Inc.|9900
ULBI|ULTRALIFE CORP|TKNG|ALLY INVEST SECURITIES LLC|600
ULBI|ULTRALIFE CORP|TRBT|Tradebot Systems, Inc.|979
ULBI|ULTRALIFE CORP|TRCM|TRC MARKETS LLC|24650
ULBI|ULTRALIFE CORP|UBSA|UBS SECURITIES LLC|24210
ULBI|ULTRALIFE CORP|UBSS|UBS Securities LLC|39679
ULBI|ULTRALIFE CORP|VALX|VIRTU AMERICAS LLC|221
ULBI|ULTRALIFE CORP|VGRD|Vanguard Marketing Corporation|36
ULBI|ULTRALIFE CORP|WCHV|WELLS FARGO SECURITIES, LLC|17347
ULBI|ULTRALIFE CORP|WEED|Weeden & Co.L.P.|662
ULBI|ULTRALIFE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|238
ULBI|ULTRALIFE CORP|WSEA|WOLVERINE SECURITIES, LLC|1576
ULBI|ULTRALIFE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
ULBI|ULTRALIFE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1153
ULBR|VELOCITYSHS LG LIBOR|CANT|Cantor Fitzgerald & Co.|15000
ULBR|VELOCITYSHS LG LIBOR|ETRS|E*Trade Securities LLC|2000
ULBR|VELOCITYSHS LG LIBOR|IBKR|Interactive Brokers Llc|270
ULBR|VELOCITYSHS LG LIBOR|NFSC|National Financial Services LLC|697
ULBR|VELOCITYSHS LG LIBOR|NITE|VIRTU Americas LLC|2520
ULBR|VELOCITYSHS LG LIBOR|RBCM|RBC CAPITAL MARKETS, LLC|300
ULBR|VELOCITYSHS LG LIBOR|SBSH|Citigroup Global Markets Inc.|15000
ULBR|VELOCITYSHS LG LIBOR|SWIM|TD Ameritrade, Inc.|100
ULBR|VELOCITYSHS LG LIBOR|TKNG|ALLY INVEST SECURITIES LLC|120
ULE|PROSHARES ULTRA EURO|APCC|Apex Clearing Corporation|50
ULE|PROSHARES ULTRA EURO|BATM|CBOE TRADING, INC.|200
ULE|PROSHARES ULTRA EURO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
ULE|PROSHARES ULTRA EURO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4093
ULE|PROSHARES ULTRA EURO|DBAX|Deutsche Bank Securities Inc.|500
ULE|PROSHARES ULTRA EURO|EGXM|CBOE TRADING, INC.|1100
ULE|PROSHARES ULTRA EURO|ETRS|E*Trade Securities LLC|13760
ULE|PROSHARES ULTRA EURO|FILL|Tradestation Securities, Inc.|665
ULE|PROSHARES ULTRA EURO|FLTU|FLOW TRADERS US LLC|1200
ULE|PROSHARES ULTRA EURO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|943
ULE|PROSHARES ULTRA EURO|FTBR|Foliofn Investments, Inc.|16
ULE|PROSHARES ULTRA EURO|GLIS|TD Securities Inc|300
ULE|PROSHARES ULTRA EURO|IATS|INTERACTIVE BROKERS LLC|20
ULE|PROSHARES ULTRA EURO|IBKR|Interactive Brokers Llc|33635
ULE|PROSHARES ULTRA EURO|ICBX|INSTINET, LLC|4964
ULE|PROSHARES ULTRA EURO|INCA|INSTINET, LLC|500
ULE|PROSHARES ULTRA EURO|ITGP|ITG INC.|1800
ULE|PROSHARES ULTRA EURO|JSJX|JANE STREET CAPITAL LLC|63161
ULE|PROSHARES ULTRA EURO|KCGM|VIRTU Americas LLC|580
ULE|PROSHARES ULTRA EURO|LEHM|Barclays Capital Inc./Le|2000
ULE|PROSHARES ULTRA EURO|LIME|Lime Brokerage LLC|818
ULE|PROSHARES ULTRA EURO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1340
ULE|PROSHARES ULTRA EURO|MSCO|MORGAN STANLEY & CO. LLC|9750
ULE|PROSHARES ULTRA EURO|MSPL|MORGAN STANLEY & CO. LLC|10300
ULE|PROSHARES ULTRA EURO|NFSC|National Financial Services LLC|19680
ULE|PROSHARES ULTRA EURO|NITE|VIRTU Americas LLC|22239
ULE|PROSHARES ULTRA EURO|SBSH|Citigroup Global Markets Inc.|1200
ULE|PROSHARES ULTRA EURO|SGMT|GOLDMAN SACHS & CO. LLC|1300
ULE|PROSHARES ULTRA EURO|SWIM|TD Ameritrade, Inc.|5868
ULE|PROSHARES ULTRA EURO|TKNG|ALLY INVEST SECURITIES LLC|105
ULE|PROSHARES ULTRA EURO|UBSA|UBS SECURITIES LLC|4310
ULE|PROSHARES ULTRA EURO|UBSS|UBS Securities LLC|2512
ULE|PROSHARES ULTRA EURO|VGRD|Vanguard Marketing Corporation|1498
ULE|PROSHARES ULTRA EURO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|632
ULE|PROSHARES ULTRA EURO|WGIF|CIBC World Markets Inc.|1100
ULE|PROSHARES ULTRA EURO|WSEA|WOLVERINE SECURITIES, LLC|2
ULH|UNIVERSAL LOGIS HLDG|APCC|Apex Clearing Corporation|8
ULH|UNIVERSAL LOGIS HLDG|BERN|Sanford C. Bernstein & Co., LLC|3998
ULH|UNIVERSAL LOGIS HLDG|BLKX|INSTINET, LLC|21800
ULH|UNIVERSAL LOGIS HLDG|BMOC|BMO Capital Markets Corp.|1331
ULH|UNIVERSAL LOGIS HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|429
ULH|UNIVERSAL LOGIS HLDG|BTIG|BTIG, LLC|297
ULH|UNIVERSAL LOGIS HLDG|BZYD|GOLDMAN SACHS & CO. LLC|1997
ULH|UNIVERSAL LOGIS HLDG|CHAS|Charles Schwab & Co., Inc.|5000
ULH|UNIVERSAL LOGIS HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10692
ULH|UNIVERSAL LOGIS HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|402
ULH|UNIVERSAL LOGIS HLDG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|487
ULH|UNIVERSAL LOGIS HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2340
ULH|UNIVERSAL LOGIS HLDG|CTDL|Citadel Derivatives Group Llc|753
ULH|UNIVERSAL LOGIS HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|1780
ULH|UNIVERSAL LOGIS HLDG|DBAB|Deutsche Bank Securities Inc.|16269
ULH|UNIVERSAL LOGIS HLDG|DBAX|Deutsche Bank Securities Inc.|4200
ULH|UNIVERSAL LOGIS HLDG|DEGS|RONIN PROFESSIONAL LLC|1276
ULH|UNIVERSAL LOGIS HLDG|EBXL|EBX LLC|6300
ULH|UNIVERSAL LOGIS HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
ULH|UNIVERSAL LOGIS HLDG|EGMT|EG MARKET TECHNOLOGIES LLC|100
ULH|UNIVERSAL LOGIS HLDG|ETBE|Electronic Transaction Clearing, Inc.|5632
ULH|UNIVERSAL LOGIS HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2833
ULH|UNIVERSAL LOGIS HLDG|ETRS|E*Trade Securities LLC|55
ULH|UNIVERSAL LOGIS HLDG|FBCO|Credit Suisse Securities (USA) LLC|51448
ULH|UNIVERSAL LOGIS HLDG|FOMA|TD AMERITRADE CLEARING, INC.|3327
ULH|UNIVERSAL LOGIS HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1252
ULH|UNIVERSAL LOGIS HLDG|FTBR|Foliofn Investments, Inc.|774
ULH|UNIVERSAL LOGIS HLDG|GEBB|GLOBAL EXECUTION BROKERS, LP|2286
ULH|UNIVERSAL LOGIS HLDG|GSCO|GOLDMAN SACHS & CO. LLC|99504
ULH|UNIVERSAL LOGIS HLDG|GSCS|GOLDMAN SACHS & CO. LLC|4901
ULH|UNIVERSAL LOGIS HLDG|GSLT|GOLDMAN SACHS & CO. LLC|1243
ULH|UNIVERSAL LOGIS HLDG|GTSZ|GTS SECURITIES LLC|13372
ULH|UNIVERSAL LOGIS HLDG|IBKR|Interactive Brokers Llc|14811
ULH|UNIVERSAL LOGIS HLDG|ICBX|INSTINET, LLC|1400
ULH|UNIVERSAL LOGIS HLDG|IEQY|CITADEL SECURITIES LLC|1714
ULH|UNIVERSAL LOGIS HLDG|INCA|INSTINET, LLC|54136
ULH|UNIVERSAL LOGIS HLDG|INJX|INSTINET, LLC|4725
ULH|UNIVERSAL LOGIS HLDG|ITGI|ITG Inc.|10654
ULH|UNIVERSAL LOGIS HLDG|ITGP|ITG INC.|41800
ULH|UNIVERSAL LOGIS HLDG|JEFF|JEFFERIES LLC|10753
ULH|UNIVERSAL LOGIS HLDG|JONE|JonesTrading|152
ULH|UNIVERSAL LOGIS HLDG|JPMX|J.P. Morgan Securities LLC|9011
ULH|UNIVERSAL LOGIS HLDG|KCGM|VIRTU Americas LLC|2466
ULH|UNIVERSAL LOGIS HLDG|KEYB|KEYBANC CAPITAL MARKETS INC.|5400
ULH|UNIVERSAL LOGIS HLDG|LEHM|Barclays Capital Inc./Le|58847
ULH|UNIVERSAL LOGIS HLDG|LIME|Lime Brokerage LLC|62411
ULH|UNIVERSAL LOGIS HLDG|LMGP|LIME BROKERAGE LLC|9600
ULH|UNIVERSAL LOGIS HLDG|LMNX|LUMINEX TRADING & ANALYTICS LLC|154018
ULH|UNIVERSAL LOGIS HLDG|MAXM|Maxim Group LLC|466
ULH|UNIVERSAL LOGIS HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13438
ULH|UNIVERSAL LOGIS HLDG|MSCO|MORGAN STANLEY & CO. LLC|146364
ULH|UNIVERSAL LOGIS HLDG|MSPL|MORGAN STANLEY & CO. LLC|2900
ULH|UNIVERSAL LOGIS HLDG|MSTX|MORGAN STANLEY & CO. LLC|400
ULH|UNIVERSAL LOGIS HLDG|NFSC|National Financial Services LLC|20450
ULH|UNIVERSAL LOGIS HLDG|NITE|VIRTU Americas LLC|22173
ULH|UNIVERSAL LOGIS HLDG|NITP|VIRTU Americas LLC|300
ULH|UNIVERSAL LOGIS HLDG|OPCO|Oppenheimer & Co. Inc.|665
ULH|UNIVERSAL LOGIS HLDG|PDQM|CODA MARKETS, INC.|100
ULH|UNIVERSAL LOGIS HLDG|SBSH|Citigroup Global Markets Inc.|84159
ULH|UNIVERSAL LOGIS HLDG|SGMT|GOLDMAN SACHS & CO. LLC|23048
ULH|UNIVERSAL LOGIS HLDG|SPDR|SPEEDROUTE LLC|2150
ULH|UNIVERSAL LOGIS HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|200
ULH|UNIVERSAL LOGIS HLDG|SWIM|TD Ameritrade, Inc.|1248
ULH|UNIVERSAL LOGIS HLDG|SWST|Hilltop Securities Inc.|200
ULH|UNIVERSAL LOGIS HLDG|TKNG|ALLY INVEST SECURITIES LLC|441
ULH|UNIVERSAL LOGIS HLDG|TRBT|Tradebot Systems, Inc.|2250
ULH|UNIVERSAL LOGIS HLDG|TRCM|TRC MARKETS LLC|59591
ULH|UNIVERSAL LOGIS HLDG|UBSA|UBS SECURITIES LLC|23851
ULH|UNIVERSAL LOGIS HLDG|UBSS|UBS Securities LLC|60196
ULH|UNIVERSAL LOGIS HLDG|VALX|VIRTU AMERICAS LLC|398
ULH|UNIVERSAL LOGIS HLDG|VGRD|Vanguard Marketing Corporation|1371
ULH|UNIVERSAL LOGIS HLDG|WCHV|WELLS FARGO SECURITIES, LLC|4476
ULH|UNIVERSAL LOGIS HLDG|WSEA|WOLVERINE SECURITIES, LLC|391
ULH|UNIVERSAL LOGIS HLDG|XIST|INSTINET, LLC|2420
ULH|UNIVERSAL LOGIS HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|5320
ULST|SPDR ULST BOND ETF|APCC|Apex Clearing Corporation|38
ULST|SPDR ULST BOND ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1300
ULST|SPDR ULST BOND ETF|CANT|Cantor Fitzgerald & Co.|3640
ULST|SPDR ULST BOND ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
ULST|SPDR ULST BOND ETF|DBAX|Deutsche Bank Securities Inc.|100
ULST|SPDR ULST BOND ETF|DEAN|MORGAN STANLEY|2257
ULST|SPDR ULST BOND ETF|ETRS|E*Trade Securities LLC|6
ULST|SPDR ULST BOND ETF|FINX|FINTECH SECURITIES|1215
ULST|SPDR ULST BOND ETF|FTBR|Foliofn Investments, Inc.|22132
ULST|SPDR ULST BOND ETF|IBKR|Interactive Brokers Llc|7
ULST|SPDR ULST BOND ETF|JPMX|J.P. Morgan Securities LLC|200
ULST|SPDR ULST BOND ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|11020
ULST|SPDR ULST BOND ETF|JSJX|JANE STREET CAPITAL LLC|73974
ULST|SPDR ULST BOND ETF|KCGM|VIRTU Americas LLC|95
ULST|SPDR ULST BOND ETF|LEHM|Barclays Capital Inc./Le|400
ULST|SPDR ULST BOND ETF|LIME|Lime Brokerage LLC|1775
ULST|SPDR ULST BOND ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ULST|SPDR ULST BOND ETF|MOTF|MOTIF INVESTING, INC.|1
ULST|SPDR ULST BOND ETF|MSCO|MORGAN STANLEY & CO. LLC|7256
ULST|SPDR ULST BOND ETF|NFSC|National Financial Services LLC|28451
ULST|SPDR ULST BOND ETF|NITE|VIRTU Americas LLC|232423
ULST|SPDR ULST BOND ETF|PDQM|CODA MARKETS, INC.|7738
ULST|SPDR ULST BOND ETF|RBCM|RBC CAPITAL MARKETS, LLC|4151
ULST|SPDR ULST BOND ETF|SBSH|Citigroup Global Markets Inc.|1300
ULST|SPDR ULST BOND ETF|SGMT|GOLDMAN SACHS & CO. LLC|100
ULST|SPDR ULST BOND ETF|SWIM|TD Ameritrade, Inc.|200
ULST|SPDR ULST BOND ETF|SWST|Hilltop Securities Inc.|200
ULST|SPDR ULST BOND ETF|UBSA|UBS SECURITIES LLC|1400
ULST|SPDR ULST BOND ETF|UBSS|UBS Securities LLC|3170
ULST|SPDR ULST BOND ETF|WCHV|WELLS FARGO SECURITIES, LLC|124
ULST|SPDR ULST BOND ETF|WSEA|WOLVERINE SECURITIES, LLC|3
ULST|SPDR ULST BOND ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ULST|SPDR ULST BOND ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1225
ULTA|ULTA BEAUTY, INC.|ABLE|NATIXIS Securities Americas LLC|70877
ULTA|ULTA BEAUTY, INC.|AGIS|Aegis Capital Corp.|1183
ULTA|ULTA BEAUTY, INC.|ALTX|Alternet Securities Inc.|5844
ULTA|ULTA BEAUTY, INC.|ANOS|ABEL/NOSER, L.L.C.|2190
ULTA|ULTA BEAUTY, INC.|APCC|Apex Clearing Corporation|5301
ULTA|ULTA BEAUTY, INC.|BANK|Primevest Financial Services, Inc.|114
ULTA|ULTA BEAUTY, INC.|BARD|Robert W. Baird & Co. Incorporated|9460
ULTA|ULTA BEAUTY, INC.|BATM|CBOE TRADING, INC.|22761
ULTA|ULTA BEAUTY, INC.|BAYC|BAY CREST PARTNERS, LLC|3388
ULTA|ULTA BEAUTY, INC.|BAYT|BTIG, LLC|11099
ULTA|ULTA BEAUTY, INC.|BBNT|BB&T SECURITIES, LLC|586
ULTA|ULTA BEAUTY, INC.|BERN|Sanford C. Bernstein & Co., LLC|57129
ULTA|ULTA BEAUTY, INC.|BIMI|Banca IMI Securities Corp.|797
ULTA|ULTA BEAUTY, INC.|BKCM|BNY Mellon Capital Markets LLC|50
ULTA|ULTA BEAUTY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13084
ULTA|ULTA BEAUTY, INC.|BLKX|INSTINET, LLC|21100
ULTA|ULTA BEAUTY, INC.|BMOC|BMO Capital Markets Corp.|70723
ULTA|ULTA BEAUTY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|79774
ULTA|ULTA BEAUTY, INC.|BRGE|Newbridge Securities Corp.|117
ULTA|ULTA BEAUTY, INC.|BTIG|BTIG, LLC|30714
ULTA|ULTA BEAUTY, INC.|BYXM|CBOE TRADING, INC.|6042
ULTA|ULTA BEAUTY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|442
ULTA|ULTA BEAUTY, INC.|CANT|Cantor Fitzgerald & Co.|2738
ULTA|ULTA BEAUTY, INC.|CHAS|Charles Schwab & Co., Inc.|8902
ULTA|ULTA BEAUTY, INC.|CIBP|CIBC World Markets Corp.|2464
ULTA|ULTA BEAUTY, INC.|CICF|Canaccord Genuity Corp.|237
ULTA|ULTA BEAUTY, INC.|CIST|Capital Institutional Services, Inc.|2771
ULTA|ULTA BEAUTY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|140065
ULTA|ULTA BEAUTY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2507
ULTA|ULTA BEAUTY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15876
ULTA|ULTA BEAUTY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|576096
ULTA|ULTA BEAUTY, INC.|CTDL|Citadel Derivatives Group Llc|24790
ULTA|ULTA BEAUTY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|30534
ULTA|ULTA BEAUTY, INC.|DADA|D.A. Davidson & Co.|4252
ULTA|ULTA BEAUTY, INC.|DAWA|Daiwa Capital Markets America Inc.|252
ULTA|ULTA BEAUTY, INC.|DBAB|Deutsche Bank Securities Inc.|929767
ULTA|ULTA BEAUTY, INC.|DBAX|Deutsche Bank Securities Inc.|510600
ULTA|ULTA BEAUTY, INC.|DCHF|Dart Executions, LLC|4113
ULTA|ULTA BEAUTY, INC.|DEAN|MORGAN STANLEY|17630
ULTA|ULTA BEAUTY, INC.|DEGS|RONIN PROFESSIONAL LLC|1622
ULTA|ULTA BEAUTY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30818
ULTA|ULTA BEAUTY, INC.|DRWK|DRW SECURITIES, L.L.C.|11419
ULTA|ULTA BEAUTY, INC.|EBXL|EBX LLC|203400
ULTA|ULTA BEAUTY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7627
ULTA|ULTA BEAUTY, INC.|EDJC|Edward Jones / CDS|294
ULTA|ULTA BEAUTY, INC.|EDJO|Edward D. Jones & Co., L.P.|13120
ULTA|ULTA BEAUTY, INC.|EGAM|CBOE TRADING, INC.|21219
ULTA|ULTA BEAUTY, INC.|EGAW|CBOE TRADING, INC.|744
ULTA|ULTA BEAUTY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2422
ULTA|ULTA BEAUTY, INC.|EGXM|CBOE TRADING, INC.|3538
ULTA|ULTA BEAUTY, INC.|EGXW|CBOE TRADING, INC.|120
ULTA|ULTA BEAUTY, INC.|ESPO|ESPOSITO SECURITIES, LLC|2
ULTA|ULTA BEAUTY, INC.|ETBE|Electronic Transaction Clearing, Inc.|91556
ULTA|ULTA BEAUTY, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|4
ULTA|ULTA BEAUTY, INC.|ETCC|Electronic Transaction Clearing, Inc.|1648
ULTA|ULTA BEAUTY, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3932
ULTA|ULTA BEAUTY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|159593
ULTA|ULTA BEAUTY, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2006
ULTA|ULTA BEAUTY, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|191162
ULTA|ULTA BEAUTY, INC.|ETRS|E*Trade Securities LLC|303344
ULTA|ULTA BEAUTY, INC.|FBCO|Credit Suisse Securities (USA) LLC|808166
ULTA|ULTA BEAUTY, INC.|FBSB|U.S. Bancorp Investments, Inc.|120
ULTA|ULTA BEAUTY, INC.|FILL|Tradestation Securities, Inc.|19157
ULTA|ULTA BEAUTY, INC.|FINX|FINTECH SECURITIES|65
ULTA|ULTA BEAUTY, INC.|FMAF|NBCN Inc./ CDS|1557
ULTA|ULTA BEAUTY, INC.|FMCO|First Manhattan Co|100
ULTA|ULTA BEAUTY, INC.|FOMA|TD AMERITRADE CLEARING, INC.|579044
ULTA|ULTA BEAUTY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|37923
ULTA|ULTA BEAUTY, INC.|FQLS|Quantlab Securities LP|441368
ULTA|ULTA BEAUTY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58723
ULTA|ULTA BEAUTY, INC.|FTBR|Foliofn Investments, Inc.|4564
ULTA|ULTA BEAUTY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|25008
ULTA|ULTA BEAUTY, INC.|GELP|RBC CAPITAL MARKETS, LLC|1830
ULTA|ULTA BEAUTY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|150609
ULTA|ULTA BEAUTY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1141758
ULTA|ULTA BEAUTY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|17339
ULTA|ULTA BEAUTY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|19235
ULTA|ULTA BEAUTY, INC.|GTSZ|GTS SECURITIES LLC|335606
ULTA|ULTA BEAUTY, INC.|HAPX|HAP Trading, LLC|100
ULTA|ULTA BEAUTY, INC.|HRBF|American Enterprise Investment Services Inc.|11044
ULTA|ULTA BEAUTY, INC.|HSBC|HSBC Securities, Inc.|22198
ULTA|ULTA BEAUTY, INC.|IATS|INTERACTIVE BROKERS LLC|38631
ULTA|ULTA BEAUTY, INC.|IBKR|Interactive Brokers Llc|183552
ULTA|ULTA BEAUTY, INC.|IBSJ|Integrity Brokerage Services, Inc.|410
ULTA|ULTA BEAUTY, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3091
ULTA|ULTA BEAUTY, INC.|ICBX|INSTINET, LLC|60895
ULTA|ULTA BEAUTY, INC.|IEQY|CITADEL SECURITIES LLC|244833
ULTA|ULTA BEAUTY, INC.|INCA|INSTINET, LLC|714830
ULTA|ULTA BEAUTY, INC.|INJX|INSTINET, LLC|106870
ULTA|ULTA BEAUTY, INC.|INTL|INTL FCSTONE FINANCIAL INC.|150
ULTA|ULTA BEAUTY, INC.|ITGI|ITG Inc.|43408
ULTA|ULTA BEAUTY, INC.|ITGP|ITG INC.|149200
ULTA|ULTA BEAUTY, INC.|JANY|Janney Montgomery Scott Inc.|7775
ULTA|ULTA BEAUTY, INC.|JEFF|JEFFERIES LLC|346502
ULTA|ULTA BEAUTY, INC.|JMPT|JUMP TRADING, LLC|165061
ULTA|ULTA BEAUTY, INC.|JONE|JonesTrading|21
ULTA|ULTA BEAUTY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|149642
ULTA|ULTA BEAUTY, INC.|JPMX|J.P. Morgan Securities LLC|442184
ULTA|ULTA BEAUTY, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|1600
ULTA|ULTA BEAUTY, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
ULTA|ULTA BEAUTY, INC.|JSJX|JANE STREET CAPITAL LLC|66228
ULTA|ULTA BEAUTY, INC.|JUTA|JUMP TRADING, LLC|722
ULTA|ULTA BEAUTY, INC.|KCGM|VIRTU Americas LLC|51995
ULTA|ULTA BEAUTY, INC.|LEER|LEERINK PARTNERS LLC|241
ULTA|ULTA BEAUTY, INC.|LEHM|Barclays Capital Inc./Le|1519658
ULTA|ULTA BEAUTY, INC.|LIME|Lime Brokerage LLC|248453
ULTA|ULTA BEAUTY, INC.|LIWD|LIME BROKERAGE LLC|169
ULTA|ULTA BEAUTY, INC.|LMGP|LIME BROKERAGE LLC|2490
ULTA|ULTA BEAUTY, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|29600
ULTA|ULTA BEAUTY, INC.|LOOP|Loop Capital Markets LLC|274
ULTA|ULTA BEAUTY, INC.|LQNA|LIQUIDNET, INC.|27000
ULTA|ULTA BEAUTY, INC.|LSCI|Lek Securities Corporation|478
ULTA|ULTA BEAUTY, INC.|MACC|Mid Atlantic Capital Corporation|406
ULTA|ULTA BEAUTY, INC.|MACQ|Macquarie Capital (USA) Inc.|534
ULTA|ULTA BEAUTY, INC.|MAXM|Maxim Group LLC|1724
ULTA|ULTA BEAUTY, INC.|MBTS|ALLY INVEST SECURITIES LLC|100
ULTA|ULTA BEAUTY, INC.|MCMF|Raymond James Ltd. Cds|10
ULTA|ULTA BEAUTY, INC.|MKMP|MKM Partners LLC|100
ULTA|ULTA BEAUTY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|179634
ULTA|ULTA BEAUTY, INC.|MOTF|MOTIF INVESTING, INC.|41
ULTA|ULTA BEAUTY, INC.|MPSG|E D & F Man Capital Markets Inc.|562
ULTA|ULTA BEAUTY, INC.|MSCO|MORGAN STANLEY & CO. LLC|2622291
ULTA|ULTA BEAUTY, INC.|MSPL|MORGAN STANLEY & CO. LLC|410000
ULTA|ULTA BEAUTY, INC.|MSTX|MORGAN STANLEY & CO. LLC|121200
ULTA|ULTA BEAUTY, INC.|NATL|National Securities Corporation|63
ULTA|ULTA BEAUTY, INC.|NFSC|National Financial Services LLC|270378
ULTA|ULTA BEAUTY, INC.|NITE|VIRTU Americas LLC|699614
ULTA|ULTA BEAUTY, INC.|NITP|VIRTU Americas LLC|3188
ULTA|ULTA BEAUTY, INC.|NMRA|Nomura Securities International, Inc.|3310
ULTA|ULTA BEAUTY, INC.|NQRB|Brut, LLC|15536
ULTA|ULTA BEAUTY, INC.|OHOS|TWO SIGMA SECURITIES, LLC|72246
ULTA|ULTA BEAUTY, INC.|OLDM|OLD MISSION CAPITAL, LLC|1886
ULTA|ULTA BEAUTY, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|4800
ULTA|ULTA BEAUTY, INC.|OPCO|Oppenheimer & Co. Inc.|35750
ULTA|ULTA BEAUTY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|707
ULTA|ULTA BEAUTY, INC.|PDQM|CODA MARKETS, INC.|317244
ULTA|ULTA BEAUTY, INC.|PHLY|NASDAQ Execution Services, LLC|4600
ULTA|ULTA BEAUTY, INC.|PICT|Pictet Overseas Inc.|200
ULTA|ULTA BEAUTY, INC.|PIPR|Piper Jaffray & Co.|14995
ULTA|ULTA BEAUTY, INC.|PWJC|UBS Financial Services, Inc.|137
ULTA|ULTA BEAUTY, INC.|RAJA|Raymond James & Associates, Inc.|3375
ULTA|ULTA BEAUTY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2672
ULTA|ULTA BEAUTY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|72
ULTA|ULTA BEAUTY, INC.|SAGL|SAGETRADER, LLC|68962
ULTA|ULTA BEAUTY, INC.|SAGW|SAGETRADER, LLC|410
ULTA|ULTA BEAUTY, INC.|SALI|INTL FCSTONE FINANCIAL INC.|345
ULTA|ULTA BEAUTY, INC.|SBSH|Citigroup Global Markets Inc.|507517
ULTA|ULTA BEAUTY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|182556
ULTA|ULTA BEAUTY, INC.|SJLS|TRADE INFORMATICS LLC|1200
ULTA|ULTA BEAUTY, INC.|SOGO|Wang Investment Associates, Inc.|200
ULTA|ULTA BEAUTY, INC.|SPDR|SPEEDROUTE LLC|19948
ULTA|ULTA BEAUTY, INC.|SPHN|Stephens Inc.|1690
ULTA|ULTA BEAUTY, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1400
ULTA|ULTA BEAUTY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4049
ULTA|ULTA BEAUTY, INC.|STKP|STOCKPILE INVESTMENTS, INC.|96
ULTA|ULTA BEAUTY, INC.|STRS|STRATEGAS RESEARCH PARTNERS|1500
ULTA|ULTA BEAUTY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
ULTA|ULTA BEAUTY, INC.|SWIM|TD Ameritrade, Inc.|268187
ULTA|ULTA BEAUTY, INC.|SWST|Hilltop Securities Inc.|480
ULTA|ULTA BEAUTY, INC.|TAGC|TELSEY ADVISORY GROUP LLC|200
ULTA|ULTA BEAUTY, INC.|TKNG|ALLY INVEST SECURITIES LLC|10004
ULTA|ULTA BEAUTY, INC.|TONC|CUTTONE & CO., LLC|220
ULTA|ULTA BEAUTY, INC.|TRBT|Tradebot Systems, Inc.|223224
ULTA|ULTA BEAUTY, INC.|TRCM|TRC MARKETS LLC|81778
ULTA|ULTA BEAUTY, INC.|TTUC|CUTTONE & CO., INC.|2854
ULTA|ULTA BEAUTY, INC.|TWTT|TASTYWORKS, INC.|672
ULTA|ULTA BEAUTY, INC.|UBSA|UBS SECURITIES LLC|768205
ULTA|ULTA BEAUTY, INC.|UBSS|UBS Securities LLC|1658049
ULTA|ULTA BEAUTY, INC.|VALX|VIRTU AMERICAS LLC|16661
ULTA|ULTA BEAUTY, INC.|VGRD|Vanguard Marketing Corporation|22256
ULTA|ULTA BEAUTY, INC.|VNDM|Wall Street Access|14000
ULTA|ULTA BEAUTY, INC.|WABR|Wall Street Access|2100
ULTA|ULTA BEAUTY, INC.|WBET|Wallachbeth Capital LLC|4954
ULTA|ULTA BEAUTY, INC.|WBLR|WILLIAM BLAIR|16323
ULTA|ULTA BEAUTY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|17132
ULTA|ULTA BEAUTY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|132661
ULTA|ULTA BEAUTY, INC.|WDNX|WEEDEN & CO.L.P.|438
ULTA|ULTA BEAUTY, INC.|WEDB|WEDBUSH SECURITIES INC.|40014
ULTA|ULTA BEAUTY, INC.|WEED|Weeden & Co.L.P.|3393
ULTA|ULTA BEAUTY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31841
ULTA|ULTA BEAUTY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52781
ULTA|ULTA BEAUTY, INC.|WGIF|CIBC World Markets Inc.|2468
ULTA|ULTA BEAUTY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|215
ULTA|ULTA BEAUTY, INC.|WSAG|WALL STREET ACCESS|781
ULTA|ULTA BEAUTY, INC.|WSEA|WOLVERINE SECURITIES, LLC|10131
ULTA|ULTA BEAUTY, INC.|XIST|INSTINET, LLC|56066
ULTA|ULTA BEAUTY, INC.|XPQR|Jump Trading|400
ULTA|ULTA BEAUTY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|113032
ULTA|ULTA BEAUTY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|50096
ULTA|ULTA BEAUTY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4484
ULTI|ULTIMATE SOFTWARE ##|ADAM|CANACCORD GENUITY INC.|400
ULTI|ULTIMATE SOFTWARE ##|ALTX|Alternet Securities Inc.|1425
ULTI|ULTIMATE SOFTWARE ##|ANOS|ABEL/NOSER, L.L.C.|71
ULTI|ULTIMATE SOFTWARE ##|APCC|Apex Clearing Corporation|88
ULTI|ULTIMATE SOFTWARE ##|BARD|Robert W. Baird & Co. Incorporated|1331
ULTI|ULTIMATE SOFTWARE ##|BATM|CBOE TRADING, INC.|2413
ULTI|ULTIMATE SOFTWARE ##|BBNT|BB&T SECURITIES, LLC|565
ULTI|ULTIMATE SOFTWARE ##|BERN|Sanford C. Bernstein & Co., LLC|33643
ULTI|ULTIMATE SOFTWARE ##|BIDS|BIDS TRADING L.P.|100
ULTI|ULTIMATE SOFTWARE ##|BIMI|Banca IMI Securities Corp.|21
ULTI|ULTIMATE SOFTWARE ##|BKCM|BNY Mellon Capital Markets LLC|5934
ULTI|ULTIMATE SOFTWARE ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|596
ULTI|ULTIMATE SOFTWARE ##|BMOC|BMO Capital Markets Corp.|1626
ULTI|ULTIMATE SOFTWARE ##|BNPX|BNP PARIBAS SECURITIES CORP.|25823
ULTI|ULTIMATE SOFTWARE ##|BRVL|BLAYLOCK VAN, LLC|700
ULTI|ULTIMATE SOFTWARE ##|BTIG|BTIG, LLC|6759
ULTI|ULTIMATE SOFTWARE ##|BYXM|CBOE TRADING, INC.|1316
ULTI|ULTIMATE SOFTWARE ##|CANT|Cantor Fitzgerald & Co.|937
ULTI|ULTIMATE SOFTWARE ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|97600
ULTI|ULTIMATE SOFTWARE ##|CHAS|Charles Schwab & Co., Inc.|1619
ULTI|ULTIMATE SOFTWARE ##|CHLM|Craig-Hallum Capital Group LLC|1591
ULTI|ULTIMATE SOFTWARE ##|CIST|Capital Institutional Services, Inc.|1199
ULTI|ULTIMATE SOFTWARE ##|CNFR|Cowen Prime Services LLC|500
ULTI|ULTIMATE SOFTWARE ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13445
ULTI|ULTIMATE SOFTWARE ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2115
ULTI|ULTIMATE SOFTWARE ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1083
ULTI|ULTIMATE SOFTWARE ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94423
ULTI|ULTIMATE SOFTWARE ##|CTDL|Citadel Derivatives Group Llc|6778
ULTI|ULTIMATE SOFTWARE ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|6760
ULTI|ULTIMATE SOFTWARE ##|DADA|D.A. Davidson & Co.|268
ULTI|ULTIMATE SOFTWARE ##|DAWA|Daiwa Capital Markets America Inc.|200
ULTI|ULTIMATE SOFTWARE ##|DBAB|Deutsche Bank Securities Inc.|352113
ULTI|ULTIMATE SOFTWARE ##|DBAX|Deutsche Bank Securities Inc.|101500
ULTI|ULTIMATE SOFTWARE ##|DBUL|Deutsche Bank Securities Inc.|900
ULTI|ULTIMATE SOFTWARE ##|DCHF|Dart Executions, LLC|100
ULTI|ULTIMATE SOFTWARE ##|DEAN|MORGAN STANLEY|1458
ULTI|ULTIMATE SOFTWARE ##|DEGS|RONIN PROFESSIONAL LLC|200
ULTI|ULTIMATE SOFTWARE ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1851
ULTI|ULTIMATE SOFTWARE ##|EBXL|EBX LLC|55500
ULTI|ULTIMATE SOFTWARE ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|247
ULTI|ULTIMATE SOFTWARE ##|EDJO|Edward D. Jones & Co., L.P.|180
ULTI|ULTIMATE SOFTWARE ##|EGAM|CBOE TRADING, INC.|3175
ULTI|ULTIMATE SOFTWARE ##|EGAW|CBOE TRADING, INC.|12
ULTI|ULTIMATE SOFTWARE ##|EGMT|EG MARKET TECHNOLOGIES LLC|900
ULTI|ULTIMATE SOFTWARE ##|EGXM|CBOE TRADING, INC.|429
ULTI|ULTIMATE SOFTWARE ##|EGXW|CBOE TRADING, INC.|100
ULTI|ULTIMATE SOFTWARE ##|ETBE|Electronic Transaction Clearing, Inc.|1805
ULTI|ULTIMATE SOFTWARE ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|450
ULTI|ULTIMATE SOFTWARE ##|ETCC|Electronic Transaction Clearing, Inc.|160
ULTI|ULTIMATE SOFTWARE ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1551
ULTI|ULTIMATE SOFTWARE ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24041
ULTI|ULTIMATE SOFTWARE ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|777
ULTI|ULTIMATE SOFTWARE ##|ETRS|E*Trade Securities LLC|14136
ULTI|ULTIMATE SOFTWARE ##|FBCO|Credit Suisse Securities (USA) LLC|134255
ULTI|ULTIMATE SOFTWARE ##|FBSB|U.S. Bancorp Investments, Inc.|5
ULTI|ULTIMATE SOFTWARE ##|FILL|Tradestation Securities, Inc.|566
ULTI|ULTIMATE SOFTWARE ##|FMAF|NBCN Inc./ CDS|266
ULTI|ULTIMATE SOFTWARE ##|FOMA|TD AMERITRADE CLEARING, INC.|24695
ULTI|ULTIMATE SOFTWARE ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7927
ULTI|ULTIMATE SOFTWARE ##|FQLS|Quantlab Securities LP|87017
ULTI|ULTIMATE SOFTWARE ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40022
ULTI|ULTIMATE SOFTWARE ##|FTBR|Foliofn Investments, Inc.|2392
ULTI|ULTIMATE SOFTWARE ##|GEBB|GLOBAL EXECUTION BROKERS, LP|7551
ULTI|ULTIMATE SOFTWARE ##|GLIS|TD Securities Inc|50
ULTI|ULTIMATE SOFTWARE ##|GLPX|ACS EXECUTION SERVICES, LLC|82203
ULTI|ULTIMATE SOFTWARE ##|GSCO|GOLDMAN SACHS & CO. LLC|405500
ULTI|ULTIMATE SOFTWARE ##|GSCS|GOLDMAN SACHS & CO. LLC|1922
ULTI|ULTIMATE SOFTWARE ##|GSLT|GOLDMAN SACHS & CO. LLC|56
ULTI|ULTIMATE SOFTWARE ##|GTSZ|GTS SECURITIES LLC|64701
ULTI|ULTIMATE SOFTWARE ##|HAPX|HAP Trading, LLC|124
ULTI|ULTIMATE SOFTWARE ##|HRBF|American Enterprise Investment Services Inc.|1284
ULTI|ULTIMATE SOFTWARE ##|IATS|INTERACTIVE BROKERS LLC|10130
ULTI|ULTIMATE SOFTWARE ##|IBKR|Interactive Brokers Llc|43936
ULTI|ULTIMATE SOFTWARE ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|87
ULTI|ULTIMATE SOFTWARE ##|ICBX|INSTINET, LLC|12580
ULTI|ULTIMATE SOFTWARE ##|IEQY|CITADEL SECURITIES LLC|47202
ULTI|ULTIMATE SOFTWARE ##|INCA|INSTINET, LLC|114865
ULTI|ULTIMATE SOFTWARE ##|INJX|INSTINET, LLC|10814
ULTI|ULTIMATE SOFTWARE ##|ITGI|ITG Inc.|9803
ULTI|ULTIMATE SOFTWARE ##|ITGP|ITG INC.|36200
ULTI|ULTIMATE SOFTWARE ##|JANY|Janney Montgomery Scott Inc.|134
ULTI|ULTIMATE SOFTWARE ##|JEFF|JEFFERIES LLC|22339
ULTI|ULTIMATE SOFTWARE ##|JMPT|JUMP TRADING, LLC|12920
ULTI|ULTIMATE SOFTWARE ##|JONE|JonesTrading|2400
ULTI|ULTIMATE SOFTWARE ##|JPBX|J.P. MORGAN SECURITIES LLC|12423
ULTI|ULTIMATE SOFTWARE ##|JPMX|J.P. Morgan Securities LLC|275029
ULTI|ULTIMATE SOFTWARE ##|JSJX|JANE STREET CAPITAL LLC|8062
ULTI|ULTIMATE SOFTWARE ##|KCGM|VIRTU Americas LLC|20399
ULTI|ULTIMATE SOFTWARE ##|LEHM|Barclays Capital Inc./Le|214163
ULTI|ULTIMATE SOFTWARE ##|LIME|Lime Brokerage LLC|65616
ULTI|ULTIMATE SOFTWARE ##|LMGP|LIME BROKERAGE LLC|120
ULTI|ULTIMATE SOFTWARE ##|LQNA|LIQUIDNET, INC.|15400
ULTI|ULTIMATE SOFTWARE ##|LSCI|Lek Securities Corporation|200
ULTI|ULTIMATE SOFTWARE ##|MAXM|Maxim Group LLC|23
ULTI|ULTIMATE SOFTWARE ##|MCMF|Raymond James Ltd. Cds|64
ULTI|ULTIMATE SOFTWARE ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21972
ULTI|ULTIMATE SOFTWARE ##|MOTF|MOTIF INVESTING, INC.|41
ULTI|ULTIMATE SOFTWARE ##|MSCO|MORGAN STANLEY & CO. LLC|647759
ULTI|ULTIMATE SOFTWARE ##|MSPL|MORGAN STANLEY & CO. LLC|92300
ULTI|ULTIMATE SOFTWARE ##|MSTX|MORGAN STANLEY & CO. LLC|8800
ULTI|ULTIMATE SOFTWARE ##|NFSC|National Financial Services LLC|31646
ULTI|ULTIMATE SOFTWARE ##|NITE|VIRTU Americas LLC|160854
ULTI|ULTIMATE SOFTWARE ##|NITP|VIRTU Americas LLC|1376
ULTI|ULTIMATE SOFTWARE ##|NQRB|Brut, LLC|1747
ULTI|ULTIMATE SOFTWARE ##|NTRC|Northern Trust Securities, Inc.|57
ULTI|ULTIMATE SOFTWARE ##|OPCO|Oppenheimer & Co. Inc.|3838
ULTI|ULTIMATE SOFTWARE ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|123
ULTI|ULTIMATE SOFTWARE ##|PDQM|CODA MARKETS, INC.|289660
ULTI|ULTIMATE SOFTWARE ##|PHLY|NASDAQ Execution Services, LLC|200
ULTI|ULTIMATE SOFTWARE ##|PIPR|Piper Jaffray & Co.|600
ULTI|ULTIMATE SOFTWARE ##|PWJC|UBS Financial Services, Inc.|15
ULTI|ULTIMATE SOFTWARE ##|RAJA|Raymond James & Associates, Inc.|2600
ULTI|ULTIMATE SOFTWARE ##|RBCM|RBC CAPITAL MARKETS, LLC|2591
ULTI|ULTIMATE SOFTWARE ##|SAGL|SAGETRADER, LLC|25778
ULTI|ULTIMATE SOFTWARE ##|SAGW|SAGETRADER, LLC|181
ULTI|ULTIMATE SOFTWARE ##|SBSH|Citigroup Global Markets Inc.|99847
ULTI|ULTIMATE SOFTWARE ##|SGMT|GOLDMAN SACHS & CO. LLC|36010
ULTI|ULTIMATE SOFTWARE ##|SPDR|SPEEDROUTE LLC|2341
ULTI|ULTIMATE SOFTWARE ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|1097
ULTI|ULTIMATE SOFTWARE ##|STFL|Stifel, Nicolaus & Company, Incorporated|24669
ULTI|ULTIMATE SOFTWARE ##|STKP|STOCKPILE INVESTMENTS, INC.|12
ULTI|ULTIMATE SOFTWARE ##|SWIM|TD Ameritrade, Inc.|6856
ULTI|ULTIMATE SOFTWARE ##|SWST|Hilltop Securities Inc.|377
ULTI|ULTIMATE SOFTWARE ##|TKNG|ALLY INVEST SECURITIES LLC|54
ULTI|ULTIMATE SOFTWARE ##|TONC|CUTTONE & CO., LLC|727
ULTI|ULTIMATE SOFTWARE ##|TRBT|Tradebot Systems, Inc.|54030
ULTI|ULTIMATE SOFTWARE ##|TRCM|TRC MARKETS LLC|13938
ULTI|ULTIMATE SOFTWARE ##|UBSA|UBS SECURITIES LLC|203459
ULTI|ULTIMATE SOFTWARE ##|UBSS|UBS Securities LLC|374655
ULTI|ULTIMATE SOFTWARE ##|VALX|VIRTU AMERICAS LLC|8449
ULTI|ULTIMATE SOFTWARE ##|VGRD|Vanguard Marketing Corporation|3613
ULTI|ULTIMATE SOFTWARE ##|VSIN|Vision Financial Markets Llc|14
ULTI|ULTIMATE SOFTWARE ##|WABR|Wall Street Access|1200
ULTI|ULTIMATE SOFTWARE ##|WBLR|WILLIAM BLAIR|2733
ULTI|ULTIMATE SOFTWARE ##|WBPX|SUMMIT SECURITIES GROUP, LLC|2351
ULTI|ULTIMATE SOFTWARE ##|WCHV|WELLS FARGO SECURITIES, LLC|89706
ULTI|ULTIMATE SOFTWARE ##|WDNX|WEEDEN & CO.L.P.|138
ULTI|ULTIMATE SOFTWARE ##|WEDB|WEDBUSH SECURITIES INC.|66
ULTI|ULTIMATE SOFTWARE ##|WEED|Weeden & Co.L.P.|290
ULTI|ULTIMATE SOFTWARE ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|910
ULTI|ULTIMATE SOFTWARE ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2360
ULTI|ULTIMATE SOFTWARE ##|WGIF|CIBC World Markets Inc.|4
ULTI|ULTIMATE SOFTWARE ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28
ULTI|ULTIMATE SOFTWARE ##|WSEA|WOLVERINE SECURITIES, LLC|734
ULTI|ULTIMATE SOFTWARE ##|XIST|INSTINET, LLC|1138
ULTI|ULTIMATE SOFTWARE ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|7986
ULTI|ULTIMATE SOFTWARE ##|YKNA|COMHAR CAPITAL MARKETS, LLC|45477
ULTI|ULTIMATE SOFTWARE ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4166
ULVM|USAA MSCI USA VALUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1107
ULVM|USAA MSCI USA VALUE|DBAX|Deutsche Bank Securities Inc.|100
ULVM|USAA MSCI USA VALUE|DEAN|MORGAN STANLEY|30
ULVM|USAA MSCI USA VALUE|EBXL|EBX LLC|400
ULVM|USAA MSCI USA VALUE|ETRS|E*Trade Securities LLC|1
ULVM|USAA MSCI USA VALUE|GSCO|GOLDMAN SACHS & CO. LLC|356
ULVM|USAA MSCI USA VALUE|IBKR|Interactive Brokers Llc|100
ULVM|USAA MSCI USA VALUE|ICBX|INSTINET, LLC|100
ULVM|USAA MSCI USA VALUE|JSEB|JANE STREET EXECUTION SERVICES, LLC|10000
ULVM|USAA MSCI USA VALUE|JSJX|JANE STREET CAPITAL LLC|4101
ULVM|USAA MSCI USA VALUE|KCGM|VIRTU Americas LLC|4380
ULVM|USAA MSCI USA VALUE|LEHM|Barclays Capital Inc./Le|1200
ULVM|USAA MSCI USA VALUE|LIME|Lime Brokerage LLC|1194
ULVM|USAA MSCI USA VALUE|MSCO|MORGAN STANLEY & CO. LLC|1410
ULVM|USAA MSCI USA VALUE|MSPL|MORGAN STANLEY & CO. LLC|22200
ULVM|USAA MSCI USA VALUE|NFSC|National Financial Services LLC|10906
ULVM|USAA MSCI USA VALUE|NITE|VIRTU Americas LLC|3904
ULVM|USAA MSCI USA VALUE|SGMT|GOLDMAN SACHS & CO. LLC|500
ULVM|USAA MSCI USA VALUE|SWIM|TD Ameritrade, Inc.|30
ULVM|USAA MSCI USA VALUE|UBSA|UBS SECURITIES LLC|1682
ULVM|USAA MSCI USA VALUE|UBSS|UBS Securities LLC|12202
ULVM|USAA MSCI USA VALUE|WCHV|WELLS FARGO SECURITIES, LLC|57
ULVM|USAA MSCI USA VALUE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
UMBF|UMP FINANCIAL CORP|ALTX|Alternet Securities Inc.|2938
UMBF|UMP FINANCIAL CORP|APCC|Apex Clearing Corporation|36
UMBF|UMP FINANCIAL CORP|BARD|Robert W. Baird & Co. Incorporated|300
UMBF|UMP FINANCIAL CORP|BATM|CBOE TRADING, INC.|778
UMBF|UMP FINANCIAL CORP|BAYC|BAY CREST PARTNERS, LLC|6600
UMBF|UMP FINANCIAL CORP|BERN|Sanford C. Bernstein & Co., LLC|3647
UMBF|UMP FINANCIAL CORP|BIDS|BIDS TRADING L.P.|18900
UMBF|UMP FINANCIAL CORP|BKCM|BNY Mellon Capital Markets LLC|8404
UMBF|UMP FINANCIAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|190
UMBF|UMP FINANCIAL CORP|BLKX|INSTINET, LLC|5200
UMBF|UMP FINANCIAL CORP|BMOC|BMO Capital Markets Corp.|7236
UMBF|UMP FINANCIAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|30864
UMBF|UMP FINANCIAL CORP|BRVL|BLAYLOCK VAN, LLC|400
UMBF|UMP FINANCIAL CORP|BTIG|BTIG, LLC|1279
UMBF|UMP FINANCIAL CORP|BYXM|CBOE TRADING, INC.|400
UMBF|UMP FINANCIAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|1414
UMBF|UMP FINANCIAL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
UMBF|UMP FINANCIAL CORP|CHAS|Charles Schwab & Co., Inc.|140
UMBF|UMP FINANCIAL CORP|CIST|Capital Institutional Services, Inc.|5292
UMBF|UMP FINANCIAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82195
UMBF|UMP FINANCIAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6924
UMBF|UMP FINANCIAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|226
UMBF|UMP FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78811
UMBF|UMP FINANCIAL CORP|CTDL|Citadel Derivatives Group Llc|5721
UMBF|UMP FINANCIAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|17614
UMBF|UMP FINANCIAL CORP|DBAB|Deutsche Bank Securities Inc.|225412
UMBF|UMP FINANCIAL CORP|DBAX|Deutsche Bank Securities Inc.|58600
UMBF|UMP FINANCIAL CORP|DBUL|Deutsche Bank Securities Inc.|26
UMBF|UMP FINANCIAL CORP|DEAN|MORGAN STANLEY|1019
UMBF|UMP FINANCIAL CORP|DEGS|RONIN PROFESSIONAL LLC|555
UMBF|UMP FINANCIAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5047
UMBF|UMP FINANCIAL CORP|EBXL|EBX LLC|77900
UMBF|UMP FINANCIAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2219
UMBF|UMP FINANCIAL CORP|EDJO|Edward D. Jones & Co., L.P.|382
UMBF|UMP FINANCIAL CORP|EGAM|CBOE TRADING, INC.|1052
UMBF|UMP FINANCIAL CORP|EGAW|CBOE TRADING, INC.|2
UMBF|UMP FINANCIAL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|408
UMBF|UMP FINANCIAL CORP|EGXM|CBOE TRADING, INC.|500
UMBF|UMP FINANCIAL CORP|EGXW|CBOE TRADING, INC.|100
UMBF|UMP FINANCIAL CORP|ETBE|Electronic Transaction Clearing, Inc.|312
UMBF|UMP FINANCIAL CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|20
UMBF|UMP FINANCIAL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2004
UMBF|UMP FINANCIAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15637
UMBF|UMP FINANCIAL CORP|ETRS|E*Trade Securities LLC|16
UMBF|UMP FINANCIAL CORP|FBCO|Credit Suisse Securities (USA) LLC|317663
UMBF|UMP FINANCIAL CORP|FBSB|U.S. Bancorp Investments, Inc.|24
UMBF|UMP FINANCIAL CORP|FILL|Tradestation Securities, Inc.|520
UMBF|UMP FINANCIAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|38577
UMBF|UMP FINANCIAL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|203
UMBF|UMP FINANCIAL CORP|FQLS|Quantlab Securities LP|75323
UMBF|UMP FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|42156
UMBF|UMP FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|75
UMBF|UMP FINANCIAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|15996
UMBF|UMP FINANCIAL CORP|GLPX|ACS EXECUTION SERVICES, LLC|7257
UMBF|UMP FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|382863
UMBF|UMP FINANCIAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|4751
UMBF|UMP FINANCIAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|393
UMBF|UMP FINANCIAL CORP|GTSZ|GTS SECURITIES LLC|36733
UMBF|UMP FINANCIAL CORP|HAPX|HAP Trading, LLC|58
UMBF|UMP FINANCIAL CORP|HRBF|American Enterprise Investment Services Inc.|673
UMBF|UMP FINANCIAL CORP|HSBC|HSBC Securities, Inc.|19646
UMBF|UMP FINANCIAL CORP|IATS|INTERACTIVE BROKERS LLC|829
UMBF|UMP FINANCIAL CORP|IBKR|Interactive Brokers Llc|10653
UMBF|UMP FINANCIAL CORP|ICBX|INSTINET, LLC|21000
UMBF|UMP FINANCIAL CORP|IEQY|CITADEL SECURITIES LLC|88998
UMBF|UMP FINANCIAL CORP|INCA|INSTINET, LLC|163377
UMBF|UMP FINANCIAL CORP|INJX|INSTINET, LLC|9263
UMBF|UMP FINANCIAL CORP|ITGI|ITG Inc.|2827
UMBF|UMP FINANCIAL CORP|ITGP|ITG INC.|15000
UMBF|UMP FINANCIAL CORP|JANY|Janney Montgomery Scott Inc.|15
UMBF|UMP FINANCIAL CORP|JEFF|JEFFERIES LLC|43812
UMBF|UMP FINANCIAL CORP|JMPT|JUMP TRADING, LLC|18516
UMBF|UMP FINANCIAL CORP|JONE|JonesTrading|5958
UMBF|UMP FINANCIAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|21198
UMBF|UMP FINANCIAL CORP|JPMX|J.P. Morgan Securities LLC|103675
UMBF|UMP FINANCIAL CORP|JSJX|JANE STREET CAPITAL LLC|6425
UMBF|UMP FINANCIAL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|5600
UMBF|UMP FINANCIAL CORP|KCGM|VIRTU Americas LLC|10423
UMBF|UMP FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|171566
UMBF|UMP FINANCIAL CORP|LIME|Lime Brokerage LLC|123677
UMBF|UMP FINANCIAL CORP|LQNA|LIQUIDNET, INC.|6200
UMBF|UMP FINANCIAL CORP|MAXM|Maxim Group LLC|4606
UMBF|UMP FINANCIAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28800
UMBF|UMP FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|552795
UMBF|UMP FINANCIAL CORP|MSPL|MORGAN STANLEY & CO. LLC|70300
UMBF|UMP FINANCIAL CORP|MSTX|MORGAN STANLEY & CO. LLC|9500
UMBF|UMP FINANCIAL CORP|NFSC|National Financial Services LLC|13005
UMBF|UMP FINANCIAL CORP|NITE|VIRTU Americas LLC|35344
UMBF|UMP FINANCIAL CORP|NITP|VIRTU Americas LLC|400
UMBF|UMP FINANCIAL CORP|NQRB|Brut, LLC|982
UMBF|UMP FINANCIAL CORP|NTRC|Northern Trust Securities, Inc.|649
UMBF|UMP FINANCIAL CORP|OPCO|Oppenheimer & Co. Inc.|100
UMBF|UMP FINANCIAL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|647
UMBF|UMP FINANCIAL CORP|PDQM|CODA MARKETS, INC.|64028
UMBF|UMP FINANCIAL CORP|PWJC|UBS Financial Services, Inc.|100
UMBF|UMP FINANCIAL CORP|RAJA|Raymond James & Associates, Inc.|222
UMBF|UMP FINANCIAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|693
UMBF|UMP FINANCIAL CORP|SAGW|SAGETRADER, LLC|1557
UMBF|UMP FINANCIAL CORP|SBSH|Citigroup Global Markets Inc.|157944
UMBF|UMP FINANCIAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|39852
UMBF|UMP FINANCIAL CORP|SPDR|SPEEDROUTE LLC|15688
UMBF|UMP FINANCIAL CORP|SPTD|MINT GLOBAL MARKETS, INC.|39
UMBF|UMP FINANCIAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|10391
UMBF|UMP FINANCIAL CORP|SWIM|TD Ameritrade, Inc.|200
UMBF|UMP FINANCIAL CORP|TRBT|Tradebot Systems, Inc.|27992
UMBF|UMP FINANCIAL CORP|TRCM|TRC MARKETS LLC|61160
UMBF|UMP FINANCIAL CORP|UBSA|UBS SECURITIES LLC|137963
UMBF|UMP FINANCIAL CORP|UBSS|UBS Securities LLC|314022
UMBF|UMP FINANCIAL CORP|VALX|VIRTU AMERICAS LLC|6167
UMBF|UMP FINANCIAL CORP|VGRD|Vanguard Marketing Corporation|63
UMBF|UMP FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|12264
UMBF|UMP FINANCIAL CORP|WDNX|WEEDEN & CO.L.P.|2330
UMBF|UMP FINANCIAL CORP|WEED|Weeden & Co.L.P.|1814
UMBF|UMP FINANCIAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|102
UMBF|UMP FINANCIAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|460
UMBF|UMP FINANCIAL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|289
UMBF|UMP FINANCIAL CORP|WSEA|WOLVERINE SECURITIES, LLC|52
UMBF|UMP FINANCIAL CORP|XIST|INSTINET, LLC|7150
UMBF|UMP FINANCIAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3094
UMBF|UMP FINANCIAL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2607
UMBF|UMP FINANCIAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
UMC|UNITED MICROELECTRC|ALTX|Alternet Securities Inc.|1400
UMC|UNITED MICROELECTRC|APCC|Apex Clearing Corporation|4273
UMC|UNITED MICROELECTRC|BARD|Robert W. Baird & Co. Incorporated|49
UMC|UNITED MICROELECTRC|BATM|CBOE TRADING, INC.|100
UMC|UNITED MICROELECTRC|BAYC|BAY CREST PARTNERS, LLC|20700
UMC|UNITED MICROELECTRC|BERN|Sanford C. Bernstein & Co., LLC|34017
UMC|UNITED MICROELECTRC|BIDS|BIDS TRADING L.P.|81900
UMC|UNITED MICROELECTRC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23507
UMC|UNITED MICROELECTRC|BLKX|INSTINET, LLC|309559
UMC|UNITED MICROELECTRC|BNPX|BNP PARIBAS SECURITIES CORP.|17703
UMC|UNITED MICROELECTRC|BTIG|BTIG, LLC|68751
UMC|UNITED MICROELECTRC|BZYD|GOLDMAN SACHS & CO. LLC|7775
UMC|UNITED MICROELECTRC|CANT|Cantor Fitzgerald & Co.|2106
UMC|UNITED MICROELECTRC|CHAS|Charles Schwab & Co., Inc.|29336
UMC|UNITED MICROELECTRC|CLSA|CLSA AMERICAS, LLC|1600
UMC|UNITED MICROELECTRC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4050
UMC|UNITED MICROELECTRC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2200
UMC|UNITED MICROELECTRC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|504584
UMC|UNITED MICROELECTRC|CTDL|Citadel Derivatives Group Llc|4920
UMC|UNITED MICROELECTRC|CXCX|CITIGROUP GLOBAL MARKETS INC.|30002
UMC|UNITED MICROELECTRC|DAWA|Daiwa Capital Markets America Inc.|700
UMC|UNITED MICROELECTRC|DBAB|Deutsche Bank Securities Inc.|21619
UMC|UNITED MICROELECTRC|DBAX|Deutsche Bank Securities Inc.|334200
UMC|UNITED MICROELECTRC|DEAN|MORGAN STANLEY|3157
UMC|UNITED MICROELECTRC|DEGS|RONIN PROFESSIONAL LLC|1270
UMC|UNITED MICROELECTRC|EBXL|EBX LLC|311900
UMC|UNITED MICROELECTRC|ECUT|CONVERGEX EXECUTION SOLUTIONS|13181
UMC|UNITED MICROELECTRC|EGAM|CBOE TRADING, INC.|8885
UMC|UNITED MICROELECTRC|EGXM|CBOE TRADING, INC.|6200
UMC|UNITED MICROELECTRC|ETBE|Electronic Transaction Clearing, Inc.|200
UMC|UNITED MICROELECTRC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
UMC|UNITED MICROELECTRC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
UMC|UNITED MICROELECTRC|ETRS|E*Trade Securities LLC|224514
UMC|UNITED MICROELECTRC|FILL|Tradestation Securities, Inc.|425
UMC|UNITED MICROELECTRC|FMAF|NBCN Inc./ CDS|871
UMC|UNITED MICROELECTRC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83129
UMC|UNITED MICROELECTRC|FTBR|Foliofn Investments, Inc.|50550
UMC|UNITED MICROELECTRC|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
UMC|UNITED MICROELECTRC|GLIS|TD Securities Inc|7135
UMC|UNITED MICROELECTRC|GLPX|ACS EXECUTION SERVICES, LLC|115643
UMC|UNITED MICROELECTRC|GSCO|GOLDMAN SACHS & CO. LLC|717034
UMC|UNITED MICROELECTRC|GSCS|GOLDMAN SACHS & CO. LLC|14913
UMC|UNITED MICROELECTRC|GSLT|GOLDMAN SACHS & CO. LLC|15656
UMC|UNITED MICROELECTRC|GTSZ|GTS SECURITIES LLC|15200
UMC|UNITED MICROELECTRC|HRBF|American Enterprise Investment Services Inc.|5250
UMC|UNITED MICROELECTRC|HSBC|HSBC Securities, Inc.|1444076
UMC|UNITED MICROELECTRC|IATS|INTERACTIVE BROKERS LLC|35379
UMC|UNITED MICROELECTRC|IBKR|Interactive Brokers Llc|133278
UMC|UNITED MICROELECTRC|ICBX|INSTINET, LLC|162343
UMC|UNITED MICROELECTRC|INCA|INSTINET, LLC|155657
UMC|UNITED MICROELECTRC|INTL|INTL FCSTONE FINANCIAL INC.|957
UMC|UNITED MICROELECTRC|ITGI|ITG Inc.|158064
UMC|UNITED MICROELECTRC|ITGP|ITG INC.|764600
UMC|UNITED MICROELECTRC|JANY|Janney Montgomery Scott Inc.|728
UMC|UNITED MICROELECTRC|JEFF|JEFFERIES LLC|11693
UMC|UNITED MICROELECTRC|JMPT|JUMP TRADING, LLC|6615
UMC|UNITED MICROELECTRC|JPMX|J.P. Morgan Securities LLC|600999
UMC|UNITED MICROELECTRC|KCGM|VIRTU Americas LLC|81090
UMC|UNITED MICROELECTRC|LEHM|Barclays Capital Inc./Le|639580
UMC|UNITED MICROELECTRC|LIME|Lime Brokerage LLC|5377
UMC|UNITED MICROELECTRC|LQNA|LIQUIDNET, INC.|425700
UMC|UNITED MICROELECTRC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
UMC|UNITED MICROELECTRC|MACQ|Macquarie Capital (USA) Inc.|166300
UMC|UNITED MICROELECTRC|MAXM|Maxim Group LLC|2377
UMC|UNITED MICROELECTRC|MKMP|MKM Partners LLC|34688
UMC|UNITED MICROELECTRC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|692476
UMC|UNITED MICROELECTRC|MOTF|MOTIF INVESTING, INC.|8
UMC|UNITED MICROELECTRC|MSCO|MORGAN STANLEY & CO. LLC|152129
UMC|UNITED MICROELECTRC|MSPL|MORGAN STANLEY & CO. LLC|639900
UMC|UNITED MICROELECTRC|MSTX|MORGAN STANLEY & CO. LLC|33000
UMC|UNITED MICROELECTRC|NFSC|National Financial Services LLC|382910
UMC|UNITED MICROELECTRC|NITE|VIRTU Americas LLC|579682
UMC|UNITED MICROELECTRC|NITP|VIRTU Americas LLC|28050
UMC|UNITED MICROELECTRC|NMRA|Nomura Securities International, Inc.|24326
UMC|UNITED MICROELECTRC|NQRB|Brut, LLC|510
UMC|UNITED MICROELECTRC|NTBF|BMO Nesbitt Burns Inc./CDS|6709
UMC|UNITED MICROELECTRC|NTRC|Northern Trust Securities, Inc.|903
UMC|UNITED MICROELECTRC|OPCO|Oppenheimer & Co. Inc.|6523
UMC|UNITED MICROELECTRC|PCPT|PHILLIP CAPITAL INC.|300
UMC|UNITED MICROELECTRC|PDQM|CODA MARKETS, INC.|34075
UMC|UNITED MICROELECTRC|RBCM|RBC CAPITAL MARKETS, LLC|500
UMC|UNITED MICROELECTRC|SAGL|SAGETRADER, LLC|28400
UMC|UNITED MICROELECTRC|SALI|INTL FCSTONE FINANCIAL INC.|1315
UMC|UNITED MICROELECTRC|SBSH|Citigroup Global Markets Inc.|56644
UMC|UNITED MICROELECTRC|SGMT|GOLDMAN SACHS & CO. LLC|178506
UMC|UNITED MICROELECTRC|SPDR|SPEEDROUTE LLC|1100
UMC|UNITED MICROELECTRC|SPNT|SEVEN POINTS CAPITAL, LLC|22032
UMC|UNITED MICROELECTRC|STFL|Stifel, Nicolaus & Company, Incorporated|4000
UMC|UNITED MICROELECTRC|SWIM|TD Ameritrade, Inc.|22374
UMC|UNITED MICROELECTRC|SWST|Hilltop Securities Inc.|3200
UMC|UNITED MICROELECTRC|TKNG|ALLY INVEST SECURITIES LLC|5871
UMC|UNITED MICROELECTRC|TRBT|Tradebot Systems, Inc.|11713
UMC|UNITED MICROELECTRC|TRCM|TRC MARKETS LLC|1100
UMC|UNITED MICROELECTRC|UBSA|UBS SECURITIES LLC|811181
UMC|UNITED MICROELECTRC|UBSS|UBS Securities LLC|617882
UMC|UNITED MICROELECTRC|VALX|VIRTU AMERICAS LLC|104087
UMC|UNITED MICROELECTRC|VGRD|Vanguard Marketing Corporation|20367
UMC|UNITED MICROELECTRC|WCHV|WELLS FARGO SECURITIES, LLC|132711
UMC|UNITED MICROELECTRC|WEED|Weeden & Co.L.P.|100
UMC|UNITED MICROELECTRC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1983
UMC|UNITED MICROELECTRC|WGIF|CIBC World Markets Inc.|1500
UMC|UNITED MICROELECTRC|WSEA|WOLVERINE SECURITIES, LLC|4241
UMC|UNITED MICROELECTRC|XIST|INSTINET, LLC|1278
UMC|UNITED MICROELECTRC|XSTM|NATIONAL FINANCIAL SERVICES LLC|130860
UMC|UNITED MICROELECTRC|YKNA|COMHAR CAPITAL MARKETS, LLC|209
UMC|UNITED MICROELECTRC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29
UMDD|PROSHARES ULTRAPRO|APCC|Apex Clearing Corporation|36
UMDD|PROSHARES ULTRAPRO|BATM|CBOE TRADING, INC.|90
UMDD|PROSHARES ULTRAPRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|127
UMDD|PROSHARES ULTRAPRO|EBXL|EBX LLC|100
UMDD|PROSHARES ULTRAPRO|ETRS|E*Trade Securities LLC|1328
UMDD|PROSHARES ULTRAPRO|FILL|Tradestation Securities, Inc.|12
UMDD|PROSHARES ULTRAPRO|FTBR|Foliofn Investments, Inc.|27
UMDD|PROSHARES ULTRAPRO|GLIS|TD Securities Inc|145
UMDD|PROSHARES ULTRAPRO|IBKR|Interactive Brokers Llc|196
UMDD|PROSHARES ULTRAPRO|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
UMDD|PROSHARES ULTRAPRO|JSJX|JANE STREET CAPITAL LLC|4664
UMDD|PROSHARES ULTRAPRO|LEHM|Barclays Capital Inc./Le|400
UMDD|PROSHARES ULTRAPRO|LIME|Lime Brokerage LLC|34
UMDD|PROSHARES ULTRAPRO|MOTF|MOTIF INVESTING, INC.|1
UMDD|PROSHARES ULTRAPRO|MSCO|MORGAN STANLEY & CO. LLC|453
UMDD|PROSHARES ULTRAPRO|NFSC|National Financial Services LLC|3727
UMDD|PROSHARES ULTRAPRO|NITE|VIRTU Americas LLC|2922
UMDD|PROSHARES ULTRAPRO|SWIM|TD Ameritrade, Inc.|630
UMDD|PROSHARES ULTRAPRO|TKNG|ALLY INVEST SECURITIES LLC|79
UMDD|PROSHARES ULTRAPRO|UBSA|UBS SECURITIES LLC|887
UMDD|PROSHARES ULTRAPRO|UBSS|UBS Securities LLC|1048
UMDD|PROSHARES ULTRAPRO|VGRD|Vanguard Marketing Corporation|242
UMDD|PROSHARES ULTRAPRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|469
UMDD|PROSHARES ULTRAPRO|WSEA|WOLVERINE SECURITIES, LLC|43
UMH|UMH PROPERTIES, INC.|ALTX|Alternet Securities Inc.|7455
UMH|UMH PROPERTIES, INC.|APCC|Apex Clearing Corporation|496
UMH|UMH PROPERTIES, INC.|BATM|CBOE TRADING, INC.|664
UMH|UMH PROPERTIES, INC.|BAYC|BAY CREST PARTNERS, LLC|15
UMH|UMH PROPERTIES, INC.|BERN|Sanford C. Bernstein & Co., LLC|118343
UMH|UMH PROPERTIES, INC.|BIDS|BIDS TRADING L.P.|1300
UMH|UMH PROPERTIES, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2398
UMH|UMH PROPERTIES, INC.|BLKX|INSTINET, LLC|20000
UMH|UMH PROPERTIES, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4182
UMH|UMH PROPERTIES, INC.|BYXM|CBOE TRADING, INC.|400
UMH|UMH PROPERTIES, INC.|BZYD|GOLDMAN SACHS & CO. LLC|4010
UMH|UMH PROPERTIES, INC.|CHAS|Charles Schwab & Co., Inc.|7
UMH|UMH PROPERTIES, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12713
UMH|UMH PROPERTIES, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|633
UMH|UMH PROPERTIES, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|81629
UMH|UMH PROPERTIES, INC.|CTDL|Citadel Derivatives Group Llc|3895
UMH|UMH PROPERTIES, INC.|CTLR|CUTLER GROUP, LP|452
UMH|UMH PROPERTIES, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|25522
UMH|UMH PROPERTIES, INC.|DADA|D.A. Davidson & Co.|7880
UMH|UMH PROPERTIES, INC.|DBAB|Deutsche Bank Securities Inc.|45530
UMH|UMH PROPERTIES, INC.|DBAX|Deutsche Bank Securities Inc.|68400
UMH|UMH PROPERTIES, INC.|DEAN|MORGAN STANLEY|3217
UMH|UMH PROPERTIES, INC.|DEGS|RONIN PROFESSIONAL LLC|914
UMH|UMH PROPERTIES, INC.|EBXL|EBX LLC|71900
UMH|UMH PROPERTIES, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10
UMH|UMH PROPERTIES, INC.|EDJO|Edward D. Jones & Co., L.P.|106
UMH|UMH PROPERTIES, INC.|EGAM|CBOE TRADING, INC.|3852
UMH|UMH PROPERTIES, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1200
UMH|UMH PROPERTIES, INC.|EGXM|CBOE TRADING, INC.|4805
UMH|UMH PROPERTIES, INC.|ETBE|Electronic Transaction Clearing, Inc.|3805
UMH|UMH PROPERTIES, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2400
UMH|UMH PROPERTIES, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2300
UMH|UMH PROPERTIES, INC.|ETRS|E*Trade Securities LLC|33303
UMH|UMH PROPERTIES, INC.|FILL|Tradestation Securities, Inc.|2100
UMH|UMH PROPERTIES, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2732
UMH|UMH PROPERTIES, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41660
UMH|UMH PROPERTIES, INC.|FTBR|Foliofn Investments, Inc.|605
UMH|UMH PROPERTIES, INC.|GLIS|TD Securities Inc|129
UMH|UMH PROPERTIES, INC.|GLPX|ACS EXECUTION SERVICES, LLC|500
UMH|UMH PROPERTIES, INC.|GSCO|GOLDMAN SACHS & CO. LLC|129010
UMH|UMH PROPERTIES, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1179
UMH|UMH PROPERTIES, INC.|GTSZ|GTS SECURITIES LLC|27036
UMH|UMH PROPERTIES, INC.|HRBF|American Enterprise Investment Services Inc.|4041
UMH|UMH PROPERTIES, INC.|HSBC|HSBC Securities, Inc.|3106
UMH|UMH PROPERTIES, INC.|IATS|INTERACTIVE BROKERS LLC|2095
UMH|UMH PROPERTIES, INC.|IBKR|Interactive Brokers Llc|1926
UMH|UMH PROPERTIES, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
UMH|UMH PROPERTIES, INC.|ICBX|INSTINET, LLC|21113
UMH|UMH PROPERTIES, INC.|IEQY|CITADEL SECURITIES LLC|11150
UMH|UMH PROPERTIES, INC.|INCA|INSTINET, LLC|31408
UMH|UMH PROPERTIES, INC.|INJX|INSTINET, LLC|410
UMH|UMH PROPERTIES, INC.|ITGI|ITG Inc.|10295
UMH|UMH PROPERTIES, INC.|ITGP|ITG INC.|100800
UMH|UMH PROPERTIES, INC.|JANY|Janney Montgomery Scott Inc.|26
UMH|UMH PROPERTIES, INC.|JEFF|JEFFERIES LLC|31839
UMH|UMH PROPERTIES, INC.|JMPT|JUMP TRADING, LLC|21568
UMH|UMH PROPERTIES, INC.|JPBX|J.P. MORGAN SECURITIES LLC|5457
UMH|UMH PROPERTIES, INC.|JPMX|J.P. Morgan Securities LLC|108725
UMH|UMH PROPERTIES, INC.|JSJX|JANE STREET CAPITAL LLC|6640
UMH|UMH PROPERTIES, INC.|KCGM|VIRTU Americas LLC|11856
UMH|UMH PROPERTIES, INC.|LEHM|Barclays Capital Inc./Le|92753
UMH|UMH PROPERTIES, INC.|LGNT|COR CLEARING LLC|200
UMH|UMH PROPERTIES, INC.|LIME|Lime Brokerage LLC|11984
UMH|UMH PROPERTIES, INC.|LQNA|LIQUIDNET, INC.|67300
UMH|UMH PROPERTIES, INC.|LSCI|Lek Securities Corporation|156
UMH|UMH PROPERTIES, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|55387
UMH|UMH PROPERTIES, INC.|MOTF|MOTIF INVESTING, INC.|4
UMH|UMH PROPERTIES, INC.|MSCO|MORGAN STANLEY & CO. LLC|182350
UMH|UMH PROPERTIES, INC.|MSPL|MORGAN STANLEY & CO. LLC|91900
UMH|UMH PROPERTIES, INC.|MSTX|MORGAN STANLEY & CO. LLC|43400
UMH|UMH PROPERTIES, INC.|NBCS|NBC Securities, INC.|800
UMH|UMH PROPERTIES, INC.|NFSC|National Financial Services LLC|70928
UMH|UMH PROPERTIES, INC.|NITE|VIRTU Americas LLC|90126
UMH|UMH PROPERTIES, INC.|NITP|VIRTU Americas LLC|1820
UMH|UMH PROPERTIES, INC.|NQRB|Brut, LLC|4805
UMH|UMH PROPERTIES, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|200
UMH|UMH PROPERTIES, INC.|OPCO|Oppenheimer & Co. Inc.|9
UMH|UMH PROPERTIES, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1180
UMH|UMH PROPERTIES, INC.|PDQM|CODA MARKETS, INC.|3245
UMH|UMH PROPERTIES, INC.|PWJC|UBS Financial Services, Inc.|4
UMH|UMH PROPERTIES, INC.|RBCM|RBC CAPITAL MARKETS, LLC|853
UMH|UMH PROPERTIES, INC.|SAGL|SAGETRADER, LLC|200
UMH|UMH PROPERTIES, INC.|SAGW|SAGETRADER, LLC|438
UMH|UMH PROPERTIES, INC.|SBSH|Citigroup Global Markets Inc.|20296
UMH|UMH PROPERTIES, INC.|SGMT|GOLDMAN SACHS & CO. LLC|37181
UMH|UMH PROPERTIES, INC.|SPDR|SPEEDROUTE LLC|3700
UMH|UMH PROPERTIES, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|163
UMH|UMH PROPERTIES, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2757
UMH|UMH PROPERTIES, INC.|SWIM|TD Ameritrade, Inc.|1340
UMH|UMH PROPERTIES, INC.|TKNG|ALLY INVEST SECURITIES LLC|570
UMH|UMH PROPERTIES, INC.|TRBT|Tradebot Systems, Inc.|46481
UMH|UMH PROPERTIES, INC.|TRCM|TRC MARKETS LLC|12077
UMH|UMH PROPERTIES, INC.|UBSA|UBS SECURITIES LLC|326564
UMH|UMH PROPERTIES, INC.|UBSS|UBS Securities LLC|566833
UMH|UMH PROPERTIES, INC.|VALX|VIRTU AMERICAS LLC|4676
UMH|UMH PROPERTIES, INC.|VGRD|Vanguard Marketing Corporation|16170
UMH|UMH PROPERTIES, INC.|WCHV|WELLS FARGO SECURITIES, LLC|3971
UMH|UMH PROPERTIES, INC.|WDNX|WEEDEN & CO.L.P.|3400
UMH|UMH PROPERTIES, INC.|WEDB|WEDBUSH SECURITIES INC.|1206
UMH|UMH PROPERTIES, INC.|WEED|Weeden & Co.L.P.|70
UMH|UMH PROPERTIES, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1998
UMH|UMH PROPERTIES, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|72
UMH|UMH PROPERTIES, INC.|WGIF|CIBC World Markets Inc.|100
UMH|UMH PROPERTIES, INC.|WSEA|WOLVERINE SECURITIES, LLC|428
UMH|UMH PROPERTIES, INC.|XIST|INSTINET, LLC|7600
UMH|UMH PROPERTIES, INC.|XPQR|Jump Trading|646
UMH|UMH PROPERTIES, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|31408
UMH|UMH PROPERTIES, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7
UMH$B|UMH PROPERTIES, INC.|DADA|D.A. Davidson & Co.|1300
UMH$B|UMH PROPERTIES, INC.|ETRS|E*Trade Securities LLC|15453
UMH$B|UMH PROPERTIES, INC.|IATS|INTERACTIVE BROKERS LLC|800
UMH$B|UMH PROPERTIES, INC.|IBKR|Interactive Brokers Llc|1000
UMH$B|UMH PROPERTIES, INC.|NFSC|National Financial Services LLC|3846
UMH$B|UMH PROPERTIES, INC.|NITE|VIRTU Americas LLC|14539
UMH$B|UMH PROPERTIES, INC.|PWJC|UBS Financial Services, Inc.|600
UMH$B|UMH PROPERTIES, INC.|SBSH|Citigroup Global Markets Inc.|2000
UMH$B|UMH PROPERTIES, INC.|UBSA|UBS SECURITIES LLC|200
UMH$B|UMH PROPERTIES, INC.|UBSS|UBS Securities LLC|3662
UMH$B|UMH PROPERTIES, INC.|WCHV|WELLS FARGO SECURITIES, LLC|20397
UMH$B|UMH PROPERTIES, INC.|WEDB|WEDBUSH SECURITIES INC.|215
UMH$C|UMH PROP 6.75% PFD|BATM|CBOE TRADING, INC.|100
UMH$C|UMH PROP 6.75% PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|338
UMH$C|UMH PROP 6.75% PFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|2200
UMH$C|UMH PROP 6.75% PFD|DADA|D.A. Davidson & Co.|1494
UMH$C|UMH PROP 6.75% PFD|DBAX|Deutsche Bank Securities Inc.|1600
UMH$C|UMH PROP 6.75% PFD|DEAN|MORGAN STANLEY|850
UMH$C|UMH PROP 6.75% PFD|EBXL|EBX LLC|700
UMH$C|UMH PROP 6.75% PFD|ETRS|E*Trade Securities LLC|4060
UMH$C|UMH PROP 6.75% PFD|GLPX|ACS EXECUTION SERVICES, LLC|5
UMH$C|UMH PROP 6.75% PFD|GSCO|GOLDMAN SACHS & CO. LLC|4700
UMH$C|UMH PROP 6.75% PFD|GTSZ|GTS SECURITIES LLC|100
UMH$C|UMH PROP 6.75% PFD|IBKR|Interactive Brokers Llc|300
UMH$C|UMH PROP 6.75% PFD|ICBX|INSTINET, LLC|200
UMH$C|UMH PROP 6.75% PFD|INJX|INSTINET, LLC|3581
UMH$C|UMH PROP 6.75% PFD|ITGP|ITG INC.|600
UMH$C|UMH PROP 6.75% PFD|JANY|Janney Montgomery Scott Inc.|1100
UMH$C|UMH PROP 6.75% PFD|JEFF|JEFFERIES LLC|600
UMH$C|UMH PROP 6.75% PFD|JPMX|J.P. Morgan Securities LLC|200
UMH$C|UMH PROP 6.75% PFD|KCGM|VIRTU Americas LLC|100
UMH$C|UMH PROP 6.75% PFD|LEHM|Barclays Capital Inc./Le|9400
UMH$C|UMH PROP 6.75% PFD|LIME|Lime Brokerage LLC|132
UMH$C|UMH PROP 6.75% PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
UMH$C|UMH PROP 6.75% PFD|MSCO|MORGAN STANLEY & CO. LLC|12
UMH$C|UMH PROP 6.75% PFD|NFSC|National Financial Services LLC|1546
UMH$C|UMH PROP 6.75% PFD|NITE|VIRTU Americas LLC|5760
UMH$C|UMH PROP 6.75% PFD|PDQM|CODA MARKETS, INC.|5
UMH$C|UMH PROP 6.75% PFD|RBCM|RBC CAPITAL MARKETS, LLC|26
UMH$C|UMH PROP 6.75% PFD|SGMT|GOLDMAN SACHS & CO. LLC|4700
UMH$C|UMH PROP 6.75% PFD|STFL|Stifel, Nicolaus & Company, Incorporated|600
UMH$C|UMH PROP 6.75% PFD|SWIM|TD Ameritrade, Inc.|5587
UMH$C|UMH PROP 6.75% PFD|UBSA|UBS SECURITIES LLC|2400
UMH$C|UMH PROP 6.75% PFD|UBSS|UBS Securities LLC|1960
UMH$C|UMH PROP 6.75% PFD|WCHV|WELLS FARGO SECURITIES, LLC|13584
UMH$D|UMH PROPERTIES 6.375|BATM|CBOE TRADING, INC.|100
UMH$D|UMH PROPERTIES 6.375|DADA|D.A. Davidson & Co.|150
UMH$D|UMH PROPERTIES 6.375|DBAX|Deutsche Bank Securities Inc.|100
UMH$D|UMH PROPERTIES 6.375|EGXM|CBOE TRADING, INC.|400
UMH$D|UMH PROPERTIES 6.375|ETRS|E*Trade Securities LLC|8414
UMH$D|UMH PROPERTIES 6.375|GSCO|GOLDMAN SACHS & CO. LLC|500
UMH$D|UMH PROPERTIES 6.375|IATS|INTERACTIVE BROKERS LLC|100
UMH$D|UMH PROPERTIES 6.375|IBKR|Interactive Brokers Llc|399
UMH$D|UMH PROPERTIES 6.375|JANY|Janney Montgomery Scott Inc.|1100
UMH$D|UMH PROPERTIES 6.375|LEHM|Barclays Capital Inc./Le|200
UMH$D|UMH PROPERTIES 6.375|LIME|Lime Brokerage LLC|173
UMH$D|UMH PROPERTIES 6.375|NFSC|National Financial Services LLC|6208
UMH$D|UMH PROPERTIES 6.375|NITE|VIRTU Americas LLC|15020
UMH$D|UMH PROPERTIES 6.375|NQRB|Brut, LLC|500
UMH$D|UMH PROPERTIES 6.375|STFL|Stifel, Nicolaus & Company, Incorporated|400
UMH$D|UMH PROPERTIES 6.375|SWIM|TD Ameritrade, Inc.|13295
UMH$D|UMH PROPERTIES 6.375|UBSA|UBS SECURITIES LLC|800
UMH$D|UMH PROPERTIES 6.375|UBSS|UBS Securities LLC|3450
UMH$D|UMH PROPERTIES 6.375|VGRD|Vanguard Marketing Corporation|700
UMH$D|UMH PROPERTIES 6.375|WCHV|WELLS FARGO SECURITIES, LLC|228069
UMH$D|UMH PROPERTIES 6.375|WEDB|WEDBUSH SECURITIES INC.|2528
UMPQ|UMPQUA HOLDINGS CORP|ABLE|NATIXIS Securities Americas LLC|2895
UMPQ|UMPQUA HOLDINGS CORP|ALTX|Alternet Securities Inc.|7301
UMPQ|UMPQUA HOLDINGS CORP|ANOS|ABEL/NOSER, L.L.C.|1263
UMPQ|UMPQUA HOLDINGS CORP|APCC|Apex Clearing Corporation|125
UMPQ|UMPQUA HOLDINGS CORP|AQUA|AQUA SECURITIES L.P.|14700
UMPQ|UMPQUA HOLDINGS CORP|BALE|M&T SECURITIES, INC.|2255
UMPQ|UMPQUA HOLDINGS CORP|BANK|Primevest Financial Services, Inc.|339
UMPQ|UMPQUA HOLDINGS CORP|BARD|Robert W. Baird & Co. Incorporated|667
UMPQ|UMPQUA HOLDINGS CORP|BATM|CBOE TRADING, INC.|2630
UMPQ|UMPQUA HOLDINGS CORP|BAYC|BAY CREST PARTNERS, LLC|42359
UMPQ|UMPQUA HOLDINGS CORP|BAYT|BTIG, LLC|200
UMPQ|UMPQUA HOLDINGS CORP|BBNT|BB&T SECURITIES, LLC|177
UMPQ|UMPQUA HOLDINGS CORP|BERN|Sanford C. Bernstein & Co., LLC|149353
UMPQ|UMPQUA HOLDINGS CORP|BKCM|BNY Mellon Capital Markets LLC|38487
UMPQ|UMPQUA HOLDINGS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66260
UMPQ|UMPQUA HOLDINGS CORP|BLKX|INSTINET, LLC|62574
UMPQ|UMPQUA HOLDINGS CORP|BMOC|BMO Capital Markets Corp.|33536
UMPQ|UMPQUA HOLDINGS CORP|BNCH|The Benchmark Company, LLC|61483
UMPQ|UMPQUA HOLDINGS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|138891
UMPQ|UMPQUA HOLDINGS CORP|BRVL|BLAYLOCK VAN, LLC|900
UMPQ|UMPQUA HOLDINGS CORP|BTIG|BTIG, LLC|197355
UMPQ|UMPQUA HOLDINGS CORP|BYXM|CBOE TRADING, INC.|3815
UMPQ|UMPQUA HOLDINGS CORP|BZYD|GOLDMAN SACHS & CO. LLC|5816
UMPQ|UMPQUA HOLDINGS CORP|CANT|Cantor Fitzgerald & Co.|6674
UMPQ|UMPQUA HOLDINGS CORP|CHAS|Charles Schwab & Co., Inc.|5422
UMPQ|UMPQUA HOLDINGS CORP|CIST|Capital Institutional Services, Inc.|1255
UMPQ|UMPQUA HOLDINGS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|119546
UMPQ|UMPQUA HOLDINGS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|728423
UMPQ|UMPQUA HOLDINGS CORP|CSMS|CORNERSTONE MACRO LLC|266
UMPQ|UMPQUA HOLDINGS CORP|CTDL|Citadel Derivatives Group Llc|94480
UMPQ|UMPQUA HOLDINGS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|109720
UMPQ|UMPQUA HOLDINGS CORP|DADA|D.A. Davidson & Co.|24388
UMPQ|UMPQUA HOLDINGS CORP|DBAB|Deutsche Bank Securities Inc.|2774947
UMPQ|UMPQUA HOLDINGS CORP|DBAX|Deutsche Bank Securities Inc.|391300
UMPQ|UMPQUA HOLDINGS CORP|DBUL|Deutsche Bank Securities Inc.|1200
UMPQ|UMPQUA HOLDINGS CORP|DEAN|MORGAN STANLEY|15842
UMPQ|UMPQUA HOLDINGS CORP|DEGS|RONIN PROFESSIONAL LLC|563
UMPQ|UMPQUA HOLDINGS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35080
UMPQ|UMPQUA HOLDINGS CORP|DRWK|DRW SECURITIES, L.L.C.|53585
UMPQ|UMPQUA HOLDINGS CORP|EBXL|EBX LLC|228400
UMPQ|UMPQUA HOLDINGS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|81971
UMPQ|UMPQUA HOLDINGS CORP|EDJO|Edward D. Jones & Co., L.P.|3021
UMPQ|UMPQUA HOLDINGS CORP|EGAM|CBOE TRADING, INC.|11027
UMPQ|UMPQUA HOLDINGS CORP|EGAW|CBOE TRADING, INC.|204
UMPQ|UMPQUA HOLDINGS CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
UMPQ|UMPQUA HOLDINGS CORP|EGXM|CBOE TRADING, INC.|2933
UMPQ|UMPQUA HOLDINGS CORP|EGXW|CBOE TRADING, INC.|200
UMPQ|UMPQUA HOLDINGS CORP|ETBE|Electronic Transaction Clearing, Inc.|82407
UMPQ|UMPQUA HOLDINGS CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|19944
UMPQ|UMPQUA HOLDINGS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1934
UMPQ|UMPQUA HOLDINGS CORP|ETRS|E*Trade Securities LLC|23735
UMPQ|UMPQUA HOLDINGS CORP|FBCO|Credit Suisse Securities (USA) LLC|9303115
UMPQ|UMPQUA HOLDINGS CORP|FILL|Tradestation Securities, Inc.|952
UMPQ|UMPQUA HOLDINGS CORP|FINX|FINTECH SECURITIES|100
UMPQ|UMPQUA HOLDINGS CORP|FMAF|NBCN Inc./ CDS|4660
UMPQ|UMPQUA HOLDINGS CORP|FOMA|TD AMERITRADE CLEARING, INC.|122853
UMPQ|UMPQUA HOLDINGS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13205
UMPQ|UMPQUA HOLDINGS CORP|FQLS|Quantlab Securities LP|560159
UMPQ|UMPQUA HOLDINGS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|122668
UMPQ|UMPQUA HOLDINGS CORP|FTBR|Foliofn Investments, Inc.|2429
UMPQ|UMPQUA HOLDINGS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|88823
UMPQ|UMPQUA HOLDINGS CORP|GLIS|TD Securities Inc|150
UMPQ|UMPQUA HOLDINGS CORP|GLPX|ACS EXECUTION SERVICES, LLC|8736
UMPQ|UMPQUA HOLDINGS CORP|GSCO|GOLDMAN SACHS & CO. LLC|9693069
UMPQ|UMPQUA HOLDINGS CORP|GSCS|GOLDMAN SACHS & CO. LLC|25508
UMPQ|UMPQUA HOLDINGS CORP|GSLT|GOLDMAN SACHS & CO. LLC|6169
UMPQ|UMPQUA HOLDINGS CORP|GTSZ|GTS SECURITIES LLC|316530
UMPQ|UMPQUA HOLDINGS CORP|HAPX|HAP Trading, LLC|100
UMPQ|UMPQUA HOLDINGS CORP|HRBF|American Enterprise Investment Services Inc.|64917
UMPQ|UMPQUA HOLDINGS CORP|HSBC|HSBC Securities, Inc.|4353
UMPQ|UMPQUA HOLDINGS CORP|IATS|INTERACTIVE BROKERS LLC|9305
UMPQ|UMPQUA HOLDINGS CORP|IBKR|Interactive Brokers Llc|58313
UMPQ|UMPQUA HOLDINGS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|653
UMPQ|UMPQUA HOLDINGS CORP|ICBX|INSTINET, LLC|164860
UMPQ|UMPQUA HOLDINGS CORP|IEQY|CITADEL SECURITIES LLC|1199761
UMPQ|UMPQUA HOLDINGS CORP|INCA|INSTINET, LLC|1466541
UMPQ|UMPQUA HOLDINGS CORP|INJX|INSTINET, LLC|43505
UMPQ|UMPQUA HOLDINGS CORP|ITGI|ITG Inc.|116263
UMPQ|UMPQUA HOLDINGS CORP|ITGP|ITG INC.|198400
UMPQ|UMPQUA HOLDINGS CORP|JANY|Janney Montgomery Scott Inc.|11885
UMPQ|UMPQUA HOLDINGS CORP|JEFF|JEFFERIES LLC|603997
UMPQ|UMPQUA HOLDINGS CORP|JMPT|JUMP TRADING, LLC|179529
UMPQ|UMPQUA HOLDINGS CORP|JONE|JonesTrading|2064
UMPQ|UMPQUA HOLDINGS CORP|JPBX|J.P. MORGAN SECURITIES LLC|193509
UMPQ|UMPQUA HOLDINGS CORP|JPMX|J.P. Morgan Securities LLC|654016
UMPQ|UMPQUA HOLDINGS CORP|JSJX|JANE STREET CAPITAL LLC|9117
UMPQ|UMPQUA HOLDINGS CORP|KBWI|Keefe, Bruyette & Woods, Inc.|203433
UMPQ|UMPQUA HOLDINGS CORP|KCGM|VIRTU Americas LLC|39436
UMPQ|UMPQUA HOLDINGS CORP|LEHM|Barclays Capital Inc./Le|3691330
UMPQ|UMPQUA HOLDINGS CORP|LIME|Lime Brokerage LLC|651359
UMPQ|UMPQUA HOLDINGS CORP|LOOP|Loop Capital Markets LLC|39066
UMPQ|UMPQUA HOLDINGS CORP|LQNA|LIQUIDNET, INC.|126300
UMPQ|UMPQUA HOLDINGS CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|96
UMPQ|UMPQUA HOLDINGS CORP|MACC|Mid Atlantic Capital Corporation|100
UMPQ|UMPQUA HOLDINGS CORP|MAXM|Maxim Group LLC|5848
UMPQ|UMPQUA HOLDINGS CORP|MBTS|ALLY INVEST SECURITIES LLC|90
UMPQ|UMPQUA HOLDINGS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|403888
UMPQ|UMPQUA HOLDINGS CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
UMPQ|UMPQUA HOLDINGS CORP|MOTF|MOTIF INVESTING, INC.|1
UMPQ|UMPQUA HOLDINGS CORP|MSCO|MORGAN STANLEY & CO. LLC|9087719
UMPQ|UMPQUA HOLDINGS CORP|MSPL|MORGAN STANLEY & CO. LLC|705100
UMPQ|UMPQUA HOLDINGS CORP|MSTX|MORGAN STANLEY & CO. LLC|534200
UMPQ|UMPQUA HOLDINGS CORP|NEUB|NEUBERGER BERMAN BD LLC|3325
UMPQ|UMPQUA HOLDINGS CORP|NFSC|National Financial Services LLC|243773
UMPQ|UMPQUA HOLDINGS CORP|NITE|VIRTU Americas LLC|523761
UMPQ|UMPQUA HOLDINGS CORP|NITP|VIRTU Americas LLC|10508
UMPQ|UMPQUA HOLDINGS CORP|NQRB|Brut, LLC|11917
UMPQ|UMPQUA HOLDINGS CORP|NTRC|Northern Trust Securities, Inc.|4255
UMPQ|UMPQUA HOLDINGS CORP|OPCO|Oppenheimer & Co. Inc.|833
UMPQ|UMPQUA HOLDINGS CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|644
UMPQ|UMPQUA HOLDINGS CORP|PCFF|Pacific International Securities Inc./CDS|1000
UMPQ|UMPQUA HOLDINGS CORP|PDQM|CODA MARKETS, INC.|16649
UMPQ|UMPQUA HOLDINGS CORP|PHLY|NASDAQ Execution Services, LLC|600
UMPQ|UMPQUA HOLDINGS CORP|PWJC|UBS Financial Services, Inc.|3854
UMPQ|UMPQUA HOLDINGS CORP|QMSR|QUATTRO M SECURITIES INC.|27786
UMPQ|UMPQUA HOLDINGS CORP|RAJA|Raymond James & Associates, Inc.|86385
UMPQ|UMPQUA HOLDINGS CORP|RBCM|RBC CAPITAL MARKETS, LLC|30766
UMPQ|UMPQUA HOLDINGS CORP|SAGL|SAGETRADER, LLC|1400
UMPQ|UMPQUA HOLDINGS CORP|SAGW|SAGETRADER, LLC|662
UMPQ|UMPQUA HOLDINGS CORP|SALI|INTL FCSTONE FINANCIAL INC.|151
UMPQ|UMPQUA HOLDINGS CORP|SBSH|Citigroup Global Markets Inc.|1256081
UMPQ|UMPQUA HOLDINGS CORP|SEIC|SEI Investments Distribution Co.|4001
UMPQ|UMPQUA HOLDINGS CORP|SGMT|GOLDMAN SACHS & CO. LLC|278689
UMPQ|UMPQUA HOLDINGS CORP|SPDR|SPEEDROUTE LLC|300
UMPQ|UMPQUA HOLDINGS CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|58600
UMPQ|UMPQUA HOLDINGS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|11992
UMPQ|UMPQUA HOLDINGS CORP|SWIM|TD Ameritrade, Inc.|10882
UMPQ|UMPQUA HOLDINGS CORP|SWST|Hilltop Securities Inc.|2461
UMPQ|UMPQUA HOLDINGS CORP|TKNG|ALLY INVEST SECURITIES LLC|1890
UMPQ|UMPQUA HOLDINGS CORP|TONC|CUTTONE & CO., LLC|5350
UMPQ|UMPQUA HOLDINGS CORP|TRBT|Tradebot Systems, Inc.|471778
UMPQ|UMPQUA HOLDINGS CORP|TRCM|TRC MARKETS LLC|267649
UMPQ|UMPQUA HOLDINGS CORP|UBSA|UBS SECURITIES LLC|1132541
UMPQ|UMPQUA HOLDINGS CORP|UBSS|UBS Securities LLC|4070383
UMPQ|UMPQUA HOLDINGS CORP|VALX|VIRTU AMERICAS LLC|45879
UMPQ|UMPQUA HOLDINGS CORP|VGRD|Vanguard Marketing Corporation|39723
UMPQ|UMPQUA HOLDINGS CORP|WABR|Wall Street Access|3300
UMPQ|UMPQUA HOLDINGS CORP|WBET|Wallachbeth Capital LLC|12549
UMPQ|UMPQUA HOLDINGS CORP|WCHV|WELLS FARGO SECURITIES, LLC|439394
UMPQ|UMPQUA HOLDINGS CORP|WDNX|WEEDEN & CO.L.P.|8890
UMPQ|UMPQUA HOLDINGS CORP|WEDB|WEDBUSH SECURITIES INC.|2332
UMPQ|UMPQUA HOLDINGS CORP|WEED|Weeden & Co.L.P.|13868
UMPQ|UMPQUA HOLDINGS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2763
UMPQ|UMPQUA HOLDINGS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2381
UMPQ|UMPQUA HOLDINGS CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|727
UMPQ|UMPQUA HOLDINGS CORP|WSEA|WOLVERINE SECURITIES, LLC|3234
UMPQ|UMPQUA HOLDINGS CORP|XIST|INSTINET, LLC|620404
UMPQ|UMPQUA HOLDINGS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|32946
UMPQ|UMPQUA HOLDINGS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23031
UMRX|UNUM THERAPEUTICS CM|ALTX|Alternet Securities Inc.|33943
UMRX|UNUM THERAPEUTICS CM|APCC|Apex Clearing Corporation|1430
UMRX|UNUM THERAPEUTICS CM|BATM|CBOE TRADING, INC.|6258
UMRX|UNUM THERAPEUTICS CM|BAYC|BAY CREST PARTNERS, LLC|2980
UMRX|UNUM THERAPEUTICS CM|BAYT|BTIG, LLC|900
UMRX|UNUM THERAPEUTICS CM|BERN|Sanford C. Bernstein & Co., LLC|13590
UMRX|UNUM THERAPEUTICS CM|BLKX|INSTINET, LLC|24386
UMRX|UNUM THERAPEUTICS CM|BMOC|BMO Capital Markets Corp.|267
UMRX|UNUM THERAPEUTICS CM|BNPX|BNP PARIBAS SECURITIES CORP.|278
UMRX|UNUM THERAPEUTICS CM|BTIG|BTIG, LLC|638
UMRX|UNUM THERAPEUTICS CM|BYXM|CBOE TRADING, INC.|4026
UMRX|UNUM THERAPEUTICS CM|CHAS|Charles Schwab & Co., Inc.|850
UMRX|UNUM THERAPEUTICS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67796
UMRX|UNUM THERAPEUTICS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39990
UMRX|UNUM THERAPEUTICS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5141
UMRX|UNUM THERAPEUTICS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90948
UMRX|UNUM THERAPEUTICS CM|CTDL|Citadel Derivatives Group Llc|10697
UMRX|UNUM THERAPEUTICS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|6006
UMRX|UNUM THERAPEUTICS CM|DBAB|Deutsche Bank Securities Inc.|71151
UMRX|UNUM THERAPEUTICS CM|DBAX|Deutsche Bank Securities Inc.|72000
UMRX|UNUM THERAPEUTICS CM|DEAN|MORGAN STANLEY|12309
UMRX|UNUM THERAPEUTICS CM|DEGS|RONIN PROFESSIONAL LLC|68253
UMRX|UNUM THERAPEUTICS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
UMRX|UNUM THERAPEUTICS CM|EBXL|EBX LLC|77700
UMRX|UNUM THERAPEUTICS CM|EGAM|CBOE TRADING, INC.|22376
UMRX|UNUM THERAPEUTICS CM|EGMT|EG MARKET TECHNOLOGIES LLC|700
UMRX|UNUM THERAPEUTICS CM|EGXM|CBOE TRADING, INC.|7065
UMRX|UNUM THERAPEUTICS CM|EGXW|CBOE TRADING, INC.|1800
UMRX|UNUM THERAPEUTICS CM|ETBE|Electronic Transaction Clearing, Inc.|8363
UMRX|UNUM THERAPEUTICS CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
UMRX|UNUM THERAPEUTICS CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|862
UMRX|UNUM THERAPEUTICS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20371
UMRX|UNUM THERAPEUTICS CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
UMRX|UNUM THERAPEUTICS CM|ETRS|E*Trade Securities LLC|142058
UMRX|UNUM THERAPEUTICS CM|FBCO|Credit Suisse Securities (USA) LLC|63115
UMRX|UNUM THERAPEUTICS CM|FILL|Tradestation Securities, Inc.|625
UMRX|UNUM THERAPEUTICS CM|FMAF|NBCN Inc./ CDS|900
UMRX|UNUM THERAPEUTICS CM|FOMA|TD AMERITRADE CLEARING, INC.|665307
UMRX|UNUM THERAPEUTICS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19000
UMRX|UNUM THERAPEUTICS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49925
UMRX|UNUM THERAPEUTICS CM|FTBR|Foliofn Investments, Inc.|4
UMRX|UNUM THERAPEUTICS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2788
UMRX|UNUM THERAPEUTICS CM|GLPX|ACS EXECUTION SERVICES, LLC|129521
UMRX|UNUM THERAPEUTICS CM|GSCO|GOLDMAN SACHS & CO. LLC|419112
UMRX|UNUM THERAPEUTICS CM|GSCS|GOLDMAN SACHS & CO. LLC|11649
UMRX|UNUM THERAPEUTICS CM|GSLT|GOLDMAN SACHS & CO. LLC|12679
UMRX|UNUM THERAPEUTICS CM|GTSZ|GTS SECURITIES LLC|86285
UMRX|UNUM THERAPEUTICS CM|HSBC|HSBC Securities, Inc.|870
UMRX|UNUM THERAPEUTICS CM|IATS|INTERACTIVE BROKERS LLC|10378
UMRX|UNUM THERAPEUTICS CM|IBKR|Interactive Brokers Llc|141503
UMRX|UNUM THERAPEUTICS CM|ICBX|INSTINET, LLC|21478
UMRX|UNUM THERAPEUTICS CM|IEQY|CITADEL SECURITIES LLC|4770
UMRX|UNUM THERAPEUTICS CM|INCA|INSTINET, LLC|107749
UMRX|UNUM THERAPEUTICS CM|INJX|INSTINET, LLC|13938
UMRX|UNUM THERAPEUTICS CM|ITGI|ITG Inc.|215785
UMRX|UNUM THERAPEUTICS CM|ITGP|ITG INC.|79800
UMRX|UNUM THERAPEUTICS CM|JEFF|JEFFERIES LLC|60525
UMRX|UNUM THERAPEUTICS CM|JMPT|JUMP TRADING, LLC|7594
UMRX|UNUM THERAPEUTICS CM|JONE|JonesTrading|27129
UMRX|UNUM THERAPEUTICS CM|JPBX|J.P. MORGAN SECURITIES LLC|200
UMRX|UNUM THERAPEUTICS CM|JPMX|J.P. Morgan Securities LLC|81429
UMRX|UNUM THERAPEUTICS CM|JSJX|JANE STREET CAPITAL LLC|4799
UMRX|UNUM THERAPEUTICS CM|KCGM|VIRTU Americas LLC|22727
UMRX|UNUM THERAPEUTICS CM|LEHM|Barclays Capital Inc./Le|329331
UMRX|UNUM THERAPEUTICS CM|LIME|Lime Brokerage LLC|100668
UMRX|UNUM THERAPEUTICS CM|LMGP|LIME BROKERAGE LLC|1500
UMRX|UNUM THERAPEUTICS CM|LOOP|Loop Capital Markets LLC|4200
UMRX|UNUM THERAPEUTICS CM|LSCI|Lek Securities Corporation|400
UMRX|UNUM THERAPEUTICS CM|MAXM|Maxim Group LLC|192
UMRX|UNUM THERAPEUTICS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40479
UMRX|UNUM THERAPEUTICS CM|MOTF|MOTIF INVESTING, INC.|6
UMRX|UNUM THERAPEUTICS CM|MSCO|MORGAN STANLEY & CO. LLC|720250
UMRX|UNUM THERAPEUTICS CM|MSPL|MORGAN STANLEY & CO. LLC|23600
UMRX|UNUM THERAPEUTICS CM|MSTX|MORGAN STANLEY & CO. LLC|6100
UMRX|UNUM THERAPEUTICS CM|NFSC|National Financial Services LLC|135936
UMRX|UNUM THERAPEUTICS CM|NITE|VIRTU Americas LLC|580706
UMRX|UNUM THERAPEUTICS CM|NITP|VIRTU Americas LLC|2900
UMRX|UNUM THERAPEUTICS CM|NQRB|Brut, LLC|2897
UMRX|UNUM THERAPEUTICS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
UMRX|UNUM THERAPEUTICS CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7865
UMRX|UNUM THERAPEUTICS CM|PDQM|CODA MARKETS, INC.|225697
UMRX|UNUM THERAPEUTICS CM|PWJC|UBS Financial Services, Inc.|400
UMRX|UNUM THERAPEUTICS CM|RAJA|Raymond James & Associates, Inc.|2550
UMRX|UNUM THERAPEUTICS CM|RBCM|RBC CAPITAL MARKETS, LLC|3940
UMRX|UNUM THERAPEUTICS CM|RHCO|Suntrust Robinson Humphrey, Inc.|918
UMRX|UNUM THERAPEUTICS CM|SAGL|SAGETRADER, LLC|129172
UMRX|UNUM THERAPEUTICS CM|SALI|INTL FCSTONE FINANCIAL INC.|100
UMRX|UNUM THERAPEUTICS CM|SBSH|Citigroup Global Markets Inc.|84046
UMRX|UNUM THERAPEUTICS CM|SGMT|GOLDMAN SACHS & CO. LLC|31821
UMRX|UNUM THERAPEUTICS CM|SPDR|SPEEDROUTE LLC|44323
UMRX|UNUM THERAPEUTICS CM|SPTD|MINT GLOBAL MARKETS, INC.|51451
UMRX|UNUM THERAPEUTICS CM|STFL|Stifel, Nicolaus & Company, Incorporated|3958
UMRX|UNUM THERAPEUTICS CM|SWIM|TD Ameritrade, Inc.|108372
UMRX|UNUM THERAPEUTICS CM|SWST|Hilltop Securities Inc.|500
UMRX|UNUM THERAPEUTICS CM|TKNG|ALLY INVEST SECURITIES LLC|201
UMRX|UNUM THERAPEUTICS CM|TRBT|Tradebot Systems, Inc.|47282
UMRX|UNUM THERAPEUTICS CM|TRCM|TRC MARKETS LLC|34186
UMRX|UNUM THERAPEUTICS CM|TTUC|CUTTONE & CO., INC.|2959
UMRX|UNUM THERAPEUTICS CM|UBSA|UBS SECURITIES LLC|208854
UMRX|UNUM THERAPEUTICS CM|UBSS|UBS Securities LLC|626447
UMRX|UNUM THERAPEUTICS CM|VALX|VIRTU AMERICAS LLC|47
UMRX|UNUM THERAPEUTICS CM|VGRD|Vanguard Marketing Corporation|960
UMRX|UNUM THERAPEUTICS CM|VIEW|VIEWTRADE SECURITIES LLC|85194
UMRX|UNUM THERAPEUTICS CM|WCHV|WELLS FARGO SECURITIES, LLC|12547
UMRX|UNUM THERAPEUTICS CM|WEDB|WEDBUSH SECURITIES INC.|4740
UMRX|UNUM THERAPEUTICS CM|WGIF|CIBC World Markets Inc.|10230
UMRX|UNUM THERAPEUTICS CM|WSEA|WOLVERINE SECURITIES, LLC|4364
UMRX|UNUM THERAPEUTICS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
UMRX|UNUM THERAPEUTICS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|31903
UMRX|UNUM THERAPEUTICS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1500
UN|UNILEVER N V N Y|ADAM|CANACCORD GENUITY INC.|438
UN|UNILEVER N V N Y|ALTX|Alternet Securities Inc.|7197
UN|UNILEVER N V N Y|ANOS|ABEL/NOSER, L.L.C.|1374
UN|UNILEVER N V N Y|APCC|Apex Clearing Corporation|1342
UN|UNILEVER N V N Y|BALE|M&T SECURITIES, INC.|264
UN|UNILEVER N V N Y|BANK|Primevest Financial Services, Inc.|366
UN|UNILEVER N V N Y|BARD|Robert W. Baird & Co. Incorporated|10035
UN|UNILEVER N V N Y|BATM|CBOE TRADING, INC.|2713
UN|UNILEVER N V N Y|BAYT|BTIG, LLC|600
UN|UNILEVER N V N Y|BBNT|BB&T SECURITIES, LLC|891
UN|UNILEVER N V N Y|BERN|Sanford C. Bernstein & Co., LLC|39069
UN|UNILEVER N V N Y|BIDS|BIDS TRADING L.P.|200
UN|UNILEVER N V N Y|BIMI|Banca IMI Securities Corp.|332
UN|UNILEVER N V N Y|BKCM|BNY Mellon Capital Markets LLC|582
UN|UNILEVER N V N Y|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10212
UN|UNILEVER N V N Y|BNPX|BNP PARIBAS SECURITIES CORP.|7500
UN|UNILEVER N V N Y|BTIG|BTIG, LLC|11130
UN|UNILEVER N V N Y|BYXM|CBOE TRADING, INC.|981
UN|UNILEVER N V N Y|CANT|Cantor Fitzgerald & Co.|336
UN|UNILEVER N V N Y|CHAS|Charles Schwab & Co., Inc.|8566
UN|UNILEVER N V N Y|CHDN|CHARDAN CAPITAL MARKETS LLC|75525
UN|UNILEVER N V N Y|CICF|Canaccord Genuity Corp.|270
UN|UNILEVER N V N Y|CIST|Capital Institutional Services, Inc.|5833
UN|UNILEVER N V N Y|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23091
UN|UNILEVER N V N Y|CPET|CLEARPOOL EXECUTION SERVICES, LLC|191
UN|UNILEVER N V N Y|CROS|CREDIT SUISSE SECURITIES (USA) LLC|359962
UN|UNILEVER N V N Y|CTDL|Citadel Derivatives Group Llc|8097
UN|UNILEVER N V N Y|CXCX|CITIGROUP GLOBAL MARKETS INC.|13342
UN|UNILEVER N V N Y|DADA|D.A. Davidson & Co.|637
UN|UNILEVER N V N Y|DBAB|Deutsche Bank Securities Inc.|179609
UN|UNILEVER N V N Y|DBAX|Deutsche Bank Securities Inc.|109200
UN|UNILEVER N V N Y|DBUL|Deutsche Bank Securities Inc.|1169
UN|UNILEVER N V N Y|DCHF|Dart Executions, LLC|3692
UN|UNILEVER N V N Y|DEAN|MORGAN STANLEY|19066
UN|UNILEVER N V N Y|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
UN|UNILEVER N V N Y|EBXL|EBX LLC|180100
UN|UNILEVER N V N Y|ECUT|CONVERGEX EXECUTION SOLUTIONS|27390
UN|UNILEVER N V N Y|EDJC|Edward Jones / CDS|733
UN|UNILEVER N V N Y|EDJO|Edward D. Jones & Co., L.P.|20789
UN|UNILEVER N V N Y|EGAM|CBOE TRADING, INC.|22952
UN|UNILEVER N V N Y|EGAW|CBOE TRADING, INC.|17
UN|UNILEVER N V N Y|EGXM|CBOE TRADING, INC.|1224
UN|UNILEVER N V N Y|EGXW|CBOE TRADING, INC.|100
UN|UNILEVER N V N Y|ETBE|Electronic Transaction Clearing, Inc.|9230
UN|UNILEVER N V N Y|ETCB|ETC BROKERAGE SERVICES, LLC|19
UN|UNILEVER N V N Y|ETRS|E*Trade Securities LLC|12422
UN|UNILEVER N V N Y|FIDT|Fidelity Clearing Canada ULC./ CDS|646
UN|UNILEVER N V N Y|FILL|Tradestation Securities, Inc.|657
UN|UNILEVER N V N Y|FINX|FINTECH SECURITIES|662
UN|UNILEVER N V N Y|FMAF|NBCN Inc./ CDS|3954
UN|UNILEVER N V N Y|FMCO|First Manhattan Co|2160
UN|UNILEVER N V N Y|FQLS|Quantlab Securities LP|230757
UN|UNILEVER N V N Y|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23784
UN|UNILEVER N V N Y|FTBR|Foliofn Investments, Inc.|1204
UN|UNILEVER N V N Y|GARC|ICAP Corporates LLC|105000
UN|UNILEVER N V N Y|GEBB|GLOBAL EXECUTION BROKERS, LP|82152
UN|UNILEVER N V N Y|GLIS|TD Securities Inc|1382
UN|UNILEVER N V N Y|GLPX|ACS EXECUTION SERVICES, LLC|4897
UN|UNILEVER N V N Y|GSCO|GOLDMAN SACHS & CO. LLC|331629
UN|UNILEVER N V N Y|GSCS|GOLDMAN SACHS & CO. LLC|2600
UN|UNILEVER N V N Y|GSLT|GOLDMAN SACHS & CO. LLC|16224
UN|UNILEVER N V N Y|GTSZ|GTS SECURITIES LLC|49898
UN|UNILEVER N V N Y|HRBF|American Enterprise Investment Services Inc.|10954
UN|UNILEVER N V N Y|HSBC|HSBC Securities, Inc.|4190
UN|UNILEVER N V N Y|IATS|INTERACTIVE BROKERS LLC|6476
UN|UNILEVER N V N Y|IBKR|Interactive Brokers Llc|21136
UN|UNILEVER N V N Y|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10726
UN|UNILEVER N V N Y|ICBX|INSTINET, LLC|196080
UN|UNILEVER N V N Y|INCA|INSTINET, LLC|297220
UN|UNILEVER N V N Y|INJX|INSTINET, LLC|2581
UN|UNILEVER N V N Y|INTL|INTL FCSTONE FINANCIAL INC.|21981
UN|UNILEVER N V N Y|ITGI|ITG Inc.|123516
UN|UNILEVER N V N Y|ITGP|ITG INC.|185000
UN|UNILEVER N V N Y|JANY|Janney Montgomery Scott Inc.|7705
UN|UNILEVER N V N Y|JEFF|JEFFERIES LLC|25087
UN|UNILEVER N V N Y|JHDR|J.H. Darbie & Co., Inc.|45
UN|UNILEVER N V N Y|JMPT|JUMP TRADING, LLC|66938
UN|UNILEVER N V N Y|JPBX|J.P. MORGAN SECURITIES LLC|4304
UN|UNILEVER N V N Y|JPMX|J.P. Morgan Securities LLC|320356
UN|UNILEVER N V N Y|JSJX|JANE STREET CAPITAL LLC|48743
UN|UNILEVER N V N Y|KBWI|Keefe, Bruyette & Woods, Inc.|270
UN|UNILEVER N V N Y|KCGM|VIRTU Americas LLC|31715
UN|UNILEVER N V N Y|LEHM|Barclays Capital Inc./Le|910013
UN|UNILEVER N V N Y|LGNT|COR CLEARING LLC|12
UN|UNILEVER N V N Y|LIME|Lime Brokerage LLC|526874
UN|UNILEVER N V N Y|LOOP|Loop Capital Markets LLC|600
UN|UNILEVER N V N Y|LSCI|Lek Securities Corporation|988
UN|UNILEVER N V N Y|MACC|Mid Atlantic Capital Corporation|656
UN|UNILEVER N V N Y|MAXM|Maxim Group LLC|1345
UN|UNILEVER N V N Y|MCMF|Raymond James Ltd. Cds|535
UN|UNILEVER N V N Y|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|140640
UN|UNILEVER N V N Y|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
UN|UNILEVER N V N Y|MOTF|MOTIF INVESTING, INC.|13
UN|UNILEVER N V N Y|MSCO|MORGAN STANLEY & CO. LLC|1326626
UN|UNILEVER N V N Y|MSPL|MORGAN STANLEY & CO. LLC|383000
UN|UNILEVER N V N Y|MSTX|MORGAN STANLEY & CO. LLC|51800
UN|UNILEVER N V N Y|NEUB|NEUBERGER BERMAN BD LLC|1701
UN|UNILEVER N V N Y|NFSC|National Financial Services LLC|409106
UN|UNILEVER N V N Y|NITE|VIRTU Americas LLC|678345
UN|UNILEVER N V N Y|NITP|VIRTU Americas LLC|520
UN|UNILEVER N V N Y|NQRB|Brut, LLC|38122
UN|UNILEVER N V N Y|NTBF|BMO Nesbitt Burns Inc./CDS|6540
UN|UNILEVER N V N Y|NTRC|Northern Trust Securities, Inc.|1777
UN|UNILEVER N V N Y|OHOS|TWO SIGMA SECURITIES, LLC|100649
UN|UNILEVER N V N Y|OLDM|OLD MISSION CAPITAL, LLC|48772
UN|UNILEVER N V N Y|OPCO|Oppenheimer & Co. Inc.|7956
UN|UNILEVER N V N Y|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|310398
UN|UNILEVER N V N Y|PDQM|CODA MARKETS, INC.|9661
UN|UNILEVER N V N Y|PHLY|NASDAQ Execution Services, LLC|200
UN|UNILEVER N V N Y|PICT|Pictet Overseas Inc.|170
UN|UNILEVER N V N Y|PIPR|Piper Jaffray & Co.|161
UN|UNILEVER N V N Y|PWJC|UBS Financial Services, Inc.|336
UN|UNILEVER N V N Y|RBCM|RBC CAPITAL MARKETS, LLC|19035
UN|UNILEVER N V N Y|SAGL|SAGETRADER, LLC|855
UN|UNILEVER N V N Y|SALI|INTL FCSTONE FINANCIAL INC.|441
UN|UNILEVER N V N Y|SBSH|Citigroup Global Markets Inc.|104393
UN|UNILEVER N V N Y|SCMC|Scotia Capital Markets (USA) Inc.|100
UN|UNILEVER N V N Y|SEIC|SEI Investments Distribution Co.|1997
UN|UNILEVER N V N Y|SGMT|GOLDMAN SACHS & CO. LLC|158243
UN|UNILEVER N V N Y|SPDR|SPEEDROUTE LLC|3206
UN|UNILEVER N V N Y|SPHN|Stephens Inc.|233
UN|UNILEVER N V N Y|STFL|Stifel, Nicolaus & Company, Incorporated|7332
UN|UNILEVER N V N Y|STXG|Stockcross Financial Services, Inc.|16
UN|UNILEVER N V N Y|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2715
UN|UNILEVER N V N Y|SWIM|TD Ameritrade, Inc.|3517
UN|UNILEVER N V N Y|SWST|Hilltop Securities Inc.|1917
UN|UNILEVER N V N Y|TDSI|TD Securities (USA) LLC|9
UN|UNILEVER N V N Y|TKNG|ALLY INVEST SECURITIES LLC|62
UN|UNILEVER N V N Y|TRBT|Tradebot Systems, Inc.|169756
UN|UNILEVER N V N Y|TRCM|TRC MARKETS LLC|54175
UN|UNILEVER N V N Y|TWTT|TASTYWORKS, INC.|56
UN|UNILEVER N V N Y|UBSA|UBS SECURITIES LLC|550877
UN|UNILEVER N V N Y|UBSS|UBS Securities LLC|584960
UN|UNILEVER N V N Y|VALX|VIRTU AMERICAS LLC|514491
UN|UNILEVER N V N Y|VGRD|Vanguard Marketing Corporation|4018
UN|UNILEVER N V N Y|WBLR|WILLIAM BLAIR|905
UN|UNILEVER N V N Y|WBPX|SUMMIT SECURITIES GROUP, LLC|744
UN|UNILEVER N V N Y|WCHV|WELLS FARGO SECURITIES, LLC|84844
UN|UNILEVER N V N Y|WEDB|WEDBUSH SECURITIES INC.|260
UN|UNILEVER N V N Y|WEED|Weeden & Co.L.P.|800
UN|UNILEVER N V N Y|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3019
UN|UNILEVER N V N Y|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20501
UN|UNILEVER N V N Y|WGIF|CIBC World Markets Inc.|904
UN|UNILEVER N V N Y|WLTH|WEALTHFRONT BROKERAGE CORPORATION|469
UN|UNILEVER N V N Y|WSAG|WALL STREET ACCESS|33
UN|UNILEVER N V N Y|WSEA|WOLVERINE SECURITIES, LLC|4031
UN|UNILEVER N V N Y|XIST|INSTINET, LLC|4378
UN|UNILEVER N V N Y|XSTM|NATIONAL FINANCIAL SERVICES LLC|31380
UN|UNILEVER N V N Y|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10151
UNAM|UNICO AMERICAN CP ##|BATM|CBOE TRADING, INC.|235
UNAM|UNICO AMERICAN CP ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1047
UNAM|UNICO AMERICAN CP ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|52
UNAM|UNICO AMERICAN CP ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|656
UNAM|UNICO AMERICAN CP ##|CTDL|Citadel Derivatives Group Llc|731
UNAM|UNICO AMERICAN CP ##|DBAB|Deutsche Bank Securities Inc.|32
UNAM|UNICO AMERICAN CP ##|DEGS|RONIN PROFESSIONAL LLC|92
UNAM|UNICO AMERICAN CP ##|EBXL|EBX LLC|600
UNAM|UNICO AMERICAN CP ##|EGAM|CBOE TRADING, INC.|100
UNAM|UNICO AMERICAN CP ##|FBCO|Credit Suisse Securities (USA) LLC|800
UNAM|UNICO AMERICAN CP ##|FMAF|NBCN Inc./ CDS|153
UNAM|UNICO AMERICAN CP ##|FOMA|TD AMERITRADE CLEARING, INC.|2574
UNAM|UNICO AMERICAN CP ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|305
UNAM|UNICO AMERICAN CP ##|GEBB|GLOBAL EXECUTION BROKERS, LP|131
UNAM|UNICO AMERICAN CP ##|GLPX|ACS EXECUTION SERVICES, LLC|20
UNAM|UNICO AMERICAN CP ##|GSCO|GOLDMAN SACHS & CO. LLC|1670
UNAM|UNICO AMERICAN CP ##|GTSZ|GTS SECURITIES LLC|302
UNAM|UNICO AMERICAN CP ##|IATS|INTERACTIVE BROKERS LLC|444
UNAM|UNICO AMERICAN CP ##|IBKR|Interactive Brokers Llc|5179
UNAM|UNICO AMERICAN CP ##|INCA|INSTINET, LLC|2376
UNAM|UNICO AMERICAN CP ##|ITGI|ITG Inc.|200
UNAM|UNICO AMERICAN CP ##|ITGP|ITG INC.|600
UNAM|UNICO AMERICAN CP ##|JEFF|JEFFERIES LLC|1000
UNAM|UNICO AMERICAN CP ##|LEHM|Barclays Capital Inc./Le|777
UNAM|UNICO AMERICAN CP ##|LIME|Lime Brokerage LLC|14899
UNAM|UNICO AMERICAN CP ##|LMGP|LIME BROKERAGE LLC|705
UNAM|UNICO AMERICAN CP ##|MSCO|MORGAN STANLEY & CO. LLC|5119
UNAM|UNICO AMERICAN CP ##|NFSC|National Financial Services LLC|829
UNAM|UNICO AMERICAN CP ##|NITE|VIRTU Americas LLC|3957
UNAM|UNICO AMERICAN CP ##|PDQM|CODA MARKETS, INC.|451
UNAM|UNICO AMERICAN CP ##|SGMT|GOLDMAN SACHS & CO. LLC|300
UNAM|UNICO AMERICAN CP ##|SPDR|SPEEDROUTE LLC|2455
UNAM|UNICO AMERICAN CP ##|SPTD|MINT GLOBAL MARKETS, INC.|100
UNAM|UNICO AMERICAN CP ##|SWIM|TD Ameritrade, Inc.|2900
UNAM|UNICO AMERICAN CP ##|TRCM|TRC MARKETS LLC|861
UNAM|UNICO AMERICAN CP ##|UBSA|UBS SECURITIES LLC|1984
UNAM|UNICO AMERICAN CP ##|UBSS|UBS Securities LLC|21552
UNAM|UNICO AMERICAN CP ##|VALX|VIRTU AMERICAS LLC|2074
UNAM|UNICO AMERICAN CP ##|WSEA|WOLVERINE SECURITIES, LLC|5
UNB|UNION BANKSHARES INC|BAYC|BAY CREST PARTNERS, LLC|77
UNB|UNION BANKSHARES INC|BMOC|BMO Capital Markets Corp.|620
UNB|UNION BANKSHARES INC|BNPX|BNP PARIBAS SECURITIES CORP.|255
UNB|UNION BANKSHARES INC|CHAS|Charles Schwab & Co., Inc.|1
UNB|UNION BANKSHARES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114
UNB|UNION BANKSHARES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3274
UNB|UNION BANKSHARES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1747
UNB|UNION BANKSHARES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|549
UNB|UNION BANKSHARES INC|CTDL|Citadel Derivatives Group Llc|177
UNB|UNION BANKSHARES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|296
UNB|UNION BANKSHARES INC|DBAB|Deutsche Bank Securities Inc.|4485
UNB|UNION BANKSHARES INC|DBAX|Deutsche Bank Securities Inc.|100
UNB|UNION BANKSHARES INC|DEGS|RONIN PROFESSIONAL LLC|598
UNB|UNION BANKSHARES INC|EDJO|Edward D. Jones & Co., L.P.|425
UNB|UNION BANKSHARES INC|ETRS|E*Trade Securities LLC|51
UNB|UNION BANKSHARES INC|FBCO|Credit Suisse Securities (USA) LLC|2224
UNB|UNION BANKSHARES INC|FOMA|TD AMERITRADE CLEARING, INC.|13831
UNB|UNION BANKSHARES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8
UNB|UNION BANKSHARES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|700
UNB|UNION BANKSHARES INC|GSCO|GOLDMAN SACHS & CO. LLC|9526
UNB|UNION BANKSHARES INC|IATS|INTERACTIVE BROKERS LLC|15
UNB|UNION BANKSHARES INC|IBKR|Interactive Brokers Llc|1874
UNB|UNION BANKSHARES INC|IEQY|CITADEL SECURITIES LLC|45
UNB|UNION BANKSHARES INC|INCA|INSTINET, LLC|3545
UNB|UNION BANKSHARES INC|ITGI|ITG Inc.|2065
UNB|UNION BANKSHARES INC|ITGP|ITG INC.|400
UNB|UNION BANKSHARES INC|JPMX|J.P. Morgan Securities LLC|581
UNB|UNION BANKSHARES INC|LEHM|Barclays Capital Inc./Le|2100
UNB|UNION BANKSHARES INC|LIME|Lime Brokerage LLC|6019
UNB|UNION BANKSHARES INC|MACC|Mid Atlantic Capital Corporation|150
UNB|UNION BANKSHARES INC|MAXM|Maxim Group LLC|334
UNB|UNION BANKSHARES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
UNB|UNION BANKSHARES INC|MSCO|MORGAN STANLEY & CO. LLC|10273
UNB|UNION BANKSHARES INC|NFSC|National Financial Services LLC|974
UNB|UNION BANKSHARES INC|NITE|VIRTU Americas LLC|5215
UNB|UNION BANKSHARES INC|RAJA|Raymond James & Associates, Inc.|344
UNB|UNION BANKSHARES INC|SBSH|Citigroup Global Markets Inc.|3558
UNB|UNION BANKSHARES INC|SGMT|GOLDMAN SACHS & CO. LLC|105
UNB|UNION BANKSHARES INC|SPDR|SPEEDROUTE LLC|14
UNB|UNION BANKSHARES INC|SPTD|MINT GLOBAL MARKETS, INC.|755
UNB|UNION BANKSHARES INC|STFL|Stifel, Nicolaus & Company, Incorporated|320
UNB|UNION BANKSHARES INC|TRCM|TRC MARKETS LLC|673
UNB|UNION BANKSHARES INC|UBSA|UBS SECURITIES LLC|1487
UNB|UNION BANKSHARES INC|UBSS|UBS Securities LLC|9631
UNB|UNION BANKSHARES INC|VALX|VIRTU AMERICAS LLC|620
UNB|UNION BANKSHARES INC|VGRD|Vanguard Marketing Corporation|160
UNB|UNION BANKSHARES INC|WCHV|WELLS FARGO SECURITIES, LLC|681
UNB|UNION BANKSHARES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
UNF|UNIFIRST CP|ALTX|Alternet Securities Inc.|2211
UNF|UNIFIRST CP|ANOS|ABEL/NOSER, L.L.C.|807
UNF|UNIFIRST CP|APCC|Apex Clearing Corporation|323
UNF|UNIFIRST CP|BARD|Robert W. Baird & Co. Incorporated|891
UNF|UNIFIRST CP|BATM|CBOE TRADING, INC.|1696
UNF|UNIFIRST CP|BAYC|BAY CREST PARTNERS, LLC|1075
UNF|UNIFIRST CP|BERN|Sanford C. Bernstein & Co., LLC|149
UNF|UNIFIRST CP|BIDS|BIDS TRADING L.P.|100
UNF|UNIFIRST CP|BMOC|BMO Capital Markets Corp.|78
UNF|UNIFIRST CP|BNPX|BNP PARIBAS SECURITIES CORP.|3284
UNF|UNIFIRST CP|BYXM|CBOE TRADING, INC.|50
UNF|UNIFIRST CP|BZYD|GOLDMAN SACHS & CO. LLC|200
UNF|UNIFIRST CP|CHAS|Charles Schwab & Co., Inc.|33
UNF|UNIFIRST CP|CIST|Capital Institutional Services, Inc.|3
UNF|UNIFIRST CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15429
UNF|UNIFIRST CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10436
UNF|UNIFIRST CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5407
UNF|UNIFIRST CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31526
UNF|UNIFIRST CP|CTDL|Citadel Derivatives Group Llc|178
UNF|UNIFIRST CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5792
UNF|UNIFIRST CP|DAVA|Davenport & Company LLC|6
UNF|UNIFIRST CP|DBAB|Deutsche Bank Securities Inc.|6677
UNF|UNIFIRST CP|DBAX|Deutsche Bank Securities Inc.|18900
UNF|UNIFIRST CP|DEAN|MORGAN STANLEY|543
UNF|UNIFIRST CP|EBXL|EBX LLC|11800
UNF|UNIFIRST CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1316
UNF|UNIFIRST CP|EDJO|Edward D. Jones & Co., L.P.|151
UNF|UNIFIRST CP|EGAM|CBOE TRADING, INC.|815
UNF|UNIFIRST CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
UNF|UNIFIRST CP|EGXM|CBOE TRADING, INC.|5
UNF|UNIFIRST CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
UNF|UNIFIRST CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1772
UNF|UNIFIRST CP|ETRS|E*Trade Securities LLC|713
UNF|UNIFIRST CP|FBSB|U.S. Bancorp Investments, Inc.|1
UNF|UNIFIRST CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|164
UNF|UNIFIRST CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3547
UNF|UNIFIRST CP|FTBR|Foliofn Investments, Inc.|287
UNF|UNIFIRST CP|GLPX|ACS EXECUTION SERVICES, LLC|5015
UNF|UNIFIRST CP|GSCO|GOLDMAN SACHS & CO. LLC|159158
UNF|UNIFIRST CP|GSCS|GOLDMAN SACHS & CO. LLC|94
UNF|UNIFIRST CP|GSLT|GOLDMAN SACHS & CO. LLC|300
UNF|UNIFIRST CP|GTSZ|GTS SECURITIES LLC|4441
UNF|UNIFIRST CP|HPPX|POTAMUS TRADING, LLC|180
UNF|UNIFIRST CP|HRBF|American Enterprise Investment Services Inc.|684
UNF|UNIFIRST CP|IATS|INTERACTIVE BROKERS LLC|1654
UNF|UNIFIRST CP|IBKR|Interactive Brokers Llc|436
UNF|UNIFIRST CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|158
UNF|UNIFIRST CP|ICBX|INSTINET, LLC|4500
UNF|UNIFIRST CP|IEQY|CITADEL SECURITIES LLC|2547
UNF|UNIFIRST CP|INCA|INSTINET, LLC|20687
UNF|UNIFIRST CP|INJX|INSTINET, LLC|1594
UNF|UNIFIRST CP|ITGI|ITG Inc.|4890
UNF|UNIFIRST CP|ITGP|ITG INC.|15600
UNF|UNIFIRST CP|JEFF|JEFFERIES LLC|15153
UNF|UNIFIRST CP|JMPT|JUMP TRADING, LLC|51
UNF|UNIFIRST CP|JPBX|J.P. MORGAN SECURITIES LLC|3936
UNF|UNIFIRST CP|JPMX|J.P. Morgan Securities LLC|80456
UNF|UNIFIRST CP|JSJX|JANE STREET CAPITAL LLC|1002
UNF|UNIFIRST CP|KCGM|VIRTU Americas LLC|6585
UNF|UNIFIRST CP|LEHM|Barclays Capital Inc./Le|25657
UNF|UNIFIRST CP|LIME|Lime Brokerage LLC|4195
UNF|UNIFIRST CP|LQNA|LIQUIDNET, INC.|2000
UNF|UNIFIRST CP|LSCI|Lek Securities Corporation|2
UNF|UNIFIRST CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|27798
UNF|UNIFIRST CP|MSCO|MORGAN STANLEY & CO. LLC|48959
UNF|UNIFIRST CP|MSPL|MORGAN STANLEY & CO. LLC|35600
UNF|UNIFIRST CP|MSTX|MORGAN STANLEY & CO. LLC|3000
UNF|UNIFIRST CP|NATL|National Securities Corporation|400
UNF|UNIFIRST CP|NFSC|National Financial Services LLC|6383
UNF|UNIFIRST CP|NITE|VIRTU Americas LLC|31256
UNF|UNIFIRST CP|NTBF|BMO Nesbitt Burns Inc./CDS|19
UNF|UNIFIRST CP|OPCO|Oppenheimer & Co. Inc.|1200
UNF|UNIFIRST CP|PDQM|CODA MARKETS, INC.|10303
UNF|UNIFIRST CP|PWJC|UBS Financial Services, Inc.|250
UNF|UNIFIRST CP|RBCM|RBC CAPITAL MARKETS, LLC|205
UNF|UNIFIRST CP|SAGC|SAGETRADER, LLC|100
UNF|UNIFIRST CP|SALI|INTL FCSTONE FINANCIAL INC.|944
UNF|UNIFIRST CP|SBSH|Citigroup Global Markets Inc.|9107
UNF|UNIFIRST CP|SGMT|GOLDMAN SACHS & CO. LLC|5278
UNF|UNIFIRST CP|SPDR|SPEEDROUTE LLC|2308
UNF|UNIFIRST CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|10600
UNF|UNIFIRST CP|STFL|Stifel, Nicolaus & Company, Incorporated|2243
UNF|UNIFIRST CP|SWIM|TD Ameritrade, Inc.|1267
UNF|UNIFIRST CP|TRBT|Tradebot Systems, Inc.|807
UNF|UNIFIRST CP|TRCM|TRC MARKETS LLC|3500
UNF|UNIFIRST CP|UBSA|UBS SECURITIES LLC|43669
UNF|UNIFIRST CP|UBSS|UBS Securities LLC|53659
UNF|UNIFIRST CP|VALX|VIRTU AMERICAS LLC|3417
UNF|UNIFIRST CP|VGRD|Vanguard Marketing Corporation|1
UNF|UNIFIRST CP|WABR|Wall Street Access|600
UNF|UNIFIRST CP|WBLR|WILLIAM BLAIR|600
UNF|UNIFIRST CP|WCHV|WELLS FARGO SECURITIES, LLC|5385
UNF|UNIFIRST CP|WEED|Weeden & Co.L.P.|968
UNF|UNIFIRST CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|520
UNF|UNIFIRST CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|20
UNF|UNIFIRST CP|WSAG|WALL STREET ACCESS|271
UNF|UNIFIRST CP|WSEA|WOLVERINE SECURITIES, LLC|152
UNF|UNIFIRST CP|XIST|INSTINET, LLC|4000
UNF|UNIFIRST CP|XPQR|Jump Trading|100
UNF|UNIFIRST CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
UNF|UNIFIRST CP|YKNA|COMHAR CAPITAL MARKETS, LLC|871
UNF|UNIFIRST CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17
UNFI|UNITED NAT FOODS I##|ALTX|Alternet Securities Inc.|28949
UNFI|UNITED NAT FOODS I##|ANOS|ABEL/NOSER, L.L.C.|1799
UNFI|UNITED NAT FOODS I##|APCC|Apex Clearing Corporation|3219
UNFI|UNITED NAT FOODS I##|BANK|Primevest Financial Services, Inc.|100
UNFI|UNITED NAT FOODS I##|BARD|Robert W. Baird & Co. Incorporated|665
UNFI|UNITED NAT FOODS I##|BATM|CBOE TRADING, INC.|8690
UNFI|UNITED NAT FOODS I##|BAYT|BTIG, LLC|2600
UNFI|UNITED NAT FOODS I##|BBNT|BB&T SECURITIES, LLC|2152
UNFI|UNITED NAT FOODS I##|BERN|Sanford C. Bernstein & Co., LLC|5479
UNFI|UNITED NAT FOODS I##|BIMI|Banca IMI Securities Corp.|25
UNFI|UNITED NAT FOODS I##|BKCM|BNY Mellon Capital Markets LLC|8267
UNFI|UNITED NAT FOODS I##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21154
UNFI|UNITED NAT FOODS I##|BMOC|BMO Capital Markets Corp.|8077
UNFI|UNITED NAT FOODS I##|BNPX|BNP PARIBAS SECURITIES CORP.|78427
UNFI|UNITED NAT FOODS I##|BRVL|BLAYLOCK VAN, LLC|200
UNFI|UNITED NAT FOODS I##|BTIG|BTIG, LLC|6837
UNFI|UNITED NAT FOODS I##|BYXM|CBOE TRADING, INC.|2345
UNFI|UNITED NAT FOODS I##|BZYD|GOLDMAN SACHS & CO. LLC|373
UNFI|UNITED NAT FOODS I##|CANT|Cantor Fitzgerald & Co.|3282
UNFI|UNITED NAT FOODS I##|CBRA|Cobra Trading, Inc.|100
UNFI|UNITED NAT FOODS I##|CHAS|Charles Schwab & Co., Inc.|4042
UNFI|UNITED NAT FOODS I##|CIST|Capital Institutional Services, Inc.|210
UNFI|UNITED NAT FOODS I##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103747
UNFI|UNITED NAT FOODS I##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15999
UNFI|UNITED NAT FOODS I##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19302
UNFI|UNITED NAT FOODS I##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|356678
UNFI|UNITED NAT FOODS I##|CTDL|Citadel Derivatives Group Llc|10109
UNFI|UNITED NAT FOODS I##|CTLR|CUTLER GROUP, LP|2537
UNFI|UNITED NAT FOODS I##|CXCX|CITIGROUP GLOBAL MARKETS INC.|50536
UNFI|UNITED NAT FOODS I##|DBAB|Deutsche Bank Securities Inc.|506372
UNFI|UNITED NAT FOODS I##|DBAX|Deutsche Bank Securities Inc.|281700
UNFI|UNITED NAT FOODS I##|DBUL|Deutsche Bank Securities Inc.|1100
UNFI|UNITED NAT FOODS I##|DCHF|Dart Executions, LLC|4175
UNFI|UNITED NAT FOODS I##|DEAN|MORGAN STANLEY|4441
UNFI|UNITED NAT FOODS I##|DEGS|RONIN PROFESSIONAL LLC|956
UNFI|UNITED NAT FOODS I##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|66431
UNFI|UNITED NAT FOODS I##|EBXL|EBX LLC|176200
UNFI|UNITED NAT FOODS I##|ECUT|CONVERGEX EXECUTION SOLUTIONS|6500
UNFI|UNITED NAT FOODS I##|EDJO|Edward D. Jones & Co., L.P.|1479
UNFI|UNITED NAT FOODS I##|EGAM|CBOE TRADING, INC.|29226
UNFI|UNITED NAT FOODS I##|EGAW|CBOE TRADING, INC.|1529
UNFI|UNITED NAT FOODS I##|EGMT|EG MARKET TECHNOLOGIES LLC|1355
UNFI|UNITED NAT FOODS I##|EGXM|CBOE TRADING, INC.|8565
UNFI|UNITED NAT FOODS I##|EGXW|CBOE TRADING, INC.|287
UNFI|UNITED NAT FOODS I##|ELEV|ELEVATION, LLC|13199
UNFI|UNITED NAT FOODS I##|ESPO|ESPOSITO SECURITIES, LLC|1
UNFI|UNITED NAT FOODS I##|ETBE|Electronic Transaction Clearing, Inc.|16979
UNFI|UNITED NAT FOODS I##|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|37935
UNFI|UNITED NAT FOODS I##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3374
UNFI|UNITED NAT FOODS I##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44538
UNFI|UNITED NAT FOODS I##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
UNFI|UNITED NAT FOODS I##|ETRS|E*Trade Securities LLC|204757
UNFI|UNITED NAT FOODS I##|FBCO|Credit Suisse Securities (USA) LLC|820641
UNFI|UNITED NAT FOODS I##|FBSB|U.S. Bancorp Investments, Inc.|3
UNFI|UNITED NAT FOODS I##|FILL|Tradestation Securities, Inc.|3849
UNFI|UNITED NAT FOODS I##|FMAF|NBCN Inc./ CDS|4747
UNFI|UNITED NAT FOODS I##|FOMA|TD AMERITRADE CLEARING, INC.|440693
UNFI|UNITED NAT FOODS I##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4260
UNFI|UNITED NAT FOODS I##|FQLS|Quantlab Securities LP|392960
UNFI|UNITED NAT FOODS I##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|142293
UNFI|UNITED NAT FOODS I##|FTBR|Foliofn Investments, Inc.|5321
UNFI|UNITED NAT FOODS I##|GEBB|GLOBAL EXECUTION BROKERS, LP|18881
UNFI|UNITED NAT FOODS I##|GLIS|TD Securities Inc|350
UNFI|UNITED NAT FOODS I##|GLPX|ACS EXECUTION SERVICES, LLC|74152
UNFI|UNITED NAT FOODS I##|GSCO|GOLDMAN SACHS & CO. LLC|839553
UNFI|UNITED NAT FOODS I##|GSCS|GOLDMAN SACHS & CO. LLC|22582
UNFI|UNITED NAT FOODS I##|GSLT|GOLDMAN SACHS & CO. LLC|6000
UNFI|UNITED NAT FOODS I##|GTSZ|GTS SECURITIES LLC|27362
UNFI|UNITED NAT FOODS I##|HAPX|HAP Trading, LLC|192
UNFI|UNITED NAT FOODS I##|HASF|Haywood Securities Inc./CDS|20
UNFI|UNITED NAT FOODS I##|HRBF|American Enterprise Investment Services Inc.|9650
UNFI|UNITED NAT FOODS I##|HSBC|HSBC Securities, Inc.|458
UNFI|UNITED NAT FOODS I##|IATS|INTERACTIVE BROKERS LLC|16243
UNFI|UNITED NAT FOODS I##|IBKR|Interactive Brokers Llc|200856
UNFI|UNITED NAT FOODS I##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3175
UNFI|UNITED NAT FOODS I##|ICBX|INSTINET, LLC|37132
UNFI|UNITED NAT FOODS I##|IEQY|CITADEL SECURITIES LLC|126467
UNFI|UNITED NAT FOODS I##|IMPC|Imperial Capital, LLC|17899
UNFI|UNITED NAT FOODS I##|INCA|INSTINET, LLC|573125
UNFI|UNITED NAT FOODS I##|INJX|INSTINET, LLC|50553
UNFI|UNITED NAT FOODS I##|ITGI|ITG Inc.|77181
UNFI|UNITED NAT FOODS I##|ITGP|ITG INC.|63400
UNFI|UNITED NAT FOODS I##|JANY|Janney Montgomery Scott Inc.|289
UNFI|UNITED NAT FOODS I##|JEFF|JEFFERIES LLC|90112
UNFI|UNITED NAT FOODS I##|JMPT|JUMP TRADING, LLC|74779
UNFI|UNITED NAT FOODS I##|JPBX|J.P. MORGAN SECURITIES LLC|33833
UNFI|UNITED NAT FOODS I##|JPMX|J.P. Morgan Securities LLC|313742
UNFI|UNITED NAT FOODS I##|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
UNFI|UNITED NAT FOODS I##|JSJX|JANE STREET CAPITAL LLC|7535
UNFI|UNITED NAT FOODS I##|KCGM|VIRTU Americas LLC|43440
UNFI|UNITED NAT FOODS I##|LEHM|Barclays Capital Inc./Le|770076
UNFI|UNITED NAT FOODS I##|LIME|Lime Brokerage LLC|120238
UNFI|UNITED NAT FOODS I##|LOOP|Loop Capital Markets LLC|200
UNFI|UNITED NAT FOODS I##|LQNA|LIQUIDNET, INC.|22500
UNFI|UNITED NAT FOODS I##|LSCI|Lek Securities Corporation|103
UNFI|UNITED NAT FOODS I##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3960
UNFI|UNITED NAT FOODS I##|MAXM|Maxim Group LLC|9193
UNFI|UNITED NAT FOODS I##|MBTS|ALLY INVEST SECURITIES LLC|1468
UNFI|UNITED NAT FOODS I##|MCMF|Raymond James Ltd. Cds|558
UNFI|UNITED NAT FOODS I##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82224
UNFI|UNITED NAT FOODS I##|MOTF|MOTIF INVESTING, INC.|19
UNFI|UNITED NAT FOODS I##|MSCO|MORGAN STANLEY & CO. LLC|2305150
UNFI|UNITED NAT FOODS I##|MSPL|MORGAN STANLEY & CO. LLC|243400
UNFI|UNITED NAT FOODS I##|MSTX|MORGAN STANLEY & CO. LLC|150800
UNFI|UNITED NAT FOODS I##|NATL|National Securities Corporation|4890
UNFI|UNITED NAT FOODS I##|NBCS|NBC Securities, INC.|200
UNFI|UNITED NAT FOODS I##|NEED|Needham & Company, LLC|126
UNFI|UNITED NAT FOODS I##|NFSC|National Financial Services LLC|293658
UNFI|UNITED NAT FOODS I##|NITE|VIRTU Americas LLC|634098
UNFI|UNITED NAT FOODS I##|NITP|VIRTU Americas LLC|4400
UNFI|UNITED NAT FOODS I##|NQRB|Brut, LLC|35493
UNFI|UNITED NAT FOODS I##|NTRC|Northern Trust Securities, Inc.|7454
UNFI|UNITED NAT FOODS I##|OPCO|Oppenheimer & Co. Inc.|19110
UNFI|UNITED NAT FOODS I##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2271
UNFI|UNITED NAT FOODS I##|PDQM|CODA MARKETS, INC.|301139
UNFI|UNITED NAT FOODS I##|PHLY|NASDAQ Execution Services, LLC|1200
UNFI|UNITED NAT FOODS I##|PIPR|Piper Jaffray & Co.|2019
UNFI|UNITED NAT FOODS I##|PWJC|UBS Financial Services, Inc.|200
UNFI|UNITED NAT FOODS I##|RAJA|Raymond James & Associates, Inc.|13440
UNFI|UNITED NAT FOODS I##|RBCM|RBC CAPITAL MARKETS, LLC|23696
UNFI|UNITED NAT FOODS I##|SAGL|SAGETRADER, LLC|25446
UNFI|UNITED NAT FOODS I##|SAGW|SAGETRADER, LLC|65
UNFI|UNITED NAT FOODS I##|SALI|INTL FCSTONE FINANCIAL INC.|39
UNFI|UNITED NAT FOODS I##|SBSH|Citigroup Global Markets Inc.|152853
UNFI|UNITED NAT FOODS I##|SEIC|SEI Investments Distribution Co.|100
UNFI|UNITED NAT FOODS I##|SGMT|GOLDMAN SACHS & CO. LLC|160186
UNFI|UNITED NAT FOODS I##|SIBO|Prime Executions, Inc.|57392
UNFI|UNITED NAT FOODS I##|SPDR|SPEEDROUTE LLC|30339
UNFI|UNITED NAT FOODS I##|SPHN|Stephens Inc.|3628
UNFI|UNITED NAT FOODS I##|SPNT|SEVEN POINTS CAPITAL, LLC|100
UNFI|UNITED NAT FOODS I##|SPTD|MINT GLOBAL MARKETS, INC.|500
UNFI|UNITED NAT FOODS I##|SSBS|STATE STREET GLOBAL MARKETS, LLC|25208
UNFI|UNITED NAT FOODS I##|STFL|Stifel, Nicolaus & Company, Incorporated|10969
UNFI|UNITED NAT FOODS I##|STKP|STOCKPILE INVESTMENTS, INC.|130
UNFI|UNITED NAT FOODS I##|STRS|STRATEGAS RESEARCH PARTNERS|2010
UNFI|UNITED NAT FOODS I##|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|237
UNFI|UNITED NAT FOODS I##|SWIM|TD Ameritrade, Inc.|120050
UNFI|UNITED NAT FOODS I##|SWST|Hilltop Securities Inc.|6070
UNFI|UNITED NAT FOODS I##|TAGC|TELSEY ADVISORY GROUP LLC|3128
UNFI|UNITED NAT FOODS I##|TKNG|ALLY INVEST SECURITIES LLC|10157
UNFI|UNITED NAT FOODS I##|TONC|CUTTONE & CO., LLC|3429
UNFI|UNITED NAT FOODS I##|TRBT|Tradebot Systems, Inc.|251130
UNFI|UNITED NAT FOODS I##|TRCM|TRC MARKETS LLC|95274
UNFI|UNITED NAT FOODS I##|UBSA|UBS SECURITIES LLC|447580
UNFI|UNITED NAT FOODS I##|UBSS|UBS Securities LLC|788747
UNFI|UNITED NAT FOODS I##|VALX|VIRTU AMERICAS LLC|14889
UNFI|UNITED NAT FOODS I##|VGRD|Vanguard Marketing Corporation|23695
UNFI|UNITED NAT FOODS I##|WABR|Wall Street Access|39100
UNFI|UNITED NAT FOODS I##|WBPX|SUMMIT SECURITIES GROUP, LLC|600
UNFI|UNITED NAT FOODS I##|WCHV|WELLS FARGO SECURITIES, LLC|108870
UNFI|UNITED NAT FOODS I##|WDCO|Wilson-Davis & Co., Inc.|500
UNFI|UNITED NAT FOODS I##|WDNX|WEEDEN & CO.L.P.|176
UNFI|UNITED NAT FOODS I##|WEDB|WEDBUSH SECURITIES INC.|31233
UNFI|UNITED NAT FOODS I##|WEED|Weeden & Co.L.P.|17040
UNFI|UNITED NAT FOODS I##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14404
UNFI|UNITED NAT FOODS I##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21547
UNFI|UNITED NAT FOODS I##|WGIF|CIBC World Markets Inc.|2693
UNFI|UNITED NAT FOODS I##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|693
UNFI|UNITED NAT FOODS I##|WSEA|WOLVERINE SECURITIES, LLC|20030
UNFI|UNITED NAT FOODS I##|XIST|INSTINET, LLC|31014
UNFI|UNITED NAT FOODS I##|XSTM|NATIONAL FINANCIAL SERVICES LLC|139932
UNFI|UNITED NAT FOODS I##|YKNA|COMHAR CAPITAL MARKETS, LLC|6147
UNFI|UNITED NAT FOODS I##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6342
UNG|US NAT GAS FD ETF|ALTX|Alternet Securities Inc.|5628
UNG|US NAT GAS FD ETF|APCC|Apex Clearing Corporation|5035
UNG|US NAT GAS FD ETF|BARD|Robert W. Baird & Co. Incorporated|1125
UNG|US NAT GAS FD ETF|BATM|CBOE TRADING, INC.|17259
UNG|US NAT GAS FD ETF|BAYT|BTIG, LLC|5200
UNG|US NAT GAS FD ETF|BBNT|BB&T SECURITIES, LLC|4250
UNG|US NAT GAS FD ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12703
UNG|US NAT GAS FD ETF|BNPX|BNP PARIBAS SECURITIES CORP.|1419467
UNG|US NAT GAS FD ETF|BYXM|CBOE TRADING, INC.|2300
UNG|US NAT GAS FD ETF|CANT|Cantor Fitzgerald & Co.|27135
UNG|US NAT GAS FD ETF|CHAS|Charles Schwab & Co., Inc.|44772
UNG|US NAT GAS FD ETF|CHBC|PENSERRA SECURITIES, LLC|195000
UNG|US NAT GAS FD ETF|CICF|Canaccord Genuity Corp.|250
UNG|US NAT GAS FD ETF|CIST|Capital Institutional Services, Inc.|44
UNG|US NAT GAS FD ETF|CLSA|CLSA AMERICAS, LLC|1100
UNG|US NAT GAS FD ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26678
UNG|US NAT GAS FD ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
UNG|US NAT GAS FD ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|750184
UNG|US NAT GAS FD ETF|CSIN|Citadel Securities Institutional LLC|46087
UNG|US NAT GAS FD ETF|CTDL|Citadel Derivatives Group Llc|123439
UNG|US NAT GAS FD ETF|CTLR|CUTLER GROUP, LP|400
UNG|US NAT GAS FD ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|32920
UNG|US NAT GAS FD ETF|DAVA|Davenport & Company LLC|1
UNG|US NAT GAS FD ETF|DBAB|Deutsche Bank Securities Inc.|5609
UNG|US NAT GAS FD ETF|DBAX|Deutsche Bank Securities Inc.|222100
UNG|US NAT GAS FD ETF|DEAN|MORGAN STANLEY|2930
UNG|US NAT GAS FD ETF|DEGS|RONIN PROFESSIONAL LLC|2901
UNG|US NAT GAS FD ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|127
UNG|US NAT GAS FD ETF|EBXL|EBX LLC|750600
UNG|US NAT GAS FD ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|40
UNG|US NAT GAS FD ETF|EDJO|Edward D. Jones & Co., L.P.|540
UNG|US NAT GAS FD ETF|EGAM|CBOE TRADING, INC.|38545
UNG|US NAT GAS FD ETF|EGXM|CBOE TRADING, INC.|14245
UNG|US NAT GAS FD ETF|ETBE|Electronic Transaction Clearing, Inc.|163465
UNG|US NAT GAS FD ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1139
UNG|US NAT GAS FD ETF|ETRS|E*Trade Securities LLC|250901
UNG|US NAT GAS FD ETF|FBSB|U.S. Bancorp Investments, Inc.|84
UNG|US NAT GAS FD ETF|FILL|Tradestation Securities, Inc.|13173
UNG|US NAT GAS FD ETF|FMAF|NBCN Inc./ CDS|9647
UNG|US NAT GAS FD ETF|FQLS|Quantlab Securities LP|167801
UNG|US NAT GAS FD ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4513
UNG|US NAT GAS FD ETF|FTBR|Foliofn Investments, Inc.|1186
UNG|US NAT GAS FD ETF|GBMT|GBM International, Inc.|4120
UNG|US NAT GAS FD ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1500
UNG|US NAT GAS FD ETF|GLIS|TD Securities Inc|4152
UNG|US NAT GAS FD ETF|GLPX|ACS EXECUTION SERVICES, LLC|750
UNG|US NAT GAS FD ETF|GSCO|GOLDMAN SACHS & CO. LLC|1602960
UNG|US NAT GAS FD ETF|GSCS|GOLDMAN SACHS & CO. LLC|163894
UNG|US NAT GAS FD ETF|GSLT|GOLDMAN SACHS & CO. LLC|114083
UNG|US NAT GAS FD ETF|GTSZ|GTS SECURITIES LLC|7600
UNG|US NAT GAS FD ETF|HAPX|HAP Trading, LLC|54338
UNG|US NAT GAS FD ETF|HRBF|American Enterprise Investment Services Inc.|1681
UNG|US NAT GAS FD ETF|IATS|INTERACTIVE BROKERS LLC|106259
UNG|US NAT GAS FD ETF|IBKR|Interactive Brokers Llc|391427
UNG|US NAT GAS FD ETF|ICBX|INSTINET, LLC|978878
UNG|US NAT GAS FD ETF|INCA|INSTINET, LLC|98184
UNG|US NAT GAS FD ETF|INJX|INSTINET, LLC|1700
UNG|US NAT GAS FD ETF|ITGI|ITG Inc.|1960
UNG|US NAT GAS FD ETF|ITGP|ITG INC.|298400
UNG|US NAT GAS FD ETF|JANY|Janney Montgomery Scott Inc.|235
UNG|US NAT GAS FD ETF|JEFF|JEFFERIES LLC|32700
UNG|US NAT GAS FD ETF|JMPT|JUMP TRADING, LLC|108752
UNG|US NAT GAS FD ETF|JPMX|J.P. Morgan Securities LLC|300054
UNG|US NAT GAS FD ETF|JSJX|JANE STREET CAPITAL LLC|520159
UNG|US NAT GAS FD ETF|KCGM|VIRTU Americas LLC|205941
UNG|US NAT GAS FD ETF|LEHM|Barclays Capital Inc./Le|1776193
UNG|US NAT GAS FD ETF|LIME|Lime Brokerage LLC|4592
UNG|US NAT GAS FD ETF|LSCI|Lek Securities Corporation|280165
UNG|US NAT GAS FD ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|331642
UNG|US NAT GAS FD ETF|MOTF|MOTIF INVESTING, INC.|1
UNG|US NAT GAS FD ETF|MPSG|E D & F Man Capital Markets Inc.|10241
UNG|US NAT GAS FD ETF|MSCO|MORGAN STANLEY & CO. LLC|737750
UNG|US NAT GAS FD ETF|MSPL|MORGAN STANLEY & CO. LLC|155100
UNG|US NAT GAS FD ETF|MSTX|MORGAN STANLEY & CO. LLC|1500
UNG|US NAT GAS FD ETF|NFSC|National Financial Services LLC|231787
UNG|US NAT GAS FD ETF|NITE|VIRTU Americas LLC|772606
UNG|US NAT GAS FD ETF|NITP|VIRTU Americas LLC|49313
UNG|US NAT GAS FD ETF|NQRB|Brut, LLC|101
UNG|US NAT GAS FD ETF|NTBF|BMO Nesbitt Burns Inc./CDS|90
UNG|US NAT GAS FD ETF|OGRU|Oscar Gruss & Son, Incorporated|160000
UNG|US NAT GAS FD ETF|OHOS|TWO SIGMA SECURITIES, LLC|100
UNG|US NAT GAS FD ETF|OPCO|Oppenheimer & Co. Inc.|922
UNG|US NAT GAS FD ETF|PDQM|CODA MARKETS, INC.|1250
UNG|US NAT GAS FD ETF|PHLY|NASDAQ Execution Services, LLC|9000
UNG|US NAT GAS FD ETF|PWJC|UBS Financial Services, Inc.|55
UNG|US NAT GAS FD ETF|RBCM|RBC CAPITAL MARKETS, LLC|10616
UNG|US NAT GAS FD ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2100
UNG|US NAT GAS FD ETF|RHOX|XR Securities LLC|776362
UNG|US NAT GAS FD ETF|SAGL|SAGETRADER, LLC|32600
UNG|US NAT GAS FD ETF|SBSH|Citigroup Global Markets Inc.|200102
UNG|US NAT GAS FD ETF|SGMT|GOLDMAN SACHS & CO. LLC|917557
UNG|US NAT GAS FD ETF|SHMR|ABN Amro Clearing LLC|337737
UNG|US NAT GAS FD ETF|SPDR|SPEEDROUTE LLC|1264
UNG|US NAT GAS FD ETF|STFL|Stifel, Nicolaus & Company, Incorporated|24
UNG|US NAT GAS FD ETF|SWIM|TD Ameritrade, Inc.|134326
UNG|US NAT GAS FD ETF|SWST|Hilltop Securities Inc.|1206
UNG|US NAT GAS FD ETF|TKNG|ALLY INVEST SECURITIES LLC|5762
UNG|US NAT GAS FD ETF|TRBT|Tradebot Systems, Inc.|140840
UNG|US NAT GAS FD ETF|TRCM|TRC MARKETS LLC|12915
UNG|US NAT GAS FD ETF|TWTT|TASTYWORKS, INC.|166
UNG|US NAT GAS FD ETF|UBSA|UBS SECURITIES LLC|1845182
UNG|US NAT GAS FD ETF|UBSS|UBS Securities LLC|581596
UNG|US NAT GAS FD ETF|VALX|VIRTU AMERICAS LLC|77447
UNG|US NAT GAS FD ETF|VGRD|Vanguard Marketing Corporation|36860
UNG|US NAT GAS FD ETF|WBET|Wallachbeth Capital LLC|11500
UNG|US NAT GAS FD ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|100
UNG|US NAT GAS FD ETF|WCHV|WELLS FARGO SECURITIES, LLC|55777
UNG|US NAT GAS FD ETF|WEDB|WEDBUSH SECURITIES INC.|56
UNG|US NAT GAS FD ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|16595
UNG|US NAT GAS FD ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|113385
UNG|US NAT GAS FD ETF|WGIF|CIBC World Markets Inc.|1003
UNG|US NAT GAS FD ETF|WSEA|WOLVERINE SECURITIES, LLC|4344
UNG|US NAT GAS FD ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1700
UNG|US NAT GAS FD ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8916
UNH|UNITEDHEALTH GROUP|ABLE|NATIXIS Securities Americas LLC|404729
UNH|UNITEDHEALTH GROUP|ADAM|CANACCORD GENUITY INC.|1100
UNH|UNITEDHEALTH GROUP|AGCP|AEGIS CAPITAL CORP.|3723
UNH|UNITEDHEALTH GROUP|AGIS|Aegis Capital Corp.|1782
UNH|UNITEDHEALTH GROUP|ALLN|Allen & Company LLC|2027
UNH|UNITEDHEALTH GROUP|ALTX|Alternet Securities Inc.|19129
UNH|UNITEDHEALTH GROUP|ANOS|ABEL/NOSER, L.L.C.|13830
UNH|UNITEDHEALTH GROUP|APCC|Apex Clearing Corporation|1639
UNH|UNITEDHEALTH GROUP|BANK|Primevest Financial Services, Inc.|279
UNH|UNITEDHEALTH GROUP|BARD|Robert W. Baird & Co. Incorporated|15247
UNH|UNITEDHEALTH GROUP|BATM|CBOE TRADING, INC.|23317
UNH|UNITEDHEALTH GROUP|BAYC|BAY CREST PARTNERS, LLC|25069
UNH|UNITEDHEALTH GROUP|BAYT|BTIG, LLC|16
UNH|UNITEDHEALTH GROUP|BBNT|BB&T SECURITIES, LLC|7461
UNH|UNITEDHEALTH GROUP|BERN|Sanford C. Bernstein & Co., LLC|145133
UNH|UNITEDHEALTH GROUP|BGCE|BGC Financial Inc.|400
UNH|UNITEDHEALTH GROUP|BIAD|SAGETRADER, LLC|2
UNH|UNITEDHEALTH GROUP|BIDS|BIDS TRADING L.P.|400
UNH|UNITEDHEALTH GROUP|BIMI|Banca IMI Securities Corp.|2932
UNH|UNITEDHEALTH GROUP|BKCM|BNY Mellon Capital Markets LLC|8660
UNH|UNITEDHEALTH GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|45722
UNH|UNITEDHEALTH GROUP|BLKX|INSTINET, LLC|216981
UNH|UNITEDHEALTH GROUP|BMOC|BMO Capital Markets Corp.|2742
UNH|UNITEDHEALTH GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|395584
UNH|UNITEDHEALTH GROUP|BRGE|Newbridge Securities Corp.|100
UNH|UNITEDHEALTH GROUP|BTIG|BTIG, LLC|17536
UNH|UNITEDHEALTH GROUP|BYXM|CBOE TRADING, INC.|3156
UNH|UNITEDHEALTH GROUP|BZYD|GOLDMAN SACHS & CO. LLC|529
UNH|UNITEDHEALTH GROUP|CABR|Cabrera Capital Markets, Inc.|399
UNH|UNITEDHEALTH GROUP|CANT|Cantor Fitzgerald & Co.|4628
UNH|UNITEDHEALTH GROUP|CBLC|CITIGROUP GLOBAL MARKETS INC.|15148
UNH|UNITEDHEALTH GROUP|CHAS|Charles Schwab & Co., Inc.|25423
UNH|UNITEDHEALTH GROUP|CIBP|CIBC World Markets Corp.|91792
UNH|UNITEDHEALTH GROUP|CICF|Canaccord Genuity Corp.|1542
UNH|UNITEDHEALTH GROUP|CIST|Capital Institutional Services, Inc.|14180
UNH|UNITEDHEALTH GROUP|CLSA|CLSA AMERICAS, LLC|200
UNH|UNITEDHEALTH GROUP|CNFR|Cowen Prime Services LLC|200
UNH|UNITEDHEALTH GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|155024
UNH|UNITEDHEALTH GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2818
UNH|UNITEDHEALTH GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6180
UNH|UNITEDHEALTH GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|580428
UNH|UNITEDHEALTH GROUP|CTDL|Citadel Derivatives Group Llc|52376
UNH|UNITEDHEALTH GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|107182
UNH|UNITEDHEALTH GROUP|DADA|D.A. Davidson & Co.|2750
UNH|UNITEDHEALTH GROUP|DBAB|Deutsche Bank Securities Inc.|238281
UNH|UNITEDHEALTH GROUP|DBAX|Deutsche Bank Securities Inc.|370300
UNH|UNITEDHEALTH GROUP|DBUL|Deutsche Bank Securities Inc.|12551
UNH|UNITEDHEALTH GROUP|DCHF|Dart Executions, LLC|6750
UNH|UNITEDHEALTH GROUP|DEAN|MORGAN STANLEY|63974
UNH|UNITEDHEALTH GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18100
UNH|UNITEDHEALTH GROUP|DRWK|DRW SECURITIES, L.L.C.|19604
UNH|UNITEDHEALTH GROUP|EBXL|EBX LLC|419500
UNH|UNITEDHEALTH GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|52513
UNH|UNITEDHEALTH GROUP|EDJC|Edward Jones / CDS|216
UNH|UNITEDHEALTH GROUP|EDJO|Edward D. Jones & Co., L.P.|37222
UNH|UNITEDHEALTH GROUP|EGAM|CBOE TRADING, INC.|40462
UNH|UNITEDHEALTH GROUP|EGAW|CBOE TRADING, INC.|252
UNH|UNITEDHEALTH GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|1819
UNH|UNITEDHEALTH GROUP|EGXM|CBOE TRADING, INC.|9667
UNH|UNITEDHEALTH GROUP|EGXW|CBOE TRADING, INC.|431
UNH|UNITEDHEALTH GROUP|ELEV|ELEVATION, LLC|4167
UNH|UNITEDHEALTH GROUP|ESPO|ESPOSITO SECURITIES, LLC|333
UNH|UNITEDHEALTH GROUP|ETBE|Electronic Transaction Clearing, Inc.|88034
UNH|UNITEDHEALTH GROUP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
UNH|UNITEDHEALTH GROUP|ETCB|ETC BROKERAGE SERVICES, LLC|7
UNH|UNITEDHEALTH GROUP|ETCC|Electronic Transaction Clearing, Inc.|686
UNH|UNITEDHEALTH GROUP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
UNH|UNITEDHEALTH GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|99154
UNH|UNITEDHEALTH GROUP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|759
UNH|UNITEDHEALTH GROUP|ETRS|E*Trade Securities LLC|170772
UNH|UNITEDHEALTH GROUP|FBSB|U.S. Bancorp Investments, Inc.|727
UNH|UNITEDHEALTH GROUP|FIDT|Fidelity Clearing Canada ULC./ CDS|163
UNH|UNITEDHEALTH GROUP|FILL|Tradestation Securities, Inc.|11889
UNH|UNITEDHEALTH GROUP|FINX|FINTECH SECURITIES|787
UNH|UNITEDHEALTH GROUP|FMAF|NBCN Inc./ CDS|24856
UNH|UNITEDHEALTH GROUP|FMCO|First Manhattan Co|16
UNH|UNITEDHEALTH GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|22588
UNH|UNITEDHEALTH GROUP|FQLS|Quantlab Securities LP|426640
UNH|UNITEDHEALTH GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108977
UNH|UNITEDHEALTH GROUP|FTBR|Foliofn Investments, Inc.|7678
UNH|UNITEDHEALTH GROUP|GBMT|GBM International, Inc.|334
UNH|UNITEDHEALTH GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|11614
UNH|UNITEDHEALTH GROUP|GFIS|GFI Securities LLC|6500
UNH|UNITEDHEALTH GROUP|GHCC|Gordon, Haskett Capital Corporation|100
UNH|UNITEDHEALTH GROUP|GLIS|TD Securities Inc|2210
UNH|UNITEDHEALTH GROUP|GLPX|ACS EXECUTION SERVICES, LLC|182732
UNH|UNITEDHEALTH GROUP|GSCO|GOLDMAN SACHS & CO. LLC|2563360
UNH|UNITEDHEALTH GROUP|GSCS|GOLDMAN SACHS & CO. LLC|42595
UNH|UNITEDHEALTH GROUP|GSLT|GOLDMAN SACHS & CO. LLC|20475
UNH|UNITEDHEALTH GROUP|GTSZ|GTS SECURITIES LLC|510628
UNH|UNITEDHEALTH GROUP|HAPX|HAP Trading, LLC|553
UNH|UNITEDHEALTH GROUP|HASF|Haywood Securities Inc./CDS|139
UNH|UNITEDHEALTH GROUP|HCTA|Hardcastle Trading USA LLC|37661
UNH|UNITEDHEALTH GROUP|HRBF|American Enterprise Investment Services Inc.|43906
UNH|UNITEDHEALTH GROUP|HSBC|HSBC Securities, Inc.|33996
UNH|UNITEDHEALTH GROUP|IATS|INTERACTIVE BROKERS LLC|57836
UNH|UNITEDHEALTH GROUP|IBKR|Interactive Brokers Llc|73518
UNH|UNITEDHEALTH GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6443
UNH|UNITEDHEALTH GROUP|ICBX|INSTINET, LLC|98076
UNH|UNITEDHEALTH GROUP|IEQY|CITADEL SECURITIES LLC|249236
UNH|UNITEDHEALTH GROUP|INCA|INSTINET, LLC|519611
UNH|UNITEDHEALTH GROUP|INJX|INSTINET, LLC|22166
UNH|UNITEDHEALTH GROUP|INTL|INTL FCSTONE FINANCIAL INC.|4
UNH|UNITEDHEALTH GROUP|ITGI|ITG Inc.|75228
UNH|UNITEDHEALTH GROUP|ITGP|ITG INC.|343400
UNH|UNITEDHEALTH GROUP|JANY|Janney Montgomery Scott Inc.|10725
UNH|UNITEDHEALTH GROUP|JEFF|JEFFERIES LLC|66186
UNH|UNITEDHEALTH GROUP|JMPT|JUMP TRADING, LLC|302809
UNH|UNITEDHEALTH GROUP|JONE|JonesTrading|3311
UNH|UNITEDHEALTH GROUP|JPBX|J.P. MORGAN SECURITIES LLC|148658
UNH|UNITEDHEALTH GROUP|JPMX|J.P. Morgan Securities LLC|670225
UNH|UNITEDHEALTH GROUP|JRCO|Johnson Rice & Company L.L.C.|1590
UNH|UNITEDHEALTH GROUP|JSJX|JANE STREET CAPITAL LLC|20395
UNH|UNITEDHEALTH GROUP|KCGM|VIRTU Americas LLC|68927
UNH|UNITEDHEALTH GROUP|KCRD|PHX FINANCIAL, INC.|85
UNH|UNITEDHEALTH GROUP|KEYB|KEYBANC CAPITAL MARKETS INC.|40828
UNH|UNITEDHEALTH GROUP|LEER|LEERINK PARTNERS LLC|7216
UNH|UNITEDHEALTH GROUP|LEHM|Barclays Capital Inc./Le|1466848
UNH|UNITEDHEALTH GROUP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|164
UNH|UNITEDHEALTH GROUP|LIME|Lime Brokerage LLC|55523
UNH|UNITEDHEALTH GROUP|LIWD|LIME BROKERAGE LLC|610
UNH|UNITEDHEALTH GROUP|LIWK|LIME BROKERAGE LLC|9
UNH|UNITEDHEALTH GROUP|LMNX|LUMINEX TRADING & ANALYTICS LLC|38544
UNH|UNITEDHEALTH GROUP|LOOP|Loop Capital Markets LLC|3536
UNH|UNITEDHEALTH GROUP|LQNA|LIQUIDNET, INC.|38300
UNH|UNITEDHEALTH GROUP|LSCI|Lek Securities Corporation|3535
UNH|UNITEDHEALTH GROUP|LVMR|LIVERMORE TRADING GROUP, INC.|1300
UNH|UNITEDHEALTH GROUP|MACC|Mid Atlantic Capital Corporation|1638
UNH|UNITEDHEALTH GROUP|MACQ|Macquarie Capital (USA) Inc.|14300
UNH|UNITEDHEALTH GROUP|MAXM|Maxim Group LLC|20108
UNH|UNITEDHEALTH GROUP|MBTS|ALLY INVEST SECURITIES LLC|740
UNH|UNITEDHEALTH GROUP|MCMF|Raymond James Ltd. Cds|12162
UNH|UNITEDHEALTH GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|193434
UNH|UNITEDHEALTH GROUP|MOTF|MOTIF INVESTING, INC.|99
UNH|UNITEDHEALTH GROUP|MPSG|E D & F Man Capital Markets Inc.|674
UNH|UNITEDHEALTH GROUP|MSCO|MORGAN STANLEY & CO. LLC|3335475
UNH|UNITEDHEALTH GROUP|MSPL|MORGAN STANLEY & CO. LLC|329100
UNH|UNITEDHEALTH GROUP|MSTX|MORGAN STANLEY & CO. LLC|287100
UNH|UNITEDHEALTH GROUP|MTON|MILLINGTON SECURITIES, INC.|1010
UNH|UNITEDHEALTH GROUP|MZHO|Mizuho Securities USA LLC|25000
UNH|UNITEDHEALTH GROUP|NATL|National Securities Corporation|1228
UNH|UNITEDHEALTH GROUP|NBCS|NBC Securities, INC.|22
UNH|UNITEDHEALTH GROUP|NEED|Needham & Company, LLC|193
UNH|UNITEDHEALTH GROUP|NEUB|NEUBERGER BERMAN BD LLC|1366
UNH|UNITEDHEALTH GROUP|NFSC|National Financial Services LLC|1150787
UNH|UNITEDHEALTH GROUP|NITE|VIRTU Americas LLC|1492895
UNH|UNITEDHEALTH GROUP|NITP|VIRTU Americas LLC|335
UNH|UNITEDHEALTH GROUP|NQRB|Brut, LLC|18201
UNH|UNITEDHEALTH GROUP|NTBF|BMO Nesbitt Burns Inc./CDS|5424
UNH|UNITEDHEALTH GROUP|NTRC|Northern Trust Securities, Inc.|9290
UNH|UNITEDHEALTH GROUP|OHOS|TWO SIGMA SECURITIES, LLC|206050
UNH|UNITEDHEALTH GROUP|OPCO|Oppenheimer & Co. Inc.|23433
UNH|UNITEDHEALTH GROUP|PCPT|PHILLIP CAPITAL INC.|30
UNH|UNITEDHEALTH GROUP|PDQM|CODA MARKETS, INC.|269261
UNH|UNITEDHEALTH GROUP|PHLY|NASDAQ Execution Services, LLC|24600
UNH|UNITEDHEALTH GROUP|PICT|Pictet Overseas Inc.|676
UNH|UNITEDHEALTH GROUP|PIPR|Piper Jaffray & Co.|4820
UNH|UNITEDHEALTH GROUP|PREC|PRECISION SECURITIES, LLC|150
UNH|UNITEDHEALTH GROUP|PUMA|Puma Capital, Llc|1010
UNH|UNITEDHEALTH GROUP|PWJC|UBS Financial Services, Inc.|45965
UNH|UNITEDHEALTH GROUP|QMSR|QUATTRO M SECURITIES INC.|1963
UNH|UNITEDHEALTH GROUP|RBCM|RBC CAPITAL MARKETS, LLC|65652
UNH|UNITEDHEALTH GROUP|RDBN|Redburn Partners (USA) LP|100
UNH|UNITEDHEALTH GROUP|RGLD|Regal Securities, Inc|1400
UNH|UNITEDHEALTH GROUP|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|10569
UNH|UNITEDHEALTH GROUP|SAGL|SAGETRADER, LLC|35974
UNH|UNITEDHEALTH GROUP|SAGW|SAGETRADER, LLC|625
UNH|UNITEDHEALTH GROUP|SALI|INTL FCSTONE FINANCIAL INC.|1119
UNH|UNITEDHEALTH GROUP|SBRX|MURIEL SIEBERT & CO INC|57
UNH|UNITEDHEALTH GROUP|SBSH|Citigroup Global Markets Inc.|594556
UNH|UNITEDHEALTH GROUP|SEIC|SEI Investments Distribution Co.|4124
UNH|UNITEDHEALTH GROUP|SGMT|GOLDMAN SACHS & CO. LLC|213739
UNH|UNITEDHEALTH GROUP|SHMR|ABN Amro Clearing LLC|501
UNH|UNITEDHEALTH GROUP|SIBO|Prime Executions, Inc.|5175
UNH|UNITEDHEALTH GROUP|SIDC|Sidoti & Company, LLC|100
UNH|UNITEDHEALTH GROUP|SPDR|SPEEDROUTE LLC|44709
UNH|UNITEDHEALTH GROUP|SPHN|Stephens Inc.|3553
UNH|UNITEDHEALTH GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|36749
UNH|UNITEDHEALTH GROUP|STKP|STOCKPILE INVESTMENTS, INC.|150
UNH|UNITEDHEALTH GROUP|STRS|STRATEGAS RESEARCH PARTNERS|700
UNH|UNITEDHEALTH GROUP|STXG|Stockcross Financial Services, Inc.|40
UNH|UNITEDHEALTH GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15316
UNH|UNITEDHEALTH GROUP|SWIM|TD Ameritrade, Inc.|88780
UNH|UNITEDHEALTH GROUP|SWST|Hilltop Securities Inc.|13047
UNH|UNITEDHEALTH GROUP|TAGC|TELSEY ADVISORY GROUP LLC|400
UNH|UNITEDHEALTH GROUP|TDSI|TD Securities (USA) LLC|100
UNH|UNITEDHEALTH GROUP|TKNG|ALLY INVEST SECURITIES LLC|6528
UNH|UNITEDHEALTH GROUP|TRBT|Tradebot Systems, Inc.|227466
UNH|UNITEDHEALTH GROUP|TRCM|TRC MARKETS LLC|106061
UNH|UNITEDHEALTH GROUP|TWTT|TASTYWORKS, INC.|221
UNH|UNITEDHEALTH GROUP|UBSA|UBS SECURITIES LLC|1045163
UNH|UNITEDHEALTH GROUP|UBSS|UBS Securities LLC|2060058
UNH|UNITEDHEALTH GROUP|UFPA|UNITED FIRST PARTNERS LLC|900
UNH|UNITEDHEALTH GROUP|VALX|VIRTU AMERICAS LLC|64924
UNH|UNITEDHEALTH GROUP|VERT|The Vertical Trading Group, LLC|408
UNH|UNITEDHEALTH GROUP|VGRD|Vanguard Marketing Corporation|32368
UNH|UNITEDHEALTH GROUP|VNDM|Wall Street Access|1890
UNH|UNITEDHEALTH GROUP|VNDS|VANDHAM SECURITIES CORP|2800
UNH|UNITEDHEALTH GROUP|VSIN|Vision Financial Markets Llc|50
UNH|UNITEDHEALTH GROUP|WABR|Wall Street Access|25324
UNH|UNITEDHEALTH GROUP|WBLR|WILLIAM BLAIR|2987
UNH|UNITEDHEALTH GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|2820
UNH|UNITEDHEALTH GROUP|WCHV|WELLS FARGO SECURITIES, LLC|343630
UNH|UNITEDHEALTH GROUP|WDNX|WEEDEN & CO.L.P.|75362
UNH|UNITEDHEALTH GROUP|WEDB|WEDBUSH SECURITIES INC.|9825
UNH|UNITEDHEALTH GROUP|WEED|Weeden & Co.L.P.|9836
UNH|UNITEDHEALTH GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|89604
UNH|UNITEDHEALTH GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54215
UNH|UNITEDHEALTH GROUP|WGIF|CIBC World Markets Inc.|4914
UNH|UNITEDHEALTH GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2580
UNH|UNITEDHEALTH GROUP|WSAG|WALL STREET ACCESS|100
UNH|UNITEDHEALTH GROUP|WSEA|WOLVERINE SECURITIES, LLC|15224
UNH|UNITEDHEALTH GROUP|XIST|INSTINET, LLC|45192
UNH|UNITEDHEALTH GROUP|XPQR|Jump Trading|2161
UNH|UNITEDHEALTH GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|314114
UNH|UNITEDHEALTH GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|12018
UNH|UNITEDHEALTH GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29140
UNIT|UNITI GROUP INC.|ADAM|CANACCORD GENUITY INC.|13720
UNIT|UNITI GROUP INC.|AGCP|AEGIS CAPITAL CORP.|1398
UNIT|UNITI GROUP INC.|AGIS|Aegis Capital Corp.|22725
UNIT|UNITI GROUP INC.|ALTX|Alternet Securities Inc.|11205
UNIT|UNITI GROUP INC.|APCC|Apex Clearing Corporation|3152
UNIT|UNITI GROUP INC.|AQUA|AQUA SECURITIES L.P.|43000
UNIT|UNITI GROUP INC.|BANK|Primevest Financial Services, Inc.|332
UNIT|UNITI GROUP INC.|BARD|Robert W. Baird & Co. Incorporated|8774
UNIT|UNITI GROUP INC.|BATM|CBOE TRADING, INC.|5006
UNIT|UNITI GROUP INC.|BAYC|BAY CREST PARTNERS, LLC|35526
UNIT|UNITI GROUP INC.|BBNT|BB&T SECURITIES, LLC|2020
UNIT|UNITI GROUP INC.|BERN|Sanford C. Bernstein & Co., LLC|55007
UNIT|UNITI GROUP INC.|BIAD|SAGETRADER, LLC|3000
UNIT|UNITI GROUP INC.|BIMI|Banca IMI Securities Corp.|350
UNIT|UNITI GROUP INC.|BKCM|BNY Mellon Capital Markets LLC|33912
UNIT|UNITI GROUP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15352
UNIT|UNITI GROUP INC.|BLKX|INSTINET, LLC|39700
UNIT|UNITI GROUP INC.|BMOC|BMO Capital Markets Corp.|9295
UNIT|UNITI GROUP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|57317
UNIT|UNITI GROUP INC.|BRVL|BLAYLOCK VAN, LLC|800
UNIT|UNITI GROUP INC.|BTIG|BTIG, LLC|211141
UNIT|UNITI GROUP INC.|BYXM|CBOE TRADING, INC.|2554
UNIT|UNITI GROUP INC.|BZYD|GOLDMAN SACHS & CO. LLC|2100
UNIT|UNITI GROUP INC.|CANT|Cantor Fitzgerald & Co.|10103
UNIT|UNITI GROUP INC.|CHAS|Charles Schwab & Co., Inc.|8862
UNIT|UNITI GROUP INC.|CIST|Capital Institutional Services, Inc.|6127
UNIT|UNITI GROUP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|369578
UNIT|UNITI GROUP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|105
UNIT|UNITI GROUP INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24229
UNIT|UNITI GROUP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|606513
UNIT|UNITI GROUP INC.|CTDL|Citadel Derivatives Group Llc|61493
UNIT|UNITI GROUP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|122446
UNIT|UNITI GROUP INC.|DADA|D.A. Davidson & Co.|1673
UNIT|UNITI GROUP INC.|DBAB|Deutsche Bank Securities Inc.|1150166
UNIT|UNITI GROUP INC.|DBAX|Deutsche Bank Securities Inc.|656200
UNIT|UNITI GROUP INC.|DBUL|Deutsche Bank Securities Inc.|61093
UNIT|UNITI GROUP INC.|DCHF|Dart Executions, LLC|46975
UNIT|UNITI GROUP INC.|DEAN|MORGAN STANLEY|185801
UNIT|UNITI GROUP INC.|DEGS|RONIN PROFESSIONAL LLC|40319
UNIT|UNITI GROUP INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1753
UNIT|UNITI GROUP INC.|DRWK|DRW SECURITIES, L.L.C.|60327
UNIT|UNITI GROUP INC.|EBXL|EBX LLC|338500
UNIT|UNITI GROUP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|70372
UNIT|UNITI GROUP INC.|EDJO|Edward D. Jones & Co., L.P.|27717
UNIT|UNITI GROUP INC.|EGAM|CBOE TRADING, INC.|21275
UNIT|UNITI GROUP INC.|EGAW|CBOE TRADING, INC.|278
UNIT|UNITI GROUP INC.|EGMT|EG MARKET TECHNOLOGIES LLC|900
UNIT|UNITI GROUP INC.|EGXM|CBOE TRADING, INC.|7757
UNIT|UNITI GROUP INC.|ELEV|ELEVATION, LLC|30000
UNIT|UNITI GROUP INC.|ESPO|ESPOSITO SECURITIES, LLC|2168
UNIT|UNITI GROUP INC.|ETBE|Electronic Transaction Clearing, Inc.|89835
UNIT|UNITI GROUP INC.|ETCC|Electronic Transaction Clearing, Inc.|1200
UNIT|UNITI GROUP INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1576
UNIT|UNITI GROUP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19285
UNIT|UNITI GROUP INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
UNIT|UNITI GROUP INC.|ETRS|E*Trade Securities LLC|652895
UNIT|UNITI GROUP INC.|FBCO|Credit Suisse Securities (USA) LLC|1083228
UNIT|UNITI GROUP INC.|FBSB|U.S. Bancorp Investments, Inc.|550
UNIT|UNITI GROUP INC.|FILL|Tradestation Securities, Inc.|6132
UNIT|UNITI GROUP INC.|FMAF|NBCN Inc./ CDS|2335
UNIT|UNITI GROUP INC.|FOMA|TD AMERITRADE CLEARING, INC.|962360
UNIT|UNITI GROUP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11838
UNIT|UNITI GROUP INC.|FQLS|Quantlab Securities LP|698338
UNIT|UNITI GROUP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107795
UNIT|UNITI GROUP INC.|FTBR|Foliofn Investments, Inc.|3956
UNIT|UNITI GROUP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|64686
UNIT|UNITI GROUP INC.|GLPX|ACS EXECUTION SERVICES, LLC|9785
UNIT|UNITI GROUP INC.|GSCO|GOLDMAN SACHS & CO. LLC|2657182
UNIT|UNITI GROUP INC.|GSCS|GOLDMAN SACHS & CO. LLC|44859
UNIT|UNITI GROUP INC.|GSLT|GOLDMAN SACHS & CO. LLC|17428
UNIT|UNITI GROUP INC.|GTSZ|GTS SECURITIES LLC|29042
UNIT|UNITI GROUP INC.|HAPX|HAP Trading, LLC|112
UNIT|UNITI GROUP INC.|HRBF|American Enterprise Investment Services Inc.|14584
UNIT|UNITI GROUP INC.|HSBC|HSBC Securities, Inc.|441140
UNIT|UNITI GROUP INC.|IATS|INTERACTIVE BROKERS LLC|38752
UNIT|UNITI GROUP INC.|IBKR|Interactive Brokers Llc|711626
UNIT|UNITI GROUP INC.|IBSJ|Integrity Brokerage Services, Inc.|63
UNIT|UNITI GROUP INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|176
UNIT|UNITI GROUP INC.|ICBX|INSTINET, LLC|87613
UNIT|UNITI GROUP INC.|IEQY|CITADEL SECURITIES LLC|180227
UNIT|UNITI GROUP INC.|INCA|INSTINET, LLC|756523
UNIT|UNITI GROUP INC.|INJX|INSTINET, LLC|23027
UNIT|UNITI GROUP INC.|ITGI|ITG Inc.|1357094
UNIT|UNITI GROUP INC.|ITGP|ITG INC.|230800
UNIT|UNITI GROUP INC.|JANY|Janney Montgomery Scott Inc.|15365
UNIT|UNITI GROUP INC.|JEFF|JEFFERIES LLC|377488
UNIT|UNITI GROUP INC.|JMPT|JUMP TRADING, LLC|152678
UNIT|UNITI GROUP INC.|JPBX|J.P. MORGAN SECURITIES LLC|129299
UNIT|UNITI GROUP INC.|JPMX|J.P. Morgan Securities LLC|863419
UNIT|UNITI GROUP INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|183
UNIT|UNITI GROUP INC.|JSJX|JANE STREET CAPITAL LLC|12954
UNIT|UNITI GROUP INC.|KCGM|VIRTU Americas LLC|105196
UNIT|UNITI GROUP INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|1700
UNIT|UNITI GROUP INC.|LEHM|Barclays Capital Inc./Le|2547584
UNIT|UNITI GROUP INC.|LIME|Lime Brokerage LLC|496085
UNIT|UNITI GROUP INC.|LMGP|LIME BROKERAGE LLC|9400
UNIT|UNITI GROUP INC.|LOOP|Loop Capital Markets LLC|1300
UNIT|UNITI GROUP INC.|LQNA|LIQUIDNET, INC.|73000
UNIT|UNITI GROUP INC.|LQNB|LIQUIDNET, INC.|5217
UNIT|UNITI GROUP INC.|LSCI|Lek Securities Corporation|49594
UNIT|UNITI GROUP INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|6245
UNIT|UNITI GROUP INC.|MACC|Mid Atlantic Capital Corporation|1199
UNIT|UNITI GROUP INC.|MAXM|Maxim Group LLC|260
UNIT|UNITI GROUP INC.|MBTS|ALLY INVEST SECURITIES LLC|1152
UNIT|UNITI GROUP INC.|MCMF|Raymond James Ltd. Cds|2065
UNIT|UNITI GROUP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|235557
UNIT|UNITI GROUP INC.|MOTF|MOTIF INVESTING, INC.|21
UNIT|UNITI GROUP INC.|MSCO|MORGAN STANLEY & CO. LLC|5258780
UNIT|UNITI GROUP INC.|MSPL|MORGAN STANLEY & CO. LLC|719500
UNIT|UNITI GROUP INC.|MSTX|MORGAN STANLEY & CO. LLC|266900
UNIT|UNITI GROUP INC.|NATL|National Securities Corporation|1100
UNIT|UNITI GROUP INC.|NBCS|NBC Securities, INC.|6000
UNIT|UNITI GROUP INC.|NEUB|NEUBERGER BERMAN BD LLC|15
UNIT|UNITI GROUP INC.|NFSC|National Financial Services LLC|717316
UNIT|UNITI GROUP INC.|NITE|VIRTU Americas LLC|2088031
UNIT|UNITI GROUP INC.|NITP|VIRTU Americas LLC|4085
UNIT|UNITI GROUP INC.|NMRA|Nomura Securities International, Inc.|100
UNIT|UNITI GROUP INC.|NQRB|Brut, LLC|37242
UNIT|UNITI GROUP INC.|OPCO|Oppenheimer & Co. Inc.|525
UNIT|UNITI GROUP INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1700
UNIT|UNITI GROUP INC.|PDQM|CODA MARKETS, INC.|23931
UNIT|UNITI GROUP INC.|PHLY|NASDAQ Execution Services, LLC|38200
UNIT|UNITI GROUP INC.|PICT|Pictet Overseas Inc.|400
UNIT|UNITI GROUP INC.|PIPR|Piper Jaffray & Co.|7600
UNIT|UNITI GROUP INC.|PREC|PRECISION SECURITIES, LLC|1600
UNIT|UNITI GROUP INC.|PWJC|UBS Financial Services, Inc.|14609
UNIT|UNITI GROUP INC.|RAJA|Raymond James & Associates, Inc.|476948
UNIT|UNITI GROUP INC.|RBCM|RBC CAPITAL MARKETS, LLC|50405
UNIT|UNITI GROUP INC.|RGLD|Regal Securities, Inc|200
UNIT|UNITI GROUP INC.|RHCO|Suntrust Robinson Humphrey, Inc.|234600
UNIT|UNITI GROUP INC.|RJLC|RJL CAPITAL GROUP, LLC|735
UNIT|UNITI GROUP INC.|SAGL|SAGETRADER, LLC|88529
UNIT|UNITI GROUP INC.|SAGW|SAGETRADER, LLC|84
UNIT|UNITI GROUP INC.|SALI|INTL FCSTONE FINANCIAL INC.|750
UNIT|UNITI GROUP INC.|SBSH|Citigroup Global Markets Inc.|399777
UNIT|UNITI GROUP INC.|SEIC|SEI Investments Distribution Co.|400
UNIT|UNITI GROUP INC.|SGMT|GOLDMAN SACHS & CO. LLC|184224
UNIT|UNITI GROUP INC.|SPDR|SPEEDROUTE LLC|8795
UNIT|UNITI GROUP INC.|SPHN|Stephens Inc.|253853
UNIT|UNITI GROUP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|18934
UNIT|UNITI GROUP INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|287
UNIT|UNITI GROUP INC.|SWIM|TD Ameritrade, Inc.|218029
UNIT|UNITI GROUP INC.|SWST|Hilltop Securities Inc.|12101
UNIT|UNITI GROUP INC.|TKNG|ALLY INVEST SECURITIES LLC|7884
UNIT|UNITI GROUP INC.|TMBR|Timber Hill LLC|4527
UNIT|UNITI GROUP INC.|TRBT|Tradebot Systems, Inc.|459991
UNIT|UNITI GROUP INC.|TRCM|TRC MARKETS LLC|293982
UNIT|UNITI GROUP INC.|UBSA|UBS SECURITIES LLC|840808
UNIT|UNITI GROUP INC.|UBSS|UBS Securities LLC|2510553
UNIT|UNITI GROUP INC.|VALX|VIRTU AMERICAS LLC|16713
UNIT|UNITI GROUP INC.|VERT|The Vertical Trading Group, LLC|400
UNIT|UNITI GROUP INC.|VGRD|Vanguard Marketing Corporation|117762
UNIT|UNITI GROUP INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3200
UNIT|UNITI GROUP INC.|WCHV|WELLS FARGO SECURITIES, LLC|701334
UNIT|UNITI GROUP INC.|WDNX|WEEDEN & CO.L.P.|1698
UNIT|UNITI GROUP INC.|WEDB|WEDBUSH SECURITIES INC.|4900
UNIT|UNITI GROUP INC.|WEED|Weeden & Co.L.P.|1164
UNIT|UNITI GROUP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|99388
UNIT|UNITI GROUP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|86642
UNIT|UNITI GROUP INC.|WGIF|CIBC World Markets Inc.|501
UNIT|UNITI GROUP INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|76
UNIT|UNITI GROUP INC.|WSEA|WOLVERINE SECURITIES, LLC|28461
UNIT|UNITI GROUP INC.|XIST|INSTINET, LLC|71056
UNIT|UNITI GROUP INC.|XPQR|Jump Trading|1
UNIT|UNITI GROUP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|116350
UNIT|UNITI GROUP INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2678
UNIT|UNITI GROUP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24445
UNL|UNITED STATES 12 MON|APCC|Apex Clearing Corporation|2
UNL|UNITED STATES 12 MON|CHAS|Charles Schwab & Co., Inc.|2
UNL|UNITED STATES 12 MON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
UNL|UNITED STATES 12 MON|ETRS|E*Trade Securities LLC|2084
UNL|UNITED STATES 12 MON|IBKR|Interactive Brokers Llc|275
UNL|UNITED STATES 12 MON|JSJX|JANE STREET CAPITAL LLC|4933
UNL|UNITED STATES 12 MON|LEHM|Barclays Capital Inc./Le|1800
UNL|UNITED STATES 12 MON|LIME|Lime Brokerage LLC|2000
UNL|UNITED STATES 12 MON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
UNL|UNITED STATES 12 MON|MSCO|MORGAN STANLEY & CO. LLC|1150
UNL|UNITED STATES 12 MON|NFSC|National Financial Services LLC|100
UNL|UNITED STATES 12 MON|NITE|VIRTU Americas LLC|9432
UNL|UNITED STATES 12 MON|NITP|VIRTU Americas LLC|1500
UNL|UNITED STATES 12 MON|RBCM|RBC CAPITAL MARKETS, LLC|8395
UNL|UNITED STATES 12 MON|UBSS|UBS Securities LLC|245
UNL|UNITED STATES 12 MON|WSEA|WOLVERINE SECURITIES, LLC|1
UNM|UNUM GROUP|ABLE|NATIXIS Securities Americas LLC|76806
UNM|UNUM GROUP|ADAM|CANACCORD GENUITY INC.|400
UNM|UNUM GROUP|ALTX|Alternet Securities Inc.|15027
UNM|UNUM GROUP|ANOS|ABEL/NOSER, L.L.C.|100
UNM|UNUM GROUP|APCC|Apex Clearing Corporation|240
UNM|UNUM GROUP|BANK|Primevest Financial Services, Inc.|1
UNM|UNUM GROUP|BARD|Robert W. Baird & Co. Incorporated|7380
UNM|UNUM GROUP|BATM|CBOE TRADING, INC.|11093
UNM|UNUM GROUP|BAYC|BAY CREST PARTNERS, LLC|545
UNM|UNUM GROUP|BAYT|BTIG, LLC|3300
UNM|UNUM GROUP|BERN|Sanford C. Bernstein & Co., LLC|80073
UNM|UNUM GROUP|BIDS|BIDS TRADING L.P.|17600
UNM|UNUM GROUP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18131
UNM|UNUM GROUP|BLKX|INSTINET, LLC|7500
UNM|UNUM GROUP|BNPX|BNP PARIBAS SECURITIES CORP.|94301
UNM|UNUM GROUP|BTIG|BTIG, LLC|401558
UNM|UNUM GROUP|BYXM|CBOE TRADING, INC.|4294
UNM|UNUM GROUP|BZYD|GOLDMAN SACHS & CO. LLC|100
UNM|UNUM GROUP|CHAS|Charles Schwab & Co., Inc.|2249
UNM|UNUM GROUP|CIBP|CIBC World Markets Corp.|12238
UNM|UNUM GROUP|CIOI|CITIGROUP GLOBAL MARKETS INC|119000
UNM|UNUM GROUP|CIST|Capital Institutional Services, Inc.|22999
UNM|UNUM GROUP|CLSA|CLSA AMERICAS, LLC|100
UNM|UNUM GROUP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33979
UNM|UNUM GROUP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13
UNM|UNUM GROUP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12136
UNM|UNUM GROUP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|787896
UNM|UNUM GROUP|CTDL|Citadel Derivatives Group Llc|43170
UNM|UNUM GROUP|CXCX|CITIGROUP GLOBAL MARKETS INC.|72172
UNM|UNUM GROUP|DADA|D.A. Davidson & Co.|100
UNM|UNUM GROUP|DBAB|Deutsche Bank Securities Inc.|375421
UNM|UNUM GROUP|DBAX|Deutsche Bank Securities Inc.|703600
UNM|UNUM GROUP|DBUL|Deutsche Bank Securities Inc.|10419
UNM|UNUM GROUP|DCHF|Dart Executions, LLC|2358
UNM|UNUM GROUP|DEAN|MORGAN STANLEY|34870
UNM|UNUM GROUP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|68
UNM|UNUM GROUP|EBXL|EBX LLC|294200
UNM|UNUM GROUP|ECUT|CONVERGEX EXECUTION SOLUTIONS|33295
UNM|UNUM GROUP|EDJO|Edward D. Jones & Co., L.P.|4394
UNM|UNUM GROUP|EGAM|CBOE TRADING, INC.|30056
UNM|UNUM GROUP|EGAW|CBOE TRADING, INC.|497
UNM|UNUM GROUP|EGMT|EG MARKET TECHNOLOGIES LLC|200
UNM|UNUM GROUP|EGXM|CBOE TRADING, INC.|12437
UNM|UNUM GROUP|EGXW|CBOE TRADING, INC.|289
UNM|UNUM GROUP|ELEV|ELEVATION, LLC|8950
UNM|UNUM GROUP|ETBE|Electronic Transaction Clearing, Inc.|15052
UNM|UNUM GROUP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
UNM|UNUM GROUP|ETCC|Electronic Transaction Clearing, Inc.|550
UNM|UNUM GROUP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10860
UNM|UNUM GROUP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4156
UNM|UNUM GROUP|ETRS|E*Trade Securities LLC|50274
UNM|UNUM GROUP|FILL|Tradestation Securities, Inc.|4421
UNM|UNUM GROUP|FMAF|NBCN Inc./ CDS|14647
UNM|UNUM GROUP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18602
UNM|UNUM GROUP|FQLS|Quantlab Securities LP|739057
UNM|UNUM GROUP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136023
UNM|UNUM GROUP|FTBR|Foliofn Investments, Inc.|3506
UNM|UNUM GROUP|GEBB|GLOBAL EXECUTION BROKERS, LP|2098
UNM|UNUM GROUP|GLIS|TD Securities Inc|1502
UNM|UNUM GROUP|GLPX|ACS EXECUTION SERVICES, LLC|32123
UNM|UNUM GROUP|GPSS|Great Pacific Securities|200
UNM|UNUM GROUP|GSCO|GOLDMAN SACHS & CO. LLC|2468711
UNM|UNUM GROUP|GSCS|GOLDMAN SACHS & CO. LLC|12821
UNM|UNUM GROUP|GSLT|GOLDMAN SACHS & CO. LLC|30487
UNM|UNUM GROUP|GTSZ|GTS SECURITIES LLC|273070
UNM|UNUM GROUP|HRBF|American Enterprise Investment Services Inc.|4752
UNM|UNUM GROUP|HSBC|HSBC Securities, Inc.|16292
UNM|UNUM GROUP|IATS|INTERACTIVE BROKERS LLC|7969
UNM|UNUM GROUP|IBKR|Interactive Brokers Llc|30756
UNM|UNUM GROUP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7812
UNM|UNUM GROUP|ICBX|INSTINET, LLC|92695
UNM|UNUM GROUP|IEQY|CITADEL SECURITIES LLC|171752
UNM|UNUM GROUP|INCA|INSTINET, LLC|433476
UNM|UNUM GROUP|INJX|INSTINET, LLC|32976
UNM|UNUM GROUP|INTL|INTL FCSTONE FINANCIAL INC.|15
UNM|UNUM GROUP|ITGI|ITG Inc.|92910
UNM|UNUM GROUP|ITGP|ITG INC.|462800
UNM|UNUM GROUP|JANY|Janney Montgomery Scott Inc.|1519
UNM|UNUM GROUP|JEFF|JEFFERIES LLC|194382
UNM|UNUM GROUP|JMPT|JUMP TRADING, LLC|181670
UNM|UNUM GROUP|JPBX|J.P. MORGAN SECURITIES LLC|196074
UNM|UNUM GROUP|JPMX|J.P. Morgan Securities LLC|592113
UNM|UNUM GROUP|JSJX|JANE STREET CAPITAL LLC|8248
UNM|UNUM GROUP|KCGM|VIRTU Americas LLC|47981
UNM|UNUM GROUP|LEHM|Barclays Capital Inc./Le|1101034
UNM|UNUM GROUP|LIME|Lime Brokerage LLC|211314
UNM|UNUM GROUP|LOOP|Loop Capital Markets LLC|1212
UNM|UNUM GROUP|LQNA|LIQUIDNET, INC.|12500
UNM|UNUM GROUP|LQNB|LIQUIDNET, INC.|16900
UNM|UNUM GROUP|LSCI|Lek Securities Corporation|114
UNM|UNUM GROUP|MACC|Mid Atlantic Capital Corporation|4019
UNM|UNUM GROUP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|228546
UNM|UNUM GROUP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1700
UNM|UNUM GROUP|MOTF|MOTIF INVESTING, INC.|5
UNM|UNUM GROUP|MSCO|MORGAN STANLEY & CO. LLC|2454302
UNM|UNUM GROUP|MSPL|MORGAN STANLEY & CO. LLC|366600
UNM|UNUM GROUP|MSTX|MORGAN STANLEY & CO. LLC|347900
UNM|UNUM GROUP|NEUB|NEUBERGER BERMAN BD LLC|342
UNM|UNUM GROUP|NFSC|National Financial Services LLC|181397
UNM|UNUM GROUP|NITE|VIRTU Americas LLC|371553
UNM|UNUM GROUP|NITP|VIRTU Americas LLC|1723
UNM|UNUM GROUP|NMRA|Nomura Securities International, Inc.|300
UNM|UNUM GROUP|NQRB|Brut, LLC|31066
UNM|UNUM GROUP|NTBF|BMO Nesbitt Burns Inc./CDS|206
UNM|UNUM GROUP|NTRC|Northern Trust Securities, Inc.|700
UNM|UNUM GROUP|OHOS|TWO SIGMA SECURITIES, LLC|89735
UNM|UNUM GROUP|OPCO|Oppenheimer & Co. Inc.|2818
UNM|UNUM GROUP|PCFF|Pacific International Securities Inc./CDS|9
UNM|UNUM GROUP|PDQM|CODA MARKETS, INC.|152299
UNM|UNUM GROUP|PICT|Pictet Overseas Inc.|10833
UNM|UNUM GROUP|PIPR|Piper Jaffray & Co.|260
UNM|UNUM GROUP|PWJC|UBS Financial Services, Inc.|2664
UNM|UNUM GROUP|QMSR|QUATTRO M SECURITIES INC.|3088
UNM|UNUM GROUP|RBCM|RBC CAPITAL MARKETS, LLC|8391
UNM|UNUM GROUP|SAGL|SAGETRADER, LLC|34004
UNM|UNUM GROUP|SAGW|SAGETRADER, LLC|119
UNM|UNUM GROUP|SBSH|Citigroup Global Markets Inc.|412488
UNM|UNUM GROUP|SEIC|SEI Investments Distribution Co.|2320
UNM|UNUM GROUP|SGMT|GOLDMAN SACHS & CO. LLC|187303
UNM|UNUM GROUP|SPDR|SPEEDROUTE LLC|41200
UNM|UNUM GROUP|SPHN|Stephens Inc.|1172
UNM|UNUM GROUP|SSBS|STATE STREET GLOBAL MARKETS, LLC|987
UNM|UNUM GROUP|STFL|Stifel, Nicolaus & Company, Incorporated|142379
UNM|UNUM GROUP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22898
UNM|UNUM GROUP|SWIM|TD Ameritrade, Inc.|14961
UNM|UNUM GROUP|SWST|Hilltop Securities Inc.|25273
UNM|UNUM GROUP|TDSI|TD Securities (USA) LLC|1700
UNM|UNUM GROUP|TKNG|ALLY INVEST SECURITIES LLC|471
UNM|UNUM GROUP|TOUR|TOURMALINE PARTNERS, LLC|4782
UNM|UNUM GROUP|TRBT|Tradebot Systems, Inc.|343230
UNM|UNUM GROUP|TRCM|TRC MARKETS LLC|607090
UNM|UNUM GROUP|UBSA|UBS SECURITIES LLC|744205
UNM|UNUM GROUP|UBSS|UBS Securities LLC|932013
UNM|UNUM GROUP|VALX|VIRTU AMERICAS LLC|18704
UNM|UNUM GROUP|VGRD|Vanguard Marketing Corporation|5703
UNM|UNUM GROUP|WBPX|SUMMIT SECURITIES GROUP, LLC|7076
UNM|UNUM GROUP|WCHV|WELLS FARGO SECURITIES, LLC|122084
UNM|UNUM GROUP|WDNX|WEEDEN & CO.L.P.|15980
UNM|UNUM GROUP|WEDB|WEDBUSH SECURITIES INC.|12502
UNM|UNUM GROUP|WEED|Weeden & Co.L.P.|3800
UNM|UNUM GROUP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18259
UNM|UNUM GROUP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9252
UNM|UNUM GROUP|WGIF|CIBC World Markets Inc.|1496
UNM|UNUM GROUP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|12177
UNM|UNUM GROUP|WSAG|WALL STREET ACCESS|220
UNM|UNUM GROUP|WSEA|WOLVERINE SECURITIES, LLC|3777
UNM|UNUM GROUP|XIST|INSTINET, LLC|64400
UNM|UNUM GROUP|XPQR|Jump Trading|700
UNM|UNUM GROUP|XSTM|NATIONAL FINANCIAL SERVICES LLC|47334
UNM|UNUM GROUP|YKNA|COMHAR CAPITAL MARKETS, LLC|1320
UNM|UNUM GROUP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6413
UNMA|UNUM GROUP 6.25 NT|AGIS|Aegis Capital Corp.|500
UNMA|UNUM GROUP 6.25 NT|ALTX|Alternet Securities Inc.|1800
UNMA|UNUM GROUP 6.25 NT|APCC|Apex Clearing Corporation|1620
UNMA|UNUM GROUP 6.25 NT|BBNT|BB&T SECURITIES, LLC|12281
UNMA|UNUM GROUP 6.25 NT|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|7700
UNMA|UNUM GROUP 6.25 NT|BNCH|The Benchmark Company, LLC|6000
UNMA|UNUM GROUP 6.25 NT|CABR|Cabrera Capital Markets, Inc.|71000
UNMA|UNUM GROUP 6.25 NT|CANT|Cantor Fitzgerald & Co.|1000
UNMA|UNUM GROUP 6.25 NT|CHAS|Charles Schwab & Co., Inc.|1000
UNMA|UNUM GROUP 6.25 NT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
UNMA|UNUM GROUP 6.25 NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2740
UNMA|UNUM GROUP 6.25 NT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
UNMA|UNUM GROUP 6.25 NT|DAVA|Davenport & Company LLC|1000
UNMA|UNUM GROUP 6.25 NT|DBAX|Deutsche Bank Securities Inc.|900
UNMA|UNUM GROUP 6.25 NT|DEAN|MORGAN STANLEY|69415
UNMA|UNUM GROUP 6.25 NT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
UNMA|UNUM GROUP 6.25 NT|EBXL|EBX LLC|6300
UNMA|UNUM GROUP 6.25 NT|ECUT|CONVERGEX EXECUTION SOLUTIONS|3600
UNMA|UNUM GROUP 6.25 NT|EGAM|CBOE TRADING, INC.|6397
UNMA|UNUM GROUP 6.25 NT|EGXM|CBOE TRADING, INC.|200
UNMA|UNUM GROUP 6.25 NT|ETRS|E*Trade Securities LLC|5141
UNMA|UNUM GROUP 6.25 NT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
UNMA|UNUM GROUP 6.25 NT|GLPX|ACS EXECUTION SERVICES, LLC|2418
UNMA|UNUM GROUP 6.25 NT|GSCO|GOLDMAN SACHS & CO. LLC|600
UNMA|UNUM GROUP 6.25 NT|GSLT|GOLDMAN SACHS & CO. LLC|12401
UNMA|UNUM GROUP 6.25 NT|GTSZ|GTS SECURITIES LLC|2400
UNMA|UNUM GROUP 6.25 NT|HRBF|American Enterprise Investment Services Inc.|5963
UNMA|UNUM GROUP 6.25 NT|IATS|INTERACTIVE BROKERS LLC|300
UNMA|UNUM GROUP 6.25 NT|IBKR|Interactive Brokers Llc|1360
UNMA|UNUM GROUP 6.25 NT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|33
UNMA|UNUM GROUP 6.25 NT|ICBX|INSTINET, LLC|1100
UNMA|UNUM GROUP 6.25 NT|INCA|INSTINET, LLC|7240
UNMA|UNUM GROUP 6.25 NT|INTL|INTL FCSTONE FINANCIAL INC.|38000
UNMA|UNUM GROUP 6.25 NT|ITGI|ITG Inc.|8885
UNMA|UNUM GROUP 6.25 NT|ITGP|ITG INC.|3400
UNMA|UNUM GROUP 6.25 NT|JANY|Janney Montgomery Scott Inc.|24101
UNMA|UNUM GROUP 6.25 NT|JPMX|J.P. Morgan Securities LLC|8000
UNMA|UNUM GROUP 6.25 NT|KCGM|VIRTU Americas LLC|1600
UNMA|UNUM GROUP 6.25 NT|LAFC|R. F. Lafferty & Co., Inc.|486
UNMA|UNUM GROUP 6.25 NT|LEHM|Barclays Capital Inc./Le|1200
UNMA|UNUM GROUP 6.25 NT|LIME|Lime Brokerage LLC|712
UNMA|UNUM GROUP 6.25 NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4100
UNMA|UNUM GROUP 6.25 NT|MAXM|Maxim Group LLC|700
UNMA|UNUM GROUP 6.25 NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
UNMA|UNUM GROUP 6.25 NT|MSCO|MORGAN STANLEY & CO. LLC|47099
UNMA|UNUM GROUP 6.25 NT|NFSC|National Financial Services LLC|41283
UNMA|UNUM GROUP 6.25 NT|NITE|VIRTU Americas LLC|217195
UNMA|UNUM GROUP 6.25 NT|NQRB|Brut, LLC|300
UNMA|UNUM GROUP 6.25 NT|OPCO|Oppenheimer & Co. Inc.|6385
UNMA|UNUM GROUP 6.25 NT|PDQM|CODA MARKETS, INC.|7918
UNMA|UNUM GROUP 6.25 NT|PWJC|UBS Financial Services, Inc.|148877
UNMA|UNUM GROUP 6.25 NT|PWJX|UBS Financial Services Inc.|1000
UNMA|UNUM GROUP 6.25 NT|RBCM|RBC CAPITAL MARKETS, LLC|34960
UNMA|UNUM GROUP 6.25 NT|SBSH|Citigroup Global Markets Inc.|200
UNMA|UNUM GROUP 6.25 NT|SGMT|GOLDMAN SACHS & CO. LLC|300
UNMA|UNUM GROUP 6.25 NT|SPDR|SPEEDROUTE LLC|2100
UNMA|UNUM GROUP 6.25 NT|STFL|Stifel, Nicolaus & Company, Incorporated|24981
UNMA|UNUM GROUP 6.25 NT|SWIM|TD Ameritrade, Inc.|400
UNMA|UNUM GROUP 6.25 NT|SWST|Hilltop Securities Inc.|600
UNMA|UNUM GROUP 6.25 NT|UBSA|UBS SECURITIES LLC|10936
UNMA|UNUM GROUP 6.25 NT|UBSS|UBS Securities LLC|68089
UNMA|UNUM GROUP 6.25 NT|VGRD|Vanguard Marketing Corporation|5996
UNMA|UNUM GROUP 6.25 NT|WBLR|WILLIAM BLAIR|10053
UNMA|UNUM GROUP 6.25 NT|WCHV|WELLS FARGO SECURITIES, LLC|67114
UNMA|UNUM GROUP 6.25 NT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63
UNMA|UNUM GROUP 6.25 NT|WSEA|WOLVERINE SECURITIES, LLC|500
UNMA|UNUM GROUP 6.25 NT|YKNA|COMHAR CAPITAL MARKETS, LLC|3200
UNMA|UNUM GROUP 6.25 NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2600
UNP|UNION PACIFIC|ABLE|NATIXIS Securities Americas LLC|482558
UNP|UNION PACIFIC|ADAM|CANACCORD GENUITY INC.|700
UNP|UNION PACIFIC|AGIS|Aegis Capital Corp.|9
UNP|UNION PACIFIC|ALLN|Allen & Company LLC|1756
UNP|UNION PACIFIC|ALTX|Alternet Securities Inc.|29930
UNP|UNION PACIFIC|AMRI|AMERICAS EXECUTIONS, LLC|1095
UNP|UNION PACIFIC|ANOS|ABEL/NOSER, L.L.C.|873
UNP|UNION PACIFIC|APCC|Apex Clearing Corporation|1282
UNP|UNION PACIFIC|BALE|M&T SECURITIES, INC.|558
UNP|UNION PACIFIC|BANK|Primevest Financial Services, Inc.|246
UNP|UNION PACIFIC|BARD|Robert W. Baird & Co. Incorporated|11591
UNP|UNION PACIFIC|BATM|CBOE TRADING, INC.|37256
UNP|UNION PACIFIC|BAYC|BAY CREST PARTNERS, LLC|39386
UNP|UNION PACIFIC|BAYT|BTIG, LLC|75000
UNP|UNION PACIFIC|BBNT|BB&T SECURITIES, LLC|3606
UNP|UNION PACIFIC|BERN|Sanford C. Bernstein & Co., LLC|597385
UNP|UNION PACIFIC|BGCE|BGC Financial Inc.|3100
UNP|UNION PACIFIC|BIAD|SAGETRADER, LLC|15
UNP|UNION PACIFIC|BIDS|BIDS TRADING L.P.|700
UNP|UNION PACIFIC|BIMI|Banca IMI Securities Corp.|783
UNP|UNION PACIFIC|BKCM|BNY Mellon Capital Markets LLC|1784
UNP|UNION PACIFIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|68429
UNP|UNION PACIFIC|BLKX|INSTINET, LLC|8425
UNP|UNION PACIFIC|BMOC|BMO Capital Markets Corp.|202
UNP|UNION PACIFIC|BNPX|BNP PARIBAS SECURITIES CORP.|864958
UNP|UNION PACIFIC|BTIG|BTIG, LLC|29612
UNP|UNION PACIFIC|BYXM|CBOE TRADING, INC.|4275
UNP|UNION PACIFIC|BZYD|GOLDMAN SACHS & CO. LLC|394
UNP|UNION PACIFIC|CABR|Cabrera Capital Markets, Inc.|111
UNP|UNION PACIFIC|CANT|Cantor Fitzgerald & Co.|11471
UNP|UNION PACIFIC|CBLC|CITIGROUP GLOBAL MARKETS INC.|55252
UNP|UNION PACIFIC|CHAS|Charles Schwab & Co., Inc.|38068
UNP|UNION PACIFIC|CIBP|CIBC World Markets Corp.|623247
UNP|UNION PACIFIC|CIOI|CITIGROUP GLOBAL MARKETS INC|12900
UNP|UNION PACIFIC|CIST|Capital Institutional Services, Inc.|19477
UNP|UNION PACIFIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|443317
UNP|UNION PACIFIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
UNP|UNION PACIFIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6949
UNP|UNION PACIFIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1413643
UNP|UNION PACIFIC|CSIN|Citadel Securities Institutional LLC|200
UNP|UNION PACIFIC|CTDL|Citadel Derivatives Group Llc|47417
UNP|UNION PACIFIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|107418
UNP|UNION PACIFIC|DADA|D.A. Davidson & Co.|7986
UNP|UNION PACIFIC|DAVA|Davenport & Company LLC|5733
UNP|UNION PACIFIC|DBAB|Deutsche Bank Securities Inc.|1197902
UNP|UNION PACIFIC|DBAX|Deutsche Bank Securities Inc.|893000
UNP|UNION PACIFIC|DBUL|Deutsche Bank Securities Inc.|13873
UNP|UNION PACIFIC|DCHF|Dart Executions, LLC|3672
UNP|UNION PACIFIC|DEAN|MORGAN STANLEY|39627
UNP|UNION PACIFIC|DEGS|RONIN PROFESSIONAL LLC|100
UNP|UNION PACIFIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12242
UNP|UNION PACIFIC|DRWK|DRW SECURITIES, L.L.C.|10003
UNP|UNION PACIFIC|EBXL|EBX LLC|698600
UNP|UNION PACIFIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|46310
UNP|UNION PACIFIC|EDJC|Edward Jones / CDS|1383
UNP|UNION PACIFIC|EDJO|Edward D. Jones & Co., L.P.|53866
UNP|UNION PACIFIC|EGAM|CBOE TRADING, INC.|27754
UNP|UNION PACIFIC|EGAW|CBOE TRADING, INC.|506
UNP|UNION PACIFIC|EGMT|EG MARKET TECHNOLOGIES LLC|3744
UNP|UNION PACIFIC|EGXM|CBOE TRADING, INC.|11684
UNP|UNION PACIFIC|EGXW|CBOE TRADING, INC.|156
UNP|UNION PACIFIC|ESPO|ESPOSITO SECURITIES, LLC|58
UNP|UNION PACIFIC|ETBE|Electronic Transaction Clearing, Inc.|107000
UNP|UNION PACIFIC|ETCB|ETC BROKERAGE SERVICES, LLC|25
UNP|UNION PACIFIC|ETCC|Electronic Transaction Clearing, Inc.|705
UNP|UNION PACIFIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
UNP|UNION PACIFIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|114668
UNP|UNION PACIFIC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
UNP|UNION PACIFIC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|343
UNP|UNION PACIFIC|ETRS|E*Trade Securities LLC|121444
UNP|UNION PACIFIC|FIDT|Fidelity Clearing Canada ULC./ CDS|358
UNP|UNION PACIFIC|FILL|Tradestation Securities, Inc.|10839
UNP|UNION PACIFIC|FINX|FINTECH SECURITIES|5572
UNP|UNION PACIFIC|FMAF|NBCN Inc./ CDS|7299
UNP|UNION PACIFIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17148
UNP|UNION PACIFIC|FQLS|Quantlab Securities LP|910993
UNP|UNION PACIFIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|192351
UNP|UNION PACIFIC|FTBR|Foliofn Investments, Inc.|10403
UNP|UNION PACIFIC|GBMT|GBM International, Inc.|511
UNP|UNION PACIFIC|GEBB|GLOBAL EXECUTION BROKERS, LP|51780
UNP|UNION PACIFIC|GLIS|TD Securities Inc|805
UNP|UNION PACIFIC|GLPX|ACS EXECUTION SERVICES, LLC|46111
UNP|UNION PACIFIC|GSCO|GOLDMAN SACHS & CO. LLC|5064761
UNP|UNION PACIFIC|GSCS|GOLDMAN SACHS & CO. LLC|18254
UNP|UNION PACIFIC|GSLT|GOLDMAN SACHS & CO. LLC|32388
UNP|UNION PACIFIC|GTSZ|GTS SECURITIES LLC|697705
UNP|UNION PACIFIC|HAPX|HAP Trading, LLC|94862
UNP|UNION PACIFIC|HCTA|Hardcastle Trading USA LLC|142085
UNP|UNION PACIFIC|HPPX|POTAMUS TRADING, LLC|480
UNP|UNION PACIFIC|HRBF|American Enterprise Investment Services Inc.|113165
UNP|UNION PACIFIC|HSBC|HSBC Securities, Inc.|17714
UNP|UNION PACIFIC|IATS|INTERACTIVE BROKERS LLC|15926
UNP|UNION PACIFIC|IBKR|Interactive Brokers Llc|41241
UNP|UNION PACIFIC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4358
UNP|UNION PACIFIC|ICBX|INSTINET, LLC|220806
UNP|UNION PACIFIC|IEQY|CITADEL SECURITIES LLC|326491
UNP|UNION PACIFIC|INCA|INSTINET, LLC|960758
UNP|UNION PACIFIC|INJX|INSTINET, LLC|10517
UNP|UNION PACIFIC|ITGI|ITG Inc.|159061
UNP|UNION PACIFIC|ITGP|ITG INC.|315000
UNP|UNION PACIFIC|JANY|Janney Montgomery Scott Inc.|5511
UNP|UNION PACIFIC|JEFF|JEFFERIES LLC|202602
UNP|UNION PACIFIC|JMPT|JUMP TRADING, LLC|180332
UNP|UNION PACIFIC|JONE|JonesTrading|66
UNP|UNION PACIFIC|JPBX|J.P. MORGAN SECURITIES LLC|304689
UNP|UNION PACIFIC|JPMX|J.P. Morgan Securities LLC|1174176
UNP|UNION PACIFIC|JSJX|JANE STREET CAPITAL LLC|9398
UNP|UNION PACIFIC|KCGM|VIRTU Americas LLC|199111
UNP|UNION PACIFIC|LEHM|Barclays Capital Inc./Le|2108822
UNP|UNION PACIFIC|LGNT|COR CLEARING LLC|1
UNP|UNION PACIFIC|LIME|Lime Brokerage LLC|94243
UNP|UNION PACIFIC|LIWD|LIME BROKERAGE LLC|7117
UNP|UNION PACIFIC|LMNX|LUMINEX TRADING & ANALYTICS LLC|43412
UNP|UNION PACIFIC|LOOP|Loop Capital Markets LLC|3907
UNP|UNION PACIFIC|LQNA|LIQUIDNET, INC.|9900
UNP|UNION PACIFIC|LSCI|Lek Securities Corporation|9766
UNP|UNION PACIFIC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2236
UNP|UNION PACIFIC|MACC|Mid Atlantic Capital Corporation|4337
UNP|UNION PACIFIC|MAXM|Maxim Group LLC|336
UNP|UNION PACIFIC|MBTS|ALLY INVEST SECURITIES LLC|300
UNP|UNION PACIFIC|MCBT|Moors & Cabot, Inc.|300
UNP|UNION PACIFIC|MCMF|Raymond James Ltd. Cds|2232
UNP|UNION PACIFIC|MKMP|MKM Partners LLC|600
UNP|UNION PACIFIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|215812
UNP|UNION PACIFIC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|21
UNP|UNION PACIFIC|MOTF|MOTIF INVESTING, INC.|22
UNP|UNION PACIFIC|MPSG|E D & F Man Capital Markets Inc.|387
UNP|UNION PACIFIC|MSCO|MORGAN STANLEY & CO. LLC|6126258
UNP|UNION PACIFIC|MSPL|MORGAN STANLEY & CO. LLC|661400
UNP|UNION PACIFIC|MSTX|MORGAN STANLEY & CO. LLC|350200
UNP|UNION PACIFIC|MULL|MARK J. MULLER EQUITIES, INC.|8600
UNP|UNION PACIFIC|NATL|National Securities Corporation|220
UNP|UNION PACIFIC|NBCS|NBC Securities, INC.|3051
UNP|UNION PACIFIC|NEED|Needham & Company, LLC|10294
UNP|UNION PACIFIC|NEUB|NEUBERGER BERMAN BD LLC|855
UNP|UNION PACIFIC|NFSC|National Financial Services LLC|449495
UNP|UNION PACIFIC|NITE|VIRTU Americas LLC|1350236
UNP|UNION PACIFIC|NITP|VIRTU Americas LLC|385
UNP|UNION PACIFIC|NMRA|Nomura Securities International, Inc.|2200
UNP|UNION PACIFIC|NQRB|Brut, LLC|27238
UNP|UNION PACIFIC|NTBF|BMO Nesbitt Burns Inc./CDS|5207
UNP|UNION PACIFIC|NTRC|Northern Trust Securities, Inc.|4582
UNP|UNION PACIFIC|OHOS|TWO SIGMA SECURITIES, LLC|425850
UNP|UNION PACIFIC|OPCO|Oppenheimer & Co. Inc.|4797
UNP|UNION PACIFIC|OTAA|OTA LLC|100
UNP|UNION PACIFIC|PASL|Pershing Advisor Solutions LLC|820
UNP|UNION PACIFIC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1226
UNP|UNION PACIFIC|PCFF|Pacific International Securities Inc./CDS|8
UNP|UNION PACIFIC|PDQM|CODA MARKETS, INC.|101007
UNP|UNION PACIFIC|PHLY|NASDAQ Execution Services, LLC|6800
UNP|UNION PACIFIC|PICT|Pictet Overseas Inc.|2620
UNP|UNION PACIFIC|PIPR|Piper Jaffray & Co.|3255
UNP|UNION PACIFIC|PWJC|UBS Financial Services, Inc.|23878
UNP|UNION PACIFIC|QMSR|QUATTRO M SECURITIES INC.|2927
UNP|UNION PACIFIC|RBCM|RBC CAPITAL MARKETS, LLC|49031
UNP|UNION PACIFIC|RHCO|Suntrust Robinson Humphrey, Inc.|7330
UNP|UNION PACIFIC|SAGL|SAGETRADER, LLC|35026
UNP|UNION PACIFIC|SAGW|SAGETRADER, LLC|3601
UNP|UNION PACIFIC|SALI|INTL FCSTONE FINANCIAL INC.|311
UNP|UNION PACIFIC|SBRX|MURIEL SIEBERT & CO INC|155
UNP|UNION PACIFIC|SBSH|Citigroup Global Markets Inc.|843313
UNP|UNION PACIFIC|SCMC|Scotia Capital Markets (USA) Inc.|100
UNP|UNION PACIFIC|SEIC|SEI Investments Distribution Co.|22322
UNP|UNION PACIFIC|SGMT|GOLDMAN SACHS & CO. LLC|528662
UNP|UNION PACIFIC|SHMR|ABN Amro Clearing LLC|236
UNP|UNION PACIFIC|SJLS|TRADE INFORMATICS LLC|100
UNP|UNION PACIFIC|SPDR|SPEEDROUTE LLC|64088
UNP|UNION PACIFIC|SPHN|Stephens Inc.|521
UNP|UNION PACIFIC|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
UNP|UNION PACIFIC|STFL|Stifel, Nicolaus & Company, Incorporated|34244
UNP|UNION PACIFIC|STKP|STOCKPILE INVESTMENTS, INC.|90
UNP|UNION PACIFIC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14698
UNP|UNION PACIFIC|SWIM|TD Ameritrade, Inc.|78807
UNP|UNION PACIFIC|SWST|Hilltop Securities Inc.|12921
UNP|UNION PACIFIC|TAGC|TELSEY ADVISORY GROUP LLC|634
UNP|UNION PACIFIC|TKNG|ALLY INVEST SECURITIES LLC|3501
UNP|UNION PACIFIC|TRBT|Tradebot Systems, Inc.|788720
UNP|UNION PACIFIC|TRCM|TRC MARKETS LLC|540889
UNP|UNION PACIFIC|TWTT|TASTYWORKS, INC.|390
UNP|UNION PACIFIC|UBSA|UBS SECURITIES LLC|1882649
UNP|UNION PACIFIC|UBSS|UBS Securities LLC|3175735
UNP|UNION PACIFIC|VALX|VIRTU AMERICAS LLC|33603
UNP|UNION PACIFIC|VGRD|Vanguard Marketing Corporation|39936
UNP|UNION PACIFIC|VNDM|Wall Street Access|31352
UNP|UNION PACIFIC|WABR|Wall Street Access|2675
UNP|UNION PACIFIC|WBLR|WILLIAM BLAIR|2581
UNP|UNION PACIFIC|WBPX|SUMMIT SECURITIES GROUP, LLC|6265
UNP|UNION PACIFIC|WCHV|WELLS FARGO SECURITIES, LLC|196745
UNP|UNION PACIFIC|WDNX|WEEDEN & CO.L.P.|19486
UNP|UNION PACIFIC|WEDB|WEDBUSH SECURITIES INC.|7153
UNP|UNION PACIFIC|WEED|Weeden & Co.L.P.|3349
UNP|UNION PACIFIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|79687
UNP|UNION PACIFIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|139066
UNP|UNION PACIFIC|WGIF|CIBC World Markets Inc.|8631
UNP|UNION PACIFIC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2346
UNP|UNION PACIFIC|WOLF|Wolfe Trahan Securities|10100
UNP|UNION PACIFIC|WSEA|WOLVERINE SECURITIES, LLC|10370
UNP|UNION PACIFIC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1200
UNP|UNION PACIFIC|XIST|INSTINET, LLC|27660
UNP|UNION PACIFIC|XPQR|Jump Trading|2200
UNP|UNION PACIFIC|XPUS|XP SECURITIES, LLC|1765
UNP|UNION PACIFIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|84472
UNP|UNION PACIFIC|YKNA|COMHAR CAPITAL MARKETS, LLC|4588
UNP|UNION PACIFIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23147
UNT|UNIT CP|ALTX|Alternet Securities Inc.|3989
UNT|UNIT CP|APCC|Apex Clearing Corporation|906
UNT|UNIT CP|BATM|CBOE TRADING, INC.|3449
UNT|UNIT CP|BERN|Sanford C. Bernstein & Co., LLC|1710
UNT|UNIT CP|BIDS|BIDS TRADING L.P.|400
UNT|UNIT CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9
UNT|UNIT CP|BLKX|INSTINET, LLC|34926
UNT|UNIT CP|BNPX|BNP PARIBAS SECURITIES CORP.|12598
UNT|UNIT CP|BRVL|BLAYLOCK VAN, LLC|400
UNT|UNIT CP|BTIG|BTIG, LLC|572
UNT|UNIT CP|BYXM|CBOE TRADING, INC.|2106
UNT|UNIT CP|BZYD|GOLDMAN SACHS & CO. LLC|3000
UNT|UNIT CP|CHAS|Charles Schwab & Co., Inc.|895
UNT|UNIT CP|CIST|Capital Institutional Services, Inc.|2557
UNT|UNIT CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19672
UNT|UNIT CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1080
UNT|UNIT CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|169988
UNT|UNIT CP|CTDL|Citadel Derivatives Group Llc|4499
UNT|UNIT CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|17102
UNT|UNIT CP|DBAB|Deutsche Bank Securities Inc.|183892
UNT|UNIT CP|DBAX|Deutsche Bank Securities Inc.|66500
UNT|UNIT CP|DBUL|Deutsche Bank Securities Inc.|100
UNT|UNIT CP|DEAN|MORGAN STANLEY|762
UNT|UNIT CP|DEGS|RONIN PROFESSIONAL LLC|4695
UNT|UNIT CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2700
UNT|UNIT CP|EBXL|EBX LLC|80300
UNT|UNIT CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3707
UNT|UNIT CP|EDJO|Edward D. Jones & Co., L.P.|1588
UNT|UNIT CP|EGAM|CBOE TRADING, INC.|10389
UNT|UNIT CP|EGMT|EG MARKET TECHNOLOGIES LLC|1500
UNT|UNIT CP|EGXM|CBOE TRADING, INC.|3243
UNT|UNIT CP|EGXW|CBOE TRADING, INC.|100
UNT|UNIT CP|ETBE|Electronic Transaction Clearing, Inc.|7298
UNT|UNIT CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11912
UNT|UNIT CP|ETRS|E*Trade Securities LLC|25527
UNT|UNIT CP|FILL|Tradestation Securities, Inc.|128
UNT|UNIT CP|FMAF|NBCN Inc./ CDS|1125
UNT|UNIT CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2786
UNT|UNIT CP|FQLS|Quantlab Securities LP|104853
UNT|UNIT CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79067
UNT|UNIT CP|FTBR|Foliofn Investments, Inc.|3078
UNT|UNIT CP|GLPX|ACS EXECUTION SERVICES, LLC|29868
UNT|UNIT CP|GSCO|GOLDMAN SACHS & CO. LLC|208848
UNT|UNIT CP|GSCS|GOLDMAN SACHS & CO. LLC|22182
UNT|UNIT CP|GSLT|GOLDMAN SACHS & CO. LLC|1188
UNT|UNIT CP|GTSZ|GTS SECURITIES LLC|31796
UNT|UNIT CP|HRBF|American Enterprise Investment Services Inc.|174
UNT|UNIT CP|HSBC|HSBC Securities, Inc.|1500
UNT|UNIT CP|IATS|INTERACTIVE BROKERS LLC|5295
UNT|UNIT CP|IBKR|Interactive Brokers Llc|4677
UNT|UNIT CP|ICBX|INSTINET, LLC|18575
UNT|UNIT CP|IEQY|CITADEL SECURITIES LLC|40034
UNT|UNIT CP|INCA|INSTINET, LLC|128834
UNT|UNIT CP|INJX|INSTINET, LLC|5494
UNT|UNIT CP|ITGI|ITG Inc.|33104
UNT|UNIT CP|ITGP|ITG INC.|37200
UNT|UNIT CP|JEFF|JEFFERIES LLC|27066
UNT|UNIT CP|JMPT|JUMP TRADING, LLC|26565
UNT|UNIT CP|JPBX|J.P. MORGAN SECURITIES LLC|6253
UNT|UNIT CP|JPMX|J.P. Morgan Securities LLC|98734
UNT|UNIT CP|JSJX|JANE STREET CAPITAL LLC|2220
UNT|UNIT CP|KCGM|VIRTU Americas LLC|31361
UNT|UNIT CP|LEHM|Barclays Capital Inc./Le|184922
UNT|UNIT CP|LIME|Lime Brokerage LLC|20865
UNT|UNIT CP|LOOP|Loop Capital Markets LLC|199
UNT|UNIT CP|LQNA|LIQUIDNET, INC.|67800
UNT|UNIT CP|LSCI|Lek Securities Corporation|72
UNT|UNIT CP|MBTS|ALLY INVEST SECURITIES LLC|28
UNT|UNIT CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|89264
UNT|UNIT CP|MOTF|MOTIF INVESTING, INC.|1
UNT|UNIT CP|MSCO|MORGAN STANLEY & CO. LLC|526184
UNT|UNIT CP|MSPL|MORGAN STANLEY & CO. LLC|157300
UNT|UNIT CP|MSTX|MORGAN STANLEY & CO. LLC|69800
UNT|UNIT CP|NFSC|National Financial Services LLC|155772
UNT|UNIT CP|NITE|VIRTU Americas LLC|256200
UNT|UNIT CP|NITP|VIRTU Americas LLC|100
UNT|UNIT CP|NQRB|Brut, LLC|16509
UNT|UNIT CP|NTRC|Northern Trust Securities, Inc.|2165
UNT|UNIT CP|OHOS|TWO SIGMA SECURITIES, LLC|20940
UNT|UNIT CP|PDQM|CODA MARKETS, INC.|19072
UNT|UNIT CP|QMSR|QUATTRO M SECURITIES INC.|15940
UNT|UNIT CP|RBCM|RBC CAPITAL MARKETS, LLC|2943
UNT|UNIT CP|RGLD|Regal Securities, Inc|30
UNT|UNIT CP|RHCO|Suntrust Robinson Humphrey, Inc.|6878
UNT|UNIT CP|SAGL|SAGETRADER, LLC|9024
UNT|UNIT CP|SAGW|SAGETRADER, LLC|13
UNT|UNIT CP|SBSH|Citigroup Global Markets Inc.|45475
UNT|UNIT CP|SGMT|GOLDMAN SACHS & CO. LLC|26625
UNT|UNIT CP|SPDR|SPEEDROUTE LLC|1423
UNT|UNIT CP|SPHN|Stephens Inc.|3663
UNT|UNIT CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
UNT|UNIT CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5719
UNT|UNIT CP|SWIM|TD Ameritrade, Inc.|3888
UNT|UNIT CP|SWST|Hilltop Securities Inc.|1100
UNT|UNIT CP|TKNG|ALLY INVEST SECURITIES LLC|275
UNT|UNIT CP|TRBT|Tradebot Systems, Inc.|94045
UNT|UNIT CP|TRCM|TRC MARKETS LLC|55298
UNT|UNIT CP|UBSA|UBS SECURITIES LLC|223611
UNT|UNIT CP|UBSS|UBS Securities LLC|321318
UNT|UNIT CP|VALX|VIRTU AMERICAS LLC|7774
UNT|UNIT CP|VGRD|Vanguard Marketing Corporation|3672
UNT|UNIT CP|WBPX|SUMMIT SECURITIES GROUP, LLC|1361
UNT|UNIT CP|WCHV|WELLS FARGO SECURITIES, LLC|55930
UNT|UNIT CP|WEDB|WEDBUSH SECURITIES INC.|550
UNT|UNIT CP|WEED|Weeden & Co.L.P.|7940
UNT|UNIT CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2630
UNT|UNIT CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3504
UNT|UNIT CP|WGIF|CIBC World Markets Inc.|5700
UNT|UNIT CP|WSEA|WOLVERINE SECURITIES, LLC|454
UNT|UNIT CP|XIST|INSTINET, LLC|98800
UNT|UNIT CP|XPQR|Jump Trading|2496
UNT|UNIT CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|12182
UNT|UNIT CP|YKNA|COMHAR CAPITAL MARKETS, LLC|684
UNT|UNIT CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2895
UNTY|UNITY BANCORP INC|APCC|Apex Clearing Corporation|19
UNTY|UNITY BANCORP INC|BATM|CBOE TRADING, INC.|1
UNTY|UNITY BANCORP INC|BERN|Sanford C. Bernstein & Co., LLC|660
UNTY|UNITY BANCORP INC|BMOC|BMO Capital Markets Corp.|1231
UNTY|UNITY BANCORP INC|BNKS|Fig Partners, LLC|1208
UNTY|UNITY BANCORP INC|BNPX|BNP PARIBAS SECURITIES CORP.|689
UNTY|UNITY BANCORP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45
UNTY|UNITY BANCORP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1389
UNTY|UNITY BANCORP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1852
UNTY|UNITY BANCORP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3
UNTY|UNITY BANCORP INC|CTDL|Citadel Derivatives Group Llc|162
UNTY|UNITY BANCORP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1040
UNTY|UNITY BANCORP INC|DBAB|Deutsche Bank Securities Inc.|9318
UNTY|UNITY BANCORP INC|DBAX|Deutsche Bank Securities Inc.|100
UNTY|UNITY BANCORP INC|DEGS|RONIN PROFESSIONAL LLC|64
UNTY|UNITY BANCORP INC|EBXL|EBX LLC|800
UNTY|UNITY BANCORP INC|EGXM|CBOE TRADING, INC.|101
UNTY|UNITY BANCORP INC|ELEV|ELEVATION, LLC|15000
UNTY|UNITY BANCORP INC|ETRS|E*Trade Securities LLC|664
UNTY|UNITY BANCORP INC|FBCO|Credit Suisse Securities (USA) LLC|28286
UNTY|UNITY BANCORP INC|FOMA|TD AMERITRADE CLEARING, INC.|1556
UNTY|UNITY BANCORP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|767
UNTY|UNITY BANCORP INC|FTBR|Foliofn Investments, Inc.|228
UNTY|UNITY BANCORP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
UNTY|UNITY BANCORP INC|GSCO|GOLDMAN SACHS & CO. LLC|29582
UNTY|UNITY BANCORP INC|GSCS|GOLDMAN SACHS & CO. LLC|6
UNTY|UNITY BANCORP INC|GTSZ|GTS SECURITIES LLC|100
UNTY|UNITY BANCORP INC|HOVD|HOVDE GROUP, LLC|1100
UNTY|UNITY BANCORP INC|HRBF|American Enterprise Investment Services Inc.|10
UNTY|UNITY BANCORP INC|IBKR|Interactive Brokers Llc|5160
UNTY|UNITY BANCORP INC|ICBX|INSTINET, LLC|100
UNTY|UNITY BANCORP INC|IEQY|CITADEL SECURITIES LLC|552
UNTY|UNITY BANCORP INC|INCA|INSTINET, LLC|12374
UNTY|UNITY BANCORP INC|INJX|INSTINET, LLC|656
UNTY|UNITY BANCORP INC|ITGI|ITG Inc.|6007
UNTY|UNITY BANCORP INC|JEFF|JEFFERIES LLC|562
UNTY|UNITY BANCORP INC|JPMX|J.P. Morgan Securities LLC|1016
UNTY|UNITY BANCORP INC|KCGM|VIRTU Americas LLC|1
UNTY|UNITY BANCORP INC|LEHM|Barclays Capital Inc./Le|4278
UNTY|UNITY BANCORP INC|LIME|Lime Brokerage LLC|23669
UNTY|UNITY BANCORP INC|MAXM|Maxim Group LLC|544
UNTY|UNITY BANCORP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
UNTY|UNITY BANCORP INC|MSCO|MORGAN STANLEY & CO. LLC|25423
UNTY|UNITY BANCORP INC|MSPL|MORGAN STANLEY & CO. LLC|600
UNTY|UNITY BANCORP INC|NFSC|National Financial Services LLC|2069
UNTY|UNITY BANCORP INC|NITE|VIRTU Americas LLC|8128
UNTY|UNITY BANCORP INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|980
UNTY|UNITY BANCORP INC|PDQM|CODA MARKETS, INC.|300
UNTY|UNITY BANCORP INC|SBSH|Citigroup Global Markets Inc.|7305
UNTY|UNITY BANCORP INC|SGMT|GOLDMAN SACHS & CO. LLC|190
UNTY|UNITY BANCORP INC|STFL|Stifel, Nicolaus & Company, Incorporated|10105
UNTY|UNITY BANCORP INC|SWIM|TD Ameritrade, Inc.|4224
UNTY|UNITY BANCORP INC|TKNG|ALLY INVEST SECURITIES LLC|100
UNTY|UNITY BANCORP INC|TRBT|Tradebot Systems, Inc.|100
UNTY|UNITY BANCORP INC|TRCM|TRC MARKETS LLC|2977
UNTY|UNITY BANCORP INC|UBSA|UBS SECURITIES LLC|932
UNTY|UNITY BANCORP INC|UBSS|UBS Securities LLC|13263
UNTY|UNITY BANCORP INC|VALX|VIRTU AMERICAS LLC|241
UNTY|UNITY BANCORP INC|VGRD|Vanguard Marketing Corporation|251
UNTY|UNITY BANCORP INC|WCHV|WELLS FARGO SECURITIES, LLC|779
UNTY|UNITY BANCORP INC|WEDB|WEDBUSH SECURITIES INC.|500
UNTY|UNITY BANCORP INC|WEED|Weeden & Co.L.P.|100
UNTY|UNITY BANCORP INC|WSEA|WOLVERINE SECURITIES, LLC|7
UNVR|UNIVAR INC.|ABLE|NATIXIS Securities Americas LLC|150800
UNVR|UNIVAR INC.|ALTX|Alternet Securities Inc.|11695
UNVR|UNIVAR INC.|APCC|Apex Clearing Corporation|5072
UNVR|UNIVAR INC.|BANK|Primevest Financial Services, Inc.|571
UNVR|UNIVAR INC.|BARD|Robert W. Baird & Co. Incorporated|341
UNVR|UNIVAR INC.|BATM|CBOE TRADING, INC.|6748
UNVR|UNIVAR INC.|BIDS|BIDS TRADING L.P.|9200
UNVR|UNIVAR INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|453
UNVR|UNIVAR INC.|BLKX|INSTINET, LLC|50390
UNVR|UNIVAR INC.|BNPX|BNP PARIBAS SECURITIES CORP.|151535
UNVR|UNIVAR INC.|BTIG|BTIG, LLC|4023
UNVR|UNIVAR INC.|BYXM|CBOE TRADING, INC.|1364
UNVR|UNIVAR INC.|BZYD|GOLDMAN SACHS & CO. LLC|2197
UNVR|UNIVAR INC.|CANT|Cantor Fitzgerald & Co.|200
UNVR|UNIVAR INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|29500
UNVR|UNIVAR INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18408
UNVR|UNIVAR INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20648
UNVR|UNIVAR INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1564
UNVR|UNIVAR INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|376504
UNVR|UNIVAR INC.|CTDL|Citadel Derivatives Group Llc|1395
UNVR|UNIVAR INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|29334
UNVR|UNIVAR INC.|DBAB|Deutsche Bank Securities Inc.|412487
UNVR|UNIVAR INC.|DBAX|Deutsche Bank Securities Inc.|355400
UNVR|UNIVAR INC.|DBUL|Deutsche Bank Securities Inc.|3300
UNVR|UNIVAR INC.|DEAN|MORGAN STANLEY|477
UNVR|UNIVAR INC.|DEGS|RONIN PROFESSIONAL LLC|1353
UNVR|UNIVAR INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
UNVR|UNIVAR INC.|EBXL|EBX LLC|125500
UNVR|UNIVAR INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|909
UNVR|UNIVAR INC.|EGAM|CBOE TRADING, INC.|12543
UNVR|UNIVAR INC.|EGAW|CBOE TRADING, INC.|179
UNVR|UNIVAR INC.|EGXM|CBOE TRADING, INC.|3696
UNVR|UNIVAR INC.|ETBE|Electronic Transaction Clearing, Inc.|6027
UNVR|UNIVAR INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
UNVR|UNIVAR INC.|ETCC|Electronic Transaction Clearing, Inc.|587
UNVR|UNIVAR INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7942
UNVR|UNIVAR INC.|ETRS|E*Trade Securities LLC|21677
UNVR|UNIVAR INC.|FILL|Tradestation Securities, Inc.|996
UNVR|UNIVAR INC.|FMAF|NBCN Inc./ CDS|100
UNVR|UNIVAR INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2006
UNVR|UNIVAR INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62142
UNVR|UNIVAR INC.|FTBR|Foliofn Investments, Inc.|95
UNVR|UNIVAR INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1014
UNVR|UNIVAR INC.|GLPX|ACS EXECUTION SERVICES, LLC|36700
UNVR|UNIVAR INC.|GSCO|GOLDMAN SACHS & CO. LLC|865253
UNVR|UNIVAR INC.|GSCS|GOLDMAN SACHS & CO. LLC|1215
UNVR|UNIVAR INC.|GSLT|GOLDMAN SACHS & CO. LLC|4092
UNVR|UNIVAR INC.|GTSZ|GTS SECURITIES LLC|66309
UNVR|UNIVAR INC.|HPPX|POTAMUS TRADING, LLC|1925
UNVR|UNIVAR INC.|HRBF|American Enterprise Investment Services Inc.|51
UNVR|UNIVAR INC.|IATS|INTERACTIVE BROKERS LLC|54
UNVR|UNIVAR INC.|IBKR|Interactive Brokers Llc|4023
UNVR|UNIVAR INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|337
UNVR|UNIVAR INC.|ICBX|INSTINET, LLC|72938
UNVR|UNIVAR INC.|INCA|INSTINET, LLC|112479
UNVR|UNIVAR INC.|INJX|INSTINET, LLC|11763
UNVR|UNIVAR INC.|ITGI|ITG Inc.|33756
UNVR|UNIVAR INC.|ITGP|ITG INC.|538200
UNVR|UNIVAR INC.|JEFF|JEFFERIES LLC|67183
UNVR|UNIVAR INC.|JMPT|JUMP TRADING, LLC|41721
UNVR|UNIVAR INC.|JONE|JonesTrading|6876
UNVR|UNIVAR INC.|JPBX|J.P. MORGAN SECURITIES LLC|73304
UNVR|UNIVAR INC.|JPMX|J.P. Morgan Securities LLC|511511
UNVR|UNIVAR INC.|KCGM|VIRTU Americas LLC|23103
UNVR|UNIVAR INC.|LEHM|Barclays Capital Inc./Le|525979
UNVR|UNIVAR INC.|LIME|Lime Brokerage LLC|13980
UNVR|UNIVAR INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|147104
UNVR|UNIVAR INC.|LOOP|Loop Capital Markets LLC|7900
UNVR|UNIVAR INC.|LQNA|LIQUIDNET, INC.|250100
UNVR|UNIVAR INC.|LSCI|Lek Securities Corporation|5
UNVR|UNIVAR INC.|MACQ|Macquarie Capital (USA) Inc.|15335
UNVR|UNIVAR INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|548764
UNVR|UNIVAR INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
UNVR|UNIVAR INC.|MSCO|MORGAN STANLEY & CO. LLC|1612533
UNVR|UNIVAR INC.|MSPL|MORGAN STANLEY & CO. LLC|242200
UNVR|UNIVAR INC.|MSTX|MORGAN STANLEY & CO. LLC|160800
UNVR|UNIVAR INC.|NFSC|National Financial Services LLC|79015
UNVR|UNIVAR INC.|NITE|VIRTU Americas LLC|149890
UNVR|UNIVAR INC.|NITP|VIRTU Americas LLC|201
UNVR|UNIVAR INC.|NQRB|Brut, LLC|1494
UNVR|UNIVAR INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2850
UNVR|UNIVAR INC.|PDQM|CODA MARKETS, INC.|115304
UNVR|UNIVAR INC.|PWJC|UBS Financial Services, Inc.|300
UNVR|UNIVAR INC.|RBCM|RBC CAPITAL MARKETS, LLC|288
UNVR|UNIVAR INC.|RHCO|Suntrust Robinson Humphrey, Inc.|6730
UNVR|UNIVAR INC.|SAGL|SAGETRADER, LLC|4487
UNVR|UNIVAR INC.|SAGW|SAGETRADER, LLC|400
UNVR|UNIVAR INC.|SBSH|Citigroup Global Markets Inc.|72453
UNVR|UNIVAR INC.|SGMT|GOLDMAN SACHS & CO. LLC|120520
UNVR|UNIVAR INC.|SPDR|SPEEDROUTE LLC|31998
UNVR|UNIVAR INC.|SPGS|Sea Port Group Securities, LLC|688
UNVR|UNIVAR INC.|SPHN|Stephens Inc.|50
UNVR|UNIVAR INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2352
UNVR|UNIVAR INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5391
UNVR|UNIVAR INC.|SWIM|TD Ameritrade, Inc.|800
UNVR|UNIVAR INC.|SWST|Hilltop Securities Inc.|1800
UNVR|UNIVAR INC.|TKNG|ALLY INVEST SECURITIES LLC|1
UNVR|UNIVAR INC.|TOUR|TOURMALINE PARTNERS, LLC|36792
UNVR|UNIVAR INC.|TRBT|Tradebot Systems, Inc.|104645
UNVR|UNIVAR INC.|TRCM|TRC MARKETS LLC|88259
UNVR|UNIVAR INC.|UBSA|UBS SECURITIES LLC|354114
UNVR|UNIVAR INC.|UBSS|UBS Securities LLC|317258
UNVR|UNIVAR INC.|VALX|VIRTU AMERICAS LLC|4976
UNVR|UNIVAR INC.|VGRD|Vanguard Marketing Corporation|4014
UNVR|UNIVAR INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|4040
UNVR|UNIVAR INC.|WCHV|WELLS FARGO SECURITIES, LLC|54235
UNVR|UNIVAR INC.|WDNX|WEEDEN & CO.L.P.|10288
UNVR|UNIVAR INC.|WEDB|WEDBUSH SECURITIES INC.|590
UNVR|UNIVAR INC.|WEED|Weeden & Co.L.P.|686
UNVR|UNIVAR INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|301
UNVR|UNIVAR INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|195
UNVR|UNIVAR INC.|WSEA|WOLVERINE SECURITIES, LLC|5
UNVR|UNIVAR INC.|XIST|INSTINET, LLC|100838
UNVR|UNIVAR INC.|XPQR|Jump Trading|200
UNVR|UNIVAR INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|19600
UNVR|UNIVAR INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|785
UNVR|UNIVAR INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|298
UONE|URBAN ONE, INC.|APCC|Apex Clearing Corporation|2587
UONE|URBAN ONE, INC.|BIMI|Banca IMI Securities Corp.|10700
UONE|URBAN ONE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4553
UONE|URBAN ONE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
UONE|URBAN ONE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6300
UONE|URBAN ONE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
UONE|URBAN ONE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5805
UONE|URBAN ONE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
UONE|URBAN ONE, INC.|DBAX|Deutsche Bank Securities Inc.|2000
UONE|URBAN ONE, INC.|DEGS|RONIN PROFESSIONAL LLC|328
UONE|URBAN ONE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14388
UONE|URBAN ONE, INC.|EBXL|EBX LLC|1500
UONE|URBAN ONE, INC.|EGXW|CBOE TRADING, INC.|2045
UONE|URBAN ONE, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
UONE|URBAN ONE, INC.|ETRS|E*Trade Securities LLC|138185
UONE|URBAN ONE, INC.|FBCO|Credit Suisse Securities (USA) LLC|12305
UONE|URBAN ONE, INC.|FILL|Tradestation Securities, Inc.|1978
UONE|URBAN ONE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|76976
UONE|URBAN ONE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3
UONE|URBAN ONE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|721
UONE|URBAN ONE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1947
UONE|URBAN ONE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|1681
UONE|URBAN ONE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3540
UONE|URBAN ONE, INC.|GTSZ|GTS SECURITIES LLC|200
UONE|URBAN ONE, INC.|IATS|INTERACTIVE BROKERS LLC|5649
UONE|URBAN ONE, INC.|IBKR|Interactive Brokers Llc|63093
UONE|URBAN ONE, INC.|ICBX|INSTINET, LLC|200
UONE|URBAN ONE, INC.|INCA|INSTINET, LLC|37027
UONE|URBAN ONE, INC.|ITGI|ITG Inc.|2394
UONE|URBAN ONE, INC.|ITGP|ITG INC.|7400
UONE|URBAN ONE, INC.|JMPT|JUMP TRADING, LLC|145
UONE|URBAN ONE, INC.|KCGM|VIRTU Americas LLC|384
UONE|URBAN ONE, INC.|LEHM|Barclays Capital Inc./Le|6148
UONE|URBAN ONE, INC.|LIME|Lime Brokerage LLC|17541
UONE|URBAN ONE, INC.|LSCI|Lek Securities Corporation|1900
UONE|URBAN ONE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|690
UONE|URBAN ONE, INC.|MICA|Spartan Securities Group, Ltd.|5000
UONE|URBAN ONE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
UONE|URBAN ONE, INC.|MSCO|MORGAN STANLEY & CO. LLC|24734
UONE|URBAN ONE, INC.|NFSC|National Financial Services LLC|79588
UONE|URBAN ONE, INC.|NITE|VIRTU Americas LLC|183392
UONE|URBAN ONE, INC.|PCPT|PHILLIP CAPITAL INC.|2700
UONE|URBAN ONE, INC.|PDQM|CODA MARKETS, INC.|1367
UONE|URBAN ONE, INC.|RGLD|Regal Securities, Inc|2600
UONE|URBAN ONE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|900
UONE|URBAN ONE, INC.|SBSH|Citigroup Global Markets Inc.|2070
UONE|URBAN ONE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1297
UONE|URBAN ONE, INC.|SPDR|SPEEDROUTE LLC|27781
UONE|URBAN ONE, INC.|SWIM|TD Ameritrade, Inc.|35131
UONE|URBAN ONE, INC.|TKNG|ALLY INVEST SECURITIES LLC|3445
UONE|URBAN ONE, INC.|TRCM|TRC MARKETS LLC|3335
UONE|URBAN ONE, INC.|UBSA|UBS SECURITIES LLC|5319
UONE|URBAN ONE, INC.|UBSS|UBS Securities LLC|10344
UONE|URBAN ONE, INC.|VGRD|Vanguard Marketing Corporation|500
UONE|URBAN ONE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2420
UONE|URBAN ONE, INC.|WEDB|WEDBUSH SECURITIES INC.|2250
UONE|URBAN ONE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|114
UONE|URBAN ONE, INC.|WGIF|CIBC World Markets Inc.|550
UONE|URBAN ONE, INC.|WSEA|WOLVERINE SECURITIES, LLC|6838
UONEK|URBAN ONE, INC.|APCC|Apex Clearing Corporation|7
UONEK|URBAN ONE, INC.|BTIG|BTIG, LLC|140698
UONEK|URBAN ONE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5500
UONEK|URBAN ONE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|39594
UONEK|URBAN ONE, INC.|CTDL|Citadel Derivatives Group Llc|10
UONEK|URBAN ONE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
UONEK|URBAN ONE, INC.|DBAB|Deutsche Bank Securities Inc.|1700
UONEK|URBAN ONE, INC.|DBAX|Deutsche Bank Securities Inc.|14800
UONEK|URBAN ONE, INC.|DEAN|MORGAN STANLEY|2000
UONEK|URBAN ONE, INC.|DEGS|RONIN PROFESSIONAL LLC|13031
UONEK|URBAN ONE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10700
UONEK|URBAN ONE, INC.|EBXL|EBX LLC|5500
UONEK|URBAN ONE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|114
UONEK|URBAN ONE, INC.|ETRS|E*Trade Securities LLC|2674
UONEK|URBAN ONE, INC.|FBCO|Credit Suisse Securities (USA) LLC|218123
UONEK|URBAN ONE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|33060
UONEK|URBAN ONE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|768
UONEK|URBAN ONE, INC.|FTBR|Foliofn Investments, Inc.|1063
UONEK|URBAN ONE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3801
UONEK|URBAN ONE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2226
UONEK|URBAN ONE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2243
UONEK|URBAN ONE, INC.|GTSZ|GTS SECURITIES LLC|500
UONEK|URBAN ONE, INC.|IATS|INTERACTIVE BROKERS LLC|300
UONEK|URBAN ONE, INC.|IBKR|Interactive Brokers Llc|14104
UONEK|URBAN ONE, INC.|ICBX|INSTINET, LLC|1600
UONEK|URBAN ONE, INC.|INCA|INSTINET, LLC|37045
UONEK|URBAN ONE, INC.|INJX|INSTINET, LLC|1600
UONEK|URBAN ONE, INC.|ITGI|ITG Inc.|12715
UONEK|URBAN ONE, INC.|ITGP|ITG INC.|1200
UONEK|URBAN ONE, INC.|JEFF|JEFFERIES LLC|3078
UONEK|URBAN ONE, INC.|JPMX|J.P. Morgan Securities LLC|1000
UONEK|URBAN ONE, INC.|KCGM|VIRTU Americas LLC|904
UONEK|URBAN ONE, INC.|LEHM|Barclays Capital Inc./Le|2501
UONEK|URBAN ONE, INC.|LIME|Lime Brokerage LLC|44747
UONEK|URBAN ONE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
UONEK|URBAN ONE, INC.|MSCO|MORGAN STANLEY & CO. LLC|31415
UONEK|URBAN ONE, INC.|MSPL|MORGAN STANLEY & CO. LLC|1000
UONEK|URBAN ONE, INC.|NFSC|National Financial Services LLC|2573
UONEK|URBAN ONE, INC.|NITE|VIRTU Americas LLC|62098
UONEK|URBAN ONE, INC.|NITP|VIRTU Americas LLC|8
UONEK|URBAN ONE, INC.|PCPT|PHILLIP CAPITAL INC.|1500
UONEK|URBAN ONE, INC.|PDQM|CODA MARKETS, INC.|51
UONEK|URBAN ONE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1000
UONEK|URBAN ONE, INC.|SBSH|Citigroup Global Markets Inc.|3799
UONEK|URBAN ONE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1607
UONEK|URBAN ONE, INC.|SPDR|SPEEDROUTE LLC|800
UONEK|URBAN ONE, INC.|SPTD|MINT GLOBAL MARKETS, INC.|3403
UONEK|URBAN ONE, INC.|SWIM|TD Ameritrade, Inc.|58665
UONEK|URBAN ONE, INC.|TKNG|ALLY INVEST SECURITIES LLC|250
UONEK|URBAN ONE, INC.|TMBR|Timber Hill LLC|95
UONEK|URBAN ONE, INC.|TRCM|TRC MARKETS LLC|7542
UONEK|URBAN ONE, INC.|UBSA|UBS SECURITIES LLC|30180
UONEK|URBAN ONE, INC.|UBSS|UBS Securities LLC|78137
UONEK|URBAN ONE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|600
UONEK|URBAN ONE, INC.|WEDB|WEDBUSH SECURITIES INC.|480
UONEK|URBAN ONE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
UONEK|URBAN ONE, INC.|WSEA|WOLVERINE SECURITIES, LLC|415
UPL|ULTRA PETROLEUM CMN|ABLE|NATIXIS Securities Americas LLC|111997
UPL|ULTRA PETROLEUM CMN|ALLN|Allen & Company LLC|5900
UPL|ULTRA PETROLEUM CMN|ALTX|Alternet Securities Inc.|17748
UPL|ULTRA PETROLEUM CMN|ANOS|ABEL/NOSER, L.L.C.|20200
UPL|ULTRA PETROLEUM CMN|APCC|Apex Clearing Corporation|194469
UPL|ULTRA PETROLEUM CMN|BATM|CBOE TRADING, INC.|46800
UPL|ULTRA PETROLEUM CMN|BAYT|BTIG, LLC|12200
UPL|ULTRA PETROLEUM CMN|BBNT|BB&T SECURITIES, LLC|3458
UPL|ULTRA PETROLEUM CMN|BERN|Sanford C. Bernstein & Co., LLC|307603
UPL|ULTRA PETROLEUM CMN|BIMI|Banca IMI Securities Corp.|5351
UPL|ULTRA PETROLEUM CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|106165
UPL|ULTRA PETROLEUM CMN|BLKX|INSTINET, LLC|59038
UPL|ULTRA PETROLEUM CMN|BMOC|BMO Capital Markets Corp.|30668
UPL|ULTRA PETROLEUM CMN|BNPX|BNP PARIBAS SECURITIES CORP.|807943
UPL|ULTRA PETROLEUM CMN|BTIG|BTIG, LLC|39148
UPL|ULTRA PETROLEUM CMN|BYXM|CBOE TRADING, INC.|1711
UPL|ULTRA PETROLEUM CMN|CANT|Cantor Fitzgerald & Co.|9100
UPL|ULTRA PETROLEUM CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|214340
UPL|ULTRA PETROLEUM CMN|CBRA|Cobra Trading, Inc.|100
UPL|ULTRA PETROLEUM CMN|CHAS|Charles Schwab & Co., Inc.|21430
UPL|ULTRA PETROLEUM CMN|CICF|Canaccord Genuity Corp.|1000
UPL|ULTRA PETROLEUM CMN|CLSA|CLSA AMERICAS, LLC|4000
UPL|ULTRA PETROLEUM CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|76381
UPL|ULTRA PETROLEUM CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9768
UPL|ULTRA PETROLEUM CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|22900
UPL|ULTRA PETROLEUM CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1201870
UPL|ULTRA PETROLEUM CMN|CTDL|Citadel Derivatives Group Llc|58954
UPL|ULTRA PETROLEUM CMN|CTLR|CUTLER GROUP, LP|800
UPL|ULTRA PETROLEUM CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|244362
UPL|ULTRA PETROLEUM CMN|DADA|D.A. Davidson & Co.|234
UPL|ULTRA PETROLEUM CMN|DBAB|Deutsche Bank Securities Inc.|1676049
UPL|ULTRA PETROLEUM CMN|DBAX|Deutsche Bank Securities Inc.|698600
UPL|ULTRA PETROLEUM CMN|DEAN|MORGAN STANLEY|23921
UPL|ULTRA PETROLEUM CMN|DEGS|RONIN PROFESSIONAL LLC|331430
UPL|ULTRA PETROLEUM CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30700
UPL|ULTRA PETROLEUM CMN|EBXL|EBX LLC|532400
UPL|ULTRA PETROLEUM CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|25130
UPL|ULTRA PETROLEUM CMN|EDJO|Edward D. Jones & Co., L.P.|6557
UPL|ULTRA PETROLEUM CMN|EGAM|CBOE TRADING, INC.|39470
UPL|ULTRA PETROLEUM CMN|EGAW|CBOE TRADING, INC.|700
UPL|ULTRA PETROLEUM CMN|EGXM|CBOE TRADING, INC.|23163
UPL|ULTRA PETROLEUM CMN|EGXW|CBOE TRADING, INC.|94
UPL|ULTRA PETROLEUM CMN|ETBE|Electronic Transaction Clearing, Inc.|123610
UPL|ULTRA PETROLEUM CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
UPL|ULTRA PETROLEUM CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3510
UPL|ULTRA PETROLEUM CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31916
UPL|ULTRA PETROLEUM CMN|ETRS|E*Trade Securities LLC|5208610
UPL|ULTRA PETROLEUM CMN|FBCO|Credit Suisse Securities (USA) LLC|2406025
UPL|ULTRA PETROLEUM CMN|FILL|Tradestation Securities, Inc.|44475
UPL|ULTRA PETROLEUM CMN|FMAF|NBCN Inc./ CDS|7387
UPL|ULTRA PETROLEUM CMN|FOMA|TD AMERITRADE CLEARING, INC.|5767664
UPL|ULTRA PETROLEUM CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|166512
UPL|ULTRA PETROLEUM CMN|FTBR|Foliofn Investments, Inc.|1106
UPL|ULTRA PETROLEUM CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|166529
UPL|ULTRA PETROLEUM CMN|GELP|RBC CAPITAL MARKETS, LLC|370
UPL|ULTRA PETROLEUM CMN|GLIS|TD Securities Inc|900
UPL|ULTRA PETROLEUM CMN|GLPX|ACS EXECUTION SERVICES, LLC|240923
UPL|ULTRA PETROLEUM CMN|GSCO|GOLDMAN SACHS & CO. LLC|8642030
UPL|ULTRA PETROLEUM CMN|GSCS|GOLDMAN SACHS & CO. LLC|591057
UPL|ULTRA PETROLEUM CMN|GSLT|GOLDMAN SACHS & CO. LLC|16364
UPL|ULTRA PETROLEUM CMN|GTSZ|GTS SECURITIES LLC|57873
UPL|ULTRA PETROLEUM CMN|HRBF|American Enterprise Investment Services Inc.|16059
UPL|ULTRA PETROLEUM CMN|HSBC|HSBC Securities, Inc.|9533
UPL|ULTRA PETROLEUM CMN|IATS|INTERACTIVE BROKERS LLC|337020
UPL|ULTRA PETROLEUM CMN|IBKR|Interactive Brokers Llc|2383748
UPL|ULTRA PETROLEUM CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|50
UPL|ULTRA PETROLEUM CMN|ICBX|INSTINET, LLC|727491
UPL|ULTRA PETROLEUM CMN|IEQY|CITADEL SECURITIES LLC|262662
UPL|ULTRA PETROLEUM CMN|INCA|INSTINET, LLC|3060914
UPL|ULTRA PETROLEUM CMN|INJX|INSTINET, LLC|183250
UPL|ULTRA PETROLEUM CMN|ITGI|ITG Inc.|155803
UPL|ULTRA PETROLEUM CMN|ITGP|ITG INC.|432000
UPL|ULTRA PETROLEUM CMN|JANY|Janney Montgomery Scott Inc.|56162
UPL|ULTRA PETROLEUM CMN|JEFF|JEFFERIES LLC|538140
UPL|ULTRA PETROLEUM CMN|JMPT|JUMP TRADING, LLC|266234
UPL|ULTRA PETROLEUM CMN|JONE|JonesTrading|2810498
UPL|ULTRA PETROLEUM CMN|JPBX|J.P. MORGAN SECURITIES LLC|26550
UPL|ULTRA PETROLEUM CMN|JPMX|J.P. Morgan Securities LLC|1179399
UPL|ULTRA PETROLEUM CMN|JSJX|JANE STREET CAPITAL LLC|10264
UPL|ULTRA PETROLEUM CMN|KCGM|VIRTU Americas LLC|380581
UPL|ULTRA PETROLEUM CMN|KRSH|Kershner Securities, LLC|4543
UPL|ULTRA PETROLEUM CMN|LEHM|Barclays Capital Inc./Le|3792074
UPL|ULTRA PETROLEUM CMN|LIME|Lime Brokerage LLC|889254
UPL|ULTRA PETROLEUM CMN|LMGP|LIME BROKERAGE LLC|47200
UPL|ULTRA PETROLEUM CMN|LOOP|Loop Capital Markets LLC|4545
UPL|ULTRA PETROLEUM CMN|LQNA|LIQUIDNET, INC.|60700
UPL|ULTRA PETROLEUM CMN|LSCI|Lek Securities Corporation|226
UPL|ULTRA PETROLEUM CMN|MACQ|Macquarie Capital (USA) Inc.|2260
UPL|ULTRA PETROLEUM CMN|MAXM|Maxim Group LLC|21044
UPL|ULTRA PETROLEUM CMN|MBTS|ALLY INVEST SECURITIES LLC|8549
UPL|ULTRA PETROLEUM CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|774900
UPL|ULTRA PETROLEUM CMN|MOTF|MOTIF INVESTING, INC.|1
UPL|ULTRA PETROLEUM CMN|MSCO|MORGAN STANLEY & CO. LLC|6107036
UPL|ULTRA PETROLEUM CMN|MSPL|MORGAN STANLEY & CO. LLC|956400
UPL|ULTRA PETROLEUM CMN|MSTX|MORGAN STANLEY & CO. LLC|193500
UPL|ULTRA PETROLEUM CMN|NFSC|National Financial Services LLC|2813574
UPL|ULTRA PETROLEUM CMN|NITE|VIRTU Americas LLC|6323842
UPL|ULTRA PETROLEUM CMN|NITP|VIRTU Americas LLC|390743
UPL|ULTRA PETROLEUM CMN|NQRB|Brut, LLC|7594
UPL|ULTRA PETROLEUM CMN|OPCO|Oppenheimer & Co. Inc.|11269
UPL|ULTRA PETROLEUM CMN|PDQM|CODA MARKETS, INC.|142845
UPL|ULTRA PETROLEUM CMN|RAJA|Raymond James & Associates, Inc.|33323
UPL|ULTRA PETROLEUM CMN|RBCM|RBC CAPITAL MARKETS, LLC|34668
UPL|ULTRA PETROLEUM CMN|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|4400
UPL|ULTRA PETROLEUM CMN|SAGL|SAGETRADER, LLC|11265
UPL|ULTRA PETROLEUM CMN|SALI|INTL FCSTONE FINANCIAL INC.|1200
UPL|ULTRA PETROLEUM CMN|SBRX|MURIEL SIEBERT & CO INC|500
UPL|ULTRA PETROLEUM CMN|SBSH|Citigroup Global Markets Inc.|4149873
UPL|ULTRA PETROLEUM CMN|SGMT|GOLDMAN SACHS & CO. LLC|520353
UPL|ULTRA PETROLEUM CMN|SPDR|SPEEDROUTE LLC|56749
UPL|ULTRA PETROLEUM CMN|SPTD|MINT GLOBAL MARKETS, INC.|1877
UPL|ULTRA PETROLEUM CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
UPL|ULTRA PETROLEUM CMN|STFL|Stifel, Nicolaus & Company, Incorporated|11706
UPL|ULTRA PETROLEUM CMN|SWIM|TD Ameritrade, Inc.|2137628
UPL|ULTRA PETROLEUM CMN|SWST|Hilltop Securities Inc.|19775
UPL|ULTRA PETROLEUM CMN|TKNG|ALLY INVEST SECURITIES LLC|111702
UPL|ULTRA PETROLEUM CMN|TOUR|TOURMALINE PARTNERS, LLC|400
UPL|ULTRA PETROLEUM CMN|TRBT|Tradebot Systems, Inc.|2009043
UPL|ULTRA PETROLEUM CMN|TRCM|TRC MARKETS LLC|137044
UPL|ULTRA PETROLEUM CMN|UBSA|UBS SECURITIES LLC|2379780
UPL|ULTRA PETROLEUM CMN|UBSS|UBS Securities LLC|5087143
UPL|ULTRA PETROLEUM CMN|VALX|VIRTU AMERICAS LLC|256769
UPL|ULTRA PETROLEUM CMN|VGRD|Vanguard Marketing Corporation|511765
UPL|ULTRA PETROLEUM CMN|WCHV|WELLS FARGO SECURITIES, LLC|232908
UPL|ULTRA PETROLEUM CMN|WEED|Weeden & Co.L.P.|31461
UPL|ULTRA PETROLEUM CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28283
UPL|ULTRA PETROLEUM CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36878
UPL|ULTRA PETROLEUM CMN|WGIF|CIBC World Markets Inc.|14853
UPL|ULTRA PETROLEUM CMN|WORD|Worden Capital Management LLC|1400
UPL|ULTRA PETROLEUM CMN|WSEA|WOLVERINE SECURITIES, LLC|196089
UPL|ULTRA PETROLEUM CMN|XIST|INSTINET, LLC|297400
UPL|ULTRA PETROLEUM CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|411280
UPL|ULTRA PETROLEUM CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|53968
UPLD|UPLAND SOFTWARE, INC|ALTX|Alternet Securities Inc.|5300
UPLD|UPLAND SOFTWARE, INC|ANOS|ABEL/NOSER, L.L.C.|110
UPLD|UPLAND SOFTWARE, INC|APCC|Apex Clearing Corporation|1483
UPLD|UPLAND SOFTWARE, INC|BALE|M&T SECURITIES, INC.|94
UPLD|UPLAND SOFTWARE, INC|BATM|CBOE TRADING, INC.|711
UPLD|UPLAND SOFTWARE, INC|BAYC|BAY CREST PARTNERS, LLC|254
UPLD|UPLAND SOFTWARE, INC|BAYT|BTIG, LLC|2002
UPLD|UPLAND SOFTWARE, INC|BERN|Sanford C. Bernstein & Co., LLC|26893
UPLD|UPLAND SOFTWARE, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3365
UPLD|UPLAND SOFTWARE, INC|BLKX|INSTINET, LLC|32800
UPLD|UPLAND SOFTWARE, INC|BMOC|BMO Capital Markets Corp.|1871
UPLD|UPLAND SOFTWARE, INC|BNPX|BNP PARIBAS SECURITIES CORP.|1018
UPLD|UPLAND SOFTWARE, INC|BTIG|BTIG, LLC|2609
UPLD|UPLAND SOFTWARE, INC|BYXM|CBOE TRADING, INC.|1706
UPLD|UPLAND SOFTWARE, INC|BZYD|GOLDMAN SACHS & CO. LLC|2750
UPLD|UPLAND SOFTWARE, INC|CHAS|Charles Schwab & Co., Inc.|1379
UPLD|UPLAND SOFTWARE, INC|CIST|Capital Institutional Services, Inc.|737
UPLD|UPLAND SOFTWARE, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|41381
UPLD|UPLAND SOFTWARE, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
UPLD|UPLAND SOFTWARE, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78546
UPLD|UPLAND SOFTWARE, INC|CTDL|Citadel Derivatives Group Llc|6426
UPLD|UPLAND SOFTWARE, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|3186
UPLD|UPLAND SOFTWARE, INC|DADA|D.A. Davidson & Co.|783
UPLD|UPLAND SOFTWARE, INC|DBAB|Deutsche Bank Securities Inc.|225729
UPLD|UPLAND SOFTWARE, INC|DBAX|Deutsche Bank Securities Inc.|37100
UPLD|UPLAND SOFTWARE, INC|DBUL|Deutsche Bank Securities Inc.|1000
UPLD|UPLAND SOFTWARE, INC|DEAN|MORGAN STANLEY|2714
UPLD|UPLAND SOFTWARE, INC|DEGS|RONIN PROFESSIONAL LLC|9207
UPLD|UPLAND SOFTWARE, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19500
UPLD|UPLAND SOFTWARE, INC|EBXL|EBX LLC|54200
UPLD|UPLAND SOFTWARE, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|422
UPLD|UPLAND SOFTWARE, INC|EDJO|Edward D. Jones & Co., L.P.|1724
UPLD|UPLAND SOFTWARE, INC|EGAM|CBOE TRADING, INC.|4382
UPLD|UPLAND SOFTWARE, INC|EGAW|CBOE TRADING, INC.|29
UPLD|UPLAND SOFTWARE, INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
UPLD|UPLAND SOFTWARE, INC|EGXM|CBOE TRADING, INC.|2170
UPLD|UPLAND SOFTWARE, INC|ETBE|Electronic Transaction Clearing, Inc.|21936
UPLD|UPLAND SOFTWARE, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1130
UPLD|UPLAND SOFTWARE, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23175
UPLD|UPLAND SOFTWARE, INC|ETRS|E*Trade Securities LLC|20143
UPLD|UPLAND SOFTWARE, INC|FBCO|Credit Suisse Securities (USA) LLC|167832
UPLD|UPLAND SOFTWARE, INC|FBSB|U.S. Bancorp Investments, Inc.|35
UPLD|UPLAND SOFTWARE, INC|FILL|Tradestation Securities, Inc.|2497
UPLD|UPLAND SOFTWARE, INC|FMAF|NBCN Inc./ CDS|100
UPLD|UPLAND SOFTWARE, INC|FOMA|TD AMERITRADE CLEARING, INC.|60619
UPLD|UPLAND SOFTWARE, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|473
UPLD|UPLAND SOFTWARE, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|78872
UPLD|UPLAND SOFTWARE, INC|FTBR|Foliofn Investments, Inc.|2652
UPLD|UPLAND SOFTWARE, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4164
UPLD|UPLAND SOFTWARE, INC|GLIS|TD Securities Inc|500
UPLD|UPLAND SOFTWARE, INC|GLPX|ACS EXECUTION SERVICES, LLC|4341
UPLD|UPLAND SOFTWARE, INC|GSCO|GOLDMAN SACHS & CO. LLC|434966
UPLD|UPLAND SOFTWARE, INC|GSCS|GOLDMAN SACHS & CO. LLC|31358
UPLD|UPLAND SOFTWARE, INC|GSLT|GOLDMAN SACHS & CO. LLC|7953
UPLD|UPLAND SOFTWARE, INC|GTSZ|GTS SECURITIES LLC|13786
UPLD|UPLAND SOFTWARE, INC|HRBF|American Enterprise Investment Services Inc.|3319
UPLD|UPLAND SOFTWARE, INC|IATS|INTERACTIVE BROKERS LLC|8358
UPLD|UPLAND SOFTWARE, INC|IBKR|Interactive Brokers Llc|75655
UPLD|UPLAND SOFTWARE, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|526
UPLD|UPLAND SOFTWARE, INC|ICBX|INSTINET, LLC|7100
UPLD|UPLAND SOFTWARE, INC|IEQY|CITADEL SECURITIES LLC|28054
UPLD|UPLAND SOFTWARE, INC|INCA|INSTINET, LLC|129450
UPLD|UPLAND SOFTWARE, INC|INJX|INSTINET, LLC|5905
UPLD|UPLAND SOFTWARE, INC|ITGI|ITG Inc.|22230
UPLD|UPLAND SOFTWARE, INC|ITGP|ITG INC.|35600
UPLD|UPLAND SOFTWARE, INC|JEFF|JEFFERIES LLC|84825
UPLD|UPLAND SOFTWARE, INC|JMPT|JUMP TRADING, LLC|20140
UPLD|UPLAND SOFTWARE, INC|JONE|JonesTrading|372
UPLD|UPLAND SOFTWARE, INC|JPBX|J.P. MORGAN SECURITIES LLC|11114
UPLD|UPLAND SOFTWARE, INC|JPMX|J.P. Morgan Securities LLC|62126
UPLD|UPLAND SOFTWARE, INC|JSJX|JANE STREET CAPITAL LLC|4510
UPLD|UPLAND SOFTWARE, INC|KCGM|VIRTU Americas LLC|8598
UPLD|UPLAND SOFTWARE, INC|LEHM|Barclays Capital Inc./Le|370421
UPLD|UPLAND SOFTWARE, INC|LIME|Lime Brokerage LLC|67615
UPLD|UPLAND SOFTWARE, INC|LMGP|LIME BROKERAGE LLC|955
UPLD|UPLAND SOFTWARE, INC|LQNA|LIQUIDNET, INC.|63900
UPLD|UPLAND SOFTWARE, INC|LSCI|Lek Securities Corporation|100
UPLD|UPLAND SOFTWARE, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|250
UPLD|UPLAND SOFTWARE, INC|MAXM|Maxim Group LLC|888
UPLD|UPLAND SOFTWARE, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9700
UPLD|UPLAND SOFTWARE, INC|MOTF|MOTIF INVESTING, INC.|1
UPLD|UPLAND SOFTWARE, INC|MSCO|MORGAN STANLEY & CO. LLC|892871
UPLD|UPLAND SOFTWARE, INC|MSPL|MORGAN STANLEY & CO. LLC|53600
UPLD|UPLAND SOFTWARE, INC|MSTX|MORGAN STANLEY & CO. LLC|27600
UPLD|UPLAND SOFTWARE, INC|NFSC|National Financial Services LLC|100892
UPLD|UPLAND SOFTWARE, INC|NITE|VIRTU Americas LLC|173025
UPLD|UPLAND SOFTWARE, INC|NITP|VIRTU Americas LLC|3260
UPLD|UPLAND SOFTWARE, INC|NQRB|Brut, LLC|5295
UPLD|UPLAND SOFTWARE, INC|OPCO|Oppenheimer & Co. Inc.|2811
UPLD|UPLAND SOFTWARE, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1524
UPLD|UPLAND SOFTWARE, INC|PDQM|CODA MARKETS, INC.|28512
UPLD|UPLAND SOFTWARE, INC|PWJC|UBS Financial Services, Inc.|48
UPLD|UPLAND SOFTWARE, INC|RAJA|Raymond James & Associates, Inc.|2799
UPLD|UPLAND SOFTWARE, INC|RBCM|RBC CAPITAL MARKETS, LLC|2899
UPLD|UPLAND SOFTWARE, INC|RHCO|Suntrust Robinson Humphrey, Inc.|2458
UPLD|UPLAND SOFTWARE, INC|SAGL|SAGETRADER, LLC|1100
UPLD|UPLAND SOFTWARE, INC|SBSH|Citigroup Global Markets Inc.|54627
UPLD|UPLAND SOFTWARE, INC|SGMT|GOLDMAN SACHS & CO. LLC|27898
UPLD|UPLAND SOFTWARE, INC|SIDC|Sidoti & Company, LLC|100
UPLD|UPLAND SOFTWARE, INC|SPDR|SPEEDROUTE LLC|5606
UPLD|UPLAND SOFTWARE, INC|SPTD|MINT GLOBAL MARKETS, INC.|1900
UPLD|UPLAND SOFTWARE, INC|STFL|Stifel, Nicolaus & Company, Incorporated|4453
UPLD|UPLAND SOFTWARE, INC|STKP|STOCKPILE INVESTMENTS, INC.|2
UPLD|UPLAND SOFTWARE, INC|SWIM|TD Ameritrade, Inc.|13535
UPLD|UPLAND SOFTWARE, INC|SWST|Hilltop Securities Inc.|2720
UPLD|UPLAND SOFTWARE, INC|TKNG|ALLY INVEST SECURITIES LLC|974
UPLD|UPLAND SOFTWARE, INC|TRBT|Tradebot Systems, Inc.|66459
UPLD|UPLAND SOFTWARE, INC|TRCM|TRC MARKETS LLC|60906
UPLD|UPLAND SOFTWARE, INC|UBSA|UBS SECURITIES LLC|174394
UPLD|UPLAND SOFTWARE, INC|UBSS|UBS Securities LLC|478311
UPLD|UPLAND SOFTWARE, INC|VALX|VIRTU AMERICAS LLC|2841
UPLD|UPLAND SOFTWARE, INC|VGRD|Vanguard Marketing Corporation|6645
UPLD|UPLAND SOFTWARE, INC|VNDS|VANDHAM SECURITIES CORP|1600
UPLD|UPLAND SOFTWARE, INC|WBLR|WILLIAM BLAIR|190
UPLD|UPLAND SOFTWARE, INC|WCHV|WELLS FARGO SECURITIES, LLC|107225
UPLD|UPLAND SOFTWARE, INC|WEDB|WEDBUSH SECURITIES INC.|4064
UPLD|UPLAND SOFTWARE, INC|WEED|Weeden & Co.L.P.|300
UPLD|UPLAND SOFTWARE, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20382
UPLD|UPLAND SOFTWARE, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7337
UPLD|UPLAND SOFTWARE, INC|WGIF|CIBC World Markets Inc.|1675
UPLD|UPLAND SOFTWARE, INC|WSEA|WOLVERINE SECURITIES, LLC|1931
UPLD|UPLAND SOFTWARE, INC|XIST|INSTINET, LLC|6600
UPLD|UPLAND SOFTWARE, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|14716
UPLD|UPLAND SOFTWARE, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|977
UPLD|UPLAND SOFTWARE, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|186
UPRO|PROSHARES|ALTX|Alternet Securities Inc.|34200
UPRO|PROSHARES|APCC|Apex Clearing Corporation|44681
UPRO|PROSHARES|BATM|CBOE TRADING, INC.|137596
UPRO|PROSHARES|BBNT|BB&T SECURITIES, LLC|2500
UPRO|PROSHARES|BERN|Sanford C. Bernstein & Co., LLC|557
UPRO|PROSHARES|BIDS|BIDS TRADING L.P.|1800
UPRO|PROSHARES|BIMI|Banca IMI Securities Corp.|3232
UPRO|PROSHARES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67875
UPRO|PROSHARES|BTIG|BTIG, LLC|880
UPRO|PROSHARES|BYXM|CBOE TRADING, INC.|92441
UPRO|PROSHARES|CHAS|Charles Schwab & Co., Inc.|25830
UPRO|PROSHARES|CIST|Capital Institutional Services, Inc.|1500
UPRO|PROSHARES|CMTT|CMT TRADING LLC|1200
UPRO|PROSHARES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|27416
UPRO|PROSHARES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
UPRO|PROSHARES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4000
UPRO|PROSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|425467
UPRO|PROSHARES|CTDE|CHOICETRADE|80
UPRO|PROSHARES|CTDL|Citadel Derivatives Group Llc|53207
UPRO|PROSHARES|CTLR|CUTLER GROUP, LP|100
UPRO|PROSHARES|CXCX|CITIGROUP GLOBAL MARKETS INC.|40222
UPRO|PROSHARES|DBAB|Deutsche Bank Securities Inc.|24496
UPRO|PROSHARES|DBAX|Deutsche Bank Securities Inc.|135100
UPRO|PROSHARES|DCHF|Dart Executions, LLC|271081
UPRO|PROSHARES|DEAN|MORGAN STANLEY|4440
UPRO|PROSHARES|DEGS|RONIN PROFESSIONAL LLC|400
UPRO|PROSHARES|DRWJ|DRW SECURITIES, L.L.C.|601684
UPRO|PROSHARES|EBXL|EBX LLC|387700
UPRO|PROSHARES|ECUT|CONVERGEX EXECUTION SOLUTIONS|1951622
UPRO|PROSHARES|EDJO|Edward D. Jones & Co., L.P.|1650
UPRO|PROSHARES|EGAM|CBOE TRADING, INC.|223278
UPRO|PROSHARES|EGAW|CBOE TRADING, INC.|600
UPRO|PROSHARES|EGXM|CBOE TRADING, INC.|130880
UPRO|PROSHARES|EGXW|CBOE TRADING, INC.|900
UPRO|PROSHARES|ETBE|Electronic Transaction Clearing, Inc.|14329
UPRO|PROSHARES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14089
UPRO|PROSHARES|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|554
UPRO|PROSHARES|ETRS|E*Trade Securities LLC|1554121
UPRO|PROSHARES|FILL|Tradestation Securities, Inc.|135969
UPRO|PROSHARES|FMAF|NBCN Inc./ CDS|12850
UPRO|PROSHARES|FQLS|Quantlab Securities LP|36533
UPRO|PROSHARES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16033
UPRO|PROSHARES|FTBR|Foliofn Investments, Inc.|119803
UPRO|PROSHARES|GEBB|GLOBAL EXECUTION BROKERS, LP|1925
UPRO|PROSHARES|GLIS|TD Securities Inc|21153
UPRO|PROSHARES|GLPX|ACS EXECUTION SERVICES, LLC|33034
UPRO|PROSHARES|GSCO|GOLDMAN SACHS & CO. LLC|38499
UPRO|PROSHARES|GSLT|GOLDMAN SACHS & CO. LLC|50111
UPRO|PROSHARES|GTSZ|GTS SECURITIES LLC|1445128
UPRO|PROSHARES|HAPX|HAP Trading, LLC|200
UPRO|PROSHARES|HRBF|American Enterprise Investment Services Inc.|2486
UPRO|PROSHARES|IATS|INTERACTIVE BROKERS LLC|360885
UPRO|PROSHARES|IBKR|Interactive Brokers Llc|810248
UPRO|PROSHARES|ICBX|INSTINET, LLC|181656
UPRO|PROSHARES|INCA|INSTINET, LLC|207766
UPRO|PROSHARES|ITGI|ITG Inc.|35316
UPRO|PROSHARES|ITGP|ITG INC.|103400
UPRO|PROSHARES|JEFF|JEFFERIES LLC|11551
UPRO|PROSHARES|JMPT|JUMP TRADING, LLC|53109
UPRO|PROSHARES|JONE|JonesTrading|28000
UPRO|PROSHARES|JPMX|J.P. Morgan Securities LLC|147626
UPRO|PROSHARES|JSEB|JANE STREET EXECUTION SERVICES, LLC|364300
UPRO|PROSHARES|JSJX|JANE STREET CAPITAL LLC|2456855
UPRO|PROSHARES|KCGM|VIRTU Americas LLC|64401
UPRO|PROSHARES|LEHM|Barclays Capital Inc./Le|524656
UPRO|PROSHARES|LGNT|COR CLEARING LLC|1
UPRO|PROSHARES|LIME|Lime Brokerage LLC|42485
UPRO|PROSHARES|LIWM|LIME BROKERAGE LLC|60474
UPRO|PROSHARES|LMGP|LIME BROKERAGE LLC|150
UPRO|PROSHARES|LSCI|Lek Securities Corporation|244
UPRO|PROSHARES|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
UPRO|PROSHARES|MBTS|ALLY INVEST SECURITIES LLC|212
UPRO|PROSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|881912
UPRO|PROSHARES|MOTF|MOTIF INVESTING, INC.|22
UPRO|PROSHARES|MSCO|MORGAN STANLEY & CO. LLC|1046512
UPRO|PROSHARES|MSPL|MORGAN STANLEY & CO. LLC|140000
UPRO|PROSHARES|NFSC|National Financial Services LLC|5534101
UPRO|PROSHARES|NITE|VIRTU Americas LLC|8202793
UPRO|PROSHARES|NITP|VIRTU Americas LLC|17625
UPRO|PROSHARES|NQRB|Brut, LLC|26807
UPRO|PROSHARES|NTBF|BMO Nesbitt Burns Inc./CDS|30875
UPRO|PROSHARES|NTFN|Network 1 Financial Securities Inc.|1100
UPRO|PROSHARES|OHOS|TWO SIGMA SECURITIES, LLC|3487
UPRO|PROSHARES|OLDM|OLD MISSION CAPITAL, LLC|426
UPRO|PROSHARES|OPCO|Oppenheimer & Co. Inc.|200
UPRO|PROSHARES|PCPT|PHILLIP CAPITAL INC.|3670
UPRO|PROSHARES|PDQM|CODA MARKETS, INC.|57805
UPRO|PROSHARES|PHLY|NASDAQ Execution Services, LLC|56200
UPRO|PROSHARES|PWJC|UBS Financial Services, Inc.|5000
UPRO|PROSHARES|RBCM|RBC CAPITAL MARKETS, LLC|543
UPRO|PROSHARES|RGLD|Regal Securities, Inc|223
UPRO|PROSHARES|RHOX|XR Securities LLC|691789
UPRO|PROSHARES|SAGL|SAGETRADER, LLC|800
UPRO|PROSHARES|SBSH|Citigroup Global Markets Inc.|6929
UPRO|PROSHARES|SGMT|GOLDMAN SACHS & CO. LLC|381097
UPRO|PROSHARES|SHMR|ABN Amro Clearing LLC|110
UPRO|PROSHARES|SOGO|Wang Investment Associates, Inc.|200
UPRO|PROSHARES|SPDR|SPEEDROUTE LLC|2518
UPRO|PROSHARES|STKP|STOCKPILE INVESTMENTS, INC.|36
UPRO|PROSHARES|SWIM|TD Ameritrade, Inc.|2183316
UPRO|PROSHARES|SWST|Hilltop Securities Inc.|6600
UPRO|PROSHARES|TKNG|ALLY INVEST SECURITIES LLC|52024
UPRO|PROSHARES|TRBT|Tradebot Systems, Inc.|1058483
UPRO|PROSHARES|TRCM|TRC MARKETS LLC|2232380
UPRO|PROSHARES|TWTT|TASTYWORKS, INC.|1857
UPRO|PROSHARES|UBSA|UBS SECURITIES LLC|282097
UPRO|PROSHARES|UBSS|UBS Securities LLC|815621
UPRO|PROSHARES|VALX|VIRTU AMERICAS LLC|77422
UPRO|PROSHARES|VGRD|Vanguard Marketing Corporation|698515
UPRO|PROSHARES|VIEW|VIEWTRADE SECURITIES LLC|841
UPRO|PROSHARES|VSIN|Vision Financial Markets Llc|400
UPRO|PROSHARES|WCHV|WELLS FARGO SECURITIES, LLC|369930
UPRO|PROSHARES|WEDB|WEDBUSH SECURITIES INC.|3190
UPRO|PROSHARES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|74515
UPRO|PROSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|68236
UPRO|PROSHARES|WGIF|CIBC World Markets Inc.|1787
UPRO|PROSHARES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
UPRO|PROSHARES|WSEA|WOLVERINE SECURITIES, LLC|64397
UPRO|PROSHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
UPRO|PROSHARES|YKNA|COMHAR CAPITAL MARKETS, LLC|5014
UPS|UNITED PARCEL SVC|ABLE|NATIXIS Securities Americas LLC|568271
UPS|UNITED PARCEL SVC|AGIS|Aegis Capital Corp.|185
UPS|UNITED PARCEL SVC|ALTX|Alternet Securities Inc.|26519
UPS|UNITED PARCEL SVC|ANOS|ABEL/NOSER, L.L.C.|13606
UPS|UNITED PARCEL SVC|APCC|Apex Clearing Corporation|2540
UPS|UNITED PARCEL SVC|AQUA|AQUA SECURITIES L.P.|3200
UPS|UNITED PARCEL SVC|BALE|M&T SECURITIES, INC.|1372
UPS|UNITED PARCEL SVC|BANK|Primevest Financial Services, Inc.|1890
UPS|UNITED PARCEL SVC|BARD|Robert W. Baird & Co. Incorporated|51495
UPS|UNITED PARCEL SVC|BATM|CBOE TRADING, INC.|18360
UPS|UNITED PARCEL SVC|BAYC|BAY CREST PARTNERS, LLC|1003
UPS|UNITED PARCEL SVC|BAYT|BTIG, LLC|4000
UPS|UNITED PARCEL SVC|BBNT|BB&T SECURITIES, LLC|13041
UPS|UNITED PARCEL SVC|BERN|Sanford C. Bernstein & Co., LLC|471816
UPS|UNITED PARCEL SVC|BIDS|BIDS TRADING L.P.|600
UPS|UNITED PARCEL SVC|BIMI|Banca IMI Securities Corp.|105
UPS|UNITED PARCEL SVC|BKCM|BNY Mellon Capital Markets LLC|2474
UPS|UNITED PARCEL SVC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40856
UPS|UNITED PARCEL SVC|BLKX|INSTINET, LLC|26600
UPS|UNITED PARCEL SVC|BMOC|BMO Capital Markets Corp.|23418
UPS|UNITED PARCEL SVC|BNCH|The Benchmark Company, LLC|600
UPS|UNITED PARCEL SVC|BNPX|BNP PARIBAS SECURITIES CORP.|556169
UPS|UNITED PARCEL SVC|BRGE|Newbridge Securities Corp.|317
UPS|UNITED PARCEL SVC|BTIG|BTIG, LLC|70309
UPS|UNITED PARCEL SVC|BYXM|CBOE TRADING, INC.|5073
UPS|UNITED PARCEL SVC|BZYD|GOLDMAN SACHS & CO. LLC|600
UPS|UNITED PARCEL SVC|CABR|Cabrera Capital Markets, Inc.|100
UPS|UNITED PARCEL SVC|CAMC|Cambria Capital, LLC|46
UPS|UNITED PARCEL SVC|CANT|Cantor Fitzgerald & Co.|236
UPS|UNITED PARCEL SVC|CBLC|CITIGROUP GLOBAL MARKETS INC.|76178
UPS|UNITED PARCEL SVC|CHAS|Charles Schwab & Co., Inc.|11201
UPS|UNITED PARCEL SVC|CIBP|CIBC World Markets Corp.|157774
UPS|UNITED PARCEL SVC|CICF|Canaccord Genuity Corp.|985
UPS|UNITED PARCEL SVC|CIOI|CITIGROUP GLOBAL MARKETS INC|12000
UPS|UNITED PARCEL SVC|CIST|Capital Institutional Services, Inc.|31034
UPS|UNITED PARCEL SVC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|214031
UPS|UNITED PARCEL SVC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|203
UPS|UNITED PARCEL SVC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4104
UPS|UNITED PARCEL SVC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|989814
UPS|UNITED PARCEL SVC|CTDL|Citadel Derivatives Group Llc|42080
UPS|UNITED PARCEL SVC|CXCX|CITIGROUP GLOBAL MARKETS INC.|168396
UPS|UNITED PARCEL SVC|DADA|D.A. Davidson & Co.|5652
UPS|UNITED PARCEL SVC|DAVA|Davenport & Company LLC|10684
UPS|UNITED PARCEL SVC|DBAB|Deutsche Bank Securities Inc.|763092
UPS|UNITED PARCEL SVC|DBAX|Deutsche Bank Securities Inc.|583300
UPS|UNITED PARCEL SVC|DBUL|Deutsche Bank Securities Inc.|239
UPS|UNITED PARCEL SVC|DCHF|Dart Executions, LLC|11665
UPS|UNITED PARCEL SVC|DEAN|MORGAN STANLEY|51393
UPS|UNITED PARCEL SVC|DEGS|RONIN PROFESSIONAL LLC|1000
UPS|UNITED PARCEL SVC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15500
UPS|UNITED PARCEL SVC|DRWC|DRW SECURITIES, L.L.C.|700
UPS|UNITED PARCEL SVC|DRWK|DRW SECURITIES, L.L.C.|16828
UPS|UNITED PARCEL SVC|EBXL|EBX LLC|688900
UPS|UNITED PARCEL SVC|ECUT|CONVERGEX EXECUTION SOLUTIONS|186983
UPS|UNITED PARCEL SVC|EDJC|Edward Jones / CDS|6572
UPS|UNITED PARCEL SVC|EDJO|Edward D. Jones & Co., L.P.|102706
UPS|UNITED PARCEL SVC|EGAM|CBOE TRADING, INC.|47185
UPS|UNITED PARCEL SVC|EGAW|CBOE TRADING, INC.|771
UPS|UNITED PARCEL SVC|EGMT|EG MARKET TECHNOLOGIES LLC|1401
UPS|UNITED PARCEL SVC|EGXM|CBOE TRADING, INC.|11271
UPS|UNITED PARCEL SVC|EGXW|CBOE TRADING, INC.|14
UPS|UNITED PARCEL SVC|ESPO|ESPOSITO SECURITIES, LLC|236
UPS|UNITED PARCEL SVC|ETBE|Electronic Transaction Clearing, Inc.|65370
UPS|UNITED PARCEL SVC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
UPS|UNITED PARCEL SVC|ETCB|ETC BROKERAGE SERVICES, LLC|33
UPS|UNITED PARCEL SVC|ETCC|Electronic Transaction Clearing, Inc.|325
UPS|UNITED PARCEL SVC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
UPS|UNITED PARCEL SVC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40790
UPS|UNITED PARCEL SVC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1613
UPS|UNITED PARCEL SVC|ETRS|E*Trade Securities LLC|186382
UPS|UNITED PARCEL SVC|FBSB|U.S. Bancorp Investments, Inc.|294
UPS|UNITED PARCEL SVC|FIDT|Fidelity Clearing Canada ULC./ CDS|3
UPS|UNITED PARCEL SVC|FILL|Tradestation Securities, Inc.|12817
UPS|UNITED PARCEL SVC|FINX|FINTECH SECURITIES|3610
UPS|UNITED PARCEL SVC|FINZ|FINTECH SECURITIES|30
UPS|UNITED PARCEL SVC|FMAF|NBCN Inc./ CDS|18844
UPS|UNITED PARCEL SVC|FMCO|First Manhattan Co|904
UPS|UNITED PARCEL SVC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19637
UPS|UNITED PARCEL SVC|FQLS|Quantlab Securities LP|729213
UPS|UNITED PARCEL SVC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145653
UPS|UNITED PARCEL SVC|FTBR|Foliofn Investments, Inc.|10044
UPS|UNITED PARCEL SVC|GEBB|GLOBAL EXECUTION BROKERS, LP|4313
UPS|UNITED PARCEL SVC|GLIS|TD Securities Inc|13233
UPS|UNITED PARCEL SVC|GLPX|ACS EXECUTION SERVICES, LLC|147935
UPS|UNITED PARCEL SVC|GSCO|GOLDMAN SACHS & CO. LLC|3468233
UPS|UNITED PARCEL SVC|GSCS|GOLDMAN SACHS & CO. LLC|29732
UPS|UNITED PARCEL SVC|GSLT|GOLDMAN SACHS & CO. LLC|23597
UPS|UNITED PARCEL SVC|GTSZ|GTS SECURITIES LLC|420267
UPS|UNITED PARCEL SVC|HAPX|HAP Trading, LLC|4600
UPS|UNITED PARCEL SVC|HCTA|Hardcastle Trading USA LLC|98024
UPS|UNITED PARCEL SVC|HPPX|POTAMUS TRADING, LLC|306
UPS|UNITED PARCEL SVC|HRBF|American Enterprise Investment Services Inc.|105826
UPS|UNITED PARCEL SVC|HSBC|HSBC Securities, Inc.|14542
UPS|UNITED PARCEL SVC|IATS|INTERACTIVE BROKERS LLC|25039
UPS|UNITED PARCEL SVC|IBFS|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|90
UPS|UNITED PARCEL SVC|IBKR|Interactive Brokers Llc|61242
UPS|UNITED PARCEL SVC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4036
UPS|UNITED PARCEL SVC|ICBX|INSTINET, LLC|147468
UPS|UNITED PARCEL SVC|IEQY|CITADEL SECURITIES LLC|230178
UPS|UNITED PARCEL SVC|INCA|INSTINET, LLC|753113
UPS|UNITED PARCEL SVC|INJX|INSTINET, LLC|9813
UPS|UNITED PARCEL SVC|ITGI|ITG Inc.|353931
UPS|UNITED PARCEL SVC|ITGP|ITG INC.|1045600
UPS|UNITED PARCEL SVC|JANY|Janney Montgomery Scott Inc.|19166
UPS|UNITED PARCEL SVC|JEFF|JEFFERIES LLC|209911
UPS|UNITED PARCEL SVC|JMPT|JUMP TRADING, LLC|119669
UPS|UNITED PARCEL SVC|JONE|JonesTrading|6728
UPS|UNITED PARCEL SVC|JPBX|J.P. MORGAN SECURITIES LLC|208508
UPS|UNITED PARCEL SVC|JPMX|J.P. Morgan Securities LLC|762526
UPS|UNITED PARCEL SVC|JRCO|Johnson Rice & Company L.L.C.|500
UPS|UNITED PARCEL SVC|JSEB|JANE STREET EXECUTION SERVICES, LLC|1072
UPS|UNITED PARCEL SVC|JSJX|JANE STREET CAPITAL LLC|320120
UPS|UNITED PARCEL SVC|JUTA|JUMP TRADING, LLC|100
UPS|UNITED PARCEL SVC|KCGM|VIRTU Americas LLC|99694
UPS|UNITED PARCEL SVC|LEHM|Barclays Capital Inc./Le|1450349
UPS|UNITED PARCEL SVC|LGNT|COR CLEARING LLC|34
UPS|UNITED PARCEL SVC|LIME|Lime Brokerage LLC|117052
UPS|UNITED PARCEL SVC|LIWD|LIME BROKERAGE LLC|2750
UPS|UNITED PARCEL SVC|LMGP|LIME BROKERAGE LLC|100
UPS|UNITED PARCEL SVC|LMNX|LUMINEX TRADING & ANALYTICS LLC|153224
UPS|UNITED PARCEL SVC|LOOP|Loop Capital Markets LLC|2919
UPS|UNITED PARCEL SVC|LQNA|LIQUIDNET, INC.|61500
UPS|UNITED PARCEL SVC|LSCI|Lek Securities Corporation|301328
UPS|UNITED PARCEL SVC|LVMR|LIVERMORE TRADING GROUP, INC.|8054
UPS|UNITED PARCEL SVC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|979
UPS|UNITED PARCEL SVC|MACC|Mid Atlantic Capital Corporation|3362
UPS|UNITED PARCEL SVC|MACQ|Macquarie Capital (USA) Inc.|600
UPS|UNITED PARCEL SVC|MAXM|Maxim Group LLC|1934
UPS|UNITED PARCEL SVC|MBTS|ALLY INVEST SECURITIES LLC|4815
UPS|UNITED PARCEL SVC|MCMF|Raymond James Ltd. Cds|4896
UPS|UNITED PARCEL SVC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|258331
UPS|UNITED PARCEL SVC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
UPS|UNITED PARCEL SVC|MOTF|MOTIF INVESTING, INC.|63
UPS|UNITED PARCEL SVC|MPSG|E D & F Man Capital Markets Inc.|5541
UPS|UNITED PARCEL SVC|MSCO|MORGAN STANLEY & CO. LLC|3484542
UPS|UNITED PARCEL SVC|MSPL|MORGAN STANLEY & CO. LLC|487800
UPS|UNITED PARCEL SVC|MSTX|MORGAN STANLEY & CO. LLC|476700
UPS|UNITED PARCEL SVC|NATL|National Securities Corporation|1068
UPS|UNITED PARCEL SVC|NBCS|NBC Securities, INC.|257
UPS|UNITED PARCEL SVC|NEUB|NEUBERGER BERMAN BD LLC|65
UPS|UNITED PARCEL SVC|NFSC|National Financial Services LLC|652223
UPS|UNITED PARCEL SVC|NITE|VIRTU Americas LLC|1507784
UPS|UNITED PARCEL SVC|NITP|VIRTU Americas LLC|200
UPS|UNITED PARCEL SVC|NMRA|Nomura Securities International, Inc.|2200
UPS|UNITED PARCEL SVC|NQRB|Brut, LLC|18471
UPS|UNITED PARCEL SVC|NTBF|BMO Nesbitt Burns Inc./CDS|4685
UPS|UNITED PARCEL SVC|NTRC|Northern Trust Securities, Inc.|8258
UPS|UNITED PARCEL SVC|OHOS|TWO SIGMA SECURITIES, LLC|288708
UPS|UNITED PARCEL SVC|ONEL|O'NEIL SECURITIES, INCORPORATED|10
UPS|UNITED PARCEL SVC|OPCO|Oppenheimer & Co. Inc.|7864
UPS|UNITED PARCEL SVC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|580
UPS|UNITED PARCEL SVC|PDQM|CODA MARKETS, INC.|195264
UPS|UNITED PARCEL SVC|PHLY|NASDAQ Execution Services, LLC|30640
UPS|UNITED PARCEL SVC|PICT|Pictet Overseas Inc.|1182
UPS|UNITED PARCEL SVC|PNSR|Penserra Securities, LLC|8700
UPS|UNITED PARCEL SVC|PREC|PRECISION SECURITIES, LLC|2530
UPS|UNITED PARCEL SVC|PWJC|UBS Financial Services, Inc.|19674
UPS|UNITED PARCEL SVC|QMSR|QUATTRO M SECURITIES INC.|4665
UPS|UNITED PARCEL SVC|RBCM|RBC CAPITAL MARKETS, LLC|38039
UPS|UNITED PARCEL SVC|RGLD|Regal Securities, Inc|1
UPS|UNITED PARCEL SVC|RHCO|Suntrust Robinson Humphrey, Inc.|155998
UPS|UNITED PARCEL SVC|SAGL|SAGETRADER, LLC|201158
UPS|UNITED PARCEL SVC|SAGW|SAGETRADER, LLC|2404
UPS|UNITED PARCEL SVC|SALI|INTL FCSTONE FINANCIAL INC.|2893
UPS|UNITED PARCEL SVC|SBRX|MURIEL SIEBERT & CO INC|208
UPS|UNITED PARCEL SVC|SBSH|Citigroup Global Markets Inc.|664112
UPS|UNITED PARCEL SVC|SCMC|Scotia Capital Markets (USA) Inc.|100
UPS|UNITED PARCEL SVC|SEIC|SEI Investments Distribution Co.|6059
UPS|UNITED PARCEL SVC|SGMT|GOLDMAN SACHS & CO. LLC|308619
UPS|UNITED PARCEL SVC|SHMR|ABN Amro Clearing LLC|200
UPS|UNITED PARCEL SVC|SIBO|Prime Executions, Inc.|1089
UPS|UNITED PARCEL SVC|SJLS|TRADE INFORMATICS LLC|100
UPS|UNITED PARCEL SVC|SOGO|Wang Investment Associates, Inc.|5
UPS|UNITED PARCEL SVC|SPDR|SPEEDROUTE LLC|72755
UPS|UNITED PARCEL SVC|SPHN|Stephens Inc.|4321
UPS|UNITED PARCEL SVC|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
UPS|UNITED PARCEL SVC|STFC|Stuart Frankel & Co., Incorporated|4700
UPS|UNITED PARCEL SVC|STFL|Stifel, Nicolaus & Company, Incorporated|64370
UPS|UNITED PARCEL SVC|STKP|STOCKPILE INVESTMENTS, INC.|282
UPS|UNITED PARCEL SVC|STXG|Stockcross Financial Services, Inc.|4
UPS|UNITED PARCEL SVC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15485
UPS|UNITED PARCEL SVC|SWIM|TD Ameritrade, Inc.|228949
UPS|UNITED PARCEL SVC|SWST|Hilltop Securities Inc.|11708
UPS|UNITED PARCEL SVC|TKNG|ALLY INVEST SECURITIES LLC|5481
UPS|UNITED PARCEL SVC|TRBT|Tradebot Systems, Inc.|319358
UPS|UNITED PARCEL SVC|TRCM|TRC MARKETS LLC|444052
UPS|UNITED PARCEL SVC|TWTT|TASTYWORKS, INC.|1131
UPS|UNITED PARCEL SVC|UBSA|UBS SECURITIES LLC|1259226
UPS|UNITED PARCEL SVC|UBSS|UBS Securities LLC|2316207
UPS|UNITED PARCEL SVC|VALX|VIRTU AMERICAS LLC|13777
UPS|UNITED PARCEL SVC|VERT|The Vertical Trading Group, LLC|86952
UPS|UNITED PARCEL SVC|VGRD|Vanguard Marketing Corporation|28940
UPS|UNITED PARCEL SVC|WABR|Wall Street Access|3197
UPS|UNITED PARCEL SVC|WBET|Wallachbeth Capital LLC|18545
UPS|UNITED PARCEL SVC|WBLR|WILLIAM BLAIR|1948
UPS|UNITED PARCEL SVC|WBPX|SUMMIT SECURITIES GROUP, LLC|4563
UPS|UNITED PARCEL SVC|WCHV|WELLS FARGO SECURITIES, LLC|376642
UPS|UNITED PARCEL SVC|WDNX|WEEDEN & CO.L.P.|17192
UPS|UNITED PARCEL SVC|WEDB|WEDBUSH SECURITIES INC.|12145
UPS|UNITED PARCEL SVC|WEED|Weeden & Co.L.P.|821
UPS|UNITED PARCEL SVC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|150925
UPS|UNITED PARCEL SVC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61041
UPS|UNITED PARCEL SVC|WGIF|CIBC World Markets Inc.|9205
UPS|UNITED PARCEL SVC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4585
UPS|UNITED PARCEL SVC|WOLF|Wolfe Trahan Securities|2500
UPS|UNITED PARCEL SVC|WORD|Worden Capital Management LLC|31
UPS|UNITED PARCEL SVC|WSAG|WALL STREET ACCESS|300
UPS|UNITED PARCEL SVC|WSEA|WOLVERINE SECURITIES, LLC|23435
UPS|UNITED PARCEL SVC|XIST|INSTINET, LLC|105744
UPS|UNITED PARCEL SVC|XPQR|Jump Trading|8308
UPS|UNITED PARCEL SVC|XSTM|NATIONAL FINANCIAL SERVICES LLC|243954
UPS|UNITED PARCEL SVC|YKNA|COMHAR CAPITAL MARKETS, LLC|7186
UPS|UNITED PARCEL SVC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21164
UPV|PROSHARES ULT FTSE E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|639
UPV|PROSHARES ULT FTSE E|FILL|Tradestation Securities, Inc.|128
UPV|PROSHARES ULT FTSE E|IBKR|Interactive Brokers Llc|75
UPV|PROSHARES ULT FTSE E|JSJX|JANE STREET CAPITAL LLC|150
UPV|PROSHARES ULT FTSE E|KCGM|VIRTU Americas LLC|20
UPV|PROSHARES ULT FTSE E|LEHM|Barclays Capital Inc./Le|200
UPV|PROSHARES ULT FTSE E|NFSC|National Financial Services LLC|1229
UPV|PROSHARES ULT FTSE E|NITE|VIRTU Americas LLC|98
UPV|PROSHARES ULT FTSE E|SGMT|GOLDMAN SACHS & CO. LLC|21
UPV|PROSHARES ULT FTSE E|VGRD|Vanguard Marketing Corporation|666
UPW|ULTRA UTILITIES PROS|APCC|Apex Clearing Corporation|4
UPW|ULTRA UTILITIES PROS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|283
UPW|ULTRA UTILITIES PROS|EBXL|EBX LLC|500
UPW|ULTRA UTILITIES PROS|ETRS|E*Trade Securities LLC|235
UPW|ULTRA UTILITIES PROS|FTBR|Foliofn Investments, Inc.|3
UPW|ULTRA UTILITIES PROS|IBKR|Interactive Brokers Llc|101
UPW|ULTRA UTILITIES PROS|JSJX|JANE STREET CAPITAL LLC|604
UPW|ULTRA UTILITIES PROS|KCGM|VIRTU Americas LLC|623
UPW|ULTRA UTILITIES PROS|LEHM|Barclays Capital Inc./Le|1000
UPW|ULTRA UTILITIES PROS|LIME|Lime Brokerage LLC|309
UPW|ULTRA UTILITIES PROS|NFSC|National Financial Services LLC|3879
UPW|ULTRA UTILITIES PROS|NITE|VIRTU Americas LLC|3797
UPW|ULTRA UTILITIES PROS|SBSH|Citigroup Global Markets Inc.|111
UPW|ULTRA UTILITIES PROS|SGMT|GOLDMAN SACHS & CO. LLC|95
UPW|ULTRA UTILITIES PROS|SWIM|TD Ameritrade, Inc.|125
UPW|ULTRA UTILITIES PROS|UBSA|UBS SECURITIES LLC|950
UPW|ULTRA UTILITIES PROS|UBSS|UBS Securities LLC|714
UPW|ULTRA UTILITIES PROS|VGRD|Vanguard Marketing Corporation|36
UPW|ULTRA UTILITIES PROS|WSEA|WOLVERINE SECURITIES, LLC|91
UPW|ULTRA UTILITIES PROS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|285
UQM|UQM TECHNOLOGIES INC|APCC|Apex Clearing Corporation|7987
UQM|UQM TECHNOLOGIES INC|BARD|Robert W. Baird & Co. Incorporated|33109
UQM|UQM TECHNOLOGIES INC|BATM|CBOE TRADING, INC.|1865
UQM|UQM TECHNOLOGIES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3000
UQM|UQM TECHNOLOGIES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|34
UQM|UQM TECHNOLOGIES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16306
UQM|UQM TECHNOLOGIES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
UQM|UQM TECHNOLOGIES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4408
UQM|UQM TECHNOLOGIES INC|CTDL|Citadel Derivatives Group Llc|50
UQM|UQM TECHNOLOGIES INC|DBAB|Deutsche Bank Securities Inc.|3861
UQM|UQM TECHNOLOGIES INC|DBAX|Deutsche Bank Securities Inc.|3600
UQM|UQM TECHNOLOGIES INC|DEGS|RONIN PROFESSIONAL LLC|1212
UQM|UQM TECHNOLOGIES INC|EBXL|EBX LLC|2500
UQM|UQM TECHNOLOGIES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2912
UQM|UQM TECHNOLOGIES INC|EDJO|Edward D. Jones & Co., L.P.|100
UQM|UQM TECHNOLOGIES INC|EGAM|CBOE TRADING, INC.|200
UQM|UQM TECHNOLOGIES INC|EGXM|CBOE TRADING, INC.|3700
UQM|UQM TECHNOLOGIES INC|ETRS|E*Trade Securities LLC|77695
UQM|UQM TECHNOLOGIES INC|FBSB|U.S. Bancorp Investments, Inc.|100
UQM|UQM TECHNOLOGIES INC|FILL|Tradestation Securities, Inc.|14750
UQM|UQM TECHNOLOGIES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1471
UQM|UQM TECHNOLOGIES INC|GLPX|ACS EXECUTION SERVICES, LLC|316
UQM|UQM TECHNOLOGIES INC|GSCO|GOLDMAN SACHS & CO. LLC|7214
UQM|UQM TECHNOLOGIES INC|GSLT|GOLDMAN SACHS & CO. LLC|53
UQM|UQM TECHNOLOGIES INC|HRBF|American Enterprise Investment Services Inc.|3674
UQM|UQM TECHNOLOGIES INC|IATS|INTERACTIVE BROKERS LLC|3600
UQM|UQM TECHNOLOGIES INC|IBKR|Interactive Brokers Llc|25233
UQM|UQM TECHNOLOGIES INC|ICBX|INSTINET, LLC|5400
UQM|UQM TECHNOLOGIES INC|INCA|INSTINET, LLC|22904
UQM|UQM TECHNOLOGIES INC|ITGI|ITG Inc.|6953
UQM|UQM TECHNOLOGIES INC|ITGP|ITG INC.|4400
UQM|UQM TECHNOLOGIES INC|JEFF|JEFFERIES LLC|500
UQM|UQM TECHNOLOGIES INC|JMPT|JUMP TRADING, LLC|600
UQM|UQM TECHNOLOGIES INC|JPMX|J.P. Morgan Securities LLC|400
UQM|UQM TECHNOLOGIES INC|JSJX|JANE STREET CAPITAL LLC|434
UQM|UQM TECHNOLOGIES INC|KCGM|VIRTU Americas LLC|300
UQM|UQM TECHNOLOGIES INC|LEHM|Barclays Capital Inc./Le|11100
UQM|UQM TECHNOLOGIES INC|LIME|Lime Brokerage LLC|3009
UQM|UQM TECHNOLOGIES INC|LSCI|Lek Securities Corporation|3
UQM|UQM TECHNOLOGIES INC|MBTS|ALLY INVEST SECURITIES LLC|1000
UQM|UQM TECHNOLOGIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1380
UQM|UQM TECHNOLOGIES INC|MSCO|MORGAN STANLEY & CO. LLC|7687
UQM|UQM TECHNOLOGIES INC|MSPL|MORGAN STANLEY & CO. LLC|200
UQM|UQM TECHNOLOGIES INC|MSTX|MORGAN STANLEY & CO. LLC|1000
UQM|UQM TECHNOLOGIES INC|NFSC|National Financial Services LLC|163089
UQM|UQM TECHNOLOGIES INC|NITE|VIRTU Americas LLC|239134
UQM|UQM TECHNOLOGIES INC|NITP|VIRTU Americas LLC|329
UQM|UQM TECHNOLOGIES INC|NQRB|Brut, LLC|500
UQM|UQM TECHNOLOGIES INC|NTBF|BMO Nesbitt Burns Inc./CDS|1000
UQM|UQM TECHNOLOGIES INC|PDQM|CODA MARKETS, INC.|2766
UQM|UQM TECHNOLOGIES INC|PWJC|UBS Financial Services, Inc.|30000
UQM|UQM TECHNOLOGIES INC|RGLD|Regal Securities, Inc|59
UQM|UQM TECHNOLOGIES INC|ROTH|Roth Capital Partners, LLC|3792
UQM|UQM TECHNOLOGIES INC|SALI|INTL FCSTONE FINANCIAL INC.|2700
UQM|UQM TECHNOLOGIES INC|SBSH|Citigroup Global Markets Inc.|2006
UQM|UQM TECHNOLOGIES INC|SGMT|GOLDMAN SACHS & CO. LLC|3638
UQM|UQM TECHNOLOGIES INC|SPDR|SPEEDROUTE LLC|1464
UQM|UQM TECHNOLOGIES INC|STFL|Stifel, Nicolaus & Company, Incorporated|963
UQM|UQM TECHNOLOGIES INC|SWIM|TD Ameritrade, Inc.|17375
UQM|UQM TECHNOLOGIES INC|TKNG|ALLY INVEST SECURITIES LLC|2600
UQM|UQM TECHNOLOGIES INC|UBSA|UBS SECURITIES LLC|19765
UQM|UQM TECHNOLOGIES INC|UBSS|UBS Securities LLC|121681
UQM|UQM TECHNOLOGIES INC|VALX|VIRTU AMERICAS LLC|200
UQM|UQM TECHNOLOGIES INC|VGRD|Vanguard Marketing Corporation|35193
UQM|UQM TECHNOLOGIES INC|WCHV|WELLS FARGO SECURITIES, LLC|30930
UQM|UQM TECHNOLOGIES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12100
UQM|UQM TECHNOLOGIES INC|WSEA|WOLVERINE SECURITIES, LLC|4303
UQM|UQM TECHNOLOGIES INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1100
UQM|UQM TECHNOLOGIES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2230
UQM|UQM TECHNOLOGIES INC|YKNA|COMHAR CAPITAL MARKETS, LLC|215
URA|GLOBAL X URANIUM ETF|ADAM|CANACCORD GENUITY INC.|7100
URA|GLOBAL X URANIUM ETF|ALTX|Alternet Securities Inc.|38329
URA|GLOBAL X URANIUM ETF|ANDG|Andrew Garrett Inc.|123372
URA|GLOBAL X URANIUM ETF|APCC|Apex Clearing Corporation|12495
URA|GLOBAL X URANIUM ETF|BARD|Robert W. Baird & Co. Incorporated|166
URA|GLOBAL X URANIUM ETF|BATM|CBOE TRADING, INC.|23759
URA|GLOBAL X URANIUM ETF|BAYT|BTIG, LLC|800
URA|GLOBAL X URANIUM ETF|BIMI|Banca IMI Securities Corp.|1000
URA|GLOBAL X URANIUM ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21553
URA|GLOBAL X URANIUM ETF|BNCH|The Benchmark Company, LLC|125
URA|GLOBAL X URANIUM ETF|BYXM|CBOE TRADING, INC.|491
URA|GLOBAL X URANIUM ETF|CANT|Cantor Fitzgerald & Co.|138532
URA|GLOBAL X URANIUM ETF|CHAS|Charles Schwab & Co., Inc.|139714
URA|GLOBAL X URANIUM ETF|CICF|Canaccord Genuity Corp.|400
URA|GLOBAL X URANIUM ETF|CIST|Capital Institutional Services, Inc.|46
URA|GLOBAL X URANIUM ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133992
URA|GLOBAL X URANIUM ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6825
URA|GLOBAL X URANIUM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|171194
URA|GLOBAL X URANIUM ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|6360
URA|GLOBAL X URANIUM ETF|DAVA|Davenport & Company LLC|1150
URA|GLOBAL X URANIUM ETF|DBAB|Deutsche Bank Securities Inc.|57
URA|GLOBAL X URANIUM ETF|DBAX|Deutsche Bank Securities Inc.|130900
URA|GLOBAL X URANIUM ETF|DEAN|MORGAN STANLEY|4193
URA|GLOBAL X URANIUM ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
URA|GLOBAL X URANIUM ETF|EBXL|EBX LLC|148600
URA|GLOBAL X URANIUM ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2126
URA|GLOBAL X URANIUM ETF|EDJO|Edward D. Jones & Co., L.P.|350
URA|GLOBAL X URANIUM ETF|EGAM|CBOE TRADING, INC.|19723
URA|GLOBAL X URANIUM ETF|EGAW|CBOE TRADING, INC.|100
URA|GLOBAL X URANIUM ETF|EGMT|EG MARKET TECHNOLOGIES LLC|200
URA|GLOBAL X URANIUM ETF|EGXM|CBOE TRADING, INC.|34790
URA|GLOBAL X URANIUM ETF|EGXW|CBOE TRADING, INC.|1693
URA|GLOBAL X URANIUM ETF|ETBE|Electronic Transaction Clearing, Inc.|5058
URA|GLOBAL X URANIUM ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31048
URA|GLOBAL X URANIUM ETF|ETRS|E*Trade Securities LLC|121030
URA|GLOBAL X URANIUM ETF|FILL|Tradestation Securities, Inc.|24439
URA|GLOBAL X URANIUM ETF|FMAF|NBCN Inc./ CDS|12722
URA|GLOBAL X URANIUM ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76646
URA|GLOBAL X URANIUM ETF|FTBR|Foliofn Investments, Inc.|1762
URA|GLOBAL X URANIUM ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|3356
URA|GLOBAL X URANIUM ETF|GLIS|TD Securities Inc|3051
URA|GLOBAL X URANIUM ETF|GLPX|ACS EXECUTION SERVICES, LLC|21205
URA|GLOBAL X URANIUM ETF|GSCO|GOLDMAN SACHS & CO. LLC|187606
URA|GLOBAL X URANIUM ETF|GSLT|GOLDMAN SACHS & CO. LLC|3409
URA|GLOBAL X URANIUM ETF|GTSZ|GTS SECURITIES LLC|2400
URA|GLOBAL X URANIUM ETF|HAPX|HAP Trading, LLC|100
URA|GLOBAL X URANIUM ETF|HASF|Haywood Securities Inc./CDS|1500
URA|GLOBAL X URANIUM ETF|HRBF|American Enterprise Investment Services Inc.|1051
URA|GLOBAL X URANIUM ETF|HSBC|HSBC Securities, Inc.|200
URA|GLOBAL X URANIUM ETF|IATS|INTERACTIVE BROKERS LLC|29661
URA|GLOBAL X URANIUM ETF|IBKR|Interactive Brokers Llc|255216
URA|GLOBAL X URANIUM ETF|ICBX|INSTINET, LLC|181171
URA|GLOBAL X URANIUM ETF|INCA|INSTINET, LLC|73339
URA|GLOBAL X URANIUM ETF|INJX|INSTINET, LLC|216
URA|GLOBAL X URANIUM ETF|ITGI|ITG Inc.|107318
URA|GLOBAL X URANIUM ETF|ITGP|ITG INC.|40400
URA|GLOBAL X URANIUM ETF|JANY|Janney Montgomery Scott Inc.|300
URA|GLOBAL X URANIUM ETF|JEFF|JEFFERIES LLC|12944
URA|GLOBAL X URANIUM ETF|JMPT|JUMP TRADING, LLC|6590
URA|GLOBAL X URANIUM ETF|JPMX|J.P. Morgan Securities LLC|224454
URA|GLOBAL X URANIUM ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|50000
URA|GLOBAL X URANIUM ETF|JSJX|JANE STREET CAPITAL LLC|638030
URA|GLOBAL X URANIUM ETF|KCGM|VIRTU Americas LLC|50391
URA|GLOBAL X URANIUM ETF|LEHM|Barclays Capital Inc./Le|306433
URA|GLOBAL X URANIUM ETF|LIME|Lime Brokerage LLC|24892
URA|GLOBAL X URANIUM ETF|LIWE|LIME BROKERAGE LLC|1000
URA|GLOBAL X URANIUM ETF|LSCI|Lek Securities Corporation|7394
URA|GLOBAL X URANIUM ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|338
URA|GLOBAL X URANIUM ETF|MACQ|Macquarie Capital (USA) Inc.|500
URA|GLOBAL X URANIUM ETF|MBTS|ALLY INVEST SECURITIES LLC|30
URA|GLOBAL X URANIUM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|277366
URA|GLOBAL X URANIUM ETF|MOTF|MOTIF INVESTING, INC.|2
URA|GLOBAL X URANIUM ETF|MSCO|MORGAN STANLEY & CO. LLC|124677
URA|GLOBAL X URANIUM ETF|MSPL|MORGAN STANLEY & CO. LLC|69700
URA|GLOBAL X URANIUM ETF|NFSC|National Financial Services LLC|444471
URA|GLOBAL X URANIUM ETF|NITE|VIRTU Americas LLC|911697
URA|GLOBAL X URANIUM ETF|NQRB|Brut, LLC|13170
URA|GLOBAL X URANIUM ETF|NTBF|BMO Nesbitt Burns Inc./CDS|4260
URA|GLOBAL X URANIUM ETF|OPCO|Oppenheimer & Co. Inc.|385
URA|GLOBAL X URANIUM ETF|PCFF|Pacific International Securities Inc./CDS|1100
URA|GLOBAL X URANIUM ETF|PDQM|CODA MARKETS, INC.|111239
URA|GLOBAL X URANIUM ETF|PICT|Pictet Overseas Inc.|6584
URA|GLOBAL X URANIUM ETF|PWJC|UBS Financial Services, Inc.|83
URA|GLOBAL X URANIUM ETF|RBCM|RBC CAPITAL MARKETS, LLC|154304
URA|GLOBAL X URANIUM ETF|SAGL|SAGETRADER, LLC|10650
URA|GLOBAL X URANIUM ETF|SALI|INTL FCSTONE FINANCIAL INC.|185
URA|GLOBAL X URANIUM ETF|SBSH|Citigroup Global Markets Inc.|15218
URA|GLOBAL X URANIUM ETF|SGMT|GOLDMAN SACHS & CO. LLC|190092
URA|GLOBAL X URANIUM ETF|SPDR|SPEEDROUTE LLC|13800
URA|GLOBAL X URANIUM ETF|SPHN|Stephens Inc.|760
URA|GLOBAL X URANIUM ETF|STFL|Stifel, Nicolaus & Company, Incorporated|693
URA|GLOBAL X URANIUM ETF|SWIM|TD Ameritrade, Inc.|77596
URA|GLOBAL X URANIUM ETF|SWST|Hilltop Securities Inc.|2300
URA|GLOBAL X URANIUM ETF|TKNG|ALLY INVEST SECURITIES LLC|3966
URA|GLOBAL X URANIUM ETF|TRBT|Tradebot Systems, Inc.|78896
URA|GLOBAL X URANIUM ETF|TRCM|TRC MARKETS LLC|489
URA|GLOBAL X URANIUM ETF|TWTT|TASTYWORKS, INC.|7000
URA|GLOBAL X URANIUM ETF|UBSA|UBS SECURITIES LLC|391800
URA|GLOBAL X URANIUM ETF|UBSS|UBS Securities LLC|232674
URA|GLOBAL X URANIUM ETF|VALX|VIRTU AMERICAS LLC|1175
URA|GLOBAL X URANIUM ETF|VGRD|Vanguard Marketing Corporation|50584
URA|GLOBAL X URANIUM ETF|VSIN|Vision Financial Markets Llc|62
URA|GLOBAL X URANIUM ETF|WCHV|WELLS FARGO SECURITIES, LLC|51342
URA|GLOBAL X URANIUM ETF|WEDB|WEDBUSH SECURITIES INC.|175
URA|GLOBAL X URANIUM ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23035
URA|GLOBAL X URANIUM ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19945
URA|GLOBAL X URANIUM ETF|WGIF|CIBC World Markets Inc.|610
URA|GLOBAL X URANIUM ETF|WSEA|WOLVERINE SECURITIES, LLC|10216
URA|GLOBAL X URANIUM ETF|XPUS|XP SECURITIES, LLC|779
URA|GLOBAL X URANIUM ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|45136
URA|GLOBAL X URANIUM ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|10665
URA|GLOBAL X URANIUM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8557
URBN|URBAN OUTFITTERS INC|ABLE|NATIXIS Securities Americas LLC|83900
URBN|URBAN OUTFITTERS INC|ADAM|CANACCORD GENUITY INC.|20000
URBN|URBAN OUTFITTERS INC|AGIS|Aegis Capital Corp.|2600
URBN|URBAN OUTFITTERS INC|ALTX|Alternet Securities Inc.|23818
URBN|URBAN OUTFITTERS INC|ANOS|ABEL/NOSER, L.L.C.|122
URBN|URBAN OUTFITTERS INC|APCC|Apex Clearing Corporation|2060
URBN|URBAN OUTFITTERS INC|BALE|M&T SECURITIES, INC.|48
URBN|URBAN OUTFITTERS INC|BANK|Primevest Financial Services, Inc.|194
URBN|URBAN OUTFITTERS INC|BARD|Robert W. Baird & Co. Incorporated|271658
URBN|URBAN OUTFITTERS INC|BATM|CBOE TRADING, INC.|25400
URBN|URBAN OUTFITTERS INC|BAYC|BAY CREST PARTNERS, LLC|12100
URBN|URBAN OUTFITTERS INC|BAYT|BTIG, LLC|6000
URBN|URBAN OUTFITTERS INC|BBNT|BB&T SECURITIES, LLC|2373
URBN|URBAN OUTFITTERS INC|BERN|Sanford C. Bernstein & Co., LLC|134712
URBN|URBAN OUTFITTERS INC|BIAD|SAGETRADER, LLC|515
URBN|URBAN OUTFITTERS INC|BIDS|BIDS TRADING L.P.|82300
URBN|URBAN OUTFITTERS INC|BKCM|BNY Mellon Capital Markets LLC|18756
URBN|URBAN OUTFITTERS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27552
URBN|URBAN OUTFITTERS INC|BLKX|INSTINET, LLC|117550
URBN|URBAN OUTFITTERS INC|BMOC|BMO Capital Markets Corp.|107271
URBN|URBAN OUTFITTERS INC|BNPX|BNP PARIBAS SECURITIES CORP.|74101
URBN|URBAN OUTFITTERS INC|BTIG|BTIG, LLC|10286
URBN|URBAN OUTFITTERS INC|BYXM|CBOE TRADING, INC.|5210
URBN|URBAN OUTFITTERS INC|BZYD|GOLDMAN SACHS & CO. LLC|1079
URBN|URBAN OUTFITTERS INC|CANT|Cantor Fitzgerald & Co.|588
URBN|URBAN OUTFITTERS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|65800
URBN|URBAN OUTFITTERS INC|CHAS|Charles Schwab & Co., Inc.|2035
URBN|URBAN OUTFITTERS INC|CIST|Capital Institutional Services, Inc.|2130
URBN|URBAN OUTFITTERS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|186550
URBN|URBAN OUTFITTERS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
URBN|URBAN OUTFITTERS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|18692
URBN|URBAN OUTFITTERS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|982252
URBN|URBAN OUTFITTERS INC|CTDL|Citadel Derivatives Group Llc|11967
URBN|URBAN OUTFITTERS INC|CTLR|CUTLER GROUP, LP|16647
URBN|URBAN OUTFITTERS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|111024
URBN|URBAN OUTFITTERS INC|DBAB|Deutsche Bank Securities Inc.|2184314
URBN|URBAN OUTFITTERS INC|DBAX|Deutsche Bank Securities Inc.|550200
URBN|URBAN OUTFITTERS INC|DBUL|Deutsche Bank Securities Inc.|700
URBN|URBAN OUTFITTERS INC|DCHF|Dart Executions, LLC|3879
URBN|URBAN OUTFITTERS INC|DEAN|MORGAN STANLEY|1756
URBN|URBAN OUTFITTERS INC|DEGS|RONIN PROFESSIONAL LLC|785
URBN|URBAN OUTFITTERS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13361
URBN|URBAN OUTFITTERS INC|EBXL|EBX LLC|321800
URBN|URBAN OUTFITTERS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6015
URBN|URBAN OUTFITTERS INC|EDJO|Edward D. Jones & Co., L.P.|164
URBN|URBAN OUTFITTERS INC|EGAM|CBOE TRADING, INC.|32003
URBN|URBAN OUTFITTERS INC|EGAW|CBOE TRADING, INC.|425
URBN|URBAN OUTFITTERS INC|EGMT|EG MARKET TECHNOLOGIES LLC|3127
URBN|URBAN OUTFITTERS INC|EGXM|CBOE TRADING, INC.|12916
URBN|URBAN OUTFITTERS INC|EGXW|CBOE TRADING, INC.|181
URBN|URBAN OUTFITTERS INC|ETBE|Electronic Transaction Clearing, Inc.|97255
URBN|URBAN OUTFITTERS INC|ETCC|Electronic Transaction Clearing, Inc.|182
URBN|URBAN OUTFITTERS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6800
URBN|URBAN OUTFITTERS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47506
URBN|URBAN OUTFITTERS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|84
URBN|URBAN OUTFITTERS INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|136164
URBN|URBAN OUTFITTERS INC|ETRS|E*Trade Securities LLC|132061
URBN|URBAN OUTFITTERS INC|FBCO|Credit Suisse Securities (USA) LLC|1585836
URBN|URBAN OUTFITTERS INC|FILL|Tradestation Securities, Inc.|9261
URBN|URBAN OUTFITTERS INC|FMAF|NBCN Inc./ CDS|630
URBN|URBAN OUTFITTERS INC|FOMA|TD AMERITRADE CLEARING, INC.|284062
URBN|URBAN OUTFITTERS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|39543
URBN|URBAN OUTFITTERS INC|FQLS|Quantlab Securities LP|1212151
URBN|URBAN OUTFITTERS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|405889
URBN|URBAN OUTFITTERS INC|FTBR|Foliofn Investments, Inc.|4121
URBN|URBAN OUTFITTERS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|35371
URBN|URBAN OUTFITTERS INC|GLIS|TD Securities Inc|170
URBN|URBAN OUTFITTERS INC|GLPX|ACS EXECUTION SERVICES, LLC|135781
URBN|URBAN OUTFITTERS INC|GSCO|GOLDMAN SACHS & CO. LLC|3176889
URBN|URBAN OUTFITTERS INC|GSCS|GOLDMAN SACHS & CO. LLC|40242
URBN|URBAN OUTFITTERS INC|GSLT|GOLDMAN SACHS & CO. LLC|31497
URBN|URBAN OUTFITTERS INC|GTSZ|GTS SECURITIES LLC|511024
URBN|URBAN OUTFITTERS INC|HAPX|HAP Trading, LLC|100
URBN|URBAN OUTFITTERS INC|HRBF|American Enterprise Investment Services Inc.|8839
URBN|URBAN OUTFITTERS INC|HSBC|HSBC Securities, Inc.|162086
URBN|URBAN OUTFITTERS INC|IATS|INTERACTIVE BROKERS LLC|35950
URBN|URBAN OUTFITTERS INC|IBKR|Interactive Brokers Llc|210536
URBN|URBAN OUTFITTERS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|166
URBN|URBAN OUTFITTERS INC|ICBX|INSTINET, LLC|106485
URBN|URBAN OUTFITTERS INC|IEQY|CITADEL SECURITIES LLC|400981
URBN|URBAN OUTFITTERS INC|INCA|INSTINET, LLC|1803013
URBN|URBAN OUTFITTERS INC|INJX|INSTINET, LLC|200337
URBN|URBAN OUTFITTERS INC|ITGI|ITG Inc.|52250
URBN|URBAN OUTFITTERS INC|ITGP|ITG INC.|367600
URBN|URBAN OUTFITTERS INC|JANY|Janney Montgomery Scott Inc.|498
URBN|URBAN OUTFITTERS INC|JEFF|JEFFERIES LLC|902568
URBN|URBAN OUTFITTERS INC|JMPT|JUMP TRADING, LLC|207732
URBN|URBAN OUTFITTERS INC|JPBX|J.P. MORGAN SECURITIES LLC|650680
URBN|URBAN OUTFITTERS INC|JPMX|J.P. Morgan Securities LLC|1232255
URBN|URBAN OUTFITTERS INC|JSJX|JANE STREET CAPITAL LLC|16400
URBN|URBAN OUTFITTERS INC|KCGM|VIRTU Americas LLC|120673
URBN|URBAN OUTFITTERS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|55881
URBN|URBAN OUTFITTERS INC|LEER|LEERINK PARTNERS LLC|900
URBN|URBAN OUTFITTERS INC|LEHM|Barclays Capital Inc./Le|2775327
URBN|URBAN OUTFITTERS INC|LGNT|COR CLEARING LLC|50
URBN|URBAN OUTFITTERS INC|LIME|Lime Brokerage LLC|265917
URBN|URBAN OUTFITTERS INC|LIWE|LIME BROKERAGE LLC|1100
URBN|URBAN OUTFITTERS INC|LMGP|LIME BROKERAGE LLC|6802
URBN|URBAN OUTFITTERS INC|LOOP|Loop Capital Markets LLC|82990
URBN|URBAN OUTFITTERS INC|LQNA|LIQUIDNET, INC.|159900
URBN|URBAN OUTFITTERS INC|LSCI|Lek Securities Corporation|3466
URBN|URBAN OUTFITTERS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3740
URBN|URBAN OUTFITTERS INC|MACQ|Macquarie Capital (USA) Inc.|17288
URBN|URBAN OUTFITTERS INC|MAXM|Maxim Group LLC|147457
URBN|URBAN OUTFITTERS INC|MBTS|ALLY INVEST SECURITIES LLC|1003
URBN|URBAN OUTFITTERS INC|MKMP|MKM Partners LLC|56844
URBN|URBAN OUTFITTERS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|334526
URBN|URBAN OUTFITTERS INC|MOTF|MOTIF INVESTING, INC.|26
URBN|URBAN OUTFITTERS INC|MSCO|MORGAN STANLEY & CO. LLC|5688063
URBN|URBAN OUTFITTERS INC|MSPL|MORGAN STANLEY & CO. LLC|771900
URBN|URBAN OUTFITTERS INC|MSTX|MORGAN STANLEY & CO. LLC|620800
URBN|URBAN OUTFITTERS INC|NFSC|National Financial Services LLC|293536
URBN|URBAN OUTFITTERS INC|NITE|VIRTU Americas LLC|822856
URBN|URBAN OUTFITTERS INC|NITP|VIRTU Americas LLC|10022
URBN|URBAN OUTFITTERS INC|NQRB|Brut, LLC|63712
URBN|URBAN OUTFITTERS INC|OHOS|TWO SIGMA SECURITIES, LLC|166860
URBN|URBAN OUTFITTERS INC|OPCO|Oppenheimer & Co. Inc.|1949
URBN|URBAN OUTFITTERS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1351
URBN|URBAN OUTFITTERS INC|PCPT|PHILLIP CAPITAL INC.|160
URBN|URBAN OUTFITTERS INC|PDQM|CODA MARKETS, INC.|206330
URBN|URBAN OUTFITTERS INC|PHLY|NASDAQ Execution Services, LLC|6600
URBN|URBAN OUTFITTERS INC|PIPR|Piper Jaffray & Co.|11157
URBN|URBAN OUTFITTERS INC|PWJC|UBS Financial Services, Inc.|120
URBN|URBAN OUTFITTERS INC|RAJA|Raymond James & Associates, Inc.|6837
URBN|URBAN OUTFITTERS INC|RBCM|RBC CAPITAL MARKETS, LLC|13101
URBN|URBAN OUTFITTERS INC|RGLD|Regal Securities, Inc|214
URBN|URBAN OUTFITTERS INC|ROTH|Roth Capital Partners, LLC|200
URBN|URBAN OUTFITTERS INC|SAGL|SAGETRADER, LLC|58503
URBN|URBAN OUTFITTERS INC|SALI|INTL FCSTONE FINANCIAL INC.|145
URBN|URBAN OUTFITTERS INC|SBSH|Citigroup Global Markets Inc.|1245503
URBN|URBAN OUTFITTERS INC|SGMT|GOLDMAN SACHS & CO. LLC|278090
URBN|URBAN OUTFITTERS INC|SPDR|SPEEDROUTE LLC|14854
URBN|URBAN OUTFITTERS INC|SPHN|Stephens Inc.|8433
URBN|URBAN OUTFITTERS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1179
URBN|URBAN OUTFITTERS INC|STFL|Stifel, Nicolaus & Company, Incorporated|8505
URBN|URBAN OUTFITTERS INC|STKP|STOCKPILE INVESTMENTS, INC.|123
URBN|URBAN OUTFITTERS INC|SWIM|TD Ameritrade, Inc.|166959
URBN|URBAN OUTFITTERS INC|SWST|Hilltop Securities Inc.|48448
URBN|URBAN OUTFITTERS INC|TAGC|TELSEY ADVISORY GROUP LLC|1680
URBN|URBAN OUTFITTERS INC|TKNG|ALLY INVEST SECURITIES LLC|3447
URBN|URBAN OUTFITTERS INC|TONC|CUTTONE & CO., LLC|570
URBN|URBAN OUTFITTERS INC|TOUR|TOURMALINE PARTNERS, LLC|4300
URBN|URBAN OUTFITTERS INC|TRBT|Tradebot Systems, Inc.|657524
URBN|URBAN OUTFITTERS INC|TRCM|TRC MARKETS LLC|339294
URBN|URBAN OUTFITTERS INC|TWTT|TASTYWORKS, INC.|900
URBN|URBAN OUTFITTERS INC|UBSA|UBS SECURITIES LLC|1422898
URBN|URBAN OUTFITTERS INC|UBSS|UBS Securities LLC|2929593
URBN|URBAN OUTFITTERS INC|VALX|VIRTU AMERICAS LLC|18230
URBN|URBAN OUTFITTERS INC|VGRD|Vanguard Marketing Corporation|14605
URBN|URBAN OUTFITTERS INC|VSIN|Vision Financial Markets Llc|47
URBN|URBAN OUTFITTERS INC|WBLR|WILLIAM BLAIR|10
URBN|URBAN OUTFITTERS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
URBN|URBAN OUTFITTERS INC|WCHV|WELLS FARGO SECURITIES, LLC|537289
URBN|URBAN OUTFITTERS INC|WDNX|WEEDEN & CO.L.P.|324
URBN|URBAN OUTFITTERS INC|WEDB|WEDBUSH SECURITIES INC.|49600
URBN|URBAN OUTFITTERS INC|WEED|Weeden & Co.L.P.|901158
URBN|URBAN OUTFITTERS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33632
URBN|URBAN OUTFITTERS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55989
URBN|URBAN OUTFITTERS INC|WGIF|CIBC World Markets Inc.|350
URBN|URBAN OUTFITTERS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|32
URBN|URBAN OUTFITTERS INC|WSAG|WALL STREET ACCESS|285
URBN|URBAN OUTFITTERS INC|WSEA|WOLVERINE SECURITIES, LLC|21249
URBN|URBAN OUTFITTERS INC|XIST|INSTINET, LLC|279818
URBN|URBAN OUTFITTERS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|138878
URBN|URBAN OUTFITTERS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|7373
URBN|URBAN OUTFITTERS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7642
URE|ULTRA REAL ESTATE PR|APCC|Apex Clearing Corporation|114
URE|ULTRA REAL ESTATE PR|BATM|CBOE TRADING, INC.|239
URE|ULTRA REAL ESTATE PR|CHAS|Charles Schwab & Co., Inc.|2
URE|ULTRA REAL ESTATE PR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2119
URE|ULTRA REAL ESTATE PR|DBAX|Deutsche Bank Securities Inc.|700
URE|ULTRA REAL ESTATE PR|EBXL|EBX LLC|1300
URE|ULTRA REAL ESTATE PR|ECUT|CONVERGEX EXECUTION SOLUTIONS|48
URE|ULTRA REAL ESTATE PR|EGAM|CBOE TRADING, INC.|118
URE|ULTRA REAL ESTATE PR|EGXM|CBOE TRADING, INC.|1000
URE|ULTRA REAL ESTATE PR|ETRS|E*Trade Securities LLC|597
URE|ULTRA REAL ESTATE PR|FILL|Tradestation Securities, Inc.|139
URE|ULTRA REAL ESTATE PR|FMAF|NBCN Inc./ CDS|32
URE|ULTRA REAL ESTATE PR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
URE|ULTRA REAL ESTATE PR|FTBR|Foliofn Investments, Inc.|627
URE|ULTRA REAL ESTATE PR|IATS|INTERACTIVE BROKERS LLC|198
URE|ULTRA REAL ESTATE PR|IBKR|Interactive Brokers Llc|855
URE|ULTRA REAL ESTATE PR|ICBX|INSTINET, LLC|1206
URE|ULTRA REAL ESTATE PR|INCA|INSTINET, LLC|400
URE|ULTRA REAL ESTATE PR|JPMX|J.P. Morgan Securities LLC|2000
URE|ULTRA REAL ESTATE PR|JSEB|JANE STREET EXECUTION SERVICES, LLC|1100
URE|ULTRA REAL ESTATE PR|JSJX|JANE STREET CAPITAL LLC|13854
URE|ULTRA REAL ESTATE PR|KCGM|VIRTU Americas LLC|1761
URE|ULTRA REAL ESTATE PR|LEHM|Barclays Capital Inc./Le|5096
URE|ULTRA REAL ESTATE PR|LIME|Lime Brokerage LLC|11080
URE|ULTRA REAL ESTATE PR|LSCI|Lek Securities Corporation|624
URE|ULTRA REAL ESTATE PR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
URE|ULTRA REAL ESTATE PR|MSCO|MORGAN STANLEY & CO. LLC|15411
URE|ULTRA REAL ESTATE PR|NFSC|National Financial Services LLC|12119
URE|ULTRA REAL ESTATE PR|NITE|VIRTU Americas LLC|9289
URE|ULTRA REAL ESTATE PR|NITP|VIRTU Americas LLC|200
URE|ULTRA REAL ESTATE PR|OHOS|TWO SIGMA SECURITIES, LLC|1254
URE|ULTRA REAL ESTATE PR|RBCM|RBC CAPITAL MARKETS, LLC|25
URE|ULTRA REAL ESTATE PR|SGMT|GOLDMAN SACHS & CO. LLC|400
URE|ULTRA REAL ESTATE PR|SWIM|TD Ameritrade, Inc.|5763
URE|ULTRA REAL ESTATE PR|TKNG|ALLY INVEST SECURITIES LLC|20
URE|ULTRA REAL ESTATE PR|TRCM|TRC MARKETS LLC|5588
URE|ULTRA REAL ESTATE PR|UBSA|UBS SECURITIES LLC|2134
URE|ULTRA REAL ESTATE PR|UBSS|UBS Securities LLC|3742
URE|ULTRA REAL ESTATE PR|VALX|VIRTU AMERICAS LLC|200
URE|ULTRA REAL ESTATE PR|VGRD|Vanguard Marketing Corporation|544
URE|ULTRA REAL ESTATE PR|WCHV|WELLS FARGO SECURITIES, LLC|304
URE|ULTRA REAL ESTATE PR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1462
URE|ULTRA REAL ESTATE PR|WSEA|WOLVERINE SECURITIES, LLC|176
URE|ULTRA REAL ESTATE PR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
URG|UR ENERGY INC|ALTX|Alternet Securities Inc.|300
URG|UR ENERGY INC|APCC|Apex Clearing Corporation|28874
URG|UR ENERGY INC|BATM|CBOE TRADING, INC.|1620
URG|UR ENERGY INC|BBNT|BB&T SECURITIES, LLC|2000
URG|UR ENERGY INC|BIMI|Banca IMI Securities Corp.|7116
URG|UR ENERGY INC|CANT|Cantor Fitzgerald & Co.|30500
URG|UR ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2500
URG|UR ENERGY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9200
URG|UR ENERGY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32071
URG|UR ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35100
URG|UR ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16580
URG|UR ENERGY INC|DBAB|Deutsche Bank Securities Inc.|6600
URG|UR ENERGY INC|DBAX|Deutsche Bank Securities Inc.|7500
URG|UR ENERGY INC|DEAN|MORGAN STANLEY|18109
URG|UR ENERGY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|171502
URG|UR ENERGY INC|EBXL|EBX LLC|50100
URG|UR ENERGY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|24844
URG|UR ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|400
URG|UR ENERGY INC|EGXM|CBOE TRADING, INC.|20142
URG|UR ENERGY INC|ETRS|E*Trade Securities LLC|82659
URG|UR ENERGY INC|FILL|Tradestation Securities, Inc.|11600
URG|UR ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|206
URG|UR ENERGY INC|FTBR|Foliofn Investments, Inc.|2392
URG|UR ENERGY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4900
URG|UR ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|6994
URG|UR ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|1687
URG|UR ENERGY INC|HRBF|American Enterprise Investment Services Inc.|7000
URG|UR ENERGY INC|IATS|INTERACTIVE BROKERS LLC|8856
URG|UR ENERGY INC|IBKR|Interactive Brokers Llc|122505
URG|UR ENERGY INC|ICBX|INSTINET, LLC|8336
URG|UR ENERGY INC|INCA|INSTINET, LLC|16423
URG|UR ENERGY INC|ITGI|ITG Inc.|2083
URG|UR ENERGY INC|ITGP|ITG INC.|4400
URG|UR ENERGY INC|JEFF|JEFFERIES LLC|5900
URG|UR ENERGY INC|JPMX|J.P. Morgan Securities LLC|600
URG|UR ENERGY INC|JSJX|JANE STREET CAPITAL LLC|300
URG|UR ENERGY INC|KCGM|VIRTU Americas LLC|400
URG|UR ENERGY INC|LEHM|Barclays Capital Inc./Le|36244
URG|UR ENERGY INC|LIME|Lime Brokerage LLC|233
URG|UR ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5684
URG|UR ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|182276
URG|UR ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|12400
URG|UR ENERGY INC|NFSC|National Financial Services LLC|409473
URG|UR ENERGY INC|NITE|VIRTU Americas LLC|608161
URG|UR ENERGY INC|NITP|VIRTU Americas LLC|29
URG|UR ENERGY INC|NQRB|Brut, LLC|1800
URG|UR ENERGY INC|PDQM|CODA MARKETS, INC.|3500
URG|UR ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|13400
URG|UR ENERGY INC|SALI|INTL FCSTONE FINANCIAL INC.|800
URG|UR ENERGY INC|SBSH|Citigroup Global Markets Inc.|185069
URG|UR ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|1000
URG|UR ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|9400
URG|UR ENERGY INC|SWIM|TD Ameritrade, Inc.|50741
URG|UR ENERGY INC|SWST|Hilltop Securities Inc.|10000
URG|UR ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|1009
URG|UR ENERGY INC|UBSA|UBS SECURITIES LLC|39416
URG|UR ENERGY INC|UBSS|UBS Securities LLC|78406
URG|UR ENERGY INC|VALX|VIRTU AMERICAS LLC|5103
URG|UR ENERGY INC|VGRD|Vanguard Marketing Corporation|30177
URG|UR ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|100
URG|UR ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3978
URG|UR ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|10252
URGN|UROGEN PHARMA ORD|ALTX|Alternet Securities Inc.|4201
URGN|UROGEN PHARMA ORD|APCC|Apex Clearing Corporation|300
URGN|UROGEN PHARMA ORD|BARD|Robert W. Baird & Co. Incorporated|229
URGN|UROGEN PHARMA ORD|BATM|CBOE TRADING, INC.|4382
URGN|UROGEN PHARMA ORD|BERN|Sanford C. Bernstein & Co., LLC|1793
URGN|UROGEN PHARMA ORD|BIMI|Banca IMI Securities Corp.|55
URGN|UROGEN PHARMA ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8516
URGN|UROGEN PHARMA ORD|BTIG|BTIG, LLC|23210
URGN|UROGEN PHARMA ORD|BYXM|CBOE TRADING, INC.|2200
URGN|UROGEN PHARMA ORD|CIST|Capital Institutional Services, Inc.|150
URGN|UROGEN PHARMA ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5971
URGN|UROGEN PHARMA ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7111
URGN|UROGEN PHARMA ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1006
URGN|UROGEN PHARMA ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|54315
URGN|UROGEN PHARMA ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|9400
URGN|UROGEN PHARMA ORD|DBAB|Deutsche Bank Securities Inc.|44986
URGN|UROGEN PHARMA ORD|DBAX|Deutsche Bank Securities Inc.|39000
URGN|UROGEN PHARMA ORD|DBUL|Deutsche Bank Securities Inc.|220
URGN|UROGEN PHARMA ORD|DEAN|MORGAN STANLEY|1569
URGN|UROGEN PHARMA ORD|DEGS|RONIN PROFESSIONAL LLC|7821
URGN|UROGEN PHARMA ORD|EBXL|EBX LLC|40600
URGN|UROGEN PHARMA ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|10494
URGN|UROGEN PHARMA ORD|EGAM|CBOE TRADING, INC.|1019
URGN|UROGEN PHARMA ORD|EGMT|EG MARKET TECHNOLOGIES LLC|370
URGN|UROGEN PHARMA ORD|EGXM|CBOE TRADING, INC.|1781
URGN|UROGEN PHARMA ORD|EGXW|CBOE TRADING, INC.|100
URGN|UROGEN PHARMA ORD|ETBE|Electronic Transaction Clearing, Inc.|2964
URGN|UROGEN PHARMA ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46000
URGN|UROGEN PHARMA ORD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|180
URGN|UROGEN PHARMA ORD|ETRS|E*Trade Securities LLC|36901
URGN|UROGEN PHARMA ORD|FBCO|Credit Suisse Securities (USA) LLC|94121
URGN|UROGEN PHARMA ORD|FILL|Tradestation Securities, Inc.|298
URGN|UROGEN PHARMA ORD|FOMA|TD AMERITRADE CLEARING, INC.|91231
URGN|UROGEN PHARMA ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|137
URGN|UROGEN PHARMA ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28479
URGN|UROGEN PHARMA ORD|FTBR|Foliofn Investments, Inc.|14
URGN|UROGEN PHARMA ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|639
URGN|UROGEN PHARMA ORD|GLPX|ACS EXECUTION SERVICES, LLC|29734
URGN|UROGEN PHARMA ORD|GSCO|GOLDMAN SACHS & CO. LLC|26369
URGN|UROGEN PHARMA ORD|GSCS|GOLDMAN SACHS & CO. LLC|14722
URGN|UROGEN PHARMA ORD|GSLT|GOLDMAN SACHS & CO. LLC|200
URGN|UROGEN PHARMA ORD|GTSZ|GTS SECURITIES LLC|59516
URGN|UROGEN PHARMA ORD|HRBF|American Enterprise Investment Services Inc.|174
URGN|UROGEN PHARMA ORD|HSBC|HSBC Securities, Inc.|1812
URGN|UROGEN PHARMA ORD|IATS|INTERACTIVE BROKERS LLC|9429
URGN|UROGEN PHARMA ORD|IBKR|Interactive Brokers Llc|89401
URGN|UROGEN PHARMA ORD|ICBX|INSTINET, LLC|2900
URGN|UROGEN PHARMA ORD|INCA|INSTINET, LLC|37258
URGN|UROGEN PHARMA ORD|INJX|INSTINET, LLC|37541
URGN|UROGEN PHARMA ORD|ITGI|ITG Inc.|18782
URGN|UROGEN PHARMA ORD|ITGP|ITG INC.|51000
URGN|UROGEN PHARMA ORD|JANY|Janney Montgomery Scott Inc.|100
URGN|UROGEN PHARMA ORD|JEFF|JEFFERIES LLC|14037
URGN|UROGEN PHARMA ORD|JMPT|JUMP TRADING, LLC|7191
URGN|UROGEN PHARMA ORD|JONE|JonesTrading|203
URGN|UROGEN PHARMA ORD|JPBX|J.P. MORGAN SECURITIES LLC|2246
URGN|UROGEN PHARMA ORD|JPMX|J.P. Morgan Securities LLC|124225
URGN|UROGEN PHARMA ORD|JSJX|JANE STREET CAPITAL LLC|693
URGN|UROGEN PHARMA ORD|KCGM|VIRTU Americas LLC|13023
URGN|UROGEN PHARMA ORD|LEHM|Barclays Capital Inc./Le|121157
URGN|UROGEN PHARMA ORD|LIME|Lime Brokerage LLC|39957
URGN|UROGEN PHARMA ORD|LQNA|LIQUIDNET, INC.|14700
URGN|UROGEN PHARMA ORD|LTCO|Ladenburg, Thalmann & Co., Inc.|2313
URGN|UROGEN PHARMA ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
URGN|UROGEN PHARMA ORD|MAXM|Maxim Group LLC|208
URGN|UROGEN PHARMA ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25300
URGN|UROGEN PHARMA ORD|MSCO|MORGAN STANLEY & CO. LLC|206925
URGN|UROGEN PHARMA ORD|MSPL|MORGAN STANLEY & CO. LLC|32500
URGN|UROGEN PHARMA ORD|MSTX|MORGAN STANLEY & CO. LLC|200
URGN|UROGEN PHARMA ORD|NFSC|National Financial Services LLC|29056
URGN|UROGEN PHARMA ORD|NITE|VIRTU Americas LLC|254571
URGN|UROGEN PHARMA ORD|NITP|VIRTU Americas LLC|290
URGN|UROGEN PHARMA ORD|NQRB|Brut, LLC|802
URGN|UROGEN PHARMA ORD|OPCO|Oppenheimer & Co. Inc.|29910
URGN|UROGEN PHARMA ORD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
URGN|UROGEN PHARMA ORD|PDQM|CODA MARKETS, INC.|66418
URGN|UROGEN PHARMA ORD|PWJC|UBS Financial Services, Inc.|909
URGN|UROGEN PHARMA ORD|QMSR|QUATTRO M SECURITIES INC.|1070
URGN|UROGEN PHARMA ORD|RAJA|Raymond James & Associates, Inc.|3130
URGN|UROGEN PHARMA ORD|RBCM|RBC CAPITAL MARKETS, LLC|1700
URGN|UROGEN PHARMA ORD|SAGL|SAGETRADER, LLC|69972
URGN|UROGEN PHARMA ORD|SBSH|Citigroup Global Markets Inc.|6249
URGN|UROGEN PHARMA ORD|SGMT|GOLDMAN SACHS & CO. LLC|15387
URGN|UROGEN PHARMA ORD|SOGO|Wang Investment Associates, Inc.|1000
URGN|UROGEN PHARMA ORD|SPDR|SPEEDROUTE LLC|2696
URGN|UROGEN PHARMA ORD|SPTD|MINT GLOBAL MARKETS, INC.|16937
URGN|UROGEN PHARMA ORD|SWIM|TD Ameritrade, Inc.|45356
URGN|UROGEN PHARMA ORD|TRBT|Tradebot Systems, Inc.|11562
URGN|UROGEN PHARMA ORD|TRCM|TRC MARKETS LLC|5478
URGN|UROGEN PHARMA ORD|TWTT|TASTYWORKS, INC.|112
URGN|UROGEN PHARMA ORD|UBSA|UBS SECURITIES LLC|61404
URGN|UROGEN PHARMA ORD|UBSS|UBS Securities LLC|152741
URGN|UROGEN PHARMA ORD|VALX|VIRTU AMERICAS LLC|6652
URGN|UROGEN PHARMA ORD|VGRD|Vanguard Marketing Corporation|200
URGN|UROGEN PHARMA ORD|WCHV|WELLS FARGO SECURITIES, LLC|20824
URGN|UROGEN PHARMA ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13
URGN|UROGEN PHARMA ORD|WSEA|WOLVERINE SECURITIES, LLC|143
URGN|UROGEN PHARMA ORD|XIST|INSTINET, LLC|16200
URGN|UROGEN PHARMA ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4044
URGN|UROGEN PHARMA ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|9462
URGN|UROGEN PHARMA ORD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|650
URI|UNITED RENTALS INC|ABLE|NATIXIS Securities Americas LLC|2926
URI|UNITED RENTALS INC|AGIS|Aegis Capital Corp.|461
URI|UNITED RENTALS INC|ALTX|Alternet Securities Inc.|17269
URI|UNITED RENTALS INC|ANOS|ABEL/NOSER, L.L.C.|14365
URI|UNITED RENTALS INC|APCC|Apex Clearing Corporation|3394
URI|UNITED RENTALS INC|BANK|Primevest Financial Services, Inc.|357
URI|UNITED RENTALS INC|BARD|Robert W. Baird & Co. Incorporated|2610
URI|UNITED RENTALS INC|BATM|CBOE TRADING, INC.|23973
URI|UNITED RENTALS INC|BAYC|BAY CREST PARTNERS, LLC|1147
URI|UNITED RENTALS INC|BAYT|BTIG, LLC|13546
URI|UNITED RENTALS INC|BBNT|BB&T SECURITIES, LLC|1344
URI|UNITED RENTALS INC|BERN|Sanford C. Bernstein & Co., LLC|77485
URI|UNITED RENTALS INC|BIAD|SAGETRADER, LLC|255
URI|UNITED RENTALS INC|BIDS|BIDS TRADING L.P.|100
URI|UNITED RENTALS INC|BIMI|Banca IMI Securities Corp.|340
URI|UNITED RENTALS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13668
URI|UNITED RENTALS INC|BLKX|INSTINET, LLC|205350
URI|UNITED RENTALS INC|BMOC|BMO Capital Markets Corp.|472
URI|UNITED RENTALS INC|BNPX|BNP PARIBAS SECURITIES CORP.|72200
URI|UNITED RENTALS INC|BRGE|Newbridge Securities Corp.|100
URI|UNITED RENTALS INC|BTIG|BTIG, LLC|4306
URI|UNITED RENTALS INC|BYXM|CBOE TRADING, INC.|1036
URI|UNITED RENTALS INC|BZYD|GOLDMAN SACHS & CO. LLC|200
URI|UNITED RENTALS INC|CABR|Cabrera Capital Markets, Inc.|100
URI|UNITED RENTALS INC|CANT|Cantor Fitzgerald & Co.|155
URI|UNITED RENTALS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|16360
URI|UNITED RENTALS INC|CFGT|CF Global Trading, LLC|200
URI|UNITED RENTALS INC|CHAS|Charles Schwab & Co., Inc.|7015
URI|UNITED RENTALS INC|CIBP|CIBC World Markets Corp.|162072
URI|UNITED RENTALS INC|CICF|Canaccord Genuity Corp.|570
URI|UNITED RENTALS INC|CIOI|CITIGROUP GLOBAL MARKETS INC|16000
URI|UNITED RENTALS INC|CIST|Capital Institutional Services, Inc.|3293
URI|UNITED RENTALS INC|CLSA|CLSA AMERICAS, LLC|1100
URI|UNITED RENTALS INC|CNFR|Cowen Prime Services LLC|100
URI|UNITED RENTALS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|106721
URI|UNITED RENTALS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2625
URI|UNITED RENTALS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1833
URI|UNITED RENTALS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|584451
URI|UNITED RENTALS INC|CTDL|Citadel Derivatives Group Llc|2241
URI|UNITED RENTALS INC|CTLR|CUTLER GROUP, LP|1180
URI|UNITED RENTALS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|55342
URI|UNITED RENTALS INC|DADA|D.A. Davidson & Co.|770
URI|UNITED RENTALS INC|DAVA|Davenport & Company LLC|46
URI|UNITED RENTALS INC|DBAB|Deutsche Bank Securities Inc.|162008
URI|UNITED RENTALS INC|DBAX|Deutsche Bank Securities Inc.|296800
URI|UNITED RENTALS INC|DBUL|Deutsche Bank Securities Inc.|4323
URI|UNITED RENTALS INC|DCHF|Dart Executions, LLC|1914
URI|UNITED RENTALS INC|DEAN|MORGAN STANLEY|30132
URI|UNITED RENTALS INC|DEGS|RONIN PROFESSIONAL LLC|300
URI|UNITED RENTALS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27855
URI|UNITED RENTALS INC|DRWK|DRW SECURITIES, L.L.C.|6795
URI|UNITED RENTALS INC|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3083
URI|UNITED RENTALS INC|EBXL|EBX LLC|248800
URI|UNITED RENTALS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|19552
URI|UNITED RENTALS INC|EDJO|Edward D. Jones & Co., L.P.|3679
URI|UNITED RENTALS INC|EGAM|CBOE TRADING, INC.|15593
URI|UNITED RENTALS INC|EGAW|CBOE TRADING, INC.|42
URI|UNITED RENTALS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1429
URI|UNITED RENTALS INC|EGXM|CBOE TRADING, INC.|8635
URI|UNITED RENTALS INC|ELEV|ELEVATION, LLC|5406
URI|UNITED RENTALS INC|ETBE|Electronic Transaction Clearing, Inc.|7609
URI|UNITED RENTALS INC|ETCB|ETC BROKERAGE SERVICES, LLC|11
URI|UNITED RENTALS INC|ETCC|Electronic Transaction Clearing, Inc.|247
URI|UNITED RENTALS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|89281
URI|UNITED RENTALS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
URI|UNITED RENTALS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1210
URI|UNITED RENTALS INC|ETRS|E*Trade Securities LLC|167816
URI|UNITED RENTALS INC|FBSB|U.S. Bancorp Investments, Inc.|238
URI|UNITED RENTALS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|75
URI|UNITED RENTALS INC|FILL|Tradestation Securities, Inc.|6466
URI|UNITED RENTALS INC|FINX|FINTECH SECURITIES|10
URI|UNITED RENTALS INC|FMAF|NBCN Inc./ CDS|7598
URI|UNITED RENTALS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4035
URI|UNITED RENTALS INC|FQLS|Quantlab Securities LP|299029
URI|UNITED RENTALS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74322
URI|UNITED RENTALS INC|FTBR|Foliofn Investments, Inc.|4930
URI|UNITED RENTALS INC|GARC|ICAP Corporates LLC|1000
URI|UNITED RENTALS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2428
URI|UNITED RENTALS INC|GLIS|TD Securities Inc|5724
URI|UNITED RENTALS INC|GLPX|ACS EXECUTION SERVICES, LLC|91329
URI|UNITED RENTALS INC|GSCO|GOLDMAN SACHS & CO. LLC|961566
URI|UNITED RENTALS INC|GSCS|GOLDMAN SACHS & CO. LLC|24336
URI|UNITED RENTALS INC|GSLT|GOLDMAN SACHS & CO. LLC|13637
URI|UNITED RENTALS INC|GTSZ|GTS SECURITIES LLC|179256
URI|UNITED RENTALS INC|HAPX|HAP Trading, LLC|698
URI|UNITED RENTALS INC|HPPX|POTAMUS TRADING, LLC|57
URI|UNITED RENTALS INC|HRBF|American Enterprise Investment Services Inc.|17090
URI|UNITED RENTALS INC|HSBC|HSBC Securities, Inc.|11200
URI|UNITED RENTALS INC|IATS|INTERACTIVE BROKERS LLC|14677
URI|UNITED RENTALS INC|IBKR|Interactive Brokers Llc|11901
URI|UNITED RENTALS INC|IBSJ|Integrity Brokerage Services, Inc.|170
URI|UNITED RENTALS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|58
URI|UNITED RENTALS INC|ICBX|INSTINET, LLC|82437
URI|UNITED RENTALS INC|IEQY|CITADEL SECURITIES LLC|160827
URI|UNITED RENTALS INC|INCA|INSTINET, LLC|496546
URI|UNITED RENTALS INC|INJX|INSTINET, LLC|4253
URI|UNITED RENTALS INC|ITGI|ITG Inc.|63078
URI|UNITED RENTALS INC|ITGP|ITG INC.|177200
URI|UNITED RENTALS INC|JANY|Janney Montgomery Scott Inc.|2932
URI|UNITED RENTALS INC|JEFF|JEFFERIES LLC|328272
URI|UNITED RENTALS INC|JMPT|JUMP TRADING, LLC|62352
URI|UNITED RENTALS INC|JONE|JonesTrading|3987
URI|UNITED RENTALS INC|JPBX|J.P. MORGAN SECURITIES LLC|81751
URI|UNITED RENTALS INC|JPMX|J.P. Morgan Securities LLC|576546
URI|UNITED RENTALS INC|JSJX|JANE STREET CAPITAL LLC|8909
URI|UNITED RENTALS INC|KCGM|VIRTU Americas LLC|41691
URI|UNITED RENTALS INC|KCRD|PHX FINANCIAL, INC.|753
URI|UNITED RENTALS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|20000
URI|UNITED RENTALS INC|LEHM|Barclays Capital Inc./Le|853454
URI|UNITED RENTALS INC|LIME|Lime Brokerage LLC|53305
URI|UNITED RENTALS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|34000
URI|UNITED RENTALS INC|LOOP|Loop Capital Markets LLC|2068
URI|UNITED RENTALS INC|LQNA|LIQUIDNET, INC.|62500
URI|UNITED RENTALS INC|LSCI|Lek Securities Corporation|1130
URI|UNITED RENTALS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3306
URI|UNITED RENTALS INC|MACC|Mid Atlantic Capital Corporation|363
URI|UNITED RENTALS INC|MACQ|Macquarie Capital (USA) Inc.|7713
URI|UNITED RENTALS INC|MAXM|Maxim Group LLC|24354
URI|UNITED RENTALS INC|MBTS|ALLY INVEST SECURITIES LLC|329
URI|UNITED RENTALS INC|MCMF|Raymond James Ltd. Cds|3900
URI|UNITED RENTALS INC|MKMP|MKM Partners LLC|1900
URI|UNITED RENTALS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|138496
URI|UNITED RENTALS INC|MNDX|TJM Investments, LLC|9127
URI|UNITED RENTALS INC|MOTF|MOTIF INVESTING, INC.|11
URI|UNITED RENTALS INC|MSCO|MORGAN STANLEY & CO. LLC|1817025
URI|UNITED RENTALS INC|MSPL|MORGAN STANLEY & CO. LLC|353800
URI|UNITED RENTALS INC|MSTX|MORGAN STANLEY & CO. LLC|113200
URI|UNITED RENTALS INC|NATL|National Securities Corporation|75
URI|UNITED RENTALS INC|NBCS|NBC Securities, INC.|255
URI|UNITED RENTALS INC|NEED|Needham & Company, LLC|163
URI|UNITED RENTALS INC|NEUB|NEUBERGER BERMAN BD LLC|2020
URI|UNITED RENTALS INC|NFSC|National Financial Services LLC|700096
URI|UNITED RENTALS INC|NITE|VIRTU Americas LLC|768245
URI|UNITED RENTALS INC|NITP|VIRTU Americas LLC|300
URI|UNITED RENTALS INC|NQRB|Brut, LLC|7674
URI|UNITED RENTALS INC|NTBF|BMO Nesbitt Burns Inc./CDS|3224
URI|UNITED RENTALS INC|NTRC|Northern Trust Securities, Inc.|2443
URI|UNITED RENTALS INC|OHOS|TWO SIGMA SECURITIES, LLC|105066
URI|UNITED RENTALS INC|ONEL|O'NEIL SECURITIES, INCORPORATED|23200
URI|UNITED RENTALS INC|OPCO|Oppenheimer & Co. Inc.|2627
URI|UNITED RENTALS INC|PDQM|CODA MARKETS, INC.|156621
URI|UNITED RENTALS INC|PHLY|NASDAQ Execution Services, LLC|8600
URI|UNITED RENTALS INC|PWJC|UBS Financial Services, Inc.|7156
URI|UNITED RENTALS INC|QMSR|QUATTRO M SECURITIES INC.|499
URI|UNITED RENTALS INC|RBCM|RBC CAPITAL MARKETS, LLC|14114
URI|UNITED RENTALS INC|RGLD|Regal Securities, Inc|110
URI|UNITED RENTALS INC|RHCO|Suntrust Robinson Humphrey, Inc.|30141
URI|UNITED RENTALS INC|RJLC|RJL CAPITAL GROUP, LLC|1000
URI|UNITED RENTALS INC|ROTH|Roth Capital Partners, LLC|100
URI|UNITED RENTALS INC|SAGL|SAGETRADER, LLC|47287
URI|UNITED RENTALS INC|SAGW|SAGETRADER, LLC|35
URI|UNITED RENTALS INC|SALI|INTL FCSTONE FINANCIAL INC.|2025
URI|UNITED RENTALS INC|SBSH|Citigroup Global Markets Inc.|247928
URI|UNITED RENTALS INC|SEIC|SEI Investments Distribution Co.|1221
URI|UNITED RENTALS INC|SGMT|GOLDMAN SACHS & CO. LLC|124796
URI|UNITED RENTALS INC|SPDR|SPEEDROUTE LLC|24520
URI|UNITED RENTALS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|141
URI|UNITED RENTALS INC|STFL|Stifel, Nicolaus & Company, Incorporated|31227
URI|UNITED RENTALS INC|STKP|STOCKPILE INVESTMENTS, INC.|8
URI|UNITED RENTALS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2627
URI|UNITED RENTALS INC|SWIM|TD Ameritrade, Inc.|132435
URI|UNITED RENTALS INC|SWST|Hilltop Securities Inc.|1299
URI|UNITED RENTALS INC|TAGC|TELSEY ADVISORY GROUP LLC|95
URI|UNITED RENTALS INC|TKNG|ALLY INVEST SECURITIES LLC|983
URI|UNITED RENTALS INC|TOUR|TOURMALINE PARTNERS, LLC|300
URI|UNITED RENTALS INC|TRBT|Tradebot Systems, Inc.|201411
URI|UNITED RENTALS INC|TRCM|TRC MARKETS LLC|219585
URI|UNITED RENTALS INC|TWTT|TASTYWORKS, INC.|9720
URI|UNITED RENTALS INC|UBSA|UBS SECURITIES LLC|850017
URI|UNITED RENTALS INC|UBSS|UBS Securities LLC|1204175
URI|UNITED RENTALS INC|VALX|VIRTU AMERICAS LLC|11933
URI|UNITED RENTALS INC|VGRD|Vanguard Marketing Corporation|15361
URI|UNITED RENTALS INC|VNDM|Wall Street Access|6400
URI|UNITED RENTALS INC|VNDS|VANDHAM SECURITIES CORP|17941
URI|UNITED RENTALS INC|WABR|Wall Street Access|2200
URI|UNITED RENTALS INC|WBLR|WILLIAM BLAIR|85
URI|UNITED RENTALS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|6902
URI|UNITED RENTALS INC|WCHV|WELLS FARGO SECURITIES, LLC|301509
URI|UNITED RENTALS INC|WDNX|WEEDEN & CO.L.P.|56
URI|UNITED RENTALS INC|WEDB|WEDBUSH SECURITIES INC.|2651
URI|UNITED RENTALS INC|WEED|Weeden & Co.L.P.|4499
URI|UNITED RENTALS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22310
URI|UNITED RENTALS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36702
URI|UNITED RENTALS INC|WGIF|CIBC World Markets Inc.|4383
URI|UNITED RENTALS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1107
URI|UNITED RENTALS INC|WOLF|Wolfe Trahan Securities|2700
URI|UNITED RENTALS INC|WSAG|WALL STREET ACCESS|31
URI|UNITED RENTALS INC|WSEA|WOLVERINE SECURITIES, LLC|8095
URI|UNITED RENTALS INC|XIST|INSTINET, LLC|68686
URI|UNITED RENTALS INC|XPQR|Jump Trading|2299
URI|UNITED RENTALS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|203106
URI|UNITED RENTALS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|26088
URI|UNITED RENTALS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6987
URR|MARKET VECTORS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|78
URR|MARKET VECTORS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
URR|MARKET VECTORS|NITE|VIRTU Americas LLC|48
URR|MARKET VECTORS|WSEA|WOLVERINE SECURITIES, LLC|1
URTH|ISHS MSCI WORLD|APCC|Apex Clearing Corporation|64
URTH|ISHS MSCI WORLD|BATM|CBOE TRADING, INC.|2123
URTH|ISHS MSCI WORLD|BBNT|BB&T SECURITIES, LLC|15066
URTH|ISHS MSCI WORLD|BERN|Sanford C. Bernstein & Co., LLC|1639
URTH|ISHS MSCI WORLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|149
URTH|ISHS MSCI WORLD|CANT|Cantor Fitzgerald & Co.|4
URTH|ISHS MSCI WORLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7048
URTH|ISHS MSCI WORLD|CSIN|Citadel Securities Institutional LLC|20414
URTH|ISHS MSCI WORLD|CTDL|Citadel Derivatives Group Llc|23542
URTH|ISHS MSCI WORLD|CTLR|CUTLER GROUP, LP|602
URTH|ISHS MSCI WORLD|DADA|D.A. Davidson & Co.|2
URTH|ISHS MSCI WORLD|DBAX|Deutsche Bank Securities Inc.|1700
URTH|ISHS MSCI WORLD|DEAN|MORGAN STANLEY|1802
URTH|ISHS MSCI WORLD|EBXL|EBX LLC|1100
URTH|ISHS MSCI WORLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2505
URTH|ISHS MSCI WORLD|EGAW|CBOE TRADING, INC.|10000
URTH|ISHS MSCI WORLD|EGXM|CBOE TRADING, INC.|2500
URTH|ISHS MSCI WORLD|ETRS|E*Trade Securities LLC|1903
URTH|ISHS MSCI WORLD|FLTU|FLOW TRADERS US LLC|187009
URTH|ISHS MSCI WORLD|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|171800
URTH|ISHS MSCI WORLD|FMAF|NBCN Inc./ CDS|65
URTH|ISHS MSCI WORLD|FTBR|Foliofn Investments, Inc.|2
URTH|ISHS MSCI WORLD|GLPX|ACS EXECUTION SERVICES, LLC|100
URTH|ISHS MSCI WORLD|GSCO|GOLDMAN SACHS & CO. LLC|2659
URTH|ISHS MSCI WORLD|GSCS|GOLDMAN SACHS & CO. LLC|4700
URTH|ISHS MSCI WORLD|GSLT|GOLDMAN SACHS & CO. LLC|550
URTH|ISHS MSCI WORLD|HRBF|American Enterprise Investment Services Inc.|333
URTH|ISHS MSCI WORLD|IATS|INTERACTIVE BROKERS LLC|125
URTH|ISHS MSCI WORLD|IBKR|Interactive Brokers Llc|641
URTH|ISHS MSCI WORLD|ICBX|INSTINET, LLC|600
URTH|ISHS MSCI WORLD|INCA|INSTINET, LLC|1832
URTH|ISHS MSCI WORLD|ITGI|ITG Inc.|240
URTH|ISHS MSCI WORLD|ITGP|ITG INC.|200
URTH|ISHS MSCI WORLD|JPMX|J.P. Morgan Securities LLC|1000
URTH|ISHS MSCI WORLD|JSEB|JANE STREET EXECUTION SERVICES, LLC|91949
URTH|ISHS MSCI WORLD|JSJX|JANE STREET CAPITAL LLC|9678
URTH|ISHS MSCI WORLD|KCGM|VIRTU Americas LLC|1655
URTH|ISHS MSCI WORLD|LEHM|Barclays Capital Inc./Le|7700
URTH|ISHS MSCI WORLD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|669
URTH|ISHS MSCI WORLD|LIME|Lime Brokerage LLC|5874
URTH|ISHS MSCI WORLD|LSCI|Lek Securities Corporation|1772
URTH|ISHS MSCI WORLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2434
URTH|ISHS MSCI WORLD|MSCO|MORGAN STANLEY & CO. LLC|11527
URTH|ISHS MSCI WORLD|MSPL|MORGAN STANLEY & CO. LLC|11800
URTH|ISHS MSCI WORLD|NFSC|National Financial Services LLC|4239
URTH|ISHS MSCI WORLD|NITE|VIRTU Americas LLC|16689
URTH|ISHS MSCI WORLD|OLDM|OLD MISSION CAPITAL, LLC|984
URTH|ISHS MSCI WORLD|PDQM|CODA MARKETS, INC.|200
URTH|ISHS MSCI WORLD|PICT|Pictet Overseas Inc.|215
URTH|ISHS MSCI WORLD|PIPR|Piper Jaffray & Co.|2
URTH|ISHS MSCI WORLD|RBCM|RBC CAPITAL MARKETS, LLC|20
URTH|ISHS MSCI WORLD|SBSH|Citigroup Global Markets Inc.|4274
URTH|ISHS MSCI WORLD|SGMT|GOLDMAN SACHS & CO. LLC|3238
URTH|ISHS MSCI WORLD|SWIM|TD Ameritrade, Inc.|112
URTH|ISHS MSCI WORLD|TKNG|ALLY INVEST SECURITIES LLC|6
URTH|ISHS MSCI WORLD|TRCM|TRC MARKETS LLC|60
URTH|ISHS MSCI WORLD|UBSA|UBS SECURITIES LLC|8891
URTH|ISHS MSCI WORLD|UBSS|UBS Securities LLC|13144
URTH|ISHS MSCI WORLD|WBLR|WILLIAM BLAIR|120
URTH|ISHS MSCI WORLD|WCHV|WELLS FARGO SECURITIES, LLC|317
URTH|ISHS MSCI WORLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1636
URTH|ISHS MSCI WORLD|WSEA|WOLVERINE SECURITIES, LLC|17
URTH|ISHS MSCI WORLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20501
URTY|PROSHARES ULTRPRO|ALTX|Alternet Securities Inc.|3234
URTY|PROSHARES ULTRPRO|APCC|Apex Clearing Corporation|313
URTY|PROSHARES ULTRPRO|BERN|Sanford C. Bernstein & Co., LLC|23
URTY|PROSHARES ULTRPRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1143
URTY|PROSHARES ULTRPRO|BYXM|CBOE TRADING, INC.|400
URTY|PROSHARES ULTRPRO|CHAS|Charles Schwab & Co., Inc.|1223
URTY|PROSHARES ULTRPRO|CMTT|CMT TRADING LLC|60
URTY|PROSHARES ULTRPRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15570
URTY|PROSHARES ULTRPRO|CTDL|Citadel Derivatives Group Llc|3742
URTY|PROSHARES ULTRPRO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
URTY|PROSHARES ULTRPRO|DBAB|Deutsche Bank Securities Inc.|36
URTY|PROSHARES ULTRPRO|DBAX|Deutsche Bank Securities Inc.|9700
URTY|PROSHARES ULTRPRO|DEGS|RONIN PROFESSIONAL LLC|100
URTY|PROSHARES ULTRPRO|EBXL|EBX LLC|4500
URTY|PROSHARES ULTRPRO|ECUT|CONVERGEX EXECUTION SOLUTIONS|130
URTY|PROSHARES ULTRPRO|EGAM|CBOE TRADING, INC.|1695
URTY|PROSHARES ULTRPRO|EGAW|CBOE TRADING, INC.|24
URTY|PROSHARES ULTRPRO|EGXM|CBOE TRADING, INC.|24950
URTY|PROSHARES ULTRPRO|EGXW|CBOE TRADING, INC.|3300
URTY|PROSHARES ULTRPRO|ETBE|Electronic Transaction Clearing, Inc.|200
URTY|PROSHARES ULTRPRO|ETRS|E*Trade Securities LLC|30289
URTY|PROSHARES ULTRPRO|FILL|Tradestation Securities, Inc.|3551
URTY|PROSHARES ULTRPRO|FMAF|NBCN Inc./ CDS|199
URTY|PROSHARES ULTRPRO|FTBR|Foliofn Investments, Inc.|1075
URTY|PROSHARES ULTRPRO|GLIS|TD Securities Inc|3050
URTY|PROSHARES ULTRPRO|GLPX|ACS EXECUTION SERVICES, LLC|114
URTY|PROSHARES ULTRPRO|GSCO|GOLDMAN SACHS & CO. LLC|848
URTY|PROSHARES ULTRPRO|GSCS|GOLDMAN SACHS & CO. LLC|1118
URTY|PROSHARES ULTRPRO|GSLT|GOLDMAN SACHS & CO. LLC|614
URTY|PROSHARES ULTRPRO|GTSZ|GTS SECURITIES LLC|328
URTY|PROSHARES ULTRPRO|HRBF|American Enterprise Investment Services Inc.|900
URTY|PROSHARES ULTRPRO|HSBC|HSBC Securities, Inc.|200
URTY|PROSHARES ULTRPRO|IATS|INTERACTIVE BROKERS LLC|6595
URTY|PROSHARES ULTRPRO|IBKR|Interactive Brokers Llc|3929
URTY|PROSHARES ULTRPRO|ICBX|INSTINET, LLC|46800
URTY|PROSHARES ULTRPRO|INCA|INSTINET, LLC|1939
URTY|PROSHARES ULTRPRO|ITGI|ITG Inc.|31819
URTY|PROSHARES ULTRPRO|ITGP|ITG INC.|42400
URTY|PROSHARES ULTRPRO|JMPT|JUMP TRADING, LLC|2389
URTY|PROSHARES ULTRPRO|JPMX|J.P. Morgan Securities LLC|200
URTY|PROSHARES ULTRPRO|JSJX|JANE STREET CAPITAL LLC|71414
URTY|PROSHARES ULTRPRO|KCGM|VIRTU Americas LLC|6772
URTY|PROSHARES ULTRPRO|LEHM|Barclays Capital Inc./Le|5731
URTY|PROSHARES ULTRPRO|LIME|Lime Brokerage LLC|16242
URTY|PROSHARES ULTRPRO|LIWM|LIME BROKERAGE LLC|7474
URTY|PROSHARES ULTRPRO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20356
URTY|PROSHARES ULTRPRO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
URTY|PROSHARES ULTRPRO|MOTF|MOTIF INVESTING, INC.|6
URTY|PROSHARES ULTRPRO|MSCO|MORGAN STANLEY & CO. LLC|115931
URTY|PROSHARES ULTRPRO|MSPL|MORGAN STANLEY & CO. LLC|800
URTY|PROSHARES ULTRPRO|NFSC|National Financial Services LLC|123789
URTY|PROSHARES ULTRPRO|NITE|VIRTU Americas LLC|155894
URTY|PROSHARES ULTRPRO|NQRB|Brut, LLC|693
URTY|PROSHARES ULTRPRO|NTBF|BMO Nesbitt Burns Inc./CDS|80
URTY|PROSHARES ULTRPRO|OPCO|Oppenheimer & Co. Inc.|500
URTY|PROSHARES ULTRPRO|PDQM|CODA MARKETS, INC.|200
URTY|PROSHARES ULTRPRO|PHLY|NASDAQ Execution Services, LLC|200
URTY|PROSHARES ULTRPRO|SBSH|Citigroup Global Markets Inc.|4
URTY|PROSHARES ULTRPRO|SGMT|GOLDMAN SACHS & CO. LLC|9258
URTY|PROSHARES ULTRPRO|SHMR|ABN Amro Clearing LLC|3033
URTY|PROSHARES ULTRPRO|SPDR|SPEEDROUTE LLC|100
URTY|PROSHARES ULTRPRO|STFL|Stifel, Nicolaus & Company, Incorporated|700
URTY|PROSHARES ULTRPRO|SWIM|TD Ameritrade, Inc.|21897
URTY|PROSHARES ULTRPRO|TKNG|ALLY INVEST SECURITIES LLC|2832
URTY|PROSHARES ULTRPRO|TRCM|TRC MARKETS LLC|29328
URTY|PROSHARES ULTRPRO|UBSA|UBS SECURITIES LLC|19235
URTY|PROSHARES ULTRPRO|UBSS|UBS Securities LLC|47712
URTY|PROSHARES ULTRPRO|VALX|VIRTU AMERICAS LLC|1482
URTY|PROSHARES ULTRPRO|VGRD|Vanguard Marketing Corporation|102637
URTY|PROSHARES ULTRPRO|VSIN|Vision Financial Markets Llc|373
URTY|PROSHARES ULTRPRO|WCHV|WELLS FARGO SECURITIES, LLC|368
URTY|PROSHARES ULTRPRO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2380
URTY|PROSHARES ULTRPRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12665
URTY|PROSHARES ULTRPRO|WSEA|WOLVERINE SECURITIES, LLC|1177
URTY|PROSHARES ULTRPRO|YKNA|COMHAR CAPITAL MARKETS, LLC|50
URTY|PROSHARES ULTRPRO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
USA|LIBERTY ALL STAR EQT|AGIS|Aegis Capital Corp.|59552
USA|LIBERTY ALL STAR EQT|ALTX|Alternet Securities Inc.|13633
USA|LIBERTY ALL STAR EQT|APCC|Apex Clearing Corporation|32880
USA|LIBERTY ALL STAR EQT|BANK|Primevest Financial Services, Inc.|7
USA|LIBERTY ALL STAR EQT|BARD|Robert W. Baird & Co. Incorporated|96653
USA|LIBERTY ALL STAR EQT|BATM|CBOE TRADING, INC.|1059
USA|LIBERTY ALL STAR EQT|BBNT|BB&T SECURITIES, LLC|2
USA|LIBERTY ALL STAR EQT|BERN|Sanford C. Bernstein & Co., LLC|2100
USA|LIBERTY ALL STAR EQT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|226100
USA|LIBERTY ALL STAR EQT|BRGE|Newbridge Securities Corp.|8200
USA|LIBERTY ALL STAR EQT|BTIG|BTIG, LLC|11800
USA|LIBERTY ALL STAR EQT|BYXM|CBOE TRADING, INC.|100
USA|LIBERTY ALL STAR EQT|CANT|Cantor Fitzgerald & Co.|248940
USA|LIBERTY ALL STAR EQT|CHAS|Charles Schwab & Co., Inc.|227624
USA|LIBERTY ALL STAR EQT|CIST|Capital Institutional Services, Inc.|28979
USA|LIBERTY ALL STAR EQT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|62531
USA|LIBERTY ALL STAR EQT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|449
USA|LIBERTY ALL STAR EQT|CRAG|KEPLER CAPITAL MARKETS, INC.|16000
USA|LIBERTY ALL STAR EQT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|281831
USA|LIBERTY ALL STAR EQT|CTDL|Citadel Derivatives Group Llc|340
USA|LIBERTY ALL STAR EQT|CXCX|CITIGROUP GLOBAL MARKETS INC.|171346
USA|LIBERTY ALL STAR EQT|DADA|D.A. Davidson & Co.|359
USA|LIBERTY ALL STAR EQT|DBAX|Deutsche Bank Securities Inc.|87100
USA|LIBERTY ALL STAR EQT|DCHF|Dart Executions, LLC|36740
USA|LIBERTY ALL STAR EQT|DEAN|MORGAN STANLEY|422914
USA|LIBERTY ALL STAR EQT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|591
USA|LIBERTY ALL STAR EQT|EBXL|EBX LLC|237400
USA|LIBERTY ALL STAR EQT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1217
USA|LIBERTY ALL STAR EQT|EDJO|Edward D. Jones & Co., L.P.|8669
USA|LIBERTY ALL STAR EQT|EGAM|CBOE TRADING, INC.|7380
USA|LIBERTY ALL STAR EQT|EGXM|CBOE TRADING, INC.|14942
USA|LIBERTY ALL STAR EQT|ESPO|ESPOSITO SECURITIES, LLC|15262
USA|LIBERTY ALL STAR EQT|ETBE|Electronic Transaction Clearing, Inc.|4900
USA|LIBERTY ALL STAR EQT|ETRS|E*Trade Securities LLC|208999
USA|LIBERTY ALL STAR EQT|FILL|Tradestation Securities, Inc.|1308
USA|LIBERTY ALL STAR EQT|FMAF|NBCN Inc./ CDS|320
USA|LIBERTY ALL STAR EQT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49541
USA|LIBERTY ALL STAR EQT|FTBR|Foliofn Investments, Inc.|13409
USA|LIBERTY ALL STAR EQT|GEBB|GLOBAL EXECUTION BROKERS, LP|5100
USA|LIBERTY ALL STAR EQT|GLIS|TD Securities Inc|1610
USA|LIBERTY ALL STAR EQT|GLPX|ACS EXECUTION SERVICES, LLC|1870
USA|LIBERTY ALL STAR EQT|GSCO|GOLDMAN SACHS & CO. LLC|286037
USA|LIBERTY ALL STAR EQT|GSCS|GOLDMAN SACHS & CO. LLC|1700
USA|LIBERTY ALL STAR EQT|GSLT|GOLDMAN SACHS & CO. LLC|5608
USA|LIBERTY ALL STAR EQT|GTSZ|GTS SECURITIES LLC|5439
USA|LIBERTY ALL STAR EQT|HRBF|American Enterprise Investment Services Inc.|84286
USA|LIBERTY ALL STAR EQT|IATS|INTERACTIVE BROKERS LLC|182399
USA|LIBERTY ALL STAR EQT|IBKR|Interactive Brokers Llc|112727
USA|LIBERTY ALL STAR EQT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|26281
USA|LIBERTY ALL STAR EQT|ICBX|INSTINET, LLC|60981
USA|LIBERTY ALL STAR EQT|INCA|INSTINET, LLC|33369
USA|LIBERTY ALL STAR EQT|ITGI|ITG Inc.|16548
USA|LIBERTY ALL STAR EQT|ITGP|ITG INC.|73000
USA|LIBERTY ALL STAR EQT|JANY|Janney Montgomery Scott Inc.|158782
USA|LIBERTY ALL STAR EQT|JMPT|JUMP TRADING, LLC|20887
USA|LIBERTY ALL STAR EQT|JONE|JonesTrading|798000
USA|LIBERTY ALL STAR EQT|JPMX|J.P. Morgan Securities LLC|415130
USA|LIBERTY ALL STAR EQT|JSJX|JANE STREET CAPITAL LLC|4882
USA|LIBERTY ALL STAR EQT|KCGM|VIRTU Americas LLC|139356
USA|LIBERTY ALL STAR EQT|LEHM|Barclays Capital Inc./Le|439221
USA|LIBERTY ALL STAR EQT|LGNT|COR CLEARING LLC|60
USA|LIBERTY ALL STAR EQT|LIME|Lime Brokerage LLC|3323
USA|LIBERTY ALL STAR EQT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5333
USA|LIBERTY ALL STAR EQT|MAXM|Maxim Group LLC|29765
USA|LIBERTY ALL STAR EQT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|382914
USA|LIBERTY ALL STAR EQT|MOTF|MOTIF INVESTING, INC.|2
USA|LIBERTY ALL STAR EQT|MSCO|MORGAN STANLEY & CO. LLC|408922
USA|LIBERTY ALL STAR EQT|MSPL|MORGAN STANLEY & CO. LLC|104700
USA|LIBERTY ALL STAR EQT|NATL|National Securities Corporation|1000
USA|LIBERTY ALL STAR EQT|NBCS|NBC Securities, INC.|3118
USA|LIBERTY ALL STAR EQT|NFSC|National Financial Services LLC|1522456
USA|LIBERTY ALL STAR EQT|NITE|VIRTU Americas LLC|1985495
USA|LIBERTY ALL STAR EQT|NITP|VIRTU Americas LLC|94443
USA|LIBERTY ALL STAR EQT|NQRB|Brut, LLC|4800
USA|LIBERTY ALL STAR EQT|NTBF|BMO Nesbitt Burns Inc./CDS|3600
USA|LIBERTY ALL STAR EQT|NTRC|Northern Trust Securities, Inc.|5392
USA|LIBERTY ALL STAR EQT|OPCO|Oppenheimer & Co. Inc.|19080
USA|LIBERTY ALL STAR EQT|OTAA|OTA LLC|300
USA|LIBERTY ALL STAR EQT|PDQM|CODA MARKETS, INC.|26697
USA|LIBERTY ALL STAR EQT|PWJC|UBS Financial Services, Inc.|44906
USA|LIBERTY ALL STAR EQT|RBCM|RBC CAPITAL MARKETS, LLC|143900
USA|LIBERTY ALL STAR EQT|RGLD|Regal Securities, Inc|500
USA|LIBERTY ALL STAR EQT|SAGL|SAGETRADER, LLC|3720
USA|LIBERTY ALL STAR EQT|SALI|INTL FCSTONE FINANCIAL INC.|30719
USA|LIBERTY ALL STAR EQT|SBRX|MURIEL SIEBERT & CO INC|1029
USA|LIBERTY ALL STAR EQT|SBSH|Citigroup Global Markets Inc.|406770
USA|LIBERTY ALL STAR EQT|SEIC|SEI Investments Distribution Co.|900
USA|LIBERTY ALL STAR EQT|SGMT|GOLDMAN SACHS & CO. LLC|147057
USA|LIBERTY ALL STAR EQT|SPDR|SPEEDROUTE LLC|5754
USA|LIBERTY ALL STAR EQT|SPHN|Stephens Inc.|3827
USA|LIBERTY ALL STAR EQT|STFL|Stifel, Nicolaus & Company, Incorporated|102023
USA|LIBERTY ALL STAR EQT|STXG|Stockcross Financial Services, Inc.|82
USA|LIBERTY ALL STAR EQT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|700
USA|LIBERTY ALL STAR EQT|SWIM|TD Ameritrade, Inc.|35805
USA|LIBERTY ALL STAR EQT|SWST|Hilltop Securities Inc.|88408
USA|LIBERTY ALL STAR EQT|TKNG|ALLY INVEST SECURITIES LLC|5910
USA|LIBERTY ALL STAR EQT|TRBT|Tradebot Systems, Inc.|2545
USA|LIBERTY ALL STAR EQT|UBSA|UBS SECURITIES LLC|219733
USA|LIBERTY ALL STAR EQT|UBSS|UBS Securities LLC|708923
USA|LIBERTY ALL STAR EQT|VALX|VIRTU AMERICAS LLC|30044
USA|LIBERTY ALL STAR EQT|VGRD|Vanguard Marketing Corporation|160900
USA|LIBERTY ALL STAR EQT|VSIN|Vision Financial Markets Llc|1
USA|LIBERTY ALL STAR EQT|WBET|Wallachbeth Capital LLC|14000
USA|LIBERTY ALL STAR EQT|WCHV|WELLS FARGO SECURITIES, LLC|915913
USA|LIBERTY ALL STAR EQT|WEDB|WEDBUSH SECURITIES INC.|17726
USA|LIBERTY ALL STAR EQT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4436
USA|LIBERTY ALL STAR EQT|WGIF|CIBC World Markets Inc.|9
USA|LIBERTY ALL STAR EQT|WSEA|WOLVERINE SECURITIES, LLC|19021
USA|LIBERTY ALL STAR EQT|XSTM|NATIONAL FINANCIAL SERVICES LLC|449784
USA|LIBERTY ALL STAR EQT|YKNA|COMHAR CAPITAL MARKETS, LLC|2077
USA|LIBERTY ALL STAR EQT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|141313
USAC|USA COMPRESSION PRTN|AGIS|Aegis Capital Corp.|1300
USAC|USA COMPRESSION PRTN|ALTX|Alternet Securities Inc.|24162
USAC|USA COMPRESSION PRTN|APCC|Apex Clearing Corporation|480
USAC|USA COMPRESSION PRTN|BARD|Robert W. Baird & Co. Incorporated|1000
USAC|USA COMPRESSION PRTN|BATM|CBOE TRADING, INC.|10883
USAC|USA COMPRESSION PRTN|BBNT|BB&T SECURITIES, LLC|500
USAC|USA COMPRESSION PRTN|BIDS|BIDS TRADING L.P.|200
USAC|USA COMPRESSION PRTN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5512
USAC|USA COMPRESSION PRTN|BLKX|INSTINET, LLC|49150
USAC|USA COMPRESSION PRTN|BNPX|BNP PARIBAS SECURITIES CORP.|1233
USAC|USA COMPRESSION PRTN|BTIG|BTIG, LLC|400
USAC|USA COMPRESSION PRTN|BYXM|CBOE TRADING, INC.|800
USAC|USA COMPRESSION PRTN|BZYD|GOLDMAN SACHS & CO. LLC|2082
USAC|USA COMPRESSION PRTN|CANT|Cantor Fitzgerald & Co.|19700
USAC|USA COMPRESSION PRTN|CHAS|Charles Schwab & Co., Inc.|11024
USAC|USA COMPRESSION PRTN|CIST|Capital Institutional Services, Inc.|523
USAC|USA COMPRESSION PRTN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|219284
USAC|USA COMPRESSION PRTN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|31651
USAC|USA COMPRESSION PRTN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9230
USAC|USA COMPRESSION PRTN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85914
USAC|USA COMPRESSION PRTN|CTDL|Citadel Derivatives Group Llc|440
USAC|USA COMPRESSION PRTN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6282
USAC|USA COMPRESSION PRTN|DADA|D.A. Davidson & Co.|438
USAC|USA COMPRESSION PRTN|DBAB|Deutsche Bank Securities Inc.|28167
USAC|USA COMPRESSION PRTN|DBAX|Deutsche Bank Securities Inc.|88100
USAC|USA COMPRESSION PRTN|DEAN|MORGAN STANLEY|8900
USAC|USA COMPRESSION PRTN|DEGS|RONIN PROFESSIONAL LLC|986
USAC|USA COMPRESSION PRTN|EBXL|EBX LLC|221400
USAC|USA COMPRESSION PRTN|EDJO|Edward D. Jones & Co., L.P.|1639
USAC|USA COMPRESSION PRTN|EGAM|CBOE TRADING, INC.|21270
USAC|USA COMPRESSION PRTN|EGAW|CBOE TRADING, INC.|80
USAC|USA COMPRESSION PRTN|EGMT|EG MARKET TECHNOLOGIES LLC|100
USAC|USA COMPRESSION PRTN|EGXM|CBOE TRADING, INC.|3808
USAC|USA COMPRESSION PRTN|EGXW|CBOE TRADING, INC.|300
USAC|USA COMPRESSION PRTN|ETBE|Electronic Transaction Clearing, Inc.|2590
USAC|USA COMPRESSION PRTN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1006
USAC|USA COMPRESSION PRTN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
USAC|USA COMPRESSION PRTN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4820
USAC|USA COMPRESSION PRTN|ETRS|E*Trade Securities LLC|64187
USAC|USA COMPRESSION PRTN|FBRC|B. RILEY FBR, INC.|486769
USAC|USA COMPRESSION PRTN|FILL|Tradestation Securities, Inc.|6450
USAC|USA COMPRESSION PRTN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93692
USAC|USA COMPRESSION PRTN|FTBR|Foliofn Investments, Inc.|675
USAC|USA COMPRESSION PRTN|GEBB|GLOBAL EXECUTION BROKERS, LP|3011
USAC|USA COMPRESSION PRTN|GLIS|TD Securities Inc|200
USAC|USA COMPRESSION PRTN|GLPX|ACS EXECUTION SERVICES, LLC|65771
USAC|USA COMPRESSION PRTN|GSCO|GOLDMAN SACHS & CO. LLC|319110
USAC|USA COMPRESSION PRTN|GSCS|GOLDMAN SACHS & CO. LLC|45910
USAC|USA COMPRESSION PRTN|GSLT|GOLDMAN SACHS & CO. LLC|5942
USAC|USA COMPRESSION PRTN|GTSZ|GTS SECURITIES LLC|7509
USAC|USA COMPRESSION PRTN|HRBF|American Enterprise Investment Services Inc.|200
USAC|USA COMPRESSION PRTN|IATS|INTERACTIVE BROKERS LLC|16853
USAC|USA COMPRESSION PRTN|IBKR|Interactive Brokers Llc|40567
USAC|USA COMPRESSION PRTN|ICBX|INSTINET, LLC|19600
USAC|USA COMPRESSION PRTN|INCA|INSTINET, LLC|57325
USAC|USA COMPRESSION PRTN|INJX|INSTINET, LLC|6187
USAC|USA COMPRESSION PRTN|ITGI|ITG Inc.|20683
USAC|USA COMPRESSION PRTN|ITGP|ITG INC.|104800
USAC|USA COMPRESSION PRTN|JANY|Janney Montgomery Scott Inc.|525
USAC|USA COMPRESSION PRTN|JEFF|JEFFERIES LLC|10756
USAC|USA COMPRESSION PRTN|JMPT|JUMP TRADING, LLC|15012
USAC|USA COMPRESSION PRTN|JPMX|J.P. Morgan Securities LLC|140853
USAC|USA COMPRESSION PRTN|JRCO|Johnson Rice & Company L.L.C.|4460
USAC|USA COMPRESSION PRTN|JSJX|JANE STREET CAPITAL LLC|7980
USAC|USA COMPRESSION PRTN|KCGM|VIRTU Americas LLC|107140
USAC|USA COMPRESSION PRTN|LAFC|R. F. Lafferty & Co., Inc.|15600
USAC|USA COMPRESSION PRTN|LEHM|Barclays Capital Inc./Le|78424
USAC|USA COMPRESSION PRTN|LIME|Lime Brokerage LLC|14437
USAC|USA COMPRESSION PRTN|LQNA|LIQUIDNET, INC.|84600
USAC|USA COMPRESSION PRTN|LSCI|Lek Securities Corporation|637
USAC|USA COMPRESSION PRTN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4100
USAC|USA COMPRESSION PRTN|MAVB|Great Point Capital LLC|200
USAC|USA COMPRESSION PRTN|MAXM|Maxim Group LLC|300
USAC|USA COMPRESSION PRTN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74168
USAC|USA COMPRESSION PRTN|MSCO|MORGAN STANLEY & CO. LLC|906598
USAC|USA COMPRESSION PRTN|MSPL|MORGAN STANLEY & CO. LLC|27000
USAC|USA COMPRESSION PRTN|NATL|National Securities Corporation|3360
USAC|USA COMPRESSION PRTN|NFSC|National Financial Services LLC|259016
USAC|USA COMPRESSION PRTN|NITE|VIRTU Americas LLC|516323
USAC|USA COMPRESSION PRTN|NQRB|Brut, LLC|12045
USAC|USA COMPRESSION PRTN|OPCO|Oppenheimer & Co. Inc.|2300
USAC|USA COMPRESSION PRTN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
USAC|USA COMPRESSION PRTN|PDQM|CODA MARKETS, INC.|111674
USAC|USA COMPRESSION PRTN|PHLY|NASDAQ Execution Services, LLC|9800
USAC|USA COMPRESSION PRTN|PREC|PRECISION SECURITIES, LLC|2000
USAC|USA COMPRESSION PRTN|PWJC|UBS Financial Services, Inc.|14782
USAC|USA COMPRESSION PRTN|RBCM|RBC CAPITAL MARKETS, LLC|29015
USAC|USA COMPRESSION PRTN|RILY|B. RILEY FBR, INC.|470788
USAC|USA COMPRESSION PRTN|RJLC|RJL CAPITAL GROUP, LLC|500
USAC|USA COMPRESSION PRTN|SAGL|SAGETRADER, LLC|6088
USAC|USA COMPRESSION PRTN|SALI|INTL FCSTONE FINANCIAL INC.|740
USAC|USA COMPRESSION PRTN|SBRX|MURIEL SIEBERT & CO INC|115
USAC|USA COMPRESSION PRTN|SBSH|Citigroup Global Markets Inc.|9872
USAC|USA COMPRESSION PRTN|SGMT|GOLDMAN SACHS & CO. LLC|27723
USAC|USA COMPRESSION PRTN|SPDR|SPEEDROUTE LLC|25156
USAC|USA COMPRESSION PRTN|STFL|Stifel, Nicolaus & Company, Incorporated|1900
USAC|USA COMPRESSION PRTN|SWIM|TD Ameritrade, Inc.|84182
USAC|USA COMPRESSION PRTN|SWST|Hilltop Securities Inc.|3142
USAC|USA COMPRESSION PRTN|TKNG|ALLY INVEST SECURITIES LLC|676
USAC|USA COMPRESSION PRTN|TRBT|Tradebot Systems, Inc.|70406
USAC|USA COMPRESSION PRTN|TRCM|TRC MARKETS LLC|33377
USAC|USA COMPRESSION PRTN|TWTT|TASTYWORKS, INC.|500
USAC|USA COMPRESSION PRTN|UBSA|UBS SECURITIES LLC|297262
USAC|USA COMPRESSION PRTN|UBSS|UBS Securities LLC|218053
USAC|USA COMPRESSION PRTN|VALX|VIRTU AMERICAS LLC|4461
USAC|USA COMPRESSION PRTN|VGRD|Vanguard Marketing Corporation|11108
USAC|USA COMPRESSION PRTN|WCHV|WELLS FARGO SECURITIES, LLC|70515
USAC|USA COMPRESSION PRTN|WEDB|WEDBUSH SECURITIES INC.|26129
USAC|USA COMPRESSION PRTN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5238
USAC|USA COMPRESSION PRTN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8712
USAC|USA COMPRESSION PRTN|WFPB|Wells Fargo Securities, LLC.|3806
USAC|USA COMPRESSION PRTN|WSEA|WOLVERINE SECURITIES, LLC|2504
USAC|USA COMPRESSION PRTN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
USAC|USA COMPRESSION PRTN|YKNA|COMHAR CAPITAL MARKETS, LLC|20785
USAC|USA COMPRESSION PRTN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4900
USAG|US AGRICULTURE FUND|ECUT|CONVERGEX EXECUTION SOLUTIONS|1100
USAG|US AGRICULTURE FUND|ETRS|E*Trade Securities LLC|151
USAG|US AGRICULTURE FUND|IBKR|Interactive Brokers Llc|15
USAG|US AGRICULTURE FUND|NFSC|National Financial Services LLC|100
USAG|US AGRICULTURE FUND|NITE|VIRTU Americas LLC|149
USAG|US AGRICULTURE FUND|UBSA|UBS SECURITIES LLC|200
USAG|US AGRICULTURE FUND|UBSS|UBS Securities LLC|200
USAI|AMERICAN ENERGY INDE|BATM|CBOE TRADING, INC.|800
USAI|AMERICAN ENERGY INDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3329
USAI|AMERICAN ENERGY INDE|DBAX|Deutsche Bank Securities Inc.|200
USAI|AMERICAN ENERGY INDE|ETRS|E*Trade Securities LLC|2655
USAI|AMERICAN ENERGY INDE|HRBF|American Enterprise Investment Services Inc.|200
USAI|AMERICAN ENERGY INDE|ICBX|INSTINET, LLC|200
USAI|AMERICAN ENERGY INDE|ITGP|ITG INC.|200
USAI|AMERICAN ENERGY INDE|JSJX|JANE STREET CAPITAL LLC|26733
USAI|AMERICAN ENERGY INDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
USAI|AMERICAN ENERGY INDE|MSCO|MORGAN STANLEY & CO. LLC|800
USAI|AMERICAN ENERGY INDE|NFSC|National Financial Services LLC|15869
USAI|AMERICAN ENERGY INDE|NITE|VIRTU Americas LLC|12460
USAI|AMERICAN ENERGY INDE|PDQM|CODA MARKETS, INC.|100
USAI|AMERICAN ENERGY INDE|SGMT|GOLDMAN SACHS & CO. LLC|100
USAI|AMERICAN ENERGY INDE|UBSS|UBS Securities LLC|1709
USAI|AMERICAN ENERGY INDE|VGRD|Vanguard Marketing Corporation|1513
USAI|AMERICAN ENERGY INDE|WGIF|CIBC World Markets Inc.|1000
USAI|AMERICAN ENERGY INDE|WSEA|WOLVERINE SECURITIES, LLC|2
USAI|AMERICAN ENERGY INDE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
USAI|AMERICAN ENERGY INDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2130
USAK|U S A TRUCK INC   ##|ALTX|Alternet Securities Inc.|600
USAK|U S A TRUCK INC   ##|APCC|Apex Clearing Corporation|29
USAK|U S A TRUCK INC   ##|BATM|CBOE TRADING, INC.|567
USAK|U S A TRUCK INC   ##|BAYC|BAY CREST PARTNERS, LLC|738
USAK|U S A TRUCK INC   ##|BERN|Sanford C. Bernstein & Co., LLC|8200
USAK|U S A TRUCK INC   ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3400
USAK|U S A TRUCK INC   ##|BMOC|BMO Capital Markets Corp.|596
USAK|U S A TRUCK INC   ##|BNPX|BNP PARIBAS SECURITIES CORP.|667
USAK|U S A TRUCK INC   ##|BTIG|BTIG, LLC|493
USAK|U S A TRUCK INC   ##|BYXM|CBOE TRADING, INC.|24
USAK|U S A TRUCK INC   ##|BZYD|GOLDMAN SACHS & CO. LLC|903
USAK|U S A TRUCK INC   ##|CANT|Cantor Fitzgerald & Co.|96
USAK|U S A TRUCK INC   ##|CHAS|Charles Schwab & Co., Inc.|2100
USAK|U S A TRUCK INC   ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17950
USAK|U S A TRUCK INC   ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2855
USAK|U S A TRUCK INC   ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|167
USAK|U S A TRUCK INC   ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30919
USAK|U S A TRUCK INC   ##|CTDL|Citadel Derivatives Group Llc|4496
USAK|U S A TRUCK INC   ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2696
USAK|U S A TRUCK INC   ##|DBAB|Deutsche Bank Securities Inc.|104521
USAK|U S A TRUCK INC   ##|DBAX|Deutsche Bank Securities Inc.|18900
USAK|U S A TRUCK INC   ##|DEAN|MORGAN STANLEY|150
USAK|U S A TRUCK INC   ##|DEGS|RONIN PROFESSIONAL LLC|5219
USAK|U S A TRUCK INC   ##|DRWK|DRW SECURITIES, L.L.C.|1200
USAK|U S A TRUCK INC   ##|EBXL|EBX LLC|22200
USAK|U S A TRUCK INC   ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|170
USAK|U S A TRUCK INC   ##|EDJO|Edward D. Jones & Co., L.P.|780
USAK|U S A TRUCK INC   ##|EGAM|CBOE TRADING, INC.|1544
USAK|U S A TRUCK INC   ##|EGXM|CBOE TRADING, INC.|601
USAK|U S A TRUCK INC   ##|EGXW|CBOE TRADING, INC.|100
USAK|U S A TRUCK INC   ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
USAK|U S A TRUCK INC   ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16434
USAK|U S A TRUCK INC   ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
USAK|U S A TRUCK INC   ##|ETRS|E*Trade Securities LLC|20709
USAK|U S A TRUCK INC   ##|FBCO|Credit Suisse Securities (USA) LLC|75070
USAK|U S A TRUCK INC   ##|FILL|Tradestation Securities, Inc.|50
USAK|U S A TRUCK INC   ##|FOMA|TD AMERITRADE CLEARING, INC.|7870
USAK|U S A TRUCK INC   ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28515
USAK|U S A TRUCK INC   ##|FTBR|Foliofn Investments, Inc.|4196
USAK|U S A TRUCK INC   ##|GEBB|GLOBAL EXECUTION BROKERS, LP|3557
USAK|U S A TRUCK INC   ##|GLIS|TD Securities Inc|100
USAK|U S A TRUCK INC   ##|GLPX|ACS EXECUTION SERVICES, LLC|4986
USAK|U S A TRUCK INC   ##|GSCO|GOLDMAN SACHS & CO. LLC|348435
USAK|U S A TRUCK INC   ##|GSCS|GOLDMAN SACHS & CO. LLC|19079
USAK|U S A TRUCK INC   ##|GSLT|GOLDMAN SACHS & CO. LLC|180
USAK|U S A TRUCK INC   ##|GTSZ|GTS SECURITIES LLC|25862
USAK|U S A TRUCK INC   ##|HRBF|American Enterprise Investment Services Inc.|135
USAK|U S A TRUCK INC   ##|HSBC|HSBC Securities, Inc.|21
USAK|U S A TRUCK INC   ##|IATS|INTERACTIVE BROKERS LLC|5650
USAK|U S A TRUCK INC   ##|IBKR|Interactive Brokers Llc|45296
USAK|U S A TRUCK INC   ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|52
USAK|U S A TRUCK INC   ##|ICBX|INSTINET, LLC|3000
USAK|U S A TRUCK INC   ##|IEQY|CITADEL SECURITIES LLC|4145
USAK|U S A TRUCK INC   ##|INCA|INSTINET, LLC|61910
USAK|U S A TRUCK INC   ##|INJX|INSTINET, LLC|4447
USAK|U S A TRUCK INC   ##|ITGI|ITG Inc.|23622
USAK|U S A TRUCK INC   ##|ITGP|ITG INC.|58600
USAK|U S A TRUCK INC   ##|JEFF|JEFFERIES LLC|8621
USAK|U S A TRUCK INC   ##|JMPT|JUMP TRADING, LLC|4938
USAK|U S A TRUCK INC   ##|JONE|JonesTrading|725
USAK|U S A TRUCK INC   ##|JPBX|J.P. MORGAN SECURITIES LLC|12000
USAK|U S A TRUCK INC   ##|JPMX|J.P. Morgan Securities LLC|42466
USAK|U S A TRUCK INC   ##|JSJX|JANE STREET CAPITAL LLC|600
USAK|U S A TRUCK INC   ##|KCGM|VIRTU Americas LLC|2874
USAK|U S A TRUCK INC   ##|LEHM|Barclays Capital Inc./Le|195169
USAK|U S A TRUCK INC   ##|LIME|Lime Brokerage LLC|29315
USAK|U S A TRUCK INC   ##|LMGP|LIME BROKERAGE LLC|298
USAK|U S A TRUCK INC   ##|MAXM|Maxim Group LLC|552
USAK|U S A TRUCK INC   ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17016
USAK|U S A TRUCK INC   ##|MOTF|MOTIF INVESTING, INC.|1
USAK|U S A TRUCK INC   ##|MSCO|MORGAN STANLEY & CO. LLC|561533
USAK|U S A TRUCK INC   ##|MSPL|MORGAN STANLEY & CO. LLC|27200
USAK|U S A TRUCK INC   ##|MSTX|MORGAN STANLEY & CO. LLC|12300
USAK|U S A TRUCK INC   ##|NFSC|National Financial Services LLC|56345
USAK|U S A TRUCK INC   ##|NITE|VIRTU Americas LLC|137094
USAK|U S A TRUCK INC   ##|NITP|VIRTU Americas LLC|298
USAK|U S A TRUCK INC   ##|NQRB|Brut, LLC|2601
USAK|U S A TRUCK INC   ##|OPCO|Oppenheimer & Co. Inc.|6699
USAK|U S A TRUCK INC   ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|457
USAK|U S A TRUCK INC   ##|PDQM|CODA MARKETS, INC.|7667
USAK|U S A TRUCK INC   ##|RAJA|Raymond James & Associates, Inc.|260
USAK|U S A TRUCK INC   ##|SAGL|SAGETRADER, LLC|8402
USAK|U S A TRUCK INC   ##|SBSH|Citigroup Global Markets Inc.|37904
USAK|U S A TRUCK INC   ##|SGMT|GOLDMAN SACHS & CO. LLC|7948
USAK|U S A TRUCK INC   ##|SPDR|SPEEDROUTE LLC|300
USAK|U S A TRUCK INC   ##|SPHN|Stephens Inc.|971
USAK|U S A TRUCK INC   ##|SPTD|MINT GLOBAL MARKETS, INC.|38015
USAK|U S A TRUCK INC   ##|STFL|Stifel, Nicolaus & Company, Incorporated|8453
USAK|U S A TRUCK INC   ##|SWIM|TD Ameritrade, Inc.|32166
USAK|U S A TRUCK INC   ##|SWST|Hilltop Securities Inc.|590
USAK|U S A TRUCK INC   ##|TKNG|ALLY INVEST SECURITIES LLC|595
USAK|U S A TRUCK INC   ##|TRBT|Tradebot Systems, Inc.|12466
USAK|U S A TRUCK INC   ##|TRCM|TRC MARKETS LLC|23884
USAK|U S A TRUCK INC   ##|UBSA|UBS SECURITIES LLC|63123
USAK|U S A TRUCK INC   ##|UBSS|UBS Securities LLC|289780
USAK|U S A TRUCK INC   ##|VALX|VIRTU AMERICAS LLC|6208
USAK|U S A TRUCK INC   ##|VGRD|Vanguard Marketing Corporation|734
USAK|U S A TRUCK INC   ##|WCHV|WELLS FARGO SECURITIES, LLC|6488
USAK|U S A TRUCK INC   ##|WDNX|WEEDEN & CO.L.P.|1292
USAK|U S A TRUCK INC   ##|WEED|Weeden & Co.L.P.|5010
USAK|U S A TRUCK INC   ##|WGIF|CIBC World Markets Inc.|373
USAK|U S A TRUCK INC   ##|WSEA|WOLVERINE SECURITIES, LLC|773
USAK|U S A TRUCK INC   ##|XIST|INSTINET, LLC|4600
USAK|U S A TRUCK INC   ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
USAK|U S A TRUCK INC   ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1081
USAK|U S A TRUCK INC   ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2100
USAP|UNIVERSAL STAINLES##|ALTX|Alternet Securities Inc.|1400
USAP|UNIVERSAL STAINLES##|APCC|Apex Clearing Corporation|144
USAP|UNIVERSAL STAINLES##|BATM|CBOE TRADING, INC.|1167
USAP|UNIVERSAL STAINLES##|BAYC|BAY CREST PARTNERS, LLC|2428
USAP|UNIVERSAL STAINLES##|BBNT|BB&T SECURITIES, LLC|540
USAP|UNIVERSAL STAINLES##|BMOC|BMO Capital Markets Corp.|529
USAP|UNIVERSAL STAINLES##|BNPX|BNP PARIBAS SECURITIES CORP.|1141
USAP|UNIVERSAL STAINLES##|BTIG|BTIG, LLC|3353
USAP|UNIVERSAL STAINLES##|BYXM|CBOE TRADING, INC.|721
USAP|UNIVERSAL STAINLES##|BZYD|GOLDMAN SACHS & CO. LLC|800
USAP|UNIVERSAL STAINLES##|CANT|Cantor Fitzgerald & Co.|341
USAP|UNIVERSAL STAINLES##|CHAS|Charles Schwab & Co., Inc.|2160
USAP|UNIVERSAL STAINLES##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23775
USAP|UNIVERSAL STAINLES##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7722
USAP|UNIVERSAL STAINLES##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10893
USAP|UNIVERSAL STAINLES##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70474
USAP|UNIVERSAL STAINLES##|CTDL|Citadel Derivatives Group Llc|2097
USAP|UNIVERSAL STAINLES##|CXCX|CITIGROUP GLOBAL MARKETS INC.|10836
USAP|UNIVERSAL STAINLES##|DBAB|Deutsche Bank Securities Inc.|107334
USAP|UNIVERSAL STAINLES##|DBAX|Deutsche Bank Securities Inc.|40100
USAP|UNIVERSAL STAINLES##|DBUL|Deutsche Bank Securities Inc.|411
USAP|UNIVERSAL STAINLES##|DEGS|RONIN PROFESSIONAL LLC|18343
USAP|UNIVERSAL STAINLES##|DRWK|DRW SECURITIES, L.L.C.|1094
USAP|UNIVERSAL STAINLES##|EBXL|EBX LLC|39000
USAP|UNIVERSAL STAINLES##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1188
USAP|UNIVERSAL STAINLES##|EDJO|Edward D. Jones & Co., L.P.|118
USAP|UNIVERSAL STAINLES##|EGAM|CBOE TRADING, INC.|600
USAP|UNIVERSAL STAINLES##|EGMT|EG MARKET TECHNOLOGIES LLC|400
USAP|UNIVERSAL STAINLES##|EGXM|CBOE TRADING, INC.|14
USAP|UNIVERSAL STAINLES##|ETBE|Electronic Transaction Clearing, Inc.|8193
USAP|UNIVERSAL STAINLES##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2316
USAP|UNIVERSAL STAINLES##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|690
USAP|UNIVERSAL STAINLES##|ETRS|E*Trade Securities LLC|16278
USAP|UNIVERSAL STAINLES##|FBCO|Credit Suisse Securities (USA) LLC|53257
USAP|UNIVERSAL STAINLES##|FOMA|TD AMERITRADE CLEARING, INC.|67024
USAP|UNIVERSAL STAINLES##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1498
USAP|UNIVERSAL STAINLES##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31801
USAP|UNIVERSAL STAINLES##|FTBR|Foliofn Investments, Inc.|1466
USAP|UNIVERSAL STAINLES##|GEBB|GLOBAL EXECUTION BROKERS, LP|3968
USAP|UNIVERSAL STAINLES##|GLPX|ACS EXECUTION SERVICES, LLC|6122
USAP|UNIVERSAL STAINLES##|GSCO|GOLDMAN SACHS & CO. LLC|350998
USAP|UNIVERSAL STAINLES##|GSLT|GOLDMAN SACHS & CO. LLC|639
USAP|UNIVERSAL STAINLES##|GTSZ|GTS SECURITIES LLC|32812
USAP|UNIVERSAL STAINLES##|HRBF|American Enterprise Investment Services Inc.|200
USAP|UNIVERSAL STAINLES##|HSBC|HSBC Securities, Inc.|768
USAP|UNIVERSAL STAINLES##|IATS|INTERACTIVE BROKERS LLC|4926
USAP|UNIVERSAL STAINLES##|IBKR|Interactive Brokers Llc|32811
USAP|UNIVERSAL STAINLES##|ICBX|INSTINET, LLC|17884
USAP|UNIVERSAL STAINLES##|IEQY|CITADEL SECURITIES LLC|2570
USAP|UNIVERSAL STAINLES##|INCA|INSTINET, LLC|55534
USAP|UNIVERSAL STAINLES##|INJX|INSTINET, LLC|8783
USAP|UNIVERSAL STAINLES##|ITGI|ITG Inc.|24766
USAP|UNIVERSAL STAINLES##|ITGP|ITG INC.|19000
USAP|UNIVERSAL STAINLES##|JANY|Janney Montgomery Scott Inc.|880
USAP|UNIVERSAL STAINLES##|JEFF|JEFFERIES LLC|24883
USAP|UNIVERSAL STAINLES##|JMPT|JUMP TRADING, LLC|5486
USAP|UNIVERSAL STAINLES##|JPBX|J.P. MORGAN SECURITIES LLC|96
USAP|UNIVERSAL STAINLES##|JPMX|J.P. Morgan Securities LLC|44993
USAP|UNIVERSAL STAINLES##|JSJX|JANE STREET CAPITAL LLC|1856
USAP|UNIVERSAL STAINLES##|KCGM|VIRTU Americas LLC|6091
USAP|UNIVERSAL STAINLES##|KING|C. L. King & Associates, Inc.|7373
USAP|UNIVERSAL STAINLES##|LAFC|R. F. Lafferty & Co., Inc.|2800
USAP|UNIVERSAL STAINLES##|LEHM|Barclays Capital Inc./Le|163416
USAP|UNIVERSAL STAINLES##|LIME|Lime Brokerage LLC|42388
USAP|UNIVERSAL STAINLES##|LQNA|LIQUIDNET, INC.|9800
USAP|UNIVERSAL STAINLES##|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
USAP|UNIVERSAL STAINLES##|MAXM|Maxim Group LLC|478
USAP|UNIVERSAL STAINLES##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21059
USAP|UNIVERSAL STAINLES##|MOTF|MOTIF INVESTING, INC.|1
USAP|UNIVERSAL STAINLES##|MSCO|MORGAN STANLEY & CO. LLC|369230
USAP|UNIVERSAL STAINLES##|MSPL|MORGAN STANLEY & CO. LLC|28600
USAP|UNIVERSAL STAINLES##|MSTX|MORGAN STANLEY & CO. LLC|9100
USAP|UNIVERSAL STAINLES##|NFSC|National Financial Services LLC|63306
USAP|UNIVERSAL STAINLES##|NITE|VIRTU Americas LLC|171352
USAP|UNIVERSAL STAINLES##|NITP|VIRTU Americas LLC|1500
USAP|UNIVERSAL STAINLES##|NQRB|Brut, LLC|751
USAP|UNIVERSAL STAINLES##|PDQM|CODA MARKETS, INC.|17316
USAP|UNIVERSAL STAINLES##|RAJA|Raymond James & Associates, Inc.|300
USAP|UNIVERSAL STAINLES##|RBCM|RBC CAPITAL MARKETS, LLC|6635
USAP|UNIVERSAL STAINLES##|SAGL|SAGETRADER, LLC|7650
USAP|UNIVERSAL STAINLES##|SALI|INTL FCSTONE FINANCIAL INC.|300
USAP|UNIVERSAL STAINLES##|SBSH|Citigroup Global Markets Inc.|225175
USAP|UNIVERSAL STAINLES##|SGMT|GOLDMAN SACHS & CO. LLC|10127
USAP|UNIVERSAL STAINLES##|SPDR|SPEEDROUTE LLC|1704
USAP|UNIVERSAL STAINLES##|SWIM|TD Ameritrade, Inc.|6294
USAP|UNIVERSAL STAINLES##|TKNG|ALLY INVEST SECURITIES LLC|563
USAP|UNIVERSAL STAINLES##|TRBT|Tradebot Systems, Inc.|13736
USAP|UNIVERSAL STAINLES##|TRCM|TRC MARKETS LLC|47650
USAP|UNIVERSAL STAINLES##|UBSS|UBS Securities LLC|273900
USAP|UNIVERSAL STAINLES##|VALX|VIRTU AMERICAS LLC|5965
USAP|UNIVERSAL STAINLES##|VGRD|Vanguard Marketing Corporation|12529
USAP|UNIVERSAL STAINLES##|WCHV|WELLS FARGO SECURITIES, LLC|35422
USAP|UNIVERSAL STAINLES##|WDNX|WEEDEN & CO.L.P.|1512
USAP|UNIVERSAL STAINLES##|WEED|Weeden & Co.L.P.|290
USAP|UNIVERSAL STAINLES##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|855
USAP|UNIVERSAL STAINLES##|WSEA|WOLVERINE SECURITIES, LLC|793
USAP|UNIVERSAL STAINLES##|XIST|INSTINET, LLC|6200
USAP|UNIVERSAL STAINLES##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3050
USAP|UNIVERSAL STAINLES##|YKNA|COMHAR CAPITAL MARKETS, LLC|2121
USAS|AMERICAS SILVER CORP|APCC|Apex Clearing Corporation|750
USAS|AMERICAS SILVER CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
USAS|AMERICAS SILVER CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1479
USAS|AMERICAS SILVER CORP|DBAX|Deutsche Bank Securities Inc.|400
USAS|AMERICAS SILVER CORP|DEAN|MORGAN STANLEY|672
USAS|AMERICAS SILVER CORP|DEGS|RONIN PROFESSIONAL LLC|2450
USAS|AMERICAS SILVER CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16625
USAS|AMERICAS SILVER CORP|EBXL|EBX LLC|4200
USAS|AMERICAS SILVER CORP|EDJO|Edward D. Jones & Co., L.P.|41
USAS|AMERICAS SILVER CORP|EGXM|CBOE TRADING, INC.|171
USAS|AMERICAS SILVER CORP|ETRS|E*Trade Securities LLC|25797
USAS|AMERICAS SILVER CORP|GSCO|GOLDMAN SACHS & CO. LLC|200
USAS|AMERICAS SILVER CORP|GTSZ|GTS SECURITIES LLC|221
USAS|AMERICAS SILVER CORP|IATS|INTERACTIVE BROKERS LLC|836
USAS|AMERICAS SILVER CORP|IBKR|Interactive Brokers Llc|3259
USAS|AMERICAS SILVER CORP|ICBX|INSTINET, LLC|709
USAS|AMERICAS SILVER CORP|INCA|INSTINET, LLC|267
USAS|AMERICAS SILVER CORP|ITGI|ITG Inc.|3504
USAS|AMERICAS SILVER CORP|ITGP|ITG INC.|400
USAS|AMERICAS SILVER CORP|KCGM|VIRTU Americas LLC|206
USAS|AMERICAS SILVER CORP|LEHM|Barclays Capital Inc./Le|3300
USAS|AMERICAS SILVER CORP|LIME|Lime Brokerage LLC|2475
USAS|AMERICAS SILVER CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
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USAS|AMERICAS SILVER CORP|MSCO|MORGAN STANLEY & CO. LLC|18163
USAS|AMERICAS SILVER CORP|MSPL|MORGAN STANLEY & CO. LLC|3500
USAS|AMERICAS SILVER CORP|NATL|National Securities Corporation|200
USAS|AMERICAS SILVER CORP|NFSC|National Financial Services LLC|113295
USAS|AMERICAS SILVER CORP|NITE|VIRTU Americas LLC|119854
USAS|AMERICAS SILVER CORP|PAUL|Paulson Investment Company, Inc.|175
USAS|AMERICAS SILVER CORP|SGMT|GOLDMAN SACHS & CO. LLC|200
USAS|AMERICAS SILVER CORP|SWIM|TD Ameritrade, Inc.|5778
USAS|AMERICAS SILVER CORP|SWST|Hilltop Securities Inc.|2225
USAS|AMERICAS SILVER CORP|TKNG|ALLY INVEST SECURITIES LLC|3573
USAS|AMERICAS SILVER CORP|TRCM|TRC MARKETS LLC|1323
USAS|AMERICAS SILVER CORP|TWTT|TASTYWORKS, INC.|900
USAS|AMERICAS SILVER CORP|UBSA|UBS SECURITIES LLC|4570
USAS|AMERICAS SILVER CORP|UBSS|UBS Securities LLC|22044
USAS|AMERICAS SILVER CORP|VGRD|Vanguard Marketing Corporation|12651
USAS|AMERICAS SILVER CORP|VSIN|Vision Financial Markets Llc|21
USAS|AMERICAS SILVER CORP|WCHV|WELLS FARGO SECURITIES, LLC|6714
USAS|AMERICAS SILVER CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|496
USAS|AMERICAS SILVER CORP|WSEA|WOLVERINE SECURITIES, LLC|6289
USAT|USA TECHNOLOGIES INC|ANDG|Andrew Garrett Inc.|8839
USAT|USA TECHNOLOGIES INC|ANOS|ABEL/NOSER, L.L.C.|4625
USAT|USA TECHNOLOGIES INC|APCC|Apex Clearing Corporation|623
USAT|USA TECHNOLOGIES INC|AQUA|AQUA SECURITIES L.P.|3500
USAT|USA TECHNOLOGIES INC|BATM|CBOE TRADING, INC.|240
USAT|USA TECHNOLOGIES INC|BAYT|BTIG, LLC|300
USAT|USA TECHNOLOGIES INC|BERN|Sanford C. Bernstein & Co., LLC|51074
USAT|USA TECHNOLOGIES INC|BIAD|SAGETRADER, LLC|200
USAT|USA TECHNOLOGIES INC|BIMI|Banca IMI Securities Corp.|68
USAT|USA TECHNOLOGIES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|100
USAT|USA TECHNOLOGIES INC|BMOC|BMO Capital Markets Corp.|7988
USAT|USA TECHNOLOGIES INC|BNPX|BNP PARIBAS SECURITIES CORP.|3057
USAT|USA TECHNOLOGIES INC|BTIG|BTIG, LLC|39780
USAT|USA TECHNOLOGIES INC|BZYD|GOLDMAN SACHS & CO. LLC|3503
USAT|USA TECHNOLOGIES INC|CANT|Cantor Fitzgerald & Co.|2073
USAT|USA TECHNOLOGIES INC|CHAS|Charles Schwab & Co., Inc.|2000
USAT|USA TECHNOLOGIES INC|CIST|Capital Institutional Services, Inc.|793
USAT|USA TECHNOLOGIES INC|CLSA|CLSA AMERICAS, LLC|95
USAT|USA TECHNOLOGIES INC|COWR|Cowen and Company, LLC|770
USAT|USA TECHNOLOGIES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|273544
USAT|USA TECHNOLOGIES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|159990
USAT|USA TECHNOLOGIES INC|CTDL|Citadel Derivatives Group Llc|6834
USAT|USA TECHNOLOGIES INC|CTLR|CUTLER GROUP, LP|1000
USAT|USA TECHNOLOGIES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|18358
USAT|USA TECHNOLOGIES INC|DBAB|Deutsche Bank Securities Inc.|174743
USAT|USA TECHNOLOGIES INC|DBAX|Deutsche Bank Securities Inc.|171200
USAT|USA TECHNOLOGIES INC|DEAN|MORGAN STANLEY|12317
USAT|USA TECHNOLOGIES INC|DEGS|RONIN PROFESSIONAL LLC|4446
USAT|USA TECHNOLOGIES INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7180
USAT|USA TECHNOLOGIES INC|EBXL|EBX LLC|76300
USAT|USA TECHNOLOGIES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2330
USAT|USA TECHNOLOGIES INC|EDJO|Edward D. Jones & Co., L.P.|1900
USAT|USA TECHNOLOGIES INC|EGAM|CBOE TRADING, INC.|5768
USAT|USA TECHNOLOGIES INC|EGXM|CBOE TRADING, INC.|1193
USAT|USA TECHNOLOGIES INC|ETBE|Electronic Transaction Clearing, Inc.|5404
USAT|USA TECHNOLOGIES INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
USAT|USA TECHNOLOGIES INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25381
USAT|USA TECHNOLOGIES INC|ETRS|E*Trade Securities LLC|180691
USAT|USA TECHNOLOGIES INC|FBCO|Credit Suisse Securities (USA) LLC|282809
USAT|USA TECHNOLOGIES INC|FFSI|Firstrade Securities Inc.|150
USAT|USA TECHNOLOGIES INC|FILL|Tradestation Securities, Inc.|9021
USAT|USA TECHNOLOGIES INC|FMAF|NBCN Inc./ CDS|10108
USAT|USA TECHNOLOGIES INC|FOMA|TD AMERITRADE CLEARING, INC.|208118
USAT|USA TECHNOLOGIES INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|418
USAT|USA TECHNOLOGIES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28433
USAT|USA TECHNOLOGIES INC|FTBR|Foliofn Investments, Inc.|1280
USAT|USA TECHNOLOGIES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|19457
USAT|USA TECHNOLOGIES INC|GLIS|TD Securities Inc|1300
USAT|USA TECHNOLOGIES INC|GLPX|ACS EXECUTION SERVICES, LLC|178
USAT|USA TECHNOLOGIES INC|GSCO|GOLDMAN SACHS & CO. LLC|678373
USAT|USA TECHNOLOGIES INC|GSCS|GOLDMAN SACHS & CO. LLC|4919
USAT|USA TECHNOLOGIES INC|GSLT|GOLDMAN SACHS & CO. LLC|7298
USAT|USA TECHNOLOGIES INC|GTSZ|GTS SECURITIES LLC|23973
USAT|USA TECHNOLOGIES INC|HRBF|American Enterprise Investment Services Inc.|2520
USAT|USA TECHNOLOGIES INC|IBKR|Interactive Brokers Llc|86543
USAT|USA TECHNOLOGIES INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|911
USAT|USA TECHNOLOGIES INC|ICBX|INSTINET, LLC|30150
USAT|USA TECHNOLOGIES INC|IEQY|CITADEL SECURITIES LLC|15247
USAT|USA TECHNOLOGIES INC|INCA|INSTINET, LLC|154438
USAT|USA TECHNOLOGIES INC|INJX|INSTINET, LLC|8073
USAT|USA TECHNOLOGIES INC|ITGI|ITG Inc.|94825
USAT|USA TECHNOLOGIES INC|ITGP|ITG INC.|98000
USAT|USA TECHNOLOGIES INC|JANY|Janney Montgomery Scott Inc.|750
USAT|USA TECHNOLOGIES INC|JEFF|JEFFERIES LLC|60418
USAT|USA TECHNOLOGIES INC|JMPT|JUMP TRADING, LLC|23118
USAT|USA TECHNOLOGIES INC|JONE|JonesTrading|1910
USAT|USA TECHNOLOGIES INC|JPBX|J.P. MORGAN SECURITIES LLC|28429
USAT|USA TECHNOLOGIES INC|JPMX|J.P. Morgan Securities LLC|231697
USAT|USA TECHNOLOGIES INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|1500
USAT|USA TECHNOLOGIES INC|KCGM|VIRTU Americas LLC|50522
USAT|USA TECHNOLOGIES INC|LEHM|Barclays Capital Inc./Le|636162
USAT|USA TECHNOLOGIES INC|LIME|Lime Brokerage LLC|242965
USAT|USA TECHNOLOGIES INC|LOOP|Loop Capital Markets LLC|4804
USAT|USA TECHNOLOGIES INC|LQNA|LIQUIDNET, INC.|40000
USAT|USA TECHNOLOGIES INC|LSCI|Lek Securities Corporation|120
USAT|USA TECHNOLOGIES INC|LSCM|LAKE STREET CAPITAL MARKETS, LLC|10000
USAT|USA TECHNOLOGIES INC|MAXM|Maxim Group LLC|3059
USAT|USA TECHNOLOGIES INC|MBTS|ALLY INVEST SECURITIES LLC|2005
USAT|USA TECHNOLOGIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|79681
USAT|USA TECHNOLOGIES INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|520
USAT|USA TECHNOLOGIES INC|MSCO|MORGAN STANLEY & CO. LLC|1097872
USAT|USA TECHNOLOGIES INC|MSPL|MORGAN STANLEY & CO. LLC|101100
USAT|USA TECHNOLOGIES INC|MSTX|MORGAN STANLEY & CO. LLC|124800
USAT|USA TECHNOLOGIES INC|NEED|Needham & Company, LLC|8848
USAT|USA TECHNOLOGIES INC|NFSC|National Financial Services LLC|326658
USAT|USA TECHNOLOGIES INC|NITE|VIRTU Americas LLC|493076
USAT|USA TECHNOLOGIES INC|NITP|VIRTU Americas LLC|17746
USAT|USA TECHNOLOGIES INC|NORT|Northland Securities, Inc.|26076
USAT|USA TECHNOLOGIES INC|NQRB|Brut, LLC|4200
USAT|USA TECHNOLOGIES INC|OPCO|Oppenheimer & Co. Inc.|6140
USAT|USA TECHNOLOGIES INC|PDQM|CODA MARKETS, INC.|31686
USAT|USA TECHNOLOGIES INC|RAJA|Raymond James & Associates, Inc.|1000
USAT|USA TECHNOLOGIES INC|RBCM|RBC CAPITAL MARKETS, LLC|2500
USAT|USA TECHNOLOGIES INC|RGLD|Regal Securities, Inc|30
USAT|USA TECHNOLOGIES INC|RILY|B. RILEY FBR, INC.|44704
USAT|USA TECHNOLOGIES INC|SBSH|Citigroup Global Markets Inc.|203347
USAT|USA TECHNOLOGIES INC|SGMT|GOLDMAN SACHS & CO. LLC|165627
USAT|USA TECHNOLOGIES INC|SOCO|Capital One Southcoast, Inc|400
USAT|USA TECHNOLOGIES INC|SPDR|SPEEDROUTE LLC|16833
USAT|USA TECHNOLOGIES INC|STFL|Stifel, Nicolaus & Company, Incorporated|5750
USAT|USA TECHNOLOGIES INC|SWIM|TD Ameritrade, Inc.|56015
USAT|USA TECHNOLOGIES INC|SWST|Hilltop Securities Inc.|2500
USAT|USA TECHNOLOGIES INC|TKNG|ALLY INVEST SECURITIES LLC|6166
USAT|USA TECHNOLOGIES INC|TOUR|TOURMALINE PARTNERS, LLC|900
USAT|USA TECHNOLOGIES INC|TRBT|Tradebot Systems, Inc.|33903
USAT|USA TECHNOLOGIES INC|TRCM|TRC MARKETS LLC|88203
USAT|USA TECHNOLOGIES INC|TWTT|TASTYWORKS, INC.|1000
USAT|USA TECHNOLOGIES INC|UBSA|UBS SECURITIES LLC|469577
USAT|USA TECHNOLOGIES INC|UBSS|UBS Securities LLC|553139
USAT|USA TECHNOLOGIES INC|VALX|VIRTU AMERICAS LLC|23005
USAT|USA TECHNOLOGIES INC|VGRD|Vanguard Marketing Corporation|48048
USAT|USA TECHNOLOGIES INC|WBLR|WILLIAM BLAIR|253882
USAT|USA TECHNOLOGIES INC|WBPX|SUMMIT SECURITIES GROUP, LLC|500
USAT|USA TECHNOLOGIES INC|WCHV|WELLS FARGO SECURITIES, LLC|152314
USAT|USA TECHNOLOGIES INC|WDNX|WEEDEN & CO.L.P.|20200
USAT|USA TECHNOLOGIES INC|WEDB|WEDBUSH SECURITIES INC.|5982
USAT|USA TECHNOLOGIES INC|WEED|Weeden & Co.L.P.|100
USAT|USA TECHNOLOGIES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5709
USAT|USA TECHNOLOGIES INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1873
USAT|USA TECHNOLOGIES INC|WSEA|WOLVERINE SECURITIES, LLC|3161
USAT|USA TECHNOLOGIES INC|XIST|INSTINET, LLC|29000
USAT|USA TECHNOLOGIES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|30218
USAT|USA TECHNOLOGIES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1751
USATP|USA TECHNOLOGIES PFD|AGIS|Aegis Capital Corp.|700
USATP|USA TECHNOLOGIES PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
USATP|USA TECHNOLOGIES PFD|DEAN|MORGAN STANLEY|200
USATP|USA TECHNOLOGIES PFD|IBKR|Interactive Brokers Llc|200
USATP|USA TECHNOLOGIES PFD|INCA|INSTINET, LLC|700
USATP|USA TECHNOLOGIES PFD|LIME|Lime Brokerage LLC|700
USATP|USA TECHNOLOGIES PFD|NFSC|National Financial Services LLC|391
USATP|USA TECHNOLOGIES PFD|NITE|VIRTU Americas LLC|1410
USATP|USA TECHNOLOGIES PFD|UBSS|UBS Securities LLC|10
USAU|U. S. GOLD CORP.|APCC|Apex Clearing Corporation|1484
USAU|U. S. GOLD CORP.|BANK|Primevest Financial Services, Inc.|5
USAU|U. S. GOLD CORP.|BIMI|Banca IMI Securities Corp.|1500
USAU|U. S. GOLD CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
USAU|U. S. GOLD CORP.|CANT|Cantor Fitzgerald & Co.|86
USAU|U. S. GOLD CORP.|CHAS|Charles Schwab & Co., Inc.|100
USAU|U. S. GOLD CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|263
USAU|U. S. GOLD CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1067
USAU|U. S. GOLD CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8652
USAU|U. S. GOLD CORP.|DBAB|Deutsche Bank Securities Inc.|5084
USAU|U. S. GOLD CORP.|DBAX|Deutsche Bank Securities Inc.|3000
USAU|U. S. GOLD CORP.|DEGS|RONIN PROFESSIONAL LLC|14176
USAU|U. S. GOLD CORP.|EBXL|EBX LLC|1500
USAU|U. S. GOLD CORP.|EDJO|Edward D. Jones & Co., L.P.|200
USAU|U. S. GOLD CORP.|EGAM|CBOE TRADING, INC.|100
USAU|U. S. GOLD CORP.|EGXM|CBOE TRADING, INC.|300
USAU|U. S. GOLD CORP.|EGXW|CBOE TRADING, INC.|8400
USAU|U. S. GOLD CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17
USAU|U. S. GOLD CORP.|ETRS|E*Trade Securities LLC|87280
USAU|U. S. GOLD CORP.|FBCO|Credit Suisse Securities (USA) LLC|20441
USAU|U. S. GOLD CORP.|FMAF|NBCN Inc./ CDS|33976
USAU|U. S. GOLD CORP.|FOMA|TD AMERITRADE CLEARING, INC.|126317
USAU|U. S. GOLD CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|620
USAU|U. S. GOLD CORP.|FTBR|Foliofn Investments, Inc.|1067
USAU|U. S. GOLD CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|8207
USAU|U. S. GOLD CORP.|GLPX|ACS EXECUTION SERVICES, LLC|200
USAU|U. S. GOLD CORP.|GSCO|GOLDMAN SACHS & CO. LLC|4215
USAU|U. S. GOLD CORP.|GSLT|GOLDMAN SACHS & CO. LLC|200
USAU|U. S. GOLD CORP.|GTSZ|GTS SECURITIES LLC|527
USAU|U. S. GOLD CORP.|HRBF|American Enterprise Investment Services Inc.|2
USAU|U. S. GOLD CORP.|IATS|INTERACTIVE BROKERS LLC|100
USAU|U. S. GOLD CORP.|IBKR|Interactive Brokers Llc|45265
USAU|U. S. GOLD CORP.|INCA|INSTINET, LLC|9212
USAU|U. S. GOLD CORP.|ITGI|ITG Inc.|12100
USAU|U. S. GOLD CORP.|ITGP|ITG INC.|4200
USAU|U. S. GOLD CORP.|JPMX|J.P. Morgan Securities LLC|756
USAU|U. S. GOLD CORP.|LEHM|Barclays Capital Inc./Le|5312
USAU|U. S. GOLD CORP.|LIME|Lime Brokerage LLC|13115
USAU|U. S. GOLD CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4300
USAU|U. S. GOLD CORP.|MOTF|MOTIF INVESTING, INC.|1
USAU|U. S. GOLD CORP.|MSCO|MORGAN STANLEY & CO. LLC|48127
USAU|U. S. GOLD CORP.|MSPL|MORGAN STANLEY & CO. LLC|8500
USAU|U. S. GOLD CORP.|NFSC|National Financial Services LLC|181889
USAU|U. S. GOLD CORP.|NITE|VIRTU Americas LLC|278766
USAU|U. S. GOLD CORP.|NQRB|Brut, LLC|700
USAU|U. S. GOLD CORP.|PCFF|Pacific International Securities Inc./CDS|15650
USAU|U. S. GOLD CORP.|PDQM|CODA MARKETS, INC.|1600
USAU|U. S. GOLD CORP.|PWJC|UBS Financial Services, Inc.|3000
USAU|U. S. GOLD CORP.|SALI|INTL FCSTONE FINANCIAL INC.|11234
USAU|U. S. GOLD CORP.|SGMT|GOLDMAN SACHS & CO. LLC|4112
USAU|U. S. GOLD CORP.|SOGO|Wang Investment Associates, Inc.|500
USAU|U. S. GOLD CORP.|SPHN|Stephens Inc.|2000
USAU|U. S. GOLD CORP.|SWIM|TD Ameritrade, Inc.|32476
USAU|U. S. GOLD CORP.|TKNG|ALLY INVEST SECURITIES LLC|11208
USAU|U. S. GOLD CORP.|UBSA|UBS SECURITIES LLC|4895
USAU|U. S. GOLD CORP.|UBSS|UBS Securities LLC|101367
USAU|U. S. GOLD CORP.|VGRD|Vanguard Marketing Corporation|17557
USAU|U. S. GOLD CORP.|WCHV|WELLS FARGO SECURITIES, LLC|6826
USAU|U. S. GOLD CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7
USAU|U. S. GOLD CORP.|WGIF|CIBC World Markets Inc.|8286
USAU|U. S. GOLD CORP.|WSEA|WOLVERINE SECURITIES, LLC|4101
USAU|U. S. GOLD CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|715
USB|US BANCORP|ABLE|NATIXIS Securities Americas LLC|226354
USB|US BANCORP|AGIS|Aegis Capital Corp.|2752
USB|US BANCORP|ALLN|Allen & Company LLC|31562
USB|US BANCORP|ALTX|Alternet Securities Inc.|53205
USB|US BANCORP|ANOS|ABEL/NOSER, L.L.C.|23471
USB|US BANCORP|APCC|Apex Clearing Corporation|5583
USB|US BANCORP|AQUA|AQUA SECURITIES L.P.|53300
USB|US BANCORP|BALE|M&T SECURITIES, INC.|3077
USB|US BANCORP|BANK|Primevest Financial Services, Inc.|2611
USB|US BANCORP|BARD|Robert W. Baird & Co. Incorporated|110851
USB|US BANCORP|BATM|CBOE TRADING, INC.|14998
USB|US BANCORP|BAYC|BAY CREST PARTNERS, LLC|110
USB|US BANCORP|BAYT|BTIG, LLC|12650
USB|US BANCORP|BBNT|BB&T SECURITIES, LLC|13175
USB|US BANCORP|BERN|Sanford C. Bernstein & Co., LLC|548240
USB|US BANCORP|BIDS|BIDS TRADING L.P.|7300
USB|US BANCORP|BIMI|Banca IMI Securities Corp.|3000
USB|US BANCORP|BKCM|BNY Mellon Capital Markets LLC|9709
USB|US BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|69740
USB|US BANCORP|BLKX|INSTINET, LLC|932581
USB|US BANCORP|BMOC|BMO Capital Markets Corp.|2600
USB|US BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|822047
USB|US BANCORP|BTIG|BTIG, LLC|344473
USB|US BANCORP|BYXM|CBOE TRADING, INC.|5131
USB|US BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|2506
USB|US BANCORP|CAMC|Cambria Capital, LLC|500
USB|US BANCORP|CANT|Cantor Fitzgerald & Co.|42153
USB|US BANCORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|226394
USB|US BANCORP|CHAS|Charles Schwab & Co., Inc.|25282
USB|US BANCORP|CIBP|CIBC World Markets Corp.|103366
USB|US BANCORP|CICF|Canaccord Genuity Corp.|1104
USB|US BANCORP|CIOI|CITIGROUP GLOBAL MARKETS INC|318000
USB|US BANCORP|CIST|Capital Institutional Services, Inc.|30965
USB|US BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1362459
USB|US BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
USB|US BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10087
USB|US BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800227
USB|US BANCORP|CTDE|CHOICETRADE|1
USB|US BANCORP|CTDL|Citadel Derivatives Group Llc|30367
USB|US BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|413988
USB|US BANCORP|DADA|D.A. Davidson & Co.|6394
USB|US BANCORP|DAVA|Davenport & Company LLC|1140
USB|US BANCORP|DBAB|Deutsche Bank Securities Inc.|1721352
USB|US BANCORP|DBAX|Deutsche Bank Securities Inc.|1884800
USB|US BANCORP|DBUL|Deutsche Bank Securities Inc.|700
USB|US BANCORP|DCHF|Dart Executions, LLC|27589
USB|US BANCORP|DEAN|MORGAN STANLEY|15012
USB|US BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12814
USB|US BANCORP|EBXL|EBX LLC|1549100
USB|US BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|166830
USB|US BANCORP|EDJC|Edward Jones / CDS|4981
USB|US BANCORP|EDJO|Edward D. Jones & Co., L.P.|176800
USB|US BANCORP|EGAM|CBOE TRADING, INC.|82852
USB|US BANCORP|EGAW|CBOE TRADING, INC.|836
USB|US BANCORP|EGMT|EG MARKET TECHNOLOGIES LLC|400
USB|US BANCORP|EGXM|CBOE TRADING, INC.|5130
USB|US BANCORP|EGXW|CBOE TRADING, INC.|6
USB|US BANCORP|ESPO|ESPOSITO SECURITIES, LLC|18033
USB|US BANCORP|ETBE|Electronic Transaction Clearing, Inc.|75555
USB|US BANCORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
USB|US BANCORP|ETCB|ETC BROKERAGE SERVICES, LLC|13
USB|US BANCORP|ETCC|Electronic Transaction Clearing, Inc.|2009
USB|US BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6191
USB|US BANCORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10415
USB|US BANCORP|ETRS|E*Trade Securities LLC|85526
USB|US BANCORP|FBSB|U.S. Bancorp Investments, Inc.|21996
USB|US BANCORP|FFSI|Firstrade Securities Inc.|30
USB|US BANCORP|FIDT|Fidelity Clearing Canada ULC./ CDS|159
USB|US BANCORP|FILL|Tradestation Securities, Inc.|11469
USB|US BANCORP|FINX|FINTECH SECURITIES|25836
USB|US BANCORP|FMAF|NBCN Inc./ CDS|53101
USB|US BANCORP|FMCO|First Manhattan Co|18825
USB|US BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5005
USB|US BANCORP|FQLS|Quantlab Securities LP|1654971
USB|US BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|322866
USB|US BANCORP|FTBR|Foliofn Investments, Inc.|6734
USB|US BANCORP|GBMT|GBM International, Inc.|469
USB|US BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|112754
USB|US BANCORP|GLIS|TD Securities Inc|1512
USB|US BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|127783
USB|US BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|7787470
USB|US BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|16393
USB|US BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|65672
USB|US BANCORP|GTSZ|GTS SECURITIES LLC|1253160
USB|US BANCORP|HAPX|HAP Trading, LLC|300
USB|US BANCORP|HRBF|American Enterprise Investment Services Inc.|37369
USB|US BANCORP|HSBC|HSBC Securities, Inc.|17033
USB|US BANCORP|IATS|INTERACTIVE BROKERS LLC|23633
USB|US BANCORP|IBKR|Interactive Brokers Llc|56353
USB|US BANCORP|IBSJ|Integrity Brokerage Services, Inc.|150
USB|US BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9220
USB|US BANCORP|ICBX|INSTINET, LLC|655699
USB|US BANCORP|IEQY|CITADEL SECURITIES LLC|816703
USB|US BANCORP|INCA|INSTINET, LLC|1271010
USB|US BANCORP|INJX|INSTINET, LLC|10086
USB|US BANCORP|INTL|INTL FCSTONE FINANCIAL INC.|2421
USB|US BANCORP|ITGI|ITG Inc.|563323
USB|US BANCORP|ITGP|ITG INC.|921800
USB|US BANCORP|JANY|Janney Montgomery Scott Inc.|40013
USB|US BANCORP|JEFF|JEFFERIES LLC|706307
USB|US BANCORP|JMPT|JUMP TRADING, LLC|557822
USB|US BANCORP|JONE|JonesTrading|21175
USB|US BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|506120
USB|US BANCORP|JPMX|J.P. Morgan Securities LLC|1938494
USB|US BANCORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|20649
USB|US BANCORP|JSJX|JANE STREET CAPITAL LLC|55897
USB|US BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|126676
USB|US BANCORP|KCGM|VIRTU Americas LLC|353147
USB|US BANCORP|LEHM|Barclays Capital Inc./Le|5099157
USB|US BANCORP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|130
USB|US BANCORP|LIME|Lime Brokerage LLC|343152
USB|US BANCORP|LIWD|LIME BROKERAGE LLC|1086
USB|US BANCORP|LIWK|LIME BROKERAGE LLC|12
USB|US BANCORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|334800
USB|US BANCORP|LOOP|Loop Capital Markets LLC|7730
USB|US BANCORP|LQNA|LIQUIDNET, INC.|417500
USB|US BANCORP|LQNB|LIQUIDNET, INC.|200
USB|US BANCORP|LSCI|Lek Securities Corporation|4983
USB|US BANCORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
USB|US BANCORP|MACC|Mid Atlantic Capital Corporation|14867
USB|US BANCORP|MACQ|Macquarie Capital (USA) Inc.|1703
USB|US BANCORP|MAXM|Maxim Group LLC|13298
USB|US BANCORP|MCMF|Raymond James Ltd. Cds|2868
USB|US BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|821549
USB|US BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|16425
USB|US BANCORP|MOTF|MOTIF INVESTING, INC.|53
USB|US BANCORP|MPSG|E D & F Man Capital Markets Inc.|5803
USB|US BANCORP|MSCO|MORGAN STANLEY & CO. LLC|10027850
USB|US BANCORP|MSPL|MORGAN STANLEY & CO. LLC|1883700
USB|US BANCORP|MSTX|MORGAN STANLEY & CO. LLC|1110800
USB|US BANCORP|NATL|National Securities Corporation|50
USB|US BANCORP|NBCS|NBC Securities, INC.|39
USB|US BANCORP|NEUB|NEUBERGER BERMAN BD LLC|4088
USB|US BANCORP|NFSC|National Financial Services LLC|1346998
USB|US BANCORP|NITE|VIRTU Americas LLC|2889006
USB|US BANCORP|NITP|VIRTU Americas LLC|648
USB|US BANCORP|NMRA|Nomura Securities International, Inc.|400
USB|US BANCORP|NQRB|Brut, LLC|65569
USB|US BANCORP|NTBF|BMO Nesbitt Burns Inc./CDS|11153
USB|US BANCORP|NTRC|Northern Trust Securities, Inc.|36818
USB|US BANCORP|OHOS|TWO SIGMA SECURITIES, LLC|309056
USB|US BANCORP|ONEL|O'NEIL SECURITIES, INCORPORATED|19
USB|US BANCORP|OPCO|Oppenheimer & Co. Inc.|29080
USB|US BANCORP|OTAA|OTA LLC|600
USB|US BANCORP|PAUL|Paulson Investment Company, Inc.|100
USB|US BANCORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|8196
USB|US BANCORP|PDQM|CODA MARKETS, INC.|53139
USB|US BANCORP|PHLY|NASDAQ Execution Services, LLC|29956
USB|US BANCORP|PICT|Pictet Overseas Inc.|470
USB|US BANCORP|PNSR|Penserra Securities, LLC|16800
USB|US BANCORP|PWJC|UBS Financial Services, Inc.|71420
USB|US BANCORP|QMSR|QUATTRO M SECURITIES INC.|27153
USB|US BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|293647
USB|US BANCORP|SAGL|SAGETRADER, LLC|21305
USB|US BANCORP|SALI|INTL FCSTONE FINANCIAL INC.|761
USB|US BANCORP|SBRX|MURIEL SIEBERT & CO INC|446
USB|US BANCORP|SBSH|Citigroup Global Markets Inc.|1434671
USB|US BANCORP|SEIC|SEI Investments Distribution Co.|28390
USB|US BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|1454352
USB|US BANCORP|SIDC|Sidoti & Company, LLC|100
USB|US BANCORP|SJLS|TRADE INFORMATICS LLC|1600
USB|US BANCORP|SPDR|SPEEDROUTE LLC|169497
USB|US BANCORP|SPHN|Stephens Inc.|566
USB|US BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1000
USB|US BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|65645
USB|US BANCORP|STKP|STOCKPILE INVESTMENTS, INC.|88
USB|US BANCORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20391
USB|US BANCORP|SWIM|TD Ameritrade, Inc.|66821
USB|US BANCORP|SWST|Hilltop Securities Inc.|7818
USB|US BANCORP|TDSI|TD Securities (USA) LLC|5600
USB|US BANCORP|TKNG|ALLY INVEST SECURITIES LLC|2249
USB|US BANCORP|TRBT|Tradebot Systems, Inc.|1133013
USB|US BANCORP|TRCM|TRC MARKETS LLC|1153462
USB|US BANCORP|UBSA|UBS SECURITIES LLC|3672477
USB|US BANCORP|UBSS|UBS Securities LLC|3363210
USB|US BANCORP|VALX|VIRTU AMERICAS LLC|103062
USB|US BANCORP|VGRD|Vanguard Marketing Corporation|72052
USB|US BANCORP|VNDM|Wall Street Access|55925
USB|US BANCORP|VNDS|VANDHAM SECURITIES CORP|10050
USB|US BANCORP|WABR|Wall Street Access|2000
USB|US BANCORP|WBLR|WILLIAM BLAIR|39100
USB|US BANCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|28145
USB|US BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|903706
USB|US BANCORP|WDNX|WEEDEN & CO.L.P.|6444
USB|US BANCORP|WEDB|WEDBUSH SECURITIES INC.|29823
USB|US BANCORP|WEED|Weeden & Co.L.P.|1252971
USB|US BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|151542
USB|US BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|145194
USB|US BANCORP|WGIF|CIBC World Markets Inc.|4703
USB|US BANCORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|16925
USB|US BANCORP|WSEA|WOLVERINE SECURITIES, LLC|37848
USB|US BANCORP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1500
USB|US BANCORP|XIST|INSTINET, LLC|914408
USB|US BANCORP|XPQR|Jump Trading|1000
USB|US BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|331524
USB|US BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2423
USB|US BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|68806
USB$A|U.S. BANCORP|DEAN|MORGAN STANLEY|15
USB$A|U.S. BANCORP|ETRS|E*Trade Securities LLC|2
USB$A|U.S. BANCORP|FMCO|First Manhattan Co|1
USB$A|U.S. BANCORP|IBKR|Interactive Brokers Llc|20
USB$A|U.S. BANCORP|ITGI|ITG Inc.|1
USB$A|U.S. BANCORP|LIME|Lime Brokerage LLC|25
USB$A|U.S. BANCORP|MSCO|MORGAN STANLEY & CO. LLC|545
USB$A|U.S. BANCORP|NFSC|National Financial Services LLC|44
USB$A|U.S. BANCORP|NITE|VIRTU Americas LLC|10
USB$A|U.S. BANCORP|PWJC|UBS Financial Services, Inc.|91
USB$A|U.S. BANCORP|UBSS|UBS Securities LLC|115
USB$A|U.S. BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|74
USB$A|U.S. BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|52
USB$H|US BANCORP DEP SH|ALTX|Alternet Securities Inc.|1000
USB$H|US BANCORP DEP SH|BANK|Primevest Financial Services, Inc.|31
USB$H|US BANCORP DEP SH|BARD|Robert W. Baird & Co. Incorporated|4785
USB$H|US BANCORP DEP SH|BATM|CBOE TRADING, INC.|300
USB$H|US BANCORP DEP SH|BBNT|BB&T SECURITIES, LLC|404
USB$H|US BANCORP DEP SH|BERN|Sanford C. Bernstein & Co., LLC|1500
USB$H|US BANCORP DEP SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10839
USB$H|US BANCORP DEP SH|BYXM|CBOE TRADING, INC.|38
USB$H|US BANCORP DEP SH|CIST|Capital Institutional Services, Inc.|150
USB$H|US BANCORP DEP SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1884
USB$H|US BANCORP DEP SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
USB$H|US BANCORP DEP SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6607
USB$H|US BANCORP DEP SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|2908
USB$H|US BANCORP DEP SH|DAVA|Davenport & Company LLC|540
USB$H|US BANCORP DEP SH|DBAX|Deutsche Bank Securities Inc.|6500
USB$H|US BANCORP DEP SH|DEAN|MORGAN STANLEY|8301
USB$H|US BANCORP DEP SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3895
USB$H|US BANCORP DEP SH|EBXL|EBX LLC|3500
USB$H|US BANCORP DEP SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|7409
USB$H|US BANCORP DEP SH|EDJO|Edward D. Jones & Co., L.P.|2272
USB$H|US BANCORP DEP SH|EGXM|CBOE TRADING, INC.|565
USB$H|US BANCORP DEP SH|ETRS|E*Trade Securities LLC|600
USB$H|US BANCORP DEP SH|FBSB|U.S. Bancorp Investments, Inc.|579
USB$H|US BANCORP DEP SH|FMAF|NBCN Inc./ CDS|51
USB$H|US BANCORP DEP SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|165
USB$H|US BANCORP DEP SH|FTBR|Foliofn Investments, Inc.|569
USB$H|US BANCORP DEP SH|GLPX|ACS EXECUTION SERVICES, LLC|706
USB$H|US BANCORP DEP SH|GSCO|GOLDMAN SACHS & CO. LLC|2700
USB$H|US BANCORP DEP SH|GSLT|GOLDMAN SACHS & CO. LLC|2845
USB$H|US BANCORP DEP SH|GTSZ|GTS SECURITIES LLC|38
USB$H|US BANCORP DEP SH|HRBF|American Enterprise Investment Services Inc.|2103
USB$H|US BANCORP DEP SH|IATS|INTERACTIVE BROKERS LLC|300
USB$H|US BANCORP DEP SH|IBKR|Interactive Brokers Llc|585
USB$H|US BANCORP DEP SH|ICBX|INSTINET, LLC|2700
USB$H|US BANCORP DEP SH|INCA|INSTINET, LLC|1918
USB$H|US BANCORP DEP SH|INJX|INSTINET, LLC|100
USB$H|US BANCORP DEP SH|ITGI|ITG Inc.|508
USB$H|US BANCORP DEP SH|ITGP|ITG INC.|400
USB$H|US BANCORP DEP SH|JANY|Janney Montgomery Scott Inc.|650
USB$H|US BANCORP DEP SH|JPMX|J.P. Morgan Securities LLC|5556
USB$H|US BANCORP DEP SH|JSJX|JANE STREET CAPITAL LLC|347
USB$H|US BANCORP DEP SH|KCGM|VIRTU Americas LLC|1300
USB$H|US BANCORP DEP SH|LEHM|Barclays Capital Inc./Le|600
USB$H|US BANCORP DEP SH|LIME|Lime Brokerage LLC|1236
USB$H|US BANCORP DEP SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
USB$H|US BANCORP DEP SH|MACC|Mid Atlantic Capital Corporation|1629
USB$H|US BANCORP DEP SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2712
USB$H|US BANCORP DEP SH|MSCO|MORGAN STANLEY & CO. LLC|19601
USB$H|US BANCORP DEP SH|NATL|National Securities Corporation|2000
USB$H|US BANCORP DEP SH|NFSC|National Financial Services LLC|15543
USB$H|US BANCORP DEP SH|NITE|VIRTU Americas LLC|50412
USB$H|US BANCORP DEP SH|NQRB|Brut, LLC|502
USB$H|US BANCORP DEP SH|NTBF|BMO Nesbitt Burns Inc./CDS|31
USB$H|US BANCORP DEP SH|OLDM|OLD MISSION CAPITAL, LLC|300
USB$H|US BANCORP DEP SH|PDQM|CODA MARKETS, INC.|1106
USB$H|US BANCORP DEP SH|PWJC|UBS Financial Services, Inc.|20336
USB$H|US BANCORP DEP SH|RBCM|RBC CAPITAL MARKETS, LLC|11570
USB$H|US BANCORP DEP SH|SAGC|SAGETRADER, LLC|700
USB$H|US BANCORP DEP SH|SBSH|Citigroup Global Markets Inc.|10
USB$H|US BANCORP DEP SH|SGMT|GOLDMAN SACHS & CO. LLC|4557
USB$H|US BANCORP DEP SH|SPDR|SPEEDROUTE LLC|600
USB$H|US BANCORP DEP SH|STFL|Stifel, Nicolaus & Company, Incorporated|1880
USB$H|US BANCORP DEP SH|TRBT|Tradebot Systems, Inc.|1014
USB$H|US BANCORP DEP SH|UBSA|UBS SECURITIES LLC|8270
USB$H|US BANCORP DEP SH|UBSS|UBS Securities LLC|58830
USB$H|US BANCORP DEP SH|VGRD|Vanguard Marketing Corporation|1130
USB$H|US BANCORP DEP SH|WBLR|WILLIAM BLAIR|380
USB$H|US BANCORP DEP SH|WCHV|WELLS FARGO SECURITIES, LLC|30843
USB$H|US BANCORP DEP SH|WEED|Weeden & Co.L.P.|4000
USB$H|US BANCORP DEP SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1000
USB$H|US BANCORP DEP SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|172
USB$H|US BANCORP DEP SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|3600
USB$H|US BANCORP DEP SH|YKNA|COMHAR CAPITAL MARKETS, LLC|200
USB$H|US BANCORP DEP SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1235
USB$M|U.S. BANCORP|ALTX|Alternet Securities Inc.|204
USB$M|U.S. BANCORP|BANK|Primevest Financial Services, Inc.|360
USB$M|U.S. BANCORP|BARD|Robert W. Baird & Co. Incorporated|4651
USB$M|U.S. BANCORP|BATM|CBOE TRADING, INC.|400
USB$M|U.S. BANCORP|BBNT|BB&T SECURITIES, LLC|219
USB$M|U.S. BANCORP|BERN|Sanford C. Bernstein & Co., LLC|3927
USB$M|U.S. BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2756
USB$M|U.S. BANCORP|BNCH|The Benchmark Company, LLC|700
USB$M|U.S. BANCORP|BTIG|BTIG, LLC|105
USB$M|U.S. BANCORP|BYXM|CBOE TRADING, INC.|200
USB$M|U.S. BANCORP|CANT|Cantor Fitzgerald & Co.|75478
USB$M|U.S. BANCORP|CHAS|Charles Schwab & Co., Inc.|253
USB$M|U.S. BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2392
USB$M|U.S. BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6670
USB$M|U.S. BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|6000
USB$M|U.S. BANCORP|DADA|D.A. Davidson & Co.|1080
USB$M|U.S. BANCORP|DBAX|Deutsche Bank Securities Inc.|43700
USB$M|U.S. BANCORP|DEAN|MORGAN STANLEY|20933
USB$M|U.S. BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|193
USB$M|U.S. BANCORP|EBXL|EBX LLC|21000
USB$M|U.S. BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|19757
USB$M|U.S. BANCORP|EDJO|Edward D. Jones & Co., L.P.|652
USB$M|U.S. BANCORP|EGXM|CBOE TRADING, INC.|308
USB$M|U.S. BANCORP|ETRS|E*Trade Securities LLC|97
USB$M|U.S. BANCORP|FINX|FINTECH SECURITIES|2396
USB$M|U.S. BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|292
USB$M|U.S. BANCORP|FTBR|Foliofn Investments, Inc.|430
USB$M|U.S. BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|1153
USB$M|U.S. BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|16557
USB$M|U.S. BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|600
USB$M|U.S. BANCORP|GTSZ|GTS SECURITIES LLC|100
USB$M|U.S. BANCORP|HRBF|American Enterprise Investment Services Inc.|9993
USB$M|U.S. BANCORP|IATS|INTERACTIVE BROKERS LLC|800
USB$M|U.S. BANCORP|IBKR|Interactive Brokers Llc|8325
USB$M|U.S. BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1804
USB$M|U.S. BANCORP|ICBX|INSTINET, LLC|500
USB$M|U.S. BANCORP|INCA|INSTINET, LLC|4115
USB$M|U.S. BANCORP|ITGI|ITG Inc.|2856
USB$M|U.S. BANCORP|ITGP|ITG INC.|200
USB$M|U.S. BANCORP|JANY|Janney Montgomery Scott Inc.|111
USB$M|U.S. BANCORP|JEFF|JEFFERIES LLC|2275
USB$M|U.S. BANCORP|JPMX|J.P. Morgan Securities LLC|5000
USB$M|U.S. BANCORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|2944
USB$M|U.S. BANCORP|JSJX|JANE STREET CAPITAL LLC|642
USB$M|U.S. BANCORP|KCGM|VIRTU Americas LLC|4059
USB$M|U.S. BANCORP|LEHM|Barclays Capital Inc./Le|3800
USB$M|U.S. BANCORP|LIME|Lime Brokerage LLC|1447
USB$M|U.S. BANCORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
USB$M|U.S. BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10248
USB$M|U.S. BANCORP|MSCO|MORGAN STANLEY & CO. LLC|296515
USB$M|U.S. BANCORP|MSPL|MORGAN STANLEY & CO. LLC|3300
USB$M|U.S. BANCORP|NEUB|NEUBERGER BERMAN BD LLC|270
USB$M|U.S. BANCORP|NFSC|National Financial Services LLC|26562
USB$M|U.S. BANCORP|NITE|VIRTU Americas LLC|73449
USB$M|U.S. BANCORP|NQRB|Brut, LLC|2328
USB$M|U.S. BANCORP|NTBF|BMO Nesbitt Burns Inc./CDS|90
USB$M|U.S. BANCORP|OLDM|OLD MISSION CAPITAL, LLC|100
USB$M|U.S. BANCORP|OPCO|Oppenheimer & Co. Inc.|323
USB$M|U.S. BANCORP|PDQM|CODA MARKETS, INC.|1247
USB$M|U.S. BANCORP|PWJC|UBS Financial Services, Inc.|1101
USB$M|U.S. BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|4421
USB$M|U.S. BANCORP|SALI|INTL FCSTONE FINANCIAL INC.|83
USB$M|U.S. BANCORP|SBSH|Citigroup Global Markets Inc.|473
USB$M|U.S. BANCORP|SEIC|SEI Investments Distribution Co.|204
USB$M|U.S. BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|4523
USB$M|U.S. BANCORP|SPDR|SPEEDROUTE LLC|400
USB$M|U.S. BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|1547
USB$M|U.S. BANCORP|SWIM|TD Ameritrade, Inc.|6200
USB$M|U.S. BANCORP|SWST|Hilltop Securities Inc.|137
USB$M|U.S. BANCORP|TRBT|Tradebot Systems, Inc.|2444
USB$M|U.S. BANCORP|UBSA|UBS SECURITIES LLC|69946
USB$M|U.S. BANCORP|UBSS|UBS Securities LLC|48720
USB$M|U.S. BANCORP|VGRD|Vanguard Marketing Corporation|1678
USB$M|U.S. BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|67941
USB$M|U.S. BANCORP|WEDB|WEDBUSH SECURITIES INC.|272
USB$M|U.S. BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|949
USB$M|U.S. BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2400
USB$M|U.S. BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|94
USB$M|U.S. BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3638
USB$O|US BANCORP|ALTX|Alternet Securities Inc.|200
USB$O|US BANCORP|BARD|Robert W. Baird & Co. Incorporated|800
USB$O|US BANCORP|BATM|CBOE TRADING, INC.|856
USB$O|US BANCORP|BBNT|BB&T SECURITIES, LLC|450
USB$O|US BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2121
USB$O|US BANCORP|BTIG|BTIG, LLC|545
USB$O|US BANCORP|CHAS|Charles Schwab & Co., Inc.|175
USB$O|US BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2459
USB$O|US BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
USB$O|US BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8510
USB$O|US BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1350
USB$O|US BANCORP|DBAX|Deutsche Bank Securities Inc.|9100
USB$O|US BANCORP|DEAN|MORGAN STANLEY|1814
USB$O|US BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|309
USB$O|US BANCORP|EBXL|EBX LLC|7500
USB$O|US BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2473
USB$O|US BANCORP|EDJO|Edward D. Jones & Co., L.P.|1100
USB$O|US BANCORP|EGAM|CBOE TRADING, INC.|100
USB$O|US BANCORP|EGXM|CBOE TRADING, INC.|160
USB$O|US BANCORP|FBSB|U.S. Bancorp Investments, Inc.|1989
USB$O|US BANCORP|FINX|FINTECH SECURITIES|5185
USB$O|US BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3325
USB$O|US BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|217
USB$O|US BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|4664
USB$O|US BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|300
USB$O|US BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|100
USB$O|US BANCORP|GTSZ|GTS SECURITIES LLC|100
USB$O|US BANCORP|HRBF|American Enterprise Investment Services Inc.|1931
USB$O|US BANCORP|IATS|INTERACTIVE BROKERS LLC|200
USB$O|US BANCORP|IBKR|Interactive Brokers Llc|4729
USB$O|US BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|430
USB$O|US BANCORP|ICBX|INSTINET, LLC|5886
USB$O|US BANCORP|INCA|INSTINET, LLC|877
USB$O|US BANCORP|INJX|INSTINET, LLC|300
USB$O|US BANCORP|ITGI|ITG Inc.|463
USB$O|US BANCORP|ITGP|ITG INC.|2200
USB$O|US BANCORP|JEFF|JEFFERIES LLC|200
USB$O|US BANCORP|JPMX|J.P. Morgan Securities LLC|4400
USB$O|US BANCORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|1104
USB$O|US BANCORP|JSJX|JANE STREET CAPITAL LLC|307
USB$O|US BANCORP|KCGM|VIRTU Americas LLC|1100
USB$O|US BANCORP|LEHM|Barclays Capital Inc./Le|2800
USB$O|US BANCORP|LIME|Lime Brokerage LLC|782
USB$O|US BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5606
USB$O|US BANCORP|MSCO|MORGAN STANLEY & CO. LLC|8609
USB$O|US BANCORP|MSPL|MORGAN STANLEY & CO. LLC|2900
USB$O|US BANCORP|NFSC|National Financial Services LLC|41764
USB$O|US BANCORP|NITE|VIRTU Americas LLC|60583
USB$O|US BANCORP|NQRB|Brut, LLC|4300
USB$O|US BANCORP|OLDM|OLD MISSION CAPITAL, LLC|300
USB$O|US BANCORP|PDQM|CODA MARKETS, INC.|327
USB$O|US BANCORP|PWJC|UBS Financial Services, Inc.|40
USB$O|US BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|4794
USB$O|US BANCORP|SBSH|Citigroup Global Markets Inc.|820
USB$O|US BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|4305
USB$O|US BANCORP|SPDR|SPEEDROUTE LLC|1245
USB$O|US BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|438
USB$O|US BANCORP|SWIM|TD Ameritrade, Inc.|5000
USB$O|US BANCORP|SWST|Hilltop Securities Inc.|453
USB$O|US BANCORP|TRBT|Tradebot Systems, Inc.|400
USB$O|US BANCORP|UBSA|UBS SECURITIES LLC|16808
USB$O|US BANCORP|UBSS|UBS Securities LLC|23228
USB$O|US BANCORP|VNDM|Wall Street Access|6965
USB$O|US BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|61700
USB$O|US BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|247
USB$O|US BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|10
USB$O|US BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2544
USCI|US COMMODITY INDEX|ALTX|Alternet Securities Inc.|900
USCI|US COMMODITY INDEX|APCC|Apex Clearing Corporation|534
USCI|US COMMODITY INDEX|BANK|Primevest Financial Services, Inc.|75
USCI|US COMMODITY INDEX|BATM|CBOE TRADING, INC.|1005
USCI|US COMMODITY INDEX|BBNT|BB&T SECURITIES, LLC|687
USCI|US COMMODITY INDEX|BERN|Sanford C. Bernstein & Co., LLC|300
USCI|US COMMODITY INDEX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|471
USCI|US COMMODITY INDEX|CANT|Cantor Fitzgerald & Co.|989
USCI|US COMMODITY INDEX|CHAS|Charles Schwab & Co., Inc.|31034
USCI|US COMMODITY INDEX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|186725
USCI|US COMMODITY INDEX|CTDL|Citadel Derivatives Group Llc|664
USCI|US COMMODITY INDEX|DBAB|Deutsche Bank Securities Inc.|1198
USCI|US COMMODITY INDEX|DBAX|Deutsche Bank Securities Inc.|38600
USCI|US COMMODITY INDEX|DEAN|MORGAN STANLEY|3130
USCI|US COMMODITY INDEX|EBXL|EBX LLC|23900
USCI|US COMMODITY INDEX|EDJO|Edward D. Jones & Co., L.P.|2204
USCI|US COMMODITY INDEX|EGAM|CBOE TRADING, INC.|300
USCI|US COMMODITY INDEX|EGXM|CBOE TRADING, INC.|682
USCI|US COMMODITY INDEX|ETCB|ETC BROKERAGE SERVICES, LLC|23
USCI|US COMMODITY INDEX|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
USCI|US COMMODITY INDEX|ETRS|E*Trade Securities LLC|41682
USCI|US COMMODITY INDEX|FBSB|U.S. Bancorp Investments, Inc.|11
USCI|US COMMODITY INDEX|FILL|Tradestation Securities, Inc.|3009
USCI|US COMMODITY INDEX|FINX|FINTECH SECURITIES|100
USCI|US COMMODITY INDEX|FMAF|NBCN Inc./ CDS|1000
USCI|US COMMODITY INDEX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
USCI|US COMMODITY INDEX|FTBR|Foliofn Investments, Inc.|1372
USCI|US COMMODITY INDEX|GEBB|GLOBAL EXECUTION BROKERS, LP|1100
USCI|US COMMODITY INDEX|GLIS|TD Securities Inc|100
USCI|US COMMODITY INDEX|GLPX|ACS EXECUTION SERVICES, LLC|466
USCI|US COMMODITY INDEX|GSCO|GOLDMAN SACHS & CO. LLC|17879
USCI|US COMMODITY INDEX|GSLT|GOLDMAN SACHS & CO. LLC|334
USCI|US COMMODITY INDEX|GTSZ|GTS SECURITIES LLC|2200
USCI|US COMMODITY INDEX|HRBF|American Enterprise Investment Services Inc.|36975
USCI|US COMMODITY INDEX|IATS|INTERACTIVE BROKERS LLC|828
USCI|US COMMODITY INDEX|IBKR|Interactive Brokers Llc|22592
USCI|US COMMODITY INDEX|ICBX|INSTINET, LLC|33229
USCI|US COMMODITY INDEX|INCA|INSTINET, LLC|2600
USCI|US COMMODITY INDEX|ITGI|ITG Inc.|4447
USCI|US COMMODITY INDEX|ITGP|ITG INC.|200
USCI|US COMMODITY INDEX|JANY|Janney Montgomery Scott Inc.|326
USCI|US COMMODITY INDEX|JMPT|JUMP TRADING, LLC|100
USCI|US COMMODITY INDEX|JPMX|J.P. Morgan Securities LLC|22408
USCI|US COMMODITY INDEX|JSEB|JANE STREET EXECUTION SERVICES, LLC|137000
USCI|US COMMODITY INDEX|JSJX|JANE STREET CAPITAL LLC|244246
USCI|US COMMODITY INDEX|KCGM|VIRTU Americas LLC|85304
USCI|US COMMODITY INDEX|LEHM|Barclays Capital Inc./Le|102900
USCI|US COMMODITY INDEX|LIME|Lime Brokerage LLC|2990
USCI|US COMMODITY INDEX|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
USCI|US COMMODITY INDEX|MACC|Mid Atlantic Capital Corporation|577
USCI|US COMMODITY INDEX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37112
USCI|US COMMODITY INDEX|MOTF|MOTIF INVESTING, INC.|7
USCI|US COMMODITY INDEX|MSCO|MORGAN STANLEY & CO. LLC|75685
USCI|US COMMODITY INDEX|MSPL|MORGAN STANLEY & CO. LLC|3000
USCI|US COMMODITY INDEX|NFSC|National Financial Services LLC|217609
USCI|US COMMODITY INDEX|NITE|VIRTU Americas LLC|247936
USCI|US COMMODITY INDEX|NITP|VIRTU Americas LLC|12830
USCI|US COMMODITY INDEX|NQRB|Brut, LLC|100
USCI|US COMMODITY INDEX|NTBF|BMO Nesbitt Burns Inc./CDS|800
USCI|US COMMODITY INDEX|NTRC|Northern Trust Securities, Inc.|419
USCI|US COMMODITY INDEX|OLDM|OLD MISSION CAPITAL, LLC|477
USCI|US COMMODITY INDEX|OPCO|Oppenheimer & Co. Inc.|1566
USCI|US COMMODITY INDEX|PCPT|PHILLIP CAPITAL INC.|100
USCI|US COMMODITY INDEX|PDQM|CODA MARKETS, INC.|58169
USCI|US COMMODITY INDEX|PWJC|UBS Financial Services, Inc.|40
USCI|US COMMODITY INDEX|RBCM|RBC CAPITAL MARKETS, LLC|9179
USCI|US COMMODITY INDEX|SAGL|SAGETRADER, LLC|400
USCI|US COMMODITY INDEX|SBSH|Citigroup Global Markets Inc.|403
USCI|US COMMODITY INDEX|SGMT|GOLDMAN SACHS & CO. LLC|14069
USCI|US COMMODITY INDEX|SPDR|SPEEDROUTE LLC|1200
USCI|US COMMODITY INDEX|STFL|Stifel, Nicolaus & Company, Incorporated|859
USCI|US COMMODITY INDEX|SWIM|TD Ameritrade, Inc.|20265
USCI|US COMMODITY INDEX|TKNG|ALLY INVEST SECURITIES LLC|1088
USCI|US COMMODITY INDEX|TRBT|Tradebot Systems, Inc.|100
USCI|US COMMODITY INDEX|UBSA|UBS SECURITIES LLC|10031
USCI|US COMMODITY INDEX|UBSS|UBS Securities LLC|121802
USCI|US COMMODITY INDEX|VFIN|National Securities Corporation|25
USCI|US COMMODITY INDEX|VGRD|Vanguard Marketing Corporation|24899
USCI|US COMMODITY INDEX|WCHV|WELLS FARGO SECURITIES, LLC|18246
USCI|US COMMODITY INDEX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11
USCI|US COMMODITY INDEX|WGIF|CIBC World Markets Inc.|5251
USCI|US COMMODITY INDEX|WSEA|WOLVERINE SECURITIES, LLC|1090
USCI|US COMMODITY INDEX|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
USCI|US COMMODITY INDEX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21100
USCR|U S CONCRETE INC|ACLP|ALEXANDER CAPITAL, L.P.|1900
USCR|U S CONCRETE INC|APCC|Apex Clearing Corporation|251
USCR|U S CONCRETE INC|BANK|Primevest Financial Services, Inc.|180
USCR|U S CONCRETE INC|BARD|Robert W. Baird & Co. Incorporated|650
USCR|U S CONCRETE INC|BATM|CBOE TRADING, INC.|2886
USCR|U S CONCRETE INC|BAYT|BTIG, LLC|3900
USCR|U S CONCRETE INC|BBNT|BB&T SECURITIES, LLC|2302
USCR|U S CONCRETE INC|BERN|Sanford C. Bernstein & Co., LLC|69454
USCR|U S CONCRETE INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4108
USCR|U S CONCRETE INC|BLKX|INSTINET, LLC|25400
USCR|U S CONCRETE INC|BMOC|BMO Capital Markets Corp.|2548
USCR|U S CONCRETE INC|BNPX|BNP PARIBAS SECURITIES CORP.|2704
USCR|U S CONCRETE INC|BRVL|BLAYLOCK VAN, LLC|200
USCR|U S CONCRETE INC|BTIG|BTIG, LLC|7575
USCR|U S CONCRETE INC|BYXM|CBOE TRADING, INC.|30
USCR|U S CONCRETE INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|16400
USCR|U S CONCRETE INC|CHAS|Charles Schwab & Co., Inc.|1782
USCR|U S CONCRETE INC|CIST|Capital Institutional Services, Inc.|8
USCR|U S CONCRETE INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74237
USCR|U S CONCRETE INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
USCR|U S CONCRETE INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5
USCR|U S CONCRETE INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|115466
USCR|U S CONCRETE INC|CTDL|Citadel Derivatives Group Llc|22709
USCR|U S CONCRETE INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|26588
USCR|U S CONCRETE INC|DADA|D.A. Davidson & Co.|3371
USCR|U S CONCRETE INC|DBAB|Deutsche Bank Securities Inc.|279817
USCR|U S CONCRETE INC|DBAX|Deutsche Bank Securities Inc.|165600
USCR|U S CONCRETE INC|DBUL|Deutsche Bank Securities Inc.|132
USCR|U S CONCRETE INC|DEAN|MORGAN STANLEY|11239
USCR|U S CONCRETE INC|DEGS|RONIN PROFESSIONAL LLC|969
USCR|U S CONCRETE INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5836
USCR|U S CONCRETE INC|EBXL|EBX LLC|135300
USCR|U S CONCRETE INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5400
USCR|U S CONCRETE INC|EDJC|Edward Jones / CDS|53
USCR|U S CONCRETE INC|EDJO|Edward D. Jones & Co., L.P.|2723
USCR|U S CONCRETE INC|EGAM|CBOE TRADING, INC.|9070
USCR|U S CONCRETE INC|EGMT|EG MARKET TECHNOLOGIES LLC|1338
USCR|U S CONCRETE INC|EGXM|CBOE TRADING, INC.|2641
USCR|U S CONCRETE INC|ETBE|Electronic Transaction Clearing, Inc.|2930
USCR|U S CONCRETE INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
USCR|U S CONCRETE INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28362
USCR|U S CONCRETE INC|ETRS|E*Trade Securities LLC|77559
USCR|U S CONCRETE INC|FBCO|Credit Suisse Securities (USA) LLC|306556
USCR|U S CONCRETE INC|FFSI|Firstrade Securities Inc.|50
USCR|U S CONCRETE INC|FILL|Tradestation Securities, Inc.|763
USCR|U S CONCRETE INC|FOMA|TD AMERITRADE CLEARING, INC.|117862
USCR|U S CONCRETE INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
USCR|U S CONCRETE INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25732
USCR|U S CONCRETE INC|FTBR|Foliofn Investments, Inc.|353
USCR|U S CONCRETE INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7695
USCR|U S CONCRETE INC|GLIS|TD Securities Inc|50
USCR|U S CONCRETE INC|GLPX|ACS EXECUTION SERVICES, LLC|82
USCR|U S CONCRETE INC|GSCO|GOLDMAN SACHS & CO. LLC|315453
USCR|U S CONCRETE INC|GSCS|GOLDMAN SACHS & CO. LLC|15667
USCR|U S CONCRETE INC|GSLT|GOLDMAN SACHS & CO. LLC|3575
USCR|U S CONCRETE INC|GTSZ|GTS SECURITIES LLC|1000
USCR|U S CONCRETE INC|HRBF|American Enterprise Investment Services Inc.|4786
USCR|U S CONCRETE INC|IBKR|Interactive Brokers Llc|71712
USCR|U S CONCRETE INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|45
USCR|U S CONCRETE INC|ICBX|INSTINET, LLC|31376
USCR|U S CONCRETE INC|IEQY|CITADEL SECURITIES LLC|42920
USCR|U S CONCRETE INC|INCA|INSTINET, LLC|135333
USCR|U S CONCRETE INC|INJX|INSTINET, LLC|76748
USCR|U S CONCRETE INC|ITGI|ITG Inc.|27125
USCR|U S CONCRETE INC|ITGP|ITG INC.|348400
USCR|U S CONCRETE INC|JANY|Janney Montgomery Scott Inc.|4695
USCR|U S CONCRETE INC|JEFF|JEFFERIES LLC|112590
USCR|U S CONCRETE INC|JMPT|JUMP TRADING, LLC|29136
USCR|U S CONCRETE INC|JPBX|J.P. MORGAN SECURITIES LLC|36596
USCR|U S CONCRETE INC|JPMX|J.P. Morgan Securities LLC|239759
USCR|U S CONCRETE INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|250
USCR|U S CONCRETE INC|KCGM|VIRTU Americas LLC|32849
USCR|U S CONCRETE INC|KCRD|PHX FINANCIAL, INC.|1000
USCR|U S CONCRETE INC|KEYB|KEYBANC CAPITAL MARKETS INC.|33340
USCR|U S CONCRETE INC|LEER|LEERINK PARTNERS LLC|650
USCR|U S CONCRETE INC|LEHM|Barclays Capital Inc./Le|258211
USCR|U S CONCRETE INC|LIME|Lime Brokerage LLC|63770
USCR|U S CONCRETE INC|LOOP|Loop Capital Markets LLC|198
USCR|U S CONCRETE INC|LQNA|LIQUIDNET, INC.|102500
USCR|U S CONCRETE INC|LSCI|Lek Securities Corporation|3
USCR|U S CONCRETE INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
USCR|U S CONCRETE INC|MAXM|Maxim Group LLC|896
USCR|U S CONCRETE INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78682
USCR|U S CONCRETE INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|20
USCR|U S CONCRETE INC|MSCO|MORGAN STANLEY & CO. LLC|1068738
USCR|U S CONCRETE INC|MSPL|MORGAN STANLEY & CO. LLC|53300
USCR|U S CONCRETE INC|MSTX|MORGAN STANLEY & CO. LLC|39300
USCR|U S CONCRETE INC|NFSC|National Financial Services LLC|123144
USCR|U S CONCRETE INC|NITE|VIRTU Americas LLC|225195
USCR|U S CONCRETE INC|NITP|VIRTU Americas LLC|400
USCR|U S CONCRETE INC|NQRB|Brut, LLC|17925
USCR|U S CONCRETE INC|NTRC|Northern Trust Securities, Inc.|795
USCR|U S CONCRETE INC|OPCO|Oppenheimer & Co. Inc.|1712
USCR|U S CONCRETE INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2215
USCR|U S CONCRETE INC|PDQM|CODA MARKETS, INC.|23850
USCR|U S CONCRETE INC|PHLY|NASDAQ Execution Services, LLC|1000
USCR|U S CONCRETE INC|PWJC|UBS Financial Services, Inc.|3095
USCR|U S CONCRETE INC|RAJA|Raymond James & Associates, Inc.|19563
USCR|U S CONCRETE INC|RBCM|RBC CAPITAL MARKETS, LLC|10790
USCR|U S CONCRETE INC|RHCO|Suntrust Robinson Humphrey, Inc.|28945
USCR|U S CONCRETE INC|SAGL|SAGETRADER, LLC|180
USCR|U S CONCRETE INC|SAGW|SAGETRADER, LLC|130
USCR|U S CONCRETE INC|SBSH|Citigroup Global Markets Inc.|66458
USCR|U S CONCRETE INC|SGMT|GOLDMAN SACHS & CO. LLC|63250
USCR|U S CONCRETE INC|SPDR|SPEEDROUTE LLC|2765
USCR|U S CONCRETE INC|SPHN|Stephens Inc.|35670
USCR|U S CONCRETE INC|SPTD|MINT GLOBAL MARKETS, INC.|10
USCR|U S CONCRETE INC|STFL|Stifel, Nicolaus & Company, Incorporated|65305
USCR|U S CONCRETE INC|STKP|STOCKPILE INVESTMENTS, INC.|42
USCR|U S CONCRETE INC|SWIM|TD Ameritrade, Inc.|17023
USCR|U S CONCRETE INC|SWST|Hilltop Securities Inc.|3300
USCR|U S CONCRETE INC|TKNG|ALLY INVEST SECURITIES LLC|2670
USCR|U S CONCRETE INC|TRBT|Tradebot Systems, Inc.|25899
USCR|U S CONCRETE INC|TRCM|TRC MARKETS LLC|74973
USCR|U S CONCRETE INC|TWTT|TASTYWORKS, INC.|4
USCR|U S CONCRETE INC|UBSA|UBS SECURITIES LLC|235290
USCR|U S CONCRETE INC|UBSS|UBS Securities LLC|304701
USCR|U S CONCRETE INC|VALX|VIRTU AMERICAS LLC|4718
USCR|U S CONCRETE INC|VGRD|Vanguard Marketing Corporation|10176
USCR|U S CONCRETE INC|VNDM|Wall Street Access|20298
USCR|U S CONCRETE INC|WBPX|SUMMIT SECURITIES GROUP, LLC|900
USCR|U S CONCRETE INC|WCHV|WELLS FARGO SECURITIES, LLC|312764
USCR|U S CONCRETE INC|WDNX|WEEDEN & CO.L.P.|7596
USCR|U S CONCRETE INC|WEDB|WEDBUSH SECURITIES INC.|450
USCR|U S CONCRETE INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17415
USCR|U S CONCRETE INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7754
USCR|U S CONCRETE INC|WFPB|Wells Fargo Securities, LLC.|600
USCR|U S CONCRETE INC|WGIF|CIBC World Markets Inc.|1435
USCR|U S CONCRETE INC|WORD|Worden Capital Management LLC|1500
USCR|U S CONCRETE INC|WSEA|WOLVERINE SECURITIES, LLC|2637
USCR|U S CONCRETE INC|XIST|INSTINET, LLC|28400
USCR|U S CONCRETE INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15110
USCR|U S CONCRETE INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7074
USD|ULTRA SEMICONDUCTORS|APCC|Apex Clearing Corporation|1645
USD|ULTRA SEMICONDUCTORS|BATM|CBOE TRADING, INC.|980
USD|ULTRA SEMICONDUCTORS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|550
USD|ULTRA SEMICONDUCTORS|CHAS|Charles Schwab & Co., Inc.|6
USD|ULTRA SEMICONDUCTORS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1524
USD|ULTRA SEMICONDUCTORS|DEGS|RONIN PROFESSIONAL LLC|800
USD|ULTRA SEMICONDUCTORS|EBXL|EBX LLC|300
USD|ULTRA SEMICONDUCTORS|ETRS|E*Trade Securities LLC|13324
USD|ULTRA SEMICONDUCTORS|FBSB|U.S. Bancorp Investments, Inc.|400
USD|ULTRA SEMICONDUCTORS|FILL|Tradestation Securities, Inc.|470
USD|ULTRA SEMICONDUCTORS|FMAF|NBCN Inc./ CDS|231
USD|ULTRA SEMICONDUCTORS|GSCO|GOLDMAN SACHS & CO. LLC|18200
USD|ULTRA SEMICONDUCTORS|GTSZ|GTS SECURITIES LLC|1102
USD|ULTRA SEMICONDUCTORS|HRBF|American Enterprise Investment Services Inc.|230
USD|ULTRA SEMICONDUCTORS|IATS|INTERACTIVE BROKERS LLC|807
USD|ULTRA SEMICONDUCTORS|IBKR|Interactive Brokers Llc|8923
USD|ULTRA SEMICONDUCTORS|INCA|INSTINET, LLC|448
USD|ULTRA SEMICONDUCTORS|JSJX|JANE STREET CAPITAL LLC|143
USD|ULTRA SEMICONDUCTORS|KCGM|VIRTU Americas LLC|98
USD|ULTRA SEMICONDUCTORS|LEHM|Barclays Capital Inc./Le|760
USD|ULTRA SEMICONDUCTORS|LIME|Lime Brokerage LLC|16404
USD|ULTRA SEMICONDUCTORS|MBTS|ALLY INVEST SECURITIES LLC|40
USD|ULTRA SEMICONDUCTORS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
USD|ULTRA SEMICONDUCTORS|MOTF|MOTIF INVESTING, INC.|1
USD|ULTRA SEMICONDUCTORS|MSCO|MORGAN STANLEY & CO. LLC|9960
USD|ULTRA SEMICONDUCTORS|NFSC|National Financial Services LLC|126365
USD|ULTRA SEMICONDUCTORS|NITE|VIRTU Americas LLC|98823
USD|ULTRA SEMICONDUCTORS|NQRB|Brut, LLC|400
USD|ULTRA SEMICONDUCTORS|PHLY|NASDAQ Execution Services, LLC|1000
USD|ULTRA SEMICONDUCTORS|RBCM|RBC CAPITAL MARKETS, LLC|50
USD|ULTRA SEMICONDUCTORS|SBSH|Citigroup Global Markets Inc.|787
USD|ULTRA SEMICONDUCTORS|SGMT|GOLDMAN SACHS & CO. LLC|357
USD|ULTRA SEMICONDUCTORS|STFL|Stifel, Nicolaus & Company, Incorporated|300
USD|ULTRA SEMICONDUCTORS|SWIM|TD Ameritrade, Inc.|9116
USD|ULTRA SEMICONDUCTORS|SWST|Hilltop Securities Inc.|363
USD|ULTRA SEMICONDUCTORS|TKNG|ALLY INVEST SECURITIES LLC|86
USD|ULTRA SEMICONDUCTORS|TRCM|TRC MARKETS LLC|624
USD|ULTRA SEMICONDUCTORS|UBSA|UBS SECURITIES LLC|472
USD|ULTRA SEMICONDUCTORS|UBSS|UBS Securities LLC|2656
USD|ULTRA SEMICONDUCTORS|VGRD|Vanguard Marketing Corporation|3559
USD|ULTRA SEMICONDUCTORS|WCHV|WELLS FARGO SECURITIES, LLC|888
USD|ULTRA SEMICONDUCTORS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|466
USD|ULTRA SEMICONDUCTORS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17218
USD|ULTRA SEMICONDUCTORS|WSEA|WOLVERINE SECURITIES, LLC|538
USDP|USD PARTNERS LP|APCC|Apex Clearing Corporation|21
USDP|USD PARTNERS LP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|112
USDP|USD PARTNERS LP|BTIG|BTIG, LLC|40000
USDP|USD PARTNERS LP|BZYD|GOLDMAN SACHS & CO. LLC|300
USDP|USD PARTNERS LP|CHAS|Charles Schwab & Co., Inc.|2000
USDP|USD PARTNERS LP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
USDP|USD PARTNERS LP|CXCX|CITIGROUP GLOBAL MARKETS INC.|172
USDP|USD PARTNERS LP|DBAB|Deutsche Bank Securities Inc.|1400
USDP|USD PARTNERS LP|DBAX|Deutsche Bank Securities Inc.|2000
USDP|USD PARTNERS LP|DEAN|MORGAN STANLEY|1210
USDP|USD PARTNERS LP|DEGS|RONIN PROFESSIONAL LLC|1100
USDP|USD PARTNERS LP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
USDP|USD PARTNERS LP|EBXL|EBX LLC|2000
USDP|USD PARTNERS LP|EDJO|Edward D. Jones & Co., L.P.|402
USDP|USD PARTNERS LP|ETRS|E*Trade Securities LLC|14763
USDP|USD PARTNERS LP|FTBR|Foliofn Investments, Inc.|141
USDP|USD PARTNERS LP|GSCO|GOLDMAN SACHS & CO. LLC|600
USDP|USD PARTNERS LP|GSCS|GOLDMAN SACHS & CO. LLC|21482
USDP|USD PARTNERS LP|GSLT|GOLDMAN SACHS & CO. LLC|100
USDP|USD PARTNERS LP|HRBF|American Enterprise Investment Services Inc.|130
USDP|USD PARTNERS LP|IBKR|Interactive Brokers Llc|1300
USDP|USD PARTNERS LP|ICBX|INSTINET, LLC|3012
USDP|USD PARTNERS LP|JANY|Janney Montgomery Scott Inc.|610
USDP|USD PARTNERS LP|JEFF|JEFFERIES LLC|1100
USDP|USD PARTNERS LP|KCGM|VIRTU Americas LLC|17425
USDP|USD PARTNERS LP|LEHM|Barclays Capital Inc./Le|500
USDP|USD PARTNERS LP|LIME|Lime Brokerage LLC|4712
USDP|USD PARTNERS LP|LQNA|LIQUIDNET, INC.|10000
USDP|USD PARTNERS LP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58000
USDP|USD PARTNERS LP|MSCO|MORGAN STANLEY & CO. LLC|17619
USDP|USD PARTNERS LP|MSPL|MORGAN STANLEY & CO. LLC|6100
USDP|USD PARTNERS LP|NFSC|National Financial Services LLC|23613
USDP|USD PARTNERS LP|NITE|VIRTU Americas LLC|37665
USDP|USD PARTNERS LP|NTRC|Northern Trust Securities, Inc.|711
USDP|USD PARTNERS LP|PWJC|UBS Financial Services, Inc.|200
USDP|USD PARTNERS LP|SGMT|GOLDMAN SACHS & CO. LLC|21250
USDP|USD PARTNERS LP|SWIM|TD Ameritrade, Inc.|1981
USDP|USD PARTNERS LP|TKNG|ALLY INVEST SECURITIES LLC|200
USDP|USD PARTNERS LP|UBSA|UBS SECURITIES LLC|42709
USDP|USD PARTNERS LP|UBSS|UBS Securities LLC|7952
USDP|USD PARTNERS LP|VGRD|Vanguard Marketing Corporation|9823
USDP|USD PARTNERS LP|WCHV|WELLS FARGO SECURITIES, LLC|11532
USDP|USD PARTNERS LP|WEED|Weeden & Co.L.P.|4500
USDP|USD PARTNERS LP|XSTM|NATIONAL FINANCIAL SERVICES LLC|4700
USDP|USD PARTNERS LP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|770
USDU|WISDOMTREE BLOOMBERG|APCC|Apex Clearing Corporation|285
USDU|WISDOMTREE BLOOMBERG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
USDU|WISDOMTREE BLOOMBERG|DBAX|Deutsche Bank Securities Inc.|500
USDU|WISDOMTREE BLOOMBERG|DEAN|MORGAN STANLEY|2887
USDU|WISDOMTREE BLOOMBERG|EBXL|EBX LLC|1500
USDU|WISDOMTREE BLOOMBERG|ETRS|E*Trade Securities LLC|12739
USDU|WISDOMTREE BLOOMBERG|FMAF|NBCN Inc./ CDS|1012
USDU|WISDOMTREE BLOOMBERG|FTBR|Foliofn Investments, Inc.|14
USDU|WISDOMTREE BLOOMBERG|GSLT|GOLDMAN SACHS & CO. LLC|1349
USDU|WISDOMTREE BLOOMBERG|GTSZ|GTS SECURITIES LLC|200
USDU|WISDOMTREE BLOOMBERG|IATS|INTERACTIVE BROKERS LLC|601
USDU|WISDOMTREE BLOOMBERG|IBKR|Interactive Brokers Llc|15893
USDU|WISDOMTREE BLOOMBERG|ICBX|INSTINET, LLC|475
USDU|WISDOMTREE BLOOMBERG|JANY|Janney Montgomery Scott Inc.|5933
USDU|WISDOMTREE BLOOMBERG|JPMX|J.P. Morgan Securities LLC|200
USDU|WISDOMTREE BLOOMBERG|JSEB|JANE STREET EXECUTION SERVICES, LLC|96043
USDU|WISDOMTREE BLOOMBERG|JSJX|JANE STREET CAPITAL LLC|22151
USDU|WISDOMTREE BLOOMBERG|KCGM|VIRTU Americas LLC|11299
USDU|WISDOMTREE BLOOMBERG|LEHM|Barclays Capital Inc./Le|1200
USDU|WISDOMTREE BLOOMBERG|LIME|Lime Brokerage LLC|843
USDU|WISDOMTREE BLOOMBERG|MACC|Mid Atlantic Capital Corporation|1044
USDU|WISDOMTREE BLOOMBERG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
USDU|WISDOMTREE BLOOMBERG|MSCO|MORGAN STANLEY & CO. LLC|76526
USDU|WISDOMTREE BLOOMBERG|MSPL|MORGAN STANLEY & CO. LLC|9600
USDU|WISDOMTREE BLOOMBERG|NFSC|National Financial Services LLC|52398
USDU|WISDOMTREE BLOOMBERG|NITE|VIRTU Americas LLC|59589
USDU|WISDOMTREE BLOOMBERG|RBCM|RBC CAPITAL MARKETS, LLC|300
USDU|WISDOMTREE BLOOMBERG|SBSH|Citigroup Global Markets Inc.|71
USDU|WISDOMTREE BLOOMBERG|SGMT|GOLDMAN SACHS & CO. LLC|400
USDU|WISDOMTREE BLOOMBERG|STFL|Stifel, Nicolaus & Company, Incorporated|190
USDU|WISDOMTREE BLOOMBERG|SWIM|TD Ameritrade, Inc.|20
USDU|WISDOMTREE BLOOMBERG|TKNG|ALLY INVEST SECURITIES LLC|226
USDU|WISDOMTREE BLOOMBERG|UBSA|UBS SECURITIES LLC|7404
USDU|WISDOMTREE BLOOMBERG|UBSS|UBS Securities LLC|7269
USDU|WISDOMTREE BLOOMBERG|VGRD|Vanguard Marketing Corporation|2127
USDU|WISDOMTREE BLOOMBERG|WBET|Wallachbeth Capital LLC|1916196
USDU|WISDOMTREE BLOOMBERG|WSEA|WOLVERINE SECURITIES, LLC|206
USDU|WISDOMTREE BLOOMBERG|XSTM|NATIONAL FINANCIAL SERVICES LLC|460
USDU|WISDOMTREE BLOOMBERG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|435
USDY|HORIZONS CADENCE HED|CANT|Cantor Fitzgerald & Co.|500
USDY|HORIZONS CADENCE HED|JSEB|JANE STREET EXECUTION SERVICES, LLC|71554
USDY|HORIZONS CADENCE HED|NITE|VIRTU Americas LLC|735
USDY|HORIZONS CADENCE HED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4648
USEG|U S ENERGY CORP|ALTX|Alternet Securities Inc.|3200
USEG|U S ENERGY CORP|APCC|Apex Clearing Corporation|21998
USEG|U S ENERGY CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1188
USEG|U S ENERGY CORP|BMAK|BMA SECURITIES|1050
USEG|U S ENERGY CORP|BYXM|CBOE TRADING, INC.|100
USEG|U S ENERGY CORP|CANT|Cantor Fitzgerald & Co.|98
USEG|U S ENERGY CORP|CHAS|Charles Schwab & Co., Inc.|15000
USEG|U S ENERGY CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|42572
USEG|U S ENERGY CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5151
USEG|U S ENERGY CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7903
USEG|U S ENERGY CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13060
USEG|U S ENERGY CORP|CTDL|Citadel Derivatives Group Llc|2153
USEG|U S ENERGY CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
USEG|U S ENERGY CORP|DBAB|Deutsche Bank Securities Inc.|3010
USEG|U S ENERGY CORP|DBAX|Deutsche Bank Securities Inc.|4000
USEG|U S ENERGY CORP|DEGS|RONIN PROFESSIONAL LLC|17715
USEG|U S ENERGY CORP|EBXL|EBX LLC|5000
USEG|U S ENERGY CORP|EDJO|Edward D. Jones & Co., L.P.|1583
USEG|U S ENERGY CORP|EGAM|CBOE TRADING, INC.|500
USEG|U S ENERGY CORP|EGXM|CBOE TRADING, INC.|100
USEG|U S ENERGY CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1408
USEG|U S ENERGY CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
USEG|U S ENERGY CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10900
USEG|U S ENERGY CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|6100
USEG|U S ENERGY CORP|ETRS|E*Trade Securities LLC|144944
USEG|U S ENERGY CORP|FBCO|Credit Suisse Securities (USA) LLC|37876
USEG|U S ENERGY CORP|FILL|Tradestation Securities, Inc.|7909
USEG|U S ENERGY CORP|FMAF|NBCN Inc./ CDS|480
USEG|U S ENERGY CORP|FOMA|TD AMERITRADE CLEARING, INC.|209580
USEG|U S ENERGY CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45
USEG|U S ENERGY CORP|FTBR|Foliofn Investments, Inc.|46061
USEG|U S ENERGY CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1534
USEG|U S ENERGY CORP|GLPX|ACS EXECUTION SERVICES, LLC|40104
USEG|U S ENERGY CORP|GSCO|GOLDMAN SACHS & CO. LLC|2871
USEG|U S ENERGY CORP|GSCS|GOLDMAN SACHS & CO. LLC|1700
USEG|U S ENERGY CORP|GSLT|GOLDMAN SACHS & CO. LLC|1696
USEG|U S ENERGY CORP|GTSZ|GTS SECURITIES LLC|4653
USEG|U S ENERGY CORP|HRBF|American Enterprise Investment Services Inc.|800
USEG|U S ENERGY CORP|IATS|INTERACTIVE BROKERS LLC|19078
USEG|U S ENERGY CORP|IBKR|Interactive Brokers Llc|345252
USEG|U S ENERGY CORP|ICBX|INSTINET, LLC|5909
USEG|U S ENERGY CORP|INCA|INSTINET, LLC|162089
USEG|U S ENERGY CORP|ITGI|ITG Inc.|13396
USEG|U S ENERGY CORP|ITGP|ITG INC.|3000
USEG|U S ENERGY CORP|JMPT|JUMP TRADING, LLC|151
USEG|U S ENERGY CORP|JPMX|J.P. Morgan Securities LLC|3072
USEG|U S ENERGY CORP|KCGM|VIRTU Americas LLC|1904
USEG|U S ENERGY CORP|LEHM|Barclays Capital Inc./Le|12657
USEG|U S ENERGY CORP|LIME|Lime Brokerage LLC|25266
USEG|U S ENERGY CORP|LSCI|Lek Securities Corporation|100
USEG|U S ENERGY CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
USEG|U S ENERGY CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6122
USEG|U S ENERGY CORP|MSCO|MORGAN STANLEY & CO. LLC|91016
USEG|U S ENERGY CORP|NFSC|National Financial Services LLC|132231
USEG|U S ENERGY CORP|NITE|VIRTU Americas LLC|400706
USEG|U S ENERGY CORP|NORT|Northland Securities, Inc.|126225
USEG|U S ENERGY CORP|NQRB|Brut, LLC|2400
USEG|U S ENERGY CORP|PDQM|CODA MARKETS, INC.|41851
USEG|U S ENERGY CORP|RBCM|RBC CAPITAL MARKETS, LLC|2200
USEG|U S ENERGY CORP|SAGC|SAGETRADER, LLC|200
USEG|U S ENERGY CORP|SAGL|SAGETRADER, LLC|3400
USEG|U S ENERGY CORP|SBSH|Citigroup Global Markets Inc.|1864
USEG|U S ENERGY CORP|SGMT|GOLDMAN SACHS & CO. LLC|4120
USEG|U S ENERGY CORP|SPDR|SPEEDROUTE LLC|13052
USEG|U S ENERGY CORP|SWIM|TD Ameritrade, Inc.|100702
USEG|U S ENERGY CORP|SWST|Hilltop Securities Inc.|28302
USEG|U S ENERGY CORP|TKNG|ALLY INVEST SECURITIES LLC|5682
USEG|U S ENERGY CORP|TRCM|TRC MARKETS LLC|18849
USEG|U S ENERGY CORP|TWTT|TASTYWORKS, INC.|500
USEG|U S ENERGY CORP|UBSA|UBS SECURITIES LLC|18805
USEG|U S ENERGY CORP|UBSS|UBS Securities LLC|38407
USEG|U S ENERGY CORP|VALX|VIRTU AMERICAS LLC|585
USEG|U S ENERGY CORP|VGRD|Vanguard Marketing Corporation|16174
USEG|U S ENERGY CORP|VSIN|Vision Financial Markets Llc|1300
USEG|U S ENERGY CORP|WCHV|WELLS FARGO SECURITIES, LLC|7450
USEG|U S ENERGY CORP|WGIF|CIBC World Markets Inc.|2400
USEG|U S ENERGY CORP|WSEA|WOLVERINE SECURITIES, LLC|9056
USEG|U S ENERGY CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1495
USEG|U S ENERGY CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
USEQ|INVESCO RUSSELL 1000|DBAX|Deutsche Bank Securities Inc.|26800
USEQ|INVESCO RUSSELL 1000|FTBR|Foliofn Investments, Inc.|1
USEQ|INVESCO RUSSELL 1000|ICBX|INSTINET, LLC|440
USEQ|INVESCO RUSSELL 1000|INCA|INSTINET, LLC|3785
USEQ|INVESCO RUSSELL 1000|ITGI|ITG Inc.|106810
USEQ|INVESCO RUSSELL 1000|ITGP|ITG INC.|2400
USEQ|INVESCO RUSSELL 1000|JPMX|J.P. Morgan Securities LLC|45360
USEQ|INVESCO RUSSELL 1000|JSJX|JANE STREET CAPITAL LLC|11120
USEQ|INVESCO RUSSELL 1000|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33570
USEQ|INVESCO RUSSELL 1000|MSCO|MORGAN STANLEY & CO. LLC|100
USEQ|INVESCO RUSSELL 1000|MSPL|MORGAN STANLEY & CO. LLC|2700
USEQ|INVESCO RUSSELL 1000|NFSC|National Financial Services LLC|200
USEQ|INVESCO RUSSELL 1000|NITE|VIRTU Americas LLC|360
USEQ|INVESCO RUSSELL 1000|OPCO|Oppenheimer & Co. Inc.|306
USEQ|INVESCO RUSSELL 1000|SGMT|GOLDMAN SACHS & CO. LLC|3285
USEQ|INVESCO RUSSELL 1000|UBSA|UBS SECURITIES LLC|100
USFD|US FOODS HL CP|ALTX|Alternet Securities Inc.|10803
USFD|US FOODS HL CP|APCC|Apex Clearing Corporation|3714
USFD|US FOODS HL CP|BANK|Primevest Financial Services, Inc.|172
USFD|US FOODS HL CP|BARD|Robert W. Baird & Co. Incorporated|8880
USFD|US FOODS HL CP|BATM|CBOE TRADING, INC.|7159
USFD|US FOODS HL CP|BAYT|BTIG, LLC|500
USFD|US FOODS HL CP|BERN|Sanford C. Bernstein & Co., LLC|45525
USFD|US FOODS HL CP|BIDS|BIDS TRADING L.P.|16500
USFD|US FOODS HL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2778
USFD|US FOODS HL CP|BLKX|INSTINET, LLC|308703
USFD|US FOODS HL CP|BNPX|BNP PARIBAS SECURITIES CORP.|133974
USFD|US FOODS HL CP|BTIG|BTIG, LLC|152963
USFD|US FOODS HL CP|BYXM|CBOE TRADING, INC.|3100
USFD|US FOODS HL CP|BZYD|GOLDMAN SACHS & CO. LLC|3537
USFD|US FOODS HL CP|CANT|Cantor Fitzgerald & Co.|571
USFD|US FOODS HL CP|CHAS|Charles Schwab & Co., Inc.|1850
USFD|US FOODS HL CP|CICF|Canaccord Genuity Corp.|1135
USFD|US FOODS HL CP|CIST|Capital Institutional Services, Inc.|15485
USFD|US FOODS HL CP|CLSA|CLSA AMERICAS, LLC|100
USFD|US FOODS HL CP|CNFR|Cowen Prime Services LLC|2674
USFD|US FOODS HL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107677
USFD|US FOODS HL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
USFD|US FOODS HL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|729550
USFD|US FOODS HL CP|CTDL|Citadel Derivatives Group Llc|16363
USFD|US FOODS HL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|93930
USFD|US FOODS HL CP|DADA|D.A. Davidson & Co.|50
USFD|US FOODS HL CP|DAVA|Davenport & Company LLC|268
USFD|US FOODS HL CP|DBAB|Deutsche Bank Securities Inc.|1700213
USFD|US FOODS HL CP|DBAX|Deutsche Bank Securities Inc.|512600
USFD|US FOODS HL CP|DBUL|Deutsche Bank Securities Inc.|10339
USFD|US FOODS HL CP|DCHF|Dart Executions, LLC|5416
USFD|US FOODS HL CP|DEAN|MORGAN STANLEY|22079
USFD|US FOODS HL CP|DEGS|RONIN PROFESSIONAL LLC|577
USFD|US FOODS HL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6400
USFD|US FOODS HL CP|EBXL|EBX LLC|253300
USFD|US FOODS HL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|50400
USFD|US FOODS HL CP|EDJO|Edward D. Jones & Co., L.P.|8480
USFD|US FOODS HL CP|EGAM|CBOE TRADING, INC.|19538
USFD|US FOODS HL CP|EGAW|CBOE TRADING, INC.|175
USFD|US FOODS HL CP|EGMT|EG MARKET TECHNOLOGIES LLC|400
USFD|US FOODS HL CP|EGXM|CBOE TRADING, INC.|4622
USFD|US FOODS HL CP|ETBE|Electronic Transaction Clearing, Inc.|20566
USFD|US FOODS HL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
USFD|US FOODS HL CP|ETCC|Electronic Transaction Clearing, Inc.|908
USFD|US FOODS HL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8972
USFD|US FOODS HL CP|ETRS|E*Trade Securities LLC|5045
USFD|US FOODS HL CP|FBSB|U.S. Bancorp Investments, Inc.|522
USFD|US FOODS HL CP|FILL|Tradestation Securities, Inc.|1200
USFD|US FOODS HL CP|FMAF|NBCN Inc./ CDS|14967
USFD|US FOODS HL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8969
USFD|US FOODS HL CP|FQLS|Quantlab Securities LP|431343
USFD|US FOODS HL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117100
USFD|US FOODS HL CP|FTBR|Foliofn Investments, Inc.|13391
USFD|US FOODS HL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
USFD|US FOODS HL CP|GLIS|TD Securities Inc|50
USFD|US FOODS HL CP|GLPX|ACS EXECUTION SERVICES, LLC|126632
USFD|US FOODS HL CP|GSCO|GOLDMAN SACHS & CO. LLC|1297273
USFD|US FOODS HL CP|GSCS|GOLDMAN SACHS & CO. LLC|20437
USFD|US FOODS HL CP|GSLT|GOLDMAN SACHS & CO. LLC|14582
USFD|US FOODS HL CP|GTSY|GTS SECURITIES LLC|400
USFD|US FOODS HL CP|GTSZ|GTS SECURITIES LLC|143088
USFD|US FOODS HL CP|HRBF|American Enterprise Investment Services Inc.|2105
USFD|US FOODS HL CP|HSBC|HSBC Securities, Inc.|300
USFD|US FOODS HL CP|IATS|INTERACTIVE BROKERS LLC|16266
USFD|US FOODS HL CP|IBKR|Interactive Brokers Llc|21559
USFD|US FOODS HL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|25638
USFD|US FOODS HL CP|ICBX|INSTINET, LLC|78747
USFD|US FOODS HL CP|INCA|INSTINET, LLC|525231
USFD|US FOODS HL CP|INJX|INSTINET, LLC|34230
USFD|US FOODS HL CP|ITGI|ITG Inc.|136783
USFD|US FOODS HL CP|ITGP|ITG INC.|1295000
USFD|US FOODS HL CP|JANY|Janney Montgomery Scott Inc.|1371
USFD|US FOODS HL CP|JEFF|JEFFERIES LLC|159505
USFD|US FOODS HL CP|JMPT|JUMP TRADING, LLC|96181
USFD|US FOODS HL CP|JPBX|J.P. MORGAN SECURITIES LLC|318203
USFD|US FOODS HL CP|JPMX|J.P. Morgan Securities LLC|967748
USFD|US FOODS HL CP|JSJX|JANE STREET CAPITAL LLC|36936
USFD|US FOODS HL CP|KCGM|VIRTU Americas LLC|64412
USFD|US FOODS HL CP|LEHM|Barclays Capital Inc./Le|1284359
USFD|US FOODS HL CP|LIME|Lime Brokerage LLC|21670
USFD|US FOODS HL CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|383200
USFD|US FOODS HL CP|LOOP|Loop Capital Markets LLC|200
USFD|US FOODS HL CP|LQNA|LIQUIDNET, INC.|196900
USFD|US FOODS HL CP|LSCI|Lek Securities Corporation|13
USFD|US FOODS HL CP|MACQ|Macquarie Capital (USA) Inc.|1100
USFD|US FOODS HL CP|MBTS|ALLY INVEST SECURITIES LLC|98
USFD|US FOODS HL CP|MKMP|MKM Partners LLC|200
USFD|US FOODS HL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|302917
USFD|US FOODS HL CP|MSCO|MORGAN STANLEY & CO. LLC|5830010
USFD|US FOODS HL CP|MSPL|MORGAN STANLEY & CO. LLC|515200
USFD|US FOODS HL CP|MSTX|MORGAN STANLEY & CO. LLC|281200
USFD|US FOODS HL CP|NEUB|NEUBERGER BERMAN BD LLC|2425
USFD|US FOODS HL CP|NFSC|National Financial Services LLC|437568
USFD|US FOODS HL CP|NITE|VIRTU Americas LLC|370891
USFD|US FOODS HL CP|NITP|VIRTU Americas LLC|3254
USFD|US FOODS HL CP|NQRB|Brut, LLC|9462
USFD|US FOODS HL CP|NTBF|BMO Nesbitt Burns Inc./CDS|300
USFD|US FOODS HL CP|OHOS|TWO SIGMA SECURITIES, LLC|11465
USFD|US FOODS HL CP|OPCO|Oppenheimer & Co. Inc.|72289
USFD|US FOODS HL CP|PCPT|PHILLIP CAPITAL INC.|100
USFD|US FOODS HL CP|PDQM|CODA MARKETS, INC.|41959
USFD|US FOODS HL CP|PIPR|Piper Jaffray & Co.|50758
USFD|US FOODS HL CP|PWJC|UBS Financial Services, Inc.|1039
USFD|US FOODS HL CP|QMSR|QUATTRO M SECURITIES INC.|81282
USFD|US FOODS HL CP|RBCM|RBC CAPITAL MARKETS, LLC|6589
USFD|US FOODS HL CP|SAGL|SAGETRADER, LLC|88186
USFD|US FOODS HL CP|SBRX|MURIEL SIEBERT & CO INC|200
USFD|US FOODS HL CP|SBSH|Citigroup Global Markets Inc.|215570
USFD|US FOODS HL CP|SEIC|SEI Investments Distribution Co.|200
USFD|US FOODS HL CP|SGMT|GOLDMAN SACHS & CO. LLC|227540
USFD|US FOODS HL CP|SPDR|SPEEDROUTE LLC|7259
USFD|US FOODS HL CP|SPHN|Stephens Inc.|63
USFD|US FOODS HL CP|STFL|Stifel, Nicolaus & Company, Incorporated|22549
USFD|US FOODS HL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9434
USFD|US FOODS HL CP|SWIM|TD Ameritrade, Inc.|4855
USFD|US FOODS HL CP|SWST|Hilltop Securities Inc.|350
USFD|US FOODS HL CP|TKNG|ALLY INVEST SECURITIES LLC|3
USFD|US FOODS HL CP|TRBT|Tradebot Systems, Inc.|299792
USFD|US FOODS HL CP|TRCM|TRC MARKETS LLC|117360
USFD|US FOODS HL CP|TWTT|TASTYWORKS, INC.|30
USFD|US FOODS HL CP|UBSA|UBS SECURITIES LLC|1147735
USFD|US FOODS HL CP|UBSS|UBS Securities LLC|1126674
USFD|US FOODS HL CP|VALX|VIRTU AMERICAS LLC|10456
USFD|US FOODS HL CP|VGRD|Vanguard Marketing Corporation|954
USFD|US FOODS HL CP|WABR|Wall Street Access|1046
USFD|US FOODS HL CP|WBLR|WILLIAM BLAIR|4029
USFD|US FOODS HL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|8198
USFD|US FOODS HL CP|WCHV|WELLS FARGO SECURITIES, LLC|71024
USFD|US FOODS HL CP|WEED|Weeden & Co.L.P.|13913
USFD|US FOODS HL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|647
USFD|US FOODS HL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2172
USFD|US FOODS HL CP|WGIF|CIBC World Markets Inc.|23216
USFD|US FOODS HL CP|WSAG|WALL STREET ACCESS|312
USFD|US FOODS HL CP|WSEA|WOLVERINE SECURITIES, LLC|1336
USFD|US FOODS HL CP|XIST|INSTINET, LLC|137370
USFD|US FOODS HL CP|XPQR|Jump Trading|2416
USFD|US FOODS HL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|59654
USFD|US FOODS HL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3050
USFD|US FOODS HL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3106
USFR|WISDOMTREE FLOATING|APCC|Apex Clearing Corporation|1
USFR|WISDOMTREE FLOATING|BARD|Robert W. Baird & Co. Incorporated|1936
USFR|WISDOMTREE FLOATING|BATM|CBOE TRADING, INC.|20999
USFR|WISDOMTREE FLOATING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12085
USFR|WISDOMTREE FLOATING|BLKX|INSTINET, LLC|18500
USFR|WISDOMTREE FLOATING|CANT|Cantor Fitzgerald & Co.|452672
USFR|WISDOMTREE FLOATING|CHAS|Charles Schwab & Co., Inc.|103
USFR|WISDOMTREE FLOATING|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|158053
USFR|WISDOMTREE FLOATING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50171
USFR|WISDOMTREE FLOATING|CSIN|Citadel Securities Institutional LLC|549266
USFR|WISDOMTREE FLOATING|CTDL|Citadel Derivatives Group Llc|559166
USFR|WISDOMTREE FLOATING|CXCX|CITIGROUP GLOBAL MARKETS INC.|9794
USFR|WISDOMTREE FLOATING|DBAX|Deutsche Bank Securities Inc.|21500
USFR|WISDOMTREE FLOATING|EBXL|EBX LLC|11100
USFR|WISDOMTREE FLOATING|ECUT|CONVERGEX EXECUTION SOLUTIONS|33
USFR|WISDOMTREE FLOATING|EDJO|Edward D. Jones & Co., L.P.|390
USFR|WISDOMTREE FLOATING|EGAM|CBOE TRADING, INC.|4133
USFR|WISDOMTREE FLOATING|EGXM|CBOE TRADING, INC.|40
USFR|WISDOMTREE FLOATING|ETRS|E*Trade Securities LLC|12214
USFR|WISDOMTREE FLOATING|FLTU|FLOW TRADERS US LLC|64530
USFR|WISDOMTREE FLOATING|FMAF|NBCN Inc./ CDS|748
USFR|WISDOMTREE FLOATING|FTBR|Foliofn Investments, Inc.|44748
USFR|WISDOMTREE FLOATING|GLIS|TD Securities Inc|140
USFR|WISDOMTREE FLOATING|GSCO|GOLDMAN SACHS & CO. LLC|105
USFR|WISDOMTREE FLOATING|GSCS|GOLDMAN SACHS & CO. LLC|1500
USFR|WISDOMTREE FLOATING|GSLT|GOLDMAN SACHS & CO. LLC|399
USFR|WISDOMTREE FLOATING|HRBF|American Enterprise Investment Services Inc.|1610
USFR|WISDOMTREE FLOATING|IATS|INTERACTIVE BROKERS LLC|180
USFR|WISDOMTREE FLOATING|IBKR|Interactive Brokers Llc|14025
USFR|WISDOMTREE FLOATING|ICBX|INSTINET, LLC|20293
USFR|WISDOMTREE FLOATING|INCA|INSTINET, LLC|6400
USFR|WISDOMTREE FLOATING|ITGI|ITG Inc.|25
USFR|WISDOMTREE FLOATING|ITGP|ITG INC.|3200
USFR|WISDOMTREE FLOATING|JANY|Janney Montgomery Scott Inc.|3442
USFR|WISDOMTREE FLOATING|JPMX|J.P. Morgan Securities LLC|14026
USFR|WISDOMTREE FLOATING|JSEB|JANE STREET EXECUTION SERVICES, LLC|112357
USFR|WISDOMTREE FLOATING|JSJX|JANE STREET CAPITAL LLC|308497
USFR|WISDOMTREE FLOATING|KCGM|VIRTU Americas LLC|32924
USFR|WISDOMTREE FLOATING|LEHM|Barclays Capital Inc./Le|50800
USFR|WISDOMTREE FLOATING|LIME|Lime Brokerage LLC|2200
USFR|WISDOMTREE FLOATING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32266
USFR|WISDOMTREE FLOATING|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
USFR|WISDOMTREE FLOATING|MSCO|MORGAN STANLEY & CO. LLC|13655
USFR|WISDOMTREE FLOATING|MSPL|MORGAN STANLEY & CO. LLC|100
USFR|WISDOMTREE FLOATING|NFSC|National Financial Services LLC|75582
USFR|WISDOMTREE FLOATING|NITE|VIRTU Americas LLC|824066
USFR|WISDOMTREE FLOATING|PDQM|CODA MARKETS, INC.|38420
USFR|WISDOMTREE FLOATING|RBCM|RBC CAPITAL MARKETS, LLC|5814
USFR|WISDOMTREE FLOATING|SGMT|GOLDMAN SACHS & CO. LLC|10880
USFR|WISDOMTREE FLOATING|STFL|Stifel, Nicolaus & Company, Incorporated|24849
USFR|WISDOMTREE FLOATING|SWIM|TD Ameritrade, Inc.|3245
USFR|WISDOMTREE FLOATING|SWST|Hilltop Securities Inc.|1700
USFR|WISDOMTREE FLOATING|UBSA|UBS SECURITIES LLC|103922
USFR|WISDOMTREE FLOATING|UBSS|UBS Securities LLC|71655
USFR|WISDOMTREE FLOATING|VGRD|Vanguard Marketing Corporation|800
USFR|WISDOMTREE FLOATING|WBET|Wallachbeth Capital LLC|424807
USFR|WISDOMTREE FLOATING|WCHV|WELLS FARGO SECURITIES, LLC|14836
USFR|WISDOMTREE FLOATING|WSEA|WOLVERINE SECURITIES, LLC|3
USFR|WISDOMTREE FLOATING|XSTM|NATIONAL FINANCIAL SERVICES LLC|73530
USFR|WISDOMTREE FLOATING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9653
USG|U S G CP|ABLE|NATIXIS Securities Americas LLC|485119
USG|U S G CP|AGIS|Aegis Capital Corp.|2558
USG|U S G CP|ALTX|Alternet Securities Inc.|16693
USG|U S G CP|ANOS|ABEL/NOSER, L.L.C.|100700
USG|U S G CP|APCC|Apex Clearing Corporation|879
USG|U S G CP|AQUA|AQUA SECURITIES L.P.|24900
USG|U S G CP|BARD|Robert W. Baird & Co. Incorporated|86277
USG|U S G CP|BATM|CBOE TRADING, INC.|9590
USG|U S G CP|BAYC|BAY CREST PARTNERS, LLC|200
USG|U S G CP|BAYT|BTIG, LLC|7800
USG|U S G CP|BBNT|BB&T SECURITIES, LLC|2132
USG|U S G CP|BERN|Sanford C. Bernstein & Co., LLC|234078
USG|U S G CP|BIAD|SAGETRADER, LLC|641
USG|U S G CP|BIDS|BIDS TRADING L.P.|232000
USG|U S G CP|BIMI|Banca IMI Securities Corp.|7817
USG|U S G CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44323
USG|U S G CP|BLKX|INSTINET, LLC|247000
USG|U S G CP|BNPX|BNP PARIBAS SECURITIES CORP.|5796
USG|U S G CP|BTIG|BTIG, LLC|864979
USG|U S G CP|BYXM|CBOE TRADING, INC.|3149
USG|U S G CP|CANT|Cantor Fitzgerald & Co.|61280
USG|U S G CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|38600
USG|U S G CP|CBRA|Cobra Trading, Inc.|200
USG|U S G CP|CHAS|Charles Schwab & Co., Inc.|4494
USG|U S G CP|CHLC|CHURCHILL CAPITAL USA, INC.|3200
USG|U S G CP|CIBP|CIBC World Markets Corp.|202000
USG|U S G CP|CIST|Capital Institutional Services, Inc.|175
USG|U S G CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|388173
USG|U S G CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6900
USG|U S G CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7886
USG|U S G CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1058394
USG|U S G CP|CSMS|CORNERSTONE MACRO LLC|1200
USG|U S G CP|CTDL|Citadel Derivatives Group Llc|42028
USG|U S G CP|CTLR|CUTLER GROUP, LP|100
USG|U S G CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|191964
USG|U S G CP|DADA|D.A. Davidson & Co.|800
USG|U S G CP|DBAB|Deutsche Bank Securities Inc.|903314
USG|U S G CP|DBAX|Deutsche Bank Securities Inc.|794300
USG|U S G CP|DBUL|Deutsche Bank Securities Inc.|1162
USG|U S G CP|DCHF|Dart Executions, LLC|3339
USG|U S G CP|DEAN|MORGAN STANLEY|26463
USG|U S G CP|DEGS|RONIN PROFESSIONAL LLC|4500
USG|U S G CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2700
USG|U S G CP|EBXL|EBX LLC|1474700
USG|U S G CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|66867
USG|U S G CP|EDJC|Edward Jones / CDS|125
USG|U S G CP|EDJO|Edward D. Jones & Co., L.P.|20621
USG|U S G CP|EGAM|CBOE TRADING, INC.|28847
USG|U S G CP|EGAW|CBOE TRADING, INC.|261
USG|U S G CP|EGMT|EG MARKET TECHNOLOGIES LLC|200
USG|U S G CP|EGXM|CBOE TRADING, INC.|12110
USG|U S G CP|EGXW|CBOE TRADING, INC.|100
USG|U S G CP|ELEV|ELEVATION, LLC|43934
USG|U S G CP|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
USG|U S G CP|ETBE|Electronic Transaction Clearing, Inc.|13802
USG|U S G CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5000
USG|U S G CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
USG|U S G CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|464
USG|U S G CP|ETRS|E*Trade Securities LLC|74329
USG|U S G CP|FILL|Tradestation Securities, Inc.|2741
USG|U S G CP|FINX|FINTECH SECURITIES|400
USG|U S G CP|FMAF|NBCN Inc./ CDS|221
USG|U S G CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8022
USG|U S G CP|FQLS|Quantlab Securities LP|349618
USG|U S G CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77157
USG|U S G CP|FTBR|Foliofn Investments, Inc.|1286
USG|U S G CP|GEBB|GLOBAL EXECUTION BROKERS, LP|3318
USG|U S G CP|GLPX|ACS EXECUTION SERVICES, LLC|41225
USG|U S G CP|GSCO|GOLDMAN SACHS & CO. LLC|7439711
USG|U S G CP|GSCS|GOLDMAN SACHS & CO. LLC|460491
USG|U S G CP|GSLT|GOLDMAN SACHS & CO. LLC|21759
USG|U S G CP|GTSZ|GTS SECURITIES LLC|65705
USG|U S G CP|HAPX|HAP Trading, LLC|100
USG|U S G CP|HPPX|POTAMUS TRADING, LLC|454
USG|U S G CP|HRBF|American Enterprise Investment Services Inc.|9154
USG|U S G CP|HSBC|HSBC Securities, Inc.|5401
USG|U S G CP|IATS|INTERACTIVE BROKERS LLC|36869
USG|U S G CP|IBKR|Interactive Brokers Llc|180066
USG|U S G CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
USG|U S G CP|ICBX|INSTINET, LLC|543307
USG|U S G CP|IEQY|CITADEL SECURITIES LLC|133621
USG|U S G CP|INCA|INSTINET, LLC|688084
USG|U S G CP|INJX|INSTINET, LLC|46374
USG|U S G CP|ITGI|ITG Inc.|116453
USG|U S G CP|ITGP|ITG INC.|475200
USG|U S G CP|JANY|Janney Montgomery Scott Inc.|850
USG|U S G CP|JEFF|JEFFERIES LLC|250257
USG|U S G CP|JMPT|JUMP TRADING, LLC|170159
USG|U S G CP|JONE|JonesTrading|227350
USG|U S G CP|JPBX|J.P. MORGAN SECURITIES LLC|28396
USG|U S G CP|JPMX|J.P. Morgan Securities LLC|2304280
USG|U S G CP|JRCO|Johnson Rice & Company L.L.C.|70
USG|U S G CP|JSJX|JANE STREET CAPITAL LLC|7860
USG|U S G CP|KCGM|VIRTU Americas LLC|318671
USG|U S G CP|LEHM|Barclays Capital Inc./Le|1710829
USG|U S G CP|LIME|Lime Brokerage LLC|823797
USG|U S G CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|490600
USG|U S G CP|LOOP|Loop Capital Markets LLC|98
USG|U S G CP|LQNA|LIQUIDNET, INC.|997900
USG|U S G CP|LQNB|LIQUIDNET, INC.|52000
USG|U S G CP|LSCI|Lek Securities Corporation|8
USG|U S G CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|963
USG|U S G CP|MACQ|Macquarie Capital (USA) Inc.|500
USG|U S G CP|MAXM|Maxim Group LLC|34666
USG|U S G CP|MCBT|Moors & Cabot, Inc.|500
USG|U S G CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|723125
USG|U S G CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5100
USG|U S G CP|MNDX|TJM Investments, LLC|5950
USG|U S G CP|MOTF|MOTIF INVESTING, INC.|2
USG|U S G CP|MSCO|MORGAN STANLEY & CO. LLC|2014683
USG|U S G CP|MSPL|MORGAN STANLEY & CO. LLC|1367300
USG|U S G CP|MSTX|MORGAN STANLEY & CO. LLC|141500
USG|U S G CP|NATL|National Securities Corporation|570
USG|U S G CP|NBCS|NBC Securities, INC.|1698
USG|U S G CP|NFSC|National Financial Services LLC|673660
USG|U S G CP|NITE|VIRTU Americas LLC|668531
USG|U S G CP|NITP|VIRTU Americas LLC|6403
USG|U S G CP|NQRB|Brut, LLC|8008
USG|U S G CP|NTBF|BMO Nesbitt Burns Inc./CDS|237
USG|U S G CP|NTRC|Northern Trust Securities, Inc.|8923
USG|U S G CP|OGRU|Oscar Gruss & Son, Incorporated|100
USG|U S G CP|OHOS|TWO SIGMA SECURITIES, LLC|6288
USG|U S G CP|OPCO|Oppenheimer & Co. Inc.|21731
USG|U S G CP|PDQM|CODA MARKETS, INC.|160316
USG|U S G CP|PWJC|UBS Financial Services, Inc.|7768
USG|U S G CP|RBCM|RBC CAPITAL MARKETS, LLC|39479
USG|U S G CP|RHCO|Suntrust Robinson Humphrey, Inc.|65000
USG|U S G CP|RHOX|XR Securities LLC|32360
USG|U S G CP|SAGL|SAGETRADER, LLC|2600
USG|U S G CP|SAGW|SAGETRADER, LLC|200
USG|U S G CP|SALI|INTL FCSTONE FINANCIAL INC.|10182
USG|U S G CP|SBRX|MURIEL SIEBERT & CO INC|3967
USG|U S G CP|SBSH|Citigroup Global Markets Inc.|1597913
USG|U S G CP|SGMT|GOLDMAN SACHS & CO. LLC|422663
USG|U S G CP|SPDR|SPEEDROUTE LLC|48569
USG|U S G CP|SPNT|SEVEN POINTS CAPITAL, LLC|156166
USG|U S G CP|SPTD|MINT GLOBAL MARKETS, INC.|500
USG|U S G CP|STFL|Stifel, Nicolaus & Company, Incorporated|16638
USG|U S G CP|STKP|STOCKPILE INVESTMENTS, INC.|14
USG|U S G CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6341
USG|U S G CP|SWIM|TD Ameritrade, Inc.|76727
USG|U S G CP|SWST|Hilltop Securities Inc.|7213
USG|U S G CP|TDFS|TRADERFIELD SECURITIES INC.|200
USG|U S G CP|TKNG|ALLY INVEST SECURITIES LLC|1511
USG|U S G CP|TRBT|Tradebot Systems, Inc.|229453
USG|U S G CP|TRCM|TRC MARKETS LLC|538120
USG|U S G CP|TWTT|TASTYWORKS, INC.|270
USG|U S G CP|UBSA|UBS SECURITIES LLC|1722181
USG|U S G CP|UBSS|UBS Securities LLC|857682
USG|U S G CP|UFPA|UNITED FIRST PARTNERS LLC|341201
USG|U S G CP|VALX|VIRTU AMERICAS LLC|105961
USG|U S G CP|VERT|The Vertical Trading Group, LLC|425
USG|U S G CP|VGRD|Vanguard Marketing Corporation|55988
USG|U S G CP|WBPX|SUMMIT SECURITIES GROUP, LLC|5151
USG|U S G CP|WCHV|WELLS FARGO SECURITIES, LLC|1034885
USG|U S G CP|WEDB|WEDBUSH SECURITIES INC.|3914
USG|U S G CP|WEED|Weeden & Co.L.P.|273965
USG|U S G CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1349
USG|U S G CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15698
USG|U S G CP|WSEA|WOLVERINE SECURITIES, LLC|4290
USG|U S G CP|XIST|INSTINET, LLC|1200
USG|U S G CP|XPQR|Jump Trading|600
USG|U S G CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|125950
USG|U S G CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1000
USG|U S G CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18733
USHY|ISHARES BROAD USD HI|CHAS|Charles Schwab & Co., Inc.|8586
USHY|ISHARES BROAD USD HI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13622
USHY|ISHARES BROAD USD HI|CSIN|Citadel Securities Institutional LLC|292078
USHY|ISHARES BROAD USD HI|CTDL|Citadel Derivatives Group Llc|307576
USHY|ISHARES BROAD USD HI|CXCX|CITIGROUP GLOBAL MARKETS INC.|4174
USHY|ISHARES BROAD USD HI|DBAX|Deutsche Bank Securities Inc.|7700
USHY|ISHARES BROAD USD HI|EBXL|EBX LLC|7100
USHY|ISHARES BROAD USD HI|ETRS|E*Trade Securities LLC|162
USHY|ISHARES BROAD USD HI|GEBB|GLOBAL EXECUTION BROKERS, LP|400
USHY|ISHARES BROAD USD HI|ICBX|INSTINET, LLC|1500
USHY|ISHARES BROAD USD HI|INCA|INSTINET, LLC|37441
USHY|ISHARES BROAD USD HI|JPMX|J.P. Morgan Securities LLC|9800
USHY|ISHARES BROAD USD HI|JSEB|JANE STREET EXECUTION SERVICES, LLC|9063
USHY|ISHARES BROAD USD HI|JSJX|JANE STREET CAPITAL LLC|4016
USHY|ISHARES BROAD USD HI|LEHM|Barclays Capital Inc./Le|17400
USHY|ISHARES BROAD USD HI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28000
USHY|ISHARES BROAD USD HI|MOTF|MOTIF INVESTING, INC.|1
USHY|ISHARES BROAD USD HI|MSCO|MORGAN STANLEY & CO. LLC|1101
USHY|ISHARES BROAD USD HI|MSPL|MORGAN STANLEY & CO. LLC|2400
USHY|ISHARES BROAD USD HI|NFSC|National Financial Services LLC|515
USHY|ISHARES BROAD USD HI|NITE|VIRTU Americas LLC|3735
USHY|ISHARES BROAD USD HI|SBSH|Citigroup Global Markets Inc.|7836
USHY|ISHARES BROAD USD HI|SGMT|GOLDMAN SACHS & CO. LLC|1626
USHY|ISHARES BROAD USD HI|SWIM|TD Ameritrade, Inc.|100
USHY|ISHARES BROAD USD HI|UBSA|UBS SECURITIES LLC|33964
USHY|ISHARES BROAD USD HI|UBSS|UBS Securities LLC|365
USHY|ISHARES BROAD USD HI|VGRD|Vanguard Marketing Corporation|159
USHY|ISHARES BROAD USD HI|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
USL|UNITED STATES 12 MON|APCC|Apex Clearing Corporation|396
USL|UNITED STATES 12 MON|CHAS|Charles Schwab & Co., Inc.|9958
USL|UNITED STATES 12 MON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25630
USL|UNITED STATES 12 MON|DBAX|Deutsche Bank Securities Inc.|100
USL|UNITED STATES 12 MON|EDJO|Edward D. Jones & Co., L.P.|52
USL|UNITED STATES 12 MON|ETRS|E*Trade Securities LLC|12680
USL|UNITED STATES 12 MON|FMAF|NBCN Inc./ CDS|1200
USL|UNITED STATES 12 MON|FTBR|Foliofn Investments, Inc.|191
USL|UNITED STATES 12 MON|GSCO|GOLDMAN SACHS & CO. LLC|200
USL|UNITED STATES 12 MON|GSLT|GOLDMAN SACHS & CO. LLC|4000
USL|UNITED STATES 12 MON|GTSZ|GTS SECURITIES LLC|50
USL|UNITED STATES 12 MON|HRBF|American Enterprise Investment Services Inc.|850
USL|UNITED STATES 12 MON|IATS|INTERACTIVE BROKERS LLC|12
USL|UNITED STATES 12 MON|IBKR|Interactive Brokers Llc|1343
USL|UNITED STATES 12 MON|INCA|INSTINET, LLC|1600
USL|UNITED STATES 12 MON|INJX|INSTINET, LLC|6600
USL|UNITED STATES 12 MON|JEFF|JEFFERIES LLC|4101
USL|UNITED STATES 12 MON|JPMX|J.P. Morgan Securities LLC|2000
USL|UNITED STATES 12 MON|JSJX|JANE STREET CAPITAL LLC|41166
USL|UNITED STATES 12 MON|KCGM|VIRTU Americas LLC|1106
USL|UNITED STATES 12 MON|LEHM|Barclays Capital Inc./Le|44300
USL|UNITED STATES 12 MON|LIME|Lime Brokerage LLC|179
USL|UNITED STATES 12 MON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
USL|UNITED STATES 12 MON|MSCO|MORGAN STANLEY & CO. LLC|6910
USL|UNITED STATES 12 MON|MSPL|MORGAN STANLEY & CO. LLC|1500
USL|UNITED STATES 12 MON|NFSC|National Financial Services LLC|13579
USL|UNITED STATES 12 MON|NITE|VIRTU Americas LLC|17532
USL|UNITED STATES 12 MON|NITP|VIRTU Americas LLC|53148
USL|UNITED STATES 12 MON|PWJC|UBS Financial Services, Inc.|50
USL|UNITED STATES 12 MON|SBSH|Citigroup Global Markets Inc.|459
USL|UNITED STATES 12 MON|SGMT|GOLDMAN SACHS & CO. LLC|3185
USL|UNITED STATES 12 MON|SWIM|TD Ameritrade, Inc.|2752
USL|UNITED STATES 12 MON|TRCM|TRC MARKETS LLC|200
USL|UNITED STATES 12 MON|UBSA|UBS SECURITIES LLC|600
USL|UNITED STATES 12 MON|UBSS|UBS Securities LLC|9764
USL|UNITED STATES 12 MON|VGRD|Vanguard Marketing Corporation|452
USL|UNITED STATES 12 MON|WCHV|WELLS FARGO SECURITIES, LLC|3324
USL|UNITED STATES 12 MON|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3081
USL|UNITED STATES 12 MON|WSEA|WOLVERINE SECURITIES, LLC|36
USL|UNITED STATES 12 MON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|790
USLB|INVESCO RSL 1000 LW|APCC|Apex Clearing Corporation|2
USLB|INVESCO RSL 1000 LW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8212
USLB|INVESCO RSL 1000 LW|DBAX|Deutsche Bank Securities Inc.|3800
USLB|INVESCO RSL 1000 LW|EBXL|EBX LLC|3800
USLB|INVESCO RSL 1000 LW|EDJO|Edward D. Jones & Co., L.P.|435
USLB|INVESCO RSL 1000 LW|ETRS|E*Trade Securities LLC|1
USLB|INVESCO RSL 1000 LW|FBCO|Credit Suisse Securities (USA) LLC|1862
USLB|INVESCO RSL 1000 LW|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|6055
USLB|INVESCO RSL 1000 LW|FOMA|TD AMERITRADE CLEARING, INC.|728
USLB|INVESCO RSL 1000 LW|GSCO|GOLDMAN SACHS & CO. LLC|1500
USLB|INVESCO RSL 1000 LW|IBKR|Interactive Brokers Llc|105
USLB|INVESCO RSL 1000 LW|INCA|INSTINET, LLC|4607
USLB|INVESCO RSL 1000 LW|ITGI|ITG Inc.|38809
USLB|INVESCO RSL 1000 LW|JPMX|J.P. Morgan Securities LLC|5444
USLB|INVESCO RSL 1000 LW|JSJX|JANE STREET CAPITAL LLC|100
USLB|INVESCO RSL 1000 LW|LEHM|Barclays Capital Inc./Le|2400
USLB|INVESCO RSL 1000 LW|LIME|Lime Brokerage LLC|40
USLB|INVESCO RSL 1000 LW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4232
USLB|INVESCO RSL 1000 LW|MSCO|MORGAN STANLEY & CO. LLC|1100
USLB|INVESCO RSL 1000 LW|NFSC|National Financial Services LLC|127
USLB|INVESCO RSL 1000 LW|NITE|VIRTU Americas LLC|24826
USLB|INVESCO RSL 1000 LW|SGMT|GOLDMAN SACHS & CO. LLC|3346
USLB|INVESCO RSL 1000 LW|SHMR|ABN Amro Clearing LLC|6160
USLB|INVESCO RSL 1000 LW|UBSA|UBS SECURITIES LLC|2223
USLB|INVESCO RSL 1000 LW|UBSS|UBS Securities LLC|700
USLB|INVESCO RSL 1000 LW|WSEA|WOLVERINE SECURITIES, LLC|30
USLB|INVESCO RSL 1000 LW|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
USLM|U S LIME & MINERAL##|APCC|Apex Clearing Corporation|15
USLM|U S LIME & MINERAL##|BATM|CBOE TRADING, INC.|10
USLM|U S LIME & MINERAL##|BERN|Sanford C. Bernstein & Co., LLC|147
USLM|U S LIME & MINERAL##|BMOC|BMO Capital Markets Corp.|318
USLM|U S LIME & MINERAL##|BNPX|BNP PARIBAS SECURITIES CORP.|192
USLM|U S LIME & MINERAL##|BTIG|BTIG, LLC|25
USLM|U S LIME & MINERAL##|BZYD|GOLDMAN SACHS & CO. LLC|256
USLM|U S LIME & MINERAL##|CHAS|Charles Schwab & Co., Inc.|8
USLM|U S LIME & MINERAL##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13
USLM|U S LIME & MINERAL##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3890
USLM|U S LIME & MINERAL##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7940
USLM|U S LIME & MINERAL##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|213
USLM|U S LIME & MINERAL##|CTDL|Citadel Derivatives Group Llc|71
USLM|U S LIME & MINERAL##|CXCX|CITIGROUP GLOBAL MARKETS INC.|312
USLM|U S LIME & MINERAL##|DBAB|Deutsche Bank Securities Inc.|3957
USLM|U S LIME & MINERAL##|DBAX|Deutsche Bank Securities Inc.|300
USLM|U S LIME & MINERAL##|EBXL|EBX LLC|300
USLM|U S LIME & MINERAL##|ETRS|E*Trade Securities LLC|1
USLM|U S LIME & MINERAL##|FBCO|Credit Suisse Securities (USA) LLC|5885
USLM|U S LIME & MINERAL##|FOMA|TD AMERITRADE CLEARING, INC.|517
USLM|U S LIME & MINERAL##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|399
USLM|U S LIME & MINERAL##|FTBR|Foliofn Investments, Inc.|2
USLM|U S LIME & MINERAL##|GEBB|GLOBAL EXECUTION BROKERS, LP|491
USLM|U S LIME & MINERAL##|GLPX|ACS EXECUTION SERVICES, LLC|793
USLM|U S LIME & MINERAL##|GSCO|GOLDMAN SACHS & CO. LLC|9508
USLM|U S LIME & MINERAL##|GSCS|GOLDMAN SACHS & CO. LLC|23
USLM|U S LIME & MINERAL##|GTSZ|GTS SECURITIES LLC|179
USLM|U S LIME & MINERAL##|HRBF|American Enterprise Investment Services Inc.|500
USLM|U S LIME & MINERAL##|IATS|INTERACTIVE BROKERS LLC|244
USLM|U S LIME & MINERAL##|IBKR|Interactive Brokers Llc|812
USLM|U S LIME & MINERAL##|ICBX|INSTINET, LLC|100
USLM|U S LIME & MINERAL##|IEQY|CITADEL SECURITIES LLC|400
USLM|U S LIME & MINERAL##|INCA|INSTINET, LLC|4646
USLM|U S LIME & MINERAL##|INJX|INSTINET, LLC|659
USLM|U S LIME & MINERAL##|ITGI|ITG Inc.|192
USLM|U S LIME & MINERAL##|JEFF|JEFFERIES LLC|2792
USLM|U S LIME & MINERAL##|JPMX|J.P. Morgan Securities LLC|3838
USLM|U S LIME & MINERAL##|KCGM|VIRTU Americas LLC|533
USLM|U S LIME & MINERAL##|LEHM|Barclays Capital Inc./Le|3111
USLM|U S LIME & MINERAL##|LIME|Lime Brokerage LLC|2661
USLM|U S LIME & MINERAL##|LQNA|LIQUIDNET, INC.|6400
USLM|U S LIME & MINERAL##|MAXM|Maxim Group LLC|140
USLM|U S LIME & MINERAL##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1660
USLM|U S LIME & MINERAL##|MOTF|MOTIF INVESTING, INC.|1
USLM|U S LIME & MINERAL##|MSCO|MORGAN STANLEY & CO. LLC|4912
USLM|U S LIME & MINERAL##|MSPL|MORGAN STANLEY & CO. LLC|100
USLM|U S LIME & MINERAL##|NFSC|National Financial Services LLC|667
USLM|U S LIME & MINERAL##|NITE|VIRTU Americas LLC|4507
USLM|U S LIME & MINERAL##|NQRB|Brut, LLC|124
USLM|U S LIME & MINERAL##|PDQM|CODA MARKETS, INC.|1343
USLM|U S LIME & MINERAL##|PWJC|UBS Financial Services, Inc.|10
USLM|U S LIME & MINERAL##|SBSH|Citigroup Global Markets Inc.|3332
USLM|U S LIME & MINERAL##|SGMT|GOLDMAN SACHS & CO. LLC|157
USLM|U S LIME & MINERAL##|SPDR|SPEEDROUTE LLC|261
USLM|U S LIME & MINERAL##|SWIM|TD Ameritrade, Inc.|525
USLM|U S LIME & MINERAL##|TKNG|ALLY INVEST SECURITIES LLC|16
USLM|U S LIME & MINERAL##|TRCM|TRC MARKETS LLC|3719
USLM|U S LIME & MINERAL##|UBSA|UBS SECURITIES LLC|1279
USLM|U S LIME & MINERAL##|UBSS|UBS Securities LLC|7514
USLM|U S LIME & MINERAL##|VALX|VIRTU AMERICAS LLC|621
USLM|U S LIME & MINERAL##|WCHV|WELLS FARGO SECURITIES, LLC|1333
USLM|U S LIME & MINERAL##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
USLM|U S LIME & MINERAL##|WSEA|WOLVERINE SECURITIES, LLC|216
USLM|U S LIME & MINERAL##|YKNA|COMHAR CAPITAL MARKETS, LLC|83
USLV|VS 3X SILVER|ALTX|Alternet Securities Inc.|7323
USLV|VS 3X SILVER|APCC|Apex Clearing Corporation|95689
USLV|VS 3X SILVER|BATM|CBOE TRADING, INC.|56178
USLV|VS 3X SILVER|BKMM|BNY MELLON CAPITAL MARKETS, LLC|220333
USLV|VS 3X SILVER|BYXM|CBOE TRADING, INC.|14500
USLV|VS 3X SILVER|CANT|Cantor Fitzgerald & Co.|803
USLV|VS 3X SILVER|CHAS|Charles Schwab & Co., Inc.|48304
USLV|VS 3X SILVER|CIST|Capital Institutional Services, Inc.|415
USLV|VS 3X SILVER|CROS|CREDIT SUISSE SECURITIES (USA) LLC|248874
USLV|VS 3X SILVER|CXCX|CITIGROUP GLOBAL MARKETS INC.|3416
USLV|VS 3X SILVER|DADA|D.A. Davidson & Co.|150
USLV|VS 3X SILVER|DBAB|Deutsche Bank Securities Inc.|7600
USLV|VS 3X SILVER|DBAX|Deutsche Bank Securities Inc.|63600
USLV|VS 3X SILVER|DCHF|Dart Executions, LLC|388846
USLV|VS 3X SILVER|DEAN|MORGAN STANLEY|28470
USLV|VS 3X SILVER|EBXL|EBX LLC|139200
USLV|VS 3X SILVER|ECUT|CONVERGEX EXECUTION SOLUTIONS|7676
USLV|VS 3X SILVER|EGAM|CBOE TRADING, INC.|61475
USLV|VS 3X SILVER|EGMT|EG MARKET TECHNOLOGIES LLC|100
USLV|VS 3X SILVER|EGXM|CBOE TRADING, INC.|35290
USLV|VS 3X SILVER|EGXW|CBOE TRADING, INC.|800
USLV|VS 3X SILVER|ETBE|Electronic Transaction Clearing, Inc.|53482
USLV|VS 3X SILVER|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|9303
USLV|VS 3X SILVER|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29558
USLV|VS 3X SILVER|ETRS|E*Trade Securities LLC|3436276
USLV|VS 3X SILVER|FBCO|Credit Suisse Securities (USA) LLC|15226048
USLV|VS 3X SILVER|FBSB|U.S. Bancorp Investments, Inc.|4000
USLV|VS 3X SILVER|FFSI|Firstrade Securities Inc.|1100
USLV|VS 3X SILVER|FIDT|Fidelity Clearing Canada ULC./ CDS|3853
USLV|VS 3X SILVER|FILL|Tradestation Securities, Inc.|100214
USLV|VS 3X SILVER|FMAF|NBCN Inc./ CDS|23195
USLV|VS 3X SILVER|FOMA|TD AMERITRADE CLEARING, INC.|6572295
USLV|VS 3X SILVER|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3279
USLV|VS 3X SILVER|FTBR|Foliofn Investments, Inc.|4315
USLV|VS 3X SILVER|GEBB|GLOBAL EXECUTION BROKERS, LP|52343
USLV|VS 3X SILVER|GLIS|TD Securities Inc|4000
USLV|VS 3X SILVER|GLPX|ACS EXECUTION SERVICES, LLC|17401
USLV|VS 3X SILVER|GSCO|GOLDMAN SACHS & CO. LLC|21000
USLV|VS 3X SILVER|GSCS|GOLDMAN SACHS & CO. LLC|24399
USLV|VS 3X SILVER|GSLT|GOLDMAN SACHS & CO. LLC|73130
USLV|VS 3X SILVER|GTSZ|GTS SECURITIES LLC|1300
USLV|VS 3X SILVER|HASF|Haywood Securities Inc./CDS|4900
USLV|VS 3X SILVER|HRBF|American Enterprise Investment Services Inc.|22950
USLV|VS 3X SILVER|HSBC|HSBC Securities, Inc.|2300
USLV|VS 3X SILVER|IATS|INTERACTIVE BROKERS LLC|443728
USLV|VS 3X SILVER|IBKR|Interactive Brokers Llc|2603565
USLV|VS 3X SILVER|ICBX|INSTINET, LLC|299430
USLV|VS 3X SILVER|INCA|INSTINET, LLC|196515
USLV|VS 3X SILVER|ITGI|ITG Inc.|11380
USLV|VS 3X SILVER|ITGP|ITG INC.|126200
USLV|VS 3X SILVER|JMPT|JUMP TRADING, LLC|40466
USLV|VS 3X SILVER|JPMX|J.P. Morgan Securities LLC|18236
USLV|VS 3X SILVER|JSEB|JANE STREET EXECUTION SERVICES, LLC|34100
USLV|VS 3X SILVER|JSJX|JANE STREET CAPITAL LLC|4537685
USLV|VS 3X SILVER|KCGM|VIRTU Americas LLC|161814
USLV|VS 3X SILVER|LEHM|Barclays Capital Inc./Le|750400
USLV|VS 3X SILVER|LIME|Lime Brokerage LLC|309121
USLV|VS 3X SILVER|LMGP|LIME BROKERAGE LLC|2100
USLV|VS 3X SILVER|LSCI|Lek Securities Corporation|2303
USLV|VS 3X SILVER|MAXM|Maxim Group LLC|4700
USLV|VS 3X SILVER|MBTS|ALLY INVEST SECURITIES LLC|5300
USLV|VS 3X SILVER|MCMF|Raymond James Ltd. Cds|4950
USLV|VS 3X SILVER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|174276
USLV|VS 3X SILVER|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
USLV|VS 3X SILVER|MOTF|MOTIF INVESTING, INC.|8
USLV|VS 3X SILVER|MSCO|MORGAN STANLEY & CO. LLC|1625821
USLV|VS 3X SILVER|MSPL|MORGAN STANLEY & CO. LLC|67800
USLV|VS 3X SILVER|MSTX|MORGAN STANLEY & CO. LLC|10400
USLV|VS 3X SILVER|NFSC|National Financial Services LLC|5746405
USLV|VS 3X SILVER|NITE|VIRTU Americas LLC|6827167
USLV|VS 3X SILVER|NITP|VIRTU Americas LLC|10205
USLV|VS 3X SILVER|NQRB|Brut, LLC|1800
USLV|VS 3X SILVER|OLDM|OLD MISSION CAPITAL, LLC|127014
USLV|VS 3X SILVER|OPCO|Oppenheimer & Co. Inc.|9071
USLV|VS 3X SILVER|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|825
USLV|VS 3X SILVER|PCFF|Pacific International Securities Inc./CDS|2874
USLV|VS 3X SILVER|PDQM|CODA MARKETS, INC.|38642
USLV|VS 3X SILVER|PICT|Pictet Overseas Inc.|6300
USLV|VS 3X SILVER|PWJC|UBS Financial Services, Inc.|67900
USLV|VS 3X SILVER|RAJA|Raymond James & Associates, Inc.|103600
USLV|VS 3X SILVER|RBCM|RBC CAPITAL MARKETS, LLC|2501
USLV|VS 3X SILVER|RGLD|Regal Securities, Inc|2520
USLV|VS 3X SILVER|SBSH|Citigroup Global Markets Inc.|24817
USLV|VS 3X SILVER|SGMT|GOLDMAN SACHS & CO. LLC|215787
USLV|VS 3X SILVER|SHMR|ABN Amro Clearing LLC|4473902
USLV|VS 3X SILVER|SOGO|Wang Investment Associates, Inc.|2300
USLV|VS 3X SILVER|SPDR|SPEEDROUTE LLC|7304
USLV|VS 3X SILVER|STTT|STATETRUST INVESTMENTS INC.|7000
USLV|VS 3X SILVER|STXG|Stockcross Financial Services, Inc.|1300
USLV|VS 3X SILVER|SWIM|TD Ameritrade, Inc.|1525967
USLV|VS 3X SILVER|SWST|Hilltop Securities Inc.|4050
USLV|VS 3X SILVER|TKNG|ALLY INVEST SECURITIES LLC|410277
USLV|VS 3X SILVER|TRBT|Tradebot Systems, Inc.|520332
USLV|VS 3X SILVER|TRCM|TRC MARKETS LLC|126911
USLV|VS 3X SILVER|TWTT|TASTYWORKS, INC.|14515
USLV|VS 3X SILVER|UBSA|UBS SECURITIES LLC|1095662
USLV|VS 3X SILVER|UBSS|UBS Securities LLC|1397703
USLV|VS 3X SILVER|VALX|VIRTU AMERICAS LLC|106389
USLV|VS 3X SILVER|VGRD|Vanguard Marketing Corporation|688017
USLV|VS 3X SILVER|VIEW|VIEWTRADE SECURITIES LLC|3106
USLV|VS 3X SILVER|WCHV|WELLS FARGO SECURITIES, LLC|40861
USLV|VS 3X SILVER|WEDB|WEDBUSH SECURITIES INC.|200
USLV|VS 3X SILVER|WEXM|WOLVERINE EXECUTION SERVICES, LLC|86716
USLV|VS 3X SILVER|WGIF|CIBC World Markets Inc.|169335
USLV|VS 3X SILVER|WSEA|WOLVERINE SECURITIES, LLC|143195
USLV|VS 3X SILVER|YKNA|COMHAR CAPITAL MARKETS, LLC|2132
USLV|VS 3X SILVER|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4570
USM|U S CELLULAR|ABLE|NATIXIS Securities Americas LLC|8500
USM|U S CELLULAR|ALTX|Alternet Securities Inc.|100
USM|U S CELLULAR|ANOS|ABEL/NOSER, L.L.C.|800
USM|U S CELLULAR|APCC|Apex Clearing Corporation|8
USM|U S CELLULAR|BARD|Robert W. Baird & Co. Incorporated|10
USM|U S CELLULAR|BATM|CBOE TRADING, INC.|578
USM|U S CELLULAR|BERN|Sanford C. Bernstein & Co., LLC|1110
USM|U S CELLULAR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|423
USM|U S CELLULAR|BLKX|INSTINET, LLC|20962
USM|U S CELLULAR|BNPX|BNP PARIBAS SECURITIES CORP.|351
USM|U S CELLULAR|BYXM|CBOE TRADING, INC.|100
USM|U S CELLULAR|BZYD|GOLDMAN SACHS & CO. LLC|933
USM|U S CELLULAR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1001
USM|U S CELLULAR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
USM|U S CELLULAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28644
USM|U S CELLULAR|CTDL|Citadel Derivatives Group Llc|8029
USM|U S CELLULAR|CXCX|CITIGROUP GLOBAL MARKETS INC.|24
USM|U S CELLULAR|DBAB|Deutsche Bank Securities Inc.|44188
USM|U S CELLULAR|DBAX|Deutsche Bank Securities Inc.|10000
USM|U S CELLULAR|DBUL|Deutsche Bank Securities Inc.|100
USM|U S CELLULAR|DEGS|RONIN PROFESSIONAL LLC|200
USM|U S CELLULAR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4
USM|U S CELLULAR|EBXL|EBX LLC|9300
USM|U S CELLULAR|ECUT|CONVERGEX EXECUTION SOLUTIONS|57
USM|U S CELLULAR|EDJO|Edward D. Jones & Co., L.P.|54
USM|U S CELLULAR|EGAM|CBOE TRADING, INC.|735
USM|U S CELLULAR|EGXM|CBOE TRADING, INC.|100
USM|U S CELLULAR|ETBE|Electronic Transaction Clearing, Inc.|770
USM|U S CELLULAR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|703
USM|U S CELLULAR|ETRS|E*Trade Securities LLC|2
USM|U S CELLULAR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|725
USM|U S CELLULAR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12379
USM|U S CELLULAR|FTBR|Foliofn Investments, Inc.|67
USM|U S CELLULAR|GSCO|GOLDMAN SACHS & CO. LLC|50889
USM|U S CELLULAR|GSCS|GOLDMAN SACHS & CO. LLC|900
USM|U S CELLULAR|GSLT|GOLDMAN SACHS & CO. LLC|986
USM|U S CELLULAR|GTSZ|GTS SECURITIES LLC|9381
USM|U S CELLULAR|HSBC|HSBC Securities, Inc.|1875
USM|U S CELLULAR|IATS|INTERACTIVE BROKERS LLC|4190
USM|U S CELLULAR|IBKR|Interactive Brokers Llc|3567
USM|U S CELLULAR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2187
USM|U S CELLULAR|ICBX|INSTINET, LLC|2500
USM|U S CELLULAR|INCA|INSTINET, LLC|39127
USM|U S CELLULAR|INJX|INSTINET, LLC|5567
USM|U S CELLULAR|ITGI|ITG Inc.|12976
USM|U S CELLULAR|ITGP|ITG INC.|11400
USM|U S CELLULAR|JEFF|JEFFERIES LLC|2269
USM|U S CELLULAR|JMPT|JUMP TRADING, LLC|1419
USM|U S CELLULAR|JPBX|J.P. MORGAN SECURITIES LLC|4782
USM|U S CELLULAR|JPMX|J.P. Morgan Securities LLC|34920
USM|U S CELLULAR|JSJX|JANE STREET CAPITAL LLC|412
USM|U S CELLULAR|KCGM|VIRTU Americas LLC|3015
USM|U S CELLULAR|LEHM|Barclays Capital Inc./Le|102938
USM|U S CELLULAR|LIME|Lime Brokerage LLC|7664
USM|U S CELLULAR|LOOP|Loop Capital Markets LLC|2383
USM|U S CELLULAR|LSCI|Lek Securities Corporation|14
USM|U S CELLULAR|MACC|Mid Atlantic Capital Corporation|325
USM|U S CELLULAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19086
USM|U S CELLULAR|MOTF|MOTIF INVESTING, INC.|3
USM|U S CELLULAR|MSCO|MORGAN STANLEY & CO. LLC|285663
USM|U S CELLULAR|MSPL|MORGAN STANLEY & CO. LLC|19300
USM|U S CELLULAR|MSTX|MORGAN STANLEY & CO. LLC|7000
USM|U S CELLULAR|NFSC|National Financial Services LLC|8720
USM|U S CELLULAR|NITE|VIRTU Americas LLC|16107
USM|U S CELLULAR|NQRB|Brut, LLC|100
USM|U S CELLULAR|NTRC|Northern Trust Securities, Inc.|152
USM|U S CELLULAR|PDQM|CODA MARKETS, INC.|621
USM|U S CELLULAR|RBCM|RBC CAPITAL MARKETS, LLC|9
USM|U S CELLULAR|SAGW|SAGETRADER, LLC|200
USM|U S CELLULAR|SBSH|Citigroup Global Markets Inc.|2547
USM|U S CELLULAR|SGMT|GOLDMAN SACHS & CO. LLC|4374
USM|U S CELLULAR|SPDR|SPEEDROUTE LLC|300
USM|U S CELLULAR|SPTD|MINT GLOBAL MARKETS, INC.|310
USM|U S CELLULAR|STFL|Stifel, Nicolaus & Company, Incorporated|531
USM|U S CELLULAR|TRBT|Tradebot Systems, Inc.|14054
USM|U S CELLULAR|TRCM|TRC MARKETS LLC|7454
USM|U S CELLULAR|UBSA|UBS SECURITIES LLC|58463
USM|U S CELLULAR|UBSS|UBS Securities LLC|84080
USM|U S CELLULAR|VALX|VIRTU AMERICAS LLC|1628
USM|U S CELLULAR|WCHV|WELLS FARGO SECURITIES, LLC|1000
USM|U S CELLULAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|690
USM|U S CELLULAR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|158
USM|U S CELLULAR|WSEA|WOLVERINE SECURITIES, LLC|14
USM|U S CELLULAR|XIST|INSTINET, LLC|5200
USM|U S CELLULAR|XPQR|Jump Trading|637
USM|U S CELLULAR|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
USM|U S CELLULAR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
USMC|PRIN US MEGCP MF ETF|APCC|Apex Clearing Corporation|1
USMC|PRIN US MEGCP MF ETF|BATM|CBOE TRADING, INC.|376
USMC|PRIN US MEGCP MF ETF|BBNT|BB&T SECURITIES, LLC|313
USMC|PRIN US MEGCP MF ETF|CANT|Cantor Fitzgerald & Co.|2251373
USMC|PRIN US MEGCP MF ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
USMC|PRIN US MEGCP MF ETF|FBCO|Credit Suisse Securities (USA) LLC|2083
USMC|PRIN US MEGCP MF ETF|FOMA|TD AMERITRADE CLEARING, INC.|741
USMC|PRIN US MEGCP MF ETF|FTBR|Foliofn Investments, Inc.|1
USMC|PRIN US MEGCP MF ETF|GSLT|GOLDMAN SACHS & CO. LLC|1991
USMC|PRIN US MEGCP MF ETF|IBKR|Interactive Brokers Llc|110
USMC|PRIN US MEGCP MF ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
USMC|PRIN US MEGCP MF ETF|ICBX|INSTINET, LLC|100
USMC|PRIN US MEGCP MF ETF|JPMX|J.P. Morgan Securities LLC|200
USMC|PRIN US MEGCP MF ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|7330
USMC|PRIN US MEGCP MF ETF|JSJX|JANE STREET CAPITAL LLC|12646
USMC|PRIN US MEGCP MF ETF|LIME|Lime Brokerage LLC|1058
USMC|PRIN US MEGCP MF ETF|MSCO|MORGAN STANLEY & CO. LLC|2289
USMC|PRIN US MEGCP MF ETF|MSPL|MORGAN STANLEY & CO. LLC|100
USMC|PRIN US MEGCP MF ETF|NFSC|National Financial Services LLC|38193
USMC|PRIN US MEGCP MF ETF|NITE|VIRTU Americas LLC|18504
USMC|PRIN US MEGCP MF ETF|RAJA|Raymond James & Associates, Inc.|704
USMC|PRIN US MEGCP MF ETF|SGMT|GOLDMAN SACHS & CO. LLC|200
USMC|PRIN US MEGCP MF ETF|TRCM|TRC MARKETS LLC|148
USMC|PRIN US MEGCP MF ETF|UBSS|UBS Securities LLC|393
USMC|PRIN US MEGCP MF ETF|WCHV|WELLS FARGO SECURITIES, LLC|100
USMC|PRIN US MEGCP MF ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1478
USMC|PRIN US MEGCP MF ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|425
USMC|PRIN US MEGCP MF ETF|WSEA|WOLVERINE SECURITIES, LLC|21
USMC|PRIN US MEGCP MF ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|587
USMF|WISDOMTREE U.S. MULT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3447
USMF|WISDOMTREE U.S. MULT|CSIN|Citadel Securities Institutional LLC|42221
USMF|WISDOMTREE U.S. MULT|CTDL|Citadel Derivatives Group Llc|42221
USMF|WISDOMTREE U.S. MULT|DBAX|Deutsche Bank Securities Inc.|600
USMF|WISDOMTREE U.S. MULT|EBXL|EBX LLC|1000
USMF|WISDOMTREE U.S. MULT|ETRS|E*Trade Securities LLC|151
USMF|WISDOMTREE U.S. MULT|JPMX|J.P. Morgan Securities LLC|200
USMF|WISDOMTREE U.S. MULT|JSEB|JANE STREET EXECUTION SERVICES, LLC|29316
USMF|WISDOMTREE U.S. MULT|JSJX|JANE STREET CAPITAL LLC|624
USMF|WISDOMTREE U.S. MULT|KCGM|VIRTU Americas LLC|3246
USMF|WISDOMTREE U.S. MULT|LEHM|Barclays Capital Inc./Le|3000
USMF|WISDOMTREE U.S. MULT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
USMF|WISDOMTREE U.S. MULT|MSCO|MORGAN STANLEY & CO. LLC|1
USMF|WISDOMTREE U.S. MULT|NFSC|National Financial Services LLC|1133
USMF|WISDOMTREE U.S. MULT|NITE|VIRTU Americas LLC|5861
USMF|WISDOMTREE U.S. MULT|SGMT|GOLDMAN SACHS & CO. LLC|1083
USMF|WISDOMTREE U.S. MULT|SWIM|TD Ameritrade, Inc.|5
USMF|WISDOMTREE U.S. MULT|TKNG|ALLY INVEST SECURITIES LLC|8
USMF|WISDOMTREE U.S. MULT|UBSS|UBS Securities LLC|353
USMF|WISDOMTREE U.S. MULT|VGRD|Vanguard Marketing Corporation|138
USMV|ISHARES MSCI USA MIN|AGIS|Aegis Capital Corp.|1610
USMV|ISHARES MSCI USA MIN|ALTX|Alternet Securities Inc.|50970
USMV|ISHARES MSCI USA MIN|ANOS|ABEL/NOSER, L.L.C.|1853
USMV|ISHARES MSCI USA MIN|APCC|Apex Clearing Corporation|9851
USMV|ISHARES MSCI USA MIN|BANK|Primevest Financial Services, Inc.|3279
USMV|ISHARES MSCI USA MIN|BARD|Robert W. Baird & Co. Incorporated|7926
USMV|ISHARES MSCI USA MIN|BATM|CBOE TRADING, INC.|7102
USMV|ISHARES MSCI USA MIN|BBNT|BB&T SECURITIES, LLC|165952
USMV|ISHARES MSCI USA MIN|BERN|Sanford C. Bernstein & Co., LLC|2631
USMV|ISHARES MSCI USA MIN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7394
USMV|ISHARES MSCI USA MIN|BNCH|The Benchmark Company, LLC|59180
USMV|ISHARES MSCI USA MIN|BRGE|Newbridge Securities Corp.|14
USMV|ISHARES MSCI USA MIN|BTIG|BTIG, LLC|28013
USMV|ISHARES MSCI USA MIN|BYXM|CBOE TRADING, INC.|2168
USMV|ISHARES MSCI USA MIN|CANT|Cantor Fitzgerald & Co.|386801
USMV|ISHARES MSCI USA MIN|CHAS|Charles Schwab & Co., Inc.|2358
USMV|ISHARES MSCI USA MIN|CIST|Capital Institutional Services, Inc.|4096
USMV|ISHARES MSCI USA MIN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103567
USMV|ISHARES MSCI USA MIN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
USMV|ISHARES MSCI USA MIN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
USMV|ISHARES MSCI USA MIN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|598551
USMV|ISHARES MSCI USA MIN|CSIN|Citadel Securities Institutional LLC|1088949
USMV|ISHARES MSCI USA MIN|CTDL|Citadel Derivatives Group Llc|1114111
USMV|ISHARES MSCI USA MIN|CXCX|CITIGROUP GLOBAL MARKETS INC.|34634
USMV|ISHARES MSCI USA MIN|DADA|D.A. Davidson & Co.|1609
USMV|ISHARES MSCI USA MIN|DBAB|Deutsche Bank Securities Inc.|145637
USMV|ISHARES MSCI USA MIN|DBAX|Deutsche Bank Securities Inc.|90200
USMV|ISHARES MSCI USA MIN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1571
USMV|ISHARES MSCI USA MIN|EBXL|EBX LLC|159300
USMV|ISHARES MSCI USA MIN|ECUT|CONVERGEX EXECUTION SOLUTIONS|17647
USMV|ISHARES MSCI USA MIN|EDJO|Edward D. Jones & Co., L.P.|124670
USMV|ISHARES MSCI USA MIN|EGAM|CBOE TRADING, INC.|17372
USMV|ISHARES MSCI USA MIN|EGAW|CBOE TRADING, INC.|100
USMV|ISHARES MSCI USA MIN|EGMT|EG MARKET TECHNOLOGIES LLC|100
USMV|ISHARES MSCI USA MIN|EGXM|CBOE TRADING, INC.|2993
USMV|ISHARES MSCI USA MIN|ETBE|Electronic Transaction Clearing, Inc.|55692
USMV|ISHARES MSCI USA MIN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9431
USMV|ISHARES MSCI USA MIN|ETRS|E*Trade Securities LLC|49720
USMV|ISHARES MSCI USA MIN|FBSB|U.S. Bancorp Investments, Inc.|8422
USMV|ISHARES MSCI USA MIN|FCST|INTL FCSTONE FINANCIAL INC.|1200
USMV|ISHARES MSCI USA MIN|FIDT|Fidelity Clearing Canada ULC./ CDS|2660
USMV|ISHARES MSCI USA MIN|FILL|Tradestation Securities, Inc.|350
USMV|ISHARES MSCI USA MIN|FINX|FINTECH SECURITIES|8118
USMV|ISHARES MSCI USA MIN|FMAF|NBCN Inc./ CDS|2654
USMV|ISHARES MSCI USA MIN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146324
USMV|ISHARES MSCI USA MIN|FTBR|Foliofn Investments, Inc.|15379
USMV|ISHARES MSCI USA MIN|GBMT|GBM International, Inc.|17799
USMV|ISHARES MSCI USA MIN|GLPX|ACS EXECUTION SERVICES, LLC|192
USMV|ISHARES MSCI USA MIN|GSCO|GOLDMAN SACHS & CO. LLC|194469
USMV|ISHARES MSCI USA MIN|GSCS|GOLDMAN SACHS & CO. LLC|1300
USMV|ISHARES MSCI USA MIN|GSLT|GOLDMAN SACHS & CO. LLC|28103
USMV|ISHARES MSCI USA MIN|GTSZ|GTS SECURITIES LLC|37459
USMV|ISHARES MSCI USA MIN|HRBF|American Enterprise Investment Services Inc.|630164
USMV|ISHARES MSCI USA MIN|HSBC|HSBC Securities, Inc.|32391
USMV|ISHARES MSCI USA MIN|IATS|INTERACTIVE BROKERS LLC|2193
USMV|ISHARES MSCI USA MIN|IBKR|Interactive Brokers Llc|21681
USMV|ISHARES MSCI USA MIN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15805
USMV|ISHARES MSCI USA MIN|ICBX|INSTINET, LLC|160928
USMV|ISHARES MSCI USA MIN|INCA|INSTINET, LLC|454420
USMV|ISHARES MSCI USA MIN|INJX|INSTINET, LLC|2300
USMV|ISHARES MSCI USA MIN|ITGI|ITG Inc.|149839
USMV|ISHARES MSCI USA MIN|ITGP|ITG INC.|129400
USMV|ISHARES MSCI USA MIN|JANY|Janney Montgomery Scott Inc.|24780
USMV|ISHARES MSCI USA MIN|JEFF|JEFFERIES LLC|124212
USMV|ISHARES MSCI USA MIN|JMPT|JUMP TRADING, LLC|41855
USMV|ISHARES MSCI USA MIN|JPMX|J.P. Morgan Securities LLC|152174
USMV|ISHARES MSCI USA MIN|JSEB|JANE STREET EXECUTION SERVICES, LLC|292792
USMV|ISHARES MSCI USA MIN|JSJX|JANE STREET CAPITAL LLC|1260291
USMV|ISHARES MSCI USA MIN|KCGM|VIRTU Americas LLC|72379
USMV|ISHARES MSCI USA MIN|LEHM|Barclays Capital Inc./Le|233014
USMV|ISHARES MSCI USA MIN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|78893
USMV|ISHARES MSCI USA MIN|LIME|Lime Brokerage LLC|800
USMV|ISHARES MSCI USA MIN|MACC|Mid Atlantic Capital Corporation|2408
USMV|ISHARES MSCI USA MIN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|168540
USMV|ISHARES MSCI USA MIN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4818
USMV|ISHARES MSCI USA MIN|MOTF|MOTIF INVESTING, INC.|4
USMV|ISHARES MSCI USA MIN|MSCO|MORGAN STANLEY & CO. LLC|810491
USMV|ISHARES MSCI USA MIN|MSPL|MORGAN STANLEY & CO. LLC|27900
USMV|ISHARES MSCI USA MIN|NATL|National Securities Corporation|170
USMV|ISHARES MSCI USA MIN|NBCS|NBC Securities, INC.|130
USMV|ISHARES MSCI USA MIN|NFSC|National Financial Services LLC|1431944
USMV|ISHARES MSCI USA MIN|NIAD|Ni Advisors|187
USMV|ISHARES MSCI USA MIN|NITE|VIRTU Americas LLC|1689565
USMV|ISHARES MSCI USA MIN|NTBF|BMO Nesbitt Burns Inc./CDS|175
USMV|ISHARES MSCI USA MIN|NTRC|Northern Trust Securities, Inc.|400
USMV|ISHARES MSCI USA MIN|OPCO|Oppenheimer & Co. Inc.|2930
USMV|ISHARES MSCI USA MIN|PDQM|CODA MARKETS, INC.|268
USMV|ISHARES MSCI USA MIN|PWJC|UBS Financial Services, Inc.|4114
USMV|ISHARES MSCI USA MIN|RBCM|RBC CAPITAL MARKETS, LLC|29548
USMV|ISHARES MSCI USA MIN|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1400
USMV|ISHARES MSCI USA MIN|SALI|INTL FCSTONE FINANCIAL INC.|828
USMV|ISHARES MSCI USA MIN|SBSH|Citigroup Global Markets Inc.|1018386
USMV|ISHARES MSCI USA MIN|SEIC|SEI Investments Distribution Co.|49490
USMV|ISHARES MSCI USA MIN|SGMT|GOLDMAN SACHS & CO. LLC|145664
USMV|ISHARES MSCI USA MIN|SHMR|ABN Amro Clearing LLC|29385
USMV|ISHARES MSCI USA MIN|SPHN|Stephens Inc.|344
USMV|ISHARES MSCI USA MIN|STFL|Stifel, Nicolaus & Company, Incorporated|17750
USMV|ISHARES MSCI USA MIN|SWIM|TD Ameritrade, Inc.|3377
USMV|ISHARES MSCI USA MIN|SWST|Hilltop Securities Inc.|969
USMV|ISHARES MSCI USA MIN|TKNG|ALLY INVEST SECURITIES LLC|673
USMV|ISHARES MSCI USA MIN|TRBT|Tradebot Systems, Inc.|232047
USMV|ISHARES MSCI USA MIN|TRCM|TRC MARKETS LLC|1407424
USMV|ISHARES MSCI USA MIN|TWTT|TASTYWORKS, INC.|50
USMV|ISHARES MSCI USA MIN|UBSA|UBS SECURITIES LLC|440335
USMV|ISHARES MSCI USA MIN|UBSS|UBS Securities LLC|1066994
USMV|ISHARES MSCI USA MIN|VALX|VIRTU AMERICAS LLC|19946
USMV|ISHARES MSCI USA MIN|VGRD|Vanguard Marketing Corporation|27717
USMV|ISHARES MSCI USA MIN|VNDM|Wall Street Access|7009
USMV|ISHARES MSCI USA MIN|WBLR|WILLIAM BLAIR|4643
USMV|ISHARES MSCI USA MIN|WCHV|WELLS FARGO SECURITIES, LLC|447614
USMV|ISHARES MSCI USA MIN|WEDB|WEDBUSH SECURITIES INC.|162
USMV|ISHARES MSCI USA MIN|WEED|Weeden & Co.L.P.|1030
USMV|ISHARES MSCI USA MIN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3151
USMV|ISHARES MSCI USA MIN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8222
USMV|ISHARES MSCI USA MIN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|120
USMV|ISHARES MSCI USA MIN|WSEA|WOLVERINE SECURITIES, LLC|10863
USMV|ISHARES MSCI USA MIN|XPUS|XP SECURITIES, LLC|764362
USMV|ISHARES MSCI USA MIN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8834
USMV|ISHARES MSCI USA MIN|YKNA|COMHAR CAPITAL MARKETS, LLC|93
USMV|ISHARES MSCI USA MIN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|597786
USNA|USANA HEALTH SCIEN|ALTX|Alternet Securities Inc.|622
USNA|USANA HEALTH SCIEN|ANOS|ABEL/NOSER, L.L.C.|310
USNA|USANA HEALTH SCIEN|APCC|Apex Clearing Corporation|4787
USNA|USANA HEALTH SCIEN|BATM|CBOE TRADING, INC.|2047
USNA|USANA HEALTH SCIEN|BAYC|BAY CREST PARTNERS, LLC|43
USNA|USANA HEALTH SCIEN|BERN|Sanford C. Bernstein & Co., LLC|1851
USNA|USANA HEALTH SCIEN|BIDS|BIDS TRADING L.P.|100
USNA|USANA HEALTH SCIEN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1663
USNA|USANA HEALTH SCIEN|BNPX|BNP PARIBAS SECURITIES CORP.|710
USNA|USANA HEALTH SCIEN|BTIG|BTIG, LLC|13021
USNA|USANA HEALTH SCIEN|BYXM|CBOE TRADING, INC.|9
USNA|USANA HEALTH SCIEN|CANT|Cantor Fitzgerald & Co.|161
USNA|USANA HEALTH SCIEN|CHAS|Charles Schwab & Co., Inc.|50
USNA|USANA HEALTH SCIEN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6173
USNA|USANA HEALTH SCIEN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1511
USNA|USANA HEALTH SCIEN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
USNA|USANA HEALTH SCIEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|44188
USNA|USANA HEALTH SCIEN|CTDL|Citadel Derivatives Group Llc|1398
USNA|USANA HEALTH SCIEN|CTLR|CUTLER GROUP, LP|335
USNA|USANA HEALTH SCIEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|24338
USNA|USANA HEALTH SCIEN|DADA|D.A. Davidson & Co.|29
USNA|USANA HEALTH SCIEN|DBAB|Deutsche Bank Securities Inc.|66715
USNA|USANA HEALTH SCIEN|DBAX|Deutsche Bank Securities Inc.|46600
USNA|USANA HEALTH SCIEN|DEAN|MORGAN STANLEY|20
USNA|USANA HEALTH SCIEN|DEGS|RONIN PROFESSIONAL LLC|561
USNA|USANA HEALTH SCIEN|DOTC|Dougherty & Company LLC|1500
USNA|USANA HEALTH SCIEN|EBXL|EBX LLC|23500
USNA|USANA HEALTH SCIEN|ECUT|CONVERGEX EXECUTION SOLUTIONS|4004
USNA|USANA HEALTH SCIEN|EDJO|Edward D. Jones & Co., L.P.|279
USNA|USANA HEALTH SCIEN|EGAM|CBOE TRADING, INC.|1687
USNA|USANA HEALTH SCIEN|EGMT|EG MARKET TECHNOLOGIES LLC|110
USNA|USANA HEALTH SCIEN|EGXM|CBOE TRADING, INC.|813
USNA|USANA HEALTH SCIEN|EGXW|CBOE TRADING, INC.|93
USNA|USANA HEALTH SCIEN|ELEV|ELEVATION, LLC|8490
USNA|USANA HEALTH SCIEN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
USNA|USANA HEALTH SCIEN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5315
USNA|USANA HEALTH SCIEN|ETRS|E*Trade Securities LLC|17561
USNA|USANA HEALTH SCIEN|FILL|Tradestation Securities, Inc.|527
USNA|USANA HEALTH SCIEN|FMAF|NBCN Inc./ CDS|343
USNA|USANA HEALTH SCIEN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15426
USNA|USANA HEALTH SCIEN|FTBR|Foliofn Investments, Inc.|1052
USNA|USANA HEALTH SCIEN|GLIS|TD Securities Inc|2845
USNA|USANA HEALTH SCIEN|GLPX|ACS EXECUTION SERVICES, LLC|3802
USNA|USANA HEALTH SCIEN|GSCO|GOLDMAN SACHS & CO. LLC|102341
USNA|USANA HEALTH SCIEN|GSLT|GOLDMAN SACHS & CO. LLC|608
USNA|USANA HEALTH SCIEN|GTSZ|GTS SECURITIES LLC|7508
USNA|USANA HEALTH SCIEN|HRBF|American Enterprise Investment Services Inc.|42
USNA|USANA HEALTH SCIEN|HSBC|HSBC Securities, Inc.|200
USNA|USANA HEALTH SCIEN|IATS|INTERACTIVE BROKERS LLC|11987
USNA|USANA HEALTH SCIEN|IBKR|Interactive Brokers Llc|6424
USNA|USANA HEALTH SCIEN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1672
USNA|USANA HEALTH SCIEN|ICBX|INSTINET, LLC|16380
USNA|USANA HEALTH SCIEN|IEQY|CITADEL SECURITIES LLC|7506
USNA|USANA HEALTH SCIEN|INCA|INSTINET, LLC|46032
USNA|USANA HEALTH SCIEN|INJX|INSTINET, LLC|750
USNA|USANA HEALTH SCIEN|ITGI|ITG Inc.|7830
USNA|USANA HEALTH SCIEN|ITGP|ITG INC.|51600
USNA|USANA HEALTH SCIEN|JANY|Janney Montgomery Scott Inc.|3
USNA|USANA HEALTH SCIEN|JEFF|JEFFERIES LLC|6525
USNA|USANA HEALTH SCIEN|JMPT|JUMP TRADING, LLC|7672
USNA|USANA HEALTH SCIEN|JPBX|J.P. MORGAN SECURITIES LLC|13695
USNA|USANA HEALTH SCIEN|JPMX|J.P. Morgan Securities LLC|63078
USNA|USANA HEALTH SCIEN|JSJX|JANE STREET CAPITAL LLC|1901
USNA|USANA HEALTH SCIEN|KCGM|VIRTU Americas LLC|8440
USNA|USANA HEALTH SCIEN|LEHM|Barclays Capital Inc./Le|34956
USNA|USANA HEALTH SCIEN|LIME|Lime Brokerage LLC|5733
USNA|USANA HEALTH SCIEN|LSCI|Lek Securities Corporation|23
USNA|USANA HEALTH SCIEN|MACC|Mid Atlantic Capital Corporation|12
USNA|USANA HEALTH SCIEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11912
USNA|USANA HEALTH SCIEN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|500
USNA|USANA HEALTH SCIEN|MSCO|MORGAN STANLEY & CO. LLC|85213
USNA|USANA HEALTH SCIEN|MSPL|MORGAN STANLEY & CO. LLC|72600
USNA|USANA HEALTH SCIEN|MSTX|MORGAN STANLEY & CO. LLC|6100
USNA|USANA HEALTH SCIEN|NFSC|National Financial Services LLC|20439
USNA|USANA HEALTH SCIEN|NITE|VIRTU Americas LLC|87687
USNA|USANA HEALTH SCIEN|NQRB|Brut, LLC|161
USNA|USANA HEALTH SCIEN|NTBF|BMO Nesbitt Burns Inc./CDS|97
USNA|USANA HEALTH SCIEN|OPCO|Oppenheimer & Co. Inc.|3
USNA|USANA HEALTH SCIEN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
USNA|USANA HEALTH SCIEN|PCPT|PHILLIP CAPITAL INC.|10
USNA|USANA HEALTH SCIEN|PDQM|CODA MARKETS, INC.|7745
USNA|USANA HEALTH SCIEN|RGLD|Regal Securities, Inc|20
USNA|USANA HEALTH SCIEN|SAGL|SAGETRADER, LLC|1840
USNA|USANA HEALTH SCIEN|SAGW|SAGETRADER, LLC|100
USNA|USANA HEALTH SCIEN|SBSH|Citigroup Global Markets Inc.|22798
USNA|USANA HEALTH SCIEN|SGMT|GOLDMAN SACHS & CO. LLC|10947
USNA|USANA HEALTH SCIEN|SIBO|Prime Executions, Inc.|5224
USNA|USANA HEALTH SCIEN|SPDR|SPEEDROUTE LLC|712
USNA|USANA HEALTH SCIEN|STFL|Stifel, Nicolaus & Company, Incorporated|644
USNA|USANA HEALTH SCIEN|SWIM|TD Ameritrade, Inc.|16319
USNA|USANA HEALTH SCIEN|TIAD|Triad Securities Corp|76
USNA|USANA HEALTH SCIEN|TKNG|ALLY INVEST SECURITIES LLC|185
USNA|USANA HEALTH SCIEN|TOUR|TOURMALINE PARTNERS, LLC|4000
USNA|USANA HEALTH SCIEN|TRBT|Tradebot Systems, Inc.|685
USNA|USANA HEALTH SCIEN|TRCM|TRC MARKETS LLC|8839
USNA|USANA HEALTH SCIEN|TWTT|TASTYWORKS, INC.|100
USNA|USANA HEALTH SCIEN|UBSA|UBS SECURITIES LLC|108166
USNA|USANA HEALTH SCIEN|UBSS|UBS Securities LLC|166471
USNA|USANA HEALTH SCIEN|VALX|VIRTU AMERICAS LLC|5507
USNA|USANA HEALTH SCIEN|VGRD|Vanguard Marketing Corporation|8109
USNA|USANA HEALTH SCIEN|WABR|Wall Street Access|2400
USNA|USANA HEALTH SCIEN|WCHV|WELLS FARGO SECURITIES, LLC|7626
USNA|USANA HEALTH SCIEN|WEDB|WEDBUSH SECURITIES INC.|5498
USNA|USANA HEALTH SCIEN|WEED|Weeden & Co.L.P.|6089
USNA|USANA HEALTH SCIEN|WGIF|CIBC World Markets Inc.|164
USNA|USANA HEALTH SCIEN|WSEA|WOLVERINE SECURITIES, LLC|58
USNA|USANA HEALTH SCIEN|XIST|INSTINET, LLC|48600
USNA|USANA HEALTH SCIEN|XPQR|Jump Trading|100
USNA|USANA HEALTH SCIEN|XSTM|NATIONAL FINANCIAL SERVICES LLC|10600
USNA|USANA HEALTH SCIEN|YKNA|COMHAR CAPITAL MARKETS, LLC|420
USNA|USANA HEALTH SCIEN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|227
USO|U.S. OIL FUND  ETF|ABLE|NATIXIS Securities Americas LLC|3750000
USO|U.S. OIL FUND  ETF|AGIS|Aegis Capital Corp.|139351
USO|U.S. OIL FUND  ETF|ALFA|ALPHA TRADING L.P.|49600
USO|U.S. OIL FUND  ETF|ALTX|Alternet Securities Inc.|46147
USO|U.S. OIL FUND  ETF|APCC|Apex Clearing Corporation|57892
USO|U.S. OIL FUND  ETF|AURC|Aurora Capital LLC|2000
USO|U.S. OIL FUND  ETF|BANK|Primevest Financial Services, Inc.|561
USO|U.S. OIL FUND  ETF|BARD|Robert W. Baird & Co. Incorporated|4440
USO|U.S. OIL FUND  ETF|BATM|CBOE TRADING, INC.|4500
USO|U.S. OIL FUND  ETF|BAYC|BAY CREST PARTNERS, LLC|2000000
USO|U.S. OIL FUND  ETF|BAYT|BTIG, LLC|853224
USO|U.S. OIL FUND  ETF|BBNT|BB&T SECURITIES, LLC|1111
USO|U.S. OIL FUND  ETF|BERN|Sanford C. Bernstein & Co., LLC|94100
USO|U.S. OIL FUND  ETF|BIDS|BIDS TRADING L.P.|9700
USO|U.S. OIL FUND  ETF|BKCM|BNY Mellon Capital Markets LLC|3420
USO|U.S. OIL FUND  ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|174281
USO|U.S. OIL FUND  ETF|BLKX|INSTINET, LLC|37500
USO|U.S. OIL FUND  ETF|BMOC|BMO Capital Markets Corp.|7900
USO|U.S. OIL FUND  ETF|BNPX|BNP PARIBAS SECURITIES CORP.|7822878
USO|U.S. OIL FUND  ETF|BYXM|CBOE TRADING, INC.|4300
USO|U.S. OIL FUND  ETF|CANT|Cantor Fitzgerald & Co.|2
USO|U.S. OIL FUND  ETF|CHAS|Charles Schwab & Co., Inc.|208842
USO|U.S. OIL FUND  ETF|CHBC|PENSERRA SECURITIES, LLC|15380000
USO|U.S. OIL FUND  ETF|CIST|Capital Institutional Services, Inc.|3800
USO|U.S. OIL FUND  ETF|CLSA|CLSA AMERICAS, LLC|100
USO|U.S. OIL FUND  ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|268587
USO|U.S. OIL FUND  ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|607
USO|U.S. OIL FUND  ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|62509
USO|U.S. OIL FUND  ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7285267
USO|U.S. OIL FUND  ETF|CTDL|Citadel Derivatives Group Llc|1274658
USO|U.S. OIL FUND  ETF|CTLR|CUTLER GROUP, LP|18800
USO|U.S. OIL FUND  ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2072924
USO|U.S. OIL FUND  ETF|DADA|D.A. Davidson & Co.|14
USO|U.S. OIL FUND  ETF|DBAB|Deutsche Bank Securities Inc.|224589
USO|U.S. OIL FUND  ETF|DBAX|Deutsche Bank Securities Inc.|3594200
USO|U.S. OIL FUND  ETF|DCHF|Dart Executions, LLC|260344
USO|U.S. OIL FUND  ETF|DEAN|MORGAN STANLEY|66020
USO|U.S. OIL FUND  ETF|DEGS|RONIN PROFESSIONAL LLC|79700
USO|U.S. OIL FUND  ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|62300
USO|U.S. OIL FUND  ETF|EBXL|EBX LLC|7128800
USO|U.S. OIL FUND  ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|199189
USO|U.S. OIL FUND  ETF|EDJO|Edward D. Jones & Co., L.P.|15817
USO|U.S. OIL FUND  ETF|EGAM|CBOE TRADING, INC.|133840
USO|U.S. OIL FUND  ETF|EGAW|CBOE TRADING, INC.|600
USO|U.S. OIL FUND  ETF|EGXM|CBOE TRADING, INC.|58552
USO|U.S. OIL FUND  ETF|EROP|Eroom Securities L.L.C.|15000
USO|U.S. OIL FUND  ETF|ETBE|Electronic Transaction Clearing, Inc.|272178
USO|U.S. OIL FUND  ETF|ETRS|E*Trade Securities LLC|37177751
USO|U.S. OIL FUND  ETF|FBSB|U.S. Bancorp Investments, Inc.|2680
USO|U.S. OIL FUND  ETF|FFSI|Firstrade Securities Inc.|4400
USO|U.S. OIL FUND  ETF|FILL|Tradestation Securities, Inc.|158280
USO|U.S. OIL FUND  ETF|FINX|FINTECH SECURITIES|80
USO|U.S. OIL FUND  ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1000
USO|U.S. OIL FUND  ETF|FMAF|NBCN Inc./ CDS|1332386
USO|U.S. OIL FUND  ETF|FOGS|FOG EQUITIES LLC|2162000
USO|U.S. OIL FUND  ETF|FQLS|Quantlab Securities LP|110341
USO|U.S. OIL FUND  ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68514
USO|U.S. OIL FUND  ETF|FTBR|Foliofn Investments, Inc.|11854
USO|U.S. OIL FUND  ETF|GARC|ICAP Corporates LLC|1000000
USO|U.S. OIL FUND  ETF|GBMT|GBM International, Inc.|57508
USO|U.S. OIL FUND  ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|75900
USO|U.S. OIL FUND  ETF|GLIS|TD Securities Inc|23350
USO|U.S. OIL FUND  ETF|GLPX|ACS EXECUTION SERVICES, LLC|184295
USO|U.S. OIL FUND  ETF|GSCO|GOLDMAN SACHS & CO. LLC|13028488
USO|U.S. OIL FUND  ETF|GSCS|GOLDMAN SACHS & CO. LLC|180481
USO|U.S. OIL FUND  ETF|GSLT|GOLDMAN SACHS & CO. LLC|595754
USO|U.S. OIL FUND  ETF|GTSZ|GTS SECURITIES LLC|237178
USO|U.S. OIL FUND  ETF|HRBF|American Enterprise Investment Services Inc.|30927
USO|U.S. OIL FUND  ETF|HSBC|HSBC Securities, Inc.|14529
USO|U.S. OIL FUND  ETF|IATS|INTERACTIVE BROKERS LLC|511232
USO|U.S. OIL FUND  ETF|IBKR|Interactive Brokers Llc|1349649
USO|U.S. OIL FUND  ETF|ICBX|INSTINET, LLC|4481591
USO|U.S. OIL FUND  ETF|INCA|INSTINET, LLC|3485090
USO|U.S. OIL FUND  ETF|INJX|INSTINET, LLC|31240
USO|U.S. OIL FUND  ETF|INTL|INTL FCSTONE FINANCIAL INC.|35000
USO|U.S. OIL FUND  ETF|ITGI|ITG Inc.|118968
USO|U.S. OIL FUND  ETF|ITGP|ITG INC.|1897400
USO|U.S. OIL FUND  ETF|JANY|Janney Montgomery Scott Inc.|425
USO|U.S. OIL FUND  ETF|JEFF|JEFFERIES LLC|1215740
USO|U.S. OIL FUND  ETF|JMPT|JUMP TRADING, LLC|105504
USO|U.S. OIL FUND  ETF|JONE|JonesTrading|11750
USO|U.S. OIL FUND  ETF|JPBX|J.P. MORGAN SECURITIES LLC|25504
USO|U.S. OIL FUND  ETF|JPMX|J.P. Morgan Securities LLC|1969020
USO|U.S. OIL FUND  ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|400000
USO|U.S. OIL FUND  ETF|JSJX|JANE STREET CAPITAL LLC|7763547
USO|U.S. OIL FUND  ETF|JUTA|JUMP TRADING, LLC|149251
USO|U.S. OIL FUND  ETF|KCGM|VIRTU Americas LLC|1126721
USO|U.S. OIL FUND  ETF|LAMP|Lampost Capital, L.C.|870
USO|U.S. OIL FUND  ETF|LBKI|Libucki & Co., LLC|284000
USO|U.S. OIL FUND  ETF|LEHM|Barclays Capital Inc./Le|16901710
USO|U.S. OIL FUND  ETF|LIME|Lime Brokerage LLC|23701
USO|U.S. OIL FUND  ETF|LSCI|Lek Securities Corporation|3811000
USO|U.S. OIL FUND  ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6500
USO|U.S. OIL FUND  ETF|MACC|Mid Atlantic Capital Corporation|16625
USO|U.S. OIL FUND  ETF|MBTS|ALLY INVEST SECURITIES LLC|35370
USO|U.S. OIL FUND  ETF|MICA|Spartan Securities Group, Ltd.|7450
USO|U.S. OIL FUND  ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1436692
USO|U.S. OIL FUND  ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|430130
USO|U.S. OIL FUND  ETF|MOTF|MOTIF INVESTING, INC.|5
USO|U.S. OIL FUND  ETF|MSCO|MORGAN STANLEY & CO. LLC|3347513
USO|U.S. OIL FUND  ETF|MSPL|MORGAN STANLEY & CO. LLC|3197200
USO|U.S. OIL FUND  ETF|MSTX|MORGAN STANLEY & CO. LLC|21400
USO|U.S. OIL FUND  ETF|NFSC|National Financial Services LLC|2609006
USO|U.S. OIL FUND  ETF|NITE|VIRTU Americas LLC|21661570
USO|U.S. OIL FUND  ETF|NITP|VIRTU Americas LLC|327040
USO|U.S. OIL FUND  ETF|NMRA|Nomura Securities International, Inc.|100
USO|U.S. OIL FUND  ETF|NQRB|Brut, LLC|37677
USO|U.S. OIL FUND  ETF|NTBF|BMO Nesbitt Burns Inc./CDS|84885
USO|U.S. OIL FUND  ETF|OHOS|TWO SIGMA SECURITIES, LLC|407
USO|U.S. OIL FUND  ETF|OLDM|OLD MISSION CAPITAL, LLC|3000
USO|U.S. OIL FUND  ETF|OPCO|Oppenheimer & Co. Inc.|19359
USO|U.S. OIL FUND  ETF|PDQM|CODA MARKETS, INC.|440934
USO|U.S. OIL FUND  ETF|PHLY|NASDAQ Execution Services, LLC|530600
USO|U.S. OIL FUND  ETF|PWJC|UBS Financial Services, Inc.|5221
USO|U.S. OIL FUND  ETF|RBCM|RBC CAPITAL MARKETS, LLC|87958
USO|U.S. OIL FUND  ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|99782
USO|U.S. OIL FUND  ETF|RGLD|Regal Securities, Inc|1350
USO|U.S. OIL FUND  ETF|RHOX|XR Securities LLC|4282074
USO|U.S. OIL FUND  ETF|ROTH|Roth Capital Partners, LLC|35000
USO|U.S. OIL FUND  ETF|SAGL|SAGETRADER, LLC|36740
USO|U.S. OIL FUND  ETF|SALI|INTL FCSTONE FINANCIAL INC.|615
USO|U.S. OIL FUND  ETF|SBSH|Citigroup Global Markets Inc.|3258827
USO|U.S. OIL FUND  ETF|SEIC|SEI Investments Distribution Co.|7549
USO|U.S. OIL FUND  ETF|SGMT|GOLDMAN SACHS & CO. LLC|3006970
USO|U.S. OIL FUND  ETF|SHMR|ABN Amro Clearing LLC|1072042
USO|U.S. OIL FUND  ETF|SPDR|SPEEDROUTE LLC|194223
USO|U.S. OIL FUND  ETF|SPHN|Stephens Inc.|157218
USO|U.S. OIL FUND  ETF|SPTD|MINT GLOBAL MARKETS, INC.|1000
USO|U.S. OIL FUND  ETF|STFL|Stifel, Nicolaus & Company, Incorporated|23475
USO|U.S. OIL FUND  ETF|STKP|STOCKPILE INVESTMENTS, INC.|86
USO|U.S. OIL FUND  ETF|SWIM|TD Ameritrade, Inc.|18389092
USO|U.S. OIL FUND  ETF|SWST|Hilltop Securities Inc.|9718
USO|U.S. OIL FUND  ETF|TKNG|ALLY INVEST SECURITIES LLC|61912
USO|U.S. OIL FUND  ETF|TRBT|Tradebot Systems, Inc.|1422878
USO|U.S. OIL FUND  ETF|TRCM|TRC MARKETS LLC|367901
USO|U.S. OIL FUND  ETF|TWTT|TASTYWORKS, INC.|8553
USO|U.S. OIL FUND  ETF|UBSA|UBS SECURITIES LLC|9771219
USO|U.S. OIL FUND  ETF|UBSS|UBS Securities LLC|4138159
USO|U.S. OIL FUND  ETF|USCA|USCA Securities LLC|63400
USO|U.S. OIL FUND  ETF|VALX|VIRTU AMERICAS LLC|1126634
USO|U.S. OIL FUND  ETF|VGRD|Vanguard Marketing Corporation|433828
USO|U.S. OIL FUND  ETF|VIEW|VIEWTRADE SECURITIES LLC|1000
USO|U.S. OIL FUND  ETF|VNDS|VANDHAM SECURITIES CORP|9300
USO|U.S. OIL FUND  ETF|VSIN|Vision Financial Markets Llc|66
USO|U.S. OIL FUND  ETF|WABR|Wall Street Access|8600
USO|U.S. OIL FUND  ETF|WBET|Wallachbeth Capital LLC|68258
USO|U.S. OIL FUND  ETF|WBLR|WILLIAM BLAIR|20000
USO|U.S. OIL FUND  ETF|WCHV|WELLS FARGO SECURITIES, LLC|1097380
USO|U.S. OIL FUND  ETF|WEDB|WEDBUSH SECURITIES INC.|30283
USO|U.S. OIL FUND  ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|898502
USO|U.S. OIL FUND  ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|223845
USO|U.S. OIL FUND  ETF|WGIF|CIBC World Markets Inc.|66340
USO|U.S. OIL FUND  ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|250
USO|U.S. OIL FUND  ETF|WSEA|WOLVERINE SECURITIES, LLC|24776
USO|U.S. OIL FUND  ETF|XPUS|XP SECURITIES, LLC|702
USO|U.S. OIL FUND  ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|30510
USO|U.S. OIL FUND  ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|2300
USO|U.S. OIL FUND  ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|118283
USOD|UNITED STATES 3X SHO|ALTX|Alternet Securities Inc.|400
USOD|UNITED STATES 3X SHO|APCC|Apex Clearing Corporation|545
USOD|UNITED STATES 3X SHO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
USOD|UNITED STATES 3X SHO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
USOD|UNITED STATES 3X SHO|DBAX|Deutsche Bank Securities Inc.|600
USOD|UNITED STATES 3X SHO|EBXL|EBX LLC|400
USOD|UNITED STATES 3X SHO|EGXM|CBOE TRADING, INC.|700
USOD|UNITED STATES 3X SHO|ETRS|E*Trade Securities LLC|60837
USOD|UNITED STATES 3X SHO|FILL|Tradestation Securities, Inc.|20
USOD|UNITED STATES 3X SHO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|700
USOD|UNITED STATES 3X SHO|GSCO|GOLDMAN SACHS & CO. LLC|300
USOD|UNITED STATES 3X SHO|GSLT|GOLDMAN SACHS & CO. LLC|2200
USOD|UNITED STATES 3X SHO|HRBF|American Enterprise Investment Services Inc.|935
USOD|UNITED STATES 3X SHO|IATS|INTERACTIVE BROKERS LLC|300
USOD|UNITED STATES 3X SHO|IBKR|Interactive Brokers Llc|3221
USOD|UNITED STATES 3X SHO|ICBX|INSTINET, LLC|300
USOD|UNITED STATES 3X SHO|ITGI|ITG Inc.|500
USOD|UNITED STATES 3X SHO|JSJX|JANE STREET CAPITAL LLC|14398
USOD|UNITED STATES 3X SHO|KCGM|VIRTU Americas LLC|1100
USOD|UNITED STATES 3X SHO|LEHM|Barclays Capital Inc./Le|3600
USOD|UNITED STATES 3X SHO|LIME|Lime Brokerage LLC|200
USOD|UNITED STATES 3X SHO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
USOD|UNITED STATES 3X SHO|MSCO|MORGAN STANLEY & CO. LLC|6551
USOD|UNITED STATES 3X SHO|NFSC|National Financial Services LLC|25160
USOD|UNITED STATES 3X SHO|NITE|VIRTU Americas LLC|39508
USOD|UNITED STATES 3X SHO|SGMT|GOLDMAN SACHS & CO. LLC|1200
USOD|UNITED STATES 3X SHO|SWIM|TD Ameritrade, Inc.|9454
USOD|UNITED STATES 3X SHO|TKNG|ALLY INVEST SECURITIES LLC|901
USOD|UNITED STATES 3X SHO|UBSA|UBS SECURITIES LLC|3100
USOD|UNITED STATES 3X SHO|UBSS|UBS Securities LLC|1100
USOD|UNITED STATES 3X SHO|WSEA|WOLVERINE SECURITIES, LLC|118
USOI|CS XLNK CROIL CC ETN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30
USOI|CS XLNK CROIL CC ETN|DBAX|Deutsche Bank Securities Inc.|400
USOI|CS XLNK CROIL CC ETN|EBXL|EBX LLC|500
USOI|CS XLNK CROIL CC ETN|ETRS|E*Trade Securities LLC|4612
USOI|CS XLNK CROIL CC ETN|FBCO|Credit Suisse Securities (USA) LLC|43835
USOI|CS XLNK CROIL CC ETN|FOMA|TD AMERITRADE CLEARING, INC.|41528
USOI|CS XLNK CROIL CC ETN|GEBB|GLOBAL EXECUTION BROKERS, LP|179
USOI|CS XLNK CROIL CC ETN|GSLT|GOLDMAN SACHS & CO. LLC|5422
USOI|CS XLNK CROIL CC ETN|IBKR|Interactive Brokers Llc|1361
USOI|CS XLNK CROIL CC ETN|JPMX|J.P. Morgan Securities LLC|200
USOI|CS XLNK CROIL CC ETN|JSJX|JANE STREET CAPITAL LLC|1561
USOI|CS XLNK CROIL CC ETN|KCGM|VIRTU Americas LLC|331
USOI|CS XLNK CROIL CC ETN|LIME|Lime Brokerage LLC|905
USOI|CS XLNK CROIL CC ETN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
USOI|CS XLNK CROIL CC ETN|MSCO|MORGAN STANLEY & CO. LLC|7571
USOI|CS XLNK CROIL CC ETN|NFSC|National Financial Services LLC|3890
USOI|CS XLNK CROIL CC ETN|NITE|VIRTU Americas LLC|10959
USOI|CS XLNK CROIL CC ETN|SWIM|TD Ameritrade, Inc.|219
USOI|CS XLNK CROIL CC ETN|TKNG|ALLY INVEST SECURITIES LLC|73
USOI|CS XLNK CROIL CC ETN|UBSA|UBS SECURITIES LLC|6415
USOI|CS XLNK CROIL CC ETN|UBSS|UBS Securities LLC|7243
USOI|CS XLNK CROIL CC ETN|VGRD|Vanguard Marketing Corporation|400
USOI|CS XLNK CROIL CC ETN|WCHV|WELLS FARGO SECURITIES, LLC|882
USOI|CS XLNK CROIL CC ETN|WSEA|WOLVERINE SECURITIES, LLC|47
USOU|UNITED STATES 3X OIL|APCC|Apex Clearing Corporation|120
USOU|UNITED STATES 3X OIL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
USOU|UNITED STATES 3X OIL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
USOU|UNITED STATES 3X OIL|EGXM|CBOE TRADING, INC.|405
USOU|UNITED STATES 3X OIL|ETRS|E*Trade Securities LLC|28068
USOU|UNITED STATES 3X OIL|FMAF|NBCN Inc./ CDS|178
USOU|UNITED STATES 3X OIL|FTBR|Foliofn Investments, Inc.|1
USOU|UNITED STATES 3X OIL|GTSZ|GTS SECURITIES LLC|300
USOU|UNITED STATES 3X OIL|HRBF|American Enterprise Investment Services Inc.|263
USOU|UNITED STATES 3X OIL|IATS|INTERACTIVE BROKERS LLC|320
USOU|UNITED STATES 3X OIL|IBKR|Interactive Brokers Llc|719
USOU|UNITED STATES 3X OIL|INCA|INSTINET, LLC|1
USOU|UNITED STATES 3X OIL|JSJX|JANE STREET CAPITAL LLC|4251
USOU|UNITED STATES 3X OIL|LIME|Lime Brokerage LLC|530
USOU|UNITED STATES 3X OIL|MOTF|MOTIF INVESTING, INC.|1
USOU|UNITED STATES 3X OIL|MSCO|MORGAN STANLEY & CO. LLC|100
USOU|UNITED STATES 3X OIL|NFSC|National Financial Services LLC|8085
USOU|UNITED STATES 3X OIL|NITE|VIRTU Americas LLC|23780
USOU|UNITED STATES 3X OIL|SWIM|TD Ameritrade, Inc.|2816
USOU|UNITED STATES 3X OIL|TKNG|ALLY INVEST SECURITIES LLC|195
USOU|UNITED STATES 3X OIL|UBSA|UBS SECURITIES LLC|70
USOU|UNITED STATES 3X OIL|UBSS|UBS Securities LLC|2908
USOU|UNITED STATES 3X OIL|VGRD|Vanguard Marketing Corporation|2022
USOU|UNITED STATES 3X OIL|WSEA|WOLVERINE SECURITIES, LLC|165
USPH|U S PHYSICAL THERA|ANOS|ABEL/NOSER, L.L.C.|49
USPH|U S PHYSICAL THERA|APCC|Apex Clearing Corporation|44
USPH|U S PHYSICAL THERA|BARD|Robert W. Baird & Co. Incorporated|5213
USPH|U S PHYSICAL THERA|BATM|CBOE TRADING, INC.|1082
USPH|U S PHYSICAL THERA|BBNT|BB&T SECURITIES, LLC|57
USPH|U S PHYSICAL THERA|BERN|Sanford C. Bernstein & Co., LLC|9275
USPH|U S PHYSICAL THERA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
USPH|U S PHYSICAL THERA|BMOC|BMO Capital Markets Corp.|244
USPH|U S PHYSICAL THERA|BNPX|BNP PARIBAS SECURITIES CORP.|2169
USPH|U S PHYSICAL THERA|BRVL|BLAYLOCK VAN, LLC|300
USPH|U S PHYSICAL THERA|BTIG|BTIG, LLC|100
USPH|U S PHYSICAL THERA|BZYD|GOLDMAN SACHS & CO. LLC|400
USPH|U S PHYSICAL THERA|CHAS|Charles Schwab & Co., Inc.|301
USPH|U S PHYSICAL THERA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8357
USPH|U S PHYSICAL THERA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|550
USPH|U S PHYSICAL THERA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|787
USPH|U S PHYSICAL THERA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12165
USPH|U S PHYSICAL THERA|CTDL|Citadel Derivatives Group Llc|993
USPH|U S PHYSICAL THERA|CXCX|CITIGROUP GLOBAL MARKETS INC.|1714
USPH|U S PHYSICAL THERA|DBAB|Deutsche Bank Securities Inc.|7373
USPH|U S PHYSICAL THERA|DBAX|Deutsche Bank Securities Inc.|6100
USPH|U S PHYSICAL THERA|DEAN|MORGAN STANLEY|2783
USPH|U S PHYSICAL THERA|DEGS|RONIN PROFESSIONAL LLC|100
USPH|U S PHYSICAL THERA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|514
USPH|U S PHYSICAL THERA|EBXL|EBX LLC|7700
USPH|U S PHYSICAL THERA|ECUT|CONVERGEX EXECUTION SOLUTIONS|22
USPH|U S PHYSICAL THERA|EGAM|CBOE TRADING, INC.|100
USPH|U S PHYSICAL THERA|EGXM|CBOE TRADING, INC.|250
USPH|U S PHYSICAL THERA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
USPH|U S PHYSICAL THERA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3571
USPH|U S PHYSICAL THERA|ETRS|E*Trade Securities LLC|649
USPH|U S PHYSICAL THERA|FBSB|U.S. Bancorp Investments, Inc.|2
USPH|U S PHYSICAL THERA|FILL|Tradestation Securities, Inc.|300
USPH|U S PHYSICAL THERA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1645
USPH|U S PHYSICAL THERA|FTBR|Foliofn Investments, Inc.|339
USPH|U S PHYSICAL THERA|GLPX|ACS EXECUTION SERVICES, LLC|310
USPH|U S PHYSICAL THERA|GSCO|GOLDMAN SACHS & CO. LLC|71931
USPH|U S PHYSICAL THERA|GSCS|GOLDMAN SACHS & CO. LLC|100
USPH|U S PHYSICAL THERA|GSLT|GOLDMAN SACHS & CO. LLC|104
USPH|U S PHYSICAL THERA|GTSZ|GTS SECURITIES LLC|1703
USPH|U S PHYSICAL THERA|HRBF|American Enterprise Investment Services Inc.|2399
USPH|U S PHYSICAL THERA|IBKR|Interactive Brokers Llc|885
USPH|U S PHYSICAL THERA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
USPH|U S PHYSICAL THERA|ICBX|INSTINET, LLC|1220
USPH|U S PHYSICAL THERA|IEQY|CITADEL SECURITIES LLC|3341
USPH|U S PHYSICAL THERA|INCA|INSTINET, LLC|7849
USPH|U S PHYSICAL THERA|INJX|INSTINET, LLC|129
USPH|U S PHYSICAL THERA|ITGI|ITG Inc.|17232
USPH|U S PHYSICAL THERA|ITGP|ITG INC.|4600
USPH|U S PHYSICAL THERA|JANY|Janney Montgomery Scott Inc.|526
USPH|U S PHYSICAL THERA|JEFF|JEFFERIES LLC|1056
USPH|U S PHYSICAL THERA|JPBX|J.P. MORGAN SECURITIES LLC|500
USPH|U S PHYSICAL THERA|JPMX|J.P. Morgan Securities LLC|18888
USPH|U S PHYSICAL THERA|KCGM|VIRTU Americas LLC|1216
USPH|U S PHYSICAL THERA|LEHM|Barclays Capital Inc./Le|19338
USPH|U S PHYSICAL THERA|LIME|Lime Brokerage LLC|3482
USPH|U S PHYSICAL THERA|LSCI|Lek Securities Corporation|1
USPH|U S PHYSICAL THERA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3854
USPH|U S PHYSICAL THERA|MSCO|MORGAN STANLEY & CO. LLC|68512
USPH|U S PHYSICAL THERA|MSPL|MORGAN STANLEY & CO. LLC|10600
USPH|U S PHYSICAL THERA|MSTX|MORGAN STANLEY & CO. LLC|1800
USPH|U S PHYSICAL THERA|NFSC|National Financial Services LLC|12966
USPH|U S PHYSICAL THERA|NITE|VIRTU Americas LLC|11932
USPH|U S PHYSICAL THERA|NQRB|Brut, LLC|400
USPH|U S PHYSICAL THERA|OPCO|Oppenheimer & Co. Inc.|171
USPH|U S PHYSICAL THERA|PDQM|CODA MARKETS, INC.|174
USPH|U S PHYSICAL THERA|RBCM|RBC CAPITAL MARKETS, LLC|702
USPH|U S PHYSICAL THERA|SBSH|Citigroup Global Markets Inc.|5669
USPH|U S PHYSICAL THERA|SGMT|GOLDMAN SACHS & CO. LLC|3191
USPH|U S PHYSICAL THERA|SPDR|SPEEDROUTE LLC|1400
USPH|U S PHYSICAL THERA|SPTD|MINT GLOBAL MARKETS, INC.|100
USPH|U S PHYSICAL THERA|SWIM|TD Ameritrade, Inc.|3409
USPH|U S PHYSICAL THERA|TRBT|Tradebot Systems, Inc.|758
USPH|U S PHYSICAL THERA|TRCM|TRC MARKETS LLC|1840
USPH|U S PHYSICAL THERA|UBSA|UBS SECURITIES LLC|28687
USPH|U S PHYSICAL THERA|UBSS|UBS Securities LLC|51402
USPH|U S PHYSICAL THERA|VALX|VIRTU AMERICAS LLC|386
USPH|U S PHYSICAL THERA|VGRD|Vanguard Marketing Corporation|55
USPH|U S PHYSICAL THERA|WABR|Wall Street Access|1100
USPH|U S PHYSICAL THERA|WCHV|WELLS FARGO SECURITIES, LLC|3184
USPH|U S PHYSICAL THERA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|78
USPH|U S PHYSICAL THERA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|128
USPH|U S PHYSICAL THERA|WSEA|WOLVERINE SECURITIES, LLC|70
USPH|U S PHYSICAL THERA|XIST|INSTINET, LLC|2000
USPH|U S PHYSICAL THERA|XPQR|Jump Trading|200
USPH|U S PHYSICAL THERA|XSTM|NATIONAL FINANCIAL SERVICES LLC|606
USPH|U S PHYSICAL THERA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|276
USRT|ISHARES CORE US REIT|APCC|Apex Clearing Corporation|34
USRT|ISHARES CORE US REIT|BARD|Robert W. Baird & Co. Incorporated|55
USRT|ISHARES CORE US REIT|BATM|CBOE TRADING, INC.|100
USRT|ISHARES CORE US REIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|283
USRT|ISHARES CORE US REIT|CANT|Cantor Fitzgerald & Co.|26524
USRT|ISHARES CORE US REIT|CHAS|Charles Schwab & Co., Inc.|100
USRT|ISHARES CORE US REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2599
USRT|ISHARES CORE US REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8337
USRT|ISHARES CORE US REIT|CSIN|Citadel Securities Institutional LLC|37345
USRT|ISHARES CORE US REIT|CTDL|Citadel Derivatives Group Llc|39545
USRT|ISHARES CORE US REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|4404
USRT|ISHARES CORE US REIT|DADA|D.A. Davidson & Co.|1870
USRT|ISHARES CORE US REIT|DBAB|Deutsche Bank Securities Inc.|100
USRT|ISHARES CORE US REIT|DBAX|Deutsche Bank Securities Inc.|6700
USRT|ISHARES CORE US REIT|DEAN|MORGAN STANLEY|1322
USRT|ISHARES CORE US REIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6739
USRT|ISHARES CORE US REIT|EBXL|EBX LLC|4000
USRT|ISHARES CORE US REIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|445
USRT|ISHARES CORE US REIT|EDJO|Edward D. Jones & Co., L.P.|3343
USRT|ISHARES CORE US REIT|EGXM|CBOE TRADING, INC.|160
USRT|ISHARES CORE US REIT|ETRS|E*Trade Securities LLC|2357
USRT|ISHARES CORE US REIT|FMAF|NBCN Inc./ CDS|582
USRT|ISHARES CORE US REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139
USRT|ISHARES CORE US REIT|FTBR|Foliofn Investments, Inc.|6735
USRT|ISHARES CORE US REIT|GEBB|GLOBAL EXECUTION BROKERS, LP|300
USRT|ISHARES CORE US REIT|GSLT|GOLDMAN SACHS & CO. LLC|100
USRT|ISHARES CORE US REIT|GTSZ|GTS SECURITIES LLC|9
USRT|ISHARES CORE US REIT|HRBF|American Enterprise Investment Services Inc.|3241
USRT|ISHARES CORE US REIT|IATS|INTERACTIVE BROKERS LLC|131
USRT|ISHARES CORE US REIT|IBKR|Interactive Brokers Llc|27075
USRT|ISHARES CORE US REIT|ITGI|ITG Inc.|1
USRT|ISHARES CORE US REIT|JMPT|JUMP TRADING, LLC|1180
USRT|ISHARES CORE US REIT|JPMX|J.P. Morgan Securities LLC|4200
USRT|ISHARES CORE US REIT|JSEB|JANE STREET EXECUTION SERVICES, LLC|265376
USRT|ISHARES CORE US REIT|JSJX|JANE STREET CAPITAL LLC|339363
USRT|ISHARES CORE US REIT|KCGM|VIRTU Americas LLC|2953
USRT|ISHARES CORE US REIT|LEHM|Barclays Capital Inc./Le|5000
USRT|ISHARES CORE US REIT|LIME|Lime Brokerage LLC|7670
USRT|ISHARES CORE US REIT|MACC|Mid Atlantic Capital Corporation|41
USRT|ISHARES CORE US REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
USRT|ISHARES CORE US REIT|MOTF|MOTIF INVESTING, INC.|2
USRT|ISHARES CORE US REIT|MSCO|MORGAN STANLEY & CO. LLC|10582
USRT|ISHARES CORE US REIT|NFSC|National Financial Services LLC|76297
USRT|ISHARES CORE US REIT|NITE|VIRTU Americas LLC|83751
USRT|ISHARES CORE US REIT|NQRB|Brut, LLC|400
USRT|ISHARES CORE US REIT|PDQM|CODA MARKETS, INC.|10803
USRT|ISHARES CORE US REIT|RBCM|RBC CAPITAL MARKETS, LLC|310
USRT|ISHARES CORE US REIT|SBSH|Citigroup Global Markets Inc.|1715
USRT|ISHARES CORE US REIT|SGMT|GOLDMAN SACHS & CO. LLC|100
USRT|ISHARES CORE US REIT|STFL|Stifel, Nicolaus & Company, Incorporated|1417
USRT|ISHARES CORE US REIT|SWIM|TD Ameritrade, Inc.|1351
USRT|ISHARES CORE US REIT|SWST|Hilltop Securities Inc.|408
USRT|ISHARES CORE US REIT|TRCM|TRC MARKETS LLC|327
USRT|ISHARES CORE US REIT|UBSA|UBS SECURITIES LLC|5375
USRT|ISHARES CORE US REIT|UBSS|UBS Securities LLC|12159
USRT|ISHARES CORE US REIT|VGRD|Vanguard Marketing Corporation|462
USRT|ISHARES CORE US REIT|WCHV|WELLS FARGO SECURITIES, LLC|8948
USRT|ISHARES CORE US REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6779
UST|PROSHARES|APCC|Apex Clearing Corporation|123
UST|PROSHARES|BATM|CBOE TRADING, INC.|158
UST|PROSHARES|CANT|Cantor Fitzgerald & Co.|1
UST|PROSHARES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16100
UST|PROSHARES|DBAX|Deutsche Bank Securities Inc.|10100
UST|PROSHARES|EBXL|EBX LLC|6800
UST|PROSHARES|ETRS|E*Trade Securities LLC|2230
UST|PROSHARES|FBSB|U.S. Bancorp Investments, Inc.|320
UST|PROSHARES|FTBR|Foliofn Investments, Inc.|133
UST|PROSHARES|GSCO|GOLDMAN SACHS & CO. LLC|19626
UST|PROSHARES|GSLT|GOLDMAN SACHS & CO. LLC|1200
UST|PROSHARES|HRBF|American Enterprise Investment Services Inc.|7211
UST|PROSHARES|IBKR|Interactive Brokers Llc|907
UST|PROSHARES|ICBX|INSTINET, LLC|6200
UST|PROSHARES|INCA|INSTINET, LLC|300
UST|PROSHARES|ITGP|ITG INC.|1000
UST|PROSHARES|JPMX|J.P. Morgan Securities LLC|10400
UST|PROSHARES|JSJX|JANE STREET CAPITAL LLC|82668
UST|PROSHARES|KCGM|VIRTU Americas LLC|3184
UST|PROSHARES|LEHM|Barclays Capital Inc./Le|12800
UST|PROSHARES|LIME|Lime Brokerage LLC|1918
UST|PROSHARES|LSCI|Lek Securities Corporation|1
UST|PROSHARES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
UST|PROSHARES|MSCO|MORGAN STANLEY & CO. LLC|2094
UST|PROSHARES|MSPL|MORGAN STANLEY & CO. LLC|25700
UST|PROSHARES|NFSC|National Financial Services LLC|9635
UST|PROSHARES|NITE|VIRTU Americas LLC|31588
UST|PROSHARES|OPCO|Oppenheimer & Co. Inc.|411
UST|PROSHARES|PDQM|CODA MARKETS, INC.|300
UST|PROSHARES|RBCM|RBC CAPITAL MARKETS, LLC|20164
UST|PROSHARES|SGMT|GOLDMAN SACHS & CO. LLC|2000
UST|PROSHARES|UBSA|UBS SECURITIES LLC|31935
UST|PROSHARES|UBSS|UBS Securities LLC|13834
UST|PROSHARES|VGRD|Vanguard Marketing Corporation|41
UST|PROSHARES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|324506
UST|PROSHARES|WSEA|WOLVERINE SECURITIES, LLC|217
UST|PROSHARES|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
UST|PROSHARES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|236
USTB|USAA CORE SHORT-TERM|BATM|CBOE TRADING, INC.|1400
USTB|USAA CORE SHORT-TERM|CHAS|Charles Schwab & Co., Inc.|1
USTB|USAA CORE SHORT-TERM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18100
USTB|USAA CORE SHORT-TERM|DBAX|Deutsche Bank Securities Inc.|200
USTB|USAA CORE SHORT-TERM|EBXL|EBX LLC|100
USTB|USAA CORE SHORT-TERM|IATS|INTERACTIVE BROKERS LLC|100
USTB|USAA CORE SHORT-TERM|IBKR|Interactive Brokers Llc|414
USTB|USAA CORE SHORT-TERM|ICBX|INSTINET, LLC|100
USTB|USAA CORE SHORT-TERM|JPMX|J.P. Morgan Securities LLC|1200
USTB|USAA CORE SHORT-TERM|JSEB|JANE STREET EXECUTION SERVICES, LLC|400
USTB|USAA CORE SHORT-TERM|JSJX|JANE STREET CAPITAL LLC|28583
USTB|USAA CORE SHORT-TERM|LEHM|Barclays Capital Inc./Le|1800
USTB|USAA CORE SHORT-TERM|LIME|Lime Brokerage LLC|1000
USTB|USAA CORE SHORT-TERM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
USTB|USAA CORE SHORT-TERM|MSCO|MORGAN STANLEY & CO. LLC|100
USTB|USAA CORE SHORT-TERM|NFSC|National Financial Services LLC|12941
USTB|USAA CORE SHORT-TERM|NITE|VIRTU Americas LLC|5778
USTB|USAA CORE SHORT-TERM|PDQM|CODA MARKETS, INC.|3175
USTB|USAA CORE SHORT-TERM|SGMT|GOLDMAN SACHS & CO. LLC|100
USTB|USAA CORE SHORT-TERM|UBSA|UBS SECURITIES LLC|2950
USTB|USAA CORE SHORT-TERM|UBSS|UBS Securities LLC|1300
USV|E-TRACS UBS BLOOMBER|JSJX|JANE STREET CAPITAL LLC|10
USV|E-TRACS UBS BLOOMBER|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
USV|E-TRACS UBS BLOOMBER|MSCO|MORGAN STANLEY & CO. LLC|1200
USV|E-TRACS UBS BLOOMBER|NFSC|National Financial Services LLC|640
USV|E-TRACS UBS BLOOMBER|NITE|VIRTU Americas LLC|716
USV|E-TRACS UBS BLOOMBER|SGMT|GOLDMAN SACHS & CO. LLC|200
USV|E-TRACS UBS BLOOMBER|UBSA|UBS SECURITIES LLC|100
USV|E-TRACS UBS BLOOMBER|UBSS|UBS Securities LLC|300
USVM|USAA MSCI USA SMALL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2147
USVM|USAA MSCI USA SMALL|DBAX|Deutsche Bank Securities Inc.|400
USVM|USAA MSCI USA SMALL|EBXL|EBX LLC|500
USVM|USAA MSCI USA SMALL|ETRS|E*Trade Securities LLC|10
USVM|USAA MSCI USA SMALL|FTBR|Foliofn Investments, Inc.|1
USVM|USAA MSCI USA SMALL|GEBB|GLOBAL EXECUTION BROKERS, LP|200
USVM|USAA MSCI USA SMALL|GSCO|GOLDMAN SACHS & CO. LLC|200
USVM|USAA MSCI USA SMALL|ICBX|INSTINET, LLC|400
USVM|USAA MSCI USA SMALL|JPMX|J.P. Morgan Securities LLC|200
USVM|USAA MSCI USA SMALL|JSJX|JANE STREET CAPITAL LLC|51
USVM|USAA MSCI USA SMALL|KCGM|VIRTU Americas LLC|3684
USVM|USAA MSCI USA SMALL|LEHM|Barclays Capital Inc./Le|1600
USVM|USAA MSCI USA SMALL|LIME|Lime Brokerage LLC|100
USVM|USAA MSCI USA SMALL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
USVM|USAA MSCI USA SMALL|MSCO|MORGAN STANLEY & CO. LLC|600
USVM|USAA MSCI USA SMALL|MSPL|MORGAN STANLEY & CO. LLC|24000
USVM|USAA MSCI USA SMALL|NFSC|National Financial Services LLC|10383
USVM|USAA MSCI USA SMALL|NITE|VIRTU Americas LLC|4615
USVM|USAA MSCI USA SMALL|SGMT|GOLDMAN SACHS & CO. LLC|3985
USVM|USAA MSCI USA SMALL|VGRD|Vanguard Marketing Corporation|200
USVM|USAA MSCI USA SMALL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
USX|U.S. XPRESS ENTERPRI|AGIS|Aegis Capital Corp.|1535
USX|U.S. XPRESS ENTERPRI|ALTX|Alternet Securities Inc.|60639
USX|U.S. XPRESS ENTERPRI|APCC|Apex Clearing Corporation|4690
USX|U.S. XPRESS ENTERPRI|BARD|Robert W. Baird & Co. Incorporated|2950
USX|U.S. XPRESS ENTERPRI|BATM|CBOE TRADING, INC.|6344
USX|U.S. XPRESS ENTERPRI|BAYT|BTIG, LLC|700
USX|U.S. XPRESS ENTERPRI|BERN|Sanford C. Bernstein & Co., LLC|3480
USX|U.S. XPRESS ENTERPRI|BIDS|BIDS TRADING L.P.|1000
USX|U.S. XPRESS ENTERPRI|BLKX|INSTINET, LLC|10000
USX|U.S. XPRESS ENTERPRI|BTIG|BTIG, LLC|115200
USX|U.S. XPRESS ENTERPRI|BYXM|CBOE TRADING, INC.|900
USX|U.S. XPRESS ENTERPRI|CANT|Cantor Fitzgerald & Co.|32172
USX|U.S. XPRESS ENTERPRI|CHAS|Charles Schwab & Co., Inc.|29955
USX|U.S. XPRESS ENTERPRI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|243420
USX|U.S. XPRESS ENTERPRI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|145637
USX|U.S. XPRESS ENTERPRI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16175
USX|U.S. XPRESS ENTERPRI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128744
USX|U.S. XPRESS ENTERPRI|CXCX|CITIGROUP GLOBAL MARKETS INC.|27252
USX|U.S. XPRESS ENTERPRI|DBAB|Deutsche Bank Securities Inc.|9519
USX|U.S. XPRESS ENTERPRI|DBAX|Deutsche Bank Securities Inc.|112600
USX|U.S. XPRESS ENTERPRI|DCHF|Dart Executions, LLC|450
USX|U.S. XPRESS ENTERPRI|DEAN|MORGAN STANLEY|60845
USX|U.S. XPRESS ENTERPRI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
USX|U.S. XPRESS ENTERPRI|EBXL|EBX LLC|243400
USX|U.S. XPRESS ENTERPRI|ECUT|CONVERGEX EXECUTION SOLUTIONS|7501
USX|U.S. XPRESS ENTERPRI|EDJO|Edward D. Jones & Co., L.P.|993
USX|U.S. XPRESS ENTERPRI|EGAM|CBOE TRADING, INC.|13209
USX|U.S. XPRESS ENTERPRI|EGAW|CBOE TRADING, INC.|2110
USX|U.S. XPRESS ENTERPRI|EGXM|CBOE TRADING, INC.|9637
USX|U.S. XPRESS ENTERPRI|EGXW|CBOE TRADING, INC.|900
USX|U.S. XPRESS ENTERPRI|ETBE|Electronic Transaction Clearing, Inc.|930
USX|U.S. XPRESS ENTERPRI|ETRS|E*Trade Securities LLC|41640
USX|U.S. XPRESS ENTERPRI|FILL|Tradestation Securities, Inc.|3555
USX|U.S. XPRESS ENTERPRI|FMAF|NBCN Inc./ CDS|7760
USX|U.S. XPRESS ENTERPRI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23330
USX|U.S. XPRESS ENTERPRI|GLIS|TD Securities Inc|1542
USX|U.S. XPRESS ENTERPRI|GLPX|ACS EXECUTION SERVICES, LLC|204826
USX|U.S. XPRESS ENTERPRI|GSCO|GOLDMAN SACHS & CO. LLC|105879
USX|U.S. XPRESS ENTERPRI|GSCS|GOLDMAN SACHS & CO. LLC|39825
USX|U.S. XPRESS ENTERPRI|GSLT|GOLDMAN SACHS & CO. LLC|17342
USX|U.S. XPRESS ENTERPRI|GTSZ|GTS SECURITIES LLC|10951
USX|U.S. XPRESS ENTERPRI|HRBF|American Enterprise Investment Services Inc.|514
USX|U.S. XPRESS ENTERPRI|IATS|INTERACTIVE BROKERS LLC|6145
USX|U.S. XPRESS ENTERPRI|IBKR|Interactive Brokers Llc|30643
USX|U.S. XPRESS ENTERPRI|ICBX|INSTINET, LLC|186680
USX|U.S. XPRESS ENTERPRI|INCA|INSTINET, LLC|322146
USX|U.S. XPRESS ENTERPRI|INJX|INSTINET, LLC|2630
USX|U.S. XPRESS ENTERPRI|ITGI|ITG Inc.|93007
USX|U.S. XPRESS ENTERPRI|ITGP|ITG INC.|300400
USX|U.S. XPRESS ENTERPRI|JANY|Janney Montgomery Scott Inc.|200
USX|U.S. XPRESS ENTERPRI|JEFF|JEFFERIES LLC|75684
USX|U.S. XPRESS ENTERPRI|JGUN|Joseph Gunnar & Co.  LLC|100
USX|U.S. XPRESS ENTERPRI|JMPT|JUMP TRADING, LLC|7346
USX|U.S. XPRESS ENTERPRI|JONE|JonesTrading|600368
USX|U.S. XPRESS ENTERPRI|JPBX|J.P. MORGAN SECURITIES LLC|13842
USX|U.S. XPRESS ENTERPRI|JPMX|J.P. Morgan Securities LLC|512020
USX|U.S. XPRESS ENTERPRI|JSJX|JANE STREET CAPITAL LLC|8249
USX|U.S. XPRESS ENTERPRI|KCGM|VIRTU Americas LLC|141413
USX|U.S. XPRESS ENTERPRI|LAFC|R. F. Lafferty & Co., Inc.|1800
USX|U.S. XPRESS ENTERPRI|LEHM|Barclays Capital Inc./Le|374531
USX|U.S. XPRESS ENTERPRI|LIME|Lime Brokerage LLC|5306
USX|U.S. XPRESS ENTERPRI|LQNA|LIQUIDNET, INC.|86100
USX|U.S. XPRESS ENTERPRI|LSCI|Lek Securities Corporation|101
USX|U.S. XPRESS ENTERPRI|LTCO|Ladenburg, Thalmann & Co., Inc.|100
USX|U.S. XPRESS ENTERPRI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|48625
USX|U.S. XPRESS ENTERPRI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194606
USX|U.S. XPRESS ENTERPRI|MSCO|MORGAN STANLEY & CO. LLC|691033
USX|U.S. XPRESS ENTERPRI|MSPL|MORGAN STANLEY & CO. LLC|41000
USX|U.S. XPRESS ENTERPRI|MSTX|MORGAN STANLEY & CO. LLC|16100
USX|U.S. XPRESS ENTERPRI|NEUB|NEUBERGER BERMAN BD LLC|3
USX|U.S. XPRESS ENTERPRI|NFSC|National Financial Services LLC|56906
USX|U.S. XPRESS ENTERPRI|NITE|VIRTU Americas LLC|326765
USX|U.S. XPRESS ENTERPRI|NITP|VIRTU Americas LLC|200
USX|U.S. XPRESS ENTERPRI|NQRB|Brut, LLC|6985
USX|U.S. XPRESS ENTERPRI|OPCO|Oppenheimer & Co. Inc.|5330
USX|U.S. XPRESS ENTERPRI|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|474
USX|U.S. XPRESS ENTERPRI|PDQM|CODA MARKETS, INC.|368529
USX|U.S. XPRESS ENTERPRI|PIPR|Piper Jaffray & Co.|400
USX|U.S. XPRESS ENTERPRI|PREC|PRECISION SECURITIES, LLC|875
USX|U.S. XPRESS ENTERPRI|PWJC|UBS Financial Services, Inc.|200
USX|U.S. XPRESS ENTERPRI|RBCM|RBC CAPITAL MARKETS, LLC|8300
USX|U.S. XPRESS ENTERPRI|RJLC|RJL CAPITAL GROUP, LLC|3800
USX|U.S. XPRESS ENTERPRI|SAGL|SAGETRADER, LLC|9829
USX|U.S. XPRESS ENTERPRI|SBSH|Citigroup Global Markets Inc.|13703
USX|U.S. XPRESS ENTERPRI|SGMT|GOLDMAN SACHS & CO. LLC|54574
USX|U.S. XPRESS ENTERPRI|SPDR|SPEEDROUTE LLC|58320
USX|U.S. XPRESS ENTERPRI|SPHN|Stephens Inc.|4114
USX|U.S. XPRESS ENTERPRI|STFL|Stifel, Nicolaus & Company, Incorporated|23796
USX|U.S. XPRESS ENTERPRI|SWIM|TD Ameritrade, Inc.|13920
USX|U.S. XPRESS ENTERPRI|SWST|Hilltop Securities Inc.|1300
USX|U.S. XPRESS ENTERPRI|TKNG|ALLY INVEST SECURITIES LLC|850
USX|U.S. XPRESS ENTERPRI|TRBT|Tradebot Systems, Inc.|33499
USX|U.S. XPRESS ENTERPRI|TWTT|TASTYWORKS, INC.|600
USX|U.S. XPRESS ENTERPRI|UBSA|UBS SECURITIES LLC|334796
USX|U.S. XPRESS ENTERPRI|UBSS|UBS Securities LLC|103506
USX|U.S. XPRESS ENTERPRI|VALX|VIRTU AMERICAS LLC|1273
USX|U.S. XPRESS ENTERPRI|VGRD|Vanguard Marketing Corporation|2400
USX|U.S. XPRESS ENTERPRI|VIEW|VIEWTRADE SECURITIES LLC|2700
USX|U.S. XPRESS ENTERPRI|WABR|Wall Street Access|500
USX|U.S. XPRESS ENTERPRI|WCHV|WELLS FARGO SECURITIES, LLC|320181
USX|U.S. XPRESS ENTERPRI|WEDB|WEDBUSH SECURITIES INC.|45900
USX|U.S. XPRESS ENTERPRI|WEED|Weeden & Co.L.P.|698597
USX|U.S. XPRESS ENTERPRI|WGIF|CIBC World Markets Inc.|500
USX|U.S. XPRESS ENTERPRI|WSEA|WOLVERINE SECURITIES, LLC|1775
USX|U.S. XPRESS ENTERPRI|XSTM|NATIONAL FINANCIAL SERVICES LLC|81392
USX|U.S. XPRESS ENTERPRI|YKNA|COMHAR CAPITAL MARKETS, LLC|69320
UTES|REAVES UTILITIES ETF|APCC|Apex Clearing Corporation|7
UTES|REAVES UTILITIES ETF|CHAS|Charles Schwab & Co., Inc.|1
UTES|REAVES UTILITIES ETF|NFSC|National Financial Services LLC|300
UTES|REAVES UTILITIES ETF|NITE|VIRTU Americas LLC|151
UTES|REAVES UTILITIES ETF|NITP|VIRTU Americas LLC|1300
UTES|REAVES UTILITIES ETF|PWJC|UBS Financial Services, Inc.|2300
UTES|REAVES UTILITIES ETF|UBSS|UBS Securities LLC|4431
UTF|COHEN & STRS INFRSTR|AGIS|Aegis Capital Corp.|9885
UTF|COHEN & STRS INFRSTR|ALTX|Alternet Securities Inc.|1205
UTF|COHEN & STRS INFRSTR|APCC|Apex Clearing Corporation|1110
UTF|COHEN & STRS INFRSTR|BANK|Primevest Financial Services, Inc.|24
UTF|COHEN & STRS INFRSTR|BARD|Robert W. Baird & Co. Incorporated|10333
UTF|COHEN & STRS INFRSTR|BATM|CBOE TRADING, INC.|505
UTF|COHEN & STRS INFRSTR|BBNT|BB&T SECURITIES, LLC|2763
UTF|COHEN & STRS INFRSTR|BERN|Sanford C. Bernstein & Co., LLC|100
UTF|COHEN & STRS INFRSTR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2880
UTF|COHEN & STRS INFRSTR|BTIG|BTIG, LLC|3391
UTF|COHEN & STRS INFRSTR|CANT|Cantor Fitzgerald & Co.|113486
UTF|COHEN & STRS INFRSTR|CHAS|Charles Schwab & Co., Inc.|74069
UTF|COHEN & STRS INFRSTR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1842
UTF|COHEN & STRS INFRSTR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4191
UTF|COHEN & STRS INFRSTR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1100
UTF|COHEN & STRS INFRSTR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7256
UTF|COHEN & STRS INFRSTR|CXCX|CITIGROUP GLOBAL MARKETS INC.|14418
UTF|COHEN & STRS INFRSTR|DADA|D.A. Davidson & Co.|2219
UTF|COHEN & STRS INFRSTR|DAVA|Davenport & Company LLC|1018
UTF|COHEN & STRS INFRSTR|DBAX|Deutsche Bank Securities Inc.|3500
UTF|COHEN & STRS INFRSTR|DEAN|MORGAN STANLEY|164621
UTF|COHEN & STRS INFRSTR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2119
UTF|COHEN & STRS INFRSTR|EBXL|EBX LLC|6400
UTF|COHEN & STRS INFRSTR|ECUT|CONVERGEX EXECUTION SOLUTIONS|13306
UTF|COHEN & STRS INFRSTR|EDJO|Edward D. Jones & Co., L.P.|3736
UTF|COHEN & STRS INFRSTR|EGAM|CBOE TRADING, INC.|4007
UTF|COHEN & STRS INFRSTR|EGXM|CBOE TRADING, INC.|1212
UTF|COHEN & STRS INFRSTR|EGXW|CBOE TRADING, INC.|100
UTF|COHEN & STRS INFRSTR|ETBE|Electronic Transaction Clearing, Inc.|600
UTF|COHEN & STRS INFRSTR|ETCB|ETC BROKERAGE SERVICES, LLC|517
UTF|COHEN & STRS INFRSTR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|450
UTF|COHEN & STRS INFRSTR|ETRS|E*Trade Securities LLC|77985
UTF|COHEN & STRS INFRSTR|FBSB|U.S. Bancorp Investments, Inc.|201
UTF|COHEN & STRS INFRSTR|FILL|Tradestation Securities, Inc.|150
UTF|COHEN & STRS INFRSTR|FINX|FINTECH SECURITIES|178
UTF|COHEN & STRS INFRSTR|FMAF|NBCN Inc./ CDS|900
UTF|COHEN & STRS INFRSTR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16395
UTF|COHEN & STRS INFRSTR|FTBR|Foliofn Investments, Inc.|1925
UTF|COHEN & STRS INFRSTR|GLIS|TD Securities Inc|400
UTF|COHEN & STRS INFRSTR|GLPX|ACS EXECUTION SERVICES, LLC|2178
UTF|COHEN & STRS INFRSTR|GSCO|GOLDMAN SACHS & CO. LLC|13002
UTF|COHEN & STRS INFRSTR|GSCS|GOLDMAN SACHS & CO. LLC|4500
UTF|COHEN & STRS INFRSTR|GSLT|GOLDMAN SACHS & CO. LLC|619
UTF|COHEN & STRS INFRSTR|HRBF|American Enterprise Investment Services Inc.|34909
UTF|COHEN & STRS INFRSTR|IATS|INTERACTIVE BROKERS LLC|30877
UTF|COHEN & STRS INFRSTR|IBKR|Interactive Brokers Llc|49516
UTF|COHEN & STRS INFRSTR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11716
UTF|COHEN & STRS INFRSTR|ICBX|INSTINET, LLC|1775
UTF|COHEN & STRS INFRSTR|INCA|INSTINET, LLC|3674
UTF|COHEN & STRS INFRSTR|ISLL|INLET SECURITIES, LLC|885
UTF|COHEN & STRS INFRSTR|ITGI|ITG Inc.|12420
UTF|COHEN & STRS INFRSTR|ITGP|ITG INC.|2000
UTF|COHEN & STRS INFRSTR|JANY|Janney Montgomery Scott Inc.|7915
UTF|COHEN & STRS INFRSTR|JMPT|JUMP TRADING, LLC|1039
UTF|COHEN & STRS INFRSTR|JONE|JonesTrading|6700
UTF|COHEN & STRS INFRSTR|JPMX|J.P. Morgan Securities LLC|14178
UTF|COHEN & STRS INFRSTR|JSJX|JANE STREET CAPITAL LLC|1900
UTF|COHEN & STRS INFRSTR|KCGM|VIRTU Americas LLC|3300
UTF|COHEN & STRS INFRSTR|LEHM|Barclays Capital Inc./Le|13113
UTF|COHEN & STRS INFRSTR|LGNT|COR CLEARING LLC|3
UTF|COHEN & STRS INFRSTR|LIME|Lime Brokerage LLC|1211
UTF|COHEN & STRS INFRSTR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2643
UTF|COHEN & STRS INFRSTR|MAXM|Maxim Group LLC|300
UTF|COHEN & STRS INFRSTR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
UTF|COHEN & STRS INFRSTR|MOTF|MOTIF INVESTING, INC.|4
UTF|COHEN & STRS INFRSTR|MSCO|MORGAN STANLEY & CO. LLC|266181
UTF|COHEN & STRS INFRSTR|MSPL|MORGAN STANLEY & CO. LLC|2900
UTF|COHEN & STRS INFRSTR|NATL|National Securities Corporation|400
UTF|COHEN & STRS INFRSTR|NFSC|National Financial Services LLC|318660
UTF|COHEN & STRS INFRSTR|NITE|VIRTU Americas LLC|617662
UTF|COHEN & STRS INFRSTR|NQRB|Brut, LLC|300
UTF|COHEN & STRS INFRSTR|NTBF|BMO Nesbitt Burns Inc./CDS|357
UTF|COHEN & STRS INFRSTR|OPCO|Oppenheimer & Co. Inc.|13047
UTF|COHEN & STRS INFRSTR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|140
UTF|COHEN & STRS INFRSTR|PDQM|CODA MARKETS, INC.|4614
UTF|COHEN & STRS INFRSTR|PWJC|UBS Financial Services, Inc.|29824
UTF|COHEN & STRS INFRSTR|RBCM|RBC CAPITAL MARKETS, LLC|61559
UTF|COHEN & STRS INFRSTR|RGLD|Regal Securities, Inc|300
UTF|COHEN & STRS INFRSTR|SALI|INTL FCSTONE FINANCIAL INC.|2938
UTF|COHEN & STRS INFRSTR|SBSH|Citigroup Global Markets Inc.|160179
UTF|COHEN & STRS INFRSTR|SGMT|GOLDMAN SACHS & CO. LLC|4414
UTF|COHEN & STRS INFRSTR|SPDR|SPEEDROUTE LLC|300
UTF|COHEN & STRS INFRSTR|STFL|Stifel, Nicolaus & Company, Incorporated|11909
UTF|COHEN & STRS INFRSTR|STXG|Stockcross Financial Services, Inc.|18
UTF|COHEN & STRS INFRSTR|SWIM|TD Ameritrade, Inc.|14105
UTF|COHEN & STRS INFRSTR|SWST|Hilltop Securities Inc.|12056
UTF|COHEN & STRS INFRSTR|TKNG|ALLY INVEST SECURITIES LLC|6713
UTF|COHEN & STRS INFRSTR|TRBT|Tradebot Systems, Inc.|8220
UTF|COHEN & STRS INFRSTR|UBSA|UBS SECURITIES LLC|34964
UTF|COHEN & STRS INFRSTR|UBSS|UBS Securities LLC|363109
UTF|COHEN & STRS INFRSTR|VALX|VIRTU AMERICAS LLC|1020
UTF|COHEN & STRS INFRSTR|VGRD|Vanguard Marketing Corporation|88668
UTF|COHEN & STRS INFRSTR|WBLR|WILLIAM BLAIR|1000
UTF|COHEN & STRS INFRSTR|WCHV|WELLS FARGO SECURITIES, LLC|319210
UTF|COHEN & STRS INFRSTR|WEDB|WEDBUSH SECURITIES INC.|4390
UTF|COHEN & STRS INFRSTR|WEED|Weeden & Co.L.P.|62328
UTF|COHEN & STRS INFRSTR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2891
UTF|COHEN & STRS INFRSTR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32839
UTF|COHEN & STRS INFRSTR|WGIF|CIBC World Markets Inc.|100
UTF|COHEN & STRS INFRSTR|WSEA|WOLVERINE SECURITIES, LLC|13652
UTF|COHEN & STRS INFRSTR|XPQR|Jump Trading|200
UTF|COHEN & STRS INFRSTR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1848
UTF|COHEN & STRS INFRSTR|YKNA|COMHAR CAPITAL MARKETS, LLC|200
UTF|COHEN & STRS INFRSTR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22987
UTG|REAVES UTIL INC FD|ALTX|Alternet Securities Inc.|900
UTG|REAVES UTIL INC FD|APCC|Apex Clearing Corporation|3455
UTG|REAVES UTIL INC FD|BANK|Primevest Financial Services, Inc.|39
UTG|REAVES UTIL INC FD|BARD|Robert W. Baird & Co. Incorporated|9713
UTG|REAVES UTIL INC FD|BATM|CBOE TRADING, INC.|100
UTG|REAVES UTIL INC FD|BERN|Sanford C. Bernstein & Co., LLC|1400
UTG|REAVES UTIL INC FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|974
UTG|REAVES UTIL INC FD|BRGE|Newbridge Securities Corp.|70
UTG|REAVES UTIL INC FD|BTIG|BTIG, LLC|2112
UTG|REAVES UTIL INC FD|CHAS|Charles Schwab & Co., Inc.|1064
UTG|REAVES UTIL INC FD|CIST|Capital Institutional Services, Inc.|64961
UTG|REAVES UTIL INC FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5460
UTG|REAVES UTIL INC FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
UTG|REAVES UTIL INC FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102001
UTG|REAVES UTIL INC FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|4760
UTG|REAVES UTIL INC FD|DAVA|Davenport & Company LLC|400
UTG|REAVES UTIL INC FD|DBAX|Deutsche Bank Securities Inc.|14100
UTG|REAVES UTIL INC FD|DEAN|MORGAN STANLEY|45809
UTG|REAVES UTIL INC FD|DEGS|RONIN PROFESSIONAL LLC|500
UTG|REAVES UTIL INC FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6300
UTG|REAVES UTIL INC FD|EBXL|EBX LLC|22300
UTG|REAVES UTIL INC FD|EDJO|Edward D. Jones & Co., L.P.|1639
UTG|REAVES UTIL INC FD|EGAM|CBOE TRADING, INC.|2400
UTG|REAVES UTIL INC FD|EGXM|CBOE TRADING, INC.|213
UTG|REAVES UTIL INC FD|ESPO|ESPOSITO SECURITIES, LLC|384
UTG|REAVES UTIL INC FD|ETBE|Electronic Transaction Clearing, Inc.|103
UTG|REAVES UTIL INC FD|ETRS|E*Trade Securities LLC|61844
UTG|REAVES UTIL INC FD|FILL|Tradestation Securities, Inc.|1225
UTG|REAVES UTIL INC FD|FINX|FINTECH SECURITIES|100
UTG|REAVES UTIL INC FD|FMAF|NBCN Inc./ CDS|200
UTG|REAVES UTIL INC FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11292
UTG|REAVES UTIL INC FD|FTBR|Foliofn Investments, Inc.|1367
UTG|REAVES UTIL INC FD|GLPX|ACS EXECUTION SERVICES, LLC|651
UTG|REAVES UTIL INC FD|GSCO|GOLDMAN SACHS & CO. LLC|31004
UTG|REAVES UTIL INC FD|GSCS|GOLDMAN SACHS & CO. LLC|189
UTG|REAVES UTIL INC FD|GSLT|GOLDMAN SACHS & CO. LLC|3197
UTG|REAVES UTIL INC FD|GTSZ|GTS SECURITIES LLC|531
UTG|REAVES UTIL INC FD|HRBF|American Enterprise Investment Services Inc.|13160
UTG|REAVES UTIL INC FD|IATS|INTERACTIVE BROKERS LLC|12410
UTG|REAVES UTIL INC FD|IBKR|Interactive Brokers Llc|18388
UTG|REAVES UTIL INC FD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5201
UTG|REAVES UTIL INC FD|ICBX|INSTINET, LLC|6554
UTG|REAVES UTIL INC FD|INCA|INSTINET, LLC|8771
UTG|REAVES UTIL INC FD|ITGI|ITG Inc.|8100
UTG|REAVES UTIL INC FD|ITGP|ITG INC.|13000
UTG|REAVES UTIL INC FD|JANY|Janney Montgomery Scott Inc.|8029
UTG|REAVES UTIL INC FD|JEFF|JEFFERIES LLC|830
UTG|REAVES UTIL INC FD|JMPT|JUMP TRADING, LLC|761
UTG|REAVES UTIL INC FD|JONE|JonesTrading|500
UTG|REAVES UTIL INC FD|JPMX|J.P. Morgan Securities LLC|28940
UTG|REAVES UTIL INC FD|JSJX|JANE STREET CAPITAL LLC|926
UTG|REAVES UTIL INC FD|KCGM|VIRTU Americas LLC|37246
UTG|REAVES UTIL INC FD|LEHM|Barclays Capital Inc./Le|19200
UTG|REAVES UTIL INC FD|LIME|Lime Brokerage LLC|1252
UTG|REAVES UTIL INC FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1330
UTG|REAVES UTIL INC FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39738
UTG|REAVES UTIL INC FD|MOTF|MOTIF INVESTING, INC.|5
UTG|REAVES UTIL INC FD|MSCO|MORGAN STANLEY & CO. LLC|150795
UTG|REAVES UTIL INC FD|MSPL|MORGAN STANLEY & CO. LLC|7600
UTG|REAVES UTIL INC FD|NATL|National Securities Corporation|4133
UTG|REAVES UTIL INC FD|NFSC|National Financial Services LLC|284146
UTG|REAVES UTIL INC FD|NITE|VIRTU Americas LLC|345749
UTG|REAVES UTIL INC FD|NITP|VIRTU Americas LLC|65
UTG|REAVES UTIL INC FD|OPCO|Oppenheimer & Co. Inc.|4890
UTG|REAVES UTIL INC FD|PDQM|CODA MARKETS, INC.|2257
UTG|REAVES UTIL INC FD|PWJC|UBS Financial Services, Inc.|13811
UTG|REAVES UTIL INC FD|RBCM|RBC CAPITAL MARKETS, LLC|30092
UTG|REAVES UTIL INC FD|SAGL|SAGETRADER, LLC|488
UTG|REAVES UTIL INC FD|SALI|INTL FCSTONE FINANCIAL INC.|817
UTG|REAVES UTIL INC FD|SBSH|Citigroup Global Markets Inc.|29182
UTG|REAVES UTIL INC FD|SGMT|GOLDMAN SACHS & CO. LLC|10459
UTG|REAVES UTIL INC FD|SPDR|SPEEDROUTE LLC|700
UTG|REAVES UTIL INC FD|STFL|Stifel, Nicolaus & Company, Incorporated|19974
UTG|REAVES UTIL INC FD|STXG|Stockcross Financial Services, Inc.|17
UTG|REAVES UTIL INC FD|SWIM|TD Ameritrade, Inc.|31555
UTG|REAVES UTIL INC FD|SWST|Hilltop Securities Inc.|9000
UTG|REAVES UTIL INC FD|TKNG|ALLY INVEST SECURITIES LLC|2894
UTG|REAVES UTIL INC FD|TRBT|Tradebot Systems, Inc.|2368
UTG|REAVES UTIL INC FD|UBSA|UBS SECURITIES LLC|51061
UTG|REAVES UTIL INC FD|UBSS|UBS Securities LLC|106165
UTG|REAVES UTIL INC FD|VALX|VIRTU AMERICAS LLC|818
UTG|REAVES UTIL INC FD|VGRD|Vanguard Marketing Corporation|40824
UTG|REAVES UTIL INC FD|WCHV|WELLS FARGO SECURITIES, LLC|115864
UTG|REAVES UTIL INC FD|WEDB|WEDBUSH SECURITIES INC.|1157
UTG|REAVES UTIL INC FD|WEED|Weeden & Co.L.P.|11509
UTG|REAVES UTIL INC FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2916
UTG|REAVES UTIL INC FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|747
UTG|REAVES UTIL INC FD|WGIF|CIBC World Markets Inc.|454
UTG|REAVES UTIL INC FD|WSEA|WOLVERINE SECURITIES, LLC|7258
UTG|REAVES UTIL INC FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|67012
UTG|REAVES UTIL INC FD|YKNA|COMHAR CAPITAL MARKETS, LLC|306
UTG|REAVES UTIL INC FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24891
UTHR|UNITED THERAPEUTIC|ALTX|Alternet Securities Inc.|1701
UTHR|UNITED THERAPEUTIC|ANOS|ABEL/NOSER, L.L.C.|300
UTHR|UNITED THERAPEUTIC|APCC|Apex Clearing Corporation|123
UTHR|UNITED THERAPEUTIC|BARD|Robert W. Baird & Co. Incorporated|381
UTHR|UNITED THERAPEUTIC|BATM|CBOE TRADING, INC.|2904
UTHR|UNITED THERAPEUTIC|BAYC|BAY CREST PARTNERS, LLC|12333
UTHR|UNITED THERAPEUTIC|BERN|Sanford C. Bernstein & Co., LLC|38834
UTHR|UNITED THERAPEUTIC|BIMI|Banca IMI Securities Corp.|600
UTHR|UNITED THERAPEUTIC|BKCM|BNY Mellon Capital Markets LLC|12141
UTHR|UNITED THERAPEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|265
UTHR|UNITED THERAPEUTIC|BMOC|BMO Capital Markets Corp.|2978
UTHR|UNITED THERAPEUTIC|BNPX|BNP PARIBAS SECURITIES CORP.|61724
UTHR|UNITED THERAPEUTIC|BRVL|BLAYLOCK VAN, LLC|100
UTHR|UNITED THERAPEUTIC|BTIG|BTIG, LLC|10024
UTHR|UNITED THERAPEUTIC|BYXM|CBOE TRADING, INC.|100
UTHR|UNITED THERAPEUTIC|CANT|Cantor Fitzgerald & Co.|263
UTHR|UNITED THERAPEUTIC|CHAS|Charles Schwab & Co., Inc.|40
UTHR|UNITED THERAPEUTIC|CIBP|CIBC World Markets Corp.|67700
UTHR|UNITED THERAPEUTIC|CIST|Capital Institutional Services, Inc.|1223
UTHR|UNITED THERAPEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15776
UTHR|UNITED THERAPEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
UTHR|UNITED THERAPEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133500
UTHR|UNITED THERAPEUTIC|CTDL|Citadel Derivatives Group Llc|10251
UTHR|UNITED THERAPEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|14742
UTHR|UNITED THERAPEUTIC|DADA|D.A. Davidson & Co.|11
UTHR|UNITED THERAPEUTIC|DBAB|Deutsche Bank Securities Inc.|508882
UTHR|UNITED THERAPEUTIC|DBAX|Deutsche Bank Securities Inc.|94300
UTHR|UNITED THERAPEUTIC|DBUL|Deutsche Bank Securities Inc.|11056
UTHR|UNITED THERAPEUTIC|DEAN|MORGAN STANLEY|1434
UTHR|UNITED THERAPEUTIC|DEGS|RONIN PROFESSIONAL LLC|302
UTHR|UNITED THERAPEUTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|860
UTHR|UNITED THERAPEUTIC|EBXL|EBX LLC|30400
UTHR|UNITED THERAPEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4169
UTHR|UNITED THERAPEUTIC|EDJO|Edward D. Jones & Co., L.P.|139
UTHR|UNITED THERAPEUTIC|EGAM|CBOE TRADING, INC.|2063
UTHR|UNITED THERAPEUTIC|EGAW|CBOE TRADING, INC.|125
UTHR|UNITED THERAPEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|895
UTHR|UNITED THERAPEUTIC|EGXM|CBOE TRADING, INC.|251
UTHR|UNITED THERAPEUTIC|ELEV|ELEVATION, LLC|735
UTHR|UNITED THERAPEUTIC|ESPO|ESPOSITO SECURITIES, LLC|6
UTHR|UNITED THERAPEUTIC|ETBE|Electronic Transaction Clearing, Inc.|868
UTHR|UNITED THERAPEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3156
UTHR|UNITED THERAPEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24875
UTHR|UNITED THERAPEUTIC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|757
UTHR|UNITED THERAPEUTIC|ETRS|E*Trade Securities LLC|11813
UTHR|UNITED THERAPEUTIC|FBCO|Credit Suisse Securities (USA) LLC|221543
UTHR|UNITED THERAPEUTIC|FBSB|U.S. Bancorp Investments, Inc.|1678
UTHR|UNITED THERAPEUTIC|FILL|Tradestation Securities, Inc.|598
UTHR|UNITED THERAPEUTIC|FMAF|NBCN Inc./ CDS|112
UTHR|UNITED THERAPEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|29644
UTHR|UNITED THERAPEUTIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3561
UTHR|UNITED THERAPEUTIC|FQLS|Quantlab Securities LP|96697
UTHR|UNITED THERAPEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32368
UTHR|UNITED THERAPEUTIC|FTBR|Foliofn Investments, Inc.|382
UTHR|UNITED THERAPEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|8972
UTHR|UNITED THERAPEUTIC|GLIS|TD Securities Inc|142
UTHR|UNITED THERAPEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|37728
UTHR|UNITED THERAPEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|906903
UTHR|UNITED THERAPEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|5346
UTHR|UNITED THERAPEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|632
UTHR|UNITED THERAPEUTIC|GTSZ|GTS SECURITIES LLC|87179
UTHR|UNITED THERAPEUTIC|HAPX|HAP Trading, LLC|544
UTHR|UNITED THERAPEUTIC|HRBF|American Enterprise Investment Services Inc.|21
UTHR|UNITED THERAPEUTIC|HSBC|HSBC Securities, Inc.|1449
UTHR|UNITED THERAPEUTIC|IATS|INTERACTIVE BROKERS LLC|2414
UTHR|UNITED THERAPEUTIC|IBKR|Interactive Brokers Llc|22078
UTHR|UNITED THERAPEUTIC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|398
UTHR|UNITED THERAPEUTIC|ICBX|INSTINET, LLC|5100
UTHR|UNITED THERAPEUTIC|IEQY|CITADEL SECURITIES LLC|118590
UTHR|UNITED THERAPEUTIC|INCA|INSTINET, LLC|167327
UTHR|UNITED THERAPEUTIC|INJX|INSTINET, LLC|18401
UTHR|UNITED THERAPEUTIC|INTL|INTL FCSTONE FINANCIAL INC.|3
UTHR|UNITED THERAPEUTIC|ITGI|ITG Inc.|20497
UTHR|UNITED THERAPEUTIC|ITGP|ITG INC.|154400
UTHR|UNITED THERAPEUTIC|JANY|Janney Montgomery Scott Inc.|389
UTHR|UNITED THERAPEUTIC|JEFF|JEFFERIES LLC|45568
UTHR|UNITED THERAPEUTIC|JMPT|JUMP TRADING, LLC|22390
UTHR|UNITED THERAPEUTIC|JPBX|J.P. MORGAN SECURITIES LLC|9826
UTHR|UNITED THERAPEUTIC|JPMX|J.P. Morgan Securities LLC|129926
UTHR|UNITED THERAPEUTIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
UTHR|UNITED THERAPEUTIC|JSJX|JANE STREET CAPITAL LLC|2391
UTHR|UNITED THERAPEUTIC|KCGM|VIRTU Americas LLC|10408
UTHR|UNITED THERAPEUTIC|LEHM|Barclays Capital Inc./Le|321266
UTHR|UNITED THERAPEUTIC|LIME|Lime Brokerage LLC|116458
UTHR|UNITED THERAPEUTIC|LMNX|LUMINEX TRADING & ANALYTICS LLC|98902
UTHR|UNITED THERAPEUTIC|LOOP|Loop Capital Markets LLC|858
UTHR|UNITED THERAPEUTIC|LQNA|LIQUIDNET, INC.|14400
UTHR|UNITED THERAPEUTIC|MBTS|ALLY INVEST SECURITIES LLC|195
UTHR|UNITED THERAPEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43598
UTHR|UNITED THERAPEUTIC|MOTF|MOTIF INVESTING, INC.|15
UTHR|UNITED THERAPEUTIC|MSCO|MORGAN STANLEY & CO. LLC|1204679
UTHR|UNITED THERAPEUTIC|MSPL|MORGAN STANLEY & CO. LLC|90700
UTHR|UNITED THERAPEUTIC|MSTX|MORGAN STANLEY & CO. LLC|9800
UTHR|UNITED THERAPEUTIC|NEED|Needham & Company, LLC|785
UTHR|UNITED THERAPEUTIC|NEUB|NEUBERGER BERMAN BD LLC|46
UTHR|UNITED THERAPEUTIC|NFSC|National Financial Services LLC|70512
UTHR|UNITED THERAPEUTIC|NITE|VIRTU Americas LLC|96720
UTHR|UNITED THERAPEUTIC|NITP|VIRTU Americas LLC|900
UTHR|UNITED THERAPEUTIC|NQRB|Brut, LLC|264
UTHR|UNITED THERAPEUTIC|OPCO|Oppenheimer & Co. Inc.|309
UTHR|UNITED THERAPEUTIC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5477
UTHR|UNITED THERAPEUTIC|PDQM|CODA MARKETS, INC.|65476
UTHR|UNITED THERAPEUTIC|PHLY|NASDAQ Execution Services, LLC|200
UTHR|UNITED THERAPEUTIC|PWJC|UBS Financial Services, Inc.|22
UTHR|UNITED THERAPEUTIC|RAJA|Raymond James & Associates, Inc.|622
UTHR|UNITED THERAPEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|289
UTHR|UNITED THERAPEUTIC|SAGL|SAGETRADER, LLC|49521
UTHR|UNITED THERAPEUTIC|SAGW|SAGETRADER, LLC|43
UTHR|UNITED THERAPEUTIC|SBSH|Citigroup Global Markets Inc.|188675
UTHR|UNITED THERAPEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|24672
UTHR|UNITED THERAPEUTIC|SPDR|SPEEDROUTE LLC|2758
UTHR|UNITED THERAPEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|198
UTHR|UNITED THERAPEUTIC|STKP|STOCKPILE INVESTMENTS, INC.|18
UTHR|UNITED THERAPEUTIC|STXG|Stockcross Financial Services, Inc.|8
UTHR|UNITED THERAPEUTIC|SWIM|TD Ameritrade, Inc.|17573
UTHR|UNITED THERAPEUTIC|SWST|Hilltop Securities Inc.|573
UTHR|UNITED THERAPEUTIC|TKNG|ALLY INVEST SECURITIES LLC|588
UTHR|UNITED THERAPEUTIC|TONC|CUTTONE & CO., LLC|1224
UTHR|UNITED THERAPEUTIC|TRBT|Tradebot Systems, Inc.|103416
UTHR|UNITED THERAPEUTIC|TRCM|TRC MARKETS LLC|20509
UTHR|UNITED THERAPEUTIC|UBSA|UBS SECURITIES LLC|193504
UTHR|UNITED THERAPEUTIC|UBSS|UBS Securities LLC|648792
UTHR|UNITED THERAPEUTIC|VALX|VIRTU AMERICAS LLC|3825
UTHR|UNITED THERAPEUTIC|VGRD|Vanguard Marketing Corporation|1884
UTHR|UNITED THERAPEUTIC|WBET|Wallachbeth Capital LLC|344
UTHR|UNITED THERAPEUTIC|WBPX|SUMMIT SECURITIES GROUP, LLC|900
UTHR|UNITED THERAPEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|27510
UTHR|UNITED THERAPEUTIC|WDNX|WEEDEN & CO.L.P.|2356
UTHR|UNITED THERAPEUTIC|WEED|Weeden & Co.L.P.|670
UTHR|UNITED THERAPEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|908
UTHR|UNITED THERAPEUTIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5351
UTHR|UNITED THERAPEUTIC|WGIF|CIBC World Markets Inc.|829
UTHR|UNITED THERAPEUTIC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|418
UTHR|UNITED THERAPEUTIC|WSEA|WOLVERINE SECURITIES, LLC|2070
UTHR|UNITED THERAPEUTIC|XIST|INSTINET, LLC|6772
UTHR|UNITED THERAPEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13964
UTHR|UNITED THERAPEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|18291
UTHR|UNITED THERAPEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2217
UTI|UNIVERSAL TECH INST|APCC|Apex Clearing Corporation|6
UTI|UNIVERSAL TECH INST|BATM|CBOE TRADING, INC.|120
UTI|UNIVERSAL TECH INST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|510
UTI|UNIVERSAL TECH INST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2633
UTI|UNIVERSAL TECH INST|CTDL|Citadel Derivatives Group Llc|90
UTI|UNIVERSAL TECH INST|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
UTI|UNIVERSAL TECH INST|DBAB|Deutsche Bank Securities Inc.|400
UTI|UNIVERSAL TECH INST|DBAX|Deutsche Bank Securities Inc.|1500
UTI|UNIVERSAL TECH INST|DEGS|RONIN PROFESSIONAL LLC|81
UTI|UNIVERSAL TECH INST|EBXL|EBX LLC|3000
UTI|UNIVERSAL TECH INST|EGAM|CBOE TRADING, INC.|100
UTI|UNIVERSAL TECH INST|EGXM|CBOE TRADING, INC.|1
UTI|UNIVERSAL TECH INST|ETRS|E*Trade Securities LLC|300
UTI|UNIVERSAL TECH INST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11639
UTI|UNIVERSAL TECH INST|FTBR|Foliofn Investments, Inc.|407
UTI|UNIVERSAL TECH INST|GEBB|GLOBAL EXECUTION BROKERS, LP|100
UTI|UNIVERSAL TECH INST|GSCO|GOLDMAN SACHS & CO. LLC|10863
UTI|UNIVERSAL TECH INST|GSCS|GOLDMAN SACHS & CO. LLC|1320
UTI|UNIVERSAL TECH INST|GSLT|GOLDMAN SACHS & CO. LLC|300
UTI|UNIVERSAL TECH INST|GTSZ|GTS SECURITIES LLC|2492
UTI|UNIVERSAL TECH INST|IATS|INTERACTIVE BROKERS LLC|1000
UTI|UNIVERSAL TECH INST|IBKR|Interactive Brokers Llc|3178
UTI|UNIVERSAL TECH INST|ICBX|INSTINET, LLC|900
UTI|UNIVERSAL TECH INST|INCA|INSTINET, LLC|6867
UTI|UNIVERSAL TECH INST|INJX|INSTINET, LLC|400
UTI|UNIVERSAL TECH INST|ITGI|ITG Inc.|10682
UTI|UNIVERSAL TECH INST|ITGP|ITG INC.|2600
UTI|UNIVERSAL TECH INST|JEFF|JEFFERIES LLC|500
UTI|UNIVERSAL TECH INST|JPMX|J.P. Morgan Securities LLC|800
UTI|UNIVERSAL TECH INST|KCGM|VIRTU Americas LLC|424
UTI|UNIVERSAL TECH INST|LEHM|Barclays Capital Inc./Le|2000
UTI|UNIVERSAL TECH INST|LIME|Lime Brokerage LLC|3748
UTI|UNIVERSAL TECH INST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
UTI|UNIVERSAL TECH INST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
UTI|UNIVERSAL TECH INST|MSCO|MORGAN STANLEY & CO. LLC|4859
UTI|UNIVERSAL TECH INST|MSPL|MORGAN STANLEY & CO. LLC|3100
UTI|UNIVERSAL TECH INST|NFSC|National Financial Services LLC|13315
UTI|UNIVERSAL TECH INST|NITE|VIRTU Americas LLC|25953
UTI|UNIVERSAL TECH INST|NTRC|Northern Trust Securities, Inc.|3000
UTI|UNIVERSAL TECH INST|PDQM|CODA MARKETS, INC.|100
UTI|UNIVERSAL TECH INST|SGMT|GOLDMAN SACHS & CO. LLC|6852
UTI|UNIVERSAL TECH INST|SPDR|SPEEDROUTE LLC|100
UTI|UNIVERSAL TECH INST|TRCM|TRC MARKETS LLC|587
UTI|UNIVERSAL TECH INST|UBSA|UBS SECURITIES LLC|11231
UTI|UNIVERSAL TECH INST|UBSS|UBS Securities LLC|7202
UTI|UNIVERSAL TECH INST|VALX|VIRTU AMERICAS LLC|715
UTI|UNIVERSAL TECH INST|WCHV|WELLS FARGO SECURITIES, LLC|315
UTI|UNIVERSAL TECH INST|WSEA|WOLVERINE SECURITIES, LLC|53
UTI|UNIVERSAL TECH INST|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
UTL|UNITIL CP|ALTX|Alternet Securities Inc.|2333
UTL|UNITIL CP|APCC|Apex Clearing Corporation|12
UTL|UNITIL CP|BARD|Robert W. Baird & Co. Incorporated|200
UTL|UNITIL CP|BATM|CBOE TRADING, INC.|352
UTL|UNITIL CP|BAYC|BAY CREST PARTNERS, LLC|3000
UTL|UNITIL CP|BERN|Sanford C. Bernstein & Co., LLC|1800
UTL|UNITIL CP|BNPX|BNP PARIBAS SECURITIES CORP.|1528
UTL|UNITIL CP|BYXM|CBOE TRADING, INC.|146
UTL|UNITIL CP|BZYD|GOLDMAN SACHS & CO. LLC|1304
UTL|UNITIL CP|CANT|Cantor Fitzgerald & Co.|1234
UTL|UNITIL CP|CHAS|Charles Schwab & Co., Inc.|3
UTL|UNITIL CP|CIST|Capital Institutional Services, Inc.|19291
UTL|UNITIL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|431
UTL|UNITIL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|945
UTL|UNITIL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|711
UTL|UNITIL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25767
UTL|UNITIL CP|CTDL|Citadel Derivatives Group Llc|270
UTL|UNITIL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4494
UTL|UNITIL CP|DBAB|Deutsche Bank Securities Inc.|3321
UTL|UNITIL CP|DBAX|Deutsche Bank Securities Inc.|14700
UTL|UNITIL CP|DEAN|MORGAN STANLEY|57
UTL|UNITIL CP|DEGS|RONIN PROFESSIONAL LLC|1755
UTL|UNITIL CP|EBXL|EBX LLC|7900
UTL|UNITIL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2159
UTL|UNITIL CP|EDJO|Edward D. Jones & Co., L.P.|435
UTL|UNITIL CP|EGAM|CBOE TRADING, INC.|383
UTL|UNITIL CP|EGXM|CBOE TRADING, INC.|2
UTL|UNITIL CP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
UTL|UNITIL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
UTL|UNITIL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1334
UTL|UNITIL CP|ETRS|E*Trade Securities LLC|248
UTL|UNITIL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10861
UTL|UNITIL CP|FTBR|Foliofn Investments, Inc.|1077
UTL|UNITIL CP|GLPX|ACS EXECUTION SERVICES, LLC|2353
UTL|UNITIL CP|GSCO|GOLDMAN SACHS & CO. LLC|25602
UTL|UNITIL CP|GSLT|GOLDMAN SACHS & CO. LLC|75
UTL|UNITIL CP|GTSZ|GTS SECURITIES LLC|29161
UTL|UNITIL CP|HRBF|American Enterprise Investment Services Inc.|2500
UTL|UNITIL CP|HSBC|HSBC Securities, Inc.|206
UTL|UNITIL CP|IATS|INTERACTIVE BROKERS LLC|1
UTL|UNITIL CP|IBKR|Interactive Brokers Llc|335
UTL|UNITIL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|23
UTL|UNITIL CP|ICBX|INSTINET, LLC|3068
UTL|UNITIL CP|IEQY|CITADEL SECURITIES LLC|1692
UTL|UNITIL CP|INCA|INSTINET, LLC|14370
UTL|UNITIL CP|INJX|INSTINET, LLC|158
UTL|UNITIL CP|ITGI|ITG Inc.|3896
UTL|UNITIL CP|ITGP|ITG INC.|31200
UTL|UNITIL CP|JANY|Janney Montgomery Scott Inc.|830
UTL|UNITIL CP|JEFF|JEFFERIES LLC|13531
UTL|UNITIL CP|JPBX|J.P. MORGAN SECURITIES LLC|400
UTL|UNITIL CP|JPMX|J.P. Morgan Securities LLC|55413
UTL|UNITIL CP|JSJX|JANE STREET CAPITAL LLC|1
UTL|UNITIL CP|KCGM|VIRTU Americas LLC|3585
UTL|UNITIL CP|LEHM|Barclays Capital Inc./Le|23859
UTL|UNITIL CP|LIME|Lime Brokerage LLC|7308
UTL|UNITIL CP|LQNA|LIQUIDNET, INC.|11900
UTL|UNITIL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
UTL|UNITIL CP|MOTF|MOTIF INVESTING, INC.|2
UTL|UNITIL CP|MSCO|MORGAN STANLEY & CO. LLC|39263
UTL|UNITIL CP|MSPL|MORGAN STANLEY & CO. LLC|22100
UTL|UNITIL CP|MSTX|MORGAN STANLEY & CO. LLC|800
UTL|UNITIL CP|NFSC|National Financial Services LLC|14030
UTL|UNITIL CP|NITE|VIRTU Americas LLC|39466
UTL|UNITIL CP|NTRC|Northern Trust Securities, Inc.|55
UTL|UNITIL CP|OPCO|Oppenheimer & Co. Inc.|130
UTL|UNITIL CP|PDQM|CODA MARKETS, INC.|2540
UTL|UNITIL CP|RBCM|RBC CAPITAL MARKETS, LLC|1730
UTL|UNITIL CP|SBSH|Citigroup Global Markets Inc.|9915
UTL|UNITIL CP|SEIC|SEI Investments Distribution Co.|100
UTL|UNITIL CP|SGMT|GOLDMAN SACHS & CO. LLC|7038
UTL|UNITIL CP|SPDR|SPEEDROUTE LLC|3188
UTL|UNITIL CP|SPTD|MINT GLOBAL MARKETS, INC.|420
UTL|UNITIL CP|SWIM|TD Ameritrade, Inc.|100
UTL|UNITIL CP|TKNG|ALLY INVEST SECURITIES LLC|27
UTL|UNITIL CP|TRBT|Tradebot Systems, Inc.|1998
UTL|UNITIL CP|TRCM|TRC MARKETS LLC|2212
UTL|UNITIL CP|UBSA|UBS SECURITIES LLC|31855
UTL|UNITIL CP|UBSS|UBS Securities LLC|38798
UTL|UNITIL CP|VALX|VIRTU AMERICAS LLC|2636
UTL|UNITIL CP|VGRD|Vanguard Marketing Corporation|140
UTL|UNITIL CP|VNDM|Wall Street Access|1565
UTL|UNITIL CP|WCHV|WELLS FARGO SECURITIES, LLC|15708
UTL|UNITIL CP|WEED|Weeden & Co.L.P.|1330
UTL|UNITIL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|65
UTL|UNITIL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|100
UTL|UNITIL CP|WSEA|WOLVERINE SECURITIES, LLC|111
UTL|UNITIL CP|XIST|INSTINET, LLC|4600
UTL|UNITIL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
UTL|UNITIL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|110
UTL|UNITIL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
UTLF|ISHARES EDGE UTILITI|NFSC|National Financial Services LLC|11
UTLF|ISHARES EDGE UTILITI|NITE|VIRTU Americas LLC|12
UTLF|ISHARES EDGE UTILITI|WCHV|WELLS FARGO SECURITIES, LLC|250
UTLF|ISHARES EDGE UTILITI|WSEA|WOLVERINE SECURITIES, LLC|1
UTMD|UTAH MEDICAL PROD ##|APCC|Apex Clearing Corporation|35
UTMD|UTAH MEDICAL PROD ##|BARD|Robert W. Baird & Co. Incorporated|1
UTMD|UTAH MEDICAL PROD ##|BATM|CBOE TRADING, INC.|426
UTMD|UTAH MEDICAL PROD ##|BERN|Sanford C. Bernstein & Co., LLC|315
UTMD|UTAH MEDICAL PROD ##|BMOC|BMO Capital Markets Corp.|547
UTMD|UTAH MEDICAL PROD ##|BNPX|BNP PARIBAS SECURITIES CORP.|196
UTMD|UTAH MEDICAL PROD ##|BTIG|BTIG, LLC|3
UTMD|UTAH MEDICAL PROD ##|BZYD|GOLDMAN SACHS & CO. LLC|355
UTMD|UTAH MEDICAL PROD ##|CANT|Cantor Fitzgerald & Co.|620
UTMD|UTAH MEDICAL PROD ##|CHAS|Charles Schwab & Co., Inc.|14
UTMD|UTAH MEDICAL PROD ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1211
UTMD|UTAH MEDICAL PROD ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16970
UTMD|UTAH MEDICAL PROD ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17494
UTMD|UTAH MEDICAL PROD ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8827
UTMD|UTAH MEDICAL PROD ##|CTDL|Citadel Derivatives Group Llc|131
UTMD|UTAH MEDICAL PROD ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2138
UTMD|UTAH MEDICAL PROD ##|DBAB|Deutsche Bank Securities Inc.|9375
UTMD|UTAH MEDICAL PROD ##|DBAX|Deutsche Bank Securities Inc.|6500
UTMD|UTAH MEDICAL PROD ##|DBUL|Deutsche Bank Securities Inc.|200
UTMD|UTAH MEDICAL PROD ##|DEAN|MORGAN STANLEY|184
UTMD|UTAH MEDICAL PROD ##|EBXL|EBX LLC|4000
UTMD|UTAH MEDICAL PROD ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|5360
UTMD|UTAH MEDICAL PROD ##|EGAM|CBOE TRADING, INC.|19
UTMD|UTAH MEDICAL PROD ##|EGXM|CBOE TRADING, INC.|1
UTMD|UTAH MEDICAL PROD ##|ETCC|Electronic Transaction Clearing, Inc.|10498
UTMD|UTAH MEDICAL PROD ##|ETRS|E*Trade Securities LLC|761
UTMD|UTAH MEDICAL PROD ##|FBCO|Credit Suisse Securities (USA) LLC|11312
UTMD|UTAH MEDICAL PROD ##|FOMA|TD AMERITRADE CLEARING, INC.|2757
UTMD|UTAH MEDICAL PROD ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|946
UTMD|UTAH MEDICAL PROD ##|FTBR|Foliofn Investments, Inc.|65
UTMD|UTAH MEDICAL PROD ##|GEBB|GLOBAL EXECUTION BROKERS, LP|808
UTMD|UTAH MEDICAL PROD ##|GLPX|ACS EXECUTION SERVICES, LLC|1965
UTMD|UTAH MEDICAL PROD ##|GSCO|GOLDMAN SACHS & CO. LLC|24203
UTMD|UTAH MEDICAL PROD ##|GSLT|GOLDMAN SACHS & CO. LLC|102
UTMD|UTAH MEDICAL PROD ##|GTSZ|GTS SECURITIES LLC|903
UTMD|UTAH MEDICAL PROD ##|IATS|INTERACTIVE BROKERS LLC|5716
UTMD|UTAH MEDICAL PROD ##|IBKR|Interactive Brokers Llc|9795
UTMD|UTAH MEDICAL PROD ##|ICBX|INSTINET, LLC|300
UTMD|UTAH MEDICAL PROD ##|IEQY|CITADEL SECURITIES LLC|1551
UTMD|UTAH MEDICAL PROD ##|INCA|INSTINET, LLC|7491
UTMD|UTAH MEDICAL PROD ##|INJX|INSTINET, LLC|739
UTMD|UTAH MEDICAL PROD ##|ITGI|ITG Inc.|14694
UTMD|UTAH MEDICAL PROD ##|ITGP|ITG INC.|30800
UTMD|UTAH MEDICAL PROD ##|JANY|Janney Montgomery Scott Inc.|83
UTMD|UTAH MEDICAL PROD ##|JEFF|JEFFERIES LLC|3493
UTMD|UTAH MEDICAL PROD ##|JPMX|J.P. Morgan Securities LLC|9184
UTMD|UTAH MEDICAL PROD ##|KCGM|VIRTU Americas LLC|1472
UTMD|UTAH MEDICAL PROD ##|LEHM|Barclays Capital Inc./Le|8392
UTMD|UTAH MEDICAL PROD ##|LIME|Lime Brokerage LLC|12614
UTMD|UTAH MEDICAL PROD ##|LMGP|LIME BROKERAGE LLC|102
UTMD|UTAH MEDICAL PROD ##|LQNA|LIQUIDNET, INC.|4500
UTMD|UTAH MEDICAL PROD ##|MAXM|Maxim Group LLC|270
UTMD|UTAH MEDICAL PROD ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3000
UTMD|UTAH MEDICAL PROD ##|MSCO|MORGAN STANLEY & CO. LLC|38167
UTMD|UTAH MEDICAL PROD ##|MSPL|MORGAN STANLEY & CO. LLC|6500
UTMD|UTAH MEDICAL PROD ##|MTON|MILLINGTON SECURITIES, INC.|2300
UTMD|UTAH MEDICAL PROD ##|NFSC|National Financial Services LLC|9254
UTMD|UTAH MEDICAL PROD ##|NITE|VIRTU Americas LLC|12532
UTMD|UTAH MEDICAL PROD ##|NQRB|Brut, LLC|100
UTMD|UTAH MEDICAL PROD ##|OPCO|Oppenheimer & Co. Inc.|14
UTMD|UTAH MEDICAL PROD ##|PDQM|CODA MARKETS, INC.|5481
UTMD|UTAH MEDICAL PROD ##|RAJA|Raymond James & Associates, Inc.|933
UTMD|UTAH MEDICAL PROD ##|RBCM|RBC CAPITAL MARKETS, LLC|26
UTMD|UTAH MEDICAL PROD ##|SAGW|SAGETRADER, LLC|100
UTMD|UTAH MEDICAL PROD ##|SBSH|Citigroup Global Markets Inc.|4995
UTMD|UTAH MEDICAL PROD ##|SGMT|GOLDMAN SACHS & CO. LLC|5716
UTMD|UTAH MEDICAL PROD ##|SPDR|SPEEDROUTE LLC|2360
UTMD|UTAH MEDICAL PROD ##|SWIM|TD Ameritrade, Inc.|99
UTMD|UTAH MEDICAL PROD ##|TKNG|ALLY INVEST SECURITIES LLC|8
UTMD|UTAH MEDICAL PROD ##|TRBT|Tradebot Systems, Inc.|500
UTMD|UTAH MEDICAL PROD ##|TRCM|TRC MARKETS LLC|10235
UTMD|UTAH MEDICAL PROD ##|UBSA|UBS SECURITIES LLC|9563
UTMD|UTAH MEDICAL PROD ##|UBSS|UBS Securities LLC|20612
UTMD|UTAH MEDICAL PROD ##|VALX|VIRTU AMERICAS LLC|2942
UTMD|UTAH MEDICAL PROD ##|VGRD|Vanguard Marketing Corporation|113
UTMD|UTAH MEDICAL PROD ##|WABR|Wall Street Access|4100
UTMD|UTAH MEDICAL PROD ##|WCHV|WELLS FARGO SECURITIES, LLC|1396
UTMD|UTAH MEDICAL PROD ##|WGIF|CIBC World Markets Inc.|50
UTMD|UTAH MEDICAL PROD ##|WSEA|WOLVERINE SECURITIES, LLC|5
UTMD|UTAH MEDICAL PROD ##|XIST|INSTINET, LLC|2050
UTMD|UTAH MEDICAL PROD ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
UTSI|UTSTARCOM HOLDINGS C|APCC|Apex Clearing Corporation|14
UTSI|UTSTARCOM HOLDINGS C|BARD|Robert W. Baird & Co. Incorporated|16
UTSI|UTSTARCOM HOLDINGS C|BATM|CBOE TRADING, INC.|112
UTSI|UTSTARCOM HOLDINGS C|BERN|Sanford C. Bernstein & Co., LLC|70
UTSI|UTSTARCOM HOLDINGS C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|314
UTSI|UTSTARCOM HOLDINGS C|BLKX|INSTINET, LLC|5800
UTSI|UTSTARCOM HOLDINGS C|CANT|Cantor Fitzgerald & Co.|140
UTSI|UTSTARCOM HOLDINGS C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48350
UTSI|UTSTARCOM HOLDINGS C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27312
UTSI|UTSTARCOM HOLDINGS C|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
UTSI|UTSTARCOM HOLDINGS C|DBAB|Deutsche Bank Securities Inc.|12039
UTSI|UTSTARCOM HOLDINGS C|DBAX|Deutsche Bank Securities Inc.|14100
UTSI|UTSTARCOM HOLDINGS C|DEAN|MORGAN STANLEY|66
UTSI|UTSTARCOM HOLDINGS C|DEGS|RONIN PROFESSIONAL LLC|10242
UTSI|UTSTARCOM HOLDINGS C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|90945
UTSI|UTSTARCOM HOLDINGS C|EBXL|EBX LLC|2000
UTSI|UTSTARCOM HOLDINGS C|EGXM|CBOE TRADING, INC.|307
UTSI|UTSTARCOM HOLDINGS C|ETRS|E*Trade Securities LLC|61265
UTSI|UTSTARCOM HOLDINGS C|FBCO|Credit Suisse Securities (USA) LLC|5959
UTSI|UTSTARCOM HOLDINGS C|FOMA|TD AMERITRADE CLEARING, INC.|43831
UTSI|UTSTARCOM HOLDINGS C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1126
UTSI|UTSTARCOM HOLDINGS C|FTBR|Foliofn Investments, Inc.|2143
UTSI|UTSTARCOM HOLDINGS C|GEBB|GLOBAL EXECUTION BROKERS, LP|150
UTSI|UTSTARCOM HOLDINGS C|GSCO|GOLDMAN SACHS & CO. LLC|6233
UTSI|UTSTARCOM HOLDINGS C|GSLT|GOLDMAN SACHS & CO. LLC|2271
UTSI|UTSTARCOM HOLDINGS C|GTSZ|GTS SECURITIES LLC|329
UTSI|UTSTARCOM HOLDINGS C|HRBF|American Enterprise Investment Services Inc.|4185
UTSI|UTSTARCOM HOLDINGS C|IATS|INTERACTIVE BROKERS LLC|2400
UTSI|UTSTARCOM HOLDINGS C|IBKR|Interactive Brokers Llc|45744
UTSI|UTSTARCOM HOLDINGS C|ICBX|INSTINET, LLC|600
UTSI|UTSTARCOM HOLDINGS C|INCA|INSTINET, LLC|15620
UTSI|UTSTARCOM HOLDINGS C|INJX|INSTINET, LLC|7254
UTSI|UTSTARCOM HOLDINGS C|ITGI|ITG Inc.|24694
UTSI|UTSTARCOM HOLDINGS C|ITGP|ITG INC.|2400
UTSI|UTSTARCOM HOLDINGS C|JEFF|JEFFERIES LLC|23351
UTSI|UTSTARCOM HOLDINGS C|JPMX|J.P. Morgan Securities LLC|10956
UTSI|UTSTARCOM HOLDINGS C|LEHM|Barclays Capital Inc./Le|4200
UTSI|UTSTARCOM HOLDINGS C|LIME|Lime Brokerage LLC|25388
UTSI|UTSTARCOM HOLDINGS C|LSCI|Lek Securities Corporation|14480
UTSI|UTSTARCOM HOLDINGS C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|802
UTSI|UTSTARCOM HOLDINGS C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30200
UTSI|UTSTARCOM HOLDINGS C|MSCO|MORGAN STANLEY & CO. LLC|124768
UTSI|UTSTARCOM HOLDINGS C|MSPL|MORGAN STANLEY & CO. LLC|4500
UTSI|UTSTARCOM HOLDINGS C|NBCS|NBC Securities, INC.|3240
UTSI|UTSTARCOM HOLDINGS C|NFSC|National Financial Services LLC|32996
UTSI|UTSTARCOM HOLDINGS C|NITE|VIRTU Americas LLC|117712
UTSI|UTSTARCOM HOLDINGS C|NORT|Northland Securities, Inc.|3600
UTSI|UTSTARCOM HOLDINGS C|NQRB|Brut, LLC|1001
UTSI|UTSTARCOM HOLDINGS C|PWJC|UBS Financial Services, Inc.|26
UTSI|UTSTARCOM HOLDINGS C|SBSH|Citigroup Global Markets Inc.|3178
UTSI|UTSTARCOM HOLDINGS C|SGMT|GOLDMAN SACHS & CO. LLC|2243
UTSI|UTSTARCOM HOLDINGS C|STFL|Stifel, Nicolaus & Company, Incorporated|83175
UTSI|UTSTARCOM HOLDINGS C|SWIM|TD Ameritrade, Inc.|1305
UTSI|UTSTARCOM HOLDINGS C|SWST|Hilltop Securities Inc.|3370
UTSI|UTSTARCOM HOLDINGS C|TDFS|TRADERFIELD SECURITIES INC.|3100
UTSI|UTSTARCOM HOLDINGS C|TKNG|ALLY INVEST SECURITIES LLC|20
UTSI|UTSTARCOM HOLDINGS C|TRBT|Tradebot Systems, Inc.|800
UTSI|UTSTARCOM HOLDINGS C|TRCM|TRC MARKETS LLC|8382
UTSI|UTSTARCOM HOLDINGS C|UBSA|UBS SECURITIES LLC|76075
UTSI|UTSTARCOM HOLDINGS C|UBSS|UBS Securities LLC|119257
UTSI|UTSTARCOM HOLDINGS C|VALX|VIRTU AMERICAS LLC|1000
UTSI|UTSTARCOM HOLDINGS C|VGRD|Vanguard Marketing Corporation|3042
UTSI|UTSTARCOM HOLDINGS C|VSIN|Vision Financial Markets Llc|320
UTSI|UTSTARCOM HOLDINGS C|WCHV|WELLS FARGO SECURITIES, LLC|4311
UTSI|UTSTARCOM HOLDINGS C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|370
UTSI|UTSTARCOM HOLDINGS C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|35
UTSI|UTSTARCOM HOLDINGS C|WGIF|CIBC World Markets Inc.|333
UTSI|UTSTARCOM HOLDINGS C|WSEA|WOLVERINE SECURITIES, LLC|329
UTSI|UTSTARCOM HOLDINGS C|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
UTSL|DIREXION DAILY UTILI|APCC|Apex Clearing Corporation|321
UTSL|DIREXION DAILY UTILI|CHAS|Charles Schwab & Co., Inc.|1002
UTSL|DIREXION DAILY UTILI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|600
UTSL|DIREXION DAILY UTILI|EBXL|EBX LLC|100
UTSL|DIREXION DAILY UTILI|EGAM|CBOE TRADING, INC.|75
UTSL|DIREXION DAILY UTILI|ETRS|E*Trade Securities LLC|5945
UTSL|DIREXION DAILY UTILI|FTBR|Foliofn Investments, Inc.|922
UTSL|DIREXION DAILY UTILI|GLIS|TD Securities Inc|100
UTSL|DIREXION DAILY UTILI|GLPX|ACS EXECUTION SERVICES, LLC|75
UTSL|DIREXION DAILY UTILI|GSLT|GOLDMAN SACHS & CO. LLC|1212
UTSL|DIREXION DAILY UTILI|GTSZ|GTS SECURITIES LLC|512
UTSL|DIREXION DAILY UTILI|IATS|INTERACTIVE BROKERS LLC|260
UTSL|DIREXION DAILY UTILI|IBKR|Interactive Brokers Llc|10947
UTSL|DIREXION DAILY UTILI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|214
UTSL|DIREXION DAILY UTILI|INCA|INSTINET, LLC|9
UTSL|DIREXION DAILY UTILI|JSEB|JANE STREET EXECUTION SERVICES, LLC|7684
UTSL|DIREXION DAILY UTILI|JSJX|JANE STREET CAPITAL LLC|26806
UTSL|DIREXION DAILY UTILI|LIME|Lime Brokerage LLC|3664
UTSL|DIREXION DAILY UTILI|LIWM|LIME BROKERAGE LLC|7700
UTSL|DIREXION DAILY UTILI|MACC|Mid Atlantic Capital Corporation|261
UTSL|DIREXION DAILY UTILI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
UTSL|DIREXION DAILY UTILI|MOTF|MOTIF INVESTING, INC.|1
UTSL|DIREXION DAILY UTILI|MSCO|MORGAN STANLEY & CO. LLC|4542
UTSL|DIREXION DAILY UTILI|NFSC|National Financial Services LLC|34219
UTSL|DIREXION DAILY UTILI|NITE|VIRTU Americas LLC|25569
UTSL|DIREXION DAILY UTILI|NITP|VIRTU Americas LLC|1348
UTSL|DIREXION DAILY UTILI|NTBF|BMO Nesbitt Burns Inc./CDS|1800
UTSL|DIREXION DAILY UTILI|PDQM|CODA MARKETS, INC.|75
UTSL|DIREXION DAILY UTILI|SBSH|Citigroup Global Markets Inc.|400
UTSL|DIREXION DAILY UTILI|SWIM|TD Ameritrade, Inc.|10350
UTSL|DIREXION DAILY UTILI|TKNG|ALLY INVEST SECURITIES LLC|240
UTSL|DIREXION DAILY UTILI|UBSA|UBS SECURITIES LLC|342
UTSL|DIREXION DAILY UTILI|UBSS|UBS Securities LLC|6343
UTSL|DIREXION DAILY UTILI|VGRD|Vanguard Marketing Corporation|1170
UTSL|DIREXION DAILY UTILI|WSEA|WOLVERINE SECURITIES, LLC|100
UTSL|DIREXION DAILY UTILI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
UTX|UNITED TECH|ABLE|NATIXIS Securities Americas LLC|192857
UTX|UNITED TECH|ACAD|ACADEMY SECURITIES, INC.|2500
UTX|UNITED TECH|ADAM|CANACCORD GENUITY INC.|25745
UTX|UNITED TECH|AGIS|Aegis Capital Corp.|840
UTX|UNITED TECH|ALTX|Alternet Securities Inc.|50666
UTX|UNITED TECH|ANOS|ABEL/NOSER, L.L.C.|126199
UTX|UNITED TECH|APCC|Apex Clearing Corporation|1211
UTX|UNITED TECH|AQUA|AQUA SECURITIES L.P.|20700
UTX|UNITED TECH|BALE|M&T SECURITIES, INC.|499
UTX|UNITED TECH|BANK|Primevest Financial Services, Inc.|468
UTX|UNITED TECH|BARD|Robert W. Baird & Co. Incorporated|56074
UTX|UNITED TECH|BATM|CBOE TRADING, INC.|28392
UTX|UNITED TECH|BAYC|BAY CREST PARTNERS, LLC|4089
UTX|UNITED TECH|BAYT|BTIG, LLC|800
UTX|UNITED TECH|BBNT|BB&T SECURITIES, LLC|8133
UTX|UNITED TECH|BERN|Sanford C. Bernstein & Co., LLC|397709
UTX|UNITED TECH|BIDS|BIDS TRADING L.P.|2000
UTX|UNITED TECH|BIMI|Banca IMI Securities Corp.|2758
UTX|UNITED TECH|BKCM|BNY Mellon Capital Markets LLC|985
UTX|UNITED TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54669
UTX|UNITED TECH|BLKX|INSTINET, LLC|524285
UTX|UNITED TECH|BMOC|BMO Capital Markets Corp.|600
UTX|UNITED TECH|BNPX|BNP PARIBAS SECURITIES CORP.|1657818
UTX|UNITED TECH|BOSC|Boenning & Scattergood, Inc.|200
UTX|UNITED TECH|BRGE|Newbridge Securities Corp.|50
UTX|UNITED TECH|BTIG|BTIG, LLC|192794
UTX|UNITED TECH|BYXM|CBOE TRADING, INC.|6191
UTX|UNITED TECH|BZYD|GOLDMAN SACHS & CO. LLC|410
UTX|UNITED TECH|CANT|Cantor Fitzgerald & Co.|2407
UTX|UNITED TECH|CBLC|CITIGROUP GLOBAL MARKETS INC.|133306
UTX|UNITED TECH|CHAS|Charles Schwab & Co., Inc.|10433
UTX|UNITED TECH|CHLC|CHURCHILL CAPITAL USA, INC.|8000
UTX|UNITED TECH|CIBP|CIBC World Markets Corp.|329593
UTX|UNITED TECH|CICF|Canaccord Genuity Corp.|192
UTX|UNITED TECH|CIST|Capital Institutional Services, Inc.|12934
UTX|UNITED TECH|CLSA|CLSA AMERICAS, LLC|200
UTX|UNITED TECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|188062
UTX|UNITED TECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
UTX|UNITED TECH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14771
UTX|UNITED TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1056161
UTX|UNITED TECH|CTDL|Citadel Derivatives Group Llc|55114
UTX|UNITED TECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|176678
UTX|UNITED TECH|DADA|D.A. Davidson & Co.|9835
UTX|UNITED TECH|DBAB|Deutsche Bank Securities Inc.|1858812
UTX|UNITED TECH|DBAX|Deutsche Bank Securities Inc.|788900
UTX|UNITED TECH|DBUL|Deutsche Bank Securities Inc.|15271
UTX|UNITED TECH|DCHF|Dart Executions, LLC|15007
UTX|UNITED TECH|DEAN|MORGAN STANLEY|63597
UTX|UNITED TECH|DEGS|RONIN PROFESSIONAL LLC|300
UTX|UNITED TECH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10319
UTX|UNITED TECH|DRWK|DRW SECURITIES, L.L.C.|24348
UTX|UNITED TECH|EBXL|EBX LLC|642500
UTX|UNITED TECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|26283
UTX|UNITED TECH|EDJC|Edward Jones / CDS|6419
UTX|UNITED TECH|EDJO|Edward D. Jones & Co., L.P.|82969
UTX|UNITED TECH|EGAM|CBOE TRADING, INC.|93351
UTX|UNITED TECH|EGAW|CBOE TRADING, INC.|667
UTX|UNITED TECH|EGMT|EG MARKET TECHNOLOGIES LLC|4251
UTX|UNITED TECH|EGXM|CBOE TRADING, INC.|8446
UTX|UNITED TECH|EGXW|CBOE TRADING, INC.|201
UTX|UNITED TECH|ESPO|ESPOSITO SECURITIES, LLC|416
UTX|UNITED TECH|ETBE|Electronic Transaction Clearing, Inc.|86425
UTX|UNITED TECH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
UTX|UNITED TECH|ETCB|ETC BROKERAGE SERVICES, LLC|9
UTX|UNITED TECH|ETCC|Electronic Transaction Clearing, Inc.|715
UTX|UNITED TECH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34232
UTX|UNITED TECH|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|118
UTX|UNITED TECH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1715
UTX|UNITED TECH|ETRS|E*Trade Securities LLC|102991
UTX|UNITED TECH|FIDT|Fidelity Clearing Canada ULC./ CDS|205
UTX|UNITED TECH|FILL|Tradestation Securities, Inc.|10094
UTX|UNITED TECH|FINX|FINTECH SECURITIES|5348
UTX|UNITED TECH|FMAF|NBCN Inc./ CDS|16361
UTX|UNITED TECH|FMCO|First Manhattan Co|50
UTX|UNITED TECH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7125
UTX|UNITED TECH|FQLS|Quantlab Securities LP|617507
UTX|UNITED TECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138579
UTX|UNITED TECH|FTBR|Foliofn Investments, Inc.|5220
UTX|UNITED TECH|GBMT|GBM International, Inc.|20
UTX|UNITED TECH|GEBB|GLOBAL EXECUTION BROKERS, LP|26402
UTX|UNITED TECH|GLIS|TD Securities Inc|2838
UTX|UNITED TECH|GLPX|ACS EXECUTION SERVICES, LLC|178122
UTX|UNITED TECH|GSCO|GOLDMAN SACHS & CO. LLC|6046768
UTX|UNITED TECH|GSCS|GOLDMAN SACHS & CO. LLC|186515
UTX|UNITED TECH|GSLT|GOLDMAN SACHS & CO. LLC|62425
UTX|UNITED TECH|GTSZ|GTS SECURITIES LLC|971264
UTX|UNITED TECH|GUGS|Guggenheim Securities, LLC|200
UTX|UNITED TECH|HAPX|HAP Trading, LLC|3396
UTX|UNITED TECH|HCTA|Hardcastle Trading USA LLC|86012
UTX|UNITED TECH|HPPX|POTAMUS TRADING, LLC|50
UTX|UNITED TECH|HRBF|American Enterprise Investment Services Inc.|46014
UTX|UNITED TECH|HSBC|HSBC Securities, Inc.|39471
UTX|UNITED TECH|IATS|INTERACTIVE BROKERS LLC|28932
UTX|UNITED TECH|IBKR|Interactive Brokers Llc|47283
UTX|UNITED TECH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4454
UTX|UNITED TECH|ICBX|INSTINET, LLC|275248
UTX|UNITED TECH|IEQY|CITADEL SECURITIES LLC|481941
UTX|UNITED TECH|INCA|INSTINET, LLC|840734
UTX|UNITED TECH|INJX|INSTINET, LLC|63712
UTX|UNITED TECH|ITGI|ITG Inc.|277709
UTX|UNITED TECH|ITGP|ITG INC.|1207800
UTX|UNITED TECH|JANY|Janney Montgomery Scott Inc.|12936
UTX|UNITED TECH|JEFF|JEFFERIES LLC|1115213
UTX|UNITED TECH|JMPT|JUMP TRADING, LLC|155231
UTX|UNITED TECH|JONE|JonesTrading|69207
UTX|UNITED TECH|JPBX|J.P. MORGAN SECURITIES LLC|246147
UTX|UNITED TECH|JPMX|J.P. Morgan Securities LLC|1381377
UTX|UNITED TECH|JSEB|JANE STREET EXECUTION SERVICES, LLC|38
UTX|UNITED TECH|JSJX|JANE STREET CAPITAL LLC|13800
UTX|UNITED TECH|KCGM|VIRTU Americas LLC|191433
UTX|UNITED TECH|LEHM|Barclays Capital Inc./Le|2693735
UTX|UNITED TECH|LGNT|COR CLEARING LLC|8
UTX|UNITED TECH|LIME|Lime Brokerage LLC|155123
UTX|UNITED TECH|LIWD|LIME BROKERAGE LLC|290
UTX|UNITED TECH|LOOP|Loop Capital Markets LLC|3218
UTX|UNITED TECH|LQNA|LIQUIDNET, INC.|93600
UTX|UNITED TECH|LSCI|Lek Securities Corporation|23876
UTX|UNITED TECH|MACC|Mid Atlantic Capital Corporation|4302
UTX|UNITED TECH|MACQ|Macquarie Capital (USA) Inc.|200
UTX|UNITED TECH|MAXM|Maxim Group LLC|25063
UTX|UNITED TECH|MBTS|ALLY INVEST SECURITIES LLC|383
UTX|UNITED TECH|MCBT|Moors & Cabot, Inc.|2044
UTX|UNITED TECH|MCMF|Raymond James Ltd. Cds|2332
UTX|UNITED TECH|MKRT|MARKET SECURITIES, LLC|3880
UTX|UNITED TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|426333
UTX|UNITED TECH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5702
UTX|UNITED TECH|MOTF|MOTIF INVESTING, INC.|42
UTX|UNITED TECH|MPSG|E D & F Man Capital Markets Inc.|910
UTX|UNITED TECH|MSCO|MORGAN STANLEY & CO. LLC|5205385
UTX|UNITED TECH|MSPL|MORGAN STANLEY & CO. LLC|776600
UTX|UNITED TECH|MSTX|MORGAN STANLEY & CO. LLC|565500
UTX|UNITED TECH|NATL|National Securities Corporation|71
UTX|UNITED TECH|NBCS|NBC Securities, INC.|9
UTX|UNITED TECH|NEED|Needham & Company, LLC|1025
UTX|UNITED TECH|NEUB|NEUBERGER BERMAN BD LLC|436
UTX|UNITED TECH|NFSC|National Financial Services LLC|684531
UTX|UNITED TECH|NITE|VIRTU Americas LLC|1655876
UTX|UNITED TECH|NITP|VIRTU Americas LLC|400
UTX|UNITED TECH|NMRA|Nomura Securities International, Inc.|24573
UTX|UNITED TECH|NQRB|Brut, LLC|60738
UTX|UNITED TECH|NTBF|BMO Nesbitt Burns Inc./CDS|1929
UTX|UNITED TECH|NTRC|Northern Trust Securities, Inc.|855
UTX|UNITED TECH|OHOS|TWO SIGMA SECURITIES, LLC|155947
UTX|UNITED TECH|ONEL|O'NEIL SECURITIES, INCORPORATED|21533
UTX|UNITED TECH|OPCO|Oppenheimer & Co. Inc.|7931
UTX|UNITED TECH|OTAA|OTA LLC|2400
UTX|UNITED TECH|OTUS|OLIVETREE FINANCIAL, LLC|8500
UTX|UNITED TECH|PASL|Pershing Advisor Solutions LLC|15
UTX|UNITED TECH|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|820
UTX|UNITED TECH|PCFF|Pacific International Securities Inc./CDS|140
UTX|UNITED TECH|PCPT|PHILLIP CAPITAL INC.|300
UTX|UNITED TECH|PDQM|CODA MARKETS, INC.|391013
UTX|UNITED TECH|PHLY|NASDAQ Execution Services, LLC|10224
UTX|UNITED TECH|PICT|Pictet Overseas Inc.|450
UTX|UNITED TECH|PIPR|Piper Jaffray & Co.|11059
UTX|UNITED TECH|PNSR|Penserra Securities, LLC|195429
UTX|UNITED TECH|PWJC|UBS Financial Services, Inc.|36500
UTX|UNITED TECH|QMSR|QUATTRO M SECURITIES INC.|4988
UTX|UNITED TECH|RBCM|RBC CAPITAL MARKETS, LLC|46330
UTX|UNITED TECH|RHCO|Suntrust Robinson Humphrey, Inc.|5498
UTX|UNITED TECH|SAGL|SAGETRADER, LLC|258349
UTX|UNITED TECH|SAGW|SAGETRADER, LLC|2
UTX|UNITED TECH|SALI|INTL FCSTONE FINANCIAL INC.|494
UTX|UNITED TECH|SBSH|Citigroup Global Markets Inc.|631191
UTX|UNITED TECH|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|86
UTX|UNITED TECH|SEIC|SEI Investments Distribution Co.|19110
UTX|UNITED TECH|SGMT|GOLDMAN SACHS & CO. LLC|595151
UTX|UNITED TECH|SPDR|SPEEDROUTE LLC|49103
UTX|UNITED TECH|SPHN|Stephens Inc.|396
UTX|UNITED TECH|SSBS|STATE STREET GLOBAL MARKETS, LLC|700
UTX|UNITED TECH|STFL|Stifel, Nicolaus & Company, Incorporated|49822
UTX|UNITED TECH|STKP|STOCKPILE INVESTMENTS, INC.|56
UTX|UNITED TECH|STXG|Stockcross Financial Services, Inc.|2
UTX|UNITED TECH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|11927
UTX|UNITED TECH|SWIM|TD Ameritrade, Inc.|65860
UTX|UNITED TECH|SWST|Hilltop Securities Inc.|5506
UTX|UNITED TECH|TAGC|TELSEY ADVISORY GROUP LLC|100
UTX|UNITED TECH|TKNG|ALLY INVEST SECURITIES LLC|2011
UTX|UNITED TECH|TRBT|Tradebot Systems, Inc.|451264
UTX|UNITED TECH|TRCM|TRC MARKETS LLC|507149
UTX|UNITED TECH|TWTT|TASTYWORKS, INC.|200
UTX|UNITED TECH|UBSA|UBS SECURITIES LLC|2101130
UTX|UNITED TECH|UBSS|UBS Securities LLC|3220232
UTX|UNITED TECH|UFPA|UNITED FIRST PARTNERS LLC|9917
UTX|UNITED TECH|VALX|VIRTU AMERICAS LLC|25940
UTX|UNITED TECH|VGRD|Vanguard Marketing Corporation|24680
UTX|UNITED TECH|VNDM|Wall Street Access|100
UTX|UNITED TECH|WABR|Wall Street Access|30967
UTX|UNITED TECH|WBLR|WILLIAM BLAIR|419
UTX|UNITED TECH|WBPX|SUMMIT SECURITIES GROUP, LLC|3371
UTX|UNITED TECH|WCHV|WELLS FARGO SECURITIES, LLC|456584
UTX|UNITED TECH|WDNX|WEEDEN & CO.L.P.|1850
UTX|UNITED TECH|WEDB|WEDBUSH SECURITIES INC.|9941
UTX|UNITED TECH|WEED|Weeden & Co.L.P.|5700
UTX|UNITED TECH|WESC|Wellington Shields & Co., LLC|100
UTX|UNITED TECH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|84742
UTX|UNITED TECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|123917
UTX|UNITED TECH|WFPB|Wells Fargo Securities, LLC.|2037
UTX|UNITED TECH|WGIF|CIBC World Markets Inc.|15732
UTX|UNITED TECH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5067
UTX|UNITED TECH|WORD|Worden Capital Management LLC|46
UTX|UNITED TECH|WSEA|WOLVERINE SECURITIES, LLC|21289
UTX|UNITED TECH|XIST|INSTINET, LLC|47684
UTX|UNITED TECH|XPUS|XP SECURITIES, LLC|1775
UTX|UNITED TECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|244216
UTX|UNITED TECH|YKNA|COMHAR CAPITAL MARKETS, LLC|4038
UTX|UNITED TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|81742
UUP|IN DB USD IDX BL FD|ALTX|Alternet Securities Inc.|300
UUP|IN DB USD IDX BL FD|APCC|Apex Clearing Corporation|3900
UUP|IN DB USD IDX BL FD|BARD|Robert W. Baird & Co. Incorporated|409
UUP|IN DB USD IDX BL FD|BATM|CBOE TRADING, INC.|700
UUP|IN DB USD IDX BL FD|BAYT|BTIG, LLC|28100
UUP|IN DB USD IDX BL FD|BBNT|BB&T SECURITIES, LLC|1282
UUP|IN DB USD IDX BL FD|BIDS|BIDS TRADING L.P.|700
UUP|IN DB USD IDX BL FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25351
UUP|IN DB USD IDX BL FD|CHAS|Charles Schwab & Co., Inc.|28909
UUP|IN DB USD IDX BL FD|CICF|Canaccord Genuity Corp.|1150
UUP|IN DB USD IDX BL FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19515
UUP|IN DB USD IDX BL FD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8140
UUP|IN DB USD IDX BL FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1044834
UUP|IN DB USD IDX BL FD|CSIN|Citadel Securities Institutional LLC|27872
UUP|IN DB USD IDX BL FD|CTLR|CUTLER GROUP, LP|400
UUP|IN DB USD IDX BL FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|225968
UUP|IN DB USD IDX BL FD|DBAB|Deutsche Bank Securities Inc.|31601
UUP|IN DB USD IDX BL FD|DBAX|Deutsche Bank Securities Inc.|197600
UUP|IN DB USD IDX BL FD|DEAN|MORGAN STANLEY|218167
UUP|IN DB USD IDX BL FD|EBXL|EBX LLC|590400
UUP|IN DB USD IDX BL FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|594
UUP|IN DB USD IDX BL FD|EDJO|Edward D. Jones & Co., L.P.|87
UUP|IN DB USD IDX BL FD|EGAM|CBOE TRADING, INC.|300
UUP|IN DB USD IDX BL FD|ETBE|Electronic Transaction Clearing, Inc.|100
UUP|IN DB USD IDX BL FD|ETRS|E*Trade Securities LLC|115888
UUP|IN DB USD IDX BL FD|FBSB|U.S. Bancorp Investments, Inc.|200
UUP|IN DB USD IDX BL FD|FFSI|Firstrade Securities Inc.|220
UUP|IN DB USD IDX BL FD|FIDT|Fidelity Clearing Canada ULC./ CDS|2000
UUP|IN DB USD IDX BL FD|FILL|Tradestation Securities, Inc.|11013
UUP|IN DB USD IDX BL FD|FLTU|FLOW TRADERS US LLC|1666486
UUP|IN DB USD IDX BL FD|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|131713
UUP|IN DB USD IDX BL FD|FMAF|NBCN Inc./ CDS|14766
UUP|IN DB USD IDX BL FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|59943
UUP|IN DB USD IDX BL FD|FTBR|Foliofn Investments, Inc.|19034
UUP|IN DB USD IDX BL FD|GBMT|GBM International, Inc.|28572
UUP|IN DB USD IDX BL FD|GEBB|GLOBAL EXECUTION BROKERS, LP|39200
UUP|IN DB USD IDX BL FD|GFIS|GFI Securities LLC|250000
UUP|IN DB USD IDX BL FD|GLIS|TD Securities Inc|2560
UUP|IN DB USD IDX BL FD|GLPX|ACS EXECUTION SERVICES, LLC|1000
UUP|IN DB USD IDX BL FD|GSCO|GOLDMAN SACHS & CO. LLC|52342
UUP|IN DB USD IDX BL FD|GSCS|GOLDMAN SACHS & CO. LLC|3000
UUP|IN DB USD IDX BL FD|GSLT|GOLDMAN SACHS & CO. LLC|65317
UUP|IN DB USD IDX BL FD|GTSZ|GTS SECURITIES LLC|16200
UUP|IN DB USD IDX BL FD|HAPX|HAP Trading, LLC|3900
UUP|IN DB USD IDX BL FD|HRBF|American Enterprise Investment Services Inc.|34979
UUP|IN DB USD IDX BL FD|HSBC|HSBC Securities, Inc.|2130
UUP|IN DB USD IDX BL FD|IATS|INTERACTIVE BROKERS LLC|227873
UUP|IN DB USD IDX BL FD|IBKR|Interactive Brokers Llc|185082
UUP|IN DB USD IDX BL FD|ICBX|INSTINET, LLC|143434
UUP|IN DB USD IDX BL FD|INCA|INSTINET, LLC|62596
UUP|IN DB USD IDX BL FD|ITGI|ITG Inc.|2328
UUP|IN DB USD IDX BL FD|ITGP|ITG INC.|155800
UUP|IN DB USD IDX BL FD|JANY|Janney Montgomery Scott Inc.|15
UUP|IN DB USD IDX BL FD|JEFF|JEFFERIES LLC|7779
UUP|IN DB USD IDX BL FD|JMPT|JUMP TRADING, LLC|6300
UUP|IN DB USD IDX BL FD|JPMX|J.P. Morgan Securities LLC|250074
UUP|IN DB USD IDX BL FD|JSEB|JANE STREET EXECUTION SERVICES, LLC|789495
UUP|IN DB USD IDX BL FD|JSJX|JANE STREET CAPITAL LLC|659524
UUP|IN DB USD IDX BL FD|KCGM|VIRTU Americas LLC|185770
UUP|IN DB USD IDX BL FD|LEHM|Barclays Capital Inc./Le|1390382
UUP|IN DB USD IDX BL FD|LIME|Lime Brokerage LLC|35324
UUP|IN DB USD IDX BL FD|MACC|Mid Atlantic Capital Corporation|35
UUP|IN DB USD IDX BL FD|MBTS|ALLY INVEST SECURITIES LLC|20
UUP|IN DB USD IDX BL FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|683196
UUP|IN DB USD IDX BL FD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11945
UUP|IN DB USD IDX BL FD|MOTF|MOTIF INVESTING, INC.|2
UUP|IN DB USD IDX BL FD|MSCO|MORGAN STANLEY & CO. LLC|529321
UUP|IN DB USD IDX BL FD|MSPL|MORGAN STANLEY & CO. LLC|725000
UUP|IN DB USD IDX BL FD|MSTX|MORGAN STANLEY & CO. LLC|9600
UUP|IN DB USD IDX BL FD|NATL|National Securities Corporation|1000
UUP|IN DB USD IDX BL FD|NFSC|National Financial Services LLC|265620
UUP|IN DB USD IDX BL FD|NITE|VIRTU Americas LLC|943417
UUP|IN DB USD IDX BL FD|NITP|VIRTU Americas LLC|115344
UUP|IN DB USD IDX BL FD|NQRB|Brut, LLC|1400
UUP|IN DB USD IDX BL FD|NTBF|BMO Nesbitt Burns Inc./CDS|3768
UUP|IN DB USD IDX BL FD|OHOS|TWO SIGMA SECURITIES, LLC|5264
UUP|IN DB USD IDX BL FD|OPCO|Oppenheimer & Co. Inc.|125
UUP|IN DB USD IDX BL FD|PCPT|PHILLIP CAPITAL INC.|1024
UUP|IN DB USD IDX BL FD|PDQM|CODA MARKETS, INC.|1600
UUP|IN DB USD IDX BL FD|PHLY|NASDAQ Execution Services, LLC|4200
UUP|IN DB USD IDX BL FD|RBCM|RBC CAPITAL MARKETS, LLC|9088
UUP|IN DB USD IDX BL FD|SAGL|SAGETRADER, LLC|100
UUP|IN DB USD IDX BL FD|SBSH|Citigroup Global Markets Inc.|27908
UUP|IN DB USD IDX BL FD|SGMT|GOLDMAN SACHS & CO. LLC|196758
UUP|IN DB USD IDX BL FD|SPDR|SPEEDROUTE LLC|100
UUP|IN DB USD IDX BL FD|STFL|Stifel, Nicolaus & Company, Incorporated|1090
UUP|IN DB USD IDX BL FD|SWIM|TD Ameritrade, Inc.|44076
UUP|IN DB USD IDX BL FD|SWST|Hilltop Securities Inc.|519
UUP|IN DB USD IDX BL FD|TKNG|ALLY INVEST SECURITIES LLC|3805
UUP|IN DB USD IDX BL FD|TRBT|Tradebot Systems, Inc.|17054
UUP|IN DB USD IDX BL FD|TRCM|TRC MARKETS LLC|600
UUP|IN DB USD IDX BL FD|TWTT|TASTYWORKS, INC.|800
UUP|IN DB USD IDX BL FD|UBSA|UBS SECURITIES LLC|1864827
UUP|IN DB USD IDX BL FD|UBSS|UBS Securities LLC|321253
UUP|IN DB USD IDX BL FD|VALX|VIRTU AMERICAS LLC|47600
UUP|IN DB USD IDX BL FD|VGRD|Vanguard Marketing Corporation|56808
UUP|IN DB USD IDX BL FD|VSIN|Vision Financial Markets Llc|67
UUP|IN DB USD IDX BL FD|WBLR|WILLIAM BLAIR|8000
UUP|IN DB USD IDX BL FD|WCHV|WELLS FARGO SECURITIES, LLC|158352
UUP|IN DB USD IDX BL FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|101270
UUP|IN DB USD IDX BL FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|150279
UUP|IN DB USD IDX BL FD|WGIF|CIBC World Markets Inc.|600
UUP|IN DB USD IDX BL FD|WSEA|WOLVERINE SECURITIES, LLC|15669
UUP|IN DB USD IDX BL FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
UUP|IN DB USD IDX BL FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22977
UUU|UNIVERSAL SEC INSTRM|APCC|Apex Clearing Corporation|2630
UUU|UNIVERSAL SEC INSTRM|CANT|Cantor Fitzgerald & Co.|100
UUU|UNIVERSAL SEC INSTRM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5100
UUU|UNIVERSAL SEC INSTRM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2771
UUU|UNIVERSAL SEC INSTRM|CXCX|CITIGROUP GLOBAL MARKETS INC.|676
UUU|UNIVERSAL SEC INSTRM|DBAX|Deutsche Bank Securities Inc.|1700
UUU|UNIVERSAL SEC INSTRM|EBXL|EBX LLC|1700
UUU|UNIVERSAL SEC INSTRM|EGAM|CBOE TRADING, INC.|500
UUU|UNIVERSAL SEC INSTRM|ETRS|E*Trade Securities LLC|77718
UUU|UNIVERSAL SEC INSTRM|FILL|Tradestation Securities, Inc.|50
UUU|UNIVERSAL SEC INSTRM|GSLT|GOLDMAN SACHS & CO. LLC|70
UUU|UNIVERSAL SEC INSTRM|IATS|INTERACTIVE BROKERS LLC|1405
UUU|UNIVERSAL SEC INSTRM|IBKR|Interactive Brokers Llc|6903
UUU|UNIVERSAL SEC INSTRM|ICBX|INSTINET, LLC|1910
UUU|UNIVERSAL SEC INSTRM|INCA|INSTINET, LLC|145
UUU|UNIVERSAL SEC INSTRM|INJX|INSTINET, LLC|20000
UUU|UNIVERSAL SEC INSTRM|ITGI|ITG Inc.|1500
UUU|UNIVERSAL SEC INSTRM|ITGP|ITG INC.|3600
UUU|UNIVERSAL SEC INSTRM|JPMX|J.P. Morgan Securities LLC|600
UUU|UNIVERSAL SEC INSTRM|KCGM|VIRTU Americas LLC|790
UUU|UNIVERSAL SEC INSTRM|LEHM|Barclays Capital Inc./Le|7021
UUU|UNIVERSAL SEC INSTRM|LIME|Lime Brokerage LLC|2268
UUU|UNIVERSAL SEC INSTRM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2592
UUU|UNIVERSAL SEC INSTRM|MSCO|MORGAN STANLEY & CO. LLC|31544
UUU|UNIVERSAL SEC INSTRM|MSPL|MORGAN STANLEY & CO. LLC|1200
UUU|UNIVERSAL SEC INSTRM|NFSC|National Financial Services LLC|66145
UUU|UNIVERSAL SEC INSTRM|NITE|VIRTU Americas LLC|116487
UUU|UNIVERSAL SEC INSTRM|SGMT|GOLDMAN SACHS & CO. LLC|745
UUU|UNIVERSAL SEC INSTRM|SPDR|SPEEDROUTE LLC|1240
UUU|UNIVERSAL SEC INSTRM|SWIM|TD Ameritrade, Inc.|25950
UUU|UNIVERSAL SEC INSTRM|SWST|Hilltop Securities Inc.|35748
UUU|UNIVERSAL SEC INSTRM|TKNG|ALLY INVEST SECURITIES LLC|424
UUU|UNIVERSAL SEC INSTRM|UBSA|UBS SECURITIES LLC|14766
UUU|UNIVERSAL SEC INSTRM|UBSS|UBS Securities LLC|91664
UUU|UNIVERSAL SEC INSTRM|VALX|VIRTU AMERICAS LLC|3556
UUU|UNIVERSAL SEC INSTRM|VGRD|Vanguard Marketing Corporation|100
UUU|UNIVERSAL SEC INSTRM|WCHV|WELLS FARGO SECURITIES, LLC|782
UUU|UNIVERSAL SEC INSTRM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7492
UUU|UNIVERSAL SEC INSTRM|WSEA|WOLVERINE SECURITIES, LLC|2346
UUU|UNIVERSAL SEC INSTRM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|600
UUU|UNIVERSAL SEC INSTRM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1788
UUUU|ENERGY FUELS INC|ADAM|CANACCORD GENUITY INC.|7000
UUUU|ENERGY FUELS INC|ALTX|Alternet Securities Inc.|1100
UUUU|ENERGY FUELS INC|APCC|Apex Clearing Corporation|22175
UUUU|ENERGY FUELS INC|BARD|Robert W. Baird & Co. Incorporated|2
UUUU|ENERGY FUELS INC|BATM|CBOE TRADING, INC.|6360
UUUU|ENERGY FUELS INC|BAYC|BAY CREST PARTNERS, LLC|1333
UUUU|ENERGY FUELS INC|BBNT|BB&T SECURITIES, LLC|22
UUUU|ENERGY FUELS INC|BIMI|Banca IMI Securities Corp.|5850
UUUU|ENERGY FUELS INC|BKCM|BNY Mellon Capital Markets LLC|3316
UUUU|ENERGY FUELS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1100
UUUU|ENERGY FUELS INC|BLKX|INSTINET, LLC|18200
UUUU|ENERGY FUELS INC|BTIG|BTIG, LLC|527
UUUU|ENERGY FUELS INC|BYXM|CBOE TRADING, INC.|200
UUUU|ENERGY FUELS INC|CANT|Cantor Fitzgerald & Co.|79298
UUUU|ENERGY FUELS INC|CHAS|Charles Schwab & Co., Inc.|7060
UUUU|ENERGY FUELS INC|CLSA|CLSA AMERICAS, LLC|25300
UUUU|ENERGY FUELS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|975478
UUUU|ENERGY FUELS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
UUUU|ENERGY FUELS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
UUUU|ENERGY FUELS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|590949
UUUU|ENERGY FUELS INC|CTDL|Citadel Derivatives Group Llc|1650
UUUU|ENERGY FUELS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|95386
UUUU|ENERGY FUELS INC|DBAB|Deutsche Bank Securities Inc.|40337
UUUU|ENERGY FUELS INC|DBAX|Deutsche Bank Securities Inc.|201900
UUUU|ENERGY FUELS INC|DEAN|MORGAN STANLEY|6200
UUUU|ENERGY FUELS INC|DEGS|RONIN PROFESSIONAL LLC|21632
UUUU|ENERGY FUELS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|69800
UUUU|ENERGY FUELS INC|EBXL|EBX LLC|524200
UUUU|ENERGY FUELS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|8376
UUUU|ENERGY FUELS INC|EDJO|Edward D. Jones & Co., L.P.|7795
UUUU|ENERGY FUELS INC|EGAM|CBOE TRADING, INC.|7004
UUUU|ENERGY FUELS INC|EGXM|CBOE TRADING, INC.|3049
UUUU|ENERGY FUELS INC|ELEV|ELEVATION, LLC|33375
UUUU|ENERGY FUELS INC|ETBE|Electronic Transaction Clearing, Inc.|12700
UUUU|ENERGY FUELS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
UUUU|ENERGY FUELS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3800
UUUU|ENERGY FUELS INC|ETRS|E*Trade Securities LLC|728730
UUUU|ENERGY FUELS INC|FBSB|U.S. Bancorp Investments, Inc.|2000
UUUU|ENERGY FUELS INC|FFSI|Firstrade Securities Inc.|100
UUUU|ENERGY FUELS INC|FILL|Tradestation Securities, Inc.|22485
UUUU|ENERGY FUELS INC|FMAF|NBCN Inc./ CDS|1796
UUUU|ENERGY FUELS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5000
UUUU|ENERGY FUELS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2528
UUUU|ENERGY FUELS INC|FTBR|Foliofn Investments, Inc.|22394
UUUU|ENERGY FUELS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6400
UUUU|ENERGY FUELS INC|GLIS|TD Securities Inc|2200
UUUU|ENERGY FUELS INC|GLPX|ACS EXECUTION SERVICES, LLC|12850
UUUU|ENERGY FUELS INC|GSCO|GOLDMAN SACHS & CO. LLC|1330197
UUUU|ENERGY FUELS INC|GSCS|GOLDMAN SACHS & CO. LLC|2730
UUUU|ENERGY FUELS INC|GSLT|GOLDMAN SACHS & CO. LLC|3900
UUUU|ENERGY FUELS INC|GTSZ|GTS SECURITIES LLC|200
UUUU|ENERGY FUELS INC|HASF|Haywood Securities Inc./CDS|55675
UUUU|ENERGY FUELS INC|HRBF|American Enterprise Investment Services Inc.|55209
UUUU|ENERGY FUELS INC|HSBC|HSBC Securities, Inc.|894
UUUU|ENERGY FUELS INC|IATS|INTERACTIVE BROKERS LLC|93872
UUUU|ENERGY FUELS INC|IBKR|Interactive Brokers Llc|165884
UUUU|ENERGY FUELS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|710
UUUU|ENERGY FUELS INC|INCA|INSTINET, LLC|236816
UUUU|ENERGY FUELS INC|ITGI|ITG Inc.|237531
UUUU|ENERGY FUELS INC|ITGP|ITG INC.|377000
UUUU|ENERGY FUELS INC|JEFF|JEFFERIES LLC|42994
UUUU|ENERGY FUELS INC|JMPT|JUMP TRADING, LLC|12107
UUUU|ENERGY FUELS INC|JPMX|J.P. Morgan Securities LLC|463409
UUUU|ENERGY FUELS INC|JSJX|JANE STREET CAPITAL LLC|24450
UUUU|ENERGY FUELS INC|KCGM|VIRTU Americas LLC|212376
UUUU|ENERGY FUELS INC|LEHM|Barclays Capital Inc./Le|654410
UUUU|ENERGY FUELS INC|LGNT|COR CLEARING LLC|66
UUUU|ENERGY FUELS INC|LIME|Lime Brokerage LLC|28003
UUUU|ENERGY FUELS INC|LOOP|Loop Capital Markets LLC|10971
UUUU|ENERGY FUELS INC|MACQ|Macquarie Capital (USA) Inc.|5593
UUUU|ENERGY FUELS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|892361
UUUU|ENERGY FUELS INC|MOTF|MOTIF INVESTING, INC.|1
UUUU|ENERGY FUELS INC|MSCO|MORGAN STANLEY & CO. LLC|433449
UUUU|ENERGY FUELS INC|MSPL|MORGAN STANLEY & CO. LLC|242600
UUUU|ENERGY FUELS INC|MSTX|MORGAN STANLEY & CO. LLC|30900
UUUU|ENERGY FUELS INC|NATL|National Securities Corporation|88
UUUU|ENERGY FUELS INC|NFSC|National Financial Services LLC|1386598
UUUU|ENERGY FUELS INC|NITE|VIRTU Americas LLC|2010578
UUUU|ENERGY FUELS INC|NITP|VIRTU Americas LLC|29525
UUUU|ENERGY FUELS INC|NQRB|Brut, LLC|19200
UUUU|ENERGY FUELS INC|NTBF|BMO Nesbitt Burns Inc./CDS|9300
UUUU|ENERGY FUELS INC|PDQM|CODA MARKETS, INC.|1750
UUUU|ENERGY FUELS INC|PWJC|UBS Financial Services, Inc.|4927
UUUU|ENERGY FUELS INC|RBCM|RBC CAPITAL MARKETS, LLC|34282
UUUU|ENERGY FUELS INC|RGLD|Regal Securities, Inc|2500
UUUU|ENERGY FUELS INC|SAGL|SAGETRADER, LLC|300
UUUU|ENERGY FUELS INC|SBSH|Citigroup Global Markets Inc.|43676
UUUU|ENERGY FUELS INC|SEIC|SEI Investments Distribution Co.|100
UUUU|ENERGY FUELS INC|SGMT|GOLDMAN SACHS & CO. LLC|254924
UUUU|ENERGY FUELS INC|SPDR|SPEEDROUTE LLC|3500
UUUU|ENERGY FUELS INC|STFL|Stifel, Nicolaus & Company, Incorporated|1819
UUUU|ENERGY FUELS INC|SWIM|TD Ameritrade, Inc.|371372
UUUU|ENERGY FUELS INC|TKNG|ALLY INVEST SECURITIES LLC|14125
UUUU|ENERGY FUELS INC|TRCM|TRC MARKETS LLC|80113
UUUU|ENERGY FUELS INC|UBSA|UBS SECURITIES LLC|1136323
UUUU|ENERGY FUELS INC|UBSS|UBS Securities LLC|543818
UUUU|ENERGY FUELS INC|VALX|VIRTU AMERICAS LLC|66763
UUUU|ENERGY FUELS INC|VGRD|Vanguard Marketing Corporation|162293
UUUU|ENERGY FUELS INC|WCHV|WELLS FARGO SECURITIES, LLC|133297
UUUU|ENERGY FUELS INC|WEED|Weeden & Co.L.P.|900
UUUU|ENERGY FUELS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3346
UUUU|ENERGY FUELS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16839
UUUU|ENERGY FUELS INC|WGIF|CIBC World Markets Inc.|100
UUUU|ENERGY FUELS INC|WSEA|WOLVERINE SECURITIES, LLC|10178
UUUU|ENERGY FUELS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|295520
UUUU|ENERGY FUELS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19217
UUUU.W|ENERGY FUELS INC. WT|APCC|Apex Clearing Corporation|1100
UUUU.W|ENERGY FUELS INC. WT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|48
UUUU.W|ENERGY FUELS INC. WT|ETRS|E*Trade Securities LLC|1800
UUUU.W|ENERGY FUELS INC. WT|GSLT|GOLDMAN SACHS & CO. LLC|500
UUUU.W|ENERGY FUELS INC. WT|IBKR|Interactive Brokers Llc|900
UUUU.W|ENERGY FUELS INC. WT|MSCO|MORGAN STANLEY & CO. LLC|400
UUUU.W|ENERGY FUELS INC. WT|NFSC|National Financial Services LLC|1910
UUUU.W|ENERGY FUELS INC. WT|NITE|VIRTU Americas LLC|4994
UUUU.W|ENERGY FUELS INC. WT|SWIM|TD Ameritrade, Inc.|3774
UUUU.W|ENERGY FUELS INC. WT|UBSA|UBS SECURITIES LLC|90
UVE|UNIVERSAL INSUR HLDG|APCC|Apex Clearing Corporation|97
UVE|UNIVERSAL INSUR HLDG|AQUA|AQUA SECURITIES L.P.|2500
UVE|UNIVERSAL INSUR HLDG|BARD|Robert W. Baird & Co. Incorporated|31
UVE|UNIVERSAL INSUR HLDG|BATM|CBOE TRADING, INC.|357
UVE|UNIVERSAL INSUR HLDG|BBNT|BB&T SECURITIES, LLC|26
UVE|UNIVERSAL INSUR HLDG|BERN|Sanford C. Bernstein & Co., LLC|162
UVE|UNIVERSAL INSUR HLDG|BIDS|BIDS TRADING L.P.|200
UVE|UNIVERSAL INSUR HLDG|BIMI|Banca IMI Securities Corp.|117
UVE|UNIVERSAL INSUR HLDG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|344
UVE|UNIVERSAL INSUR HLDG|BNPX|BNP PARIBAS SECURITIES CORP.|5868
UVE|UNIVERSAL INSUR HLDG|BRVL|BLAYLOCK VAN, LLC|500
UVE|UNIVERSAL INSUR HLDG|BTIG|BTIG, LLC|197
UVE|UNIVERSAL INSUR HLDG|BYXM|CBOE TRADING, INC.|100
UVE|UNIVERSAL INSUR HLDG|BZYD|GOLDMAN SACHS & CO. LLC|600
UVE|UNIVERSAL INSUR HLDG|CANT|Cantor Fitzgerald & Co.|235
UVE|UNIVERSAL INSUR HLDG|CHAS|Charles Schwab & Co., Inc.|56
UVE|UNIVERSAL INSUR HLDG|CIST|Capital Institutional Services, Inc.|1473
UVE|UNIVERSAL INSUR HLDG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13700
UVE|UNIVERSAL INSUR HLDG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
UVE|UNIVERSAL INSUR HLDG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|59084
UVE|UNIVERSAL INSUR HLDG|CTDL|Citadel Derivatives Group Llc|10014
UVE|UNIVERSAL INSUR HLDG|CTLR|CUTLER GROUP, LP|200
UVE|UNIVERSAL INSUR HLDG|CXCX|CITIGROUP GLOBAL MARKETS INC.|11270
UVE|UNIVERSAL INSUR HLDG|DBAB|Deutsche Bank Securities Inc.|21315
UVE|UNIVERSAL INSUR HLDG|DBAX|Deutsche Bank Securities Inc.|45100
UVE|UNIVERSAL INSUR HLDG|DEAN|MORGAN STANLEY|1278
UVE|UNIVERSAL INSUR HLDG|DEGS|RONIN PROFESSIONAL LLC|185
UVE|UNIVERSAL INSUR HLDG|EBXL|EBX LLC|22700
UVE|UNIVERSAL INSUR HLDG|ECUT|CONVERGEX EXECUTION SOLUTIONS|1974
UVE|UNIVERSAL INSUR HLDG|EDJO|Edward D. Jones & Co., L.P.|5212
UVE|UNIVERSAL INSUR HLDG|EGAM|CBOE TRADING, INC.|3815
UVE|UNIVERSAL INSUR HLDG|EGXM|CBOE TRADING, INC.|237
UVE|UNIVERSAL INSUR HLDG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2372
UVE|UNIVERSAL INSUR HLDG|ETRS|E*Trade Securities LLC|25984
UVE|UNIVERSAL INSUR HLDG|FILL|Tradestation Securities, Inc.|162
UVE|UNIVERSAL INSUR HLDG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
UVE|UNIVERSAL INSUR HLDG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6876
UVE|UNIVERSAL INSUR HLDG|FTBR|Foliofn Investments, Inc.|3418
UVE|UNIVERSAL INSUR HLDG|GLPX|ACS EXECUTION SERVICES, LLC|822
UVE|UNIVERSAL INSUR HLDG|GSCO|GOLDMAN SACHS & CO. LLC|70508
UVE|UNIVERSAL INSUR HLDG|GSCS|GOLDMAN SACHS & CO. LLC|3829
UVE|UNIVERSAL INSUR HLDG|GSLT|GOLDMAN SACHS & CO. LLC|100
UVE|UNIVERSAL INSUR HLDG|GTSZ|GTS SECURITIES LLC|11531
UVE|UNIVERSAL INSUR HLDG|HRBF|American Enterprise Investment Services Inc.|6219
UVE|UNIVERSAL INSUR HLDG|IATS|INTERACTIVE BROKERS LLC|500
UVE|UNIVERSAL INSUR HLDG|IBKR|Interactive Brokers Llc|1552
UVE|UNIVERSAL INSUR HLDG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1326
UVE|UNIVERSAL INSUR HLDG|ICBX|INSTINET, LLC|10826
UVE|UNIVERSAL INSUR HLDG|IEQY|CITADEL SECURITIES LLC|5207
UVE|UNIVERSAL INSUR HLDG|INCA|INSTINET, LLC|18991
UVE|UNIVERSAL INSUR HLDG|INJX|INSTINET, LLC|1862
UVE|UNIVERSAL INSUR HLDG|ITGI|ITG Inc.|16458
UVE|UNIVERSAL INSUR HLDG|ITGP|ITG INC.|118800
UVE|UNIVERSAL INSUR HLDG|JANY|Janney Montgomery Scott Inc.|1303
UVE|UNIVERSAL INSUR HLDG|JEFF|JEFFERIES LLC|5286
UVE|UNIVERSAL INSUR HLDG|JMPT|JUMP TRADING, LLC|2302
UVE|UNIVERSAL INSUR HLDG|JONE|JonesTrading|65
UVE|UNIVERSAL INSUR HLDG|JPBX|J.P. MORGAN SECURITIES LLC|13173
UVE|UNIVERSAL INSUR HLDG|JPMX|J.P. Morgan Securities LLC|190215
UVE|UNIVERSAL INSUR HLDG|JSJX|JANE STREET CAPITAL LLC|2630
UVE|UNIVERSAL INSUR HLDG|KCGM|VIRTU Americas LLC|6056
UVE|UNIVERSAL INSUR HLDG|LEHM|Barclays Capital Inc./Le|83188
UVE|UNIVERSAL INSUR HLDG|LIME|Lime Brokerage LLC|2923
UVE|UNIVERSAL INSUR HLDG|LMNX|LUMINEX TRADING & ANALYTICS LLC|17884
UVE|UNIVERSAL INSUR HLDG|LOOP|Loop Capital Markets LLC|18
UVE|UNIVERSAL INSUR HLDG|LQNA|LIQUIDNET, INC.|18700
UVE|UNIVERSAL INSUR HLDG|LSCI|Lek Securities Corporation|41
UVE|UNIVERSAL INSUR HLDG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41284
UVE|UNIVERSAL INSUR HLDG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|742
UVE|UNIVERSAL INSUR HLDG|MSCO|MORGAN STANLEY & CO. LLC|66192
UVE|UNIVERSAL INSUR HLDG|MSPL|MORGAN STANLEY & CO. LLC|39500
UVE|UNIVERSAL INSUR HLDG|MSTX|MORGAN STANLEY & CO. LLC|5800
UVE|UNIVERSAL INSUR HLDG|NFSC|National Financial Services LLC|36269
UVE|UNIVERSAL INSUR HLDG|NITE|VIRTU Americas LLC|71018
UVE|UNIVERSAL INSUR HLDG|NQRB|Brut, LLC|700
UVE|UNIVERSAL INSUR HLDG|NTBF|BMO Nesbitt Burns Inc./CDS|100
UVE|UNIVERSAL INSUR HLDG|OPCO|Oppenheimer & Co. Inc.|635
UVE|UNIVERSAL INSUR HLDG|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|876
UVE|UNIVERSAL INSUR HLDG|PDQM|CODA MARKETS, INC.|3101
UVE|UNIVERSAL INSUR HLDG|PHLY|NASDAQ Execution Services, LLC|1600
UVE|UNIVERSAL INSUR HLDG|RBCM|RBC CAPITAL MARKETS, LLC|2081
UVE|UNIVERSAL INSUR HLDG|SAGL|SAGETRADER, LLC|100
UVE|UNIVERSAL INSUR HLDG|SAGW|SAGETRADER, LLC|200
UVE|UNIVERSAL INSUR HLDG|SALI|INTL FCSTONE FINANCIAL INC.|3
UVE|UNIVERSAL INSUR HLDG|SBSH|Citigroup Global Markets Inc.|22165
UVE|UNIVERSAL INSUR HLDG|SGMT|GOLDMAN SACHS & CO. LLC|32886
UVE|UNIVERSAL INSUR HLDG|SPDR|SPEEDROUTE LLC|2000
UVE|UNIVERSAL INSUR HLDG|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
UVE|UNIVERSAL INSUR HLDG|STFL|Stifel, Nicolaus & Company, Incorporated|7135
UVE|UNIVERSAL INSUR HLDG|STKP|STOCKPILE INVESTMENTS, INC.|40
UVE|UNIVERSAL INSUR HLDG|SWIM|TD Ameritrade, Inc.|4596
UVE|UNIVERSAL INSUR HLDG|SWST|Hilltop Securities Inc.|100
UVE|UNIVERSAL INSUR HLDG|TKNG|ALLY INVEST SECURITIES LLC|306
UVE|UNIVERSAL INSUR HLDG|TRBT|Tradebot Systems, Inc.|600
UVE|UNIVERSAL INSUR HLDG|TRCM|TRC MARKETS LLC|6385
UVE|UNIVERSAL INSUR HLDG|UBSA|UBS SECURITIES LLC|144515
UVE|UNIVERSAL INSUR HLDG|UBSS|UBS Securities LLC|177158
UVE|UNIVERSAL INSUR HLDG|VALX|VIRTU AMERICAS LLC|6980
UVE|UNIVERSAL INSUR HLDG|VGRD|Vanguard Marketing Corporation|5035
UVE|UNIVERSAL INSUR HLDG|WCHV|WELLS FARGO SECURITIES, LLC|12027
UVE|UNIVERSAL INSUR HLDG|WEED|Weeden & Co.L.P.|9590
UVE|UNIVERSAL INSUR HLDG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4378
UVE|UNIVERSAL INSUR HLDG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2339
UVE|UNIVERSAL INSUR HLDG|WFPB|Wells Fargo Securities, LLC.|100
UVE|UNIVERSAL INSUR HLDG|WGIF|CIBC World Markets Inc.|80
UVE|UNIVERSAL INSUR HLDG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|80
UVE|UNIVERSAL INSUR HLDG|WSEA|WOLVERINE SECURITIES, LLC|459
UVE|UNIVERSAL INSUR HLDG|XIST|INSTINET, LLC|6800
UVE|UNIVERSAL INSUR HLDG|XSTM|NATIONAL FINANCIAL SERVICES LLC|7728
UVE|UNIVERSAL INSUR HLDG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16
UVSP|UNIVEST CORP OF PENN|APCC|Apex Clearing Corporation|10351
UVSP|UNIVEST CORP OF PENN|BATM|CBOE TRADING, INC.|310
UVSP|UNIVEST CORP OF PENN|BAYT|BTIG, LLC|8016
UVSP|UNIVEST CORP OF PENN|BERN|Sanford C. Bernstein & Co., LLC|71480
UVSP|UNIVEST CORP OF PENN|BMOC|BMO Capital Markets Corp.|4580
UVSP|UNIVEST CORP OF PENN|BNPX|BNP PARIBAS SECURITIES CORP.|4996
UVSP|UNIVEST CORP OF PENN|BOSC|Boenning & Scattergood, Inc.|260
UVSP|UNIVEST CORP OF PENN|BTIG|BTIG, LLC|7098
UVSP|UNIVEST CORP OF PENN|BYXM|CBOE TRADING, INC.|370
UVSP|UNIVEST CORP OF PENN|BZYD|GOLDMAN SACHS & CO. LLC|3100
UVSP|UNIVEST CORP OF PENN|CHAS|Charles Schwab & Co., Inc.|1
UVSP|UNIVEST CORP OF PENN|CIST|Capital Institutional Services, Inc.|186
UVSP|UNIVEST CORP OF PENN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16923
UVSP|UNIVEST CORP OF PENN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
UVSP|UNIVEST CORP OF PENN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42745
UVSP|UNIVEST CORP OF PENN|CTDL|Citadel Derivatives Group Llc|3383
UVSP|UNIVEST CORP OF PENN|CXCX|CITIGROUP GLOBAL MARKETS INC.|8936
UVSP|UNIVEST CORP OF PENN|DBAB|Deutsche Bank Securities Inc.|61345
UVSP|UNIVEST CORP OF PENN|DBAX|Deutsche Bank Securities Inc.|38700
UVSP|UNIVEST CORP OF PENN|DEAN|MORGAN STANLEY|304
UVSP|UNIVEST CORP OF PENN|DEGS|RONIN PROFESSIONAL LLC|817
UVSP|UNIVEST CORP OF PENN|EBXL|EBX LLC|31400
UVSP|UNIVEST CORP OF PENN|ECUT|CONVERGEX EXECUTION SOLUTIONS|863
UVSP|UNIVEST CORP OF PENN|EGAM|CBOE TRADING, INC.|1125
UVSP|UNIVEST CORP OF PENN|EGXM|CBOE TRADING, INC.|76
UVSP|UNIVEST CORP OF PENN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
UVSP|UNIVEST CORP OF PENN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5809
UVSP|UNIVEST CORP OF PENN|ETRS|E*Trade Securities LLC|1242
UVSP|UNIVEST CORP OF PENN|FBCO|Credit Suisse Securities (USA) LLC|114238
UVSP|UNIVEST CORP OF PENN|FOMA|TD AMERITRADE CLEARING, INC.|2229
UVSP|UNIVEST CORP OF PENN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9552
UVSP|UNIVEST CORP OF PENN|FTBR|Foliofn Investments, Inc.|28
UVSP|UNIVEST CORP OF PENN|GEBB|GLOBAL EXECUTION BROKERS, LP|10751
UVSP|UNIVEST CORP OF PENN|GLPX|ACS EXECUTION SERVICES, LLC|100
UVSP|UNIVEST CORP OF PENN|GSCO|GOLDMAN SACHS & CO. LLC|177232
UVSP|UNIVEST CORP OF PENN|GSCS|GOLDMAN SACHS & CO. LLC|35214
UVSP|UNIVEST CORP OF PENN|GSLT|GOLDMAN SACHS & CO. LLC|3904
UVSP|UNIVEST CORP OF PENN|GTSZ|GTS SECURITIES LLC|10713
UVSP|UNIVEST CORP OF PENN|IBKR|Interactive Brokers Llc|7380
UVSP|UNIVEST CORP OF PENN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|597
UVSP|UNIVEST CORP OF PENN|ICBX|INSTINET, LLC|6000
UVSP|UNIVEST CORP OF PENN|IEQY|CITADEL SECURITIES LLC|7061
UVSP|UNIVEST CORP OF PENN|INCA|INSTINET, LLC|60267
UVSP|UNIVEST CORP OF PENN|INJX|INSTINET, LLC|5380
UVSP|UNIVEST CORP OF PENN|ITGI|ITG Inc.|37148
UVSP|UNIVEST CORP OF PENN|ITGP|ITG INC.|57400
UVSP|UNIVEST CORP OF PENN|JANY|Janney Montgomery Scott Inc.|1030
UVSP|UNIVEST CORP OF PENN|JEFF|JEFFERIES LLC|11181
UVSP|UNIVEST CORP OF PENN|JMPT|JUMP TRADING, LLC|1319
UVSP|UNIVEST CORP OF PENN|JONE|JonesTrading|203528
UVSP|UNIVEST CORP OF PENN|JPBX|J.P. MORGAN SECURITIES LLC|1630
UVSP|UNIVEST CORP OF PENN|JPMX|J.P. Morgan Securities LLC|83342
UVSP|UNIVEST CORP OF PENN|JSJX|JANE STREET CAPITAL LLC|2385
UVSP|UNIVEST CORP OF PENN|KBWI|Keefe, Bruyette & Woods, Inc.|22453
UVSP|UNIVEST CORP OF PENN|KCGM|VIRTU Americas LLC|4059
UVSP|UNIVEST CORP OF PENN|LEHM|Barclays Capital Inc./Le|107400
UVSP|UNIVEST CORP OF PENN|LIME|Lime Brokerage LLC|53379
UVSP|UNIVEST CORP OF PENN|LMGP|LIME BROKERAGE LLC|3603
UVSP|UNIVEST CORP OF PENN|MAXM|Maxim Group LLC|3019
UVSP|UNIVEST CORP OF PENN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23352
UVSP|UNIVEST CORP OF PENN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1331
UVSP|UNIVEST CORP OF PENN|MSCO|MORGAN STANLEY & CO. LLC|243373
UVSP|UNIVEST CORP OF PENN|MSPL|MORGAN STANLEY & CO. LLC|61400
UVSP|UNIVEST CORP OF PENN|MSTX|MORGAN STANLEY & CO. LLC|3000
UVSP|UNIVEST CORP OF PENN|NEUB|NEUBERGER BERMAN BD LLC|188
UVSP|UNIVEST CORP OF PENN|NFSC|National Financial Services LLC|10423
UVSP|UNIVEST CORP OF PENN|NITE|VIRTU Americas LLC|36585
UVSP|UNIVEST CORP OF PENN|NITP|VIRTU Americas LLC|500
UVSP|UNIVEST CORP OF PENN|NQRB|Brut, LLC|1097
UVSP|UNIVEST CORP OF PENN|OPCO|Oppenheimer & Co. Inc.|6753
UVSP|UNIVEST CORP OF PENN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2820
UVSP|UNIVEST CORP OF PENN|PDQM|CODA MARKETS, INC.|3339
UVSP|UNIVEST CORP OF PENN|PIPR|Piper Jaffray & Co.|30000
UVSP|UNIVEST CORP OF PENN|RAJA|Raymond James & Associates, Inc.|210
UVSP|UNIVEST CORP OF PENN|SAGL|SAGETRADER, LLC|200
UVSP|UNIVEST CORP OF PENN|SAGW|SAGETRADER, LLC|595
UVSP|UNIVEST CORP OF PENN|SBSH|Citigroup Global Markets Inc.|38772
UVSP|UNIVEST CORP OF PENN|SGMT|GOLDMAN SACHS & CO. LLC|16409
UVSP|UNIVEST CORP OF PENN|SPDR|SPEEDROUTE LLC|5265
UVSP|UNIVEST CORP OF PENN|STFL|Stifel, Nicolaus & Company, Incorporated|544
UVSP|UNIVEST CORP OF PENN|STKP|STOCKPILE INVESTMENTS, INC.|2
UVSP|UNIVEST CORP OF PENN|TDCO|Thompson Davis & Co., Inc.|144
UVSP|UNIVEST CORP OF PENN|TRBT|Tradebot Systems, Inc.|4612
UVSP|UNIVEST CORP OF PENN|TRCM|TRC MARKETS LLC|22152
UVSP|UNIVEST CORP OF PENN|UBSA|UBS SECURITIES LLC|96288
UVSP|UNIVEST CORP OF PENN|UBSS|UBS Securities LLC|125749
UVSP|UNIVEST CORP OF PENN|VALX|VIRTU AMERICAS LLC|6658
UVSP|UNIVEST CORP OF PENN|VGRD|Vanguard Marketing Corporation|1136
UVSP|UNIVEST CORP OF PENN|WCHV|WELLS FARGO SECURITIES, LLC|3675
UVSP|UNIVEST CORP OF PENN|WEED|Weeden & Co.L.P.|6000
UVSP|UNIVEST CORP OF PENN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|212
UVSP|UNIVEST CORP OF PENN|WSEA|WOLVERINE SECURITIES, LLC|1
UVSP|UNIVEST CORP OF PENN|XIST|INSTINET, LLC|9250
UVSP|UNIVEST CORP OF PENN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
UVSP|UNIVEST CORP OF PENN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|990
UVV|UNIVERSAL CP|ANOS|ABEL/NOSER, L.L.C.|541
UVV|UNIVERSAL CP|APCC|Apex Clearing Corporation|186
UVV|UNIVERSAL CP|BARD|Robert W. Baird & Co. Incorporated|2735
UVV|UNIVERSAL CP|BATM|CBOE TRADING, INC.|2560
UVV|UNIVERSAL CP|BERN|Sanford C. Bernstein & Co., LLC|11980
UVV|UNIVERSAL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|306
UVV|UNIVERSAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|5276
UVV|UNIVERSAL CP|BRVL|BLAYLOCK VAN, LLC|800
UVV|UNIVERSAL CP|BTIG|BTIG, LLC|545
UVV|UNIVERSAL CP|BYXM|CBOE TRADING, INC.|382
UVV|UNIVERSAL CP|BZYD|GOLDMAN SACHS & CO. LLC|1200
UVV|UNIVERSAL CP|CANT|Cantor Fitzgerald & Co.|23
UVV|UNIVERSAL CP|CHAS|Charles Schwab & Co., Inc.|11
UVV|UNIVERSAL CP|CIST|Capital Institutional Services, Inc.|114
UVV|UNIVERSAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2090
UVV|UNIVERSAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25
UVV|UNIVERSAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67790
UVV|UNIVERSAL CP|CTDL|Citadel Derivatives Group Llc|3806
UVV|UNIVERSAL CP|CTLR|CUTLER GROUP, LP|3372
UVV|UNIVERSAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|7338
UVV|UNIVERSAL CP|DADA|D.A. Davidson & Co.|100
UVV|UNIVERSAL CP|DAVA|Davenport & Company LLC|22830
UVV|UNIVERSAL CP|DBAB|Deutsche Bank Securities Inc.|82007
UVV|UNIVERSAL CP|DBAX|Deutsche Bank Securities Inc.|37300
UVV|UNIVERSAL CP|DEAN|MORGAN STANLEY|2125
UVV|UNIVERSAL CP|DEGS|RONIN PROFESSIONAL LLC|200
UVV|UNIVERSAL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|83
UVV|UNIVERSAL CP|EBXL|EBX LLC|34500
UVV|UNIVERSAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|32094
UVV|UNIVERSAL CP|EDJO|Edward D. Jones & Co., L.P.|5515
UVV|UNIVERSAL CP|EGAM|CBOE TRADING, INC.|3168
UVV|UNIVERSAL CP|EGAW|CBOE TRADING, INC.|210
UVV|UNIVERSAL CP|EGMT|EG MARKET TECHNOLOGIES LLC|52
UVV|UNIVERSAL CP|EGXM|CBOE TRADING, INC.|283
UVV|UNIVERSAL CP|ELEV|ELEVATION, LLC|9130
UVV|UNIVERSAL CP|ESPO|ESPOSITO SECURITIES, LLC|232
UVV|UNIVERSAL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3000
UVV|UNIVERSAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10519
UVV|UNIVERSAL CP|ETRS|E*Trade Securities LLC|12083
UVV|UNIVERSAL CP|FILL|Tradestation Securities, Inc.|5046
UVV|UNIVERSAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3381
UVV|UNIVERSAL CP|FQLS|Quantlab Securities LP|45782
UVV|UNIVERSAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8081
UVV|UNIVERSAL CP|FTBR|Foliofn Investments, Inc.|1788
UVV|UNIVERSAL CP|GLIS|TD Securities Inc|265
UVV|UNIVERSAL CP|GLPX|ACS EXECUTION SERVICES, LLC|3106
UVV|UNIVERSAL CP|GSCO|GOLDMAN SACHS & CO. LLC|160242
UVV|UNIVERSAL CP|GSCS|GOLDMAN SACHS & CO. LLC|100
UVV|UNIVERSAL CP|GSLT|GOLDMAN SACHS & CO. LLC|647
UVV|UNIVERSAL CP|GTSZ|GTS SECURITIES LLC|13182
UVV|UNIVERSAL CP|HRBF|American Enterprise Investment Services Inc.|1053
UVV|UNIVERSAL CP|IATS|INTERACTIVE BROKERS LLC|1548
UVV|UNIVERSAL CP|IBKR|Interactive Brokers Llc|16227
UVV|UNIVERSAL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6171
UVV|UNIVERSAL CP|ICBX|INSTINET, LLC|6980
UVV|UNIVERSAL CP|IEQY|CITADEL SECURITIES LLC|8733
UVV|UNIVERSAL CP|INCA|INSTINET, LLC|21350
UVV|UNIVERSAL CP|INJX|INSTINET, LLC|1615
UVV|UNIVERSAL CP|ITGI|ITG Inc.|25442
UVV|UNIVERSAL CP|ITGP|ITG INC.|22400
UVV|UNIVERSAL CP|JANY|Janney Montgomery Scott Inc.|307
UVV|UNIVERSAL CP|JEFF|JEFFERIES LLC|3450
UVV|UNIVERSAL CP|JMPT|JUMP TRADING, LLC|9685
UVV|UNIVERSAL CP|JONE|JonesTrading|25
UVV|UNIVERSAL CP|JPBX|J.P. MORGAN SECURITIES LLC|11957
UVV|UNIVERSAL CP|JPMX|J.P. Morgan Securities LLC|83518
UVV|UNIVERSAL CP|JSJX|JANE STREET CAPITAL LLC|2263
UVV|UNIVERSAL CP|KCGM|VIRTU Americas LLC|7653
UVV|UNIVERSAL CP|LEHM|Barclays Capital Inc./Le|139114
UVV|UNIVERSAL CP|LIME|Lime Brokerage LLC|8422
UVV|UNIVERSAL CP|LQNA|LIQUIDNET, INC.|30600
UVV|UNIVERSAL CP|MAXM|Maxim Group LLC|59509
UVV|UNIVERSAL CP|MBTS|ALLY INVEST SECURITIES LLC|4131
UVV|UNIVERSAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30700
UVV|UNIVERSAL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|726
UVV|UNIVERSAL CP|MSCO|MORGAN STANLEY & CO. LLC|199609
UVV|UNIVERSAL CP|MSPL|MORGAN STANLEY & CO. LLC|82500
UVV|UNIVERSAL CP|MSTX|MORGAN STANLEY & CO. LLC|39900
UVV|UNIVERSAL CP|MTON|MILLINGTON SECURITIES, INC.|37940
UVV|UNIVERSAL CP|NFSC|National Financial Services LLC|41487
UVV|UNIVERSAL CP|NITE|VIRTU Americas LLC|122266
UVV|UNIVERSAL CP|NQRB|Brut, LLC|963
UVV|UNIVERSAL CP|NTRC|Northern Trust Securities, Inc.|274
UVV|UNIVERSAL CP|OPCO|Oppenheimer & Co. Inc.|459
UVV|UNIVERSAL CP|PDQM|CODA MARKETS, INC.|11426
UVV|UNIVERSAL CP|PWJC|UBS Financial Services, Inc.|1290
UVV|UNIVERSAL CP|QMSR|QUATTRO M SECURITIES INC.|239
UVV|UNIVERSAL CP|RBCM|RBC CAPITAL MARKETS, LLC|327
UVV|UNIVERSAL CP|RGLD|Regal Securities, Inc|1
UVV|UNIVERSAL CP|SAGL|SAGETRADER, LLC|1900
UVV|UNIVERSAL CP|SAGW|SAGETRADER, LLC|100
UVV|UNIVERSAL CP|SALI|INTL FCSTONE FINANCIAL INC.|542
UVV|UNIVERSAL CP|SBSH|Citigroup Global Markets Inc.|13569
UVV|UNIVERSAL CP|SGMT|GOLDMAN SACHS & CO. LLC|15586
UVV|UNIVERSAL CP|SPDR|SPEEDROUTE LLC|2500
UVV|UNIVERSAL CP|SPTD|MINT GLOBAL MARKETS, INC.|200
UVV|UNIVERSAL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|42370
UVV|UNIVERSAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|731
UVV|UNIVERSAL CP|SWIM|TD Ameritrade, Inc.|6180
UVV|UNIVERSAL CP|SWST|Hilltop Securities Inc.|281
UVV|UNIVERSAL CP|TKNG|ALLY INVEST SECURITIES LLC|706
UVV|UNIVERSAL CP|TRBT|Tradebot Systems, Inc.|2500
UVV|UNIVERSAL CP|TRCM|TRC MARKETS LLC|14199
UVV|UNIVERSAL CP|TWTT|TASTYWORKS, INC.|300
UVV|UNIVERSAL CP|UBSA|UBS SECURITIES LLC|118874
UVV|UNIVERSAL CP|UBSS|UBS Securities LLC|144885
UVV|UNIVERSAL CP|VALX|VIRTU AMERICAS LLC|5502
UVV|UNIVERSAL CP|VGRD|Vanguard Marketing Corporation|996
UVV|UNIVERSAL CP|WABR|Wall Street Access|38140
UVV|UNIVERSAL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|488
UVV|UNIVERSAL CP|WCHV|WELLS FARGO SECURITIES, LLC|38791
UVV|UNIVERSAL CP|WDNX|WEEDEN & CO.L.P.|3462
UVV|UNIVERSAL CP|WEDB|WEDBUSH SECURITIES INC.|1300
UVV|UNIVERSAL CP|WEED|Weeden & Co.L.P.|4000
UVV|UNIVERSAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4251
UVV|UNIVERSAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12227
UVV|UNIVERSAL CP|WGIF|CIBC World Markets Inc.|200
UVV|UNIVERSAL CP|WSEA|WOLVERINE SECURITIES, LLC|4319
UVV|UNIVERSAL CP|XIST|INSTINET, LLC|70010
UVV|UNIVERSAL CP|XPQR|Jump Trading|200
UVV|UNIVERSAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
UVV|UNIVERSAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2
UVV|UNIVERSAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|70
UVXY|PROSHARES OUT VIX ST|AGIS|Aegis Capital Corp.|51498
UVXY|PROSHARES OUT VIX ST|ALFA|ALPHA TRADING L.P.|289529
UVXY|PROSHARES OUT VIX ST|ALTX|Alternet Securities Inc.|151587
UVXY|PROSHARES OUT VIX ST|AOSD|AOS, Inc.|1600
UVXY|PROSHARES OUT VIX ST|APCC|Apex Clearing Corporation|1177365
UVXY|PROSHARES OUT VIX ST|BARD|Robert W. Baird & Co. Incorporated|2000
UVXY|PROSHARES OUT VIX ST|BATM|CBOE TRADING, INC.|61893
UVXY|PROSHARES OUT VIX ST|BAYT|BTIG, LLC|300
UVXY|PROSHARES OUT VIX ST|BBNT|BB&T SECURITIES, LLC|420
UVXY|PROSHARES OUT VIX ST|BERN|Sanford C. Bernstein & Co., LLC|404
UVXY|PROSHARES OUT VIX ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|311791
UVXY|PROSHARES OUT VIX ST|BLKX|INSTINET, LLC|5000
UVXY|PROSHARES OUT VIX ST|BNYN|Banyan Securities, LLC|4200
UVXY|PROSHARES OUT VIX ST|BYXM|CBOE TRADING, INC.|278834
UVXY|PROSHARES OUT VIX ST|BZXL|VOLANT LIQUIDITY, LLC|43555
UVXY|PROSHARES OUT VIX ST|CHAS|Charles Schwab & Co., Inc.|227866
UVXY|PROSHARES OUT VIX ST|CICF|Canaccord Genuity Corp.|1000
UVXY|PROSHARES OUT VIX ST|CIST|Capital Institutional Services, Inc.|25659
UVXY|PROSHARES OUT VIX ST|CMTT|CMT TRADING LLC|81589
UVXY|PROSHARES OUT VIX ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|164523
UVXY|PROSHARES OUT VIX ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|520680
UVXY|PROSHARES OUT VIX ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|367163
UVXY|PROSHARES OUT VIX ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3612074
UVXY|PROSHARES OUT VIX ST|CTDL|Citadel Derivatives Group Llc|1461698
UVXY|PROSHARES OUT VIX ST|CTLR|CUTLER GROUP, LP|6400
UVXY|PROSHARES OUT VIX ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|472050
UVXY|PROSHARES OUT VIX ST|DBAB|Deutsche Bank Securities Inc.|186051
UVXY|PROSHARES OUT VIX ST|DBAX|Deutsche Bank Securities Inc.|3797400
UVXY|PROSHARES OUT VIX ST|DCHF|Dart Executions, LLC|514298
UVXY|PROSHARES OUT VIX ST|DEAN|MORGAN STANLEY|27215
UVXY|PROSHARES OUT VIX ST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|68756
UVXY|PROSHARES OUT VIX ST|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|16100
UVXY|PROSHARES OUT VIX ST|EBXL|EBX LLC|7370300
UVXY|PROSHARES OUT VIX ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|597465
UVXY|PROSHARES OUT VIX ST|EGAM|CBOE TRADING, INC.|1226315
UVXY|PROSHARES OUT VIX ST|EGAW|CBOE TRADING, INC.|96839
UVXY|PROSHARES OUT VIX ST|EGXM|CBOE TRADING, INC.|334781
UVXY|PROSHARES OUT VIX ST|EGXW|CBOE TRADING, INC.|7239
UVXY|PROSHARES OUT VIX ST|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|23835
UVXY|PROSHARES OUT VIX ST|ETBE|Electronic Transaction Clearing, Inc.|404732
UVXY|PROSHARES OUT VIX ST|ETCB|ETC BROKERAGE SERVICES, LLC|300
UVXY|PROSHARES OUT VIX ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47386
UVXY|PROSHARES OUT VIX ST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|12400
UVXY|PROSHARES OUT VIX ST|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|20570
UVXY|PROSHARES OUT VIX ST|ETRS|E*Trade Securities LLC|27565472
UVXY|PROSHARES OUT VIX ST|FBSB|U.S. Bancorp Investments, Inc.|2600
UVXY|PROSHARES OUT VIX ST|FFSI|Firstrade Securities Inc.|1950
UVXY|PROSHARES OUT VIX ST|FILL|Tradestation Securities, Inc.|3359810
UVXY|PROSHARES OUT VIX ST|FLTU|FLOW TRADERS US LLC|2230469
UVXY|PROSHARES OUT VIX ST|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|723497
UVXY|PROSHARES OUT VIX ST|FMAF|NBCN Inc./ CDS|1476517
UVXY|PROSHARES OUT VIX ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1703
UVXY|PROSHARES OUT VIX ST|FTBR|Foliofn Investments, Inc.|615803
UVXY|PROSHARES OUT VIX ST|GEBB|GLOBAL EXECUTION BROKERS, LP|102102
UVXY|PROSHARES OUT VIX ST|GFRY|JUMP TRADING, LLC|1752318
UVXY|PROSHARES OUT VIX ST|GLIS|TD Securities Inc|684952
UVXY|PROSHARES OUT VIX ST|GLPX|ACS EXECUTION SERVICES, LLC|623373
UVXY|PROSHARES OUT VIX ST|GSCO|GOLDMAN SACHS & CO. LLC|166745
UVXY|PROSHARES OUT VIX ST|GSCS|GOLDMAN SACHS & CO. LLC|215500
UVXY|PROSHARES OUT VIX ST|GSLT|GOLDMAN SACHS & CO. LLC|449441
UVXY|PROSHARES OUT VIX ST|GTSZ|GTS SECURITIES LLC|153738
UVXY|PROSHARES OUT VIX ST|HAPX|HAP Trading, LLC|300
UVXY|PROSHARES OUT VIX ST|HRBF|American Enterprise Investment Services Inc.|54236
UVXY|PROSHARES OUT VIX ST|HSBC|HSBC Securities, Inc.|14654
UVXY|PROSHARES OUT VIX ST|IATS|INTERACTIVE BROKERS LLC|4486103
UVXY|PROSHARES OUT VIX ST|IBKR|Interactive Brokers Llc|9959987
UVXY|PROSHARES OUT VIX ST|ICBX|INSTINET, LLC|2336639
UVXY|PROSHARES OUT VIX ST|INCA|INSTINET, LLC|2205689
UVXY|PROSHARES OUT VIX ST|INJX|INSTINET, LLC|11996
UVXY|PROSHARES OUT VIX ST|ITGI|ITG Inc.|776020
UVXY|PROSHARES OUT VIX ST|ITGP|ITG INC.|1490600
UVXY|PROSHARES OUT VIX ST|JANY|Janney Montgomery Scott Inc.|5300
UVXY|PROSHARES OUT VIX ST|JEFF|JEFFERIES LLC|13106
UVXY|PROSHARES OUT VIX ST|JMPT|JUMP TRADING, LLC|658513
UVXY|PROSHARES OUT VIX ST|JPMX|J.P. Morgan Securities LLC|128956
UVXY|PROSHARES OUT VIX ST|JRCO|Johnson Rice & Company L.L.C.|280
UVXY|PROSHARES OUT VIX ST|JSJX|JANE STREET CAPITAL LLC|4990009
UVXY|PROSHARES OUT VIX ST|JUTA|JUMP TRADING, LLC|88002
UVXY|PROSHARES OUT VIX ST|KCGM|VIRTU Americas LLC|1668586
UVXY|PROSHARES OUT VIX ST|KCRD|PHX FINANCIAL, INC.|4400
UVXY|PROSHARES OUT VIX ST|LEHM|Barclays Capital Inc./Le|11206525
UVXY|PROSHARES OUT VIX ST|LIME|Lime Brokerage LLC|305950
UVXY|PROSHARES OUT VIX ST|LIWM|LIME BROKERAGE LLC|527221
UVXY|PROSHARES OUT VIX ST|LIWN|LIME BROKERAGE LLC|4120068
UVXY|PROSHARES OUT VIX ST|LSCI|Lek Securities Corporation|257907
UVXY|PROSHARES OUT VIX ST|LTCO|Ladenburg, Thalmann & Co., Inc.|5000
UVXY|PROSHARES OUT VIX ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6300
UVXY|PROSHARES OUT VIX ST|MACC|Mid Atlantic Capital Corporation|58
UVXY|PROSHARES OUT VIX ST|MAXM|Maxim Group LLC|136600
UVXY|PROSHARES OUT VIX ST|MBTS|ALLY INVEST SECURITIES LLC|8330
UVXY|PROSHARES OUT VIX ST|MCMF|Raymond James Ltd. Cds|1000
UVXY|PROSHARES OUT VIX ST|MICA|Spartan Securities Group, Ltd.|3300
UVXY|PROSHARES OUT VIX ST|MIRA|MIRAE ASSET SECURITIES (USA) INC.|400
UVXY|PROSHARES OUT VIX ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2191370
UVXY|PROSHARES OUT VIX ST|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|13379
UVXY|PROSHARES OUT VIX ST|MOTF|MOTIF INVESTING, INC.|35
UVXY|PROSHARES OUT VIX ST|MPSG|E D & F Man Capital Markets Inc.|19000
UVXY|PROSHARES OUT VIX ST|MSCO|MORGAN STANLEY & CO. LLC|8045215
UVXY|PROSHARES OUT VIX ST|MSPL|MORGAN STANLEY & CO. LLC|1192400
UVXY|PROSHARES OUT VIX ST|MSTX|MORGAN STANLEY & CO. LLC|270100
UVXY|PROSHARES OUT VIX ST|NBCS|NBC Securities, INC.|625
UVXY|PROSHARES OUT VIX ST|NFSC|National Financial Services LLC|36608507
UVXY|PROSHARES OUT VIX ST|NITE|VIRTU Americas LLC|49360366
UVXY|PROSHARES OUT VIX ST|NITP|VIRTU Americas LLC|2468498
UVXY|PROSHARES OUT VIX ST|NQRB|Brut, LLC|39300
UVXY|PROSHARES OUT VIX ST|NTBF|BMO Nesbitt Burns Inc./CDS|186219
UVXY|PROSHARES OUT VIX ST|NTFN|Network 1 Financial Securities Inc.|6600
UVXY|PROSHARES OUT VIX ST|OLDM|OLD MISSION CAPITAL, LLC|1600
UVXY|PROSHARES OUT VIX ST|OPCO|Oppenheimer & Co. Inc.|37086
UVXY|PROSHARES OUT VIX ST|PCFF|Pacific International Securities Inc./CDS|650
UVXY|PROSHARES OUT VIX ST|PCPT|PHILLIP CAPITAL INC.|173848
UVXY|PROSHARES OUT VIX ST|PDQM|CODA MARKETS, INC.|674395
UVXY|PROSHARES OUT VIX ST|PHLY|NASDAQ Execution Services, LLC|241200
UVXY|PROSHARES OUT VIX ST|PICT|Pictet Overseas Inc.|2000
UVXY|PROSHARES OUT VIX ST|POIN|PRECISION SECURITIES, LLC (POIN)|400
UVXY|PROSHARES OUT VIX ST|PWJC|UBS Financial Services, Inc.|1300
UVXY|PROSHARES OUT VIX ST|QMSR|QUATTRO M SECURITIES INC.|507353
UVXY|PROSHARES OUT VIX ST|RBCM|RBC CAPITAL MARKETS, LLC|25570
UVXY|PROSHARES OUT VIX ST|RGLD|Regal Securities, Inc|14000
UVXY|PROSHARES OUT VIX ST|RJLC|RJL CAPITAL GROUP, LLC|5498
UVXY|PROSHARES OUT VIX ST|ROTH|Roth Capital Partners, LLC|5500
UVXY|PROSHARES OUT VIX ST|SAGL|SAGETRADER, LLC|77775
UVXY|PROSHARES OUT VIX ST|SBRX|MURIEL SIEBERT & CO INC|550
UVXY|PROSHARES OUT VIX ST|SBSH|Citigroup Global Markets Inc.|509114
UVXY|PROSHARES OUT VIX ST|SGMT|GOLDMAN SACHS & CO. LLC|3498182
UVXY|PROSHARES OUT VIX ST|SOGO|Wang Investment Associates, Inc.|94895
UVXY|PROSHARES OUT VIX ST|SPDR|SPEEDROUTE LLC|47395
UVXY|PROSHARES OUT VIX ST|SPTD|MINT GLOBAL MARKETS, INC.|1900
UVXY|PROSHARES OUT VIX ST|STKP|STOCKPILE INVESTMENTS, INC.|2578
UVXY|PROSHARES OUT VIX ST|SWIM|TD Ameritrade, Inc.|18782755
UVXY|PROSHARES OUT VIX ST|SWST|Hilltop Securities Inc.|39970
UVXY|PROSHARES OUT VIX ST|TDFS|TRADERFIELD SECURITIES INC.|9600
UVXY|PROSHARES OUT VIX ST|TKNG|ALLY INVEST SECURITIES LLC|564322
UVXY|PROSHARES OUT VIX ST|TRBT|Tradebot Systems, Inc.|1804925
UVXY|PROSHARES OUT VIX ST|TRCM|TRC MARKETS LLC|32213378
UVXY|PROSHARES OUT VIX ST|TWTT|TASTYWORKS, INC.|45060
UVXY|PROSHARES OUT VIX ST|UBSA|UBS SECURITIES LLC|13766632
UVXY|PROSHARES OUT VIX ST|UBSS|UBS Securities LLC|7012824
UVXY|PROSHARES OUT VIX ST|VALX|VIRTU AMERICAS LLC|289427
UVXY|PROSHARES OUT VIX ST|VGRD|Vanguard Marketing Corporation|1088896
UVXY|PROSHARES OUT VIX ST|VIEW|VIEWTRADE SECURITIES LLC|39122
UVXY|PROSHARES OUT VIX ST|VSIN|Vision Financial Markets Llc|80253
UVXY|PROSHARES OUT VIX ST|WABR|Wall Street Access|1460
UVXY|PROSHARES OUT VIX ST|WCHV|WELLS FARGO SECURITIES, LLC|97211
UVXY|PROSHARES OUT VIX ST|WEDB|WEDBUSH SECURITIES INC.|16357
UVXY|PROSHARES OUT VIX ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1920355
UVXY|PROSHARES OUT VIX ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1592727
UVXY|PROSHARES OUT VIX ST|WGIF|CIBC World Markets Inc.|450106
UVXY|PROSHARES OUT VIX ST|WSEA|WOLVERINE SECURITIES, LLC|591282
UVXY|PROSHARES OUT VIX ST|XPUS|XP SECURITIES, LLC|199032
UVXY|PROSHARES OUT VIX ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|6800
UVXY|PROSHARES OUT VIX ST|YKNA|COMHAR CAPITAL MARKETS, LLC|65011
UWM|ULTRA RUSSELL2000 PR|ALTX|Alternet Securities Inc.|125
UWM|ULTRA RUSSELL2000 PR|APCC|Apex Clearing Corporation|696
UWM|ULTRA RUSSELL2000 PR|BARD|Robert W. Baird & Co. Incorporated|1479
UWM|ULTRA RUSSELL2000 PR|BATM|CBOE TRADING, INC.|1276
UWM|ULTRA RUSSELL2000 PR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1500
UWM|ULTRA RUSSELL2000 PR|CANT|Cantor Fitzgerald & Co.|142850
UWM|ULTRA RUSSELL2000 PR|CHAS|Charles Schwab & Co., Inc.|260056
UWM|ULTRA RUSSELL2000 PR|CMTT|CMT TRADING LLC|1030
UWM|ULTRA RUSSELL2000 PR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|43634
UWM|ULTRA RUSSELL2000 PR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21363
UWM|ULTRA RUSSELL2000 PR|CTDL|Citadel Derivatives Group Llc|8340
UWM|ULTRA RUSSELL2000 PR|CXCX|CITIGROUP GLOBAL MARKETS INC.|25800
UWM|ULTRA RUSSELL2000 PR|DBAB|Deutsche Bank Securities Inc.|226
UWM|ULTRA RUSSELL2000 PR|DBAX|Deutsche Bank Securities Inc.|23500
UWM|ULTRA RUSSELL2000 PR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|272
UWM|ULTRA RUSSELL2000 PR|EBXL|EBX LLC|14000
UWM|ULTRA RUSSELL2000 PR|ECUT|CONVERGEX EXECUTION SOLUTIONS|205
UWM|ULTRA RUSSELL2000 PR|EGAM|CBOE TRADING, INC.|1551
UWM|ULTRA RUSSELL2000 PR|EGMT|EG MARKET TECHNOLOGIES LLC|200
UWM|ULTRA RUSSELL2000 PR|EGXM|CBOE TRADING, INC.|4894
UWM|ULTRA RUSSELL2000 PR|EGXW|CBOE TRADING, INC.|300
UWM|ULTRA RUSSELL2000 PR|ETBE|Electronic Transaction Clearing, Inc.|945
UWM|ULTRA RUSSELL2000 PR|ETRS|E*Trade Securities LLC|93190
UWM|ULTRA RUSSELL2000 PR|FBSB|U.S. Bancorp Investments, Inc.|363
UWM|ULTRA RUSSELL2000 PR|FILL|Tradestation Securities, Inc.|913
UWM|ULTRA RUSSELL2000 PR|FMAF|NBCN Inc./ CDS|430
UWM|ULTRA RUSSELL2000 PR|FQLS|Quantlab Securities LP|11062
UWM|ULTRA RUSSELL2000 PR|FTBR|Foliofn Investments, Inc.|4342
UWM|ULTRA RUSSELL2000 PR|GBMT|GBM International, Inc.|3790
UWM|ULTRA RUSSELL2000 PR|GLIS|TD Securities Inc|530
UWM|ULTRA RUSSELL2000 PR|GSCO|GOLDMAN SACHS & CO. LLC|11100
UWM|ULTRA RUSSELL2000 PR|GSCS|GOLDMAN SACHS & CO. LLC|196
UWM|ULTRA RUSSELL2000 PR|GSLT|GOLDMAN SACHS & CO. LLC|264
UWM|ULTRA RUSSELL2000 PR|GTSZ|GTS SECURITIES LLC|1200
UWM|ULTRA RUSSELL2000 PR|HRBF|American Enterprise Investment Services Inc.|102
UWM|ULTRA RUSSELL2000 PR|HSBC|HSBC Securities, Inc.|500
UWM|ULTRA RUSSELL2000 PR|IATS|INTERACTIVE BROKERS LLC|12703
UWM|ULTRA RUSSELL2000 PR|IBKR|Interactive Brokers Llc|20650
UWM|ULTRA RUSSELL2000 PR|ICBX|INSTINET, LLC|27950
UWM|ULTRA RUSSELL2000 PR|INCA|INSTINET, LLC|13486
UWM|ULTRA RUSSELL2000 PR|ITGI|ITG Inc.|125
UWM|ULTRA RUSSELL2000 PR|ITGP|ITG INC.|400
UWM|ULTRA RUSSELL2000 PR|JMPT|JUMP TRADING, LLC|2001
UWM|ULTRA RUSSELL2000 PR|JPMX|J.P. Morgan Securities LLC|90666
UWM|ULTRA RUSSELL2000 PR|JSEB|JANE STREET EXECUTION SERVICES, LLC|13500
UWM|ULTRA RUSSELL2000 PR|JSJX|JANE STREET CAPITAL LLC|103701
UWM|ULTRA RUSSELL2000 PR|KCGM|VIRTU Americas LLC|4183
UWM|ULTRA RUSSELL2000 PR|LEHM|Barclays Capital Inc./Le|26719
UWM|ULTRA RUSSELL2000 PR|LIME|Lime Brokerage LLC|78942
UWM|ULTRA RUSSELL2000 PR|LIWM|LIME BROKERAGE LLC|6575
UWM|ULTRA RUSSELL2000 PR|LSCI|Lek Securities Corporation|50
UWM|ULTRA RUSSELL2000 PR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23800
UWM|ULTRA RUSSELL2000 PR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
UWM|ULTRA RUSSELL2000 PR|MSCO|MORGAN STANLEY & CO. LLC|23815
UWM|ULTRA RUSSELL2000 PR|MSPL|MORGAN STANLEY & CO. LLC|1800
UWM|ULTRA RUSSELL2000 PR|NFSC|National Financial Services LLC|224086
UWM|ULTRA RUSSELL2000 PR|NITE|VIRTU Americas LLC|245823
UWM|ULTRA RUSSELL2000 PR|NQRB|Brut, LLC|6500
UWM|ULTRA RUSSELL2000 PR|NTBF|BMO Nesbitt Burns Inc./CDS|863
UWM|ULTRA RUSSELL2000 PR|OHOS|TWO SIGMA SECURITIES, LLC|7312
UWM|ULTRA RUSSELL2000 PR|OPCO|Oppenheimer & Co. Inc.|646
UWM|ULTRA RUSSELL2000 PR|RBCM|RBC CAPITAL MARKETS, LLC|1179
UWM|ULTRA RUSSELL2000 PR|SBSH|Citigroup Global Markets Inc.|183
UWM|ULTRA RUSSELL2000 PR|SGMT|GOLDMAN SACHS & CO. LLC|13950
UWM|ULTRA RUSSELL2000 PR|SHMR|ABN Amro Clearing LLC|100
UWM|ULTRA RUSSELL2000 PR|SPDR|SPEEDROUTE LLC|98
UWM|ULTRA RUSSELL2000 PR|STFL|Stifel, Nicolaus & Company, Incorporated|200
UWM|ULTRA RUSSELL2000 PR|SWIM|TD Ameritrade, Inc.|21813
UWM|ULTRA RUSSELL2000 PR|SWST|Hilltop Securities Inc.|695
UWM|ULTRA RUSSELL2000 PR|TKNG|ALLY INVEST SECURITIES LLC|1624
UWM|ULTRA RUSSELL2000 PR|TRBT|Tradebot Systems, Inc.|126
UWM|ULTRA RUSSELL2000 PR|TRCM|TRC MARKETS LLC|52700
UWM|ULTRA RUSSELL2000 PR|TWTT|TASTYWORKS, INC.|18
UWM|ULTRA RUSSELL2000 PR|UBSA|UBS SECURITIES LLC|39970
UWM|ULTRA RUSSELL2000 PR|UBSS|UBS Securities LLC|32475
UWM|ULTRA RUSSELL2000 PR|VALX|VIRTU AMERICAS LLC|2621
UWM|ULTRA RUSSELL2000 PR|VGRD|Vanguard Marketing Corporation|9933
UWM|ULTRA RUSSELL2000 PR|WBPX|SUMMIT SECURITIES GROUP, LLC|158
UWM|ULTRA RUSSELL2000 PR|WCHV|WELLS FARGO SECURITIES, LLC|2549
UWM|ULTRA RUSSELL2000 PR|WEED|Weeden & Co.L.P.|390
UWM|ULTRA RUSSELL2000 PR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2098
UWM|ULTRA RUSSELL2000 PR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|108469
UWM|ULTRA RUSSELL2000 PR|WFPB|Wells Fargo Securities, LLC.|1300
UWM|ULTRA RUSSELL2000 PR|WGIF|CIBC World Markets Inc.|60
UWM|ULTRA RUSSELL2000 PR|WSEA|WOLVERINE SECURITIES, LLC|1365
UWM|ULTRA RUSSELL2000 PR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1863
UWN|NEVADA GOLD &CASINO|APCC|Apex Clearing Corporation|21
UWN|NEVADA GOLD &CASINO|BATM|CBOE TRADING, INC.|91
UWN|NEVADA GOLD &CASINO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1926
UWN|NEVADA GOLD &CASINO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1503
UWN|NEVADA GOLD &CASINO|CTDL|Citadel Derivatives Group Llc|3
UWN|NEVADA GOLD &CASINO|CXCX|CITIGROUP GLOBAL MARKETS INC.|3000
UWN|NEVADA GOLD &CASINO|DBAX|Deutsche Bank Securities Inc.|600
UWN|NEVADA GOLD &CASINO|EBXL|EBX LLC|2200
UWN|NEVADA GOLD &CASINO|ETRS|E*Trade Securities LLC|3480
UWN|NEVADA GOLD &CASINO|FILL|Tradestation Securities, Inc.|6992
UWN|NEVADA GOLD &CASINO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6716
UWN|NEVADA GOLD &CASINO|FTBR|Foliofn Investments, Inc.|88
UWN|NEVADA GOLD &CASINO|GLPX|ACS EXECUTION SERVICES, LLC|1250
UWN|NEVADA GOLD &CASINO|GSCO|GOLDMAN SACHS & CO. LLC|54
UWN|NEVADA GOLD &CASINO|GSLT|GOLDMAN SACHS & CO. LLC|1330
UWN|NEVADA GOLD &CASINO|GTSZ|GTS SECURITIES LLC|1482
UWN|NEVADA GOLD &CASINO|IATS|INTERACTIVE BROKERS LLC|4610
UWN|NEVADA GOLD &CASINO|IBKR|Interactive Brokers Llc|12106
UWN|NEVADA GOLD &CASINO|ICBX|INSTINET, LLC|1341
UWN|NEVADA GOLD &CASINO|INCA|INSTINET, LLC|702
UWN|NEVADA GOLD &CASINO|ITGI|ITG Inc.|998
UWN|NEVADA GOLD &CASINO|JPMX|J.P. Morgan Securities LLC|200
UWN|NEVADA GOLD &CASINO|LIME|Lime Brokerage LLC|1789
UWN|NEVADA GOLD &CASINO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
UWN|NEVADA GOLD &CASINO|MSCO|MORGAN STANLEY & CO. LLC|26094
UWN|NEVADA GOLD &CASINO|MSPL|MORGAN STANLEY & CO. LLC|2200
UWN|NEVADA GOLD &CASINO|NFSC|National Financial Services LLC|60211
UWN|NEVADA GOLD &CASINO|NITE|VIRTU Americas LLC|105764
UWN|NEVADA GOLD &CASINO|PDQM|CODA MARKETS, INC.|1250
UWN|NEVADA GOLD &CASINO|RBCM|RBC CAPITAL MARKETS, LLC|9
UWN|NEVADA GOLD &CASINO|SGMT|GOLDMAN SACHS & CO. LLC|3576
UWN|NEVADA GOLD &CASINO|SWIM|TD Ameritrade, Inc.|3350
UWN|NEVADA GOLD &CASINO|SWST|Hilltop Securities Inc.|8400
UWN|NEVADA GOLD &CASINO|TKNG|ALLY INVEST SECURITIES LLC|830
UWN|NEVADA GOLD &CASINO|UBSA|UBS SECURITIES LLC|9628
UWN|NEVADA GOLD &CASINO|UBSS|UBS Securities LLC|6628
UWN|NEVADA GOLD &CASINO|VALX|VIRTU AMERICAS LLC|763
UWN|NEVADA GOLD &CASINO|VGRD|Vanguard Marketing Corporation|200
UWN|NEVADA GOLD &CASINO|WCHV|WELLS FARGO SECURITIES, LLC|1065
UWN|NEVADA GOLD &CASINO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|693
UWN|NEVADA GOLD &CASINO|WSEA|WOLVERINE SECURITIES, LLC|1947
UWN|NEVADA GOLD &CASINO|YKNA|COMHAR CAPITAL MARKETS, LLC|650
UWT|VELOCITYSHARES 3X LO|ALTX|Alternet Securities Inc.|11000
UWT|VELOCITYSHARES 3X LO|APCC|Apex Clearing Corporation|113570
UWT|VELOCITYSHARES 3X LO|BATM|CBOE TRADING, INC.|21912
UWT|VELOCITYSHARES 3X LO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|128504
UWT|VELOCITYSHARES 3X LO|BMSI|BULL MARKET SECURITIES, INC.|7500
UWT|VELOCITYSHARES 3X LO|BYXM|CBOE TRADING, INC.|10218
UWT|VELOCITYSHARES 3X LO|CHAS|Charles Schwab & Co., Inc.|129475
UWT|VELOCITYSHARES 3X LO|CICF|Canaccord Genuity Corp.|3615
UWT|VELOCITYSHARES 3X LO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15900
UWT|VELOCITYSHARES 3X LO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|64598
UWT|VELOCITYSHARES 3X LO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|398781
UWT|VELOCITYSHARES 3X LO|CTDL|Citadel Derivatives Group Llc|67109
UWT|VELOCITYSHARES 3X LO|CXCX|CITIGROUP GLOBAL MARKETS INC.|11576
UWT|VELOCITYSHARES 3X LO|DBAB|Deutsche Bank Securities Inc.|29275
UWT|VELOCITYSHARES 3X LO|DBAX|Deutsche Bank Securities Inc.|56900
UWT|VELOCITYSHARES 3X LO|DCHF|Dart Executions, LLC|112193
UWT|VELOCITYSHARES 3X LO|DEAN|MORGAN STANLEY|22220
UWT|VELOCITYSHARES 3X LO|DEGS|RONIN PROFESSIONAL LLC|600
UWT|VELOCITYSHARES 3X LO|EBXL|EBX LLC|206900
UWT|VELOCITYSHARES 3X LO|ECUT|CONVERGEX EXECUTION SOLUTIONS|4740
UWT|VELOCITYSHARES 3X LO|EGAM|CBOE TRADING, INC.|35371
UWT|VELOCITYSHARES 3X LO|EGAW|CBOE TRADING, INC.|740
UWT|VELOCITYSHARES 3X LO|EGXM|CBOE TRADING, INC.|64852
UWT|VELOCITYSHARES 3X LO|EGXW|CBOE TRADING, INC.|2000
UWT|VELOCITYSHARES 3X LO|ETBE|Electronic Transaction Clearing, Inc.|70148
UWT|VELOCITYSHARES 3X LO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11863
UWT|VELOCITYSHARES 3X LO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|11300
UWT|VELOCITYSHARES 3X LO|ETRS|E*Trade Securities LLC|2116069
UWT|VELOCITYSHARES 3X LO|FILL|Tradestation Securities, Inc.|325669
UWT|VELOCITYSHARES 3X LO|FMAF|NBCN Inc./ CDS|152075
UWT|VELOCITYSHARES 3X LO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14454
UWT|VELOCITYSHARES 3X LO|FTBR|Foliofn Investments, Inc.|436
UWT|VELOCITYSHARES 3X LO|GLIS|TD Securities Inc|145326
UWT|VELOCITYSHARES 3X LO|GLPX|ACS EXECUTION SERVICES, LLC|152777
UWT|VELOCITYSHARES 3X LO|GSCO|GOLDMAN SACHS & CO. LLC|61320
UWT|VELOCITYSHARES 3X LO|GSCS|GOLDMAN SACHS & CO. LLC|4500
UWT|VELOCITYSHARES 3X LO|GSLT|GOLDMAN SACHS & CO. LLC|42989
UWT|VELOCITYSHARES 3X LO|GTSZ|GTS SECURITIES LLC|8910
UWT|VELOCITYSHARES 3X LO|HRBF|American Enterprise Investment Services Inc.|2950
UWT|VELOCITYSHARES 3X LO|HSBC|HSBC Securities, Inc.|3944
UWT|VELOCITYSHARES 3X LO|IATS|INTERACTIVE BROKERS LLC|158877
UWT|VELOCITYSHARES 3X LO|IBKR|Interactive Brokers Llc|1242491
UWT|VELOCITYSHARES 3X LO|ICBX|INSTINET, LLC|313733
UWT|VELOCITYSHARES 3X LO|INCA|INSTINET, LLC|598128
UWT|VELOCITYSHARES 3X LO|INJX|INSTINET, LLC|2500
UWT|VELOCITYSHARES 3X LO|ITGI|ITG Inc.|59005
UWT|VELOCITYSHARES 3X LO|ITGP|ITG INC.|140600
UWT|VELOCITYSHARES 3X LO|JEFF|JEFFERIES LLC|11627
UWT|VELOCITYSHARES 3X LO|JMPT|JUMP TRADING, LLC|59909
UWT|VELOCITYSHARES 3X LO|JPMX|J.P. Morgan Securities LLC|33472
UWT|VELOCITYSHARES 3X LO|JRCO|Johnson Rice & Company L.L.C.|4400
UWT|VELOCITYSHARES 3X LO|JSJX|JANE STREET CAPITAL LLC|2362916
UWT|VELOCITYSHARES 3X LO|KCGM|VIRTU Americas LLC|136983
UWT|VELOCITYSHARES 3X LO|LEHM|Barclays Capital Inc./Le|394315
UWT|VELOCITYSHARES 3X LO|LIME|Lime Brokerage LLC|48784
UWT|VELOCITYSHARES 3X LO|LSCI|Lek Securities Corporation|4861
UWT|VELOCITYSHARES 3X LO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|41
UWT|VELOCITYSHARES 3X LO|MBTS|ALLY INVEST SECURITIES LLC|936
UWT|VELOCITYSHARES 3X LO|MCMF|Raymond James Ltd. Cds|2400
UWT|VELOCITYSHARES 3X LO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|95184
UWT|VELOCITYSHARES 3X LO|MOTF|MOTIF INVESTING, INC.|6
UWT|VELOCITYSHARES 3X LO|MSCO|MORGAN STANLEY & CO. LLC|1165938
UWT|VELOCITYSHARES 3X LO|MSPL|MORGAN STANLEY & CO. LLC|16700
UWT|VELOCITYSHARES 3X LO|NBCS|NBC Securities, INC.|100
UWT|VELOCITYSHARES 3X LO|NFSC|National Financial Services LLC|4003032
UWT|VELOCITYSHARES 3X LO|NITE|VIRTU Americas LLC|7263185
UWT|VELOCITYSHARES 3X LO|NITP|VIRTU Americas LLC|169517
UWT|VELOCITYSHARES 3X LO|NQRB|Brut, LLC|66835
UWT|VELOCITYSHARES 3X LO|NTBF|BMO Nesbitt Burns Inc./CDS|28170
UWT|VELOCITYSHARES 3X LO|NTRC|Northern Trust Securities, Inc.|1000
UWT|VELOCITYSHARES 3X LO|OPCO|Oppenheimer & Co. Inc.|4344
UWT|VELOCITYSHARES 3X LO|PCPT|PHILLIP CAPITAL INC.|270
UWT|VELOCITYSHARES 3X LO|PDQM|CODA MARKETS, INC.|124904
UWT|VELOCITYSHARES 3X LO|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|2200
UWT|VELOCITYSHARES 3X LO|RGLD|Regal Securities, Inc|19090
UWT|VELOCITYSHARES 3X LO|RHOX|XR Securities LLC|121618
UWT|VELOCITYSHARES 3X LO|SAGL|SAGETRADER, LLC|3000
UWT|VELOCITYSHARES 3X LO|SBSH|Citigroup Global Markets Inc.|110473
UWT|VELOCITYSHARES 3X LO|SEIC|SEI Investments Distribution Co.|200
UWT|VELOCITYSHARES 3X LO|SGMT|GOLDMAN SACHS & CO. LLC|217464
UWT|VELOCITYSHARES 3X LO|SHMR|ABN Amro Clearing LLC|172329
UWT|VELOCITYSHARES 3X LO|SOGO|Wang Investment Associates, Inc.|10216
UWT|VELOCITYSHARES 3X LO|SPDR|SPEEDROUTE LLC|23233
UWT|VELOCITYSHARES 3X LO|STFL|Stifel, Nicolaus & Company, Incorporated|4900
UWT|VELOCITYSHARES 3X LO|SWIM|TD Ameritrade, Inc.|2885298
UWT|VELOCITYSHARES 3X LO|SWST|Hilltop Securities Inc.|34807
UWT|VELOCITYSHARES 3X LO|TKNG|ALLY INVEST SECURITIES LLC|38320
UWT|VELOCITYSHARES 3X LO|TRBT|Tradebot Systems, Inc.|416670
UWT|VELOCITYSHARES 3X LO|TRCM|TRC MARKETS LLC|651630
UWT|VELOCITYSHARES 3X LO|TWTT|TASTYWORKS, INC.|2930
UWT|VELOCITYSHARES 3X LO|UBSA|UBS SECURITIES LLC|1102292
UWT|VELOCITYSHARES 3X LO|UBSS|UBS Securities LLC|717777
UWT|VELOCITYSHARES 3X LO|VALX|VIRTU AMERICAS LLC|15796
UWT|VELOCITYSHARES 3X LO|VGRD|Vanguard Marketing Corporation|160138
UWT|VELOCITYSHARES 3X LO|VIEW|VIEWTRADE SECURITIES LLC|712
UWT|VELOCITYSHARES 3X LO|VSIN|Vision Financial Markets Llc|55854
UWT|VELOCITYSHARES 3X LO|WABR|Wall Street Access|29126
UWT|VELOCITYSHARES 3X LO|WCHV|WELLS FARGO SECURITIES, LLC|4650
UWT|VELOCITYSHARES 3X LO|WEDB|WEDBUSH SECURITIES INC.|99750
UWT|VELOCITYSHARES 3X LO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|19585
UWT|VELOCITYSHARES 3X LO|WGIF|CIBC World Markets Inc.|36176
UWT|VELOCITYSHARES 3X LO|WSEA|WOLVERINE SECURITIES, LLC|53336
UWT|VELOCITYSHARES 3X LO|YKNA|COMHAR CAPITAL MARKETS, LLC|1900
UWT|VELOCITYSHARES 3X LO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
UXI|ULTRA INDUSTRIALS PR|APCC|Apex Clearing Corporation|32
UXI|ULTRA INDUSTRIALS PR|BATM|CBOE TRADING, INC.|72
UXI|ULTRA INDUSTRIALS PR|CHAS|Charles Schwab & Co., Inc.|300
UXI|ULTRA INDUSTRIALS PR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|328
UXI|ULTRA INDUSTRIALS PR|DEAN|MORGAN STANLEY|800
UXI|ULTRA INDUSTRIALS PR|EDJO|Edward D. Jones & Co., L.P.|18
UXI|ULTRA INDUSTRIALS PR|EGXM|CBOE TRADING, INC.|50
UXI|ULTRA INDUSTRIALS PR|ETRS|E*Trade Securities LLC|704
UXI|ULTRA INDUSTRIALS PR|FTBR|Foliofn Investments, Inc.|15
UXI|ULTRA INDUSTRIALS PR|GSLT|GOLDMAN SACHS & CO. LLC|100
UXI|ULTRA INDUSTRIALS PR|IBKR|Interactive Brokers Llc|1361
UXI|ULTRA INDUSTRIALS PR|JSJX|JANE STREET CAPITAL LLC|1821
UXI|ULTRA INDUSTRIALS PR|LEHM|Barclays Capital Inc./Le|200
UXI|ULTRA INDUSTRIALS PR|MSCO|MORGAN STANLEY & CO. LLC|200
UXI|ULTRA INDUSTRIALS PR|NFSC|National Financial Services LLC|1231
UXI|ULTRA INDUSTRIALS PR|NITE|VIRTU Americas LLC|327
UXI|ULTRA INDUSTRIALS PR|SWIM|TD Ameritrade, Inc.|80
UXI|ULTRA INDUSTRIALS PR|UBSS|UBS Securities LLC|282
UXI|ULTRA INDUSTRIALS PR|VGRD|Vanguard Marketing Corporation|103
UXI|ULTRA INDUSTRIALS PR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
UXIN|UXIN LIMITED ADS|AGIS|Aegis Capital Corp.|1300
UXIN|UXIN LIMITED ADS|ALTX|Alternet Securities Inc.|69099
UXIN|UXIN LIMITED ADS|APCC|Apex Clearing Corporation|52969
UXIN|UXIN LIMITED ADS|BANK|Primevest Financial Services, Inc.|11411
UXIN|UXIN LIMITED ADS|BATM|CBOE TRADING, INC.|5940
UXIN|UXIN LIMITED ADS|BAYC|BAY CREST PARTNERS, LLC|163291
UXIN|UXIN LIMITED ADS|BERN|Sanford C. Bernstein & Co., LLC|25209
UXIN|UXIN LIMITED ADS|BIMI|Banca IMI Securities Corp.|150
UXIN|UXIN LIMITED ADS|BTIG|BTIG, LLC|8300
UXIN|UXIN LIMITED ADS|BYXM|CBOE TRADING, INC.|2370
UXIN|UXIN LIMITED ADS|CANT|Cantor Fitzgerald & Co.|110885
UXIN|UXIN LIMITED ADS|CHAS|Charles Schwab & Co., Inc.|2393
UXIN|UXIN LIMITED ADS|CIIV|CORPORATE INVESTMENTS GROUP, INC.|2300
UXIN|UXIN LIMITED ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|467097
UXIN|UXIN LIMITED ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|38589
UXIN|UXIN LIMITED ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|74544
UXIN|UXIN LIMITED ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|350758
UXIN|UXIN LIMITED ADS|CTDL|Citadel Derivatives Group Llc|2217
UXIN|UXIN LIMITED ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|67106
UXIN|UXIN LIMITED ADS|DADA|D.A. Davidson & Co.|9890
UXIN|UXIN LIMITED ADS|DBAB|Deutsche Bank Securities Inc.|64344
UXIN|UXIN LIMITED ADS|DBAX|Deutsche Bank Securities Inc.|248700
UXIN|UXIN LIMITED ADS|DCHF|Dart Executions, LLC|61138
UXIN|UXIN LIMITED ADS|DEAN|MORGAN STANLEY|49522
UXIN|UXIN LIMITED ADS|EBXL|EBX LLC|174300
UXIN|UXIN LIMITED ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|18373
UXIN|UXIN LIMITED ADS|EGAM|CBOE TRADING, INC.|25439
UXIN|UXIN LIMITED ADS|EGAW|CBOE TRADING, INC.|2623
UXIN|UXIN LIMITED ADS|EGXM|CBOE TRADING, INC.|21583
UXIN|UXIN LIMITED ADS|EGXW|CBOE TRADING, INC.|666
UXIN|UXIN LIMITED ADS|ETBE|Electronic Transaction Clearing, Inc.|2769
UXIN|UXIN LIMITED ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|978397
UXIN|UXIN LIMITED ADS|ETRS|E*Trade Securities LLC|508243
UXIN|UXIN LIMITED ADS|FBCO|Credit Suisse Securities (USA) LLC|3009647
UXIN|UXIN LIMITED ADS|FILL|Tradestation Securities, Inc.|16422
UXIN|UXIN LIMITED ADS|FMAF|NBCN Inc./ CDS|7640
UXIN|UXIN LIMITED ADS|FOMA|TD AMERITRADE CLEARING, INC.|632025
UXIN|UXIN LIMITED ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|44551
UXIN|UXIN LIMITED ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16156
UXIN|UXIN LIMITED ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|2081
UXIN|UXIN LIMITED ADS|GLIS|TD Securities Inc|1000
UXIN|UXIN LIMITED ADS|GLPX|ACS EXECUTION SERVICES, LLC|351804
UXIN|UXIN LIMITED ADS|GSCO|GOLDMAN SACHS & CO. LLC|569105
UXIN|UXIN LIMITED ADS|GSCS|GOLDMAN SACHS & CO. LLC|97655
UXIN|UXIN LIMITED ADS|GSLT|GOLDMAN SACHS & CO. LLC|86958
UXIN|UXIN LIMITED ADS|GTSZ|GTS SECURITIES LLC|4892
UXIN|UXIN LIMITED ADS|IATS|INTERACTIVE BROKERS LLC|98962
UXIN|UXIN LIMITED ADS|IBKR|Interactive Brokers Llc|1929521
UXIN|UXIN LIMITED ADS|ICBX|INSTINET, LLC|314391
UXIN|UXIN LIMITED ADS|INCA|INSTINET, LLC|2169859
UXIN|UXIN LIMITED ADS|INJX|INSTINET, LLC|46593
UXIN|UXIN LIMITED ADS|ITGI|ITG Inc.|204088
UXIN|UXIN LIMITED ADS|ITGP|ITG INC.|49000
UXIN|UXIN LIMITED ADS|JEFF|JEFFERIES LLC|422731
UXIN|UXIN LIMITED ADS|JMPT|JUMP TRADING, LLC|74791
UXIN|UXIN LIMITED ADS|JNKK|JNK Securities Corp.|10000
UXIN|UXIN LIMITED ADS|JONE|JonesTrading|25000
UXIN|UXIN LIMITED ADS|JPMX|J.P. Morgan Securities LLC|227420
UXIN|UXIN LIMITED ADS|JSJX|JANE STREET CAPITAL LLC|900
UXIN|UXIN LIMITED ADS|KCGM|VIRTU Americas LLC|100689
UXIN|UXIN LIMITED ADS|LEHM|Barclays Capital Inc./Le|621639
UXIN|UXIN LIMITED ADS|LIME|Lime Brokerage LLC|56599
UXIN|UXIN LIMITED ADS|LMGP|LIME BROKERAGE LLC|1200
UXIN|UXIN LIMITED ADS|LSCI|Lek Securities Corporation|3350
UXIN|UXIN LIMITED ADS|LTCO|Ladenburg, Thalmann & Co., Inc.|5000
UXIN|UXIN LIMITED ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|35776
UXIN|UXIN LIMITED ADS|MAVB|Great Point Capital LLC|600
UXIN|UXIN LIMITED ADS|MAXM|Maxim Group LLC|13956
UXIN|UXIN LIMITED ADS|MBTS|ALLY INVEST SECURITIES LLC|700
UXIN|UXIN LIMITED ADS|MICA|Spartan Securities Group, Ltd.|2000
UXIN|UXIN LIMITED ADS|MKMP|MKM Partners LLC|325000
UXIN|UXIN LIMITED ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32200
UXIN|UXIN LIMITED ADS|MSCO|MORGAN STANLEY & CO. LLC|3574207
UXIN|UXIN LIMITED ADS|MSPL|MORGAN STANLEY & CO. LLC|49800
UXIN|UXIN LIMITED ADS|NFSC|National Financial Services LLC|323459
UXIN|UXIN LIMITED ADS|NITE|VIRTU Americas LLC|1365210
UXIN|UXIN LIMITED ADS|NITP|VIRTU Americas LLC|7103
UXIN|UXIN LIMITED ADS|NQRB|Brut, LLC|32549
UXIN|UXIN LIMITED ADS|PAUL|Paulson Investment Company, Inc.|500
UXIN|UXIN LIMITED ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|25000
UXIN|UXIN LIMITED ADS|PCPT|PHILLIP CAPITAL INC.|1168
UXIN|UXIN LIMITED ADS|PDQM|CODA MARKETS, INC.|603533
UXIN|UXIN LIMITED ADS|PIPR|Piper Jaffray & Co.|497
UXIN|UXIN LIMITED ADS|PREC|PRECISION SECURITIES, LLC|6049
UXIN|UXIN LIMITED ADS|PWJC|UBS Financial Services, Inc.|3000
UXIN|UXIN LIMITED ADS|RAJA|Raymond James & Associates, Inc.|5500
UXIN|UXIN LIMITED ADS|RBCM|RBC CAPITAL MARKETS, LLC|3100
UXIN|UXIN LIMITED ADS|RGLD|Regal Securities, Inc|100
UXIN|UXIN LIMITED ADS|RJLC|RJL CAPITAL GROUP, LLC|7000
UXIN|UXIN LIMITED ADS|SAGL|SAGETRADER, LLC|32152
UXIN|UXIN LIMITED ADS|SALI|INTL FCSTONE FINANCIAL INC.|14455
UXIN|UXIN LIMITED ADS|SBSH|Citigroup Global Markets Inc.|108491
UXIN|UXIN LIMITED ADS|SGMT|GOLDMAN SACHS & CO. LLC|132613
UXIN|UXIN LIMITED ADS|SPDR|SPEEDROUTE LLC|82938
UXIN|UXIN LIMITED ADS|SPHN|Stephens Inc.|700
UXIN|UXIN LIMITED ADS|SPTD|MINT GLOBAL MARKETS, INC.|2000
UXIN|UXIN LIMITED ADS|STFL|Stifel, Nicolaus & Company, Incorporated|1780
UXIN|UXIN LIMITED ADS|SWIM|TD Ameritrade, Inc.|89811
UXIN|UXIN LIMITED ADS|SWST|Hilltop Securities Inc.|10964
UXIN|UXIN LIMITED ADS|TIAC|TRIAD SECURITIES CORP|1000
UXIN|UXIN LIMITED ADS|TKNG|ALLY INVEST SECURITIES LLC|12280
UXIN|UXIN LIMITED ADS|TRBT|Tradebot Systems, Inc.|114044
UXIN|UXIN LIMITED ADS|TRCM|TRC MARKETS LLC|3346
UXIN|UXIN LIMITED ADS|TWTT|TASTYWORKS, INC.|869
UXIN|UXIN LIMITED ADS|UBSA|UBS SECURITIES LLC|1299683
UXIN|UXIN LIMITED ADS|UBSS|UBS Securities LLC|2773220
UXIN|UXIN LIMITED ADS|VALX|VIRTU AMERICAS LLC|6085
UXIN|UXIN LIMITED ADS|VGRD|Vanguard Marketing Corporation|50432
UXIN|UXIN LIMITED ADS|VIEW|VIEWTRADE SECURITIES LLC|103
UXIN|UXIN LIMITED ADS|VNDS|VANDHAM SECURITIES CORP|15350
UXIN|UXIN LIMITED ADS|WABR|Wall Street Access|3260
UXIN|UXIN LIMITED ADS|WCHV|WELLS FARGO SECURITIES, LLC|35810
UXIN|UXIN LIMITED ADS|WEED|Weeden & Co.L.P.|14700
UXIN|UXIN LIMITED ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4910
UXIN|UXIN LIMITED ADS|WGIF|CIBC World Markets Inc.|33789
UXIN|UXIN LIMITED ADS|WMLL|Watermill Institutional Trading LLC|500
UXIN|UXIN LIMITED ADS|WSEA|WOLVERINE SECURITIES, LLC|61044
UXIN|UXIN LIMITED ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|87456
UXIN|UXIN LIMITED ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|98160
UYG|ULTRA FINANCIALS PRO|APCC|Apex Clearing Corporation|148
UYG|ULTRA FINANCIALS PRO|BARD|Robert W. Baird & Co. Incorporated|151
UYG|ULTRA FINANCIALS PRO|BATM|CBOE TRADING, INC.|400
UYG|ULTRA FINANCIALS PRO|BERN|Sanford C. Bernstein & Co., LLC|3
UYG|ULTRA FINANCIALS PRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|273
UYG|ULTRA FINANCIALS PRO|CANT|Cantor Fitzgerald & Co.|101847
UYG|ULTRA FINANCIALS PRO|CHAS|Charles Schwab & Co., Inc.|8595
UYG|ULTRA FINANCIALS PRO|CIST|Capital Institutional Services, Inc.|2622
UYG|ULTRA FINANCIALS PRO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8353
UYG|ULTRA FINANCIALS PRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6195
UYG|ULTRA FINANCIALS PRO|DBAX|Deutsche Bank Securities Inc.|5600
UYG|ULTRA FINANCIALS PRO|DEAN|MORGAN STANLEY|1561
UYG|ULTRA FINANCIALS PRO|EBXL|EBX LLC|6400
UYG|ULTRA FINANCIALS PRO|EDJO|Edward D. Jones & Co., L.P.|138
UYG|ULTRA FINANCIALS PRO|EGMT|EG MARKET TECHNOLOGIES LLC|100
UYG|ULTRA FINANCIALS PRO|ETBE|Electronic Transaction Clearing, Inc.|1115
UYG|ULTRA FINANCIALS PRO|ETRS|E*Trade Securities LLC|27919
UYG|ULTRA FINANCIALS PRO|FBSB|U.S. Bancorp Investments, Inc.|5
UYG|ULTRA FINANCIALS PRO|FILL|Tradestation Securities, Inc.|310
UYG|ULTRA FINANCIALS PRO|FMAF|NBCN Inc./ CDS|1410
UYG|ULTRA FINANCIALS PRO|FQLS|Quantlab Securities LP|8311
UYG|ULTRA FINANCIALS PRO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
UYG|ULTRA FINANCIALS PRO|FTBR|Foliofn Investments, Inc.|1110
UYG|ULTRA FINANCIALS PRO|GBMT|GBM International, Inc.|990
UYG|ULTRA FINANCIALS PRO|GEBB|GLOBAL EXECUTION BROKERS, LP|700
UYG|ULTRA FINANCIALS PRO|GLIS|TD Securities Inc|300
UYG|ULTRA FINANCIALS PRO|GLPX|ACS EXECUTION SERVICES, LLC|60
UYG|ULTRA FINANCIALS PRO|GSCO|GOLDMAN SACHS & CO. LLC|115197
UYG|ULTRA FINANCIALS PRO|GSLT|GOLDMAN SACHS & CO. LLC|400
UYG|ULTRA FINANCIALS PRO|GTSZ|GTS SECURITIES LLC|7826
UYG|ULTRA FINANCIALS PRO|HRBF|American Enterprise Investment Services Inc.|604
UYG|ULTRA FINANCIALS PRO|HSBC|HSBC Securities, Inc.|575
UYG|ULTRA FINANCIALS PRO|IATS|INTERACTIVE BROKERS LLC|620
UYG|ULTRA FINANCIALS PRO|IBKR|Interactive Brokers Llc|2901
UYG|ULTRA FINANCIALS PRO|ICBX|INSTINET, LLC|1800
UYG|ULTRA FINANCIALS PRO|INCA|INSTINET, LLC|1703
UYG|ULTRA FINANCIALS PRO|ITGI|ITG Inc.|1031
UYG|ULTRA FINANCIALS PRO|JMPT|JUMP TRADING, LLC|50
UYG|ULTRA FINANCIALS PRO|JPMX|J.P. Morgan Securities LLC|2600
UYG|ULTRA FINANCIALS PRO|JSJX|JANE STREET CAPITAL LLC|45078
UYG|ULTRA FINANCIALS PRO|KCGM|VIRTU Americas LLC|3125
UYG|ULTRA FINANCIALS PRO|LEHM|Barclays Capital Inc./Le|12000
UYG|ULTRA FINANCIALS PRO|LGNT|COR CLEARING LLC|1
UYG|ULTRA FINANCIALS PRO|LIME|Lime Brokerage LLC|14701
UYG|ULTRA FINANCIALS PRO|LTCO|Ladenburg, Thalmann & Co., Inc.|44943
UYG|ULTRA FINANCIALS PRO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
UYG|ULTRA FINANCIALS PRO|MSCO|MORGAN STANLEY & CO. LLC|133837
UYG|ULTRA FINANCIALS PRO|MSPL|MORGAN STANLEY & CO. LLC|1900
UYG|ULTRA FINANCIALS PRO|NFSC|National Financial Services LLC|225951
UYG|ULTRA FINANCIALS PRO|NITE|VIRTU Americas LLC|178159
UYG|ULTRA FINANCIALS PRO|NTRC|Northern Trust Securities, Inc.|8
UYG|ULTRA FINANCIALS PRO|OPCO|Oppenheimer & Co. Inc.|1
UYG|ULTRA FINANCIALS PRO|PDQM|CODA MARKETS, INC.|60
UYG|ULTRA FINANCIALS PRO|PHLY|NASDAQ Execution Services, LLC|600
UYG|ULTRA FINANCIALS PRO|PWJC|UBS Financial Services, Inc.|425
UYG|ULTRA FINANCIALS PRO|RBCM|RBC CAPITAL MARKETS, LLC|50
UYG|ULTRA FINANCIALS PRO|RGLD|Regal Securities, Inc|46
UYG|ULTRA FINANCIALS PRO|SALI|INTL FCSTONE FINANCIAL INC.|10
UYG|ULTRA FINANCIALS PRO|SBRX|MURIEL SIEBERT & CO INC|40
UYG|ULTRA FINANCIALS PRO|SBSH|Citigroup Global Markets Inc.|14527
UYG|ULTRA FINANCIALS PRO|SGMT|GOLDMAN SACHS & CO. LLC|2630
UYG|ULTRA FINANCIALS PRO|SPDR|SPEEDROUTE LLC|200
UYG|ULTRA FINANCIALS PRO|SPHN|Stephens Inc.|1
UYG|ULTRA FINANCIALS PRO|STFL|Stifel, Nicolaus & Company, Incorporated|498
UYG|ULTRA FINANCIALS PRO|STXG|Stockcross Financial Services, Inc.|1
UYG|ULTRA FINANCIALS PRO|SWIM|TD Ameritrade, Inc.|52768
UYG|ULTRA FINANCIALS PRO|SWST|Hilltop Securities Inc.|2
UYG|ULTRA FINANCIALS PRO|TKNG|ALLY INVEST SECURITIES LLC|345
UYG|ULTRA FINANCIALS PRO|TRBT|Tradebot Systems, Inc.|100
UYG|ULTRA FINANCIALS PRO|TRCM|TRC MARKETS LLC|947
UYG|ULTRA FINANCIALS PRO|UBSA|UBS SECURITIES LLC|9943
UYG|ULTRA FINANCIALS PRO|UBSS|UBS Securities LLC|37150
UYG|ULTRA FINANCIALS PRO|VALX|VIRTU AMERICAS LLC|100
UYG|ULTRA FINANCIALS PRO|VERT|The Vertical Trading Group, LLC|51
UYG|ULTRA FINANCIALS PRO|VGRD|Vanguard Marketing Corporation|15207
UYG|ULTRA FINANCIALS PRO|WCHV|WELLS FARGO SECURITIES, LLC|4129
UYG|ULTRA FINANCIALS PRO|WEDB|WEDBUSH SECURITIES INC.|4230
UYG|ULTRA FINANCIALS PRO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|771
UYG|ULTRA FINANCIALS PRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1362
UYG|ULTRA FINANCIALS PRO|WGIF|CIBC World Markets Inc.|100
UYG|ULTRA FINANCIALS PRO|WSEA|WOLVERINE SECURITIES, LLC|681
UYG|ULTRA FINANCIALS PRO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2550
UYM|ULTRA BASIC MATERIAL|APCC|Apex Clearing Corporation|180
UYM|ULTRA BASIC MATERIAL|CHAS|Charles Schwab & Co., Inc.|2
UYM|ULTRA BASIC MATERIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|530
UYM|ULTRA BASIC MATERIAL|DBAX|Deutsche Bank Securities Inc.|400
UYM|ULTRA BASIC MATERIAL|EBXL|EBX LLC|700
UYM|ULTRA BASIC MATERIAL|ETRS|E*Trade Securities LLC|1733
UYM|ULTRA BASIC MATERIAL|FQLS|Quantlab Securities LP|5
UYM|ULTRA BASIC MATERIAL|FTBR|Foliofn Investments, Inc.|1607
UYM|ULTRA BASIC MATERIAL|GLIS|TD Securities Inc|280
UYM|ULTRA BASIC MATERIAL|HRBF|American Enterprise Investment Services Inc.|4
UYM|ULTRA BASIC MATERIAL|IATS|INTERACTIVE BROKERS LLC|100
UYM|ULTRA BASIC MATERIAL|IBKR|Interactive Brokers Llc|2441
UYM|ULTRA BASIC MATERIAL|ITGI|ITG Inc.|80
UYM|ULTRA BASIC MATERIAL|JSJX|JANE STREET CAPITAL LLC|2622
UYM|ULTRA BASIC MATERIAL|KCGM|VIRTU Americas LLC|2445
UYM|ULTRA BASIC MATERIAL|LEHM|Barclays Capital Inc./Le|3000
UYM|ULTRA BASIC MATERIAL|LIME|Lime Brokerage LLC|217
UYM|ULTRA BASIC MATERIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
UYM|ULTRA BASIC MATERIAL|MSCO|MORGAN STANLEY & CO. LLC|1510
UYM|ULTRA BASIC MATERIAL|NFSC|National Financial Services LLC|5307
UYM|ULTRA BASIC MATERIAL|NITE|VIRTU Americas LLC|18140
UYM|ULTRA BASIC MATERIAL|NTBF|BMO Nesbitt Burns Inc./CDS|400
UYM|ULTRA BASIC MATERIAL|OHOS|TWO SIGMA SECURITIES, LLC|100
UYM|ULTRA BASIC MATERIAL|SGMT|GOLDMAN SACHS & CO. LLC|100
UYM|ULTRA BASIC MATERIAL|SWIM|TD Ameritrade, Inc.|5672
UYM|ULTRA BASIC MATERIAL|TKNG|ALLY INVEST SECURITIES LLC|154
UYM|ULTRA BASIC MATERIAL|UBSA|UBS SECURITIES LLC|5377
UYM|ULTRA BASIC MATERIAL|UBSS|UBS Securities LLC|210
UYM|ULTRA BASIC MATERIAL|VGRD|Vanguard Marketing Corporation|485
UYM|ULTRA BASIC MATERIAL|WCHV|WELLS FARGO SECURITIES, LLC|626
UYM|ULTRA BASIC MATERIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|452
UYM|ULTRA BASIC MATERIAL|WSEA|WOLVERINE SECURITIES, LLC|47
UYM|ULTRA BASIC MATERIAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
UZA|U S CELLULAR CORP|ALTX|Alternet Securities Inc.|100
UZA|U S CELLULAR CORP|APCC|Apex Clearing Corporation|10
UZA|U S CELLULAR CORP|BARD|Robert W. Baird & Co. Incorporated|812
UZA|U S CELLULAR CORP|BBNT|BB&T SECURITIES, LLC|5
UZA|U S CELLULAR CORP|BTIG|BTIG, LLC|20867
UZA|U S CELLULAR CORP|BYXM|CBOE TRADING, INC.|100
UZA|U S CELLULAR CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|637
UZA|U S CELLULAR CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6397
UZA|U S CELLULAR CORP|DADA|D.A. Davidson & Co.|450
UZA|U S CELLULAR CORP|DBAX|Deutsche Bank Securities Inc.|14700
UZA|U S CELLULAR CORP|DEAN|MORGAN STANLEY|9116
UZA|U S CELLULAR CORP|EBXL|EBX LLC|2600
UZA|U S CELLULAR CORP|EDJO|Edward D. Jones & Co., L.P.|1513
UZA|U S CELLULAR CORP|EGAM|CBOE TRADING, INC.|11
UZA|U S CELLULAR CORP|ETRS|E*Trade Securities LLC|4707
UZA|U S CELLULAR CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74
UZA|U S CELLULAR CORP|GLPX|ACS EXECUTION SERVICES, LLC|663
UZA|U S CELLULAR CORP|GSCO|GOLDMAN SACHS & CO. LLC|7210
UZA|U S CELLULAR CORP|GSCS|GOLDMAN SACHS & CO. LLC|3700
UZA|U S CELLULAR CORP|GTSZ|GTS SECURITIES LLC|200
UZA|U S CELLULAR CORP|HRBF|American Enterprise Investment Services Inc.|2237
UZA|U S CELLULAR CORP|IATS|INTERACTIVE BROKERS LLC|250
UZA|U S CELLULAR CORP|IBKR|Interactive Brokers Llc|1960
UZA|U S CELLULAR CORP|ICBX|INSTINET, LLC|300
UZA|U S CELLULAR CORP|INCA|INSTINET, LLC|1211
UZA|U S CELLULAR CORP|ITGI|ITG Inc.|100
UZA|U S CELLULAR CORP|ITGP|ITG INC.|200
UZA|U S CELLULAR CORP|JEFF|JEFFERIES LLC|82
UZA|U S CELLULAR CORP|JPMX|J.P. Morgan Securities LLC|1474
UZA|U S CELLULAR CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|752
UZA|U S CELLULAR CORP|KCGM|VIRTU Americas LLC|6137
UZA|U S CELLULAR CORP|LEHM|Barclays Capital Inc./Le|5600
UZA|U S CELLULAR CORP|LIME|Lime Brokerage LLC|1003
UZA|U S CELLULAR CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
UZA|U S CELLULAR CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
UZA|U S CELLULAR CORP|MSCO|MORGAN STANLEY & CO. LLC|6520
UZA|U S CELLULAR CORP|NFSC|National Financial Services LLC|14067
UZA|U S CELLULAR CORP|NITE|VIRTU Americas LLC|43951
UZA|U S CELLULAR CORP|NQRB|Brut, LLC|100
UZA|U S CELLULAR CORP|OPCO|Oppenheimer & Co. Inc.|595
UZA|U S CELLULAR CORP|PCPT|PHILLIP CAPITAL INC.|4021
UZA|U S CELLULAR CORP|PDQM|CODA MARKETS, INC.|1674
UZA|U S CELLULAR CORP|PWJC|UBS Financial Services, Inc.|6797
UZA|U S CELLULAR CORP|RBCM|RBC CAPITAL MARKETS, LLC|3952
UZA|U S CELLULAR CORP|SBSH|Citigroup Global Markets Inc.|275
UZA|U S CELLULAR CORP|SGMT|GOLDMAN SACHS & CO. LLC|4262
UZA|U S CELLULAR CORP|SPDR|SPEEDROUTE LLC|1600
UZA|U S CELLULAR CORP|STFL|Stifel, Nicolaus & Company, Incorporated|42
UZA|U S CELLULAR CORP|SWIM|TD Ameritrade, Inc.|5513
UZA|U S CELLULAR CORP|SWST|Hilltop Securities Inc.|980
UZA|U S CELLULAR CORP|TRCM|TRC MARKETS LLC|100
UZA|U S CELLULAR CORP|UBSA|UBS SECURITIES LLC|14707
UZA|U S CELLULAR CORP|UBSS|UBS Securities LLC|52712
UZA|U S CELLULAR CORP|VGRD|Vanguard Marketing Corporation|950
UZA|U S CELLULAR CORP|WCHV|WELLS FARGO SECURITIES, LLC|80553
UZA|U S CELLULAR CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|119
UZA|U S CELLULAR CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26159
UZB|UNITED STATES C 7.25|BARD|Robert W. Baird & Co. Incorporated|10
UZB|UNITED STATES C 7.25|BATM|CBOE TRADING, INC.|100
UZB|UNITED STATES C 7.25|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1542
UZB|UNITED STATES C 7.25|BRGE|Newbridge Securities Corp.|343
UZB|UNITED STATES C 7.25|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44
UZB|UNITED STATES C 7.25|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7411
UZB|UNITED STATES C 7.25|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
UZB|UNITED STATES C 7.25|DBAX|Deutsche Bank Securities Inc.|4500
UZB|UNITED STATES C 7.25|DEAN|MORGAN STANLEY|5041
UZB|UNITED STATES C 7.25|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8426
UZB|UNITED STATES C 7.25|EBXL|EBX LLC|2300
UZB|UNITED STATES C 7.25|EDJO|Edward D. Jones & Co., L.P.|257
UZB|UNITED STATES C 7.25|EGXM|CBOE TRADING, INC.|200
UZB|UNITED STATES C 7.25|ETRS|E*Trade Securities LLC|7
UZB|UNITED STATES C 7.25|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2482
UZB|UNITED STATES C 7.25|GLPX|ACS EXECUTION SERVICES, LLC|1932
UZB|UNITED STATES C 7.25|GSCO|GOLDMAN SACHS & CO. LLC|5775
UZB|UNITED STATES C 7.25|GTSZ|GTS SECURITIES LLC|3991
UZB|UNITED STATES C 7.25|HRBF|American Enterprise Investment Services Inc.|353
UZB|UNITED STATES C 7.25|IBKR|Interactive Brokers Llc|501
UZB|UNITED STATES C 7.25|ICBX|INSTINET, LLC|2700
UZB|UNITED STATES C 7.25|INCA|INSTINET, LLC|700
UZB|UNITED STATES C 7.25|ITGP|ITG INC.|1200
UZB|UNITED STATES C 7.25|JANY|Janney Montgomery Scott Inc.|1200
UZB|UNITED STATES C 7.25|JPMX|J.P. Morgan Securities LLC|1400
UZB|UNITED STATES C 7.25|JSEB|JANE STREET EXECUTION SERVICES, LLC|608
UZB|UNITED STATES C 7.25|KCGM|VIRTU Americas LLC|1941
UZB|UNITED STATES C 7.25|LEHM|Barclays Capital Inc./Le|4600
UZB|UNITED STATES C 7.25|LIME|Lime Brokerage LLC|1070
UZB|UNITED STATES C 7.25|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
UZB|UNITED STATES C 7.25|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
UZB|UNITED STATES C 7.25|MSCO|MORGAN STANLEY & CO. LLC|4480
UZB|UNITED STATES C 7.25|MSPL|MORGAN STANLEY & CO. LLC|6400
UZB|UNITED STATES C 7.25|NFSC|National Financial Services LLC|27770
UZB|UNITED STATES C 7.25|NITE|VIRTU Americas LLC|45163
UZB|UNITED STATES C 7.25|NQRB|Brut, LLC|700
UZB|UNITED STATES C 7.25|OPCO|Oppenheimer & Co. Inc.|570
UZB|UNITED STATES C 7.25|PCPT|PHILLIP CAPITAL INC.|176
UZB|UNITED STATES C 7.25|PDQM|CODA MARKETS, INC.|4032
UZB|UNITED STATES C 7.25|PWJC|UBS Financial Services, Inc.|1900
UZB|UNITED STATES C 7.25|RBCM|RBC CAPITAL MARKETS, LLC|6893
UZB|UNITED STATES C 7.25|SGMT|GOLDMAN SACHS & CO. LLC|3400
UZB|UNITED STATES C 7.25|SPDR|SPEEDROUTE LLC|903
UZB|UNITED STATES C 7.25|STFL|Stifel, Nicolaus & Company, Incorporated|1009
UZB|UNITED STATES C 7.25|TRBT|Tradebot Systems, Inc.|1397
UZB|UNITED STATES C 7.25|UBSA|UBS SECURITIES LLC|26886
UZB|UNITED STATES C 7.25|UBSS|UBS Securities LLC|27767
UZB|UNITED STATES C 7.25|VGRD|Vanguard Marketing Corporation|500
UZB|UNITED STATES C 7.25|WCHV|WELLS FARGO SECURITIES, LLC|42114
UZB|UNITED STATES C 7.25|WEXX|WOLVERINE EXECUTION SERVICES, LLC|164
UZB|UNITED STATES C 7.25|YLPL|Linsco/Private Ledger Financial Services, Incorporated|102
UZC|U.S. CELLULAR 7.25 N|ALTX|Alternet Securities Inc.|100
UZC|U.S. CELLULAR 7.25 N|BARD|Robert W. Baird & Co. Incorporated|19
UZC|U.S. CELLULAR 7.25 N|BATM|CBOE TRADING, INC.|400
UZC|U.S. CELLULAR 7.25 N|BBNT|BB&T SECURITIES, LLC|720
UZC|U.S. CELLULAR 7.25 N|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5693
UZC|U.S. CELLULAR 7.25 N|BNCH|The Benchmark Company, LLC|26395
UZC|U.S. CELLULAR 7.25 N|BTIG|BTIG, LLC|173
UZC|U.S. CELLULAR 7.25 N|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1030
UZC|U.S. CELLULAR 7.25 N|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3100
UZC|U.S. CELLULAR 7.25 N|DBAX|Deutsche Bank Securities Inc.|7300
UZC|U.S. CELLULAR 7.25 N|DEAN|MORGAN STANLEY|5340
UZC|U.S. CELLULAR 7.25 N|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7613
UZC|U.S. CELLULAR 7.25 N|EBXL|EBX LLC|3400
UZC|U.S. CELLULAR 7.25 N|EDJO|Edward D. Jones & Co., L.P.|655
UZC|U.S. CELLULAR 7.25 N|EGXM|CBOE TRADING, INC.|420
UZC|U.S. CELLULAR 7.25 N|ETRS|E*Trade Securities LLC|2000
UZC|U.S. CELLULAR 7.25 N|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5229
UZC|U.S. CELLULAR 7.25 N|GLPX|ACS EXECUTION SERVICES, LLC|2044
UZC|U.S. CELLULAR 7.25 N|GSCO|GOLDMAN SACHS & CO. LLC|4777
UZC|U.S. CELLULAR 7.25 N|GSCS|GOLDMAN SACHS & CO. LLC|100
UZC|U.S. CELLULAR 7.25 N|GTSZ|GTS SECURITIES LLC|3000
UZC|U.S. CELLULAR 7.25 N|HRBF|American Enterprise Investment Services Inc.|172
UZC|U.S. CELLULAR 7.25 N|IATS|INTERACTIVE BROKERS LLC|606
UZC|U.S. CELLULAR 7.25 N|IBKR|Interactive Brokers Llc|1703
UZC|U.S. CELLULAR 7.25 N|ICBX|INSTINET, LLC|800
UZC|U.S. CELLULAR 7.25 N|INCA|INSTINET, LLC|2294
UZC|U.S. CELLULAR 7.25 N|ITGI|ITG Inc.|100
UZC|U.S. CELLULAR 7.25 N|ITGP|ITG INC.|200
UZC|U.S. CELLULAR 7.25 N|JANY|Janney Montgomery Scott Inc.|145
UZC|U.S. CELLULAR 7.25 N|JPMX|J.P. Morgan Securities LLC|200
UZC|U.S. CELLULAR 7.25 N|JSEB|JANE STREET EXECUTION SERVICES, LLC|672
UZC|U.S. CELLULAR 7.25 N|KCGM|VIRTU Americas LLC|500
UZC|U.S. CELLULAR 7.25 N|LEHM|Barclays Capital Inc./Le|600
UZC|U.S. CELLULAR 7.25 N|LIME|Lime Brokerage LLC|873
UZC|U.S. CELLULAR 7.25 N|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
UZC|U.S. CELLULAR 7.25 N|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
UZC|U.S. CELLULAR 7.25 N|MSCO|MORGAN STANLEY & CO. LLC|4470
UZC|U.S. CELLULAR 7.25 N|MSPL|MORGAN STANLEY & CO. LLC|1300
UZC|U.S. CELLULAR 7.25 N|NFSC|National Financial Services LLC|4810
UZC|U.S. CELLULAR 7.25 N|NITE|VIRTU Americas LLC|30467
UZC|U.S. CELLULAR 7.25 N|NQRB|Brut, LLC|2504
UZC|U.S. CELLULAR 7.25 N|PCPT|PHILLIP CAPITAL INC.|4584
UZC|U.S. CELLULAR 7.25 N|PDQM|CODA MARKETS, INC.|5588
UZC|U.S. CELLULAR 7.25 N|PWJC|UBS Financial Services, Inc.|1415
UZC|U.S. CELLULAR 7.25 N|RBCM|RBC CAPITAL MARKETS, LLC|6624
UZC|U.S. CELLULAR 7.25 N|SBSH|Citigroup Global Markets Inc.|800
UZC|U.S. CELLULAR 7.25 N|SGMT|GOLDMAN SACHS & CO. LLC|1300
UZC|U.S. CELLULAR 7.25 N|SPDR|SPEEDROUTE LLC|4800
UZC|U.S. CELLULAR 7.25 N|STFL|Stifel, Nicolaus & Company, Incorporated|8986
UZC|U.S. CELLULAR 7.25 N|SWST|Hilltop Securities Inc.|175
UZC|U.S. CELLULAR 7.25 N|UBSA|UBS SECURITIES LLC|12642
UZC|U.S. CELLULAR 7.25 N|UBSS|UBS Securities LLC|27680
UZC|U.S. CELLULAR 7.25 N|WCHV|WELLS FARGO SECURITIES, LLC|61300
UZC|U.S. CELLULAR 7.25 N|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27
UZC|U.S. CELLULAR 7.25 N|YLPL|Linsco/Private Ledger Financial Services, Incorporated|474
V|VISA INC.|ABLE|NATIXIS Securities Americas LLC|1188961
V|VISA INC.|ACAD|ACADEMY SECURITIES, INC.|10516
V|VISA INC.|ACPL|American Capital Partners, LLC|100
V|VISA INC.|ADAM|CANACCORD GENUITY INC.|13378
V|VISA INC.|AGCP|AEGIS CAPITAL CORP.|165
V|VISA INC.|AGIS|Aegis Capital Corp.|1879
V|VISA INC.|ALLN|Allen & Company LLC|1561
V|VISA INC.|ALTX|Alternet Securities Inc.|64192
V|VISA INC.|AMRI|AMERICAS EXECUTIONS, LLC|180
V|VISA INC.|ANOS|ABEL/NOSER, L.L.C.|1788
V|VISA INC.|APCC|Apex Clearing Corporation|34488
V|VISA INC.|AQUA|AQUA SECURITIES L.P.|27600
V|VISA INC.|BALE|M&T SECURITIES, INC.|614
V|VISA INC.|BANK|Primevest Financial Services, Inc.|1165
V|VISA INC.|BARD|Robert W. Baird & Co. Incorporated|30636
V|VISA INC.|BATM|CBOE TRADING, INC.|46133
V|VISA INC.|BAYC|BAY CREST PARTNERS, LLC|2520
V|VISA INC.|BAYT|BTIG, LLC|74607
V|VISA INC.|BBNT|BB&T SECURITIES, LLC|11083
V|VISA INC.|BERN|Sanford C. Bernstein & Co., LLC|713065
V|VISA INC.|BGCE|BGC Financial Inc.|40658
V|VISA INC.|BIAD|SAGETRADER, LLC|416
V|VISA INC.|BIDS|BIDS TRADING L.P.|43800
V|VISA INC.|BIMI|Banca IMI Securities Corp.|11333
V|VISA INC.|BKCM|BNY Mellon Capital Markets LLC|5156
V|VISA INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|238657
V|VISA INC.|BLKX|INSTINET, LLC|178742
V|VISA INC.|BMOC|BMO Capital Markets Corp.|27321
V|VISA INC.|BNPX|BNP PARIBAS SECURITIES CORP.|667858
V|VISA INC.|BRGE|Newbridge Securities Corp.|4055
V|VISA INC.|BTIG|BTIG, LLC|622414
V|VISA INC.|BYXM|CBOE TRADING, INC.|28678
V|VISA INC.|BZYD|GOLDMAN SACHS & CO. LLC|600
V|VISA INC.|CABR|Cabrera Capital Markets, Inc.|25
V|VISA INC.|CANT|Cantor Fitzgerald & Co.|48293
V|VISA INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|258760
V|VISA INC.|CHAS|Charles Schwab & Co., Inc.|25773
V|VISA INC.|CIBP|CIBC World Markets Corp.|2299595
V|VISA INC.|CICF|Canaccord Genuity Corp.|4838
V|VISA INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|2500
V|VISA INC.|CIST|Capital Institutional Services, Inc.|27321
V|VISA INC.|CLSA|CLSA AMERICAS, LLC|8813
V|VISA INC.|CNFR|Cowen Prime Services LLC|200
V|VISA INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|657445
V|VISA INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5564
V|VISA INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|36754
V|VISA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2208035
V|VISA INC.|CTDL|Citadel Derivatives Group Llc|83573
V|VISA INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|400286
V|VISA INC.|DADA|D.A. Davidson & Co.|11331
V|VISA INC.|DAVA|Davenport & Company LLC|3525
V|VISA INC.|DAWA|Daiwa Capital Markets America Inc.|23000
V|VISA INC.|DBAB|Deutsche Bank Securities Inc.|1240979
V|VISA INC.|DBAX|Deutsche Bank Securities Inc.|1352100
V|VISA INC.|DCHF|Dart Executions, LLC|24438
V|VISA INC.|DEAN|MORGAN STANLEY|145496
V|VISA INC.|DEGS|RONIN PROFESSIONAL LLC|800
V|VISA INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28191
V|VISA INC.|DRWK|DRW SECURITIES, L.L.C.|27708
V|VISA INC.|EBXL|EBX LLC|931800
V|VISA INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|137275
V|VISA INC.|EDJC|Edward Jones / CDS|24659
V|VISA INC.|EDJO|Edward D. Jones & Co., L.P.|222436
V|VISA INC.|EGAM|CBOE TRADING, INC.|93315
V|VISA INC.|EGAW|CBOE TRADING, INC.|1518
V|VISA INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1149
V|VISA INC.|EGXM|CBOE TRADING, INC.|47584
V|VISA INC.|EGXW|CBOE TRADING, INC.|1292
V|VISA INC.|ELEV|ELEVATION, LLC|13622
V|VISA INC.|ESPO|ESPOSITO SECURITIES, LLC|2825
V|VISA INC.|ETBE|Electronic Transaction Clearing, Inc.|168808
V|VISA INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
V|VISA INC.|ETCB|ETC BROKERAGE SERVICES, LLC|216
V|VISA INC.|ETCC|Electronic Transaction Clearing, Inc.|1075
V|VISA INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
V|VISA INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45881
V|VISA INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|724
V|VISA INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6118
V|VISA INC.|ETRS|E*Trade Securities LLC|663304
V|VISA INC.|FBSB|U.S. Bancorp Investments, Inc.|2217
V|VISA INC.|FCST|INTL FCSTONE FINANCIAL INC.|1770
V|VISA INC.|FFSI|Firstrade Securities Inc.|23
V|VISA INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|601
V|VISA INC.|FILL|Tradestation Securities, Inc.|79968
V|VISA INC.|FINX|FINTECH SECURITIES|10369
V|VISA INC.|FINZ|FINTECH SECURITIES|1400
V|VISA INC.|FMAF|NBCN Inc./ CDS|40964
V|VISA INC.|FMCO|First Manhattan Co|1900
V|VISA INC.|FNXS|FENIX SECURITIES, LLC|330
V|VISA INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9176
V|VISA INC.|FQLS|Quantlab Securities LP|1167122
V|VISA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161985
V|VISA INC.|FTBR|Foliofn Investments, Inc.|10057
V|VISA INC.|GARC|ICAP Corporates LLC|300
V|VISA INC.|GBMT|GBM International, Inc.|9494
V|VISA INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|79376
V|VISA INC.|GLIS|TD Securities Inc|39669
V|VISA INC.|GLPX|ACS EXECUTION SERVICES, LLC|285807
V|VISA INC.|GSCO|GOLDMAN SACHS & CO. LLC|9298353
V|VISA INC.|GSCS|GOLDMAN SACHS & CO. LLC|121486
V|VISA INC.|GSLT|GOLDMAN SACHS & CO. LLC|72859
V|VISA INC.|GTSZ|GTS SECURITIES LLC|1098986
V|VISA INC.|HAPX|HAP Trading, LLC|2392
V|VISA INC.|HASF|Haywood Securities Inc./CDS|146
V|VISA INC.|HCTA|Hardcastle Trading USA LLC|131468
V|VISA INC.|HITS|Height Securities, LLC|100
V|VISA INC.|HRBF|American Enterprise Investment Services Inc.|125395
V|VISA INC.|HSBC|HSBC Securities, Inc.|51528
V|VISA INC.|IATS|INTERACTIVE BROKERS LLC|138155
V|VISA INC.|IBKR|Interactive Brokers Llc|239895
V|VISA INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7735
V|VISA INC.|ICBX|INSTINET, LLC|368046
V|VISA INC.|IEQY|CITADEL SECURITIES LLC|575722
V|VISA INC.|INCA|INSTINET, LLC|1952610
V|VISA INC.|INJX|INSTINET, LLC|28541
V|VISA INC.|INTL|INTL FCSTONE FINANCIAL INC.|1705
V|VISA INC.|ITGI|ITG Inc.|187750
V|VISA INC.|ITGP|ITG INC.|967200
V|VISA INC.|JANY|Janney Montgomery Scott Inc.|25657
V|VISA INC.|JEFF|JEFFERIES LLC|680214
V|VISA INC.|JMPT|JUMP TRADING, LLC|238312
V|VISA INC.|JONE|JonesTrading|4083
V|VISA INC.|JPBX|J.P. MORGAN SECURITIES LLC|730898
V|VISA INC.|JPMX|J.P. Morgan Securities LLC|1774492
V|VISA INC.|JSJX|JANE STREET CAPITAL LLC|27354
V|VISA INC.|KBWI|Keefe, Bruyette & Woods, Inc.|100
V|VISA INC.|KCGM|VIRTU Americas LLC|358379
V|VISA INC.|LEHM|Barclays Capital Inc./Le|3727802
V|VISA INC.|LGNT|COR CLEARING LLC|10
V|VISA INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|960
V|VISA INC.|LIME|Lime Brokerage LLC|98669
V|VISA INC.|LIWD|LIME BROKERAGE LLC|84
V|VISA INC.|LIWK|LIME BROKERAGE LLC|2
V|VISA INC.|LMGP|LIME BROKERAGE LLC|1095
V|VISA INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
V|VISA INC.|LOOP|Loop Capital Markets LLC|5642
V|VISA INC.|LQNA|LIQUIDNET, INC.|102600
V|VISA INC.|LQNB|LIQUIDNET, INC.|59200
V|VISA INC.|LSCI|Lek Securities Corporation|61939
V|VISA INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
V|VISA INC.|MACC|Mid Atlantic Capital Corporation|4790
V|VISA INC.|MACQ|Macquarie Capital (USA) Inc.|15427
V|VISA INC.|MAXM|Maxim Group LLC|24680
V|VISA INC.|MBTS|ALLY INVEST SECURITIES LLC|1274
V|VISA INC.|MCMF|Raymond James Ltd. Cds|12708
V|VISA INC.|MICA|Spartan Securities Group, Ltd.|1000
V|VISA INC.|MILE|I-Bankers Securities, Inc.|65
V|VISA INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|705236
V|VISA INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|26272
V|VISA INC.|MOTF|MOTIF INVESTING, INC.|457
V|VISA INC.|MPSG|E D & F Man Capital Markets Inc.|10535
V|VISA INC.|MRBA|IBN FINANCIAL SERVICES, INC.|35
V|VISA INC.|MSCO|MORGAN STANLEY & CO. LLC|8281995
V|VISA INC.|MSPL|MORGAN STANLEY & CO. LLC|1030500
V|VISA INC.|MSTX|MORGAN STANLEY & CO. LLC|1320900
V|VISA INC.|MULL|MARK J. MULLER EQUITIES, INC.|1620
V|VISA INC.|MZHO|Mizuho Securities USA LLC|188342
V|VISA INC.|NATL|National Securities Corporation|1713
V|VISA INC.|NBCS|NBC Securities, INC.|1604
V|VISA INC.|NEED|Needham & Company, LLC|2258
V|VISA INC.|NEUB|NEUBERGER BERMAN BD LLC|2150
V|VISA INC.|NFSC|National Financial Services LLC|2596494
V|VISA INC.|NITE|VIRTU Americas LLC|5034503
V|VISA INC.|NITP|VIRTU Americas LLC|4106
V|VISA INC.|NQRB|Brut, LLC|160923
V|VISA INC.|NTBF|BMO Nesbitt Burns Inc./CDS|36077
V|VISA INC.|NTFN|Network 1 Financial Securities Inc.|500
V|VISA INC.|NTRC|Northern Trust Securities, Inc.|9565
V|VISA INC.|OHOS|TWO SIGMA SECURITIES, LLC|445201
V|VISA INC.|OPCO|Oppenheimer & Co. Inc.|102332
V|VISA INC.|OTAA|OTA LLC|400
V|VISA INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
V|VISA INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1400
V|VISA INC.|PCFF|Pacific International Securities Inc./CDS|577
V|VISA INC.|PCPT|PHILLIP CAPITAL INC.|1427
V|VISA INC.|PDQM|CODA MARKETS, INC.|400357
V|VISA INC.|PHLY|NASDAQ Execution Services, LLC|47802
V|VISA INC.|PICT|Pictet Overseas Inc.|1291
V|VISA INC.|PIPR|Piper Jaffray & Co.|11344
V|VISA INC.|PTLV|NATIONAL BANK OF CANADA FINANCIAL INC.|6800
V|VISA INC.|PWJC|UBS Financial Services, Inc.|43730
V|VISA INC.|QMSR|QUATTRO M SECURITIES INC.|32423
V|VISA INC.|RBCM|RBC CAPITAL MARKETS, LLC|73758
V|VISA INC.|RDBN|Redburn Partners (USA) LP|200
V|VISA INC.|RGLD|Regal Securities, Inc|160
V|VISA INC.|RHCO|Suntrust Robinson Humphrey, Inc.|10652
V|VISA INC.|SAGL|SAGETRADER, LLC|47348
V|VISA INC.|SAGW|SAGETRADER, LLC|2
V|VISA INC.|SALI|INTL FCSTONE FINANCIAL INC.|4526
V|VISA INC.|SBRX|MURIEL SIEBERT & CO INC|250
V|VISA INC.|SBSH|Citigroup Global Markets Inc.|1433504
V|VISA INC.|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|615
V|VISA INC.|SEIC|SEI Investments Distribution Co.|20460
V|VISA INC.|SGMT|GOLDMAN SACHS & CO. LLC|890928
V|VISA INC.|SHMR|ABN Amro Clearing LLC|79
V|VISA INC.|SIBO|Prime Executions, Inc.|2690
V|VISA INC.|SJLS|TRADE INFORMATICS LLC|2700
V|VISA INC.|SOGO|Wang Investment Associates, Inc.|8859
V|VISA INC.|SPDR|SPEEDROUTE LLC|106021
V|VISA INC.|SPHN|Stephens Inc.|987
V|VISA INC.|STFL|Stifel, Nicolaus & Company, Incorporated|132636
V|VISA INC.|STKP|STOCKPILE INVESTMENTS, INC.|574
V|VISA INC.|STTT|STATETRUST INVESTMENTS INC.|100
V|VISA INC.|STXG|Stockcross Financial Services, Inc.|85
V|VISA INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18547
V|VISA INC.|SWIM|TD Ameritrade, Inc.|409272
V|VISA INC.|SWST|Hilltop Securities Inc.|40157
V|VISA INC.|TAGC|TELSEY ADVISORY GROUP LLC|1235
V|VISA INC.|TDSI|TD Securities (USA) LLC|10120
V|VISA INC.|TITL|TITLEIST ASSET MANAGEMENT, LTD.|536
V|VISA INC.|TKNG|ALLY INVEST SECURITIES LLC|40939
V|VISA INC.|TRBT|Tradebot Systems, Inc.|932002
V|VISA INC.|TRCM|TRC MARKETS LLC|1093160
V|VISA INC.|TWTT|TASTYWORKS, INC.|478
V|VISA INC.|UBSA|UBS SECURITIES LLC|3333699
V|VISA INC.|UBSS|UBS Securities LLC|4468061
V|VISA INC.|VALX|VIRTU AMERICAS LLC|55478
V|VISA INC.|VERT|The Vertical Trading Group, LLC|8776
V|VISA INC.|VGRD|Vanguard Marketing Corporation|120719
V|VISA INC.|VSIN|Vision Financial Markets Llc|711
V|VISA INC.|WABR|Wall Street Access|4855
V|VISA INC.|WBLR|WILLIAM BLAIR|17421
V|VISA INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|7293
V|VISA INC.|WCHV|WELLS FARGO SECURITIES, LLC|1001534
V|VISA INC.|WDNX|WEEDEN & CO.L.P.|35104
V|VISA INC.|WEDB|WEDBUSH SECURITIES INC.|31803
V|VISA INC.|WEED|Weeden & Co.L.P.|110023
V|VISA INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|603477
V|VISA INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27763
V|VISA INC.|WGIF|CIBC World Markets Inc.|27065
V|VISA INC.|WHOT|JUST2TRADE, INC.|45
V|VISA INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4052
V|VISA INC.|WORD|Worden Capital Management LLC|101
V|VISA INC.|WSAG|WALL STREET ACCESS|849
V|VISA INC.|WSEA|WOLVERINE SECURITIES, LLC|132082
V|VISA INC.|XIST|INSTINET, LLC|370114
V|VISA INC.|XPQR|Jump Trading|2778
V|VISA INC.|XPUS|XP SECURITIES, LLC|6439
V|VISA INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|511754
V|VISA INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|6194
V|VISA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|51345
VAC|MARRIOTT VACATONS|ALTX|Alternet Securities Inc.|1900
VAC|MARRIOTT VACATONS|APCC|Apex Clearing Corporation|46
VAC|MARRIOTT VACATONS|BANK|Primevest Financial Services, Inc.|1
VAC|MARRIOTT VACATONS|BARD|Robert W. Baird & Co. Incorporated|4231
VAC|MARRIOTT VACATONS|BATM|CBOE TRADING, INC.|7569
VAC|MARRIOTT VACATONS|BBNT|BB&T SECURITIES, LLC|70
VAC|MARRIOTT VACATONS|BERN|Sanford C. Bernstein & Co., LLC|9744
VAC|MARRIOTT VACATONS|BIDS|BIDS TRADING L.P.|6000
VAC|MARRIOTT VACATONS|BIMI|Banca IMI Securities Corp.|25
VAC|MARRIOTT VACATONS|BKCM|BNY Mellon Capital Markets LLC|5
VAC|MARRIOTT VACATONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8398
VAC|MARRIOTT VACATONS|BNPX|BNP PARIBAS SECURITIES CORP.|4070
VAC|MARRIOTT VACATONS|BRVL|BLAYLOCK VAN, LLC|100
VAC|MARRIOTT VACATONS|BTIG|BTIG, LLC|285
VAC|MARRIOTT VACATONS|BYXM|CBOE TRADING, INC.|118
VAC|MARRIOTT VACATONS|CANT|Cantor Fitzgerald & Co.|101
VAC|MARRIOTT VACATONS|CHAS|Charles Schwab & Co., Inc.|142
VAC|MARRIOTT VACATONS|CIST|Capital Institutional Services, Inc.|925
VAC|MARRIOTT VACATONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90522
VAC|MARRIOTT VACATONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|156856
VAC|MARRIOTT VACATONS|CTDL|Citadel Derivatives Group Llc|420
VAC|MARRIOTT VACATONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4494
VAC|MARRIOTT VACATONS|DBAB|Deutsche Bank Securities Inc.|29730
VAC|MARRIOTT VACATONS|DBAX|Deutsche Bank Securities Inc.|95400
VAC|MARRIOTT VACATONS|DBUL|Deutsche Bank Securities Inc.|1722
VAC|MARRIOTT VACATONS|DCHF|Dart Executions, LLC|44
VAC|MARRIOTT VACATONS|DEAN|MORGAN STANLEY|3014
VAC|MARRIOTT VACATONS|DEGS|RONIN PROFESSIONAL LLC|600
VAC|MARRIOTT VACATONS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
VAC|MARRIOTT VACATONS|EBXL|EBX LLC|55600
VAC|MARRIOTT VACATONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2183
VAC|MARRIOTT VACATONS|EDJO|Edward D. Jones & Co., L.P.|668
VAC|MARRIOTT VACATONS|EGAM|CBOE TRADING, INC.|1560
VAC|MARRIOTT VACATONS|EGMT|EG MARKET TECHNOLOGIES LLC|1100
VAC|MARRIOTT VACATONS|EGXM|CBOE TRADING, INC.|129
VAC|MARRIOTT VACATONS|ETBE|Electronic Transaction Clearing, Inc.|1276
VAC|MARRIOTT VACATONS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14753
VAC|MARRIOTT VACATONS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
VAC|MARRIOTT VACATONS|ETRS|E*Trade Securities LLC|20421
VAC|MARRIOTT VACATONS|FBSB|U.S. Bancorp Investments, Inc.|2
VAC|MARRIOTT VACATONS|FILL|Tradestation Securities, Inc.|169
VAC|MARRIOTT VACATONS|FMAF|NBCN Inc./ CDS|915
VAC|MARRIOTT VACATONS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1112
VAC|MARRIOTT VACATONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48701
VAC|MARRIOTT VACATONS|FTBR|Foliofn Investments, Inc.|3108
VAC|MARRIOTT VACATONS|GARC|ICAP Corporates LLC|130
VAC|MARRIOTT VACATONS|GEBB|GLOBAL EXECUTION BROKERS, LP|1575
VAC|MARRIOTT VACATONS|GLPX|ACS EXECUTION SERVICES, LLC|12523
VAC|MARRIOTT VACATONS|GNAV|GREEN STREET TRADING, LLC|85000
VAC|MARRIOTT VACATONS|GSCO|GOLDMAN SACHS & CO. LLC|254956
VAC|MARRIOTT VACATONS|GSCS|GOLDMAN SACHS & CO. LLC|8362
VAC|MARRIOTT VACATONS|GSLT|GOLDMAN SACHS & CO. LLC|3351
VAC|MARRIOTT VACATONS|GTSZ|GTS SECURITIES LLC|33332
VAC|MARRIOTT VACATONS|HRBF|American Enterprise Investment Services Inc.|1157
VAC|MARRIOTT VACATONS|IATS|INTERACTIVE BROKERS LLC|8951
VAC|MARRIOTT VACATONS|IBKR|Interactive Brokers Llc|5869
VAC|MARRIOTT VACATONS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1399
VAC|MARRIOTT VACATONS|ICBX|INSTINET, LLC|44738
VAC|MARRIOTT VACATONS|IEQY|CITADEL SECURITIES LLC|18179
VAC|MARRIOTT VACATONS|INCA|INSTINET, LLC|77071
VAC|MARRIOTT VACATONS|INJX|INSTINET, LLC|7968
VAC|MARRIOTT VACATONS|ITGI|ITG Inc.|40129
VAC|MARRIOTT VACATONS|ITGP|ITG INC.|21000
VAC|MARRIOTT VACATONS|JANY|Janney Montgomery Scott Inc.|156
VAC|MARRIOTT VACATONS|JEFF|JEFFERIES LLC|101818
VAC|MARRIOTT VACATONS|JMPT|JUMP TRADING, LLC|18013
VAC|MARRIOTT VACATONS|JPBX|J.P. MORGAN SECURITIES LLC|13024
VAC|MARRIOTT VACATONS|JPMX|J.P. Morgan Securities LLC|147823
VAC|MARRIOTT VACATONS|JSJX|JANE STREET CAPITAL LLC|10108
VAC|MARRIOTT VACATONS|KCGM|VIRTU Americas LLC|30532
VAC|MARRIOTT VACATONS|LEHM|Barclays Capital Inc./Le|142743
VAC|MARRIOTT VACATONS|LIME|Lime Brokerage LLC|8760
VAC|MARRIOTT VACATONS|LQNA|LIQUIDNET, INC.|118100
VAC|MARRIOTT VACATONS|LQNB|LIQUIDNET, INC.|6000
VAC|MARRIOTT VACATONS|LSCI|Lek Securities Corporation|227
VAC|MARRIOTT VACATONS|MCMF|Raymond James Ltd. Cds|300
VAC|MARRIOTT VACATONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36516
VAC|MARRIOTT VACATONS|MOTF|MOTIF INVESTING, INC.|6
VAC|MARRIOTT VACATONS|MSCO|MORGAN STANLEY & CO. LLC|509087
VAC|MARRIOTT VACATONS|MSPL|MORGAN STANLEY & CO. LLC|177600
VAC|MARRIOTT VACATONS|MSTX|MORGAN STANLEY & CO. LLC|8600
VAC|MARRIOTT VACATONS|MZHO|Mizuho Securities USA LLC|114520
VAC|MARRIOTT VACATONS|NFSC|National Financial Services LLC|37415
VAC|MARRIOTT VACATONS|NITE|VIRTU Americas LLC|99731
VAC|MARRIOTT VACATONS|NITP|VIRTU Americas LLC|200
VAC|MARRIOTT VACATONS|NQRB|Brut, LLC|1078
VAC|MARRIOTT VACATONS|NTRC|Northern Trust Securities, Inc.|217
VAC|MARRIOTT VACATONS|ONEL|O'NEIL SECURITIES, INCORPORATED|42749
VAC|MARRIOTT VACATONS|OPCO|Oppenheimer & Co. Inc.|46111
VAC|MARRIOTT VACATONS|OTAA|OTA LLC|3600
VAC|MARRIOTT VACATONS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
VAC|MARRIOTT VACATONS|PDQM|CODA MARKETS, INC.|18706
VAC|MARRIOTT VACATONS|PWJC|UBS Financial Services, Inc.|606
VAC|MARRIOTT VACATONS|QMSR|QUATTRO M SECURITIES INC.|12612
VAC|MARRIOTT VACATONS|RBCM|RBC CAPITAL MARKETS, LLC|999
VAC|MARRIOTT VACATONS|RHCO|Suntrust Robinson Humphrey, Inc.|930
VAC|MARRIOTT VACATONS|SAGL|SAGETRADER, LLC|765
VAC|MARRIOTT VACATONS|SAGW|SAGETRADER, LLC|2
VAC|MARRIOTT VACATONS|SBSH|Citigroup Global Markets Inc.|23666
VAC|MARRIOTT VACATONS|SGMT|GOLDMAN SACHS & CO. LLC|71353
VAC|MARRIOTT VACATONS|SPDR|SPEEDROUTE LLC|2000
VAC|MARRIOTT VACATONS|STFL|Stifel, Nicolaus & Company, Incorporated|14622
VAC|MARRIOTT VACATONS|STKP|STOCKPILE INVESTMENTS, INC.|14
VAC|MARRIOTT VACATONS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|796
VAC|MARRIOTT VACATONS|SWIM|TD Ameritrade, Inc.|3494
VAC|MARRIOTT VACATONS|SWST|Hilltop Securities Inc.|1
VAC|MARRIOTT VACATONS|TIAD|Triad Securities Corp|15
VAC|MARRIOTT VACATONS|TKNG|ALLY INVEST SECURITIES LLC|93
VAC|MARRIOTT VACATONS|TRBT|Tradebot Systems, Inc.|64431
VAC|MARRIOTT VACATONS|TRCM|TRC MARKETS LLC|35771
VAC|MARRIOTT VACATONS|UBSA|UBS SECURITIES LLC|305517
VAC|MARRIOTT VACATONS|UBSS|UBS Securities LLC|503023
VAC|MARRIOTT VACATONS|UFPA|UNITED FIRST PARTNERS LLC|1500
VAC|MARRIOTT VACATONS|VALX|VIRTU AMERICAS LLC|12283
VAC|MARRIOTT VACATONS|VGRD|Vanguard Marketing Corporation|521
VAC|MARRIOTT VACATONS|WBPX|SUMMIT SECURITIES GROUP, LLC|300
VAC|MARRIOTT VACATONS|WCHV|WELLS FARGO SECURITIES, LLC|30618
VAC|MARRIOTT VACATONS|WDNX|WEEDEN & CO.L.P.|1246
VAC|MARRIOTT VACATONS|WEDB|WEDBUSH SECURITIES INC.|31
VAC|MARRIOTT VACATONS|WEED|Weeden & Co.L.P.|13271
VAC|MARRIOTT VACATONS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4131
VAC|MARRIOTT VACATONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18948
VAC|MARRIOTT VACATONS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|117
VAC|MARRIOTT VACATONS|WSEA|WOLVERINE SECURITIES, LLC|2614
VAC|MARRIOTT VACATONS|XIST|INSTINET, LLC|20800
VAC|MARRIOTT VACATONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|6698
VAC|MARRIOTT VACATONS|YKNA|COMHAR CAPITAL MARKETS, LLC|301
VAC|MARRIOTT VACATONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1242
VALE|VALE S.A. ADS|ADAM|CANACCORD GENUITY INC.|18493
VALE|VALE S.A. ADS|ALTX|Alternet Securities Inc.|78998
VALE|VALE S.A. ADS|ANOS|ABEL/NOSER, L.L.C.|28052
VALE|VALE S.A. ADS|APCC|Apex Clearing Corporation|35555
VALE|VALE S.A. ADS|BARD|Robert W. Baird & Co. Incorporated|114
VALE|VALE S.A. ADS|BATM|CBOE TRADING, INC.|36212
VALE|VALE S.A. ADS|BAYC|BAY CREST PARTNERS, LLC|286909
VALE|VALE S.A. ADS|BAYT|BTIG, LLC|45500
VALE|VALE S.A. ADS|BBNT|BB&T SECURITIES, LLC|300
VALE|VALE S.A. ADS|BERN|Sanford C. Bernstein & Co., LLC|335193
VALE|VALE S.A. ADS|BIDS|BIDS TRADING L.P.|1700
VALE|VALE S.A. ADS|BIMI|Banca IMI Securities Corp.|3806
VALE|VALE S.A. ADS|BKCM|BNY Mellon Capital Markets LLC|1808
VALE|VALE S.A. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|426961
VALE|VALE S.A. ADS|BLKX|INSTINET, LLC|194661
VALE|VALE S.A. ADS|BMOC|BMO Capital Markets Corp.|33400
VALE|VALE S.A. ADS|BNCH|The Benchmark Company, LLC|34602
VALE|VALE S.A. ADS|BNPX|BNP PARIBAS SECURITIES CORP.|160927
VALE|VALE S.A. ADS|BTIG|BTIG, LLC|536646
VALE|VALE S.A. ADS|BYXM|CBOE TRADING, INC.|5417
VALE|VALE S.A. ADS|BZYD|GOLDMAN SACHS & CO. LLC|1100
VALE|VALE S.A. ADS|CBLC|CITIGROUP GLOBAL MARKETS INC.|73158
VALE|VALE S.A. ADS|CHAS|Charles Schwab & Co., Inc.|46630
VALE|VALE S.A. ADS|CHBC|PENSERRA SECURITIES, LLC|280000
VALE|VALE S.A. ADS|CICF|Canaccord Genuity Corp.|5509
VALE|VALE S.A. ADS|CIST|Capital Institutional Services, Inc.|23069
VALE|VALE S.A. ADS|CLSA|CLSA AMERICAS, LLC|251050
VALE|VALE S.A. ADS|CNFR|Cowen Prime Services LLC|100
VALE|VALE S.A. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|654810
VALE|VALE S.A. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|469
VALE|VALE S.A. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
VALE|VALE S.A. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5652067
VALE|VALE S.A. ADS|CTDL|Citadel Derivatives Group Llc|132821
VALE|VALE S.A. ADS|CTLR|CUTLER GROUP, LP|5900
VALE|VALE S.A. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1381728
VALE|VALE S.A. ADS|DADA|D.A. Davidson & Co.|433
VALE|VALE S.A. ADS|DBAB|Deutsche Bank Securities Inc.|1719643
VALE|VALE S.A. ADS|DBAX|Deutsche Bank Securities Inc.|3796200
VALE|VALE S.A. ADS|DBUL|Deutsche Bank Securities Inc.|44171
VALE|VALE S.A. ADS|DCHF|Dart Executions, LLC|10397
VALE|VALE S.A. ADS|DEAN|MORGAN STANLEY|130945
VALE|VALE S.A. ADS|DEGS|RONIN PROFESSIONAL LLC|100
VALE|VALE S.A. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1040188
VALE|VALE S.A. ADS|EBXL|EBX LLC|4109700
VALE|VALE S.A. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|89991
VALE|VALE S.A. ADS|EDJC|Edward Jones / CDS|6640
VALE|VALE S.A. ADS|EDJO|Edward D. Jones & Co., L.P.|2481
VALE|VALE S.A. ADS|EGAM|CBOE TRADING, INC.|57413
VALE|VALE S.A. ADS|EGAW|CBOE TRADING, INC.|620
VALE|VALE S.A. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|100
VALE|VALE S.A. ADS|EGXM|CBOE TRADING, INC.|31674
VALE|VALE S.A. ADS|ETBE|Electronic Transaction Clearing, Inc.|301395
VALE|VALE S.A. ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
VALE|VALE S.A. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1800
VALE|VALE S.A. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
VALE|VALE S.A. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1550
VALE|VALE S.A. ADS|ETRS|E*Trade Securities LLC|1198348
VALE|VALE S.A. ADS|FBRC|B. RILEY FBR, INC.|4000
VALE|VALE S.A. ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|398
VALE|VALE S.A. ADS|FILL|Tradestation Securities, Inc.|184153
VALE|VALE S.A. ADS|FMAF|NBCN Inc./ CDS|21306
VALE|VALE S.A. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4300
VALE|VALE S.A. ADS|FQLS|Quantlab Securities LP|2421598
VALE|VALE S.A. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|166618
VALE|VALE S.A. ADS|FTBR|Foliofn Investments, Inc.|21271
VALE|VALE S.A. ADS|GARC|ICAP Corporates LLC|91086
VALE|VALE S.A. ADS|GBMT|GBM International, Inc.|21718
VALE|VALE S.A. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|148152
VALE|VALE S.A. ADS|GLIS|TD Securities Inc|424172
VALE|VALE S.A. ADS|GLPX|ACS EXECUTION SERVICES, LLC|185990
VALE|VALE S.A. ADS|GSCO|GOLDMAN SACHS & CO. LLC|15129754
VALE|VALE S.A. ADS|GSCS|GOLDMAN SACHS & CO. LLC|181729
VALE|VALE S.A. ADS|GSIC|GLOBAL STRATEGIC INVESTMENTS|3100
VALE|VALE S.A. ADS|GSLT|GOLDMAN SACHS & CO. LLC|467880
VALE|VALE S.A. ADS|GTSZ|GTS SECURITIES LLC|679166
VALE|VALE S.A. ADS|HASF|Haywood Securities Inc./CDS|5900
VALE|VALE S.A. ADS|HRBF|American Enterprise Investment Services Inc.|57942
VALE|VALE S.A. ADS|HSBC|HSBC Securities, Inc.|948860
VALE|VALE S.A. ADS|IATS|INTERACTIVE BROKERS LLC|404392
VALE|VALE S.A. ADS|IBKR|Interactive Brokers Llc|623718
VALE|VALE S.A. ADS|ICBX|INSTINET, LLC|2581097
VALE|VALE S.A. ADS|INCA|INSTINET, LLC|2868462
VALE|VALE S.A. ADS|INJX|INSTINET, LLC|81111
VALE|VALE S.A. ADS|INTL|INTL FCSTONE FINANCIAL INC.|163
VALE|VALE S.A. ADS|ITGI|ITG Inc.|574232
VALE|VALE S.A. ADS|ITGP|ITG INC.|2811400
VALE|VALE S.A. ADS|JANY|Janney Montgomery Scott Inc.|3259
VALE|VALE S.A. ADS|JEFF|JEFFERIES LLC|2326876
VALE|VALE S.A. ADS|JMPT|JUMP TRADING, LLC|570056
VALE|VALE S.A. ADS|JONE|JonesTrading|20235
VALE|VALE S.A. ADS|JPBX|J.P. MORGAN SECURITIES LLC|632998
VALE|VALE S.A. ADS|JPMX|J.P. Morgan Securities LLC|7267440
VALE|VALE S.A. ADS|JSJX|JANE STREET CAPITAL LLC|110639
VALE|VALE S.A. ADS|JUTA|JUMP TRADING, LLC|42196
VALE|VALE S.A. ADS|KCGM|VIRTU Americas LLC|973382
VALE|VALE S.A. ADS|KEYB|KEYBANC CAPITAL MARKETS INC.|1550
VALE|VALE S.A. ADS|LEHM|Barclays Capital Inc./Le|14170400
VALE|VALE S.A. ADS|LIME|Lime Brokerage LLC|5004767
VALE|VALE S.A. ADS|LOOP|Loop Capital Markets LLC|64000
VALE|VALE S.A. ADS|LPCM|Lampert Capital Markets Inc.|48967
VALE|VALE S.A. ADS|LQNA|LIQUIDNET, INC.|511300
VALE|VALE S.A. ADS|LSCI|Lek Securities Corporation|175183
VALE|VALE S.A. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
VALE|VALE S.A. ADS|MACQ|Macquarie Capital (USA) Inc.|361103
VALE|VALE S.A. ADS|MAXM|Maxim Group LLC|11765
VALE|VALE S.A. ADS|MCMF|Raymond James Ltd. Cds|780
VALE|VALE S.A. ADS|MKMP|MKM Partners LLC|102556
VALE|VALE S.A. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4094727
VALE|VALE S.A. ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|50158
VALE|VALE S.A. ADS|MNDX|TJM Investments, LLC|22600
VALE|VALE S.A. ADS|MOTF|MOTIF INVESTING, INC.|16
VALE|VALE S.A. ADS|MPSG|E D & F Man Capital Markets Inc.|50597
VALE|VALE S.A. ADS|MSCO|MORGAN STANLEY & CO. LLC|27632862
VALE|VALE S.A. ADS|MSPL|MORGAN STANLEY & CO. LLC|15932900
VALE|VALE S.A. ADS|MSTX|MORGAN STANLEY & CO. LLC|1614900
VALE|VALE S.A. ADS|MZHO|Mizuho Securities USA LLC|350000
VALE|VALE S.A. ADS|NATL|National Securities Corporation|285
VALE|VALE S.A. ADS|NFSC|National Financial Services LLC|2715348
VALE|VALE S.A. ADS|NITE|VIRTU Americas LLC|15289066
VALE|VALE S.A. ADS|NITP|VIRTU Americas LLC|1499649
VALE|VALE S.A. ADS|NMRA|Nomura Securities International, Inc.|26800
VALE|VALE S.A. ADS|NQRB|Brut, LLC|82864
VALE|VALE S.A. ADS|NTBF|BMO Nesbitt Burns Inc./CDS|29702
VALE|VALE S.A. ADS|NTRC|Northern Trust Securities, Inc.|12356
VALE|VALE S.A. ADS|OHOS|TWO SIGMA SECURITIES, LLC|188288
VALE|VALE S.A. ADS|OPCO|Oppenheimer & Co. Inc.|22920
VALE|VALE S.A. ADS|PACT|BTG Pactual US Capital Corp.|115210
VALE|VALE S.A. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
VALE|VALE S.A. ADS|PCFF|Pacific International Securities Inc./CDS|685
VALE|VALE S.A. ADS|PCPT|PHILLIP CAPITAL INC.|9420
VALE|VALE S.A. ADS|PDQM|CODA MARKETS, INC.|254897
VALE|VALE S.A. ADS|PHLY|NASDAQ Execution Services, LLC|10000
VALE|VALE S.A. ADS|PIPR|Piper Jaffray & Co.|30392
VALE|VALE S.A. ADS|PNSR|Penserra Securities, LLC|43353
VALE|VALE S.A. ADS|PWJC|UBS Financial Services, Inc.|165282
VALE|VALE S.A. ADS|QMSR|QUATTRO M SECURITIES INC.|41966
VALE|VALE S.A. ADS|RBCM|RBC CAPITAL MARKETS, LLC|37011
VALE|VALE S.A. ADS|RHCO|Suntrust Robinson Humphrey, Inc.|25000
VALE|VALE S.A. ADS|ROTH|Roth Capital Partners, LLC|2930
VALE|VALE S.A. ADS|SAGL|SAGETRADER, LLC|18400
VALE|VALE S.A. ADS|SAGW|SAGETRADER, LLC|600
VALE|VALE S.A. ADS|SALI|INTL FCSTONE FINANCIAL INC.|55
VALE|VALE S.A. ADS|SBRX|MURIEL SIEBERT & CO INC|111
VALE|VALE S.A. ADS|SBSH|Citigroup Global Markets Inc.|2467402
VALE|VALE S.A. ADS|SEIC|SEI Investments Distribution Co.|357
VALE|VALE S.A. ADS|SGMT|GOLDMAN SACHS & CO. LLC|2902942
VALE|VALE S.A. ADS|SOGO|Wang Investment Associates, Inc.|210
VALE|VALE S.A. ADS|SPDR|SPEEDROUTE LLC|115504
VALE|VALE S.A. ADS|SPGS|Sea Port Group Securities, LLC|1900
VALE|VALE S.A. ADS|SPNT|SEVEN POINTS CAPITAL, LLC|200
VALE|VALE S.A. ADS|SPTD|MINT GLOBAL MARKETS, INC.|35905
VALE|VALE S.A. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|70041
VALE|VALE S.A. ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13283
VALE|VALE S.A. ADS|SWIM|TD Ameritrade, Inc.|15711936
VALE|VALE S.A. ADS|SWST|Hilltop Securities Inc.|9354
VALE|VALE S.A. ADS|TKNG|ALLY INVEST SECURITIES LLC|29770
VALE|VALE S.A. ADS|TRBT|Tradebot Systems, Inc.|1698052
VALE|VALE S.A. ADS|TRCM|TRC MARKETS LLC|2745548
VALE|VALE S.A. ADS|TWTT|TASTYWORKS, INC.|391
VALE|VALE S.A. ADS|UBSA|UBS SECURITIES LLC|12594777
VALE|VALE S.A. ADS|UBSS|UBS Securities LLC|8496473
VALE|VALE S.A. ADS|VALX|VIRTU AMERICAS LLC|699316
VALE|VALE S.A. ADS|VGRD|Vanguard Marketing Corporation|177146
VALE|VALE S.A. ADS|VSIN|Vision Financial Markets Llc|55
VALE|VALE S.A. ADS|WABR|Wall Street Access|1500
VALE|VALE S.A. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|15356
VALE|VALE S.A. ADS|WCHV|WELLS FARGO SECURITIES, LLC|2170770
VALE|VALE S.A. ADS|WEDB|WEDBUSH SECURITIES INC.|1389
VALE|VALE S.A. ADS|WEED|Weeden & Co.L.P.|295102
VALE|VALE S.A. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|273074
VALE|VALE S.A. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|231496
VALE|VALE S.A. ADS|WGIF|CIBC World Markets Inc.|23705
VALE|VALE S.A. ADS|WMCL|White Mountain Capital, LLC|1000
VALE|VALE S.A. ADS|WSAG|WALL STREET ACCESS|1700
VALE|VALE S.A. ADS|WSEA|WOLVERINE SECURITIES, LLC|40025
VALE|VALE S.A. ADS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|26598
VALE|VALE S.A. ADS|XIST|INSTINET, LLC|1733366
VALE|VALE S.A. ADS|XPUS|XP SECURITIES, LLC|449177
VALE|VALE S.A. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|269382
VALE|VALE S.A. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|3776
VALE|VALE S.A. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|45800
VALQ|AMERICAN CENTURY STO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2300
VALQ|AMERICAN CENTURY STO|ETRS|E*Trade Securities LLC|8
VALQ|AMERICAN CENTURY STO|GSLT|GOLDMAN SACHS & CO. LLC|100
VALQ|AMERICAN CENTURY STO|ICBX|INSTINET, LLC|100
VALQ|AMERICAN CENTURY STO|ITGP|ITG INC.|200
VALQ|AMERICAN CENTURY STO|JSJX|JANE STREET CAPITAL LLC|1144
VALQ|AMERICAN CENTURY STO|KCGM|VIRTU Americas LLC|409
VALQ|AMERICAN CENTURY STO|MSCO|MORGAN STANLEY & CO. LLC|227
VALQ|AMERICAN CENTURY STO|NFSC|National Financial Services LLC|340
VALQ|AMERICAN CENTURY STO|NITE|VIRTU Americas LLC|669
VALQ|AMERICAN CENTURY STO|RBCM|RBC CAPITAL MARKETS, LLC|400
VALQ|AMERICAN CENTURY STO|UBSA|UBS SECURITIES LLC|954
VALQ|AMERICAN CENTURY STO|UBSS|UBS Securities LLC|500
VALQ|AMERICAN CENTURY STO|WCHV|WELLS FARGO SECURITIES, LLC|216
VALU|VALUE LINE INC    ##|APCC|Apex Clearing Corporation|300
VALU|VALUE LINE INC    ##|BATM|CBOE TRADING, INC.|547
VALU|VALUE LINE INC    ##|BMOC|BMO Capital Markets Corp.|174
VALU|VALUE LINE INC    ##|BNPX|BNP PARIBAS SECURITIES CORP.|63
VALU|VALUE LINE INC    ##|BTIG|BTIG, LLC|256
VALU|VALUE LINE INC    ##|CANT|Cantor Fitzgerald & Co.|87
VALU|VALUE LINE INC    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1116
VALU|VALUE LINE INC    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2605
VALU|VALUE LINE INC    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1015
VALU|VALUE LINE INC    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|541
VALU|VALUE LINE INC    ##|CTDL|Citadel Derivatives Group Llc|4
VALU|VALUE LINE INC    ##|DBAB|Deutsche Bank Securities Inc.|16272
VALU|VALUE LINE INC    ##|DBAX|Deutsche Bank Securities Inc.|300
VALU|VALUE LINE INC    ##|EBXL|EBX LLC|800
VALU|VALUE LINE INC    ##|EGAM|CBOE TRADING, INC.|300
VALU|VALUE LINE INC    ##|EGXW|CBOE TRADING, INC.|520
VALU|VALUE LINE INC    ##|ETRS|E*Trade Securities LLC|105
VALU|VALUE LINE INC    ##|FBCO|Credit Suisse Securities (USA) LLC|1450
VALU|VALUE LINE INC    ##|FILL|Tradestation Securities, Inc.|28
VALU|VALUE LINE INC    ##|FOMA|TD AMERITRADE CLEARING, INC.|19628
VALU|VALUE LINE INC    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|113
VALU|VALUE LINE INC    ##|FTBR|Foliofn Investments, Inc.|887
VALU|VALUE LINE INC    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|100
VALU|VALUE LINE INC    ##|GLPX|ACS EXECUTION SERVICES, LLC|600
VALU|VALUE LINE INC    ##|GSCO|GOLDMAN SACHS & CO. LLC|134884
VALU|VALUE LINE INC    ##|GSCS|GOLDMAN SACHS & CO. LLC|200
VALU|VALUE LINE INC    ##|GTSZ|GTS SECURITIES LLC|640
VALU|VALUE LINE INC    ##|IATS|INTERACTIVE BROKERS LLC|602
VALU|VALUE LINE INC    ##|IBKR|Interactive Brokers Llc|6955
VALU|VALUE LINE INC    ##|ICBX|INSTINET, LLC|600
VALU|VALUE LINE INC    ##|IEQY|CITADEL SECURITIES LLC|100
VALU|VALUE LINE INC    ##|INCA|INSTINET, LLC|18321
VALU|VALUE LINE INC    ##|ITGI|ITG Inc.|100
VALU|VALUE LINE INC    ##|ITGP|ITG INC.|200
VALU|VALUE LINE INC    ##|JEFF|JEFFERIES LLC|15
VALU|VALUE LINE INC    ##|JPMX|J.P. Morgan Securities LLC|855
VALU|VALUE LINE INC    ##|KCGM|VIRTU Americas LLC|300
VALU|VALUE LINE INC    ##|LEHM|Barclays Capital Inc./Le|535
VALU|VALUE LINE INC    ##|LIME|Lime Brokerage LLC|6050
VALU|VALUE LINE INC    ##|LMGP|LIME BROKERAGE LLC|4861
VALU|VALUE LINE INC    ##|MAXM|Maxim Group LLC|77
VALU|VALUE LINE INC    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
VALU|VALUE LINE INC    ##|MSCO|MORGAN STANLEY & CO. LLC|5125
VALU|VALUE LINE INC    ##|MSPL|MORGAN STANLEY & CO. LLC|300
VALU|VALUE LINE INC    ##|NFSC|National Financial Services LLC|6
VALU|VALUE LINE INC    ##|NITE|VIRTU Americas LLC|6710
VALU|VALUE LINE INC    ##|PDQM|CODA MARKETS, INC.|1196
VALU|VALUE LINE INC    ##|SBSH|Citigroup Global Markets Inc.|913
VALU|VALUE LINE INC    ##|SGMT|GOLDMAN SACHS & CO. LLC|100
VALU|VALUE LINE INC    ##|SPDR|SPEEDROUTE LLC|1500
VALU|VALUE LINE INC    ##|SWIM|TD Ameritrade, Inc.|3209
VALU|VALUE LINE INC    ##|TMBR|Timber Hill LLC|31
VALU|VALUE LINE INC    ##|TRCM|TRC MARKETS LLC|2413
VALU|VALUE LINE INC    ##|UBSA|UBS SECURITIES LLC|1715
VALU|VALUE LINE INC    ##|UBSS|UBS Securities LLC|2383
VALU|VALUE LINE INC    ##|VALX|VIRTU AMERICAS LLC|335
VALU|VALUE LINE INC    ##|WCHV|WELLS FARGO SECURITIES, LLC|1353
VALU|VALUE LINE INC    ##|WEDB|WEDBUSH SECURITIES INC.|3500
VALU|VALUE LINE INC    ##|WSEA|WOLVERINE SECURITIES, LLC|228
VALX|VALIDEA MARKET LEGEN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
VALX|VALIDEA MARKET LEGEN|CANT|Cantor Fitzgerald & Co.|1011
VALX|VALIDEA MARKET LEGEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|242
VALX|VALIDEA MARKET LEGEN|DBAX|Deutsche Bank Securities Inc.|100
VALX|VALIDEA MARKET LEGEN|FBCO|Credit Suisse Securities (USA) LLC|94
VALX|VALIDEA MARKET LEGEN|FTBR|Foliofn Investments, Inc.|939
VALX|VALIDEA MARKET LEGEN|GSLT|GOLDMAN SACHS & CO. LLC|100
VALX|VALIDEA MARKET LEGEN|JSJX|JANE STREET CAPITAL LLC|50
VALX|VALIDEA MARKET LEGEN|LIME|Lime Brokerage LLC|96
VALX|VALIDEA MARKET LEGEN|MSCO|MORGAN STANLEY & CO. LLC|120
VALX|VALIDEA MARKET LEGEN|NITE|VIRTU Americas LLC|1696
VALX|VALIDEA MARKET LEGEN|NITP|VIRTU Americas LLC|99
VALX|VALIDEA MARKET LEGEN|WEDB|WEDBUSH SECURITIES INC.|100
VAM|THE VIVALDI OPPORTUN|MSCO|MORGAN STANLEY & CO. LLC|300
VAM|THE VIVALDI OPPORTUN|NFSC|National Financial Services LLC|1102
VAM|THE VIVALDI OPPORTUN|NITE|VIRTU Americas LLC|52
VAM|THE VIVALDI OPPORTUN|WSEA|WOLVERINE SECURITIES, LLC|10
VAMO|CAMBRIA VALUE AND MO|APCC|Apex Clearing Corporation|6897
VAMO|CAMBRIA VALUE AND MO|BATM|CBOE TRADING, INC.|134
VAMO|CAMBRIA VALUE AND MO|CHAS|Charles Schwab & Co., Inc.|2
VAMO|CAMBRIA VALUE AND MO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1003
VAMO|CAMBRIA VALUE AND MO|DBAX|Deutsche Bank Securities Inc.|100
VAMO|CAMBRIA VALUE AND MO|EBXL|EBX LLC|200
VAMO|CAMBRIA VALUE AND MO|EDJO|Edward D. Jones & Co., L.P.|17
VAMO|CAMBRIA VALUE AND MO|ETRS|E*Trade Securities LLC|4648
VAMO|CAMBRIA VALUE AND MO|FTBR|Foliofn Investments, Inc.|36
VAMO|CAMBRIA VALUE AND MO|GTSZ|GTS SECURITIES LLC|400
VAMO|CAMBRIA VALUE AND MO|IATS|INTERACTIVE BROKERS LLC|697
VAMO|CAMBRIA VALUE AND MO|IBKR|Interactive Brokers Llc|1224
VAMO|CAMBRIA VALUE AND MO|JPMX|J.P. Morgan Securities LLC|2200
VAMO|CAMBRIA VALUE AND MO|JSEB|JANE STREET EXECUTION SERVICES, LLC|5441
VAMO|CAMBRIA VALUE AND MO|JSJX|JANE STREET CAPITAL LLC|30370
VAMO|CAMBRIA VALUE AND MO|KCGM|VIRTU Americas LLC|1174
VAMO|CAMBRIA VALUE AND MO|LIME|Lime Brokerage LLC|179
VAMO|CAMBRIA VALUE AND MO|LSCI|Lek Securities Corporation|40
VAMO|CAMBRIA VALUE AND MO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
VAMO|CAMBRIA VALUE AND MO|MSCO|MORGAN STANLEY & CO. LLC|2523
VAMO|CAMBRIA VALUE AND MO|MSPL|MORGAN STANLEY & CO. LLC|100
VAMO|CAMBRIA VALUE AND MO|NFSC|National Financial Services LLC|33638
VAMO|CAMBRIA VALUE AND MO|NITE|VIRTU Americas LLC|24077
VAMO|CAMBRIA VALUE AND MO|RBCM|RBC CAPITAL MARKETS, LLC|421
VAMO|CAMBRIA VALUE AND MO|SBSH|Citigroup Global Markets Inc.|49
VAMO|CAMBRIA VALUE AND MO|SWIM|TD Ameritrade, Inc.|1230
VAMO|CAMBRIA VALUE AND MO|SWST|Hilltop Securities Inc.|100
VAMO|CAMBRIA VALUE AND MO|UBSA|UBS SECURITIES LLC|6061
VAMO|CAMBRIA VALUE AND MO|UBSS|UBS Securities LLC|5498
VAMO|CAMBRIA VALUE AND MO|VGRD|Vanguard Marketing Corporation|1589
VAMO|CAMBRIA VALUE AND MO|WCHV|WELLS FARGO SECURITIES, LLC|12983
VAMO|CAMBRIA VALUE AND MO|WSEA|WOLVERINE SECURITIES, LLC|100
VAMO|CAMBRIA VALUE AND MO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
VAR|VARIAN MED SYS INC|ALTX|Alternet Securities Inc.|1500
VAR|VARIAN MED SYS INC|ANOS|ABEL/NOSER, L.L.C.|100
VAR|VARIAN MED SYS INC|APCC|Apex Clearing Corporation|609
VAR|VARIAN MED SYS INC|BARD|Robert W. Baird & Co. Incorporated|514
VAR|VARIAN MED SYS INC|BATM|CBOE TRADING, INC.|3970
VAR|VARIAN MED SYS INC|BAYC|BAY CREST PARTNERS, LLC|58
VAR|VARIAN MED SYS INC|BBNT|BB&T SECURITIES, LLC|1236
VAR|VARIAN MED SYS INC|BERN|Sanford C. Bernstein & Co., LLC|154774
VAR|VARIAN MED SYS INC|BGCE|BGC Financial Inc.|2780
VAR|VARIAN MED SYS INC|BIDS|BIDS TRADING L.P.|200
VAR|VARIAN MED SYS INC|BIMI|Banca IMI Securities Corp.|36
VAR|VARIAN MED SYS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2541
VAR|VARIAN MED SYS INC|BLKX|INSTINET, LLC|6467
VAR|VARIAN MED SYS INC|BNPX|BNP PARIBAS SECURITIES CORP.|56239
VAR|VARIAN MED SYS INC|BTIG|BTIG, LLC|9000
VAR|VARIAN MED SYS INC|BYXM|CBOE TRADING, INC.|100
VAR|VARIAN MED SYS INC|BZYD|GOLDMAN SACHS & CO. LLC|500
VAR|VARIAN MED SYS INC|CANT|Cantor Fitzgerald & Co.|287
VAR|VARIAN MED SYS INC|CHAS|Charles Schwab & Co., Inc.|6347
VAR|VARIAN MED SYS INC|CIBP|CIBC World Markets Corp.|17508
VAR|VARIAN MED SYS INC|CIST|Capital Institutional Services, Inc.|72
VAR|VARIAN MED SYS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52442
VAR|VARIAN MED SYS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
VAR|VARIAN MED SYS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|321
VAR|VARIAN MED SYS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|287840
VAR|VARIAN MED SYS INC|CTDL|Citadel Derivatives Group Llc|4712
VAR|VARIAN MED SYS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|20880
VAR|VARIAN MED SYS INC|DADA|D.A. Davidson & Co.|98
VAR|VARIAN MED SYS INC|DBAB|Deutsche Bank Securities Inc.|348414
VAR|VARIAN MED SYS INC|DBAX|Deutsche Bank Securities Inc.|146900
VAR|VARIAN MED SYS INC|DBUL|Deutsche Bank Securities Inc.|900
VAR|VARIAN MED SYS INC|DCHF|Dart Executions, LLC|837
VAR|VARIAN MED SYS INC|DEAN|MORGAN STANLEY|1993
VAR|VARIAN MED SYS INC|DEGS|RONIN PROFESSIONAL LLC|198
VAR|VARIAN MED SYS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|306
VAR|VARIAN MED SYS INC|DRWK|DRW SECURITIES, L.L.C.|764
VAR|VARIAN MED SYS INC|EBXL|EBX LLC|111900
VAR|VARIAN MED SYS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5676
VAR|VARIAN MED SYS INC|EDJO|Edward D. Jones & Co., L.P.|1535
VAR|VARIAN MED SYS INC|EGAM|CBOE TRADING, INC.|3298
VAR|VARIAN MED SYS INC|EGAW|CBOE TRADING, INC.|167
VAR|VARIAN MED SYS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1400
VAR|VARIAN MED SYS INC|EGXM|CBOE TRADING, INC.|1714
VAR|VARIAN MED SYS INC|EGXW|CBOE TRADING, INC.|59
VAR|VARIAN MED SYS INC|ESPO|ESPOSITO SECURITIES, LLC|3
VAR|VARIAN MED SYS INC|ETBE|Electronic Transaction Clearing, Inc.|12123
VAR|VARIAN MED SYS INC|ETCC|Electronic Transaction Clearing, Inc.|696
VAR|VARIAN MED SYS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|21697
VAR|VARIAN MED SYS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|119
VAR|VARIAN MED SYS INC|ETRS|E*Trade Securities LLC|3197
VAR|VARIAN MED SYS INC|FILL|Tradestation Securities, Inc.|479
VAR|VARIAN MED SYS INC|FMAF|NBCN Inc./ CDS|355
VAR|VARIAN MED SYS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19923
VAR|VARIAN MED SYS INC|FQLS|Quantlab Securities LP|230275
VAR|VARIAN MED SYS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53199
VAR|VARIAN MED SYS INC|FTBR|Foliofn Investments, Inc.|1653
VAR|VARIAN MED SYS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|812
VAR|VARIAN MED SYS INC|GLIS|TD Securities Inc|40
VAR|VARIAN MED SYS INC|GLPX|ACS EXECUTION SERVICES, LLC|9436
VAR|VARIAN MED SYS INC|GSCO|GOLDMAN SACHS & CO. LLC|710846
VAR|VARIAN MED SYS INC|GSCS|GOLDMAN SACHS & CO. LLC|903
VAR|VARIAN MED SYS INC|GSLT|GOLDMAN SACHS & CO. LLC|4451
VAR|VARIAN MED SYS INC|GTSZ|GTS SECURITIES LLC|143038
VAR|VARIAN MED SYS INC|HAPX|HAP Trading, LLC|53
VAR|VARIAN MED SYS INC|HRBF|American Enterprise Investment Services Inc.|1261
VAR|VARIAN MED SYS INC|HSBC|HSBC Securities, Inc.|582
VAR|VARIAN MED SYS INC|IATS|INTERACTIVE BROKERS LLC|1192
VAR|VARIAN MED SYS INC|IBKR|Interactive Brokers Llc|1077
VAR|VARIAN MED SYS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|332
VAR|VARIAN MED SYS INC|ICBX|INSTINET, LLC|24000
VAR|VARIAN MED SYS INC|IEQY|CITADEL SECURITIES LLC|70532
VAR|VARIAN MED SYS INC|INCA|INSTINET, LLC|245724
VAR|VARIAN MED SYS INC|INJX|INSTINET, LLC|11521
VAR|VARIAN MED SYS INC|ITGI|ITG Inc.|46191
VAR|VARIAN MED SYS INC|ITGP|ITG INC.|95200
VAR|VARIAN MED SYS INC|JANY|Janney Montgomery Scott Inc.|837
VAR|VARIAN MED SYS INC|JEFF|JEFFERIES LLC|39905
VAR|VARIAN MED SYS INC|JMPT|JUMP TRADING, LLC|63444
VAR|VARIAN MED SYS INC|JPBX|J.P. MORGAN SECURITIES LLC|76363
VAR|VARIAN MED SYS INC|JPMX|J.P. Morgan Securities LLC|270125
VAR|VARIAN MED SYS INC|JSJX|JANE STREET CAPITAL LLC|5494
VAR|VARIAN MED SYS INC|KCGM|VIRTU Americas LLC|22527
VAR|VARIAN MED SYS INC|LEHM|Barclays Capital Inc./Le|306647
VAR|VARIAN MED SYS INC|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|126
VAR|VARIAN MED SYS INC|LIME|Lime Brokerage LLC|44663
VAR|VARIAN MED SYS INC|LOOP|Loop Capital Markets LLC|204
VAR|VARIAN MED SYS INC|LQNA|LIQUIDNET, INC.|46800
VAR|VARIAN MED SYS INC|LSCI|Lek Securities Corporation|99
VAR|VARIAN MED SYS INC|LVMR|LIVERMORE TRADING GROUP, INC.|18350
VAR|VARIAN MED SYS INC|MACC|Mid Atlantic Capital Corporation|547
VAR|VARIAN MED SYS INC|MAXM|Maxim Group LLC|4744
VAR|VARIAN MED SYS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30900
VAR|VARIAN MED SYS INC|MOTF|MOTIF INVESTING, INC.|74
VAR|VARIAN MED SYS INC|MSCO|MORGAN STANLEY & CO. LLC|881737
VAR|VARIAN MED SYS INC|MSPL|MORGAN STANLEY & CO. LLC|205100
VAR|VARIAN MED SYS INC|MSTX|MORGAN STANLEY & CO. LLC|132300
VAR|VARIAN MED SYS INC|NEUB|NEUBERGER BERMAN BD LLC|100
VAR|VARIAN MED SYS INC|NFSC|National Financial Services LLC|40900
VAR|VARIAN MED SYS INC|NITE|VIRTU Americas LLC|74434
VAR|VARIAN MED SYS INC|NITP|VIRTU Americas LLC|100
VAR|VARIAN MED SYS INC|NQRB|Brut, LLC|3500
VAR|VARIAN MED SYS INC|NTRC|Northern Trust Securities, Inc.|429
VAR|VARIAN MED SYS INC|OHOS|TWO SIGMA SECURITIES, LLC|28825
VAR|VARIAN MED SYS INC|OPCO|Oppenheimer & Co. Inc.|470
VAR|VARIAN MED SYS INC|PDQM|CODA MARKETS, INC.|37210
VAR|VARIAN MED SYS INC|PIPR|Piper Jaffray & Co.|15000
VAR|VARIAN MED SYS INC|PWJC|UBS Financial Services, Inc.|1299
VAR|VARIAN MED SYS INC|QMSR|QUATTRO M SECURITIES INC.|397
VAR|VARIAN MED SYS INC|RBCM|RBC CAPITAL MARKETS, LLC|1406
VAR|VARIAN MED SYS INC|SAGL|SAGETRADER, LLC|124
VAR|VARIAN MED SYS INC|SBSH|Citigroup Global Markets Inc.|44980
VAR|VARIAN MED SYS INC|SGMT|GOLDMAN SACHS & CO. LLC|58622
VAR|VARIAN MED SYS INC|SJLS|TRADE INFORMATICS LLC|200
VAR|VARIAN MED SYS INC|SPDR|SPEEDROUTE LLC|900
VAR|VARIAN MED SYS INC|SPHN|Stephens Inc.|25
VAR|VARIAN MED SYS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|22032
VAR|VARIAN MED SYS INC|STFL|Stifel, Nicolaus & Company, Incorporated|160
VAR|VARIAN MED SYS INC|STKP|STOCKPILE INVESTMENTS, INC.|12
VAR|VARIAN MED SYS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2096
VAR|VARIAN MED SYS INC|SWIM|TD Ameritrade, Inc.|703
VAR|VARIAN MED SYS INC|SWST|Hilltop Securities Inc.|923
VAR|VARIAN MED SYS INC|TKNG|ALLY INVEST SECURITIES LLC|72
VAR|VARIAN MED SYS INC|TRBT|Tradebot Systems, Inc.|129267
VAR|VARIAN MED SYS INC|TRCM|TRC MARKETS LLC|116727
VAR|VARIAN MED SYS INC|UBSA|UBS SECURITIES LLC|281568
VAR|VARIAN MED SYS INC|UBSS|UBS Securities LLC|567918
VAR|VARIAN MED SYS INC|VALX|VIRTU AMERICAS LLC|14160
VAR|VARIAN MED SYS INC|VGRD|Vanguard Marketing Corporation|636
VAR|VARIAN MED SYS INC|WABR|Wall Street Access|900
VAR|VARIAN MED SYS INC|WBLR|WILLIAM BLAIR|1
VAR|VARIAN MED SYS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2014
VAR|VARIAN MED SYS INC|WCHV|WELLS FARGO SECURITIES, LLC|6598
VAR|VARIAN MED SYS INC|WDNX|WEEDEN & CO.L.P.|2146
VAR|VARIAN MED SYS INC|WEDB|WEDBUSH SECURITIES INC.|2609
VAR|VARIAN MED SYS INC|WEED|Weeden & Co.L.P.|2385
VAR|VARIAN MED SYS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8465
VAR|VARIAN MED SYS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11776
VAR|VARIAN MED SYS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|635
VAR|VARIAN MED SYS INC|WOLF|Wolfe Trahan Securities|200
VAR|VARIAN MED SYS INC|WSAG|WALL STREET ACCESS|30
VAR|VARIAN MED SYS INC|WSEA|WOLVERINE SECURITIES, LLC|5643
VAR|VARIAN MED SYS INC|XIST|INSTINET, LLC|48942
VAR|VARIAN MED SYS INC|XPQR|Jump Trading|5470
VAR|VARIAN MED SYS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9010
VAR|VARIAN MED SYS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2605
VAR|VARIAN MED SYS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1727
VAW|VANGUARD MTRL ETF|APCC|Apex Clearing Corporation|108
VAW|VANGUARD MTRL ETF|BALE|M&T SECURITIES, INC.|325
VAW|VANGUARD MTRL ETF|BANK|Primevest Financial Services, Inc.|608
VAW|VANGUARD MTRL ETF|BARD|Robert W. Baird & Co. Incorporated|326
VAW|VANGUARD MTRL ETF|BBNT|BB&T SECURITIES, LLC|777
VAW|VANGUARD MTRL ETF|BERN|Sanford C. Bernstein & Co., LLC|8
VAW|VANGUARD MTRL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6554
VAW|VANGUARD MTRL ETF|CANT|Cantor Fitzgerald & Co.|15340
VAW|VANGUARD MTRL ETF|CHAS|Charles Schwab & Co., Inc.|250
VAW|VANGUARD MTRL ETF|CIST|Capital Institutional Services, Inc.|2244
VAW|VANGUARD MTRL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6485
VAW|VANGUARD MTRL ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
VAW|VANGUARD MTRL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6238
VAW|VANGUARD MTRL ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
VAW|VANGUARD MTRL ETF|DADA|D.A. Davidson & Co.|693
VAW|VANGUARD MTRL ETF|DBAX|Deutsche Bank Securities Inc.|3000
VAW|VANGUARD MTRL ETF|DEAN|MORGAN STANLEY|5362
VAW|VANGUARD MTRL ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
VAW|VANGUARD MTRL ETF|EBXL|EBX LLC|1500
VAW|VANGUARD MTRL ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|460
VAW|VANGUARD MTRL ETF|EDJC|Edward Jones / CDS|85
VAW|VANGUARD MTRL ETF|EDJO|Edward D. Jones & Co., L.P.|1362
VAW|VANGUARD MTRL ETF|EGAM|CBOE TRADING, INC.|1000
VAW|VANGUARD MTRL ETF|EGXM|CBOE TRADING, INC.|3281
VAW|VANGUARD MTRL ETF|ETBE|Electronic Transaction Clearing, Inc.|100
VAW|VANGUARD MTRL ETF|ETRS|E*Trade Securities LLC|3918
VAW|VANGUARD MTRL ETF|FILL|Tradestation Securities, Inc.|50
VAW|VANGUARD MTRL ETF|FINX|FINTECH SECURITIES|272
VAW|VANGUARD MTRL ETF|FMAF|NBCN Inc./ CDS|30
VAW|VANGUARD MTRL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1560
VAW|VANGUARD MTRL ETF|FTBR|Foliofn Investments, Inc.|2877
VAW|VANGUARD MTRL ETF|GBMT|GBM International, Inc.|3425
VAW|VANGUARD MTRL ETF|GLPX|ACS EXECUTION SERVICES, LLC|40840
VAW|VANGUARD MTRL ETF|GSCO|GOLDMAN SACHS & CO. LLC|620
VAW|VANGUARD MTRL ETF|GTSZ|GTS SECURITIES LLC|2349
VAW|VANGUARD MTRL ETF|HRBF|American Enterprise Investment Services Inc.|64620
VAW|VANGUARD MTRL ETF|IATS|INTERACTIVE BROKERS LLC|185
VAW|VANGUARD MTRL ETF|IBKR|Interactive Brokers Llc|665
VAW|VANGUARD MTRL ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1650
VAW|VANGUARD MTRL ETF|ICBX|INSTINET, LLC|400
VAW|VANGUARD MTRL ETF|INCA|INSTINET, LLC|13674
VAW|VANGUARD MTRL ETF|ITGI|ITG Inc.|1857
VAW|VANGUARD MTRL ETF|JANY|Janney Montgomery Scott Inc.|398
VAW|VANGUARD MTRL ETF|JPMX|J.P. Morgan Securities LLC|2900
VAW|VANGUARD MTRL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|3761
VAW|VANGUARD MTRL ETF|JSJX|JANE STREET CAPITAL LLC|102237
VAW|VANGUARD MTRL ETF|KCGM|VIRTU Americas LLC|303
VAW|VANGUARD MTRL ETF|LEHM|Barclays Capital Inc./Le|8535
VAW|VANGUARD MTRL ETF|LIME|Lime Brokerage LLC|16669
VAW|VANGUARD MTRL ETF|LSCI|Lek Securities Corporation|5
VAW|VANGUARD MTRL ETF|MACC|Mid Atlantic Capital Corporation|1551
VAW|VANGUARD MTRL ETF|MAXM|Maxim Group LLC|1315
VAW|VANGUARD MTRL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
VAW|VANGUARD MTRL ETF|MOTF|MOTIF INVESTING, INC.|13
VAW|VANGUARD MTRL ETF|MSCO|MORGAN STANLEY & CO. LLC|118080
VAW|VANGUARD MTRL ETF|MSPL|MORGAN STANLEY & CO. LLC|5100
VAW|VANGUARD MTRL ETF|NATL|National Securities Corporation|19
VAW|VANGUARD MTRL ETF|NFSC|National Financial Services LLC|60882
VAW|VANGUARD MTRL ETF|NITE|VIRTU Americas LLC|158374
VAW|VANGUARD MTRL ETF|NQRB|Brut, LLC|100
VAW|VANGUARD MTRL ETF|NTRC|Northern Trust Securities, Inc.|335
VAW|VANGUARD MTRL ETF|OPCO|Oppenheimer & Co. Inc.|124
VAW|VANGUARD MTRL ETF|PDQM|CODA MARKETS, INC.|451
VAW|VANGUARD MTRL ETF|PWJC|UBS Financial Services, Inc.|1545
VAW|VANGUARD MTRL ETF|QMSR|QUATTRO M SECURITIES INC.|24525
VAW|VANGUARD MTRL ETF|RBCM|RBC CAPITAL MARKETS, LLC|4311
VAW|VANGUARD MTRL ETF|SBSH|Citigroup Global Markets Inc.|38
VAW|VANGUARD MTRL ETF|SGMT|GOLDMAN SACHS & CO. LLC|1697
VAW|VANGUARD MTRL ETF|SPDR|SPEEDROUTE LLC|4900
VAW|VANGUARD MTRL ETF|SPHN|Stephens Inc.|52
VAW|VANGUARD MTRL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|199
VAW|VANGUARD MTRL ETF|SWIM|TD Ameritrade, Inc.|678
VAW|VANGUARD MTRL ETF|SWST|Hilltop Securities Inc.|50
VAW|VANGUARD MTRL ETF|TKNG|ALLY INVEST SECURITIES LLC|3
VAW|VANGUARD MTRL ETF|TRCM|TRC MARKETS LLC|1728
VAW|VANGUARD MTRL ETF|UBSA|UBS SECURITIES LLC|10388
VAW|VANGUARD MTRL ETF|UBSS|UBS Securities LLC|74957
VAW|VANGUARD MTRL ETF|VALX|VIRTU AMERICAS LLC|1176
VAW|VANGUARD MTRL ETF|VGRD|Vanguard Marketing Corporation|71731
VAW|VANGUARD MTRL ETF|WBET|Wallachbeth Capital LLC|1326
VAW|VANGUARD MTRL ETF|WBLR|WILLIAM BLAIR|130
VAW|VANGUARD MTRL ETF|WCHV|WELLS FARGO SECURITIES, LLC|50288
VAW|VANGUARD MTRL ETF|WEED|Weeden & Co.L.P.|763
VAW|VANGUARD MTRL ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1688
VAW|VANGUARD MTRL ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|728
VAW|VANGUARD MTRL ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9
VAW|VANGUARD MTRL ETF|WSEA|WOLVERINE SECURITIES, LLC|4417
VAW|VANGUARD MTRL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9461
VB|VANGUARD SM-CAP ETF|AGIS|Aegis Capital Corp.|921
VB|VANGUARD SM-CAP ETF|ALTX|Alternet Securities Inc.|4709
VB|VANGUARD SM-CAP ETF|APCC|Apex Clearing Corporation|10800
VB|VANGUARD SM-CAP ETF|BALE|M&T SECURITIES, INC.|1739
VB|VANGUARD SM-CAP ETF|BANK|Primevest Financial Services, Inc.|1204
VB|VANGUARD SM-CAP ETF|BARD|Robert W. Baird & Co. Incorporated|15974
VB|VANGUARD SM-CAP ETF|BATM|CBOE TRADING, INC.|9920
VB|VANGUARD SM-CAP ETF|BBNT|BB&T SECURITIES, LLC|5902
VB|VANGUARD SM-CAP ETF|BERN|Sanford C. Bernstein & Co., LLC|11118
VB|VANGUARD SM-CAP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36793
VB|VANGUARD SM-CAP ETF|BMOC|BMO Capital Markets Corp.|178
VB|VANGUARD SM-CAP ETF|BNPX|BNP PARIBAS SECURITIES CORP.|20051
VB|VANGUARD SM-CAP ETF|BYXM|CBOE TRADING, INC.|310
VB|VANGUARD SM-CAP ETF|CANT|Cantor Fitzgerald & Co.|282681
VB|VANGUARD SM-CAP ETF|CHAS|Charles Schwab & Co., Inc.|18851
VB|VANGUARD SM-CAP ETF|CICF|Canaccord Genuity Corp.|169
VB|VANGUARD SM-CAP ETF|CIST|Capital Institutional Services, Inc.|7111
VB|VANGUARD SM-CAP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3958
VB|VANGUARD SM-CAP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|116749
VB|VANGUARD SM-CAP ETF|CSIN|Citadel Securities Institutional LLC|1256530
VB|VANGUARD SM-CAP ETF|CTDL|Citadel Derivatives Group Llc|1123436
VB|VANGUARD SM-CAP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|4000
VB|VANGUARD SM-CAP ETF|DADA|D.A. Davidson & Co.|230
VB|VANGUARD SM-CAP ETF|DBAB|Deutsche Bank Securities Inc.|16917
VB|VANGUARD SM-CAP ETF|DBAX|Deutsche Bank Securities Inc.|39800
VB|VANGUARD SM-CAP ETF|DCHF|Dart Executions, LLC|249
VB|VANGUARD SM-CAP ETF|DEAN|MORGAN STANLEY|41111
VB|VANGUARD SM-CAP ETF|DEGS|RONIN PROFESSIONAL LLC|2200
VB|VANGUARD SM-CAP ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
VB|VANGUARD SM-CAP ETF|EBXL|EBX LLC|51900
VB|VANGUARD SM-CAP ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|6586
VB|VANGUARD SM-CAP ETF|EDJO|Edward D. Jones & Co., L.P.|90388
VB|VANGUARD SM-CAP ETF|EGAM|CBOE TRADING, INC.|4610
VB|VANGUARD SM-CAP ETF|EGXM|CBOE TRADING, INC.|4183
VB|VANGUARD SM-CAP ETF|ETBE|Electronic Transaction Clearing, Inc.|5803
VB|VANGUARD SM-CAP ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23255
VB|VANGUARD SM-CAP ETF|ETRS|E*Trade Securities LLC|33908
VB|VANGUARD SM-CAP ETF|FBSB|U.S. Bancorp Investments, Inc.|761
VB|VANGUARD SM-CAP ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|153
VB|VANGUARD SM-CAP ETF|FILL|Tradestation Securities, Inc.|75
VB|VANGUARD SM-CAP ETF|FINX|FINTECH SECURITIES|1180
VB|VANGUARD SM-CAP ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|19800
VB|VANGUARD SM-CAP ETF|FMAF|NBCN Inc./ CDS|2211
VB|VANGUARD SM-CAP ETF|FMCO|First Manhattan Co|50
VB|VANGUARD SM-CAP ETF|FQLS|Quantlab Securities LP|19132
VB|VANGUARD SM-CAP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73688
VB|VANGUARD SM-CAP ETF|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|14500
VB|VANGUARD SM-CAP ETF|FTBR|Foliofn Investments, Inc.|15398
VB|VANGUARD SM-CAP ETF|GBMT|GBM International, Inc.|3525
VB|VANGUARD SM-CAP ETF|GLIS|TD Securities Inc|120
VB|VANGUARD SM-CAP ETF|GLPX|ACS EXECUTION SERVICES, LLC|33709
VB|VANGUARD SM-CAP ETF|GSCO|GOLDMAN SACHS & CO. LLC|115234
VB|VANGUARD SM-CAP ETF|GSLT|GOLDMAN SACHS & CO. LLC|9793
VB|VANGUARD SM-CAP ETF|GTSZ|GTS SECURITIES LLC|59050
VB|VANGUARD SM-CAP ETF|HRBF|American Enterprise Investment Services Inc.|222836
VB|VANGUARD SM-CAP ETF|HSBC|HSBC Securities, Inc.|100
VB|VANGUARD SM-CAP ETF|IATS|INTERACTIVE BROKERS LLC|2536
VB|VANGUARD SM-CAP ETF|IBKR|Interactive Brokers Llc|13564
VB|VANGUARD SM-CAP ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
VB|VANGUARD SM-CAP ETF|ICBX|INSTINET, LLC|38208
VB|VANGUARD SM-CAP ETF|IMPC|Imperial Capital, LLC|1900
VB|VANGUARD SM-CAP ETF|INCA|INSTINET, LLC|108927
VB|VANGUARD SM-CAP ETF|INJX|INSTINET, LLC|19259
VB|VANGUARD SM-CAP ETF|ITGI|ITG Inc.|48060
VB|VANGUARD SM-CAP ETF|ITGP|ITG INC.|4600
VB|VANGUARD SM-CAP ETF|JANY|Janney Montgomery Scott Inc.|4528
VB|VANGUARD SM-CAP ETF|JEFF|JEFFERIES LLC|34234
VB|VANGUARD SM-CAP ETF|JMPT|JUMP TRADING, LLC|8636
VB|VANGUARD SM-CAP ETF|JPMX|J.P. Morgan Securities LLC|52864
VB|VANGUARD SM-CAP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|157198
VB|VANGUARD SM-CAP ETF|JSJX|JANE STREET CAPITAL LLC|511564
VB|VANGUARD SM-CAP ETF|KCGM|VIRTU Americas LLC|24759
VB|VANGUARD SM-CAP ETF|LEHM|Barclays Capital Inc./Le|88950
VB|VANGUARD SM-CAP ETF|LGNT|COR CLEARING LLC|1
VB|VANGUARD SM-CAP ETF|LIME|Lime Brokerage LLC|55827
VB|VANGUARD SM-CAP ETF|LMGP|LIME BROKERAGE LLC|408
VB|VANGUARD SM-CAP ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
VB|VANGUARD SM-CAP ETF|MACC|Mid Atlantic Capital Corporation|4737
VB|VANGUARD SM-CAP ETF|MAXM|Maxim Group LLC|281
VB|VANGUARD SM-CAP ETF|MCMF|Raymond James Ltd. Cds|2848
VB|VANGUARD SM-CAP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35050
VB|VANGUARD SM-CAP ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1852
VB|VANGUARD SM-CAP ETF|MOTF|MOTIF INVESTING, INC.|160
VB|VANGUARD SM-CAP ETF|MSCO|MORGAN STANLEY & CO. LLC|756810
VB|VANGUARD SM-CAP ETF|MSPL|MORGAN STANLEY & CO. LLC|30300
VB|VANGUARD SM-CAP ETF|MSTX|MORGAN STANLEY & CO. LLC|1000
VB|VANGUARD SM-CAP ETF|NFSC|National Financial Services LLC|397006
VB|VANGUARD SM-CAP ETF|NITE|VIRTU Americas LLC|745162
VB|VANGUARD SM-CAP ETF|NITP|VIRTU Americas LLC|37
VB|VANGUARD SM-CAP ETF|NQRB|Brut, LLC|1172
VB|VANGUARD SM-CAP ETF|NTRC|Northern Trust Securities, Inc.|2245
VB|VANGUARD SM-CAP ETF|OPCO|Oppenheimer & Co. Inc.|12090
VB|VANGUARD SM-CAP ETF|PDQM|CODA MARKETS, INC.|3855
VB|VANGUARD SM-CAP ETF|PWJC|UBS Financial Services, Inc.|1537
VB|VANGUARD SM-CAP ETF|QMSR|QUATTRO M SECURITIES INC.|51159
VB|VANGUARD SM-CAP ETF|RBCM|RBC CAPITAL MARKETS, LLC|92103
VB|VANGUARD SM-CAP ETF|SAGL|SAGETRADER, LLC|10862
VB|VANGUARD SM-CAP ETF|SALI|INTL FCSTONE FINANCIAL INC.|14488
VB|VANGUARD SM-CAP ETF|SBSH|Citigroup Global Markets Inc.|25394
VB|VANGUARD SM-CAP ETF|SEIC|SEI Investments Distribution Co.|3409
VB|VANGUARD SM-CAP ETF|SGMT|GOLDMAN SACHS & CO. LLC|48533
VB|VANGUARD SM-CAP ETF|SHMR|ABN Amro Clearing LLC|27643
VB|VANGUARD SM-CAP ETF|SPDR|SPEEDROUTE LLC|100
VB|VANGUARD SM-CAP ETF|SPHN|Stephens Inc.|407
VB|VANGUARD SM-CAP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|20076
VB|VANGUARD SM-CAP ETF|STKP|STOCKPILE INVESTMENTS, INC.|80
VB|VANGUARD SM-CAP ETF|STXG|Stockcross Financial Services, Inc.|54
VB|VANGUARD SM-CAP ETF|SWIM|TD Ameritrade, Inc.|2813
VB|VANGUARD SM-CAP ETF|SWST|Hilltop Securities Inc.|34845
VB|VANGUARD SM-CAP ETF|TKNG|ALLY INVEST SECURITIES LLC|562
VB|VANGUARD SM-CAP ETF|TRBT|Tradebot Systems, Inc.|83951
VB|VANGUARD SM-CAP ETF|TRCM|TRC MARKETS LLC|311319
VB|VANGUARD SM-CAP ETF|TWTT|TASTYWORKS, INC.|24
VB|VANGUARD SM-CAP ETF|UBSA|UBS SECURITIES LLC|112741
VB|VANGUARD SM-CAP ETF|UBSS|UBS Securities LLC|704656
VB|VANGUARD SM-CAP ETF|VALX|VIRTU AMERICAS LLC|12046
VB|VANGUARD SM-CAP ETF|VERT|The Vertical Trading Group, LLC|655
VB|VANGUARD SM-CAP ETF|VGRD|Vanguard Marketing Corporation|196088
VB|VANGUARD SM-CAP ETF|VSIN|Vision Financial Markets Llc|32
VB|VANGUARD SM-CAP ETF|WBET|Wallachbeth Capital LLC|1148
VB|VANGUARD SM-CAP ETF|WBLR|WILLIAM BLAIR|1510
VB|VANGUARD SM-CAP ETF|WCHV|WELLS FARGO SECURITIES, LLC|176732
VB|VANGUARD SM-CAP ETF|WEDB|WEDBUSH SECURITIES INC.|50
VB|VANGUARD SM-CAP ETF|WEED|Weeden & Co.L.P.|873
VB|VANGUARD SM-CAP ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1857
VB|VANGUARD SM-CAP ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|891
VB|VANGUARD SM-CAP ETF|WGIF|CIBC World Markets Inc.|13090
VB|VANGUARD SM-CAP ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|25449
VB|VANGUARD SM-CAP ETF|WSEA|WOLVERINE SECURITIES, LLC|7865
VB|VANGUARD SM-CAP ETF|XPUS|XP SECURITIES, LLC|87000
VB|VANGUARD SM-CAP ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|7124
VB|VANGUARD SM-CAP ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|4
VB|VANGUARD SM-CAP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|154249
VBF|INVESCO BOND FUND|ALTX|Alternet Securities Inc.|100
VBF|INVESCO BOND FUND|APCC|Apex Clearing Corporation|39
VBF|INVESCO BOND FUND|BARD|Robert W. Baird & Co. Incorporated|17001
VBF|INVESCO BOND FUND|BATM|CBOE TRADING, INC.|32
VBF|INVESCO BOND FUND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|500
VBF|INVESCO BOND FUND|BTIG|BTIG, LLC|20040
VBF|INVESCO BOND FUND|CANT|Cantor Fitzgerald & Co.|256
VBF|INVESCO BOND FUND|CIST|Capital Institutional Services, Inc.|3279
VBF|INVESCO BOND FUND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1150
VBF|INVESCO BOND FUND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
VBF|INVESCO BOND FUND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8758
VBF|INVESCO BOND FUND|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
VBF|INVESCO BOND FUND|DADA|D.A. Davidson & Co.|1
VBF|INVESCO BOND FUND|DBAX|Deutsche Bank Securities Inc.|6000
VBF|INVESCO BOND FUND|DEAN|MORGAN STANLEY|13058
VBF|INVESCO BOND FUND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9383
VBF|INVESCO BOND FUND|EBXL|EBX LLC|2000
VBF|INVESCO BOND FUND|EDJO|Edward D. Jones & Co., L.P.|8047
VBF|INVESCO BOND FUND|EGXM|CBOE TRADING, INC.|100
VBF|INVESCO BOND FUND|ETRS|E*Trade Securities LLC|938
VBF|INVESCO BOND FUND|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7959
VBF|INVESCO BOND FUND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|132
VBF|INVESCO BOND FUND|FTBR|Foliofn Investments, Inc.|18
VBF|INVESCO BOND FUND|GSCO|GOLDMAN SACHS & CO. LLC|3822
VBF|INVESCO BOND FUND|GSLT|GOLDMAN SACHS & CO. LLC|200
VBF|INVESCO BOND FUND|GTSZ|GTS SECURITIES LLC|514
VBF|INVESCO BOND FUND|HRBF|American Enterprise Investment Services Inc.|5474
VBF|INVESCO BOND FUND|IATS|INTERACTIVE BROKERS LLC|406
VBF|INVESCO BOND FUND|IBKR|Interactive Brokers Llc|4312
VBF|INVESCO BOND FUND|ICBX|INSTINET, LLC|2200
VBF|INVESCO BOND FUND|INCA|INSTINET, LLC|1200
VBF|INVESCO BOND FUND|ITGI|ITG Inc.|428
VBF|INVESCO BOND FUND|ITGP|ITG INC.|2000
VBF|INVESCO BOND FUND|JANY|Janney Montgomery Scott Inc.|1
VBF|INVESCO BOND FUND|JPMX|J.P. Morgan Securities LLC|3800
VBF|INVESCO BOND FUND|JSJX|JANE STREET CAPITAL LLC|300
VBF|INVESCO BOND FUND|KCGM|VIRTU Americas LLC|1870
VBF|INVESCO BOND FUND|LEHM|Barclays Capital Inc./Le|4100
VBF|INVESCO BOND FUND|LIME|Lime Brokerage LLC|417
VBF|INVESCO BOND FUND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
VBF|INVESCO BOND FUND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
VBF|INVESCO BOND FUND|MSCO|MORGAN STANLEY & CO. LLC|67230
VBF|INVESCO BOND FUND|MSPL|MORGAN STANLEY & CO. LLC|700
VBF|INVESCO BOND FUND|NATL|National Securities Corporation|8622
VBF|INVESCO BOND FUND|NFSC|National Financial Services LLC|9456
VBF|INVESCO BOND FUND|NITE|VIRTU Americas LLC|68600
VBF|INVESCO BOND FUND|NQRB|Brut, LLC|300
VBF|INVESCO BOND FUND|NTRC|Northern Trust Securities, Inc.|1052
VBF|INVESCO BOND FUND|PWJC|UBS Financial Services, Inc.|1100
VBF|INVESCO BOND FUND|RBCM|RBC CAPITAL MARKETS, LLC|2859
VBF|INVESCO BOND FUND|SALI|INTL FCSTONE FINANCIAL INC.|175
VBF|INVESCO BOND FUND|SBSH|Citigroup Global Markets Inc.|1020
VBF|INVESCO BOND FUND|SGMT|GOLDMAN SACHS & CO. LLC|900
VBF|INVESCO BOND FUND|STFL|Stifel, Nicolaus & Company, Incorporated|3
VBF|INVESCO BOND FUND|SWIM|TD Ameritrade, Inc.|100
VBF|INVESCO BOND FUND|SWST|Hilltop Securities Inc.|8043
VBF|INVESCO BOND FUND|TRBT|Tradebot Systems, Inc.|2300
VBF|INVESCO BOND FUND|UBSA|UBS SECURITIES LLC|24671
VBF|INVESCO BOND FUND|UBSS|UBS Securities LLC|75206
VBF|INVESCO BOND FUND|VGRD|Vanguard Marketing Corporation|993
VBF|INVESCO BOND FUND|WCHV|WELLS FARGO SECURITIES, LLC|51196
VBF|INVESCO BOND FUND|WEDB|WEDBUSH SECURITIES INC.|2500
VBF|INVESCO BOND FUND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|823
VBF|INVESCO BOND FUND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7816
VBF|INVESCO BOND FUND|WSEA|WOLVERINE SECURITIES, LLC|2139
VBF|INVESCO BOND FUND|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
VBF|INVESCO BOND FUND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8477
VBFC|VILLAGE BANK & TRUST|BBNT|BB&T SECURITIES, LLC|203
VBFC|VILLAGE BANK & TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
VBFC|VILLAGE BANK & TRUST|ETRS|E*Trade Securities LLC|100
VBFC|VILLAGE BANK & TRUST|FOMA|TD AMERITRADE CLEARING, INC.|2207
VBFC|VILLAGE BANK & TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17
VBFC|VILLAGE BANK & TRUST|HRBF|American Enterprise Investment Services Inc.|160
VBFC|VILLAGE BANK & TRUST|IBKR|Interactive Brokers Llc|2208
VBFC|VILLAGE BANK & TRUST|JANY|Janney Montgomery Scott Inc.|100
VBFC|VILLAGE BANK & TRUST|LEHM|Barclays Capital Inc./Le|1
VBFC|VILLAGE BANK & TRUST|LIME|Lime Brokerage LLC|488
VBFC|VILLAGE BANK & TRUST|MSCO|MORGAN STANLEY & CO. LLC|1242
VBFC|VILLAGE BANK & TRUST|NFSC|National Financial Services LLC|242
VBFC|VILLAGE BANK & TRUST|NITE|VIRTU Americas LLC|2635
VBFC|VILLAGE BANK & TRUST|RAJA|Raymond James & Associates, Inc.|78
VBFC|VILLAGE BANK & TRUST|UBSS|UBS Securities LLC|603
VBFC|VILLAGE BANK & TRUST|VGRD|Vanguard Marketing Corporation|1000
VBFC|VILLAGE BANK & TRUST|WCHV|WELLS FARGO SECURITIES, LLC|167
VBFC|VILLAGE BANK & TRUST|WSEA|WOLVERINE SECURITIES, LLC|46
VBIV|VBI VACCINES, INC CS|ALTX|Alternet Securities Inc.|2533
VBIV|VBI VACCINES, INC CS|APCC|Apex Clearing Corporation|3256
VBIV|VBI VACCINES, INC CS|BATM|CBOE TRADING, INC.|106
VBIV|VBI VACCINES, INC CS|BAYC|BAY CREST PARTNERS, LLC|1202
VBIV|VBI VACCINES, INC CS|BERN|Sanford C. Bernstein & Co., LLC|13680
VBIV|VBI VACCINES, INC CS|BIAD|SAGETRADER, LLC|100
VBIV|VBI VACCINES, INC CS|BMOC|BMO Capital Markets Corp.|6626
VBIV|VBI VACCINES, INC CS|BNPX|BNP PARIBAS SECURITIES CORP.|1346
VBIV|VBI VACCINES, INC CS|BTIG|BTIG, LLC|2353
VBIV|VBI VACCINES, INC CS|BYXM|CBOE TRADING, INC.|1900
VBIV|VBI VACCINES, INC CS|CANT|Cantor Fitzgerald & Co.|301
VBIV|VBI VACCINES, INC CS|CHAS|Charles Schwab & Co., Inc.|18010
VBIV|VBI VACCINES, INC CS|CICF|Canaccord Genuity Corp.|23079
VBIV|VBI VACCINES, INC CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37813
VBIV|VBI VACCINES, INC CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2105
VBIV|VBI VACCINES, INC CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
VBIV|VBI VACCINES, INC CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|127090
VBIV|VBI VACCINES, INC CS|CTDL|Citadel Derivatives Group Llc|9843
VBIV|VBI VACCINES, INC CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|13268
VBIV|VBI VACCINES, INC CS|DBAB|Deutsche Bank Securities Inc.|433867
VBIV|VBI VACCINES, INC CS|DBAX|Deutsche Bank Securities Inc.|49800
VBIV|VBI VACCINES, INC CS|DEAN|MORGAN STANLEY|300
VBIV|VBI VACCINES, INC CS|DEGS|RONIN PROFESSIONAL LLC|74375
VBIV|VBI VACCINES, INC CS|EBXL|EBX LLC|58900
VBIV|VBI VACCINES, INC CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|480
VBIV|VBI VACCINES, INC CS|EDJO|Edward D. Jones & Co., L.P.|10368
VBIV|VBI VACCINES, INC CS|EGAM|CBOE TRADING, INC.|10588
VBIV|VBI VACCINES, INC CS|EGMT|EG MARKET TECHNOLOGIES LLC|100
VBIV|VBI VACCINES, INC CS|EGXM|CBOE TRADING, INC.|806
VBIV|VBI VACCINES, INC CS|ETBE|Electronic Transaction Clearing, Inc.|4660
VBIV|VBI VACCINES, INC CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1442
VBIV|VBI VACCINES, INC CS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
VBIV|VBI VACCINES, INC CS|ETRS|E*Trade Securities LLC|217162
VBIV|VBI VACCINES, INC CS|FBCO|Credit Suisse Securities (USA) LLC|111342
VBIV|VBI VACCINES, INC CS|FILL|Tradestation Securities, Inc.|962
VBIV|VBI VACCINES, INC CS|FMAF|NBCN Inc./ CDS|62
VBIV|VBI VACCINES, INC CS|FOMA|TD AMERITRADE CLEARING, INC.|217348
VBIV|VBI VACCINES, INC CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40441
VBIV|VBI VACCINES, INC CS|FTBR|Foliofn Investments, Inc.|283
VBIV|VBI VACCINES, INC CS|GEBB|GLOBAL EXECUTION BROKERS, LP|9977
VBIV|VBI VACCINES, INC CS|GLPX|ACS EXECUTION SERVICES, LLC|16671
VBIV|VBI VACCINES, INC CS|GSCO|GOLDMAN SACHS & CO. LLC|1265308
VBIV|VBI VACCINES, INC CS|GSCS|GOLDMAN SACHS & CO. LLC|15556
VBIV|VBI VACCINES, INC CS|GSLT|GOLDMAN SACHS & CO. LLC|5349
VBIV|VBI VACCINES, INC CS|GTSZ|GTS SECURITIES LLC|4480
VBIV|VBI VACCINES, INC CS|HRBF|American Enterprise Investment Services Inc.|1150
VBIV|VBI VACCINES, INC CS|IATS|INTERACTIVE BROKERS LLC|16901
VBIV|VBI VACCINES, INC CS|IBKR|Interactive Brokers Llc|279822
VBIV|VBI VACCINES, INC CS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|58
VBIV|VBI VACCINES, INC CS|ICBX|INSTINET, LLC|22614
VBIV|VBI VACCINES, INC CS|IEQY|CITADEL SECURITIES LLC|8763
VBIV|VBI VACCINES, INC CS|INCA|INSTINET, LLC|322238
VBIV|VBI VACCINES, INC CS|INJX|INSTINET, LLC|5360
VBIV|VBI VACCINES, INC CS|ITGI|ITG Inc.|524317
VBIV|VBI VACCINES, INC CS|ITGP|ITG INC.|336600
VBIV|VBI VACCINES, INC CS|JANY|Janney Montgomery Scott Inc.|3255
VBIV|VBI VACCINES, INC CS|JEFF|JEFFERIES LLC|20744
VBIV|VBI VACCINES, INC CS|JMPT|JUMP TRADING, LLC|6472
VBIV|VBI VACCINES, INC CS|JPMX|J.P. Morgan Securities LLC|112500
VBIV|VBI VACCINES, INC CS|JSJX|JANE STREET CAPITAL LLC|21102
VBIV|VBI VACCINES, INC CS|KCGM|VIRTU Americas LLC|17561
VBIV|VBI VACCINES, INC CS|LEHM|Barclays Capital Inc./Le|805265
VBIV|VBI VACCINES, INC CS|LIME|Lime Brokerage LLC|131360
VBIV|VBI VACCINES, INC CS|LOOP|Loop Capital Markets LLC|5972
VBIV|VBI VACCINES, INC CS|LQNA|LIQUIDNET, INC.|36700
VBIV|VBI VACCINES, INC CS|LSCI|Lek Securities Corporation|300
VBIV|VBI VACCINES, INC CS|LTCO|Ladenburg, Thalmann & Co., Inc.|46619
VBIV|VBI VACCINES, INC CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|441
VBIV|VBI VACCINES, INC CS|MACQ|Macquarie Capital (USA) Inc.|4533
VBIV|VBI VACCINES, INC CS|MAXM|Maxim Group LLC|5270
VBIV|VBI VACCINES, INC CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59810
VBIV|VBI VACCINES, INC CS|MOTF|MOTIF INVESTING, INC.|3
VBIV|VBI VACCINES, INC CS|MSCO|MORGAN STANLEY & CO. LLC|1743896
VBIV|VBI VACCINES, INC CS|MSPL|MORGAN STANLEY & CO. LLC|41500
VBIV|VBI VACCINES, INC CS|MSTX|MORGAN STANLEY & CO. LLC|64800
VBIV|VBI VACCINES, INC CS|NFSC|National Financial Services LLC|265259
VBIV|VBI VACCINES, INC CS|NITE|VIRTU Americas LLC|738515
VBIV|VBI VACCINES, INC CS|NITP|VIRTU Americas LLC|21301
VBIV|VBI VACCINES, INC CS|NQRB|Brut, LLC|10160
VBIV|VBI VACCINES, INC CS|OPCO|Oppenheimer & Co. Inc.|700
VBIV|VBI VACCINES, INC CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|51
VBIV|VBI VACCINES, INC CS|PCFF|Pacific International Securities Inc./CDS|825
VBIV|VBI VACCINES, INC CS|PDQM|CODA MARKETS, INC.|50590
VBIV|VBI VACCINES, INC CS|PICT|Pictet Overseas Inc.|2300
VBIV|VBI VACCINES, INC CS|PWJC|UBS Financial Services, Inc.|200
VBIV|VBI VACCINES, INC CS|RAJA|Raymond James & Associates, Inc.|504
VBIV|VBI VACCINES, INC CS|RBCM|RBC CAPITAL MARKETS, LLC|31900
VBIV|VBI VACCINES, INC CS|SAGL|SAGETRADER, LLC|2704
VBIV|VBI VACCINES, INC CS|SBSH|Citigroup Global Markets Inc.|249205
VBIV|VBI VACCINES, INC CS|SGMT|GOLDMAN SACHS & CO. LLC|24560
VBIV|VBI VACCINES, INC CS|SPDR|SPEEDROUTE LLC|8328
VBIV|VBI VACCINES, INC CS|STFL|Stifel, Nicolaus & Company, Incorporated|3200
VBIV|VBI VACCINES, INC CS|SWIM|TD Ameritrade, Inc.|155110
VBIV|VBI VACCINES, INC CS|TKNG|ALLY INVEST SECURITIES LLC|13168
VBIV|VBI VACCINES, INC CS|TRBT|Tradebot Systems, Inc.|40037
VBIV|VBI VACCINES, INC CS|TRCM|TRC MARKETS LLC|23207
VBIV|VBI VACCINES, INC CS|TWTT|TASTYWORKS, INC.|371
VBIV|VBI VACCINES, INC CS|UBSA|UBS SECURITIES LLC|283602
VBIV|VBI VACCINES, INC CS|UBSS|UBS Securities LLC|1863891
VBIV|VBI VACCINES, INC CS|VALX|VIRTU AMERICAS LLC|1330
VBIV|VBI VACCINES, INC CS|VGRD|Vanguard Marketing Corporation|18997
VBIV|VBI VACCINES, INC CS|WBLR|WILLIAM BLAIR|1400
VBIV|VBI VACCINES, INC CS|WCHV|WELLS FARGO SECURITIES, LLC|23976
VBIV|VBI VACCINES, INC CS|WDNX|WEEDEN & CO.L.P.|6026
VBIV|VBI VACCINES, INC CS|WEDB|WEDBUSH SECURITIES INC.|15640
VBIV|VBI VACCINES, INC CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5792
VBIV|VBI VACCINES, INC CS|WGIF|CIBC World Markets Inc.|7970
VBIV|VBI VACCINES, INC CS|WSEA|WOLVERINE SECURITIES, LLC|9859
VBIV|VBI VACCINES, INC CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|39964
VBIV|VBI VACCINES, INC CS|YKNA|COMHAR CAPITAL MARKETS, LLC|3700
VBIV|VBI VACCINES, INC CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1375
VBK|VANGUARD SM-CAP ETF|ALTX|Alternet Securities Inc.|200
VBK|VANGUARD SM-CAP ETF|ANOS|ABEL/NOSER, L.L.C.|784
VBK|VANGUARD SM-CAP ETF|APCC|Apex Clearing Corporation|2360
VBK|VANGUARD SM-CAP ETF|BANK|Primevest Financial Services, Inc.|257
VBK|VANGUARD SM-CAP ETF|BARD|Robert W. Baird & Co. Incorporated|6533
VBK|VANGUARD SM-CAP ETF|BATM|CBOE TRADING, INC.|122
VBK|VANGUARD SM-CAP ETF|BBNT|BB&T SECURITIES, LLC|300
VBK|VANGUARD SM-CAP ETF|BERN|Sanford C. Bernstein & Co., LLC|279
VBK|VANGUARD SM-CAP ETF|BKCM|BNY Mellon Capital Markets LLC|70
VBK|VANGUARD SM-CAP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2695
VBK|VANGUARD SM-CAP ETF|BRGE|Newbridge Securities Corp.|25
VBK|VANGUARD SM-CAP ETF|BYXM|CBOE TRADING, INC.|300
VBK|VANGUARD SM-CAP ETF|CANT|Cantor Fitzgerald & Co.|73997
VBK|VANGUARD SM-CAP ETF|CHAS|Charles Schwab & Co., Inc.|1291
VBK|VANGUARD SM-CAP ETF|CIST|Capital Institutional Services, Inc.|2528
VBK|VANGUARD SM-CAP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13914
VBK|VANGUARD SM-CAP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22833
VBK|VANGUARD SM-CAP ETF|CSIN|Citadel Securities Institutional LLC|52365
VBK|VANGUARD SM-CAP ETF|CTDL|Citadel Derivatives Group Llc|36959
VBK|VANGUARD SM-CAP ETF|CTLR|CUTLER GROUP, LP|405
VBK|VANGUARD SM-CAP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|4966
VBK|VANGUARD SM-CAP ETF|DADA|D.A. Davidson & Co.|518
VBK|VANGUARD SM-CAP ETF|DBAB|Deutsche Bank Securities Inc.|2824
VBK|VANGUARD SM-CAP ETF|DBAX|Deutsche Bank Securities Inc.|10800
VBK|VANGUARD SM-CAP ETF|DEAN|MORGAN STANLEY|10193
VBK|VANGUARD SM-CAP ETF|DEGS|RONIN PROFESSIONAL LLC|1000
VBK|VANGUARD SM-CAP ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|45
VBK|VANGUARD SM-CAP ETF|EBXL|EBX LLC|7200
VBK|VANGUARD SM-CAP ETF|EDJC|Edward Jones / CDS|15
VBK|VANGUARD SM-CAP ETF|EDJO|Edward D. Jones & Co., L.P.|54735
VBK|VANGUARD SM-CAP ETF|EGAM|CBOE TRADING, INC.|1157
VBK|VANGUARD SM-CAP ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
VBK|VANGUARD SM-CAP ETF|EGXM|CBOE TRADING, INC.|150
VBK|VANGUARD SM-CAP ETF|ETBE|Electronic Transaction Clearing, Inc.|300
VBK|VANGUARD SM-CAP ETF|ETCB|ETC BROKERAGE SERVICES, LLC|105
VBK|VANGUARD SM-CAP ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|977
VBK|VANGUARD SM-CAP ETF|ETRS|E*Trade Securities LLC|17688
VBK|VANGUARD SM-CAP ETF|FBSB|U.S. Bancorp Investments, Inc.|1189
VBK|VANGUARD SM-CAP ETF|FILL|Tradestation Securities, Inc.|161
VBK|VANGUARD SM-CAP ETF|FINX|FINTECH SECURITIES|55
VBK|VANGUARD SM-CAP ETF|FMAF|NBCN Inc./ CDS|18
VBK|VANGUARD SM-CAP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6939
VBK|VANGUARD SM-CAP ETF|FTBR|Foliofn Investments, Inc.|3407
VBK|VANGUARD SM-CAP ETF|GLIS|TD Securities Inc|200
VBK|VANGUARD SM-CAP ETF|GLPX|ACS EXECUTION SERVICES, LLC|888
VBK|VANGUARD SM-CAP ETF|GSCO|GOLDMAN SACHS & CO. LLC|3852
VBK|VANGUARD SM-CAP ETF|GSLT|GOLDMAN SACHS & CO. LLC|556
VBK|VANGUARD SM-CAP ETF|GTSZ|GTS SECURITIES LLC|412
VBK|VANGUARD SM-CAP ETF|HRBF|American Enterprise Investment Services Inc.|28682
VBK|VANGUARD SM-CAP ETF|IATS|INTERACTIVE BROKERS LLC|545
VBK|VANGUARD SM-CAP ETF|IBKR|Interactive Brokers Llc|814
VBK|VANGUARD SM-CAP ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2680
VBK|VANGUARD SM-CAP ETF|ICBX|INSTINET, LLC|5040
VBK|VANGUARD SM-CAP ETF|INCA|INSTINET, LLC|2905
VBK|VANGUARD SM-CAP ETF|INJX|INSTINET, LLC|245
VBK|VANGUARD SM-CAP ETF|ITGI|ITG Inc.|5312
VBK|VANGUARD SM-CAP ETF|ITGP|ITG INC.|1800
VBK|VANGUARD SM-CAP ETF|JANY|Janney Montgomery Scott Inc.|938
VBK|VANGUARD SM-CAP ETF|JEFF|JEFFERIES LLC|14118
VBK|VANGUARD SM-CAP ETF|JMPT|JUMP TRADING, LLC|749
VBK|VANGUARD SM-CAP ETF|JPMX|J.P. Morgan Securities LLC|22102
VBK|VANGUARD SM-CAP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|56996
VBK|VANGUARD SM-CAP ETF|JSJX|JANE STREET CAPITAL LLC|30802
VBK|VANGUARD SM-CAP ETF|KCGM|VIRTU Americas LLC|12809
VBK|VANGUARD SM-CAP ETF|LEHM|Barclays Capital Inc./Le|29329
VBK|VANGUARD SM-CAP ETF|LIME|Lime Brokerage LLC|18961
VBK|VANGUARD SM-CAP ETF|MACC|Mid Atlantic Capital Corporation|7933
VBK|VANGUARD SM-CAP ETF|MCMF|Raymond James Ltd. Cds|159
VBK|VANGUARD SM-CAP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32662
VBK|VANGUARD SM-CAP ETF|MOTF|MOTIF INVESTING, INC.|3
VBK|VANGUARD SM-CAP ETF|MSCO|MORGAN STANLEY & CO. LLC|73764
VBK|VANGUARD SM-CAP ETF|MSPL|MORGAN STANLEY & CO. LLC|4000
VBK|VANGUARD SM-CAP ETF|NBCS|NBC Securities, INC.|50
VBK|VANGUARD SM-CAP ETF|NFSC|National Financial Services LLC|382517
VBK|VANGUARD SM-CAP ETF|NITE|VIRTU Americas LLC|319687
VBK|VANGUARD SM-CAP ETF|NITP|VIRTU Americas LLC|400
VBK|VANGUARD SM-CAP ETF|NTBF|BMO Nesbitt Burns Inc./CDS|100
VBK|VANGUARD SM-CAP ETF|NTRC|Northern Trust Securities, Inc.|9
VBK|VANGUARD SM-CAP ETF|OPCO|Oppenheimer & Co. Inc.|7840
VBK|VANGUARD SM-CAP ETF|PDQM|CODA MARKETS, INC.|1612
VBK|VANGUARD SM-CAP ETF|PHLY|NASDAQ Execution Services, LLC|200
VBK|VANGUARD SM-CAP ETF|PWJC|UBS Financial Services, Inc.|9905
VBK|VANGUARD SM-CAP ETF|RBCM|RBC CAPITAL MARKETS, LLC|7850
VBK|VANGUARD SM-CAP ETF|SAGL|SAGETRADER, LLC|400
VBK|VANGUARD SM-CAP ETF|SALI|INTL FCSTONE FINANCIAL INC.|795
VBK|VANGUARD SM-CAP ETF|SBSH|Citigroup Global Markets Inc.|37195
VBK|VANGUARD SM-CAP ETF|SGMT|GOLDMAN SACHS & CO. LLC|10500
VBK|VANGUARD SM-CAP ETF|SHMR|ABN Amro Clearing LLC|1926
VBK|VANGUARD SM-CAP ETF|SPDR|SPEEDROUTE LLC|900
VBK|VANGUARD SM-CAP ETF|SPHN|Stephens Inc.|708
VBK|VANGUARD SM-CAP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2306
VBK|VANGUARD SM-CAP ETF|STKP|STOCKPILE INVESTMENTS, INC.|58
VBK|VANGUARD SM-CAP ETF|SWIM|TD Ameritrade, Inc.|3432
VBK|VANGUARD SM-CAP ETF|SWST|Hilltop Securities Inc.|5074
VBK|VANGUARD SM-CAP ETF|TKNG|ALLY INVEST SECURITIES LLC|863
VBK|VANGUARD SM-CAP ETF|TRBT|Tradebot Systems, Inc.|100
VBK|VANGUARD SM-CAP ETF|TRCM|TRC MARKETS LLC|578
VBK|VANGUARD SM-CAP ETF|UBSA|UBS SECURITIES LLC|32867
VBK|VANGUARD SM-CAP ETF|UBSS|UBS Securities LLC|122713
VBK|VANGUARD SM-CAP ETF|VALX|VIRTU AMERICAS LLC|1977
VBK|VANGUARD SM-CAP ETF|VGRD|Vanguard Marketing Corporation|279421
VBK|VANGUARD SM-CAP ETF|WBLR|WILLIAM BLAIR|368
VBK|VANGUARD SM-CAP ETF|WCHV|WELLS FARGO SECURITIES, LLC|70278
VBK|VANGUARD SM-CAP ETF|WEED|Weeden & Co.L.P.|10
VBK|VANGUARD SM-CAP ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|635
VBK|VANGUARD SM-CAP ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3888
VBK|VANGUARD SM-CAP ETF|WGIF|CIBC World Markets Inc.|312
VBK|VANGUARD SM-CAP ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|29
VBK|VANGUARD SM-CAP ETF|WSEA|WOLVERINE SECURITIES, LLC|4341
VBK|VANGUARD SM-CAP ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|940
VBK|VANGUARD SM-CAP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41283
VBLT|VASCULAR BIOGEN. ORD|ALTX|Alternet Securities Inc.|3300
VBLT|VASCULAR BIOGEN. ORD|APCC|Apex Clearing Corporation|147970
VBLT|VASCULAR BIOGEN. ORD|BATM|CBOE TRADING, INC.|2122
VBLT|VASCULAR BIOGEN. ORD|BAYT|BTIG, LLC|1100
VBLT|VASCULAR BIOGEN. ORD|BIMI|Banca IMI Securities Corp.|13350
VBLT|VASCULAR BIOGEN. ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3806
VBLT|VASCULAR BIOGEN. ORD|BRGE|Newbridge Securities Corp.|1000
VBLT|VASCULAR BIOGEN. ORD|BYXM|CBOE TRADING, INC.|1000
VBLT|VASCULAR BIOGEN. ORD|CHAS|Charles Schwab & Co., Inc.|8000
VBLT|VASCULAR BIOGEN. ORD|CIIV|CORPORATE INVESTMENTS GROUP, INC.|4000
VBLT|VASCULAR BIOGEN. ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16066
VBLT|VASCULAR BIOGEN. ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12128
VBLT|VASCULAR BIOGEN. ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25751
VBLT|VASCULAR BIOGEN. ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|129020
VBLT|VASCULAR BIOGEN. ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|9200
VBLT|VASCULAR BIOGEN. ORD|DBAB|Deutsche Bank Securities Inc.|11200
VBLT|VASCULAR BIOGEN. ORD|DBAX|Deutsche Bank Securities Inc.|78900
VBLT|VASCULAR BIOGEN. ORD|DEAN|MORGAN STANLEY|5000
VBLT|VASCULAR BIOGEN. ORD|DEGS|RONIN PROFESSIONAL LLC|27873
VBLT|VASCULAR BIOGEN. ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
VBLT|VASCULAR BIOGEN. ORD|EBXL|EBX LLC|46800
VBLT|VASCULAR BIOGEN. ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|12716
VBLT|VASCULAR BIOGEN. ORD|EGAM|CBOE TRADING, INC.|6321
VBLT|VASCULAR BIOGEN. ORD|EGAW|CBOE TRADING, INC.|1000
VBLT|VASCULAR BIOGEN. ORD|EGXM|CBOE TRADING, INC.|1619
VBLT|VASCULAR BIOGEN. ORD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1592
VBLT|VASCULAR BIOGEN. ORD|ETRS|E*Trade Securities LLC|863949
VBLT|VASCULAR BIOGEN. ORD|FBCO|Credit Suisse Securities (USA) LLC|55248
VBLT|VASCULAR BIOGEN. ORD|FBSB|U.S. Bancorp Investments, Inc.|249
VBLT|VASCULAR BIOGEN. ORD|FILL|Tradestation Securities, Inc.|26701
VBLT|VASCULAR BIOGEN. ORD|FMAF|NBCN Inc./ CDS|14241
VBLT|VASCULAR BIOGEN. ORD|FOMA|TD AMERITRADE CLEARING, INC.|649817
VBLT|VASCULAR BIOGEN. ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25338
VBLT|VASCULAR BIOGEN. ORD|FTBR|Foliofn Investments, Inc.|283
VBLT|VASCULAR BIOGEN. ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|1963
VBLT|VASCULAR BIOGEN. ORD|GLPX|ACS EXECUTION SERVICES, LLC|8902
VBLT|VASCULAR BIOGEN. ORD|GSCO|GOLDMAN SACHS & CO. LLC|20079
VBLT|VASCULAR BIOGEN. ORD|GSCS|GOLDMAN SACHS & CO. LLC|13127
VBLT|VASCULAR BIOGEN. ORD|GSLT|GOLDMAN SACHS & CO. LLC|8200
VBLT|VASCULAR BIOGEN. ORD|GTSZ|GTS SECURITIES LLC|7823
VBLT|VASCULAR BIOGEN. ORD|HRBF|American Enterprise Investment Services Inc.|3900
VBLT|VASCULAR BIOGEN. ORD|HSBC|HSBC Securities, Inc.|400
VBLT|VASCULAR BIOGEN. ORD|IATS|INTERACTIVE BROKERS LLC|102602
VBLT|VASCULAR BIOGEN. ORD|IBKR|Interactive Brokers Llc|356686
VBLT|VASCULAR BIOGEN. ORD|ICBX|INSTINET, LLC|67946
VBLT|VASCULAR BIOGEN. ORD|INCA|INSTINET, LLC|83269
VBLT|VASCULAR BIOGEN. ORD|INJX|INSTINET, LLC|1340
VBLT|VASCULAR BIOGEN. ORD|ITGI|ITG Inc.|4900
VBLT|VASCULAR BIOGEN. ORD|ITGP|ITG INC.|35600
VBLT|VASCULAR BIOGEN. ORD|JEFF|JEFFERIES LLC|9158
VBLT|VASCULAR BIOGEN. ORD|JMPT|JUMP TRADING, LLC|655
VBLT|VASCULAR BIOGEN. ORD|JONE|JonesTrading|3500
VBLT|VASCULAR BIOGEN. ORD|JPMX|J.P. Morgan Securities LLC|41940
VBLT|VASCULAR BIOGEN. ORD|JSJX|JANE STREET CAPITAL LLC|1404
VBLT|VASCULAR BIOGEN. ORD|KCGM|VIRTU Americas LLC|8213
VBLT|VASCULAR BIOGEN. ORD|LEHM|Barclays Capital Inc./Le|142669
VBLT|VASCULAR BIOGEN. ORD|LIME|Lime Brokerage LLC|9242
VBLT|VASCULAR BIOGEN. ORD|LPCM|Lampert Capital Markets Inc.|14099
VBLT|VASCULAR BIOGEN. ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VBLT|VASCULAR BIOGEN. ORD|MAXM|Maxim Group LLC|33601
VBLT|VASCULAR BIOGEN. ORD|MBTS|ALLY INVEST SECURITIES LLC|2000
VBLT|VASCULAR BIOGEN. ORD|MICA|Spartan Securities Group, Ltd.|2000
VBLT|VASCULAR BIOGEN. ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63598
VBLT|VASCULAR BIOGEN. ORD|MSCO|MORGAN STANLEY & CO. LLC|282193
VBLT|VASCULAR BIOGEN. ORD|MSPL|MORGAN STANLEY & CO. LLC|42900
VBLT|VASCULAR BIOGEN. ORD|NFSC|National Financial Services LLC|752577
VBLT|VASCULAR BIOGEN. ORD|NITE|VIRTU Americas LLC|1744623
VBLT|VASCULAR BIOGEN. ORD|NITP|VIRTU Americas LLC|900
VBLT|VASCULAR BIOGEN. ORD|OPCO|Oppenheimer & Co. Inc.|752
VBLT|VASCULAR BIOGEN. ORD|PCPT|PHILLIP CAPITAL INC.|2500
VBLT|VASCULAR BIOGEN. ORD|PDQM|CODA MARKETS, INC.|44816
VBLT|VASCULAR BIOGEN. ORD|PWJC|UBS Financial Services, Inc.|1000
VBLT|VASCULAR BIOGEN. ORD|RAJA|Raymond James & Associates, Inc.|19592
VBLT|VASCULAR BIOGEN. ORD|RGLD|Regal Securities, Inc|298688
VBLT|VASCULAR BIOGEN. ORD|SAGL|SAGETRADER, LLC|784
VBLT|VASCULAR BIOGEN. ORD|SALI|INTL FCSTONE FINANCIAL INC.|4700
VBLT|VASCULAR BIOGEN. ORD|SBSH|Citigroup Global Markets Inc.|47835
VBLT|VASCULAR BIOGEN. ORD|SGMT|GOLDMAN SACHS & CO. LLC|23026
VBLT|VASCULAR BIOGEN. ORD|SPDR|SPEEDROUTE LLC|82804
VBLT|VASCULAR BIOGEN. ORD|SPTD|MINT GLOBAL MARKETS, INC.|500
VBLT|VASCULAR BIOGEN. ORD|SWIM|TD Ameritrade, Inc.|222017
VBLT|VASCULAR BIOGEN. ORD|TKNG|ALLY INVEST SECURITIES LLC|24761
VBLT|VASCULAR BIOGEN. ORD|TRCM|TRC MARKETS LLC|924
VBLT|VASCULAR BIOGEN. ORD|TWTT|TASTYWORKS, INC.|1100
VBLT|VASCULAR BIOGEN. ORD|UBSA|UBS SECURITIES LLC|171292
VBLT|VASCULAR BIOGEN. ORD|UBSS|UBS Securities LLC|133428
VBLT|VASCULAR BIOGEN. ORD|VALX|VIRTU AMERICAS LLC|34008
VBLT|VASCULAR BIOGEN. ORD|VGRD|Vanguard Marketing Corporation|89546
VBLT|VASCULAR BIOGEN. ORD|VSIN|Vision Financial Markets Llc|1000
VBLT|VASCULAR BIOGEN. ORD|WCHV|WELLS FARGO SECURITIES, LLC|23836
VBLT|VASCULAR BIOGEN. ORD|WEDB|WEDBUSH SECURITIES INC.|21158
VBLT|VASCULAR BIOGEN. ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2123
VBLT|VASCULAR BIOGEN. ORD|WGIF|CIBC World Markets Inc.|4175
VBLT|VASCULAR BIOGEN. ORD|WSEA|WOLVERINE SECURITIES, LLC|28394
VBLT|VASCULAR BIOGEN. ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|9200
VBND|ETF SR SLT VD CR BD|BYXM|CBOE TRADING, INC.|350
VBND|ETF SR SLT VD CR BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|500
VBND|ETF SR SLT VD CR BD|DBAX|Deutsche Bank Securities Inc.|200
VBND|ETF SR SLT VD CR BD|EBXL|EBX LLC|500
VBND|ETF SR SLT VD CR BD|EGAM|CBOE TRADING, INC.|60
VBND|ETF SR SLT VD CR BD|EGXM|CBOE TRADING, INC.|635
VBND|ETF SR SLT VD CR BD|ETRS|E*Trade Securities LLC|729
VBND|ETF SR SLT VD CR BD|GEBB|GLOBAL EXECUTION BROKERS, LP|200
VBND|ETF SR SLT VD CR BD|GTSZ|GTS SECURITIES LLC|1048
VBND|ETF SR SLT VD CR BD|HRBF|American Enterprise Investment Services Inc.|543
VBND|ETF SR SLT VD CR BD|ICBX|INSTINET, LLC|100
VBND|ETF SR SLT VD CR BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|63256
VBND|ETF SR SLT VD CR BD|JSJX|JANE STREET CAPITAL LLC|7651
VBND|ETF SR SLT VD CR BD|KCGM|VIRTU Americas LLC|705
VBND|ETF SR SLT VD CR BD|LEHM|Barclays Capital Inc./Le|1000
VBND|ETF SR SLT VD CR BD|LIME|Lime Brokerage LLC|3114
VBND|ETF SR SLT VD CR BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
VBND|ETF SR SLT VD CR BD|MSCO|MORGAN STANLEY & CO. LLC|1274
VBND|ETF SR SLT VD CR BD|NFSC|National Financial Services LLC|67295
VBND|ETF SR SLT VD CR BD|NITE|VIRTU Americas LLC|11683
VBND|ETF SR SLT VD CR BD|NITP|VIRTU Americas LLC|5000
VBND|ETF SR SLT VD CR BD|SALI|INTL FCSTONE FINANCIAL INC.|210
VBND|ETF SR SLT VD CR BD|UBSA|UBS SECURITIES LLC|1536
VBND|ETF SR SLT VD CR BD|UBSS|UBS Securities LLC|5156
VBND|ETF SR SLT VD CR BD|VGRD|Vanguard Marketing Corporation|2530
VBND|ETF SR SLT VD CR BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|13400
VBR|VANGUARD SM-CAP VAL|ALTX|Alternet Securities Inc.|1185
VBR|VANGUARD SM-CAP VAL|ANOS|ABEL/NOSER, L.L.C.|1569
VBR|VANGUARD SM-CAP VAL|APCC|Apex Clearing Corporation|258193
VBR|VANGUARD SM-CAP VAL|BANK|Primevest Financial Services, Inc.|213
VBR|VANGUARD SM-CAP VAL|BARD|Robert W. Baird & Co. Incorporated|3419
VBR|VANGUARD SM-CAP VAL|BATM|CBOE TRADING, INC.|564
VBR|VANGUARD SM-CAP VAL|BBNT|BB&T SECURITIES, LLC|2471
VBR|VANGUARD SM-CAP VAL|BERN|Sanford C. Bernstein & Co., LLC|780
VBR|VANGUARD SM-CAP VAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28567
VBR|VANGUARD SM-CAP VAL|BYXM|CBOE TRADING, INC.|100
VBR|VANGUARD SM-CAP VAL|CANT|Cantor Fitzgerald & Co.|31252
VBR|VANGUARD SM-CAP VAL|CHAS|Charles Schwab & Co., Inc.|4253
VBR|VANGUARD SM-CAP VAL|CIST|Capital Institutional Services, Inc.|2163
VBR|VANGUARD SM-CAP VAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22627
VBR|VANGUARD SM-CAP VAL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|487
VBR|VANGUARD SM-CAP VAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28330
VBR|VANGUARD SM-CAP VAL|CSIN|Citadel Securities Institutional LLC|243159
VBR|VANGUARD SM-CAP VAL|CTDL|Citadel Derivatives Group Llc|162339
VBR|VANGUARD SM-CAP VAL|CTLR|CUTLER GROUP, LP|416
VBR|VANGUARD SM-CAP VAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|10228
VBR|VANGUARD SM-CAP VAL|DADA|D.A. Davidson & Co.|580
VBR|VANGUARD SM-CAP VAL|DAVA|Davenport & Company LLC|285
VBR|VANGUARD SM-CAP VAL|DBAB|Deutsche Bank Securities Inc.|527
VBR|VANGUARD SM-CAP VAL|DBAX|Deutsche Bank Securities Inc.|8100
VBR|VANGUARD SM-CAP VAL|DEAN|MORGAN STANLEY|24193
VBR|VANGUARD SM-CAP VAL|DEGS|RONIN PROFESSIONAL LLC|400
VBR|VANGUARD SM-CAP VAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|248
VBR|VANGUARD SM-CAP VAL|EBXL|EBX LLC|16900
VBR|VANGUARD SM-CAP VAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
VBR|VANGUARD SM-CAP VAL|EDJC|Edward Jones / CDS|7
VBR|VANGUARD SM-CAP VAL|EDJO|Edward D. Jones & Co., L.P.|37023
VBR|VANGUARD SM-CAP VAL|EGAM|CBOE TRADING, INC.|274
VBR|VANGUARD SM-CAP VAL|EGXM|CBOE TRADING, INC.|487
VBR|VANGUARD SM-CAP VAL|ETBE|Electronic Transaction Clearing, Inc.|1082
VBR|VANGUARD SM-CAP VAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|984
VBR|VANGUARD SM-CAP VAL|ETRS|E*Trade Securities LLC|22418
VBR|VANGUARD SM-CAP VAL|FBSB|U.S. Bancorp Investments, Inc.|683
VBR|VANGUARD SM-CAP VAL|FIDT|Fidelity Clearing Canada ULC./ CDS|1469
VBR|VANGUARD SM-CAP VAL|FILL|Tradestation Securities, Inc.|242
VBR|VANGUARD SM-CAP VAL|FINX|FINTECH SECURITIES|243
VBR|VANGUARD SM-CAP VAL|FMAF|NBCN Inc./ CDS|2755
VBR|VANGUARD SM-CAP VAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8234
VBR|VANGUARD SM-CAP VAL|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|16300
VBR|VANGUARD SM-CAP VAL|FTBR|Foliofn Investments, Inc.|9650
VBR|VANGUARD SM-CAP VAL|GLPX|ACS EXECUTION SERVICES, LLC|75
VBR|VANGUARD SM-CAP VAL|GSCO|GOLDMAN SACHS & CO. LLC|248491
VBR|VANGUARD SM-CAP VAL|GSLT|GOLDMAN SACHS & CO. LLC|151
VBR|VANGUARD SM-CAP VAL|GTSZ|GTS SECURITIES LLC|106
VBR|VANGUARD SM-CAP VAL|HRBF|American Enterprise Investment Services Inc.|105618
VBR|VANGUARD SM-CAP VAL|IATS|INTERACTIVE BROKERS LLC|9438
VBR|VANGUARD SM-CAP VAL|IBKR|Interactive Brokers Llc|8673
VBR|VANGUARD SM-CAP VAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5560
VBR|VANGUARD SM-CAP VAL|ICBX|INSTINET, LLC|4620
VBR|VANGUARD SM-CAP VAL|INCA|INSTINET, LLC|3063
VBR|VANGUARD SM-CAP VAL|ITGI|ITG Inc.|10529
VBR|VANGUARD SM-CAP VAL|ITGP|ITG INC.|2400
VBR|VANGUARD SM-CAP VAL|JANY|Janney Montgomery Scott Inc.|5513
VBR|VANGUARD SM-CAP VAL|JMPT|JUMP TRADING, LLC|2997
VBR|VANGUARD SM-CAP VAL|JPMX|J.P. Morgan Securities LLC|26156
VBR|VANGUARD SM-CAP VAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|84820
VBR|VANGUARD SM-CAP VAL|JSJX|JANE STREET CAPITAL LLC|126384
VBR|VANGUARD SM-CAP VAL|KCGM|VIRTU Americas LLC|8482
VBR|VANGUARD SM-CAP VAL|LEHM|Barclays Capital Inc./Le|15747
VBR|VANGUARD SM-CAP VAL|LGNT|COR CLEARING LLC|1
VBR|VANGUARD SM-CAP VAL|LIME|Lime Brokerage LLC|10312
VBR|VANGUARD SM-CAP VAL|MACC|Mid Atlantic Capital Corporation|12921
VBR|VANGUARD SM-CAP VAL|MCMF|Raymond James Ltd. Cds|2446
VBR|VANGUARD SM-CAP VAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15826
VBR|VANGUARD SM-CAP VAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
VBR|VANGUARD SM-CAP VAL|MOTF|MOTIF INVESTING, INC.|10
VBR|VANGUARD SM-CAP VAL|MSCO|MORGAN STANLEY & CO. LLC|88605
VBR|VANGUARD SM-CAP VAL|MSPL|MORGAN STANLEY & CO. LLC|9700
VBR|VANGUARD SM-CAP VAL|NEUB|NEUBERGER BERMAN BD LLC|3
VBR|VANGUARD SM-CAP VAL|NFSC|National Financial Services LLC|464272
VBR|VANGUARD SM-CAP VAL|NITE|VIRTU Americas LLC|565130
VBR|VANGUARD SM-CAP VAL|NQRB|Brut, LLC|700
VBR|VANGUARD SM-CAP VAL|NTBF|BMO Nesbitt Burns Inc./CDS|380
VBR|VANGUARD SM-CAP VAL|NTRC|Northern Trust Securities, Inc.|623
VBR|VANGUARD SM-CAP VAL|OPCO|Oppenheimer & Co. Inc.|255
VBR|VANGUARD SM-CAP VAL|PCPT|PHILLIP CAPITAL INC.|42
VBR|VANGUARD SM-CAP VAL|PDQM|CODA MARKETS, INC.|473
VBR|VANGUARD SM-CAP VAL|PWJC|UBS Financial Services, Inc.|426
VBR|VANGUARD SM-CAP VAL|RBCM|RBC CAPITAL MARKETS, LLC|13154
VBR|VANGUARD SM-CAP VAL|RGLD|Regal Securities, Inc|36
VBR|VANGUARD SM-CAP VAL|SALI|INTL FCSTONE FINANCIAL INC.|64
VBR|VANGUARD SM-CAP VAL|SBSH|Citigroup Global Markets Inc.|34927
VBR|VANGUARD SM-CAP VAL|SEIC|SEI Investments Distribution Co.|1085
VBR|VANGUARD SM-CAP VAL|SGMT|GOLDMAN SACHS & CO. LLC|8788
VBR|VANGUARD SM-CAP VAL|SHMR|ABN Amro Clearing LLC|1051
VBR|VANGUARD SM-CAP VAL|SPHN|Stephens Inc.|6198
VBR|VANGUARD SM-CAP VAL|STFL|Stifel, Nicolaus & Company, Incorporated|3010
VBR|VANGUARD SM-CAP VAL|STKP|STOCKPILE INVESTMENTS, INC.|14
VBR|VANGUARD SM-CAP VAL|STXG|Stockcross Financial Services, Inc.|10
VBR|VANGUARD SM-CAP VAL|SWIM|TD Ameritrade, Inc.|3252
VBR|VANGUARD SM-CAP VAL|SWST|Hilltop Securities Inc.|3657
VBR|VANGUARD SM-CAP VAL|TKNG|ALLY INVEST SECURITIES LLC|1863
VBR|VANGUARD SM-CAP VAL|TRBT|Tradebot Systems, Inc.|10437
VBR|VANGUARD SM-CAP VAL|TRCM|TRC MARKETS LLC|4213
VBR|VANGUARD SM-CAP VAL|UBSA|UBS SECURITIES LLC|43705
VBR|VANGUARD SM-CAP VAL|UBSS|UBS Securities LLC|177780
VBR|VANGUARD SM-CAP VAL|VALX|VIRTU AMERICAS LLC|10327
VBR|VANGUARD SM-CAP VAL|VGRD|Vanguard Marketing Corporation|137075
VBR|VANGUARD SM-CAP VAL|WBLR|WILLIAM BLAIR|161
VBR|VANGUARD SM-CAP VAL|WCHV|WELLS FARGO SECURITIES, LLC|87106
VBR|VANGUARD SM-CAP VAL|WEDB|WEDBUSH SECURITIES INC.|132
VBR|VANGUARD SM-CAP VAL|WEED|Weeden & Co.L.P.|250
VBR|VANGUARD SM-CAP VAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|337
VBR|VANGUARD SM-CAP VAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4776
VBR|VANGUARD SM-CAP VAL|WGIF|CIBC World Markets Inc.|2028
VBR|VANGUARD SM-CAP VAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|35
VBR|VANGUARD SM-CAP VAL|WSEA|WOLVERINE SECURITIES, LLC|7345
VBR|VANGUARD SM-CAP VAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
VBR|VANGUARD SM-CAP VAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54132
VBTX|VERITEX HOLDINGS CM|ALTX|Alternet Securities Inc.|1900
VBTX|VERITEX HOLDINGS CM|ANOS|ABEL/NOSER, L.L.C.|205
VBTX|VERITEX HOLDINGS CM|APCC|Apex Clearing Corporation|4
VBTX|VERITEX HOLDINGS CM|BARD|Robert W. Baird & Co. Incorporated|188
VBTX|VERITEX HOLDINGS CM|BATM|CBOE TRADING, INC.|1736
VBTX|VERITEX HOLDINGS CM|BERN|Sanford C. Bernstein & Co., LLC|8995
VBTX|VERITEX HOLDINGS CM|BIDS|BIDS TRADING L.P.|10600
VBTX|VERITEX HOLDINGS CM|BMOC|BMO Capital Markets Corp.|3116
VBTX|VERITEX HOLDINGS CM|BNPX|BNP PARIBAS SECURITIES CORP.|10303
VBTX|VERITEX HOLDINGS CM|BTIG|BTIG, LLC|13
VBTX|VERITEX HOLDINGS CM|BYXM|CBOE TRADING, INC.|442
VBTX|VERITEX HOLDINGS CM|BZYD|GOLDMAN SACHS & CO. LLC|3352
VBTX|VERITEX HOLDINGS CM|CHAS|Charles Schwab & Co., Inc.|1000
VBTX|VERITEX HOLDINGS CM|CIST|Capital Institutional Services, Inc.|55574
VBTX|VERITEX HOLDINGS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|125282
VBTX|VERITEX HOLDINGS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5301
VBTX|VERITEX HOLDINGS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73133
VBTX|VERITEX HOLDINGS CM|CTDL|Citadel Derivatives Group Llc|6035
VBTX|VERITEX HOLDINGS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5030
VBTX|VERITEX HOLDINGS CM|DADA|D.A. Davidson & Co.|93
VBTX|VERITEX HOLDINGS CM|DBAB|Deutsche Bank Securities Inc.|180370
VBTX|VERITEX HOLDINGS CM|DBAX|Deutsche Bank Securities Inc.|32000
VBTX|VERITEX HOLDINGS CM|DEAN|MORGAN STANLEY|1000
VBTX|VERITEX HOLDINGS CM|DEGS|RONIN PROFESSIONAL LLC|1000
VBTX|VERITEX HOLDINGS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7564
VBTX|VERITEX HOLDINGS CM|EBXL|EBX LLC|55800
VBTX|VERITEX HOLDINGS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|5259
VBTX|VERITEX HOLDINGS CM|EDJO|Edward D. Jones & Co., L.P.|50
VBTX|VERITEX HOLDINGS CM|EGAM|CBOE TRADING, INC.|3608
VBTX|VERITEX HOLDINGS CM|EGAW|CBOE TRADING, INC.|100
VBTX|VERITEX HOLDINGS CM|EGMT|EG MARKET TECHNOLOGIES LLC|700
VBTX|VERITEX HOLDINGS CM|EGXM|CBOE TRADING, INC.|906
VBTX|VERITEX HOLDINGS CM|ETBE|Electronic Transaction Clearing, Inc.|11625
VBTX|VERITEX HOLDINGS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2778
VBTX|VERITEX HOLDINGS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11708
VBTX|VERITEX HOLDINGS CM|ETRS|E*Trade Securities LLC|1215
VBTX|VERITEX HOLDINGS CM|FBCO|Credit Suisse Securities (USA) LLC|159020
VBTX|VERITEX HOLDINGS CM|FILL|Tradestation Securities, Inc.|1036
VBTX|VERITEX HOLDINGS CM|FMAF|NBCN Inc./ CDS|1300
VBTX|VERITEX HOLDINGS CM|FOMA|TD AMERITRADE CLEARING, INC.|6201
VBTX|VERITEX HOLDINGS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1557
VBTX|VERITEX HOLDINGS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66852
VBTX|VERITEX HOLDINGS CM|FTBR|Foliofn Investments, Inc.|10
VBTX|VERITEX HOLDINGS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|8022
VBTX|VERITEX HOLDINGS CM|GLPX|ACS EXECUTION SERVICES, LLC|1588
VBTX|VERITEX HOLDINGS CM|GSCO|GOLDMAN SACHS & CO. LLC|826854
VBTX|VERITEX HOLDINGS CM|GSCS|GOLDMAN SACHS & CO. LLC|3385
VBTX|VERITEX HOLDINGS CM|GSLT|GOLDMAN SACHS & CO. LLC|1552
VBTX|VERITEX HOLDINGS CM|GTSZ|GTS SECURITIES LLC|9546
VBTX|VERITEX HOLDINGS CM|HOVD|HOVDE GROUP, LLC|7185
VBTX|VERITEX HOLDINGS CM|IATS|INTERACTIVE BROKERS LLC|2760
VBTX|VERITEX HOLDINGS CM|IBKR|Interactive Brokers Llc|14543
VBTX|VERITEX HOLDINGS CM|ICBX|INSTINET, LLC|8700
VBTX|VERITEX HOLDINGS CM|IEQY|CITADEL SECURITIES LLC|30713
VBTX|VERITEX HOLDINGS CM|INCA|INSTINET, LLC|124067
VBTX|VERITEX HOLDINGS CM|INJX|INSTINET, LLC|16107
VBTX|VERITEX HOLDINGS CM|ITGI|ITG Inc.|9743
VBTX|VERITEX HOLDINGS CM|ITGP|ITG INC.|16200
VBTX|VERITEX HOLDINGS CM|JEFF|JEFFERIES LLC|31329
VBTX|VERITEX HOLDINGS CM|JMPT|JUMP TRADING, LLC|14817
VBTX|VERITEX HOLDINGS CM|JPBX|J.P. MORGAN SECURITIES LLC|7284
VBTX|VERITEX HOLDINGS CM|JPMX|J.P. Morgan Securities LLC|69197
VBTX|VERITEX HOLDINGS CM|JSJX|JANE STREET CAPITAL LLC|9290
VBTX|VERITEX HOLDINGS CM|KCGM|VIRTU Americas LLC|9305
VBTX|VERITEX HOLDINGS CM|LEHM|Barclays Capital Inc./Le|349744
VBTX|VERITEX HOLDINGS CM|LIME|Lime Brokerage LLC|66085
VBTX|VERITEX HOLDINGS CM|LMGP|LIME BROKERAGE LLC|200
VBTX|VERITEX HOLDINGS CM|MAXM|Maxim Group LLC|2392
VBTX|VERITEX HOLDINGS CM|MBTS|ALLY INVEST SECURITIES LLC|200
VBTX|VERITEX HOLDINGS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31437
VBTX|VERITEX HOLDINGS CM|MSCO|MORGAN STANLEY & CO. LLC|712932
VBTX|VERITEX HOLDINGS CM|MSPL|MORGAN STANLEY & CO. LLC|51700
VBTX|VERITEX HOLDINGS CM|MSTX|MORGAN STANLEY & CO. LLC|26400
VBTX|VERITEX HOLDINGS CM|NFSC|National Financial Services LLC|58701
VBTX|VERITEX HOLDINGS CM|NITE|VIRTU Americas LLC|114527
VBTX|VERITEX HOLDINGS CM|NITP|VIRTU Americas LLC|4389
VBTX|VERITEX HOLDINGS CM|NQRB|Brut, LLC|7080
VBTX|VERITEX HOLDINGS CM|OPCO|Oppenheimer & Co. Inc.|436
VBTX|VERITEX HOLDINGS CM|PDQM|CODA MARKETS, INC.|5252
VBTX|VERITEX HOLDINGS CM|RAJA|Raymond James & Associates, Inc.|1966
VBTX|VERITEX HOLDINGS CM|RBCM|RBC CAPITAL MARKETS, LLC|16
VBTX|VERITEX HOLDINGS CM|RHCO|Suntrust Robinson Humphrey, Inc.|72742
VBTX|VERITEX HOLDINGS CM|SAGL|SAGETRADER, LLC|1425
VBTX|VERITEX HOLDINGS CM|SBSH|Citigroup Global Markets Inc.|73759
VBTX|VERITEX HOLDINGS CM|SGMT|GOLDMAN SACHS & CO. LLC|15728
VBTX|VERITEX HOLDINGS CM|SPDR|SPEEDROUTE LLC|1600
VBTX|VERITEX HOLDINGS CM|SPHN|Stephens Inc.|281275
VBTX|VERITEX HOLDINGS CM|STFL|Stifel, Nicolaus & Company, Incorporated|726
VBTX|VERITEX HOLDINGS CM|SWIM|TD Ameritrade, Inc.|6593
VBTX|VERITEX HOLDINGS CM|SWST|Hilltop Securities Inc.|1767
VBTX|VERITEX HOLDINGS CM|TKNG|ALLY INVEST SECURITIES LLC|6
VBTX|VERITEX HOLDINGS CM|TRBT|Tradebot Systems, Inc.|41638
VBTX|VERITEX HOLDINGS CM|TRCM|TRC MARKETS LLC|45049
VBTX|VERITEX HOLDINGS CM|UBSA|UBS SECURITIES LLC|131710
VBTX|VERITEX HOLDINGS CM|UBSS|UBS Securities LLC|432152
VBTX|VERITEX HOLDINGS CM|VALX|VIRTU AMERICAS LLC|6078
VBTX|VERITEX HOLDINGS CM|VGRD|Vanguard Marketing Corporation|171
VBTX|VERITEX HOLDINGS CM|WCHV|WELLS FARGO SECURITIES, LLC|33600
VBTX|VERITEX HOLDINGS CM|WEDB|WEDBUSH SECURITIES INC.|900
VBTX|VERITEX HOLDINGS CM|WSEA|WOLVERINE SECURITIES, LLC|3
VBTX|VERITEX HOLDINGS CM|XIST|INSTINET, LLC|3200
VBTX|VERITEX HOLDINGS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
VBTX|VERITEX HOLDINGS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|450
VC|VISTEON CORP CMN|ALTX|Alternet Securities Inc.|2911
VC|VISTEON CORP CMN|APCC|Apex Clearing Corporation|44
VC|VISTEON CORP CMN|BARD|Robert W. Baird & Co. Incorporated|30324
VC|VISTEON CORP CMN|BATM|CBOE TRADING, INC.|2087
VC|VISTEON CORP CMN|BAYC|BAY CREST PARTNERS, LLC|65
VC|VISTEON CORP CMN|BAYT|BTIG, LLC|900
VC|VISTEON CORP CMN|BBNT|BB&T SECURITIES, LLC|15
VC|VISTEON CORP CMN|BERN|Sanford C. Bernstein & Co., LLC|34934
VC|VISTEON CORP CMN|BIMI|Banca IMI Securities Corp.|211
VC|VISTEON CORP CMN|BKCM|BNY Mellon Capital Markets LLC|1525
VC|VISTEON CORP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70
VC|VISTEON CORP CMN|BLKX|INSTINET, LLC|18600
VC|VISTEON CORP CMN|BMOC|BMO Capital Markets Corp.|1070
VC|VISTEON CORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|169
VC|VISTEON CORP CMN|BTIG|BTIG, LLC|3366
VC|VISTEON CORP CMN|BYXM|CBOE TRADING, INC.|964
VC|VISTEON CORP CMN|BZYD|GOLDMAN SACHS & CO. LLC|203
VC|VISTEON CORP CMN|CANT|Cantor Fitzgerald & Co.|36
VC|VISTEON CORP CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|65400
VC|VISTEON CORP CMN|CHAS|Charles Schwab & Co., Inc.|413
VC|VISTEON CORP CMN|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
VC|VISTEON CORP CMN|CIST|Capital Institutional Services, Inc.|15
VC|VISTEON CORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|54097
VC|VISTEON CORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1573
VC|VISTEON CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|201910
VC|VISTEON CORP CMN|CSIN|Citadel Securities Institutional LLC|2020
VC|VISTEON CORP CMN|CTDL|Citadel Derivatives Group Llc|3718
VC|VISTEON CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|22724
VC|VISTEON CORP CMN|DBAB|Deutsche Bank Securities Inc.|153979
VC|VISTEON CORP CMN|DBAX|Deutsche Bank Securities Inc.|136300
VC|VISTEON CORP CMN|DBUL|Deutsche Bank Securities Inc.|2000
VC|VISTEON CORP CMN|DEAN|MORGAN STANLEY|5846
VC|VISTEON CORP CMN|DEGS|RONIN PROFESSIONAL LLC|232
VC|VISTEON CORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3749
VC|VISTEON CORP CMN|EBXL|EBX LLC|72200
VC|VISTEON CORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1982
VC|VISTEON CORP CMN|EDJO|Edward D. Jones & Co., L.P.|17
VC|VISTEON CORP CMN|EGAM|CBOE TRADING, INC.|3895
VC|VISTEON CORP CMN|EGAW|CBOE TRADING, INC.|164
VC|VISTEON CORP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|300
VC|VISTEON CORP CMN|EGXM|CBOE TRADING, INC.|1513
VC|VISTEON CORP CMN|EGXW|CBOE TRADING, INC.|298
VC|VISTEON CORP CMN|ETBE|Electronic Transaction Clearing, Inc.|641
VC|VISTEON CORP CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|9
VC|VISTEON CORP CMN|ETCC|Electronic Transaction Clearing, Inc.|270
VC|VISTEON CORP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1956
VC|VISTEON CORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18258
VC|VISTEON CORP CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|457
VC|VISTEON CORP CMN|ETRS|E*Trade Securities LLC|2966
VC|VISTEON CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|258935
VC|VISTEON CORP CMN|FMAF|NBCN Inc./ CDS|8
VC|VISTEON CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|11071
VC|VISTEON CORP CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31
VC|VISTEON CORP CMN|FQLS|Quantlab Securities LP|106274
VC|VISTEON CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40081
VC|VISTEON CORP CMN|FTBR|Foliofn Investments, Inc.|980
VC|VISTEON CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1412
VC|VISTEON CORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|25499
VC|VISTEON CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|434534
VC|VISTEON CORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|4363
VC|VISTEON CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|444
VC|VISTEON CORP CMN|GTSZ|GTS SECURITIES LLC|62221
VC|VISTEON CORP CMN|HRBF|American Enterprise Investment Services Inc.|2014
VC|VISTEON CORP CMN|HSBC|HSBC Securities, Inc.|6772
VC|VISTEON CORP CMN|IATS|INTERACTIVE BROKERS LLC|473
VC|VISTEON CORP CMN|IBKR|Interactive Brokers Llc|10615
VC|VISTEON CORP CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|340
VC|VISTEON CORP CMN|ICBX|INSTINET, LLC|10700
VC|VISTEON CORP CMN|INCA|INSTINET, LLC|203212
VC|VISTEON CORP CMN|INJX|INSTINET, LLC|23916
VC|VISTEON CORP CMN|ITGI|ITG Inc.|20071
VC|VISTEON CORP CMN|ITGP|ITG INC.|197800
VC|VISTEON CORP CMN|JANY|Janney Montgomery Scott Inc.|30
VC|VISTEON CORP CMN|JEFF|JEFFERIES LLC|91483
VC|VISTEON CORP CMN|JMPT|JUMP TRADING, LLC|22659
VC|VISTEON CORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|31329
VC|VISTEON CORP CMN|JPMX|J.P. Morgan Securities LLC|217132
VC|VISTEON CORP CMN|JSJX|JANE STREET CAPITAL LLC|6292
VC|VISTEON CORP CMN|KCGM|VIRTU Americas LLC|15996
VC|VISTEON CORP CMN|LEHM|Barclays Capital Inc./Le|372772
VC|VISTEON CORP CMN|LIME|Lime Brokerage LLC|95838
VC|VISTEON CORP CMN|LOOP|Loop Capital Markets LLC|997
VC|VISTEON CORP CMN|LQNA|LIQUIDNET, INC.|42700
VC|VISTEON CORP CMN|LSCI|Lek Securities Corporation|7890
VC|VISTEON CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75760
VC|VISTEON CORP CMN|MOTF|MOTIF INVESTING, INC.|19
VC|VISTEON CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|667498
VC|VISTEON CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|245400
VC|VISTEON CORP CMN|MSTX|MORGAN STANLEY & CO. LLC|22200
VC|VISTEON CORP CMN|NFSC|National Financial Services LLC|20455
VC|VISTEON CORP CMN|NITE|VIRTU Americas LLC|85910
VC|VISTEON CORP CMN|NITP|VIRTU Americas LLC|3830
VC|VISTEON CORP CMN|NQRB|Brut, LLC|5110
VC|VISTEON CORP CMN|OPCO|Oppenheimer & Co. Inc.|2783
VC|VISTEON CORP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|60
VC|VISTEON CORP CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|11080
VC|VISTEON CORP CMN|PDQM|CODA MARKETS, INC.|94763
VC|VISTEON CORP CMN|PIPR|Piper Jaffray & Co.|1100
VC|VISTEON CORP CMN|PWJC|UBS Financial Services, Inc.|3
VC|VISTEON CORP CMN|RAJA|Raymond James & Associates, Inc.|134
VC|VISTEON CORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|87
VC|VISTEON CORP CMN|RILY|B. RILEY FBR, INC.|841
VC|VISTEON CORP CMN|SAGL|SAGETRADER, LLC|3417
VC|VISTEON CORP CMN|SAGW|SAGETRADER, LLC|234
VC|VISTEON CORP CMN|SBSH|Citigroup Global Markets Inc.|130281
VC|VISTEON CORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|47233
VC|VISTEON CORP CMN|SPDR|SPEEDROUTE LLC|6236
VC|VISTEON CORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|80774
VC|VISTEON CORP CMN|STKP|STOCKPILE INVESTMENTS, INC.|4
VC|VISTEON CORP CMN|SWIM|TD Ameritrade, Inc.|282
VC|VISTEON CORP CMN|SWST|Hilltop Securities Inc.|95
VC|VISTEON CORP CMN|TKNG|ALLY INVEST SECURITIES LLC|700
VC|VISTEON CORP CMN|TONC|CUTTONE & CO., LLC|484
VC|VISTEON CORP CMN|TRBT|Tradebot Systems, Inc.|95429
VC|VISTEON CORP CMN|TRCM|TRC MARKETS LLC|61895
VC|VISTEON CORP CMN|UBSA|UBS SECURITIES LLC|236752
VC|VISTEON CORP CMN|UBSS|UBS Securities LLC|559970
VC|VISTEON CORP CMN|VALX|VIRTU AMERICAS LLC|5310
VC|VISTEON CORP CMN|VGRD|Vanguard Marketing Corporation|209
VC|VISTEON CORP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|500
VC|VISTEON CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|14811
VC|VISTEON CORP CMN|WDNX|WEEDEN & CO.L.P.|1836
VC|VISTEON CORP CMN|WEED|Weeden & Co.L.P.|813
VC|VISTEON CORP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1972
VC|VISTEON CORP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13041
VC|VISTEON CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|533
VC|VISTEON CORP CMN|XIST|INSTINET, LLC|19840
VC|VISTEON CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|8878
VC|VISTEON CORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|9869
VC|VISTEON CORP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|271
VCEL|VERICEL CORPROATION|AGIS|Aegis Capital Corp.|274029
VCEL|VERICEL CORPROATION|ALTX|Alternet Securities Inc.|2781
VCEL|VERICEL CORPROATION|APCC|Apex Clearing Corporation|2331
VCEL|VERICEL CORPROATION|AQUA|AQUA SECURITIES L.P.|10400
VCEL|VERICEL CORPROATION|BARD|Robert W. Baird & Co. Incorporated|5700
VCEL|VERICEL CORPROATION|BATM|CBOE TRADING, INC.|303
VCEL|VERICEL CORPROATION|BAYC|BAY CREST PARTNERS, LLC|2163
VCEL|VERICEL CORPROATION|BAYT|BTIG, LLC|200
VCEL|VERICEL CORPROATION|BERN|Sanford C. Bernstein & Co., LLC|6100
VCEL|VERICEL CORPROATION|BIDS|BIDS TRADING L.P.|1600
VCEL|VERICEL CORPROATION|BIMI|Banca IMI Securities Corp.|6732
VCEL|VERICEL CORPROATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28553
VCEL|VERICEL CORPROATION|BLKX|INSTINET, LLC|53037
VCEL|VERICEL CORPROATION|BMOC|BMO Capital Markets Corp.|2782
VCEL|VERICEL CORPROATION|BNPX|BNP PARIBAS SECURITIES CORP.|147875
VCEL|VERICEL CORPROATION|BTIG|BTIG, LLC|1223204
VCEL|VERICEL CORPROATION|BYXM|CBOE TRADING, INC.|893
VCEL|VERICEL CORPROATION|CANT|Cantor Fitzgerald & Co.|51563
VCEL|VERICEL CORPROATION|CHAS|Charles Schwab & Co., Inc.|8559
VCEL|VERICEL CORPROATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|496381
VCEL|VERICEL CORPROATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5500
VCEL|VERICEL CORPROATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34257
VCEL|VERICEL CORPROATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|621648
VCEL|VERICEL CORPROATION|CTDL|Citadel Derivatives Group Llc|41636
VCEL|VERICEL CORPROATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|81800
VCEL|VERICEL CORPROATION|DBAB|Deutsche Bank Securities Inc.|673214
VCEL|VERICEL CORPROATION|DBAX|Deutsche Bank Securities Inc.|534600
VCEL|VERICEL CORPROATION|DBUL|Deutsche Bank Securities Inc.|1300
VCEL|VERICEL CORPROATION|DEAN|MORGAN STANLEY|18575
VCEL|VERICEL CORPROATION|DEGS|RONIN PROFESSIONAL LLC|32705
VCEL|VERICEL CORPROATION|DOTC|Dougherty & Company LLC|470
VCEL|VERICEL CORPROATION|EBXL|EBX LLC|321200
VCEL|VERICEL CORPROATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|134094
VCEL|VERICEL CORPROATION|EDJO|Edward D. Jones & Co., L.P.|1240
VCEL|VERICEL CORPROATION|EGAM|CBOE TRADING, INC.|11746
VCEL|VERICEL CORPROATION|EGAW|CBOE TRADING, INC.|95
VCEL|VERICEL CORPROATION|EGXM|CBOE TRADING, INC.|8243
VCEL|VERICEL CORPROATION|EGXW|CBOE TRADING, INC.|300
VCEL|VERICEL CORPROATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2369
VCEL|VERICEL CORPROATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8789
VCEL|VERICEL CORPROATION|ETRS|E*Trade Securities LLC|343452
VCEL|VERICEL CORPROATION|FBCO|Credit Suisse Securities (USA) LLC|629600
VCEL|VERICEL CORPROATION|FILL|Tradestation Securities, Inc.|17411
VCEL|VERICEL CORPROATION|FMAF|NBCN Inc./ CDS|3840
VCEL|VERICEL CORPROATION|FOMA|TD AMERITRADE CLEARING, INC.|2214925
VCEL|VERICEL CORPROATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11171
VCEL|VERICEL CORPROATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|155781
VCEL|VERICEL CORPROATION|FTBR|Foliofn Investments, Inc.|1961
VCEL|VERICEL CORPROATION|GEBB|GLOBAL EXECUTION BROKERS, LP|59490
VCEL|VERICEL CORPROATION|GLIS|TD Securities Inc|1300
VCEL|VERICEL CORPROATION|GLPX|ACS EXECUTION SERVICES, LLC|3543
VCEL|VERICEL CORPROATION|GSCO|GOLDMAN SACHS & CO. LLC|4144527
VCEL|VERICEL CORPROATION|GSCS|GOLDMAN SACHS & CO. LLC|181813
VCEL|VERICEL CORPROATION|GSLT|GOLDMAN SACHS & CO. LLC|10761
VCEL|VERICEL CORPROATION|GTSZ|GTS SECURITIES LLC|99264
VCEL|VERICEL CORPROATION|HAPX|HAP Trading, LLC|100
VCEL|VERICEL CORPROATION|HRBF|American Enterprise Investment Services Inc.|2000
VCEL|VERICEL CORPROATION|HSBC|HSBC Securities, Inc.|400
VCEL|VERICEL CORPROATION|IATS|INTERACTIVE BROKERS LLC|17083
VCEL|VERICEL CORPROATION|IBKR|Interactive Brokers Llc|342834
VCEL|VERICEL CORPROATION|ICBX|INSTINET, LLC|137339
VCEL|VERICEL CORPROATION|IEQY|CITADEL SECURITIES LLC|37813
VCEL|VERICEL CORPROATION|INCA|INSTINET, LLC|352041
VCEL|VERICEL CORPROATION|INJX|INSTINET, LLC|16835
VCEL|VERICEL CORPROATION|ITGI|ITG Inc.|106154
VCEL|VERICEL CORPROATION|ITGP|ITG INC.|225000
VCEL|VERICEL CORPROATION|JEFF|JEFFERIES LLC|76569
VCEL|VERICEL CORPROATION|JGUN|Joseph Gunnar & Co.  LLC|500
VCEL|VERICEL CORPROATION|JMPT|JUMP TRADING, LLC|31895
VCEL|VERICEL CORPROATION|JPBX|J.P. MORGAN SECURITIES LLC|39012
VCEL|VERICEL CORPROATION|JPMX|J.P. Morgan Securities LLC|601168
VCEL|VERICEL CORPROATION|JSJX|JANE STREET CAPITAL LLC|8599
VCEL|VERICEL CORPROATION|KCGM|VIRTU Americas LLC|73304
VCEL|VERICEL CORPROATION|LEER|LEERINK PARTNERS LLC|355062
VCEL|VERICEL CORPROATION|LEHM|Barclays Capital Inc./Le|1794747
VCEL|VERICEL CORPROATION|LIME|Lime Brokerage LLC|332504
VCEL|VERICEL CORPROATION|LMGP|LIME BROKERAGE LLC|19156
VCEL|VERICEL CORPROATION|LOOP|Loop Capital Markets LLC|10900
VCEL|VERICEL CORPROATION|LQNA|LIQUIDNET, INC.|112000
VCEL|VERICEL CORPROATION|LQNB|LIQUIDNET, INC.|1600
VCEL|VERICEL CORPROATION|LTCO|Ladenburg, Thalmann & Co., Inc.|800
VCEL|VERICEL CORPROATION|MACQ|Macquarie Capital (USA) Inc.|3424
VCEL|VERICEL CORPROATION|MAXM|Maxim Group LLC|7199
VCEL|VERICEL CORPROATION|MBTS|ALLY INVEST SECURITIES LLC|4739
VCEL|VERICEL CORPROATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|316663
VCEL|VERICEL CORPROATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
VCEL|VERICEL CORPROATION|MSCO|MORGAN STANLEY & CO. LLC|8328064
VCEL|VERICEL CORPROATION|MSPL|MORGAN STANLEY & CO. LLC|595700
VCEL|VERICEL CORPROATION|MSTX|MORGAN STANLEY & CO. LLC|324600
VCEL|VERICEL CORPROATION|NATL|National Securities Corporation|8100
VCEL|VERICEL CORPROATION|NEED|Needham & Company, LLC|7279
VCEL|VERICEL CORPROATION|NFSC|National Financial Services LLC|1193598
VCEL|VERICEL CORPROATION|NITE|VIRTU Americas LLC|2318001
VCEL|VERICEL CORPROATION|NITP|VIRTU Americas LLC|96815
VCEL|VERICEL CORPROATION|NQRB|Brut, LLC|4466
VCEL|VERICEL CORPROATION|NTFN|Network 1 Financial Securities Inc.|11975
VCEL|VERICEL CORPROATION|OPCO|Oppenheimer & Co. Inc.|28000
VCEL|VERICEL CORPROATION|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|6010
VCEL|VERICEL CORPROATION|PCPT|PHILLIP CAPITAL INC.|310
VCEL|VERICEL CORPROATION|PDQM|CODA MARKETS, INC.|57034
VCEL|VERICEL CORPROATION|PHLY|NASDAQ Execution Services, LLC|1600
VCEL|VERICEL CORPROATION|PWJC|UBS Financial Services, Inc.|600
VCEL|VERICEL CORPROATION|RAJA|Raymond James & Associates, Inc.|25171
VCEL|VERICEL CORPROATION|RBCM|RBC CAPITAL MARKETS, LLC|27017
VCEL|VERICEL CORPROATION|RHCO|Suntrust Robinson Humphrey, Inc.|100
VCEL|VERICEL CORPROATION|RJLC|RJL CAPITAL GROUP, LLC|2000
VCEL|VERICEL CORPROATION|SAGL|SAGETRADER, LLC|4060
VCEL|VERICEL CORPROATION|SBSH|Citigroup Global Markets Inc.|1120028
VCEL|VERICEL CORPROATION|SGMT|GOLDMAN SACHS & CO. LLC|142259
VCEL|VERICEL CORPROATION|SPDR|SPEEDROUTE LLC|38614
VCEL|VERICEL CORPROATION|SPNT|SEVEN POINTS CAPITAL, LLC|400
VCEL|VERICEL CORPROATION|STFL|Stifel, Nicolaus & Company, Incorporated|2300
VCEL|VERICEL CORPROATION|STXG|Stockcross Financial Services, Inc.|33961
VCEL|VERICEL CORPROATION|SWIM|TD Ameritrade, Inc.|211527
VCEL|VERICEL CORPROATION|SWST|Hilltop Securities Inc.|503
VCEL|VERICEL CORPROATION|TDCO|Thompson Davis & Co., Inc.|500
VCEL|VERICEL CORPROATION|TKNG|ALLY INVEST SECURITIES LLC|10340
VCEL|VERICEL CORPROATION|TRBT|Tradebot Systems, Inc.|109829
VCEL|VERICEL CORPROATION|TRCM|TRC MARKETS LLC|90797
VCEL|VERICEL CORPROATION|TWTT|TASTYWORKS, INC.|1250
VCEL|VERICEL CORPROATION|UBSA|UBS SECURITIES LLC|1264807
VCEL|VERICEL CORPROATION|UBSS|UBS Securities LLC|3189401
VCEL|VERICEL CORPROATION|VALX|VIRTU AMERICAS LLC|118212
VCEL|VERICEL CORPROATION|VGRD|Vanguard Marketing Corporation|123081
VCEL|VERICEL CORPROATION|WCHV|WELLS FARGO SECURITIES, LLC|1368929
VCEL|VERICEL CORPROATION|WDNX|WEEDEN & CO.L.P.|2030
VCEL|VERICEL CORPROATION|WEED|Weeden & Co.L.P.|2452
VCEL|VERICEL CORPROATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1084
VCEL|VERICEL CORPROATION|WGIF|CIBC World Markets Inc.|2290
VCEL|VERICEL CORPROATION|WSEA|WOLVERINE SECURITIES, LLC|6775
VCEL|VERICEL CORPROATION|XIST|INSTINET, LLC|21200
VCEL|VERICEL CORPROATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|93558
VCEL|VERICEL CORPROATION|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VCEL|VERICEL CORPROATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3900
VCF|DEL INV COL MUNI-INC|APCC|Apex Clearing Corporation|2
VCF|DEL INV COL MUNI-INC|BARD|Robert W. Baird & Co. Incorporated|4
VCF|DEL INV COL MUNI-INC|BATM|CBOE TRADING, INC.|900
VCF|DEL INV COL MUNI-INC|CHAS|Charles Schwab & Co., Inc.|1
VCF|DEL INV COL MUNI-INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|748
VCF|DEL INV COL MUNI-INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6
VCF|DEL INV COL MUNI-INC|GSLT|GOLDMAN SACHS & CO. LLC|100
VCF|DEL INV COL MUNI-INC|HRBF|American Enterprise Investment Services Inc.|4660
VCF|DEL INV COL MUNI-INC|IBKR|Interactive Brokers Llc|1580
VCF|DEL INV COL MUNI-INC|ICBX|INSTINET, LLC|300
VCF|DEL INV COL MUNI-INC|ITGI|ITG Inc.|20
VCF|DEL INV COL MUNI-INC|LIME|Lime Brokerage LLC|800
VCF|DEL INV COL MUNI-INC|MSCO|MORGAN STANLEY & CO. LLC|6600
VCF|DEL INV COL MUNI-INC|MSPL|MORGAN STANLEY & CO. LLC|200
VCF|DEL INV COL MUNI-INC|NFSC|National Financial Services LLC|7292
VCF|DEL INV COL MUNI-INC|NITE|VIRTU Americas LLC|24612
VCF|DEL INV COL MUNI-INC|PWJC|UBS Financial Services, Inc.|1900
VCF|DEL INV COL MUNI-INC|RBCM|RBC CAPITAL MARKETS, LLC|112
VCF|DEL INV COL MUNI-INC|SPDR|SPEEDROUTE LLC|80
VCF|DEL INV COL MUNI-INC|STFL|Stifel, Nicolaus & Company, Incorporated|1713
VCF|DEL INV COL MUNI-INC|SWST|Hilltop Securities Inc.|2582
VCF|DEL INV COL MUNI-INC|UBSA|UBS SECURITIES LLC|800
VCF|DEL INV COL MUNI-INC|UBSS|UBS Securities LLC|11468
VCF|DEL INV COL MUNI-INC|VGRD|Vanguard Marketing Corporation|1024
VCF|DEL INV COL MUNI-INC|WCHV|WELLS FARGO SECURITIES, LLC|16097
VCF|DEL INV COL MUNI-INC|WEDB|WEDBUSH SECURITIES INC.|6298
VCF|DEL INV COL MUNI-INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5978
VCIT|VANGUARD INTERM CORP|ALTX|Alternet Securities Inc.|32838
VCIT|VANGUARD INTERM CORP|ANOS|ABEL/NOSER, L.L.C.|367
VCIT|VANGUARD INTERM CORP|APCC|Apex Clearing Corporation|44440
VCIT|VANGUARD INTERM CORP|BANK|Primevest Financial Services, Inc.|1747
VCIT|VANGUARD INTERM CORP|BARD|Robert W. Baird & Co. Incorporated|31146
VCIT|VANGUARD INTERM CORP|BATM|CBOE TRADING, INC.|939
VCIT|VANGUARD INTERM CORP|BAYC|BAY CREST PARTNERS, LLC|760
VCIT|VANGUARD INTERM CORP|BAYT|BTIG, LLC|2000
VCIT|VANGUARD INTERM CORP|BBNT|BB&T SECURITIES, LLC|25340
VCIT|VANGUARD INTERM CORP|BERN|Sanford C. Bernstein & Co., LLC|4004
VCIT|VANGUARD INTERM CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|64760
VCIT|VANGUARD INTERM CORP|BLKX|INSTINET, LLC|10000
VCIT|VANGUARD INTERM CORP|BMOC|BMO Capital Markets Corp.|184
VCIT|VANGUARD INTERM CORP|BNPX|BNP PARIBAS SECURITIES CORP.|690
VCIT|VANGUARD INTERM CORP|CANT|Cantor Fitzgerald & Co.|656849
VCIT|VANGUARD INTERM CORP|CHAS|Charles Schwab & Co., Inc.|74781
VCIT|VANGUARD INTERM CORP|CIST|Capital Institutional Services, Inc.|19216
VCIT|VANGUARD INTERM CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|180165
VCIT|VANGUARD INTERM CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|266
VCIT|VANGUARD INTERM CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2063
VCIT|VANGUARD INTERM CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|519377
VCIT|VANGUARD INTERM CORP|CSIN|Citadel Securities Institutional LLC|31162
VCIT|VANGUARD INTERM CORP|CTDL|Citadel Derivatives Group Llc|32538
VCIT|VANGUARD INTERM CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|86022
VCIT|VANGUARD INTERM CORP|DADA|D.A. Davidson & Co.|143
VCIT|VANGUARD INTERM CORP|DAVA|Davenport & Company LLC|951
VCIT|VANGUARD INTERM CORP|DBAB|Deutsche Bank Securities Inc.|7958
VCIT|VANGUARD INTERM CORP|DBAX|Deutsche Bank Securities Inc.|101700
VCIT|VANGUARD INTERM CORP|DEAN|MORGAN STANLEY|27366
VCIT|VANGUARD INTERM CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1586
VCIT|VANGUARD INTERM CORP|EBXL|EBX LLC|121600
VCIT|VANGUARD INTERM CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|7722
VCIT|VANGUARD INTERM CORP|EDJO|Edward D. Jones & Co., L.P.|18512
VCIT|VANGUARD INTERM CORP|EGAM|CBOE TRADING, INC.|3010
VCIT|VANGUARD INTERM CORP|EGXM|CBOE TRADING, INC.|5709
VCIT|VANGUARD INTERM CORP|EGXW|CBOE TRADING, INC.|300
VCIT|VANGUARD INTERM CORP|ESPO|ESPOSITO SECURITIES, LLC|384
VCIT|VANGUARD INTERM CORP|ETBE|Electronic Transaction Clearing, Inc.|4483
VCIT|VANGUARD INTERM CORP|ETCB|ETC BROKERAGE SERVICES, LLC|335
VCIT|VANGUARD INTERM CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|51840
VCIT|VANGUARD INTERM CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13888
VCIT|VANGUARD INTERM CORP|ETRS|E*Trade Securities LLC|70668
VCIT|VANGUARD INTERM CORP|FBCO|Credit Suisse Securities (USA) LLC|1057141
VCIT|VANGUARD INTERM CORP|FBSB|U.S. Bancorp Investments, Inc.|3058
VCIT|VANGUARD INTERM CORP|FILL|Tradestation Securities, Inc.|37
VCIT|VANGUARD INTERM CORP|FINX|FINTECH SECURITIES|4762
VCIT|VANGUARD INTERM CORP|FLTU|FLOW TRADERS US LLC|56706
VCIT|VANGUARD INTERM CORP|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|48106
VCIT|VANGUARD INTERM CORP|FMAF|NBCN Inc./ CDS|13073
VCIT|VANGUARD INTERM CORP|FOMA|TD AMERITRADE CLEARING, INC.|1087068
VCIT|VANGUARD INTERM CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|71066
VCIT|VANGUARD INTERM CORP|FTBR|Foliofn Investments, Inc.|35156
VCIT|VANGUARD INTERM CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|137300
VCIT|VANGUARD INTERM CORP|GLPX|ACS EXECUTION SERVICES, LLC|2249
VCIT|VANGUARD INTERM CORP|GSCO|GOLDMAN SACHS & CO. LLC|611878
VCIT|VANGUARD INTERM CORP|GSCS|GOLDMAN SACHS & CO. LLC|11086
VCIT|VANGUARD INTERM CORP|GSLT|GOLDMAN SACHS & CO. LLC|5780
VCIT|VANGUARD INTERM CORP|HRBF|American Enterprise Investment Services Inc.|194326
VCIT|VANGUARD INTERM CORP|HSBC|HSBC Securities, Inc.|250
VCIT|VANGUARD INTERM CORP|IATS|INTERACTIVE BROKERS LLC|6861
VCIT|VANGUARD INTERM CORP|IBKR|Interactive Brokers Llc|56508
VCIT|VANGUARD INTERM CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|398
VCIT|VANGUARD INTERM CORP|ICBX|INSTINET, LLC|153377
VCIT|VANGUARD INTERM CORP|INCA|INSTINET, LLC|217430
VCIT|VANGUARD INTERM CORP|INGS|Ingalls & Snyder, Llc|3
VCIT|VANGUARD INTERM CORP|INJX|INSTINET, LLC|3646
VCIT|VANGUARD INTERM CORP|ITGI|ITG Inc.|30574
VCIT|VANGUARD INTERM CORP|ITGP|ITG INC.|206600
VCIT|VANGUARD INTERM CORP|JANY|Janney Montgomery Scott Inc.|8940
VCIT|VANGUARD INTERM CORP|JEFF|JEFFERIES LLC|263476
VCIT|VANGUARD INTERM CORP|JMPT|JUMP TRADING, LLC|34429
VCIT|VANGUARD INTERM CORP|JONE|JonesTrading|48
VCIT|VANGUARD INTERM CORP|JPMX|J.P. Morgan Securities LLC|243740
VCIT|VANGUARD INTERM CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|2669282
VCIT|VANGUARD INTERM CORP|JSJX|JANE STREET CAPITAL LLC|1395626
VCIT|VANGUARD INTERM CORP|KCGM|VIRTU Americas LLC|177797
VCIT|VANGUARD INTERM CORP|LEHM|Barclays Capital Inc./Le|812457
VCIT|VANGUARD INTERM CORP|LGNT|COR CLEARING LLC|2
VCIT|VANGUARD INTERM CORP|LIME|Lime Brokerage LLC|50301
VCIT|VANGUARD INTERM CORP|LSCI|Lek Securities Corporation|2117
VCIT|VANGUARD INTERM CORP|MACC|Mid Atlantic Capital Corporation|11379
VCIT|VANGUARD INTERM CORP|MAXM|Maxim Group LLC|199
VCIT|VANGUARD INTERM CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|459186
VCIT|VANGUARD INTERM CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|130
VCIT|VANGUARD INTERM CORP|MOTF|MOTIF INVESTING, INC.|17
VCIT|VANGUARD INTERM CORP|MSCO|MORGAN STANLEY & CO. LLC|745155
VCIT|VANGUARD INTERM CORP|MSPL|MORGAN STANLEY & CO. LLC|99600
VCIT|VANGUARD INTERM CORP|MSTX|MORGAN STANLEY & CO. LLC|11200
VCIT|VANGUARD INTERM CORP|NATL|National Securities Corporation|46
VCIT|VANGUARD INTERM CORP|NBCS|NBC Securities, INC.|645
VCIT|VANGUARD INTERM CORP|NFSC|National Financial Services LLC|797053
VCIT|VANGUARD INTERM CORP|NITE|VIRTU Americas LLC|2231870
VCIT|VANGUARD INTERM CORP|NITP|VIRTU Americas LLC|1681
VCIT|VANGUARD INTERM CORP|NQRB|Brut, LLC|6468
VCIT|VANGUARD INTERM CORP|OLDM|OLD MISSION CAPITAL, LLC|255433
VCIT|VANGUARD INTERM CORP|ONEL|O'NEIL SECURITIES, INCORPORATED|1050
VCIT|VANGUARD INTERM CORP|OPCO|Oppenheimer & Co. Inc.|5784
VCIT|VANGUARD INTERM CORP|PDQM|CODA MARKETS, INC.|52549
VCIT|VANGUARD INTERM CORP|PWJC|UBS Financial Services, Inc.|392
VCIT|VANGUARD INTERM CORP|RAJA|Raymond James & Associates, Inc.|79508
VCIT|VANGUARD INTERM CORP|RBCM|RBC CAPITAL MARKETS, LLC|4655
VCIT|VANGUARD INTERM CORP|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|25306
VCIT|VANGUARD INTERM CORP|SAGL|SAGETRADER, LLC|1000
VCIT|VANGUARD INTERM CORP|SALI|INTL FCSTONE FINANCIAL INC.|422
VCIT|VANGUARD INTERM CORP|SBSH|Citigroup Global Markets Inc.|61445
VCIT|VANGUARD INTERM CORP|SEIC|SEI Investments Distribution Co.|27685
VCIT|VANGUARD INTERM CORP|SGMT|GOLDMAN SACHS & CO. LLC|181883
VCIT|VANGUARD INTERM CORP|SPDR|SPEEDROUTE LLC|10546
VCIT|VANGUARD INTERM CORP|SPHN|Stephens Inc.|1923
VCIT|VANGUARD INTERM CORP|STFL|Stifel, Nicolaus & Company, Incorporated|87306
VCIT|VANGUARD INTERM CORP|SWIM|TD Ameritrade, Inc.|3642
VCIT|VANGUARD INTERM CORP|SWST|Hilltop Securities Inc.|32924
VCIT|VANGUARD INTERM CORP|TKNG|ALLY INVEST SECURITIES LLC|130
VCIT|VANGUARD INTERM CORP|TRBT|Tradebot Systems, Inc.|149724
VCIT|VANGUARD INTERM CORP|TRCM|TRC MARKETS LLC|148796
VCIT|VANGUARD INTERM CORP|UBSA|UBS SECURITIES LLC|758223
VCIT|VANGUARD INTERM CORP|UBSS|UBS Securities LLC|743041
VCIT|VANGUARD INTERM CORP|VALX|VIRTU AMERICAS LLC|1300
VCIT|VANGUARD INTERM CORP|VGRD|Vanguard Marketing Corporation|231757
VCIT|VANGUARD INTERM CORP|WBET|Wallachbeth Capital LLC|1996100
VCIT|VANGUARD INTERM CORP|WBLR|WILLIAM BLAIR|43
VCIT|VANGUARD INTERM CORP|WCHV|WELLS FARGO SECURITIES, LLC|443911
VCIT|VANGUARD INTERM CORP|WEED|Weeden & Co.L.P.|6600
VCIT|VANGUARD INTERM CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3493
VCIT|VANGUARD INTERM CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|450
VCIT|VANGUARD INTERM CORP|WGIF|CIBC World Markets Inc.|292
VCIT|VANGUARD INTERM CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|56297
VCIT|VANGUARD INTERM CORP|WSEA|WOLVERINE SECURITIES, LLC|14741
VCIT|VANGUARD INTERM CORP|XIST|INSTINET, LLC|200
VCIT|VANGUARD INTERM CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|94942
VCIT|VANGUARD INTERM CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|430232
VCLT|VANGUARD LNG TM CORP|ALTX|Alternet Securities Inc.|900
VCLT|VANGUARD LNG TM CORP|APCC|Apex Clearing Corporation|9998
VCLT|VANGUARD LNG TM CORP|BANK|Primevest Financial Services, Inc.|34
VCLT|VANGUARD LNG TM CORP|BARD|Robert W. Baird & Co. Incorporated|233
VCLT|VANGUARD LNG TM CORP|BBNT|BB&T SECURITIES, LLC|2538
VCLT|VANGUARD LNG TM CORP|BERN|Sanford C. Bernstein & Co., LLC|692
VCLT|VANGUARD LNG TM CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7100
VCLT|VANGUARD LNG TM CORP|BTIG|BTIG, LLC|1300
VCLT|VANGUARD LNG TM CORP|CANT|Cantor Fitzgerald & Co.|2565
VCLT|VANGUARD LNG TM CORP|CHAS|Charles Schwab & Co., Inc.|14762
VCLT|VANGUARD LNG TM CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|64931
VCLT|VANGUARD LNG TM CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
VCLT|VANGUARD LNG TM CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196558
VCLT|VANGUARD LNG TM CORP|CSIN|Citadel Securities Institutional LLC|3902
VCLT|VANGUARD LNG TM CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|46710
VCLT|VANGUARD LNG TM CORP|DADA|D.A. Davidson & Co.|116
VCLT|VANGUARD LNG TM CORP|DBAB|Deutsche Bank Securities Inc.|1930
VCLT|VANGUARD LNG TM CORP|DBAX|Deutsche Bank Securities Inc.|80100
VCLT|VANGUARD LNG TM CORP|DEAN|MORGAN STANLEY|5871
VCLT|VANGUARD LNG TM CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|62295
VCLT|VANGUARD LNG TM CORP|EBXL|EBX LLC|92900
VCLT|VANGUARD LNG TM CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|806
VCLT|VANGUARD LNG TM CORP|EDJO|Edward D. Jones & Co., L.P.|9541
VCLT|VANGUARD LNG TM CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
VCLT|VANGUARD LNG TM CORP|EGXM|CBOE TRADING, INC.|75
VCLT|VANGUARD LNG TM CORP|EGXW|CBOE TRADING, INC.|1
VCLT|VANGUARD LNG TM CORP|ETBE|Electronic Transaction Clearing, Inc.|1000
VCLT|VANGUARD LNG TM CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15168
VCLT|VANGUARD LNG TM CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6951
VCLT|VANGUARD LNG TM CORP|ETRS|E*Trade Securities LLC|11057
VCLT|VANGUARD LNG TM CORP|FBCO|Credit Suisse Securities (USA) LLC|143554
VCLT|VANGUARD LNG TM CORP|FBSB|U.S. Bancorp Investments, Inc.|1637
VCLT|VANGUARD LNG TM CORP|FILL|Tradestation Securities, Inc.|163
VCLT|VANGUARD LNG TM CORP|FINX|FINTECH SECURITIES|500
VCLT|VANGUARD LNG TM CORP|FLTU|FLOW TRADERS US LLC|211349
VCLT|VANGUARD LNG TM CORP|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|182332
VCLT|VANGUARD LNG TM CORP|FOMA|TD AMERITRADE CLEARING, INC.|167596
VCLT|VANGUARD LNG TM CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23761
VCLT|VANGUARD LNG TM CORP|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|106697
VCLT|VANGUARD LNG TM CORP|FTBR|Foliofn Investments, Inc.|14280
VCLT|VANGUARD LNG TM CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|37623
VCLT|VANGUARD LNG TM CORP|GLPX|ACS EXECUTION SERVICES, LLC|38
VCLT|VANGUARD LNG TM CORP|GSCO|GOLDMAN SACHS & CO. LLC|9519
VCLT|VANGUARD LNG TM CORP|GSCS|GOLDMAN SACHS & CO. LLC|21007
VCLT|VANGUARD LNG TM CORP|GSLT|GOLDMAN SACHS & CO. LLC|200
VCLT|VANGUARD LNG TM CORP|GTSZ|GTS SECURITIES LLC|5477
VCLT|VANGUARD LNG TM CORP|HRBF|American Enterprise Investment Services Inc.|19632
VCLT|VANGUARD LNG TM CORP|HSBC|HSBC Securities, Inc.|700
VCLT|VANGUARD LNG TM CORP|IATS|INTERACTIVE BROKERS LLC|1363
VCLT|VANGUARD LNG TM CORP|IBKR|Interactive Brokers Llc|36742
VCLT|VANGUARD LNG TM CORP|ICBX|INSTINET, LLC|46847
VCLT|VANGUARD LNG TM CORP|INCA|INSTINET, LLC|125639
VCLT|VANGUARD LNG TM CORP|INJX|INSTINET, LLC|1292
VCLT|VANGUARD LNG TM CORP|ITGI|ITG Inc.|1498
VCLT|VANGUARD LNG TM CORP|ITGP|ITG INC.|56400
VCLT|VANGUARD LNG TM CORP|JANY|Janney Montgomery Scott Inc.|230
VCLT|VANGUARD LNG TM CORP|JEFF|JEFFERIES LLC|17075
VCLT|VANGUARD LNG TM CORP|JMPT|JUMP TRADING, LLC|3548
VCLT|VANGUARD LNG TM CORP|JPMX|J.P. Morgan Securities LLC|100328
VCLT|VANGUARD LNG TM CORP|JSEB|JANE STREET EXECUTION SERVICES, LLC|384826
VCLT|VANGUARD LNG TM CORP|JSJX|JANE STREET CAPITAL LLC|116240
VCLT|VANGUARD LNG TM CORP|KCGM|VIRTU Americas LLC|51860
VCLT|VANGUARD LNG TM CORP|LEHM|Barclays Capital Inc./Le|421635
VCLT|VANGUARD LNG TM CORP|LIME|Lime Brokerage LLC|11525
VCLT|VANGUARD LNG TM CORP|MACC|Mid Atlantic Capital Corporation|8035
VCLT|VANGUARD LNG TM CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50800
VCLT|VANGUARD LNG TM CORP|MOTF|MOTIF INVESTING, INC.|23
VCLT|VANGUARD LNG TM CORP|MSCO|MORGAN STANLEY & CO. LLC|103480
VCLT|VANGUARD LNG TM CORP|MSPL|MORGAN STANLEY & CO. LLC|16100
VCLT|VANGUARD LNG TM CORP|MSTX|MORGAN STANLEY & CO. LLC|200
VCLT|VANGUARD LNG TM CORP|NFSC|National Financial Services LLC|73979
VCLT|VANGUARD LNG TM CORP|NITE|VIRTU Americas LLC|252122
VCLT|VANGUARD LNG TM CORP|NITP|VIRTU Americas LLC|1205
VCLT|VANGUARD LNG TM CORP|NQRB|Brut, LLC|3712
VCLT|VANGUARD LNG TM CORP|OLDM|OLD MISSION CAPITAL, LLC|58058
VCLT|VANGUARD LNG TM CORP|OPCO|Oppenheimer & Co. Inc.|1791
VCLT|VANGUARD LNG TM CORP|PCPT|PHILLIP CAPITAL INC.|50
VCLT|VANGUARD LNG TM CORP|PDQM|CODA MARKETS, INC.|338
VCLT|VANGUARD LNG TM CORP|PWJC|UBS Financial Services, Inc.|1357
VCLT|VANGUARD LNG TM CORP|RAJA|Raymond James & Associates, Inc.|3754
VCLT|VANGUARD LNG TM CORP|RBCM|RBC CAPITAL MARKETS, LLC|11666
VCLT|VANGUARD LNG TM CORP|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|7850
VCLT|VANGUARD LNG TM CORP|SALI|INTL FCSTONE FINANCIAL INC.|196
VCLT|VANGUARD LNG TM CORP|SBSH|Citigroup Global Markets Inc.|131860
VCLT|VANGUARD LNG TM CORP|SEIC|SEI Investments Distribution Co.|900
VCLT|VANGUARD LNG TM CORP|SGMT|GOLDMAN SACHS & CO. LLC|87851
VCLT|VANGUARD LNG TM CORP|SPHN|Stephens Inc.|4
VCLT|VANGUARD LNG TM CORP|STFL|Stifel, Nicolaus & Company, Incorporated|7938
VCLT|VANGUARD LNG TM CORP|SWIM|TD Ameritrade, Inc.|5648
VCLT|VANGUARD LNG TM CORP|SWST|Hilltop Securities Inc.|2915
VCLT|VANGUARD LNG TM CORP|TKNG|ALLY INVEST SECURITIES LLC|331
VCLT|VANGUARD LNG TM CORP|TRBT|Tradebot Systems, Inc.|7875
VCLT|VANGUARD LNG TM CORP|TRCM|TRC MARKETS LLC|420
VCLT|VANGUARD LNG TM CORP|UBSA|UBS SECURITIES LLC|182262
VCLT|VANGUARD LNG TM CORP|UBSS|UBS Securities LLC|201299
VCLT|VANGUARD LNG TM CORP|VALX|VIRTU AMERICAS LLC|2785
VCLT|VANGUARD LNG TM CORP|VGRD|Vanguard Marketing Corporation|94005
VCLT|VANGUARD LNG TM CORP|WBET|Wallachbeth Capital LLC|104600
VCLT|VANGUARD LNG TM CORP|WCHV|WELLS FARGO SECURITIES, LLC|36707
VCLT|VANGUARD LNG TM CORP|WEED|Weeden & Co.L.P.|2223
VCLT|VANGUARD LNG TM CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|312
VCLT|VANGUARD LNG TM CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2485
VCLT|VANGUARD LNG TM CORP|WGIF|CIBC World Markets Inc.|1
VCLT|VANGUARD LNG TM CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|105
VCLT|VANGUARD LNG TM CORP|WSEA|WOLVERINE SECURITIES, LLC|6465
VCLT|VANGUARD LNG TM CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|25000
VCLT|VANGUARD LNG TM CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19514
VCO|VINA CONCHA Y TORO|APCC|Apex Clearing Corporation|29
VCO|VINA CONCHA Y TORO|BARD|Robert W. Baird & Co. Incorporated|200
VCO|VINA CONCHA Y TORO|BATM|CBOE TRADING, INC.|797
VCO|VINA CONCHA Y TORO|BERN|Sanford C. Bernstein & Co., LLC|8300
VCO|VINA CONCHA Y TORO|BYXM|CBOE TRADING, INC.|100
VCO|VINA CONCHA Y TORO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|659
VCO|VINA CONCHA Y TORO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|878
VCO|VINA CONCHA Y TORO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7743
VCO|VINA CONCHA Y TORO|CTDL|Citadel Derivatives Group Llc|130
VCO|VINA CONCHA Y TORO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
VCO|VINA CONCHA Y TORO|DBAB|Deutsche Bank Securities Inc.|200
VCO|VINA CONCHA Y TORO|DBAX|Deutsche Bank Securities Inc.|700
VCO|VINA CONCHA Y TORO|DEAN|MORGAN STANLEY|375
VCO|VINA CONCHA Y TORO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1386
VCO|VINA CONCHA Y TORO|EBXL|EBX LLC|3900
VCO|VINA CONCHA Y TORO|ECUT|CONVERGEX EXECUTION SOLUTIONS|53
VCO|VINA CONCHA Y TORO|EDJO|Edward D. Jones & Co., L.P.|45
VCO|VINA CONCHA Y TORO|ETRS|E*Trade Securities LLC|47
VCO|VINA CONCHA Y TORO|FMAF|NBCN Inc./ CDS|32
VCO|VINA CONCHA Y TORO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|241
VCO|VINA CONCHA Y TORO|FTBR|Foliofn Investments, Inc.|520
VCO|VINA CONCHA Y TORO|GARC|ICAP Corporates LLC|50
VCO|VINA CONCHA Y TORO|GLPX|ACS EXECUTION SERVICES, LLC|450
VCO|VINA CONCHA Y TORO|GSCO|GOLDMAN SACHS & CO. LLC|3500
VCO|VINA CONCHA Y TORO|GTSZ|GTS SECURITIES LLC|1288
VCO|VINA CONCHA Y TORO|HRBF|American Enterprise Investment Services Inc.|43
VCO|VINA CONCHA Y TORO|HSBC|HSBC Securities, Inc.|100
VCO|VINA CONCHA Y TORO|IATS|INTERACTIVE BROKERS LLC|450
VCO|VINA CONCHA Y TORO|IBKR|Interactive Brokers Llc|631
VCO|VINA CONCHA Y TORO|ICBX|INSTINET, LLC|200
VCO|VINA CONCHA Y TORO|INCA|INSTINET, LLC|2027
VCO|VINA CONCHA Y TORO|ITGI|ITG Inc.|479
VCO|VINA CONCHA Y TORO|ITGP|ITG INC.|3600
VCO|VINA CONCHA Y TORO|JPMX|J.P. Morgan Securities LLC|1200
VCO|VINA CONCHA Y TORO|JSJX|JANE STREET CAPITAL LLC|100
VCO|VINA CONCHA Y TORO|LEHM|Barclays Capital Inc./Le|9200
VCO|VINA CONCHA Y TORO|LIME|Lime Brokerage LLC|177
VCO|VINA CONCHA Y TORO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
VCO|VINA CONCHA Y TORO|MSCO|MORGAN STANLEY & CO. LLC|11522
VCO|VINA CONCHA Y TORO|MSPL|MORGAN STANLEY & CO. LLC|600
VCO|VINA CONCHA Y TORO|NFSC|National Financial Services LLC|2137
VCO|VINA CONCHA Y TORO|NITE|VIRTU Americas LLC|23535
VCO|VINA CONCHA Y TORO|OCEA|OCEAN FINANCIAL SERVICES, LLC|508
VCO|VINA CONCHA Y TORO|PACT|BTG Pactual US Capital Corp.|153162
VCO|VINA CONCHA Y TORO|PDQM|CODA MARKETS, INC.|1241
VCO|VINA CONCHA Y TORO|PWJC|UBS Financial Services, Inc.|425
VCO|VINA CONCHA Y TORO|RBCM|RBC CAPITAL MARKETS, LLC|22
VCO|VINA CONCHA Y TORO|SALI|INTL FCSTONE FINANCIAL INC.|20
VCO|VINA CONCHA Y TORO|SBRX|MURIEL SIEBERT & CO INC|23
VCO|VINA CONCHA Y TORO|SBSH|Citigroup Global Markets Inc.|30
VCO|VINA CONCHA Y TORO|SGMT|GOLDMAN SACHS & CO. LLC|4300
VCO|VINA CONCHA Y TORO|SPDR|SPEEDROUTE LLC|100
VCO|VINA CONCHA Y TORO|SPTD|MINT GLOBAL MARKETS, INC.|400
VCO|VINA CONCHA Y TORO|STFL|Stifel, Nicolaus & Company, Incorporated|2
VCO|VINA CONCHA Y TORO|SWIM|TD Ameritrade, Inc.|300
VCO|VINA CONCHA Y TORO|UBSA|UBS SECURITIES LLC|3638
VCO|VINA CONCHA Y TORO|UBSS|UBS Securities LLC|6387
VCO|VINA CONCHA Y TORO|VALX|VIRTU AMERICAS LLC|466
VCO|VINA CONCHA Y TORO|VGRD|Vanguard Marketing Corporation|100
VCO|VINA CONCHA Y TORO|WCHV|WELLS FARGO SECURITIES, LLC|2167
VCO|VINA CONCHA Y TORO|WEDB|WEDBUSH SECURITIES INC.|150
VCO|VINA CONCHA Y TORO|WSEA|WOLVERINE SECURITIES, LLC|2
VCO|VINA CONCHA Y TORO|XPUS|XP SECURITIES, LLC|3
VCR|VANGUARD VIPERS|AGIS|Aegis Capital Corp.|48
VCR|VANGUARD VIPERS|ALTX|Alternet Securities Inc.|1150
VCR|VANGUARD VIPERS|APCC|Apex Clearing Corporation|120
VCR|VANGUARD VIPERS|BALE|M&T SECURITIES, INC.|706
VCR|VANGUARD VIPERS|BANK|Primevest Financial Services, Inc.|231
VCR|VANGUARD VIPERS|BARD|Robert W. Baird & Co. Incorporated|1752
VCR|VANGUARD VIPERS|BBNT|BB&T SECURITIES, LLC|1798
VCR|VANGUARD VIPERS|BERN|Sanford C. Bernstein & Co., LLC|30
VCR|VANGUARD VIPERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2436
VCR|VANGUARD VIPERS|CANT|Cantor Fitzgerald & Co.|2497
VCR|VANGUARD VIPERS|CHAS|Charles Schwab & Co., Inc.|351
VCR|VANGUARD VIPERS|CIST|Capital Institutional Services, Inc.|86
VCR|VANGUARD VIPERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1252
VCR|VANGUARD VIPERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10579
VCR|VANGUARD VIPERS|DADA|D.A. Davidson & Co.|138
VCR|VANGUARD VIPERS|DBAX|Deutsche Bank Securities Inc.|1600
VCR|VANGUARD VIPERS|DEAN|MORGAN STANLEY|3130
VCR|VANGUARD VIPERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|555
VCR|VANGUARD VIPERS|EBXL|EBX LLC|2300
VCR|VANGUARD VIPERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1698
VCR|VANGUARD VIPERS|EDJO|Edward D. Jones & Co., L.P.|3511
VCR|VANGUARD VIPERS|EGAM|CBOE TRADING, INC.|1159
VCR|VANGUARD VIPERS|EGXM|CBOE TRADING, INC.|5
VCR|VANGUARD VIPERS|ETBE|Electronic Transaction Clearing, Inc.|209
VCR|VANGUARD VIPERS|ETRS|E*Trade Securities LLC|4577
VCR|VANGUARD VIPERS|FBSB|U.S. Bancorp Investments, Inc.|115
VCR|VANGUARD VIPERS|FILL|Tradestation Securities, Inc.|1409
VCR|VANGUARD VIPERS|FINX|FINTECH SECURITIES|67
VCR|VANGUARD VIPERS|FMAF|NBCN Inc./ CDS|844
VCR|VANGUARD VIPERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3968
VCR|VANGUARD VIPERS|FTBR|Foliofn Investments, Inc.|221
VCR|VANGUARD VIPERS|GBMT|GBM International, Inc.|1928
VCR|VANGUARD VIPERS|GLIS|TD Securities Inc|170
VCR|VANGUARD VIPERS|GSCO|GOLDMAN SACHS & CO. LLC|1067
VCR|VANGUARD VIPERS|GSLT|GOLDMAN SACHS & CO. LLC|1
VCR|VANGUARD VIPERS|GTSZ|GTS SECURITIES LLC|9698
VCR|VANGUARD VIPERS|HRBF|American Enterprise Investment Services Inc.|14974
VCR|VANGUARD VIPERS|IATS|INTERACTIVE BROKERS LLC|3075
VCR|VANGUARD VIPERS|IBKR|Interactive Brokers Llc|2342
VCR|VANGUARD VIPERS|ICBX|INSTINET, LLC|1038
VCR|VANGUARD VIPERS|INCA|INSTINET, LLC|3091
VCR|VANGUARD VIPERS|ITGI|ITG Inc.|9207
VCR|VANGUARD VIPERS|ITGP|ITG INC.|400
VCR|VANGUARD VIPERS|JANY|Janney Montgomery Scott Inc.|6070
VCR|VANGUARD VIPERS|JEFF|JEFFERIES LLC|2886
VCR|VANGUARD VIPERS|JONE|JonesTrading|1000
VCR|VANGUARD VIPERS|JPMX|J.P. Morgan Securities LLC|2858
VCR|VANGUARD VIPERS|JSJX|JANE STREET CAPITAL LLC|76712
VCR|VANGUARD VIPERS|KCGM|VIRTU Americas LLC|6705
VCR|VANGUARD VIPERS|LEHM|Barclays Capital Inc./Le|6005
VCR|VANGUARD VIPERS|LIME|Lime Brokerage LLC|14976
VCR|VANGUARD VIPERS|MACC|Mid Atlantic Capital Corporation|1134
VCR|VANGUARD VIPERS|MAXM|Maxim Group LLC|1285
VCR|VANGUARD VIPERS|MCMF|Raymond James Ltd. Cds|50
VCR|VANGUARD VIPERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3848
VCR|VANGUARD VIPERS|MOTF|MOTIF INVESTING, INC.|4
VCR|VANGUARD VIPERS|MSCO|MORGAN STANLEY & CO. LLC|50761
VCR|VANGUARD VIPERS|MSPL|MORGAN STANLEY & CO. LLC|600
VCR|VANGUARD VIPERS|NEUB|NEUBERGER BERMAN BD LLC|14
VCR|VANGUARD VIPERS|NFSC|National Financial Services LLC|83144
VCR|VANGUARD VIPERS|NITE|VIRTU Americas LLC|195758
VCR|VANGUARD VIPERS|NQRB|Brut, LLC|1200
VCR|VANGUARD VIPERS|NTBF|BMO Nesbitt Burns Inc./CDS|99
VCR|VANGUARD VIPERS|NTRC|Northern Trust Securities, Inc.|808
VCR|VANGUARD VIPERS|OPCO|Oppenheimer & Co. Inc.|202
VCR|VANGUARD VIPERS|PWJC|UBS Financial Services, Inc.|569
VCR|VANGUARD VIPERS|RBCM|RBC CAPITAL MARKETS, LLC|7002
VCR|VANGUARD VIPERS|SALI|INTL FCSTONE FINANCIAL INC.|6
VCR|VANGUARD VIPERS|SBSH|Citigroup Global Markets Inc.|3339
VCR|VANGUARD VIPERS|SEIC|SEI Investments Distribution Co.|1150
VCR|VANGUARD VIPERS|SGMT|GOLDMAN SACHS & CO. LLC|2736
VCR|VANGUARD VIPERS|STFL|Stifel, Nicolaus & Company, Incorporated|3112
VCR|VANGUARD VIPERS|STKP|STOCKPILE INVESTMENTS, INC.|26
VCR|VANGUARD VIPERS|SWIM|TD Ameritrade, Inc.|5110
VCR|VANGUARD VIPERS|SWST|Hilltop Securities Inc.|119
VCR|VANGUARD VIPERS|TKNG|ALLY INVEST SECURITIES LLC|351
VCR|VANGUARD VIPERS|TRCM|TRC MARKETS LLC|397
VCR|VANGUARD VIPERS|UBSA|UBS SECURITIES LLC|10673
VCR|VANGUARD VIPERS|UBSS|UBS Securities LLC|65675
VCR|VANGUARD VIPERS|VALX|VIRTU AMERICAS LLC|2631
VCR|VANGUARD VIPERS|VGRD|Vanguard Marketing Corporation|165316
VCR|VANGUARD VIPERS|WBET|Wallachbeth Capital LLC|157
VCR|VANGUARD VIPERS|WCHV|WELLS FARGO SECURITIES, LLC|61991
VCR|VANGUARD VIPERS|WEDB|WEDBUSH SECURITIES INC.|375
VCR|VANGUARD VIPERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|832
VCR|VANGUARD VIPERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1640
VCR|VANGUARD VIPERS|WGIF|CIBC World Markets Inc.|7
VCR|VANGUARD VIPERS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11
VCR|VANGUARD VIPERS|WSEA|WOLVERINE SECURITIES, LLC|2862
VCR|VANGUARD VIPERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|22978
VCRA|VOCERA COMMS, INC.|ALTX|Alternet Securities Inc.|4358
VCRA|VOCERA COMMS, INC.|APCC|Apex Clearing Corporation|8
VCRA|VOCERA COMMS, INC.|BARD|Robert W. Baird & Co. Incorporated|1705
VCRA|VOCERA COMMS, INC.|BATM|CBOE TRADING, INC.|1463
VCRA|VOCERA COMMS, INC.|BAYT|BTIG, LLC|4592
VCRA|VOCERA COMMS, INC.|BERN|Sanford C. Bernstein & Co., LLC|29157
VCRA|VOCERA COMMS, INC.|BIDS|BIDS TRADING L.P.|8500
VCRA|VOCERA COMMS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|200
VCRA|VOCERA COMMS, INC.|BLKX|INSTINET, LLC|30000
VCRA|VOCERA COMMS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1604
VCRA|VOCERA COMMS, INC.|BTIG|BTIG, LLC|100
VCRA|VOCERA COMMS, INC.|BYXM|CBOE TRADING, INC.|580
VCRA|VOCERA COMMS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1823
VCRA|VOCERA COMMS, INC.|CANT|Cantor Fitzgerald & Co.|114
VCRA|VOCERA COMMS, INC.|CHAS|Charles Schwab & Co., Inc.|500
VCRA|VOCERA COMMS, INC.|CLSA|CLSA AMERICAS, LLC|100
VCRA|VOCERA COMMS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|45375
VCRA|VOCERA COMMS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5577
VCRA|VOCERA COMMS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15573
VCRA|VOCERA COMMS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102049
VCRA|VOCERA COMMS, INC.|CTDL|Citadel Derivatives Group Llc|1412
VCRA|VOCERA COMMS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|33260
VCRA|VOCERA COMMS, INC.|DBAB|Deutsche Bank Securities Inc.|42762
VCRA|VOCERA COMMS, INC.|DBAX|Deutsche Bank Securities Inc.|89800
VCRA|VOCERA COMMS, INC.|DBUL|Deutsche Bank Securities Inc.|100
VCRA|VOCERA COMMS, INC.|DCHF|Dart Executions, LLC|200
VCRA|VOCERA COMMS, INC.|DEAN|MORGAN STANLEY|1837
VCRA|VOCERA COMMS, INC.|DEGS|RONIN PROFESSIONAL LLC|1935
VCRA|VOCERA COMMS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18603
VCRA|VOCERA COMMS, INC.|EBXL|EBX LLC|78300
VCRA|VOCERA COMMS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|927
VCRA|VOCERA COMMS, INC.|EGAM|CBOE TRADING, INC.|5594
VCRA|VOCERA COMMS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|403
VCRA|VOCERA COMMS, INC.|EGXM|CBOE TRADING, INC.|3995
VCRA|VOCERA COMMS, INC.|EGXW|CBOE TRADING, INC.|16
VCRA|VOCERA COMMS, INC.|ETBE|Electronic Transaction Clearing, Inc.|6025
VCRA|VOCERA COMMS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
VCRA|VOCERA COMMS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7178
VCRA|VOCERA COMMS, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|651
VCRA|VOCERA COMMS, INC.|ETRS|E*Trade Securities LLC|62773
VCRA|VOCERA COMMS, INC.|FILL|Tradestation Securities, Inc.|700
VCRA|VOCERA COMMS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16835
VCRA|VOCERA COMMS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|81491
VCRA|VOCERA COMMS, INC.|FTBR|Foliofn Investments, Inc.|1744
VCRA|VOCERA COMMS, INC.|GLIS|TD Securities Inc|28
VCRA|VOCERA COMMS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|19224
VCRA|VOCERA COMMS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|152522
VCRA|VOCERA COMMS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|6022
VCRA|VOCERA COMMS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1060
VCRA|VOCERA COMMS, INC.|GTSZ|GTS SECURITIES LLC|14793
VCRA|VOCERA COMMS, INC.|HRBF|American Enterprise Investment Services Inc.|451
VCRA|VOCERA COMMS, INC.|IATS|INTERACTIVE BROKERS LLC|500
VCRA|VOCERA COMMS, INC.|IBKR|Interactive Brokers Llc|1472
VCRA|VOCERA COMMS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|34
VCRA|VOCERA COMMS, INC.|ICBX|INSTINET, LLC|10400
VCRA|VOCERA COMMS, INC.|IEQY|CITADEL SECURITIES LLC|20497
VCRA|VOCERA COMMS, INC.|INCA|INSTINET, LLC|33857
VCRA|VOCERA COMMS, INC.|INJX|INSTINET, LLC|920
VCRA|VOCERA COMMS, INC.|ITGI|ITG Inc.|8154
VCRA|VOCERA COMMS, INC.|ITGP|ITG INC.|32200
VCRA|VOCERA COMMS, INC.|JEFF|JEFFERIES LLC|118196
VCRA|VOCERA COMMS, INC.|JMPT|JUMP TRADING, LLC|19099
VCRA|VOCERA COMMS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|9657
VCRA|VOCERA COMMS, INC.|JPMX|J.P. Morgan Securities LLC|117000
VCRA|VOCERA COMMS, INC.|JSJX|JANE STREET CAPITAL LLC|1927
VCRA|VOCERA COMMS, INC.|KCGM|VIRTU Americas LLC|32695
VCRA|VOCERA COMMS, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|5000
VCRA|VOCERA COMMS, INC.|LEHM|Barclays Capital Inc./Le|177205
VCRA|VOCERA COMMS, INC.|LIME|Lime Brokerage LLC|27664
VCRA|VOCERA COMMS, INC.|LSCI|Lek Securities Corporation|11
VCRA|VOCERA COMMS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40868
VCRA|VOCERA COMMS, INC.|MSCO|MORGAN STANLEY & CO. LLC|587149
VCRA|VOCERA COMMS, INC.|MSPL|MORGAN STANLEY & CO. LLC|114200
VCRA|VOCERA COMMS, INC.|MSTX|MORGAN STANLEY & CO. LLC|64100
VCRA|VOCERA COMMS, INC.|NEED|Needham & Company, LLC|500
VCRA|VOCERA COMMS, INC.|NFSC|National Financial Services LLC|6884
VCRA|VOCERA COMMS, INC.|NITE|VIRTU Americas LLC|80322
VCRA|VOCERA COMMS, INC.|NMRA|Nomura Securities International, Inc.|15300
VCRA|VOCERA COMMS, INC.|NQRB|Brut, LLC|3801
VCRA|VOCERA COMMS, INC.|OPCO|Oppenheimer & Co. Inc.|59019
VCRA|VOCERA COMMS, INC.|PDQM|CODA MARKETS, INC.|28707
VCRA|VOCERA COMMS, INC.|PIPR|Piper Jaffray & Co.|20500
VCRA|VOCERA COMMS, INC.|QMSR|QUATTRO M SECURITIES INC.|9473
VCRA|VOCERA COMMS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2131
VCRA|VOCERA COMMS, INC.|ROTH|Roth Capital Partners, LLC|6557
VCRA|VOCERA COMMS, INC.|SAGL|SAGETRADER, LLC|11155
VCRA|VOCERA COMMS, INC.|SBSH|Citigroup Global Markets Inc.|29412
VCRA|VOCERA COMMS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|42583
VCRA|VOCERA COMMS, INC.|SPDR|SPEEDROUTE LLC|7931
VCRA|VOCERA COMMS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|800
VCRA|VOCERA COMMS, INC.|SWIM|TD Ameritrade, Inc.|2988
VCRA|VOCERA COMMS, INC.|TKNG|ALLY INVEST SECURITIES LLC|31
VCRA|VOCERA COMMS, INC.|TMBR|Timber Hill LLC|300
VCRA|VOCERA COMMS, INC.|TRBT|Tradebot Systems, Inc.|90995
VCRA|VOCERA COMMS, INC.|TRCM|TRC MARKETS LLC|23385
VCRA|VOCERA COMMS, INC.|UBSA|UBS SECURITIES LLC|153989
VCRA|VOCERA COMMS, INC.|UBSS|UBS Securities LLC|188886
VCRA|VOCERA COMMS, INC.|VALX|VIRTU AMERICAS LLC|3864
VCRA|VOCERA COMMS, INC.|VGRD|Vanguard Marketing Corporation|1735
VCRA|VOCERA COMMS, INC.|WBLR|WILLIAM BLAIR|5213
VCRA|VOCERA COMMS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
VCRA|VOCERA COMMS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|38471
VCRA|VOCERA COMMS, INC.|WEED|Weeden & Co.L.P.|400
VCRA|VOCERA COMMS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|346
VCRA|VOCERA COMMS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21577
VCRA|VOCERA COMMS, INC.|WSEA|WOLVERINE SECURITIES, LLC|1110
VCRA|VOCERA COMMS, INC.|XIST|INSTINET, LLC|23000
VCRA|VOCERA COMMS, INC.|XPQR|Jump Trading|600
VCRA|VOCERA COMMS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
VCRA|VOCERA COMMS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3174
VCRA|VOCERA COMMS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|54
VCSH|VANGUARD SHT TM COR|ALTX|Alternet Securities Inc.|66030
VCSH|VANGUARD SHT TM COR|APCC|Apex Clearing Corporation|11770
VCSH|VANGUARD SHT TM COR|BANK|Primevest Financial Services, Inc.|4744
VCSH|VANGUARD SHT TM COR|BARD|Robert W. Baird & Co. Incorporated|83333
VCSH|VANGUARD SHT TM COR|BATM|CBOE TRADING, INC.|4000
VCSH|VANGUARD SHT TM COR|BAYC|BAY CREST PARTNERS, LLC|470
VCSH|VANGUARD SHT TM COR|BBNT|BB&T SECURITIES, LLC|36851
VCSH|VANGUARD SHT TM COR|BERN|Sanford C. Bernstein & Co., LLC|16745
VCSH|VANGUARD SHT TM COR|BKCM|BNY Mellon Capital Markets LLC|91522
VCSH|VANGUARD SHT TM COR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|75976
VCSH|VANGUARD SHT TM COR|BLTK|Bulltick, Llc|1380
VCSH|VANGUARD SHT TM COR|BMOC|BMO Capital Markets Corp.|163300
VCSH|VANGUARD SHT TM COR|BNPX|BNP PARIBAS SECURITIES CORP.|67
VCSH|VANGUARD SHT TM COR|BYXM|CBOE TRADING, INC.|132
VCSH|VANGUARD SHT TM COR|CANT|Cantor Fitzgerald & Co.|71111
VCSH|VANGUARD SHT TM COR|CHAS|Charles Schwab & Co., Inc.|281567
VCSH|VANGUARD SHT TM COR|CIST|Capital Institutional Services, Inc.|24040
VCSH|VANGUARD SHT TM COR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105148
VCSH|VANGUARD SHT TM COR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2302
VCSH|VANGUARD SHT TM COR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|304308
VCSH|VANGUARD SHT TM COR|CSIN|Citadel Securities Institutional LLC|159874
VCSH|VANGUARD SHT TM COR|CTDL|Citadel Derivatives Group Llc|204204
VCSH|VANGUARD SHT TM COR|CXCX|CITIGROUP GLOBAL MARKETS INC.|59844
VCSH|VANGUARD SHT TM COR|DADA|D.A. Davidson & Co.|15513
VCSH|VANGUARD SHT TM COR|DAVA|Davenport & Company LLC|1205
VCSH|VANGUARD SHT TM COR|DBAB|Deutsche Bank Securities Inc.|7188
VCSH|VANGUARD SHT TM COR|DBAX|Deutsche Bank Securities Inc.|125700
VCSH|VANGUARD SHT TM COR|DEAN|MORGAN STANLEY|109763
VCSH|VANGUARD SHT TM COR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14219
VCSH|VANGUARD SHT TM COR|EBXL|EBX LLC|320200
VCSH|VANGUARD SHT TM COR|ECUT|CONVERGEX EXECUTION SOLUTIONS|32343
VCSH|VANGUARD SHT TM COR|EDJO|Edward D. Jones & Co., L.P.|17545
VCSH|VANGUARD SHT TM COR|EGAM|CBOE TRADING, INC.|22175
VCSH|VANGUARD SHT TM COR|EGAW|CBOE TRADING, INC.|400
VCSH|VANGUARD SHT TM COR|EGXM|CBOE TRADING, INC.|3830
VCSH|VANGUARD SHT TM COR|ETBE|Electronic Transaction Clearing, Inc.|2400
VCSH|VANGUARD SHT TM COR|ETCB|ETC BROKERAGE SERVICES, LLC|2188
VCSH|VANGUARD SHT TM COR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|53932
VCSH|VANGUARD SHT TM COR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8454
VCSH|VANGUARD SHT TM COR|ETRS|E*Trade Securities LLC|66784
VCSH|VANGUARD SHT TM COR|FBCO|Credit Suisse Securities (USA) LLC|377228
VCSH|VANGUARD SHT TM COR|FBSB|U.S. Bancorp Investments, Inc.|2934
VCSH|VANGUARD SHT TM COR|FCST|INTL FCSTONE FINANCIAL INC.|59400
VCSH|VANGUARD SHT TM COR|FIDT|Fidelity Clearing Canada ULC./ CDS|158
VCSH|VANGUARD SHT TM COR|FILL|Tradestation Securities, Inc.|5850
VCSH|VANGUARD SHT TM COR|FINX|FINTECH SECURITIES|35381
VCSH|VANGUARD SHT TM COR|FINZ|FINTECH SECURITIES|665
VCSH|VANGUARD SHT TM COR|FMAF|NBCN Inc./ CDS|12472
VCSH|VANGUARD SHT TM COR|FOMA|TD AMERITRADE CLEARING, INC.|962444
VCSH|VANGUARD SHT TM COR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|107475
VCSH|VANGUARD SHT TM COR|FTBR|Foliofn Investments, Inc.|28325
VCSH|VANGUARD SHT TM COR|GBMT|GBM International, Inc.|4697
VCSH|VANGUARD SHT TM COR|GEBB|GLOBAL EXECUTION BROKERS, LP|50707
VCSH|VANGUARD SHT TM COR|GLPX|ACS EXECUTION SERVICES, LLC|609
VCSH|VANGUARD SHT TM COR|GSCO|GOLDMAN SACHS & CO. LLC|915331
VCSH|VANGUARD SHT TM COR|GSCS|GOLDMAN SACHS & CO. LLC|2645
VCSH|VANGUARD SHT TM COR|GSLT|GOLDMAN SACHS & CO. LLC|2520
VCSH|VANGUARD SHT TM COR|HRBF|American Enterprise Investment Services Inc.|871397
VCSH|VANGUARD SHT TM COR|IATS|INTERACTIVE BROKERS LLC|29965
VCSH|VANGUARD SHT TM COR|IBKR|Interactive Brokers Llc|97221
VCSH|VANGUARD SHT TM COR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|929
VCSH|VANGUARD SHT TM COR|ICBX|INSTINET, LLC|414301
VCSH|VANGUARD SHT TM COR|INCA|INSTINET, LLC|429605
VCSH|VANGUARD SHT TM COR|INJX|INSTINET, LLC|99
VCSH|VANGUARD SHT TM COR|ITGI|ITG Inc.|74268
VCSH|VANGUARD SHT TM COR|ITGP|ITG INC.|341400
VCSH|VANGUARD SHT TM COR|JANY|Janney Montgomery Scott Inc.|35325
VCSH|VANGUARD SHT TM COR|JEFF|JEFFERIES LLC|9380
VCSH|VANGUARD SHT TM COR|JMPT|JUMP TRADING, LLC|21615
VCSH|VANGUARD SHT TM COR|JONE|JonesTrading|3743
VCSH|VANGUARD SHT TM COR|JPMX|J.P. Morgan Securities LLC|521952
VCSH|VANGUARD SHT TM COR|JSEB|JANE STREET EXECUTION SERVICES, LLC|519102
VCSH|VANGUARD SHT TM COR|JSJX|JANE STREET CAPITAL LLC|1108005
VCSH|VANGUARD SHT TM COR|KCGM|VIRTU Americas LLC|148735
VCSH|VANGUARD SHT TM COR|LEHM|Barclays Capital Inc./Le|1528258
VCSH|VANGUARD SHT TM COR|LGNT|COR CLEARING LLC|1
VCSH|VANGUARD SHT TM COR|LIME|Lime Brokerage LLC|23834
VCSH|VANGUARD SHT TM COR|LSCI|Lek Securities Corporation|215
VCSH|VANGUARD SHT TM COR|MACC|Mid Atlantic Capital Corporation|66751
VCSH|VANGUARD SHT TM COR|MAXM|Maxim Group LLC|6032
VCSH|VANGUARD SHT TM COR|MCMF|Raymond James Ltd. Cds|1864
VCSH|VANGUARD SHT TM COR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|638731
VCSH|VANGUARD SHT TM COR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|7024
VCSH|VANGUARD SHT TM COR|MOTF|MOTIF INVESTING, INC.|21
VCSH|VANGUARD SHT TM COR|MSCO|MORGAN STANLEY & CO. LLC|1153330
VCSH|VANGUARD SHT TM COR|MSPL|MORGAN STANLEY & CO. LLC|149800
VCSH|VANGUARD SHT TM COR|MSTX|MORGAN STANLEY & CO. LLC|19400
VCSH|VANGUARD SHT TM COR|NBCS|NBC Securities, INC.|670
VCSH|VANGUARD SHT TM COR|NFSC|National Financial Services LLC|1373608
VCSH|VANGUARD SHT TM COR|NITE|VIRTU Americas LLC|3324469
VCSH|VANGUARD SHT TM COR|NITP|VIRTU Americas LLC|49874
VCSH|VANGUARD SHT TM COR|NQRB|Brut, LLC|475
VCSH|VANGUARD SHT TM COR|NTRC|Northern Trust Securities, Inc.|1060
VCSH|VANGUARD SHT TM COR|OLDM|OLD MISSION CAPITAL, LLC|144078
VCSH|VANGUARD SHT TM COR|OPCO|Oppenheimer & Co. Inc.|11666
VCSH|VANGUARD SHT TM COR|PDQM|CODA MARKETS, INC.|10372
VCSH|VANGUARD SHT TM COR|PICT|Pictet Overseas Inc.|13247
VCSH|VANGUARD SHT TM COR|PIPR|Piper Jaffray & Co.|3349
VCSH|VANGUARD SHT TM COR|PWJC|UBS Financial Services, Inc.|12386
VCSH|VANGUARD SHT TM COR|RAJA|Raymond James & Associates, Inc.|162985
VCSH|VANGUARD SHT TM COR|RBCM|RBC CAPITAL MARKETS, LLC|14193
VCSH|VANGUARD SHT TM COR|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|77455
VCSH|VANGUARD SHT TM COR|SALI|INTL FCSTONE FINANCIAL INC.|51
VCSH|VANGUARD SHT TM COR|SBSH|Citigroup Global Markets Inc.|34023
VCSH|VANGUARD SHT TM COR|SEIC|SEI Investments Distribution Co.|58900
VCSH|VANGUARD SHT TM COR|SGMT|GOLDMAN SACHS & CO. LLC|415674
VCSH|VANGUARD SHT TM COR|SPHN|Stephens Inc.|365
VCSH|VANGUARD SHT TM COR|SSBS|STATE STREET GLOBAL MARKETS, LLC|2500
VCSH|VANGUARD SHT TM COR|STFL|Stifel, Nicolaus & Company, Incorporated|67334
VCSH|VANGUARD SHT TM COR|SWIM|TD Ameritrade, Inc.|15609
VCSH|VANGUARD SHT TM COR|SWST|Hilltop Securities Inc.|48489
VCSH|VANGUARD SHT TM COR|TKNG|ALLY INVEST SECURITIES LLC|958
VCSH|VANGUARD SHT TM COR|TRBT|Tradebot Systems, Inc.|44343
VCSH|VANGUARD SHT TM COR|TRCM|TRC MARKETS LLC|3415
VCSH|VANGUARD SHT TM COR|UBSA|UBS SECURITIES LLC|1416531
VCSH|VANGUARD SHT TM COR|UBSS|UBS Securities LLC|1100577
VCSH|VANGUARD SHT TM COR|VALX|VIRTU AMERICAS LLC|19784
VCSH|VANGUARD SHT TM COR|VGRD|Vanguard Marketing Corporation|447357
VCSH|VANGUARD SHT TM COR|WBET|Wallachbeth Capital LLC|19695
VCSH|VANGUARD SHT TM COR|WBLR|WILLIAM BLAIR|10553
VCSH|VANGUARD SHT TM COR|WBPX|SUMMIT SECURITIES GROUP, LLC|484
VCSH|VANGUARD SHT TM COR|WCHV|WELLS FARGO SECURITIES, LLC|1418324
VCSH|VANGUARD SHT TM COR|WEED|Weeden & Co.L.P.|2811
VCSH|VANGUARD SHT TM COR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3033
VCSH|VANGUARD SHT TM COR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15248
VCSH|VANGUARD SHT TM COR|WGIF|CIBC World Markets Inc.|3633
VCSH|VANGUARD SHT TM COR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
VCSH|VANGUARD SHT TM COR|WSEA|WOLVERINE SECURITIES, LLC|20884
VCSH|VANGUARD SHT TM COR|XIST|INSTINET, LLC|400
VCSH|VANGUARD SHT TM COR|XSTM|NATIONAL FINANCIAL SERVICES LLC|333534
VCSH|VANGUARD SHT TM COR|YKNA|COMHAR CAPITAL MARKETS, LLC|30
VCSH|VANGUARD SHT TM COR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|186749
VCTR|VICTORY CAP HLD CM A|ALTX|Alternet Securities Inc.|5060
VCTR|VICTORY CAP HLD CM A|ANOS|ABEL/NOSER, L.L.C.|360
VCTR|VICTORY CAP HLD CM A|BATM|CBOE TRADING, INC.|301
VCTR|VICTORY CAP HLD CM A|BAYC|BAY CREST PARTNERS, LLC|69
VCTR|VICTORY CAP HLD CM A|BERN|Sanford C. Bernstein & Co., LLC|789
VCTR|VICTORY CAP HLD CM A|BLKX|INSTINET, LLC|87400
VCTR|VICTORY CAP HLD CM A|BTIG|BTIG, LLC|35160
VCTR|VICTORY CAP HLD CM A|BYXM|CBOE TRADING, INC.|300
VCTR|VICTORY CAP HLD CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8735
VCTR|VICTORY CAP HLD CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5861
VCTR|VICTORY CAP HLD CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49357
VCTR|VICTORY CAP HLD CM A|CTDL|Citadel Derivatives Group Llc|22088
VCTR|VICTORY CAP HLD CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|7800
VCTR|VICTORY CAP HLD CM A|DBAB|Deutsche Bank Securities Inc.|6226
VCTR|VICTORY CAP HLD CM A|DBAX|Deutsche Bank Securities Inc.|26400
VCTR|VICTORY CAP HLD CM A|DEAN|MORGAN STANLEY|250
VCTR|VICTORY CAP HLD CM A|DEGS|RONIN PROFESSIONAL LLC|25214
VCTR|VICTORY CAP HLD CM A|EBXL|EBX LLC|41000
VCTR|VICTORY CAP HLD CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
VCTR|VICTORY CAP HLD CM A|EGAM|CBOE TRADING, INC.|2821
VCTR|VICTORY CAP HLD CM A|EGAW|CBOE TRADING, INC.|1000
VCTR|VICTORY CAP HLD CM A|EGMT|EG MARKET TECHNOLOGIES LLC|300
VCTR|VICTORY CAP HLD CM A|ETBE|Electronic Transaction Clearing, Inc.|8668
VCTR|VICTORY CAP HLD CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6477
VCTR|VICTORY CAP HLD CM A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|64
VCTR|VICTORY CAP HLD CM A|ETRS|E*Trade Securities LLC|2477
VCTR|VICTORY CAP HLD CM A|FBCO|Credit Suisse Securities (USA) LLC|63509
VCTR|VICTORY CAP HLD CM A|FOMA|TD AMERITRADE CLEARING, INC.|69209
VCTR|VICTORY CAP HLD CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2202
VCTR|VICTORY CAP HLD CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20327
VCTR|VICTORY CAP HLD CM A|FTBR|Foliofn Investments, Inc.|1
VCTR|VICTORY CAP HLD CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|942
VCTR|VICTORY CAP HLD CM A|GLPX|ACS EXECUTION SERVICES, LLC|15631
VCTR|VICTORY CAP HLD CM A|GSCO|GOLDMAN SACHS & CO. LLC|144101
VCTR|VICTORY CAP HLD CM A|GSCS|GOLDMAN SACHS & CO. LLC|7630
VCTR|VICTORY CAP HLD CM A|GSLT|GOLDMAN SACHS & CO. LLC|2061
VCTR|VICTORY CAP HLD CM A|GTSZ|GTS SECURITIES LLC|55779
VCTR|VICTORY CAP HLD CM A|IATS|INTERACTIVE BROKERS LLC|700
VCTR|VICTORY CAP HLD CM A|IBKR|Interactive Brokers Llc|16601
VCTR|VICTORY CAP HLD CM A|ICBX|INSTINET, LLC|7800
VCTR|VICTORY CAP HLD CM A|INCA|INSTINET, LLC|73817
VCTR|VICTORY CAP HLD CM A|INJX|INSTINET, LLC|5427
VCTR|VICTORY CAP HLD CM A|ITGI|ITG Inc.|68378
VCTR|VICTORY CAP HLD CM A|JEFF|JEFFERIES LLC|13270
VCTR|VICTORY CAP HLD CM A|JMPT|JUMP TRADING, LLC|3739
VCTR|VICTORY CAP HLD CM A|JPBX|J.P. MORGAN SECURITIES LLC|3292
VCTR|VICTORY CAP HLD CM A|JPMX|J.P. Morgan Securities LLC|57466
VCTR|VICTORY CAP HLD CM A|JSJX|JANE STREET CAPITAL LLC|1168
VCTR|VICTORY CAP HLD CM A|KBWI|Keefe, Bruyette & Woods, Inc.|1000
VCTR|VICTORY CAP HLD CM A|KCGM|VIRTU Americas LLC|12225
VCTR|VICTORY CAP HLD CM A|LEHM|Barclays Capital Inc./Le|83114
VCTR|VICTORY CAP HLD CM A|LIME|Lime Brokerage LLC|103326
VCTR|VICTORY CAP HLD CM A|LMGP|LIME BROKERAGE LLC|8782
VCTR|VICTORY CAP HLD CM A|LQNA|LIQUIDNET, INC.|73300
VCTR|VICTORY CAP HLD CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15700
VCTR|VICTORY CAP HLD CM A|MOTF|MOTIF INVESTING, INC.|18
VCTR|VICTORY CAP HLD CM A|MSCO|MORGAN STANLEY & CO. LLC|196784
VCTR|VICTORY CAP HLD CM A|MSPL|MORGAN STANLEY & CO. LLC|25300
VCTR|VICTORY CAP HLD CM A|MSTX|MORGAN STANLEY & CO. LLC|6400
VCTR|VICTORY CAP HLD CM A|NFSC|National Financial Services LLC|10472
VCTR|VICTORY CAP HLD CM A|NITE|VIRTU Americas LLC|92040
VCTR|VICTORY CAP HLD CM A|NITP|VIRTU Americas LLC|6869
VCTR|VICTORY CAP HLD CM A|NQRB|Brut, LLC|900
VCTR|VICTORY CAP HLD CM A|PDQM|CODA MARKETS, INC.|38370
VCTR|VICTORY CAP HLD CM A|PWJC|UBS Financial Services, Inc.|900
VCTR|VICTORY CAP HLD CM A|RAJA|Raymond James & Associates, Inc.|174
VCTR|VICTORY CAP HLD CM A|SAGL|SAGETRADER, LLC|100
VCTR|VICTORY CAP HLD CM A|SBSH|Citigroup Global Markets Inc.|13215
VCTR|VICTORY CAP HLD CM A|SGMT|GOLDMAN SACHS & CO. LLC|9129
VCTR|VICTORY CAP HLD CM A|SPDR|SPEEDROUTE LLC|12548
VCTR|VICTORY CAP HLD CM A|SPTD|MINT GLOBAL MARKETS, INC.|33423
VCTR|VICTORY CAP HLD CM A|SSBS|STATE STREET GLOBAL MARKETS, LLC|60400
VCTR|VICTORY CAP HLD CM A|TRBT|Tradebot Systems, Inc.|18717
VCTR|VICTORY CAP HLD CM A|TRCM|TRC MARKETS LLC|44939
VCTR|VICTORY CAP HLD CM A|UBSA|UBS SECURITIES LLC|109320
VCTR|VICTORY CAP HLD CM A|UBSS|UBS Securities LLC|220939
VCTR|VICTORY CAP HLD CM A|VALX|VIRTU AMERICAS LLC|8583
VCTR|VICTORY CAP HLD CM A|WBPX|SUMMIT SECURITIES GROUP, LLC|200
VCTR|VICTORY CAP HLD CM A|WCHV|WELLS FARGO SECURITIES, LLC|7845
VCTR|VICTORY CAP HLD CM A|WEED|Weeden & Co.L.P.|60
VCTR|VICTORY CAP HLD CM A|WGIF|CIBC World Markets Inc.|300
VCTR|VICTORY CAP HLD CM A|XIST|INSTINET, LLC|400
VCTR|VICTORY CAP HLD CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
VCTR|VICTORY CAP HLD CM A|YKNA|COMHAR CAPITAL MARKETS, LLC|3866
VCV|INVESCO CAL VALUE|ALTX|Alternet Securities Inc.|2000
VCV|INVESCO CAL VALUE|APCC|Apex Clearing Corporation|23
VCV|INVESCO CAL VALUE|BATM|CBOE TRADING, INC.|149
VCV|INVESCO CAL VALUE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5051
VCV|INVESCO CAL VALUE|BTIG|BTIG, LLC|13196
VCV|INVESCO CAL VALUE|CANT|Cantor Fitzgerald & Co.|1022
VCV|INVESCO CAL VALUE|CHAS|Charles Schwab & Co., Inc.|2
VCV|INVESCO CAL VALUE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4071
VCV|INVESCO CAL VALUE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
VCV|INVESCO CAL VALUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16286
VCV|INVESCO CAL VALUE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2182
VCV|INVESCO CAL VALUE|DADA|D.A. Davidson & Co.|29
VCV|INVESCO CAL VALUE|DBAX|Deutsche Bank Securities Inc.|10900
VCV|INVESCO CAL VALUE|DEAN|MORGAN STANLEY|28260
VCV|INVESCO CAL VALUE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7788
VCV|INVESCO CAL VALUE|EBXL|EBX LLC|7700
VCV|INVESCO CAL VALUE|EDJO|Edward D. Jones & Co., L.P.|6323
VCV|INVESCO CAL VALUE|EGAM|CBOE TRADING, INC.|599
VCV|INVESCO CAL VALUE|EGXM|CBOE TRADING, INC.|1300
VCV|INVESCO CAL VALUE|ETRS|E*Trade Securities LLC|33675
VCV|INVESCO CAL VALUE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8220
VCV|INVESCO CAL VALUE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4216
VCV|INVESCO CAL VALUE|FTBR|Foliofn Investments, Inc.|429
VCV|INVESCO CAL VALUE|GLPX|ACS EXECUTION SERVICES, LLC|599
VCV|INVESCO CAL VALUE|GSCO|GOLDMAN SACHS & CO. LLC|1168
VCV|INVESCO CAL VALUE|GSCS|GOLDMAN SACHS & CO. LLC|863
VCV|INVESCO CAL VALUE|GSLT|GOLDMAN SACHS & CO. LLC|1300
VCV|INVESCO CAL VALUE|GTSZ|GTS SECURITIES LLC|100
VCV|INVESCO CAL VALUE|HRBF|American Enterprise Investment Services Inc.|27123
VCV|INVESCO CAL VALUE|IATS|INTERACTIVE BROKERS LLC|1983
VCV|INVESCO CAL VALUE|IBKR|Interactive Brokers Llc|12393
VCV|INVESCO CAL VALUE|ICBX|INSTINET, LLC|700
VCV|INVESCO CAL VALUE|INCA|INSTINET, LLC|1300
VCV|INVESCO CAL VALUE|ITGI|ITG Inc.|32466
VCV|INVESCO CAL VALUE|ITGP|ITG INC.|31800
VCV|INVESCO CAL VALUE|JANY|Janney Montgomery Scott Inc.|1
VCV|INVESCO CAL VALUE|JMPT|JUMP TRADING, LLC|229
VCV|INVESCO CAL VALUE|JONE|JonesTrading|87362
VCV|INVESCO CAL VALUE|JPMX|J.P. Morgan Securities LLC|6000
VCV|INVESCO CAL VALUE|JSJX|JANE STREET CAPITAL LLC|300
VCV|INVESCO CAL VALUE|KCGM|VIRTU Americas LLC|4200
VCV|INVESCO CAL VALUE|LEHM|Barclays Capital Inc./Le|5800
VCV|INVESCO CAL VALUE|LIME|Lime Brokerage LLC|291
VCV|INVESCO CAL VALUE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
VCV|INVESCO CAL VALUE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15000
VCV|INVESCO CAL VALUE|MSCO|MORGAN STANLEY & CO. LLC|95433
VCV|INVESCO CAL VALUE|MSPL|MORGAN STANLEY & CO. LLC|26300
VCV|INVESCO CAL VALUE|MSTX|MORGAN STANLEY & CO. LLC|2400
VCV|INVESCO CAL VALUE|NATL|National Securities Corporation|3000
VCV|INVESCO CAL VALUE|NFSC|National Financial Services LLC|124939
VCV|INVESCO CAL VALUE|NITE|VIRTU Americas LLC|195639
VCV|INVESCO CAL VALUE|NQRB|Brut, LLC|800
VCV|INVESCO CAL VALUE|NTRC|Northern Trust Securities, Inc.|5831
VCV|INVESCO CAL VALUE|OPCO|Oppenheimer & Co. Inc.|2605
VCV|INVESCO CAL VALUE|PDQM|CODA MARKETS, INC.|10007
VCV|INVESCO CAL VALUE|PWJC|UBS Financial Services, Inc.|27705
VCV|INVESCO CAL VALUE|RBCM|RBC CAPITAL MARKETS, LLC|3586
VCV|INVESCO CAL VALUE|SAGL|SAGETRADER, LLC|200
VCV|INVESCO CAL VALUE|SGMT|GOLDMAN SACHS & CO. LLC|7147
VCV|INVESCO CAL VALUE|SPDR|SPEEDROUTE LLC|1476
VCV|INVESCO CAL VALUE|STFL|Stifel, Nicolaus & Company, Incorporated|12191
VCV|INVESCO CAL VALUE|SWIM|TD Ameritrade, Inc.|1628
VCV|INVESCO CAL VALUE|SWST|Hilltop Securities Inc.|986
VCV|INVESCO CAL VALUE|TKNG|ALLY INVEST SECURITIES LLC|276
VCV|INVESCO CAL VALUE|TRBT|Tradebot Systems, Inc.|974
VCV|INVESCO CAL VALUE|UBSA|UBS SECURITIES LLC|18138
VCV|INVESCO CAL VALUE|UBSS|UBS Securities LLC|91006
VCV|INVESCO CAL VALUE|VALX|VIRTU AMERICAS LLC|400
VCV|INVESCO CAL VALUE|VGRD|Vanguard Marketing Corporation|4057
VCV|INVESCO CAL VALUE|WCHV|WELLS FARGO SECURITIES, LLC|87966
VCV|INVESCO CAL VALUE|WEDB|WEDBUSH SECURITIES INC.|2588
VCV|INVESCO CAL VALUE|WSEA|WOLVERINE SECURITIES, LLC|1
VCV|INVESCO CAL VALUE|YKNA|COMHAR CAPITAL MARKETS, LLC|200
VCV|INVESCO CAL VALUE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9561
VCYT|VERACYTE, INC.|ADAM|CANACCORD GENUITY INC.|5999
VCYT|VERACYTE, INC.|AGIS|Aegis Capital Corp.|2300
VCYT|VERACYTE, INC.|ALTX|Alternet Securities Inc.|3700
VCYT|VERACYTE, INC.|APCC|Apex Clearing Corporation|21
VCYT|VERACYTE, INC.|AQUA|AQUA SECURITIES L.P.|10000
VCYT|VERACYTE, INC.|BATM|CBOE TRADING, INC.|4713
VCYT|VERACYTE, INC.|BAYT|BTIG, LLC|700
VCYT|VERACYTE, INC.|BERN|Sanford C. Bernstein & Co., LLC|757
VCYT|VERACYTE, INC.|BMOC|BMO Capital Markets Corp.|3817
VCYT|VERACYTE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1893
VCYT|VERACYTE, INC.|BTIG|BTIG, LLC|53864
VCYT|VERACYTE, INC.|BYXM|CBOE TRADING, INC.|1304
VCYT|VERACYTE, INC.|CANT|Cantor Fitzgerald & Co.|219
VCYT|VERACYTE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78549
VCYT|VERACYTE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2920
VCYT|VERACYTE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|186
VCYT|VERACYTE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|79411
VCYT|VERACYTE, INC.|CTDL|Citadel Derivatives Group Llc|7578
VCYT|VERACYTE, INC.|CTLR|CUTLER GROUP, LP|3359
VCYT|VERACYTE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|7052
VCYT|VERACYTE, INC.|DBAB|Deutsche Bank Securities Inc.|106858
VCYT|VERACYTE, INC.|DBAX|Deutsche Bank Securities Inc.|53100
VCYT|VERACYTE, INC.|DEAN|MORGAN STANLEY|1492
VCYT|VERACYTE, INC.|DEGS|RONIN PROFESSIONAL LLC|18189
VCYT|VERACYTE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11244
VCYT|VERACYTE, INC.|EBXL|EBX LLC|64800
VCYT|VERACYTE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|37
VCYT|VERACYTE, INC.|EDJO|Edward D. Jones & Co., L.P.|9331
VCYT|VERACYTE, INC.|EGAM|CBOE TRADING, INC.|7678
VCYT|VERACYTE, INC.|EGAW|CBOE TRADING, INC.|139
VCYT|VERACYTE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|820
VCYT|VERACYTE, INC.|EGXM|CBOE TRADING, INC.|1463
VCYT|VERACYTE, INC.|EGXW|CBOE TRADING, INC.|1
VCYT|VERACYTE, INC.|ETBE|Electronic Transaction Clearing, Inc.|4767
VCYT|VERACYTE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1420
VCYT|VERACYTE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13550
VCYT|VERACYTE, INC.|ETRS|E*Trade Securities LLC|35070
VCYT|VERACYTE, INC.|FBCO|Credit Suisse Securities (USA) LLC|69411
VCYT|VERACYTE, INC.|FILL|Tradestation Securities, Inc.|560
VCYT|VERACYTE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|35257
VCYT|VERACYTE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|52910
VCYT|VERACYTE, INC.|FTBR|Foliofn Investments, Inc.|379
VCYT|VERACYTE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|8496
VCYT|VERACYTE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|5757
VCYT|VERACYTE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|292947
VCYT|VERACYTE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|104922
VCYT|VERACYTE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|718
VCYT|VERACYTE, INC.|GTSZ|GTS SECURITIES LLC|16029
VCYT|VERACYTE, INC.|HAPX|HAP Trading, LLC|147
VCYT|VERACYTE, INC.|IATS|INTERACTIVE BROKERS LLC|1964
VCYT|VERACYTE, INC.|IBKR|Interactive Brokers Llc|22201
VCYT|VERACYTE, INC.|ICBX|INSTINET, LLC|7700
VCYT|VERACYTE, INC.|IEQY|CITADEL SECURITIES LLC|20591
VCYT|VERACYTE, INC.|INCA|INSTINET, LLC|72942
VCYT|VERACYTE, INC.|INJX|INSTINET, LLC|12065
VCYT|VERACYTE, INC.|ITGI|ITG Inc.|21600
VCYT|VERACYTE, INC.|ITGP|ITG INC.|36000
VCYT|VERACYTE, INC.|JANY|Janney Montgomery Scott Inc.|3450
VCYT|VERACYTE, INC.|JEFF|JEFFERIES LLC|166616
VCYT|VERACYTE, INC.|JMPT|JUMP TRADING, LLC|17945
VCYT|VERACYTE, INC.|JONE|JonesTrading|112822
VCYT|VERACYTE, INC.|JPMX|J.P. Morgan Securities LLC|110655
VCYT|VERACYTE, INC.|JSJX|JANE STREET CAPITAL LLC|23262
VCYT|VERACYTE, INC.|KCGM|VIRTU Americas LLC|19515
VCYT|VERACYTE, INC.|LEER|LEERINK PARTNERS LLC|15000
VCYT|VERACYTE, INC.|LEHM|Barclays Capital Inc./Le|127233
VCYT|VERACYTE, INC.|LIME|Lime Brokerage LLC|105673
VCYT|VERACYTE, INC.|LMGP|LIME BROKERAGE LLC|1300
VCYT|VERACYTE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
VCYT|VERACYTE, INC.|MAXM|Maxim Group LLC|13053
VCYT|VERACYTE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47214
VCYT|VERACYTE, INC.|MOTF|MOTIF INVESTING, INC.|3
VCYT|VERACYTE, INC.|MSCO|MORGAN STANLEY & CO. LLC|393973
VCYT|VERACYTE, INC.|MSPL|MORGAN STANLEY & CO. LLC|33100
VCYT|VERACYTE, INC.|MSTX|MORGAN STANLEY & CO. LLC|11800
VCYT|VERACYTE, INC.|NFSC|National Financial Services LLC|33050
VCYT|VERACYTE, INC.|NITE|VIRTU Americas LLC|231583
VCYT|VERACYTE, INC.|NITP|VIRTU Americas LLC|3169
VCYT|VERACYTE, INC.|NQRB|Brut, LLC|11849
VCYT|VERACYTE, INC.|NTRC|Northern Trust Securities, Inc.|48
VCYT|VERACYTE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|889
VCYT|VERACYTE, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1780
VCYT|VERACYTE, INC.|PDQM|CODA MARKETS, INC.|5999
VCYT|VERACYTE, INC.|PHLY|NASDAQ Execution Services, LLC|400
VCYT|VERACYTE, INC.|PIPR|Piper Jaffray & Co.|83800
VCYT|VERACYTE, INC.|PWJC|UBS Financial Services, Inc.|540
VCYT|VERACYTE, INC.|RAJA|Raymond James & Associates, Inc.|3873
VCYT|VERACYTE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|2743
VCYT|VERACYTE, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|119641
VCYT|VERACYTE, INC.|SAGL|SAGETRADER, LLC|1110
VCYT|VERACYTE, INC.|SBSH|Citigroup Global Markets Inc.|70035
VCYT|VERACYTE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|47810
VCYT|VERACYTE, INC.|SIDC|Sidoti & Company, LLC|2291
VCYT|VERACYTE, INC.|SPDR|SPEEDROUTE LLC|5810
VCYT|VERACYTE, INC.|SPTD|MINT GLOBAL MARKETS, INC.|11198
VCYT|VERACYTE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|31162
VCYT|VERACYTE, INC.|SWIM|TD Ameritrade, Inc.|56430
VCYT|VERACYTE, INC.|TKNG|ALLY INVEST SECURITIES LLC|265
VCYT|VERACYTE, INC.|TRBT|Tradebot Systems, Inc.|31604
VCYT|VERACYTE, INC.|TRCM|TRC MARKETS LLC|31110
VCYT|VERACYTE, INC.|UBSA|UBS SECURITIES LLC|118601
VCYT|VERACYTE, INC.|UBSS|UBS Securities LLC|239998
VCYT|VERACYTE, INC.|VALX|VIRTU AMERICAS LLC|6437
VCYT|VERACYTE, INC.|VGRD|Vanguard Marketing Corporation|210
VCYT|VERACYTE, INC.|WBLR|WILLIAM BLAIR|186635
VCYT|VERACYTE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|33408
VCYT|VERACYTE, INC.|WEED|Weeden & Co.L.P.|20
VCYT|VERACYTE, INC.|WGIF|CIBC World Markets Inc.|614
VCYT|VERACYTE, INC.|WSEA|WOLVERINE SECURITIES, LLC|345
VCYT|VERACYTE, INC.|XIST|INSTINET, LLC|9170
VCYT|VERACYTE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
VCYT|VERACYTE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
VCYT|VERACYTE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3375
VDC|VANGUARD COM STP ETF|ALTX|Alternet Securities Inc.|400
VDC|VANGUARD COM STP ETF|APCC|Apex Clearing Corporation|198
VDC|VANGUARD COM STP ETF|BALE|M&T SECURITIES, INC.|165
VDC|VANGUARD COM STP ETF|BANK|Primevest Financial Services, Inc.|1149
VDC|VANGUARD COM STP ETF|BARD|Robert W. Baird & Co. Incorporated|1947
VDC|VANGUARD COM STP ETF|BATM|CBOE TRADING, INC.|27
VDC|VANGUARD COM STP ETF|BBNT|BB&T SECURITIES, LLC|2319
VDC|VANGUARD COM STP ETF|BERN|Sanford C. Bernstein & Co., LLC|1049
VDC|VANGUARD COM STP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4558
VDC|VANGUARD COM STP ETF|CANT|Cantor Fitzgerald & Co.|144
VDC|VANGUARD COM STP ETF|CHAS|Charles Schwab & Co., Inc.|2560
VDC|VANGUARD COM STP ETF|CIST|Capital Institutional Services, Inc.|64
VDC|VANGUARD COM STP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10352
VDC|VANGUARD COM STP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14705
VDC|VANGUARD COM STP ETF|CSIN|Citadel Securities Institutional LLC|29078
VDC|VANGUARD COM STP ETF|CTDL|Citadel Derivatives Group Llc|29078
VDC|VANGUARD COM STP ETF|DADA|D.A. Davidson & Co.|335
VDC|VANGUARD COM STP ETF|DAVA|Davenport & Company LLC|45
VDC|VANGUARD COM STP ETF|DBAB|Deutsche Bank Securities Inc.|219
VDC|VANGUARD COM STP ETF|DBAX|Deutsche Bank Securities Inc.|4000
VDC|VANGUARD COM STP ETF|DEAN|MORGAN STANLEY|6533
VDC|VANGUARD COM STP ETF|DEGS|RONIN PROFESSIONAL LLC|5100
VDC|VANGUARD COM STP ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|360
VDC|VANGUARD COM STP ETF|EBXL|EBX LLC|6800
VDC|VANGUARD COM STP ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1545
VDC|VANGUARD COM STP ETF|EDJO|Edward D. Jones & Co., L.P.|8492
VDC|VANGUARD COM STP ETF|EGAM|CBOE TRADING, INC.|501
VDC|VANGUARD COM STP ETF|EGXM|CBOE TRADING, INC.|2336
VDC|VANGUARD COM STP ETF|EGXW|CBOE TRADING, INC.|500
VDC|VANGUARD COM STP ETF|ETBE|Electronic Transaction Clearing, Inc.|998
VDC|VANGUARD COM STP ETF|ETCB|ETC BROKERAGE SERVICES, LLC|22
VDC|VANGUARD COM STP ETF|ETRS|E*Trade Securities LLC|13064
VDC|VANGUARD COM STP ETF|FBSB|U.S. Bancorp Investments, Inc.|567
VDC|VANGUARD COM STP ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|45
VDC|VANGUARD COM STP ETF|FILL|Tradestation Securities, Inc.|1588
VDC|VANGUARD COM STP ETF|FINX|FINTECH SECURITIES|987
VDC|VANGUARD COM STP ETF|FMAF|NBCN Inc./ CDS|1403
VDC|VANGUARD COM STP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2005
VDC|VANGUARD COM STP ETF|FTBR|Foliofn Investments, Inc.|10988
VDC|VANGUARD COM STP ETF|GLIS|TD Securities Inc|35
VDC|VANGUARD COM STP ETF|GLPX|ACS EXECUTION SERVICES, LLC|801
VDC|VANGUARD COM STP ETF|GSCO|GOLDMAN SACHS & CO. LLC|2092
VDC|VANGUARD COM STP ETF|GSLT|GOLDMAN SACHS & CO. LLC|50
VDC|VANGUARD COM STP ETF|GTSZ|GTS SECURITIES LLC|430
VDC|VANGUARD COM STP ETF|HRBF|American Enterprise Investment Services Inc.|67379
VDC|VANGUARD COM STP ETF|HSBC|HSBC Securities, Inc.|300
VDC|VANGUARD COM STP ETF|IATS|INTERACTIVE BROKERS LLC|1447
VDC|VANGUARD COM STP ETF|IBKR|Interactive Brokers Llc|7290
VDC|VANGUARD COM STP ETF|ICBX|INSTINET, LLC|7000
VDC|VANGUARD COM STP ETF|INCA|INSTINET, LLC|5813
VDC|VANGUARD COM STP ETF|INJX|INSTINET, LLC|1093
VDC|VANGUARD COM STP ETF|ITGI|ITG Inc.|6463
VDC|VANGUARD COM STP ETF|ITGP|ITG INC.|600
VDC|VANGUARD COM STP ETF|JANY|Janney Montgomery Scott Inc.|590
VDC|VANGUARD COM STP ETF|JEFF|JEFFERIES LLC|1375
VDC|VANGUARD COM STP ETF|JHDR|J.H. Darbie & Co., Inc.|254
VDC|VANGUARD COM STP ETF|JMPT|JUMP TRADING, LLC|855
VDC|VANGUARD COM STP ETF|JONE|JonesTrading|11000
VDC|VANGUARD COM STP ETF|JPMX|J.P. Morgan Securities LLC|2772
VDC|VANGUARD COM STP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|196531
VDC|VANGUARD COM STP ETF|JSJX|JANE STREET CAPITAL LLC|140828
VDC|VANGUARD COM STP ETF|KCGM|VIRTU Americas LLC|2761
VDC|VANGUARD COM STP ETF|LEHM|Barclays Capital Inc./Le|151693
VDC|VANGUARD COM STP ETF|LIME|Lime Brokerage LLC|17601
VDC|VANGUARD COM STP ETF|MACC|Mid Atlantic Capital Corporation|1771
VDC|VANGUARD COM STP ETF|MAXM|Maxim Group LLC|15855
VDC|VANGUARD COM STP ETF|MCMF|Raymond James Ltd. Cds|25
VDC|VANGUARD COM STP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
VDC|VANGUARD COM STP ETF|MOTF|MOTIF INVESTING, INC.|19
VDC|VANGUARD COM STP ETF|MSCO|MORGAN STANLEY & CO. LLC|104028
VDC|VANGUARD COM STP ETF|MSPL|MORGAN STANLEY & CO. LLC|3900
VDC|VANGUARD COM STP ETF|MSTX|MORGAN STANLEY & CO. LLC|200
VDC|VANGUARD COM STP ETF|NEUB|NEUBERGER BERMAN BD LLC|466
VDC|VANGUARD COM STP ETF|NFSC|National Financial Services LLC|114533
VDC|VANGUARD COM STP ETF|NITE|VIRTU Americas LLC|283840
VDC|VANGUARD COM STP ETF|NQRB|Brut, LLC|2100
VDC|VANGUARD COM STP ETF|NTBF|BMO Nesbitt Burns Inc./CDS|36
VDC|VANGUARD COM STP ETF|NTRC|Northern Trust Securities, Inc.|106
VDC|VANGUARD COM STP ETF|OPCO|Oppenheimer & Co. Inc.|994
VDC|VANGUARD COM STP ETF|PDQM|CODA MARKETS, INC.|1101
VDC|VANGUARD COM STP ETF|RBCM|RBC CAPITAL MARKETS, LLC|10277
VDC|VANGUARD COM STP ETF|SALI|INTL FCSTONE FINANCIAL INC.|311
VDC|VANGUARD COM STP ETF|SBSH|Citigroup Global Markets Inc.|19000
VDC|VANGUARD COM STP ETF|SEIC|SEI Investments Distribution Co.|400
VDC|VANGUARD COM STP ETF|SGMT|GOLDMAN SACHS & CO. LLC|1747
VDC|VANGUARD COM STP ETF|SPHN|Stephens Inc.|373
VDC|VANGUARD COM STP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|7109
VDC|VANGUARD COM STP ETF|STKP|STOCKPILE INVESTMENTS, INC.|276
VDC|VANGUARD COM STP ETF|SWIM|TD Ameritrade, Inc.|2223
VDC|VANGUARD COM STP ETF|SWST|Hilltop Securities Inc.|1297
VDC|VANGUARD COM STP ETF|TKNG|ALLY INVEST SECURITIES LLC|390
VDC|VANGUARD COM STP ETF|TRCM|TRC MARKETS LLC|848
VDC|VANGUARD COM STP ETF|UBSA|UBS SECURITIES LLC|21872
VDC|VANGUARD COM STP ETF|UBSS|UBS Securities LLC|110616
VDC|VANGUARD COM STP ETF|VALX|VIRTU AMERICAS LLC|333
VDC|VANGUARD COM STP ETF|VGRD|Vanguard Marketing Corporation|159116
VDC|VANGUARD COM STP ETF|WBLR|WILLIAM BLAIR|74
VDC|VANGUARD COM STP ETF|WCHV|WELLS FARGO SECURITIES, LLC|59288
VDC|VANGUARD COM STP ETF|WEED|Weeden & Co.L.P.|20
VDC|VANGUARD COM STP ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|900
VDC|VANGUARD COM STP ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|193
VDC|VANGUARD COM STP ETF|WGIF|CIBC World Markets Inc.|7561
VDC|VANGUARD COM STP ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|237
VDC|VANGUARD COM STP ETF|WSEA|WOLVERINE SECURITIES, LLC|1050
VDC|VANGUARD COM STP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27988
VDE|VANGUARD ENRGY ETF|ALTX|Alternet Securities Inc.|1000
VDE|VANGUARD ENRGY ETF|APCC|Apex Clearing Corporation|7379
VDE|VANGUARD ENRGY ETF|BANK|Primevest Financial Services, Inc.|515
VDE|VANGUARD ENRGY ETF|BARD|Robert W. Baird & Co. Incorporated|937
VDE|VANGUARD ENRGY ETF|BATM|CBOE TRADING, INC.|1000
VDE|VANGUARD ENRGY ETF|BBNT|BB&T SECURITIES, LLC|1855
VDE|VANGUARD ENRGY ETF|BERN|Sanford C. Bernstein & Co., LLC|232
VDE|VANGUARD ENRGY ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9424
VDE|VANGUARD ENRGY ETF|BLTK|Bulltick, Llc|86428
VDE|VANGUARD ENRGY ETF|BTIG|BTIG, LLC|2811
VDE|VANGUARD ENRGY ETF|BYXM|CBOE TRADING, INC.|200
VDE|VANGUARD ENRGY ETF|CABR|Cabrera Capital Markets, Inc.|170
VDE|VANGUARD ENRGY ETF|CANT|Cantor Fitzgerald & Co.|11421
VDE|VANGUARD ENRGY ETF|CHAS|Charles Schwab & Co., Inc.|45166
VDE|VANGUARD ENRGY ETF|CIST|Capital Institutional Services, Inc.|135
VDE|VANGUARD ENRGY ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4577
VDE|VANGUARD ENRGY ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|40025
VDE|VANGUARD ENRGY ETF|CSIN|Citadel Securities Institutional LLC|47952
VDE|VANGUARD ENRGY ETF|CTDL|Citadel Derivatives Group Llc|52752
VDE|VANGUARD ENRGY ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
VDE|VANGUARD ENRGY ETF|DADA|D.A. Davidson & Co.|146
VDE|VANGUARD ENRGY ETF|DBAB|Deutsche Bank Securities Inc.|1608
VDE|VANGUARD ENRGY ETF|DBAX|Deutsche Bank Securities Inc.|17400
VDE|VANGUARD ENRGY ETF|DEAN|MORGAN STANLEY|8151
VDE|VANGUARD ENRGY ETF|EBXL|EBX LLC|21500
VDE|VANGUARD ENRGY ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|548
VDE|VANGUARD ENRGY ETF|EDJO|Edward D. Jones & Co., L.P.|3737
VDE|VANGUARD ENRGY ETF|EGAM|CBOE TRADING, INC.|3691
VDE|VANGUARD ENRGY ETF|EGAW|CBOE TRADING, INC.|73
VDE|VANGUARD ENRGY ETF|EGXM|CBOE TRADING, INC.|2097
VDE|VANGUARD ENRGY ETF|EGXW|CBOE TRADING, INC.|100
VDE|VANGUARD ENRGY ETF|ETBE|Electronic Transaction Clearing, Inc.|1400
VDE|VANGUARD ENRGY ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3339
VDE|VANGUARD ENRGY ETF|ETRS|E*Trade Securities LLC|15004
VDE|VANGUARD ENRGY ETF|FBSB|U.S. Bancorp Investments, Inc.|28
VDE|VANGUARD ENRGY ETF|FCST|INTL FCSTONE FINANCIAL INC.|100
VDE|VANGUARD ENRGY ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|63
VDE|VANGUARD ENRGY ETF|FINX|FINTECH SECURITIES|405
VDE|VANGUARD ENRGY ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|40475
VDE|VANGUARD ENRGY ETF|FMAF|NBCN Inc./ CDS|135
VDE|VANGUARD ENRGY ETF|FQLS|Quantlab Securities LP|5096
VDE|VANGUARD ENRGY ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1271
VDE|VANGUARD ENRGY ETF|FTBR|Foliofn Investments, Inc.|4321
VDE|VANGUARD ENRGY ETF|GBMT|GBM International, Inc.|343
VDE|VANGUARD ENRGY ETF|GLPX|ACS EXECUTION SERVICES, LLC|508
VDE|VANGUARD ENRGY ETF|GSCO|GOLDMAN SACHS & CO. LLC|57388
VDE|VANGUARD ENRGY ETF|GSLT|GOLDMAN SACHS & CO. LLC|2352
VDE|VANGUARD ENRGY ETF|GTSZ|GTS SECURITIES LLC|19304
VDE|VANGUARD ENRGY ETF|HRBF|American Enterprise Investment Services Inc.|55068
VDE|VANGUARD ENRGY ETF|IATS|INTERACTIVE BROKERS LLC|2738
VDE|VANGUARD ENRGY ETF|IBKR|Interactive Brokers Llc|7212
VDE|VANGUARD ENRGY ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|249
VDE|VANGUARD ENRGY ETF|ICBX|INSTINET, LLC|24072
VDE|VANGUARD ENRGY ETF|INCA|INSTINET, LLC|988
VDE|VANGUARD ENRGY ETF|ITGI|ITG Inc.|3662
VDE|VANGUARD ENRGY ETF|ITGP|ITG INC.|1000
VDE|VANGUARD ENRGY ETF|JANY|Janney Montgomery Scott Inc.|14722
VDE|VANGUARD ENRGY ETF|JMPT|JUMP TRADING, LLC|1479
VDE|VANGUARD ENRGY ETF|JPMX|J.P. Morgan Securities LLC|5322
VDE|VANGUARD ENRGY ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|94598
VDE|VANGUARD ENRGY ETF|JSJX|JANE STREET CAPITAL LLC|142985
VDE|VANGUARD ENRGY ETF|KCGM|VIRTU Americas LLC|4249
VDE|VANGUARD ENRGY ETF|LEHM|Barclays Capital Inc./Le|24023
VDE|VANGUARD ENRGY ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|300
VDE|VANGUARD ENRGY ETF|LIME|Lime Brokerage LLC|28045
VDE|VANGUARD ENRGY ETF|LSCI|Lek Securities Corporation|5
VDE|VANGUARD ENRGY ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VDE|VANGUARD ENRGY ETF|MACC|Mid Atlantic Capital Corporation|3056
VDE|VANGUARD ENRGY ETF|MAXM|Maxim Group LLC|51
VDE|VANGUARD ENRGY ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6086
VDE|VANGUARD ENRGY ETF|MOTF|MOTIF INVESTING, INC.|15
VDE|VANGUARD ENRGY ETF|MSCO|MORGAN STANLEY & CO. LLC|56142
VDE|VANGUARD ENRGY ETF|MSPL|MORGAN STANLEY & CO. LLC|6600
VDE|VANGUARD ENRGY ETF|NFSC|National Financial Services LLC|149410
VDE|VANGUARD ENRGY ETF|NITE|VIRTU Americas LLC|432408
VDE|VANGUARD ENRGY ETF|NITP|VIRTU Americas LLC|500
VDE|VANGUARD ENRGY ETF|NQRB|Brut, LLC|600
VDE|VANGUARD ENRGY ETF|NTBF|BMO Nesbitt Burns Inc./CDS|616
VDE|VANGUARD ENRGY ETF|NTRC|Northern Trust Securities, Inc.|195
VDE|VANGUARD ENRGY ETF|OPCO|Oppenheimer & Co. Inc.|969
VDE|VANGUARD ENRGY ETF|PCPT|PHILLIP CAPITAL INC.|1
VDE|VANGUARD ENRGY ETF|PDQM|CODA MARKETS, INC.|718
VDE|VANGUARD ENRGY ETF|PHLY|NASDAQ Execution Services, LLC|800
VDE|VANGUARD ENRGY ETF|PWJC|UBS Financial Services, Inc.|4032
VDE|VANGUARD ENRGY ETF|RBCM|RBC CAPITAL MARKETS, LLC|5842
VDE|VANGUARD ENRGY ETF|SAGL|SAGETRADER, LLC|1200
VDE|VANGUARD ENRGY ETF|SBSH|Citigroup Global Markets Inc.|69289
VDE|VANGUARD ENRGY ETF|SGMT|GOLDMAN SACHS & CO. LLC|5701
VDE|VANGUARD ENRGY ETF|SHMR|ABN Amro Clearing LLC|42888
VDE|VANGUARD ENRGY ETF|SOGO|Wang Investment Associates, Inc.|100
VDE|VANGUARD ENRGY ETF|SPDR|SPEEDROUTE LLC|1000
VDE|VANGUARD ENRGY ETF|SPHN|Stephens Inc.|506
VDE|VANGUARD ENRGY ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2016
VDE|VANGUARD ENRGY ETF|STKP|STOCKPILE INVESTMENTS, INC.|18
VDE|VANGUARD ENRGY ETF|SWIM|TD Ameritrade, Inc.|9139
VDE|VANGUARD ENRGY ETF|SWST|Hilltop Securities Inc.|651
VDE|VANGUARD ENRGY ETF|TKNG|ALLY INVEST SECURITIES LLC|1185
VDE|VANGUARD ENRGY ETF|TRBT|Tradebot Systems, Inc.|50144
VDE|VANGUARD ENRGY ETF|TRCM|TRC MARKETS LLC|51819
VDE|VANGUARD ENRGY ETF|UBSA|UBS SECURITIES LLC|43136
VDE|VANGUARD ENRGY ETF|UBSS|UBS Securities LLC|190996
VDE|VANGUARD ENRGY ETF|VALX|VIRTU AMERICAS LLC|1967
VDE|VANGUARD ENRGY ETF|VGRD|Vanguard Marketing Corporation|352939
VDE|VANGUARD ENRGY ETF|WBET|Wallachbeth Capital LLC|106
VDE|VANGUARD ENRGY ETF|WCHV|WELLS FARGO SECURITIES, LLC|60617
VDE|VANGUARD ENRGY ETF|WEED|Weeden & Co.L.P.|500
VDE|VANGUARD ENRGY ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|194
VDE|VANGUARD ENRGY ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1585
VDE|VANGUARD ENRGY ETF|WGIF|CIBC World Markets Inc.|310
VDE|VANGUARD ENRGY ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|156922
VDE|VANGUARD ENRGY ETF|WSEA|WOLVERINE SECURITIES, LLC|949
VDE|VANGUARD ENRGY ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VDE|VANGUARD ENRGY ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15263
VEA|VANGUARD FTSE DEVLPD|ADAM|CANACCORD GENUITY INC.|970
VEA|VANGUARD FTSE DEVLPD|AGIS|Aegis Capital Corp.|319
VEA|VANGUARD FTSE DEVLPD|ALTX|Alternet Securities Inc.|305487
VEA|VANGUARD FTSE DEVLPD|ANOS|ABEL/NOSER, L.L.C.|118643
VEA|VANGUARD FTSE DEVLPD|APCC|Apex Clearing Corporation|5812938
VEA|VANGUARD FTSE DEVLPD|BALE|M&T SECURITIES, INC.|35630
VEA|VANGUARD FTSE DEVLPD|BANK|Primevest Financial Services, Inc.|24253
VEA|VANGUARD FTSE DEVLPD|BARD|Robert W. Baird & Co. Incorporated|263035
VEA|VANGUARD FTSE DEVLPD|BATM|CBOE TRADING, INC.|75826
VEA|VANGUARD FTSE DEVLPD|BBNT|BB&T SECURITIES, LLC|81839
VEA|VANGUARD FTSE DEVLPD|BERN|Sanford C. Bernstein & Co., LLC|85313
VEA|VANGUARD FTSE DEVLPD|BIDS|BIDS TRADING L.P.|5900
VEA|VANGUARD FTSE DEVLPD|BKCM|BNY Mellon Capital Markets LLC|4665
VEA|VANGUARD FTSE DEVLPD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|387548
VEA|VANGUARD FTSE DEVLPD|BTIG|BTIG, LLC|42610
VEA|VANGUARD FTSE DEVLPD|BYXM|CBOE TRADING, INC.|9500
VEA|VANGUARD FTSE DEVLPD|CANT|Cantor Fitzgerald & Co.|270029
VEA|VANGUARD FTSE DEVLPD|CHAS|Charles Schwab & Co., Inc.|623021
VEA|VANGUARD FTSE DEVLPD|CICF|Canaccord Genuity Corp.|694
VEA|VANGUARD FTSE DEVLPD|CIST|Capital Institutional Services, Inc.|300233
VEA|VANGUARD FTSE DEVLPD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|103857
VEA|VANGUARD FTSE DEVLPD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6845
VEA|VANGUARD FTSE DEVLPD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|53075
VEA|VANGUARD FTSE DEVLPD|CRFN|ROBINHOOD FINANCIAL, LLC|5
VEA|VANGUARD FTSE DEVLPD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2886021
VEA|VANGUARD FTSE DEVLPD|CSIN|Citadel Securities Institutional LLC|4136626
VEA|VANGUARD FTSE DEVLPD|CTDL|Citadel Derivatives Group Llc|4234627
VEA|VANGUARD FTSE DEVLPD|CTLR|CUTLER GROUP, LP|200
VEA|VANGUARD FTSE DEVLPD|CXCX|CITIGROUP GLOBAL MARKETS INC.|312674
VEA|VANGUARD FTSE DEVLPD|DADA|D.A. Davidson & Co.|125655
VEA|VANGUARD FTSE DEVLPD|DAVA|Davenport & Company LLC|1000
VEA|VANGUARD FTSE DEVLPD|DBAB|Deutsche Bank Securities Inc.|14894
VEA|VANGUARD FTSE DEVLPD|DBAX|Deutsche Bank Securities Inc.|465100
VEA|VANGUARD FTSE DEVLPD|DCHF|Dart Executions, LLC|164816
VEA|VANGUARD FTSE DEVLPD|DEAN|MORGAN STANLEY|1194373
VEA|VANGUARD FTSE DEVLPD|DEGS|RONIN PROFESSIONAL LLC|1000
VEA|VANGUARD FTSE DEVLPD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1876
VEA|VANGUARD FTSE DEVLPD|EBXL|EBX LLC|796900
VEA|VANGUARD FTSE DEVLPD|ECUT|CONVERGEX EXECUTION SOLUTIONS|31638
VEA|VANGUARD FTSE DEVLPD|EDJC|Edward Jones / CDS|90
VEA|VANGUARD FTSE DEVLPD|EDJO|Edward D. Jones & Co., L.P.|2504198
VEA|VANGUARD FTSE DEVLPD|EGAM|CBOE TRADING, INC.|89182
VEA|VANGUARD FTSE DEVLPD|EGAW|CBOE TRADING, INC.|245
VEA|VANGUARD FTSE DEVLPD|EGXM|CBOE TRADING, INC.|21234
VEA|VANGUARD FTSE DEVLPD|EGXW|CBOE TRADING, INC.|800
VEA|VANGUARD FTSE DEVLPD|ETBE|Electronic Transaction Clearing, Inc.|123241
VEA|VANGUARD FTSE DEVLPD|ETCB|ETC BROKERAGE SERVICES, LLC|60
VEA|VANGUARD FTSE DEVLPD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2114
VEA|VANGUARD FTSE DEVLPD|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|600
VEA|VANGUARD FTSE DEVLPD|ETRS|E*Trade Securities LLC|104343
VEA|VANGUARD FTSE DEVLPD|FIDT|Fidelity Clearing Canada ULC./ CDS|4986
VEA|VANGUARD FTSE DEVLPD|FILL|Tradestation Securities, Inc.|1124
VEA|VANGUARD FTSE DEVLPD|FINX|FINTECH SECURITIES|29184
VEA|VANGUARD FTSE DEVLPD|FINZ|FINTECH SECURITIES|250
VEA|VANGUARD FTSE DEVLPD|FLTU|FLOW TRADERS US LLC|2049287
VEA|VANGUARD FTSE DEVLPD|FMAF|NBCN Inc./ CDS|53330
VEA|VANGUARD FTSE DEVLPD|FMCO|First Manhattan Co|4850
VEA|VANGUARD FTSE DEVLPD|FQLS|Quantlab Securities LP|269834
VEA|VANGUARD FTSE DEVLPD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200584
VEA|VANGUARD FTSE DEVLPD|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|800
VEA|VANGUARD FTSE DEVLPD|FTBR|Foliofn Investments, Inc.|86686
VEA|VANGUARD FTSE DEVLPD|GBMT|GBM International, Inc.|8200
VEA|VANGUARD FTSE DEVLPD|GEBB|GLOBAL EXECUTION BROKERS, LP|221813
VEA|VANGUARD FTSE DEVLPD|GFRY|JUMP TRADING, LLC|670314
VEA|VANGUARD FTSE DEVLPD|GLIS|TD Securities Inc|1958
VEA|VANGUARD FTSE DEVLPD|GLPX|ACS EXECUTION SERVICES, LLC|4106
VEA|VANGUARD FTSE DEVLPD|GSCO|GOLDMAN SACHS & CO. LLC|4011470
VEA|VANGUARD FTSE DEVLPD|GSCS|GOLDMAN SACHS & CO. LLC|6
VEA|VANGUARD FTSE DEVLPD|GSLT|GOLDMAN SACHS & CO. LLC|13770
VEA|VANGUARD FTSE DEVLPD|GTSZ|GTS SECURITIES LLC|130383
VEA|VANGUARD FTSE DEVLPD|HRBF|American Enterprise Investment Services Inc.|600128
VEA|VANGUARD FTSE DEVLPD|HSBC|HSBC Securities, Inc.|57
VEA|VANGUARD FTSE DEVLPD|IATS|INTERACTIVE BROKERS LLC|338938
VEA|VANGUARD FTSE DEVLPD|IBKR|Interactive Brokers Llc|300794
VEA|VANGUARD FTSE DEVLPD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|162467
VEA|VANGUARD FTSE DEVLPD|ICBX|INSTINET, LLC|996653
VEA|VANGUARD FTSE DEVLPD|INCA|INSTINET, LLC|690904
VEA|VANGUARD FTSE DEVLPD|INJX|INSTINET, LLC|9900
VEA|VANGUARD FTSE DEVLPD|ITGI|ITG Inc.|408807
VEA|VANGUARD FTSE DEVLPD|ITGP|ITG INC.|1081000
VEA|VANGUARD FTSE DEVLPD|JANY|Janney Montgomery Scott Inc.|65773
VEA|VANGUARD FTSE DEVLPD|JEFF|JEFFERIES LLC|437517
VEA|VANGUARD FTSE DEVLPD|JMPT|JUMP TRADING, LLC|31681
VEA|VANGUARD FTSE DEVLPD|JPMX|J.P. Morgan Securities LLC|1621823
VEA|VANGUARD FTSE DEVLPD|JSEB|JANE STREET EXECUTION SERVICES, LLC|2512996
VEA|VANGUARD FTSE DEVLPD|JSJX|JANE STREET CAPITAL LLC|5925679
VEA|VANGUARD FTSE DEVLPD|KCGM|VIRTU Americas LLC|304242
VEA|VANGUARD FTSE DEVLPD|LEHM|Barclays Capital Inc./Le|6497805
VEA|VANGUARD FTSE DEVLPD|LGNT|COR CLEARING LLC|19
VEA|VANGUARD FTSE DEVLPD|LIME|Lime Brokerage LLC|136481
VEA|VANGUARD FTSE DEVLPD|LSCI|Lek Securities Corporation|13
VEA|VANGUARD FTSE DEVLPD|MACC|Mid Atlantic Capital Corporation|78051
VEA|VANGUARD FTSE DEVLPD|MAXM|Maxim Group LLC|90142
VEA|VANGUARD FTSE DEVLPD|MCMF|Raymond James Ltd. Cds|10040
VEA|VANGUARD FTSE DEVLPD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1445220
VEA|VANGUARD FTSE DEVLPD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|117197
VEA|VANGUARD FTSE DEVLPD|MOTF|MOTIF INVESTING, INC.|103
VEA|VANGUARD FTSE DEVLPD|MSCO|MORGAN STANLEY & CO. LLC|4123529
VEA|VANGUARD FTSE DEVLPD|MSPL|MORGAN STANLEY & CO. LLC|1031000
VEA|VANGUARD FTSE DEVLPD|MSTX|MORGAN STANLEY & CO. LLC|5400
VEA|VANGUARD FTSE DEVLPD|NEUB|NEUBERGER BERMAN BD LLC|2268
VEA|VANGUARD FTSE DEVLPD|NFSC|National Financial Services LLC|3770721
VEA|VANGUARD FTSE DEVLPD|NITE|VIRTU Americas LLC|12068307
VEA|VANGUARD FTSE DEVLPD|NITP|VIRTU Americas LLC|1089048
VEA|VANGUARD FTSE DEVLPD|NQRB|Brut, LLC|20730
VEA|VANGUARD FTSE DEVLPD|NTBF|BMO Nesbitt Burns Inc./CDS|429
VEA|VANGUARD FTSE DEVLPD|NTRC|Northern Trust Securities, Inc.|1570
VEA|VANGUARD FTSE DEVLPD|OLDM|OLD MISSION CAPITAL, LLC|475893
VEA|VANGUARD FTSE DEVLPD|OPCO|Oppenheimer & Co. Inc.|69051
VEA|VANGUARD FTSE DEVLPD|PCPT|PHILLIP CAPITAL INC.|2
VEA|VANGUARD FTSE DEVLPD|PDQM|CODA MARKETS, INC.|147161
VEA|VANGUARD FTSE DEVLPD|PHLY|NASDAQ Execution Services, LLC|5200
VEA|VANGUARD FTSE DEVLPD|PICT|Pictet Overseas Inc.|8935
VEA|VANGUARD FTSE DEVLPD|PIPR|Piper Jaffray & Co.|5825
VEA|VANGUARD FTSE DEVLPD|PNSR|Penserra Securities, LLC|53723
VEA|VANGUARD FTSE DEVLPD|PWJC|UBS Financial Services, Inc.|12431
VEA|VANGUARD FTSE DEVLPD|QMSR|QUATTRO M SECURITIES INC.|21351
VEA|VANGUARD FTSE DEVLPD|RBCM|RBC CAPITAL MARKETS, LLC|819996
VEA|VANGUARD FTSE DEVLPD|SAGL|SAGETRADER, LLC|15300
VEA|VANGUARD FTSE DEVLPD|SALI|INTL FCSTONE FINANCIAL INC.|3211
VEA|VANGUARD FTSE DEVLPD|SBSH|Citigroup Global Markets Inc.|90162
VEA|VANGUARD FTSE DEVLPD|SEIC|SEI Investments Distribution Co.|299787
VEA|VANGUARD FTSE DEVLPD|SGMT|GOLDMAN SACHS & CO. LLC|837301
VEA|VANGUARD FTSE DEVLPD|SIBO|Prime Executions, Inc.|20422
VEA|VANGUARD FTSE DEVLPD|SPDR|SPEEDROUTE LLC|13734
VEA|VANGUARD FTSE DEVLPD|SPHN|Stephens Inc.|6154
VEA|VANGUARD FTSE DEVLPD|STFL|Stifel, Nicolaus & Company, Incorporated|116631
VEA|VANGUARD FTSE DEVLPD|STKP|STOCKPILE INVESTMENTS, INC.|120
VEA|VANGUARD FTSE DEVLPD|SWIM|TD Ameritrade, Inc.|29130
VEA|VANGUARD FTSE DEVLPD|SWST|Hilltop Securities Inc.|118632
VEA|VANGUARD FTSE DEVLPD|TAGC|TELSEY ADVISORY GROUP LLC|3044
VEA|VANGUARD FTSE DEVLPD|TKNG|ALLY INVEST SECURITIES LLC|77056
VEA|VANGUARD FTSE DEVLPD|TRBT|Tradebot Systems, Inc.|457388
VEA|VANGUARD FTSE DEVLPD|TRCM|TRC MARKETS LLC|3920101
VEA|VANGUARD FTSE DEVLPD|TWTT|TASTYWORKS, INC.|30
VEA|VANGUARD FTSE DEVLPD|UBSA|UBS SECURITIES LLC|3898424
VEA|VANGUARD FTSE DEVLPD|UBSS|UBS Securities LLC|4633008
VEA|VANGUARD FTSE DEVLPD|VALX|VIRTU AMERICAS LLC|103824
VEA|VANGUARD FTSE DEVLPD|VGRD|Vanguard Marketing Corporation|844593
VEA|VANGUARD FTSE DEVLPD|VNDM|Wall Street Access|1946
VEA|VANGUARD FTSE DEVLPD|WBET|Wallachbeth Capital LLC|1120922
VEA|VANGUARD FTSE DEVLPD|WBLR|WILLIAM BLAIR|9015
VEA|VANGUARD FTSE DEVLPD|WCHV|WELLS FARGO SECURITIES, LLC|2660422
VEA|VANGUARD FTSE DEVLPD|WEDB|WEDBUSH SECURITIES INC.|257
VEA|VANGUARD FTSE DEVLPD|WEED|Weeden & Co.L.P.|2629
VEA|VANGUARD FTSE DEVLPD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22012
VEA|VANGUARD FTSE DEVLPD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8977
VEA|VANGUARD FTSE DEVLPD|WGIF|CIBC World Markets Inc.|1113
VEA|VANGUARD FTSE DEVLPD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|5277769
VEA|VANGUARD FTSE DEVLPD|WOLF|Wolfe Trahan Securities|2500
VEA|VANGUARD FTSE DEVLPD|WSEA|WOLVERINE SECURITIES, LLC|136547
VEA|VANGUARD FTSE DEVLPD|XIST|INSTINET, LLC|21000
VEA|VANGUARD FTSE DEVLPD|XSTM|NATIONAL FINANCIAL SERVICES LLC|154060
VEA|VANGUARD FTSE DEVLPD|YKNA|COMHAR CAPITAL MARKETS, LLC|452
VEA|VANGUARD FTSE DEVLPD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|648439
VEAC|VANTAGE ENERGY A CM|BATM|CBOE TRADING, INC.|600
VEAC|VANTAGE ENERGY A CM|BTIG|BTIG, LLC|170000
VEAC|VANTAGE ENERGY A CM|FOMA|TD AMERITRADE CLEARING, INC.|175
VEAC|VANTAGE ENERGY A CM|ITGI|ITG Inc.|1900
VEAC|VANTAGE ENERGY A CM|LIME|Lime Brokerage LLC|500
VEAC|VANTAGE ENERGY A CM|MSCO|MORGAN STANLEY & CO. LLC|100
VEAC|VANTAGE ENERGY A CM|NITE|VIRTU Americas LLC|300
VEAC|VANTAGE ENERGY A CM|UBSA|UBS SECURITIES LLC|100
VEAC|VANTAGE ENERGY A CM|UBSS|UBS Securities LLC|200
VEAC|VANTAGE ENERGY A CM|WCHV|WELLS FARGO SECURITIES, LLC|200
VEACU|VANTAGE ENRGY ACQ UT|EGXW|CBOE TRADING, INC.|30
VEACU|VANTAGE ENRGY ACQ UT|IBKR|Interactive Brokers Llc|3693
VEACU|VANTAGE ENRGY ACQ UT|INCA|INSTINET, LLC|1800
VEACU|VANTAGE ENRGY ACQ UT|LIME|Lime Brokerage LLC|404
VEACU|VANTAGE ENRGY ACQ UT|NITE|VIRTU Americas LLC|730
VEC|VECTRUS, INC.|ALTX|Alternet Securities Inc.|300
VEC|VECTRUS, INC.|ANOS|ABEL/NOSER, L.L.C.|2951
VEC|VECTRUS, INC.|APCC|Apex Clearing Corporation|2124
VEC|VECTRUS, INC.|BARD|Robert W. Baird & Co. Incorporated|5
VEC|VECTRUS, INC.|BATM|CBOE TRADING, INC.|518
VEC|VECTRUS, INC.|BBNT|BB&T SECURITIES, LLC|7
VEC|VECTRUS, INC.|BERN|Sanford C. Bernstein & Co., LLC|803
VEC|VECTRUS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1196
VEC|VECTRUS, INC.|BYXM|CBOE TRADING, INC.|50
VEC|VECTRUS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
VEC|VECTRUS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1503
VEC|VECTRUS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3400
VEC|VECTRUS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
VEC|VECTRUS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41204
VEC|VECTRUS, INC.|CTDL|Citadel Derivatives Group Llc|2334
VEC|VECTRUS, INC.|CTLR|CUTLER GROUP, LP|774
VEC|VECTRUS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6018
VEC|VECTRUS, INC.|DBAB|Deutsche Bank Securities Inc.|10047
VEC|VECTRUS, INC.|DBAX|Deutsche Bank Securities Inc.|21900
VEC|VECTRUS, INC.|DEAN|MORGAN STANLEY|682
VEC|VECTRUS, INC.|DEGS|RONIN PROFESSIONAL LLC|462
VEC|VECTRUS, INC.|EBXL|EBX LLC|8700
VEC|VECTRUS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|316
VEC|VECTRUS, INC.|EDJO|Edward D. Jones & Co., L.P.|210
VEC|VECTRUS, INC.|EGAM|CBOE TRADING, INC.|469
VEC|VECTRUS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
VEC|VECTRUS, INC.|EGXM|CBOE TRADING, INC.|102
VEC|VECTRUS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3774
VEC|VECTRUS, INC.|ETRS|E*Trade Securities LLC|3227
VEC|VECTRUS, INC.|FILL|Tradestation Securities, Inc.|2220
VEC|VECTRUS, INC.|FINX|FINTECH SECURITIES|125
VEC|VECTRUS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|119
VEC|VECTRUS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15477
VEC|VECTRUS, INC.|FTBR|Foliofn Investments, Inc.|356
VEC|VECTRUS, INC.|GLIS|TD Securities Inc|2
VEC|VECTRUS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2666
VEC|VECTRUS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|47653
VEC|VECTRUS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|200
VEC|VECTRUS, INC.|GTSZ|GTS SECURITIES LLC|14666
VEC|VECTRUS, INC.|HPPX|POTAMUS TRADING, LLC|322
VEC|VECTRUS, INC.|HRBF|American Enterprise Investment Services Inc.|149
VEC|VECTRUS, INC.|IATS|INTERACTIVE BROKERS LLC|13915
VEC|VECTRUS, INC.|IBKR|Interactive Brokers Llc|7605
VEC|VECTRUS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|546
VEC|VECTRUS, INC.|ICBX|INSTINET, LLC|1200
VEC|VECTRUS, INC.|IEQY|CITADEL SECURITIES LLC|1986
VEC|VECTRUS, INC.|INCA|INSTINET, LLC|18590
VEC|VECTRUS, INC.|INJX|INSTINET, LLC|3846
VEC|VECTRUS, INC.|ITGI|ITG Inc.|10311
VEC|VECTRUS, INC.|ITGP|ITG INC.|40000
VEC|VECTRUS, INC.|JANY|Janney Montgomery Scott Inc.|1839
VEC|VECTRUS, INC.|JEFF|JEFFERIES LLC|4510
VEC|VECTRUS, INC.|JMPT|JUMP TRADING, LLC|839
VEC|VECTRUS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|3030
VEC|VECTRUS, INC.|JPMX|J.P. Morgan Securities LLC|33112
VEC|VECTRUS, INC.|JSJX|JANE STREET CAPITAL LLC|603
VEC|VECTRUS, INC.|KCGM|VIRTU Americas LLC|3220
VEC|VECTRUS, INC.|LEHM|Barclays Capital Inc./Le|28979
VEC|VECTRUS, INC.|LIME|Lime Brokerage LLC|6396
VEC|VECTRUS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|14310
VEC|VECTRUS, INC.|MOTF|MOTIF INVESTING, INC.|5
VEC|VECTRUS, INC.|MSCO|MORGAN STANLEY & CO. LLC|48866
VEC|VECTRUS, INC.|MSPL|MORGAN STANLEY & CO. LLC|32800
VEC|VECTRUS, INC.|MSTX|MORGAN STANLEY & CO. LLC|5200
VEC|VECTRUS, INC.|NFSC|National Financial Services LLC|43237
VEC|VECTRUS, INC.|NITE|VIRTU Americas LLC|76606
VEC|VECTRUS, INC.|NQRB|Brut, LLC|200
VEC|VECTRUS, INC.|PDQM|CODA MARKETS, INC.|6367
VEC|VECTRUS, INC.|PHLY|NASDAQ Execution Services, LLC|2400
VEC|VECTRUS, INC.|PWJC|UBS Financial Services, Inc.|34
VEC|VECTRUS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1013
VEC|VECTRUS, INC.|SAGL|SAGETRADER, LLC|300
VEC|VECTRUS, INC.|SAGW|SAGETRADER, LLC|300
VEC|VECTRUS, INC.|SBSH|Citigroup Global Markets Inc.|5875
VEC|VECTRUS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|12455
VEC|VECTRUS, INC.|SPDR|SPEEDROUTE LLC|500
VEC|VECTRUS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|300
VEC|VECTRUS, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|36200
VEC|VECTRUS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|859
VEC|VECTRUS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|2
VEC|VECTRUS, INC.|SWIM|TD Ameritrade, Inc.|7978
VEC|VECTRUS, INC.|TKNG|ALLY INVEST SECURITIES LLC|856
VEC|VECTRUS, INC.|TRBT|Tradebot Systems, Inc.|6814
VEC|VECTRUS, INC.|TRCM|TRC MARKETS LLC|2505
VEC|VECTRUS, INC.|UBSA|UBS SECURITIES LLC|57413
VEC|VECTRUS, INC.|UBSS|UBS Securities LLC|59073
VEC|VECTRUS, INC.|VALX|VIRTU AMERICAS LLC|11768
VEC|VECTRUS, INC.|VGRD|Vanguard Marketing Corporation|3750
VEC|VECTRUS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|2719
VEC|VECTRUS, INC.|WEDB|WEDBUSH SECURITIES INC.|193
VEC|VECTRUS, INC.|WEED|Weeden & Co.L.P.|8220
VEC|VECTRUS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|132
VEC|VECTRUS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1763
VEC|VECTRUS, INC.|WSEA|WOLVERINE SECURITIES, LLC|616
VEC|VECTRUS, INC.|XIST|INSTINET, LLC|70200
VEC|VECTRUS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
VEC|VECTRUS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|944
VEC|VECTRUS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|152
VECO|VEECO INSTRUMENT|ADAM|CANACCORD GENUITY INC.|2091
VECO|VEECO INSTRUMENT|ANDG|Andrew Garrett Inc.|7500
VECO|VEECO INSTRUMENT|APCC|Apex Clearing Corporation|1225
VECO|VEECO INSTRUMENT|BALE|M&T SECURITIES, INC.|351
VECO|VEECO INSTRUMENT|BARD|Robert W. Baird & Co. Incorporated|52
VECO|VEECO INSTRUMENT|BATM|CBOE TRADING, INC.|1300
VECO|VEECO INSTRUMENT|BBNT|BB&T SECURITIES, LLC|475
VECO|VEECO INSTRUMENT|BERN|Sanford C. Bernstein & Co., LLC|86031
VECO|VEECO INSTRUMENT|BIDS|BIDS TRADING L.P.|82900
VECO|VEECO INSTRUMENT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|653
VECO|VEECO INSTRUMENT|BLKX|INSTINET, LLC|16800
VECO|VEECO INSTRUMENT|BMOC|BMO Capital Markets Corp.|7624
VECO|VEECO INSTRUMENT|BNPX|BNP PARIBAS SECURITIES CORP.|20403
VECO|VEECO INSTRUMENT|BTIG|BTIG, LLC|7436
VECO|VEECO INSTRUMENT|BYXM|CBOE TRADING, INC.|400
VECO|VEECO INSTRUMENT|BZYD|GOLDMAN SACHS & CO. LLC|715
VECO|VEECO INSTRUMENT|CANT|Cantor Fitzgerald & Co.|345
VECO|VEECO INSTRUMENT|CHAS|Charles Schwab & Co., Inc.|422
VECO|VEECO INSTRUMENT|CIST|Capital Institutional Services, Inc.|89
VECO|VEECO INSTRUMENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26682
VECO|VEECO INSTRUMENT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|759
VECO|VEECO INSTRUMENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|243995
VECO|VEECO INSTRUMENT|CTDL|Citadel Derivatives Group Llc|3478
VECO|VEECO INSTRUMENT|CXCX|CITIGROUP GLOBAL MARKETS INC.|60706
VECO|VEECO INSTRUMENT|DADA|D.A. Davidson & Co.|57
VECO|VEECO INSTRUMENT|DBAB|Deutsche Bank Securities Inc.|232264
VECO|VEECO INSTRUMENT|DBAX|Deutsche Bank Securities Inc.|240100
VECO|VEECO INSTRUMENT|DBUL|Deutsche Bank Securities Inc.|100
VECO|VEECO INSTRUMENT|DEAN|MORGAN STANLEY|10240
VECO|VEECO INSTRUMENT|DEGS|RONIN PROFESSIONAL LLC|4053
VECO|VEECO INSTRUMENT|EBXL|EBX LLC|84000
VECO|VEECO INSTRUMENT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2082
VECO|VEECO INSTRUMENT|EDFC|E D & F MAN CAPITAL MARKETS INC.|6400
VECO|VEECO INSTRUMENT|EDJO|Edward D. Jones & Co., L.P.|13
VECO|VEECO INSTRUMENT|EGAM|CBOE TRADING, INC.|2733
VECO|VEECO INSTRUMENT|EGAW|CBOE TRADING, INC.|138
VECO|VEECO INSTRUMENT|EGMT|EG MARKET TECHNOLOGIES LLC|1420
VECO|VEECO INSTRUMENT|EGXW|CBOE TRADING, INC.|9
VECO|VEECO INSTRUMENT|ETBE|Electronic Transaction Clearing, Inc.|6400
VECO|VEECO INSTRUMENT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|161
VECO|VEECO INSTRUMENT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11465
VECO|VEECO INSTRUMENT|ETRS|E*Trade Securities LLC|38461
VECO|VEECO INSTRUMENT|FBCO|Credit Suisse Securities (USA) LLC|275763
VECO|VEECO INSTRUMENT|FBSB|U.S. Bancorp Investments, Inc.|1000
VECO|VEECO INSTRUMENT|FILL|Tradestation Securities, Inc.|585
VECO|VEECO INSTRUMENT|FOMA|TD AMERITRADE CLEARING, INC.|156497
VECO|VEECO INSTRUMENT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1714
VECO|VEECO INSTRUMENT|FQLS|Quantlab Securities LP|90850
VECO|VEECO INSTRUMENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22195
VECO|VEECO INSTRUMENT|FTBR|Foliofn Investments, Inc.|1722
VECO|VEECO INSTRUMENT|GEBB|GLOBAL EXECUTION BROKERS, LP|18571
VECO|VEECO INSTRUMENT|GLPX|ACS EXECUTION SERVICES, LLC|2209
VECO|VEECO INSTRUMENT|GSCO|GOLDMAN SACHS & CO. LLC|342987
VECO|VEECO INSTRUMENT|GSCS|GOLDMAN SACHS & CO. LLC|41746
VECO|VEECO INSTRUMENT|GSLT|GOLDMAN SACHS & CO. LLC|351
VECO|VEECO INSTRUMENT|GTSZ|GTS SECURITIES LLC|33178
VECO|VEECO INSTRUMENT|GUGS|Guggenheim Securities, LLC|57900
VECO|VEECO INSTRUMENT|HRBF|American Enterprise Investment Services Inc.|997
VECO|VEECO INSTRUMENT|IATS|INTERACTIVE BROKERS LLC|50
VECO|VEECO INSTRUMENT|IBKR|Interactive Brokers Llc|34038
VECO|VEECO INSTRUMENT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|233
VECO|VEECO INSTRUMENT|ICBX|INSTINET, LLC|25350
VECO|VEECO INSTRUMENT|IEQY|CITADEL SECURITIES LLC|17200
VECO|VEECO INSTRUMENT|INCA|INSTINET, LLC|156090
VECO|VEECO INSTRUMENT|INJX|INSTINET, LLC|24164
VECO|VEECO INSTRUMENT|ITGI|ITG Inc.|20484
VECO|VEECO INSTRUMENT|ITGP|ITG INC.|226600
VECO|VEECO INSTRUMENT|JANY|Janney Montgomery Scott Inc.|204
VECO|VEECO INSTRUMENT|JEFF|JEFFERIES LLC|376149
VECO|VEECO INSTRUMENT|JMPT|JUMP TRADING, LLC|7281
VECO|VEECO INSTRUMENT|JPBX|J.P. MORGAN SECURITIES LLC|6046
VECO|VEECO INSTRUMENT|JPMX|J.P. Morgan Securities LLC|295475
VECO|VEECO INSTRUMENT|JSEB|JANE STREET EXECUTION SERVICES, LLC|1100
VECO|VEECO INSTRUMENT|JSJX|JANE STREET CAPITAL LLC|18148
VECO|VEECO INSTRUMENT|KCGM|VIRTU Americas LLC|29980
VECO|VEECO INSTRUMENT|LEHM|Barclays Capital Inc./Le|621986
VECO|VEECO INSTRUMENT|LIME|Lime Brokerage LLC|171061
VECO|VEECO INSTRUMENT|LMNX|LUMINEX TRADING & ANALYTICS LLC|40000
VECO|VEECO INSTRUMENT|LQNA|LIQUIDNET, INC.|61000
VECO|VEECO INSTRUMENT|LQNB|LIQUIDNET, INC.|25000
VECO|VEECO INSTRUMENT|MAXM|Maxim Group LLC|5214
VECO|VEECO INSTRUMENT|MBTS|ALLY INVEST SECURITIES LLC|2023
VECO|VEECO INSTRUMENT|MITR|GMP SECURITIES, LLC|2400
VECO|VEECO INSTRUMENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|180063
VECO|VEECO INSTRUMENT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4230
VECO|VEECO INSTRUMENT|MSCO|MORGAN STANLEY & CO. LLC|1002948
VECO|VEECO INSTRUMENT|MSPL|MORGAN STANLEY & CO. LLC|300000
VECO|VEECO INSTRUMENT|MSTX|MORGAN STANLEY & CO. LLC|64700
VECO|VEECO INSTRUMENT|NEED|Needham & Company, LLC|3000
VECO|VEECO INSTRUMENT|NEUB|NEUBERGER BERMAN BD LLC|60
VECO|VEECO INSTRUMENT|NFSC|National Financial Services LLC|105885
VECO|VEECO INSTRUMENT|NITE|VIRTU Americas LLC|225269
VECO|VEECO INSTRUMENT|NITP|VIRTU Americas LLC|6747
VECO|VEECO INSTRUMENT|NORT|Northland Securities, Inc.|11233
VECO|VEECO INSTRUMENT|NQRB|Brut, LLC|749
VECO|VEECO INSTRUMENT|NTRC|Northern Trust Securities, Inc.|2361
VECO|VEECO INSTRUMENT|OHOS|TWO SIGMA SECURITIES, LLC|1529
VECO|VEECO INSTRUMENT|OPCO|Oppenheimer & Co. Inc.|1712
VECO|VEECO INSTRUMENT|PDQM|CODA MARKETS, INC.|12586
VECO|VEECO INSTRUMENT|PHLY|NASDAQ Execution Services, LLC|200
VECO|VEECO INSTRUMENT|PWJC|UBS Financial Services, Inc.|1501
VECO|VEECO INSTRUMENT|RAJA|Raymond James & Associates, Inc.|1703
VECO|VEECO INSTRUMENT|RBCM|RBC CAPITAL MARKETS, LLC|5777
VECO|VEECO INSTRUMENT|RGLD|Regal Securities, Inc|500
VECO|VEECO INSTRUMENT|SAGL|SAGETRADER, LLC|200
VECO|VEECO INSTRUMENT|SAGW|SAGETRADER, LLC|2440
VECO|VEECO INSTRUMENT|SBSH|Citigroup Global Markets Inc.|90236
VECO|VEECO INSTRUMENT|SGMT|GOLDMAN SACHS & CO. LLC|60979
VECO|VEECO INSTRUMENT|SIBO|Prime Executions, Inc.|6413
VECO|VEECO INSTRUMENT|SPDR|SPEEDROUTE LLC|2200
VECO|VEECO INSTRUMENT|SPHN|Stephens Inc.|9
VECO|VEECO INSTRUMENT|STFL|Stifel, Nicolaus & Company, Incorporated|4910
VECO|VEECO INSTRUMENT|STKP|STOCKPILE INVESTMENTS, INC.|114
VECO|VEECO INSTRUMENT|SWIM|TD Ameritrade, Inc.|16959
VECO|VEECO INSTRUMENT|TRBT|Tradebot Systems, Inc.|13048
VECO|VEECO INSTRUMENT|TRCM|TRC MARKETS LLC|68742
VECO|VEECO INSTRUMENT|UBSS|UBS Securities LLC|593062
VECO|VEECO INSTRUMENT|VALX|VIRTU AMERICAS LLC|80793
VECO|VEECO INSTRUMENT|VGRD|Vanguard Marketing Corporation|2774
VECO|VEECO INSTRUMENT|WBPX|SUMMIT SECURITIES GROUP, LLC|1800
VECO|VEECO INSTRUMENT|WCHV|WELLS FARGO SECURITIES, LLC|65594
VECO|VEECO INSTRUMENT|WEDB|WEDBUSH SECURITIES INC.|11
VECO|VEECO INSTRUMENT|WEED|Weeden & Co.L.P.|305
VECO|VEECO INSTRUMENT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3458
VECO|VEECO INSTRUMENT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11598
VECO|VEECO INSTRUMENT|WGIF|CIBC World Markets Inc.|4391
VECO|VEECO INSTRUMENT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|139
VECO|VEECO INSTRUMENT|WSEA|WOLVERINE SECURITIES, LLC|3519
VECO|VEECO INSTRUMENT|XIST|INSTINET, LLC|22150
VECO|VEECO INSTRUMENT|XSTM|NATIONAL FINANCIAL SERVICES LLC|12040
VECO|VEECO INSTRUMENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7220
VEDL|VEDANTA LTD|ALTX|Alternet Securities Inc.|2000
VEDL|VEDANTA LTD|APCC|Apex Clearing Corporation|48
VEDL|VEDANTA LTD|BANK|Primevest Financial Services, Inc.|2000
VEDL|VEDANTA LTD|BARD|Robert W. Baird & Co. Incorporated|2867
VEDL|VEDANTA LTD|BATM|CBOE TRADING, INC.|1233
VEDL|VEDANTA LTD|BAYC|BAY CREST PARTNERS, LLC|1200
VEDL|VEDANTA LTD|BBNT|BB&T SECURITIES, LLC|1654
VEDL|VEDANTA LTD|BERN|Sanford C. Bernstein & Co., LLC|90490
VEDL|VEDANTA LTD|BIMI|Banca IMI Securities Corp.|1315
VEDL|VEDANTA LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12939
VEDL|VEDANTA LTD|BNPX|BNP PARIBAS SECURITIES CORP.|40
VEDL|VEDANTA LTD|BTIG|BTIG, LLC|94505
VEDL|VEDANTA LTD|BYXM|CBOE TRADING, INC.|300
VEDL|VEDANTA LTD|BZYD|GOLDMAN SACHS & CO. LLC|600
VEDL|VEDANTA LTD|CANT|Cantor Fitzgerald & Co.|206
VEDL|VEDANTA LTD|CHAS|Charles Schwab & Co., Inc.|4433
VEDL|VEDANTA LTD|CLSA|CLSA AMERICAS, LLC|7300
VEDL|VEDANTA LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35184
VEDL|VEDANTA LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3023
VEDL|VEDANTA LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|231156
VEDL|VEDANTA LTD|CTDL|Citadel Derivatives Group Llc|3121
VEDL|VEDANTA LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|21532
VEDL|VEDANTA LTD|DBAB|Deutsche Bank Securities Inc.|279452
VEDL|VEDANTA LTD|DBAX|Deutsche Bank Securities Inc.|615100
VEDL|VEDANTA LTD|DCHF|Dart Executions, LLC|1715
VEDL|VEDANTA LTD|DEAN|MORGAN STANLEY|7778
VEDL|VEDANTA LTD|DEGS|RONIN PROFESSIONAL LLC|141
VEDL|VEDANTA LTD|EBXL|EBX LLC|119000
VEDL|VEDANTA LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|21509
VEDL|VEDANTA LTD|EDJO|Edward D. Jones & Co., L.P.|570
VEDL|VEDANTA LTD|EGAM|CBOE TRADING, INC.|3804
VEDL|VEDANTA LTD|EGXM|CBOE TRADING, INC.|900
VEDL|VEDANTA LTD|ETBE|Electronic Transaction Clearing, Inc.|3805
VEDL|VEDANTA LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
VEDL|VEDANTA LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
VEDL|VEDANTA LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|340
VEDL|VEDANTA LTD|ETRS|E*Trade Securities LLC|32671
VEDL|VEDANTA LTD|FILL|Tradestation Securities, Inc.|1018
VEDL|VEDANTA LTD|FMAF|NBCN Inc./ CDS|14330
VEDL|VEDANTA LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40501
VEDL|VEDANTA LTD|FTBR|Foliofn Investments, Inc.|1453
VEDL|VEDANTA LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
VEDL|VEDANTA LTD|GLIS|TD Securities Inc|6650
VEDL|VEDANTA LTD|GLPX|ACS EXECUTION SERVICES, LLC|668
VEDL|VEDANTA LTD|GSCO|GOLDMAN SACHS & CO. LLC|554598
VEDL|VEDANTA LTD|GSCS|GOLDMAN SACHS & CO. LLC|100
VEDL|VEDANTA LTD|GSLT|GOLDMAN SACHS & CO. LLC|302
VEDL|VEDANTA LTD|GTSZ|GTS SECURITIES LLC|20111
VEDL|VEDANTA LTD|HRBF|American Enterprise Investment Services Inc.|335
VEDL|VEDANTA LTD|HSBC|HSBC Securities, Inc.|19835
VEDL|VEDANTA LTD|IATS|INTERACTIVE BROKERS LLC|75006
VEDL|VEDANTA LTD|IBKR|Interactive Brokers Llc|233841
VEDL|VEDANTA LTD|ICBX|INSTINET, LLC|57218
VEDL|VEDANTA LTD|INCA|INSTINET, LLC|153655
VEDL|VEDANTA LTD|INJX|INSTINET, LLC|561
VEDL|VEDANTA LTD|INTL|INTL FCSTONE FINANCIAL INC.|5547
VEDL|VEDANTA LTD|ITGI|ITG Inc.|18620
VEDL|VEDANTA LTD|ITGP|ITG INC.|79400
VEDL|VEDANTA LTD|JEFF|JEFFERIES LLC|60209
VEDL|VEDANTA LTD|JMPT|JUMP TRADING, LLC|26658
VEDL|VEDANTA LTD|JPBX|J.P. MORGAN SECURITIES LLC|3094
VEDL|VEDANTA LTD|JPMX|J.P. Morgan Securities LLC|253716
VEDL|VEDANTA LTD|JSJX|JANE STREET CAPITAL LLC|11708
VEDL|VEDANTA LTD|KCGM|VIRTU Americas LLC|29989
VEDL|VEDANTA LTD|LEHM|Barclays Capital Inc./Le|227449
VEDL|VEDANTA LTD|LIME|Lime Brokerage LLC|8969
VEDL|VEDANTA LTD|LOOP|Loop Capital Markets LLC|29
VEDL|VEDANTA LTD|LSCI|Lek Securities Corporation|12
VEDL|VEDANTA LTD|MACQ|Macquarie Capital (USA) Inc.|55261
VEDL|VEDANTA LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|153628
VEDL|VEDANTA LTD|MOTF|MOTIF INVESTING, INC.|3
VEDL|VEDANTA LTD|MSCO|MORGAN STANLEY & CO. LLC|601554
VEDL|VEDANTA LTD|MSPL|MORGAN STANLEY & CO. LLC|479000
VEDL|VEDANTA LTD|MSTX|MORGAN STANLEY & CO. LLC|58200
VEDL|VEDANTA LTD|NEUB|NEUBERGER BERMAN BD LLC|895
VEDL|VEDANTA LTD|NFSC|National Financial Services LLC|105420
VEDL|VEDANTA LTD|NITE|VIRTU Americas LLC|382160
VEDL|VEDANTA LTD|NITP|VIRTU Americas LLC|1835
VEDL|VEDANTA LTD|NQRB|Brut, LLC|2499
VEDL|VEDANTA LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4685
VEDL|VEDANTA LTD|PDQM|CODA MARKETS, INC.|1156
VEDL|VEDANTA LTD|RBCM|RBC CAPITAL MARKETS, LLC|713
VEDL|VEDANTA LTD|SAGL|SAGETRADER, LLC|300
VEDL|VEDANTA LTD|SBSH|Citigroup Global Markets Inc.|112197
VEDL|VEDANTA LTD|SEIC|SEI Investments Distribution Co.|200
VEDL|VEDANTA LTD|SGMT|GOLDMAN SACHS & CO. LLC|98877
VEDL|VEDANTA LTD|SPDR|SPEEDROUTE LLC|1800
VEDL|VEDANTA LTD|STFL|Stifel, Nicolaus & Company, Incorporated|6326
VEDL|VEDANTA LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2060
VEDL|VEDANTA LTD|SWIM|TD Ameritrade, Inc.|68631
VEDL|VEDANTA LTD|SWST|Hilltop Securities Inc.|170
VEDL|VEDANTA LTD|TKNG|ALLY INVEST SECURITIES LLC|1704
VEDL|VEDANTA LTD|TRBT|Tradebot Systems, Inc.|88370
VEDL|VEDANTA LTD|TRCM|TRC MARKETS LLC|28124
VEDL|VEDANTA LTD|TWTT|TASTYWORKS, INC.|210
VEDL|VEDANTA LTD|UBSA|UBS SECURITIES LLC|444695
VEDL|VEDANTA LTD|UBSS|UBS Securities LLC|257516
VEDL|VEDANTA LTD|VALX|VIRTU AMERICAS LLC|20242
VEDL|VEDANTA LTD|VGRD|Vanguard Marketing Corporation|40253
VEDL|VEDANTA LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|400
VEDL|VEDANTA LTD|WCHV|WELLS FARGO SECURITIES, LLC|43424
VEDL|VEDANTA LTD|WEDB|WEDBUSH SECURITIES INC.|365
VEDL|VEDANTA LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|641
VEDL|VEDANTA LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7844
VEDL|VEDANTA LTD|WGIF|CIBC World Markets Inc.|380
VEDL|VEDANTA LTD|WSEA|WOLVERINE SECURITIES, LLC|1007
VEDL|VEDANTA LTD|XIST|INSTINET, LLC|14600
VEDL|VEDANTA LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|21528
VEDL|VEDANTA LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|40
VEDL|VEDANTA LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6233
VEEV|VEEVA SYSTEMS INC.|AGCP|AEGIS CAPITAL CORP.|99
VEEV|VEEVA SYSTEMS INC.|AGIS|Aegis Capital Corp.|250
VEEV|VEEVA SYSTEMS INC.|ALLN|Allen & Company LLC|1824
VEEV|VEEVA SYSTEMS INC.|ALTX|Alternet Securities Inc.|9962
VEEV|VEEVA SYSTEMS INC.|ANOS|ABEL/NOSER, L.L.C.|655
VEEV|VEEVA SYSTEMS INC.|APCC|Apex Clearing Corporation|3942
VEEV|VEEVA SYSTEMS INC.|BANK|Primevest Financial Services, Inc.|361
VEEV|VEEVA SYSTEMS INC.|BARD|Robert W. Baird & Co. Incorporated|2820
VEEV|VEEVA SYSTEMS INC.|BATM|CBOE TRADING, INC.|12346
VEEV|VEEVA SYSTEMS INC.|BAYC|BAY CREST PARTNERS, LLC|14525
VEEV|VEEVA SYSTEMS INC.|BBNT|BB&T SECURITIES, LLC|298
VEEV|VEEVA SYSTEMS INC.|BERN|Sanford C. Bernstein & Co., LLC|159309
VEEV|VEEVA SYSTEMS INC.|BIDS|BIDS TRADING L.P.|600
VEEV|VEEVA SYSTEMS INC.|BIMI|Banca IMI Securities Corp.|3641
VEEV|VEEVA SYSTEMS INC.|BKCM|BNY Mellon Capital Markets LLC|122
VEEV|VEEVA SYSTEMS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28350
VEEV|VEEVA SYSTEMS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|117558
VEEV|VEEVA SYSTEMS INC.|BRGE|Newbridge Securities Corp.|150
VEEV|VEEVA SYSTEMS INC.|BTIG|BTIG, LLC|1319
VEEV|VEEVA SYSTEMS INC.|BYXM|CBOE TRADING, INC.|3924
VEEV|VEEVA SYSTEMS INC.|BZYD|GOLDMAN SACHS & CO. LLC|700
VEEV|VEEVA SYSTEMS INC.|CANT|Cantor Fitzgerald & Co.|2339
VEEV|VEEVA SYSTEMS INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|24400
VEEV|VEEVA SYSTEMS INC.|CBRA|Cobra Trading, Inc.|1100
VEEV|VEEVA SYSTEMS INC.|CHAS|Charles Schwab & Co., Inc.|2770
VEEV|VEEVA SYSTEMS INC.|CIST|Capital Institutional Services, Inc.|5894
VEEV|VEEVA SYSTEMS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|124707
VEEV|VEEVA SYSTEMS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|531
VEEV|VEEVA SYSTEMS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
VEEV|VEEVA SYSTEMS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|410978
VEEV|VEEVA SYSTEMS INC.|CTDL|Citadel Derivatives Group Llc|77152
VEEV|VEEVA SYSTEMS INC.|CTLR|CUTLER GROUP, LP|8480
VEEV|VEEVA SYSTEMS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|27316
VEEV|VEEVA SYSTEMS INC.|DADA|D.A. Davidson & Co.|1188
VEEV|VEEVA SYSTEMS INC.|DBAB|Deutsche Bank Securities Inc.|298973
VEEV|VEEVA SYSTEMS INC.|DBAX|Deutsche Bank Securities Inc.|369900
VEEV|VEEVA SYSTEMS INC.|DBUL|Deutsche Bank Securities Inc.|12909
VEEV|VEEVA SYSTEMS INC.|DEAN|MORGAN STANLEY|39456
VEEV|VEEVA SYSTEMS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|137
VEEV|VEEVA SYSTEMS INC.|DRWK|DRW SECURITIES, L.L.C.|100
VEEV|VEEVA SYSTEMS INC.|EBXL|EBX LLC|211200
VEEV|VEEVA SYSTEMS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4008
VEEV|VEEVA SYSTEMS INC.|EDJC|Edward Jones / CDS|30
VEEV|VEEVA SYSTEMS INC.|EDJO|Edward D. Jones & Co., L.P.|1189
VEEV|VEEVA SYSTEMS INC.|EGAM|CBOE TRADING, INC.|16558
VEEV|VEEVA SYSTEMS INC.|EGAW|CBOE TRADING, INC.|19
VEEV|VEEVA SYSTEMS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|542
VEEV|VEEVA SYSTEMS INC.|EGXM|CBOE TRADING, INC.|2504
VEEV|VEEVA SYSTEMS INC.|ETBE|Electronic Transaction Clearing, Inc.|24061
VEEV|VEEVA SYSTEMS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
VEEV|VEEVA SYSTEMS INC.|ETCB|ETC BROKERAGE SERVICES, LLC|100
VEEV|VEEVA SYSTEMS INC.|ETCC|Electronic Transaction Clearing, Inc.|570
VEEV|VEEVA SYSTEMS INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
VEEV|VEEVA SYSTEMS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35871
VEEV|VEEVA SYSTEMS INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1400
VEEV|VEEVA SYSTEMS INC.|ETRS|E*Trade Securities LLC|353049
VEEV|VEEVA SYSTEMS INC.|FILL|Tradestation Securities, Inc.|28136
VEEV|VEEVA SYSTEMS INC.|FMAF|NBCN Inc./ CDS|11024
VEEV|VEEVA SYSTEMS INC.|FORD|Fordham Financial Management, Inc.|240
VEEV|VEEVA SYSTEMS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4865
VEEV|VEEVA SYSTEMS INC.|FQLS|Quantlab Securities LP|284371
VEEV|VEEVA SYSTEMS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|132802
VEEV|VEEVA SYSTEMS INC.|FTBR|Foliofn Investments, Inc.|2888
VEEV|VEEVA SYSTEMS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|608
VEEV|VEEVA SYSTEMS INC.|GLIS|TD Securities Inc|5091
VEEV|VEEVA SYSTEMS INC.|GLPX|ACS EXECUTION SERVICES, LLC|50471
VEEV|VEEVA SYSTEMS INC.|GSCO|GOLDMAN SACHS & CO. LLC|806693
VEEV|VEEVA SYSTEMS INC.|GSCS|GOLDMAN SACHS & CO. LLC|8579
VEEV|VEEVA SYSTEMS INC.|GSLT|GOLDMAN SACHS & CO. LLC|5279
VEEV|VEEVA SYSTEMS INC.|GTSZ|GTS SECURITIES LLC|94896
VEEV|VEEVA SYSTEMS INC.|HRBF|American Enterprise Investment Services Inc.|9397
VEEV|VEEVA SYSTEMS INC.|HSBC|HSBC Securities, Inc.|300
VEEV|VEEVA SYSTEMS INC.|IATS|INTERACTIVE BROKERS LLC|57422
VEEV|VEEVA SYSTEMS INC.|IBKR|Interactive Brokers Llc|46694
VEEV|VEEVA SYSTEMS INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|114
VEEV|VEEVA SYSTEMS INC.|ICBX|INSTINET, LLC|68475
VEEV|VEEVA SYSTEMS INC.|INCA|INSTINET, LLC|331608
VEEV|VEEVA SYSTEMS INC.|INJX|INSTINET, LLC|4092
VEEV|VEEVA SYSTEMS INC.|ITGI|ITG Inc.|32733
VEEV|VEEVA SYSTEMS INC.|ITGP|ITG INC.|68800
VEEV|VEEVA SYSTEMS INC.|JANY|Janney Montgomery Scott Inc.|1259
VEEV|VEEVA SYSTEMS INC.|JEFF|JEFFERIES LLC|42068
VEEV|VEEVA SYSTEMS INC.|JMPT|JUMP TRADING, LLC|38549
VEEV|VEEVA SYSTEMS INC.|JPBX|J.P. MORGAN SECURITIES LLC|152240
VEEV|VEEVA SYSTEMS INC.|JPMX|J.P. Morgan Securities LLC|525639
VEEV|VEEVA SYSTEMS INC.|JRCO|Johnson Rice & Company L.L.C.|200
VEEV|VEEVA SYSTEMS INC.|JSJX|JANE STREET CAPITAL LLC|17024
VEEV|VEEVA SYSTEMS INC.|KCGM|VIRTU Americas LLC|98655
VEEV|VEEVA SYSTEMS INC.|KING|C. L. King & Associates, Inc.|900
VEEV|VEEVA SYSTEMS INC.|LEHM|Barclays Capital Inc./Le|842942
VEEV|VEEVA SYSTEMS INC.|LIME|Lime Brokerage LLC|26600
VEEV|VEEVA SYSTEMS INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|97200
VEEV|VEEVA SYSTEMS INC.|LOOP|Loop Capital Markets LLC|600
VEEV|VEEVA SYSTEMS INC.|LQNA|LIQUIDNET, INC.|117800
VEEV|VEEVA SYSTEMS INC.|LSCI|Lek Securities Corporation|1390
VEEV|VEEVA SYSTEMS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
VEEV|VEEVA SYSTEMS INC.|MACQ|Macquarie Capital (USA) Inc.|2064
VEEV|VEEVA SYSTEMS INC.|MAXM|Maxim Group LLC|3130
VEEV|VEEVA SYSTEMS INC.|MCMF|Raymond James Ltd. Cds|251
VEEV|VEEVA SYSTEMS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|134772
VEEV|VEEVA SYSTEMS INC.|MOTF|MOTIF INVESTING, INC.|91
VEEV|VEEVA SYSTEMS INC.|MSCO|MORGAN STANLEY & CO. LLC|2213782
VEEV|VEEVA SYSTEMS INC.|MSPL|MORGAN STANLEY & CO. LLC|368600
VEEV|VEEVA SYSTEMS INC.|MSTX|MORGAN STANLEY & CO. LLC|215500
VEEV|VEEVA SYSTEMS INC.|NATL|National Securities Corporation|2245
VEEV|VEEVA SYSTEMS INC.|NBCS|NBC Securities, INC.|135
VEEV|VEEVA SYSTEMS INC.|NFSC|National Financial Services LLC|454498
VEEV|VEEVA SYSTEMS INC.|NITE|VIRTU Americas LLC|809527
VEEV|VEEVA SYSTEMS INC.|NITP|VIRTU Americas LLC|300
VEEV|VEEVA SYSTEMS INC.|NQRB|Brut, LLC|3230
VEEV|VEEVA SYSTEMS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|595
VEEV|VEEVA SYSTEMS INC.|NTRC|Northern Trust Securities, Inc.|3682
VEEV|VEEVA SYSTEMS INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|397
VEEV|VEEVA SYSTEMS INC.|OPCO|Oppenheimer & Co. Inc.|8179
VEEV|VEEVA SYSTEMS INC.|PAUL|Paulson Investment Company, Inc.|9935
VEEV|VEEVA SYSTEMS INC.|PCPT|PHILLIP CAPITAL INC.|433
VEEV|VEEVA SYSTEMS INC.|PDQM|CODA MARKETS, INC.|175406
VEEV|VEEVA SYSTEMS INC.|PHLY|NASDAQ Execution Services, LLC|4800
VEEV|VEEVA SYSTEMS INC.|PICT|Pictet Overseas Inc.|180
VEEV|VEEVA SYSTEMS INC.|PIPR|Piper Jaffray & Co.|1190
VEEV|VEEVA SYSTEMS INC.|PWJC|UBS Financial Services, Inc.|7046
VEEV|VEEVA SYSTEMS INC.|RBCM|RBC CAPITAL MARKETS, LLC|16156
VEEV|VEEVA SYSTEMS INC.|SAGL|SAGETRADER, LLC|32144
VEEV|VEEVA SYSTEMS INC.|SAGW|SAGETRADER, LLC|353
VEEV|VEEVA SYSTEMS INC.|SALI|INTL FCSTONE FINANCIAL INC.|1093
VEEV|VEEVA SYSTEMS INC.|SBSH|Citigroup Global Markets Inc.|89669
VEEV|VEEVA SYSTEMS INC.|SEIC|SEI Investments Distribution Co.|200
VEEV|VEEVA SYSTEMS INC.|SGMT|GOLDMAN SACHS & CO. LLC|148572
VEEV|VEEVA SYSTEMS INC.|SJLS|TRADE INFORMATICS LLC|2003
VEEV|VEEVA SYSTEMS INC.|SPDR|SPEEDROUTE LLC|36799
VEEV|VEEVA SYSTEMS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|18714
VEEV|VEEVA SYSTEMS INC.|STKP|STOCKPILE INVESTMENTS, INC.|66
VEEV|VEEVA SYSTEMS INC.|STRS|STRATEGAS RESEARCH PARTNERS|820
VEEV|VEEVA SYSTEMS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3594
VEEV|VEEVA SYSTEMS INC.|SWIM|TD Ameritrade, Inc.|124266
VEEV|VEEVA SYSTEMS INC.|SWST|Hilltop Securities Inc.|11196
VEEV|VEEVA SYSTEMS INC.|TKNG|ALLY INVEST SECURITIES LLC|10342
VEEV|VEEVA SYSTEMS INC.|TMBR|Timber Hill LLC|12
VEEV|VEEVA SYSTEMS INC.|TRBT|Tradebot Systems, Inc.|312103
VEEV|VEEVA SYSTEMS INC.|TRCM|TRC MARKETS LLC|99678
VEEV|VEEVA SYSTEMS INC.|TWTT|TASTYWORKS, INC.|5709
VEEV|VEEVA SYSTEMS INC.|UBSA|UBS SECURITIES LLC|666978
VEEV|VEEVA SYSTEMS INC.|UBSS|UBS Securities LLC|1245949
VEEV|VEEVA SYSTEMS INC.|VALX|VIRTU AMERICAS LLC|10599
VEEV|VEEVA SYSTEMS INC.|VGRD|Vanguard Marketing Corporation|29053
VEEV|VEEVA SYSTEMS INC.|VSIN|Vision Financial Markets Llc|100
VEEV|VEEVA SYSTEMS INC.|WABR|Wall Street Access|1800
VEEV|VEEVA SYSTEMS INC.|WBLR|WILLIAM BLAIR|10974
VEEV|VEEVA SYSTEMS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1040
VEEV|VEEVA SYSTEMS INC.|WCHV|WELLS FARGO SECURITIES, LLC|149056
VEEV|VEEVA SYSTEMS INC.|WDNX|WEEDEN & CO.L.P.|1646
VEEV|VEEVA SYSTEMS INC.|WEDB|WEDBUSH SECURITIES INC.|1399
VEEV|VEEVA SYSTEMS INC.|WEED|Weeden & Co.L.P.|3868
VEEV|VEEVA SYSTEMS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12384
VEEV|VEEVA SYSTEMS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33441
VEEV|VEEVA SYSTEMS INC.|WGIF|CIBC World Markets Inc.|5561
VEEV|VEEVA SYSTEMS INC.|WORD|Worden Capital Management LLC|12450
VEEV|VEEVA SYSTEMS INC.|WSAG|WALL STREET ACCESS|100
VEEV|VEEVA SYSTEMS INC.|WSEA|WOLVERINE SECURITIES, LLC|16045
VEEV|VEEVA SYSTEMS INC.|XIST|INSTINET, LLC|25200
VEEV|VEEVA SYSTEMS INC.|XPQR|Jump Trading|2818
VEEV|VEEVA SYSTEMS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|116954
VEEV|VEEVA SYSTEMS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1771
VEEV|VEEVA SYSTEMS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8767
VEGA|STAR GLOBALBUY WRITE|APCC|Apex Clearing Corporation|4
VEGA|STAR GLOBALBUY WRITE|BARD|Robert W. Baird & Co. Incorporated|100
VEGA|STAR GLOBALBUY WRITE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2134
VEGA|STAR GLOBALBUY WRITE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
VEGA|STAR GLOBALBUY WRITE|EBXL|EBX LLC|100
VEGA|STAR GLOBALBUY WRITE|EDJO|Edward D. Jones & Co., L.P.|2000
VEGA|STAR GLOBALBUY WRITE|ETRS|E*Trade Securities LLC|35
VEGA|STAR GLOBALBUY WRITE|FTBR|Foliofn Investments, Inc.|3
VEGA|STAR GLOBALBUY WRITE|IBKR|Interactive Brokers Llc|1
VEGA|STAR GLOBALBUY WRITE|JSJX|JANE STREET CAPITAL LLC|2635
VEGA|STAR GLOBALBUY WRITE|KCGM|VIRTU Americas LLC|1833
VEGA|STAR GLOBALBUY WRITE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
VEGA|STAR GLOBALBUY WRITE|MSCO|MORGAN STANLEY & CO. LLC|212
VEGA|STAR GLOBALBUY WRITE|NFSC|National Financial Services LLC|513
VEGA|STAR GLOBALBUY WRITE|NITE|VIRTU Americas LLC|1977
VEGA|STAR GLOBALBUY WRITE|NITP|VIRTU Americas LLC|400
VEGA|STAR GLOBALBUY WRITE|UBSA|UBS SECURITIES LLC|300
VEGA|STAR GLOBALBUY WRITE|UBSS|UBS Securities LLC|949
VEGA|STAR GLOBALBUY WRITE|WCHV|WELLS FARGO SECURITIES, LLC|9999
VEGI|ISHARES MSCI AGRICUL|APCC|Apex Clearing Corporation|37
VEGI|ISHARES MSCI AGRICUL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|78
VEGI|ISHARES MSCI AGRICUL|CHAS|Charles Schwab & Co., Inc.|3
VEGI|ISHARES MSCI AGRICUL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
VEGI|ISHARES MSCI AGRICUL|CTDL|Citadel Derivatives Group Llc|100
VEGI|ISHARES MSCI AGRICUL|DBAX|Deutsche Bank Securities Inc.|100
VEGI|ISHARES MSCI AGRICUL|EBXL|EBX LLC|1100
VEGI|ISHARES MSCI AGRICUL|EDJO|Edward D. Jones & Co., L.P.|277
VEGI|ISHARES MSCI AGRICUL|ETRS|E*Trade Securities LLC|200
VEGI|ISHARES MSCI AGRICUL|FMAF|NBCN Inc./ CDS|1719
VEGI|ISHARES MSCI AGRICUL|FTBR|Foliofn Investments, Inc.|583
VEGI|ISHARES MSCI AGRICUL|IBKR|Interactive Brokers Llc|68
VEGI|ISHARES MSCI AGRICUL|ICBX|INSTINET, LLC|200
VEGI|ISHARES MSCI AGRICUL|ITGP|ITG INC.|400
VEGI|ISHARES MSCI AGRICUL|JPMX|J.P. Morgan Securities LLC|400
VEGI|ISHARES MSCI AGRICUL|JSEB|JANE STREET EXECUTION SERVICES, LLC|21623
VEGI|ISHARES MSCI AGRICUL|JSJX|JANE STREET CAPITAL LLC|2956
VEGI|ISHARES MSCI AGRICUL|KCGM|VIRTU Americas LLC|933
VEGI|ISHARES MSCI AGRICUL|LEHM|Barclays Capital Inc./Le|600
VEGI|ISHARES MSCI AGRICUL|LIME|Lime Brokerage LLC|1000
VEGI|ISHARES MSCI AGRICUL|MSCO|MORGAN STANLEY & CO. LLC|2366
VEGI|ISHARES MSCI AGRICUL|NFSC|National Financial Services LLC|7250
VEGI|ISHARES MSCI AGRICUL|NITE|VIRTU Americas LLC|8439
VEGI|ISHARES MSCI AGRICUL|RBCM|RBC CAPITAL MARKETS, LLC|5
VEGI|ISHARES MSCI AGRICUL|SBSH|Citigroup Global Markets Inc.|899
VEGI|ISHARES MSCI AGRICUL|UBSA|UBS SECURITIES LLC|3585
VEGI|ISHARES MSCI AGRICUL|UBSS|UBS Securities LLC|26321
VEGI|ISHARES MSCI AGRICUL|VGRD|Vanguard Marketing Corporation|156
VEGI|ISHARES MSCI AGRICUL|WCHV|WELLS FARGO SECURITIES, LLC|1
VEGI|ISHARES MSCI AGRICUL|WGIF|CIBC World Markets Inc.|93
VEGI|ISHARES MSCI AGRICUL|WSEA|WOLVERINE SECURITIES, LLC|350
VEGI|ISHARES MSCI AGRICUL|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
VEGI|ISHARES MSCI AGRICUL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|86
VEON|VEON LTD. ADS|AGIS|Aegis Capital Corp.|1175
VEON|VEON LTD. ADS|ALTX|Alternet Securities Inc.|21492
VEON|VEON LTD. ADS|APCC|Apex Clearing Corporation|6700
VEON|VEON LTD. ADS|BARD|Robert W. Baird & Co. Incorporated|500
VEON|VEON LTD. ADS|BATM|CBOE TRADING, INC.|500
VEON|VEON LTD. ADS|BAYT|BTIG, LLC|5100
VEON|VEON LTD. ADS|BERN|Sanford C. Bernstein & Co., LLC|92800
VEON|VEON LTD. ADS|BGCE|BGC Financial Inc.|21096
VEON|VEON LTD. ADS|BIMI|Banca IMI Securities Corp.|10813
VEON|VEON LTD. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76546
VEON|VEON LTD. ADS|BLKX|INSTINET, LLC|321478
VEON|VEON LTD. ADS|BTIG|BTIG, LLC|4245
VEON|VEON LTD. ADS|BYXM|CBOE TRADING, INC.|2397
VEON|VEON LTD. ADS|BZYD|GOLDMAN SACHS & CO. LLC|60
VEON|VEON LTD. ADS|CANT|Cantor Fitzgerald & Co.|1009
VEON|VEON LTD. ADS|CFGT|CF Global Trading, LLC|500
VEON|VEON LTD. ADS|CHAS|Charles Schwab & Co., Inc.|5265
VEON|VEON LTD. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|115896
VEON|VEON LTD. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1490099
VEON|VEON LTD. ADS|CTDL|Citadel Derivatives Group Llc|258473
VEON|VEON LTD. ADS|CTLR|CUTLER GROUP, LP|200
VEON|VEON LTD. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|223574
VEON|VEON LTD. ADS|DBAB|Deutsche Bank Securities Inc.|295962
VEON|VEON LTD. ADS|DBAX|Deutsche Bank Securities Inc.|1246600
VEON|VEON LTD. ADS|DCHF|Dart Executions, LLC|75593
VEON|VEON LTD. ADS|DEAN|MORGAN STANLEY|14959
VEON|VEON LTD. ADS|DEGS|RONIN PROFESSIONAL LLC|109639
VEON|VEON LTD. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|92050
VEON|VEON LTD. ADS|EBXL|EBX LLC|1104500
VEON|VEON LTD. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|25120
VEON|VEON LTD. ADS|EDJO|Edward D. Jones & Co., L.P.|1500
VEON|VEON LTD. ADS|EGAM|CBOE TRADING, INC.|131001
VEON|VEON LTD. ADS|EGAW|CBOE TRADING, INC.|600
VEON|VEON LTD. ADS|EGXM|CBOE TRADING, INC.|2400
VEON|VEON LTD. ADS|ETBE|Electronic Transaction Clearing, Inc.|190499
VEON|VEON LTD. ADS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2000
VEON|VEON LTD. ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3458
VEON|VEON LTD. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46558
VEON|VEON LTD. ADS|ETRS|E*Trade Securities LLC|410140
VEON|VEON LTD. ADS|FBCO|Credit Suisse Securities (USA) LLC|1346624
VEON|VEON LTD. ADS|FILL|Tradestation Securities, Inc.|10596
VEON|VEON LTD. ADS|FMAF|NBCN Inc./ CDS|447
VEON|VEON LTD. ADS|FOMA|TD AMERITRADE CLEARING, INC.|453533
VEON|VEON LTD. ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
VEON|VEON LTD. ADS|FQLS|Quantlab Securities LP|110456
VEON|VEON LTD. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28752
VEON|VEON LTD. ADS|FTBR|Foliofn Investments, Inc.|3077
VEON|VEON LTD. ADS|GARC|ICAP Corporates LLC|201900
VEON|VEON LTD. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|6711
VEON|VEON LTD. ADS|GLPX|ACS EXECUTION SERVICES, LLC|44255
VEON|VEON LTD. ADS|GSCO|GOLDMAN SACHS & CO. LLC|4391924
VEON|VEON LTD. ADS|GSCS|GOLDMAN SACHS & CO. LLC|273996
VEON|VEON LTD. ADS|GSLT|GOLDMAN SACHS & CO. LLC|94211
VEON|VEON LTD. ADS|GTSZ|GTS SECURITIES LLC|189232
VEON|VEON LTD. ADS|HSBC|HSBC Securities, Inc.|362538
VEON|VEON LTD. ADS|IATS|INTERACTIVE BROKERS LLC|165573
VEON|VEON LTD. ADS|IBKR|Interactive Brokers Llc|326915
VEON|VEON LTD. ADS|ICBX|INSTINET, LLC|1163963
VEON|VEON LTD. ADS|INCA|INSTINET, LLC|1940842
VEON|VEON LTD. ADS|INJX|INSTINET, LLC|800
VEON|VEON LTD. ADS|ITGI|ITG Inc.|95395
VEON|VEON LTD. ADS|ITGP|ITG INC.|639200
VEON|VEON LTD. ADS|JANY|Janney Montgomery Scott Inc.|691
VEON|VEON LTD. ADS|JEFF|JEFFERIES LLC|15606
VEON|VEON LTD. ADS|JMPT|JUMP TRADING, LLC|65506
VEON|VEON LTD. ADS|JPBX|J.P. MORGAN SECURITIES LLC|43736
VEON|VEON LTD. ADS|JPMX|J.P. Morgan Securities LLC|2729542
VEON|VEON LTD. ADS|JSJX|JANE STREET CAPITAL LLC|37878
VEON|VEON LTD. ADS|KCGM|VIRTU Americas LLC|455441
VEON|VEON LTD. ADS|LEHM|Barclays Capital Inc./Le|2535670
VEON|VEON LTD. ADS|LIME|Lime Brokerage LLC|865553
VEON|VEON LTD. ADS|LMGP|LIME BROKERAGE LLC|7000
VEON|VEON LTD. ADS|LSCI|Lek Securities Corporation|63055
VEON|VEON LTD. ADS|MAXM|Maxim Group LLC|5990
VEON|VEON LTD. ADS|MBTS|ALLY INVEST SECURITIES LLC|12920
VEON|VEON LTD. ADS|MICA|Spartan Securities Group, Ltd.|20000
VEON|VEON LTD. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2314005
VEON|VEON LTD. ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|146816
VEON|VEON LTD. ADS|MOTF|MOTIF INVESTING, INC.|2
VEON|VEON LTD. ADS|MSCO|MORGAN STANLEY & CO. LLC|3029991
VEON|VEON LTD. ADS|MSPL|MORGAN STANLEY & CO. LLC|1500500
VEON|VEON LTD. ADS|MSTX|MORGAN STANLEY & CO. LLC|250100
VEON|VEON LTD. ADS|NFSC|National Financial Services LLC|335665
VEON|VEON LTD. ADS|NITE|VIRTU Americas LLC|1145640
VEON|VEON LTD. ADS|NITP|VIRTU Americas LLC|180008
VEON|VEON LTD. ADS|NQRB|Brut, LLC|48547
VEON|VEON LTD. ADS|OLDM|OLD MISSION CAPITAL, LLC|32
VEON|VEON LTD. ADS|OPCO|Oppenheimer & Co. Inc.|2151
VEON|VEON LTD. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
VEON|VEON LTD. ADS|PDQM|CODA MARKETS, INC.|109648
VEON|VEON LTD. ADS|PICT|Pictet Overseas Inc.|109389
VEON|VEON LTD. ADS|QMSR|QUATTRO M SECURITIES INC.|678070
VEON|VEON LTD. ADS|RAJA|Raymond James & Associates, Inc.|5490
VEON|VEON LTD. ADS|SAGL|SAGETRADER, LLC|254864
VEON|VEON LTD. ADS|SALI|INTL FCSTONE FINANCIAL INC.|91
VEON|VEON LTD. ADS|SBSH|Citigroup Global Markets Inc.|647419
VEON|VEON LTD. ADS|SGMT|GOLDMAN SACHS & CO. LLC|3414757
VEON|VEON LTD. ADS|SOGO|Wang Investment Associates, Inc.|13338
VEON|VEON LTD. ADS|SPDR|SPEEDROUTE LLC|42500
VEON|VEON LTD. ADS|SPNT|SEVEN POINTS CAPITAL, LLC|124400
VEON|VEON LTD. ADS|SPTD|MINT GLOBAL MARKETS, INC.|1900
VEON|VEON LTD. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|11497
VEON|VEON LTD. ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1500
VEON|VEON LTD. ADS|SWIM|TD Ameritrade, Inc.|80027
VEON|VEON LTD. ADS|SWST|Hilltop Securities Inc.|144
VEON|VEON LTD. ADS|TKNG|ALLY INVEST SECURITIES LLC|7728
VEON|VEON LTD. ADS|TRBT|Tradebot Systems, Inc.|493353
VEON|VEON LTD. ADS|TRCM|TRC MARKETS LLC|171483
VEON|VEON LTD. ADS|TWTT|TASTYWORKS, INC.|10
VEON|VEON LTD. ADS|UBSS|UBS Securities LLC|3211938
VEON|VEON LTD. ADS|VALX|VIRTU AMERICAS LLC|131109
VEON|VEON LTD. ADS|VGRD|Vanguard Marketing Corporation|23627
VEON|VEON LTD. ADS|VTBI|VTB CAPITAL INC.|106052
VEON|VEON LTD. ADS|WCHV|WELLS FARGO SECURITIES, LLC|66579
VEON|VEON LTD. ADS|WEED|Weeden & Co.L.P.|78505
VEON|VEON LTD. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4471
VEON|VEON LTD. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4952
VEON|VEON LTD. ADS|WSEA|WOLVERINE SECURITIES, LLC|20641
VEON|VEON LTD. ADS|XIST|INSTINET, LLC|186242
VEON|VEON LTD. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|174752
VEON|VEON LTD. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
VER|VEREIT, INC. CMN|ABLE|NATIXIS Securities Americas LLC|11885
VER|VEREIT, INC. CMN|AGIS|Aegis Capital Corp.|4000
VER|VEREIT, INC. CMN|ALTX|Alternet Securities Inc.|10207
VER|VEREIT, INC. CMN|ANOS|ABEL/NOSER, L.L.C.|52164
VER|VEREIT, INC. CMN|APCC|Apex Clearing Corporation|8619
VER|VEREIT, INC. CMN|AQUA|AQUA SECURITIES L.P.|36100
VER|VEREIT, INC. CMN|AXCS|Access Securities, LLC|59290
VER|VEREIT, INC. CMN|BANK|Primevest Financial Services, Inc.|5090
VER|VEREIT, INC. CMN|BARD|Robert W. Baird & Co. Incorporated|460767
VER|VEREIT, INC. CMN|BATM|CBOE TRADING, INC.|600
VER|VEREIT, INC. CMN|BAYC|BAY CREST PARTNERS, LLC|34402
VER|VEREIT, INC. CMN|BAYT|BTIG, LLC|800
VER|VEREIT, INC. CMN|BBNT|BB&T SECURITIES, LLC|365
VER|VEREIT, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|1239779
VER|VEREIT, INC. CMN|BGCE|BGC Financial Inc.|26220
VER|VEREIT, INC. CMN|BIDS|BIDS TRADING L.P.|85400
VER|VEREIT, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|160047
VER|VEREIT, INC. CMN|BLKX|INSTINET, LLC|324225
VER|VEREIT, INC. CMN|BMLT|TITAN SECURITIES|1447
VER|VEREIT, INC. CMN|BMOC|BMO Capital Markets Corp.|1928681
VER|VEREIT, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|261061
VER|VEREIT, INC. CMN|BTIG|BTIG, LLC|144894
VER|VEREIT, INC. CMN|BYXM|CBOE TRADING, INC.|1200
VER|VEREIT, INC. CMN|BZYD|GOLDMAN SACHS & CO. LLC|11467
VER|VEREIT, INC. CMN|CANT|Cantor Fitzgerald & Co.|32337
VER|VEREIT, INC. CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|975784
VER|VEREIT, INC. CMN|CHAS|Charles Schwab & Co., Inc.|100220
VER|VEREIT, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|584476
VER|VEREIT, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34694
VER|VEREIT, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2599924
VER|VEREIT, INC. CMN|CTDL|Citadel Derivatives Group Llc|402831
VER|VEREIT, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1242092
VER|VEREIT, INC. CMN|DAVA|Davenport & Company LLC|1218
VER|VEREIT, INC. CMN|DBAB|Deutsche Bank Securities Inc.|2706780
VER|VEREIT, INC. CMN|DBAX|Deutsche Bank Securities Inc.|2718600
VER|VEREIT, INC. CMN|DBUL|Deutsche Bank Securities Inc.|13720
VER|VEREIT, INC. CMN|DCHF|Dart Executions, LLC|7232
VER|VEREIT, INC. CMN|DEAN|MORGAN STANLEY|53767
VER|VEREIT, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|252465
VER|VEREIT, INC. CMN|EBXL|EBX LLC|1697600
VER|VEREIT, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|457951
VER|VEREIT, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|218
VER|VEREIT, INC. CMN|EGAM|CBOE TRADING, INC.|51842
VER|VEREIT, INC. CMN|EGAW|CBOE TRADING, INC.|1822
VER|VEREIT, INC. CMN|EGXM|CBOE TRADING, INC.|10
VER|VEREIT, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|95923
VER|VEREIT, INC. CMN|ETCB|ETC BROKERAGE SERVICES, LLC|254
VER|VEREIT, INC. CMN|ETCC|Electronic Transaction Clearing, Inc.|810
VER|VEREIT, INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
VER|VEREIT, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
VER|VEREIT, INC. CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|932
VER|VEREIT, INC. CMN|ETRS|E*Trade Securities LLC|804614
VER|VEREIT, INC. CMN|FILL|Tradestation Securities, Inc.|3070
VER|VEREIT, INC. CMN|FMAF|NBCN Inc./ CDS|16755
VER|VEREIT, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5265
VER|VEREIT, INC. CMN|FQLS|Quantlab Securities LP|810658
VER|VEREIT, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|199539
VER|VEREIT, INC. CMN|FTBR|Foliofn Investments, Inc.|368
VER|VEREIT, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|11000
VER|VEREIT, INC. CMN|GLIS|TD Securities Inc|1400
VER|VEREIT, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|20147
VER|VEREIT, INC. CMN|GNAV|GREEN STREET TRADING, LLC|250000
VER|VEREIT, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|5611302
VER|VEREIT, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|75734
VER|VEREIT, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|160455
VER|VEREIT, INC. CMN|GTSY|GTS SECURITIES LLC|42100
VER|VEREIT, INC. CMN|GTSZ|GTS SECURITIES LLC|364193
VER|VEREIT, INC. CMN|HRBF|American Enterprise Investment Services Inc.|16373
VER|VEREIT, INC. CMN|HSBC|HSBC Securities, Inc.|2449
VER|VEREIT, INC. CMN|IATS|INTERACTIVE BROKERS LLC|142160
VER|VEREIT, INC. CMN|IBKR|Interactive Brokers Llc|90155
VER|VEREIT, INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7847
VER|VEREIT, INC. CMN|ICBX|INSTINET, LLC|799485
VER|VEREIT, INC. CMN|IEQY|CITADEL SECURITIES LLC|85544
VER|VEREIT, INC. CMN|INCA|INSTINET, LLC|556670
VER|VEREIT, INC. CMN|INJX|INSTINET, LLC|20242
VER|VEREIT, INC. CMN|INTL|INTL FCSTONE FINANCIAL INC.|21153
VER|VEREIT, INC. CMN|ISLL|INLET SECURITIES, LLC|50
VER|VEREIT, INC. CMN|ITGI|ITG Inc.|204719
VER|VEREIT, INC. CMN|ITGP|ITG INC.|2132000
VER|VEREIT, INC. CMN|JANY|Janney Montgomery Scott Inc.|200
VER|VEREIT, INC. CMN|JEFF|JEFFERIES LLC|4223452
VER|VEREIT, INC. CMN|JMPT|JUMP TRADING, LLC|155958
VER|VEREIT, INC. CMN|JONE|JonesTrading|65144
VER|VEREIT, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|262105
VER|VEREIT, INC. CMN|JPMX|J.P. Morgan Securities LLC|3655298
VER|VEREIT, INC. CMN|JSJX|JANE STREET CAPITAL LLC|32382
VER|VEREIT, INC. CMN|KCGM|VIRTU Americas LLC|587501
VER|VEREIT, INC. CMN|LEHM|Barclays Capital Inc./Le|6021051
VER|VEREIT, INC. CMN|LGNT|COR CLEARING LLC|1
VER|VEREIT, INC. CMN|LIME|Lime Brokerage LLC|81913
VER|VEREIT, INC. CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|4468594
VER|VEREIT, INC. CMN|LOOP|Loop Capital Markets LLC|10642
VER|VEREIT, INC. CMN|LQNA|LIQUIDNET, INC.|1975300
VER|VEREIT, INC. CMN|LQNB|LIQUIDNET, INC.|55800
VER|VEREIT, INC. CMN|LSCI|Lek Securities Corporation|516
VER|VEREIT, INC. CMN|MACC|Mid Atlantic Capital Corporation|500
VER|VEREIT, INC. CMN|MACQ|Macquarie Capital (USA) Inc.|74468
VER|VEREIT, INC. CMN|MAXM|Maxim Group LLC|80150
VER|VEREIT, INC. CMN|MBTS|ALLY INVEST SECURITIES LLC|4730
VER|VEREIT, INC. CMN|MKMP|MKM Partners LLC|522694
VER|VEREIT, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2619342
VER|VEREIT, INC. CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|62557
VER|VEREIT, INC. CMN|MOTF|MOTIF INVESTING, INC.|2
VER|VEREIT, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|5738421
VER|VEREIT, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|3335600
VER|VEREIT, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|1215900
VER|VEREIT, INC. CMN|MULL|MARK J. MULLER EQUITIES, INC.|90000
VER|VEREIT, INC. CMN|MZHO|Mizuho Securities USA LLC|639900
VER|VEREIT, INC. CMN|NATL|National Securities Corporation|14500
VER|VEREIT, INC. CMN|NBCS|NBC Securities, INC.|500
VER|VEREIT, INC. CMN|NFSC|National Financial Services LLC|946783
VER|VEREIT, INC. CMN|NITE|VIRTU Americas LLC|2142849
VER|VEREIT, INC. CMN|NITP|VIRTU Americas LLC|1240086
VER|VEREIT, INC. CMN|NQRB|Brut, LLC|19840
VER|VEREIT, INC. CMN|OHOS|TWO SIGMA SECURITIES, LLC|2248
VER|VEREIT, INC. CMN|OPCO|Oppenheimer & Co. Inc.|31811
VER|VEREIT, INC. CMN|PDQM|CODA MARKETS, INC.|48699
VER|VEREIT, INC. CMN|PHLY|NASDAQ Execution Services, LLC|200
VER|VEREIT, INC. CMN|PWJC|UBS Financial Services, Inc.|24
VER|VEREIT, INC. CMN|QMSR|QUATTRO M SECURITIES INC.|14800
VER|VEREIT, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|23380
VER|VEREIT, INC. CMN|RHCO|Suntrust Robinson Humphrey, Inc.|124700
VER|VEREIT, INC. CMN|SAGL|SAGETRADER, LLC|21012
VER|VEREIT, INC. CMN|SALI|INTL FCSTONE FINANCIAL INC.|460
VER|VEREIT, INC. CMN|SBSH|Citigroup Global Markets Inc.|21048779
VER|VEREIT, INC. CMN|SEIC|SEI Investments Distribution Co.|2442
VER|VEREIT, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|1775452
VER|VEREIT, INC. CMN|SPDR|SPEEDROUTE LLC|6510
VER|VEREIT, INC. CMN|SPHN|Stephens Inc.|325
VER|VEREIT, INC. CMN|SPNT|SEVEN POINTS CAPITAL, LLC|219821
VER|VEREIT, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|191744
VER|VEREIT, INC. CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|31531
VER|VEREIT, INC. CMN|SWIM|TD Ameritrade, Inc.|98414
VER|VEREIT, INC. CMN|SWST|Hilltop Securities Inc.|3891
VER|VEREIT, INC. CMN|TAGC|TELSEY ADVISORY GROUP LLC|415
VER|VEREIT, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|760
VER|VEREIT, INC. CMN|TRBT|Tradebot Systems, Inc.|702052
VER|VEREIT, INC. CMN|TRCM|TRC MARKETS LLC|1040481
VER|VEREIT, INC. CMN|TWTT|TASTYWORKS, INC.|47
VER|VEREIT, INC. CMN|UBSA|UBS SECURITIES LLC|5075456
VER|VEREIT, INC. CMN|UBSS|UBS Securities LLC|4624654
VER|VEREIT, INC. CMN|VALX|VIRTU AMERICAS LLC|1065124
VER|VEREIT, INC. CMN|VGRD|Vanguard Marketing Corporation|278583
VER|VEREIT, INC. CMN|WBLR|WILLIAM BLAIR|1900
VER|VEREIT, INC. CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|2200
VER|VEREIT, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|1218783
VER|VEREIT, INC. CMN|WCSO|World Choice Securities, Inc.|50
VER|VEREIT, INC. CMN|WDNX|WEEDEN & CO.L.P.|12062
VER|VEREIT, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|3486
VER|VEREIT, INC. CMN|WEED|Weeden & Co.L.P.|2092900
VER|VEREIT, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6934
VER|VEREIT, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|191315
VER|VEREIT, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|12471
VER|VEREIT, INC. CMN|XIST|INSTINET, LLC|256800
VER|VEREIT, INC. CMN|XPQR|Jump Trading|2850
VER|VEREIT, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|552316
VER|VEREIT, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4840
VER|VEREIT, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|113675
VER$F|VEREIT 6.70 F CUM PF|AGIS|Aegis Capital Corp.|11649
VER$F|VEREIT 6.70 F CUM PF|ALTX|Alternet Securities Inc.|100
VER$F|VEREIT 6.70 F CUM PF|APCC|Apex Clearing Corporation|3
VER$F|VEREIT 6.70 F CUM PF|BANK|Primevest Financial Services, Inc.|1
VER$F|VEREIT 6.70 F CUM PF|BARD|Robert W. Baird & Co. Incorporated|53
VER$F|VEREIT 6.70 F CUM PF|BATM|CBOE TRADING, INC.|1373
VER$F|VEREIT 6.70 F CUM PF|CIST|Capital Institutional Services, Inc.|670
VER$F|VEREIT 6.70 F CUM PF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
VER$F|VEREIT 6.70 F CUM PF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9680
VER$F|VEREIT 6.70 F CUM PF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
VER$F|VEREIT 6.70 F CUM PF|DBAX|Deutsche Bank Securities Inc.|13800
VER$F|VEREIT 6.70 F CUM PF|DEAN|MORGAN STANLEY|2785
VER$F|VEREIT 6.70 F CUM PF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1396
VER$F|VEREIT 6.70 F CUM PF|EBXL|EBX LLC|4600
VER$F|VEREIT 6.70 F CUM PF|EDJO|Edward D. Jones & Co., L.P.|425
VER$F|VEREIT 6.70 F CUM PF|ETCB|ETC BROKERAGE SERVICES, LLC|475
VER$F|VEREIT 6.70 F CUM PF|ETRS|E*Trade Securities LLC|2254
VER$F|VEREIT 6.70 F CUM PF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|544
VER$F|VEREIT 6.70 F CUM PF|FTBR|Foliofn Investments, Inc.|6
VER$F|VEREIT 6.70 F CUM PF|GLPX|ACS EXECUTION SERVICES, LLC|226
VER$F|VEREIT 6.70 F CUM PF|GSCO|GOLDMAN SACHS & CO. LLC|8308
VER$F|VEREIT 6.70 F CUM PF|GTSZ|GTS SECURITIES LLC|200
VER$F|VEREIT 6.70 F CUM PF|HRBF|American Enterprise Investment Services Inc.|158
VER$F|VEREIT 6.70 F CUM PF|IBKR|Interactive Brokers Llc|3395
VER$F|VEREIT 6.70 F CUM PF|ICBX|INSTINET, LLC|2573
VER$F|VEREIT 6.70 F CUM PF|INCA|INSTINET, LLC|3319
VER$F|VEREIT 6.70 F CUM PF|INJX|INSTINET, LLC|2300
VER$F|VEREIT 6.70 F CUM PF|ITGI|ITG Inc.|637
VER$F|VEREIT 6.70 F CUM PF|ITGP|ITG INC.|800
VER$F|VEREIT 6.70 F CUM PF|JEFF|JEFFERIES LLC|10145
VER$F|VEREIT 6.70 F CUM PF|JPMX|J.P. Morgan Securities LLC|15878
VER$F|VEREIT 6.70 F CUM PF|JSEB|JANE STREET EXECUTION SERVICES, LLC|2728
VER$F|VEREIT 6.70 F CUM PF|JSJX|JANE STREET CAPITAL LLC|100
VER$F|VEREIT 6.70 F CUM PF|KCGM|VIRTU Americas LLC|400
VER$F|VEREIT 6.70 F CUM PF|LEHM|Barclays Capital Inc./Le|4400
VER$F|VEREIT 6.70 F CUM PF|LIME|Lime Brokerage LLC|819
VER$F|VEREIT 6.70 F CUM PF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|406
VER$F|VEREIT 6.70 F CUM PF|MACC|Mid Atlantic Capital Corporation|85
VER$F|VEREIT 6.70 F CUM PF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29980
VER$F|VEREIT 6.70 F CUM PF|MSCO|MORGAN STANLEY & CO. LLC|11379
VER$F|VEREIT 6.70 F CUM PF|MSPL|MORGAN STANLEY & CO. LLC|900
VER$F|VEREIT 6.70 F CUM PF|NFSC|National Financial Services LLC|42530
VER$F|VEREIT 6.70 F CUM PF|NITE|VIRTU Americas LLC|46151
VER$F|VEREIT 6.70 F CUM PF|NTRC|Northern Trust Securities, Inc.|74
VER$F|VEREIT 6.70 F CUM PF|OLDM|OLD MISSION CAPITAL, LLC|289
VER$F|VEREIT 6.70 F CUM PF|OPCO|Oppenheimer & Co. Inc.|1000
VER$F|VEREIT 6.70 F CUM PF|PDQM|CODA MARKETS, INC.|1056
VER$F|VEREIT 6.70 F CUM PF|RBCM|RBC CAPITAL MARKETS, LLC|3072
VER$F|VEREIT 6.70 F CUM PF|SALI|INTL FCSTONE FINANCIAL INC.|1390
VER$F|VEREIT 6.70 F CUM PF|SBSH|Citigroup Global Markets Inc.|390
VER$F|VEREIT 6.70 F CUM PF|SGMT|GOLDMAN SACHS & CO. LLC|5200
VER$F|VEREIT 6.70 F CUM PF|SMRD|SUMRIDGE PARTNERS, LLC|12000
VER$F|VEREIT 6.70 F CUM PF|SPDR|SPEEDROUTE LLC|2900
VER$F|VEREIT 6.70 F CUM PF|SWST|Hilltop Securities Inc.|534
VER$F|VEREIT 6.70 F CUM PF|TRBT|Tradebot Systems, Inc.|2232
VER$F|VEREIT 6.70 F CUM PF|UBSA|UBS SECURITIES LLC|28535
VER$F|VEREIT 6.70 F CUM PF|UBSS|UBS Securities LLC|35122
VER$F|VEREIT 6.70 F CUM PF|VGRD|Vanguard Marketing Corporation|2907
VER$F|VEREIT 6.70 F CUM PF|WCHV|WELLS FARGO SECURITIES, LLC|35597
VER$F|VEREIT 6.70 F CUM PF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|681
VER$F|VEREIT 6.70 F CUM PF|XSTM|NATIONAL FINANCIAL SERVICES LLC|2788
VER$F|VEREIT 6.70 F CUM PF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6798
VERI|VERITONE, INC. CM|ALTX|Alternet Securities Inc.|1700
VERI|VERITONE, INC. CM|APCC|Apex Clearing Corporation|15328
VERI|VERITONE, INC. CM|BATM|CBOE TRADING, INC.|1163
VERI|VERITONE, INC. CM|BAYT|BTIG, LLC|668
VERI|VERITONE, INC. CM|BERN|Sanford C. Bernstein & Co., LLC|27
VERI|VERITONE, INC. CM|BIMI|Banca IMI Securities Corp.|2402
VERI|VERITONE, INC. CM|BMOC|BMO Capital Markets Corp.|784
VERI|VERITONE, INC. CM|BNPX|BNP PARIBAS SECURITIES CORP.|474
VERI|VERITONE, INC. CM|BRGE|Newbridge Securities Corp.|825
VERI|VERITONE, INC. CM|BTIG|BTIG, LLC|5507
VERI|VERITONE, INC. CM|BYXM|CBOE TRADING, INC.|300
VERI|VERITONE, INC. CM|CHAS|Charles Schwab & Co., Inc.|1400
VERI|VERITONE, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|148031
VERI|VERITONE, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2950
VERI|VERITONE, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9053
VERI|VERITONE, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80270
VERI|VERITONE, INC. CM|CTDL|Citadel Derivatives Group Llc|7582
VERI|VERITONE, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|13550
VERI|VERITONE, INC. CM|DADA|D.A. Davidson & Co.|11671
VERI|VERITONE, INC. CM|DBAB|Deutsche Bank Securities Inc.|84136
VERI|VERITONE, INC. CM|DBAX|Deutsche Bank Securities Inc.|31400
VERI|VERITONE, INC. CM|DEAN|MORGAN STANLEY|13037
VERI|VERITONE, INC. CM|DEGS|RONIN PROFESSIONAL LLC|2766
VERI|VERITONE, INC. CM|DOTC|Dougherty & Company LLC|1430
VERI|VERITONE, INC. CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|15100
VERI|VERITONE, INC. CM|EBXL|EBX LLC|46000
VERI|VERITONE, INC. CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|494
VERI|VERITONE, INC. CM|EDJO|Edward D. Jones & Co., L.P.|614
VERI|VERITONE, INC. CM|EGAM|CBOE TRADING, INC.|3522
VERI|VERITONE, INC. CM|EGMT|EG MARKET TECHNOLOGIES LLC|200
VERI|VERITONE, INC. CM|EGXM|CBOE TRADING, INC.|2133
VERI|VERITONE, INC. CM|EGXW|CBOE TRADING, INC.|50
VERI|VERITONE, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|7789
VERI|VERITONE, INC. CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3919
VERI|VERITONE, INC. CM|ETCC|Electronic Transaction Clearing, Inc.|336
VERI|VERITONE, INC. CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14665
VERI|VERITONE, INC. CM|ETRS|E*Trade Securities LLC|98280
VERI|VERITONE, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|83219
VERI|VERITONE, INC. CM|FILL|Tradestation Securities, Inc.|4428
VERI|VERITONE, INC. CM|FMAF|NBCN Inc./ CDS|2000
VERI|VERITONE, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|300067
VERI|VERITONE, INC. CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9900
VERI|VERITONE, INC. CM|FQLS|Quantlab Securities LP|145173
VERI|VERITONE, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31583
VERI|VERITONE, INC. CM|FTBR|Foliofn Investments, Inc.|55
VERI|VERITONE, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|2756
VERI|VERITONE, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|16068
VERI|VERITONE, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|328325
VERI|VERITONE, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|27150
VERI|VERITONE, INC. CM|GSLT|GOLDMAN SACHS & CO. LLC|2237
VERI|VERITONE, INC. CM|GTSZ|GTS SECURITIES LLC|42274
VERI|VERITONE, INC. CM|HRBF|American Enterprise Investment Services Inc.|6664
VERI|VERITONE, INC. CM|HSBC|HSBC Securities, Inc.|164
VERI|VERITONE, INC. CM|IATS|INTERACTIVE BROKERS LLC|36702
VERI|VERITONE, INC. CM|IBKR|Interactive Brokers Llc|380513
VERI|VERITONE, INC. CM|ICBX|INSTINET, LLC|7700
VERI|VERITONE, INC. CM|IEQY|CITADEL SECURITIES LLC|5910
VERI|VERITONE, INC. CM|INCA|INSTINET, LLC|128128
VERI|VERITONE, INC. CM|INJX|INSTINET, LLC|4396
VERI|VERITONE, INC. CM|ITGI|ITG Inc.|40642
VERI|VERITONE, INC. CM|ITGP|ITG INC.|11800
VERI|VERITONE, INC. CM|JANY|Janney Montgomery Scott Inc.|3257
VERI|VERITONE, INC. CM|JEFF|JEFFERIES LLC|8365
VERI|VERITONE, INC. CM|JMPT|JUMP TRADING, LLC|8267
VERI|VERITONE, INC. CM|JPBX|J.P. MORGAN SECURITIES LLC|2300
VERI|VERITONE, INC. CM|JPMX|J.P. Morgan Securities LLC|53264
VERI|VERITONE, INC. CM|JSJX|JANE STREET CAPITAL LLC|48284
VERI|VERITONE, INC. CM|JSSF|JMP Securities LLC|137148
VERI|VERITONE, INC. CM|KCGM|VIRTU Americas LLC|12257
VERI|VERITONE, INC. CM|KCRD|PHX FINANCIAL, INC.|700
VERI|VERITONE, INC. CM|LAFC|R. F. Lafferty & Co., Inc.|3600
VERI|VERITONE, INC. CM|LEHM|Barclays Capital Inc./Le|235112
VERI|VERITONE, INC. CM|LIME|Lime Brokerage LLC|76097
VERI|VERITONE, INC. CM|LMGP|LIME BROKERAGE LLC|34474
VERI|VERITONE, INC. CM|LSCI|Lek Securities Corporation|18
VERI|VERITONE, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
VERI|VERITONE, INC. CM|MAXM|Maxim Group LLC|40580
VERI|VERITONE, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12600
VERI|VERITONE, INC. CM|MOTF|MOTIF INVESTING, INC.|3
VERI|VERITONE, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|572465
VERI|VERITONE, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|20500
VERI|VERITONE, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|1600
VERI|VERITONE, INC. CM|NATL|National Securities Corporation|500
VERI|VERITONE, INC. CM|NFSC|National Financial Services LLC|212968
VERI|VERITONE, INC. CM|NITE|VIRTU Americas LLC|569352
VERI|VERITONE, INC. CM|NITP|VIRTU Americas LLC|100
VERI|VERITONE, INC. CM|NQRB|Brut, LLC|1865
VERI|VERITONE, INC. CM|OPCO|Oppenheimer & Co. Inc.|1085
VERI|VERITONE, INC. CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|880
VERI|VERITONE, INC. CM|PDQM|CODA MARKETS, INC.|16467
VERI|VERITONE, INC. CM|PWJC|UBS Financial Services, Inc.|4146
VERI|VERITONE, INC. CM|RAJA|Raymond James & Associates, Inc.|11181
VERI|VERITONE, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|7881
VERI|VERITONE, INC. CM|RJLC|RJL CAPITAL GROUP, LLC|1440
VERI|VERITONE, INC. CM|ROTH|Roth Capital Partners, LLC|5000
VERI|VERITONE, INC. CM|SAGL|SAGETRADER, LLC|7600
VERI|VERITONE, INC. CM|SALW|SW FINANCIAL|5725
VERI|VERITONE, INC. CM|SBSH|Citigroup Global Markets Inc.|306393
VERI|VERITONE, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|31809
VERI|VERITONE, INC. CM|SPDR|SPEEDROUTE LLC|10119
VERI|VERITONE, INC. CM|SPTD|MINT GLOBAL MARKETS, INC.|700
VERI|VERITONE, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|17699
VERI|VERITONE, INC. CM|SWIM|TD Ameritrade, Inc.|97496
VERI|VERITONE, INC. CM|TDFS|TRADERFIELD SECURITIES INC.|900
VERI|VERITONE, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|1641
VERI|VERITONE, INC. CM|TRCM|TRC MARKETS LLC|6425
VERI|VERITONE, INC. CM|UBSA|UBS SECURITIES LLC|171871
VERI|VERITONE, INC. CM|UBSS|UBS Securities LLC|466360
VERI|VERITONE, INC. CM|VALX|VIRTU AMERICAS LLC|6875
VERI|VERITONE, INC. CM|VGRD|Vanguard Marketing Corporation|15558
VERI|VERITONE, INC. CM|VIEW|VIEWTRADE SECURITIES LLC|15
VERI|VERITONE, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|36902
VERI|VERITONE, INC. CM|WEDB|WEDBUSH SECURITIES INC.|22500
VERI|VERITONE, INC. CM|WEED|Weeden & Co.L.P.|660
VERI|VERITONE, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2250
VERI|VERITONE, INC. CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13819
VERI|VERITONE, INC. CM|WGIF|CIBC World Markets Inc.|2897
VERI|VERITONE, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|6124
VERI|VERITONE, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|14500
VERI|VERITONE, INC. CM|YKNA|COMHAR CAPITAL MARKETS, LLC|950
VERI|VERITONE, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|876
VERU|VERU INC.|AGIS|Aegis Capital Corp.|7800
VERU|VERU INC.|APCC|Apex Clearing Corporation|613
VERU|VERU INC.|BARD|Robert W. Baird & Co. Incorporated|6341
VERU|VERU INC.|BATM|CBOE TRADING, INC.|297
VERU|VERU INC.|BERN|Sanford C. Bernstein & Co., LLC|40
VERU|VERU INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6200
VERU|VERU INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
VERU|VERU INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27787
VERU|VERU INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3800
VERU|VERU INC.|DBAB|Deutsche Bank Securities Inc.|27257
VERU|VERU INC.|DBAX|Deutsche Bank Securities Inc.|10300
VERU|VERU INC.|DEAN|MORGAN STANLEY|20068
VERU|VERU INC.|DEGS|RONIN PROFESSIONAL LLC|32505
VERU|VERU INC.|EBXL|EBX LLC|13100
VERU|VERU INC.|EDJO|Edward D. Jones & Co., L.P.|2500
VERU|VERU INC.|EGAM|CBOE TRADING, INC.|700
VERU|VERU INC.|EGXM|CBOE TRADING, INC.|300
VERU|VERU INC.|EGXW|CBOE TRADING, INC.|253
VERU|VERU INC.|ETBE|Electronic Transaction Clearing, Inc.|500
VERU|VERU INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1790
VERU|VERU INC.|ETRS|E*Trade Securities LLC|186508
VERU|VERU INC.|FBCO|Credit Suisse Securities (USA) LLC|16180
VERU|VERU INC.|FILL|Tradestation Securities, Inc.|10290
VERU|VERU INC.|FMAF|NBCN Inc./ CDS|3900
VERU|VERU INC.|FOMA|TD AMERITRADE CLEARING, INC.|481654
VERU|VERU INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5124
VERU|VERU INC.|FTBR|Foliofn Investments, Inc.|25
VERU|VERU INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1111
VERU|VERU INC.|GLPX|ACS EXECUTION SERVICES, LLC|2400
VERU|VERU INC.|GSCO|GOLDMAN SACHS & CO. LLC|40466
VERU|VERU INC.|GSLT|GOLDMAN SACHS & CO. LLC|9399
VERU|VERU INC.|GTSZ|GTS SECURITIES LLC|2120
VERU|VERU INC.|HRBF|American Enterprise Investment Services Inc.|4900
VERU|VERU INC.|HSBC|HSBC Securities, Inc.|100
VERU|VERU INC.|IATS|INTERACTIVE BROKERS LLC|7395
VERU|VERU INC.|IBKR|Interactive Brokers Llc|87228
VERU|VERU INC.|ICBX|INSTINET, LLC|18740
VERU|VERU INC.|INCA|INSTINET, LLC|17757
VERU|VERU INC.|INJX|INSTINET, LLC|279
VERU|VERU INC.|ITGI|ITG Inc.|1160
VERU|VERU INC.|ITGP|ITG INC.|3800
VERU|VERU INC.|JEFF|JEFFERIES LLC|300
VERU|VERU INC.|JMPT|JUMP TRADING, LLC|2788
VERU|VERU INC.|JPMX|J.P. Morgan Securities LLC|10924
VERU|VERU INC.|JSJX|JANE STREET CAPITAL LLC|100
VERU|VERU INC.|KCGM|VIRTU Americas LLC|13950
VERU|VERU INC.|LEHM|Barclays Capital Inc./Le|17931
VERU|VERU INC.|LIME|Lime Brokerage LLC|28317
VERU|VERU INC.|MAXM|Maxim Group LLC|2000
VERU|VERU INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
VERU|VERU INC.|MSCO|MORGAN STANLEY & CO. LLC|307491
VERU|VERU INC.|MSPL|MORGAN STANLEY & CO. LLC|35500
VERU|VERU INC.|MSTX|MORGAN STANLEY & CO. LLC|1600
VERU|VERU INC.|NEUB|NEUBERGER BERMAN BD LLC|10
VERU|VERU INC.|NFSC|National Financial Services LLC|115908
VERU|VERU INC.|NITE|VIRTU Americas LLC|505777
VERU|VERU INC.|NITP|VIRTU Americas LLC|2900
VERU|VERU INC.|NQRB|Brut, LLC|1200
VERU|VERU INC.|PDQM|CODA MARKETS, INC.|4500
VERU|VERU INC.|SAGL|SAGETRADER, LLC|400
VERU|VERU INC.|SALI|INTL FCSTONE FINANCIAL INC.|2926
VERU|VERU INC.|SBSH|Citigroup Global Markets Inc.|4039
VERU|VERU INC.|SEDS|SPENCER EDWARDS, INC.|1139
VERU|VERU INC.|SGMT|GOLDMAN SACHS & CO. LLC|3140
VERU|VERU INC.|SPDR|SPEEDROUTE LLC|2250
VERU|VERU INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3283
VERU|VERU INC.|SWIM|TD Ameritrade, Inc.|143612
VERU|VERU INC.|TKNG|ALLY INVEST SECURITIES LLC|45755
VERU|VERU INC.|TRBT|Tradebot Systems, Inc.|2999
VERU|VERU INC.|TRCM|TRC MARKETS LLC|23911
VERU|VERU INC.|TWTT|TASTYWORKS, INC.|325
VERU|VERU INC.|UBSA|UBS SECURITIES LLC|97156
VERU|VERU INC.|UBSS|UBS Securities LLC|145343
VERU|VERU INC.|VGRD|Vanguard Marketing Corporation|32129
VERU|VERU INC.|WABR|Wall Street Access|289770
VERU|VERU INC.|WCHV|WELLS FARGO SECURITIES, LLC|4530
VERU|VERU INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5871
VERU|VERU INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12520
VERU|VERU INC.|WGIF|CIBC World Markets Inc.|4303
VERU|VERU INC.|WSEA|WOLVERINE SECURITIES, LLC|37203
VERU|VERU INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
VERU|VERU INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
VERU|VERU INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3150
VESH|VIRTUS ENHANCED SHOR|ETRS|E*Trade Securities LLC|80
VESH|VIRTUS ENHANCED SHOR|IBKR|Interactive Brokers Llc|184
VESH|VIRTUS ENHANCED SHOR|INCA|INSTINET, LLC|400
VESH|VIRTUS ENHANCED SHOR|KCGM|VIRTU Americas LLC|300
VET|VERMILION ENERGY INC|ALTX|Alternet Securities Inc.|200
VET|VERMILION ENERGY INC|APCC|Apex Clearing Corporation|168
VET|VERMILION ENERGY INC|BARD|Robert W. Baird & Co. Incorporated|1844
VET|VERMILION ENERGY INC|BATM|CBOE TRADING, INC.|1522
VET|VERMILION ENERGY INC|BERN|Sanford C. Bernstein & Co., LLC|3219
VET|VERMILION ENERGY INC|BIAD|SAGETRADER, LLC|400
VET|VERMILION ENERGY INC|BIDS|BIDS TRADING L.P.|100
VET|VERMILION ENERGY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|374
VET|VERMILION ENERGY INC|BNPX|BNP PARIBAS SECURITIES CORP.|2023
VET|VERMILION ENERGY INC|BTIG|BTIG, LLC|415
VET|VERMILION ENERGY INC|BZYD|GOLDMAN SACHS & CO. LLC|1600
VET|VERMILION ENERGY INC|CANT|Cantor Fitzgerald & Co.|43
VET|VERMILION ENERGY INC|CHAS|Charles Schwab & Co., Inc.|1103
VET|VERMILION ENERGY INC|CIST|Capital Institutional Services, Inc.|256
VET|VERMILION ENERGY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22085
VET|VERMILION ENERGY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|396
VET|VERMILION ENERGY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2305
VET|VERMILION ENERGY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45566
VET|VERMILION ENERGY INC|CTDL|Citadel Derivatives Group Llc|270
VET|VERMILION ENERGY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1822
VET|VERMILION ENERGY INC|DADA|D.A. Davidson & Co.|16
VET|VERMILION ENERGY INC|DBAB|Deutsche Bank Securities Inc.|27479
VET|VERMILION ENERGY INC|DBAX|Deutsche Bank Securities Inc.|18400
VET|VERMILION ENERGY INC|DEAN|MORGAN STANLEY|3512
VET|VERMILION ENERGY INC|DEGS|RONIN PROFESSIONAL LLC|1600
VET|VERMILION ENERGY INC|EBXL|EBX LLC|61800
VET|VERMILION ENERGY INC|EDJO|Edward D. Jones & Co., L.P.|9365
VET|VERMILION ENERGY INC|EGAM|CBOE TRADING, INC.|440
VET|VERMILION ENERGY INC|EGMT|EG MARKET TECHNOLOGIES LLC|300
VET|VERMILION ENERGY INC|EGXM|CBOE TRADING, INC.|201
VET|VERMILION ENERGY INC|ETBE|Electronic Transaction Clearing, Inc.|1587
VET|VERMILION ENERGY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3006
VET|VERMILION ENERGY INC|ETRS|E*Trade Securities LLC|6751
VET|VERMILION ENERGY INC|FBSB|U.S. Bancorp Investments, Inc.|2
VET|VERMILION ENERGY INC|FMAF|NBCN Inc./ CDS|1600
VET|VERMILION ENERGY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18894
VET|VERMILION ENERGY INC|FTBR|Foliofn Investments, Inc.|305
VET|VERMILION ENERGY INC|GLIS|TD Securities Inc|12158
VET|VERMILION ENERGY INC|GLPX|ACS EXECUTION SERVICES, LLC|537
VET|VERMILION ENERGY INC|GSCO|GOLDMAN SACHS & CO. LLC|36269
VET|VERMILION ENERGY INC|GSLT|GOLDMAN SACHS & CO. LLC|214
VET|VERMILION ENERGY INC|GTSZ|GTS SECURITIES LLC|4271
VET|VERMILION ENERGY INC|HRBF|American Enterprise Investment Services Inc.|966
VET|VERMILION ENERGY INC|IATS|INTERACTIVE BROKERS LLC|1309
VET|VERMILION ENERGY INC|IBKR|Interactive Brokers Llc|2394
VET|VERMILION ENERGY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2378
VET|VERMILION ENERGY INC|ICBX|INSTINET, LLC|8800
VET|VERMILION ENERGY INC|INCA|INSTINET, LLC|121469
VET|VERMILION ENERGY INC|ITGI|ITG Inc.|17342
VET|VERMILION ENERGY INC|ITGP|ITG INC.|4200
VET|VERMILION ENERGY INC|JANY|Janney Montgomery Scott Inc.|451
VET|VERMILION ENERGY INC|JEFF|JEFFERIES LLC|5400
VET|VERMILION ENERGY INC|JMPT|JUMP TRADING, LLC|2614
VET|VERMILION ENERGY INC|JPBX|J.P. MORGAN SECURITIES LLC|36
VET|VERMILION ENERGY INC|JPMX|J.P. Morgan Securities LLC|37695
VET|VERMILION ENERGY INC|JSJX|JANE STREET CAPITAL LLC|524
VET|VERMILION ENERGY INC|KBWI|Keefe, Bruyette & Woods, Inc.|830
VET|VERMILION ENERGY INC|KCGM|VIRTU Americas LLC|4024
VET|VERMILION ENERGY INC|LEHM|Barclays Capital Inc./Le|55260
VET|VERMILION ENERGY INC|LIME|Lime Brokerage LLC|17654
VET|VERMILION ENERGY INC|MCMF|Raymond James Ltd. Cds|75
VET|VERMILION ENERGY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
VET|VERMILION ENERGY INC|MOTF|MOTIF INVESTING, INC.|26
VET|VERMILION ENERGY INC|MSCO|MORGAN STANLEY & CO. LLC|111416
VET|VERMILION ENERGY INC|MSPL|MORGAN STANLEY & CO. LLC|34500
VET|VERMILION ENERGY INC|MSTX|MORGAN STANLEY & CO. LLC|2400
VET|VERMILION ENERGY INC|NFSC|National Financial Services LLC|30608
VET|VERMILION ENERGY INC|NITE|VIRTU Americas LLC|125853
VET|VERMILION ENERGY INC|NQRB|Brut, LLC|900
VET|VERMILION ENERGY INC|NTBF|BMO Nesbitt Burns Inc./CDS|3508
VET|VERMILION ENERGY INC|OPCO|Oppenheimer & Co. Inc.|1609
VET|VERMILION ENERGY INC|PCFF|Pacific International Securities Inc./CDS|200
VET|VERMILION ENERGY INC|PDQM|CODA MARKETS, INC.|700
VET|VERMILION ENERGY INC|PIPR|Piper Jaffray & Co.|175
VET|VERMILION ENERGY INC|PWJC|UBS Financial Services, Inc.|565
VET|VERMILION ENERGY INC|RBCM|RBC CAPITAL MARKETS, LLC|2175
VET|VERMILION ENERGY INC|RGLD|Regal Securities, Inc|300
VET|VERMILION ENERGY INC|SALI|INTL FCSTONE FINANCIAL INC.|2
VET|VERMILION ENERGY INC|SBSH|Citigroup Global Markets Inc.|9934
VET|VERMILION ENERGY INC|SGMT|GOLDMAN SACHS & CO. LLC|2778
VET|VERMILION ENERGY INC|SPDR|SPEEDROUTE LLC|400
VET|VERMILION ENERGY INC|STFL|Stifel, Nicolaus & Company, Incorporated|214
VET|VERMILION ENERGY INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|144
VET|VERMILION ENERGY INC|SWIM|TD Ameritrade, Inc.|735
VET|VERMILION ENERGY INC|SWST|Hilltop Securities Inc.|764
VET|VERMILION ENERGY INC|TKNG|ALLY INVEST SECURITIES LLC|519
VET|VERMILION ENERGY INC|TMBR|Timber Hill LLC|1
VET|VERMILION ENERGY INC|TRBT|Tradebot Systems, Inc.|19206
VET|VERMILION ENERGY INC|TRCM|TRC MARKETS LLC|30845
VET|VERMILION ENERGY INC|UBSA|UBS SECURITIES LLC|34593
VET|VERMILION ENERGY INC|UBSS|UBS Securities LLC|121595
VET|VERMILION ENERGY INC|VALX|VIRTU AMERICAS LLC|5586
VET|VERMILION ENERGY INC|VGRD|Vanguard Marketing Corporation|8648
VET|VERMILION ENERGY INC|WCHV|WELLS FARGO SECURITIES, LLC|13200
VET|VERMILION ENERGY INC|WEED|Weeden & Co.L.P.|300
VET|VERMILION ENERGY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|352
VET|VERMILION ENERGY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6318
VET|VERMILION ENERGY INC|WSEA|WOLVERINE SECURITIES, LLC|1445
VET|VERMILION ENERGY INC|XIST|INSTINET, LLC|29000
VET|VERMILION ENERGY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1300
VET|VERMILION ENERGY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VET|VERMILION ENERGY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|920
VETS|PAC MLY TIME EMP ETF|ETRS|E*Trade Securities LLC|200
VETS|PAC MLY TIME EMP ETF|FBCO|Credit Suisse Securities (USA) LLC|1200
VETS|PAC MLY TIME EMP ETF|FOMA|TD AMERITRADE CLEARING, INC.|63
VETS|PAC MLY TIME EMP ETF|IBKR|Interactive Brokers Llc|76
VETS|PAC MLY TIME EMP ETF|NITE|VIRTU Americas LLC|20
VETS|PAC MLY TIME EMP ETF|UBSS|UBS Securities LLC|65
VEU|VG FTSE ALLWD US ETF|ADAM|CANACCORD GENUITY INC.|2022
VEU|VG FTSE ALLWD US ETF|AGIS|Aegis Capital Corp.|349
VEU|VG FTSE ALLWD US ETF|ALTX|Alternet Securities Inc.|69589
VEU|VG FTSE ALLWD US ETF|APCC|Apex Clearing Corporation|5572
VEU|VG FTSE ALLWD US ETF|BANK|Primevest Financial Services, Inc.|2997
VEU|VG FTSE ALLWD US ETF|BARD|Robert W. Baird & Co. Incorporated|52116
VEU|VG FTSE ALLWD US ETF|BATM|CBOE TRADING, INC.|22579
VEU|VG FTSE ALLWD US ETF|BBNT|BB&T SECURITIES, LLC|71369
VEU|VG FTSE ALLWD US ETF|BERN|Sanford C. Bernstein & Co., LLC|1154
VEU|VG FTSE ALLWD US ETF|BKCM|BNY Mellon Capital Markets LLC|184
VEU|VG FTSE ALLWD US ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|221550
VEU|VG FTSE ALLWD US ETF|BNPX|BNP PARIBAS SECURITIES CORP.|543270
VEU|VG FTSE ALLWD US ETF|BOSC|Boenning & Scattergood, Inc.|4340
VEU|VG FTSE ALLWD US ETF|BYXM|CBOE TRADING, INC.|2600
VEU|VG FTSE ALLWD US ETF|CANT|Cantor Fitzgerald & Co.|703164
VEU|VG FTSE ALLWD US ETF|CHAS|Charles Schwab & Co., Inc.|52542
VEU|VG FTSE ALLWD US ETF|CIST|Capital Institutional Services, Inc.|23777
VEU|VG FTSE ALLWD US ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|353488
VEU|VG FTSE ALLWD US ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|380
VEU|VG FTSE ALLWD US ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|493683
VEU|VG FTSE ALLWD US ETF|CSIN|Citadel Securities Institutional LLC|5866650
VEU|VG FTSE ALLWD US ETF|CTDL|Citadel Derivatives Group Llc|6521206
VEU|VG FTSE ALLWD US ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|185476
VEU|VG FTSE ALLWD US ETF|DADA|D.A. Davidson & Co.|37591
VEU|VG FTSE ALLWD US ETF|DBAB|Deutsche Bank Securities Inc.|2523
VEU|VG FTSE ALLWD US ETF|DBAX|Deutsche Bank Securities Inc.|151300
VEU|VG FTSE ALLWD US ETF|DCHF|Dart Executions, LLC|450
VEU|VG FTSE ALLWD US ETF|DEAN|MORGAN STANLEY|557131
VEU|VG FTSE ALLWD US ETF|DEGS|RONIN PROFESSIONAL LLC|3000
VEU|VG FTSE ALLWD US ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4430
VEU|VG FTSE ALLWD US ETF|EBXL|EBX LLC|177400
VEU|VG FTSE ALLWD US ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|18692
VEU|VG FTSE ALLWD US ETF|EDJC|Edward Jones / CDS|2783
VEU|VG FTSE ALLWD US ETF|EDJO|Edward D. Jones & Co., L.P.|467795
VEU|VG FTSE ALLWD US ETF|EGAM|CBOE TRADING, INC.|19123
VEU|VG FTSE ALLWD US ETF|EGAW|CBOE TRADING, INC.|300
VEU|VG FTSE ALLWD US ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
VEU|VG FTSE ALLWD US ETF|EGXM|CBOE TRADING, INC.|29662
VEU|VG FTSE ALLWD US ETF|ETBE|Electronic Transaction Clearing, Inc.|35626
VEU|VG FTSE ALLWD US ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10806
VEU|VG FTSE ALLWD US ETF|ETRS|E*Trade Securities LLC|285879
VEU|VG FTSE ALLWD US ETF|FBSB|U.S. Bancorp Investments, Inc.|2843
VEU|VG FTSE ALLWD US ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|1023
VEU|VG FTSE ALLWD US ETF|FILL|Tradestation Securities, Inc.|809
VEU|VG FTSE ALLWD US ETF|FINX|FINTECH SECURITIES|8336
VEU|VG FTSE ALLWD US ETF|FLTU|FLOW TRADERS US LLC|588527
VEU|VG FTSE ALLWD US ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|3020
VEU|VG FTSE ALLWD US ETF|FMAF|NBCN Inc./ CDS|36332
VEU|VG FTSE ALLWD US ETF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
VEU|VG FTSE ALLWD US ETF|FQLS|Quantlab Securities LP|37124
VEU|VG FTSE ALLWD US ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14500
VEU|VG FTSE ALLWD US ETF|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|10100
VEU|VG FTSE ALLWD US ETF|FTBR|Foliofn Investments, Inc.|41654
VEU|VG FTSE ALLWD US ETF|GBMT|GBM International, Inc.|3900
VEU|VG FTSE ALLWD US ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|36600
VEU|VG FTSE ALLWD US ETF|GLIS|TD Securities Inc|3612
VEU|VG FTSE ALLWD US ETF|GLPX|ACS EXECUTION SERVICES, LLC|3704
VEU|VG FTSE ALLWD US ETF|GSCO|GOLDMAN SACHS & CO. LLC|663903
VEU|VG FTSE ALLWD US ETF|GSLT|GOLDMAN SACHS & CO. LLC|46014
VEU|VG FTSE ALLWD US ETF|GTSZ|GTS SECURITIES LLC|15759
VEU|VG FTSE ALLWD US ETF|HRBF|American Enterprise Investment Services Inc.|203207
VEU|VG FTSE ALLWD US ETF|IATS|INTERACTIVE BROKERS LLC|54681
VEU|VG FTSE ALLWD US ETF|IBKR|Interactive Brokers Llc|104071
VEU|VG FTSE ALLWD US ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|13239
VEU|VG FTSE ALLWD US ETF|ICBX|INSTINET, LLC|275559
VEU|VG FTSE ALLWD US ETF|INCA|INSTINET, LLC|95739
VEU|VG FTSE ALLWD US ETF|ITGI|ITG Inc.|124543
VEU|VG FTSE ALLWD US ETF|ITGP|ITG INC.|146400
VEU|VG FTSE ALLWD US ETF|JANY|Janney Montgomery Scott Inc.|119420
VEU|VG FTSE ALLWD US ETF|JEFF|JEFFERIES LLC|2020
VEU|VG FTSE ALLWD US ETF|JMPT|JUMP TRADING, LLC|39203
VEU|VG FTSE ALLWD US ETF|JPBX|J.P. MORGAN SECURITIES LLC|349
VEU|VG FTSE ALLWD US ETF|JPMX|J.P. Morgan Securities LLC|313066
VEU|VG FTSE ALLWD US ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1493144
VEU|VG FTSE ALLWD US ETF|JSJX|JANE STREET CAPITAL LLC|1329159
VEU|VG FTSE ALLWD US ETF|KCGM|VIRTU Americas LLC|73057
VEU|VG FTSE ALLWD US ETF|LEHM|Barclays Capital Inc./Le|1100225
VEU|VG FTSE ALLWD US ETF|LGNT|COR CLEARING LLC|1
VEU|VG FTSE ALLWD US ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1327
VEU|VG FTSE ALLWD US ETF|LIME|Lime Brokerage LLC|34812
VEU|VG FTSE ALLWD US ETF|LSCI|Lek Securities Corporation|132
VEU|VG FTSE ALLWD US ETF|MACC|Mid Atlantic Capital Corporation|17362
VEU|VG FTSE ALLWD US ETF|MAXM|Maxim Group LLC|1543
VEU|VG FTSE ALLWD US ETF|MCMF|Raymond James Ltd. Cds|5181
VEU|VG FTSE ALLWD US ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|433898
VEU|VG FTSE ALLWD US ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|18893
VEU|VG FTSE ALLWD US ETF|MOTF|MOTIF INVESTING, INC.|4
VEU|VG FTSE ALLWD US ETF|MSCO|MORGAN STANLEY & CO. LLC|763002
VEU|VG FTSE ALLWD US ETF|MSPL|MORGAN STANLEY & CO. LLC|339200
VEU|VG FTSE ALLWD US ETF|NFSC|National Financial Services LLC|1248134
VEU|VG FTSE ALLWD US ETF|NITE|VIRTU Americas LLC|3159401
VEU|VG FTSE ALLWD US ETF|NITP|VIRTU Americas LLC|352498
VEU|VG FTSE ALLWD US ETF|NQRB|Brut, LLC|65371
VEU|VG FTSE ALLWD US ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1870
VEU|VG FTSE ALLWD US ETF|NTRC|Northern Trust Securities, Inc.|11219
VEU|VG FTSE ALLWD US ETF|OLDM|OLD MISSION CAPITAL, LLC|37100
VEU|VG FTSE ALLWD US ETF|OPCO|Oppenheimer & Co. Inc.|6812
VEU|VG FTSE ALLWD US ETF|PDQM|CODA MARKETS, INC.|7907
VEU|VG FTSE ALLWD US ETF|PWJC|UBS Financial Services, Inc.|6310
VEU|VG FTSE ALLWD US ETF|RBCM|RBC CAPITAL MARKETS, LLC|8298
VEU|VG FTSE ALLWD US ETF|SALI|INTL FCSTONE FINANCIAL INC.|2307
VEU|VG FTSE ALLWD US ETF|SBSH|Citigroup Global Markets Inc.|57003
VEU|VG FTSE ALLWD US ETF|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|100
VEU|VG FTSE ALLWD US ETF|SEIC|SEI Investments Distribution Co.|68989
VEU|VG FTSE ALLWD US ETF|SGMT|GOLDMAN SACHS & CO. LLC|199817
VEU|VG FTSE ALLWD US ETF|SIBO|Prime Executions, Inc.|36200
VEU|VG FTSE ALLWD US ETF|SPHN|Stephens Inc.|7824
VEU|VG FTSE ALLWD US ETF|STFL|Stifel, Nicolaus & Company, Incorporated|34930
VEU|VG FTSE ALLWD US ETF|SWIM|TD Ameritrade, Inc.|1254613
VEU|VG FTSE ALLWD US ETF|SWST|Hilltop Securities Inc.|9828
VEU|VG FTSE ALLWD US ETF|TKNG|ALLY INVEST SECURITIES LLC|1341
VEU|VG FTSE ALLWD US ETF|TRBT|Tradebot Systems, Inc.|424157
VEU|VG FTSE ALLWD US ETF|TRCM|TRC MARKETS LLC|1154253
VEU|VG FTSE ALLWD US ETF|UBSA|UBS SECURITIES LLC|933093
VEU|VG FTSE ALLWD US ETF|UBSS|UBS Securities LLC|1216675
VEU|VG FTSE ALLWD US ETF|VALX|VIRTU AMERICAS LLC|12694
VEU|VG FTSE ALLWD US ETF|VGRD|Vanguard Marketing Corporation|747694
VEU|VG FTSE ALLWD US ETF|VSIN|Vision Financial Markets Llc|93
VEU|VG FTSE ALLWD US ETF|WBLR|WILLIAM BLAIR|564
VEU|VG FTSE ALLWD US ETF|WCHV|WELLS FARGO SECURITIES, LLC|354771
VEU|VG FTSE ALLWD US ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2881
VEU|VG FTSE ALLWD US ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2174
VEU|VG FTSE ALLWD US ETF|WGIF|CIBC World Markets Inc.|70
VEU|VG FTSE ALLWD US ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
VEU|VG FTSE ALLWD US ETF|WSEA|WOLVERINE SECURITIES, LLC|8221
VEU|VG FTSE ALLWD US ETF|XPUS|XP SECURITIES, LLC|38388
VEU|VG FTSE ALLWD US ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|16042
VEU|VG FTSE ALLWD US ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|162
VEU|VG FTSE ALLWD US ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|143842
VFC|V F CP|ABLE|NATIXIS Securities Americas LLC|154382
VFC|V F CP|ADAM|CANACCORD GENUITY INC.|6931
VFC|V F CP|ALTX|Alternet Securities Inc.|240898
VFC|V F CP|ANOS|ABEL/NOSER, L.L.C.|151824
VFC|V F CP|APCC|Apex Clearing Corporation|1637
VFC|V F CP|BANK|Primevest Financial Services, Inc.|232
VFC|V F CP|BARD|Robert W. Baird & Co. Incorporated|10540
VFC|V F CP|BATM|CBOE TRADING, INC.|17620
VFC|V F CP|BAYC|BAY CREST PARTNERS, LLC|10
VFC|V F CP|BBNT|BB&T SECURITIES, LLC|941
VFC|V F CP|BERN|Sanford C. Bernstein & Co., LLC|142485
VFC|V F CP|BIAD|SAGETRADER, LLC|522
VFC|V F CP|BIDS|BIDS TRADING L.P.|700
VFC|V F CP|BIMI|Banca IMI Securities Corp.|13
VFC|V F CP|BKCM|BNY Mellon Capital Markets LLC|1030
VFC|V F CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|106667
VFC|V F CP|BLKX|INSTINET, LLC|32006
VFC|V F CP|BNPX|BNP PARIBAS SECURITIES CORP.|122598
VFC|V F CP|BTIG|BTIG, LLC|16801
VFC|V F CP|BYXM|CBOE TRADING, INC.|4084
VFC|V F CP|BZYD|GOLDMAN SACHS & CO. LLC|170
VFC|V F CP|CABR|Cabrera Capital Markets, Inc.|350
VFC|V F CP|CANT|Cantor Fitzgerald & Co.|36624
VFC|V F CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|16060
VFC|V F CP|CHAS|Charles Schwab & Co., Inc.|1731
VFC|V F CP|CIBP|CIBC World Markets Corp.|249089
VFC|V F CP|CIST|Capital Institutional Services, Inc.|6895
VFC|V F CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|232512
VFC|V F CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14313
VFC|V F CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4520
VFC|V F CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|482747
VFC|V F CP|CTDL|Citadel Derivatives Group Llc|16736
VFC|V F CP|CTLR|CUTLER GROUP, LP|812
VFC|V F CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|51128
VFC|V F CP|DADA|D.A. Davidson & Co.|15498
VFC|V F CP|DBAB|Deutsche Bank Securities Inc.|436198
VFC|V F CP|DBAX|Deutsche Bank Securities Inc.|434800
VFC|V F CP|DBUL|Deutsche Bank Securities Inc.|1783
VFC|V F CP|DCHF|Dart Executions, LLC|2274
VFC|V F CP|DEAN|MORGAN STANLEY|12367
VFC|V F CP|DEGS|RONIN PROFESSIONAL LLC|100
VFC|V F CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1100
VFC|V F CP|DRWK|DRW SECURITIES, L.L.C.|1277
VFC|V F CP|EBXL|EBX LLC|262200
VFC|V F CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3854
VFC|V F CP|EDJC|Edward Jones / CDS|4249
VFC|V F CP|EDJO|Edward D. Jones & Co., L.P.|106662
VFC|V F CP|EGAM|CBOE TRADING, INC.|59131
VFC|V F CP|EGAW|CBOE TRADING, INC.|571
VFC|V F CP|EGMT|EG MARKET TECHNOLOGIES LLC|1268
VFC|V F CP|EGXM|CBOE TRADING, INC.|8469
VFC|V F CP|EGXW|CBOE TRADING, INC.|200
VFC|V F CP|ETBE|Electronic Transaction Clearing, Inc.|31894
VFC|V F CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
VFC|V F CP|ETCC|Electronic Transaction Clearing, Inc.|529
VFC|V F CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1250
VFC|V F CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18110
VFC|V F CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1417
VFC|V F CP|ETRS|E*Trade Securities LLC|25800
VFC|V F CP|FILL|Tradestation Securities, Inc.|2723
VFC|V F CP|FINX|FINTECH SECURITIES|3588
VFC|V F CP|FMAF|NBCN Inc./ CDS|2409
VFC|V F CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|29193
VFC|V F CP|FQLS|Quantlab Securities LP|510706
VFC|V F CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139908
VFC|V F CP|FTBR|Foliofn Investments, Inc.|16228
VFC|V F CP|GEBB|GLOBAL EXECUTION BROKERS, LP|23937
VFC|V F CP|GLIS|TD Securities Inc|64
VFC|V F CP|GLPX|ACS EXECUTION SERVICES, LLC|268152
VFC|V F CP|GSCO|GOLDMAN SACHS & CO. LLC|2000190
VFC|V F CP|GSCS|GOLDMAN SACHS & CO. LLC|1910
VFC|V F CP|GSLT|GOLDMAN SACHS & CO. LLC|15630
VFC|V F CP|GTSZ|GTS SECURITIES LLC|371019
VFC|V F CP|HRBF|American Enterprise Investment Services Inc.|18569
VFC|V F CP|HSBC|HSBC Securities, Inc.|870
VFC|V F CP|IATS|INTERACTIVE BROKERS LLC|9242
VFC|V F CP|IBKR|Interactive Brokers Llc|25975
VFC|V F CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|789
VFC|V F CP|ICBX|INSTINET, LLC|75081
VFC|V F CP|IEQY|CITADEL SECURITIES LLC|145816
VFC|V F CP|INCA|INSTINET, LLC|572817
VFC|V F CP|INJX|INSTINET, LLC|2847
VFC|V F CP|ITGI|ITG Inc.|220909
VFC|V F CP|ITGP|ITG INC.|351600
VFC|V F CP|JANY|Janney Montgomery Scott Inc.|2502
VFC|V F CP|JEFF|JEFFERIES LLC|49047
VFC|V F CP|JMPT|JUMP TRADING, LLC|86728
VFC|V F CP|JONE|JonesTrading|1600
VFC|V F CP|JPBX|J.P. MORGAN SECURITIES LLC|239458
VFC|V F CP|JPMX|J.P. Morgan Securities LLC|802425
VFC|V F CP|JSJX|JANE STREET CAPITAL LLC|11140
VFC|V F CP|KCGM|VIRTU Americas LLC|54601
VFC|V F CP|LEHM|Barclays Capital Inc./Le|1078923
VFC|V F CP|LGNT|COR CLEARING LLC|3
VFC|V F CP|LIME|Lime Brokerage LLC|76027
VFC|V F CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|44340
VFC|V F CP|LOOP|Loop Capital Markets LLC|8762
VFC|V F CP|LQNA|LIQUIDNET, INC.|20000
VFC|V F CP|LSCI|Lek Securities Corporation|293
VFC|V F CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
VFC|V F CP|MACC|Mid Atlantic Capital Corporation|2096
VFC|V F CP|MAXM|Maxim Group LLC|2901
VFC|V F CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|155550
VFC|V F CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|743
VFC|V F CP|MOTF|MOTIF INVESTING, INC.|44
VFC|V F CP|MSCO|MORGAN STANLEY & CO. LLC|3411798
VFC|V F CP|MSPL|MORGAN STANLEY & CO. LLC|357000
VFC|V F CP|MSTX|MORGAN STANLEY & CO. LLC|398200
VFC|V F CP|MTON|MILLINGTON SECURITIES, INC.|11895
VFC|V F CP|NFSC|National Financial Services LLC|350868
VFC|V F CP|NITE|VIRTU Americas LLC|891887
VFC|V F CP|NITP|VIRTU Americas LLC|405
VFC|V F CP|NQRB|Brut, LLC|22288
VFC|V F CP|NTFN|Network 1 Financial Securities Inc.|170
VFC|V F CP|NTRC|Northern Trust Securities, Inc.|11603
VFC|V F CP|OHOS|TWO SIGMA SECURITIES, LLC|128537
VFC|V F CP|OPCO|Oppenheimer & Co. Inc.|2881
VFC|V F CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
VFC|V F CP|PDQM|CODA MARKETS, INC.|256147
VFC|V F CP|PHLY|NASDAQ Execution Services, LLC|400
VFC|V F CP|PICT|Pictet Overseas Inc.|280
VFC|V F CP|PWJC|UBS Financial Services, Inc.|8038
VFC|V F CP|QMSR|QUATTRO M SECURITIES INC.|2538
VFC|V F CP|RBCM|RBC CAPITAL MARKETS, LLC|12798
VFC|V F CP|SAGL|SAGETRADER, LLC|114107
VFC|V F CP|SAGW|SAGETRADER, LLC|932
VFC|V F CP|SALI|INTL FCSTONE FINANCIAL INC.|189
VFC|V F CP|SBSH|Citigroup Global Markets Inc.|306240
VFC|V F CP|SEIC|SEI Investments Distribution Co.|2129
VFC|V F CP|SGMT|GOLDMAN SACHS & CO. LLC|211186
VFC|V F CP|SHMR|ABN Amro Clearing LLC|64
VFC|V F CP|SJLS|TRADE INFORMATICS LLC|100
VFC|V F CP|SPDR|SPEEDROUTE LLC|33495
VFC|V F CP|SPHN|Stephens Inc.|477
VFC|V F CP|STFL|Stifel, Nicolaus & Company, Incorporated|16003
VFC|V F CP|STKP|STOCKPILE INVESTMENTS, INC.|178
VFC|V F CP|STRS|STRATEGAS RESEARCH PARTNERS|14888
VFC|V F CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13141
VFC|V F CP|SWIM|TD Ameritrade, Inc.|13679
VFC|V F CP|SWST|Hilltop Securities Inc.|44520
VFC|V F CP|TAGC|TELSEY ADVISORY GROUP LLC|14641
VFC|V F CP|TKNG|ALLY INVEST SECURITIES LLC|371
VFC|V F CP|TMBR|Timber Hill LLC|57
VFC|V F CP|TRBT|Tradebot Systems, Inc.|351779
VFC|V F CP|TRCM|TRC MARKETS LLC|355975
VFC|V F CP|UBSA|UBS SECURITIES LLC|986080
VFC|V F CP|UBSS|UBS Securities LLC|1862009
VFC|V F CP|VALX|VIRTU AMERICAS LLC|11247
VFC|V F CP|VERT|The Vertical Trading Group, LLC|747
VFC|V F CP|VGRD|Vanguard Marketing Corporation|11616
VFC|V F CP|VNDM|Wall Street Access|46390
VFC|V F CP|VNDS|VANDHAM SECURITIES CORP|203245
VFC|V F CP|WABR|Wall Street Access|146151
VFC|V F CP|WBLR|WILLIAM BLAIR|394
VFC|V F CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4783
VFC|V F CP|WCHV|WELLS FARGO SECURITIES, LLC|186578
VFC|V F CP|WDNX|WEEDEN & CO.L.P.|19180
VFC|V F CP|WEDB|WEDBUSH SECURITIES INC.|6715
VFC|V F CP|WEED|Weeden & Co.L.P.|9770
VFC|V F CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|49323
VFC|V F CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|57936
VFC|V F CP|WGIF|CIBC World Markets Inc.|324
VFC|V F CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2867
VFC|V F CP|WSAG|WALL STREET ACCESS|39
VFC|V F CP|WSEA|WOLVERINE SECURITIES, LLC|21451
VFC|V F CP|XIST|INSTINET, LLC|47100
VFC|V F CP|XPQR|Jump Trading|5195
VFC|V F CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|32600
VFC|V F CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1688
VFC|V F CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20105
VFH|VANGUARD FIN ETF|ADAM|CANACCORD GENUITY INC.|200
VFH|VANGUARD FIN ETF|ALTX|Alternet Securities Inc.|1800
VFH|VANGUARD FIN ETF|APCC|Apex Clearing Corporation|8896
VFH|VANGUARD FIN ETF|BALE|M&T SECURITIES, INC.|6708
VFH|VANGUARD FIN ETF|BANK|Primevest Financial Services, Inc.|952
VFH|VANGUARD FIN ETF|BARD|Robert W. Baird & Co. Incorporated|4949
VFH|VANGUARD FIN ETF|BATM|CBOE TRADING, INC.|1302
VFH|VANGUARD FIN ETF|BBNT|BB&T SECURITIES, LLC|3011
VFH|VANGUARD FIN ETF|BERN|Sanford C. Bernstein & Co., LLC|731
VFH|VANGUARD FIN ETF|BKCM|BNY Mellon Capital Markets LLC|739
VFH|VANGUARD FIN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47033
VFH|VANGUARD FIN ETF|BRGE|Newbridge Securities Corp.|50
VFH|VANGUARD FIN ETF|BYXM|CBOE TRADING, INC.|1600
VFH|VANGUARD FIN ETF|CANT|Cantor Fitzgerald & Co.|2075
VFH|VANGUARD FIN ETF|CHAS|Charles Schwab & Co., Inc.|83283
VFH|VANGUARD FIN ETF|CIST|Capital Institutional Services, Inc.|989
VFH|VANGUARD FIN ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2777
VFH|VANGUARD FIN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|41253
VFH|VANGUARD FIN ETF|CSIN|Citadel Securities Institutional LLC|117308
VFH|VANGUARD FIN ETF|CTDL|Citadel Derivatives Group Llc|117308
VFH|VANGUARD FIN ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2072
VFH|VANGUARD FIN ETF|DADA|D.A. Davidson & Co.|1843
VFH|VANGUARD FIN ETF|DAVA|Davenport & Company LLC|515
VFH|VANGUARD FIN ETF|DBAB|Deutsche Bank Securities Inc.|3742
VFH|VANGUARD FIN ETF|DBAX|Deutsche Bank Securities Inc.|20400
VFH|VANGUARD FIN ETF|DEAN|MORGAN STANLEY|32355
VFH|VANGUARD FIN ETF|DEGS|RONIN PROFESSIONAL LLC|1000
VFH|VANGUARD FIN ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5137
VFH|VANGUARD FIN ETF|EBXL|EBX LLC|95200
VFH|VANGUARD FIN ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|33682
VFH|VANGUARD FIN ETF|EDJC|Edward Jones / CDS|51
VFH|VANGUARD FIN ETF|EDJO|Edward D. Jones & Co., L.P.|4202
VFH|VANGUARD FIN ETF|EGAM|CBOE TRADING, INC.|8333
VFH|VANGUARD FIN ETF|EGXM|CBOE TRADING, INC.|1144
VFH|VANGUARD FIN ETF|EGXW|CBOE TRADING, INC.|105
VFH|VANGUARD FIN ETF|ETBE|Electronic Transaction Clearing, Inc.|1231
VFH|VANGUARD FIN ETF|ETCB|ETC BROKERAGE SERVICES, LLC|123
VFH|VANGUARD FIN ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18426
VFH|VANGUARD FIN ETF|ETRS|E*Trade Securities LLC|45480
VFH|VANGUARD FIN ETF|FBSB|U.S. Bancorp Investments, Inc.|5095
VFH|VANGUARD FIN ETF|FCST|INTL FCSTONE FINANCIAL INC.|42380
VFH|VANGUARD FIN ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|9
VFH|VANGUARD FIN ETF|FILL|Tradestation Securities, Inc.|710
VFH|VANGUARD FIN ETF|FINX|FINTECH SECURITIES|3914
VFH|VANGUARD FIN ETF|FMAF|NBCN Inc./ CDS|1235
VFH|VANGUARD FIN ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17509
VFH|VANGUARD FIN ETF|FTBR|Foliofn Investments, Inc.|3267
VFH|VANGUARD FIN ETF|GBMT|GBM International, Inc.|56
VFH|VANGUARD FIN ETF|GLIS|TD Securities Inc|100
VFH|VANGUARD FIN ETF|GLPX|ACS EXECUTION SERVICES, LLC|340
VFH|VANGUARD FIN ETF|GSCO|GOLDMAN SACHS & CO. LLC|2323806
VFH|VANGUARD FIN ETF|GSCS|GOLDMAN SACHS & CO. LLC|3216
VFH|VANGUARD FIN ETF|GSLT|GOLDMAN SACHS & CO. LLC|1737
VFH|VANGUARD FIN ETF|GTSZ|GTS SECURITIES LLC|21020
VFH|VANGUARD FIN ETF|HRBF|American Enterprise Investment Services Inc.|2369330
VFH|VANGUARD FIN ETF|IATS|INTERACTIVE BROKERS LLC|4575
VFH|VANGUARD FIN ETF|IBKR|Interactive Brokers Llc|16990
VFH|VANGUARD FIN ETF|ICBX|INSTINET, LLC|38570
VFH|VANGUARD FIN ETF|INCA|INSTINET, LLC|36029
VFH|VANGUARD FIN ETF|ITGI|ITG Inc.|26181
VFH|VANGUARD FIN ETF|ITGP|ITG INC.|8400
VFH|VANGUARD FIN ETF|JANY|Janney Montgomery Scott Inc.|14454
VFH|VANGUARD FIN ETF|JEFF|JEFFERIES LLC|155
VFH|VANGUARD FIN ETF|JMPT|JUMP TRADING, LLC|14997
VFH|VANGUARD FIN ETF|JONE|JonesTrading|37700
VFH|VANGUARD FIN ETF|JPMX|J.P. Morgan Securities LLC|27658
VFH|VANGUARD FIN ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|984543
VFH|VANGUARD FIN ETF|JSJX|JANE STREET CAPITAL LLC|416150
VFH|VANGUARD FIN ETF|KCGM|VIRTU Americas LLC|9262
VFH|VANGUARD FIN ETF|LEHM|Barclays Capital Inc./Le|83598
VFH|VANGUARD FIN ETF|LGNT|COR CLEARING LLC|1
VFH|VANGUARD FIN ETF|LIME|Lime Brokerage LLC|23780
VFH|VANGUARD FIN ETF|MACC|Mid Atlantic Capital Corporation|3285
VFH|VANGUARD FIN ETF|MACQ|Macquarie Capital (USA) Inc.|2400
VFH|VANGUARD FIN ETF|MAXM|Maxim Group LLC|226
VFH|VANGUARD FIN ETF|MCMF|Raymond James Ltd. Cds|1393
VFH|VANGUARD FIN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20382
VFH|VANGUARD FIN ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1300
VFH|VANGUARD FIN ETF|MOTF|MOTIF INVESTING, INC.|13
VFH|VANGUARD FIN ETF|MSCO|MORGAN STANLEY & CO. LLC|293072
VFH|VANGUARD FIN ETF|MSPL|MORGAN STANLEY & CO. LLC|9300
VFH|VANGUARD FIN ETF|MSTX|MORGAN STANLEY & CO. LLC|4200
VFH|VANGUARD FIN ETF|NEUB|NEUBERGER BERMAN BD LLC|1
VFH|VANGUARD FIN ETF|NFSC|National Financial Services LLC|421096
VFH|VANGUARD FIN ETF|NITE|VIRTU Americas LLC|913703
VFH|VANGUARD FIN ETF|NITP|VIRTU Americas LLC|100
VFH|VANGUARD FIN ETF|NQRB|Brut, LLC|22994
VFH|VANGUARD FIN ETF|NTBF|BMO Nesbitt Burns Inc./CDS|55
VFH|VANGUARD FIN ETF|NTRC|Northern Trust Securities, Inc.|468
VFH|VANGUARD FIN ETF|OPCO|Oppenheimer & Co. Inc.|6534
VFH|VANGUARD FIN ETF|PDQM|CODA MARKETS, INC.|9503
VFH|VANGUARD FIN ETF|PWJC|UBS Financial Services, Inc.|15979
VFH|VANGUARD FIN ETF|RBCM|RBC CAPITAL MARKETS, LLC|49087
VFH|VANGUARD FIN ETF|SALI|INTL FCSTONE FINANCIAL INC.|256
VFH|VANGUARD FIN ETF|SBSH|Citigroup Global Markets Inc.|47388
VFH|VANGUARD FIN ETF|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|400
VFH|VANGUARD FIN ETF|SEIC|SEI Investments Distribution Co.|100
VFH|VANGUARD FIN ETF|SGMT|GOLDMAN SACHS & CO. LLC|49723
VFH|VANGUARD FIN ETF|SPDR|SPEEDROUTE LLC|700
VFH|VANGUARD FIN ETF|SPHN|Stephens Inc.|1239
VFH|VANGUARD FIN ETF|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
VFH|VANGUARD FIN ETF|STFL|Stifel, Nicolaus & Company, Incorporated|5384
VFH|VANGUARD FIN ETF|STKP|STOCKPILE INVESTMENTS, INC.|10
VFH|VANGUARD FIN ETF|SWIM|TD Ameritrade, Inc.|9941
VFH|VANGUARD FIN ETF|SWST|Hilltop Securities Inc.|857
VFH|VANGUARD FIN ETF|TKNG|ALLY INVEST SECURITIES LLC|718
VFH|VANGUARD FIN ETF|TRBT|Tradebot Systems, Inc.|81599
VFH|VANGUARD FIN ETF|TRCM|TRC MARKETS LLC|2625
VFH|VANGUARD FIN ETF|UBSA|UBS SECURITIES LLC|82064
VFH|VANGUARD FIN ETF|UBSS|UBS Securities LLC|483511
VFH|VANGUARD FIN ETF|VALX|VIRTU AMERICAS LLC|1213
VFH|VANGUARD FIN ETF|VGRD|Vanguard Marketing Corporation|507633
VFH|VANGUARD FIN ETF|WBET|Wallachbeth Capital LLC|252
VFH|VANGUARD FIN ETF|WBLR|WILLIAM BLAIR|346
VFH|VANGUARD FIN ETF|WCHV|WELLS FARGO SECURITIES, LLC|474024
VFH|VANGUARD FIN ETF|WEDB|WEDBUSH SECURITIES INC.|132
VFH|VANGUARD FIN ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|609
VFH|VANGUARD FIN ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2103
VFH|VANGUARD FIN ETF|WGIF|CIBC World Markets Inc.|696
VFH|VANGUARD FIN ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|72
VFH|VANGUARD FIN ETF|WSEA|WOLVERINE SECURITIES, LLC|9588
VFH|VANGUARD FIN ETF|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3350
VFH|VANGUARD FIN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|62476
VFL|DEL INV NAT MUNI FD|BATM|CBOE TRADING, INC.|700
VFL|DEL INV NAT MUNI FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
VFL|DEL INV NAT MUNI FD|DBAX|Deutsche Bank Securities Inc.|800
VFL|DEL INV NAT MUNI FD|DEAN|MORGAN STANLEY|1016
VFL|DEL INV NAT MUNI FD|EBXL|EBX LLC|300
VFL|DEL INV NAT MUNI FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
VFL|DEL INV NAT MUNI FD|EDJO|Edward D. Jones & Co., L.P.|411
VFL|DEL INV NAT MUNI FD|ETRS|E*Trade Securities LLC|389
VFL|DEL INV NAT MUNI FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
VFL|DEL INV NAT MUNI FD|FTBR|Foliofn Investments, Inc.|3
VFL|DEL INV NAT MUNI FD|GSLT|GOLDMAN SACHS & CO. LLC|786
VFL|DEL INV NAT MUNI FD|HRBF|American Enterprise Investment Services Inc.|3
VFL|DEL INV NAT MUNI FD|IATS|INTERACTIVE BROKERS LLC|10
VFL|DEL INV NAT MUNI FD|IBKR|Interactive Brokers Llc|1021
VFL|DEL INV NAT MUNI FD|ICBX|INSTINET, LLC|200
VFL|DEL INV NAT MUNI FD|INCA|INSTINET, LLC|300
VFL|DEL INV NAT MUNI FD|ITGP|ITG INC.|400
VFL|DEL INV NAT MUNI FD|JANY|Janney Montgomery Scott Inc.|2010
VFL|DEL INV NAT MUNI FD|LIME|Lime Brokerage LLC|398
VFL|DEL INV NAT MUNI FD|MSCO|MORGAN STANLEY & CO. LLC|5964
VFL|DEL INV NAT MUNI FD|NFSC|National Financial Services LLC|4445
VFL|DEL INV NAT MUNI FD|NITE|VIRTU Americas LLC|14012
VFL|DEL INV NAT MUNI FD|SPHN|Stephens Inc.|4
VFL|DEL INV NAT MUNI FD|SWST|Hilltop Securities Inc.|3
VFL|DEL INV NAT MUNI FD|UBSA|UBS SECURITIES LLC|102
VFL|DEL INV NAT MUNI FD|UBSS|UBS Securities LLC|8768
VFL|DEL INV NAT MUNI FD|VGRD|Vanguard Marketing Corporation|20
VFL|DEL INV NAT MUNI FD|WCHV|WELLS FARGO SECURITIES, LLC|7927
VFL|DEL INV NAT MUNI FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|500
VFL|DEL INV NAT MUNI FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2203
VFLQ|VANGUARD U.S. LIQUID|APCC|Apex Clearing Corporation|140
VFLQ|VANGUARD U.S. LIQUID|CHAS|Charles Schwab & Co., Inc.|150
VFLQ|VANGUARD U.S. LIQUID|CROS|CREDIT SUISSE SECURITIES (USA) LLC|121
VFLQ|VANGUARD U.S. LIQUID|ETRS|E*Trade Securities LLC|300
VFLQ|VANGUARD U.S. LIQUID|GSCO|GOLDMAN SACHS & CO. LLC|7375
VFLQ|VANGUARD U.S. LIQUID|IBKR|Interactive Brokers Llc|114
VFLQ|VANGUARD U.S. LIQUID|JPMX|J.P. Morgan Securities LLC|200
VFLQ|VANGUARD U.S. LIQUID|JSJX|JANE STREET CAPITAL LLC|4687
VFLQ|VANGUARD U.S. LIQUID|LEHM|Barclays Capital Inc./Le|600
VFLQ|VANGUARD U.S. LIQUID|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
VFLQ|VANGUARD U.S. LIQUID|MSCO|MORGAN STANLEY & CO. LLC|1226
VFLQ|VANGUARD U.S. LIQUID|NFSC|National Financial Services LLC|818
VFLQ|VANGUARD U.S. LIQUID|NITE|VIRTU Americas LLC|499
VFLQ|VANGUARD U.S. LIQUID|SGMT|GOLDMAN SACHS & CO. LLC|300
VFLQ|VANGUARD U.S. LIQUID|SWIM|TD Ameritrade, Inc.|22
VFLQ|VANGUARD U.S. LIQUID|UBSA|UBS SECURITIES LLC|2203
VFLQ|VANGUARD U.S. LIQUID|UBSS|UBS Securities LLC|963
VFLQ|VANGUARD U.S. LIQUID|VGRD|Vanguard Marketing Corporation|1787
VFMF|VANGUARD U.S. MULTIF|APCC|Apex Clearing Corporation|81
VFMF|VANGUARD U.S. MULTIF|BATM|CBOE TRADING, INC.|35
VFMF|VANGUARD U.S. MULTIF|CHAS|Charles Schwab & Co., Inc.|113
VFMF|VANGUARD U.S. MULTIF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2802
VFMF|VANGUARD U.S. MULTIF|EGXM|CBOE TRADING, INC.|25
VFMF|VANGUARD U.S. MULTIF|ETRS|E*Trade Securities LLC|3146
VFMF|VANGUARD U.S. MULTIF|FILL|Tradestation Securities, Inc.|30
VFMF|VANGUARD U.S. MULTIF|FTBR|Foliofn Investments, Inc.|39
VFMF|VANGUARD U.S. MULTIF|IATS|INTERACTIVE BROKERS LLC|320
VFMF|VANGUARD U.S. MULTIF|IBKR|Interactive Brokers Llc|443
VFMF|VANGUARD U.S. MULTIF|ITGI|ITG Inc.|700
VFMF|VANGUARD U.S. MULTIF|JPMX|J.P. Morgan Securities LLC|400
VFMF|VANGUARD U.S. MULTIF|JSEB|JANE STREET EXECUTION SERVICES, LLC|12136
VFMF|VANGUARD U.S. MULTIF|JSJX|JANE STREET CAPITAL LLC|37787
VFMF|VANGUARD U.S. MULTIF|KCGM|VIRTU Americas LLC|1089
VFMF|VANGUARD U.S. MULTIF|LIME|Lime Brokerage LLC|44
VFMF|VANGUARD U.S. MULTIF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5150
VFMF|VANGUARD U.S. MULTIF|MSCO|MORGAN STANLEY & CO. LLC|8307
VFMF|VANGUARD U.S. MULTIF|NFSC|National Financial Services LLC|17318
VFMF|VANGUARD U.S. MULTIF|NITE|VIRTU Americas LLC|4488
VFMF|VANGUARD U.S. MULTIF|PDQM|CODA MARKETS, INC.|7000
VFMF|VANGUARD U.S. MULTIF|RBCM|RBC CAPITAL MARKETS, LLC|600
VFMF|VANGUARD U.S. MULTIF|SGMT|GOLDMAN SACHS & CO. LLC|400
VFMF|VANGUARD U.S. MULTIF|SWIM|TD Ameritrade, Inc.|279
VFMF|VANGUARD U.S. MULTIF|TKNG|ALLY INVEST SECURITIES LLC|17
VFMF|VANGUARD U.S. MULTIF|TRCM|TRC MARKETS LLC|98
VFMF|VANGUARD U.S. MULTIF|UBSA|UBS SECURITIES LLC|6317
VFMF|VANGUARD U.S. MULTIF|UBSS|UBS Securities LLC|2059
VFMF|VANGUARD U.S. MULTIF|VGRD|Vanguard Marketing Corporation|17586
VFMF|VANGUARD U.S. MULTIF|WCHV|WELLS FARGO SECURITIES, LLC|613
VFMO|VANGUARD U.S. MOMENT|APCC|Apex Clearing Corporation|58
VFMO|VANGUARD U.S. MOMENT|BARD|Robert W. Baird & Co. Incorporated|150
VFMO|VANGUARD U.S. MOMENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4377
VFMO|VANGUARD U.S. MOMENT|DBAX|Deutsche Bank Securities Inc.|700
VFMO|VANGUARD U.S. MOMENT|EBXL|EBX LLC|100
VFMO|VANGUARD U.S. MOMENT|ETRS|E*Trade Securities LLC|1396
VFMO|VANGUARD U.S. MOMENT|FTBR|Foliofn Investments, Inc.|8
VFMO|VANGUARD U.S. MOMENT|GTSZ|GTS SECURITIES LLC|200
VFMO|VANGUARD U.S. MOMENT|IBKR|Interactive Brokers Llc|318
VFMO|VANGUARD U.S. MOMENT|JANY|Janney Montgomery Scott Inc.|909
VFMO|VANGUARD U.S. MOMENT|JPMX|J.P. Morgan Securities LLC|400
VFMO|VANGUARD U.S. MOMENT|JSJX|JANE STREET CAPITAL LLC|22688
VFMO|VANGUARD U.S. MOMENT|KCGM|VIRTU Americas LLC|3430
VFMO|VANGUARD U.S. MOMENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4552
VFMO|VANGUARD U.S. MOMENT|MSCO|MORGAN STANLEY & CO. LLC|11180
VFMO|VANGUARD U.S. MOMENT|NFSC|National Financial Services LLC|12066
VFMO|VANGUARD U.S. MOMENT|NITE|VIRTU Americas LLC|20372
VFMO|VANGUARD U.S. MOMENT|RBCM|RBC CAPITAL MARKETS, LLC|332
VFMO|VANGUARD U.S. MOMENT|SGMT|GOLDMAN SACHS & CO. LLC|300
VFMO|VANGUARD U.S. MOMENT|SWIM|TD Ameritrade, Inc.|400
VFMO|VANGUARD U.S. MOMENT|UBSA|UBS SECURITIES LLC|4152
VFMO|VANGUARD U.S. MOMENT|UBSS|UBS Securities LLC|1179
VFMO|VANGUARD U.S. MOMENT|VGRD|Vanguard Marketing Corporation|26320
VFMO|VANGUARD U.S. MOMENT|WCHV|WELLS FARGO SECURITIES, LLC|173
VFMO|VANGUARD U.S. MOMENT|WGIF|CIBC World Markets Inc.|24
VFMV|VANGUARD U.S. MINIMU|APCC|Apex Clearing Corporation|541
VFMV|VANGUARD U.S. MINIMU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2267
VFMV|VANGUARD U.S. MINIMU|DBAX|Deutsche Bank Securities Inc.|200
VFMV|VANGUARD U.S. MINIMU|ETRS|E*Trade Securities LLC|452
VFMV|VANGUARD U.S. MINIMU|FILL|Tradestation Securities, Inc.|30
VFMV|VANGUARD U.S. MINIMU|FTBR|Foliofn Investments, Inc.|2
VFMV|VANGUARD U.S. MINIMU|GSCO|GOLDMAN SACHS & CO. LLC|200
VFMV|VANGUARD U.S. MINIMU|IATS|INTERACTIVE BROKERS LLC|45
VFMV|VANGUARD U.S. MINIMU|IBKR|Interactive Brokers Llc|300
VFMV|VANGUARD U.S. MINIMU|JSJX|JANE STREET CAPITAL LLC|10803
VFMV|VANGUARD U.S. MINIMU|KCGM|VIRTU Americas LLC|2023
VFMV|VANGUARD U.S. MINIMU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
VFMV|VANGUARD U.S. MINIMU|MOTF|MOTIF INVESTING, INC.|1
VFMV|VANGUARD U.S. MINIMU|MSCO|MORGAN STANLEY & CO. LLC|729
VFMV|VANGUARD U.S. MINIMU|NFSC|National Financial Services LLC|1483
VFMV|VANGUARD U.S. MINIMU|NITE|VIRTU Americas LLC|1085
VFMV|VANGUARD U.S. MINIMU|SGMT|GOLDMAN SACHS & CO. LLC|200
VFMV|VANGUARD U.S. MINIMU|SWIM|TD Ameritrade, Inc.|2600
VFMV|VANGUARD U.S. MINIMU|UBSA|UBS SECURITIES LLC|115
VFMV|VANGUARD U.S. MINIMU|UBSS|UBS Securities LLC|350
VFMV|VANGUARD U.S. MINIMU|VGRD|Vanguard Marketing Corporation|8422
VFMV|VANGUARD U.S. MINIMU|WCHV|WELLS FARGO SECURITIES, LLC|160
VFQY|VANGUARD U.S. QUALIT|APCC|Apex Clearing Corporation|33
VFQY|VANGUARD U.S. QUALIT|CHAS|Charles Schwab & Co., Inc.|200
VFQY|VANGUARD U.S. QUALIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2917
VFQY|VANGUARD U.S. QUALIT|ETRS|E*Trade Securities LLC|336
VFQY|VANGUARD U.S. QUALIT|FILL|Tradestation Securities, Inc.|1
VFQY|VANGUARD U.S. QUALIT|FINX|FINTECH SECURITIES|190
VFQY|VANGUARD U.S. QUALIT|FTBR|Foliofn Investments, Inc.|8
VFQY|VANGUARD U.S. QUALIT|IBKR|Interactive Brokers Llc|113
VFQY|VANGUARD U.S. QUALIT|JPMX|J.P. Morgan Securities LLC|200
VFQY|VANGUARD U.S. QUALIT|JSJX|JANE STREET CAPITAL LLC|7398
VFQY|VANGUARD U.S. QUALIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
VFQY|VANGUARD U.S. QUALIT|MSCO|MORGAN STANLEY & CO. LLC|2453
VFQY|VANGUARD U.S. QUALIT|NFSC|National Financial Services LLC|2928
VFQY|VANGUARD U.S. QUALIT|NITE|VIRTU Americas LLC|5205
VFQY|VANGUARD U.S. QUALIT|SGMT|GOLDMAN SACHS & CO. LLC|300
VFQY|VANGUARD U.S. QUALIT|UBSA|UBS SECURITIES LLC|5320
VFQY|VANGUARD U.S. QUALIT|UBSS|UBS Securities LLC|738
VFQY|VANGUARD U.S. QUALIT|VGRD|Vanguard Marketing Corporation|15323
VFVA|VANGUARD U.S. VALUE|APCC|Apex Clearing Corporation|58
VFVA|VANGUARD U.S. VALUE|CHAS|Charles Schwab & Co., Inc.|350
VFVA|VANGUARD U.S. VALUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2631
VFVA|VANGUARD U.S. VALUE|CTDL|Citadel Derivatives Group Llc|200
VFVA|VANGUARD U.S. VALUE|DBAX|Deutsche Bank Securities Inc.|100
VFVA|VANGUARD U.S. VALUE|ETRS|E*Trade Securities LLC|979
VFVA|VANGUARD U.S. VALUE|FINX|FINTECH SECURITIES|4000
VFVA|VANGUARD U.S. VALUE|FTBR|Foliofn Investments, Inc.|1
VFVA|VANGUARD U.S. VALUE|GSCO|GOLDMAN SACHS & CO. LLC|5400
VFVA|VANGUARD U.S. VALUE|JPMX|J.P. Morgan Securities LLC|2200
VFVA|VANGUARD U.S. VALUE|JSJX|JANE STREET CAPITAL LLC|20631
VFVA|VANGUARD U.S. VALUE|KCGM|VIRTU Americas LLC|2815
VFVA|VANGUARD U.S. VALUE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12656
VFVA|VANGUARD U.S. VALUE|MSCO|MORGAN STANLEY & CO. LLC|1432
VFVA|VANGUARD U.S. VALUE|NFSC|National Financial Services LLC|3202
VFVA|VANGUARD U.S. VALUE|NITE|VIRTU Americas LLC|7988
VFVA|VANGUARD U.S. VALUE|RBCM|RBC CAPITAL MARKETS, LLC|423
VFVA|VANGUARD U.S. VALUE|SGMT|GOLDMAN SACHS & CO. LLC|100
VFVA|VANGUARD U.S. VALUE|UBSA|UBS SECURITIES LLC|9922
VFVA|VANGUARD U.S. VALUE|UBSS|UBS Securities LLC|1156
VFVA|VANGUARD U.S. VALUE|VGRD|Vanguard Marketing Corporation|7289
VG|VONAGE HOLDINGS CORP|ALTX|Alternet Securities Inc.|4200
VG|VONAGE HOLDINGS CORP|APCC|Apex Clearing Corporation|6980
VG|VONAGE HOLDINGS CORP|BALE|M&T SECURITIES, INC.|432
VG|VONAGE HOLDINGS CORP|BANK|Primevest Financial Services, Inc.|65
VG|VONAGE HOLDINGS CORP|BARD|Robert W. Baird & Co. Incorporated|55
VG|VONAGE HOLDINGS CORP|BATM|CBOE TRADING, INC.|2047
VG|VONAGE HOLDINGS CORP|BAYC|BAY CREST PARTNERS, LLC|1173
VG|VONAGE HOLDINGS CORP|BERN|Sanford C. Bernstein & Co., LLC|25307
VG|VONAGE HOLDINGS CORP|BIAD|SAGETRADER, LLC|1148
VG|VONAGE HOLDINGS CORP|BIDS|BIDS TRADING L.P.|3300
VG|VONAGE HOLDINGS CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19196
VG|VONAGE HOLDINGS CORP|BLKX|INSTINET, LLC|81082
VG|VONAGE HOLDINGS CORP|BNPX|BNP PARIBAS SECURITIES CORP.|38048
VG|VONAGE HOLDINGS CORP|BRVL|BLAYLOCK VAN, LLC|5800
VG|VONAGE HOLDINGS CORP|BTIG|BTIG, LLC|450059
VG|VONAGE HOLDINGS CORP|BYXM|CBOE TRADING, INC.|1927
VG|VONAGE HOLDINGS CORP|BZYD|GOLDMAN SACHS & CO. LLC|1500
VG|VONAGE HOLDINGS CORP|CANT|Cantor Fitzgerald & Co.|273288
VG|VONAGE HOLDINGS CORP|CHAS|Charles Schwab & Co., Inc.|500
VG|VONAGE HOLDINGS CORP|CIST|Capital Institutional Services, Inc.|2563
VG|VONAGE HOLDINGS CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|340016
VG|VONAGE HOLDINGS CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|596084
VG|VONAGE HOLDINGS CORP|CTDL|Citadel Derivatives Group Llc|122233
VG|VONAGE HOLDINGS CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|153408
VG|VONAGE HOLDINGS CORP|DADA|D.A. Davidson & Co.|2457
VG|VONAGE HOLDINGS CORP|DAVA|Davenport & Company LLC|16036
VG|VONAGE HOLDINGS CORP|DBAB|Deutsche Bank Securities Inc.|817435
VG|VONAGE HOLDINGS CORP|DBAX|Deutsche Bank Securities Inc.|513800
VG|VONAGE HOLDINGS CORP|DCHF|Dart Executions, LLC|100
VG|VONAGE HOLDINGS CORP|DEAN|MORGAN STANLEY|743
VG|VONAGE HOLDINGS CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|46729
VG|VONAGE HOLDINGS CORP|EBXL|EBX LLC|341500
VG|VONAGE HOLDINGS CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|37762
VG|VONAGE HOLDINGS CORP|EDJO|Edward D. Jones & Co., L.P.|963
VG|VONAGE HOLDINGS CORP|EGAM|CBOE TRADING, INC.|6468
VG|VONAGE HOLDINGS CORP|EGXM|CBOE TRADING, INC.|9671
VG|VONAGE HOLDINGS CORP|ETBE|Electronic Transaction Clearing, Inc.|9494
VG|VONAGE HOLDINGS CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
VG|VONAGE HOLDINGS CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|600
VG|VONAGE HOLDINGS CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1944
VG|VONAGE HOLDINGS CORP|ETRS|E*Trade Securities LLC|80448
VG|VONAGE HOLDINGS CORP|FILL|Tradestation Securities, Inc.|2920
VG|VONAGE HOLDINGS CORP|FMAF|NBCN Inc./ CDS|6580
VG|VONAGE HOLDINGS CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
VG|VONAGE HOLDINGS CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|127725
VG|VONAGE HOLDINGS CORP|FTBR|Foliofn Investments, Inc.|3980
VG|VONAGE HOLDINGS CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3000
VG|VONAGE HOLDINGS CORP|GLIS|TD Securities Inc|1917
VG|VONAGE HOLDINGS CORP|GLPX|ACS EXECUTION SERVICES, LLC|26295
VG|VONAGE HOLDINGS CORP|GSCO|GOLDMAN SACHS & CO. LLC|1419745
VG|VONAGE HOLDINGS CORP|GSCS|GOLDMAN SACHS & CO. LLC|37116
VG|VONAGE HOLDINGS CORP|GSLT|GOLDMAN SACHS & CO. LLC|6131
VG|VONAGE HOLDINGS CORP|GTSZ|GTS SECURITIES LLC|95394
VG|VONAGE HOLDINGS CORP|HRBF|American Enterprise Investment Services Inc.|431
VG|VONAGE HOLDINGS CORP|HSBC|HSBC Securities, Inc.|1000
VG|VONAGE HOLDINGS CORP|IATS|INTERACTIVE BROKERS LLC|9128
VG|VONAGE HOLDINGS CORP|IBKR|Interactive Brokers Llc|25438
VG|VONAGE HOLDINGS CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|647
VG|VONAGE HOLDINGS CORP|ICBX|INSTINET, LLC|197341
VG|VONAGE HOLDINGS CORP|IEQY|CITADEL SECURITIES LLC|79683
VG|VONAGE HOLDINGS CORP|INCA|INSTINET, LLC|356329
VG|VONAGE HOLDINGS CORP|INJX|INSTINET, LLC|12224
VG|VONAGE HOLDINGS CORP|ITGI|ITG Inc.|109700
VG|VONAGE HOLDINGS CORP|ITGP|ITG INC.|216000
VG|VONAGE HOLDINGS CORP|JEFF|JEFFERIES LLC|188399
VG|VONAGE HOLDINGS CORP|JMPT|JUMP TRADING, LLC|60234
VG|VONAGE HOLDINGS CORP|JONE|JonesTrading|800
VG|VONAGE HOLDINGS CORP|JPBX|J.P. MORGAN SECURITIES LLC|99899
VG|VONAGE HOLDINGS CORP|JPMX|J.P. Morgan Securities LLC|710365
VG|VONAGE HOLDINGS CORP|JSJX|JANE STREET CAPITAL LLC|4486
VG|VONAGE HOLDINGS CORP|KCGM|VIRTU Americas LLC|82043
VG|VONAGE HOLDINGS CORP|LEHM|Barclays Capital Inc./Le|1148953
VG|VONAGE HOLDINGS CORP|LIME|Lime Brokerage LLC|13329
VG|VONAGE HOLDINGS CORP|LOOP|Loop Capital Markets LLC|16601
VG|VONAGE HOLDINGS CORP|LQNA|LIQUIDNET, INC.|5000
VG|VONAGE HOLDINGS CORP|LQNB|LIQUIDNET, INC.|35107
VG|VONAGE HOLDINGS CORP|MACQ|Macquarie Capital (USA) Inc.|3661
VG|VONAGE HOLDINGS CORP|MBTS|ALLY INVEST SECURITIES LLC|300
VG|VONAGE HOLDINGS CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|462352
VG|VONAGE HOLDINGS CORP|MOTF|MOTIF INVESTING, INC.|3
VG|VONAGE HOLDINGS CORP|MSCO|MORGAN STANLEY & CO. LLC|1334357
VG|VONAGE HOLDINGS CORP|MSPL|MORGAN STANLEY & CO. LLC|778500
VG|VONAGE HOLDINGS CORP|MSTX|MORGAN STANLEY & CO. LLC|336300
VG|VONAGE HOLDINGS CORP|NEED|Needham & Company, LLC|4252
VG|VONAGE HOLDINGS CORP|NFSC|National Financial Services LLC|194429
VG|VONAGE HOLDINGS CORP|NITE|VIRTU Americas LLC|488743
VG|VONAGE HOLDINGS CORP|NITP|VIRTU Americas LLC|24700
VG|VONAGE HOLDINGS CORP|NQRB|Brut, LLC|4176
VG|VONAGE HOLDINGS CORP|NTRC|Northern Trust Securities, Inc.|7752
VG|VONAGE HOLDINGS CORP|OPCO|Oppenheimer & Co. Inc.|32957
VG|VONAGE HOLDINGS CORP|PCPT|PHILLIP CAPITAL INC.|1820
VG|VONAGE HOLDINGS CORP|PDQM|CODA MARKETS, INC.|5415
VG|VONAGE HOLDINGS CORP|PHLY|NASDAQ Execution Services, LLC|400
VG|VONAGE HOLDINGS CORP|PIPR|Piper Jaffray & Co.|400
VG|VONAGE HOLDINGS CORP|PWJC|UBS Financial Services, Inc.|5000
VG|VONAGE HOLDINGS CORP|QMSR|QUATTRO M SECURITIES INC.|2525
VG|VONAGE HOLDINGS CORP|RBCM|RBC CAPITAL MARKETS, LLC|5509
VG|VONAGE HOLDINGS CORP|RHCO|Suntrust Robinson Humphrey, Inc.|24100
VG|VONAGE HOLDINGS CORP|SAGL|SAGETRADER, LLC|18040
VG|VONAGE HOLDINGS CORP|SAGW|SAGETRADER, LLC|1489
VG|VONAGE HOLDINGS CORP|SBSH|Citigroup Global Markets Inc.|146030
VG|VONAGE HOLDINGS CORP|SEIC|SEI Investments Distribution Co.|200
VG|VONAGE HOLDINGS CORP|SGMT|GOLDMAN SACHS & CO. LLC|250419
VG|VONAGE HOLDINGS CORP|SPDR|SPEEDROUTE LLC|400
VG|VONAGE HOLDINGS CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1072
VG|VONAGE HOLDINGS CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5856
VG|VONAGE HOLDINGS CORP|SWIM|TD Ameritrade, Inc.|47774
VG|VONAGE HOLDINGS CORP|SWST|Hilltop Securities Inc.|2605
VG|VONAGE HOLDINGS CORP|TKNG|ALLY INVEST SECURITIES LLC|991
VG|VONAGE HOLDINGS CORP|TMBR|Timber Hill LLC|2475
VG|VONAGE HOLDINGS CORP|TRBT|Tradebot Systems, Inc.|222930
VG|VONAGE HOLDINGS CORP|TRCM|TRC MARKETS LLC|59885
VG|VONAGE HOLDINGS CORP|TWTT|TASTYWORKS, INC.|700
VG|VONAGE HOLDINGS CORP|UBSA|UBS SECURITIES LLC|1063628
VG|VONAGE HOLDINGS CORP|UBSS|UBS Securities LLC|801538
VG|VONAGE HOLDINGS CORP|VALX|VIRTU AMERICAS LLC|83268
VG|VONAGE HOLDINGS CORP|VERT|The Vertical Trading Group, LLC|145084
VG|VONAGE HOLDINGS CORP|VGRD|Vanguard Marketing Corporation|13063
VG|VONAGE HOLDINGS CORP|WBLR|WILLIAM BLAIR|837
VG|VONAGE HOLDINGS CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|13148
VG|VONAGE HOLDINGS CORP|WCHV|WELLS FARGO SECURITIES, LLC|256805
VG|VONAGE HOLDINGS CORP|WEDB|WEDBUSH SECURITIES INC.|4992
VG|VONAGE HOLDINGS CORP|WEED|Weeden & Co.L.P.|3600
VG|VONAGE HOLDINGS CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6923
VG|VONAGE HOLDINGS CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5349
VG|VONAGE HOLDINGS CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|140
VG|VONAGE HOLDINGS CORP|WSEA|WOLVERINE SECURITIES, LLC|2358
VG|VONAGE HOLDINGS CORP|WTCO|Williams Trading LLC|237
VG|VONAGE HOLDINGS CORP|XIST|INSTINET, LLC|79000
VG|VONAGE HOLDINGS CORP|XPQR|Jump Trading|52
VG|VONAGE HOLDINGS CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|43210
VG|VONAGE HOLDINGS CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4654
VGFO|VIRTUS WMC GLOBAL FA|FTBR|Foliofn Investments, Inc.|188
VGFO|VIRTUS WMC GLOBAL FA|MOTF|MOTIF INVESTING, INC.|1
VGFO|VIRTUS WMC GLOBAL FA|MSCO|MORGAN STANLEY & CO. LLC|161
VGFO|VIRTUS WMC GLOBAL FA|NFSC|National Financial Services LLC|200
VGFO|VIRTUS WMC GLOBAL FA|NITE|VIRTU Americas LLC|39
VGI|VIRTUS GLOBAL MULTI-|APCC|Apex Clearing Corporation|142
VGI|VIRTUS GLOBAL MULTI-|BARD|Robert W. Baird & Co. Incorporated|565
VGI|VIRTUS GLOBAL MULTI-|BATM|CBOE TRADING, INC.|100
VGI|VIRTUS GLOBAL MULTI-|BBNT|BB&T SECURITIES, LLC|884
VGI|VIRTUS GLOBAL MULTI-|BKMM|BNY MELLON CAPITAL MARKETS, LLC|178
VGI|VIRTUS GLOBAL MULTI-|BTIG|BTIG, LLC|3161
VGI|VIRTUS GLOBAL MULTI-|CANT|Cantor Fitzgerald & Co.|640
VGI|VIRTUS GLOBAL MULTI-|CHAS|Charles Schwab & Co., Inc.|916
VGI|VIRTUS GLOBAL MULTI-|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8359
VGI|VIRTUS GLOBAL MULTI-|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6489
VGI|VIRTUS GLOBAL MULTI-|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
VGI|VIRTUS GLOBAL MULTI-|DBAX|Deutsche Bank Securities Inc.|2500
VGI|VIRTUS GLOBAL MULTI-|DEAN|MORGAN STANLEY|12350
VGI|VIRTUS GLOBAL MULTI-|DEGS|RONIN PROFESSIONAL LLC|247
VGI|VIRTUS GLOBAL MULTI-|EBXL|EBX LLC|3200
VGI|VIRTUS GLOBAL MULTI-|EGAM|CBOE TRADING, INC.|1208
VGI|VIRTUS GLOBAL MULTI-|EGMT|EG MARKET TECHNOLOGIES LLC|100
VGI|VIRTUS GLOBAL MULTI-|EGXM|CBOE TRADING, INC.|100
VGI|VIRTUS GLOBAL MULTI-|ETCB|ETC BROKERAGE SERVICES, LLC|333
VGI|VIRTUS GLOBAL MULTI-|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
VGI|VIRTUS GLOBAL MULTI-|ETRS|E*Trade Securities LLC|27077
VGI|VIRTUS GLOBAL MULTI-|FBSB|U.S. Bancorp Investments, Inc.|131
VGI|VIRTUS GLOBAL MULTI-|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|135
VGI|VIRTUS GLOBAL MULTI-|FTBR|Foliofn Investments, Inc.|280
VGI|VIRTUS GLOBAL MULTI-|GLPX|ACS EXECUTION SERVICES, LLC|14
VGI|VIRTUS GLOBAL MULTI-|GSCO|GOLDMAN SACHS & CO. LLC|3938
VGI|VIRTUS GLOBAL MULTI-|GSLT|GOLDMAN SACHS & CO. LLC|1000
VGI|VIRTUS GLOBAL MULTI-|GTSZ|GTS SECURITIES LLC|600
VGI|VIRTUS GLOBAL MULTI-|HRBF|American Enterprise Investment Services Inc.|116754
VGI|VIRTUS GLOBAL MULTI-|IATS|INTERACTIVE BROKERS LLC|9284
VGI|VIRTUS GLOBAL MULTI-|IBKR|Interactive Brokers Llc|25020
VGI|VIRTUS GLOBAL MULTI-|ICBX|INSTINET, LLC|200
VGI|VIRTUS GLOBAL MULTI-|INCA|INSTINET, LLC|991
VGI|VIRTUS GLOBAL MULTI-|INJX|INSTINET, LLC|5
VGI|VIRTUS GLOBAL MULTI-|ITGI|ITG Inc.|7885
VGI|VIRTUS GLOBAL MULTI-|ITGP|ITG INC.|1400
VGI|VIRTUS GLOBAL MULTI-|JANY|Janney Montgomery Scott Inc.|25
VGI|VIRTUS GLOBAL MULTI-|JEFF|JEFFERIES LLC|2540
VGI|VIRTUS GLOBAL MULTI-|JMPT|JUMP TRADING, LLC|1
VGI|VIRTUS GLOBAL MULTI-|JPMX|J.P. Morgan Securities LLC|1200
VGI|VIRTUS GLOBAL MULTI-|JSJX|JANE STREET CAPITAL LLC|718
VGI|VIRTUS GLOBAL MULTI-|KCGM|VIRTU Americas LLC|1974
VGI|VIRTUS GLOBAL MULTI-|LEHM|Barclays Capital Inc./Le|2000
VGI|VIRTUS GLOBAL MULTI-|LIME|Lime Brokerage LLC|570
VGI|VIRTUS GLOBAL MULTI-|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VGI|VIRTUS GLOBAL MULTI-|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
VGI|VIRTUS GLOBAL MULTI-|MSCO|MORGAN STANLEY & CO. LLC|41245
VGI|VIRTUS GLOBAL MULTI-|MSPL|MORGAN STANLEY & CO. LLC|2000
VGI|VIRTUS GLOBAL MULTI-|NFSC|National Financial Services LLC|152477
VGI|VIRTUS GLOBAL MULTI-|NITE|VIRTU Americas LLC|289348
VGI|VIRTUS GLOBAL MULTI-|NQRB|Brut, LLC|1032
VGI|VIRTUS GLOBAL MULTI-|OPCO|Oppenheimer & Co. Inc.|5234
VGI|VIRTUS GLOBAL MULTI-|PDQM|CODA MARKETS, INC.|28
VGI|VIRTUS GLOBAL MULTI-|PWJC|UBS Financial Services, Inc.|10608
VGI|VIRTUS GLOBAL MULTI-|RBCM|RBC CAPITAL MARKETS, LLC|19465
VGI|VIRTUS GLOBAL MULTI-|SBSH|Citigroup Global Markets Inc.|400
VGI|VIRTUS GLOBAL MULTI-|SGMT|GOLDMAN SACHS & CO. LLC|1850
VGI|VIRTUS GLOBAL MULTI-|STFL|Stifel, Nicolaus & Company, Incorporated|4095
VGI|VIRTUS GLOBAL MULTI-|SWIM|TD Ameritrade, Inc.|6829
VGI|VIRTUS GLOBAL MULTI-|SWST|Hilltop Securities Inc.|18453
VGI|VIRTUS GLOBAL MULTI-|TKNG|ALLY INVEST SECURITIES LLC|5694
VGI|VIRTUS GLOBAL MULTI-|TRBT|Tradebot Systems, Inc.|1490
VGI|VIRTUS GLOBAL MULTI-|UBSA|UBS SECURITIES LLC|17808
VGI|VIRTUS GLOBAL MULTI-|UBSS|UBS Securities LLC|70951
VGI|VIRTUS GLOBAL MULTI-|VALX|VIRTU AMERICAS LLC|2300
VGI|VIRTUS GLOBAL MULTI-|VGRD|Vanguard Marketing Corporation|19780
VGI|VIRTUS GLOBAL MULTI-|WCHV|WELLS FARGO SECURITIES, LLC|13251
VGI|VIRTUS GLOBAL MULTI-|WEDB|WEDBUSH SECURITIES INC.|57
VGI|VIRTUS GLOBAL MULTI-|WEED|Weeden & Co.L.P.|140
VGI|VIRTUS GLOBAL MULTI-|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20993
VGI|VIRTUS GLOBAL MULTI-|WSEA|WOLVERINE SECURITIES, LLC|1865
VGI|VIRTUS GLOBAL MULTI-|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
VGI|VIRTUS GLOBAL MULTI-|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6652
VGIT|VNGRD INT-TRM ETF|ALTX|Alternet Securities Inc.|3530
VGIT|VNGRD INT-TRM ETF|APCC|Apex Clearing Corporation|24620
VGIT|VNGRD INT-TRM ETF|BANK|Primevest Financial Services, Inc.|2707
VGIT|VNGRD INT-TRM ETF|BARD|Robert W. Baird & Co. Incorporated|2786
VGIT|VNGRD INT-TRM ETF|BATM|CBOE TRADING, INC.|100
VGIT|VNGRD INT-TRM ETF|BBNT|BB&T SECURITIES, LLC|3458
VGIT|VNGRD INT-TRM ETF|BERN|Sanford C. Bernstein & Co., LLC|7339
VGIT|VNGRD INT-TRM ETF|BKCM|BNY Mellon Capital Markets LLC|967198
VGIT|VNGRD INT-TRM ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21970
VGIT|VNGRD INT-TRM ETF|CANT|Cantor Fitzgerald & Co.|24559
VGIT|VNGRD INT-TRM ETF|CHAS|Charles Schwab & Co., Inc.|459
VGIT|VNGRD INT-TRM ETF|CIST|Capital Institutional Services, Inc.|701
VGIT|VNGRD INT-TRM ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2826
VGIT|VNGRD INT-TRM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|43080
VGIT|VNGRD INT-TRM ETF|CSIN|Citadel Securities Institutional LLC|354050
VGIT|VNGRD INT-TRM ETF|CTDL|Citadel Derivatives Group Llc|354050
VGIT|VNGRD INT-TRM ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
VGIT|VNGRD INT-TRM ETF|DADA|D.A. Davidson & Co.|75
VGIT|VNGRD INT-TRM ETF|DAVA|Davenport & Company LLC|185
VGIT|VNGRD INT-TRM ETF|DAWA|Daiwa Capital Markets America Inc.|901
VGIT|VNGRD INT-TRM ETF|DBAB|Deutsche Bank Securities Inc.|879
VGIT|VNGRD INT-TRM ETF|DBAX|Deutsche Bank Securities Inc.|20500
VGIT|VNGRD INT-TRM ETF|DEAN|MORGAN STANLEY|619827
VGIT|VNGRD INT-TRM ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|137
VGIT|VNGRD INT-TRM ETF|EBXL|EBX LLC|15700
VGIT|VNGRD INT-TRM ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1080
VGIT|VNGRD INT-TRM ETF|EDJO|Edward D. Jones & Co., L.P.|8060
VGIT|VNGRD INT-TRM ETF|EGAM|CBOE TRADING, INC.|5155
VGIT|VNGRD INT-TRM ETF|EGAW|CBOE TRADING, INC.|100
VGIT|VNGRD INT-TRM ETF|EGXM|CBOE TRADING, INC.|1900
VGIT|VNGRD INT-TRM ETF|ETBE|Electronic Transaction Clearing, Inc.|2940
VGIT|VNGRD INT-TRM ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1194
VGIT|VNGRD INT-TRM ETF|ETRS|E*Trade Securities LLC|11116
VGIT|VNGRD INT-TRM ETF|FBCO|Credit Suisse Securities (USA) LLC|37089
VGIT|VNGRD INT-TRM ETF|FBSB|U.S. Bancorp Investments, Inc.|20
VGIT|VNGRD INT-TRM ETF|FILL|Tradestation Securities, Inc.|1
VGIT|VNGRD INT-TRM ETF|FINX|FINTECH SECURITIES|4951
VGIT|VNGRD INT-TRM ETF|FLTU|FLOW TRADERS US LLC|119734
VGIT|VNGRD INT-TRM ETF|FOMA|TD AMERITRADE CLEARING, INC.|128511
VGIT|VNGRD INT-TRM ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22432
VGIT|VNGRD INT-TRM ETF|FTBR|Foliofn Investments, Inc.|2589
VGIT|VNGRD INT-TRM ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|9739
VGIT|VNGRD INT-TRM ETF|GSCO|GOLDMAN SACHS & CO. LLC|2248219
VGIT|VNGRD INT-TRM ETF|GSCS|GOLDMAN SACHS & CO. LLC|1194
VGIT|VNGRD INT-TRM ETF|GTSZ|GTS SECURITIES LLC|1000
VGIT|VNGRD INT-TRM ETF|HRBF|American Enterprise Investment Services Inc.|50590
VGIT|VNGRD INT-TRM ETF|IATS|INTERACTIVE BROKERS LLC|240
VGIT|VNGRD INT-TRM ETF|IBKR|Interactive Brokers Llc|5332
VGIT|VNGRD INT-TRM ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|137
VGIT|VNGRD INT-TRM ETF|ICBX|INSTINET, LLC|21604
VGIT|VNGRD INT-TRM ETF|INCA|INSTINET, LLC|4866
VGIT|VNGRD INT-TRM ETF|ITGI|ITG Inc.|2444
VGIT|VNGRD INT-TRM ETF|ITGP|ITG INC.|19400
VGIT|VNGRD INT-TRM ETF|JANY|Janney Montgomery Scott Inc.|121
VGIT|VNGRD INT-TRM ETF|JMPT|JUMP TRADING, LLC|387
VGIT|VNGRD INT-TRM ETF|JPMX|J.P. Morgan Securities LLC|12728
VGIT|VNGRD INT-TRM ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|257312
VGIT|VNGRD INT-TRM ETF|JSJX|JANE STREET CAPITAL LLC|149764
VGIT|VNGRD INT-TRM ETF|KCGM|VIRTU Americas LLC|15599
VGIT|VNGRD INT-TRM ETF|LEHM|Barclays Capital Inc./Le|65592
VGIT|VNGRD INT-TRM ETF|LIME|Lime Brokerage LLC|7591
VGIT|VNGRD INT-TRM ETF|MACC|Mid Atlantic Capital Corporation|656
VGIT|VNGRD INT-TRM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35652
VGIT|VNGRD INT-TRM ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|455
VGIT|VNGRD INT-TRM ETF|MSCO|MORGAN STANLEY & CO. LLC|71629
VGIT|VNGRD INT-TRM ETF|MSPL|MORGAN STANLEY & CO. LLC|9600
VGIT|VNGRD INT-TRM ETF|NBCS|NBC Securities, INC.|420
VGIT|VNGRD INT-TRM ETF|NFSC|National Financial Services LLC|183342
VGIT|VNGRD INT-TRM ETF|NITE|VIRTU Americas LLC|1115210
VGIT|VNGRD INT-TRM ETF|NITP|VIRTU Americas LLC|3049
VGIT|VNGRD INT-TRM ETF|NQRB|Brut, LLC|2000
VGIT|VNGRD INT-TRM ETF|OLDM|OLD MISSION CAPITAL, LLC|46611
VGIT|VNGRD INT-TRM ETF|OPCO|Oppenheimer & Co. Inc.|33
VGIT|VNGRD INT-TRM ETF|PDQM|CODA MARKETS, INC.|7500
VGIT|VNGRD INT-TRM ETF|RAJA|Raymond James & Associates, Inc.|743082
VGIT|VNGRD INT-TRM ETF|RBCM|RBC CAPITAL MARKETS, LLC|8065
VGIT|VNGRD INT-TRM ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|100
VGIT|VNGRD INT-TRM ETF|SBSH|Citigroup Global Markets Inc.|1938
VGIT|VNGRD INT-TRM ETF|SEIC|SEI Investments Distribution Co.|300
VGIT|VNGRD INT-TRM ETF|SGMT|GOLDMAN SACHS & CO. LLC|14410
VGIT|VNGRD INT-TRM ETF|SPHN|Stephens Inc.|829
VGIT|VNGRD INT-TRM ETF|STFL|Stifel, Nicolaus & Company, Incorporated|588
VGIT|VNGRD INT-TRM ETF|STKP|STOCKPILE INVESTMENTS, INC.|348
VGIT|VNGRD INT-TRM ETF|SWIM|TD Ameritrade, Inc.|368
VGIT|VNGRD INT-TRM ETF|SWST|Hilltop Securities Inc.|1095
VGIT|VNGRD INT-TRM ETF|TRBT|Tradebot Systems, Inc.|100
VGIT|VNGRD INT-TRM ETF|UBSA|UBS SECURITIES LLC|65075
VGIT|VNGRD INT-TRM ETF|UBSS|UBS Securities LLC|85283
VGIT|VNGRD INT-TRM ETF|VALX|VIRTU AMERICAS LLC|10
VGIT|VNGRD INT-TRM ETF|VGRD|Vanguard Marketing Corporation|105216
VGIT|VNGRD INT-TRM ETF|WBET|Wallachbeth Capital LLC|2909
VGIT|VNGRD INT-TRM ETF|WCHV|WELLS FARGO SECURITIES, LLC|47211
VGIT|VNGRD INT-TRM ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|440
VGIT|VNGRD INT-TRM ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3049
VGIT|VNGRD INT-TRM ETF|WGIF|CIBC World Markets Inc.|100
VGIT|VNGRD INT-TRM ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
VGIT|VNGRD INT-TRM ETF|WSEA|WOLVERINE SECURITIES, LLC|2207
VGIT|VNGRD INT-TRM ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|14032
VGIT|VNGRD INT-TRM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33197
VGK|VANGUARD FTSE EUROPN|AGIS|Aegis Capital Corp.|760
VGK|VANGUARD FTSE EUROPN|ALTX|Alternet Securities Inc.|104606
VGK|VANGUARD FTSE EUROPN|APCC|Apex Clearing Corporation|46314
VGK|VANGUARD FTSE EUROPN|BANK|Primevest Financial Services, Inc.|1093
VGK|VANGUARD FTSE EUROPN|BARD|Robert W. Baird & Co. Incorporated|43449
VGK|VANGUARD FTSE EUROPN|BATM|CBOE TRADING, INC.|77227
VGK|VANGUARD FTSE EUROPN|BAYC|BAY CREST PARTNERS, LLC|8500
VGK|VANGUARD FTSE EUROPN|BBNT|BB&T SECURITIES, LLC|5251
VGK|VANGUARD FTSE EUROPN|BERN|Sanford C. Bernstein & Co., LLC|6240
VGK|VANGUARD FTSE EUROPN|BIDS|BIDS TRADING L.P.|500
VGK|VANGUARD FTSE EUROPN|BIMI|Banca IMI Securities Corp.|820
VGK|VANGUARD FTSE EUROPN|BKCM|BNY Mellon Capital Markets LLC|1853
VGK|VANGUARD FTSE EUROPN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|125766
VGK|VANGUARD FTSE EUROPN|BLTK|Bulltick, Llc|80177
VGK|VANGUARD FTSE EUROPN|BMAK|BMA SECURITIES|17
VGK|VANGUARD FTSE EUROPN|BNPX|BNP PARIBAS SECURITIES CORP.|33716
VGK|VANGUARD FTSE EUROPN|BOSC|Boenning & Scattergood, Inc.|5000
VGK|VANGUARD FTSE EUROPN|BYXM|CBOE TRADING, INC.|2455
VGK|VANGUARD FTSE EUROPN|CANT|Cantor Fitzgerald & Co.|1349287
VGK|VANGUARD FTSE EUROPN|CHAS|Charles Schwab & Co., Inc.|241927
VGK|VANGUARD FTSE EUROPN|CICF|Canaccord Genuity Corp.|21192
VGK|VANGUARD FTSE EUROPN|CIST|Capital Institutional Services, Inc.|15566
VGK|VANGUARD FTSE EUROPN|CLSA|CLSA AMERICAS, LLC|1300
VGK|VANGUARD FTSE EUROPN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|944596
VGK|VANGUARD FTSE EUROPN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|904687
VGK|VANGUARD FTSE EUROPN|CSIN|Citadel Securities Institutional LLC|181920
VGK|VANGUARD FTSE EUROPN|CTDL|Citadel Derivatives Group Llc|378962
VGK|VANGUARD FTSE EUROPN|CTLR|CUTLER GROUP, LP|500
VGK|VANGUARD FTSE EUROPN|CXCX|CITIGROUP GLOBAL MARKETS INC.|303260
VGK|VANGUARD FTSE EUROPN|DADA|D.A. Davidson & Co.|324
VGK|VANGUARD FTSE EUROPN|DBAB|Deutsche Bank Securities Inc.|91522
VGK|VANGUARD FTSE EUROPN|DBAX|Deutsche Bank Securities Inc.|268100
VGK|VANGUARD FTSE EUROPN|DBUL|Deutsche Bank Securities Inc.|5315
VGK|VANGUARD FTSE EUROPN|DCHF|Dart Executions, LLC|88625
VGK|VANGUARD FTSE EUROPN|DEAN|MORGAN STANLEY|261130
VGK|VANGUARD FTSE EUROPN|DEGS|RONIN PROFESSIONAL LLC|22400
VGK|VANGUARD FTSE EUROPN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|33601
VGK|VANGUARD FTSE EUROPN|EBXL|EBX LLC|319400
VGK|VANGUARD FTSE EUROPN|ECUT|CONVERGEX EXECUTION SOLUTIONS|130143
VGK|VANGUARD FTSE EUROPN|EDJC|Edward Jones / CDS|15
VGK|VANGUARD FTSE EUROPN|EDJO|Edward D. Jones & Co., L.P.|5179
VGK|VANGUARD FTSE EUROPN|EGAM|CBOE TRADING, INC.|45062
VGK|VANGUARD FTSE EUROPN|EGXM|CBOE TRADING, INC.|89074
VGK|VANGUARD FTSE EUROPN|ETBE|Electronic Transaction Clearing, Inc.|69666
VGK|VANGUARD FTSE EUROPN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10645
VGK|VANGUARD FTSE EUROPN|ETRS|E*Trade Securities LLC|69084
VGK|VANGUARD FTSE EUROPN|FBSB|U.S. Bancorp Investments, Inc.|1557
VGK|VANGUARD FTSE EUROPN|FCST|INTL FCSTONE FINANCIAL INC.|300
VGK|VANGUARD FTSE EUROPN|FIDT|Fidelity Clearing Canada ULC./ CDS|17450
VGK|VANGUARD FTSE EUROPN|FILL|Tradestation Securities, Inc.|5100
VGK|VANGUARD FTSE EUROPN|FINX|FINTECH SECURITIES|8879
VGK|VANGUARD FTSE EUROPN|FLTU|FLOW TRADERS US LLC|773696
VGK|VANGUARD FTSE EUROPN|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|99400
VGK|VANGUARD FTSE EUROPN|FMAF|NBCN Inc./ CDS|84817
VGK|VANGUARD FTSE EUROPN|FQLS|Quantlab Securities LP|402396
VGK|VANGUARD FTSE EUROPN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34158
VGK|VANGUARD FTSE EUROPN|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|8219
VGK|VANGUARD FTSE EUROPN|FTBR|Foliofn Investments, Inc.|15152
VGK|VANGUARD FTSE EUROPN|GBMT|GBM International, Inc.|36249
VGK|VANGUARD FTSE EUROPN|GEBB|GLOBAL EXECUTION BROKERS, LP|79801
VGK|VANGUARD FTSE EUROPN|GFRY|JUMP TRADING, LLC|277716
VGK|VANGUARD FTSE EUROPN|GLIS|TD Securities Inc|200
VGK|VANGUARD FTSE EUROPN|GLPX|ACS EXECUTION SERVICES, LLC|227405
VGK|VANGUARD FTSE EUROPN|GSCO|GOLDMAN SACHS & CO. LLC|7212848
VGK|VANGUARD FTSE EUROPN|GSCS|GOLDMAN SACHS & CO. LLC|30968
VGK|VANGUARD FTSE EUROPN|GSLT|GOLDMAN SACHS & CO. LLC|14816
VGK|VANGUARD FTSE EUROPN|GTSZ|GTS SECURITIES LLC|108414
VGK|VANGUARD FTSE EUROPN|HRBF|American Enterprise Investment Services Inc.|416745
VGK|VANGUARD FTSE EUROPN|HSBC|HSBC Securities, Inc.|8593
VGK|VANGUARD FTSE EUROPN|IATS|INTERACTIVE BROKERS LLC|137766
VGK|VANGUARD FTSE EUROPN|IBKR|Interactive Brokers Llc|467748
VGK|VANGUARD FTSE EUROPN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|263
VGK|VANGUARD FTSE EUROPN|ICBX|INSTINET, LLC|670656
VGK|VANGUARD FTSE EUROPN|INCA|INSTINET, LLC|1019111
VGK|VANGUARD FTSE EUROPN|INJX|INSTINET, LLC|1865
VGK|VANGUARD FTSE EUROPN|INTL|INTL FCSTONE FINANCIAL INC.|642
VGK|VANGUARD FTSE EUROPN|ITGI|ITG Inc.|89438
VGK|VANGUARD FTSE EUROPN|ITGP|ITG INC.|685200
VGK|VANGUARD FTSE EUROPN|JANY|Janney Montgomery Scott Inc.|26274
VGK|VANGUARD FTSE EUROPN|JEFF|JEFFERIES LLC|177596
VGK|VANGUARD FTSE EUROPN|JMPT|JUMP TRADING, LLC|45012
VGK|VANGUARD FTSE EUROPN|JPBX|J.P. MORGAN SECURITIES LLC|175
VGK|VANGUARD FTSE EUROPN|JPMX|J.P. Morgan Securities LLC|454580
VGK|VANGUARD FTSE EUROPN|JSEB|JANE STREET EXECUTION SERVICES, LLC|652499
VGK|VANGUARD FTSE EUROPN|JSJX|JANE STREET CAPITAL LLC|3173262
VGK|VANGUARD FTSE EUROPN|KCGM|VIRTU Americas LLC|108867
VGK|VANGUARD FTSE EUROPN|LAMP|Lampost Capital, L.C.|6
VGK|VANGUARD FTSE EUROPN|LEHM|Barclays Capital Inc./Le|2931178
VGK|VANGUARD FTSE EUROPN|LGNT|COR CLEARING LLC|9
VGK|VANGUARD FTSE EUROPN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|80427
VGK|VANGUARD FTSE EUROPN|LIME|Lime Brokerage LLC|44951
VGK|VANGUARD FTSE EUROPN|LSCI|Lek Securities Corporation|32445
VGK|VANGUARD FTSE EUROPN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
VGK|VANGUARD FTSE EUROPN|MACC|Mid Atlantic Capital Corporation|4179
VGK|VANGUARD FTSE EUROPN|MACQ|Macquarie Capital (USA) Inc.|2600
VGK|VANGUARD FTSE EUROPN|MAXM|Maxim Group LLC|3539
VGK|VANGUARD FTSE EUROPN|MCMF|Raymond James Ltd. Cds|26415
VGK|VANGUARD FTSE EUROPN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|834872
VGK|VANGUARD FTSE EUROPN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|46206
VGK|VANGUARD FTSE EUROPN|MOTF|MOTIF INVESTING, INC.|4
VGK|VANGUARD FTSE EUROPN|MSCO|MORGAN STANLEY & CO. LLC|2165309
VGK|VANGUARD FTSE EUROPN|MSPL|MORGAN STANLEY & CO. LLC|660800
VGK|VANGUARD FTSE EUROPN|MSTX|MORGAN STANLEY & CO. LLC|14400
VGK|VANGUARD FTSE EUROPN|NFSC|National Financial Services LLC|1109549
VGK|VANGUARD FTSE EUROPN|NITE|VIRTU Americas LLC|1915189
VGK|VANGUARD FTSE EUROPN|NITP|VIRTU Americas LLC|1038658
VGK|VANGUARD FTSE EUROPN|NQRB|Brut, LLC|5236
VGK|VANGUARD FTSE EUROPN|NTBF|BMO Nesbitt Burns Inc./CDS|2683
VGK|VANGUARD FTSE EUROPN|NTRC|Northern Trust Securities, Inc.|9675
VGK|VANGUARD FTSE EUROPN|OLDM|OLD MISSION CAPITAL, LLC|189920
VGK|VANGUARD FTSE EUROPN|OPCO|Oppenheimer & Co. Inc.|39220
VGK|VANGUARD FTSE EUROPN|PASL|Pershing Advisor Solutions LLC|415
VGK|VANGUARD FTSE EUROPN|PCPT|PHILLIP CAPITAL INC.|90
VGK|VANGUARD FTSE EUROPN|PDQM|CODA MARKETS, INC.|381089
VGK|VANGUARD FTSE EUROPN|PICT|Pictet Overseas Inc.|200
VGK|VANGUARD FTSE EUROPN|PWJC|UBS Financial Services, Inc.|5795
VGK|VANGUARD FTSE EUROPN|RBCM|RBC CAPITAL MARKETS, LLC|34673
VGK|VANGUARD FTSE EUROPN|RGLD|Regal Securities, Inc|12
VGK|VANGUARD FTSE EUROPN|RHOX|XR Securities LLC|37708
VGK|VANGUARD FTSE EUROPN|SAGL|SAGETRADER, LLC|7400
VGK|VANGUARD FTSE EUROPN|SALI|INTL FCSTONE FINANCIAL INC.|24887
VGK|VANGUARD FTSE EUROPN|SBSH|Citigroup Global Markets Inc.|450334
VGK|VANGUARD FTSE EUROPN|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|74
VGK|VANGUARD FTSE EUROPN|SEIC|SEI Investments Distribution Co.|37381
VGK|VANGUARD FTSE EUROPN|SGMT|GOLDMAN SACHS & CO. LLC|738367
VGK|VANGUARD FTSE EUROPN|SPDR|SPEEDROUTE LLC|25500
VGK|VANGUARD FTSE EUROPN|SPHN|Stephens Inc.|66
VGK|VANGUARD FTSE EUROPN|STFL|Stifel, Nicolaus & Company, Incorporated|21025
VGK|VANGUARD FTSE EUROPN|STKP|STOCKPILE INVESTMENTS, INC.|88
VGK|VANGUARD FTSE EUROPN|STXG|Stockcross Financial Services, Inc.|24
VGK|VANGUARD FTSE EUROPN|SWIM|TD Ameritrade, Inc.|183785
VGK|VANGUARD FTSE EUROPN|SWST|Hilltop Securities Inc.|14607
VGK|VANGUARD FTSE EUROPN|TKNG|ALLY INVEST SECURITIES LLC|1437
VGK|VANGUARD FTSE EUROPN|TRBT|Tradebot Systems, Inc.|378792
VGK|VANGUARD FTSE EUROPN|TRCM|TRC MARKETS LLC|2247632
VGK|VANGUARD FTSE EUROPN|TWTT|TASTYWORKS, INC.|700
VGK|VANGUARD FTSE EUROPN|UBSA|UBS SECURITIES LLC|2037277
VGK|VANGUARD FTSE EUROPN|UBSS|UBS Securities LLC|1818785
VGK|VANGUARD FTSE EUROPN|VALX|VIRTU AMERICAS LLC|65057
VGK|VANGUARD FTSE EUROPN|VERT|The Vertical Trading Group, LLC|1
VGK|VANGUARD FTSE EUROPN|VGRD|Vanguard Marketing Corporation|443325
VGK|VANGUARD FTSE EUROPN|VSIN|Vision Financial Markets Llc|93
VGK|VANGUARD FTSE EUROPN|WBLR|WILLIAM BLAIR|9254
VGK|VANGUARD FTSE EUROPN|WCHV|WELLS FARGO SECURITIES, LLC|291874
VGK|VANGUARD FTSE EUROPN|WEDB|WEDBUSH SECURITIES INC.|887
VGK|VANGUARD FTSE EUROPN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|43039
VGK|VANGUARD FTSE EUROPN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|75509
VGK|VANGUARD FTSE EUROPN|WFPB|Wells Fargo Securities, LLC.|1723
VGK|VANGUARD FTSE EUROPN|WGIF|CIBC World Markets Inc.|950
VGK|VANGUARD FTSE EUROPN|WHOT|JUST2TRADE, INC.|11
VGK|VANGUARD FTSE EUROPN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|212
VGK|VANGUARD FTSE EUROPN|WSEA|WOLVERINE SECURITIES, LLC|15842
VGK|VANGUARD FTSE EUROPN|XPUS|XP SECURITIES, LLC|13374
VGK|VANGUARD FTSE EUROPN|XSTM|NATIONAL FINANCIAL SERVICES LLC|90954
VGK|VANGUARD FTSE EUROPN|YKNA|COMHAR CAPITAL MARKETS, LLC|11810
VGK|VANGUARD FTSE EUROPN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48957
VGLT|VNGRD LONG-TERM ETF|ALTX|Alternet Securities Inc.|200
VGLT|VNGRD LONG-TERM ETF|APCC|Apex Clearing Corporation|366
VGLT|VNGRD LONG-TERM ETF|BANK|Primevest Financial Services, Inc.|130
VGLT|VNGRD LONG-TERM ETF|BARD|Robert W. Baird & Co. Incorporated|1115
VGLT|VNGRD LONG-TERM ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2113
VGLT|VNGRD LONG-TERM ETF|BYXM|CBOE TRADING, INC.|1500
VGLT|VNGRD LONG-TERM ETF|CANT|Cantor Fitzgerald & Co.|432469
VGLT|VNGRD LONG-TERM ETF|CHAS|Charles Schwab & Co., Inc.|2767
VGLT|VNGRD LONG-TERM ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|319
VGLT|VNGRD LONG-TERM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70942
VGLT|VNGRD LONG-TERM ETF|CTDL|Citadel Derivatives Group Llc|19319
VGLT|VNGRD LONG-TERM ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
VGLT|VNGRD LONG-TERM ETF|DADA|D.A. Davidson & Co.|140
VGLT|VNGRD LONG-TERM ETF|DAWA|Daiwa Capital Markets America Inc.|761
VGLT|VNGRD LONG-TERM ETF|DBAB|Deutsche Bank Securities Inc.|400
VGLT|VNGRD LONG-TERM ETF|DBAX|Deutsche Bank Securities Inc.|2500
VGLT|VNGRD LONG-TERM ETF|DEAN|MORGAN STANLEY|885
VGLT|VNGRD LONG-TERM ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|889
VGLT|VNGRD LONG-TERM ETF|EBXL|EBX LLC|4800
VGLT|VNGRD LONG-TERM ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|4700
VGLT|VNGRD LONG-TERM ETF|EDJO|Edward D. Jones & Co., L.P.|3172
VGLT|VNGRD LONG-TERM ETF|EGAM|CBOE TRADING, INC.|600
VGLT|VNGRD LONG-TERM ETF|ETBE|Electronic Transaction Clearing, Inc.|3987
VGLT|VNGRD LONG-TERM ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|978
VGLT|VNGRD LONG-TERM ETF|ETRS|E*Trade Securities LLC|10065
VGLT|VNGRD LONG-TERM ETF|FBCO|Credit Suisse Securities (USA) LLC|14701
VGLT|VNGRD LONG-TERM ETF|FILL|Tradestation Securities, Inc.|18
VGLT|VNGRD LONG-TERM ETF|FLTU|FLOW TRADERS US LLC|106370
VGLT|VNGRD LONG-TERM ETF|FMAF|NBCN Inc./ CDS|58
VGLT|VNGRD LONG-TERM ETF|FOMA|TD AMERITRADE CLEARING, INC.|31474
VGLT|VNGRD LONG-TERM ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2359
VGLT|VNGRD LONG-TERM ETF|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|30300
VGLT|VNGRD LONG-TERM ETF|FTBR|Foliofn Investments, Inc.|14633
VGLT|VNGRD LONG-TERM ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1323
VGLT|VNGRD LONG-TERM ETF|GLPX|ACS EXECUTION SERVICES, LLC|200
VGLT|VNGRD LONG-TERM ETF|GSCO|GOLDMAN SACHS & CO. LLC|88326
VGLT|VNGRD LONG-TERM ETF|GSCS|GOLDMAN SACHS & CO. LLC|412
VGLT|VNGRD LONG-TERM ETF|GSLT|GOLDMAN SACHS & CO. LLC|2
VGLT|VNGRD LONG-TERM ETF|GTSZ|GTS SECURITIES LLC|1241
VGLT|VNGRD LONG-TERM ETF|HRBF|American Enterprise Investment Services Inc.|19338
VGLT|VNGRD LONG-TERM ETF|IATS|INTERACTIVE BROKERS LLC|2807
VGLT|VNGRD LONG-TERM ETF|IBKR|Interactive Brokers Llc|24222
VGLT|VNGRD LONG-TERM ETF|ICBX|INSTINET, LLC|2700
VGLT|VNGRD LONG-TERM ETF|INCA|INSTINET, LLC|4702
VGLT|VNGRD LONG-TERM ETF|ITGI|ITG Inc.|4329
VGLT|VNGRD LONG-TERM ETF|JANY|Janney Montgomery Scott Inc.|784
VGLT|VNGRD LONG-TERM ETF|JEFF|JEFFERIES LLC|400
VGLT|VNGRD LONG-TERM ETF|JMPT|JUMP TRADING, LLC|80
VGLT|VNGRD LONG-TERM ETF|JPMX|J.P. Morgan Securities LLC|17322
VGLT|VNGRD LONG-TERM ETF|JSJX|JANE STREET CAPITAL LLC|40149
VGLT|VNGRD LONG-TERM ETF|KCGM|VIRTU Americas LLC|4184
VGLT|VNGRD LONG-TERM ETF|LEHM|Barclays Capital Inc./Le|105628
VGLT|VNGRD LONG-TERM ETF|LIME|Lime Brokerage LLC|44278
VGLT|VNGRD LONG-TERM ETF|LSCI|Lek Securities Corporation|27
VGLT|VNGRD LONG-TERM ETF|MACC|Mid Atlantic Capital Corporation|8
VGLT|VNGRD LONG-TERM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63500
VGLT|VNGRD LONG-TERM ETF|MOTF|MOTIF INVESTING, INC.|1
VGLT|VNGRD LONG-TERM ETF|MSCO|MORGAN STANLEY & CO. LLC|128377
VGLT|VNGRD LONG-TERM ETF|MSPL|MORGAN STANLEY & CO. LLC|29800
VGLT|VNGRD LONG-TERM ETF|NFSC|National Financial Services LLC|50303
VGLT|VNGRD LONG-TERM ETF|NITE|VIRTU Americas LLC|112152
VGLT|VNGRD LONG-TERM ETF|NITP|VIRTU Americas LLC|5691
VGLT|VNGRD LONG-TERM ETF|NQRB|Brut, LLC|36
VGLT|VNGRD LONG-TERM ETF|OLDM|OLD MISSION CAPITAL, LLC|6258
VGLT|VNGRD LONG-TERM ETF|OPCO|Oppenheimer & Co. Inc.|439
VGLT|VNGRD LONG-TERM ETF|PDQM|CODA MARKETS, INC.|2769
VGLT|VNGRD LONG-TERM ETF|PWJC|UBS Financial Services, Inc.|1500
VGLT|VNGRD LONG-TERM ETF|RAJA|Raymond James & Associates, Inc.|513
VGLT|VNGRD LONG-TERM ETF|RBCM|RBC CAPITAL MARKETS, LLC|1360
VGLT|VNGRD LONG-TERM ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|100
VGLT|VNGRD LONG-TERM ETF|SAGL|SAGETRADER, LLC|6198
VGLT|VNGRD LONG-TERM ETF|SALI|INTL FCSTONE FINANCIAL INC.|5
VGLT|VNGRD LONG-TERM ETF|SBSH|Citigroup Global Markets Inc.|2
VGLT|VNGRD LONG-TERM ETF|SEIC|SEI Investments Distribution Co.|200
VGLT|VNGRD LONG-TERM ETF|SGMT|GOLDMAN SACHS & CO. LLC|12389
VGLT|VNGRD LONG-TERM ETF|STFL|Stifel, Nicolaus & Company, Incorporated|295
VGLT|VNGRD LONG-TERM ETF|STKP|STOCKPILE INVESTMENTS, INC.|18
VGLT|VNGRD LONG-TERM ETF|SWIM|TD Ameritrade, Inc.|1866
VGLT|VNGRD LONG-TERM ETF|SWST|Hilltop Securities Inc.|750
VGLT|VNGRD LONG-TERM ETF|TKNG|ALLY INVEST SECURITIES LLC|54
VGLT|VNGRD LONG-TERM ETF|TRCM|TRC MARKETS LLC|7791
VGLT|VNGRD LONG-TERM ETF|UBSA|UBS SECURITIES LLC|73933
VGLT|VNGRD LONG-TERM ETF|UBSS|UBS Securities LLC|32592
VGLT|VNGRD LONG-TERM ETF|VGRD|Vanguard Marketing Corporation|50846
VGLT|VNGRD LONG-TERM ETF|WCHV|WELLS FARGO SECURITIES, LLC|21747
VGLT|VNGRD LONG-TERM ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|131
VGLT|VNGRD LONG-TERM ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3263
VGLT|VNGRD LONG-TERM ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|42
VGLT|VNGRD LONG-TERM ETF|WSEA|WOLVERINE SECURITIES, LLC|234
VGLT|VNGRD LONG-TERM ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
VGLT|VNGRD LONG-TERM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18225
VGM|INVESCO TRUST INVT|AGIS|Aegis Capital Corp.|7420
VGM|INVESCO TRUST INVT|ALTX|Alternet Securities Inc.|1300
VGM|INVESCO TRUST INVT|APCC|Apex Clearing Corporation|357
VGM|INVESCO TRUST INVT|BANK|Primevest Financial Services, Inc.|1700
VGM|INVESCO TRUST INVT|BARD|Robert W. Baird & Co. Incorporated|2139
VGM|INVESCO TRUST INVT|BATM|CBOE TRADING, INC.|327
VGM|INVESCO TRUST INVT|BBNT|BB&T SECURITIES, LLC|801
VGM|INVESCO TRUST INVT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5802
VGM|INVESCO TRUST INVT|BTIG|BTIG, LLC|1600
VGM|INVESCO TRUST INVT|CHAS|Charles Schwab & Co., Inc.|1583
VGM|INVESCO TRUST INVT|CIST|Capital Institutional Services, Inc.|2400
VGM|INVESCO TRUST INVT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3699
VGM|INVESCO TRUST INVT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|220
VGM|INVESCO TRUST INVT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11360
VGM|INVESCO TRUST INVT|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
VGM|INVESCO TRUST INVT|DADA|D.A. Davidson & Co.|8
VGM|INVESCO TRUST INVT|DAVA|Davenport & Company LLC|284
VGM|INVESCO TRUST INVT|DBAX|Deutsche Bank Securities Inc.|1700
VGM|INVESCO TRUST INVT|DEAN|MORGAN STANLEY|3370
VGM|INVESCO TRUST INVT|DEGS|RONIN PROFESSIONAL LLC|100
VGM|INVESCO TRUST INVT|EBXL|EBX LLC|5200
VGM|INVESCO TRUST INVT|ECUT|CONVERGEX EXECUTION SOLUTIONS|6574
VGM|INVESCO TRUST INVT|EDJO|Edward D. Jones & Co., L.P.|14068
VGM|INVESCO TRUST INVT|EGAM|CBOE TRADING, INC.|1300
VGM|INVESCO TRUST INVT|EGXM|CBOE TRADING, INC.|700
VGM|INVESCO TRUST INVT|ESPO|ESPOSITO SECURITIES, LLC|2900
VGM|INVESCO TRUST INVT|ETBE|Electronic Transaction Clearing, Inc.|200
VGM|INVESCO TRUST INVT|ETCB|ETC BROKERAGE SERVICES, LLC|300
VGM|INVESCO TRUST INVT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
VGM|INVESCO TRUST INVT|ETRS|E*Trade Securities LLC|55512
VGM|INVESCO TRUST INVT|FBSB|U.S. Bancorp Investments, Inc.|2
VGM|INVESCO TRUST INVT|FILL|Tradestation Securities, Inc.|100
VGM|INVESCO TRUST INVT|FMAF|NBCN Inc./ CDS|163
VGM|INVESCO TRUST INVT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11192
VGM|INVESCO TRUST INVT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11671
VGM|INVESCO TRUST INVT|FTBR|Foliofn Investments, Inc.|16
VGM|INVESCO TRUST INVT|GLPX|ACS EXECUTION SERVICES, LLC|6600
VGM|INVESCO TRUST INVT|GSCO|GOLDMAN SACHS & CO. LLC|25114
VGM|INVESCO TRUST INVT|GSLT|GOLDMAN SACHS & CO. LLC|100
VGM|INVESCO TRUST INVT|GTSZ|GTS SECURITIES LLC|868
VGM|INVESCO TRUST INVT|HRBF|American Enterprise Investment Services Inc.|34579
VGM|INVESCO TRUST INVT|IATS|INTERACTIVE BROKERS LLC|520
VGM|INVESCO TRUST INVT|IBKR|Interactive Brokers Llc|11282
VGM|INVESCO TRUST INVT|ICBX|INSTINET, LLC|600
VGM|INVESCO TRUST INVT|INCA|INSTINET, LLC|1800
VGM|INVESCO TRUST INVT|ITGI|ITG Inc.|10765
VGM|INVESCO TRUST INVT|ITGP|ITG INC.|1200
VGM|INVESCO TRUST INVT|JANY|Janney Montgomery Scott Inc.|355
VGM|INVESCO TRUST INVT|JMPT|JUMP TRADING, LLC|385
VGM|INVESCO TRUST INVT|JPMX|J.P. Morgan Securities LLC|7870
VGM|INVESCO TRUST INVT|JSJX|JANE STREET CAPITAL LLC|799
VGM|INVESCO TRUST INVT|KCGM|VIRTU Americas LLC|5200
VGM|INVESCO TRUST INVT|LEHM|Barclays Capital Inc./Le|2200
VGM|INVESCO TRUST INVT|LIME|Lime Brokerage LLC|755
VGM|INVESCO TRUST INVT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
VGM|INVESCO TRUST INVT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
VGM|INVESCO TRUST INVT|MOTF|MOTIF INVESTING, INC.|1
VGM|INVESCO TRUST INVT|MSCO|MORGAN STANLEY & CO. LLC|86299
VGM|INVESCO TRUST INVT|MSPL|MORGAN STANLEY & CO. LLC|27800
VGM|INVESCO TRUST INVT|NATL|National Securities Corporation|2000
VGM|INVESCO TRUST INVT|NFSC|National Financial Services LLC|103575
VGM|INVESCO TRUST INVT|NITE|VIRTU Americas LLC|323246
VGM|INVESCO TRUST INVT|NTBF|BMO Nesbitt Burns Inc./CDS|746
VGM|INVESCO TRUST INVT|OPCO|Oppenheimer & Co. Inc.|32414
VGM|INVESCO TRUST INVT|PDQM|CODA MARKETS, INC.|3700
VGM|INVESCO TRUST INVT|PWJC|UBS Financial Services, Inc.|16183
VGM|INVESCO TRUST INVT|RBCM|RBC CAPITAL MARKETS, LLC|23829
VGM|INVESCO TRUST INVT|RGLD|Regal Securities, Inc|2010
VGM|INVESCO TRUST INVT|SALI|INTL FCSTONE FINANCIAL INC.|803
VGM|INVESCO TRUST INVT|SBSH|Citigroup Global Markets Inc.|8784
VGM|INVESCO TRUST INVT|SGMT|GOLDMAN SACHS & CO. LLC|5558
VGM|INVESCO TRUST INVT|SPDR|SPEEDROUTE LLC|200
VGM|INVESCO TRUST INVT|STFL|Stifel, Nicolaus & Company, Incorporated|10955
VGM|INVESCO TRUST INVT|SWIM|TD Ameritrade, Inc.|2982
VGM|INVESCO TRUST INVT|SWST|Hilltop Securities Inc.|2978
VGM|INVESCO TRUST INVT|TKNG|ALLY INVEST SECURITIES LLC|1400
VGM|INVESCO TRUST INVT|TRBT|Tradebot Systems, Inc.|1229
VGM|INVESCO TRUST INVT|UBSA|UBS SECURITIES LLC|14284
VGM|INVESCO TRUST INVT|UBSS|UBS Securities LLC|107188
VGM|INVESCO TRUST INVT|VALX|VIRTU AMERICAS LLC|1702
VGM|INVESCO TRUST INVT|VGRD|Vanguard Marketing Corporation|17849
VGM|INVESCO TRUST INVT|WBET|Wallachbeth Capital LLC|2285
VGM|INVESCO TRUST INVT|WCHV|WELLS FARGO SECURITIES, LLC|92754
VGM|INVESCO TRUST INVT|WEDB|WEDBUSH SECURITIES INC.|8416
VGM|INVESCO TRUST INVT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1564
VGM|INVESCO TRUST INVT|WSEA|WOLVERINE SECURITIES, LLC|6048
VGM|INVESCO TRUST INVT|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
VGM|INVESCO TRUST INVT|YKNA|COMHAR CAPITAL MARKETS, LLC|900
VGM|INVESCO TRUST INVT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5457
VGR|VECTOR GROUP LTD|AGIS|Aegis Capital Corp.|3675
VGR|VECTOR GROUP LTD|ALTX|Alternet Securities Inc.|6600
VGR|VECTOR GROUP LTD|APCC|Apex Clearing Corporation|1173
VGR|VECTOR GROUP LTD|BANK|Primevest Financial Services, Inc.|421
VGR|VECTOR GROUP LTD|BARD|Robert W. Baird & Co. Incorporated|3576
VGR|VECTOR GROUP LTD|BATM|CBOE TRADING, INC.|2067
VGR|VECTOR GROUP LTD|BBNT|BB&T SECURITIES, LLC|768
VGR|VECTOR GROUP LTD|BERN|Sanford C. Bernstein & Co., LLC|3400
VGR|VECTOR GROUP LTD|BIDS|BIDS TRADING L.P.|1400
VGR|VECTOR GROUP LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52470
VGR|VECTOR GROUP LTD|BNPX|BNP PARIBAS SECURITIES CORP.|8140
VGR|VECTOR GROUP LTD|BTIG|BTIG, LLC|153959
VGR|VECTOR GROUP LTD|BYXM|CBOE TRADING, INC.|521
VGR|VECTOR GROUP LTD|BZYD|GOLDMAN SACHS & CO. LLC|201
VGR|VECTOR GROUP LTD|CHAS|Charles Schwab & Co., Inc.|13015
VGR|VECTOR GROUP LTD|CIST|Capital Institutional Services, Inc.|40
VGR|VECTOR GROUP LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|113631
VGR|VECTOR GROUP LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
VGR|VECTOR GROUP LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|168037
VGR|VECTOR GROUP LTD|CTDL|Citadel Derivatives Group Llc|4292
VGR|VECTOR GROUP LTD|CTLR|CUTLER GROUP, LP|100
VGR|VECTOR GROUP LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|41534
VGR|VECTOR GROUP LTD|DADA|D.A. Davidson & Co.|505
VGR|VECTOR GROUP LTD|DAVA|Davenport & Company LLC|3
VGR|VECTOR GROUP LTD|DBAB|Deutsche Bank Securities Inc.|181142
VGR|VECTOR GROUP LTD|DBAX|Deutsche Bank Securities Inc.|210500
VGR|VECTOR GROUP LTD|DBUL|Deutsche Bank Securities Inc.|500
VGR|VECTOR GROUP LTD|DEAN|MORGAN STANLEY|8470
VGR|VECTOR GROUP LTD|DEGS|RONIN PROFESSIONAL LLC|100
VGR|VECTOR GROUP LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|640
VGR|VECTOR GROUP LTD|EBXL|EBX LLC|135200
VGR|VECTOR GROUP LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|9463
VGR|VECTOR GROUP LTD|EDJO|Edward D. Jones & Co., L.P.|28030
VGR|VECTOR GROUP LTD|EGAM|CBOE TRADING, INC.|8714
VGR|VECTOR GROUP LTD|EGMT|EG MARKET TECHNOLOGIES LLC|100
VGR|VECTOR GROUP LTD|EGXM|CBOE TRADING, INC.|2370
VGR|VECTOR GROUP LTD|ESPO|ESPOSITO SECURITIES, LLC|3496
VGR|VECTOR GROUP LTD|ETBE|Electronic Transaction Clearing, Inc.|2978
VGR|VECTOR GROUP LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
VGR|VECTOR GROUP LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|280
VGR|VECTOR GROUP LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|307
VGR|VECTOR GROUP LTD|ETRS|E*Trade Securities LLC|101550
VGR|VECTOR GROUP LTD|FBSB|U.S. Bancorp Investments, Inc.|250
VGR|VECTOR GROUP LTD|FILL|Tradestation Securities, Inc.|7258
VGR|VECTOR GROUP LTD|FMAF|NBCN Inc./ CDS|365
VGR|VECTOR GROUP LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
VGR|VECTOR GROUP LTD|FQLS|Quantlab Securities LP|115945
VGR|VECTOR GROUP LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57642
VGR|VECTOR GROUP LTD|FTBR|Foliofn Investments, Inc.|4274
VGR|VECTOR GROUP LTD|GLPX|ACS EXECUTION SERVICES, LLC|2178
VGR|VECTOR GROUP LTD|GSCO|GOLDMAN SACHS & CO. LLC|578595
VGR|VECTOR GROUP LTD|GSCS|GOLDMAN SACHS & CO. LLC|14874
VGR|VECTOR GROUP LTD|GSLT|GOLDMAN SACHS & CO. LLC|2262
VGR|VECTOR GROUP LTD|GTSY|GTS SECURITIES LLC|100
VGR|VECTOR GROUP LTD|GTSZ|GTS SECURITIES LLC|46913
VGR|VECTOR GROUP LTD|HRBF|American Enterprise Investment Services Inc.|14242
VGR|VECTOR GROUP LTD|HSBC|HSBC Securities, Inc.|327
VGR|VECTOR GROUP LTD|IATS|INTERACTIVE BROKERS LLC|11084
VGR|VECTOR GROUP LTD|IBKR|Interactive Brokers Llc|15074
VGR|VECTOR GROUP LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2811
VGR|VECTOR GROUP LTD|ICBX|INSTINET, LLC|56488
VGR|VECTOR GROUP LTD|IEQY|CITADEL SECURITIES LLC|25583
VGR|VECTOR GROUP LTD|INCA|INSTINET, LLC|63126
VGR|VECTOR GROUP LTD|INJX|INSTINET, LLC|1821
VGR|VECTOR GROUP LTD|ITGI|ITG Inc.|50911
VGR|VECTOR GROUP LTD|ITGP|ITG INC.|141200
VGR|VECTOR GROUP LTD|JANY|Janney Montgomery Scott Inc.|4026
VGR|VECTOR GROUP LTD|JEFF|JEFFERIES LLC|1964711
VGR|VECTOR GROUP LTD|JMPT|JUMP TRADING, LLC|37098
VGR|VECTOR GROUP LTD|JPBX|J.P. MORGAN SECURITIES LLC|39313
VGR|VECTOR GROUP LTD|JPMX|J.P. Morgan Securities LLC|200056
VGR|VECTOR GROUP LTD|JSJX|JANE STREET CAPITAL LLC|5638
VGR|VECTOR GROUP LTD|KCGM|VIRTU Americas LLC|35647
VGR|VECTOR GROUP LTD|LEHM|Barclays Capital Inc./Le|350466
VGR|VECTOR GROUP LTD|LGNT|COR CLEARING LLC|9
VGR|VECTOR GROUP LTD|LIME|Lime Brokerage LLC|11352
VGR|VECTOR GROUP LTD|MACC|Mid Atlantic Capital Corporation|666
VGR|VECTOR GROUP LTD|MAXM|Maxim Group LLC|5814
VGR|VECTOR GROUP LTD|MITR|GMP SECURITIES, LLC|241952
VGR|VECTOR GROUP LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|91121
VGR|VECTOR GROUP LTD|MOTF|MOTIF INVESTING, INC.|10
VGR|VECTOR GROUP LTD|MSCO|MORGAN STANLEY & CO. LLC|818908
VGR|VECTOR GROUP LTD|MSPL|MORGAN STANLEY & CO. LLC|278500
VGR|VECTOR GROUP LTD|MSTX|MORGAN STANLEY & CO. LLC|189000
VGR|VECTOR GROUP LTD|NFSC|National Financial Services LLC|455004
VGR|VECTOR GROUP LTD|NITE|VIRTU Americas LLC|608030
VGR|VECTOR GROUP LTD|NMRA|Nomura Securities International, Inc.|119010
VGR|VECTOR GROUP LTD|NQRB|Brut, LLC|3939
VGR|VECTOR GROUP LTD|NTBF|BMO Nesbitt Burns Inc./CDS|200
VGR|VECTOR GROUP LTD|OPCO|Oppenheimer & Co. Inc.|44602
VGR|VECTOR GROUP LTD|PDQM|CODA MARKETS, INC.|8202
VGR|VECTOR GROUP LTD|PWJC|UBS Financial Services, Inc.|27988
VGR|VECTOR GROUP LTD|QMSR|QUATTRO M SECURITIES INC.|555
VGR|VECTOR GROUP LTD|RBCM|RBC CAPITAL MARKETS, LLC|6752
VGR|VECTOR GROUP LTD|RGLD|Regal Securities, Inc|1959
VGR|VECTOR GROUP LTD|SAGL|SAGETRADER, LLC|12072
VGR|VECTOR GROUP LTD|SAGW|SAGETRADER, LLC|724
VGR|VECTOR GROUP LTD|SALI|INTL FCSTONE FINANCIAL INC.|6
VGR|VECTOR GROUP LTD|SBRX|MURIEL SIEBERT & CO INC|100
VGR|VECTOR GROUP LTD|SBSH|Citigroup Global Markets Inc.|60471
VGR|VECTOR GROUP LTD|SEIC|SEI Investments Distribution Co.|1700
VGR|VECTOR GROUP LTD|SGMT|GOLDMAN SACHS & CO. LLC|151834
VGR|VECTOR GROUP LTD|SPDR|SPEEDROUTE LLC|2771
VGR|VECTOR GROUP LTD|SPHN|Stephens Inc.|38
VGR|VECTOR GROUP LTD|STFL|Stifel, Nicolaus & Company, Incorporated|21069
VGR|VECTOR GROUP LTD|STXG|Stockcross Financial Services, Inc.|68
VGR|VECTOR GROUP LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4433
VGR|VECTOR GROUP LTD|SWIM|TD Ameritrade, Inc.|26012
VGR|VECTOR GROUP LTD|SWST|Hilltop Securities Inc.|3529
VGR|VECTOR GROUP LTD|TKNG|ALLY INVEST SECURITIES LLC|1106
VGR|VECTOR GROUP LTD|TRBT|Tradebot Systems, Inc.|105707
VGR|VECTOR GROUP LTD|TRCM|TRC MARKETS LLC|34480
VGR|VECTOR GROUP LTD|TWTT|TASTYWORKS, INC.|10
VGR|VECTOR GROUP LTD|UBSA|UBS SECURITIES LLC|334747
VGR|VECTOR GROUP LTD|UBSS|UBS Securities LLC|313253
VGR|VECTOR GROUP LTD|VALX|VIRTU AMERICAS LLC|16573
VGR|VECTOR GROUP LTD|VGRD|Vanguard Marketing Corporation|26434
VGR|VECTOR GROUP LTD|WBET|Wallachbeth Capital LLC|22618
VGR|VECTOR GROUP LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|6080
VGR|VECTOR GROUP LTD|WCHV|WELLS FARGO SECURITIES, LLC|246258
VGR|VECTOR GROUP LTD|WDCO|Wilson-Davis & Co., Inc.|288
VGR|VECTOR GROUP LTD|WEDB|WEDBUSH SECURITIES INC.|1345
VGR|VECTOR GROUP LTD|WEED|Weeden & Co.L.P.|200
VGR|VECTOR GROUP LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1355
VGR|VECTOR GROUP LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12172
VGR|VECTOR GROUP LTD|WGIF|CIBC World Markets Inc.|924
VGR|VECTOR GROUP LTD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
VGR|VECTOR GROUP LTD|WSEA|WOLVERINE SECURITIES, LLC|6918
VGR|VECTOR GROUP LTD|XIST|INSTINET, LLC|21800
VGR|VECTOR GROUP LTD|XPQR|Jump Trading|53
VGR|VECTOR GROUP LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|91698
VGR|VECTOR GROUP LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|3300
VGR|VECTOR GROUP LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|46623
VGSH|VANGUARD SHORT-TERM|ALTX|Alternet Securities Inc.|2050
VGSH|VANGUARD SHORT-TERM|APCC|Apex Clearing Corporation|5108
VGSH|VANGUARD SHORT-TERM|BANK|Primevest Financial Services, Inc.|6269
VGSH|VANGUARD SHORT-TERM|BARD|Robert W. Baird & Co. Incorporated|15859
VGSH|VANGUARD SHORT-TERM|BBNT|BB&T SECURITIES, LLC|2243
VGSH|VANGUARD SHORT-TERM|BERN|Sanford C. Bernstein & Co., LLC|100
VGSH|VANGUARD SHORT-TERM|BKCM|BNY Mellon Capital Markets LLC|940447
VGSH|VANGUARD SHORT-TERM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25386
VGSH|VANGUARD SHORT-TERM|BMOC|BMO Capital Markets Corp.|400
VGSH|VANGUARD SHORT-TERM|CANT|Cantor Fitzgerald & Co.|46050
VGSH|VANGUARD SHORT-TERM|CHAS|Charles Schwab & Co., Inc.|9106
VGSH|VANGUARD SHORT-TERM|CIST|Capital Institutional Services, Inc.|5151
VGSH|VANGUARD SHORT-TERM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|214516
VGSH|VANGUARD SHORT-TERM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10
VGSH|VANGUARD SHORT-TERM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200719
VGSH|VANGUARD SHORT-TERM|CSIN|Citadel Securities Institutional LLC|501600
VGSH|VANGUARD SHORT-TERM|CTDL|Citadel Derivatives Group Llc|505531
VGSH|VANGUARD SHORT-TERM|CXCX|CITIGROUP GLOBAL MARKETS INC.|10132
VGSH|VANGUARD SHORT-TERM|DADA|D.A. Davidson & Co.|94
VGSH|VANGUARD SHORT-TERM|DAWA|Daiwa Capital Markets America Inc.|941
VGSH|VANGUARD SHORT-TERM|DBAB|Deutsche Bank Securities Inc.|907
VGSH|VANGUARD SHORT-TERM|DBAX|Deutsche Bank Securities Inc.|35100
VGSH|VANGUARD SHORT-TERM|DEAN|MORGAN STANLEY|9172
VGSH|VANGUARD SHORT-TERM|EBXL|EBX LLC|29500
VGSH|VANGUARD SHORT-TERM|ECUT|CONVERGEX EXECUTION SOLUTIONS|694
VGSH|VANGUARD SHORT-TERM|EDJO|Edward D. Jones & Co., L.P.|1553
VGSH|VANGUARD SHORT-TERM|EGAM|CBOE TRADING, INC.|1225
VGSH|VANGUARD SHORT-TERM|EGXM|CBOE TRADING, INC.|4
VGSH|VANGUARD SHORT-TERM|EGXW|CBOE TRADING, INC.|33475
VGSH|VANGUARD SHORT-TERM|ETBE|Electronic Transaction Clearing, Inc.|1800
VGSH|VANGUARD SHORT-TERM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3752
VGSH|VANGUARD SHORT-TERM|ETRS|E*Trade Securities LLC|24437
VGSH|VANGUARD SHORT-TERM|FBCO|Credit Suisse Securities (USA) LLC|163868
VGSH|VANGUARD SHORT-TERM|FBSB|U.S. Bancorp Investments, Inc.|74
VGSH|VANGUARD SHORT-TERM|FLTU|FLOW TRADERS US LLC|357632
VGSH|VANGUARD SHORT-TERM|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|182822
VGSH|VANGUARD SHORT-TERM|FMAF|NBCN Inc./ CDS|10713
VGSH|VANGUARD SHORT-TERM|FOMA|TD AMERITRADE CLEARING, INC.|1276765
VGSH|VANGUARD SHORT-TERM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66956
VGSH|VANGUARD SHORT-TERM|FTBR|Foliofn Investments, Inc.|86198
VGSH|VANGUARD SHORT-TERM|GARC|ICAP Corporates LLC|150000
VGSH|VANGUARD SHORT-TERM|GEBB|GLOBAL EXECUTION BROKERS, LP|15936
VGSH|VANGUARD SHORT-TERM|GLPX|ACS EXECUTION SERVICES, LLC|300
VGSH|VANGUARD SHORT-TERM|GSCO|GOLDMAN SACHS & CO. LLC|322446
VGSH|VANGUARD SHORT-TERM|GSCS|GOLDMAN SACHS & CO. LLC|1400
VGSH|VANGUARD SHORT-TERM|GTSZ|GTS SECURITIES LLC|600
VGSH|VANGUARD SHORT-TERM|HRBF|American Enterprise Investment Services Inc.|31524
VGSH|VANGUARD SHORT-TERM|IATS|INTERACTIVE BROKERS LLC|1990
VGSH|VANGUARD SHORT-TERM|IBKR|Interactive Brokers Llc|25829
VGSH|VANGUARD SHORT-TERM|ICBX|INSTINET, LLC|28567
VGSH|VANGUARD SHORT-TERM|INCA|INSTINET, LLC|78768
VGSH|VANGUARD SHORT-TERM|ITGI|ITG Inc.|6474
VGSH|VANGUARD SHORT-TERM|ITGP|ITG INC.|8400
VGSH|VANGUARD SHORT-TERM|JANY|Janney Montgomery Scott Inc.|6681
VGSH|VANGUARD SHORT-TERM|JEFF|JEFFERIES LLC|11803
VGSH|VANGUARD SHORT-TERM|JMPT|JUMP TRADING, LLC|171
VGSH|VANGUARD SHORT-TERM|JPMX|J.P. Morgan Securities LLC|29242
VGSH|VANGUARD SHORT-TERM|JSEB|JANE STREET EXECUTION SERVICES, LLC|3034769
VGSH|VANGUARD SHORT-TERM|JSJX|JANE STREET CAPITAL LLC|569896
VGSH|VANGUARD SHORT-TERM|KCGM|VIRTU Americas LLC|32480
VGSH|VANGUARD SHORT-TERM|LEHM|Barclays Capital Inc./Le|125771
VGSH|VANGUARD SHORT-TERM|LIME|Lime Brokerage LLC|2928
VGSH|VANGUARD SHORT-TERM|MACC|Mid Atlantic Capital Corporation|1177
VGSH|VANGUARD SHORT-TERM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35908
VGSH|VANGUARD SHORT-TERM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|180
VGSH|VANGUARD SHORT-TERM|MOTF|MOTIF INVESTING, INC.|4
VGSH|VANGUARD SHORT-TERM|MSCO|MORGAN STANLEY & CO. LLC|152911
VGSH|VANGUARD SHORT-TERM|MSPL|MORGAN STANLEY & CO. LLC|9800
VGSH|VANGUARD SHORT-TERM|NATL|National Securities Corporation|44
VGSH|VANGUARD SHORT-TERM|NFSC|National Financial Services LLC|364348
VGSH|VANGUARD SHORT-TERM|NITE|VIRTU Americas LLC|1092530
VGSH|VANGUARD SHORT-TERM|NITP|VIRTU Americas LLC|51936
VGSH|VANGUARD SHORT-TERM|NQRB|Brut, LLC|9000
VGSH|VANGUARD SHORT-TERM|OLDM|OLD MISSION CAPITAL, LLC|85841
VGSH|VANGUARD SHORT-TERM|PDQM|CODA MARKETS, INC.|33050
VGSH|VANGUARD SHORT-TERM|RAJA|Raymond James & Associates, Inc.|53671
VGSH|VANGUARD SHORT-TERM|RBCM|RBC CAPITAL MARKETS, LLC|12324
VGSH|VANGUARD SHORT-TERM|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|742
VGSH|VANGUARD SHORT-TERM|SBSH|Citigroup Global Markets Inc.|6501
VGSH|VANGUARD SHORT-TERM|SEIC|SEI Investments Distribution Co.|800
VGSH|VANGUARD SHORT-TERM|SGMT|GOLDMAN SACHS & CO. LLC|29263
VGSH|VANGUARD SHORT-TERM|STFL|Stifel, Nicolaus & Company, Incorporated|35
VGSH|VANGUARD SHORT-TERM|STXG|Stockcross Financial Services, Inc.|184
VGSH|VANGUARD SHORT-TERM|SWIM|TD Ameritrade, Inc.|3375
VGSH|VANGUARD SHORT-TERM|TKNG|ALLY INVEST SECURITIES LLC|1250
VGSH|VANGUARD SHORT-TERM|TRBT|Tradebot Systems, Inc.|100
VGSH|VANGUARD SHORT-TERM|UBSA|UBS SECURITIES LLC|292355
VGSH|VANGUARD SHORT-TERM|UBSS|UBS Securities LLC|292450
VGSH|VANGUARD SHORT-TERM|VALX|VIRTU AMERICAS LLC|2764
VGSH|VANGUARD SHORT-TERM|VGRD|Vanguard Marketing Corporation|187703
VGSH|VANGUARD SHORT-TERM|VSIN|Vision Financial Markets Llc|2
VGSH|VANGUARD SHORT-TERM|WBET|Wallachbeth Capital LLC|722279
VGSH|VANGUARD SHORT-TERM|WCHV|WELLS FARGO SECURITIES, LLC|58101
VGSH|VANGUARD SHORT-TERM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|876
VGSH|VANGUARD SHORT-TERM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8445
VGSH|VANGUARD SHORT-TERM|WGIF|CIBC World Markets Inc.|2779
VGSH|VANGUARD SHORT-TERM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
VGSH|VANGUARD SHORT-TERM|WSEA|WOLVERINE SECURITIES, LLC|5450
VGSH|VANGUARD SHORT-TERM|XSTM|NATIONAL FINANCIAL SERVICES LLC|19074
VGSH|VANGUARD SHORT-TERM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|89450
VGT|VANGUARD INFO ETF|ADAM|CANACCORD GENUITY INC.|100
VGT|VANGUARD INFO ETF|AGIS|Aegis Capital Corp.|290
VGT|VANGUARD INFO ETF|ALTX|Alternet Securities Inc.|7060
VGT|VANGUARD INFO ETF|APCC|Apex Clearing Corporation|21270
VGT|VANGUARD INFO ETF|BALE|M&T SECURITIES, INC.|617
VGT|VANGUARD INFO ETF|BANK|Primevest Financial Services, Inc.|1596
VGT|VANGUARD INFO ETF|BARD|Robert W. Baird & Co. Incorporated|3394
VGT|VANGUARD INFO ETF|BATM|CBOE TRADING, INC.|3216
VGT|VANGUARD INFO ETF|BBNT|BB&T SECURITIES, LLC|5431
VGT|VANGUARD INFO ETF|BERN|Sanford C. Bernstein & Co., LLC|10927
VGT|VANGUARD INFO ETF|BKCM|BNY Mellon Capital Markets LLC|266
VGT|VANGUARD INFO ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47371
VGT|VANGUARD INFO ETF|BRGE|Newbridge Securities Corp.|243
VGT|VANGUARD INFO ETF|BYXM|CBOE TRADING, INC.|153
VGT|VANGUARD INFO ETF|CANT|Cantor Fitzgerald & Co.|10545
VGT|VANGUARD INFO ETF|CHAS|Charles Schwab & Co., Inc.|2658
VGT|VANGUARD INFO ETF|CICF|Canaccord Genuity Corp.|94
VGT|VANGUARD INFO ETF|CIST|Capital Institutional Services, Inc.|1514
VGT|VANGUARD INFO ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7914
VGT|VANGUARD INFO ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5
VGT|VANGUARD INFO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67127
VGT|VANGUARD INFO ETF|CSIN|Citadel Securities Institutional LLC|56014
VGT|VANGUARD INFO ETF|CTDL|Citadel Derivatives Group Llc|48410
VGT|VANGUARD INFO ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|8018
VGT|VANGUARD INFO ETF|DADA|D.A. Davidson & Co.|1678
VGT|VANGUARD INFO ETF|DAVA|Davenport & Company LLC|140
VGT|VANGUARD INFO ETF|DBAB|Deutsche Bank Securities Inc.|1178
VGT|VANGUARD INFO ETF|DBAX|Deutsche Bank Securities Inc.|32700
VGT|VANGUARD INFO ETF|DCHF|Dart Executions, LLC|100
VGT|VANGUARD INFO ETF|DEAN|MORGAN STANLEY|15220
VGT|VANGUARD INFO ETF|DEGS|RONIN PROFESSIONAL LLC|3400
VGT|VANGUARD INFO ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|66685
VGT|VANGUARD INFO ETF|EBXL|EBX LLC|64600
VGT|VANGUARD INFO ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|7852
VGT|VANGUARD INFO ETF|EDJC|Edward Jones / CDS|757
VGT|VANGUARD INFO ETF|EDJO|Edward D. Jones & Co., L.P.|8629
VGT|VANGUARD INFO ETF|EGAM|CBOE TRADING, INC.|3741
VGT|VANGUARD INFO ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
VGT|VANGUARD INFO ETF|EGXM|CBOE TRADING, INC.|14516
VGT|VANGUARD INFO ETF|EGXW|CBOE TRADING, INC.|1820
VGT|VANGUARD INFO ETF|ETBE|Electronic Transaction Clearing, Inc.|3195
VGT|VANGUARD INFO ETF|ETCB|ETC BROKERAGE SERVICES, LLC|66
VGT|VANGUARD INFO ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17659
VGT|VANGUARD INFO ETF|ETRS|E*Trade Securities LLC|52490
VGT|VANGUARD INFO ETF|FBSB|U.S. Bancorp Investments, Inc.|641
VGT|VANGUARD INFO ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|1090
VGT|VANGUARD INFO ETF|FILL|Tradestation Securities, Inc.|2628
VGT|VANGUARD INFO ETF|FINX|FINTECH SECURITIES|475
VGT|VANGUARD INFO ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|19310
VGT|VANGUARD INFO ETF|FMAF|NBCN Inc./ CDS|978
VGT|VANGUARD INFO ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17814
VGT|VANGUARD INFO ETF|FTBR|Foliofn Investments, Inc.|2629
VGT|VANGUARD INFO ETF|GBMT|GBM International, Inc.|196
VGT|VANGUARD INFO ETF|GLIS|TD Securities Inc|30
VGT|VANGUARD INFO ETF|GLPX|ACS EXECUTION SERVICES, LLC|2149
VGT|VANGUARD INFO ETF|GSCO|GOLDMAN SACHS & CO. LLC|30794
VGT|VANGUARD INFO ETF|GSLT|GOLDMAN SACHS & CO. LLC|4408
VGT|VANGUARD INFO ETF|GTSZ|GTS SECURITIES LLC|65435
VGT|VANGUARD INFO ETF|HASF|Haywood Securities Inc./CDS|50
VGT|VANGUARD INFO ETF|HRBF|American Enterprise Investment Services Inc.|185231
VGT|VANGUARD INFO ETF|HSBC|HSBC Securities, Inc.|10701
VGT|VANGUARD INFO ETF|IATS|INTERACTIVE BROKERS LLC|7070
VGT|VANGUARD INFO ETF|IBKR|Interactive Brokers Llc|6975
VGT|VANGUARD INFO ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2335
VGT|VANGUARD INFO ETF|ICBX|INSTINET, LLC|93398
VGT|VANGUARD INFO ETF|INCA|INSTINET, LLC|11274
VGT|VANGUARD INFO ETF|INJX|INSTINET, LLC|460
VGT|VANGUARD INFO ETF|ITGI|ITG Inc.|11700
VGT|VANGUARD INFO ETF|ITGP|ITG INC.|12000
VGT|VANGUARD INFO ETF|JANY|Janney Montgomery Scott Inc.|4972
VGT|VANGUARD INFO ETF|JEFF|JEFFERIES LLC|2926
VGT|VANGUARD INFO ETF|JMPT|JUMP TRADING, LLC|12065
VGT|VANGUARD INFO ETF|JPMX|J.P. Morgan Securities LLC|70140
VGT|VANGUARD INFO ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|293793
VGT|VANGUARD INFO ETF|JSJX|JANE STREET CAPITAL LLC|311241
VGT|VANGUARD INFO ETF|KCGM|VIRTU Americas LLC|23792
VGT|VANGUARD INFO ETF|LEHM|Barclays Capital Inc./Le|111153
VGT|VANGUARD INFO ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1677
VGT|VANGUARD INFO ETF|LIME|Lime Brokerage LLC|55423
VGT|VANGUARD INFO ETF|LSCI|Lek Securities Corporation|806
VGT|VANGUARD INFO ETF|MACC|Mid Atlantic Capital Corporation|2561
VGT|VANGUARD INFO ETF|MAXM|Maxim Group LLC|2037
VGT|VANGUARD INFO ETF|MCMF|Raymond James Ltd. Cds|2945
VGT|VANGUARD INFO ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52004
VGT|VANGUARD INFO ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1700
VGT|VANGUARD INFO ETF|MOTF|MOTIF INVESTING, INC.|42
VGT|VANGUARD INFO ETF|MSCO|MORGAN STANLEY & CO. LLC|338779
VGT|VANGUARD INFO ETF|MSPL|MORGAN STANLEY & CO. LLC|7700
VGT|VANGUARD INFO ETF|MSTX|MORGAN STANLEY & CO. LLC|800
VGT|VANGUARD INFO ETF|NATL|National Securities Corporation|114
VGT|VANGUARD INFO ETF|NBCS|NBC Securities, INC.|24
VGT|VANGUARD INFO ETF|NEUB|NEUBERGER BERMAN BD LLC|50
VGT|VANGUARD INFO ETF|NFSC|National Financial Services LLC|462021
VGT|VANGUARD INFO ETF|NITE|VIRTU Americas LLC|1156193
VGT|VANGUARD INFO ETF|NQRB|Brut, LLC|1367
VGT|VANGUARD INFO ETF|NTBF|BMO Nesbitt Burns Inc./CDS|740
VGT|VANGUARD INFO ETF|NTRC|Northern Trust Securities, Inc.|2198
VGT|VANGUARD INFO ETF|OLDM|OLD MISSION CAPITAL, LLC|119
VGT|VANGUARD INFO ETF|OPCO|Oppenheimer & Co. Inc.|2713
VGT|VANGUARD INFO ETF|PCPT|PHILLIP CAPITAL INC.|3000
VGT|VANGUARD INFO ETF|PDQM|CODA MARKETS, INC.|2454
VGT|VANGUARD INFO ETF|PWJC|UBS Financial Services, Inc.|4754
VGT|VANGUARD INFO ETF|RBCM|RBC CAPITAL MARKETS, LLC|26240
VGT|VANGUARD INFO ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1600
VGT|VANGUARD INFO ETF|SALI|INTL FCSTONE FINANCIAL INC.|245
VGT|VANGUARD INFO ETF|SBSH|Citigroup Global Markets Inc.|96080
VGT|VANGUARD INFO ETF|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|106
VGT|VANGUARD INFO ETF|SEIC|SEI Investments Distribution Co.|2790
VGT|VANGUARD INFO ETF|SGMT|GOLDMAN SACHS & CO. LLC|48068
VGT|VANGUARD INFO ETF|SHMR|ABN Amro Clearing LLC|23856
VGT|VANGUARD INFO ETF|SPDR|SPEEDROUTE LLC|900
VGT|VANGUARD INFO ETF|SPHN|Stephens Inc.|154
VGT|VANGUARD INFO ETF|STFL|Stifel, Nicolaus & Company, Incorporated|8471
VGT|VANGUARD INFO ETF|STKP|STOCKPILE INVESTMENTS, INC.|194
VGT|VANGUARD INFO ETF|SWIM|TD Ameritrade, Inc.|39674
VGT|VANGUARD INFO ETF|SWST|Hilltop Securities Inc.|1320
VGT|VANGUARD INFO ETF|TKNG|ALLY INVEST SECURITIES LLC|1165
VGT|VANGUARD INFO ETF|TRBT|Tradebot Systems, Inc.|90359
VGT|VANGUARD INFO ETF|TRCM|TRC MARKETS LLC|119876
VGT|VANGUARD INFO ETF|TWTT|TASTYWORKS, INC.|9
VGT|VANGUARD INFO ETF|UBSA|UBS SECURITIES LLC|157872
VGT|VANGUARD INFO ETF|UBSS|UBS Securities LLC|486128
VGT|VANGUARD INFO ETF|VALX|VIRTU AMERICAS LLC|8905
VGT|VANGUARD INFO ETF|VGRD|Vanguard Marketing Corporation|817100
VGT|VANGUARD INFO ETF|VSIN|Vision Financial Markets Llc|40
VGT|VANGUARD INFO ETF|WBLR|WILLIAM BLAIR|1218
VGT|VANGUARD INFO ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|100
VGT|VANGUARD INFO ETF|WCHV|WELLS FARGO SECURITIES, LLC|143341
VGT|VANGUARD INFO ETF|WEED|Weeden & Co.L.P.|463
VGT|VANGUARD INFO ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1228
VGT|VANGUARD INFO ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2693
VGT|VANGUARD INFO ETF|WGIF|CIBC World Markets Inc.|561
VGT|VANGUARD INFO ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|190
VGT|VANGUARD INFO ETF|WSEA|WOLVERINE SECURITIES, LLC|7675
VGT|VANGUARD INFO ETF|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|600
VGT|VANGUARD INFO ETF|XPUS|XP SECURITIES, LLC|39140
VGT|VANGUARD INFO ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
VGT|VANGUARD INFO ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|203
VGT|VANGUARD INFO ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|97264
VGZ|VISTA GOLD|APCC|Apex Clearing Corporation|3420
VGZ|VISTA GOLD|BIMI|Banca IMI Securities Corp.|930
VGZ|VISTA GOLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5714
VGZ|VISTA GOLD|DBAB|Deutsche Bank Securities Inc.|7425
VGZ|VISTA GOLD|DBAX|Deutsche Bank Securities Inc.|1200
VGZ|VISTA GOLD|DEGS|RONIN PROFESSIONAL LLC|10000
VGZ|VISTA GOLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12300
VGZ|VISTA GOLD|EBXL|EBX LLC|3300
VGZ|VISTA GOLD|EGAM|CBOE TRADING, INC.|4900
VGZ|VISTA GOLD|ETRS|E*Trade Securities LLC|176510
VGZ|VISTA GOLD|FBSB|U.S. Bancorp Investments, Inc.|1500
VGZ|VISTA GOLD|FILL|Tradestation Securities, Inc.|500
VGZ|VISTA GOLD|FTBR|Foliofn Investments, Inc.|7168
VGZ|VISTA GOLD|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
VGZ|VISTA GOLD|GLIS|TD Securities Inc|2962
VGZ|VISTA GOLD|GSCO|GOLDMAN SACHS & CO. LLC|600
VGZ|VISTA GOLD|GSLT|GOLDMAN SACHS & CO. LLC|1001
VGZ|VISTA GOLD|IATS|INTERACTIVE BROKERS LLC|3424
VGZ|VISTA GOLD|IBKR|Interactive Brokers Llc|14766
VGZ|VISTA GOLD|ICBX|INSTINET, LLC|5750
VGZ|VISTA GOLD|INCA|INSTINET, LLC|18457
VGZ|VISTA GOLD|ITGP|ITG INC.|2600
VGZ|VISTA GOLD|JPMX|J.P. Morgan Securities LLC|11200
VGZ|VISTA GOLD|KCGM|VIRTU Americas LLC|3000
VGZ|VISTA GOLD|LEHM|Barclays Capital Inc./Le|28200
VGZ|VISTA GOLD|LIME|Lime Brokerage LLC|144
VGZ|VISTA GOLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17700
VGZ|VISTA GOLD|MOTF|MOTIF INVESTING, INC.|3
VGZ|VISTA GOLD|MSCO|MORGAN STANLEY & CO. LLC|98157
VGZ|VISTA GOLD|NFSC|National Financial Services LLC|338440
VGZ|VISTA GOLD|NITE|VIRTU Americas LLC|402701
VGZ|VISTA GOLD|NQRB|Brut, LLC|100
VGZ|VISTA GOLD|PWJC|UBS Financial Services, Inc.|6300
VGZ|VISTA GOLD|RBCM|RBC CAPITAL MARKETS, LLC|52011
VGZ|VISTA GOLD|SBSH|Citigroup Global Markets Inc.|2
VGZ|VISTA GOLD|SGMT|GOLDMAN SACHS & CO. LLC|3800
VGZ|VISTA GOLD|SWIM|TD Ameritrade, Inc.|52872
VGZ|VISTA GOLD|SWST|Hilltop Securities Inc.|200
VGZ|VISTA GOLD|TKNG|ALLY INVEST SECURITIES LLC|7146
VGZ|VISTA GOLD|UBSA|UBS SECURITIES LLC|38085
VGZ|VISTA GOLD|UBSS|UBS Securities LLC|130738
VGZ|VISTA GOLD|VGRD|Vanguard Marketing Corporation|28042
VGZ|VISTA GOLD|WCHV|WELLS FARGO SECURITIES, LLC|13860
VGZ|VISTA GOLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|393
VGZ|VISTA GOLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|447
VGZ|VISTA GOLD|WSEA|WOLVERINE SECURITIES, LLC|9959
VGZ|VISTA GOLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|5400
VGZ|VISTA GOLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25
VHC|VIRNETX HOLDING CORP|AGIS|Aegis Capital Corp.|350
VHC|VIRNETX HOLDING CORP|ALPS|Alpine Securities Corporation|195
VHC|VIRNETX HOLDING CORP|ALTX|Alternet Securities Inc.|216
VHC|VIRNETX HOLDING CORP|APCC|Apex Clearing Corporation|346
VHC|VIRNETX HOLDING CORP|BANK|Primevest Financial Services, Inc.|100
VHC|VIRNETX HOLDING CORP|BATM|CBOE TRADING, INC.|2425
VHC|VIRNETX HOLDING CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11364
VHC|VIRNETX HOLDING CORP|BRGE|Newbridge Securities Corp.|3043
VHC|VIRNETX HOLDING CORP|BTIG|BTIG, LLC|76343
VHC|VIRNETX HOLDING CORP|BYXM|CBOE TRADING, INC.|110
VHC|VIRNETX HOLDING CORP|BZYD|GOLDMAN SACHS & CO. LLC|2300
VHC|VIRNETX HOLDING CORP|CHAS|Charles Schwab & Co., Inc.|6131
VHC|VIRNETX HOLDING CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11
VHC|VIRNETX HOLDING CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
VHC|VIRNETX HOLDING CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|126732
VHC|VIRNETX HOLDING CORP|CTDL|Citadel Derivatives Group Llc|5218
VHC|VIRNETX HOLDING CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|28542
VHC|VIRNETX HOLDING CORP|DBAB|Deutsche Bank Securities Inc.|6426
VHC|VIRNETX HOLDING CORP|DBAX|Deutsche Bank Securities Inc.|48100
VHC|VIRNETX HOLDING CORP|DEAN|MORGAN STANLEY|2576
VHC|VIRNETX HOLDING CORP|DEGS|RONIN PROFESSIONAL LLC|7759
VHC|VIRNETX HOLDING CORP|DJSA|Dawson James Securities, Inc|3600
VHC|VIRNETX HOLDING CORP|EBXL|EBX LLC|22100
VHC|VIRNETX HOLDING CORP|EDJO|Edward D. Jones & Co., L.P.|5123
VHC|VIRNETX HOLDING CORP|EGAM|CBOE TRADING, INC.|3764
VHC|VIRNETX HOLDING CORP|EGXM|CBOE TRADING, INC.|2140
VHC|VIRNETX HOLDING CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|983
VHC|VIRNETX HOLDING CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1651
VHC|VIRNETX HOLDING CORP|ETRS|E*Trade Securities LLC|175790
VHC|VIRNETX HOLDING CORP|FILL|Tradestation Securities, Inc.|1317
VHC|VIRNETX HOLDING CORP|FMAF|NBCN Inc./ CDS|3713
VHC|VIRNETX HOLDING CORP|FQLS|Quantlab Securities LP|11402
VHC|VIRNETX HOLDING CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11617
VHC|VIRNETX HOLDING CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|1520
VHC|VIRNETX HOLDING CORP|GLPX|ACS EXECUTION SERVICES, LLC|221
VHC|VIRNETX HOLDING CORP|GSCO|GOLDMAN SACHS & CO. LLC|127772
VHC|VIRNETX HOLDING CORP|GSLT|GOLDMAN SACHS & CO. LLC|2420
VHC|VIRNETX HOLDING CORP|HAPX|HAP Trading, LLC|289
VHC|VIRNETX HOLDING CORP|HASF|Haywood Securities Inc./CDS|1500
VHC|VIRNETX HOLDING CORP|HRBF|American Enterprise Investment Services Inc.|3942
VHC|VIRNETX HOLDING CORP|IATS|INTERACTIVE BROKERS LLC|6268
VHC|VIRNETX HOLDING CORP|IBKR|Interactive Brokers Llc|6790
VHC|VIRNETX HOLDING CORP|ICBX|INSTINET, LLC|30808
VHC|VIRNETX HOLDING CORP|IEQY|CITADEL SECURITIES LLC|229
VHC|VIRNETX HOLDING CORP|INCA|INSTINET, LLC|8067
VHC|VIRNETX HOLDING CORP|INJX|INSTINET, LLC|800
VHC|VIRNETX HOLDING CORP|ITGI|ITG Inc.|1700
VHC|VIRNETX HOLDING CORP|ITGP|ITG INC.|12000
VHC|VIRNETX HOLDING CORP|JEFF|JEFFERIES LLC|46111
VHC|VIRNETX HOLDING CORP|JMPT|JUMP TRADING, LLC|590
VHC|VIRNETX HOLDING CORP|JPBX|J.P. MORGAN SECURITIES LLC|3200
VHC|VIRNETX HOLDING CORP|JPMX|J.P. Morgan Securities LLC|93125
VHC|VIRNETX HOLDING CORP|JSJX|JANE STREET CAPITAL LLC|2696
VHC|VIRNETX HOLDING CORP|KCGM|VIRTU Americas LLC|21972
VHC|VIRNETX HOLDING CORP|LEHM|Barclays Capital Inc./Le|50402
VHC|VIRNETX HOLDING CORP|LIME|Lime Brokerage LLC|3430
VHC|VIRNETX HOLDING CORP|MACC|Mid Atlantic Capital Corporation|2307
VHC|VIRNETX HOLDING CORP|MILE|I-Bankers Securities, Inc.|19147
VHC|VIRNETX HOLDING CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|82798
VHC|VIRNETX HOLDING CORP|MSCO|MORGAN STANLEY & CO. LLC|103141
VHC|VIRNETX HOLDING CORP|MSPL|MORGAN STANLEY & CO. LLC|106500
VHC|VIRNETX HOLDING CORP|MSTX|MORGAN STANLEY & CO. LLC|4300
VHC|VIRNETX HOLDING CORP|NATL|National Securities Corporation|8500
VHC|VIRNETX HOLDING CORP|NFSC|National Financial Services LLC|325367
VHC|VIRNETX HOLDING CORP|NITE|VIRTU Americas LLC|607575
VHC|VIRNETX HOLDING CORP|NITP|VIRTU Americas LLC|2579
VHC|VIRNETX HOLDING CORP|NTBF|BMO Nesbitt Burns Inc./CDS|500
VHC|VIRNETX HOLDING CORP|NTRC|Northern Trust Securities, Inc.|1000
VHC|VIRNETX HOLDING CORP|OPCO|Oppenheimer & Co. Inc.|11827
VHC|VIRNETX HOLDING CORP|PDQM|CODA MARKETS, INC.|20163
VHC|VIRNETX HOLDING CORP|PHLY|NASDAQ Execution Services, LLC|47200
VHC|VIRNETX HOLDING CORP|RBCM|RBC CAPITAL MARKETS, LLC|139298
VHC|VIRNETX HOLDING CORP|SALI|INTL FCSTONE FINANCIAL INC.|16442
VHC|VIRNETX HOLDING CORP|SBSH|Citigroup Global Markets Inc.|22707
VHC|VIRNETX HOLDING CORP|SGMT|GOLDMAN SACHS & CO. LLC|9130
VHC|VIRNETX HOLDING CORP|SPDR|SPEEDROUTE LLC|2700
VHC|VIRNETX HOLDING CORP|SPHN|Stephens Inc.|1380
VHC|VIRNETX HOLDING CORP|STFL|Stifel, Nicolaus & Company, Incorporated|3333
VHC|VIRNETX HOLDING CORP|SWIM|TD Ameritrade, Inc.|62875
VHC|VIRNETX HOLDING CORP|SWST|Hilltop Securities Inc.|49920
VHC|VIRNETX HOLDING CORP|TKNG|ALLY INVEST SECURITIES LLC|5527
VHC|VIRNETX HOLDING CORP|TRCM|TRC MARKETS LLC|81
VHC|VIRNETX HOLDING CORP|UBSA|UBS SECURITIES LLC|272682
VHC|VIRNETX HOLDING CORP|UBSS|UBS Securities LLC|150181
VHC|VIRNETX HOLDING CORP|VALX|VIRTU AMERICAS LLC|15888
VHC|VIRNETX HOLDING CORP|VGRD|Vanguard Marketing Corporation|28527
VHC|VIRNETX HOLDING CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|120
VHC|VIRNETX HOLDING CORP|WCHV|WELLS FARGO SECURITIES, LLC|53144
VHC|VIRNETX HOLDING CORP|WDNX|WEEDEN & CO.L.P.|6154
VHC|VIRNETX HOLDING CORP|WEED|Weeden & Co.L.P.|80
VHC|VIRNETX HOLDING CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13468
VHC|VIRNETX HOLDING CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26215
VHC|VIRNETX HOLDING CORP|WFPB|Wells Fargo Securities, LLC.|1900
VHC|VIRNETX HOLDING CORP|WSEA|WOLVERINE SECURITIES, LLC|10179
VHC|VIRNETX HOLDING CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
VHC|VIRNETX HOLDING CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3465
VHI|VALHI INC|ALTX|Alternet Securities Inc.|1600
VHI|VALHI INC|APCC|Apex Clearing Corporation|41
VHI|VALHI INC|BARD|Robert W. Baird & Co. Incorporated|3306
VHI|VALHI INC|BATM|CBOE TRADING, INC.|2108
VHI|VALHI INC|BERN|Sanford C. Bernstein & Co., LLC|1175
VHI|VALHI INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5392
VHI|VALHI INC|BNPX|BNP PARIBAS SECURITIES CORP.|2998
VHI|VALHI INC|BYXM|CBOE TRADING, INC.|360
VHI|VALHI INC|BZYD|GOLDMAN SACHS & CO. LLC|407
VHI|VALHI INC|CANT|Cantor Fitzgerald & Co.|2300
VHI|VALHI INC|CHAS|Charles Schwab & Co., Inc.|2266
VHI|VALHI INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|63213
VHI|VALHI INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
VHI|VALHI INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49974
VHI|VALHI INC|CTDL|Citadel Derivatives Group Llc|10
VHI|VALHI INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|9064
VHI|VALHI INC|DAVA|Davenport & Company LLC|100
VHI|VALHI INC|DBAB|Deutsche Bank Securities Inc.|41579
VHI|VALHI INC|DBAX|Deutsche Bank Securities Inc.|21300
VHI|VALHI INC|DEGS|RONIN PROFESSIONAL LLC|2300
VHI|VALHI INC|EBXL|EBX LLC|33500
VHI|VALHI INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6473
VHI|VALHI INC|EDJO|Edward D. Jones & Co., L.P.|42
VHI|VALHI INC|EGAM|CBOE TRADING, INC.|5576
VHI|VALHI INC|EGXM|CBOE TRADING, INC.|1115
VHI|VALHI INC|ELEV|ELEVATION, LLC|20469
VHI|VALHI INC|ETBE|Electronic Transaction Clearing, Inc.|1196
VHI|VALHI INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1147
VHI|VALHI INC|ETRS|E*Trade Securities LLC|62317
VHI|VALHI INC|FBSB|U.S. Bancorp Investments, Inc.|114
VHI|VALHI INC|FILL|Tradestation Securities, Inc.|821
VHI|VALHI INC|FMAF|NBCN Inc./ CDS|500
VHI|VALHI INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11492
VHI|VALHI INC|FTBR|Foliofn Investments, Inc.|9260
VHI|VALHI INC|GEBB|GLOBAL EXECUTION BROKERS, LP|384
VHI|VALHI INC|GLIS|TD Securities Inc|830
VHI|VALHI INC|GLPX|ACS EXECUTION SERVICES, LLC|606
VHI|VALHI INC|GSCO|GOLDMAN SACHS & CO. LLC|86785
VHI|VALHI INC|GSCS|GOLDMAN SACHS & CO. LLC|900
VHI|VALHI INC|GSLT|GOLDMAN SACHS & CO. LLC|1037
VHI|VALHI INC|GTSZ|GTS SECURITIES LLC|10145
VHI|VALHI INC|HRBF|American Enterprise Investment Services Inc.|3378
VHI|VALHI INC|IATS|INTERACTIVE BROKERS LLC|12087
VHI|VALHI INC|IBKR|Interactive Brokers Llc|28743
VHI|VALHI INC|ICBX|INSTINET, LLC|17900
VHI|VALHI INC|IEQY|CITADEL SECURITIES LLC|5329
VHI|VALHI INC|INCA|INSTINET, LLC|61260
VHI|VALHI INC|ITGI|ITG Inc.|12318
VHI|VALHI INC|ITGP|ITG INC.|36400
VHI|VALHI INC|JEFF|JEFFERIES LLC|12721
VHI|VALHI INC|JMPT|JUMP TRADING, LLC|4072
VHI|VALHI INC|JPBX|J.P. MORGAN SECURITIES LLC|5832
VHI|VALHI INC|JPMX|J.P. Morgan Securities LLC|39222
VHI|VALHI INC|JSJX|JANE STREET CAPITAL LLC|7400
VHI|VALHI INC|KCGM|VIRTU Americas LLC|16031
VHI|VALHI INC|LEHM|Barclays Capital Inc./Le|336428
VHI|VALHI INC|LIME|Lime Brokerage LLC|7893
VHI|VALHI INC|LQNA|LIQUIDNET, INC.|101000
VHI|VALHI INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35800
VHI|VALHI INC|MSCO|MORGAN STANLEY & CO. LLC|109826
VHI|VALHI INC|MSPL|MORGAN STANLEY & CO. LLC|26200
VHI|VALHI INC|MSTX|MORGAN STANLEY & CO. LLC|65200
VHI|VALHI INC|NFSC|National Financial Services LLC|173612
VHI|VALHI INC|NITE|VIRTU Americas LLC|306643
VHI|VALHI INC|NQRB|Brut, LLC|4784
VHI|VALHI INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1364
VHI|VALHI INC|PDQM|CODA MARKETS, INC.|1375
VHI|VALHI INC|PWJC|UBS Financial Services, Inc.|7900
VHI|VALHI INC|RBCM|RBC CAPITAL MARKETS, LLC|22404
VHI|VALHI INC|SAGL|SAGETRADER, LLC|500
VHI|VALHI INC|SBRX|MURIEL SIEBERT & CO INC|4200
VHI|VALHI INC|SBSH|Citigroup Global Markets Inc.|11064
VHI|VALHI INC|SGMT|GOLDMAN SACHS & CO. LLC|23844
VHI|VALHI INC|SPDR|SPEEDROUTE LLC|100
VHI|VALHI INC|STFL|Stifel, Nicolaus & Company, Incorporated|1
VHI|VALHI INC|SWIM|TD Ameritrade, Inc.|87146
VHI|VALHI INC|SWST|Hilltop Securities Inc.|65636
VHI|VALHI INC|TKNG|ALLY INVEST SECURITIES LLC|4001
VHI|VALHI INC|TMBR|Timber Hill LLC|700
VHI|VALHI INC|TRBT|Tradebot Systems, Inc.|40223
VHI|VALHI INC|TRCM|TRC MARKETS LLC|6516
VHI|VALHI INC|UBSA|UBS SECURITIES LLC|211968
VHI|VALHI INC|UBSS|UBS Securities LLC|140914
VHI|VALHI INC|VALX|VIRTU AMERICAS LLC|1818
VHI|VALHI INC|VGRD|Vanguard Marketing Corporation|3964
VHI|VALHI INC|WCHV|WELLS FARGO SECURITIES, LLC|14629
VHI|VALHI INC|WEED|Weeden & Co.L.P.|100
VHI|VALHI INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|705
VHI|VALHI INC|WGIF|CIBC World Markets Inc.|1372
VHI|VALHI INC|WSEA|WOLVERINE SECURITIES, LLC|2617
VHI|VALHI INC|XIST|INSTINET, LLC|30672
VHI|VALHI INC|XPQR|Jump Trading|100
VHI|VALHI INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|44330
VHI|VALHI INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
VHI|VALHI INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1468
VHT|VANGUARD HLTH CR ETF|AGIS|Aegis Capital Corp.|731
VHT|VANGUARD HLTH CR ETF|ALTX|Alternet Securities Inc.|100
VHT|VANGUARD HLTH CR ETF|APCC|Apex Clearing Corporation|917
VHT|VANGUARD HLTH CR ETF|BALE|M&T SECURITIES, INC.|100
VHT|VANGUARD HLTH CR ETF|BANK|Primevest Financial Services, Inc.|1404
VHT|VANGUARD HLTH CR ETF|BARD|Robert W. Baird & Co. Incorporated|5029
VHT|VANGUARD HLTH CR ETF|BATM|CBOE TRADING, INC.|400
VHT|VANGUARD HLTH CR ETF|BBNT|BB&T SECURITIES, LLC|2310
VHT|VANGUARD HLTH CR ETF|BERN|Sanford C. Bernstein & Co., LLC|5
VHT|VANGUARD HLTH CR ETF|BIMI|Banca IMI Securities Corp.|20
VHT|VANGUARD HLTH CR ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|798
VHT|VANGUARD HLTH CR ETF|CANT|Cantor Fitzgerald & Co.|3675
VHT|VANGUARD HLTH CR ETF|CHAS|Charles Schwab & Co., Inc.|556
VHT|VANGUARD HLTH CR ETF|CICF|Canaccord Genuity Corp.|25
VHT|VANGUARD HLTH CR ETF|CIST|Capital Institutional Services, Inc.|521
VHT|VANGUARD HLTH CR ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1434
VHT|VANGUARD HLTH CR ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
VHT|VANGUARD HLTH CR ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5283
VHT|VANGUARD HLTH CR ETF|CSIN|Citadel Securities Institutional LLC|34922
VHT|VANGUARD HLTH CR ETF|CTDL|Citadel Derivatives Group Llc|38822
VHT|VANGUARD HLTH CR ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|286
VHT|VANGUARD HLTH CR ETF|DADA|D.A. Davidson & Co.|120
VHT|VANGUARD HLTH CR ETF|DBAB|Deutsche Bank Securities Inc.|761
VHT|VANGUARD HLTH CR ETF|DBAX|Deutsche Bank Securities Inc.|1900
VHT|VANGUARD HLTH CR ETF|DEAN|MORGAN STANLEY|9014
VHT|VANGUARD HLTH CR ETF|DEGS|RONIN PROFESSIONAL LLC|400
VHT|VANGUARD HLTH CR ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|95329
VHT|VANGUARD HLTH CR ETF|EBXL|EBX LLC|5000
VHT|VANGUARD HLTH CR ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|1857
VHT|VANGUARD HLTH CR ETF|EDJO|Edward D. Jones & Co., L.P.|7651
VHT|VANGUARD HLTH CR ETF|EGAM|CBOE TRADING, INC.|600
VHT|VANGUARD HLTH CR ETF|EGXM|CBOE TRADING, INC.|1609
VHT|VANGUARD HLTH CR ETF|EGXW|CBOE TRADING, INC.|200
VHT|VANGUARD HLTH CR ETF|ETBE|Electronic Transaction Clearing, Inc.|365
VHT|VANGUARD HLTH CR ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
VHT|VANGUARD HLTH CR ETF|ETRS|E*Trade Securities LLC|14969
VHT|VANGUARD HLTH CR ETF|FBSB|U.S. Bancorp Investments, Inc.|174
VHT|VANGUARD HLTH CR ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|93
VHT|VANGUARD HLTH CR ETF|FILL|Tradestation Securities, Inc.|335
VHT|VANGUARD HLTH CR ETF|FINX|FINTECH SECURITIES|631
VHT|VANGUARD HLTH CR ETF|FMAF|NBCN Inc./ CDS|1097
VHT|VANGUARD HLTH CR ETF|FMCO|First Manhattan Co|6
VHT|VANGUARD HLTH CR ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6232
VHT|VANGUARD HLTH CR ETF|FTBR|Foliofn Investments, Inc.|2246
VHT|VANGUARD HLTH CR ETF|GBMT|GBM International, Inc.|543
VHT|VANGUARD HLTH CR ETF|GLPX|ACS EXECUTION SERVICES, LLC|499
VHT|VANGUARD HLTH CR ETF|GSCO|GOLDMAN SACHS & CO. LLC|555
VHT|VANGUARD HLTH CR ETF|GTSZ|GTS SECURITIES LLC|6291
VHT|VANGUARD HLTH CR ETF|HRBF|American Enterprise Investment Services Inc.|57074
VHT|VANGUARD HLTH CR ETF|HSBC|HSBC Securities, Inc.|85
VHT|VANGUARD HLTH CR ETF|IATS|INTERACTIVE BROKERS LLC|1090
VHT|VANGUARD HLTH CR ETF|IBKR|Interactive Brokers Llc|2715
VHT|VANGUARD HLTH CR ETF|ICBX|INSTINET, LLC|2300
VHT|VANGUARD HLTH CR ETF|INCA|INSTINET, LLC|2725
VHT|VANGUARD HLTH CR ETF|ITGI|ITG Inc.|8183
VHT|VANGUARD HLTH CR ETF|JANY|Janney Montgomery Scott Inc.|1601
VHT|VANGUARD HLTH CR ETF|JMPT|JUMP TRADING, LLC|1127
VHT|VANGUARD HLTH CR ETF|JPBX|J.P. MORGAN SECURITIES LLC|200
VHT|VANGUARD HLTH CR ETF|JPMX|J.P. Morgan Securities LLC|3690
VHT|VANGUARD HLTH CR ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|45556
VHT|VANGUARD HLTH CR ETF|JSJX|JANE STREET CAPITAL LLC|107378
VHT|VANGUARD HLTH CR ETF|KCGM|VIRTU Americas LLC|2723
VHT|VANGUARD HLTH CR ETF|LEHM|Barclays Capital Inc./Le|11067
VHT|VANGUARD HLTH CR ETF|LIME|Lime Brokerage LLC|27353
VHT|VANGUARD HLTH CR ETF|MACC|Mid Atlantic Capital Corporation|1485
VHT|VANGUARD HLTH CR ETF|MAXM|Maxim Group LLC|2270
VHT|VANGUARD HLTH CR ETF|MCMF|Raymond James Ltd. Cds|5556
VHT|VANGUARD HLTH CR ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
VHT|VANGUARD HLTH CR ETF|MOTF|MOTIF INVESTING, INC.|14
VHT|VANGUARD HLTH CR ETF|MSCO|MORGAN STANLEY & CO. LLC|99314
VHT|VANGUARD HLTH CR ETF|MSPL|MORGAN STANLEY & CO. LLC|3200
VHT|VANGUARD HLTH CR ETF|NFSC|National Financial Services LLC|127363
VHT|VANGUARD HLTH CR ETF|NITE|VIRTU Americas LLC|234146
VHT|VANGUARD HLTH CR ETF|NTBF|BMO Nesbitt Burns Inc./CDS|213
VHT|VANGUARD HLTH CR ETF|NTRC|Northern Trust Securities, Inc.|848
VHT|VANGUARD HLTH CR ETF|OPCO|Oppenheimer & Co. Inc.|1001
VHT|VANGUARD HLTH CR ETF|PCPT|PHILLIP CAPITAL INC.|25
VHT|VANGUARD HLTH CR ETF|PDQM|CODA MARKETS, INC.|499
VHT|VANGUARD HLTH CR ETF|PHLY|NASDAQ Execution Services, LLC|1000
VHT|VANGUARD HLTH CR ETF|PWJC|UBS Financial Services, Inc.|458
VHT|VANGUARD HLTH CR ETF|RBCM|RBC CAPITAL MARKETS, LLC|5706
VHT|VANGUARD HLTH CR ETF|SALI|INTL FCSTONE FINANCIAL INC.|143
VHT|VANGUARD HLTH CR ETF|SBSH|Citigroup Global Markets Inc.|3075
VHT|VANGUARD HLTH CR ETF|SCMC|Scotia Capital Markets (USA) Inc.|10545
VHT|VANGUARD HLTH CR ETF|SEIC|SEI Investments Distribution Co.|100
VHT|VANGUARD HLTH CR ETF|SGMT|GOLDMAN SACHS & CO. LLC|2206
VHT|VANGUARD HLTH CR ETF|SOGO|Wang Investment Associates, Inc.|100
VHT|VANGUARD HLTH CR ETF|SPDR|SPEEDROUTE LLC|300
VHT|VANGUARD HLTH CR ETF|SPHN|Stephens Inc.|88
VHT|VANGUARD HLTH CR ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2322
VHT|VANGUARD HLTH CR ETF|STKP|STOCKPILE INVESTMENTS, INC.|40
VHT|VANGUARD HLTH CR ETF|SWIM|TD Ameritrade, Inc.|1073
VHT|VANGUARD HLTH CR ETF|SWST|Hilltop Securities Inc.|1738
VHT|VANGUARD HLTH CR ETF|TKNG|ALLY INVEST SECURITIES LLC|365
VHT|VANGUARD HLTH CR ETF|TRBT|Tradebot Systems, Inc.|100
VHT|VANGUARD HLTH CR ETF|TRCM|TRC MARKETS LLC|32568
VHT|VANGUARD HLTH CR ETF|UBSA|UBS SECURITIES LLC|12082
VHT|VANGUARD HLTH CR ETF|UBSS|UBS Securities LLC|224604
VHT|VANGUARD HLTH CR ETF|VALX|VIRTU AMERICAS LLC|909
VHT|VANGUARD HLTH CR ETF|VERT|The Vertical Trading Group, LLC|43
VHT|VANGUARD HLTH CR ETF|VGRD|Vanguard Marketing Corporation|205725
VHT|VANGUARD HLTH CR ETF|VSIN|Vision Financial Markets Llc|38
VHT|VANGUARD HLTH CR ETF|WCHV|WELLS FARGO SECURITIES, LLC|64492
VHT|VANGUARD HLTH CR ETF|WEED|Weeden & Co.L.P.|220
VHT|VANGUARD HLTH CR ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|402
VHT|VANGUARD HLTH CR ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2225
VHT|VANGUARD HLTH CR ETF|WGIF|CIBC World Markets Inc.|1440
VHT|VANGUARD HLTH CR ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|37
VHT|VANGUARD HLTH CR ETF|WSEA|WOLVERINE SECURITIES, LLC|3277
VHT|VANGUARD HLTH CR ETF|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2725
VHT|VANGUARD HLTH CR ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
VHT|VANGUARD HLTH CR ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14028
VIA|VIACOM INC CL A|ALTX|Alternet Securities Inc.|40
VIA|VIACOM INC CL A|APCC|Apex Clearing Corporation|95
VIA|VIACOM INC CL A|BARD|Robert W. Baird & Co. Incorporated|1048
VIA|VIACOM INC CL A|BATM|CBOE TRADING, INC.|101
VIA|VIACOM INC CL A|BERN|Sanford C. Bernstein & Co., LLC|1900
VIA|VIACOM INC CL A|BIMI|Banca IMI Securities Corp.|1
VIA|VIACOM INC CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1441
VIA|VIACOM INC CL A|BNPX|BNP PARIBAS SECURITIES CORP.|37
VIA|VIACOM INC CL A|BTIG|BTIG, LLC|5889
VIA|VIACOM INC CL A|CANT|Cantor Fitzgerald & Co.|904
VIA|VIACOM INC CL A|CHAS|Charles Schwab & Co., Inc.|8
VIA|VIACOM INC CL A|CIST|Capital Institutional Services, Inc.|100
VIA|VIACOM INC CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
VIA|VIACOM INC CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|985
VIA|VIACOM INC CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5875
VIA|VIACOM INC CL A|CTDL|Citadel Derivatives Group Llc|532
VIA|VIACOM INC CL A|CTLR|CUTLER GROUP, LP|100
VIA|VIACOM INC CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|5002
VIA|VIACOM INC CL A|DADA|D.A. Davidson & Co.|500
VIA|VIACOM INC CL A|DBAB|Deutsche Bank Securities Inc.|7588
VIA|VIACOM INC CL A|DBAX|Deutsche Bank Securities Inc.|2500
VIA|VIACOM INC CL A|DEAN|MORGAN STANLEY|2455
VIA|VIACOM INC CL A|DEGS|RONIN PROFESSIONAL LLC|1975
VIA|VIACOM INC CL A|EBXL|EBX LLC|5400
VIA|VIACOM INC CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|1101
VIA|VIACOM INC CL A|EDJO|Edward D. Jones & Co., L.P.|520
VIA|VIACOM INC CL A|EGAM|CBOE TRADING, INC.|340
VIA|VIACOM INC CL A|EGXM|CBOE TRADING, INC.|6
VIA|VIACOM INC CL A|ETRS|E*Trade Securities LLC|7064
VIA|VIACOM INC CL A|FBCO|Credit Suisse Securities (USA) LLC|5805
VIA|VIACOM INC CL A|FBSB|U.S. Bancorp Investments, Inc.|21
VIA|VIACOM INC CL A|FILL|Tradestation Securities, Inc.|29
VIA|VIACOM INC CL A|FMAF|NBCN Inc./ CDS|73
VIA|VIACOM INC CL A|FOMA|TD AMERITRADE CLEARING, INC.|24544
VIA|VIACOM INC CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4982
VIA|VIACOM INC CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3856
VIA|VIACOM INC CL A|FTBR|Foliofn Investments, Inc.|44
VIA|VIACOM INC CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|3511
VIA|VIACOM INC CL A|GLPX|ACS EXECUTION SERVICES, LLC|3175
VIA|VIACOM INC CL A|GSCO|GOLDMAN SACHS & CO. LLC|28352
VIA|VIACOM INC CL A|GSCS|GOLDMAN SACHS & CO. LLC|1360
VIA|VIACOM INC CL A|GSLT|GOLDMAN SACHS & CO. LLC|400
VIA|VIACOM INC CL A|GTSZ|GTS SECURITIES LLC|1269
VIA|VIACOM INC CL A|HRBF|American Enterprise Investment Services Inc.|945
VIA|VIACOM INC CL A|IATS|INTERACTIVE BROKERS LLC|2642
VIA|VIACOM INC CL A|IBKR|Interactive Brokers Llc|25218
VIA|VIACOM INC CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|334
VIA|VIACOM INC CL A|ICBX|INSTINET, LLC|13401
VIA|VIACOM INC CL A|INCA|INSTINET, LLC|11004
VIA|VIACOM INC CL A|INJX|INSTINET, LLC|6526
VIA|VIACOM INC CL A|ITGI|ITG Inc.|3486
VIA|VIACOM INC CL A|ITGP|ITG INC.|3600
VIA|VIACOM INC CL A|JANY|Janney Montgomery Scott Inc.|1600
VIA|VIACOM INC CL A|JEFF|JEFFERIES LLC|40642
VIA|VIACOM INC CL A|JPBX|J.P. MORGAN SECURITIES LLC|600
VIA|VIACOM INC CL A|JPMX|J.P. Morgan Securities LLC|3211
VIA|VIACOM INC CL A|JRCO|Johnson Rice & Company L.L.C.|750
VIA|VIACOM INC CL A|KCGM|VIRTU Americas LLC|1728
VIA|VIACOM INC CL A|LEHM|Barclays Capital Inc./Le|42087
VIA|VIACOM INC CL A|LIME|Lime Brokerage LLC|19222
VIA|VIACOM INC CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|167700
VIA|VIACOM INC CL A|MAXM|Maxim Group LLC|300
VIA|VIACOM INC CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9350
VIA|VIACOM INC CL A|MSCO|MORGAN STANLEY & CO. LLC|61791
VIA|VIACOM INC CL A|MSPL|MORGAN STANLEY & CO. LLC|12800
VIA|VIACOM INC CL A|MSTX|MORGAN STANLEY & CO. LLC|200
VIA|VIACOM INC CL A|NFSC|National Financial Services LLC|44326
VIA|VIACOM INC CL A|NITE|VIRTU Americas LLC|63688
VIA|VIACOM INC CL A|NTRC|Northern Trust Securities, Inc.|116
VIA|VIACOM INC CL A|PDQM|CODA MARKETS, INC.|313
VIA|VIACOM INC CL A|PWJC|UBS Financial Services, Inc.|17
VIA|VIACOM INC CL A|RAJA|Raymond James & Associates, Inc.|1471
VIA|VIACOM INC CL A|RBCM|RBC CAPITAL MARKETS, LLC|1550
VIA|VIACOM INC CL A|SAGW|SAGETRADER, LLC|295
VIA|VIACOM INC CL A|SBSH|Citigroup Global Markets Inc.|7437
VIA|VIACOM INC CL A|SGMT|GOLDMAN SACHS & CO. LLC|1795
VIA|VIACOM INC CL A|SPTD|MINT GLOBAL MARKETS, INC.|4847
VIA|VIACOM INC CL A|STFL|Stifel, Nicolaus & Company, Incorporated|1875
VIA|VIACOM INC CL A|SWIM|TD Ameritrade, Inc.|3092
VIA|VIACOM INC CL A|SWST|Hilltop Securities Inc.|1624
VIA|VIACOM INC CL A|TKNG|ALLY INVEST SECURITIES LLC|110
VIA|VIACOM INC CL A|TRBT|Tradebot Systems, Inc.|953
VIA|VIACOM INC CL A|TRCM|TRC MARKETS LLC|2628
VIA|VIACOM INC CL A|UBSA|UBS SECURITIES LLC|23139
VIA|VIACOM INC CL A|UBSS|UBS Securities LLC|34900
VIA|VIACOM INC CL A|VALX|VIRTU AMERICAS LLC|117
VIA|VIACOM INC CL A|VGRD|Vanguard Marketing Corporation|2997
VIA|VIACOM INC CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|179
VIA|VIACOM INC CL A|WCHV|WELLS FARGO SECURITIES, LLC|4623
VIA|VIACOM INC CL A|WEDB|WEDBUSH SECURITIES INC.|825
VIA|VIACOM INC CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3643
VIA|VIACOM INC CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|84
VIA|VIACOM INC CL A|WSEA|WOLVERINE SECURITIES, LLC|326
VIA|VIACOM INC CL A|XIST|INSTINET, LLC|1120
VIA|VIACOM INC CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|7560
VIA|VIACOM INC CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|2
VIA|VIACOM INC CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4393
VIAB|VIACOM INC CL B|ABLE|NATIXIS Securities Americas LLC|8275
VIAB|VIACOM INC CL B|ADAM|CANACCORD GENUITY INC.|31541
VIAB|VIACOM INC CL B|AGCP|AEGIS CAPITAL CORP.|1280
VIAB|VIACOM INC CL B|AGIS|Aegis Capital Corp.|5000
VIAB|VIACOM INC CL B|ALFA|ALPHA TRADING L.P.|267492
VIAB|VIACOM INC CL B|ALTX|Alternet Securities Inc.|10936
VIAB|VIACOM INC CL B|ANOS|ABEL/NOSER, L.L.C.|19900
VIAB|VIACOM INC CL B|APCC|Apex Clearing Corporation|2230
VIAB|VIACOM INC CL B|AQUA|AQUA SECURITIES L.P.|5000
VIAB|VIACOM INC CL B|AVON|Avondale Partners, LLC|850
VIAB|VIACOM INC CL B|BALE|M&T SECURITIES, INC.|1760
VIAB|VIACOM INC CL B|BANK|Primevest Financial Services, Inc.|232
VIAB|VIACOM INC CL B|BARD|Robert W. Baird & Co. Incorporated|1174
VIAB|VIACOM INC CL B|BATM|CBOE TRADING, INC.|29233
VIAB|VIACOM INC CL B|BAYC|BAY CREST PARTNERS, LLC|56212
VIAB|VIACOM INC CL B|BAYT|BTIG, LLC|2800
VIAB|VIACOM INC CL B|BBNT|BB&T SECURITIES, LLC|22975
VIAB|VIACOM INC CL B|BERN|Sanford C. Bernstein & Co., LLC|409083
VIAB|VIACOM INC CL B|BIAD|SAGETRADER, LLC|844
VIAB|VIACOM INC CL B|BIMI|Banca IMI Securities Corp.|1774
VIAB|VIACOM INC CL B|BKCM|BNY Mellon Capital Markets LLC|1591
VIAB|VIACOM INC CL B|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20383
VIAB|VIACOM INC CL B|BLKX|INSTINET, LLC|398254
VIAB|VIACOM INC CL B|BMAK|BMA SECURITIES|9700
VIAB|VIACOM INC CL B|BMOC|BMO Capital Markets Corp.|80143
VIAB|VIACOM INC CL B|BNPX|BNP PARIBAS SECURITIES CORP.|472385
VIAB|VIACOM INC CL B|BTIG|BTIG, LLC|68614
VIAB|VIACOM INC CL B|BYXM|CBOE TRADING, INC.|4291
VIAB|VIACOM INC CL B|BZYD|GOLDMAN SACHS & CO. LLC|1500
VIAB|VIACOM INC CL B|CANT|Cantor Fitzgerald & Co.|31522
VIAB|VIACOM INC CL B|CBLC|CITIGROUP GLOBAL MARKETS INC.|71670
VIAB|VIACOM INC CL B|CHAS|Charles Schwab & Co., Inc.|10472
VIAB|VIACOM INC CL B|CIBP|CIBC World Markets Corp.|19523
VIAB|VIACOM INC CL B|CICF|Canaccord Genuity Corp.|1000
VIAB|VIACOM INC CL B|CIST|Capital Institutional Services, Inc.|4898
VIAB|VIACOM INC CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|463857
VIAB|VIACOM INC CL B|CPET|CLEARPOOL EXECUTION SERVICES, LLC|755
VIAB|VIACOM INC CL B|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13876
VIAB|VIACOM INC CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1094552
VIAB|VIACOM INC CL B|CTDL|Citadel Derivatives Group Llc|69510
VIAB|VIACOM INC CL B|CTLR|CUTLER GROUP, LP|2644
VIAB|VIACOM INC CL B|CXCX|CITIGROUP GLOBAL MARKETS INC.|146882
VIAB|VIACOM INC CL B|DADA|D.A. Davidson & Co.|832
VIAB|VIACOM INC CL B|DAVA|Davenport & Company LLC|230
VIAB|VIACOM INC CL B|DBAB|Deutsche Bank Securities Inc.|1876619
VIAB|VIACOM INC CL B|DBAX|Deutsche Bank Securities Inc.|638700
VIAB|VIACOM INC CL B|DBUL|Deutsche Bank Securities Inc.|22400
VIAB|VIACOM INC CL B|DCHF|Dart Executions, LLC|42308
VIAB|VIACOM INC CL B|DEAN|MORGAN STANLEY|42048
VIAB|VIACOM INC CL B|DEGS|RONIN PROFESSIONAL LLC|100
VIAB|VIACOM INC CL B|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|84987
VIAB|VIACOM INC CL B|DIVA|Divine Capital Markets LLC|5554
VIAB|VIACOM INC CL B|DJSA|Dawson James Securities, Inc|4800
VIAB|VIACOM INC CL B|DRWK|DRW SECURITIES, L.L.C.|300993
VIAB|VIACOM INC CL B|EBXL|EBX LLC|526600
VIAB|VIACOM INC CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|47609
VIAB|VIACOM INC CL B|EDJC|Edward Jones / CDS|350
VIAB|VIACOM INC CL B|EDJO|Edward D. Jones & Co., L.P.|8628
VIAB|VIACOM INC CL B|EGAM|CBOE TRADING, INC.|28676
VIAB|VIACOM INC CL B|EGAW|CBOE TRADING, INC.|857
VIAB|VIACOM INC CL B|EGMT|EG MARKET TECHNOLOGIES LLC|200
VIAB|VIACOM INC CL B|EGXM|CBOE TRADING, INC.|8552
VIAB|VIACOM INC CL B|EGXW|CBOE TRADING, INC.|183
VIAB|VIACOM INC CL B|ELEV|ELEVATION, LLC|10556
VIAB|VIACOM INC CL B|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
VIAB|VIACOM INC CL B|ETBE|Electronic Transaction Clearing, Inc.|223221
VIAB|VIACOM INC CL B|ETCB|ETC BROKERAGE SERVICES, LLC|25
VIAB|VIACOM INC CL B|ETCC|Electronic Transaction Clearing, Inc.|180
VIAB|VIACOM INC CL B|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|14692
VIAB|VIACOM INC CL B|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|57247
VIAB|VIACOM INC CL B|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|282400
VIAB|VIACOM INC CL B|ETRS|E*Trade Securities LLC|101525
VIAB|VIACOM INC CL B|FBCO|Credit Suisse Securities (USA) LLC|1887348
VIAB|VIACOM INC CL B|FBSB|U.S. Bancorp Investments, Inc.|50
VIAB|VIACOM INC CL B|FILL|Tradestation Securities, Inc.|39048
VIAB|VIACOM INC CL B|FINX|FINTECH SECURITIES|425
VIAB|VIACOM INC CL B|FMAF|NBCN Inc./ CDS|4066
VIAB|VIACOM INC CL B|FMCO|First Manhattan Co|9355
VIAB|VIACOM INC CL B|FOMA|TD AMERITRADE CLEARING, INC.|446895
VIAB|VIACOM INC CL B|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2106
VIAB|VIACOM INC CL B|FQLS|Quantlab Securities LP|1603205
VIAB|VIACOM INC CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|178155
VIAB|VIACOM INC CL B|FTBR|Foliofn Investments, Inc.|125295
VIAB|VIACOM INC CL B|GARC|ICAP Corporates LLC|2137
VIAB|VIACOM INC CL B|GEBB|GLOBAL EXECUTION BROKERS, LP|140428
VIAB|VIACOM INC CL B|GELP|RBC CAPITAL MARKETS, LLC|12743
VIAB|VIACOM INC CL B|GLPX|ACS EXECUTION SERVICES, LLC|41473
VIAB|VIACOM INC CL B|GSCO|GOLDMAN SACHS & CO. LLC|5486429
VIAB|VIACOM INC CL B|GSCS|GOLDMAN SACHS & CO. LLC|88693
VIAB|VIACOM INC CL B|GSLT|GOLDMAN SACHS & CO. LLC|208990
VIAB|VIACOM INC CL B|GTSZ|GTS SECURITIES LLC|410233
VIAB|VIACOM INC CL B|HAPX|HAP Trading, LLC|100
VIAB|VIACOM INC CL B|HRBF|American Enterprise Investment Services Inc.|24836
VIAB|VIACOM INC CL B|HSBC|HSBC Securities, Inc.|76476
VIAB|VIACOM INC CL B|IATS|INTERACTIVE BROKERS LLC|59410
VIAB|VIACOM INC CL B|IBKR|Interactive Brokers Llc|512819
VIAB|VIACOM INC CL B|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6156
VIAB|VIACOM INC CL B|ICBX|INSTINET, LLC|135834
VIAB|VIACOM INC CL B|IEQY|CITADEL SECURITIES LLC|474079
VIAB|VIACOM INC CL B|INCA|INSTINET, LLC|2274134
VIAB|VIACOM INC CL B|INJX|INSTINET, LLC|74030
VIAB|VIACOM INC CL B|INTL|INTL FCSTONE FINANCIAL INC.|167
VIAB|VIACOM INC CL B|ITGI|ITG Inc.|929038
VIAB|VIACOM INC CL B|ITGP|ITG INC.|380400
VIAB|VIACOM INC CL B|JANY|Janney Montgomery Scott Inc.|7201
VIAB|VIACOM INC CL B|JEFF|JEFFERIES LLC|721082
VIAB|VIACOM INC CL B|JHDR|J.H. Darbie & Co., Inc.|1200
VIAB|VIACOM INC CL B|JMPT|JUMP TRADING, LLC|257026
VIAB|VIACOM INC CL B|JONE|JonesTrading|1680
VIAB|VIACOM INC CL B|JPBX|J.P. MORGAN SECURITIES LLC|686358
VIAB|VIACOM INC CL B|JPMX|J.P. Morgan Securities LLC|1362052
VIAB|VIACOM INC CL B|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
VIAB|VIACOM INC CL B|JSJX|JANE STREET CAPITAL LLC|23069
VIAB|VIACOM INC CL B|JUTA|JUMP TRADING, LLC|300
VIAB|VIACOM INC CL B|KCGM|VIRTU Americas LLC|196684
VIAB|VIACOM INC CL B|LEHM|Barclays Capital Inc./Le|3690665
VIAB|VIACOM INC CL B|LGNT|COR CLEARING LLC|11
VIAB|VIACOM INC CL B|LIME|Lime Brokerage LLC|402881
VIAB|VIACOM INC CL B|LMGP|LIME BROKERAGE LLC|12782
VIAB|VIACOM INC CL B|LOOP|Loop Capital Markets LLC|3584
VIAB|VIACOM INC CL B|LQNA|LIQUIDNET, INC.|220800
VIAB|VIACOM INC CL B|LSCI|Lek Securities Corporation|2022
VIAB|VIACOM INC CL B|MACC|Mid Atlantic Capital Corporation|12
VIAB|VIACOM INC CL B|MAXM|Maxim Group LLC|54098
VIAB|VIACOM INC CL B|MBTS|ALLY INVEST SECURITIES LLC|100
VIAB|VIACOM INC CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|413074
VIAB|VIACOM INC CL B|MOTF|MOTIF INVESTING, INC.|14
VIAB|VIACOM INC CL B|MPSG|E D & F Man Capital Markets Inc.|4799
VIAB|VIACOM INC CL B|MSCO|MORGAN STANLEY & CO. LLC|9253596
VIAB|VIACOM INC CL B|MSPL|MORGAN STANLEY & CO. LLC|666000
VIAB|VIACOM INC CL B|MSTX|MORGAN STANLEY & CO. LLC|574400
VIAB|VIACOM INC CL B|NATL|National Securities Corporation|370
VIAB|VIACOM INC CL B|NEED|Needham & Company, LLC|2285
VIAB|VIACOM INC CL B|NFSC|National Financial Services LLC|764922
VIAB|VIACOM INC CL B|NITE|VIRTU Americas LLC|1360827
VIAB|VIACOM INC CL B|NITP|VIRTU Americas LLC|24014
VIAB|VIACOM INC CL B|NMRA|Nomura Securities International, Inc.|2500
VIAB|VIACOM INC CL B|NQRB|Brut, LLC|52407
VIAB|VIACOM INC CL B|NTRC|Northern Trust Securities, Inc.|2109
VIAB|VIACOM INC CL B|OHOS|TWO SIGMA SECURITIES, LLC|15874
VIAB|VIACOM INC CL B|OLDM|OLD MISSION CAPITAL, LLC|13438
VIAB|VIACOM INC CL B|OPCO|Oppenheimer & Co. Inc.|14331
VIAB|VIACOM INC CL B|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
VIAB|VIACOM INC CL B|PDQM|CODA MARKETS, INC.|134859
VIAB|VIACOM INC CL B|PHLY|NASDAQ Execution Services, LLC|1200
VIAB|VIACOM INC CL B|PNSR|Penserra Securities, LLC|4610
VIAB|VIACOM INC CL B|PWJC|UBS Financial Services, Inc.|34486
VIAB|VIACOM INC CL B|RAJA|Raymond James & Associates, Inc.|92814
VIAB|VIACOM INC CL B|RBCM|RBC CAPITAL MARKETS, LLC|25396
VIAB|VIACOM INC CL B|RHCO|Suntrust Robinson Humphrey, Inc.|43058
VIAB|VIACOM INC CL B|SAGL|SAGETRADER, LLC|272539
VIAB|VIACOM INC CL B|SAGW|SAGETRADER, LLC|132
VIAB|VIACOM INC CL B|SALI|INTL FCSTONE FINANCIAL INC.|5700
VIAB|VIACOM INC CL B|SBSH|Citigroup Global Markets Inc.|2796443
VIAB|VIACOM INC CL B|SGMT|GOLDMAN SACHS & CO. LLC|311646
VIAB|VIACOM INC CL B|SPDR|SPEEDROUTE LLC|38902
VIAB|VIACOM INC CL B|SPHN|Stephens Inc.|70
VIAB|VIACOM INC CL B|STFL|Stifel, Nicolaus & Company, Incorporated|10024
VIAB|VIACOM INC CL B|STKP|STOCKPILE INVESTMENTS, INC.|610
VIAB|VIACOM INC CL B|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|35
VIAB|VIACOM INC CL B|SWIM|TD Ameritrade, Inc.|166310
VIAB|VIACOM INC CL B|SWST|Hilltop Securities Inc.|16097
VIAB|VIACOM INC CL B|TAGC|TELSEY ADVISORY GROUP LLC|1962
VIAB|VIACOM INC CL B|TKNG|ALLY INVEST SECURITIES LLC|15102
VIAB|VIACOM INC CL B|TRBT|Tradebot Systems, Inc.|1015484
VIAB|VIACOM INC CL B|TRCM|TRC MARKETS LLC|831491
VIAB|VIACOM INC CL B|TWTT|TASTYWORKS, INC.|3513
VIAB|VIACOM INC CL B|UBSA|UBS SECURITIES LLC|1765714
VIAB|VIACOM INC CL B|UBSS|UBS Securities LLC|3305088
VIAB|VIACOM INC CL B|VALX|VIRTU AMERICAS LLC|52249
VIAB|VIACOM INC CL B|VGRD|Vanguard Marketing Corporation|39998
VIAB|VIACOM INC CL B|VNDM|Wall Street Access|41514
VIAB|VIACOM INC CL B|WBET|Wallachbeth Capital LLC|6528
VIAB|VIACOM INC CL B|WBLR|WILLIAM BLAIR|5373
VIAB|VIACOM INC CL B|WBPX|SUMMIT SECURITIES GROUP, LLC|5100
VIAB|VIACOM INC CL B|WCHV|WELLS FARGO SECURITIES, LLC|531319
VIAB|VIACOM INC CL B|WDNX|WEEDEN & CO.L.P.|470
VIAB|VIACOM INC CL B|WEDB|WEDBUSH SECURITIES INC.|2300
VIAB|VIACOM INC CL B|WEED|Weeden & Co.L.P.|7347
VIAB|VIACOM INC CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41704
VIAB|VIACOM INC CL B|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18619
VIAB|VIACOM INC CL B|WFPB|Wells Fargo Securities, LLC.|19199
VIAB|VIACOM INC CL B|WGIF|CIBC World Markets Inc.|4920
VIAB|VIACOM INC CL B|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9978
VIAB|VIACOM INC CL B|WSEA|WOLVERINE SECURITIES, LLC|12998
VIAB|VIACOM INC CL B|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|5100
VIAB|VIACOM INC CL B|XIST|INSTINET, LLC|343296
VIAB|VIACOM INC CL B|XPQR|Jump Trading|600
VIAB|VIACOM INC CL B|XSTM|NATIONAL FINANCIAL SERVICES LLC|153056
VIAB|VIACOM INC CL B|YKNA|COMHAR CAPITAL MARKETS, LLC|6091
VIAB|VIACOM INC CL B|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20073
VIAV|VIAVI SOLUTIONS CMN|ABLE|NATIXIS Securities Americas LLC|101
VIAV|VIAVI SOLUTIONS CMN|ADAM|CANACCORD GENUITY INC.|10776
VIAV|VIAVI SOLUTIONS CMN|ALTX|Alternet Securities Inc.|6555
VIAV|VIAVI SOLUTIONS CMN|ANOS|ABEL/NOSER, L.L.C.|100
VIAV|VIAVI SOLUTIONS CMN|APCC|Apex Clearing Corporation|5064
VIAV|VIAVI SOLUTIONS CMN|BANK|Primevest Financial Services, Inc.|2000
VIAV|VIAVI SOLUTIONS CMN|BARD|Robert W. Baird & Co. Incorporated|7
VIAV|VIAVI SOLUTIONS CMN|BATM|CBOE TRADING, INC.|9670
VIAV|VIAVI SOLUTIONS CMN|BERN|Sanford C. Bernstein & Co., LLC|206640
VIAV|VIAVI SOLUTIONS CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7710
VIAV|VIAVI SOLUTIONS CMN|BLKX|INSTINET, LLC|99900
VIAV|VIAVI SOLUTIONS CMN|BMOC|BMO Capital Markets Corp.|36442
VIAV|VIAVI SOLUTIONS CMN|BNPX|BNP PARIBAS SECURITIES CORP.|157379
VIAV|VIAVI SOLUTIONS CMN|BRCY|BCP SECURITIES, LLC|31800
VIAV|VIAVI SOLUTIONS CMN|BRVL|BLAYLOCK VAN, LLC|700
VIAV|VIAVI SOLUTIONS CMN|BTIG|BTIG, LLC|73724
VIAV|VIAVI SOLUTIONS CMN|BYXM|CBOE TRADING, INC.|577
VIAV|VIAVI SOLUTIONS CMN|BZYD|GOLDMAN SACHS & CO. LLC|3898
VIAV|VIAVI SOLUTIONS CMN|CANT|Cantor Fitzgerald & Co.|920
VIAV|VIAVI SOLUTIONS CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|261042
VIAV|VIAVI SOLUTIONS CMN|CHAS|Charles Schwab & Co., Inc.|1532
VIAV|VIAVI SOLUTIONS CMN|CIOI|CITIGROUP GLOBAL MARKETS INC|200000
VIAV|VIAVI SOLUTIONS CMN|CIST|Capital Institutional Services, Inc.|9038
VIAV|VIAVI SOLUTIONS CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|615805
VIAV|VIAVI SOLUTIONS CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5300
VIAV|VIAVI SOLUTIONS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|634635
VIAV|VIAVI SOLUTIONS CMN|CTDL|Citadel Derivatives Group Llc|123168
VIAV|VIAVI SOLUTIONS CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|741064
VIAV|VIAVI SOLUTIONS CMN|DADA|D.A. Davidson & Co.|125
VIAV|VIAVI SOLUTIONS CMN|DBAB|Deutsche Bank Securities Inc.|944539
VIAV|VIAVI SOLUTIONS CMN|DBAX|Deutsche Bank Securities Inc.|1373300
VIAV|VIAVI SOLUTIONS CMN|DBUL|Deutsche Bank Securities Inc.|200
VIAV|VIAVI SOLUTIONS CMN|DEAN|MORGAN STANLEY|2359
VIAV|VIAVI SOLUTIONS CMN|DEGS|RONIN PROFESSIONAL LLC|12680
VIAV|VIAVI SOLUTIONS CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
VIAV|VIAVI SOLUTIONS CMN|EBXL|EBX LLC|576200
VIAV|VIAVI SOLUTIONS CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|9920
VIAV|VIAVI SOLUTIONS CMN|EDJC|Edward Jones / CDS|84
VIAV|VIAVI SOLUTIONS CMN|EDJO|Edward D. Jones & Co., L.P.|1871
VIAV|VIAVI SOLUTIONS CMN|EGAM|CBOE TRADING, INC.|4602
VIAV|VIAVI SOLUTIONS CMN|EGXM|CBOE TRADING, INC.|1597
VIAV|VIAVI SOLUTIONS CMN|ETBE|Electronic Transaction Clearing, Inc.|17574
VIAV|VIAVI SOLUTIONS CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|27600
VIAV|VIAVI SOLUTIONS CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2746
VIAV|VIAVI SOLUTIONS CMN|ETRS|E*Trade Securities LLC|108188
VIAV|VIAVI SOLUTIONS CMN|FBCO|Credit Suisse Securities (USA) LLC|1786440
VIAV|VIAVI SOLUTIONS CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|49
VIAV|VIAVI SOLUTIONS CMN|FILL|Tradestation Securities, Inc.|381
VIAV|VIAVI SOLUTIONS CMN|FMAF|NBCN Inc./ CDS|958
VIAV|VIAVI SOLUTIONS CMN|FOMA|TD AMERITRADE CLEARING, INC.|144252
VIAV|VIAVI SOLUTIONS CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|25018
VIAV|VIAVI SOLUTIONS CMN|FQLS|Quantlab Securities LP|215999
VIAV|VIAVI SOLUTIONS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|242879
VIAV|VIAVI SOLUTIONS CMN|FTBR|Foliofn Investments, Inc.|1128
VIAV|VIAVI SOLUTIONS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|77084
VIAV|VIAVI SOLUTIONS CMN|GLPX|ACS EXECUTION SERVICES, LLC|1461
VIAV|VIAVI SOLUTIONS CMN|GSCO|GOLDMAN SACHS & CO. LLC|2029909
VIAV|VIAVI SOLUTIONS CMN|GSCS|GOLDMAN SACHS & CO. LLC|91985
VIAV|VIAVI SOLUTIONS CMN|GSLT|GOLDMAN SACHS & CO. LLC|38851
VIAV|VIAVI SOLUTIONS CMN|GTSZ|GTS SECURITIES LLC|17534
VIAV|VIAVI SOLUTIONS CMN|HRBF|American Enterprise Investment Services Inc.|1815
VIAV|VIAVI SOLUTIONS CMN|HSBC|HSBC Securities, Inc.|1157
VIAV|VIAVI SOLUTIONS CMN|IATS|INTERACTIVE BROKERS LLC|13216
VIAV|VIAVI SOLUTIONS CMN|IBKR|Interactive Brokers Llc|50688
VIAV|VIAVI SOLUTIONS CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2960
VIAV|VIAVI SOLUTIONS CMN|ICBX|INSTINET, LLC|140670
VIAV|VIAVI SOLUTIONS CMN|IEQY|CITADEL SECURITIES LLC|120419
VIAV|VIAVI SOLUTIONS CMN|INCA|INSTINET, LLC|804288
VIAV|VIAVI SOLUTIONS CMN|INJX|INSTINET, LLC|77306
VIAV|VIAVI SOLUTIONS CMN|ITGI|ITG Inc.|159687
VIAV|VIAVI SOLUTIONS CMN|ITGP|ITG INC.|294200
VIAV|VIAVI SOLUTIONS CMN|JANY|Janney Montgomery Scott Inc.|705
VIAV|VIAVI SOLUTIONS CMN|JEFF|JEFFERIES LLC|822795
VIAV|VIAVI SOLUTIONS CMN|JMPT|JUMP TRADING, LLC|245814
VIAV|VIAVI SOLUTIONS CMN|JPBX|J.P. MORGAN SECURITIES LLC|195728
VIAV|VIAVI SOLUTIONS CMN|JPMX|J.P. Morgan Securities LLC|1579384
VIAV|VIAVI SOLUTIONS CMN|JSJX|JANE STREET CAPITAL LLC|3620
VIAV|VIAVI SOLUTIONS CMN|KCGM|VIRTU Americas LLC|95602
VIAV|VIAVI SOLUTIONS CMN|LEER|LEERINK PARTNERS LLC|3220
VIAV|VIAVI SOLUTIONS CMN|LEHM|Barclays Capital Inc./Le|2317925
VIAV|VIAVI SOLUTIONS CMN|LIME|Lime Brokerage LLC|304240
VIAV|VIAVI SOLUTIONS CMN|LIWE|LIME BROKERAGE LLC|1258
VIAV|VIAVI SOLUTIONS CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|118800
VIAV|VIAVI SOLUTIONS CMN|LOOP|Loop Capital Markets LLC|8702
VIAV|VIAVI SOLUTIONS CMN|LQNA|LIQUIDNET, INC.|229600
VIAV|VIAVI SOLUTIONS CMN|LSCI|Lek Securities Corporation|5
VIAV|VIAVI SOLUTIONS CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VIAV|VIAVI SOLUTIONS CMN|MAXM|Maxim Group LLC|25141
VIAV|VIAVI SOLUTIONS CMN|MBTS|ALLY INVEST SECURITIES LLC|2135
VIAV|VIAVI SOLUTIONS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|306303
VIAV|VIAVI SOLUTIONS CMN|MSCO|MORGAN STANLEY & CO. LLC|4006952
VIAV|VIAVI SOLUTIONS CMN|MSPL|MORGAN STANLEY & CO. LLC|846200
VIAV|VIAVI SOLUTIONS CMN|MSTX|MORGAN STANLEY & CO. LLC|308500
VIAV|VIAVI SOLUTIONS CMN|NBCS|NBC Securities, INC.|36
VIAV|VIAVI SOLUTIONS CMN|NEUB|NEUBERGER BERMAN BD LLC|370
VIAV|VIAVI SOLUTIONS CMN|NFSC|National Financial Services LLC|253970
VIAV|VIAVI SOLUTIONS CMN|NITE|VIRTU Americas LLC|642136
VIAV|VIAVI SOLUTIONS CMN|NITP|VIRTU Americas LLC|75530
VIAV|VIAVI SOLUTIONS CMN|NMRA|Nomura Securities International, Inc.|3500
VIAV|VIAVI SOLUTIONS CMN|NQRB|Brut, LLC|29390
VIAV|VIAVI SOLUTIONS CMN|NTRC|Northern Trust Securities, Inc.|5744
VIAV|VIAVI SOLUTIONS CMN|OHOS|TWO SIGMA SECURITIES, LLC|40355
VIAV|VIAVI SOLUTIONS CMN|OPCO|Oppenheimer & Co. Inc.|500
VIAV|VIAVI SOLUTIONS CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
VIAV|VIAVI SOLUTIONS CMN|PCFF|Pacific International Securities Inc./CDS|138
VIAV|VIAVI SOLUTIONS CMN|PDQM|CODA MARKETS, INC.|5844
VIAV|VIAVI SOLUTIONS CMN|PWJC|UBS Financial Services, Inc.|2189
VIAV|VIAVI SOLUTIONS CMN|RAJA|Raymond James & Associates, Inc.|8071
VIAV|VIAVI SOLUTIONS CMN|RBCM|RBC CAPITAL MARKETS, LLC|3395
VIAV|VIAVI SOLUTIONS CMN|RGLD|Regal Securities, Inc|49
VIAV|VIAVI SOLUTIONS CMN|ROTH|Roth Capital Partners, LLC|1013
VIAV|VIAVI SOLUTIONS CMN|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|27000
VIAV|VIAVI SOLUTIONS CMN|SAGL|SAGETRADER, LLC|30448
VIAV|VIAVI SOLUTIONS CMN|SAGW|SAGETRADER, LLC|972
VIAV|VIAVI SOLUTIONS CMN|SALI|INTL FCSTONE FINANCIAL INC.|1000
VIAV|VIAVI SOLUTIONS CMN|SBSH|Citigroup Global Markets Inc.|4754831
VIAV|VIAVI SOLUTIONS CMN|SGMT|GOLDMAN SACHS & CO. LLC|327079
VIAV|VIAVI SOLUTIONS CMN|SPDR|SPEEDROUTE LLC|5700
VIAV|VIAVI SOLUTIONS CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|46
VIAV|VIAVI SOLUTIONS CMN|STFL|Stifel, Nicolaus & Company, Incorporated|20560
VIAV|VIAVI SOLUTIONS CMN|SWIM|TD Ameritrade, Inc.|8038
VIAV|VIAVI SOLUTIONS CMN|SWST|Hilltop Securities Inc.|3019
VIAV|VIAVI SOLUTIONS CMN|TDCO|Thompson Davis & Co., Inc.|2000
VIAV|VIAVI SOLUTIONS CMN|TKNG|ALLY INVEST SECURITIES LLC|838
VIAV|VIAVI SOLUTIONS CMN|TRBT|Tradebot Systems, Inc.|371254
VIAV|VIAVI SOLUTIONS CMN|TRCM|TRC MARKETS LLC|107271
VIAV|VIAVI SOLUTIONS CMN|TWTT|TASTYWORKS, INC.|100
VIAV|VIAVI SOLUTIONS CMN|UBSA|UBS SECURITIES LLC|1462201
VIAV|VIAVI SOLUTIONS CMN|UBSS|UBS Securities LLC|1357708
VIAV|VIAVI SOLUTIONS CMN|VALX|VIRTU AMERICAS LLC|94138
VIAV|VIAVI SOLUTIONS CMN|VGRD|Vanguard Marketing Corporation|4483
VIAV|VIAVI SOLUTIONS CMN|VNDM|Wall Street Access|3533
VIAV|VIAVI SOLUTIONS CMN|WBLR|WILLIAM BLAIR|332264
VIAV|VIAVI SOLUTIONS CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|1804
VIAV|VIAVI SOLUTIONS CMN|WCHV|WELLS FARGO SECURITIES, LLC|297796
VIAV|VIAVI SOLUTIONS CMN|WEDB|WEDBUSH SECURITIES INC.|49950
VIAV|VIAVI SOLUTIONS CMN|WEED|Weeden & Co.L.P.|9410
VIAV|VIAVI SOLUTIONS CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12067
VIAV|VIAVI SOLUTIONS CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19463
VIAV|VIAVI SOLUTIONS CMN|WFPB|Wells Fargo Securities, LLC.|1400
VIAV|VIAVI SOLUTIONS CMN|WGIF|CIBC World Markets Inc.|39916
VIAV|VIAVI SOLUTIONS CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|973
VIAV|VIAVI SOLUTIONS CMN|WORD|Worden Capital Management LLC|8700
VIAV|VIAVI SOLUTIONS CMN|WSEA|WOLVERINE SECURITIES, LLC|3790
VIAV|VIAVI SOLUTIONS CMN|XIST|INSTINET, LLC|31978
VIAV|VIAVI SOLUTIONS CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|27750
VIAV|VIAVI SOLUTIONS CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1776
VICI|VICI PROPERTIES INC.|ALTX|Alternet Securities Inc.|31326
VICI|VICI PROPERTIES INC.|ANOS|ABEL/NOSER, L.L.C.|5135
VICI|VICI PROPERTIES INC.|APCC|Apex Clearing Corporation|16
VICI|VICI PROPERTIES INC.|BARD|Robert W. Baird & Co. Incorporated|99170
VICI|VICI PROPERTIES INC.|BATM|CBOE TRADING, INC.|55531
VICI|VICI PROPERTIES INC.|BAYC|BAY CREST PARTNERS, LLC|106035
VICI|VICI PROPERTIES INC.|BAYT|BTIG, LLC|24390
VICI|VICI PROPERTIES INC.|BERN|Sanford C. Bernstein & Co., LLC|474932
VICI|VICI PROPERTIES INC.|BIDS|BIDS TRADING L.P.|7500
VICI|VICI PROPERTIES INC.|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|154400
VICI|VICI PROPERTIES INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8264
VICI|VICI PROPERTIES INC.|BLKX|INSTINET, LLC|296900
VICI|VICI PROPERTIES INC.|BMOC|BMO Capital Markets Corp.|186426
VICI|VICI PROPERTIES INC.|BNPX|BNP PARIBAS SECURITIES CORP.|20637
VICI|VICI PROPERTIES INC.|BTIG|BTIG, LLC|1906947
VICI|VICI PROPERTIES INC.|BYXM|CBOE TRADING, INC.|11505
VICI|VICI PROPERTIES INC.|CANT|Cantor Fitzgerald & Co.|100100
VICI|VICI PROPERTIES INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|149296
VICI|VICI PROPERTIES INC.|CHAS|Charles Schwab & Co., Inc.|1
VICI|VICI PROPERTIES INC.|CICF|Canaccord Genuity Corp.|246
VICI|VICI PROPERTIES INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|307981
VICI|VICI PROPERTIES INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|108225
VICI|VICI PROPERTIES INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1242082
VICI|VICI PROPERTIES INC.|CTDL|Citadel Derivatives Group Llc|149587
VICI|VICI PROPERTIES INC.|CVGP|CONVERGEX EXECUTION SOLUTIONS LLC|600
VICI|VICI PROPERTIES INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|164250
VICI|VICI PROPERTIES INC.|DBAB|Deutsche Bank Securities Inc.|552333
VICI|VICI PROPERTIES INC.|DBAX|Deutsche Bank Securities Inc.|2789400
VICI|VICI PROPERTIES INC.|DCHF|Dart Executions, LLC|9049
VICI|VICI PROPERTIES INC.|DEAN|MORGAN STANLEY|9061
VICI|VICI PROPERTIES INC.|DEGS|RONIN PROFESSIONAL LLC|1748
VICI|VICI PROPERTIES INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|50100
VICI|VICI PROPERTIES INC.|DRWK|DRW SECURITIES, L.L.C.|11722
VICI|VICI PROPERTIES INC.|EBXL|EBX LLC|854300
VICI|VICI PROPERTIES INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|105672
VICI|VICI PROPERTIES INC.|EDJO|Edward D. Jones & Co., L.P.|100
VICI|VICI PROPERTIES INC.|EGAM|CBOE TRADING, INC.|72257
VICI|VICI PROPERTIES INC.|EGAW|CBOE TRADING, INC.|486
VICI|VICI PROPERTIES INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
VICI|VICI PROPERTIES INC.|EGXM|CBOE TRADING, INC.|12685
VICI|VICI PROPERTIES INC.|EGXW|CBOE TRADING, INC.|300
VICI|VICI PROPERTIES INC.|ESPO|ESPOSITO SECURITIES, LLC|110
VICI|VICI PROPERTIES INC.|ETBE|Electronic Transaction Clearing, Inc.|52646
VICI|VICI PROPERTIES INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2300
VICI|VICI PROPERTIES INC.|ETCC|Electronic Transaction Clearing, Inc.|80
VICI|VICI PROPERTIES INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|17475
VICI|VICI PROPERTIES INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4046
VICI|VICI PROPERTIES INC.|ETRS|E*Trade Securities LLC|50276
VICI|VICI PROPERTIES INC.|FBSB|U.S. Bancorp Investments, Inc.|148
VICI|VICI PROPERTIES INC.|FILL|Tradestation Securities, Inc.|1234
VICI|VICI PROPERTIES INC.|FMAF|NBCN Inc./ CDS|1000
VICI|VICI PROPERTIES INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|82480
VICI|VICI PROPERTIES INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|289649
VICI|VICI PROPERTIES INC.|FTBR|Foliofn Investments, Inc.|8
VICI|VICI PROPERTIES INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|527
VICI|VICI PROPERTIES INC.|GLPX|ACS EXECUTION SERVICES, LLC|658305
VICI|VICI PROPERTIES INC.|GNAV|GREEN STREET TRADING, LLC|761162
VICI|VICI PROPERTIES INC.|GSCO|GOLDMAN SACHS & CO. LLC|5149542
VICI|VICI PROPERTIES INC.|GSCS|GOLDMAN SACHS & CO. LLC|237455
VICI|VICI PROPERTIES INC.|GSLT|GOLDMAN SACHS & CO. LLC|28830
VICI|VICI PROPERTIES INC.|GTSZ|GTS SECURITIES LLC|253669
VICI|VICI PROPERTIES INC.|HRBF|American Enterprise Investment Services Inc.|1295
VICI|VICI PROPERTIES INC.|HSBC|HSBC Securities, Inc.|320
VICI|VICI PROPERTIES INC.|IATS|INTERACTIVE BROKERS LLC|2225
VICI|VICI PROPERTIES INC.|IBKR|Interactive Brokers Llc|20536
VICI|VICI PROPERTIES INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2719
VICI|VICI PROPERTIES INC.|ICBX|INSTINET, LLC|544297
VICI|VICI PROPERTIES INC.|IEQY|CITADEL SECURITIES LLC|32936
VICI|VICI PROPERTIES INC.|INCA|INSTINET, LLC|1173909
VICI|VICI PROPERTIES INC.|INJX|INSTINET, LLC|1205
VICI|VICI PROPERTIES INC.|ITGI|ITG Inc.|145446
VICI|VICI PROPERTIES INC.|ITGP|ITG INC.|948400
VICI|VICI PROPERTIES INC.|JANY|Janney Montgomery Scott Inc.|500
VICI|VICI PROPERTIES INC.|JEFF|JEFFERIES LLC|324099
VICI|VICI PROPERTIES INC.|JMPT|JUMP TRADING, LLC|348654
VICI|VICI PROPERTIES INC.|JPBX|J.P. MORGAN SECURITIES LLC|49652
VICI|VICI PROPERTIES INC.|JPMX|J.P. Morgan Securities LLC|2889761
VICI|VICI PROPERTIES INC.|JSJX|JANE STREET CAPITAL LLC|42016
VICI|VICI PROPERTIES INC.|KCGM|VIRTU Americas LLC|398364
VICI|VICI PROPERTIES INC.|LEHM|Barclays Capital Inc./Le|3355435
VICI|VICI PROPERTIES INC.|LIME|Lime Brokerage LLC|17548
VICI|VICI PROPERTIES INC.|LOOP|Loop Capital Markets LLC|1600
VICI|VICI PROPERTIES INC.|LQNA|LIQUIDNET, INC.|379300
VICI|VICI PROPERTIES INC.|LSCI|Lek Securities Corporation|12370
VICI|VICI PROPERTIES INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2200
VICI|VICI PROPERTIES INC.|MACQ|Macquarie Capital (USA) Inc.|7125
VICI|VICI PROPERTIES INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|783384
VICI|VICI PROPERTIES INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
VICI|VICI PROPERTIES INC.|MNDX|TJM Investments, LLC|2200
VICI|VICI PROPERTIES INC.|MOTF|MOTIF INVESTING, INC.|6
VICI|VICI PROPERTIES INC.|MSCO|MORGAN STANLEY & CO. LLC|5950732
VICI|VICI PROPERTIES INC.|MSPL|MORGAN STANLEY & CO. LLC|1313900
VICI|VICI PROPERTIES INC.|MSTX|MORGAN STANLEY & CO. LLC|1143400
VICI|VICI PROPERTIES INC.|NFSC|National Financial Services LLC|88194
VICI|VICI PROPERTIES INC.|NITE|VIRTU Americas LLC|449090
VICI|VICI PROPERTIES INC.|NITP|VIRTU Americas LLC|4725
VICI|VICI PROPERTIES INC.|NQRB|Brut, LLC|55263
VICI|VICI PROPERTIES INC.|NTBF|BMO Nesbitt Burns Inc./CDS|835
VICI|VICI PROPERTIES INC.|OPCO|Oppenheimer & Co. Inc.|856
VICI|VICI PROPERTIES INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3500
VICI|VICI PROPERTIES INC.|PDQM|CODA MARKETS, INC.|178087
VICI|VICI PROPERTIES INC.|PHLY|NASDAQ Execution Services, LLC|200
VICI|VICI PROPERTIES INC.|PWJC|UBS Financial Services, Inc.|712
VICI|VICI PROPERTIES INC.|QMSR|QUATTRO M SECURITIES INC.|194719
VICI|VICI PROPERTIES INC.|RBCM|RBC CAPITAL MARKETS, LLC|4805
VICI|VICI PROPERTIES INC.|RHCO|Suntrust Robinson Humphrey, Inc.|5700
VICI|VICI PROPERTIES INC.|SAGL|SAGETRADER, LLC|8362
VICI|VICI PROPERTIES INC.|SAGW|SAGETRADER, LLC|6200
VICI|VICI PROPERTIES INC.|SBSH|Citigroup Global Markets Inc.|175935
VICI|VICI PROPERTIES INC.|SGMT|GOLDMAN SACHS & CO. LLC|777332
VICI|VICI PROPERTIES INC.|SPDR|SPEEDROUTE LLC|32364
VICI|VICI PROPERTIES INC.|STFL|Stifel, Nicolaus & Company, Incorporated|19475
VICI|VICI PROPERTIES INC.|STKP|STOCKPILE INVESTMENTS, INC.|336
VICI|VICI PROPERTIES INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15633
VICI|VICI PROPERTIES INC.|SWIM|TD Ameritrade, Inc.|24902
VICI|VICI PROPERTIES INC.|SWST|Hilltop Securities Inc.|670
VICI|VICI PROPERTIES INC.|TKNG|ALLY INVEST SECURITIES LLC|638
VICI|VICI PROPERTIES INC.|TRBT|Tradebot Systems, Inc.|704630
VICI|VICI PROPERTIES INC.|TRCM|TRC MARKETS LLC|83492
VICI|VICI PROPERTIES INC.|UBSA|UBS SECURITIES LLC|3539864
VICI|VICI PROPERTIES INC.|UBSS|UBS Securities LLC|2431235
VICI|VICI PROPERTIES INC.|VALX|VIRTU AMERICAS LLC|46500
VICI|VICI PROPERTIES INC.|VGRD|Vanguard Marketing Corporation|5950
VICI|VICI PROPERTIES INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|19646
VICI|VICI PROPERTIES INC.|WCHV|WELLS FARGO SECURITIES, LLC|102179
VICI|VICI PROPERTIES INC.|WEDB|WEDBUSH SECURITIES INC.|14003
VICI|VICI PROPERTIES INC.|WEED|Weeden & Co.L.P.|18939
VICI|VICI PROPERTIES INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8723
VICI|VICI PROPERTIES INC.|WSEA|WOLVERINE SECURITIES, LLC|12
VICI|VICI PROPERTIES INC.|XIST|INSTINET, LLC|41600
VICI|VICI PROPERTIES INC.|XPQR|Jump Trading|16741
VICI|VICI PROPERTIES INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|112898
VICI|VICI PROPERTIES INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2850
VICI|VICI PROPERTIES INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1312
VICL|VICAL INCORPORATED|ALTX|Alternet Securities Inc.|4500
VICL|VICAL INCORPORATED|APCC|Apex Clearing Corporation|2437
VICL|VICAL INCORPORATED|BATM|CBOE TRADING, INC.|10
VICL|VICAL INCORPORATED|BAYT|BTIG, LLC|22276
VICL|VICAL INCORPORATED|BERN|Sanford C. Bernstein & Co., LLC|2400
VICL|VICAL INCORPORATED|BIAD|SAGETRADER, LLC|400
VICL|VICAL INCORPORATED|BIMI|Banca IMI Securities Corp.|17850
VICL|VICAL INCORPORATED|BLKX|INSTINET, LLC|24900
VICL|VICAL INCORPORATED|BYXM|CBOE TRADING, INC.|360
VICL|VICAL INCORPORATED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23801
VICL|VICAL INCORPORATED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|216
VICL|VICAL INCORPORATED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|107419
VICL|VICAL INCORPORATED|CTDL|Citadel Derivatives Group Llc|184
VICL|VICAL INCORPORATED|CXCX|CITIGROUP GLOBAL MARKETS INC.|14176
VICL|VICAL INCORPORATED|DBAB|Deutsche Bank Securities Inc.|38536
VICL|VICAL INCORPORATED|DBAX|Deutsche Bank Securities Inc.|109400
VICL|VICAL INCORPORATED|DEGS|RONIN PROFESSIONAL LLC|52757
VICL|VICAL INCORPORATED|EBXL|EBX LLC|44500
VICL|VICAL INCORPORATED|ECUT|CONVERGEX EXECUTION SOLUTIONS|13573
VICL|VICAL INCORPORATED|EDJO|Edward D. Jones & Co., L.P.|3
VICL|VICAL INCORPORATED|EGAM|CBOE TRADING, INC.|12348
VICL|VICAL INCORPORATED|EGAW|CBOE TRADING, INC.|600
VICL|VICAL INCORPORATED|EGXM|CBOE TRADING, INC.|400
VICL|VICAL INCORPORATED|EGXW|CBOE TRADING, INC.|1401
VICL|VICAL INCORPORATED|ETBE|Electronic Transaction Clearing, Inc.|3334
VICL|VICAL INCORPORATED|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
VICL|VICAL INCORPORATED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1842
VICL|VICAL INCORPORATED|ETRS|E*Trade Securities LLC|437116
VICL|VICAL INCORPORATED|FBCO|Credit Suisse Securities (USA) LLC|36482
VICL|VICAL INCORPORATED|FILL|Tradestation Securities, Inc.|19101
VICL|VICAL INCORPORATED|FOMA|TD AMERITRADE CLEARING, INC.|627568
VICL|VICAL INCORPORATED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73337
VICL|VICAL INCORPORATED|FTBR|Foliofn Investments, Inc.|1673
VICL|VICAL INCORPORATED|GEBB|GLOBAL EXECUTION BROKERS, LP|2682
VICL|VICAL INCORPORATED|GLIS|TD Securities Inc|700
VICL|VICAL INCORPORATED|GLPX|ACS EXECUTION SERVICES, LLC|3667
VICL|VICAL INCORPORATED|GSCO|GOLDMAN SACHS & CO. LLC|36325
VICL|VICAL INCORPORATED|GSCS|GOLDMAN SACHS & CO. LLC|83588
VICL|VICAL INCORPORATED|GSLT|GOLDMAN SACHS & CO. LLC|24466
VICL|VICAL INCORPORATED|GTSZ|GTS SECURITIES LLC|1800
VICL|VICAL INCORPORATED|HRBF|American Enterprise Investment Services Inc.|20
VICL|VICAL INCORPORATED|IATS|INTERACTIVE BROKERS LLC|36971
VICL|VICAL INCORPORATED|IBKR|Interactive Brokers Llc|539135
VICL|VICAL INCORPORATED|ICBX|INSTINET, LLC|13344
VICL|VICAL INCORPORATED|INCA|INSTINET, LLC|20798
VICL|VICAL INCORPORATED|INJX|INSTINET, LLC|10513
VICL|VICAL INCORPORATED|ITGI|ITG Inc.|9969
VICL|VICAL INCORPORATED|ITGP|ITG INC.|17400
VICL|VICAL INCORPORATED|JEFF|JEFFERIES LLC|1097632
VICL|VICAL INCORPORATED|JMPT|JUMP TRADING, LLC|2126
VICL|VICAL INCORPORATED|JPBX|J.P. MORGAN SECURITIES LLC|5530
VICL|VICAL INCORPORATED|JPMX|J.P. Morgan Securities LLC|59718
VICL|VICAL INCORPORATED|JSJX|JANE STREET CAPITAL LLC|104
VICL|VICAL INCORPORATED|KCGM|VIRTU Americas LLC|22273
VICL|VICAL INCORPORATED|LEHM|Barclays Capital Inc./Le|125375
VICL|VICAL INCORPORATED|LIME|Lime Brokerage LLC|25267
VICL|VICAL INCORPORATED|LMGP|LIME BROKERAGE LLC|800
VICL|VICAL INCORPORATED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VICL|VICAL INCORPORATED|MAXM|Maxim Group LLC|95128
VICL|VICAL INCORPORATED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|74216
VICL|VICAL INCORPORATED|MOTF|MOTIF INVESTING, INC.|1
VICL|VICAL INCORPORATED|MSCO|MORGAN STANLEY & CO. LLC|336436
VICL|VICAL INCORPORATED|MSPL|MORGAN STANLEY & CO. LLC|5600
VICL|VICAL INCORPORATED|NFSC|National Financial Services LLC|387490
VICL|VICAL INCORPORATED|NITE|VIRTU Americas LLC|1669686
VICL|VICAL INCORPORATED|NITP|VIRTU Americas LLC|8400
VICL|VICAL INCORPORATED|NQRB|Brut, LLC|7468
VICL|VICAL INCORPORATED|ONEL|O'NEIL SECURITIES, INCORPORATED|707
VICL|VICAL INCORPORATED|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10900
VICL|VICAL INCORPORATED|PDQM|CODA MARKETS, INC.|32128
VICL|VICAL INCORPORATED|PWJC|UBS Financial Services, Inc.|400
VICL|VICAL INCORPORATED|RAJA|Raymond James & Associates, Inc.|10
VICL|VICAL INCORPORATED|RBCM|RBC CAPITAL MARKETS, LLC|200
VICL|VICAL INCORPORATED|SAGL|SAGETRADER, LLC|8013
VICL|VICAL INCORPORATED|SBSH|Citigroup Global Markets Inc.|1593
VICL|VICAL INCORPORATED|SGMT|GOLDMAN SACHS & CO. LLC|109335
VICL|VICAL INCORPORATED|SPDR|SPEEDROUTE LLC|37999
VICL|VICAL INCORPORATED|STFL|Stifel, Nicolaus & Company, Incorporated|30000
VICL|VICAL INCORPORATED|SWIM|TD Ameritrade, Inc.|266247
VICL|VICAL INCORPORATED|TKNG|ALLY INVEST SECURITIES LLC|600
VICL|VICAL INCORPORATED|TRBT|Tradebot Systems, Inc.|1597
VICL|VICAL INCORPORATED|TRCM|TRC MARKETS LLC|21549
VICL|VICAL INCORPORATED|TWTT|TASTYWORKS, INC.|300
VICL|VICAL INCORPORATED|UBSA|UBS SECURITIES LLC|1074011
VICL|VICAL INCORPORATED|UBSS|UBS Securities LLC|305278
VICL|VICAL INCORPORATED|VALX|VIRTU AMERICAS LLC|5194
VICL|VICAL INCORPORATED|VGRD|Vanguard Marketing Corporation|16653
VICL|VICAL INCORPORATED|WABR|Wall Street Access|6900
VICL|VICAL INCORPORATED|WCHV|WELLS FARGO SECURITIES, LLC|22536
VICL|VICAL INCORPORATED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1012
VICL|VICAL INCORPORATED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24008
VICL|VICAL INCORPORATED|WGIF|CIBC World Markets Inc.|285
VICL|VICAL INCORPORATED|WSEA|WOLVERINE SECURITIES, LLC|4414
VICL|VICAL INCORPORATED|XSTM|NATIONAL FINANCIAL SERVICES LLC|69490
VICL|VICAL INCORPORATED|YKNA|COMHAR CAPITAL MARKETS, LLC|800
VICL|VICAL INCORPORATED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
VICR|VICOR CP          ##|APCC|Apex Clearing Corporation|3828
VICR|VICOR CP          ##|BARD|Robert W. Baird & Co. Incorporated|100
VICR|VICOR CP          ##|BATM|CBOE TRADING, INC.|1548
VICR|VICOR CP          ##|BAYC|BAY CREST PARTNERS, LLC|6002
VICR|VICOR CP          ##|BAYT|BTIG, LLC|1000
VICR|VICOR CP          ##|BBNT|BB&T SECURITIES, LLC|12
VICR|VICOR CP          ##|BERN|Sanford C. Bernstein & Co., LLC|18643
VICR|VICOR CP          ##|BIMI|Banca IMI Securities Corp.|2750
VICR|VICOR CP          ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3681
VICR|VICOR CP          ##|BMOC|BMO Capital Markets Corp.|2710
VICR|VICOR CP          ##|BNPX|BNP PARIBAS SECURITIES CORP.|2963
VICR|VICOR CP          ##|BRGE|Newbridge Securities Corp.|7289
VICR|VICOR CP          ##|BRVL|BLAYLOCK VAN, LLC|200
VICR|VICOR CP          ##|BTIG|BTIG, LLC|16589
VICR|VICOR CP          ##|BYXM|CBOE TRADING, INC.|751
VICR|VICOR CP          ##|BZYD|GOLDMAN SACHS & CO. LLC|1300
VICR|VICOR CP          ##|CANT|Cantor Fitzgerald & Co.|39
VICR|VICOR CP          ##|CHAS|Charles Schwab & Co., Inc.|955
VICR|VICOR CP          ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5055
VICR|VICOR CP          ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4626
VICR|VICOR CP          ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|629
VICR|VICOR CP          ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|118691
VICR|VICOR CP          ##|CTDL|Citadel Derivatives Group Llc|3842
VICR|VICOR CP          ##|CTLR|CUTLER GROUP, LP|3147
VICR|VICOR CP          ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|15614
VICR|VICOR CP          ##|DADA|D.A. Davidson & Co.|300
VICR|VICOR CP          ##|DBAB|Deutsche Bank Securities Inc.|175344
VICR|VICOR CP          ##|DBAX|Deutsche Bank Securities Inc.|89900
VICR|VICOR CP          ##|DEAN|MORGAN STANLEY|5850
VICR|VICOR CP          ##|DEGS|RONIN PROFESSIONAL LLC|16861
VICR|VICOR CP          ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2033
VICR|VICOR CP          ##|EBXL|EBX LLC|73500
VICR|VICOR CP          ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|5212
VICR|VICOR CP          ##|EDJO|Edward D. Jones & Co., L.P.|748
VICR|VICOR CP          ##|EGAM|CBOE TRADING, INC.|9831
VICR|VICOR CP          ##|EGMT|EG MARKET TECHNOLOGIES LLC|600
VICR|VICOR CP          ##|EGXM|CBOE TRADING, INC.|1245
VICR|VICOR CP          ##|EGXW|CBOE TRADING, INC.|103
VICR|VICOR CP          ##|ETBE|Electronic Transaction Clearing, Inc.|200
VICR|VICOR CP          ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
VICR|VICOR CP          ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|24421
VICR|VICOR CP          ##|ETRS|E*Trade Securities LLC|225718
VICR|VICOR CP          ##|FBCO|Credit Suisse Securities (USA) LLC|278950
VICR|VICOR CP          ##|FILL|Tradestation Securities, Inc.|786
VICR|VICOR CP          ##|FOMA|TD AMERITRADE CLEARING, INC.|193363
VICR|VICOR CP          ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1121
VICR|VICOR CP          ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30392
VICR|VICOR CP          ##|FTBR|Foliofn Investments, Inc.|46
VICR|VICOR CP          ##|GEBB|GLOBAL EXECUTION BROKERS, LP|20181
VICR|VICOR CP          ##|GLPX|ACS EXECUTION SERVICES, LLC|3952
VICR|VICOR CP          ##|GSCO|GOLDMAN SACHS & CO. LLC|191700
VICR|VICOR CP          ##|GSCS|GOLDMAN SACHS & CO. LLC|12518
VICR|VICOR CP          ##|GSLT|GOLDMAN SACHS & CO. LLC|8713
VICR|VICOR CP          ##|GTSZ|GTS SECURITIES LLC|6733
VICR|VICOR CP          ##|HPPX|POTAMUS TRADING, LLC|134
VICR|VICOR CP          ##|HRBF|American Enterprise Investment Services Inc.|983
VICR|VICOR CP          ##|IATS|INTERACTIVE BROKERS LLC|3107
VICR|VICOR CP          ##|IBKR|Interactive Brokers Llc|68201
VICR|VICOR CP          ##|ICBX|INSTINET, LLC|20850
VICR|VICOR CP          ##|IEQY|CITADEL SECURITIES LLC|38821
VICR|VICOR CP          ##|INCA|INSTINET, LLC|98764
VICR|VICOR CP          ##|INJX|INSTINET, LLC|4080
VICR|VICOR CP          ##|ITGI|ITG Inc.|11993
VICR|VICOR CP          ##|ITGP|ITG INC.|37800
VICR|VICOR CP          ##|JANY|Janney Montgomery Scott Inc.|4677
VICR|VICOR CP          ##|JEFF|JEFFERIES LLC|23657
VICR|VICOR CP          ##|JMPT|JUMP TRADING, LLC|23658
VICR|VICOR CP          ##|JPBX|J.P. MORGAN SECURITIES LLC|2012
VICR|VICOR CP          ##|JPMX|J.P. Morgan Securities LLC|130451
VICR|VICOR CP          ##|JSJX|JANE STREET CAPITAL LLC|5553
VICR|VICOR CP          ##|KCGM|VIRTU Americas LLC|13218
VICR|VICOR CP          ##|LEHM|Barclays Capital Inc./Le|178919
VICR|VICOR CP          ##|LIME|Lime Brokerage LLC|71543
VICR|VICOR CP          ##|MAXM|Maxim Group LLC|1742
VICR|VICOR CP          ##|MBTS|ALLY INVEST SECURITIES LLC|151
VICR|VICOR CP          ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37248
VICR|VICOR CP          ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2027
VICR|VICOR CP          ##|MSCO|MORGAN STANLEY & CO. LLC|482219
VICR|VICOR CP          ##|MSPL|MORGAN STANLEY & CO. LLC|102300
VICR|VICOR CP          ##|MSTX|MORGAN STANLEY & CO. LLC|11500
VICR|VICOR CP          ##|NFSC|National Financial Services LLC|148827
VICR|VICOR CP          ##|NITE|VIRTU Americas LLC|418865
VICR|VICOR CP          ##|NITP|VIRTU Americas LLC|600
VICR|VICOR CP          ##|NQRB|Brut, LLC|2754
VICR|VICOR CP          ##|PDQM|CODA MARKETS, INC.|31319
VICR|VICOR CP          ##|PHLY|NASDAQ Execution Services, LLC|1800
VICR|VICOR CP          ##|PICT|Pictet Overseas Inc.|100
VICR|VICOR CP          ##|PWJC|UBS Financial Services, Inc.|2385
VICR|VICOR CP          ##|RAJA|Raymond James & Associates, Inc.|3603
VICR|VICOR CP          ##|RBCM|RBC CAPITAL MARKETS, LLC|736
VICR|VICOR CP          ##|SAGL|SAGETRADER, LLC|1898
VICR|VICOR CP          ##|SALI|INTL FCSTONE FINANCIAL INC.|500
VICR|VICOR CP          ##|SBSH|Citigroup Global Markets Inc.|64940
VICR|VICOR CP          ##|SGMT|GOLDMAN SACHS & CO. LLC|37013
VICR|VICOR CP          ##|SOGO|Wang Investment Associates, Inc.|800
VICR|VICOR CP          ##|SPDR|SPEEDROUTE LLC|17500
VICR|VICOR CP          ##|SPTD|MINT GLOBAL MARKETS, INC.|1572
VICR|VICOR CP          ##|STFL|Stifel, Nicolaus & Company, Incorporated|2810
VICR|VICOR CP          ##|STXG|Stockcross Financial Services, Inc.|453
VICR|VICOR CP          ##|SWIM|TD Ameritrade, Inc.|25088
VICR|VICOR CP          ##|SWST|Hilltop Securities Inc.|500
VICR|VICOR CP          ##|TKNG|ALLY INVEST SECURITIES LLC|3177
VICR|VICOR CP          ##|TRBT|Tradebot Systems, Inc.|6708
VICR|VICOR CP          ##|TRCM|TRC MARKETS LLC|53900
VICR|VICOR CP          ##|UBSA|UBS SECURITIES LLC|189106
VICR|VICOR CP          ##|UBSS|UBS Securities LLC|354567
VICR|VICOR CP          ##|VALX|VIRTU AMERICAS LLC|12913
VICR|VICOR CP          ##|VGRD|Vanguard Marketing Corporation|8390
VICR|VICOR CP          ##|VSIN|Vision Financial Markets Llc|20
VICR|VICOR CP          ##|WABR|Wall Street Access|1500
VICR|VICOR CP          ##|WCHV|WELLS FARGO SECURITIES, LLC|23860
VICR|VICOR CP          ##|WEDB|WEDBUSH SECURITIES INC.|640
VICR|VICOR CP          ##|WEED|Weeden & Co.L.P.|1600
VICR|VICOR CP          ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12832
VICR|VICOR CP          ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20943
VICR|VICOR CP          ##|WFPB|Wells Fargo Securities, LLC.|1000
VICR|VICOR CP          ##|WGIF|CIBC World Markets Inc.|4618
VICR|VICOR CP          ##|WSEA|WOLVERINE SECURITIES, LLC|7771
VICR|VICOR CP          ##|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|550
VICR|VICOR CP          ##|XIST|INSTINET, LLC|5350
VICR|VICOR CP          ##|XPQR|Jump Trading|200
VICR|VICOR CP          ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|13584
VICR|VICOR CP          ##|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VICR|VICOR CP          ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
VIDI|VIDENT INTL EQTY FND|APCC|Apex Clearing Corporation|5
VIDI|VIDENT INTL EQTY FND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|538
VIDI|VIDENT INTL EQTY FND|CSIN|Citadel Securities Institutional LLC|34294
VIDI|VIDENT INTL EQTY FND|CTDL|Citadel Derivatives Group Llc|25784
VIDI|VIDENT INTL EQTY FND|DBAX|Deutsche Bank Securities Inc.|700
VIDI|VIDENT INTL EQTY FND|EBXL|EBX LLC|2000
VIDI|VIDENT INTL EQTY FND|EGXM|CBOE TRADING, INC.|681
VIDI|VIDENT INTL EQTY FND|ETRS|E*Trade Securities LLC|205
VIDI|VIDENT INTL EQTY FND|FIDT|Fidelity Clearing Canada ULC./ CDS|19884
VIDI|VIDENT INTL EQTY FND|FTBR|Foliofn Investments, Inc.|6
VIDI|VIDENT INTL EQTY FND|GEBB|GLOBAL EXECUTION BROKERS, LP|200
VIDI|VIDENT INTL EQTY FND|GLPX|ACS EXECUTION SERVICES, LLC|100
VIDI|VIDENT INTL EQTY FND|GTSZ|GTS SECURITIES LLC|200
VIDI|VIDENT INTL EQTY FND|HRBF|American Enterprise Investment Services Inc.|1905
VIDI|VIDENT INTL EQTY FND|IATS|INTERACTIVE BROKERS LLC|200
VIDI|VIDENT INTL EQTY FND|IBKR|Interactive Brokers Llc|4
VIDI|VIDENT INTL EQTY FND|ICBX|INSTINET, LLC|1300
VIDI|VIDENT INTL EQTY FND|INCA|INSTINET, LLC|700
VIDI|VIDENT INTL EQTY FND|ITGP|ITG INC.|1000
VIDI|VIDENT INTL EQTY FND|JPMX|J.P. Morgan Securities LLC|600
VIDI|VIDENT INTL EQTY FND|JSEB|JANE STREET EXECUTION SERVICES, LLC|9511
VIDI|VIDENT INTL EQTY FND|JSJX|JANE STREET CAPITAL LLC|9924
VIDI|VIDENT INTL EQTY FND|KCGM|VIRTU Americas LLC|666
VIDI|VIDENT INTL EQTY FND|LEHM|Barclays Capital Inc./Le|1400
VIDI|VIDENT INTL EQTY FND|LIME|Lime Brokerage LLC|148
VIDI|VIDENT INTL EQTY FND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
VIDI|VIDENT INTL EQTY FND|MSCO|MORGAN STANLEY & CO. LLC|93
VIDI|VIDENT INTL EQTY FND|MSPL|MORGAN STANLEY & CO. LLC|5100
VIDI|VIDENT INTL EQTY FND|NFSC|National Financial Services LLC|354522
VIDI|VIDENT INTL EQTY FND|NITE|VIRTU Americas LLC|344898
VIDI|VIDENT INTL EQTY FND|NTBF|BMO Nesbitt Burns Inc./CDS|72
VIDI|VIDENT INTL EQTY FND|PDQM|CODA MARKETS, INC.|337
VIDI|VIDENT INTL EQTY FND|SGMT|GOLDMAN SACHS & CO. LLC|1860
VIDI|VIDENT INTL EQTY FND|UBSA|UBS SECURITIES LLC|17321
VIDI|VIDENT INTL EQTY FND|UBSS|UBS Securities LLC|12804
VIDI|VIDENT INTL EQTY FND|VALX|VIRTU AMERICAS LLC|200
VIDI|VIDENT INTL EQTY FND|VGRD|Vanguard Marketing Corporation|268
VIDI|VIDENT INTL EQTY FND|WCHV|WELLS FARGO SECURITIES, LLC|1666
VIDI|VIDENT INTL EQTY FND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|291
VIG|VANGUARD DVND ETF|AGIS|Aegis Capital Corp.|355
VIG|VANGUARD DVND ETF|ALTX|Alternet Securities Inc.|6167
VIG|VANGUARD DVND ETF|APCC|Apex Clearing Corporation|4156
VIG|VANGUARD DVND ETF|AVON|Avondale Partners, LLC|95
VIG|VANGUARD DVND ETF|BANK|Primevest Financial Services, Inc.|232
VIG|VANGUARD DVND ETF|BARD|Robert W. Baird & Co. Incorporated|20736
VIG|VANGUARD DVND ETF|BATM|CBOE TRADING, INC.|10190
VIG|VANGUARD DVND ETF|BBNT|BB&T SECURITIES, LLC|7289
VIG|VANGUARD DVND ETF|BERN|Sanford C. Bernstein & Co., LLC|700
VIG|VANGUARD DVND ETF|BKCM|BNY Mellon Capital Markets LLC|4257
VIG|VANGUARD DVND ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|54366
VIG|VANGUARD DVND ETF|BNPX|BNP PARIBAS SECURITIES CORP.|293
VIG|VANGUARD DVND ETF|BTIG|BTIG, LLC|6928
VIG|VANGUARD DVND ETF|BYXM|CBOE TRADING, INC.|150
VIG|VANGUARD DVND ETF|CANT|Cantor Fitzgerald & Co.|64075
VIG|VANGUARD DVND ETF|CHAS|Charles Schwab & Co., Inc.|4619
VIG|VANGUARD DVND ETF|CIST|Capital Institutional Services, Inc.|7091
VIG|VANGUARD DVND ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12283
VIG|VANGUARD DVND ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7
VIG|VANGUARD DVND ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|413
VIG|VANGUARD DVND ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37962
VIG|VANGUARD DVND ETF|CSIN|Citadel Securities Institutional LLC|146409
VIG|VANGUARD DVND ETF|CTDL|Citadel Derivatives Group Llc|142145
VIG|VANGUARD DVND ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|22
VIG|VANGUARD DVND ETF|DADA|D.A. Davidson & Co.|585
VIG|VANGUARD DVND ETF|DAVA|Davenport & Company LLC|2350
VIG|VANGUARD DVND ETF|DBAB|Deutsche Bank Securities Inc.|6360
VIG|VANGUARD DVND ETF|DBAX|Deutsche Bank Securities Inc.|19300
VIG|VANGUARD DVND ETF|DEAN|MORGAN STANLEY|39860
VIG|VANGUARD DVND ETF|EBXL|EBX LLC|33600
VIG|VANGUARD DVND ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|10968
VIG|VANGUARD DVND ETF|EDJC|Edward Jones / CDS|332
VIG|VANGUARD DVND ETF|EDJO|Edward D. Jones & Co., L.P.|120054
VIG|VANGUARD DVND ETF|EGAM|CBOE TRADING, INC.|13958
VIG|VANGUARD DVND ETF|EGAW|CBOE TRADING, INC.|100
VIG|VANGUARD DVND ETF|EGMT|EG MARKET TECHNOLOGIES LLC|300
VIG|VANGUARD DVND ETF|EGXM|CBOE TRADING, INC.|1841
VIG|VANGUARD DVND ETF|ESPO|ESPOSITO SECURITIES, LLC|176
VIG|VANGUARD DVND ETF|ETBE|Electronic Transaction Clearing, Inc.|1300
VIG|VANGUARD DVND ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9506
VIG|VANGUARD DVND ETF|ETRS|E*Trade Securities LLC|79826
VIG|VANGUARD DVND ETF|FBSB|U.S. Bancorp Investments, Inc.|2172
VIG|VANGUARD DVND ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|197
VIG|VANGUARD DVND ETF|FILL|Tradestation Securities, Inc.|448
VIG|VANGUARD DVND ETF|FINX|FINTECH SECURITIES|2099
VIG|VANGUARD DVND ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|14390
VIG|VANGUARD DVND ETF|FMAF|NBCN Inc./ CDS|17264
VIG|VANGUARD DVND ETF|FQLS|Quantlab Securities LP|8545
VIG|VANGUARD DVND ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17837
VIG|VANGUARD DVND ETF|FTBR|Foliofn Investments, Inc.|7110
VIG|VANGUARD DVND ETF|GBMT|GBM International, Inc.|709
VIG|VANGUARD DVND ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|300
VIG|VANGUARD DVND ETF|GLIS|TD Securities Inc|8978
VIG|VANGUARD DVND ETF|GLPX|ACS EXECUTION SERVICES, LLC|77163
VIG|VANGUARD DVND ETF|GSCO|GOLDMAN SACHS & CO. LLC|102579
VIG|VANGUARD DVND ETF|GSCS|GOLDMAN SACHS & CO. LLC|100
VIG|VANGUARD DVND ETF|GSLT|GOLDMAN SACHS & CO. LLC|995
VIG|VANGUARD DVND ETF|GTSZ|GTS SECURITIES LLC|28689
VIG|VANGUARD DVND ETF|HASF|Haywood Securities Inc./CDS|145
VIG|VANGUARD DVND ETF|HRBF|American Enterprise Investment Services Inc.|160487
VIG|VANGUARD DVND ETF|IATS|INTERACTIVE BROKERS LLC|1950
VIG|VANGUARD DVND ETF|IBKR|Interactive Brokers Llc|28878
VIG|VANGUARD DVND ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|56
VIG|VANGUARD DVND ETF|ICBX|INSTINET, LLC|56710
VIG|VANGUARD DVND ETF|INCA|INSTINET, LLC|8557
VIG|VANGUARD DVND ETF|ITGI|ITG Inc.|34267
VIG|VANGUARD DVND ETF|ITGP|ITG INC.|12000
VIG|VANGUARD DVND ETF|JANY|Janney Montgomery Scott Inc.|5266
VIG|VANGUARD DVND ETF|JEFF|JEFFERIES LLC|15419
VIG|VANGUARD DVND ETF|JMPT|JUMP TRADING, LLC|3751
VIG|VANGUARD DVND ETF|JPMX|J.P. Morgan Securities LLC|43360
VIG|VANGUARD DVND ETF|JSJX|JANE STREET CAPITAL LLC|552211
VIG|VANGUARD DVND ETF|KCGM|VIRTU Americas LLC|5526
VIG|VANGUARD DVND ETF|LEHM|Barclays Capital Inc./Le|86866
VIG|VANGUARD DVND ETF|LIME|Lime Brokerage LLC|27541
VIG|VANGUARD DVND ETF|MACC|Mid Atlantic Capital Corporation|5762
VIG|VANGUARD DVND ETF|MAXM|Maxim Group LLC|21044
VIG|VANGUARD DVND ETF|MCMF|Raymond James Ltd. Cds|4811
VIG|VANGUARD DVND ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20366
VIG|VANGUARD DVND ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4571
VIG|VANGUARD DVND ETF|MOTF|MOTIF INVESTING, INC.|24
VIG|VANGUARD DVND ETF|MSCO|MORGAN STANLEY & CO. LLC|371290
VIG|VANGUARD DVND ETF|MSPL|MORGAN STANLEY & CO. LLC|8000
VIG|VANGUARD DVND ETF|NBCS|NBC Securities, INC.|100
VIG|VANGUARD DVND ETF|NEUB|NEUBERGER BERMAN BD LLC|63
VIG|VANGUARD DVND ETF|NFSC|National Financial Services LLC|620826
VIG|VANGUARD DVND ETF|NITE|VIRTU Americas LLC|1186130
VIG|VANGUARD DVND ETF|NQRB|Brut, LLC|7307
VIG|VANGUARD DVND ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1285
VIG|VANGUARD DVND ETF|NTRC|Northern Trust Securities, Inc.|963
VIG|VANGUARD DVND ETF|OPCO|Oppenheimer & Co. Inc.|4321
VIG|VANGUARD DVND ETF|PDQM|CODA MARKETS, INC.|1741
VIG|VANGUARD DVND ETF|PHLY|NASDAQ Execution Services, LLC|400
VIG|VANGUARD DVND ETF|PWJC|UBS Financial Services, Inc.|4826
VIG|VANGUARD DVND ETF|QMSR|QUATTRO M SECURITIES INC.|81921
VIG|VANGUARD DVND ETF|RBCM|RBC CAPITAL MARKETS, LLC|10255
VIG|VANGUARD DVND ETF|SALI|INTL FCSTONE FINANCIAL INC.|1033
VIG|VANGUARD DVND ETF|SBRX|MURIEL SIEBERT & CO INC|795
VIG|VANGUARD DVND ETF|SBSH|Citigroup Global Markets Inc.|11182
VIG|VANGUARD DVND ETF|SEIC|SEI Investments Distribution Co.|2600
VIG|VANGUARD DVND ETF|SGMT|GOLDMAN SACHS & CO. LLC|38727
VIG|VANGUARD DVND ETF|SHMR|ABN Amro Clearing LLC|17686
VIG|VANGUARD DVND ETF|SOGO|Wang Investment Associates, Inc.|33
VIG|VANGUARD DVND ETF|SPHN|Stephens Inc.|1062
VIG|VANGUARD DVND ETF|STFL|Stifel, Nicolaus & Company, Incorporated|15394
VIG|VANGUARD DVND ETF|STKP|STOCKPILE INVESTMENTS, INC.|352
VIG|VANGUARD DVND ETF|SWIM|TD Ameritrade, Inc.|12777
VIG|VANGUARD DVND ETF|SWST|Hilltop Securities Inc.|1364
VIG|VANGUARD DVND ETF|TAGC|TELSEY ADVISORY GROUP LLC|300
VIG|VANGUARD DVND ETF|TKNG|ALLY INVEST SECURITIES LLC|2864
VIG|VANGUARD DVND ETF|TRBT|Tradebot Systems, Inc.|91330
VIG|VANGUARD DVND ETF|TRCM|TRC MARKETS LLC|115285
VIG|VANGUARD DVND ETF|TWTT|TASTYWORKS, INC.|75
VIG|VANGUARD DVND ETF|UBSA|UBS SECURITIES LLC|85876
VIG|VANGUARD DVND ETF|UBSS|UBS Securities LLC|584987
VIG|VANGUARD DVND ETF|VALX|VIRTU AMERICAS LLC|1573
VIG|VANGUARD DVND ETF|VGRD|Vanguard Marketing Corporation|294340
VIG|VANGUARD DVND ETF|VNDM|Wall Street Access|2500
VIG|VANGUARD DVND ETF|VSIN|Vision Financial Markets Llc|1
VIG|VANGUARD DVND ETF|WBLR|WILLIAM BLAIR|11839
VIG|VANGUARD DVND ETF|WCHV|WELLS FARGO SECURITIES, LLC|228802
VIG|VANGUARD DVND ETF|WEDB|WEDBUSH SECURITIES INC.|556
VIG|VANGUARD DVND ETF|WEED|Weeden & Co.L.P.|200
VIG|VANGUARD DVND ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5797
VIG|VANGUARD DVND ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3205
VIG|VANGUARD DVND ETF|WGIF|CIBC World Markets Inc.|1567
VIG|VANGUARD DVND ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|500689
VIG|VANGUARD DVND ETF|WSEA|WOLVERINE SECURITIES, LLC|7037
VIG|VANGUARD DVND ETF|XIST|INSTINET, LLC|200
VIG|VANGUARD DVND ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|15928
VIG|VANGUARD DVND ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|162616
VIGI|VAN INT DIV APP ETF|ALTX|Alternet Securities Inc.|200
VIGI|VAN INT DIV APP ETF|APCC|Apex Clearing Corporation|3397
VIGI|VAN INT DIV APP ETF|BANK|Primevest Financial Services, Inc.|5
VIGI|VAN INT DIV APP ETF|BARD|Robert W. Baird & Co. Incorporated|1360
VIGI|VAN INT DIV APP ETF|BATM|CBOE TRADING, INC.|5
VIGI|VAN INT DIV APP ETF|BBNT|BB&T SECURITIES, LLC|730
VIGI|VAN INT DIV APP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1030
VIGI|VAN INT DIV APP ETF|BYXM|CBOE TRADING, INC.|300
VIGI|VAN INT DIV APP ETF|CANT|Cantor Fitzgerald & Co.|189
VIGI|VAN INT DIV APP ETF|CHAS|Charles Schwab & Co., Inc.|34
VIGI|VAN INT DIV APP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3156
VIGI|VAN INT DIV APP ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
VIGI|VAN INT DIV APP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2657
VIGI|VAN INT DIV APP ETF|CSIN|Citadel Securities Institutional LLC|798
VIGI|VAN INT DIV APP ETF|CTDL|Citadel Derivatives Group Llc|16079
VIGI|VAN INT DIV APP ETF|DBAX|Deutsche Bank Securities Inc.|1300
VIGI|VAN INT DIV APP ETF|DEAN|MORGAN STANLEY|3732
VIGI|VAN INT DIV APP ETF|EBXL|EBX LLC|1700
VIGI|VAN INT DIV APP ETF|EDJC|Edward Jones / CDS|1525
VIGI|VAN INT DIV APP ETF|EDJO|Edward D. Jones & Co., L.P.|36086
VIGI|VAN INT DIV APP ETF|EGXM|CBOE TRADING, INC.|150
VIGI|VAN INT DIV APP ETF|ETBE|Electronic Transaction Clearing, Inc.|400
VIGI|VAN INT DIV APP ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|124
VIGI|VAN INT DIV APP ETF|ETRS|E*Trade Securities LLC|8061
VIGI|VAN INT DIV APP ETF|FBCO|Credit Suisse Securities (USA) LLC|3375
VIGI|VAN INT DIV APP ETF|FBSB|U.S. Bancorp Investments, Inc.|1222
VIGI|VAN INT DIV APP ETF|FMAF|NBCN Inc./ CDS|265
VIGI|VAN INT DIV APP ETF|FOMA|TD AMERITRADE CLEARING, INC.|44232
VIGI|VAN INT DIV APP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3648
VIGI|VAN INT DIV APP ETF|FTBR|Foliofn Investments, Inc.|156
VIGI|VAN INT DIV APP ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1553
VIGI|VAN INT DIV APP ETF|GLPX|ACS EXECUTION SERVICES, LLC|30
VIGI|VAN INT DIV APP ETF|GSCO|GOLDMAN SACHS & CO. LLC|2401
VIGI|VAN INT DIV APP ETF|GTSZ|GTS SECURITIES LLC|4447
VIGI|VAN INT DIV APP ETF|HRBF|American Enterprise Investment Services Inc.|48939
VIGI|VAN INT DIV APP ETF|IATS|INTERACTIVE BROKERS LLC|400
VIGI|VAN INT DIV APP ETF|IBKR|Interactive Brokers Llc|3145
VIGI|VAN INT DIV APP ETF|ICBX|INSTINET, LLC|200
VIGI|VAN INT DIV APP ETF|INCA|INSTINET, LLC|1500
VIGI|VAN INT DIV APP ETF|ITGI|ITG Inc.|100
VIGI|VAN INT DIV APP ETF|JANY|Janney Montgomery Scott Inc.|1552
VIGI|VAN INT DIV APP ETF|JPMX|J.P. Morgan Securities LLC|222
VIGI|VAN INT DIV APP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|7229
VIGI|VAN INT DIV APP ETF|JSJX|JANE STREET CAPITAL LLC|34285
VIGI|VAN INT DIV APP ETF|KCGM|VIRTU Americas LLC|6690
VIGI|VAN INT DIV APP ETF|LEHM|Barclays Capital Inc./Le|5000
VIGI|VAN INT DIV APP ETF|LIME|Lime Brokerage LLC|11138
VIGI|VAN INT DIV APP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2494
VIGI|VAN INT DIV APP ETF|MOTF|MOTIF INVESTING, INC.|5
VIGI|VAN INT DIV APP ETF|MSCO|MORGAN STANLEY & CO. LLC|75675
VIGI|VAN INT DIV APP ETF|MSPL|MORGAN STANLEY & CO. LLC|600
VIGI|VAN INT DIV APP ETF|NBCS|NBC Securities, INC.|180
VIGI|VAN INT DIV APP ETF|NFSC|National Financial Services LLC|66098
VIGI|VAN INT DIV APP ETF|NITE|VIRTU Americas LLC|118404
VIGI|VAN INT DIV APP ETF|NQRB|Brut, LLC|15
VIGI|VAN INT DIV APP ETF|OLDM|OLD MISSION CAPITAL, LLC|9820
VIGI|VAN INT DIV APP ETF|PCFF|Pacific International Securities Inc./CDS|370
VIGI|VAN INT DIV APP ETF|PDQM|CODA MARKETS, INC.|30
VIGI|VAN INT DIV APP ETF|PWJC|UBS Financial Services, Inc.|3791
VIGI|VAN INT DIV APP ETF|RAJA|Raymond James & Associates, Inc.|13639
VIGI|VAN INT DIV APP ETF|RBCM|RBC CAPITAL MARKETS, LLC|31693
VIGI|VAN INT DIV APP ETF|SALI|INTL FCSTONE FINANCIAL INC.|110
VIGI|VAN INT DIV APP ETF|SBSH|Citigroup Global Markets Inc.|55
VIGI|VAN INT DIV APP ETF|SGMT|GOLDMAN SACHS & CO. LLC|2728
VIGI|VAN INT DIV APP ETF|SPDR|SPEEDROUTE LLC|500
VIGI|VAN INT DIV APP ETF|SPHN|Stephens Inc.|407
VIGI|VAN INT DIV APP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2032
VIGI|VAN INT DIV APP ETF|SWIM|TD Ameritrade, Inc.|4545
VIGI|VAN INT DIV APP ETF|TRCM|TRC MARKETS LLC|453
VIGI|VAN INT DIV APP ETF|UBSA|UBS SECURITIES LLC|15514
VIGI|VAN INT DIV APP ETF|UBSS|UBS Securities LLC|75601
VIGI|VAN INT DIV APP ETF|VALX|VIRTU AMERICAS LLC|900
VIGI|VAN INT DIV APP ETF|VGRD|Vanguard Marketing Corporation|92070
VIGI|VAN INT DIV APP ETF|WCHV|WELLS FARGO SECURITIES, LLC|15389
VIGI|VAN INT DIV APP ETF|WGIF|CIBC World Markets Inc.|570
VIGI|VAN INT DIV APP ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|28
VIGI|VAN INT DIV APP ETF|WSEA|WOLVERINE SECURITIES, LLC|220
VIGI|VAN INT DIV APP ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|314
VIGI|VAN INT DIV APP ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|15
VIGI|VAN INT DIV APP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6224
VII|VICON INDS INC|APCC|Apex Clearing Corporation|36694
VII|VICON INDS INC|BATM|CBOE TRADING, INC.|991
VII|VICON INDS INC|BIMI|Banca IMI Securities Corp.|9
VII|VICON INDS INC|BYXM|CBOE TRADING, INC.|800
VII|VICON INDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13538
VII|VICON INDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|229910
VII|VICON INDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2603
VII|VICON INDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
VII|VICON INDS INC|DBAB|Deutsche Bank Securities Inc.|400
VII|VICON INDS INC|DBAX|Deutsche Bank Securities Inc.|5300
VII|VICON INDS INC|EBXL|EBX LLC|6000
VII|VICON INDS INC|EGAM|CBOE TRADING, INC.|2100
VII|VICON INDS INC|EGXM|CBOE TRADING, INC.|1200
VII|VICON INDS INC|ETRS|E*Trade Securities LLC|233030
VII|VICON INDS INC|FILL|Tradestation Securities, Inc.|21100
VII|VICON INDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
VII|VICON INDS INC|GSCO|GOLDMAN SACHS & CO. LLC|3
VII|VICON INDS INC|GSLT|GOLDMAN SACHS & CO. LLC|733
VII|VICON INDS INC|IATS|INTERACTIVE BROKERS LLC|1000
VII|VICON INDS INC|IBKR|Interactive Brokers Llc|88322
VII|VICON INDS INC|ICBX|INSTINET, LLC|1500
VII|VICON INDS INC|INCA|INSTINET, LLC|3727
VII|VICON INDS INC|ITGI|ITG Inc.|1000
VII|VICON INDS INC|ITGP|ITG INC.|1600
VII|VICON INDS INC|LEHM|Barclays Capital Inc./Le|7810
VII|VICON INDS INC|LSCI|Lek Securities Corporation|1000
VII|VICON INDS INC|MSCO|MORGAN STANLEY & CO. LLC|98006
VII|VICON INDS INC|NFSC|National Financial Services LLC|228327
VII|VICON INDS INC|NITE|VIRTU Americas LLC|438220
VII|VICON INDS INC|NQRB|Brut, LLC|2300
VII|VICON INDS INC|PDQM|CODA MARKETS, INC.|22027
VII|VICON INDS INC|RGLD|Regal Securities, Inc|922
VII|VICON INDS INC|SBSH|Citigroup Global Markets Inc.|4305
VII|VICON INDS INC|SGMT|GOLDMAN SACHS & CO. LLC|5020
VII|VICON INDS INC|SPDR|SPEEDROUTE LLC|5036
VII|VICON INDS INC|SWIM|TD Ameritrade, Inc.|148304
VII|VICON INDS INC|TKNG|ALLY INVEST SECURITIES LLC|14400
VII|VICON INDS INC|UBSA|UBS SECURITIES LLC|16915
VII|VICON INDS INC|UBSS|UBS Securities LLC|16369
VII|VICON INDS INC|VSIN|Vision Financial Markets Llc|17090
VII|VICON INDS INC|WCHV|WELLS FARGO SECURITIES, LLC|10000
VII|VICON INDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21912
VII|VICON INDS INC|WGIF|CIBC World Markets Inc.|200
VII|VICON INDS INC|WSEA|WOLVERINE SECURITIES, LLC|70469
VII|VICON INDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5000
VIIX|VS VIX SHORT TERM|ALTX|Alternet Securities Inc.|1809
VIIX|VS VIX SHORT TERM|APCC|Apex Clearing Corporation|580
VIIX|VS VIX SHORT TERM|BATM|CBOE TRADING, INC.|300
VIIX|VS VIX SHORT TERM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1539
VIIX|VS VIX SHORT TERM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3450
VIIX|VS VIX SHORT TERM|CTLR|CUTLER GROUP, LP|300
VIIX|VS VIX SHORT TERM|DBAB|Deutsche Bank Securities Inc.|1201
VIIX|VS VIX SHORT TERM|DBAX|Deutsche Bank Securities Inc.|700
VIIX|VS VIX SHORT TERM|EBXL|EBX LLC|300
VIIX|VS VIX SHORT TERM|EDJO|Edward D. Jones & Co., L.P.|741
VIIX|VS VIX SHORT TERM|EGAM|CBOE TRADING, INC.|4908
VIIX|VS VIX SHORT TERM|EGAW|CBOE TRADING, INC.|1700
VIIX|VS VIX SHORT TERM|EGXM|CBOE TRADING, INC.|300
VIIX|VS VIX SHORT TERM|ETBE|Electronic Transaction Clearing, Inc.|200
VIIX|VS VIX SHORT TERM|ETRS|E*Trade Securities LLC|28304
VIIX|VS VIX SHORT TERM|FBCO|Credit Suisse Securities (USA) LLC|7706
VIIX|VS VIX SHORT TERM|FILL|Tradestation Securities, Inc.|1930
VIIX|VS VIX SHORT TERM|FLTU|FLOW TRADERS US LLC|15996
VIIX|VS VIX SHORT TERM|FOMA|TD AMERITRADE CLEARING, INC.|34326
VIIX|VS VIX SHORT TERM|GEBB|GLOBAL EXECUTION BROKERS, LP|1001
VIIX|VS VIX SHORT TERM|GLIS|TD Securities Inc|93
VIIX|VS VIX SHORT TERM|GLPX|ACS EXECUTION SERVICES, LLC|1514
VIIX|VS VIX SHORT TERM|GSCO|GOLDMAN SACHS & CO. LLC|500
VIIX|VS VIX SHORT TERM|GSLT|GOLDMAN SACHS & CO. LLC|1949
VIIX|VS VIX SHORT TERM|GTSZ|GTS SECURITIES LLC|320
VIIX|VS VIX SHORT TERM|IATS|INTERACTIVE BROKERS LLC|5656
VIIX|VS VIX SHORT TERM|IBKR|Interactive Brokers Llc|170182
VIIX|VS VIX SHORT TERM|ICBX|INSTINET, LLC|95584
VIIX|VS VIX SHORT TERM|INCA|INSTINET, LLC|3893
VIIX|VS VIX SHORT TERM|ITGI|ITG Inc.|1859
VIIX|VS VIX SHORT TERM|ITGP|ITG INC.|10000
VIIX|VS VIX SHORT TERM|JMPT|JUMP TRADING, LLC|40
VIIX|VS VIX SHORT TERM|JSJX|JANE STREET CAPITAL LLC|13947
VIIX|VS VIX SHORT TERM|KCGM|VIRTU Americas LLC|1000
VIIX|VS VIX SHORT TERM|LEHM|Barclays Capital Inc./Le|800
VIIX|VS VIX SHORT TERM|LIME|Lime Brokerage LLC|15390
VIIX|VS VIX SHORT TERM|LIWM|LIME BROKERAGE LLC|211964
VIIX|VS VIX SHORT TERM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
VIIX|VS VIX SHORT TERM|MSCO|MORGAN STANLEY & CO. LLC|63460
VIIX|VS VIX SHORT TERM|NFSC|National Financial Services LLC|8976
VIIX|VS VIX SHORT TERM|NITE|VIRTU Americas LLC|76592
VIIX|VS VIX SHORT TERM|NQRB|Brut, LLC|15
VIIX|VS VIX SHORT TERM|PDQM|CODA MARKETS, INC.|785
VIIX|VS VIX SHORT TERM|SGMT|GOLDMAN SACHS & CO. LLC|900
VIIX|VS VIX SHORT TERM|SWIM|TD Ameritrade, Inc.|5745
VIIX|VS VIX SHORT TERM|TKNG|ALLY INVEST SECURITIES LLC|40
VIIX|VS VIX SHORT TERM|TRBT|Tradebot Systems, Inc.|600
VIIX|VS VIX SHORT TERM|TRCM|TRC MARKETS LLC|5052
VIIX|VS VIX SHORT TERM|UBSA|UBS SECURITIES LLC|17407
VIIX|VS VIX SHORT TERM|UBSS|UBS Securities LLC|27354
VIIX|VS VIX SHORT TERM|VGRD|Vanguard Marketing Corporation|14919
VIIX|VS VIX SHORT TERM|WCHV|WELLS FARGO SECURITIES, LLC|400
VIIX|VS VIX SHORT TERM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1515
VIIX|VS VIX SHORT TERM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5372
VIIX|VS VIX SHORT TERM|WGIF|CIBC World Markets Inc.|95
VIIX|VS VIX SHORT TERM|WSEA|WOLVERINE SECURITIES, LLC|5297
VIIZ|VS VIX MID TERM|APCC|Apex Clearing Corporation|14
VIIZ|VS VIX MID TERM|ETRS|E*Trade Securities LLC|44
VIIZ|VS VIX MID TERM|FBCO|Credit Suisse Securities (USA) LLC|105
VIIZ|VS VIX MID TERM|FLTU|FLOW TRADERS US LLC|1935
VIIZ|VS VIX MID TERM|FOMA|TD AMERITRADE CLEARING, INC.|120
VIIZ|VS VIX MID TERM|IATS|INTERACTIVE BROKERS LLC|192
VIIZ|VS VIX MID TERM|IBKR|Interactive Brokers Llc|6571
VIIZ|VS VIX MID TERM|ICBX|INSTINET, LLC|1400
VIIZ|VS VIX MID TERM|INCA|INSTINET, LLC|23
VIIZ|VS VIX MID TERM|JSJX|JANE STREET CAPITAL LLC|8
VIIZ|VS VIX MID TERM|LIME|Lime Brokerage LLC|1379
VIIZ|VS VIX MID TERM|LIWM|LIME BROKERAGE LLC|2089
VIIZ|VS VIX MID TERM|MSCO|MORGAN STANLEY & CO. LLC|224
VIIZ|VS VIX MID TERM|NFSC|National Financial Services LLC|806
VIIZ|VS VIX MID TERM|NITE|VIRTU Americas LLC|1864
VIIZ|VS VIX MID TERM|UBSA|UBS SECURITIES LLC|13
VIIZ|VS VIX MID TERM|WSEA|WOLVERINE SECURITIES, LLC|83
VIOG|VANGUARD SC600GRETF|APCC|Apex Clearing Corporation|99
VIOG|VANGUARD SC600GRETF|BANK|Primevest Financial Services, Inc.|1
VIOG|VANGUARD SC600GRETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|412
VIOG|VANGUARD SC600GRETF|CANT|Cantor Fitzgerald & Co.|1582
VIOG|VANGUARD SC600GRETF|CHAS|Charles Schwab & Co., Inc.|411
VIOG|VANGUARD SC600GRETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5495
VIOG|VANGUARD SC600GRETF|CSIN|Citadel Securities Institutional LLC|27301
VIOG|VANGUARD SC600GRETF|CTDL|Citadel Derivatives Group Llc|29510
VIOG|VANGUARD SC600GRETF|DBAX|Deutsche Bank Securities Inc.|500
VIOG|VANGUARD SC600GRETF|DEAN|MORGAN STANLEY|333
VIOG|VANGUARD SC600GRETF|EBXL|EBX LLC|600
VIOG|VANGUARD SC600GRETF|EDJO|Edward D. Jones & Co., L.P.|2031
VIOG|VANGUARD SC600GRETF|EGXM|CBOE TRADING, INC.|20
VIOG|VANGUARD SC600GRETF|ETRS|E*Trade Securities LLC|6493
VIOG|VANGUARD SC600GRETF|FBSB|U.S. Bancorp Investments, Inc.|6
VIOG|VANGUARD SC600GRETF|FILL|Tradestation Securities, Inc.|50
VIOG|VANGUARD SC600GRETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|541
VIOG|VANGUARD SC600GRETF|FTBR|Foliofn Investments, Inc.|159
VIOG|VANGUARD SC600GRETF|GSLT|GOLDMAN SACHS & CO. LLC|500
VIOG|VANGUARD SC600GRETF|HRBF|American Enterprise Investment Services Inc.|8032
VIOG|VANGUARD SC600GRETF|IATS|INTERACTIVE BROKERS LLC|200
VIOG|VANGUARD SC600GRETF|IBKR|Interactive Brokers Llc|760
VIOG|VANGUARD SC600GRETF|ICBX|INSTINET, LLC|1164
VIOG|VANGUARD SC600GRETF|ITGP|ITG INC.|200
VIOG|VANGUARD SC600GRETF|JANY|Janney Montgomery Scott Inc.|158
VIOG|VANGUARD SC600GRETF|JPMX|J.P. Morgan Securities LLC|5114
VIOG|VANGUARD SC600GRETF|JSJX|JANE STREET CAPITAL LLC|48008
VIOG|VANGUARD SC600GRETF|KCGM|VIRTU Americas LLC|7067
VIOG|VANGUARD SC600GRETF|LEHM|Barclays Capital Inc./Le|1173
VIOG|VANGUARD SC600GRETF|LIME|Lime Brokerage LLC|956
VIOG|VANGUARD SC600GRETF|MACC|Mid Atlantic Capital Corporation|4
VIOG|VANGUARD SC600GRETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1858
VIOG|VANGUARD SC600GRETF|MSCO|MORGAN STANLEY & CO. LLC|3787
VIOG|VANGUARD SC600GRETF|MSPL|MORGAN STANLEY & CO. LLC|800
VIOG|VANGUARD SC600GRETF|NFSC|National Financial Services LLC|35446
VIOG|VANGUARD SC600GRETF|NITE|VIRTU Americas LLC|28925
VIOG|VANGUARD SC600GRETF|OPCO|Oppenheimer & Co. Inc.|289
VIOG|VANGUARD SC600GRETF|PDQM|CODA MARKETS, INC.|1400
VIOG|VANGUARD SC600GRETF|PWJC|UBS Financial Services, Inc.|30
VIOG|VANGUARD SC600GRETF|RBCM|RBC CAPITAL MARKETS, LLC|41
VIOG|VANGUARD SC600GRETF|SGMT|GOLDMAN SACHS & CO. LLC|2144
VIOG|VANGUARD SC600GRETF|SPHN|Stephens Inc.|130
VIOG|VANGUARD SC600GRETF|STFL|Stifel, Nicolaus & Company, Incorporated|512
VIOG|VANGUARD SC600GRETF|SWIM|TD Ameritrade, Inc.|1075
VIOG|VANGUARD SC600GRETF|SWST|Hilltop Securities Inc.|37
VIOG|VANGUARD SC600GRETF|TRCM|TRC MARKETS LLC|60
VIOG|VANGUARD SC600GRETF|UBSA|UBS SECURITIES LLC|15635
VIOG|VANGUARD SC600GRETF|UBSS|UBS Securities LLC|16311
VIOG|VANGUARD SC600GRETF|VGRD|Vanguard Marketing Corporation|58366
VIOG|VANGUARD SC600GRETF|WCHV|WELLS FARGO SECURITIES, LLC|766
VIOG|VANGUARD SC600GRETF|WSEA|WOLVERINE SECURITIES, LLC|32
VIOG|VANGUARD SC600GRETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5368
VIOO|VANGUARD SCCP600|APCC|Apex Clearing Corporation|1136
VIOO|VANGUARD SCCP600|BARD|Robert W. Baird & Co. Incorporated|160
VIOO|VANGUARD SCCP600|BERN|Sanford C. Bernstein & Co., LLC|1
VIOO|VANGUARD SCCP600|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10533
VIOO|VANGUARD SCCP600|CANT|Cantor Fitzgerald & Co.|254
VIOO|VANGUARD SCCP600|CHAS|Charles Schwab & Co., Inc.|50
VIOO|VANGUARD SCCP600|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8394
VIOO|VANGUARD SCCP600|DBAX|Deutsche Bank Securities Inc.|600
VIOO|VANGUARD SCCP600|DEAN|MORGAN STANLEY|1121
VIOO|VANGUARD SCCP600|EBXL|EBX LLC|900
VIOO|VANGUARD SCCP600|EDJO|Edward D. Jones & Co., L.P.|956
VIOO|VANGUARD SCCP600|EGAM|CBOE TRADING, INC.|1594
VIOO|VANGUARD SCCP600|EGXM|CBOE TRADING, INC.|109
VIOO|VANGUARD SCCP600|ETRS|E*Trade Securities LLC|13824
VIOO|VANGUARD SCCP600|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|803
VIOO|VANGUARD SCCP600|FTBR|Foliofn Investments, Inc.|1278
VIOO|VANGUARD SCCP600|GSLT|GOLDMAN SACHS & CO. LLC|2425
VIOO|VANGUARD SCCP600|GTSZ|GTS SECURITIES LLC|200
VIOO|VANGUARD SCCP600|HRBF|American Enterprise Investment Services Inc.|23044
VIOO|VANGUARD SCCP600|IATS|INTERACTIVE BROKERS LLC|1326
VIOO|VANGUARD SCCP600|IBKR|Interactive Brokers Llc|764
VIOO|VANGUARD SCCP600|ICBX|INSTINET, LLC|1524
VIOO|VANGUARD SCCP600|INCA|INSTINET, LLC|1
VIOO|VANGUARD SCCP600|ITGI|ITG Inc.|2433
VIOO|VANGUARD SCCP600|JANY|Janney Montgomery Scott Inc.|86
VIOO|VANGUARD SCCP600|JPMX|J.P. Morgan Securities LLC|1590
VIOO|VANGUARD SCCP600|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
VIOO|VANGUARD SCCP600|JSJX|JANE STREET CAPITAL LLC|99886
VIOO|VANGUARD SCCP600|KCGM|VIRTU Americas LLC|5099
VIOO|VANGUARD SCCP600|LEHM|Barclays Capital Inc./Le|1917
VIOO|VANGUARD SCCP600|LIME|Lime Brokerage LLC|6102
VIOO|VANGUARD SCCP600|MACC|Mid Atlantic Capital Corporation|50
VIOO|VANGUARD SCCP600|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5000
VIOO|VANGUARD SCCP600|MOTF|MOTIF INVESTING, INC.|12
VIOO|VANGUARD SCCP600|MSCO|MORGAN STANLEY & CO. LLC|17831
VIOO|VANGUARD SCCP600|MSPL|MORGAN STANLEY & CO. LLC|100
VIOO|VANGUARD SCCP600|NFSC|National Financial Services LLC|43626
VIOO|VANGUARD SCCP600|NITE|VIRTU Americas LLC|50618
VIOO|VANGUARD SCCP600|NITP|VIRTU Americas LLC|200
VIOO|VANGUARD SCCP600|OPCO|Oppenheimer & Co. Inc.|436
VIOO|VANGUARD SCCP600|PDQM|CODA MARKETS, INC.|1100
VIOO|VANGUARD SCCP600|PWJC|UBS Financial Services, Inc.|290
VIOO|VANGUARD SCCP600|RBCM|RBC CAPITAL MARKETS, LLC|3152
VIOO|VANGUARD SCCP600|SBSH|Citigroup Global Markets Inc.|763
VIOO|VANGUARD SCCP600|SGMT|GOLDMAN SACHS & CO. LLC|1413
VIOO|VANGUARD SCCP600|STFL|Stifel, Nicolaus & Company, Incorporated|222
VIOO|VANGUARD SCCP600|SWIM|TD Ameritrade, Inc.|1405
VIOO|VANGUARD SCCP600|SWST|Hilltop Securities Inc.|177
VIOO|VANGUARD SCCP600|TKNG|ALLY INVEST SECURITIES LLC|252
VIOO|VANGUARD SCCP600|TRCM|TRC MARKETS LLC|10
VIOO|VANGUARD SCCP600|UBSA|UBS SECURITIES LLC|19322
VIOO|VANGUARD SCCP600|UBSS|UBS Securities LLC|24896
VIOO|VANGUARD SCCP600|VGRD|Vanguard Marketing Corporation|46453
VIOO|VANGUARD SCCP600|VSIN|Vision Financial Markets Llc|100
VIOO|VANGUARD SCCP600|WCHV|WELLS FARGO SECURITIES, LLC|7783
VIOO|VANGUARD SCCP600|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
VIOO|VANGUARD SCCP600|WSEA|WOLVERINE SECURITIES, LLC|489
VIOO|VANGUARD SCCP600|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13411
VIOV|VANGUARD SC600VIEETF|APCC|Apex Clearing Corporation|216
VIOV|VANGUARD SC600VIEETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80
VIOV|VANGUARD SC600VIEETF|BYXM|CBOE TRADING, INC.|75
VIOV|VANGUARD SC600VIEETF|CANT|Cantor Fitzgerald & Co.|2543
VIOV|VANGUARD SC600VIEETF|CHAS|Charles Schwab & Co., Inc.|21
VIOV|VANGUARD SC600VIEETF|CIST|Capital Institutional Services, Inc.|60
VIOV|VANGUARD SC600VIEETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1393
VIOV|VANGUARD SC600VIEETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9100
VIOV|VANGUARD SC600VIEETF|CTDL|Citadel Derivatives Group Llc|750
VIOV|VANGUARD SC600VIEETF|DADA|D.A. Davidson & Co.|2
VIOV|VANGUARD SC600VIEETF|DBAX|Deutsche Bank Securities Inc.|600
VIOV|VANGUARD SC600VIEETF|DEAN|MORGAN STANLEY|236
VIOV|VANGUARD SC600VIEETF|EBXL|EBX LLC|500
VIOV|VANGUARD SC600VIEETF|EDJO|Edward D. Jones & Co., L.P.|78
VIOV|VANGUARD SC600VIEETF|ETRS|E*Trade Securities LLC|4412
VIOV|VANGUARD SC600VIEETF|FMAF|NBCN Inc./ CDS|2
VIOV|VANGUARD SC600VIEETF|FMCO|First Manhattan Co|117
VIOV|VANGUARD SC600VIEETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|534
VIOV|VANGUARD SC600VIEETF|FTBR|Foliofn Investments, Inc.|335
VIOV|VANGUARD SC600VIEETF|GSLT|GOLDMAN SACHS & CO. LLC|1506
VIOV|VANGUARD SC600VIEETF|GTSZ|GTS SECURITIES LLC|872
VIOV|VANGUARD SC600VIEETF|HRBF|American Enterprise Investment Services Inc.|1645
VIOV|VANGUARD SC600VIEETF|IBKR|Interactive Brokers Llc|154
VIOV|VANGUARD SC600VIEETF|ICBX|INSTINET, LLC|1800
VIOV|VANGUARD SC600VIEETF|ITGI|ITG Inc.|34
VIOV|VANGUARD SC600VIEETF|JPMX|J.P. Morgan Securities LLC|422
VIOV|VANGUARD SC600VIEETF|JSJX|JANE STREET CAPITAL LLC|33842
VIOV|VANGUARD SC600VIEETF|KCGM|VIRTU Americas LLC|5605
VIOV|VANGUARD SC600VIEETF|LEHM|Barclays Capital Inc./Le|2498
VIOV|VANGUARD SC600VIEETF|LIME|Lime Brokerage LLC|2921
VIOV|VANGUARD SC600VIEETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3212
VIOV|VANGUARD SC600VIEETF|MSCO|MORGAN STANLEY & CO. LLC|8525
VIOV|VANGUARD SC600VIEETF|NFSC|National Financial Services LLC|17102
VIOV|VANGUARD SC600VIEETF|NITE|VIRTU Americas LLC|9795
VIOV|VANGUARD SC600VIEETF|PDQM|CODA MARKETS, INC.|3800
VIOV|VANGUARD SC600VIEETF|PWJC|UBS Financial Services, Inc.|140
VIOV|VANGUARD SC600VIEETF|RBCM|RBC CAPITAL MARKETS, LLC|2
VIOV|VANGUARD SC600VIEETF|SBSH|Citigroup Global Markets Inc.|200
VIOV|VANGUARD SC600VIEETF|SGMT|GOLDMAN SACHS & CO. LLC|504
VIOV|VANGUARD SC600VIEETF|SPHN|Stephens Inc.|469
VIOV|VANGUARD SC600VIEETF|SWIM|TD Ameritrade, Inc.|136
VIOV|VANGUARD SC600VIEETF|TRCM|TRC MARKETS LLC|246
VIOV|VANGUARD SC600VIEETF|UBSA|UBS SECURITIES LLC|6631
VIOV|VANGUARD SC600VIEETF|UBSS|UBS Securities LLC|13228
VIOV|VANGUARD SC600VIEETF|VGRD|Vanguard Marketing Corporation|23154
VIOV|VANGUARD SC600VIEETF|WCHV|WELLS FARGO SECURITIES, LLC|212
VIOV|VANGUARD SC600VIEETF|WSEA|WOLVERINE SECURITIES, LLC|100
VIOV|VANGUARD SC600VIEETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
VIOV|VANGUARD SC600VIEETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5874
VIPS|VIPSHOP HOLDINGS LTD|AGIS|Aegis Capital Corp.|1100
VIPS|VIPSHOP HOLDINGS LTD|ALTX|Alternet Securities Inc.|80152
VIPS|VIPSHOP HOLDINGS LTD|APCC|Apex Clearing Corporation|321974
VIPS|VIPSHOP HOLDINGS LTD|AQUA|AQUA SECURITIES L.P.|4200
VIPS|VIPSHOP HOLDINGS LTD|BANK|Primevest Financial Services, Inc.|36500
VIPS|VIPSHOP HOLDINGS LTD|BARD|Robert W. Baird & Co. Incorporated|5688
VIPS|VIPSHOP HOLDINGS LTD|BATM|CBOE TRADING, INC.|14003
VIPS|VIPSHOP HOLDINGS LTD|BAYC|BAY CREST PARTNERS, LLC|113397
VIPS|VIPSHOP HOLDINGS LTD|BAYT|BTIG, LLC|89062
VIPS|VIPSHOP HOLDINGS LTD|BERN|Sanford C. Bernstein & Co., LLC|634419
VIPS|VIPSHOP HOLDINGS LTD|BIDS|BIDS TRADING L.P.|12100
VIPS|VIPSHOP HOLDINGS LTD|BIMI|Banca IMI Securities Corp.|4412
VIPS|VIPSHOP HOLDINGS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94889
VIPS|VIPSHOP HOLDINGS LTD|BLKX|INSTINET, LLC|755590
VIPS|VIPSHOP HOLDINGS LTD|BMOC|BMO Capital Markets Corp.|1038
VIPS|VIPSHOP HOLDINGS LTD|BNPX|BNP PARIBAS SECURITIES CORP.|334
VIPS|VIPSHOP HOLDINGS LTD|BTIG|BTIG, LLC|193983
VIPS|VIPSHOP HOLDINGS LTD|BYXM|CBOE TRADING, INC.|3567
VIPS|VIPSHOP HOLDINGS LTD|BZYD|GOLDMAN SACHS & CO. LLC|800
VIPS|VIPSHOP HOLDINGS LTD|CANT|Cantor Fitzgerald & Co.|3263897
VIPS|VIPSHOP HOLDINGS LTD|CBLC|CITIGROUP GLOBAL MARKETS INC.|19094
VIPS|VIPSHOP HOLDINGS LTD|CHAS|Charles Schwab & Co., Inc.|28176
VIPS|VIPSHOP HOLDINGS LTD|CICF|Canaccord Genuity Corp.|14400
VIPS|VIPSHOP HOLDINGS LTD|CIST|Capital Institutional Services, Inc.|39511
VIPS|VIPSHOP HOLDINGS LTD|CLSA|CLSA AMERICAS, LLC|141978
VIPS|VIPSHOP HOLDINGS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1447843
VIPS|VIPSHOP HOLDINGS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5812
VIPS|VIPSHOP HOLDINGS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|33670
VIPS|VIPSHOP HOLDINGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2716104
VIPS|VIPSHOP HOLDINGS LTD|CTDL|Citadel Derivatives Group Llc|120996
VIPS|VIPSHOP HOLDINGS LTD|CTLR|CUTLER GROUP, LP|2000
VIPS|VIPSHOP HOLDINGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|554728
VIPS|VIPSHOP HOLDINGS LTD|DADA|D.A. Davidson & Co.|90
VIPS|VIPSHOP HOLDINGS LTD|DBAB|Deutsche Bank Securities Inc.|782925
VIPS|VIPSHOP HOLDINGS LTD|DBAX|Deutsche Bank Securities Inc.|2981500
VIPS|VIPSHOP HOLDINGS LTD|DBUL|Deutsche Bank Securities Inc.|29068
VIPS|VIPSHOP HOLDINGS LTD|DCHF|Dart Executions, LLC|29369
VIPS|VIPSHOP HOLDINGS LTD|DEAN|MORGAN STANLEY|11203
VIPS|VIPSHOP HOLDINGS LTD|DEGS|RONIN PROFESSIONAL LLC|11800
VIPS|VIPSHOP HOLDINGS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6590
VIPS|VIPSHOP HOLDINGS LTD|DRWK|DRW SECURITIES, L.L.C.|17072
VIPS|VIPSHOP HOLDINGS LTD|EBXL|EBX LLC|1699300
VIPS|VIPSHOP HOLDINGS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|108092
VIPS|VIPSHOP HOLDINGS LTD|EDJO|Edward D. Jones & Co., L.P.|2134
VIPS|VIPSHOP HOLDINGS LTD|EGAM|CBOE TRADING, INC.|103038
VIPS|VIPSHOP HOLDINGS LTD|EGAW|CBOE TRADING, INC.|919
VIPS|VIPSHOP HOLDINGS LTD|EGMT|EG MARKET TECHNOLOGIES LLC|500
VIPS|VIPSHOP HOLDINGS LTD|EGXM|CBOE TRADING, INC.|23358
VIPS|VIPSHOP HOLDINGS LTD|EGXW|CBOE TRADING, INC.|672
VIPS|VIPSHOP HOLDINGS LTD|ELEV|ELEVATION, LLC|53605
VIPS|VIPSHOP HOLDINGS LTD|ESPO|ESPOSITO SECURITIES, LLC|16674
VIPS|VIPSHOP HOLDINGS LTD|ETBE|Electronic Transaction Clearing, Inc.|89256
VIPS|VIPSHOP HOLDINGS LTD|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
VIPS|VIPSHOP HOLDINGS LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|16675
VIPS|VIPSHOP HOLDINGS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14042
VIPS|VIPSHOP HOLDINGS LTD|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
VIPS|VIPSHOP HOLDINGS LTD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|887
VIPS|VIPSHOP HOLDINGS LTD|ETRS|E*Trade Securities LLC|2811285
VIPS|VIPSHOP HOLDINGS LTD|FFSI|Firstrade Securities Inc.|3800
VIPS|VIPSHOP HOLDINGS LTD|FILL|Tradestation Securities, Inc.|63330
VIPS|VIPSHOP HOLDINGS LTD|FMAF|NBCN Inc./ CDS|66696
VIPS|VIPSHOP HOLDINGS LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|56976
VIPS|VIPSHOP HOLDINGS LTD|FQLS|Quantlab Securities LP|2035698
VIPS|VIPSHOP HOLDINGS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|251741
VIPS|VIPSHOP HOLDINGS LTD|FTBR|Foliofn Investments, Inc.|6803
VIPS|VIPSHOP HOLDINGS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|15600
VIPS|VIPSHOP HOLDINGS LTD|GLIS|TD Securities Inc|59232
VIPS|VIPSHOP HOLDINGS LTD|GLPX|ACS EXECUTION SERVICES, LLC|942571
VIPS|VIPSHOP HOLDINGS LTD|GSCO|GOLDMAN SACHS & CO. LLC|7477084
VIPS|VIPSHOP HOLDINGS LTD|GSCS|GOLDMAN SACHS & CO. LLC|133583
VIPS|VIPSHOP HOLDINGS LTD|GSLT|GOLDMAN SACHS & CO. LLC|84395
VIPS|VIPSHOP HOLDINGS LTD|GTSZ|GTS SECURITIES LLC|436886
VIPS|VIPSHOP HOLDINGS LTD|HRBF|American Enterprise Investment Services Inc.|19803
VIPS|VIPSHOP HOLDINGS LTD|HSBC|HSBC Securities, Inc.|676573
VIPS|VIPSHOP HOLDINGS LTD|IATS|INTERACTIVE BROKERS LLC|599745
VIPS|VIPSHOP HOLDINGS LTD|IBKR|Interactive Brokers Llc|1331927
VIPS|VIPSHOP HOLDINGS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6077
VIPS|VIPSHOP HOLDINGS LTD|ICBX|INSTINET, LLC|1296999
VIPS|VIPSHOP HOLDINGS LTD|IMPC|Imperial Capital, LLC|1013
VIPS|VIPSHOP HOLDINGS LTD|INCA|INSTINET, LLC|1370251
VIPS|VIPSHOP HOLDINGS LTD|INJX|INSTINET, LLC|33625
VIPS|VIPSHOP HOLDINGS LTD|INTL|INTL FCSTONE FINANCIAL INC.|473
VIPS|VIPSHOP HOLDINGS LTD|ITGI|ITG Inc.|169785
VIPS|VIPSHOP HOLDINGS LTD|ITGP|ITG INC.|4930600
VIPS|VIPSHOP HOLDINGS LTD|JANY|Janney Montgomery Scott Inc.|300
VIPS|VIPSHOP HOLDINGS LTD|JEFF|JEFFERIES LLC|971997
VIPS|VIPSHOP HOLDINGS LTD|JMPT|JUMP TRADING, LLC|447949
VIPS|VIPSHOP HOLDINGS LTD|JPBX|J.P. MORGAN SECURITIES LLC|527368
VIPS|VIPSHOP HOLDINGS LTD|JPMX|J.P. Morgan Securities LLC|3799740
VIPS|VIPSHOP HOLDINGS LTD|JSJX|JANE STREET CAPITAL LLC|261303
VIPS|VIPSHOP HOLDINGS LTD|KCGM|VIRTU Americas LLC|602725
VIPS|VIPSHOP HOLDINGS LTD|LEHM|Barclays Capital Inc./Le|5509322
VIPS|VIPSHOP HOLDINGS LTD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2600
VIPS|VIPSHOP HOLDINGS LTD|LIME|Lime Brokerage LLC|75181
VIPS|VIPSHOP HOLDINGS LTD|LOOP|Loop Capital Markets LLC|700
VIPS|VIPSHOP HOLDINGS LTD|LQNA|LIQUIDNET, INC.|72900
VIPS|VIPSHOP HOLDINGS LTD|LQNB|LIQUIDNET, INC.|5200
VIPS|VIPSHOP HOLDINGS LTD|LSCI|Lek Securities Corporation|24762
VIPS|VIPSHOP HOLDINGS LTD|LTCO|Ladenburg, Thalmann & Co., Inc.|27560
VIPS|VIPSHOP HOLDINGS LTD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
VIPS|VIPSHOP HOLDINGS LTD|MACQ|Macquarie Capital (USA) Inc.|20600
VIPS|VIPSHOP HOLDINGS LTD|MAXM|Maxim Group LLC|76090
VIPS|VIPSHOP HOLDINGS LTD|MBTS|ALLY INVEST SECURITIES LLC|26419
VIPS|VIPSHOP HOLDINGS LTD|MCMF|Raymond James Ltd. Cds|271
VIPS|VIPSHOP HOLDINGS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2077989
VIPS|VIPSHOP HOLDINGS LTD|MOTF|MOTIF INVESTING, INC.|192
VIPS|VIPSHOP HOLDINGS LTD|MPSG|E D & F Man Capital Markets Inc.|644821
VIPS|VIPSHOP HOLDINGS LTD|MSCO|MORGAN STANLEY & CO. LLC|6801271
VIPS|VIPSHOP HOLDINGS LTD|MSPL|MORGAN STANLEY & CO. LLC|3460200
VIPS|VIPSHOP HOLDINGS LTD|MSTX|MORGAN STANLEY & CO. LLC|536000
VIPS|VIPSHOP HOLDINGS LTD|MZHO|Mizuho Securities USA LLC|119000
VIPS|VIPSHOP HOLDINGS LTD|NATL|National Securities Corporation|45550
VIPS|VIPSHOP HOLDINGS LTD|NEUB|NEUBERGER BERMAN BD LLC|129
VIPS|VIPSHOP HOLDINGS LTD|NFSC|National Financial Services LLC|1311915
VIPS|VIPSHOP HOLDINGS LTD|NITE|VIRTU Americas LLC|5309205
VIPS|VIPSHOP HOLDINGS LTD|NITP|VIRTU Americas LLC|138680
VIPS|VIPSHOP HOLDINGS LTD|NMRA|Nomura Securities International, Inc.|112059
VIPS|VIPSHOP HOLDINGS LTD|NQRB|Brut, LLC|35542
VIPS|VIPSHOP HOLDINGS LTD|NTBF|BMO Nesbitt Burns Inc./CDS|25240
VIPS|VIPSHOP HOLDINGS LTD|OHOS|TWO SIGMA SECURITIES, LLC|75576
VIPS|VIPSHOP HOLDINGS LTD|ONEL|O'NEIL SECURITIES, INCORPORATED|44800
VIPS|VIPSHOP HOLDINGS LTD|OPCO|Oppenheimer & Co. Inc.|4687
VIPS|VIPSHOP HOLDINGS LTD|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|39290
VIPS|VIPSHOP HOLDINGS LTD|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|29300
VIPS|VIPSHOP HOLDINGS LTD|PCPT|PHILLIP CAPITAL INC.|25337
VIPS|VIPSHOP HOLDINGS LTD|PDQM|CODA MARKETS, INC.|410266
VIPS|VIPSHOP HOLDINGS LTD|PHLY|NASDAQ Execution Services, LLC|6000
VIPS|VIPSHOP HOLDINGS LTD|PICT|Pictet Overseas Inc.|9794
VIPS|VIPSHOP HOLDINGS LTD|PNSR|Penserra Securities, LLC|250099
VIPS|VIPSHOP HOLDINGS LTD|PWJC|UBS Financial Services, Inc.|62047
VIPS|VIPSHOP HOLDINGS LTD|QMSR|QUATTRO M SECURITIES INC.|340614
VIPS|VIPSHOP HOLDINGS LTD|RBCM|RBC CAPITAL MARKETS, LLC|26500
VIPS|VIPSHOP HOLDINGS LTD|RGLD|Regal Securities, Inc|100
VIPS|VIPSHOP HOLDINGS LTD|RHCO|Suntrust Robinson Humphrey, Inc.|54580
VIPS|VIPSHOP HOLDINGS LTD|SAGL|SAGETRADER, LLC|244039
VIPS|VIPSHOP HOLDINGS LTD|SAGW|SAGETRADER, LLC|1200
VIPS|VIPSHOP HOLDINGS LTD|SALI|INTL FCSTONE FINANCIAL INC.|250
VIPS|VIPSHOP HOLDINGS LTD|SBSH|Citigroup Global Markets Inc.|1399309
VIPS|VIPSHOP HOLDINGS LTD|SGMT|GOLDMAN SACHS & CO. LLC|1353228
VIPS|VIPSHOP HOLDINGS LTD|SIBO|Prime Executions, Inc.|47598
VIPS|VIPSHOP HOLDINGS LTD|SOGO|Wang Investment Associates, Inc.|1720
VIPS|VIPSHOP HOLDINGS LTD|SPDR|SPEEDROUTE LLC|203887
VIPS|VIPSHOP HOLDINGS LTD|SPHN|Stephens Inc.|30000
VIPS|VIPSHOP HOLDINGS LTD|SPNT|SEVEN POINTS CAPITAL, LLC|3207
VIPS|VIPSHOP HOLDINGS LTD|SPTD|MINT GLOBAL MARKETS, INC.|1200
VIPS|VIPSHOP HOLDINGS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|179769
VIPS|VIPSHOP HOLDINGS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17134
VIPS|VIPSHOP HOLDINGS LTD|SWIM|TD Ameritrade, Inc.|787260
VIPS|VIPSHOP HOLDINGS LTD|SWST|Hilltop Securities Inc.|6900
VIPS|VIPSHOP HOLDINGS LTD|TKNG|ALLY INVEST SECURITIES LLC|76591
VIPS|VIPSHOP HOLDINGS LTD|TRBT|Tradebot Systems, Inc.|1282387
VIPS|VIPSHOP HOLDINGS LTD|TRCM|TRC MARKETS LLC|724238
VIPS|VIPSHOP HOLDINGS LTD|TWTT|TASTYWORKS, INC.|420
VIPS|VIPSHOP HOLDINGS LTD|UBSA|UBS SECURITIES LLC|4822093
VIPS|VIPSHOP HOLDINGS LTD|UBSS|UBS Securities LLC|4274095
VIPS|VIPSHOP HOLDINGS LTD|VALX|VIRTU AMERICAS LLC|328385
VIPS|VIPSHOP HOLDINGS LTD|VGRD|Vanguard Marketing Corporation|171511
VIPS|VIPSHOP HOLDINGS LTD|VSIN|Vision Financial Markets Llc|4179
VIPS|VIPSHOP HOLDINGS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|5200
VIPS|VIPSHOP HOLDINGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|433179
VIPS|VIPSHOP HOLDINGS LTD|WEDB|WEDBUSH SECURITIES INC.|6744
VIPS|VIPSHOP HOLDINGS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|43157
VIPS|VIPSHOP HOLDINGS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|115706
VIPS|VIPSHOP HOLDINGS LTD|WGIF|CIBC World Markets Inc.|45025
VIPS|VIPSHOP HOLDINGS LTD|WSEA|WOLVERINE SECURITIES, LLC|74790
VIPS|VIPSHOP HOLDINGS LTD|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2900
VIPS|VIPSHOP HOLDINGS LTD|WTCO|Williams Trading LLC|4600
VIPS|VIPSHOP HOLDINGS LTD|XIST|INSTINET, LLC|212800
VIPS|VIPSHOP HOLDINGS LTD|XPUS|XP SECURITIES, LLC|8500
VIPS|VIPSHOP HOLDINGS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|368996
VIPS|VIPSHOP HOLDINGS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|29808
VIPS|VIPSHOP HOLDINGS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2307
VIRC|VIRCO MFG CP|ALTX|Alternet Securities Inc.|700
VIRC|VIRCO MFG CP|BAYT|BTIG, LLC|3000
VIRC|VIRCO MFG CP|CANT|Cantor Fitzgerald & Co.|1724
VIRC|VIRCO MFG CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|793
VIRC|VIRCO MFG CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
VIRC|VIRCO MFG CP|DADA|D.A. Davidson & Co.|26367
VIRC|VIRCO MFG CP|DBAB|Deutsche Bank Securities Inc.|229
VIRC|VIRCO MFG CP|DBAX|Deutsche Bank Securities Inc.|100
VIRC|VIRCO MFG CP|DEGS|RONIN PROFESSIONAL LLC|2664
VIRC|VIRCO MFG CP|EBXL|EBX LLC|1600
VIRC|VIRCO MFG CP|EDJO|Edward D. Jones & Co., L.P.|1396
VIRC|VIRCO MFG CP|EGXW|CBOE TRADING, INC.|100
VIRC|VIRCO MFG CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1000
VIRC|VIRCO MFG CP|ETRS|E*Trade Securities LLC|1085
VIRC|VIRCO MFG CP|FBCO|Credit Suisse Securities (USA) LLC|2246
VIRC|VIRCO MFG CP|FOMA|TD AMERITRADE CLEARING, INC.|15213
VIRC|VIRCO MFG CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10976
VIRC|VIRCO MFG CP|FTBR|Foliofn Investments, Inc.|12
VIRC|VIRCO MFG CP|GSCO|GOLDMAN SACHS & CO. LLC|602
VIRC|VIRCO MFG CP|GSCS|GOLDMAN SACHS & CO. LLC|3176
VIRC|VIRCO MFG CP|GTSZ|GTS SECURITIES LLC|1
VIRC|VIRCO MFG CP|HRBF|American Enterprise Investment Services Inc.|50
VIRC|VIRCO MFG CP|IATS|INTERACTIVE BROKERS LLC|2
VIRC|VIRCO MFG CP|IBKR|Interactive Brokers Llc|7850
VIRC|VIRCO MFG CP|ICBX|INSTINET, LLC|600
VIRC|VIRCO MFG CP|INCA|INSTINET, LLC|3066
VIRC|VIRCO MFG CP|INJX|INSTINET, LLC|200
VIRC|VIRCO MFG CP|ITGI|ITG Inc.|1400
VIRC|VIRCO MFG CP|ITGP|ITG INC.|1800
VIRC|VIRCO MFG CP|JEFF|JEFFERIES LLC|10
VIRC|VIRCO MFG CP|JPMX|J.P. Morgan Securities LLC|600
VIRC|VIRCO MFG CP|LEHM|Barclays Capital Inc./Le|2132
VIRC|VIRCO MFG CP|LIME|Lime Brokerage LLC|19227
VIRC|VIRCO MFG CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
VIRC|VIRCO MFG CP|MSCO|MORGAN STANLEY & CO. LLC|12483
VIRC|VIRCO MFG CP|MSPL|MORGAN STANLEY & CO. LLC|1800
VIRC|VIRCO MFG CP|NFSC|National Financial Services LLC|1001
VIRC|VIRCO MFG CP|NITE|VIRTU Americas LLC|54258
VIRC|VIRCO MFG CP|SBSH|Citigroup Global Markets Inc.|427
VIRC|VIRCO MFG CP|SGMT|GOLDMAN SACHS & CO. LLC|702
VIRC|VIRCO MFG CP|SPDR|SPEEDROUTE LLC|2117
VIRC|VIRCO MFG CP|TKNG|ALLY INVEST SECURITIES LLC|82
VIRC|VIRCO MFG CP|TRBT|Tradebot Systems, Inc.|858
VIRC|VIRCO MFG CP|TRCM|TRC MARKETS LLC|122
VIRC|VIRCO MFG CP|UBSA|UBS SECURITIES LLC|3376
VIRC|VIRCO MFG CP|UBSS|UBS Securities LLC|12057
VIRC|VIRCO MFG CP|VALX|VIRTU AMERICAS LLC|300
VIRC|VIRCO MFG CP|VGRD|Vanguard Marketing Corporation|277
VIRC|VIRCO MFG CP|WCHV|WELLS FARGO SECURITIES, LLC|10444
VIRC|VIRCO MFG CP|WEDB|WEDBUSH SECURITIES INC.|1500
VIRC|VIRCO MFG CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38
VIRC|VIRCO MFG CP|WSEA|WOLVERINE SECURITIES, LLC|1213
VIRC|VIRCO MFG CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
VIRT|VIRTU FINANCIAL CM A|ALTX|Alternet Securities Inc.|9225
VIRT|VIRTU FINANCIAL CM A|ANOS|ABEL/NOSER, L.L.C.|1642
VIRT|VIRTU FINANCIAL CM A|APCC|Apex Clearing Corporation|1034
VIRT|VIRTU FINANCIAL CM A|AQUA|AQUA SECURITIES L.P.|69600
VIRT|VIRTU FINANCIAL CM A|BANK|Primevest Financial Services, Inc.|19
VIRT|VIRTU FINANCIAL CM A|BARD|Robert W. Baird & Co. Incorporated|13
VIRT|VIRTU FINANCIAL CM A|BATM|CBOE TRADING, INC.|7554
VIRT|VIRTU FINANCIAL CM A|BAYC|BAY CREST PARTNERS, LLC|2083
VIRT|VIRTU FINANCIAL CM A|BAYT|BTIG, LLC|1383
VIRT|VIRTU FINANCIAL CM A|BBNT|BB&T SECURITIES, LLC|1449
VIRT|VIRTU FINANCIAL CM A|BERN|Sanford C. Bernstein & Co., LLC|74725
VIRT|VIRTU FINANCIAL CM A|BIAD|SAGETRADER, LLC|661
VIRT|VIRTU FINANCIAL CM A|BIDS|BIDS TRADING L.P.|7600
VIRT|VIRTU FINANCIAL CM A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13067
VIRT|VIRTU FINANCIAL CM A|BLKX|INSTINET, LLC|165500
VIRT|VIRTU FINANCIAL CM A|BMOC|BMO Capital Markets Corp.|117699
VIRT|VIRTU FINANCIAL CM A|BNPX|BNP PARIBAS SECURITIES CORP.|7751
VIRT|VIRTU FINANCIAL CM A|BTIG|BTIG, LLC|154503
VIRT|VIRTU FINANCIAL CM A|BYXM|CBOE TRADING, INC.|1021
VIRT|VIRTU FINANCIAL CM A|BZYD|GOLDMAN SACHS & CO. LLC|100
VIRT|VIRTU FINANCIAL CM A|CBLC|CITIGROUP GLOBAL MARKETS INC.|17544
VIRT|VIRTU FINANCIAL CM A|CHAS|Charles Schwab & Co., Inc.|32351
VIRT|VIRTU FINANCIAL CM A|CIST|Capital Institutional Services, Inc.|10499
VIRT|VIRTU FINANCIAL CM A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|208153
VIRT|VIRTU FINANCIAL CM A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4836
VIRT|VIRTU FINANCIAL CM A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|733450
VIRT|VIRTU FINANCIAL CM A|CTDE|CHOICETRADE|10
VIRT|VIRTU FINANCIAL CM A|CTDL|Citadel Derivatives Group Llc|61485
VIRT|VIRTU FINANCIAL CM A|CXCX|CITIGROUP GLOBAL MARKETS INC.|54380
VIRT|VIRTU FINANCIAL CM A|DADA|D.A. Davidson & Co.|2140
VIRT|VIRTU FINANCIAL CM A|DAVA|Davenport & Company LLC|1200
VIRT|VIRTU FINANCIAL CM A|DAWA|Daiwa Capital Markets America Inc.|500
VIRT|VIRTU FINANCIAL CM A|DBAB|Deutsche Bank Securities Inc.|670714
VIRT|VIRTU FINANCIAL CM A|DBAX|Deutsche Bank Securities Inc.|466300
VIRT|VIRTU FINANCIAL CM A|DBUL|Deutsche Bank Securities Inc.|500
VIRT|VIRTU FINANCIAL CM A|DEAN|MORGAN STANLEY|5871
VIRT|VIRTU FINANCIAL CM A|DEGS|RONIN PROFESSIONAL LLC|5545
VIRT|VIRTU FINANCIAL CM A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22869
VIRT|VIRTU FINANCIAL CM A|EBXL|EBX LLC|243900
VIRT|VIRTU FINANCIAL CM A|ECUT|CONVERGEX EXECUTION SOLUTIONS|57425
VIRT|VIRTU FINANCIAL CM A|EDJO|Edward D. Jones & Co., L.P.|1912
VIRT|VIRTU FINANCIAL CM A|EGAM|CBOE TRADING, INC.|24274
VIRT|VIRTU FINANCIAL CM A|EGAW|CBOE TRADING, INC.|185
VIRT|VIRTU FINANCIAL CM A|EGMT|EG MARKET TECHNOLOGIES LLC|300
VIRT|VIRTU FINANCIAL CM A|EGXM|CBOE TRADING, INC.|7666
VIRT|VIRTU FINANCIAL CM A|ESPO|ESPOSITO SECURITIES, LLC|1781
VIRT|VIRTU FINANCIAL CM A|ETBE|Electronic Transaction Clearing, Inc.|29700
VIRT|VIRTU FINANCIAL CM A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|12291
VIRT|VIRTU FINANCIAL CM A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|480
VIRT|VIRTU FINANCIAL CM A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27325
VIRT|VIRTU FINANCIAL CM A|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
VIRT|VIRTU FINANCIAL CM A|ETRS|E*Trade Securities LLC|95390
VIRT|VIRTU FINANCIAL CM A|FBCO|Credit Suisse Securities (USA) LLC|2076632
VIRT|VIRTU FINANCIAL CM A|FILL|Tradestation Securities, Inc.|32807
VIRT|VIRTU FINANCIAL CM A|FMAF|NBCN Inc./ CDS|7295
VIRT|VIRTU FINANCIAL CM A|FOMA|TD AMERITRADE CLEARING, INC.|215264
VIRT|VIRTU FINANCIAL CM A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5900
VIRT|VIRTU FINANCIAL CM A|FQLS|Quantlab Securities LP|306251
VIRT|VIRTU FINANCIAL CM A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68305
VIRT|VIRTU FINANCIAL CM A|FTBR|Foliofn Investments, Inc.|10452
VIRT|VIRTU FINANCIAL CM A|GEBB|GLOBAL EXECUTION BROKERS, LP|22640
VIRT|VIRTU FINANCIAL CM A|GLIS|TD Securities Inc|3202
VIRT|VIRTU FINANCIAL CM A|GLPX|ACS EXECUTION SERVICES, LLC|2404
VIRT|VIRTU FINANCIAL CM A|GSCO|GOLDMAN SACHS & CO. LLC|2332585
VIRT|VIRTU FINANCIAL CM A|GSCS|GOLDMAN SACHS & CO. LLC|42681
VIRT|VIRTU FINANCIAL CM A|GSLT|GOLDMAN SACHS & CO. LLC|6703
VIRT|VIRTU FINANCIAL CM A|GTSZ|GTS SECURITIES LLC|146796
VIRT|VIRTU FINANCIAL CM A|HAPX|HAP Trading, LLC|2132
VIRT|VIRTU FINANCIAL CM A|HRBF|American Enterprise Investment Services Inc.|6090
VIRT|VIRTU FINANCIAL CM A|HSBC|HSBC Securities, Inc.|11294
VIRT|VIRTU FINANCIAL CM A|IATS|INTERACTIVE BROKERS LLC|12953
VIRT|VIRTU FINANCIAL CM A|IBKR|Interactive Brokers Llc|122341
VIRT|VIRTU FINANCIAL CM A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|289
VIRT|VIRTU FINANCIAL CM A|ICBX|INSTINET, LLC|117746
VIRT|VIRTU FINANCIAL CM A|IEQY|CITADEL SECURITIES LLC|23383
VIRT|VIRTU FINANCIAL CM A|INCA|INSTINET, LLC|586429
VIRT|VIRTU FINANCIAL CM A|INJX|INSTINET, LLC|84117
VIRT|VIRTU FINANCIAL CM A|ITGI|ITG Inc.|118518
VIRT|VIRTU FINANCIAL CM A|ITGP|ITG INC.|215000
VIRT|VIRTU FINANCIAL CM A|JANY|Janney Montgomery Scott Inc.|2602
VIRT|VIRTU FINANCIAL CM A|JEFF|JEFFERIES LLC|1343219
VIRT|VIRTU FINANCIAL CM A|JMPT|JUMP TRADING, LLC|28175
VIRT|VIRTU FINANCIAL CM A|JONE|JonesTrading|80054
VIRT|VIRTU FINANCIAL CM A|JPBX|J.P. MORGAN SECURITIES LLC|318033
VIRT|VIRTU FINANCIAL CM A|JPMX|J.P. Morgan Securities LLC|1176683
VIRT|VIRTU FINANCIAL CM A|JSJX|JANE STREET CAPITAL LLC|23653
VIRT|VIRTU FINANCIAL CM A|KBWI|Keefe, Bruyette & Woods, Inc.|12000
VIRT|VIRTU FINANCIAL CM A|LEHM|Barclays Capital Inc./Le|1663759
VIRT|VIRTU FINANCIAL CM A|LIME|Lime Brokerage LLC|278201
VIRT|VIRTU FINANCIAL CM A|LMGP|LIME BROKERAGE LLC|1500
VIRT|VIRTU FINANCIAL CM A|LOOP|Loop Capital Markets LLC|5142
VIRT|VIRTU FINANCIAL CM A|LQNA|LIQUIDNET, INC.|186800
VIRT|VIRTU FINANCIAL CM A|LQNB|LIQUIDNET, INC.|14900
VIRT|VIRTU FINANCIAL CM A|LSCI|Lek Securities Corporation|206
VIRT|VIRTU FINANCIAL CM A|MAXM|Maxim Group LLC|1024
VIRT|VIRTU FINANCIAL CM A|MBTS|ALLY INVEST SECURITIES LLC|907
VIRT|VIRTU FINANCIAL CM A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|441767
VIRT|VIRTU FINANCIAL CM A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9445
VIRT|VIRTU FINANCIAL CM A|MSCO|MORGAN STANLEY & CO. LLC|2095862
VIRT|VIRTU FINANCIAL CM A|MSPL|MORGAN STANLEY & CO. LLC|478300
VIRT|VIRTU FINANCIAL CM A|MSTX|MORGAN STANLEY & CO. LLC|233300
VIRT|VIRTU FINANCIAL CM A|NEUB|NEUBERGER BERMAN BD LLC|6900
VIRT|VIRTU FINANCIAL CM A|NFSC|National Financial Services LLC|230617
VIRT|VIRTU FINANCIAL CM A|NQRB|Brut, LLC|7568
VIRT|VIRTU FINANCIAL CM A|OHOS|TWO SIGMA SECURITIES, LLC|37079
VIRT|VIRTU FINANCIAL CM A|ONEL|O'NEIL SECURITIES, INCORPORATED|9981
VIRT|VIRTU FINANCIAL CM A|OPCO|Oppenheimer & Co. Inc.|5180
VIRT|VIRTU FINANCIAL CM A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7297
VIRT|VIRTU FINANCIAL CM A|PCPT|PHILLIP CAPITAL INC.|300
VIRT|VIRTU FINANCIAL CM A|PDQM|CODA MARKETS, INC.|104180
VIRT|VIRTU FINANCIAL CM A|PHLY|NASDAQ Execution Services, LLC|5800
VIRT|VIRTU FINANCIAL CM A|PWJC|UBS Financial Services, Inc.|8601
VIRT|VIRTU FINANCIAL CM A|RAJA|Raymond James & Associates, Inc.|12590
VIRT|VIRTU FINANCIAL CM A|RBCM|RBC CAPITAL MARKETS, LLC|4835
VIRT|VIRTU FINANCIAL CM A|ROTH|Roth Capital Partners, LLC|400
VIRT|VIRTU FINANCIAL CM A|SAGL|SAGETRADER, LLC|1140
VIRT|VIRTU FINANCIAL CM A|SAGW|SAGETRADER, LLC|339
VIRT|VIRTU FINANCIAL CM A|SALI|INTL FCSTONE FINANCIAL INC.|300
VIRT|VIRTU FINANCIAL CM A|SBSH|Citigroup Global Markets Inc.|263781
VIRT|VIRTU FINANCIAL CM A|SCMC|Scotia Capital Markets (USA) Inc.|434
VIRT|VIRTU FINANCIAL CM A|SDLR|Sandler, O'Neill & Partners, L.P.|30422
VIRT|VIRTU FINANCIAL CM A|SEIC|SEI Investments Distribution Co.|900
VIRT|VIRTU FINANCIAL CM A|SGMT|GOLDMAN SACHS & CO. LLC|246386
VIRT|VIRTU FINANCIAL CM A|SIDC|Sidoti & Company, LLC|100
VIRT|VIRTU FINANCIAL CM A|SJLS|TRADE INFORMATICS LLC|100
VIRT|VIRTU FINANCIAL CM A|SPDR|SPEEDROUTE LLC|14737
VIRT|VIRTU FINANCIAL CM A|STFL|Stifel, Nicolaus & Company, Incorporated|33046
VIRT|VIRTU FINANCIAL CM A|STXG|Stockcross Financial Services, Inc.|18
VIRT|VIRTU FINANCIAL CM A|SWIM|TD Ameritrade, Inc.|70544
VIRT|VIRTU FINANCIAL CM A|SWST|Hilltop Securities Inc.|3944
VIRT|VIRTU FINANCIAL CM A|TKNG|ALLY INVEST SECURITIES LLC|3432
VIRT|VIRTU FINANCIAL CM A|TONC|CUTTONE & CO., LLC|4340
VIRT|VIRTU FINANCIAL CM A|TOUR|TOURMALINE PARTNERS, LLC|12000
VIRT|VIRTU FINANCIAL CM A|TRCM|TRC MARKETS LLC|199326
VIRT|VIRTU FINANCIAL CM A|TWTT|TASTYWORKS, INC.|100
VIRT|VIRTU FINANCIAL CM A|UBSA|UBS SECURITIES LLC|1469953
VIRT|VIRTU FINANCIAL CM A|UBSS|UBS Securities LLC|1302638
VIRT|VIRTU FINANCIAL CM A|VGRD|Vanguard Marketing Corporation|23019
VIRT|VIRTU FINANCIAL CM A|WABR|Wall Street Access|46895
VIRT|VIRTU FINANCIAL CM A|WBLR|WILLIAM BLAIR|812
VIRT|VIRTU FINANCIAL CM A|WBPX|SUMMIT SECURITIES GROUP, LLC|5600
VIRT|VIRTU FINANCIAL CM A|WCHV|WELLS FARGO SECURITIES, LLC|235662
VIRT|VIRTU FINANCIAL CM A|WEDB|WEDBUSH SECURITIES INC.|2356
VIRT|VIRTU FINANCIAL CM A|WEED|Weeden & Co.L.P.|1000
VIRT|VIRTU FINANCIAL CM A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13129
VIRT|VIRTU FINANCIAL CM A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23689
VIRT|VIRTU FINANCIAL CM A|WGIF|CIBC World Markets Inc.|1254
VIRT|VIRTU FINANCIAL CM A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|141
VIRT|VIRTU FINANCIAL CM A|WSEA|WOLVERINE SECURITIES, LLC|5139
VIRT|VIRTU FINANCIAL CM A|XIST|INSTINET, LLC|157552
VIRT|VIRTU FINANCIAL CM A|XSTM|NATIONAL FINANCIAL SERVICES LLC|56174
VIRT|VIRTU FINANCIAL CM A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11357
VIS|VANGUARD IND ETF|APCC|Apex Clearing Corporation|192
VIS|VANGUARD IND ETF|BALE|M&T SECURITIES, INC.|170
VIS|VANGUARD IND ETF|BANK|Primevest Financial Services, Inc.|249
VIS|VANGUARD IND ETF|BARD|Robert W. Baird & Co. Incorporated|803
VIS|VANGUARD IND ETF|BBNT|BB&T SECURITIES, LLC|3452
VIS|VANGUARD IND ETF|BERN|Sanford C. Bernstein & Co., LLC|1594
VIS|VANGUARD IND ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5733
VIS|VANGUARD IND ETF|CANT|Cantor Fitzgerald & Co.|459
VIS|VANGUARD IND ETF|CHAS|Charles Schwab & Co., Inc.|39445
VIS|VANGUARD IND ETF|CICF|Canaccord Genuity Corp.|255
VIS|VANGUARD IND ETF|CIST|Capital Institutional Services, Inc.|91
VIS|VANGUARD IND ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2
VIS|VANGUARD IND ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4527
VIS|VANGUARD IND ETF|CTDL|Citadel Derivatives Group Llc|1800
VIS|VANGUARD IND ETF|CTLR|CUTLER GROUP, LP|481
VIS|VANGUARD IND ETF|DADA|D.A. Davidson & Co.|408
VIS|VANGUARD IND ETF|DAVA|Davenport & Company LLC|185
VIS|VANGUARD IND ETF|DBAB|Deutsche Bank Securities Inc.|10
VIS|VANGUARD IND ETF|DBAX|Deutsche Bank Securities Inc.|1100
VIS|VANGUARD IND ETF|DEAN|MORGAN STANLEY|4541
VIS|VANGUARD IND ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
VIS|VANGUARD IND ETF|EBXL|EBX LLC|3300
VIS|VANGUARD IND ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|610
VIS|VANGUARD IND ETF|EDJC|Edward Jones / CDS|40
VIS|VANGUARD IND ETF|EDJO|Edward D. Jones & Co., L.P.|1827
VIS|VANGUARD IND ETF|EGAM|CBOE TRADING, INC.|727
VIS|VANGUARD IND ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
VIS|VANGUARD IND ETF|EGXM|CBOE TRADING, INC.|940
VIS|VANGUARD IND ETF|ETBE|Electronic Transaction Clearing, Inc.|1300
VIS|VANGUARD IND ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|350
VIS|VANGUARD IND ETF|ETRS|E*Trade Securities LLC|5964
VIS|VANGUARD IND ETF|FBSB|U.S. Bancorp Investments, Inc.|30
VIS|VANGUARD IND ETF|FILL|Tradestation Securities, Inc.|101
VIS|VANGUARD IND ETF|FINX|FINTECH SECURITIES|673
VIS|VANGUARD IND ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|9600
VIS|VANGUARD IND ETF|FMAF|NBCN Inc./ CDS|40
VIS|VANGUARD IND ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1191
VIS|VANGUARD IND ETF|FTBR|Foliofn Investments, Inc.|426
VIS|VANGUARD IND ETF|GLPX|ACS EXECUTION SERVICES, LLC|5
VIS|VANGUARD IND ETF|GSCO|GOLDMAN SACHS & CO. LLC|29593
VIS|VANGUARD IND ETF|GSLT|GOLDMAN SACHS & CO. LLC|414
VIS|VANGUARD IND ETF|GTSZ|GTS SECURITIES LLC|1100
VIS|VANGUARD IND ETF|HRBF|American Enterprise Investment Services Inc.|7323
VIS|VANGUARD IND ETF|IATS|INTERACTIVE BROKERS LLC|1677
VIS|VANGUARD IND ETF|IBKR|Interactive Brokers Llc|895
VIS|VANGUARD IND ETF|ICBX|INSTINET, LLC|3881
VIS|VANGUARD IND ETF|INCA|INSTINET, LLC|800
VIS|VANGUARD IND ETF|ITGI|ITG Inc.|1600
VIS|VANGUARD IND ETF|JANY|Janney Montgomery Scott Inc.|2440
VIS|VANGUARD IND ETF|JMPT|JUMP TRADING, LLC|68
VIS|VANGUARD IND ETF|JPMX|J.P. Morgan Securities LLC|3986
VIS|VANGUARD IND ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|511645
VIS|VANGUARD IND ETF|JSJX|JANE STREET CAPITAL LLC|50113
VIS|VANGUARD IND ETF|KCGM|VIRTU Americas LLC|1824
VIS|VANGUARD IND ETF|LEHM|Barclays Capital Inc./Le|7572
VIS|VANGUARD IND ETF|LIME|Lime Brokerage LLC|20049
VIS|VANGUARD IND ETF|LSCI|Lek Securities Corporation|431
VIS|VANGUARD IND ETF|MACC|Mid Atlantic Capital Corporation|1163
VIS|VANGUARD IND ETF|MAXM|Maxim Group LLC|1595
VIS|VANGUARD IND ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2614
VIS|VANGUARD IND ETF|MOTF|MOTIF INVESTING, INC.|8
VIS|VANGUARD IND ETF|MSCO|MORGAN STANLEY & CO. LLC|22469
VIS|VANGUARD IND ETF|MSPL|MORGAN STANLEY & CO. LLC|600
VIS|VANGUARD IND ETF|NEUB|NEUBERGER BERMAN BD LLC|851
VIS|VANGUARD IND ETF|NFSC|National Financial Services LLC|35836
VIS|VANGUARD IND ETF|NITE|VIRTU Americas LLC|157566
VIS|VANGUARD IND ETF|NTBF|BMO Nesbitt Burns Inc./CDS|100
VIS|VANGUARD IND ETF|NTRC|Northern Trust Securities, Inc.|494
VIS|VANGUARD IND ETF|OPCO|Oppenheimer & Co. Inc.|216
VIS|VANGUARD IND ETF|PDQM|CODA MARKETS, INC.|10
VIS|VANGUARD IND ETF|PWJC|UBS Financial Services, Inc.|667
VIS|VANGUARD IND ETF|RBCM|RBC CAPITAL MARKETS, LLC|8160
VIS|VANGUARD IND ETF|SALI|INTL FCSTONE FINANCIAL INC.|64
VIS|VANGUARD IND ETF|SBSH|Citigroup Global Markets Inc.|713
VIS|VANGUARD IND ETF|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|70
VIS|VANGUARD IND ETF|SGMT|GOLDMAN SACHS & CO. LLC|3739
VIS|VANGUARD IND ETF|SHMR|ABN Amro Clearing LLC|10110
VIS|VANGUARD IND ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2455
VIS|VANGUARD IND ETF|SWIM|TD Ameritrade, Inc.|831
VIS|VANGUARD IND ETF|SWST|Hilltop Securities Inc.|240
VIS|VANGUARD IND ETF|TKNG|ALLY INVEST SECURITIES LLC|51
VIS|VANGUARD IND ETF|TRCM|TRC MARKETS LLC|153
VIS|VANGUARD IND ETF|UBSA|UBS SECURITIES LLC|9853
VIS|VANGUARD IND ETF|UBSS|UBS Securities LLC|35659
VIS|VANGUARD IND ETF|VALX|VIRTU AMERICAS LLC|2499
VIS|VANGUARD IND ETF|VGRD|Vanguard Marketing Corporation|78700
VIS|VANGUARD IND ETF|WBLR|WILLIAM BLAIR|776
VIS|VANGUARD IND ETF|WCHV|WELLS FARGO SECURITIES, LLC|61219
VIS|VANGUARD IND ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|45
VIS|VANGUARD IND ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1259
VIS|VANGUARD IND ETF|WGIF|CIBC World Markets Inc.|219
VIS|VANGUARD IND ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|100
VIS|VANGUARD IND ETF|WSEA|WOLVERINE SECURITIES, LLC|1720
VIS|VANGUARD IND ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6671
VISI|VOLT INFO SCI INC|APCC|Apex Clearing Corporation|1700
VISI|VOLT INFO SCI INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|300
VISI|VOLT INFO SCI INC|CHAS|Charles Schwab & Co., Inc.|700
VISI|VOLT INFO SCI INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2983
VISI|VOLT INFO SCI INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
VISI|VOLT INFO SCI INC|DBAB|Deutsche Bank Securities Inc.|100
VISI|VOLT INFO SCI INC|DBAX|Deutsche Bank Securities Inc.|400
VISI|VOLT INFO SCI INC|DEGS|RONIN PROFESSIONAL LLC|762
VISI|VOLT INFO SCI INC|EBXL|EBX LLC|3900
VISI|VOLT INFO SCI INC|ETRS|E*Trade Securities LLC|25222
VISI|VOLT INFO SCI INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|513
VISI|VOLT INFO SCI INC|FTBR|Foliofn Investments, Inc.|27
VISI|VOLT INFO SCI INC|GSCO|GOLDMAN SACHS & CO. LLC|60
VISI|VOLT INFO SCI INC|GSCS|GOLDMAN SACHS & CO. LLC|400
VISI|VOLT INFO SCI INC|GSLT|GOLDMAN SACHS & CO. LLC|100
VISI|VOLT INFO SCI INC|HRBF|American Enterprise Investment Services Inc.|1000
VISI|VOLT INFO SCI INC|IBKR|Interactive Brokers Llc|16651
VISI|VOLT INFO SCI INC|ICBX|INSTINET, LLC|1100
VISI|VOLT INFO SCI INC|INCA|INSTINET, LLC|5296
VISI|VOLT INFO SCI INC|ITGI|ITG Inc.|500
VISI|VOLT INFO SCI INC|JEFF|JEFFERIES LLC|2800
VISI|VOLT INFO SCI INC|JPMX|J.P. Morgan Securities LLC|4106
VISI|VOLT INFO SCI INC|KCGM|VIRTU Americas LLC|151
VISI|VOLT INFO SCI INC|LEHM|Barclays Capital Inc./Le|8900
VISI|VOLT INFO SCI INC|LIME|Lime Brokerage LLC|12439
VISI|VOLT INFO SCI INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4960
VISI|VOLT INFO SCI INC|MSCO|MORGAN STANLEY & CO. LLC|6737
VISI|VOLT INFO SCI INC|MSPL|MORGAN STANLEY & CO. LLC|100
VISI|VOLT INFO SCI INC|NFSC|National Financial Services LLC|43239
VISI|VOLT INFO SCI INC|NITE|VIRTU Americas LLC|56997
VISI|VOLT INFO SCI INC|OPCO|Oppenheimer & Co. Inc.|600
VISI|VOLT INFO SCI INC|RBCM|RBC CAPITAL MARKETS, LLC|1000
VISI|VOLT INFO SCI INC|SGMT|GOLDMAN SACHS & CO. LLC|1700
VISI|VOLT INFO SCI INC|SPDR|SPEEDROUTE LLC|400
VISI|VOLT INFO SCI INC|TRBT|Tradebot Systems, Inc.|803
VISI|VOLT INFO SCI INC|UBSA|UBS SECURITIES LLC|8098
VISI|VOLT INFO SCI INC|UBSS|UBS Securities LLC|46705
VISI|VOLT INFO SCI INC|VGRD|Vanguard Marketing Corporation|4328
VISI|VOLT INFO SCI INC|WCHV|WELLS FARGO SECURITIES, LLC|7719
VISI|VOLT INFO SCI INC|WEDB|WEDBUSH SECURITIES INC.|1700
VISI|VOLT INFO SCI INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|381
VISI|VOLT INFO SCI INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1192
VISI|VOLT INFO SCI INC|WSEA|WOLVERINE SECURITIES, LLC|50
VISI|VOLT INFO SCI INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
VISI|VOLT INFO SCI INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
VIV|TELEFONICA BRASIL SA|AGIS|Aegis Capital Corp.|1900
VIV|TELEFONICA BRASIL SA|ALTX|Alternet Securities Inc.|172756
VIV|TELEFONICA BRASIL SA|APCC|Apex Clearing Corporation|421
VIV|TELEFONICA BRASIL SA|BARD|Robert W. Baird & Co. Incorporated|10389
VIV|TELEFONICA BRASIL SA|BATM|CBOE TRADING, INC.|1739
VIV|TELEFONICA BRASIL SA|BAYT|BTIG, LLC|500
VIV|TELEFONICA BRASIL SA|BBNT|BB&T SECURITIES, LLC|346
VIV|TELEFONICA BRASIL SA|BERN|Sanford C. Bernstein & Co., LLC|40400
VIV|TELEFONICA BRASIL SA|BIMI|Banca IMI Securities Corp.|5199
VIV|TELEFONICA BRASIL SA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16102
VIV|TELEFONICA BRASIL SA|BLKX|INSTINET, LLC|43000
VIV|TELEFONICA BRASIL SA|BNPX|BNP PARIBAS SECURITIES CORP.|28469
VIV|TELEFONICA BRASIL SA|BRGE|Newbridge Securities Corp.|650
VIV|TELEFONICA BRASIL SA|BTIG|BTIG, LLC|5200
VIV|TELEFONICA BRASIL SA|BYXM|CBOE TRADING, INC.|400
VIV|TELEFONICA BRASIL SA|BZYD|GOLDMAN SACHS & CO. LLC|958
VIV|TELEFONICA BRASIL SA|CHAS|Charles Schwab & Co., Inc.|6305
VIV|TELEFONICA BRASIL SA|CLSA|CLSA AMERICAS, LLC|3900
VIV|TELEFONICA BRASIL SA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49920
VIV|TELEFONICA BRASIL SA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|380483
VIV|TELEFONICA BRASIL SA|CTDL|Citadel Derivatives Group Llc|830
VIV|TELEFONICA BRASIL SA|CXCX|CITIGROUP GLOBAL MARKETS INC.|58072
VIV|TELEFONICA BRASIL SA|DADA|D.A. Davidson & Co.|41
VIV|TELEFONICA BRASIL SA|DBAB|Deutsche Bank Securities Inc.|120426
VIV|TELEFONICA BRASIL SA|DBAX|Deutsche Bank Securities Inc.|249700
VIV|TELEFONICA BRASIL SA|DBUL|Deutsche Bank Securities Inc.|811
VIV|TELEFONICA BRASIL SA|DCHF|Dart Executions, LLC|25579
VIV|TELEFONICA BRASIL SA|DEAN|MORGAN STANLEY|28646
VIV|TELEFONICA BRASIL SA|DEGS|RONIN PROFESSIONAL LLC|413
VIV|TELEFONICA BRASIL SA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|162602
VIV|TELEFONICA BRASIL SA|EBXL|EBX LLC|288100
VIV|TELEFONICA BRASIL SA|ECUT|CONVERGEX EXECUTION SOLUTIONS|59771
VIV|TELEFONICA BRASIL SA|EDJC|Edward Jones / CDS|258
VIV|TELEFONICA BRASIL SA|EDJO|Edward D. Jones & Co., L.P.|142908
VIV|TELEFONICA BRASIL SA|EGAM|CBOE TRADING, INC.|5362
VIV|TELEFONICA BRASIL SA|EGAW|CBOE TRADING, INC.|100
VIV|TELEFONICA BRASIL SA|EGMT|EG MARKET TECHNOLOGIES LLC|200
VIV|TELEFONICA BRASIL SA|EGXM|CBOE TRADING, INC.|2070
VIV|TELEFONICA BRASIL SA|ETBE|Electronic Transaction Clearing, Inc.|25688
VIV|TELEFONICA BRASIL SA|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
VIV|TELEFONICA BRASIL SA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2400
VIV|TELEFONICA BRASIL SA|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|159
VIV|TELEFONICA BRASIL SA|ETRS|E*Trade Securities LLC|80874
VIV|TELEFONICA BRASIL SA|FILL|Tradestation Securities, Inc.|39750
VIV|TELEFONICA BRASIL SA|FINX|FINTECH SECURITIES|1000
VIV|TELEFONICA BRASIL SA|FMAF|NBCN Inc./ CDS|2759
VIV|TELEFONICA BRASIL SA|FQLS|Quantlab Securities LP|212356
VIV|TELEFONICA BRASIL SA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|123674
VIV|TELEFONICA BRASIL SA|FTBR|Foliofn Investments, Inc.|1891
VIV|TELEFONICA BRASIL SA|GARC|ICAP Corporates LLC|98015
VIV|TELEFONICA BRASIL SA|GEBB|GLOBAL EXECUTION BROKERS, LP|917
VIV|TELEFONICA BRASIL SA|GLIS|TD Securities Inc|70
VIV|TELEFONICA BRASIL SA|GLPX|ACS EXECUTION SERVICES, LLC|540
VIV|TELEFONICA BRASIL SA|GSCO|GOLDMAN SACHS & CO. LLC|1196658
VIV|TELEFONICA BRASIL SA|GSCS|GOLDMAN SACHS & CO. LLC|1332
VIV|TELEFONICA BRASIL SA|GSLT|GOLDMAN SACHS & CO. LLC|1700
VIV|TELEFONICA BRASIL SA|GTSY|GTS SECURITIES LLC|1200
VIV|TELEFONICA BRASIL SA|GTSZ|GTS SECURITIES LLC|102392
VIV|TELEFONICA BRASIL SA|HRBF|American Enterprise Investment Services Inc.|5573
VIV|TELEFONICA BRASIL SA|HSBC|HSBC Securities, Inc.|59458
VIV|TELEFONICA BRASIL SA|IATS|INTERACTIVE BROKERS LLC|6065
VIV|TELEFONICA BRASIL SA|IBKR|Interactive Brokers Llc|29950
VIV|TELEFONICA BRASIL SA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5824
VIV|TELEFONICA BRASIL SA|ICBX|INSTINET, LLC|295284
VIV|TELEFONICA BRASIL SA|INCA|INSTINET, LLC|265024
VIV|TELEFONICA BRASIL SA|INJX|INSTINET, LLC|700
VIV|TELEFONICA BRASIL SA|INTL|INTL FCSTONE FINANCIAL INC.|128994
VIV|TELEFONICA BRASIL SA|ITGI|ITG Inc.|144254
VIV|TELEFONICA BRASIL SA|ITGP|ITG INC.|292400
VIV|TELEFONICA BRASIL SA|JANY|Janney Montgomery Scott Inc.|1901
VIV|TELEFONICA BRASIL SA|JEFF|JEFFERIES LLC|92431
VIV|TELEFONICA BRASIL SA|JMPT|JUMP TRADING, LLC|82956
VIV|TELEFONICA BRASIL SA|JPBX|J.P. MORGAN SECURITIES LLC|40810
VIV|TELEFONICA BRASIL SA|JPMX|J.P. Morgan Securities LLC|493265
VIV|TELEFONICA BRASIL SA|JSJX|JANE STREET CAPITAL LLC|6270
VIV|TELEFONICA BRASIL SA|KBWI|Keefe, Bruyette & Woods, Inc.|1860
VIV|TELEFONICA BRASIL SA|KCGM|VIRTU Americas LLC|108086
VIV|TELEFONICA BRASIL SA|LEHM|Barclays Capital Inc./Le|631310
VIV|TELEFONICA BRASIL SA|LIME|Lime Brokerage LLC|84540
VIV|TELEFONICA BRASIL SA|LOOP|Loop Capital Markets LLC|10640
VIV|TELEFONICA BRASIL SA|LQNA|LIQUIDNET, INC.|47000
VIV|TELEFONICA BRASIL SA|MBTS|ALLY INVEST SECURITIES LLC|2114
VIV|TELEFONICA BRASIL SA|MCMF|Raymond James Ltd. Cds|2000
VIV|TELEFONICA BRASIL SA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|392192
VIV|TELEFONICA BRASIL SA|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
VIV|TELEFONICA BRASIL SA|MOTF|MOTIF INVESTING, INC.|4
VIV|TELEFONICA BRASIL SA|MSCO|MORGAN STANLEY & CO. LLC|2335490
VIV|TELEFONICA BRASIL SA|MSPL|MORGAN STANLEY & CO. LLC|2722200
VIV|TELEFONICA BRASIL SA|MSTX|MORGAN STANLEY & CO. LLC|125800
VIV|TELEFONICA BRASIL SA|NEUB|NEUBERGER BERMAN BD LLC|347
VIV|TELEFONICA BRASIL SA|NFSC|National Financial Services LLC|136556
VIV|TELEFONICA BRASIL SA|NITE|VIRTU Americas LLC|631770
VIV|TELEFONICA BRASIL SA|NITP|VIRTU Americas LLC|42059
VIV|TELEFONICA BRASIL SA|NQRB|Brut, LLC|6750
VIV|TELEFONICA BRASIL SA|NTBF|BMO Nesbitt Burns Inc./CDS|888
VIV|TELEFONICA BRASIL SA|OPCO|Oppenheimer & Co. Inc.|10276
VIV|TELEFONICA BRASIL SA|PACT|BTG Pactual US Capital Corp.|5500
VIV|TELEFONICA BRASIL SA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|860
VIV|TELEFONICA BRASIL SA|PDQM|CODA MARKETS, INC.|8200
VIV|TELEFONICA BRASIL SA|PHLY|NASDAQ Execution Services, LLC|600
VIV|TELEFONICA BRASIL SA|PIPR|Piper Jaffray & Co.|505
VIV|TELEFONICA BRASIL SA|RBCM|RBC CAPITAL MARKETS, LLC|21003
VIV|TELEFONICA BRASIL SA|SAGL|SAGETRADER, LLC|500
VIV|TELEFONICA BRASIL SA|SALI|INTL FCSTONE FINANCIAL INC.|20
VIV|TELEFONICA BRASIL SA|SBSH|Citigroup Global Markets Inc.|244520
VIV|TELEFONICA BRASIL SA|SGMT|GOLDMAN SACHS & CO. LLC|354900
VIV|TELEFONICA BRASIL SA|SPDR|SPEEDROUTE LLC|11850
VIV|TELEFONICA BRASIL SA|STFL|Stifel, Nicolaus & Company, Incorporated|4478
VIV|TELEFONICA BRASIL SA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4159
VIV|TELEFONICA BRASIL SA|SWIM|TD Ameritrade, Inc.|35890
VIV|TELEFONICA BRASIL SA|SWST|Hilltop Securities Inc.|174
VIV|TELEFONICA BRASIL SA|TKNG|ALLY INVEST SECURITIES LLC|4077
VIV|TELEFONICA BRASIL SA|TRBT|Tradebot Systems, Inc.|186085
VIV|TELEFONICA BRASIL SA|TRCM|TRC MARKETS LLC|75358
VIV|TELEFONICA BRASIL SA|TWTT|TASTYWORKS, INC.|300
VIV|TELEFONICA BRASIL SA|UBSA|UBS SECURITIES LLC|1221762
VIV|TELEFONICA BRASIL SA|UBSS|UBS Securities LLC|342628
VIV|TELEFONICA BRASIL SA|VALX|VIRTU AMERICAS LLC|58843
VIV|TELEFONICA BRASIL SA|VGRD|Vanguard Marketing Corporation|9670
VIV|TELEFONICA BRASIL SA|VNDS|VANDHAM SECURITIES CORP|133299
VIV|TELEFONICA BRASIL SA|WABR|Wall Street Access|46498
VIV|TELEFONICA BRASIL SA|WCHV|WELLS FARGO SECURITIES, LLC|79879
VIV|TELEFONICA BRASIL SA|WEDB|WEDBUSH SECURITIES INC.|1000
VIV|TELEFONICA BRASIL SA|WEED|Weeden & Co.L.P.|1231
VIV|TELEFONICA BRASIL SA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|800
VIV|TELEFONICA BRASIL SA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2523
VIV|TELEFONICA BRASIL SA|WGIF|CIBC World Markets Inc.|821
VIV|TELEFONICA BRASIL SA|WHOT|JUST2TRADE, INC.|81
VIV|TELEFONICA BRASIL SA|WSEA|WOLVERINE SECURITIES, LLC|8228
VIV|TELEFONICA BRASIL SA|XIST|INSTINET, LLC|17800
VIV|TELEFONICA BRASIL SA|XPUS|XP SECURITIES, LLC|2450
VIV|TELEFONICA BRASIL SA|XSTM|NATIONAL FINANCIAL SERVICES LLC|11808
VIV|TELEFONICA BRASIL SA|YKNA|COMHAR CAPITAL MARKETS, LLC|200
VIV|TELEFONICA BRASIL SA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17550
VIVE|VIVEVE MEDICAL, CM|ADAM|CANACCORD GENUITY INC.|1500
VIVE|VIVEVE MEDICAL, CM|AGIS|Aegis Capital Corp.|20000
VIVE|VIVEVE MEDICAL, CM|ALTX|Alternet Securities Inc.|19425
VIVE|VIVEVE MEDICAL, CM|APCC|Apex Clearing Corporation|23099
VIVE|VIVEVE MEDICAL, CM|AXCS|Access Securities, LLC|1201
VIVE|VIVEVE MEDICAL, CM|BARD|Robert W. Baird & Co. Incorporated|2000
VIVE|VIVEVE MEDICAL, CM|BATM|CBOE TRADING, INC.|2160
VIVE|VIVEVE MEDICAL, CM|BAYC|BAY CREST PARTNERS, LLC|1400
VIVE|VIVEVE MEDICAL, CM|BAYT|BTIG, LLC|46190
VIVE|VIVEVE MEDICAL, CM|BBNT|BB&T SECURITIES, LLC|4756
VIVE|VIVEVE MEDICAL, CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1700
VIVE|VIVEVE MEDICAL, CM|BLKX|INSTINET, LLC|39740
VIVE|VIVEVE MEDICAL, CM|BMOC|BMO Capital Markets Corp.|3067
VIVE|VIVEVE MEDICAL, CM|BNPX|BNP PARIBAS SECURITIES CORP.|1329
VIVE|VIVEVE MEDICAL, CM|BTIG|BTIG, LLC|6622
VIVE|VIVEVE MEDICAL, CM|CHAS|Charles Schwab & Co., Inc.|2800
VIVE|VIVEVE MEDICAL, CM|CHLM|Craig-Hallum Capital Group LLC|4100
VIVE|VIVEVE MEDICAL, CM|CLSA|CLSA AMERICAS, LLC|1200
VIVE|VIVEVE MEDICAL, CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92841
VIVE|VIVEVE MEDICAL, CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2100
VIVE|VIVEVE MEDICAL, CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4710
VIVE|VIVEVE MEDICAL, CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|156629
VIVE|VIVEVE MEDICAL, CM|CTDL|Citadel Derivatives Group Llc|18581
VIVE|VIVEVE MEDICAL, CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|16068
VIVE|VIVEVE MEDICAL, CM|DBAB|Deutsche Bank Securities Inc.|243034
VIVE|VIVEVE MEDICAL, CM|DBAX|Deutsche Bank Securities Inc.|87300
VIVE|VIVEVE MEDICAL, CM|DEAN|MORGAN STANLEY|2650
VIVE|VIVEVE MEDICAL, CM|DEGS|RONIN PROFESSIONAL LLC|118283
VIVE|VIVEVE MEDICAL, CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17682
VIVE|VIVEVE MEDICAL, CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|38738
VIVE|VIVEVE MEDICAL, CM|EBXL|EBX LLC|121000
VIVE|VIVEVE MEDICAL, CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|6957
VIVE|VIVEVE MEDICAL, CM|EDJO|Edward D. Jones & Co., L.P.|16359
VIVE|VIVEVE MEDICAL, CM|EGAM|CBOE TRADING, INC.|13774
VIVE|VIVEVE MEDICAL, CM|EGMT|EG MARKET TECHNOLOGIES LLC|720
VIVE|VIVEVE MEDICAL, CM|EGXM|CBOE TRADING, INC.|9445
VIVE|VIVEVE MEDICAL, CM|ETBE|Electronic Transaction Clearing, Inc.|51494
VIVE|VIVEVE MEDICAL, CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|40
VIVE|VIVEVE MEDICAL, CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9170
VIVE|VIVEVE MEDICAL, CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
VIVE|VIVEVE MEDICAL, CM|ETRS|E*Trade Securities LLC|552401
VIVE|VIVEVE MEDICAL, CM|FBCO|Credit Suisse Securities (USA) LLC|163126
VIVE|VIVEVE MEDICAL, CM|FBRC|B. RILEY FBR, INC.|1500
VIVE|VIVEVE MEDICAL, CM|FILL|Tradestation Securities, Inc.|9648
VIVE|VIVEVE MEDICAL, CM|FMAF|NBCN Inc./ CDS|2750
VIVE|VIVEVE MEDICAL, CM|FOMA|TD AMERITRADE CLEARING, INC.|723990
VIVE|VIVEVE MEDICAL, CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|205270
VIVE|VIVEVE MEDICAL, CM|FTBR|Foliofn Investments, Inc.|24
VIVE|VIVEVE MEDICAL, CM|GEBB|GLOBAL EXECUTION BROKERS, LP|11436
VIVE|VIVEVE MEDICAL, CM|GLIS|TD Securities Inc|3000
VIVE|VIVEVE MEDICAL, CM|GLPX|ACS EXECUTION SERVICES, LLC|65743
VIVE|VIVEVE MEDICAL, CM|GSCO|GOLDMAN SACHS & CO. LLC|772059
VIVE|VIVEVE MEDICAL, CM|GSCS|GOLDMAN SACHS & CO. LLC|175219
VIVE|VIVEVE MEDICAL, CM|GSLT|GOLDMAN SACHS & CO. LLC|51582
VIVE|VIVEVE MEDICAL, CM|GTSZ|GTS SECURITIES LLC|17477
VIVE|VIVEVE MEDICAL, CM|HRBF|American Enterprise Investment Services Inc.|5698
VIVE|VIVEVE MEDICAL, CM|HSBC|HSBC Securities, Inc.|800
VIVE|VIVEVE MEDICAL, CM|IATS|INTERACTIVE BROKERS LLC|55042
VIVE|VIVEVE MEDICAL, CM|IBKR|Interactive Brokers Llc|719863
VIVE|VIVEVE MEDICAL, CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
VIVE|VIVEVE MEDICAL, CM|ICBX|INSTINET, LLC|43020
VIVE|VIVEVE MEDICAL, CM|IEQY|CITADEL SECURITIES LLC|12546
VIVE|VIVEVE MEDICAL, CM|INCA|INSTINET, LLC|320074
VIVE|VIVEVE MEDICAL, CM|INJX|INSTINET, LLC|11495
VIVE|VIVEVE MEDICAL, CM|ITGI|ITG Inc.|79733
VIVE|VIVEVE MEDICAL, CM|ITGP|ITG INC.|119400
VIVE|VIVEVE MEDICAL, CM|JEFF|JEFFERIES LLC|40447
VIVE|VIVEVE MEDICAL, CM|JMPT|JUMP TRADING, LLC|29344
VIVE|VIVEVE MEDICAL, CM|JONE|JonesTrading|183192
VIVE|VIVEVE MEDICAL, CM|JPMX|J.P. Morgan Securities LLC|172209
VIVE|VIVEVE MEDICAL, CM|JSJX|JANE STREET CAPITAL LLC|5613
VIVE|VIVEVE MEDICAL, CM|KCGM|VIRTU Americas LLC|74890
VIVE|VIVEVE MEDICAL, CM|LEHM|Barclays Capital Inc./Le|569560
VIVE|VIVEVE MEDICAL, CM|LGNT|COR CLEARING LLC|1
VIVE|VIVEVE MEDICAL, CM|LIME|Lime Brokerage LLC|163947
VIVE|VIVEVE MEDICAL, CM|LMGP|LIME BROKERAGE LLC|52287
VIVE|VIVEVE MEDICAL, CM|LOOP|Loop Capital Markets LLC|1544
VIVE|VIVEVE MEDICAL, CM|LQNA|LIQUIDNET, INC.|14400
VIVE|VIVEVE MEDICAL, CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
VIVE|VIVEVE MEDICAL, CM|MACQ|Macquarie Capital (USA) Inc.|1692
VIVE|VIVEVE MEDICAL, CM|MAXM|Maxim Group LLC|516
VIVE|VIVEVE MEDICAL, CM|MICA|Spartan Securities Group, Ltd.|40000
VIVE|VIVEVE MEDICAL, CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63218
VIVE|VIVEVE MEDICAL, CM|MOTF|MOTIF INVESTING, INC.|2
VIVE|VIVEVE MEDICAL, CM|MSCO|MORGAN STANLEY & CO. LLC|2229264
VIVE|VIVEVE MEDICAL, CM|MSPL|MORGAN STANLEY & CO. LLC|34300
VIVE|VIVEVE MEDICAL, CM|MSTX|MORGAN STANLEY & CO. LLC|87800
VIVE|VIVEVE MEDICAL, CM|NFSC|National Financial Services LLC|728327
VIVE|VIVEVE MEDICAL, CM|NITE|VIRTU Americas LLC|1490289
VIVE|VIVEVE MEDICAL, CM|NITP|VIRTU Americas LLC|3000
VIVE|VIVEVE MEDICAL, CM|NQRB|Brut, LLC|4012
VIVE|VIVEVE MEDICAL, CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7350
VIVE|VIVEVE MEDICAL, CM|PDQM|CODA MARKETS, INC.|60450
VIVE|VIVEVE MEDICAL, CM|PWJC|UBS Financial Services, Inc.|2877
VIVE|VIVEVE MEDICAL, CM|RAJA|Raymond James & Associates, Inc.|76548
VIVE|VIVEVE MEDICAL, CM|RBCM|RBC CAPITAL MARKETS, LLC|39060
VIVE|VIVEVE MEDICAL, CM|RGLD|Regal Securities, Inc|525
VIVE|VIVEVE MEDICAL, CM|SAGL|SAGETRADER, LLC|25888
VIVE|VIVEVE MEDICAL, CM|SBSH|Citigroup Global Markets Inc.|119319
VIVE|VIVEVE MEDICAL, CM|SGMT|GOLDMAN SACHS & CO. LLC|69650
VIVE|VIVEVE MEDICAL, CM|SPDR|SPEEDROUTE LLC|187005
VIVE|VIVEVE MEDICAL, CM|STFL|Stifel, Nicolaus & Company, Incorporated|21650
VIVE|VIVEVE MEDICAL, CM|SWIM|TD Ameritrade, Inc.|186382
VIVE|VIVEVE MEDICAL, CM|TKNG|ALLY INVEST SECURITIES LLC|20258
VIVE|VIVEVE MEDICAL, CM|TRBT|Tradebot Systems, Inc.|4341
VIVE|VIVEVE MEDICAL, CM|TRCM|TRC MARKETS LLC|30384
VIVE|VIVEVE MEDICAL, CM|TWTT|TASTYWORKS, INC.|65
VIVE|VIVEVE MEDICAL, CM|UBSA|UBS SECURITIES LLC|272394
VIVE|VIVEVE MEDICAL, CM|UBSS|UBS Securities LLC|845297
VIVE|VIVEVE MEDICAL, CM|VALX|VIRTU AMERICAS LLC|7831
VIVE|VIVEVE MEDICAL, CM|VGRD|Vanguard Marketing Corporation|10159
VIVE|VIVEVE MEDICAL, CM|VNDS|VANDHAM SECURITIES CORP|400
VIVE|VIVEVE MEDICAL, CM|WCHV|WELLS FARGO SECURITIES, LLC|103900
VIVE|VIVEVE MEDICAL, CM|WEDB|WEDBUSH SECURITIES INC.|7370
VIVE|VIVEVE MEDICAL, CM|WEED|Weeden & Co.L.P.|2490
VIVE|VIVEVE MEDICAL, CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2301
VIVE|VIVEVE MEDICAL, CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56098
VIVE|VIVEVE MEDICAL, CM|WGIF|CIBC World Markets Inc.|2841
VIVE|VIVEVE MEDICAL, CM|WSEA|WOLVERINE SECURITIES, LLC|21646
VIVE|VIVEVE MEDICAL, CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|31834
VIVE|VIVEVE MEDICAL, CM|YKNA|COMHAR CAPITAL MARKETS, LLC|700
VIVE|VIVEVE MEDICAL, CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7000
VIVO|MERIDIAN BIOSCIENCE|ADAM|CANACCORD GENUITY INC.|9365
VIVO|MERIDIAN BIOSCIENCE|ALTX|Alternet Securities Inc.|826
VIVO|MERIDIAN BIOSCIENCE|APCC|Apex Clearing Corporation|15
VIVO|MERIDIAN BIOSCIENCE|BATM|CBOE TRADING, INC.|480
VIVO|MERIDIAN BIOSCIENCE|BAYC|BAY CREST PARTNERS, LLC|4300
VIVO|MERIDIAN BIOSCIENCE|BERN|Sanford C. Bernstein & Co., LLC|3205
VIVO|MERIDIAN BIOSCIENCE|BIDS|BIDS TRADING L.P.|10000
VIVO|MERIDIAN BIOSCIENCE|BIMI|Banca IMI Securities Corp.|200
VIVO|MERIDIAN BIOSCIENCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2233
VIVO|MERIDIAN BIOSCIENCE|BLKX|INSTINET, LLC|61100
VIVO|MERIDIAN BIOSCIENCE|BMOC|BMO Capital Markets Corp.|9142
VIVO|MERIDIAN BIOSCIENCE|BNPX|BNP PARIBAS SECURITIES CORP.|7685
VIVO|MERIDIAN BIOSCIENCE|BRVL|BLAYLOCK VAN, LLC|800
VIVO|MERIDIAN BIOSCIENCE|BTIG|BTIG, LLC|54848
VIVO|MERIDIAN BIOSCIENCE|BZYD|GOLDMAN SACHS & CO. LLC|700
VIVO|MERIDIAN BIOSCIENCE|CANT|Cantor Fitzgerald & Co.|343
VIVO|MERIDIAN BIOSCIENCE|CHAS|Charles Schwab & Co., Inc.|1321
VIVO|MERIDIAN BIOSCIENCE|CHLM|Craig-Hallum Capital Group LLC|1350
VIVO|MERIDIAN BIOSCIENCE|CIST|Capital Institutional Services, Inc.|36
VIVO|MERIDIAN BIOSCIENCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32616
VIVO|MERIDIAN BIOSCIENCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
VIVO|MERIDIAN BIOSCIENCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|112027
VIVO|MERIDIAN BIOSCIENCE|CTDL|Citadel Derivatives Group Llc|5264
VIVO|MERIDIAN BIOSCIENCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|28186
VIVO|MERIDIAN BIOSCIENCE|DBAB|Deutsche Bank Securities Inc.|265326
VIVO|MERIDIAN BIOSCIENCE|DBAX|Deutsche Bank Securities Inc.|73800
VIVO|MERIDIAN BIOSCIENCE|DBUL|Deutsche Bank Securities Inc.|200
VIVO|MERIDIAN BIOSCIENCE|DEAN|MORGAN STANLEY|3218
VIVO|MERIDIAN BIOSCIENCE|DEGS|RONIN PROFESSIONAL LLC|4431
VIVO|MERIDIAN BIOSCIENCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|116
VIVO|MERIDIAN BIOSCIENCE|EBXL|EBX LLC|56600
VIVO|MERIDIAN BIOSCIENCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1158
VIVO|MERIDIAN BIOSCIENCE|EDJO|Edward D. Jones & Co., L.P.|1240
VIVO|MERIDIAN BIOSCIENCE|EGAM|CBOE TRADING, INC.|1023
VIVO|MERIDIAN BIOSCIENCE|EGXM|CBOE TRADING, INC.|186
VIVO|MERIDIAN BIOSCIENCE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|214
VIVO|MERIDIAN BIOSCIENCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6922
VIVO|MERIDIAN BIOSCIENCE|ETRS|E*Trade Securities LLC|3485
VIVO|MERIDIAN BIOSCIENCE|FBCO|Credit Suisse Securities (USA) LLC|127899
VIVO|MERIDIAN BIOSCIENCE|FOMA|TD AMERITRADE CLEARING, INC.|31985
VIVO|MERIDIAN BIOSCIENCE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
VIVO|MERIDIAN BIOSCIENCE|FQLS|Quantlab Securities LP|13104
VIVO|MERIDIAN BIOSCIENCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27870
VIVO|MERIDIAN BIOSCIENCE|FTBR|Foliofn Investments, Inc.|1519
VIVO|MERIDIAN BIOSCIENCE|GEBB|GLOBAL EXECUTION BROKERS, LP|13216
VIVO|MERIDIAN BIOSCIENCE|GSCO|GOLDMAN SACHS & CO. LLC|463695
VIVO|MERIDIAN BIOSCIENCE|GSCS|GOLDMAN SACHS & CO. LLC|20445
VIVO|MERIDIAN BIOSCIENCE|GSLT|GOLDMAN SACHS & CO. LLC|1531
VIVO|MERIDIAN BIOSCIENCE|GTSZ|GTS SECURITIES LLC|36438
VIVO|MERIDIAN BIOSCIENCE|HRBF|American Enterprise Investment Services Inc.|18634
VIVO|MERIDIAN BIOSCIENCE|IATS|INTERACTIVE BROKERS LLC|1830
VIVO|MERIDIAN BIOSCIENCE|IBKR|Interactive Brokers Llc|24840
VIVO|MERIDIAN BIOSCIENCE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|81
VIVO|MERIDIAN BIOSCIENCE|ICBX|INSTINET, LLC|21995
VIVO|MERIDIAN BIOSCIENCE|IEQY|CITADEL SECURITIES LLC|1794
VIVO|MERIDIAN BIOSCIENCE|INCA|INSTINET, LLC|97083
VIVO|MERIDIAN BIOSCIENCE|INJX|INSTINET, LLC|1685
VIVO|MERIDIAN BIOSCIENCE|ITGI|ITG Inc.|30648
VIVO|MERIDIAN BIOSCIENCE|ITGP|ITG INC.|99000
VIVO|MERIDIAN BIOSCIENCE|JANY|Janney Montgomery Scott Inc.|2000
VIVO|MERIDIAN BIOSCIENCE|JEFF|JEFFERIES LLC|14201
VIVO|MERIDIAN BIOSCIENCE|JMPT|JUMP TRADING, LLC|1141
VIVO|MERIDIAN BIOSCIENCE|JPBX|J.P. MORGAN SECURITIES LLC|610
VIVO|MERIDIAN BIOSCIENCE|JPMX|J.P. Morgan Securities LLC|101987
VIVO|MERIDIAN BIOSCIENCE|JSJX|JANE STREET CAPITAL LLC|4093
VIVO|MERIDIAN BIOSCIENCE|KCGM|VIRTU Americas LLC|18775
VIVO|MERIDIAN BIOSCIENCE|LEHM|Barclays Capital Inc./Le|298358
VIVO|MERIDIAN BIOSCIENCE|LIME|Lime Brokerage LLC|137396
VIVO|MERIDIAN BIOSCIENCE|LOOP|Loop Capital Markets LLC|131
VIVO|MERIDIAN BIOSCIENCE|LQNA|LIQUIDNET, INC.|100
VIVO|MERIDIAN BIOSCIENCE|MACC|Mid Atlantic Capital Corporation|157
VIVO|MERIDIAN BIOSCIENCE|MAXM|Maxim Group LLC|4138
VIVO|MERIDIAN BIOSCIENCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75334
VIVO|MERIDIAN BIOSCIENCE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3471
VIVO|MERIDIAN BIOSCIENCE|MSCO|MORGAN STANLEY & CO. LLC|462807
VIVO|MERIDIAN BIOSCIENCE|MSPL|MORGAN STANLEY & CO. LLC|116300
VIVO|MERIDIAN BIOSCIENCE|MSTX|MORGAN STANLEY & CO. LLC|28100
VIVO|MERIDIAN BIOSCIENCE|NFSC|National Financial Services LLC|29450
VIVO|MERIDIAN BIOSCIENCE|NITE|VIRTU Americas LLC|98543
VIVO|MERIDIAN BIOSCIENCE|NITP|VIRTU Americas LLC|1300
VIVO|MERIDIAN BIOSCIENCE|OPCO|Oppenheimer & Co. Inc.|231
VIVO|MERIDIAN BIOSCIENCE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1574
VIVO|MERIDIAN BIOSCIENCE|PDQM|CODA MARKETS, INC.|2514
VIVO|MERIDIAN BIOSCIENCE|PHLY|NASDAQ Execution Services, LLC|1000
VIVO|MERIDIAN BIOSCIENCE|PWJC|UBS Financial Services, Inc.|150
VIVO|MERIDIAN BIOSCIENCE|SAGL|SAGETRADER, LLC|800
VIVO|MERIDIAN BIOSCIENCE|SAGW|SAGETRADER, LLC|4222
VIVO|MERIDIAN BIOSCIENCE|SBSH|Citigroup Global Markets Inc.|97719
VIVO|MERIDIAN BIOSCIENCE|SGMT|GOLDMAN SACHS & CO. LLC|36022
VIVO|MERIDIAN BIOSCIENCE|SPDR|SPEEDROUTE LLC|2600
VIVO|MERIDIAN BIOSCIENCE|SWIM|TD Ameritrade, Inc.|6677
VIVO|MERIDIAN BIOSCIENCE|TKNG|ALLY INVEST SECURITIES LLC|240
VIVO|MERIDIAN BIOSCIENCE|TONC|CUTTONE & CO., LLC|8096
VIVO|MERIDIAN BIOSCIENCE|TRBT|Tradebot Systems, Inc.|6425
VIVO|MERIDIAN BIOSCIENCE|TRCM|TRC MARKETS LLC|43800
VIVO|MERIDIAN BIOSCIENCE|UBSS|UBS Securities LLC|285058
VIVO|MERIDIAN BIOSCIENCE|VALX|VIRTU AMERICAS LLC|16350
VIVO|MERIDIAN BIOSCIENCE|VGRD|Vanguard Marketing Corporation|746
VIVO|MERIDIAN BIOSCIENCE|WBLR|WILLIAM BLAIR|500
VIVO|MERIDIAN BIOSCIENCE|WCHV|WELLS FARGO SECURITIES, LLC|16160
VIVO|MERIDIAN BIOSCIENCE|WEED|Weeden & Co.L.P.|9000
VIVO|MERIDIAN BIOSCIENCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1523
VIVO|MERIDIAN BIOSCIENCE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1601
VIVO|MERIDIAN BIOSCIENCE|WFPB|Wells Fargo Securities, LLC.|106
VIVO|MERIDIAN BIOSCIENCE|WGIF|CIBC World Markets Inc.|500
VIVO|MERIDIAN BIOSCIENCE|WSEA|WOLVERINE SECURITIES, LLC|1548
VIVO|MERIDIAN BIOSCIENCE|XIST|INSTINET, LLC|7596
VIVO|MERIDIAN BIOSCIENCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|5966
VIVO|MERIDIAN BIOSCIENCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|304
VIXM|PROSHARES VIX SHORT-|BATM|CBOE TRADING, INC.|533
VIXM|PROSHARES VIX SHORT-|CANT|Cantor Fitzgerald & Co.|934
VIXM|PROSHARES VIX SHORT-|CROS|CREDIT SUISSE SECURITIES (USA) LLC|963
VIXM|PROSHARES VIX SHORT-|DBAX|Deutsche Bank Securities Inc.|1200
VIXM|PROSHARES VIX SHORT-|DEAN|MORGAN STANLEY|1372
VIXM|PROSHARES VIX SHORT-|EBXL|EBX LLC|4200
VIXM|PROSHARES VIX SHORT-|EGAM|CBOE TRADING, INC.|52
VIXM|PROSHARES VIX SHORT-|EGXM|CBOE TRADING, INC.|50
VIXM|PROSHARES VIX SHORT-|ETRS|E*Trade Securities LLC|19518
VIXM|PROSHARES VIX SHORT-|FLTU|FLOW TRADERS US LLC|1027
VIXM|PROSHARES VIX SHORT-|FTBR|Foliofn Investments, Inc.|1
VIXM|PROSHARES VIX SHORT-|GLIS|TD Securities Inc|100
VIXM|PROSHARES VIX SHORT-|GSCO|GOLDMAN SACHS & CO. LLC|3200
VIXM|PROSHARES VIX SHORT-|GSLT|GOLDMAN SACHS & CO. LLC|400
VIXM|PROSHARES VIX SHORT-|GTSZ|GTS SECURITIES LLC|200
VIXM|PROSHARES VIX SHORT-|HRBF|American Enterprise Investment Services Inc.|250
VIXM|PROSHARES VIX SHORT-|IATS|INTERACTIVE BROKERS LLC|2837
VIXM|PROSHARES VIX SHORT-|IBKR|Interactive Brokers Llc|16063
VIXM|PROSHARES VIX SHORT-|ICBX|INSTINET, LLC|900
VIXM|PROSHARES VIX SHORT-|INCA|INSTINET, LLC|5420
VIXM|PROSHARES VIX SHORT-|INJX|INSTINET, LLC|560
VIXM|PROSHARES VIX SHORT-|ITGI|ITG Inc.|100
VIXM|PROSHARES VIX SHORT-|ITGP|ITG INC.|1800
VIXM|PROSHARES VIX SHORT-|JEFF|JEFFERIES LLC|3897
VIXM|PROSHARES VIX SHORT-|KCGM|VIRTU Americas LLC|1800
VIXM|PROSHARES VIX SHORT-|LEHM|Barclays Capital Inc./Le|15600
VIXM|PROSHARES VIX SHORT-|LIME|Lime Brokerage LLC|421
VIXM|PROSHARES VIX SHORT-|LSCI|Lek Securities Corporation|5
VIXM|PROSHARES VIX SHORT-|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
VIXM|PROSHARES VIX SHORT-|MOTF|MOTIF INVESTING, INC.|2
VIXM|PROSHARES VIX SHORT-|MSCO|MORGAN STANLEY & CO. LLC|42131
VIXM|PROSHARES VIX SHORT-|NFSC|National Financial Services LLC|14935
VIXM|PROSHARES VIX SHORT-|NITE|VIRTU Americas LLC|59938
VIXM|PROSHARES VIX SHORT-|PDQM|CODA MARKETS, INC.|50
VIXM|PROSHARES VIX SHORT-|SGMT|GOLDMAN SACHS & CO. LLC|4000
VIXM|PROSHARES VIX SHORT-|SWIM|TD Ameritrade, Inc.|6509
VIXM|PROSHARES VIX SHORT-|TKNG|ALLY INVEST SECURITIES LLC|153
VIXM|PROSHARES VIX SHORT-|TRCM|TRC MARKETS LLC|100
VIXM|PROSHARES VIX SHORT-|UBSA|UBS SECURITIES LLC|5751
VIXM|PROSHARES VIX SHORT-|UBSS|UBS Securities LLC|626
VIXM|PROSHARES VIX SHORT-|VGRD|Vanguard Marketing Corporation|2180
VIXM|PROSHARES VIX SHORT-|VSIN|Vision Financial Markets Llc|40
VIXM|PROSHARES VIX SHORT-|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2450
VIXM|PROSHARES VIX SHORT-|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5293
VIXM|PROSHARES VIX SHORT-|WSEA|WOLVERINE SECURITIES, LLC|209
VIXM|PROSHARES VIX SHORT-|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
VIXY|PROSHARES VIX SHORT-|ALTX|Alternet Securities Inc.|2800
VIXY|PROSHARES VIX SHORT-|APCC|Apex Clearing Corporation|11145
VIXY|PROSHARES VIX SHORT-|BATM|CBOE TRADING, INC.|1905
VIXY|PROSHARES VIX SHORT-|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8913
VIXY|PROSHARES VIX SHORT-|BYXM|CBOE TRADING, INC.|49457
VIXY|PROSHARES VIX SHORT-|CANT|Cantor Fitzgerald & Co.|5000
VIXY|PROSHARES VIX SHORT-|CHAS|Charles Schwab & Co., Inc.|7272
VIXY|PROSHARES VIX SHORT-|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|89547
VIXY|PROSHARES VIX SHORT-|CPET|CLEARPOOL EXECUTION SERVICES, LLC|801
VIXY|PROSHARES VIX SHORT-|CROS|CREDIT SUISSE SECURITIES (USA) LLC|220584
VIXY|PROSHARES VIX SHORT-|CSIN|Citadel Securities Institutional LLC|1900
VIXY|PROSHARES VIX SHORT-|CTDL|Citadel Derivatives Group Llc|608904
VIXY|PROSHARES VIX SHORT-|DADA|D.A. Davidson & Co.|2400
VIXY|PROSHARES VIX SHORT-|DBAB|Deutsche Bank Securities Inc.|18663
VIXY|PROSHARES VIX SHORT-|DBAX|Deutsche Bank Securities Inc.|320300
VIXY|PROSHARES VIX SHORT-|DCHF|Dart Executions, LLC|108456
VIXY|PROSHARES VIX SHORT-|DEAN|MORGAN STANLEY|1807
VIXY|PROSHARES VIX SHORT-|DEGS|RONIN PROFESSIONAL LLC|1500
VIXY|PROSHARES VIX SHORT-|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|130644
VIXY|PROSHARES VIX SHORT-|EBXL|EBX LLC|242800
VIXY|PROSHARES VIX SHORT-|ECUT|CONVERGEX EXECUTION SOLUTIONS|1453
VIXY|PROSHARES VIX SHORT-|EGAM|CBOE TRADING, INC.|94570
VIXY|PROSHARES VIX SHORT-|EGAW|CBOE TRADING, INC.|11300
VIXY|PROSHARES VIX SHORT-|EGXM|CBOE TRADING, INC.|3023
VIXY|PROSHARES VIX SHORT-|ETBE|Electronic Transaction Clearing, Inc.|38679
VIXY|PROSHARES VIX SHORT-|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15119
VIXY|PROSHARES VIX SHORT-|ETRS|E*Trade Securities LLC|982923
VIXY|PROSHARES VIX SHORT-|FILL|Tradestation Securities, Inc.|6312
VIXY|PROSHARES VIX SHORT-|FLTU|FLOW TRADERS US LLC|18220
VIXY|PROSHARES VIX SHORT-|FMAF|NBCN Inc./ CDS|41000
VIXY|PROSHARES VIX SHORT-|FQLS|Quantlab Securities LP|159802
VIXY|PROSHARES VIX SHORT-|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|798
VIXY|PROSHARES VIX SHORT-|FTBR|Foliofn Investments, Inc.|2653
VIXY|PROSHARES VIX SHORT-|GLIS|TD Securities Inc|4392
VIXY|PROSHARES VIX SHORT-|GLPX|ACS EXECUTION SERVICES, LLC|67126
VIXY|PROSHARES VIX SHORT-|GSCO|GOLDMAN SACHS & CO. LLC|7690
VIXY|PROSHARES VIX SHORT-|GSCS|GOLDMAN SACHS & CO. LLC|1
VIXY|PROSHARES VIX SHORT-|GSLT|GOLDMAN SACHS & CO. LLC|9992
VIXY|PROSHARES VIX SHORT-|GTSZ|GTS SECURITIES LLC|51085
VIXY|PROSHARES VIX SHORT-|HRBF|American Enterprise Investment Services Inc.|7390
VIXY|PROSHARES VIX SHORT-|HSBC|HSBC Securities, Inc.|1301
VIXY|PROSHARES VIX SHORT-|IATS|INTERACTIVE BROKERS LLC|141188
VIXY|PROSHARES VIX SHORT-|IBKR|Interactive Brokers Llc|225085
VIXY|PROSHARES VIX SHORT-|ICBX|INSTINET, LLC|318007
VIXY|PROSHARES VIX SHORT-|INCA|INSTINET, LLC|234943
VIXY|PROSHARES VIX SHORT-|ITGI|ITG Inc.|3842
VIXY|PROSHARES VIX SHORT-|ITGP|ITG INC.|118000
VIXY|PROSHARES VIX SHORT-|JANY|Janney Montgomery Scott Inc.|11
VIXY|PROSHARES VIX SHORT-|JMPT|JUMP TRADING, LLC|54984
VIXY|PROSHARES VIX SHORT-|JPMX|J.P. Morgan Securities LLC|84550
VIXY|PROSHARES VIX SHORT-|JSJX|JANE STREET CAPITAL LLC|106074
VIXY|PROSHARES VIX SHORT-|KCGM|VIRTU Americas LLC|18535
VIXY|PROSHARES VIX SHORT-|LEHM|Barclays Capital Inc./Le|76560
VIXY|PROSHARES VIX SHORT-|LIME|Lime Brokerage LLC|21102
VIXY|PROSHARES VIX SHORT-|LIWM|LIME BROKERAGE LLC|89456
VIXY|PROSHARES VIX SHORT-|LIWN|LIME BROKERAGE LLC|346955
VIXY|PROSHARES VIX SHORT-|LSCI|Lek Securities Corporation|113002
VIXY|PROSHARES VIX SHORT-|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|39200
VIXY|PROSHARES VIX SHORT-|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2161
VIXY|PROSHARES VIX SHORT-|MOTF|MOTIF INVESTING, INC.|5
VIXY|PROSHARES VIX SHORT-|MSCO|MORGAN STANLEY & CO. LLC|95593
VIXY|PROSHARES VIX SHORT-|MSPL|MORGAN STANLEY & CO. LLC|11100
VIXY|PROSHARES VIX SHORT-|MSTX|MORGAN STANLEY & CO. LLC|1300
VIXY|PROSHARES VIX SHORT-|NFSC|National Financial Services LLC|593482
VIXY|PROSHARES VIX SHORT-|NITE|VIRTU Americas LLC|1345086
VIXY|PROSHARES VIX SHORT-|NITP|VIRTU Americas LLC|12008
VIXY|PROSHARES VIX SHORT-|NQRB|Brut, LLC|3536
VIXY|PROSHARES VIX SHORT-|NTBF|BMO Nesbitt Burns Inc./CDS|410
VIXY|PROSHARES VIX SHORT-|OLDM|OLD MISSION CAPITAL, LLC|20
VIXY|PROSHARES VIX SHORT-|OPCO|Oppenheimer & Co. Inc.|15802
VIXY|PROSHARES VIX SHORT-|PDQM|CODA MARKETS, INC.|45480
VIXY|PROSHARES VIX SHORT-|PHLY|NASDAQ Execution Services, LLC|2200
VIXY|PROSHARES VIX SHORT-|PWJC|UBS Financial Services, Inc.|2110
VIXY|PROSHARES VIX SHORT-|RBCM|RBC CAPITAL MARKETS, LLC|500
VIXY|PROSHARES VIX SHORT-|SBSH|Citigroup Global Markets Inc.|33581
VIXY|PROSHARES VIX SHORT-|SGMT|GOLDMAN SACHS & CO. LLC|95622
VIXY|PROSHARES VIX SHORT-|SPDR|SPEEDROUTE LLC|2021
VIXY|PROSHARES VIX SHORT-|SPHN|Stephens Inc.|1000
VIXY|PROSHARES VIX SHORT-|STKP|STOCKPILE INVESTMENTS, INC.|236
VIXY|PROSHARES VIX SHORT-|SWIM|TD Ameritrade, Inc.|270550
VIXY|PROSHARES VIX SHORT-|SWST|Hilltop Securities Inc.|165
VIXY|PROSHARES VIX SHORT-|TKNG|ALLY INVEST SECURITIES LLC|901
VIXY|PROSHARES VIX SHORT-|TRBT|Tradebot Systems, Inc.|239038
VIXY|PROSHARES VIX SHORT-|TRCM|TRC MARKETS LLC|3523104
VIXY|PROSHARES VIX SHORT-|UBSA|UBS SECURITIES LLC|294871
VIXY|PROSHARES VIX SHORT-|UBSS|UBS Securities LLC|138450
VIXY|PROSHARES VIX SHORT-|VALX|VIRTU AMERICAS LLC|34049
VIXY|PROSHARES VIX SHORT-|VGRD|Vanguard Marketing Corporation|26013
VIXY|PROSHARES VIX SHORT-|VSIN|Vision Financial Markets Llc|3
VIXY|PROSHARES VIX SHORT-|WABR|Wall Street Access|1900
VIXY|PROSHARES VIX SHORT-|WCHV|WELLS FARGO SECURITIES, LLC|955
VIXY|PROSHARES VIX SHORT-|WEDB|WEDBUSH SECURITIES INC.|1200
VIXY|PROSHARES VIX SHORT-|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10467
VIXY|PROSHARES VIX SHORT-|WEXX|WOLVERINE EXECUTION SERVICES, LLC|25650
VIXY|PROSHARES VIX SHORT-|WGIF|CIBC World Markets Inc.|15155
VIXY|PROSHARES VIX SHORT-|WSEA|WOLVERINE SECURITIES, LLC|13713
VIXY|PROSHARES VIX SHORT-|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
VIXY|PROSHARES VIX SHORT-|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VIXY|PROSHARES VIX SHORT-|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3973
VJET|VOXELJET AG|APCC|Apex Clearing Corporation|3129
VJET|VOXELJET AG|BATM|CBOE TRADING, INC.|178
VJET|VOXELJET AG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7660
VJET|VOXELJET AG|DBAB|Deutsche Bank Securities Inc.|100
VJET|VOXELJET AG|DBAX|Deutsche Bank Securities Inc.|100
VJET|VOXELJET AG|DEAN|MORGAN STANLEY|250
VJET|VOXELJET AG|DEGS|RONIN PROFESSIONAL LLC|777
VJET|VOXELJET AG|EBXL|EBX LLC|500
VJET|VOXELJET AG|EDJO|Edward D. Jones & Co., L.P.|136
VJET|VOXELJET AG|ETRS|E*Trade Securities LLC|16190
VJET|VOXELJET AG|FMAF|NBCN Inc./ CDS|200
VJET|VOXELJET AG|FQLS|Quantlab Securities LP|3
VJET|VOXELJET AG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|570
VJET|VOXELJET AG|FTBR|Foliofn Investments, Inc.|45
VJET|VOXELJET AG|GTSZ|GTS SECURITIES LLC|1302
VJET|VOXELJET AG|HRBF|American Enterprise Investment Services Inc.|4830
VJET|VOXELJET AG|IATS|INTERACTIVE BROKERS LLC|1564
VJET|VOXELJET AG|IBKR|Interactive Brokers Llc|2193
VJET|VOXELJET AG|ICBX|INSTINET, LLC|1400
VJET|VOXELJET AG|INCA|INSTINET, LLC|2311
VJET|VOXELJET AG|ITGP|ITG INC.|800
VJET|VOXELJET AG|JEFF|JEFFERIES LLC|100
VJET|VOXELJET AG|KCGM|VIRTU Americas LLC|3658
VJET|VOXELJET AG|LEHM|Barclays Capital Inc./Le|2302
VJET|VOXELJET AG|LIME|Lime Brokerage LLC|3277
VJET|VOXELJET AG|LSCI|Lek Securities Corporation|420
VJET|VOXELJET AG|MBTS|ALLY INVEST SECURITIES LLC|7022
VJET|VOXELJET AG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
VJET|VOXELJET AG|MOTF|MOTIF INVESTING, INC.|4
VJET|VOXELJET AG|MSCO|MORGAN STANLEY & CO. LLC|12892
VJET|VOXELJET AG|MSPL|MORGAN STANLEY & CO. LLC|3100
VJET|VOXELJET AG|NFSC|National Financial Services LLC|61094
VJET|VOXELJET AG|NITE|VIRTU Americas LLC|90532
VJET|VOXELJET AG|PDQM|CODA MARKETS, INC.|10
VJET|VOXELJET AG|RBCM|RBC CAPITAL MARKETS, LLC|273
VJET|VOXELJET AG|SGMT|GOLDMAN SACHS & CO. LLC|400
VJET|VOXELJET AG|STFL|Stifel, Nicolaus & Company, Incorporated|500
VJET|VOXELJET AG|SWIM|TD Ameritrade, Inc.|46430
VJET|VOXELJET AG|TKNG|ALLY INVEST SECURITIES LLC|1520
VJET|VOXELJET AG|TWTT|TASTYWORKS, INC.|6
VJET|VOXELJET AG|UBSA|UBS SECURITIES LLC|5308
VJET|VOXELJET AG|UBSS|UBS Securities LLC|5808
VJET|VOXELJET AG|VALX|VIRTU AMERICAS LLC|500
VJET|VOXELJET AG|VGRD|Vanguard Marketing Corporation|3290
VJET|VOXELJET AG|WCHV|WELLS FARGO SECURITIES, LLC|3259
VJET|VOXELJET AG|WEED|Weeden & Co.L.P.|20
VJET|VOXELJET AG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|40
VJET|VOXELJET AG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2120
VJET|VOXELJET AG|WGIF|CIBC World Markets Inc.|960
VJET|VOXELJET AG|WSEA|WOLVERINE SECURITIES, LLC|6895
VJET|VOXELJET AG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6000
VKI|INVESCO ADVANTAGE MN|AGIS|Aegis Capital Corp.|16550
VKI|INVESCO ADVANTAGE MN|APCC|Apex Clearing Corporation|6
VKI|INVESCO ADVANTAGE MN|BANK|Primevest Financial Services, Inc.|1210
VKI|INVESCO ADVANTAGE MN|BARD|Robert W. Baird & Co. Incorporated|90
VKI|INVESCO ADVANTAGE MN|BATM|CBOE TRADING, INC.|102
VKI|INVESCO ADVANTAGE MN|BERN|Sanford C. Bernstein & Co., LLC|1400
VKI|INVESCO ADVANTAGE MN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
VKI|INVESCO ADVANTAGE MN|BTIG|BTIG, LLC|1300
VKI|INVESCO ADVANTAGE MN|CHAS|Charles Schwab & Co., Inc.|900
VKI|INVESCO ADVANTAGE MN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5701
VKI|INVESCO ADVANTAGE MN|CTDL|Citadel Derivatives Group Llc|60
VKI|INVESCO ADVANTAGE MN|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
VKI|INVESCO ADVANTAGE MN|DADA|D.A. Davidson & Co.|1824
VKI|INVESCO ADVANTAGE MN|DAVA|Davenport & Company LLC|4002
VKI|INVESCO ADVANTAGE MN|DBAX|Deutsche Bank Securities Inc.|1200
VKI|INVESCO ADVANTAGE MN|DEAN|MORGAN STANLEY|8810
VKI|INVESCO ADVANTAGE MN|DEGS|RONIN PROFESSIONAL LLC|457
VKI|INVESCO ADVANTAGE MN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6892
VKI|INVESCO ADVANTAGE MN|EBXL|EBX LLC|6100
VKI|INVESCO ADVANTAGE MN|ECUT|CONVERGEX EXECUTION SOLUTIONS|4000
VKI|INVESCO ADVANTAGE MN|EDJO|Edward D. Jones & Co., L.P.|3652
VKI|INVESCO ADVANTAGE MN|EGAM|CBOE TRADING, INC.|200
VKI|INVESCO ADVANTAGE MN|EGXM|CBOE TRADING, INC.|1010
VKI|INVESCO ADVANTAGE MN|ESPO|ESPOSITO SECURITIES, LLC|234
VKI|INVESCO ADVANTAGE MN|ETBE|Electronic Transaction Clearing, Inc.|400
VKI|INVESCO ADVANTAGE MN|ETCB|ETC BROKERAGE SERVICES, LLC|100
VKI|INVESCO ADVANTAGE MN|ETRS|E*Trade Securities LLC|38669
VKI|INVESCO ADVANTAGE MN|FBSB|U.S. Bancorp Investments, Inc.|1
VKI|INVESCO ADVANTAGE MN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8774
VKI|INVESCO ADVANTAGE MN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24983
VKI|INVESCO ADVANTAGE MN|GLIS|TD Securities Inc|4400
VKI|INVESCO ADVANTAGE MN|GLPX|ACS EXECUTION SERVICES, LLC|15060
VKI|INVESCO ADVANTAGE MN|GSCO|GOLDMAN SACHS & CO. LLC|1200
VKI|INVESCO ADVANTAGE MN|GSCS|GOLDMAN SACHS & CO. LLC|100
VKI|INVESCO ADVANTAGE MN|GSLT|GOLDMAN SACHS & CO. LLC|300
VKI|INVESCO ADVANTAGE MN|HRBF|American Enterprise Investment Services Inc.|9018
VKI|INVESCO ADVANTAGE MN|IATS|INTERACTIVE BROKERS LLC|1348
VKI|INVESCO ADVANTAGE MN|IBKR|Interactive Brokers Llc|19639
VKI|INVESCO ADVANTAGE MN|ICBX|INSTINET, LLC|1200
VKI|INVESCO ADVANTAGE MN|INCA|INSTINET, LLC|4114
VKI|INVESCO ADVANTAGE MN|ITGI|ITG Inc.|800
VKI|INVESCO ADVANTAGE MN|ITGP|ITG INC.|3400
VKI|INVESCO ADVANTAGE MN|JANY|Janney Montgomery Scott Inc.|1000
VKI|INVESCO ADVANTAGE MN|JPMX|J.P. Morgan Securities LLC|7860
VKI|INVESCO ADVANTAGE MN|JSJX|JANE STREET CAPITAL LLC|600
VKI|INVESCO ADVANTAGE MN|KCGM|VIRTU Americas LLC|1303
VKI|INVESCO ADVANTAGE MN|LEHM|Barclays Capital Inc./Le|7200
VKI|INVESCO ADVANTAGE MN|LIME|Lime Brokerage LLC|621
VKI|INVESCO ADVANTAGE MN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2455
VKI|INVESCO ADVANTAGE MN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3600
VKI|INVESCO ADVANTAGE MN|MOTF|MOTIF INVESTING, INC.|1
VKI|INVESCO ADVANTAGE MN|MSCO|MORGAN STANLEY & CO. LLC|57175
VKI|INVESCO ADVANTAGE MN|MSPL|MORGAN STANLEY & CO. LLC|22800
VKI|INVESCO ADVANTAGE MN|MSTX|MORGAN STANLEY & CO. LLC|200
VKI|INVESCO ADVANTAGE MN|NFSC|National Financial Services LLC|58326
VKI|INVESCO ADVANTAGE MN|NITE|VIRTU Americas LLC|236615
VKI|INVESCO ADVANTAGE MN|NQRB|Brut, LLC|500
VKI|INVESCO ADVANTAGE MN|OPCO|Oppenheimer & Co. Inc.|9184
VKI|INVESCO ADVANTAGE MN|PDQM|CODA MARKETS, INC.|1560
VKI|INVESCO ADVANTAGE MN|PWJC|UBS Financial Services, Inc.|8827
VKI|INVESCO ADVANTAGE MN|RBCM|RBC CAPITAL MARKETS, LLC|14398
VKI|INVESCO ADVANTAGE MN|RGLD|Regal Securities, Inc|2330
VKI|INVESCO ADVANTAGE MN|SBSH|Citigroup Global Markets Inc.|5920
VKI|INVESCO ADVANTAGE MN|SGMT|GOLDMAN SACHS & CO. LLC|3202
VKI|INVESCO ADVANTAGE MN|STFL|Stifel, Nicolaus & Company, Incorporated|36258
VKI|INVESCO ADVANTAGE MN|STXG|Stockcross Financial Services, Inc.|40
VKI|INVESCO ADVANTAGE MN|SWIM|TD Ameritrade, Inc.|5072
VKI|INVESCO ADVANTAGE MN|SWST|Hilltop Securities Inc.|87
VKI|INVESCO ADVANTAGE MN|TRBT|Tradebot Systems, Inc.|950
VKI|INVESCO ADVANTAGE MN|UBSA|UBS SECURITIES LLC|18068
VKI|INVESCO ADVANTAGE MN|UBSS|UBS Securities LLC|74564
VKI|INVESCO ADVANTAGE MN|VGRD|Vanguard Marketing Corporation|2605
VKI|INVESCO ADVANTAGE MN|WCHV|WELLS FARGO SECURITIES, LLC|54014
VKI|INVESCO ADVANTAGE MN|WEDB|WEDBUSH SECURITIES INC.|10300
VKI|INVESCO ADVANTAGE MN|WSEA|WOLVERINE SECURITIES, LLC|605
VKI|INVESCO ADVANTAGE MN|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
VKI|INVESCO ADVANTAGE MN|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VKI|INVESCO ADVANTAGE MN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2437
VKQ|INVESCO MUNI TRUST|ALTX|Alternet Securities Inc.|1600
VKQ|INVESCO MUNI TRUST|APCC|Apex Clearing Corporation|166
VKQ|INVESCO MUNI TRUST|BANK|Primevest Financial Services, Inc.|56
VKQ|INVESCO MUNI TRUST|BARD|Robert W. Baird & Co. Incorporated|1071
VKQ|INVESCO MUNI TRUST|BATM|CBOE TRADING, INC.|135
VKQ|INVESCO MUNI TRUST|BBNT|BB&T SECURITIES, LLC|2864
VKQ|INVESCO MUNI TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2890
VKQ|INVESCO MUNI TRUST|BRGE|Newbridge Securities Corp.|1500
VKQ|INVESCO MUNI TRUST|BTIG|BTIG, LLC|400
VKQ|INVESCO MUNI TRUST|CHAS|Charles Schwab & Co., Inc.|8
VKQ|INVESCO MUNI TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
VKQ|INVESCO MUNI TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
VKQ|INVESCO MUNI TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3761
VKQ|INVESCO MUNI TRUST|CTDL|Citadel Derivatives Group Llc|7
VKQ|INVESCO MUNI TRUST|DADA|D.A. Davidson & Co.|2710
VKQ|INVESCO MUNI TRUST|DBAX|Deutsche Bank Securities Inc.|4100
VKQ|INVESCO MUNI TRUST|DEAN|MORGAN STANLEY|16471
VKQ|INVESCO MUNI TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17
VKQ|INVESCO MUNI TRUST|EBXL|EBX LLC|3900
VKQ|INVESCO MUNI TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|2650
VKQ|INVESCO MUNI TRUST|EDJO|Edward D. Jones & Co., L.P.|4620
VKQ|INVESCO MUNI TRUST|EGAM|CBOE TRADING, INC.|700
VKQ|INVESCO MUNI TRUST|EGXM|CBOE TRADING, INC.|300
VKQ|INVESCO MUNI TRUST|ETBE|Electronic Transaction Clearing, Inc.|400
VKQ|INVESCO MUNI TRUST|ETRS|E*Trade Securities LLC|27937
VKQ|INVESCO MUNI TRUST|FBSB|U.S. Bancorp Investments, Inc.|3431
VKQ|INVESCO MUNI TRUST|FILL|Tradestation Securities, Inc.|90
VKQ|INVESCO MUNI TRUST|FINX|FINTECH SECURITIES|1200
VKQ|INVESCO MUNI TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11867
VKQ|INVESCO MUNI TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11999
VKQ|INVESCO MUNI TRUST|FTBR|Foliofn Investments, Inc.|11
VKQ|INVESCO MUNI TRUST|GLPX|ACS EXECUTION SERVICES, LLC|7880
VKQ|INVESCO MUNI TRUST|GTSZ|GTS SECURITIES LLC|100
VKQ|INVESCO MUNI TRUST|HRBF|American Enterprise Investment Services Inc.|35649
VKQ|INVESCO MUNI TRUST|IATS|INTERACTIVE BROKERS LLC|3476
VKQ|INVESCO MUNI TRUST|IBKR|Interactive Brokers Llc|9370
VKQ|INVESCO MUNI TRUST|INCA|INSTINET, LLC|1
VKQ|INVESCO MUNI TRUST|ITGI|ITG Inc.|2400
VKQ|INVESCO MUNI TRUST|ITGP|ITG INC.|800
VKQ|INVESCO MUNI TRUST|JANY|Janney Montgomery Scott Inc.|1816
VKQ|INVESCO MUNI TRUST|JPMX|J.P. Morgan Securities LLC|2600
VKQ|INVESCO MUNI TRUST|JSJX|JANE STREET CAPITAL LLC|700
VKQ|INVESCO MUNI TRUST|KCGM|VIRTU Americas LLC|667
VKQ|INVESCO MUNI TRUST|LEHM|Barclays Capital Inc./Le|2800
VKQ|INVESCO MUNI TRUST|LIME|Lime Brokerage LLC|494
VKQ|INVESCO MUNI TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
VKQ|INVESCO MUNI TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
VKQ|INVESCO MUNI TRUST|MSCO|MORGAN STANLEY & CO. LLC|78533
VKQ|INVESCO MUNI TRUST|MSPL|MORGAN STANLEY & CO. LLC|28300
VKQ|INVESCO MUNI TRUST|NFSC|National Financial Services LLC|88215
VKQ|INVESCO MUNI TRUST|NITE|VIRTU Americas LLC|181183
VKQ|INVESCO MUNI TRUST|NITP|VIRTU Americas LLC|100
VKQ|INVESCO MUNI TRUST|NQRB|Brut, LLC|1400
VKQ|INVESCO MUNI TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|248
VKQ|INVESCO MUNI TRUST|OPCO|Oppenheimer & Co. Inc.|15463
VKQ|INVESCO MUNI TRUST|PDQM|CODA MARKETS, INC.|3469
VKQ|INVESCO MUNI TRUST|PWJC|UBS Financial Services, Inc.|42670
VKQ|INVESCO MUNI TRUST|RBCM|RBC CAPITAL MARKETS, LLC|16802
VKQ|INVESCO MUNI TRUST|SALI|INTL FCSTONE FINANCIAL INC.|1
VKQ|INVESCO MUNI TRUST|SBSH|Citigroup Global Markets Inc.|7105
VKQ|INVESCO MUNI TRUST|SGMT|GOLDMAN SACHS & CO. LLC|1003
VKQ|INVESCO MUNI TRUST|SPDR|SPEEDROUTE LLC|1100
VKQ|INVESCO MUNI TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|2581
VKQ|INVESCO MUNI TRUST|SWIM|TD Ameritrade, Inc.|19933
VKQ|INVESCO MUNI TRUST|SWST|Hilltop Securities Inc.|5114
VKQ|INVESCO MUNI TRUST|TKNG|ALLY INVEST SECURITIES LLC|1751
VKQ|INVESCO MUNI TRUST|TRBT|Tradebot Systems, Inc.|828
VKQ|INVESCO MUNI TRUST|UBSA|UBS SECURITIES LLC|13279
VKQ|INVESCO MUNI TRUST|UBSS|UBS Securities LLC|176304
VKQ|INVESCO MUNI TRUST|VALX|VIRTU AMERICAS LLC|500
VKQ|INVESCO MUNI TRUST|VGRD|Vanguard Marketing Corporation|17299
VKQ|INVESCO MUNI TRUST|WBET|Wallachbeth Capital LLC|2887
VKQ|INVESCO MUNI TRUST|WCHV|WELLS FARGO SECURITIES, LLC|124332
VKQ|INVESCO MUNI TRUST|WEDB|WEDBUSH SECURITIES INC.|1154
VKQ|INVESCO MUNI TRUST|WEED|Weeden & Co.L.P.|15147
VKQ|INVESCO MUNI TRUST|WGIF|CIBC World Markets Inc.|143
VKQ|INVESCO MUNI TRUST|WSEA|WOLVERINE SECURITIES, LLC|5
VKQ|INVESCO MUNI TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
VKQ|INVESCO MUNI TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|311
VKQ|INVESCO MUNI TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40155
VKTX|VIKING THERA CMN|ADAM|CANACCORD GENUITY INC.|10000
VKTX|VIKING THERA CMN|AGIS|Aegis Capital Corp.|14601
VKTX|VIKING THERA CMN|ALTX|Alternet Securities Inc.|174126
VKTX|VIKING THERA CMN|ANOS|ABEL/NOSER, L.L.C.|1000
VKTX|VIKING THERA CMN|APCC|Apex Clearing Corporation|387827
VKTX|VIKING THERA CMN|BANK|Primevest Financial Services, Inc.|5491
VKTX|VIKING THERA CMN|BATM|CBOE TRADING, INC.|18526
VKTX|VIKING THERA CMN|BAYC|BAY CREST PARTNERS, LLC|7486
VKTX|VIKING THERA CMN|BAYT|BTIG, LLC|11794
VKTX|VIKING THERA CMN|BBNT|BB&T SECURITIES, LLC|320
VKTX|VIKING THERA CMN|BERN|Sanford C. Bernstein & Co., LLC|88328
VKTX|VIKING THERA CMN|BIDS|BIDS TRADING L.P.|200
VKTX|VIKING THERA CMN|BIMI|Banca IMI Securities Corp.|5374
VKTX|VIKING THERA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|343208
VKTX|VIKING THERA CMN|BLKX|INSTINET, LLC|140400
VKTX|VIKING THERA CMN|BMOC|BMO Capital Markets Corp.|5284
VKTX|VIKING THERA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|3975
VKTX|VIKING THERA CMN|BRGE|Newbridge Securities Corp.|6070
VKTX|VIKING THERA CMN|BTIG|BTIG, LLC|94882
VKTX|VIKING THERA CMN|BYXM|CBOE TRADING, INC.|10985
VKTX|VIKING THERA CMN|CANT|Cantor Fitzgerald & Co.|561
VKTX|VIKING THERA CMN|CHAS|Charles Schwab & Co., Inc.|55767
VKTX|VIKING THERA CMN|CIIV|CORPORATE INVESTMENTS GROUP, INC.|7757
VKTX|VIKING THERA CMN|CNTR|PRECISION SECURITIES, LLC|29401
VKTX|VIKING THERA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|933601
VKTX|VIKING THERA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|95657
VKTX|VIKING THERA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|610307
VKTX|VIKING THERA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1747573
VKTX|VIKING THERA CMN|CTDL|Citadel Derivatives Group Llc|62491
VKTX|VIKING THERA CMN|CTLR|CUTLER GROUP, LP|600
VKTX|VIKING THERA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|432182
VKTX|VIKING THERA CMN|DADA|D.A. Davidson & Co.|250
VKTX|VIKING THERA CMN|DAVA|Davenport & Company LLC|450
VKTX|VIKING THERA CMN|DAWA|Daiwa Capital Markets America Inc.|500
VKTX|VIKING THERA CMN|DBAB|Deutsche Bank Securities Inc.|1033610
VKTX|VIKING THERA CMN|DBAX|Deutsche Bank Securities Inc.|633700
VKTX|VIKING THERA CMN|DEAN|MORGAN STANLEY|26364
VKTX|VIKING THERA CMN|DEGS|RONIN PROFESSIONAL LLC|228423
VKTX|VIKING THERA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37601
VKTX|VIKING THERA CMN|DRWC|DRW SECURITIES, L.L.C.|3362
VKTX|VIKING THERA CMN|DRWK|DRW SECURITIES, L.L.C.|35458
VKTX|VIKING THERA CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|153253
VKTX|VIKING THERA CMN|EBXL|EBX LLC|777500
VKTX|VIKING THERA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|28964
VKTX|VIKING THERA CMN|EDJO|Edward D. Jones & Co., L.P.|7066
VKTX|VIKING THERA CMN|EGAM|CBOE TRADING, INC.|115865
VKTX|VIKING THERA CMN|EGAW|CBOE TRADING, INC.|2945
VKTX|VIKING THERA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1420
VKTX|VIKING THERA CMN|EGXM|CBOE TRADING, INC.|109215
VKTX|VIKING THERA CMN|EGXW|CBOE TRADING, INC.|1425
VKTX|VIKING THERA CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1600
VKTX|VIKING THERA CMN|ETBE|Electronic Transaction Clearing, Inc.|192862
VKTX|VIKING THERA CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|44191
VKTX|VIKING THERA CMN|ETCC|Electronic Transaction Clearing, Inc.|1150
VKTX|VIKING THERA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|25272
VKTX|VIKING THERA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|84157
VKTX|VIKING THERA CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1326
VKTX|VIKING THERA CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
VKTX|VIKING THERA CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|17384
VKTX|VIKING THERA CMN|ETRS|E*Trade Securities LLC|5839531
VKTX|VIKING THERA CMN|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|41500
VKTX|VIKING THERA CMN|FBCO|Credit Suisse Securities (USA) LLC|2120679
VKTX|VIKING THERA CMN|FBSB|U.S. Bancorp Investments, Inc.|2116
VKTX|VIKING THERA CMN|FILL|Tradestation Securities, Inc.|483985
VKTX|VIKING THERA CMN|FMAF|NBCN Inc./ CDS|20916
VKTX|VIKING THERA CMN|FOMA|TD AMERITRADE CLEARING, INC.|8755433
VKTX|VIKING THERA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32834
VKTX|VIKING THERA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|356912
VKTX|VIKING THERA CMN|FTBR|Foliofn Investments, Inc.|1438
VKTX|VIKING THERA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|68141
VKTX|VIKING THERA CMN|GLIS|TD Securities Inc|2326
VKTX|VIKING THERA CMN|GLPX|ACS EXECUTION SERVICES, LLC|913737
VKTX|VIKING THERA CMN|GSCO|GOLDMAN SACHS & CO. LLC|2879491
VKTX|VIKING THERA CMN|GSCS|GOLDMAN SACHS & CO. LLC|248992
VKTX|VIKING THERA CMN|GSLT|GOLDMAN SACHS & CO. LLC|117390
VKTX|VIKING THERA CMN|GTSZ|GTS SECURITIES LLC|98313
VKTX|VIKING THERA CMN|HAPX|HAP Trading, LLC|800
VKTX|VIKING THERA CMN|HRBF|American Enterprise Investment Services Inc.|50406
VKTX|VIKING THERA CMN|HSBC|HSBC Securities, Inc.|1567
VKTX|VIKING THERA CMN|IATS|INTERACTIVE BROKERS LLC|463703
VKTX|VIKING THERA CMN|IBKR|Interactive Brokers Llc|4140752
VKTX|VIKING THERA CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
VKTX|VIKING THERA CMN|ICBX|INSTINET, LLC|267483
VKTX|VIKING THERA CMN|IEQY|CITADEL SECURITIES LLC|45524
VKTX|VIKING THERA CMN|INCA|INSTINET, LLC|2052695
VKTX|VIKING THERA CMN|INJX|INSTINET, LLC|357119
VKTX|VIKING THERA CMN|ITGI|ITG Inc.|257787
VKTX|VIKING THERA CMN|ITGP|ITG INC.|521200
VKTX|VIKING THERA CMN|JANY|Janney Montgomery Scott Inc.|10383
VKTX|VIKING THERA CMN|JEFF|JEFFERIES LLC|761285
VKTX|VIKING THERA CMN|JMPT|JUMP TRADING, LLC|286510
VKTX|VIKING THERA CMN|JONE|JonesTrading|6240
VKTX|VIKING THERA CMN|JPBX|J.P. MORGAN SECURITIES LLC|53094
VKTX|VIKING THERA CMN|JPMX|J.P. Morgan Securities LLC|1327652
VKTX|VIKING THERA CMN|JSJX|JANE STREET CAPITAL LLC|31530
VKTX|VIKING THERA CMN|KCGM|VIRTU Americas LLC|395555
VKTX|VIKING THERA CMN|KRSH|Kershner Securities, LLC|15000
VKTX|VIKING THERA CMN|LAFC|R. F. Lafferty & Co., Inc.|500
VKTX|VIKING THERA CMN|LEER|LEERINK PARTNERS LLC|9158
VKTX|VIKING THERA CMN|LEHM|Barclays Capital Inc./Le|2501466
VKTX|VIKING THERA CMN|LIME|Lime Brokerage LLC|641739
VKTX|VIKING THERA CMN|LMGP|LIME BROKERAGE LLC|216882
VKTX|VIKING THERA CMN|LOOP|Loop Capital Markets LLC|6495
VKTX|VIKING THERA CMN|LQNA|LIQUIDNET, INC.|14000
VKTX|VIKING THERA CMN|LSCI|Lek Securities Corporation|29220
VKTX|VIKING THERA CMN|LVMR|LIVERMORE TRADING GROUP, INC.|22220
VKTX|VIKING THERA CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11493
VKTX|VIKING THERA CMN|MACQ|Macquarie Capital (USA) Inc.|4053
VKTX|VIKING THERA CMN|MAVB|Great Point Capital LLC|100
VKTX|VIKING THERA CMN|MAXM|Maxim Group LLC|258833
VKTX|VIKING THERA CMN|MBTS|ALLY INVEST SECURITIES LLC|2302
VKTX|VIKING THERA CMN|MCMF|Raymond James Ltd. Cds|11300
VKTX|VIKING THERA CMN|MICA|Spartan Securities Group, Ltd.|7771
VKTX|VIKING THERA CMN|MKMP|MKM Partners LLC|27328
VKTX|VIKING THERA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|282030
VKTX|VIKING THERA CMN|MOTF|MOTIF INVESTING, INC.|21
VKTX|VIKING THERA CMN|MSCO|MORGAN STANLEY & CO. LLC|6247429
VKTX|VIKING THERA CMN|MSPL|MORGAN STANLEY & CO. LLC|400600
VKTX|VIKING THERA CMN|MSTX|MORGAN STANLEY & CO. LLC|456800
VKTX|VIKING THERA CMN|NATL|National Securities Corporation|57610
VKTX|VIKING THERA CMN|NEED|Needham & Company, LLC|11100
VKTX|VIKING THERA CMN|NFSC|National Financial Services LLC|6847310
VKTX|VIKING THERA CMN|NITE|VIRTU Americas LLC|15865335
VKTX|VIKING THERA CMN|NITP|VIRTU Americas LLC|6223
VKTX|VIKING THERA CMN|NQRB|Brut, LLC|72877
VKTX|VIKING THERA CMN|NTFN|Network 1 Financial Securities Inc.|3000
VKTX|VIKING THERA CMN|NTRC|Northern Trust Securities, Inc.|677
VKTX|VIKING THERA CMN|OPCO|Oppenheimer & Co. Inc.|15081
VKTX|VIKING THERA CMN|OTAA|OTA LLC|1900
VKTX|VIKING THERA CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2990
VKTX|VIKING THERA CMN|PCFF|Pacific International Securities Inc./CDS|2595
VKTX|VIKING THERA CMN|PCPT|PHILLIP CAPITAL INC.|103555
VKTX|VIKING THERA CMN|PDQM|CODA MARKETS, INC.|905334
VKTX|VIKING THERA CMN|PHLY|NASDAQ Execution Services, LLC|181200
VKTX|VIKING THERA CMN|PINT|PRECISION SECURITIES, LLC|700
VKTX|VIKING THERA CMN|POIN|PRECISION SECURITIES, LLC (POIN)|55219
VKTX|VIKING THERA CMN|PREC|PRECISION SECURITIES, LLC|21818
VKTX|VIKING THERA CMN|PWJC|UBS Financial Services, Inc.|2600
VKTX|VIKING THERA CMN|RAJA|Raymond James & Associates, Inc.|99752
VKTX|VIKING THERA CMN|RBCM|RBC CAPITAL MARKETS, LLC|198394
VKTX|VIKING THERA CMN|RGLD|Regal Securities, Inc|210
VKTX|VIKING THERA CMN|RHCO|Suntrust Robinson Humphrey, Inc.|18700
VKTX|VIKING THERA CMN|RJLC|RJL CAPITAL GROUP, LLC|2400
VKTX|VIKING THERA CMN|ROTH|Roth Capital Partners, LLC|39900
VKTX|VIKING THERA CMN|SAGL|SAGETRADER, LLC|8601
VKTX|VIKING THERA CMN|SALI|INTL FCSTONE FINANCIAL INC.|26609
VKTX|VIKING THERA CMN|SBSH|Citigroup Global Markets Inc.|622294
VKTX|VIKING THERA CMN|SGMT|GOLDMAN SACHS & CO. LLC|385668
VKTX|VIKING THERA CMN|SPDR|SPEEDROUTE LLC|270736
VKTX|VIKING THERA CMN|SPHN|Stephens Inc.|114150
VKTX|VIKING THERA CMN|SPTD|MINT GLOBAL MARKETS, INC.|64128
VKTX|VIKING THERA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|27196
VKTX|VIKING THERA CMN|STXG|Stockcross Financial Services, Inc.|400
VKTX|VIKING THERA CMN|SWIM|TD Ameritrade, Inc.|5397302
VKTX|VIKING THERA CMN|SWST|Hilltop Securities Inc.|34291
VKTX|VIKING THERA CMN|TDCO|Thompson Davis & Co., Inc.|525
VKTX|VIKING THERA CMN|TDFS|TRADERFIELD SECURITIES INC.|4120
VKTX|VIKING THERA CMN|TKNG|ALLY INVEST SECURITIES LLC|121613
VKTX|VIKING THERA CMN|TRBT|Tradebot Systems, Inc.|1331102
VKTX|VIKING THERA CMN|TRCM|TRC MARKETS LLC|362259
VKTX|VIKING THERA CMN|TRLN|Tradelink Securities, LLC|125684
VKTX|VIKING THERA CMN|TWTT|TASTYWORKS, INC.|26579
VKTX|VIKING THERA CMN|UBSA|UBS SECURITIES LLC|2422244
VKTX|VIKING THERA CMN|UBSS|UBS Securities LLC|4436181
VKTX|VIKING THERA CMN|VALX|VIRTU AMERICAS LLC|26525
VKTX|VIKING THERA CMN|VERT|The Vertical Trading Group, LLC|27600
VKTX|VIKING THERA CMN|VGRD|Vanguard Marketing Corporation|272365
VKTX|VIKING THERA CMN|VIEW|VIEWTRADE SECURITIES LLC|350
VKTX|VIKING THERA CMN|VNDM|Wall Street Access|42108
VKTX|VIKING THERA CMN|VNDS|VANDHAM SECURITIES CORP|9634
VKTX|VIKING THERA CMN|VSIN|Vision Financial Markets Llc|1340
VKTX|VIKING THERA CMN|WABR|Wall Street Access|5737
VKTX|VIKING THERA CMN|WBLR|WILLIAM BLAIR|263913
VKTX|VIKING THERA CMN|WBNF|WILLIAM BLAIR|8186
VKTX|VIKING THERA CMN|WCHV|WELLS FARGO SECURITIES, LLC|563023
VKTX|VIKING THERA CMN|WECI|Winslow, Evans & Crocker, Inc.|5000
VKTX|VIKING THERA CMN|WEDB|WEDBUSH SECURITIES INC.|1118057
VKTX|VIKING THERA CMN|WEED|Weeden & Co.L.P.|881
VKTX|VIKING THERA CMN|WESC|Wellington Shields & Co., LLC|400
VKTX|VIKING THERA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|72682
VKTX|VIKING THERA CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56477
VKTX|VIKING THERA CMN|WGIF|CIBC World Markets Inc.|54715
VKTX|VIKING THERA CMN|WHOT|JUST2TRADE, INC.|400
VKTX|VIKING THERA CMN|WSEA|WOLVERINE SECURITIES, LLC|179230
VKTX|VIKING THERA CMN|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|4000
VKTX|VIKING THERA CMN|XIST|INSTINET, LLC|17000
VKTX|VIKING THERA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|544984
VKTX|VIKING THERA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|36714
VKTX|VIKING THERA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|29395
VKTXW|VIKING THERAPTCS WTS|BATM|CBOE TRADING, INC.|700
VKTXW|VIKING THERAPTCS WTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1202
VKTXW|VIKING THERAPTCS WTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
VKTXW|VIKING THERAPTCS WTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3950
VKTXW|VIKING THERAPTCS WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|695
VKTXW|VIKING THERAPTCS WTS|DBAX|Deutsche Bank Securities Inc.|900
VKTXW|VIKING THERAPTCS WTS|DEAN|MORGAN STANLEY|2400
VKTXW|VIKING THERAPTCS WTS|DEGS|RONIN PROFESSIONAL LLC|4445
VKTXW|VIKING THERAPTCS WTS|EBXL|EBX LLC|800
VKTXW|VIKING THERAPTCS WTS|EDJO|Edward D. Jones & Co., L.P.|800
VKTXW|VIKING THERAPTCS WTS|ETRS|E*Trade Securities LLC|27544
VKTXW|VIKING THERAPTCS WTS|FILL|Tradestation Securities, Inc.|2107
VKTXW|VIKING THERAPTCS WTS|FOMA|TD AMERITRADE CLEARING, INC.|36377
VKTXW|VIKING THERAPTCS WTS|GEBB|GLOBAL EXECUTION BROKERS, LP|41
VKTXW|VIKING THERAPTCS WTS|GSCO|GOLDMAN SACHS & CO. LLC|250
VKTXW|VIKING THERAPTCS WTS|GSCS|GOLDMAN SACHS & CO. LLC|21354
VKTXW|VIKING THERAPTCS WTS|GSLT|GOLDMAN SACHS & CO. LLC|14095
VKTXW|VIKING THERAPTCS WTS|GTSZ|GTS SECURITIES LLC|800
VKTXW|VIKING THERAPTCS WTS|IBKR|Interactive Brokers Llc|81989
VKTXW|VIKING THERAPTCS WTS|ICBX|INSTINET, LLC|900
VKTXW|VIKING THERAPTCS WTS|INCA|INSTINET, LLC|7501
VKTXW|VIKING THERAPTCS WTS|ITGI|ITG Inc.|6500
VKTXW|VIKING THERAPTCS WTS|ITGP|ITG INC.|600
VKTXW|VIKING THERAPTCS WTS|LAFC|R. F. Lafferty & Co., Inc.|800
VKTXW|VIKING THERAPTCS WTS|LEHM|Barclays Capital Inc./Le|1000
VKTXW|VIKING THERAPTCS WTS|LIME|Lime Brokerage LLC|1463
VKTXW|VIKING THERAPTCS WTS|MAXM|Maxim Group LLC|497900
VKTXW|VIKING THERAPTCS WTS|MSCO|MORGAN STANLEY & CO. LLC|84493
VKTXW|VIKING THERAPTCS WTS|NFSC|National Financial Services LLC|41325
VKTXW|VIKING THERAPTCS WTS|NITE|VIRTU Americas LLC|87988
VKTXW|VIKING THERAPTCS WTS|OPCO|Oppenheimer & Co. Inc.|1000
VKTXW|VIKING THERAPTCS WTS|RBCM|RBC CAPITAL MARKETS, LLC|5560
VKTXW|VIKING THERAPTCS WTS|SGMT|GOLDMAN SACHS & CO. LLC|300
VKTXW|VIKING THERAPTCS WTS|SPDR|SPEEDROUTE LLC|200
VKTXW|VIKING THERAPTCS WTS|STFL|Stifel, Nicolaus & Company, Incorporated|2750
VKTXW|VIKING THERAPTCS WTS|SWIM|TD Ameritrade, Inc.|3860
VKTXW|VIKING THERAPTCS WTS|TKNG|ALLY INVEST SECURITIES LLC|162
VKTXW|VIKING THERAPTCS WTS|UBSA|UBS SECURITIES LLC|4408
VKTXW|VIKING THERAPTCS WTS|UBSS|UBS Securities LLC|9219
VKTXW|VIKING THERAPTCS WTS|WBLR|WILLIAM BLAIR|247
VKTXW|VIKING THERAPTCS WTS|WCHV|WELLS FARGO SECURITIES, LLC|1000
VKTXW|VIKING THERAPTCS WTS|WSEA|WOLVERINE SECURITIES, LLC|332
VKTXW|VIKING THERAPTCS WTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
VLGEA|VILLAGE SUPER MKT ##|ALTX|Alternet Securities Inc.|190
VLGEA|VILLAGE SUPER MKT ##|APCC|Apex Clearing Corporation|13
VLGEA|VILLAGE SUPER MKT ##|BATM|CBOE TRADING, INC.|742
VLGEA|VILLAGE SUPER MKT ##|BERN|Sanford C. Bernstein & Co., LLC|296
VLGEA|VILLAGE SUPER MKT ##|BMOC|BMO Capital Markets Corp.|1291
VLGEA|VILLAGE SUPER MKT ##|BNPX|BNP PARIBAS SECURITIES CORP.|850
VLGEA|VILLAGE SUPER MKT ##|BTIG|BTIG, LLC|2273
VLGEA|VILLAGE SUPER MKT ##|BYXM|CBOE TRADING, INC.|593
VLGEA|VILLAGE SUPER MKT ##|BZYD|GOLDMAN SACHS & CO. LLC|133
VLGEA|VILLAGE SUPER MKT ##|CANT|Cantor Fitzgerald & Co.|146
VLGEA|VILLAGE SUPER MKT ##|CHAS|Charles Schwab & Co., Inc.|12
VLGEA|VILLAGE SUPER MKT ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4875
VLGEA|VILLAGE SUPER MKT ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2586
VLGEA|VILLAGE SUPER MKT ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2836
VLGEA|VILLAGE SUPER MKT ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10832
VLGEA|VILLAGE SUPER MKT ##|CTDL|Citadel Derivatives Group Llc|555
VLGEA|VILLAGE SUPER MKT ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1242
VLGEA|VILLAGE SUPER MKT ##|DBAB|Deutsche Bank Securities Inc.|50034
VLGEA|VILLAGE SUPER MKT ##|DBAX|Deutsche Bank Securities Inc.|18000
VLGEA|VILLAGE SUPER MKT ##|DEAN|MORGAN STANLEY|50
VLGEA|VILLAGE SUPER MKT ##|DEGS|RONIN PROFESSIONAL LLC|3787
VLGEA|VILLAGE SUPER MKT ##|EBXL|EBX LLC|2500
VLGEA|VILLAGE SUPER MKT ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1133
VLGEA|VILLAGE SUPER MKT ##|EGAM|CBOE TRADING, INC.|600
VLGEA|VILLAGE SUPER MKT ##|EGXM|CBOE TRADING, INC.|3
VLGEA|VILLAGE SUPER MKT ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1800
VLGEA|VILLAGE SUPER MKT ##|ETRS|E*Trade Securities LLC|2781
VLGEA|VILLAGE SUPER MKT ##|FBCO|Credit Suisse Securities (USA) LLC|40180
VLGEA|VILLAGE SUPER MKT ##|FILL|Tradestation Securities, Inc.|175
VLGEA|VILLAGE SUPER MKT ##|FMAF|NBCN Inc./ CDS|204
VLGEA|VILLAGE SUPER MKT ##|FOMA|TD AMERITRADE CLEARING, INC.|15117
VLGEA|VILLAGE SUPER MKT ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7011
VLGEA|VILLAGE SUPER MKT ##|FTBR|Foliofn Investments, Inc.|3300
VLGEA|VILLAGE SUPER MKT ##|GEBB|GLOBAL EXECUTION BROKERS, LP|1900
VLGEA|VILLAGE SUPER MKT ##|GLPX|ACS EXECUTION SERVICES, LLC|400
VLGEA|VILLAGE SUPER MKT ##|GSCO|GOLDMAN SACHS & CO. LLC|52152
VLGEA|VILLAGE SUPER MKT ##|GSCS|GOLDMAN SACHS & CO. LLC|100
VLGEA|VILLAGE SUPER MKT ##|GSLT|GOLDMAN SACHS & CO. LLC|600
VLGEA|VILLAGE SUPER MKT ##|GTSZ|GTS SECURITIES LLC|28238
VLGEA|VILLAGE SUPER MKT ##|HRBF|American Enterprise Investment Services Inc.|100
VLGEA|VILLAGE SUPER MKT ##|IATS|INTERACTIVE BROKERS LLC|768
VLGEA|VILLAGE SUPER MKT ##|IBKR|Interactive Brokers Llc|9520
VLGEA|VILLAGE SUPER MKT ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
VLGEA|VILLAGE SUPER MKT ##|ICBX|INSTINET, LLC|2600
VLGEA|VILLAGE SUPER MKT ##|IEQY|CITADEL SECURITIES LLC|1291
VLGEA|VILLAGE SUPER MKT ##|INCA|INSTINET, LLC|25567
VLGEA|VILLAGE SUPER MKT ##|INJX|INSTINET, LLC|1810
VLGEA|VILLAGE SUPER MKT ##|ITGI|ITG Inc.|6105
VLGEA|VILLAGE SUPER MKT ##|ITGP|ITG INC.|11200
VLGEA|VILLAGE SUPER MKT ##|JEFF|JEFFERIES LLC|1433
VLGEA|VILLAGE SUPER MKT ##|JONE|JonesTrading|363
VLGEA|VILLAGE SUPER MKT ##|JPBX|J.P. MORGAN SECURITIES LLC|200
VLGEA|VILLAGE SUPER MKT ##|JPMX|J.P. Morgan Securities LLC|13991
VLGEA|VILLAGE SUPER MKT ##|KCGM|VIRTU Americas LLC|1145
VLGEA|VILLAGE SUPER MKT ##|LEHM|Barclays Capital Inc./Le|28350
VLGEA|VILLAGE SUPER MKT ##|LIME|Lime Brokerage LLC|19773
VLGEA|VILLAGE SUPER MKT ##|LMGP|LIME BROKERAGE LLC|5700
VLGEA|VILLAGE SUPER MKT ##|LQNA|LIQUIDNET, INC.|4800
VLGEA|VILLAGE SUPER MKT ##|MAXM|Maxim Group LLC|812
VLGEA|VILLAGE SUPER MKT ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
VLGEA|VILLAGE SUPER MKT ##|MOTF|MOTIF INVESTING, INC.|1
VLGEA|VILLAGE SUPER MKT ##|MSCO|MORGAN STANLEY & CO. LLC|94141
VLGEA|VILLAGE SUPER MKT ##|MSPL|MORGAN STANLEY & CO. LLC|7300
VLGEA|VILLAGE SUPER MKT ##|MSTX|MORGAN STANLEY & CO. LLC|1000
VLGEA|VILLAGE SUPER MKT ##|NFSC|National Financial Services LLC|13545
VLGEA|VILLAGE SUPER MKT ##|NITE|VIRTU Americas LLC|63975
VLGEA|VILLAGE SUPER MKT ##|NITP|VIRTU Americas LLC|200
VLGEA|VILLAGE SUPER MKT ##|NQRB|Brut, LLC|200
VLGEA|VILLAGE SUPER MKT ##|PDQM|CODA MARKETS, INC.|830
VLGEA|VILLAGE SUPER MKT ##|PWJC|UBS Financial Services, Inc.|700
VLGEA|VILLAGE SUPER MKT ##|RAJA|Raymond James & Associates, Inc.|402
VLGEA|VILLAGE SUPER MKT ##|RBCM|RBC CAPITAL MARKETS, LLC|39
VLGEA|VILLAGE SUPER MKT ##|SBSH|Citigroup Global Markets Inc.|27175
VLGEA|VILLAGE SUPER MKT ##|SGMT|GOLDMAN SACHS & CO. LLC|4006
VLGEA|VILLAGE SUPER MKT ##|SPDR|SPEEDROUTE LLC|100
VLGEA|VILLAGE SUPER MKT ##|SPTD|MINT GLOBAL MARKETS, INC.|695
VLGEA|VILLAGE SUPER MKT ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|10700
VLGEA|VILLAGE SUPER MKT ##|STFL|Stifel, Nicolaus & Company, Incorporated|2200
VLGEA|VILLAGE SUPER MKT ##|SWIM|TD Ameritrade, Inc.|5250
VLGEA|VILLAGE SUPER MKT ##|TKNG|ALLY INVEST SECURITIES LLC|22
VLGEA|VILLAGE SUPER MKT ##|TRBT|Tradebot Systems, Inc.|4452
VLGEA|VILLAGE SUPER MKT ##|TRCM|TRC MARKETS LLC|12637
VLGEA|VILLAGE SUPER MKT ##|UBSA|UBS SECURITIES LLC|30187
VLGEA|VILLAGE SUPER MKT ##|UBSS|UBS Securities LLC|63201
VLGEA|VILLAGE SUPER MKT ##|VALX|VIRTU AMERICAS LLC|1279
VLGEA|VILLAGE SUPER MKT ##|VGRD|Vanguard Marketing Corporation|600
VLGEA|VILLAGE SUPER MKT ##|WCHV|WELLS FARGO SECURITIES, LLC|2039
VLGEA|VILLAGE SUPER MKT ##|WEED|Weeden & Co.L.P.|6856
VLGEA|VILLAGE SUPER MKT ##|WSEA|WOLVERINE SECURITIES, LLC|70
VLGEA|VILLAGE SUPER MKT ##|XIST|INSTINET, LLC|200
VLGEA|VILLAGE SUPER MKT ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
VLGEA|VILLAGE SUPER MKT ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|208
VLO|VALERO ENERGY CP|ABLE|NATIXIS Securities Americas LLC|177253
VLO|VALERO ENERGY CP|ADAM|CANACCORD GENUITY INC.|200
VLO|VALERO ENERGY CP|AGIS|Aegis Capital Corp.|862
VLO|VALERO ENERGY CP|ALTX|Alternet Securities Inc.|29100
VLO|VALERO ENERGY CP|ANOS|ABEL/NOSER, L.L.C.|13481
VLO|VALERO ENERGY CP|APCC|Apex Clearing Corporation|3846
VLO|VALERO ENERGY CP|AQUA|AQUA SECURITIES L.P.|13100
VLO|VALERO ENERGY CP|BALE|M&T SECURITIES, INC.|1008
VLO|VALERO ENERGY CP|BANK|Primevest Financial Services, Inc.|3311
VLO|VALERO ENERGY CP|BARD|Robert W. Baird & Co. Incorporated|6400
VLO|VALERO ENERGY CP|BATM|CBOE TRADING, INC.|37529
VLO|VALERO ENERGY CP|BAYC|BAY CREST PARTNERS, LLC|1240
VLO|VALERO ENERGY CP|BAYT|BTIG, LLC|8749
VLO|VALERO ENERGY CP|BBNT|BB&T SECURITIES, LLC|2319
VLO|VALERO ENERGY CP|BERN|Sanford C. Bernstein & Co., LLC|183956
VLO|VALERO ENERGY CP|BIAD|SAGETRADER, LLC|173
VLO|VALERO ENERGY CP|BIDS|BIDS TRADING L.P.|17300
VLO|VALERO ENERGY CP|BIMI|Banca IMI Securities Corp.|1107
VLO|VALERO ENERGY CP|BKCM|BNY Mellon Capital Markets LLC|1488
VLO|VALERO ENERGY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|34187
VLO|VALERO ENERGY CP|BLKX|INSTINET, LLC|243527
VLO|VALERO ENERGY CP|BMOC|BMO Capital Markets Corp.|86057
VLO|VALERO ENERGY CP|BNPX|BNP PARIBAS SECURITIES CORP.|243900
VLO|VALERO ENERGY CP|BTIG|BTIG, LLC|100979
VLO|VALERO ENERGY CP|BYXM|CBOE TRADING, INC.|4045
VLO|VALERO ENERGY CP|BZYD|GOLDMAN SACHS & CO. LLC|643
VLO|VALERO ENERGY CP|CABR|Cabrera Capital Markets, Inc.|58
VLO|VALERO ENERGY CP|CANT|Cantor Fitzgerald & Co.|8258
VLO|VALERO ENERGY CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|110930
VLO|VALERO ENERGY CP|CBRA|Cobra Trading, Inc.|3400
VLO|VALERO ENERGY CP|CHAS|Charles Schwab & Co., Inc.|19506
VLO|VALERO ENERGY CP|CHBC|PENSERRA SECURITIES, LLC|36000
VLO|VALERO ENERGY CP|CIBP|CIBC World Markets Corp.|23932
VLO|VALERO ENERGY CP|CICF|Canaccord Genuity Corp.|1490
VLO|VALERO ENERGY CP|CIOI|CITIGROUP GLOBAL MARKETS INC|61000
VLO|VALERO ENERGY CP|CIST|Capital Institutional Services, Inc.|9183
VLO|VALERO ENERGY CP|CLSA|CLSA AMERICAS, LLC|5300
VLO|VALERO ENERGY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|268145
VLO|VALERO ENERGY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|372
VLO|VALERO ENERGY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4817
VLO|VALERO ENERGY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|891302
VLO|VALERO ENERGY CP|CTDE|CHOICETRADE|26
VLO|VALERO ENERGY CP|CTDL|Citadel Derivatives Group Llc|36282
VLO|VALERO ENERGY CP|CTLR|CUTLER GROUP, LP|1185
VLO|VALERO ENERGY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|97174
VLO|VALERO ENERGY CP|DADA|D.A. Davidson & Co.|184
VLO|VALERO ENERGY CP|DAVA|Davenport & Company LLC|58
VLO|VALERO ENERGY CP|DBAB|Deutsche Bank Securities Inc.|873816
VLO|VALERO ENERGY CP|DBAX|Deutsche Bank Securities Inc.|799200
VLO|VALERO ENERGY CP|DCHF|Dart Executions, LLC|7681
VLO|VALERO ENERGY CP|DEAN|MORGAN STANLEY|46766
VLO|VALERO ENERGY CP|DEGS|RONIN PROFESSIONAL LLC|400
VLO|VALERO ENERGY CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28403
VLO|VALERO ENERGY CP|DRWK|DRW SECURITIES, L.L.C.|17568
VLO|VALERO ENERGY CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|100
VLO|VALERO ENERGY CP|EBXL|EBX LLC|576900
VLO|VALERO ENERGY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|25625
VLO|VALERO ENERGY CP|EDJC|Edward Jones / CDS|484
VLO|VALERO ENERGY CP|EDJO|Edward D. Jones & Co., L.P.|62761
VLO|VALERO ENERGY CP|EGAM|CBOE TRADING, INC.|24611
VLO|VALERO ENERGY CP|EGAW|CBOE TRADING, INC.|750
VLO|VALERO ENERGY CP|EGMT|EG MARKET TECHNOLOGIES LLC|2842
VLO|VALERO ENERGY CP|EGXM|CBOE TRADING, INC.|13858
VLO|VALERO ENERGY CP|EGXW|CBOE TRADING, INC.|275
VLO|VALERO ENERGY CP|ELEV|ELEVATION, LLC|19022
VLO|VALERO ENERGY CP|ESPO|ESPOSITO SECURITIES, LLC|210
VLO|VALERO ENERGY CP|ETBE|Electronic Transaction Clearing, Inc.|106604
VLO|VALERO ENERGY CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
VLO|VALERO ENERGY CP|ETCC|Electronic Transaction Clearing, Inc.|1035
VLO|VALERO ENERGY CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|99156
VLO|VALERO ENERGY CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|303
VLO|VALERO ENERGY CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1221
VLO|VALERO ENERGY CP|ETRS|E*Trade Securities LLC|380131
VLO|VALERO ENERGY CP|FBSB|U.S. Bancorp Investments, Inc.|780
VLO|VALERO ENERGY CP|FIDT|Fidelity Clearing Canada ULC./ CDS|200
VLO|VALERO ENERGY CP|FILL|Tradestation Securities, Inc.|22930
VLO|VALERO ENERGY CP|FINX|FINTECH SECURITIES|2414
VLO|VALERO ENERGY CP|FMAF|NBCN Inc./ CDS|12335
VLO|VALERO ENERGY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|20446
VLO|VALERO ENERGY CP|FQLS|Quantlab Securities LP|523015
VLO|VALERO ENERGY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|232085
VLO|VALERO ENERGY CP|FTBR|Foliofn Investments, Inc.|28427
VLO|VALERO ENERGY CP|GARC|ICAP Corporates LLC|6244
VLO|VALERO ENERGY CP|GBMT|GBM International, Inc.|2991
VLO|VALERO ENERGY CP|GEBB|GLOBAL EXECUTION BROKERS, LP|10858
VLO|VALERO ENERGY CP|GLIS|TD Securities Inc|3300
VLO|VALERO ENERGY CP|GLPX|ACS EXECUTION SERVICES, LLC|101787
VLO|VALERO ENERGY CP|GSCO|GOLDMAN SACHS & CO. LLC|2718006
VLO|VALERO ENERGY CP|GSCS|GOLDMAN SACHS & CO. LLC|27023
VLO|VALERO ENERGY CP|GSLT|GOLDMAN SACHS & CO. LLC|34109
VLO|VALERO ENERGY CP|GTSZ|GTS SECURITIES LLC|616192
VLO|VALERO ENERGY CP|HAPX|HAP Trading, LLC|73
VLO|VALERO ENERGY CP|HRBF|American Enterprise Investment Services Inc.|23309
VLO|VALERO ENERGY CP|HSBC|HSBC Securities, Inc.|49829
VLO|VALERO ENERGY CP|IATS|INTERACTIVE BROKERS LLC|49763
VLO|VALERO ENERGY CP|IBKR|Interactive Brokers Llc|83821
VLO|VALERO ENERGY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7984
VLO|VALERO ENERGY CP|ICBX|INSTINET, LLC|212654
VLO|VALERO ENERGY CP|IEQY|CITADEL SECURITIES LLC|422377
VLO|VALERO ENERGY CP|INCA|INSTINET, LLC|845260
VLO|VALERO ENERGY CP|INJX|INSTINET, LLC|29364
VLO|VALERO ENERGY CP|INTL|INTL FCSTONE FINANCIAL INC.|1582
VLO|VALERO ENERGY CP|ITGI|ITG Inc.|125031
VLO|VALERO ENERGY CP|ITGP|ITG INC.|336400
VLO|VALERO ENERGY CP|JANY|Janney Montgomery Scott Inc.|4863
VLO|VALERO ENERGY CP|JEFF|JEFFERIES LLC|707758
VLO|VALERO ENERGY CP|JMPT|JUMP TRADING, LLC|164260
VLO|VALERO ENERGY CP|JONE|JonesTrading|32
VLO|VALERO ENERGY CP|JPBX|J.P. MORGAN SECURITIES LLC|345048
VLO|VALERO ENERGY CP|JPMX|J.P. Morgan Securities LLC|909400
VLO|VALERO ENERGY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|48314
VLO|VALERO ENERGY CP|JSJX|JANE STREET CAPITAL LLC|219910
VLO|VALERO ENERGY CP|JUTA|JUMP TRADING, LLC|600
VLO|VALERO ENERGY CP|KCGM|VIRTU Americas LLC|102406
VLO|VALERO ENERGY CP|LEHM|Barclays Capital Inc./Le|2872153
VLO|VALERO ENERGY CP|LGNT|COR CLEARING LLC|31
VLO|VALERO ENERGY CP|LIME|Lime Brokerage LLC|107685
VLO|VALERO ENERGY CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|622950
VLO|VALERO ENERGY CP|LOOP|Loop Capital Markets LLC|2833
VLO|VALERO ENERGY CP|LQNA|LIQUIDNET, INC.|262800
VLO|VALERO ENERGY CP|LSCI|Lek Securities Corporation|11106
VLO|VALERO ENERGY CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|689
VLO|VALERO ENERGY CP|MACC|Mid Atlantic Capital Corporation|4229
VLO|VALERO ENERGY CP|MACQ|Macquarie Capital (USA) Inc.|200
VLO|VALERO ENERGY CP|MAXM|Maxim Group LLC|1380
VLO|VALERO ENERGY CP|MBTS|ALLY INVEST SECURITIES LLC|541
VLO|VALERO ENERGY CP|MCMF|Raymond James Ltd. Cds|2115
VLO|VALERO ENERGY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|322354
VLO|VALERO ENERGY CP|MNDX|TJM Investments, LLC|2980
VLO|VALERO ENERGY CP|MOTF|MOTIF INVESTING, INC.|75
VLO|VALERO ENERGY CP|MPSG|E D & F Man Capital Markets Inc.|1560
VLO|VALERO ENERGY CP|MSCO|MORGAN STANLEY & CO. LLC|3714870
VLO|VALERO ENERGY CP|MSPL|MORGAN STANLEY & CO. LLC|700700
VLO|VALERO ENERGY CP|MSTX|MORGAN STANLEY & CO. LLC|533700
VLO|VALERO ENERGY CP|MTON|MILLINGTON SECURITIES, INC.|30883
VLO|VALERO ENERGY CP|NBCS|NBC Securities, INC.|160
VLO|VALERO ENERGY CP|NEED|Needham & Company, LLC|417
VLO|VALERO ENERGY CP|NFSC|National Financial Services LLC|1178421
VLO|VALERO ENERGY CP|NITE|VIRTU Americas LLC|1945291
VLO|VALERO ENERGY CP|NITP|VIRTU Americas LLC|205
VLO|VALERO ENERGY CP|NMRA|Nomura Securities International, Inc.|2600
VLO|VALERO ENERGY CP|NQRB|Brut, LLC|32127
VLO|VALERO ENERGY CP|NTBF|BMO Nesbitt Burns Inc./CDS|5215
VLO|VALERO ENERGY CP|NTRC|Northern Trust Securities, Inc.|2803
VLO|VALERO ENERGY CP|OHOS|TWO SIGMA SECURITIES, LLC|300826
VLO|VALERO ENERGY CP|ONEL|O'NEIL SECURITIES, INCORPORATED|400
VLO|VALERO ENERGY CP|OPCO|Oppenheimer & Co. Inc.|25493
VLO|VALERO ENERGY CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3995
VLO|VALERO ENERGY CP|PCFF|Pacific International Securities Inc./CDS|13
VLO|VALERO ENERGY CP|PCPT|PHILLIP CAPITAL INC.|125
VLO|VALERO ENERGY CP|PDQM|CODA MARKETS, INC.|83419
VLO|VALERO ENERGY CP|PHLY|NASDAQ Execution Services, LLC|130200
VLO|VALERO ENERGY CP|PUMA|Puma Capital, Llc|40683
VLO|VALERO ENERGY CP|PWJC|UBS Financial Services, Inc.|791
VLO|VALERO ENERGY CP|QMSR|QUATTRO M SECURITIES INC.|7832
VLO|VALERO ENERGY CP|RBCM|RBC CAPITAL MARKETS, LLC|38876
VLO|VALERO ENERGY CP|RHCO|Suntrust Robinson Humphrey, Inc.|2279
VLO|VALERO ENERGY CP|ROTH|Roth Capital Partners, LLC|700
VLO|VALERO ENERGY CP|SAGL|SAGETRADER, LLC|59601
VLO|VALERO ENERGY CP|SAGW|SAGETRADER, LLC|1156
VLO|VALERO ENERGY CP|SALI|INTL FCSTONE FINANCIAL INC.|4824
VLO|VALERO ENERGY CP|SBRX|MURIEL SIEBERT & CO INC|154
VLO|VALERO ENERGY CP|SBSH|Citigroup Global Markets Inc.|707525
VLO|VALERO ENERGY CP|SCMC|Scotia Capital Markets (USA) Inc.|200
VLO|VALERO ENERGY CP|SEIC|SEI Investments Distribution Co.|2595
VLO|VALERO ENERGY CP|SGMT|GOLDMAN SACHS & CO. LLC|435713
VLO|VALERO ENERGY CP|SJLS|TRADE INFORMATICS LLC|500
VLO|VALERO ENERGY CP|SPDR|SPEEDROUTE LLC|24189
VLO|VALERO ENERGY CP|SPHN|Stephens Inc.|2094
VLO|VALERO ENERGY CP|STFL|Stifel, Nicolaus & Company, Incorporated|34950
VLO|VALERO ENERGY CP|STKP|STOCKPILE INVESTMENTS, INC.|78
VLO|VALERO ENERGY CP|STXG|Stockcross Financial Services, Inc.|13
VLO|VALERO ENERGY CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|14838
VLO|VALERO ENERGY CP|SWIM|TD Ameritrade, Inc.|183188
VLO|VALERO ENERGY CP|SWST|Hilltop Securities Inc.|17026
VLO|VALERO ENERGY CP|TAGC|TELSEY ADVISORY GROUP LLC|500
VLO|VALERO ENERGY CP|TKNG|ALLY INVEST SECURITIES LLC|18719
VLO|VALERO ENERGY CP|TOUR|TOURMALINE PARTNERS, LLC|1200
VLO|VALERO ENERGY CP|TRBT|Tradebot Systems, Inc.|445271
VLO|VALERO ENERGY CP|TRCM|TRC MARKETS LLC|645022
VLO|VALERO ENERGY CP|TWTT|TASTYWORKS, INC.|1008
VLO|VALERO ENERGY CP|UBSA|UBS SECURITIES LLC|1540843
VLO|VALERO ENERGY CP|UBSS|UBS Securities LLC|2485418
VLO|VALERO ENERGY CP|USCA|USCA Securities LLC|300
VLO|VALERO ENERGY CP|VALX|VIRTU AMERICAS LLC|44169
VLO|VALERO ENERGY CP|VGRD|Vanguard Marketing Corporation|50347
VLO|VALERO ENERGY CP|VNDM|Wall Street Access|900
VLO|VALERO ENERGY CP|VSIN|Vision Financial Markets Llc|28
VLO|VALERO ENERGY CP|WABR|Wall Street Access|7347
VLO|VALERO ENERGY CP|WBET|Wallachbeth Capital LLC|7574
VLO|VALERO ENERGY CP|WBLR|WILLIAM BLAIR|216
VLO|VALERO ENERGY CP|WBPX|SUMMIT SECURITIES GROUP, LLC|3954
VLO|VALERO ENERGY CP|WCHV|WELLS FARGO SECURITIES, LLC|378905
VLO|VALERO ENERGY CP|WDNX|WEEDEN & CO.L.P.|5146
VLO|VALERO ENERGY CP|WEDB|WEDBUSH SECURITIES INC.|12162
VLO|VALERO ENERGY CP|WEED|Weeden & Co.L.P.|12813
VLO|VALERO ENERGY CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|70031
VLO|VALERO ENERGY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|91134
VLO|VALERO ENERGY CP|WFPB|Wells Fargo Securities, LLC.|200
VLO|VALERO ENERGY CP|WGIF|CIBC World Markets Inc.|11311
VLO|VALERO ENERGY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1399
VLO|VALERO ENERGY CP|WSAG|WALL STREET ACCESS|146
VLO|VALERO ENERGY CP|WSEA|WOLVERINE SECURITIES, LLC|42596
VLO|VALERO ENERGY CP|XIST|INSTINET, LLC|112510
VLO|VALERO ENERGY CP|XPQR|Jump Trading|2800
VLO|VALERO ENERGY CP|XPUS|XP SECURITIES, LLC|2415
VLO|VALERO ENERGY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|201016
VLO|VALERO ENERGY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3195
VLO|VALERO ENERGY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19095
VLP|VALERO ENERGY PRTNRS|ALTX|Alternet Securities Inc.|436
VLP|VALERO ENERGY PRTNRS|APCC|Apex Clearing Corporation|32
VLP|VALERO ENERGY PRTNRS|BARD|Robert W. Baird & Co. Incorporated|1313
VLP|VALERO ENERGY PRTNRS|BATM|CBOE TRADING, INC.|1189
VLP|VALERO ENERGY PRTNRS|BBNT|BB&T SECURITIES, LLC|600
VLP|VALERO ENERGY PRTNRS|BERN|Sanford C. Bernstein & Co., LLC|400
VLP|VALERO ENERGY PRTNRS|BLKX|INSTINET, LLC|10000
VLP|VALERO ENERGY PRTNRS|BNPX|BNP PARIBAS SECURITIES CORP.|1594
VLP|VALERO ENERGY PRTNRS|BTIG|BTIG, LLC|1892
VLP|VALERO ENERGY PRTNRS|BYXM|CBOE TRADING, INC.|100
VLP|VALERO ENERGY PRTNRS|BZYD|GOLDMAN SACHS & CO. LLC|210
VLP|VALERO ENERGY PRTNRS|CANT|Cantor Fitzgerald & Co.|47133
VLP|VALERO ENERGY PRTNRS|CHAS|Charles Schwab & Co., Inc.|51141
VLP|VALERO ENERGY PRTNRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20715
VLP|VALERO ENERGY PRTNRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5512
VLP|VALERO ENERGY PRTNRS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1679
VLP|VALERO ENERGY PRTNRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28077
VLP|VALERO ENERGY PRTNRS|CTDL|Citadel Derivatives Group Llc|47
VLP|VALERO ENERGY PRTNRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|5366
VLP|VALERO ENERGY PRTNRS|DBAB|Deutsche Bank Securities Inc.|13644
VLP|VALERO ENERGY PRTNRS|DBAX|Deutsche Bank Securities Inc.|22600
VLP|VALERO ENERGY PRTNRS|DEAN|MORGAN STANLEY|63393
VLP|VALERO ENERGY PRTNRS|DEGS|RONIN PROFESSIONAL LLC|1100
VLP|VALERO ENERGY PRTNRS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
VLP|VALERO ENERGY PRTNRS|EBXL|EBX LLC|23500
VLP|VALERO ENERGY PRTNRS|ECUT|CONVERGEX EXECUTION SOLUTIONS|3107
VLP|VALERO ENERGY PRTNRS|EDJO|Edward D. Jones & Co., L.P.|556
VLP|VALERO ENERGY PRTNRS|EGAM|CBOE TRADING, INC.|726
VLP|VALERO ENERGY PRTNRS|EGMT|EG MARKET TECHNOLOGIES LLC|500
VLP|VALERO ENERGY PRTNRS|EGXM|CBOE TRADING, INC.|36
VLP|VALERO ENERGY PRTNRS|ETBE|Electronic Transaction Clearing, Inc.|1100
VLP|VALERO ENERGY PRTNRS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|183
VLP|VALERO ENERGY PRTNRS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|900
VLP|VALERO ENERGY PRTNRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5608
VLP|VALERO ENERGY PRTNRS|ETRS|E*Trade Securities LLC|5351
VLP|VALERO ENERGY PRTNRS|FILL|Tradestation Securities, Inc.|74
VLP|VALERO ENERGY PRTNRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3592
VLP|VALERO ENERGY PRTNRS|FTBR|Foliofn Investments, Inc.|179
VLP|VALERO ENERGY PRTNRS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
VLP|VALERO ENERGY PRTNRS|GLPX|ACS EXECUTION SERVICES, LLC|2851
VLP|VALERO ENERGY PRTNRS|GSCO|GOLDMAN SACHS & CO. LLC|67873
VLP|VALERO ENERGY PRTNRS|GSLT|GOLDMAN SACHS & CO. LLC|744
VLP|VALERO ENERGY PRTNRS|GTSZ|GTS SECURITIES LLC|34081
VLP|VALERO ENERGY PRTNRS|HRBF|American Enterprise Investment Services Inc.|980
VLP|VALERO ENERGY PRTNRS|IATS|INTERACTIVE BROKERS LLC|7488
VLP|VALERO ENERGY PRTNRS|IBKR|Interactive Brokers Llc|8385
VLP|VALERO ENERGY PRTNRS|ICBX|INSTINET, LLC|3900
VLP|VALERO ENERGY PRTNRS|INCA|INSTINET, LLC|13980
VLP|VALERO ENERGY PRTNRS|INJX|INSTINET, LLC|200
VLP|VALERO ENERGY PRTNRS|ITGI|ITG Inc.|2059
VLP|VALERO ENERGY PRTNRS|ITGP|ITG INC.|15800
VLP|VALERO ENERGY PRTNRS|JEFF|JEFFERIES LLC|11472
VLP|VALERO ENERGY PRTNRS|JMPT|JUMP TRADING, LLC|3216
VLP|VALERO ENERGY PRTNRS|JPMX|J.P. Morgan Securities LLC|47722
VLP|VALERO ENERGY PRTNRS|JSJX|JANE STREET CAPITAL LLC|3514
VLP|VALERO ENERGY PRTNRS|KCGM|VIRTU Americas LLC|4590
VLP|VALERO ENERGY PRTNRS|LEHM|Barclays Capital Inc./Le|94305
VLP|VALERO ENERGY PRTNRS|LIME|Lime Brokerage LLC|1793
VLP|VALERO ENERGY PRTNRS|LSCI|Lek Securities Corporation|516
VLP|VALERO ENERGY PRTNRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31560
VLP|VALERO ENERGY PRTNRS|MSCO|MORGAN STANLEY & CO. LLC|1265027
VLP|VALERO ENERGY PRTNRS|MSPL|MORGAN STANLEY & CO. LLC|36800
VLP|VALERO ENERGY PRTNRS|MSTX|MORGAN STANLEY & CO. LLC|100
VLP|VALERO ENERGY PRTNRS|NATL|National Securities Corporation|300
VLP|VALERO ENERGY PRTNRS|NFSC|National Financial Services LLC|56514
VLP|VALERO ENERGY PRTNRS|NITE|VIRTU Americas LLC|106364
VLP|VALERO ENERGY PRTNRS|NQRB|Brut, LLC|1300
VLP|VALERO ENERGY PRTNRS|NTBF|BMO Nesbitt Burns Inc./CDS|1050
VLP|VALERO ENERGY PRTNRS|OPCO|Oppenheimer & Co. Inc.|659
VLP|VALERO ENERGY PRTNRS|PDQM|CODA MARKETS, INC.|8148
VLP|VALERO ENERGY PRTNRS|PICK|TUDOR, PICKERING & CO. SECURITIES, INC.|795
VLP|VALERO ENERGY PRTNRS|PWJC|UBS Financial Services, Inc.|76
VLP|VALERO ENERGY PRTNRS|RBCM|RBC CAPITAL MARKETS, LLC|337
VLP|VALERO ENERGY PRTNRS|SAGL|SAGETRADER, LLC|190
VLP|VALERO ENERGY PRTNRS|SBSH|Citigroup Global Markets Inc.|1329
VLP|VALERO ENERGY PRTNRS|SGMT|GOLDMAN SACHS & CO. LLC|17957
VLP|VALERO ENERGY PRTNRS|SPDR|SPEEDROUTE LLC|8500
VLP|VALERO ENERGY PRTNRS|SPGS|Sea Port Group Securities, LLC|403
VLP|VALERO ENERGY PRTNRS|STFL|Stifel, Nicolaus & Company, Incorporated|526
VLP|VALERO ENERGY PRTNRS|SWIM|TD Ameritrade, Inc.|1744
VLP|VALERO ENERGY PRTNRS|SWST|Hilltop Securities Inc.|658
VLP|VALERO ENERGY PRTNRS|TKNG|ALLY INVEST SECURITIES LLC|972
VLP|VALERO ENERGY PRTNRS|TRBT|Tradebot Systems, Inc.|6348
VLP|VALERO ENERGY PRTNRS|TRCM|TRC MARKETS LLC|10322
VLP|VALERO ENERGY PRTNRS|UBSA|UBS SECURITIES LLC|84622
VLP|VALERO ENERGY PRTNRS|UBSS|UBS Securities LLC|135171
VLP|VALERO ENERGY PRTNRS|USCA|USCA Securities LLC|900
VLP|VALERO ENERGY PRTNRS|VALX|VIRTU AMERICAS LLC|6674
VLP|VALERO ENERGY PRTNRS|VGRD|Vanguard Marketing Corporation|4642
VLP|VALERO ENERGY PRTNRS|WBPX|SUMMIT SECURITIES GROUP, LLC|200
VLP|VALERO ENERGY PRTNRS|WCHV|WELLS FARGO SECURITIES, LLC|220780
VLP|VALERO ENERGY PRTNRS|WEED|Weeden & Co.L.P.|300
VLP|VALERO ENERGY PRTNRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7419
VLP|VALERO ENERGY PRTNRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4201
VLP|VALERO ENERGY PRTNRS|WGIF|CIBC World Markets Inc.|1700
VLP|VALERO ENERGY PRTNRS|WOLF|Wolfe Trahan Securities|500
VLP|VALERO ENERGY PRTNRS|WSEA|WOLVERINE SECURITIES, LLC|969
VLP|VALERO ENERGY PRTNRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
VLP|VALERO ENERGY PRTNRS|YKNA|COMHAR CAPITAL MARKETS, LLC|1350
VLP|VALERO ENERGY PRTNRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1755
VLRS|CONTROLADORA ADS|ALTX|Alternet Securities Inc.|9900
VLRS|CONTROLADORA ADS|APCC|Apex Clearing Corporation|61893
VLRS|CONTROLADORA ADS|BATM|CBOE TRADING, INC.|195
VLRS|CONTROLADORA ADS|BAYT|BTIG, LLC|161734
VLRS|CONTROLADORA ADS|BERN|Sanford C. Bernstein & Co., LLC|3800
VLRS|CONTROLADORA ADS|BIMI|Banca IMI Securities Corp.|600
VLRS|CONTROLADORA ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22588
VLRS|CONTROLADORA ADS|BLKX|INSTINET, LLC|67700
VLRS|CONTROLADORA ADS|BYXM|CBOE TRADING, INC.|100
VLRS|CONTROLADORA ADS|BZYD|GOLDMAN SACHS & CO. LLC|701
VLRS|CONTROLADORA ADS|CHAS|Charles Schwab & Co., Inc.|2000
VLRS|CONTROLADORA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13436
VLRS|CONTROLADORA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|174060
VLRS|CONTROLADORA ADS|CTDL|Citadel Derivatives Group Llc|10
VLRS|CONTROLADORA ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4556
VLRS|CONTROLADORA ADS|DBAB|Deutsche Bank Securities Inc.|59700
VLRS|CONTROLADORA ADS|DBAX|Deutsche Bank Securities Inc.|66400
VLRS|CONTROLADORA ADS|DBUL|Deutsche Bank Securities Inc.|1299
VLRS|CONTROLADORA ADS|DEAN|MORGAN STANLEY|3000
VLRS|CONTROLADORA ADS|DEGS|RONIN PROFESSIONAL LLC|2090
VLRS|CONTROLADORA ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9600
VLRS|CONTROLADORA ADS|EBXL|EBX LLC|81500
VLRS|CONTROLADORA ADS|EGAM|CBOE TRADING, INC.|2415
VLRS|CONTROLADORA ADS|EGXM|CBOE TRADING, INC.|1990
VLRS|CONTROLADORA ADS|EGXW|CBOE TRADING, INC.|300
VLRS|CONTROLADORA ADS|ETBE|Electronic Transaction Clearing, Inc.|2900
VLRS|CONTROLADORA ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
VLRS|CONTROLADORA ADS|ETRS|E*Trade Securities LLC|38734
VLRS|CONTROLADORA ADS|FILL|Tradestation Securities, Inc.|3620
VLRS|CONTROLADORA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15168
VLRS|CONTROLADORA ADS|FTBR|Foliofn Investments, Inc.|318
VLRS|CONTROLADORA ADS|GBMT|GBM International, Inc.|76650
VLRS|CONTROLADORA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
VLRS|CONTROLADORA ADS|GLIS|TD Securities Inc|200
VLRS|CONTROLADORA ADS|GLPX|ACS EXECUTION SERVICES, LLC|12651
VLRS|CONTROLADORA ADS|GSCO|GOLDMAN SACHS & CO. LLC|191604
VLRS|CONTROLADORA ADS|GSLT|GOLDMAN SACHS & CO. LLC|2308
VLRS|CONTROLADORA ADS|GTSZ|GTS SECURITIES LLC|3498
VLRS|CONTROLADORA ADS|HRBF|American Enterprise Investment Services Inc.|110
VLRS|CONTROLADORA ADS|HSBC|HSBC Securities, Inc.|5017
VLRS|CONTROLADORA ADS|IATS|INTERACTIVE BROKERS LLC|20175
VLRS|CONTROLADORA ADS|IBKR|Interactive Brokers Llc|22715
VLRS|CONTROLADORA ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10
VLRS|CONTROLADORA ADS|ICBX|INSTINET, LLC|206611
VLRS|CONTROLADORA ADS|IMPC|Imperial Capital, LLC|2100
VLRS|CONTROLADORA ADS|INCA|INSTINET, LLC|153734
VLRS|CONTROLADORA ADS|ITGI|ITG Inc.|30420
VLRS|CONTROLADORA ADS|ITGP|ITG INC.|25800
VLRS|CONTROLADORA ADS|JEFF|JEFFERIES LLC|6821
VLRS|CONTROLADORA ADS|JMPT|JUMP TRADING, LLC|2144
VLRS|CONTROLADORA ADS|JPBX|J.P. MORGAN SECURITIES LLC|400
VLRS|CONTROLADORA ADS|JPMX|J.P. Morgan Securities LLC|121748
VLRS|CONTROLADORA ADS|JSJX|JANE STREET CAPITAL LLC|64
VLRS|CONTROLADORA ADS|KCGM|VIRTU Americas LLC|19414
VLRS|CONTROLADORA ADS|LAMP|Lampost Capital, L.C.|8200
VLRS|CONTROLADORA ADS|LEHM|Barclays Capital Inc./Le|586327
VLRS|CONTROLADORA ADS|LIME|Lime Brokerage LLC|4664
VLRS|CONTROLADORA ADS|LSCI|Lek Securities Corporation|14
VLRS|CONTROLADORA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|98908
VLRS|CONTROLADORA ADS|MOTF|MOTIF INVESTING, INC.|6
VLRS|CONTROLADORA ADS|MSCO|MORGAN STANLEY & CO. LLC|369681
VLRS|CONTROLADORA ADS|MSPL|MORGAN STANLEY & CO. LLC|132700
VLRS|CONTROLADORA ADS|MSTX|MORGAN STANLEY & CO. LLC|24200
VLRS|CONTROLADORA ADS|NATL|National Securities Corporation|50
VLRS|CONTROLADORA ADS|NFSC|National Financial Services LLC|78389
VLRS|CONTROLADORA ADS|NITE|VIRTU Americas LLC|320634
VLRS|CONTROLADORA ADS|NQRB|Brut, LLC|6100
VLRS|CONTROLADORA ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
VLRS|CONTROLADORA ADS|PDQM|CODA MARKETS, INC.|17251
VLRS|CONTROLADORA ADS|RBCM|RBC CAPITAL MARKETS, LLC|300
VLRS|CONTROLADORA ADS|RHCO|Suntrust Robinson Humphrey, Inc.|7000
VLRS|CONTROLADORA ADS|SBSH|Citigroup Global Markets Inc.|18010
VLRS|CONTROLADORA ADS|SEIC|SEI Investments Distribution Co.|300
VLRS|CONTROLADORA ADS|SGMT|GOLDMAN SACHS & CO. LLC|33921
VLRS|CONTROLADORA ADS|SPDR|SPEEDROUTE LLC|5300
VLRS|CONTROLADORA ADS|STFL|Stifel, Nicolaus & Company, Incorporated|90
VLRS|CONTROLADORA ADS|SWIM|TD Ameritrade, Inc.|302039
VLRS|CONTROLADORA ADS|TKNG|ALLY INVEST SECURITIES LLC|2187
VLRS|CONTROLADORA ADS|TRBT|Tradebot Systems, Inc.|63872
VLRS|CONTROLADORA ADS|TRCM|TRC MARKETS LLC|11810
VLRS|CONTROLADORA ADS|UBSS|UBS Securities LLC|183405
VLRS|CONTROLADORA ADS|VALX|VIRTU AMERICAS LLC|11225
VLRS|CONTROLADORA ADS|VGRD|Vanguard Marketing Corporation|7259
VLRS|CONTROLADORA ADS|WCHV|WELLS FARGO SECURITIES, LLC|27261
VLRS|CONTROLADORA ADS|WEED|Weeden & Co.L.P.|34436
VLRS|CONTROLADORA ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2443
VLRS|CONTROLADORA ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|420
VLRS|CONTROLADORA ADS|WSEA|WOLVERINE SECURITIES, LLC|2558
VLRS|CONTROLADORA ADS|XIST|INSTINET, LLC|52600
VLRS|CONTROLADORA ADS|XPUS|XP SECURITIES, LLC|6700
VLRS|CONTROLADORA ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|20600
VLRX|VALERITAS HOLD CS|ALTX|Alternet Securities Inc.|33743
VLRX|VALERITAS HOLD CS|APCC|Apex Clearing Corporation|433358
VLRX|VALERITAS HOLD CS|BATM|CBOE TRADING, INC.|3300
VLRX|VALERITAS HOLD CS|BERN|Sanford C. Bernstein & Co., LLC|11971
VLRX|VALERITAS HOLD CS|BIDS|BIDS TRADING L.P.|3000
VLRX|VALERITAS HOLD CS|BIMI|Banca IMI Securities Corp.|14500
VLRX|VALERITAS HOLD CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2965
VLRX|VALERITAS HOLD CS|BYXM|CBOE TRADING, INC.|100
VLRX|VALERITAS HOLD CS|CHAS|Charles Schwab & Co., Inc.|19450
VLRX|VALERITAS HOLD CS|CIST|Capital Institutional Services, Inc.|122
VLRX|VALERITAS HOLD CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132059
VLRX|VALERITAS HOLD CS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22690
VLRX|VALERITAS HOLD CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|169284
VLRX|VALERITAS HOLD CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|191188
VLRX|VALERITAS HOLD CS|CTDL|Citadel Derivatives Group Llc|11595
VLRX|VALERITAS HOLD CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|12860
VLRX|VALERITAS HOLD CS|DBAB|Deutsche Bank Securities Inc.|137021
VLRX|VALERITAS HOLD CS|DBAX|Deutsche Bank Securities Inc.|166300
VLRX|VALERITAS HOLD CS|DBUL|Deutsche Bank Securities Inc.|2350
VLRX|VALERITAS HOLD CS|DEGS|RONIN PROFESSIONAL LLC|32410
VLRX|VALERITAS HOLD CS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8700
VLRX|VALERITAS HOLD CS|EBXL|EBX LLC|137300
VLRX|VALERITAS HOLD CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|40692
VLRX|VALERITAS HOLD CS|EGAM|CBOE TRADING, INC.|30085
VLRX|VALERITAS HOLD CS|EGAW|CBOE TRADING, INC.|878
VLRX|VALERITAS HOLD CS|EGXM|CBOE TRADING, INC.|50735
VLRX|VALERITAS HOLD CS|EGXW|CBOE TRADING, INC.|779
VLRX|VALERITAS HOLD CS|ETBE|Electronic Transaction Clearing, Inc.|4961
VLRX|VALERITAS HOLD CS|ETCB|ETC BROKERAGE SERVICES, LLC|6212
VLRX|VALERITAS HOLD CS|ETCC|Electronic Transaction Clearing, Inc.|8300
VLRX|VALERITAS HOLD CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8061
VLRX|VALERITAS HOLD CS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|53595
VLRX|VALERITAS HOLD CS|ETRS|E*Trade Securities LLC|2701075
VLRX|VALERITAS HOLD CS|FBCO|Credit Suisse Securities (USA) LLC|259917
VLRX|VALERITAS HOLD CS|FFSI|Firstrade Securities Inc.|300
VLRX|VALERITAS HOLD CS|FILL|Tradestation Securities, Inc.|104208
VLRX|VALERITAS HOLD CS|FMAF|NBCN Inc./ CDS|2500
VLRX|VALERITAS HOLD CS|FOMA|TD AMERITRADE CLEARING, INC.|4158687
VLRX|VALERITAS HOLD CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76086
VLRX|VALERITAS HOLD CS|FTBR|Foliofn Investments, Inc.|36
VLRX|VALERITAS HOLD CS|GEBB|GLOBAL EXECUTION BROKERS, LP|21106
VLRX|VALERITAS HOLD CS|GLPX|ACS EXECUTION SERVICES, LLC|136184
VLRX|VALERITAS HOLD CS|GSCO|GOLDMAN SACHS & CO. LLC|76563
VLRX|VALERITAS HOLD CS|GSCS|GOLDMAN SACHS & CO. LLC|400
VLRX|VALERITAS HOLD CS|GSLT|GOLDMAN SACHS & CO. LLC|50333
VLRX|VALERITAS HOLD CS|GTSZ|GTS SECURITIES LLC|10744
VLRX|VALERITAS HOLD CS|IATS|INTERACTIVE BROKERS LLC|174808
VLRX|VALERITAS HOLD CS|IBKR|Interactive Brokers Llc|1802679
VLRX|VALERITAS HOLD CS|ICBX|INSTINET, LLC|30658
VLRX|VALERITAS HOLD CS|INCA|INSTINET, LLC|369018
VLRX|VALERITAS HOLD CS|INJX|INSTINET, LLC|35
VLRX|VALERITAS HOLD CS|ITGI|ITG Inc.|81853
VLRX|VALERITAS HOLD CS|ITGP|ITG INC.|100000
VLRX|VALERITAS HOLD CS|JEFF|JEFFERIES LLC|814
VLRX|VALERITAS HOLD CS|JMPT|JUMP TRADING, LLC|65310
VLRX|VALERITAS HOLD CS|JONE|JonesTrading|24700
VLRX|VALERITAS HOLD CS|JPMX|J.P. Morgan Securities LLC|90060
VLRX|VALERITAS HOLD CS|JSJX|JANE STREET CAPITAL LLC|300
VLRX|VALERITAS HOLD CS|KCGM|VIRTU Americas LLC|41681
VLRX|VALERITAS HOLD CS|LEHM|Barclays Capital Inc./Le|201206
VLRX|VALERITAS HOLD CS|LIME|Lime Brokerage LLC|52321
VLRX|VALERITAS HOLD CS|LQNA|LIQUIDNET, INC.|21800
VLRX|VALERITAS HOLD CS|LSCI|Lek Securities Corporation|790
VLRX|VALERITAS HOLD CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|8023
VLRX|VALERITAS HOLD CS|MAXM|Maxim Group LLC|128775
VLRX|VALERITAS HOLD CS|MICA|Spartan Securities Group, Ltd.|7450
VLRX|VALERITAS HOLD CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16297
VLRX|VALERITAS HOLD CS|MSCO|MORGAN STANLEY & CO. LLC|1331384
VLRX|VALERITAS HOLD CS|MSPL|MORGAN STANLEY & CO. LLC|19900
VLRX|VALERITAS HOLD CS|NATL|National Securities Corporation|1804554
VLRX|VALERITAS HOLD CS|NFSC|National Financial Services LLC|2119629
VLRX|VALERITAS HOLD CS|NITE|VIRTU Americas LLC|5334714
VLRX|VALERITAS HOLD CS|NITP|VIRTU Americas LLC|13300
VLRX|VALERITAS HOLD CS|NQRB|Brut, LLC|16472
VLRX|VALERITAS HOLD CS|OPCO|Oppenheimer & Co. Inc.|99463
VLRX|VALERITAS HOLD CS|PDQM|CODA MARKETS, INC.|196638
VLRX|VALERITAS HOLD CS|PWJC|UBS Financial Services, Inc.|27885
VLRX|VALERITAS HOLD CS|RAJA|Raymond James & Associates, Inc.|456
VLRX|VALERITAS HOLD CS|RBCM|RBC CAPITAL MARKETS, LLC|22470
VLRX|VALERITAS HOLD CS|RGLD|Regal Securities, Inc|100
VLRX|VALERITAS HOLD CS|SAGL|SAGETRADER, LLC|5935
VLRX|VALERITAS HOLD CS|SBSH|Citigroup Global Markets Inc.|106258
VLRX|VALERITAS HOLD CS|SGMT|GOLDMAN SACHS & CO. LLC|33814
VLRX|VALERITAS HOLD CS|SPDR|SPEEDROUTE LLC|596433
VLRX|VALERITAS HOLD CS|SPNT|SEVEN POINTS CAPITAL, LLC|100
VLRX|VALERITAS HOLD CS|SPTD|MINT GLOBAL MARKETS, INC.|21000
VLRX|VALERITAS HOLD CS|SWIM|TD Ameritrade, Inc.|1573237
VLRX|VALERITAS HOLD CS|SWST|Hilltop Securities Inc.|6100
VLRX|VALERITAS HOLD CS|TKNG|ALLY INVEST SECURITIES LLC|97836
VLRX|VALERITAS HOLD CS|TRCM|TRC MARKETS LLC|7000
VLRX|VALERITAS HOLD CS|TWTT|TASTYWORKS, INC.|6600
VLRX|VALERITAS HOLD CS|UBSA|UBS SECURITIES LLC|342198
VLRX|VALERITAS HOLD CS|UBSS|UBS Securities LLC|975643
VLRX|VALERITAS HOLD CS|VFIN|National Securities Corporation|1900
VLRX|VALERITAS HOLD CS|VGRD|Vanguard Marketing Corporation|61174
VLRX|VALERITAS HOLD CS|VIEW|VIEWTRADE SECURITIES LLC|1340
VLRX|VALERITAS HOLD CS|VSIN|Vision Financial Markets Llc|75304
VLRX|VALERITAS HOLD CS|WABR|Wall Street Access|1300
VLRX|VALERITAS HOLD CS|WCHV|WELLS FARGO SECURITIES, LLC|28934
VLRX|VALERITAS HOLD CS|WEDB|WEDBUSH SECURITIES INC.|840569
VLRX|VALERITAS HOLD CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|60696
VLRX|VALERITAS HOLD CS|WGIF|CIBC World Markets Inc.|52159
VLRX|VALERITAS HOLD CS|WHOT|JUST2TRADE, INC.|1281
VLRX|VALERITAS HOLD CS|WSEA|WOLVERINE SECURITIES, LLC|220237
VLRX|VALERITAS HOLD CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|35800
VLRX|VALERITAS HOLD CS|YKNA|COMHAR CAPITAL MARKETS, LLC|20934
VLRX|VALERITAS HOLD CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7407
VLT|INVESCO HIGH INCOME|ALTX|Alternet Securities Inc.|500
VLT|INVESCO HIGH INCOME|APCC|Apex Clearing Corporation|5
VLT|INVESCO HIGH INCOME|BANK|Primevest Financial Services, Inc.|4000
VLT|INVESCO HIGH INCOME|BATM|CBOE TRADING, INC.|1001
VLT|INVESCO HIGH INCOME|CHAS|Charles Schwab & Co., Inc.|2
VLT|INVESCO HIGH INCOME|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
VLT|INVESCO HIGH INCOME|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2332
VLT|INVESCO HIGH INCOME|DADA|D.A. Davidson & Co.|2
VLT|INVESCO HIGH INCOME|DBAX|Deutsche Bank Securities Inc.|1500
VLT|INVESCO HIGH INCOME|DEAN|MORGAN STANLEY|1170
VLT|INVESCO HIGH INCOME|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|384
VLT|INVESCO HIGH INCOME|EBXL|EBX LLC|1000
VLT|INVESCO HIGH INCOME|EDJO|Edward D. Jones & Co., L.P.|1363
VLT|INVESCO HIGH INCOME|EGXM|CBOE TRADING, INC.|500
VLT|INVESCO HIGH INCOME|ESPO|ESPOSITO SECURITIES, LLC|16792
VLT|INVESCO HIGH INCOME|ETRS|E*Trade Securities LLC|2117
VLT|INVESCO HIGH INCOME|FILL|Tradestation Securities, Inc.|35
VLT|INVESCO HIGH INCOME|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1189
VLT|INVESCO HIGH INCOME|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
VLT|INVESCO HIGH INCOME|FTBR|Foliofn Investments, Inc.|60
VLT|INVESCO HIGH INCOME|GLPX|ACS EXECUTION SERVICES, LLC|400
VLT|INVESCO HIGH INCOME|GSCO|GOLDMAN SACHS & CO. LLC|100
VLT|INVESCO HIGH INCOME|HRBF|American Enterprise Investment Services Inc.|1922
VLT|INVESCO HIGH INCOME|IATS|INTERACTIVE BROKERS LLC|102
VLT|INVESCO HIGH INCOME|IBKR|Interactive Brokers Llc|2488
VLT|INVESCO HIGH INCOME|ICBX|INSTINET, LLC|100
VLT|INVESCO HIGH INCOME|INCA|INSTINET, LLC|400
VLT|INVESCO HIGH INCOME|ITGI|ITG Inc.|2099
VLT|INVESCO HIGH INCOME|ITGP|ITG INC.|3200
VLT|INVESCO HIGH INCOME|JPMX|J.P. Morgan Securities LLC|1000
VLT|INVESCO HIGH INCOME|KCGM|VIRTU Americas LLC|300
VLT|INVESCO HIGH INCOME|LEHM|Barclays Capital Inc./Le|400
VLT|INVESCO HIGH INCOME|LIME|Lime Brokerage LLC|320
VLT|INVESCO HIGH INCOME|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3078
VLT|INVESCO HIGH INCOME|MSCO|MORGAN STANLEY & CO. LLC|1495
VLT|INVESCO HIGH INCOME|NFSC|National Financial Services LLC|22094
VLT|INVESCO HIGH INCOME|NITE|VIRTU Americas LLC|61567
VLT|INVESCO HIGH INCOME|NQRB|Brut, LLC|608
VLT|INVESCO HIGH INCOME|OPCO|Oppenheimer & Co. Inc.|118
VLT|INVESCO HIGH INCOME|PDQM|CODA MARKETS, INC.|400
VLT|INVESCO HIGH INCOME|RBCM|RBC CAPITAL MARKETS, LLC|51
VLT|INVESCO HIGH INCOME|SWIM|TD Ameritrade, Inc.|1440
VLT|INVESCO HIGH INCOME|SWST|Hilltop Securities Inc.|2228
VLT|INVESCO HIGH INCOME|TRBT|Tradebot Systems, Inc.|653
VLT|INVESCO HIGH INCOME|UBSA|UBS SECURITIES LLC|3360
VLT|INVESCO HIGH INCOME|UBSS|UBS Securities LLC|1148
VLT|INVESCO HIGH INCOME|VGRD|Vanguard Marketing Corporation|3182
VLT|INVESCO HIGH INCOME|WCHV|WELLS FARGO SECURITIES, LLC|7999
VLT|INVESCO HIGH INCOME|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3810
VLT|INVESCO HIGH INCOME|WFPB|Wells Fargo Securities, LLC.|8074
VLT|INVESCO HIGH INCOME|WGIF|CIBC World Markets Inc.|620
VLT|INVESCO HIGH INCOME|WSEA|WOLVERINE SECURITIES, LLC|12
VLT|INVESCO HIGH INCOME|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2348
VLU|SPDR S&P1500VLUTILT|APCC|Apex Clearing Corporation|25
VLU|SPDR S&P1500VLUTILT|DEAN|MORGAN STANLEY|704
VLU|SPDR S&P1500VLUTILT|ETRS|E*Trade Securities LLC|188
VLU|SPDR S&P1500VLUTILT|FBSB|U.S. Bancorp Investments, Inc.|3567
VLU|SPDR S&P1500VLUTILT|FTBR|Foliofn Investments, Inc.|1
VLU|SPDR S&P1500VLUTILT|JSJX|JANE STREET CAPITAL LLC|1221
VLU|SPDR S&P1500VLUTILT|LEHM|Barclays Capital Inc./Le|200
VLU|SPDR S&P1500VLUTILT|MSCO|MORGAN STANLEY & CO. LLC|833
VLU|SPDR S&P1500VLUTILT|NFSC|National Financial Services LLC|5
VLU|SPDR S&P1500VLUTILT|NITE|VIRTU Americas LLC|5079
VLU|SPDR S&P1500VLUTILT|NITP|VIRTU Americas LLC|79
VLU|SPDR S&P1500VLUTILT|RBCM|RBC CAPITAL MARKETS, LLC|117
VLU|SPDR S&P1500VLUTILT|SBSH|Citigroup Global Markets Inc.|150
VLU|SPDR S&P1500VLUTILT|SWIM|TD Ameritrade, Inc.|10
VLU|SPDR S&P1500VLUTILT|UBSS|UBS Securities LLC|227
VLU|SPDR S&P1500VLUTILT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1604
VLUE|ISHS MSCI US VALUE|ALTX|Alternet Securities Inc.|500
VLUE|ISHS MSCI US VALUE|ANOS|ABEL/NOSER, L.L.C.|100
VLUE|ISHS MSCI US VALUE|APCC|Apex Clearing Corporation|3389
VLUE|ISHS MSCI US VALUE|BANK|Primevest Financial Services, Inc.|77
VLUE|ISHS MSCI US VALUE|BARD|Robert W. Baird & Co. Incorporated|749
VLUE|ISHS MSCI US VALUE|BATM|CBOE TRADING, INC.|2411
VLUE|ISHS MSCI US VALUE|BBNT|BB&T SECURITIES, LLC|862
VLUE|ISHS MSCI US VALUE|BERN|Sanford C. Bernstein & Co., LLC|15896
VLUE|ISHS MSCI US VALUE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1988
VLUE|ISHS MSCI US VALUE|CANT|Cantor Fitzgerald & Co.|189138
VLUE|ISHS MSCI US VALUE|CHAS|Charles Schwab & Co., Inc.|695
VLUE|ISHS MSCI US VALUE|CIST|Capital Institutional Services, Inc.|335
VLUE|ISHS MSCI US VALUE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15126
VLUE|ISHS MSCI US VALUE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67972
VLUE|ISHS MSCI US VALUE|CSIN|Citadel Securities Institutional LLC|27818
VLUE|ISHS MSCI US VALUE|CTDL|Citadel Derivatives Group Llc|44343
VLUE|ISHS MSCI US VALUE|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
VLUE|ISHS MSCI US VALUE|DAWA|Daiwa Capital Markets America Inc.|170000
VLUE|ISHS MSCI US VALUE|DBAB|Deutsche Bank Securities Inc.|1245
VLUE|ISHS MSCI US VALUE|DBAX|Deutsche Bank Securities Inc.|3900
VLUE|ISHS MSCI US VALUE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|156
VLUE|ISHS MSCI US VALUE|EBXL|EBX LLC|5600
VLUE|ISHS MSCI US VALUE|ECUT|CONVERGEX EXECUTION SOLUTIONS|6800
VLUE|ISHS MSCI US VALUE|EDJO|Edward D. Jones & Co., L.P.|4382
VLUE|ISHS MSCI US VALUE|EGAM|CBOE TRADING, INC.|15984
VLUE|ISHS MSCI US VALUE|EGXM|CBOE TRADING, INC.|600
VLUE|ISHS MSCI US VALUE|ETBE|Electronic Transaction Clearing, Inc.|300
VLUE|ISHS MSCI US VALUE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2100
VLUE|ISHS MSCI US VALUE|ETRS|E*Trade Securities LLC|2681
VLUE|ISHS MSCI US VALUE|FMAF|NBCN Inc./ CDS|9030
VLUE|ISHS MSCI US VALUE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2013
VLUE|ISHS MSCI US VALUE|FTBR|Foliofn Investments, Inc.|7
VLUE|ISHS MSCI US VALUE|GBMT|GBM International, Inc.|8883
VLUE|ISHS MSCI US VALUE|GSCO|GOLDMAN SACHS & CO. LLC|47227
VLUE|ISHS MSCI US VALUE|GSLT|GOLDMAN SACHS & CO. LLC|100
VLUE|ISHS MSCI US VALUE|GTSZ|GTS SECURITIES LLC|8175
VLUE|ISHS MSCI US VALUE|HRBF|American Enterprise Investment Services Inc.|20675
VLUE|ISHS MSCI US VALUE|IATS|INTERACTIVE BROKERS LLC|203
VLUE|ISHS MSCI US VALUE|IBKR|Interactive Brokers Llc|148
VLUE|ISHS MSCI US VALUE|ICBX|INSTINET, LLC|14988
VLUE|ISHS MSCI US VALUE|INCA|INSTINET, LLC|126423
VLUE|ISHS MSCI US VALUE|INJX|INSTINET, LLC|59
VLUE|ISHS MSCI US VALUE|ITGI|ITG Inc.|3248
VLUE|ISHS MSCI US VALUE|JANY|Janney Montgomery Scott Inc.|5035
VLUE|ISHS MSCI US VALUE|JEFF|JEFFERIES LLC|2665
VLUE|ISHS MSCI US VALUE|JMPT|JUMP TRADING, LLC|811
VLUE|ISHS MSCI US VALUE|JPMX|J.P. Morgan Securities LLC|31104
VLUE|ISHS MSCI US VALUE|JSEB|JANE STREET EXECUTION SERVICES, LLC|15550
VLUE|ISHS MSCI US VALUE|JSJX|JANE STREET CAPITAL LLC|755529
VLUE|ISHS MSCI US VALUE|KCGM|VIRTU Americas LLC|6100
VLUE|ISHS MSCI US VALUE|LEHM|Barclays Capital Inc./Le|15090
VLUE|ISHS MSCI US VALUE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|14491
VLUE|ISHS MSCI US VALUE|LSCI|Lek Securities Corporation|11
VLUE|ISHS MSCI US VALUE|MACC|Mid Atlantic Capital Corporation|3408
VLUE|ISHS MSCI US VALUE|MACQ|Macquarie Capital (USA) Inc.|600
VLUE|ISHS MSCI US VALUE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5110
VLUE|ISHS MSCI US VALUE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2700
VLUE|ISHS MSCI US VALUE|MSCO|MORGAN STANLEY & CO. LLC|63102
VLUE|ISHS MSCI US VALUE|MSPL|MORGAN STANLEY & CO. LLC|6200
VLUE|ISHS MSCI US VALUE|MSTX|MORGAN STANLEY & CO. LLC|200
VLUE|ISHS MSCI US VALUE|NFSC|National Financial Services LLC|162336
VLUE|ISHS MSCI US VALUE|NITE|VIRTU Americas LLC|357486
VLUE|ISHS MSCI US VALUE|NQRB|Brut, LLC|323
VLUE|ISHS MSCI US VALUE|PDQM|CODA MARKETS, INC.|2900
VLUE|ISHS MSCI US VALUE|PWJC|UBS Financial Services, Inc.|10
VLUE|ISHS MSCI US VALUE|RBCM|RBC CAPITAL MARKETS, LLC|13163
VLUE|ISHS MSCI US VALUE|SBSH|Citigroup Global Markets Inc.|25179
VLUE|ISHS MSCI US VALUE|SGMT|GOLDMAN SACHS & CO. LLC|5729
VLUE|ISHS MSCI US VALUE|STFL|Stifel, Nicolaus & Company, Incorporated|67
VLUE|ISHS MSCI US VALUE|SWIM|TD Ameritrade, Inc.|3940
VLUE|ISHS MSCI US VALUE|SWST|Hilltop Securities Inc.|1250
VLUE|ISHS MSCI US VALUE|TRBT|Tradebot Systems, Inc.|19141
VLUE|ISHS MSCI US VALUE|TRCM|TRC MARKETS LLC|600
VLUE|ISHS MSCI US VALUE|UBSA|UBS SECURITIES LLC|31982
VLUE|ISHS MSCI US VALUE|UBSS|UBS Securities LLC|112082
VLUE|ISHS MSCI US VALUE|VALX|VIRTU AMERICAS LLC|100
VLUE|ISHS MSCI US VALUE|VGRD|Vanguard Marketing Corporation|276
VLUE|ISHS MSCI US VALUE|WABR|Wall Street Access|5147
VLUE|ISHS MSCI US VALUE|WBET|Wallachbeth Capital LLC|26933
VLUE|ISHS MSCI US VALUE|WCHV|WELLS FARGO SECURITIES, LLC|46960
VLUE|ISHS MSCI US VALUE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3789
VLUE|ISHS MSCI US VALUE|WSEA|WOLVERINE SECURITIES, LLC|1
VLUE|ISHS MSCI US VALUE|XPUS|XP SECURITIES, LLC|11149
VLUE|ISHS MSCI US VALUE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|130441
VLY|VALLEY NATL BANCORP|ABLE|NATIXIS Securities Americas LLC|1624
VLY|VALLEY NATL BANCORP|ALTX|Alternet Securities Inc.|3995
VLY|VALLEY NATL BANCORP|ANOS|ABEL/NOSER, L.L.C.|219140
VLY|VALLEY NATL BANCORP|APCC|Apex Clearing Corporation|223
VLY|VALLEY NATL BANCORP|BANK|Primevest Financial Services, Inc.|15302
VLY|VALLEY NATL BANCORP|BARD|Robert W. Baird & Co. Incorporated|2400
VLY|VALLEY NATL BANCORP|BATM|CBOE TRADING, INC.|2000
VLY|VALLEY NATL BANCORP|BERN|Sanford C. Bernstein & Co., LLC|77507
VLY|VALLEY NATL BANCORP|BIDS|BIDS TRADING L.P.|800
VLY|VALLEY NATL BANCORP|BKCM|BNY Mellon Capital Markets LLC|54047
VLY|VALLEY NATL BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11286
VLY|VALLEY NATL BANCORP|BLKX|INSTINET, LLC|158066
VLY|VALLEY NATL BANCORP|BMOC|BMO Capital Markets Corp.|50000
VLY|VALLEY NATL BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|68574
VLY|VALLEY NATL BANCORP|BRGE|Newbridge Securities Corp.|100
VLY|VALLEY NATL BANCORP|BRVL|BLAYLOCK VAN, LLC|1500
VLY|VALLEY NATL BANCORP|BTIG|BTIG, LLC|89092
VLY|VALLEY NATL BANCORP|BYXM|CBOE TRADING, INC.|100
VLY|VALLEY NATL BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|2900
VLY|VALLEY NATL BANCORP|CANT|Cantor Fitzgerald & Co.|284618
VLY|VALLEY NATL BANCORP|CHAS|Charles Schwab & Co., Inc.|508
VLY|VALLEY NATL BANCORP|CIST|Capital Institutional Services, Inc.|1822
VLY|VALLEY NATL BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|221052
VLY|VALLEY NATL BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|720873
VLY|VALLEY NATL BANCORP|CTDL|Citadel Derivatives Group Llc|202029
VLY|VALLEY NATL BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|219622
VLY|VALLEY NATL BANCORP|DBAB|Deutsche Bank Securities Inc.|124201
VLY|VALLEY NATL BANCORP|DBAX|Deutsche Bank Securities Inc.|716200
VLY|VALLEY NATL BANCORP|DBUL|Deutsche Bank Securities Inc.|336
VLY|VALLEY NATL BANCORP|DEAN|MORGAN STANLEY|15325
VLY|VALLEY NATL BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9680
VLY|VALLEY NATL BANCORP|EBXL|EBX LLC|325400
VLY|VALLEY NATL BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|41987
VLY|VALLEY NATL BANCORP|EDJO|Edward D. Jones & Co., L.P.|10935
VLY|VALLEY NATL BANCORP|EGAM|CBOE TRADING, INC.|16509
VLY|VALLEY NATL BANCORP|EGAW|CBOE TRADING, INC.|200
VLY|VALLEY NATL BANCORP|EGXM|CBOE TRADING, INC.|3978
VLY|VALLEY NATL BANCORP|EGXW|CBOE TRADING, INC.|100
VLY|VALLEY NATL BANCORP|ETBE|Electronic Transaction Clearing, Inc.|10738
VLY|VALLEY NATL BANCORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2400
VLY|VALLEY NATL BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
VLY|VALLEY NATL BANCORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1256
VLY|VALLEY NATL BANCORP|ETRS|E*Trade Securities LLC|251929
VLY|VALLEY NATL BANCORP|FBSB|U.S. Bancorp Investments, Inc.|150
VLY|VALLEY NATL BANCORP|FILL|Tradestation Securities, Inc.|8188
VLY|VALLEY NATL BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8401
VLY|VALLEY NATL BANCORP|FQLS|Quantlab Securities LP|181007
VLY|VALLEY NATL BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|190434
VLY|VALLEY NATL BANCORP|FTBR|Foliofn Investments, Inc.|1597
VLY|VALLEY NATL BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|32300
VLY|VALLEY NATL BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|97313
VLY|VALLEY NATL BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|4003929
VLY|VALLEY NATL BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|3100
VLY|VALLEY NATL BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|5915
VLY|VALLEY NATL BANCORP|GTSZ|GTS SECURITIES LLC|152806
VLY|VALLEY NATL BANCORP|HRBF|American Enterprise Investment Services Inc.|2984
VLY|VALLEY NATL BANCORP|IATS|INTERACTIVE BROKERS LLC|4145
VLY|VALLEY NATL BANCORP|IBKR|Interactive Brokers Llc|8096
VLY|VALLEY NATL BANCORP|ICBX|INSTINET, LLC|198587
VLY|VALLEY NATL BANCORP|IEQY|CITADEL SECURITIES LLC|263723
VLY|VALLEY NATL BANCORP|INCA|INSTINET, LLC|413069
VLY|VALLEY NATL BANCORP|INJX|INSTINET, LLC|12414
VLY|VALLEY NATL BANCORP|ITGI|ITG Inc.|118570
VLY|VALLEY NATL BANCORP|ITGP|ITG INC.|393000
VLY|VALLEY NATL BANCORP|JANY|Janney Montgomery Scott Inc.|128
VLY|VALLEY NATL BANCORP|JEFF|JEFFERIES LLC|172574
VLY|VALLEY NATL BANCORP|JMPT|JUMP TRADING, LLC|56189
VLY|VALLEY NATL BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|204432
VLY|VALLEY NATL BANCORP|JPMX|J.P. Morgan Securities LLC|1148539
VLY|VALLEY NATL BANCORP|JSJX|JANE STREET CAPITAL LLC|8276
VLY|VALLEY NATL BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|145889
VLY|VALLEY NATL BANCORP|KCGM|VIRTU Americas LLC|109221
VLY|VALLEY NATL BANCORP|KRSH|Kershner Securities, LLC|15813
VLY|VALLEY NATL BANCORP|LEHM|Barclays Capital Inc./Le|1877118
VLY|VALLEY NATL BANCORP|LIME|Lime Brokerage LLC|197504
VLY|VALLEY NATL BANCORP|LOOP|Loop Capital Markets LLC|12378
VLY|VALLEY NATL BANCORP|LQNA|LIQUIDNET, INC.|15500
VLY|VALLEY NATL BANCORP|LSCI|Lek Securities Corporation|13381
VLY|VALLEY NATL BANCORP|MACC|Mid Atlantic Capital Corporation|175
VLY|VALLEY NATL BANCORP|MACQ|Macquarie Capital (USA) Inc.|35586
VLY|VALLEY NATL BANCORP|MAGM|TOR BROKERAGE LLC|2000
VLY|VALLEY NATL BANCORP|MCBT|Moors & Cabot, Inc.|800
VLY|VALLEY NATL BANCORP|MKMP|MKM Partners LLC|50000
VLY|VALLEY NATL BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|625014
VLY|VALLEY NATL BANCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
VLY|VALLEY NATL BANCORP|MPSG|E D & F Man Capital Markets Inc.|6550
VLY|VALLEY NATL BANCORP|MSCO|MORGAN STANLEY & CO. LLC|1486498
VLY|VALLEY NATL BANCORP|MSPL|MORGAN STANLEY & CO. LLC|1037600
VLY|VALLEY NATL BANCORP|MSTX|MORGAN STANLEY & CO. LLC|576000
VLY|VALLEY NATL BANCORP|NFSC|National Financial Services LLC|238765
VLY|VALLEY NATL BANCORP|NITE|VIRTU Americas LLC|562239
VLY|VALLEY NATL BANCORP|NITP|VIRTU Americas LLC|58772
VLY|VALLEY NATL BANCORP|NQRB|Brut, LLC|10082
VLY|VALLEY NATL BANCORP|NTRC|Northern Trust Securities, Inc.|7316
VLY|VALLEY NATL BANCORP|OPCO|Oppenheimer & Co. Inc.|4368
VLY|VALLEY NATL BANCORP|PDQM|CODA MARKETS, INC.|8442
VLY|VALLEY NATL BANCORP|PHLY|NASDAQ Execution Services, LLC|1000
VLY|VALLEY NATL BANCORP|PIPR|Piper Jaffray & Co.|25000
VLY|VALLEY NATL BANCORP|PWJC|UBS Financial Services, Inc.|5350
VLY|VALLEY NATL BANCORP|QMSR|QUATTRO M SECURITIES INC.|173
VLY|VALLEY NATL BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|20583
VLY|VALLEY NATL BANCORP|SAGW|SAGETRADER, LLC|5893
VLY|VALLEY NATL BANCORP|SALI|INTL FCSTONE FINANCIAL INC.|1950
VLY|VALLEY NATL BANCORP|SBSH|Citigroup Global Markets Inc.|153755
VLY|VALLEY NATL BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|491760
VLY|VALLEY NATL BANCORP|SPDR|SPEEDROUTE LLC|37055
VLY|VALLEY NATL BANCORP|SPHN|Stephens Inc.|201577
VLY|VALLEY NATL BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|4976
VLY|VALLEY NATL BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|48496
VLY|VALLEY NATL BANCORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5900
VLY|VALLEY NATL BANCORP|SWIM|TD Ameritrade, Inc.|37722
VLY|VALLEY NATL BANCORP|SWST|Hilltop Securities Inc.|5000
VLY|VALLEY NATL BANCORP|TKNG|ALLY INVEST SECURITIES LLC|230
VLY|VALLEY NATL BANCORP|TRBT|Tradebot Systems, Inc.|161338
VLY|VALLEY NATL BANCORP|TRCM|TRC MARKETS LLC|99423
VLY|VALLEY NATL BANCORP|UBSA|UBS SECURITIES LLC|1380906
VLY|VALLEY NATL BANCORP|UBSS|UBS Securities LLC|1070073
VLY|VALLEY NATL BANCORP|VALX|VIRTU AMERICAS LLC|159182
VLY|VALLEY NATL BANCORP|VGRD|Vanguard Marketing Corporation|31705
VLY|VALLEY NATL BANCORP|WABR|Wall Street Access|10200
VLY|VALLEY NATL BANCORP|WBET|Wallachbeth Capital LLC|7872
VLY|VALLEY NATL BANCORP|WBLR|WILLIAM BLAIR|50000
VLY|VALLEY NATL BANCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|4203
VLY|VALLEY NATL BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|373895
VLY|VALLEY NATL BANCORP|WDNX|WEEDEN & CO.L.P.|28824
VLY|VALLEY NATL BANCORP|WEDB|WEDBUSH SECURITIES INC.|7670
VLY|VALLEY NATL BANCORP|WEED|Weeden & Co.L.P.|77152
VLY|VALLEY NATL BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|20804
VLY|VALLEY NATL BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14534
VLY|VALLEY NATL BANCORP|WGIF|CIBC World Markets Inc.|2500
VLY|VALLEY NATL BANCORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|606
VLY|VALLEY NATL BANCORP|WOLF|Wolfe Trahan Securities|100
VLY|VALLEY NATL BANCORP|WSEA|WOLVERINE SECURITIES, LLC|4204
VLY|VALLEY NATL BANCORP|XIST|INSTINET, LLC|136000
VLY|VALLEY NATL BANCORP|XPQR|Jump Trading|437
VLY|VALLEY NATL BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|44092
VLY|VALLEY NATL BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|92
VLY|VALLEY NATL BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6771
VLY$A|VALLEY NAT'L 6.25 A|AGIS|Aegis Capital Corp.|2920
VLY$A|VALLEY NAT'L 6.25 A|BANK|Primevest Financial Services, Inc.|555
VLY$A|VALLEY NAT'L 6.25 A|BBNT|BB&T SECURITIES, LLC|270
VLY$A|VALLEY NAT'L 6.25 A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1849
VLY$A|VALLEY NAT'L 6.25 A|BTIG|BTIG, LLC|38
VLY$A|VALLEY NAT'L 6.25 A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|197
VLY$A|VALLEY NAT'L 6.25 A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
VLY$A|VALLEY NAT'L 6.25 A|DBAX|Deutsche Bank Securities Inc.|800
VLY$A|VALLEY NAT'L 6.25 A|DEAN|MORGAN STANLEY|2630
VLY$A|VALLEY NAT'L 6.25 A|EBXL|EBX LLC|200
VLY$A|VALLEY NAT'L 6.25 A|EDJO|Edward D. Jones & Co., L.P.|14
VLY$A|VALLEY NAT'L 6.25 A|EGXM|CBOE TRADING, INC.|164
VLY$A|VALLEY NAT'L 6.25 A|ETRS|E*Trade Securities LLC|1524
VLY$A|VALLEY NAT'L 6.25 A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1660
VLY$A|VALLEY NAT'L 6.25 A|GTSZ|GTS SECURITIES LLC|26
VLY$A|VALLEY NAT'L 6.25 A|HRBF|American Enterprise Investment Services Inc.|989
VLY$A|VALLEY NAT'L 6.25 A|IATS|INTERACTIVE BROKERS LLC|45
VLY$A|VALLEY NAT'L 6.25 A|IBKR|Interactive Brokers Llc|200
VLY$A|VALLEY NAT'L 6.25 A|INCA|INSTINET, LLC|367
VLY$A|VALLEY NAT'L 6.25 A|JANY|Janney Montgomery Scott Inc.|400
VLY$A|VALLEY NAT'L 6.25 A|JSEB|JANE STREET EXECUTION SERVICES, LLC|256
VLY$A|VALLEY NAT'L 6.25 A|KCGM|VIRTU Americas LLC|300
VLY$A|VALLEY NAT'L 6.25 A|LIME|Lime Brokerage LLC|43
VLY$A|VALLEY NAT'L 6.25 A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|87
VLY$A|VALLEY NAT'L 6.25 A|MSCO|MORGAN STANLEY & CO. LLC|6619
VLY$A|VALLEY NAT'L 6.25 A|NFSC|National Financial Services LLC|2554
VLY$A|VALLEY NAT'L 6.25 A|NITE|VIRTU Americas LLC|9448
VLY$A|VALLEY NAT'L 6.25 A|OLDM|OLD MISSION CAPITAL, LLC|534
VLY$A|VALLEY NAT'L 6.25 A|PDQM|CODA MARKETS, INC.|100
VLY$A|VALLEY NAT'L 6.25 A|PWJC|UBS Financial Services, Inc.|83
VLY$A|VALLEY NAT'L 6.25 A|RBCM|RBC CAPITAL MARKETS, LLC|7
VLY$A|VALLEY NAT'L 6.25 A|SALI|INTL FCSTONE FINANCIAL INC.|70
VLY$A|VALLEY NAT'L 6.25 A|SGMT|GOLDMAN SACHS & CO. LLC|100
VLY$A|VALLEY NAT'L 6.25 A|SPDR|SPEEDROUTE LLC|200
VLY$A|VALLEY NAT'L 6.25 A|STFL|Stifel, Nicolaus & Company, Incorporated|1225
VLY$A|VALLEY NAT'L 6.25 A|SWIM|TD Ameritrade, Inc.|400
VLY$A|VALLEY NAT'L 6.25 A|SWST|Hilltop Securities Inc.|870
VLY$A|VALLEY NAT'L 6.25 A|UBSA|UBS SECURITIES LLC|1173
VLY$A|VALLEY NAT'L 6.25 A|UBSS|UBS Securities LLC|7164
VLY$A|VALLEY NAT'L 6.25 A|VGRD|Vanguard Marketing Corporation|18
VLY$A|VALLEY NAT'L 6.25 A|WCHV|WELLS FARGO SECURITIES, LLC|2057
VLY$A|VALLEY NAT'L 6.25 A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3683
VLY$B|VALLEY NATIONAL 5.5%|ALTX|Alternet Securities Inc.|100
VLY$B|VALLEY NATIONAL 5.5%|BARD|Robert W. Baird & Co. Incorporated|10
VLY$B|VALLEY NATIONAL 5.5%|BATM|CBOE TRADING, INC.|300
VLY$B|VALLEY NATIONAL 5.5%|BBNT|BB&T SECURITIES, LLC|81
VLY$B|VALLEY NATIONAL 5.5%|BKMM|BNY MELLON CAPITAL MARKETS, LLC|144
VLY$B|VALLEY NATIONAL 5.5%|BTIG|BTIG, LLC|201
VLY$B|VALLEY NATIONAL 5.5%|CANT|Cantor Fitzgerald & Co.|20000
VLY$B|VALLEY NATIONAL 5.5%|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1123
VLY$B|VALLEY NATIONAL 5.5%|CROS|CREDIT SUISSE SECURITIES (USA) LLC|825
VLY$B|VALLEY NATIONAL 5.5%|CXCX|CITIGROUP GLOBAL MARKETS INC.|9800
VLY$B|VALLEY NATIONAL 5.5%|DBAX|Deutsche Bank Securities Inc.|700
VLY$B|VALLEY NATIONAL 5.5%|DEAN|MORGAN STANLEY|885
VLY$B|VALLEY NATIONAL 5.5%|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2170
VLY$B|VALLEY NATIONAL 5.5%|EBXL|EBX LLC|1700
VLY$B|VALLEY NATIONAL 5.5%|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
VLY$B|VALLEY NATIONAL 5.5%|EDJO|Edward D. Jones & Co., L.P.|7
VLY$B|VALLEY NATIONAL 5.5%|ESPO|ESPOSITO SECURITIES, LLC|32
VLY$B|VALLEY NATIONAL 5.5%|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161
VLY$B|VALLEY NATIONAL 5.5%|GLPX|ACS EXECUTION SERVICES, LLC|1128
VLY$B|VALLEY NATIONAL 5.5%|GSCO|GOLDMAN SACHS & CO. LLC|3900
VLY$B|VALLEY NATIONAL 5.5%|GSLT|GOLDMAN SACHS & CO. LLC|600
VLY$B|VALLEY NATIONAL 5.5%|GTSZ|GTS SECURITIES LLC|1300
VLY$B|VALLEY NATIONAL 5.5%|HRBF|American Enterprise Investment Services Inc.|833
VLY$B|VALLEY NATIONAL 5.5%|ICBX|INSTINET, LLC|600
VLY$B|VALLEY NATIONAL 5.5%|INCA|INSTINET, LLC|3010
VLY$B|VALLEY NATIONAL 5.5%|ITGI|ITG Inc.|100
VLY$B|VALLEY NATIONAL 5.5%|ITGP|ITG INC.|800
VLY$B|VALLEY NATIONAL 5.5%|JPMX|J.P. Morgan Securities LLC|1200
VLY$B|VALLEY NATIONAL 5.5%|JSEB|JANE STREET EXECUTION SERVICES, LLC|224
VLY$B|VALLEY NATIONAL 5.5%|KCGM|VIRTU Americas LLC|9
VLY$B|VALLEY NATIONAL 5.5%|LEHM|Barclays Capital Inc./Le|1200
VLY$B|VALLEY NATIONAL 5.5%|LIME|Lime Brokerage LLC|1063
VLY$B|VALLEY NATIONAL 5.5%|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|176
VLY$B|VALLEY NATIONAL 5.5%|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6800
VLY$B|VALLEY NATIONAL 5.5%|MSCO|MORGAN STANLEY & CO. LLC|1675
VLY$B|VALLEY NATIONAL 5.5%|MSPL|MORGAN STANLEY & CO. LLC|1600
VLY$B|VALLEY NATIONAL 5.5%|NFSC|National Financial Services LLC|12017
VLY$B|VALLEY NATIONAL 5.5%|NITE|VIRTU Americas LLC|16184
VLY$B|VALLEY NATIONAL 5.5%|PDQM|CODA MARKETS, INC.|1028
VLY$B|VALLEY NATIONAL 5.5%|PWJC|UBS Financial Services, Inc.|76
VLY$B|VALLEY NATIONAL 5.5%|SALI|INTL FCSTONE FINANCIAL INC.|16
VLY$B|VALLEY NATIONAL 5.5%|SBSH|Citigroup Global Markets Inc.|200
VLY$B|VALLEY NATIONAL 5.5%|SGMT|GOLDMAN SACHS & CO. LLC|1200
VLY$B|VALLEY NATIONAL 5.5%|STFL|Stifel, Nicolaus & Company, Incorporated|3250
VLY$B|VALLEY NATIONAL 5.5%|SWST|Hilltop Securities Inc.|105
VLY$B|VALLEY NATIONAL 5.5%|UBSA|UBS SECURITIES LLC|5483
VLY$B|VALLEY NATIONAL 5.5%|UBSS|UBS Securities LLC|4449
VLY$B|VALLEY NATIONAL 5.5%|WCHV|WELLS FARGO SECURITIES, LLC|590
VLY$B|VALLEY NATIONAL 5.5%|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32
VLY$B|VALLEY NATIONAL 5.5%|XSTM|NATIONAL FINANCIAL SERVICES LLC|3800
VLY$B|VALLEY NATIONAL 5.5%|YLPL|Linsco/Private Ledger Financial Services, Incorporated|188
VLY.W|VALLEY NATIONAL BANC|APCC|Apex Clearing Corporation|500
VLY.W|VALLEY NATIONAL BANC|ETRS|E*Trade Securities LLC|470
VLY.W|VALLEY NATIONAL BANC|NFSC|National Financial Services LLC|2266
VLY.W|VALLEY NATIONAL BANC|NITE|VIRTU Americas LLC|6500
VLY.W|VALLEY NATIONAL BANC|VGRD|Vanguard Marketing Corporation|5000
VMAX|REX VOLMAXX LONG VIX|APCC|Apex Clearing Corporation|2
VMAX|REX VOLMAXX LONG VIX|BATM|CBOE TRADING, INC.|801
VMAX|REX VOLMAXX LONG VIX|ETRS|E*Trade Securities LLC|55
VMAX|REX VOLMAXX LONG VIX|FILL|Tradestation Securities, Inc.|35
VMAX|REX VOLMAXX LONG VIX|FTBR|Foliofn Investments, Inc.|332
VMAX|REX VOLMAXX LONG VIX|IATS|INTERACTIVE BROKERS LLC|100
VMAX|REX VOLMAXX LONG VIX|IBKR|Interactive Brokers Llc|1818
VMAX|REX VOLMAXX LONG VIX|ITGP|ITG INC.|200
VMAX|REX VOLMAXX LONG VIX|JSJX|JANE STREET CAPITAL LLC|341
VMAX|REX VOLMAXX LONG VIX|LSCI|Lek Securities Corporation|164
VMAX|REX VOLMAXX LONG VIX|NFSC|National Financial Services LLC|3252
VMAX|REX VOLMAXX LONG VIX|NITE|VIRTU Americas LLC|1649
VMAX|REX VOLMAXX LONG VIX|SWIM|TD Ameritrade, Inc.|25
VMAX|REX VOLMAXX LONG VIX|TKNG|ALLY INVEST SECURITIES LLC|20
VMAX|REX VOLMAXX LONG VIX|UBSS|UBS Securities LLC|2
VMAX|REX VOLMAXX LONG VIX|VGRD|Vanguard Marketing Corporation|50
VMAX|REX VOLMAXX LONG VIX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|159
VMAX|REX VOLMAXX LONG VIX|WSEA|WOLVERINE SECURITIES, LLC|66
VMBS|VANGUARD MORTG BCKD|ALTX|Alternet Securities Inc.|20553
VMBS|VANGUARD MORTG BCKD|ANOS|ABEL/NOSER, L.L.C.|18766
VMBS|VANGUARD MORTG BCKD|APCC|Apex Clearing Corporation|4378
VMBS|VANGUARD MORTG BCKD|BANK|Primevest Financial Services, Inc.|5129
VMBS|VANGUARD MORTG BCKD|BARD|Robert W. Baird & Co. Incorporated|6802
VMBS|VANGUARD MORTG BCKD|BAYC|BAY CREST PARTNERS, LLC|36
VMBS|VANGUARD MORTG BCKD|BBNT|BB&T SECURITIES, LLC|1483
VMBS|VANGUARD MORTG BCKD|BERN|Sanford C. Bernstein & Co., LLC|5604
VMBS|VANGUARD MORTG BCKD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56099
VMBS|VANGUARD MORTG BCKD|BNPX|BNP PARIBAS SECURITIES CORP.|1125
VMBS|VANGUARD MORTG BCKD|BRGE|Newbridge Securities Corp.|80
VMBS|VANGUARD MORTG BCKD|CANT|Cantor Fitzgerald & Co.|4674230
VMBS|VANGUARD MORTG BCKD|CHAS|Charles Schwab & Co., Inc.|4025456
VMBS|VANGUARD MORTG BCKD|CIST|Capital Institutional Services, Inc.|250
VMBS|VANGUARD MORTG BCKD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|503938
VMBS|VANGUARD MORTG BCKD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|917
VMBS|VANGUARD MORTG BCKD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|168708
VMBS|VANGUARD MORTG BCKD|CSIN|Citadel Securities Institutional LLC|461720
VMBS|VANGUARD MORTG BCKD|CTDL|Citadel Derivatives Group Llc|466020
VMBS|VANGUARD MORTG BCKD|CXCX|CITIGROUP GLOBAL MARKETS INC.|27320
VMBS|VANGUARD MORTG BCKD|DADA|D.A. Davidson & Co.|103
VMBS|VANGUARD MORTG BCKD|DAVA|Davenport & Company LLC|386
VMBS|VANGUARD MORTG BCKD|DBAB|Deutsche Bank Securities Inc.|4300
VMBS|VANGUARD MORTG BCKD|DBAX|Deutsche Bank Securities Inc.|47200
VMBS|VANGUARD MORTG BCKD|DEAN|MORGAN STANLEY|4332
VMBS|VANGUARD MORTG BCKD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2048
VMBS|VANGUARD MORTG BCKD|EBXL|EBX LLC|65400
VMBS|VANGUARD MORTG BCKD|ECUT|CONVERGEX EXECUTION SOLUTIONS|25012
VMBS|VANGUARD MORTG BCKD|EDJO|Edward D. Jones & Co., L.P.|780
VMBS|VANGUARD MORTG BCKD|EGAM|CBOE TRADING, INC.|1884
VMBS|VANGUARD MORTG BCKD|EGXM|CBOE TRADING, INC.|5
VMBS|VANGUARD MORTG BCKD|ESPO|ESPOSITO SECURITIES, LLC|1223
VMBS|VANGUARD MORTG BCKD|ETBE|Electronic Transaction Clearing, Inc.|500
VMBS|VANGUARD MORTG BCKD|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|26732
VMBS|VANGUARD MORTG BCKD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7820
VMBS|VANGUARD MORTG BCKD|ETRS|E*Trade Securities LLC|3780
VMBS|VANGUARD MORTG BCKD|FBCO|Credit Suisse Securities (USA) LLC|142957
VMBS|VANGUARD MORTG BCKD|FBSB|U.S. Bancorp Investments, Inc.|32246
VMBS|VANGUARD MORTG BCKD|FINX|FINTECH SECURITIES|5000
VMBS|VANGUARD MORTG BCKD|FOMA|TD AMERITRADE CLEARING, INC.|314265
VMBS|VANGUARD MORTG BCKD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73358
VMBS|VANGUARD MORTG BCKD|FTBR|Foliofn Investments, Inc.|7362
VMBS|VANGUARD MORTG BCKD|GEBB|GLOBAL EXECUTION BROKERS, LP|105777
VMBS|VANGUARD MORTG BCKD|GLPX|ACS EXECUTION SERVICES, LLC|250
VMBS|VANGUARD MORTG BCKD|GSCO|GOLDMAN SACHS & CO. LLC|884623
VMBS|VANGUARD MORTG BCKD|GSCS|GOLDMAN SACHS & CO. LLC|3667
VMBS|VANGUARD MORTG BCKD|GSLT|GOLDMAN SACHS & CO. LLC|2645
VMBS|VANGUARD MORTG BCKD|GTSZ|GTS SECURITIES LLC|500
VMBS|VANGUARD MORTG BCKD|HRBF|American Enterprise Investment Services Inc.|583702
VMBS|VANGUARD MORTG BCKD|IATS|INTERACTIVE BROKERS LLC|2142
VMBS|VANGUARD MORTG BCKD|IBKR|Interactive Brokers Llc|18454
VMBS|VANGUARD MORTG BCKD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4674
VMBS|VANGUARD MORTG BCKD|ICBX|INSTINET, LLC|51683
VMBS|VANGUARD MORTG BCKD|INCA|INSTINET, LLC|70207
VMBS|VANGUARD MORTG BCKD|INJX|INSTINET, LLC|1675
VMBS|VANGUARD MORTG BCKD|ITGI|ITG Inc.|18272
VMBS|VANGUARD MORTG BCKD|ITGP|ITG INC.|48200
VMBS|VANGUARD MORTG BCKD|JANY|Janney Montgomery Scott Inc.|7728
VMBS|VANGUARD MORTG BCKD|JEFF|JEFFERIES LLC|22464
VMBS|VANGUARD MORTG BCKD|JMPT|JUMP TRADING, LLC|15758
VMBS|VANGUARD MORTG BCKD|JPMX|J.P. Morgan Securities LLC|105872
VMBS|VANGUARD MORTG BCKD|JSEB|JANE STREET EXECUTION SERVICES, LLC|9535974
VMBS|VANGUARD MORTG BCKD|JSJX|JANE STREET CAPITAL LLC|527459
VMBS|VANGUARD MORTG BCKD|KCGM|VIRTU Americas LLC|25284
VMBS|VANGUARD MORTG BCKD|LEHM|Barclays Capital Inc./Le|282619
VMBS|VANGUARD MORTG BCKD|LGNT|COR CLEARING LLC|1
VMBS|VANGUARD MORTG BCKD|LIME|Lime Brokerage LLC|21284
VMBS|VANGUARD MORTG BCKD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
VMBS|VANGUARD MORTG BCKD|MACC|Mid Atlantic Capital Corporation|618
VMBS|VANGUARD MORTG BCKD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|207136
VMBS|VANGUARD MORTG BCKD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
VMBS|VANGUARD MORTG BCKD|MOTF|MOTIF INVESTING, INC.|12
VMBS|VANGUARD MORTG BCKD|MSCO|MORGAN STANLEY & CO. LLC|531621
VMBS|VANGUARD MORTG BCKD|MSPL|MORGAN STANLEY & CO. LLC|72200
VMBS|VANGUARD MORTG BCKD|NFSC|National Financial Services LLC|537949
VMBS|VANGUARD MORTG BCKD|NITE|VIRTU Americas LLC|766528
VMBS|VANGUARD MORTG BCKD|NITP|VIRTU Americas LLC|1070
VMBS|VANGUARD MORTG BCKD|NQRB|Brut, LLC|676
VMBS|VANGUARD MORTG BCKD|OLDM|OLD MISSION CAPITAL, LLC|108585
VMBS|VANGUARD MORTG BCKD|OPCO|Oppenheimer & Co. Inc.|6653
VMBS|VANGUARD MORTG BCKD|PDQM|CODA MARKETS, INC.|2684
VMBS|VANGUARD MORTG BCKD|RAJA|Raymond James & Associates, Inc.|25001
VMBS|VANGUARD MORTG BCKD|RBCM|RBC CAPITAL MARKETS, LLC|14131
VMBS|VANGUARD MORTG BCKD|SALI|INTL FCSTONE FINANCIAL INC.|149
VMBS|VANGUARD MORTG BCKD|SBSH|Citigroup Global Markets Inc.|43433
VMBS|VANGUARD MORTG BCKD|SEIC|SEI Investments Distribution Co.|19950
VMBS|VANGUARD MORTG BCKD|SGMT|GOLDMAN SACHS & CO. LLC|236397
VMBS|VANGUARD MORTG BCKD|STFL|Stifel, Nicolaus & Company, Incorporated|5517
VMBS|VANGUARD MORTG BCKD|SWIM|TD Ameritrade, Inc.|351
VMBS|VANGUARD MORTG BCKD|SWST|Hilltop Securities Inc.|6710
VMBS|VANGUARD MORTG BCKD|TKNG|ALLY INVEST SECURITIES LLC|22348
VMBS|VANGUARD MORTG BCKD|TRBT|Tradebot Systems, Inc.|6833
VMBS|VANGUARD MORTG BCKD|TRCM|TRC MARKETS LLC|1586
VMBS|VANGUARD MORTG BCKD|UBSA|UBS SECURITIES LLC|426294
VMBS|VANGUARD MORTG BCKD|UBSS|UBS Securities LLC|400699
VMBS|VANGUARD MORTG BCKD|VALX|VIRTU AMERICAS LLC|2698
VMBS|VANGUARD MORTG BCKD|VGRD|Vanguard Marketing Corporation|23543
VMBS|VANGUARD MORTG BCKD|WBET|Wallachbeth Capital LLC|13600
VMBS|VANGUARD MORTG BCKD|WCHV|WELLS FARGO SECURITIES, LLC|35714
VMBS|VANGUARD MORTG BCKD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|765
VMBS|VANGUARD MORTG BCKD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|166
VMBS|VANGUARD MORTG BCKD|WSEA|WOLVERINE SECURITIES, LLC|9932
VMBS|VANGUARD MORTG BCKD|XSTM|NATIONAL FINANCIAL SERVICES LLC|94698
VMBS|VANGUARD MORTG BCKD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VMBS|VANGUARD MORTG BCKD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|101451
VMC|VULCAN MATERIALS HC|ABLE|NATIXIS Securities Americas LLC|237916
VMC|VULCAN MATERIALS HC|AGIS|Aegis Capital Corp.|80
VMC|VULCAN MATERIALS HC|ALGR|Fred Alger & Company, Incorporated|104
VMC|VULCAN MATERIALS HC|ALTX|Alternet Securities Inc.|8995
VMC|VULCAN MATERIALS HC|ANOS|ABEL/NOSER, L.L.C.|5365
VMC|VULCAN MATERIALS HC|APCC|Apex Clearing Corporation|107
VMC|VULCAN MATERIALS HC|BANK|Primevest Financial Services, Inc.|329
VMC|VULCAN MATERIALS HC|BARD|Robert W. Baird & Co. Incorporated|3564
VMC|VULCAN MATERIALS HC|BATM|CBOE TRADING, INC.|14407
VMC|VULCAN MATERIALS HC|BAYC|BAY CREST PARTNERS, LLC|2292
VMC|VULCAN MATERIALS HC|BAYT|BTIG, LLC|3609
VMC|VULCAN MATERIALS HC|BBNT|BB&T SECURITIES, LLC|116
VMC|VULCAN MATERIALS HC|BERN|Sanford C. Bernstein & Co., LLC|93666
VMC|VULCAN MATERIALS HC|BIDS|BIDS TRADING L.P.|87800
VMC|VULCAN MATERIALS HC|BIMI|Banca IMI Securities Corp.|283
VMC|VULCAN MATERIALS HC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4974
VMC|VULCAN MATERIALS HC|BLKX|INSTINET, LLC|133776
VMC|VULCAN MATERIALS HC|BNCH|The Benchmark Company, LLC|170900
VMC|VULCAN MATERIALS HC|BNPX|BNP PARIBAS SECURITIES CORP.|46511
VMC|VULCAN MATERIALS HC|BRGE|Newbridge Securities Corp.|70
VMC|VULCAN MATERIALS HC|BTIG|BTIG, LLC|8600
VMC|VULCAN MATERIALS HC|BYXM|CBOE TRADING, INC.|2275
VMC|VULCAN MATERIALS HC|BZYD|GOLDMAN SACHS & CO. LLC|600
VMC|VULCAN MATERIALS HC|CABR|Cabrera Capital Markets, Inc.|11
VMC|VULCAN MATERIALS HC|CANT|Cantor Fitzgerald & Co.|50162
VMC|VULCAN MATERIALS HC|CBLC|CITIGROUP GLOBAL MARKETS INC.|71200
VMC|VULCAN MATERIALS HC|CHAS|Charles Schwab & Co., Inc.|407
VMC|VULCAN MATERIALS HC|CIBP|CIBC World Markets Corp.|9643
VMC|VULCAN MATERIALS HC|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
VMC|VULCAN MATERIALS HC|CIST|Capital Institutional Services, Inc.|1377
VMC|VULCAN MATERIALS HC|CLSA|CLSA AMERICAS, LLC|3212
VMC|VULCAN MATERIALS HC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|176646
VMC|VULCAN MATERIALS HC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|51
VMC|VULCAN MATERIALS HC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|235
VMC|VULCAN MATERIALS HC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|430760
VMC|VULCAN MATERIALS HC|CTDL|Citadel Derivatives Group Llc|9989
VMC|VULCAN MATERIALS HC|CXCX|CITIGROUP GLOBAL MARKETS INC.|50708
VMC|VULCAN MATERIALS HC|DAVA|Davenport & Company LLC|1806
VMC|VULCAN MATERIALS HC|DBAB|Deutsche Bank Securities Inc.|258241
VMC|VULCAN MATERIALS HC|DBAX|Deutsche Bank Securities Inc.|279800
VMC|VULCAN MATERIALS HC|DBUL|Deutsche Bank Securities Inc.|7167
VMC|VULCAN MATERIALS HC|DCHF|Dart Executions, LLC|3181
VMC|VULCAN MATERIALS HC|DEAN|MORGAN STANLEY|4864
VMC|VULCAN MATERIALS HC|DEGS|RONIN PROFESSIONAL LLC|100
VMC|VULCAN MATERIALS HC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10900
VMC|VULCAN MATERIALS HC|EBXL|EBX LLC|230900
VMC|VULCAN MATERIALS HC|ECUT|CONVERGEX EXECUTION SOLUTIONS|30526
VMC|VULCAN MATERIALS HC|EDJO|Edward D. Jones & Co., L.P.|2320
VMC|VULCAN MATERIALS HC|EGAM|CBOE TRADING, INC.|18137
VMC|VULCAN MATERIALS HC|EGAW|CBOE TRADING, INC.|110
VMC|VULCAN MATERIALS HC|EGMT|EG MARKET TECHNOLOGIES LLC|4013
VMC|VULCAN MATERIALS HC|EGXM|CBOE TRADING, INC.|1633
VMC|VULCAN MATERIALS HC|ETBE|Electronic Transaction Clearing, Inc.|48568
VMC|VULCAN MATERIALS HC|ETCC|Electronic Transaction Clearing, Inc.|1171
VMC|VULCAN MATERIALS HC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51883
VMC|VULCAN MATERIALS HC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|684
VMC|VULCAN MATERIALS HC|ETRS|E*Trade Securities LLC|14000
VMC|VULCAN MATERIALS HC|FILL|Tradestation Securities, Inc.|433
VMC|VULCAN MATERIALS HC|FINX|FINTECH SECURITIES|20
VMC|VULCAN MATERIALS HC|FMAF|NBCN Inc./ CDS|12072
VMC|VULCAN MATERIALS HC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9802
VMC|VULCAN MATERIALS HC|FQLS|Quantlab Securities LP|246155
VMC|VULCAN MATERIALS HC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96947
VMC|VULCAN MATERIALS HC|FTBR|Foliofn Investments, Inc.|535
VMC|VULCAN MATERIALS HC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
VMC|VULCAN MATERIALS HC|GLIS|TD Securities Inc|106
VMC|VULCAN MATERIALS HC|GLPX|ACS EXECUTION SERVICES, LLC|53270
VMC|VULCAN MATERIALS HC|GSCO|GOLDMAN SACHS & CO. LLC|1235146
VMC|VULCAN MATERIALS HC|GSCS|GOLDMAN SACHS & CO. LLC|30338
VMC|VULCAN MATERIALS HC|GSLT|GOLDMAN SACHS & CO. LLC|11969
VMC|VULCAN MATERIALS HC|GTSZ|GTS SECURITIES LLC|143424
VMC|VULCAN MATERIALS HC|HAPX|HAP Trading, LLC|100
VMC|VULCAN MATERIALS HC|HRBF|American Enterprise Investment Services Inc.|19979
VMC|VULCAN MATERIALS HC|HSBC|HSBC Securities, Inc.|4935
VMC|VULCAN MATERIALS HC|IATS|INTERACTIVE BROKERS LLC|6891
VMC|VULCAN MATERIALS HC|IBKR|Interactive Brokers Llc|4009
VMC|VULCAN MATERIALS HC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3950
VMC|VULCAN MATERIALS HC|ICBX|INSTINET, LLC|83740
VMC|VULCAN MATERIALS HC|IEQY|CITADEL SECURITIES LLC|148307
VMC|VULCAN MATERIALS HC|IMPC|Imperial Capital, LLC|200
VMC|VULCAN MATERIALS HC|INCA|INSTINET, LLC|350887
VMC|VULCAN MATERIALS HC|INJX|INSTINET, LLC|11716
VMC|VULCAN MATERIALS HC|ITGI|ITG Inc.|44507
VMC|VULCAN MATERIALS HC|ITGP|ITG INC.|157800
VMC|VULCAN MATERIALS HC|JANY|Janney Montgomery Scott Inc.|647
VMC|VULCAN MATERIALS HC|JEFF|JEFFERIES LLC|181101
VMC|VULCAN MATERIALS HC|JMPT|JUMP TRADING, LLC|63986
VMC|VULCAN MATERIALS HC|JONE|JonesTrading|1700
VMC|VULCAN MATERIALS HC|JPBX|J.P. MORGAN SECURITIES LLC|76333
VMC|VULCAN MATERIALS HC|JPMX|J.P. Morgan Securities LLC|329980
VMC|VULCAN MATERIALS HC|JSJX|JANE STREET CAPITAL LLC|13491
VMC|VULCAN MATERIALS HC|KCGM|VIRTU Americas LLC|55935
VMC|VULCAN MATERIALS HC|LEHM|Barclays Capital Inc./Le|884742
VMC|VULCAN MATERIALS HC|LIME|Lime Brokerage LLC|31830
VMC|VULCAN MATERIALS HC|LQNA|LIQUIDNET, INC.|55400
VMC|VULCAN MATERIALS HC|LQNB|LIQUIDNET, INC.|15500
VMC|VULCAN MATERIALS HC|LSCI|Lek Securities Corporation|776
VMC|VULCAN MATERIALS HC|MACC|Mid Atlantic Capital Corporation|956
VMC|VULCAN MATERIALS HC|MAXM|Maxim Group LLC|11171
VMC|VULCAN MATERIALS HC|MCMF|Raymond James Ltd. Cds|233
VMC|VULCAN MATERIALS HC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|149324
VMC|VULCAN MATERIALS HC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
VMC|VULCAN MATERIALS HC|MOTF|MOTIF INVESTING, INC.|12
VMC|VULCAN MATERIALS HC|MSCO|MORGAN STANLEY & CO. LLC|1670095
VMC|VULCAN MATERIALS HC|MSPL|MORGAN STANLEY & CO. LLC|234800
VMC|VULCAN MATERIALS HC|MSTX|MORGAN STANLEY & CO. LLC|73200
VMC|VULCAN MATERIALS HC|MZHO|Mizuho Securities USA LLC|102930
VMC|VULCAN MATERIALS HC|NEED|Needham & Company, LLC|100
VMC|VULCAN MATERIALS HC|NFSC|National Financial Services LLC|103067
VMC|VULCAN MATERIALS HC|NITE|VIRTU Americas LLC|213814
VMC|VULCAN MATERIALS HC|NITP|VIRTU Americas LLC|200
VMC|VULCAN MATERIALS HC|NMRA|Nomura Securities International, Inc.|105930
VMC|VULCAN MATERIALS HC|NQRB|Brut, LLC|34312
VMC|VULCAN MATERIALS HC|NTBF|BMO Nesbitt Burns Inc./CDS|5
VMC|VULCAN MATERIALS HC|NTRC|Northern Trust Securities, Inc.|8329
VMC|VULCAN MATERIALS HC|OHOS|TWO SIGMA SECURITIES, LLC|45442
VMC|VULCAN MATERIALS HC|ONEL|O'NEIL SECURITIES, INCORPORATED|925
VMC|VULCAN MATERIALS HC|OPCO|Oppenheimer & Co. Inc.|1567
VMC|VULCAN MATERIALS HC|OTAA|OTA LLC|100
VMC|VULCAN MATERIALS HC|PASL|Pershing Advisor Solutions LLC|1120
VMC|VULCAN MATERIALS HC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1866
VMC|VULCAN MATERIALS HC|PCPT|PHILLIP CAPITAL INC.|250
VMC|VULCAN MATERIALS HC|PDQM|CODA MARKETS, INC.|122473
VMC|VULCAN MATERIALS HC|PICT|Pictet Overseas Inc.|20
VMC|VULCAN MATERIALS HC|PWJC|UBS Financial Services, Inc.|2528
VMC|VULCAN MATERIALS HC|QMSR|QUATTRO M SECURITIES INC.|804
VMC|VULCAN MATERIALS HC|RBCM|RBC CAPITAL MARKETS, LLC|2477
VMC|VULCAN MATERIALS HC|RGLD|Regal Securities, Inc|60
VMC|VULCAN MATERIALS HC|RHCO|Suntrust Robinson Humphrey, Inc.|596289
VMC|VULCAN MATERIALS HC|SAGL|SAGETRADER, LLC|29402
VMC|VULCAN MATERIALS HC|SAGW|SAGETRADER, LLC|106
VMC|VULCAN MATERIALS HC|SALI|INTL FCSTONE FINANCIAL INC.|362
VMC|VULCAN MATERIALS HC|SBSH|Citigroup Global Markets Inc.|153497
VMC|VULCAN MATERIALS HC|SGMT|GOLDMAN SACHS & CO. LLC|173014
VMC|VULCAN MATERIALS HC|SPDR|SPEEDROUTE LLC|13575
VMC|VULCAN MATERIALS HC|SPHN|Stephens Inc.|968
VMC|VULCAN MATERIALS HC|STFL|Stifel, Nicolaus & Company, Incorporated|24401
VMC|VULCAN MATERIALS HC|STKP|STOCKPILE INVESTMENTS, INC.|6
VMC|VULCAN MATERIALS HC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3423
VMC|VULCAN MATERIALS HC|SWIM|TD Ameritrade, Inc.|19158
VMC|VULCAN MATERIALS HC|SWST|Hilltop Securities Inc.|100
VMC|VULCAN MATERIALS HC|TAGC|TELSEY ADVISORY GROUP LLC|300
VMC|VULCAN MATERIALS HC|TKNG|ALLY INVEST SECURITIES LLC|10
VMC|VULCAN MATERIALS HC|TRBT|Tradebot Systems, Inc.|198806
VMC|VULCAN MATERIALS HC|TRCM|TRC MARKETS LLC|144362
VMC|VULCAN MATERIALS HC|TWTT|TASTYWORKS, INC.|46
VMC|VULCAN MATERIALS HC|UBSA|UBS SECURITIES LLC|713398
VMC|VULCAN MATERIALS HC|UBSS|UBS Securities LLC|1054571
VMC|VULCAN MATERIALS HC|VALX|VIRTU AMERICAS LLC|9527
VMC|VULCAN MATERIALS HC|VERT|The Vertical Trading Group, LLC|3235
VMC|VULCAN MATERIALS HC|VGRD|Vanguard Marketing Corporation|4252
VMC|VULCAN MATERIALS HC|WABR|Wall Street Access|6600
VMC|VULCAN MATERIALS HC|WBET|Wallachbeth Capital LLC|485
VMC|VULCAN MATERIALS HC|WBPX|SUMMIT SECURITIES GROUP, LLC|2770
VMC|VULCAN MATERIALS HC|WCHV|WELLS FARGO SECURITIES, LLC|105630
VMC|VULCAN MATERIALS HC|WDNX|WEEDEN & CO.L.P.|88
VMC|VULCAN MATERIALS HC|WEDB|WEDBUSH SECURITIES INC.|3780
VMC|VULCAN MATERIALS HC|WEED|Weeden & Co.L.P.|326
VMC|VULCAN MATERIALS HC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13778
VMC|VULCAN MATERIALS HC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31188
VMC|VULCAN MATERIALS HC|WGIF|CIBC World Markets Inc.|14
VMC|VULCAN MATERIALS HC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|244
VMC|VULCAN MATERIALS HC|WSEA|WOLVERINE SECURITIES, LLC|909
VMC|VULCAN MATERIALS HC|XIST|INSTINET, LLC|41666
VMC|VULCAN MATERIALS HC|XPQR|Jump Trading|9668
VMC|VULCAN MATERIALS HC|XSTM|NATIONAL FINANCIAL SERVICES LLC|30956
VMC|VULCAN MATERIALS HC|YKNA|COMHAR CAPITAL MARKETS, LLC|6407
VMC|VULCAN MATERIALS HC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4290
VMI|VALMONT INDS INC|ALTX|Alternet Securities Inc.|1200
VMI|VALMONT INDS INC|ANOS|ABEL/NOSER, L.L.C.|983
VMI|VALMONT INDS INC|APCC|Apex Clearing Corporation|107
VMI|VALMONT INDS INC|BARD|Robert W. Baird & Co. Incorporated|220
VMI|VALMONT INDS INC|BATM|CBOE TRADING, INC.|1863
VMI|VALMONT INDS INC|BERN|Sanford C. Bernstein & Co., LLC|25619
VMI|VALMONT INDS INC|BIDS|BIDS TRADING L.P.|100
VMI|VALMONT INDS INC|BKCM|BNY Mellon Capital Markets LLC|2635
VMI|VALMONT INDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
VMI|VALMONT INDS INC|BLKX|INSTINET, LLC|25000
VMI|VALMONT INDS INC|BMOC|BMO Capital Markets Corp.|173
VMI|VALMONT INDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|785
VMI|VALMONT INDS INC|BTIG|BTIG, LLC|342
VMI|VALMONT INDS INC|BYXM|CBOE TRADING, INC.|100
VMI|VALMONT INDS INC|BZYD|GOLDMAN SACHS & CO. LLC|20
VMI|VALMONT INDS INC|CHAS|Charles Schwab & Co., Inc.|204
VMI|VALMONT INDS INC|CIST|Capital Institutional Services, Inc.|55
VMI|VALMONT INDS INC|CLSA|CLSA AMERICAS, LLC|660
VMI|VALMONT INDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16335
VMI|VALMONT INDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|68
VMI|VALMONT INDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|48028
VMI|VALMONT INDS INC|CTDL|Citadel Derivatives Group Llc|1354
VMI|VALMONT INDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7102
VMI|VALMONT INDS INC|DADA|D.A. Davidson & Co.|420
VMI|VALMONT INDS INC|DBAB|Deutsche Bank Securities Inc.|13113
VMI|VALMONT INDS INC|DBAX|Deutsche Bank Securities Inc.|51900
VMI|VALMONT INDS INC|DEAN|MORGAN STANLEY|271
VMI|VALMONT INDS INC|DEGS|RONIN PROFESSIONAL LLC|200
VMI|VALMONT INDS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1300
VMI|VALMONT INDS INC|EBXL|EBX LLC|11900
VMI|VALMONT INDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|926
VMI|VALMONT INDS INC|EDJO|Edward D. Jones & Co., L.P.|361
VMI|VALMONT INDS INC|EGAM|CBOE TRADING, INC.|398
VMI|VALMONT INDS INC|EGAW|CBOE TRADING, INC.|100
VMI|VALMONT INDS INC|EGXM|CBOE TRADING, INC.|862
VMI|VALMONT INDS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
VMI|VALMONT INDS INC|ETCC|Electronic Transaction Clearing, Inc.|148
VMI|VALMONT INDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15391
VMI|VALMONT INDS INC|ETRS|E*Trade Securities LLC|2059
VMI|VALMONT INDS INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1
VMI|VALMONT INDS INC|FINX|FINTECH SECURITIES|389
VMI|VALMONT INDS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
VMI|VALMONT INDS INC|FQLS|Quantlab Securities LP|21791
VMI|VALMONT INDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10090
VMI|VALMONT INDS INC|FTBR|Foliofn Investments, Inc.|373
VMI|VALMONT INDS INC|GLPX|ACS EXECUTION SERVICES, LLC|944
VMI|VALMONT INDS INC|GSCO|GOLDMAN SACHS & CO. LLC|33728
VMI|VALMONT INDS INC|GSCS|GOLDMAN SACHS & CO. LLC|100
VMI|VALMONT INDS INC|GSLT|GOLDMAN SACHS & CO. LLC|600
VMI|VALMONT INDS INC|GTSZ|GTS SECURITIES LLC|4310
VMI|VALMONT INDS INC|HPPX|POTAMUS TRADING, LLC|500
VMI|VALMONT INDS INC|HRBF|American Enterprise Investment Services Inc.|588
VMI|VALMONT INDS INC|HSBC|HSBC Securities, Inc.|99
VMI|VALMONT INDS INC|IATS|INTERACTIVE BROKERS LLC|140
VMI|VALMONT INDS INC|IBKR|Interactive Brokers Llc|417
VMI|VALMONT INDS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|27
VMI|VALMONT INDS INC|ICBX|INSTINET, LLC|17600
VMI|VALMONT INDS INC|IEQY|CITADEL SECURITIES LLC|6811
VMI|VALMONT INDS INC|INCA|INSTINET, LLC|23660
VMI|VALMONT INDS INC|INJX|INSTINET, LLC|1173
VMI|VALMONT INDS INC|ITGI|ITG Inc.|6405
VMI|VALMONT INDS INC|ITGP|ITG INC.|18000
VMI|VALMONT INDS INC|JANY|Janney Montgomery Scott Inc.|18
VMI|VALMONT INDS INC|JEFF|JEFFERIES LLC|4855
VMI|VALMONT INDS INC|JMPT|JUMP TRADING, LLC|62
VMI|VALMONT INDS INC|JPBX|J.P. MORGAN SECURITIES LLC|1363
VMI|VALMONT INDS INC|JPMX|J.P. Morgan Securities LLC|57838
VMI|VALMONT INDS INC|JSJX|JANE STREET CAPITAL LLC|734
VMI|VALMONT INDS INC|KCGM|VIRTU Americas LLC|12792
VMI|VALMONT INDS INC|LEHM|Barclays Capital Inc./Le|131685
VMI|VALMONT INDS INC|LIME|Lime Brokerage LLC|3795
VMI|VALMONT INDS INC|MACQ|Macquarie Capital (USA) Inc.|200
VMI|VALMONT INDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19000
VMI|VALMONT INDS INC|MSCO|MORGAN STANLEY & CO. LLC|93877
VMI|VALMONT INDS INC|MSPL|MORGAN STANLEY & CO. LLC|35800
VMI|VALMONT INDS INC|MSTX|MORGAN STANLEY & CO. LLC|800
VMI|VALMONT INDS INC|NEUB|NEUBERGER BERMAN BD LLC|270
VMI|VALMONT INDS INC|NFSC|National Financial Services LLC|5239
VMI|VALMONT INDS INC|NITE|VIRTU Americas LLC|32623
VMI|VALMONT INDS INC|NQRB|Brut, LLC|300
VMI|VALMONT INDS INC|PDQM|CODA MARKETS, INC.|4810
VMI|VALMONT INDS INC|PHLY|NASDAQ Execution Services, LLC|400
VMI|VALMONT INDS INC|RBCM|RBC CAPITAL MARKETS, LLC|654
VMI|VALMONT INDS INC|SBSH|Citigroup Global Markets Inc.|3785
VMI|VALMONT INDS INC|SGMT|GOLDMAN SACHS & CO. LLC|17247
VMI|VALMONT INDS INC|SPDR|SPEEDROUTE LLC|5802
VMI|VALMONT INDS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1465
VMI|VALMONT INDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|200
VMI|VALMONT INDS INC|STXG|Stockcross Financial Services, Inc.|2322
VMI|VALMONT INDS INC|SWIM|TD Ameritrade, Inc.|451
VMI|VALMONT INDS INC|SWST|Hilltop Securities Inc.|135
VMI|VALMONT INDS INC|TKNG|ALLY INVEST SECURITIES LLC|1
VMI|VALMONT INDS INC|TRBT|Tradebot Systems, Inc.|390
VMI|VALMONT INDS INC|TRCM|TRC MARKETS LLC|4614
VMI|VALMONT INDS INC|UBSS|UBS Securities LLC|107419
VMI|VALMONT INDS INC|VALX|VIRTU AMERICAS LLC|472
VMI|VALMONT INDS INC|VGRD|Vanguard Marketing Corporation|100
VMI|VALMONT INDS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|20
VMI|VALMONT INDS INC|WCHV|WELLS FARGO SECURITIES, LLC|4239
VMI|VALMONT INDS INC|WDNX|WEEDEN & CO.L.P.|2814
VMI|VALMONT INDS INC|WEED|Weeden & Co.L.P.|1782
VMI|VALMONT INDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44
VMI|VALMONT INDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1851
VMI|VALMONT INDS INC|WGIF|CIBC World Markets Inc.|5
VMI|VALMONT INDS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|81
VMI|VALMONT INDS INC|WSEA|WOLVERINE SECURITIES, LLC|140
VMI|VALMONT INDS INC|XIST|INSTINET, LLC|2400
VMI|VALMONT INDS INC|XPQR|Jump Trading|810
VMI|VALMONT INDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
VMIN|REX VOLMAXX SHORT VI|ALTX|Alternet Securities Inc.|500
VMIN|REX VOLMAXX SHORT VI|APCC|Apex Clearing Corporation|2097
VMIN|REX VOLMAXX SHORT VI|BATM|CBOE TRADING, INC.|10500
VMIN|REX VOLMAXX SHORT VI|CHAS|Charles Schwab & Co., Inc.|20
VMIN|REX VOLMAXX SHORT VI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
VMIN|REX VOLMAXX SHORT VI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1328
VMIN|REX VOLMAXX SHORT VI|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
VMIN|REX VOLMAXX SHORT VI|DBAX|Deutsche Bank Securities Inc.|1100
VMIN|REX VOLMAXX SHORT VI|EBXL|EBX LLC|700
VMIN|REX VOLMAXX SHORT VI|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
VMIN|REX VOLMAXX SHORT VI|EGXM|CBOE TRADING, INC.|700
VMIN|REX VOLMAXX SHORT VI|ETBE|Electronic Transaction Clearing, Inc.|100
VMIN|REX VOLMAXX SHORT VI|ETRS|E*Trade Securities LLC|81461
VMIN|REX VOLMAXX SHORT VI|FTBR|Foliofn Investments, Inc.|6676
VMIN|REX VOLMAXX SHORT VI|IATS|INTERACTIVE BROKERS LLC|16008
VMIN|REX VOLMAXX SHORT VI|IBKR|Interactive Brokers Llc|12436
VMIN|REX VOLMAXX SHORT VI|ICBX|INSTINET, LLC|900
VMIN|REX VOLMAXX SHORT VI|INCA|INSTINET, LLC|100
VMIN|REX VOLMAXX SHORT VI|ITGI|ITG Inc.|1002
VMIN|REX VOLMAXX SHORT VI|ITGP|ITG INC.|2600
VMIN|REX VOLMAXX SHORT VI|JPMX|J.P. Morgan Securities LLC|1000
VMIN|REX VOLMAXX SHORT VI|JSEB|JANE STREET EXECUTION SERVICES, LLC|38020
VMIN|REX VOLMAXX SHORT VI|JSJX|JANE STREET CAPITAL LLC|37730
VMIN|REX VOLMAXX SHORT VI|KCGM|VIRTU Americas LLC|505
VMIN|REX VOLMAXX SHORT VI|LEHM|Barclays Capital Inc./Le|1600
VMIN|REX VOLMAXX SHORT VI|LIME|Lime Brokerage LLC|100
VMIN|REX VOLMAXX SHORT VI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VMIN|REX VOLMAXX SHORT VI|MBTS|ALLY INVEST SECURITIES LLC|3100
VMIN|REX VOLMAXX SHORT VI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
VMIN|REX VOLMAXX SHORT VI|MOTF|MOTIF INVESTING, INC.|5
VMIN|REX VOLMAXX SHORT VI|MSCO|MORGAN STANLEY & CO. LLC|12893
VMIN|REX VOLMAXX SHORT VI|NFSC|National Financial Services LLC|180897
VMIN|REX VOLMAXX SHORT VI|NITE|VIRTU Americas LLC|139965
VMIN|REX VOLMAXX SHORT VI|RBCM|RBC CAPITAL MARKETS, LLC|14500
VMIN|REX VOLMAXX SHORT VI|SBSH|Citigroup Global Markets Inc.|2583
VMIN|REX VOLMAXX SHORT VI|SGMT|GOLDMAN SACHS & CO. LLC|1900
VMIN|REX VOLMAXX SHORT VI|SPDR|SPEEDROUTE LLC|600
VMIN|REX VOLMAXX SHORT VI|SWIM|TD Ameritrade, Inc.|40515
VMIN|REX VOLMAXX SHORT VI|SWST|Hilltop Securities Inc.|700
VMIN|REX VOLMAXX SHORT VI|TKNG|ALLY INVEST SECURITIES LLC|26923
VMIN|REX VOLMAXX SHORT VI|UBSA|UBS SECURITIES LLC|17977
VMIN|REX VOLMAXX SHORT VI|UBSS|UBS Securities LLC|19900
VMIN|REX VOLMAXX SHORT VI|VGRD|Vanguard Marketing Corporation|5049
VMIN|REX VOLMAXX SHORT VI|VSIN|Vision Financial Markets Llc|9000
VMIN|REX VOLMAXX SHORT VI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3741
VMIN|REX VOLMAXX SHORT VI|WGIF|CIBC World Markets Inc.|1500
VMIN|REX VOLMAXX SHORT VI|WSEA|WOLVERINE SECURITIES, LLC|7989
VMM|DEL INV MINN MUNI II|APCC|Apex Clearing Corporation|1
VMM|DEL INV MINN MUNI II|CHAS|Charles Schwab & Co., Inc.|1
VMM|DEL INV MINN MUNI II|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1300
VMM|DEL INV MINN MUNI II|DBAX|Deutsche Bank Securities Inc.|500
VMM|DEL INV MINN MUNI II|ECUT|CONVERGEX EXECUTION SOLUTIONS|1
VMM|DEL INV MINN MUNI II|EDJO|Edward D. Jones & Co., L.P.|4942
VMM|DEL INV MINN MUNI II|ETRS|E*Trade Securities LLC|141
VMM|DEL INV MINN MUNI II|FBSB|U.S. Bancorp Investments, Inc.|6
VMM|DEL INV MINN MUNI II|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5587
VMM|DEL INV MINN MUNI II|HRBF|American Enterprise Investment Services Inc.|7070
VMM|DEL INV MINN MUNI II|IATS|INTERACTIVE BROKERS LLC|103
VMM|DEL INV MINN MUNI II|IBKR|Interactive Brokers Llc|786
VMM|DEL INV MINN MUNI II|INCA|INSTINET, LLC|100
VMM|DEL INV MINN MUNI II|ITGI|ITG Inc.|5148
VMM|DEL INV MINN MUNI II|ITGP|ITG INC.|5400
VMM|DEL INV MINN MUNI II|JONE|JonesTrading|100
VMM|DEL INV MINN MUNI II|LEHM|Barclays Capital Inc./Le|200
VMM|DEL INV MINN MUNI II|LIME|Lime Brokerage LLC|100
VMM|DEL INV MINN MUNI II|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|144
VMM|DEL INV MINN MUNI II|MSCO|MORGAN STANLEY & CO. LLC|6716
VMM|DEL INV MINN MUNI II|MSPL|MORGAN STANLEY & CO. LLC|100
VMM|DEL INV MINN MUNI II|NFSC|National Financial Services LLC|14296
VMM|DEL INV MINN MUNI II|NITE|VIRTU Americas LLC|35939
VMM|DEL INV MINN MUNI II|OPCO|Oppenheimer & Co. Inc.|929
VMM|DEL INV MINN MUNI II|PWJC|UBS Financial Services, Inc.|9620
VMM|DEL INV MINN MUNI II|RBCM|RBC CAPITAL MARKETS, LLC|17582
VMM|DEL INV MINN MUNI II|STFL|Stifel, Nicolaus & Company, Incorporated|5144
VMM|DEL INV MINN MUNI II|SWIM|TD Ameritrade, Inc.|24
VMM|DEL INV MINN MUNI II|SWST|Hilltop Securities Inc.|4405
VMM|DEL INV MINN MUNI II|UBSA|UBS SECURITIES LLC|7117
VMM|DEL INV MINN MUNI II|UBSS|UBS Securities LLC|47404
VMM|DEL INV MINN MUNI II|VGRD|Vanguard Marketing Corporation|782
VMM|DEL INV MINN MUNI II|WCHV|WELLS FARGO SECURITIES, LLC|11437
VMM|DEL INV MINN MUNI II|WSEA|WOLVERINE SECURITIES, LLC|3
VMM|DEL INV MINN MUNI II|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21893
VMO|INVESCO MUNI OPP|ALTX|Alternet Securities Inc.|1362
VMO|INVESCO MUNI OPP|APCC|Apex Clearing Corporation|5
VMO|INVESCO MUNI OPP|BANK|Primevest Financial Services, Inc.|4000
VMO|INVESCO MUNI OPP|BARD|Robert W. Baird & Co. Incorporated|5653
VMO|INVESCO MUNI OPP|BATM|CBOE TRADING, INC.|6
VMO|INVESCO MUNI OPP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|824
VMO|INVESCO MUNI OPP|BTIG|BTIG, LLC|1790
VMO|INVESCO MUNI OPP|CHAS|Charles Schwab & Co., Inc.|1532
VMO|INVESCO MUNI OPP|CIST|Capital Institutional Services, Inc.|3100
VMO|INVESCO MUNI OPP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11638
VMO|INVESCO MUNI OPP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
VMO|INVESCO MUNI OPP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14244
VMO|INVESCO MUNI OPP|CTDL|Citadel Derivatives Group Llc|100
VMO|INVESCO MUNI OPP|DADA|D.A. Davidson & Co.|1
VMO|INVESCO MUNI OPP|DAVA|Davenport & Company LLC|1
VMO|INVESCO MUNI OPP|DBAX|Deutsche Bank Securities Inc.|7500
VMO|INVESCO MUNI OPP|DEAN|MORGAN STANLEY|3906
VMO|INVESCO MUNI OPP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32040
VMO|INVESCO MUNI OPP|EBXL|EBX LLC|12300
VMO|INVESCO MUNI OPP|ECUT|CONVERGEX EXECUTION SOLUTIONS|6300
VMO|INVESCO MUNI OPP|EDJO|Edward D. Jones & Co., L.P.|32855
VMO|INVESCO MUNI OPP|EGAM|CBOE TRADING, INC.|1654
VMO|INVESCO MUNI OPP|EGXM|CBOE TRADING, INC.|716
VMO|INVESCO MUNI OPP|ESPO|ESPOSITO SECURITIES, LLC|214
VMO|INVESCO MUNI OPP|ETRS|E*Trade Securities LLC|16945
VMO|INVESCO MUNI OPP|FBSB|U.S. Bancorp Investments, Inc.|15
VMO|INVESCO MUNI OPP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10225
VMO|INVESCO MUNI OPP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7087
VMO|INVESCO MUNI OPP|FTBR|Foliofn Investments, Inc.|36
VMO|INVESCO MUNI OPP|GLPX|ACS EXECUTION SERVICES, LLC|200
VMO|INVESCO MUNI OPP|GSCO|GOLDMAN SACHS & CO. LLC|2302
VMO|INVESCO MUNI OPP|GSCS|GOLDMAN SACHS & CO. LLC|100
VMO|INVESCO MUNI OPP|GSLT|GOLDMAN SACHS & CO. LLC|100
VMO|INVESCO MUNI OPP|GTSZ|GTS SECURITIES LLC|15
VMO|INVESCO MUNI OPP|HRBF|American Enterprise Investment Services Inc.|10000
VMO|INVESCO MUNI OPP|IATS|INTERACTIVE BROKERS LLC|1206
VMO|INVESCO MUNI OPP|IBKR|Interactive Brokers Llc|3464
VMO|INVESCO MUNI OPP|ICBX|INSTINET, LLC|800
VMO|INVESCO MUNI OPP|INCA|INSTINET, LLC|2025
VMO|INVESCO MUNI OPP|ITGI|ITG Inc.|3616
VMO|INVESCO MUNI OPP|ITGP|ITG INC.|6400
VMO|INVESCO MUNI OPP|JANY|Janney Montgomery Scott Inc.|2300
VMO|INVESCO MUNI OPP|JMPT|JUMP TRADING, LLC|200
VMO|INVESCO MUNI OPP|JONE|JonesTrading|773
VMO|INVESCO MUNI OPP|JPMX|J.P. Morgan Securities LLC|2000
VMO|INVESCO MUNI OPP|JSJX|JANE STREET CAPITAL LLC|862
VMO|INVESCO MUNI OPP|KCGM|VIRTU Americas LLC|4755
VMO|INVESCO MUNI OPP|LEHM|Barclays Capital Inc./Le|5200
VMO|INVESCO MUNI OPP|LIME|Lime Brokerage LLC|252
VMO|INVESCO MUNI OPP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
VMO|INVESCO MUNI OPP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
VMO|INVESCO MUNI OPP|MOTF|MOTIF INVESTING, INC.|1
VMO|INVESCO MUNI OPP|MSCO|MORGAN STANLEY & CO. LLC|37859
VMO|INVESCO MUNI OPP|MSPL|MORGAN STANLEY & CO. LLC|8200
VMO|INVESCO MUNI OPP|NFSC|National Financial Services LLC|106356
VMO|INVESCO MUNI OPP|NITE|VIRTU Americas LLC|169268
VMO|INVESCO MUNI OPP|NITP|VIRTU Americas LLC|400
VMO|INVESCO MUNI OPP|NQRB|Brut, LLC|1200
VMO|INVESCO MUNI OPP|NTRC|Northern Trust Securities, Inc.|4000
VMO|INVESCO MUNI OPP|OPCO|Oppenheimer & Co. Inc.|1250
VMO|INVESCO MUNI OPP|OTAA|OTA LLC|200
VMO|INVESCO MUNI OPP|PDQM|CODA MARKETS, INC.|1471
VMO|INVESCO MUNI OPP|PWJC|UBS Financial Services, Inc.|11718
VMO|INVESCO MUNI OPP|RBCM|RBC CAPITAL MARKETS, LLC|12124
VMO|INVESCO MUNI OPP|RGLD|Regal Securities, Inc|2120
VMO|INVESCO MUNI OPP|SBSH|Citigroup Global Markets Inc.|4482
VMO|INVESCO MUNI OPP|SGMT|GOLDMAN SACHS & CO. LLC|4602
VMO|INVESCO MUNI OPP|SPDR|SPEEDROUTE LLC|200
VMO|INVESCO MUNI OPP|SPHN|Stephens Inc.|14
VMO|INVESCO MUNI OPP|STFL|Stifel, Nicolaus & Company, Incorporated|30405
VMO|INVESCO MUNI OPP|SWIM|TD Ameritrade, Inc.|2307
VMO|INVESCO MUNI OPP|SWST|Hilltop Securities Inc.|2412
VMO|INVESCO MUNI OPP|TRBT|Tradebot Systems, Inc.|1186
VMO|INVESCO MUNI OPP|UBSA|UBS SECURITIES LLC|26685
VMO|INVESCO MUNI OPP|UBSS|UBS Securities LLC|127939
VMO|INVESCO MUNI OPP|VGRD|Vanguard Marketing Corporation|9663
VMO|INVESCO MUNI OPP|WBET|Wallachbeth Capital LLC|5886
VMO|INVESCO MUNI OPP|WCHV|WELLS FARGO SECURITIES, LLC|96908
VMO|INVESCO MUNI OPP|WEDB|WEDBUSH SECURITIES INC.|3955
VMO|INVESCO MUNI OPP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|673
VMO|INVESCO MUNI OPP|WSEA|WOLVERINE SECURITIES, LLC|2411
VMO|INVESCO MUNI OPP|YKNA|COMHAR CAPITAL MARKETS, LLC|700
VMO|INVESCO MUNI OPP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6575
VMOT|ALPHA ARCHITECT VALU|APCC|Apex Clearing Corporation|1977
VMOT|ALPHA ARCHITECT VALU|CHAS|Charles Schwab & Co., Inc.|1
VMOT|ALPHA ARCHITECT VALU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|964
VMOT|ALPHA ARCHITECT VALU|CSIN|Citadel Securities Institutional LLC|5000
VMOT|ALPHA ARCHITECT VALU|CTDL|Citadel Derivatives Group Llc|7234
VMOT|ALPHA ARCHITECT VALU|ETRS|E*Trade Securities LLC|2418
VMOT|ALPHA ARCHITECT VALU|FTBR|Foliofn Investments, Inc.|170
VMOT|ALPHA ARCHITECT VALU|GEBB|GLOBAL EXECUTION BROKERS, LP|300
VMOT|ALPHA ARCHITECT VALU|GSCO|GOLDMAN SACHS & CO. LLC|8350
VMOT|ALPHA ARCHITECT VALU|GTSZ|GTS SECURITIES LLC|203
VMOT|ALPHA ARCHITECT VALU|IATS|INTERACTIVE BROKERS LLC|3789
VMOT|ALPHA ARCHITECT VALU|IBKR|Interactive Brokers Llc|14418
VMOT|ALPHA ARCHITECT VALU|INCA|INSTINET, LLC|127
VMOT|ALPHA ARCHITECT VALU|JSJX|JANE STREET CAPITAL LLC|35077
VMOT|ALPHA ARCHITECT VALU|LEHM|Barclays Capital Inc./Le|200
VMOT|ALPHA ARCHITECT VALU|LIME|Lime Brokerage LLC|100
VMOT|ALPHA ARCHITECT VALU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
VMOT|ALPHA ARCHITECT VALU|MSCO|MORGAN STANLEY & CO. LLC|973
VMOT|ALPHA ARCHITECT VALU|NFSC|National Financial Services LLC|13341
VMOT|ALPHA ARCHITECT VALU|NITE|VIRTU Americas LLC|26948
VMOT|ALPHA ARCHITECT VALU|PDQM|CODA MARKETS, INC.|249
VMOT|ALPHA ARCHITECT VALU|RBCM|RBC CAPITAL MARKETS, LLC|1658
VMOT|ALPHA ARCHITECT VALU|SGMT|GOLDMAN SACHS & CO. LLC|70
VMOT|ALPHA ARCHITECT VALU|SWIM|TD Ameritrade, Inc.|823
VMOT|ALPHA ARCHITECT VALU|UBSA|UBS SECURITIES LLC|5594
VMOT|ALPHA ARCHITECT VALU|UBSS|UBS Securities LLC|2619
VMOT|ALPHA ARCHITECT VALU|VGRD|Vanguard Marketing Corporation|375
VMOT|ALPHA ARCHITECT VALU|WCHV|WELLS FARGO SECURITIES, LLC|729
VMOT|ALPHA ARCHITECT VALU|WSEA|WOLVERINE SECURITIES, LLC|25
VMOT|ALPHA ARCHITECT VALU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|40064
VMW|VMWARE, INC.|ACPL|American Capital Partners, LLC|100
VMW|VMWARE, INC.|AGIS|Aegis Capital Corp.|3850
VMW|VMWARE, INC.|ALTX|Alternet Securities Inc.|14368
VMW|VMWARE, INC.|APCC|Apex Clearing Corporation|8718
VMW|VMWARE, INC.|BANK|Primevest Financial Services, Inc.|148
VMW|VMWARE, INC.|BARD|Robert W. Baird & Co. Incorporated|1538
VMW|VMWARE, INC.|BATM|CBOE TRADING, INC.|38221
VMW|VMWARE, INC.|BAYT|BTIG, LLC|31000
VMW|VMWARE, INC.|BBNT|BB&T SECURITIES, LLC|495
VMW|VMWARE, INC.|BERN|Sanford C. Bernstein & Co., LLC|120067
VMW|VMWARE, INC.|BIMI|Banca IMI Securities Corp.|482
VMW|VMWARE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14585
VMW|VMWARE, INC.|BLKX|INSTINET, LLC|92844
VMW|VMWARE, INC.|BMOC|BMO Capital Markets Corp.|2101
VMW|VMWARE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|604
VMW|VMWARE, INC.|BRGE|Newbridge Securities Corp.|867
VMW|VMWARE, INC.|BTIG|BTIG, LLC|12958
VMW|VMWARE, INC.|BYXM|CBOE TRADING, INC.|4485
VMW|VMWARE, INC.|CABR|Cabrera Capital Markets, Inc.|17
VMW|VMWARE, INC.|CANT|Cantor Fitzgerald & Co.|1020
VMW|VMWARE, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|198400
VMW|VMWARE, INC.|CHAS|Charles Schwab & Co., Inc.|3618
VMW|VMWARE, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|9236
VMW|VMWARE, INC.|CICF|Canaccord Genuity Corp.|100
VMW|VMWARE, INC.|CIST|Capital Institutional Services, Inc.|1408
VMW|VMWARE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|147245
VMW|VMWARE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|963
VMW|VMWARE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25254
VMW|VMWARE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|808876
VMW|VMWARE, INC.|CTDL|Citadel Derivatives Group Llc|7045
VMW|VMWARE, INC.|CTLR|CUTLER GROUP, LP|9336
VMW|VMWARE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|79232
VMW|VMWARE, INC.|DADA|D.A. Davidson & Co.|757
VMW|VMWARE, INC.|DAWA|Daiwa Capital Markets America Inc.|1675
VMW|VMWARE, INC.|DBAB|Deutsche Bank Securities Inc.|695263
VMW|VMWARE, INC.|DBAX|Deutsche Bank Securities Inc.|610900
VMW|VMWARE, INC.|DBUL|Deutsche Bank Securities Inc.|2587
VMW|VMWARE, INC.|DCHF|Dart Executions, LLC|7287
VMW|VMWARE, INC.|DEAN|MORGAN STANLEY|16526
VMW|VMWARE, INC.|DEGS|RONIN PROFESSIONAL LLC|900
VMW|VMWARE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1387
VMW|VMWARE, INC.|DRWK|DRW SECURITIES, L.L.C.|820
VMW|VMWARE, INC.|EBXL|EBX LLC|367100
VMW|VMWARE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|26214
VMW|VMWARE, INC.|EDJC|Edward Jones / CDS|518
VMW|VMWARE, INC.|EDJO|Edward D. Jones & Co., L.P.|8505
VMW|VMWARE, INC.|EGAM|CBOE TRADING, INC.|42016
VMW|VMWARE, INC.|EGAW|CBOE TRADING, INC.|21
VMW|VMWARE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|5881
VMW|VMWARE, INC.|EGXM|CBOE TRADING, INC.|22514
VMW|VMWARE, INC.|EGXW|CBOE TRADING, INC.|1349
VMW|VMWARE, INC.|ELEV|ELEVATION, LLC|2200
VMW|VMWARE, INC.|EROM|Eroom Securities L.L.C.|450
VMW|VMWARE, INC.|ESPO|ESPOSITO SECURITIES, LLC|79
VMW|VMWARE, INC.|ETBE|Electronic Transaction Clearing, Inc.|57683
VMW|VMWARE, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
VMW|VMWARE, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|4
VMW|VMWARE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|96247
VMW|VMWARE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|310
VMW|VMWARE, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|316
VMW|VMWARE, INC.|ETRS|E*Trade Securities LLC|691447
VMW|VMWARE, INC.|FBSB|U.S. Bancorp Investments, Inc.|111
VMW|VMWARE, INC.|FILL|Tradestation Securities, Inc.|25655
VMW|VMWARE, INC.|FINX|FINTECH SECURITIES|50
VMW|VMWARE, INC.|FMAF|NBCN Inc./ CDS|1575
VMW|VMWARE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3255
VMW|VMWARE, INC.|FQLS|Quantlab Securities LP|428694
VMW|VMWARE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161298
VMW|VMWARE, INC.|FTBR|Foliofn Investments, Inc.|1000
VMW|VMWARE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|87012
VMW|VMWARE, INC.|GLIS|TD Securities Inc|329
VMW|VMWARE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|195866
VMW|VMWARE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|967271
VMW|VMWARE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|20773
VMW|VMWARE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|26334
VMW|VMWARE, INC.|GTSZ|GTS SECURITIES LLC|140049
VMW|VMWARE, INC.|HAPX|HAP Trading, LLC|181
VMW|VMWARE, INC.|HRBF|American Enterprise Investment Services Inc.|8061
VMW|VMWARE, INC.|HSBC|HSBC Securities, Inc.|38694
VMW|VMWARE, INC.|IATS|INTERACTIVE BROKERS LLC|35509
VMW|VMWARE, INC.|IBKR|Interactive Brokers Llc|24394
VMW|VMWARE, INC.|IBSJ|Integrity Brokerage Services, Inc.|800
VMW|VMWARE, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|50
VMW|VMWARE, INC.|ICBX|INSTINET, LLC|96865
VMW|VMWARE, INC.|INCA|INSTINET, LLC|557026
VMW|VMWARE, INC.|INJX|INSTINET, LLC|7322
VMW|VMWARE, INC.|ITGI|ITG Inc.|84867
VMW|VMWARE, INC.|ITGP|ITG INC.|278800
VMW|VMWARE, INC.|JANY|Janney Montgomery Scott Inc.|1373
VMW|VMWARE, INC.|JEFF|JEFFERIES LLC|108142
VMW|VMWARE, INC.|JMPT|JUMP TRADING, LLC|67924
VMW|VMWARE, INC.|JONE|JonesTrading|1746
VMW|VMWARE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|301795
VMW|VMWARE, INC.|JPMX|J.P. Morgan Securities LLC|1263491
VMW|VMWARE, INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|3200
VMW|VMWARE, INC.|JSJX|JANE STREET CAPITAL LLC|15786
VMW|VMWARE, INC.|JUTA|JUMP TRADING, LLC|852
VMW|VMWARE, INC.|KCGM|VIRTU Americas LLC|103076
VMW|VMWARE, INC.|LEHM|Barclays Capital Inc./Le|1181005
VMW|VMWARE, INC.|LIME|Lime Brokerage LLC|34048
VMW|VMWARE, INC.|LIWE|LIME BROKERAGE LLC|1434
VMW|VMWARE, INC.|LOOP|Loop Capital Markets LLC|1753
VMW|VMWARE, INC.|LQNA|LIQUIDNET, INC.|206600
VMW|VMWARE, INC.|LSCI|Lek Securities Corporation|129508
VMW|VMWARE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|433
VMW|VMWARE, INC.|MACC|Mid Atlantic Capital Corporation|117
VMW|VMWARE, INC.|MACQ|Macquarie Capital (USA) Inc.|7300
VMW|VMWARE, INC.|MAXM|Maxim Group LLC|1369
VMW|VMWARE, INC.|MBTS|ALLY INVEST SECURITIES LLC|2088
VMW|VMWARE, INC.|MCMF|Raymond James Ltd. Cds|80
VMW|VMWARE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|207422
VMW|VMWARE, INC.|MOTF|MOTIF INVESTING, INC.|168
VMW|VMWARE, INC.|MPSG|E D & F Man Capital Markets Inc.|319
VMW|VMWARE, INC.|MSCO|MORGAN STANLEY & CO. LLC|2430987
VMW|VMWARE, INC.|MSPL|MORGAN STANLEY & CO. LLC|567600
VMW|VMWARE, INC.|MSTX|MORGAN STANLEY & CO. LLC|386700
VMW|VMWARE, INC.|NATL|National Securities Corporation|182
VMW|VMWARE, INC.|NFSC|National Financial Services LLC|278277
VMW|VMWARE, INC.|NITE|VIRTU Americas LLC|724048
VMW|VMWARE, INC.|NITP|VIRTU Americas LLC|436
VMW|VMWARE, INC.|NMRA|Nomura Securities International, Inc.|900
VMW|VMWARE, INC.|NQRB|Brut, LLC|18375
VMW|VMWARE, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|375
VMW|VMWARE, INC.|NTRC|Northern Trust Securities, Inc.|40
VMW|VMWARE, INC.|OHOS|TWO SIGMA SECURITIES, LLC|67727
VMW|VMWARE, INC.|OPCO|Oppenheimer & Co. Inc.|4572
VMW|VMWARE, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|100
VMW|VMWARE, INC.|PCPT|PHILLIP CAPITAL INC.|437
VMW|VMWARE, INC.|PDQM|CODA MARKETS, INC.|352115
VMW|VMWARE, INC.|PHLY|NASDAQ Execution Services, LLC|17200
VMW|VMWARE, INC.|PWJC|UBS Financial Services, Inc.|2454
VMW|VMWARE, INC.|QMSR|QUATTRO M SECURITIES INC.|11987
VMW|VMWARE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|17307
VMW|VMWARE, INC.|RGLD|Regal Securities, Inc|1
VMW|VMWARE, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|304
VMW|VMWARE, INC.|ROTH|Roth Capital Partners, LLC|6250
VMW|VMWARE, INC.|SAGL|SAGETRADER, LLC|138844
VMW|VMWARE, INC.|SALI|INTL FCSTONE FINANCIAL INC.|553
VMW|VMWARE, INC.|SBRX|MURIEL SIEBERT & CO INC|50
VMW|VMWARE, INC.|SBSH|Citigroup Global Markets Inc.|225715
VMW|VMWARE, INC.|SEIC|SEI Investments Distribution Co.|452
VMW|VMWARE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|270881
VMW|VMWARE, INC.|SHMR|ABN Amro Clearing LLC|25
VMW|VMWARE, INC.|SIBO|Prime Executions, Inc.|24220
VMW|VMWARE, INC.|SPDR|SPEEDROUTE LLC|46787
VMW|VMWARE, INC.|SPHN|Stephens Inc.|1575
VMW|VMWARE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4394
VMW|VMWARE, INC.|STKP|STOCKPILE INVESTMENTS, INC.|30
VMW|VMWARE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3219
VMW|VMWARE, INC.|SWIM|TD Ameritrade, Inc.|135063
VMW|VMWARE, INC.|SWST|Hilltop Securities Inc.|2528
VMW|VMWARE, INC.|TAGC|TELSEY ADVISORY GROUP LLC|291
VMW|VMWARE, INC.|TKNG|ALLY INVEST SECURITIES LLC|4600
VMW|VMWARE, INC.|TRBT|Tradebot Systems, Inc.|317766
VMW|VMWARE, INC.|TRCM|TRC MARKETS LLC|174467
VMW|VMWARE, INC.|TWTT|TASTYWORKS, INC.|2016
VMW|VMWARE, INC.|UBSA|UBS SECURITIES LLC|1068157
VMW|VMWARE, INC.|UBSS|UBS Securities LLC|1466234
VMW|VMWARE, INC.|UFPA|UNITED FIRST PARTNERS LLC|9840
VMW|VMWARE, INC.|VALX|VIRTU AMERICAS LLC|35901
VMW|VMWARE, INC.|VERT|The Vertical Trading Group, LLC|100
VMW|VMWARE, INC.|VGRD|Vanguard Marketing Corporation|12277
VMW|VMWARE, INC.|VSIN|Vision Financial Markets Llc|1
VMW|VMWARE, INC.|WABR|Wall Street Access|3600
VMW|VMWARE, INC.|WBLR|WILLIAM BLAIR|911
VMW|VMWARE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|5599
VMW|VMWARE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|103655
VMW|VMWARE, INC.|WDNX|WEEDEN & CO.L.P.|666
VMW|VMWARE, INC.|WEDB|WEDBUSH SECURITIES INC.|17686
VMW|VMWARE, INC.|WEED|Weeden & Co.L.P.|8999
VMW|VMWARE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|108130
VMW|VMWARE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48806
VMW|VMWARE, INC.|WGIF|CIBC World Markets Inc.|1580
VMW|VMWARE, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
VMW|VMWARE, INC.|WORD|Worden Capital Management LLC|2050
VMW|VMWARE, INC.|WSEA|WOLVERINE SECURITIES, LLC|13117
VMW|VMWARE, INC.|XIST|INSTINET, LLC|50236
VMW|VMWARE, INC.|XPQR|Jump Trading|600
VMW|VMWARE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|88430
VMW|VMWARE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|19101
VMW|VMWARE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5904
VNCE|VINCE HOLDING CORP.|ALTX|Alternet Securities Inc.|100
VNCE|VINCE HOLDING CORP.|APCC|Apex Clearing Corporation|404
VNCE|VINCE HOLDING CORP.|BARD|Robert W. Baird & Co. Incorporated|566
VNCE|VINCE HOLDING CORP.|BATM|CBOE TRADING, INC.|780
VNCE|VINCE HOLDING CORP.|BAYT|BTIG, LLC|1100
VNCE|VINCE HOLDING CORP.|BIAD|SAGETRADER, LLC|100
VNCE|VINCE HOLDING CORP.|BYXM|CBOE TRADING, INC.|86
VNCE|VINCE HOLDING CORP.|CHAS|Charles Schwab & Co., Inc.|550
VNCE|VINCE HOLDING CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1020
VNCE|VINCE HOLDING CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|265
VNCE|VINCE HOLDING CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7325
VNCE|VINCE HOLDING CORP.|CTDL|Citadel Derivatives Group Llc|10
VNCE|VINCE HOLDING CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
VNCE|VINCE HOLDING CORP.|DBAB|Deutsche Bank Securities Inc.|500
VNCE|VINCE HOLDING CORP.|DBAX|Deutsche Bank Securities Inc.|2100
VNCE|VINCE HOLDING CORP.|DEGS|RONIN PROFESSIONAL LLC|3598
VNCE|VINCE HOLDING CORP.|EBXL|EBX LLC|3700
VNCE|VINCE HOLDING CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
VNCE|VINCE HOLDING CORP.|EGAM|CBOE TRADING, INC.|700
VNCE|VINCE HOLDING CORP.|EGXM|CBOE TRADING, INC.|2
VNCE|VINCE HOLDING CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1116
VNCE|VINCE HOLDING CORP.|ETRS|E*Trade Securities LLC|38381
VNCE|VINCE HOLDING CORP.|FILL|Tradestation Securities, Inc.|2630
VNCE|VINCE HOLDING CORP.|FMAF|NBCN Inc./ CDS|116
VNCE|VINCE HOLDING CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8713
VNCE|VINCE HOLDING CORP.|FTBR|Foliofn Investments, Inc.|7060
VNCE|VINCE HOLDING CORP.|GLPX|ACS EXECUTION SERVICES, LLC|1086
VNCE|VINCE HOLDING CORP.|GSCO|GOLDMAN SACHS & CO. LLC|9756
VNCE|VINCE HOLDING CORP.|GSCS|GOLDMAN SACHS & CO. LLC|12761
VNCE|VINCE HOLDING CORP.|GSLT|GOLDMAN SACHS & CO. LLC|16
VNCE|VINCE HOLDING CORP.|GTSZ|GTS SECURITIES LLC|1925
VNCE|VINCE HOLDING CORP.|IATS|INTERACTIVE BROKERS LLC|9973
VNCE|VINCE HOLDING CORP.|IBKR|Interactive Brokers Llc|17417
VNCE|VINCE HOLDING CORP.|ICBX|INSTINET, LLC|3200
VNCE|VINCE HOLDING CORP.|INCA|INSTINET, LLC|1785
VNCE|VINCE HOLDING CORP.|INJX|INSTINET, LLC|800
VNCE|VINCE HOLDING CORP.|ITGI|ITG Inc.|1868
VNCE|VINCE HOLDING CORP.|ITGP|ITG INC.|1200
VNCE|VINCE HOLDING CORP.|JEFF|JEFFERIES LLC|300
VNCE|VINCE HOLDING CORP.|JPMX|J.P. Morgan Securities LLC|5900
VNCE|VINCE HOLDING CORP.|JSJX|JANE STREET CAPITAL LLC|200
VNCE|VINCE HOLDING CORP.|KCGM|VIRTU Americas LLC|1900
VNCE|VINCE HOLDING CORP.|LEHM|Barclays Capital Inc./Le|6112
VNCE|VINCE HOLDING CORP.|LIME|Lime Brokerage LLC|6682
VNCE|VINCE HOLDING CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
VNCE|VINCE HOLDING CORP.|MOTF|MOTIF INVESTING, INC.|2
VNCE|VINCE HOLDING CORP.|MSCO|MORGAN STANLEY & CO. LLC|37602
VNCE|VINCE HOLDING CORP.|MSPL|MORGAN STANLEY & CO. LLC|7700
VNCE|VINCE HOLDING CORP.|NFSC|National Financial Services LLC|73536
VNCE|VINCE HOLDING CORP.|NITE|VIRTU Americas LLC|203303
VNCE|VINCE HOLDING CORP.|PDQM|CODA MARKETS, INC.|186
VNCE|VINCE HOLDING CORP.|RILY|B. RILEY FBR, INC.|800
VNCE|VINCE HOLDING CORP.|SBSH|Citigroup Global Markets Inc.|250
VNCE|VINCE HOLDING CORP.|SGMT|GOLDMAN SACHS & CO. LLC|4537
VNCE|VINCE HOLDING CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|100
VNCE|VINCE HOLDING CORP.|SWIM|TD Ameritrade, Inc.|119731
VNCE|VINCE HOLDING CORP.|TKNG|ALLY INVEST SECURITIES LLC|2270
VNCE|VINCE HOLDING CORP.|TRBT|Tradebot Systems, Inc.|676
VNCE|VINCE HOLDING CORP.|TRCM|TRC MARKETS LLC|257
VNCE|VINCE HOLDING CORP.|UBSA|UBS SECURITIES LLC|26217
VNCE|VINCE HOLDING CORP.|UBSS|UBS Securities LLC|41306
VNCE|VINCE HOLDING CORP.|VALX|VIRTU AMERICAS LLC|2004
VNCE|VINCE HOLDING CORP.|VGRD|Vanguard Marketing Corporation|3684
VNCE|VINCE HOLDING CORP.|WBLR|WILLIAM BLAIR|197
VNCE|VINCE HOLDING CORP.|WCHV|WELLS FARGO SECURITIES, LLC|5304
VNCE|VINCE HOLDING CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|219
VNCE|VINCE HOLDING CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10
VNCE|VINCE HOLDING CORP.|WGIF|CIBC World Markets Inc.|60
VNCE|VINCE HOLDING CORP.|WSEA|WOLVERINE SECURITIES, LLC|563
VNCE|VINCE HOLDING CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|50
VNDA|VANDA PHARMACEUTICAL|ADAM|CANACCORD GENUITY INC.|127
VNDA|VANDA PHARMACEUTICAL|APCC|Apex Clearing Corporation|66
VNDA|VANDA PHARMACEUTICAL|BATM|CBOE TRADING, INC.|102
VNDA|VANDA PHARMACEUTICAL|BERN|Sanford C. Bernstein & Co., LLC|22609
VNDA|VANDA PHARMACEUTICAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|194
VNDA|VANDA PHARMACEUTICAL|BLKX|INSTINET, LLC|10000
VNDA|VANDA PHARMACEUTICAL|BMOC|BMO Capital Markets Corp.|7583
VNDA|VANDA PHARMACEUTICAL|BNPX|BNP PARIBAS SECURITIES CORP.|13858
VNDA|VANDA PHARMACEUTICAL|BTIG|BTIG, LLC|18684
VNDA|VANDA PHARMACEUTICAL|CHAS|Charles Schwab & Co., Inc.|1150
VNDA|VANDA PHARMACEUTICAL|CIST|Capital Institutional Services, Inc.|612
VNDA|VANDA PHARMACEUTICAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25808
VNDA|VANDA PHARMACEUTICAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|73650
VNDA|VANDA PHARMACEUTICAL|CTDL|Citadel Derivatives Group Llc|13869
VNDA|VANDA PHARMACEUTICAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|15840
VNDA|VANDA PHARMACEUTICAL|DBAB|Deutsche Bank Securities Inc.|365870
VNDA|VANDA PHARMACEUTICAL|DBAX|Deutsche Bank Securities Inc.|38800
VNDA|VANDA PHARMACEUTICAL|DBUL|Deutsche Bank Securities Inc.|1200
VNDA|VANDA PHARMACEUTICAL|DEAN|MORGAN STANLEY|11958
VNDA|VANDA PHARMACEUTICAL|DEGS|RONIN PROFESSIONAL LLC|300
VNDA|VANDA PHARMACEUTICAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2709
VNDA|VANDA PHARMACEUTICAL|EBXL|EBX LLC|47100
VNDA|VANDA PHARMACEUTICAL|EDJO|Edward D. Jones & Co., L.P.|326
VNDA|VANDA PHARMACEUTICAL|EGAM|CBOE TRADING, INC.|7480
VNDA|VANDA PHARMACEUTICAL|EGMT|EG MARKET TECHNOLOGIES LLC|96
VNDA|VANDA PHARMACEUTICAL|EGXM|CBOE TRADING, INC.|133
VNDA|VANDA PHARMACEUTICAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|107
VNDA|VANDA PHARMACEUTICAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19615
VNDA|VANDA PHARMACEUTICAL|ETRS|E*Trade Securities LLC|11036
VNDA|VANDA PHARMACEUTICAL|FBCO|Credit Suisse Securities (USA) LLC|194335
VNDA|VANDA PHARMACEUTICAL|FILL|Tradestation Securities, Inc.|200
VNDA|VANDA PHARMACEUTICAL|FMAF|NBCN Inc./ CDS|700
VNDA|VANDA PHARMACEUTICAL|FMCO|First Manhattan Co|316079
VNDA|VANDA PHARMACEUTICAL|FOMA|TD AMERITRADE CLEARING, INC.|33487
VNDA|VANDA PHARMACEUTICAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|310
VNDA|VANDA PHARMACEUTICAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18156
VNDA|VANDA PHARMACEUTICAL|FTBR|Foliofn Investments, Inc.|203
VNDA|VANDA PHARMACEUTICAL|GEBB|GLOBAL EXECUTION BROKERS, LP|25051
VNDA|VANDA PHARMACEUTICAL|GLPX|ACS EXECUTION SERVICES, LLC|4935
VNDA|VANDA PHARMACEUTICAL|GSCO|GOLDMAN SACHS & CO. LLC|692271
VNDA|VANDA PHARMACEUTICAL|GSCS|GOLDMAN SACHS & CO. LLC|22383
VNDA|VANDA PHARMACEUTICAL|GSLT|GOLDMAN SACHS & CO. LLC|2506
VNDA|VANDA PHARMACEUTICAL|GTSZ|GTS SECURITIES LLC|14803
VNDA|VANDA PHARMACEUTICAL|HAPX|HAP Trading, LLC|1452
VNDA|VANDA PHARMACEUTICAL|HRBF|American Enterprise Investment Services Inc.|2749
VNDA|VANDA PHARMACEUTICAL|IBKR|Interactive Brokers Llc|22653
VNDA|VANDA PHARMACEUTICAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|104
VNDA|VANDA PHARMACEUTICAL|ICBX|INSTINET, LLC|11700
VNDA|VANDA PHARMACEUTICAL|IEQY|CITADEL SECURITIES LLC|44246
VNDA|VANDA PHARMACEUTICAL|INCA|INSTINET, LLC|107942
VNDA|VANDA PHARMACEUTICAL|INJX|INSTINET, LLC|132749
VNDA|VANDA PHARMACEUTICAL|ITGI|ITG Inc.|30331
VNDA|VANDA PHARMACEUTICAL|ITGP|ITG INC.|49400
VNDA|VANDA PHARMACEUTICAL|JEFF|JEFFERIES LLC|71025
VNDA|VANDA PHARMACEUTICAL|JMPT|JUMP TRADING, LLC|810
VNDA|VANDA PHARMACEUTICAL|JPBX|J.P. MORGAN SECURITIES LLC|24999
VNDA|VANDA PHARMACEUTICAL|JPMX|J.P. Morgan Securities LLC|185466
VNDA|VANDA PHARMACEUTICAL|KCGM|VIRTU Americas LLC|38984
VNDA|VANDA PHARMACEUTICAL|LEER|LEERINK PARTNERS LLC|3630
VNDA|VANDA PHARMACEUTICAL|LEHM|Barclays Capital Inc./Le|515459
VNDA|VANDA PHARMACEUTICAL|LIME|Lime Brokerage LLC|199324
VNDA|VANDA PHARMACEUTICAL|LMGP|LIME BROKERAGE LLC|974
VNDA|VANDA PHARMACEUTICAL|LQNA|LIQUIDNET, INC.|15000
VNDA|VANDA PHARMACEUTICAL|LTCO|Ladenburg, Thalmann & Co., Inc.|5100
VNDA|VANDA PHARMACEUTICAL|MAXM|Maxim Group LLC|2764
VNDA|VANDA PHARMACEUTICAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|118826
VNDA|VANDA PHARMACEUTICAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2270
VNDA|VANDA PHARMACEUTICAL|MSCO|MORGAN STANLEY & CO. LLC|1246071
VNDA|VANDA PHARMACEUTICAL|MSPL|MORGAN STANLEY & CO. LLC|15700
VNDA|VANDA PHARMACEUTICAL|MSTX|MORGAN STANLEY & CO. LLC|62600
VNDA|VANDA PHARMACEUTICAL|NFSC|National Financial Services LLC|24261
VNDA|VANDA PHARMACEUTICAL|NITE|VIRTU Americas LLC|64443
VNDA|VANDA PHARMACEUTICAL|NITP|VIRTU Americas LLC|3799
VNDA|VANDA PHARMACEUTICAL|NQRB|Brut, LLC|2100
VNDA|VANDA PHARMACEUTICAL|OPCO|Oppenheimer & Co. Inc.|6380
VNDA|VANDA PHARMACEUTICAL|PDQM|CODA MARKETS, INC.|24438
VNDA|VANDA PHARMACEUTICAL|PWJC|UBS Financial Services, Inc.|500
VNDA|VANDA PHARMACEUTICAL|RAJA|Raymond James & Associates, Inc.|1310
VNDA|VANDA PHARMACEUTICAL|SAGL|SAGETRADER, LLC|100
VNDA|VANDA PHARMACEUTICAL|SAGW|SAGETRADER, LLC|1003
VNDA|VANDA PHARMACEUTICAL|SBSH|Citigroup Global Markets Inc.|167563
VNDA|VANDA PHARMACEUTICAL|SGMT|GOLDMAN SACHS & CO. LLC|79728
VNDA|VANDA PHARMACEUTICAL|SPDR|SPEEDROUTE LLC|2018
VNDA|VANDA PHARMACEUTICAL|STFL|Stifel, Nicolaus & Company, Incorporated|60
VNDA|VANDA PHARMACEUTICAL|SWIM|TD Ameritrade, Inc.|6721
VNDA|VANDA PHARMACEUTICAL|SWST|Hilltop Securities Inc.|462
VNDA|VANDA PHARMACEUTICAL|TKNG|ALLY INVEST SECURITIES LLC|150
VNDA|VANDA PHARMACEUTICAL|TRBT|Tradebot Systems, Inc.|24398
VNDA|VANDA PHARMACEUTICAL|TRCM|TRC MARKETS LLC|83473
VNDA|VANDA PHARMACEUTICAL|UBSA|UBS SECURITIES LLC|327827
VNDA|VANDA PHARMACEUTICAL|UBSS|UBS Securities LLC|837531
VNDA|VANDA PHARMACEUTICAL|VALX|VIRTU AMERICAS LLC|70081
VNDA|VANDA PHARMACEUTICAL|VGRD|Vanguard Marketing Corporation|10497
VNDA|VANDA PHARMACEUTICAL|WBPX|SUMMIT SECURITIES GROUP, LLC|900
VNDA|VANDA PHARMACEUTICAL|WCHV|WELLS FARGO SECURITIES, LLC|9924
VNDA|VANDA PHARMACEUTICAL|WEED|Weeden & Co.L.P.|2000
VNDA|VANDA PHARMACEUTICAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5039
VNDA|VANDA PHARMACEUTICAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1789
VNDA|VANDA PHARMACEUTICAL|WSEA|WOLVERINE SECURITIES, LLC|351
VNDA|VANDA PHARMACEUTICAL|XIST|INSTINET, LLC|31046
VNDA|VANDA PHARMACEUTICAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|5200
VNET|21VIANET GROUP, INC.|ALTX|Alternet Securities Inc.|5800
VNET|21VIANET GROUP, INC.|APCC|Apex Clearing Corporation|20674
VNET|21VIANET GROUP, INC.|BATM|CBOE TRADING, INC.|1960
VNET|21VIANET GROUP, INC.|BAYT|BTIG, LLC|54978
VNET|21VIANET GROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|2300
VNET|21VIANET GROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5453
VNET|21VIANET GROUP, INC.|BLKX|INSTINET, LLC|127462
VNET|21VIANET GROUP, INC.|BMOC|BMO Capital Markets Corp.|2178
VNET|21VIANET GROUP, INC.|BTIG|BTIG, LLC|492801
VNET|21VIANET GROUP, INC.|BYXM|CBOE TRADING, INC.|3805
VNET|21VIANET GROUP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|4695
VNET|21VIANET GROUP, INC.|CANT|Cantor Fitzgerald & Co.|940
VNET|21VIANET GROUP, INC.|CHAS|Charles Schwab & Co., Inc.|3150
VNET|21VIANET GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133928
VNET|21VIANET GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3675
VNET|21VIANET GROUP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
VNET|21VIANET GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|167567
VNET|21VIANET GROUP, INC.|CTDL|Citadel Derivatives Group Llc|27454
VNET|21VIANET GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|17938
VNET|21VIANET GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|325433
VNET|21VIANET GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|190700
VNET|21VIANET GROUP, INC.|DBUL|Deutsche Bank Securities Inc.|3451
VNET|21VIANET GROUP, INC.|DEAN|MORGAN STANLEY|22423
VNET|21VIANET GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|19694
VNET|21VIANET GROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7500
VNET|21VIANET GROUP, INC.|EBXL|EBX LLC|94300
VNET|21VIANET GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|116309
VNET|21VIANET GROUP, INC.|EGAM|CBOE TRADING, INC.|17327
VNET|21VIANET GROUP, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
VNET|21VIANET GROUP, INC.|EGXM|CBOE TRADING, INC.|5777
VNET|21VIANET GROUP, INC.|ETBE|Electronic Transaction Clearing, Inc.|27479
VNET|21VIANET GROUP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13798
VNET|21VIANET GROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6249
VNET|21VIANET GROUP, INC.|ETRS|E*Trade Securities LLC|173593
VNET|21VIANET GROUP, INC.|FBCO|Credit Suisse Securities (USA) LLC|184146
VNET|21VIANET GROUP, INC.|FILL|Tradestation Securities, Inc.|2818
VNET|21VIANET GROUP, INC.|FMAF|NBCN Inc./ CDS|1300
VNET|21VIANET GROUP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|252896
VNET|21VIANET GROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1400
VNET|21VIANET GROUP, INC.|FQLS|Quantlab Securities LP|381332
VNET|21VIANET GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68205
VNET|21VIANET GROUP, INC.|FTBR|Foliofn Investments, Inc.|3951
VNET|21VIANET GROUP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|62614
VNET|21VIANET GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|7979
VNET|21VIANET GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|862885
VNET|21VIANET GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|129311
VNET|21VIANET GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|7546
VNET|21VIANET GROUP, INC.|GTSZ|GTS SECURITIES LLC|9436
VNET|21VIANET GROUP, INC.|HRBF|American Enterprise Investment Services Inc.|717
VNET|21VIANET GROUP, INC.|HSBC|HSBC Securities, Inc.|3418
VNET|21VIANET GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|188362
VNET|21VIANET GROUP, INC.|IBKR|Interactive Brokers Llc|1848416
VNET|21VIANET GROUP, INC.|ICBX|INSTINET, LLC|32180
VNET|21VIANET GROUP, INC.|INCA|INSTINET, LLC|230886
VNET|21VIANET GROUP, INC.|INJX|INSTINET, LLC|14702
VNET|21VIANET GROUP, INC.|ITGI|ITG Inc.|657628
VNET|21VIANET GROUP, INC.|ITGP|ITG INC.|79600
VNET|21VIANET GROUP, INC.|JEFF|JEFFERIES LLC|56778
VNET|21VIANET GROUP, INC.|JMPT|JUMP TRADING, LLC|194266
VNET|21VIANET GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|114816
VNET|21VIANET GROUP, INC.|JPMX|J.P. Morgan Securities LLC|1225363
VNET|21VIANET GROUP, INC.|JSJX|JANE STREET CAPITAL LLC|700
VNET|21VIANET GROUP, INC.|KCGM|VIRTU Americas LLC|90606
VNET|21VIANET GROUP, INC.|KCRD|PHX FINANCIAL, INC.|1400
VNET|21VIANET GROUP, INC.|LEHM|Barclays Capital Inc./Le|300959
VNET|21VIANET GROUP, INC.|LIME|Lime Brokerage LLC|212550
VNET|21VIANET GROUP, INC.|LMGP|LIME BROKERAGE LLC|1500
VNET|21VIANET GROUP, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
VNET|21VIANET GROUP, INC.|MACQ|Macquarie Capital (USA) Inc.|1000
VNET|21VIANET GROUP, INC.|MBTS|ALLY INVEST SECURITIES LLC|1500
VNET|21VIANET GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|52684
VNET|21VIANET GROUP, INC.|MOTF|MOTIF INVESTING, INC.|25
VNET|21VIANET GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|2032732
VNET|21VIANET GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|298100
VNET|21VIANET GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|81400
VNET|21VIANET GROUP, INC.|NFSC|National Financial Services LLC|114625
VNET|21VIANET GROUP, INC.|NITE|VIRTU Americas LLC|850867
VNET|21VIANET GROUP, INC.|NITP|VIRTU Americas LLC|3300
VNET|21VIANET GROUP, INC.|NQRB|Brut, LLC|7548
VNET|21VIANET GROUP, INC.|OPCO|Oppenheimer & Co. Inc.|576
VNET|21VIANET GROUP, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1861
VNET|21VIANET GROUP, INC.|PCPT|PHILLIP CAPITAL INC.|1070
VNET|21VIANET GROUP, INC.|PDQM|CODA MARKETS, INC.|46554
VNET|21VIANET GROUP, INC.|PNSR|Penserra Securities, LLC|10123
VNET|21VIANET GROUP, INC.|PWJC|UBS Financial Services, Inc.|2200
VNET|21VIANET GROUP, INC.|SAGL|SAGETRADER, LLC|22121
VNET|21VIANET GROUP, INC.|SALI|INTL FCSTONE FINANCIAL INC.|636
VNET|21VIANET GROUP, INC.|SBSH|Citigroup Global Markets Inc.|360165
VNET|21VIANET GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|229743
VNET|21VIANET GROUP, INC.|SPDR|SPEEDROUTE LLC|4852
VNET|21VIANET GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1300
VNET|21VIANET GROUP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|234
VNET|21VIANET GROUP, INC.|SWIM|TD Ameritrade, Inc.|175858
VNET|21VIANET GROUP, INC.|SWST|Hilltop Securities Inc.|1000
VNET|21VIANET GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|6302
VNET|21VIANET GROUP, INC.|TRBT|Tradebot Systems, Inc.|239698
VNET|21VIANET GROUP, INC.|TRCM|TRC MARKETS LLC|156874
VNET|21VIANET GROUP, INC.|UBSA|UBS SECURITIES LLC|707612
VNET|21VIANET GROUP, INC.|UBSS|UBS Securities LLC|906275
VNET|21VIANET GROUP, INC.|VALX|VIRTU AMERICAS LLC|9738
VNET|21VIANET GROUP, INC.|VGRD|Vanguard Marketing Corporation|5736
VNET|21VIANET GROUP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|268
VNET|21VIANET GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|9744
VNET|21VIANET GROUP, INC.|WEDB|WEDBUSH SECURITIES INC.|1000
VNET|21VIANET GROUP, INC.|WEED|Weeden & Co.L.P.|2900
VNET|21VIANET GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2636
VNET|21VIANET GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6206
VNET|21VIANET GROUP, INC.|WGIF|CIBC World Markets Inc.|7100
VNET|21VIANET GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|7277
VNET|21VIANET GROUP, INC.|XIST|INSTINET, LLC|26000
VNET|21VIANET GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
VNET|21VIANET GROUP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|3119
VNET|21VIANET GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150
VNLA|JANUS HENDERSON SHRT|ALTX|Alternet Securities Inc.|100
VNLA|JANUS HENDERSON SHRT|BARD|Robert W. Baird & Co. Incorporated|900
VNLA|JANUS HENDERSON SHRT|BERN|Sanford C. Bernstein & Co., LLC|9100
VNLA|JANUS HENDERSON SHRT|BKCM|BNY Mellon Capital Markets LLC|24285
VNLA|JANUS HENDERSON SHRT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7161
VNLA|JANUS HENDERSON SHRT|BLKX|INSTINET, LLC|18200
VNLA|JANUS HENDERSON SHRT|CHAS|Charles Schwab & Co., Inc.|3588
VNLA|JANUS HENDERSON SHRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|177864
VNLA|JANUS HENDERSON SHRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|69014
VNLA|JANUS HENDERSON SHRT|CXCX|CITIGROUP GLOBAL MARKETS INC.|13200
VNLA|JANUS HENDERSON SHRT|DBAX|Deutsche Bank Securities Inc.|13400
VNLA|JANUS HENDERSON SHRT|DEAN|MORGAN STANLEY|25189
VNLA|JANUS HENDERSON SHRT|EBXL|EBX LLC|20700
VNLA|JANUS HENDERSON SHRT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1400
VNLA|JANUS HENDERSON SHRT|EGAM|CBOE TRADING, INC.|2855
VNLA|JANUS HENDERSON SHRT|ETRS|E*Trade Securities LLC|3739
VNLA|JANUS HENDERSON SHRT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19
VNLA|JANUS HENDERSON SHRT|GEBB|GLOBAL EXECUTION BROKERS, LP|2700
VNLA|JANUS HENDERSON SHRT|GSCO|GOLDMAN SACHS & CO. LLC|13961
VNLA|JANUS HENDERSON SHRT|GSCS|GOLDMAN SACHS & CO. LLC|2140
VNLA|JANUS HENDERSON SHRT|HRBF|American Enterprise Investment Services Inc.|303
VNLA|JANUS HENDERSON SHRT|IATS|INTERACTIVE BROKERS LLC|3971
VNLA|JANUS HENDERSON SHRT|IBKR|Interactive Brokers Llc|9947
VNLA|JANUS HENDERSON SHRT|ICBX|INSTINET, LLC|15600
VNLA|JANUS HENDERSON SHRT|INCA|INSTINET, LLC|48435
VNLA|JANUS HENDERSON SHRT|ITGI|ITG Inc.|22607
VNLA|JANUS HENDERSON SHRT|ITGP|ITG INC.|10000
VNLA|JANUS HENDERSON SHRT|JANY|Janney Montgomery Scott Inc.|600
VNLA|JANUS HENDERSON SHRT|JPMX|J.P. Morgan Securities LLC|31200
VNLA|JANUS HENDERSON SHRT|JSJX|JANE STREET CAPITAL LLC|40978
VNLA|JANUS HENDERSON SHRT|KCGM|VIRTU Americas LLC|17142
VNLA|JANUS HENDERSON SHRT|LEHM|Barclays Capital Inc./Le|48400
VNLA|JANUS HENDERSON SHRT|LIME|Lime Brokerage LLC|663
VNLA|JANUS HENDERSON SHRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28200
VNLA|JANUS HENDERSON SHRT|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|540
VNLA|JANUS HENDERSON SHRT|MSCO|MORGAN STANLEY & CO. LLC|89125
VNLA|JANUS HENDERSON SHRT|MSPL|MORGAN STANLEY & CO. LLC|7500
VNLA|JANUS HENDERSON SHRT|NFSC|National Financial Services LLC|163004
VNLA|JANUS HENDERSON SHRT|NITE|VIRTU Americas LLC|129368
VNLA|JANUS HENDERSON SHRT|NITP|VIRTU Americas LLC|7142
VNLA|JANUS HENDERSON SHRT|NQRB|Brut, LLC|3200
VNLA|JANUS HENDERSON SHRT|OPCO|Oppenheimer & Co. Inc.|1816
VNLA|JANUS HENDERSON SHRT|PWJC|UBS Financial Services, Inc.|65
VNLA|JANUS HENDERSON SHRT|RBCM|RBC CAPITAL MARKETS, LLC|10757
VNLA|JANUS HENDERSON SHRT|SGMT|GOLDMAN SACHS & CO. LLC|14299
VNLA|JANUS HENDERSON SHRT|STFL|Stifel, Nicolaus & Company, Incorporated|1235
VNLA|JANUS HENDERSON SHRT|TKNG|ALLY INVEST SECURITIES LLC|531
VNLA|JANUS HENDERSON SHRT|UBSA|UBS SECURITIES LLC|89296
VNLA|JANUS HENDERSON SHRT|UBSS|UBS Securities LLC|8875
VNLA|JANUS HENDERSON SHRT|VGRD|Vanguard Marketing Corporation|1000
VNLA|JANUS HENDERSON SHRT|WBLR|WILLIAM BLAIR|61
VNLA|JANUS HENDERSON SHRT|WCHV|WELLS FARGO SECURITIES, LLC|3621
VNLA|JANUS HENDERSON SHRT|WEED|Weeden & Co.L.P.|10
VNLA|JANUS HENDERSON SHRT|WSEA|WOLVERINE SECURITIES, LLC|14
VNLA|JANUS HENDERSON SHRT|XSTM|NATIONAL FINANCIAL SERVICES LLC|18268
VNLA|JANUS HENDERSON SHRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|113739
VNM|VANECK VECTORS VIETN|ALTX|Alternet Securities Inc.|14111
VNM|VANECK VECTORS VIETN|APCC|Apex Clearing Corporation|10653
VNM|VANECK VECTORS VIETN|BATM|CBOE TRADING, INC.|37909
VNM|VANECK VECTORS VIETN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29954
VNM|VANECK VECTORS VIETN|BNPX|BNP PARIBAS SECURITIES CORP.|16132
VNM|VANECK VECTORS VIETN|BYXM|CBOE TRADING, INC.|100
VNM|VANECK VECTORS VIETN|CANT|Cantor Fitzgerald & Co.|53666
VNM|VANECK VECTORS VIETN|CHAS|Charles Schwab & Co., Inc.|650
VNM|VANECK VECTORS VIETN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24049
VNM|VANECK VECTORS VIETN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
VNM|VANECK VECTORS VIETN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|95572
VNM|VANECK VECTORS VIETN|CSIN|Citadel Securities Institutional LLC|1805
VNM|VANECK VECTORS VIETN|CTDL|Citadel Derivatives Group Llc|800
VNM|VANECK VECTORS VIETN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6880
VNM|VANECK VECTORS VIETN|DADA|D.A. Davidson & Co.|1750
VNM|VANECK VECTORS VIETN|DBAB|Deutsche Bank Securities Inc.|13327
VNM|VANECK VECTORS VIETN|DBAX|Deutsche Bank Securities Inc.|28300
VNM|VANECK VECTORS VIETN|DEAN|MORGAN STANLEY|5990
VNM|VANECK VECTORS VIETN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|19343
VNM|VANECK VECTORS VIETN|EBXL|EBX LLC|48900
VNM|VANECK VECTORS VIETN|ECUT|CONVERGEX EXECUTION SOLUTIONS|21962
VNM|VANECK VECTORS VIETN|EDJO|Edward D. Jones & Co., L.P.|100
VNM|VANECK VECTORS VIETN|EGAM|CBOE TRADING, INC.|12725
VNM|VANECK VECTORS VIETN|EGXM|CBOE TRADING, INC.|3804
VNM|VANECK VECTORS VIETN|ETBE|Electronic Transaction Clearing, Inc.|2464
VNM|VANECK VECTORS VIETN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10219
VNM|VANECK VECTORS VIETN|ETRS|E*Trade Securities LLC|79875
VNM|VANECK VECTORS VIETN|FIDT|Fidelity Clearing Canada ULC./ CDS|400
VNM|VANECK VECTORS VIETN|FILL|Tradestation Securities, Inc.|3783
VNM|VANECK VECTORS VIETN|FMAF|NBCN Inc./ CDS|17787
VNM|VANECK VECTORS VIETN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|505
VNM|VANECK VECTORS VIETN|FTBR|Foliofn Investments, Inc.|9237
VNM|VANECK VECTORS VIETN|GEBB|GLOBAL EXECUTION BROKERS, LP|53029
VNM|VANECK VECTORS VIETN|GLIS|TD Securities Inc|1328
VNM|VANECK VECTORS VIETN|GLPX|ACS EXECUTION SERVICES, LLC|1496
VNM|VANECK VECTORS VIETN|GSCO|GOLDMAN SACHS & CO. LLC|148211
VNM|VANECK VECTORS VIETN|GSCS|GOLDMAN SACHS & CO. LLC|3100
VNM|VANECK VECTORS VIETN|GSLT|GOLDMAN SACHS & CO. LLC|1922
VNM|VANECK VECTORS VIETN|GTSZ|GTS SECURITIES LLC|2898
VNM|VANECK VECTORS VIETN|HRBF|American Enterprise Investment Services Inc.|2440
VNM|VANECK VECTORS VIETN|HSBC|HSBC Securities, Inc.|1100
VNM|VANECK VECTORS VIETN|IATS|INTERACTIVE BROKERS LLC|35026
VNM|VANECK VECTORS VIETN|IBKR|Interactive Brokers Llc|172430
VNM|VANECK VECTORS VIETN|ICBX|INSTINET, LLC|92737
VNM|VANECK VECTORS VIETN|INCA|INSTINET, LLC|125295
VNM|VANECK VECTORS VIETN|INJX|INSTINET, LLC|3729
VNM|VANECK VECTORS VIETN|ITGI|ITG Inc.|61822
VNM|VANECK VECTORS VIETN|ITGP|ITG INC.|30600
VNM|VANECK VECTORS VIETN|JEFF|JEFFERIES LLC|19240
VNM|VANECK VECTORS VIETN|JMPT|JUMP TRADING, LLC|4250
VNM|VANECK VECTORS VIETN|JPMX|J.P. Morgan Securities LLC|55136
VNM|VANECK VECTORS VIETN|JSJX|JANE STREET CAPITAL LLC|330300
VNM|VANECK VECTORS VIETN|KCGM|VIRTU Americas LLC|25075
VNM|VANECK VECTORS VIETN|LEHM|Barclays Capital Inc./Le|43480
VNM|VANECK VECTORS VIETN|LIME|Lime Brokerage LLC|21293
VNM|VANECK VECTORS VIETN|LSCI|Lek Securities Corporation|1
VNM|VANECK VECTORS VIETN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61160
VNM|VANECK VECTORS VIETN|MSCO|MORGAN STANLEY & CO. LLC|287508
VNM|VANECK VECTORS VIETN|MSPL|MORGAN STANLEY & CO. LLC|83900
VNM|VANECK VECTORS VIETN|NFSC|National Financial Services LLC|192557
VNM|VANECK VECTORS VIETN|NITE|VIRTU Americas LLC|470562
VNM|VANECK VECTORS VIETN|NITP|VIRTU Americas LLC|500
VNM|VANECK VECTORS VIETN|NQRB|Brut, LLC|34423
VNM|VANECK VECTORS VIETN|NTBF|BMO Nesbitt Burns Inc./CDS|1997
VNM|VANECK VECTORS VIETN|OLDM|OLD MISSION CAPITAL, LLC|451
VNM|VANECK VECTORS VIETN|OPCO|Oppenheimer & Co. Inc.|11928
VNM|VANECK VECTORS VIETN|PCPT|PHILLIP CAPITAL INC.|1100
VNM|VANECK VECTORS VIETN|PDQM|CODA MARKETS, INC.|9047
VNM|VANECK VECTORS VIETN|PICT|Pictet Overseas Inc.|291
VNM|VANECK VECTORS VIETN|RBCM|RBC CAPITAL MARKETS, LLC|32406
VNM|VANECK VECTORS VIETN|SAGL|SAGETRADER, LLC|25866
VNM|VANECK VECTORS VIETN|SBSH|Citigroup Global Markets Inc.|32762
VNM|VANECK VECTORS VIETN|SEIC|SEI Investments Distribution Co.|3355
VNM|VANECK VECTORS VIETN|SGMT|GOLDMAN SACHS & CO. LLC|73496
VNM|VANECK VECTORS VIETN|SPDR|SPEEDROUTE LLC|11698
VNM|VANECK VECTORS VIETN|STFL|Stifel, Nicolaus & Company, Incorporated|2923
VNM|VANECK VECTORS VIETN|SWIM|TD Ameritrade, Inc.|34399
VNM|VANECK VECTORS VIETN|TKNG|ALLY INVEST SECURITIES LLC|985
VNM|VANECK VECTORS VIETN|TRBT|Tradebot Systems, Inc.|60864
VNM|VANECK VECTORS VIETN|UBSA|UBS SECURITIES LLC|168771
VNM|VANECK VECTORS VIETN|UBSS|UBS Securities LLC|268552
VNM|VANECK VECTORS VIETN|VALX|VIRTU AMERICAS LLC|702
VNM|VANECK VECTORS VIETN|VGRD|Vanguard Marketing Corporation|54715
VNM|VANECK VECTORS VIETN|VSIN|Vision Financial Markets Llc|1
VNM|VANECK VECTORS VIETN|WABR|Wall Street Access|14800
VNM|VANECK VECTORS VIETN|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
VNM|VANECK VECTORS VIETN|WCHV|WELLS FARGO SECURITIES, LLC|32270
VNM|VANECK VECTORS VIETN|WEED|Weeden & Co.L.P.|2200
VNM|VANECK VECTORS VIETN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1199
VNM|VANECK VECTORS VIETN|WSEA|WOLVERINE SECURITIES, LLC|5211
VNM|VANECK VECTORS VIETN|XSTM|NATIONAL FINANCIAL SERVICES LLC|27660
VNM|VANECK VECTORS VIETN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6922
VNO|VORNADO REALTY TRUST|ALTX|Alternet Securities Inc.|6135
VNO|VORNADO REALTY TRUST|ANOS|ABEL/NOSER, L.L.C.|720
VNO|VORNADO REALTY TRUST|APCC|Apex Clearing Corporation|85
VNO|VORNADO REALTY TRUST|AQUA|AQUA SECURITIES L.P.|3800
VNO|VORNADO REALTY TRUST|BARD|Robert W. Baird & Co. Incorporated|104
VNO|VORNADO REALTY TRUST|BATM|CBOE TRADING, INC.|6801
VNO|VORNADO REALTY TRUST|BAYC|BAY CREST PARTNERS, LLC|90
VNO|VORNADO REALTY TRUST|BAYT|BTIG, LLC|200
VNO|VORNADO REALTY TRUST|BBNT|BB&T SECURITIES, LLC|11
VNO|VORNADO REALTY TRUST|BERN|Sanford C. Bernstein & Co., LLC|104403
VNO|VORNADO REALTY TRUST|BIDS|BIDS TRADING L.P.|18430
VNO|VORNADO REALTY TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2292
VNO|VORNADO REALTY TRUST|BLKX|INSTINET, LLC|6700
VNO|VORNADO REALTY TRUST|BNPX|BNP PARIBAS SECURITIES CORP.|32892
VNO|VORNADO REALTY TRUST|BTIG|BTIG, LLC|20405
VNO|VORNADO REALTY TRUST|BYXM|CBOE TRADING, INC.|2487
VNO|VORNADO REALTY TRUST|BZYD|GOLDMAN SACHS & CO. LLC|700
VNO|VORNADO REALTY TRUST|CANT|Cantor Fitzgerald & Co.|2977
VNO|VORNADO REALTY TRUST|CBLC|CITIGROUP GLOBAL MARKETS INC.|37618
VNO|VORNADO REALTY TRUST|CBRA|Cobra Trading, Inc.|1600
VNO|VORNADO REALTY TRUST|CHAS|Charles Schwab & Co., Inc.|516
VNO|VORNADO REALTY TRUST|CIST|Capital Institutional Services, Inc.|37
VNO|VORNADO REALTY TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|141455
VNO|VORNADO REALTY TRUST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
VNO|VORNADO REALTY TRUST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|41116
VNO|VORNADO REALTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|309059
VNO|VORNADO REALTY TRUST|CTDL|Citadel Derivatives Group Llc|15875
VNO|VORNADO REALTY TRUST|CTLR|CUTLER GROUP, LP|200
VNO|VORNADO REALTY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|42246
VNO|VORNADO REALTY TRUST|DADA|D.A. Davidson & Co.|14
VNO|VORNADO REALTY TRUST|DBAB|Deutsche Bank Securities Inc.|295027
VNO|VORNADO REALTY TRUST|DBAX|Deutsche Bank Securities Inc.|191000
VNO|VORNADO REALTY TRUST|DBUL|Deutsche Bank Securities Inc.|2549
VNO|VORNADO REALTY TRUST|DCHF|Dart Executions, LLC|4405
VNO|VORNADO REALTY TRUST|DEAN|MORGAN STANLEY|20693
VNO|VORNADO REALTY TRUST|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11932
VNO|VORNADO REALTY TRUST|DREX|Drexel Hamilton, LLC|130
VNO|VORNADO REALTY TRUST|DRWK|DRW SECURITIES, L.L.C.|4996
VNO|VORNADO REALTY TRUST|EBXL|EBX LLC|215600
VNO|VORNADO REALTY TRUST|ECUT|CONVERGEX EXECUTION SOLUTIONS|3049
VNO|VORNADO REALTY TRUST|EDJO|Edward D. Jones & Co., L.P.|566
VNO|VORNADO REALTY TRUST|EGAM|CBOE TRADING, INC.|10218
VNO|VORNADO REALTY TRUST|EGAW|CBOE TRADING, INC.|135
VNO|VORNADO REALTY TRUST|EGMT|EG MARKET TECHNOLOGIES LLC|860
VNO|VORNADO REALTY TRUST|EGXM|CBOE TRADING, INC.|2664
VNO|VORNADO REALTY TRUST|EGXW|CBOE TRADING, INC.|9
VNO|VORNADO REALTY TRUST|ETBE|Electronic Transaction Clearing, Inc.|20233
VNO|VORNADO REALTY TRUST|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|800
VNO|VORNADO REALTY TRUST|ETCC|Electronic Transaction Clearing, Inc.|1352
VNO|VORNADO REALTY TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10655
VNO|VORNADO REALTY TRUST|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2229
VNO|VORNADO REALTY TRUST|ETRS|E*Trade Securities LLC|8204
VNO|VORNADO REALTY TRUST|FBSB|U.S. Bancorp Investments, Inc.|11
VNO|VORNADO REALTY TRUST|FILL|Tradestation Securities, Inc.|1390
VNO|VORNADO REALTY TRUST|FMAF|NBCN Inc./ CDS|396
VNO|VORNADO REALTY TRUST|FMCO|First Manhattan Co|1015
VNO|VORNADO REALTY TRUST|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4031
VNO|VORNADO REALTY TRUST|FQLS|Quantlab Securities LP|349420
VNO|VORNADO REALTY TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108235
VNO|VORNADO REALTY TRUST|FTBR|Foliofn Investments, Inc.|348
VNO|VORNADO REALTY TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|4720
VNO|VORNADO REALTY TRUST|GLIS|TD Securities Inc|400
VNO|VORNADO REALTY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|5818
VNO|VORNADO REALTY TRUST|GNAV|GREEN STREET TRADING, LLC|781532
VNO|VORNADO REALTY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|838242
VNO|VORNADO REALTY TRUST|GSCS|GOLDMAN SACHS & CO. LLC|14731
VNO|VORNADO REALTY TRUST|GSLT|GOLDMAN SACHS & CO. LLC|3842
VNO|VORNADO REALTY TRUST|GTSZ|GTS SECURITIES LLC|245773
VNO|VORNADO REALTY TRUST|HRBF|American Enterprise Investment Services Inc.|1122
VNO|VORNADO REALTY TRUST|HSBC|HSBC Securities, Inc.|2300
VNO|VORNADO REALTY TRUST|IATS|INTERACTIVE BROKERS LLC|4475
VNO|VORNADO REALTY TRUST|IBKR|Interactive Brokers Llc|5504
VNO|VORNADO REALTY TRUST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|385
VNO|VORNADO REALTY TRUST|ICBX|INSTINET, LLC|80436
VNO|VORNADO REALTY TRUST|IEQY|CITADEL SECURITIES LLC|207142
VNO|VORNADO REALTY TRUST|INCA|INSTINET, LLC|315777
VNO|VORNADO REALTY TRUST|INJX|INSTINET, LLC|2850
VNO|VORNADO REALTY TRUST|ITGI|ITG Inc.|29242
VNO|VORNADO REALTY TRUST|ITGP|ITG INC.|73000
VNO|VORNADO REALTY TRUST|JANY|Janney Montgomery Scott Inc.|635
VNO|VORNADO REALTY TRUST|JEFF|JEFFERIES LLC|201020
VNO|VORNADO REALTY TRUST|JMPT|JUMP TRADING, LLC|101254
VNO|VORNADO REALTY TRUST|JONE|JonesTrading|940
VNO|VORNADO REALTY TRUST|JPBX|J.P. MORGAN SECURITIES LLC|38296
VNO|VORNADO REALTY TRUST|JPMX|J.P. Morgan Securities LLC|251228
VNO|VORNADO REALTY TRUST|JSJX|JANE STREET CAPITAL LLC|19233
VNO|VORNADO REALTY TRUST|KCGM|VIRTU Americas LLC|32450
VNO|VORNADO REALTY TRUST|LEHM|Barclays Capital Inc./Le|756290
VNO|VORNADO REALTY TRUST|LIME|Lime Brokerage LLC|84488
VNO|VORNADO REALTY TRUST|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
VNO|VORNADO REALTY TRUST|LQNA|LIQUIDNET, INC.|324800
VNO|VORNADO REALTY TRUST|LQNB|LIQUIDNET, INC.|3800
VNO|VORNADO REALTY TRUST|LSCI|Lek Securities Corporation|1203
VNO|VORNADO REALTY TRUST|MACQ|Macquarie Capital (USA) Inc.|400
VNO|VORNADO REALTY TRUST|MKMP|MKM Partners LLC|500
VNO|VORNADO REALTY TRUST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61312
VNO|VORNADO REALTY TRUST|MOTF|MOTIF INVESTING, INC.|10
VNO|VORNADO REALTY TRUST|MSCO|MORGAN STANLEY & CO. LLC|5524942
VNO|VORNADO REALTY TRUST|MSPL|MORGAN STANLEY & CO. LLC|188300
VNO|VORNADO REALTY TRUST|MSTX|MORGAN STANLEY & CO. LLC|76100
VNO|VORNADO REALTY TRUST|NEUB|NEUBERGER BERMAN BD LLC|445
VNO|VORNADO REALTY TRUST|NFSC|National Financial Services LLC|37013
VNO|VORNADO REALTY TRUST|NITE|VIRTU Americas LLC|154202
VNO|VORNADO REALTY TRUST|NITP|VIRTU Americas LLC|100
VNO|VORNADO REALTY TRUST|NQRB|Brut, LLC|4798
VNO|VORNADO REALTY TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|420
VNO|VORNADO REALTY TRUST|OHOS|TWO SIGMA SECURITIES, LLC|56296
VNO|VORNADO REALTY TRUST|OPCO|Oppenheimer & Co. Inc.|219
VNO|VORNADO REALTY TRUST|PDQM|CODA MARKETS, INC.|27328
VNO|VORNADO REALTY TRUST|PWJC|UBS Financial Services, Inc.|237
VNO|VORNADO REALTY TRUST|QMSR|QUATTRO M SECURITIES INC.|2183
VNO|VORNADO REALTY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|3127
VNO|VORNADO REALTY TRUST|RHCO|Suntrust Robinson Humphrey, Inc.|1915
VNO|VORNADO REALTY TRUST|SAGL|SAGETRADER, LLC|8673
VNO|VORNADO REALTY TRUST|SALI|INTL FCSTONE FINANCIAL INC.|11
VNO|VORNADO REALTY TRUST|SBSH|Citigroup Global Markets Inc.|127772
VNO|VORNADO REALTY TRUST|SEIC|SEI Investments Distribution Co.|235
VNO|VORNADO REALTY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|194756
VNO|VORNADO REALTY TRUST|SPDR|SPEEDROUTE LLC|13601
VNO|VORNADO REALTY TRUST|SPHN|Stephens Inc.|397
VNO|VORNADO REALTY TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|72492
VNO|VORNADO REALTY TRUST|STKP|STOCKPILE INVESTMENTS, INC.|10
VNO|VORNADO REALTY TRUST|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5349
VNO|VORNADO REALTY TRUST|SWIM|TD Ameritrade, Inc.|5836
VNO|VORNADO REALTY TRUST|SWST|Hilltop Securities Inc.|414
VNO|VORNADO REALTY TRUST|TKNG|ALLY INVEST SECURITIES LLC|3
VNO|VORNADO REALTY TRUST|TRBT|Tradebot Systems, Inc.|143788
VNO|VORNADO REALTY TRUST|TRCM|TRC MARKETS LLC|317371
VNO|VORNADO REALTY TRUST|UBSA|UBS SECURITIES LLC|547926
VNO|VORNADO REALTY TRUST|UBSS|UBS Securities LLC|775972
VNO|VORNADO REALTY TRUST|VALX|VIRTU AMERICAS LLC|10888
VNO|VORNADO REALTY TRUST|VGRD|Vanguard Marketing Corporation|2070
VNO|VORNADO REALTY TRUST|WBPX|SUMMIT SECURITIES GROUP, LLC|3651
VNO|VORNADO REALTY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|45847
VNO|VORNADO REALTY TRUST|WDNX|WEEDEN & CO.L.P.|2104
VNO|VORNADO REALTY TRUST|WEDB|WEDBUSH SECURITIES INC.|7389
VNO|VORNADO REALTY TRUST|WEED|Weeden & Co.L.P.|482551
VNO|VORNADO REALTY TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2969
VNO|VORNADO REALTY TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17601
VNO|VORNADO REALTY TRUST|WLTH|WEALTHFRONT BROKERAGE CORPORATION|154
VNO|VORNADO REALTY TRUST|WSEA|WOLVERINE SECURITIES, LLC|1456
VNO|VORNADO REALTY TRUST|XIST|INSTINET, LLC|9960
VNO|VORNADO REALTY TRUST|XPQR|Jump Trading|1802
VNO|VORNADO REALTY TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|16610
VNO|VORNADO REALTY TRUST|YKNA|COMHAR CAPITAL MARKETS, LLC|896
VNO|VORNADO REALTY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2386
VNO$K|VORNADO REALTY TRUST|ALTX|Alternet Securities Inc.|500
VNO$K|VORNADO REALTY TRUST|BARD|Robert W. Baird & Co. Incorporated|870
VNO$K|VORNADO REALTY TRUST|BBNT|BB&T SECURITIES, LLC|400
VNO$K|VORNADO REALTY TRUST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79
VNO$K|VORNADO REALTY TRUST|CHAS|Charles Schwab & Co., Inc.|1250
VNO$K|VORNADO REALTY TRUST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|561
VNO$K|VORNADO REALTY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5696
VNO$K|VORNADO REALTY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
VNO$K|VORNADO REALTY TRUST|DBAX|Deutsche Bank Securities Inc.|2800
VNO$K|VORNADO REALTY TRUST|DEAN|MORGAN STANLEY|9974
VNO$K|VORNADO REALTY TRUST|EBXL|EBX LLC|3200
VNO$K|VORNADO REALTY TRUST|ETRS|E*Trade Securities LLC|639
VNO$K|VORNADO REALTY TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1500
VNO$K|VORNADO REALTY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|614
VNO$K|VORNADO REALTY TRUST|GTSZ|GTS SECURITIES LLC|600
VNO$K|VORNADO REALTY TRUST|HRBF|American Enterprise Investment Services Inc.|3222
VNO$K|VORNADO REALTY TRUST|IBKR|Interactive Brokers Llc|230
VNO$K|VORNADO REALTY TRUST|ICBX|INSTINET, LLC|1000
VNO$K|VORNADO REALTY TRUST|INCA|INSTINET, LLC|2686
VNO$K|VORNADO REALTY TRUST|INJX|INSTINET, LLC|400
VNO$K|VORNADO REALTY TRUST|ITGI|ITG Inc.|18626
VNO$K|VORNADO REALTY TRUST|ITGP|ITG INC.|600
VNO$K|VORNADO REALTY TRUST|JANY|Janney Montgomery Scott Inc.|16
VNO$K|VORNADO REALTY TRUST|JEFF|JEFFERIES LLC|2000
VNO$K|VORNADO REALTY TRUST|JPMX|J.P. Morgan Securities LLC|400
VNO$K|VORNADO REALTY TRUST|KCGM|VIRTU Americas LLC|300
VNO$K|VORNADO REALTY TRUST|LEHM|Barclays Capital Inc./Le|400
VNO$K|VORNADO REALTY TRUST|LIME|Lime Brokerage LLC|100
VNO$K|VORNADO REALTY TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
VNO$K|VORNADO REALTY TRUST|MSCO|MORGAN STANLEY & CO. LLC|1534
VNO$K|VORNADO REALTY TRUST|MSPL|MORGAN STANLEY & CO. LLC|6500
VNO$K|VORNADO REALTY TRUST|NFSC|National Financial Services LLC|11040
VNO$K|VORNADO REALTY TRUST|NITE|VIRTU Americas LLC|25720
VNO$K|VORNADO REALTY TRUST|NQRB|Brut, LLC|100
VNO$K|VORNADO REALTY TRUST|OLDM|OLD MISSION CAPITAL, LLC|450
VNO$K|VORNADO REALTY TRUST|OPCO|Oppenheimer & Co. Inc.|1175
VNO$K|VORNADO REALTY TRUST|PDQM|CODA MARKETS, INC.|1814
VNO$K|VORNADO REALTY TRUST|PWJC|UBS Financial Services, Inc.|2342
VNO$K|VORNADO REALTY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|585
VNO$K|VORNADO REALTY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|30
VNO$K|VORNADO REALTY TRUST|SPDR|SPEEDROUTE LLC|2000
VNO$K|VORNADO REALTY TRUST|STFL|Stifel, Nicolaus & Company, Incorporated|747
VNO$K|VORNADO REALTY TRUST|TRBT|Tradebot Systems, Inc.|797
VNO$K|VORNADO REALTY TRUST|UBSA|UBS SECURITIES LLC|8892
VNO$K|VORNADO REALTY TRUST|UBSS|UBS Securities LLC|5627
VNO$K|VORNADO REALTY TRUST|VGRD|Vanguard Marketing Corporation|400
VNO$K|VORNADO REALTY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|274897
VNO$K|VORNADO REALTY TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|180
VNO$K|VORNADO REALTY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2129
VNO$L|VORNADO REALTY|BANK|Primevest Financial Services, Inc.|750
VNO$L|VORNADO REALTY|BARD|Robert W. Baird & Co. Incorporated|2008
VNO$L|VORNADO REALTY|BBNT|BB&T SECURITIES, LLC|100
VNO$L|VORNADO REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1104
VNO$L|VORNADO REALTY|BYXM|CBOE TRADING, INC.|124
VNO$L|VORNADO REALTY|CABR|Cabrera Capital Markets, Inc.|5000
VNO$L|VORNADO REALTY|CHAS|Charles Schwab & Co., Inc.|72
VNO$L|VORNADO REALTY|CIST|Capital Institutional Services, Inc.|165
VNO$L|VORNADO REALTY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|354
VNO$L|VORNADO REALTY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1500
VNO$L|VORNADO REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|684
VNO$L|VORNADO REALTY|CXCX|CITIGROUP GLOBAL MARKETS INC.|40
VNO$L|VORNADO REALTY|DBAX|Deutsche Bank Securities Inc.|2700
VNO$L|VORNADO REALTY|DEAN|MORGAN STANLEY|22104
VNO$L|VORNADO REALTY|EBXL|EBX LLC|3300
VNO$L|VORNADO REALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1205
VNO$L|VORNADO REALTY|EDJO|Edward D. Jones & Co., L.P.|325
VNO$L|VORNADO REALTY|EGAM|CBOE TRADING, INC.|200
VNO$L|VORNADO REALTY|EGAW|CBOE TRADING, INC.|87
VNO$L|VORNADO REALTY|EGXM|CBOE TRADING, INC.|100
VNO$L|VORNADO REALTY|ETRS|E*Trade Securities LLC|1284
VNO$L|VORNADO REALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3323
VNO$L|VORNADO REALTY|FTBR|Foliofn Investments, Inc.|583
VNO$L|VORNADO REALTY|GLPX|ACS EXECUTION SERVICES, LLC|281
VNO$L|VORNADO REALTY|GSCO|GOLDMAN SACHS & CO. LLC|200
VNO$L|VORNADO REALTY|GSLT|GOLDMAN SACHS & CO. LLC|200
VNO$L|VORNADO REALTY|GTSZ|GTS SECURITIES LLC|500
VNO$L|VORNADO REALTY|HRBF|American Enterprise Investment Services Inc.|877
VNO$L|VORNADO REALTY|IATS|INTERACTIVE BROKERS LLC|412
VNO$L|VORNADO REALTY|IBKR|Interactive Brokers Llc|210
VNO$L|VORNADO REALTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|408
VNO$L|VORNADO REALTY|ICBX|INSTINET, LLC|2142
VNO$L|VORNADO REALTY|INCA|INSTINET, LLC|4190
VNO$L|VORNADO REALTY|ITGI|ITG Inc.|4410
VNO$L|VORNADO REALTY|ITGP|ITG INC.|400
VNO$L|VORNADO REALTY|JANY|Janney Montgomery Scott Inc.|725
VNO$L|VORNADO REALTY|JPMX|J.P. Morgan Securities LLC|800
VNO$L|VORNADO REALTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|672
VNO$L|VORNADO REALTY|KCGM|VIRTU Americas LLC|1200
VNO$L|VORNADO REALTY|LEHM|Barclays Capital Inc./Le|600
VNO$L|VORNADO REALTY|LIME|Lime Brokerage LLC|348
VNO$L|VORNADO REALTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
VNO$L|VORNADO REALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
VNO$L|VORNADO REALTY|MSCO|MORGAN STANLEY & CO. LLC|16503
VNO$L|VORNADO REALTY|MSPL|MORGAN STANLEY & CO. LLC|100
VNO$L|VORNADO REALTY|NFSC|National Financial Services LLC|28418
VNO$L|VORNADO REALTY|NITE|VIRTU Americas LLC|54043
VNO$L|VORNADO REALTY|NQRB|Brut, LLC|100
VNO$L|VORNADO REALTY|OLDM|OLD MISSION CAPITAL, LLC|1450
VNO$L|VORNADO REALTY|OPCO|Oppenheimer & Co. Inc.|215
VNO$L|VORNADO REALTY|PDQM|CODA MARKETS, INC.|808
VNO$L|VORNADO REALTY|PWJC|UBS Financial Services, Inc.|54
VNO$L|VORNADO REALTY|RBCM|RBC CAPITAL MARKETS, LLC|2352
VNO$L|VORNADO REALTY|SBSH|Citigroup Global Markets Inc.|220
VNO$L|VORNADO REALTY|SGMT|GOLDMAN SACHS & CO. LLC|2100
VNO$L|VORNADO REALTY|SPDR|SPEEDROUTE LLC|1000
VNO$L|VORNADO REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|378
VNO$L|VORNADO REALTY|SWIM|TD Ameritrade, Inc.|5150
VNO$L|VORNADO REALTY|SWST|Hilltop Securities Inc.|895
VNO$L|VORNADO REALTY|TKNG|ALLY INVEST SECURITIES LLC|200
VNO$L|VORNADO REALTY|TRBT|Tradebot Systems, Inc.|864
VNO$L|VORNADO REALTY|UBSA|UBS SECURITIES LLC|5049
VNO$L|VORNADO REALTY|UBSS|UBS Securities LLC|22048
VNO$L|VORNADO REALTY|VGRD|Vanguard Marketing Corporation|900
VNO$L|VORNADO REALTY|WCHV|WELLS FARGO SECURITIES, LLC|160846
VNO$L|VORNADO REALTY|WEDB|WEDBUSH SECURITIES INC.|95
VNO$L|VORNADO REALTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|220
VNO$L|VORNADO REALTY|XSTM|NATIONAL FINANCIAL SERVICES LLC|3200
VNO$L|VORNADO REALTY|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VNO$L|VORNADO REALTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2463
VNO$M|VORNADO REALTY 5.25M|BARD|Robert W. Baird & Co. Incorporated|1438
VNO$M|VORNADO REALTY 5.25M|BATM|CBOE TRADING, INC.|100
VNO$M|VORNADO REALTY 5.25M|BKMM|BNY MELLON CAPITAL MARKETS, LLC|422
VNO$M|VORNADO REALTY 5.25M|BYXM|CBOE TRADING, INC.|100
VNO$M|VORNADO REALTY 5.25M|CABR|Cabrera Capital Markets, Inc.|5000
VNO$M|VORNADO REALTY 5.25M|CHAS|Charles Schwab & Co., Inc.|147
VNO$M|VORNADO REALTY 5.25M|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1600
VNO$M|VORNADO REALTY 5.25M|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
VNO$M|VORNADO REALTY 5.25M|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3025
VNO$M|VORNADO REALTY 5.25M|DADA|D.A. Davidson & Co.|400
VNO$M|VORNADO REALTY 5.25M|DBAX|Deutsche Bank Securities Inc.|2100
VNO$M|VORNADO REALTY 5.25M|DEAN|MORGAN STANLEY|44249
VNO$M|VORNADO REALTY 5.25M|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2600
VNO$M|VORNADO REALTY 5.25M|EBXL|EBX LLC|2700
VNO$M|VORNADO REALTY 5.25M|ECUT|CONVERGEX EXECUTION SOLUTIONS|4014
VNO$M|VORNADO REALTY 5.25M|ETRS|E*Trade Securities LLC|17423
VNO$M|VORNADO REALTY 5.25M|FINX|FINTECH SECURITIES|101
VNO$M|VORNADO REALTY 5.25M|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5238
VNO$M|VORNADO REALTY 5.25M|GLPX|ACS EXECUTION SERVICES, LLC|890
VNO$M|VORNADO REALTY 5.25M|GSCO|GOLDMAN SACHS & CO. LLC|200
VNO$M|VORNADO REALTY 5.25M|GSLT|GOLDMAN SACHS & CO. LLC|158
VNO$M|VORNADO REALTY 5.25M|GTSZ|GTS SECURITIES LLC|569
VNO$M|VORNADO REALTY 5.25M|HRBF|American Enterprise Investment Services Inc.|2266
VNO$M|VORNADO REALTY 5.25M|IATS|INTERACTIVE BROKERS LLC|400
VNO$M|VORNADO REALTY 5.25M|IBKR|Interactive Brokers Llc|3375
VNO$M|VORNADO REALTY 5.25M|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|789
VNO$M|VORNADO REALTY 5.25M|ICBX|INSTINET, LLC|2038
VNO$M|VORNADO REALTY 5.25M|INCA|INSTINET, LLC|5539
VNO$M|VORNADO REALTY 5.25M|ITGI|ITG Inc.|418
VNO$M|VORNADO REALTY 5.25M|ITGP|ITG INC.|400
VNO$M|VORNADO REALTY 5.25M|JANY|Janney Montgomery Scott Inc.|22900
VNO$M|VORNADO REALTY 5.25M|JEFF|JEFFERIES LLC|100
VNO$M|VORNADO REALTY 5.25M|JPMX|J.P. Morgan Securities LLC|138
VNO$M|VORNADO REALTY 5.25M|KCGM|VIRTU Americas LLC|1400
VNO$M|VORNADO REALTY 5.25M|LEHM|Barclays Capital Inc./Le|800
VNO$M|VORNADO REALTY 5.25M|LIME|Lime Brokerage LLC|969
VNO$M|VORNADO REALTY 5.25M|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
VNO$M|VORNADO REALTY 5.25M|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
VNO$M|VORNADO REALTY 5.25M|MSCO|MORGAN STANLEY & CO. LLC|11338
VNO$M|VORNADO REALTY 5.25M|MSPL|MORGAN STANLEY & CO. LLC|200
VNO$M|VORNADO REALTY 5.25M|NATL|National Securities Corporation|1300
VNO$M|VORNADO REALTY 5.25M|NFSC|National Financial Services LLC|27985
VNO$M|VORNADO REALTY 5.25M|NITE|VIRTU Americas LLC|55794
VNO$M|VORNADO REALTY 5.25M|NQRB|Brut, LLC|400
VNO$M|VORNADO REALTY 5.25M|OPCO|Oppenheimer & Co. Inc.|6446
VNO$M|VORNADO REALTY 5.25M|PDQM|CODA MARKETS, INC.|1507
VNO$M|VORNADO REALTY 5.25M|PWJC|UBS Financial Services, Inc.|2551
VNO$M|VORNADO REALTY 5.25M|RBCM|RBC CAPITAL MARKETS, LLC|2188
VNO$M|VORNADO REALTY 5.25M|SALI|INTL FCSTONE FINANCIAL INC.|1
VNO$M|VORNADO REALTY 5.25M|SBSH|Citigroup Global Markets Inc.|62
VNO$M|VORNADO REALTY 5.25M|SGMT|GOLDMAN SACHS & CO. LLC|300
VNO$M|VORNADO REALTY 5.25M|SPDR|SPEEDROUTE LLC|800
VNO$M|VORNADO REALTY 5.25M|STFL|Stifel, Nicolaus & Company, Incorporated|88
VNO$M|VORNADO REALTY 5.25M|SWIM|TD Ameritrade, Inc.|4866
VNO$M|VORNADO REALTY 5.25M|TRBT|Tradebot Systems, Inc.|1244
VNO$M|VORNADO REALTY 5.25M|UBSA|UBS SECURITIES LLC|12066
VNO$M|VORNADO REALTY 5.25M|UBSS|UBS Securities LLC|28778
VNO$M|VORNADO REALTY 5.25M|VGRD|Vanguard Marketing Corporation|5216
VNO$M|VORNADO REALTY 5.25M|WCHV|WELLS FARGO SECURITIES, LLC|68344
VNO$M|VORNADO REALTY 5.25M|WEDB|WEDBUSH SECURITIES INC.|192
VNO$M|VORNADO REALTY 5.25M|WEXX|WOLVERINE EXECUTION SERVICES, LLC|414
VNOM|VIPER ENERGY LP CMN|ALTX|Alternet Securities Inc.|14388
VNOM|VIPER ENERGY LP CMN|APCC|Apex Clearing Corporation|2570
VNOM|VIPER ENERGY LP CMN|BANK|Primevest Financial Services, Inc.|200
VNOM|VIPER ENERGY LP CMN|BARD|Robert W. Baird & Co. Incorporated|3544
VNOM|VIPER ENERGY LP CMN|BATM|CBOE TRADING, INC.|9921
VNOM|VIPER ENERGY LP CMN|BAYT|BTIG, LLC|1000
VNOM|VIPER ENERGY LP CMN|BBNT|BB&T SECURITIES, LLC|1300
VNOM|VIPER ENERGY LP CMN|BERN|Sanford C. Bernstein & Co., LLC|107022
VNOM|VIPER ENERGY LP CMN|BIMI|Banca IMI Securities Corp.|104
VNOM|VIPER ENERGY LP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53351
VNOM|VIPER ENERGY LP CMN|BLKX|INSTINET, LLC|35000
VNOM|VIPER ENERGY LP CMN|BMOC|BMO Capital Markets Corp.|151669
VNOM|VIPER ENERGY LP CMN|BTIG|BTIG, LLC|300
VNOM|VIPER ENERGY LP CMN|BYXM|CBOE TRADING, INC.|1433
VNOM|VIPER ENERGY LP CMN|BZYD|GOLDMAN SACHS & CO. LLC|1799
VNOM|VIPER ENERGY LP CMN|CANT|Cantor Fitzgerald & Co.|1155
VNOM|VIPER ENERGY LP CMN|CHAS|Charles Schwab & Co., Inc.|11173
VNOM|VIPER ENERGY LP CMN|CICF|Canaccord Genuity Corp.|2850
VNOM|VIPER ENERGY LP CMN|CIST|Capital Institutional Services, Inc.|4010
VNOM|VIPER ENERGY LP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21842
VNOM|VIPER ENERGY LP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|61271
VNOM|VIPER ENERGY LP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
VNOM|VIPER ENERGY LP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|189891
VNOM|VIPER ENERGY LP CMN|CTDL|Citadel Derivatives Group Llc|13386
VNOM|VIPER ENERGY LP CMN|CTLR|CUTLER GROUP, LP|100
VNOM|VIPER ENERGY LP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|28456
VNOM|VIPER ENERGY LP CMN|DADA|D.A. Davidson & Co.|400
VNOM|VIPER ENERGY LP CMN|DBAB|Deutsche Bank Securities Inc.|198049
VNOM|VIPER ENERGY LP CMN|DBAX|Deutsche Bank Securities Inc.|151300
VNOM|VIPER ENERGY LP CMN|DCHF|Dart Executions, LLC|1705
VNOM|VIPER ENERGY LP CMN|DEAN|MORGAN STANLEY|16154
VNOM|VIPER ENERGY LP CMN|DEGS|RONIN PROFESSIONAL LLC|19734
VNOM|VIPER ENERGY LP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|350
VNOM|VIPER ENERGY LP CMN|EBXL|EBX LLC|222900
VNOM|VIPER ENERGY LP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|8959
VNOM|VIPER ENERGY LP CMN|EDJO|Edward D. Jones & Co., L.P.|4620
VNOM|VIPER ENERGY LP CMN|EGAM|CBOE TRADING, INC.|29712
VNOM|VIPER ENERGY LP CMN|EGAW|CBOE TRADING, INC.|290
VNOM|VIPER ENERGY LP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|3874
VNOM|VIPER ENERGY LP CMN|EGXM|CBOE TRADING, INC.|9801
VNOM|VIPER ENERGY LP CMN|ETBE|Electronic Transaction Clearing, Inc.|22573
VNOM|VIPER ENERGY LP CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|191
VNOM|VIPER ENERGY LP CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8447
VNOM|VIPER ENERGY LP CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5892
VNOM|VIPER ENERGY LP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41327
VNOM|VIPER ENERGY LP CMN|ETRS|E*Trade Securities LLC|541852
VNOM|VIPER ENERGY LP CMN|EVRS|E1 ASSET MANAGEMENT, INC.|850
VNOM|VIPER ENERGY LP CMN|FBCO|Credit Suisse Securities (USA) LLC|337201
VNOM|VIPER ENERGY LP CMN|FBSB|U.S. Bancorp Investments, Inc.|300
VNOM|VIPER ENERGY LP CMN|FILL|Tradestation Securities, Inc.|14280
VNOM|VIPER ENERGY LP CMN|FMAF|NBCN Inc./ CDS|120
VNOM|VIPER ENERGY LP CMN|FOMA|TD AMERITRADE CLEARING, INC.|650012
VNOM|VIPER ENERGY LP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|126488
VNOM|VIPER ENERGY LP CMN|FTBR|Foliofn Investments, Inc.|3993
VNOM|VIPER ENERGY LP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|50937
VNOM|VIPER ENERGY LP CMN|GLIS|TD Securities Inc|360
VNOM|VIPER ENERGY LP CMN|GLPX|ACS EXECUTION SERVICES, LLC|23791
VNOM|VIPER ENERGY LP CMN|GSCO|GOLDMAN SACHS & CO. LLC|900680
VNOM|VIPER ENERGY LP CMN|GSCS|GOLDMAN SACHS & CO. LLC|27012
VNOM|VIPER ENERGY LP CMN|GSLT|GOLDMAN SACHS & CO. LLC|5536
VNOM|VIPER ENERGY LP CMN|GTSZ|GTS SECURITIES LLC|32933
VNOM|VIPER ENERGY LP CMN|HAPX|HAP Trading, LLC|14967
VNOM|VIPER ENERGY LP CMN|HRBF|American Enterprise Investment Services Inc.|10165
VNOM|VIPER ENERGY LP CMN|IATS|INTERACTIVE BROKERS LLC|35726
VNOM|VIPER ENERGY LP CMN|IBKR|Interactive Brokers Llc|337693
VNOM|VIPER ENERGY LP CMN|ICBX|INSTINET, LLC|33552
VNOM|VIPER ENERGY LP CMN|INCA|INSTINET, LLC|148840
VNOM|VIPER ENERGY LP CMN|INJX|INSTINET, LLC|10834
VNOM|VIPER ENERGY LP CMN|ITGI|ITG Inc.|95309
VNOM|VIPER ENERGY LP CMN|ITGP|ITG INC.|118400
VNOM|VIPER ENERGY LP CMN|JANY|Janney Montgomery Scott Inc.|10864
VNOM|VIPER ENERGY LP CMN|JEFF|JEFFERIES LLC|26230
VNOM|VIPER ENERGY LP CMN|JMPT|JUMP TRADING, LLC|71023
VNOM|VIPER ENERGY LP CMN|JPMX|J.P. Morgan Securities LLC|121710
VNOM|VIPER ENERGY LP CMN|JRCO|Johnson Rice & Company L.L.C.|200
VNOM|VIPER ENERGY LP CMN|JSJX|JANE STREET CAPITAL LLC|116152
VNOM|VIPER ENERGY LP CMN|KCGM|VIRTU Americas LLC|43390
VNOM|VIPER ENERGY LP CMN|KCRD|PHX FINANCIAL, INC.|1215
VNOM|VIPER ENERGY LP CMN|LEHM|Barclays Capital Inc./Le|317633
VNOM|VIPER ENERGY LP CMN|LIME|Lime Brokerage LLC|176902
VNOM|VIPER ENERGY LP CMN|LOOP|Loop Capital Markets LLC|900
VNOM|VIPER ENERGY LP CMN|LSCI|Lek Securities Corporation|662
VNOM|VIPER ENERGY LP CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VNOM|VIPER ENERGY LP CMN|MBTS|ALLY INVEST SECURITIES LLC|240
VNOM|VIPER ENERGY LP CMN|MCMF|Raymond James Ltd. Cds|500
VNOM|VIPER ENERGY LP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126128
VNOM|VIPER ENERGY LP CMN|MOTF|MOTIF INVESTING, INC.|4
VNOM|VIPER ENERGY LP CMN|MSCO|MORGAN STANLEY & CO. LLC|1639891
VNOM|VIPER ENERGY LP CMN|MSPL|MORGAN STANLEY & CO. LLC|68100
VNOM|VIPER ENERGY LP CMN|MSTX|MORGAN STANLEY & CO. LLC|1600
VNOM|VIPER ENERGY LP CMN|NBCS|NBC Securities, INC.|5420
VNOM|VIPER ENERGY LP CMN|NFSC|National Financial Services LLC|643656
VNOM|VIPER ENERGY LP CMN|NITE|VIRTU Americas LLC|1154145
VNOM|VIPER ENERGY LP CMN|NITP|VIRTU Americas LLC|4012
VNOM|VIPER ENERGY LP CMN|NQRB|Brut, LLC|21491
VNOM|VIPER ENERGY LP CMN|NTRC|Northern Trust Securities, Inc.|2770
VNOM|VIPER ENERGY LP CMN|OPCO|Oppenheimer & Co. Inc.|7206
VNOM|VIPER ENERGY LP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3254
VNOM|VIPER ENERGY LP CMN|PCFF|Pacific International Securities Inc./CDS|8900
VNOM|VIPER ENERGY LP CMN|PDQM|CODA MARKETS, INC.|81374
VNOM|VIPER ENERGY LP CMN|PHLY|NASDAQ Execution Services, LLC|17000
VNOM|VIPER ENERGY LP CMN|PWJC|UBS Financial Services, Inc.|8208
VNOM|VIPER ENERGY LP CMN|RAJA|Raymond James & Associates, Inc.|230047
VNOM|VIPER ENERGY LP CMN|RBCM|RBC CAPITAL MARKETS, LLC|28428
VNOM|VIPER ENERGY LP CMN|SAGL|SAGETRADER, LLC|10988
VNOM|VIPER ENERGY LP CMN|SALI|INTL FCSTONE FINANCIAL INC.|750
VNOM|VIPER ENERGY LP CMN|SBSH|Citigroup Global Markets Inc.|106008
VNOM|VIPER ENERGY LP CMN|SGMT|GOLDMAN SACHS & CO. LLC|140297
VNOM|VIPER ENERGY LP CMN|SOCO|Capital One Southcoast, Inc|398
VNOM|VIPER ENERGY LP CMN|SPDR|SPEEDROUTE LLC|28298
VNOM|VIPER ENERGY LP CMN|SPHN|Stephens Inc.|900
VNOM|VIPER ENERGY LP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|7970
VNOM|VIPER ENERGY LP CMN|SWIM|TD Ameritrade, Inc.|204852
VNOM|VIPER ENERGY LP CMN|SWST|Hilltop Securities Inc.|2140
VNOM|VIPER ENERGY LP CMN|TDSI|TD Securities (USA) LLC|9900
VNOM|VIPER ENERGY LP CMN|TKNG|ALLY INVEST SECURITIES LLC|16006
VNOM|VIPER ENERGY LP CMN|TRBT|Tradebot Systems, Inc.|201648
VNOM|VIPER ENERGY LP CMN|TRCM|TRC MARKETS LLC|147675
VNOM|VIPER ENERGY LP CMN|TWTT|TASTYWORKS, INC.|2362
VNOM|VIPER ENERGY LP CMN|UBSA|UBS SECURITIES LLC|526070
VNOM|VIPER ENERGY LP CMN|UBSS|UBS Securities LLC|955275
VNOM|VIPER ENERGY LP CMN|VALX|VIRTU AMERICAS LLC|10172
VNOM|VIPER ENERGY LP CMN|VGRD|Vanguard Marketing Corporation|82356
VNOM|VIPER ENERGY LP CMN|VNDM|Wall Street Access|8810
VNOM|VIPER ENERGY LP CMN|VSIN|Vision Financial Markets Llc|200
VNOM|VIPER ENERGY LP CMN|WABR|Wall Street Access|6729
VNOM|VIPER ENERGY LP CMN|WCHV|WELLS FARGO SECURITIES, LLC|226117
VNOM|VIPER ENERGY LP CMN|WEDB|WEDBUSH SECURITIES INC.|6986
VNOM|VIPER ENERGY LP CMN|WEED|Weeden & Co.L.P.|399
VNOM|VIPER ENERGY LP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|95490
VNOM|VIPER ENERGY LP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|41881
VNOM|VIPER ENERGY LP CMN|WGIF|CIBC World Markets Inc.|9770
VNOM|VIPER ENERGY LP CMN|WSAG|WALL STREET ACCESS|10084
VNOM|VIPER ENERGY LP CMN|WSEA|WOLVERINE SECURITIES, LLC|22414
VNOM|VIPER ENERGY LP CMN|WTCO|Williams Trading LLC|66900
VNOM|VIPER ENERGY LP CMN|XIST|INSTINET, LLC|600
VNOM|VIPER ENERGY LP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|58652
VNOM|VIPER ENERGY LP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|6688
VNOM|VIPER ENERGY LP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16164
VNQ|VANGUARD REAL ESTATE|AGIS|Aegis Capital Corp.|157
VNQ|VANGUARD REAL ESTATE|ALTX|Alternet Securities Inc.|56422
VNQ|VANGUARD REAL ESTATE|ANOS|ABEL/NOSER, L.L.C.|8576
VNQ|VANGUARD REAL ESTATE|APCC|Apex Clearing Corporation|27434
VNQ|VANGUARD REAL ESTATE|BALE|M&T SECURITIES, INC.|5190
VNQ|VANGUARD REAL ESTATE|BANK|Primevest Financial Services, Inc.|4918
VNQ|VANGUARD REAL ESTATE|BARD|Robert W. Baird & Co. Incorporated|17874
VNQ|VANGUARD REAL ESTATE|BATM|CBOE TRADING, INC.|24646
VNQ|VANGUARD REAL ESTATE|BAYT|BTIG, LLC|1600
VNQ|VANGUARD REAL ESTATE|BBNT|BB&T SECURITIES, LLC|20020
VNQ|VANGUARD REAL ESTATE|BERN|Sanford C. Bernstein & Co., LLC|22833
VNQ|VANGUARD REAL ESTATE|BKCM|BNY Mellon Capital Markets LLC|8096
VNQ|VANGUARD REAL ESTATE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|111077
VNQ|VANGUARD REAL ESTATE|BMOC|BMO Capital Markets Corp.|95330
VNQ|VANGUARD REAL ESTATE|BNPX|BNP PARIBAS SECURITIES CORP.|1850216
VNQ|VANGUARD REAL ESTATE|BTIG|BTIG, LLC|52143
VNQ|VANGUARD REAL ESTATE|BYXM|CBOE TRADING, INC.|5191
VNQ|VANGUARD REAL ESTATE|CANT|Cantor Fitzgerald & Co.|3890424
VNQ|VANGUARD REAL ESTATE|CBLC|CITIGROUP GLOBAL MARKETS INC.|17600
VNQ|VANGUARD REAL ESTATE|CHAS|Charles Schwab & Co., Inc.|14080
VNQ|VANGUARD REAL ESTATE|CIST|Capital Institutional Services, Inc.|122291
VNQ|VANGUARD REAL ESTATE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|736639
VNQ|VANGUARD REAL ESTATE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1610
VNQ|VANGUARD REAL ESTATE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|85768
VNQ|VANGUARD REAL ESTATE|CRAG|KEPLER CAPITAL MARKETS, INC.|57000
VNQ|VANGUARD REAL ESTATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1132007
VNQ|VANGUARD REAL ESTATE|CSIN|Citadel Securities Institutional LLC|1638956
VNQ|VANGUARD REAL ESTATE|CSMS|CORNERSTONE MACRO LLC|10320
VNQ|VANGUARD REAL ESTATE|CTDL|Citadel Derivatives Group Llc|2130288
VNQ|VANGUARD REAL ESTATE|CTLR|CUTLER GROUP, LP|1000
VNQ|VANGUARD REAL ESTATE|CXCX|CITIGROUP GLOBAL MARKETS INC.|275160
VNQ|VANGUARD REAL ESTATE|DADA|D.A. Davidson & Co.|989
VNQ|VANGUARD REAL ESTATE|DBAB|Deutsche Bank Securities Inc.|908873
VNQ|VANGUARD REAL ESTATE|DBAX|Deutsche Bank Securities Inc.|719700
VNQ|VANGUARD REAL ESTATE|DBUL|Deutsche Bank Securities Inc.|10928
VNQ|VANGUARD REAL ESTATE|DCHF|Dart Executions, LLC|65054
VNQ|VANGUARD REAL ESTATE|DEAN|MORGAN STANLEY|64830
VNQ|VANGUARD REAL ESTATE|DEGS|RONIN PROFESSIONAL LLC|7900
VNQ|VANGUARD REAL ESTATE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35865
VNQ|VANGUARD REAL ESTATE|EBXL|EBX LLC|804200
VNQ|VANGUARD REAL ESTATE|ECUT|CONVERGEX EXECUTION SOLUTIONS|17346
VNQ|VANGUARD REAL ESTATE|EDJC|Edward Jones / CDS|50
VNQ|VANGUARD REAL ESTATE|EDJO|Edward D. Jones & Co., L.P.|23320
VNQ|VANGUARD REAL ESTATE|EGAM|CBOE TRADING, INC.|37194
VNQ|VANGUARD REAL ESTATE|EGAW|CBOE TRADING, INC.|1501
VNQ|VANGUARD REAL ESTATE|EGXM|CBOE TRADING, INC.|17647
VNQ|VANGUARD REAL ESTATE|EGXW|CBOE TRADING, INC.|251
VNQ|VANGUARD REAL ESTATE|ESPO|ESPOSITO SECURITIES, LLC|18000
VNQ|VANGUARD REAL ESTATE|ETBE|Electronic Transaction Clearing, Inc.|69224
VNQ|VANGUARD REAL ESTATE|ETCB|ETC BROKERAGE SERVICES, LLC|1877
VNQ|VANGUARD REAL ESTATE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|115798
VNQ|VANGUARD REAL ESTATE|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
VNQ|VANGUARD REAL ESTATE|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|4900
VNQ|VANGUARD REAL ESTATE|ETRS|E*Trade Securities LLC|187362
VNQ|VANGUARD REAL ESTATE|FBSB|U.S. Bancorp Investments, Inc.|7920
VNQ|VANGUARD REAL ESTATE|FFSI|Firstrade Securities Inc.|9
VNQ|VANGUARD REAL ESTATE|FIDT|Fidelity Clearing Canada ULC./ CDS|92
VNQ|VANGUARD REAL ESTATE|FILL|Tradestation Securities, Inc.|1289
VNQ|VANGUARD REAL ESTATE|FINX|FINTECH SECURITIES|17959
VNQ|VANGUARD REAL ESTATE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|4600
VNQ|VANGUARD REAL ESTATE|FMAF|NBCN Inc./ CDS|17105
VNQ|VANGUARD REAL ESTATE|FQLS|Quantlab Securities LP|614795
VNQ|VANGUARD REAL ESTATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76797
VNQ|VANGUARD REAL ESTATE|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|29800
VNQ|VANGUARD REAL ESTATE|FTBR|Foliofn Investments, Inc.|84364
VNQ|VANGUARD REAL ESTATE|GBMT|GBM International, Inc.|7010
VNQ|VANGUARD REAL ESTATE|GFIS|GFI Securities LLC|25000
VNQ|VANGUARD REAL ESTATE|GFRY|JUMP TRADING, LLC|1060189
VNQ|VANGUARD REAL ESTATE|GLIS|TD Securities Inc|2517
VNQ|VANGUARD REAL ESTATE|GLPX|ACS EXECUTION SERVICES, LLC|90905
VNQ|VANGUARD REAL ESTATE|GSCO|GOLDMAN SACHS & CO. LLC|7947357
VNQ|VANGUARD REAL ESTATE|GSCS|GOLDMAN SACHS & CO. LLC|47728
VNQ|VANGUARD REAL ESTATE|GSLT|GOLDMAN SACHS & CO. LLC|127598
VNQ|VANGUARD REAL ESTATE|GTSZ|GTS SECURITIES LLC|137170
VNQ|VANGUARD REAL ESTATE|HRBF|American Enterprise Investment Services Inc.|328498
VNQ|VANGUARD REAL ESTATE|HSBC|HSBC Securities, Inc.|1930
VNQ|VANGUARD REAL ESTATE|IATS|INTERACTIVE BROKERS LLC|44308
VNQ|VANGUARD REAL ESTATE|IBKR|Interactive Brokers Llc|306131
VNQ|VANGUARD REAL ESTATE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|392
VNQ|VANGUARD REAL ESTATE|ICBX|INSTINET, LLC|568054
VNQ|VANGUARD REAL ESTATE|IEQY|CITADEL SECURITIES LLC|1019868
VNQ|VANGUARD REAL ESTATE|INCA|INSTINET, LLC|856242
VNQ|VANGUARD REAL ESTATE|INJX|INSTINET, LLC|78888
VNQ|VANGUARD REAL ESTATE|ITGI|ITG Inc.|422040
VNQ|VANGUARD REAL ESTATE|ITGP|ITG INC.|398000
VNQ|VANGUARD REAL ESTATE|JANY|Janney Montgomery Scott Inc.|22430
VNQ|VANGUARD REAL ESTATE|JEFF|JEFFERIES LLC|488611
VNQ|VANGUARD REAL ESTATE|JMPT|JUMP TRADING, LLC|119174
VNQ|VANGUARD REAL ESTATE|JPBX|J.P. MORGAN SECURITIES LLC|56554
VNQ|VANGUARD REAL ESTATE|JPMX|J.P. Morgan Securities LLC|686318
VNQ|VANGUARD REAL ESTATE|JSEB|JANE STREET EXECUTION SERVICES, LLC|53451
VNQ|VANGUARD REAL ESTATE|JSJX|JANE STREET CAPITAL LLC|1159188
VNQ|VANGUARD REAL ESTATE|KCGM|VIRTU Americas LLC|175953
VNQ|VANGUARD REAL ESTATE|LEHM|Barclays Capital Inc./Le|2907749
VNQ|VANGUARD REAL ESTATE|LGNT|COR CLEARING LLC|67
VNQ|VANGUARD REAL ESTATE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|206
VNQ|VANGUARD REAL ESTATE|LIME|Lime Brokerage LLC|79139
VNQ|VANGUARD REAL ESTATE|LMGP|LIME BROKERAGE LLC|5900
VNQ|VANGUARD REAL ESTATE|LOOP|Loop Capital Markets LLC|10358
VNQ|VANGUARD REAL ESTATE|LSCI|Lek Securities Corporation|143
VNQ|VANGUARD REAL ESTATE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
VNQ|VANGUARD REAL ESTATE|MACC|Mid Atlantic Capital Corporation|50964
VNQ|VANGUARD REAL ESTATE|MAXM|Maxim Group LLC|98498
VNQ|VANGUARD REAL ESTATE|MCMF|Raymond James Ltd. Cds|225
VNQ|VANGUARD REAL ESTATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|456999
VNQ|VANGUARD REAL ESTATE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|37915
VNQ|VANGUARD REAL ESTATE|MOTF|MOTIF INVESTING, INC.|274
VNQ|VANGUARD REAL ESTATE|MSCO|MORGAN STANLEY & CO. LLC|1833555
VNQ|VANGUARD REAL ESTATE|MSPL|MORGAN STANLEY & CO. LLC|377100
VNQ|VANGUARD REAL ESTATE|MSTX|MORGAN STANLEY & CO. LLC|21600
VNQ|VANGUARD REAL ESTATE|NATL|National Securities Corporation|1303
VNQ|VANGUARD REAL ESTATE|NBCS|NBC Securities, INC.|3
VNQ|VANGUARD REAL ESTATE|NEUB|NEUBERGER BERMAN BD LLC|1600
VNQ|VANGUARD REAL ESTATE|NFSC|National Financial Services LLC|1721496
VNQ|VANGUARD REAL ESTATE|NITE|VIRTU Americas LLC|3311788
VNQ|VANGUARD REAL ESTATE|NITP|VIRTU Americas LLC|16184
VNQ|VANGUARD REAL ESTATE|NQRB|Brut, LLC|46901
VNQ|VANGUARD REAL ESTATE|NTBF|BMO Nesbitt Burns Inc./CDS|1817
VNQ|VANGUARD REAL ESTATE|NTRC|Northern Trust Securities, Inc.|8347
VNQ|VANGUARD REAL ESTATE|OHOS|TWO SIGMA SECURITIES, LLC|34740
VNQ|VANGUARD REAL ESTATE|ONEL|O'NEIL SECURITIES, INCORPORATED|3750
VNQ|VANGUARD REAL ESTATE|OPCO|Oppenheimer & Co. Inc.|4297
VNQ|VANGUARD REAL ESTATE|PDQM|CODA MARKETS, INC.|45184
VNQ|VANGUARD REAL ESTATE|PHLY|NASDAQ Execution Services, LLC|11000
VNQ|VANGUARD REAL ESTATE|PIPR|Piper Jaffray & Co.|1265
VNQ|VANGUARD REAL ESTATE|PWJC|UBS Financial Services, Inc.|5347
VNQ|VANGUARD REAL ESTATE|QMSR|QUATTRO M SECURITIES INC.|40690
VNQ|VANGUARD REAL ESTATE|RBCM|RBC CAPITAL MARKETS, LLC|149878
VNQ|VANGUARD REAL ESTATE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1900
VNQ|VANGUARD REAL ESTATE|RHCO|Suntrust Robinson Humphrey, Inc.|21382
VNQ|VANGUARD REAL ESTATE|SAGL|SAGETRADER, LLC|40680
VNQ|VANGUARD REAL ESTATE|SALI|INTL FCSTONE FINANCIAL INC.|590
VNQ|VANGUARD REAL ESTATE|SBRX|MURIEL SIEBERT & CO INC|32
VNQ|VANGUARD REAL ESTATE|SBSH|Citigroup Global Markets Inc.|529052
VNQ|VANGUARD REAL ESTATE|SEIC|SEI Investments Distribution Co.|53361
VNQ|VANGUARD REAL ESTATE|SGMT|GOLDMAN SACHS & CO. LLC|619923
VNQ|VANGUARD REAL ESTATE|SHMR|ABN Amro Clearing LLC|4800
VNQ|VANGUARD REAL ESTATE|SPDR|SPEEDROUTE LLC|2441
VNQ|VANGUARD REAL ESTATE|SPHN|Stephens Inc.|6758
VNQ|VANGUARD REAL ESTATE|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
VNQ|VANGUARD REAL ESTATE|STFL|Stifel, Nicolaus & Company, Incorporated|22009
VNQ|VANGUARD REAL ESTATE|STKP|STOCKPILE INVESTMENTS, INC.|458
VNQ|VANGUARD REAL ESTATE|STXG|Stockcross Financial Services, Inc.|64
VNQ|VANGUARD REAL ESTATE|SWIM|TD Ameritrade, Inc.|40141
VNQ|VANGUARD REAL ESTATE|SWST|Hilltop Securities Inc.|240076
VNQ|VANGUARD REAL ESTATE|TKNG|ALLY INVEST SECURITIES LLC|2763
VNQ|VANGUARD REAL ESTATE|TRBT|Tradebot Systems, Inc.|2214490
VNQ|VANGUARD REAL ESTATE|TRCM|TRC MARKETS LLC|2351704
VNQ|VANGUARD REAL ESTATE|TWTT|TASTYWORKS, INC.|1623
VNQ|VANGUARD REAL ESTATE|UBSA|UBS SECURITIES LLC|1917075
VNQ|VANGUARD REAL ESTATE|UBSS|UBS Securities LLC|1587254
VNQ|VANGUARD REAL ESTATE|VALX|VIRTU AMERICAS LLC|76623
VNQ|VANGUARD REAL ESTATE|VERT|The Vertical Trading Group, LLC|366
VNQ|VANGUARD REAL ESTATE|VGRD|Vanguard Marketing Corporation|697767
VNQ|VANGUARD REAL ESTATE|VSIN|Vision Financial Markets Llc|1
VNQ|VANGUARD REAL ESTATE|WBET|Wallachbeth Capital LLC|2370
VNQ|VANGUARD REAL ESTATE|WBLR|WILLIAM BLAIR|3413
VNQ|VANGUARD REAL ESTATE|WCHV|WELLS FARGO SECURITIES, LLC|5240953
VNQ|VANGUARD REAL ESTATE|WEDB|WEDBUSH SECURITIES INC.|374
VNQ|VANGUARD REAL ESTATE|WEED|Weeden & Co.L.P.|344
VNQ|VANGUARD REAL ESTATE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22668
VNQ|VANGUARD REAL ESTATE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|249178
VNQ|VANGUARD REAL ESTATE|WGIF|CIBC World Markets Inc.|228
VNQ|VANGUARD REAL ESTATE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|80450
VNQ|VANGUARD REAL ESTATE|WSEA|WOLVERINE SECURITIES, LLC|70975
VNQ|VANGUARD REAL ESTATE|XIST|INSTINET, LLC|200
VNQ|VANGUARD REAL ESTATE|XSTM|NATIONAL FINANCIAL SERVICES LLC|102898
VNQ|VANGUARD REAL ESTATE|YKNA|COMHAR CAPITAL MARKETS, LLC|301
VNQ|VANGUARD REAL ESTATE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|193637
VNQI|VANGUARD GLB EXUS RE|ABLE|NATIXIS Securities Americas LLC|1785
VNQI|VANGUARD GLB EXUS RE|AGIS|Aegis Capital Corp.|59
VNQI|VANGUARD GLB EXUS RE|ALTX|Alternet Securities Inc.|6075
VNQI|VANGUARD GLB EXUS RE|ANOS|ABEL/NOSER, L.L.C.|7256
VNQI|VANGUARD GLB EXUS RE|APCC|Apex Clearing Corporation|6797
VNQI|VANGUARD GLB EXUS RE|BALE|M&T SECURITIES, INC.|3804
VNQI|VANGUARD GLB EXUS RE|BANK|Primevest Financial Services, Inc.|145
VNQI|VANGUARD GLB EXUS RE|BARD|Robert W. Baird & Co. Incorporated|9958
VNQI|VANGUARD GLB EXUS RE|BATM|CBOE TRADING, INC.|512
VNQI|VANGUARD GLB EXUS RE|BAYC|BAY CREST PARTNERS, LLC|940
VNQI|VANGUARD GLB EXUS RE|BBNT|BB&T SECURITIES, LLC|644
VNQI|VANGUARD GLB EXUS RE|BERN|Sanford C. Bernstein & Co., LLC|3382
VNQI|VANGUARD GLB EXUS RE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|28806
VNQI|VANGUARD GLB EXUS RE|BRGE|Newbridge Securities Corp.|11
VNQI|VANGUARD GLB EXUS RE|BYXM|CBOE TRADING, INC.|700
VNQI|VANGUARD GLB EXUS RE|CANT|Cantor Fitzgerald & Co.|3339327
VNQI|VANGUARD GLB EXUS RE|CHAS|Charles Schwab & Co., Inc.|91992
VNQI|VANGUARD GLB EXUS RE|CIST|Capital Institutional Services, Inc.|10261
VNQI|VANGUARD GLB EXUS RE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|763608
VNQI|VANGUARD GLB EXUS RE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1475
VNQI|VANGUARD GLB EXUS RE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84963
VNQI|VANGUARD GLB EXUS RE|CSIN|Citadel Securities Institutional LLC|119061
VNQI|VANGUARD GLB EXUS RE|CTDL|Citadel Derivatives Group Llc|330385
VNQI|VANGUARD GLB EXUS RE|CXCX|CITIGROUP GLOBAL MARKETS INC.|4986
VNQI|VANGUARD GLB EXUS RE|DBAB|Deutsche Bank Securities Inc.|10666
VNQI|VANGUARD GLB EXUS RE|DBAX|Deutsche Bank Securities Inc.|448600
VNQI|VANGUARD GLB EXUS RE|DEAN|MORGAN STANLEY|11929
VNQI|VANGUARD GLB EXUS RE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|790
VNQI|VANGUARD GLB EXUS RE|EBXL|EBX LLC|260200
VNQI|VANGUARD GLB EXUS RE|ECUT|CONVERGEX EXECUTION SOLUTIONS|7883
VNQI|VANGUARD GLB EXUS RE|EDJC|Edward Jones / CDS|379
VNQI|VANGUARD GLB EXUS RE|EDJO|Edward D. Jones & Co., L.P.|2637
VNQI|VANGUARD GLB EXUS RE|EGAM|CBOE TRADING, INC.|7025
VNQI|VANGUARD GLB EXUS RE|EGMT|EG MARKET TECHNOLOGIES LLC|400
VNQI|VANGUARD GLB EXUS RE|EGXM|CBOE TRADING, INC.|1801
VNQI|VANGUARD GLB EXUS RE|ETBE|Electronic Transaction Clearing, Inc.|2912
VNQI|VANGUARD GLB EXUS RE|ETCB|ETC BROKERAGE SERVICES, LLC|189
VNQI|VANGUARD GLB EXUS RE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|13472
VNQI|VANGUARD GLB EXUS RE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4710
VNQI|VANGUARD GLB EXUS RE|ETRS|E*Trade Securities LLC|16286
VNQI|VANGUARD GLB EXUS RE|FBCO|Credit Suisse Securities (USA) LLC|73169
VNQI|VANGUARD GLB EXUS RE|FBSB|U.S. Bancorp Investments, Inc.|1541
VNQI|VANGUARD GLB EXUS RE|FIDT|Fidelity Clearing Canada ULC./ CDS|8640
VNQI|VANGUARD GLB EXUS RE|FMAF|NBCN Inc./ CDS|8788
VNQI|VANGUARD GLB EXUS RE|FOMA|TD AMERITRADE CLEARING, INC.|126404
VNQI|VANGUARD GLB EXUS RE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|65038
VNQI|VANGUARD GLB EXUS RE|FTBR|Foliofn Investments, Inc.|12141
VNQI|VANGUARD GLB EXUS RE|GBMT|GBM International, Inc.|1360
VNQI|VANGUARD GLB EXUS RE|GEBB|GLOBAL EXECUTION BROKERS, LP|20552
VNQI|VANGUARD GLB EXUS RE|GLPX|ACS EXECUTION SERVICES, LLC|9348
VNQI|VANGUARD GLB EXUS RE|GSCO|GOLDMAN SACHS & CO. LLC|32593
VNQI|VANGUARD GLB EXUS RE|GSCS|GOLDMAN SACHS & CO. LLC|2338
VNQI|VANGUARD GLB EXUS RE|GSLT|GOLDMAN SACHS & CO. LLC|529
VNQI|VANGUARD GLB EXUS RE|GTSZ|GTS SECURITIES LLC|7172
VNQI|VANGUARD GLB EXUS RE|HRBF|American Enterprise Investment Services Inc.|94552
VNQI|VANGUARD GLB EXUS RE|HSBC|HSBC Securities, Inc.|917
VNQI|VANGUARD GLB EXUS RE|IATS|INTERACTIVE BROKERS LLC|2146
VNQI|VANGUARD GLB EXUS RE|IBKR|Interactive Brokers Llc|34009
VNQI|VANGUARD GLB EXUS RE|ICBX|INSTINET, LLC|244496
VNQI|VANGUARD GLB EXUS RE|INCA|INSTINET, LLC|17519
VNQI|VANGUARD GLB EXUS RE|INJX|INSTINET, LLC|2712
VNQI|VANGUARD GLB EXUS RE|ITGI|ITG Inc.|35041
VNQI|VANGUARD GLB EXUS RE|ITGP|ITG INC.|140200
VNQI|VANGUARD GLB EXUS RE|JANY|Janney Montgomery Scott Inc.|2351
VNQI|VANGUARD GLB EXUS RE|JEFF|JEFFERIES LLC|600
VNQI|VANGUARD GLB EXUS RE|JMPT|JUMP TRADING, LLC|6160
VNQI|VANGUARD GLB EXUS RE|JPMX|J.P. Morgan Securities LLC|245662
VNQI|VANGUARD GLB EXUS RE|JSEB|JANE STREET EXECUTION SERVICES, LLC|482971
VNQI|VANGUARD GLB EXUS RE|JSJX|JANE STREET CAPITAL LLC|721639
VNQI|VANGUARD GLB EXUS RE|KCGM|VIRTU Americas LLC|52226
VNQI|VANGUARD GLB EXUS RE|LEHM|Barclays Capital Inc./Le|173760
VNQI|VANGUARD GLB EXUS RE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|5360
VNQI|VANGUARD GLB EXUS RE|LIME|Lime Brokerage LLC|14627
VNQI|VANGUARD GLB EXUS RE|LSCI|Lek Securities Corporation|13
VNQI|VANGUARD GLB EXUS RE|MACC|Mid Atlantic Capital Corporation|7394
VNQI|VANGUARD GLB EXUS RE|MAXM|Maxim Group LLC|1272
VNQI|VANGUARD GLB EXUS RE|MCMF|Raymond James Ltd. Cds|2332
VNQI|VANGUARD GLB EXUS RE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|247438
VNQI|VANGUARD GLB EXUS RE|MOTF|MOTIF INVESTING, INC.|13
VNQI|VANGUARD GLB EXUS RE|MSCO|MORGAN STANLEY & CO. LLC|524770
VNQI|VANGUARD GLB EXUS RE|MSPL|MORGAN STANLEY & CO. LLC|144900
VNQI|VANGUARD GLB EXUS RE|NFSC|National Financial Services LLC|341841
VNQI|VANGUARD GLB EXUS RE|NITE|VIRTU Americas LLC|678610
VNQI|VANGUARD GLB EXUS RE|NITP|VIRTU Americas LLC|100
VNQI|VANGUARD GLB EXUS RE|NQRB|Brut, LLC|21014
VNQI|VANGUARD GLB EXUS RE|NTRC|Northern Trust Securities, Inc.|70
VNQI|VANGUARD GLB EXUS RE|OLDM|OLD MISSION CAPITAL, LLC|78415
VNQI|VANGUARD GLB EXUS RE|OPCO|Oppenheimer & Co. Inc.|1822
VNQI|VANGUARD GLB EXUS RE|PDQM|CODA MARKETS, INC.|47979
VNQI|VANGUARD GLB EXUS RE|PIPR|Piper Jaffray & Co.|770
VNQI|VANGUARD GLB EXUS RE|RAJA|Raymond James & Associates, Inc.|9593
VNQI|VANGUARD GLB EXUS RE|RBCM|RBC CAPITAL MARKETS, LLC|9953
VNQI|VANGUARD GLB EXUS RE|RHCO|Suntrust Robinson Humphrey, Inc.|1300
VNQI|VANGUARD GLB EXUS RE|SAGL|SAGETRADER, LLC|6100
VNQI|VANGUARD GLB EXUS RE|SALI|INTL FCSTONE FINANCIAL INC.|285
VNQI|VANGUARD GLB EXUS RE|SBSH|Citigroup Global Markets Inc.|22989
VNQI|VANGUARD GLB EXUS RE|SEIC|SEI Investments Distribution Co.|1093
VNQI|VANGUARD GLB EXUS RE|SGMT|GOLDMAN SACHS & CO. LLC|162622
VNQI|VANGUARD GLB EXUS RE|SPDR|SPEEDROUTE LLC|31600
VNQI|VANGUARD GLB EXUS RE|SPHN|Stephens Inc.|9
VNQI|VANGUARD GLB EXUS RE|STFL|Stifel, Nicolaus & Company, Incorporated|3776
VNQI|VANGUARD GLB EXUS RE|SWIM|TD Ameritrade, Inc.|2192
VNQI|VANGUARD GLB EXUS RE|SWST|Hilltop Securities Inc.|27486
VNQI|VANGUARD GLB EXUS RE|TKNG|ALLY INVEST SECURITIES LLC|528
VNQI|VANGUARD GLB EXUS RE|TRBT|Tradebot Systems, Inc.|34717
VNQI|VANGUARD GLB EXUS RE|TRCM|TRC MARKETS LLC|5454
VNQI|VANGUARD GLB EXUS RE|UBSA|UBS SECURITIES LLC|393307
VNQI|VANGUARD GLB EXUS RE|UBSS|UBS Securities LLC|776813
VNQI|VANGUARD GLB EXUS RE|VALX|VIRTU AMERICAS LLC|937
VNQI|VANGUARD GLB EXUS RE|VGRD|Vanguard Marketing Corporation|128744
VNQI|VANGUARD GLB EXUS RE|VSIN|Vision Financial Markets Llc|8
VNQI|VANGUARD GLB EXUS RE|WBLR|WILLIAM BLAIR|2015
VNQI|VANGUARD GLB EXUS RE|WBPX|SUMMIT SECURITIES GROUP, LLC|600
VNQI|VANGUARD GLB EXUS RE|WCHV|WELLS FARGO SECURITIES, LLC|3687538
VNQI|VANGUARD GLB EXUS RE|WEED|Weeden & Co.L.P.|752
VNQI|VANGUARD GLB EXUS RE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4133
VNQI|VANGUARD GLB EXUS RE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2426
VNQI|VANGUARD GLB EXUS RE|WGIF|CIBC World Markets Inc.|346
VNQI|VANGUARD GLB EXUS RE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1517
VNQI|VANGUARD GLB EXUS RE|WSEA|WOLVERINE SECURITIES, LLC|19257
VNQI|VANGUARD GLB EXUS RE|XSTM|NATIONAL FINANCIAL SERVICES LLC|12934
VNQI|VANGUARD GLB EXUS RE|YKNA|COMHAR CAPITAL MARKETS, LLC|500
VNQI|VANGUARD GLB EXUS RE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|79665
VNRX|VOLITIONRX LTD|AGIS|Aegis Capital Corp.|10522
VNRX|VOLITIONRX LTD|APCC|Apex Clearing Corporation|2004
VNRX|VOLITIONRX LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2002
VNRX|VOLITIONRX LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
VNRX|VOLITIONRX LTD|DBAB|Deutsche Bank Securities Inc.|700
VNRX|VOLITIONRX LTD|DBAX|Deutsche Bank Securities Inc.|800
VNRX|VOLITIONRX LTD|DEAN|MORGAN STANLEY|470
VNRX|VOLITIONRX LTD|DEGS|RONIN PROFESSIONAL LLC|1174
VNRX|VOLITIONRX LTD|EBXL|EBX LLC|1400
VNRX|VOLITIONRX LTD|EGXM|CBOE TRADING, INC.|1
VNRX|VOLITIONRX LTD|ETBE|Electronic Transaction Clearing, Inc.|86
VNRX|VOLITIONRX LTD|ETRS|E*Trade Securities LLC|30177
VNRX|VOLITIONRX LTD|FILL|Tradestation Securities, Inc.|3348
VNRX|VOLITIONRX LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|410
VNRX|VOLITIONRX LTD|FTBR|Foliofn Investments, Inc.|57
VNRX|VOLITIONRX LTD|GSCO|GOLDMAN SACHS & CO. LLC|2330
VNRX|VOLITIONRX LTD|GTSZ|GTS SECURITIES LLC|200
VNRX|VOLITIONRX LTD|HRBF|American Enterprise Investment Services Inc.|3000
VNRX|VOLITIONRX LTD|IATS|INTERACTIVE BROKERS LLC|2624
VNRX|VOLITIONRX LTD|IBKR|Interactive Brokers Llc|22720
VNRX|VOLITIONRX LTD|ICBX|INSTINET, LLC|1200
VNRX|VOLITIONRX LTD|INCA|INSTINET, LLC|4669
VNRX|VOLITIONRX LTD|ITGI|ITG Inc.|2510
VNRX|VOLITIONRX LTD|ITGP|ITG INC.|2800
VNRX|VOLITIONRX LTD|JANY|Janney Montgomery Scott Inc.|200
VNRX|VOLITIONRX LTD|JEFF|JEFFERIES LLC|1000
VNRX|VOLITIONRX LTD|JMPT|JUMP TRADING, LLC|50
VNRX|VOLITIONRX LTD|JPMX|J.P. Morgan Securities LLC|34876
VNRX|VOLITIONRX LTD|KCGM|VIRTU Americas LLC|200
VNRX|VOLITIONRX LTD|LEHM|Barclays Capital Inc./Le|3900
VNRX|VOLITIONRX LTD|LIME|Lime Brokerage LLC|3752
VNRX|VOLITIONRX LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
VNRX|VOLITIONRX LTD|MSCO|MORGAN STANLEY & CO. LLC|16595
VNRX|VOLITIONRX LTD|MSPL|MORGAN STANLEY & CO. LLC|2600
VNRX|VOLITIONRX LTD|NATL|National Securities Corporation|67847
VNRX|VOLITIONRX LTD|NFSC|National Financial Services LLC|27818
VNRX|VOLITIONRX LTD|NITE|VIRTU Americas LLC|121831
VNRX|VOLITIONRX LTD|NQRB|Brut, LLC|1800
VNRX|VOLITIONRX LTD|OPCO|Oppenheimer & Co. Inc.|14032
VNRX|VOLITIONRX LTD|RBCM|RBC CAPITAL MARKETS, LLC|1900
VNRX|VOLITIONRX LTD|SGMT|GOLDMAN SACHS & CO. LLC|700
VNRX|VOLITIONRX LTD|STFL|Stifel, Nicolaus & Company, Incorporated|286
VNRX|VOLITIONRX LTD|SWIM|TD Ameritrade, Inc.|38430
VNRX|VOLITIONRX LTD|SWST|Hilltop Securities Inc.|3000
VNRX|VOLITIONRX LTD|TRBT|Tradebot Systems, Inc.|300
VNRX|VOLITIONRX LTD|TRCM|TRC MARKETS LLC|100
VNRX|VOLITIONRX LTD|UBSA|UBS SECURITIES LLC|9200
VNRX|VOLITIONRX LTD|UBSS|UBS Securities LLC|35882
VNRX|VOLITIONRX LTD|VALX|VIRTU AMERICAS LLC|600
VNRX|VOLITIONRX LTD|VGRD|Vanguard Marketing Corporation|445
VNRX|VOLITIONRX LTD|WCHV|WELLS FARGO SECURITIES, LLC|1600
VNRX|VOLITIONRX LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15
VNRX|VOLITIONRX LTD|WSEA|WOLVERINE SECURITIES, LLC|69
VNTR|VENATOR MATERIALS PL|ADAM|CANACCORD GENUITY INC.|101900
VNTR|VENATOR MATERIALS PL|ALTX|Alternet Securities Inc.|17120
VNTR|VENATOR MATERIALS PL|APCC|Apex Clearing Corporation|36
VNTR|VENATOR MATERIALS PL|AQUA|AQUA SECURITIES L.P.|4000
VNTR|VENATOR MATERIALS PL|BALE|M&T SECURITIES, INC.|226
VNTR|VENATOR MATERIALS PL|BARD|Robert W. Baird & Co. Incorporated|153443
VNTR|VENATOR MATERIALS PL|BATM|CBOE TRADING, INC.|4646
VNTR|VENATOR MATERIALS PL|BAYT|BTIG, LLC|400
VNTR|VENATOR MATERIALS PL|BBNT|BB&T SECURITIES, LLC|800
VNTR|VENATOR MATERIALS PL|BERN|Sanford C. Bernstein & Co., LLC|25727
VNTR|VENATOR MATERIALS PL|BIDS|BIDS TRADING L.P.|56300
VNTR|VENATOR MATERIALS PL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|557
VNTR|VENATOR MATERIALS PL|BLKX|INSTINET, LLC|65000
VNTR|VENATOR MATERIALS PL|BTIG|BTIG, LLC|32187
VNTR|VENATOR MATERIALS PL|BYXM|CBOE TRADING, INC.|4589
VNTR|VENATOR MATERIALS PL|CANT|Cantor Fitzgerald & Co.|290
VNTR|VENATOR MATERIALS PL|CBLC|CITIGROUP GLOBAL MARKETS INC.|17400
VNTR|VENATOR MATERIALS PL|CHAS|Charles Schwab & Co., Inc.|1602
VNTR|VENATOR MATERIALS PL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118231
VNTR|VENATOR MATERIALS PL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40645
VNTR|VENATOR MATERIALS PL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|283487
VNTR|VENATOR MATERIALS PL|CTDL|Citadel Derivatives Group Llc|1371
VNTR|VENATOR MATERIALS PL|CXCX|CITIGROUP GLOBAL MARKETS INC.|75828
VNTR|VENATOR MATERIALS PL|DBAB|Deutsche Bank Securities Inc.|160673
VNTR|VENATOR MATERIALS PL|DBAX|Deutsche Bank Securities Inc.|188000
VNTR|VENATOR MATERIALS PL|DCHF|Dart Executions, LLC|257
VNTR|VENATOR MATERIALS PL|DEAN|MORGAN STANLEY|27918
VNTR|VENATOR MATERIALS PL|DEGS|RONIN PROFESSIONAL LLC|766
VNTR|VENATOR MATERIALS PL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2800
VNTR|VENATOR MATERIALS PL|EBXL|EBX LLC|145800
VNTR|VENATOR MATERIALS PL|ECUT|CONVERGEX EXECUTION SOLUTIONS|33908
VNTR|VENATOR MATERIALS PL|EDJO|Edward D. Jones & Co., L.P.|20
VNTR|VENATOR MATERIALS PL|EGAM|CBOE TRADING, INC.|46796
VNTR|VENATOR MATERIALS PL|EGMT|EG MARKET TECHNOLOGIES LLC|300
VNTR|VENATOR MATERIALS PL|EGXM|CBOE TRADING, INC.|3593
VNTR|VENATOR MATERIALS PL|EGXW|CBOE TRADING, INC.|100
VNTR|VENATOR MATERIALS PL|ELEV|ELEVATION, LLC|32884
VNTR|VENATOR MATERIALS PL|ETBE|Electronic Transaction Clearing, Inc.|7268
VNTR|VENATOR MATERIALS PL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
VNTR|VENATOR MATERIALS PL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6063
VNTR|VENATOR MATERIALS PL|ETRS|E*Trade Securities LLC|32084
VNTR|VENATOR MATERIALS PL|FILL|Tradestation Securities, Inc.|1685
VNTR|VENATOR MATERIALS PL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2568
VNTR|VENATOR MATERIALS PL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|170177
VNTR|VENATOR MATERIALS PL|FTBR|Foliofn Investments, Inc.|1533
VNTR|VENATOR MATERIALS PL|GLIS|TD Securities Inc|400
VNTR|VENATOR MATERIALS PL|GLPX|ACS EXECUTION SERVICES, LLC|37966
VNTR|VENATOR MATERIALS PL|GSCO|GOLDMAN SACHS & CO. LLC|376787
VNTR|VENATOR MATERIALS PL|GSCS|GOLDMAN SACHS & CO. LLC|1100
VNTR|VENATOR MATERIALS PL|GSLT|GOLDMAN SACHS & CO. LLC|3506
VNTR|VENATOR MATERIALS PL|GTSZ|GTS SECURITIES LLC|13562
VNTR|VENATOR MATERIALS PL|HRBF|American Enterprise Investment Services Inc.|1700
VNTR|VENATOR MATERIALS PL|IATS|INTERACTIVE BROKERS LLC|2119
VNTR|VENATOR MATERIALS PL|IBKR|Interactive Brokers Llc|21838
VNTR|VENATOR MATERIALS PL|ICBX|INSTINET, LLC|37700
VNTR|VENATOR MATERIALS PL|INCA|INSTINET, LLC|130183
VNTR|VENATOR MATERIALS PL|INJX|INSTINET, LLC|1802
VNTR|VENATOR MATERIALS PL|ITGI|ITG Inc.|221852
VNTR|VENATOR MATERIALS PL|ITGP|ITG INC.|194600
VNTR|VENATOR MATERIALS PL|JEFF|JEFFERIES LLC|149221
VNTR|VENATOR MATERIALS PL|JMPT|JUMP TRADING, LLC|25155
VNTR|VENATOR MATERIALS PL|JONE|JonesTrading|2857867
VNTR|VENATOR MATERIALS PL|JPBX|J.P. MORGAN SECURITIES LLC|22117
VNTR|VENATOR MATERIALS PL|JPMX|J.P. Morgan Securities LLC|635927
VNTR|VENATOR MATERIALS PL|JSJX|JANE STREET CAPITAL LLC|17053
VNTR|VENATOR MATERIALS PL|KCGM|VIRTU Americas LLC|64463
VNTR|VENATOR MATERIALS PL|KEYB|KEYBANC CAPITAL MARKETS INC.|206300
VNTR|VENATOR MATERIALS PL|LEHM|Barclays Capital Inc./Le|142721
VNTR|VENATOR MATERIALS PL|LIME|Lime Brokerage LLC|11155
VNTR|VENATOR MATERIALS PL|LQNA|LIQUIDNET, INC.|336800
VNTR|VENATOR MATERIALS PL|MACQ|Macquarie Capital (USA) Inc.|3000
VNTR|VENATOR MATERIALS PL|MAGM|TOR BROKERAGE LLC|2000
VNTR|VENATOR MATERIALS PL|MKMP|MKM Partners LLC|63
VNTR|VENATOR MATERIALS PL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104736
VNTR|VENATOR MATERIALS PL|MSCO|MORGAN STANLEY & CO. LLC|691974
VNTR|VENATOR MATERIALS PL|MSPL|MORGAN STANLEY & CO. LLC|259200
VNTR|VENATOR MATERIALS PL|MSTX|MORGAN STANLEY & CO. LLC|166000
VNTR|VENATOR MATERIALS PL|NFSC|National Financial Services LLC|305418
VNTR|VENATOR MATERIALS PL|NITE|VIRTU Americas LLC|370481
VNTR|VENATOR MATERIALS PL|NQRB|Brut, LLC|33342
VNTR|VENATOR MATERIALS PL|OPCO|Oppenheimer & Co. Inc.|1767
VNTR|VENATOR MATERIALS PL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
VNTR|VENATOR MATERIALS PL|PDQM|CODA MARKETS, INC.|86805
VNTR|VENATOR MATERIALS PL|PHLY|NASDAQ Execution Services, LLC|1800
VNTR|VENATOR MATERIALS PL|PWJC|UBS Financial Services, Inc.|800
VNTR|VENATOR MATERIALS PL|RBCM|RBC CAPITAL MARKETS, LLC|3735
VNTR|VENATOR MATERIALS PL|RHCO|Suntrust Robinson Humphrey, Inc.|55091
VNTR|VENATOR MATERIALS PL|SAGL|SAGETRADER, LLC|6528
VNTR|VENATOR MATERIALS PL|SBSH|Citigroup Global Markets Inc.|46754
VNTR|VENATOR MATERIALS PL|SGMT|GOLDMAN SACHS & CO. LLC|146912
VNTR|VENATOR MATERIALS PL|SOGO|Wang Investment Associates, Inc.|100
VNTR|VENATOR MATERIALS PL|SPDR|SPEEDROUTE LLC|14711
VNTR|VENATOR MATERIALS PL|STFL|Stifel, Nicolaus & Company, Incorporated|850
VNTR|VENATOR MATERIALS PL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2000
VNTR|VENATOR MATERIALS PL|SWIM|TD Ameritrade, Inc.|24101
VNTR|VENATOR MATERIALS PL|SWST|Hilltop Securities Inc.|4712
VNTR|VENATOR MATERIALS PL|TKNG|ALLY INVEST SECURITIES LLC|100
VNTR|VENATOR MATERIALS PL|TRBT|Tradebot Systems, Inc.|111110
VNTR|VENATOR MATERIALS PL|TRCM|TRC MARKETS LLC|27674
VNTR|VENATOR MATERIALS PL|TWTT|TASTYWORKS, INC.|200
VNTR|VENATOR MATERIALS PL|UBSA|UBS SECURITIES LLC|374364
VNTR|VENATOR MATERIALS PL|UBSS|UBS Securities LLC|382751
VNTR|VENATOR MATERIALS PL|VALX|VIRTU AMERICAS LLC|7073
VNTR|VENATOR MATERIALS PL|VGRD|Vanguard Marketing Corporation|12745
VNTR|VENATOR MATERIALS PL|WCHV|WELLS FARGO SECURITIES, LLC|204761
VNTR|VENATOR MATERIALS PL|WEDB|WEDBUSH SECURITIES INC.|250
VNTR|VENATOR MATERIALS PL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|617
VNTR|VENATOR MATERIALS PL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1956
VNTR|VENATOR MATERIALS PL|WSEA|WOLVERINE SECURITIES, LLC|1658
VNTR|VENATOR MATERIALS PL|XIST|INSTINET, LLC|42000
VNTR|VENATOR MATERIALS PL|XSTM|NATIONAL FINANCIAL SERVICES LLC|27200
VNTR|VENATOR MATERIALS PL|YKNA|COMHAR CAPITAL MARKETS, LLC|2437
VNTR|VENATOR MATERIALS PL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6726
VO|VANGUARD MID-CAP ETF|AGIS|Aegis Capital Corp.|47
VO|VANGUARD MID-CAP ETF|ALTX|Alternet Securities Inc.|9089
VO|VANGUARD MID-CAP ETF|APCC|Apex Clearing Corporation|1187
VO|VANGUARD MID-CAP ETF|BANK|Primevest Financial Services, Inc.|1196
VO|VANGUARD MID-CAP ETF|BARD|Robert W. Baird & Co. Incorporated|18061
VO|VANGUARD MID-CAP ETF|BATM|CBOE TRADING, INC.|700
VO|VANGUARD MID-CAP ETF|BBNT|BB&T SECURITIES, LLC|11160
VO|VANGUARD MID-CAP ETF|BERN|Sanford C. Bernstein & Co., LLC|11433
VO|VANGUARD MID-CAP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44571
VO|VANGUARD MID-CAP ETF|BMOC|BMO Capital Markets Corp.|200
VO|VANGUARD MID-CAP ETF|BNPX|BNP PARIBAS SECURITIES CORP.|1126
VO|VANGUARD MID-CAP ETF|BYXM|CBOE TRADING, INC.|90
VO|VANGUARD MID-CAP ETF|CANT|Cantor Fitzgerald & Co.|22862
VO|VANGUARD MID-CAP ETF|CHAS|Charles Schwab & Co., Inc.|15631
VO|VANGUARD MID-CAP ETF|CICF|Canaccord Genuity Corp.|55
VO|VANGUARD MID-CAP ETF|CIST|Capital Institutional Services, Inc.|3312
VO|VANGUARD MID-CAP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7884
VO|VANGUARD MID-CAP ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15
VO|VANGUARD MID-CAP ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|150
VO|VANGUARD MID-CAP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|49011
VO|VANGUARD MID-CAP ETF|CSIN|Citadel Securities Institutional LLC|539264
VO|VANGUARD MID-CAP ETF|CTDL|Citadel Derivatives Group Llc|537102
VO|VANGUARD MID-CAP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
VO|VANGUARD MID-CAP ETF|DADA|D.A. Davidson & Co.|582
VO|VANGUARD MID-CAP ETF|DAVA|Davenport & Company LLC|28
VO|VANGUARD MID-CAP ETF|DBAB|Deutsche Bank Securities Inc.|704
VO|VANGUARD MID-CAP ETF|DBAX|Deutsche Bank Securities Inc.|3700
VO|VANGUARD MID-CAP ETF|DEAN|MORGAN STANLEY|39915
VO|VANGUARD MID-CAP ETF|DEGS|RONIN PROFESSIONAL LLC|4900
VO|VANGUARD MID-CAP ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|707
VO|VANGUARD MID-CAP ETF|EBXL|EBX LLC|14800
VO|VANGUARD MID-CAP ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|3836
VO|VANGUARD MID-CAP ETF|EDJO|Edward D. Jones & Co., L.P.|109415
VO|VANGUARD MID-CAP ETF|EGAM|CBOE TRADING, INC.|719
VO|VANGUARD MID-CAP ETF|EGXM|CBOE TRADING, INC.|841
VO|VANGUARD MID-CAP ETF|ETBE|Electronic Transaction Clearing, Inc.|2531
VO|VANGUARD MID-CAP ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12295
VO|VANGUARD MID-CAP ETF|ETRS|E*Trade Securities LLC|39284
VO|VANGUARD MID-CAP ETF|FBSB|U.S. Bancorp Investments, Inc.|275
VO|VANGUARD MID-CAP ETF|FILL|Tradestation Securities, Inc.|43
VO|VANGUARD MID-CAP ETF|FINX|FINTECH SECURITIES|277
VO|VANGUARD MID-CAP ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|100
VO|VANGUARD MID-CAP ETF|FMAF|NBCN Inc./ CDS|46
VO|VANGUARD MID-CAP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8493
VO|VANGUARD MID-CAP ETF|FTBR|Foliofn Investments, Inc.|7493
VO|VANGUARD MID-CAP ETF|GBMT|GBM International, Inc.|323
VO|VANGUARD MID-CAP ETF|GLPX|ACS EXECUTION SERVICES, LLC|123
VO|VANGUARD MID-CAP ETF|GSCO|GOLDMAN SACHS & CO. LLC|20314
VO|VANGUARD MID-CAP ETF|GSCS|GOLDMAN SACHS & CO. LLC|1200
VO|VANGUARD MID-CAP ETF|GSLT|GOLDMAN SACHS & CO. LLC|4903
VO|VANGUARD MID-CAP ETF|GTSZ|GTS SECURITIES LLC|26127
VO|VANGUARD MID-CAP ETF|HRBF|American Enterprise Investment Services Inc.|208083
VO|VANGUARD MID-CAP ETF|IATS|INTERACTIVE BROKERS LLC|578
VO|VANGUARD MID-CAP ETF|IBKR|Interactive Brokers Llc|5059
VO|VANGUARD MID-CAP ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|234
VO|VANGUARD MID-CAP ETF|ICBX|INSTINET, LLC|14800
VO|VANGUARD MID-CAP ETF|INCA|INSTINET, LLC|5437
VO|VANGUARD MID-CAP ETF|INJX|INSTINET, LLC|37
VO|VANGUARD MID-CAP ETF|ITGI|ITG Inc.|28833
VO|VANGUARD MID-CAP ETF|ITGP|ITG INC.|1600
VO|VANGUARD MID-CAP ETF|JANY|Janney Montgomery Scott Inc.|20679
VO|VANGUARD MID-CAP ETF|JEFF|JEFFERIES LLC|2037
VO|VANGUARD MID-CAP ETF|JMPT|JUMP TRADING, LLC|3920
VO|VANGUARD MID-CAP ETF|JONE|JonesTrading|6000
VO|VANGUARD MID-CAP ETF|JPMX|J.P. Morgan Securities LLC|17252
VO|VANGUARD MID-CAP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|113
VO|VANGUARD MID-CAP ETF|JSJX|JANE STREET CAPITAL LLC|213562
VO|VANGUARD MID-CAP ETF|KCGM|VIRTU Americas LLC|8831
VO|VANGUARD MID-CAP ETF|LEHM|Barclays Capital Inc./Le|41341
VO|VANGUARD MID-CAP ETF|LGNT|COR CLEARING LLC|1
VO|VANGUARD MID-CAP ETF|LIME|Lime Brokerage LLC|22982
VO|VANGUARD MID-CAP ETF|MACC|Mid Atlantic Capital Corporation|11059
VO|VANGUARD MID-CAP ETF|MAXM|Maxim Group LLC|11
VO|VANGUARD MID-CAP ETF|MCMF|Raymond James Ltd. Cds|1945
VO|VANGUARD MID-CAP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9790
VO|VANGUARD MID-CAP ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
VO|VANGUARD MID-CAP ETF|MOTF|MOTIF INVESTING, INC.|148
VO|VANGUARD MID-CAP ETF|MSCO|MORGAN STANLEY & CO. LLC|195422
VO|VANGUARD MID-CAP ETF|MSPL|MORGAN STANLEY & CO. LLC|5200
VO|VANGUARD MID-CAP ETF|MSTX|MORGAN STANLEY & CO. LLC|2600
VO|VANGUARD MID-CAP ETF|NFSC|National Financial Services LLC|269222
VO|VANGUARD MID-CAP ETF|NITE|VIRTU Americas LLC|625452
VO|VANGUARD MID-CAP ETF|NQRB|Brut, LLC|2095
VO|VANGUARD MID-CAP ETF|NTRC|Northern Trust Securities, Inc.|117
VO|VANGUARD MID-CAP ETF|OPCO|Oppenheimer & Co. Inc.|630
VO|VANGUARD MID-CAP ETF|PDQM|CODA MARKETS, INC.|193
VO|VANGUARD MID-CAP ETF|PWJC|UBS Financial Services, Inc.|3099
VO|VANGUARD MID-CAP ETF|RBCM|RBC CAPITAL MARKETS, LLC|20358
VO|VANGUARD MID-CAP ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|600
VO|VANGUARD MID-CAP ETF|SALI|INTL FCSTONE FINANCIAL INC.|431
VO|VANGUARD MID-CAP ETF|SBSH|Citigroup Global Markets Inc.|13261
VO|VANGUARD MID-CAP ETF|SEIC|SEI Investments Distribution Co.|8589
VO|VANGUARD MID-CAP ETF|SGMT|GOLDMAN SACHS & CO. LLC|33685
VO|VANGUARD MID-CAP ETF|SHMR|ABN Amro Clearing LLC|100
VO|VANGUARD MID-CAP ETF|SPDR|SPEEDROUTE LLC|140
VO|VANGUARD MID-CAP ETF|SPHN|Stephens Inc.|1773
VO|VANGUARD MID-CAP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|8617
VO|VANGUARD MID-CAP ETF|STKP|STOCKPILE INVESTMENTS, INC.|64
VO|VANGUARD MID-CAP ETF|STXG|Stockcross Financial Services, Inc.|66
VO|VANGUARD MID-CAP ETF|SWIM|TD Ameritrade, Inc.|2865
VO|VANGUARD MID-CAP ETF|SWST|Hilltop Securities Inc.|22505
VO|VANGUARD MID-CAP ETF|TKNG|ALLY INVEST SECURITIES LLC|1007
VO|VANGUARD MID-CAP ETF|TRBT|Tradebot Systems, Inc.|41813
VO|VANGUARD MID-CAP ETF|TRCM|TRC MARKETS LLC|62965
VO|VANGUARD MID-CAP ETF|TWTT|TASTYWORKS, INC.|41
VO|VANGUARD MID-CAP ETF|UBSA|UBS SECURITIES LLC|67354
VO|VANGUARD MID-CAP ETF|UBSS|UBS Securities LLC|523314
VO|VANGUARD MID-CAP ETF|VALX|VIRTU AMERICAS LLC|6021
VO|VANGUARD MID-CAP ETF|VGRD|Vanguard Marketing Corporation|103030
VO|VANGUARD MID-CAP ETF|WBLR|WILLIAM BLAIR|204
VO|VANGUARD MID-CAP ETF|WCHV|WELLS FARGO SECURITIES, LLC|186024
VO|VANGUARD MID-CAP ETF|WEDB|WEDBUSH SECURITIES INC.|1
VO|VANGUARD MID-CAP ETF|WEED|Weeden & Co.L.P.|800
VO|VANGUARD MID-CAP ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|586
VO|VANGUARD MID-CAP ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2987
VO|VANGUARD MID-CAP ETF|WGIF|CIBC World Markets Inc.|305
VO|VANGUARD MID-CAP ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|350
VO|VANGUARD MID-CAP ETF|WSEA|WOLVERINE SECURITIES, LLC|3940
VO|VANGUARD MID-CAP ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|500
VO|VANGUARD MID-CAP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78631
VOC|VOC ENERGY TRUST|APCC|Apex Clearing Corporation|849
VOC|VOC ENERGY TRUST|BATM|CBOE TRADING, INC.|12800
VOC|VOC ENERGY TRUST|CHAS|Charles Schwab & Co., Inc.|2
VOC|VOC ENERGY TRUST|CICF|Canaccord Genuity Corp.|12030
VOC|VOC ENERGY TRUST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2085
VOC|VOC ENERGY TRUST|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
VOC|VOC ENERGY TRUST|DBAB|Deutsche Bank Securities Inc.|600
VOC|VOC ENERGY TRUST|DBAX|Deutsche Bank Securities Inc.|2000
VOC|VOC ENERGY TRUST|DEGS|RONIN PROFESSIONAL LLC|1400
VOC|VOC ENERGY TRUST|EBXL|EBX LLC|900
VOC|VOC ENERGY TRUST|EDJO|Edward D. Jones & Co., L.P.|22371
VOC|VOC ENERGY TRUST|EGAM|CBOE TRADING, INC.|100
VOC|VOC ENERGY TRUST|EGXM|CBOE TRADING, INC.|103
VOC|VOC ENERGY TRUST|ETCB|ETC BROKERAGE SERVICES, LLC|100
VOC|VOC ENERGY TRUST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
VOC|VOC ENERGY TRUST|ETRS|E*Trade Securities LLC|39154
VOC|VOC ENERGY TRUST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|600
VOC|VOC ENERGY TRUST|FTBR|Foliofn Investments, Inc.|504
VOC|VOC ENERGY TRUST|GEBB|GLOBAL EXECUTION BROKERS, LP|2400
VOC|VOC ENERGY TRUST|GLIS|TD Securities Inc|258
VOC|VOC ENERGY TRUST|GLPX|ACS EXECUTION SERVICES, LLC|201
VOC|VOC ENERGY TRUST|GSCO|GOLDMAN SACHS & CO. LLC|1185
VOC|VOC ENERGY TRUST|GSCS|GOLDMAN SACHS & CO. LLC|1100
VOC|VOC ENERGY TRUST|GTSZ|GTS SECURITIES LLC|960
VOC|VOC ENERGY TRUST|HAPX|HAP Trading, LLC|156
VOC|VOC ENERGY TRUST|HRBF|American Enterprise Investment Services Inc.|400
VOC|VOC ENERGY TRUST|IATS|INTERACTIVE BROKERS LLC|900
VOC|VOC ENERGY TRUST|IBKR|Interactive Brokers Llc|132
VOC|VOC ENERGY TRUST|ICBX|INSTINET, LLC|1200
VOC|VOC ENERGY TRUST|INCA|INSTINET, LLC|304
VOC|VOC ENERGY TRUST|ITGI|ITG Inc.|1400
VOC|VOC ENERGY TRUST|ITGP|ITG INC.|4800
VOC|VOC ENERGY TRUST|JEFF|JEFFERIES LLC|100
VOC|VOC ENERGY TRUST|JPMX|J.P. Morgan Securities LLC|3600
VOC|VOC ENERGY TRUST|KCGM|VIRTU Americas LLC|100
VOC|VOC ENERGY TRUST|LEHM|Barclays Capital Inc./Le|600
VOC|VOC ENERGY TRUST|LIME|Lime Brokerage LLC|2005
VOC|VOC ENERGY TRUST|LSCI|Lek Securities Corporation|381
VOC|VOC ENERGY TRUST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VOC|VOC ENERGY TRUST|MSCO|MORGAN STANLEY & CO. LLC|18000
VOC|VOC ENERGY TRUST|MSPL|MORGAN STANLEY & CO. LLC|400
VOC|VOC ENERGY TRUST|NATL|National Securities Corporation|400
VOC|VOC ENERGY TRUST|NFSC|National Financial Services LLC|49915
VOC|VOC ENERGY TRUST|NITE|VIRTU Americas LLC|92667
VOC|VOC ENERGY TRUST|NQRB|Brut, LLC|200
VOC|VOC ENERGY TRUST|NTBF|BMO Nesbitt Burns Inc./CDS|36
VOC|VOC ENERGY TRUST|OPCO|Oppenheimer & Co. Inc.|400
VOC|VOC ENERGY TRUST|PDQM|CODA MARKETS, INC.|201
VOC|VOC ENERGY TRUST|PHLY|NASDAQ Execution Services, LLC|2200
VOC|VOC ENERGY TRUST|PWJC|UBS Financial Services, Inc.|100
VOC|VOC ENERGY TRUST|RBCM|RBC CAPITAL MARKETS, LLC|1800
VOC|VOC ENERGY TRUST|SBRX|MURIEL SIEBERT & CO INC|2958
VOC|VOC ENERGY TRUST|SGMT|GOLDMAN SACHS & CO. LLC|1500
VOC|VOC ENERGY TRUST|SPHN|Stephens Inc.|250
VOC|VOC ENERGY TRUST|SWIM|TD Ameritrade, Inc.|2793
VOC|VOC ENERGY TRUST|TKNG|ALLY INVEST SECURITIES LLC|800
VOC|VOC ENERGY TRUST|TRBT|Tradebot Systems, Inc.|200
VOC|VOC ENERGY TRUST|TRCM|TRC MARKETS LLC|346
VOC|VOC ENERGY TRUST|UBSA|UBS SECURITIES LLC|6122
VOC|VOC ENERGY TRUST|UBSS|UBS Securities LLC|9348
VOC|VOC ENERGY TRUST|VGRD|Vanguard Marketing Corporation|4843
VOC|VOC ENERGY TRUST|VSIN|Vision Financial Markets Llc|80
VOC|VOC ENERGY TRUST|WCHV|WELLS FARGO SECURITIES, LLC|3852
VOC|VOC ENERGY TRUST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11000
VOC|VOC ENERGY TRUST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3815
VOC|VOC ENERGY TRUST|WGIF|CIBC World Markets Inc.|7700
VOC|VOC ENERGY TRUST|WSEA|WOLVERINE SECURITIES, LLC|2527
VOC|VOC ENERGY TRUST|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
VOC|VOC ENERGY TRUST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1106
VOD|VODAFONE GRP PLC ADS|ABLE|NATIXIS Securities Americas LLC|9164
VOD|VODAFONE GRP PLC ADS|ALFA|ALPHA TRADING L.P.|89151
VOD|VODAFONE GRP PLC ADS|ALTX|Alternet Securities Inc.|20634
VOD|VODAFONE GRP PLC ADS|ANOS|ABEL/NOSER, L.L.C.|2840
VOD|VODAFONE GRP PLC ADS|APCC|Apex Clearing Corporation|8904
VOD|VODAFONE GRP PLC ADS|BALE|M&T SECURITIES, INC.|1623
VOD|VODAFONE GRP PLC ADS|BANK|Primevest Financial Services, Inc.|1267
VOD|VODAFONE GRP PLC ADS|BARD|Robert W. Baird & Co. Incorporated|94409
VOD|VODAFONE GRP PLC ADS|BATM|CBOE TRADING, INC.|5096
VOD|VODAFONE GRP PLC ADS|BAYC|BAY CREST PARTNERS, LLC|51579
VOD|VODAFONE GRP PLC ADS|BBNT|BB&T SECURITIES, LLC|53863
VOD|VODAFONE GRP PLC ADS|BERN|Sanford C. Bernstein & Co., LLC|48940
VOD|VODAFONE GRP PLC ADS|BIAD|SAGETRADER, LLC|2054
VOD|VODAFONE GRP PLC ADS|BIMI|Banca IMI Securities Corp.|3141
VOD|VODAFONE GRP PLC ADS|BKCM|BNY Mellon Capital Markets LLC|1407
VOD|VODAFONE GRP PLC ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|162592
VOD|VODAFONE GRP PLC ADS|BLKX|INSTINET, LLC|11300
VOD|VODAFONE GRP PLC ADS|BMOC|BMO Capital Markets Corp.|24
VOD|VODAFONE GRP PLC ADS|BNPX|BNP PARIBAS SECURITIES CORP.|469672
VOD|VODAFONE GRP PLC ADS|BTIG|BTIG, LLC|117268
VOD|VODAFONE GRP PLC ADS|BYXM|CBOE TRADING, INC.|4838
VOD|VODAFONE GRP PLC ADS|BZYD|GOLDMAN SACHS & CO. LLC|100
VOD|VODAFONE GRP PLC ADS|CANT|Cantor Fitzgerald & Co.|2675
VOD|VODAFONE GRP PLC ADS|CHAS|Charles Schwab & Co., Inc.|56758
VOD|VODAFONE GRP PLC ADS|CHDN|CHARDAN CAPITAL MARKETS LLC|169064
VOD|VODAFONE GRP PLC ADS|CICF|Canaccord Genuity Corp.|9834
VOD|VODAFONE GRP PLC ADS|CIST|Capital Institutional Services, Inc.|11118
VOD|VODAFONE GRP PLC ADS|CLSA|CLSA AMERICAS, LLC|100
VOD|VODAFONE GRP PLC ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|231662
VOD|VODAFONE GRP PLC ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13264
VOD|VODAFONE GRP PLC ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|935876
VOD|VODAFONE GRP PLC ADS|CTDL|Citadel Derivatives Group Llc|43081
VOD|VODAFONE GRP PLC ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|332896
VOD|VODAFONE GRP PLC ADS|DADA|D.A. Davidson & Co.|8695
VOD|VODAFONE GRP PLC ADS|DAVA|Davenport & Company LLC|7313
VOD|VODAFONE GRP PLC ADS|DAWA|Daiwa Capital Markets America Inc.|550
VOD|VODAFONE GRP PLC ADS|DBAB|Deutsche Bank Securities Inc.|1485542
VOD|VODAFONE GRP PLC ADS|DBAX|Deutsche Bank Securities Inc.|927900
VOD|VODAFONE GRP PLC ADS|DCHF|Dart Executions, LLC|27541
VOD|VODAFONE GRP PLC ADS|DEAN|MORGAN STANLEY|361883
VOD|VODAFONE GRP PLC ADS|DEGS|RONIN PROFESSIONAL LLC|121
VOD|VODAFONE GRP PLC ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|48653
VOD|VODAFONE GRP PLC ADS|DRWK|DRW SECURITIES, L.L.C.|1513
VOD|VODAFONE GRP PLC ADS|EBXL|EBX LLC|478300
VOD|VODAFONE GRP PLC ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|64501
VOD|VODAFONE GRP PLC ADS|EDJC|Edward Jones / CDS|49748
VOD|VODAFONE GRP PLC ADS|EDJO|Edward D. Jones & Co., L.P.|807019
VOD|VODAFONE GRP PLC ADS|EGAM|CBOE TRADING, INC.|26531
VOD|VODAFONE GRP PLC ADS|EGAW|CBOE TRADING, INC.|75
VOD|VODAFONE GRP PLC ADS|EGXM|CBOE TRADING, INC.|8388
VOD|VODAFONE GRP PLC ADS|ESPO|ESPOSITO SECURITIES, LLC|255
VOD|VODAFONE GRP PLC ADS|ETBE|Electronic Transaction Clearing, Inc.|80398
VOD|VODAFONE GRP PLC ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|83968
VOD|VODAFONE GRP PLC ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|55824
VOD|VODAFONE GRP PLC ADS|ETRS|E*Trade Securities LLC|476445
VOD|VODAFONE GRP PLC ADS|FBCO|Credit Suisse Securities (USA) LLC|2392005
VOD|VODAFONE GRP PLC ADS|FBSB|U.S. Bancorp Investments, Inc.|2435
VOD|VODAFONE GRP PLC ADS|FIDT|Fidelity Clearing Canada ULC./ CDS|350
VOD|VODAFONE GRP PLC ADS|FILL|Tradestation Securities, Inc.|15706
VOD|VODAFONE GRP PLC ADS|FINX|FINTECH SECURITIES|11349
VOD|VODAFONE GRP PLC ADS|FMAF|NBCN Inc./ CDS|67174
VOD|VODAFONE GRP PLC ADS|FOGS|FOG EQUITIES LLC|32400
VOD|VODAFONE GRP PLC ADS|FOMA|TD AMERITRADE CLEARING, INC.|1341209
VOD|VODAFONE GRP PLC ADS|FQLS|Quantlab Securities LP|495443
VOD|VODAFONE GRP PLC ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60339
VOD|VODAFONE GRP PLC ADS|FTBR|Foliofn Investments, Inc.|3716
VOD|VODAFONE GRP PLC ADS|GARC|ICAP Corporates LLC|300000
VOD|VODAFONE GRP PLC ADS|GBMT|GBM International, Inc.|10180
VOD|VODAFONE GRP PLC ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|151047
VOD|VODAFONE GRP PLC ADS|GFIS|GFI Securities LLC|200000
VOD|VODAFONE GRP PLC ADS|GLIS|TD Securities Inc|17196
VOD|VODAFONE GRP PLC ADS|GLPX|ACS EXECUTION SERVICES, LLC|9390
VOD|VODAFONE GRP PLC ADS|GSCO|GOLDMAN SACHS & CO. LLC|2937638
VOD|VODAFONE GRP PLC ADS|GSCS|GOLDMAN SACHS & CO. LLC|105712
VOD|VODAFONE GRP PLC ADS|GSLT|GOLDMAN SACHS & CO. LLC|67435
VOD|VODAFONE GRP PLC ADS|GTSZ|GTS SECURITIES LLC|224558
VOD|VODAFONE GRP PLC ADS|HRBF|American Enterprise Investment Services Inc.|140567
VOD|VODAFONE GRP PLC ADS|HSBC|HSBC Securities, Inc.|132458
VOD|VODAFONE GRP PLC ADS|IATS|INTERACTIVE BROKERS LLC|175230
VOD|VODAFONE GRP PLC ADS|IBKR|Interactive Brokers Llc|520660
VOD|VODAFONE GRP PLC ADS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10467
VOD|VODAFONE GRP PLC ADS|ICBX|INSTINET, LLC|281848
VOD|VODAFONE GRP PLC ADS|IEQY|CITADEL SECURITIES LLC|420928
VOD|VODAFONE GRP PLC ADS|INCA|INSTINET, LLC|1093313
VOD|VODAFONE GRP PLC ADS|INJX|INSTINET, LLC|12308
VOD|VODAFONE GRP PLC ADS|INTL|INTL FCSTONE FINANCIAL INC.|106502
VOD|VODAFONE GRP PLC ADS|ITGI|ITG Inc.|618793
VOD|VODAFONE GRP PLC ADS|ITGP|ITG INC.|495800
VOD|VODAFONE GRP PLC ADS|JANY|Janney Montgomery Scott Inc.|76591
VOD|VODAFONE GRP PLC ADS|JEFF|JEFFERIES LLC|95239
VOD|VODAFONE GRP PLC ADS|JMPT|JUMP TRADING, LLC|329607
VOD|VODAFONE GRP PLC ADS|JPBX|J.P. MORGAN SECURITIES LLC|16426
VOD|VODAFONE GRP PLC ADS|JPMX|J.P. Morgan Securities LLC|612223
VOD|VODAFONE GRP PLC ADS|JSJX|JANE STREET CAPITAL LLC|21641
VOD|VODAFONE GRP PLC ADS|KBWI|Keefe, Bruyette & Woods, Inc.|530
VOD|VODAFONE GRP PLC ADS|KCGM|VIRTU Americas LLC|126794
VOD|VODAFONE GRP PLC ADS|LEER|LEERINK PARTNERS LLC|7883
VOD|VODAFONE GRP PLC ADS|LEHM|Barclays Capital Inc./Le|4954382
VOD|VODAFONE GRP PLC ADS|LIME|Lime Brokerage LLC|1194459
VOD|VODAFONE GRP PLC ADS|LQNA|LIQUIDNET, INC.|24600
VOD|VODAFONE GRP PLC ADS|LSCI|Lek Securities Corporation|1040
VOD|VODAFONE GRP PLC ADS|MACC|Mid Atlantic Capital Corporation|4617
VOD|VODAFONE GRP PLC ADS|MAXM|Maxim Group LLC|8795
VOD|VODAFONE GRP PLC ADS|MCBT|Moors & Cabot, Inc.|257
VOD|VODAFONE GRP PLC ADS|MCMF|Raymond James Ltd. Cds|27659
VOD|VODAFONE GRP PLC ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|848088
VOD|VODAFONE GRP PLC ADS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11336
VOD|VODAFONE GRP PLC ADS|MOTF|MOTIF INVESTING, INC.|5
VOD|VODAFONE GRP PLC ADS|MPSG|E D & F Man Capital Markets Inc.|21966
VOD|VODAFONE GRP PLC ADS|MSCO|MORGAN STANLEY & CO. LLC|6484553
VOD|VODAFONE GRP PLC ADS|MSPL|MORGAN STANLEY & CO. LLC|953400
VOD|VODAFONE GRP PLC ADS|MSTX|MORGAN STANLEY & CO. LLC|158600
VOD|VODAFONE GRP PLC ADS|NATL|National Securities Corporation|800
VOD|VODAFONE GRP PLC ADS|NBCS|NBC Securities, INC.|1532
VOD|VODAFONE GRP PLC ADS|NEED|Needham & Company, LLC|2491
VOD|VODAFONE GRP PLC ADS|NEUB|NEUBERGER BERMAN BD LLC|422
VOD|VODAFONE GRP PLC ADS|NFSC|National Financial Services LLC|1703261
VOD|VODAFONE GRP PLC ADS|NITE|VIRTU Americas LLC|4148758
VOD|VODAFONE GRP PLC ADS|NITP|VIRTU Americas LLC|259224
VOD|VODAFONE GRP PLC ADS|NMRA|Nomura Securities International, Inc.|3274
VOD|VODAFONE GRP PLC ADS|NQRB|Brut, LLC|13893
VOD|VODAFONE GRP PLC ADS|NTRC|Northern Trust Securities, Inc.|11602
VOD|VODAFONE GRP PLC ADS|OCEA|OCEAN FINANCIAL SERVICES, LLC|618
VOD|VODAFONE GRP PLC ADS|OHOS|TWO SIGMA SECURITIES, LLC|6540
VOD|VODAFONE GRP PLC ADS|OLDM|OLD MISSION CAPITAL, LLC|304069
VOD|VODAFONE GRP PLC ADS|OPCO|Oppenheimer & Co. Inc.|99605
VOD|VODAFONE GRP PLC ADS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|599957
VOD|VODAFONE GRP PLC ADS|PCFF|Pacific International Securities Inc./CDS|220
VOD|VODAFONE GRP PLC ADS|PCPT|PHILLIP CAPITAL INC.|1823
VOD|VODAFONE GRP PLC ADS|PDQM|CODA MARKETS, INC.|29888
VOD|VODAFONE GRP PLC ADS|PHLY|NASDAQ Execution Services, LLC|48300
VOD|VODAFONE GRP PLC ADS|PICT|Pictet Overseas Inc.|1677
VOD|VODAFONE GRP PLC ADS|PIPR|Piper Jaffray & Co.|705
VOD|VODAFONE GRP PLC ADS|PWJC|UBS Financial Services, Inc.|92465
VOD|VODAFONE GRP PLC ADS|RAAA|RICHARD JAMES & ASSOCIATES, INC.|1000
VOD|VODAFONE GRP PLC ADS|RAJA|Raymond James & Associates, Inc.|783144
VOD|VODAFONE GRP PLC ADS|RBCM|RBC CAPITAL MARKETS, LLC|53747
VOD|VODAFONE GRP PLC ADS|SAGL|SAGETRADER, LLC|2230
VOD|VODAFONE GRP PLC ADS|SALI|INTL FCSTONE FINANCIAL INC.|3332
VOD|VODAFONE GRP PLC ADS|SBSH|Citigroup Global Markets Inc.|2478867
VOD|VODAFONE GRP PLC ADS|SEIC|SEI Investments Distribution Co.|4867
VOD|VODAFONE GRP PLC ADS|SGMT|GOLDMAN SACHS & CO. LLC|494743
VOD|VODAFONE GRP PLC ADS|SPDR|SPEEDROUTE LLC|9520
VOD|VODAFONE GRP PLC ADS|SPHN|Stephens Inc.|13133
VOD|VODAFONE GRP PLC ADS|STFL|Stifel, Nicolaus & Company, Incorporated|230467
VOD|VODAFONE GRP PLC ADS|STKP|STOCKPILE INVESTMENTS, INC.|110
VOD|VODAFONE GRP PLC ADS|STXG|Stockcross Financial Services, Inc.|414
VOD|VODAFONE GRP PLC ADS|SWIM|TD Ameritrade, Inc.|199321
VOD|VODAFONE GRP PLC ADS|SWST|Hilltop Securities Inc.|31104
VOD|VODAFONE GRP PLC ADS|TKNG|ALLY INVEST SECURITIES LLC|10719
VOD|VODAFONE GRP PLC ADS|TRBT|Tradebot Systems, Inc.|1017688
VOD|VODAFONE GRP PLC ADS|TRCM|TRC MARKETS LLC|230819
VOD|VODAFONE GRP PLC ADS|TWTT|TASTYWORKS, INC.|7258
VOD|VODAFONE GRP PLC ADS|UBSA|UBS SECURITIES LLC|2103643
VOD|VODAFONE GRP PLC ADS|UBSS|UBS Securities LLC|2504507
VOD|VODAFONE GRP PLC ADS|VALX|VIRTU AMERICAS LLC|287912
VOD|VODAFONE GRP PLC ADS|VGRD|Vanguard Marketing Corporation|171800
VOD|VODAFONE GRP PLC ADS|VNDM|Wall Street Access|45276
VOD|VODAFONE GRP PLC ADS|VSIN|Vision Financial Markets Llc|700
VOD|VODAFONE GRP PLC ADS|WBLR|WILLIAM BLAIR|12455
VOD|VODAFONE GRP PLC ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|6781
VOD|VODAFONE GRP PLC ADS|WCHV|WELLS FARGO SECURITIES, LLC|1096369
VOD|VODAFONE GRP PLC ADS|WEDB|WEDBUSH SECURITIES INC.|7256
VOD|VODAFONE GRP PLC ADS|WEED|Weeden & Co.L.P.|9331
VOD|VODAFONE GRP PLC ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22919
VOD|VODAFONE GRP PLC ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78544
VOD|VODAFONE GRP PLC ADS|WGIF|CIBC World Markets Inc.|197937
VOD|VODAFONE GRP PLC ADS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|80
VOD|VODAFONE GRP PLC ADS|WSAG|WALL STREET ACCESS|327
VOD|VODAFONE GRP PLC ADS|WSEA|WOLVERINE SECURITIES, LLC|43538
VOD|VODAFONE GRP PLC ADS|XIST|INSTINET, LLC|3496
VOD|VODAFONE GRP PLC ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|129580
VOD|VODAFONE GRP PLC ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|60
VOD|VODAFONE GRP PLC ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|37395
VOE|VANGUARD MID-CAP VAL|AGIS|Aegis Capital Corp.|166
VOE|VANGUARD MID-CAP VAL|ALTX|Alternet Securities Inc.|811
VOE|VANGUARD MID-CAP VAL|ANOS|ABEL/NOSER, L.L.C.|132095
VOE|VANGUARD MID-CAP VAL|APCC|Apex Clearing Corporation|394299
VOE|VANGUARD MID-CAP VAL|BANK|Primevest Financial Services, Inc.|3
VOE|VANGUARD MID-CAP VAL|BARD|Robert W. Baird & Co. Incorporated|7882
VOE|VANGUARD MID-CAP VAL|BATM|CBOE TRADING, INC.|1133
VOE|VANGUARD MID-CAP VAL|BBNT|BB&T SECURITIES, LLC|8644
VOE|VANGUARD MID-CAP VAL|BERN|Sanford C. Bernstein & Co., LLC|1823
VOE|VANGUARD MID-CAP VAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12909
VOE|VANGUARD MID-CAP VAL|BNPX|BNP PARIBAS SECURITIES CORP.|1393
VOE|VANGUARD MID-CAP VAL|BTIG|BTIG, LLC|8123
VOE|VANGUARD MID-CAP VAL|CANT|Cantor Fitzgerald & Co.|4891
VOE|VANGUARD MID-CAP VAL|CHAS|Charles Schwab & Co., Inc.|36674
VOE|VANGUARD MID-CAP VAL|CIST|Capital Institutional Services, Inc.|3882
VOE|VANGUARD MID-CAP VAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16052
VOE|VANGUARD MID-CAP VAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19602
VOE|VANGUARD MID-CAP VAL|CSIN|Citadel Securities Institutional LLC|658723
VOE|VANGUARD MID-CAP VAL|CTDL|Citadel Derivatives Group Llc|642619
VOE|VANGUARD MID-CAP VAL|DADA|D.A. Davidson & Co.|159
VOE|VANGUARD MID-CAP VAL|DAVA|Davenport & Company LLC|298
VOE|VANGUARD MID-CAP VAL|DBAB|Deutsche Bank Securities Inc.|4800
VOE|VANGUARD MID-CAP VAL|DBAX|Deutsche Bank Securities Inc.|5700
VOE|VANGUARD MID-CAP VAL|DEAN|MORGAN STANLEY|16178
VOE|VANGUARD MID-CAP VAL|DEGS|RONIN PROFESSIONAL LLC|500
VOE|VANGUARD MID-CAP VAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1400
VOE|VANGUARD MID-CAP VAL|EBXL|EBX LLC|7400
VOE|VANGUARD MID-CAP VAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|2441
VOE|VANGUARD MID-CAP VAL|EDJO|Edward D. Jones & Co., L.P.|172544
VOE|VANGUARD MID-CAP VAL|EGAM|CBOE TRADING, INC.|9238
VOE|VANGUARD MID-CAP VAL|EGAW|CBOE TRADING, INC.|10
VOE|VANGUARD MID-CAP VAL|EGXM|CBOE TRADING, INC.|128
VOE|VANGUARD MID-CAP VAL|ETBE|Electronic Transaction Clearing, Inc.|200
VOE|VANGUARD MID-CAP VAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1486
VOE|VANGUARD MID-CAP VAL|ETRS|E*Trade Securities LLC|16545
VOE|VANGUARD MID-CAP VAL|FBSB|U.S. Bancorp Investments, Inc.|1189
VOE|VANGUARD MID-CAP VAL|FIDT|Fidelity Clearing Canada ULC./ CDS|407
VOE|VANGUARD MID-CAP VAL|FILL|Tradestation Securities, Inc.|4401
VOE|VANGUARD MID-CAP VAL|FINX|FINTECH SECURITIES|215
VOE|VANGUARD MID-CAP VAL|FMAF|NBCN Inc./ CDS|1120
VOE|VANGUARD MID-CAP VAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7825
VOE|VANGUARD MID-CAP VAL|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|64000
VOE|VANGUARD MID-CAP VAL|FTBR|Foliofn Investments, Inc.|2678
VOE|VANGUARD MID-CAP VAL|GLPX|ACS EXECUTION SERVICES, LLC|120
VOE|VANGUARD MID-CAP VAL|GSCO|GOLDMAN SACHS & CO. LLC|90489
VOE|VANGUARD MID-CAP VAL|GSCS|GOLDMAN SACHS & CO. LLC|5377
VOE|VANGUARD MID-CAP VAL|GSLT|GOLDMAN SACHS & CO. LLC|1235
VOE|VANGUARD MID-CAP VAL|GTSZ|GTS SECURITIES LLC|17690
VOE|VANGUARD MID-CAP VAL|HRBF|American Enterprise Investment Services Inc.|122913
VOE|VANGUARD MID-CAP VAL|IATS|INTERACTIVE BROKERS LLC|2461
VOE|VANGUARD MID-CAP VAL|IBKR|Interactive Brokers Llc|6496
VOE|VANGUARD MID-CAP VAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|237
VOE|VANGUARD MID-CAP VAL|ICBX|INSTINET, LLC|7704
VOE|VANGUARD MID-CAP VAL|INCA|INSTINET, LLC|1132
VOE|VANGUARD MID-CAP VAL|ITGI|ITG Inc.|16360
VOE|VANGUARD MID-CAP VAL|ITGP|ITG INC.|400
VOE|VANGUARD MID-CAP VAL|JANY|Janney Montgomery Scott Inc.|1113
VOE|VANGUARD MID-CAP VAL|JEFF|JEFFERIES LLC|70
VOE|VANGUARD MID-CAP VAL|JMPT|JUMP TRADING, LLC|2472
VOE|VANGUARD MID-CAP VAL|JPMX|J.P. Morgan Securities LLC|48374
VOE|VANGUARD MID-CAP VAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|1691
VOE|VANGUARD MID-CAP VAL|JSJX|JANE STREET CAPITAL LLC|197459
VOE|VANGUARD MID-CAP VAL|KCGM|VIRTU Americas LLC|3757
VOE|VANGUARD MID-CAP VAL|LEHM|Barclays Capital Inc./Le|15329
VOE|VANGUARD MID-CAP VAL|LGNT|COR CLEARING LLC|2
VOE|VANGUARD MID-CAP VAL|LIME|Lime Brokerage LLC|25689
VOE|VANGUARD MID-CAP VAL|LTCO|Ladenburg, Thalmann & Co., Inc.|10484
VOE|VANGUARD MID-CAP VAL|MACC|Mid Atlantic Capital Corporation|18968
VOE|VANGUARD MID-CAP VAL|MAXM|Maxim Group LLC|45
VOE|VANGUARD MID-CAP VAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2780
VOE|VANGUARD MID-CAP VAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
VOE|VANGUARD MID-CAP VAL|MOTF|MOTIF INVESTING, INC.|6
VOE|VANGUARD MID-CAP VAL|MSCO|MORGAN STANLEY & CO. LLC|94857
VOE|VANGUARD MID-CAP VAL|MSPL|MORGAN STANLEY & CO. LLC|2300
VOE|VANGUARD MID-CAP VAL|NFSC|National Financial Services LLC|264845
VOE|VANGUARD MID-CAP VAL|NITE|VIRTU Americas LLC|440157
VOE|VANGUARD MID-CAP VAL|NQRB|Brut, LLC|500
VOE|VANGUARD MID-CAP VAL|NTRC|Northern Trust Securities, Inc.|975
VOE|VANGUARD MID-CAP VAL|OLDM|OLD MISSION CAPITAL, LLC|200
VOE|VANGUARD MID-CAP VAL|OPCO|Oppenheimer & Co. Inc.|1166
VOE|VANGUARD MID-CAP VAL|PDQM|CODA MARKETS, INC.|2465
VOE|VANGUARD MID-CAP VAL|PWJC|UBS Financial Services, Inc.|262
VOE|VANGUARD MID-CAP VAL|RBCM|RBC CAPITAL MARKETS, LLC|11922
VOE|VANGUARD MID-CAP VAL|SALI|INTL FCSTONE FINANCIAL INC.|379
VOE|VANGUARD MID-CAP VAL|SBSH|Citigroup Global Markets Inc.|679
VOE|VANGUARD MID-CAP VAL|SEIC|SEI Investments Distribution Co.|330
VOE|VANGUARD MID-CAP VAL|SGMT|GOLDMAN SACHS & CO. LLC|6826
VOE|VANGUARD MID-CAP VAL|SHMR|ABN Amro Clearing LLC|1150
VOE|VANGUARD MID-CAP VAL|SPHN|Stephens Inc.|501
VOE|VANGUARD MID-CAP VAL|STFL|Stifel, Nicolaus & Company, Incorporated|32654
VOE|VANGUARD MID-CAP VAL|STKP|STOCKPILE INVESTMENTS, INC.|42
VOE|VANGUARD MID-CAP VAL|SWIM|TD Ameritrade, Inc.|1618
VOE|VANGUARD MID-CAP VAL|SWST|Hilltop Securities Inc.|1395
VOE|VANGUARD MID-CAP VAL|TKNG|ALLY INVEST SECURITIES LLC|378
VOE|VANGUARD MID-CAP VAL|TRBT|Tradebot Systems, Inc.|30008
VOE|VANGUARD MID-CAP VAL|TRCM|TRC MARKETS LLC|105
VOE|VANGUARD MID-CAP VAL|UBSA|UBS SECURITIES LLC|19619
VOE|VANGUARD MID-CAP VAL|UBSS|UBS Securities LLC|177693
VOE|VANGUARD MID-CAP VAL|VALX|VIRTU AMERICAS LLC|509
VOE|VANGUARD MID-CAP VAL|VGRD|Vanguard Marketing Corporation|122659
VOE|VANGUARD MID-CAP VAL|WBLR|WILLIAM BLAIR|7612
VOE|VANGUARD MID-CAP VAL|WCHV|WELLS FARGO SECURITIES, LLC|111104
VOE|VANGUARD MID-CAP VAL|WEDB|WEDBUSH SECURITIES INC.|194
VOE|VANGUARD MID-CAP VAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1004
VOE|VANGUARD MID-CAP VAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1524
VOE|VANGUARD MID-CAP VAL|WGIF|CIBC World Markets Inc.|55
VOE|VANGUARD MID-CAP VAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|102
VOE|VANGUARD MID-CAP VAL|WSEA|WOLVERINE SECURITIES, LLC|2207
VOE|VANGUARD MID-CAP VAL|YKNA|COMHAR CAPITAL MARKETS, LLC|7
VOE|VANGUARD MID-CAP VAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|48383
VONE|VANGUARD RUSSELL1000|APCC|Apex Clearing Corporation|25
VONE|VANGUARD RUSSELL1000|BARD|Robert W. Baird & Co. Incorporated|14
VONE|VANGUARD RUSSELL1000|BERN|Sanford C. Bernstein & Co., LLC|89
VONE|VANGUARD RUSSELL1000|BKMM|BNY MELLON CAPITAL MARKETS, LLC|67
VONE|VANGUARD RUSSELL1000|BTIG|BTIG, LLC|700
VONE|VANGUARD RUSSELL1000|CANT|Cantor Fitzgerald & Co.|87
VONE|VANGUARD RUSSELL1000|CHAS|Charles Schwab & Co., Inc.|6
VONE|VANGUARD RUSSELL1000|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|70
VONE|VANGUARD RUSSELL1000|CROS|CREDIT SUISSE SECURITIES (USA) LLC|184
VONE|VANGUARD RUSSELL1000|CSIN|Citadel Securities Institutional LLC|95000
VONE|VANGUARD RUSSELL1000|CTDL|Citadel Derivatives Group Llc|95000
VONE|VANGUARD RUSSELL1000|DBAX|Deutsche Bank Securities Inc.|400
VONE|VANGUARD RUSSELL1000|DEAN|MORGAN STANLEY|375
VONE|VANGUARD RUSSELL1000|EDJO|Edward D. Jones & Co., L.P.|4291
VONE|VANGUARD RUSSELL1000|EGXM|CBOE TRADING, INC.|1300
VONE|VANGUARD RUSSELL1000|ETRS|E*Trade Securities LLC|1275
VONE|VANGUARD RUSSELL1000|FBCO|Credit Suisse Securities (USA) LLC|16916
VONE|VANGUARD RUSSELL1000|FOMA|TD AMERITRADE CLEARING, INC.|4923
VONE|VANGUARD RUSSELL1000|FTBR|Foliofn Investments, Inc.|183
VONE|VANGUARD RUSSELL1000|GEBB|GLOBAL EXECUTION BROKERS, LP|300
VONE|VANGUARD RUSSELL1000|GSCO|GOLDMAN SACHS & CO. LLC|2229
VONE|VANGUARD RUSSELL1000|GTSZ|GTS SECURITIES LLC|700
VONE|VANGUARD RUSSELL1000|HRBF|American Enterprise Investment Services Inc.|7267
VONE|VANGUARD RUSSELL1000|IBKR|Interactive Brokers Llc|185
VONE|VANGUARD RUSSELL1000|ICBX|INSTINET, LLC|700
VONE|VANGUARD RUSSELL1000|ITGI|ITG Inc.|1958
VONE|VANGUARD RUSSELL1000|JSJX|JANE STREET CAPITAL LLC|42046
VONE|VANGUARD RUSSELL1000|KCGM|VIRTU Americas LLC|300
VONE|VANGUARD RUSSELL1000|LEHM|Barclays Capital Inc./Le|336
VONE|VANGUARD RUSSELL1000|LIME|Lime Brokerage LLC|8830
VONE|VANGUARD RUSSELL1000|MACC|Mid Atlantic Capital Corporation|4
VONE|VANGUARD RUSSELL1000|MOTF|MOTIF INVESTING, INC.|1
VONE|VANGUARD RUSSELL1000|MSCO|MORGAN STANLEY & CO. LLC|22730
VONE|VANGUARD RUSSELL1000|MSPL|MORGAN STANLEY & CO. LLC|800
VONE|VANGUARD RUSSELL1000|NBCS|NBC Securities, INC.|40
VONE|VANGUARD RUSSELL1000|NFSC|National Financial Services LLC|6401
VONE|VANGUARD RUSSELL1000|NITE|VIRTU Americas LLC|24699
VONE|VANGUARD RUSSELL1000|PWJC|UBS Financial Services, Inc.|75
VONE|VANGUARD RUSSELL1000|RAJA|Raymond James & Associates, Inc.|2484
VONE|VANGUARD RUSSELL1000|RBCM|RBC CAPITAL MARKETS, LLC|13
VONE|VANGUARD RUSSELL1000|SGMT|GOLDMAN SACHS & CO. LLC|100
VONE|VANGUARD RUSSELL1000|SWIM|TD Ameritrade, Inc.|351
VONE|VANGUARD RUSSELL1000|SWST|Hilltop Securities Inc.|199
VONE|VANGUARD RUSSELL1000|TKNG|ALLY INVEST SECURITIES LLC|115
VONE|VANGUARD RUSSELL1000|TRCM|TRC MARKETS LLC|170
VONE|VANGUARD RUSSELL1000|UBSA|UBS SECURITIES LLC|3800
VONE|VANGUARD RUSSELL1000|UBSS|UBS Securities LLC|57063
VONE|VANGUARD RUSSELL1000|VGRD|Vanguard Marketing Corporation|7404
VONE|VANGUARD RUSSELL1000|WCHV|WELLS FARGO SECURITIES, LLC|2268
VONE|VANGUARD RUSSELL1000|WGIF|CIBC World Markets Inc.|15
VONE|VANGUARD RUSSELL1000|WSEA|WOLVERINE SECURITIES, LLC|5
VONE|VANGUARD RUSSELL1000|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2478
VONG|VANGRD RUSSL 1000 GR|APCC|Apex Clearing Corporation|158
VONG|VANGRD RUSSL 1000 GR|BANK|Primevest Financial Services, Inc.|694
VONG|VANGRD RUSSL 1000 GR|BARD|Robert W. Baird & Co. Incorporated|2942
VONG|VANGRD RUSSL 1000 GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|504
VONG|VANGRD RUSSL 1000 GR|BRGE|Newbridge Securities Corp.|265
VONG|VANGRD RUSSL 1000 GR|BTIG|BTIG, LLC|1663
VONG|VANGRD RUSSL 1000 GR|CANT|Cantor Fitzgerald & Co.|749
VONG|VANGRD RUSSL 1000 GR|CHAS|Charles Schwab & Co., Inc.|414
VONG|VANGRD RUSSL 1000 GR|CIST|Capital Institutional Services, Inc.|7
VONG|VANGRD RUSSL 1000 GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|369
VONG|VANGRD RUSSL 1000 GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5844
VONG|VANGRD RUSSL 1000 GR|CTDL|Citadel Derivatives Group Llc|2221
VONG|VANGRD RUSSL 1000 GR|DADA|D.A. Davidson & Co.|1185
VONG|VANGRD RUSSL 1000 GR|DBAX|Deutsche Bank Securities Inc.|800
VONG|VANGRD RUSSL 1000 GR|DEAN|MORGAN STANLEY|1948
VONG|VANGRD RUSSL 1000 GR|EBXL|EBX LLC|1800
VONG|VANGRD RUSSL 1000 GR|EDJO|Edward D. Jones & Co., L.P.|177
VONG|VANGRD RUSSL 1000 GR|EGXM|CBOE TRADING, INC.|46
VONG|VANGRD RUSSL 1000 GR|ETBE|Electronic Transaction Clearing, Inc.|20
VONG|VANGRD RUSSL 1000 GR|ETCB|ETC BROKERAGE SERVICES, LLC|53
VONG|VANGRD RUSSL 1000 GR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52
VONG|VANGRD RUSSL 1000 GR|ETRS|E*Trade Securities LLC|7969
VONG|VANGRD RUSSL 1000 GR|FBCO|Credit Suisse Securities (USA) LLC|41489
VONG|VANGRD RUSSL 1000 GR|FBSB|U.S. Bancorp Investments, Inc.|338
VONG|VANGRD RUSSL 1000 GR|FILL|Tradestation Securities, Inc.|10
VONG|VANGRD RUSSL 1000 GR|FINX|FINTECH SECURITIES|182
VONG|VANGRD RUSSL 1000 GR|FMCO|First Manhattan Co|725
VONG|VANGRD RUSSL 1000 GR|FOMA|TD AMERITRADE CLEARING, INC.|40503
VONG|VANGRD RUSSL 1000 GR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1777
VONG|VANGRD RUSSL 1000 GR|FTBR|Foliofn Investments, Inc.|1390
VONG|VANGRD RUSSL 1000 GR|GEBB|GLOBAL EXECUTION BROKERS, LP|4217
VONG|VANGRD RUSSL 1000 GR|GSCO|GOLDMAN SACHS & CO. LLC|3979
VONG|VANGRD RUSSL 1000 GR|GSLT|GOLDMAN SACHS & CO. LLC|1300
VONG|VANGRD RUSSL 1000 GR|GTSZ|GTS SECURITIES LLC|678
VONG|VANGRD RUSSL 1000 GR|HRBF|American Enterprise Investment Services Inc.|15025
VONG|VANGRD RUSSL 1000 GR|IBKR|Interactive Brokers Llc|1164
VONG|VANGRD RUSSL 1000 GR|ICBX|INSTINET, LLC|5400
VONG|VANGRD RUSSL 1000 GR|INCA|INSTINET, LLC|3294
VONG|VANGRD RUSSL 1000 GR|ITGI|ITG Inc.|135
VONG|VANGRD RUSSL 1000 GR|JANY|Janney Montgomery Scott Inc.|9842
VONG|VANGRD RUSSL 1000 GR|JPMX|J.P. Morgan Securities LLC|224
VONG|VANGRD RUSSL 1000 GR|JSEB|JANE STREET EXECUTION SERVICES, LLC|114583
VONG|VANGRD RUSSL 1000 GR|JSJX|JANE STREET CAPITAL LLC|68938
VONG|VANGRD RUSSL 1000 GR|KCGM|VIRTU Americas LLC|2077
VONG|VANGRD RUSSL 1000 GR|LEHM|Barclays Capital Inc./Le|3800
VONG|VANGRD RUSSL 1000 GR|LIME|Lime Brokerage LLC|13094
VONG|VANGRD RUSSL 1000 GR|LSCI|Lek Securities Corporation|20
VONG|VANGRD RUSSL 1000 GR|MACC|Mid Atlantic Capital Corporation|194
VONG|VANGRD RUSSL 1000 GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
VONG|VANGRD RUSSL 1000 GR|MOTF|MOTIF INVESTING, INC.|4
VONG|VANGRD RUSSL 1000 GR|MSCO|MORGAN STANLEY & CO. LLC|42670
VONG|VANGRD RUSSL 1000 GR|MSPL|MORGAN STANLEY & CO. LLC|1900
VONG|VANGRD RUSSL 1000 GR|NFSC|National Financial Services LLC|37264
VONG|VANGRD RUSSL 1000 GR|NITE|VIRTU Americas LLC|100731
VONG|VANGRD RUSSL 1000 GR|NQRB|Brut, LLC|5
VONG|VANGRD RUSSL 1000 GR|NTRC|Northern Trust Securities, Inc.|1
VONG|VANGRD RUSSL 1000 GR|PWJC|UBS Financial Services, Inc.|7918
VONG|VANGRD RUSSL 1000 GR|RAJA|Raymond James & Associates, Inc.|9738
VONG|VANGRD RUSSL 1000 GR|RBCM|RBC CAPITAL MARKETS, LLC|3385
VONG|VANGRD RUSSL 1000 GR|SBSH|Citigroup Global Markets Inc.|985
VONG|VANGRD RUSSL 1000 GR|SGMT|GOLDMAN SACHS & CO. LLC|1362
VONG|VANGRD RUSSL 1000 GR|SHMR|ABN Amro Clearing LLC|100
VONG|VANGRD RUSSL 1000 GR|SPHN|Stephens Inc.|597
VONG|VANGRD RUSSL 1000 GR|STFL|Stifel, Nicolaus & Company, Incorporated|32
VONG|VANGRD RUSSL 1000 GR|STKP|STOCKPILE INVESTMENTS, INC.|16
VONG|VANGRD RUSSL 1000 GR|SWIM|TD Ameritrade, Inc.|7056
VONG|VANGRD RUSSL 1000 GR|SWST|Hilltop Securities Inc.|10
VONG|VANGRD RUSSL 1000 GR|TKNG|ALLY INVEST SECURITIES LLC|238
VONG|VANGRD RUSSL 1000 GR|TRBT|Tradebot Systems, Inc.|100
VONG|VANGRD RUSSL 1000 GR|TRCM|TRC MARKETS LLC|200
VONG|VANGRD RUSSL 1000 GR|UBSA|UBS SECURITIES LLC|10546
VONG|VANGRD RUSSL 1000 GR|UBSS|UBS Securities LLC|44786
VONG|VANGRD RUSSL 1000 GR|VALX|VIRTU AMERICAS LLC|155
VONG|VANGRD RUSSL 1000 GR|VGRD|Vanguard Marketing Corporation|25273
VONG|VANGRD RUSSL 1000 GR|VSIN|Vision Financial Markets Llc|4
VONG|VANGRD RUSSL 1000 GR|WCHV|WELLS FARGO SECURITIES, LLC|12267
VONG|VANGRD RUSSL 1000 GR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|187
VONG|VANGRD RUSSL 1000 GR|WGIF|CIBC World Markets Inc.|66
VONG|VANGRD RUSSL 1000 GR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
VONG|VANGRD RUSSL 1000 GR|WSEA|WOLVERINE SECURITIES, LLC|955
VONG|VANGRD RUSSL 1000 GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10758
VONV|VANGRD RUSSL 1000VAL|APCC|Apex Clearing Corporation|2459
VONV|VANGRD RUSSL 1000VAL|BANK|Primevest Financial Services, Inc.|633
VONV|VANGRD RUSSL 1000VAL|BARD|Robert W. Baird & Co. Incorporated|827
VONV|VANGRD RUSSL 1000VAL|BERN|Sanford C. Bernstein & Co., LLC|2
VONV|VANGRD RUSSL 1000VAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1846
VONV|VANGRD RUSSL 1000VAL|CANT|Cantor Fitzgerald & Co.|2357
VONV|VANGRD RUSSL 1000VAL|CHAS|Charles Schwab & Co., Inc.|615
VONV|VANGRD RUSSL 1000VAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|245
VONV|VANGRD RUSSL 1000VAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4938
VONV|VANGRD RUSSL 1000VAL|CTDL|Citadel Derivatives Group Llc|7289
VONV|VANGRD RUSSL 1000VAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
VONV|VANGRD RUSSL 1000VAL|DBAX|Deutsche Bank Securities Inc.|300
VONV|VANGRD RUSSL 1000VAL|DEAN|MORGAN STANLEY|3417
VONV|VANGRD RUSSL 1000VAL|EBXL|EBX LLC|1000
VONV|VANGRD RUSSL 1000VAL|EDJO|Edward D. Jones & Co., L.P.|86
VONV|VANGRD RUSSL 1000VAL|EGXM|CBOE TRADING, INC.|21
VONV|VANGRD RUSSL 1000VAL|EGXW|CBOE TRADING, INC.|4686
VONV|VANGRD RUSSL 1000VAL|ETRS|E*Trade Securities LLC|1526
VONV|VANGRD RUSSL 1000VAL|FBCO|Credit Suisse Securities (USA) LLC|47012
VONV|VANGRD RUSSL 1000VAL|FINX|FINTECH SECURITIES|68
VONV|VANGRD RUSSL 1000VAL|FMAF|NBCN Inc./ CDS|139
VONV|VANGRD RUSSL 1000VAL|FOMA|TD AMERITRADE CLEARING, INC.|19901
VONV|VANGRD RUSSL 1000VAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4322
VONV|VANGRD RUSSL 1000VAL|FTBR|Foliofn Investments, Inc.|972
VONV|VANGRD RUSSL 1000VAL|GEBB|GLOBAL EXECUTION BROKERS, LP|2850
VONV|VANGRD RUSSL 1000VAL|GSCO|GOLDMAN SACHS & CO. LLC|393
VONV|VANGRD RUSSL 1000VAL|GTSZ|GTS SECURITIES LLC|58
VONV|VANGRD RUSSL 1000VAL|HRBF|American Enterprise Investment Services Inc.|3107
VONV|VANGRD RUSSL 1000VAL|IBKR|Interactive Brokers Llc|1971
VONV|VANGRD RUSSL 1000VAL|ICBX|INSTINET, LLC|2162
VONV|VANGRD RUSSL 1000VAL|INCA|INSTINET, LLC|300
VONV|VANGRD RUSSL 1000VAL|ITGI|ITG Inc.|2
VONV|VANGRD RUSSL 1000VAL|ITGP|ITG INC.|400
VONV|VANGRD RUSSL 1000VAL|JANY|Janney Montgomery Scott Inc.|7098
VONV|VANGRD RUSSL 1000VAL|JPMX|J.P. Morgan Securities LLC|898
VONV|VANGRD RUSSL 1000VAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|595
VONV|VANGRD RUSSL 1000VAL|JSJX|JANE STREET CAPITAL LLC|86128
VONV|VANGRD RUSSL 1000VAL|KCGM|VIRTU Americas LLC|3284
VONV|VANGRD RUSSL 1000VAL|LEHM|Barclays Capital Inc./Le|7230
VONV|VANGRD RUSSL 1000VAL|LIME|Lime Brokerage LLC|17704
VONV|VANGRD RUSSL 1000VAL|MACC|Mid Atlantic Capital Corporation|49
VONV|VANGRD RUSSL 1000VAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|702
VONV|VANGRD RUSSL 1000VAL|MOTF|MOTIF INVESTING, INC.|10
VONV|VANGRD RUSSL 1000VAL|MSCO|MORGAN STANLEY & CO. LLC|31523
VONV|VANGRD RUSSL 1000VAL|MSPL|MORGAN STANLEY & CO. LLC|10700
VONV|VANGRD RUSSL 1000VAL|NFSC|National Financial Services LLC|22867
VONV|VANGRD RUSSL 1000VAL|NITE|VIRTU Americas LLC|61805
VONV|VANGRD RUSSL 1000VAL|NQRB|Brut, LLC|100
VONV|VANGRD RUSSL 1000VAL|PDQM|CODA MARKETS, INC.|3900
VONV|VANGRD RUSSL 1000VAL|PWJC|UBS Financial Services, Inc.|89
VONV|VANGRD RUSSL 1000VAL|RBCM|RBC CAPITAL MARKETS, LLC|1475
VONV|VANGRD RUSSL 1000VAL|SALI|INTL FCSTONE FINANCIAL INC.|47
VONV|VANGRD RUSSL 1000VAL|SGMT|GOLDMAN SACHS & CO. LLC|1400
VONV|VANGRD RUSSL 1000VAL|STFL|Stifel, Nicolaus & Company, Incorporated|50
VONV|VANGRD RUSSL 1000VAL|SWIM|TD Ameritrade, Inc.|1366
VONV|VANGRD RUSSL 1000VAL|TRCM|TRC MARKETS LLC|664
VONV|VANGRD RUSSL 1000VAL|UBSA|UBS SECURITIES LLC|8175
VONV|VANGRD RUSSL 1000VAL|UBSS|UBS Securities LLC|36601
VONV|VANGRD RUSSL 1000VAL|VALX|VIRTU AMERICAS LLC|70
VONV|VANGRD RUSSL 1000VAL|VGRD|Vanguard Marketing Corporation|10863
VONV|VANGRD RUSSL 1000VAL|WBET|Wallachbeth Capital LLC|758600
VONV|VANGRD RUSSL 1000VAL|WCHV|WELLS FARGO SECURITIES, LLC|9648
VONV|VANGRD RUSSL 1000VAL|WSEA|WOLVERINE SECURITIES, LLC|164
VONV|VANGRD RUSSL 1000VAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15463
VOO|VANGUARD S&P500 ETF|AGIS|Aegis Capital Corp.|231
VOO|VANGUARD S&P500 ETF|ALTX|Alternet Securities Inc.|12078
VOO|VANGUARD S&P500 ETF|ANOS|ABEL/NOSER, L.L.C.|11079
VOO|VANGUARD S&P500 ETF|APCC|Apex Clearing Corporation|20023
VOO|VANGUARD S&P500 ETF|BALE|M&T SECURITIES, INC.|510
VOO|VANGUARD S&P500 ETF|BANK|Primevest Financial Services, Inc.|3939
VOO|VANGUARD S&P500 ETF|BARD|Robert W. Baird & Co. Incorporated|11398
VOO|VANGUARD S&P500 ETF|BATM|CBOE TRADING, INC.|113850
VOO|VANGUARD S&P500 ETF|BAYC|BAY CREST PARTNERS, LLC|92412
VOO|VANGUARD S&P500 ETF|BBNT|BB&T SECURITIES, LLC|5358
VOO|VANGUARD S&P500 ETF|BERN|Sanford C. Bernstein & Co., LLC|261363
VOO|VANGUARD S&P500 ETF|BIDS|BIDS TRADING L.P.|6100
VOO|VANGUARD S&P500 ETF|BIMI|Banca IMI Securities Corp.|200
VOO|VANGUARD S&P500 ETF|BKCM|BNY Mellon Capital Markets LLC|390
VOO|VANGUARD S&P500 ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|59050
VOO|VANGUARD S&P500 ETF|BLTK|Bulltick, Llc|10954
VOO|VANGUARD S&P500 ETF|BNPX|BNP PARIBAS SECURITIES CORP.|661
VOO|VANGUARD S&P500 ETF|BOSC|Boenning & Scattergood, Inc.|220
VOO|VANGUARD S&P500 ETF|BRGE|Newbridge Securities Corp.|80
VOO|VANGUARD S&P500 ETF|BTIG|BTIG, LLC|12098
VOO|VANGUARD S&P500 ETF|BYXM|CBOE TRADING, INC.|23390
VOO|VANGUARD S&P500 ETF|CANT|Cantor Fitzgerald & Co.|37911
VOO|VANGUARD S&P500 ETF|CHAS|Charles Schwab & Co., Inc.|10147
VOO|VANGUARD S&P500 ETF|CIST|Capital Institutional Services, Inc.|13447
VOO|VANGUARD S&P500 ETF|CMTT|CMT TRADING LLC|100
VOO|VANGUARD S&P500 ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118907
VOO|VANGUARD S&P500 ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|68
VOO|VANGUARD S&P500 ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|509017
VOO|VANGUARD S&P500 ETF|CSIN|Citadel Securities Institutional LLC|721965
VOO|VANGUARD S&P500 ETF|CTDL|Citadel Derivatives Group Llc|777428
VOO|VANGUARD S&P500 ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|73890
VOO|VANGUARD S&P500 ETF|DADA|D.A. Davidson & Co.|1176
VOO|VANGUARD S&P500 ETF|DAWA|Daiwa Capital Markets America Inc.|1495000
VOO|VANGUARD S&P500 ETF|DBAB|Deutsche Bank Securities Inc.|43737
VOO|VANGUARD S&P500 ETF|DBAX|Deutsche Bank Securities Inc.|237200
VOO|VANGUARD S&P500 ETF|DEAN|MORGAN STANLEY|49223
VOO|VANGUARD S&P500 ETF|DEGS|RONIN PROFESSIONAL LLC|6597
VOO|VANGUARD S&P500 ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13205
VOO|VANGUARD S&P500 ETF|DRWJ|DRW SECURITIES, L.L.C.|764908
VOO|VANGUARD S&P500 ETF|EBXL|EBX LLC|523700
VOO|VANGUARD S&P500 ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|123095
VOO|VANGUARD S&P500 ETF|EDJC|Edward Jones / CDS|210
VOO|VANGUARD S&P500 ETF|EDJO|Edward D. Jones & Co., L.P.|56318
VOO|VANGUARD S&P500 ETF|EGAM|CBOE TRADING, INC.|102601
VOO|VANGUARD S&P500 ETF|EGAW|CBOE TRADING, INC.|4100
VOO|VANGUARD S&P500 ETF|EGMT|EG MARKET TECHNOLOGIES LLC|400
VOO|VANGUARD S&P500 ETF|EGXM|CBOE TRADING, INC.|12930
VOO|VANGUARD S&P500 ETF|EGXW|CBOE TRADING, INC.|509
VOO|VANGUARD S&P500 ETF|ESPO|ESPOSITO SECURITIES, LLC|11
VOO|VANGUARD S&P500 ETF|ETBE|Electronic Transaction Clearing, Inc.|51204
VOO|VANGUARD S&P500 ETF|ETCB|ETC BROKERAGE SERVICES, LLC|91
VOO|VANGUARD S&P500 ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|119593
VOO|VANGUARD S&P500 ETF|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|3000
VOO|VANGUARD S&P500 ETF|ETRS|E*Trade Securities LLC|214217
VOO|VANGUARD S&P500 ETF|FBSB|U.S. Bancorp Investments, Inc.|48218
VOO|VANGUARD S&P500 ETF|FCST|INTL FCSTONE FINANCIAL INC.|1200
VOO|VANGUARD S&P500 ETF|FILL|Tradestation Securities, Inc.|5167
VOO|VANGUARD S&P500 ETF|FINX|FINTECH SECURITIES|3655
VOO|VANGUARD S&P500 ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|67000
VOO|VANGUARD S&P500 ETF|FMAF|NBCN Inc./ CDS|10628
VOO|VANGUARD S&P500 ETF|FMCO|First Manhattan Co|3521
VOO|VANGUARD S&P500 ETF|FQLS|Quantlab Securities LP|137348
VOO|VANGUARD S&P500 ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|51447
VOO|VANGUARD S&P500 ETF|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|5950
VOO|VANGUARD S&P500 ETF|FTBR|Foliofn Investments, Inc.|45327
VOO|VANGUARD S&P500 ETF|GBMT|GBM International, Inc.|18066
VOO|VANGUARD S&P500 ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1111
VOO|VANGUARD S&P500 ETF|GFRY|JUMP TRADING, LLC|400
VOO|VANGUARD S&P500 ETF|GLIS|TD Securities Inc|2423
VOO|VANGUARD S&P500 ETF|GLPX|ACS EXECUTION SERVICES, LLC|16705
VOO|VANGUARD S&P500 ETF|GSCO|GOLDMAN SACHS & CO. LLC|2028494
VOO|VANGUARD S&P500 ETF|GSCS|GOLDMAN SACHS & CO. LLC|34415
VOO|VANGUARD S&P500 ETF|GSLT|GOLDMAN SACHS & CO. LLC|34081
VOO|VANGUARD S&P500 ETF|GTSZ|GTS SECURITIES LLC|1503236
VOO|VANGUARD S&P500 ETF|HRBF|American Enterprise Investment Services Inc.|179215
VOO|VANGUARD S&P500 ETF|HSBC|HSBC Securities, Inc.|1139
VOO|VANGUARD S&P500 ETF|IATS|INTERACTIVE BROKERS LLC|23460
VOO|VANGUARD S&P500 ETF|IBKR|Interactive Brokers Llc|62733
VOO|VANGUARD S&P500 ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|213
VOO|VANGUARD S&P500 ETF|ICBX|INSTINET, LLC|247338
VOO|VANGUARD S&P500 ETF|INCA|INSTINET, LLC|160268
VOO|VANGUARD S&P500 ETF|INJX|INSTINET, LLC|119092
VOO|VANGUARD S&P500 ETF|ITGI|ITG Inc.|395053
VOO|VANGUARD S&P500 ETF|ITGP|ITG INC.|51000
VOO|VANGUARD S&P500 ETF|JANY|Janney Montgomery Scott Inc.|6010
VOO|VANGUARD S&P500 ETF|JEFF|JEFFERIES LLC|212405
VOO|VANGUARD S&P500 ETF|JMPT|JUMP TRADING, LLC|97619
VOO|VANGUARD S&P500 ETF|JPBX|J.P. MORGAN SECURITIES LLC|100
VOO|VANGUARD S&P500 ETF|JPMX|J.P. Morgan Securities LLC|97398
VOO|VANGUARD S&P500 ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|191797
VOO|VANGUARD S&P500 ETF|JSJX|JANE STREET CAPITAL LLC|630088
VOO|VANGUARD S&P500 ETF|KCGM|VIRTU Americas LLC|63063
VOO|VANGUARD S&P500 ETF|LEHM|Barclays Capital Inc./Le|1063128
VOO|VANGUARD S&P500 ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|13277
VOO|VANGUARD S&P500 ETF|LIME|Lime Brokerage LLC|102378
VOO|VANGUARD S&P500 ETF|LIWM|LIME BROKERAGE LLC|17790
VOO|VANGUARD S&P500 ETF|LMGP|LIME BROKERAGE LLC|779
VOO|VANGUARD S&P500 ETF|LSCI|Lek Securities Corporation|2714
VOO|VANGUARD S&P500 ETF|MACC|Mid Atlantic Capital Corporation|15473
VOO|VANGUARD S&P500 ETF|MAXM|Maxim Group LLC|318
VOO|VANGUARD S&P500 ETF|MBTS|ALLY INVEST SECURITIES LLC|42
VOO|VANGUARD S&P500 ETF|MCMF|Raymond James Ltd. Cds|571
VOO|VANGUARD S&P500 ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|387599
VOO|VANGUARD S&P500 ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8093
VOO|VANGUARD S&P500 ETF|MOTF|MOTIF INVESTING, INC.|87
VOO|VANGUARD S&P500 ETF|MRBA|IBN FINANCIAL SERVICES, INC.|12
VOO|VANGUARD S&P500 ETF|MSCO|MORGAN STANLEY & CO. LLC|1927689
VOO|VANGUARD S&P500 ETF|MSPL|MORGAN STANLEY & CO. LLC|87600
VOO|VANGUARD S&P500 ETF|NATL|National Securities Corporation|6060
VOO|VANGUARD S&P500 ETF|NBCS|NBC Securities, INC.|666
VOO|VANGUARD S&P500 ETF|NEUB|NEUBERGER BERMAN BD LLC|1980
VOO|VANGUARD S&P500 ETF|NFSC|National Financial Services LLC|1414064
VOO|VANGUARD S&P500 ETF|NITE|VIRTU Americas LLC|3464654
VOO|VANGUARD S&P500 ETF|NITP|VIRTU Americas LLC|42107
VOO|VANGUARD S&P500 ETF|NQRB|Brut, LLC|12829
VOO|VANGUARD S&P500 ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1256
VOO|VANGUARD S&P500 ETF|NTRC|Northern Trust Securities, Inc.|3131
VOO|VANGUARD S&P500 ETF|OLDM|OLD MISSION CAPITAL, LLC|59
VOO|VANGUARD S&P500 ETF|OPCO|Oppenheimer & Co. Inc.|2458
VOO|VANGUARD S&P500 ETF|PCPT|PHILLIP CAPITAL INC.|2
VOO|VANGUARD S&P500 ETF|PDQM|CODA MARKETS, INC.|29249
VOO|VANGUARD S&P500 ETF|PHLY|NASDAQ Execution Services, LLC|3400
VOO|VANGUARD S&P500 ETF|PWJC|UBS Financial Services, Inc.|9708
VOO|VANGUARD S&P500 ETF|RBCM|RBC CAPITAL MARKETS, LLC|196977
VOO|VANGUARD S&P500 ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1100
VOO|VANGUARD S&P500 ETF|RHOX|XR Securities LLC|463039
VOO|VANGUARD S&P500 ETF|SAGL|SAGETRADER, LLC|16530
VOO|VANGUARD S&P500 ETF|SALI|INTL FCSTONE FINANCIAL INC.|19179
VOO|VANGUARD S&P500 ETF|SBRX|MURIEL SIEBERT & CO INC|320
VOO|VANGUARD S&P500 ETF|SBSH|Citigroup Global Markets Inc.|710237
VOO|VANGUARD S&P500 ETF|SEIC|SEI Investments Distribution Co.|1150
VOO|VANGUARD S&P500 ETF|SGMT|GOLDMAN SACHS & CO. LLC|405508
VOO|VANGUARD S&P500 ETF|SHMR|ABN Amro Clearing LLC|96895
VOO|VANGUARD S&P500 ETF|SPDR|SPEEDROUTE LLC|1680
VOO|VANGUARD S&P500 ETF|SPHN|Stephens Inc.|1616
VOO|VANGUARD S&P500 ETF|STFL|Stifel, Nicolaus & Company, Incorporated|42952
VOO|VANGUARD S&P500 ETF|STKP|STOCKPILE INVESTMENTS, INC.|1450
VOO|VANGUARD S&P500 ETF|SWIM|TD Ameritrade, Inc.|80638
VOO|VANGUARD S&P500 ETF|SWST|Hilltop Securities Inc.|8821
VOO|VANGUARD S&P500 ETF|TKNG|ALLY INVEST SECURITIES LLC|7381
VOO|VANGUARD S&P500 ETF|TRBT|Tradebot Systems, Inc.|1441798
VOO|VANGUARD S&P500 ETF|TRCM|TRC MARKETS LLC|1183283
VOO|VANGUARD S&P500 ETF|TWTT|TASTYWORKS, INC.|58
VOO|VANGUARD S&P500 ETF|UBSA|UBS SECURITIES LLC|381296
VOO|VANGUARD S&P500 ETF|UBSS|UBS Securities LLC|1231337
VOO|VANGUARD S&P500 ETF|VALX|VIRTU AMERICAS LLC|77274
VOO|VANGUARD S&P500 ETF|VERT|The Vertical Trading Group, LLC|1748
VOO|VANGUARD S&P500 ETF|VGRD|Vanguard Marketing Corporation|988108
VOO|VANGUARD S&P500 ETF|VSIN|Vision Financial Markets Llc|97
VOO|VANGUARD S&P500 ETF|WABR|Wall Street Access|1400
VOO|VANGUARD S&P500 ETF|WBET|Wallachbeth Capital LLC|2947
VOO|VANGUARD S&P500 ETF|WBLR|WILLIAM BLAIR|2869
VOO|VANGUARD S&P500 ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|100
VOO|VANGUARD S&P500 ETF|WCHV|WELLS FARGO SECURITIES, LLC|231383
VOO|VANGUARD S&P500 ETF|WEED|Weeden & Co.L.P.|1689
VOO|VANGUARD S&P500 ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5325
VOO|VANGUARD S&P500 ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6431
VOO|VANGUARD S&P500 ETF|WGIF|CIBC World Markets Inc.|9864
VOO|VANGUARD S&P500 ETF|WHOT|JUST2TRADE, INC.|10
VOO|VANGUARD S&P500 ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|14728
VOO|VANGUARD S&P500 ETF|WSEA|WOLVERINE SECURITIES, LLC|9884
VOO|VANGUARD S&P500 ETF|XPUS|XP SECURITIES, LLC|262247
VOO|VANGUARD S&P500 ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|19934
VOO|VANGUARD S&P500 ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VOO|VANGUARD S&P500 ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|172515
VOOG|VANGUARD S&PGROW ETF|APCC|Apex Clearing Corporation|246
VOOG|VANGUARD S&PGROW ETF|BANK|Primevest Financial Services, Inc.|206
VOOG|VANGUARD S&PGROW ETF|BARD|Robert W. Baird & Co. Incorporated|203
VOOG|VANGUARD S&PGROW ETF|BBNT|BB&T SECURITIES, LLC|242
VOOG|VANGUARD S&PGROW ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2930
VOOG|VANGUARD S&PGROW ETF|CANT|Cantor Fitzgerald & Co.|783
VOOG|VANGUARD S&PGROW ETF|CHAS|Charles Schwab & Co., Inc.|61
VOOG|VANGUARD S&PGROW ETF|CICF|Canaccord Genuity Corp.|100
VOOG|VANGUARD S&PGROW ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8
VOOG|VANGUARD S&PGROW ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|214
VOOG|VANGUARD S&PGROW ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1057
VOOG|VANGUARD S&PGROW ETF|CSIN|Citadel Securities Institutional LLC|1248
VOOG|VANGUARD S&PGROW ETF|CTDL|Citadel Derivatives Group Llc|1248
VOOG|VANGUARD S&PGROW ETF|DADA|D.A. Davidson & Co.|10
VOOG|VANGUARD S&PGROW ETF|DBAX|Deutsche Bank Securities Inc.|200
VOOG|VANGUARD S&PGROW ETF|DEAN|MORGAN STANLEY|1936
VOOG|VANGUARD S&PGROW ETF|EDJO|Edward D. Jones & Co., L.P.|1594
VOOG|VANGUARD S&PGROW ETF|EGAM|CBOE TRADING, INC.|819
VOOG|VANGUARD S&PGROW ETF|EGXM|CBOE TRADING, INC.|187
VOOG|VANGUARD S&PGROW ETF|ETRS|E*Trade Securities LLC|14353
VOOG|VANGUARD S&PGROW ETF|FBSB|U.S. Bancorp Investments, Inc.|819
VOOG|VANGUARD S&PGROW ETF|FILL|Tradestation Securities, Inc.|92
VOOG|VANGUARD S&PGROW ETF|FINX|FINTECH SECURITIES|1937
VOOG|VANGUARD S&PGROW ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|409
VOOG|VANGUARD S&PGROW ETF|FTBR|Foliofn Investments, Inc.|515
VOOG|VANGUARD S&PGROW ETF|GLIS|TD Securities Inc|15
VOOG|VANGUARD S&PGROW ETF|GSCO|GOLDMAN SACHS & CO. LLC|1460
VOOG|VANGUARD S&PGROW ETF|GSLT|GOLDMAN SACHS & CO. LLC|1732
VOOG|VANGUARD S&PGROW ETF|GTSZ|GTS SECURITIES LLC|190
VOOG|VANGUARD S&PGROW ETF|HRBF|American Enterprise Investment Services Inc.|19886
VOOG|VANGUARD S&PGROW ETF|HSBC|HSBC Securities, Inc.|6
VOOG|VANGUARD S&PGROW ETF|IATS|INTERACTIVE BROKERS LLC|556
VOOG|VANGUARD S&PGROW ETF|IBKR|Interactive Brokers Llc|5252
VOOG|VANGUARD S&PGROW ETF|ITGI|ITG Inc.|141
VOOG|VANGUARD S&PGROW ETF|ITGP|ITG INC.|200
VOOG|VANGUARD S&PGROW ETF|JANY|Janney Montgomery Scott Inc.|1622
VOOG|VANGUARD S&PGROW ETF|JPMX|J.P. Morgan Securities LLC|450
VOOG|VANGUARD S&PGROW ETF|JSJX|JANE STREET CAPITAL LLC|94567
VOOG|VANGUARD S&PGROW ETF|KCGM|VIRTU Americas LLC|554
VOOG|VANGUARD S&PGROW ETF|LEHM|Barclays Capital Inc./Le|1924
VOOG|VANGUARD S&PGROW ETF|LIME|Lime Brokerage LLC|15434
VOOG|VANGUARD S&PGROW ETF|MACC|Mid Atlantic Capital Corporation|183
VOOG|VANGUARD S&PGROW ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
VOOG|VANGUARD S&PGROW ETF|MOTF|MOTIF INVESTING, INC.|5
VOOG|VANGUARD S&PGROW ETF|MSCO|MORGAN STANLEY & CO. LLC|19603
VOOG|VANGUARD S&PGROW ETF|NFSC|National Financial Services LLC|58135
VOOG|VANGUARD S&PGROW ETF|NITE|VIRTU Americas LLC|131035
VOOG|VANGUARD S&PGROW ETF|OPCO|Oppenheimer & Co. Inc.|3251
VOOG|VANGUARD S&PGROW ETF|PWJC|UBS Financial Services, Inc.|56
VOOG|VANGUARD S&PGROW ETF|RBCM|RBC CAPITAL MARKETS, LLC|1804
VOOG|VANGUARD S&PGROW ETF|SALI|INTL FCSTONE FINANCIAL INC.|250
VOOG|VANGUARD S&PGROW ETF|SBSH|Citigroup Global Markets Inc.|90
VOOG|VANGUARD S&PGROW ETF|SGMT|GOLDMAN SACHS & CO. LLC|493
VOOG|VANGUARD S&PGROW ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2744
VOOG|VANGUARD S&PGROW ETF|STKP|STOCKPILE INVESTMENTS, INC.|284
VOOG|VANGUARD S&PGROW ETF|SWIM|TD Ameritrade, Inc.|3699
VOOG|VANGUARD S&PGROW ETF|SWST|Hilltop Securities Inc.|337
VOOG|VANGUARD S&PGROW ETF|TKNG|ALLY INVEST SECURITIES LLC|771
VOOG|VANGUARD S&PGROW ETF|UBSA|UBS SECURITIES LLC|1700
VOOG|VANGUARD S&PGROW ETF|UBSS|UBS Securities LLC|54937
VOOG|VANGUARD S&PGROW ETF|VALX|VIRTU AMERICAS LLC|443
VOOG|VANGUARD S&PGROW ETF|VGRD|Vanguard Marketing Corporation|119286
VOOG|VANGUARD S&PGROW ETF|WABR|Wall Street Access|780
VOOG|VANGUARD S&PGROW ETF|WBLR|WILLIAM BLAIR|5
VOOG|VANGUARD S&PGROW ETF|WCHV|WELLS FARGO SECURITIES, LLC|9821
VOOG|VANGUARD S&PGROW ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|318
VOOG|VANGUARD S&PGROW ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|124
VOOG|VANGUARD S&PGROW ETF|WSEA|WOLVERINE SECURITIES, LLC|593
VOOG|VANGUARD S&PGROW ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27768
VOOV|VANGUARD 500VAL ETF|ADAM|CANACCORD GENUITY INC.|2000
VOOV|VANGUARD 500VAL ETF|APCC|Apex Clearing Corporation|65
VOOV|VANGUARD 500VAL ETF|BANK|Primevest Financial Services, Inc.|203
VOOV|VANGUARD 500VAL ETF|BARD|Robert W. Baird & Co. Incorporated|3870
VOOV|VANGUARD 500VAL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|315
VOOV|VANGUARD 500VAL ETF|CANT|Cantor Fitzgerald & Co.|109
VOOV|VANGUARD 500VAL ETF|CHAS|Charles Schwab & Co., Inc.|77
VOOV|VANGUARD 500VAL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5343
VOOV|VANGUARD 500VAL ETF|CSIN|Citadel Securities Institutional LLC|300
VOOV|VANGUARD 500VAL ETF|CTDL|Citadel Derivatives Group Llc|1600
VOOV|VANGUARD 500VAL ETF|DBAX|Deutsche Bank Securities Inc.|200
VOOV|VANGUARD 500VAL ETF|DEAN|MORGAN STANLEY|1630
VOOV|VANGUARD 500VAL ETF|EBXL|EBX LLC|1000
VOOV|VANGUARD 500VAL ETF|EDJO|Edward D. Jones & Co., L.P.|3742
VOOV|VANGUARD 500VAL ETF|ETRS|E*Trade Securities LLC|6258
VOOV|VANGUARD 500VAL ETF|FILL|Tradestation Securities, Inc.|15
VOOV|VANGUARD 500VAL ETF|FMAF|NBCN Inc./ CDS|784
VOOV|VANGUARD 500VAL ETF|FTBR|Foliofn Investments, Inc.|707
VOOV|VANGUARD 500VAL ETF|GSCO|GOLDMAN SACHS & CO. LLC|1700
VOOV|VANGUARD 500VAL ETF|HRBF|American Enterprise Investment Services Inc.|10856
VOOV|VANGUARD 500VAL ETF|IATS|INTERACTIVE BROKERS LLC|1
VOOV|VANGUARD 500VAL ETF|IBKR|Interactive Brokers Llc|47
VOOV|VANGUARD 500VAL ETF|ICBX|INSTINET, LLC|100
VOOV|VANGUARD 500VAL ETF|JANY|Janney Montgomery Scott Inc.|227
VOOV|VANGUARD 500VAL ETF|JPMX|J.P. Morgan Securities LLC|9200
VOOV|VANGUARD 500VAL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1781
VOOV|VANGUARD 500VAL ETF|JSJX|JANE STREET CAPITAL LLC|30005
VOOV|VANGUARD 500VAL ETF|KCGM|VIRTU Americas LLC|1673
VOOV|VANGUARD 500VAL ETF|LEHM|Barclays Capital Inc./Le|2172
VOOV|VANGUARD 500VAL ETF|LIME|Lime Brokerage LLC|3592
VOOV|VANGUARD 500VAL ETF|MACC|Mid Atlantic Capital Corporation|3
VOOV|VANGUARD 500VAL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9072
VOOV|VANGUARD 500VAL ETF|MOTF|MOTIF INVESTING, INC.|4
VOOV|VANGUARD 500VAL ETF|MSCO|MORGAN STANLEY & CO. LLC|13672
VOOV|VANGUARD 500VAL ETF|MSPL|MORGAN STANLEY & CO. LLC|5300
VOOV|VANGUARD 500VAL ETF|NFSC|National Financial Services LLC|25160
VOOV|VANGUARD 500VAL ETF|NITE|VIRTU Americas LLC|29886
VOOV|VANGUARD 500VAL ETF|NTBF|BMO Nesbitt Burns Inc./CDS|20
VOOV|VANGUARD 500VAL ETF|NTRC|Northern Trust Securities, Inc.|196
VOOV|VANGUARD 500VAL ETF|PWJC|UBS Financial Services, Inc.|582
VOOV|VANGUARD 500VAL ETF|RBCM|RBC CAPITAL MARKETS, LLC|467
VOOV|VANGUARD 500VAL ETF|SBSH|Citigroup Global Markets Inc.|100
VOOV|VANGUARD 500VAL ETF|SGMT|GOLDMAN SACHS & CO. LLC|400
VOOV|VANGUARD 500VAL ETF|SPHN|Stephens Inc.|56
VOOV|VANGUARD 500VAL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|810
VOOV|VANGUARD 500VAL ETF|SWIM|TD Ameritrade, Inc.|199
VOOV|VANGUARD 500VAL ETF|TKNG|ALLY INVEST SECURITIES LLC|49
VOOV|VANGUARD 500VAL ETF|TRCM|TRC MARKETS LLC|344
VOOV|VANGUARD 500VAL ETF|UBSA|UBS SECURITIES LLC|9336
VOOV|VANGUARD 500VAL ETF|UBSS|UBS Securities LLC|12768
VOOV|VANGUARD 500VAL ETF|VGRD|Vanguard Marketing Corporation|15545
VOOV|VANGUARD 500VAL ETF|WCHV|WELLS FARGO SECURITIES, LLC|7875
VOOV|VANGUARD 500VAL ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|252
VOOV|VANGUARD 500VAL ETF|WSEA|WOLVERINE SECURITIES, LLC|137
VOOV|VANGUARD 500VAL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|750
VOOV|VANGUARD 500VAL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25649
VOT|VANGUARD MID-CAP GRO|ALTX|Alternet Securities Inc.|23
VOT|VANGUARD MID-CAP GRO|ANOS|ABEL/NOSER, L.L.C.|705
VOT|VANGUARD MID-CAP GRO|APCC|Apex Clearing Corporation|3315
VOT|VANGUARD MID-CAP GRO|BANK|Primevest Financial Services, Inc.|571
VOT|VANGUARD MID-CAP GRO|BARD|Robert W. Baird & Co. Incorporated|4514
VOT|VANGUARD MID-CAP GRO|BATM|CBOE TRADING, INC.|1483
VOT|VANGUARD MID-CAP GRO|BBNT|BB&T SECURITIES, LLC|4406
VOT|VANGUARD MID-CAP GRO|BERN|Sanford C. Bernstein & Co., LLC|1179
VOT|VANGUARD MID-CAP GRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7242
VOT|VANGUARD MID-CAP GRO|BNPX|BNP PARIBAS SECURITIES CORP.|58723
VOT|VANGUARD MID-CAP GRO|BRGE|Newbridge Securities Corp.|50
VOT|VANGUARD MID-CAP GRO|CANT|Cantor Fitzgerald & Co.|8227
VOT|VANGUARD MID-CAP GRO|CHAS|Charles Schwab & Co., Inc.|43
VOT|VANGUARD MID-CAP GRO|CIST|Capital Institutional Services, Inc.|2435
VOT|VANGUARD MID-CAP GRO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1423
VOT|VANGUARD MID-CAP GRO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
VOT|VANGUARD MID-CAP GRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9305
VOT|VANGUARD MID-CAP GRO|CSIN|Citadel Securities Institutional LLC|22757
VOT|VANGUARD MID-CAP GRO|CTDL|Citadel Derivatives Group Llc|17655
VOT|VANGUARD MID-CAP GRO|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
VOT|VANGUARD MID-CAP GRO|DADA|D.A. Davidson & Co.|753
VOT|VANGUARD MID-CAP GRO|DAVA|Davenport & Company LLC|73
VOT|VANGUARD MID-CAP GRO|DBAB|Deutsche Bank Securities Inc.|1361
VOT|VANGUARD MID-CAP GRO|DBAX|Deutsche Bank Securities Inc.|1000
VOT|VANGUARD MID-CAP GRO|DEAN|MORGAN STANLEY|22503
VOT|VANGUARD MID-CAP GRO|DEGS|RONIN PROFESSIONAL LLC|1800
VOT|VANGUARD MID-CAP GRO|EBXL|EBX LLC|3200
VOT|VANGUARD MID-CAP GRO|ECUT|CONVERGEX EXECUTION SOLUTIONS|1733
VOT|VANGUARD MID-CAP GRO|EDJO|Edward D. Jones & Co., L.P.|28740
VOT|VANGUARD MID-CAP GRO|EGAM|CBOE TRADING, INC.|2848
VOT|VANGUARD MID-CAP GRO|EGXM|CBOE TRADING, INC.|940
VOT|VANGUARD MID-CAP GRO|ETBE|Electronic Transaction Clearing, Inc.|1300
VOT|VANGUARD MID-CAP GRO|ETCB|ETC BROKERAGE SERVICES, LLC|40
VOT|VANGUARD MID-CAP GRO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1201
VOT|VANGUARD MID-CAP GRO|ETRS|E*Trade Securities LLC|12783
VOT|VANGUARD MID-CAP GRO|FBSB|U.S. Bancorp Investments, Inc.|2627
VOT|VANGUARD MID-CAP GRO|FMAF|NBCN Inc./ CDS|250
VOT|VANGUARD MID-CAP GRO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6683
VOT|VANGUARD MID-CAP GRO|FTBR|Foliofn Investments, Inc.|1558
VOT|VANGUARD MID-CAP GRO|GLPX|ACS EXECUTION SERVICES, LLC|100
VOT|VANGUARD MID-CAP GRO|GSCO|GOLDMAN SACHS & CO. LLC|60446
VOT|VANGUARD MID-CAP GRO|GSLT|GOLDMAN SACHS & CO. LLC|800
VOT|VANGUARD MID-CAP GRO|GTSZ|GTS SECURITIES LLC|8116
VOT|VANGUARD MID-CAP GRO|HRBF|American Enterprise Investment Services Inc.|36379
VOT|VANGUARD MID-CAP GRO|IATS|INTERACTIVE BROKERS LLC|2425
VOT|VANGUARD MID-CAP GRO|IBKR|Interactive Brokers Llc|35971
VOT|VANGUARD MID-CAP GRO|ICBX|INSTINET, LLC|1320
VOT|VANGUARD MID-CAP GRO|INCA|INSTINET, LLC|6484
VOT|VANGUARD MID-CAP GRO|ITGI|ITG Inc.|10137
VOT|VANGUARD MID-CAP GRO|ITGP|ITG INC.|2400
VOT|VANGUARD MID-CAP GRO|JANY|Janney Montgomery Scott Inc.|8333
VOT|VANGUARD MID-CAP GRO|JEFF|JEFFERIES LLC|524
VOT|VANGUARD MID-CAP GRO|JMPT|JUMP TRADING, LLC|918
VOT|VANGUARD MID-CAP GRO|JPMX|J.P. Morgan Securities LLC|4556
VOT|VANGUARD MID-CAP GRO|JSJX|JANE STREET CAPITAL LLC|97168
VOT|VANGUARD MID-CAP GRO|KCGM|VIRTU Americas LLC|1311
VOT|VANGUARD MID-CAP GRO|LEHM|Barclays Capital Inc./Le|6123
VOT|VANGUARD MID-CAP GRO|LGNT|COR CLEARING LLC|1
VOT|VANGUARD MID-CAP GRO|LIME|Lime Brokerage LLC|18401
VOT|VANGUARD MID-CAP GRO|LMGP|LIME BROKERAGE LLC|75
VOT|VANGUARD MID-CAP GRO|LSCI|Lek Securities Corporation|2
VOT|VANGUARD MID-CAP GRO|MACC|Mid Atlantic Capital Corporation|13905
VOT|VANGUARD MID-CAP GRO|MCMF|Raymond James Ltd. Cds|15
VOT|VANGUARD MID-CAP GRO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
VOT|VANGUARD MID-CAP GRO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
VOT|VANGUARD MID-CAP GRO|MOTF|MOTIF INVESTING, INC.|1
VOT|VANGUARD MID-CAP GRO|MSCO|MORGAN STANLEY & CO. LLC|92127
VOT|VANGUARD MID-CAP GRO|MSPL|MORGAN STANLEY & CO. LLC|3200
VOT|VANGUARD MID-CAP GRO|NFSC|National Financial Services LLC|171117
VOT|VANGUARD MID-CAP GRO|NITE|VIRTU Americas LLC|208343
VOT|VANGUARD MID-CAP GRO|OPCO|Oppenheimer & Co. Inc.|268
VOT|VANGUARD MID-CAP GRO|PDQM|CODA MARKETS, INC.|1000
VOT|VANGUARD MID-CAP GRO|PWJC|UBS Financial Services, Inc.|4376
VOT|VANGUARD MID-CAP GRO|RBCM|RBC CAPITAL MARKETS, LLC|10663
VOT|VANGUARD MID-CAP GRO|SAGL|SAGETRADER, LLC|600
VOT|VANGUARD MID-CAP GRO|SALI|INTL FCSTONE FINANCIAL INC.|297
VOT|VANGUARD MID-CAP GRO|SBSH|Citigroup Global Markets Inc.|1718
VOT|VANGUARD MID-CAP GRO|SGMT|GOLDMAN SACHS & CO. LLC|1409
VOT|VANGUARD MID-CAP GRO|SHMR|ABN Amro Clearing LLC|3425
VOT|VANGUARD MID-CAP GRO|SPHN|Stephens Inc.|25
VOT|VANGUARD MID-CAP GRO|STFL|Stifel, Nicolaus & Company, Incorporated|17837
VOT|VANGUARD MID-CAP GRO|STKP|STOCKPILE INVESTMENTS, INC.|80
VOT|VANGUARD MID-CAP GRO|SWIM|TD Ameritrade, Inc.|3068
VOT|VANGUARD MID-CAP GRO|SWST|Hilltop Securities Inc.|204
VOT|VANGUARD MID-CAP GRO|TKNG|ALLY INVEST SECURITIES LLC|46
VOT|VANGUARD MID-CAP GRO|TRCM|TRC MARKETS LLC|735
VOT|VANGUARD MID-CAP GRO|UBSA|UBS SECURITIES LLC|10725
VOT|VANGUARD MID-CAP GRO|UBSS|UBS Securities LLC|95124
VOT|VANGUARD MID-CAP GRO|VALX|VIRTU AMERICAS LLC|2876
VOT|VANGUARD MID-CAP GRO|VGRD|Vanguard Marketing Corporation|107772
VOT|VANGUARD MID-CAP GRO|WBLR|WILLIAM BLAIR|118
VOT|VANGUARD MID-CAP GRO|WCHV|WELLS FARGO SECURITIES, LLC|56959
VOT|VANGUARD MID-CAP GRO|WEDB|WEDBUSH SECURITIES INC.|50
VOT|VANGUARD MID-CAP GRO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33
VOT|VANGUARD MID-CAP GRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2685
VOT|VANGUARD MID-CAP GRO|WGIF|CIBC World Markets Inc.|345
VOT|VANGUARD MID-CAP GRO|WSEA|WOLVERINE SECURITIES, LLC|1866
VOT|VANGUARD MID-CAP GRO|XSTM|NATIONAL FINANCIAL SERVICES LLC|3546
VOT|VANGUARD MID-CAP GRO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|36603
VOX|VANGRD COM SVC ETF|ADAM|CANACCORD GENUITY INC.|1100
VOX|VANGRD COM SVC ETF|AGIS|Aegis Capital Corp.|950
VOX|VANGRD COM SVC ETF|APCC|Apex Clearing Corporation|4952
VOX|VANGRD COM SVC ETF|BANK|Primevest Financial Services, Inc.|439
VOX|VANGRD COM SVC ETF|BARD|Robert W. Baird & Co. Incorporated|573
VOX|VANGRD COM SVC ETF|BATM|CBOE TRADING, INC.|100
VOX|VANGRD COM SVC ETF|BBNT|BB&T SECURITIES, LLC|833
VOX|VANGRD COM SVC ETF|BERN|Sanford C. Bernstein & Co., LLC|1
VOX|VANGRD COM SVC ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|853
VOX|VANGRD COM SVC ETF|CANT|Cantor Fitzgerald & Co.|7455
VOX|VANGRD COM SVC ETF|CHAS|Charles Schwab & Co., Inc.|1621
VOX|VANGRD COM SVC ETF|CIST|Capital Institutional Services, Inc.|628
VOX|VANGRD COM SVC ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11733
VOX|VANGRD COM SVC ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2773
VOX|VANGRD COM SVC ETF|CSIN|Citadel Securities Institutional LLC|156100
VOX|VANGRD COM SVC ETF|CTDL|Citadel Derivatives Group Llc|156341
VOX|VANGRD COM SVC ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
VOX|VANGRD COM SVC ETF|DADA|D.A. Davidson & Co.|129
VOX|VANGRD COM SVC ETF|DBAB|Deutsche Bank Securities Inc.|50815
VOX|VANGRD COM SVC ETF|DBAX|Deutsche Bank Securities Inc.|2200
VOX|VANGRD COM SVC ETF|DEAN|MORGAN STANLEY|2352
VOX|VANGRD COM SVC ETF|EBXL|EBX LLC|4400
VOX|VANGRD COM SVC ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2120
VOX|VANGRD COM SVC ETF|EDJO|Edward D. Jones & Co., L.P.|1334
VOX|VANGRD COM SVC ETF|EGAM|CBOE TRADING, INC.|455
VOX|VANGRD COM SVC ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
VOX|VANGRD COM SVC ETF|ETBE|Electronic Transaction Clearing, Inc.|290
VOX|VANGRD COM SVC ETF|ETRS|E*Trade Securities LLC|9491
VOX|VANGRD COM SVC ETF|FBSB|U.S. Bancorp Investments, Inc.|50
VOX|VANGRD COM SVC ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|100
VOX|VANGRD COM SVC ETF|FILL|Tradestation Securities, Inc.|207
VOX|VANGRD COM SVC ETF|FINX|FINTECH SECURITIES|423
VOX|VANGRD COM SVC ETF|FMAF|NBCN Inc./ CDS|304
VOX|VANGRD COM SVC ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1552
VOX|VANGRD COM SVC ETF|FTBR|Foliofn Investments, Inc.|429
VOX|VANGRD COM SVC ETF|GLPX|ACS EXECUTION SERVICES, LLC|945
VOX|VANGRD COM SVC ETF|GSCO|GOLDMAN SACHS & CO. LLC|3809
VOX|VANGRD COM SVC ETF|GSLT|GOLDMAN SACHS & CO. LLC|51
VOX|VANGRD COM SVC ETF|GTSZ|GTS SECURITIES LLC|380
VOX|VANGRD COM SVC ETF|HRBF|American Enterprise Investment Services Inc.|10393
VOX|VANGRD COM SVC ETF|IATS|INTERACTIVE BROKERS LLC|4034
VOX|VANGRD COM SVC ETF|IBKR|Interactive Brokers Llc|3014
VOX|VANGRD COM SVC ETF|ICBX|INSTINET, LLC|500
VOX|VANGRD COM SVC ETF|INCA|INSTINET, LLC|2277
VOX|VANGRD COM SVC ETF|INJX|INSTINET, LLC|938
VOX|VANGRD COM SVC ETF|ITGI|ITG Inc.|5006
VOX|VANGRD COM SVC ETF|ITGP|ITG INC.|200
VOX|VANGRD COM SVC ETF|JANY|Janney Montgomery Scott Inc.|767
VOX|VANGRD COM SVC ETF|JEFF|JEFFERIES LLC|992
VOX|VANGRD COM SVC ETF|JONE|JonesTrading|305
VOX|VANGRD COM SVC ETF|JPMX|J.P. Morgan Securities LLC|11856
VOX|VANGRD COM SVC ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|7745
VOX|VANGRD COM SVC ETF|JSJX|JANE STREET CAPITAL LLC|40698
VOX|VANGRD COM SVC ETF|KCGM|VIRTU Americas LLC|1800
VOX|VANGRD COM SVC ETF|LEHM|Barclays Capital Inc./Le|11470
VOX|VANGRD COM SVC ETF|LIME|Lime Brokerage LLC|22157
VOX|VANGRD COM SVC ETF|LOOP|Loop Capital Markets LLC|1619
VOX|VANGRD COM SVC ETF|MACC|Mid Atlantic Capital Corporation|1689
VOX|VANGRD COM SVC ETF|MAXM|Maxim Group LLC|76285
VOX|VANGRD COM SVC ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
VOX|VANGRD COM SVC ETF|MOTF|MOTIF INVESTING, INC.|9
VOX|VANGRD COM SVC ETF|MSCO|MORGAN STANLEY & CO. LLC|62761
VOX|VANGRD COM SVC ETF|MSPL|MORGAN STANLEY & CO. LLC|3700
VOX|VANGRD COM SVC ETF|NFSC|National Financial Services LLC|65631
VOX|VANGRD COM SVC ETF|NITE|VIRTU Americas LLC|161319
VOX|VANGRD COM SVC ETF|NQRB|Brut, LLC|300
VOX|VANGRD COM SVC ETF|NTBF|BMO Nesbitt Burns Inc./CDS|50
VOX|VANGRD COM SVC ETF|NTRC|Northern Trust Securities, Inc.|22
VOX|VANGRD COM SVC ETF|OPCO|Oppenheimer & Co. Inc.|112
VOX|VANGRD COM SVC ETF|PDQM|CODA MARKETS, INC.|1345
VOX|VANGRD COM SVC ETF|PWJC|UBS Financial Services, Inc.|15
VOX|VANGRD COM SVC ETF|RBCM|RBC CAPITAL MARKETS, LLC|4414
VOX|VANGRD COM SVC ETF|SBSH|Citigroup Global Markets Inc.|2704
VOX|VANGRD COM SVC ETF|SGMT|GOLDMAN SACHS & CO. LLC|4236
VOX|VANGRD COM SVC ETF|SPHN|Stephens Inc.|150
VOX|VANGRD COM SVC ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1014
VOX|VANGRD COM SVC ETF|STKP|STOCKPILE INVESTMENTS, INC.|76
VOX|VANGRD COM SVC ETF|SWIM|TD Ameritrade, Inc.|920
VOX|VANGRD COM SVC ETF|TKNG|ALLY INVEST SECURITIES LLC|142
VOX|VANGRD COM SVC ETF|TRBT|Tradebot Systems, Inc.|100
VOX|VANGRD COM SVC ETF|TRCM|TRC MARKETS LLC|1482
VOX|VANGRD COM SVC ETF|TWTT|TASTYWORKS, INC.|20
VOX|VANGRD COM SVC ETF|UBSA|UBS SECURITIES LLC|3614
VOX|VANGRD COM SVC ETF|UBSS|UBS Securities LLC|41809
VOX|VANGRD COM SVC ETF|VALX|VIRTU AMERICAS LLC|1754
VOX|VANGRD COM SVC ETF|VGRD|Vanguard Marketing Corporation|68960
VOX|VANGRD COM SVC ETF|WBET|Wallachbeth Capital LLC|316
VOX|VANGRD COM SVC ETF|WBLR|WILLIAM BLAIR|126
VOX|VANGRD COM SVC ETF|WCHV|WELLS FARGO SECURITIES, LLC|50456
VOX|VANGRD COM SVC ETF|WEDB|WEDBUSH SECURITIES INC.|96
VOX|VANGRD COM SVC ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1941
VOX|VANGRD COM SVC ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4147
VOX|VANGRD COM SVC ETF|WSEA|WOLVERINE SECURITIES, LLC|10453
VOX|VANGRD COM SVC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9868
VOXX|VOXX INTL CORP|APCC|Apex Clearing Corporation|6
VOXX|VOXX INTL CORP|BARD|Robert W. Baird & Co. Incorporated|500
VOXX|VOXX INTL CORP|BAYC|BAY CREST PARTNERS, LLC|1782
VOXX|VOXX INTL CORP|BMOC|BMO Capital Markets Corp.|3035
VOXX|VOXX INTL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|1752
VOXX|VOXX INTL CORP|BTIG|BTIG, LLC|15876
VOXX|VOXX INTL CORP|BYXM|CBOE TRADING, INC.|100
VOXX|VOXX INTL CORP|BZYD|GOLDMAN SACHS & CO. LLC|100
VOXX|VOXX INTL CORP|CANT|Cantor Fitzgerald & Co.|281
VOXX|VOXX INTL CORP|CHAS|Charles Schwab & Co., Inc.|24163
VOXX|VOXX INTL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72
VOXX|VOXX INTL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|360
VOXX|VOXX INTL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67171
VOXX|VOXX INTL CORP|CTDL|Citadel Derivatives Group Llc|4091
VOXX|VOXX INTL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|5740
VOXX|VOXX INTL CORP|DBAB|Deutsche Bank Securities Inc.|196546
VOXX|VOXX INTL CORP|DBAX|Deutsche Bank Securities Inc.|37500
VOXX|VOXX INTL CORP|DEAN|MORGAN STANLEY|5700
VOXX|VOXX INTL CORP|DEGS|RONIN PROFESSIONAL LLC|5583
VOXX|VOXX INTL CORP|EBXL|EBX LLC|10200
VOXX|VOXX INTL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|427
VOXX|VOXX INTL CORP|EGAM|CBOE TRADING, INC.|1708
VOXX|VOXX INTL CORP|EGXM|CBOE TRADING, INC.|100
VOXX|VOXX INTL CORP|ETBE|Electronic Transaction Clearing, Inc.|14828
VOXX|VOXX INTL CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|50
VOXX|VOXX INTL CORP|ETRS|E*Trade Securities LLC|21172
VOXX|VOXX INTL CORP|FBCO|Credit Suisse Securities (USA) LLC|41141
VOXX|VOXX INTL CORP|FOMA|TD AMERITRADE CLEARING, INC.|55504
VOXX|VOXX INTL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4742
VOXX|VOXX INTL CORP|FTBR|Foliofn Investments, Inc.|3647
VOXX|VOXX INTL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|6189
VOXX|VOXX INTL CORP|GLPX|ACS EXECUTION SERVICES, LLC|107
VOXX|VOXX INTL CORP|GSCO|GOLDMAN SACHS & CO. LLC|632125
VOXX|VOXX INTL CORP|GSCS|GOLDMAN SACHS & CO. LLC|192
VOXX|VOXX INTL CORP|GSLT|GOLDMAN SACHS & CO. LLC|1345
VOXX|VOXX INTL CORP|GTSZ|GTS SECURITIES LLC|23963
VOXX|VOXX INTL CORP|IATS|INTERACTIVE BROKERS LLC|570
VOXX|VOXX INTL CORP|IBKR|Interactive Brokers Llc|75442
VOXX|VOXX INTL CORP|ICBX|INSTINET, LLC|6592
VOXX|VOXX INTL CORP|IEQY|CITADEL SECURITIES LLC|100
VOXX|VOXX INTL CORP|INCA|INSTINET, LLC|54461
VOXX|VOXX INTL CORP|INJX|INSTINET, LLC|1361
VOXX|VOXX INTL CORP|ITGI|ITG Inc.|77876
VOXX|VOXX INTL CORP|ITGP|ITG INC.|45800
VOXX|VOXX INTL CORP|JEFF|JEFFERIES LLC|9424
VOXX|VOXX INTL CORP|JMPT|JUMP TRADING, LLC|299
VOXX|VOXX INTL CORP|JPBX|J.P. MORGAN SECURITIES LLC|4022
VOXX|VOXX INTL CORP|JPMX|J.P. Morgan Securities LLC|65909
VOXX|VOXX INTL CORP|JSJX|JANE STREET CAPITAL LLC|379
VOXX|VOXX INTL CORP|KCGM|VIRTU Americas LLC|5034
VOXX|VOXX INTL CORP|KCRD|PHX FINANCIAL, INC.|316
VOXX|VOXX INTL CORP|LEHM|Barclays Capital Inc./Le|357049
VOXX|VOXX INTL CORP|LIME|Lime Brokerage LLC|39497
VOXX|VOXX INTL CORP|LMGP|LIME BROKERAGE LLC|51225
VOXX|VOXX INTL CORP|LOOP|Loop Capital Markets LLC|2900
VOXX|VOXX INTL CORP|MACQ|Macquarie Capital (USA) Inc.|1605
VOXX|VOXX INTL CORP|MAXM|Maxim Group LLC|630
VOXX|VOXX INTL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|62264
VOXX|VOXX INTL CORP|MSCO|MORGAN STANLEY & CO. LLC|592754
VOXX|VOXX INTL CORP|MSPL|MORGAN STANLEY & CO. LLC|62300
VOXX|VOXX INTL CORP|MSTX|MORGAN STANLEY & CO. LLC|70300
VOXX|VOXX INTL CORP|NFSC|National Financial Services LLC|27319
VOXX|VOXX INTL CORP|NITE|VIRTU Americas LLC|162915
VOXX|VOXX INTL CORP|NITP|VIRTU Americas LLC|300
VOXX|VOXX INTL CORP|NQRB|Brut, LLC|400
VOXX|VOXX INTL CORP|OPCO|Oppenheimer & Co. Inc.|16144
VOXX|VOXX INTL CORP|PDQM|CODA MARKETS, INC.|13926
VOXX|VOXX INTL CORP|RBCM|RBC CAPITAL MARKETS, LLC|100
VOXX|VOXX INTL CORP|SBSH|Citigroup Global Markets Inc.|535590
VOXX|VOXX INTL CORP|SGMT|GOLDMAN SACHS & CO. LLC|11422
VOXX|VOXX INTL CORP|SPDR|SPEEDROUTE LLC|3551
VOXX|VOXX INTL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|900
VOXX|VOXX INTL CORP|STXG|Stockcross Financial Services, Inc.|10
VOXX|VOXX INTL CORP|SWIM|TD Ameritrade, Inc.|1530
VOXX|VOXX INTL CORP|TKNG|ALLY INVEST SECURITIES LLC|904
VOXX|VOXX INTL CORP|TRBT|Tradebot Systems, Inc.|3646
VOXX|VOXX INTL CORP|TRCM|TRC MARKETS LLC|15595
VOXX|VOXX INTL CORP|UBSA|UBS SECURITIES LLC|158415
VOXX|VOXX INTL CORP|UBSS|UBS Securities LLC|679580
VOXX|VOXX INTL CORP|VALX|VIRTU AMERICAS LLC|12259
VOXX|VOXX INTL CORP|VGRD|Vanguard Marketing Corporation|6934
VOXX|VOXX INTL CORP|WCHV|WELLS FARGO SECURITIES, LLC|22213
VOXX|VOXX INTL CORP|WEDB|WEDBUSH SECURITIES INC.|21262
VOXX|VOXX INTL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|615
VOXX|VOXX INTL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2871
VOXX|VOXX INTL CORP|WSEA|WOLVERINE SECURITIES, LLC|2086
VOXX|VOXX INTL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
VOXX|VOXX INTL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4
VOYA|VOYA FINL, INC.|ABLE|NATIXIS Securities Americas LLC|7043
VOYA|VOYA FINL, INC.|ADAM|CANACCORD GENUITY INC.|138255
VOYA|VOYA FINL, INC.|ALTX|Alternet Securities Inc.|48048
VOYA|VOYA FINL, INC.|ANOS|ABEL/NOSER, L.L.C.|3400
VOYA|VOYA FINL, INC.|APCC|Apex Clearing Corporation|602
VOYA|VOYA FINL, INC.|BANK|Primevest Financial Services, Inc.|15
VOYA|VOYA FINL, INC.|BARD|Robert W. Baird & Co. Incorporated|783
VOYA|VOYA FINL, INC.|BATM|CBOE TRADING, INC.|8100
VOYA|VOYA FINL, INC.|BAYC|BAY CREST PARTNERS, LLC|622
VOYA|VOYA FINL, INC.|BAYT|BTIG, LLC|5800
VOYA|VOYA FINL, INC.|BBNT|BB&T SECURITIES, LLC|34
VOYA|VOYA FINL, INC.|BERN|Sanford C. Bernstein & Co., LLC|114219
VOYA|VOYA FINL, INC.|BIDS|BIDS TRADING L.P.|54687
VOYA|VOYA FINL, INC.|BKCM|BNY Mellon Capital Markets LLC|700
VOYA|VOYA FINL, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9980
VOYA|VOYA FINL, INC.|BLKX|INSTINET, LLC|154508
VOYA|VOYA FINL, INC.|BMOC|BMO Capital Markets Corp.|171737
VOYA|VOYA FINL, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|9302
VOYA|VOYA FINL, INC.|BTIG|BTIG, LLC|41911
VOYA|VOYA FINL, INC.|BYXM|CBOE TRADING, INC.|3041
VOYA|VOYA FINL, INC.|BZYD|GOLDMAN SACHS & CO. LLC|200
VOYA|VOYA FINL, INC.|CANT|Cantor Fitzgerald & Co.|970
VOYA|VOYA FINL, INC.|CHAS|Charles Schwab & Co., Inc.|383
VOYA|VOYA FINL, INC.|CHBC|PENSERRA SECURITIES, LLC|25610
VOYA|VOYA FINL, INC.|CIST|Capital Institutional Services, Inc.|345
VOYA|VOYA FINL, INC.|CLSA|CLSA AMERICAS, LLC|432
VOYA|VOYA FINL, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1660781
VOYA|VOYA FINL, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6204
VOYA|VOYA FINL, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3291
VOYA|VOYA FINL, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|676629
VOYA|VOYA FINL, INC.|CTDL|Citadel Derivatives Group Llc|12649
VOYA|VOYA FINL, INC.|CTLR|CUTLER GROUP, LP|100
VOYA|VOYA FINL, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|84794
VOYA|VOYA FINL, INC.|DADA|D.A. Davidson & Co.|612
VOYA|VOYA FINL, INC.|DBAB|Deutsche Bank Securities Inc.|1025602
VOYA|VOYA FINL, INC.|DBAX|Deutsche Bank Securities Inc.|647000
VOYA|VOYA FINL, INC.|DBUL|Deutsche Bank Securities Inc.|1364
VOYA|VOYA FINL, INC.|DCHF|Dart Executions, LLC|12232
VOYA|VOYA FINL, INC.|DEAN|MORGAN STANLEY|14373
VOYA|VOYA FINL, INC.|DEGS|RONIN PROFESSIONAL LLC|100
VOYA|VOYA FINL, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|50864
VOYA|VOYA FINL, INC.|DOWL|Dowling & Partners Securities LLC|25110
VOYA|VOYA FINL, INC.|DREX|Drexel Hamilton, LLC|53987
VOYA|VOYA FINL, INC.|EBXL|EBX LLC|322600
VOYA|VOYA FINL, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|11923
VOYA|VOYA FINL, INC.|EDFC|E D & F MAN CAPITAL MARKETS INC.|1400
VOYA|VOYA FINL, INC.|EDJO|Edward D. Jones & Co., L.P.|14430
VOYA|VOYA FINL, INC.|EGAM|CBOE TRADING, INC.|33109
VOYA|VOYA FINL, INC.|EGAW|CBOE TRADING, INC.|303
VOYA|VOYA FINL, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1000
VOYA|VOYA FINL, INC.|EGXM|CBOE TRADING, INC.|8478
VOYA|VOYA FINL, INC.|ELEV|ELEVATION, LLC|14559
VOYA|VOYA FINL, INC.|ETBE|Electronic Transaction Clearing, Inc.|19473
VOYA|VOYA FINL, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
VOYA|VOYA FINL, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|20822
VOYA|VOYA FINL, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|542
VOYA|VOYA FINL, INC.|ETRS|E*Trade Securities LLC|25987
VOYA|VOYA FINL, INC.|FBRC|B. RILEY FBR, INC.|1514394
VOYA|VOYA FINL, INC.|FILL|Tradestation Securities, Inc.|1708
VOYA|VOYA FINL, INC.|FMAF|NBCN Inc./ CDS|4449
VOYA|VOYA FINL, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1511
VOYA|VOYA FINL, INC.|FQLS|Quantlab Securities LP|561857
VOYA|VOYA FINL, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|128858
VOYA|VOYA FINL, INC.|FTBR|Foliofn Investments, Inc.|894
VOYA|VOYA FINL, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5929
VOYA|VOYA FINL, INC.|GLPX|ACS EXECUTION SERVICES, LLC|34810
VOYA|VOYA FINL, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1050731
VOYA|VOYA FINL, INC.|GSCS|GOLDMAN SACHS & CO. LLC|3930
VOYA|VOYA FINL, INC.|GSLT|GOLDMAN SACHS & CO. LLC|12867
VOYA|VOYA FINL, INC.|GTSZ|GTS SECURITIES LLC|233886
VOYA|VOYA FINL, INC.|HRBF|American Enterprise Investment Services Inc.|257
VOYA|VOYA FINL, INC.|HSBC|HSBC Securities, Inc.|4781
VOYA|VOYA FINL, INC.|IATS|INTERACTIVE BROKERS LLC|9415
VOYA|VOYA FINL, INC.|IBKR|Interactive Brokers Llc|7541
VOYA|VOYA FINL, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4753
VOYA|VOYA FINL, INC.|ICBX|INSTINET, LLC|121476
VOYA|VOYA FINL, INC.|IEQY|CITADEL SECURITIES LLC|100171
VOYA|VOYA FINL, INC.|INCA|INSTINET, LLC|524682
VOYA|VOYA FINL, INC.|INJX|INSTINET, LLC|28885
VOYA|VOYA FINL, INC.|ITGI|ITG Inc.|151715
VOYA|VOYA FINL, INC.|ITGP|ITG INC.|203000
VOYA|VOYA FINL, INC.|JANY|Janney Montgomery Scott Inc.|597
VOYA|VOYA FINL, INC.|JEFF|JEFFERIES LLC|216632
VOYA|VOYA FINL, INC.|JMPT|JUMP TRADING, LLC|136733
VOYA|VOYA FINL, INC.|JONE|JonesTrading|1000
VOYA|VOYA FINL, INC.|JPBX|J.P. MORGAN SECURITIES LLC|189819
VOYA|VOYA FINL, INC.|JPMX|J.P. Morgan Securities LLC|996233
VOYA|VOYA FINL, INC.|JSJX|JANE STREET CAPITAL LLC|58793
VOYA|VOYA FINL, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|15000
VOYA|VOYA FINL, INC.|KCGM|VIRTU Americas LLC|91353
VOYA|VOYA FINL, INC.|LEHM|Barclays Capital Inc./Le|1683859
VOYA|VOYA FINL, INC.|LIME|Lime Brokerage LLC|89505
VOYA|VOYA FINL, INC.|LOOP|Loop Capital Markets LLC|6036
VOYA|VOYA FINL, INC.|LQNA|LIQUIDNET, INC.|97500
VOYA|VOYA FINL, INC.|LSCI|Lek Securities Corporation|949
VOYA|VOYA FINL, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|2132
VOYA|VOYA FINL, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
VOYA|VOYA FINL, INC.|MACC|Mid Atlantic Capital Corporation|918
VOYA|VOYA FINL, INC.|MACQ|Macquarie Capital (USA) Inc.|1688
VOYA|VOYA FINL, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|286037
VOYA|VOYA FINL, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1104
VOYA|VOYA FINL, INC.|MOTF|MOTIF INVESTING, INC.|5
VOYA|VOYA FINL, INC.|MSCO|MORGAN STANLEY & CO. LLC|4646253
VOYA|VOYA FINL, INC.|MSPL|MORGAN STANLEY & CO. LLC|564800
VOYA|VOYA FINL, INC.|MSTX|MORGAN STANLEY & CO. LLC|380200
VOYA|VOYA FINL, INC.|NFSC|National Financial Services LLC|135885
VOYA|VOYA FINL, INC.|NITE|VIRTU Americas LLC|331134
VOYA|VOYA FINL, INC.|NITP|VIRTU Americas LLC|2041
VOYA|VOYA FINL, INC.|NMRA|Nomura Securities International, Inc.|1000
VOYA|VOYA FINL, INC.|NQRB|Brut, LLC|29638
VOYA|VOYA FINL, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|380
VOYA|VOYA FINL, INC.|NTRC|Northern Trust Securities, Inc.|625
VOYA|VOYA FINL, INC.|OPCO|Oppenheimer & Co. Inc.|2586
VOYA|VOYA FINL, INC.|PDQM|CODA MARKETS, INC.|107753
VOYA|VOYA FINL, INC.|PWJC|UBS Financial Services, Inc.|13503
VOYA|VOYA FINL, INC.|RBCM|RBC CAPITAL MARKETS, LLC|18723
VOYA|VOYA FINL, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|873184
VOYA|VOYA FINL, INC.|SAGL|SAGETRADER, LLC|78163
VOYA|VOYA FINL, INC.|SAGW|SAGETRADER, LLC|406
VOYA|VOYA FINL, INC.|SBSH|Citigroup Global Markets Inc.|116788
VOYA|VOYA FINL, INC.|SEIC|SEI Investments Distribution Co.|400
VOYA|VOYA FINL, INC.|SGMT|GOLDMAN SACHS & CO. LLC|199978
VOYA|VOYA FINL, INC.|SIBO|Prime Executions, Inc.|2800
VOYA|VOYA FINL, INC.|SIDC|Sidoti & Company, LLC|200
VOYA|VOYA FINL, INC.|SPDR|SPEEDROUTE LLC|14360
VOYA|VOYA FINL, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
VOYA|VOYA FINL, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3981
VOYA|VOYA FINL, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4254
VOYA|VOYA FINL, INC.|SWIM|TD Ameritrade, Inc.|33623
VOYA|VOYA FINL, INC.|SWST|Hilltop Securities Inc.|5324
VOYA|VOYA FINL, INC.|TAGC|TELSEY ADVISORY GROUP LLC|530
VOYA|VOYA FINL, INC.|TKNG|ALLY INVEST SECURITIES LLC|107
VOYA|VOYA FINL, INC.|TRBT|Tradebot Systems, Inc.|392167
VOYA|VOYA FINL, INC.|TRCM|TRC MARKETS LLC|109129
VOYA|VOYA FINL, INC.|UBSA|UBS SECURITIES LLC|1245125
VOYA|VOYA FINL, INC.|UBSS|UBS Securities LLC|1348122
VOYA|VOYA FINL, INC.|VALX|VIRTU AMERICAS LLC|13837
VOYA|VOYA FINL, INC.|VGRD|Vanguard Marketing Corporation|474
VOYA|VOYA FINL, INC.|VNDS|VANDHAM SECURITIES CORP|13668
VOYA|VOYA FINL, INC.|WABR|Wall Street Access|30474
VOYA|VOYA FINL, INC.|WBLR|WILLIAM BLAIR|16
VOYA|VOYA FINL, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3261
VOYA|VOYA FINL, INC.|WCHV|WELLS FARGO SECURITIES, LLC|170838
VOYA|VOYA FINL, INC.|WEDB|WEDBUSH SECURITIES INC.|1236
VOYA|VOYA FINL, INC.|WEED|Weeden & Co.L.P.|20935
VOYA|VOYA FINL, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2007
VOYA|VOYA FINL, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15631
VOYA|VOYA FINL, INC.|WGIF|CIBC World Markets Inc.|225
VOYA|VOYA FINL, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3
VOYA|VOYA FINL, INC.|WSEA|WOLVERINE SECURITIES, LLC|1797
VOYA|VOYA FINL, INC.|XIST|INSTINET, LLC|23136
VOYA|VOYA FINL, INC.|XPQR|Jump Trading|3023
VOYA|VOYA FINL, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|29246
VOYA|VOYA FINL, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|774
VOYA|VOYA FINL, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3200
VPG|VISHAY PRECISION GP|APCC|Apex Clearing Corporation|13
VPG|VISHAY PRECISION GP|BATM|CBOE TRADING, INC.|158
VPG|VISHAY PRECISION GP|BAYT|BTIG, LLC|1950
VPG|VISHAY PRECISION GP|BNPX|BNP PARIBAS SECURITIES CORP.|888
VPG|VISHAY PRECISION GP|BZYD|GOLDMAN SACHS & CO. LLC|1029
VPG|VISHAY PRECISION GP|CHAS|Charles Schwab & Co., Inc.|184
VPG|VISHAY PRECISION GP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|360
VPG|VISHAY PRECISION GP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|107
VPG|VISHAY PRECISION GP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3788
VPG|VISHAY PRECISION GP|CTDL|Citadel Derivatives Group Llc|76
VPG|VISHAY PRECISION GP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2098
VPG|VISHAY PRECISION GP|DBAB|Deutsche Bank Securities Inc.|7623
VPG|VISHAY PRECISION GP|DBAX|Deutsche Bank Securities Inc.|800
VPG|VISHAY PRECISION GP|DEAN|MORGAN STANLEY|248
VPG|VISHAY PRECISION GP|DEGS|RONIN PROFESSIONAL LLC|1384
VPG|VISHAY PRECISION GP|EBXL|EBX LLC|1700
VPG|VISHAY PRECISION GP|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
VPG|VISHAY PRECISION GP|EDJO|Edward D. Jones & Co., L.P.|38
VPG|VISHAY PRECISION GP|EGAM|CBOE TRADING, INC.|687
VPG|VISHAY PRECISION GP|EGMT|EG MARKET TECHNOLOGIES LLC|110
VPG|VISHAY PRECISION GP|EGXM|CBOE TRADING, INC.|203
VPG|VISHAY PRECISION GP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2215
VPG|VISHAY PRECISION GP|ETRS|E*Trade Securities LLC|1473
VPG|VISHAY PRECISION GP|FBSB|U.S. Bancorp Investments, Inc.|53
VPG|VISHAY PRECISION GP|FILL|Tradestation Securities, Inc.|345
VPG|VISHAY PRECISION GP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2376
VPG|VISHAY PRECISION GP|FTBR|Foliofn Investments, Inc.|1705
VPG|VISHAY PRECISION GP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
VPG|VISHAY PRECISION GP|GSCO|GOLDMAN SACHS & CO. LLC|29428
VPG|VISHAY PRECISION GP|GSCS|GOLDMAN SACHS & CO. LLC|3405
VPG|VISHAY PRECISION GP|GSLT|GOLDMAN SACHS & CO. LLC|21
VPG|VISHAY PRECISION GP|GTSZ|GTS SECURITIES LLC|1599
VPG|VISHAY PRECISION GP|HRBF|American Enterprise Investment Services Inc.|38
VPG|VISHAY PRECISION GP|IBKR|Interactive Brokers Llc|8876
VPG|VISHAY PRECISION GP|ICBX|INSTINET, LLC|914
VPG|VISHAY PRECISION GP|IEQY|CITADEL SECURITIES LLC|3191
VPG|VISHAY PRECISION GP|INCA|INSTINET, LLC|19508
VPG|VISHAY PRECISION GP|INJX|INSTINET, LLC|2375
VPG|VISHAY PRECISION GP|ITGI|ITG Inc.|7115
VPG|VISHAY PRECISION GP|ITGP|ITG INC.|72400
VPG|VISHAY PRECISION GP|JEFF|JEFFERIES LLC|772
VPG|VISHAY PRECISION GP|JONE|JonesTrading|161660
VPG|VISHAY PRECISION GP|JPBX|J.P. MORGAN SECURITIES LLC|4576
VPG|VISHAY PRECISION GP|JPMX|J.P. Morgan Securities LLC|21289
VPG|VISHAY PRECISION GP|KCGM|VIRTU Americas LLC|34806
VPG|VISHAY PRECISION GP|LEHM|Barclays Capital Inc./Le|14720
VPG|VISHAY PRECISION GP|LIME|Lime Brokerage LLC|8142
VPG|VISHAY PRECISION GP|LSCI|Lek Securities Corporation|8
VPG|VISHAY PRECISION GP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2750
VPG|VISHAY PRECISION GP|MSCO|MORGAN STANLEY & CO. LLC|29901
VPG|VISHAY PRECISION GP|MSPL|MORGAN STANLEY & CO. LLC|2000
VPG|VISHAY PRECISION GP|NFSC|National Financial Services LLC|22255
VPG|VISHAY PRECISION GP|NITE|VIRTU Americas LLC|41602
VPG|VISHAY PRECISION GP|NQRB|Brut, LLC|212
VPG|VISHAY PRECISION GP|PDQM|CODA MARKETS, INC.|700
VPG|VISHAY PRECISION GP|PHLY|NASDAQ Execution Services, LLC|400
VPG|VISHAY PRECISION GP|SAGW|SAGETRADER, LLC|100
VPG|VISHAY PRECISION GP|SALI|INTL FCSTONE FINANCIAL INC.|8
VPG|VISHAY PRECISION GP|SBSH|Citigroup Global Markets Inc.|4866
VPG|VISHAY PRECISION GP|SGMT|GOLDMAN SACHS & CO. LLC|2305
VPG|VISHAY PRECISION GP|SOGO|Wang Investment Associates, Inc.|2100
VPG|VISHAY PRECISION GP|SPDR|SPEEDROUTE LLC|714
VPG|VISHAY PRECISION GP|SPTD|MINT GLOBAL MARKETS, INC.|4083
VPG|VISHAY PRECISION GP|STFL|Stifel, Nicolaus & Company, Incorporated|100
VPG|VISHAY PRECISION GP|SWIM|TD Ameritrade, Inc.|7437
VPG|VISHAY PRECISION GP|TKNG|ALLY INVEST SECURITIES LLC|35
VPG|VISHAY PRECISION GP|TMBR|Timber Hill LLC|157
VPG|VISHAY PRECISION GP|TRBT|Tradebot Systems, Inc.|100
VPG|VISHAY PRECISION GP|TRCM|TRC MARKETS LLC|4505
VPG|VISHAY PRECISION GP|TWTT|TASTYWORKS, INC.|215
VPG|VISHAY PRECISION GP|UBSA|UBS SECURITIES LLC|28519
VPG|VISHAY PRECISION GP|UBSS|UBS Securities LLC|38736
VPG|VISHAY PRECISION GP|VALX|VIRTU AMERICAS LLC|1386
VPG|VISHAY PRECISION GP|VGRD|Vanguard Marketing Corporation|4493
VPG|VISHAY PRECISION GP|WCHV|WELLS FARGO SECURITIES, LLC|2246
VPG|VISHAY PRECISION GP|WEED|Weeden & Co.L.P.|730
VPG|VISHAY PRECISION GP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|93
VPG|VISHAY PRECISION GP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|117
VPG|VISHAY PRECISION GP|WSEA|WOLVERINE SECURITIES, LLC|58
VPG|VISHAY PRECISION GP|XIST|INSTINET, LLC|5800
VPG|VISHAY PRECISION GP|XPQR|Jump Trading|172
VPG|VISHAY PRECISION GP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1400
VPG|VISHAY PRECISION GP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|96
VPL|VANGUARD FTSE PACFIC|ALTX|Alternet Securities Inc.|2513
VPL|VANGUARD FTSE PACFIC|APCC|Apex Clearing Corporation|4930
VPL|VANGUARD FTSE PACFIC|BANK|Primevest Financial Services, Inc.|89
VPL|VANGUARD FTSE PACFIC|BARD|Robert W. Baird & Co. Incorporated|2678
VPL|VANGUARD FTSE PACFIC|BATM|CBOE TRADING, INC.|66569
VPL|VANGUARD FTSE PACFIC|BBNT|BB&T SECURITIES, LLC|9980
VPL|VANGUARD FTSE PACFIC|BERN|Sanford C. Bernstein & Co., LLC|424
VPL|VANGUARD FTSE PACFIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|51960
VPL|VANGUARD FTSE PACFIC|BLTK|Bulltick, Llc|22971
VPL|VANGUARD FTSE PACFIC|BYXM|CBOE TRADING, INC.|15
VPL|VANGUARD FTSE PACFIC|CANT|Cantor Fitzgerald & Co.|20972
VPL|VANGUARD FTSE PACFIC|CHAS|Charles Schwab & Co., Inc.|3322
VPL|VANGUARD FTSE PACFIC|CIST|Capital Institutional Services, Inc.|8692
VPL|VANGUARD FTSE PACFIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7794
VPL|VANGUARD FTSE PACFIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|199
VPL|VANGUARD FTSE PACFIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102051
VPL|VANGUARD FTSE PACFIC|CSIN|Citadel Securities Institutional LLC|43591
VPL|VANGUARD FTSE PACFIC|CTDL|Citadel Derivatives Group Llc|75059
VPL|VANGUARD FTSE PACFIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1676
VPL|VANGUARD FTSE PACFIC|DAVA|Davenport & Company LLC|29
VPL|VANGUARD FTSE PACFIC|DBAB|Deutsche Bank Securities Inc.|3526
VPL|VANGUARD FTSE PACFIC|DBAX|Deutsche Bank Securities Inc.|14600
VPL|VANGUARD FTSE PACFIC|DEAN|MORGAN STANLEY|10275
VPL|VANGUARD FTSE PACFIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
VPL|VANGUARD FTSE PACFIC|EBXL|EBX LLC|44200
VPL|VANGUARD FTSE PACFIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|5097
VPL|VANGUARD FTSE PACFIC|EDJC|Edward Jones / CDS|12
VPL|VANGUARD FTSE PACFIC|EDJO|Edward D. Jones & Co., L.P.|965
VPL|VANGUARD FTSE PACFIC|EGAM|CBOE TRADING, INC.|6118
VPL|VANGUARD FTSE PACFIC|EGAW|CBOE TRADING, INC.|300
VPL|VANGUARD FTSE PACFIC|EGMT|EG MARKET TECHNOLOGIES LLC|100
VPL|VANGUARD FTSE PACFIC|EGXM|CBOE TRADING, INC.|16174
VPL|VANGUARD FTSE PACFIC|ETBE|Electronic Transaction Clearing, Inc.|1866
VPL|VANGUARD FTSE PACFIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6290
VPL|VANGUARD FTSE PACFIC|ETRS|E*Trade Securities LLC|9573
VPL|VANGUARD FTSE PACFIC|FBSB|U.S. Bancorp Investments, Inc.|492
VPL|VANGUARD FTSE PACFIC|FIDT|Fidelity Clearing Canada ULC./ CDS|20231
VPL|VANGUARD FTSE PACFIC|FILL|Tradestation Securities, Inc.|95
VPL|VANGUARD FTSE PACFIC|FINX|FINTECH SECURITIES|19
VPL|VANGUARD FTSE PACFIC|FLTU|FLOW TRADERS US LLC|39660
VPL|VANGUARD FTSE PACFIC|FMAF|NBCN Inc./ CDS|22128
VPL|VANGUARD FTSE PACFIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|35467
VPL|VANGUARD FTSE PACFIC|FTBR|Foliofn Investments, Inc.|3712
VPL|VANGUARD FTSE PACFIC|GBMT|GBM International, Inc.|4899
VPL|VANGUARD FTSE PACFIC|GEBB|GLOBAL EXECUTION BROKERS, LP|568
VPL|VANGUARD FTSE PACFIC|GLPX|ACS EXECUTION SERVICES, LLC|197
VPL|VANGUARD FTSE PACFIC|GSCO|GOLDMAN SACHS & CO. LLC|7657
VPL|VANGUARD FTSE PACFIC|GSLT|GOLDMAN SACHS & CO. LLC|972
VPL|VANGUARD FTSE PACFIC|GTSZ|GTS SECURITIES LLC|21378
VPL|VANGUARD FTSE PACFIC|HRBF|American Enterprise Investment Services Inc.|6697
VPL|VANGUARD FTSE PACFIC|IATS|INTERACTIVE BROKERS LLC|28831
VPL|VANGUARD FTSE PACFIC|IBKR|Interactive Brokers Llc|268990
VPL|VANGUARD FTSE PACFIC|ICBX|INSTINET, LLC|17199
VPL|VANGUARD FTSE PACFIC|INCA|INSTINET, LLC|19392
VPL|VANGUARD FTSE PACFIC|ITGI|ITG Inc.|92666
VPL|VANGUARD FTSE PACFIC|ITGP|ITG INC.|40000
VPL|VANGUARD FTSE PACFIC|JANY|Janney Montgomery Scott Inc.|10555
VPL|VANGUARD FTSE PACFIC|JMPT|JUMP TRADING, LLC|3216
VPL|VANGUARD FTSE PACFIC|JPBX|J.P. MORGAN SECURITIES LLC|88
VPL|VANGUARD FTSE PACFIC|JPMX|J.P. Morgan Securities LLC|14585
VPL|VANGUARD FTSE PACFIC|JSEB|JANE STREET EXECUTION SERVICES, LLC|202780
VPL|VANGUARD FTSE PACFIC|JSJX|JANE STREET CAPITAL LLC|553222
VPL|VANGUARD FTSE PACFIC|KCGM|VIRTU Americas LLC|13415
VPL|VANGUARD FTSE PACFIC|LEHM|Barclays Capital Inc./Le|61830
VPL|VANGUARD FTSE PACFIC|LGNT|COR CLEARING LLC|2
VPL|VANGUARD FTSE PACFIC|LIME|Lime Brokerage LLC|17176
VPL|VANGUARD FTSE PACFIC|LSCI|Lek Securities Corporation|5
VPL|VANGUARD FTSE PACFIC|MACC|Mid Atlantic Capital Corporation|3385
VPL|VANGUARD FTSE PACFIC|MAXM|Maxim Group LLC|18883
VPL|VANGUARD FTSE PACFIC|MCMF|Raymond James Ltd. Cds|2507
VPL|VANGUARD FTSE PACFIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51554
VPL|VANGUARD FTSE PACFIC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
VPL|VANGUARD FTSE PACFIC|MOTF|MOTIF INVESTING, INC.|2
VPL|VANGUARD FTSE PACFIC|MSCO|MORGAN STANLEY & CO. LLC|112963
VPL|VANGUARD FTSE PACFIC|MSPL|MORGAN STANLEY & CO. LLC|27800
VPL|VANGUARD FTSE PACFIC|NFSC|National Financial Services LLC|250851
VPL|VANGUARD FTSE PACFIC|NITE|VIRTU Americas LLC|361139
VPL|VANGUARD FTSE PACFIC|NQRB|Brut, LLC|638
VPL|VANGUARD FTSE PACFIC|NTBF|BMO Nesbitt Burns Inc./CDS|1102
VPL|VANGUARD FTSE PACFIC|NTRC|Northern Trust Securities, Inc.|2
VPL|VANGUARD FTSE PACFIC|OLDM|OLD MISSION CAPITAL, LLC|12043
VPL|VANGUARD FTSE PACFIC|OPCO|Oppenheimer & Co. Inc.|485
VPL|VANGUARD FTSE PACFIC|PDQM|CODA MARKETS, INC.|417
VPL|VANGUARD FTSE PACFIC|PWJC|UBS Financial Services, Inc.|62
VPL|VANGUARD FTSE PACFIC|RBCM|RBC CAPITAL MARKETS, LLC|3800
VPL|VANGUARD FTSE PACFIC|SAGL|SAGETRADER, LLC|100
VPL|VANGUARD FTSE PACFIC|SALI|INTL FCSTONE FINANCIAL INC.|3653
VPL|VANGUARD FTSE PACFIC|SBSH|Citigroup Global Markets Inc.|44141
VPL|VANGUARD FTSE PACFIC|SEIC|SEI Investments Distribution Co.|600
VPL|VANGUARD FTSE PACFIC|SGMT|GOLDMAN SACHS & CO. LLC|10391
VPL|VANGUARD FTSE PACFIC|SPDR|SPEEDROUTE LLC|300
VPL|VANGUARD FTSE PACFIC|SPHN|Stephens Inc.|199
VPL|VANGUARD FTSE PACFIC|STFL|Stifel, Nicolaus & Company, Incorporated|1682
VPL|VANGUARD FTSE PACFIC|STKP|STOCKPILE INVESTMENTS, INC.|54
VPL|VANGUARD FTSE PACFIC|SWIM|TD Ameritrade, Inc.|3812
VPL|VANGUARD FTSE PACFIC|SWST|Hilltop Securities Inc.|2615
VPL|VANGUARD FTSE PACFIC|TKNG|ALLY INVEST SECURITIES LLC|1489
VPL|VANGUARD FTSE PACFIC|TRBT|Tradebot Systems, Inc.|43342
VPL|VANGUARD FTSE PACFIC|TRCM|TRC MARKETS LLC|59592
VPL|VANGUARD FTSE PACFIC|UBSA|UBS SECURITIES LLC|94285
VPL|VANGUARD FTSE PACFIC|UBSS|UBS Securities LLC|245934
VPL|VANGUARD FTSE PACFIC|VALX|VIRTU AMERICAS LLC|2102
VPL|VANGUARD FTSE PACFIC|VFIN|National Securities Corporation|191
VPL|VANGUARD FTSE PACFIC|VGRD|Vanguard Marketing Corporation|114867
VPL|VANGUARD FTSE PACFIC|VSIN|Vision Financial Markets Llc|2
VPL|VANGUARD FTSE PACFIC|WBET|Wallachbeth Capital LLC|4
VPL|VANGUARD FTSE PACFIC|WBLR|WILLIAM BLAIR|126
VPL|VANGUARD FTSE PACFIC|WCHV|WELLS FARGO SECURITIES, LLC|78805
VPL|VANGUARD FTSE PACFIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1458
VPL|VANGUARD FTSE PACFIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1430
VPL|VANGUARD FTSE PACFIC|WGIF|CIBC World Markets Inc.|200
VPL|VANGUARD FTSE PACFIC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|35
VPL|VANGUARD FTSE PACFIC|WSEA|WOLVERINE SECURITIES, LLC|2255
VPL|VANGUARD FTSE PACFIC|XPUS|XP SECURITIES, LLC|2054
VPL|VANGUARD FTSE PACFIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2538
VPL|VANGUARD FTSE PACFIC|YKNA|COMHAR CAPITAL MARKETS, LLC|1
VPL|VANGUARD FTSE PACFIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7339
VPU|VANGUARD UTLTS ETF|AGIS|Aegis Capital Corp.|100
VPU|VANGUARD UTLTS ETF|APCC|Apex Clearing Corporation|3788
VPU|VANGUARD UTLTS ETF|BANK|Primevest Financial Services, Inc.|522
VPU|VANGUARD UTLTS ETF|BARD|Robert W. Baird & Co. Incorporated|450
VPU|VANGUARD UTLTS ETF|BBNT|BB&T SECURITIES, LLC|379
VPU|VANGUARD UTLTS ETF|BERN|Sanford C. Bernstein & Co., LLC|308
VPU|VANGUARD UTLTS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5276
VPU|VANGUARD UTLTS ETF|CANT|Cantor Fitzgerald & Co.|80789
VPU|VANGUARD UTLTS ETF|CHAS|Charles Schwab & Co., Inc.|3134
VPU|VANGUARD UTLTS ETF|CIST|Capital Institutional Services, Inc.|195
VPU|VANGUARD UTLTS ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24275
VPU|VANGUARD UTLTS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14619
VPU|VANGUARD UTLTS ETF|CSIN|Citadel Securities Institutional LLC|122565
VPU|VANGUARD UTLTS ETF|CTDL|Citadel Derivatives Group Llc|117533
VPU|VANGUARD UTLTS ETF|CTLR|CUTLER GROUP, LP|200
VPU|VANGUARD UTLTS ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
VPU|VANGUARD UTLTS ETF|DADA|D.A. Davidson & Co.|106
VPU|VANGUARD UTLTS ETF|DBAB|Deutsche Bank Securities Inc.|74
VPU|VANGUARD UTLTS ETF|DBAX|Deutsche Bank Securities Inc.|5600
VPU|VANGUARD UTLTS ETF|DEAN|MORGAN STANLEY|7279
VPU|VANGUARD UTLTS ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16032
VPU|VANGUARD UTLTS ETF|EBXL|EBX LLC|6400
VPU|VANGUARD UTLTS ETF|EDJO|Edward D. Jones & Co., L.P.|3018
VPU|VANGUARD UTLTS ETF|EGAM|CBOE TRADING, INC.|359
VPU|VANGUARD UTLTS ETF|ETBE|Electronic Transaction Clearing, Inc.|1001
VPU|VANGUARD UTLTS ETF|ETCB|ETC BROKERAGE SERVICES, LLC|365
VPU|VANGUARD UTLTS ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|721
VPU|VANGUARD UTLTS ETF|ETRS|E*Trade Securities LLC|27721
VPU|VANGUARD UTLTS ETF|FBSB|U.S. Bancorp Investments, Inc.|132
VPU|VANGUARD UTLTS ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|121
VPU|VANGUARD UTLTS ETF|FILL|Tradestation Securities, Inc.|100
VPU|VANGUARD UTLTS ETF|FINX|FINTECH SECURITIES|12
VPU|VANGUARD UTLTS ETF|FMAF|NBCN Inc./ CDS|591
VPU|VANGUARD UTLTS ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|810
VPU|VANGUARD UTLTS ETF|FTBR|Foliofn Investments, Inc.|4192
VPU|VANGUARD UTLTS ETF|GBMT|GBM International, Inc.|660
VPU|VANGUARD UTLTS ETF|GLIS|TD Securities Inc|95
VPU|VANGUARD UTLTS ETF|GLPX|ACS EXECUTION SERVICES, LLC|11054
VPU|VANGUARD UTLTS ETF|GSCO|GOLDMAN SACHS & CO. LLC|1732
VPU|VANGUARD UTLTS ETF|GSLT|GOLDMAN SACHS & CO. LLC|57
VPU|VANGUARD UTLTS ETF|GTSZ|GTS SECURITIES LLC|203
VPU|VANGUARD UTLTS ETF|HRBF|American Enterprise Investment Services Inc.|12282
VPU|VANGUARD UTLTS ETF|IATS|INTERACTIVE BROKERS LLC|1002
VPU|VANGUARD UTLTS ETF|IBKR|Interactive Brokers Llc|6171
VPU|VANGUARD UTLTS ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|55
VPU|VANGUARD UTLTS ETF|ICBX|INSTINET, LLC|8042
VPU|VANGUARD UTLTS ETF|INCA|INSTINET, LLC|3690
VPU|VANGUARD UTLTS ETF|ITGI|ITG Inc.|6199
VPU|VANGUARD UTLTS ETF|ITGP|ITG INC.|600
VPU|VANGUARD UTLTS ETF|JANY|Janney Montgomery Scott Inc.|351
VPU|VANGUARD UTLTS ETF|JMPT|JUMP TRADING, LLC|1404
VPU|VANGUARD UTLTS ETF|JPMX|J.P. Morgan Securities LLC|8446
VPU|VANGUARD UTLTS ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|8683
VPU|VANGUARD UTLTS ETF|JSJX|JANE STREET CAPITAL LLC|68975
VPU|VANGUARD UTLTS ETF|KCGM|VIRTU Americas LLC|5330
VPU|VANGUARD UTLTS ETF|LEHM|Barclays Capital Inc./Le|21165
VPU|VANGUARD UTLTS ETF|LIME|Lime Brokerage LLC|28700
VPU|VANGUARD UTLTS ETF|LSCI|Lek Securities Corporation|263
VPU|VANGUARD UTLTS ETF|MACC|Mid Atlantic Capital Corporation|3293
VPU|VANGUARD UTLTS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12928
VPU|VANGUARD UTLTS ETF|MOTF|MOTIF INVESTING, INC.|12
VPU|VANGUARD UTLTS ETF|MSCO|MORGAN STANLEY & CO. LLC|60430
VPU|VANGUARD UTLTS ETF|MSPL|MORGAN STANLEY & CO. LLC|12900
VPU|VANGUARD UTLTS ETF|NFSC|National Financial Services LLC|149028
VPU|VANGUARD UTLTS ETF|NITE|VIRTU Americas LLC|294187
VPU|VANGUARD UTLTS ETF|NTBF|BMO Nesbitt Burns Inc./CDS|7
VPU|VANGUARD UTLTS ETF|NTRC|Northern Trust Securities, Inc.|186
VPU|VANGUARD UTLTS ETF|OPCO|Oppenheimer & Co. Inc.|10
VPU|VANGUARD UTLTS ETF|PASL|Pershing Advisor Solutions LLC|170
VPU|VANGUARD UTLTS ETF|PDQM|CODA MARKETS, INC.|6231
VPU|VANGUARD UTLTS ETF|PWJC|UBS Financial Services, Inc.|170
VPU|VANGUARD UTLTS ETF|RBCM|RBC CAPITAL MARKETS, LLC|4312
VPU|VANGUARD UTLTS ETF|SALI|INTL FCSTONE FINANCIAL INC.|610
VPU|VANGUARD UTLTS ETF|SBRX|MURIEL SIEBERT & CO INC|100
VPU|VANGUARD UTLTS ETF|SBSH|Citigroup Global Markets Inc.|2758
VPU|VANGUARD UTLTS ETF|SGMT|GOLDMAN SACHS & CO. LLC|4215
VPU|VANGUARD UTLTS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|975
VPU|VANGUARD UTLTS ETF|SWIM|TD Ameritrade, Inc.|4118
VPU|VANGUARD UTLTS ETF|SWST|Hilltop Securities Inc.|415
VPU|VANGUARD UTLTS ETF|TKNG|ALLY INVEST SECURITIES LLC|214
VPU|VANGUARD UTLTS ETF|TRBT|Tradebot Systems, Inc.|100
VPU|VANGUARD UTLTS ETF|TRCM|TRC MARKETS LLC|33584
VPU|VANGUARD UTLTS ETF|UBSA|UBS SECURITIES LLC|18204
VPU|VANGUARD UTLTS ETF|UBSS|UBS Securities LLC|266901
VPU|VANGUARD UTLTS ETF|VALX|VIRTU AMERICAS LLC|136
VPU|VANGUARD UTLTS ETF|VGRD|Vanguard Marketing Corporation|237394
VPU|VANGUARD UTLTS ETF|VSIN|Vision Financial Markets Llc|1
VPU|VANGUARD UTLTS ETF|WBET|Wallachbeth Capital LLC|400
VPU|VANGUARD UTLTS ETF|WCHV|WELLS FARGO SECURITIES, LLC|44871
VPU|VANGUARD UTLTS ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|784
VPU|VANGUARD UTLTS ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2701
VPU|VANGUARD UTLTS ETF|WGIF|CIBC World Markets Inc.|100
VPU|VANGUARD UTLTS ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13
VPU|VANGUARD UTLTS ETF|WSEA|WOLVERINE SECURITIES, LLC|2119
VPU|VANGUARD UTLTS ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|42
VPU|VANGUARD UTLTS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12799
VPV|INVESCO PA VALUE MUN|AGIS|Aegis Capital Corp.|991
VPV|INVESCO PA VALUE MUN|ALTX|Alternet Securities Inc.|400
VPV|INVESCO PA VALUE MUN|APCC|Apex Clearing Corporation|105
VPV|INVESCO PA VALUE MUN|BARD|Robert W. Baird & Co. Incorporated|998
VPV|INVESCO PA VALUE MUN|BATM|CBOE TRADING, INC.|100
VPV|INVESCO PA VALUE MUN|BBNT|BB&T SECURITIES, LLC|1382
VPV|INVESCO PA VALUE MUN|BTIG|BTIG, LLC|2568
VPV|INVESCO PA VALUE MUN|CHAS|Charles Schwab & Co., Inc.|2
VPV|INVESCO PA VALUE MUN|CIST|Capital Institutional Services, Inc.|814
VPV|INVESCO PA VALUE MUN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1700
VPV|INVESCO PA VALUE MUN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
VPV|INVESCO PA VALUE MUN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8799
VPV|INVESCO PA VALUE MUN|DBAX|Deutsche Bank Securities Inc.|1300
VPV|INVESCO PA VALUE MUN|DEAN|MORGAN STANLEY|6128
VPV|INVESCO PA VALUE MUN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2300
VPV|INVESCO PA VALUE MUN|EBXL|EBX LLC|7400
VPV|INVESCO PA VALUE MUN|EDJO|Edward D. Jones & Co., L.P.|655
VPV|INVESCO PA VALUE MUN|EGAM|CBOE TRADING, INC.|1400
VPV|INVESCO PA VALUE MUN|EGXM|CBOE TRADING, INC.|100
VPV|INVESCO PA VALUE MUN|ETCB|ETC BROKERAGE SERVICES, LLC|600
VPV|INVESCO PA VALUE MUN|ETRS|E*Trade Securities LLC|6767
VPV|INVESCO PA VALUE MUN|FILL|Tradestation Securities, Inc.|44
VPV|INVESCO PA VALUE MUN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6795
VPV|INVESCO PA VALUE MUN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10667
VPV|INVESCO PA VALUE MUN|FTBR|Foliofn Investments, Inc.|1
VPV|INVESCO PA VALUE MUN|GLPX|ACS EXECUTION SERVICES, LLC|13400
VPV|INVESCO PA VALUE MUN|GSCO|GOLDMAN SACHS & CO. LLC|2272
VPV|INVESCO PA VALUE MUN|GSLT|GOLDMAN SACHS & CO. LLC|800
VPV|INVESCO PA VALUE MUN|HRBF|American Enterprise Investment Services Inc.|9499
VPV|INVESCO PA VALUE MUN|IATS|INTERACTIVE BROKERS LLC|166
VPV|INVESCO PA VALUE MUN|IBKR|Interactive Brokers Llc|8149
VPV|INVESCO PA VALUE MUN|ICBX|INSTINET, LLC|600
VPV|INVESCO PA VALUE MUN|INCA|INSTINET, LLC|4031
VPV|INVESCO PA VALUE MUN|ITGI|ITG Inc.|5559
VPV|INVESCO PA VALUE MUN|ITGP|ITG INC.|9000
VPV|INVESCO PA VALUE MUN|JANY|Janney Montgomery Scott Inc.|3018
VPV|INVESCO PA VALUE MUN|JONE|JonesTrading|500
VPV|INVESCO PA VALUE MUN|JPMX|J.P. Morgan Securities LLC|3600
VPV|INVESCO PA VALUE MUN|KCGM|VIRTU Americas LLC|3068
VPV|INVESCO PA VALUE MUN|LEHM|Barclays Capital Inc./Le|1100
VPV|INVESCO PA VALUE MUN|LIME|Lime Brokerage LLC|365
VPV|INVESCO PA VALUE MUN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3200
VPV|INVESCO PA VALUE MUN|MOTF|MOTIF INVESTING, INC.|1
VPV|INVESCO PA VALUE MUN|MSCO|MORGAN STANLEY & CO. LLC|54924
VPV|INVESCO PA VALUE MUN|MSPL|MORGAN STANLEY & CO. LLC|19500
VPV|INVESCO PA VALUE MUN|MSTX|MORGAN STANLEY & CO. LLC|600
VPV|INVESCO PA VALUE MUN|NFSC|National Financial Services LLC|42093
VPV|INVESCO PA VALUE MUN|NITE|VIRTU Americas LLC|100468
VPV|INVESCO PA VALUE MUN|NQRB|Brut, LLC|1564
VPV|INVESCO PA VALUE MUN|OPCO|Oppenheimer & Co. Inc.|861
VPV|INVESCO PA VALUE MUN|PDQM|CODA MARKETS, INC.|900
VPV|INVESCO PA VALUE MUN|PWJC|UBS Financial Services, Inc.|625
VPV|INVESCO PA VALUE MUN|RBCM|RBC CAPITAL MARKETS, LLC|3336
VPV|INVESCO PA VALUE MUN|SAGC|SAGETRADER, LLC|200
VPV|INVESCO PA VALUE MUN|SGMT|GOLDMAN SACHS & CO. LLC|2200
VPV|INVESCO PA VALUE MUN|SPDR|SPEEDROUTE LLC|100
VPV|INVESCO PA VALUE MUN|STFL|Stifel, Nicolaus & Company, Incorporated|5998
VPV|INVESCO PA VALUE MUN|SWIM|TD Ameritrade, Inc.|1500
VPV|INVESCO PA VALUE MUN|SWST|Hilltop Securities Inc.|3190
VPV|INVESCO PA VALUE MUN|TKNG|ALLY INVEST SECURITIES LLC|275
VPV|INVESCO PA VALUE MUN|TRBT|Tradebot Systems, Inc.|1534
VPV|INVESCO PA VALUE MUN|UBSA|UBS SECURITIES LLC|15278
VPV|INVESCO PA VALUE MUN|UBSS|UBS Securities LLC|36312
VPV|INVESCO PA VALUE MUN|VGRD|Vanguard Marketing Corporation|8606
VPV|INVESCO PA VALUE MUN|WCHV|WELLS FARGO SECURITIES, LLC|44765
VPV|INVESCO PA VALUE MUN|WEDB|WEDBUSH SECURITIES INC.|59
VPV|INVESCO PA VALUE MUN|WSEA|WOLVERINE SECURITIES, LLC|275
VPV|INVESCO PA VALUE MUN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3464
VQT|S&P VEQTOR|APCC|Apex Clearing Corporation|28
VQT|S&P VEQTOR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|80
VQT|S&P VEQTOR|ETRS|E*Trade Securities LLC|19
VQT|S&P VEQTOR|GLPX|ACS EXECUTION SERVICES, LLC|2
VQT|S&P VEQTOR|IBKR|Interactive Brokers Llc|45
VQT|S&P VEQTOR|INCA|INSTINET, LLC|2
VQT|S&P VEQTOR|JSEB|JANE STREET EXECUTION SERVICES, LLC|1371
VQT|S&P VEQTOR|JSJX|JANE STREET CAPITAL LLC|175
VQT|S&P VEQTOR|KCGM|VIRTU Americas LLC|342
VQT|S&P VEQTOR|LIME|Lime Brokerage LLC|1
VQT|S&P VEQTOR|MSCO|MORGAN STANLEY & CO. LLC|1
VQT|S&P VEQTOR|NFSC|National Financial Services LLC|48
VQT|S&P VEQTOR|NITE|VIRTU Americas LLC|185
VQT|S&P VEQTOR|PDQM|CODA MARKETS, INC.|2
VQT|S&P VEQTOR|PWJC|UBS Financial Services, Inc.|21
VQT|S&P VEQTOR|SGMT|GOLDMAN SACHS & CO. LLC|27
VQT|S&P VEQTOR|UBSS|UBS Securities LLC|65
VQT|S&P VEQTOR|WCHV|WELLS FARGO SECURITIES, LLC|919
VR|VALIDUS HOLDINGS LTD|ALTX|Alternet Securities Inc.|6810
VR|VALIDUS HOLDINGS LTD|APCC|Apex Clearing Corporation|30
VR|VALIDUS HOLDINGS LTD|BARD|Robert W. Baird & Co. Incorporated|117031
VR|VALIDUS HOLDINGS LTD|BATM|CBOE TRADING, INC.|1300
VR|VALIDUS HOLDINGS LTD|BBNT|BB&T SECURITIES, LLC|7
VR|VALIDUS HOLDINGS LTD|BERN|Sanford C. Bernstein & Co., LLC|2093
VR|VALIDUS HOLDINGS LTD|BIDS|BIDS TRADING L.P.|200
VR|VALIDUS HOLDINGS LTD|BKCM|BNY Mellon Capital Markets LLC|44
VR|VALIDUS HOLDINGS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|508
VR|VALIDUS HOLDINGS LTD|BNPX|BNP PARIBAS SECURITIES CORP.|609
VR|VALIDUS HOLDINGS LTD|BTIG|BTIG, LLC|4982
VR|VALIDUS HOLDINGS LTD|CABR|Cabrera Capital Markets, Inc.|25
VR|VALIDUS HOLDINGS LTD|CHAS|Charles Schwab & Co., Inc.|165
VR|VALIDUS HOLDINGS LTD|CHLC|CHURCHILL CAPITAL USA, INC.|7940
VR|VALIDUS HOLDINGS LTD|CIST|Capital Institutional Services, Inc.|7300
VR|VALIDUS HOLDINGS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97401
VR|VALIDUS HOLDINGS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
VR|VALIDUS HOLDINGS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
VR|VALIDUS HOLDINGS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|64725
VR|VALIDUS HOLDINGS LTD|CTDL|Citadel Derivatives Group Llc|6248
VR|VALIDUS HOLDINGS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|13092
VR|VALIDUS HOLDINGS LTD|DADA|D.A. Davidson & Co.|8
VR|VALIDUS HOLDINGS LTD|DBAB|Deutsche Bank Securities Inc.|242558
VR|VALIDUS HOLDINGS LTD|DBAX|Deutsche Bank Securities Inc.|96500
VR|VALIDUS HOLDINGS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5000
VR|VALIDUS HOLDINGS LTD|EBXL|EBX LLC|111300
VR|VALIDUS HOLDINGS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|1207
VR|VALIDUS HOLDINGS LTD|EGAM|CBOE TRADING, INC.|4393
VR|VALIDUS HOLDINGS LTD|EGAW|CBOE TRADING, INC.|464
VR|VALIDUS HOLDINGS LTD|EGXM|CBOE TRADING, INC.|2100
VR|VALIDUS HOLDINGS LTD|ETBE|Electronic Transaction Clearing, Inc.|7908
VR|VALIDUS HOLDINGS LTD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|330
VR|VALIDUS HOLDINGS LTD|ETRS|E*Trade Securities LLC|5032
VR|VALIDUS HOLDINGS LTD|FMAF|NBCN Inc./ CDS|291
VR|VALIDUS HOLDINGS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7973
VR|VALIDUS HOLDINGS LTD|FTBR|Foliofn Investments, Inc.|53
VR|VALIDUS HOLDINGS LTD|GARC|ICAP Corporates LLC|41984
VR|VALIDUS HOLDINGS LTD|GEBB|GLOBAL EXECUTION BROKERS, LP|400
VR|VALIDUS HOLDINGS LTD|GLPX|ACS EXECUTION SERVICES, LLC|12879
VR|VALIDUS HOLDINGS LTD|GSCO|GOLDMAN SACHS & CO. LLC|391477
VR|VALIDUS HOLDINGS LTD|GSCS|GOLDMAN SACHS & CO. LLC|26299
VR|VALIDUS HOLDINGS LTD|GSLT|GOLDMAN SACHS & CO. LLC|1299
VR|VALIDUS HOLDINGS LTD|GTSZ|GTS SECURITIES LLC|18948
VR|VALIDUS HOLDINGS LTD|IATS|INTERACTIVE BROKERS LLC|3200
VR|VALIDUS HOLDINGS LTD|IBKR|Interactive Brokers Llc|20541
VR|VALIDUS HOLDINGS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|864
VR|VALIDUS HOLDINGS LTD|ICBX|INSTINET, LLC|29814
VR|VALIDUS HOLDINGS LTD|INCA|INSTINET, LLC|29424
VR|VALIDUS HOLDINGS LTD|INJX|INSTINET, LLC|750
VR|VALIDUS HOLDINGS LTD|ITGI|ITG Inc.|12424
VR|VALIDUS HOLDINGS LTD|ITGP|ITG INC.|50000
VR|VALIDUS HOLDINGS LTD|JEFF|JEFFERIES LLC|1708
VR|VALIDUS HOLDINGS LTD|JMPT|JUMP TRADING, LLC|7751
VR|VALIDUS HOLDINGS LTD|JONE|JonesTrading|278100
VR|VALIDUS HOLDINGS LTD|JPBX|J.P. MORGAN SECURITIES LLC|2350
VR|VALIDUS HOLDINGS LTD|JPMX|J.P. Morgan Securities LLC|156526
VR|VALIDUS HOLDINGS LTD|KBWI|Keefe, Bruyette & Woods, Inc.|27250
VR|VALIDUS HOLDINGS LTD|KCGM|VIRTU Americas LLC|32105
VR|VALIDUS HOLDINGS LTD|LEHM|Barclays Capital Inc./Le|431223
VR|VALIDUS HOLDINGS LTD|LIME|Lime Brokerage LLC|25067
VR|VALIDUS HOLDINGS LTD|LOOP|Loop Capital Markets LLC|296
VR|VALIDUS HOLDINGS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|170151
VR|VALIDUS HOLDINGS LTD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|530
VR|VALIDUS HOLDINGS LTD|MNDX|TJM Investments, LLC|32349
VR|VALIDUS HOLDINGS LTD|MOTF|MOTIF INVESTING, INC.|2
VR|VALIDUS HOLDINGS LTD|MSCO|MORGAN STANLEY & CO. LLC|203667
VR|VALIDUS HOLDINGS LTD|MSPL|MORGAN STANLEY & CO. LLC|159000
VR|VALIDUS HOLDINGS LTD|MSTX|MORGAN STANLEY & CO. LLC|27800
VR|VALIDUS HOLDINGS LTD|NFSC|National Financial Services LLC|8042
VR|VALIDUS HOLDINGS LTD|NITE|VIRTU Americas LLC|61398
VR|VALIDUS HOLDINGS LTD|NITP|VIRTU Americas LLC|1911
VR|VALIDUS HOLDINGS LTD|NQRB|Brut, LLC|2962
VR|VALIDUS HOLDINGS LTD|NTRC|Northern Trust Securities, Inc.|2000
VR|VALIDUS HOLDINGS LTD|OGRU|Oscar Gruss & Son, Incorporated|1700
VR|VALIDUS HOLDINGS LTD|PDQM|CODA MARKETS, INC.|21084
VR|VALIDUS HOLDINGS LTD|PIPR|Piper Jaffray & Co.|533
VR|VALIDUS HOLDINGS LTD|RBCM|RBC CAPITAL MARKETS, LLC|539
VR|VALIDUS HOLDINGS LTD|SAGL|SAGETRADER, LLC|1097
VR|VALIDUS HOLDINGS LTD|SALI|INTL FCSTONE FINANCIAL INC.|13020
VR|VALIDUS HOLDINGS LTD|SBSH|Citigroup Global Markets Inc.|117852
VR|VALIDUS HOLDINGS LTD|SEIC|SEI Investments Distribution Co.|100
VR|VALIDUS HOLDINGS LTD|SGMT|GOLDMAN SACHS & CO. LLC|110361
VR|VALIDUS HOLDINGS LTD|SPDR|SPEEDROUTE LLC|7900
VR|VALIDUS HOLDINGS LTD|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5000
VR|VALIDUS HOLDINGS LTD|SWIM|TD Ameritrade, Inc.|100
VR|VALIDUS HOLDINGS LTD|SWST|Hilltop Securities Inc.|1000
VR|VALIDUS HOLDINGS LTD|TRBT|Tradebot Systems, Inc.|11804
VR|VALIDUS HOLDINGS LTD|TRCM|TRC MARKETS LLC|27251
VR|VALIDUS HOLDINGS LTD|UBSA|UBS SECURITIES LLC|232350
VR|VALIDUS HOLDINGS LTD|UBSS|UBS Securities LLC|175690
VR|VALIDUS HOLDINGS LTD|UFPA|UNITED FIRST PARTNERS LLC|11057
VR|VALIDUS HOLDINGS LTD|VALX|VIRTU AMERICAS LLC|15300
VR|VALIDUS HOLDINGS LTD|VGRD|Vanguard Marketing Corporation|1632
VR|VALIDUS HOLDINGS LTD|WABR|Wall Street Access|277
VR|VALIDUS HOLDINGS LTD|WBPX|SUMMIT SECURITIES GROUP, LLC|1658
VR|VALIDUS HOLDINGS LTD|WCHV|WELLS FARGO SECURITIES, LLC|5862
VR|VALIDUS HOLDINGS LTD|WEED|Weeden & Co.L.P.|3013
VR|VALIDUS HOLDINGS LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2170
VR|VALIDUS HOLDINGS LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
VR|VALIDUS HOLDINGS LTD|WSEA|WOLVERINE SECURITIES, LLC|6
VR|VALIDUS HOLDINGS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
VR|VALIDUS HOLDINGS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|179
VR|VALIDUS HOLDINGS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24
VR$A|VALIDUS 5.875% SER A|APCC|Apex Clearing Corporation|2
VR$A|VALIDUS 5.875% SER A|BBNT|BB&T SECURITIES, LLC|25
VR$A|VALIDUS 5.875% SER A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|448
VR$A|VALIDUS 5.875% SER A|BTIG|BTIG, LLC|58
VR$A|VALIDUS 5.875% SER A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13
VR$A|VALIDUS 5.875% SER A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1855
VR$A|VALIDUS 5.875% SER A|DADA|D.A. Davidson & Co.|800
VR$A|VALIDUS 5.875% SER A|DBAX|Deutsche Bank Securities Inc.|1500
VR$A|VALIDUS 5.875% SER A|DEAN|MORGAN STANLEY|2472
VR$A|VALIDUS 5.875% SER A|ECUT|CONVERGEX EXECUTION SOLUTIONS|480
VR$A|VALIDUS 5.875% SER A|ETRS|E*Trade Securities LLC|3999
VR$A|VALIDUS 5.875% SER A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|482
VR$A|VALIDUS 5.875% SER A|GLPX|ACS EXECUTION SERVICES, LLC|100
VR$A|VALIDUS 5.875% SER A|GSCO|GOLDMAN SACHS & CO. LLC|100
VR$A|VALIDUS 5.875% SER A|GSLT|GOLDMAN SACHS & CO. LLC|49
VR$A|VALIDUS 5.875% SER A|HRBF|American Enterprise Investment Services Inc.|1798
VR$A|VALIDUS 5.875% SER A|IBKR|Interactive Brokers Llc|500
VR$A|VALIDUS 5.875% SER A|ICBX|INSTINET, LLC|200
VR$A|VALIDUS 5.875% SER A|INCA|INSTINET, LLC|165
VR$A|VALIDUS 5.875% SER A|JSEB|JANE STREET EXECUTION SERVICES, LLC|336
VR$A|VALIDUS 5.875% SER A|LEHM|Barclays Capital Inc./Le|600
VR$A|VALIDUS 5.875% SER A|LIME|Lime Brokerage LLC|39
VR$A|VALIDUS 5.875% SER A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
VR$A|VALIDUS 5.875% SER A|MSCO|MORGAN STANLEY & CO. LLC|4547
VR$A|VALIDUS 5.875% SER A|NFSC|National Financial Services LLC|10343
VR$A|VALIDUS 5.875% SER A|NITE|VIRTU Americas LLC|19610
VR$A|VALIDUS 5.875% SER A|NQRB|Brut, LLC|100
VR$A|VALIDUS 5.875% SER A|OLDM|OLD MISSION CAPITAL, LLC|100
VR$A|VALIDUS 5.875% SER A|PCPT|PHILLIP CAPITAL INC.|93
VR$A|VALIDUS 5.875% SER A|PDQM|CODA MARKETS, INC.|200
VR$A|VALIDUS 5.875% SER A|PWJC|UBS Financial Services, Inc.|3226
VR$A|VALIDUS 5.875% SER A|RBCM|RBC CAPITAL MARKETS, LLC|178
VR$A|VALIDUS 5.875% SER A|SALI|INTL FCSTONE FINANCIAL INC.|14
VR$A|VALIDUS 5.875% SER A|SBSH|Citigroup Global Markets Inc.|213
VR$A|VALIDUS 5.875% SER A|SGMT|GOLDMAN SACHS & CO. LLC|565
VR$A|VALIDUS 5.875% SER A|SPHN|Stephens Inc.|2625
VR$A|VALIDUS 5.875% SER A|STFL|Stifel, Nicolaus & Company, Incorporated|335
VR$A|VALIDUS 5.875% SER A|TRBT|Tradebot Systems, Inc.|164
VR$A|VALIDUS 5.875% SER A|UBSA|UBS SECURITIES LLC|2472
VR$A|VALIDUS 5.875% SER A|UBSS|UBS Securities LLC|14312
VR$A|VALIDUS 5.875% SER A|WCHV|WELLS FARGO SECURITIES, LLC|4558
VR$A|VALIDUS 5.875% SER A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59
VR$A|VALIDUS 5.875% SER A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|344
VR$B|VALIDUS HOLDINGS 5.8|BARD|Robert W. Baird & Co. Incorporated|1029
VR$B|VALIDUS HOLDINGS 5.8|BATM|CBOE TRADING, INC.|100
VR$B|VALIDUS HOLDINGS 5.8|BBNT|BB&T SECURITIES, LLC|98
VR$B|VALIDUS HOLDINGS 5.8|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1995
VR$B|VALIDUS HOLDINGS 5.8|BTIG|BTIG, LLC|234
VR$B|VALIDUS HOLDINGS 5.8|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
VR$B|VALIDUS HOLDINGS 5.8|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6164
VR$B|VALIDUS HOLDINGS 5.8|CXCX|CITIGROUP GLOBAL MARKETS INC.|1848
VR$B|VALIDUS HOLDINGS 5.8|DBAX|Deutsche Bank Securities Inc.|5200
VR$B|VALIDUS HOLDINGS 5.8|DEAN|MORGAN STANLEY|12900
VR$B|VALIDUS HOLDINGS 5.8|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1341
VR$B|VALIDUS HOLDINGS 5.8|EBXL|EBX LLC|1300
VR$B|VALIDUS HOLDINGS 5.8|EDJO|Edward D. Jones & Co., L.P.|25
VR$B|VALIDUS HOLDINGS 5.8|ETRS|E*Trade Securities LLC|14315
VR$B|VALIDUS HOLDINGS 5.8|GSCO|GOLDMAN SACHS & CO. LLC|2200
VR$B|VALIDUS HOLDINGS 5.8|GSLT|GOLDMAN SACHS & CO. LLC|100
VR$B|VALIDUS HOLDINGS 5.8|GTSZ|GTS SECURITIES LLC|300
VR$B|VALIDUS HOLDINGS 5.8|HRBF|American Enterprise Investment Services Inc.|2695
VR$B|VALIDUS HOLDINGS 5.8|IBKR|Interactive Brokers Llc|2097
VR$B|VALIDUS HOLDINGS 5.8|ICBX|INSTINET, LLC|900
VR$B|VALIDUS HOLDINGS 5.8|INCA|INSTINET, LLC|1440
VR$B|VALIDUS HOLDINGS 5.8|INJX|INSTINET, LLC|1100
VR$B|VALIDUS HOLDINGS 5.8|JANY|Janney Montgomery Scott Inc.|6545
VR$B|VALIDUS HOLDINGS 5.8|JEFF|JEFFERIES LLC|2200
VR$B|VALIDUS HOLDINGS 5.8|JPMX|J.P. Morgan Securities LLC|1800
VR$B|VALIDUS HOLDINGS 5.8|JSEB|JANE STREET EXECUTION SERVICES, LLC|560
VR$B|VALIDUS HOLDINGS 5.8|KCGM|VIRTU Americas LLC|400
VR$B|VALIDUS HOLDINGS 5.8|LEHM|Barclays Capital Inc./Le|3200
VR$B|VALIDUS HOLDINGS 5.8|LIME|Lime Brokerage LLC|226
VR$B|VALIDUS HOLDINGS 5.8|MAXM|Maxim Group LLC|16750
VR$B|VALIDUS HOLDINGS 5.8|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19222
VR$B|VALIDUS HOLDINGS 5.8|MSCO|MORGAN STANLEY & CO. LLC|5412
VR$B|VALIDUS HOLDINGS 5.8|NFSC|National Financial Services LLC|7796
VR$B|VALIDUS HOLDINGS 5.8|NITE|VIRTU Americas LLC|35277
VR$B|VALIDUS HOLDINGS 5.8|NQRB|Brut, LLC|400
VR$B|VALIDUS HOLDINGS 5.8|PCPT|PHILLIP CAPITAL INC.|1000
VR$B|VALIDUS HOLDINGS 5.8|RBCM|RBC CAPITAL MARKETS, LLC|2441
VR$B|VALIDUS HOLDINGS 5.8|SALI|INTL FCSTONE FINANCIAL INC.|69
VR$B|VALIDUS HOLDINGS 5.8|SBSH|Citigroup Global Markets Inc.|5255
VR$B|VALIDUS HOLDINGS 5.8|SGMT|GOLDMAN SACHS & CO. LLC|3534
VR$B|VALIDUS HOLDINGS 5.8|SPDR|SPEEDROUTE LLC|2500
VR$B|VALIDUS HOLDINGS 5.8|STFL|Stifel, Nicolaus & Company, Incorporated|934
VR$B|VALIDUS HOLDINGS 5.8|SWIM|TD Ameritrade, Inc.|100
VR$B|VALIDUS HOLDINGS 5.8|TRBT|Tradebot Systems, Inc.|1534
VR$B|VALIDUS HOLDINGS 5.8|UBSA|UBS SECURITIES LLC|6737
VR$B|VALIDUS HOLDINGS 5.8|UBSS|UBS Securities LLC|4010
VR$B|VALIDUS HOLDINGS 5.8|WBLR|WILLIAM BLAIR|1000
VR$B|VALIDUS HOLDINGS 5.8|WCHV|WELLS FARGO SECURITIES, LLC|7791
VR$B|VALIDUS HOLDINGS 5.8|WEXX|WOLVERINE EXECUTION SERVICES, LLC|425
VR$B|VALIDUS HOLDINGS 5.8|XSTM|NATIONAL FINANCIAL SERVICES LLC|214
VR$B|VALIDUS HOLDINGS 5.8|YLPL|Linsco/Private Ledger Financial Services, Incorporated|363
VRA|VERA BRADLEY|ALTX|Alternet Securities Inc.|12643
VRA|VERA BRADLEY|APCC|Apex Clearing Corporation|6134
VRA|VERA BRADLEY|BARD|Robert W. Baird & Co. Incorporated|112
VRA|VERA BRADLEY|BATM|CBOE TRADING, INC.|6163
VRA|VERA BRADLEY|BAYC|BAY CREST PARTNERS, LLC|526
VRA|VERA BRADLEY|BAYT|BTIG, LLC|300
VRA|VERA BRADLEY|BERN|Sanford C. Bernstein & Co., LLC|145327
VRA|VERA BRADLEY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9490
VRA|VERA BRADLEY|BMOC|BMO Capital Markets Corp.|3366
VRA|VERA BRADLEY|BNPX|BNP PARIBAS SECURITIES CORP.|4592
VRA|VERA BRADLEY|BRVL|BLAYLOCK VAN, LLC|600
VRA|VERA BRADLEY|BTIG|BTIG, LLC|59649
VRA|VERA BRADLEY|BYXM|CBOE TRADING, INC.|3661
VRA|VERA BRADLEY|BZYD|GOLDMAN SACHS & CO. LLC|3071
VRA|VERA BRADLEY|CANT|Cantor Fitzgerald & Co.|1010
VRA|VERA BRADLEY|CHAS|Charles Schwab & Co., Inc.|17700
VRA|VERA BRADLEY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22658
VRA|VERA BRADLEY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6106
VRA|VERA BRADLEY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
VRA|VERA BRADLEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|327491
VRA|VERA BRADLEY|CTDL|Citadel Derivatives Group Llc|19732
VRA|VERA BRADLEY|CTLR|CUTLER GROUP, LP|4953
VRA|VERA BRADLEY|CXCX|CITIGROUP GLOBAL MARKETS INC.|23126
VRA|VERA BRADLEY|DBAB|Deutsche Bank Securities Inc.|212426
VRA|VERA BRADLEY|DBAX|Deutsche Bank Securities Inc.|139600
VRA|VERA BRADLEY|DEAN|MORGAN STANLEY|4482
VRA|VERA BRADLEY|DEGS|RONIN PROFESSIONAL LLC|8187
VRA|VERA BRADLEY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20170
VRA|VERA BRADLEY|EBXL|EBX LLC|172000
VRA|VERA BRADLEY|ECUT|CONVERGEX EXECUTION SOLUTIONS|8638
VRA|VERA BRADLEY|EDJO|Edward D. Jones & Co., L.P.|400
VRA|VERA BRADLEY|EGAM|CBOE TRADING, INC.|28681
VRA|VERA BRADLEY|EGAW|CBOE TRADING, INC.|589
VRA|VERA BRADLEY|EGMT|EG MARKET TECHNOLOGIES LLC|1280
VRA|VERA BRADLEY|EGXM|CBOE TRADING, INC.|4171
VRA|VERA BRADLEY|ETBE|Electronic Transaction Clearing, Inc.|13498
VRA|VERA BRADLEY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|14168
VRA|VERA BRADLEY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25549
VRA|VERA BRADLEY|ETRS|E*Trade Securities LLC|214715
VRA|VERA BRADLEY|FBCO|Credit Suisse Securities (USA) LLC|235175
VRA|VERA BRADLEY|FILL|Tradestation Securities, Inc.|32526
VRA|VERA BRADLEY|FOMA|TD AMERITRADE CLEARING, INC.|204947
VRA|VERA BRADLEY|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27574
VRA|VERA BRADLEY|FQLS|Quantlab Securities LP|156297
VRA|VERA BRADLEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|133008
VRA|VERA BRADLEY|FTBR|Foliofn Investments, Inc.|28093
VRA|VERA BRADLEY|GEBB|GLOBAL EXECUTION BROKERS, LP|9261
VRA|VERA BRADLEY|GLPX|ACS EXECUTION SERVICES, LLC|13358
VRA|VERA BRADLEY|GSCO|GOLDMAN SACHS & CO. LLC|1275212
VRA|VERA BRADLEY|GSCS|GOLDMAN SACHS & CO. LLC|41592
VRA|VERA BRADLEY|GSLT|GOLDMAN SACHS & CO. LLC|3927
VRA|VERA BRADLEY|GTSZ|GTS SECURITIES LLC|26357
VRA|VERA BRADLEY|HRBF|American Enterprise Investment Services Inc.|700
VRA|VERA BRADLEY|IATS|INTERACTIVE BROKERS LLC|26191
VRA|VERA BRADLEY|IBKR|Interactive Brokers Llc|227704
VRA|VERA BRADLEY|ICBX|INSTINET, LLC|63306
VRA|VERA BRADLEY|IEQY|CITADEL SECURITIES LLC|53852
VRA|VERA BRADLEY|INCA|INSTINET, LLC|228185
VRA|VERA BRADLEY|INJX|INSTINET, LLC|19075
VRA|VERA BRADLEY|ITGI|ITG Inc.|245866
VRA|VERA BRADLEY|ITGP|ITG INC.|289400
VRA|VERA BRADLEY|JEFF|JEFFERIES LLC|181972
VRA|VERA BRADLEY|JMPT|JUMP TRADING, LLC|31363
VRA|VERA BRADLEY|JPBX|J.P. MORGAN SECURITIES LLC|19984
VRA|VERA BRADLEY|JPMX|J.P. Morgan Securities LLC|268545
VRA|VERA BRADLEY|JSJX|JANE STREET CAPITAL LLC|3915
VRA|VERA BRADLEY|KCGM|VIRTU Americas LLC|49893
VRA|VERA BRADLEY|LEHM|Barclays Capital Inc./Le|630232
VRA|VERA BRADLEY|LIME|Lime Brokerage LLC|207551
VRA|VERA BRADLEY|LOOP|Loop Capital Markets LLC|6719
VRA|VERA BRADLEY|LSCI|Lek Securities Corporation|100
VRA|VERA BRADLEY|LTCO|Ladenburg, Thalmann & Co., Inc.|1610
VRA|VERA BRADLEY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
VRA|VERA BRADLEY|MAXM|Maxim Group LLC|1423
VRA|VERA BRADLEY|MBTS|ALLY INVEST SECURITIES LLC|671
VRA|VERA BRADLEY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|271143
VRA|VERA BRADLEY|MOTF|MOTIF INVESTING, INC.|10
VRA|VERA BRADLEY|MSCO|MORGAN STANLEY & CO. LLC|1421068
VRA|VERA BRADLEY|MSPL|MORGAN STANLEY & CO. LLC|291200
VRA|VERA BRADLEY|MSTX|MORGAN STANLEY & CO. LLC|162500
VRA|VERA BRADLEY|NFSC|National Financial Services LLC|294028
VRA|VERA BRADLEY|NITE|VIRTU Americas LLC|534083
VRA|VERA BRADLEY|NITP|VIRTU Americas LLC|3800
VRA|VERA BRADLEY|NQRB|Brut, LLC|31890
VRA|VERA BRADLEY|OHOS|TWO SIGMA SECURITIES, LLC|37599
VRA|VERA BRADLEY|OPCO|Oppenheimer & Co. Inc.|5330
VRA|VERA BRADLEY|PDQM|CODA MARKETS, INC.|24351
VRA|VERA BRADLEY|PHLY|NASDAQ Execution Services, LLC|2000
VRA|VERA BRADLEY|PWJC|UBS Financial Services, Inc.|1835
VRA|VERA BRADLEY|RBCM|RBC CAPITAL MARKETS, LLC|14836
VRA|VERA BRADLEY|ROTH|Roth Capital Partners, LLC|3400
VRA|VERA BRADLEY|SAGL|SAGETRADER, LLC|2400
VRA|VERA BRADLEY|SAGW|SAGETRADER, LLC|760
VRA|VERA BRADLEY|SBSH|Citigroup Global Markets Inc.|140277
VRA|VERA BRADLEY|SCMC|Scotia Capital Markets (USA) Inc.|1200
VRA|VERA BRADLEY|SGMT|GOLDMAN SACHS & CO. LLC|139495
VRA|VERA BRADLEY|SIBO|Prime Executions, Inc.|12247
VRA|VERA BRADLEY|SOGO|Wang Investment Associates, Inc.|300
VRA|VERA BRADLEY|SPDR|SPEEDROUTE LLC|4266
VRA|VERA BRADLEY|STFL|Stifel, Nicolaus & Company, Incorporated|1000
VRA|VERA BRADLEY|STKP|STOCKPILE INVESTMENTS, INC.|272
VRA|VERA BRADLEY|SWIM|TD Ameritrade, Inc.|219928
VRA|VERA BRADLEY|SWST|Hilltop Securities Inc.|21225
VRA|VERA BRADLEY|TAGC|TELSEY ADVISORY GROUP LLC|100
VRA|VERA BRADLEY|TKNG|ALLY INVEST SECURITIES LLC|1750
VRA|VERA BRADLEY|TRBT|Tradebot Systems, Inc.|189148
VRA|VERA BRADLEY|TRCM|TRC MARKETS LLC|118827
VRA|VERA BRADLEY|TWTT|TASTYWORKS, INC.|513
VRA|VERA BRADLEY|UBSA|UBS SECURITIES LLC|520251
VRA|VERA BRADLEY|UBSS|UBS Securities LLC|560586
VRA|VERA BRADLEY|VALX|VIRTU AMERICAS LLC|5676
VRA|VERA BRADLEY|VERT|The Vertical Trading Group, LLC|5400
VRA|VERA BRADLEY|VGRD|Vanguard Marketing Corporation|2020
VRA|VERA BRADLEY|WBPX|SUMMIT SECURITIES GROUP, LLC|400
VRA|VERA BRADLEY|WCHV|WELLS FARGO SECURITIES, LLC|29551
VRA|VERA BRADLEY|WEDB|WEDBUSH SECURITIES INC.|1800
VRA|VERA BRADLEY|WEED|Weeden & Co.L.P.|3192
VRA|VERA BRADLEY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3873
VRA|VERA BRADLEY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16514
VRA|VERA BRADLEY|WGIF|CIBC World Markets Inc.|6576
VRA|VERA BRADLEY|WSEA|WOLVERINE SECURITIES, LLC|7043
VRA|VERA BRADLEY|XIST|INSTINET, LLC|52800
VRA|VERA BRADLEY|XSTM|NATIONAL FINANCIAL SERVICES LLC|52500
VRA|VERA BRADLEY|YKNA|COMHAR CAPITAL MARKETS, LLC|1044
VRAY|VIEWRAY, INC. CM ST|ADAM|CANACCORD GENUITY INC.|69046
VRAY|VIEWRAY, INC. CM ST|AGIS|Aegis Capital Corp.|14556
VRAY|VIEWRAY, INC. CM ST|ALTX|Alternet Securities Inc.|17143
VRAY|VIEWRAY, INC. CM ST|APCC|Apex Clearing Corporation|6203
VRAY|VIEWRAY, INC. CM ST|BARD|Robert W. Baird & Co. Incorporated|13292
VRAY|VIEWRAY, INC. CM ST|BATM|CBOE TRADING, INC.|12294
VRAY|VIEWRAY, INC. CM ST|BAYC|BAY CREST PARTNERS, LLC|352
VRAY|VIEWRAY, INC. CM ST|BERN|Sanford C. Bernstein & Co., LLC|21074
VRAY|VIEWRAY, INC. CM ST|BIDS|BIDS TRADING L.P.|71200
VRAY|VIEWRAY, INC. CM ST|BIMI|Banca IMI Securities Corp.|350
VRAY|VIEWRAY, INC. CM ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8822
VRAY|VIEWRAY, INC. CM ST|BLKX|INSTINET, LLC|124400
VRAY|VIEWRAY, INC. CM ST|BMOC|BMO Capital Markets Corp.|6311
VRAY|VIEWRAY, INC. CM ST|BNPX|BNP PARIBAS SECURITIES CORP.|3362
VRAY|VIEWRAY, INC. CM ST|BRGE|Newbridge Securities Corp.|3000
VRAY|VIEWRAY, INC. CM ST|BTIG|BTIG, LLC|67550
VRAY|VIEWRAY, INC. CM ST|BYXM|CBOE TRADING, INC.|100
VRAY|VIEWRAY, INC. CM ST|CANT|Cantor Fitzgerald & Co.|3875
VRAY|VIEWRAY, INC. CM ST|CBLC|CITIGROUP GLOBAL MARKETS INC.|27800
VRAY|VIEWRAY, INC. CM ST|CHAS|Charles Schwab & Co., Inc.|9654
VRAY|VIEWRAY, INC. CM ST|CIST|Capital Institutional Services, Inc.|1466
VRAY|VIEWRAY, INC. CM ST|CNFR|Cowen Prime Services LLC|600
VRAY|VIEWRAY, INC. CM ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|94824
VRAY|VIEWRAY, INC. CM ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
VRAY|VIEWRAY, INC. CM ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|38063
VRAY|VIEWRAY, INC. CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|245736
VRAY|VIEWRAY, INC. CM ST|CTDL|Citadel Derivatives Group Llc|28878
VRAY|VIEWRAY, INC. CM ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|17982
VRAY|VIEWRAY, INC. CM ST|DBAB|Deutsche Bank Securities Inc.|394254
VRAY|VIEWRAY, INC. CM ST|DBAX|Deutsche Bank Securities Inc.|138800
VRAY|VIEWRAY, INC. CM ST|DBUL|Deutsche Bank Securities Inc.|2800
VRAY|VIEWRAY, INC. CM ST|DEAN|MORGAN STANLEY|5311
VRAY|VIEWRAY, INC. CM ST|DEGS|RONIN PROFESSIONAL LLC|40948
VRAY|VIEWRAY, INC. CM ST|EBXL|EBX LLC|67500
VRAY|VIEWRAY, INC. CM ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|1370
VRAY|VIEWRAY, INC. CM ST|EDJO|Edward D. Jones & Co., L.P.|2342
VRAY|VIEWRAY, INC. CM ST|EGAM|CBOE TRADING, INC.|5376
VRAY|VIEWRAY, INC. CM ST|EGAW|CBOE TRADING, INC.|300
VRAY|VIEWRAY, INC. CM ST|EGMT|EG MARKET TECHNOLOGIES LLC|420
VRAY|VIEWRAY, INC. CM ST|EGXM|CBOE TRADING, INC.|3613
VRAY|VIEWRAY, INC. CM ST|EGXW|CBOE TRADING, INC.|1000
VRAY|VIEWRAY, INC. CM ST|ETBE|Electronic Transaction Clearing, Inc.|3549
VRAY|VIEWRAY, INC. CM ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5752
VRAY|VIEWRAY, INC. CM ST|ETRS|E*Trade Securities LLC|523722
VRAY|VIEWRAY, INC. CM ST|FBCO|Credit Suisse Securities (USA) LLC|333242
VRAY|VIEWRAY, INC. CM ST|FBRC|B. RILEY FBR, INC.|19200
VRAY|VIEWRAY, INC. CM ST|FILL|Tradestation Securities, Inc.|14008
VRAY|VIEWRAY, INC. CM ST|FOMA|TD AMERITRADE CLEARING, INC.|294238
VRAY|VIEWRAY, INC. CM ST|FORD|Fordham Financial Management, Inc.|11600
VRAY|VIEWRAY, INC. CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|165628
VRAY|VIEWRAY, INC. CM ST|FTBR|Foliofn Investments, Inc.|7
VRAY|VIEWRAY, INC. CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|23644
VRAY|VIEWRAY, INC. CM ST|GLPX|ACS EXECUTION SERVICES, LLC|4303
VRAY|VIEWRAY, INC. CM ST|GSCO|GOLDMAN SACHS & CO. LLC|1098968
VRAY|VIEWRAY, INC. CM ST|GSCS|GOLDMAN SACHS & CO. LLC|29840
VRAY|VIEWRAY, INC. CM ST|GSLT|GOLDMAN SACHS & CO. LLC|11691
VRAY|VIEWRAY, INC. CM ST|GTSZ|GTS SECURITIES LLC|9331
VRAY|VIEWRAY, INC. CM ST|HRBF|American Enterprise Investment Services Inc.|11800
VRAY|VIEWRAY, INC. CM ST|HSBC|HSBC Securities, Inc.|7978
VRAY|VIEWRAY, INC. CM ST|IATS|INTERACTIVE BROKERS LLC|3631
VRAY|VIEWRAY, INC. CM ST|IBKR|Interactive Brokers Llc|87785
VRAY|VIEWRAY, INC. CM ST|ICBX|INSTINET, LLC|48334
VRAY|VIEWRAY, INC. CM ST|IEQY|CITADEL SECURITIES LLC|43344
VRAY|VIEWRAY, INC. CM ST|INCA|INSTINET, LLC|330039
VRAY|VIEWRAY, INC. CM ST|INJX|INSTINET, LLC|43277
VRAY|VIEWRAY, INC. CM ST|ITGI|ITG Inc.|54910
VRAY|VIEWRAY, INC. CM ST|ITGP|ITG INC.|202200
VRAY|VIEWRAY, INC. CM ST|JANY|Janney Montgomery Scott Inc.|3000
VRAY|VIEWRAY, INC. CM ST|JEFF|JEFFERIES LLC|200906
VRAY|VIEWRAY, INC. CM ST|JMPT|JUMP TRADING, LLC|87244
VRAY|VIEWRAY, INC. CM ST|JPBX|J.P. MORGAN SECURITIES LLC|152268
VRAY|VIEWRAY, INC. CM ST|JPMX|J.P. Morgan Securities LLC|735944
VRAY|VIEWRAY, INC. CM ST|JSJX|JANE STREET CAPITAL LLC|6836
VRAY|VIEWRAY, INC. CM ST|KCGM|VIRTU Americas LLC|16369
VRAY|VIEWRAY, INC. CM ST|LEHM|Barclays Capital Inc./Le|900219
VRAY|VIEWRAY, INC. CM ST|LIME|Lime Brokerage LLC|259550
VRAY|VIEWRAY, INC. CM ST|LMGP|LIME BROKERAGE LLC|20500
VRAY|VIEWRAY, INC. CM ST|LOOP|Loop Capital Markets LLC|5299
VRAY|VIEWRAY, INC. CM ST|LQNA|LIQUIDNET, INC.|89100
VRAY|VIEWRAY, INC. CM ST|LQNB|LIQUIDNET, INC.|71200
VRAY|VIEWRAY, INC. CM ST|LSCI|Lek Securities Corporation|2874
VRAY|VIEWRAY, INC. CM ST|MACQ|Macquarie Capital (USA) Inc.|2073
VRAY|VIEWRAY, INC. CM ST|MAXM|Maxim Group LLC|4777
VRAY|VIEWRAY, INC. CM ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|156021
VRAY|VIEWRAY, INC. CM ST|MSCO|MORGAN STANLEY & CO. LLC|1668022
VRAY|VIEWRAY, INC. CM ST|MSPL|MORGAN STANLEY & CO. LLC|153900
VRAY|VIEWRAY, INC. CM ST|MSTX|MORGAN STANLEY & CO. LLC|81500
VRAY|VIEWRAY, INC. CM ST|NFSC|National Financial Services LLC|279154
VRAY|VIEWRAY, INC. CM ST|NITE|VIRTU Americas LLC|654828
VRAY|VIEWRAY, INC. CM ST|NITP|VIRTU Americas LLC|5500
VRAY|VIEWRAY, INC. CM ST|NORT|Northland Securities, Inc.|197679
VRAY|VIEWRAY, INC. CM ST|NQRB|Brut, LLC|15469
VRAY|VIEWRAY, INC. CM ST|OPCO|Oppenheimer & Co. Inc.|3502
VRAY|VIEWRAY, INC. CM ST|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2671
VRAY|VIEWRAY, INC. CM ST|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2400
VRAY|VIEWRAY, INC. CM ST|PDQM|CODA MARKETS, INC.|7736
VRAY|VIEWRAY, INC. CM ST|PWJC|UBS Financial Services, Inc.|750
VRAY|VIEWRAY, INC. CM ST|RAJA|Raymond James & Associates, Inc.|27223
VRAY|VIEWRAY, INC. CM ST|RBCM|RBC CAPITAL MARKETS, LLC|7970
VRAY|VIEWRAY, INC. CM ST|RILY|B. RILEY FBR, INC.|19400
VRAY|VIEWRAY, INC. CM ST|SAGL|SAGETRADER, LLC|520
VRAY|VIEWRAY, INC. CM ST|SBSH|Citigroup Global Markets Inc.|108556
VRAY|VIEWRAY, INC. CM ST|SGMT|GOLDMAN SACHS & CO. LLC|55292
VRAY|VIEWRAY, INC. CM ST|SPDR|SPEEDROUTE LLC|6600
VRAY|VIEWRAY, INC. CM ST|SWIM|TD Ameritrade, Inc.|304589
VRAY|VIEWRAY, INC. CM ST|TKNG|ALLY INVEST SECURITIES LLC|620
VRAY|VIEWRAY, INC. CM ST|TRBT|Tradebot Systems, Inc.|203370
VRAY|VIEWRAY, INC. CM ST|TRCM|TRC MARKETS LLC|20246
VRAY|VIEWRAY, INC. CM ST|TWTT|TASTYWORKS, INC.|500
VRAY|VIEWRAY, INC. CM ST|UBSA|UBS SECURITIES LLC|481345
VRAY|VIEWRAY, INC. CM ST|UBSS|UBS Securities LLC|1608086
VRAY|VIEWRAY, INC. CM ST|VALX|VIRTU AMERICAS LLC|13986
VRAY|VIEWRAY, INC. CM ST|VERT|The Vertical Trading Group, LLC|1000
VRAY|VIEWRAY, INC. CM ST|VGRD|Vanguard Marketing Corporation|7386
VRAY|VIEWRAY, INC. CM ST|VNDS|VANDHAM SECURITIES CORP|10043
VRAY|VIEWRAY, INC. CM ST|WABR|Wall Street Access|3700
VRAY|VIEWRAY, INC. CM ST|WCHV|WELLS FARGO SECURITIES, LLC|95437
VRAY|VIEWRAY, INC. CM ST|WDNX|WEEDEN & CO.L.P.|14618
VRAY|VIEWRAY, INC. CM ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11873
VRAY|VIEWRAY, INC. CM ST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29530
VRAY|VIEWRAY, INC. CM ST|WGIF|CIBC World Markets Inc.|3325
VRAY|VIEWRAY, INC. CM ST|WSEA|WOLVERINE SECURITIES, LLC|6674
VRAY|VIEWRAY, INC. CM ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|44200
VRAY|VIEWRAY, INC. CM ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7900
VRCA|VERRICA PHARMAC COM|ALTX|Alternet Securities Inc.|1900
VRCA|VERRICA PHARMAC COM|APCC|Apex Clearing Corporation|2279
VRCA|VERRICA PHARMAC COM|BATM|CBOE TRADING, INC.|1975
VRCA|VERRICA PHARMAC COM|BBNT|BB&T SECURITIES, LLC|500
VRCA|VERRICA PHARMAC COM|BYXM|CBOE TRADING, INC.|900
VRCA|VERRICA PHARMAC COM|CANT|Cantor Fitzgerald & Co.|6353
VRCA|VERRICA PHARMAC COM|CHAS|Charles Schwab & Co., Inc.|200
VRCA|VERRICA PHARMAC COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55831
VRCA|VERRICA PHARMAC COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|24359
VRCA|VERRICA PHARMAC COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20083
VRCA|VERRICA PHARMAC COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15840
VRCA|VERRICA PHARMAC COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|3028
VRCA|VERRICA PHARMAC COM|DAVA|Davenport & Company LLC|100
VRCA|VERRICA PHARMAC COM|DBAX|Deutsche Bank Securities Inc.|25500
VRCA|VERRICA PHARMAC COM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|100
VRCA|VERRICA PHARMAC COM|EBXL|EBX LLC|35100
VRCA|VERRICA PHARMAC COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1901
VRCA|VERRICA PHARMAC COM|EDJO|Edward D. Jones & Co., L.P.|409
VRCA|VERRICA PHARMAC COM|EGAM|CBOE TRADING, INC.|4264
VRCA|VERRICA PHARMAC COM|EGXM|CBOE TRADING, INC.|2170
VRCA|VERRICA PHARMAC COM|ETBE|Electronic Transaction Clearing, Inc.|800
VRCA|VERRICA PHARMAC COM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
VRCA|VERRICA PHARMAC COM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
VRCA|VERRICA PHARMAC COM|ETRS|E*Trade Securities LLC|64506
VRCA|VERRICA PHARMAC COM|FBCO|Credit Suisse Securities (USA) LLC|20839
VRCA|VERRICA PHARMAC COM|FILL|Tradestation Securities, Inc.|405
VRCA|VERRICA PHARMAC COM|FOMA|TD AMERITRADE CLEARING, INC.|55126
VRCA|VERRICA PHARMAC COM|GEBB|GLOBAL EXECUTION BROKERS, LP|1140
VRCA|VERRICA PHARMAC COM|GLPX|ACS EXECUTION SERVICES, LLC|31615
VRCA|VERRICA PHARMAC COM|GSCO|GOLDMAN SACHS & CO. LLC|98327
VRCA|VERRICA PHARMAC COM|GSCS|GOLDMAN SACHS & CO. LLC|1622
VRCA|VERRICA PHARMAC COM|GSLT|GOLDMAN SACHS & CO. LLC|9564
VRCA|VERRICA PHARMAC COM|GTSZ|GTS SECURITIES LLC|3991
VRCA|VERRICA PHARMAC COM|HRBF|American Enterprise Investment Services Inc.|400
VRCA|VERRICA PHARMAC COM|IATS|INTERACTIVE BROKERS LLC|3734
VRCA|VERRICA PHARMAC COM|IBKR|Interactive Brokers Llc|72775
VRCA|VERRICA PHARMAC COM|ICBX|INSTINET, LLC|10550
VRCA|VERRICA PHARMAC COM|INCA|INSTINET, LLC|67264
VRCA|VERRICA PHARMAC COM|INJX|INSTINET, LLC|68358
VRCA|VERRICA PHARMAC COM|ITGI|ITG Inc.|8394
VRCA|VERRICA PHARMAC COM|ITGP|ITG INC.|12200
VRCA|VERRICA PHARMAC COM|JEFF|JEFFERIES LLC|3141
VRCA|VERRICA PHARMAC COM|JMPT|JUMP TRADING, LLC|805
VRCA|VERRICA PHARMAC COM|JONE|JonesTrading|285
VRCA|VERRICA PHARMAC COM|JPMX|J.P. Morgan Securities LLC|39782
VRCA|VERRICA PHARMAC COM|KCGM|VIRTU Americas LLC|4700
VRCA|VERRICA PHARMAC COM|LEHM|Barclays Capital Inc./Le|72105
VRCA|VERRICA PHARMAC COM|LIME|Lime Brokerage LLC|4866
VRCA|VERRICA PHARMAC COM|LSCI|Lek Securities Corporation|100
VRCA|VERRICA PHARMAC COM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|730
VRCA|VERRICA PHARMAC COM|MKMP|MKM Partners LLC|35000
VRCA|VERRICA PHARMAC COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4020
VRCA|VERRICA PHARMAC COM|MNDX|TJM Investments, LLC|7600
VRCA|VERRICA PHARMAC COM|MSCO|MORGAN STANLEY & CO. LLC|150898
VRCA|VERRICA PHARMAC COM|MSPL|MORGAN STANLEY & CO. LLC|2700
VRCA|VERRICA PHARMAC COM|NEED|Needham & Company, LLC|7600
VRCA|VERRICA PHARMAC COM|NFSC|National Financial Services LLC|24426
VRCA|VERRICA PHARMAC COM|NITE|VIRTU Americas LLC|145906
VRCA|VERRICA PHARMAC COM|NITP|VIRTU Americas LLC|294
VRCA|VERRICA PHARMAC COM|NQRB|Brut, LLC|395
VRCA|VERRICA PHARMAC COM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10300
VRCA|VERRICA PHARMAC COM|PDQM|CODA MARKETS, INC.|58903
VRCA|VERRICA PHARMAC COM|PWJC|UBS Financial Services, Inc.|4200
VRCA|VERRICA PHARMAC COM|RAJA|Raymond James & Associates, Inc.|1600
VRCA|VERRICA PHARMAC COM|RBCM|RBC CAPITAL MARKETS, LLC|1070
VRCA|VERRICA PHARMAC COM|SAGL|SAGETRADER, LLC|4661
VRCA|VERRICA PHARMAC COM|SALI|INTL FCSTONE FINANCIAL INC.|5000
VRCA|VERRICA PHARMAC COM|SBSH|Citigroup Global Markets Inc.|4
VRCA|VERRICA PHARMAC COM|SGMT|GOLDMAN SACHS & CO. LLC|13913
VRCA|VERRICA PHARMAC COM|SPDR|SPEEDROUTE LLC|7573
VRCA|VERRICA PHARMAC COM|SPHN|Stephens Inc.|5000
VRCA|VERRICA PHARMAC COM|STFL|Stifel, Nicolaus & Company, Incorporated|4208
VRCA|VERRICA PHARMAC COM|SWIM|TD Ameritrade, Inc.|39049
VRCA|VERRICA PHARMAC COM|SWST|Hilltop Securities Inc.|1000
VRCA|VERRICA PHARMAC COM|TKNG|ALLY INVEST SECURITIES LLC|100
VRCA|VERRICA PHARMAC COM|TRBT|Tradebot Systems, Inc.|10640
VRCA|VERRICA PHARMAC COM|TRCM|TRC MARKETS LLC|600
VRCA|VERRICA PHARMAC COM|UBSA|UBS SECURITIES LLC|58490
VRCA|VERRICA PHARMAC COM|UBSS|UBS Securities LLC|59331
VRCA|VERRICA PHARMAC COM|VALX|VIRTU AMERICAS LLC|933
VRCA|VERRICA PHARMAC COM|VGRD|Vanguard Marketing Corporation|2279
VRCA|VERRICA PHARMAC COM|VIEW|VIEWTRADE SECURITIES LLC|30
VRCA|VERRICA PHARMAC COM|WCHV|WELLS FARGO SECURITIES, LLC|3667
VRCA|VERRICA PHARMAC COM|WEDB|WEDBUSH SECURITIES INC.|32456
VRCA|VERRICA PHARMAC COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1635
VRCA|VERRICA PHARMAC COM|WGIF|CIBC World Markets Inc.|11
VRCA|VERRICA PHARMAC COM|WSEA|WOLVERINE SECURITIES, LLC|3918
VRCA|VERRICA PHARMAC COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|10832
VRCA|VERRICA PHARMAC COM|YKNA|COMHAR CAPITAL MARKETS, LLC|700
VRCA|VERRICA PHARMAC COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2045
VREX|VAREX IMAGING CM|ALTX|Alternet Securities Inc.|3681
VREX|VAREX IMAGING CM|APCC|Apex Clearing Corporation|16
VREX|VAREX IMAGING CM|BARD|Robert W. Baird & Co. Incorporated|380
VREX|VAREX IMAGING CM|BATM|CBOE TRADING, INC.|280
VREX|VAREX IMAGING CM|BERN|Sanford C. Bernstein & Co., LLC|5517
VREX|VAREX IMAGING CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1110
VREX|VAREX IMAGING CM|BMOC|BMO Capital Markets Corp.|6054
VREX|VAREX IMAGING CM|BNPX|BNP PARIBAS SECURITIES CORP.|6647
VREX|VAREX IMAGING CM|BRVL|BLAYLOCK VAN, LLC|2000
VREX|VAREX IMAGING CM|BTIG|BTIG, LLC|12654
VREX|VAREX IMAGING CM|BYXM|CBOE TRADING, INC.|355
VREX|VAREX IMAGING CM|CANT|Cantor Fitzgerald & Co.|82
VREX|VAREX IMAGING CM|CIST|Capital Institutional Services, Inc.|9772
VREX|VAREX IMAGING CM|CLSA|CLSA AMERICAS, LLC|4172
VREX|VAREX IMAGING CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11229
VREX|VAREX IMAGING CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9660
VREX|VAREX IMAGING CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|97533
VREX|VAREX IMAGING CM|CTDL|Citadel Derivatives Group Llc|20151
VREX|VAREX IMAGING CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|34612
VREX|VAREX IMAGING CM|DADA|D.A. Davidson & Co.|81
VREX|VAREX IMAGING CM|DBAB|Deutsche Bank Securities Inc.|549616
VREX|VAREX IMAGING CM|DBAX|Deutsche Bank Securities Inc.|89300
VREX|VAREX IMAGING CM|DBUL|Deutsche Bank Securities Inc.|500
VREX|VAREX IMAGING CM|DEAN|MORGAN STANLEY|1117
VREX|VAREX IMAGING CM|DEGS|RONIN PROFESSIONAL LLC|700
VREX|VAREX IMAGING CM|EBXL|EBX LLC|54700
VREX|VAREX IMAGING CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|1909
VREX|VAREX IMAGING CM|EDJO|Edward D. Jones & Co., L.P.|195
VREX|VAREX IMAGING CM|EGAM|CBOE TRADING, INC.|3269
VREX|VAREX IMAGING CM|EGAW|CBOE TRADING, INC.|48
VREX|VAREX IMAGING CM|EGMT|EG MARKET TECHNOLOGIES LLC|100
VREX|VAREX IMAGING CM|EGXM|CBOE TRADING, INC.|1648
VREX|VAREX IMAGING CM|EGXW|CBOE TRADING, INC.|26
VREX|VAREX IMAGING CM|ETBE|Electronic Transaction Clearing, Inc.|2310
VREX|VAREX IMAGING CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15403
VREX|VAREX IMAGING CM|ETRS|E*Trade Securities LLC|951
VREX|VAREX IMAGING CM|FBCO|Credit Suisse Securities (USA) LLC|182479
VREX|VAREX IMAGING CM|FBSB|U.S. Bancorp Investments, Inc.|20
VREX|VAREX IMAGING CM|FILL|Tradestation Securities, Inc.|332
VREX|VAREX IMAGING CM|FMAF|NBCN Inc./ CDS|28
VREX|VAREX IMAGING CM|FOMA|TD AMERITRADE CLEARING, INC.|14159
VREX|VAREX IMAGING CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2846
VREX|VAREX IMAGING CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43078
VREX|VAREX IMAGING CM|FTBR|Foliofn Investments, Inc.|409
VREX|VAREX IMAGING CM|GEBB|GLOBAL EXECUTION BROKERS, LP|11827
VREX|VAREX IMAGING CM|GLPX|ACS EXECUTION SERVICES, LLC|18241
VREX|VAREX IMAGING CM|GSCO|GOLDMAN SACHS & CO. LLC|229127
VREX|VAREX IMAGING CM|GSCS|GOLDMAN SACHS & CO. LLC|3609
VREX|VAREX IMAGING CM|GSLT|GOLDMAN SACHS & CO. LLC|2621
VREX|VAREX IMAGING CM|GTSZ|GTS SECURITIES LLC|27603
VREX|VAREX IMAGING CM|HAPX|HAP Trading, LLC|3390
VREX|VAREX IMAGING CM|HRBF|American Enterprise Investment Services Inc.|273
VREX|VAREX IMAGING CM|HSBC|HSBC Securities, Inc.|392
VREX|VAREX IMAGING CM|IATS|INTERACTIVE BROKERS LLC|1668
VREX|VAREX IMAGING CM|IBKR|Interactive Brokers Llc|10305
VREX|VAREX IMAGING CM|ICBX|INSTINET, LLC|17100
VREX|VAREX IMAGING CM|IEQY|CITADEL SECURITIES LLC|27828
VREX|VAREX IMAGING CM|INCA|INSTINET, LLC|98759
VREX|VAREX IMAGING CM|INJX|INSTINET, LLC|68142
VREX|VAREX IMAGING CM|ITGI|ITG Inc.|41895
VREX|VAREX IMAGING CM|ITGP|ITG INC.|104600
VREX|VAREX IMAGING CM|JANY|Janney Montgomery Scott Inc.|1538
VREX|VAREX IMAGING CM|JEFF|JEFFERIES LLC|202506
VREX|VAREX IMAGING CM|JMPT|JUMP TRADING, LLC|13900
VREX|VAREX IMAGING CM|JPBX|J.P. MORGAN SECURITIES LLC|5278
VREX|VAREX IMAGING CM|JPMX|J.P. Morgan Securities LLC|95426
VREX|VAREX IMAGING CM|JSJX|JANE STREET CAPITAL LLC|19079
VREX|VAREX IMAGING CM|KCGM|VIRTU Americas LLC|8112
VREX|VAREX IMAGING CM|LEHM|Barclays Capital Inc./Le|297243
VREX|VAREX IMAGING CM|LIME|Lime Brokerage LLC|84802
VREX|VAREX IMAGING CM|LOOP|Loop Capital Markets LLC|200
VREX|VAREX IMAGING CM|LQNA|LIQUIDNET, INC.|10000
VREX|VAREX IMAGING CM|LSCI|Lek Securities Corporation|5
VREX|VAREX IMAGING CM|MAXM|Maxim Group LLC|4096
VREX|VAREX IMAGING CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18500
VREX|VAREX IMAGING CM|MOTF|MOTIF INVESTING, INC.|49
VREX|VAREX IMAGING CM|MSCO|MORGAN STANLEY & CO. LLC|606822
VREX|VAREX IMAGING CM|MSPL|MORGAN STANLEY & CO. LLC|134300
VREX|VAREX IMAGING CM|MSTX|MORGAN STANLEY & CO. LLC|52700
VREX|VAREX IMAGING CM|NFSC|National Financial Services LLC|12273
VREX|VAREX IMAGING CM|NITE|VIRTU Americas LLC|68894
VREX|VAREX IMAGING CM|NITP|VIRTU Americas LLC|1519
VREX|VAREX IMAGING CM|NQRB|Brut, LLC|4203
VREX|VAREX IMAGING CM|OPCO|Oppenheimer & Co. Inc.|190
VREX|VAREX IMAGING CM|PDQM|CODA MARKETS, INC.|30086
VREX|VAREX IMAGING CM|PWJC|UBS Financial Services, Inc.|6390
VREX|VAREX IMAGING CM|RAJA|Raymond James & Associates, Inc.|4228
VREX|VAREX IMAGING CM|RBCM|RBC CAPITAL MARKETS, LLC|545
VREX|VAREX IMAGING CM|SAGL|SAGETRADER, LLC|260
VREX|VAREX IMAGING CM|SBSH|Citigroup Global Markets Inc.|87757
VREX|VAREX IMAGING CM|SGMT|GOLDMAN SACHS & CO. LLC|21414
VREX|VAREX IMAGING CM|SPDR|SPEEDROUTE LLC|6040
VREX|VAREX IMAGING CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|3400
VREX|VAREX IMAGING CM|STFL|Stifel, Nicolaus & Company, Incorporated|150
VREX|VAREX IMAGING CM|STKP|STOCKPILE INVESTMENTS, INC.|6
VREX|VAREX IMAGING CM|SWIM|TD Ameritrade, Inc.|4243
VREX|VAREX IMAGING CM|SWST|Hilltop Securities Inc.|44
VREX|VAREX IMAGING CM|TKNG|ALLY INVEST SECURITIES LLC|30
VREX|VAREX IMAGING CM|TRBT|Tradebot Systems, Inc.|64814
VREX|VAREX IMAGING CM|TRCM|TRC MARKETS LLC|63068
VREX|VAREX IMAGING CM|UBSA|UBS SECURITIES LLC|199332
VREX|VAREX IMAGING CM|UBSS|UBS Securities LLC|421470
VREX|VAREX IMAGING CM|VALX|VIRTU AMERICAS LLC|5335
VREX|VAREX IMAGING CM|VGRD|Vanguard Marketing Corporation|1179
VREX|VAREX IMAGING CM|WBPX|SUMMIT SECURITIES GROUP, LLC|200
VREX|VAREX IMAGING CM|WCHV|WELLS FARGO SECURITIES, LLC|110605
VREX|VAREX IMAGING CM|WEED|Weeden & Co.L.P.|1090
VREX|VAREX IMAGING CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|270
VREX|VAREX IMAGING CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
VREX|VAREX IMAGING CM|WSEA|WOLVERINE SECURITIES, LLC|636
VREX|VAREX IMAGING CM|XIST|INSTINET, LLC|26240
VREX|VAREX IMAGING CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7720
VREX|VAREX IMAGING CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3578
VREX|VAREX IMAGING CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|666
VRIG|INVESCO VAR RATE INV|AGIS|Aegis Capital Corp.|2000
VRIG|INVESCO VAR RATE INV|ALTX|Alternet Securities Inc.|1112
VRIG|INVESCO VAR RATE INV|APCC|Apex Clearing Corporation|10
VRIG|INVESCO VAR RATE INV|BATM|CBOE TRADING, INC.|137
VRIG|INVESCO VAR RATE INV|BBNT|BB&T SECURITIES, LLC|1558
VRIG|INVESCO VAR RATE INV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6938
VRIG|INVESCO VAR RATE INV|CANT|Cantor Fitzgerald & Co.|14510
VRIG|INVESCO VAR RATE INV|CHAS|Charles Schwab & Co., Inc.|1
VRIG|INVESCO VAR RATE INV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|155322
VRIG|INVESCO VAR RATE INV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83890
VRIG|INVESCO VAR RATE INV|CSIN|Citadel Securities Institutional LLC|287
VRIG|INVESCO VAR RATE INV|CTDL|Citadel Derivatives Group Llc|1987
VRIG|INVESCO VAR RATE INV|CXCX|CITIGROUP GLOBAL MARKETS INC.|13932
VRIG|INVESCO VAR RATE INV|DBAX|Deutsche Bank Securities Inc.|17500
VRIG|INVESCO VAR RATE INV|DEAN|MORGAN STANLEY|6708
VRIG|INVESCO VAR RATE INV|EBXL|EBX LLC|13500
VRIG|INVESCO VAR RATE INV|ECUT|CONVERGEX EXECUTION SOLUTIONS|7788
VRIG|INVESCO VAR RATE INV|EDJO|Edward D. Jones & Co., L.P.|618
VRIG|INVESCO VAR RATE INV|EGAM|CBOE TRADING, INC.|1559
VRIG|INVESCO VAR RATE INV|EGXM|CBOE TRADING, INC.|4912
VRIG|INVESCO VAR RATE INV|ETCB|ETC BROKERAGE SERVICES, LLC|3950
VRIG|INVESCO VAR RATE INV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|504
VRIG|INVESCO VAR RATE INV|ETRS|E*Trade Securities LLC|5003
VRIG|INVESCO VAR RATE INV|FBCO|Credit Suisse Securities (USA) LLC|53215
VRIG|INVESCO VAR RATE INV|FINX|FINTECH SECURITIES|2083
VRIG|INVESCO VAR RATE INV|FLTU|FLOW TRADERS US LLC|4336
VRIG|INVESCO VAR RATE INV|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|4336
VRIG|INVESCO VAR RATE INV|FOMA|TD AMERITRADE CLEARING, INC.|120403
VRIG|INVESCO VAR RATE INV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8100
VRIG|INVESCO VAR RATE INV|FTBR|Foliofn Investments, Inc.|21
VRIG|INVESCO VAR RATE INV|GEBB|GLOBAL EXECUTION BROKERS, LP|14362
VRIG|INVESCO VAR RATE INV|GLPX|ACS EXECUTION SERVICES, LLC|100
VRIG|INVESCO VAR RATE INV|GSCO|GOLDMAN SACHS & CO. LLC|300
VRIG|INVESCO VAR RATE INV|GSCS|GOLDMAN SACHS & CO. LLC|1719
VRIG|INVESCO VAR RATE INV|GSLT|GOLDMAN SACHS & CO. LLC|100
VRIG|INVESCO VAR RATE INV|IATS|INTERACTIVE BROKERS LLC|240
VRIG|INVESCO VAR RATE INV|IBKR|Interactive Brokers Llc|7746
VRIG|INVESCO VAR RATE INV|ICBX|INSTINET, LLC|7629
VRIG|INVESCO VAR RATE INV|INCA|INSTINET, LLC|77002
VRIG|INVESCO VAR RATE INV|ITGI|ITG Inc.|906
VRIG|INVESCO VAR RATE INV|ITGP|ITG INC.|2000
VRIG|INVESCO VAR RATE INV|JANY|Janney Montgomery Scott Inc.|9638
VRIG|INVESCO VAR RATE INV|JPMX|J.P. Morgan Securities LLC|14272
VRIG|INVESCO VAR RATE INV|JSEB|JANE STREET EXECUTION SERVICES, LLC|27142
VRIG|INVESCO VAR RATE INV|JSJX|JANE STREET CAPITAL LLC|52296
VRIG|INVESCO VAR RATE INV|KCGM|VIRTU Americas LLC|48859
VRIG|INVESCO VAR RATE INV|LEHM|Barclays Capital Inc./Le|35000
VRIG|INVESCO VAR RATE INV|LIME|Lime Brokerage LLC|15195
VRIG|INVESCO VAR RATE INV|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
VRIG|INVESCO VAR RATE INV|MACC|Mid Atlantic Capital Corporation|1379
VRIG|INVESCO VAR RATE INV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60768
VRIG|INVESCO VAR RATE INV|MOTF|MOTIF INVESTING, INC.|2
VRIG|INVESCO VAR RATE INV|MSCO|MORGAN STANLEY & CO. LLC|76464
VRIG|INVESCO VAR RATE INV|MSPL|MORGAN STANLEY & CO. LLC|7300
VRIG|INVESCO VAR RATE INV|NFSC|National Financial Services LLC|59941
VRIG|INVESCO VAR RATE INV|NITE|VIRTU Americas LLC|167880
VRIG|INVESCO VAR RATE INV|OPCO|Oppenheimer & Co. Inc.|2166
VRIG|INVESCO VAR RATE INV|PDQM|CODA MARKETS, INC.|100
VRIG|INVESCO VAR RATE INV|RAJA|Raymond James & Associates, Inc.|134771
VRIG|INVESCO VAR RATE INV|RBCM|RBC CAPITAL MARKETS, LLC|4627
VRIG|INVESCO VAR RATE INV|SALI|INTL FCSTONE FINANCIAL INC.|2
VRIG|INVESCO VAR RATE INV|SBSH|Citigroup Global Markets Inc.|2813
VRIG|INVESCO VAR RATE INV|SGMT|GOLDMAN SACHS & CO. LLC|7699
VRIG|INVESCO VAR RATE INV|STFL|Stifel, Nicolaus & Company, Incorporated|3958
VRIG|INVESCO VAR RATE INV|SWIM|TD Ameritrade, Inc.|2117
VRIG|INVESCO VAR RATE INV|TRCM|TRC MARKETS LLC|258
VRIG|INVESCO VAR RATE INV|UBSA|UBS SECURITIES LLC|51833
VRIG|INVESCO VAR RATE INV|UBSS|UBS Securities LLC|20358
VRIG|INVESCO VAR RATE INV|VGRD|Vanguard Marketing Corporation|8138
VRIG|INVESCO VAR RATE INV|WCHV|WELLS FARGO SECURITIES, LLC|658
VRIG|INVESCO VAR RATE INV|WSEA|WOLVERINE SECURITIES, LLC|1997
VRIG|INVESCO VAR RATE INV|XSTM|NATIONAL FINANCIAL SERVICES LLC|29464
VRIG|INVESCO VAR RATE INV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10616
VRML|VERMILLION INC|APCC|Apex Clearing Corporation|1004
VRML|VERMILLION INC|BALE|M&T SECURITIES, INC.|500
VRML|VERMILLION INC|BARD|Robert W. Baird & Co. Incorporated|15500
VRML|VERMILLION INC|BATM|CBOE TRADING, INC.|300
VRML|VERMILLION INC|BIMI|Banca IMI Securities Corp.|1600
VRML|VERMILLION INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5000
VRML|VERMILLION INC|BLKX|INSTINET, LLC|70000
VRML|VERMILLION INC|BTIG|BTIG, LLC|44208
VRML|VERMILLION INC|CHAS|Charles Schwab & Co., Inc.|200
VRML|VERMILLION INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201
VRML|VERMILLION INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37747
VRML|VERMILLION INC|CTDE|CHOICETRADE|500
VRML|VERMILLION INC|CTDL|Citadel Derivatives Group Llc|5603
VRML|VERMILLION INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|210
VRML|VERMILLION INC|DBAB|Deutsche Bank Securities Inc.|9566
VRML|VERMILLION INC|DBAX|Deutsche Bank Securities Inc.|100
VRML|VERMILLION INC|DEGS|RONIN PROFESSIONAL LLC|3608
VRML|VERMILLION INC|EBXL|EBX LLC|3100
VRML|VERMILLION INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4519
VRML|VERMILLION INC|EGAM|CBOE TRADING, INC.|1164
VRML|VERMILLION INC|EGXM|CBOE TRADING, INC.|100
VRML|VERMILLION INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|940
VRML|VERMILLION INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2828
VRML|VERMILLION INC|ETRS|E*Trade Securities LLC|73625
VRML|VERMILLION INC|FBCO|Credit Suisse Securities (USA) LLC|6777
VRML|VERMILLION INC|FMAF|NBCN Inc./ CDS|245
VRML|VERMILLION INC|FOMA|TD AMERITRADE CLEARING, INC.|112422
VRML|VERMILLION INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7578
VRML|VERMILLION INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2242
VRML|VERMILLION INC|GSCO|GOLDMAN SACHS & CO. LLC|16775
VRML|VERMILLION INC|GSLT|GOLDMAN SACHS & CO. LLC|200
VRML|VERMILLION INC|IATS|INTERACTIVE BROKERS LLC|200
VRML|VERMILLION INC|IBKR|Interactive Brokers Llc|229121
VRML|VERMILLION INC|ICBX|INSTINET, LLC|1700
VRML|VERMILLION INC|INCA|INSTINET, LLC|22940
VRML|VERMILLION INC|INJX|INSTINET, LLC|103139
VRML|VERMILLION INC|ITGP|ITG INC.|40800
VRML|VERMILLION INC|JANY|Janney Montgomery Scott Inc.|3000
VRML|VERMILLION INC|JEFF|JEFFERIES LLC|10605
VRML|VERMILLION INC|JPMX|J.P. Morgan Securities LLC|2000
VRML|VERMILLION INC|JSJX|JANE STREET CAPITAL LLC|12501
VRML|VERMILLION INC|KCGM|VIRTU Americas LLC|600
VRML|VERMILLION INC|LEHM|Barclays Capital Inc./Le|6152
VRML|VERMILLION INC|LIME|Lime Brokerage LLC|33743
VRML|VERMILLION INC|MCMF|Raymond James Ltd. Cds|1000
VRML|VERMILLION INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30000
VRML|VERMILLION INC|MSCO|MORGAN STANLEY & CO. LLC|133109
VRML|VERMILLION INC|MSPL|MORGAN STANLEY & CO. LLC|300
VRML|VERMILLION INC|NFSC|National Financial Services LLC|166386
VRML|VERMILLION INC|NITE|VIRTU Americas LLC|184637
VRML|VERMILLION INC|NQRB|Brut, LLC|1900
VRML|VERMILLION INC|PDQM|CODA MARKETS, INC.|3788
VRML|VERMILLION INC|RBCM|RBC CAPITAL MARKETS, LLC|15500
VRML|VERMILLION INC|SBSH|Citigroup Global Markets Inc.|17932
VRML|VERMILLION INC|SGMT|GOLDMAN SACHS & CO. LLC|2394
VRML|VERMILLION INC|SPDR|SPEEDROUTE LLC|500
VRML|VERMILLION INC|SWIM|TD Ameritrade, Inc.|18615
VRML|VERMILLION INC|TKNG|ALLY INVEST SECURITIES LLC|110
VRML|VERMILLION INC|TRCM|TRC MARKETS LLC|2746
VRML|VERMILLION INC|UBSA|UBS SECURITIES LLC|18533
VRML|VERMILLION INC|UBSS|UBS Securities LLC|94308
VRML|VERMILLION INC|VALX|VIRTU AMERICAS LLC|6
VRML|VERMILLION INC|VGRD|Vanguard Marketing Corporation|2800
VRML|VERMILLION INC|WCHV|WELLS FARGO SECURITIES, LLC|17187
VRML|VERMILLION INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|373
VRML|VERMILLION INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|593
VRML|VERMILLION INC|WSEA|WOLVERINE SECURITIES, LLC|7566
VRML|VERMILLION INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|38500
VRNA|VERONA PHARMA ADS|BATM|CBOE TRADING, INC.|147
VRNA|VERONA PHARMA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1389
VRNA|VERONA PHARMA ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|269
VRNA|VERONA PHARMA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|701
VRNA|VERONA PHARMA ADS|DBAB|Deutsche Bank Securities Inc.|200
VRNA|VERONA PHARMA ADS|EBXL|EBX LLC|100
VRNA|VERONA PHARMA ADS|ETRS|E*Trade Securities LLC|300
VRNA|VERONA PHARMA ADS|FBCO|Credit Suisse Securities (USA) LLC|457
VRNA|VERONA PHARMA ADS|FOMA|TD AMERITRADE CLEARING, INC.|14602
VRNA|VERONA PHARMA ADS|GLPX|ACS EXECUTION SERVICES, LLC|302
VRNA|VERONA PHARMA ADS|GTSZ|GTS SECURITIES LLC|408
VRNA|VERONA PHARMA ADS|IATS|INTERACTIVE BROKERS LLC|600
VRNA|VERONA PHARMA ADS|IBKR|Interactive Brokers Llc|4789
VRNA|VERONA PHARMA ADS|INCA|INSTINET, LLC|739
VRNA|VERONA PHARMA ADS|INJX|INSTINET, LLC|400
VRNA|VERONA PHARMA ADS|ITGI|ITG Inc.|100
VRNA|VERONA PHARMA ADS|ITGP|ITG INC.|200
VRNA|VERONA PHARMA ADS|JEFF|JEFFERIES LLC|800
VRNA|VERONA PHARMA ADS|LIME|Lime Brokerage LLC|2821
VRNA|VERONA PHARMA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
VRNA|VERONA PHARMA ADS|MSCO|MORGAN STANLEY & CO. LLC|2636
VRNA|VERONA PHARMA ADS|MSPL|MORGAN STANLEY & CO. LLC|300
VRNA|VERONA PHARMA ADS|NFSC|National Financial Services LLC|2847
VRNA|VERONA PHARMA ADS|NITE|VIRTU Americas LLC|12295
VRNA|VERONA PHARMA ADS|NQRB|Brut, LLC|1662
VRNA|VERONA PHARMA ADS|PDQM|CODA MARKETS, INC.|402
VRNA|VERONA PHARMA ADS|SAGL|SAGETRADER, LLC|226
VRNA|VERONA PHARMA ADS|SGMT|GOLDMAN SACHS & CO. LLC|235
VRNA|VERONA PHARMA ADS|SPTD|MINT GLOBAL MARKETS, INC.|967
VRNA|VERONA PHARMA ADS|STFL|Stifel, Nicolaus & Company, Incorporated|1595
VRNA|VERONA PHARMA ADS|SWIM|TD Ameritrade, Inc.|10206
VRNA|VERONA PHARMA ADS|TRCM|TRC MARKETS LLC|589
VRNA|VERONA PHARMA ADS|UBSA|UBS SECURITIES LLC|1066
VRNA|VERONA PHARMA ADS|UBSS|UBS Securities LLC|3093
VRNA|VERONA PHARMA ADS|VALX|VIRTU AMERICAS LLC|400
VRNS|VARONIS SYSTEMS INC|ADAM|CANACCORD GENUITY INC.|55
VRNS|VARONIS SYSTEMS INC|ANOS|ABEL/NOSER, L.L.C.|1154
VRNS|VARONIS SYSTEMS INC|APCC|Apex Clearing Corporation|852
VRNS|VARONIS SYSTEMS INC|BANK|Primevest Financial Services, Inc.|150
VRNS|VARONIS SYSTEMS INC|BARD|Robert W. Baird & Co. Incorporated|995
VRNS|VARONIS SYSTEMS INC|BATM|CBOE TRADING, INC.|2355
VRNS|VARONIS SYSTEMS INC|BAYC|BAY CREST PARTNERS, LLC|1637
VRNS|VARONIS SYSTEMS INC|BAYT|BTIG, LLC|400
VRNS|VARONIS SYSTEMS INC|BBNT|BB&T SECURITIES, LLC|12
VRNS|VARONIS SYSTEMS INC|BERN|Sanford C. Bernstein & Co., LLC|4823
VRNS|VARONIS SYSTEMS INC|BIMI|Banca IMI Securities Corp.|65
VRNS|VARONIS SYSTEMS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5850
VRNS|VARONIS SYSTEMS INC|BLKX|INSTINET, LLC|10000
VRNS|VARONIS SYSTEMS INC|BMOC|BMO Capital Markets Corp.|3762
VRNS|VARONIS SYSTEMS INC|BNPX|BNP PARIBAS SECURITIES CORP.|1642
VRNS|VARONIS SYSTEMS INC|BTIG|BTIG, LLC|65607
VRNS|VARONIS SYSTEMS INC|BYXM|CBOE TRADING, INC.|2203
VRNS|VARONIS SYSTEMS INC|BZYD|GOLDMAN SACHS & CO. LLC|1086
VRNS|VARONIS SYSTEMS INC|CANT|Cantor Fitzgerald & Co.|160
VRNS|VARONIS SYSTEMS INC|CHAS|Charles Schwab & Co., Inc.|2825
VRNS|VARONIS SYSTEMS INC|CHLM|Craig-Hallum Capital Group LLC|2266
VRNS|VARONIS SYSTEMS INC|CIST|Capital Institutional Services, Inc.|128
VRNS|VARONIS SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107729
VRNS|VARONIS SYSTEMS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|873
VRNS|VARONIS SYSTEMS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35
VRNS|VARONIS SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99767
VRNS|VARONIS SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|23914
VRNS|VARONIS SYSTEMS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10810
VRNS|VARONIS SYSTEMS INC|DADA|D.A. Davidson & Co.|192
VRNS|VARONIS SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|359954
VRNS|VARONIS SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|121900
VRNS|VARONIS SYSTEMS INC|DBUL|Deutsche Bank Securities Inc.|100
VRNS|VARONIS SYSTEMS INC|DCHF|Dart Executions, LLC|374
VRNS|VARONIS SYSTEMS INC|DEAN|MORGAN STANLEY|32474
VRNS|VARONIS SYSTEMS INC|DEGS|RONIN PROFESSIONAL LLC|7456
VRNS|VARONIS SYSTEMS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1258
VRNS|VARONIS SYSTEMS INC|EBXL|EBX LLC|53300
VRNS|VARONIS SYSTEMS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|4467
VRNS|VARONIS SYSTEMS INC|EDJO|Edward D. Jones & Co., L.P.|261
VRNS|VARONIS SYSTEMS INC|EGAM|CBOE TRADING, INC.|9689
VRNS|VARONIS SYSTEMS INC|EGAW|CBOE TRADING, INC.|40
VRNS|VARONIS SYSTEMS INC|EGMT|EG MARKET TECHNOLOGIES LLC|560
VRNS|VARONIS SYSTEMS INC|EGXM|CBOE TRADING, INC.|3406
VRNS|VARONIS SYSTEMS INC|EGXW|CBOE TRADING, INC.|50
VRNS|VARONIS SYSTEMS INC|ESPO|ESPOSITO SECURITIES, LLC|26032
VRNS|VARONIS SYSTEMS INC|ETBE|Electronic Transaction Clearing, Inc.|2910
VRNS|VARONIS SYSTEMS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|25842
VRNS|VARONIS SYSTEMS INC|ETRS|E*Trade Securities LLC|56484
VRNS|VARONIS SYSTEMS INC|FBCO|Credit Suisse Securities (USA) LLC|211155
VRNS|VARONIS SYSTEMS INC|FBSB|U.S. Bancorp Investments, Inc.|1250
VRNS|VARONIS SYSTEMS INC|FILL|Tradestation Securities, Inc.|1866
VRNS|VARONIS SYSTEMS INC|FMAF|NBCN Inc./ CDS|934
VRNS|VARONIS SYSTEMS INC|FOMA|TD AMERITRADE CLEARING, INC.|175808
VRNS|VARONIS SYSTEMS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
VRNS|VARONIS SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22013
VRNS|VARONIS SYSTEMS INC|FTBR|Foliofn Investments, Inc.|962
VRNS|VARONIS SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|7387
VRNS|VARONIS SYSTEMS INC|GLIS|TD Securities Inc|2483
VRNS|VARONIS SYSTEMS INC|GLPX|ACS EXECUTION SERVICES, LLC|2095
VRNS|VARONIS SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|827485
VRNS|VARONIS SYSTEMS INC|GSCS|GOLDMAN SACHS & CO. LLC|17444
VRNS|VARONIS SYSTEMS INC|GSLT|GOLDMAN SACHS & CO. LLC|1077
VRNS|VARONIS SYSTEMS INC|GTSZ|GTS SECURITIES LLC|3593
VRNS|VARONIS SYSTEMS INC|HRBF|American Enterprise Investment Services Inc.|1900
VRNS|VARONIS SYSTEMS INC|HSBC|HSBC Securities, Inc.|2761
VRNS|VARONIS SYSTEMS INC|IATS|INTERACTIVE BROKERS LLC|2128
VRNS|VARONIS SYSTEMS INC|IBKR|Interactive Brokers Llc|52591
VRNS|VARONIS SYSTEMS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2408
VRNS|VARONIS SYSTEMS INC|ICBX|INSTINET, LLC|17400
VRNS|VARONIS SYSTEMS INC|IEQY|CITADEL SECURITIES LLC|45125
VRNS|VARONIS SYSTEMS INC|INCA|INSTINET, LLC|207171
VRNS|VARONIS SYSTEMS INC|INJX|INSTINET, LLC|20366
VRNS|VARONIS SYSTEMS INC|ITGI|ITG Inc.|367226
VRNS|VARONIS SYSTEMS INC|ITGP|ITG INC.|29200
VRNS|VARONIS SYSTEMS INC|JANY|Janney Montgomery Scott Inc.|100
VRNS|VARONIS SYSTEMS INC|JEFF|JEFFERIES LLC|88662
VRNS|VARONIS SYSTEMS INC|JMPT|JUMP TRADING, LLC|29005
VRNS|VARONIS SYSTEMS INC|JONE|JonesTrading|7213
VRNS|VARONIS SYSTEMS INC|JPBX|J.P. MORGAN SECURITIES LLC|13816
VRNS|VARONIS SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|139025
VRNS|VARONIS SYSTEMS INC|JSJX|JANE STREET CAPITAL LLC|11473
VRNS|VARONIS SYSTEMS INC|KCGM|VIRTU Americas LLC|19247
VRNS|VARONIS SYSTEMS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|1465
VRNS|VARONIS SYSTEMS INC|KING|C. L. King & Associates, Inc.|1141
VRNS|VARONIS SYSTEMS INC|LEHM|Barclays Capital Inc./Le|562826
VRNS|VARONIS SYSTEMS INC|LIME|Lime Brokerage LLC|102176
VRNS|VARONIS SYSTEMS INC|LQNA|LIQUIDNET, INC.|87500
VRNS|VARONIS SYSTEMS INC|LSCI|Lek Securities Corporation|28
VRNS|VARONIS SYSTEMS INC|MAXM|Maxim Group LLC|3257
VRNS|VARONIS SYSTEMS INC|MBTS|ALLY INVEST SECURITIES LLC|2434
VRNS|VARONIS SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38800
VRNS|VARONIS SYSTEMS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1259
VRNS|VARONIS SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|1530719
VRNS|VARONIS SYSTEMS INC|MSPL|MORGAN STANLEY & CO. LLC|231300
VRNS|VARONIS SYSTEMS INC|MSTX|MORGAN STANLEY & CO. LLC|51500
VRNS|VARONIS SYSTEMS INC|NATL|National Securities Corporation|100
VRNS|VARONIS SYSTEMS INC|NFSC|National Financial Services LLC|143085
VRNS|VARONIS SYSTEMS INC|NITE|VIRTU Americas LLC|286093
VRNS|VARONIS SYSTEMS INC|NITP|VIRTU Americas LLC|2160
VRNS|VARONIS SYSTEMS INC|NQRB|Brut, LLC|13038
VRNS|VARONIS SYSTEMS INC|NTRC|Northern Trust Securities, Inc.|82
VRNS|VARONIS SYSTEMS INC|OPCO|Oppenheimer & Co. Inc.|13226
VRNS|VARONIS SYSTEMS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3185
VRNS|VARONIS SYSTEMS INC|PDQM|CODA MARKETS, INC.|15910
VRNS|VARONIS SYSTEMS INC|PHLY|NASDAQ Execution Services, LLC|1600
VRNS|VARONIS SYSTEMS INC|PIPR|Piper Jaffray & Co.|10465
VRNS|VARONIS SYSTEMS INC|PWJC|UBS Financial Services, Inc.|3100
VRNS|VARONIS SYSTEMS INC|RAJA|Raymond James & Associates, Inc.|4181
VRNS|VARONIS SYSTEMS INC|RBCM|RBC CAPITAL MARKETS, LLC|9809
VRNS|VARONIS SYSTEMS INC|SAGW|SAGETRADER, LLC|57
VRNS|VARONIS SYSTEMS INC|SALI|INTL FCSTONE FINANCIAL INC.|15
VRNS|VARONIS SYSTEMS INC|SBSH|Citigroup Global Markets Inc.|95121
VRNS|VARONIS SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|37367
VRNS|VARONIS SYSTEMS INC|SPDR|SPEEDROUTE LLC|4071
VRNS|VARONIS SYSTEMS INC|SPHN|Stephens Inc.|250
VRNS|VARONIS SYSTEMS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|2600
VRNS|VARONIS SYSTEMS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2158
VRNS|VARONIS SYSTEMS INC|STKP|STOCKPILE INVESTMENTS, INC.|18
VRNS|VARONIS SYSTEMS INC|STXG|Stockcross Financial Services, Inc.|14
VRNS|VARONIS SYSTEMS INC|SWIM|TD Ameritrade, Inc.|29891
VRNS|VARONIS SYSTEMS INC|SWST|Hilltop Securities Inc.|315
VRNS|VARONIS SYSTEMS INC|TKNG|ALLY INVEST SECURITIES LLC|5164
VRNS|VARONIS SYSTEMS INC|TONC|CUTTONE & CO., LLC|1324
VRNS|VARONIS SYSTEMS INC|TRBT|Tradebot Systems, Inc.|38622
VRNS|VARONIS SYSTEMS INC|TRCM|TRC MARKETS LLC|91322
VRNS|VARONIS SYSTEMS INC|TWTT|TASTYWORKS, INC.|79
VRNS|VARONIS SYSTEMS INC|UBSA|UBS SECURITIES LLC|313282
VRNS|VARONIS SYSTEMS INC|UBSS|UBS Securities LLC|913079
VRNS|VARONIS SYSTEMS INC|VALX|VIRTU AMERICAS LLC|7134
VRNS|VARONIS SYSTEMS INC|VERT|The Vertical Trading Group, LLC|50
VRNS|VARONIS SYSTEMS INC|VGRD|Vanguard Marketing Corporation|12625
VRNS|VARONIS SYSTEMS INC|WABR|Wall Street Access|4755
VRNS|VARONIS SYSTEMS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|606
VRNS|VARONIS SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|31341
VRNS|VARONIS SYSTEMS INC|WEDB|WEDBUSH SECURITIES INC.|254
VRNS|VARONIS SYSTEMS INC|WEED|Weeden & Co.L.P.|1917
VRNS|VARONIS SYSTEMS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4424
VRNS|VARONIS SYSTEMS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16566
VRNS|VARONIS SYSTEMS INC|WGIF|CIBC World Markets Inc.|1669
VRNS|VARONIS SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|5501
VRNS|VARONIS SYSTEMS INC|XIST|INSTINET, LLC|30600
VRNS|VARONIS SYSTEMS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|15128
VRNS|VARONIS SYSTEMS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|988
VRNT|VERINT SYSTEMS INC|AGIS|Aegis Capital Corp.|1125
VRNT|VERINT SYSTEMS INC|ALTX|Alternet Securities Inc.|2500
VRNT|VERINT SYSTEMS INC|APCC|Apex Clearing Corporation|344
VRNT|VERINT SYSTEMS INC|BANK|Primevest Financial Services, Inc.|80
VRNT|VERINT SYSTEMS INC|BARD|Robert W. Baird & Co. Incorporated|10461
VRNT|VERINT SYSTEMS INC|BATM|CBOE TRADING, INC.|2400
VRNT|VERINT SYSTEMS INC|BAYC|BAY CREST PARTNERS, LLC|50
VRNT|VERINT SYSTEMS INC|BAYT|BTIG, LLC|800
VRNT|VERINT SYSTEMS INC|BBNT|BB&T SECURITIES, LLC|161
VRNT|VERINT SYSTEMS INC|BERN|Sanford C. Bernstein & Co., LLC|118500
VRNT|VERINT SYSTEMS INC|BIAD|SAGETRADER, LLC|230
VRNT|VERINT SYSTEMS INC|BIDS|BIDS TRADING L.P.|69305
VRNT|VERINT SYSTEMS INC|BIMI|Banca IMI Securities Corp.|40
VRNT|VERINT SYSTEMS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|769
VRNT|VERINT SYSTEMS INC|BLKX|INSTINET, LLC|10000
VRNT|VERINT SYSTEMS INC|BMOC|BMO Capital Markets Corp.|10163
VRNT|VERINT SYSTEMS INC|BNPX|BNP PARIBAS SECURITIES CORP.|22195
VRNT|VERINT SYSTEMS INC|BTIG|BTIG, LLC|532511
VRNT|VERINT SYSTEMS INC|BYXM|CBOE TRADING, INC.|1006
VRNT|VERINT SYSTEMS INC|BZYD|GOLDMAN SACHS & CO. LLC|1318
VRNT|VERINT SYSTEMS INC|CANT|Cantor Fitzgerald & Co.|1322
VRNT|VERINT SYSTEMS INC|CHAS|Charles Schwab & Co., Inc.|338
VRNT|VERINT SYSTEMS INC|CIST|Capital Institutional Services, Inc.|338
VRNT|VERINT SYSTEMS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|49459
VRNT|VERINT SYSTEMS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1555
VRNT|VERINT SYSTEMS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
VRNT|VERINT SYSTEMS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|236510
VRNT|VERINT SYSTEMS INC|CTDL|Citadel Derivatives Group Llc|15200
VRNT|VERINT SYSTEMS INC|CTLR|CUTLER GROUP, LP|600
VRNT|VERINT SYSTEMS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|38846
VRNT|VERINT SYSTEMS INC|DADA|D.A. Davidson & Co.|28
VRNT|VERINT SYSTEMS INC|DBAB|Deutsche Bank Securities Inc.|186273
VRNT|VERINT SYSTEMS INC|DBAX|Deutsche Bank Securities Inc.|171600
VRNT|VERINT SYSTEMS INC|DBUL|Deutsche Bank Securities Inc.|760
VRNT|VERINT SYSTEMS INC|DCHF|Dart Executions, LLC|25
VRNT|VERINT SYSTEMS INC|DEAN|MORGAN STANLEY|8843
VRNT|VERINT SYSTEMS INC|DEGS|RONIN PROFESSIONAL LLC|400
VRNT|VERINT SYSTEMS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1172
VRNT|VERINT SYSTEMS INC|EBXL|EBX LLC|85500
VRNT|VERINT SYSTEMS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6634
VRNT|VERINT SYSTEMS INC|EDFC|E D & F MAN CAPITAL MARKETS INC.|2300
VRNT|VERINT SYSTEMS INC|EGAM|CBOE TRADING, INC.|7890
VRNT|VERINT SYSTEMS INC|EGAW|CBOE TRADING, INC.|300
VRNT|VERINT SYSTEMS INC|EGMT|EG MARKET TECHNOLOGIES LLC|390
VRNT|VERINT SYSTEMS INC|EGXM|CBOE TRADING, INC.|5178
VRNT|VERINT SYSTEMS INC|ESPO|ESPOSITO SECURITIES, LLC|21062
VRNT|VERINT SYSTEMS INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1740
VRNT|VERINT SYSTEMS INC|ETCB|ETC BROKERAGE SERVICES, LLC|65
VRNT|VERINT SYSTEMS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18656
VRNT|VERINT SYSTEMS INC|ETRS|E*Trade Securities LLC|219728
VRNT|VERINT SYSTEMS INC|FBCO|Credit Suisse Securities (USA) LLC|480886
VRNT|VERINT SYSTEMS INC|FBSB|U.S. Bancorp Investments, Inc.|3
VRNT|VERINT SYSTEMS INC|FILL|Tradestation Securities, Inc.|3448
VRNT|VERINT SYSTEMS INC|FOMA|TD AMERITRADE CLEARING, INC.|99960
VRNT|VERINT SYSTEMS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
VRNT|VERINT SYSTEMS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45336
VRNT|VERINT SYSTEMS INC|FTBR|Foliofn Investments, Inc.|273
VRNT|VERINT SYSTEMS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|44916
VRNT|VERINT SYSTEMS INC|GLPX|ACS EXECUTION SERVICES, LLC|6208
VRNT|VERINT SYSTEMS INC|GSCO|GOLDMAN SACHS & CO. LLC|613303
VRNT|VERINT SYSTEMS INC|GSCS|GOLDMAN SACHS & CO. LLC|30277
VRNT|VERINT SYSTEMS INC|GSLT|GOLDMAN SACHS & CO. LLC|3418
VRNT|VERINT SYSTEMS INC|GTSZ|GTS SECURITIES LLC|43088
VRNT|VERINT SYSTEMS INC|HRBF|American Enterprise Investment Services Inc.|900
VRNT|VERINT SYSTEMS INC|HSBC|HSBC Securities, Inc.|12609
VRNT|VERINT SYSTEMS INC|IATS|INTERACTIVE BROKERS LLC|4479
VRNT|VERINT SYSTEMS INC|IBKR|Interactive Brokers Llc|38830
VRNT|VERINT SYSTEMS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|163
VRNT|VERINT SYSTEMS INC|ICBX|INSTINET, LLC|33299
VRNT|VERINT SYSTEMS INC|IEQY|CITADEL SECURITIES LLC|30126
VRNT|VERINT SYSTEMS INC|IMPC|Imperial Capital, LLC|6114
VRNT|VERINT SYSTEMS INC|INCA|INSTINET, LLC|197459
VRNT|VERINT SYSTEMS INC|INJX|INSTINET, LLC|30338
VRNT|VERINT SYSTEMS INC|ITGI|ITG Inc.|25189
VRNT|VERINT SYSTEMS INC|ITGP|ITG INC.|89000
VRNT|VERINT SYSTEMS INC|JEFF|JEFFERIES LLC|183588
VRNT|VERINT SYSTEMS INC|JMPT|JUMP TRADING, LLC|11052
VRNT|VERINT SYSTEMS INC|JONE|JonesTrading|5350
VRNT|VERINT SYSTEMS INC|JPBX|J.P. MORGAN SECURITIES LLC|28115
VRNT|VERINT SYSTEMS INC|JPMX|J.P. Morgan Securities LLC|362624
VRNT|VERINT SYSTEMS INC|JSJX|JANE STREET CAPITAL LLC|4019
VRNT|VERINT SYSTEMS INC|KCGM|VIRTU Americas LLC|20627
VRNT|VERINT SYSTEMS INC|LEHM|Barclays Capital Inc./Le|456730
VRNT|VERINT SYSTEMS INC|LIME|Lime Brokerage LLC|142434
VRNT|VERINT SYSTEMS INC|LOOP|Loop Capital Markets LLC|69305
VRNT|VERINT SYSTEMS INC|LQNA|LIQUIDNET, INC.|2500
VRNT|VERINT SYSTEMS INC|MAXM|Maxim Group LLC|7407
VRNT|VERINT SYSTEMS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|64318
VRNT|VERINT SYSTEMS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|175
VRNT|VERINT SYSTEMS INC|MSCO|MORGAN STANLEY & CO. LLC|1201060
VRNT|VERINT SYSTEMS INC|MSPL|MORGAN STANLEY & CO. LLC|210600
VRNT|VERINT SYSTEMS INC|MSTX|MORGAN STANLEY & CO. LLC|45600
VRNT|VERINT SYSTEMS INC|NEED|Needham & Company, LLC|12453
VRNT|VERINT SYSTEMS INC|NEUB|NEUBERGER BERMAN BD LLC|205
VRNT|VERINT SYSTEMS INC|NFSC|National Financial Services LLC|57314
VRNT|VERINT SYSTEMS INC|NITE|VIRTU Americas LLC|232038
VRNT|VERINT SYSTEMS INC|NITP|VIRTU Americas LLC|3156
VRNT|VERINT SYSTEMS INC|NQRB|Brut, LLC|1941
VRNT|VERINT SYSTEMS INC|NTRC|Northern Trust Securities, Inc.|1129
VRNT|VERINT SYSTEMS INC|OPCO|Oppenheimer & Co. Inc.|10215
VRNT|VERINT SYSTEMS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|258
VRNT|VERINT SYSTEMS INC|PDQM|CODA MARKETS, INC.|34357
VRNT|VERINT SYSTEMS INC|PIPR|Piper Jaffray & Co.|559
VRNT|VERINT SYSTEMS INC|PWJC|UBS Financial Services, Inc.|450
VRNT|VERINT SYSTEMS INC|RAJA|Raymond James & Associates, Inc.|1927
VRNT|VERINT SYSTEMS INC|RBCM|RBC CAPITAL MARKETS, LLC|6658
VRNT|VERINT SYSTEMS INC|SAGL|SAGETRADER, LLC|100
VRNT|VERINT SYSTEMS INC|SAGW|SAGETRADER, LLC|165
VRNT|VERINT SYSTEMS INC|SBSH|Citigroup Global Markets Inc.|123080
VRNT|VERINT SYSTEMS INC|SEIC|SEI Investments Distribution Co.|400
VRNT|VERINT SYSTEMS INC|SGMT|GOLDMAN SACHS & CO. LLC|52600
VRNT|VERINT SYSTEMS INC|SPDR|SPEEDROUTE LLC|14360
VRNT|VERINT SYSTEMS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
VRNT|VERINT SYSTEMS INC|STFL|Stifel, Nicolaus & Company, Incorporated|7
VRNT|VERINT SYSTEMS INC|SWIM|TD Ameritrade, Inc.|4315
VRNT|VERINT SYSTEMS INC|SWST|Hilltop Securities Inc.|3644
VRNT|VERINT SYSTEMS INC|TKNG|ALLY INVEST SECURITIES LLC|328
VRNT|VERINT SYSTEMS INC|TMBR|Timber Hill LLC|6
VRNT|VERINT SYSTEMS INC|TONC|CUTTONE & CO., LLC|4710
VRNT|VERINT SYSTEMS INC|TRBT|Tradebot Systems, Inc.|53852
VRNT|VERINT SYSTEMS INC|TRCM|TRC MARKETS LLC|83368
VRNT|VERINT SYSTEMS INC|UBSA|UBS SECURITIES LLC|352165
VRNT|VERINT SYSTEMS INC|UBSS|UBS Securities LLC|356784
VRNT|VERINT SYSTEMS INC|VALX|VIRTU AMERICAS LLC|9008
VRNT|VERINT SYSTEMS INC|VGRD|Vanguard Marketing Corporation|3156
VRNT|VERINT SYSTEMS INC|WBLR|WILLIAM BLAIR|2427
VRNT|VERINT SYSTEMS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1100
VRNT|VERINT SYSTEMS INC|WCHV|WELLS FARGO SECURITIES, LLC|64121
VRNT|VERINT SYSTEMS INC|WEDB|WEDBUSH SECURITIES INC.|36
VRNT|VERINT SYSTEMS INC|WEED|Weeden & Co.L.P.|1440
VRNT|VERINT SYSTEMS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5220
VRNT|VERINT SYSTEMS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12407
VRNT|VERINT SYSTEMS INC|WGIF|CIBC World Markets Inc.|423
VRNT|VERINT SYSTEMS INC|WSEA|WOLVERINE SECURITIES, LLC|2640
VRNT|VERINT SYSTEMS INC|XIST|INSTINET, LLC|129520
VRNT|VERINT SYSTEMS INC|XPQR|Jump Trading|1600
VRNT|VERINT SYSTEMS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
VRNT|VERINT SYSTEMS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|102
VRNT|VERINT SYSTEMS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1144
VRP|VARIABLE RATE PREF|ALTX|Alternet Securities Inc.|3535
VRP|VARIABLE RATE PREF|APCC|Apex Clearing Corporation|307
VRP|VARIABLE RATE PREF|BANK|Primevest Financial Services, Inc.|1968
VRP|VARIABLE RATE PREF|BARD|Robert W. Baird & Co. Incorporated|10700
VRP|VARIABLE RATE PREF|BBNT|BB&T SECURITIES, LLC|3842
VRP|VARIABLE RATE PREF|BERN|Sanford C. Bernstein & Co., LLC|7
VRP|VARIABLE RATE PREF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|44913
VRP|VARIABLE RATE PREF|BTIG|BTIG, LLC|700
VRP|VARIABLE RATE PREF|CANT|Cantor Fitzgerald & Co.|201216
VRP|VARIABLE RATE PREF|CHAS|Charles Schwab & Co., Inc.|10769
VRP|VARIABLE RATE PREF|CIST|Capital Institutional Services, Inc.|250
VRP|VARIABLE RATE PREF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|67786
VRP|VARIABLE RATE PREF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11
VRP|VARIABLE RATE PREF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55927
VRP|VARIABLE RATE PREF|CSIN|Citadel Securities Institutional LLC|79798
VRP|VARIABLE RATE PREF|CTDL|Citadel Derivatives Group Llc|80900
VRP|VARIABLE RATE PREF|CXCX|CITIGROUP GLOBAL MARKETS INC.|7036
VRP|VARIABLE RATE PREF|DADA|D.A. Davidson & Co.|619
VRP|VARIABLE RATE PREF|DBAB|Deutsche Bank Securities Inc.|200
VRP|VARIABLE RATE PREF|DBAX|Deutsche Bank Securities Inc.|39100
VRP|VARIABLE RATE PREF|DEAN|MORGAN STANLEY|23235
VRP|VARIABLE RATE PREF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4000
VRP|VARIABLE RATE PREF|EBXL|EBX LLC|27600
VRP|VARIABLE RATE PREF|ECUT|CONVERGEX EXECUTION SOLUTIONS|18027
VRP|VARIABLE RATE PREF|EDJO|Edward D. Jones & Co., L.P.|14883
VRP|VARIABLE RATE PREF|EGAM|CBOE TRADING, INC.|8597
VRP|VARIABLE RATE PREF|EGXM|CBOE TRADING, INC.|1166
VRP|VARIABLE RATE PREF|ETBE|Electronic Transaction Clearing, Inc.|1000
VRP|VARIABLE RATE PREF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5400
VRP|VARIABLE RATE PREF|ETRS|E*Trade Securities LLC|44037
VRP|VARIABLE RATE PREF|FBSB|U.S. Bancorp Investments, Inc.|447
VRP|VARIABLE RATE PREF|FINX|FINTECH SECURITIES|3200
VRP|VARIABLE RATE PREF|FMAF|NBCN Inc./ CDS|3150
VRP|VARIABLE RATE PREF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3457
VRP|VARIABLE RATE PREF|FTBR|Foliofn Investments, Inc.|183
VRP|VARIABLE RATE PREF|GEBB|GLOBAL EXECUTION BROKERS, LP|1877
VRP|VARIABLE RATE PREF|GLPX|ACS EXECUTION SERVICES, LLC|3879
VRP|VARIABLE RATE PREF|GSCO|GOLDMAN SACHS & CO. LLC|18533
VRP|VARIABLE RATE PREF|GSCS|GOLDMAN SACHS & CO. LLC|700
VRP|VARIABLE RATE PREF|GSLT|GOLDMAN SACHS & CO. LLC|1098
VRP|VARIABLE RATE PREF|GTSZ|GTS SECURITIES LLC|400
VRP|VARIABLE RATE PREF|HRBF|American Enterprise Investment Services Inc.|68304
VRP|VARIABLE RATE PREF|IATS|INTERACTIVE BROKERS LLC|2788
VRP|VARIABLE RATE PREF|IBKR|Interactive Brokers Llc|10244
VRP|VARIABLE RATE PREF|ICBX|INSTINET, LLC|14932
VRP|VARIABLE RATE PREF|INCA|INSTINET, LLC|67630
VRP|VARIABLE RATE PREF|INJX|INSTINET, LLC|300
VRP|VARIABLE RATE PREF|ITGI|ITG Inc.|22437
VRP|VARIABLE RATE PREF|ITGP|ITG INC.|2000
VRP|VARIABLE RATE PREF|JANY|Janney Montgomery Scott Inc.|22639
VRP|VARIABLE RATE PREF|JEFF|JEFFERIES LLC|73317
VRP|VARIABLE RATE PREF|JMPT|JUMP TRADING, LLC|1253
VRP|VARIABLE RATE PREF|JPMX|J.P. Morgan Securities LLC|39796
VRP|VARIABLE RATE PREF|JSEB|JANE STREET EXECUTION SERVICES, LLC|4659208
VRP|VARIABLE RATE PREF|JSJX|JANE STREET CAPITAL LLC|432184
VRP|VARIABLE RATE PREF|KCGM|VIRTU Americas LLC|10800
VRP|VARIABLE RATE PREF|LEHM|Barclays Capital Inc./Le|72300
VRP|VARIABLE RATE PREF|LIME|Lime Brokerage LLC|8445
VRP|VARIABLE RATE PREF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9073
VRP|VARIABLE RATE PREF|MACC|Mid Atlantic Capital Corporation|835
VRP|VARIABLE RATE PREF|MAXM|Maxim Group LLC|9958
VRP|VARIABLE RATE PREF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68832
VRP|VARIABLE RATE PREF|MOTF|MOTIF INVESTING, INC.|2
VRP|VARIABLE RATE PREF|MSCO|MORGAN STANLEY & CO. LLC|259405
VRP|VARIABLE RATE PREF|MSPL|MORGAN STANLEY & CO. LLC|17400
VRP|VARIABLE RATE PREF|MTON|MILLINGTON SECURITIES, INC.|118997
VRP|VARIABLE RATE PREF|NEUB|NEUBERGER BERMAN BD LLC|190
VRP|VARIABLE RATE PREF|NFSC|National Financial Services LLC|231701
VRP|VARIABLE RATE PREF|NITE|VIRTU Americas LLC|555782
VRP|VARIABLE RATE PREF|NQRB|Brut, LLC|10001
VRP|VARIABLE RATE PREF|NTRC|Northern Trust Securities, Inc.|2490
VRP|VARIABLE RATE PREF|OPCO|Oppenheimer & Co. Inc.|7051
VRP|VARIABLE RATE PREF|PDQM|CODA MARKETS, INC.|15993
VRP|VARIABLE RATE PREF|PUMX|Puma Capital, LLC|4309
VRP|VARIABLE RATE PREF|PWJC|UBS Financial Services, Inc.|22427
VRP|VARIABLE RATE PREF|RBCM|RBC CAPITAL MARKETS, LLC|36330
VRP|VARIABLE RATE PREF|SAGL|SAGETRADER, LLC|2210
VRP|VARIABLE RATE PREF|SALI|INTL FCSTONE FINANCIAL INC.|5409
VRP|VARIABLE RATE PREF|SBSH|Citigroup Global Markets Inc.|9594
VRP|VARIABLE RATE PREF|SEIC|SEI Investments Distribution Co.|1975
VRP|VARIABLE RATE PREF|SGMT|GOLDMAN SACHS & CO. LLC|17265
VRP|VARIABLE RATE PREF|SPDR|SPEEDROUTE LLC|600
VRP|VARIABLE RATE PREF|SPHN|Stephens Inc.|5200
VRP|VARIABLE RATE PREF|STFL|Stifel, Nicolaus & Company, Incorporated|18012
VRP|VARIABLE RATE PREF|SWIM|TD Ameritrade, Inc.|502
VRP|VARIABLE RATE PREF|SWST|Hilltop Securities Inc.|12754
VRP|VARIABLE RATE PREF|TKNG|ALLY INVEST SECURITIES LLC|71
VRP|VARIABLE RATE PREF|TRCM|TRC MARKETS LLC|3
VRP|VARIABLE RATE PREF|UBSA|UBS SECURITIES LLC|131956
VRP|VARIABLE RATE PREF|UBSS|UBS Securities LLC|472270
VRP|VARIABLE RATE PREF|VALX|VIRTU AMERICAS LLC|200
VRP|VARIABLE RATE PREF|VGRD|Vanguard Marketing Corporation|22217
VRP|VARIABLE RATE PREF|WBET|Wallachbeth Capital LLC|889
VRP|VARIABLE RATE PREF|WCHV|WELLS FARGO SECURITIES, LLC|253895
VRP|VARIABLE RATE PREF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1267
VRP|VARIABLE RATE PREF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5375
VRP|VARIABLE RATE PREF|WGIF|CIBC World Markets Inc.|9395
VRP|VARIABLE RATE PREF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|151
VRP|VARIABLE RATE PREF|WSEA|WOLVERINE SECURITIES, LLC|7089
VRP|VARIABLE RATE PREF|XSTM|NATIONAL FINANCIAL SERVICES LLC|31784
VRP|VARIABLE RATE PREF|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
VRP|VARIABLE RATE PREF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24749
VRS|VERSO CORPORATION|ALTX|Alternet Securities Inc.|5300
VRS|VERSO CORPORATION|APCC|Apex Clearing Corporation|181
VRS|VERSO CORPORATION|BATM|CBOE TRADING, INC.|1502
VRS|VERSO CORPORATION|BAYC|BAY CREST PARTNERS, LLC|539
VRS|VERSO CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|1398
VRS|VERSO CORPORATION|BIDS|BIDS TRADING L.P.|200
VRS|VERSO CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|494
VRS|VERSO CORPORATION|BNCH|The Benchmark Company, LLC|100
VRS|VERSO CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|3568
VRS|VERSO CORPORATION|BYXM|CBOE TRADING, INC.|601
VRS|VERSO CORPORATION|CBRA|Cobra Trading, Inc.|100
VRS|VERSO CORPORATION|CHAS|Charles Schwab & Co., Inc.|506
VRS|VERSO CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66437
VRS|VERSO CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19767
VRS|VERSO CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|138992
VRS|VERSO CORPORATION|CTDL|Citadel Derivatives Group Llc|1283
VRS|VERSO CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|12026
VRS|VERSO CORPORATION|DBAB|Deutsche Bank Securities Inc.|51480
VRS|VERSO CORPORATION|DBAX|Deutsche Bank Securities Inc.|84700
VRS|VERSO CORPORATION|DBUL|Deutsche Bank Securities Inc.|1559
VRS|VERSO CORPORATION|DEAN|MORGAN STANLEY|4482
VRS|VERSO CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1101
VRS|VERSO CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3398
VRS|VERSO CORPORATION|EBXL|EBX LLC|61000
VRS|VERSO CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|334
VRS|VERSO CORPORATION|EGAM|CBOE TRADING, INC.|5537
VRS|VERSO CORPORATION|EGAW|CBOE TRADING, INC.|200
VRS|VERSO CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|209
VRS|VERSO CORPORATION|EGXM|CBOE TRADING, INC.|1616
VRS|VERSO CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|1078
VRS|VERSO CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2827
VRS|VERSO CORPORATION|ETRS|E*Trade Securities LLC|16092
VRS|VERSO CORPORATION|FILL|Tradestation Securities, Inc.|8318
VRS|VERSO CORPORATION|FMAF|NBCN Inc./ CDS|346
VRS|VERSO CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1072
VRS|VERSO CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46264
VRS|VERSO CORPORATION|FTBR|Foliofn Investments, Inc.|1674
VRS|VERSO CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|100
VRS|VERSO CORPORATION|GLIS|TD Securities Inc|1769
VRS|VERSO CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|5637
VRS|VERSO CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|121773
VRS|VERSO CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|3000
VRS|VERSO CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|2242
VRS|VERSO CORPORATION|GTSZ|GTS SECURITIES LLC|16148
VRS|VERSO CORPORATION|HRBF|American Enterprise Investment Services Inc.|14
VRS|VERSO CORPORATION|IATS|INTERACTIVE BROKERS LLC|14743
VRS|VERSO CORPORATION|IBKR|Interactive Brokers Llc|17175
VRS|VERSO CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1511
VRS|VERSO CORPORATION|ICBX|INSTINET, LLC|17000
VRS|VERSO CORPORATION|IEQY|CITADEL SECURITIES LLC|16632
VRS|VERSO CORPORATION|INCA|INSTINET, LLC|113380
VRS|VERSO CORPORATION|INJX|INSTINET, LLC|19452
VRS|VERSO CORPORATION|ITGI|ITG Inc.|108378
VRS|VERSO CORPORATION|ITGP|ITG INC.|59000
VRS|VERSO CORPORATION|JEFF|JEFFERIES LLC|13936
VRS|VERSO CORPORATION|JMPT|JUMP TRADING, LLC|8205
VRS|VERSO CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|18250
VRS|VERSO CORPORATION|JPMX|J.P. Morgan Securities LLC|134632
VRS|VERSO CORPORATION|JSJX|JANE STREET CAPITAL LLC|4035
VRS|VERSO CORPORATION|KCGM|VIRTU Americas LLC|26503
VRS|VERSO CORPORATION|LEHM|Barclays Capital Inc./Le|151272
VRS|VERSO CORPORATION|LIME|Lime Brokerage LLC|12788
VRS|VERSO CORPORATION|LOOP|Loop Capital Markets LLC|2491
VRS|VERSO CORPORATION|LQNA|LIQUIDNET, INC.|9000
VRS|VERSO CORPORATION|LSCI|Lek Securities Corporation|100
VRS|VERSO CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32650
VRS|VERSO CORPORATION|MOTF|MOTIF INVESTING, INC.|3
VRS|VERSO CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|497270
VRS|VERSO CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|127400
VRS|VERSO CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|29900
VRS|VERSO CORPORATION|NFSC|National Financial Services LLC|94161
VRS|VERSO CORPORATION|NITE|VIRTU Americas LLC|134953
VRS|VERSO CORPORATION|NQRB|Brut, LLC|7646
VRS|VERSO CORPORATION|NTRC|Northern Trust Securities, Inc.|1917
VRS|VERSO CORPORATION|OPCO|Oppenheimer & Co. Inc.|195
VRS|VERSO CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|431
VRS|VERSO CORPORATION|PDQM|CODA MARKETS, INC.|16419
VRS|VERSO CORPORATION|RWPS|R.W. Pressprich & Co., Inc.|100
VRS|VERSO CORPORATION|SAGL|SAGETRADER, LLC|1793
VRS|VERSO CORPORATION|SBSH|Citigroup Global Markets Inc.|29293
VRS|VERSO CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|31079
VRS|VERSO CORPORATION|SPDR|SPEEDROUTE LLC|34304
VRS|VERSO CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|6816
VRS|VERSO CORPORATION|SWIM|TD Ameritrade, Inc.|7598
VRS|VERSO CORPORATION|SWST|Hilltop Securities Inc.|1027
VRS|VERSO CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|1482
VRS|VERSO CORPORATION|TRBT|Tradebot Systems, Inc.|93223
VRS|VERSO CORPORATION|TRCM|TRC MARKETS LLC|22546
VRS|VERSO CORPORATION|TWTT|TASTYWORKS, INC.|456
VRS|VERSO CORPORATION|UBSA|UBS SECURITIES LLC|191550
VRS|VERSO CORPORATION|UBSS|UBS Securities LLC|152468
VRS|VERSO CORPORATION|VALX|VIRTU AMERICAS LLC|4105
VRS|VERSO CORPORATION|VGRD|Vanguard Marketing Corporation|4144
VRS|VERSO CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|1355
VRS|VERSO CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|7990
VRS|VERSO CORPORATION|WEED|Weeden & Co.L.P.|100
VRS|VERSO CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|502
VRS|VERSO CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2
VRS|VERSO CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|1508
VRS|VERSO CORPORATION|XIST|INSTINET, LLC|129400
VRS|VERSO CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|4140
VRS|VERSO CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|410
VRS|VERSO CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|521
VRSK|VERISK ANALYTICS INC|ABLE|NATIXIS Securities Americas LLC|20067
VRSK|VERISK ANALYTICS INC|ALTX|Alternet Securities Inc.|5600
VRSK|VERISK ANALYTICS INC|ANOS|ABEL/NOSER, L.L.C.|692
VRSK|VERISK ANALYTICS INC|APCC|Apex Clearing Corporation|142
VRSK|VERISK ANALYTICS INC|BALE|M&T SECURITIES, INC.|263
VRSK|VERISK ANALYTICS INC|BANK|Primevest Financial Services, Inc.|84
VRSK|VERISK ANALYTICS INC|BARD|Robert W. Baird & Co. Incorporated|1954
VRSK|VERISK ANALYTICS INC|BATM|CBOE TRADING, INC.|3308
VRSK|VERISK ANALYTICS INC|BAYC|BAY CREST PARTNERS, LLC|13106
VRSK|VERISK ANALYTICS INC|BBNT|BB&T SECURITIES, LLC|4384
VRSK|VERISK ANALYTICS INC|BERN|Sanford C. Bernstein & Co., LLC|57862
VRSK|VERISK ANALYTICS INC|BGCE|BGC Financial Inc.|1300
VRSK|VERISK ANALYTICS INC|BIDS|BIDS TRADING L.P.|51400
VRSK|VERISK ANALYTICS INC|BIMI|Banca IMI Securities Corp.|2589
VRSK|VERISK ANALYTICS INC|BKCM|BNY Mellon Capital Markets LLC|431
VRSK|VERISK ANALYTICS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17487
VRSK|VERISK ANALYTICS INC|BMOC|BMO Capital Markets Corp.|45466
VRSK|VERISK ANALYTICS INC|BNPX|BNP PARIBAS SECURITIES CORP.|396291
VRSK|VERISK ANALYTICS INC|BTIG|BTIG, LLC|17934
VRSK|VERISK ANALYTICS INC|BYXM|CBOE TRADING, INC.|2279
VRSK|VERISK ANALYTICS INC|BZYD|GOLDMAN SACHS & CO. LLC|300
VRSK|VERISK ANALYTICS INC|CANT|Cantor Fitzgerald & Co.|289
VRSK|VERISK ANALYTICS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
VRSK|VERISK ANALYTICS INC|CHAS|Charles Schwab & Co., Inc.|3236
VRSK|VERISK ANALYTICS INC|CIBP|CIBC World Markets Corp.|26634
VRSK|VERISK ANALYTICS INC|CICF|Canaccord Genuity Corp.|146
VRSK|VERISK ANALYTICS INC|CIST|Capital Institutional Services, Inc.|405
VRSK|VERISK ANALYTICS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78926
VRSK|VERISK ANALYTICS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
VRSK|VERISK ANALYTICS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|573
VRSK|VERISK ANALYTICS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|257023
VRSK|VERISK ANALYTICS INC|CTDL|Citadel Derivatives Group Llc|16346
VRSK|VERISK ANALYTICS INC|CTLR|CUTLER GROUP, LP|172
VRSK|VERISK ANALYTICS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|17168
VRSK|VERISK ANALYTICS INC|DADA|D.A. Davidson & Co.|153
VRSK|VERISK ANALYTICS INC|DBAB|Deutsche Bank Securities Inc.|676746
VRSK|VERISK ANALYTICS INC|DBAX|Deutsche Bank Securities Inc.|247000
VRSK|VERISK ANALYTICS INC|DEAN|MORGAN STANLEY|4599
VRSK|VERISK ANALYTICS INC|DEGS|RONIN PROFESSIONAL LLC|673
VRSK|VERISK ANALYTICS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13615
VRSK|VERISK ANALYTICS INC|DRWK|DRW SECURITIES, L.L.C.|41297
VRSK|VERISK ANALYTICS INC|EBXL|EBX LLC|148000
VRSK|VERISK ANALYTICS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|21046
VRSK|VERISK ANALYTICS INC|EDJC|Edward Jones / CDS|1788
VRSK|VERISK ANALYTICS INC|EDJO|Edward D. Jones & Co., L.P.|9511
VRSK|VERISK ANALYTICS INC|EGAM|CBOE TRADING, INC.|8981
VRSK|VERISK ANALYTICS INC|EGAW|CBOE TRADING, INC.|18
VRSK|VERISK ANALYTICS INC|EGMT|EG MARKET TECHNOLOGIES LLC|2600
VRSK|VERISK ANALYTICS INC|EGXM|CBOE TRADING, INC.|2331
VRSK|VERISK ANALYTICS INC|EGXW|CBOE TRADING, INC.|128
VRSK|VERISK ANALYTICS INC|ETBE|Electronic Transaction Clearing, Inc.|30943
VRSK|VERISK ANALYTICS INC|ETCC|Electronic Transaction Clearing, Inc.|3192
VRSK|VERISK ANALYTICS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2200
VRSK|VERISK ANALYTICS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27687
VRSK|VERISK ANALYTICS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
VRSK|VERISK ANALYTICS INC|ETRS|E*Trade Securities LLC|4068
VRSK|VERISK ANALYTICS INC|FBCO|Credit Suisse Securities (USA) LLC|664018
VRSK|VERISK ANALYTICS INC|FILL|Tradestation Securities, Inc.|1807
VRSK|VERISK ANALYTICS INC|FMAF|NBCN Inc./ CDS|2824
VRSK|VERISK ANALYTICS INC|FOMA|TD AMERITRADE CLEARING, INC.|17570
VRSK|VERISK ANALYTICS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36271
VRSK|VERISK ANALYTICS INC|FQLS|Quantlab Securities LP|245108
VRSK|VERISK ANALYTICS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99859
VRSK|VERISK ANALYTICS INC|FTBR|Foliofn Investments, Inc.|2246
VRSK|VERISK ANALYTICS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|49964
VRSK|VERISK ANALYTICS INC|GELP|RBC CAPITAL MARKETS, LLC|1075
VRSK|VERISK ANALYTICS INC|GLPX|ACS EXECUTION SERVICES, LLC|15674
VRSK|VERISK ANALYTICS INC|GSCO|GOLDMAN SACHS & CO. LLC|1798657
VRSK|VERISK ANALYTICS INC|GSCS|GOLDMAN SACHS & CO. LLC|15973
VRSK|VERISK ANALYTICS INC|GSLT|GOLDMAN SACHS & CO. LLC|2001
VRSK|VERISK ANALYTICS INC|GTSZ|GTS SECURITIES LLC|251954
VRSK|VERISK ANALYTICS INC|HPPX|POTAMUS TRADING, LLC|39
VRSK|VERISK ANALYTICS INC|HRBF|American Enterprise Investment Services Inc.|2581
VRSK|VERISK ANALYTICS INC|HSBC|HSBC Securities, Inc.|66319
VRSK|VERISK ANALYTICS INC|IATS|INTERACTIVE BROKERS LLC|2014
VRSK|VERISK ANALYTICS INC|IBKR|Interactive Brokers Llc|48619
VRSK|VERISK ANALYTICS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|352
VRSK|VERISK ANALYTICS INC|ICBX|INSTINET, LLC|47025
VRSK|VERISK ANALYTICS INC|IEQY|CITADEL SECURITIES LLC|220157
VRSK|VERISK ANALYTICS INC|INCA|INSTINET, LLC|650848
VRSK|VERISK ANALYTICS INC|INJX|INSTINET, LLC|29059
VRSK|VERISK ANALYTICS INC|ITGI|ITG Inc.|28782
VRSK|VERISK ANALYTICS INC|ITGP|ITG INC.|293800
VRSK|VERISK ANALYTICS INC|JANY|Janney Montgomery Scott Inc.|139
VRSK|VERISK ANALYTICS INC|JEFF|JEFFERIES LLC|97088
VRSK|VERISK ANALYTICS INC|JMPT|JUMP TRADING, LLC|71002
VRSK|VERISK ANALYTICS INC|JONE|JonesTrading|179
VRSK|VERISK ANALYTICS INC|JPBX|J.P. MORGAN SECURITIES LLC|21354
VRSK|VERISK ANALYTICS INC|JPMX|J.P. Morgan Securities LLC|306457
VRSK|VERISK ANALYTICS INC|JSJX|JANE STREET CAPITAL LLC|7692
VRSK|VERISK ANALYTICS INC|KCGM|VIRTU Americas LLC|31515
VRSK|VERISK ANALYTICS INC|LEHM|Barclays Capital Inc./Le|1033344
VRSK|VERISK ANALYTICS INC|LIME|Lime Brokerage LLC|165527
VRSK|VERISK ANALYTICS INC|LOOP|Loop Capital Markets LLC|5800
VRSK|VERISK ANALYTICS INC|LQNA|LIQUIDNET, INC.|32800
VRSK|VERISK ANALYTICS INC|LSCI|Lek Securities Corporation|652
VRSK|VERISK ANALYTICS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
VRSK|VERISK ANALYTICS INC|MACQ|Macquarie Capital (USA) Inc.|800
VRSK|VERISK ANALYTICS INC|MAXM|Maxim Group LLC|4362
VRSK|VERISK ANALYTICS INC|MCMF|Raymond James Ltd. Cds|1644
VRSK|VERISK ANALYTICS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80088
VRSK|VERISK ANALYTICS INC|MOTF|MOTIF INVESTING, INC.|6
VRSK|VERISK ANALYTICS INC|MSCO|MORGAN STANLEY & CO. LLC|2659527
VRSK|VERISK ANALYTICS INC|MSPL|MORGAN STANLEY & CO. LLC|169300
VRSK|VERISK ANALYTICS INC|MSTX|MORGAN STANLEY & CO. LLC|91700
VRSK|VERISK ANALYTICS INC|NEUB|NEUBERGER BERMAN BD LLC|1557
VRSK|VERISK ANALYTICS INC|NFSC|National Financial Services LLC|73132
VRSK|VERISK ANALYTICS INC|NITE|VIRTU Americas LLC|230227
VRSK|VERISK ANALYTICS INC|NITP|VIRTU Americas LLC|2206
VRSK|VERISK ANALYTICS INC|NQRB|Brut, LLC|6086
VRSK|VERISK ANALYTICS INC|NTRC|Northern Trust Securities, Inc.|3002
VRSK|VERISK ANALYTICS INC|OLDM|OLD MISSION CAPITAL, LLC|11900
VRSK|VERISK ANALYTICS INC|OPCO|Oppenheimer & Co. Inc.|10619
VRSK|VERISK ANALYTICS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2847
VRSK|VERISK ANALYTICS INC|PDQM|CODA MARKETS, INC.|110008
VRSK|VERISK ANALYTICS INC|PICT|Pictet Overseas Inc.|526
VRSK|VERISK ANALYTICS INC|PIPR|Piper Jaffray & Co.|5165
VRSK|VERISK ANALYTICS INC|PWJC|UBS Financial Services, Inc.|40
VRSK|VERISK ANALYTICS INC|RAJA|Raymond James & Associates, Inc.|7457
VRSK|VERISK ANALYTICS INC|RBCM|RBC CAPITAL MARKETS, LLC|10551
VRSK|VERISK ANALYTICS INC|RSSE|RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC|44200
VRSK|VERISK ANALYTICS INC|SAGL|SAGETRADER, LLC|6430
VRSK|VERISK ANALYTICS INC|SAGW|SAGETRADER, LLC|860
VRSK|VERISK ANALYTICS INC|SALI|INTL FCSTONE FINANCIAL INC.|74
VRSK|VERISK ANALYTICS INC|SBSH|Citigroup Global Markets Inc.|508613
VRSK|VERISK ANALYTICS INC|SEIC|SEI Investments Distribution Co.|100
VRSK|VERISK ANALYTICS INC|SGMT|GOLDMAN SACHS & CO. LLC|98936
VRSK|VERISK ANALYTICS INC|SPDR|SPEEDROUTE LLC|14219
VRSK|VERISK ANALYTICS INC|SPHN|Stephens Inc.|720
VRSK|VERISK ANALYTICS INC|STFL|Stifel, Nicolaus & Company, Incorporated|52963
VRSK|VERISK ANALYTICS INC|SWIM|TD Ameritrade, Inc.|1058
VRSK|VERISK ANALYTICS INC|SWST|Hilltop Securities Inc.|737
VRSK|VERISK ANALYTICS INC|TKNG|ALLY INVEST SECURITIES LLC|46
VRSK|VERISK ANALYTICS INC|TONC|CUTTONE & CO., LLC|1110
VRSK|VERISK ANALYTICS INC|TRBT|Tradebot Systems, Inc.|237937
VRSK|VERISK ANALYTICS INC|TRCM|TRC MARKETS LLC|135881
VRSK|VERISK ANALYTICS INC|TTUC|CUTTONE & CO., INC.|388
VRSK|VERISK ANALYTICS INC|TWTT|TASTYWORKS, INC.|100
VRSK|VERISK ANALYTICS INC|UBSA|UBS SECURITIES LLC|481124
VRSK|VERISK ANALYTICS INC|UBSS|UBS Securities LLC|1227157
VRSK|VERISK ANALYTICS INC|VALX|VIRTU AMERICAS LLC|13423
VRSK|VERISK ANALYTICS INC|VGRD|Vanguard Marketing Corporation|895
VRSK|VERISK ANALYTICS INC|WABR|Wall Street Access|2146
VRSK|VERISK ANALYTICS INC|WBET|Wallachbeth Capital LLC|425
VRSK|VERISK ANALYTICS INC|WBLR|WILLIAM BLAIR|4433
VRSK|VERISK ANALYTICS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1948
VRSK|VERISK ANALYTICS INC|WCHV|WELLS FARGO SECURITIES, LLC|227069
VRSK|VERISK ANALYTICS INC|WDNX|WEEDEN & CO.L.P.|14152
VRSK|VERISK ANALYTICS INC|WEDB|WEDBUSH SECURITIES INC.|220
VRSK|VERISK ANALYTICS INC|WEED|Weeden & Co.L.P.|2360
VRSK|VERISK ANALYTICS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18539
VRSK|VERISK ANALYTICS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12194
VRSK|VERISK ANALYTICS INC|WGIF|CIBC World Markets Inc.|572
VRSK|VERISK ANALYTICS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|338
VRSK|VERISK ANALYTICS INC|WORD|Worden Capital Management LLC|27
VRSK|VERISK ANALYTICS INC|WSAG|WALL STREET ACCESS|700
VRSK|VERISK ANALYTICS INC|WSEA|WOLVERINE SECURITIES, LLC|673
VRSK|VERISK ANALYTICS INC|XIST|INSTINET, LLC|16678
VRSK|VERISK ANALYTICS INC|XPQR|Jump Trading|200
VRSK|VERISK ANALYTICS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|18458
VRSK|VERISK ANALYTICS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|7311
VRSK|VERISK ANALYTICS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2188
VRSN|VERISIGN, INC.|ABLE|NATIXIS Securities Americas LLC|228467
VRSN|VERISIGN, INC.|ADAM|CANACCORD GENUITY INC.|400
VRSN|VERISIGN, INC.|ALTX|Alternet Securities Inc.|6532
VRSN|VERISIGN, INC.|APCC|Apex Clearing Corporation|134
VRSN|VERISIGN, INC.|AQUA|AQUA SECURITIES L.P.|11000
VRSN|VERISIGN, INC.|BARD|Robert W. Baird & Co. Incorporated|1913
VRSN|VERISIGN, INC.|BATM|CBOE TRADING, INC.|4148
VRSN|VERISIGN, INC.|BAYC|BAY CREST PARTNERS, LLC|14749
VRSN|VERISIGN, INC.|BBNT|BB&T SECURITIES, LLC|614
VRSN|VERISIGN, INC.|BERN|Sanford C. Bernstein & Co., LLC|147283
VRSN|VERISIGN, INC.|BIMI|Banca IMI Securities Corp.|286
VRSN|VERISIGN, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11740
VRSN|VERISIGN, INC.|BLKX|INSTINET, LLC|10000
VRSN|VERISIGN, INC.|BMOC|BMO Capital Markets Corp.|19376
VRSN|VERISIGN, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|67617
VRSN|VERISIGN, INC.|BTIG|BTIG, LLC|51107
VRSN|VERISIGN, INC.|BYXM|CBOE TRADING, INC.|9993
VRSN|VERISIGN, INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
VRSN|VERISIGN, INC.|CABR|Cabrera Capital Markets, Inc.|13
VRSN|VERISIGN, INC.|CANT|Cantor Fitzgerald & Co.|3310
VRSN|VERISIGN, INC.|CHAS|Charles Schwab & Co., Inc.|105
VRSN|VERISIGN, INC.|CIBP|CIBC World Markets Corp.|4082
VRSN|VERISIGN, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|37100
VRSN|VERISIGN, INC.|CIST|Capital Institutional Services, Inc.|108
VRSN|VERISIGN, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|86810
VRSN|VERISIGN, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1145
VRSN|VERISIGN, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|804
VRSN|VERISIGN, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|317393
VRSN|VERISIGN, INC.|CTDL|Citadel Derivatives Group Llc|65619
VRSN|VERISIGN, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13206
VRSN|VERISIGN, INC.|DADA|D.A. Davidson & Co.|22
VRSN|VERISIGN, INC.|DBAB|Deutsche Bank Securities Inc.|831207
VRSN|VERISIGN, INC.|DBAX|Deutsche Bank Securities Inc.|323600
VRSN|VERISIGN, INC.|DBUL|Deutsche Bank Securities Inc.|11919
VRSN|VERISIGN, INC.|DCHF|Dart Executions, LLC|2481
VRSN|VERISIGN, INC.|DEAN|MORGAN STANLEY|834
VRSN|VERISIGN, INC.|DEGS|RONIN PROFESSIONAL LLC|100
VRSN|VERISIGN, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7424
VRSN|VERISIGN, INC.|DRWC|DRW SECURITIES, L.L.C.|200
VRSN|VERISIGN, INC.|DRWK|DRW SECURITIES, L.L.C.|57614
VRSN|VERISIGN, INC.|EBXL|EBX LLC|160000
VRSN|VERISIGN, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4054
VRSN|VERISIGN, INC.|EDJO|Edward D. Jones & Co., L.P.|401
VRSN|VERISIGN, INC.|EGAM|CBOE TRADING, INC.|20170
VRSN|VERISIGN, INC.|EGAW|CBOE TRADING, INC.|67
VRSN|VERISIGN, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|949
VRSN|VERISIGN, INC.|EGXM|CBOE TRADING, INC.|1480
VRSN|VERISIGN, INC.|EGXW|CBOE TRADING, INC.|100
VRSN|VERISIGN, INC.|ESPO|ESPOSITO SECURITIES, LLC|6625
VRSN|VERISIGN, INC.|ETBE|Electronic Transaction Clearing, Inc.|71265
VRSN|VERISIGN, INC.|ETCC|Electronic Transaction Clearing, Inc.|1706
VRSN|VERISIGN, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1676
VRSN|VERISIGN, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41416
VRSN|VERISIGN, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
VRSN|VERISIGN, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|104903
VRSN|VERISIGN, INC.|ETRS|E*Trade Securities LLC|48585
VRSN|VERISIGN, INC.|FBCO|Credit Suisse Securities (USA) LLC|673732
VRSN|VERISIGN, INC.|FILL|Tradestation Securities, Inc.|2052
VRSN|VERISIGN, INC.|FMAF|NBCN Inc./ CDS|375
VRSN|VERISIGN, INC.|FOMA|TD AMERITRADE CLEARING, INC.|36077
VRSN|VERISIGN, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35728
VRSN|VERISIGN, INC.|FQLS|Quantlab Securities LP|432073
VRSN|VERISIGN, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|150205
VRSN|VERISIGN, INC.|FTBR|Foliofn Investments, Inc.|7664
VRSN|VERISIGN, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|29225
VRSN|VERISIGN, INC.|GELP|RBC CAPITAL MARKETS, LLC|659
VRSN|VERISIGN, INC.|GHCC|Gordon, Haskett Capital Corporation|100
VRSN|VERISIGN, INC.|GLPX|ACS EXECUTION SERVICES, LLC|104096
VRSN|VERISIGN, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2050619
VRSN|VERISIGN, INC.|GSCS|GOLDMAN SACHS & CO. LLC|66793
VRSN|VERISIGN, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4435
VRSN|VERISIGN, INC.|GTSZ|GTS SECURITIES LLC|152763
VRSN|VERISIGN, INC.|HASF|Haywood Securities Inc./CDS|350
VRSN|VERISIGN, INC.|HRBF|American Enterprise Investment Services Inc.|347
VRSN|VERISIGN, INC.|HSBC|HSBC Securities, Inc.|19430
VRSN|VERISIGN, INC.|IATS|INTERACTIVE BROKERS LLC|4061
VRSN|VERISIGN, INC.|IBKR|Interactive Brokers Llc|88543
VRSN|VERISIGN, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|822
VRSN|VERISIGN, INC.|ICBX|INSTINET, LLC|27500
VRSN|VERISIGN, INC.|IEQY|CITADEL SECURITIES LLC|216106
VRSN|VERISIGN, INC.|INCA|INSTINET, LLC|786947
VRSN|VERISIGN, INC.|INJX|INSTINET, LLC|21081
VRSN|VERISIGN, INC.|INTL|INTL FCSTONE FINANCIAL INC.|15
VRSN|VERISIGN, INC.|ITGI|ITG Inc.|1617569
VRSN|VERISIGN, INC.|ITGP|ITG INC.|88800
VRSN|VERISIGN, INC.|JANY|Janney Montgomery Scott Inc.|902
VRSN|VERISIGN, INC.|JEFF|JEFFERIES LLC|200687
VRSN|VERISIGN, INC.|JMPT|JUMP TRADING, LLC|44473
VRSN|VERISIGN, INC.|JPBX|J.P. MORGAN SECURITIES LLC|104186
VRSN|VERISIGN, INC.|JPMX|J.P. Morgan Securities LLC|274015
VRSN|VERISIGN, INC.|JSJX|JANE STREET CAPITAL LLC|13764
VRSN|VERISIGN, INC.|KCGM|VIRTU Americas LLC|27150
VRSN|VERISIGN, INC.|LEER|LEERINK PARTNERS LLC|430
VRSN|VERISIGN, INC.|LEHM|Barclays Capital Inc./Le|1252600
VRSN|VERISIGN, INC.|LIME|Lime Brokerage LLC|152653
VRSN|VERISIGN, INC.|LIWD|LIME BROKERAGE LLC|8
VRSN|VERISIGN, INC.|LMGP|LIME BROKERAGE LLC|6641
VRSN|VERISIGN, INC.|LOOP|Loop Capital Markets LLC|4735
VRSN|VERISIGN, INC.|LQNA|LIQUIDNET, INC.|14500
VRSN|VERISIGN, INC.|LSCI|Lek Securities Corporation|301
VRSN|VERISIGN, INC.|MACC|Mid Atlantic Capital Corporation|30
VRSN|VERISIGN, INC.|MAXM|Maxim Group LLC|63
VRSN|VERISIGN, INC.|MBTS|ALLY INVEST SECURITIES LLC|20
VRSN|VERISIGN, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34276
VRSN|VERISIGN, INC.|MOTF|MOTIF INVESTING, INC.|10
VRSN|VERISIGN, INC.|MSCO|MORGAN STANLEY & CO. LLC|3862169
VRSN|VERISIGN, INC.|MSPL|MORGAN STANLEY & CO. LLC|161300
VRSN|VERISIGN, INC.|MSTX|MORGAN STANLEY & CO. LLC|216800
VRSN|VERISIGN, INC.|NFSC|National Financial Services LLC|83579
VRSN|VERISIGN, INC.|NITE|VIRTU Americas LLC|193039
VRSN|VERISIGN, INC.|NITP|VIRTU Americas LLC|13891
VRSN|VERISIGN, INC.|NQRB|Brut, LLC|13310
VRSN|VERISIGN, INC.|NTRC|Northern Trust Securities, Inc.|2752
VRSN|VERISIGN, INC.|OHOS|TWO SIGMA SECURITIES, LLC|32567
VRSN|VERISIGN, INC.|OPCO|Oppenheimer & Co. Inc.|552
VRSN|VERISIGN, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7421
VRSN|VERISIGN, INC.|PDQM|CODA MARKETS, INC.|293701
VRSN|VERISIGN, INC.|PHLY|NASDAQ Execution Services, LLC|2200
VRSN|VERISIGN, INC.|PICT|Pictet Overseas Inc.|200
VRSN|VERISIGN, INC.|PIPR|Piper Jaffray & Co.|4085
VRSN|VERISIGN, INC.|PWJC|UBS Financial Services, Inc.|10750
VRSN|VERISIGN, INC.|QMSR|QUATTRO M SECURITIES INC.|11637
VRSN|VERISIGN, INC.|RAJA|Raymond James & Associates, Inc.|396
VRSN|VERISIGN, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1577
VRSN|VERISIGN, INC.|RGLD|Regal Securities, Inc|1
VRSN|VERISIGN, INC.|SAGL|SAGETRADER, LLC|54958
VRSN|VERISIGN, INC.|SAGW|SAGETRADER, LLC|1207
VRSN|VERISIGN, INC.|SBSH|Citigroup Global Markets Inc.|748927
VRSN|VERISIGN, INC.|SEIC|SEI Investments Distribution Co.|100
VRSN|VERISIGN, INC.|SGMT|GOLDMAN SACHS & CO. LLC|67452
VRSN|VERISIGN, INC.|SJLS|TRADE INFORMATICS LLC|100
VRSN|VERISIGN, INC.|SPDR|SPEEDROUTE LLC|17835
VRSN|VERISIGN, INC.|SPHN|Stephens Inc.|1117
VRSN|VERISIGN, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1557
VRSN|VERISIGN, INC.|STKP|STOCKPILE INVESTMENTS, INC.|8
VRSN|VERISIGN, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|260
VRSN|VERISIGN, INC.|SWIM|TD Ameritrade, Inc.|19535
VRSN|VERISIGN, INC.|SWST|Hilltop Securities Inc.|860
VRSN|VERISIGN, INC.|TAGC|TELSEY ADVISORY GROUP LLC|349
VRSN|VERISIGN, INC.|TKNG|ALLY INVEST SECURITIES LLC|1271
VRSN|VERISIGN, INC.|TONC|CUTTONE & CO., LLC|1404
VRSN|VERISIGN, INC.|TRBT|Tradebot Systems, Inc.|323250
VRSN|VERISIGN, INC.|TRCM|TRC MARKETS LLC|215875
VRSN|VERISIGN, INC.|UBSA|UBS SECURITIES LLC|477552
VRSN|VERISIGN, INC.|UBSS|UBS Securities LLC|2867985
VRSN|VERISIGN, INC.|VALX|VIRTU AMERICAS LLC|9863
VRSN|VERISIGN, INC.|VGRD|Vanguard Marketing Corporation|2916
VRSN|VERISIGN, INC.|VSIN|Vision Financial Markets Llc|10
VRSN|VERISIGN, INC.|WABR|Wall Street Access|200
VRSN|VERISIGN, INC.|WBET|Wallachbeth Capital LLC|667
VRSN|VERISIGN, INC.|WBLR|WILLIAM BLAIR|5
VRSN|VERISIGN, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|2400
VRSN|VERISIGN, INC.|WCHV|WELLS FARGO SECURITIES, LLC|127374
VRSN|VERISIGN, INC.|WDNX|WEEDEN & CO.L.P.|1238
VRSN|VERISIGN, INC.|WEDB|WEDBUSH SECURITIES INC.|34
VRSN|VERISIGN, INC.|WEED|Weeden & Co.L.P.|2097
VRSN|VERISIGN, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21267
VRSN|VERISIGN, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27413
VRSN|VERISIGN, INC.|WGIF|CIBC World Markets Inc.|50
VRSN|VERISIGN, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|62
VRSN|VERISIGN, INC.|WSAG|WALL STREET ACCESS|612
VRSN|VERISIGN, INC.|WSEA|WOLVERINE SECURITIES, LLC|2617
VRSN|VERISIGN, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|20
VRSN|VERISIGN, INC.|XIST|INSTINET, LLC|60118
VRSN|VERISIGN, INC.|XPQR|Jump Trading|138
VRSN|VERISIGN, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|13990
VRSN|VERISIGN, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|24187
VRSN|VERISIGN, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1028
VRTS|VIRTUS INV PRTS|ALTX|Alternet Securities Inc.|1600
VRTS|VIRTUS INV PRTS|APCC|Apex Clearing Corporation|844
VRTS|VIRTUS INV PRTS|BATM|CBOE TRADING, INC.|1299
VRTS|VIRTUS INV PRTS|BBNT|BB&T SECURITIES, LLC|31
VRTS|VIRTUS INV PRTS|BERN|Sanford C. Bernstein & Co., LLC|267
VRTS|VIRTUS INV PRTS|BIDS|BIDS TRADING L.P.|3000
VRTS|VIRTUS INV PRTS|BMOC|BMO Capital Markets Corp.|1102
VRTS|VIRTUS INV PRTS|BNPX|BNP PARIBAS SECURITIES CORP.|1466
VRTS|VIRTUS INV PRTS|BTIG|BTIG, LLC|1399
VRTS|VIRTUS INV PRTS|BYXM|CBOE TRADING, INC.|102
VRTS|VIRTUS INV PRTS|BZYD|GOLDMAN SACHS & CO. LLC|122
VRTS|VIRTUS INV PRTS|CANT|Cantor Fitzgerald & Co.|83
VRTS|VIRTUS INV PRTS|CHAS|Charles Schwab & Co., Inc.|2
VRTS|VIRTUS INV PRTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15212
VRTS|VIRTUS INV PRTS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39101
VRTS|VIRTUS INV PRTS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32571
VRTS|VIRTUS INV PRTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37831
VRTS|VIRTUS INV PRTS|CTDL|Citadel Derivatives Group Llc|460
VRTS|VIRTUS INV PRTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3804
VRTS|VIRTUS INV PRTS|DBAB|Deutsche Bank Securities Inc.|32548
VRTS|VIRTUS INV PRTS|DBAX|Deutsche Bank Securities Inc.|32900
VRTS|VIRTUS INV PRTS|DBUL|Deutsche Bank Securities Inc.|1
VRTS|VIRTUS INV PRTS|DEAN|MORGAN STANLEY|97
VRTS|VIRTUS INV PRTS|DEGS|RONIN PROFESSIONAL LLC|1900
VRTS|VIRTUS INV PRTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5429
VRTS|VIRTUS INV PRTS|EBXL|EBX LLC|15200
VRTS|VIRTUS INV PRTS|EDJO|Edward D. Jones & Co., L.P.|5
VRTS|VIRTUS INV PRTS|EGAM|CBOE TRADING, INC.|220
VRTS|VIRTUS INV PRTS|EGXM|CBOE TRADING, INC.|700
VRTS|VIRTUS INV PRTS|EGXW|CBOE TRADING, INC.|100
VRTS|VIRTUS INV PRTS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2
VRTS|VIRTUS INV PRTS|ETCC|Electronic Transaction Clearing, Inc.|14585
VRTS|VIRTUS INV PRTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2270
VRTS|VIRTUS INV PRTS|FBCO|Credit Suisse Securities (USA) LLC|48498
VRTS|VIRTUS INV PRTS|FMAF|NBCN Inc./ CDS|250
VRTS|VIRTUS INV PRTS|FOMA|TD AMERITRADE CLEARING, INC.|643
VRTS|VIRTUS INV PRTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
VRTS|VIRTUS INV PRTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11202
VRTS|VIRTUS INV PRTS|FTBR|Foliofn Investments, Inc.|420
VRTS|VIRTUS INV PRTS|GEBB|GLOBAL EXECUTION BROKERS, LP|1888
VRTS|VIRTUS INV PRTS|GLPX|ACS EXECUTION SERVICES, LLC|10168
VRTS|VIRTUS INV PRTS|GSCO|GOLDMAN SACHS & CO. LLC|37907
VRTS|VIRTUS INV PRTS|GSCS|GOLDMAN SACHS & CO. LLC|2839
VRTS|VIRTUS INV PRTS|GSLT|GOLDMAN SACHS & CO. LLC|95
VRTS|VIRTUS INV PRTS|GTSZ|GTS SECURITIES LLC|4525
VRTS|VIRTUS INV PRTS|GUGS|Guggenheim Securities, LLC|3000
VRTS|VIRTUS INV PRTS|IATS|INTERACTIVE BROKERS LLC|7184
VRTS|VIRTUS INV PRTS|IBKR|Interactive Brokers Llc|20363
VRTS|VIRTUS INV PRTS|ICBX|INSTINET, LLC|3900
VRTS|VIRTUS INV PRTS|IEQY|CITADEL SECURITIES LLC|7446
VRTS|VIRTUS INV PRTS|INCA|INSTINET, LLC|48980
VRTS|VIRTUS INV PRTS|INJX|INSTINET, LLC|4284
VRTS|VIRTUS INV PRTS|ITGI|ITG Inc.|5030
VRTS|VIRTUS INV PRTS|ITGP|ITG INC.|17600
VRTS|VIRTUS INV PRTS|JEFF|JEFFERIES LLC|24414
VRTS|VIRTUS INV PRTS|JPBX|J.P. MORGAN SECURITIES LLC|13892
VRTS|VIRTUS INV PRTS|JPMX|J.P. Morgan Securities LLC|104054
VRTS|VIRTUS INV PRTS|JSJX|JANE STREET CAPITAL LLC|468
VRTS|VIRTUS INV PRTS|KBWI|Keefe, Bruyette & Woods, Inc.|7130
VRTS|VIRTUS INV PRTS|KCGM|VIRTU Americas LLC|5085
VRTS|VIRTUS INV PRTS|LEHM|Barclays Capital Inc./Le|46846
VRTS|VIRTUS INV PRTS|LIME|Lime Brokerage LLC|20246
VRTS|VIRTUS INV PRTS|MAXM|Maxim Group LLC|644
VRTS|VIRTUS INV PRTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13400
VRTS|VIRTUS INV PRTS|MSCO|MORGAN STANLEY & CO. LLC|105954
VRTS|VIRTUS INV PRTS|MSPL|MORGAN STANLEY & CO. LLC|23400
VRTS|VIRTUS INV PRTS|MSTX|MORGAN STANLEY & CO. LLC|200
VRTS|VIRTUS INV PRTS|MUFG|MUFG SECURITIES AMERICAS INC.|103600
VRTS|VIRTUS INV PRTS|NFSC|National Financial Services LLC|3361
VRTS|VIRTUS INV PRTS|NITE|VIRTU Americas LLC|30768
VRTS|VIRTUS INV PRTS|NITP|VIRTU Americas LLC|700
VRTS|VIRTUS INV PRTS|NQRB|Brut, LLC|356
VRTS|VIRTUS INV PRTS|NTRC|Northern Trust Securities, Inc.|311
VRTS|VIRTUS INV PRTS|OPCO|Oppenheimer & Co. Inc.|539
VRTS|VIRTUS INV PRTS|OTAA|OTA LLC|400
VRTS|VIRTUS INV PRTS|PDQM|CODA MARKETS, INC.|28419
VRTS|VIRTUS INV PRTS|RAJA|Raymond James & Associates, Inc.|888
VRTS|VIRTUS INV PRTS|RBCM|RBC CAPITAL MARKETS, LLC|19
VRTS|VIRTUS INV PRTS|SBSH|Citigroup Global Markets Inc.|16762
VRTS|VIRTUS INV PRTS|SGMT|GOLDMAN SACHS & CO. LLC|7932
VRTS|VIRTUS INV PRTS|SPDR|SPEEDROUTE LLC|2506
VRTS|VIRTUS INV PRTS|SWIM|TD Ameritrade, Inc.|1762
VRTS|VIRTUS INV PRTS|SWST|Hilltop Securities Inc.|130
VRTS|VIRTUS INV PRTS|TRBT|Tradebot Systems, Inc.|3494
VRTS|VIRTUS INV PRTS|TRCM|TRC MARKETS LLC|22001
VRTS|VIRTUS INV PRTS|UBSS|UBS Securities LLC|84563
VRTS|VIRTUS INV PRTS|VALX|VIRTU AMERICAS LLC|4428
VRTS|VIRTUS INV PRTS|VGRD|Vanguard Marketing Corporation|46
VRTS|VIRTUS INV PRTS|WCHV|WELLS FARGO SECURITIES, LLC|44064
VRTS|VIRTUS INV PRTS|WEED|Weeden & Co.L.P.|200
VRTS|VIRTUS INV PRTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3335
VRTS|VIRTUS INV PRTS|WSEA|WOLVERINE SECURITIES, LLC|2260
VRTS|VIRTUS INV PRTS|XIST|INSTINET, LLC|4800
VRTS|VIRTUS INV PRTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4400
VRTS|VIRTUS INV PRTS|YKNA|COMHAR CAPITAL MARKETS, LLC|608
VRTS|VIRTUS INV PRTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27
VRTSP|VIRTUS INVEST PREF D|BATM|CBOE TRADING, INC.|125
VRTSP|VIRTUS INVEST PREF D|CPET|CLEARPOOL EXECUTION SERVICES, LLC|280
VRTSP|VIRTUS INVEST PREF D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|103
VRTSP|VIRTUS INVEST PREF D|FBCO|Credit Suisse Securities (USA) LLC|115
VRTSP|VIRTUS INVEST PREF D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
VRTSP|VIRTUS INVEST PREF D|GLPX|ACS EXECUTION SERVICES, LLC|100
VRTSP|VIRTUS INVEST PREF D|GSCS|GOLDMAN SACHS & CO. LLC|200
VRTSP|VIRTUS INVEST PREF D|HRBF|American Enterprise Investment Services Inc.|200
VRTSP|VIRTUS INVEST PREF D|IBKR|Interactive Brokers Llc|136
VRTSP|VIRTUS INVEST PREF D|ITGI|ITG Inc.|200
VRTSP|VIRTUS INVEST PREF D|JANY|Janney Montgomery Scott Inc.|100
VRTSP|VIRTUS INVEST PREF D|LIME|Lime Brokerage LLC|895
VRTSP|VIRTUS INVEST PREF D|MSCO|MORGAN STANLEY & CO. LLC|4343
VRTSP|VIRTUS INVEST PREF D|MUFG|MUFG SECURITIES AMERICAS INC.|170000
VRTSP|VIRTUS INVEST PREF D|NFSC|National Financial Services LLC|1500
VRTSP|VIRTUS INVEST PREF D|NITE|VIRTU Americas LLC|3263
VRTSP|VIRTUS INVEST PREF D|PDQM|CODA MARKETS, INC.|200
VRTSP|VIRTUS INVEST PREF D|RAJA|Raymond James & Associates, Inc.|260
VRTSP|VIRTUS INVEST PREF D|SBSH|Citigroup Global Markets Inc.|360
VRTSP|VIRTUS INVEST PREF D|SGMT|GOLDMAN SACHS & CO. LLC|200
VRTSP|VIRTUS INVEST PREF D|UBSA|UBS SECURITIES LLC|402
VRTSP|VIRTUS INVEST PREF D|UBSS|UBS Securities LLC|1510
VRTSP|VIRTUS INVEST PREF D|WCHV|WELLS FARGO SECURITIES, LLC|56101
VRTSP|VIRTUS INVEST PREF D|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11180
VRTSP|VIRTUS INVEST PREF D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|115
VRTU|VIRTUSA CORPORATION|ALTX|Alternet Securities Inc.|2320
VRTU|VIRTUSA CORPORATION|ANOS|ABEL/NOSER, L.L.C.|60
VRTU|VIRTUSA CORPORATION|APCC|Apex Clearing Corporation|31
VRTU|VIRTUSA CORPORATION|BATM|CBOE TRADING, INC.|559
VRTU|VIRTUSA CORPORATION|BAYT|BTIG, LLC|4400
VRTU|VIRTUSA CORPORATION|BBNT|BB&T SECURITIES, LLC|25
VRTU|VIRTUSA CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|1240
VRTU|VIRTUSA CORPORATION|BIMI|Banca IMI Securities Corp.|160
VRTU|VIRTUSA CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1536
VRTU|VIRTUSA CORPORATION|BMOC|BMO Capital Markets Corp.|4400
VRTU|VIRTUSA CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|4854
VRTU|VIRTUSA CORPORATION|BRVL|BLAYLOCK VAN, LLC|100
VRTU|VIRTUSA CORPORATION|BTIG|BTIG, LLC|10794
VRTU|VIRTUSA CORPORATION|BYXM|CBOE TRADING, INC.|407
VRTU|VIRTUSA CORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|2600
VRTU|VIRTUSA CORPORATION|CANT|Cantor Fitzgerald & Co.|130
VRTU|VIRTUSA CORPORATION|CHAS|Charles Schwab & Co., Inc.|1016
VRTU|VIRTUSA CORPORATION|CIST|Capital Institutional Services, Inc.|298
VRTU|VIRTUSA CORPORATION|COWR|Cowen and Company, LLC|435
VRTU|VIRTUSA CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24665
VRTU|VIRTUSA CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9309
VRTU|VIRTUSA CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|102
VRTU|VIRTUSA CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|86380
VRTU|VIRTUSA CORPORATION|CTDL|Citadel Derivatives Group Llc|2315
VRTU|VIRTUSA CORPORATION|CTLR|CUTLER GROUP, LP|673
VRTU|VIRTUSA CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|13818
VRTU|VIRTUSA CORPORATION|DADA|D.A. Davidson & Co.|160
VRTU|VIRTUSA CORPORATION|DBAB|Deutsche Bank Securities Inc.|164907
VRTU|VIRTUSA CORPORATION|DBAX|Deutsche Bank Securities Inc.|41300
VRTU|VIRTUSA CORPORATION|DBUL|Deutsche Bank Securities Inc.|500
VRTU|VIRTUSA CORPORATION|DEAN|MORGAN STANLEY|11927
VRTU|VIRTUSA CORPORATION|DEGS|RONIN PROFESSIONAL LLC|6123
VRTU|VIRTUSA CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|623
VRTU|VIRTUSA CORPORATION|EBXL|EBX LLC|49700
VRTU|VIRTUSA CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|439
VRTU|VIRTUSA CORPORATION|EGAM|CBOE TRADING, INC.|2175
VRTU|VIRTUSA CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|900
VRTU|VIRTUSA CORPORATION|EGXM|CBOE TRADING, INC.|826
VRTU|VIRTUSA CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|3771
VRTU|VIRTUSA CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|47
VRTU|VIRTUSA CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|602
VRTU|VIRTUSA CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14183
VRTU|VIRTUSA CORPORATION|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
VRTU|VIRTUSA CORPORATION|ETRS|E*Trade Securities LLC|35921
VRTU|VIRTUSA CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|202239
VRTU|VIRTUSA CORPORATION|FILL|Tradestation Securities, Inc.|200
VRTU|VIRTUSA CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|104125
VRTU|VIRTUSA CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1305
VRTU|VIRTUSA CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62381
VRTU|VIRTUSA CORPORATION|FTBR|Foliofn Investments, Inc.|393
VRTU|VIRTUSA CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|9298
VRTU|VIRTUSA CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|10485
VRTU|VIRTUSA CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|374677
VRTU|VIRTUSA CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|5128
VRTU|VIRTUSA CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|1449
VRTU|VIRTUSA CORPORATION|GTSZ|GTS SECURITIES LLC|12088
VRTU|VIRTUSA CORPORATION|HSBC|HSBC Securities, Inc.|50
VRTU|VIRTUSA CORPORATION|IATS|INTERACTIVE BROKERS LLC|1185
VRTU|VIRTUSA CORPORATION|IBKR|Interactive Brokers Llc|17840
VRTU|VIRTUSA CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1468
VRTU|VIRTUSA CORPORATION|ICBX|INSTINET, LLC|3200
VRTU|VIRTUSA CORPORATION|IEQY|CITADEL SECURITIES LLC|30121
VRTU|VIRTUSA CORPORATION|INCA|INSTINET, LLC|150501
VRTU|VIRTUSA CORPORATION|INJX|INSTINET, LLC|52790
VRTU|VIRTUSA CORPORATION|ITGI|ITG Inc.|12602
VRTU|VIRTUSA CORPORATION|ITGP|ITG INC.|32000
VRTU|VIRTUSA CORPORATION|JEFF|JEFFERIES LLC|75883
VRTU|VIRTUSA CORPORATION|JMPT|JUMP TRADING, LLC|14989
VRTU|VIRTUSA CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|3075
VRTU|VIRTUSA CORPORATION|JPMX|J.P. Morgan Securities LLC|81016
VRTU|VIRTUSA CORPORATION|JSJX|JANE STREET CAPITAL LLC|6028
VRTU|VIRTUSA CORPORATION|KCGM|VIRTU Americas LLC|13730
VRTU|VIRTUSA CORPORATION|LEHM|Barclays Capital Inc./Le|217103
VRTU|VIRTUSA CORPORATION|LIME|Lime Brokerage LLC|70439
VRTU|VIRTUSA CORPORATION|LOOP|Loop Capital Markets LLC|1432
VRTU|VIRTUSA CORPORATION|LSCI|Lek Securities Corporation|100
VRTU|VIRTUSA CORPORATION|MAXM|Maxim Group LLC|2998
VRTU|VIRTUSA CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|34089
VRTU|VIRTUSA CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|541071
VRTU|VIRTUSA CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|79400
VRTU|VIRTUSA CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|12200
VRTU|VIRTUSA CORPORATION|NFSC|National Financial Services LLC|9186
VRTU|VIRTUSA CORPORATION|NITE|VIRTU Americas LLC|81099
VRTU|VIRTUSA CORPORATION|NITP|VIRTU Americas LLC|700
VRTU|VIRTUSA CORPORATION|NQRB|Brut, LLC|1780
VRTU|VIRTUSA CORPORATION|OPCO|Oppenheimer & Co. Inc.|116
VRTU|VIRTUSA CORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|805
VRTU|VIRTUSA CORPORATION|PDQM|CODA MARKETS, INC.|28887
VRTU|VIRTUSA CORPORATION|PIPR|Piper Jaffray & Co.|78
VRTU|VIRTUSA CORPORATION|RAJA|Raymond James & Associates, Inc.|3972
VRTU|VIRTUSA CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|43
VRTU|VIRTUSA CORPORATION|SAGL|SAGETRADER, LLC|6993
VRTU|VIRTUSA CORPORATION|SAGW|SAGETRADER, LLC|461
VRTU|VIRTUSA CORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|28
VRTU|VIRTUSA CORPORATION|SBSH|Citigroup Global Markets Inc.|85528
VRTU|VIRTUSA CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|29508
VRTU|VIRTUSA CORPORATION|SOGO|Wang Investment Associates, Inc.|400
VRTU|VIRTUSA CORPORATION|SPDR|SPEEDROUTE LLC|3120
VRTU|VIRTUSA CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|2752
VRTU|VIRTUSA CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1038
VRTU|VIRTUSA CORPORATION|SWIM|TD Ameritrade, Inc.|280
VRTU|VIRTUSA CORPORATION|SWST|Hilltop Securities Inc.|12
VRTU|VIRTUSA CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|80
VRTU|VIRTUSA CORPORATION|TRBT|Tradebot Systems, Inc.|69421
VRTU|VIRTUSA CORPORATION|TRCM|TRC MARKETS LLC|41763
VRTU|VIRTUSA CORPORATION|UBSA|UBS SECURITIES LLC|149552
VRTU|VIRTUSA CORPORATION|UBSS|UBS Securities LLC|306195
VRTU|VIRTUSA CORPORATION|VALX|VIRTU AMERICAS LLC|2990
VRTU|VIRTUSA CORPORATION|VGRD|Vanguard Marketing Corporation|24
VRTU|VIRTUSA CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|67080
VRTU|VIRTUSA CORPORATION|WEDB|WEDBUSH SECURITIES INC.|1200
VRTU|VIRTUSA CORPORATION|WEED|Weeden & Co.L.P.|840
VRTU|VIRTUSA CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|790
VRTU|VIRTUSA CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1952
VRTU|VIRTUSA CORPORATION|WFPB|Wells Fargo Securities, LLC.|71
VRTU|VIRTUSA CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|1136
VRTU|VIRTUSA CORPORATION|XIST|INSTINET, LLC|17970
VRTU|VIRTUSA CORPORATION|XPQR|Jump Trading|768
VRTU|VIRTUSA CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
VRTU|VIRTUSA CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|3085
VRTU|VIRTUSA CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|523
VRTV|VERITIV CORP|AGIS|Aegis Capital Corp.|1
VRTV|VERITIV CORP|ANOS|ABEL/NOSER, L.L.C.|2415
VRTV|VERITIV CORP|APCC|Apex Clearing Corporation|1204
VRTV|VERITIV CORP|BARD|Robert W. Baird & Co. Incorporated|16
VRTV|VERITIV CORP|BATM|CBOE TRADING, INC.|3
VRTV|VERITIV CORP|BAYT|BTIG, LLC|1200
VRTV|VERITIV CORP|BBNT|BB&T SECURITIES, LLC|17
VRTV|VERITIV CORP|BERN|Sanford C. Bernstein & Co., LLC|267
VRTV|VERITIV CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
VRTV|VERITIV CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2614
VRTV|VERITIV CORP|BRVL|BLAYLOCK VAN, LLC|100
VRTV|VERITIV CORP|BTIG|BTIG, LLC|700
VRTV|VERITIV CORP|BZYD|GOLDMAN SACHS & CO. LLC|1159
VRTV|VERITIV CORP|CANT|Cantor Fitzgerald & Co.|2
VRTV|VERITIV CORP|CIST|Capital Institutional Services, Inc.|7
VRTV|VERITIV CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7102
VRTV|VERITIV CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1996
VRTV|VERITIV CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|204
VRTV|VERITIV CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|16415
VRTV|VERITIV CORP|CTDL|Citadel Derivatives Group Llc|393
VRTV|VERITIV CORP|CTLR|CUTLER GROUP, LP|646
VRTV|VERITIV CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2480
VRTV|VERITIV CORP|DADA|D.A. Davidson & Co.|48
VRTV|VERITIV CORP|DBAB|Deutsche Bank Securities Inc.|8583
VRTV|VERITIV CORP|DBAX|Deutsche Bank Securities Inc.|19400
VRTV|VERITIV CORP|DEAN|MORGAN STANLEY|1145
VRTV|VERITIV CORP|DEGS|RONIN PROFESSIONAL LLC|2208
VRTV|VERITIV CORP|EBXL|EBX LLC|3800
VRTV|VERITIV CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|92
VRTV|VERITIV CORP|EDJO|Edward D. Jones & Co., L.P.|21
VRTV|VERITIV CORP|EGAM|CBOE TRADING, INC.|467
VRTV|VERITIV CORP|EGAW|CBOE TRADING, INC.|33
VRTV|VERITIV CORP|EGMT|EG MARKET TECHNOLOGIES LLC|300
VRTV|VERITIV CORP|EGXM|CBOE TRADING, INC.|301
VRTV|VERITIV CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
VRTV|VERITIV CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2261
VRTV|VERITIV CORP|ETRS|E*Trade Securities LLC|36
VRTV|VERITIV CORP|FMAF|NBCN Inc./ CDS|5
VRTV|VERITIV CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2834
VRTV|VERITIV CORP|FTBR|Foliofn Investments, Inc.|1807
VRTV|VERITIV CORP|GLIS|TD Securities Inc|30
VRTV|VERITIV CORP|GLPX|ACS EXECUTION SERVICES, LLC|620
VRTV|VERITIV CORP|GSCO|GOLDMAN SACHS & CO. LLC|19906
VRTV|VERITIV CORP|GTSZ|GTS SECURITIES LLC|4527
VRTV|VERITIV CORP|HPPX|POTAMUS TRADING, LLC|196
VRTV|VERITIV CORP|HRBF|American Enterprise Investment Services Inc.|38
VRTV|VERITIV CORP|IATS|INTERACTIVE BROKERS LLC|825
VRTV|VERITIV CORP|IBKR|Interactive Brokers Llc|2422
VRTV|VERITIV CORP|ICBX|INSTINET, LLC|2250
VRTV|VERITIV CORP|IEQY|CITADEL SECURITIES LLC|2711
VRTV|VERITIV CORP|INCA|INSTINET, LLC|9662
VRTV|VERITIV CORP|INJX|INSTINET, LLC|1997
VRTV|VERITIV CORP|ITGI|ITG Inc.|10253
VRTV|VERITIV CORP|ITGP|ITG INC.|23800
VRTV|VERITIV CORP|JANY|Janney Montgomery Scott Inc.|108
VRTV|VERITIV CORP|JEFF|JEFFERIES LLC|890
VRTV|VERITIV CORP|JPBX|J.P. MORGAN SECURITIES LLC|544
VRTV|VERITIV CORP|JPMX|J.P. Morgan Securities LLC|13433
VRTV|VERITIV CORP|JSJX|JANE STREET CAPITAL LLC|1003
VRTV|VERITIV CORP|KCGM|VIRTU Americas LLC|1140
VRTV|VERITIV CORP|LEHM|Barclays Capital Inc./Le|11303
VRTV|VERITIV CORP|LIME|Lime Brokerage LLC|4949
VRTV|VERITIV CORP|MAXM|Maxim Group LLC|300
VRTV|VERITIV CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8880
VRTV|VERITIV CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
VRTV|VERITIV CORP|MSCO|MORGAN STANLEY & CO. LLC|39948
VRTV|VERITIV CORP|MSPL|MORGAN STANLEY & CO. LLC|26600
VRTV|VERITIV CORP|MSTX|MORGAN STANLEY & CO. LLC|600
VRTV|VERITIV CORP|NFSC|National Financial Services LLC|15064
VRTV|VERITIV CORP|NITE|VIRTU Americas LLC|37489
VRTV|VERITIV CORP|NQRB|Brut, LLC|100
VRTV|VERITIV CORP|NTBF|BMO Nesbitt Burns Inc./CDS|4
VRTV|VERITIV CORP|OPCO|Oppenheimer & Co. Inc.|3
VRTV|VERITIV CORP|PDQM|CODA MARKETS, INC.|1003
VRTV|VERITIV CORP|PWJC|UBS Financial Services, Inc.|51
VRTV|VERITIV CORP|RBCM|RBC CAPITAL MARKETS, LLC|18
VRTV|VERITIV CORP|SAGW|SAGETRADER, LLC|800
VRTV|VERITIV CORP|SBSH|Citigroup Global Markets Inc.|4829
VRTV|VERITIV CORP|SGMT|GOLDMAN SACHS & CO. LLC|3088
VRTV|VERITIV CORP|SPDR|SPEEDROUTE LLC|1700
VRTV|VERITIV CORP|SPTD|MINT GLOBAL MARKETS, INC.|4910
VRTV|VERITIV CORP|STFL|Stifel, Nicolaus & Company, Incorporated|56
VRTV|VERITIV CORP|SWIM|TD Ameritrade, Inc.|1572
VRTV|VERITIV CORP|SWST|Hilltop Securities Inc.|36
VRTV|VERITIV CORP|TMBR|Timber Hill LLC|8
VRTV|VERITIV CORP|TRBT|Tradebot Systems, Inc.|300
VRTV|VERITIV CORP|TRCM|TRC MARKETS LLC|1668
VRTV|VERITIV CORP|UBSA|UBS SECURITIES LLC|36541
VRTV|VERITIV CORP|UBSS|UBS Securities LLC|52553
VRTV|VERITIV CORP|VALX|VIRTU AMERICAS LLC|6337
VRTV|VERITIV CORP|VGRD|Vanguard Marketing Corporation|936
VRTV|VERITIV CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|77
VRTV|VERITIV CORP|WCHV|WELLS FARGO SECURITIES, LLC|17805
VRTV|VERITIV CORP|WEDB|WEDBUSH SECURITIES INC.|22
VRTV|VERITIV CORP|WEED|Weeden & Co.L.P.|1880
VRTV|VERITIV CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|238
VRTV|VERITIV CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1023
VRTV|VERITIV CORP|WSEA|WOLVERINE SECURITIES, LLC|228
VRTV|VERITIV CORP|XIST|INSTINET, LLC|4810
VRTV|VERITIV CORP|XPQR|Jump Trading|100
VRTV|VERITIV CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
VRTV|VERITIV CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|360
VRTX|VERTEX PHARMACEUTIC|ABLE|NATIXIS Securities Americas LLC|20313
VRTX|VERTEX PHARMACEUTIC|ADAM|CANACCORD GENUITY INC.|18350
VRTX|VERTEX PHARMACEUTIC|AGIS|Aegis Capital Corp.|1748
VRTX|VERTEX PHARMACEUTIC|ALLN|Allen & Company LLC|2800
VRTX|VERTEX PHARMACEUTIC|ALTX|Alternet Securities Inc.|12235
VRTX|VERTEX PHARMACEUTIC|ANOS|ABEL/NOSER, L.L.C.|4625
VRTX|VERTEX PHARMACEUTIC|APCC|Apex Clearing Corporation|859
VRTX|VERTEX PHARMACEUTIC|BANK|Primevest Financial Services, Inc.|112
VRTX|VERTEX PHARMACEUTIC|BARD|Robert W. Baird & Co. Incorporated|3067
VRTX|VERTEX PHARMACEUTIC|BATM|CBOE TRADING, INC.|18401
VRTX|VERTEX PHARMACEUTIC|BAYC|BAY CREST PARTNERS, LLC|31885
VRTX|VERTEX PHARMACEUTIC|BAYT|BTIG, LLC|4400
VRTX|VERTEX PHARMACEUTIC|BBNT|BB&T SECURITIES, LLC|915
VRTX|VERTEX PHARMACEUTIC|BERN|Sanford C. Bernstein & Co., LLC|426104
VRTX|VERTEX PHARMACEUTIC|BGCE|BGC Financial Inc.|2626
VRTX|VERTEX PHARMACEUTIC|BIDS|BIDS TRADING L.P.|200
VRTX|VERTEX PHARMACEUTIC|BIMI|Banca IMI Securities Corp.|2207
VRTX|VERTEX PHARMACEUTIC|BKCM|BNY Mellon Capital Markets LLC|1000
VRTX|VERTEX PHARMACEUTIC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9909
VRTX|VERTEX PHARMACEUTIC|BLKX|INSTINET, LLC|102768
VRTX|VERTEX PHARMACEUTIC|BMOC|BMO Capital Markets Corp.|47043
VRTX|VERTEX PHARMACEUTIC|BNPX|BNP PARIBAS SECURITIES CORP.|422925
VRTX|VERTEX PHARMACEUTIC|BTIG|BTIG, LLC|89368
VRTX|VERTEX PHARMACEUTIC|BYXM|CBOE TRADING, INC.|5545
VRTX|VERTEX PHARMACEUTIC|CABR|Cabrera Capital Markets, Inc.|36
VRTX|VERTEX PHARMACEUTIC|CANT|Cantor Fitzgerald & Co.|45768
VRTX|VERTEX PHARMACEUTIC|CBLC|CITIGROUP GLOBAL MARKETS INC.|48390
VRTX|VERTEX PHARMACEUTIC|CHAS|Charles Schwab & Co., Inc.|7977
VRTX|VERTEX PHARMACEUTIC|CIBP|CIBC World Markets Corp.|14056
VRTX|VERTEX PHARMACEUTIC|CIST|Capital Institutional Services, Inc.|5414
VRTX|VERTEX PHARMACEUTIC|CLSA|CLSA AMERICAS, LLC|16204
VRTX|VERTEX PHARMACEUTIC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|496126
VRTX|VERTEX PHARMACEUTIC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|19618
VRTX|VERTEX PHARMACEUTIC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5160
VRTX|VERTEX PHARMACEUTIC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|909159
VRTX|VERTEX PHARMACEUTIC|CTDL|Citadel Derivatives Group Llc|27432
VRTX|VERTEX PHARMACEUTIC|CXCX|CITIGROUP GLOBAL MARKETS INC.|120698
VRTX|VERTEX PHARMACEUTIC|DADA|D.A. Davidson & Co.|321
VRTX|VERTEX PHARMACEUTIC|DBAB|Deutsche Bank Securities Inc.|1475735
VRTX|VERTEX PHARMACEUTIC|DBAX|Deutsche Bank Securities Inc.|593600
VRTX|VERTEX PHARMACEUTIC|DBUL|Deutsche Bank Securities Inc.|14804
VRTX|VERTEX PHARMACEUTIC|DCHF|Dart Executions, LLC|2649
VRTX|VERTEX PHARMACEUTIC|DEAN|MORGAN STANLEY|31886
VRTX|VERTEX PHARMACEUTIC|DEGS|RONIN PROFESSIONAL LLC|1820
VRTX|VERTEX PHARMACEUTIC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15036
VRTX|VERTEX PHARMACEUTIC|DRWK|DRW SECURITIES, L.L.C.|35573
VRTX|VERTEX PHARMACEUTIC|EBXL|EBX LLC|354400
VRTX|VERTEX PHARMACEUTIC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9049
VRTX|VERTEX PHARMACEUTIC|EDJO|Edward D. Jones & Co., L.P.|37565
VRTX|VERTEX PHARMACEUTIC|EGAM|CBOE TRADING, INC.|19655
VRTX|VERTEX PHARMACEUTIC|EGAW|CBOE TRADING, INC.|106
VRTX|VERTEX PHARMACEUTIC|EGMT|EG MARKET TECHNOLOGIES LLC|4986
VRTX|VERTEX PHARMACEUTIC|EGXM|CBOE TRADING, INC.|4664
VRTX|VERTEX PHARMACEUTIC|ETBE|Electronic Transaction Clearing, Inc.|47883
VRTX|VERTEX PHARMACEUTIC|ETCC|Electronic Transaction Clearing, Inc.|5983
VRTX|VERTEX PHARMACEUTIC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3820
VRTX|VERTEX PHARMACEUTIC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|152873
VRTX|VERTEX PHARMACEUTIC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1050
VRTX|VERTEX PHARMACEUTIC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|22920
VRTX|VERTEX PHARMACEUTIC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|81960
VRTX|VERTEX PHARMACEUTIC|ETRS|E*Trade Securities LLC|180749
VRTX|VERTEX PHARMACEUTIC|FBCO|Credit Suisse Securities (USA) LLC|1108814
VRTX|VERTEX PHARMACEUTIC|FBSB|U.S. Bancorp Investments, Inc.|6
VRTX|VERTEX PHARMACEUTIC|FFSI|Firstrade Securities Inc.|20
VRTX|VERTEX PHARMACEUTIC|FIDT|Fidelity Clearing Canada ULC./ CDS|44
VRTX|VERTEX PHARMACEUTIC|FILL|Tradestation Securities, Inc.|19218
VRTX|VERTEX PHARMACEUTIC|FINX|FINTECH SECURITIES|950
VRTX|VERTEX PHARMACEUTIC|FMAF|NBCN Inc./ CDS|7412
VRTX|VERTEX PHARMACEUTIC|FOMA|TD AMERITRADE CLEARING, INC.|401732
VRTX|VERTEX PHARMACEUTIC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13750
VRTX|VERTEX PHARMACEUTIC|FQLS|Quantlab Securities LP|939314
VRTX|VERTEX PHARMACEUTIC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|139844
VRTX|VERTEX PHARMACEUTIC|FTBR|Foliofn Investments, Inc.|1659
VRTX|VERTEX PHARMACEUTIC|GBMT|GBM International, Inc.|450
VRTX|VERTEX PHARMACEUTIC|GEBB|GLOBAL EXECUTION BROKERS, LP|96574
VRTX|VERTEX PHARMACEUTIC|GELP|RBC CAPITAL MARKETS, LLC|1793
VRTX|VERTEX PHARMACEUTIC|GLPX|ACS EXECUTION SERVICES, LLC|125303
VRTX|VERTEX PHARMACEUTIC|GSCO|GOLDMAN SACHS & CO. LLC|3919269
VRTX|VERTEX PHARMACEUTIC|GSCS|GOLDMAN SACHS & CO. LLC|29763
VRTX|VERTEX PHARMACEUTIC|GSLT|GOLDMAN SACHS & CO. LLC|17361
VRTX|VERTEX PHARMACEUTIC|GTSZ|GTS SECURITIES LLC|369913
VRTX|VERTEX PHARMACEUTIC|HAPX|HAP Trading, LLC|2781
VRTX|VERTEX PHARMACEUTIC|HRBF|American Enterprise Investment Services Inc.|9325
VRTX|VERTEX PHARMACEUTIC|HSBC|HSBC Securities, Inc.|33593
VRTX|VERTEX PHARMACEUTIC|IATS|INTERACTIVE BROKERS LLC|38802
VRTX|VERTEX PHARMACEUTIC|IBKR|Interactive Brokers Llc|288352
VRTX|VERTEX PHARMACEUTIC|IBSJ|Integrity Brokerage Services, Inc.|187
VRTX|VERTEX PHARMACEUTIC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1607
VRTX|VERTEX PHARMACEUTIC|ICBX|INSTINET, LLC|64364
VRTX|VERTEX PHARMACEUTIC|IEQY|CITADEL SECURITIES LLC|847269
VRTX|VERTEX PHARMACEUTIC|INCA|INSTINET, LLC|1310202
VRTX|VERTEX PHARMACEUTIC|INJX|INSTINET, LLC|172430
VRTX|VERTEX PHARMACEUTIC|INTL|INTL FCSTONE FINANCIAL INC.|26
VRTX|VERTEX PHARMACEUTIC|ITGI|ITG Inc.|93114
VRTX|VERTEX PHARMACEUTIC|ITGP|ITG INC.|454800
VRTX|VERTEX PHARMACEUTIC|JANY|Janney Montgomery Scott Inc.|4303
VRTX|VERTEX PHARMACEUTIC|JEFF|JEFFERIES LLC|1115357
VRTX|VERTEX PHARMACEUTIC|JMPT|JUMP TRADING, LLC|137731
VRTX|VERTEX PHARMACEUTIC|JPBX|J.P. MORGAN SECURITIES LLC|109454
VRTX|VERTEX PHARMACEUTIC|JPMX|J.P. Morgan Securities LLC|970114
VRTX|VERTEX PHARMACEUTIC|JSJX|JANE STREET CAPITAL LLC|4870
VRTX|VERTEX PHARMACEUTIC|JUTA|JUMP TRADING, LLC|422
VRTX|VERTEX PHARMACEUTIC|KCGM|VIRTU Americas LLC|77769
VRTX|VERTEX PHARMACEUTIC|LEER|LEERINK PARTNERS LLC|243864
VRTX|VERTEX PHARMACEUTIC|LEHM|Barclays Capital Inc./Le|2392045
VRTX|VERTEX PHARMACEUTIC|LIME|Lime Brokerage LLC|308956
VRTX|VERTEX PHARMACEUTIC|LMGP|LIME BROKERAGE LLC|5522
VRTX|VERTEX PHARMACEUTIC|LMNX|LUMINEX TRADING & ANALYTICS LLC|80524
VRTX|VERTEX PHARMACEUTIC|LOOP|Loop Capital Markets LLC|2405
VRTX|VERTEX PHARMACEUTIC|LQNA|LIQUIDNET, INC.|48700
VRTX|VERTEX PHARMACEUTIC|LSCI|Lek Securities Corporation|2749
VRTX|VERTEX PHARMACEUTIC|LTCO|Ladenburg, Thalmann & Co., Inc.|5000
VRTX|VERTEX PHARMACEUTIC|LVMR|LIVERMORE TRADING GROUP, INC.|2216
VRTX|VERTEX PHARMACEUTIC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
VRTX|VERTEX PHARMACEUTIC|MACQ|Macquarie Capital (USA) Inc.|400
VRTX|VERTEX PHARMACEUTIC|MAVB|Great Point Capital LLC|100
VRTX|VERTEX PHARMACEUTIC|MAXM|Maxim Group LLC|283
VRTX|VERTEX PHARMACEUTIC|MBTS|ALLY INVEST SECURITIES LLC|1336
VRTX|VERTEX PHARMACEUTIC|MCMF|Raymond James Ltd. Cds|400
VRTX|VERTEX PHARMACEUTIC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|349248
VRTX|VERTEX PHARMACEUTIC|MOTF|MOTIF INVESTING, INC.|47
VRTX|VERTEX PHARMACEUTIC|MPSG|E D & F Man Capital Markets Inc.|1353
VRTX|VERTEX PHARMACEUTIC|MSCO|MORGAN STANLEY & CO. LLC|6156848
VRTX|VERTEX PHARMACEUTIC|MSPL|MORGAN STANLEY & CO. LLC|702200
VRTX|VERTEX PHARMACEUTIC|MSTX|MORGAN STANLEY & CO. LLC|239000
VRTX|VERTEX PHARMACEUTIC|NATL|National Securities Corporation|1835
VRTX|VERTEX PHARMACEUTIC|NEED|Needham & Company, LLC|922
VRTX|VERTEX PHARMACEUTIC|NEUB|NEUBERGER BERMAN BD LLC|955
VRTX|VERTEX PHARMACEUTIC|NFSC|National Financial Services LLC|826218
VRTX|VERTEX PHARMACEUTIC|NITE|VIRTU Americas LLC|1031617
VRTX|VERTEX PHARMACEUTIC|NITP|VIRTU Americas LLC|6995
VRTX|VERTEX PHARMACEUTIC|NQRB|Brut, LLC|12072
VRTX|VERTEX PHARMACEUTIC|NTRC|Northern Trust Securities, Inc.|8390
VRTX|VERTEX PHARMACEUTIC|OHOS|TWO SIGMA SECURITIES, LLC|199083
VRTX|VERTEX PHARMACEUTIC|OLDM|OLD MISSION CAPITAL, LLC|4074
VRTX|VERTEX PHARMACEUTIC|OPCO|Oppenheimer & Co. Inc.|7518
VRTX|VERTEX PHARMACEUTIC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6098
VRTX|VERTEX PHARMACEUTIC|PCPT|PHILLIP CAPITAL INC.|100
VRTX|VERTEX PHARMACEUTIC|PDQM|CODA MARKETS, INC.|190280
VRTX|VERTEX PHARMACEUTIC|PHLY|NASDAQ Execution Services, LLC|4050
VRTX|VERTEX PHARMACEUTIC|PICT|Pictet Overseas Inc.|423
VRTX|VERTEX PHARMACEUTIC|PIPR|Piper Jaffray & Co.|80
VRTX|VERTEX PHARMACEUTIC|PWJC|UBS Financial Services, Inc.|6873
VRTX|VERTEX PHARMACEUTIC|QMSR|QUATTRO M SECURITIES INC.|800
VRTX|VERTEX PHARMACEUTIC|RAJA|Raymond James & Associates, Inc.|43797
VRTX|VERTEX PHARMACEUTIC|RBCM|RBC CAPITAL MARKETS, LLC|17260
VRTX|VERTEX PHARMACEUTIC|RHCO|Suntrust Robinson Humphrey, Inc.|19400
VRTX|VERTEX PHARMACEUTIC|ROTH|Roth Capital Partners, LLC|200
VRTX|VERTEX PHARMACEUTIC|SAGL|SAGETRADER, LLC|58941
VRTX|VERTEX PHARMACEUTIC|SAGW|SAGETRADER, LLC|923
VRTX|VERTEX PHARMACEUTIC|SALI|INTL FCSTONE FINANCIAL INC.|300
VRTX|VERTEX PHARMACEUTIC|SBSH|Citigroup Global Markets Inc.|1319659
VRTX|VERTEX PHARMACEUTIC|SEIC|SEI Investments Distribution Co.|2024
VRTX|VERTEX PHARMACEUTIC|SGMT|GOLDMAN SACHS & CO. LLC|324872
VRTX|VERTEX PHARMACEUTIC|SOGO|Wang Investment Associates, Inc.|175
VRTX|VERTEX PHARMACEUTIC|SPDR|SPEEDROUTE LLC|40802
VRTX|VERTEX PHARMACEUTIC|SPHN|Stephens Inc.|36
VRTX|VERTEX PHARMACEUTIC|STFL|Stifel, Nicolaus & Company, Incorporated|137375
VRTX|VERTEX PHARMACEUTIC|STKP|STOCKPILE INVESTMENTS, INC.|82
VRTX|VERTEX PHARMACEUTIC|STRS|STRATEGAS RESEARCH PARTNERS|100
VRTX|VERTEX PHARMACEUTIC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3
VRTX|VERTEX PHARMACEUTIC|SWIM|TD Ameritrade, Inc.|175497
VRTX|VERTEX PHARMACEUTIC|SWST|Hilltop Securities Inc.|662
VRTX|VERTEX PHARMACEUTIC|TAGC|TELSEY ADVISORY GROUP LLC|200
VRTX|VERTEX PHARMACEUTIC|TKNG|ALLY INVEST SECURITIES LLC|1322
VRTX|VERTEX PHARMACEUTIC|TONC|CUTTONE & CO., LLC|800
VRTX|VERTEX PHARMACEUTIC|TRBT|Tradebot Systems, Inc.|353276
VRTX|VERTEX PHARMACEUTIC|TRCM|TRC MARKETS LLC|314188
VRTX|VERTEX PHARMACEUTIC|TRLN|Tradelink Securities, LLC|1000
VRTX|VERTEX PHARMACEUTIC|TTUC|CUTTONE & CO., INC.|11032
VRTX|VERTEX PHARMACEUTIC|UBSA|UBS SECURITIES LLC|1323404
VRTX|VERTEX PHARMACEUTIC|UBSS|UBS Securities LLC|2854097
VRTX|VERTEX PHARMACEUTIC|VALX|VIRTU AMERICAS LLC|55968
VRTX|VERTEX PHARMACEUTIC|VGRD|Vanguard Marketing Corporation|12454
VRTX|VERTEX PHARMACEUTIC|WABR|Wall Street Access|1200
VRTX|VERTEX PHARMACEUTIC|WBLR|WILLIAM BLAIR|6177
VRTX|VERTEX PHARMACEUTIC|WBPX|SUMMIT SECURITIES GROUP, LLC|9959
VRTX|VERTEX PHARMACEUTIC|WCHV|WELLS FARGO SECURITIES, LLC|184235
VRTX|VERTEX PHARMACEUTIC|WDNX|WEEDEN & CO.L.P.|8890
VRTX|VERTEX PHARMACEUTIC|WEDB|WEDBUSH SECURITIES INC.|3956
VRTX|VERTEX PHARMACEUTIC|WEED|Weeden & Co.L.P.|5305
VRTX|VERTEX PHARMACEUTIC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41047
VRTX|VERTEX PHARMACEUTIC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44447
VRTX|VERTEX PHARMACEUTIC|WGIF|CIBC World Markets Inc.|433
VRTX|VERTEX PHARMACEUTIC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|982
VRTX|VERTEX PHARMACEUTIC|WSAG|WALL STREET ACCESS|62
VRTX|VERTEX PHARMACEUTIC|WSEA|WOLVERINE SECURITIES, LLC|9216
VRTX|VERTEX PHARMACEUTIC|XIST|INSTINET, LLC|95284
VRTX|VERTEX PHARMACEUTIC|XSTM|NATIONAL FINANCIAL SERVICES LLC|364754
VRTX|VERTEX PHARMACEUTIC|YKNA|COMHAR CAPITAL MARKETS, LLC|11045
VRTX|VERTEX PHARMACEUTIC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4764
VRX|VALEANT PHARM INT'L|ACLN|ALEXANDER CAPITAL, L.P.|950
VRX|VALEANT PHARM INT'L|AGIS|Aegis Capital Corp.|123214
VRX|VALEANT PHARM INT'L|ALLN|Allen & Company LLC|570
VRX|VALEANT PHARM INT'L|ALTX|Alternet Securities Inc.|71300
VRX|VALEANT PHARM INT'L|ANDG|Andrew Garrett Inc.|65773
VRX|VALEANT PHARM INT'L|APCC|Apex Clearing Corporation|531241
VRX|VALEANT PHARM INT'L|BANK|Primevest Financial Services, Inc.|2512
VRX|VALEANT PHARM INT'L|BARD|Robert W. Baird & Co. Incorporated|6272
VRX|VALEANT PHARM INT'L|BATM|CBOE TRADING, INC.|42390
VRX|VALEANT PHARM INT'L|BAYT|BTIG, LLC|25268
VRX|VALEANT PHARM INT'L|BBNT|BB&T SECURITIES, LLC|5461
VRX|VALEANT PHARM INT'L|BERN|Sanford C. Bernstein & Co., LLC|13534
VRX|VALEANT PHARM INT'L|BIDS|BIDS TRADING L.P.|300
VRX|VALEANT PHARM INT'L|BIMI|Banca IMI Securities Corp.|43600
VRX|VALEANT PHARM INT'L|BKCM|BNY Mellon Capital Markets LLC|4866
VRX|VALEANT PHARM INT'L|BKMM|BNY MELLON CAPITAL MARKETS, LLC|343666
VRX|VALEANT PHARM INT'L|BLKX|INSTINET, LLC|79183
VRX|VALEANT PHARM INT'L|BNPX|BNP PARIBAS SECURITIES CORP.|172655
VRX|VALEANT PHARM INT'L|BRGE|Newbridge Securities Corp.|8815
VRX|VALEANT PHARM INT'L|BTIG|BTIG, LLC|29688
VRX|VALEANT PHARM INT'L|BYXM|CBOE TRADING, INC.|8508
VRX|VALEANT PHARM INT'L|CANT|Cantor Fitzgerald & Co.|5684
VRX|VALEANT PHARM INT'L|CBRA|Cobra Trading, Inc.|1000
VRX|VALEANT PHARM INT'L|CHAS|Charles Schwab & Co., Inc.|141375
VRX|VALEANT PHARM INT'L|CICF|Canaccord Genuity Corp.|275
VRX|VALEANT PHARM INT'L|CIST|Capital Institutional Services, Inc.|3005
VRX|VALEANT PHARM INT'L|CNFR|Cowen Prime Services LLC|1200
VRX|VALEANT PHARM INT'L|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|217051
VRX|VALEANT PHARM INT'L|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6326
VRX|VALEANT PHARM INT'L|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|87264
VRX|VALEANT PHARM INT'L|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1547795
VRX|VALEANT PHARM INT'L|CTDL|Citadel Derivatives Group Llc|5841
VRX|VALEANT PHARM INT'L|CTLR|CUTLER GROUP, LP|600
VRX|VALEANT PHARM INT'L|CXCX|CITIGROUP GLOBAL MARKETS INC.|170488
VRX|VALEANT PHARM INT'L|DADA|D.A. Davidson & Co.|8099
VRX|VALEANT PHARM INT'L|DBAB|Deutsche Bank Securities Inc.|792150
VRX|VALEANT PHARM INT'L|DBAX|Deutsche Bank Securities Inc.|844800
VRX|VALEANT PHARM INT'L|DBUL|Deutsche Bank Securities Inc.|108
VRX|VALEANT PHARM INT'L|DCHF|Dart Executions, LLC|6258
VRX|VALEANT PHARM INT'L|DEAN|MORGAN STANLEY|221184
VRX|VALEANT PHARM INT'L|DEGS|RONIN PROFESSIONAL LLC|4439
VRX|VALEANT PHARM INT'L|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31857
VRX|VALEANT PHARM INT'L|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|22394
VRX|VALEANT PHARM INT'L|EBXL|EBX LLC|746400
VRX|VALEANT PHARM INT'L|ECUT|CONVERGEX EXECUTION SOLUTIONS|42967
VRX|VALEANT PHARM INT'L|EDJO|Edward D. Jones & Co., L.P.|29323
VRX|VALEANT PHARM INT'L|EGAM|CBOE TRADING, INC.|93940
VRX|VALEANT PHARM INT'L|EGAW|CBOE TRADING, INC.|2364
VRX|VALEANT PHARM INT'L|EGMT|EG MARKET TECHNOLOGIES LLC|600
VRX|VALEANT PHARM INT'L|EGXM|CBOE TRADING, INC.|159272
VRX|VALEANT PHARM INT'L|EGXW|CBOE TRADING, INC.|2513
VRX|VALEANT PHARM INT'L|EROP|Eroom Securities L.L.C.|863
VRX|VALEANT PHARM INT'L|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|10000
VRX|VALEANT PHARM INT'L|ETBE|Electronic Transaction Clearing, Inc.|73105
VRX|VALEANT PHARM INT'L|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|51842
VRX|VALEANT PHARM INT'L|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2518
VRX|VALEANT PHARM INT'L|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|74298
VRX|VALEANT PHARM INT'L|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|310
VRX|VALEANT PHARM INT'L|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|36052
VRX|VALEANT PHARM INT'L|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|4200
VRX|VALEANT PHARM INT'L|ETRS|E*Trade Securities LLC|8587572
VRX|VALEANT PHARM INT'L|EVRS|E1 ASSET MANAGEMENT, INC.|7346
VRX|VALEANT PHARM INT'L|FBRC|B. RILEY FBR, INC.|3000
VRX|VALEANT PHARM INT'L|FBSB|U.S. Bancorp Investments, Inc.|2991
VRX|VALEANT PHARM INT'L|FFSI|Firstrade Securities Inc.|300
VRX|VALEANT PHARM INT'L|FILL|Tradestation Securities, Inc.|241946
VRX|VALEANT PHARM INT'L|FINX|FINTECH SECURITIES|104
VRX|VALEANT PHARM INT'L|FMAF|NBCN Inc./ CDS|74674
VRX|VALEANT PHARM INT'L|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1900
VRX|VALEANT PHARM INT'L|FQLS|Quantlab Securities LP|928387
VRX|VALEANT PHARM INT'L|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|214956
VRX|VALEANT PHARM INT'L|FTBR|Foliofn Investments, Inc.|9217
VRX|VALEANT PHARM INT'L|GBMT|GBM International, Inc.|21866
VRX|VALEANT PHARM INT'L|GEBB|GLOBAL EXECUTION BROKERS, LP|92411
VRX|VALEANT PHARM INT'L|GLIS|TD Securities Inc|245454
VRX|VALEANT PHARM INT'L|GLPX|ACS EXECUTION SERVICES, LLC|240326
VRX|VALEANT PHARM INT'L|GSCO|GOLDMAN SACHS & CO. LLC|6079408
VRX|VALEANT PHARM INT'L|GSCS|GOLDMAN SACHS & CO. LLC|70712
VRX|VALEANT PHARM INT'L|GSLT|GOLDMAN SACHS & CO. LLC|53338
VRX|VALEANT PHARM INT'L|GTSZ|GTS SECURITIES LLC|229001
VRX|VALEANT PHARM INT'L|HAPX|HAP Trading, LLC|814
VRX|VALEANT PHARM INT'L|HASF|Haywood Securities Inc./CDS|104
VRX|VALEANT PHARM INT'L|HRBF|American Enterprise Investment Services Inc.|99980
VRX|VALEANT PHARM INT'L|HSBC|HSBC Securities, Inc.|19725
VRX|VALEANT PHARM INT'L|IATS|INTERACTIVE BROKERS LLC|362412
VRX|VALEANT PHARM INT'L|IBKR|Interactive Brokers Llc|664352
VRX|VALEANT PHARM INT'L|IBSJ|Integrity Brokerage Services, Inc.|650
VRX|VALEANT PHARM INT'L|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|28
VRX|VALEANT PHARM INT'L|ICBX|INSTINET, LLC|482218
VRX|VALEANT PHARM INT'L|INCA|INSTINET, LLC|1310885
VRX|VALEANT PHARM INT'L|INJX|INSTINET, LLC|21099
VRX|VALEANT PHARM INT'L|ITGI|ITG Inc.|348300
VRX|VALEANT PHARM INT'L|ITGP|ITG INC.|578000
VRX|VALEANT PHARM INT'L|JANY|Janney Montgomery Scott Inc.|107256
VRX|VALEANT PHARM INT'L|JEFF|JEFFERIES LLC|85835
VRX|VALEANT PHARM INT'L|JMPT|JUMP TRADING, LLC|169986
VRX|VALEANT PHARM INT'L|JPBX|J.P. MORGAN SECURITIES LLC|133566
VRX|VALEANT PHARM INT'L|JPMX|J.P. Morgan Securities LLC|1390523
VRX|VALEANT PHARM INT'L|JSCL|JOSEPH STONE CAPITAL L.L.C.|7400
VRX|VALEANT PHARM INT'L|JSJX|JANE STREET CAPITAL LLC|54794
VRX|VALEANT PHARM INT'L|JUTA|JUMP TRADING, LLC|51598
VRX|VALEANT PHARM INT'L|KCGM|VIRTU Americas LLC|270306
VRX|VALEANT PHARM INT'L|KWIL|KEY WEST INVESTMENTS, LLC|1300
VRX|VALEANT PHARM INT'L|LEHM|Barclays Capital Inc./Le|2495201
VRX|VALEANT PHARM INT'L|LIME|Lime Brokerage LLC|172788
VRX|VALEANT PHARM INT'L|LOOP|Loop Capital Markets LLC|4846
VRX|VALEANT PHARM INT'L|LPCM|Lampert Capital Markets Inc.|7900
VRX|VALEANT PHARM INT'L|LQNA|LIQUIDNET, INC.|31300
VRX|VALEANT PHARM INT'L|LSCI|Lek Securities Corporation|1035993
VRX|VALEANT PHARM INT'L|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4148
VRX|VALEANT PHARM INT'L|MAXM|Maxim Group LLC|96511
VRX|VALEANT PHARM INT'L|MBTS|ALLY INVEST SECURITIES LLC|116929
VRX|VALEANT PHARM INT'L|MCMF|Raymond James Ltd. Cds|607
VRX|VALEANT PHARM INT'L|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|617366
VRX|VALEANT PHARM INT'L|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2460
VRX|VALEANT PHARM INT'L|MOTF|MOTIF INVESTING, INC.|46
VRX|VALEANT PHARM INT'L|MPSG|E D & F Man Capital Markets Inc.|48987
VRX|VALEANT PHARM INT'L|MSCO|MORGAN STANLEY & CO. LLC|6061045
VRX|VALEANT PHARM INT'L|MSPL|MORGAN STANLEY & CO. LLC|1828500
VRX|VALEANT PHARM INT'L|MSTX|MORGAN STANLEY & CO. LLC|789500
VRX|VALEANT PHARM INT'L|NATL|National Securities Corporation|6789
VRX|VALEANT PHARM INT'L|NFSC|National Financial Services LLC|12484833
VRX|VALEANT PHARM INT'L|NITE|VIRTU Americas LLC|21997112
VRX|VALEANT PHARM INT'L|NITP|VIRTU Americas LLC|13825
VRX|VALEANT PHARM INT'L|NMRA|Nomura Securities International, Inc.|35621
VRX|VALEANT PHARM INT'L|NQRB|Brut, LLC|47726
VRX|VALEANT PHARM INT'L|NTBF|BMO Nesbitt Burns Inc./CDS|54176
VRX|VALEANT PHARM INT'L|NTFN|Network 1 Financial Securities Inc.|4820
VRX|VALEANT PHARM INT'L|NTRC|Northern Trust Securities, Inc.|1600
VRX|VALEANT PHARM INT'L|OHOS|TWO SIGMA SECURITIES, LLC|278603
VRX|VALEANT PHARM INT'L|OPCO|Oppenheimer & Co. Inc.|34364
VRX|VALEANT PHARM INT'L|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VRX|VALEANT PHARM INT'L|PCPT|PHILLIP CAPITAL INC.|10606
VRX|VALEANT PHARM INT'L|PDQM|CODA MARKETS, INC.|320948
VRX|VALEANT PHARM INT'L|PHLY|NASDAQ Execution Services, LLC|186800
VRX|VALEANT PHARM INT'L|PICT|Pictet Overseas Inc.|200
VRX|VALEANT PHARM INT'L|PINT|PRECISION SECURITIES, LLC|5800
VRX|VALEANT PHARM INT'L|PNSR|Penserra Securities, LLC|18360
VRX|VALEANT PHARM INT'L|POIN|PRECISION SECURITIES, LLC (POIN)|200
VRX|VALEANT PHARM INT'L|PWJC|UBS Financial Services, Inc.|53962
VRX|VALEANT PHARM INT'L|RBCM|RBC CAPITAL MARKETS, LLC|158221
VRX|VALEANT PHARM INT'L|RGLD|Regal Securities, Inc|2667
VRX|VALEANT PHARM INT'L|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|9000
VRX|VALEANT PHARM INT'L|SAGL|SAGETRADER, LLC|57671
VRX|VALEANT PHARM INT'L|SALI|INTL FCSTONE FINANCIAL INC.|9273
VRX|VALEANT PHARM INT'L|SBRX|MURIEL SIEBERT & CO INC|637
VRX|VALEANT PHARM INT'L|SBSH|Citigroup Global Markets Inc.|452307
VRX|VALEANT PHARM INT'L|SCMC|Scotia Capital Markets (USA) Inc.|100
VRX|VALEANT PHARM INT'L|SEIC|SEI Investments Distribution Co.|400
VRX|VALEANT PHARM INT'L|SGMT|GOLDMAN SACHS & CO. LLC|485244
VRX|VALEANT PHARM INT'L|SOGO|Wang Investment Associates, Inc.|1225
VRX|VALEANT PHARM INT'L|SPDR|SPEEDROUTE LLC|71765
VRX|VALEANT PHARM INT'L|SPHN|Stephens Inc.|139221
VRX|VALEANT PHARM INT'L|SPNT|SEVEN POINTS CAPITAL, LLC|2828
VRX|VALEANT PHARM INT'L|SPTD|MINT GLOBAL MARKETS, INC.|3300
VRX|VALEANT PHARM INT'L|STFL|Stifel, Nicolaus & Company, Incorporated|196599
VRX|VALEANT PHARM INT'L|STKP|STOCKPILE INVESTMENTS, INC.|520
VRX|VALEANT PHARM INT'L|STRS|STRATEGAS RESEARCH PARTNERS|300
VRX|VALEANT PHARM INT'L|STTT|STATETRUST INVESTMENTS INC.|500
VRX|VALEANT PHARM INT'L|STXG|Stockcross Financial Services, Inc.|300
VRX|VALEANT PHARM INT'L|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|8795
VRX|VALEANT PHARM INT'L|SWIM|TD Ameritrade, Inc.|10712331
VRX|VALEANT PHARM INT'L|SWST|Hilltop Securities Inc.|9349
VRX|VALEANT PHARM INT'L|TKNG|ALLY INVEST SECURITIES LLC|80162
VRX|VALEANT PHARM INT'L|TOUR|TOURMALINE PARTNERS, LLC|100
VRX|VALEANT PHARM INT'L|TRBT|Tradebot Systems, Inc.|1166198
VRX|VALEANT PHARM INT'L|TRCM|TRC MARKETS LLC|927422
VRX|VALEANT PHARM INT'L|TWTT|TASTYWORKS, INC.|3760
VRX|VALEANT PHARM INT'L|UBSA|UBS SECURITIES LLC|2178465
VRX|VALEANT PHARM INT'L|UBSS|UBS Securities LLC|2246063
VRX|VALEANT PHARM INT'L|VALX|VIRTU AMERICAS LLC|54050
VRX|VALEANT PHARM INT'L|VGRD|Vanguard Marketing Corporation|738446
VRX|VALEANT PHARM INT'L|VIEW|VIEWTRADE SECURITIES LLC|1
VRX|VALEANT PHARM INT'L|VSIN|Vision Financial Markets Llc|852
VRX|VALEANT PHARM INT'L|WBLR|WILLIAM BLAIR|9834
VRX|VALEANT PHARM INT'L|WBPX|SUMMIT SECURITIES GROUP, LLC|4203
VRX|VALEANT PHARM INT'L|WCHV|WELLS FARGO SECURITIES, LLC|939720
VRX|VALEANT PHARM INT'L|WCSO|World Choice Securities, Inc.|130
VRX|VALEANT PHARM INT'L|WEDB|WEDBUSH SECURITIES INC.|256047
VRX|VALEANT PHARM INT'L|WEED|Weeden & Co.L.P.|7451
VRX|VALEANT PHARM INT'L|WEXM|WOLVERINE EXECUTION SERVICES, LLC|282243
VRX|VALEANT PHARM INT'L|WEXX|WOLVERINE EXECUTION SERVICES, LLC|434168
VRX|VALEANT PHARM INT'L|WGIF|CIBC World Markets Inc.|3048
VRX|VALEANT PHARM INT'L|WOLF|Wolfe Trahan Securities|700
VRX|VALEANT PHARM INT'L|WORD|Worden Capital Management LLC|4207
VRX|VALEANT PHARM INT'L|WSEA|WOLVERINE SECURITIES, LLC|266102
VRX|VALEANT PHARM INT'L|XIST|INSTINET, LLC|104000
VRX|VALEANT PHARM INT'L|XPUS|XP SECURITIES, LLC|20614
VRX|VALEANT PHARM INT'L|XSTM|NATIONAL FINANCIAL SERVICES LLC|637962
VRX|VALEANT PHARM INT'L|YKNA|COMHAR CAPITAL MARKETS, LLC|8110
VRX|VALEANT PHARM INT'L|YLPL|Linsco/Private Ledger Financial Services, Incorporated|56243
VSAR|VERSARTIS, INC. CMN|AGIS|Aegis Capital Corp.|3000
VSAR|VERSARTIS, INC. CMN|APCC|Apex Clearing Corporation|251541
VSAR|VERSARTIS, INC. CMN|BAYC|BAY CREST PARTNERS, LLC|1021
VSAR|VERSARTIS, INC. CMN|BAYT|BTIG, LLC|33677
VSAR|VERSARTIS, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|35429
VSAR|VERSARTIS, INC. CMN|BIMI|Banca IMI Securities Corp.|27166
VSAR|VERSARTIS, INC. CMN|BKCM|BNY Mellon Capital Markets LLC|5554
VSAR|VERSARTIS, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12941
VSAR|VERSARTIS, INC. CMN|BLKX|INSTINET, LLC|69600
VSAR|VERSARTIS, INC. CMN|BMOC|BMO Capital Markets Corp.|4992
VSAR|VERSARTIS, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1191
VSAR|VERSARTIS, INC. CMN|BTIG|BTIG, LLC|4950
VSAR|VERSARTIS, INC. CMN|BYXM|CBOE TRADING, INC.|750
VSAR|VERSARTIS, INC. CMN|CANT|Cantor Fitzgerald & Co.|100000
VSAR|VERSARTIS, INC. CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|109750
VSAR|VERSARTIS, INC. CMN|CHAS|Charles Schwab & Co., Inc.|14795
VSAR|VERSARTIS, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|117391
VSAR|VERSARTIS, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|70306
VSAR|VERSARTIS, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|73500
VSAR|VERSARTIS, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|605038
VSAR|VERSARTIS, INC. CMN|CTDL|Citadel Derivatives Group Llc|1633
VSAR|VERSARTIS, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|176152
VSAR|VERSARTIS, INC. CMN|DBAB|Deutsche Bank Securities Inc.|740132
VSAR|VERSARTIS, INC. CMN|DBAX|Deutsche Bank Securities Inc.|430000
VSAR|VERSARTIS, INC. CMN|DEAN|MORGAN STANLEY|14900
VSAR|VERSARTIS, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|130475
VSAR|VERSARTIS, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6608
VSAR|VERSARTIS, INC. CMN|EBXL|EBX LLC|397600
VSAR|VERSARTIS, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|1547
VSAR|VERSARTIS, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|25492
VSAR|VERSARTIS, INC. CMN|EGAM|CBOE TRADING, INC.|17352
VSAR|VERSARTIS, INC. CMN|EGAW|CBOE TRADING, INC.|627
VSAR|VERSARTIS, INC. CMN|EGXM|CBOE TRADING, INC.|10950
VSAR|VERSARTIS, INC. CMN|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|17000
VSAR|VERSARTIS, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|4367
VSAR|VERSARTIS, INC. CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|10526
VSAR|VERSARTIS, INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2532
VSAR|VERSARTIS, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9114
VSAR|VERSARTIS, INC. CMN|ETRS|E*Trade Securities LLC|1823606
VSAR|VERSARTIS, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|312803
VSAR|VERSARTIS, INC. CMN|FFSI|Firstrade Securities Inc.|100
VSAR|VERSARTIS, INC. CMN|FILL|Tradestation Securities, Inc.|82167
VSAR|VERSARTIS, INC. CMN|FMAF|NBCN Inc./ CDS|12618
VSAR|VERSARTIS, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|2493502
VSAR|VERSARTIS, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1200
VSAR|VERSARTIS, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38221
VSAR|VERSARTIS, INC. CMN|FTBR|Foliofn Investments, Inc.|481
VSAR|VERSARTIS, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|28856
VSAR|VERSARTIS, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|24977
VSAR|VERSARTIS, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|1109478
VSAR|VERSARTIS, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|60325
VSAR|VERSARTIS, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|4810
VSAR|VERSARTIS, INC. CMN|GTSZ|GTS SECURITIES LLC|162597
VSAR|VERSARTIS, INC. CMN|HRBF|American Enterprise Investment Services Inc.|7400
VSAR|VERSARTIS, INC. CMN|IATS|INTERACTIVE BROKERS LLC|15380
VSAR|VERSARTIS, INC. CMN|IBKR|Interactive Brokers Llc|747878
VSAR|VERSARTIS, INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|790
VSAR|VERSARTIS, INC. CMN|ICBX|INSTINET, LLC|391809
VSAR|VERSARTIS, INC. CMN|IEQY|CITADEL SECURITIES LLC|2120
VSAR|VERSARTIS, INC. CMN|INCA|INSTINET, LLC|290191
VSAR|VERSARTIS, INC. CMN|INJX|INSTINET, LLC|54309
VSAR|VERSARTIS, INC. CMN|ITGI|ITG Inc.|98964
VSAR|VERSARTIS, INC. CMN|ITGP|ITG INC.|188800
VSAR|VERSARTIS, INC. CMN|JANY|Janney Montgomery Scott Inc.|10
VSAR|VERSARTIS, INC. CMN|JEFF|JEFFERIES LLC|51538
VSAR|VERSARTIS, INC. CMN|JMPT|JUMP TRADING, LLC|11449
VSAR|VERSARTIS, INC. CMN|JONE|JonesTrading|453885
VSAR|VERSARTIS, INC. CMN|JPMX|J.P. Morgan Securities LLC|534909
VSAR|VERSARTIS, INC. CMN|JSJX|JANE STREET CAPITAL LLC|1763
VSAR|VERSARTIS, INC. CMN|JSSF|JMP Securities LLC|72725
VSAR|VERSARTIS, INC. CMN|KCGM|VIRTU Americas LLC|70038
VSAR|VERSARTIS, INC. CMN|LEHM|Barclays Capital Inc./Le|1057098
VSAR|VERSARTIS, INC. CMN|LIME|Lime Brokerage LLC|198304
VSAR|VERSARTIS, INC. CMN|LOOP|Loop Capital Markets LLC|5459
VSAR|VERSARTIS, INC. CMN|LQNA|LIQUIDNET, INC.|104100
VSAR|VERSARTIS, INC. CMN|LSCI|Lek Securities Corporation|600
VSAR|VERSARTIS, INC. CMN|MACQ|Macquarie Capital (USA) Inc.|2679
VSAR|VERSARTIS, INC. CMN|MAXM|Maxim Group LLC|28231
VSAR|VERSARTIS, INC. CMN|MBTS|ALLY INVEST SECURITIES LLC|1200
VSAR|VERSARTIS, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|504122
VSAR|VERSARTIS, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1962659
VSAR|VERSARTIS, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|283200
VSAR|VERSARTIS, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|74100
VSAR|VERSARTIS, INC. CMN|NFSC|National Financial Services LLC|1426624
VSAR|VERSARTIS, INC. CMN|NITE|VIRTU Americas LLC|3568040
VSAR|VERSARTIS, INC. CMN|NITP|VIRTU Americas LLC|12369
VSAR|VERSARTIS, INC. CMN|NQRB|Brut, LLC|9359
VSAR|VERSARTIS, INC. CMN|OPCO|Oppenheimer & Co. Inc.|4134
VSAR|VERSARTIS, INC. CMN|PCPT|PHILLIP CAPITAL INC.|2536
VSAR|VERSARTIS, INC. CMN|PDQM|CODA MARKETS, INC.|518625
VSAR|VERSARTIS, INC. CMN|PHLY|NASDAQ Execution Services, LLC|3800
VSAR|VERSARTIS, INC. CMN|PNSR|Penserra Securities, LLC|31312
VSAR|VERSARTIS, INC. CMN|POIN|PRECISION SECURITIES, LLC (POIN)|1400
VSAR|VERSARTIS, INC. CMN|PWJC|UBS Financial Services, Inc.|3300
VSAR|VERSARTIS, INC. CMN|RAJA|Raymond James & Associates, Inc.|9500
VSAR|VERSARTIS, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|1000
VSAR|VERSARTIS, INC. CMN|RGLD|Regal Securities, Inc|821004
VSAR|VERSARTIS, INC. CMN|SAGL|SAGETRADER, LLC|900
VSAR|VERSARTIS, INC. CMN|SALI|INTL FCSTONE FINANCIAL INC.|500
VSAR|VERSARTIS, INC. CMN|SBSH|Citigroup Global Markets Inc.|444035
VSAR|VERSARTIS, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|181192
VSAR|VERSARTIS, INC. CMN|SPDR|SPEEDROUTE LLC|98972
VSAR|VERSARTIS, INC. CMN|SPNT|SEVEN POINTS CAPITAL, LLC|4700
VSAR|VERSARTIS, INC. CMN|SWIM|TD Ameritrade, Inc.|487878
VSAR|VERSARTIS, INC. CMN|TDFS|TRADERFIELD SECURITIES INC.|300
VSAR|VERSARTIS, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|46610
VSAR|VERSARTIS, INC. CMN|TRBT|Tradebot Systems, Inc.|6400
VSAR|VERSARTIS, INC. CMN|TRCM|TRC MARKETS LLC|33147
VSAR|VERSARTIS, INC. CMN|TWTT|TASTYWORKS, INC.|5900
VSAR|VERSARTIS, INC. CMN|UBSA|UBS SECURITIES LLC|1327439
VSAR|VERSARTIS, INC. CMN|UBSS|UBS Securities LLC|2001602
VSAR|VERSARTIS, INC. CMN|VALX|VIRTU AMERICAS LLC|150426
VSAR|VERSARTIS, INC. CMN|VGRD|Vanguard Marketing Corporation|126814
VSAR|VERSARTIS, INC. CMN|VSIN|Vision Financial Markets Llc|197815
VSAR|VERSARTIS, INC. CMN|WABR|Wall Street Access|53628
VSAR|VERSARTIS, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|120273
VSAR|VERSARTIS, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|8900
VSAR|VERSARTIS, INC. CMN|WGIF|CIBC World Markets Inc.|14730
VSAR|VERSARTIS, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|44567
VSAR|VERSARTIS, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|109734
VSAT|VIASAT INC        ##|ABLE|NATIXIS Securities Americas LLC|3194
VSAT|VIASAT INC        ##|AGIS|Aegis Capital Corp.|640
VSAT|VIASAT INC        ##|ALTX|Alternet Securities Inc.|1120
VSAT|VIASAT INC        ##|ANOS|ABEL/NOSER, L.L.C.|299
VSAT|VIASAT INC        ##|APCC|Apex Clearing Corporation|30
VSAT|VIASAT INC        ##|BARD|Robert W. Baird & Co. Incorporated|9497
VSAT|VIASAT INC        ##|BATM|CBOE TRADING, INC.|2939
VSAT|VIASAT INC        ##|BERN|Sanford C. Bernstein & Co., LLC|62933
VSAT|VIASAT INC        ##|BIMI|Banca IMI Securities Corp.|10
VSAT|VIASAT INC        ##|BKCM|BNY Mellon Capital Markets LLC|15387
VSAT|VIASAT INC        ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
VSAT|VIASAT INC        ##|BLKX|INSTINET, LLC|20000
VSAT|VIASAT INC        ##|BMOC|BMO Capital Markets Corp.|10879
VSAT|VIASAT INC        ##|BNPX|BNP PARIBAS SECURITIES CORP.|17254
VSAT|VIASAT INC        ##|BRVL|BLAYLOCK VAN, LLC|100
VSAT|VIASAT INC        ##|BTIG|BTIG, LLC|20914
VSAT|VIASAT INC        ##|BYXM|CBOE TRADING, INC.|400
VSAT|VIASAT INC        ##|BZYD|GOLDMAN SACHS & CO. LLC|200
VSAT|VIASAT INC        ##|CANT|Cantor Fitzgerald & Co.|435
VSAT|VIASAT INC        ##|CHAS|Charles Schwab & Co., Inc.|2539
VSAT|VIASAT INC        ##|CIST|Capital Institutional Services, Inc.|355
VSAT|VIASAT INC        ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52146
VSAT|VIASAT INC        ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
VSAT|VIASAT INC        ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|52
VSAT|VIASAT INC        ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|220833
VSAT|VIASAT INC        ##|CTDL|Citadel Derivatives Group Llc|22668
VSAT|VIASAT INC        ##|CTLR|CUTLER GROUP, LP|1752
VSAT|VIASAT INC        ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|15844
VSAT|VIASAT INC        ##|DAVA|Davenport & Company LLC|375
VSAT|VIASAT INC        ##|DBAB|Deutsche Bank Securities Inc.|331464
VSAT|VIASAT INC        ##|DBAX|Deutsche Bank Securities Inc.|114700
VSAT|VIASAT INC        ##|DBUL|Deutsche Bank Securities Inc.|11877
VSAT|VIASAT INC        ##|DEAN|MORGAN STANLEY|11065
VSAT|VIASAT INC        ##|DEGS|RONIN PROFESSIONAL LLC|600
VSAT|VIASAT INC        ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4046
VSAT|VIASAT INC        ##|EBXL|EBX LLC|95900
VSAT|VIASAT INC        ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|40454
VSAT|VIASAT INC        ##|EDJO|Edward D. Jones & Co., L.P.|971
VSAT|VIASAT INC        ##|EGAM|CBOE TRADING, INC.|6222
VSAT|VIASAT INC        ##|EGAW|CBOE TRADING, INC.|159
VSAT|VIASAT INC        ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
VSAT|VIASAT INC        ##|EGXM|CBOE TRADING, INC.|2409
VSAT|VIASAT INC        ##|EGXW|CBOE TRADING, INC.|78
VSAT|VIASAT INC        ##|ETBE|Electronic Transaction Clearing, Inc.|9231
VSAT|VIASAT INC        ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|800
VSAT|VIASAT INC        ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19804
VSAT|VIASAT INC        ##|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|36716
VSAT|VIASAT INC        ##|ETRS|E*Trade Securities LLC|60849
VSAT|VIASAT INC        ##|FBCO|Credit Suisse Securities (USA) LLC|529030
VSAT|VIASAT INC        ##|FILL|Tradestation Securities, Inc.|1614
VSAT|VIASAT INC        ##|FOMA|TD AMERITRADE CLEARING, INC.|26375
VSAT|VIASAT INC        ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3892
VSAT|VIASAT INC        ##|FQLS|Quantlab Securities LP|229653
VSAT|VIASAT INC        ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|79879
VSAT|VIASAT INC        ##|FTBR|Foliofn Investments, Inc.|179
VSAT|VIASAT INC        ##|GEBB|GLOBAL EXECUTION BROKERS, LP|23623
VSAT|VIASAT INC        ##|GLIS|TD Securities Inc|55
VSAT|VIASAT INC        ##|GLPX|ACS EXECUTION SERVICES, LLC|3299
VSAT|VIASAT INC        ##|GSCO|GOLDMAN SACHS & CO. LLC|528288
VSAT|VIASAT INC        ##|GSCS|GOLDMAN SACHS & CO. LLC|21091
VSAT|VIASAT INC        ##|GSLT|GOLDMAN SACHS & CO. LLC|1742
VSAT|VIASAT INC        ##|GTSZ|GTS SECURITIES LLC|40264
VSAT|VIASAT INC        ##|HRBF|American Enterprise Investment Services Inc.|44
VSAT|VIASAT INC        ##|HSBC|HSBC Securities, Inc.|2000
VSAT|VIASAT INC        ##|IATS|INTERACTIVE BROKERS LLC|2757
VSAT|VIASAT INC        ##|IBKR|Interactive Brokers Llc|34353
VSAT|VIASAT INC        ##|ICBX|INSTINET, LLC|16817
VSAT|VIASAT INC        ##|IEQY|CITADEL SECURITIES LLC|125391
VSAT|VIASAT INC        ##|INCA|INSTINET, LLC|297797
VSAT|VIASAT INC        ##|INJX|INSTINET, LLC|31720
VSAT|VIASAT INC        ##|ITGI|ITG Inc.|37702
VSAT|VIASAT INC        ##|ITGP|ITG INC.|16200
VSAT|VIASAT INC        ##|JANY|Janney Montgomery Scott Inc.|4793
VSAT|VIASAT INC        ##|JEFF|JEFFERIES LLC|65430
VSAT|VIASAT INC        ##|JMPT|JUMP TRADING, LLC|48499
VSAT|VIASAT INC        ##|JONE|JonesTrading|400
VSAT|VIASAT INC        ##|JPBX|J.P. MORGAN SECURITIES LLC|166104
VSAT|VIASAT INC        ##|JPMX|J.P. Morgan Securities LLC|493068
VSAT|VIASAT INC        ##|JSJX|JANE STREET CAPITAL LLC|17026
VSAT|VIASAT INC        ##|KCGM|VIRTU Americas LLC|15350
VSAT|VIASAT INC        ##|LEER|LEERINK PARTNERS LLC|630
VSAT|VIASAT INC        ##|LEHM|Barclays Capital Inc./Le|596491
VSAT|VIASAT INC        ##|LIME|Lime Brokerage LLC|109719
VSAT|VIASAT INC        ##|LOOP|Loop Capital Markets LLC|900
VSAT|VIASAT INC        ##|LSCI|Lek Securities Corporation|641
VSAT|VIASAT INC        ##|LTCO|Ladenburg, Thalmann & Co., Inc.|497
VSAT|VIASAT INC        ##|MAXM|Maxim Group LLC|69970
VSAT|VIASAT INC        ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30048
VSAT|VIASAT INC        ##|MOTF|MOTIF INVESTING, INC.|10
VSAT|VIASAT INC        ##|MSCO|MORGAN STANLEY & CO. LLC|1383775
VSAT|VIASAT INC        ##|MSPL|MORGAN STANLEY & CO. LLC|195800
VSAT|VIASAT INC        ##|MSTX|MORGAN STANLEY & CO. LLC|75900
VSAT|VIASAT INC        ##|NFSC|National Financial Services LLC|33376
VSAT|VIASAT INC        ##|NITE|VIRTU Americas LLC|145969
VSAT|VIASAT INC        ##|NITP|VIRTU Americas LLC|204
VSAT|VIASAT INC        ##|NQRB|Brut, LLC|15295
VSAT|VIASAT INC        ##|NTRC|Northern Trust Securities, Inc.|1084
VSAT|VIASAT INC        ##|OPCO|Oppenheimer & Co. Inc.|633
VSAT|VIASAT INC        ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1730
VSAT|VIASAT INC        ##|PDQM|CODA MARKETS, INC.|44048
VSAT|VIASAT INC        ##|PWJC|UBS Financial Services, Inc.|2500
VSAT|VIASAT INC        ##|RAJA|Raymond James & Associates, Inc.|70
VSAT|VIASAT INC        ##|RBCM|RBC CAPITAL MARKETS, LLC|469
VSAT|VIASAT INC        ##|SAGL|SAGETRADER, LLC|800
VSAT|VIASAT INC        ##|SAGW|SAGETRADER, LLC|1303
VSAT|VIASAT INC        ##|SBSH|Citigroup Global Markets Inc.|295771
VSAT|VIASAT INC        ##|SGMT|GOLDMAN SACHS & CO. LLC|28825
VSAT|VIASAT INC        ##|SPDR|SPEEDROUTE LLC|6961
VSAT|VIASAT INC        ##|STFL|Stifel, Nicolaus & Company, Incorporated|317
VSAT|VIASAT INC        ##|STKP|STOCKPILE INVESTMENTS, INC.|18
VSAT|VIASAT INC        ##|SWIM|TD Ameritrade, Inc.|9301
VSAT|VIASAT INC        ##|SWST|Hilltop Securities Inc.|1700
VSAT|VIASAT INC        ##|TKNG|ALLY INVEST SECURITIES LLC|100
VSAT|VIASAT INC        ##|TRBT|Tradebot Systems, Inc.|188782
VSAT|VIASAT INC        ##|TRCM|TRC MARKETS LLC|91550
VSAT|VIASAT INC        ##|TWTT|TASTYWORKS, INC.|50
VSAT|VIASAT INC        ##|UBSA|UBS SECURITIES LLC|271765
VSAT|VIASAT INC        ##|UBSS|UBS Securities LLC|617237
VSAT|VIASAT INC        ##|VALX|VIRTU AMERICAS LLC|6884
VSAT|VIASAT INC        ##|VGRD|Vanguard Marketing Corporation|1895
VSAT|VIASAT INC        ##|WBLR|WILLIAM BLAIR|275
VSAT|VIASAT INC        ##|WBPX|SUMMIT SECURITIES GROUP, LLC|200
VSAT|VIASAT INC        ##|WCHV|WELLS FARGO SECURITIES, LLC|24216
VSAT|VIASAT INC        ##|WDNX|WEEDEN & CO.L.P.|6108
VSAT|VIASAT INC        ##|WEED|Weeden & Co.L.P.|1520
VSAT|VIASAT INC        ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21278
VSAT|VIASAT INC        ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|672
VSAT|VIASAT INC        ##|WFPB|Wells Fargo Securities, LLC.|33
VSAT|VIASAT INC        ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|160
VSAT|VIASAT INC        ##|WSEA|WOLVERINE SECURITIES, LLC|540
VSAT|VIASAT INC        ##|XIST|INSTINET, LLC|212402
VSAT|VIASAT INC        ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|3240
VSAT|VIASAT INC        ##|YKNA|COMHAR CAPITAL MARKETS, LLC|401
VSAT|VIASAT INC        ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1282
VSDA|VCTRYSHR DIV ACC ETF|FOMA|TD AMERITRADE CLEARING, INC.|2
VSDA|VCTRYSHR DIV ACC ETF|JSJX|JANE STREET CAPITAL LLC|100
VSDA|VCTRYSHR DIV ACC ETF|LIME|Lime Brokerage LLC|1
VSDA|VCTRYSHR DIV ACC ETF|MSCO|MORGAN STANLEY & CO. LLC|4
VSDA|VCTRYSHR DIV ACC ETF|NFSC|National Financial Services LLC|100
VSDA|VCTRYSHR DIV ACC ETF|NITE|VIRTU Americas LLC|871
VSDA|VCTRYSHR DIV ACC ETF|NITP|VIRTU Americas LLC|100
VSDA|VCTRYSHR DIV ACC ETF|RBCM|RBC CAPITAL MARKETS, LLC|200
VSDA|VCTRYSHR DIV ACC ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
VSEC|V S E CP          ##|ALTX|Alternet Securities Inc.|900
VSEC|V S E CP          ##|APCC|Apex Clearing Corporation|2042
VSEC|V S E CP          ##|BARD|Robert W. Baird & Co. Incorporated|1
VSEC|V S E CP          ##|BATM|CBOE TRADING, INC.|100
VSEC|V S E CP          ##|BERN|Sanford C. Bernstein & Co., LLC|1327
VSEC|V S E CP          ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|153
VSEC|V S E CP          ##|BMOC|BMO Capital Markets Corp.|1381
VSEC|V S E CP          ##|BNPX|BNP PARIBAS SECURITIES CORP.|763
VSEC|V S E CP          ##|BTIG|BTIG, LLC|3
VSEC|V S E CP          ##|BZYD|GOLDMAN SACHS & CO. LLC|300
VSEC|V S E CP          ##|CANT|Cantor Fitzgerald & Co.|115
VSEC|V S E CP          ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3011
VSEC|V S E CP          ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11116
VSEC|V S E CP          ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15280
VSEC|V S E CP          ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6945
VSEC|V S E CP          ##|CTDL|Citadel Derivatives Group Llc|822
VSEC|V S E CP          ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|1294
VSEC|V S E CP          ##|DBAB|Deutsche Bank Securities Inc.|24172
VSEC|V S E CP          ##|DBAX|Deutsche Bank Securities Inc.|6500
VSEC|V S E CP          ##|DEAN|MORGAN STANLEY|200
VSEC|V S E CP          ##|DEGS|RONIN PROFESSIONAL LLC|3881
VSEC|V S E CP          ##|EBXL|EBX LLC|2600
VSEC|V S E CP          ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|585
VSEC|V S E CP          ##|EDJO|Edward D. Jones & Co., L.P.|882
VSEC|V S E CP          ##|EGAM|CBOE TRADING, INC.|200
VSEC|V S E CP          ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|124
VSEC|V S E CP          ##|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|90
VSEC|V S E CP          ##|ETRS|E*Trade Securities LLC|28503
VSEC|V S E CP          ##|FBCO|Credit Suisse Securities (USA) LLC|63484
VSEC|V S E CP          ##|FOMA|TD AMERITRADE CLEARING, INC.|42984
VSEC|V S E CP          ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|94
VSEC|V S E CP          ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5363
VSEC|V S E CP          ##|FTBR|Foliofn Investments, Inc.|65
VSEC|V S E CP          ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2269
VSEC|V S E CP          ##|GLPX|ACS EXECUTION SERVICES, LLC|7324
VSEC|V S E CP          ##|GSCO|GOLDMAN SACHS & CO. LLC|30947
VSEC|V S E CP          ##|GSCS|GOLDMAN SACHS & CO. LLC|72
VSEC|V S E CP          ##|GTSZ|GTS SECURITIES LLC|20901
VSEC|V S E CP          ##|IATS|INTERACTIVE BROKERS LLC|12300
VSEC|V S E CP          ##|IBKR|Interactive Brokers Llc|20441
VSEC|V S E CP          ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
VSEC|V S E CP          ##|ICBX|INSTINET, LLC|800
VSEC|V S E CP          ##|IEQY|CITADEL SECURITIES LLC|2244
VSEC|V S E CP          ##|INCA|INSTINET, LLC|23543
VSEC|V S E CP          ##|INJX|INSTINET, LLC|2768
VSEC|V S E CP          ##|ITGI|ITG Inc.|3420
VSEC|V S E CP          ##|ITGP|ITG INC.|8000
VSEC|V S E CP          ##|JANY|Janney Montgomery Scott Inc.|36
VSEC|V S E CP          ##|JEFF|JEFFERIES LLC|1276
VSEC|V S E CP          ##|JPMX|J.P. Morgan Securities LLC|7750
VSEC|V S E CP          ##|KCGM|VIRTU Americas LLC|1613
VSEC|V S E CP          ##|LEHM|Barclays Capital Inc./Le|21148
VSEC|V S E CP          ##|LIME|Lime Brokerage LLC|11156
VSEC|V S E CP          ##|LMGP|LIME BROKERAGE LLC|1600
VSEC|V S E CP          ##|MAXM|Maxim Group LLC|741
VSEC|V S E CP          ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4046
VSEC|V S E CP          ##|MSCO|MORGAN STANLEY & CO. LLC|50797
VSEC|V S E CP          ##|MSPL|MORGAN STANLEY & CO. LLC|10300
VSEC|V S E CP          ##|NFSC|National Financial Services LLC|1152
VSEC|V S E CP          ##|NITE|VIRTU Americas LLC|26561
VSEC|V S E CP          ##|NQRB|Brut, LLC|60
VSEC|V S E CP          ##|OPCO|Oppenheimer & Co. Inc.|300
VSEC|V S E CP          ##|PDQM|CODA MARKETS, INC.|14053
VSEC|V S E CP          ##|RAJA|Raymond James & Associates, Inc.|235
VSEC|V S E CP          ##|RBCM|RBC CAPITAL MARKETS, LLC|400
VSEC|V S E CP          ##|SAGW|SAGETRADER, LLC|65
VSEC|V S E CP          ##|SBSH|Citigroup Global Markets Inc.|10356
VSEC|V S E CP          ##|SGMT|GOLDMAN SACHS & CO. LLC|637
VSEC|V S E CP          ##|SOGO|Wang Investment Associates, Inc.|1978
VSEC|V S E CP          ##|SPDR|SPEEDROUTE LLC|298
VSEC|V S E CP          ##|SPTD|MINT GLOBAL MARKETS, INC.|25906
VSEC|V S E CP          ##|SWIM|TD Ameritrade, Inc.|100
VSEC|V S E CP          ##|TMBR|Timber Hill LLC|1
VSEC|V S E CP          ##|TRBT|Tradebot Systems, Inc.|1842
VSEC|V S E CP          ##|TRCM|TRC MARKETS LLC|10662
VSEC|V S E CP          ##|UBSA|UBS SECURITIES LLC|21087
VSEC|V S E CP          ##|UBSS|UBS Securities LLC|53910
VSEC|V S E CP          ##|VALX|VIRTU AMERICAS LLC|3507
VSEC|V S E CP          ##|WCHV|WELLS FARGO SECURITIES, LLC|1650
VSEC|V S E CP          ##|WEED|Weeden & Co.L.P.|900
VSEC|V S E CP          ##|XIST|INSTINET, LLC|1740
VSEC|V S E CP          ##|YKNA|COMHAR CAPITAL MARKETS, LLC|1497
VSH|VISHAY INTERTECH|ADAM|CANACCORD GENUITY INC.|25000
VSH|VISHAY INTERTECH|ALTX|Alternet Securities Inc.|34377
VSH|VISHAY INTERTECH|ANOS|ABEL/NOSER, L.L.C.|5599
VSH|VISHAY INTERTECH|APCC|Apex Clearing Corporation|4753
VSH|VISHAY INTERTECH|AQUA|AQUA SECURITIES L.P.|9800
VSH|VISHAY INTERTECH|ARSC|ARCTIC SECURITIES LLC|100
VSH|VISHAY INTERTECH|BANK|Primevest Financial Services, Inc.|1
VSH|VISHAY INTERTECH|BATM|CBOE TRADING, INC.|133327
VSH|VISHAY INTERTECH|BAYC|BAY CREST PARTNERS, LLC|350
VSH|VISHAY INTERTECH|BAYT|BTIG, LLC|13968
VSH|VISHAY INTERTECH|BERN|Sanford C. Bernstein & Co., LLC|268112
VSH|VISHAY INTERTECH|BIDS|BIDS TRADING L.P.|2400
VSH|VISHAY INTERTECH|BIMI|Banca IMI Securities Corp.|124
VSH|VISHAY INTERTECH|BKCM|BNY Mellon Capital Markets LLC|26189
VSH|VISHAY INTERTECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16956
VSH|VISHAY INTERTECH|BLKX|INSTINET, LLC|59735
VSH|VISHAY INTERTECH|BMOC|BMO Capital Markets Corp.|180000
VSH|VISHAY INTERTECH|BNPX|BNP PARIBAS SECURITIES CORP.|16666
VSH|VISHAY INTERTECH|BRVL|BLAYLOCK VAN, LLC|700
VSH|VISHAY INTERTECH|BTIG|BTIG, LLC|2020720
VSH|VISHAY INTERTECH|BYXM|CBOE TRADING, INC.|1200
VSH|VISHAY INTERTECH|BZYD|GOLDMAN SACHS & CO. LLC|3500
VSH|VISHAY INTERTECH|CANT|Cantor Fitzgerald & Co.|268
VSH|VISHAY INTERTECH|CHAS|Charles Schwab & Co., Inc.|7791
VSH|VISHAY INTERTECH|CIST|Capital Institutional Services, Inc.|1167
VSH|VISHAY INTERTECH|CLSA|CLSA AMERICAS, LLC|7500
VSH|VISHAY INTERTECH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|376839
VSH|VISHAY INTERTECH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|57000
VSH|VISHAY INTERTECH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|106
VSH|VISHAY INTERTECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2201021
VSH|VISHAY INTERTECH|CTDL|Citadel Derivatives Group Llc|32999
VSH|VISHAY INTERTECH|CTLR|CUTLER GROUP, LP|957
VSH|VISHAY INTERTECH|CXCX|CITIGROUP GLOBAL MARKETS INC.|466970
VSH|VISHAY INTERTECH|DADA|D.A. Davidson & Co.|12
VSH|VISHAY INTERTECH|DBAB|Deutsche Bank Securities Inc.|430558
VSH|VISHAY INTERTECH|DBAX|Deutsche Bank Securities Inc.|1232500
VSH|VISHAY INTERTECH|DBUL|Deutsche Bank Securities Inc.|2300
VSH|VISHAY INTERTECH|DEAN|MORGAN STANLEY|6037
VSH|VISHAY INTERTECH|DEGS|RONIN PROFESSIONAL LLC|2595
VSH|VISHAY INTERTECH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7400
VSH|VISHAY INTERTECH|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|8310
VSH|VISHAY INTERTECH|EBXL|EBX LLC|924100
VSH|VISHAY INTERTECH|ECUT|CONVERGEX EXECUTION SOLUTIONS|249808
VSH|VISHAY INTERTECH|EGAM|CBOE TRADING, INC.|77306
VSH|VISHAY INTERTECH|EGAW|CBOE TRADING, INC.|824
VSH|VISHAY INTERTECH|EGMT|EG MARKET TECHNOLOGIES LLC|1
VSH|VISHAY INTERTECH|EGXM|CBOE TRADING, INC.|37711
VSH|VISHAY INTERTECH|EGXW|CBOE TRADING, INC.|200
VSH|VISHAY INTERTECH|ELEV|ELEVATION, LLC|12937
VSH|VISHAY INTERTECH|ETBE|Electronic Transaction Clearing, Inc.|310
VSH|VISHAY INTERTECH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|716808
VSH|VISHAY INTERTECH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
VSH|VISHAY INTERTECH|ETCC|Electronic Transaction Clearing, Inc.|10300
VSH|VISHAY INTERTECH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9820
VSH|VISHAY INTERTECH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1313
VSH|VISHAY INTERTECH|ETRS|E*Trade Securities LLC|125051
VSH|VISHAY INTERTECH|FBSB|U.S. Bancorp Investments, Inc.|1
VSH|VISHAY INTERTECH|FILL|Tradestation Securities, Inc.|19015
VSH|VISHAY INTERTECH|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7500
VSH|VISHAY INTERTECH|FQLS|Quantlab Securities LP|214863
VSH|VISHAY INTERTECH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|241907
VSH|VISHAY INTERTECH|FTBR|Foliofn Investments, Inc.|27261
VSH|VISHAY INTERTECH|GEBB|GLOBAL EXECUTION BROKERS, LP|2329
VSH|VISHAY INTERTECH|GLIS|TD Securities Inc|2368
VSH|VISHAY INTERTECH|GLPX|ACS EXECUTION SERVICES, LLC|25724
VSH|VISHAY INTERTECH|GSCO|GOLDMAN SACHS & CO. LLC|3689017
VSH|VISHAY INTERTECH|GSCS|GOLDMAN SACHS & CO. LLC|111220
VSH|VISHAY INTERTECH|GSLT|GOLDMAN SACHS & CO. LLC|18034
VSH|VISHAY INTERTECH|GTSZ|GTS SECURITIES LLC|192534
VSH|VISHAY INTERTECH|HRBF|American Enterprise Investment Services Inc.|3791
VSH|VISHAY INTERTECH|HSBC|HSBC Securities, Inc.|11132
VSH|VISHAY INTERTECH|IATS|INTERACTIVE BROKERS LLC|28857
VSH|VISHAY INTERTECH|IBKR|Interactive Brokers Llc|32625
VSH|VISHAY INTERTECH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|35
VSH|VISHAY INTERTECH|ICBX|INSTINET, LLC|457431
VSH|VISHAY INTERTECH|IEQY|CITADEL SECURITIES LLC|52638
VSH|VISHAY INTERTECH|INCA|INSTINET, LLC|370586
VSH|VISHAY INTERTECH|INJX|INSTINET, LLC|44805
VSH|VISHAY INTERTECH|ITGI|ITG Inc.|367692
VSH|VISHAY INTERTECH|ITGP|ITG INC.|1607000
VSH|VISHAY INTERTECH|JANY|Janney Montgomery Scott Inc.|250
VSH|VISHAY INTERTECH|JEFF|JEFFERIES LLC|681896
VSH|VISHAY INTERTECH|JMPT|JUMP TRADING, LLC|31520
VSH|VISHAY INTERTECH|JONE|JonesTrading|806062
VSH|VISHAY INTERTECH|JPBX|J.P. MORGAN SECURITIES LLC|532531
VSH|VISHAY INTERTECH|JPMX|J.P. Morgan Securities LLC|5300943
VSH|VISHAY INTERTECH|JSEB|JANE STREET EXECUTION SERVICES, LLC|206000
VSH|VISHAY INTERTECH|JSJX|JANE STREET CAPITAL LLC|57228
VSH|VISHAY INTERTECH|KCGM|VIRTU Americas LLC|244065
VSH|VISHAY INTERTECH|KCRD|PHX FINANCIAL, INC.|570
VSH|VISHAY INTERTECH|LBOW|Longbow Securities, LLC|60167
VSH|VISHAY INTERTECH|LEHM|Barclays Capital Inc./Le|2163359
VSH|VISHAY INTERTECH|LIME|Lime Brokerage LLC|38773
VSH|VISHAY INTERTECH|LOOP|Loop Capital Markets LLC|11133
VSH|VISHAY INTERTECH|LQNA|LIQUIDNET, INC.|23900
VSH|VISHAY INTERTECH|LQNB|LIQUIDNET, INC.|10900
VSH|VISHAY INTERTECH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
VSH|VISHAY INTERTECH|MAXM|Maxim Group LLC|885
VSH|VISHAY INTERTECH|MCBT|Moors & Cabot, Inc.|4400
VSH|VISHAY INTERTECH|MITR|GMP SECURITIES, LLC|780030
VSH|VISHAY INTERTECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1184537
VSH|VISHAY INTERTECH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|47939
VSH|VISHAY INTERTECH|MSCO|MORGAN STANLEY & CO. LLC|1779479
VSH|VISHAY INTERTECH|MSPL|MORGAN STANLEY & CO. LLC|1784300
VSH|VISHAY INTERTECH|MSTX|MORGAN STANLEY & CO. LLC|409900
VSH|VISHAY INTERTECH|MULL|MARK J. MULLER EQUITIES, INC.|3310
VSH|VISHAY INTERTECH|NFSC|National Financial Services LLC|261006
VSH|VISHAY INTERTECH|NITE|VIRTU Americas LLC|812471
VSH|VISHAY INTERTECH|NITP|VIRTU Americas LLC|177873
VSH|VISHAY INTERTECH|NMRA|Nomura Securities International, Inc.|2345911
VSH|VISHAY INTERTECH|NQRB|Brut, LLC|7546
VSH|VISHAY INTERTECH|NTBF|BMO Nesbitt Burns Inc./CDS|186
VSH|VISHAY INTERTECH|NTRC|Northern Trust Securities, Inc.|3889
VSH|VISHAY INTERTECH|OPCO|Oppenheimer & Co. Inc.|54316
VSH|VISHAY INTERTECH|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1375
VSH|VISHAY INTERTECH|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|12346
VSH|VISHAY INTERTECH|PDQM|CODA MARKETS, INC.|209219
VSH|VISHAY INTERTECH|PHLY|NASDAQ Execution Services, LLC|1200
VSH|VISHAY INTERTECH|PIPR|Piper Jaffray & Co.|491978
VSH|VISHAY INTERTECH|QMSR|QUATTRO M SECURITIES INC.|6529
VSH|VISHAY INTERTECH|RBCM|RBC CAPITAL MARKETS, LLC|4412
VSH|VISHAY INTERTECH|SAGL|SAGETRADER, LLC|31604
VSH|VISHAY INTERTECH|SAGW|SAGETRADER, LLC|226
VSH|VISHAY INTERTECH|SALI|INTL FCSTONE FINANCIAL INC.|1150
VSH|VISHAY INTERTECH|SBRX|MURIEL SIEBERT & CO INC|5800
VSH|VISHAY INTERTECH|SBSH|Citigroup Global Markets Inc.|260707
VSH|VISHAY INTERTECH|SCMC|Scotia Capital Markets (USA) Inc.|300
VSH|VISHAY INTERTECH|SEIC|SEI Investments Distribution Co.|532
VSH|VISHAY INTERTECH|SGMT|GOLDMAN SACHS & CO. LLC|959224
VSH|VISHAY INTERTECH|SPDR|SPEEDROUTE LLC|46114
VSH|VISHAY INTERTECH|SPHN|Stephens Inc.|2
VSH|VISHAY INTERTECH|SPNT|SEVEN POINTS CAPITAL, LLC|5400
VSH|VISHAY INTERTECH|SPTD|MINT GLOBAL MARKETS, INC.|100
VSH|VISHAY INTERTECH|SSBS|STATE STREET GLOBAL MARKETS, LLC|9247
VSH|VISHAY INTERTECH|STFL|Stifel, Nicolaus & Company, Incorporated|29409
VSH|VISHAY INTERTECH|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
VSH|VISHAY INTERTECH|SWIM|TD Ameritrade, Inc.|85980
VSH|VISHAY INTERTECH|SWST|Hilltop Securities Inc.|12010
VSH|VISHAY INTERTECH|TKNG|ALLY INVEST SECURITIES LLC|2598
VSH|VISHAY INTERTECH|TMBR|Timber Hill LLC|696
VSH|VISHAY INTERTECH|TRBT|Tradebot Systems, Inc.|63295
VSH|VISHAY INTERTECH|TRCM|TRC MARKETS LLC|112167
VSH|VISHAY INTERTECH|TWTT|TASTYWORKS, INC.|3796
VSH|VISHAY INTERTECH|UBSS|UBS Securities LLC|955789
VSH|VISHAY INTERTECH|VALX|VIRTU AMERICAS LLC|83355
VSH|VISHAY INTERTECH|VGRD|Vanguard Marketing Corporation|22744
VSH|VISHAY INTERTECH|WABR|Wall Street Access|15200
VSH|VISHAY INTERTECH|WBET|Wallachbeth Capital LLC|101242
VSH|VISHAY INTERTECH|WBPX|SUMMIT SECURITIES GROUP, LLC|5044
VSH|VISHAY INTERTECH|WCHV|WELLS FARGO SECURITIES, LLC|770328
VSH|VISHAY INTERTECH|WEDB|WEDBUSH SECURITIES INC.|7625
VSH|VISHAY INTERTECH|WEED|Weeden & Co.L.P.|3400
VSH|VISHAY INTERTECH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3087
VSH|VISHAY INTERTECH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|14952
VSH|VISHAY INTERTECH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|173
VSH|VISHAY INTERTECH|WSEA|WOLVERINE SECURITIES, LLC|5421
VSH|VISHAY INTERTECH|WTFS|JUST2TRADE, INC.|1000
VSH|VISHAY INTERTECH|XIST|INSTINET, LLC|54000
VSH|VISHAY INTERTECH|XSTM|NATIONAL FINANCIAL SERVICES LLC|216074
VSH|VISHAY INTERTECH|YKNA|COMHAR CAPITAL MARKETS, LLC|4670
VSH|VISHAY INTERTECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4203
VSI|VITAMIN SHOPPE, INC|ALTX|Alternet Securities Inc.|3000
VSI|VITAMIN SHOPPE, INC|APCC|Apex Clearing Corporation|5158
VSI|VITAMIN SHOPPE, INC|BATM|CBOE TRADING, INC.|2928
VSI|VITAMIN SHOPPE, INC|BAYC|BAY CREST PARTNERS, LLC|1255
VSI|VITAMIN SHOPPE, INC|BERN|Sanford C. Bernstein & Co., LLC|200
VSI|VITAMIN SHOPPE, INC|BIDS|BIDS TRADING L.P.|300
VSI|VITAMIN SHOPPE, INC|BIMI|Banca IMI Securities Corp.|6140
VSI|VITAMIN SHOPPE, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3500
VSI|VITAMIN SHOPPE, INC|BNPX|BNP PARIBAS SECURITIES CORP.|3973
VSI|VITAMIN SHOPPE, INC|BRGE|Newbridge Securities Corp.|200
VSI|VITAMIN SHOPPE, INC|BRVL|BLAYLOCK VAN, LLC|1800
VSI|VITAMIN SHOPPE, INC|BTIG|BTIG, LLC|18802
VSI|VITAMIN SHOPPE, INC|BYXM|CBOE TRADING, INC.|300
VSI|VITAMIN SHOPPE, INC|BZYD|GOLDMAN SACHS & CO. LLC|700
VSI|VITAMIN SHOPPE, INC|CHAS|Charles Schwab & Co., Inc.|2420
VSI|VITAMIN SHOPPE, INC|CIST|Capital Institutional Services, Inc.|8600
VSI|VITAMIN SHOPPE, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33823
VSI|VITAMIN SHOPPE, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
VSI|VITAMIN SHOPPE, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|259702
VSI|VITAMIN SHOPPE, INC|CTDL|Citadel Derivatives Group Llc|21287
VSI|VITAMIN SHOPPE, INC|CTLR|CUTLER GROUP, LP|100
VSI|VITAMIN SHOPPE, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|19678
VSI|VITAMIN SHOPPE, INC|DADA|D.A. Davidson & Co.|200
VSI|VITAMIN SHOPPE, INC|DBAB|Deutsche Bank Securities Inc.|17871
VSI|VITAMIN SHOPPE, INC|DBAX|Deutsche Bank Securities Inc.|150400
VSI|VITAMIN SHOPPE, INC|DEAN|MORGAN STANLEY|2050
VSI|VITAMIN SHOPPE, INC|DEGS|RONIN PROFESSIONAL LLC|22056
VSI|VITAMIN SHOPPE, INC|EBXL|EBX LLC|82600
VSI|VITAMIN SHOPPE, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2248
VSI|VITAMIN SHOPPE, INC|EDJC|Edward Jones / CDS|660
VSI|VITAMIN SHOPPE, INC|EDJO|Edward D. Jones & Co., L.P.|1384
VSI|VITAMIN SHOPPE, INC|EGAM|CBOE TRADING, INC.|2870
VSI|VITAMIN SHOPPE, INC|EGXM|CBOE TRADING, INC.|2662
VSI|VITAMIN SHOPPE, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|8201
VSI|VITAMIN SHOPPE, INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2000
VSI|VITAMIN SHOPPE, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|633
VSI|VITAMIN SHOPPE, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1045
VSI|VITAMIN SHOPPE, INC|ETRS|E*Trade Securities LLC|323672
VSI|VITAMIN SHOPPE, INC|FILL|Tradestation Securities, Inc.|17499
VSI|VITAMIN SHOPPE, INC|FMAF|NBCN Inc./ CDS|2000
VSI|VITAMIN SHOPPE, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64943
VSI|VITAMIN SHOPPE, INC|FTBR|Foliofn Investments, Inc.|78
VSI|VITAMIN SHOPPE, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3422
VSI|VITAMIN SHOPPE, INC|GLIS|TD Securities Inc|2028
VSI|VITAMIN SHOPPE, INC|GLPX|ACS EXECUTION SERVICES, LLC|1031
VSI|VITAMIN SHOPPE, INC|GSCO|GOLDMAN SACHS & CO. LLC|355085
VSI|VITAMIN SHOPPE, INC|GSCS|GOLDMAN SACHS & CO. LLC|11286
VSI|VITAMIN SHOPPE, INC|GSLT|GOLDMAN SACHS & CO. LLC|4193
VSI|VITAMIN SHOPPE, INC|GTSZ|GTS SECURITIES LLC|57996
VSI|VITAMIN SHOPPE, INC|HRBF|American Enterprise Investment Services Inc.|2098
VSI|VITAMIN SHOPPE, INC|IATS|INTERACTIVE BROKERS LLC|17443
VSI|VITAMIN SHOPPE, INC|IBKR|Interactive Brokers Llc|52146
VSI|VITAMIN SHOPPE, INC|ICBX|INSTINET, LLC|100414
VSI|VITAMIN SHOPPE, INC|IEQY|CITADEL SECURITIES LLC|200
VSI|VITAMIN SHOPPE, INC|INCA|INSTINET, LLC|35452
VSI|VITAMIN SHOPPE, INC|INJX|INSTINET, LLC|6000
VSI|VITAMIN SHOPPE, INC|ITGI|ITG Inc.|11181
VSI|VITAMIN SHOPPE, INC|ITGP|ITG INC.|139000
VSI|VITAMIN SHOPPE, INC|JEFF|JEFFERIES LLC|13909
VSI|VITAMIN SHOPPE, INC|JMPT|JUMP TRADING, LLC|2017
VSI|VITAMIN SHOPPE, INC|JPBX|J.P. MORGAN SECURITIES LLC|5454
VSI|VITAMIN SHOPPE, INC|JPMX|J.P. Morgan Securities LLC|456820
VSI|VITAMIN SHOPPE, INC|JSJX|JANE STREET CAPITAL LLC|13886
VSI|VITAMIN SHOPPE, INC|KCGM|VIRTU Americas LLC|24451
VSI|VITAMIN SHOPPE, INC|LEHM|Barclays Capital Inc./Le|182134
VSI|VITAMIN SHOPPE, INC|LIME|Lime Brokerage LLC|11015
VSI|VITAMIN SHOPPE, INC|LOOP|Loop Capital Markets LLC|3727
VSI|VITAMIN SHOPPE, INC|LQNA|LIQUIDNET, INC.|14500
VSI|VITAMIN SHOPPE, INC|LSCI|Lek Securities Corporation|654
VSI|VITAMIN SHOPPE, INC|LTCO|Ladenburg, Thalmann & Co., Inc.|3100
VSI|VITAMIN SHOPPE, INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
VSI|VITAMIN SHOPPE, INC|MACQ|Macquarie Capital (USA) Inc.|1725
VSI|VITAMIN SHOPPE, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|385610
VSI|VITAMIN SHOPPE, INC|MSCO|MORGAN STANLEY & CO. LLC|239625
VSI|VITAMIN SHOPPE, INC|MSPL|MORGAN STANLEY & CO. LLC|488700
VSI|VITAMIN SHOPPE, INC|MSTX|MORGAN STANLEY & CO. LLC|270200
VSI|VITAMIN SHOPPE, INC|NFSC|National Financial Services LLC|310625
VSI|VITAMIN SHOPPE, INC|NITE|VIRTU Americas LLC|752966
VSI|VITAMIN SHOPPE, INC|NITP|VIRTU Americas LLC|13676
VSI|VITAMIN SHOPPE, INC|NQRB|Brut, LLC|300
VSI|VITAMIN SHOPPE, INC|NTBF|BMO Nesbitt Burns Inc./CDS|1500
VSI|VITAMIN SHOPPE, INC|OPCO|Oppenheimer & Co. Inc.|1000
VSI|VITAMIN SHOPPE, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
VSI|VITAMIN SHOPPE, INC|PDQM|CODA MARKETS, INC.|37599
VSI|VITAMIN SHOPPE, INC|PHLY|NASDAQ Execution Services, LLC|10400
VSI|VITAMIN SHOPPE, INC|PWJC|UBS Financial Services, Inc.|3361
VSI|VITAMIN SHOPPE, INC|RBCM|RBC CAPITAL MARKETS, LLC|141519
VSI|VITAMIN SHOPPE, INC|SALI|INTL FCSTONE FINANCIAL INC.|26049
VSI|VITAMIN SHOPPE, INC|SBSH|Citigroup Global Markets Inc.|8520
VSI|VITAMIN SHOPPE, INC|SGMT|GOLDMAN SACHS & CO. LLC|77226
VSI|VITAMIN SHOPPE, INC|SPDR|SPEEDROUTE LLC|8135
VSI|VITAMIN SHOPPE, INC|STFL|Stifel, Nicolaus & Company, Incorporated|6641
VSI|VITAMIN SHOPPE, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|600
VSI|VITAMIN SHOPPE, INC|SWIM|TD Ameritrade, Inc.|98750
VSI|VITAMIN SHOPPE, INC|TKNG|ALLY INVEST SECURITIES LLC|2226
VSI|VITAMIN SHOPPE, INC|TRBT|Tradebot Systems, Inc.|2625
VSI|VITAMIN SHOPPE, INC|TRCM|TRC MARKETS LLC|17373
VSI|VITAMIN SHOPPE, INC|TWTT|TASTYWORKS, INC.|314
VSI|VITAMIN SHOPPE, INC|UBSA|UBS SECURITIES LLC|633416
VSI|VITAMIN SHOPPE, INC|UBSS|UBS Securities LLC|390567
VSI|VITAMIN SHOPPE, INC|VALX|VIRTU AMERICAS LLC|53133
VSI|VITAMIN SHOPPE, INC|VGRD|Vanguard Marketing Corporation|12489
VSI|VITAMIN SHOPPE, INC|VSIN|Vision Financial Markets Llc|204
VSI|VITAMIN SHOPPE, INC|WCHV|WELLS FARGO SECURITIES, LLC|13288
VSI|VITAMIN SHOPPE, INC|WEED|Weeden & Co.L.P.|675
VSI|VITAMIN SHOPPE, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|53717
VSI|VITAMIN SHOPPE, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|45579
VSI|VITAMIN SHOPPE, INC|WGIF|CIBC World Markets Inc.|2834
VSI|VITAMIN SHOPPE, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|214
VSI|VITAMIN SHOPPE, INC|WSEA|WOLVERINE SECURITIES, LLC|3468
VSI|VITAMIN SHOPPE, INC|XIST|INSTINET, LLC|3600
VSI|VITAMIN SHOPPE, INC|XPQR|Jump Trading|225
VSI|VITAMIN SHOPPE, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|21300
VSI|VITAMIN SHOPPE, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11612
VSL|VOLSHARES LARGE CAP|IBKR|Interactive Brokers Llc|58
VSL|VOLSHARES LARGE CAP|JSJX|JANE STREET CAPITAL LLC|3
VSL|VOLSHARES LARGE CAP|NITE|VIRTU Americas LLC|40
VSL|VOLSHARES LARGE CAP|VGRD|Vanguard Marketing Corporation|40
VSLR|VIVINT SOLAR, INC.|AGIS|Aegis Capital Corp.|4900
VSLR|VIVINT SOLAR, INC.|ALTX|Alternet Securities Inc.|2359
VSLR|VIVINT SOLAR, INC.|APCC|Apex Clearing Corporation|7439
VSLR|VIVINT SOLAR, INC.|BATM|CBOE TRADING, INC.|104
VSLR|VIVINT SOLAR, INC.|BAYT|BTIG, LLC|11000
VSLR|VIVINT SOLAR, INC.|BERN|Sanford C. Bernstein & Co., LLC|300
VSLR|VIVINT SOLAR, INC.|BIMI|Banca IMI Securities Corp.|1886
VSLR|VIVINT SOLAR, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1808
VSLR|VIVINT SOLAR, INC.|BLKX|INSTINET, LLC|7100
VSLR|VIVINT SOLAR, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2966
VSLR|VIVINT SOLAR, INC.|BTIG|BTIG, LLC|31328
VSLR|VIVINT SOLAR, INC.|BYXM|CBOE TRADING, INC.|100
VSLR|VIVINT SOLAR, INC.|BZYD|GOLDMAN SACHS & CO. LLC|5000
VSLR|VIVINT SOLAR, INC.|CANT|Cantor Fitzgerald & Co.|1589
VSLR|VIVINT SOLAR, INC.|CHAS|Charles Schwab & Co., Inc.|5471
VSLR|VIVINT SOLAR, INC.|CLSA|CLSA AMERICAS, LLC|2000
VSLR|VIVINT SOLAR, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|123663
VSLR|VIVINT SOLAR, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|38850
VSLR|VIVINT SOLAR, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20685
VSLR|VIVINT SOLAR, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|206382
VSLR|VIVINT SOLAR, INC.|CTDL|Citadel Derivatives Group Llc|1888
VSLR|VIVINT SOLAR, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|29834
VSLR|VIVINT SOLAR, INC.|DBAB|Deutsche Bank Securities Inc.|9818
VSLR|VIVINT SOLAR, INC.|DBAX|Deutsche Bank Securities Inc.|174000
VSLR|VIVINT SOLAR, INC.|DEAN|MORGAN STANLEY|12615
VSLR|VIVINT SOLAR, INC.|DEGS|RONIN PROFESSIONAL LLC|12308
VSLR|VIVINT SOLAR, INC.|EBXL|EBX LLC|184500
VSLR|VIVINT SOLAR, INC.|EDJO|Edward D. Jones & Co., L.P.|1544
VSLR|VIVINT SOLAR, INC.|EGAM|CBOE TRADING, INC.|10425
VSLR|VIVINT SOLAR, INC.|EGXM|CBOE TRADING, INC.|2340
VSLR|VIVINT SOLAR, INC.|ELEV|ELEVATION, LLC|53705
VSLR|VIVINT SOLAR, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2161
VSLR|VIVINT SOLAR, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
VSLR|VIVINT SOLAR, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
VSLR|VIVINT SOLAR, INC.|ETRS|E*Trade Securities LLC|527336
VSLR|VIVINT SOLAR, INC.|FILL|Tradestation Securities, Inc.|18175
VSLR|VIVINT SOLAR, INC.|FMAF|NBCN Inc./ CDS|1009
VSLR|VIVINT SOLAR, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|66898
VSLR|VIVINT SOLAR, INC.|FTBR|Foliofn Investments, Inc.|9611
VSLR|VIVINT SOLAR, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
VSLR|VIVINT SOLAR, INC.|GLIS|TD Securities Inc|41531
VSLR|VIVINT SOLAR, INC.|GLPX|ACS EXECUTION SERVICES, LLC|6389
VSLR|VIVINT SOLAR, INC.|GSCO|GOLDMAN SACHS & CO. LLC|258800
VSLR|VIVINT SOLAR, INC.|GSCS|GOLDMAN SACHS & CO. LLC|67003
VSLR|VIVINT SOLAR, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4880
VSLR|VIVINT SOLAR, INC.|GTSZ|GTS SECURITIES LLC|40507
VSLR|VIVINT SOLAR, INC.|HRBF|American Enterprise Investment Services Inc.|8010
VSLR|VIVINT SOLAR, INC.|HSBC|HSBC Securities, Inc.|100
VSLR|VIVINT SOLAR, INC.|IATS|INTERACTIVE BROKERS LLC|96399
VSLR|VIVINT SOLAR, INC.|IBKR|Interactive Brokers Llc|73767
VSLR|VIVINT SOLAR, INC.|ICBX|INSTINET, LLC|117088
VSLR|VIVINT SOLAR, INC.|IEQY|CITADEL SECURITIES LLC|1300
VSLR|VIVINT SOLAR, INC.|INCA|INSTINET, LLC|56203
VSLR|VIVINT SOLAR, INC.|INJX|INSTINET, LLC|1356
VSLR|VIVINT SOLAR, INC.|ITGI|ITG Inc.|6388
VSLR|VIVINT SOLAR, INC.|ITGP|ITG INC.|130000
VSLR|VIVINT SOLAR, INC.|JEFF|JEFFERIES LLC|16264
VSLR|VIVINT SOLAR, INC.|JMPT|JUMP TRADING, LLC|961
VSLR|VIVINT SOLAR, INC.|JPBX|J.P. MORGAN SECURITIES LLC|14622
VSLR|VIVINT SOLAR, INC.|JPMX|J.P. Morgan Securities LLC|398776
VSLR|VIVINT SOLAR, INC.|JSJX|JANE STREET CAPITAL LLC|2328
VSLR|VIVINT SOLAR, INC.|KCGM|VIRTU Americas LLC|49503
VSLR|VIVINT SOLAR, INC.|LEHM|Barclays Capital Inc./Le|263421
VSLR|VIVINT SOLAR, INC.|LIME|Lime Brokerage LLC|9902
VSLR|VIVINT SOLAR, INC.|LSCI|Lek Securities Corporation|100
VSLR|VIVINT SOLAR, INC.|MBTS|ALLY INVEST SECURITIES LLC|4772
VSLR|VIVINT SOLAR, INC.|MCMF|Raymond James Ltd. Cds|550
VSLR|VIVINT SOLAR, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|241926
VSLR|VIVINT SOLAR, INC.|MSCO|MORGAN STANLEY & CO. LLC|193911
VSLR|VIVINT SOLAR, INC.|MSPL|MORGAN STANLEY & CO. LLC|311000
VSLR|VIVINT SOLAR, INC.|MSTX|MORGAN STANLEY & CO. LLC|65800
VSLR|VIVINT SOLAR, INC.|NFSC|National Financial Services LLC|679387
VSLR|VIVINT SOLAR, INC.|NITE|VIRTU Americas LLC|1180164
VSLR|VIVINT SOLAR, INC.|NITP|VIRTU Americas LLC|12648
VSLR|VIVINT SOLAR, INC.|NQRB|Brut, LLC|100
VSLR|VIVINT SOLAR, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1827
VSLR|VIVINT SOLAR, INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|900
VSLR|VIVINT SOLAR, INC.|OPCO|Oppenheimer & Co. Inc.|12600
VSLR|VIVINT SOLAR, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3300
VSLR|VIVINT SOLAR, INC.|PDQM|CODA MARKETS, INC.|142517
VSLR|VIVINT SOLAR, INC.|RBCM|RBC CAPITAL MARKETS, LLC|13410
VSLR|VIVINT SOLAR, INC.|RGLD|Regal Securities, Inc|27095
VSLR|VIVINT SOLAR, INC.|ROTH|Roth Capital Partners, LLC|13423
VSLR|VIVINT SOLAR, INC.|SAGL|SAGETRADER, LLC|400
VSLR|VIVINT SOLAR, INC.|SBRX|MURIEL SIEBERT & CO INC|2000
VSLR|VIVINT SOLAR, INC.|SBSH|Citigroup Global Markets Inc.|34307
VSLR|VIVINT SOLAR, INC.|SGMT|GOLDMAN SACHS & CO. LLC|164300
VSLR|VIVINT SOLAR, INC.|SPDR|SPEEDROUTE LLC|16233
VSLR|VIVINT SOLAR, INC.|SWIM|TD Ameritrade, Inc.|218654
VSLR|VIVINT SOLAR, INC.|TKNG|ALLY INVEST SECURITIES LLC|22797
VSLR|VIVINT SOLAR, INC.|TRBT|Tradebot Systems, Inc.|1587
VSLR|VIVINT SOLAR, INC.|TRCM|TRC MARKETS LLC|4294
VSLR|VIVINT SOLAR, INC.|TWTT|TASTYWORKS, INC.|20
VSLR|VIVINT SOLAR, INC.|UBSA|UBS SECURITIES LLC|659949
VSLR|VIVINT SOLAR, INC.|UBSS|UBS Securities LLC|222659
VSLR|VIVINT SOLAR, INC.|VALX|VIRTU AMERICAS LLC|52145
VSLR|VIVINT SOLAR, INC.|VGRD|Vanguard Marketing Corporation|58413
VSLR|VIVINT SOLAR, INC.|VNDS|VANDHAM SECURITIES CORP|500
VSLR|VIVINT SOLAR, INC.|VSIN|Vision Financial Markets Llc|619
VSLR|VIVINT SOLAR, INC.|WABR|Wall Street Access|9887
VSLR|VIVINT SOLAR, INC.|WCHV|WELLS FARGO SECURITIES, LLC|48554
VSLR|VIVINT SOLAR, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23065
VSLR|VIVINT SOLAR, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23902
VSLR|VIVINT SOLAR, INC.|WFPB|Wells Fargo Securities, LLC.|7834
VSLR|VIVINT SOLAR, INC.|WGIF|CIBC World Markets Inc.|6772
VSLR|VIVINT SOLAR, INC.|WSEA|WOLVERINE SECURITIES, LLC|60652
VSLR|VIVINT SOLAR, INC.|XIST|INSTINET, LLC|6200
VSLR|VIVINT SOLAR, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|96644
VSLR|VIVINT SOLAR, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VSLR|VIVINT SOLAR, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9101
VSM|VERSUM MATERIALS INC|AGIS|Aegis Capital Corp.|1176
VSM|VERSUM MATERIALS INC|ALTX|Alternet Securities Inc.|1315
VSM|VERSUM MATERIALS INC|ANOS|ABEL/NOSER, L.L.C.|7618
VSM|VERSUM MATERIALS INC|APCC|Apex Clearing Corporation|2021
VSM|VERSUM MATERIALS INC|BALE|M&T SECURITIES, INC.|591
VSM|VERSUM MATERIALS INC|BARD|Robert W. Baird & Co. Incorporated|907
VSM|VERSUM MATERIALS INC|BATM|CBOE TRADING, INC.|5271
VSM|VERSUM MATERIALS INC|BAYT|BTIG, LLC|65701
VSM|VERSUM MATERIALS INC|BBNT|BB&T SECURITIES, LLC|575
VSM|VERSUM MATERIALS INC|BERN|Sanford C. Bernstein & Co., LLC|17347
VSM|VERSUM MATERIALS INC|BIDS|BIDS TRADING L.P.|200
VSM|VERSUM MATERIALS INC|BIMI|Banca IMI Securities Corp.|39
VSM|VERSUM MATERIALS INC|BKCM|BNY Mellon Capital Markets LLC|20649
VSM|VERSUM MATERIALS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10557
VSM|VERSUM MATERIALS INC|BLKX|INSTINET, LLC|30000
VSM|VERSUM MATERIALS INC|BNPX|BNP PARIBAS SECURITIES CORP.|148626
VSM|VERSUM MATERIALS INC|BRVL|BLAYLOCK VAN, LLC|300
VSM|VERSUM MATERIALS INC|BTIG|BTIG, LLC|28967
VSM|VERSUM MATERIALS INC|BYXM|CBOE TRADING, INC.|286
VSM|VERSUM MATERIALS INC|BZYD|GOLDMAN SACHS & CO. LLC|799
VSM|VERSUM MATERIALS INC|CANT|Cantor Fitzgerald & Co.|4238
VSM|VERSUM MATERIALS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
VSM|VERSUM MATERIALS INC|CHAS|Charles Schwab & Co., Inc.|2709
VSM|VERSUM MATERIALS INC|CHLM|Craig-Hallum Capital Group LLC|237
VSM|VERSUM MATERIALS INC|CICF|Canaccord Genuity Corp.|7
VSM|VERSUM MATERIALS INC|CIST|Capital Institutional Services, Inc.|10665
VSM|VERSUM MATERIALS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8614
VSM|VERSUM MATERIALS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1499
VSM|VERSUM MATERIALS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|237
VSM|VERSUM MATERIALS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113435
VSM|VERSUM MATERIALS INC|CTDL|Citadel Derivatives Group Llc|5841
VSM|VERSUM MATERIALS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6402
VSM|VERSUM MATERIALS INC|DAVA|Davenport & Company LLC|269
VSM|VERSUM MATERIALS INC|DBAB|Deutsche Bank Securities Inc.|195216
VSM|VERSUM MATERIALS INC|DBAX|Deutsche Bank Securities Inc.|81600
VSM|VERSUM MATERIALS INC|DEAN|MORGAN STANLEY|3699
VSM|VERSUM MATERIALS INC|DEGS|RONIN PROFESSIONAL LLC|92
VSM|VERSUM MATERIALS INC|EBXL|EBX LLC|66100
VSM|VERSUM MATERIALS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|46
VSM|VERSUM MATERIALS INC|EDJC|Edward Jones / CDS|29
VSM|VERSUM MATERIALS INC|EDJO|Edward D. Jones & Co., L.P.|225
VSM|VERSUM MATERIALS INC|EGAM|CBOE TRADING, INC.|2559
VSM|VERSUM MATERIALS INC|EGAW|CBOE TRADING, INC.|8
VSM|VERSUM MATERIALS INC|EGMT|EG MARKET TECHNOLOGIES LLC|1140
VSM|VERSUM MATERIALS INC|EGXM|CBOE TRADING, INC.|877
VSM|VERSUM MATERIALS INC|ETBE|Electronic Transaction Clearing, Inc.|5662
VSM|VERSUM MATERIALS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2000
VSM|VERSUM MATERIALS INC|ETCC|Electronic Transaction Clearing, Inc.|386
VSM|VERSUM MATERIALS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9472
VSM|VERSUM MATERIALS INC|ETRS|E*Trade Securities LLC|3233
VSM|VERSUM MATERIALS INC|FILL|Tradestation Securities, Inc.|1625
VSM|VERSUM MATERIALS INC|FINX|FINTECH SECURITIES|100
VSM|VERSUM MATERIALS INC|FINZ|FINTECH SECURITIES|50
VSM|VERSUM MATERIALS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8248
VSM|VERSUM MATERIALS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53715
VSM|VERSUM MATERIALS INC|FTBR|Foliofn Investments, Inc.|790
VSM|VERSUM MATERIALS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|200
VSM|VERSUM MATERIALS INC|GLIS|TD Securities Inc|15
VSM|VERSUM MATERIALS INC|GLPX|ACS EXECUTION SERVICES, LLC|2650
VSM|VERSUM MATERIALS INC|GSCO|GOLDMAN SACHS & CO. LLC|434077
VSM|VERSUM MATERIALS INC|GSCS|GOLDMAN SACHS & CO. LLC|3332
VSM|VERSUM MATERIALS INC|GSLT|GOLDMAN SACHS & CO. LLC|6495
VSM|VERSUM MATERIALS INC|GTSZ|GTS SECURITIES LLC|67521
VSM|VERSUM MATERIALS INC|HRBF|American Enterprise Investment Services Inc.|194
VSM|VERSUM MATERIALS INC|HSBC|HSBC Securities, Inc.|254
VSM|VERSUM MATERIALS INC|IATS|INTERACTIVE BROKERS LLC|1467
VSM|VERSUM MATERIALS INC|IBKR|Interactive Brokers Llc|1710
VSM|VERSUM MATERIALS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|505
VSM|VERSUM MATERIALS INC|ICBX|INSTINET, LLC|19300
VSM|VERSUM MATERIALS INC|IEQY|CITADEL SECURITIES LLC|35031
VSM|VERSUM MATERIALS INC|INCA|INSTINET, LLC|117089
VSM|VERSUM MATERIALS INC|INJX|INSTINET, LLC|15708
VSM|VERSUM MATERIALS INC|ITGI|ITG Inc.|25626
VSM|VERSUM MATERIALS INC|ITGP|ITG INC.|19000
VSM|VERSUM MATERIALS INC|JANY|Janney Montgomery Scott Inc.|1616
VSM|VERSUM MATERIALS INC|JEFF|JEFFERIES LLC|46823
VSM|VERSUM MATERIALS INC|JMPT|JUMP TRADING, LLC|22846
VSM|VERSUM MATERIALS INC|JONE|JonesTrading|46
VSM|VERSUM MATERIALS INC|JPBX|J.P. MORGAN SECURITIES LLC|15796
VSM|VERSUM MATERIALS INC|JPMX|J.P. Morgan Securities LLC|114422
VSM|VERSUM MATERIALS INC|JSJX|JANE STREET CAPITAL LLC|1573
VSM|VERSUM MATERIALS INC|KCGM|VIRTU Americas LLC|13740
VSM|VERSUM MATERIALS INC|KEYB|KEYBANC CAPITAL MARKETS INC.|2000
VSM|VERSUM MATERIALS INC|LEHM|Barclays Capital Inc./Le|228607
VSM|VERSUM MATERIALS INC|LIME|Lime Brokerage LLC|20262
VSM|VERSUM MATERIALS INC|LQNA|LIQUIDNET, INC.|30400
VSM|VERSUM MATERIALS INC|LSCI|Lek Securities Corporation|10
VSM|VERSUM MATERIALS INC|MACC|Mid Atlantic Capital Corporation|1937
VSM|VERSUM MATERIALS INC|MACQ|Macquarie Capital (USA) Inc.|17361
VSM|VERSUM MATERIALS INC|MBTS|ALLY INVEST SECURITIES LLC|215
VSM|VERSUM MATERIALS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|42184
VSM|VERSUM MATERIALS INC|MOTF|MOTIF INVESTING, INC.|7
VSM|VERSUM MATERIALS INC|MSCO|MORGAN STANLEY & CO. LLC|854657
VSM|VERSUM MATERIALS INC|MSPL|MORGAN STANLEY & CO. LLC|157700
VSM|VERSUM MATERIALS INC|MSTX|MORGAN STANLEY & CO. LLC|52900
VSM|VERSUM MATERIALS INC|NFSC|National Financial Services LLC|84143
VSM|VERSUM MATERIALS INC|NITE|VIRTU Americas LLC|134161
VSM|VERSUM MATERIALS INC|NITP|VIRTU Americas LLC|100
VSM|VERSUM MATERIALS INC|NQRB|Brut, LLC|10903
VSM|VERSUM MATERIALS INC|NTRC|Northern Trust Securities, Inc.|1035
VSM|VERSUM MATERIALS INC|OPCO|Oppenheimer & Co. Inc.|4643
VSM|VERSUM MATERIALS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
VSM|VERSUM MATERIALS INC|PDQM|CODA MARKETS, INC.|7528
VSM|VERSUM MATERIALS INC|PWJC|UBS Financial Services, Inc.|7515
VSM|VERSUM MATERIALS INC|RBCM|RBC CAPITAL MARKETS, LLC|3647
VSM|VERSUM MATERIALS INC|SAGL|SAGETRADER, LLC|2902
VSM|VERSUM MATERIALS INC|SALI|INTL FCSTONE FINANCIAL INC.|25
VSM|VERSUM MATERIALS INC|SBSH|Citigroup Global Markets Inc.|15895
VSM|VERSUM MATERIALS INC|SEIC|SEI Investments Distribution Co.|115
VSM|VERSUM MATERIALS INC|SGMT|GOLDMAN SACHS & CO. LLC|61341
VSM|VERSUM MATERIALS INC|SPDR|SPEEDROUTE LLC|1934
VSM|VERSUM MATERIALS INC|SPHN|Stephens Inc.|294
VSM|VERSUM MATERIALS INC|SPTD|MINT GLOBAL MARKETS, INC.|200
VSM|VERSUM MATERIALS INC|STFL|Stifel, Nicolaus & Company, Incorporated|3204
VSM|VERSUM MATERIALS INC|STKP|STOCKPILE INVESTMENTS, INC.|8
VSM|VERSUM MATERIALS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4830
VSM|VERSUM MATERIALS INC|SWIM|TD Ameritrade, Inc.|5658
VSM|VERSUM MATERIALS INC|SWST|Hilltop Securities Inc.|1608
VSM|VERSUM MATERIALS INC|TKNG|ALLY INVEST SECURITIES LLC|152
VSM|VERSUM MATERIALS INC|TRBT|Tradebot Systems, Inc.|113850
VSM|VERSUM MATERIALS INC|TRCM|TRC MARKETS LLC|55701
VSM|VERSUM MATERIALS INC|UBSA|UBS SECURITIES LLC|193100
VSM|VERSUM MATERIALS INC|UBSS|UBS Securities LLC|357598
VSM|VERSUM MATERIALS INC|VALX|VIRTU AMERICAS LLC|3637
VSM|VERSUM MATERIALS INC|VGRD|Vanguard Marketing Corporation|3560
VSM|VERSUM MATERIALS INC|WABR|Wall Street Access|1851
VSM|VERSUM MATERIALS INC|WBLR|WILLIAM BLAIR|148
VSM|VERSUM MATERIALS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1377
VSM|VERSUM MATERIALS INC|WCHV|WELLS FARGO SECURITIES, LLC|44631
VSM|VERSUM MATERIALS INC|WEDB|WEDBUSH SECURITIES INC.|500
VSM|VERSUM MATERIALS INC|WEED|Weeden & Co.L.P.|4670
VSM|VERSUM MATERIALS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4479
VSM|VERSUM MATERIALS INC|WGIF|CIBC World Markets Inc.|300
VSM|VERSUM MATERIALS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|315
VSM|VERSUM MATERIALS INC|WSEA|WOLVERINE SECURITIES, LLC|13
VSM|VERSUM MATERIALS INC|WTCO|Williams Trading LLC|500
VSM|VERSUM MATERIALS INC|XIST|INSTINET, LLC|86086
VSM|VERSUM MATERIALS INC|XPQR|Jump Trading|10752
VSM|VERSUM MATERIALS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13086
VSM|VERSUM MATERIALS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|600
VSM|VERSUM MATERIALS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1330
VSMV|VCTRYSH US MF MV ETF|CHAS|Charles Schwab & Co., Inc.|1
VSMV|VCTRYSH US MF MV ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6370
VSMV|VCTRYSH US MF MV ETF|DADA|D.A. Davidson & Co.|52
VSMV|VCTRYSH US MF MV ETF|DBAX|Deutsche Bank Securities Inc.|200
VSMV|VCTRYSH US MF MV ETF|EBXL|EBX LLC|3900
VSMV|VCTRYSH US MF MV ETF|EGXM|CBOE TRADING, INC.|500
VSMV|VCTRYSH US MF MV ETF|EGXW|CBOE TRADING, INC.|1020
VSMV|VCTRYSH US MF MV ETF|FBCO|Credit Suisse Securities (USA) LLC|1026
VSMV|VCTRYSH US MF MV ETF|GSCO|GOLDMAN SACHS & CO. LLC|1474
VSMV|VCTRYSH US MF MV ETF|GSLT|GOLDMAN SACHS & CO. LLC|788
VSMV|VCTRYSH US MF MV ETF|IBKR|Interactive Brokers Llc|1078
VSMV|VCTRYSH US MF MV ETF|ICBX|INSTINET, LLC|4970
VSMV|VCTRYSH US MF MV ETF|KCGM|VIRTU Americas LLC|2452
VSMV|VCTRYSH US MF MV ETF|LEHM|Barclays Capital Inc./Le|800
VSMV|VCTRYSH US MF MV ETF|LIME|Lime Brokerage LLC|136
VSMV|VCTRYSH US MF MV ETF|LMGP|LIME BROKERAGE LLC|100
VSMV|VCTRYSH US MF MV ETF|MSCO|MORGAN STANLEY & CO. LLC|1500
VSMV|VCTRYSH US MF MV ETF|NFSC|National Financial Services LLC|174
VSMV|VCTRYSH US MF MV ETF|NITE|VIRTU Americas LLC|11633
VSMV|VCTRYSH US MF MV ETF|RBCM|RBC CAPITAL MARKETS, LLC|8852
VSMV|VCTRYSH US MF MV ETF|SGMT|GOLDMAN SACHS & CO. LLC|3394
VSMV|VCTRYSH US MF MV ETF|TRCM|TRC MARKETS LLC|300
VSMV|VCTRYSH US MF MV ETF|WABR|Wall Street Access|3988
VSMV|VCTRYSH US MF MV ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|98
VSS|VANGUARD FTSE ETF|ALTX|Alternet Securities Inc.|2529
VSS|VANGUARD FTSE ETF|APCC|Apex Clearing Corporation|4513
VSS|VANGUARD FTSE ETF|BANK|Primevest Financial Services, Inc.|1347
VSS|VANGUARD FTSE ETF|BARD|Robert W. Baird & Co. Incorporated|389
VSS|VANGUARD FTSE ETF|BATM|CBOE TRADING, INC.|982
VSS|VANGUARD FTSE ETF|BBNT|BB&T SECURITIES, LLC|972
VSS|VANGUARD FTSE ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|733
VSS|VANGUARD FTSE ETF|BYXM|CBOE TRADING, INC.|400
VSS|VANGUARD FTSE ETF|CANT|Cantor Fitzgerald & Co.|143745
VSS|VANGUARD FTSE ETF|CHAS|Charles Schwab & Co., Inc.|3535
VSS|VANGUARD FTSE ETF|CIST|Capital Institutional Services, Inc.|367
VSS|VANGUARD FTSE ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72883
VSS|VANGUARD FTSE ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
VSS|VANGUARD FTSE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90766
VSS|VANGUARD FTSE ETF|CSIN|Citadel Securities Institutional LLC|1355418
VSS|VANGUARD FTSE ETF|CTDL|Citadel Derivatives Group Llc|1367138
VSS|VANGUARD FTSE ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|1210
VSS|VANGUARD FTSE ETF|DBAB|Deutsche Bank Securities Inc.|2017
VSS|VANGUARD FTSE ETF|DBAX|Deutsche Bank Securities Inc.|51400
VSS|VANGUARD FTSE ETF|DEAN|MORGAN STANLEY|4670
VSS|VANGUARD FTSE ETF|DEGS|RONIN PROFESSIONAL LLC|600
VSS|VANGUARD FTSE ETF|EBXL|EBX LLC|50500
VSS|VANGUARD FTSE ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2498
VSS|VANGUARD FTSE ETF|EDJC|Edward Jones / CDS|362
VSS|VANGUARD FTSE ETF|EDJO|Edward D. Jones & Co., L.P.|86371
VSS|VANGUARD FTSE ETF|EGAM|CBOE TRADING, INC.|1550
VSS|VANGUARD FTSE ETF|EGXM|CBOE TRADING, INC.|1586
VSS|VANGUARD FTSE ETF|EGXW|CBOE TRADING, INC.|27
VSS|VANGUARD FTSE ETF|ETBE|Electronic Transaction Clearing, Inc.|700
VSS|VANGUARD FTSE ETF|ETCB|ETC BROKERAGE SERVICES, LLC|220
VSS|VANGUARD FTSE ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7360
VSS|VANGUARD FTSE ETF|ETRS|E*Trade Securities LLC|19940
VSS|VANGUARD FTSE ETF|FBSB|U.S. Bancorp Investments, Inc.|198
VSS|VANGUARD FTSE ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|21
VSS|VANGUARD FTSE ETF|FILL|Tradestation Securities, Inc.|330
VSS|VANGUARD FTSE ETF|FINX|FINTECH SECURITIES|825
VSS|VANGUARD FTSE ETF|FLTU|FLOW TRADERS US LLC|600
VSS|VANGUARD FTSE ETF|FMAF|NBCN Inc./ CDS|4792
VSS|VANGUARD FTSE ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4332
VSS|VANGUARD FTSE ETF|FTBR|Foliofn Investments, Inc.|2067
VSS|VANGUARD FTSE ETF|GLPX|ACS EXECUTION SERVICES, LLC|4491
VSS|VANGUARD FTSE ETF|GSCO|GOLDMAN SACHS & CO. LLC|141510
VSS|VANGUARD FTSE ETF|GSCS|GOLDMAN SACHS & CO. LLC|4
VSS|VANGUARD FTSE ETF|GSLT|GOLDMAN SACHS & CO. LLC|138
VSS|VANGUARD FTSE ETF|GTSZ|GTS SECURITIES LLC|2200
VSS|VANGUARD FTSE ETF|HRBF|American Enterprise Investment Services Inc.|11625
VSS|VANGUARD FTSE ETF|HSBC|HSBC Securities, Inc.|100
VSS|VANGUARD FTSE ETF|IATS|INTERACTIVE BROKERS LLC|2837
VSS|VANGUARD FTSE ETF|IBKR|Interactive Brokers Llc|2429
VSS|VANGUARD FTSE ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|358
VSS|VANGUARD FTSE ETF|ICBX|INSTINET, LLC|54241
VSS|VANGUARD FTSE ETF|INCA|INSTINET, LLC|23333
VSS|VANGUARD FTSE ETF|ITGI|ITG Inc.|14775
VSS|VANGUARD FTSE ETF|ITGP|ITG INC.|59400
VSS|VANGUARD FTSE ETF|JANY|Janney Montgomery Scott Inc.|2174
VSS|VANGUARD FTSE ETF|JEFF|JEFFERIES LLC|19332
VSS|VANGUARD FTSE ETF|JMPT|JUMP TRADING, LLC|1113
VSS|VANGUARD FTSE ETF|JONE|JonesTrading|34500
VSS|VANGUARD FTSE ETF|JPMX|J.P. Morgan Securities LLC|100536
VSS|VANGUARD FTSE ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|285537
VSS|VANGUARD FTSE ETF|JSJX|JANE STREET CAPITAL LLC|240375
VSS|VANGUARD FTSE ETF|KCGM|VIRTU Americas LLC|24155
VSS|VANGUARD FTSE ETF|LEHM|Barclays Capital Inc./Le|221542
VSS|VANGUARD FTSE ETF|LIME|Lime Brokerage LLC|13294
VSS|VANGUARD FTSE ETF|MACC|Mid Atlantic Capital Corporation|1844
VSS|VANGUARD FTSE ETF|MAVB|Great Point Capital LLC|300
VSS|VANGUARD FTSE ETF|MAXM|Maxim Group LLC|120
VSS|VANGUARD FTSE ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|119708
VSS|VANGUARD FTSE ETF|MOTF|MOTIF INVESTING, INC.|12
VSS|VANGUARD FTSE ETF|MSCO|MORGAN STANLEY & CO. LLC|166645
VSS|VANGUARD FTSE ETF|MSPL|MORGAN STANLEY & CO. LLC|28900
VSS|VANGUARD FTSE ETF|NFSC|National Financial Services LLC|147189
VSS|VANGUARD FTSE ETF|NITE|VIRTU Americas LLC|246952
VSS|VANGUARD FTSE ETF|NITP|VIRTU Americas LLC|700
VSS|VANGUARD FTSE ETF|NTBF|BMO Nesbitt Burns Inc./CDS|205
VSS|VANGUARD FTSE ETF|NTRC|Northern Trust Securities, Inc.|35
VSS|VANGUARD FTSE ETF|OLDM|OLD MISSION CAPITAL, LLC|10301
VSS|VANGUARD FTSE ETF|OPCO|Oppenheimer & Co. Inc.|194
VSS|VANGUARD FTSE ETF|PDQM|CODA MARKETS, INC.|6345
VSS|VANGUARD FTSE ETF|PWJC|UBS Financial Services, Inc.|192
VSS|VANGUARD FTSE ETF|RBCM|RBC CAPITAL MARKETS, LLC|4877
VSS|VANGUARD FTSE ETF|SAGL|SAGETRADER, LLC|2800
VSS|VANGUARD FTSE ETF|SALI|INTL FCSTONE FINANCIAL INC.|2
VSS|VANGUARD FTSE ETF|SBSH|Citigroup Global Markets Inc.|588688
VSS|VANGUARD FTSE ETF|SEIC|SEI Investments Distribution Co.|1963
VSS|VANGUARD FTSE ETF|SGMT|GOLDMAN SACHS & CO. LLC|60992
VSS|VANGUARD FTSE ETF|SPDR|SPEEDROUTE LLC|1798
VSS|VANGUARD FTSE ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2380
VSS|VANGUARD FTSE ETF|SWIM|TD Ameritrade, Inc.|613
VSS|VANGUARD FTSE ETF|SWST|Hilltop Securities Inc.|684
VSS|VANGUARD FTSE ETF|TKNG|ALLY INVEST SECURITIES LLC|69
VSS|VANGUARD FTSE ETF|TRBT|Tradebot Systems, Inc.|100
VSS|VANGUARD FTSE ETF|TRCM|TRC MARKETS LLC|304
VSS|VANGUARD FTSE ETF|UBSA|UBS SECURITIES LLC|109700
VSS|VANGUARD FTSE ETF|UBSS|UBS Securities LLC|234224
VSS|VANGUARD FTSE ETF|VALX|VIRTU AMERICAS LLC|4653
VSS|VANGUARD FTSE ETF|VGRD|Vanguard Marketing Corporation|135749
VSS|VANGUARD FTSE ETF|WBLR|WILLIAM BLAIR|25
VSS|VANGUARD FTSE ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|474
VSS|VANGUARD FTSE ETF|WCHV|WELLS FARGO SECURITIES, LLC|34039
VSS|VANGUARD FTSE ETF|WEED|Weeden & Co.L.P.|540
VSS|VANGUARD FTSE ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|748
VSS|VANGUARD FTSE ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|115
VSS|VANGUARD FTSE ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|220
VSS|VANGUARD FTSE ETF|WSEA|WOLVERINE SECURITIES, LLC|4967
VSS|VANGUARD FTSE ETF|XIST|INSTINET, LLC|200
VSS|VANGUARD FTSE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|9992
VSS|VANGUARD FTSE ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|165
VSS|VANGUARD FTSE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11162
VST|VISTRA ENERGY CORP.|ABLE|NATIXIS Securities Americas LLC|6458
VST|VISTRA ENERGY CORP.|ADAM|CANACCORD GENUITY INC.|1794
VST|VISTRA ENERGY CORP.|ALTX|Alternet Securities Inc.|21972
VST|VISTRA ENERGY CORP.|ANOS|ABEL/NOSER, L.L.C.|3250
VST|VISTRA ENERGY CORP.|APCC|Apex Clearing Corporation|5751
VST|VISTRA ENERGY CORP.|BANK|Primevest Financial Services, Inc.|114
VST|VISTRA ENERGY CORP.|BARD|Robert W. Baird & Co. Incorporated|749
VST|VISTRA ENERGY CORP.|BATM|CBOE TRADING, INC.|8058
VST|VISTRA ENERGY CORP.|BAYC|BAY CREST PARTNERS, LLC|193023
VST|VISTRA ENERGY CORP.|BAYT|BTIG, LLC|16100
VST|VISTRA ENERGY CORP.|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3000
VST|VISTRA ENERGY CORP.|BERN|Sanford C. Bernstein & Co., LLC|150271
VST|VISTRA ENERGY CORP.|BIDS|BIDS TRADING L.P.|464779
VST|VISTRA ENERGY CORP.|BIMI|Banca IMI Securities Corp.|75
VST|VISTRA ENERGY CORP.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4949
VST|VISTRA ENERGY CORP.|BLKX|INSTINET, LLC|196839
VST|VISTRA ENERGY CORP.|BNPX|BNP PARIBAS SECURITIES CORP.|3161
VST|VISTRA ENERGY CORP.|BTIG|BTIG, LLC|23635
VST|VISTRA ENERGY CORP.|BYXM|CBOE TRADING, INC.|2454
VST|VISTRA ENERGY CORP.|CABR|Cabrera Capital Markets, Inc.|75
VST|VISTRA ENERGY CORP.|CANT|Cantor Fitzgerald & Co.|400
VST|VISTRA ENERGY CORP.|CBLC|CITIGROUP GLOBAL MARKETS INC.|323764
VST|VISTRA ENERGY CORP.|CHAS|Charles Schwab & Co., Inc.|2130
VST|VISTRA ENERGY CORP.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|362798
VST|VISTRA ENERGY CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1800
VST|VISTRA ENERGY CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1710441
VST|VISTRA ENERGY CORP.|CTDL|Citadel Derivatives Group Llc|104338
VST|VISTRA ENERGY CORP.|CTLR|CUTLER GROUP, LP|300
VST|VISTRA ENERGY CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|175224
VST|VISTRA ENERGY CORP.|DADA|D.A. Davidson & Co.|477
VST|VISTRA ENERGY CORP.|DBAB|Deutsche Bank Securities Inc.|1008563
VST|VISTRA ENERGY CORP.|DBAX|Deutsche Bank Securities Inc.|1186100
VST|VISTRA ENERGY CORP.|DBUL|Deutsche Bank Securities Inc.|800
VST|VISTRA ENERGY CORP.|DCHF|Dart Executions, LLC|20097
VST|VISTRA ENERGY CORP.|DEAN|MORGAN STANLEY|17033
VST|VISTRA ENERGY CORP.|DEGS|RONIN PROFESSIONAL LLC|1926
VST|VISTRA ENERGY CORP.|DRWK|DRW SECURITIES, L.L.C.|18441
VST|VISTRA ENERGY CORP.|EBXL|EBX LLC|704200
VST|VISTRA ENERGY CORP.|ECUT|CONVERGEX EXECUTION SOLUTIONS|23752
VST|VISTRA ENERGY CORP.|EDJO|Edward D. Jones & Co., L.P.|708
VST|VISTRA ENERGY CORP.|EGAM|CBOE TRADING, INC.|54002
VST|VISTRA ENERGY CORP.|EGAW|CBOE TRADING, INC.|1706
VST|VISTRA ENERGY CORP.|EGMT|EG MARKET TECHNOLOGIES LLC|100
VST|VISTRA ENERGY CORP.|EGXM|CBOE TRADING, INC.|1118
VST|VISTRA ENERGY CORP.|ETBE|Electronic Transaction Clearing, Inc.|31280
VST|VISTRA ENERGY CORP.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
VST|VISTRA ENERGY CORP.|ETCC|Electronic Transaction Clearing, Inc.|1362
VST|VISTRA ENERGY CORP.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5962
VST|VISTRA ENERGY CORP.|ETRS|E*Trade Securities LLC|37432
VST|VISTRA ENERGY CORP.|FBRC|B. RILEY FBR, INC.|3600
VST|VISTRA ENERGY CORP.|FILL|Tradestation Securities, Inc.|4133
VST|VISTRA ENERGY CORP.|FMAF|NBCN Inc./ CDS|21800
VST|VISTRA ENERGY CORP.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13310
VST|VISTRA ENERGY CORP.|FQLS|Quantlab Securities LP|1442579
VST|VISTRA ENERGY CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|198751
VST|VISTRA ENERGY CORP.|FTBR|Foliofn Investments, Inc.|13014
VST|VISTRA ENERGY CORP.|GEBB|GLOBAL EXECUTION BROKERS, LP|800
VST|VISTRA ENERGY CORP.|GLPX|ACS EXECUTION SERVICES, LLC|36902
VST|VISTRA ENERGY CORP.|GSCO|GOLDMAN SACHS & CO. LLC|4112534
VST|VISTRA ENERGY CORP.|GSCS|GOLDMAN SACHS & CO. LLC|56859
VST|VISTRA ENERGY CORP.|GSLT|GOLDMAN SACHS & CO. LLC|70769
VST|VISTRA ENERGY CORP.|GTSZ|GTS SECURITIES LLC|284482
VST|VISTRA ENERGY CORP.|GUGS|Guggenheim Securities, LLC|9737
VST|VISTRA ENERGY CORP.|HRBF|American Enterprise Investment Services Inc.|714
VST|VISTRA ENERGY CORP.|HSBC|HSBC Securities, Inc.|8238
VST|VISTRA ENERGY CORP.|IATS|INTERACTIVE BROKERS LLC|3532
VST|VISTRA ENERGY CORP.|IBKR|Interactive Brokers Llc|28401
VST|VISTRA ENERGY CORP.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4395
VST|VISTRA ENERGY CORP.|ICBX|INSTINET, LLC|414936
VST|VISTRA ENERGY CORP.|INCA|INSTINET, LLC|1006471
VST|VISTRA ENERGY CORP.|INJX|INSTINET, LLC|125956
VST|VISTRA ENERGY CORP.|ITGI|ITG Inc.|481394
VST|VISTRA ENERGY CORP.|ITGP|ITG INC.|993400
VST|VISTRA ENERGY CORP.|JEFF|JEFFERIES LLC|905816
VST|VISTRA ENERGY CORP.|JMPT|JUMP TRADING, LLC|218522
VST|VISTRA ENERGY CORP.|JPBX|J.P. MORGAN SECURITIES LLC|497129
VST|VISTRA ENERGY CORP.|JPMX|J.P. Morgan Securities LLC|2236592
VST|VISTRA ENERGY CORP.|JSJX|JANE STREET CAPITAL LLC|82023
VST|VISTRA ENERGY CORP.|KCGM|VIRTU Americas LLC|121851
VST|VISTRA ENERGY CORP.|KING|C. L. King & Associates, Inc.|10000
VST|VISTRA ENERGY CORP.|LEHM|Barclays Capital Inc./Le|4181822
VST|VISTRA ENERGY CORP.|LIME|Lime Brokerage LLC|8065
VST|VISTRA ENERGY CORP.|LMNX|LUMINEX TRADING & ANALYTICS LLC|209400
VST|VISTRA ENERGY CORP.|LOOP|Loop Capital Markets LLC|333369
VST|VISTRA ENERGY CORP.|LQNA|LIQUIDNET, INC.|604400
VST|VISTRA ENERGY CORP.|LQNB|LIQUIDNET, INC.|162705
VST|VISTRA ENERGY CORP.|LSCI|Lek Securities Corporation|529
VST|VISTRA ENERGY CORP.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VST|VISTRA ENERGY CORP.|MACQ|Macquarie Capital (USA) Inc.|9420
VST|VISTRA ENERGY CORP.|MKMP|MKM Partners LLC|22500
VST|VISTRA ENERGY CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|961394
VST|VISTRA ENERGY CORP.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
VST|VISTRA ENERGY CORP.|MNDX|TJM Investments, LLC|23762
VST|VISTRA ENERGY CORP.|MOTF|MOTIF INVESTING, INC.|3
VST|VISTRA ENERGY CORP.|MSCO|MORGAN STANLEY & CO. LLC|13684059
VST|VISTRA ENERGY CORP.|MSPL|MORGAN STANLEY & CO. LLC|1155600
VST|VISTRA ENERGY CORP.|MSTX|MORGAN STANLEY & CO. LLC|974200
VST|VISTRA ENERGY CORP.|MUFG|MUFG SECURITIES AMERICAS INC.|375600
VST|VISTRA ENERGY CORP.|NEUB|NEUBERGER BERMAN BD LLC|6089
VST|VISTRA ENERGY CORP.|NFSC|National Financial Services LLC|195115
VST|VISTRA ENERGY CORP.|NITE|VIRTU Americas LLC|558428
VST|VISTRA ENERGY CORP.|NITP|VIRTU Americas LLC|300
VST|VISTRA ENERGY CORP.|NQRB|Brut, LLC|42893
VST|VISTRA ENERGY CORP.|NTBF|BMO Nesbitt Burns Inc./CDS|1300
VST|VISTRA ENERGY CORP.|NTRC|Northern Trust Securities, Inc.|2645
VST|VISTRA ENERGY CORP.|OPCO|Oppenheimer & Co. Inc.|38375
VST|VISTRA ENERGY CORP.|OTAA|OTA LLC|1100
VST|VISTRA ENERGY CORP.|PDQM|CODA MARKETS, INC.|38936
VST|VISTRA ENERGY CORP.|PWJC|UBS Financial Services, Inc.|10249
VST|VISTRA ENERGY CORP.|QMSR|QUATTRO M SECURITIES INC.|13911
VST|VISTRA ENERGY CORP.|RBCM|RBC CAPITAL MARKETS, LLC|4867
VST|VISTRA ENERGY CORP.|RHCO|Suntrust Robinson Humphrey, Inc.|8100
VST|VISTRA ENERGY CORP.|SAGL|SAGETRADER, LLC|245989
VST|VISTRA ENERGY CORP.|SAGW|SAGETRADER, LLC|7300
VST|VISTRA ENERGY CORP.|SBSH|Citigroup Global Markets Inc.|408347
VST|VISTRA ENERGY CORP.|SCMC|Scotia Capital Markets (USA) Inc.|300
VST|VISTRA ENERGY CORP.|SEIC|SEI Investments Distribution Co.|147
VST|VISTRA ENERGY CORP.|SGMT|GOLDMAN SACHS & CO. LLC|963483
VST|VISTRA ENERGY CORP.|SOCO|Capital One Southcoast, Inc|800
VST|VISTRA ENERGY CORP.|SPDR|SPEEDROUTE LLC|17775
VST|VISTRA ENERGY CORP.|SSBS|STATE STREET GLOBAL MARKETS, LLC|4043
VST|VISTRA ENERGY CORP.|STFL|Stifel, Nicolaus & Company, Incorporated|7168
VST|VISTRA ENERGY CORP.|STRS|STRATEGAS RESEARCH PARTNERS|1400
VST|VISTRA ENERGY CORP.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15269
VST|VISTRA ENERGY CORP.|SWIM|TD Ameritrade, Inc.|11253
VST|VISTRA ENERGY CORP.|SWST|Hilltop Securities Inc.|19356
VST|VISTRA ENERGY CORP.|TKNG|ALLY INVEST SECURITIES LLC|319
VST|VISTRA ENERGY CORP.|TRBT|Tradebot Systems, Inc.|806652
VST|VISTRA ENERGY CORP.|TRCM|TRC MARKETS LLC|183328
VST|VISTRA ENERGY CORP.|TWTT|TASTYWORKS, INC.|850
VST|VISTRA ENERGY CORP.|UBSA|UBS SECURITIES LLC|3566231
VST|VISTRA ENERGY CORP.|UBSS|UBS Securities LLC|3968484
VST|VISTRA ENERGY CORP.|USCA|USCA Securities LLC|1500
VST|VISTRA ENERGY CORP.|VALX|VIRTU AMERICAS LLC|79615
VST|VISTRA ENERGY CORP.|VERT|The Vertical Trading Group, LLC|3800
VST|VISTRA ENERGY CORP.|VGRD|Vanguard Marketing Corporation|8554
VST|VISTRA ENERGY CORP.|WBPX|SUMMIT SECURITIES GROUP, LLC|30779
VST|VISTRA ENERGY CORP.|WCHV|WELLS FARGO SECURITIES, LLC|265558
VST|VISTRA ENERGY CORP.|WEDB|WEDBUSH SECURITIES INC.|10046
VST|VISTRA ENERGY CORP.|WEED|Weeden & Co.L.P.|12182
VST|VISTRA ENERGY CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5674
VST|VISTRA ENERGY CORP.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|34893
VST|VISTRA ENERGY CORP.|WOLF|Wolfe Trahan Securities|10492
VST|VISTRA ENERGY CORP.|WSEA|WOLVERINE SECURITIES, LLC|292
VST|VISTRA ENERGY CORP.|XIST|INSTINET, LLC|326484
VST|VISTRA ENERGY CORP.|XPQR|Jump Trading|4718
VST|VISTRA ENERGY CORP.|XSTM|NATIONAL FINANCIAL SERVICES LLC|77168
VST|VISTRA ENERGY CORP.|YKNA|COMHAR CAPITAL MARKETS, LLC|13330
VST|VISTRA ENERGY CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3809
VST.A|VISTRA NRG WT|EDJO|Edward D. Jones & Co., L.P.|9
VST.A|VISTRA NRG WT|ETRS|E*Trade Securities LLC|122
VST.A|VISTRA NRG WT|HRBF|American Enterprise Investment Services Inc.|5700
VST.A|VISTRA NRG WT|IBKR|Interactive Brokers Llc|100
VST.A|VISTRA NRG WT|LIME|Lime Brokerage LLC|3781
VST.A|VISTRA NRG WT|MSCO|MORGAN STANLEY & CO. LLC|443
VST.A|VISTRA NRG WT|NFSC|National Financial Services LLC|13412
VST.A|VISTRA NRG WT|NITE|VIRTU Americas LLC|20855
VST.A|VISTRA NRG WT|STFL|Stifel, Nicolaus & Company, Incorporated|243
VST.A|VISTRA NRG WT|UBSS|UBS Securities LLC|9
VST.A|VISTRA NRG WT|WCHV|WELLS FARGO SECURITIES, LLC|609
VSTM|VERASTEM, INC.|AGIS|Aegis Capital Corp.|35942
VSTM|VERASTEM, INC.|ALTX|Alternet Securities Inc.|87658
VSTM|VERASTEM, INC.|ANDG|Andrew Garrett Inc.|52500
VSTM|VERASTEM, INC.|APCC|Apex Clearing Corporation|287638
VSTM|VERASTEM, INC.|BARD|Robert W. Baird & Co. Incorporated|19008
VSTM|VERASTEM, INC.|BATM|CBOE TRADING, INC.|7683
VSTM|VERASTEM, INC.|BAYC|BAY CREST PARTNERS, LLC|2836
VSTM|VERASTEM, INC.|BAYT|BTIG, LLC|1100
VSTM|VERASTEM, INC.|BIMI|Banca IMI Securities Corp.|48919
VSTM|VERASTEM, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|170573
VSTM|VERASTEM, INC.|BLKX|INSTINET, LLC|128300
VSTM|VERASTEM, INC.|BMOC|BMO Capital Markets Corp.|3987
VSTM|VERASTEM, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4142
VSTM|VERASTEM, INC.|BRGE|Newbridge Securities Corp.|51140
VSTM|VERASTEM, INC.|BTIG|BTIG, LLC|1762
VSTM|VERASTEM, INC.|BYXM|CBOE TRADING, INC.|10461
VSTM|VERASTEM, INC.|CANT|Cantor Fitzgerald & Co.|546
VSTM|VERASTEM, INC.|CHAS|Charles Schwab & Co., Inc.|48899
VSTM|VERASTEM, INC.|CIST|Capital Institutional Services, Inc.|100
VSTM|VERASTEM, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109727
VSTM|VERASTEM, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22178
VSTM|VERASTEM, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|62991
VSTM|VERASTEM, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|993994
VSTM|VERASTEM, INC.|CTDL|Citadel Derivatives Group Llc|76199
VSTM|VERASTEM, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|73052
VSTM|VERASTEM, INC.|DAVA|Davenport & Company LLC|100
VSTM|VERASTEM, INC.|DBAB|Deutsche Bank Securities Inc.|906486
VSTM|VERASTEM, INC.|DBAX|Deutsche Bank Securities Inc.|480700
VSTM|VERASTEM, INC.|DEAN|MORGAN STANLEY|28446
VSTM|VERASTEM, INC.|DEGS|RONIN PROFESSIONAL LLC|179274
VSTM|VERASTEM, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9400
VSTM|VERASTEM, INC.|DRWC|DRW SECURITIES, L.L.C.|900
VSTM|VERASTEM, INC.|DRWK|DRW SECURITIES, L.L.C.|1285
VSTM|VERASTEM, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|39000
VSTM|VERASTEM, INC.|EBXL|EBX LLC|284000
VSTM|VERASTEM, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|9099
VSTM|VERASTEM, INC.|EDJC|Edward Jones / CDS|150
VSTM|VERASTEM, INC.|EDJO|Edward D. Jones & Co., L.P.|25790
VSTM|VERASTEM, INC.|EGAM|CBOE TRADING, INC.|85679
VSTM|VERASTEM, INC.|EGAW|CBOE TRADING, INC.|569
VSTM|VERASTEM, INC.|EGXM|CBOE TRADING, INC.|63363
VSTM|VERASTEM, INC.|EGXW|CBOE TRADING, INC.|102
VSTM|VERASTEM, INC.|ETBE|Electronic Transaction Clearing, Inc.|34165
VSTM|VERASTEM, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|22373
VSTM|VERASTEM, INC.|ETCC|Electronic Transaction Clearing, Inc.|31551
VSTM|VERASTEM, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|23272
VSTM|VERASTEM, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29677
VSTM|VERASTEM, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
VSTM|VERASTEM, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|45643
VSTM|VERASTEM, INC.|ETRS|E*Trade Securities LLC|4598407
VSTM|VERASTEM, INC.|FBCO|Credit Suisse Securities (USA) LLC|1160645
VSTM|VERASTEM, INC.|FBSB|U.S. Bancorp Investments, Inc.|4800
VSTM|VERASTEM, INC.|FFSI|Firstrade Securities Inc.|500
VSTM|VERASTEM, INC.|FILL|Tradestation Securities, Inc.|302762
VSTM|VERASTEM, INC.|FMAF|NBCN Inc./ CDS|5793
VSTM|VERASTEM, INC.|FOMA|TD AMERITRADE CLEARING, INC.|6465483
VSTM|VERASTEM, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3545
VSTM|VERASTEM, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|169474
VSTM|VERASTEM, INC.|FTBR|Foliofn Investments, Inc.|28214
VSTM|VERASTEM, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|71944
VSTM|VERASTEM, INC.|GLIS|TD Securities Inc|5645
VSTM|VERASTEM, INC.|GLPX|ACS EXECUTION SERVICES, LLC|326481
VSTM|VERASTEM, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2788666
VSTM|VERASTEM, INC.|GSCS|GOLDMAN SACHS & CO. LLC|115740
VSTM|VERASTEM, INC.|GSLT|GOLDMAN SACHS & CO. LLC|50970
VSTM|VERASTEM, INC.|GTSZ|GTS SECURITIES LLC|22048
VSTM|VERASTEM, INC.|HAPX|HAP Trading, LLC|100
VSTM|VERASTEM, INC.|HRBF|American Enterprise Investment Services Inc.|20657
VSTM|VERASTEM, INC.|HSBC|HSBC Securities, Inc.|6801
VSTM|VERASTEM, INC.|IATS|INTERACTIVE BROKERS LLC|194020
VSTM|VERASTEM, INC.|IBKR|Interactive Brokers Llc|1852087
VSTM|VERASTEM, INC.|ICBX|INSTINET, LLC|165146
VSTM|VERASTEM, INC.|IEQY|CITADEL SECURITIES LLC|27493
VSTM|VERASTEM, INC.|INCA|INSTINET, LLC|1148230
VSTM|VERASTEM, INC.|INJX|INSTINET, LLC|41798
VSTM|VERASTEM, INC.|ITGI|ITG Inc.|257155
VSTM|VERASTEM, INC.|ITGP|ITG INC.|268000
VSTM|VERASTEM, INC.|JANY|Janney Montgomery Scott Inc.|3530
VSTM|VERASTEM, INC.|JEFF|JEFFERIES LLC|155201
VSTM|VERASTEM, INC.|JMPT|JUMP TRADING, LLC|222846
VSTM|VERASTEM, INC.|JONE|JonesTrading|1579
VSTM|VERASTEM, INC.|JPBX|J.P. MORGAN SECURITIES LLC|26430
VSTM|VERASTEM, INC.|JPMX|J.P. Morgan Securities LLC|741360
VSTM|VERASTEM, INC.|JSJX|JANE STREET CAPITAL LLC|9319
VSTM|VERASTEM, INC.|KCGM|VIRTU Americas LLC|285399
VSTM|VERASTEM, INC.|KCRD|PHX FINANCIAL, INC.|60755
VSTM|VERASTEM, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|775
VSTM|VERASTEM, INC.|LEHM|Barclays Capital Inc./Le|2508469
VSTM|VERASTEM, INC.|LIME|Lime Brokerage LLC|467813
VSTM|VERASTEM, INC.|LMGP|LIME BROKERAGE LLC|99905
VSTM|VERASTEM, INC.|LOOP|Loop Capital Markets LLC|1808
VSTM|VERASTEM, INC.|LSCI|Lek Securities Corporation|11900
VSTM|VERASTEM, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|10576
VSTM|VERASTEM, INC.|MAXM|Maxim Group LLC|98246
VSTM|VERASTEM, INC.|MBTS|ALLY INVEST SECURITIES LLC|82347
VSTM|VERASTEM, INC.|MICA|Spartan Securities Group, Ltd.|3000
VSTM|VERASTEM, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|228082
VSTM|VERASTEM, INC.|MOTF|MOTIF INVESTING, INC.|24
VSTM|VERASTEM, INC.|MSCO|MORGAN STANLEY & CO. LLC|5453117
VSTM|VERASTEM, INC.|MSPL|MORGAN STANLEY & CO. LLC|500800
VSTM|VERASTEM, INC.|MSTX|MORGAN STANLEY & CO. LLC|397100
VSTM|VERASTEM, INC.|NATL|National Securities Corporation|60707
VSTM|VERASTEM, INC.|NFSC|National Financial Services LLC|7644243
VSTM|VERASTEM, INC.|NITE|VIRTU Americas LLC|13720091
VSTM|VERASTEM, INC.|NITP|VIRTU Americas LLC|8645
VSTM|VERASTEM, INC.|NQRB|Brut, LLC|47060
VSTM|VERASTEM, INC.|OPCO|Oppenheimer & Co. Inc.|53097
VSTM|VERASTEM, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|17222
VSTM|VERASTEM, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7800
VSTM|VERASTEM, INC.|PCPT|PHILLIP CAPITAL INC.|8552
VSTM|VERASTEM, INC.|PDQM|CODA MARKETS, INC.|371315
VSTM|VERASTEM, INC.|PINT|PRECISION SECURITIES, LLC|200
VSTM|VERASTEM, INC.|POIN|PRECISION SECURITIES, LLC (POIN)|210
VSTM|VERASTEM, INC.|PREC|PRECISION SECURITIES, LLC|15880
VSTM|VERASTEM, INC.|PWJC|UBS Financial Services, Inc.|52498
VSTM|VERASTEM, INC.|RAJA|Raymond James & Associates, Inc.|113961
VSTM|VERASTEM, INC.|RBCM|RBC CAPITAL MARKETS, LLC|63505
VSTM|VERASTEM, INC.|RGLD|Regal Securities, Inc|1800
VSTM|VERASTEM, INC.|RJLC|RJL CAPITAL GROUP, LLC|12330
VSTM|VERASTEM, INC.|SAGL|SAGETRADER, LLC|17363
VSTM|VERASTEM, INC.|SALI|INTL FCSTONE FINANCIAL INC.|36800
VSTM|VERASTEM, INC.|SBSH|Citigroup Global Markets Inc.|722443
VSTM|VERASTEM, INC.|SGMT|GOLDMAN SACHS & CO. LLC|192576
VSTM|VERASTEM, INC.|SOGO|Wang Investment Associates, Inc.|9
VSTM|VERASTEM, INC.|SPDR|SPEEDROUTE LLC|151131
VSTM|VERASTEM, INC.|SPHN|Stephens Inc.|7144
VSTM|VERASTEM, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|4850
VSTM|VERASTEM, INC.|SPTD|MINT GLOBAL MARKETS, INC.|7100
VSTM|VERASTEM, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|32070
VSTM|VERASTEM, INC.|SWIM|TD Ameritrade, Inc.|4940498
VSTM|VERASTEM, INC.|SWST|Hilltop Securities Inc.|49261
VSTM|VERASTEM, INC.|TKNG|ALLY INVEST SECURITIES LLC|158917
VSTM|VERASTEM, INC.|TRBT|Tradebot Systems, Inc.|727004
VSTM|VERASTEM, INC.|TRCM|TRC MARKETS LLC|294437
VSTM|VERASTEM, INC.|TWTT|TASTYWORKS, INC.|8137
VSTM|VERASTEM, INC.|UBSA|UBS SECURITIES LLC|1410863
VSTM|VERASTEM, INC.|UBSS|UBS Securities LLC|4436184
VSTM|VERASTEM, INC.|VALX|VIRTU AMERICAS LLC|39399
VSTM|VERASTEM, INC.|VGRD|Vanguard Marketing Corporation|585850
VSTM|VERASTEM, INC.|VIEW|VIEWTRADE SECURITIES LLC|400
VSTM|VERASTEM, INC.|VSIN|Vision Financial Markets Llc|1370
VSTM|VERASTEM, INC.|WBLR|WILLIAM BLAIR|900
VSTM|VERASTEM, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|200
VSTM|VERASTEM, INC.|WCHV|WELLS FARGO SECURITIES, LLC|518388
VSTM|VERASTEM, INC.|WDNX|WEEDEN & CO.L.P.|4742
VSTM|VERASTEM, INC.|WEDB|WEDBUSH SECURITIES INC.|71962
VSTM|VERASTEM, INC.|WEED|Weeden & Co.L.P.|702
VSTM|VERASTEM, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|54226
VSTM|VERASTEM, INC.|WGIF|CIBC World Markets Inc.|117857
VSTM|VERASTEM, INC.|WHOT|JUST2TRADE, INC.|280
VSTM|VERASTEM, INC.|WSEA|WOLVERINE SECURITIES, LLC|207065
VSTM|VERASTEM, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|215659
VSTM|VERASTEM, INC.|XIST|INSTINET, LLC|308400
VSTM|VERASTEM, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|158790
VSTM|VERASTEM, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|16657
VSTM|VERASTEM, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|119293
VSTO|VISTA OUTDOOR INC.|ALTX|Alternet Securities Inc.|5400
VSTO|VISTA OUTDOOR INC.|APCC|Apex Clearing Corporation|865
VSTO|VISTA OUTDOOR INC.|BANK|Primevest Financial Services, Inc.|881
VSTO|VISTA OUTDOOR INC.|BATM|CBOE TRADING, INC.|2257
VSTO|VISTA OUTDOOR INC.|BAYC|BAY CREST PARTNERS, LLC|1294
VSTO|VISTA OUTDOOR INC.|BERN|Sanford C. Bernstein & Co., LLC|2085
VSTO|VISTA OUTDOOR INC.|BIDS|BIDS TRADING L.P.|800
VSTO|VISTA OUTDOOR INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1780
VSTO|VISTA OUTDOOR INC.|BLKX|INSTINET, LLC|15300
VSTO|VISTA OUTDOOR INC.|BNPX|BNP PARIBAS SECURITIES CORP.|12197
VSTO|VISTA OUTDOOR INC.|BRVL|BLAYLOCK VAN, LLC|1200
VSTO|VISTA OUTDOOR INC.|BTIG|BTIG, LLC|378
VSTO|VISTA OUTDOOR INC.|BYXM|CBOE TRADING, INC.|200
VSTO|VISTA OUTDOOR INC.|BZYD|GOLDMAN SACHS & CO. LLC|1400
VSTO|VISTA OUTDOOR INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|19600
VSTO|VISTA OUTDOOR INC.|CHAS|Charles Schwab & Co., Inc.|50
VSTO|VISTA OUTDOOR INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|127514
VSTO|VISTA OUTDOOR INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|67
VSTO|VISTA OUTDOOR INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2222
VSTO|VISTA OUTDOOR INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|239934
VSTO|VISTA OUTDOOR INC.|CSIN|Citadel Securities Institutional LLC|10105
VSTO|VISTA OUTDOOR INC.|CTDL|Citadel Derivatives Group Llc|1640
VSTO|VISTA OUTDOOR INC.|CTLR|CUTLER GROUP, LP|160
VSTO|VISTA OUTDOOR INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|38726
VSTO|VISTA OUTDOOR INC.|DBAB|Deutsche Bank Securities Inc.|112389
VSTO|VISTA OUTDOOR INC.|DBAX|Deutsche Bank Securities Inc.|186500
VSTO|VISTA OUTDOOR INC.|DEAN|MORGAN STANLEY|322
VSTO|VISTA OUTDOOR INC.|DEGS|RONIN PROFESSIONAL LLC|800
VSTO|VISTA OUTDOOR INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|400
VSTO|VISTA OUTDOOR INC.|EBXL|EBX LLC|80800
VSTO|VISTA OUTDOOR INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1302
VSTO|VISTA OUTDOOR INC.|EDJO|Edward D. Jones & Co., L.P.|2334
VSTO|VISTA OUTDOOR INC.|EGAM|CBOE TRADING, INC.|6381
VSTO|VISTA OUTDOOR INC.|EGAW|CBOE TRADING, INC.|212
VSTO|VISTA OUTDOOR INC.|EGXM|CBOE TRADING, INC.|5888
VSTO|VISTA OUTDOOR INC.|EGXW|CBOE TRADING, INC.|100
VSTO|VISTA OUTDOOR INC.|ETBE|Electronic Transaction Clearing, Inc.|4108
VSTO|VISTA OUTDOOR INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4408
VSTO|VISTA OUTDOOR INC.|ETRS|E*Trade Securities LLC|7333
VSTO|VISTA OUTDOOR INC.|FILL|Tradestation Securities, Inc.|711
VSTO|VISTA OUTDOOR INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2508
VSTO|VISTA OUTDOOR INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|54507
VSTO|VISTA OUTDOOR INC.|FTBR|Foliofn Investments, Inc.|1214
VSTO|VISTA OUTDOOR INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|3072
VSTO|VISTA OUTDOOR INC.|GLIS|TD Securities Inc|87
VSTO|VISTA OUTDOOR INC.|GLPX|ACS EXECUTION SERVICES, LLC|4486
VSTO|VISTA OUTDOOR INC.|GSCO|GOLDMAN SACHS & CO. LLC|226550
VSTO|VISTA OUTDOOR INC.|GSCS|GOLDMAN SACHS & CO. LLC|26264
VSTO|VISTA OUTDOOR INC.|GSLT|GOLDMAN SACHS & CO. LLC|2838
VSTO|VISTA OUTDOOR INC.|GTSZ|GTS SECURITIES LLC|35765
VSTO|VISTA OUTDOOR INC.|HOVD|HOVDE GROUP, LLC|1800
VSTO|VISTA OUTDOOR INC.|HRBF|American Enterprise Investment Services Inc.|1626
VSTO|VISTA OUTDOOR INC.|IATS|INTERACTIVE BROKERS LLC|3999
VSTO|VISTA OUTDOOR INC.|IBKR|Interactive Brokers Llc|29494
VSTO|VISTA OUTDOOR INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4818
VSTO|VISTA OUTDOOR INC.|ICBX|INSTINET, LLC|32472
VSTO|VISTA OUTDOOR INC.|IEQY|CITADEL SECURITIES LLC|13846
VSTO|VISTA OUTDOOR INC.|INCA|INSTINET, LLC|93874
VSTO|VISTA OUTDOOR INC.|INJX|INSTINET, LLC|668
VSTO|VISTA OUTDOOR INC.|ITGI|ITG Inc.|14828
VSTO|VISTA OUTDOOR INC.|ITGP|ITG INC.|60200
VSTO|VISTA OUTDOOR INC.|JANY|Janney Montgomery Scott Inc.|200
VSTO|VISTA OUTDOOR INC.|JEFF|JEFFERIES LLC|32354
VSTO|VISTA OUTDOOR INC.|JMPT|JUMP TRADING, LLC|32722
VSTO|VISTA OUTDOOR INC.|JONE|JonesTrading|1700
VSTO|VISTA OUTDOOR INC.|JPBX|J.P. MORGAN SECURITIES LLC|23320
VSTO|VISTA OUTDOOR INC.|JPMX|J.P. Morgan Securities LLC|202465
VSTO|VISTA OUTDOOR INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|1600
VSTO|VISTA OUTDOOR INC.|JSJX|JANE STREET CAPITAL LLC|8482
VSTO|VISTA OUTDOOR INC.|JSSF|JMP Securities LLC|5776
VSTO|VISTA OUTDOOR INC.|KCGM|VIRTU Americas LLC|19945
VSTO|VISTA OUTDOOR INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|1282
VSTO|VISTA OUTDOOR INC.|LEHM|Barclays Capital Inc./Le|226727
VSTO|VISTA OUTDOOR INC.|LIME|Lime Brokerage LLC|13610
VSTO|VISTA OUTDOOR INC.|LQNA|LIQUIDNET, INC.|123500
VSTO|VISTA OUTDOOR INC.|LSCI|Lek Securities Corporation|106
VSTO|VISTA OUTDOOR INC.|MACQ|Macquarie Capital (USA) Inc.|1000
VSTO|VISTA OUTDOOR INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|145541
VSTO|VISTA OUTDOOR INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
VSTO|VISTA OUTDOOR INC.|MOTF|MOTIF INVESTING, INC.|5
VSTO|VISTA OUTDOOR INC.|MSCO|MORGAN STANLEY & CO. LLC|950380
VSTO|VISTA OUTDOOR INC.|MSPL|MORGAN STANLEY & CO. LLC|219900
VSTO|VISTA OUTDOOR INC.|MSTX|MORGAN STANLEY & CO. LLC|83700
VSTO|VISTA OUTDOOR INC.|NFSC|National Financial Services LLC|88616
VSTO|VISTA OUTDOOR INC.|NITE|VIRTU Americas LLC|124139
VSTO|VISTA OUTDOOR INC.|NITP|VIRTU Americas LLC|800
VSTO|VISTA OUTDOOR INC.|NQRB|Brut, LLC|11505
VSTO|VISTA OUTDOOR INC.|NTRC|Northern Trust Securities, Inc.|2461
VSTO|VISTA OUTDOOR INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
VSTO|VISTA OUTDOOR INC.|PDQM|CODA MARKETS, INC.|7934
VSTO|VISTA OUTDOOR INC.|QMSR|QUATTRO M SECURITIES INC.|171
VSTO|VISTA OUTDOOR INC.|RBCM|RBC CAPITAL MARKETS, LLC|9507
VSTO|VISTA OUTDOOR INC.|ROTH|Roth Capital Partners, LLC|2325
VSTO|VISTA OUTDOOR INC.|SAGL|SAGETRADER, LLC|346
VSTO|VISTA OUTDOOR INC.|SAGW|SAGETRADER, LLC|1066
VSTO|VISTA OUTDOOR INC.|SALI|INTL FCSTONE FINANCIAL INC.|100
VSTO|VISTA OUTDOOR INC.|SBSH|Citigroup Global Markets Inc.|159665
VSTO|VISTA OUTDOOR INC.|SEIC|SEI Investments Distribution Co.|100
VSTO|VISTA OUTDOOR INC.|SGMT|GOLDMAN SACHS & CO. LLC|112201
VSTO|VISTA OUTDOOR INC.|SIBO|Prime Executions, Inc.|6492
VSTO|VISTA OUTDOOR INC.|SPDR|SPEEDROUTE LLC|1300
VSTO|VISTA OUTDOOR INC.|STFL|Stifel, Nicolaus & Company, Incorporated|800
VSTO|VISTA OUTDOOR INC.|STKP|STOCKPILE INVESTMENTS, INC.|62
VSTO|VISTA OUTDOOR INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4251
VSTO|VISTA OUTDOOR INC.|SWIM|TD Ameritrade, Inc.|7162
VSTO|VISTA OUTDOOR INC.|SWST|Hilltop Securities Inc.|200
VSTO|VISTA OUTDOOR INC.|TIAD|Triad Securities Corp|6
VSTO|VISTA OUTDOOR INC.|TKNG|ALLY INVEST SECURITIES LLC|1705
VSTO|VISTA OUTDOOR INC.|TMBR|Timber Hill LLC|3
VSTO|VISTA OUTDOOR INC.|TRBT|Tradebot Systems, Inc.|112683
VSTO|VISTA OUTDOOR INC.|TRCM|TRC MARKETS LLC|35785
VSTO|VISTA OUTDOOR INC.|TRIP|Trident Partners Ltd.|1000
VSTO|VISTA OUTDOOR INC.|UBSA|UBS SECURITIES LLC|118190
VSTO|VISTA OUTDOOR INC.|UBSS|UBS Securities LLC|1220551
VSTO|VISTA OUTDOOR INC.|VALX|VIRTU AMERICAS LLC|8171
VSTO|VISTA OUTDOOR INC.|VGRD|Vanguard Marketing Corporation|7962
VSTO|VISTA OUTDOOR INC.|WBLR|WILLIAM BLAIR|100
VSTO|VISTA OUTDOOR INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
VSTO|VISTA OUTDOOR INC.|WCHV|WELLS FARGO SECURITIES, LLC|12809
VSTO|VISTA OUTDOOR INC.|WEDB|WEDBUSH SECURITIES INC.|30
VSTO|VISTA OUTDOOR INC.|WEED|Weeden & Co.L.P.|150
VSTO|VISTA OUTDOOR INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1529
VSTO|VISTA OUTDOOR INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9320
VSTO|VISTA OUTDOOR INC.|WSEA|WOLVERINE SECURITIES, LLC|1846
VSTO|VISTA OUTDOOR INC.|XIST|INSTINET, LLC|78422
VSTO|VISTA OUTDOOR INC.|XPQR|Jump Trading|200
VSTO|VISTA OUTDOOR INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|34180
VSTO|VISTA OUTDOOR INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|154
VSTO|VISTA OUTDOOR INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3814
VT|VANGUARD TOTAL WORLD|AGIS|Aegis Capital Corp.|1450
VT|VANGUARD TOTAL WORLD|ALTX|Alternet Securities Inc.|3430
VT|VANGUARD TOTAL WORLD|APCC|Apex Clearing Corporation|14635
VT|VANGUARD TOTAL WORLD|BALE|M&T SECURITIES, INC.|725
VT|VANGUARD TOTAL WORLD|BANK|Primevest Financial Services, Inc.|313
VT|VANGUARD TOTAL WORLD|BARD|Robert W. Baird & Co. Incorporated|7445
VT|VANGUARD TOTAL WORLD|BATM|CBOE TRADING, INC.|9213
VT|VANGUARD TOTAL WORLD|BAYC|BAY CREST PARTNERS, LLC|7610139
VT|VANGUARD TOTAL WORLD|BBNT|BB&T SECURITIES, LLC|8863
VT|VANGUARD TOTAL WORLD|BERN|Sanford C. Bernstein & Co., LLC|13333
VT|VANGUARD TOTAL WORLD|BKCM|BNY Mellon Capital Markets LLC|1906
VT|VANGUARD TOTAL WORLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|76560
VT|VANGUARD TOTAL WORLD|BMOC|BMO Capital Markets Corp.|7909
VT|VANGUARD TOTAL WORLD|BYXM|CBOE TRADING, INC.|3000
VT|VANGUARD TOTAL WORLD|CABR|Cabrera Capital Markets, Inc.|150
VT|VANGUARD TOTAL WORLD|CANT|Cantor Fitzgerald & Co.|7339
VT|VANGUARD TOTAL WORLD|CHAS|Charles Schwab & Co., Inc.|50786
VT|VANGUARD TOTAL WORLD|CIST|Capital Institutional Services, Inc.|103
VT|VANGUARD TOTAL WORLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|82809
VT|VANGUARD TOTAL WORLD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|46
VT|VANGUARD TOTAL WORLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
VT|VANGUARD TOTAL WORLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330410
VT|VANGUARD TOTAL WORLD|CSIN|Citadel Securities Institutional LLC|438731
VT|VANGUARD TOTAL WORLD|CTDL|Citadel Derivatives Group Llc|689810
VT|VANGUARD TOTAL WORLD|CTLR|CUTLER GROUP, LP|200
VT|VANGUARD TOTAL WORLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|5878
VT|VANGUARD TOTAL WORLD|DADA|D.A. Davidson & Co.|30
VT|VANGUARD TOTAL WORLD|DBAB|Deutsche Bank Securities Inc.|3822
VT|VANGUARD TOTAL WORLD|DBAX|Deutsche Bank Securities Inc.|105600
VT|VANGUARD TOTAL WORLD|DCHF|Dart Executions, LLC|3
VT|VANGUARD TOTAL WORLD|DEAN|MORGAN STANLEY|48908
VT|VANGUARD TOTAL WORLD|DEGS|RONIN PROFESSIONAL LLC|4900
VT|VANGUARD TOTAL WORLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
VT|VANGUARD TOTAL WORLD|EBXL|EBX LLC|143300
VT|VANGUARD TOTAL WORLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|169964
VT|VANGUARD TOTAL WORLD|EDJC|Edward Jones / CDS|55
VT|VANGUARD TOTAL WORLD|EDJO|Edward D. Jones & Co., L.P.|2571
VT|VANGUARD TOTAL WORLD|EGAM|CBOE TRADING, INC.|21265
VT|VANGUARD TOTAL WORLD|EGAW|CBOE TRADING, INC.|900
VT|VANGUARD TOTAL WORLD|EGXM|CBOE TRADING, INC.|49895
VT|VANGUARD TOTAL WORLD|EGXW|CBOE TRADING, INC.|1100
VT|VANGUARD TOTAL WORLD|ETBE|Electronic Transaction Clearing, Inc.|6820
VT|VANGUARD TOTAL WORLD|ETCB|ETC BROKERAGE SERVICES, LLC|150
VT|VANGUARD TOTAL WORLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22444
VT|VANGUARD TOTAL WORLD|ETRS|E*Trade Securities LLC|39965
VT|VANGUARD TOTAL WORLD|FBSB|U.S. Bancorp Investments, Inc.|467
VT|VANGUARD TOTAL WORLD|FFSI|Firstrade Securities Inc.|150
VT|VANGUARD TOTAL WORLD|FIDT|Fidelity Clearing Canada ULC./ CDS|59
VT|VANGUARD TOTAL WORLD|FILL|Tradestation Securities, Inc.|4946
VT|VANGUARD TOTAL WORLD|FINX|FINTECH SECURITIES|1639
VT|VANGUARD TOTAL WORLD|FLTU|FLOW TRADERS US LLC|825219
VT|VANGUARD TOTAL WORLD|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|261600
VT|VANGUARD TOTAL WORLD|FMAF|NBCN Inc./ CDS|7246
VT|VANGUARD TOTAL WORLD|FMCO|First Manhattan Co|1230
VT|VANGUARD TOTAL WORLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|61935
VT|VANGUARD TOTAL WORLD|FTBR|Foliofn Investments, Inc.|81028
VT|VANGUARD TOTAL WORLD|GBMT|GBM International, Inc.|25221
VT|VANGUARD TOTAL WORLD|GEBB|GLOBAL EXECUTION BROKERS, LP|72116
VT|VANGUARD TOTAL WORLD|GLIS|TD Securities Inc|1037
VT|VANGUARD TOTAL WORLD|GLPX|ACS EXECUTION SERVICES, LLC|72545
VT|VANGUARD TOTAL WORLD|GSCO|GOLDMAN SACHS & CO. LLC|839032
VT|VANGUARD TOTAL WORLD|GSCS|GOLDMAN SACHS & CO. LLC|701
VT|VANGUARD TOTAL WORLD|GSLT|GOLDMAN SACHS & CO. LLC|40624
VT|VANGUARD TOTAL WORLD|GTSZ|GTS SECURITIES LLC|60782
VT|VANGUARD TOTAL WORLD|HRBF|American Enterprise Investment Services Inc.|58767
VT|VANGUARD TOTAL WORLD|HSBC|HSBC Securities, Inc.|400
VT|VANGUARD TOTAL WORLD|IATS|INTERACTIVE BROKERS LLC|13927
VT|VANGUARD TOTAL WORLD|IBKR|Interactive Brokers Llc|63676
VT|VANGUARD TOTAL WORLD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|620
VT|VANGUARD TOTAL WORLD|ICBX|INSTINET, LLC|111488
VT|VANGUARD TOTAL WORLD|INCA|INSTINET, LLC|83423
VT|VANGUARD TOTAL WORLD|ITGI|ITG Inc.|22026
VT|VANGUARD TOTAL WORLD|ITGP|ITG INC.|25200
VT|VANGUARD TOTAL WORLD|JANY|Janney Montgomery Scott Inc.|1753
VT|VANGUARD TOTAL WORLD|JEFF|JEFFERIES LLC|100
VT|VANGUARD TOTAL WORLD|JMPT|JUMP TRADING, LLC|36095
VT|VANGUARD TOTAL WORLD|JPMX|J.P. Morgan Securities LLC|75070
VT|VANGUARD TOTAL WORLD|JSEB|JANE STREET EXECUTION SERVICES, LLC|1807309
VT|VANGUARD TOTAL WORLD|JSJX|JANE STREET CAPITAL LLC|705678
VT|VANGUARD TOTAL WORLD|KCGM|VIRTU Americas LLC|22321
VT|VANGUARD TOTAL WORLD|LEHM|Barclays Capital Inc./Le|468235
VT|VANGUARD TOTAL WORLD|LGNT|COR CLEARING LLC|5
VT|VANGUARD TOTAL WORLD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|86
VT|VANGUARD TOTAL WORLD|LIME|Lime Brokerage LLC|13462
VT|VANGUARD TOTAL WORLD|LSCI|Lek Securities Corporation|245
VT|VANGUARD TOTAL WORLD|MACC|Mid Atlantic Capital Corporation|7073
VT|VANGUARD TOTAL WORLD|MAXM|Maxim Group LLC|22700
VT|VANGUARD TOTAL WORLD|MCMF|Raymond James Ltd. Cds|725
VT|VANGUARD TOTAL WORLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122118
VT|VANGUARD TOTAL WORLD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3200
VT|VANGUARD TOTAL WORLD|MOTF|MOTIF INVESTING, INC.|9
VT|VANGUARD TOTAL WORLD|MSCO|MORGAN STANLEY & CO. LLC|363723
VT|VANGUARD TOTAL WORLD|MSPL|MORGAN STANLEY & CO. LLC|62500
VT|VANGUARD TOTAL WORLD|MSTX|MORGAN STANLEY & CO. LLC|1800
VT|VANGUARD TOTAL WORLD|NFSC|National Financial Services LLC|623935
VT|VANGUARD TOTAL WORLD|NITE|VIRTU Americas LLC|3506600
VT|VANGUARD TOTAL WORLD|NITP|VIRTU Americas LLC|739
VT|VANGUARD TOTAL WORLD|NQRB|Brut, LLC|3697
VT|VANGUARD TOTAL WORLD|NTRC|Northern Trust Securities, Inc.|899900
VT|VANGUARD TOTAL WORLD|OLDM|OLD MISSION CAPITAL, LLC|11860
VT|VANGUARD TOTAL WORLD|OPCO|Oppenheimer & Co. Inc.|2331
VT|VANGUARD TOTAL WORLD|PCPT|PHILLIP CAPITAL INC.|221
VT|VANGUARD TOTAL WORLD|PDQM|CODA MARKETS, INC.|120671
VT|VANGUARD TOTAL WORLD|PWJC|UBS Financial Services, Inc.|1741
VT|VANGUARD TOTAL WORLD|RBCM|RBC CAPITAL MARKETS, LLC|8175
VT|VANGUARD TOTAL WORLD|SAGL|SAGETRADER, LLC|5100
VT|VANGUARD TOTAL WORLD|SALI|INTL FCSTONE FINANCIAL INC.|7231
VT|VANGUARD TOTAL WORLD|SBSH|Citigroup Global Markets Inc.|2562781
VT|VANGUARD TOTAL WORLD|SEIC|SEI Investments Distribution Co.|1160
VT|VANGUARD TOTAL WORLD|SGMT|GOLDMAN SACHS & CO. LLC|98392
VT|VANGUARD TOTAL WORLD|SIBO|Prime Executions, Inc.|80726
VT|VANGUARD TOTAL WORLD|SPDR|SPEEDROUTE LLC|555
VT|VANGUARD TOTAL WORLD|SPHN|Stephens Inc.|955
VT|VANGUARD TOTAL WORLD|STFL|Stifel, Nicolaus & Company, Incorporated|24986
VT|VANGUARD TOTAL WORLD|STKP|STOCKPILE INVESTMENTS, INC.|128
VT|VANGUARD TOTAL WORLD|SWIM|TD Ameritrade, Inc.|11865
VT|VANGUARD TOTAL WORLD|SWST|Hilltop Securities Inc.|2323
VT|VANGUARD TOTAL WORLD|TKNG|ALLY INVEST SECURITIES LLC|1122
VT|VANGUARD TOTAL WORLD|TRBT|Tradebot Systems, Inc.|238356
VT|VANGUARD TOTAL WORLD|TRCM|TRC MARKETS LLC|332784
VT|VANGUARD TOTAL WORLD|UBSA|UBS SECURITIES LLC|661444
VT|VANGUARD TOTAL WORLD|UBSS|UBS Securities LLC|840899
VT|VANGUARD TOTAL WORLD|VALX|VIRTU AMERICAS LLC|4000
VT|VANGUARD TOTAL WORLD|VERT|The Vertical Trading Group, LLC|105
VT|VANGUARD TOTAL WORLD|VGRD|Vanguard Marketing Corporation|297073
VT|VANGUARD TOTAL WORLD|VSIN|Vision Financial Markets Llc|23
VT|VANGUARD TOTAL WORLD|WBET|Wallachbeth Capital LLC|6038
VT|VANGUARD TOTAL WORLD|WCHV|WELLS FARGO SECURITIES, LLC|462258
VT|VANGUARD TOTAL WORLD|WEDB|WEDBUSH SECURITIES INC.|2
VT|VANGUARD TOTAL WORLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|500
VT|VANGUARD TOTAL WORLD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|969
VT|VANGUARD TOTAL WORLD|WGIF|CIBC World Markets Inc.|167
VT|VANGUARD TOTAL WORLD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15
VT|VANGUARD TOTAL WORLD|WSEA|WOLVERINE SECURITIES, LLC|7758
VT|VANGUARD TOTAL WORLD|XPUS|XP SECURITIES, LLC|101891
VT|VANGUARD TOTAL WORLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2396
VT|VANGUARD TOTAL WORLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|37344
VTA|INVESCO CREDIT OPPY|AGIS|Aegis Capital Corp.|900
VTA|INVESCO CREDIT OPPY|ALTX|Alternet Securities Inc.|2200
VTA|INVESCO CREDIT OPPY|APCC|Apex Clearing Corporation|238
VTA|INVESCO CREDIT OPPY|BANK|Primevest Financial Services, Inc.|71
VTA|INVESCO CREDIT OPPY|BARD|Robert W. Baird & Co. Incorporated|65982
VTA|INVESCO CREDIT OPPY|BATM|CBOE TRADING, INC.|1900
VTA|INVESCO CREDIT OPPY|BERN|Sanford C. Bernstein & Co., LLC|800
VTA|INVESCO CREDIT OPPY|BKCM|BNY Mellon Capital Markets LLC|23
VTA|INVESCO CREDIT OPPY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|174
VTA|INVESCO CREDIT OPPY|BTIG|BTIG, LLC|27509
VTA|INVESCO CREDIT OPPY|CANT|Cantor Fitzgerald & Co.|956
VTA|INVESCO CREDIT OPPY|CHAS|Charles Schwab & Co., Inc.|543
VTA|INVESCO CREDIT OPPY|CIST|Capital Institutional Services, Inc.|706
VTA|INVESCO CREDIT OPPY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8736
VTA|INVESCO CREDIT OPPY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
VTA|INVESCO CREDIT OPPY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6639
VTA|INVESCO CREDIT OPPY|CTDL|Citadel Derivatives Group Llc|80
VTA|INVESCO CREDIT OPPY|CXCX|CITIGROUP GLOBAL MARKETS INC.|3188
VTA|INVESCO CREDIT OPPY|DADA|D.A. Davidson & Co.|4
VTA|INVESCO CREDIT OPPY|DBAX|Deutsche Bank Securities Inc.|6100
VTA|INVESCO CREDIT OPPY|DEAN|MORGAN STANLEY|60235
VTA|INVESCO CREDIT OPPY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32161
VTA|INVESCO CREDIT OPPY|EBXL|EBX LLC|12800
VTA|INVESCO CREDIT OPPY|ECUT|CONVERGEX EXECUTION SOLUTIONS|4759
VTA|INVESCO CREDIT OPPY|EDJO|Edward D. Jones & Co., L.P.|1148
VTA|INVESCO CREDIT OPPY|EGAM|CBOE TRADING, INC.|3452
VTA|INVESCO CREDIT OPPY|EGXM|CBOE TRADING, INC.|1300
VTA|INVESCO CREDIT OPPY|ESPO|ESPOSITO SECURITIES, LLC|2578
VTA|INVESCO CREDIT OPPY|ETBE|Electronic Transaction Clearing, Inc.|100
VTA|INVESCO CREDIT OPPY|ETRS|E*Trade Securities LLC|32891
VTA|INVESCO CREDIT OPPY|FILL|Tradestation Securities, Inc.|600
VTA|INVESCO CREDIT OPPY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74051
VTA|INVESCO CREDIT OPPY|FTBR|Foliofn Investments, Inc.|93
VTA|INVESCO CREDIT OPPY|GLPX|ACS EXECUTION SERVICES, LLC|836
VTA|INVESCO CREDIT OPPY|GSCO|GOLDMAN SACHS & CO. LLC|29331
VTA|INVESCO CREDIT OPPY|GSCS|GOLDMAN SACHS & CO. LLC|500
VTA|INVESCO CREDIT OPPY|GSLT|GOLDMAN SACHS & CO. LLC|102
VTA|INVESCO CREDIT OPPY|GTSZ|GTS SECURITIES LLC|191
VTA|INVESCO CREDIT OPPY|HRBF|American Enterprise Investment Services Inc.|53523
VTA|INVESCO CREDIT OPPY|IATS|INTERACTIVE BROKERS LLC|6111
VTA|INVESCO CREDIT OPPY|IBKR|Interactive Brokers Llc|23444
VTA|INVESCO CREDIT OPPY|ICBX|INSTINET, LLC|4900
VTA|INVESCO CREDIT OPPY|INCA|INSTINET, LLC|1427
VTA|INVESCO CREDIT OPPY|ITGI|ITG Inc.|5702
VTA|INVESCO CREDIT OPPY|ITGP|ITG INC.|1200
VTA|INVESCO CREDIT OPPY|JANY|Janney Montgomery Scott Inc.|1543
VTA|INVESCO CREDIT OPPY|JEFF|JEFFERIES LLC|500
VTA|INVESCO CREDIT OPPY|JMPT|JUMP TRADING, LLC|130
VTA|INVESCO CREDIT OPPY|JPMX|J.P. Morgan Securities LLC|8338
VTA|INVESCO CREDIT OPPY|JSJX|JANE STREET CAPITAL LLC|2300
VTA|INVESCO CREDIT OPPY|KCGM|VIRTU Americas LLC|3291
VTA|INVESCO CREDIT OPPY|LEHM|Barclays Capital Inc./Le|2400
VTA|INVESCO CREDIT OPPY|LIME|Lime Brokerage LLC|1185
VTA|INVESCO CREDIT OPPY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
VTA|INVESCO CREDIT OPPY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12122
VTA|INVESCO CREDIT OPPY|MOTF|MOTIF INVESTING, INC.|1
VTA|INVESCO CREDIT OPPY|MSCO|MORGAN STANLEY & CO. LLC|292088
VTA|INVESCO CREDIT OPPY|MSPL|MORGAN STANLEY & CO. LLC|12400
VTA|INVESCO CREDIT OPPY|MSTX|MORGAN STANLEY & CO. LLC|1200
VTA|INVESCO CREDIT OPPY|NATL|National Securities Corporation|532
VTA|INVESCO CREDIT OPPY|NFSC|National Financial Services LLC|131883
VTA|INVESCO CREDIT OPPY|NITE|VIRTU Americas LLC|272801
VTA|INVESCO CREDIT OPPY|NQRB|Brut, LLC|696
VTA|INVESCO CREDIT OPPY|OPCO|Oppenheimer & Co. Inc.|44517
VTA|INVESCO CREDIT OPPY|OTAA|OTA LLC|1400
VTA|INVESCO CREDIT OPPY|PDQM|CODA MARKETS, INC.|3767
VTA|INVESCO CREDIT OPPY|PWJC|UBS Financial Services, Inc.|5640
VTA|INVESCO CREDIT OPPY|RBCM|RBC CAPITAL MARKETS, LLC|22515
VTA|INVESCO CREDIT OPPY|SAGL|SAGETRADER, LLC|200
VTA|INVESCO CREDIT OPPY|SALI|INTL FCSTONE FINANCIAL INC.|1243
VTA|INVESCO CREDIT OPPY|SBSH|Citigroup Global Markets Inc.|1792
VTA|INVESCO CREDIT OPPY|SGMT|GOLDMAN SACHS & CO. LLC|6131
VTA|INVESCO CREDIT OPPY|STFL|Stifel, Nicolaus & Company, Incorporated|39801
VTA|INVESCO CREDIT OPPY|SWIM|TD Ameritrade, Inc.|8014
VTA|INVESCO CREDIT OPPY|SWST|Hilltop Securities Inc.|7015
VTA|INVESCO CREDIT OPPY|TRBT|Tradebot Systems, Inc.|1939
VTA|INVESCO CREDIT OPPY|UBSA|UBS SECURITIES LLC|35399
VTA|INVESCO CREDIT OPPY|UBSS|UBS Securities LLC|147355
VTA|INVESCO CREDIT OPPY|VALX|VIRTU AMERICAS LLC|1358
VTA|INVESCO CREDIT OPPY|VGRD|Vanguard Marketing Corporation|32768
VTA|INVESCO CREDIT OPPY|WCHV|WELLS FARGO SECURITIES, LLC|73184
VTA|INVESCO CREDIT OPPY|WEDB|WEDBUSH SECURITIES INC.|1
VTA|INVESCO CREDIT OPPY|WEED|Weeden & Co.L.P.|37445
VTA|INVESCO CREDIT OPPY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|427
VTA|INVESCO CREDIT OPPY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2556
VTA|INVESCO CREDIT OPPY|WSEA|WOLVERINE SECURITIES, LLC|2607
VTA|INVESCO CREDIT OPPY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
VTA|INVESCO CREDIT OPPY|YKNA|COMHAR CAPITAL MARKETS, LLC|991
VTA|INVESCO CREDIT OPPY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12203
VTC|VNGRD TL CORP BN ETF|APCC|Apex Clearing Corporation|33
VTC|VNGRD TL CORP BN ETF|BANK|Primevest Financial Services, Inc.|455
VTC|VNGRD TL CORP BN ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36
VTC|VNGRD TL CORP BN ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|215
VTC|VNGRD TL CORP BN ETF|DBAX|Deutsche Bank Securities Inc.|400
VTC|VNGRD TL CORP BN ETF|DEAN|MORGAN STANLEY|7
VTC|VNGRD TL CORP BN ETF|EBXL|EBX LLC|200
VTC|VNGRD TL CORP BN ETF|ETRS|E*Trade Securities LLC|381
VTC|VNGRD TL CORP BN ETF|FBCO|Credit Suisse Securities (USA) LLC|1807
VTC|VNGRD TL CORP BN ETF|FILL|Tradestation Securities, Inc.|25
VTC|VNGRD TL CORP BN ETF|FOMA|TD AMERITRADE CLEARING, INC.|3653
VTC|VNGRD TL CORP BN ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3000
VTC|VNGRD TL CORP BN ETF|FTBR|Foliofn Investments, Inc.|42
VTC|VNGRD TL CORP BN ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|1727
VTC|VNGRD TL CORP BN ETF|IBKR|Interactive Brokers Llc|503
VTC|VNGRD TL CORP BN ETF|JPMX|J.P. Morgan Securities LLC|600
VTC|VNGRD TL CORP BN ETF|JSJX|JANE STREET CAPITAL LLC|3760
VTC|VNGRD TL CORP BN ETF|LEHM|Barclays Capital Inc./Le|1600
VTC|VNGRD TL CORP BN ETF|LIME|Lime Brokerage LLC|2477
VTC|VNGRD TL CORP BN ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
VTC|VNGRD TL CORP BN ETF|MSCO|MORGAN STANLEY & CO. LLC|1515
VTC|VNGRD TL CORP BN ETF|MSPL|MORGAN STANLEY & CO. LLC|200
VTC|VNGRD TL CORP BN ETF|NFSC|National Financial Services LLC|1789
VTC|VNGRD TL CORP BN ETF|NITE|VIRTU Americas LLC|9510
VTC|VNGRD TL CORP BN ETF|OLDM|OLD MISSION CAPITAL, LLC|1663
VTC|VNGRD TL CORP BN ETF|PWJC|UBS Financial Services, Inc.|1138
VTC|VNGRD TL CORP BN ETF|RAJA|Raymond James & Associates, Inc.|400
VTC|VNGRD TL CORP BN ETF|SWST|Hilltop Securities Inc.|1
VTC|VNGRD TL CORP BN ETF|TRCM|TRC MARKETS LLC|112
VTC|VNGRD TL CORP BN ETF|UBSA|UBS SECURITIES LLC|3143
VTC|VNGRD TL CORP BN ETF|UBSS|UBS Securities LLC|7590
VTC|VNGRD TL CORP BN ETF|VGRD|Vanguard Marketing Corporation|14666
VTC|VNGRD TL CORP BN ETF|WCHV|WELLS FARGO SECURITIES, LLC|200
VTC|VNGRD TL CORP BN ETF|WSEA|WOLVERINE SECURITIES, LLC|1
VTC|VNGRD TL CORP BN ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
VTC|VNGRD TL CORP BN ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1881
VTEB|VANGUARD TAX-EXM BND|ALTX|Alternet Securities Inc.|1975
VTEB|VANGUARD TAX-EXM BND|APCC|Apex Clearing Corporation|3749
VTEB|VANGUARD TAX-EXM BND|AQUA|AQUA SECURITIES L.P.|5800
VTEB|VANGUARD TAX-EXM BND|BALE|M&T SECURITIES, INC.|1800
VTEB|VANGUARD TAX-EXM BND|BANK|Primevest Financial Services, Inc.|767
VTEB|VANGUARD TAX-EXM BND|BARD|Robert W. Baird & Co. Incorporated|17
VTEB|VANGUARD TAX-EXM BND|BATM|CBOE TRADING, INC.|500
VTEB|VANGUARD TAX-EXM BND|BBNT|BB&T SECURITIES, LLC|1436
VTEB|VANGUARD TAX-EXM BND|BERN|Sanford C. Bernstein & Co., LLC|454
VTEB|VANGUARD TAX-EXM BND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|70148
VTEB|VANGUARD TAX-EXM BND|CANT|Cantor Fitzgerald & Co.|357119
VTEB|VANGUARD TAX-EXM BND|CHAS|Charles Schwab & Co., Inc.|3211223
VTEB|VANGUARD TAX-EXM BND|CIST|Capital Institutional Services, Inc.|920
VTEB|VANGUARD TAX-EXM BND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40147
VTEB|VANGUARD TAX-EXM BND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|243635
VTEB|VANGUARD TAX-EXM BND|CSIN|Citadel Securities Institutional LLC|9122
VTEB|VANGUARD TAX-EXM BND|CXCX|CITIGROUP GLOBAL MARKETS INC.|28962
VTEB|VANGUARD TAX-EXM BND|DAVA|Davenport & Company LLC|429
VTEB|VANGUARD TAX-EXM BND|DBAX|Deutsche Bank Securities Inc.|72200
VTEB|VANGUARD TAX-EXM BND|DEAN|MORGAN STANLEY|15850
VTEB|VANGUARD TAX-EXM BND|EBXL|EBX LLC|56500
VTEB|VANGUARD TAX-EXM BND|ECUT|CONVERGEX EXECUTION SOLUTIONS|245616
VTEB|VANGUARD TAX-EXM BND|EDJO|Edward D. Jones & Co., L.P.|750
VTEB|VANGUARD TAX-EXM BND|EGAM|CBOE TRADING, INC.|2009
VTEB|VANGUARD TAX-EXM BND|EGAW|CBOE TRADING, INC.|234
VTEB|VANGUARD TAX-EXM BND|EGXM|CBOE TRADING, INC.|2500
VTEB|VANGUARD TAX-EXM BND|ETBE|Electronic Transaction Clearing, Inc.|336
VTEB|VANGUARD TAX-EXM BND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1659
VTEB|VANGUARD TAX-EXM BND|ETRS|E*Trade Securities LLC|55677
VTEB|VANGUARD TAX-EXM BND|FBSB|U.S. Bancorp Investments, Inc.|1366
VTEB|VANGUARD TAX-EXM BND|FILL|Tradestation Securities, Inc.|500
VTEB|VANGUARD TAX-EXM BND|FINX|FINTECH SECURITIES|2242
VTEB|VANGUARD TAX-EXM BND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|10065
VTEB|VANGUARD TAX-EXM BND|FTBR|Foliofn Investments, Inc.|14795
VTEB|VANGUARD TAX-EXM BND|GEBB|GLOBAL EXECUTION BROKERS, LP|29382
VTEB|VANGUARD TAX-EXM BND|GSCO|GOLDMAN SACHS & CO. LLC|294769
VTEB|VANGUARD TAX-EXM BND|GSLT|GOLDMAN SACHS & CO. LLC|1700
VTEB|VANGUARD TAX-EXM BND|GTSZ|GTS SECURITIES LLC|1100
VTEB|VANGUARD TAX-EXM BND|HRBF|American Enterprise Investment Services Inc.|62570
VTEB|VANGUARD TAX-EXM BND|IATS|INTERACTIVE BROKERS LLC|1335
VTEB|VANGUARD TAX-EXM BND|IBKR|Interactive Brokers Llc|11600
VTEB|VANGUARD TAX-EXM BND|ICBX|INSTINET, LLC|52543
VTEB|VANGUARD TAX-EXM BND|INCA|INSTINET, LLC|16017
VTEB|VANGUARD TAX-EXM BND|ITGI|ITG Inc.|7692
VTEB|VANGUARD TAX-EXM BND|ITGP|ITG INC.|89600
VTEB|VANGUARD TAX-EXM BND|JANY|Janney Montgomery Scott Inc.|1335
VTEB|VANGUARD TAX-EXM BND|JMPT|JUMP TRADING, LLC|3554
VTEB|VANGUARD TAX-EXM BND|JPMX|J.P. Morgan Securities LLC|84688
VTEB|VANGUARD TAX-EXM BND|JSEB|JANE STREET EXECUTION SERVICES, LLC|644617
VTEB|VANGUARD TAX-EXM BND|JSJX|JANE STREET CAPITAL LLC|521607
VTEB|VANGUARD TAX-EXM BND|KCGM|VIRTU Americas LLC|68185
VTEB|VANGUARD TAX-EXM BND|LEHM|Barclays Capital Inc./Le|215000
VTEB|VANGUARD TAX-EXM BND|LIME|Lime Brokerage LLC|3962
VTEB|VANGUARD TAX-EXM BND|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
VTEB|VANGUARD TAX-EXM BND|MACC|Mid Atlantic Capital Corporation|685
VTEB|VANGUARD TAX-EXM BND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|87378
VTEB|VANGUARD TAX-EXM BND|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2880
VTEB|VANGUARD TAX-EXM BND|MOTF|MOTIF INVESTING, INC.|1
VTEB|VANGUARD TAX-EXM BND|MSCO|MORGAN STANLEY & CO. LLC|158937
VTEB|VANGUARD TAX-EXM BND|MSPL|MORGAN STANLEY & CO. LLC|42300
VTEB|VANGUARD TAX-EXM BND|NFSC|National Financial Services LLC|135076
VTEB|VANGUARD TAX-EXM BND|NITE|VIRTU Americas LLC|1294040
VTEB|VANGUARD TAX-EXM BND|NITP|VIRTU Americas LLC|1581
VTEB|VANGUARD TAX-EXM BND|NTRC|Northern Trust Securities, Inc.|375
VTEB|VANGUARD TAX-EXM BND|OLDM|OLD MISSION CAPITAL, LLC|21
VTEB|VANGUARD TAX-EXM BND|PDQM|CODA MARKETS, INC.|16600
VTEB|VANGUARD TAX-EXM BND|PWJC|UBS Financial Services, Inc.|38350
VTEB|VANGUARD TAX-EXM BND|RBCM|RBC CAPITAL MARKETS, LLC|3166
VTEB|VANGUARD TAX-EXM BND|SALI|INTL FCSTONE FINANCIAL INC.|4
VTEB|VANGUARD TAX-EXM BND|SBSH|Citigroup Global Markets Inc.|5700
VTEB|VANGUARD TAX-EXM BND|SEIC|SEI Investments Distribution Co.|775
VTEB|VANGUARD TAX-EXM BND|SGMT|GOLDMAN SACHS & CO. LLC|68757
VTEB|VANGUARD TAX-EXM BND|STFL|Stifel, Nicolaus & Company, Incorporated|2991
VTEB|VANGUARD TAX-EXM BND|SWIM|TD Ameritrade, Inc.|1473
VTEB|VANGUARD TAX-EXM BND|SWST|Hilltop Securities Inc.|126
VTEB|VANGUARD TAX-EXM BND|TKNG|ALLY INVEST SECURITIES LLC|58
VTEB|VANGUARD TAX-EXM BND|TRBT|Tradebot Systems, Inc.|400
VTEB|VANGUARD TAX-EXM BND|UBSA|UBS SECURITIES LLC|336537
VTEB|VANGUARD TAX-EXM BND|UBSS|UBS Securities LLC|481008
VTEB|VANGUARD TAX-EXM BND|VALX|VIRTU AMERICAS LLC|2428
VTEB|VANGUARD TAX-EXM BND|VGRD|Vanguard Marketing Corporation|184759
VTEB|VANGUARD TAX-EXM BND|WCHV|WELLS FARGO SECURITIES, LLC|69075
VTEB|VANGUARD TAX-EXM BND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|985
VTEB|VANGUARD TAX-EXM BND|WEXX|WOLVERINE EXECUTION SERVICES, LLC|275
VTEB|VANGUARD TAX-EXM BND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1663854
VTEB|VANGUARD TAX-EXM BND|WSEA|WOLVERINE SECURITIES, LLC|1004
VTEB|VANGUARD TAX-EXM BND|XSTM|NATIONAL FINANCIAL SERVICES LLC|19768
VTEB|VANGUARD TAX-EXM BND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65762
VTGN|VISTAGEN THERAP. COM|ALTX|Alternet Securities Inc.|3930
VTGN|VISTAGEN THERAP. COM|APCC|Apex Clearing Corporation|21538
VTGN|VISTAGEN THERAP. COM|BAYT|BTIG, LLC|100
VTGN|VISTAGEN THERAP. COM|BIMI|Banca IMI Securities Corp.|11093
VTGN|VISTAGEN THERAP. COM|BKCM|BNY Mellon Capital Markets LLC|2000
VTGN|VISTAGEN THERAP. COM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33300
VTGN|VISTAGEN THERAP. COM|CHAS|Charles Schwab & Co., Inc.|28211
VTGN|VISTAGEN THERAP. COM|CIST|Capital Institutional Services, Inc.|1200
VTGN|VISTAGEN THERAP. COM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15323
VTGN|VISTAGEN THERAP. COM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|18730
VTGN|VISTAGEN THERAP. COM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|28463
VTGN|VISTAGEN THERAP. COM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42858
VTGN|VISTAGEN THERAP. COM|CTDL|Citadel Derivatives Group Llc|8650
VTGN|VISTAGEN THERAP. COM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
VTGN|VISTAGEN THERAP. COM|DADA|D.A. Davidson & Co.|37649
VTGN|VISTAGEN THERAP. COM|DBAB|Deutsche Bank Securities Inc.|47094
VTGN|VISTAGEN THERAP. COM|DBAX|Deutsche Bank Securities Inc.|6400
VTGN|VISTAGEN THERAP. COM|DEAN|MORGAN STANLEY|1500
VTGN|VISTAGEN THERAP. COM|DEGS|RONIN PROFESSIONAL LLC|113239
VTGN|VISTAGEN THERAP. COM|EBXL|EBX LLC|12900
VTGN|VISTAGEN THERAP. COM|ECUT|CONVERGEX EXECUTION SOLUTIONS|7300
VTGN|VISTAGEN THERAP. COM|EDJO|Edward D. Jones & Co., L.P.|3035
VTGN|VISTAGEN THERAP. COM|EGAM|CBOE TRADING, INC.|5200
VTGN|VISTAGEN THERAP. COM|EGXM|CBOE TRADING, INC.|8802
VTGN|VISTAGEN THERAP. COM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|6200
VTGN|VISTAGEN THERAP. COM|ETBE|Electronic Transaction Clearing, Inc.|2358
VTGN|VISTAGEN THERAP. COM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4300
VTGN|VISTAGEN THERAP. COM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6686
VTGN|VISTAGEN THERAP. COM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
VTGN|VISTAGEN THERAP. COM|ETRS|E*Trade Securities LLC|976114
VTGN|VISTAGEN THERAP. COM|FBCO|Credit Suisse Securities (USA) LLC|165754
VTGN|VISTAGEN THERAP. COM|FILL|Tradestation Securities, Inc.|19777
VTGN|VISTAGEN THERAP. COM|FMAF|NBCN Inc./ CDS|16060
VTGN|VISTAGEN THERAP. COM|FOMA|TD AMERITRADE CLEARING, INC.|2113686
VTGN|VISTAGEN THERAP. COM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1181
VTGN|VISTAGEN THERAP. COM|GEBB|GLOBAL EXECUTION BROKERS, LP|23970
VTGN|VISTAGEN THERAP. COM|GLIS|TD Securities Inc|175
VTGN|VISTAGEN THERAP. COM|GLPX|ACS EXECUTION SERVICES, LLC|6126
VTGN|VISTAGEN THERAP. COM|GSCO|GOLDMAN SACHS & CO. LLC|30297
VTGN|VISTAGEN THERAP. COM|GSCS|GOLDMAN SACHS & CO. LLC|1500
VTGN|VISTAGEN THERAP. COM|GSLT|GOLDMAN SACHS & CO. LLC|9537
VTGN|VISTAGEN THERAP. COM|GTSZ|GTS SECURITIES LLC|10180
VTGN|VISTAGEN THERAP. COM|HRBF|American Enterprise Investment Services Inc.|51489
VTGN|VISTAGEN THERAP. COM|HSBC|HSBC Securities, Inc.|2719
VTGN|VISTAGEN THERAP. COM|IATS|INTERACTIVE BROKERS LLC|58190
VTGN|VISTAGEN THERAP. COM|IBKR|Interactive Brokers Llc|583410
VTGN|VISTAGEN THERAP. COM|ICBX|INSTINET, LLC|9100
VTGN|VISTAGEN THERAP. COM|INCA|INSTINET, LLC|33590
VTGN|VISTAGEN THERAP. COM|INJX|INSTINET, LLC|3700
VTGN|VISTAGEN THERAP. COM|ITGI|ITG Inc.|26427
VTGN|VISTAGEN THERAP. COM|ITGP|ITG INC.|50000
VTGN|VISTAGEN THERAP. COM|JEFF|JEFFERIES LLC|5179
VTGN|VISTAGEN THERAP. COM|JGUN|Joseph Gunnar & Co.  LLC|347380
VTGN|VISTAGEN THERAP. COM|JMPT|JUMP TRADING, LLC|24340
VTGN|VISTAGEN THERAP. COM|JONE|JonesTrading|19017
VTGN|VISTAGEN THERAP. COM|JPMX|J.P. Morgan Securities LLC|22200
VTGN|VISTAGEN THERAP. COM|JSJX|JANE STREET CAPITAL LLC|1
VTGN|VISTAGEN THERAP. COM|KCGM|VIRTU Americas LLC|3698
VTGN|VISTAGEN THERAP. COM|LEHM|Barclays Capital Inc./Le|41018
VTGN|VISTAGEN THERAP. COM|LIME|Lime Brokerage LLC|78841
VTGN|VISTAGEN THERAP. COM|LSCI|Lek Securities Corporation|2500
VTGN|VISTAGEN THERAP. COM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VTGN|VISTAGEN THERAP. COM|MAXM|Maxim Group LLC|16216
VTGN|VISTAGEN THERAP. COM|MBTS|ALLY INVEST SECURITIES LLC|25
VTGN|VISTAGEN THERAP. COM|MICA|Spartan Securities Group, Ltd.|4000
VTGN|VISTAGEN THERAP. COM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13200
VTGN|VISTAGEN THERAP. COM|MSCO|MORGAN STANLEY & CO. LLC|789242
VTGN|VISTAGEN THERAP. COM|MSPL|MORGAN STANLEY & CO. LLC|1200
VTGN|VISTAGEN THERAP. COM|NFSC|National Financial Services LLC|844327
VTGN|VISTAGEN THERAP. COM|NITE|VIRTU Americas LLC|2386523
VTGN|VISTAGEN THERAP. COM|NITP|VIRTU Americas LLC|4000
VTGN|VISTAGEN THERAP. COM|NORT|Northland Securities, Inc.|2200
VTGN|VISTAGEN THERAP. COM|NQRB|Brut, LLC|21251
VTGN|VISTAGEN THERAP. COM|OPCO|Oppenheimer & Co. Inc.|58651
VTGN|VISTAGEN THERAP. COM|PCPT|PHILLIP CAPITAL INC.|700
VTGN|VISTAGEN THERAP. COM|PDQM|CODA MARKETS, INC.|17126
VTGN|VISTAGEN THERAP. COM|RBCM|RBC CAPITAL MARKETS, LLC|18050
VTGN|VISTAGEN THERAP. COM|SBSH|Citigroup Global Markets Inc.|33293
VTGN|VISTAGEN THERAP. COM|SGMT|GOLDMAN SACHS & CO. LLC|6930
VTGN|VISTAGEN THERAP. COM|SPDR|SPEEDROUTE LLC|117530
VTGN|VISTAGEN THERAP. COM|SPTD|MINT GLOBAL MARKETS, INC.|20544
VTGN|VISTAGEN THERAP. COM|STXG|Stockcross Financial Services, Inc.|29100
VTGN|VISTAGEN THERAP. COM|SWIM|TD Ameritrade, Inc.|552924
VTGN|VISTAGEN THERAP. COM|TKNG|ALLY INVEST SECURITIES LLC|12518
VTGN|VISTAGEN THERAP. COM|TRCM|TRC MARKETS LLC|1100
VTGN|VISTAGEN THERAP. COM|UBSA|UBS SECURITIES LLC|59421
VTGN|VISTAGEN THERAP. COM|UBSS|UBS Securities LLC|174334
VTGN|VISTAGEN THERAP. COM|VALX|VIRTU AMERICAS LLC|3601
VTGN|VISTAGEN THERAP. COM|VGRD|Vanguard Marketing Corporation|88783
VTGN|VISTAGEN THERAP. COM|WCHV|WELLS FARGO SECURITIES, LLC|88257
VTGN|VISTAGEN THERAP. COM|WEDB|WEDBUSH SECURITIES INC.|2000
VTGN|VISTAGEN THERAP. COM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2370
VTGN|VISTAGEN THERAP. COM|WGIF|CIBC World Markets Inc.|7100
VTGN|VISTAGEN THERAP. COM|WSEA|WOLVERINE SECURITIES, LLC|21786
VTGN|VISTAGEN THERAP. COM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
VTGN|VISTAGEN THERAP. COM|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VTGN|VISTAGEN THERAP. COM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6000
VTHR|VANGUARD RUSSELL3000|APCC|Apex Clearing Corporation|90
VTHR|VANGUARD RUSSELL3000|BARD|Robert W. Baird & Co. Incorporated|400
VTHR|VANGUARD RUSSELL3000|BKMM|BNY MELLON CAPITAL MARKETS, LLC|150
VTHR|VANGUARD RUSSELL3000|CANT|Cantor Fitzgerald & Co.|718
VTHR|VANGUARD RUSSELL3000|CHAS|Charles Schwab & Co., Inc.|1
VTHR|VANGUARD RUSSELL3000|CIST|Capital Institutional Services, Inc.|193
VTHR|VANGUARD RUSSELL3000|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|716
VTHR|VANGUARD RUSSELL3000|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1326
VTHR|VANGUARD RUSSELL3000|DBAX|Deutsche Bank Securities Inc.|700
VTHR|VANGUARD RUSSELL3000|DEAN|MORGAN STANLEY|87
VTHR|VANGUARD RUSSELL3000|EBXL|EBX LLC|100
VTHR|VANGUARD RUSSELL3000|EGXM|CBOE TRADING, INC.|115
VTHR|VANGUARD RUSSELL3000|ETRS|E*Trade Securities LLC|512
VTHR|VANGUARD RUSSELL3000|FBCO|Credit Suisse Securities (USA) LLC|3721
VTHR|VANGUARD RUSSELL3000|FMAF|NBCN Inc./ CDS|321
VTHR|VANGUARD RUSSELL3000|FOMA|TD AMERITRADE CLEARING, INC.|3935
VTHR|VANGUARD RUSSELL3000|GSCO|GOLDMAN SACHS & CO. LLC|903
VTHR|VANGUARD RUSSELL3000|GSLT|GOLDMAN SACHS & CO. LLC|1
VTHR|VANGUARD RUSSELL3000|HRBF|American Enterprise Investment Services Inc.|1493
VTHR|VANGUARD RUSSELL3000|IBKR|Interactive Brokers Llc|272
VTHR|VANGUARD RUSSELL3000|ICBX|INSTINET, LLC|400
VTHR|VANGUARD RUSSELL3000|INCA|INSTINET, LLC|16
VTHR|VANGUARD RUSSELL3000|JSJX|JANE STREET CAPITAL LLC|9452
VTHR|VANGUARD RUSSELL3000|KCGM|VIRTU Americas LLC|1424
VTHR|VANGUARD RUSSELL3000|LEHM|Barclays Capital Inc./Le|600
VTHR|VANGUARD RUSSELL3000|LIME|Lime Brokerage LLC|1828
VTHR|VANGUARD RUSSELL3000|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
VTHR|VANGUARD RUSSELL3000|MSCO|MORGAN STANLEY & CO. LLC|3121
VTHR|VANGUARD RUSSELL3000|NFSC|National Financial Services LLC|3442
VTHR|VANGUARD RUSSELL3000|NITE|VIRTU Americas LLC|13769
VTHR|VANGUARD RUSSELL3000|RAJA|Raymond James & Associates, Inc.|1149
VTHR|VANGUARD RUSSELL3000|RBCM|RBC CAPITAL MARKETS, LLC|10
VTHR|VANGUARD RUSSELL3000|SALI|INTL FCSTONE FINANCIAL INC.|28
VTHR|VANGUARD RUSSELL3000|SGMT|GOLDMAN SACHS & CO. LLC|120
VTHR|VANGUARD RUSSELL3000|STFL|Stifel, Nicolaus & Company, Incorporated|25
VTHR|VANGUARD RUSSELL3000|SWIM|TD Ameritrade, Inc.|115
VTHR|VANGUARD RUSSELL3000|TRCM|TRC MARKETS LLC|14
VTHR|VANGUARD RUSSELL3000|UBSA|UBS SECURITIES LLC|369
VTHR|VANGUARD RUSSELL3000|UBSS|UBS Securities LLC|6950
VTHR|VANGUARD RUSSELL3000|VGRD|Vanguard Marketing Corporation|3079
VTHR|VANGUARD RUSSELL3000|WCHV|WELLS FARGO SECURITIES, LLC|3805
VTHR|VANGUARD RUSSELL3000|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1847
VTI|VANGUARD TTL ETF|AGIS|Aegis Capital Corp.|5097
VTI|VANGUARD TTL ETF|ALTX|Alternet Securities Inc.|11270
VTI|VANGUARD TTL ETF|APCC|Apex Clearing Corporation|1093215
VTI|VANGUARD TTL ETF|BANK|Primevest Financial Services, Inc.|14145
VTI|VANGUARD TTL ETF|BARD|Robert W. Baird & Co. Incorporated|15928
VTI|VANGUARD TTL ETF|BATM|CBOE TRADING, INC.|101672
VTI|VANGUARD TTL ETF|BBNT|BB&T SECURITIES, LLC|20343
VTI|VANGUARD TTL ETF|BERN|Sanford C. Bernstein & Co., LLC|80052
VTI|VANGUARD TTL ETF|BIMI|Banca IMI Securities Corp.|100
VTI|VANGUARD TTL ETF|BKCM|BNY Mellon Capital Markets LLC|7443
VTI|VANGUARD TTL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|121332
VTI|VANGUARD TTL ETF|BRGE|Newbridge Securities Corp.|389
VTI|VANGUARD TTL ETF|BTIG|BTIG, LLC|9200
VTI|VANGUARD TTL ETF|BYXM|CBOE TRADING, INC.|36378
VTI|VANGUARD TTL ETF|CANT|Cantor Fitzgerald & Co.|154848
VTI|VANGUARD TTL ETF|CHAS|Charles Schwab & Co., Inc.|48129
VTI|VANGUARD TTL ETF|CIST|Capital Institutional Services, Inc.|5538
VTI|VANGUARD TTL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85840
VTI|VANGUARD TTL ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14930
VTI|VANGUARD TTL ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
VTI|VANGUARD TTL ETF|CRFN|ROBINHOOD FINANCIAL, LLC|1
VTI|VANGUARD TTL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|425128
VTI|VANGUARD TTL ETF|CSIN|Citadel Securities Institutional LLC|345229
VTI|VANGUARD TTL ETF|CTDL|Citadel Derivatives Group Llc|327004
VTI|VANGUARD TTL ETF|CTLR|CUTLER GROUP, LP|100
VTI|VANGUARD TTL ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|27240
VTI|VANGUARD TTL ETF|DADA|D.A. Davidson & Co.|3671
VTI|VANGUARD TTL ETF|DBAB|Deutsche Bank Securities Inc.|8601
VTI|VANGUARD TTL ETF|DBAX|Deutsche Bank Securities Inc.|198200
VTI|VANGUARD TTL ETF|DCHF|Dart Executions, LLC|59320
VTI|VANGUARD TTL ETF|DEAN|MORGAN STANLEY|80437
VTI|VANGUARD TTL ETF|DEGS|RONIN PROFESSIONAL LLC|7000
VTI|VANGUARD TTL ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|375
VTI|VANGUARD TTL ETF|EBXL|EBX LLC|284700
VTI|VANGUARD TTL ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|115057
VTI|VANGUARD TTL ETF|EDJC|Edward Jones / CDS|611
VTI|VANGUARD TTL ETF|EDJO|Edward D. Jones & Co., L.P.|78311
VTI|VANGUARD TTL ETF|EGAM|CBOE TRADING, INC.|93848
VTI|VANGUARD TTL ETF|EGAW|CBOE TRADING, INC.|60722
VTI|VANGUARD TTL ETF|EGMT|EG MARKET TECHNOLOGIES LLC|100
VTI|VANGUARD TTL ETF|EGXM|CBOE TRADING, INC.|29029
VTI|VANGUARD TTL ETF|EGXW|CBOE TRADING, INC.|4518
VTI|VANGUARD TTL ETF|ETBE|Electronic Transaction Clearing, Inc.|16109
VTI|VANGUARD TTL ETF|ETCB|ETC BROKERAGE SERVICES, LLC|855
VTI|VANGUARD TTL ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|36809
VTI|VANGUARD TTL ETF|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|2400
VTI|VANGUARD TTL ETF|ETRS|E*Trade Securities LLC|490166
VTI|VANGUARD TTL ETF|FBSB|U.S. Bancorp Investments, Inc.|2707
VTI|VANGUARD TTL ETF|FFSI|Firstrade Securities Inc.|36
VTI|VANGUARD TTL ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|30309
VTI|VANGUARD TTL ETF|FILL|Tradestation Securities, Inc.|9804
VTI|VANGUARD TTL ETF|FINX|FINTECH SECURITIES|8744
VTI|VANGUARD TTL ETF|FMAF|NBCN Inc./ CDS|31061
VTI|VANGUARD TTL ETF|FQLS|Quantlab Securities LP|39675
VTI|VANGUARD TTL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27690
VTI|VANGUARD TTL ETF|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|14713
VTI|VANGUARD TTL ETF|FTBR|Foliofn Investments, Inc.|61736
VTI|VANGUARD TTL ETF|GBMT|GBM International, Inc.|5870
VTI|VANGUARD TTL ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|319
VTI|VANGUARD TTL ETF|GLIS|TD Securities Inc|2883
VTI|VANGUARD TTL ETF|GLPX|ACS EXECUTION SERVICES, LLC|140155
VTI|VANGUARD TTL ETF|GSCO|GOLDMAN SACHS & CO. LLC|966558
VTI|VANGUARD TTL ETF|GSCS|GOLDMAN SACHS & CO. LLC|1806
VTI|VANGUARD TTL ETF|GSLT|GOLDMAN SACHS & CO. LLC|10861
VTI|VANGUARD TTL ETF|GTSZ|GTS SECURITIES LLC|95248
VTI|VANGUARD TTL ETF|HRBF|American Enterprise Investment Services Inc.|176359
VTI|VANGUARD TTL ETF|HSBC|HSBC Securities, Inc.|211
VTI|VANGUARD TTL ETF|IATS|INTERACTIVE BROKERS LLC|29691
VTI|VANGUARD TTL ETF|IBKR|Interactive Brokers Llc|242355
VTI|VANGUARD TTL ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5565
VTI|VANGUARD TTL ETF|ICBX|INSTINET, LLC|93254
VTI|VANGUARD TTL ETF|INCA|INSTINET, LLC|221851
VTI|VANGUARD TTL ETF|INJX|INSTINET, LLC|7461
VTI|VANGUARD TTL ETF|ITGI|ITG Inc.|97740
VTI|VANGUARD TTL ETF|ITGP|ITG INC.|50800
VTI|VANGUARD TTL ETF|JANY|Janney Montgomery Scott Inc.|1888
VTI|VANGUARD TTL ETF|JEFF|JEFFERIES LLC|22324
VTI|VANGUARD TTL ETF|JMPT|JUMP TRADING, LLC|13492
VTI|VANGUARD TTL ETF|JPMX|J.P. Morgan Securities LLC|442810
VTI|VANGUARD TTL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|39947
VTI|VANGUARD TTL ETF|JSJX|JANE STREET CAPITAL LLC|1907150
VTI|VANGUARD TTL ETF|KCGM|VIRTU Americas LLC|29931
VTI|VANGUARD TTL ETF|LEHM|Barclays Capital Inc./Le|499757
VTI|VANGUARD TTL ETF|LGNT|COR CLEARING LLC|15
VTI|VANGUARD TTL ETF|LIME|Lime Brokerage LLC|25322
VTI|VANGUARD TTL ETF|LSCI|Lek Securities Corporation|47916
VTI|VANGUARD TTL ETF|MACC|Mid Atlantic Capital Corporation|7660
VTI|VANGUARD TTL ETF|MAXM|Maxim Group LLC|215
VTI|VANGUARD TTL ETF|MCMF|Raymond James Ltd. Cds|3696
VTI|VANGUARD TTL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|95048
VTI|VANGUARD TTL ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|11200
VTI|VANGUARD TTL ETF|MOTF|MOTIF INVESTING, INC.|452
VTI|VANGUARD TTL ETF|MSCO|MORGAN STANLEY & CO. LLC|2167581
VTI|VANGUARD TTL ETF|MSPL|MORGAN STANLEY & CO. LLC|52500
VTI|VANGUARD TTL ETF|MSTX|MORGAN STANLEY & CO. LLC|200
VTI|VANGUARD TTL ETF|MTON|MILLINGTON SECURITIES, INC.|5622
VTI|VANGUARD TTL ETF|NATL|National Securities Corporation|211
VTI|VANGUARD TTL ETF|NBCS|NBC Securities, INC.|708
VTI|VANGUARD TTL ETF|NEUB|NEUBERGER BERMAN BD LLC|215
VTI|VANGUARD TTL ETF|NFSC|National Financial Services LLC|2270967
VTI|VANGUARD TTL ETF|NITE|VIRTU Americas LLC|3871052
VTI|VANGUARD TTL ETF|NITP|VIRTU Americas LLC|70773
VTI|VANGUARD TTL ETF|NQRB|Brut, LLC|23394
VTI|VANGUARD TTL ETF|NTBF|BMO Nesbitt Burns Inc./CDS|4758
VTI|VANGUARD TTL ETF|NTRC|Northern Trust Securities, Inc.|2882
VTI|VANGUARD TTL ETF|OHOS|TWO SIGMA SECURITIES, LLC|27129
VTI|VANGUARD TTL ETF|OLDM|OLD MISSION CAPITAL, LLC|74
VTI|VANGUARD TTL ETF|OPCO|Oppenheimer & Co. Inc.|3637
VTI|VANGUARD TTL ETF|PCPT|PHILLIP CAPITAL INC.|110
VTI|VANGUARD TTL ETF|PDQM|CODA MARKETS, INC.|16556
VTI|VANGUARD TTL ETF|PHLY|NASDAQ Execution Services, LLC|13800
VTI|VANGUARD TTL ETF|PUMA|Puma Capital, Llc|5622
VTI|VANGUARD TTL ETF|PWJC|UBS Financial Services, Inc.|19895
VTI|VANGUARD TTL ETF|QMSR|QUATTRO M SECURITIES INC.|152253
VTI|VANGUARD TTL ETF|RBCM|RBC CAPITAL MARKETS, LLC|7237
VTI|VANGUARD TTL ETF|RGLD|Regal Securities, Inc|37
VTI|VANGUARD TTL ETF|RHOX|XR Securities LLC|119239
VTI|VANGUARD TTL ETF|SAGL|SAGETRADER, LLC|1600
VTI|VANGUARD TTL ETF|SALI|INTL FCSTONE FINANCIAL INC.|7095
VTI|VANGUARD TTL ETF|SBRX|MURIEL SIEBERT & CO INC|7
VTI|VANGUARD TTL ETF|SBSH|Citigroup Global Markets Inc.|168108
VTI|VANGUARD TTL ETF|SEIC|SEI Investments Distribution Co.|6410
VTI|VANGUARD TTL ETF|SGMT|GOLDMAN SACHS & CO. LLC|326050
VTI|VANGUARD TTL ETF|SHMR|ABN Amro Clearing LLC|25344
VTI|VANGUARD TTL ETF|SOGO|Wang Investment Associates, Inc.|34
VTI|VANGUARD TTL ETF|SPDR|SPEEDROUTE LLC|1442
VTI|VANGUARD TTL ETF|SPHN|Stephens Inc.|2801
VTI|VANGUARD TTL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|15509
VTI|VANGUARD TTL ETF|STKP|STOCKPILE INVESTMENTS, INC.|664
VTI|VANGUARD TTL ETF|SWIM|TD Ameritrade, Inc.|80833
VTI|VANGUARD TTL ETF|SWST|Hilltop Securities Inc.|17420
VTI|VANGUARD TTL ETF|TKNG|ALLY INVEST SECURITIES LLC|12314
VTI|VANGUARD TTL ETF|TRBT|Tradebot Systems, Inc.|705018
VTI|VANGUARD TTL ETF|TRCM|TRC MARKETS LLC|763339
VTI|VANGUARD TTL ETF|TWTT|TASTYWORKS, INC.|238
VTI|VANGUARD TTL ETF|UBSA|UBS SECURITIES LLC|336409
VTI|VANGUARD TTL ETF|UBSS|UBS Securities LLC|1670824
VTI|VANGUARD TTL ETF|VALX|VIRTU AMERICAS LLC|1437
VTI|VANGUARD TTL ETF|VERT|The Vertical Trading Group, LLC|23
VTI|VANGUARD TTL ETF|VGRD|Vanguard Marketing Corporation|1847599
VTI|VANGUARD TTL ETF|VSIN|Vision Financial Markets Llc|214
VTI|VANGUARD TTL ETF|WABR|Wall Street Access|70
VTI|VANGUARD TTL ETF|WBET|Wallachbeth Capital LLC|13354
VTI|VANGUARD TTL ETF|WBLR|WILLIAM BLAIR|1086
VTI|VANGUARD TTL ETF|WCHV|WELLS FARGO SECURITIES, LLC|421664
VTI|VANGUARD TTL ETF|WEDB|WEDBUSH SECURITIES INC.|5146
VTI|VANGUARD TTL ETF|WEED|Weeden & Co.L.P.|794
VTI|VANGUARD TTL ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14359
VTI|VANGUARD TTL ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27143
VTI|VANGUARD TTL ETF|WGIF|CIBC World Markets Inc.|2577
VTI|VANGUARD TTL ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|604128
VTI|VANGUARD TTL ETF|WSEA|WOLVERINE SECURITIES, LLC|29599
VTI|VANGUARD TTL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|11940
VTI|VANGUARD TTL ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|347
VTI|VANGUARD TTL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1514892
VTIP|VANGUARD SHTM INFPRO|ALTX|Alternet Securities Inc.|24110
VTIP|VANGUARD SHTM INFPRO|AMRI|AMERICAS EXECUTIONS, LLC|250
VTIP|VANGUARD SHTM INFPRO|APCC|Apex Clearing Corporation|339548
VTIP|VANGUARD SHTM INFPRO|BANK|Primevest Financial Services, Inc.|2937
VTIP|VANGUARD SHTM INFPRO|BARD|Robert W. Baird & Co. Incorporated|2121
VTIP|VANGUARD SHTM INFPRO|BATM|CBOE TRADING, INC.|600
VTIP|VANGUARD SHTM INFPRO|BAYC|BAY CREST PARTNERS, LLC|4453
VTIP|VANGUARD SHTM INFPRO|BBNT|BB&T SECURITIES, LLC|5496
VTIP|VANGUARD SHTM INFPRO|BERN|Sanford C. Bernstein & Co., LLC|1907
VTIP|VANGUARD SHTM INFPRO|BKCM|BNY Mellon Capital Markets LLC|6866
VTIP|VANGUARD SHTM INFPRO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74277
VTIP|VANGUARD SHTM INFPRO|BYXM|CBOE TRADING, INC.|100
VTIP|VANGUARD SHTM INFPRO|CANT|Cantor Fitzgerald & Co.|210712
VTIP|VANGUARD SHTM INFPRO|CHAS|Charles Schwab & Co., Inc.|5941
VTIP|VANGUARD SHTM INFPRO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|25758
VTIP|VANGUARD SHTM INFPRO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2912
VTIP|VANGUARD SHTM INFPRO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|223678
VTIP|VANGUARD SHTM INFPRO|CSIN|Citadel Securities Institutional LLC|43066
VTIP|VANGUARD SHTM INFPRO|CTDL|Citadel Derivatives Group Llc|43632
VTIP|VANGUARD SHTM INFPRO|CXCX|CITIGROUP GLOBAL MARKETS INC.|6792
VTIP|VANGUARD SHTM INFPRO|DADA|D.A. Davidson & Co.|3854
VTIP|VANGUARD SHTM INFPRO|DBAB|Deutsche Bank Securities Inc.|139423
VTIP|VANGUARD SHTM INFPRO|DBAX|Deutsche Bank Securities Inc.|196000
VTIP|VANGUARD SHTM INFPRO|DEAN|MORGAN STANLEY|18130
VTIP|VANGUARD SHTM INFPRO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34531
VTIP|VANGUARD SHTM INFPRO|EBXL|EBX LLC|68500
VTIP|VANGUARD SHTM INFPRO|ECUT|CONVERGEX EXECUTION SOLUTIONS|17181
VTIP|VANGUARD SHTM INFPRO|EDJO|Edward D. Jones & Co., L.P.|13302
VTIP|VANGUARD SHTM INFPRO|EGAM|CBOE TRADING, INC.|2110
VTIP|VANGUARD SHTM INFPRO|ETBE|Electronic Transaction Clearing, Inc.|3700
VTIP|VANGUARD SHTM INFPRO|ETCB|ETC BROKERAGE SERVICES, LLC|133
VTIP|VANGUARD SHTM INFPRO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20438
VTIP|VANGUARD SHTM INFPRO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10292
VTIP|VANGUARD SHTM INFPRO|ETRS|E*Trade Securities LLC|20490
VTIP|VANGUARD SHTM INFPRO|FBCO|Credit Suisse Securities (USA) LLC|117503
VTIP|VANGUARD SHTM INFPRO|FILL|Tradestation Securities, Inc.|18892
VTIP|VANGUARD SHTM INFPRO|FINX|FINTECH SECURITIES|11522
VTIP|VANGUARD SHTM INFPRO|FLTU|FLOW TRADERS US LLC|156927
VTIP|VANGUARD SHTM INFPRO|FMAF|NBCN Inc./ CDS|9030
VTIP|VANGUARD SHTM INFPRO|FOMA|TD AMERITRADE CLEARING, INC.|382797
VTIP|VANGUARD SHTM INFPRO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|45729
VTIP|VANGUARD SHTM INFPRO|FTBR|Foliofn Investments, Inc.|8456
VTIP|VANGUARD SHTM INFPRO|GBMT|GBM International, Inc.|13590
VTIP|VANGUARD SHTM INFPRO|GEBB|GLOBAL EXECUTION BROKERS, LP|22237
VTIP|VANGUARD SHTM INFPRO|GLPX|ACS EXECUTION SERVICES, LLC|200
VTIP|VANGUARD SHTM INFPRO|GSCO|GOLDMAN SACHS & CO. LLC|58662
VTIP|VANGUARD SHTM INFPRO|GTSZ|GTS SECURITIES LLC|900
VTIP|VANGUARD SHTM INFPRO|HRBF|American Enterprise Investment Services Inc.|45851
VTIP|VANGUARD SHTM INFPRO|IATS|INTERACTIVE BROKERS LLC|16044
VTIP|VANGUARD SHTM INFPRO|IBKR|Interactive Brokers Llc|54725
VTIP|VANGUARD SHTM INFPRO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|63909
VTIP|VANGUARD SHTM INFPRO|ICBX|INSTINET, LLC|96188
VTIP|VANGUARD SHTM INFPRO|INCA|INSTINET, LLC|7437
VTIP|VANGUARD SHTM INFPRO|ITGI|ITG Inc.|33556
VTIP|VANGUARD SHTM INFPRO|ITGP|ITG INC.|266000
VTIP|VANGUARD SHTM INFPRO|JANY|Janney Montgomery Scott Inc.|4757
VTIP|VANGUARD SHTM INFPRO|JEFF|JEFFERIES LLC|12745
VTIP|VANGUARD SHTM INFPRO|JMPT|JUMP TRADING, LLC|700
VTIP|VANGUARD SHTM INFPRO|JPMX|J.P. Morgan Securities LLC|65322
VTIP|VANGUARD SHTM INFPRO|JSEB|JANE STREET EXECUTION SERVICES, LLC|298690
VTIP|VANGUARD SHTM INFPRO|JSJX|JANE STREET CAPITAL LLC|393934
VTIP|VANGUARD SHTM INFPRO|KCGM|VIRTU Americas LLC|67736
VTIP|VANGUARD SHTM INFPRO|LEHM|Barclays Capital Inc./Le|430442
VTIP|VANGUARD SHTM INFPRO|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|120
VTIP|VANGUARD SHTM INFPRO|LIME|Lime Brokerage LLC|67441
VTIP|VANGUARD SHTM INFPRO|MACC|Mid Atlantic Capital Corporation|4686
VTIP|VANGUARD SHTM INFPRO|MAXM|Maxim Group LLC|55
VTIP|VANGUARD SHTM INFPRO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60016
VTIP|VANGUARD SHTM INFPRO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
VTIP|VANGUARD SHTM INFPRO|MOTF|MOTIF INVESTING, INC.|7
VTIP|VANGUARD SHTM INFPRO|MSCO|MORGAN STANLEY & CO. LLC|253062
VTIP|VANGUARD SHTM INFPRO|MSPL|MORGAN STANLEY & CO. LLC|25300
VTIP|VANGUARD SHTM INFPRO|NFSC|National Financial Services LLC|388833
VTIP|VANGUARD SHTM INFPRO|NITE|VIRTU Americas LLC|1312318
VTIP|VANGUARD SHTM INFPRO|NITP|VIRTU Americas LLC|19051
VTIP|VANGUARD SHTM INFPRO|OLDM|OLD MISSION CAPITAL, LLC|160892
VTIP|VANGUARD SHTM INFPRO|OPCO|Oppenheimer & Co. Inc.|2841
VTIP|VANGUARD SHTM INFPRO|PCPT|PHILLIP CAPITAL INC.|403
VTIP|VANGUARD SHTM INFPRO|PDQM|CODA MARKETS, INC.|300
VTIP|VANGUARD SHTM INFPRO|PWJC|UBS Financial Services, Inc.|77
VTIP|VANGUARD SHTM INFPRO|QMSR|QUATTRO M SECURITIES INC.|7000
VTIP|VANGUARD SHTM INFPRO|RAJA|Raymond James & Associates, Inc.|217713
VTIP|VANGUARD SHTM INFPRO|RBCM|RBC CAPITAL MARKETS, LLC|19446
VTIP|VANGUARD SHTM INFPRO|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|84313
VTIP|VANGUARD SHTM INFPRO|SALI|INTL FCSTONE FINANCIAL INC.|150
VTIP|VANGUARD SHTM INFPRO|SBSH|Citigroup Global Markets Inc.|14757
VTIP|VANGUARD SHTM INFPRO|SCMC|Scotia Capital Markets (USA) Inc.|42907
VTIP|VANGUARD SHTM INFPRO|SEIC|SEI Investments Distribution Co.|21135
VTIP|VANGUARD SHTM INFPRO|SGMT|GOLDMAN SACHS & CO. LLC|70718
VTIP|VANGUARD SHTM INFPRO|STFL|Stifel, Nicolaus & Company, Incorporated|8271
VTIP|VANGUARD SHTM INFPRO|STKP|STOCKPILE INVESTMENTS, INC.|864
VTIP|VANGUARD SHTM INFPRO|SWIM|TD Ameritrade, Inc.|1967
VTIP|VANGUARD SHTM INFPRO|SWST|Hilltop Securities Inc.|1
VTIP|VANGUARD SHTM INFPRO|TKNG|ALLY INVEST SECURITIES LLC|1181
VTIP|VANGUARD SHTM INFPRO|TRBT|Tradebot Systems, Inc.|100
VTIP|VANGUARD SHTM INFPRO|TRCM|TRC MARKETS LLC|1422
VTIP|VANGUARD SHTM INFPRO|UBSA|UBS SECURITIES LLC|258675
VTIP|VANGUARD SHTM INFPRO|UBSS|UBS Securities LLC|310762
VTIP|VANGUARD SHTM INFPRO|VALX|VIRTU AMERICAS LLC|17194
VTIP|VANGUARD SHTM INFPRO|VGRD|Vanguard Marketing Corporation|171096
VTIP|VANGUARD SHTM INFPRO|VNDM|Wall Street Access|2000
VTIP|VANGUARD SHTM INFPRO|WBET|Wallachbeth Capital LLC|3462
VTIP|VANGUARD SHTM INFPRO|WBLR|WILLIAM BLAIR|300
VTIP|VANGUARD SHTM INFPRO|WCHV|WELLS FARGO SECURITIES, LLC|113042
VTIP|VANGUARD SHTM INFPRO|WEED|Weeden & Co.L.P.|1271
VTIP|VANGUARD SHTM INFPRO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1082
VTIP|VANGUARD SHTM INFPRO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54984
VTIP|VANGUARD SHTM INFPRO|WGIF|CIBC World Markets Inc.|1135
VTIP|VANGUARD SHTM INFPRO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|184312
VTIP|VANGUARD SHTM INFPRO|WSEA|WOLVERINE SECURITIES, LLC|1996
VTIP|VANGUARD SHTM INFPRO|XPUS|XP SECURITIES, LLC|28500
VTIP|VANGUARD SHTM INFPRO|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
VTIP|VANGUARD SHTM INFPRO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|78602
VTIQ|VECTOIQ ACQ CMN|BMOC|BMO Capital Markets Corp.|600000
VTIQ|VECTOIQ ACQ CMN|FBCO|Credit Suisse Securities (USA) LLC|515
VTIQ|VECTOIQ ACQ CMN|IBKR|Interactive Brokers Llc|144
VTIQ|VECTOIQ ACQ CMN|MITR|GMP SECURITIES, LLC|76300
VTIQ|VECTOIQ ACQ CMN|MSCO|MORGAN STANLEY & CO. LLC|9900
VTIQ|VECTOIQ ACQ CMN|NITE|VIRTU Americas LLC|100
VTIQ|VECTOIQ ACQ CMN|UBSS|UBS Securities LLC|10900
VTIQU|VECTOIQ ACQ UNIT|BAYT|BTIG, LLC|2100
VTIQU|VECTOIQ ACQ UNIT|BTIG|BTIG, LLC|115000
VTIQU|VECTOIQ ACQ UNIT|CANT|Cantor Fitzgerald & Co.|33400
VTIQU|VECTOIQ ACQ UNIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12950
VTIQU|VECTOIQ ACQ UNIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1800
VTIQU|VECTOIQ ACQ UNIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|3200
VTIQU|VECTOIQ ACQ UNIT|DBAX|Deutsche Bank Securities Inc.|1900
VTIQU|VECTOIQ ACQ UNIT|EBXL|EBX LLC|2200
VTIQU|VECTOIQ ACQ UNIT|EGAM|CBOE TRADING, INC.|600
VTIQU|VECTOIQ ACQ UNIT|ETRS|E*Trade Securities LLC|6045
VTIQU|VECTOIQ ACQ UNIT|FBCO|Credit Suisse Securities (USA) LLC|9551
VTIQU|VECTOIQ ACQ UNIT|FOMA|TD AMERITRADE CLEARING, INC.|263
VTIQU|VECTOIQ ACQ UNIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
VTIQU|VECTOIQ ACQ UNIT|GSCO|GOLDMAN SACHS & CO. LLC|20300
VTIQU|VECTOIQ ACQ UNIT|GSCS|GOLDMAN SACHS & CO. LLC|25000
VTIQU|VECTOIQ ACQ UNIT|IATS|INTERACTIVE BROKERS LLC|1300
VTIQU|VECTOIQ ACQ UNIT|IBKR|Interactive Brokers Llc|8469
VTIQU|VECTOIQ ACQ UNIT|ICBX|INSTINET, LLC|1700
VTIQU|VECTOIQ ACQ UNIT|INCA|INSTINET, LLC|1720
VTIQU|VECTOIQ ACQ UNIT|ITGI|ITG Inc.|1500
VTIQU|VECTOIQ ACQ UNIT|ITGP|ITG INC.|4600
VTIQU|VECTOIQ ACQ UNIT|JMPT|JUMP TRADING, LLC|29
VTIQU|VECTOIQ ACQ UNIT|JONE|JonesTrading|25000
VTIQU|VECTOIQ ACQ UNIT|JPMX|J.P. Morgan Securities LLC|3400
VTIQU|VECTOIQ ACQ UNIT|LIME|Lime Brokerage LLC|7800
VTIQU|VECTOIQ ACQ UNIT|MITR|GMP SECURITIES, LLC|26
VTIQU|VECTOIQ ACQ UNIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
VTIQU|VECTOIQ ACQ UNIT|MSCO|MORGAN STANLEY & CO. LLC|175444
VTIQU|VECTOIQ ACQ UNIT|NFSC|National Financial Services LLC|17400
VTIQU|VECTOIQ ACQ UNIT|NITE|VIRTU Americas LLC|11915
VTIQU|VECTOIQ ACQ UNIT|RAJA|Raymond James & Associates, Inc.|1000
VTIQU|VECTOIQ ACQ UNIT|RBCM|RBC CAPITAL MARKETS, LLC|200
VTIQU|VECTOIQ ACQ UNIT|SGMT|GOLDMAN SACHS & CO. LLC|1900
VTIQU|VECTOIQ ACQ UNIT|SWIM|TD Ameritrade, Inc.|5000
VTIQU|VECTOIQ ACQ UNIT|TRCM|TRC MARKETS LLC|339
VTIQU|VECTOIQ ACQ UNIT|UBSA|UBS SECURITIES LLC|2550
VTIQU|VECTOIQ ACQ UNIT|UBSS|UBS Securities LLC|12796
VTIQU|VECTOIQ ACQ UNIT|WEED|Weeden & Co.L.P.|174992
VTIQU|VECTOIQ ACQ UNIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
VTIQW|VECTOIQ ACQ WTS|BTIG|BTIG, LLC|387992
VTIQW|VECTOIQ ACQ WTS|CHDN|CHARDAN CAPITAL MARKETS LLC|500000
VTIQW|VECTOIQ ACQ WTS|EBXL|EBX LLC|900
VTIQW|VECTOIQ ACQ WTS|ETRS|E*Trade Securities LLC|2000
VTIQW|VECTOIQ ACQ WTS|IBKR|Interactive Brokers Llc|40900
VTIQW|VECTOIQ ACQ WTS|ITGP|ITG INC.|6400
VTIQW|VECTOIQ ACQ WTS|MITR|GMP SECURITIES, LLC|70000
VTIQW|VECTOIQ ACQ WTS|MPSG|E D & F Man Capital Markets Inc.|2400000
VTIQW|VECTOIQ ACQ WTS|MSCO|MORGAN STANLEY & CO. LLC|7100
VTIQW|VECTOIQ ACQ WTS|NFSC|National Financial Services LLC|2000
VTIQW|VECTOIQ ACQ WTS|NITE|VIRTU Americas LLC|2000
VTIQW|VECTOIQ ACQ WTS|SGMT|GOLDMAN SACHS & CO. LLC|4900
VTIQW|VECTOIQ ACQ WTS|UBSA|UBS SECURITIES LLC|4000
VTIQW|VECTOIQ ACQ WTS|UBSS|UBS Securities LLC|58100
VTL|VITAL THERAPIES, INC|APCC|Apex Clearing Corporation|6193
VTL|VITAL THERAPIES, INC|BAYC|BAY CREST PARTNERS, LLC|4362
VTL|VITAL THERAPIES, INC|BAYT|BTIG, LLC|100
VTL|VITAL THERAPIES, INC|BERN|Sanford C. Bernstein & Co., LLC|33897
VTL|VITAL THERAPIES, INC|BMOC|BMO Capital Markets Corp.|2293
VTL|VITAL THERAPIES, INC|BNPX|BNP PARIBAS SECURITIES CORP.|2831
VTL|VITAL THERAPIES, INC|BRGE|Newbridge Securities Corp.|8487
VTL|VITAL THERAPIES, INC|BTIG|BTIG, LLC|296551
VTL|VITAL THERAPIES, INC|CANT|Cantor Fitzgerald & Co.|15450
VTL|VITAL THERAPIES, INC|CHAS|Charles Schwab & Co., Inc.|1000
VTL|VITAL THERAPIES, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28818
VTL|VITAL THERAPIES, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4900
VTL|VITAL THERAPIES, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|269241
VTL|VITAL THERAPIES, INC|CTDL|Citadel Derivatives Group Llc|11709
VTL|VITAL THERAPIES, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|35432
VTL|VITAL THERAPIES, INC|DBAB|Deutsche Bank Securities Inc.|218308
VTL|VITAL THERAPIES, INC|DBAX|Deutsche Bank Securities Inc.|203700
VTL|VITAL THERAPIES, INC|DEAN|MORGAN STANLEY|400
VTL|VITAL THERAPIES, INC|DEGS|RONIN PROFESSIONAL LLC|26905
VTL|VITAL THERAPIES, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|103998
VTL|VITAL THERAPIES, INC|EBXL|EBX LLC|101700
VTL|VITAL THERAPIES, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|569
VTL|VITAL THERAPIES, INC|EDJO|Edward D. Jones & Co., L.P.|2490
VTL|VITAL THERAPIES, INC|EGAM|CBOE TRADING, INC.|2526
VTL|VITAL THERAPIES, INC|EGAW|CBOE TRADING, INC.|100
VTL|VITAL THERAPIES, INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
VTL|VITAL THERAPIES, INC|ETBE|Electronic Transaction Clearing, Inc.|50520
VTL|VITAL THERAPIES, INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
VTL|VITAL THERAPIES, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9280
VTL|VITAL THERAPIES, INC|ETRS|E*Trade Securities LLC|54712
VTL|VITAL THERAPIES, INC|FBCO|Credit Suisse Securities (USA) LLC|69086
VTL|VITAL THERAPIES, INC|FILL|Tradestation Securities, Inc.|460
VTL|VITAL THERAPIES, INC|FOMA|TD AMERITRADE CLEARING, INC.|148174
VTL|VITAL THERAPIES, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27520
VTL|VITAL THERAPIES, INC|FTBR|Foliofn Investments, Inc.|77
VTL|VITAL THERAPIES, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|3712
VTL|VITAL THERAPIES, INC|GLPX|ACS EXECUTION SERVICES, LLC|420
VTL|VITAL THERAPIES, INC|GSCO|GOLDMAN SACHS & CO. LLC|1097514
VTL|VITAL THERAPIES, INC|GSCS|GOLDMAN SACHS & CO. LLC|61384
VTL|VITAL THERAPIES, INC|GSLT|GOLDMAN SACHS & CO. LLC|520
VTL|VITAL THERAPIES, INC|GTSZ|GTS SECURITIES LLC|14965
VTL|VITAL THERAPIES, INC|HAPX|HAP Trading, LLC|759
VTL|VITAL THERAPIES, INC|HRBF|American Enterprise Investment Services Inc.|2000
VTL|VITAL THERAPIES, INC|IATS|INTERACTIVE BROKERS LLC|100
VTL|VITAL THERAPIES, INC|IBKR|Interactive Brokers Llc|78341
VTL|VITAL THERAPIES, INC|ICBX|INSTINET, LLC|39797
VTL|VITAL THERAPIES, INC|IEQY|CITADEL SECURITIES LLC|2221
VTL|VITAL THERAPIES, INC|INCA|INSTINET, LLC|135887
VTL|VITAL THERAPIES, INC|INJX|INSTINET, LLC|11229
VTL|VITAL THERAPIES, INC|ITGI|ITG Inc.|12648
VTL|VITAL THERAPIES, INC|ITGP|ITG INC.|64400
VTL|VITAL THERAPIES, INC|JANY|Janney Montgomery Scott Inc.|2000
VTL|VITAL THERAPIES, INC|JEFF|JEFFERIES LLC|142512
VTL|VITAL THERAPIES, INC|JMPT|JUMP TRADING, LLC|717
VTL|VITAL THERAPIES, INC|JPBX|J.P. MORGAN SECURITIES LLC|60964
VTL|VITAL THERAPIES, INC|JPMX|J.P. Morgan Securities LLC|279066
VTL|VITAL THERAPIES, INC|JSJX|JANE STREET CAPITAL LLC|2568
VTL|VITAL THERAPIES, INC|KCGM|VIRTU Americas LLC|31907
VTL|VITAL THERAPIES, INC|LEHM|Barclays Capital Inc./Le|692049
VTL|VITAL THERAPIES, INC|LIME|Lime Brokerage LLC|118000
VTL|VITAL THERAPIES, INC|LMGP|LIME BROKERAGE LLC|55614
VTL|VITAL THERAPIES, INC|LOOP|Loop Capital Markets LLC|4530
VTL|VITAL THERAPIES, INC|LSCI|Lek Securities Corporation|1213
VTL|VITAL THERAPIES, INC|MACQ|Macquarie Capital (USA) Inc.|2837
VTL|VITAL THERAPIES, INC|MAXM|Maxim Group LLC|2380
VTL|VITAL THERAPIES, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|203766
VTL|VITAL THERAPIES, INC|MSCO|MORGAN STANLEY & CO. LLC|793942
VTL|VITAL THERAPIES, INC|MSPL|MORGAN STANLEY & CO. LLC|164800
VTL|VITAL THERAPIES, INC|MSTX|MORGAN STANLEY & CO. LLC|55400
VTL|VITAL THERAPIES, INC|NATL|National Securities Corporation|328394
VTL|VITAL THERAPIES, INC|NFSC|National Financial Services LLC|102626
VTL|VITAL THERAPIES, INC|NITE|VIRTU Americas LLC|361113
VTL|VITAL THERAPIES, INC|NITP|VIRTU Americas LLC|45825
VTL|VITAL THERAPIES, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|8102
VTL|VITAL THERAPIES, INC|PDQM|CODA MARKETS, INC.|25066
VTL|VITAL THERAPIES, INC|PWJC|UBS Financial Services, Inc.|2200
VTL|VITAL THERAPIES, INC|RAJA|Raymond James & Associates, Inc.|7672
VTL|VITAL THERAPIES, INC|RBCM|RBC CAPITAL MARKETS, LLC|26900
VTL|VITAL THERAPIES, INC|SAGL|SAGETRADER, LLC|700
VTL|VITAL THERAPIES, INC|SBSH|Citigroup Global Markets Inc.|156637
VTL|VITAL THERAPIES, INC|SGMT|GOLDMAN SACHS & CO. LLC|75407
VTL|VITAL THERAPIES, INC|SPDR|SPEEDROUTE LLC|13076
VTL|VITAL THERAPIES, INC|STFL|Stifel, Nicolaus & Company, Incorporated|26759
VTL|VITAL THERAPIES, INC|SWIM|TD Ameritrade, Inc.|36347
VTL|VITAL THERAPIES, INC|TKNG|ALLY INVEST SECURITIES LLC|12
VTL|VITAL THERAPIES, INC|TMBR|Timber Hill LLC|300
VTL|VITAL THERAPIES, INC|TRBT|Tradebot Systems, Inc.|2944
VTL|VITAL THERAPIES, INC|TRCM|TRC MARKETS LLC|3969
VTL|VITAL THERAPIES, INC|TWTT|TASTYWORKS, INC.|200
VTL|VITAL THERAPIES, INC|UBSS|UBS Securities LLC|1613226
VTL|VITAL THERAPIES, INC|VALX|VIRTU AMERICAS LLC|15238
VTL|VITAL THERAPIES, INC|VGRD|Vanguard Marketing Corporation|12031
VTL|VITAL THERAPIES, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|300
VTL|VITAL THERAPIES, INC|WCHV|WELLS FARGO SECURITIES, LLC|58762
VTL|VITAL THERAPIES, INC|WDNX|WEEDEN & CO.L.P.|4854
VTL|VITAL THERAPIES, INC|WEED|Weeden & Co.L.P.|4000
VTL|VITAL THERAPIES, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5350
VTL|VITAL THERAPIES, INC|WSEA|WOLVERINE SECURITIES, LLC|2685
VTL|VITAL THERAPIES, INC|XIST|INSTINET, LLC|6000
VTL|VITAL THERAPIES, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|52920
VTN|INVESCO TRUST NY MU|AGIS|Aegis Capital Corp.|3305
VTN|INVESCO TRUST NY MU|ALTX|Alternet Securities Inc.|1100
VTN|INVESCO TRUST NY MU|APCC|Apex Clearing Corporation|8
VTN|INVESCO TRUST NY MU|BTIG|BTIG, LLC|982
VTN|INVESCO TRUST NY MU|CANT|Cantor Fitzgerald & Co.|8300
VTN|INVESCO TRUST NY MU|CHAS|Charles Schwab & Co., Inc.|2
VTN|INVESCO TRUST NY MU|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3490
VTN|INVESCO TRUST NY MU|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
VTN|INVESCO TRUST NY MU|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1340
VTN|INVESCO TRUST NY MU|DBAX|Deutsche Bank Securities Inc.|1100
VTN|INVESCO TRUST NY MU|DEAN|MORGAN STANLEY|4461
VTN|INVESCO TRUST NY MU|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3221
VTN|INVESCO TRUST NY MU|EBXL|EBX LLC|3800
VTN|INVESCO TRUST NY MU|EGAM|CBOE TRADING, INC.|100
VTN|INVESCO TRUST NY MU|EGXM|CBOE TRADING, INC.|900
VTN|INVESCO TRUST NY MU|ETRS|E*Trade Securities LLC|11631
VTN|INVESCO TRUST NY MU|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6029
VTN|INVESCO TRUST NY MU|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8056
VTN|INVESCO TRUST NY MU|GLPX|ACS EXECUTION SERVICES, LLC|5100
VTN|INVESCO TRUST NY MU|GSCO|GOLDMAN SACHS & CO. LLC|403
VTN|INVESCO TRUST NY MU|GSLT|GOLDMAN SACHS & CO. LLC|400
VTN|INVESCO TRUST NY MU|HRBF|American Enterprise Investment Services Inc.|907
VTN|INVESCO TRUST NY MU|IATS|INTERACTIVE BROKERS LLC|650
VTN|INVESCO TRUST NY MU|IBKR|Interactive Brokers Llc|3839
VTN|INVESCO TRUST NY MU|INCA|INSTINET, LLC|311
VTN|INVESCO TRUST NY MU|ITGI|ITG Inc.|3200
VTN|INVESCO TRUST NY MU|ITGP|ITG INC.|1200
VTN|INVESCO TRUST NY MU|JANY|Janney Montgomery Scott Inc.|7371
VTN|INVESCO TRUST NY MU|JPMX|J.P. Morgan Securities LLC|600
VTN|INVESCO TRUST NY MU|KCGM|VIRTU Americas LLC|700
VTN|INVESCO TRUST NY MU|LEHM|Barclays Capital Inc./Le|400
VTN|INVESCO TRUST NY MU|LIME|Lime Brokerage LLC|343
VTN|INVESCO TRUST NY MU|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
VTN|INVESCO TRUST NY MU|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2300
VTN|INVESCO TRUST NY MU|MSCO|MORGAN STANLEY & CO. LLC|35722
VTN|INVESCO TRUST NY MU|MSPL|MORGAN STANLEY & CO. LLC|8600
VTN|INVESCO TRUST NY MU|MSTX|MORGAN STANLEY & CO. LLC|800
VTN|INVESCO TRUST NY MU|NFSC|National Financial Services LLC|44760
VTN|INVESCO TRUST NY MU|NITE|VIRTU Americas LLC|105242
VTN|INVESCO TRUST NY MU|NQRB|Brut, LLC|3100
VTN|INVESCO TRUST NY MU|OPCO|Oppenheimer & Co. Inc.|3893
VTN|INVESCO TRUST NY MU|PDQM|CODA MARKETS, INC.|1494
VTN|INVESCO TRUST NY MU|PWJC|UBS Financial Services, Inc.|3700
VTN|INVESCO TRUST NY MU|RBCM|RBC CAPITAL MARKETS, LLC|3073
VTN|INVESCO TRUST NY MU|SBSH|Citigroup Global Markets Inc.|12707
VTN|INVESCO TRUST NY MU|SGMT|GOLDMAN SACHS & CO. LLC|100
VTN|INVESCO TRUST NY MU|SPDR|SPEEDROUTE LLC|100
VTN|INVESCO TRUST NY MU|STFL|Stifel, Nicolaus & Company, Incorporated|1667
VTN|INVESCO TRUST NY MU|SWST|Hilltop Securities Inc.|4463
VTN|INVESCO TRUST NY MU|TRBT|Tradebot Systems, Inc.|1700
VTN|INVESCO TRUST NY MU|UBSA|UBS SECURITIES LLC|2893
VTN|INVESCO TRUST NY MU|UBSS|UBS Securities LLC|14772
VTN|INVESCO TRUST NY MU|VGRD|Vanguard Marketing Corporation|9568
VTN|INVESCO TRUST NY MU|WCHV|WELLS FARGO SECURITIES, LLC|28751
VTN|INVESCO TRUST NY MU|WSEA|WOLVERINE SECURITIES, LLC|329
VTN|INVESCO TRUST NY MU|YKNA|COMHAR CAPITAL MARKETS, LLC|394
VTN|INVESCO TRUST NY MU|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6
VTNR|VERTEX ENERGY CMN|APCC|Apex Clearing Corporation|26
VTNR|VERTEX ENERGY CMN|BARD|Robert W. Baird & Co. Incorporated|42
VTNR|VERTEX ENERGY CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4802
VTNR|VERTEX ENERGY CMN|CAMC|Cambria Capital, LLC|4000
VTNR|VERTEX ENERGY CMN|CANT|Cantor Fitzgerald & Co.|85
VTNR|VERTEX ENERGY CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
VTNR|VERTEX ENERGY CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2004
VTNR|VERTEX ENERGY CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
VTNR|VERTEX ENERGY CMN|DBAB|Deutsche Bank Securities Inc.|5647
VTNR|VERTEX ENERGY CMN|DEGS|RONIN PROFESSIONAL LLC|3925
VTNR|VERTEX ENERGY CMN|EBXL|EBX LLC|900
VTNR|VERTEX ENERGY CMN|EDJO|Edward D. Jones & Co., L.P.|17892
VTNR|VERTEX ENERGY CMN|EGAM|CBOE TRADING, INC.|314
VTNR|VERTEX ENERGY CMN|EGXM|CBOE TRADING, INC.|147
VTNR|VERTEX ENERGY CMN|ETBE|Electronic Transaction Clearing, Inc.|200
VTNR|VERTEX ENERGY CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3880
VTNR|VERTEX ENERGY CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2708
VTNR|VERTEX ENERGY CMN|ETRS|E*Trade Securities LLC|53911
VTNR|VERTEX ENERGY CMN|FBCO|Credit Suisse Securities (USA) LLC|2775
VTNR|VERTEX ENERGY CMN|FILL|Tradestation Securities, Inc.|100
VTNR|VERTEX ENERGY CMN|FOMA|TD AMERITRADE CLEARING, INC.|85734
VTNR|VERTEX ENERGY CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1799
VTNR|VERTEX ENERGY CMN|FTBR|Foliofn Investments, Inc.|1298
VTNR|VERTEX ENERGY CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|300
VTNR|VERTEX ENERGY CMN|GLPX|ACS EXECUTION SERVICES, LLC|120
VTNR|VERTEX ENERGY CMN|GSCO|GOLDMAN SACHS & CO. LLC|6587
VTNR|VERTEX ENERGY CMN|GSLT|GOLDMAN SACHS & CO. LLC|390
VTNR|VERTEX ENERGY CMN|GTSZ|GTS SECURITIES LLC|137
VTNR|VERTEX ENERGY CMN|HRBF|American Enterprise Investment Services Inc.|5500
VTNR|VERTEX ENERGY CMN|IATS|INTERACTIVE BROKERS LLC|200
VTNR|VERTEX ENERGY CMN|IBKR|Interactive Brokers Llc|28535
VTNR|VERTEX ENERGY CMN|ICBX|INSTINET, LLC|700
VTNR|VERTEX ENERGY CMN|INCA|INSTINET, LLC|9037
VTNR|VERTEX ENERGY CMN|INJX|INSTINET, LLC|100
VTNR|VERTEX ENERGY CMN|ITGI|ITG Inc.|400
VTNR|VERTEX ENERGY CMN|ITGP|ITG INC.|400
VTNR|VERTEX ENERGY CMN|JEFF|JEFFERIES LLC|100
VTNR|VERTEX ENERGY CMN|JPMX|J.P. Morgan Securities LLC|200
VTNR|VERTEX ENERGY CMN|KCGM|VIRTU Americas LLC|20
VTNR|VERTEX ENERGY CMN|LEHM|Barclays Capital Inc./Le|1305
VTNR|VERTEX ENERGY CMN|LIME|Lime Brokerage LLC|25878
VTNR|VERTEX ENERGY CMN|LSCI|Lek Securities Corporation|3000
VTNR|VERTEX ENERGY CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
VTNR|VERTEX ENERGY CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500
VTNR|VERTEX ENERGY CMN|MSCO|MORGAN STANLEY & CO. LLC|60997
VTNR|VERTEX ENERGY CMN|NFSC|National Financial Services LLC|110711
VTNR|VERTEX ENERGY CMN|NITE|VIRTU Americas LLC|111361
VTNR|VERTEX ENERGY CMN|NQRB|Brut, LLC|9809
VTNR|VERTEX ENERGY CMN|PDQM|CODA MARKETS, INC.|209
VTNR|VERTEX ENERGY CMN|RBCM|RBC CAPITAL MARKETS, LLC|2000
VTNR|VERTEX ENERGY CMN|SALI|INTL FCSTONE FINANCIAL INC.|8873
VTNR|VERTEX ENERGY CMN|SGMT|GOLDMAN SACHS & CO. LLC|1485
VTNR|VERTEX ENERGY CMN|STFL|Stifel, Nicolaus & Company, Incorporated|992
VTNR|VERTEX ENERGY CMN|SWIM|TD Ameritrade, Inc.|1900
VTNR|VERTEX ENERGY CMN|TKNG|ALLY INVEST SECURITIES LLC|2069
VTNR|VERTEX ENERGY CMN|TRCM|TRC MARKETS LLC|200
VTNR|VERTEX ENERGY CMN|UBSA|UBS SECURITIES LLC|6540
VTNR|VERTEX ENERGY CMN|UBSS|UBS Securities LLC|37991
VTNR|VERTEX ENERGY CMN|VALX|VIRTU AMERICAS LLC|100
VTNR|VERTEX ENERGY CMN|VGRD|Vanguard Marketing Corporation|16276
VTNR|VERTEX ENERGY CMN|WCHV|WELLS FARGO SECURITIES, LLC|14200
VTNR|VERTEX ENERGY CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3
VTNR|VERTEX ENERGY CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|409
VTNR|VERTEX ENERGY CMN|WGIF|CIBC World Markets Inc.|2
VTNR|VERTEX ENERGY CMN|WSEA|WOLVERINE SECURITIES, LLC|4528
VTNR|VERTEX ENERGY CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
VTR|VENTAS INC|ABLE|NATIXIS Securities Americas LLC|8351
VTR|VENTAS INC|ADAM|CANACCORD GENUITY INC.|60626
VTR|VENTAS INC|AGIS|Aegis Capital Corp.|3955
VTR|VENTAS INC|ALTX|Alternet Securities Inc.|12673
VTR|VENTAS INC|ANOS|ABEL/NOSER, L.L.C.|6015
VTR|VENTAS INC|APCC|Apex Clearing Corporation|2517
VTR|VENTAS INC|AQUA|AQUA SECURITIES L.P.|24500
VTR|VENTAS INC|BANK|Primevest Financial Services, Inc.|68
VTR|VENTAS INC|BARD|Robert W. Baird & Co. Incorporated|6183
VTR|VENTAS INC|BATM|CBOE TRADING, INC.|6801
VTR|VENTAS INC|BAYC|BAY CREST PARTNERS, LLC|375
VTR|VENTAS INC|BBNT|BB&T SECURITIES, LLC|25198
VTR|VENTAS INC|BERN|Sanford C. Bernstein & Co., LLC|310204
VTR|VENTAS INC|BIDS|BIDS TRADING L.P.|16400
VTR|VENTAS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40347
VTR|VENTAS INC|BLKX|INSTINET, LLC|72070
VTR|VENTAS INC|BMOC|BMO Capital Markets Corp.|1900
VTR|VENTAS INC|BNPX|BNP PARIBAS SECURITIES CORP.|147897
VTR|VENTAS INC|BTIG|BTIG, LLC|25750
VTR|VENTAS INC|BYXM|CBOE TRADING, INC.|2903
VTR|VENTAS INC|BZYD|GOLDMAN SACHS & CO. LLC|1885
VTR|VENTAS INC|CABR|Cabrera Capital Markets, Inc.|50
VTR|VENTAS INC|CANT|Cantor Fitzgerald & Co.|44575
VTR|VENTAS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
VTR|VENTAS INC|CHAS|Charles Schwab & Co., Inc.|5369
VTR|VENTAS INC|CIBP|CIBC World Markets Corp.|19704
VTR|VENTAS INC|CIST|Capital Institutional Services, Inc.|11807
VTR|VENTAS INC|CLSA|CLSA AMERICAS, LLC|200
VTR|VENTAS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|58751
VTR|VENTAS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|323
VTR|VENTAS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|54455
VTR|VENTAS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|446755
VTR|VENTAS INC|CTDL|Citadel Derivatives Group Llc|30882
VTR|VENTAS INC|CTLR|CUTLER GROUP, LP|2029
VTR|VENTAS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|103310
VTR|VENTAS INC|DADA|D.A. Davidson & Co.|345
VTR|VENTAS INC|DAVA|Davenport & Company LLC|3915
VTR|VENTAS INC|DBAB|Deutsche Bank Securities Inc.|1009256
VTR|VENTAS INC|DBAX|Deutsche Bank Securities Inc.|543500
VTR|VENTAS INC|DBUL|Deutsche Bank Securities Inc.|1026
VTR|VENTAS INC|DCHF|Dart Executions, LLC|17483
VTR|VENTAS INC|DEAN|MORGAN STANLEY|25500
VTR|VENTAS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15273
VTR|VENTAS INC|DRWK|DRW SECURITIES, L.L.C.|6701
VTR|VENTAS INC|EBXL|EBX LLC|274600
VTR|VENTAS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|16684
VTR|VENTAS INC|EDJC|Edward Jones / CDS|11548
VTR|VENTAS INC|EDJO|Edward D. Jones & Co., L.P.|323643
VTR|VENTAS INC|EGAM|CBOE TRADING, INC.|98741
VTR|VENTAS INC|EGAW|CBOE TRADING, INC.|854
VTR|VENTAS INC|EGMT|EG MARKET TECHNOLOGIES LLC|400
VTR|VENTAS INC|EGXM|CBOE TRADING, INC.|4495
VTR|VENTAS INC|ETBE|Electronic Transaction Clearing, Inc.|32257
VTR|VENTAS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
VTR|VENTAS INC|ETCB|ETC BROKERAGE SERVICES, LLC|150
VTR|VENTAS INC|ETCC|Electronic Transaction Clearing, Inc.|794
VTR|VENTAS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|600
VTR|VENTAS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26333
VTR|VENTAS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3447
VTR|VENTAS INC|ETRS|E*Trade Securities LLC|141698
VTR|VENTAS INC|FILL|Tradestation Securities, Inc.|1682
VTR|VENTAS INC|FINX|FINTECH SECURITIES|7142
VTR|VENTAS INC|FMAF|NBCN Inc./ CDS|1356
VTR|VENTAS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|44007
VTR|VENTAS INC|FQLS|Quantlab Securities LP|536749
VTR|VENTAS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145095
VTR|VENTAS INC|FTBR|Foliofn Investments, Inc.|4589
VTR|VENTAS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|4637
VTR|VENTAS INC|GLIS|TD Securities Inc|83
VTR|VENTAS INC|GLPX|ACS EXECUTION SERVICES, LLC|50669
VTR|VENTAS INC|GNAV|GREEN STREET TRADING, LLC|2300
VTR|VENTAS INC|GSCO|GOLDMAN SACHS & CO. LLC|2301393
VTR|VENTAS INC|GSCS|GOLDMAN SACHS & CO. LLC|1201
VTR|VENTAS INC|GSLT|GOLDMAN SACHS & CO. LLC|23802
VTR|VENTAS INC|GTSZ|GTS SECURITIES LLC|326859
VTR|VENTAS INC|HRBF|American Enterprise Investment Services Inc.|41340
VTR|VENTAS INC|HSBC|HSBC Securities, Inc.|2497
VTR|VENTAS INC|IATS|INTERACTIVE BROKERS LLC|9036
VTR|VENTAS INC|IBKR|Interactive Brokers Llc|24640
VTR|VENTAS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2068
VTR|VENTAS INC|ICBX|INSTINET, LLC|85901
VTR|VENTAS INC|IEQY|CITADEL SECURITIES LLC|311603
VTR|VENTAS INC|INCA|INSTINET, LLC|365675
VTR|VENTAS INC|INJX|INSTINET, LLC|5871
VTR|VENTAS INC|INTL|INTL FCSTONE FINANCIAL INC.|6131
VTR|VENTAS INC|ITGI|ITG Inc.|101578
VTR|VENTAS INC|ITGP|ITG INC.|431000
VTR|VENTAS INC|JANY|Janney Montgomery Scott Inc.|6522
VTR|VENTAS INC|JEFF|JEFFERIES LLC|237940
VTR|VENTAS INC|JMPT|JUMP TRADING, LLC|104809
VTR|VENTAS INC|JONE|JonesTrading|26468
VTR|VENTAS INC|JPBX|J.P. MORGAN SECURITIES LLC|53153
VTR|VENTAS INC|JPMX|J.P. Morgan Securities LLC|460939
VTR|VENTAS INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|3168
VTR|VENTAS INC|JSJX|JANE STREET CAPITAL LLC|123041
VTR|VENTAS INC|KCGM|VIRTU Americas LLC|121082
VTR|VENTAS INC|LEHM|Barclays Capital Inc./Le|2293582
VTR|VENTAS INC|LIME|Lime Brokerage LLC|56037
VTR|VENTAS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|130960
VTR|VENTAS INC|LOOP|Loop Capital Markets LLC|7494
VTR|VENTAS INC|LQNA|LIQUIDNET, INC.|73600
VTR|VENTAS INC|LQNB|LIQUIDNET, INC.|42100
VTR|VENTAS INC|LSCI|Lek Securities Corporation|779
VTR|VENTAS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
VTR|VENTAS INC|MACC|Mid Atlantic Capital Corporation|3334
VTR|VENTAS INC|MCMF|Raymond James Ltd. Cds|64
VTR|VENTAS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|174822
VTR|VENTAS INC|MOTF|MOTIF INVESTING, INC.|38
VTR|VENTAS INC|MSCO|MORGAN STANLEY & CO. LLC|1945811
VTR|VENTAS INC|MSPL|MORGAN STANLEY & CO. LLC|260400
VTR|VENTAS INC|MSTX|MORGAN STANLEY & CO. LLC|187700
VTR|VENTAS INC|NEUB|NEUBERGER BERMAN BD LLC|3195
VTR|VENTAS INC|NFSC|National Financial Services LLC|492633
VTR|VENTAS INC|NITE|VIRTU Americas LLC|789656
VTR|VENTAS INC|NITP|VIRTU Americas LLC|2466
VTR|VENTAS INC|NQRB|Brut, LLC|20198
VTR|VENTAS INC|NTBF|BMO Nesbitt Burns Inc./CDS|559
VTR|VENTAS INC|NTRC|Northern Trust Securities, Inc.|5282
VTR|VENTAS INC|OHOS|TWO SIGMA SECURITIES, LLC|91219
VTR|VENTAS INC|OPCO|Oppenheimer & Co. Inc.|3798
VTR|VENTAS INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1300
VTR|VENTAS INC|PDQM|CODA MARKETS, INC.|67096
VTR|VENTAS INC|PHLY|NASDAQ Execution Services, LLC|22000
VTR|VENTAS INC|PICT|Pictet Overseas Inc.|430
VTR|VENTAS INC|PIPR|Piper Jaffray & Co.|1370
VTR|VENTAS INC|PWJC|UBS Financial Services, Inc.|14899
VTR|VENTAS INC|QMSR|QUATTRO M SECURITIES INC.|3231
VTR|VENTAS INC|RBCM|RBC CAPITAL MARKETS, LLC|41354
VTR|VENTAS INC|RGLD|Regal Securities, Inc|150
VTR|VENTAS INC|SAGL|SAGETRADER, LLC|176034
VTR|VENTAS INC|SAGW|SAGETRADER, LLC|4
VTR|VENTAS INC|SALI|INTL FCSTONE FINANCIAL INC.|237
VTR|VENTAS INC|SBSH|Citigroup Global Markets Inc.|263253
VTR|VENTAS INC|SEIC|SEI Investments Distribution Co.|1146
VTR|VENTAS INC|SGMT|GOLDMAN SACHS & CO. LLC|153529
VTR|VENTAS INC|SJLS|TRADE INFORMATICS LLC|100
VTR|VENTAS INC|SPDR|SPEEDROUTE LLC|20200
VTR|VENTAS INC|SPHN|Stephens Inc.|606
VTR|VENTAS INC|STFL|Stifel, Nicolaus & Company, Incorporated|31222
VTR|VENTAS INC|STKP|STOCKPILE INVESTMENTS, INC.|20
VTR|VENTAS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12862
VTR|VENTAS INC|SWIM|TD Ameritrade, Inc.|33295
VTR|VENTAS INC|SWST|Hilltop Securities Inc.|16520
VTR|VENTAS INC|TKNG|ALLY INVEST SECURITIES LLC|2866
VTR|VENTAS INC|TRBT|Tradebot Systems, Inc.|454823
VTR|VENTAS INC|TRCM|TRC MARKETS LLC|533695
VTR|VENTAS INC|TWTT|TASTYWORKS, INC.|326
VTR|VENTAS INC|UBSA|UBS SECURITIES LLC|798595
VTR|VENTAS INC|UBSS|UBS Securities LLC|1172298
VTR|VENTAS INC|VALX|VIRTU AMERICAS LLC|23669
VTR|VENTAS INC|VGRD|Vanguard Marketing Corporation|72489
VTR|VENTAS INC|WBLR|WILLIAM BLAIR|337
VTR|VENTAS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3764
VTR|VENTAS INC|WCHV|WELLS FARGO SECURITIES, LLC|207130
VTR|VENTAS INC|WDNX|WEEDEN & CO.L.P.|11794
VTR|VENTAS INC|WEDB|WEDBUSH SECURITIES INC.|9218
VTR|VENTAS INC|WEED|Weeden & Co.L.P.|305814
VTR|VENTAS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41046
VTR|VENTAS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|74081
VTR|VENTAS INC|WGIF|CIBC World Markets Inc.|3949
VTR|VENTAS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4652
VTR|VENTAS INC|WSAG|WALL STREET ACCESS|2500
VTR|VENTAS INC|WSEA|WOLVERINE SECURITIES, LLC|18020
VTR|VENTAS INC|XIST|INSTINET, LLC|29328
VTR|VENTAS INC|XPQR|Jump Trading|3753
VTR|VENTAS INC|XPUS|XP SECURITIES, LLC|11
VTR|VENTAS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|138116
VTR|VENTAS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1743
VTR|VENTAS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7173
VTRB|VENTAS REALTY|APCC|Apex Clearing Corporation|53
VTRB|VENTAS REALTY|BARD|Robert W. Baird & Co. Incorporated|9
VTRB|VENTAS REALTY|BATM|CBOE TRADING, INC.|100
VTRB|VENTAS REALTY|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|27125
VTRB|VENTAS REALTY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|237
VTRB|VENTAS REALTY|CHAS|Charles Schwab & Co., Inc.|199
VTRB|VENTAS REALTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1614
VTRB|VENTAS REALTY|DBAX|Deutsche Bank Securities Inc.|200
VTRB|VENTAS REALTY|DEAN|MORGAN STANLEY|675
VTRB|VENTAS REALTY|EBXL|EBX LLC|1000
VTRB|VENTAS REALTY|ECUT|CONVERGEX EXECUTION SOLUTIONS|1272
VTRB|VENTAS REALTY|EDJO|Edward D. Jones & Co., L.P.|409
VTRB|VENTAS REALTY|ETRS|E*Trade Securities LLC|2
VTRB|VENTAS REALTY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46
VTRB|VENTAS REALTY|GLPX|ACS EXECUTION SERVICES, LLC|569
VTRB|VENTAS REALTY|GSCO|GOLDMAN SACHS & CO. LLC|5907
VTRB|VENTAS REALTY|GTSZ|GTS SECURITIES LLC|100
VTRB|VENTAS REALTY|HRBF|American Enterprise Investment Services Inc.|2411
VTRB|VENTAS REALTY|IBKR|Interactive Brokers Llc|600
VTRB|VENTAS REALTY|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|364
VTRB|VENTAS REALTY|ICBX|INSTINET, LLC|300
VTRB|VENTAS REALTY|INCA|INSTINET, LLC|272
VTRB|VENTAS REALTY|ITGI|ITG Inc.|318
VTRB|VENTAS REALTY|ITGP|ITG INC.|2200
VTRB|VENTAS REALTY|JANY|Janney Montgomery Scott Inc.|20
VTRB|VENTAS REALTY|JPMX|J.P. Morgan Securities LLC|76
VTRB|VENTAS REALTY|JSEB|JANE STREET EXECUTION SERVICES, LLC|576
VTRB|VENTAS REALTY|KCGM|VIRTU Americas LLC|900
VTRB|VENTAS REALTY|LEHM|Barclays Capital Inc./Le|1118
VTRB|VENTAS REALTY|LIME|Lime Brokerage LLC|121
VTRB|VENTAS REALTY|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
VTRB|VENTAS REALTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
VTRB|VENTAS REALTY|MSCO|MORGAN STANLEY & CO. LLC|4543
VTRB|VENTAS REALTY|NFSC|National Financial Services LLC|2096
VTRB|VENTAS REALTY|NITE|VIRTU Americas LLC|17179
VTRB|VENTAS REALTY|NQRB|Brut, LLC|100
VTRB|VENTAS REALTY|PDQM|CODA MARKETS, INC.|1238
VTRB|VENTAS REALTY|PWJC|UBS Financial Services, Inc.|250
VTRB|VENTAS REALTY|RBCM|RBC CAPITAL MARKETS, LLC|918
VTRB|VENTAS REALTY|SBSH|Citigroup Global Markets Inc.|604
VTRB|VENTAS REALTY|SGMT|GOLDMAN SACHS & CO. LLC|1500
VTRB|VENTAS REALTY|SPDR|SPEEDROUTE LLC|300
VTRB|VENTAS REALTY|STFL|Stifel, Nicolaus & Company, Incorporated|51
VTRB|VENTAS REALTY|UBSA|UBS SECURITIES LLC|5407
VTRB|VENTAS REALTY|UBSS|UBS Securities LLC|7523
VTRB|VENTAS REALTY|WCHV|WELLS FARGO SECURITIES, LLC|10098
VTRB|VENTAS REALTY|WEDB|WEDBUSH SECURITIES INC.|105
VTRB|VENTAS REALTY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52
VTSI|VIRTRA, INC. CM|ALTX|Alternet Securities Inc.|100
VTSI|VIRTRA, INC. CM|APCC|Apex Clearing Corporation|110
VTSI|VIRTRA, INC. CM|BATM|CBOE TRADING, INC.|2326
VTSI|VIRTRA, INC. CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
VTSI|VIRTRA, INC. CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|586
VTSI|VIRTRA, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2399
VTSI|VIRTRA, INC. CM|CTDL|Citadel Derivatives Group Llc|4401
VTSI|VIRTRA, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
VTSI|VIRTRA, INC. CM|DBAX|Deutsche Bank Securities Inc.|1600
VTSI|VIRTRA, INC. CM|DEGS|RONIN PROFESSIONAL LLC|5904
VTSI|VIRTRA, INC. CM|EBXL|EBX LLC|1000
VTSI|VIRTRA, INC. CM|EDJO|Edward D. Jones & Co., L.P.|3008
VTSI|VIRTRA, INC. CM|EGAM|CBOE TRADING, INC.|100
VTSI|VIRTRA, INC. CM|EGAW|CBOE TRADING, INC.|100
VTSI|VIRTRA, INC. CM|EGXW|CBOE TRADING, INC.|2884
VTSI|VIRTRA, INC. CM|ETBE|Electronic Transaction Clearing, Inc.|6962
VTSI|VIRTRA, INC. CM|ETRS|E*Trade Securities LLC|21136
VTSI|VIRTRA, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|510
VTSI|VIRTRA, INC. CM|FMAF|NBCN Inc./ CDS|200
VTSI|VIRTRA, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|31778
VTSI|VIRTRA, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12124
VTSI|VIRTRA, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|943
VTSI|VIRTRA, INC. CM|GLPX|ACS EXECUTION SERVICES, LLC|793
VTSI|VIRTRA, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|20032
VTSI|VIRTRA, INC. CM|GTSZ|GTS SECURITIES LLC|6552
VTSI|VIRTRA, INC. CM|IATS|INTERACTIVE BROKERS LLC|18
VTSI|VIRTRA, INC. CM|IBKR|Interactive Brokers Llc|11437
VTSI|VIRTRA, INC. CM|ICBX|INSTINET, LLC|800
VTSI|VIRTRA, INC. CM|INCA|INSTINET, LLC|15255
VTSI|VIRTRA, INC. CM|ITGI|ITG Inc.|100
VTSI|VIRTRA, INC. CM|ITGP|ITG INC.|1200
VTSI|VIRTRA, INC. CM|JPMX|J.P. Morgan Securities LLC|1312
VTSI|VIRTRA, INC. CM|KCGM|VIRTU Americas LLC|240
VTSI|VIRTRA, INC. CM|LEHM|Barclays Capital Inc./Le|8508
VTSI|VIRTRA, INC. CM|LIME|Lime Brokerage LLC|11886
VTSI|VIRTRA, INC. CM|LMGP|LIME BROKERAGE LLC|4016
VTSI|VIRTRA, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8109
VTSI|VIRTRA, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|39200
VTSI|VIRTRA, INC. CM|MSPL|MORGAN STANLEY & CO. LLC|600
VTSI|VIRTRA, INC. CM|MSTX|MORGAN STANLEY & CO. LLC|400
VTSI|VIRTRA, INC. CM|NFSC|National Financial Services LLC|25696
VTSI|VIRTRA, INC. CM|NITE|VIRTU Americas LLC|50935
VTSI|VIRTRA, INC. CM|PDQM|CODA MARKETS, INC.|1193
VTSI|VIRTRA, INC. CM|RAJA|Raymond James & Associates, Inc.|540
VTSI|VIRTRA, INC. CM|SBSH|Citigroup Global Markets Inc.|108
VTSI|VIRTRA, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|635
VTSI|VIRTRA, INC. CM|SPDR|SPEEDROUTE LLC|300
VTSI|VIRTRA, INC. CM|SWIM|TD Ameritrade, Inc.|1600
VTSI|VIRTRA, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|13
VTSI|VIRTRA, INC. CM|TRCM|TRC MARKETS LLC|4937
VTSI|VIRTRA, INC. CM|UBSA|UBS SECURITIES LLC|6203
VTSI|VIRTRA, INC. CM|UBSS|UBS Securities LLC|52424
VTSI|VIRTRA, INC. CM|VGRD|Vanguard Marketing Corporation|6853
VTSI|VIRTRA, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|580
VTSI|VIRTRA, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1000
VTSI|VIRTRA, INC. CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|250
VTV|VANGUARD VALUE ETF|AGIS|Aegis Capital Corp.|1263
VTV|VANGUARD VALUE ETF|ALTX|Alternet Securities Inc.|15312
VTV|VANGUARD VALUE ETF|ANOS|ABEL/NOSER, L.L.C.|792
VTV|VANGUARD VALUE ETF|APCC|Apex Clearing Corporation|498586
VTV|VANGUARD VALUE ETF|AURC|Aurora Capital LLC|42
VTV|VANGUARD VALUE ETF|BANK|Primevest Financial Services, Inc.|4214
VTV|VANGUARD VALUE ETF|BARD|Robert W. Baird & Co. Incorporated|32590
VTV|VANGUARD VALUE ETF|BATM|CBOE TRADING, INC.|2320
VTV|VANGUARD VALUE ETF|BBNT|BB&T SECURITIES, LLC|14201
VTV|VANGUARD VALUE ETF|BERN|Sanford C. Bernstein & Co., LLC|1893
VTV|VANGUARD VALUE ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|149987
VTV|VANGUARD VALUE ETF|BLTK|Bulltick, Llc|381
VTV|VANGUARD VALUE ETF|BMOC|BMO Capital Markets Corp.|300
VTV|VANGUARD VALUE ETF|BTIG|BTIG, LLC|17085
VTV|VANGUARD VALUE ETF|BYXM|CBOE TRADING, INC.|1233
VTV|VANGUARD VALUE ETF|CANT|Cantor Fitzgerald & Co.|11819
VTV|VANGUARD VALUE ETF|CHAS|Charles Schwab & Co., Inc.|5183
VTV|VANGUARD VALUE ETF|CICF|Canaccord Genuity Corp.|955
VTV|VANGUARD VALUE ETF|CIST|Capital Institutional Services, Inc.|17239
VTV|VANGUARD VALUE ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8750
VTV|VANGUARD VALUE ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
VTV|VANGUARD VALUE ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|135016
VTV|VANGUARD VALUE ETF|CSIN|Citadel Securities Institutional LLC|9465853
VTV|VANGUARD VALUE ETF|CTDL|Citadel Derivatives Group Llc|9154980
VTV|VANGUARD VALUE ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|5200
VTV|VANGUARD VALUE ETF|DADA|D.A. Davidson & Co.|84207
VTV|VANGUARD VALUE ETF|DAVA|Davenport & Company LLC|1579
VTV|VANGUARD VALUE ETF|DBAB|Deutsche Bank Securities Inc.|12750
VTV|VANGUARD VALUE ETF|DBAX|Deutsche Bank Securities Inc.|62300
VTV|VANGUARD VALUE ETF|DEAN|MORGAN STANLEY|237993
VTV|VANGUARD VALUE ETF|EBXL|EBX LLC|114900
VTV|VANGUARD VALUE ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|7006
VTV|VANGUARD VALUE ETF|EDJC|Edward Jones / CDS|282
VTV|VANGUARD VALUE ETF|EDJO|Edward D. Jones & Co., L.P.|5862071
VTV|VANGUARD VALUE ETF|EGAM|CBOE TRADING, INC.|7386
VTV|VANGUARD VALUE ETF|EGXM|CBOE TRADING, INC.|3855
VTV|VANGUARD VALUE ETF|EGXW|CBOE TRADING, INC.|100
VTV|VANGUARD VALUE ETF|ETBE|Electronic Transaction Clearing, Inc.|4338
VTV|VANGUARD VALUE ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29602
VTV|VANGUARD VALUE ETF|ETRS|E*Trade Securities LLC|153492
VTV|VANGUARD VALUE ETF|FBSB|U.S. Bancorp Investments, Inc.|3691
VTV|VANGUARD VALUE ETF|FCST|INTL FCSTONE FINANCIAL INC.|100
VTV|VANGUARD VALUE ETF|FFSI|Firstrade Securities Inc.|57
VTV|VANGUARD VALUE ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|250
VTV|VANGUARD VALUE ETF|FILL|Tradestation Securities, Inc.|377
VTV|VANGUARD VALUE ETF|FINX|FINTECH SECURITIES|4707
VTV|VANGUARD VALUE ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|97677
VTV|VANGUARD VALUE ETF|FMAF|NBCN Inc./ CDS|5332
VTV|VANGUARD VALUE ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29918
VTV|VANGUARD VALUE ETF|FTBR|Foliofn Investments, Inc.|13322
VTV|VANGUARD VALUE ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|300
VTV|VANGUARD VALUE ETF|GLPX|ACS EXECUTION SERVICES, LLC|275816
VTV|VANGUARD VALUE ETF|GSCO|GOLDMAN SACHS & CO. LLC|3571067
VTV|VANGUARD VALUE ETF|GSCS|GOLDMAN SACHS & CO. LLC|4
VTV|VANGUARD VALUE ETF|GSLT|GOLDMAN SACHS & CO. LLC|16653
VTV|VANGUARD VALUE ETF|GTSZ|GTS SECURITIES LLC|60429
VTV|VANGUARD VALUE ETF|HRBF|American Enterprise Investment Services Inc.|203327
VTV|VANGUARD VALUE ETF|IATS|INTERACTIVE BROKERS LLC|4152
VTV|VANGUARD VALUE ETF|IBKR|Interactive Brokers Llc|14557
VTV|VANGUARD VALUE ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9231
VTV|VANGUARD VALUE ETF|ICBX|INSTINET, LLC|107930
VTV|VANGUARD VALUE ETF|INCA|INSTINET, LLC|39164
VTV|VANGUARD VALUE ETF|ITGI|ITG Inc.|111708
VTV|VANGUARD VALUE ETF|ITGP|ITG INC.|11800
VTV|VANGUARD VALUE ETF|JANY|Janney Montgomery Scott Inc.|4005
VTV|VANGUARD VALUE ETF|JEFF|JEFFERIES LLC|249
VTV|VANGUARD VALUE ETF|JMPT|JUMP TRADING, LLC|35595
VTV|VANGUARD VALUE ETF|JPMX|J.P. Morgan Securities LLC|91746
VTV|VANGUARD VALUE ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|1506632
VTV|VANGUARD VALUE ETF|JSJX|JANE STREET CAPITAL LLC|657033
VTV|VANGUARD VALUE ETF|KCGM|VIRTU Americas LLC|25019
VTV|VANGUARD VALUE ETF|LEHM|Barclays Capital Inc./Le|478383
VTV|VANGUARD VALUE ETF|LGNT|COR CLEARING LLC|1
VTV|VANGUARD VALUE ETF|LIME|Lime Brokerage LLC|34881
VTV|VANGUARD VALUE ETF|LMGP|LIME BROKERAGE LLC|75
VTV|VANGUARD VALUE ETF|MACC|Mid Atlantic Capital Corporation|7728
VTV|VANGUARD VALUE ETF|MAXM|Maxim Group LLC|988
VTV|VANGUARD VALUE ETF|MCMF|Raymond James Ltd. Cds|875
VTV|VANGUARD VALUE ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|66884
VTV|VANGUARD VALUE ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9439
VTV|VANGUARD VALUE ETF|MOTF|MOTIF INVESTING, INC.|2
VTV|VANGUARD VALUE ETF|MSCO|MORGAN STANLEY & CO. LLC|1275133
VTV|VANGUARD VALUE ETF|MSPL|MORGAN STANLEY & CO. LLC|25600
VTV|VANGUARD VALUE ETF|MSTX|MORGAN STANLEY & CO. LLC|200
VTV|VANGUARD VALUE ETF|NATL|National Securities Corporation|24
VTV|VANGUARD VALUE ETF|NFSC|National Financial Services LLC|1006354
VTV|VANGUARD VALUE ETF|NITE|VIRTU Americas LLC|4027600
VTV|VANGUARD VALUE ETF|NITP|VIRTU Americas LLC|14261
VTV|VANGUARD VALUE ETF|NQRB|Brut, LLC|6601
VTV|VANGUARD VALUE ETF|NTBF|BMO Nesbitt Burns Inc./CDS|3410
VTV|VANGUARD VALUE ETF|NTRC|Northern Trust Securities, Inc.|1747
VTV|VANGUARD VALUE ETF|OPCO|Oppenheimer & Co. Inc.|3604
VTV|VANGUARD VALUE ETF|PDQM|CODA MARKETS, INC.|6591
VTV|VANGUARD VALUE ETF|PHLY|NASDAQ Execution Services, LLC|400
VTV|VANGUARD VALUE ETF|PICT|Pictet Overseas Inc.|193
VTV|VANGUARD VALUE ETF|PWJC|UBS Financial Services, Inc.|4765
VTV|VANGUARD VALUE ETF|QMSR|QUATTRO M SECURITIES INC.|143291
VTV|VANGUARD VALUE ETF|RBCM|RBC CAPITAL MARKETS, LLC|34448
VTV|VANGUARD VALUE ETF|RHOX|XR Securities LLC|120305
VTV|VANGUARD VALUE ETF|SAGL|SAGETRADER, LLC|500
VTV|VANGUARD VALUE ETF|SALI|INTL FCSTONE FINANCIAL INC.|23902
VTV|VANGUARD VALUE ETF|SBSH|Citigroup Global Markets Inc.|100622
VTV|VANGUARD VALUE ETF|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|189
VTV|VANGUARD VALUE ETF|SEIC|SEI Investments Distribution Co.|14479
VTV|VANGUARD VALUE ETF|SGMT|GOLDMAN SACHS & CO. LLC|87310
VTV|VANGUARD VALUE ETF|SHMR|ABN Amro Clearing LLC|107982
VTV|VANGUARD VALUE ETF|SPDR|SPEEDROUTE LLC|188
VTV|VANGUARD VALUE ETF|SPHN|Stephens Inc.|410
VTV|VANGUARD VALUE ETF|STFL|Stifel, Nicolaus & Company, Incorporated|15395
VTV|VANGUARD VALUE ETF|STKP|STOCKPILE INVESTMENTS, INC.|16
VTV|VANGUARD VALUE ETF|SWIM|TD Ameritrade, Inc.|5736
VTV|VANGUARD VALUE ETF|SWST|Hilltop Securities Inc.|11105
VTV|VANGUARD VALUE ETF|TKNG|ALLY INVEST SECURITIES LLC|1520
VTV|VANGUARD VALUE ETF|TMBR|Timber Hill LLC|2023
VTV|VANGUARD VALUE ETF|TRBT|Tradebot Systems, Inc.|293154
VTV|VANGUARD VALUE ETF|TRCM|TRC MARKETS LLC|313013
VTV|VANGUARD VALUE ETF|UBSA|UBS SECURITIES LLC|155233
VTV|VANGUARD VALUE ETF|UBSS|UBS Securities LLC|1181120
VTV|VANGUARD VALUE ETF|VALX|VIRTU AMERICAS LLC|2458
VTV|VANGUARD VALUE ETF|VGRD|Vanguard Marketing Corporation|223544
VTV|VANGUARD VALUE ETF|VNDM|Wall Street Access|300
VTV|VANGUARD VALUE ETF|WBLR|WILLIAM BLAIR|9900
VTV|VANGUARD VALUE ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
VTV|VANGUARD VALUE ETF|WCHV|WELLS FARGO SECURITIES, LLC|147645
VTV|VANGUARD VALUE ETF|WEDB|WEDBUSH SECURITIES INC.|474
VTV|VANGUARD VALUE ETF|WEED|Weeden & Co.L.P.|200
VTV|VANGUARD VALUE ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1093
VTV|VANGUARD VALUE ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10169
VTV|VANGUARD VALUE ETF|WGIF|CIBC World Markets Inc.|27
VTV|VANGUARD VALUE ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|253
VTV|VANGUARD VALUE ETF|WSEA|WOLVERINE SECURITIES, LLC|5966
VTV|VANGUARD VALUE ETF|XPUS|XP SECURITIES, LLC|154
VTV|VANGUARD VALUE ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|5062
VTV|VANGUARD VALUE ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|83
VTV|VANGUARD VALUE ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|242212
VTVT|VTV THERAPTCS CL A|ALTX|Alternet Securities Inc.|300
VTVT|VTV THERAPTCS CL A|APCC|Apex Clearing Corporation|7226
VTVT|VTV THERAPTCS CL A|BERN|Sanford C. Bernstein & Co., LLC|5100
VTVT|VTV THERAPTCS CL A|BIMI|Banca IMI Securities Corp.|10150
VTVT|VTV THERAPTCS CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3907
VTVT|VTV THERAPTCS CL A|BMOC|BMO Capital Markets Corp.|1073
VTVT|VTV THERAPTCS CL A|BNPX|BNP PARIBAS SECURITIES CORP.|323
VTVT|VTV THERAPTCS CL A|BTIG|BTIG, LLC|1315
VTVT|VTV THERAPTCS CL A|CHAS|Charles Schwab & Co., Inc.|14000
VTVT|VTV THERAPTCS CL A|CIST|Capital Institutional Services, Inc.|836
VTVT|VTV THERAPTCS CL A|CLSA|CLSA AMERICAS, LLC|2700
VTVT|VTV THERAPTCS CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|28763
VTVT|VTV THERAPTCS CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3150
VTVT|VTV THERAPTCS CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2350
VTVT|VTV THERAPTCS CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35464
VTVT|VTV THERAPTCS CL A|CTDL|Citadel Derivatives Group Llc|1077
VTVT|VTV THERAPTCS CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|3078
VTVT|VTV THERAPTCS CL A|DADA|D.A. Davidson & Co.|100
VTVT|VTV THERAPTCS CL A|DBAB|Deutsche Bank Securities Inc.|68457
VTVT|VTV THERAPTCS CL A|DBAX|Deutsche Bank Securities Inc.|8700
VTVT|VTV THERAPTCS CL A|DEGS|RONIN PROFESSIONAL LLC|5194
VTVT|VTV THERAPTCS CL A|EBXL|EBX LLC|12500
VTVT|VTV THERAPTCS CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|9308
VTVT|VTV THERAPTCS CL A|EDJO|Edward D. Jones & Co., L.P.|1300
VTVT|VTV THERAPTCS CL A|EGAM|CBOE TRADING, INC.|2100
VTVT|VTV THERAPTCS CL A|EGXM|CBOE TRADING, INC.|1707
VTVT|VTV THERAPTCS CL A|ETBE|Electronic Transaction Clearing, Inc.|200
VTVT|VTV THERAPTCS CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
VTVT|VTV THERAPTCS CL A|ETRS|E*Trade Securities LLC|332882
VTVT|VTV THERAPTCS CL A|FBCO|Credit Suisse Securities (USA) LLC|87294
VTVT|VTV THERAPTCS CL A|FILL|Tradestation Securities, Inc.|13993
VTVT|VTV THERAPTCS CL A|FMAF|NBCN Inc./ CDS|2400
VTVT|VTV THERAPTCS CL A|FOMA|TD AMERITRADE CLEARING, INC.|766883
VTVT|VTV THERAPTCS CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4569
VTVT|VTV THERAPTCS CL A|FTBR|Foliofn Investments, Inc.|118
VTVT|VTV THERAPTCS CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|13438
VTVT|VTV THERAPTCS CL A|GLPX|ACS EXECUTION SERVICES, LLC|5129
VTVT|VTV THERAPTCS CL A|GSCO|GOLDMAN SACHS & CO. LLC|317913
VTVT|VTV THERAPTCS CL A|GSCS|GOLDMAN SACHS & CO. LLC|293
VTVT|VTV THERAPTCS CL A|GSLT|GOLDMAN SACHS & CO. LLC|2632
VTVT|VTV THERAPTCS CL A|GTSZ|GTS SECURITIES LLC|5095
VTVT|VTV THERAPTCS CL A|HRBF|American Enterprise Investment Services Inc.|400
VTVT|VTV THERAPTCS CL A|IATS|INTERACTIVE BROKERS LLC|18976
VTVT|VTV THERAPTCS CL A|IBKR|Interactive Brokers Llc|164307
VTVT|VTV THERAPTCS CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2000
VTVT|VTV THERAPTCS CL A|ICBX|INSTINET, LLC|6100
VTVT|VTV THERAPTCS CL A|IEQY|CITADEL SECURITIES LLC|200
VTVT|VTV THERAPTCS CL A|INCA|INSTINET, LLC|65365
VTVT|VTV THERAPTCS CL A|INJX|INSTINET, LLC|5416
VTVT|VTV THERAPTCS CL A|ITGI|ITG Inc.|5431
VTVT|VTV THERAPTCS CL A|ITGP|ITG INC.|13400
VTVT|VTV THERAPTCS CL A|JEFF|JEFFERIES LLC|8150
VTVT|VTV THERAPTCS CL A|JMPT|JUMP TRADING, LLC|8400
VTVT|VTV THERAPTCS CL A|JPBX|J.P. MORGAN SECURITIES LLC|5800
VTVT|VTV THERAPTCS CL A|JPMX|J.P. Morgan Securities LLC|19257
VTVT|VTV THERAPTCS CL A|JSJX|JANE STREET CAPITAL LLC|1302
VTVT|VTV THERAPTCS CL A|KCGM|VIRTU Americas LLC|2851
VTVT|VTV THERAPTCS CL A|LEHM|Barclays Capital Inc./Le|203134
VTVT|VTV THERAPTCS CL A|LIME|Lime Brokerage LLC|39485
VTVT|VTV THERAPTCS CL A|LMGP|LIME BROKERAGE LLC|1186
VTVT|VTV THERAPTCS CL A|MAXM|Maxim Group LLC|11578
VTVT|VTV THERAPTCS CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10229
VTVT|VTV THERAPTCS CL A|MOTF|MOTIF INVESTING, INC.|8
VTVT|VTV THERAPTCS CL A|MSCO|MORGAN STANLEY & CO. LLC|572311
VTVT|VTV THERAPTCS CL A|MSPL|MORGAN STANLEY & CO. LLC|12600
VTVT|VTV THERAPTCS CL A|MSTX|MORGAN STANLEY & CO. LLC|4500
VTVT|VTV THERAPTCS CL A|NFSC|National Financial Services LLC|374570
VTVT|VTV THERAPTCS CL A|NITE|VIRTU Americas LLC|1004213
VTVT|VTV THERAPTCS CL A|NITP|VIRTU Americas LLC|6508
VTVT|VTV THERAPTCS CL A|NQRB|Brut, LLC|1485
VTVT|VTV THERAPTCS CL A|PDQM|CODA MARKETS, INC.|5509
VTVT|VTV THERAPTCS CL A|RAJA|Raymond James & Associates, Inc.|5200
VTVT|VTV THERAPTCS CL A|SAGL|SAGETRADER, LLC|1630
VTVT|VTV THERAPTCS CL A|SBSH|Citigroup Global Markets Inc.|43174
VTVT|VTV THERAPTCS CL A|SGMT|GOLDMAN SACHS & CO. LLC|9687
VTVT|VTV THERAPTCS CL A|SPDR|SPEEDROUTE LLC|1428
VTVT|VTV THERAPTCS CL A|SPNT|SEVEN POINTS CAPITAL, LLC|100
VTVT|VTV THERAPTCS CL A|STFL|Stifel, Nicolaus & Company, Incorporated|13450
VTVT|VTV THERAPTCS CL A|SWIM|TD Ameritrade, Inc.|209254
VTVT|VTV THERAPTCS CL A|SWST|Hilltop Securities Inc.|612
VTVT|VTV THERAPTCS CL A|TKNG|ALLY INVEST SECURITIES LLC|18771
VTVT|VTV THERAPTCS CL A|TRCM|TRC MARKETS LLC|1641
VTVT|VTV THERAPTCS CL A|UBSA|UBS SECURITIES LLC|75419
VTVT|VTV THERAPTCS CL A|UBSS|UBS Securities LLC|428587
VTVT|VTV THERAPTCS CL A|VALX|VIRTU AMERICAS LLC|2794
VTVT|VTV THERAPTCS CL A|VGRD|Vanguard Marketing Corporation|104455
VTVT|VTV THERAPTCS CL A|WCHV|WELLS FARGO SECURITIES, LLC|14505
VTVT|VTV THERAPTCS CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14198
VTVT|VTV THERAPTCS CL A|WGIF|CIBC World Markets Inc.|16919
VTVT|VTV THERAPTCS CL A|WSEA|WOLVERINE SECURITIES, LLC|44410
VTVT|VTV THERAPTCS CL A|WSGD|WEDBUSH SECURITIES INC.|4400
VTVT|VTV THERAPTCS CL A|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|2000
VTVT|VTV THERAPTCS CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|3450
VTVT|VTV THERAPTCS CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|67
VTWG|VANGRD RUSLL 2000 GR|APCC|Apex Clearing Corporation|41
VTWG|VANGRD RUSLL 2000 GR|BATM|CBOE TRADING, INC.|4
VTWG|VANGRD RUSLL 2000 GR|BBNT|BB&T SECURITIES, LLC|24
VTWG|VANGRD RUSLL 2000 GR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47
VTWG|VANGRD RUSLL 2000 GR|CANT|Cantor Fitzgerald & Co.|4800
VTWG|VANGRD RUSLL 2000 GR|CHAS|Charles Schwab & Co., Inc.|11
VTWG|VANGRD RUSLL 2000 GR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3702
VTWG|VANGRD RUSLL 2000 GR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9193
VTWG|VANGRD RUSLL 2000 GR|DEAN|MORGAN STANLEY|37
VTWG|VANGRD RUSLL 2000 GR|EBXL|EBX LLC|300
VTWG|VANGRD RUSLL 2000 GR|EDJC|Edward Jones / CDS|20
VTWG|VANGRD RUSLL 2000 GR|EDJO|Edward D. Jones & Co., L.P.|181
VTWG|VANGRD RUSLL 2000 GR|EGXM|CBOE TRADING, INC.|150
VTWG|VANGRD RUSLL 2000 GR|ETRS|E*Trade Securities LLC|2791
VTWG|VANGRD RUSLL 2000 GR|FBCO|Credit Suisse Securities (USA) LLC|11145
VTWG|VANGRD RUSLL 2000 GR|FILL|Tradestation Securities, Inc.|2
VTWG|VANGRD RUSLL 2000 GR|FOMA|TD AMERITRADE CLEARING, INC.|14692
VTWG|VANGRD RUSLL 2000 GR|FTBR|Foliofn Investments, Inc.|309
VTWG|VANGRD RUSLL 2000 GR|GEBB|GLOBAL EXECUTION BROKERS, LP|1165
VTWG|VANGRD RUSLL 2000 GR|GSCO|GOLDMAN SACHS & CO. LLC|1912
VTWG|VANGRD RUSLL 2000 GR|GSLT|GOLDMAN SACHS & CO. LLC|3412
VTWG|VANGRD RUSLL 2000 GR|GTSZ|GTS SECURITIES LLC|4250
VTWG|VANGRD RUSLL 2000 GR|HRBF|American Enterprise Investment Services Inc.|2940
VTWG|VANGRD RUSLL 2000 GR|IBKR|Interactive Brokers Llc|2103
VTWG|VANGRD RUSLL 2000 GR|ITGI|ITG Inc.|1
VTWG|VANGRD RUSLL 2000 GR|JANY|Janney Montgomery Scott Inc.|99
VTWG|VANGRD RUSLL 2000 GR|JPMX|J.P. Morgan Securities LLC|800
VTWG|VANGRD RUSLL 2000 GR|JSJX|JANE STREET CAPITAL LLC|27843
VTWG|VANGRD RUSLL 2000 GR|KCGM|VIRTU Americas LLC|3005
VTWG|VANGRD RUSLL 2000 GR|LEHM|Barclays Capital Inc./Le|1051
VTWG|VANGRD RUSLL 2000 GR|LIME|Lime Brokerage LLC|10863
VTWG|VANGRD RUSLL 2000 GR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
VTWG|VANGRD RUSLL 2000 GR|MOTF|MOTIF INVESTING, INC.|2
VTWG|VANGRD RUSLL 2000 GR|MSCO|MORGAN STANLEY & CO. LLC|16959
VTWG|VANGRD RUSLL 2000 GR|MSPL|MORGAN STANLEY & CO. LLC|300
VTWG|VANGRD RUSLL 2000 GR|NFSC|National Financial Services LLC|13343
VTWG|VANGRD RUSLL 2000 GR|NITE|VIRTU Americas LLC|35238
VTWG|VANGRD RUSLL 2000 GR|NITP|VIRTU Americas LLC|300
VTWG|VANGRD RUSLL 2000 GR|OPCO|Oppenheimer & Co. Inc.|26
VTWG|VANGRD RUSLL 2000 GR|PDQM|CODA MARKETS, INC.|8335
VTWG|VANGRD RUSLL 2000 GR|PWJC|UBS Financial Services, Inc.|119
VTWG|VANGRD RUSLL 2000 GR|RBCM|RBC CAPITAL MARKETS, LLC|690
VTWG|VANGRD RUSLL 2000 GR|SBSH|Citigroup Global Markets Inc.|380
VTWG|VANGRD RUSLL 2000 GR|SGMT|GOLDMAN SACHS & CO. LLC|300
VTWG|VANGRD RUSLL 2000 GR|STKP|STOCKPILE INVESTMENTS, INC.|42
VTWG|VANGRD RUSLL 2000 GR|SWIM|TD Ameritrade, Inc.|271
VTWG|VANGRD RUSLL 2000 GR|UBSA|UBS SECURITIES LLC|5934
VTWG|VANGRD RUSLL 2000 GR|UBSS|UBS Securities LLC|6984
VTWG|VANGRD RUSLL 2000 GR|VGRD|Vanguard Marketing Corporation|35605
VTWG|VANGRD RUSLL 2000 GR|WCHV|WELLS FARGO SECURITIES, LLC|2386
VTWG|VANGRD RUSLL 2000 GR|WSEA|WOLVERINE SECURITIES, LLC|22
VTWG|VANGRD RUSLL 2000 GR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1806
VTWO|VANGUARD RUSSELL2000|APCC|Apex Clearing Corporation|411
VTWO|VANGUARD RUSSELL2000|BANK|Primevest Financial Services, Inc.|283
VTWO|VANGUARD RUSSELL2000|BARD|Robert W. Baird & Co. Incorporated|741
VTWO|VANGUARD RUSSELL2000|BATM|CBOE TRADING, INC.|100
VTWO|VANGUARD RUSSELL2000|BBNT|BB&T SECURITIES, LLC|10
VTWO|VANGUARD RUSSELL2000|BERN|Sanford C. Bernstein & Co., LLC|60525
VTWO|VANGUARD RUSSELL2000|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1982
VTWO|VANGUARD RUSSELL2000|CANT|Cantor Fitzgerald & Co.|1051
VTWO|VANGUARD RUSSELL2000|CHAS|Charles Schwab & Co., Inc.|1287
VTWO|VANGUARD RUSSELL2000|CIST|Capital Institutional Services, Inc.|1208
VTWO|VANGUARD RUSSELL2000|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2725
VTWO|VANGUARD RUSSELL2000|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40
VTWO|VANGUARD RUSSELL2000|CROS|CREDIT SUISSE SECURITIES (USA) LLC|45013
VTWO|VANGUARD RUSSELL2000|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
VTWO|VANGUARD RUSSELL2000|DADA|D.A. Davidson & Co.|125
VTWO|VANGUARD RUSSELL2000|DBAB|Deutsche Bank Securities Inc.|700
VTWO|VANGUARD RUSSELL2000|DBAX|Deutsche Bank Securities Inc.|10100
VTWO|VANGUARD RUSSELL2000|DEAN|MORGAN STANLEY|905
VTWO|VANGUARD RUSSELL2000|DEGS|RONIN PROFESSIONAL LLC|2000
VTWO|VANGUARD RUSSELL2000|EBXL|EBX LLC|13600
VTWO|VANGUARD RUSSELL2000|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
VTWO|VANGUARD RUSSELL2000|EDJO|Edward D. Jones & Co., L.P.|7030
VTWO|VANGUARD RUSSELL2000|ETRS|E*Trade Securities LLC|13213
VTWO|VANGUARD RUSSELL2000|FBCO|Credit Suisse Securities (USA) LLC|36187
VTWO|VANGUARD RUSSELL2000|FBSB|U.S. Bancorp Investments, Inc.|248
VTWO|VANGUARD RUSSELL2000|FILL|Tradestation Securities, Inc.|105
VTWO|VANGUARD RUSSELL2000|FMAF|NBCN Inc./ CDS|20
VTWO|VANGUARD RUSSELL2000|FOMA|TD AMERITRADE CLEARING, INC.|40605
VTWO|VANGUARD RUSSELL2000|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
VTWO|VANGUARD RUSSELL2000|FTBR|Foliofn Investments, Inc.|19
VTWO|VANGUARD RUSSELL2000|GEBB|GLOBAL EXECUTION BROKERS, LP|5124
VTWO|VANGUARD RUSSELL2000|GLPX|ACS EXECUTION SERVICES, LLC|30
VTWO|VANGUARD RUSSELL2000|GSCO|GOLDMAN SACHS & CO. LLC|20393
VTWO|VANGUARD RUSSELL2000|GSCS|GOLDMAN SACHS & CO. LLC|30
VTWO|VANGUARD RUSSELL2000|GSLT|GOLDMAN SACHS & CO. LLC|7080
VTWO|VANGUARD RUSSELL2000|GTSZ|GTS SECURITIES LLC|1770
VTWO|VANGUARD RUSSELL2000|HRBF|American Enterprise Investment Services Inc.|6506
VTWO|VANGUARD RUSSELL2000|IATS|INTERACTIVE BROKERS LLC|2458
VTWO|VANGUARD RUSSELL2000|IBKR|Interactive Brokers Llc|6682
VTWO|VANGUARD RUSSELL2000|ICBX|INSTINET, LLC|15016
VTWO|VANGUARD RUSSELL2000|INCA|INSTINET, LLC|3928
VTWO|VANGUARD RUSSELL2000|INJX|INSTINET, LLC|112
VTWO|VANGUARD RUSSELL2000|ITGI|ITG Inc.|10
VTWO|VANGUARD RUSSELL2000|ITGP|ITG INC.|200
VTWO|VANGUARD RUSSELL2000|JANY|Janney Montgomery Scott Inc.|3526
VTWO|VANGUARD RUSSELL2000|JEFF|JEFFERIES LLC|5124
VTWO|VANGUARD RUSSELL2000|JPMX|J.P. Morgan Securities LLC|3188
VTWO|VANGUARD RUSSELL2000|JSEB|JANE STREET EXECUTION SERVICES, LLC|15581
VTWO|VANGUARD RUSSELL2000|JSJX|JANE STREET CAPITAL LLC|52765
VTWO|VANGUARD RUSSELL2000|KCGM|VIRTU Americas LLC|22586
VTWO|VANGUARD RUSSELL2000|LEHM|Barclays Capital Inc./Le|37980
VTWO|VANGUARD RUSSELL2000|LIME|Lime Brokerage LLC|28531
VTWO|VANGUARD RUSSELL2000|MACC|Mid Atlantic Capital Corporation|161
VTWO|VANGUARD RUSSELL2000|MCMF|Raymond James Ltd. Cds|13
VTWO|VANGUARD RUSSELL2000|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29468
VTWO|VANGUARD RUSSELL2000|MOTF|MOTIF INVESTING, INC.|26
VTWO|VANGUARD RUSSELL2000|MSCO|MORGAN STANLEY & CO. LLC|130138
VTWO|VANGUARD RUSSELL2000|MSPL|MORGAN STANLEY & CO. LLC|2600
VTWO|VANGUARD RUSSELL2000|NFSC|National Financial Services LLC|77205
VTWO|VANGUARD RUSSELL2000|NITE|VIRTU Americas LLC|133294
VTWO|VANGUARD RUSSELL2000|NQRB|Brut, LLC|100
VTWO|VANGUARD RUSSELL2000|NTRC|Northern Trust Securities, Inc.|700
VTWO|VANGUARD RUSSELL2000|OPCO|Oppenheimer & Co. Inc.|141
VTWO|VANGUARD RUSSELL2000|PDQM|CODA MARKETS, INC.|60
VTWO|VANGUARD RUSSELL2000|PIPR|Piper Jaffray & Co.|625
VTWO|VANGUARD RUSSELL2000|PWJC|UBS Financial Services, Inc.|233
VTWO|VANGUARD RUSSELL2000|RAJA|Raymond James & Associates, Inc.|7317
VTWO|VANGUARD RUSSELL2000|RBCM|RBC CAPITAL MARKETS, LLC|1283
VTWO|VANGUARD RUSSELL2000|SALI|INTL FCSTONE FINANCIAL INC.|28
VTWO|VANGUARD RUSSELL2000|SBSH|Citigroup Global Markets Inc.|10414
VTWO|VANGUARD RUSSELL2000|SGMT|GOLDMAN SACHS & CO. LLC|11931
VTWO|VANGUARD RUSSELL2000|STFL|Stifel, Nicolaus & Company, Incorporated|601
VTWO|VANGUARD RUSSELL2000|STKP|STOCKPILE INVESTMENTS, INC.|46
VTWO|VANGUARD RUSSELL2000|SWIM|TD Ameritrade, Inc.|2834
VTWO|VANGUARD RUSSELL2000|SWST|Hilltop Securities Inc.|758
VTWO|VANGUARD RUSSELL2000|TKNG|ALLY INVEST SECURITIES LLC|1354
VTWO|VANGUARD RUSSELL2000|UBSA|UBS SECURITIES LLC|16731
VTWO|VANGUARD RUSSELL2000|UBSS|UBS Securities LLC|102718
VTWO|VANGUARD RUSSELL2000|VALX|VIRTU AMERICAS LLC|3065
VTWO|VANGUARD RUSSELL2000|VERT|The Vertical Trading Group, LLC|10
VTWO|VANGUARD RUSSELL2000|VGRD|Vanguard Marketing Corporation|69485
VTWO|VANGUARD RUSSELL2000|WBLR|WILLIAM BLAIR|132
VTWO|VANGUARD RUSSELL2000|WCHV|WELLS FARGO SECURITIES, LLC|26542
VTWO|VANGUARD RUSSELL2000|WEXM|WOLVERINE EXECUTION SERVICES, LLC|889
VTWO|VANGUARD RUSSELL2000|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2219
VTWO|VANGUARD RUSSELL2000|WGIF|CIBC World Markets Inc.|1813
VTWO|VANGUARD RUSSELL2000|WSEA|WOLVERINE SECURITIES, LLC|1249
VTWO|VANGUARD RUSSELL2000|XSTM|NATIONAL FINANCIAL SERVICES LLC|3160
VTWO|VANGUARD RUSSELL2000|YKNA|COMHAR CAPITAL MARKETS, LLC|30
VTWO|VANGUARD RUSSELL2000|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6242
VTWV|VANGRD RUSLL 2000 VA|APCC|Apex Clearing Corporation|34
VTWV|VANGRD RUSLL 2000 VA|BATM|CBOE TRADING, INC.|27
VTWV|VANGRD RUSLL 2000 VA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9
VTWV|VANGRD RUSLL 2000 VA|CANT|Cantor Fitzgerald & Co.|642
VTWV|VANGRD RUSLL 2000 VA|CHAS|Charles Schwab & Co., Inc.|6
VTWV|VANGRD RUSLL 2000 VA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|250
VTWV|VANGRD RUSLL 2000 VA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2529
VTWV|VANGRD RUSLL 2000 VA|DBAX|Deutsche Bank Securities Inc.|200
VTWV|VANGRD RUSLL 2000 VA|DEAN|MORGAN STANLEY|202
VTWV|VANGRD RUSLL 2000 VA|EBXL|EBX LLC|200
VTWV|VANGRD RUSLL 2000 VA|EDJO|Edward D. Jones & Co., L.P.|452
VTWV|VANGRD RUSLL 2000 VA|ETCB|ETC BROKERAGE SERVICES, LLC|63
VTWV|VANGRD RUSLL 2000 VA|ETRS|E*Trade Securities LLC|342
VTWV|VANGRD RUSLL 2000 VA|FBCO|Credit Suisse Securities (USA) LLC|4422
VTWV|VANGRD RUSLL 2000 VA|FOMA|TD AMERITRADE CLEARING, INC.|7575
VTWV|VANGRD RUSLL 2000 VA|FTBR|Foliofn Investments, Inc.|414
VTWV|VANGRD RUSLL 2000 VA|GEBB|GLOBAL EXECUTION BROKERS, LP|128
VTWV|VANGRD RUSLL 2000 VA|GSCO|GOLDMAN SACHS & CO. LLC|1341
VTWV|VANGRD RUSLL 2000 VA|GSLT|GOLDMAN SACHS & CO. LLC|2825
VTWV|VANGRD RUSLL 2000 VA|HRBF|American Enterprise Investment Services Inc.|46
VTWV|VANGRD RUSLL 2000 VA|IBKR|Interactive Brokers Llc|1022
VTWV|VANGRD RUSLL 2000 VA|ICBX|INSTINET, LLC|1600
VTWV|VANGRD RUSLL 2000 VA|ITGI|ITG Inc.|2
VTWV|VANGRD RUSLL 2000 VA|JANY|Janney Montgomery Scott Inc.|136
VTWV|VANGRD RUSLL 2000 VA|JPMX|J.P. Morgan Securities LLC|450
VTWV|VANGRD RUSLL 2000 VA|JSJX|JANE STREET CAPITAL LLC|4204
VTWV|VANGRD RUSLL 2000 VA|KCGM|VIRTU Americas LLC|2102
VTWV|VANGRD RUSLL 2000 VA|LEHM|Barclays Capital Inc./Le|800
VTWV|VANGRD RUSLL 2000 VA|LIME|Lime Brokerage LLC|2534
VTWV|VANGRD RUSLL 2000 VA|MACC|Mid Atlantic Capital Corporation|16
VTWV|VANGRD RUSLL 2000 VA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3378
VTWV|VANGRD RUSLL 2000 VA|MSCO|MORGAN STANLEY & CO. LLC|5995
VTWV|VANGRD RUSLL 2000 VA|NFSC|National Financial Services LLC|3521
VTWV|VANGRD RUSLL 2000 VA|NITE|VIRTU Americas LLC|12249
VTWV|VANGRD RUSLL 2000 VA|RBCM|RBC CAPITAL MARKETS, LLC|318
VTWV|VANGRD RUSLL 2000 VA|SGMT|GOLDMAN SACHS & CO. LLC|1143
VTWV|VANGRD RUSLL 2000 VA|SWIM|TD Ameritrade, Inc.|20
VTWV|VANGRD RUSLL 2000 VA|SWST|Hilltop Securities Inc.|60
VTWV|VANGRD RUSLL 2000 VA|UBSA|UBS SECURITIES LLC|2030
VTWV|VANGRD RUSLL 2000 VA|UBSS|UBS Securities LLC|1554
VTWV|VANGRD RUSLL 2000 VA|VGRD|Vanguard Marketing Corporation|5277
VTWV|VANGRD RUSLL 2000 VA|WCHV|WELLS FARGO SECURITIES, LLC|649
VTWV|VANGRD RUSLL 2000 VA|WGIF|CIBC World Markets Inc.|97
VTWV|VANGRD RUSLL 2000 VA|WSEA|WOLVERINE SECURITIES, LLC|2
VTWV|VANGRD RUSLL 2000 VA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|822
VUG|VANGUARD GROWTH ETF|AGIS|Aegis Capital Corp.|1212
VUG|VANGUARD GROWTH ETF|ALTX|Alternet Securities Inc.|7728
VUG|VANGUARD GROWTH ETF|ANOS|ABEL/NOSER, L.L.C.|1309
VUG|VANGUARD GROWTH ETF|APCC|Apex Clearing Corporation|4272
VUG|VANGUARD GROWTH ETF|BANK|Primevest Financial Services, Inc.|2213
VUG|VANGUARD GROWTH ETF|BARD|Robert W. Baird & Co. Incorporated|52429
VUG|VANGUARD GROWTH ETF|BATM|CBOE TRADING, INC.|335
VUG|VANGUARD GROWTH ETF|BBNT|BB&T SECURITIES, LLC|3731
VUG|VANGUARD GROWTH ETF|BERN|Sanford C. Bernstein & Co., LLC|1703
VUG|VANGUARD GROWTH ETF|BKCM|BNY Mellon Capital Markets LLC|17
VUG|VANGUARD GROWTH ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|72938
VUG|VANGUARD GROWTH ETF|BLTK|Bulltick, Llc|231
VUG|VANGUARD GROWTH ETF|BRGE|Newbridge Securities Corp.|224
VUG|VANGUARD GROWTH ETF|BYXM|CBOE TRADING, INC.|10
VUG|VANGUARD GROWTH ETF|CANT|Cantor Fitzgerald & Co.|9220
VUG|VANGUARD GROWTH ETF|CHAS|Charles Schwab & Co., Inc.|14529
VUG|VANGUARD GROWTH ETF|CIST|Capital Institutional Services, Inc.|7097
VUG|VANGUARD GROWTH ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5275
VUG|VANGUARD GROWTH ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7
VUG|VANGUARD GROWTH ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|45
VUG|VANGUARD GROWTH ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62754
VUG|VANGUARD GROWTH ETF|CSIN|Citadel Securities Institutional LLC|764587
VUG|VANGUARD GROWTH ETF|CTDL|Citadel Derivatives Group Llc|694460
VUG|VANGUARD GROWTH ETF|DADA|D.A. Davidson & Co.|48629
VUG|VANGUARD GROWTH ETF|DBAB|Deutsche Bank Securities Inc.|6806
VUG|VANGUARD GROWTH ETF|DBAX|Deutsche Bank Securities Inc.|44600
VUG|VANGUARD GROWTH ETF|DCHF|Dart Executions, LLC|9
VUG|VANGUARD GROWTH ETF|DEAN|MORGAN STANLEY|74268
VUG|VANGUARD GROWTH ETF|EBXL|EBX LLC|50600
VUG|VANGUARD GROWTH ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|2247
VUG|VANGUARD GROWTH ETF|EDJO|Edward D. Jones & Co., L.P.|117507
VUG|VANGUARD GROWTH ETF|EGAM|CBOE TRADING, INC.|2172
VUG|VANGUARD GROWTH ETF|EGXM|CBOE TRADING, INC.|971
VUG|VANGUARD GROWTH ETF|ETBE|Electronic Transaction Clearing, Inc.|1322
VUG|VANGUARD GROWTH ETF|ETCB|ETC BROKERAGE SERVICES, LLC|70
VUG|VANGUARD GROWTH ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18635
VUG|VANGUARD GROWTH ETF|ETRS|E*Trade Securities LLC|33908
VUG|VANGUARD GROWTH ETF|FBSB|U.S. Bancorp Investments, Inc.|3109
VUG|VANGUARD GROWTH ETF|FILL|Tradestation Securities, Inc.|267
VUG|VANGUARD GROWTH ETF|FINX|FINTECH SECURITIES|232
VUG|VANGUARD GROWTH ETF|FMAF|NBCN Inc./ CDS|328
VUG|VANGUARD GROWTH ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14322
VUG|VANGUARD GROWTH ETF|FTBR|Foliofn Investments, Inc.|4736
VUG|VANGUARD GROWTH ETF|GBMT|GBM International, Inc.|542
VUG|VANGUARD GROWTH ETF|GLIS|TD Securities Inc|245
VUG|VANGUARD GROWTH ETF|GLPX|ACS EXECUTION SERVICES, LLC|125305
VUG|VANGUARD GROWTH ETF|GSCO|GOLDMAN SACHS & CO. LLC|116905
VUG|VANGUARD GROWTH ETF|GSCS|GOLDMAN SACHS & CO. LLC|2
VUG|VANGUARD GROWTH ETF|GSLT|GOLDMAN SACHS & CO. LLC|5175
VUG|VANGUARD GROWTH ETF|GTSZ|GTS SECURITIES LLC|20883
VUG|VANGUARD GROWTH ETF|HRBF|American Enterprise Investment Services Inc.|162652
VUG|VANGUARD GROWTH ETF|IATS|INTERACTIVE BROKERS LLC|2802
VUG|VANGUARD GROWTH ETF|IBKR|Interactive Brokers Llc|12392
VUG|VANGUARD GROWTH ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6602
VUG|VANGUARD GROWTH ETF|ICBX|INSTINET, LLC|62268
VUG|VANGUARD GROWTH ETF|INCA|INSTINET, LLC|20004
VUG|VANGUARD GROWTH ETF|ITGI|ITG Inc.|39532
VUG|VANGUARD GROWTH ETF|ITGP|ITG INC.|3000
VUG|VANGUARD GROWTH ETF|JANY|Janney Montgomery Scott Inc.|1845
VUG|VANGUARD GROWTH ETF|JEFF|JEFFERIES LLC|222
VUG|VANGUARD GROWTH ETF|JMPT|JUMP TRADING, LLC|3022
VUG|VANGUARD GROWTH ETF|JPMX|J.P. Morgan Securities LLC|25890
VUG|VANGUARD GROWTH ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|419249
VUG|VANGUARD GROWTH ETF|JSJX|JANE STREET CAPITAL LLC|518728
VUG|VANGUARD GROWTH ETF|KCGM|VIRTU Americas LLC|15511
VUG|VANGUARD GROWTH ETF|LEHM|Barclays Capital Inc./Le|188913
VUG|VANGUARD GROWTH ETF|LGNT|COR CLEARING LLC|2
VUG|VANGUARD GROWTH ETF|LIME|Lime Brokerage LLC|46456
VUG|VANGUARD GROWTH ETF|LMGP|LIME BROKERAGE LLC|75
VUG|VANGUARD GROWTH ETF|MACC|Mid Atlantic Capital Corporation|5375
VUG|VANGUARD GROWTH ETF|MAXM|Maxim Group LLC|93
VUG|VANGUARD GROWTH ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|46376
VUG|VANGUARD GROWTH ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3999
VUG|VANGUARD GROWTH ETF|MOTF|MOTIF INVESTING, INC.|9
VUG|VANGUARD GROWTH ETF|MSCO|MORGAN STANLEY & CO. LLC|380768
VUG|VANGUARD GROWTH ETF|MSPL|MORGAN STANLEY & CO. LLC|6600
VUG|VANGUARD GROWTH ETF|NATL|National Securities Corporation|70
VUG|VANGUARD GROWTH ETF|NEUB|NEUBERGER BERMAN BD LLC|5
VUG|VANGUARD GROWTH ETF|NFSC|National Financial Services LLC|730407
VUG|VANGUARD GROWTH ETF|NITE|VIRTU Americas LLC|1149246
VUG|VANGUARD GROWTH ETF|NITP|VIRTU Americas LLC|50
VUG|VANGUARD GROWTH ETF|NQRB|Brut, LLC|4009
VUG|VANGUARD GROWTH ETF|NTBF|BMO Nesbitt Burns Inc./CDS|200
VUG|VANGUARD GROWTH ETF|NTRC|Northern Trust Securities, Inc.|49
VUG|VANGUARD GROWTH ETF|OPCO|Oppenheimer & Co. Inc.|3641
VUG|VANGUARD GROWTH ETF|PDQM|CODA MARKETS, INC.|2021
VUG|VANGUARD GROWTH ETF|PIPR|Piper Jaffray & Co.|100
VUG|VANGUARD GROWTH ETF|PWJC|UBS Financial Services, Inc.|1829
VUG|VANGUARD GROWTH ETF|QMSR|QUATTRO M SECURITIES INC.|65122
VUG|VANGUARD GROWTH ETF|RBCM|RBC CAPITAL MARKETS, LLC|47878
VUG|VANGUARD GROWTH ETF|SALI|INTL FCSTONE FINANCIAL INC.|241
VUG|VANGUARD GROWTH ETF|SBSH|Citigroup Global Markets Inc.|6580
VUG|VANGUARD GROWTH ETF|SEIC|SEI Investments Distribution Co.|6728
VUG|VANGUARD GROWTH ETF|SGMT|GOLDMAN SACHS & CO. LLC|47406
VUG|VANGUARD GROWTH ETF|SHMR|ABN Amro Clearing LLC|200
VUG|VANGUARD GROWTH ETF|SPDR|SPEEDROUTE LLC|500
VUG|VANGUARD GROWTH ETF|SPHN|Stephens Inc.|407
VUG|VANGUARD GROWTH ETF|STFL|Stifel, Nicolaus & Company, Incorporated|11999
VUG|VANGUARD GROWTH ETF|SWIM|TD Ameritrade, Inc.|7717
VUG|VANGUARD GROWTH ETF|SWST|Hilltop Securities Inc.|30273
VUG|VANGUARD GROWTH ETF|TKNG|ALLY INVEST SECURITIES LLC|800
VUG|VANGUARD GROWTH ETF|TRBT|Tradebot Systems, Inc.|84702
VUG|VANGUARD GROWTH ETF|TRCM|TRC MARKETS LLC|122860
VUG|VANGUARD GROWTH ETF|UBSA|UBS SECURITIES LLC|109125
VUG|VANGUARD GROWTH ETF|UBSS|UBS Securities LLC|950255
VUG|VANGUARD GROWTH ETF|VALX|VIRTU AMERICAS LLC|3096
VUG|VANGUARD GROWTH ETF|VERT|The Vertical Trading Group, LLC|1106
VUG|VANGUARD GROWTH ETF|VGRD|Vanguard Marketing Corporation|365212
VUG|VANGUARD GROWTH ETF|VNDM|Wall Street Access|700
VUG|VANGUARD GROWTH ETF|VSIN|Vision Financial Markets Llc|1
VUG|VANGUARD GROWTH ETF|WBLR|WILLIAM BLAIR|20295
VUG|VANGUARD GROWTH ETF|WCHV|WELLS FARGO SECURITIES, LLC|180174
VUG|VANGUARD GROWTH ETF|WEDB|WEDBUSH SECURITIES INC.|31
VUG|VANGUARD GROWTH ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1038
VUG|VANGUARD GROWTH ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1969
VUG|VANGUARD GROWTH ETF|WGIF|CIBC World Markets Inc.|63
VUG|VANGUARD GROWTH ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|221
VUG|VANGUARD GROWTH ETF|WSEA|WOLVERINE SECURITIES, LLC|10211
VUG|VANGUARD GROWTH ETF|XPUS|XP SECURITIES, LLC|236993
VUG|VANGUARD GROWTH ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|452
VUG|VANGUARD GROWTH ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|307307
VUSE|VIDENT CORE US EQTY|CANT|Cantor Fitzgerald & Co.|25317
VUSE|VIDENT CORE US EQTY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1651
VUSE|VIDENT CORE US EQTY|CSIN|Citadel Securities Institutional LLC|15756
VUSE|VIDENT CORE US EQTY|CTDL|Citadel Derivatives Group Llc|17577
VUSE|VIDENT CORE US EQTY|DBAX|Deutsche Bank Securities Inc.|100
VUSE|VIDENT CORE US EQTY|EBXL|EBX LLC|200
VUSE|VIDENT CORE US EQTY|FTBR|Foliofn Investments, Inc.|2
VUSE|VIDENT CORE US EQTY|GSLT|GOLDMAN SACHS & CO. LLC|3300
VUSE|VIDENT CORE US EQTY|GTSZ|GTS SECURITIES LLC|800
VUSE|VIDENT CORE US EQTY|HRBF|American Enterprise Investment Services Inc.|783
VUSE|VIDENT CORE US EQTY|INCA|INSTINET, LLC|132
VUSE|VIDENT CORE US EQTY|JPMX|J.P. Morgan Securities LLC|400
VUSE|VIDENT CORE US EQTY|JSJX|JANE STREET CAPITAL LLC|6440
VUSE|VIDENT CORE US EQTY|KCGM|VIRTU Americas LLC|500
VUSE|VIDENT CORE US EQTY|LEHM|Barclays Capital Inc./Le|6600
VUSE|VIDENT CORE US EQTY|LIME|Lime Brokerage LLC|2451
VUSE|VIDENT CORE US EQTY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
VUSE|VIDENT CORE US EQTY|MSCO|MORGAN STANLEY & CO. LLC|9005
VUSE|VIDENT CORE US EQTY|NFSC|National Financial Services LLC|100916
VUSE|VIDENT CORE US EQTY|NITE|VIRTU Americas LLC|63676
VUSE|VIDENT CORE US EQTY|NITP|VIRTU Americas LLC|7390
VUSE|VIDENT CORE US EQTY|SGMT|GOLDMAN SACHS & CO. LLC|200
VUSE|VIDENT CORE US EQTY|TKNG|ALLY INVEST SECURITIES LLC|12
VUSE|VIDENT CORE US EQTY|TRCM|TRC MARKETS LLC|32
VUSE|VIDENT CORE US EQTY|UBSA|UBS SECURITIES LLC|3085
VUSE|VIDENT CORE US EQTY|UBSS|UBS Securities LLC|3313
VUSE|VIDENT CORE US EQTY|WSEA|WOLVERINE SECURITIES, LLC|1
VUSE|VIDENT CORE US EQTY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|439
VUZI|VUZIX CORP CMN STK|APCC|Apex Clearing Corporation|6067
VUZI|VUZIX CORP CMN STK|BATM|CBOE TRADING, INC.|440
VUZI|VUZIX CORP CMN STK|BAYC|BAY CREST PARTNERS, LLC|1236
VUZI|VUZIX CORP CMN STK|BELO|Beloyan Investment Securities, Inc.|7600
VUZI|VUZIX CORP CMN STK|BERN|Sanford C. Bernstein & Co., LLC|400
VUZI|VUZIX CORP CMN STK|BIMI|Banca IMI Securities Corp.|5776
VUZI|VUZIX CORP CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1831
VUZI|VUZIX CORP CMN STK|BMOC|BMO Capital Markets Corp.|1776
VUZI|VUZIX CORP CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|2043
VUZI|VUZIX CORP CMN STK|BRGE|Newbridge Securities Corp.|11580
VUZI|VUZIX CORP CMN STK|BTIG|BTIG, LLC|68583
VUZI|VUZIX CORP CMN STK|CANT|Cantor Fitzgerald & Co.|254
VUZI|VUZIX CORP CMN STK|CHAS|Charles Schwab & Co., Inc.|8381
VUZI|VUZIX CORP CMN STK|CHLM|Craig-Hallum Capital Group LLC|3084
VUZI|VUZIX CORP CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|23300
VUZI|VUZIX CORP CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|563
VUZI|VUZIX CORP CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
VUZI|VUZIX CORP CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|131271
VUZI|VUZIX CORP CMN STK|CTDL|Citadel Derivatives Group Llc|21906
VUZI|VUZIX CORP CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|4986
VUZI|VUZIX CORP CMN STK|DADA|D.A. Davidson & Co.|1000
VUZI|VUZIX CORP CMN STK|DBAB|Deutsche Bank Securities Inc.|132984
VUZI|VUZIX CORP CMN STK|DBAX|Deutsche Bank Securities Inc.|68100
VUZI|VUZIX CORP CMN STK|DEAN|MORGAN STANLEY|3100
VUZI|VUZIX CORP CMN STK|DEGS|RONIN PROFESSIONAL LLC|60599
VUZI|VUZIX CORP CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
VUZI|VUZIX CORP CMN STK|EBXL|EBX LLC|32800
VUZI|VUZIX CORP CMN STK|EDJO|Edward D. Jones & Co., L.P.|3120
VUZI|VUZIX CORP CMN STK|EGAM|CBOE TRADING, INC.|1400
VUZI|VUZIX CORP CMN STK|ETBE|Electronic Transaction Clearing, Inc.|100
VUZI|VUZIX CORP CMN STK|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
VUZI|VUZIX CORP CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3900
VUZI|VUZIX CORP CMN STK|ETRS|E*Trade Securities LLC|577345
VUZI|VUZIX CORP CMN STK|FBCO|Credit Suisse Securities (USA) LLC|275533
VUZI|VUZIX CORP CMN STK|FILL|Tradestation Securities, Inc.|23716
VUZI|VUZIX CORP CMN STK|FMAF|NBCN Inc./ CDS|4403
VUZI|VUZIX CORP CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|602847
VUZI|VUZIX CORP CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
VUZI|VUZIX CORP CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16555
VUZI|VUZIX CORP CMN STK|FTBR|Foliofn Investments, Inc.|1561
VUZI|VUZIX CORP CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|24463
VUZI|VUZIX CORP CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|682
VUZI|VUZIX CORP CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|701209
VUZI|VUZIX CORP CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|124935
VUZI|VUZIX CORP CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|9132
VUZI|VUZIX CORP CMN STK|GTSZ|GTS SECURITIES LLC|24463
VUZI|VUZIX CORP CMN STK|HAPX|HAP Trading, LLC|100
VUZI|VUZIX CORP CMN STK|HRBF|American Enterprise Investment Services Inc.|5268
VUZI|VUZIX CORP CMN STK|HSBC|HSBC Securities, Inc.|1405
VUZI|VUZIX CORP CMN STK|IATS|INTERACTIVE BROKERS LLC|6150
VUZI|VUZIX CORP CMN STK|IBKR|Interactive Brokers Llc|200193
VUZI|VUZIX CORP CMN STK|ICBX|INSTINET, LLC|22020
VUZI|VUZIX CORP CMN STK|IEQY|CITADEL SECURITIES LLC|1566
VUZI|VUZIX CORP CMN STK|INCA|INSTINET, LLC|247622
VUZI|VUZIX CORP CMN STK|INJX|INSTINET, LLC|3635
VUZI|VUZIX CORP CMN STK|ITGI|ITG Inc.|9767
VUZI|VUZIX CORP CMN STK|ITGP|ITG INC.|46800
VUZI|VUZIX CORP CMN STK|JANY|Janney Montgomery Scott Inc.|7000
VUZI|VUZIX CORP CMN STK|JEFF|JEFFERIES LLC|9380
VUZI|VUZIX CORP CMN STK|JHDR|J.H. Darbie & Co., Inc.|15154
VUZI|VUZIX CORP CMN STK|JMPT|JUMP TRADING, LLC|1037
VUZI|VUZIX CORP CMN STK|JPMX|J.P. Morgan Securities LLC|192245
VUZI|VUZIX CORP CMN STK|JSJX|JANE STREET CAPITAL LLC|8924
VUZI|VUZIX CORP CMN STK|KCGM|VIRTU Americas LLC|14595
VUZI|VUZIX CORP CMN STK|LEHM|Barclays Capital Inc./Le|685825
VUZI|VUZIX CORP CMN STK|LIME|Lime Brokerage LLC|123178
VUZI|VUZIX CORP CMN STK|LMGP|LIME BROKERAGE LLC|213684
VUZI|VUZIX CORP CMN STK|LOOP|Loop Capital Markets LLC|6825
VUZI|VUZIX CORP CMN STK|LSCI|Lek Securities Corporation|1021
VUZI|VUZIX CORP CMN STK|MACQ|Macquarie Capital (USA) Inc.|1978
VUZI|VUZIX CORP CMN STK|MAXM|Maxim Group LLC|61377
VUZI|VUZIX CORP CMN STK|MBTS|ALLY INVEST SECURITIES LLC|68129
VUZI|VUZIX CORP CMN STK|MICA|Spartan Securities Group, Ltd.|436
VUZI|VUZIX CORP CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|122722
VUZI|VUZIX CORP CMN STK|MSCO|MORGAN STANLEY & CO. LLC|959688
VUZI|VUZIX CORP CMN STK|MSPL|MORGAN STANLEY & CO. LLC|205700
VUZI|VUZIX CORP CMN STK|MSTX|MORGAN STANLEY & CO. LLC|55500
VUZI|VUZIX CORP CMN STK|NFSC|National Financial Services LLC|714447
VUZI|VUZIX CORP CMN STK|NITE|VIRTU Americas LLC|1242550
VUZI|VUZIX CORP CMN STK|NITP|VIRTU Americas LLC|73500
VUZI|VUZIX CORP CMN STK|NQRB|Brut, LLC|300
VUZI|VUZIX CORP CMN STK|NTFN|Network 1 Financial Securities Inc.|8225
VUZI|VUZIX CORP CMN STK|OPCO|Oppenheimer & Co. Inc.|860
VUZI|VUZIX CORP CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3960
VUZI|VUZIX CORP CMN STK|PDQM|CODA MARKETS, INC.|15050
VUZI|VUZIX CORP CMN STK|PHLY|NASDAQ Execution Services, LLC|54600
VUZI|VUZIX CORP CMN STK|PWJC|UBS Financial Services, Inc.|400
VUZI|VUZIX CORP CMN STK|RAJA|Raymond James & Associates, Inc.|22429
VUZI|VUZIX CORP CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|27251
VUZI|VUZIX CORP CMN STK|RGLD|Regal Securities, Inc|7300
VUZI|VUZIX CORP CMN STK|RILY|B. RILEY FBR, INC.|1100
VUZI|VUZIX CORP CMN STK|SALI|INTL FCSTONE FINANCIAL INC.|1560
VUZI|VUZIX CORP CMN STK|SALW|SW FINANCIAL|49241
VUZI|VUZIX CORP CMN STK|SBSH|Citigroup Global Markets Inc.|631340
VUZI|VUZIX CORP CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|71278
VUZI|VUZIX CORP CMN STK|SPDR|SPEEDROUTE LLC|71880
VUZI|VUZIX CORP CMN STK|SPHN|Stephens Inc.|450
VUZI|VUZIX CORP CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|3775
VUZI|VUZIX CORP CMN STK|STXG|Stockcross Financial Services, Inc.|150
VUZI|VUZIX CORP CMN STK|SWIM|TD Ameritrade, Inc.|286624
VUZI|VUZIX CORP CMN STK|SWST|Hilltop Securities Inc.|3980
VUZI|VUZIX CORP CMN STK|TKNG|ALLY INVEST SECURITIES LLC|14485
VUZI|VUZIX CORP CMN STK|TMBR|Timber Hill LLC|30
VUZI|VUZIX CORP CMN STK|TRCM|TRC MARKETS LLC|4900
VUZI|VUZIX CORP CMN STK|TWTT|TASTYWORKS, INC.|600
VUZI|VUZIX CORP CMN STK|UBSA|UBS SECURITIES LLC|354836
VUZI|VUZIX CORP CMN STK|UBSS|UBS Securities LLC|574136
VUZI|VUZIX CORP CMN STK|VALX|VIRTU AMERICAS LLC|38359
VUZI|VUZIX CORP CMN STK|VGRD|Vanguard Marketing Corporation|63107
VUZI|VUZIX CORP CMN STK|VSIN|Vision Financial Markets Llc|900
VUZI|VUZIX CORP CMN STK|WBPX|SUMMIT SECURITIES GROUP, LLC|200
VUZI|VUZIX CORP CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|40098
VUZI|VUZIX CORP CMN STK|WDNX|WEEDEN & CO.L.P.|6386
VUZI|VUZIX CORP CMN STK|WEDB|WEDBUSH SECURITIES INC.|5748
VUZI|VUZIX CORP CMN STK|WEED|Weeden & Co.L.P.|2360
VUZI|VUZIX CORP CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14785
VUZI|VUZIX CORP CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26755
VUZI|VUZIX CORP CMN STK|WGIF|CIBC World Markets Inc.|1030
VUZI|VUZIX CORP CMN STK|WORD|Worden Capital Management LLC|16750
VUZI|VUZIX CORP CMN STK|WSEA|WOLVERINE SECURITIES, LLC|63310
VUZI|VUZIX CORP CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|8200
VUZI|VUZIX CORP CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1512
VV|VANGUARD LG-CAP ETF|ALTX|Alternet Securities Inc.|4579
VV|VANGUARD LG-CAP ETF|APCC|Apex Clearing Corporation|652
VV|VANGUARD LG-CAP ETF|BANK|Primevest Financial Services, Inc.|209
VV|VANGUARD LG-CAP ETF|BARD|Robert W. Baird & Co. Incorporated|2484
VV|VANGUARD LG-CAP ETF|BATM|CBOE TRADING, INC.|4380
VV|VANGUARD LG-CAP ETF|BAYC|BAY CREST PARTNERS, LLC|350000
VV|VANGUARD LG-CAP ETF|BBNT|BB&T SECURITIES, LLC|1393
VV|VANGUARD LG-CAP ETF|BERN|Sanford C. Bernstein & Co., LLC|2425
VV|VANGUARD LG-CAP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22299
VV|VANGUARD LG-CAP ETF|CANT|Cantor Fitzgerald & Co.|683
VV|VANGUARD LG-CAP ETF|CHAS|Charles Schwab & Co., Inc.|3360
VV|VANGUARD LG-CAP ETF|CIST|Capital Institutional Services, Inc.|1212
VV|VANGUARD LG-CAP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|736
VV|VANGUARD LG-CAP ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
VV|VANGUARD LG-CAP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25650
VV|VANGUARD LG-CAP ETF|CSIN|Citadel Securities Institutional LLC|2839533
VV|VANGUARD LG-CAP ETF|CTDL|Citadel Derivatives Group Llc|2691585
VV|VANGUARD LG-CAP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
VV|VANGUARD LG-CAP ETF|DBAB|Deutsche Bank Securities Inc.|1376
VV|VANGUARD LG-CAP ETF|DBAX|Deutsche Bank Securities Inc.|14800
VV|VANGUARD LG-CAP ETF|DEAN|MORGAN STANLEY|15856
VV|VANGUARD LG-CAP ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|40
VV|VANGUARD LG-CAP ETF|EBXL|EBX LLC|28600
VV|VANGUARD LG-CAP ETF|EDJO|Edward D. Jones & Co., L.P.|40560
VV|VANGUARD LG-CAP ETF|EGAM|CBOE TRADING, INC.|4087
VV|VANGUARD LG-CAP ETF|EGXM|CBOE TRADING, INC.|2447
VV|VANGUARD LG-CAP ETF|EGXW|CBOE TRADING, INC.|500
VV|VANGUARD LG-CAP ETF|ETBE|Electronic Transaction Clearing, Inc.|1500
VV|VANGUARD LG-CAP ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7801
VV|VANGUARD LG-CAP ETF|ETRS|E*Trade Securities LLC|47041
VV|VANGUARD LG-CAP ETF|FBSB|U.S. Bancorp Investments, Inc.|217
VV|VANGUARD LG-CAP ETF|FINX|FINTECH SECURITIES|3968
VV|VANGUARD LG-CAP ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|364000
VV|VANGUARD LG-CAP ETF|FMAF|NBCN Inc./ CDS|643
VV|VANGUARD LG-CAP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7493
VV|VANGUARD LG-CAP ETF|FTBR|Foliofn Investments, Inc.|13656
VV|VANGUARD LG-CAP ETF|GBMT|GBM International, Inc.|4075
VV|VANGUARD LG-CAP ETF|GLIS|TD Securities Inc|363
VV|VANGUARD LG-CAP ETF|GLPX|ACS EXECUTION SERVICES, LLC|200
VV|VANGUARD LG-CAP ETF|GSCO|GOLDMAN SACHS & CO. LLC|1824668
VV|VANGUARD LG-CAP ETF|GSLT|GOLDMAN SACHS & CO. LLC|436
VV|VANGUARD LG-CAP ETF|GTSZ|GTS SECURITIES LLC|29028
VV|VANGUARD LG-CAP ETF|HRBF|American Enterprise Investment Services Inc.|56231
VV|VANGUARD LG-CAP ETF|IATS|INTERACTIVE BROKERS LLC|569
VV|VANGUARD LG-CAP ETF|IBKR|Interactive Brokers Llc|2058
VV|VANGUARD LG-CAP ETF|ICBX|INSTINET, LLC|185272
VV|VANGUARD LG-CAP ETF|INCA|INSTINET, LLC|41183
VV|VANGUARD LG-CAP ETF|ITGI|ITG Inc.|18170
VV|VANGUARD LG-CAP ETF|ITGP|ITG INC.|600
VV|VANGUARD LG-CAP ETF|JANY|Janney Montgomery Scott Inc.|2246
VV|VANGUARD LG-CAP ETF|JEFF|JEFFERIES LLC|1006
VV|VANGUARD LG-CAP ETF|JMPT|JUMP TRADING, LLC|2867
VV|VANGUARD LG-CAP ETF|JPMX|J.P. Morgan Securities LLC|5474
VV|VANGUARD LG-CAP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|151706
VV|VANGUARD LG-CAP ETF|JSJX|JANE STREET CAPITAL LLC|132168
VV|VANGUARD LG-CAP ETF|KCGM|VIRTU Americas LLC|4385
VV|VANGUARD LG-CAP ETF|LEHM|Barclays Capital Inc./Le|39861
VV|VANGUARD LG-CAP ETF|LGNT|COR CLEARING LLC|5
VV|VANGUARD LG-CAP ETF|LIME|Lime Brokerage LLC|31155
VV|VANGUARD LG-CAP ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
VV|VANGUARD LG-CAP ETF|MACC|Mid Atlantic Capital Corporation|230
VV|VANGUARD LG-CAP ETF|MAXM|Maxim Group LLC|69
VV|VANGUARD LG-CAP ETF|MCMF|Raymond James Ltd. Cds|570
VV|VANGUARD LG-CAP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19200
VV|VANGUARD LG-CAP ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2000
VV|VANGUARD LG-CAP ETF|MOTF|MOTIF INVESTING, INC.|4
VV|VANGUARD LG-CAP ETF|MSCO|MORGAN STANLEY & CO. LLC|89072
VV|VANGUARD LG-CAP ETF|MSPL|MORGAN STANLEY & CO. LLC|2800
VV|VANGUARD LG-CAP ETF|NFSC|National Financial Services LLC|167890
VV|VANGUARD LG-CAP ETF|NITE|VIRTU Americas LLC|234405
VV|VANGUARD LG-CAP ETF|NITP|VIRTU Americas LLC|100
VV|VANGUARD LG-CAP ETF|NQRB|Brut, LLC|518
VV|VANGUARD LG-CAP ETF|OPCO|Oppenheimer & Co. Inc.|1994
VV|VANGUARD LG-CAP ETF|PDQM|CODA MARKETS, INC.|200
VV|VANGUARD LG-CAP ETF|PWJC|UBS Financial Services, Inc.|1681
VV|VANGUARD LG-CAP ETF|RBCM|RBC CAPITAL MARKETS, LLC|3149
VV|VANGUARD LG-CAP ETF|SALI|INTL FCSTONE FINANCIAL INC.|1
VV|VANGUARD LG-CAP ETF|SBSH|Citigroup Global Markets Inc.|6866
VV|VANGUARD LG-CAP ETF|SEIC|SEI Investments Distribution Co.|4379
VV|VANGUARD LG-CAP ETF|SGMT|GOLDMAN SACHS & CO. LLC|18166
VV|VANGUARD LG-CAP ETF|SHMR|ABN Amro Clearing LLC|366116
VV|VANGUARD LG-CAP ETF|SPHN|Stephens Inc.|6
VV|VANGUARD LG-CAP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|2328
VV|VANGUARD LG-CAP ETF|SWIM|TD Ameritrade, Inc.|4395
VV|VANGUARD LG-CAP ETF|SWST|Hilltop Securities Inc.|1358
VV|VANGUARD LG-CAP ETF|TKNG|ALLY INVEST SECURITIES LLC|695
VV|VANGUARD LG-CAP ETF|TRBT|Tradebot Systems, Inc.|63118
VV|VANGUARD LG-CAP ETF|TRCM|TRC MARKETS LLC|2994
VV|VANGUARD LG-CAP ETF|UBSA|UBS SECURITIES LLC|30665
VV|VANGUARD LG-CAP ETF|UBSS|UBS Securities LLC|345294
VV|VANGUARD LG-CAP ETF|VALX|VIRTU AMERICAS LLC|1577
VV|VANGUARD LG-CAP ETF|VGRD|Vanguard Marketing Corporation|79538
VV|VANGUARD LG-CAP ETF|WBET|Wallachbeth Capital LLC|32900
VV|VANGUARD LG-CAP ETF|WCHV|WELLS FARGO SECURITIES, LLC|29667
VV|VANGUARD LG-CAP ETF|WEDB|WEDBUSH SECURITIES INC.|37
VV|VANGUARD LG-CAP ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|106
VV|VANGUARD LG-CAP ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2175
VV|VANGUARD LG-CAP ETF|WGIF|CIBC World Markets Inc.|531
VV|VANGUARD LG-CAP ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|15932
VV|VANGUARD LG-CAP ETF|WSEA|WOLVERINE SECURITIES, LLC|641
VV|VANGUARD LG-CAP ETF|XIST|INSTINET, LLC|2800
VV|VANGUARD LG-CAP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24687
VVC|VECTREN CORP|ABLE|NATIXIS Securities Americas LLC|145000
VVC|VECTREN CORP|ALTX|Alternet Securities Inc.|23911
VVC|VECTREN CORP|APCC|Apex Clearing Corporation|220
VVC|VECTREN CORP|AQUA|AQUA SECURITIES L.P.|8500
VVC|VECTREN CORP|BANK|Primevest Financial Services, Inc.|12
VVC|VECTREN CORP|BARD|Robert W. Baird & Co. Incorporated|94291
VVC|VECTREN CORP|BATM|CBOE TRADING, INC.|4967
VVC|VECTREN CORP|BAYT|BTIG, LLC|400
VVC|VECTREN CORP|BERN|Sanford C. Bernstein & Co., LLC|6080
VVC|VECTREN CORP|BIDS|BIDS TRADING L.P.|400
VVC|VECTREN CORP|BIMI|Banca IMI Securities Corp.|48
VVC|VECTREN CORP|BKCM|BNY Mellon Capital Markets LLC|16168
VVC|VECTREN CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4060
VVC|VECTREN CORP|BLKX|INSTINET, LLC|22900
VVC|VECTREN CORP|BMOC|BMO Capital Markets Corp.|913
VVC|VECTREN CORP|BNPX|BNP PARIBAS SECURITIES CORP.|15086
VVC|VECTREN CORP|BRVL|BLAYLOCK VAN, LLC|700
VVC|VECTREN CORP|BTIG|BTIG, LLC|426409
VVC|VECTREN CORP|CANT|Cantor Fitzgerald & Co.|2816
VVC|VECTREN CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|82600
VVC|VECTREN CORP|CHAS|Charles Schwab & Co., Inc.|413
VVC|VECTREN CORP|CHLC|CHURCHILL CAPITAL USA, INC.|4592
VVC|VECTREN CORP|CIBP|CIBC World Markets Corp.|44800
VVC|VECTREN CORP|CIST|Capital Institutional Services, Inc.|1341
VVC|VECTREN CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88097
VVC|VECTREN CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
VVC|VECTREN CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1250
VVC|VECTREN CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|136975
VVC|VECTREN CORP|CTDL|Citadel Derivatives Group Llc|1223
VVC|VECTREN CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|23002
VVC|VECTREN CORP|DADA|D.A. Davidson & Co.|600
VVC|VECTREN CORP|DBAB|Deutsche Bank Securities Inc.|229199
VVC|VECTREN CORP|DBAX|Deutsche Bank Securities Inc.|119400
VVC|VECTREN CORP|DCHF|Dart Executions, LLC|3611
VVC|VECTREN CORP|DEAN|MORGAN STANLEY|3827
VVC|VECTREN CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16633
VVC|VECTREN CORP|EBXL|EBX LLC|138300
VVC|VECTREN CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4616
VVC|VECTREN CORP|EDJO|Edward D. Jones & Co., L.P.|14853
VVC|VECTREN CORP|EGAM|CBOE TRADING, INC.|24563
VVC|VECTREN CORP|EGAW|CBOE TRADING, INC.|141
VVC|VECTREN CORP|EGMT|EG MARKET TECHNOLOGIES LLC|500
VVC|VECTREN CORP|EGXM|CBOE TRADING, INC.|952
VVC|VECTREN CORP|ETBE|Electronic Transaction Clearing, Inc.|7806
VVC|VECTREN CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
VVC|VECTREN CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1331
VVC|VECTREN CORP|ETRS|E*Trade Securities LLC|4537
VVC|VECTREN CORP|FBSB|U.S. Bancorp Investments, Inc.|30
VVC|VECTREN CORP|FILL|Tradestation Securities, Inc.|20
VVC|VECTREN CORP|FINX|FINTECH SECURITIES|100
VVC|VECTREN CORP|FMAF|NBCN Inc./ CDS|103
VVC|VECTREN CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1097
VVC|VECTREN CORP|FQLS|Quantlab Securities LP|165973
VVC|VECTREN CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|20841
VVC|VECTREN CORP|FTBR|Foliofn Investments, Inc.|1827
VVC|VECTREN CORP|GARC|ICAP Corporates LLC|700
VVC|VECTREN CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|3216
VVC|VECTREN CORP|GLPX|ACS EXECUTION SERVICES, LLC|44547
VVC|VECTREN CORP|GSCO|GOLDMAN SACHS & CO. LLC|741118
VVC|VECTREN CORP|GSCS|GOLDMAN SACHS & CO. LLC|88101
VVC|VECTREN CORP|GSLT|GOLDMAN SACHS & CO. LLC|8580
VVC|VECTREN CORP|GTSZ|GTS SECURITIES LLC|37320
VVC|VECTREN CORP|HRBF|American Enterprise Investment Services Inc.|4995
VVC|VECTREN CORP|HSBC|HSBC Securities, Inc.|100
VVC|VECTREN CORP|IATS|INTERACTIVE BROKERS LLC|1049
VVC|VECTREN CORP|IBKR|Interactive Brokers Llc|2134
VVC|VECTREN CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1468
VVC|VECTREN CORP|ICBX|INSTINET, LLC|38204
VVC|VECTREN CORP|IEQY|CITADEL SECURITIES LLC|57223
VVC|VECTREN CORP|INCA|INSTINET, LLC|101266
VVC|VECTREN CORP|INJX|INSTINET, LLC|75297
VVC|VECTREN CORP|ITGI|ITG Inc.|48007
VVC|VECTREN CORP|ITGP|ITG INC.|111200
VVC|VECTREN CORP|JANY|Janney Montgomery Scott Inc.|1821
VVC|VECTREN CORP|JEFF|JEFFERIES LLC|282244
VVC|VECTREN CORP|JMPT|JUMP TRADING, LLC|46071
VVC|VECTREN CORP|JPBX|J.P. MORGAN SECURITIES LLC|41208
VVC|VECTREN CORP|JPMX|J.P. Morgan Securities LLC|286771
VVC|VECTREN CORP|JSJX|JANE STREET CAPITAL LLC|1822
VVC|VECTREN CORP|KCGM|VIRTU Americas LLC|30254
VVC|VECTREN CORP|LEHM|Barclays Capital Inc./Le|403792
VVC|VECTREN CORP|LIME|Lime Brokerage LLC|40208
VVC|VECTREN CORP|LQNA|LIQUIDNET, INC.|118800
VVC|VECTREN CORP|MACC|Mid Atlantic Capital Corporation|947
VVC|VECTREN CORP|MAXM|Maxim Group LLC|45506
VVC|VECTREN CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|135674
VVC|VECTREN CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|170
VVC|VECTREN CORP|MNDX|TJM Investments, LLC|19864
VVC|VECTREN CORP|MOTF|MOTIF INVESTING, INC.|4
VVC|VECTREN CORP|MSCO|MORGAN STANLEY & CO. LLC|816941
VVC|VECTREN CORP|MSPL|MORGAN STANLEY & CO. LLC|154700
VVC|VECTREN CORP|MSTX|MORGAN STANLEY & CO. LLC|148900
VVC|VECTREN CORP|MZHO|Mizuho Securities USA LLC|11800
VVC|VECTREN CORP|NFSC|National Financial Services LLC|31918
VVC|VECTREN CORP|NITE|VIRTU Americas LLC|132987
VVC|VECTREN CORP|NITP|VIRTU Americas LLC|400
VVC|VECTREN CORP|NQRB|Brut, LLC|30783
VVC|VECTREN CORP|NTRC|Northern Trust Securities, Inc.|17
VVC|VECTREN CORP|OPCO|Oppenheimer & Co. Inc.|625
VVC|VECTREN CORP|PDQM|CODA MARKETS, INC.|74867
VVC|VECTREN CORP|PWJC|UBS Financial Services, Inc.|1708
VVC|VECTREN CORP|RBCM|RBC CAPITAL MARKETS, LLC|853
VVC|VECTREN CORP|RHCO|Suntrust Robinson Humphrey, Inc.|5250
VVC|VECTREN CORP|SAGL|SAGETRADER, LLC|300
VVC|VECTREN CORP|SBSH|Citigroup Global Markets Inc.|34409
VVC|VECTREN CORP|SEIC|SEI Investments Distribution Co.|200
VVC|VECTREN CORP|SGMT|GOLDMAN SACHS & CO. LLC|65310
VVC|VECTREN CORP|SIBO|Prime Executions, Inc.|7100
VVC|VECTREN CORP|SPDR|SPEEDROUTE LLC|34871
VVC|VECTREN CORP|STFL|Stifel, Nicolaus & Company, Incorporated|13364
VVC|VECTREN CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4449
VVC|VECTREN CORP|SWIM|TD Ameritrade, Inc.|67844
VVC|VECTREN CORP|SWST|Hilltop Securities Inc.|81
VVC|VECTREN CORP|TRBT|Tradebot Systems, Inc.|42711
VVC|VECTREN CORP|TRCM|TRC MARKETS LLC|72793
VVC|VECTREN CORP|UBSA|UBS SECURITIES LLC|272142
VVC|VECTREN CORP|UBSS|UBS Securities LLC|398938
VVC|VECTREN CORP|UFPA|UNITED FIRST PARTNERS LLC|12003
VVC|VECTREN CORP|VALX|VIRTU AMERICAS LLC|1995
VVC|VECTREN CORP|VGRD|Vanguard Marketing Corporation|8227
VVC|VECTREN CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2526
VVC|VECTREN CORP|WCHV|WELLS FARGO SECURITIES, LLC|186166
VVC|VECTREN CORP|WDNX|WEEDEN & CO.L.P.|1342
VVC|VECTREN CORP|WEDB|WEDBUSH SECURITIES INC.|654
VVC|VECTREN CORP|WEED|Weeden & Co.L.P.|4978
VVC|VECTREN CORP|WESC|Wellington Shields & Co., LLC|100
VVC|VECTREN CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|790
VVC|VECTREN CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1774
VVC|VECTREN CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|69
VVC|VECTREN CORP|WSEA|WOLVERINE SECURITIES, LLC|1930
VVC|VECTREN CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|17618
VVC|VECTREN CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1529
VVC|VECTREN CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11729
VVI|VIAD CORP|APCC|Apex Clearing Corporation|15
VVI|VIAD CORP|BANK|Primevest Financial Services, Inc.|12
VVI|VIAD CORP|BARD|Robert W. Baird & Co. Incorporated|48
VVI|VIAD CORP|BATM|CBOE TRADING, INC.|397
VVI|VIAD CORP|BERN|Sanford C. Bernstein & Co., LLC|3571
VVI|VIAD CORP|BIDS|BIDS TRADING L.P.|1200
VVI|VIAD CORP|BLKX|INSTINET, LLC|10000
VVI|VIAD CORP|BNPX|BNP PARIBAS SECURITIES CORP.|3756
VVI|VIAD CORP|BTIG|BTIG, LLC|208
VVI|VIAD CORP|BYXM|CBOE TRADING, INC.|100
VVI|VIAD CORP|BZYD|GOLDMAN SACHS & CO. LLC|753
VVI|VIAD CORP|CHAS|Charles Schwab & Co., Inc.|10
VVI|VIAD CORP|CICF|Canaccord Genuity Corp.|3798
VVI|VIAD CORP|CIST|Capital Institutional Services, Inc.|403
VVI|VIAD CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2097
VVI|VIAD CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
VVI|VIAD CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|20287
VVI|VIAD CORP|CTDL|Citadel Derivatives Group Llc|487
VVI|VIAD CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|4956
VVI|VIAD CORP|DBAB|Deutsche Bank Securities Inc.|7916
VVI|VIAD CORP|DBAX|Deutsche Bank Securities Inc.|14000
VVI|VIAD CORP|DBUL|Deutsche Bank Securities Inc.|100
VVI|VIAD CORP|DEAN|MORGAN STANLEY|136
VVI|VIAD CORP|DEGS|RONIN PROFESSIONAL LLC|1014
VVI|VIAD CORP|EBXL|EBX LLC|4300
VVI|VIAD CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|442
VVI|VIAD CORP|EDJO|Edward D. Jones & Co., L.P.|224
VVI|VIAD CORP|EGAM|CBOE TRADING, INC.|710
VVI|VIAD CORP|EGMT|EG MARKET TECHNOLOGIES LLC|100
VVI|VIAD CORP|EGXM|CBOE TRADING, INC.|208
VVI|VIAD CORP|EGXW|CBOE TRADING, INC.|100
VVI|VIAD CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
VVI|VIAD CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1805
VVI|VIAD CORP|ETRS|E*Trade Securities LLC|6664
VVI|VIAD CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1820
VVI|VIAD CORP|FTBR|Foliofn Investments, Inc.|127
VVI|VIAD CORP|GLPX|ACS EXECUTION SERVICES, LLC|889
VVI|VIAD CORP|GSCO|GOLDMAN SACHS & CO. LLC|25304
VVI|VIAD CORP|GSCS|GOLDMAN SACHS & CO. LLC|540
VVI|VIAD CORP|GSLT|GOLDMAN SACHS & CO. LLC|522
VVI|VIAD CORP|GTSZ|GTS SECURITIES LLC|3063
VVI|VIAD CORP|HPPX|POTAMUS TRADING, LLC|1308
VVI|VIAD CORP|HRBF|American Enterprise Investment Services Inc.|215
VVI|VIAD CORP|IATS|INTERACTIVE BROKERS LLC|200
VVI|VIAD CORP|IBKR|Interactive Brokers Llc|2200
VVI|VIAD CORP|ICBX|INSTINET, LLC|3400
VVI|VIAD CORP|IEQY|CITADEL SECURITIES LLC|2201
VVI|VIAD CORP|INCA|INSTINET, LLC|11059
VVI|VIAD CORP|INJX|INSTINET, LLC|521
VVI|VIAD CORP|ITGI|ITG Inc.|9974
VVI|VIAD CORP|ITGP|ITG INC.|8400
VVI|VIAD CORP|JANY|Janney Montgomery Scott Inc.|10
VVI|VIAD CORP|JEFF|JEFFERIES LLC|3302
VVI|VIAD CORP|JPBX|J.P. MORGAN SECURITIES LLC|1730
VVI|VIAD CORP|JPMX|J.P. Morgan Securities LLC|32506
VVI|VIAD CORP|JSJX|JANE STREET CAPITAL LLC|1622
VVI|VIAD CORP|KCGM|VIRTU Americas LLC|2523
VVI|VIAD CORP|LEHM|Barclays Capital Inc./Le|42950
VVI|VIAD CORP|LIME|Lime Brokerage LLC|4543
VVI|VIAD CORP|LOOP|Loop Capital Markets LLC|203
VVI|VIAD CORP|LSCI|Lek Securities Corporation|71
VVI|VIAD CORP|MCBT|Moors & Cabot, Inc.|62
VVI|VIAD CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18316
VVI|VIAD CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|340
VVI|VIAD CORP|MSCO|MORGAN STANLEY & CO. LLC|34859
VVI|VIAD CORP|MSPL|MORGAN STANLEY & CO. LLC|20900
VVI|VIAD CORP|MSTX|MORGAN STANLEY & CO. LLC|1800
VVI|VIAD CORP|NFSC|National Financial Services LLC|2065
VVI|VIAD CORP|NITE|VIRTU Americas LLC|24155
VVI|VIAD CORP|NQRB|Brut, LLC|300
VVI|VIAD CORP|PDQM|CODA MARKETS, INC.|3390
VVI|VIAD CORP|RBCM|RBC CAPITAL MARKETS, LLC|75
VVI|VIAD CORP|SBSH|Citigroup Global Markets Inc.|9653
VVI|VIAD CORP|SGMT|GOLDMAN SACHS & CO. LLC|4594
VVI|VIAD CORP|SPDR|SPEEDROUTE LLC|2700
VVI|VIAD CORP|SPTD|MINT GLOBAL MARKETS, INC.|1412
VVI|VIAD CORP|STFL|Stifel, Nicolaus & Company, Incorporated|32
VVI|VIAD CORP|SWIM|TD Ameritrade, Inc.|154
VVI|VIAD CORP|TRBT|Tradebot Systems, Inc.|600
VVI|VIAD CORP|TRCM|TRC MARKETS LLC|2874
VVI|VIAD CORP|UBSA|UBS SECURITIES LLC|26181
VVI|VIAD CORP|UBSS|UBS Securities LLC|41213
VVI|VIAD CORP|VALX|VIRTU AMERICAS LLC|1311
VVI|VIAD CORP|WCHV|WELLS FARGO SECURITIES, LLC|1251
VVI|VIAD CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3927
VVI|VIAD CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1761
VVI|VIAD CORP|WSEA|WOLVERINE SECURITIES, LLC|50
VVI|VIAD CORP|XIST|INSTINET, LLC|2000
VVI|VIAD CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
VVI|VIAD CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|889
VVI|VIAD CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
VVPR|VIVOPOWER INTL ORD|ALTX|Alternet Securities Inc.|1573
VVPR|VIVOPOWER INTL ORD|APCC|Apex Clearing Corporation|92835
VVPR|VIVOPOWER INTL ORD|BATM|CBOE TRADING, INC.|1200
VVPR|VIVOPOWER INTL ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1450
VVPR|VIVOPOWER INTL ORD|BYXM|CBOE TRADING, INC.|1350
VVPR|VIVOPOWER INTL ORD|CHAS|Charles Schwab & Co., Inc.|3300
VVPR|VIVOPOWER INTL ORD|CIIV|CORPORATE INVESTMENTS GROUP, INC.|4000
VVPR|VIVOPOWER INTL ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15521
VVPR|VIVOPOWER INTL ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|20770
VVPR|VIVOPOWER INTL ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|199233
VVPR|VIVOPOWER INTL ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|37110
VVPR|VIVOPOWER INTL ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
VVPR|VIVOPOWER INTL ORD|DBAB|Deutsche Bank Securities Inc.|6054
VVPR|VIVOPOWER INTL ORD|DBAX|Deutsche Bank Securities Inc.|17300
VVPR|VIVOPOWER INTL ORD|DEGS|RONIN PROFESSIONAL LLC|7442
VVPR|VIVOPOWER INTL ORD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3600
VVPR|VIVOPOWER INTL ORD|EBXL|EBX LLC|42200
VVPR|VIVOPOWER INTL ORD|ECUT|CONVERGEX EXECUTION SOLUTIONS|5901
VVPR|VIVOPOWER INTL ORD|EDJO|Edward D. Jones & Co., L.P.|1000
VVPR|VIVOPOWER INTL ORD|EGAM|CBOE TRADING, INC.|3502
VVPR|VIVOPOWER INTL ORD|EGXM|CBOE TRADING, INC.|2521
VVPR|VIVOPOWER INTL ORD|ETBE|Electronic Transaction Clearing, Inc.|400
VVPR|VIVOPOWER INTL ORD|ETCC|Electronic Transaction Clearing, Inc.|400
VVPR|VIVOPOWER INTL ORD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|61364
VVPR|VIVOPOWER INTL ORD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|16434
VVPR|VIVOPOWER INTL ORD|ETRS|E*Trade Securities LLC|548175
VVPR|VIVOPOWER INTL ORD|FBCO|Credit Suisse Securities (USA) LLC|136317
VVPR|VIVOPOWER INTL ORD|FILL|Tradestation Securities, Inc.|36576
VVPR|VIVOPOWER INTL ORD|FOMA|TD AMERITRADE CLEARING, INC.|707241
VVPR|VIVOPOWER INTL ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104
VVPR|VIVOPOWER INTL ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|750
VVPR|VIVOPOWER INTL ORD|GLIS|TD Securities Inc|13778
VVPR|VIVOPOWER INTL ORD|GLPX|ACS EXECUTION SERVICES, LLC|79787
VVPR|VIVOPOWER INTL ORD|GSCO|GOLDMAN SACHS & CO. LLC|4588
VVPR|VIVOPOWER INTL ORD|GSLT|GOLDMAN SACHS & CO. LLC|7516
VVPR|VIVOPOWER INTL ORD|GTSZ|GTS SECURITIES LLC|8155
VVPR|VIVOPOWER INTL ORD|HRBF|American Enterprise Investment Services Inc.|150
VVPR|VIVOPOWER INTL ORD|IATS|INTERACTIVE BROKERS LLC|41051
VVPR|VIVOPOWER INTL ORD|IBKR|Interactive Brokers Llc|580223
VVPR|VIVOPOWER INTL ORD|ICBX|INSTINET, LLC|12930
VVPR|VIVOPOWER INTL ORD|INCA|INSTINET, LLC|106555
VVPR|VIVOPOWER INTL ORD|ITGI|ITG Inc.|28322
VVPR|VIVOPOWER INTL ORD|ITGP|ITG INC.|13600
VVPR|VIVOPOWER INTL ORD|JMPT|JUMP TRADING, LLC|3058
VVPR|VIVOPOWER INTL ORD|JPMX|J.P. Morgan Securities LLC|11060
VVPR|VIVOPOWER INTL ORD|JSJX|JANE STREET CAPITAL LLC|100
VVPR|VIVOPOWER INTL ORD|KCGM|VIRTU Americas LLC|11947
VVPR|VIVOPOWER INTL ORD|LEHM|Barclays Capital Inc./Le|43862
VVPR|VIVOPOWER INTL ORD|LIME|Lime Brokerage LLC|46077
VVPR|VIVOPOWER INTL ORD|LSCI|Lek Securities Corporation|701
VVPR|VIVOPOWER INTL ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1900
VVPR|VIVOPOWER INTL ORD|MAXM|Maxim Group LLC|3371
VVPR|VIVOPOWER INTL ORD|MBTS|ALLY INVEST SECURITIES LLC|200
VVPR|VIVOPOWER INTL ORD|MICA|Spartan Securities Group, Ltd.|10000
VVPR|VIVOPOWER INTL ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
VVPR|VIVOPOWER INTL ORD|MSCO|MORGAN STANLEY & CO. LLC|280109
VVPR|VIVOPOWER INTL ORD|MSPL|MORGAN STANLEY & CO. LLC|2200
VVPR|VIVOPOWER INTL ORD|NFSC|National Financial Services LLC|291333
VVPR|VIVOPOWER INTL ORD|NITE|VIRTU Americas LLC|956625
VVPR|VIVOPOWER INTL ORD|NQRB|Brut, LLC|900
VVPR|VIVOPOWER INTL ORD|OPCO|Oppenheimer & Co. Inc.|200
VVPR|VIVOPOWER INTL ORD|PCPT|PHILLIP CAPITAL INC.|3457
VVPR|VIVOPOWER INTL ORD|PDQM|CODA MARKETS, INC.|88405
VVPR|VIVOPOWER INTL ORD|RAJA|Raymond James & Associates, Inc.|2000
VVPR|VIVOPOWER INTL ORD|SAGL|SAGETRADER, LLC|3116
VVPR|VIVOPOWER INTL ORD|SBSH|Citigroup Global Markets Inc.|11868
VVPR|VIVOPOWER INTL ORD|SGMT|GOLDMAN SACHS & CO. LLC|9479
VVPR|VIVOPOWER INTL ORD|SPDR|SPEEDROUTE LLC|23465
VVPR|VIVOPOWER INTL ORD|SPTD|MINT GLOBAL MARKETS, INC.|2200
VVPR|VIVOPOWER INTL ORD|SWIM|TD Ameritrade, Inc.|405008
VVPR|VIVOPOWER INTL ORD|TKNG|ALLY INVEST SECURITIES LLC|7710
VVPR|VIVOPOWER INTL ORD|TRCM|TRC MARKETS LLC|4667
VVPR|VIVOPOWER INTL ORD|TWTT|TASTYWORKS, INC.|667
VVPR|VIVOPOWER INTL ORD|UBSA|UBS SECURITIES LLC|70500
VVPR|VIVOPOWER INTL ORD|UBSS|UBS Securities LLC|199820
VVPR|VIVOPOWER INTL ORD|VGRD|Vanguard Marketing Corporation|14278
VVPR|VIVOPOWER INTL ORD|VSIN|Vision Financial Markets Llc|17659
VVPR|VIVOPOWER INTL ORD|WCHV|WELLS FARGO SECURITIES, LLC|18538
VVPR|VIVOPOWER INTL ORD|WEDB|WEDBUSH SECURITIES INC.|1000
VVPR|VIVOPOWER INTL ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|300
VVPR|VIVOPOWER INTL ORD|WGIF|CIBC World Markets Inc.|19460
VVPR|VIVOPOWER INTL ORD|WSEA|WOLVERINE SECURITIES, LLC|24608
VVPR|VIVOPOWER INTL ORD|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
VVPR|VIVOPOWER INTL ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|4989
VVR|INVESCO SENIOR INC|ADAM|CANACCORD GENUITY INC.|73600
VVR|INVESCO SENIOR INC|ALTX|Alternet Securities Inc.|1000
VVR|INVESCO SENIOR INC|APCC|Apex Clearing Corporation|610
VVR|INVESCO SENIOR INC|BARD|Robert W. Baird & Co. Incorporated|85508
VVR|INVESCO SENIOR INC|BATM|CBOE TRADING, INC.|2175
VVR|INVESCO SENIOR INC|BBNT|BB&T SECURITIES, LLC|4319
VVR|INVESCO SENIOR INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|26451
VVR|INVESCO SENIOR INC|BTIG|BTIG, LLC|2000
VVR|INVESCO SENIOR INC|BYXM|CBOE TRADING, INC.|247
VVR|INVESCO SENIOR INC|CHAS|Charles Schwab & Co., Inc.|7067
VVR|INVESCO SENIOR INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|21850
VVR|INVESCO SENIOR INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|55459
VVR|INVESCO SENIOR INC|CTDL|Citadel Derivatives Group Llc|820
VVR|INVESCO SENIOR INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|22316
VVR|INVESCO SENIOR INC|DADA|D.A. Davidson & Co.|4
VVR|INVESCO SENIOR INC|DAVA|Davenport & Company LLC|1000
VVR|INVESCO SENIOR INC|DBAX|Deutsche Bank Securities Inc.|24000
VVR|INVESCO SENIOR INC|DEAN|MORGAN STANLEY|69720
VVR|INVESCO SENIOR INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|48290
VVR|INVESCO SENIOR INC|EBXL|EBX LLC|26800
VVR|INVESCO SENIOR INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6100
VVR|INVESCO SENIOR INC|EDJO|Edward D. Jones & Co., L.P.|657
VVR|INVESCO SENIOR INC|EGAM|CBOE TRADING, INC.|3810
VVR|INVESCO SENIOR INC|EGAW|CBOE TRADING, INC.|100
VVR|INVESCO SENIOR INC|EGXM|CBOE TRADING, INC.|800
VVR|INVESCO SENIOR INC|ESPO|ESPOSITO SECURITIES, LLC|266
VVR|INVESCO SENIOR INC|ETCB|ETC BROKERAGE SERVICES, LLC|160
VVR|INVESCO SENIOR INC|ETRS|E*Trade Securities LLC|37134
VVR|INVESCO SENIOR INC|FBSB|U.S. Bancorp Investments, Inc.|32
VVR|INVESCO SENIOR INC|FILL|Tradestation Securities, Inc.|110
VVR|INVESCO SENIOR INC|FMAF|NBCN Inc./ CDS|300
VVR|INVESCO SENIOR INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5678
VVR|INVESCO SENIOR INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18501
VVR|INVESCO SENIOR INC|FTBR|Foliofn Investments, Inc.|6000
VVR|INVESCO SENIOR INC|GEBB|GLOBAL EXECUTION BROKERS, LP|600
VVR|INVESCO SENIOR INC|GLPX|ACS EXECUTION SERVICES, LLC|1400
VVR|INVESCO SENIOR INC|GSCO|GOLDMAN SACHS & CO. LLC|47029
VVR|INVESCO SENIOR INC|GTSZ|GTS SECURITIES LLC|800
VVR|INVESCO SENIOR INC|HRBF|American Enterprise Investment Services Inc.|29047
VVR|INVESCO SENIOR INC|IATS|INTERACTIVE BROKERS LLC|52471
VVR|INVESCO SENIOR INC|IBKR|Interactive Brokers Llc|67619
VVR|INVESCO SENIOR INC|ICBX|INSTINET, LLC|8699
VVR|INVESCO SENIOR INC|INCA|INSTINET, LLC|12752
VVR|INVESCO SENIOR INC|INJX|INSTINET, LLC|1500
VVR|INVESCO SENIOR INC|ITGI|ITG Inc.|10646
VVR|INVESCO SENIOR INC|ITGP|ITG INC.|18600
VVR|INVESCO SENIOR INC|JANY|Janney Montgomery Scott Inc.|1030
VVR|INVESCO SENIOR INC|JEFF|JEFFERIES LLC|40350
VVR|INVESCO SENIOR INC|JPMX|J.P. Morgan Securities LLC|61342
VVR|INVESCO SENIOR INC|JSJX|JANE STREET CAPITAL LLC|1927
VVR|INVESCO SENIOR INC|KCGM|VIRTU Americas LLC|17427
VVR|INVESCO SENIOR INC|LEHM|Barclays Capital Inc./Le|63400
VVR|INVESCO SENIOR INC|LIME|Lime Brokerage LLC|214
VVR|INVESCO SENIOR INC|LQNA|LIQUIDNET, INC.|29000
VVR|INVESCO SENIOR INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
VVR|INVESCO SENIOR INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|191032
VVR|INVESCO SENIOR INC|MSCO|MORGAN STANLEY & CO. LLC|428773
VVR|INVESCO SENIOR INC|MSPL|MORGAN STANLEY & CO. LLC|145400
VVR|INVESCO SENIOR INC|NFSC|National Financial Services LLC|341779
VVR|INVESCO SENIOR INC|NITE|VIRTU Americas LLC|534808
VVR|INVESCO SENIOR INC|NTBF|BMO Nesbitt Burns Inc./CDS|129
VVR|INVESCO SENIOR INC|OPCO|Oppenheimer & Co. Inc.|1003
VVR|INVESCO SENIOR INC|PDQM|CODA MARKETS, INC.|12568
VVR|INVESCO SENIOR INC|PWJC|UBS Financial Services, Inc.|10320
VVR|INVESCO SENIOR INC|RBCM|RBC CAPITAL MARKETS, LLC|18663
VVR|INVESCO SENIOR INC|SAGL|SAGETRADER, LLC|8351
VVR|INVESCO SENIOR INC|SALI|INTL FCSTONE FINANCIAL INC.|8102
VVR|INVESCO SENIOR INC|SBSH|Citigroup Global Markets Inc.|10000
VVR|INVESCO SENIOR INC|SGMT|GOLDMAN SACHS & CO. LLC|16115
VVR|INVESCO SENIOR INC|SPDR|SPEEDROUTE LLC|300
VVR|INVESCO SENIOR INC|SPHN|Stephens Inc.|609
VVR|INVESCO SENIOR INC|STFL|Stifel, Nicolaus & Company, Incorporated|28522
VVR|INVESCO SENIOR INC|SWIM|TD Ameritrade, Inc.|8763
VVR|INVESCO SENIOR INC|SWST|Hilltop Securities Inc.|153791
VVR|INVESCO SENIOR INC|TKNG|ALLY INVEST SECURITIES LLC|5900
VVR|INVESCO SENIOR INC|TRBT|Tradebot Systems, Inc.|1657
VVR|INVESCO SENIOR INC|UBSA|UBS SECURITIES LLC|98539
VVR|INVESCO SENIOR INC|UBSS|UBS Securities LLC|187892
VVR|INVESCO SENIOR INC|VALX|VIRTU AMERICAS LLC|50028
VVR|INVESCO SENIOR INC|VGRD|Vanguard Marketing Corporation|90008
VVR|INVESCO SENIOR INC|WCHV|WELLS FARGO SECURITIES, LLC|76244
VVR|INVESCO SENIOR INC|WEDB|WEDBUSH SECURITIES INC.|2064
VVR|INVESCO SENIOR INC|WEED|Weeden & Co.L.P.|20
VVR|INVESCO SENIOR INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5900
VVR|INVESCO SENIOR INC|WSEA|WOLVERINE SECURITIES, LLC|2459
VVR|INVESCO SENIOR INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|40066
VVR|INVESCO SENIOR INC|YKNA|COMHAR CAPITAL MARKETS, LLC|100
VVR|INVESCO SENIOR INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43776
VVUS|VIVUS, INC.|AGIS|Aegis Capital Corp.|1790
VVUS|VIVUS, INC.|APCC|Apex Clearing Corporation|53298
VVUS|VIVUS, INC.|BATM|CBOE TRADING, INC.|1600
VVUS|VIVUS, INC.|BBNT|BB&T SECURITIES, LLC|3000
VVUS|VIVUS, INC.|BIMI|Banca IMI Securities Corp.|17220
VVUS|VIVUS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79806
VVUS|VIVUS, INC.|BTIG|BTIG, LLC|1192491
VVUS|VIVUS, INC.|BYXM|CBOE TRADING, INC.|200
VVUS|VIVUS, INC.|CANT|Cantor Fitzgerald & Co.|4407
VVUS|VIVUS, INC.|CHAS|Charles Schwab & Co., Inc.|6000
VVUS|VIVUS, INC.|CIST|Capital Institutional Services, Inc.|200
VVUS|VIVUS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|117
VVUS|VIVUS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|50094
VVUS|VIVUS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|46844
VVUS|VIVUS, INC.|CTDE|CHOICETRADE|20
VVUS|VIVUS, INC.|CTDL|Citadel Derivatives Group Llc|43630
VVUS|VIVUS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
VVUS|VIVUS, INC.|DBAB|Deutsche Bank Securities Inc.|182046
VVUS|VIVUS, INC.|DBAX|Deutsche Bank Securities Inc.|57000
VVUS|VIVUS, INC.|DEAN|MORGAN STANLEY|423
VVUS|VIVUS, INC.|DEGS|RONIN PROFESSIONAL LLC|61473
VVUS|VIVUS, INC.|EBXL|EBX LLC|25900
VVUS|VIVUS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|400
VVUS|VIVUS, INC.|EDJO|Edward D. Jones & Co., L.P.|70
VVUS|VIVUS, INC.|EGAM|CBOE TRADING, INC.|17430
VVUS|VIVUS, INC.|EGAW|CBOE TRADING, INC.|200
VVUS|VIVUS, INC.|EGXM|CBOE TRADING, INC.|18393
VVUS|VIVUS, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|100
VVUS|VIVUS, INC.|ETRS|E*Trade Securities LLC|938205
VVUS|VIVUS, INC.|FBCO|Credit Suisse Securities (USA) LLC|82112
VVUS|VIVUS, INC.|FILL|Tradestation Securities, Inc.|26469
VVUS|VIVUS, INC.|FMAF|NBCN Inc./ CDS|5412
VVUS|VIVUS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1999249
VVUS|VIVUS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9423
VVUS|VIVUS, INC.|FTBR|Foliofn Investments, Inc.|2893
VVUS|VIVUS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5748
VVUS|VIVUS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|5514
VVUS|VIVUS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|445564
VVUS|VIVUS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|48253
VVUS|VIVUS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|15780
VVUS|VIVUS, INC.|HRBF|American Enterprise Investment Services Inc.|314042
VVUS|VIVUS, INC.|HSBC|HSBC Securities, Inc.|1790
VVUS|VIVUS, INC.|IATS|INTERACTIVE BROKERS LLC|3900
VVUS|VIVUS, INC.|IBKR|Interactive Brokers Llc|597326
VVUS|VIVUS, INC.|ICBX|INSTINET, LLC|43929
VVUS|VIVUS, INC.|INCA|INSTINET, LLC|108328
VVUS|VIVUS, INC.|INJX|INSTINET, LLC|1229
VVUS|VIVUS, INC.|ITGI|ITG Inc.|9847
VVUS|VIVUS, INC.|ITGP|ITG INC.|47000
VVUS|VIVUS, INC.|JEFF|JEFFERIES LLC|500
VVUS|VIVUS, INC.|JMPT|JUMP TRADING, LLC|5912
VVUS|VIVUS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|1600
VVUS|VIVUS, INC.|JPMX|J.P. Morgan Securities LLC|80492
VVUS|VIVUS, INC.|JSJX|JANE STREET CAPITAL LLC|207
VVUS|VIVUS, INC.|KCGM|VIRTU Americas LLC|19160
VVUS|VIVUS, INC.|LEHM|Barclays Capital Inc./Le|290006
VVUS|VIVUS, INC.|LIME|Lime Brokerage LLC|41016
VVUS|VIVUS, INC.|LSCI|Lek Securities Corporation|600
VVUS|VIVUS, INC.|MBTS|ALLY INVEST SECURITIES LLC|6127
VVUS|VIVUS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50368
VVUS|VIVUS, INC.|MOTF|MOTIF INVESTING, INC.|4
VVUS|VIVUS, INC.|MSCO|MORGAN STANLEY & CO. LLC|923618
VVUS|VIVUS, INC.|MSPL|MORGAN STANLEY & CO. LLC|3600
VVUS|VIVUS, INC.|MSTX|MORGAN STANLEY & CO. LLC|9600
VVUS|VIVUS, INC.|NFSC|National Financial Services LLC|1606737
VVUS|VIVUS, INC.|NITE|VIRTU Americas LLC|2537659
VVUS|VIVUS, INC.|NITP|VIRTU Americas LLC|14000
VVUS|VIVUS, INC.|NQRB|Brut, LLC|5700
VVUS|VIVUS, INC.|PCPT|PHILLIP CAPITAL INC.|95721
VVUS|VIVUS, INC.|PDQM|CODA MARKETS, INC.|191254
VVUS|VIVUS, INC.|PWJC|UBS Financial Services, Inc.|30042
VVUS|VIVUS, INC.|RAJA|Raymond James & Associates, Inc.|1000
VVUS|VIVUS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|265
VVUS|VIVUS, INC.|RGLD|Regal Securities, Inc|58
VVUS|VIVUS, INC.|SBSH|Citigroup Global Markets Inc.|53781
VVUS|VIVUS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|29422
VVUS|VIVUS, INC.|SPDR|SPEEDROUTE LLC|6157
VVUS|VIVUS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5724
VVUS|VIVUS, INC.|STXG|Stockcross Financial Services, Inc.|162
VVUS|VIVUS, INC.|SWIM|TD Ameritrade, Inc.|306006
VVUS|VIVUS, INC.|SWST|Hilltop Securities Inc.|29265
VVUS|VIVUS, INC.|TKNG|ALLY INVEST SECURITIES LLC|24740
VVUS|VIVUS, INC.|TWTT|TASTYWORKS, INC.|200
VVUS|VIVUS, INC.|UBSA|UBS SECURITIES LLC|147801
VVUS|VIVUS, INC.|UBSS|UBS Securities LLC|563649
VVUS|VIVUS, INC.|VALX|VIRTU AMERICAS LLC|303
VVUS|VIVUS, INC.|VGRD|Vanguard Marketing Corporation|89681
VVUS|VIVUS, INC.|VSIN|Vision Financial Markets Llc|466
VVUS|VIVUS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|66026
VVUS|VIVUS, INC.|WDCO|Wilson-Davis & Co., Inc.|2100
VVUS|VIVUS, INC.|WEDB|WEDBUSH SECURITIES INC.|7800
VVUS|VIVUS, INC.|WEED|Weeden & Co.L.P.|10700
VVUS|VIVUS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56343
VVUS|VIVUS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23785
VVUS|VIVUS, INC.|WGIF|CIBC World Markets Inc.|80564
VVUS|VIVUS, INC.|WSEA|WOLVERINE SECURITIES, LLC|86789
VVUS|VIVUS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|43400
VVUS|VIVUS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
VVV|VALVOLINE INC.|ALTX|Alternet Securities Inc.|11200
VVV|VALVOLINE INC.|ANOS|ABEL/NOSER, L.L.C.|15095
VVV|VALVOLINE INC.|APCC|Apex Clearing Corporation|1017
VVV|VALVOLINE INC.|BARD|Robert W. Baird & Co. Incorporated|1190
VVV|VALVOLINE INC.|BATM|CBOE TRADING, INC.|2834
VVV|VALVOLINE INC.|BAYT|BTIG, LLC|5003
VVV|VALVOLINE INC.|BBNT|BB&T SECURITIES, LLC|36
VVV|VALVOLINE INC.|BERN|Sanford C. Bernstein & Co., LLC|84738
VVV|VALVOLINE INC.|BIDS|BIDS TRADING L.P.|11100
VVV|VALVOLINE INC.|BIMI|Banca IMI Securities Corp.|4000
VVV|VALVOLINE INC.|BKCM|BNY Mellon Capital Markets LLC|56469
VVV|VALVOLINE INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9616
VVV|VALVOLINE INC.|BLKX|INSTINET, LLC|139700
VVV|VALVOLINE INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6105
VVV|VALVOLINE INC.|BRVL|BLAYLOCK VAN, LLC|4000
VVV|VALVOLINE INC.|BTIG|BTIG, LLC|3195
VVV|VALVOLINE INC.|BYXM|CBOE TRADING, INC.|785
VVV|VALVOLINE INC.|BZYD|GOLDMAN SACHS & CO. LLC|2921
VVV|VALVOLINE INC.|CANT|Cantor Fitzgerald & Co.|1920
VVV|VALVOLINE INC.|CHAS|Charles Schwab & Co., Inc.|76
VVV|VALVOLINE INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|100000
VVV|VALVOLINE INC.|CIST|Capital Institutional Services, Inc.|235
VVV|VALVOLINE INC.|CMPT|Compass Point Research & Trading, LLC|100
VVV|VALVOLINE INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|224387
VVV|VALVOLINE INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8600
VVV|VALVOLINE INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5700
VVV|VALVOLINE INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|380690
VVV|VALVOLINE INC.|CTDL|Citadel Derivatives Group Llc|1542
VVV|VALVOLINE INC.|CTLR|CUTLER GROUP, LP|200
VVV|VALVOLINE INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|68838
VVV|VALVOLINE INC.|DAVA|Davenport & Company LLC|100
VVV|VALVOLINE INC.|DBAB|Deutsche Bank Securities Inc.|326783
VVV|VALVOLINE INC.|DBAX|Deutsche Bank Securities Inc.|276100
VVV|VALVOLINE INC.|DEAN|MORGAN STANLEY|4020
VVV|VALVOLINE INC.|DEGS|RONIN PROFESSIONAL LLC|2
VVV|VALVOLINE INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10800
VVV|VALVOLINE INC.|EBXL|EBX LLC|237200
VVV|VALVOLINE INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|36432
VVV|VALVOLINE INC.|EDJO|Edward D. Jones & Co., L.P.|32750
VVV|VALVOLINE INC.|EGAM|CBOE TRADING, INC.|19385
VVV|VALVOLINE INC.|EGAW|CBOE TRADING, INC.|177
VVV|VALVOLINE INC.|EGXM|CBOE TRADING, INC.|3301
VVV|VALVOLINE INC.|ELEV|ELEVATION, LLC|10870
VVV|VALVOLINE INC.|ETBE|Electronic Transaction Clearing, Inc.|6771
VVV|VALVOLINE INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1000
VVV|VALVOLINE INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|177
VVV|VALVOLINE INC.|ETRS|E*Trade Securities LLC|15242
VVV|VALVOLINE INC.|FBSB|U.S. Bancorp Investments, Inc.|8
VVV|VALVOLINE INC.|FINX|FINTECH SECURITIES|1680
VVV|VALVOLINE INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3416
VVV|VALVOLINE INC.|FQLS|Quantlab Securities LP|221836
VVV|VALVOLINE INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|83626
VVV|VALVOLINE INC.|FTBR|Foliofn Investments, Inc.|376
VVV|VALVOLINE INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
VVV|VALVOLINE INC.|GLPX|ACS EXECUTION SERVICES, LLC|14198
VVV|VALVOLINE INC.|GSCO|GOLDMAN SACHS & CO. LLC|1163626
VVV|VALVOLINE INC.|GSCS|GOLDMAN SACHS & CO. LLC|1843
VVV|VALVOLINE INC.|GSLT|GOLDMAN SACHS & CO. LLC|7818
VVV|VALVOLINE INC.|GTSZ|GTS SECURITIES LLC|60625
VVV|VALVOLINE INC.|HRBF|American Enterprise Investment Services Inc.|2730
VVV|VALVOLINE INC.|HSBC|HSBC Securities, Inc.|3220
VVV|VALVOLINE INC.|IATS|INTERACTIVE BROKERS LLC|7693
VVV|VALVOLINE INC.|IBKR|Interactive Brokers Llc|22485
VVV|VALVOLINE INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10177
VVV|VALVOLINE INC.|ICBX|INSTINET, LLC|112615
VVV|VALVOLINE INC.|IEQY|CITADEL SECURITIES LLC|33218
VVV|VALVOLINE INC.|INCA|INSTINET, LLC|200548
VVV|VALVOLINE INC.|INJX|INSTINET, LLC|17441
VVV|VALVOLINE INC.|ITGI|ITG Inc.|142675
VVV|VALVOLINE INC.|ITGP|ITG INC.|445200
VVV|VALVOLINE INC.|JANY|Janney Montgomery Scott Inc.|345
VVV|VALVOLINE INC.|JEFF|JEFFERIES LLC|1348870
VVV|VALVOLINE INC.|JMPT|JUMP TRADING, LLC|68292
VVV|VALVOLINE INC.|JONE|JonesTrading|45443
VVV|VALVOLINE INC.|JPBX|J.P. MORGAN SECURITIES LLC|137214
VVV|VALVOLINE INC.|JPMX|J.P. Morgan Securities LLC|402955
VVV|VALVOLINE INC.|JRCO|Johnson Rice & Company L.L.C.|2300
VVV|VALVOLINE INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|300
VVV|VALVOLINE INC.|JSJX|JANE STREET CAPITAL LLC|6331
VVV|VALVOLINE INC.|KCGM|VIRTU Americas LLC|39792
VVV|VALVOLINE INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|260500
VVV|VALVOLINE INC.|LEHM|Barclays Capital Inc./Le|871447
VVV|VALVOLINE INC.|LIME|Lime Brokerage LLC|40705
VVV|VALVOLINE INC.|LQNA|LIQUIDNET, INC.|80500
VVV|VALVOLINE INC.|LSCI|Lek Securities Corporation|1002
VVV|VALVOLINE INC.|MAXM|Maxim Group LLC|11980
VVV|VALVOLINE INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|358643
VVV|VALVOLINE INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1700
VVV|VALVOLINE INC.|MNDX|TJM Investments, LLC|8892
VVV|VALVOLINE INC.|MOTF|MOTIF INVESTING, INC.|10
VVV|VALVOLINE INC.|MSCO|MORGAN STANLEY & CO. LLC|1285011
VVV|VALVOLINE INC.|MSPL|MORGAN STANLEY & CO. LLC|395700
VVV|VALVOLINE INC.|MSTX|MORGAN STANLEY & CO. LLC|410400
VVV|VALVOLINE INC.|NEUB|NEUBERGER BERMAN BD LLC|8608
VVV|VALVOLINE INC.|NFSC|National Financial Services LLC|128075
VVV|VALVOLINE INC.|NITE|VIRTU Americas LLC|281486
VVV|VALVOLINE INC.|NITP|VIRTU Americas LLC|602
VVV|VALVOLINE INC.|NQRB|Brut, LLC|19064
VVV|VALVOLINE INC.|NTRC|Northern Trust Securities, Inc.|17215
VVV|VALVOLINE INC.|OPCO|Oppenheimer & Co. Inc.|994
VVV|VALVOLINE INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|808
VVV|VALVOLINE INC.|PDQM|CODA MARKETS, INC.|23550
VVV|VALVOLINE INC.|PIPR|Piper Jaffray & Co.|1299
VVV|VALVOLINE INC.|PWJC|UBS Financial Services, Inc.|375
VVV|VALVOLINE INC.|RBCM|RBC CAPITAL MARKETS, LLC|7823
VVV|VALVOLINE INC.|SAGL|SAGETRADER, LLC|175121
VVV|VALVOLINE INC.|SBSH|Citigroup Global Markets Inc.|55195
VVV|VALVOLINE INC.|SEIC|SEI Investments Distribution Co.|900
VVV|VALVOLINE INC.|SGMT|GOLDMAN SACHS & CO. LLC|205423
VVV|VALVOLINE INC.|SIBO|Prime Executions, Inc.|46700
VVV|VALVOLINE INC.|SPDR|SPEEDROUTE LLC|3990
VVV|VALVOLINE INC.|SPHN|Stephens Inc.|1713
VVV|VALVOLINE INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2840
VVV|VALVOLINE INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4804
VVV|VALVOLINE INC.|SWIM|TD Ameritrade, Inc.|46156
VVV|VALVOLINE INC.|TKNG|ALLY INVEST SECURITIES LLC|106
VVV|VALVOLINE INC.|TMBR|Timber Hill LLC|2179
VVV|VALVOLINE INC.|TRBT|Tradebot Systems, Inc.|213751
VVV|VALVOLINE INC.|TRCM|TRC MARKETS LLC|59731
VVV|VALVOLINE INC.|UBSA|UBS SECURITIES LLC|909784
VVV|VALVOLINE INC.|UBSS|UBS Securities LLC|643137
VVV|VALVOLINE INC.|VALX|VIRTU AMERICAS LLC|21668
VVV|VALVOLINE INC.|VGRD|Vanguard Marketing Corporation|3124
VVV|VALVOLINE INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|6072
VVV|VALVOLINE INC.|WCHV|WELLS FARGO SECURITIES, LLC|86226
VVV|VALVOLINE INC.|WEDB|WEDBUSH SECURITIES INC.|1429
VVV|VALVOLINE INC.|WEED|Weeden & Co.L.P.|6854
VVV|VALVOLINE INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4720
VVV|VALVOLINE INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2661
VVV|VALVOLINE INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|78
VVV|VALVOLINE INC.|WSEA|WOLVERINE SECURITIES, LLC|1876
VVV|VALVOLINE INC.|XIST|INSTINET, LLC|30200
VVV|VALVOLINE INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|23410
VVV|VALVOLINE INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|600
VVV|VALVOLINE INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1520
VWO|VANGRD FTSE EMRG|ADAM|CANACCORD GENUITY INC.|12802
VWO|VANGRD FTSE EMRG|AGIS|Aegis Capital Corp.|42448
VWO|VANGRD FTSE EMRG|ALTX|Alternet Securities Inc.|376218
VWO|VANGRD FTSE EMRG|APCC|Apex Clearing Corporation|4183369
VWO|VANGRD FTSE EMRG|AQUA|AQUA SECURITIES L.P.|4000
VWO|VANGRD FTSE EMRG|BALE|M&T SECURITIES, INC.|9815
VWO|VANGRD FTSE EMRG|BANK|Primevest Financial Services, Inc.|13179
VWO|VANGRD FTSE EMRG|BARD|Robert W. Baird & Co. Incorporated|147705
VWO|VANGRD FTSE EMRG|BATM|CBOE TRADING, INC.|24618
VWO|VANGRD FTSE EMRG|BAYC|BAY CREST PARTNERS, LLC|3600
VWO|VANGRD FTSE EMRG|BAYT|BTIG, LLC|6200
VWO|VANGRD FTSE EMRG|BBNT|BB&T SECURITIES, LLC|14547
VWO|VANGRD FTSE EMRG|BERN|Sanford C. Bernstein & Co., LLC|551860
VWO|VANGRD FTSE EMRG|BIDS|BIDS TRADING L.P.|900
VWO|VANGRD FTSE EMRG|BKCM|BNY Mellon Capital Markets LLC|17287
VWO|VANGRD FTSE EMRG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|414494
VWO|VANGRD FTSE EMRG|BLTK|Bulltick, Llc|1840
VWO|VANGRD FTSE EMRG|BNCH|The Benchmark Company, LLC|265044
VWO|VANGRD FTSE EMRG|BNPX|BNP PARIBAS SECURITIES CORP.|13943
VWO|VANGRD FTSE EMRG|BOSC|Boenning & Scattergood, Inc.|1400
VWO|VANGRD FTSE EMRG|BTIG|BTIG, LLC|2958
VWO|VANGRD FTSE EMRG|BYXM|CBOE TRADING, INC.|6300
VWO|VANGRD FTSE EMRG|CANT|Cantor Fitzgerald & Co.|936074
VWO|VANGRD FTSE EMRG|CHAS|Charles Schwab & Co., Inc.|1399238
VWO|VANGRD FTSE EMRG|CICF|Canaccord Genuity Corp.|169
VWO|VANGRD FTSE EMRG|CIST|Capital Institutional Services, Inc.|243628
VWO|VANGRD FTSE EMRG|CLSA|CLSA AMERICAS, LLC|1300
VWO|VANGRD FTSE EMRG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|671966
VWO|VANGRD FTSE EMRG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6001
VWO|VANGRD FTSE EMRG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3523948
VWO|VANGRD FTSE EMRG|CSIN|Citadel Securities Institutional LLC|2762189
VWO|VANGRD FTSE EMRG|CTDL|Citadel Derivatives Group Llc|4652253
VWO|VANGRD FTSE EMRG|CTLR|CUTLER GROUP, LP|3700
VWO|VANGRD FTSE EMRG|CXCX|CITIGROUP GLOBAL MARKETS INC.|874704
VWO|VANGRD FTSE EMRG|DADA|D.A. Davidson & Co.|26487
VWO|VANGRD FTSE EMRG|DAVA|Davenport & Company LLC|24580
VWO|VANGRD FTSE EMRG|DBAB|Deutsche Bank Securities Inc.|76797
VWO|VANGRD FTSE EMRG|DBAX|Deutsche Bank Securities Inc.|1656700
VWO|VANGRD FTSE EMRG|DBUL|Deutsche Bank Securities Inc.|2100
VWO|VANGRD FTSE EMRG|DCHF|Dart Executions, LLC|830578
VWO|VANGRD FTSE EMRG|DEAN|MORGAN STANLEY|252993
VWO|VANGRD FTSE EMRG|DEGS|RONIN PROFESSIONAL LLC|3300
VWO|VANGRD FTSE EMRG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|146631
VWO|VANGRD FTSE EMRG|EBXL|EBX LLC|1974700
VWO|VANGRD FTSE EMRG|ECUT|CONVERGEX EXECUTION SOLUTIONS|56711
VWO|VANGRD FTSE EMRG|EDJC|Edward Jones / CDS|1376
VWO|VANGRD FTSE EMRG|EDJO|Edward D. Jones & Co., L.P.|889002
VWO|VANGRD FTSE EMRG|EGAM|CBOE TRADING, INC.|73357
VWO|VANGRD FTSE EMRG|EGXM|CBOE TRADING, INC.|14476
VWO|VANGRD FTSE EMRG|ETBE|Electronic Transaction Clearing, Inc.|554349
VWO|VANGRD FTSE EMRG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29721
VWO|VANGRD FTSE EMRG|ETRS|E*Trade Securities LLC|347237
VWO|VANGRD FTSE EMRG|FBSB|U.S. Bancorp Investments, Inc.|52196
VWO|VANGRD FTSE EMRG|FCST|INTL FCSTONE FINANCIAL INC.|1500
VWO|VANGRD FTSE EMRG|FIDT|Fidelity Clearing Canada ULC./ CDS|11406
VWO|VANGRD FTSE EMRG|FILL|Tradestation Securities, Inc.|6171
VWO|VANGRD FTSE EMRG|FINX|FINTECH SECURITIES|52141
VWO|VANGRD FTSE EMRG|FLTU|FLOW TRADERS US LLC|145922
VWO|VANGRD FTSE EMRG|FMAF|NBCN Inc./ CDS|77614
VWO|VANGRD FTSE EMRG|FMCO|First Manhattan Co|700
VWO|VANGRD FTSE EMRG|FQLS|Quantlab Securities LP|875868
VWO|VANGRD FTSE EMRG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|464261
VWO|VANGRD FTSE EMRG|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|7600
VWO|VANGRD FTSE EMRG|FTBR|Foliofn Investments, Inc.|134719
VWO|VANGRD FTSE EMRG|GBMT|GBM International, Inc.|66425
VWO|VANGRD FTSE EMRG|GEBB|GLOBAL EXECUTION BROKERS, LP|530719
VWO|VANGRD FTSE EMRG|GLIS|TD Securities Inc|2248
VWO|VANGRD FTSE EMRG|GLPX|ACS EXECUTION SERVICES, LLC|126670
VWO|VANGRD FTSE EMRG|GSCO|GOLDMAN SACHS & CO. LLC|1434900
VWO|VANGRD FTSE EMRG|GSCS|GOLDMAN SACHS & CO. LLC|90826
VWO|VANGRD FTSE EMRG|GSLT|GOLDMAN SACHS & CO. LLC|472405
VWO|VANGRD FTSE EMRG|GTSZ|GTS SECURITIES LLC|137124
VWO|VANGRD FTSE EMRG|HRBF|American Enterprise Investment Services Inc.|640387
VWO|VANGRD FTSE EMRG|HSBC|HSBC Securities, Inc.|33613
VWO|VANGRD FTSE EMRG|IATS|INTERACTIVE BROKERS LLC|194842
VWO|VANGRD FTSE EMRG|IBKR|Interactive Brokers Llc|502415
VWO|VANGRD FTSE EMRG|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|86015
VWO|VANGRD FTSE EMRG|ICBX|INSTINET, LLC|3485920
VWO|VANGRD FTSE EMRG|INCA|INSTINET, LLC|2024583
VWO|VANGRD FTSE EMRG|INJX|INSTINET, LLC|6451
VWO|VANGRD FTSE EMRG|ITGI|ITG Inc.|2977017
VWO|VANGRD FTSE EMRG|ITGP|ITG INC.|2094800
VWO|VANGRD FTSE EMRG|JANY|Janney Montgomery Scott Inc.|22512
VWO|VANGRD FTSE EMRG|JEFF|JEFFERIES LLC|781730
VWO|VANGRD FTSE EMRG|JMPT|JUMP TRADING, LLC|204172
VWO|VANGRD FTSE EMRG|JPBX|J.P. MORGAN SECURITIES LLC|5886
VWO|VANGRD FTSE EMRG|JPMX|J.P. Morgan Securities LLC|1776633
VWO|VANGRD FTSE EMRG|JSEB|JANE STREET EXECUTION SERVICES, LLC|7066601
VWO|VANGRD FTSE EMRG|JSJX|JANE STREET CAPITAL LLC|4897091
VWO|VANGRD FTSE EMRG|KCGM|VIRTU Americas LLC|972948
VWO|VANGRD FTSE EMRG|LEHM|Barclays Capital Inc./Le|11882362
VWO|VANGRD FTSE EMRG|LGNT|COR CLEARING LLC|12
VWO|VANGRD FTSE EMRG|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|13911
VWO|VANGRD FTSE EMRG|LIME|Lime Brokerage LLC|128354
VWO|VANGRD FTSE EMRG|LOOP|Loop Capital Markets LLC|3200
VWO|VANGRD FTSE EMRG|LSCI|Lek Securities Corporation|17892
VWO|VANGRD FTSE EMRG|MACC|Mid Atlantic Capital Corporation|352774
VWO|VANGRD FTSE EMRG|MAXM|Maxim Group LLC|58266
VWO|VANGRD FTSE EMRG|MBTS|ALLY INVEST SECURITIES LLC|200
VWO|VANGRD FTSE EMRG|MCMF|Raymond James Ltd. Cds|27977
VWO|VANGRD FTSE EMRG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2858006
VWO|VANGRD FTSE EMRG|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|279204
VWO|VANGRD FTSE EMRG|MOTF|MOTIF INVESTING, INC.|149
VWO|VANGRD FTSE EMRG|MSCO|MORGAN STANLEY & CO. LLC|7109284
VWO|VANGRD FTSE EMRG|MSPL|MORGAN STANLEY & CO. LLC|2525700
VWO|VANGRD FTSE EMRG|MSTX|MORGAN STANLEY & CO. LLC|34800
VWO|VANGRD FTSE EMRG|NEUB|NEUBERGER BERMAN BD LLC|751
VWO|VANGRD FTSE EMRG|NFSC|National Financial Services LLC|3822419
VWO|VANGRD FTSE EMRG|NITE|VIRTU Americas LLC|12106850
VWO|VANGRD FTSE EMRG|NITP|VIRTU Americas LLC|1629903
VWO|VANGRD FTSE EMRG|NMRA|Nomura Securities International, Inc.|5000
VWO|VANGRD FTSE EMRG|NQRB|Brut, LLC|34970
VWO|VANGRD FTSE EMRG|NTBF|BMO Nesbitt Burns Inc./CDS|3201
VWO|VANGRD FTSE EMRG|NTRC|Northern Trust Securities, Inc.|411976
VWO|VANGRD FTSE EMRG|OHOS|TWO SIGMA SECURITIES, LLC|103903
VWO|VANGRD FTSE EMRG|OLDM|OLD MISSION CAPITAL, LLC|1070372
VWO|VANGRD FTSE EMRG|ONEL|O'NEIL SECURITIES, INCORPORATED|4297
VWO|VANGRD FTSE EMRG|OPCO|Oppenheimer & Co. Inc.|11709
VWO|VANGRD FTSE EMRG|PDQM|CODA MARKETS, INC.|289545
VWO|VANGRD FTSE EMRG|PHLY|NASDAQ Execution Services, LLC|800
VWO|VANGRD FTSE EMRG|PIPR|Piper Jaffray & Co.|7425
VWO|VANGRD FTSE EMRG|PWJC|UBS Financial Services, Inc.|40815
VWO|VANGRD FTSE EMRG|QMSR|QUATTRO M SECURITIES INC.|16735
VWO|VANGRD FTSE EMRG|RBCM|RBC CAPITAL MARKETS, LLC|326277
VWO|VANGRD FTSE EMRG|SAGL|SAGETRADER, LLC|22800
VWO|VANGRD FTSE EMRG|SALI|INTL FCSTONE FINANCIAL INC.|13519
VWO|VANGRD FTSE EMRG|SBRX|MURIEL SIEBERT & CO INC|764
VWO|VANGRD FTSE EMRG|SBSH|Citigroup Global Markets Inc.|5487783
VWO|VANGRD FTSE EMRG|SEIC|SEI Investments Distribution Co.|314484
VWO|VANGRD FTSE EMRG|SGMT|GOLDMAN SACHS & CO. LLC|2272173
VWO|VANGRD FTSE EMRG|SOGO|Wang Investment Associates, Inc.|15
VWO|VANGRD FTSE EMRG|SPDR|SPEEDROUTE LLC|6900
VWO|VANGRD FTSE EMRG|SPHN|Stephens Inc.|5344
VWO|VANGRD FTSE EMRG|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
VWO|VANGRD FTSE EMRG|STFL|Stifel, Nicolaus & Company, Incorporated|421048
VWO|VANGRD FTSE EMRG|STKP|STOCKPILE INVESTMENTS, INC.|374
VWO|VANGRD FTSE EMRG|STXG|Stockcross Financial Services, Inc.|261
VWO|VANGRD FTSE EMRG|SWIM|TD Ameritrade, Inc.|138450
VWO|VANGRD FTSE EMRG|SWST|Hilltop Securities Inc.|182885
VWO|VANGRD FTSE EMRG|TKNG|ALLY INVEST SECURITIES LLC|31570
VWO|VANGRD FTSE EMRG|TRBT|Tradebot Systems, Inc.|2237725
VWO|VANGRD FTSE EMRG|TRCM|TRC MARKETS LLC|7234402
VWO|VANGRD FTSE EMRG|TWTT|TASTYWORKS, INC.|427
VWO|VANGRD FTSE EMRG|UBSA|UBS SECURITIES LLC|6165279
VWO|VANGRD FTSE EMRG|UBSS|UBS Securities LLC|3724305
VWO|VANGRD FTSE EMRG|VALX|VIRTU AMERICAS LLC|536935
VWO|VANGRD FTSE EMRG|VFIN|National Securities Corporation|5020
VWO|VANGRD FTSE EMRG|VGRD|Vanguard Marketing Corporation|2009534
VWO|VANGRD FTSE EMRG|VNDM|Wall Street Access|4577
VWO|VANGRD FTSE EMRG|VSIN|Vision Financial Markets Llc|74
VWO|VANGRD FTSE EMRG|WBET|Wallachbeth Capital LLC|634096
VWO|VANGRD FTSE EMRG|WBLR|WILLIAM BLAIR|34334
VWO|VANGRD FTSE EMRG|WCHV|WELLS FARGO SECURITIES, LLC|2784233
VWO|VANGRD FTSE EMRG|WEDB|WEDBUSH SECURITIES INC.|1161
VWO|VANGRD FTSE EMRG|WEED|Weeden & Co.L.P.|29796
VWO|VANGRD FTSE EMRG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|85977
VWO|VANGRD FTSE EMRG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|68457
VWO|VANGRD FTSE EMRG|WGIF|CIBC World Markets Inc.|76928
VWO|VANGRD FTSE EMRG|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4635688
VWO|VANGRD FTSE EMRG|WSEA|WOLVERINE SECURITIES, LLC|131820
VWO|VANGRD FTSE EMRG|XIST|INSTINET, LLC|3600
VWO|VANGRD FTSE EMRG|XPUS|XP SECURITIES, LLC|4519
VWO|VANGRD FTSE EMRG|XSTM|NATIONAL FINANCIAL SERVICES LLC|157426
VWO|VANGRD FTSE EMRG|YKNA|COMHAR CAPITAL MARKETS, LLC|8552
VWO|VANGRD FTSE EMRG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|541305
VWOB|VANGUARD EM GOV BND|ALTX|Alternet Securities Inc.|900
VWOB|VANGUARD EM GOV BND|ANOS|ABEL/NOSER, L.L.C.|288
VWOB|VANGUARD EM GOV BND|APCC|Apex Clearing Corporation|225552
VWOB|VANGUARD EM GOV BND|BANK|Primevest Financial Services, Inc.|7
VWOB|VANGUARD EM GOV BND|BARD|Robert W. Baird & Co. Incorporated|108
VWOB|VANGUARD EM GOV BND|BATM|CBOE TRADING, INC.|152
VWOB|VANGUARD EM GOV BND|BBNT|BB&T SECURITIES, LLC|18
VWOB|VANGUARD EM GOV BND|BERN|Sanford C. Bernstein & Co., LLC|1197
VWOB|VANGUARD EM GOV BND|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7918
VWOB|VANGUARD EM GOV BND|BYXM|CBOE TRADING, INC.|66
VWOB|VANGUARD EM GOV BND|CANT|Cantor Fitzgerald & Co.|4498
VWOB|VANGUARD EM GOV BND|CHAS|Charles Schwab & Co., Inc.|95
VWOB|VANGUARD EM GOV BND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9588
VWOB|VANGUARD EM GOV BND|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|562
VWOB|VANGUARD EM GOV BND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17908
VWOB|VANGUARD EM GOV BND|CXCX|CITIGROUP GLOBAL MARKETS INC.|316
VWOB|VANGUARD EM GOV BND|DAWA|Daiwa Capital Markets America Inc.|964
VWOB|VANGUARD EM GOV BND|DBAB|Deutsche Bank Securities Inc.|3172
VWOB|VANGUARD EM GOV BND|DBAX|Deutsche Bank Securities Inc.|4600
VWOB|VANGUARD EM GOV BND|DEAN|MORGAN STANLEY|961
VWOB|VANGUARD EM GOV BND|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|481
VWOB|VANGUARD EM GOV BND|EBXL|EBX LLC|8100
VWOB|VANGUARD EM GOV BND|ECUT|CONVERGEX EXECUTION SOLUTIONS|133
VWOB|VANGUARD EM GOV BND|EDJO|Edward D. Jones & Co., L.P.|1760
VWOB|VANGUARD EM GOV BND|EGAM|CBOE TRADING, INC.|300
VWOB|VANGUARD EM GOV BND|EGMT|EG MARKET TECHNOLOGIES LLC|100
VWOB|VANGUARD EM GOV BND|EGXM|CBOE TRADING, INC.|501
VWOB|VANGUARD EM GOV BND|ETBE|Electronic Transaction Clearing, Inc.|400
VWOB|VANGUARD EM GOV BND|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18774
VWOB|VANGUARD EM GOV BND|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1450
VWOB|VANGUARD EM GOV BND|ETRS|E*Trade Securities LLC|7868
VWOB|VANGUARD EM GOV BND|FBCO|Credit Suisse Securities (USA) LLC|19625
VWOB|VANGUARD EM GOV BND|FILL|Tradestation Securities, Inc.|426
VWOB|VANGUARD EM GOV BND|FLTU|FLOW TRADERS US LLC|57767
VWOB|VANGUARD EM GOV BND|FMAF|NBCN Inc./ CDS|2120
VWOB|VANGUARD EM GOV BND|FOMA|TD AMERITRADE CLEARING, INC.|42406
VWOB|VANGUARD EM GOV BND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9957
VWOB|VANGUARD EM GOV BND|FTBR|Foliofn Investments, Inc.|8922
VWOB|VANGUARD EM GOV BND|GBMT|GBM International, Inc.|5000
VWOB|VANGUARD EM GOV BND|GEBB|GLOBAL EXECUTION BROKERS, LP|22752
VWOB|VANGUARD EM GOV BND|GLPX|ACS EXECUTION SERVICES, LLC|1
VWOB|VANGUARD EM GOV BND|GSCO|GOLDMAN SACHS & CO. LLC|322398
VWOB|VANGUARD EM GOV BND|GSCS|GOLDMAN SACHS & CO. LLC|1519
VWOB|VANGUARD EM GOV BND|GSLT|GOLDMAN SACHS & CO. LLC|4333
VWOB|VANGUARD EM GOV BND|GTSZ|GTS SECURITIES LLC|6584
VWOB|VANGUARD EM GOV BND|HRBF|American Enterprise Investment Services Inc.|282985
VWOB|VANGUARD EM GOV BND|IATS|INTERACTIVE BROKERS LLC|1028
VWOB|VANGUARD EM GOV BND|IBKR|Interactive Brokers Llc|14697
VWOB|VANGUARD EM GOV BND|ICBX|INSTINET, LLC|1018
VWOB|VANGUARD EM GOV BND|INCA|INSTINET, LLC|7223
VWOB|VANGUARD EM GOV BND|ITGI|ITG Inc.|5239
VWOB|VANGUARD EM GOV BND|ITGP|ITG INC.|1200
VWOB|VANGUARD EM GOV BND|JANY|Janney Montgomery Scott Inc.|126
VWOB|VANGUARD EM GOV BND|JMPT|JUMP TRADING, LLC|230
VWOB|VANGUARD EM GOV BND|JPMX|J.P. Morgan Securities LLC|5276
VWOB|VANGUARD EM GOV BND|JSEB|JANE STREET EXECUTION SERVICES, LLC|22498
VWOB|VANGUARD EM GOV BND|JSJX|JANE STREET CAPITAL LLC|80088
VWOB|VANGUARD EM GOV BND|KCGM|VIRTU Americas LLC|2462
VWOB|VANGUARD EM GOV BND|LEHM|Barclays Capital Inc./Le|12994
VWOB|VANGUARD EM GOV BND|LIME|Lime Brokerage LLC|11294
VWOB|VANGUARD EM GOV BND|LSCI|Lek Securities Corporation|150
VWOB|VANGUARD EM GOV BND|MACC|Mid Atlantic Capital Corporation|2617
VWOB|VANGUARD EM GOV BND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8760
VWOB|VANGUARD EM GOV BND|MOTF|MOTIF INVESTING, INC.|5
VWOB|VANGUARD EM GOV BND|MSCO|MORGAN STANLEY & CO. LLC|88603
VWOB|VANGUARD EM GOV BND|MSPL|MORGAN STANLEY & CO. LLC|4800
VWOB|VANGUARD EM GOV BND|NFSC|National Financial Services LLC|79102
VWOB|VANGUARD EM GOV BND|NITE|VIRTU Americas LLC|273102
VWOB|VANGUARD EM GOV BND|NITP|VIRTU Americas LLC|3670
VWOB|VANGUARD EM GOV BND|NQRB|Brut, LLC|1
VWOB|VANGUARD EM GOV BND|OLDM|OLD MISSION CAPITAL, LLC|29734
VWOB|VANGUARD EM GOV BND|OPCO|Oppenheimer & Co. Inc.|8
VWOB|VANGUARD EM GOV BND|PDQM|CODA MARKETS, INC.|4044
VWOB|VANGUARD EM GOV BND|PWJC|UBS Financial Services, Inc.|1864
VWOB|VANGUARD EM GOV BND|RAJA|Raymond James & Associates, Inc.|46455
VWOB|VANGUARD EM GOV BND|RBCM|RBC CAPITAL MARKETS, LLC|645
VWOB|VANGUARD EM GOV BND|SAGL|SAGETRADER, LLC|300
VWOB|VANGUARD EM GOV BND|SALI|INTL FCSTONE FINANCIAL INC.|1
VWOB|VANGUARD EM GOV BND|SBSH|Citigroup Global Markets Inc.|6805
VWOB|VANGUARD EM GOV BND|SEIC|SEI Investments Distribution Co.|400
VWOB|VANGUARD EM GOV BND|SGMT|GOLDMAN SACHS & CO. LLC|3602
VWOB|VANGUARD EM GOV BND|STFL|Stifel, Nicolaus & Company, Incorporated|2338
VWOB|VANGUARD EM GOV BND|SWIM|TD Ameritrade, Inc.|129
VWOB|VANGUARD EM GOV BND|SWST|Hilltop Securities Inc.|49
VWOB|VANGUARD EM GOV BND|TKNG|ALLY INVEST SECURITIES LLC|199
VWOB|VANGUARD EM GOV BND|TRBT|Tradebot Systems, Inc.|1200
VWOB|VANGUARD EM GOV BND|TRCM|TRC MARKETS LLC|1097
VWOB|VANGUARD EM GOV BND|UBSA|UBS SECURITIES LLC|34320
VWOB|VANGUARD EM GOV BND|UBSS|UBS Securities LLC|61346
VWOB|VANGUARD EM GOV BND|VALX|VIRTU AMERICAS LLC|1062
VWOB|VANGUARD EM GOV BND|VGRD|Vanguard Marketing Corporation|69684
VWOB|VANGUARD EM GOV BND|WCHV|WELLS FARGO SECURITIES, LLC|15968
VWOB|VANGUARD EM GOV BND|WEXM|WOLVERINE EXECUTION SERVICES, LLC|468
VWOB|VANGUARD EM GOV BND|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4
VWOB|VANGUARD EM GOV BND|WSEA|WOLVERINE SECURITIES, LLC|486
VWOB|VANGUARD EM GOV BND|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
VWOB|VANGUARD EM GOV BND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26836
VXF|VANGUARD EXT MKT IDX|AGIS|Aegis Capital Corp.|698
VXF|VANGUARD EXT MKT IDX|ALTX|Alternet Securities Inc.|100
VXF|VANGUARD EXT MKT IDX|APCC|Apex Clearing Corporation|458
VXF|VANGUARD EXT MKT IDX|BANK|Primevest Financial Services, Inc.|1011
VXF|VANGUARD EXT MKT IDX|BARD|Robert W. Baird & Co. Incorporated|150
VXF|VANGUARD EXT MKT IDX|BATM|CBOE TRADING, INC.|549
VXF|VANGUARD EXT MKT IDX|BBNT|BB&T SECURITIES, LLC|344
VXF|VANGUARD EXT MKT IDX|BERN|Sanford C. Bernstein & Co., LLC|200
VXF|VANGUARD EXT MKT IDX|BKCM|BNY Mellon Capital Markets LLC|3707
VXF|VANGUARD EXT MKT IDX|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30072
VXF|VANGUARD EXT MKT IDX|BRGE|Newbridge Securities Corp.|50
VXF|VANGUARD EXT MKT IDX|CANT|Cantor Fitzgerald & Co.|1139
VXF|VANGUARD EXT MKT IDX|CHAS|Charles Schwab & Co., Inc.|2102
VXF|VANGUARD EXT MKT IDX|CIST|Capital Institutional Services, Inc.|71
VXF|VANGUARD EXT MKT IDX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|974
VXF|VANGUARD EXT MKT IDX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52755
VXF|VANGUARD EXT MKT IDX|CSIN|Citadel Securities Institutional LLC|156100
VXF|VANGUARD EXT MKT IDX|CTDL|Citadel Derivatives Group Llc|125422
VXF|VANGUARD EXT MKT IDX|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
VXF|VANGUARD EXT MKT IDX|DADA|D.A. Davidson & Co.|498
VXF|VANGUARD EXT MKT IDX|DBAB|Deutsche Bank Securities Inc.|900
VXF|VANGUARD EXT MKT IDX|DBAX|Deutsche Bank Securities Inc.|12800
VXF|VANGUARD EXT MKT IDX|DEAN|MORGAN STANLEY|16275
VXF|VANGUARD EXT MKT IDX|DEGS|RONIN PROFESSIONAL LLC|400
VXF|VANGUARD EXT MKT IDX|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|20
VXF|VANGUARD EXT MKT IDX|EBXL|EBX LLC|17200
VXF|VANGUARD EXT MKT IDX|ECUT|CONVERGEX EXECUTION SOLUTIONS|172
VXF|VANGUARD EXT MKT IDX|EDJO|Edward D. Jones & Co., L.P.|27062
VXF|VANGUARD EXT MKT IDX|EGAM|CBOE TRADING, INC.|14978
VXF|VANGUARD EXT MKT IDX|EGAW|CBOE TRADING, INC.|42
VXF|VANGUARD EXT MKT IDX|EGXM|CBOE TRADING, INC.|914
VXF|VANGUARD EXT MKT IDX|ETBE|Electronic Transaction Clearing, Inc.|300
VXF|VANGUARD EXT MKT IDX|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4700
VXF|VANGUARD EXT MKT IDX|ETRS|E*Trade Securities LLC|31795
VXF|VANGUARD EXT MKT IDX|FBSB|U.S. Bancorp Investments, Inc.|14469
VXF|VANGUARD EXT MKT IDX|FILL|Tradestation Securities, Inc.|7
VXF|VANGUARD EXT MKT IDX|FINX|FINTECH SECURITIES|1142
VXF|VANGUARD EXT MKT IDX|FMAF|NBCN Inc./ CDS|670
VXF|VANGUARD EXT MKT IDX|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|58712
VXF|VANGUARD EXT MKT IDX|FTBR|Foliofn Investments, Inc.|2549
VXF|VANGUARD EXT MKT IDX|GLPX|ACS EXECUTION SERVICES, LLC|494828
VXF|VANGUARD EXT MKT IDX|GSCO|GOLDMAN SACHS & CO. LLC|2538
VXF|VANGUARD EXT MKT IDX|GSLT|GOLDMAN SACHS & CO. LLC|637
VXF|VANGUARD EXT MKT IDX|GTSZ|GTS SECURITIES LLC|19344
VXF|VANGUARD EXT MKT IDX|HRBF|American Enterprise Investment Services Inc.|49930
VXF|VANGUARD EXT MKT IDX|IATS|INTERACTIVE BROKERS LLC|662
VXF|VANGUARD EXT MKT IDX|IBKR|Interactive Brokers Llc|9506
VXF|VANGUARD EXT MKT IDX|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|708
VXF|VANGUARD EXT MKT IDX|ICBX|INSTINET, LLC|8326
VXF|VANGUARD EXT MKT IDX|INCA|INSTINET, LLC|60611
VXF|VANGUARD EXT MKT IDX|ITGI|ITG Inc.|1916
VXF|VANGUARD EXT MKT IDX|ITGP|ITG INC.|1400
VXF|VANGUARD EXT MKT IDX|JANY|Janney Montgomery Scott Inc.|723
VXF|VANGUARD EXT MKT IDX|JMPT|JUMP TRADING, LLC|2412
VXF|VANGUARD EXT MKT IDX|JPMX|J.P. Morgan Securities LLC|11204
VXF|VANGUARD EXT MKT IDX|JSEB|JANE STREET EXECUTION SERVICES, LLC|32838
VXF|VANGUARD EXT MKT IDX|JSJX|JANE STREET CAPITAL LLC|411314
VXF|VANGUARD EXT MKT IDX|KCGM|VIRTU Americas LLC|6876
VXF|VANGUARD EXT MKT IDX|LEHM|Barclays Capital Inc./Le|66040
VXF|VANGUARD EXT MKT IDX|LIME|Lime Brokerage LLC|18121
VXF|VANGUARD EXT MKT IDX|MACC|Mid Atlantic Capital Corporation|4158
VXF|VANGUARD EXT MKT IDX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7400
VXF|VANGUARD EXT MKT IDX|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|800
VXF|VANGUARD EXT MKT IDX|MOTF|MOTIF INVESTING, INC.|1
VXF|VANGUARD EXT MKT IDX|MSCO|MORGAN STANLEY & CO. LLC|131156
VXF|VANGUARD EXT MKT IDX|MSPL|MORGAN STANLEY & CO. LLC|600
VXF|VANGUARD EXT MKT IDX|NBCS|NBC Securities, INC.|116
VXF|VANGUARD EXT MKT IDX|NFSC|National Financial Services LLC|208773
VXF|VANGUARD EXT MKT IDX|NITE|VIRTU Americas LLC|339559
VXF|VANGUARD EXT MKT IDX|NITP|VIRTU Americas LLC|100
VXF|VANGUARD EXT MKT IDX|NTRC|Northern Trust Securities, Inc.|100
VXF|VANGUARD EXT MKT IDX|OPCO|Oppenheimer & Co. Inc.|343
VXF|VANGUARD EXT MKT IDX|PDQM|CODA MARKETS, INC.|5829
VXF|VANGUARD EXT MKT IDX|PWJC|UBS Financial Services, Inc.|188
VXF|VANGUARD EXT MKT IDX|QMSR|QUATTRO M SECURITIES INC.|296064
VXF|VANGUARD EXT MKT IDX|RBCM|RBC CAPITAL MARKETS, LLC|5127
VXF|VANGUARD EXT MKT IDX|SALI|INTL FCSTONE FINANCIAL INC.|50
VXF|VANGUARD EXT MKT IDX|SBSH|Citigroup Global Markets Inc.|224
VXF|VANGUARD EXT MKT IDX|SEIC|SEI Investments Distribution Co.|100
VXF|VANGUARD EXT MKT IDX|SGMT|GOLDMAN SACHS & CO. LLC|4088
VXF|VANGUARD EXT MKT IDX|SHMR|ABN Amro Clearing LLC|1523
VXF|VANGUARD EXT MKT IDX|SPHN|Stephens Inc.|60
VXF|VANGUARD EXT MKT IDX|STFL|Stifel, Nicolaus & Company, Incorporated|2526
VXF|VANGUARD EXT MKT IDX|SWIM|TD Ameritrade, Inc.|2358
VXF|VANGUARD EXT MKT IDX|SWST|Hilltop Securities Inc.|400
VXF|VANGUARD EXT MKT IDX|TKNG|ALLY INVEST SECURITIES LLC|655
VXF|VANGUARD EXT MKT IDX|TRBT|Tradebot Systems, Inc.|51327
VXF|VANGUARD EXT MKT IDX|TRCM|TRC MARKETS LLC|2590
VXF|VANGUARD EXT MKT IDX|TWTT|TASTYWORKS, INC.|15
VXF|VANGUARD EXT MKT IDX|UBSA|UBS SECURITIES LLC|28070
VXF|VANGUARD EXT MKT IDX|UBSS|UBS Securities LLC|211791
VXF|VANGUARD EXT MKT IDX|VALX|VIRTU AMERICAS LLC|362
VXF|VANGUARD EXT MKT IDX|VGRD|Vanguard Marketing Corporation|135616
VXF|VANGUARD EXT MKT IDX|WBLR|WILLIAM BLAIR|661
VXF|VANGUARD EXT MKT IDX|WCHV|WELLS FARGO SECURITIES, LLC|441603
VXF|VANGUARD EXT MKT IDX|WEDB|WEDBUSH SECURITIES INC.|50
VXF|VANGUARD EXT MKT IDX|WEXM|WOLVERINE EXECUTION SERVICES, LLC|361
VXF|VANGUARD EXT MKT IDX|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3244
VXF|VANGUARD EXT MKT IDX|WLTH|WEALTHFRONT BROKERAGE CORPORATION|96336
VXF|VANGUARD EXT MKT IDX|WSEA|WOLVERINE SECURITIES, LLC|2649
VXF|VANGUARD EXT MKT IDX|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
VXF|VANGUARD EXT MKT IDX|YLPL|Linsco/Private Ledger Financial Services, Incorporated|49255
VXRT|VAXART, INC.|ALTX|Alternet Securities Inc.|200
VXRT|VAXART, INC.|APCC|Apex Clearing Corporation|773
VXRT|VAXART, INC.|BIAD|SAGETRADER, LLC|1
VXRT|VAXART, INC.|BIMI|Banca IMI Securities Corp.|540
VXRT|VAXART, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
VXRT|VAXART, INC.|BTIG|BTIG, LLC|1020
VXRT|VAXART, INC.|BYXM|CBOE TRADING, INC.|100
VXRT|VAXART, INC.|CANT|Cantor Fitzgerald & Co.|28450
VXRT|VAXART, INC.|CHAS|Charles Schwab & Co., Inc.|150
VXRT|VAXART, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
VXRT|VAXART, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3264
VXRT|VAXART, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
VXRT|VAXART, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14245
VXRT|VAXART, INC.|DBAB|Deutsche Bank Securities Inc.|8146
VXRT|VAXART, INC.|DBAX|Deutsche Bank Securities Inc.|6400
VXRT|VAXART, INC.|DEAN|MORGAN STANLEY|7737
VXRT|VAXART, INC.|DEGS|RONIN PROFESSIONAL LLC|8485
VXRT|VAXART, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9900
VXRT|VAXART, INC.|EBXL|EBX LLC|6100
VXRT|VAXART, INC.|EDJO|Edward D. Jones & Co., L.P.|2
VXRT|VAXART, INC.|EGAM|CBOE TRADING, INC.|100
VXRT|VAXART, INC.|EGXM|CBOE TRADING, INC.|102
VXRT|VAXART, INC.|EGXW|CBOE TRADING, INC.|3100
VXRT|VAXART, INC.|ETBE|Electronic Transaction Clearing, Inc.|550
VXRT|VAXART, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|336
VXRT|VAXART, INC.|ETRS|E*Trade Securities LLC|100363
VXRT|VAXART, INC.|FBCO|Credit Suisse Securities (USA) LLC|14779
VXRT|VAXART, INC.|FBSB|U.S. Bancorp Investments, Inc.|211
VXRT|VAXART, INC.|FILL|Tradestation Securities, Inc.|5783
VXRT|VAXART, INC.|FOMA|TD AMERITRADE CLEARING, INC.|154846
VXRT|VAXART, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|183
VXRT|VAXART, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1050
VXRT|VAXART, INC.|GLPX|ACS EXECUTION SERVICES, LLC|3280
VXRT|VAXART, INC.|GSCO|GOLDMAN SACHS & CO. LLC|4993
VXRT|VAXART, INC.|GSCS|GOLDMAN SACHS & CO. LLC|8520
VXRT|VAXART, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2716
VXRT|VAXART, INC.|GTSZ|GTS SECURITIES LLC|8823
VXRT|VAXART, INC.|HRBF|American Enterprise Investment Services Inc.|16
VXRT|VAXART, INC.|IATS|INTERACTIVE BROKERS LLC|3488
VXRT|VAXART, INC.|IBKR|Interactive Brokers Llc|21806
VXRT|VAXART, INC.|ICBX|INSTINET, LLC|14796
VXRT|VAXART, INC.|INCA|INSTINET, LLC|110525
VXRT|VAXART, INC.|INJX|INSTINET, LLC|336
VXRT|VAXART, INC.|ITGI|ITG Inc.|1757
VXRT|VAXART, INC.|ITGP|ITG INC.|5000
VXRT|VAXART, INC.|JEFF|JEFFERIES LLC|1802
VXRT|VAXART, INC.|JMPT|JUMP TRADING, LLC|54
VXRT|VAXART, INC.|JPMX|J.P. Morgan Securities LLC|1000
VXRT|VAXART, INC.|KCGM|VIRTU Americas LLC|500
VXRT|VAXART, INC.|LEHM|Barclays Capital Inc./Le|9998
VXRT|VAXART, INC.|LIME|Lime Brokerage LLC|25732
VXRT|VAXART, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3500
VXRT|VAXART, INC.|MOTF|MOTIF INVESTING, INC.|2
VXRT|VAXART, INC.|MSCO|MORGAN STANLEY & CO. LLC|74266
VXRT|VAXART, INC.|MSPL|MORGAN STANLEY & CO. LLC|2200
VXRT|VAXART, INC.|NFSC|National Financial Services LLC|144551
VXRT|VAXART, INC.|NITE|VIRTU Americas LLC|241428
VXRT|VAXART, INC.|NITP|VIRTU Americas LLC|300
VXRT|VAXART, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|200
VXRT|VAXART, INC.|PCPT|PHILLIP CAPITAL INC.|818
VXRT|VAXART, INC.|PDQM|CODA MARKETS, INC.|5560
VXRT|VAXART, INC.|PWJC|UBS Financial Services, Inc.|4900
VXRT|VAXART, INC.|RAJA|Raymond James & Associates, Inc.|1
VXRT|VAXART, INC.|SAGL|SAGETRADER, LLC|2065
VXRT|VAXART, INC.|SALI|INTL FCSTONE FINANCIAL INC.|15
VXRT|VAXART, INC.|SBSH|Citigroup Global Markets Inc.|600
VXRT|VAXART, INC.|SGMT|GOLDMAN SACHS & CO. LLC|3565
VXRT|VAXART, INC.|SPDR|SPEEDROUTE LLC|2831
VXRT|VAXART, INC.|SWIM|TD Ameritrade, Inc.|60664
VXRT|VAXART, INC.|TKNG|ALLY INVEST SECURITIES LLC|5791
VXRT|VAXART, INC.|TRBT|Tradebot Systems, Inc.|2109
VXRT|VAXART, INC.|TRCM|TRC MARKETS LLC|1300
VXRT|VAXART, INC.|UBSA|UBS SECURITIES LLC|50733
VXRT|VAXART, INC.|UBSS|UBS Securities LLC|78874
VXRT|VAXART, INC.|VALX|VIRTU AMERICAS LLC|1005
VXRT|VAXART, INC.|VGRD|Vanguard Marketing Corporation|2023
VXRT|VAXART, INC.|VIEW|VIEWTRADE SECURITIES LLC|15000
VXRT|VAXART, INC.|WCHV|WELLS FARGO SECURITIES, LLC|26213
VXRT|VAXART, INC.|WEDB|WEDBUSH SECURITIES INC.|600
VXRT|VAXART, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|647
VXRT|VAXART, INC.|WGIF|CIBC World Markets Inc.|841
VXRT|VAXART, INC.|WSEA|WOLVERINE SECURITIES, LLC|10299
VXRT|VAXART, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
VXRT|VAXART, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2530
VXUS|VNGRD TL INTL ST ETF|ADAM|CANACCORD GENUITY INC.|51138
VXUS|VNGRD TL INTL ST ETF|ALTX|Alternet Securities Inc.|2353
VXUS|VNGRD TL INTL ST ETF|APCC|Apex Clearing Corporation|9484
VXUS|VNGRD TL INTL ST ETF|BANK|Primevest Financial Services, Inc.|21710
VXUS|VNGRD TL INTL ST ETF|BARD|Robert W. Baird & Co. Incorporated|4444
VXUS|VNGRD TL INTL ST ETF|BATM|CBOE TRADING, INC.|3867
VXUS|VNGRD TL INTL ST ETF|BBNT|BB&T SECURITIES, LLC|7248
VXUS|VNGRD TL INTL ST ETF|BERN|Sanford C. Bernstein & Co., LLC|970
VXUS|VNGRD TL INTL ST ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|121019
VXUS|VNGRD TL INTL ST ETF|BOSC|Boenning & Scattergood, Inc.|1935
VXUS|VNGRD TL INTL ST ETF|CANT|Cantor Fitzgerald & Co.|164895
VXUS|VNGRD TL INTL ST ETF|CHAS|Charles Schwab & Co., Inc.|22310
VXUS|VNGRD TL INTL ST ETF|CIST|Capital Institutional Services, Inc.|3936
VXUS|VNGRD TL INTL ST ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47436
VXUS|VNGRD TL INTL ST ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1560
VXUS|VNGRD TL INTL ST ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5800
VXUS|VNGRD TL INTL ST ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83551
VXUS|VNGRD TL INTL ST ETF|CSIN|Citadel Securities Institutional LLC|113349
VXUS|VNGRD TL INTL ST ETF|CTDL|Citadel Derivatives Group Llc|357767
VXUS|VNGRD TL INTL ST ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|52484
VXUS|VNGRD TL INTL ST ETF|DADA|D.A. Davidson & Co.|6398
VXUS|VNGRD TL INTL ST ETF|DAVA|Davenport & Company LLC|88
VXUS|VNGRD TL INTL ST ETF|DBAB|Deutsche Bank Securities Inc.|9012
VXUS|VNGRD TL INTL ST ETF|DBAX|Deutsche Bank Securities Inc.|45500
VXUS|VNGRD TL INTL ST ETF|DCHF|Dart Executions, LLC|4917
VXUS|VNGRD TL INTL ST ETF|DEAN|MORGAN STANLEY|40743
VXUS|VNGRD TL INTL ST ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|774
VXUS|VNGRD TL INTL ST ETF|EBXL|EBX LLC|35000
VXUS|VNGRD TL INTL ST ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|20530
VXUS|VNGRD TL INTL ST ETF|EDJO|Edward D. Jones & Co., L.P.|9572
VXUS|VNGRD TL INTL ST ETF|EGAM|CBOE TRADING, INC.|21016
VXUS|VNGRD TL INTL ST ETF|EGAW|CBOE TRADING, INC.|45
VXUS|VNGRD TL INTL ST ETF|EGXM|CBOE TRADING, INC.|9635
VXUS|VNGRD TL INTL ST ETF|ETBE|Electronic Transaction Clearing, Inc.|10226
VXUS|VNGRD TL INTL ST ETF|ETCB|ETC BROKERAGE SERVICES, LLC|295
VXUS|VNGRD TL INTL ST ETF|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|56000
VXUS|VNGRD TL INTL ST ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10666
VXUS|VNGRD TL INTL ST ETF|ETRS|E*Trade Securities LLC|99237
VXUS|VNGRD TL INTL ST ETF|FBCO|Credit Suisse Securities (USA) LLC|120164
VXUS|VNGRD TL INTL ST ETF|FBSB|U.S. Bancorp Investments, Inc.|262
VXUS|VNGRD TL INTL ST ETF|FILL|Tradestation Securities, Inc.|432
VXUS|VNGRD TL INTL ST ETF|FINX|FINTECH SECURITIES|40762
VXUS|VNGRD TL INTL ST ETF|FLTU|FLOW TRADERS US LLC|118027
VXUS|VNGRD TL INTL ST ETF|FMAF|NBCN Inc./ CDS|36953
VXUS|VNGRD TL INTL ST ETF|FOMA|TD AMERITRADE CLEARING, INC.|617533
VXUS|VNGRD TL INTL ST ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23928
VXUS|VNGRD TL INTL ST ETF|FTBR|Foliofn Investments, Inc.|7195
VXUS|VNGRD TL INTL ST ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|52981
VXUS|VNGRD TL INTL ST ETF|GLPX|ACS EXECUTION SERVICES, LLC|24
VXUS|VNGRD TL INTL ST ETF|GSCO|GOLDMAN SACHS & CO. LLC|13941
VXUS|VNGRD TL INTL ST ETF|GSCS|GOLDMAN SACHS & CO. LLC|2460
VXUS|VNGRD TL INTL ST ETF|GSIC|GLOBAL STRATEGIC INVESTMENTS|1112
VXUS|VNGRD TL INTL ST ETF|GSLT|GOLDMAN SACHS & CO. LLC|250
VXUS|VNGRD TL INTL ST ETF|GTSZ|GTS SECURITIES LLC|4932
VXUS|VNGRD TL INTL ST ETF|HRBF|American Enterprise Investment Services Inc.|189962
VXUS|VNGRD TL INTL ST ETF|HSBC|HSBC Securities, Inc.|1000
VXUS|VNGRD TL INTL ST ETF|IATS|INTERACTIVE BROKERS LLC|14432
VXUS|VNGRD TL INTL ST ETF|IBKR|Interactive Brokers Llc|109678
VXUS|VNGRD TL INTL ST ETF|ICBX|INSTINET, LLC|49282
VXUS|VNGRD TL INTL ST ETF|INCA|INSTINET, LLC|40130
VXUS|VNGRD TL INTL ST ETF|ITGI|ITG Inc.|10454
VXUS|VNGRD TL INTL ST ETF|ITGP|ITG INC.|30000
VXUS|VNGRD TL INTL ST ETF|JANY|Janney Montgomery Scott Inc.|15650
VXUS|VNGRD TL INTL ST ETF|JMPT|JUMP TRADING, LLC|19126
VXUS|VNGRD TL INTL ST ETF|JONE|JonesTrading|840
VXUS|VNGRD TL INTL ST ETF|JPBX|J.P. MORGAN SECURITIES LLC|87
VXUS|VNGRD TL INTL ST ETF|JPMX|J.P. Morgan Securities LLC|61650
VXUS|VNGRD TL INTL ST ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|350609
VXUS|VNGRD TL INTL ST ETF|JSJX|JANE STREET CAPITAL LLC|723840
VXUS|VNGRD TL INTL ST ETF|KCGM|VIRTU Americas LLC|46895
VXUS|VNGRD TL INTL ST ETF|LEHM|Barclays Capital Inc./Le|256368
VXUS|VNGRD TL INTL ST ETF|LGNT|COR CLEARING LLC|53
VXUS|VNGRD TL INTL ST ETF|LIME|Lime Brokerage LLC|77275
VXUS|VNGRD TL INTL ST ETF|LMGP|LIME BROKERAGE LLC|6000
VXUS|VNGRD TL INTL ST ETF|MACC|Mid Atlantic Capital Corporation|9915
VXUS|VNGRD TL INTL ST ETF|MCMF|Raymond James Ltd. Cds|710
VXUS|VNGRD TL INTL ST ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68334
VXUS|VNGRD TL INTL ST ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
VXUS|VNGRD TL INTL ST ETF|MOTF|MOTIF INVESTING, INC.|131
VXUS|VNGRD TL INTL ST ETF|MRBA|IBN FINANCIAL SERVICES, INC.|15
VXUS|VNGRD TL INTL ST ETF|MSCO|MORGAN STANLEY & CO. LLC|695300
VXUS|VNGRD TL INTL ST ETF|MSPL|MORGAN STANLEY & CO. LLC|45500
VXUS|VNGRD TL INTL ST ETF|MSTX|MORGAN STANLEY & CO. LLC|7800
VXUS|VNGRD TL INTL ST ETF|NBCS|NBC Securities, INC.|105
VXUS|VNGRD TL INTL ST ETF|NFSC|National Financial Services LLC|1038690
VXUS|VNGRD TL INTL ST ETF|NITE|VIRTU Americas LLC|1795181
VXUS|VNGRD TL INTL ST ETF|NITP|VIRTU Americas LLC|30878
VXUS|VNGRD TL INTL ST ETF|NQRB|Brut, LLC|180449
VXUS|VNGRD TL INTL ST ETF|NTRC|Northern Trust Securities, Inc.|87
VXUS|VNGRD TL INTL ST ETF|OLDM|OLD MISSION CAPITAL, LLC|253757
VXUS|VNGRD TL INTL ST ETF|OPCO|Oppenheimer & Co. Inc.|6464
VXUS|VNGRD TL INTL ST ETF|PDQM|CODA MARKETS, INC.|18100
VXUS|VNGRD TL INTL ST ETF|PWJC|UBS Financial Services, Inc.|22632
VXUS|VNGRD TL INTL ST ETF|RAJA|Raymond James & Associates, Inc.|59388
VXUS|VNGRD TL INTL ST ETF|RBCM|RBC CAPITAL MARKETS, LLC|5023
VXUS|VNGRD TL INTL ST ETF|SALI|INTL FCSTONE FINANCIAL INC.|1327
VXUS|VNGRD TL INTL ST ETF|SBSH|Citigroup Global Markets Inc.|738300
VXUS|VNGRD TL INTL ST ETF|SEIC|SEI Investments Distribution Co.|1697
VXUS|VNGRD TL INTL ST ETF|SGMT|GOLDMAN SACHS & CO. LLC|37840
VXUS|VNGRD TL INTL ST ETF|SIBO|Prime Executions, Inc.|15426
VXUS|VNGRD TL INTL ST ETF|SPDR|SPEEDROUTE LLC|1749
VXUS|VNGRD TL INTL ST ETF|SPHN|Stephens Inc.|9
VXUS|VNGRD TL INTL ST ETF|STFL|Stifel, Nicolaus & Company, Incorporated|27089
VXUS|VNGRD TL INTL ST ETF|STKP|STOCKPILE INVESTMENTS, INC.|518
VXUS|VNGRD TL INTL ST ETF|SWIM|TD Ameritrade, Inc.|11065
VXUS|VNGRD TL INTL ST ETF|SWST|Hilltop Securities Inc.|1649
VXUS|VNGRD TL INTL ST ETF|TKNG|ALLY INVEST SECURITIES LLC|5662
VXUS|VNGRD TL INTL ST ETF|TRBT|Tradebot Systems, Inc.|217636
VXUS|VNGRD TL INTL ST ETF|TRCM|TRC MARKETS LLC|25720
VXUS|VNGRD TL INTL ST ETF|UBSA|UBS SECURITIES LLC|204758
VXUS|VNGRD TL INTL ST ETF|UBSS|UBS Securities LLC|717813
VXUS|VNGRD TL INTL ST ETF|VALX|VIRTU AMERICAS LLC|295
VXUS|VNGRD TL INTL ST ETF|VGRD|Vanguard Marketing Corporation|1356133
VXUS|VNGRD TL INTL ST ETF|VSIN|Vision Financial Markets Llc|111
VXUS|VNGRD TL INTL ST ETF|WBLR|WILLIAM BLAIR|40
VXUS|VNGRD TL INTL ST ETF|WCHV|WELLS FARGO SECURITIES, LLC|245537
VXUS|VNGRD TL INTL ST ETF|WEDB|WEDBUSH SECURITIES INC.|1660
VXUS|VNGRD TL INTL ST ETF|WEED|Weeden & Co.L.P.|60
VXUS|VNGRD TL INTL ST ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5205
VXUS|VNGRD TL INTL ST ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1975
VXUS|VNGRD TL INTL ST ETF|WGIF|CIBC World Markets Inc.|9844
VXUS|VNGRD TL INTL ST ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1622
VXUS|VNGRD TL INTL ST ETF|WSEA|WOLVERINE SECURITIES, LLC|8748
VXUS|VNGRD TL INTL ST ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|29216
VXUS|VNGRD TL INTL ST ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|194927
VXX|IPATH S&P 500 VIX SH|AGCP|AEGIS CAPITAL CORP.|46
VXX|IPATH S&P 500 VIX SH|AGIS|Aegis Capital Corp.|381
VXX|IPATH S&P 500 VIX SH|ALTX|Alternet Securities Inc.|321201
VXX|IPATH S&P 500 VIX SH|APCC|Apex Clearing Corporation|1151734
VXX|IPATH S&P 500 VIX SH|AURC|Aurora Capital LLC|5469
VXX|IPATH S&P 500 VIX SH|BALE|M&T SECURITIES, INC.|100
VXX|IPATH S&P 500 VIX SH|BARD|Robert W. Baird & Co. Incorporated|700
VXX|IPATH S&P 500 VIX SH|BATM|CBOE TRADING, INC.|232204
VXX|IPATH S&P 500 VIX SH|BAYT|BTIG, LLC|11011
VXX|IPATH S&P 500 VIX SH|BBNT|BB&T SECURITIES, LLC|700
VXX|IPATH S&P 500 VIX SH|BERN|Sanford C. Bernstein & Co., LLC|250300
VXX|IPATH S&P 500 VIX SH|BIMI|Banca IMI Securities Corp.|3125
VXX|IPATH S&P 500 VIX SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|149641
VXX|IPATH S&P 500 VIX SH|BYXM|CBOE TRADING, INC.|216562
VXX|IPATH S&P 500 VIX SH|BZXL|VOLANT LIQUIDITY, LLC|76577
VXX|IPATH S&P 500 VIX SH|CHAS|Charles Schwab & Co., Inc.|57472
VXX|IPATH S&P 500 VIX SH|CLSA|CLSA AMERICAS, LLC|6800
VXX|IPATH S&P 500 VIX SH|CMTT|CMT TRADING LLC|2258201
VXX|IPATH S&P 500 VIX SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|196937
VXX|IPATH S&P 500 VIX SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35387
VXX|IPATH S&P 500 VIX SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|847699
VXX|IPATH S&P 500 VIX SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4693524
VXX|IPATH S&P 500 VIX SH|CTDL|Citadel Derivatives Group Llc|3566989
VXX|IPATH S&P 500 VIX SH|CTLR|CUTLER GROUP, LP|1400
VXX|IPATH S&P 500 VIX SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|1078462
VXX|IPATH S&P 500 VIX SH|DBAB|Deutsche Bank Securities Inc.|4606098
VXX|IPATH S&P 500 VIX SH|DBAX|Deutsche Bank Securities Inc.|3352000
VXX|IPATH S&P 500 VIX SH|DCHF|Dart Executions, LLC|534252
VXX|IPATH S&P 500 VIX SH|DEAN|MORGAN STANLEY|28868
VXX|IPATH S&P 500 VIX SH|DEGS|RONIN PROFESSIONAL LLC|6500
VXX|IPATH S&P 500 VIX SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1784762
VXX|IPATH S&P 500 VIX SH|DLTA|DEALERWEB INC.|1096053
VXX|IPATH S&P 500 VIX SH|EBXL|EBX LLC|9385100
VXX|IPATH S&P 500 VIX SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|371341
VXX|IPATH S&P 500 VIX SH|EGAM|CBOE TRADING, INC.|1208986
VXX|IPATH S&P 500 VIX SH|EGAW|CBOE TRADING, INC.|136949
VXX|IPATH S&P 500 VIX SH|EGXM|CBOE TRADING, INC.|315560
VXX|IPATH S&P 500 VIX SH|EGXW|CBOE TRADING, INC.|17667
VXX|IPATH S&P 500 VIX SH|EROP|Eroom Securities L.L.C.|3100
VXX|IPATH S&P 500 VIX SH|ESPO|ESPOSITO SECURITIES, LLC|1305
VXX|IPATH S&P 500 VIX SH|ETBE|Electronic Transaction Clearing, Inc.|1085867
VXX|IPATH S&P 500 VIX SH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|456246
VXX|IPATH S&P 500 VIX SH|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|570983
VXX|IPATH S&P 500 VIX SH|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|1600
VXX|IPATH S&P 500 VIX SH|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|27521
VXX|IPATH S&P 500 VIX SH|ETRS|E*Trade Securities LLC|5283664
VXX|IPATH S&P 500 VIX SH|FBSB|U.S. Bancorp Investments, Inc.|77
VXX|IPATH S&P 500 VIX SH|FFSI|Firstrade Securities Inc.|1682
VXX|IPATH S&P 500 VIX SH|FILL|Tradestation Securities, Inc.|5309775
VXX|IPATH S&P 500 VIX SH|FLTU|FLOW TRADERS US LLC|3510676
VXX|IPATH S&P 500 VIX SH|FMAF|NBCN Inc./ CDS|80469
VXX|IPATH S&P 500 VIX SH|FQLS|Quantlab Securities LP|2247944
VXX|IPATH S&P 500 VIX SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8214
VXX|IPATH S&P 500 VIX SH|FTBR|Foliofn Investments, Inc.|14612
VXX|IPATH S&P 500 VIX SH|GARC|ICAP Corporates LLC|6400
VXX|IPATH S&P 500 VIX SH|GEBB|GLOBAL EXECUTION BROKERS, LP|320772
VXX|IPATH S&P 500 VIX SH|GFRY|JUMP TRADING, LLC|4132152
VXX|IPATH S&P 500 VIX SH|GLIS|TD Securities Inc|27699
VXX|IPATH S&P 500 VIX SH|GLPX|ACS EXECUTION SERVICES, LLC|1149299
VXX|IPATH S&P 500 VIX SH|GSCO|GOLDMAN SACHS & CO. LLC|10903913
VXX|IPATH S&P 500 VIX SH|GSCS|GOLDMAN SACHS & CO. LLC|544713
VXX|IPATH S&P 500 VIX SH|GSLT|GOLDMAN SACHS & CO. LLC|2368120
VXX|IPATH S&P 500 VIX SH|GTSZ|GTS SECURITIES LLC|249951
VXX|IPATH S&P 500 VIX SH|HAPX|HAP Trading, LLC|15362
VXX|IPATH S&P 500 VIX SH|HRBF|American Enterprise Investment Services Inc.|14868
VXX|IPATH S&P 500 VIX SH|HSBC|HSBC Securities, Inc.|200
VXX|IPATH S&P 500 VIX SH|IATS|INTERACTIVE BROKERS LLC|4495154
VXX|IPATH S&P 500 VIX SH|IBKR|Interactive Brokers Llc|18388292
VXX|IPATH S&P 500 VIX SH|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|169
VXX|IPATH S&P 500 VIX SH|ICBX|INSTINET, LLC|2050582
VXX|IPATH S&P 500 VIX SH|INCA|INSTINET, LLC|16010083
VXX|IPATH S&P 500 VIX SH|INJX|INSTINET, LLC|524062
VXX|IPATH S&P 500 VIX SH|ITGI|ITG Inc.|800943
VXX|IPATH S&P 500 VIX SH|ITGP|ITG INC.|860200
VXX|IPATH S&P 500 VIX SH|JANY|Janney Montgomery Scott Inc.|8978
VXX|IPATH S&P 500 VIX SH|JEFF|JEFFERIES LLC|1877781
VXX|IPATH S&P 500 VIX SH|JHDR|J.H. Darbie & Co., Inc.|7000
VXX|IPATH S&P 500 VIX SH|JMPT|JUMP TRADING, LLC|1623120
VXX|IPATH S&P 500 VIX SH|JONE|JonesTrading|3050
VXX|IPATH S&P 500 VIX SH|JPMX|J.P. Morgan Securities LLC|929116
VXX|IPATH S&P 500 VIX SH|JSJX|JANE STREET CAPITAL LLC|6834071
VXX|IPATH S&P 500 VIX SH|JUTA|JUMP TRADING, LLC|129200
VXX|IPATH S&P 500 VIX SH|KCGM|VIRTU Americas LLC|1383691
VXX|IPATH S&P 500 VIX SH|LAMP|Lampost Capital, L.C.|8853
VXX|IPATH S&P 500 VIX SH|LEHM|Barclays Capital Inc./Le|31929281
VXX|IPATH S&P 500 VIX SH|LIME|Lime Brokerage LLC|466436
VXX|IPATH S&P 500 VIX SH|LIWM|LIME BROKERAGE LLC|307587
VXX|IPATH S&P 500 VIX SH|LIWN|LIME BROKERAGE LLC|1509692
VXX|IPATH S&P 500 VIX SH|LMGP|LIME BROKERAGE LLC|950
VXX|IPATH S&P 500 VIX SH|LPCM|Lampert Capital Markets Inc.|7355
VXX|IPATH S&P 500 VIX SH|LSCI|Lek Securities Corporation|72428
VXX|IPATH S&P 500 VIX SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|53274
VXX|IPATH S&P 500 VIX SH|MACC|Mid Atlantic Capital Corporation|11436
VXX|IPATH S&P 500 VIX SH|MAVB|Great Point Capital LLC|100
VXX|IPATH S&P 500 VIX SH|MAXM|Maxim Group LLC|8075
VXX|IPATH S&P 500 VIX SH|MBTS|ALLY INVEST SECURITIES LLC|3200
VXX|IPATH S&P 500 VIX SH|MCMF|Raymond James Ltd. Cds|1680
VXX|IPATH S&P 500 VIX SH|MICA|Spartan Securities Group, Ltd.|8800
VXX|IPATH S&P 500 VIX SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2020788
VXX|IPATH S&P 500 VIX SH|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|21700
VXX|IPATH S&P 500 VIX SH|MOTF|MOTIF INVESTING, INC.|43
VXX|IPATH S&P 500 VIX SH|MPSG|E D & F Man Capital Markets Inc.|2600
VXX|IPATH S&P 500 VIX SH|MSCO|MORGAN STANLEY & CO. LLC|10681622
VXX|IPATH S&P 500 VIX SH|MSPL|MORGAN STANLEY & CO. LLC|1774900
VXX|IPATH S&P 500 VIX SH|MSTX|MORGAN STANLEY & CO. LLC|73900
VXX|IPATH S&P 500 VIX SH|MTON|MILLINGTON SECURITIES, INC.|81522
VXX|IPATH S&P 500 VIX SH|NATL|National Securities Corporation|138
VXX|IPATH S&P 500 VIX SH|NBCS|NBC Securities, INC.|150
VXX|IPATH S&P 500 VIX SH|NFSC|National Financial Services LLC|13815961
VXX|IPATH S&P 500 VIX SH|NITE|VIRTU Americas LLC|32376470
VXX|IPATH S&P 500 VIX SH|NITP|VIRTU Americas LLC|1193460
VXX|IPATH S&P 500 VIX SH|NMRA|Nomura Securities International, Inc.|245307
VXX|IPATH S&P 500 VIX SH|NORM|JUMP TRADING, LLC|1555810
VXX|IPATH S&P 500 VIX SH|NQRB|Brut, LLC|514331
VXX|IPATH S&P 500 VIX SH|NTBF|BMO Nesbitt Burns Inc./CDS|31415
VXX|IPATH S&P 500 VIX SH|NTRC|Northern Trust Securities, Inc.|700
VXX|IPATH S&P 500 VIX SH|OLDM|OLD MISSION CAPITAL, LLC|300
VXX|IPATH S&P 500 VIX SH|OPCO|Oppenheimer & Co. Inc.|27273
VXX|IPATH S&P 500 VIX SH|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2050000
VXX|IPATH S&P 500 VIX SH|PCFF|Pacific International Securities Inc./CDS|3203
VXX|IPATH S&P 500 VIX SH|PCPT|PHILLIP CAPITAL INC.|6214
VXX|IPATH S&P 500 VIX SH|PDQM|CODA MARKETS, INC.|1387699
VXX|IPATH S&P 500 VIX SH|PHLY|NASDAQ Execution Services, LLC|324800
VXX|IPATH S&P 500 VIX SH|PICT|Pictet Overseas Inc.|7500
VXX|IPATH S&P 500 VIX SH|PINT|PRECISION SECURITIES, LLC|200
VXX|IPATH S&P 500 VIX SH|PRJX|JUMP TRADING, LLC|8999524
VXX|IPATH S&P 500 VIX SH|PUMA|Puma Capital, Llc|92297
VXX|IPATH S&P 500 VIX SH|PWJC|UBS Financial Services, Inc.|82309
VXX|IPATH S&P 500 VIX SH|RBCM|RBC CAPITAL MARKETS, LLC|13799
VXX|IPATH S&P 500 VIX SH|RGLD|Regal Securities, Inc|7508
VXX|IPATH S&P 500 VIX SH|RHOX|XR Securities LLC|11121209
VXX|IPATH S&P 500 VIX SH|RJLB|RJL CAPITAL GROUP, LLC|800
VXX|IPATH S&P 500 VIX SH|RJLC|RJL CAPITAL GROUP, LLC|30596
VXX|IPATH S&P 500 VIX SH|SAGL|SAGETRADER, LLC|127857
VXX|IPATH S&P 500 VIX SH|SALI|INTL FCSTONE FINANCIAL INC.|2675
VXX|IPATH S&P 500 VIX SH|SBSH|Citigroup Global Markets Inc.|4390078
VXX|IPATH S&P 500 VIX SH|SGMT|GOLDMAN SACHS & CO. LLC|3394739
VXX|IPATH S&P 500 VIX SH|SOGO|Wang Investment Associates, Inc.|8915
VXX|IPATH S&P 500 VIX SH|SPDR|SPEEDROUTE LLC|280915
VXX|IPATH S&P 500 VIX SH|SPHN|Stephens Inc.|203
VXX|IPATH S&P 500 VIX SH|SPNT|SEVEN POINTS CAPITAL, LLC|1200
VXX|IPATH S&P 500 VIX SH|SPTD|MINT GLOBAL MARKETS, INC.|3500
VXX|IPATH S&P 500 VIX SH|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
VXX|IPATH S&P 500 VIX SH|STFL|Stifel, Nicolaus & Company, Incorporated|4900
VXX|IPATH S&P 500 VIX SH|STKP|STOCKPILE INVESTMENTS, INC.|612
VXX|IPATH S&P 500 VIX SH|SWIM|TD Ameritrade, Inc.|13196559
VXX|IPATH S&P 500 VIX SH|SWST|Hilltop Securities Inc.|5245
VXX|IPATH S&P 500 VIX SH|TAGC|TELSEY ADVISORY GROUP LLC|12400
VXX|IPATH S&P 500 VIX SH|TKNG|ALLY INVEST SECURITIES LLC|85801
VXX|IPATH S&P 500 VIX SH|TMBR|Timber Hill LLC|4860
VXX|IPATH S&P 500 VIX SH|TRBT|Tradebot Systems, Inc.|23975574
VXX|IPATH S&P 500 VIX SH|TRCM|TRC MARKETS LLC|44260581
VXX|IPATH S&P 500 VIX SH|TWTT|TASTYWORKS, INC.|88088
VXX|IPATH S&P 500 VIX SH|UBSA|UBS SECURITIES LLC|11481916
VXX|IPATH S&P 500 VIX SH|UBSS|UBS Securities LLC|2945943
VXX|IPATH S&P 500 VIX SH|VALX|VIRTU AMERICAS LLC|105079
VXX|IPATH S&P 500 VIX SH|VGRD|Vanguard Marketing Corporation|352466
VXX|IPATH S&P 500 VIX SH|VIEW|VIEWTRADE SECURITIES LLC|2077
VXX|IPATH S&P 500 VIX SH|VSIN|Vision Financial Markets Llc|56169
VXX|IPATH S&P 500 VIX SH|WABR|Wall Street Access|8716
VXX|IPATH S&P 500 VIX SH|WBET|Wallachbeth Capital LLC|8478
VXX|IPATH S&P 500 VIX SH|WBLR|WILLIAM BLAIR|4340
VXX|IPATH S&P 500 VIX SH|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
VXX|IPATH S&P 500 VIX SH|WCHV|WELLS FARGO SECURITIES, LLC|132671
VXX|IPATH S&P 500 VIX SH|WEDB|WEDBUSH SECURITIES INC.|1315927
VXX|IPATH S&P 500 VIX SH|WEED|Weeden & Co.L.P.|64308
VXX|IPATH S&P 500 VIX SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3695769
VXX|IPATH S&P 500 VIX SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4890415
VXX|IPATH S&P 500 VIX SH|WGIF|CIBC World Markets Inc.|48635
VXX|IPATH S&P 500 VIX SH|WHOT|JUST2TRADE, INC.|68
VXX|IPATH S&P 500 VIX SH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|138
VXX|IPATH S&P 500 VIX SH|WORD|Worden Capital Management LLC|500
VXX|IPATH S&P 500 VIX SH|WSEA|WOLVERINE SECURITIES, LLC|436338
VXX|IPATH S&P 500 VIX SH|XPUS|XP SECURITIES, LLC|62046
VXX|IPATH S&P 500 VIX SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|58400
VXX|IPATH S&P 500 VIX SH|YKNA|COMHAR CAPITAL MARKETS, LLC|25247
VXX|IPATH S&P 500 VIX SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9875
VXXB|IPATH SERIES B S&P 5|BATM|CBOE TRADING, INC.|309
VXXB|IPATH SERIES B S&P 5|CTDL|Citadel Derivatives Group Llc|25520
VXXB|IPATH SERIES B S&P 5|EGXM|CBOE TRADING, INC.|17
VXXB|IPATH SERIES B S&P 5|ETRS|E*Trade Securities LLC|6516
VXXB|IPATH SERIES B S&P 5|GSLT|GOLDMAN SACHS & CO. LLC|3368
VXXB|IPATH SERIES B S&P 5|IATS|INTERACTIVE BROKERS LLC|75
VXXB|IPATH SERIES B S&P 5|IBKR|Interactive Brokers Llc|700
VXXB|IPATH SERIES B S&P 5|INCA|INSTINET, LLC|7
VXXB|IPATH SERIES B S&P 5|LEHM|Barclays Capital Inc./Le|97991
VXXB|IPATH SERIES B S&P 5|LIME|Lime Brokerage LLC|3300
VXXB|IPATH SERIES B S&P 5|LIWM|LIME BROKERAGE LLC|1620
VXXB|IPATH SERIES B S&P 5|MSCO|MORGAN STANLEY & CO. LLC|5622
VXXB|IPATH SERIES B S&P 5|NFSC|National Financial Services LLC|728
VXXB|IPATH SERIES B S&P 5|NITE|VIRTU Americas LLC|2343
VXXB|IPATH SERIES B S&P 5|SGMT|GOLDMAN SACHS & CO. LLC|200
VXXB|IPATH SERIES B S&P 5|SWIM|TD Ameritrade, Inc.|100
VXXB|IPATH SERIES B S&P 5|UBSS|UBS Securities LLC|191
VXXB|IPATH SERIES B S&P 5|VGRD|Vanguard Marketing Corporation|2
VXXB|IPATH SERIES B S&P 5|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29
VXZ|BARCLAYS BANK PLC|ALTX|Alternet Securities Inc.|2600
VXZ|BARCLAYS BANK PLC|APCC|Apex Clearing Corporation|457
VXZ|BARCLAYS BANK PLC|BATM|CBOE TRADING, INC.|3162
VXZ|BARCLAYS BANK PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4706
VXZ|BARCLAYS BANK PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
VXZ|BARCLAYS BANK PLC|DBAB|Deutsche Bank Securities Inc.|200
VXZ|BARCLAYS BANK PLC|DBAX|Deutsche Bank Securities Inc.|1700
VXZ|BARCLAYS BANK PLC|EBXL|EBX LLC|8500
VXZ|BARCLAYS BANK PLC|EGAM|CBOE TRADING, INC.|1056
VXZ|BARCLAYS BANK PLC|EGMT|EG MARKET TECHNOLOGIES LLC|100
VXZ|BARCLAYS BANK PLC|ETBE|Electronic Transaction Clearing, Inc.|750
VXZ|BARCLAYS BANK PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
VXZ|BARCLAYS BANK PLC|ETRS|E*Trade Securities LLC|6624
VXZ|BARCLAYS BANK PLC|FILL|Tradestation Securities, Inc.|770
VXZ|BARCLAYS BANK PLC|FLTU|FLOW TRADERS US LLC|14200
VXZ|BARCLAYS BANK PLC|FQLS|Quantlab Securities LP|33676
VXZ|BARCLAYS BANK PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1930
VXZ|BARCLAYS BANK PLC|FTBR|Foliofn Investments, Inc.|2569
VXZ|BARCLAYS BANK PLC|GSCO|GOLDMAN SACHS & CO. LLC|7700
VXZ|BARCLAYS BANK PLC|GSCS|GOLDMAN SACHS & CO. LLC|2000
VXZ|BARCLAYS BANK PLC|GSLT|GOLDMAN SACHS & CO. LLC|2028
VXZ|BARCLAYS BANK PLC|GTSZ|GTS SECURITIES LLC|2620
VXZ|BARCLAYS BANK PLC|IATS|INTERACTIVE BROKERS LLC|16253
VXZ|BARCLAYS BANK PLC|IBKR|Interactive Brokers Llc|144462
VXZ|BARCLAYS BANK PLC|ICBX|INSTINET, LLC|1100
VXZ|BARCLAYS BANK PLC|INCA|INSTINET, LLC|10477
VXZ|BARCLAYS BANK PLC|ITGI|ITG Inc.|53440
VXZ|BARCLAYS BANK PLC|ITGP|ITG INC.|7400
VXZ|BARCLAYS BANK PLC|JANY|Janney Montgomery Scott Inc.|2300
VXZ|BARCLAYS BANK PLC|JMPT|JUMP TRADING, LLC|80
VXZ|BARCLAYS BANK PLC|JPMX|J.P. Morgan Securities LLC|200
VXZ|BARCLAYS BANK PLC|JSJX|JANE STREET CAPITAL LLC|3225
VXZ|BARCLAYS BANK PLC|KCGM|VIRTU Americas LLC|3785
VXZ|BARCLAYS BANK PLC|LEHM|Barclays Capital Inc./Le|7400
VXZ|BARCLAYS BANK PLC|LIME|Lime Brokerage LLC|23421
VXZ|BARCLAYS BANK PLC|LIWM|LIME BROKERAGE LLC|2071
VXZ|BARCLAYS BANK PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
VXZ|BARCLAYS BANK PLC|MSCO|MORGAN STANLEY & CO. LLC|25662
VXZ|BARCLAYS BANK PLC|NFSC|National Financial Services LLC|24441
VXZ|BARCLAYS BANK PLC|NITE|VIRTU Americas LLC|93980
VXZ|BARCLAYS BANK PLC|NTBF|BMO Nesbitt Burns Inc./CDS|1800
VXZ|BARCLAYS BANK PLC|PDQM|CODA MARKETS, INC.|100
VXZ|BARCLAYS BANK PLC|SGMT|GOLDMAN SACHS & CO. LLC|3400
VXZ|BARCLAYS BANK PLC|SWIM|TD Ameritrade, Inc.|6094
VXZ|BARCLAYS BANK PLC|TKNG|ALLY INVEST SECURITIES LLC|10
VXZ|BARCLAYS BANK PLC|TRCM|TRC MARKETS LLC|1000
VXZ|BARCLAYS BANK PLC|UBSA|UBS SECURITIES LLC|8318
VXZ|BARCLAYS BANK PLC|UBSS|UBS Securities LLC|4991
VXZ|BARCLAYS BANK PLC|VALX|VIRTU AMERICAS LLC|459
VXZ|BARCLAYS BANK PLC|VGRD|Vanguard Marketing Corporation|5323
VXZ|BARCLAYS BANK PLC|VSIN|Vision Financial Markets Llc|1
VXZ|BARCLAYS BANK PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1679
VXZ|BARCLAYS BANK PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5873
VXZ|BARCLAYS BANK PLC|WSEA|WOLVERINE SECURITIES, LLC|1280
VXZ|BARCLAYS BANK PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3000
VXZB|IPATH SERIES B S&P 5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
VXZB|IPATH SERIES B S&P 5|DBAX|Deutsche Bank Securities Inc.|100
VXZB|IPATH SERIES B S&P 5|LEHM|Barclays Capital Inc./Le|200
VYGR|VOYAGER THERAPEUT CM|AGIS|Aegis Capital Corp.|250
VYGR|VOYAGER THERAPEUT CM|ALTX|Alternet Securities Inc.|8475
VYGR|VOYAGER THERAPEUT CM|APCC|Apex Clearing Corporation|2279
VYGR|VOYAGER THERAPEUT CM|BARD|Robert W. Baird & Co. Incorporated|65500
VYGR|VOYAGER THERAPEUT CM|BATM|CBOE TRADING, INC.|3296
VYGR|VOYAGER THERAPEUT CM|BBNT|BB&T SECURITIES, LLC|5300
VYGR|VOYAGER THERAPEUT CM|BERN|Sanford C. Bernstein & Co., LLC|10516
VYGR|VOYAGER THERAPEUT CM|BKCM|BNY Mellon Capital Markets LLC|150
VYGR|VOYAGER THERAPEUT CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3975
VYGR|VOYAGER THERAPEUT CM|BLKX|INSTINET, LLC|9200
VYGR|VOYAGER THERAPEUT CM|BMOC|BMO Capital Markets Corp.|3054
VYGR|VOYAGER THERAPEUT CM|BNPX|BNP PARIBAS SECURITIES CORP.|26572
VYGR|VOYAGER THERAPEUT CM|BTIG|BTIG, LLC|27823
VYGR|VOYAGER THERAPEUT CM|BYXM|CBOE TRADING, INC.|1890
VYGR|VOYAGER THERAPEUT CM|CBRA|Cobra Trading, Inc.|400
VYGR|VOYAGER THERAPEUT CM|CHAS|Charles Schwab & Co., Inc.|5500
VYGR|VOYAGER THERAPEUT CM|CIST|Capital Institutional Services, Inc.|8500
VYGR|VOYAGER THERAPEUT CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|99222
VYGR|VOYAGER THERAPEUT CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1250
VYGR|VOYAGER THERAPEUT CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20
VYGR|VOYAGER THERAPEUT CM|CRFN|ROBINHOOD FINANCIAL, LLC|14
VYGR|VOYAGER THERAPEUT CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197840
VYGR|VOYAGER THERAPEUT CM|CTDL|Citadel Derivatives Group Llc|24215
VYGR|VOYAGER THERAPEUT CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|14008
VYGR|VOYAGER THERAPEUT CM|DADA|D.A. Davidson & Co.|500
VYGR|VOYAGER THERAPEUT CM|DBAB|Deutsche Bank Securities Inc.|315092
VYGR|VOYAGER THERAPEUT CM|DBAX|Deutsche Bank Securities Inc.|68300
VYGR|VOYAGER THERAPEUT CM|DBUL|Deutsche Bank Securities Inc.|2835
VYGR|VOYAGER THERAPEUT CM|DEAN|MORGAN STANLEY|16561
VYGR|VOYAGER THERAPEUT CM|DEGS|RONIN PROFESSIONAL LLC|15742
VYGR|VOYAGER THERAPEUT CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16880
VYGR|VOYAGER THERAPEUT CM|EBXL|EBX LLC|119400
VYGR|VOYAGER THERAPEUT CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|6330
VYGR|VOYAGER THERAPEUT CM|EDJO|Edward D. Jones & Co., L.P.|1166
VYGR|VOYAGER THERAPEUT CM|EGAM|CBOE TRADING, INC.|5360
VYGR|VOYAGER THERAPEUT CM|EGMT|EG MARKET TECHNOLOGIES LLC|2500
VYGR|VOYAGER THERAPEUT CM|EGXM|CBOE TRADING, INC.|7908
VYGR|VOYAGER THERAPEUT CM|EGXW|CBOE TRADING, INC.|200
VYGR|VOYAGER THERAPEUT CM|ETBE|Electronic Transaction Clearing, Inc.|29209
VYGR|VOYAGER THERAPEUT CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7014
VYGR|VOYAGER THERAPEUT CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|54542
VYGR|VOYAGER THERAPEUT CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
VYGR|VOYAGER THERAPEUT CM|ETRS|E*Trade Securities LLC|185484
VYGR|VOYAGER THERAPEUT CM|EVRS|E1 ASSET MANAGEMENT, INC.|600
VYGR|VOYAGER THERAPEUT CM|FBCO|Credit Suisse Securities (USA) LLC|518787
VYGR|VOYAGER THERAPEUT CM|FILL|Tradestation Securities, Inc.|18079
VYGR|VOYAGER THERAPEUT CM|FMAF|NBCN Inc./ CDS|60
VYGR|VOYAGER THERAPEUT CM|FOMA|TD AMERITRADE CLEARING, INC.|408107
VYGR|VOYAGER THERAPEUT CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|55922
VYGR|VOYAGER THERAPEUT CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68113
VYGR|VOYAGER THERAPEUT CM|FTBR|Foliofn Investments, Inc.|368
VYGR|VOYAGER THERAPEUT CM|GEBB|GLOBAL EXECUTION BROKERS, LP|23259
VYGR|VOYAGER THERAPEUT CM|GLPX|ACS EXECUTION SERVICES, LLC|15887
VYGR|VOYAGER THERAPEUT CM|GSCO|GOLDMAN SACHS & CO. LLC|1116558
VYGR|VOYAGER THERAPEUT CM|GSCS|GOLDMAN SACHS & CO. LLC|69921
VYGR|VOYAGER THERAPEUT CM|GSLT|GOLDMAN SACHS & CO. LLC|1753
VYGR|VOYAGER THERAPEUT CM|GTSZ|GTS SECURITIES LLC|42516
VYGR|VOYAGER THERAPEUT CM|HAPX|HAP Trading, LLC|266
VYGR|VOYAGER THERAPEUT CM|HRBF|American Enterprise Investment Services Inc.|3100
VYGR|VOYAGER THERAPEUT CM|HSBC|HSBC Securities, Inc.|2128
VYGR|VOYAGER THERAPEUT CM|IATS|INTERACTIVE BROKERS LLC|26030
VYGR|VOYAGER THERAPEUT CM|IBKR|Interactive Brokers Llc|154753
VYGR|VOYAGER THERAPEUT CM|ICBX|INSTINET, LLC|20486
VYGR|VOYAGER THERAPEUT CM|IEQY|CITADEL SECURITIES LLC|198818
VYGR|VOYAGER THERAPEUT CM|INCA|INSTINET, LLC|288804
VYGR|VOYAGER THERAPEUT CM|INJX|INSTINET, LLC|22269
VYGR|VOYAGER THERAPEUT CM|ITGI|ITG Inc.|71997
VYGR|VOYAGER THERAPEUT CM|ITGP|ITG INC.|25800
VYGR|VOYAGER THERAPEUT CM|JANY|Janney Montgomery Scott Inc.|600
VYGR|VOYAGER THERAPEUT CM|JEFF|JEFFERIES LLC|40577
VYGR|VOYAGER THERAPEUT CM|JMPT|JUMP TRADING, LLC|53284
VYGR|VOYAGER THERAPEUT CM|JONE|JonesTrading|532
VYGR|VOYAGER THERAPEUT CM|JPBX|J.P. MORGAN SECURITIES LLC|4848
VYGR|VOYAGER THERAPEUT CM|JPMX|J.P. Morgan Securities LLC|128454
VYGR|VOYAGER THERAPEUT CM|JSJX|JANE STREET CAPITAL LLC|7612
VYGR|VOYAGER THERAPEUT CM|KCGM|VIRTU Americas LLC|34129
VYGR|VOYAGER THERAPEUT CM|LEER|LEERINK PARTNERS LLC|900
VYGR|VOYAGER THERAPEUT CM|LEHM|Barclays Capital Inc./Le|511182
VYGR|VOYAGER THERAPEUT CM|LIME|Lime Brokerage LLC|184208
VYGR|VOYAGER THERAPEUT CM|LMGP|LIME BROKERAGE LLC|200
VYGR|VOYAGER THERAPEUT CM|LQNA|LIQUIDNET, INC.|5000
VYGR|VOYAGER THERAPEUT CM|LSCI|Lek Securities Corporation|100
VYGR|VOYAGER THERAPEUT CM|MACC|Mid Atlantic Capital Corporation|1000
VYGR|VOYAGER THERAPEUT CM|MACQ|Macquarie Capital (USA) Inc.|1991
VYGR|VOYAGER THERAPEUT CM|MAVB|Great Point Capital LLC|100
VYGR|VOYAGER THERAPEUT CM|MAXM|Maxim Group LLC|4331
VYGR|VOYAGER THERAPEUT CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125979
VYGR|VOYAGER THERAPEUT CM|MOTF|MOTIF INVESTING, INC.|5
VYGR|VOYAGER THERAPEUT CM|MSCO|MORGAN STANLEY & CO. LLC|2464242
VYGR|VOYAGER THERAPEUT CM|MSPL|MORGAN STANLEY & CO. LLC|126500
VYGR|VOYAGER THERAPEUT CM|MSTX|MORGAN STANLEY & CO. LLC|48000
VYGR|VOYAGER THERAPEUT CM|NATL|National Securities Corporation|7900
VYGR|VOYAGER THERAPEUT CM|NEUB|NEUBERGER BERMAN BD LLC|100
VYGR|VOYAGER THERAPEUT CM|NFSC|National Financial Services LLC|236900
VYGR|VOYAGER THERAPEUT CM|NITE|VIRTU Americas LLC|625968
VYGR|VOYAGER THERAPEUT CM|NITP|VIRTU Americas LLC|6300
VYGR|VOYAGER THERAPEUT CM|NQRB|Brut, LLC|15487
VYGR|VOYAGER THERAPEUT CM|NTRC|Northern Trust Securities, Inc.|117
VYGR|VOYAGER THERAPEUT CM|OPCO|Oppenheimer & Co. Inc.|5929
VYGR|VOYAGER THERAPEUT CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1620
VYGR|VOYAGER THERAPEUT CM|PCPT|PHILLIP CAPITAL INC.|400
VYGR|VOYAGER THERAPEUT CM|PDQM|CODA MARKETS, INC.|33961
VYGR|VOYAGER THERAPEUT CM|PHLY|NASDAQ Execution Services, LLC|800
VYGR|VOYAGER THERAPEUT CM|PWJC|UBS Financial Services, Inc.|4300
VYGR|VOYAGER THERAPEUT CM|RAJA|Raymond James & Associates, Inc.|16269
VYGR|VOYAGER THERAPEUT CM|RBCM|RBC CAPITAL MARKETS, LLC|12765
VYGR|VOYAGER THERAPEUT CM|SAGL|SAGETRADER, LLC|19349
VYGR|VOYAGER THERAPEUT CM|SAGW|SAGETRADER, LLC|600
VYGR|VOYAGER THERAPEUT CM|SBSH|Citigroup Global Markets Inc.|217148
VYGR|VOYAGER THERAPEUT CM|SGMT|GOLDMAN SACHS & CO. LLC|73312
VYGR|VOYAGER THERAPEUT CM|SPDR|SPEEDROUTE LLC|5300
VYGR|VOYAGER THERAPEUT CM|STFL|Stifel, Nicolaus & Company, Incorporated|164735
VYGR|VOYAGER THERAPEUT CM|SWIM|TD Ameritrade, Inc.|109219
VYGR|VOYAGER THERAPEUT CM|TDCO|Thompson Davis & Co., Inc.|64
VYGR|VOYAGER THERAPEUT CM|TKNG|ALLY INVEST SECURITIES LLC|9113
VYGR|VOYAGER THERAPEUT CM|TRBT|Tradebot Systems, Inc.|170566
VYGR|VOYAGER THERAPEUT CM|TRCM|TRC MARKETS LLC|77818
VYGR|VOYAGER THERAPEUT CM|UBSA|UBS SECURITIES LLC|478202
VYGR|VOYAGER THERAPEUT CM|UBSS|UBS Securities LLC|1005228
VYGR|VOYAGER THERAPEUT CM|VALX|VIRTU AMERICAS LLC|54600
VYGR|VOYAGER THERAPEUT CM|VGRD|Vanguard Marketing Corporation|12853
VYGR|VOYAGER THERAPEUT CM|VNDS|VANDHAM SECURITIES CORP|5000
VYGR|VOYAGER THERAPEUT CM|WABR|Wall Street Access|2099
VYGR|VOYAGER THERAPEUT CM|WCHV|WELLS FARGO SECURITIES, LLC|103811
VYGR|VOYAGER THERAPEUT CM|WEDB|WEDBUSH SECURITIES INC.|146
VYGR|VOYAGER THERAPEUT CM|WEED|Weeden & Co.L.P.|40
VYGR|VOYAGER THERAPEUT CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1002
VYGR|VOYAGER THERAPEUT CM|WGIF|CIBC World Markets Inc.|1802
VYGR|VOYAGER THERAPEUT CM|WSEA|WOLVERINE SECURITIES, LLC|5489
VYGR|VOYAGER THERAPEUT CM|XIST|INSTINET, LLC|13620
VYGR|VOYAGER THERAPEUT CM|XPUS|XP SECURITIES, LLC|50
VYGR|VOYAGER THERAPEUT CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|33754
VYGR|VOYAGER THERAPEUT CM|YKNA|COMHAR CAPITAL MARKETS, LLC|1813
VYGR|VOYAGER THERAPEUT CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9394
VYM|VANGUARD HIGH DIVIDE|AGIS|Aegis Capital Corp.|703
VYM|VANGUARD HIGH DIVIDE|ALTX|Alternet Securities Inc.|3697
VYM|VANGUARD HIGH DIVIDE|ANOS|ABEL/NOSER, L.L.C.|343
VYM|VANGUARD HIGH DIVIDE|APCC|Apex Clearing Corporation|3297
VYM|VANGUARD HIGH DIVIDE|BALE|M&T SECURITIES, INC.|600
VYM|VANGUARD HIGH DIVIDE|BANK|Primevest Financial Services, Inc.|2796
VYM|VANGUARD HIGH DIVIDE|BARD|Robert W. Baird & Co. Incorporated|17327
VYM|VANGUARD HIGH DIVIDE|BATM|CBOE TRADING, INC.|1370
VYM|VANGUARD HIGH DIVIDE|BBNT|BB&T SECURITIES, LLC|19570
VYM|VANGUARD HIGH DIVIDE|BERN|Sanford C. Bernstein & Co., LLC|1459
VYM|VANGUARD HIGH DIVIDE|BKCM|BNY Mellon Capital Markets LLC|194
VYM|VANGUARD HIGH DIVIDE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|103021
VYM|VANGUARD HIGH DIVIDE|BRGE|Newbridge Securities Corp.|430
VYM|VANGUARD HIGH DIVIDE|BYXM|CBOE TRADING, INC.|500
VYM|VANGUARD HIGH DIVIDE|CANT|Cantor Fitzgerald & Co.|48310
VYM|VANGUARD HIGH DIVIDE|CHAS|Charles Schwab & Co., Inc.|31123
VYM|VANGUARD HIGH DIVIDE|CICF|Canaccord Genuity Corp.|1385
VYM|VANGUARD HIGH DIVIDE|CIST|Capital Institutional Services, Inc.|14273
VYM|VANGUARD HIGH DIVIDE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20068
VYM|VANGUARD HIGH DIVIDE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
VYM|VANGUARD HIGH DIVIDE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|289
VYM|VANGUARD HIGH DIVIDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28729
VYM|VANGUARD HIGH DIVIDE|CSIN|Citadel Securities Institutional LLC|217417
VYM|VANGUARD HIGH DIVIDE|CTDL|Citadel Derivatives Group Llc|228360
VYM|VANGUARD HIGH DIVIDE|CXCX|CITIGROUP GLOBAL MARKETS INC.|2816
VYM|VANGUARD HIGH DIVIDE|DADA|D.A. Davidson & Co.|3846
VYM|VANGUARD HIGH DIVIDE|DBAB|Deutsche Bank Securities Inc.|4047
VYM|VANGUARD HIGH DIVIDE|DBAX|Deutsche Bank Securities Inc.|12500
VYM|VANGUARD HIGH DIVIDE|DCHF|Dart Executions, LLC|20
VYM|VANGUARD HIGH DIVIDE|DEAN|MORGAN STANLEY|40359
VYM|VANGUARD HIGH DIVIDE|DEGS|RONIN PROFESSIONAL LLC|2600
VYM|VANGUARD HIGH DIVIDE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|240
VYM|VANGUARD HIGH DIVIDE|EBXL|EBX LLC|27300
VYM|VANGUARD HIGH DIVIDE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1637
VYM|VANGUARD HIGH DIVIDE|EDJC|Edward Jones / CDS|1216
VYM|VANGUARD HIGH DIVIDE|EDJO|Edward D. Jones & Co., L.P.|144517
VYM|VANGUARD HIGH DIVIDE|EGAM|CBOE TRADING, INC.|11062
VYM|VANGUARD HIGH DIVIDE|EGXM|CBOE TRADING, INC.|2354
VYM|VANGUARD HIGH DIVIDE|ETBE|Electronic Transaction Clearing, Inc.|930
VYM|VANGUARD HIGH DIVIDE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6699
VYM|VANGUARD HIGH DIVIDE|ETRS|E*Trade Securities LLC|174580
VYM|VANGUARD HIGH DIVIDE|FBSB|U.S. Bancorp Investments, Inc.|3017
VYM|VANGUARD HIGH DIVIDE|FIDT|Fidelity Clearing Canada ULC./ CDS|2760
VYM|VANGUARD HIGH DIVIDE|FILL|Tradestation Securities, Inc.|4731
VYM|VANGUARD HIGH DIVIDE|FINX|FINTECH SECURITIES|3615
VYM|VANGUARD HIGH DIVIDE|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|730
VYM|VANGUARD HIGH DIVIDE|FMAF|NBCN Inc./ CDS|11263
VYM|VANGUARD HIGH DIVIDE|FMCO|First Manhattan Co|107300
VYM|VANGUARD HIGH DIVIDE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23154
VYM|VANGUARD HIGH DIVIDE|FTBR|Foliofn Investments, Inc.|7635
VYM|VANGUARD HIGH DIVIDE|GBMT|GBM International, Inc.|1407
VYM|VANGUARD HIGH DIVIDE|GEBB|GLOBAL EXECUTION BROKERS, LP|123
VYM|VANGUARD HIGH DIVIDE|GLIS|TD Securities Inc|779
VYM|VANGUARD HIGH DIVIDE|GLPX|ACS EXECUTION SERVICES, LLC|2523
VYM|VANGUARD HIGH DIVIDE|GSCO|GOLDMAN SACHS & CO. LLC|342090
VYM|VANGUARD HIGH DIVIDE|GSLT|GOLDMAN SACHS & CO. LLC|3780
VYM|VANGUARD HIGH DIVIDE|GTSZ|GTS SECURITIES LLC|35240
VYM|VANGUARD HIGH DIVIDE|HASF|Haywood Securities Inc./CDS|70
VYM|VANGUARD HIGH DIVIDE|HRBF|American Enterprise Investment Services Inc.|281883
VYM|VANGUARD HIGH DIVIDE|IATS|INTERACTIVE BROKERS LLC|5922
VYM|VANGUARD HIGH DIVIDE|IBKR|Interactive Brokers Llc|47124
VYM|VANGUARD HIGH DIVIDE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1161
VYM|VANGUARD HIGH DIVIDE|ICBX|INSTINET, LLC|21551
VYM|VANGUARD HIGH DIVIDE|INCA|INSTINET, LLC|17437
VYM|VANGUARD HIGH DIVIDE|ITGI|ITG Inc.|37274
VYM|VANGUARD HIGH DIVIDE|ITGP|ITG INC.|2200
VYM|VANGUARD HIGH DIVIDE|JANY|Janney Montgomery Scott Inc.|13408
VYM|VANGUARD HIGH DIVIDE|JEFF|JEFFERIES LLC|7909
VYM|VANGUARD HIGH DIVIDE|JMPT|JUMP TRADING, LLC|7429
VYM|VANGUARD HIGH DIVIDE|JONE|JonesTrading|37151
VYM|VANGUARD HIGH DIVIDE|JPMX|J.P. Morgan Securities LLC|14812
VYM|VANGUARD HIGH DIVIDE|JSEB|JANE STREET EXECUTION SERVICES, LLC|638329
VYM|VANGUARD HIGH DIVIDE|JSJX|JANE STREET CAPITAL LLC|597748
VYM|VANGUARD HIGH DIVIDE|KCGM|VIRTU Americas LLC|7454
VYM|VANGUARD HIGH DIVIDE|LEHM|Barclays Capital Inc./Le|55151
VYM|VANGUARD HIGH DIVIDE|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1980
VYM|VANGUARD HIGH DIVIDE|LIME|Lime Brokerage LLC|15391
VYM|VANGUARD HIGH DIVIDE|LSCI|Lek Securities Corporation|1643
VYM|VANGUARD HIGH DIVIDE|MACC|Mid Atlantic Capital Corporation|16947
VYM|VANGUARD HIGH DIVIDE|MAXM|Maxim Group LLC|18709
VYM|VANGUARD HIGH DIVIDE|MCMF|Raymond James Ltd. Cds|2149
VYM|VANGUARD HIGH DIVIDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19642
VYM|VANGUARD HIGH DIVIDE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
VYM|VANGUARD HIGH DIVIDE|MOTF|MOTIF INVESTING, INC.|18
VYM|VANGUARD HIGH DIVIDE|MSCO|MORGAN STANLEY & CO. LLC|477089
VYM|VANGUARD HIGH DIVIDE|MSPL|MORGAN STANLEY & CO. LLC|8000
VYM|VANGUARD HIGH DIVIDE|NATL|National Securities Corporation|244
VYM|VANGUARD HIGH DIVIDE|NEUB|NEUBERGER BERMAN BD LLC|124
VYM|VANGUARD HIGH DIVIDE|NFSC|National Financial Services LLC|1074568
VYM|VANGUARD HIGH DIVIDE|NITE|VIRTU Americas LLC|1369231
VYM|VANGUARD HIGH DIVIDE|NITP|VIRTU Americas LLC|500
VYM|VANGUARD HIGH DIVIDE|NQRB|Brut, LLC|10975
VYM|VANGUARD HIGH DIVIDE|NTBF|BMO Nesbitt Burns Inc./CDS|3012
VYM|VANGUARD HIGH DIVIDE|NTRC|Northern Trust Securities, Inc.|5884
VYM|VANGUARD HIGH DIVIDE|OPCO|Oppenheimer & Co. Inc.|1792
VYM|VANGUARD HIGH DIVIDE|PDQM|CODA MARKETS, INC.|2823
VYM|VANGUARD HIGH DIVIDE|PWJC|UBS Financial Services, Inc.|2210
VYM|VANGUARD HIGH DIVIDE|RBCM|RBC CAPITAL MARKETS, LLC|30896
VYM|VANGUARD HIGH DIVIDE|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|592
VYM|VANGUARD HIGH DIVIDE|SAGL|SAGETRADER, LLC|1000
VYM|VANGUARD HIGH DIVIDE|SALI|INTL FCSTONE FINANCIAL INC.|460
VYM|VANGUARD HIGH DIVIDE|SBSH|Citigroup Global Markets Inc.|11347
VYM|VANGUARD HIGH DIVIDE|SEIC|SEI Investments Distribution Co.|2809
VYM|VANGUARD HIGH DIVIDE|SGMT|GOLDMAN SACHS & CO. LLC|22927
VYM|VANGUARD HIGH DIVIDE|SHMR|ABN Amro Clearing LLC|1789
VYM|VANGUARD HIGH DIVIDE|SPHN|Stephens Inc.|246
VYM|VANGUARD HIGH DIVIDE|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
VYM|VANGUARD HIGH DIVIDE|STFL|Stifel, Nicolaus & Company, Incorporated|53345
VYM|VANGUARD HIGH DIVIDE|STKP|STOCKPILE INVESTMENTS, INC.|234
VYM|VANGUARD HIGH DIVIDE|SWIM|TD Ameritrade, Inc.|16987
VYM|VANGUARD HIGH DIVIDE|SWST|Hilltop Securities Inc.|4773
VYM|VANGUARD HIGH DIVIDE|TKNG|ALLY INVEST SECURITIES LLC|1927
VYM|VANGUARD HIGH DIVIDE|TRBT|Tradebot Systems, Inc.|61652
VYM|VANGUARD HIGH DIVIDE|TRCM|TRC MARKETS LLC|212514
VYM|VANGUARD HIGH DIVIDE|TWTT|TASTYWORKS, INC.|16
VYM|VANGUARD HIGH DIVIDE|UBSA|UBS SECURITIES LLC|72450
VYM|VANGUARD HIGH DIVIDE|UBSS|UBS Securities LLC|555090
VYM|VANGUARD HIGH DIVIDE|VALX|VIRTU AMERICAS LLC|1088
VYM|VANGUARD HIGH DIVIDE|VERT|The Vertical Trading Group, LLC|517
VYM|VANGUARD HIGH DIVIDE|VGRD|Vanguard Marketing Corporation|715994
VYM|VANGUARD HIGH DIVIDE|VNDM|Wall Street Access|788
VYM|VANGUARD HIGH DIVIDE|VSIN|Vision Financial Markets Llc|14
VYM|VANGUARD HIGH DIVIDE|WBLR|WILLIAM BLAIR|8959
VYM|VANGUARD HIGH DIVIDE|WCHV|WELLS FARGO SECURITIES, LLC|167967
VYM|VANGUARD HIGH DIVIDE|WEDB|WEDBUSH SECURITIES INC.|39
VYM|VANGUARD HIGH DIVIDE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2627
VYM|VANGUARD HIGH DIVIDE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3188
VYM|VANGUARD HIGH DIVIDE|WGIF|CIBC World Markets Inc.|714
VYM|VANGUARD HIGH DIVIDE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|77
VYM|VANGUARD HIGH DIVIDE|WSAG|WALL STREET ACCESS|23927
VYM|VANGUARD HIGH DIVIDE|WSEA|WOLVERINE SECURITIES, LLC|12115
VYM|VANGUARD HIGH DIVIDE|XIST|INSTINET, LLC|640
VYM|VANGUARD HIGH DIVIDE|XSTM|NATIONAL FINANCIAL SERVICES LLC|1236
VYM|VANGUARD HIGH DIVIDE|YKNA|COMHAR CAPITAL MARKETS, LLC|223
VYM|VANGUARD HIGH DIVIDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|189888
VYMI|VAN INT HI DIV YLD|ALTX|Alternet Securities Inc.|2500
VYMI|VAN INT HI DIV YLD|ANOS|ABEL/NOSER, L.L.C.|2972
VYMI|VAN INT HI DIV YLD|APCC|Apex Clearing Corporation|680
VYMI|VAN INT HI DIV YLD|BANK|Primevest Financial Services, Inc.|2
VYMI|VAN INT HI DIV YLD|BARD|Robert W. Baird & Co. Incorporated|433
VYMI|VAN INT HI DIV YLD|BATM|CBOE TRADING, INC.|2
VYMI|VAN INT HI DIV YLD|BBNT|BB&T SECURITIES, LLC|767
VYMI|VAN INT HI DIV YLD|BERN|Sanford C. Bernstein & Co., LLC|10
VYMI|VAN INT HI DIV YLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|347
VYMI|VAN INT HI DIV YLD|CANT|Cantor Fitzgerald & Co.|75295
VYMI|VAN INT HI DIV YLD|CHAS|Charles Schwab & Co., Inc.|222895
VYMI|VAN INT HI DIV YLD|CICF|Canaccord Genuity Corp.|19
VYMI|VAN INT HI DIV YLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|48826
VYMI|VAN INT HI DIV YLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|962
VYMI|VAN INT HI DIV YLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13809
VYMI|VAN INT HI DIV YLD|CSIN|Citadel Securities Institutional LLC|372999
VYMI|VAN INT HI DIV YLD|CTDL|Citadel Derivatives Group Llc|401012
VYMI|VAN INT HI DIV YLD|CXCX|CITIGROUP GLOBAL MARKETS INC.|4510
VYMI|VAN INT HI DIV YLD|DADA|D.A. Davidson & Co.|1339
VYMI|VAN INT HI DIV YLD|DBAX|Deutsche Bank Securities Inc.|7300
VYMI|VAN INT HI DIV YLD|DEAN|MORGAN STANLEY|9986
VYMI|VAN INT HI DIV YLD|EBXL|EBX LLC|12200
VYMI|VAN INT HI DIV YLD|EDJO|Edward D. Jones & Co., L.P.|27320
VYMI|VAN INT HI DIV YLD|EGAM|CBOE TRADING, INC.|515
VYMI|VAN INT HI DIV YLD|ETBE|Electronic Transaction Clearing, Inc.|200
VYMI|VAN INT HI DIV YLD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2042
VYMI|VAN INT HI DIV YLD|ETRS|E*Trade Securities LLC|12170
VYMI|VAN INT HI DIV YLD|FBCO|Credit Suisse Securities (USA) LLC|18595
VYMI|VAN INT HI DIV YLD|FBSB|U.S. Bancorp Investments, Inc.|140
VYMI|VAN INT HI DIV YLD|FINX|FINTECH SECURITIES|5947
VYMI|VAN INT HI DIV YLD|FMAF|NBCN Inc./ CDS|75
VYMI|VAN INT HI DIV YLD|FOMA|TD AMERITRADE CLEARING, INC.|46000
VYMI|VAN INT HI DIV YLD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8
VYMI|VAN INT HI DIV YLD|FTBR|Foliofn Investments, Inc.|134
VYMI|VAN INT HI DIV YLD|GEBB|GLOBAL EXECUTION BROKERS, LP|6760
VYMI|VAN INT HI DIV YLD|GLPX|ACS EXECUTION SERVICES, LLC|200
VYMI|VAN INT HI DIV YLD|GSCO|GOLDMAN SACHS & CO. LLC|43834
VYMI|VAN INT HI DIV YLD|GTSZ|GTS SECURITIES LLC|2068
VYMI|VAN INT HI DIV YLD|HRBF|American Enterprise Investment Services Inc.|25164
VYMI|VAN INT HI DIV YLD|IATS|INTERACTIVE BROKERS LLC|225
VYMI|VAN INT HI DIV YLD|IBKR|Interactive Brokers Llc|11467
VYMI|VAN INT HI DIV YLD|ICBX|INSTINET, LLC|8200
VYMI|VAN INT HI DIV YLD|INCA|INSTINET, LLC|1203
VYMI|VAN INT HI DIV YLD|ITGI|ITG Inc.|8444
VYMI|VAN INT HI DIV YLD|ITGP|ITG INC.|3600
VYMI|VAN INT HI DIV YLD|JANY|Janney Montgomery Scott Inc.|9768
VYMI|VAN INT HI DIV YLD|JMPT|JUMP TRADING, LLC|140
VYMI|VAN INT HI DIV YLD|JPMX|J.P. Morgan Securities LLC|8400
VYMI|VAN INT HI DIV YLD|JSEB|JANE STREET EXECUTION SERVICES, LLC|242389
VYMI|VAN INT HI DIV YLD|JSJX|JANE STREET CAPITAL LLC|164856
VYMI|VAN INT HI DIV YLD|KCGM|VIRTU Americas LLC|12820
VYMI|VAN INT HI DIV YLD|LEHM|Barclays Capital Inc./Le|21200
VYMI|VAN INT HI DIV YLD|LIME|Lime Brokerage LLC|13858
VYMI|VAN INT HI DIV YLD|MACC|Mid Atlantic Capital Corporation|33
VYMI|VAN INT HI DIV YLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|21376
VYMI|VAN INT HI DIV YLD|MOTF|MOTIF INVESTING, INC.|4
VYMI|VAN INT HI DIV YLD|MSCO|MORGAN STANLEY & CO. LLC|72824
VYMI|VAN INT HI DIV YLD|MSPL|MORGAN STANLEY & CO. LLC|6200
VYMI|VAN INT HI DIV YLD|NBCS|NBC Securities, INC.|850
VYMI|VAN INT HI DIV YLD|NFSC|National Financial Services LLC|106806
VYMI|VAN INT HI DIV YLD|NITE|VIRTU Americas LLC|185192
VYMI|VAN INT HI DIV YLD|NQRB|Brut, LLC|100
VYMI|VAN INT HI DIV YLD|OLDM|OLD MISSION CAPITAL, LLC|1150
VYMI|VAN INT HI DIV YLD|OPCO|Oppenheimer & Co. Inc.|166
VYMI|VAN INT HI DIV YLD|PDQM|CODA MARKETS, INC.|7920
VYMI|VAN INT HI DIV YLD|PWJC|UBS Financial Services, Inc.|60
VYMI|VAN INT HI DIV YLD|RAJA|Raymond James & Associates, Inc.|54379
VYMI|VAN INT HI DIV YLD|RBCM|RBC CAPITAL MARKETS, LLC|6176
VYMI|VAN INT HI DIV YLD|SAGL|SAGETRADER, LLC|1677
VYMI|VAN INT HI DIV YLD|SALI|INTL FCSTONE FINANCIAL INC.|1
VYMI|VAN INT HI DIV YLD|SBSH|Citigroup Global Markets Inc.|6870
VYMI|VAN INT HI DIV YLD|SEIC|SEI Investments Distribution Co.|500
VYMI|VAN INT HI DIV YLD|SGMT|GOLDMAN SACHS & CO. LLC|9245
VYMI|VAN INT HI DIV YLD|SPDR|SPEEDROUTE LLC|300
VYMI|VAN INT HI DIV YLD|STFL|Stifel, Nicolaus & Company, Incorporated|8350
VYMI|VAN INT HI DIV YLD|SWIM|TD Ameritrade, Inc.|436
VYMI|VAN INT HI DIV YLD|SWST|Hilltop Securities Inc.|39
VYMI|VAN INT HI DIV YLD|TKNG|ALLY INVEST SECURITIES LLC|132
VYMI|VAN INT HI DIV YLD|TRCM|TRC MARKETS LLC|1216
VYMI|VAN INT HI DIV YLD|UBSA|UBS SECURITIES LLC|75716
VYMI|VAN INT HI DIV YLD|UBSS|UBS Securities LLC|173110
VYMI|VAN INT HI DIV YLD|VALX|VIRTU AMERICAS LLC|509
VYMI|VAN INT HI DIV YLD|VGRD|Vanguard Marketing Corporation|141481
VYMI|VAN INT HI DIV YLD|VNDS|VANDHAM SECURITIES CORP|2000
VYMI|VAN INT HI DIV YLD|WBET|Wallachbeth Capital LLC|37848
VYMI|VAN INT HI DIV YLD|WCHV|WELLS FARGO SECURITIES, LLC|26131
VYMI|VAN INT HI DIV YLD|WSEA|WOLVERINE SECURITIES, LLC|718
VYMI|VAN INT HI DIV YLD|XSTM|NATIONAL FINANCIAL SERVICES LLC|8000
VYMI|VAN INT HI DIV YLD|YKNA|COMHAR CAPITAL MARKETS, LLC|400
VYMI|VAN INT HI DIV YLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|32494
VZ|VERIZON COMMUN|ABLE|NATIXIS Securities Americas LLC|313098
VZ|VERIZON COMMUN|ADAM|CANACCORD GENUITY INC.|1800
VZ|VERIZON COMMUN|AGIS|Aegis Capital Corp.|124606
VZ|VERIZON COMMUN|ALFA|ALPHA TRADING L.P.|429040
VZ|VERIZON COMMUN|ALLN|Allen & Company LLC|69000
VZ|VERIZON COMMUN|ALTX|Alternet Securities Inc.|123368
VZ|VERIZON COMMUN|ANOS|ABEL/NOSER, L.L.C.|10220
VZ|VERIZON COMMUN|APCC|Apex Clearing Corporation|77290
VZ|VERIZON COMMUN|AQUA|AQUA SECURITIES L.P.|18200
VZ|VERIZON COMMUN|AURC|Aurora Capital LLC|700
VZ|VERIZON COMMUN|AVON|Avondale Partners, LLC|800
VZ|VERIZON COMMUN|BALE|M&T SECURITIES, INC.|2816
VZ|VERIZON COMMUN|BANK|Primevest Financial Services, Inc.|2594
VZ|VERIZON COMMUN|BARD|Robert W. Baird & Co. Incorporated|109368
VZ|VERIZON COMMUN|BATM|CBOE TRADING, INC.|67016
VZ|VERIZON COMMUN|BAYC|BAY CREST PARTNERS, LLC|1385
VZ|VERIZON COMMUN|BAYT|BTIG, LLC|31700
VZ|VERIZON COMMUN|BBNT|BB&T SECURITIES, LLC|129538
VZ|VERIZON COMMUN|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
VZ|VERIZON COMMUN|BERN|Sanford C. Bernstein & Co., LLC|1755890
VZ|VERIZON COMMUN|BGCE|BGC Financial Inc.|200
VZ|VERIZON COMMUN|BIAD|SAGETRADER, LLC|1620
VZ|VERIZON COMMUN|BIDS|BIDS TRADING L.P.|125700
VZ|VERIZON COMMUN|BIMI|Banca IMI Securities Corp.|9094
VZ|VERIZON COMMUN|BKCM|BNY Mellon Capital Markets LLC|697
VZ|VERIZON COMMUN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|339513
VZ|VERIZON COMMUN|BLKX|INSTINET, LLC|1268075
VZ|VERIZON COMMUN|BMOC|BMO Capital Markets Corp.|729386
VZ|VERIZON COMMUN|BNPX|BNP PARIBAS SECURITIES CORP.|1608072
VZ|VERIZON COMMUN|BOSC|Boenning & Scattergood, Inc.|400
VZ|VERIZON COMMUN|BTIG|BTIG, LLC|511412
VZ|VERIZON COMMUN|BYXM|CBOE TRADING, INC.|19666
VZ|VERIZON COMMUN|BZYD|GOLDMAN SACHS & CO. LLC|2648
VZ|VERIZON COMMUN|CABR|Cabrera Capital Markets, Inc.|75
VZ|VERIZON COMMUN|CANT|Cantor Fitzgerald & Co.|59641
VZ|VERIZON COMMUN|CBLC|CITIGROUP GLOBAL MARKETS INC.|237038
VZ|VERIZON COMMUN|CHAS|Charles Schwab & Co., Inc.|99168
VZ|VERIZON COMMUN|CHLC|CHURCHILL CAPITAL USA, INC.|20700
VZ|VERIZON COMMUN|CIBP|CIBC World Markets Corp.|319943
VZ|VERIZON COMMUN|CICF|Canaccord Genuity Corp.|19728
VZ|VERIZON COMMUN|CIOI|CITIGROUP GLOBAL MARKETS INC|2419917
VZ|VERIZON COMMUN|CIST|Capital Institutional Services, Inc.|107621
VZ|VERIZON COMMUN|CLSA|CLSA AMERICAS, LLC|1400
VZ|VERIZON COMMUN|COKE|Coker & Palmer|20400
VZ|VERIZON COMMUN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1235690
VZ|VERIZON COMMUN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4310
VZ|VERIZON COMMUN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|41857
VZ|VERIZON COMMUN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5172666
VZ|VERIZON COMMUN|CTDL|Citadel Derivatives Group Llc|159164
VZ|VERIZON COMMUN|CTLR|CUTLER GROUP, LP|1600
VZ|VERIZON COMMUN|CXCX|CITIGROUP GLOBAL MARKETS INC.|1528252
VZ|VERIZON COMMUN|DADA|D.A. Davidson & Co.|24578
VZ|VERIZON COMMUN|DAVA|Davenport & Company LLC|3391
VZ|VERIZON COMMUN|DBAB|Deutsche Bank Securities Inc.|2609579
VZ|VERIZON COMMUN|DBAX|Deutsche Bank Securities Inc.|2610900
VZ|VERIZON COMMUN|DBUL|Deutsche Bank Securities Inc.|12060
VZ|VERIZON COMMUN|DCHF|Dart Executions, LLC|55571
VZ|VERIZON COMMUN|DEAN|MORGAN STANLEY|545643
VZ|VERIZON COMMUN|DEGS|RONIN PROFESSIONAL LLC|2200
VZ|VERIZON COMMUN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15490
VZ|VERIZON COMMUN|DIVA|Divine Capital Markets LLC|2300
VZ|VERIZON COMMUN|DRWK|DRW SECURITIES, L.L.C.|69503
VZ|VERIZON COMMUN|EBXL|EBX LLC|2945800
VZ|VERIZON COMMUN|ECUT|CONVERGEX EXECUTION SOLUTIONS|294903
VZ|VERIZON COMMUN|EDJC|Edward Jones / CDS|12510
VZ|VERIZON COMMUN|EDJO|Edward D. Jones & Co., L.P.|169522
VZ|VERIZON COMMUN|EGAM|CBOE TRADING, INC.|84530
VZ|VERIZON COMMUN|EGAW|CBOE TRADING, INC.|1261
VZ|VERIZON COMMUN|EGMT|EG MARKET TECHNOLOGIES LLC|1600
VZ|VERIZON COMMUN|EGXM|CBOE TRADING, INC.|47343
VZ|VERIZON COMMUN|EGXW|CBOE TRADING, INC.|609
VZ|VERIZON COMMUN|ELEV|ELEVATION, LLC|25731
VZ|VERIZON COMMUN|ESPO|ESPOSITO SECURITIES, LLC|4767
VZ|VERIZON COMMUN|ETBE|Electronic Transaction Clearing, Inc.|136571
VZ|VERIZON COMMUN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
VZ|VERIZON COMMUN|ETCB|ETC BROKERAGE SERVICES, LLC|17
VZ|VERIZON COMMUN|ETCC|Electronic Transaction Clearing, Inc.|784
VZ|VERIZON COMMUN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29581
VZ|VERIZON COMMUN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|11136
VZ|VERIZON COMMUN|ETRS|E*Trade Securities LLC|2829478
VZ|VERIZON COMMUN|EVRS|E1 ASSET MANAGEMENT, INC.|436
VZ|VERIZON COMMUN|FBSB|U.S. Bancorp Investments, Inc.|6779
VZ|VERIZON COMMUN|FFSI|Firstrade Securities Inc.|750
VZ|VERIZON COMMUN|FIDT|Fidelity Clearing Canada ULC./ CDS|104
VZ|VERIZON COMMUN|FILL|Tradestation Securities, Inc.|73882
VZ|VERIZON COMMUN|FINX|FINTECH SECURITIES|37731
VZ|VERIZON COMMUN|FMAF|NBCN Inc./ CDS|186530
VZ|VERIZON COMMUN|FMCO|First Manhattan Co|100
VZ|VERIZON COMMUN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12777
VZ|VERIZON COMMUN|FQLS|Quantlab Securities LP|3144838
VZ|VERIZON COMMUN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|470481
VZ|VERIZON COMMUN|FTBR|Foliofn Investments, Inc.|41762
VZ|VERIZON COMMUN|GBMT|GBM International, Inc.|21632
VZ|VERIZON COMMUN|GEBB|GLOBAL EXECUTION BROKERS, LP|367935
VZ|VERIZON COMMUN|GLIS|TD Securities Inc|33439
VZ|VERIZON COMMUN|GLPX|ACS EXECUTION SERVICES, LLC|420898
VZ|VERIZON COMMUN|GSCO|GOLDMAN SACHS & CO. LLC|15671875
VZ|VERIZON COMMUN|GSCS|GOLDMAN SACHS & CO. LLC|140439
VZ|VERIZON COMMUN|GSLT|GOLDMAN SACHS & CO. LLC|179200
VZ|VERIZON COMMUN|GTSZ|GTS SECURITIES LLC|1685198
VZ|VERIZON COMMUN|HAPX|HAP Trading, LLC|300
VZ|VERIZON COMMUN|HCTA|Hardcastle Trading USA LLC|566046
VZ|VERIZON COMMUN|HITS|Height Securities, LLC|9424
VZ|VERIZON COMMUN|HRBF|American Enterprise Investment Services Inc.|1545090
VZ|VERIZON COMMUN|HSBC|HSBC Securities, Inc.|268967
VZ|VERIZON COMMUN|IATS|INTERACTIVE BROKERS LLC|149868
VZ|VERIZON COMMUN|IBKR|Interactive Brokers Llc|341527
VZ|VERIZON COMMUN|IBSJ|Integrity Brokerage Services, Inc.|175
VZ|VERIZON COMMUN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|15065
VZ|VERIZON COMMUN|ICBX|INSTINET, LLC|1433907
VZ|VERIZON COMMUN|IEQY|CITADEL SECURITIES LLC|1275306
VZ|VERIZON COMMUN|INCA|INSTINET, LLC|3420473
VZ|VERIZON COMMUN|INJX|INSTINET, LLC|99674
VZ|VERIZON COMMUN|INTL|INTL FCSTONE FINANCIAL INC.|2230
VZ|VERIZON COMMUN|ITGI|ITG Inc.|1118793
VZ|VERIZON COMMUN|ITGP|ITG INC.|4059800
VZ|VERIZON COMMUN|JANY|Janney Montgomery Scott Inc.|74555
VZ|VERIZON COMMUN|JEFF|JEFFERIES LLC|2961534
VZ|VERIZON COMMUN|JHDR|J.H. Darbie & Co., Inc.|22
VZ|VERIZON COMMUN|JMPT|JUMP TRADING, LLC|626264
VZ|VERIZON COMMUN|JONE|JonesTrading|60580
VZ|VERIZON COMMUN|JPBX|J.P. MORGAN SECURITIES LLC|1303727
VZ|VERIZON COMMUN|JPMX|J.P. Morgan Securities LLC|5873739
VZ|VERIZON COMMUN|JSCL|JOSEPH STONE CAPITAL L.L.C.|100
VZ|VERIZON COMMUN|JSEB|JANE STREET EXECUTION SERVICES, LLC|117490
VZ|VERIZON COMMUN|JSJX|JANE STREET CAPITAL LLC|46836
VZ|VERIZON COMMUN|JUTA|JUMP TRADING, LLC|80869
VZ|VERIZON COMMUN|KCGM|VIRTU Americas LLC|962227
VZ|VERIZON COMMUN|KING|C. L. King & Associates, Inc.|100
VZ|VERIZON COMMUN|KRSH|Kershner Securities, LLC|1650
VZ|VERIZON COMMUN|LEER|LEERINK PARTNERS LLC|7500
VZ|VERIZON COMMUN|LEHM|Barclays Capital Inc./Le|12319819
VZ|VERIZON COMMUN|LGNT|COR CLEARING LLC|3
VZ|VERIZON COMMUN|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|287
VZ|VERIZON COMMUN|LIME|Lime Brokerage LLC|135354
VZ|VERIZON COMMUN|LIWK|LIME BROKERAGE LLC|482
VZ|VERIZON COMMUN|LMNX|LUMINEX TRADING & ANALYTICS LLC|3112500
VZ|VERIZON COMMUN|LOOP|Loop Capital Markets LLC|97522
VZ|VERIZON COMMUN|LQNA|LIQUIDNET, INC.|510900
VZ|VERIZON COMMUN|LSCI|Lek Securities Corporation|1008928
VZ|VERIZON COMMUN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|555
VZ|VERIZON COMMUN|MACC|Mid Atlantic Capital Corporation|30831
VZ|VERIZON COMMUN|MACQ|Macquarie Capital (USA) Inc.|5271
VZ|VERIZON COMMUN|MAXM|Maxim Group LLC|80767
VZ|VERIZON COMMUN|MBTS|ALLY INVEST SECURITIES LLC|4190
VZ|VERIZON COMMUN|MCBT|Moors & Cabot, Inc.|5277
VZ|VERIZON COMMUN|MCMF|Raymond James Ltd. Cds|17255
VZ|VERIZON COMMUN|MKMP|MKM Partners LLC|9000
VZ|VERIZON COMMUN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2940831
VZ|VERIZON COMMUN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|36632
VZ|VERIZON COMMUN|MNDX|TJM Investments, LLC|35389
VZ|VERIZON COMMUN|MOTF|MOTIF INVESTING, INC.|193
VZ|VERIZON COMMUN|MPSG|E D & F Man Capital Markets Inc.|27316
VZ|VERIZON COMMUN|MSCO|MORGAN STANLEY & CO. LLC|20650286
VZ|VERIZON COMMUN|MSPL|MORGAN STANLEY & CO. LLC|3491700
VZ|VERIZON COMMUN|MSTX|MORGAN STANLEY & CO. LLC|2580000
VZ|VERIZON COMMUN|MTON|MILLINGTON SECURITIES, INC.|237845
VZ|VERIZON COMMUN|MULL|MARK J. MULLER EQUITIES, INC.|28200
VZ|VERIZON COMMUN|MZHO|Mizuho Securities USA LLC|11000
VZ|VERIZON COMMUN|NATL|National Securities Corporation|8624
VZ|VERIZON COMMUN|NBCS|NBC Securities, INC.|110
VZ|VERIZON COMMUN|NEED|Needham & Company, LLC|1
VZ|VERIZON COMMUN|NEUB|NEUBERGER BERMAN BD LLC|9025
VZ|VERIZON COMMUN|NFSC|National Financial Services LLC|7599935
VZ|VERIZON COMMUN|NITE|VIRTU Americas LLC|13241731
VZ|VERIZON COMMUN|NITP|VIRTU Americas LLC|97115
VZ|VERIZON COMMUN|NMRA|Nomura Securities International, Inc.|5100
VZ|VERIZON COMMUN|NORT|Northland Securities, Inc.|35
VZ|VERIZON COMMUN|NQRB|Brut, LLC|125022
VZ|VERIZON COMMUN|NTBF|BMO Nesbitt Burns Inc./CDS|22901
VZ|VERIZON COMMUN|NTFN|Network 1 Financial Securities Inc.|50
VZ|VERIZON COMMUN|NTRC|Northern Trust Securities, Inc.|12252
VZ|VERIZON COMMUN|OHOS|TWO SIGMA SECURITIES, LLC|408054
VZ|VERIZON COMMUN|ONEL|O'NEIL SECURITIES, INCORPORATED|3036
VZ|VERIZON COMMUN|OPCO|Oppenheimer & Co. Inc.|249723
VZ|VERIZON COMMUN|OTAA|OTA LLC|2100
VZ|VERIZON COMMUN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1168
VZ|VERIZON COMMUN|PAUL|Paulson Investment Company, Inc.|150
VZ|VERIZON COMMUN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|100
VZ|VERIZON COMMUN|PCFF|Pacific International Securities Inc./CDS|650
VZ|VERIZON COMMUN|PCPT|PHILLIP CAPITAL INC.|1610
VZ|VERIZON COMMUN|PDQM|CODA MARKETS, INC.|355827
VZ|VERIZON COMMUN|PHLY|NASDAQ Execution Services, LLC|214298
VZ|VERIZON COMMUN|PICT|Pictet Overseas Inc.|1102
VZ|VERIZON COMMUN|PIPR|Piper Jaffray & Co.|16116
VZ|VERIZON COMMUN|PREC|PRECISION SECURITIES, LLC|9468
VZ|VERIZON COMMUN|PUMA|Puma Capital, Llc|242045
VZ|VERIZON COMMUN|PWJC|UBS Financial Services, Inc.|99928
VZ|VERIZON COMMUN|QMSR|QUATTRO M SECURITIES INC.|28128
VZ|VERIZON COMMUN|RBCM|RBC CAPITAL MARKETS, LLC|444997
VZ|VERIZON COMMUN|RGLD|Regal Securities, Inc|1565
VZ|VERIZON COMMUN|RHCO|Suntrust Robinson Humphrey, Inc.|19819
VZ|VERIZON COMMUN|SAGL|SAGETRADER, LLC|321868
VZ|VERIZON COMMUN|SAGW|SAGETRADER, LLC|1001
VZ|VERIZON COMMUN|SALI|INTL FCSTONE FINANCIAL INC.|9079
VZ|VERIZON COMMUN|SBRX|MURIEL SIEBERT & CO INC|101
VZ|VERIZON COMMUN|SBSH|Citigroup Global Markets Inc.|4479280
VZ|VERIZON COMMUN|SCMC|Scotia Capital Markets (USA) Inc.|300003
VZ|VERIZON COMMUN|SEIC|SEI Investments Distribution Co.|53788
VZ|VERIZON COMMUN|SGMT|GOLDMAN SACHS & CO. LLC|2638573
VZ|VERIZON COMMUN|SHMR|ABN Amro Clearing LLC|1053
VZ|VERIZON COMMUN|SIBO|Prime Executions, Inc.|3000
VZ|VERIZON COMMUN|SJLS|TRADE INFORMATICS LLC|37800
VZ|VERIZON COMMUN|SOGO|Wang Investment Associates, Inc.|200
VZ|VERIZON COMMUN|SPDR|SPEEDROUTE LLC|282704
VZ|VERIZON COMMUN|SPHN|Stephens Inc.|29095
VZ|VERIZON COMMUN|SPNT|SEVEN POINTS CAPITAL, LLC|300
VZ|VERIZON COMMUN|SSBS|STATE STREET GLOBAL MARKETS, LLC|3562
VZ|VERIZON COMMUN|STFL|Stifel, Nicolaus & Company, Incorporated|229260
VZ|VERIZON COMMUN|STKP|STOCKPILE INVESTMENTS, INC.|7002
VZ|VERIZON COMMUN|STXG|Stockcross Financial Services, Inc.|46101
VZ|VERIZON COMMUN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10904
VZ|VERIZON COMMUN|SWIM|TD Ameritrade, Inc.|1183438
VZ|VERIZON COMMUN|SWST|Hilltop Securities Inc.|80179
VZ|VERIZON COMMUN|TAGC|TELSEY ADVISORY GROUP LLC|2704
VZ|VERIZON COMMUN|TDCO|Thompson Davis & Co., Inc.|4150
VZ|VERIZON COMMUN|TDSI|TD Securities (USA) LLC|11877
VZ|VERIZON COMMUN|TKNG|ALLY INVEST SECURITIES LLC|38915
VZ|VERIZON COMMUN|TRBT|Tradebot Systems, Inc.|2016934
VZ|VERIZON COMMUN|TRCM|TRC MARKETS LLC|1359554
VZ|VERIZON COMMUN|TWTT|TASTYWORKS, INC.|700
VZ|VERIZON COMMUN|UBSA|UBS SECURITIES LLC|10636498
VZ|VERIZON COMMUN|UBSS|UBS Securities LLC|8232683
VZ|VERIZON COMMUN|VALX|VIRTU AMERICAS LLC|174050
VZ|VERIZON COMMUN|VERT|The Vertical Trading Group, LLC|15508
VZ|VERIZON COMMUN|VFIN|National Securities Corporation|170681
VZ|VERIZON COMMUN|VGRD|Vanguard Marketing Corporation|667425
VZ|VERIZON COMMUN|VNDS|VANDHAM SECURITIES CORP|400
VZ|VERIZON COMMUN|VSIN|Vision Financial Markets Llc|13
VZ|VERIZON COMMUN|WABR|Wall Street Access|2261
VZ|VERIZON COMMUN|WBET|Wallachbeth Capital LLC|109346
VZ|VERIZON COMMUN|WBLR|WILLIAM BLAIR|42887
VZ|VERIZON COMMUN|WBPX|SUMMIT SECURITIES GROUP, LLC|25930
VZ|VERIZON COMMUN|WCHV|WELLS FARGO SECURITIES, LLC|2560343
VZ|VERIZON COMMUN|WDNX|WEEDEN & CO.L.P.|105666
VZ|VERIZON COMMUN|WEDB|WEDBUSH SECURITIES INC.|69359
VZ|VERIZON COMMUN|WEED|Weeden & Co.L.P.|334689
VZ|VERIZON COMMUN|WESC|Wellington Shields & Co., LLC|2500
VZ|VERIZON COMMUN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|957815
VZ|VERIZON COMMUN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|451165
VZ|VERIZON COMMUN|WGIF|CIBC World Markets Inc.|40307
VZ|VERIZON COMMUN|WHOT|JUST2TRADE, INC.|70
VZ|VERIZON COMMUN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|39669
VZ|VERIZON COMMUN|WSAG|WALL STREET ACCESS|17
VZ|VERIZON COMMUN|WSEA|WOLVERINE SECURITIES, LLC|173496
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VZ|VERIZON COMMUN|WTFS|JUST2TRADE, INC.|240
VZ|VERIZON COMMUN|XIST|INSTINET, LLC|2238592
VZ|VERIZON COMMUN|XPQR|Jump Trading|100
VZ|VERIZON COMMUN|XPUS|XP SECURITIES, LLC|7834
VZ|VERIZON COMMUN|XSTM|NATIONAL FINANCIAL SERVICES LLC|2559918
VZ|VERIZON COMMUN|YKNA|COMHAR CAPITAL MARKETS, LLC|10844
VZ|VERIZON COMMUN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|329734
VZA|VERIZON COMM 5.9 NTS|APCC|Apex Clearing Corporation|532
VZA|VERIZON COMM 5.9 NTS|BARD|Robert W. Baird & Co. Incorporated|169
VZA|VERIZON COMM 5.9 NTS|BATM|CBOE TRADING, INC.|430
VZA|VERIZON COMM 5.9 NTS|BBNT|BB&T SECURITIES, LLC|965
VZA|VERIZON COMM 5.9 NTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2067
VZA|VERIZON COMM 5.9 NTS|BTIG|BTIG, LLC|2100
VZA|VERIZON COMM 5.9 NTS|CHAS|Charles Schwab & Co., Inc.|898
VZA|VERIZON COMM 5.9 NTS|CIST|Capital Institutional Services, Inc.|625
VZA|VERIZON COMM 5.9 NTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1333
VZA|VERIZON COMM 5.9 NTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2279
VZA|VERIZON COMM 5.9 NTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|430
VZA|VERIZON COMM 5.9 NTS|DADA|D.A. Davidson & Co.|375
VZA|VERIZON COMM 5.9 NTS|DBAX|Deutsche Bank Securities Inc.|2900
VZA|VERIZON COMM 5.9 NTS|DEAN|MORGAN STANLEY|5746
VZA|VERIZON COMM 5.9 NTS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1856
VZA|VERIZON COMM 5.9 NTS|EBXL|EBX LLC|2100
VZA|VERIZON COMM 5.9 NTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|7810
VZA|VERIZON COMM 5.9 NTS|EDJO|Edward D. Jones & Co., L.P.|1461
VZA|VERIZON COMM 5.9 NTS|ETRS|E*Trade Securities LLC|10798
VZA|VERIZON COMM 5.9 NTS|FINX|FINTECH SECURITIES|400
VZA|VERIZON COMM 5.9 NTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200
VZA|VERIZON COMM 5.9 NTS|FTBR|Foliofn Investments, Inc.|79
VZA|VERIZON COMM 5.9 NTS|GLPX|ACS EXECUTION SERVICES, LLC|900
VZA|VERIZON COMM 5.9 NTS|GSCO|GOLDMAN SACHS & CO. LLC|2200
VZA|VERIZON COMM 5.9 NTS|GTSZ|GTS SECURITIES LLC|800
VZA|VERIZON COMM 5.9 NTS|HRBF|American Enterprise Investment Services Inc.|3573
VZA|VERIZON COMM 5.9 NTS|IATS|INTERACTIVE BROKERS LLC|900
VZA|VERIZON COMM 5.9 NTS|IBKR|Interactive Brokers Llc|5086
VZA|VERIZON COMM 5.9 NTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1021
VZA|VERIZON COMM 5.9 NTS|ICBX|INSTINET, LLC|300
VZA|VERIZON COMM 5.9 NTS|INCA|INSTINET, LLC|904
VZA|VERIZON COMM 5.9 NTS|ITGI|ITG Inc.|1180
VZA|VERIZON COMM 5.9 NTS|ITGP|ITG INC.|600
VZA|VERIZON COMM 5.9 NTS|JANY|Janney Montgomery Scott Inc.|12848
VZA|VERIZON COMM 5.9 NTS|JPMX|J.P. Morgan Securities LLC|800
VZA|VERIZON COMM 5.9 NTS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1104
VZA|VERIZON COMM 5.9 NTS|KCGM|VIRTU Americas LLC|1100
VZA|VERIZON COMM 5.9 NTS|LEHM|Barclays Capital Inc./Le|1800
VZA|VERIZON COMM 5.9 NTS|LIME|Lime Brokerage LLC|291
VZA|VERIZON COMM 5.9 NTS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
VZA|VERIZON COMM 5.9 NTS|MAXM|Maxim Group LLC|6500
VZA|VERIZON COMM 5.9 NTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
VZA|VERIZON COMM 5.9 NTS|MSCO|MORGAN STANLEY & CO. LLC|17315
VZA|VERIZON COMM 5.9 NTS|NEUB|NEUBERGER BERMAN BD LLC|64
VZA|VERIZON COMM 5.9 NTS|NFSC|National Financial Services LLC|37425
VZA|VERIZON COMM 5.9 NTS|NITE|VIRTU Americas LLC|83925
VZA|VERIZON COMM 5.9 NTS|NQRB|Brut, LLC|300
VZA|VERIZON COMM 5.9 NTS|NTRC|Northern Trust Securities, Inc.|600
VZA|VERIZON COMM 5.9 NTS|OPCO|Oppenheimer & Co. Inc.|250
VZA|VERIZON COMM 5.9 NTS|PDQM|CODA MARKETS, INC.|1000
VZA|VERIZON COMM 5.9 NTS|PWJC|UBS Financial Services, Inc.|229
VZA|VERIZON COMM 5.9 NTS|RBCM|RBC CAPITAL MARKETS, LLC|2465
VZA|VERIZON COMM 5.9 NTS|SALI|INTL FCSTONE FINANCIAL INC.|1
VZA|VERIZON COMM 5.9 NTS|SBSH|Citigroup Global Markets Inc.|5590
VZA|VERIZON COMM 5.9 NTS|SGMT|GOLDMAN SACHS & CO. LLC|921
VZA|VERIZON COMM 5.9 NTS|SPDR|SPEEDROUTE LLC|1475
VZA|VERIZON COMM 5.9 NTS|STFL|Stifel, Nicolaus & Company, Incorporated|165
VZA|VERIZON COMM 5.9 NTS|SWIM|TD Ameritrade, Inc.|8643
VZA|VERIZON COMM 5.9 NTS|SWST|Hilltop Securities Inc.|97
VZA|VERIZON COMM 5.9 NTS|TKNG|ALLY INVEST SECURITIES LLC|3
VZA|VERIZON COMM 5.9 NTS|TRBT|Tradebot Systems, Inc.|1368
VZA|VERIZON COMM 5.9 NTS|TRCM|TRC MARKETS LLC|113
VZA|VERIZON COMM 5.9 NTS|UBSA|UBS SECURITIES LLC|4546
VZA|VERIZON COMM 5.9 NTS|UBSS|UBS Securities LLC|26102
VZA|VERIZON COMM 5.9 NTS|VGRD|Vanguard Marketing Corporation|2668
VZA|VERIZON COMM 5.9 NTS|WCHV|WELLS FARGO SECURITIES, LLC|242295
VZA|VERIZON COMM 5.9 NTS|WEDB|WEDBUSH SECURITIES INC.|165
VZA|VERIZON COMM 5.9 NTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|410
VZA|VERIZON COMM 5.9 NTS|WSEA|WOLVERINE SECURITIES, LLC|3
VZA|VERIZON COMM 5.9 NTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1427
W|WAYFAIR INC.|ALLN|Allen & Company LLC|105
W|WAYFAIR INC.|ALTX|Alternet Securities Inc.|27121
W|WAYFAIR INC.|ANOS|ABEL/NOSER, L.L.C.|3406
W|WAYFAIR INC.|APCC|Apex Clearing Corporation|34414
W|WAYFAIR INC.|BARD|Robert W. Baird & Co. Incorporated|571
W|WAYFAIR INC.|BATM|CBOE TRADING, INC.|32911
W|WAYFAIR INC.|BAYC|BAY CREST PARTNERS, LLC|34
W|WAYFAIR INC.|BAYT|BTIG, LLC|4900
W|WAYFAIR INC.|BBNT|BB&T SECURITIES, LLC|483
W|WAYFAIR INC.|BCHW|Birchwood Securities Corp.|2379
W|WAYFAIR INC.|BERN|Sanford C. Bernstein & Co., LLC|206115
W|WAYFAIR INC.|BGCE|BGC Financial Inc.|6365
W|WAYFAIR INC.|BIAD|SAGETRADER, LLC|1439
W|WAYFAIR INC.|BIDS|BIDS TRADING L.P.|400
W|WAYFAIR INC.|BIMI|Banca IMI Securities Corp.|20
W|WAYFAIR INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9791
W|WAYFAIR INC.|BLKX|INSTINET, LLC|239200
W|WAYFAIR INC.|BNPX|BNP PARIBAS SECURITIES CORP.|45996
W|WAYFAIR INC.|BTIG|BTIG, LLC|16500
W|WAYFAIR INC.|BYXM|CBOE TRADING, INC.|5547
W|WAYFAIR INC.|BZYD|GOLDMAN SACHS & CO. LLC|400
W|WAYFAIR INC.|CANT|Cantor Fitzgerald & Co.|118
W|WAYFAIR INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|235680
W|WAYFAIR INC.|CHAS|Charles Schwab & Co., Inc.|4787
W|WAYFAIR INC.|CICF|Canaccord Genuity Corp.|130
W|WAYFAIR INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|10000
W|WAYFAIR INC.|CIST|Capital Institutional Services, Inc.|5053
W|WAYFAIR INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|231566
W|WAYFAIR INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|30961
W|WAYFAIR INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11368
W|WAYFAIR INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|717472
W|WAYFAIR INC.|CSMS|CORNERSTONE MACRO LLC|400
W|WAYFAIR INC.|CTDL|Citadel Derivatives Group Llc|6873
W|WAYFAIR INC.|CTLR|CUTLER GROUP, LP|30655
W|WAYFAIR INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|132266
W|WAYFAIR INC.|DADA|D.A. Davidson & Co.|1135
W|WAYFAIR INC.|DBAB|Deutsche Bank Securities Inc.|289143
W|WAYFAIR INC.|DBAX|Deutsche Bank Securities Inc.|492700
W|WAYFAIR INC.|DBUL|Deutsche Bank Securities Inc.|400
W|WAYFAIR INC.|DCHF|Dart Executions, LLC|3256
W|WAYFAIR INC.|DEAN|MORGAN STANLEY|5587
W|WAYFAIR INC.|DEGS|RONIN PROFESSIONAL LLC|2599
W|WAYFAIR INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9302
W|WAYFAIR INC.|EBXL|EBX LLC|530100
W|WAYFAIR INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|13095
W|WAYFAIR INC.|EDJC|Edward Jones / CDS|41
W|WAYFAIR INC.|EDJO|Edward D. Jones & Co., L.P.|2231
W|WAYFAIR INC.|EGAM|CBOE TRADING, INC.|39780
W|WAYFAIR INC.|EGAW|CBOE TRADING, INC.|303
W|WAYFAIR INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2960
W|WAYFAIR INC.|EGXM|CBOE TRADING, INC.|8221
W|WAYFAIR INC.|EGXW|CBOE TRADING, INC.|30
W|WAYFAIR INC.|ESPO|ESPOSITO SECURITIES, LLC|451
W|WAYFAIR INC.|ETBE|Electronic Transaction Clearing, Inc.|104340
W|WAYFAIR INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
W|WAYFAIR INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|160246
W|WAYFAIR INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|925
W|WAYFAIR INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|600
W|WAYFAIR INC.|ETRS|E*Trade Securities LLC|633130
W|WAYFAIR INC.|FBRC|B. RILEY FBR, INC.|119
W|WAYFAIR INC.|FBSB|U.S. Bancorp Investments, Inc.|100
W|WAYFAIR INC.|FILL|Tradestation Securities, Inc.|56055
W|WAYFAIR INC.|FMAF|NBCN Inc./ CDS|2179
W|WAYFAIR INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7918
W|WAYFAIR INC.|FQLS|Quantlab Securities LP|444060
W|WAYFAIR INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77352
W|WAYFAIR INC.|FTBR|Foliofn Investments, Inc.|1455
W|WAYFAIR INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|13769
W|WAYFAIR INC.|GLIS|TD Securities Inc|7540
W|WAYFAIR INC.|GLPX|ACS EXECUTION SERVICES, LLC|219544
W|WAYFAIR INC.|GSCO|GOLDMAN SACHS & CO. LLC|1284382
W|WAYFAIR INC.|GSCS|GOLDMAN SACHS & CO. LLC|43722
W|WAYFAIR INC.|GSLT|GOLDMAN SACHS & CO. LLC|20674
W|WAYFAIR INC.|GTSZ|GTS SECURITIES LLC|175230
W|WAYFAIR INC.|HRBF|American Enterprise Investment Services Inc.|5719
W|WAYFAIR INC.|HSBC|HSBC Securities, Inc.|11308
W|WAYFAIR INC.|IATS|INTERACTIVE BROKERS LLC|86816
W|WAYFAIR INC.|IBKR|Interactive Brokers Llc|60263
W|WAYFAIR INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|207
W|WAYFAIR INC.|ICBX|INSTINET, LLC|155339
W|WAYFAIR INC.|IEQY|CITADEL SECURITIES LLC|32637
W|WAYFAIR INC.|IMPC|Imperial Capital, LLC|200
W|WAYFAIR INC.|INCA|INSTINET, LLC|860102
W|WAYFAIR INC.|INJX|INSTINET, LLC|19400
W|WAYFAIR INC.|ITGI|ITG Inc.|73750
W|WAYFAIR INC.|ITGP|ITG INC.|181600
W|WAYFAIR INC.|JANY|Janney Montgomery Scott Inc.|514
W|WAYFAIR INC.|JEFF|JEFFERIES LLC|516133
W|WAYFAIR INC.|JMPT|JUMP TRADING, LLC|104193
W|WAYFAIR INC.|JONE|JonesTrading|54181
W|WAYFAIR INC.|JPBX|J.P. MORGAN SECURITIES LLC|225717
W|WAYFAIR INC.|JPMX|J.P. Morgan Securities LLC|828531
W|WAYFAIR INC.|JSJX|JANE STREET CAPITAL LLC|19499
W|WAYFAIR INC.|JSSF|JMP Securities LLC|15000
W|WAYFAIR INC.|KCGM|VIRTU Americas LLC|97525
W|WAYFAIR INC.|LEHM|Barclays Capital Inc./Le|1540224
W|WAYFAIR INC.|LIME|Lime Brokerage LLC|62951
W|WAYFAIR INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|55500
W|WAYFAIR INC.|LOOP|Loop Capital Markets LLC|3505
W|WAYFAIR INC.|LQNA|LIQUIDNET, INC.|90800
W|WAYFAIR INC.|LSCI|Lek Securities Corporation|205
W|WAYFAIR INC.|LVMR|LIVERMORE TRADING GROUP, INC.|5892
W|WAYFAIR INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|830
W|WAYFAIR INC.|MACQ|Macquarie Capital (USA) Inc.|188899
W|WAYFAIR INC.|MBTS|ALLY INVEST SECURITIES LLC|2418
W|WAYFAIR INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|161308
W|WAYFAIR INC.|MOTF|MOTIF INVESTING, INC.|154
W|WAYFAIR INC.|MSCO|MORGAN STANLEY & CO. LLC|2198039
W|WAYFAIR INC.|MSPL|MORGAN STANLEY & CO. LLC|799300
W|WAYFAIR INC.|MSTX|MORGAN STANLEY & CO. LLC|318400
W|WAYFAIR INC.|MULL|MARK J. MULLER EQUITIES, INC.|8680
W|WAYFAIR INC.|MZHO|Mizuho Securities USA LLC|19600
W|WAYFAIR INC.|NATL|National Securities Corporation|900
W|WAYFAIR INC.|NFSC|National Financial Services LLC|383585
W|WAYFAIR INC.|NITE|VIRTU Americas LLC|1230961
W|WAYFAIR INC.|NITP|VIRTU Americas LLC|900
W|WAYFAIR INC.|NQRB|Brut, LLC|26054
W|WAYFAIR INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1005
W|WAYFAIR INC.|NTRC|Northern Trust Securities, Inc.|10459
W|WAYFAIR INC.|OHOS|TWO SIGMA SECURITIES, LLC|35090
W|WAYFAIR INC.|OPCO|Oppenheimer & Co. Inc.|5102
W|WAYFAIR INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4885
W|WAYFAIR INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4881
W|WAYFAIR INC.|PDQM|CODA MARKETS, INC.|290208
W|WAYFAIR INC.|PHLY|NASDAQ Execution Services, LLC|6000
W|WAYFAIR INC.|PWJC|UBS Financial Services, Inc.|4231
W|WAYFAIR INC.|QMSR|QUATTRO M SECURITIES INC.|7490
W|WAYFAIR INC.|RBCM|RBC CAPITAL MARKETS, LLC|12290
W|WAYFAIR INC.|RCSK|Ruane, Cunniff & Goldbarb LLC|14800
W|WAYFAIR INC.|RGLD|Regal Securities, Inc|65
W|WAYFAIR INC.|RHCO|Suntrust Robinson Humphrey, Inc.|37878
W|WAYFAIR INC.|SAGL|SAGETRADER, LLC|69333
W|WAYFAIR INC.|SALI|INTL FCSTONE FINANCIAL INC.|100
W|WAYFAIR INC.|SBRX|MURIEL SIEBERT & CO INC|56
W|WAYFAIR INC.|SBSH|Citigroup Global Markets Inc.|364307
W|WAYFAIR INC.|SGMT|GOLDMAN SACHS & CO. LLC|256699
W|WAYFAIR INC.|SJLS|TRADE INFORMATICS LLC|211
W|WAYFAIR INC.|SOGO|Wang Investment Associates, Inc.|218
W|WAYFAIR INC.|SPDR|SPEEDROUTE LLC|77040
W|WAYFAIR INC.|SPHN|Stephens Inc.|151698
W|WAYFAIR INC.|SPTD|MINT GLOBAL MARKETS, INC.|300
W|WAYFAIR INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1575
W|WAYFAIR INC.|STKP|STOCKPILE INVESTMENTS, INC.|242
W|WAYFAIR INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3107
W|WAYFAIR INC.|SWIM|TD Ameritrade, Inc.|293068
W|WAYFAIR INC.|SWST|Hilltop Securities Inc.|415
W|WAYFAIR INC.|TKNG|ALLY INVEST SECURITIES LLC|4042
W|WAYFAIR INC.|TMBR|Timber Hill LLC|269
W|WAYFAIR INC.|TRBT|Tradebot Systems, Inc.|317243
W|WAYFAIR INC.|TRCM|TRC MARKETS LLC|198329
W|WAYFAIR INC.|TWTT|TASTYWORKS, INC.|2120
W|WAYFAIR INC.|UBSA|UBS SECURITIES LLC|1049842
W|WAYFAIR INC.|UBSS|UBS Securities LLC|1446213
W|WAYFAIR INC.|VALX|VIRTU AMERICAS LLC|25411
W|WAYFAIR INC.|VGRD|Vanguard Marketing Corporation|67749
W|WAYFAIR INC.|WABR|Wall Street Access|5038
W|WAYFAIR INC.|WBLR|WILLIAM BLAIR|100
W|WAYFAIR INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|10024
W|WAYFAIR INC.|WCHV|WELLS FARGO SECURITIES, LLC|261317
W|WAYFAIR INC.|WDNX|WEEDEN & CO.L.P.|726
W|WAYFAIR INC.|WEDB|WEDBUSH SECURITIES INC.|108288
W|WAYFAIR INC.|WEED|Weeden & Co.L.P.|1880
W|WAYFAIR INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|58834
W|WAYFAIR INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79649
W|WAYFAIR INC.|WFPB|Wells Fargo Securities, LLC.|606
W|WAYFAIR INC.|WGIF|CIBC World Markets Inc.|3658
W|WAYFAIR INC.|WSAG|WALL STREET ACCESS|3660
W|WAYFAIR INC.|WSEA|WOLVERINE SECURITIES, LLC|27206
W|WAYFAIR INC.|XIST|INSTINET, LLC|29600
W|WAYFAIR INC.|XPQR|Jump Trading|6442
W|WAYFAIR INC.|XPUS|XP SECURITIES, LLC|31525
W|WAYFAIR INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|75024
W|WAYFAIR INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|40820
W|WAYFAIR INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5416
WAAS|AQUAVENTURE HLDGS|ALTX|Alternet Securities Inc.|100
WAAS|AQUAVENTURE HLDGS|APCC|Apex Clearing Corporation|25
WAAS|AQUAVENTURE HLDGS|BATM|CBOE TRADING, INC.|751
WAAS|AQUAVENTURE HLDGS|BAYC|BAY CREST PARTNERS, LLC|28
WAAS|AQUAVENTURE HLDGS|BERN|Sanford C. Bernstein & Co., LLC|8129
WAAS|AQUAVENTURE HLDGS|BGCE|BGC Financial Inc.|3849
WAAS|AQUAVENTURE HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|987
WAAS|AQUAVENTURE HLDGS|BTIG|BTIG, LLC|300
WAAS|AQUAVENTURE HLDGS|BYXM|CBOE TRADING, INC.|50
WAAS|AQUAVENTURE HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|1552
WAAS|AQUAVENTURE HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1201
WAAS|AQUAVENTURE HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|33058
WAAS|AQUAVENTURE HLDGS|CTDL|Citadel Derivatives Group Llc|592
WAAS|AQUAVENTURE HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3618
WAAS|AQUAVENTURE HLDGS|DADA|D.A. Davidson & Co.|670
WAAS|AQUAVENTURE HLDGS|DBAB|Deutsche Bank Securities Inc.|18205
WAAS|AQUAVENTURE HLDGS|DBAX|Deutsche Bank Securities Inc.|11800
WAAS|AQUAVENTURE HLDGS|DEAN|MORGAN STANLEY|4300
WAAS|AQUAVENTURE HLDGS|DEGS|RONIN PROFESSIONAL LLC|1400
WAAS|AQUAVENTURE HLDGS|EBXL|EBX LLC|13200
WAAS|AQUAVENTURE HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1275
WAAS|AQUAVENTURE HLDGS|EDJO|Edward D. Jones & Co., L.P.|384
WAAS|AQUAVENTURE HLDGS|EGAM|CBOE TRADING, INC.|200
WAAS|AQUAVENTURE HLDGS|EGXM|CBOE TRADING, INC.|266
WAAS|AQUAVENTURE HLDGS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
WAAS|AQUAVENTURE HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2047
WAAS|AQUAVENTURE HLDGS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|62
WAAS|AQUAVENTURE HLDGS|ETRS|E*Trade Securities LLC|840
WAAS|AQUAVENTURE HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
WAAS|AQUAVENTURE HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15775
WAAS|AQUAVENTURE HLDGS|FTBR|Foliofn Investments, Inc.|16
WAAS|AQUAVENTURE HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|998
WAAS|AQUAVENTURE HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|27546
WAAS|AQUAVENTURE HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|6478
WAAS|AQUAVENTURE HLDGS|GTSZ|GTS SECURITIES LLC|5812
WAAS|AQUAVENTURE HLDGS|HRBF|American Enterprise Investment Services Inc.|145
WAAS|AQUAVENTURE HLDGS|HSBC|HSBC Securities, Inc.|15801
WAAS|AQUAVENTURE HLDGS|IATS|INTERACTIVE BROKERS LLC|300
WAAS|AQUAVENTURE HLDGS|IBKR|Interactive Brokers Llc|1370
WAAS|AQUAVENTURE HLDGS|ICBX|INSTINET, LLC|900
WAAS|AQUAVENTURE HLDGS|IEQY|CITADEL SECURITIES LLC|3573
WAAS|AQUAVENTURE HLDGS|INCA|INSTINET, LLC|16352
WAAS|AQUAVENTURE HLDGS|INJX|INSTINET, LLC|1985
WAAS|AQUAVENTURE HLDGS|ITGI|ITG Inc.|935
WAAS|AQUAVENTURE HLDGS|ITGP|ITG INC.|13400
WAAS|AQUAVENTURE HLDGS|JEFF|JEFFERIES LLC|600
WAAS|AQUAVENTURE HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|2839
WAAS|AQUAVENTURE HLDGS|JPMX|J.P. Morgan Securities LLC|58568
WAAS|AQUAVENTURE HLDGS|JSJX|JANE STREET CAPITAL LLC|16543
WAAS|AQUAVENTURE HLDGS|KCGM|VIRTU Americas LLC|1941
WAAS|AQUAVENTURE HLDGS|LEHM|Barclays Capital Inc./Le|43616
WAAS|AQUAVENTURE HLDGS|LIME|Lime Brokerage LLC|15307
WAAS|AQUAVENTURE HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12466
WAAS|AQUAVENTURE HLDGS|MOTF|MOTIF INVESTING, INC.|6
WAAS|AQUAVENTURE HLDGS|MSCO|MORGAN STANLEY & CO. LLC|85754
WAAS|AQUAVENTURE HLDGS|MSPL|MORGAN STANLEY & CO. LLC|15200
WAAS|AQUAVENTURE HLDGS|MSTX|MORGAN STANLEY & CO. LLC|4100
WAAS|AQUAVENTURE HLDGS|NFSC|National Financial Services LLC|4811
WAAS|AQUAVENTURE HLDGS|NITE|VIRTU Americas LLC|26485
WAAS|AQUAVENTURE HLDGS|NQRB|Brut, LLC|150
WAAS|AQUAVENTURE HLDGS|PDQM|CODA MARKETS, INC.|500
WAAS|AQUAVENTURE HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|4000
WAAS|AQUAVENTURE HLDGS|SAGL|SAGETRADER, LLC|1995
WAAS|AQUAVENTURE HLDGS|SBSH|Citigroup Global Markets Inc.|171209
WAAS|AQUAVENTURE HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|4998
WAAS|AQUAVENTURE HLDGS|SWIM|TD Ameritrade, Inc.|1361
WAAS|AQUAVENTURE HLDGS|TKNG|ALLY INVEST SECURITIES LLC|15
WAAS|AQUAVENTURE HLDGS|TMBR|Timber Hill LLC|32
WAAS|AQUAVENTURE HLDGS|TRBT|Tradebot Systems, Inc.|16320
WAAS|AQUAVENTURE HLDGS|TRCM|TRC MARKETS LLC|7058
WAAS|AQUAVENTURE HLDGS|UBSS|UBS Securities LLC|106222
WAAS|AQUAVENTURE HLDGS|VALX|VIRTU AMERICAS LLC|4871
WAAS|AQUAVENTURE HLDGS|VGRD|Vanguard Marketing Corporation|2064
WAAS|AQUAVENTURE HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|2250
WAAS|AQUAVENTURE HLDGS|WEED|Weeden & Co.L.P.|750
WAAS|AQUAVENTURE HLDGS|WSEA|WOLVERINE SECURITIES, LLC|534
WAAS|AQUAVENTURE HLDGS|XIST|INSTINET, LLC|800
WAAS|AQUAVENTURE HLDGS|XPQR|Jump Trading|600
WAAS|AQUAVENTURE HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
WAAS|AQUAVENTURE HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|870
WAB|WESTINGHOUSE AIR BRA|ALTX|Alternet Securities Inc.|5675
WAB|WESTINGHOUSE AIR BRA|ANOS|ABEL/NOSER, L.L.C.|518
WAB|WESTINGHOUSE AIR BRA|APCC|Apex Clearing Corporation|351
WAB|WESTINGHOUSE AIR BRA|BANK|Primevest Financial Services, Inc.|317
WAB|WESTINGHOUSE AIR BRA|BARD|Robert W. Baird & Co. Incorporated|924
WAB|WESTINGHOUSE AIR BRA|BATM|CBOE TRADING, INC.|7162
WAB|WESTINGHOUSE AIR BRA|BAYC|BAY CREST PARTNERS, LLC|83
WAB|WESTINGHOUSE AIR BRA|BAYT|BTIG, LLC|58090
WAB|WESTINGHOUSE AIR BRA|BBNT|BB&T SECURITIES, LLC|32
WAB|WESTINGHOUSE AIR BRA|BERN|Sanford C. Bernstein & Co., LLC|189961
WAB|WESTINGHOUSE AIR BRA|BGCE|BGC Financial Inc.|1440
WAB|WESTINGHOUSE AIR BRA|BIDS|BIDS TRADING L.P.|300
WAB|WESTINGHOUSE AIR BRA|BKCM|BNY Mellon Capital Markets LLC|18208
WAB|WESTINGHOUSE AIR BRA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2998
WAB|WESTINGHOUSE AIR BRA|BLKX|INSTINET, LLC|77600
WAB|WESTINGHOUSE AIR BRA|BMOC|BMO Capital Markets Corp.|149563
WAB|WESTINGHOUSE AIR BRA|BNPX|BNP PARIBAS SECURITIES CORP.|5862
WAB|WESTINGHOUSE AIR BRA|BRVL|BLAYLOCK VAN, LLC|400
WAB|WESTINGHOUSE AIR BRA|BTIG|BTIG, LLC|58740
WAB|WESTINGHOUSE AIR BRA|BYXM|CBOE TRADING, INC.|440
WAB|WESTINGHOUSE AIR BRA|BZYD|GOLDMAN SACHS & CO. LLC|295
WAB|WESTINGHOUSE AIR BRA|CABR|Cabrera Capital Markets, Inc.|25
WAB|WESTINGHOUSE AIR BRA|CHAS|Charles Schwab & Co., Inc.|1156
WAB|WESTINGHOUSE AIR BRA|CIST|Capital Institutional Services, Inc.|2556
WAB|WESTINGHOUSE AIR BRA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|86268
WAB|WESTINGHOUSE AIR BRA|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
WAB|WESTINGHOUSE AIR BRA|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|543
WAB|WESTINGHOUSE AIR BRA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|361352
WAB|WESTINGHOUSE AIR BRA|CTDL|Citadel Derivatives Group Llc|3053
WAB|WESTINGHOUSE AIR BRA|CXCX|CITIGROUP GLOBAL MARKETS INC.|21272
WAB|WESTINGHOUSE AIR BRA|DBAB|Deutsche Bank Securities Inc.|218689
WAB|WESTINGHOUSE AIR BRA|DBAX|Deutsche Bank Securities Inc.|253400
WAB|WESTINGHOUSE AIR BRA|DBUL|Deutsche Bank Securities Inc.|12490
WAB|WESTINGHOUSE AIR BRA|DCHF|Dart Executions, LLC|1288
WAB|WESTINGHOUSE AIR BRA|DEAN|MORGAN STANLEY|5017
WAB|WESTINGHOUSE AIR BRA|EBXL|EBX LLC|152900
WAB|WESTINGHOUSE AIR BRA|ECUT|CONVERGEX EXECUTION SOLUTIONS|37423
WAB|WESTINGHOUSE AIR BRA|EDJC|Edward Jones / CDS|580
WAB|WESTINGHOUSE AIR BRA|EDJO|Edward D. Jones & Co., L.P.|5976
WAB|WESTINGHOUSE AIR BRA|EGAM|CBOE TRADING, INC.|4468
WAB|WESTINGHOUSE AIR BRA|EGMT|EG MARKET TECHNOLOGIES LLC|766
WAB|WESTINGHOUSE AIR BRA|EGXM|CBOE TRADING, INC.|4231
WAB|WESTINGHOUSE AIR BRA|EGXW|CBOE TRADING, INC.|89
WAB|WESTINGHOUSE AIR BRA|ETBE|Electronic Transaction Clearing, Inc.|18075
WAB|WESTINGHOUSE AIR BRA|ETCC|Electronic Transaction Clearing, Inc.|150
WAB|WESTINGHOUSE AIR BRA|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29260
WAB|WESTINGHOUSE AIR BRA|ETRS|E*Trade Securities LLC|21568
WAB|WESTINGHOUSE AIR BRA|FILL|Tradestation Securities, Inc.|1
WAB|WESTINGHOUSE AIR BRA|FMAF|NBCN Inc./ CDS|9095
WAB|WESTINGHOUSE AIR BRA|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3616
WAB|WESTINGHOUSE AIR BRA|FQLS|Quantlab Securities LP|195052
WAB|WESTINGHOUSE AIR BRA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|70788
WAB|WESTINGHOUSE AIR BRA|FTBR|Foliofn Investments, Inc.|297
WAB|WESTINGHOUSE AIR BRA|GEBB|GLOBAL EXECUTION BROKERS, LP|2631
WAB|WESTINGHOUSE AIR BRA|GLIS|TD Securities Inc|539
WAB|WESTINGHOUSE AIR BRA|GLPX|ACS EXECUTION SERVICES, LLC|35711
WAB|WESTINGHOUSE AIR BRA|GSCO|GOLDMAN SACHS & CO. LLC|567396
WAB|WESTINGHOUSE AIR BRA|GSCS|GOLDMAN SACHS & CO. LLC|5217
WAB|WESTINGHOUSE AIR BRA|GSLT|GOLDMAN SACHS & CO. LLC|2751
WAB|WESTINGHOUSE AIR BRA|GTSZ|GTS SECURITIES LLC|40646
WAB|WESTINGHOUSE AIR BRA|HPPX|POTAMUS TRADING, LLC|189
WAB|WESTINGHOUSE AIR BRA|HRBF|American Enterprise Investment Services Inc.|2816
WAB|WESTINGHOUSE AIR BRA|HSBC|HSBC Securities, Inc.|3765
WAB|WESTINGHOUSE AIR BRA|IATS|INTERACTIVE BROKERS LLC|766
WAB|WESTINGHOUSE AIR BRA|IBKR|Interactive Brokers Llc|2537
WAB|WESTINGHOUSE AIR BRA|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1007
WAB|WESTINGHOUSE AIR BRA|ICBX|INSTINET, LLC|44800
WAB|WESTINGHOUSE AIR BRA|IEQY|CITADEL SECURITIES LLC|67462
WAB|WESTINGHOUSE AIR BRA|INCA|INSTINET, LLC|177330
WAB|WESTINGHOUSE AIR BRA|INJX|INSTINET, LLC|15319
WAB|WESTINGHOUSE AIR BRA|ITGI|ITG Inc.|72242
WAB|WESTINGHOUSE AIR BRA|ITGP|ITG INC.|164800
WAB|WESTINGHOUSE AIR BRA|JANY|Janney Montgomery Scott Inc.|2800
WAB|WESTINGHOUSE AIR BRA|JEFF|JEFFERIES LLC|99092
WAB|WESTINGHOUSE AIR BRA|JMPT|JUMP TRADING, LLC|54016
WAB|WESTINGHOUSE AIR BRA|JONE|JonesTrading|5561
WAB|WESTINGHOUSE AIR BRA|JPBX|J.P. MORGAN SECURITIES LLC|85370
WAB|WESTINGHOUSE AIR BRA|JPMX|J.P. Morgan Securities LLC|402595
WAB|WESTINGHOUSE AIR BRA|JSJX|JANE STREET CAPITAL LLC|24638
WAB|WESTINGHOUSE AIR BRA|KCGM|VIRTU Americas LLC|47813
WAB|WESTINGHOUSE AIR BRA|KING|C. L. King & Associates, Inc.|115
WAB|WESTINGHOUSE AIR BRA|LEHM|Barclays Capital Inc./Le|505190
WAB|WESTINGHOUSE AIR BRA|LIME|Lime Brokerage LLC|10698
WAB|WESTINGHOUSE AIR BRA|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
WAB|WESTINGHOUSE AIR BRA|LOOP|Loop Capital Markets LLC|5785
WAB|WESTINGHOUSE AIR BRA|LQNA|LIQUIDNET, INC.|171900
WAB|WESTINGHOUSE AIR BRA|MACC|Mid Atlantic Capital Corporation|360
WAB|WESTINGHOUSE AIR BRA|MBTS|ALLY INVEST SECURITIES LLC|100
WAB|WESTINGHOUSE AIR BRA|MCMF|Raymond James Ltd. Cds|154
WAB|WESTINGHOUSE AIR BRA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|67912
WAB|WESTINGHOUSE AIR BRA|MOTF|MOTIF INVESTING, INC.|7
WAB|WESTINGHOUSE AIR BRA|MSCO|MORGAN STANLEY & CO. LLC|771754
WAB|WESTINGHOUSE AIR BRA|MSPL|MORGAN STANLEY & CO. LLC|189600
WAB|WESTINGHOUSE AIR BRA|MSTX|MORGAN STANLEY & CO. LLC|97400
WAB|WESTINGHOUSE AIR BRA|NFSC|National Financial Services LLC|42868
WAB|WESTINGHOUSE AIR BRA|NITE|VIRTU Americas LLC|169374
WAB|WESTINGHOUSE AIR BRA|NITP|VIRTU Americas LLC|100
WAB|WESTINGHOUSE AIR BRA|NQRB|Brut, LLC|15228
WAB|WESTINGHOUSE AIR BRA|NTRC|Northern Trust Securities, Inc.|7190
WAB|WESTINGHOUSE AIR BRA|OPCO|Oppenheimer & Co. Inc.|8903
WAB|WESTINGHOUSE AIR BRA|PASL|Pershing Advisor Solutions LLC|1125
WAB|WESTINGHOUSE AIR BRA|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|550
WAB|WESTINGHOUSE AIR BRA|PDQM|CODA MARKETS, INC.|50186
WAB|WESTINGHOUSE AIR BRA|PHLY|NASDAQ Execution Services, LLC|400
WAB|WESTINGHOUSE AIR BRA|PICT|Pictet Overseas Inc.|30
WAB|WESTINGHOUSE AIR BRA|PIPR|Piper Jaffray & Co.|782
WAB|WESTINGHOUSE AIR BRA|PWJC|UBS Financial Services, Inc.|4000
WAB|WESTINGHOUSE AIR BRA|RBCM|RBC CAPITAL MARKETS, LLC|9157
WAB|WESTINGHOUSE AIR BRA|SAGL|SAGETRADER, LLC|2782
WAB|WESTINGHOUSE AIR BRA|SBSH|Citigroup Global Markets Inc.|71461
WAB|WESTINGHOUSE AIR BRA|SGMT|GOLDMAN SACHS & CO. LLC|94628
WAB|WESTINGHOUSE AIR BRA|SJLS|TRADE INFORMATICS LLC|100
WAB|WESTINGHOUSE AIR BRA|SPDR|SPEEDROUTE LLC|9544
WAB|WESTINGHOUSE AIR BRA|STFC|Stuart Frankel & Co., Incorporated|13600
WAB|WESTINGHOUSE AIR BRA|STFL|Stifel, Nicolaus & Company, Incorporated|6802
WAB|WESTINGHOUSE AIR BRA|STKP|STOCKPILE INVESTMENTS, INC.|4
WAB|WESTINGHOUSE AIR BRA|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3697
WAB|WESTINGHOUSE AIR BRA|SWIM|TD Ameritrade, Inc.|3144
WAB|WESTINGHOUSE AIR BRA|SWST|Hilltop Securities Inc.|14
WAB|WESTINGHOUSE AIR BRA|TAGC|TELSEY ADVISORY GROUP LLC|494
WAB|WESTINGHOUSE AIR BRA|TKNG|ALLY INVEST SECURITIES LLC|904
WAB|WESTINGHOUSE AIR BRA|TRBT|Tradebot Systems, Inc.|121407
WAB|WESTINGHOUSE AIR BRA|TRCM|TRC MARKETS LLC|42402
WAB|WESTINGHOUSE AIR BRA|UBSA|UBS SECURITIES LLC|469890
WAB|WESTINGHOUSE AIR BRA|UBSS|UBS Securities LLC|1041541
WAB|WESTINGHOUSE AIR BRA|VALX|VIRTU AMERICAS LLC|7171
WAB|WESTINGHOUSE AIR BRA|VGRD|Vanguard Marketing Corporation|1653
WAB|WESTINGHOUSE AIR BRA|WABR|Wall Street Access|13807
WAB|WESTINGHOUSE AIR BRA|WBLR|WILLIAM BLAIR|715
WAB|WESTINGHOUSE AIR BRA|WBPX|SUMMIT SECURITIES GROUP, LLC|475
WAB|WESTINGHOUSE AIR BRA|WCHV|WELLS FARGO SECURITIES, LLC|52512
WAB|WESTINGHOUSE AIR BRA|WEDB|WEDBUSH SECURITIES INC.|223
WAB|WESTINGHOUSE AIR BRA|WEED|Weeden & Co.L.P.|2370
WAB|WESTINGHOUSE AIR BRA|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1390
WAB|WESTINGHOUSE AIR BRA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4491
WAB|WESTINGHOUSE AIR BRA|WGIF|CIBC World Markets Inc.|9
WAB|WESTINGHOUSE AIR BRA|WLTH|WEALTHFRONT BROKERAGE CORPORATION|103
WAB|WESTINGHOUSE AIR BRA|WSEA|WOLVERINE SECURITIES, LLC|1084
WAB|WESTINGHOUSE AIR BRA|XIST|INSTINET, LLC|49456
WAB|WESTINGHOUSE AIR BRA|XSTM|NATIONAL FINANCIAL SERVICES LLC|23602
WAB|WESTINGHOUSE AIR BRA|YKNA|COMHAR CAPITAL MARKETS, LLC|1910
WAB|WESTINGHOUSE AIR BRA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1419
WABC|WESTAMERICA BANCORP|ALTX|Alternet Securities Inc.|9000
WABC|WESTAMERICA BANCORP|APCC|Apex Clearing Corporation|34
WABC|WESTAMERICA BANCORP|BANK|Primevest Financial Services, Inc.|457
WABC|WESTAMERICA BANCORP|BATM|CBOE TRADING, INC.|984
WABC|WESTAMERICA BANCORP|BBNT|BB&T SECURITIES, LLC|10
WABC|WESTAMERICA BANCORP|BERN|Sanford C. Bernstein & Co., LLC|8419
WABC|WESTAMERICA BANCORP|BIDS|BIDS TRADING L.P.|100
WABC|WESTAMERICA BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|221
WABC|WESTAMERICA BANCORP|BMOC|BMO Capital Markets Corp.|49487
WABC|WESTAMERICA BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|7980
WABC|WESTAMERICA BANCORP|BTIG|BTIG, LLC|107
WABC|WESTAMERICA BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|401
WABC|WESTAMERICA BANCORP|CHAS|Charles Schwab & Co., Inc.|741
WABC|WESTAMERICA BANCORP|CIST|Capital Institutional Services, Inc.|12
WABC|WESTAMERICA BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6436
WABC|WESTAMERICA BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1567
WABC|WESTAMERICA BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|110
WABC|WESTAMERICA BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25702
WABC|WESTAMERICA BANCORP|CTDL|Citadel Derivatives Group Llc|2084
WABC|WESTAMERICA BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|7672
WABC|WESTAMERICA BANCORP|DBAB|Deutsche Bank Securities Inc.|130976
WABC|WESTAMERICA BANCORP|DBAX|Deutsche Bank Securities Inc.|24300
WABC|WESTAMERICA BANCORP|DBUL|Deutsche Bank Securities Inc.|664
WABC|WESTAMERICA BANCORP|DEAN|MORGAN STANLEY|967
WABC|WESTAMERICA BANCORP|DEGS|RONIN PROFESSIONAL LLC|1219
WABC|WESTAMERICA BANCORP|EBXL|EBX LLC|11800
WABC|WESTAMERICA BANCORP|EDJO|Edward D. Jones & Co., L.P.|123
WABC|WESTAMERICA BANCORP|EGAM|CBOE TRADING, INC.|815
WABC|WESTAMERICA BANCORP|EGXM|CBOE TRADING, INC.|209
WABC|WESTAMERICA BANCORP|EGXW|CBOE TRADING, INC.|2
WABC|WESTAMERICA BANCORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|117
WABC|WESTAMERICA BANCORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|750
WABC|WESTAMERICA BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14461
WABC|WESTAMERICA BANCORP|ETRS|E*Trade Securities LLC|460
WABC|WESTAMERICA BANCORP|FBCO|Credit Suisse Securities (USA) LLC|139268
WABC|WESTAMERICA BANCORP|FOMA|TD AMERITRADE CLEARING, INC.|12504
WABC|WESTAMERICA BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|568
WABC|WESTAMERICA BANCORP|FQLS|Quantlab Securities LP|49051
WABC|WESTAMERICA BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29475
WABC|WESTAMERICA BANCORP|FTBR|Foliofn Investments, Inc.|5
WABC|WESTAMERICA BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|12547
WABC|WESTAMERICA BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|3458
WABC|WESTAMERICA BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|229616
WABC|WESTAMERICA BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|6671
WABC|WESTAMERICA BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|274
WABC|WESTAMERICA BANCORP|GTSZ|GTS SECURITIES LLC|37143
WABC|WESTAMERICA BANCORP|HAPX|HAP Trading, LLC|29
WABC|WESTAMERICA BANCORP|HRBF|American Enterprise Investment Services Inc.|96
WABC|WESTAMERICA BANCORP|HSBC|HSBC Securities, Inc.|200
WABC|WESTAMERICA BANCORP|IATS|INTERACTIVE BROKERS LLC|720
WABC|WESTAMERICA BANCORP|IBKR|Interactive Brokers Llc|18451
WABC|WESTAMERICA BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
WABC|WESTAMERICA BANCORP|ICBX|INSTINET, LLC|3000
WABC|WESTAMERICA BANCORP|IEQY|CITADEL SECURITIES LLC|19470
WABC|WESTAMERICA BANCORP|INCA|INSTINET, LLC|95629
WABC|WESTAMERICA BANCORP|INJX|INSTINET, LLC|1006
WABC|WESTAMERICA BANCORP|ITGI|ITG Inc.|6632
WABC|WESTAMERICA BANCORP|ITGP|ITG INC.|25200
WABC|WESTAMERICA BANCORP|JEFF|JEFFERIES LLC|27166
WABC|WESTAMERICA BANCORP|JONE|JonesTrading|20
WABC|WESTAMERICA BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|3627
WABC|WESTAMERICA BANCORP|JPMX|J.P. Morgan Securities LLC|60603
WABC|WESTAMERICA BANCORP|JSJX|JANE STREET CAPITAL LLC|1386
WABC|WESTAMERICA BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|7855
WABC|WESTAMERICA BANCORP|KCGM|VIRTU Americas LLC|6386
WABC|WESTAMERICA BANCORP|LEHM|Barclays Capital Inc./Le|89727
WABC|WESTAMERICA BANCORP|LIME|Lime Brokerage LLC|61942
WABC|WESTAMERICA BANCORP|LMGP|LIME BROKERAGE LLC|4800
WABC|WESTAMERICA BANCORP|LQNA|LIQUIDNET, INC.|5400
WABC|WESTAMERICA BANCORP|MAXM|Maxim Group LLC|2605
WABC|WESTAMERICA BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|18123
WABC|WESTAMERICA BANCORP|MOTF|MOTIF INVESTING, INC.|1
WABC|WESTAMERICA BANCORP|MSCO|MORGAN STANLEY & CO. LLC|266579
WABC|WESTAMERICA BANCORP|MSPL|MORGAN STANLEY & CO. LLC|42600
WABC|WESTAMERICA BANCORP|MSTX|MORGAN STANLEY & CO. LLC|1400
WABC|WESTAMERICA BANCORP|NFSC|National Financial Services LLC|4124
WABC|WESTAMERICA BANCORP|NITE|VIRTU Americas LLC|24321
WABC|WESTAMERICA BANCORP|NITP|VIRTU Americas LLC|300
WABC|WESTAMERICA BANCORP|NQRB|Brut, LLC|286
WABC|WESTAMERICA BANCORP|NTRC|Northern Trust Securities, Inc.|381
WABC|WESTAMERICA BANCORP|OPCO|Oppenheimer & Co. Inc.|10
WABC|WESTAMERICA BANCORP|PDQM|CODA MARKETS, INC.|5285
WABC|WESTAMERICA BANCORP|RAJA|Raymond James & Associates, Inc.|196
WABC|WESTAMERICA BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|24
WABC|WESTAMERICA BANCORP|SAGW|SAGETRADER, LLC|100
WABC|WESTAMERICA BANCORP|SALI|INTL FCSTONE FINANCIAL INC.|31
WABC|WESTAMERICA BANCORP|SBSH|Citigroup Global Markets Inc.|48567
WABC|WESTAMERICA BANCORP|SDLR|Sandler, O'Neill & Partners, L.P.|6935
WABC|WESTAMERICA BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|8324
WABC|WESTAMERICA BANCORP|SPDR|SPEEDROUTE LLC|9302
WABC|WESTAMERICA BANCORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|21456
WABC|WESTAMERICA BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|14181
WABC|WESTAMERICA BANCORP|TRBT|Tradebot Systems, Inc.|15586
WABC|WESTAMERICA BANCORP|TRCM|TRC MARKETS LLC|17586
WABC|WESTAMERICA BANCORP|UBSA|UBS SECURITIES LLC|44826
WABC|WESTAMERICA BANCORP|UBSS|UBS Securities LLC|208202
WABC|WESTAMERICA BANCORP|VALX|VIRTU AMERICAS LLC|4742
WABC|WESTAMERICA BANCORP|VGRD|Vanguard Marketing Corporation|62
WABC|WESTAMERICA BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|5755
WABC|WESTAMERICA BANCORP|WEED|Weeden & Co.L.P.|760
WABC|WESTAMERICA BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|99
WABC|WESTAMERICA BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|444
WABC|WESTAMERICA BANCORP|WSEA|WOLVERINE SECURITIES, LLC|48
WABC|WESTAMERICA BANCORP|XIST|INSTINET, LLC|22600
WABC|WESTAMERICA BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|16200
WABC|WESTAMERICA BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|502
WABC|WESTAMERICA BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|210
WAFD|WASHINGTON FEDERAL|APCC|Apex Clearing Corporation|7
WAFD|WASHINGTON FEDERAL|AQUA|AQUA SECURITIES L.P.|8100
WAFD|WASHINGTON FEDERAL|BANK|Primevest Financial Services, Inc.|20
WAFD|WASHINGTON FEDERAL|BARD|Robert W. Baird & Co. Incorporated|44809
WAFD|WASHINGTON FEDERAL|BATM|CBOE TRADING, INC.|100
WAFD|WASHINGTON FEDERAL|BERN|Sanford C. Bernstein & Co., LLC|17569
WAFD|WASHINGTON FEDERAL|BKCM|BNY Mellon Capital Markets LLC|24347
WAFD|WASHINGTON FEDERAL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1537
WAFD|WASHINGTON FEDERAL|BLKX|INSTINET, LLC|27545
WAFD|WASHINGTON FEDERAL|BMOC|BMO Capital Markets Corp.|13615
WAFD|WASHINGTON FEDERAL|BNPX|BNP PARIBAS SECURITIES CORP.|24086
WAFD|WASHINGTON FEDERAL|BRVL|BLAYLOCK VAN, LLC|600
WAFD|WASHINGTON FEDERAL|BTIG|BTIG, LLC|550
WAFD|WASHINGTON FEDERAL|BZYD|GOLDMAN SACHS & CO. LLC|1000
WAFD|WASHINGTON FEDERAL|CANT|Cantor Fitzgerald & Co.|1872
WAFD|WASHINGTON FEDERAL|CHAS|Charles Schwab & Co., Inc.|3
WAFD|WASHINGTON FEDERAL|CIST|Capital Institutional Services, Inc.|320
WAFD|WASHINGTON FEDERAL|CLSA|CLSA AMERICAS, LLC|200
WAFD|WASHINGTON FEDERAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32707
WAFD|WASHINGTON FEDERAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93982
WAFD|WASHINGTON FEDERAL|CTDL|Citadel Derivatives Group Llc|14115
WAFD|WASHINGTON FEDERAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|16140
WAFD|WASHINGTON FEDERAL|DADA|D.A. Davidson & Co.|1535
WAFD|WASHINGTON FEDERAL|DBAB|Deutsche Bank Securities Inc.|566951
WAFD|WASHINGTON FEDERAL|DBAX|Deutsche Bank Securities Inc.|39500
WAFD|WASHINGTON FEDERAL|DBUL|Deutsche Bank Securities Inc.|300
WAFD|WASHINGTON FEDERAL|DEAN|MORGAN STANLEY|1438
WAFD|WASHINGTON FEDERAL|DEGS|RONIN PROFESSIONAL LLC|344
WAFD|WASHINGTON FEDERAL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1454
WAFD|WASHINGTON FEDERAL|EBXL|EBX LLC|29900
WAFD|WASHINGTON FEDERAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1094
WAFD|WASHINGTON FEDERAL|EDJO|Edward D. Jones & Co., L.P.|122
WAFD|WASHINGTON FEDERAL|EGAM|CBOE TRADING, INC.|3760
WAFD|WASHINGTON FEDERAL|ETBE|Electronic Transaction Clearing, Inc.|200
WAFD|WASHINGTON FEDERAL|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|16
WAFD|WASHINGTON FEDERAL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15152
WAFD|WASHINGTON FEDERAL|ETRS|E*Trade Securities LLC|1920
WAFD|WASHINGTON FEDERAL|FBCO|Credit Suisse Securities (USA) LLC|199871
WAFD|WASHINGTON FEDERAL|FOMA|TD AMERITRADE CLEARING, INC.|7045
WAFD|WASHINGTON FEDERAL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2801
WAFD|WASHINGTON FEDERAL|FQLS|Quantlab Securities LP|93873
WAFD|WASHINGTON FEDERAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|38965
WAFD|WASHINGTON FEDERAL|FTBR|Foliofn Investments, Inc.|954
WAFD|WASHINGTON FEDERAL|GEBB|GLOBAL EXECUTION BROKERS, LP|28252
WAFD|WASHINGTON FEDERAL|GLPX|ACS EXECUTION SERVICES, LLC|703
WAFD|WASHINGTON FEDERAL|GSCO|GOLDMAN SACHS & CO. LLC|648666
WAFD|WASHINGTON FEDERAL|GSCS|GOLDMAN SACHS & CO. LLC|11181
WAFD|WASHINGTON FEDERAL|GSLT|GOLDMAN SACHS & CO. LLC|204
WAFD|WASHINGTON FEDERAL|GTSZ|GTS SECURITIES LLC|8350
WAFD|WASHINGTON FEDERAL|HRBF|American Enterprise Investment Services Inc.|1200
WAFD|WASHINGTON FEDERAL|HSBC|HSBC Securities, Inc.|1780
WAFD|WASHINGTON FEDERAL|IBKR|Interactive Brokers Llc|11182
WAFD|WASHINGTON FEDERAL|ICBX|INSTINET, LLC|13400
WAFD|WASHINGTON FEDERAL|IEQY|CITADEL SECURITIES LLC|37695
WAFD|WASHINGTON FEDERAL|INCA|INSTINET, LLC|177592
WAFD|WASHINGTON FEDERAL|INJX|INSTINET, LLC|12168
WAFD|WASHINGTON FEDERAL|ITGI|ITG Inc.|60340
WAFD|WASHINGTON FEDERAL|ITGP|ITG INC.|61400
WAFD|WASHINGTON FEDERAL|JANY|Janney Montgomery Scott Inc.|468
WAFD|WASHINGTON FEDERAL|JEFF|JEFFERIES LLC|123146
WAFD|WASHINGTON FEDERAL|JMPT|JUMP TRADING, LLC|2953
WAFD|WASHINGTON FEDERAL|JPBX|J.P. MORGAN SECURITIES LLC|74268
WAFD|WASHINGTON FEDERAL|JPMX|J.P. Morgan Securities LLC|137597
WAFD|WASHINGTON FEDERAL|KCGM|VIRTU Americas LLC|18053
WAFD|WASHINGTON FEDERAL|LEHM|Barclays Capital Inc./Le|343347
WAFD|WASHINGTON FEDERAL|LIME|Lime Brokerage LLC|157036
WAFD|WASHINGTON FEDERAL|LMNX|LUMINEX TRADING & ANALYTICS LLC|89512
WAFD|WASHINGTON FEDERAL|LOOP|Loop Capital Markets LLC|3423
WAFD|WASHINGTON FEDERAL|MAXM|Maxim Group LLC|4745
WAFD|WASHINGTON FEDERAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71252
WAFD|WASHINGTON FEDERAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2805
WAFD|WASHINGTON FEDERAL|MSCO|MORGAN STANLEY & CO. LLC|911956
WAFD|WASHINGTON FEDERAL|MSPL|MORGAN STANLEY & CO. LLC|77700
WAFD|WASHINGTON FEDERAL|MSTX|MORGAN STANLEY & CO. LLC|18600
WAFD|WASHINGTON FEDERAL|NFSC|National Financial Services LLC|30313
WAFD|WASHINGTON FEDERAL|NITE|VIRTU Americas LLC|33058
WAFD|WASHINGTON FEDERAL|NITP|VIRTU Americas LLC|1758
WAFD|WASHINGTON FEDERAL|NQRB|Brut, LLC|1657
WAFD|WASHINGTON FEDERAL|PDQM|CODA MARKETS, INC.|8274
WAFD|WASHINGTON FEDERAL|PWJC|UBS Financial Services, Inc.|100
WAFD|WASHINGTON FEDERAL|SAGL|SAGETRADER, LLC|23
WAFD|WASHINGTON FEDERAL|SAGW|SAGETRADER, LLC|1235
WAFD|WASHINGTON FEDERAL|SBSH|Citigroup Global Markets Inc.|222152
WAFD|WASHINGTON FEDERAL|SGMT|GOLDMAN SACHS & CO. LLC|80989
WAFD|WASHINGTON FEDERAL|SPDR|SPEEDROUTE LLC|1000
WAFD|WASHINGTON FEDERAL|SWIM|TD Ameritrade, Inc.|400
WAFD|WASHINGTON FEDERAL|SWST|Hilltop Securities Inc.|241
WAFD|WASHINGTON FEDERAL|TKNG|ALLY INVEST SECURITIES LLC|1432
WAFD|WASHINGTON FEDERAL|TONC|CUTTONE & CO., LLC|558
WAFD|WASHINGTON FEDERAL|TRBT|Tradebot Systems, Inc.|24775
WAFD|WASHINGTON FEDERAL|TRCM|TRC MARKETS LLC|80755
WAFD|WASHINGTON FEDERAL|UBSA|UBS SECURITIES LLC|354972
WAFD|WASHINGTON FEDERAL|UBSS|UBS Securities LLC|374685
WAFD|WASHINGTON FEDERAL|VALX|VIRTU AMERICAS LLC|29281
WAFD|WASHINGTON FEDERAL|VGRD|Vanguard Marketing Corporation|151
WAFD|WASHINGTON FEDERAL|WBPX|SUMMIT SECURITIES GROUP, LLC|200
WAFD|WASHINGTON FEDERAL|WCHV|WELLS FARGO SECURITIES, LLC|23319
WAFD|WASHINGTON FEDERAL|WEED|Weeden & Co.L.P.|600
WAFD|WASHINGTON FEDERAL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|225
WAFD|WASHINGTON FEDERAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66
WAFD|WASHINGTON FEDERAL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|116
WAFD|WASHINGTON FEDERAL|WSEA|WOLVERINE SECURITIES, LLC|1447
WAFD|WASHINGTON FEDERAL|XIST|INSTINET, LLC|16800
WAFD|WASHINGTON FEDERAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|9666
WAFD|WASHINGTON FEDERAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|346
WAGE|WAGEWORKS, INC.|ADAM|CANACCORD GENUITY INC.|3900
WAGE|WAGEWORKS, INC.|AGIS|Aegis Capital Corp.|500
WAGE|WAGEWORKS, INC.|ALTX|Alternet Securities Inc.|12438
WAGE|WAGEWORKS, INC.|ANDG|Andrew Garrett Inc.|20652
WAGE|WAGEWORKS, INC.|ANOS|ABEL/NOSER, L.L.C.|568
WAGE|WAGEWORKS, INC.|APCC|Apex Clearing Corporation|3134
WAGE|WAGEWORKS, INC.|BARD|Robert W. Baird & Co. Incorporated|210972
WAGE|WAGEWORKS, INC.|BATM|CBOE TRADING, INC.|10251
WAGE|WAGEWORKS, INC.|BBNT|BB&T SECURITIES, LLC|382
WAGE|WAGEWORKS, INC.|BERN|Sanford C. Bernstein & Co., LLC|14974
WAGE|WAGEWORKS, INC.|BIAD|SAGETRADER, LLC|147
WAGE|WAGEWORKS, INC.|BIDS|BIDS TRADING L.P.|15014
WAGE|WAGEWORKS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2201
WAGE|WAGEWORKS, INC.|BLKX|INSTINET, LLC|5600
WAGE|WAGEWORKS, INC.|BMOC|BMO Capital Markets Corp.|265
WAGE|WAGEWORKS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6646
WAGE|WAGEWORKS, INC.|BTIG|BTIG, LLC|295
WAGE|WAGEWORKS, INC.|BYXM|CBOE TRADING, INC.|500
WAGE|WAGEWORKS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
WAGE|WAGEWORKS, INC.|CANT|Cantor Fitzgerald & Co.|65279
WAGE|WAGEWORKS, INC.|CHAS|Charles Schwab & Co., Inc.|1407
WAGE|WAGEWORKS, INC.|CIST|Capital Institutional Services, Inc.|192
WAGE|WAGEWORKS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|133589
WAGE|WAGEWORKS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8267
WAGE|WAGEWORKS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|200
WAGE|WAGEWORKS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|330271
WAGE|WAGEWORKS, INC.|CTDL|Citadel Derivatives Group Llc|6595
WAGE|WAGEWORKS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|30138
WAGE|WAGEWORKS, INC.|DAVA|Davenport & Company LLC|12
WAGE|WAGEWORKS, INC.|DBAB|Deutsche Bank Securities Inc.|43861
WAGE|WAGEWORKS, INC.|DBAX|Deutsche Bank Securities Inc.|242700
WAGE|WAGEWORKS, INC.|DBUL|Deutsche Bank Securities Inc.|800
WAGE|WAGEWORKS, INC.|DEAN|MORGAN STANLEY|4629
WAGE|WAGEWORKS, INC.|EBXL|EBX LLC|135600
WAGE|WAGEWORKS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|28355
WAGE|WAGEWORKS, INC.|EDJO|Edward D. Jones & Co., L.P.|2047
WAGE|WAGEWORKS, INC.|EGAM|CBOE TRADING, INC.|19530
WAGE|WAGEWORKS, INC.|EGAW|CBOE TRADING, INC.|100
WAGE|WAGEWORKS, INC.|EGXM|CBOE TRADING, INC.|3370
WAGE|WAGEWORKS, INC.|EGXW|CBOE TRADING, INC.|363
WAGE|WAGEWORKS, INC.|ETBE|Electronic Transaction Clearing, Inc.|600
WAGE|WAGEWORKS, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|13
WAGE|WAGEWORKS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
WAGE|WAGEWORKS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14925
WAGE|WAGEWORKS, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
WAGE|WAGEWORKS, INC.|ETRS|E*Trade Securities LLC|24887
WAGE|WAGEWORKS, INC.|FBRC|B. RILEY FBR, INC.|200
WAGE|WAGEWORKS, INC.|FBSB|U.S. Bancorp Investments, Inc.|13
WAGE|WAGEWORKS, INC.|FILL|Tradestation Securities, Inc.|354
WAGE|WAGEWORKS, INC.|FINX|FINTECH SECURITIES|300
WAGE|WAGEWORKS, INC.|FMAF|NBCN Inc./ CDS|765
WAGE|WAGEWORKS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|973
WAGE|WAGEWORKS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|44257
WAGE|WAGEWORKS, INC.|FTBR|Foliofn Investments, Inc.|17
WAGE|WAGEWORKS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|26577
WAGE|WAGEWORKS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|171069
WAGE|WAGEWORKS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|46839
WAGE|WAGEWORKS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1709
WAGE|WAGEWORKS, INC.|GTSZ|GTS SECURITIES LLC|22539
WAGE|WAGEWORKS, INC.|HITS|Height Securities, LLC|1200
WAGE|WAGEWORKS, INC.|HPPX|POTAMUS TRADING, LLC|301
WAGE|WAGEWORKS, INC.|HRBF|American Enterprise Investment Services Inc.|745
WAGE|WAGEWORKS, INC.|IATS|INTERACTIVE BROKERS LLC|7182
WAGE|WAGEWORKS, INC.|IBKR|Interactive Brokers Llc|3705
WAGE|WAGEWORKS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1646
WAGE|WAGEWORKS, INC.|ICBX|INSTINET, LLC|27398
WAGE|WAGEWORKS, INC.|IEQY|CITADEL SECURITIES LLC|9205
WAGE|WAGEWORKS, INC.|INCA|INSTINET, LLC|107750
WAGE|WAGEWORKS, INC.|INJX|INSTINET, LLC|5737
WAGE|WAGEWORKS, INC.|ITGI|ITG Inc.|15458
WAGE|WAGEWORKS, INC.|ITGP|ITG INC.|47000
WAGE|WAGEWORKS, INC.|JANY|Janney Montgomery Scott Inc.|8
WAGE|WAGEWORKS, INC.|JEFF|JEFFERIES LLC|32680
WAGE|WAGEWORKS, INC.|JMPT|JUMP TRADING, LLC|9572
WAGE|WAGEWORKS, INC.|JONE|JonesTrading|98088
WAGE|WAGEWORKS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|4618
WAGE|WAGEWORKS, INC.|JPMX|J.P. Morgan Securities LLC|493960
WAGE|WAGEWORKS, INC.|JSJX|JANE STREET CAPITAL LLC|10972
WAGE|WAGEWORKS, INC.|KCGM|VIRTU Americas LLC|49439
WAGE|WAGEWORKS, INC.|LEHM|Barclays Capital Inc./Le|238400
WAGE|WAGEWORKS, INC.|LIME|Lime Brokerage LLC|5466
WAGE|WAGEWORKS, INC.|LQNA|LIQUIDNET, INC.|25800
WAGE|WAGEWORKS, INC.|LSCI|Lek Securities Corporation|41
WAGE|WAGEWORKS, INC.|MACC|Mid Atlantic Capital Corporation|21
WAGE|WAGEWORKS, INC.|MCMF|Raymond James Ltd. Cds|4
WAGE|WAGEWORKS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|119714
WAGE|WAGEWORKS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|388
WAGE|WAGEWORKS, INC.|MSCO|MORGAN STANLEY & CO. LLC|378658
WAGE|WAGEWORKS, INC.|MSPL|MORGAN STANLEY & CO. LLC|208100
WAGE|WAGEWORKS, INC.|MSTX|MORGAN STANLEY & CO. LLC|49900
WAGE|WAGEWORKS, INC.|NATL|National Securities Corporation|300
WAGE|WAGEWORKS, INC.|NFSC|National Financial Services LLC|59946
WAGE|WAGEWORKS, INC.|NITE|VIRTU Americas LLC|157451
WAGE|WAGEWORKS, INC.|NITP|VIRTU Americas LLC|7815
WAGE|WAGEWORKS, INC.|NQRB|Brut, LLC|3889
WAGE|WAGEWORKS, INC.|NTRC|Northern Trust Securities, Inc.|94
WAGE|WAGEWORKS, INC.|OPCO|Oppenheimer & Co. Inc.|1611
WAGE|WAGEWORKS, INC.|PDQM|CODA MARKETS, INC.|49589
WAGE|WAGEWORKS, INC.|PIPR|Piper Jaffray & Co.|305
WAGE|WAGEWORKS, INC.|PWJC|UBS Financial Services, Inc.|2900
WAGE|WAGEWORKS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|20196
WAGE|WAGEWORKS, INC.|RGLD|Regal Securities, Inc|500
WAGE|WAGEWORKS, INC.|SAGL|SAGETRADER, LLC|1662
WAGE|WAGEWORKS, INC.|SAGW|SAGETRADER, LLC|204
WAGE|WAGEWORKS, INC.|SBRX|MURIEL SIEBERT & CO INC|700
WAGE|WAGEWORKS, INC.|SBSH|Citigroup Global Markets Inc.|25788
WAGE|WAGEWORKS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|91811
WAGE|WAGEWORKS, INC.|SPDR|SPEEDROUTE LLC|44613
WAGE|WAGEWORKS, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|2500
WAGE|WAGEWORKS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|163056
WAGE|WAGEWORKS, INC.|SWIM|TD Ameritrade, Inc.|11142
WAGE|WAGEWORKS, INC.|TAGC|TELSEY ADVISORY GROUP LLC|2121
WAGE|WAGEWORKS, INC.|TKNG|ALLY INVEST SECURITIES LLC|200
WAGE|WAGEWORKS, INC.|TMBR|Timber Hill LLC|23
WAGE|WAGEWORKS, INC.|TRBT|Tradebot Systems, Inc.|2462
WAGE|WAGEWORKS, INC.|TRCM|TRC MARKETS LLC|24530
WAGE|WAGEWORKS, INC.|UBSS|UBS Securities LLC|221742
WAGE|WAGEWORKS, INC.|VALX|VIRTU AMERICAS LLC|6942
WAGE|WAGEWORKS, INC.|VGRD|Vanguard Marketing Corporation|3284
WAGE|WAGEWORKS, INC.|VNDM|Wall Street Access|3738
WAGE|WAGEWORKS, INC.|WBLR|WILLIAM BLAIR|14250
WAGE|WAGEWORKS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1263
WAGE|WAGEWORKS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|19229
WAGE|WAGEWORKS, INC.|WEDB|WEDBUSH SECURITIES INC.|185
WAGE|WAGEWORKS, INC.|WEED|Weeden & Co.L.P.|1400
WAGE|WAGEWORKS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1608
WAGE|WAGEWORKS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4155
WAGE|WAGEWORKS, INC.|WGIF|CIBC World Markets Inc.|25
WAGE|WAGEWORKS, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|330
WAGE|WAGEWORKS, INC.|WSEA|WOLVERINE SECURITIES, LLC|9188
WAGE|WAGEWORKS, INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|45
WAGE|WAGEWORKS, INC.|XIST|INSTINET, LLC|18200
WAGE|WAGEWORKS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|41756
WAGE|WAGEWORKS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|750
WAGE|WAGEWORKS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|561
WAIR|WESCO AIRCRAFT HLDGS|APCC|Apex Clearing Corporation|2704
WAIR|WESCO AIRCRAFT HLDGS|BATM|CBOE TRADING, INC.|100
WAIR|WESCO AIRCRAFT HLDGS|BIDS|BIDS TRADING L.P.|100
WAIR|WESCO AIRCRAFT HLDGS|BLKX|INSTINET, LLC|398910
WAIR|WESCO AIRCRAFT HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|6495
WAIR|WESCO AIRCRAFT HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|1693
WAIR|WESCO AIRCRAFT HLDGS|CANT|Cantor Fitzgerald & Co.|300
WAIR|WESCO AIRCRAFT HLDGS|CIST|Capital Institutional Services, Inc.|11930
WAIR|WESCO AIRCRAFT HLDGS|CLSA|CLSA AMERICAS, LLC|100
WAIR|WESCO AIRCRAFT HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10868
WAIR|WESCO AIRCRAFT HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
WAIR|WESCO AIRCRAFT HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83372
WAIR|WESCO AIRCRAFT HLDGS|CTDL|Citadel Derivatives Group Llc|10300
WAIR|WESCO AIRCRAFT HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|13740
WAIR|WESCO AIRCRAFT HLDGS|DBAB|Deutsche Bank Securities Inc.|20588
WAIR|WESCO AIRCRAFT HLDGS|DBAX|Deutsche Bank Securities Inc.|75800
WAIR|WESCO AIRCRAFT HLDGS|DBUL|Deutsche Bank Securities Inc.|349
WAIR|WESCO AIRCRAFT HLDGS|DEAN|MORGAN STANLEY|4952
WAIR|WESCO AIRCRAFT HLDGS|DEGS|RONIN PROFESSIONAL LLC|126
WAIR|WESCO AIRCRAFT HLDGS|EBXL|EBX LLC|63500
WAIR|WESCO AIRCRAFT HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|1120
WAIR|WESCO AIRCRAFT HLDGS|EDJO|Edward D. Jones & Co., L.P.|75
WAIR|WESCO AIRCRAFT HLDGS|EGAM|CBOE TRADING, INC.|5629
WAIR|WESCO AIRCRAFT HLDGS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
WAIR|WESCO AIRCRAFT HLDGS|ETCC|Electronic Transaction Clearing, Inc.|100
WAIR|WESCO AIRCRAFT HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5997
WAIR|WESCO AIRCRAFT HLDGS|ETRS|E*Trade Securities LLC|4413
WAIR|WESCO AIRCRAFT HLDGS|FILL|Tradestation Securities, Inc.|1370
WAIR|WESCO AIRCRAFT HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17895
WAIR|WESCO AIRCRAFT HLDGS|FTBR|Foliofn Investments, Inc.|1677
WAIR|WESCO AIRCRAFT HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|200
WAIR|WESCO AIRCRAFT HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|4600
WAIR|WESCO AIRCRAFT HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|182176
WAIR|WESCO AIRCRAFT HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|300
WAIR|WESCO AIRCRAFT HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|5114
WAIR|WESCO AIRCRAFT HLDGS|GTSZ|GTS SECURITIES LLC|13254
WAIR|WESCO AIRCRAFT HLDGS|HPPX|POTAMUS TRADING, LLC|532
WAIR|WESCO AIRCRAFT HLDGS|HRBF|American Enterprise Investment Services Inc.|200
WAIR|WESCO AIRCRAFT HLDGS|IBKR|Interactive Brokers Llc|1783
WAIR|WESCO AIRCRAFT HLDGS|ICBX|INSTINET, LLC|143373
WAIR|WESCO AIRCRAFT HLDGS|IEQY|CITADEL SECURITIES LLC|1056
WAIR|WESCO AIRCRAFT HLDGS|INCA|INSTINET, LLC|158787
WAIR|WESCO AIRCRAFT HLDGS|INJX|INSTINET, LLC|3917
WAIR|WESCO AIRCRAFT HLDGS|ITGI|ITG Inc.|36706
WAIR|WESCO AIRCRAFT HLDGS|ITGP|ITG INC.|128400
WAIR|WESCO AIRCRAFT HLDGS|JEFF|JEFFERIES LLC|3182
WAIR|WESCO AIRCRAFT HLDGS|JMPT|JUMP TRADING, LLC|970
WAIR|WESCO AIRCRAFT HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|3210
WAIR|WESCO AIRCRAFT HLDGS|JPMX|J.P. Morgan Securities LLC|146765
WAIR|WESCO AIRCRAFT HLDGS|KCGM|VIRTU Americas LLC|43933
WAIR|WESCO AIRCRAFT HLDGS|LEHM|Barclays Capital Inc./Le|251606
WAIR|WESCO AIRCRAFT HLDGS|LIME|Lime Brokerage LLC|6231
WAIR|WESCO AIRCRAFT HLDGS|LMNX|LUMINEX TRADING & ANALYTICS LLC|183372
WAIR|WESCO AIRCRAFT HLDGS|LQNA|LIQUIDNET, INC.|11100
WAIR|WESCO AIRCRAFT HLDGS|LSCI|Lek Securities Corporation|15
WAIR|WESCO AIRCRAFT HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|124546
WAIR|WESCO AIRCRAFT HLDGS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|19300
WAIR|WESCO AIRCRAFT HLDGS|MSCO|MORGAN STANLEY & CO. LLC|212595
WAIR|WESCO AIRCRAFT HLDGS|MSPL|MORGAN STANLEY & CO. LLC|51900
WAIR|WESCO AIRCRAFT HLDGS|MSTX|MORGAN STANLEY & CO. LLC|55100
WAIR|WESCO AIRCRAFT HLDGS|NFSC|National Financial Services LLC|71826
WAIR|WESCO AIRCRAFT HLDGS|NITE|VIRTU Americas LLC|49246
WAIR|WESCO AIRCRAFT HLDGS|NITP|VIRTU Americas LLC|5805
WAIR|WESCO AIRCRAFT HLDGS|NQRB|Brut, LLC|2010
WAIR|WESCO AIRCRAFT HLDGS|NTRC|Northern Trust Securities, Inc.|3491
WAIR|WESCO AIRCRAFT HLDGS|OPCO|Oppenheimer & Co. Inc.|16757
WAIR|WESCO AIRCRAFT HLDGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
WAIR|WESCO AIRCRAFT HLDGS|PDQM|CODA MARKETS, INC.|101463
WAIR|WESCO AIRCRAFT HLDGS|PHLY|NASDAQ Execution Services, LLC|2000
WAIR|WESCO AIRCRAFT HLDGS|SAGL|SAGETRADER, LLC|400
WAIR|WESCO AIRCRAFT HLDGS|SAGW|SAGETRADER, LLC|5091
WAIR|WESCO AIRCRAFT HLDGS|SBSH|Citigroup Global Markets Inc.|32138
WAIR|WESCO AIRCRAFT HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|143085
WAIR|WESCO AIRCRAFT HLDGS|SIBO|Prime Executions, Inc.|850
WAIR|WESCO AIRCRAFT HLDGS|SPDR|SPEEDROUTE LLC|2100
WAIR|WESCO AIRCRAFT HLDGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|58988
WAIR|WESCO AIRCRAFT HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|7000
WAIR|WESCO AIRCRAFT HLDGS|SWIM|TD Ameritrade, Inc.|3990
WAIR|WESCO AIRCRAFT HLDGS|TRBT|Tradebot Systems, Inc.|3060
WAIR|WESCO AIRCRAFT HLDGS|TRCM|TRC MARKETS LLC|15588
WAIR|WESCO AIRCRAFT HLDGS|UBSA|UBS SECURITIES LLC|398700
WAIR|WESCO AIRCRAFT HLDGS|UBSS|UBS Securities LLC|130569
WAIR|WESCO AIRCRAFT HLDGS|VALX|VIRTU AMERICAS LLC|19741
WAIR|WESCO AIRCRAFT HLDGS|VGRD|Vanguard Marketing Corporation|6025
WAIR|WESCO AIRCRAFT HLDGS|WABR|Wall Street Access|14841
WAIR|WESCO AIRCRAFT HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|6398
WAIR|WESCO AIRCRAFT HLDGS|WDNX|WEEDEN & CO.L.P.|490
WAIR|WESCO AIRCRAFT HLDGS|WEED|Weeden & Co.L.P.|486838
WAIR|WESCO AIRCRAFT HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|752
WAIR|WESCO AIRCRAFT HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|920
WAIR|WESCO AIRCRAFT HLDGS|WSEA|WOLVERINE SECURITIES, LLC|100
WAIR|WESCO AIRCRAFT HLDGS|XIST|INSTINET, LLC|1200
WAIR|WESCO AIRCRAFT HLDGS|XPQR|Jump Trading|400
WAIR|WESCO AIRCRAFT HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|13200
WAL|WESTERN ALNC BANCORP|ALTX|Alternet Securities Inc.|3872
WAL|WESTERN ALNC BANCORP|ANOS|ABEL/NOSER, L.L.C.|100
WAL|WESTERN ALNC BANCORP|APCC|Apex Clearing Corporation|255
WAL|WESTERN ALNC BANCORP|BALE|M&T SECURITIES, INC.|186
WAL|WESTERN ALNC BANCORP|BARD|Robert W. Baird & Co. Incorporated|20957
WAL|WESTERN ALNC BANCORP|BATM|CBOE TRADING, INC.|4831
WAL|WESTERN ALNC BANCORP|BAYT|BTIG, LLC|100
WAL|WESTERN ALNC BANCORP|BBNT|BB&T SECURITIES, LLC|117
WAL|WESTERN ALNC BANCORP|BERN|Sanford C. Bernstein & Co., LLC|42410
WAL|WESTERN ALNC BANCORP|BIAD|SAGETRADER, LLC|373
WAL|WESTERN ALNC BANCORP|BIDS|BIDS TRADING L.P.|100
WAL|WESTERN ALNC BANCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1293
WAL|WESTERN ALNC BANCORP|BLKX|INSTINET, LLC|47800
WAL|WESTERN ALNC BANCORP|BNPX|BNP PARIBAS SECURITIES CORP.|24432
WAL|WESTERN ALNC BANCORP|BTIG|BTIG, LLC|20308
WAL|WESTERN ALNC BANCORP|BYXM|CBOE TRADING, INC.|460
WAL|WESTERN ALNC BANCORP|BZYD|GOLDMAN SACHS & CO. LLC|2111
WAL|WESTERN ALNC BANCORP|CANT|Cantor Fitzgerald & Co.|1134
WAL|WESTERN ALNC BANCORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|11000
WAL|WESTERN ALNC BANCORP|CHAS|Charles Schwab & Co., Inc.|10300
WAL|WESTERN ALNC BANCORP|CIST|Capital Institutional Services, Inc.|12227
WAL|WESTERN ALNC BANCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|80322
WAL|WESTERN ALNC BANCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5479
WAL|WESTERN ALNC BANCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|345
WAL|WESTERN ALNC BANCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|347811
WAL|WESTERN ALNC BANCORP|CSMS|CORNERSTONE MACRO LLC|45000
WAL|WESTERN ALNC BANCORP|CTDL|Citadel Derivatives Group Llc|5696
WAL|WESTERN ALNC BANCORP|CTLR|CUTLER GROUP, LP|2276
WAL|WESTERN ALNC BANCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10612
WAL|WESTERN ALNC BANCORP|DADA|D.A. Davidson & Co.|338
WAL|WESTERN ALNC BANCORP|DAVA|Davenport & Company LLC|11
WAL|WESTERN ALNC BANCORP|DBAB|Deutsche Bank Securities Inc.|87715
WAL|WESTERN ALNC BANCORP|DBAX|Deutsche Bank Securities Inc.|138300
WAL|WESTERN ALNC BANCORP|DEAN|MORGAN STANLEY|6428
WAL|WESTERN ALNC BANCORP|DEGS|RONIN PROFESSIONAL LLC|100
WAL|WESTERN ALNC BANCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4
WAL|WESTERN ALNC BANCORP|EBXL|EBX LLC|130100
WAL|WESTERN ALNC BANCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1510
WAL|WESTERN ALNC BANCORP|EDJO|Edward D. Jones & Co., L.P.|549
WAL|WESTERN ALNC BANCORP|EGAM|CBOE TRADING, INC.|6258
WAL|WESTERN ALNC BANCORP|EGAW|CBOE TRADING, INC.|43
WAL|WESTERN ALNC BANCORP|EGMT|EG MARKET TECHNOLOGIES LLC|726
WAL|WESTERN ALNC BANCORP|EGXM|CBOE TRADING, INC.|771
WAL|WESTERN ALNC BANCORP|ETBE|Electronic Transaction Clearing, Inc.|5390
WAL|WESTERN ALNC BANCORP|ETCC|Electronic Transaction Clearing, Inc.|120
WAL|WESTERN ALNC BANCORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13863
WAL|WESTERN ALNC BANCORP|ETRS|E*Trade Securities LLC|65319
WAL|WESTERN ALNC BANCORP|FILL|Tradestation Securities, Inc.|1695
WAL|WESTERN ALNC BANCORP|FMAF|NBCN Inc./ CDS|3586
WAL|WESTERN ALNC BANCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2960
WAL|WESTERN ALNC BANCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63436
WAL|WESTERN ALNC BANCORP|FTBR|Foliofn Investments, Inc.|1816
WAL|WESTERN ALNC BANCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|651
WAL|WESTERN ALNC BANCORP|GLPX|ACS EXECUTION SERVICES, LLC|17988
WAL|WESTERN ALNC BANCORP|GSCO|GOLDMAN SACHS & CO. LLC|615361
WAL|WESTERN ALNC BANCORP|GSCS|GOLDMAN SACHS & CO. LLC|29280
WAL|WESTERN ALNC BANCORP|GSLT|GOLDMAN SACHS & CO. LLC|1933
WAL|WESTERN ALNC BANCORP|GTSZ|GTS SECURITIES LLC|108857
WAL|WESTERN ALNC BANCORP|HAPX|HAP Trading, LLC|500
WAL|WESTERN ALNC BANCORP|HRBF|American Enterprise Investment Services Inc.|1553
WAL|WESTERN ALNC BANCORP|HSBC|HSBC Securities, Inc.|200
WAL|WESTERN ALNC BANCORP|IATS|INTERACTIVE BROKERS LLC|20667
WAL|WESTERN ALNC BANCORP|IBKR|Interactive Brokers Llc|17980
WAL|WESTERN ALNC BANCORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|210
WAL|WESTERN ALNC BANCORP|ICBX|INSTINET, LLC|30500
WAL|WESTERN ALNC BANCORP|IEQY|CITADEL SECURITIES LLC|41906
WAL|WESTERN ALNC BANCORP|INCA|INSTINET, LLC|150217
WAL|WESTERN ALNC BANCORP|INJX|INSTINET, LLC|2002
WAL|WESTERN ALNC BANCORP|ITGI|ITG Inc.|122713
WAL|WESTERN ALNC BANCORP|ITGP|ITG INC.|94000
WAL|WESTERN ALNC BANCORP|JEFF|JEFFERIES LLC|93658
WAL|WESTERN ALNC BANCORP|JMPT|JUMP TRADING, LLC|20702
WAL|WESTERN ALNC BANCORP|JONE|JonesTrading|30
WAL|WESTERN ALNC BANCORP|JPBX|J.P. MORGAN SECURITIES LLC|35758
WAL|WESTERN ALNC BANCORP|JPMX|J.P. Morgan Securities LLC|486934
WAL|WESTERN ALNC BANCORP|JSJX|JANE STREET CAPITAL LLC|7152
WAL|WESTERN ALNC BANCORP|KBWI|Keefe, Bruyette & Woods, Inc.|12600
WAL|WESTERN ALNC BANCORP|KCGM|VIRTU Americas LLC|28344
WAL|WESTERN ALNC BANCORP|LEHM|Barclays Capital Inc./Le|323207
WAL|WESTERN ALNC BANCORP|LIME|Lime Brokerage LLC|19266
WAL|WESTERN ALNC BANCORP|LQNA|LIQUIDNET, INC.|213100
WAL|WESTERN ALNC BANCORP|LSCI|Lek Securities Corporation|5
WAL|WESTERN ALNC BANCORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
WAL|WESTERN ALNC BANCORP|MACQ|Macquarie Capital (USA) Inc.|2300
WAL|WESTERN ALNC BANCORP|MAXM|Maxim Group LLC|57
WAL|WESTERN ALNC BANCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|109616
WAL|WESTERN ALNC BANCORP|MOTF|MOTIF INVESTING, INC.|4
WAL|WESTERN ALNC BANCORP|MSCO|MORGAN STANLEY & CO. LLC|669427
WAL|WESTERN ALNC BANCORP|MSPL|MORGAN STANLEY & CO. LLC|181200
WAL|WESTERN ALNC BANCORP|MSTX|MORGAN STANLEY & CO. LLC|56300
WAL|WESTERN ALNC BANCORP|NFSC|National Financial Services LLC|80098
WAL|WESTERN ALNC BANCORP|NITE|VIRTU Americas LLC|161708
WAL|WESTERN ALNC BANCORP|NITP|VIRTU Americas LLC|100
WAL|WESTERN ALNC BANCORP|NQRB|Brut, LLC|2920
WAL|WESTERN ALNC BANCORP|NTRC|Northern Trust Securities, Inc.|334
WAL|WESTERN ALNC BANCORP|OPCO|Oppenheimer & Co. Inc.|1032
WAL|WESTERN ALNC BANCORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|770
WAL|WESTERN ALNC BANCORP|PDQM|CODA MARKETS, INC.|49512
WAL|WESTERN ALNC BANCORP|PHLY|NASDAQ Execution Services, LLC|200
WAL|WESTERN ALNC BANCORP|PWJC|UBS Financial Services, Inc.|10
WAL|WESTERN ALNC BANCORP|RBCM|RBC CAPITAL MARKETS, LLC|8460
WAL|WESTERN ALNC BANCORP|RGLD|Regal Securities, Inc|4
WAL|WESTERN ALNC BANCORP|SAGL|SAGETRADER, LLC|4625
WAL|WESTERN ALNC BANCORP|SAGW|SAGETRADER, LLC|1
WAL|WESTERN ALNC BANCORP|SALI|INTL FCSTONE FINANCIAL INC.|258
WAL|WESTERN ALNC BANCORP|SBSH|Citigroup Global Markets Inc.|28776
WAL|WESTERN ALNC BANCORP|SGMT|GOLDMAN SACHS & CO. LLC|88266
WAL|WESTERN ALNC BANCORP|SPDR|SPEEDROUTE LLC|10718
WAL|WESTERN ALNC BANCORP|SPHN|Stephens Inc.|735
WAL|WESTERN ALNC BANCORP|STFL|Stifel, Nicolaus & Company, Incorporated|7673
WAL|WESTERN ALNC BANCORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3274
WAL|WESTERN ALNC BANCORP|SWIM|TD Ameritrade, Inc.|8743
WAL|WESTERN ALNC BANCORP|SWST|Hilltop Securities Inc.|200
WAL|WESTERN ALNC BANCORP|TKNG|ALLY INVEST SECURITIES LLC|2556
WAL|WESTERN ALNC BANCORP|TMBR|Timber Hill LLC|29
WAL|WESTERN ALNC BANCORP|TRBT|Tradebot Systems, Inc.|99712
WAL|WESTERN ALNC BANCORP|TRCM|TRC MARKETS LLC|69098
WAL|WESTERN ALNC BANCORP|TWTT|TASTYWORKS, INC.|163
WAL|WESTERN ALNC BANCORP|UBSA|UBS SECURITIES LLC|372240
WAL|WESTERN ALNC BANCORP|UBSS|UBS Securities LLC|372396
WAL|WESTERN ALNC BANCORP|VALX|VIRTU AMERICAS LLC|14612
WAL|WESTERN ALNC BANCORP|VGRD|Vanguard Marketing Corporation|4831
WAL|WESTERN ALNC BANCORP|VSIN|Vision Financial Markets Llc|2
WAL|WESTERN ALNC BANCORP|WABR|Wall Street Access|10783
WAL|WESTERN ALNC BANCORP|WBLR|WILLIAM BLAIR|1930
WAL|WESTERN ALNC BANCORP|WBPX|SUMMIT SECURITIES GROUP, LLC|802
WAL|WESTERN ALNC BANCORP|WCHV|WELLS FARGO SECURITIES, LLC|52197
WAL|WESTERN ALNC BANCORP|WEDB|WEDBUSH SECURITIES INC.|79
WAL|WESTERN ALNC BANCORP|WEED|Weeden & Co.L.P.|1551
WAL|WESTERN ALNC BANCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4422
WAL|WESTERN ALNC BANCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5071
WAL|WESTERN ALNC BANCORP|WGIF|CIBC World Markets Inc.|100
WAL|WESTERN ALNC BANCORP|WSAG|WALL STREET ACCESS|379
WAL|WESTERN ALNC BANCORP|WSEA|WOLVERINE SECURITIES, LLC|4706
WAL|WESTERN ALNC BANCORP|XIST|INSTINET, LLC|31494
WAL|WESTERN ALNC BANCORP|XPQR|Jump Trading|500
WAL|WESTERN ALNC BANCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|13638
WAL|WESTERN ALNC BANCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2573
WAL|WESTERN ALNC BANCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|756
WALA|WESTERN ALLIANCE|APCC|Apex Clearing Corporation|503
WALA|WESTERN ALLIANCE|BARD|Robert W. Baird & Co. Incorporated|19
WALA|WESTERN ALLIANCE|BATM|CBOE TRADING, INC.|328
WALA|WESTERN ALLIANCE|BBNT|BB&T SECURITIES, LLC|500
WALA|WESTERN ALLIANCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2200
WALA|WESTERN ALLIANCE|BNCH|The Benchmark Company, LLC|5700
WALA|WESTERN ALLIANCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1500
WALA|WESTERN ALLIANCE|DBAX|Deutsche Bank Securities Inc.|700
WALA|WESTERN ALLIANCE|DEAN|MORGAN STANLEY|508
WALA|WESTERN ALLIANCE|EBXL|EBX LLC|100
WALA|WESTERN ALLIANCE|EDJO|Edward D. Jones & Co., L.P.|1366
WALA|WESTERN ALLIANCE|GLPX|ACS EXECUTION SERVICES, LLC|200
WALA|WESTERN ALLIANCE|GSCS|GOLDMAN SACHS & CO. LLC|200
WALA|WESTERN ALLIANCE|GTSZ|GTS SECURITIES LLC|400
WALA|WESTERN ALLIANCE|HRBF|American Enterprise Investment Services Inc.|9887
WALA|WESTERN ALLIANCE|IBKR|Interactive Brokers Llc|1400
WALA|WESTERN ALLIANCE|ICBX|INSTINET, LLC|300
WALA|WESTERN ALLIANCE|INCA|INSTINET, LLC|151
WALA|WESTERN ALLIANCE|JANY|Janney Montgomery Scott Inc.|300
WALA|WESTERN ALLIANCE|JPMX|J.P. Morgan Securities LLC|200
WALA|WESTERN ALLIANCE|KCGM|VIRTU Americas LLC|400
WALA|WESTERN ALLIANCE|LEHM|Barclays Capital Inc./Le|1600
WALA|WESTERN ALLIANCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
WALA|WESTERN ALLIANCE|MSCO|MORGAN STANLEY & CO. LLC|1145
WALA|WESTERN ALLIANCE|NFSC|National Financial Services LLC|1966
WALA|WESTERN ALLIANCE|NITE|VIRTU Americas LLC|22853
WALA|WESTERN ALLIANCE|NQRB|Brut, LLC|6
WALA|WESTERN ALLIANCE|OPCO|Oppenheimer & Co. Inc.|4321
WALA|WESTERN ALLIANCE|PDQM|CODA MARKETS, INC.|300
WALA|WESTERN ALLIANCE|RBCM|RBC CAPITAL MARKETS, LLC|5
WALA|WESTERN ALLIANCE|SBSH|Citigroup Global Markets Inc.|100
WALA|WESTERN ALLIANCE|SGMT|GOLDMAN SACHS & CO. LLC|300
WALA|WESTERN ALLIANCE|SPDR|SPEEDROUTE LLC|500
WALA|WESTERN ALLIANCE|STFL|Stifel, Nicolaus & Company, Incorporated|8940
WALA|WESTERN ALLIANCE|SWST|Hilltop Securities Inc.|825
WALA|WESTERN ALLIANCE|TRCM|TRC MARKETS LLC|100
WALA|WESTERN ALLIANCE|UBSA|UBS SECURITIES LLC|1856
WALA|WESTERN ALLIANCE|UBSS|UBS Securities LLC|5565
WALA|WESTERN ALLIANCE|WCHV|WELLS FARGO SECURITIES, LLC|39126
WALA|WESTERN ALLIANCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
WASH|WASHINGTON TR BNCORP|ALTX|Alternet Securities Inc.|593
WASH|WASHINGTON TR BNCORP|APCC|Apex Clearing Corporation|20
WASH|WASHINGTON TR BNCORP|BATM|CBOE TRADING, INC.|303
WASH|WASHINGTON TR BNCORP|BERN|Sanford C. Bernstein & Co., LLC|100
WASH|WASHINGTON TR BNCORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6
WASH|WASHINGTON TR BNCORP|BMOC|BMO Capital Markets Corp.|2399
WASH|WASHINGTON TR BNCORP|BNPX|BNP PARIBAS SECURITIES CORP.|1385
WASH|WASHINGTON TR BNCORP|BTIG|BTIG, LLC|6
WASH|WASHINGTON TR BNCORP|BZYD|GOLDMAN SACHS & CO. LLC|865
WASH|WASHINGTON TR BNCORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12897
WASH|WASHINGTON TR BNCORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4063
WASH|WASHINGTON TR BNCORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5813
WASH|WASHINGTON TR BNCORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8581
WASH|WASHINGTON TR BNCORP|CTDL|Citadel Derivatives Group Llc|310
WASH|WASHINGTON TR BNCORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2436
WASH|WASHINGTON TR BNCORP|DBAB|Deutsche Bank Securities Inc.|47820
WASH|WASHINGTON TR BNCORP|DBAX|Deutsche Bank Securities Inc.|2300
WASH|WASHINGTON TR BNCORP|DEAN|MORGAN STANLEY|463
WASH|WASHINGTON TR BNCORP|DEGS|RONIN PROFESSIONAL LLC|500
WASH|WASHINGTON TR BNCORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|508
WASH|WASHINGTON TR BNCORP|EBXL|EBX LLC|5900
WASH|WASHINGTON TR BNCORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|888
WASH|WASHINGTON TR BNCORP|EDJO|Edward D. Jones & Co., L.P.|425
WASH|WASHINGTON TR BNCORP|EGAM|CBOE TRADING, INC.|843
WASH|WASHINGTON TR BNCORP|EGXM|CBOE TRADING, INC.|1
WASH|WASHINGTON TR BNCORP|ETRS|E*Trade Securities LLC|2167
WASH|WASHINGTON TR BNCORP|FBCO|Credit Suisse Securities (USA) LLC|126463
WASH|WASHINGTON TR BNCORP|FOMA|TD AMERITRADE CLEARING, INC.|4234
WASH|WASHINGTON TR BNCORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31
WASH|WASHINGTON TR BNCORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15352
WASH|WASHINGTON TR BNCORP|FTBR|Foliofn Investments, Inc.|474
WASH|WASHINGTON TR BNCORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4651
WASH|WASHINGTON TR BNCORP|GLPX|ACS EXECUTION SERVICES, LLC|2295
WASH|WASHINGTON TR BNCORP|GSCO|GOLDMAN SACHS & CO. LLC|134058
WASH|WASHINGTON TR BNCORP|GSCS|GOLDMAN SACHS & CO. LLC|908
WASH|WASHINGTON TR BNCORP|GSLT|GOLDMAN SACHS & CO. LLC|11
WASH|WASHINGTON TR BNCORP|GTSZ|GTS SECURITIES LLC|3516
WASH|WASHINGTON TR BNCORP|HRBF|American Enterprise Investment Services Inc.|42
WASH|WASHINGTON TR BNCORP|IBKR|Interactive Brokers Llc|3289
WASH|WASHINGTON TR BNCORP|ICBX|INSTINET, LLC|4500
WASH|WASHINGTON TR BNCORP|IEQY|CITADEL SECURITIES LLC|4553
WASH|WASHINGTON TR BNCORP|INCA|INSTINET, LLC|24584
WASH|WASHINGTON TR BNCORP|INJX|INSTINET, LLC|2912
WASH|WASHINGTON TR BNCORP|ITGI|ITG Inc.|26520
WASH|WASHINGTON TR BNCORP|ITGP|ITG INC.|27400
WASH|WASHINGTON TR BNCORP|JANY|Janney Montgomery Scott Inc.|426
WASH|WASHINGTON TR BNCORP|JEFF|JEFFERIES LLC|4232
WASH|WASHINGTON TR BNCORP|JPMX|J.P. Morgan Securities LLC|9713
WASH|WASHINGTON TR BNCORP|JSJX|JANE STREET CAPITAL LLC|284
WASH|WASHINGTON TR BNCORP|KBWI|Keefe, Bruyette & Woods, Inc.|7832
WASH|WASHINGTON TR BNCORP|KCGM|VIRTU Americas LLC|1083
WASH|WASHINGTON TR BNCORP|LEHM|Barclays Capital Inc./Le|38934
WASH|WASHINGTON TR BNCORP|LIME|Lime Brokerage LLC|26640
WASH|WASHINGTON TR BNCORP|LMGP|LIME BROKERAGE LLC|2300
WASH|WASHINGTON TR BNCORP|MAXM|Maxim Group LLC|1564
WASH|WASHINGTON TR BNCORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
WASH|WASHINGTON TR BNCORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|140
WASH|WASHINGTON TR BNCORP|MSCO|MORGAN STANLEY & CO. LLC|85005
WASH|WASHINGTON TR BNCORP|MSPL|MORGAN STANLEY & CO. LLC|8900
WASH|WASHINGTON TR BNCORP|MTON|MILLINGTON SECURITIES, INC.|5066
WASH|WASHINGTON TR BNCORP|NFSC|National Financial Services LLC|5028
WASH|WASHINGTON TR BNCORP|NITE|VIRTU Americas LLC|16792
WASH|WASHINGTON TR BNCORP|NITP|VIRTU Americas LLC|100
WASH|WASHINGTON TR BNCORP|NQRB|Brut, LLC|107
WASH|WASHINGTON TR BNCORP|OPCO|Oppenheimer & Co. Inc.|1962
WASH|WASHINGTON TR BNCORP|PDQM|CODA MARKETS, INC.|3197
WASH|WASHINGTON TR BNCORP|PUMA|Puma Capital, Llc|5066
WASH|WASHINGTON TR BNCORP|PWJC|UBS Financial Services, Inc.|17
WASH|WASHINGTON TR BNCORP|RAJA|Raymond James & Associates, Inc.|1939
WASH|WASHINGTON TR BNCORP|RBCM|RBC CAPITAL MARKETS, LLC|6603
WASH|WASHINGTON TR BNCORP|SAGW|SAGETRADER, LLC|100
WASH|WASHINGTON TR BNCORP|SBSH|Citigroup Global Markets Inc.|19679
WASH|WASHINGTON TR BNCORP|SGMT|GOLDMAN SACHS & CO. LLC|14196
WASH|WASHINGTON TR BNCORP|SPDR|SPEEDROUTE LLC|220
WASH|WASHINGTON TR BNCORP|STFL|Stifel, Nicolaus & Company, Incorporated|150
WASH|WASHINGTON TR BNCORP|STXG|Stockcross Financial Services, Inc.|50
WASH|WASHINGTON TR BNCORP|SWIM|TD Ameritrade, Inc.|5900
WASH|WASHINGTON TR BNCORP|SWST|Hilltop Securities Inc.|824
WASH|WASHINGTON TR BNCORP|TKNG|ALLY INVEST SECURITIES LLC|70
WASH|WASHINGTON TR BNCORP|TRBT|Tradebot Systems, Inc.|2692
WASH|WASHINGTON TR BNCORP|TRCM|TRC MARKETS LLC|23791
WASH|WASHINGTON TR BNCORP|UBSA|UBS SECURITIES LLC|39885
WASH|WASHINGTON TR BNCORP|UBSS|UBS Securities LLC|86633
WASH|WASHINGTON TR BNCORP|VALX|VIRTU AMERICAS LLC|1079
WASH|WASHINGTON TR BNCORP|VGRD|Vanguard Marketing Corporation|150
WASH|WASHINGTON TR BNCORP|WABR|Wall Street Access|48
WASH|WASHINGTON TR BNCORP|WCHV|WELLS FARGO SECURITIES, LLC|5799
WASH|WASHINGTON TR BNCORP|WEED|Weeden & Co.L.P.|300
WASH|WASHINGTON TR BNCORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
WASH|WASHINGTON TR BNCORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66
WASH|WASHINGTON TR BNCORP|WSEA|WOLVERINE SECURITIES, LLC|78
WASH|WASHINGTON TR BNCORP|XIST|INSTINET, LLC|3190
WASH|WASHINGTON TR BNCORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3400
WASH|WASHINGTON TR BNCORP|YKNA|COMHAR CAPITAL MARKETS, LLC|203
WASH|WASHINGTON TR BNCORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|162
WAT|WATERS CP|ALTX|Alternet Securities Inc.|5411
WAT|WATERS CP|ANOS|ABEL/NOSER, L.L.C.|2015
WAT|WATERS CP|APCC|Apex Clearing Corporation|392
WAT|WATERS CP|BARD|Robert W. Baird & Co. Incorporated|36
WAT|WATERS CP|BATM|CBOE TRADING, INC.|11700
WAT|WATERS CP|BAYC|BAY CREST PARTNERS, LLC|46
WAT|WATERS CP|BAYT|BTIG, LLC|35171
WAT|WATERS CP|BBNT|BB&T SECURITIES, LLC|48
WAT|WATERS CP|BERN|Sanford C. Bernstein & Co., LLC|36343
WAT|WATERS CP|BGCE|BGC Financial Inc.|1652
WAT|WATERS CP|BIDS|BIDS TRADING L.P.|700
WAT|WATERS CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1123
WAT|WATERS CP|BNPX|BNP PARIBAS SECURITIES CORP.|17079
WAT|WATERS CP|BTIG|BTIG, LLC|2211
WAT|WATERS CP|BYXM|CBOE TRADING, INC.|1959
WAT|WATERS CP|BZYD|GOLDMAN SACHS & CO. LLC|500
WAT|WATERS CP|CABR|Cabrera Capital Markets, Inc.|11
WAT|WATERS CP|CANT|Cantor Fitzgerald & Co.|1832
WAT|WATERS CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|57400
WAT|WATERS CP|CBRA|Cobra Trading, Inc.|100
WAT|WATERS CP|CHAS|Charles Schwab & Co., Inc.|893
WAT|WATERS CP|CIBP|CIBC World Markets Corp.|6750
WAT|WATERS CP|CICF|Canaccord Genuity Corp.|24
WAT|WATERS CP|CIST|Capital Institutional Services, Inc.|1289
WAT|WATERS CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|57811
WAT|WATERS CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
WAT|WATERS CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|862
WAT|WATERS CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|339658
WAT|WATERS CP|CTDL|Citadel Derivatives Group Llc|2938
WAT|WATERS CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|25772
WAT|WATERS CP|DADA|D.A. Davidson & Co.|376
WAT|WATERS CP|DBAB|Deutsche Bank Securities Inc.|90063
WAT|WATERS CP|DBAX|Deutsche Bank Securities Inc.|225400
WAT|WATERS CP|DCHF|Dart Executions, LLC|3315
WAT|WATERS CP|DEAN|MORGAN STANLEY|220
WAT|WATERS CP|DEGS|RONIN PROFESSIONAL LLC|300
WAT|WATERS CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2179
WAT|WATERS CP|DRWK|DRW SECURITIES, L.L.C.|1754
WAT|WATERS CP|EBXL|EBX LLC|263700
WAT|WATERS CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|3876
WAT|WATERS CP|EDJC|Edward Jones / CDS|44
WAT|WATERS CP|EDJO|Edward D. Jones & Co., L.P.|79
WAT|WATERS CP|EGAM|CBOE TRADING, INC.|8283
WAT|WATERS CP|EGAW|CBOE TRADING, INC.|119
WAT|WATERS CP|EGMT|EG MARKET TECHNOLOGIES LLC|7540
WAT|WATERS CP|EGXM|CBOE TRADING, INC.|1906
WAT|WATERS CP|ETBE|Electronic Transaction Clearing, Inc.|40282
WAT|WATERS CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|700
WAT|WATERS CP|ETCC|Electronic Transaction Clearing, Inc.|302
WAT|WATERS CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|52796
WAT|WATERS CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|228
WAT|WATERS CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|400
WAT|WATERS CP|ETRS|E*Trade Securities LLC|4166
WAT|WATERS CP|FBSB|U.S. Bancorp Investments, Inc.|8
WAT|WATERS CP|FILL|Tradestation Securities, Inc.|759
WAT|WATERS CP|FINX|FINTECH SECURITIES|1670
WAT|WATERS CP|FMAF|NBCN Inc./ CDS|338
WAT|WATERS CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3822
WAT|WATERS CP|FQLS|Quantlab Securities LP|172163
WAT|WATERS CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|69950
WAT|WATERS CP|FTBR|Foliofn Investments, Inc.|861
WAT|WATERS CP|GEBB|GLOBAL EXECUTION BROKERS, LP|200
WAT|WATERS CP|GLIS|TD Securities Inc|122
WAT|WATERS CP|GLPX|ACS EXECUTION SERVICES, LLC|36264
WAT|WATERS CP|GSCO|GOLDMAN SACHS & CO. LLC|435559
WAT|WATERS CP|GSCS|GOLDMAN SACHS & CO. LLC|8007
WAT|WATERS CP|GSLT|GOLDMAN SACHS & CO. LLC|3694
WAT|WATERS CP|GTSZ|GTS SECURITIES LLC|118294
WAT|WATERS CP|HRBF|American Enterprise Investment Services Inc.|1552
WAT|WATERS CP|HSBC|HSBC Securities, Inc.|7976
WAT|WATERS CP|IATS|INTERACTIVE BROKERS LLC|5511
WAT|WATERS CP|IBKR|Interactive Brokers Llc|6170
WAT|WATERS CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|271
WAT|WATERS CP|ICBX|INSTINET, LLC|53560
WAT|WATERS CP|IEQY|CITADEL SECURITIES LLC|86286
WAT|WATERS CP|INCA|INSTINET, LLC|132211
WAT|WATERS CP|INJX|INSTINET, LLC|3219
WAT|WATERS CP|ITGI|ITG Inc.|49527
WAT|WATERS CP|ITGP|ITG INC.|93400
WAT|WATERS CP|JANY|Janney Montgomery Scott Inc.|829
WAT|WATERS CP|JEFF|JEFFERIES LLC|48146
WAT|WATERS CP|JMPT|JUMP TRADING, LLC|72867
WAT|WATERS CP|JPBX|J.P. MORGAN SECURITIES LLC|29370
WAT|WATERS CP|JPMX|J.P. Morgan Securities LLC|491617
WAT|WATERS CP|JSJX|JANE STREET CAPITAL LLC|8192
WAT|WATERS CP|KCGM|VIRTU Americas LLC|45531
WAT|WATERS CP|KEYB|KEYBANC CAPITAL MARKETS INC.|15000
WAT|WATERS CP|LEER|LEERINK PARTNERS LLC|360
WAT|WATERS CP|LEHM|Barclays Capital Inc./Le|362016
WAT|WATERS CP|LIME|Lime Brokerage LLC|32607
WAT|WATERS CP|LOOP|Loop Capital Markets LLC|890
WAT|WATERS CP|LQNA|LIQUIDNET, INC.|24700
WAT|WATERS CP|LSCI|Lek Securities Corporation|116
WAT|WATERS CP|LVMR|LIVERMORE TRADING GROUP, INC.|3550
WAT|WATERS CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
WAT|WATERS CP|MACC|Mid Atlantic Capital Corporation|25
WAT|WATERS CP|MACQ|Macquarie Capital (USA) Inc.|800
WAT|WATERS CP|MCMF|Raymond James Ltd. Cds|68
WAT|WATERS CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77666
WAT|WATERS CP|MOTF|MOTIF INVESTING, INC.|17
WAT|WATERS CP|MSCO|MORGAN STANLEY & CO. LLC|891284
WAT|WATERS CP|MSPL|MORGAN STANLEY & CO. LLC|279300
WAT|WATERS CP|MSTX|MORGAN STANLEY & CO. LLC|57500
WAT|WATERS CP|MULL|MARK J. MULLER EQUITIES, INC.|2558
WAT|WATERS CP|NEUB|NEUBERGER BERMAN BD LLC|5
WAT|WATERS CP|NFSC|National Financial Services LLC|37323
WAT|WATERS CP|NITE|VIRTU Americas LLC|280792
WAT|WATERS CP|NQRB|Brut, LLC|2623
WAT|WATERS CP|NTBF|BMO Nesbitt Burns Inc./CDS|28235
WAT|WATERS CP|OHOS|TWO SIGMA SECURITIES, LLC|9141
WAT|WATERS CP|OPCO|Oppenheimer & Co. Inc.|92
WAT|WATERS CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|605
WAT|WATERS CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1190
WAT|WATERS CP|PDQM|CODA MARKETS, INC.|151724
WAT|WATERS CP|PICT|Pictet Overseas Inc.|187
WAT|WATERS CP|PWJC|UBS Financial Services, Inc.|343
WAT|WATERS CP|QMSR|QUATTRO M SECURITIES INC.|324
WAT|WATERS CP|RBCM|RBC CAPITAL MARKETS, LLC|1846
WAT|WATERS CP|SAGL|SAGETRADER, LLC|3891
WAT|WATERS CP|SAGW|SAGETRADER, LLC|1
WAT|WATERS CP|SBSH|Citigroup Global Markets Inc.|123868
WAT|WATERS CP|SGMT|GOLDMAN SACHS & CO. LLC|59252
WAT|WATERS CP|SIBO|Prime Executions, Inc.|500
WAT|WATERS CP|SPDR|SPEEDROUTE LLC|13601
WAT|WATERS CP|STFL|Stifel, Nicolaus & Company, Incorporated|156
WAT|WATERS CP|STKP|STOCKPILE INVESTMENTS, INC.|18
WAT|WATERS CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5000
WAT|WATERS CP|SWIM|TD Ameritrade, Inc.|9335
WAT|WATERS CP|SWST|Hilltop Securities Inc.|12723
WAT|WATERS CP|TKNG|ALLY INVEST SECURITIES LLC|55
WAT|WATERS CP|TOUR|TOURMALINE PARTNERS, LLC|1300
WAT|WATERS CP|TRBT|Tradebot Systems, Inc.|112661
WAT|WATERS CP|TRCM|TRC MARKETS LLC|60562
WAT|WATERS CP|UBSA|UBS SECURITIES LLC|545327
WAT|WATERS CP|UBSS|UBS Securities LLC|702909
WAT|WATERS CP|VALX|VIRTU AMERICAS LLC|6251
WAT|WATERS CP|VGRD|Vanguard Marketing Corporation|1019
WAT|WATERS CP|WBLR|WILLIAM BLAIR|14
WAT|WATERS CP|WBPX|SUMMIT SECURITIES GROUP, LLC|3113
WAT|WATERS CP|WCHV|WELLS FARGO SECURITIES, LLC|15077
WAT|WATERS CP|WDNX|WEEDEN & CO.L.P.|54
WAT|WATERS CP|WEDB|WEDBUSH SECURITIES INC.|9305
WAT|WATERS CP|WEED|Weeden & Co.L.P.|1480
WAT|WATERS CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5665
WAT|WATERS CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3140
WAT|WATERS CP|WGIF|CIBC World Markets Inc.|88405
WAT|WATERS CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|267
WAT|WATERS CP|WSAG|WALL STREET ACCESS|1500
WAT|WATERS CP|WSEA|WOLVERINE SECURITIES, LLC|507
WAT|WATERS CP|XIST|INSTINET, LLC|43326
WAT|WATERS CP|XPQR|Jump Trading|1320
WAT|WATERS CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|7226
WAT|WATERS CP|YKNA|COMHAR CAPITAL MARKETS, LLC|21668
WAT|WATERS CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|532
WATT|ENERGOUS CORP CMN|AGIS|Aegis Capital Corp.|8057
WATT|ENERGOUS CORP CMN|ALTX|Alternet Securities Inc.|1799
WATT|ENERGOUS CORP CMN|APCC|Apex Clearing Corporation|17328
WATT|ENERGOUS CORP CMN|BARD|Robert W. Baird & Co. Incorporated|7705
WATT|ENERGOUS CORP CMN|BATM|CBOE TRADING, INC.|3259
WATT|ENERGOUS CORP CMN|BERN|Sanford C. Bernstein & Co., LLC|9599
WATT|ENERGOUS CORP CMN|BIMI|Banca IMI Securities Corp.|1820
WATT|ENERGOUS CORP CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|24375
WATT|ENERGOUS CORP CMN|BMOC|BMO Capital Markets Corp.|3342
WATT|ENERGOUS CORP CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1973
WATT|ENERGOUS CORP CMN|BRGE|Newbridge Securities Corp.|400
WATT|ENERGOUS CORP CMN|BTIG|BTIG, LLC|18053
WATT|ENERGOUS CORP CMN|BYXM|CBOE TRADING, INC.|13
WATT|ENERGOUS CORP CMN|CANT|Cantor Fitzgerald & Co.|8598
WATT|ENERGOUS CORP CMN|CHAS|Charles Schwab & Co., Inc.|11400
WATT|ENERGOUS CORP CMN|CIST|Capital Institutional Services, Inc.|1600
WATT|ENERGOUS CORP CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16283
WATT|ENERGOUS CORP CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|500
WATT|ENERGOUS CORP CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2159
WATT|ENERGOUS CORP CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|80454
WATT|ENERGOUS CORP CMN|CTDL|Citadel Derivatives Group Llc|12582
WATT|ENERGOUS CORP CMN|CTLR|CUTLER GROUP, LP|1847
WATT|ENERGOUS CORP CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|8732
WATT|ENERGOUS CORP CMN|DADA|D.A. Davidson & Co.|5395
WATT|ENERGOUS CORP CMN|DBAB|Deutsche Bank Securities Inc.|118663
WATT|ENERGOUS CORP CMN|DBAX|Deutsche Bank Securities Inc.|45600
WATT|ENERGOUS CORP CMN|DBUL|Deutsche Bank Securities Inc.|3510
WATT|ENERGOUS CORP CMN|DEAN|MORGAN STANLEY|6040
WATT|ENERGOUS CORP CMN|DEGS|RONIN PROFESSIONAL LLC|24381
WATT|ENERGOUS CORP CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|45368
WATT|ENERGOUS CORP CMN|EBXL|EBX LLC|54000
WATT|ENERGOUS CORP CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|750
WATT|ENERGOUS CORP CMN|EDJC|Edward Jones / CDS|130
WATT|ENERGOUS CORP CMN|EDJO|Edward D. Jones & Co., L.P.|1235
WATT|ENERGOUS CORP CMN|EGAM|CBOE TRADING, INC.|8652
WATT|ENERGOUS CORP CMN|EGMT|EG MARKET TECHNOLOGIES LLC|900
WATT|ENERGOUS CORP CMN|EGXM|CBOE TRADING, INC.|8997
WATT|ENERGOUS CORP CMN|EGXW|CBOE TRADING, INC.|700
WATT|ENERGOUS CORP CMN|ETBE|Electronic Transaction Clearing, Inc.|8402
WATT|ENERGOUS CORP CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7109
WATT|ENERGOUS CORP CMN|ETCB|ETC BROKERAGE SERVICES, LLC|1163
WATT|ENERGOUS CORP CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23156
WATT|ENERGOUS CORP CMN|ETRS|E*Trade Securities LLC|632825
WATT|ENERGOUS CORP CMN|EVRS|E1 ASSET MANAGEMENT, INC.|2800
WATT|ENERGOUS CORP CMN|FBCO|Credit Suisse Securities (USA) LLC|314985
WATT|ENERGOUS CORP CMN|FBSB|U.S. Bancorp Investments, Inc.|1000
WATT|ENERGOUS CORP CMN|FIDT|Fidelity Clearing Canada ULC./ CDS|100
WATT|ENERGOUS CORP CMN|FILL|Tradestation Securities, Inc.|26246
WATT|ENERGOUS CORP CMN|FINX|FINTECH SECURITIES|57
WATT|ENERGOUS CORP CMN|FMAF|NBCN Inc./ CDS|55
WATT|ENERGOUS CORP CMN|FOMA|TD AMERITRADE CLEARING, INC.|1072911
WATT|ENERGOUS CORP CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21176
WATT|ENERGOUS CORP CMN|FTBR|Foliofn Investments, Inc.|5691
WATT|ENERGOUS CORP CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|20787
WATT|ENERGOUS CORP CMN|GLIS|TD Securities Inc|450
WATT|ENERGOUS CORP CMN|GLPX|ACS EXECUTION SERVICES, LLC|66195
WATT|ENERGOUS CORP CMN|GSCO|GOLDMAN SACHS & CO. LLC|269100
WATT|ENERGOUS CORP CMN|GSCS|GOLDMAN SACHS & CO. LLC|12914
WATT|ENERGOUS CORP CMN|GSLT|GOLDMAN SACHS & CO. LLC|1529
WATT|ENERGOUS CORP CMN|GTSZ|GTS SECURITIES LLC|16407
WATT|ENERGOUS CORP CMN|HRBF|American Enterprise Investment Services Inc.|9300
WATT|ENERGOUS CORP CMN|HSBC|HSBC Securities, Inc.|414
WATT|ENERGOUS CORP CMN|IATS|INTERACTIVE BROKERS LLC|60639
WATT|ENERGOUS CORP CMN|IBKR|Interactive Brokers Llc|390827
WATT|ENERGOUS CORP CMN|ICBX|INSTINET, LLC|23112
WATT|ENERGOUS CORP CMN|IEQY|CITADEL SECURITIES LLC|19667
WATT|ENERGOUS CORP CMN|INCA|INSTINET, LLC|231889
WATT|ENERGOUS CORP CMN|INJX|INSTINET, LLC|74376
WATT|ENERGOUS CORP CMN|ITGI|ITG Inc.|4307
WATT|ENERGOUS CORP CMN|ITGP|ITG INC.|10400
WATT|ENERGOUS CORP CMN|JANY|Janney Montgomery Scott Inc.|86595
WATT|ENERGOUS CORP CMN|JEFF|JEFFERIES LLC|142669
WATT|ENERGOUS CORP CMN|JMPT|JUMP TRADING, LLC|19189
WATT|ENERGOUS CORP CMN|JPBX|J.P. MORGAN SECURITIES LLC|9232
WATT|ENERGOUS CORP CMN|JPMX|J.P. Morgan Securities LLC|39849
WATT|ENERGOUS CORP CMN|JSJX|JANE STREET CAPITAL LLC|176769
WATT|ENERGOUS CORP CMN|KCGM|VIRTU Americas LLC|14564
WATT|ENERGOUS CORP CMN|LEHM|Barclays Capital Inc./Le|473986
WATT|ENERGOUS CORP CMN|LGNT|COR CLEARING LLC|350
WATT|ENERGOUS CORP CMN|LIME|Lime Brokerage LLC|107578
WATT|ENERGOUS CORP CMN|LMGP|LIME BROKERAGE LLC|8600
WATT|ENERGOUS CORP CMN|LSCI|Lek Securities Corporation|880
WATT|ENERGOUS CORP CMN|MAXM|Maxim Group LLC|11534
WATT|ENERGOUS CORP CMN|MBTS|ALLY INVEST SECURITIES LLC|6775
WATT|ENERGOUS CORP CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|40714
WATT|ENERGOUS CORP CMN|MOTF|MOTIF INVESTING, INC.|3
WATT|ENERGOUS CORP CMN|MSCO|MORGAN STANLEY & CO. LLC|1361961
WATT|ENERGOUS CORP CMN|MSPL|MORGAN STANLEY & CO. LLC|65100
WATT|ENERGOUS CORP CMN|MSTX|MORGAN STANLEY & CO. LLC|10400
WATT|ENERGOUS CORP CMN|NATL|National Securities Corporation|30380
WATT|ENERGOUS CORP CMN|NFSC|National Financial Services LLC|922456
WATT|ENERGOUS CORP CMN|NITE|VIRTU Americas LLC|1387652
WATT|ENERGOUS CORP CMN|NITP|VIRTU Americas LLC|700
WATT|ENERGOUS CORP CMN|NQRB|Brut, LLC|8782
WATT|ENERGOUS CORP CMN|NTFN|Network 1 Financial Securities Inc.|300
WATT|ENERGOUS CORP CMN|NTRC|Northern Trust Securities, Inc.|200
WATT|ENERGOUS CORP CMN|OPCO|Oppenheimer & Co. Inc.|14952
WATT|ENERGOUS CORP CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2330
WATT|ENERGOUS CORP CMN|PAUL|Paulson Investment Company, Inc.|100
WATT|ENERGOUS CORP CMN|PCPT|PHILLIP CAPITAL INC.|700
WATT|ENERGOUS CORP CMN|PDQM|CODA MARKETS, INC.|43502
WATT|ENERGOUS CORP CMN|PHLY|NASDAQ Execution Services, LLC|800
WATT|ENERGOUS CORP CMN|PWJC|UBS Financial Services, Inc.|4315
WATT|ENERGOUS CORP CMN|RAJA|Raymond James & Associates, Inc.|47902
WATT|ENERGOUS CORP CMN|RBCM|RBC CAPITAL MARKETS, LLC|6176
WATT|ENERGOUS CORP CMN|RGLD|Regal Securities, Inc|227
WATT|ENERGOUS CORP CMN|SAGL|SAGETRADER, LLC|740
WATT|ENERGOUS CORP CMN|SALI|INTL FCSTONE FINANCIAL INC.|2630
WATT|ENERGOUS CORP CMN|SALW|SW FINANCIAL|400
WATT|ENERGOUS CORP CMN|SBSH|Citigroup Global Markets Inc.|57009
WATT|ENERGOUS CORP CMN|SGMT|GOLDMAN SACHS & CO. LLC|33003
WATT|ENERGOUS CORP CMN|SOGO|Wang Investment Associates, Inc.|200
WATT|ENERGOUS CORP CMN|SPDR|SPEEDROUTE LLC|4978
WATT|ENERGOUS CORP CMN|STFL|Stifel, Nicolaus & Company, Incorporated|4164
WATT|ENERGOUS CORP CMN|STKP|STOCKPILE INVESTMENTS, INC.|1232
WATT|ENERGOUS CORP CMN|SWIM|TD Ameritrade, Inc.|470179
WATT|ENERGOUS CORP CMN|SWST|Hilltop Securities Inc.|15525
WATT|ENERGOUS CORP CMN|TKNG|ALLY INVEST SECURITIES LLC|14352
WATT|ENERGOUS CORP CMN|TMBR|Timber Hill LLC|11
WATT|ENERGOUS CORP CMN|TRBT|Tradebot Systems, Inc.|510
WATT|ENERGOUS CORP CMN|TRCM|TRC MARKETS LLC|30250
WATT|ENERGOUS CORP CMN|TRLN|Tradelink Securities, LLC|18989
WATT|ENERGOUS CORP CMN|TWTT|TASTYWORKS, INC.|350
WATT|ENERGOUS CORP CMN|UBSA|UBS SECURITIES LLC|115864
WATT|ENERGOUS CORP CMN|UBSS|UBS Securities LLC|623046
WATT|ENERGOUS CORP CMN|VALX|VIRTU AMERICAS LLC|4843
WATT|ENERGOUS CORP CMN|VGRD|Vanguard Marketing Corporation|61565
WATT|ENERGOUS CORP CMN|VSIN|Vision Financial Markets Llc|4
WATT|ENERGOUS CORP CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|400
WATT|ENERGOUS CORP CMN|WCHV|WELLS FARGO SECURITIES, LLC|103682
WATT|ENERGOUS CORP CMN|WEDB|WEDBUSH SECURITIES INC.|2600
WATT|ENERGOUS CORP CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37204
WATT|ENERGOUS CORP CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|53649
WATT|ENERGOUS CORP CMN|WGIF|CIBC World Markets Inc.|3246
WATT|ENERGOUS CORP CMN|WORD|Worden Capital Management LLC|1000
WATT|ENERGOUS CORP CMN|WSEA|WOLVERINE SECURITIES, LLC|39322
WATT|ENERGOUS CORP CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|3300
WATT|ENERGOUS CORP CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|315
WATT|ENERGOUS CORP CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16146
WB|WEIBO CORP. ADS|AGIS|Aegis Capital Corp.|1845
WB|WEIBO CORP. ADS|ALTX|Alternet Securities Inc.|44748
WB|WEIBO CORP. ADS|ANOS|ABEL/NOSER, L.L.C.|100
WB|WEIBO CORP. ADS|APCC|Apex Clearing Corporation|31465
WB|WEIBO CORP. ADS|BANK|Primevest Financial Services, Inc.|51705
WB|WEIBO CORP. ADS|BARD|Robert W. Baird & Co. Incorporated|1645
WB|WEIBO CORP. ADS|BATM|CBOE TRADING, INC.|16245
WB|WEIBO CORP. ADS|BAYC|BAY CREST PARTNERS, LLC|1278
WB|WEIBO CORP. ADS|BAYT|BTIG, LLC|63343
WB|WEIBO CORP. ADS|BBNT|BB&T SECURITIES, LLC|59
WB|WEIBO CORP. ADS|BERN|Sanford C. Bernstein & Co., LLC|147449
WB|WEIBO CORP. ADS|BIMI|Banca IMI Securities Corp.|1095
WB|WEIBO CORP. ADS|BKCM|BNY Mellon Capital Markets LLC|1130
WB|WEIBO CORP. ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|52118
WB|WEIBO CORP. ADS|BLKX|INSTINET, LLC|150200
WB|WEIBO CORP. ADS|BMOC|BMO Capital Markets Corp.|34378
WB|WEIBO CORP. ADS|BNPX|BNP PARIBAS SECURITIES CORP.|175443
WB|WEIBO CORP. ADS|BRGE|Newbridge Securities Corp.|3044
WB|WEIBO CORP. ADS|BTIG|BTIG, LLC|27041
WB|WEIBO CORP. ADS|BYXM|CBOE TRADING, INC.|1886
WB|WEIBO CORP. ADS|BZYD|GOLDMAN SACHS & CO. LLC|100
WB|WEIBO CORP. ADS|CANT|Cantor Fitzgerald & Co.|1905
WB|WEIBO CORP. ADS|CBRA|Cobra Trading, Inc.|900
WB|WEIBO CORP. ADS|CHAS|Charles Schwab & Co., Inc.|11492
WB|WEIBO CORP. ADS|CIST|Capital Institutional Services, Inc.|40
WB|WEIBO CORP. ADS|CLSA|CLSA AMERICAS, LLC|5980
WB|WEIBO CORP. ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|164877
WB|WEIBO CORP. ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17392
WB|WEIBO CORP. ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|136205
WB|WEIBO CORP. ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|815874
WB|WEIBO CORP. ADS|CTDL|Citadel Derivatives Group Llc|38783
WB|WEIBO CORP. ADS|CTLR|CUTLER GROUP, LP|23022
WB|WEIBO CORP. ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|80004
WB|WEIBO CORP. ADS|DADA|D.A. Davidson & Co.|29
WB|WEIBO CORP. ADS|DAVA|Davenport & Company LLC|196
WB|WEIBO CORP. ADS|DAWA|Daiwa Capital Markets America Inc.|589
WB|WEIBO CORP. ADS|DBAB|Deutsche Bank Securities Inc.|1048514
WB|WEIBO CORP. ADS|DBAX|Deutsche Bank Securities Inc.|569200
WB|WEIBO CORP. ADS|DBUL|Deutsche Bank Securities Inc.|33024
WB|WEIBO CORP. ADS|DCHF|Dart Executions, LLC|264393
WB|WEIBO CORP. ADS|DEAN|MORGAN STANLEY|25291
WB|WEIBO CORP. ADS|DEGS|RONIN PROFESSIONAL LLC|26358
WB|WEIBO CORP. ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14517
WB|WEIBO CORP. ADS|DRWK|DRW SECURITIES, L.L.C.|38291
WB|WEIBO CORP. ADS|EBXL|EBX LLC|373900
WB|WEIBO CORP. ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|5750
WB|WEIBO CORP. ADS|EDJC|Edward Jones / CDS|180
WB|WEIBO CORP. ADS|EDJO|Edward D. Jones & Co., L.P.|3408
WB|WEIBO CORP. ADS|EGAM|CBOE TRADING, INC.|22084
WB|WEIBO CORP. ADS|EGAW|CBOE TRADING, INC.|1001
WB|WEIBO CORP. ADS|EGMT|EG MARKET TECHNOLOGIES LLC|5811
WB|WEIBO CORP. ADS|EGXM|CBOE TRADING, INC.|19818
WB|WEIBO CORP. ADS|ELEV|ELEVATION, LLC|4671
WB|WEIBO CORP. ADS|ESPO|ESPOSITO SECURITIES, LLC|2874
WB|WEIBO CORP. ADS|ETBE|Electronic Transaction Clearing, Inc.|130744
WB|WEIBO CORP. ADS|ETCB|ETC BROKERAGE SERVICES, LLC|80
WB|WEIBO CORP. ADS|ETCC|Electronic Transaction Clearing, Inc.|936
WB|WEIBO CORP. ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8256
WB|WEIBO CORP. ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|171302
WB|WEIBO CORP. ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1004
WB|WEIBO CORP. ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|12522
WB|WEIBO CORP. ADS|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|159848
WB|WEIBO CORP. ADS|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|570
WB|WEIBO CORP. ADS|ETRS|E*Trade Securities LLC|1168889
WB|WEIBO CORP. ADS|FBCO|Credit Suisse Securities (USA) LLC|1448350
WB|WEIBO CORP. ADS|FBSB|U.S. Bancorp Investments, Inc.|618
WB|WEIBO CORP. ADS|FFSI|Firstrade Securities Inc.|5103
WB|WEIBO CORP. ADS|FILL|Tradestation Securities, Inc.|56945
WB|WEIBO CORP. ADS|FLTU|FLOW TRADERS US LLC|5250
WB|WEIBO CORP. ADS|FMAF|NBCN Inc./ CDS|28686
WB|WEIBO CORP. ADS|FOMA|TD AMERITRADE CLEARING, INC.|3188812
WB|WEIBO CORP. ADS|FQLS|Quantlab Securities LP|1317203
WB|WEIBO CORP. ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|111771
WB|WEIBO CORP. ADS|FTBR|Foliofn Investments, Inc.|1837
WB|WEIBO CORP. ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|31873
WB|WEIBO CORP. ADS|GELP|RBC CAPITAL MARKETS, LLC|4221
WB|WEIBO CORP. ADS|GLIS|TD Securities Inc|403
WB|WEIBO CORP. ADS|GLPX|ACS EXECUTION SERVICES, LLC|78217
WB|WEIBO CORP. ADS|GSCO|GOLDMAN SACHS & CO. LLC|1778060
WB|WEIBO CORP. ADS|GSCS|GOLDMAN SACHS & CO. LLC|125800
WB|WEIBO CORP. ADS|GSLT|GOLDMAN SACHS & CO. LLC|18662
WB|WEIBO CORP. ADS|GTSZ|GTS SECURITIES LLC|99920
WB|WEIBO CORP. ADS|HAPX|HAP Trading, LLC|800
WB|WEIBO CORP. ADS|HRBF|American Enterprise Investment Services Inc.|6765
WB|WEIBO CORP. ADS|HSBC|HSBC Securities, Inc.|281411
WB|WEIBO CORP. ADS|IATS|INTERACTIVE BROKERS LLC|445176
WB|WEIBO CORP. ADS|IBKR|Interactive Brokers Llc|2819949
WB|WEIBO CORP. ADS|ICBX|INSTINET, LLC|94509
WB|WEIBO CORP. ADS|INCA|INSTINET, LLC|1288852
WB|WEIBO CORP. ADS|INJX|INSTINET, LLC|134051
WB|WEIBO CORP. ADS|INTL|INTL FCSTONE FINANCIAL INC.|9
WB|WEIBO CORP. ADS|ITGI|ITG Inc.|440104
WB|WEIBO CORP. ADS|ITGP|ITG INC.|170600
WB|WEIBO CORP. ADS|JANY|Janney Montgomery Scott Inc.|3861
WB|WEIBO CORP. ADS|JEFF|JEFFERIES LLC|371823
WB|WEIBO CORP. ADS|JMPT|JUMP TRADING, LLC|135573
WB|WEIBO CORP. ADS|JPBX|J.P. MORGAN SECURITIES LLC|219132
WB|WEIBO CORP. ADS|JPMX|J.P. Morgan Securities LLC|440875
WB|WEIBO CORP. ADS|JRCO|Johnson Rice & Company L.L.C.|100
WB|WEIBO CORP. ADS|JSJX|JANE STREET CAPITAL LLC|11187
WB|WEIBO CORP. ADS|KCGM|VIRTU Americas LLC|83887
WB|WEIBO CORP. ADS|KEYB|KEYBANC CAPITAL MARKETS INC.|3833
WB|WEIBO CORP. ADS|LEER|LEERINK PARTNERS LLC|720
WB|WEIBO CORP. ADS|LEHM|Barclays Capital Inc./Le|3571001
WB|WEIBO CORP. ADS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|338
WB|WEIBO CORP. ADS|LIME|Lime Brokerage LLC|354099
WB|WEIBO CORP. ADS|LIWE|LIME BROKERAGE LLC|20000
WB|WEIBO CORP. ADS|LMGP|LIME BROKERAGE LLC|4753
WB|WEIBO CORP. ADS|LQNA|LIQUIDNET, INC.|32200
WB|WEIBO CORP. ADS|LSCI|Lek Securities Corporation|22888
WB|WEIBO CORP. ADS|LVMR|LIVERMORE TRADING GROUP, INC.|648
WB|WEIBO CORP. ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6061
WB|WEIBO CORP. ADS|MACQ|Macquarie Capital (USA) Inc.|1000
WB|WEIBO CORP. ADS|MAVB|Great Point Capital LLC|391
WB|WEIBO CORP. ADS|MBTS|ALLY INVEST SECURITIES LLC|1856
WB|WEIBO CORP. ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|153998
WB|WEIBO CORP. ADS|MOTF|MOTIF INVESTING, INC.|367
WB|WEIBO CORP. ADS|MPSG|E D & F Man Capital Markets Inc.|55334
WB|WEIBO CORP. ADS|MSCO|MORGAN STANLEY & CO. LLC|5172515
WB|WEIBO CORP. ADS|MSPL|MORGAN STANLEY & CO. LLC|664800
WB|WEIBO CORP. ADS|MSTX|MORGAN STANLEY & CO. LLC|170300
WB|WEIBO CORP. ADS|NATL|National Securities Corporation|12211
WB|WEIBO CORP. ADS|NBCS|NBC Securities, INC.|18
WB|WEIBO CORP. ADS|NEUB|NEUBERGER BERMAN BD LLC|76
WB|WEIBO CORP. ADS|NFSC|National Financial Services LLC|1506205
WB|WEIBO CORP. ADS|NITE|VIRTU Americas LLC|3404008
WB|WEIBO CORP. ADS|NITP|VIRTU Americas LLC|9113
WB|WEIBO CORP. ADS|NMRA|Nomura Securities International, Inc.|12175
WB|WEIBO CORP. ADS|NQRB|Brut, LLC|30517
WB|WEIBO CORP. ADS|NTRC|Northern Trust Securities, Inc.|2654
WB|WEIBO CORP. ADS|OHOS|TWO SIGMA SECURITIES, LLC|64485
WB|WEIBO CORP. ADS|OPCO|Oppenheimer & Co. Inc.|19136
WB|WEIBO CORP. ADS|OTAA|OTA LLC|500
WB|WEIBO CORP. ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1988
WB|WEIBO CORP. ADS|PAUL|Paulson Investment Company, Inc.|26
WB|WEIBO CORP. ADS|PCPT|PHILLIP CAPITAL INC.|67838
WB|WEIBO CORP. ADS|PDQM|CODA MARKETS, INC.|136711
WB|WEIBO CORP. ADS|PHLY|NASDAQ Execution Services, LLC|19144
WB|WEIBO CORP. ADS|PICT|Pictet Overseas Inc.|300
WB|WEIBO CORP. ADS|PNSR|Penserra Securities, LLC|23679
WB|WEIBO CORP. ADS|PWJC|UBS Financial Services, Inc.|34922
WB|WEIBO CORP. ADS|RAJA|Raymond James & Associates, Inc.|18160
WB|WEIBO CORP. ADS|RBCM|RBC CAPITAL MARKETS, LLC|3292
WB|WEIBO CORP. ADS|RDBN|Redburn Partners (USA) LP|1400
WB|WEIBO CORP. ADS|RHCO|Suntrust Robinson Humphrey, Inc.|23051
WB|WEIBO CORP. ADS|SAGL|SAGETRADER, LLC|58271
WB|WEIBO CORP. ADS|SALI|INTL FCSTONE FINANCIAL INC.|1221
WB|WEIBO CORP. ADS|SBSH|Citigroup Global Markets Inc.|1034325
WB|WEIBO CORP. ADS|SGMT|GOLDMAN SACHS & CO. LLC|299350
WB|WEIBO CORP. ADS|SJLS|TRADE INFORMATICS LLC|100
WB|WEIBO CORP. ADS|SOGO|Wang Investment Associates, Inc.|410
WB|WEIBO CORP. ADS|SPDR|SPEEDROUTE LLC|74309
WB|WEIBO CORP. ADS|SPHN|Stephens Inc.|353
WB|WEIBO CORP. ADS|STFL|Stifel, Nicolaus & Company, Incorporated|13722
WB|WEIBO CORP. ADS|STKP|STOCKPILE INVESTMENTS, INC.|214
WB|WEIBO CORP. ADS|STTT|STATETRUST INVESTMENTS INC.|76
WB|WEIBO CORP. ADS|SWIM|TD Ameritrade, Inc.|716828
WB|WEIBO CORP. ADS|SWST|Hilltop Securities Inc.|3718
WB|WEIBO CORP. ADS|TKNG|ALLY INVEST SECURITIES LLC|38804
WB|WEIBO CORP. ADS|TRBT|Tradebot Systems, Inc.|540410
WB|WEIBO CORP. ADS|TRCM|TRC MARKETS LLC|439435
WB|WEIBO CORP. ADS|TWTT|TASTYWORKS, INC.|220
WB|WEIBO CORP. ADS|UBSA|UBS SECURITIES LLC|1158623
WB|WEIBO CORP. ADS|UBSS|UBS Securities LLC|3021314
WB|WEIBO CORP. ADS|VALX|VIRTU AMERICAS LLC|31065
WB|WEIBO CORP. ADS|VERT|The Vertical Trading Group, LLC|31469
WB|WEIBO CORP. ADS|VGRD|Vanguard Marketing Corporation|40417
WB|WEIBO CORP. ADS|VSIN|Vision Financial Markets Llc|1318
WB|WEIBO CORP. ADS|WABR|Wall Street Access|1700
WB|WEIBO CORP. ADS|WBPX|SUMMIT SECURITIES GROUP, LLC|6400
WB|WEIBO CORP. ADS|WCHV|WELLS FARGO SECURITIES, LLC|364491
WB|WEIBO CORP. ADS|WEDB|WEDBUSH SECURITIES INC.|154102
WB|WEIBO CORP. ADS|WEED|Weeden & Co.L.P.|1100
WB|WEIBO CORP. ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|102569
WB|WEIBO CORP. ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|237812
WB|WEIBO CORP. ADS|WGIF|CIBC World Markets Inc.|38757
WB|WEIBO CORP. ADS|WHOT|JUST2TRADE, INC.|108
WB|WEIBO CORP. ADS|WORD|Worden Capital Management LLC|200
WB|WEIBO CORP. ADS|WSAG|WALL STREET ACCESS|1908
WB|WEIBO CORP. ADS|WSEA|WOLVERINE SECURITIES, LLC|108576
WB|WEIBO CORP. ADS|WTFS|JUST2TRADE, INC.|25
WB|WEIBO CORP. ADS|XIST|INSTINET, LLC|83262
WB|WEIBO CORP. ADS|XPUS|XP SECURITIES, LLC|604
WB|WEIBO CORP. ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|114286
WB|WEIBO CORP. ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|10873
WB|WEIBO CORP. ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18707
WBA|WALGREENS BTS ALN CM|ABLE|NATIXIS Securities Americas LLC|588170
WBA|WALGREENS BTS ALN CM|ADAM|CANACCORD GENUITY INC.|100
WBA|WALGREENS BTS ALN CM|AGIS|Aegis Capital Corp.|2472
WBA|WALGREENS BTS ALN CM|ALTX|Alternet Securities Inc.|208734
WBA|WALGREENS BTS ALN CM|ANOS|ABEL/NOSER, L.L.C.|21231
WBA|WALGREENS BTS ALN CM|APCC|Apex Clearing Corporation|127168
WBA|WALGREENS BTS ALN CM|AQUA|AQUA SECURITIES L.P.|2500
WBA|WALGREENS BTS ALN CM|BALE|M&T SECURITIES, INC.|2224
WBA|WALGREENS BTS ALN CM|BANK|Primevest Financial Services, Inc.|5609
WBA|WALGREENS BTS ALN CM|BARD|Robert W. Baird & Co. Incorporated|54550
WBA|WALGREENS BTS ALN CM|BATM|CBOE TRADING, INC.|19770
WBA|WALGREENS BTS ALN CM|BAYC|BAY CREST PARTNERS, LLC|131473
WBA|WALGREENS BTS ALN CM|BAYT|BTIG, LLC|58713
WBA|WALGREENS BTS ALN CM|BBNT|BB&T SECURITIES, LLC|22306
WBA|WALGREENS BTS ALN CM|BERN|Sanford C. Bernstein & Co., LLC|1610818
WBA|WALGREENS BTS ALN CM|BIDS|BIDS TRADING L.P.|8100
WBA|WALGREENS BTS ALN CM|BIMI|Banca IMI Securities Corp.|5830
WBA|WALGREENS BTS ALN CM|BKCM|BNY Mellon Capital Markets LLC|3065
WBA|WALGREENS BTS ALN CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|53020
WBA|WALGREENS BTS ALN CM|BLKX|INSTINET, LLC|266827
WBA|WALGREENS BTS ALN CM|BMOC|BMO Capital Markets Corp.|256368
WBA|WALGREENS BTS ALN CM|BNPX|BNP PARIBAS SECURITIES CORP.|1674560
WBA|WALGREENS BTS ALN CM|BRGE|Newbridge Securities Corp.|2800
WBA|WALGREENS BTS ALN CM|BTIG|BTIG, LLC|377450
WBA|WALGREENS BTS ALN CM|BYXM|CBOE TRADING, INC.|32191
WBA|WALGREENS BTS ALN CM|BZYD|GOLDMAN SACHS & CO. LLC|902
WBA|WALGREENS BTS ALN CM|CABR|Cabrera Capital Markets, Inc.|125
WBA|WALGREENS BTS ALN CM|CANT|Cantor Fitzgerald & Co.|5284
WBA|WALGREENS BTS ALN CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|221034
WBA|WALGREENS BTS ALN CM|CBRA|Cobra Trading, Inc.|1500
WBA|WALGREENS BTS ALN CM|CHAS|Charles Schwab & Co., Inc.|59538
WBA|WALGREENS BTS ALN CM|CHDN|CHARDAN CAPITAL MARKETS LLC|1141
WBA|WALGREENS BTS ALN CM|CIBP|CIBC World Markets Corp.|484090
WBA|WALGREENS BTS ALN CM|CICF|Canaccord Genuity Corp.|5634
WBA|WALGREENS BTS ALN CM|CIST|Capital Institutional Services, Inc.|44925
WBA|WALGREENS BTS ALN CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1243541
WBA|WALGREENS BTS ALN CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|351616
WBA|WALGREENS BTS ALN CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|119571
WBA|WALGREENS BTS ALN CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2595304
WBA|WALGREENS BTS ALN CM|CTDL|Citadel Derivatives Group Llc|418986
WBA|WALGREENS BTS ALN CM|CTLR|CUTLER GROUP, LP|600
WBA|WALGREENS BTS ALN CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|453886
WBA|WALGREENS BTS ALN CM|DADA|D.A. Davidson & Co.|9258
WBA|WALGREENS BTS ALN CM|DAWA|Daiwa Capital Markets America Inc.|27504
WBA|WALGREENS BTS ALN CM|DBAB|Deutsche Bank Securities Inc.|5937758
WBA|WALGREENS BTS ALN CM|DBAX|Deutsche Bank Securities Inc.|1983100
WBA|WALGREENS BTS ALN CM|DBUL|Deutsche Bank Securities Inc.|7011
WBA|WALGREENS BTS ALN CM|DCHF|Dart Executions, LLC|37711
WBA|WALGREENS BTS ALN CM|DEAN|MORGAN STANLEY|144251
WBA|WALGREENS BTS ALN CM|DEGS|RONIN PROFESSIONAL LLC|2940
WBA|WALGREENS BTS ALN CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|167738
WBA|WALGREENS BTS ALN CM|DRWK|DRW SECURITIES, L.L.C.|369164
WBA|WALGREENS BTS ALN CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|17130
WBA|WALGREENS BTS ALN CM|EBXL|EBX LLC|1370700
WBA|WALGREENS BTS ALN CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|183638
WBA|WALGREENS BTS ALN CM|EDJC|Edward Jones / CDS|1326
WBA|WALGREENS BTS ALN CM|EDJO|Edward D. Jones & Co., L.P.|115583
WBA|WALGREENS BTS ALN CM|EGAM|CBOE TRADING, INC.|204895
WBA|WALGREENS BTS ALN CM|EGAW|CBOE TRADING, INC.|12832
WBA|WALGREENS BTS ALN CM|EGMT|EG MARKET TECHNOLOGIES LLC|2602
WBA|WALGREENS BTS ALN CM|EGXM|CBOE TRADING, INC.|52187
WBA|WALGREENS BTS ALN CM|EGXW|CBOE TRADING, INC.|1000
WBA|WALGREENS BTS ALN CM|ELEV|ELEVATION, LLC|24057
WBA|WALGREENS BTS ALN CM|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|3150
WBA|WALGREENS BTS ALN CM|ETBE|Electronic Transaction Clearing, Inc.|337835
WBA|WALGREENS BTS ALN CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|365173
WBA|WALGREENS BTS ALN CM|ETCB|ETC BROKERAGE SERVICES, LLC|32
WBA|WALGREENS BTS ALN CM|ETCC|Electronic Transaction Clearing, Inc.|15176
WBA|WALGREENS BTS ALN CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|20278
WBA|WALGREENS BTS ALN CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|134280
WBA|WALGREENS BTS ALN CM|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|3817
WBA|WALGREENS BTS ALN CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1741045
WBA|WALGREENS BTS ALN CM|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|799979
WBA|WALGREENS BTS ALN CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|18786
WBA|WALGREENS BTS ALN CM|ETRS|E*Trade Securities LLC|1745292
WBA|WALGREENS BTS ALN CM|EVRS|E1 ASSET MANAGEMENT, INC.|352
WBA|WALGREENS BTS ALN CM|FBCO|Credit Suisse Securities (USA) LLC|4629425
WBA|WALGREENS BTS ALN CM|FBSB|U.S. Bancorp Investments, Inc.|5748
WBA|WALGREENS BTS ALN CM|FFSI|Firstrade Securities Inc.|310
WBA|WALGREENS BTS ALN CM|FIDT|Fidelity Clearing Canada ULC./ CDS|165
WBA|WALGREENS BTS ALN CM|FILL|Tradestation Securities, Inc.|181403
WBA|WALGREENS BTS ALN CM|FINX|FINTECH SECURITIES|51949
WBA|WALGREENS BTS ALN CM|FMAF|NBCN Inc./ CDS|37961
WBA|WALGREENS BTS ALN CM|FOMA|TD AMERITRADE CLEARING, INC.|2780126
WBA|WALGREENS BTS ALN CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|83657
WBA|WALGREENS BTS ALN CM|FQLS|Quantlab Securities LP|2146203
WBA|WALGREENS BTS ALN CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|181194
WBA|WALGREENS BTS ALN CM|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|3500
WBA|WALGREENS BTS ALN CM|FTBR|Foliofn Investments, Inc.|9507
WBA|WALGREENS BTS ALN CM|GBMT|GBM International, Inc.|9447
WBA|WALGREENS BTS ALN CM|GEBB|GLOBAL EXECUTION BROKERS, LP|415812
WBA|WALGREENS BTS ALN CM|GELP|RBC CAPITAL MARKETS, LLC|12712
WBA|WALGREENS BTS ALN CM|GLIS|TD Securities Inc|1846
WBA|WALGREENS BTS ALN CM|GLPX|ACS EXECUTION SERVICES, LLC|857761
WBA|WALGREENS BTS ALN CM|GSCO|GOLDMAN SACHS & CO. LLC|11957261
WBA|WALGREENS BTS ALN CM|GSCS|GOLDMAN SACHS & CO. LLC|191469
WBA|WALGREENS BTS ALN CM|GSLT|GOLDMAN SACHS & CO. LLC|79562
WBA|WALGREENS BTS ALN CM|GTSZ|GTS SECURITIES LLC|891581
WBA|WALGREENS BTS ALN CM|HAPX|HAP Trading, LLC|5728
WBA|WALGREENS BTS ALN CM|HASF|Haywood Securities Inc./CDS|431
WBA|WALGREENS BTS ALN CM|HCTA|Hardcastle Trading USA LLC|80967
WBA|WALGREENS BTS ALN CM|HRBF|American Enterprise Investment Services Inc.|75269
WBA|WALGREENS BTS ALN CM|HSBC|HSBC Securities, Inc.|568743
WBA|WALGREENS BTS ALN CM|IATS|INTERACTIVE BROKERS LLC|184561
WBA|WALGREENS BTS ALN CM|IBKR|Interactive Brokers Llc|1505563
WBA|WALGREENS BTS ALN CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|12100
WBA|WALGREENS BTS ALN CM|ICBX|INSTINET, LLC|883463
WBA|WALGREENS BTS ALN CM|IEQY|CITADEL SECURITIES LLC|1578663
WBA|WALGREENS BTS ALN CM|INCA|INSTINET, LLC|5406063
WBA|WALGREENS BTS ALN CM|INJX|INSTINET, LLC|408134
WBA|WALGREENS BTS ALN CM|INTL|INTL FCSTONE FINANCIAL INC.|63
WBA|WALGREENS BTS ALN CM|ITGI|ITG Inc.|2712718
WBA|WALGREENS BTS ALN CM|ITGP|ITG INC.|1031000
WBA|WALGREENS BTS ALN CM|JANY|Janney Montgomery Scott Inc.|97010
WBA|WALGREENS BTS ALN CM|JEFF|JEFFERIES LLC|1149908
WBA|WALGREENS BTS ALN CM|JMPT|JUMP TRADING, LLC|674113
WBA|WALGREENS BTS ALN CM|JONE|JonesTrading|23213
WBA|WALGREENS BTS ALN CM|JPBX|J.P. MORGAN SECURITIES LLC|548222
WBA|WALGREENS BTS ALN CM|JPMX|J.P. Morgan Securities LLC|2819920
WBA|WALGREENS BTS ALN CM|JRCO|Johnson Rice & Company L.L.C.|75
WBA|WALGREENS BTS ALN CM|JSCL|JOSEPH STONE CAPITAL L.L.C.|205
WBA|WALGREENS BTS ALN CM|JSEB|JANE STREET EXECUTION SERVICES, LLC|41009
WBA|WALGREENS BTS ALN CM|JSJX|JANE STREET CAPITAL LLC|166939
WBA|WALGREENS BTS ALN CM|KCGM|VIRTU Americas LLC|580912
WBA|WALGREENS BTS ALN CM|LEER|LEERINK PARTNERS LLC|21838
WBA|WALGREENS BTS ALN CM|LEHM|Barclays Capital Inc./Le|9541103
WBA|WALGREENS BTS ALN CM|LGNT|COR CLEARING LLC|18
WBA|WALGREENS BTS ALN CM|LIME|Lime Brokerage LLC|899082
WBA|WALGREENS BTS ALN CM|LMGP|LIME BROKERAGE LLC|57912
WBA|WALGREENS BTS ALN CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|50000
WBA|WALGREENS BTS ALN CM|LOOP|Loop Capital Markets LLC|4044
WBA|WALGREENS BTS ALN CM|LPCM|Lampert Capital Markets Inc.|31438
WBA|WALGREENS BTS ALN CM|LQNA|LIQUIDNET, INC.|272600
WBA|WALGREENS BTS ALN CM|LSCI|Lek Securities Corporation|17318
WBA|WALGREENS BTS ALN CM|LVMR|LIVERMORE TRADING GROUP, INC.|4693
WBA|WALGREENS BTS ALN CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|11493
WBA|WALGREENS BTS ALN CM|MACC|Mid Atlantic Capital Corporation|4416
WBA|WALGREENS BTS ALN CM|MACQ|Macquarie Capital (USA) Inc.|1709
WBA|WALGREENS BTS ALN CM|MAXM|Maxim Group LLC|125365
WBA|WALGREENS BTS ALN CM|MBTS|ALLY INVEST SECURITIES LLC|11508
WBA|WALGREENS BTS ALN CM|MCMF|Raymond James Ltd. Cds|1857
WBA|WALGREENS BTS ALN CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1608620
WBA|WALGREENS BTS ALN CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2500
WBA|WALGREENS BTS ALN CM|MOTF|MOTIF INVESTING, INC.|33
WBA|WALGREENS BTS ALN CM|MPSG|E D & F Man Capital Markets Inc.|6109
WBA|WALGREENS BTS ALN CM|MSCO|MORGAN STANLEY & CO. LLC|26175400
WBA|WALGREENS BTS ALN CM|MSPL|MORGAN STANLEY & CO. LLC|1575900
WBA|WALGREENS BTS ALN CM|MSTX|MORGAN STANLEY & CO. LLC|1191100
WBA|WALGREENS BTS ALN CM|MZHO|Mizuho Securities USA LLC|2851278
WBA|WALGREENS BTS ALN CM|NATL|National Securities Corporation|2574
WBA|WALGREENS BTS ALN CM|NBCS|NBC Securities, INC.|150
WBA|WALGREENS BTS ALN CM|NEED|Needham & Company, LLC|5000
WBA|WALGREENS BTS ALN CM|NEUB|NEUBERGER BERMAN BD LLC|4746
WBA|WALGREENS BTS ALN CM|NFSC|National Financial Services LLC|4144450
WBA|WALGREENS BTS ALN CM|NITE|VIRTU Americas LLC|6711139
WBA|WALGREENS BTS ALN CM|NITP|VIRTU Americas LLC|17415
WBA|WALGREENS BTS ALN CM|NQRB|Brut, LLC|165397
WBA|WALGREENS BTS ALN CM|NTFN|Network 1 Financial Securities Inc.|125
WBA|WALGREENS BTS ALN CM|NTRC|Northern Trust Securities, Inc.|11161
WBA|WALGREENS BTS ALN CM|OCEA|OCEAN FINANCIAL SERVICES, LLC|400
WBA|WALGREENS BTS ALN CM|OHOS|TWO SIGMA SECURITIES, LLC|592903
WBA|WALGREENS BTS ALN CM|OLDM|OLD MISSION CAPITAL, LLC|12521
WBA|WALGREENS BTS ALN CM|OPCO|Oppenheimer & Co. Inc.|35480
WBA|WALGREENS BTS ALN CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|11828
WBA|WALGREENS BTS ALN CM|PAUL|Paulson Investment Company, Inc.|40
WBA|WALGREENS BTS ALN CM|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|28195
WBA|WALGREENS BTS ALN CM|PCPT|PHILLIP CAPITAL INC.|50
WBA|WALGREENS BTS ALN CM|PDQM|CODA MARKETS, INC.|1391555
WBA|WALGREENS BTS ALN CM|PHLY|NASDAQ Execution Services, LLC|87122
WBA|WALGREENS BTS ALN CM|PICT|Pictet Overseas Inc.|564
WBA|WALGREENS BTS ALN CM|PIPR|Piper Jaffray & Co.|29154
WBA|WALGREENS BTS ALN CM|PNSR|Penserra Securities, LLC|1900
WBA|WALGREENS BTS ALN CM|POIN|PRECISION SECURITIES, LLC (POIN)|3400
WBA|WALGREENS BTS ALN CM|PWJC|UBS Financial Services, Inc.|69811
WBA|WALGREENS BTS ALN CM|QMSR|QUATTRO M SECURITIES INC.|295698
WBA|WALGREENS BTS ALN CM|RAJA|Raymond James & Associates, Inc.|255242
WBA|WALGREENS BTS ALN CM|RBCM|RBC CAPITAL MARKETS, LLC|166782
WBA|WALGREENS BTS ALN CM|RDBN|Redburn Partners (USA) LP|2200
WBA|WALGREENS BTS ALN CM|RGLD|Regal Securities, Inc|5652
WBA|WALGREENS BTS ALN CM|RHCO|Suntrust Robinson Humphrey, Inc.|85026
WBA|WALGREENS BTS ALN CM|SAGL|SAGETRADER, LLC|208508
WBA|WALGREENS BTS ALN CM|SAGW|SAGETRADER, LLC|559
WBA|WALGREENS BTS ALN CM|SALI|INTL FCSTONE FINANCIAL INC.|5679
WBA|WALGREENS BTS ALN CM|SBSH|Citigroup Global Markets Inc.|4270579
WBA|WALGREENS BTS ALN CM|SEIC|SEI Investments Distribution Co.|3900
WBA|WALGREENS BTS ALN CM|SGMT|GOLDMAN SACHS & CO. LLC|919864
WBA|WALGREENS BTS ALN CM|SIBO|Prime Executions, Inc.|19464
WBA|WALGREENS BTS ALN CM|SJLS|TRADE INFORMATICS LLC|300
WBA|WALGREENS BTS ALN CM|SOGO|Wang Investment Associates, Inc.|800
WBA|WALGREENS BTS ALN CM|SPDR|SPEEDROUTE LLC|199179
WBA|WALGREENS BTS ALN CM|SPHN|Stephens Inc.|10214
WBA|WALGREENS BTS ALN CM|SPNT|SEVEN POINTS CAPITAL, LLC|10208
WBA|WALGREENS BTS ALN CM|SPTD|MINT GLOBAL MARKETS, INC.|3400
WBA|WALGREENS BTS ALN CM|SSBS|STATE STREET GLOBAL MARKETS, LLC|856
WBA|WALGREENS BTS ALN CM|STFL|Stifel, Nicolaus & Company, Incorporated|132085
WBA|WALGREENS BTS ALN CM|STKP|STOCKPILE INVESTMENTS, INC.|612
WBA|WALGREENS BTS ALN CM|STXG|Stockcross Financial Services, Inc.|2262
WBA|WALGREENS BTS ALN CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|90
WBA|WALGREENS BTS ALN CM|SWIM|TD Ameritrade, Inc.|1642399
WBA|WALGREENS BTS ALN CM|SWST|Hilltop Securities Inc.|55918
WBA|WALGREENS BTS ALN CM|TAGC|TELSEY ADVISORY GROUP LLC|800
WBA|WALGREENS BTS ALN CM|TDSI|TD Securities (USA) LLC|300
WBA|WALGREENS BTS ALN CM|TKNG|ALLY INVEST SECURITIES LLC|27630
WBA|WALGREENS BTS ALN CM|TONC|CUTTONE & CO., LLC|2730
WBA|WALGREENS BTS ALN CM|TRBT|Tradebot Systems, Inc.|1656786
WBA|WALGREENS BTS ALN CM|TRCM|TRC MARKETS LLC|1366377
WBA|WALGREENS BTS ALN CM|TTUC|CUTTONE & CO., INC.|39696
WBA|WALGREENS BTS ALN CM|TWTT|TASTYWORKS, INC.|1579
WBA|WALGREENS BTS ALN CM|UBSA|UBS SECURITIES LLC|6821593
WBA|WALGREENS BTS ALN CM|UBSS|UBS Securities LLC|17014652
WBA|WALGREENS BTS ALN CM|VALX|VIRTU AMERICAS LLC|40741
WBA|WALGREENS BTS ALN CM|VERT|The Vertical Trading Group, LLC|8739
WBA|WALGREENS BTS ALN CM|VGRD|Vanguard Marketing Corporation|189001
WBA|WALGREENS BTS ALN CM|VIEW|VIEWTRADE SECURITIES LLC|40
WBA|WALGREENS BTS ALN CM|VNDM|Wall Street Access|76700
WBA|WALGREENS BTS ALN CM|VNDS|VANDHAM SECURITIES CORP|4905
WBA|WALGREENS BTS ALN CM|VSIN|Vision Financial Markets Llc|2898
WBA|WALGREENS BTS ALN CM|WABR|Wall Street Access|42212
WBA|WALGREENS BTS ALN CM|WBET|Wallachbeth Capital LLC|2776
WBA|WALGREENS BTS ALN CM|WBLR|WILLIAM BLAIR|15696
WBA|WALGREENS BTS ALN CM|WBPX|SUMMIT SECURITIES GROUP, LLC|22062
WBA|WALGREENS BTS ALN CM|WCHV|WELLS FARGO SECURITIES, LLC|1499640
WBA|WALGREENS BTS ALN CM|WDNX|WEEDEN & CO.L.P.|15912
WBA|WALGREENS BTS ALN CM|WEDB|WEDBUSH SECURITIES INC.|51788
WBA|WALGREENS BTS ALN CM|WEED|Weeden & Co.L.P.|112796
WBA|WALGREENS BTS ALN CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|368421
WBA|WALGREENS BTS ALN CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|193764
WBA|WALGREENS BTS ALN CM|WGIF|CIBC World Markets Inc.|38897
WBA|WALGREENS BTS ALN CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10846
WBA|WALGREENS BTS ALN CM|WOLF|Wolfe Trahan Securities|100
WBA|WALGREENS BTS ALN CM|WSAG|WALL STREET ACCESS|514
WBA|WALGREENS BTS ALN CM|WSEA|WOLVERINE SECURITIES, LLC|79937
WBA|WALGREENS BTS ALN CM|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|300
WBA|WALGREENS BTS ALN CM|XIST|INSTINET, LLC|236622
WBA|WALGREENS BTS ALN CM|XPQR|Jump Trading|3306
WBA|WALGREENS BTS ALN CM|XPUS|XP SECURITIES, LLC|2285
WBA|WALGREENS BTS ALN CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1080208
WBA|WALGREENS BTS ALN CM|YKNA|COMHAR CAPITAL MARKETS, LLC|82042
WBA|WALGREENS BTS ALN CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|65414
WBAI|500.COM LTD.|ALTX|Alternet Securities Inc.|2540
WBAI|500.COM LTD.|APCC|Apex Clearing Corporation|2403
WBAI|500.COM LTD.|BATM|CBOE TRADING, INC.|1419
WBAI|500.COM LTD.|BERN|Sanford C. Bernstein & Co., LLC|28996
WBAI|500.COM LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2072
WBAI|500.COM LTD.|BTIG|BTIG, LLC|4008
WBAI|500.COM LTD.|BYXM|CBOE TRADING, INC.|400
WBAI|500.COM LTD.|BZYD|GOLDMAN SACHS & CO. LLC|1008
WBAI|500.COM LTD.|CHAS|Charles Schwab & Co., Inc.|600
WBAI|500.COM LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20939
WBAI|500.COM LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|12186
WBAI|500.COM LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|42920
WBAI|500.COM LTD.|CTDL|Citadel Derivatives Group Llc|245
WBAI|500.COM LTD.|CTLR|CUTLER GROUP, LP|464
WBAI|500.COM LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|2092
WBAI|500.COM LTD.|DBAB|Deutsche Bank Securities Inc.|15632
WBAI|500.COM LTD.|DBAX|Deutsche Bank Securities Inc.|43900
WBAI|500.COM LTD.|DEGS|RONIN PROFESSIONAL LLC|6079
WBAI|500.COM LTD.|EBXL|EBX LLC|26000
WBAI|500.COM LTD.|EGAM|CBOE TRADING, INC.|3633
WBAI|500.COM LTD.|EGAW|CBOE TRADING, INC.|200
WBAI|500.COM LTD.|EGXM|CBOE TRADING, INC.|10750
WBAI|500.COM LTD.|EGXW|CBOE TRADING, INC.|100
WBAI|500.COM LTD.|ETBE|Electronic Transaction Clearing, Inc.|2779
WBAI|500.COM LTD.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1101
WBAI|500.COM LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3975
WBAI|500.COM LTD.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
WBAI|500.COM LTD.|ETRS|E*Trade Securities LLC|79692
WBAI|500.COM LTD.|FILL|Tradestation Securities, Inc.|7131
WBAI|500.COM LTD.|FMAF|NBCN Inc./ CDS|19600
WBAI|500.COM LTD.|FQLS|Quantlab Securities LP|23555
WBAI|500.COM LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2412
WBAI|500.COM LTD.|FTBR|Foliofn Investments, Inc.|8003
WBAI|500.COM LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
WBAI|500.COM LTD.|GLIS|TD Securities Inc|6213
WBAI|500.COM LTD.|GLPX|ACS EXECUTION SERVICES, LLC|18004
WBAI|500.COM LTD.|GSCO|GOLDMAN SACHS & CO. LLC|33503
WBAI|500.COM LTD.|GSLT|GOLDMAN SACHS & CO. LLC|800
WBAI|500.COM LTD.|GTSZ|GTS SECURITIES LLC|14839
WBAI|500.COM LTD.|HRBF|American Enterprise Investment Services Inc.|701
WBAI|500.COM LTD.|HSBC|HSBC Securities, Inc.|1700
WBAI|500.COM LTD.|IATS|INTERACTIVE BROKERS LLC|135533
WBAI|500.COM LTD.|IBKR|Interactive Brokers Llc|96309
WBAI|500.COM LTD.|ICBX|INSTINET, LLC|9300
WBAI|500.COM LTD.|INCA|INSTINET, LLC|51561
WBAI|500.COM LTD.|ITGI|ITG Inc.|2830
WBAI|500.COM LTD.|ITGP|ITG INC.|10800
WBAI|500.COM LTD.|JEFF|JEFFERIES LLC|6002
WBAI|500.COM LTD.|JMPT|JUMP TRADING, LLC|3030
WBAI|500.COM LTD.|JPMX|J.P. Morgan Securities LLC|36486
WBAI|500.COM LTD.|JSJX|JANE STREET CAPITAL LLC|23472
WBAI|500.COM LTD.|KCGM|VIRTU Americas LLC|15732
WBAI|500.COM LTD.|LEHM|Barclays Capital Inc./Le|24507
WBAI|500.COM LTD.|LIME|Lime Brokerage LLC|7664
WBAI|500.COM LTD.|LSCI|Lek Securities Corporation|20
WBAI|500.COM LTD.|MAVB|Great Point Capital LLC|772
WBAI|500.COM LTD.|MBTS|ALLY INVEST SECURITIES LLC|98
WBAI|500.COM LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23600
WBAI|500.COM LTD.|MOTF|MOTIF INVESTING, INC.|244
WBAI|500.COM LTD.|MSCO|MORGAN STANLEY & CO. LLC|89122
WBAI|500.COM LTD.|MSPL|MORGAN STANLEY & CO. LLC|36100
WBAI|500.COM LTD.|MSTX|MORGAN STANLEY & CO. LLC|1600
WBAI|500.COM LTD.|NFSC|National Financial Services LLC|64967
WBAI|500.COM LTD.|NITE|VIRTU Americas LLC|261655
WBAI|500.COM LTD.|NQRB|Brut, LLC|1820
WBAI|500.COM LTD.|NTBF|BMO Nesbitt Burns Inc./CDS|8608
WBAI|500.COM LTD.|NTFN|Network 1 Financial Securities Inc.|1000
WBAI|500.COM LTD.|OPCO|Oppenheimer & Co. Inc.|385
WBAI|500.COM LTD.|PCPT|PHILLIP CAPITAL INC.|9805
WBAI|500.COM LTD.|PDQM|CODA MARKETS, INC.|52142
WBAI|500.COM LTD.|PHLY|NASDAQ Execution Services, LLC|1200
WBAI|500.COM LTD.|SAGL|SAGETRADER, LLC|300
WBAI|500.COM LTD.|SBSH|Citigroup Global Markets Inc.|29850
WBAI|500.COM LTD.|SGMT|GOLDMAN SACHS & CO. LLC|22043
WBAI|500.COM LTD.|SPDR|SPEEDROUTE LLC|7146
WBAI|500.COM LTD.|SPTD|MINT GLOBAL MARKETS, INC.|500
WBAI|500.COM LTD.|SWIM|TD Ameritrade, Inc.|69068
WBAI|500.COM LTD.|TKNG|ALLY INVEST SECURITIES LLC|1364
WBAI|500.COM LTD.|TRCM|TRC MARKETS LLC|510
WBAI|500.COM LTD.|UBSA|UBS SECURITIES LLC|184600
WBAI|500.COM LTD.|UBSS|UBS Securities LLC|148173
WBAI|500.COM LTD.|VALX|VIRTU AMERICAS LLC|8157
WBAI|500.COM LTD.|VGRD|Vanguard Marketing Corporation|450
WBAI|500.COM LTD.|WCHV|WELLS FARGO SECURITIES, LLC|7109
WBAI|500.COM LTD.|WEDB|WEDBUSH SECURITIES INC.|800
WBAI|500.COM LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2902
WBAI|500.COM LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20959
WBAI|500.COM LTD.|WGIF|CIBC World Markets Inc.|64
WBAI|500.COM LTD.|WSEA|WOLVERINE SECURITIES, LLC|2062
WBAI|500.COM LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
WBAI|500.COM LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|2208
WBAL|WISDOMTREE BALANCED|DBAX|Deutsche Bank Securities Inc.|400
WBAL|WISDOMTREE BALANCED|FTBR|Foliofn Investments, Inc.|3
WBAL|WISDOMTREE BALANCED|IBKR|Interactive Brokers Llc|82
WBAL|WISDOMTREE BALANCED|ICBX|INSTINET, LLC|800
WBAL|WISDOMTREE BALANCED|JSJX|JANE STREET CAPITAL LLC|100
WBAL|WISDOMTREE BALANCED|LEHM|Barclays Capital Inc./Le|800
WBAL|WISDOMTREE BALANCED|NFSC|National Financial Services LLC|610
WBAL|WISDOMTREE BALANCED|NITE|VIRTU Americas LLC|282
WBAL|WISDOMTREE BALANCED|SGMT|GOLDMAN SACHS & CO. LLC|400
WBAL|WISDOMTREE BALANCED|UBSS|UBS Securities LLC|2386
WBAL|WISDOMTREE BALANCED|VGRD|Vanguard Marketing Corporation|1235
WBAL|WISDOMTREE BALANCED|WSEA|WOLVERINE SECURITIES, LLC|1
WBAL|WISDOMTREE BALANCED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|700
WBC|WABCO HOLDINGS|AGIS|Aegis Capital Corp.|382
WBC|WABCO HOLDINGS|ALTX|Alternet Securities Inc.|4849
WBC|WABCO HOLDINGS|ANOS|ABEL/NOSER, L.L.C.|200
WBC|WABCO HOLDINGS|APCC|Apex Clearing Corporation|37
WBC|WABCO HOLDINGS|BANK|Primevest Financial Services, Inc.|22
WBC|WABCO HOLDINGS|BARD|Robert W. Baird & Co. Incorporated|120
WBC|WABCO HOLDINGS|BATM|CBOE TRADING, INC.|2627
WBC|WABCO HOLDINGS|BAYC|BAY CREST PARTNERS, LLC|6
WBC|WABCO HOLDINGS|BBNT|BB&T SECURITIES, LLC|1017
WBC|WABCO HOLDINGS|BERN|Sanford C. Bernstein & Co., LLC|64510
WBC|WABCO HOLDINGS|BIDS|BIDS TRADING L.P.|20700
WBC|WABCO HOLDINGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3697
WBC|WABCO HOLDINGS|BLKX|INSTINET, LLC|15000
WBC|WABCO HOLDINGS|BNPX|BNP PARIBAS SECURITIES CORP.|54567
WBC|WABCO HOLDINGS|BTIG|BTIG, LLC|92320
WBC|WABCO HOLDINGS|BYXM|CBOE TRADING, INC.|439
WBC|WABCO HOLDINGS|BZYD|GOLDMAN SACHS & CO. LLC|20
WBC|WABCO HOLDINGS|CANT|Cantor Fitzgerald & Co.|52
WBC|WABCO HOLDINGS|CHAS|Charles Schwab & Co., Inc.|60
WBC|WABCO HOLDINGS|CIST|Capital Institutional Services, Inc.|2422
WBC|WABCO HOLDINGS|CLSA|CLSA AMERICAS, LLC|100
WBC|WABCO HOLDINGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66953
WBC|WABCO HOLDINGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5109
WBC|WABCO HOLDINGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7
WBC|WABCO HOLDINGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|283169
WBC|WABCO HOLDINGS|CTDL|Citadel Derivatives Group Llc|968
WBC|WABCO HOLDINGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|23574
WBC|WABCO HOLDINGS|DAVA|Davenport & Company LLC|12822
WBC|WABCO HOLDINGS|DBAB|Deutsche Bank Securities Inc.|130329
WBC|WABCO HOLDINGS|DBAX|Deutsche Bank Securities Inc.|285200
WBC|WABCO HOLDINGS|DBUL|Deutsche Bank Securities Inc.|500
WBC|WABCO HOLDINGS|DCHF|Dart Executions, LLC|170
WBC|WABCO HOLDINGS|DEAN|MORGAN STANLEY|6069
WBC|WABCO HOLDINGS|DEGS|RONIN PROFESSIONAL LLC|100
WBC|WABCO HOLDINGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2600
WBC|WABCO HOLDINGS|EBXL|EBX LLC|162700
WBC|WABCO HOLDINGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|44154
WBC|WABCO HOLDINGS|EDJO|Edward D. Jones & Co., L.P.|7223
WBC|WABCO HOLDINGS|EGAM|CBOE TRADING, INC.|17644
WBC|WABCO HOLDINGS|EGAW|CBOE TRADING, INC.|120
WBC|WABCO HOLDINGS|EGMT|EG MARKET TECHNOLOGIES LLC|565
WBC|WABCO HOLDINGS|EGXM|CBOE TRADING, INC.|436
WBC|WABCO HOLDINGS|ETBE|Electronic Transaction Clearing, Inc.|2229
WBC|WABCO HOLDINGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13397
WBC|WABCO HOLDINGS|ETRS|E*Trade Securities LLC|3504
WBC|WABCO HOLDINGS|FBSB|U.S. Bancorp Investments, Inc.|80
WBC|WABCO HOLDINGS|FILL|Tradestation Securities, Inc.|20
WBC|WABCO HOLDINGS|FMAF|NBCN Inc./ CDS|4434
WBC|WABCO HOLDINGS|FMCO|First Manhattan Co|84675
WBC|WABCO HOLDINGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|256
WBC|WABCO HOLDINGS|FQLS|Quantlab Securities LP|135580
WBC|WABCO HOLDINGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|200511
WBC|WABCO HOLDINGS|FTBR|Foliofn Investments, Inc.|1894
WBC|WABCO HOLDINGS|GLIS|TD Securities Inc|145
WBC|WABCO HOLDINGS|GLPX|ACS EXECUTION SERVICES, LLC|74475
WBC|WABCO HOLDINGS|GSCO|GOLDMAN SACHS & CO. LLC|471991
WBC|WABCO HOLDINGS|GSCS|GOLDMAN SACHS & CO. LLC|1098
WBC|WABCO HOLDINGS|GSLT|GOLDMAN SACHS & CO. LLC|4542
WBC|WABCO HOLDINGS|GTSZ|GTS SECURITIES LLC|35001
WBC|WABCO HOLDINGS|HAPX|HAP Trading, LLC|986
WBC|WABCO HOLDINGS|HPPX|POTAMUS TRADING, LLC|33
WBC|WABCO HOLDINGS|HRBF|American Enterprise Investment Services Inc.|4864
WBC|WABCO HOLDINGS|HSBC|HSBC Securities, Inc.|7138
WBC|WABCO HOLDINGS|IATS|INTERACTIVE BROKERS LLC|1380
WBC|WABCO HOLDINGS|IBKR|Interactive Brokers Llc|1241
WBC|WABCO HOLDINGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1435
WBC|WABCO HOLDINGS|ICBX|INSTINET, LLC|36380
WBC|WABCO HOLDINGS|INCA|INSTINET, LLC|113499
WBC|WABCO HOLDINGS|INJX|INSTINET, LLC|4888
WBC|WABCO HOLDINGS|ITGI|ITG Inc.|20363
WBC|WABCO HOLDINGS|ITGP|ITG INC.|113600
WBC|WABCO HOLDINGS|JANY|Janney Montgomery Scott Inc.|999
WBC|WABCO HOLDINGS|JEFF|JEFFERIES LLC|46429
WBC|WABCO HOLDINGS|JMPT|JUMP TRADING, LLC|51565
WBC|WABCO HOLDINGS|JPBX|J.P. MORGAN SECURITIES LLC|12197
WBC|WABCO HOLDINGS|JPMX|J.P. Morgan Securities LLC|345866
WBC|WABCO HOLDINGS|JSJX|JANE STREET CAPITAL LLC|8573
WBC|WABCO HOLDINGS|KCGM|VIRTU Americas LLC|36669
WBC|WABCO HOLDINGS|KEYB|KEYBANC CAPITAL MARKETS INC.|10893
WBC|WABCO HOLDINGS|LBOW|Longbow Securities, LLC|1300
WBC|WABCO HOLDINGS|LEHM|Barclays Capital Inc./Le|292945
WBC|WABCO HOLDINGS|LIME|Lime Brokerage LLC|8097
WBC|WABCO HOLDINGS|LMNX|LUMINEX TRADING & ANALYTICS LLC|27636
WBC|WABCO HOLDINGS|LOOP|Loop Capital Markets LLC|100
WBC|WABCO HOLDINGS|LQNA|LIQUIDNET, INC.|61300
WBC|WABCO HOLDINGS|LSCI|Lek Securities Corporation|4478
WBC|WABCO HOLDINGS|MCMF|Raymond James Ltd. Cds|315
WBC|WABCO HOLDINGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|152878
WBC|WABCO HOLDINGS|MOTF|MOTIF INVESTING, INC.|7
WBC|WABCO HOLDINGS|MSCO|MORGAN STANLEY & CO. LLC|1200113
WBC|WABCO HOLDINGS|MSPL|MORGAN STANLEY & CO. LLC|238500
WBC|WABCO HOLDINGS|MSTX|MORGAN STANLEY & CO. LLC|17600
WBC|WABCO HOLDINGS|NEUB|NEUBERGER BERMAN BD LLC|200
WBC|WABCO HOLDINGS|NFSC|National Financial Services LLC|100802
WBC|WABCO HOLDINGS|NITE|VIRTU Americas LLC|213671
WBC|WABCO HOLDINGS|NITP|VIRTU Americas LLC|300
WBC|WABCO HOLDINGS|NQRB|Brut, LLC|5481
WBC|WABCO HOLDINGS|NTBF|BMO Nesbitt Burns Inc./CDS|4
WBC|WABCO HOLDINGS|NTRC|Northern Trust Securities, Inc.|87
WBC|WABCO HOLDINGS|OPCO|Oppenheimer & Co. Inc.|2314
WBC|WABCO HOLDINGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
WBC|WABCO HOLDINGS|PDQM|CODA MARKETS, INC.|158827
WBC|WABCO HOLDINGS|PICT|Pictet Overseas Inc.|2348
WBC|WABCO HOLDINGS|PIPR|Piper Jaffray & Co.|12307
WBC|WABCO HOLDINGS|PWJC|UBS Financial Services, Inc.|21
WBC|WABCO HOLDINGS|RBCM|RBC CAPITAL MARKETS, LLC|5073
WBC|WABCO HOLDINGS|SAGL|SAGETRADER, LLC|1100
WBC|WABCO HOLDINGS|SAGW|SAGETRADER, LLC|100
WBC|WABCO HOLDINGS|SALI|INTL FCSTONE FINANCIAL INC.|9
WBC|WABCO HOLDINGS|SBSH|Citigroup Global Markets Inc.|38106
WBC|WABCO HOLDINGS|SEIC|SEI Investments Distribution Co.|231
WBC|WABCO HOLDINGS|SGMT|GOLDMAN SACHS & CO. LLC|75521
WBC|WABCO HOLDINGS|SPDR|SPEEDROUTE LLC|7950
WBC|WABCO HOLDINGS|SPHN|Stephens Inc.|20309
WBC|WABCO HOLDINGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|39
WBC|WABCO HOLDINGS|STFL|Stifel, Nicolaus & Company, Incorporated|2085
WBC|WABCO HOLDINGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|6665
WBC|WABCO HOLDINGS|SWIM|TD Ameritrade, Inc.|672
WBC|WABCO HOLDINGS|SWST|Hilltop Securities Inc.|10200
WBC|WABCO HOLDINGS|TKNG|ALLY INVEST SECURITIES LLC|105
WBC|WABCO HOLDINGS|TRBT|Tradebot Systems, Inc.|82720
WBC|WABCO HOLDINGS|TRCM|TRC MARKETS LLC|46265
WBC|WABCO HOLDINGS|UBSA|UBS SECURITIES LLC|371735
WBC|WABCO HOLDINGS|UBSS|UBS Securities LLC|694264
WBC|WABCO HOLDINGS|VALX|VIRTU AMERICAS LLC|10570
WBC|WABCO HOLDINGS|VGRD|Vanguard Marketing Corporation|340
WBC|WABCO HOLDINGS|WBPX|SUMMIT SECURITIES GROUP, LLC|362
WBC|WABCO HOLDINGS|WCHV|WELLS FARGO SECURITIES, LLC|36486
WBC|WABCO HOLDINGS|WEDB|WEDBUSH SECURITIES INC.|160
WBC|WABCO HOLDINGS|WEED|Weeden & Co.L.P.|208
WBC|WABCO HOLDINGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|100
WBC|WABCO HOLDINGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4682
WBC|WABCO HOLDINGS|WGIF|CIBC World Markets Inc.|378
WBC|WABCO HOLDINGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|9
WBC|WABCO HOLDINGS|WSEA|WOLVERINE SECURITIES, LLC|519
WBC|WABCO HOLDINGS|XIST|INSTINET, LLC|5600
WBC|WABCO HOLDINGS|XPQR|Jump Trading|506
WBC|WABCO HOLDINGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|13726
WBC|WABCO HOLDINGS|YKNA|COMHAR CAPITAL MARKETS, LLC|12374
WBC|WABCO HOLDINGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4013
WBIA|WBI BULLBEAR RISING|APCC|Apex Clearing Corporation|13
WBIA|WBI BULLBEAR RISING|BARD|Robert W. Baird & Co. Incorporated|1881
WBIA|WBI BULLBEAR RISING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|313
WBIA|WBI BULLBEAR RISING|EBXL|EBX LLC|100
WBIA|WBI BULLBEAR RISING|EDJO|Edward D. Jones & Co., L.P.|57
WBIA|WBI BULLBEAR RISING|EGAM|CBOE TRADING, INC.|34
WBIA|WBI BULLBEAR RISING|GSLT|GOLDMAN SACHS & CO. LLC|400
WBIA|WBI BULLBEAR RISING|HRBF|American Enterprise Investment Services Inc.|940
WBIA|WBI BULLBEAR RISING|ITGI|ITG Inc.|423
WBIA|WBI BULLBEAR RISING|JSEB|JANE STREET EXECUTION SERVICES, LLC|15868
WBIA|WBI BULLBEAR RISING|JSJX|JANE STREET CAPITAL LLC|27320
WBIA|WBI BULLBEAR RISING|LEHM|Barclays Capital Inc./Le|200
WBIA|WBI BULLBEAR RISING|LIME|Lime Brokerage LLC|1130
WBIA|WBI BULLBEAR RISING|MSCO|MORGAN STANLEY & CO. LLC|4078
WBIA|WBI BULLBEAR RISING|NFSC|National Financial Services LLC|2832
WBIA|WBI BULLBEAR RISING|NITE|VIRTU Americas LLC|3831
WBIA|WBI BULLBEAR RISING|PUMX|Puma Capital, LLC|250
WBIA|WBI BULLBEAR RISING|UBSA|UBS SECURITIES LLC|333
WBIA|WBI BULLBEAR RISING|UBSS|UBS Securities LLC|9115
WBIA|WBI BULLBEAR RISING|WSEA|WOLVERINE SECURITIES, LLC|1
WBIA|WBI BULLBEAR RISING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12806
WBIB|WBI BULLBEAR VALUE 2|APCC|Apex Clearing Corporation|12
WBIB|WBI BULLBEAR VALUE 2|BARD|Robert W. Baird & Co. Incorporated|1303
WBIB|WBI BULLBEAR VALUE 2|BATM|CBOE TRADING, INC.|212
WBIB|WBI BULLBEAR VALUE 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1545
WBIB|WBI BULLBEAR VALUE 2|DBAX|Deutsche Bank Securities Inc.|100
WBIB|WBI BULLBEAR VALUE 2|EDJO|Edward D. Jones & Co., L.P.|103
WBIB|WBI BULLBEAR VALUE 2|EGAM|CBOE TRADING, INC.|6
WBIB|WBI BULLBEAR VALUE 2|HRBF|American Enterprise Investment Services Inc.|594
WBIB|WBI BULLBEAR VALUE 2|ITGI|ITG Inc.|400
WBIB|WBI BULLBEAR VALUE 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|10995
WBIB|WBI BULLBEAR VALUE 2|JSJX|JANE STREET CAPITAL LLC|23667
WBIB|WBI BULLBEAR VALUE 2|KCGM|VIRTU Americas LLC|117
WBIB|WBI BULLBEAR VALUE 2|LEHM|Barclays Capital Inc./Le|200
WBIB|WBI BULLBEAR VALUE 2|LIME|Lime Brokerage LLC|648
WBIB|WBI BULLBEAR VALUE 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WBIB|WBI BULLBEAR VALUE 2|MSCO|MORGAN STANLEY & CO. LLC|1000
WBIB|WBI BULLBEAR VALUE 2|NFSC|National Financial Services LLC|2337
WBIB|WBI BULLBEAR VALUE 2|NITE|VIRTU Americas LLC|4703
WBIB|WBI BULLBEAR VALUE 2|SGMT|GOLDMAN SACHS & CO. LLC|100
WBIB|WBI BULLBEAR VALUE 2|UBSA|UBS SECURITIES LLC|1722
WBIB|WBI BULLBEAR VALUE 2|UBSS|UBS Securities LLC|604
WBIB|WBI BULLBEAR VALUE 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11326
WBIC|WBI BULLBEAR YIELD 2|APCC|Apex Clearing Corporation|13
WBIC|WBI BULLBEAR YIELD 2|BARD|Robert W. Baird & Co. Incorporated|1871
WBIC|WBI BULLBEAR YIELD 2|BATM|CBOE TRADING, INC.|600
WBIC|WBI BULLBEAR YIELD 2|CANT|Cantor Fitzgerald & Co.|171451
WBIC|WBI BULLBEAR YIELD 2|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2765
WBIC|WBI BULLBEAR YIELD 2|CTDL|Citadel Derivatives Group Llc|3453
WBIC|WBI BULLBEAR YIELD 2|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
WBIC|WBI BULLBEAR YIELD 2|DBAX|Deutsche Bank Securities Inc.|100
WBIC|WBI BULLBEAR YIELD 2|EDJO|Edward D. Jones & Co., L.P.|119
WBIC|WBI BULLBEAR YIELD 2|EGAM|CBOE TRADING, INC.|63
WBIC|WBI BULLBEAR YIELD 2|GSLT|GOLDMAN SACHS & CO. LLC|400
WBIC|WBI BULLBEAR YIELD 2|HRBF|American Enterprise Investment Services Inc.|536
WBIC|WBI BULLBEAR YIELD 2|IBKR|Interactive Brokers Llc|40
WBIC|WBI BULLBEAR YIELD 2|ITGI|ITG Inc.|300
WBIC|WBI BULLBEAR YIELD 2|JPMX|J.P. Morgan Securities LLC|2600
WBIC|WBI BULLBEAR YIELD 2|JSEB|JANE STREET EXECUTION SERVICES, LLC|23864
WBIC|WBI BULLBEAR YIELD 2|JSJX|JANE STREET CAPITAL LLC|36748
WBIC|WBI BULLBEAR YIELD 2|KCGM|VIRTU Americas LLC|768
WBIC|WBI BULLBEAR YIELD 2|LIME|Lime Brokerage LLC|1248
WBIC|WBI BULLBEAR YIELD 2|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
WBIC|WBI BULLBEAR YIELD 2|MSCO|MORGAN STANLEY & CO. LLC|1932
WBIC|WBI BULLBEAR YIELD 2|NFSC|National Financial Services LLC|3211
WBIC|WBI BULLBEAR YIELD 2|NITE|VIRTU Americas LLC|6966
WBIC|WBI BULLBEAR YIELD 2|PUMX|Puma Capital, LLC|171002
WBIC|WBI BULLBEAR YIELD 2|SGMT|GOLDMAN SACHS & CO. LLC|500
WBIC|WBI BULLBEAR YIELD 2|UBSA|UBS SECURITIES LLC|3867
WBIC|WBI BULLBEAR YIELD 2|UBSS|UBS Securities LLC|1663
WBIC|WBI BULLBEAR YIELD 2|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13267
WBID|WBI BULLBEAR QUALITY|BARD|Robert W. Baird & Co. Incorporated|1479
WBID|WBI BULLBEAR QUALITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11
WBID|WBI BULLBEAR QUALITY|CANT|Cantor Fitzgerald & Co.|81476
WBID|WBI BULLBEAR QUALITY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6976
WBID|WBI BULLBEAR QUALITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4204
WBID|WBI BULLBEAR QUALITY|CTDL|Citadel Derivatives Group Llc|16060
WBID|WBI BULLBEAR QUALITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
WBID|WBI BULLBEAR QUALITY|DBAX|Deutsche Bank Securities Inc.|2000
WBID|WBI BULLBEAR QUALITY|DEAN|MORGAN STANLEY|200
WBID|WBI BULLBEAR QUALITY|EBXL|EBX LLC|1800
WBID|WBI BULLBEAR QUALITY|GSLT|GOLDMAN SACHS & CO. LLC|900
WBID|WBI BULLBEAR QUALITY|HRBF|American Enterprise Investment Services Inc.|476
WBID|WBI BULLBEAR QUALITY|ICBX|INSTINET, LLC|1800
WBID|WBI BULLBEAR QUALITY|ITGI|ITG Inc.|377
WBID|WBI BULLBEAR QUALITY|JPMX|J.P. Morgan Securities LLC|400
WBID|WBI BULLBEAR QUALITY|JSEB|JANE STREET EXECUTION SERVICES, LLC|16001
WBID|WBI BULLBEAR QUALITY|JSJX|JANE STREET CAPITAL LLC|44193
WBID|WBI BULLBEAR QUALITY|KCGM|VIRTU Americas LLC|1460
WBID|WBI BULLBEAR QUALITY|LEHM|Barclays Capital Inc./Le|3800
WBID|WBI BULLBEAR QUALITY|LIME|Lime Brokerage LLC|1316
WBID|WBI BULLBEAR QUALITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
WBID|WBI BULLBEAR QUALITY|MSCO|MORGAN STANLEY & CO. LLC|1600
WBID|WBI BULLBEAR QUALITY|NFSC|National Financial Services LLC|2338
WBID|WBI BULLBEAR QUALITY|NITE|VIRTU Americas LLC|3834
WBID|WBI BULLBEAR QUALITY|PUMX|Puma Capital, LLC|80576
WBID|WBI BULLBEAR QUALITY|SGMT|GOLDMAN SACHS & CO. LLC|1900
WBID|WBI BULLBEAR QUALITY|UBSA|UBS SECURITIES LLC|32098
WBID|WBI BULLBEAR QUALITY|UBSS|UBS Securities LLC|26551
WBID|WBI BULLBEAR QUALITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12175
WBIE|WBI BULLBEAR RISING|BARD|Robert W. Baird & Co. Incorporated|1625
WBIE|WBI BULLBEAR RISING|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3467
WBIE|WBI BULLBEAR RISING|DBAX|Deutsche Bank Securities Inc.|200
WBIE|WBI BULLBEAR RISING|EDJO|Edward D. Jones & Co., L.P.|171
WBIE|WBI BULLBEAR RISING|EGAM|CBOE TRADING, INC.|47
WBIE|WBI BULLBEAR RISING|HRBF|American Enterprise Investment Services Inc.|909
WBIE|WBI BULLBEAR RISING|IBKR|Interactive Brokers Llc|100
WBIE|WBI BULLBEAR RISING|ITGI|ITG Inc.|600
WBIE|WBI BULLBEAR RISING|JPMX|J.P. Morgan Securities LLC|200
WBIE|WBI BULLBEAR RISING|JSEB|JANE STREET EXECUTION SERVICES, LLC|17123
WBIE|WBI BULLBEAR RISING|JSJX|JANE STREET CAPITAL LLC|31625
WBIE|WBI BULLBEAR RISING|KCGM|VIRTU Americas LLC|600
WBIE|WBI BULLBEAR RISING|LIME|Lime Brokerage LLC|801
WBIE|WBI BULLBEAR RISING|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
WBIE|WBI BULLBEAR RISING|MOTF|MOTIF INVESTING, INC.|1
WBIE|WBI BULLBEAR RISING|MSCO|MORGAN STANLEY & CO. LLC|1300
WBIE|WBI BULLBEAR RISING|NFSC|National Financial Services LLC|3758
WBIE|WBI BULLBEAR RISING|NITE|VIRTU Americas LLC|3629
WBIE|WBI BULLBEAR RISING|NITP|VIRTU Americas LLC|320
WBIE|WBI BULLBEAR RISING|PUMX|Puma Capital, LLC|325
WBIE|WBI BULLBEAR RISING|UBSA|UBS SECURITIES LLC|2346
WBIE|WBI BULLBEAR RISING|UBSS|UBS Securities LLC|1009
WBIE|WBI BULLBEAR RISING|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18107
WBIF|WBI BULLBEAR VALUE 1|APCC|Apex Clearing Corporation|13
WBIF|WBI BULLBEAR VALUE 1|BARD|Robert W. Baird & Co. Incorporated|1692
WBIF|WBI BULLBEAR VALUE 1|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2111
WBIF|WBI BULLBEAR VALUE 1|CTDL|Citadel Derivatives Group Llc|5441
WBIF|WBI BULLBEAR VALUE 1|DBAX|Deutsche Bank Securities Inc.|300
WBIF|WBI BULLBEAR VALUE 1|EBXL|EBX LLC|600
WBIF|WBI BULLBEAR VALUE 1|EDJO|Edward D. Jones & Co., L.P.|134
WBIF|WBI BULLBEAR VALUE 1|EGAM|CBOE TRADING, INC.|6
WBIF|WBI BULLBEAR VALUE 1|GSLT|GOLDMAN SACHS & CO. LLC|600
WBIF|WBI BULLBEAR VALUE 1|HRBF|American Enterprise Investment Services Inc.|576
WBIF|WBI BULLBEAR VALUE 1|INCA|INSTINET, LLC|7
WBIF|WBI BULLBEAR VALUE 1|ITGI|ITG Inc.|200
WBIF|WBI BULLBEAR VALUE 1|ITGP|ITG INC.|200
WBIF|WBI BULLBEAR VALUE 1|JSEB|JANE STREET EXECUTION SERVICES, LLC|14225
WBIF|WBI BULLBEAR VALUE 1|JSJX|JANE STREET CAPITAL LLC|16970
WBIF|WBI BULLBEAR VALUE 1|KCGM|VIRTU Americas LLC|2033
WBIF|WBI BULLBEAR VALUE 1|LEHM|Barclays Capital Inc./Le|800
WBIF|WBI BULLBEAR VALUE 1|LIME|Lime Brokerage LLC|844
WBIF|WBI BULLBEAR VALUE 1|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
WBIF|WBI BULLBEAR VALUE 1|MSCO|MORGAN STANLEY & CO. LLC|237
WBIF|WBI BULLBEAR VALUE 1|MSPL|MORGAN STANLEY & CO. LLC|200
WBIF|WBI BULLBEAR VALUE 1|NFSC|National Financial Services LLC|2443
WBIF|WBI BULLBEAR VALUE 1|NITE|VIRTU Americas LLC|6486
WBIF|WBI BULLBEAR VALUE 1|PUMX|Puma Capital, LLC|254
WBIF|WBI BULLBEAR VALUE 1|SGMT|GOLDMAN SACHS & CO. LLC|289
WBIF|WBI BULLBEAR VALUE 1|UBSA|UBS SECURITIES LLC|1870
WBIF|WBI BULLBEAR VALUE 1|UBSS|UBS Securities LLC|876
WBIF|WBI BULLBEAR VALUE 1|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14299
WBIG|WBI BULLBEAR YIELD 1|APCC|Apex Clearing Corporation|13
WBIG|WBI BULLBEAR YIELD 1|BARD|Robert W. Baird & Co. Incorporated|2193
WBIG|WBI BULLBEAR YIELD 1|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
WBIG|WBI BULLBEAR YIELD 1|DEAN|MORGAN STANLEY|862
WBIG|WBI BULLBEAR YIELD 1|ECUT|CONVERGEX EXECUTION SOLUTIONS|200
WBIG|WBI BULLBEAR YIELD 1|EGAM|CBOE TRADING, INC.|45
WBIG|WBI BULLBEAR YIELD 1|GSLT|GOLDMAN SACHS & CO. LLC|500
WBIG|WBI BULLBEAR YIELD 1|HRBF|American Enterprise Investment Services Inc.|670
WBIG|WBI BULLBEAR YIELD 1|IBKR|Interactive Brokers Llc|178
WBIG|WBI BULLBEAR YIELD 1|ITGI|ITG Inc.|600
WBIG|WBI BULLBEAR YIELD 1|JSEB|JANE STREET EXECUTION SERVICES, LLC|187640
WBIG|WBI BULLBEAR YIELD 1|JSJX|JANE STREET CAPITAL LLC|38976
WBIG|WBI BULLBEAR YIELD 1|KCGM|VIRTU Americas LLC|100
WBIG|WBI BULLBEAR YIELD 1|LIME|Lime Brokerage LLC|1259
WBIG|WBI BULLBEAR YIELD 1|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WBIG|WBI BULLBEAR YIELD 1|MSCO|MORGAN STANLEY & CO. LLC|6378
WBIG|WBI BULLBEAR YIELD 1|NFSC|National Financial Services LLC|5148
WBIG|WBI BULLBEAR YIELD 1|NITE|VIRTU Americas LLC|13369
WBIG|WBI BULLBEAR YIELD 1|PUMX|Puma Capital, LLC|318
WBIG|WBI BULLBEAR YIELD 1|SGMT|GOLDMAN SACHS & CO. LLC|100
WBIG|WBI BULLBEAR YIELD 1|UBSA|UBS SECURITIES LLC|3132
WBIG|WBI BULLBEAR YIELD 1|UBSS|UBS Securities LLC|700
WBIG|WBI BULLBEAR YIELD 1|YLPL|Linsco/Private Ledger Financial Services, Incorporated|21519
WBIH|WBI BULLBEAR GLOBAL|ALTX|Alternet Securities Inc.|600
WBIH|WBI BULLBEAR GLOBAL|APCC|Apex Clearing Corporation|1
WBIH|WBI BULLBEAR GLOBAL|BARD|Robert W. Baird & Co. Incorporated|2680
WBIH|WBI BULLBEAR GLOBAL|BATM|CBOE TRADING, INC.|2744
WBIH|WBI BULLBEAR GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4708
WBIH|WBI BULLBEAR GLOBAL|CSIN|Citadel Securities Institutional LLC|5348
WBIH|WBI BULLBEAR GLOBAL|DBAX|Deutsche Bank Securities Inc.|1100
WBIH|WBI BULLBEAR GLOBAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
WBIH|WBI BULLBEAR GLOBAL|EDJO|Edward D. Jones & Co., L.P.|1806
WBIH|WBI BULLBEAR GLOBAL|EGAM|CBOE TRADING, INC.|251
WBIH|WBI BULLBEAR GLOBAL|EGXM|CBOE TRADING, INC.|1600
WBIH|WBI BULLBEAR GLOBAL|ETRS|E*Trade Securities LLC|4
WBIH|WBI BULLBEAR GLOBAL|GEBB|GLOBAL EXECUTION BROKERS, LP|100
WBIH|WBI BULLBEAR GLOBAL|GLPX|ACS EXECUTION SERVICES, LLC|400
WBIH|WBI BULLBEAR GLOBAL|GSLT|GOLDMAN SACHS & CO. LLC|300
WBIH|WBI BULLBEAR GLOBAL|IBKR|Interactive Brokers Llc|1101
WBIH|WBI BULLBEAR GLOBAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2102
WBIH|WBI BULLBEAR GLOBAL|ICBX|INSTINET, LLC|200
WBIH|WBI BULLBEAR GLOBAL|ITGI|ITG Inc.|6204
WBIH|WBI BULLBEAR GLOBAL|ITGP|ITG INC.|1000
WBIH|WBI BULLBEAR GLOBAL|JPMX|J.P. Morgan Securities LLC|1400
WBIH|WBI BULLBEAR GLOBAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|252245
WBIH|WBI BULLBEAR GLOBAL|JSJX|JANE STREET CAPITAL LLC|137973
WBIH|WBI BULLBEAR GLOBAL|KCGM|VIRTU Americas LLC|3000
WBIH|WBI BULLBEAR GLOBAL|LIME|Lime Brokerage LLC|2983
WBIH|WBI BULLBEAR GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7800
WBIH|WBI BULLBEAR GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|14276
WBIH|WBI BULLBEAR GLOBAL|MSPL|MORGAN STANLEY & CO. LLC|6200
WBIH|WBI BULLBEAR GLOBAL|NFSC|National Financial Services LLC|36655
WBIH|WBI BULLBEAR GLOBAL|NITE|VIRTU Americas LLC|118383
WBIH|WBI BULLBEAR GLOBAL|NQRB|Brut, LLC|200
WBIH|WBI BULLBEAR GLOBAL|PDQM|CODA MARKETS, INC.|800
WBIH|WBI BULLBEAR GLOBAL|PUMX|Puma Capital, LLC|5581
WBIH|WBI BULLBEAR GLOBAL|SAGL|SAGETRADER, LLC|200
WBIH|WBI BULLBEAR GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|700
WBIH|WBI BULLBEAR GLOBAL|UBSA|UBS SECURITIES LLC|13677
WBIH|WBI BULLBEAR GLOBAL|UBSS|UBS Securities LLC|76839
WBIH|WBI BULLBEAR GLOBAL|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WBIH|WBI BULLBEAR GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|139602
WBII|WBI BULLBEAR GLOBAL|BARD|Robert W. Baird & Co. Incorporated|3796
WBII|WBI BULLBEAR GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1231
WBII|WBI BULLBEAR GLOBAL|DBAX|Deutsche Bank Securities Inc.|200
WBII|WBI BULLBEAR GLOBAL|DEAN|MORGAN STANLEY|200
WBII|WBI BULLBEAR GLOBAL|EDJO|Edward D. Jones & Co., L.P.|808
WBII|WBI BULLBEAR GLOBAL|EGAM|CBOE TRADING, INC.|83
WBII|WBI BULLBEAR GLOBAL|ETRS|E*Trade Securities LLC|42
WBII|WBI BULLBEAR GLOBAL|GSLT|GOLDMAN SACHS & CO. LLC|200
WBII|WBI BULLBEAR GLOBAL|IBKR|Interactive Brokers Llc|200
WBII|WBI BULLBEAR GLOBAL|ITGI|ITG Inc.|1198
WBII|WBI BULLBEAR GLOBAL|JPMX|J.P. Morgan Securities LLC|1600
WBII|WBI BULLBEAR GLOBAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|714533
WBII|WBI BULLBEAR GLOBAL|JSJX|JANE STREET CAPITAL LLC|115368
WBII|WBI BULLBEAR GLOBAL|KCGM|VIRTU Americas LLC|442
WBII|WBI BULLBEAR GLOBAL|LIME|Lime Brokerage LLC|3066
WBII|WBI BULLBEAR GLOBAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2424
WBII|WBI BULLBEAR GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|2055
WBII|WBI BULLBEAR GLOBAL|NFSC|National Financial Services LLC|6965
WBII|WBI BULLBEAR GLOBAL|NITE|VIRTU Americas LLC|68626
WBII|WBI BULLBEAR GLOBAL|PDQM|CODA MARKETS, INC.|7300
WBII|WBI BULLBEAR GLOBAL|PUMX|Puma Capital, LLC|648361
WBII|WBI BULLBEAR GLOBAL|SGMT|GOLDMAN SACHS & CO. LLC|100
WBII|WBI BULLBEAR GLOBAL|UBSA|UBS SECURITIES LLC|12545
WBII|WBI BULLBEAR GLOBAL|UBSS|UBS Securities LLC|36534
WBII|WBI BULLBEAR GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|88923
WBIL|WBI BULLBEAR QUALITY|BARD|Robert W. Baird & Co. Incorporated|1673
WBIL|WBI BULLBEAR QUALITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|372
WBIL|WBI BULLBEAR QUALITY|CTDL|Citadel Derivatives Group Llc|3755
WBIL|WBI BULLBEAR QUALITY|EDJO|Edward D. Jones & Co., L.P.|142
WBIL|WBI BULLBEAR QUALITY|EGAM|CBOE TRADING, INC.|44
WBIL|WBI BULLBEAR QUALITY|GSLT|GOLDMAN SACHS & CO. LLC|100
WBIL|WBI BULLBEAR QUALITY|HRBF|American Enterprise Investment Services Inc.|567
WBIL|WBI BULLBEAR QUALITY|IATS|INTERACTIVE BROKERS LLC|8
WBIL|WBI BULLBEAR QUALITY|INCA|INSTINET, LLC|6
WBIL|WBI BULLBEAR QUALITY|ITGI|ITG Inc.|438
WBIL|WBI BULLBEAR QUALITY|JSEB|JANE STREET EXECUTION SERVICES, LLC|14326
WBIL|WBI BULLBEAR QUALITY|JSJX|JANE STREET CAPITAL LLC|19315
WBIL|WBI BULLBEAR QUALITY|KCGM|VIRTU Americas LLC|675
WBIL|WBI BULLBEAR QUALITY|LIME|Lime Brokerage LLC|843
WBIL|WBI BULLBEAR QUALITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WBIL|WBI BULLBEAR QUALITY|MSCO|MORGAN STANLEY & CO. LLC|1396
WBIL|WBI BULLBEAR QUALITY|NFSC|National Financial Services LLC|1673
WBIL|WBI BULLBEAR QUALITY|NITE|VIRTU Americas LLC|5125
WBIL|WBI BULLBEAR QUALITY|PUMX|Puma Capital, LLC|262
WBIL|WBI BULLBEAR QUALITY|UBSA|UBS SECURITIES LLC|1600
WBIL|WBI BULLBEAR QUALITY|UBSS|UBS Securities LLC|13893
WBIL|WBI BULLBEAR QUALITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14739
WBIR|WBI BULLBEAR GLOBAL|BARD|Robert W. Baird & Co. Incorporated|370
WBIR|WBI BULLBEAR GLOBAL|BATM|CBOE TRADING, INC.|1453
WBIR|WBI BULLBEAR GLOBAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1217
WBIR|WBI BULLBEAR GLOBAL|EDJO|Edward D. Jones & Co., L.P.|128
WBIR|WBI BULLBEAR GLOBAL|GSLT|GOLDMAN SACHS & CO. LLC|206
WBIR|WBI BULLBEAR GLOBAL|HRBF|American Enterprise Investment Services Inc.|411
WBIR|WBI BULLBEAR GLOBAL|IATS|INTERACTIVE BROKERS LLC|200
WBIR|WBI BULLBEAR GLOBAL|IBKR|Interactive Brokers Llc|468
WBIR|WBI BULLBEAR GLOBAL|INCA|INSTINET, LLC|16
WBIR|WBI BULLBEAR GLOBAL|JSEB|JANE STREET EXECUTION SERVICES, LLC|9975
WBIR|WBI BULLBEAR GLOBAL|JSJX|JANE STREET CAPITAL LLC|13035
WBIR|WBI BULLBEAR GLOBAL|KCGM|VIRTU Americas LLC|16
WBIR|WBI BULLBEAR GLOBAL|LIME|Lime Brokerage LLC|1360
WBIR|WBI BULLBEAR GLOBAL|MSCO|MORGAN STANLEY & CO. LLC|765
WBIR|WBI BULLBEAR GLOBAL|NFSC|National Financial Services LLC|781
WBIR|WBI BULLBEAR GLOBAL|NITE|VIRTU Americas LLC|1981
WBIR|WBI BULLBEAR GLOBAL|PUMX|Puma Capital, LLC|1436
WBIR|WBI BULLBEAR GLOBAL|UBSS|UBS Securities LLC|3609
WBIR|WBI BULLBEAR GLOBAL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10409
WBIY|WBI POWER FACTOR HIG|BARD|Robert W. Baird & Co. Incorporated|716
WBIY|WBI POWER FACTOR HIG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|423
WBIY|WBI POWER FACTOR HIG|DEAN|MORGAN STANLEY|2049
WBIY|WBI POWER FACTOR HIG|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
WBIY|WBI POWER FACTOR HIG|EDJO|Edward D. Jones & Co., L.P.|124
WBIY|WBI POWER FACTOR HIG|EGAM|CBOE TRADING, INC.|108
WBIY|WBI POWER FACTOR HIG|ETRS|E*Trade Securities LLC|316
WBIY|WBI POWER FACTOR HIG|FTBR|Foliofn Investments, Inc.|4
WBIY|WBI POWER FACTOR HIG|HRBF|American Enterprise Investment Services Inc.|398
WBIY|WBI POWER FACTOR HIG|IBKR|Interactive Brokers Llc|500
WBIY|WBI POWER FACTOR HIG|JSEB|JANE STREET EXECUTION SERVICES, LLC|11133
WBIY|WBI POWER FACTOR HIG|JSJX|JANE STREET CAPITAL LLC|51544
WBIY|WBI POWER FACTOR HIG|LIME|Lime Brokerage LLC|379
WBIY|WBI POWER FACTOR HIG|MSCO|MORGAN STANLEY & CO. LLC|12620
WBIY|WBI POWER FACTOR HIG|NFSC|National Financial Services LLC|7231
WBIY|WBI POWER FACTOR HIG|NITE|VIRTU Americas LLC|30899
WBIY|WBI POWER FACTOR HIG|RBCM|RBC CAPITAL MARKETS, LLC|3350
WBIY|WBI POWER FACTOR HIG|UBSA|UBS SECURITIES LLC|970
WBIY|WBI POWER FACTOR HIG|UBSS|UBS Securities LLC|7813
WBIY|WBI POWER FACTOR HIG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|33966
WBK|WESTPAC BANKING CP|ALTX|Alternet Securities Inc.|2947
WBK|WESTPAC BANKING CP|ANOS|ABEL/NOSER, L.L.C.|2800
WBK|WESTPAC BANKING CP|APCC|Apex Clearing Corporation|4200
WBK|WESTPAC BANKING CP|BARD|Robert W. Baird & Co. Incorporated|733
WBK|WESTPAC BANKING CP|BATM|CBOE TRADING, INC.|557
WBK|WESTPAC BANKING CP|BERN|Sanford C. Bernstein & Co., LLC|600
WBK|WESTPAC BANKING CP|BGCE|BGC Financial Inc.|51404
WBK|WESTPAC BANKING CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10767
WBK|WESTPAC BANKING CP|BYXM|CBOE TRADING, INC.|100
WBK|WESTPAC BANKING CP|BZYD|GOLDMAN SACHS & CO. LLC|1100
WBK|WESTPAC BANKING CP|CANT|Cantor Fitzgerald & Co.|72
WBK|WESTPAC BANKING CP|CHAS|Charles Schwab & Co., Inc.|41020
WBK|WESTPAC BANKING CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5954
WBK|WESTPAC BANKING CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|496
WBK|WESTPAC BANKING CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
WBK|WESTPAC BANKING CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70482
WBK|WESTPAC BANKING CP|CTDL|Citadel Derivatives Group Llc|1345
WBK|WESTPAC BANKING CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1608
WBK|WESTPAC BANKING CP|DBAB|Deutsche Bank Securities Inc.|65977
WBK|WESTPAC BANKING CP|DBAX|Deutsche Bank Securities Inc.|49600
WBK|WESTPAC BANKING CP|DEAN|MORGAN STANLEY|8285
WBK|WESTPAC BANKING CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|95
WBK|WESTPAC BANKING CP|EBXL|EBX LLC|24800
WBK|WESTPAC BANKING CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|47283
WBK|WESTPAC BANKING CP|EDJC|Edward Jones / CDS|1000
WBK|WESTPAC BANKING CP|EDJO|Edward D. Jones & Co., L.P.|15284
WBK|WESTPAC BANKING CP|EGAM|CBOE TRADING, INC.|6271
WBK|WESTPAC BANKING CP|EGAW|CBOE TRADING, INC.|600
WBK|WESTPAC BANKING CP|EGXM|CBOE TRADING, INC.|204
WBK|WESTPAC BANKING CP|ESPO|ESPOSITO SECURITIES, LLC|280
WBK|WESTPAC BANKING CP|ETBE|Electronic Transaction Clearing, Inc.|2115
WBK|WESTPAC BANKING CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|500
WBK|WESTPAC BANKING CP|ETRS|E*Trade Securities LLC|31513
WBK|WESTPAC BANKING CP|FILL|Tradestation Securities, Inc.|7985
WBK|WESTPAC BANKING CP|FMAF|NBCN Inc./ CDS|964
WBK|WESTPAC BANKING CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25055
WBK|WESTPAC BANKING CP|FTBR|Foliofn Investments, Inc.|5954
WBK|WESTPAC BANKING CP|GEBB|GLOBAL EXECUTION BROKERS, LP|300
WBK|WESTPAC BANKING CP|GLIS|TD Securities Inc|3646
WBK|WESTPAC BANKING CP|GLPX|ACS EXECUTION SERVICES, LLC|2167
WBK|WESTPAC BANKING CP|GSCO|GOLDMAN SACHS & CO. LLC|181077
WBK|WESTPAC BANKING CP|GSCS|GOLDMAN SACHS & CO. LLC|52461
WBK|WESTPAC BANKING CP|GSLT|GOLDMAN SACHS & CO. LLC|1253
WBK|WESTPAC BANKING CP|GTSZ|GTS SECURITIES LLC|1638
WBK|WESTPAC BANKING CP|HRBF|American Enterprise Investment Services Inc.|5982
WBK|WESTPAC BANKING CP|HSBC|HSBC Securities, Inc.|1700
WBK|WESTPAC BANKING CP|IATS|INTERACTIVE BROKERS LLC|13082
WBK|WESTPAC BANKING CP|IBKR|Interactive Brokers Llc|22422
WBK|WESTPAC BANKING CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11005
WBK|WESTPAC BANKING CP|ICBX|INSTINET, LLC|8800
WBK|WESTPAC BANKING CP|INCA|INSTINET, LLC|40519
WBK|WESTPAC BANKING CP|INTL|INTL FCSTONE FINANCIAL INC.|44151
WBK|WESTPAC BANKING CP|ITGI|ITG Inc.|24421
WBK|WESTPAC BANKING CP|ITGP|ITG INC.|72600
WBK|WESTPAC BANKING CP|JANY|Janney Montgomery Scott Inc.|1964
WBK|WESTPAC BANKING CP|JEFF|JEFFERIES LLC|605
WBK|WESTPAC BANKING CP|JMPT|JUMP TRADING, LLC|2418
WBK|WESTPAC BANKING CP|JPBX|J.P. MORGAN SECURITIES LLC|5984
WBK|WESTPAC BANKING CP|JPMX|J.P. Morgan Securities LLC|62428
WBK|WESTPAC BANKING CP|KCGM|VIRTU Americas LLC|9652
WBK|WESTPAC BANKING CP|LEHM|Barclays Capital Inc./Le|253942
WBK|WESTPAC BANKING CP|LIME|Lime Brokerage LLC|7030
WBK|WESTPAC BANKING CP|MACQ|Macquarie Capital (USA) Inc.|20100
WBK|WESTPAC BANKING CP|MCMF|Raymond James Ltd. Cds|2643
WBK|WESTPAC BANKING CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47464
WBK|WESTPAC BANKING CP|MOTF|MOTIF INVESTING, INC.|11
WBK|WESTPAC BANKING CP|MSCO|MORGAN STANLEY & CO. LLC|201775
WBK|WESTPAC BANKING CP|MSPL|MORGAN STANLEY & CO. LLC|80400
WBK|WESTPAC BANKING CP|MSTX|MORGAN STANLEY & CO. LLC|6800
WBK|WESTPAC BANKING CP|NFSC|National Financial Services LLC|163057
WBK|WESTPAC BANKING CP|NITE|VIRTU Americas LLC|417711
WBK|WESTPAC BANKING CP|NITP|VIRTU Americas LLC|200
WBK|WESTPAC BANKING CP|NQRB|Brut, LLC|6048
WBK|WESTPAC BANKING CP|NTBF|BMO Nesbitt Burns Inc./CDS|735
WBK|WESTPAC BANKING CP|NTRC|Northern Trust Securities, Inc.|350
WBK|WESTPAC BANKING CP|OLDM|OLD MISSION CAPITAL, LLC|46818
WBK|WESTPAC BANKING CP|OPCO|Oppenheimer & Co. Inc.|1750
WBK|WESTPAC BANKING CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
WBK|WESTPAC BANKING CP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|82000
WBK|WESTPAC BANKING CP|PDQM|CODA MARKETS, INC.|4517
WBK|WESTPAC BANKING CP|PWJC|UBS Financial Services, Inc.|8351
WBK|WESTPAC BANKING CP|RBCM|RBC CAPITAL MARKETS, LLC|72187
WBK|WESTPAC BANKING CP|SALI|INTL FCSTONE FINANCIAL INC.|200
WBK|WESTPAC BANKING CP|SBSH|Citigroup Global Markets Inc.|27532
WBK|WESTPAC BANKING CP|SEIC|SEI Investments Distribution Co.|130
WBK|WESTPAC BANKING CP|SGMT|GOLDMAN SACHS & CO. LLC|24182
WBK|WESTPAC BANKING CP|STFL|Stifel, Nicolaus & Company, Incorporated|38192
WBK|WESTPAC BANKING CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1520
WBK|WESTPAC BANKING CP|SWIM|TD Ameritrade, Inc.|3103
WBK|WESTPAC BANKING CP|SWST|Hilltop Securities Inc.|1024
WBK|WESTPAC BANKING CP|TKNG|ALLY INVEST SECURITIES LLC|200
WBK|WESTPAC BANKING CP|TRBT|Tradebot Systems, Inc.|60867
WBK|WESTPAC BANKING CP|TRCM|TRC MARKETS LLC|3351
WBK|WESTPAC BANKING CP|UBSA|UBS SECURITIES LLC|165754
WBK|WESTPAC BANKING CP|UBSS|UBS Securities LLC|298409
WBK|WESTPAC BANKING CP|VALX|VIRTU AMERICAS LLC|1432
WBK|WESTPAC BANKING CP|VGRD|Vanguard Marketing Corporation|19491
WBK|WESTPAC BANKING CP|WCHV|WELLS FARGO SECURITIES, LLC|58648
WBK|WESTPAC BANKING CP|WEDB|WEDBUSH SECURITIES INC.|319
WBK|WESTPAC BANKING CP|WEED|Weeden & Co.L.P.|1501
WBK|WESTPAC BANKING CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|462
WBK|WESTPAC BANKING CP|WGIF|CIBC World Markets Inc.|5473
WBK|WESTPAC BANKING CP|WSEA|WOLVERINE SECURITIES, LLC|5912
WBK|WESTPAC BANKING CP|XIST|INSTINET, LLC|4894
WBK|WESTPAC BANKING CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6720
WBK|WESTPAC BANKING CP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WBK|WESTPAC BANKING CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12478
WBS|WEBSTER FINL CORP|ALTX|Alternet Securities Inc.|2800
WBS|WEBSTER FINL CORP|ANOS|ABEL/NOSER, L.L.C.|68
WBS|WEBSTER FINL CORP|APCC|Apex Clearing Corporation|3085
WBS|WEBSTER FINL CORP|BALE|M&T SECURITIES, INC.|156
WBS|WEBSTER FINL CORP|BARD|Robert W. Baird & Co. Incorporated|515
WBS|WEBSTER FINL CORP|BATM|CBOE TRADING, INC.|3357
WBS|WEBSTER FINL CORP|BBNT|BB&T SECURITIES, LLC|1087
WBS|WEBSTER FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|1999
WBS|WEBSTER FINL CORP|BIAD|SAGETRADER, LLC|22
WBS|WEBSTER FINL CORP|BKCM|BNY Mellon Capital Markets LLC|17214
WBS|WEBSTER FINL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1407
WBS|WEBSTER FINL CORP|BMOC|BMO Capital Markets Corp.|29833
WBS|WEBSTER FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|88373
WBS|WEBSTER FINL CORP|BRVL|BLAYLOCK VAN, LLC|600
WBS|WEBSTER FINL CORP|BTIG|BTIG, LLC|6181
WBS|WEBSTER FINL CORP|BYXM|CBOE TRADING, INC.|100
WBS|WEBSTER FINL CORP|BZYD|GOLDMAN SACHS & CO. LLC|300
WBS|WEBSTER FINL CORP|CABR|Cabrera Capital Markets, Inc.|25
WBS|WEBSTER FINL CORP|CANT|Cantor Fitzgerald & Co.|27
WBS|WEBSTER FINL CORP|CHAS|Charles Schwab & Co., Inc.|103
WBS|WEBSTER FINL CORP|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
WBS|WEBSTER FINL CORP|CIST|Capital Institutional Services, Inc.|1473
WBS|WEBSTER FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|92263
WBS|WEBSTER FINL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1000
WBS|WEBSTER FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|148183
WBS|WEBSTER FINL CORP|CTDL|Citadel Derivatives Group Llc|10508
WBS|WEBSTER FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|19682
WBS|WEBSTER FINL CORP|DADA|D.A. Davidson & Co.|58
WBS|WEBSTER FINL CORP|DBAB|Deutsche Bank Securities Inc.|265656
WBS|WEBSTER FINL CORP|DBAX|Deutsche Bank Securities Inc.|101800
WBS|WEBSTER FINL CORP|DBUL|Deutsche Bank Securities Inc.|2650
WBS|WEBSTER FINL CORP|DEAN|MORGAN STANLEY|1184
WBS|WEBSTER FINL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
WBS|WEBSTER FINL CORP|EBXL|EBX LLC|126700
WBS|WEBSTER FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|17441
WBS|WEBSTER FINL CORP|EDJO|Edward D. Jones & Co., L.P.|1027
WBS|WEBSTER FINL CORP|EGAM|CBOE TRADING, INC.|2908
WBS|WEBSTER FINL CORP|EGAW|CBOE TRADING, INC.|123
WBS|WEBSTER FINL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|900
WBS|WEBSTER FINL CORP|EGXM|CBOE TRADING, INC.|1583
WBS|WEBSTER FINL CORP|ETBE|Electronic Transaction Clearing, Inc.|8711
WBS|WEBSTER FINL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14229
WBS|WEBSTER FINL CORP|ETRS|E*Trade Securities LLC|1885
WBS|WEBSTER FINL CORP|FILL|Tradestation Securities, Inc.|115
WBS|WEBSTER FINL CORP|FINX|FINTECH SECURITIES|633
WBS|WEBSTER FINL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3308
WBS|WEBSTER FINL CORP|FQLS|Quantlab Securities LP|122401
WBS|WEBSTER FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74557
WBS|WEBSTER FINL CORP|FTBR|Foliofn Investments, Inc.|439
WBS|WEBSTER FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|21255
WBS|WEBSTER FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|1003138
WBS|WEBSTER FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|506
WBS|WEBSTER FINL CORP|GSLT|GOLDMAN SACHS & CO. LLC|3425
WBS|WEBSTER FINL CORP|GTSZ|GTS SECURITIES LLC|95569
WBS|WEBSTER FINL CORP|HAPX|HAP Trading, LLC|270
WBS|WEBSTER FINL CORP|HRBF|American Enterprise Investment Services Inc.|1079
WBS|WEBSTER FINL CORP|HSBC|HSBC Securities, Inc.|200
WBS|WEBSTER FINL CORP|IATS|INTERACTIVE BROKERS LLC|847
WBS|WEBSTER FINL CORP|IBKR|Interactive Brokers Llc|1170
WBS|WEBSTER FINL CORP|ICBX|INSTINET, LLC|30800
WBS|WEBSTER FINL CORP|IEQY|CITADEL SECURITIES LLC|92422
WBS|WEBSTER FINL CORP|INCA|INSTINET, LLC|138527
WBS|WEBSTER FINL CORP|INJX|INSTINET, LLC|5702
WBS|WEBSTER FINL CORP|ITGI|ITG Inc.|21050
WBS|WEBSTER FINL CORP|ITGP|ITG INC.|61000
WBS|WEBSTER FINL CORP|JANY|Janney Montgomery Scott Inc.|51
WBS|WEBSTER FINL CORP|JEFF|JEFFERIES LLC|26205
WBS|WEBSTER FINL CORP|JMPT|JUMP TRADING, LLC|37408
WBS|WEBSTER FINL CORP|JONE|JonesTrading|6070
WBS|WEBSTER FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|22508
WBS|WEBSTER FINL CORP|JPMX|J.P. Morgan Securities LLC|156410
WBS|WEBSTER FINL CORP|JSJX|JANE STREET CAPITAL LLC|6879
WBS|WEBSTER FINL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|65222
WBS|WEBSTER FINL CORP|KCGM|VIRTU Americas LLC|27228
WBS|WEBSTER FINL CORP|KCRD|PHX FINANCIAL, INC.|54
WBS|WEBSTER FINL CORP|LEHM|Barclays Capital Inc./Le|214170
WBS|WEBSTER FINL CORP|LIME|Lime Brokerage LLC|14087
WBS|WEBSTER FINL CORP|MAXM|Maxim Group LLC|18
WBS|WEBSTER FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35661
WBS|WEBSTER FINL CORP|MNDX|TJM Investments, LLC|812
WBS|WEBSTER FINL CORP|MOTF|MOTIF INVESTING, INC.|20
WBS|WEBSTER FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|479483
WBS|WEBSTER FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|121500
WBS|WEBSTER FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|42200
WBS|WEBSTER FINL CORP|NFSC|National Financial Services LLC|18495
WBS|WEBSTER FINL CORP|NITE|VIRTU Americas LLC|114986
WBS|WEBSTER FINL CORP|NMRA|Nomura Securities International, Inc.|100
WBS|WEBSTER FINL CORP|NQRB|Brut, LLC|2053
WBS|WEBSTER FINL CORP|NTRC|Northern Trust Securities, Inc.|31
WBS|WEBSTER FINL CORP|OPCO|Oppenheimer & Co. Inc.|1447
WBS|WEBSTER FINL CORP|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5286
WBS|WEBSTER FINL CORP|PDQM|CODA MARKETS, INC.|33066
WBS|WEBSTER FINL CORP|PWJC|UBS Financial Services, Inc.|2500
WBS|WEBSTER FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|2280
WBS|WEBSTER FINL CORP|RILY|B. RILEY FBR, INC.|100
WBS|WEBSTER FINL CORP|SAGL|SAGETRADER, LLC|5600
WBS|WEBSTER FINL CORP|SAGW|SAGETRADER, LLC|7
WBS|WEBSTER FINL CORP|SBRX|MURIEL SIEBERT & CO INC|250
WBS|WEBSTER FINL CORP|SBSH|Citigroup Global Markets Inc.|43794
WBS|WEBSTER FINL CORP|SDLR|Sandler, O'Neill & Partners, L.P.|22300
WBS|WEBSTER FINL CORP|SEIC|SEI Investments Distribution Co.|200
WBS|WEBSTER FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|50623
WBS|WEBSTER FINL CORP|SPDR|SPEEDROUTE LLC|5500
WBS|WEBSTER FINL CORP|SPTD|MINT GLOBAL MARKETS, INC.|1000
WBS|WEBSTER FINL CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|26504
WBS|WEBSTER FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|183
WBS|WEBSTER FINL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3997
WBS|WEBSTER FINL CORP|SWIM|TD Ameritrade, Inc.|2074
WBS|WEBSTER FINL CORP|SWST|Hilltop Securities Inc.|85
WBS|WEBSTER FINL CORP|TKNG|ALLY INVEST SECURITIES LLC|40
WBS|WEBSTER FINL CORP|TRBT|Tradebot Systems, Inc.|55156
WBS|WEBSTER FINL CORP|TRCM|TRC MARKETS LLC|131001
WBS|WEBSTER FINL CORP|UBSA|UBS SECURITIES LLC|231197
WBS|WEBSTER FINL CORP|UBSS|UBS Securities LLC|314292
WBS|WEBSTER FINL CORP|VALX|VIRTU AMERICAS LLC|5479
WBS|WEBSTER FINL CORP|VGRD|Vanguard Marketing Corporation|1579
WBS|WEBSTER FINL CORP|WABR|Wall Street Access|26878
WBS|WEBSTER FINL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|341
WBS|WEBSTER FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|93025
WBS|WEBSTER FINL CORP|WDNX|WEEDEN & CO.L.P.|3528
WBS|WEBSTER FINL CORP|WEDB|WEDBUSH SECURITIES INC.|434
WBS|WEBSTER FINL CORP|WEED|Weeden & Co.L.P.|3116
WBS|WEBSTER FINL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|144
WBS|WEBSTER FINL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|795
WBS|WEBSTER FINL CORP|WFPB|Wells Fargo Securities, LLC.|150
WBS|WEBSTER FINL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|219
WBS|WEBSTER FINL CORP|WSEA|WOLVERINE SECURITIES, LLC|3722
WBS|WEBSTER FINL CORP|XIST|INSTINET, LLC|16654
WBS|WEBSTER FINL CORP|XPQR|Jump Trading|1000
WBS|WEBSTER FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|19400
WBS|WEBSTER FINL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1330
WBS|WEBSTER FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2877
WBS$F|WEBSTER FINL 5.25 F|BARD|Robert W. Baird & Co. Incorporated|2549
WBS$F|WEBSTER FINL 5.25 F|BATM|CBOE TRADING, INC.|192
WBS$F|WEBSTER FINL 5.25 F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|92
WBS$F|WEBSTER FINL 5.25 F|BNCH|The Benchmark Company, LLC|4317
WBS$F|WEBSTER FINL 5.25 F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
WBS$F|WEBSTER FINL 5.25 F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|579
WBS$F|WEBSTER FINL 5.25 F|DBAX|Deutsche Bank Securities Inc.|1500
WBS$F|WEBSTER FINL 5.25 F|DEAN|MORGAN STANLEY|1166
WBS$F|WEBSTER FINL 5.25 F|EBXL|EBX LLC|800
WBS$F|WEBSTER FINL 5.25 F|ECUT|CONVERGEX EXECUTION SOLUTIONS|7014
WBS$F|WEBSTER FINL 5.25 F|EGXM|CBOE TRADING, INC.|111
WBS$F|WEBSTER FINL 5.25 F|ETRS|E*Trade Securities LLC|4275
WBS$F|WEBSTER FINL 5.25 F|FINX|FINTECH SECURITIES|100
WBS$F|WEBSTER FINL 5.25 F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|476
WBS$F|WEBSTER FINL 5.25 F|GLPX|ACS EXECUTION SERVICES, LLC|200
WBS$F|WEBSTER FINL 5.25 F|GSCO|GOLDMAN SACHS & CO. LLC|1886
WBS$F|WEBSTER FINL 5.25 F|GTSZ|GTS SECURITIES LLC|392
WBS$F|WEBSTER FINL 5.25 F|HRBF|American Enterprise Investment Services Inc.|3810
WBS$F|WEBSTER FINL 5.25 F|IBKR|Interactive Brokers Llc|292
WBS$F|WEBSTER FINL 5.25 F|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|456
WBS$F|WEBSTER FINL 5.25 F|INCA|INSTINET, LLC|620
WBS$F|WEBSTER FINL 5.25 F|ITGI|ITG Inc.|398
WBS$F|WEBSTER FINL 5.25 F|JANY|Janney Montgomery Scott Inc.|8852
WBS$F|WEBSTER FINL 5.25 F|JPMX|J.P. Morgan Securities LLC|74
WBS$F|WEBSTER FINL 5.25 F|JSEB|JANE STREET EXECUTION SERVICES, LLC|288
WBS$F|WEBSTER FINL 5.25 F|KCGM|VIRTU Americas LLC|100
WBS$F|WEBSTER FINL 5.25 F|LEHM|Barclays Capital Inc./Le|600
WBS$F|WEBSTER FINL 5.25 F|LIME|Lime Brokerage LLC|789
WBS$F|WEBSTER FINL 5.25 F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
WBS$F|WEBSTER FINL 5.25 F|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8000
WBS$F|WEBSTER FINL 5.25 F|MSCO|MORGAN STANLEY & CO. LLC|2968
WBS$F|WEBSTER FINL 5.25 F|MSPL|MORGAN STANLEY & CO. LLC|400
WBS$F|WEBSTER FINL 5.25 F|NFSC|National Financial Services LLC|3702
WBS$F|WEBSTER FINL 5.25 F|NITE|VIRTU Americas LLC|25792
WBS$F|WEBSTER FINL 5.25 F|PDQM|CODA MARKETS, INC.|600
WBS$F|WEBSTER FINL 5.25 F|PWJC|UBS Financial Services, Inc.|19
WBS$F|WEBSTER FINL 5.25 F|RBCM|RBC CAPITAL MARKETS, LLC|599
WBS$F|WEBSTER FINL 5.25 F|SBSH|Citigroup Global Markets Inc.|20
WBS$F|WEBSTER FINL 5.25 F|SGMT|GOLDMAN SACHS & CO. LLC|200
WBS$F|WEBSTER FINL 5.25 F|SPDR|SPEEDROUTE LLC|2200
WBS$F|WEBSTER FINL 5.25 F|STFL|Stifel, Nicolaus & Company, Incorporated|5779
WBS$F|WEBSTER FINL 5.25 F|SWST|Hilltop Securities Inc.|15
WBS$F|WEBSTER FINL 5.25 F|UBSA|UBS SECURITIES LLC|1902
WBS$F|WEBSTER FINL 5.25 F|UBSS|UBS Securities LLC|9064
WBS$F|WEBSTER FINL 5.25 F|VGRD|Vanguard Marketing Corporation|1920
WBS$F|WEBSTER FINL 5.25 F|WCHV|WELLS FARGO SECURITIES, LLC|37142
WBT|WELBILT, INC.|ALTX|Alternet Securities Inc.|5701
WBT|WELBILT, INC.|APCC|Apex Clearing Corporation|263
WBT|WELBILT, INC.|AQUA|AQUA SECURITIES L.P.|5000
WBT|WELBILT, INC.|BANK|Primevest Financial Services, Inc.|700
WBT|WELBILT, INC.|BARD|Robert W. Baird & Co. Incorporated|9108
WBT|WELBILT, INC.|BATM|CBOE TRADING, INC.|2161
WBT|WELBILT, INC.|BAYT|BTIG, LLC|2800
WBT|WELBILT, INC.|BERN|Sanford C. Bernstein & Co., LLC|60122
WBT|WELBILT, INC.|BIDS|BIDS TRADING L.P.|300
WBT|WELBILT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10427
WBT|WELBILT, INC.|BLKX|INSTINET, LLC|10300
WBT|WELBILT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1043
WBT|WELBILT, INC.|BYXM|CBOE TRADING, INC.|700
WBT|WELBILT, INC.|BZYD|GOLDMAN SACHS & CO. LLC|3201
WBT|WELBILT, INC.|CANT|Cantor Fitzgerald & Co.|274
WBT|WELBILT, INC.|CHAS|Charles Schwab & Co., Inc.|3452
WBT|WELBILT, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|50000
WBT|WELBILT, INC.|CIST|Capital Institutional Services, Inc.|1750
WBT|WELBILT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167636
WBT|WELBILT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2550
WBT|WELBILT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|559299
WBT|WELBILT, INC.|CTDL|Citadel Derivatives Group Llc|1894
WBT|WELBILT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|39672
WBT|WELBILT, INC.|DAVA|Davenport & Company LLC|22
WBT|WELBILT, INC.|DBAB|Deutsche Bank Securities Inc.|200385
WBT|WELBILT, INC.|DBAX|Deutsche Bank Securities Inc.|501600
WBT|WELBILT, INC.|DBUL|Deutsche Bank Securities Inc.|600
WBT|WELBILT, INC.|DEAN|MORGAN STANLEY|10264
WBT|WELBILT, INC.|DEGS|RONIN PROFESSIONAL LLC|62
WBT|WELBILT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
WBT|WELBILT, INC.|EBXL|EBX LLC|184000
WBT|WELBILT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|131800
WBT|WELBILT, INC.|EDJO|Edward D. Jones & Co., L.P.|5522
WBT|WELBILT, INC.|EGAM|CBOE TRADING, INC.|8391
WBT|WELBILT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|800
WBT|WELBILT, INC.|EGXM|CBOE TRADING, INC.|1459
WBT|WELBILT, INC.|EGXW|CBOE TRADING, INC.|900
WBT|WELBILT, INC.|ETBE|Electronic Transaction Clearing, Inc.|9757
WBT|WELBILT, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
WBT|WELBILT, INC.|ETCC|Electronic Transaction Clearing, Inc.|873
WBT|WELBILT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5729
WBT|WELBILT, INC.|ETRS|E*Trade Securities LLC|18516
WBT|WELBILT, INC.|FMAF|NBCN Inc./ CDS|200
WBT|WELBILT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1372
WBT|WELBILT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105244
WBT|WELBILT, INC.|FTBR|Foliofn Investments, Inc.|541
WBT|WELBILT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
WBT|WELBILT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|56502
WBT|WELBILT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|677561
WBT|WELBILT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|8920
WBT|WELBILT, INC.|GTSZ|GTS SECURITIES LLC|49938
WBT|WELBILT, INC.|HPPX|POTAMUS TRADING, LLC|1612
WBT|WELBILT, INC.|HRBF|American Enterprise Investment Services Inc.|59472
WBT|WELBILT, INC.|HSBC|HSBC Securities, Inc.|43211
WBT|WELBILT, INC.|IATS|INTERACTIVE BROKERS LLC|2580
WBT|WELBILT, INC.|IBKR|Interactive Brokers Llc|5303
WBT|WELBILT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|38
WBT|WELBILT, INC.|ICBX|INSTINET, LLC|101561
WBT|WELBILT, INC.|INCA|INSTINET, LLC|183114
WBT|WELBILT, INC.|INJX|INSTINET, LLC|19243
WBT|WELBILT, INC.|ITGI|ITG Inc.|31890
WBT|WELBILT, INC.|ITGP|ITG INC.|747400
WBT|WELBILT, INC.|JANY|Janney Montgomery Scott Inc.|560
WBT|WELBILT, INC.|JEFF|JEFFERIES LLC|567227
WBT|WELBILT, INC.|JMPT|JUMP TRADING, LLC|94827
WBT|WELBILT, INC.|JONE|JonesTrading|909186
WBT|WELBILT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|59444
WBT|WELBILT, INC.|JPMX|J.P. Morgan Securities LLC|792978
WBT|WELBILT, INC.|JSJX|JANE STREET CAPITAL LLC|4701
WBT|WELBILT, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|2000
WBT|WELBILT, INC.|KCGM|VIRTU Americas LLC|56679
WBT|WELBILT, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|230189
WBT|WELBILT, INC.|LEHM|Barclays Capital Inc./Le|616326
WBT|WELBILT, INC.|LIME|Lime Brokerage LLC|31399
WBT|WELBILT, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|128878
WBT|WELBILT, INC.|LQNA|LIQUIDNET, INC.|264600
WBT|WELBILT, INC.|LSCI|Lek Securities Corporation|67
WBT|WELBILT, INC.|LVMR|LIVERMORE TRADING GROUP, INC.|13698
WBT|WELBILT, INC.|MAXM|Maxim Group LLC|32682
WBT|WELBILT, INC.|MCMF|Raymond James Ltd. Cds|1013
WBT|WELBILT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|181116
WBT|WELBILT, INC.|MSCO|MORGAN STANLEY & CO. LLC|1307208
WBT|WELBILT, INC.|MSPL|MORGAN STANLEY & CO. LLC|536600
WBT|WELBILT, INC.|MSTX|MORGAN STANLEY & CO. LLC|197000
WBT|WELBILT, INC.|NFSC|National Financial Services LLC|49906
WBT|WELBILT, INC.|NITE|VIRTU Americas LLC|205020
WBT|WELBILT, INC.|NITP|VIRTU Americas LLC|880
WBT|WELBILT, INC.|NQRB|Brut, LLC|8595
WBT|WELBILT, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|15807
WBT|WELBILT, INC.|OPCO|Oppenheimer & Co. Inc.|21644
WBT|WELBILT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
WBT|WELBILT, INC.|PDQM|CODA MARKETS, INC.|20193
WBT|WELBILT, INC.|PREC|PRECISION SECURITIES, LLC|200
WBT|WELBILT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|18315
WBT|WELBILT, INC.|SAGL|SAGETRADER, LLC|3937
WBT|WELBILT, INC.|SALI|INTL FCSTONE FINANCIAL INC.|36
WBT|WELBILT, INC.|SBSH|Citigroup Global Markets Inc.|45616
WBT|WELBILT, INC.|SEIC|SEI Investments Distribution Co.|400
WBT|WELBILT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|151722
WBT|WELBILT, INC.|SPDR|SPEEDROUTE LLC|4780
WBT|WELBILT, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|48244
WBT|WELBILT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|51467
WBT|WELBILT, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4428
WBT|WELBILT, INC.|SWIM|TD Ameritrade, Inc.|2134
WBT|WELBILT, INC.|SWST|Hilltop Securities Inc.|1083
WBT|WELBILT, INC.|TAGC|TELSEY ADVISORY GROUP LLC|3500
WBT|WELBILT, INC.|TKNG|ALLY INVEST SECURITIES LLC|250
WBT|WELBILT, INC.|TRBT|Tradebot Systems, Inc.|186644
WBT|WELBILT, INC.|TRCM|TRC MARKETS LLC|54706
WBT|WELBILT, INC.|TWTT|TASTYWORKS, INC.|150
WBT|WELBILT, INC.|UBSA|UBS SECURITIES LLC|802531
WBT|WELBILT, INC.|UBSS|UBS Securities LLC|869884
WBT|WELBILT, INC.|VALX|VIRTU AMERICAS LLC|7472
WBT|WELBILT, INC.|VGRD|Vanguard Marketing Corporation|14617
WBT|WELBILT, INC.|VNDS|VANDHAM SECURITIES CORP|1101
WBT|WELBILT, INC.|WABR|Wall Street Access|67251
WBT|WELBILT, INC.|WBLR|WILLIAM BLAIR|378
WBT|WELBILT, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|4682
WBT|WELBILT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|200682
WBT|WELBILT, INC.|WEED|Weeden & Co.L.P.|462474
WBT|WELBILT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1850
WBT|WELBILT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3034
WBT|WELBILT, INC.|WGIF|CIBC World Markets Inc.|1203
WBT|WELBILT, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2
WBT|WELBILT, INC.|WOLF|Wolfe Trahan Securities|29060
WBT|WELBILT, INC.|WSEA|WOLVERINE SECURITIES, LLC|3539
WBT|WELBILT, INC.|XIST|INSTINET, LLC|100600
WBT|WELBILT, INC.|XPQR|Jump Trading|1400
WBT|WELBILT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|27872
WBT|WELBILT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|428
WBT|WELBILT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8266
WCC|WESCO INTL INC|ABLE|NATIXIS Securities Americas LLC|82000
WCC|WESCO INTL INC|ALTX|Alternet Securities Inc.|4504
WCC|WESCO INTL INC|APCC|Apex Clearing Corporation|137
WCC|WESCO INTL INC|BARD|Robert W. Baird & Co. Incorporated|1323
WCC|WESCO INTL INC|BATM|CBOE TRADING, INC.|8014
WCC|WESCO INTL INC|BBNT|BB&T SECURITIES, LLC|521
WCC|WESCO INTL INC|BERN|Sanford C. Bernstein & Co., LLC|15880
WCC|WESCO INTL INC|BIDS|BIDS TRADING L.P.|36247
WCC|WESCO INTL INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|560
WCC|WESCO INTL INC|BLKX|INSTINET, LLC|182200
WCC|WESCO INTL INC|BNPX|BNP PARIBAS SECURITIES CORP.|349
WCC|WESCO INTL INC|BYXM|CBOE TRADING, INC.|1296
WCC|WESCO INTL INC|BZYD|GOLDMAN SACHS & CO. LLC|605
WCC|WESCO INTL INC|CHAS|Charles Schwab & Co., Inc.|26
WCC|WESCO INTL INC|CIBP|CIBC World Markets Corp.|70000
WCC|WESCO INTL INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68590
WCC|WESCO INTL INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3071
WCC|WESCO INTL INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|40
WCC|WESCO INTL INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|241291
WCC|WESCO INTL INC|CTDL|Citadel Derivatives Group Llc|811
WCC|WESCO INTL INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|54216
WCC|WESCO INTL INC|DADA|D.A. Davidson & Co.|424
WCC|WESCO INTL INC|DBAB|Deutsche Bank Securities Inc.|31093
WCC|WESCO INTL INC|DBAX|Deutsche Bank Securities Inc.|181200
WCC|WESCO INTL INC|DBUL|Deutsche Bank Securities Inc.|400
WCC|WESCO INTL INC|DEAN|MORGAN STANLEY|7420
WCC|WESCO INTL INC|DEGS|RONIN PROFESSIONAL LLC|200
WCC|WESCO INTL INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
WCC|WESCO INTL INC|EBXL|EBX LLC|112500
WCC|WESCO INTL INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|538
WCC|WESCO INTL INC|EDJO|Edward D. Jones & Co., L.P.|277
WCC|WESCO INTL INC|EGAM|CBOE TRADING, INC.|22517
WCC|WESCO INTL INC|EGAW|CBOE TRADING, INC.|71
WCC|WESCO INTL INC|EGMT|EG MARKET TECHNOLOGIES LLC|660
WCC|WESCO INTL INC|EGXM|CBOE TRADING, INC.|3542
WCC|WESCO INTL INC|EGXW|CBOE TRADING, INC.|84
WCC|WESCO INTL INC|ETBE|Electronic Transaction Clearing, Inc.|400
WCC|WESCO INTL INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|34
WCC|WESCO INTL INC|ETCC|Electronic Transaction Clearing, Inc.|120
WCC|WESCO INTL INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12395
WCC|WESCO INTL INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|342
WCC|WESCO INTL INC|ETRS|E*Trade Securities LLC|2558
WCC|WESCO INTL INC|FMAF|NBCN Inc./ CDS|8500
WCC|WESCO INTL INC|FQLS|Quantlab Securities LP|123028
WCC|WESCO INTL INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19626
WCC|WESCO INTL INC|FTBR|Foliofn Investments, Inc.|285
WCC|WESCO INTL INC|GLPX|ACS EXECUTION SERVICES, LLC|4822
WCC|WESCO INTL INC|GSCO|GOLDMAN SACHS & CO. LLC|389078
WCC|WESCO INTL INC|GSCS|GOLDMAN SACHS & CO. LLC|1100
WCC|WESCO INTL INC|GSLT|GOLDMAN SACHS & CO. LLC|3753
WCC|WESCO INTL INC|GTSZ|GTS SECURITIES LLC|14988
WCC|WESCO INTL INC|HPPX|POTAMUS TRADING, LLC|1057
WCC|WESCO INTL INC|HRBF|American Enterprise Investment Services Inc.|346
WCC|WESCO INTL INC|HSBC|HSBC Securities, Inc.|8226
WCC|WESCO INTL INC|IATS|INTERACTIVE BROKERS LLC|796
WCC|WESCO INTL INC|IBKR|Interactive Brokers Llc|2052
WCC|WESCO INTL INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4391
WCC|WESCO INTL INC|ICBX|INSTINET, LLC|27401
WCC|WESCO INTL INC|INCA|INSTINET, LLC|89271
WCC|WESCO INTL INC|INJX|INSTINET, LLC|18716
WCC|WESCO INTL INC|ITGI|ITG Inc.|30398
WCC|WESCO INTL INC|ITGP|ITG INC.|149800
WCC|WESCO INTL INC|JANY|Janney Montgomery Scott Inc.|726
WCC|WESCO INTL INC|JEFF|JEFFERIES LLC|120738
WCC|WESCO INTL INC|JMPT|JUMP TRADING, LLC|18857
WCC|WESCO INTL INC|JPBX|J.P. MORGAN SECURITIES LLC|37463
WCC|WESCO INTL INC|JPMX|J.P. Morgan Securities LLC|390507
WCC|WESCO INTL INC|JSJX|JANE STREET CAPITAL LLC|5747
WCC|WESCO INTL INC|KCGM|VIRTU Americas LLC|34437
WCC|WESCO INTL INC|LEHM|Barclays Capital Inc./Le|461584
WCC|WESCO INTL INC|LIME|Lime Brokerage LLC|6869
WCC|WESCO INTL INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|434600
WCC|WESCO INTL INC|LOOP|Loop Capital Markets LLC|2983
WCC|WESCO INTL INC|LQNA|LIQUIDNET, INC.|48600
WCC|WESCO INTL INC|LSCI|Lek Securities Corporation|7
WCC|WESCO INTL INC|MCMF|Raymond James Ltd. Cds|100
WCC|WESCO INTL INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|461288
WCC|WESCO INTL INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1918
WCC|WESCO INTL INC|MSCO|MORGAN STANLEY & CO. LLC|1694446
WCC|WESCO INTL INC|MSPL|MORGAN STANLEY & CO. LLC|270500
WCC|WESCO INTL INC|MSTX|MORGAN STANLEY & CO. LLC|58300
WCC|WESCO INTL INC|NEUB|NEUBERGER BERMAN BD LLC|34
WCC|WESCO INTL INC|NFSC|National Financial Services LLC|37123
WCC|WESCO INTL INC|NITE|VIRTU Americas LLC|99389
WCC|WESCO INTL INC|NITP|VIRTU Americas LLC|600
WCC|WESCO INTL INC|NQRB|Brut, LLC|5150
WCC|WESCO INTL INC|OHOS|TWO SIGMA SECURITIES, LLC|19077
WCC|WESCO INTL INC|ONEL|O'NEIL SECURITIES, INCORPORATED|200
WCC|WESCO INTL INC|OPCO|Oppenheimer & Co. Inc.|1557
WCC|WESCO INTL INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1990
WCC|WESCO INTL INC|PDQM|CODA MARKETS, INC.|90498
WCC|WESCO INTL INC|PREC|PRECISION SECURITIES, LLC|100
WCC|WESCO INTL INC|PWJC|UBS Financial Services, Inc.|1497
WCC|WESCO INTL INC|QMSR|QUATTRO M SECURITIES INC.|500
WCC|WESCO INTL INC|RBCM|RBC CAPITAL MARKETS, LLC|305
WCC|WESCO INTL INC|RHCO|Suntrust Robinson Humphrey, Inc.|11493
WCC|WESCO INTL INC|SAGL|SAGETRADER, LLC|100
WCC|WESCO INTL INC|SAGW|SAGETRADER, LLC|133
WCC|WESCO INTL INC|SBSH|Citigroup Global Markets Inc.|138703
WCC|WESCO INTL INC|SGMT|GOLDMAN SACHS & CO. LLC|104048
WCC|WESCO INTL INC|SPDR|SPEEDROUTE LLC|34370
WCC|WESCO INTL INC|SPHN|Stephens Inc.|3484
WCC|WESCO INTL INC|STFL|Stifel, Nicolaus & Company, Incorporated|198
WCC|WESCO INTL INC|SWIM|TD Ameritrade, Inc.|211
WCC|WESCO INTL INC|SWST|Hilltop Securities Inc.|50
WCC|WESCO INTL INC|TRBT|Tradebot Systems, Inc.|5214
WCC|WESCO INTL INC|TRCM|TRC MARKETS LLC|34306
WCC|WESCO INTL INC|UBSA|UBS SECURITIES LLC|376051
WCC|WESCO INTL INC|UBSS|UBS Securities LLC|284152
WCC|WESCO INTL INC|VALX|VIRTU AMERICAS LLC|7124
WCC|WESCO INTL INC|VGRD|Vanguard Marketing Corporation|385
WCC|WESCO INTL INC|WBLR|WILLIAM BLAIR|183
WCC|WESCO INTL INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2188
WCC|WESCO INTL INC|WCHV|WELLS FARGO SECURITIES, LLC|26117
WCC|WESCO INTL INC|WDNX|WEEDEN & CO.L.P.|936
WCC|WESCO INTL INC|WEDB|WEDBUSH SECURITIES INC.|480
WCC|WESCO INTL INC|WEED|Weeden & Co.L.P.|67362
WCC|WESCO INTL INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|41
WCC|WESCO INTL INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1751
WCC|WESCO INTL INC|WFPB|Wells Fargo Securities, LLC.|333
WCC|WESCO INTL INC|WSAG|WALL STREET ACCESS|109
WCC|WESCO INTL INC|WSEA|WOLVERINE SECURITIES, LLC|2846
WCC|WESCO INTL INC|XIST|INSTINET, LLC|17016
WCC|WESCO INTL INC|XPQR|Jump Trading|429
WCC|WESCO INTL INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5658
WCC|WESCO INTL INC|YKNA|COMHAR CAPITAL MARKETS, LLC|23
WCC|WESCO INTL INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|453
WCFB|WCF BANCORP, INC. CM|BATM|CBOE TRADING, INC.|100
WCFB|WCF BANCORP, INC. CM|DBAB|Deutsche Bank Securities Inc.|14
WCFB|WCF BANCORP, INC. CM|EGAM|CBOE TRADING, INC.|300
WCFB|WCF BANCORP, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|187
WCFB|WCF BANCORP, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|5392
WCFB|WCF BANCORP, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9
WCFB|WCF BANCORP, INC. CM|IBKR|Interactive Brokers Llc|11126
WCFB|WCF BANCORP, INC. CM|INCA|INSTINET, LLC|541
WCFB|WCF BANCORP, INC. CM|LEHM|Barclays Capital Inc./Le|7
WCFB|WCF BANCORP, INC. CM|LIME|Lime Brokerage LLC|1887
WCFB|WCF BANCORP, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|2354
WCFB|WCF BANCORP, INC. CM|NFSC|National Financial Services LLC|3181
WCFB|WCF BANCORP, INC. CM|NITE|VIRTU Americas LLC|6261
WCFB|WCF BANCORP, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|2062
WCFB|WCF BANCORP, INC. CM|SWIM|TD Ameritrade, Inc.|3560
WCFB|WCF BANCORP, INC. CM|TRCM|TRC MARKETS LLC|56
WCFB|WCF BANCORP, INC. CM|UBSA|UBS SECURITIES LLC|358
WCFB|WCF BANCORP, INC. CM|UBSS|UBS Securities LLC|2065
WCFB|WCF BANCORP, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|11983
WCFB|WCF BANCORP, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|52
WCG|WELLCARE HEALTHPLANS|ABLE|NATIXIS Securities Americas LLC|52600
WCG|WELLCARE HEALTHPLANS|ALTX|Alternet Securities Inc.|800
WCG|WELLCARE HEALTHPLANS|APCC|Apex Clearing Corporation|127
WCG|WELLCARE HEALTHPLANS|AQUA|AQUA SECURITIES L.P.|12900
WCG|WELLCARE HEALTHPLANS|BANK|Primevest Financial Services, Inc.|10
WCG|WELLCARE HEALTHPLANS|BARD|Robert W. Baird & Co. Incorporated|31
WCG|WELLCARE HEALTHPLANS|BATM|CBOE TRADING, INC.|4512
WCG|WELLCARE HEALTHPLANS|BAYC|BAY CREST PARTNERS, LLC|82
WCG|WELLCARE HEALTHPLANS|BBNT|BB&T SECURITIES, LLC|42
WCG|WELLCARE HEALTHPLANS|BERN|Sanford C. Bernstein & Co., LLC|4067
WCG|WELLCARE HEALTHPLANS|BKCM|BNY Mellon Capital Markets LLC|11026
WCG|WELLCARE HEALTHPLANS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3124
WCG|WELLCARE HEALTHPLANS|BLKX|INSTINET, LLC|8900
WCG|WELLCARE HEALTHPLANS|BNPX|BNP PARIBAS SECURITIES CORP.|14444
WCG|WELLCARE HEALTHPLANS|BRVL|BLAYLOCK VAN, LLC|1500
WCG|WELLCARE HEALTHPLANS|BTIG|BTIG, LLC|4987
WCG|WELLCARE HEALTHPLANS|BYXM|CBOE TRADING, INC.|612
WCG|WELLCARE HEALTHPLANS|BZYD|GOLDMAN SACHS & CO. LLC|101
WCG|WELLCARE HEALTHPLANS|CANT|Cantor Fitzgerald & Co.|559
WCG|WELLCARE HEALTHPLANS|CHAS|Charles Schwab & Co., Inc.|38
WCG|WELLCARE HEALTHPLANS|CIBP|CIBC World Markets Corp.|52000
WCG|WELLCARE HEALTHPLANS|CIST|Capital Institutional Services, Inc.|59
WCG|WELLCARE HEALTHPLANS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|12760
WCG|WELLCARE HEALTHPLANS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|205516
WCG|WELLCARE HEALTHPLANS|CTDL|Citadel Derivatives Group Llc|13893
WCG|WELLCARE HEALTHPLANS|CXCX|CITIGROUP GLOBAL MARKETS INC.|30476
WCG|WELLCARE HEALTHPLANS|DADA|D.A. Davidson & Co.|5
WCG|WELLCARE HEALTHPLANS|DBAB|Deutsche Bank Securities Inc.|22472
WCG|WELLCARE HEALTHPLANS|DBAX|Deutsche Bank Securities Inc.|114300
WCG|WELLCARE HEALTHPLANS|DBUL|Deutsche Bank Securities Inc.|1776
WCG|WELLCARE HEALTHPLANS|DEAN|MORGAN STANLEY|1369
WCG|WELLCARE HEALTHPLANS|DEGS|RONIN PROFESSIONAL LLC|200
WCG|WELLCARE HEALTHPLANS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1513
WCG|WELLCARE HEALTHPLANS|DOTC|Dougherty & Company LLC|4024
WCG|WELLCARE HEALTHPLANS|EBXL|EBX LLC|50500
WCG|WELLCARE HEALTHPLANS|ECUT|CONVERGEX EXECUTION SOLUTIONS|4816
WCG|WELLCARE HEALTHPLANS|EDJO|Edward D. Jones & Co., L.P.|137
WCG|WELLCARE HEALTHPLANS|EGAM|CBOE TRADING, INC.|2981
WCG|WELLCARE HEALTHPLANS|EGAW|CBOE TRADING, INC.|25
WCG|WELLCARE HEALTHPLANS|EGMT|EG MARKET TECHNOLOGIES LLC|2000
WCG|WELLCARE HEALTHPLANS|EGXM|CBOE TRADING, INC.|511
WCG|WELLCARE HEALTHPLANS|ETBE|Electronic Transaction Clearing, Inc.|1086
WCG|WELLCARE HEALTHPLANS|ETCC|Electronic Transaction Clearing, Inc.|300
WCG|WELLCARE HEALTHPLANS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22888
WCG|WELLCARE HEALTHPLANS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|25
WCG|WELLCARE HEALTHPLANS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|110
WCG|WELLCARE HEALTHPLANS|ETRS|E*Trade Securities LLC|3586
WCG|WELLCARE HEALTHPLANS|FILL|Tradestation Securities, Inc.|495
WCG|WELLCARE HEALTHPLANS|FMAF|NBCN Inc./ CDS|104
WCG|WELLCARE HEALTHPLANS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1982
WCG|WELLCARE HEALTHPLANS|FQLS|Quantlab Securities LP|70466
WCG|WELLCARE HEALTHPLANS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34049
WCG|WELLCARE HEALTHPLANS|FTBR|Foliofn Investments, Inc.|1894
WCG|WELLCARE HEALTHPLANS|GEBB|GLOBAL EXECUTION BROKERS, LP|600
WCG|WELLCARE HEALTHPLANS|GLIS|TD Securities Inc|3
WCG|WELLCARE HEALTHPLANS|GLPX|ACS EXECUTION SERVICES, LLC|23868
WCG|WELLCARE HEALTHPLANS|GSCO|GOLDMAN SACHS & CO. LLC|369754
WCG|WELLCARE HEALTHPLANS|GSCS|GOLDMAN SACHS & CO. LLC|1135
WCG|WELLCARE HEALTHPLANS|GSLT|GOLDMAN SACHS & CO. LLC|623
WCG|WELLCARE HEALTHPLANS|GTSZ|GTS SECURITIES LLC|51141
WCG|WELLCARE HEALTHPLANS|HAPX|HAP Trading, LLC|347
WCG|WELLCARE HEALTHPLANS|HRBF|American Enterprise Investment Services Inc.|468
WCG|WELLCARE HEALTHPLANS|HSBC|HSBC Securities, Inc.|6469
WCG|WELLCARE HEALTHPLANS|IATS|INTERACTIVE BROKERS LLC|6313
WCG|WELLCARE HEALTHPLANS|IBKR|Interactive Brokers Llc|887
WCG|WELLCARE HEALTHPLANS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|769
WCG|WELLCARE HEALTHPLANS|ICBX|INSTINET, LLC|57700
WCG|WELLCARE HEALTHPLANS|IEQY|CITADEL SECURITIES LLC|22074
WCG|WELLCARE HEALTHPLANS|INCA|INSTINET, LLC|78747
WCG|WELLCARE HEALTHPLANS|INJX|INSTINET, LLC|24884
WCG|WELLCARE HEALTHPLANS|ITGI|ITG Inc.|11283
WCG|WELLCARE HEALTHPLANS|ITGP|ITG INC.|32000
WCG|WELLCARE HEALTHPLANS|JEFF|JEFFERIES LLC|55096
WCG|WELLCARE HEALTHPLANS|JMPT|JUMP TRADING, LLC|16950
WCG|WELLCARE HEALTHPLANS|JPBX|J.P. MORGAN SECURITIES LLC|19774
WCG|WELLCARE HEALTHPLANS|JPMX|J.P. Morgan Securities LLC|96621
WCG|WELLCARE HEALTHPLANS|JSJX|JANE STREET CAPITAL LLC|2515
WCG|WELLCARE HEALTHPLANS|KCGM|VIRTU Americas LLC|13869
WCG|WELLCARE HEALTHPLANS|LEER|LEERINK PARTNERS LLC|100
WCG|WELLCARE HEALTHPLANS|LEHM|Barclays Capital Inc./Le|197075
WCG|WELLCARE HEALTHPLANS|LIME|Lime Brokerage LLC|6379
WCG|WELLCARE HEALTHPLANS|LOOP|Loop Capital Markets LLC|4768
WCG|WELLCARE HEALTHPLANS|LSCI|Lek Securities Corporation|3
WCG|WELLCARE HEALTHPLANS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|47757
WCG|WELLCARE HEALTHPLANS|MOTF|MOTIF INVESTING, INC.|10
WCG|WELLCARE HEALTHPLANS|MSCO|MORGAN STANLEY & CO. LLC|741672
WCG|WELLCARE HEALTHPLANS|MSPL|MORGAN STANLEY & CO. LLC|108100
WCG|WELLCARE HEALTHPLANS|MSTX|MORGAN STANLEY & CO. LLC|23300
WCG|WELLCARE HEALTHPLANS|NEED|Needham & Company, LLC|101
WCG|WELLCARE HEALTHPLANS|NFSC|National Financial Services LLC|33213
WCG|WELLCARE HEALTHPLANS|NITE|VIRTU Americas LLC|76446
WCG|WELLCARE HEALTHPLANS|NQRB|Brut, LLC|1418
WCG|WELLCARE HEALTHPLANS|NTBF|BMO Nesbitt Burns Inc./CDS|1600
WCG|WELLCARE HEALTHPLANS|NTRC|Northern Trust Securities, Inc.|1744
WCG|WELLCARE HEALTHPLANS|OHOS|TWO SIGMA SECURITIES, LLC|1179
WCG|WELLCARE HEALTHPLANS|OPCO|Oppenheimer & Co. Inc.|44
WCG|WELLCARE HEALTHPLANS|PDQM|CODA MARKETS, INC.|65667
WCG|WELLCARE HEALTHPLANS|PIPR|Piper Jaffray & Co.|1160
WCG|WELLCARE HEALTHPLANS|PWJC|UBS Financial Services, Inc.|350
WCG|WELLCARE HEALTHPLANS|RBCM|RBC CAPITAL MARKETS, LLC|900
WCG|WELLCARE HEALTHPLANS|RGLD|Regal Securities, Inc|30
WCG|WELLCARE HEALTHPLANS|SAGL|SAGETRADER, LLC|3159
WCG|WELLCARE HEALTHPLANS|SAGW|SAGETRADER, LLC|55
WCG|WELLCARE HEALTHPLANS|SBSH|Citigroup Global Markets Inc.|32844
WCG|WELLCARE HEALTHPLANS|SGMT|GOLDMAN SACHS & CO. LLC|72344
WCG|WELLCARE HEALTHPLANS|SHMR|ABN Amro Clearing LLC|69
WCG|WELLCARE HEALTHPLANS|SJLS|TRADE INFORMATICS LLC|300
WCG|WELLCARE HEALTHPLANS|SPDR|SPEEDROUTE LLC|4500
WCG|WELLCARE HEALTHPLANS|SSBS|STATE STREET GLOBAL MARKETS, LLC|154
WCG|WELLCARE HEALTHPLANS|STFL|Stifel, Nicolaus & Company, Incorporated|46397
WCG|WELLCARE HEALTHPLANS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2029
WCG|WELLCARE HEALTHPLANS|SWIM|TD Ameritrade, Inc.|1936
WCG|WELLCARE HEALTHPLANS|SWST|Hilltop Securities Inc.|808
WCG|WELLCARE HEALTHPLANS|TKNG|ALLY INVEST SECURITIES LLC|79
WCG|WELLCARE HEALTHPLANS|TMBR|Timber Hill LLC|15
WCG|WELLCARE HEALTHPLANS|TRBT|Tradebot Systems, Inc.|52689
WCG|WELLCARE HEALTHPLANS|TRCM|TRC MARKETS LLC|6578
WCG|WELLCARE HEALTHPLANS|UBSA|UBS SECURITIES LLC|202552
WCG|WELLCARE HEALTHPLANS|UBSS|UBS Securities LLC|284709
WCG|WELLCARE HEALTHPLANS|VALX|VIRTU AMERICAS LLC|5966
WCG|WELLCARE HEALTHPLANS|VGRD|Vanguard Marketing Corporation|1591
WCG|WELLCARE HEALTHPLANS|WBPX|SUMMIT SECURITIES GROUP, LLC|305
WCG|WELLCARE HEALTHPLANS|WCHV|WELLS FARGO SECURITIES, LLC|14104
WCG|WELLCARE HEALTHPLANS|WEED|Weeden & Co.L.P.|59738
WCG|WELLCARE HEALTHPLANS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1655
WCG|WELLCARE HEALTHPLANS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3047
WCG|WELLCARE HEALTHPLANS|WGIF|CIBC World Markets Inc.|44
WCG|WELLCARE HEALTHPLANS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|31
WCG|WELLCARE HEALTHPLANS|WSEA|WOLVERINE SECURITIES, LLC|632
WCG|WELLCARE HEALTHPLANS|XIST|INSTINET, LLC|56486
WCG|WELLCARE HEALTHPLANS|XPQR|Jump Trading|200
WCG|WELLCARE HEALTHPLANS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1810
WCG|WELLCARE HEALTHPLANS|YKNA|COMHAR CAPITAL MARKETS, LLC|10572
WCG|WELLCARE HEALTHPLANS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5926
WCHN|WISDOMTREE ICBCCS S&|APCC|Apex Clearing Corporation|1
WCHN|WISDOMTREE ICBCCS S&|CHAS|Charles Schwab & Co., Inc.|31525
WCHN|WISDOMTREE ICBCCS S&|DBAX|Deutsche Bank Securities Inc.|200
WCHN|WISDOMTREE ICBCCS S&|DEAN|MORGAN STANLEY|176
WCHN|WISDOMTREE ICBCCS S&|EBXL|EBX LLC|100
WCHN|WISDOMTREE ICBCCS S&|EGXM|CBOE TRADING, INC.|20
WCHN|WISDOMTREE ICBCCS S&|ETRS|E*Trade Securities LLC|5197
WCHN|WISDOMTREE ICBCCS S&|FTBR|Foliofn Investments, Inc.|31
WCHN|WISDOMTREE ICBCCS S&|GSLT|GOLDMAN SACHS & CO. LLC|791
WCHN|WISDOMTREE ICBCCS S&|HRBF|American Enterprise Investment Services Inc.|300
WCHN|WISDOMTREE ICBCCS S&|IBKR|Interactive Brokers Llc|1318
WCHN|WISDOMTREE ICBCCS S&|ITGI|ITG Inc.|3600
WCHN|WISDOMTREE ICBCCS S&|JSEB|JANE STREET EXECUTION SERVICES, LLC|31525
WCHN|WISDOMTREE ICBCCS S&|JSJX|JANE STREET CAPITAL LLC|21155
WCHN|WISDOMTREE ICBCCS S&|KCGM|VIRTU Americas LLC|100
WCHN|WISDOMTREE ICBCCS S&|LEHM|Barclays Capital Inc./Le|400
WCHN|WISDOMTREE ICBCCS S&|LIME|Lime Brokerage LLC|2153
WCHN|WISDOMTREE ICBCCS S&|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
WCHN|WISDOMTREE ICBCCS S&|MSCO|MORGAN STANLEY & CO. LLC|19727
WCHN|WISDOMTREE ICBCCS S&|MSPL|MORGAN STANLEY & CO. LLC|300
WCHN|WISDOMTREE ICBCCS S&|NFSC|National Financial Services LLC|7217
WCHN|WISDOMTREE ICBCCS S&|NITE|VIRTU Americas LLC|7199
WCHN|WISDOMTREE ICBCCS S&|RBCM|RBC CAPITAL MARKETS, LLC|500
WCHN|WISDOMTREE ICBCCS S&|SBSH|Citigroup Global Markets Inc.|200
WCHN|WISDOMTREE ICBCCS S&|SWIM|TD Ameritrade, Inc.|1010
WCHN|WISDOMTREE ICBCCS S&|UBSS|UBS Securities LLC|100
WCHN|WISDOMTREE ICBCCS S&|VGRD|Vanguard Marketing Corporation|618
WCHN|WISDOMTREE ICBCCS S&|WCHV|WELLS FARGO SECURITIES, LLC|162
WCHN|WISDOMTREE ICBCCS S&|WSEA|WOLVERINE SECURITIES, LLC|10
WCHN|WISDOMTREE ICBCCS S&|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
WCN|WASTE CONNECTIONS, I|ABLE|NATIXIS Securities Americas LLC|3216
WCN|WASTE CONNECTIONS, I|ALTX|Alternet Securities Inc.|5421
WCN|WASTE CONNECTIONS, I|APCC|Apex Clearing Corporation|135
WCN|WASTE CONNECTIONS, I|BANK|Primevest Financial Services, Inc.|212
WCN|WASTE CONNECTIONS, I|BARD|Robert W. Baird & Co. Incorporated|1941
WCN|WASTE CONNECTIONS, I|BATM|CBOE TRADING, INC.|3995
WCN|WASTE CONNECTIONS, I|BAYT|BTIG, LLC|900
WCN|WASTE CONNECTIONS, I|BBNT|BB&T SECURITIES, LLC|201
WCN|WASTE CONNECTIONS, I|BERN|Sanford C. Bernstein & Co., LLC|54313
WCN|WASTE CONNECTIONS, I|BIDS|BIDS TRADING L.P.|24463
WCN|WASTE CONNECTIONS, I|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1491
WCN|WASTE CONNECTIONS, I|BLKX|INSTINET, LLC|30400
WCN|WASTE CONNECTIONS, I|BMOC|BMO Capital Markets Corp.|1577
WCN|WASTE CONNECTIONS, I|BNPX|BNP PARIBAS SECURITIES CORP.|10969
WCN|WASTE CONNECTIONS, I|BTIG|BTIG, LLC|16495
WCN|WASTE CONNECTIONS, I|BYXM|CBOE TRADING, INC.|748
WCN|WASTE CONNECTIONS, I|BZYD|GOLDMAN SACHS & CO. LLC|1586
WCN|WASTE CONNECTIONS, I|CANT|Cantor Fitzgerald & Co.|52
WCN|WASTE CONNECTIONS, I|CBLC|CITIGROUP GLOBAL MARKETS INC.|12800
WCN|WASTE CONNECTIONS, I|CHAS|Charles Schwab & Co., Inc.|2735
WCN|WASTE CONNECTIONS, I|CICF|Canaccord Genuity Corp.|53
WCN|WASTE CONNECTIONS, I|CIOI|CITIGROUP GLOBAL MARKETS INC|20000
WCN|WASTE CONNECTIONS, I|CIST|Capital Institutional Services, Inc.|4705
WCN|WASTE CONNECTIONS, I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|78665
WCN|WASTE CONNECTIONS, I|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1109
WCN|WASTE CONNECTIONS, I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|214644
WCN|WASTE CONNECTIONS, I|CTDL|Citadel Derivatives Group Llc|2706
WCN|WASTE CONNECTIONS, I|CTLR|CUTLER GROUP, LP|226
WCN|WASTE CONNECTIONS, I|CXCX|CITIGROUP GLOBAL MARKETS INC.|40398
WCN|WASTE CONNECTIONS, I|DBAB|Deutsche Bank Securities Inc.|103846
WCN|WASTE CONNECTIONS, I|DBAX|Deutsche Bank Securities Inc.|204500
WCN|WASTE CONNECTIONS, I|DCHF|Dart Executions, LLC|902
WCN|WASTE CONNECTIONS, I|DEAN|MORGAN STANLEY|2966
WCN|WASTE CONNECTIONS, I|DEGS|RONIN PROFESSIONAL LLC|900
WCN|WASTE CONNECTIONS, I|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1774
WCN|WASTE CONNECTIONS, I|EBXL|EBX LLC|296600
WCN|WASTE CONNECTIONS, I|ECUT|CONVERGEX EXECUTION SOLUTIONS|59780
WCN|WASTE CONNECTIONS, I|EDJO|Edward D. Jones & Co., L.P.|1163
WCN|WASTE CONNECTIONS, I|EGAM|CBOE TRADING, INC.|15581
WCN|WASTE CONNECTIONS, I|EGAW|CBOE TRADING, INC.|85
WCN|WASTE CONNECTIONS, I|EGMT|EG MARKET TECHNOLOGIES LLC|207
WCN|WASTE CONNECTIONS, I|EGXM|CBOE TRADING, INC.|1237
WCN|WASTE CONNECTIONS, I|ETBE|Electronic Transaction Clearing, Inc.|10923
WCN|WASTE CONNECTIONS, I|ETCB|ETC BROKERAGE SERVICES, LLC|28
WCN|WASTE CONNECTIONS, I|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8491
WCN|WASTE CONNECTIONS, I|ETRS|E*Trade Securities LLC|9568
WCN|WASTE CONNECTIONS, I|FBSB|U.S. Bancorp Investments, Inc.|53
WCN|WASTE CONNECTIONS, I|FILL|Tradestation Securities, Inc.|320
WCN|WASTE CONNECTIONS, I|FMAF|NBCN Inc./ CDS|398
WCN|WASTE CONNECTIONS, I|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3419
WCN|WASTE CONNECTIONS, I|FQLS|Quantlab Securities LP|139103
WCN|WASTE CONNECTIONS, I|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|141443
WCN|WASTE CONNECTIONS, I|FTBR|Foliofn Investments, Inc.|1101
WCN|WASTE CONNECTIONS, I|GEBB|GLOBAL EXECUTION BROKERS, LP|220
WCN|WASTE CONNECTIONS, I|GLIS|TD Securities Inc|793
WCN|WASTE CONNECTIONS, I|GLPX|ACS EXECUTION SERVICES, LLC|39385
WCN|WASTE CONNECTIONS, I|GSCO|GOLDMAN SACHS & CO. LLC|1769474
WCN|WASTE CONNECTIONS, I|GSCS|GOLDMAN SACHS & CO. LLC|200
WCN|WASTE CONNECTIONS, I|GSLT|GOLDMAN SACHS & CO. LLC|2722
WCN|WASTE CONNECTIONS, I|GTSZ|GTS SECURITIES LLC|38216
WCN|WASTE CONNECTIONS, I|GUGS|Guggenheim Securities, LLC|63
WCN|WASTE CONNECTIONS, I|HPPX|POTAMUS TRADING, LLC|669
WCN|WASTE CONNECTIONS, I|HRBF|American Enterprise Investment Services Inc.|6163
WCN|WASTE CONNECTIONS, I|HSBC|HSBC Securities, Inc.|544
WCN|WASTE CONNECTIONS, I|IATS|INTERACTIVE BROKERS LLC|2205
WCN|WASTE CONNECTIONS, I|IBKR|Interactive Brokers Llc|6130
WCN|WASTE CONNECTIONS, I|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|585
WCN|WASTE CONNECTIONS, I|ICBX|INSTINET, LLC|89690
WCN|WASTE CONNECTIONS, I|INCA|INSTINET, LLC|174162
WCN|WASTE CONNECTIONS, I|INJX|INSTINET, LLC|19690
WCN|WASTE CONNECTIONS, I|ITGI|ITG Inc.|239659
WCN|WASTE CONNECTIONS, I|ITGP|ITG INC.|298400
WCN|WASTE CONNECTIONS, I|JANY|Janney Montgomery Scott Inc.|745
WCN|WASTE CONNECTIONS, I|JEFF|JEFFERIES LLC|130092
WCN|WASTE CONNECTIONS, I|JMPT|JUMP TRADING, LLC|31067
WCN|WASTE CONNECTIONS, I|JPBX|J.P. MORGAN SECURITIES LLC|30534
WCN|WASTE CONNECTIONS, I|JPMX|J.P. Morgan Securities LLC|484237
WCN|WASTE CONNECTIONS, I|JSJX|JANE STREET CAPITAL LLC|6049
WCN|WASTE CONNECTIONS, I|KCGM|VIRTU Americas LLC|60445
WCN|WASTE CONNECTIONS, I|LEHM|Barclays Capital Inc./Le|249449
WCN|WASTE CONNECTIONS, I|LIME|Lime Brokerage LLC|23601
WCN|WASTE CONNECTIONS, I|LMNX|LUMINEX TRADING & ANALYTICS LLC|25800
WCN|WASTE CONNECTIONS, I|LQNA|LIQUIDNET, INC.|121900
WCN|WASTE CONNECTIONS, I|LSCI|Lek Securities Corporation|6
WCN|WASTE CONNECTIONS, I|MACQ|Macquarie Capital (USA) Inc.|3300
WCN|WASTE CONNECTIONS, I|MCMF|Raymond James Ltd. Cds|340
WCN|WASTE CONNECTIONS, I|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|80495
WCN|WASTE CONNECTIONS, I|MOTF|MOTIF INVESTING, INC.|1
WCN|WASTE CONNECTIONS, I|MSCO|MORGAN STANLEY & CO. LLC|907960
WCN|WASTE CONNECTIONS, I|MSPL|MORGAN STANLEY & CO. LLC|155600
WCN|WASTE CONNECTIONS, I|MSTX|MORGAN STANLEY & CO. LLC|40500
WCN|WASTE CONNECTIONS, I|NEUB|NEUBERGER BERMAN BD LLC|72
WCN|WASTE CONNECTIONS, I|NFSC|National Financial Services LLC|85437
WCN|WASTE CONNECTIONS, I|NITE|VIRTU Americas LLC|205357
WCN|WASTE CONNECTIONS, I|NITP|VIRTU Americas LLC|100
WCN|WASTE CONNECTIONS, I|NQRB|Brut, LLC|42934
WCN|WASTE CONNECTIONS, I|NTBF|BMO Nesbitt Burns Inc./CDS|2335
WCN|WASTE CONNECTIONS, I|NTRC|Northern Trust Securities, Inc.|8864
WCN|WASTE CONNECTIONS, I|OPCO|Oppenheimer & Co. Inc.|144
WCN|WASTE CONNECTIONS, I|PCFF|Pacific International Securities Inc./CDS|390
WCN|WASTE CONNECTIONS, I|PDQM|CODA MARKETS, INC.|65123
WCN|WASTE CONNECTIONS, I|PWJC|UBS Financial Services, Inc.|481
WCN|WASTE CONNECTIONS, I|RBCM|RBC CAPITAL MARKETS, LLC|2804
WCN|WASTE CONNECTIONS, I|SAGL|SAGETRADER, LLC|9240
WCN|WASTE CONNECTIONS, I|SAGW|SAGETRADER, LLC|700
WCN|WASTE CONNECTIONS, I|SBSH|Citigroup Global Markets Inc.|94668
WCN|WASTE CONNECTIONS, I|SGMT|GOLDMAN SACHS & CO. LLC|109514
WCN|WASTE CONNECTIONS, I|SPDR|SPEEDROUTE LLC|14089
WCN|WASTE CONNECTIONS, I|SPHN|Stephens Inc.|39
WCN|WASTE CONNECTIONS, I|STFL|Stifel, Nicolaus & Company, Incorporated|3847
WCN|WASTE CONNECTIONS, I|STKP|STOCKPILE INVESTMENTS, INC.|4
WCN|WASTE CONNECTIONS, I|STXG|Stockcross Financial Services, Inc.|1
WCN|WASTE CONNECTIONS, I|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3531
WCN|WASTE CONNECTIONS, I|SWIM|TD Ameritrade, Inc.|755
WCN|WASTE CONNECTIONS, I|SWST|Hilltop Securities Inc.|129
WCN|WASTE CONNECTIONS, I|TAGC|TELSEY ADVISORY GROUP LLC|500
WCN|WASTE CONNECTIONS, I|TKNG|ALLY INVEST SECURITIES LLC|45
WCN|WASTE CONNECTIONS, I|TMBR|Timber Hill LLC|1419
WCN|WASTE CONNECTIONS, I|TRBT|Tradebot Systems, Inc.|100670
WCN|WASTE CONNECTIONS, I|TRCM|TRC MARKETS LLC|56539
WCN|WASTE CONNECTIONS, I|UBSA|UBS SECURITIES LLC|368416
WCN|WASTE CONNECTIONS, I|UBSS|UBS Securities LLC|413708
WCN|WASTE CONNECTIONS, I|VALX|VIRTU AMERICAS LLC|23439
WCN|WASTE CONNECTIONS, I|VERT|The Vertical Trading Group, LLC|240
WCN|WASTE CONNECTIONS, I|VGRD|Vanguard Marketing Corporation|2566
WCN|WASTE CONNECTIONS, I|WABR|Wall Street Access|600
WCN|WASTE CONNECTIONS, I|WBLR|WILLIAM BLAIR|650
WCN|WASTE CONNECTIONS, I|WBPX|SUMMIT SECURITIES GROUP, LLC|1905
WCN|WASTE CONNECTIONS, I|WCHV|WELLS FARGO SECURITIES, LLC|80789
WCN|WASTE CONNECTIONS, I|WEED|Weeden & Co.L.P.|41270
WCN|WASTE CONNECTIONS, I|WEXM|WOLVERINE EXECUTION SERVICES, LLC|221
WCN|WASTE CONNECTIONS, I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6002
WCN|WASTE CONNECTIONS, I|WSAG|WALL STREET ACCESS|687
WCN|WASTE CONNECTIONS, I|WSEA|WOLVERINE SECURITIES, LLC|675
WCN|WASTE CONNECTIONS, I|XIST|INSTINET, LLC|112000
WCN|WASTE CONNECTIONS, I|XSTM|NATIONAL FINANCIAL SERVICES LLC|51102
WCN|WASTE CONNECTIONS, I|YKNA|COMHAR CAPITAL MARKETS, LLC|1212
WCN|WASTE CONNECTIONS, I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|597
WD|WALKER & DUNLOP, INC|ALTX|Alternet Securities Inc.|400
WD|WALKER & DUNLOP, INC|APCC|Apex Clearing Corporation|43
WD|WALKER & DUNLOP, INC|BATM|CBOE TRADING, INC.|16
WD|WALKER & DUNLOP, INC|BBNT|BB&T SECURITIES, LLC|10
WD|WALKER & DUNLOP, INC|BERN|Sanford C. Bernstein & Co., LLC|361
WD|WALKER & DUNLOP, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|295
WD|WALKER & DUNLOP, INC|BNPX|BNP PARIBAS SECURITIES CORP.|68407
WD|WALKER & DUNLOP, INC|BTIG|BTIG, LLC|160
WD|WALKER & DUNLOP, INC|BYXM|CBOE TRADING, INC.|100
WD|WALKER & DUNLOP, INC|CHAS|Charles Schwab & Co., Inc.|384
WD|WALKER & DUNLOP, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1795
WD|WALKER & DUNLOP, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|35
WD|WALKER & DUNLOP, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36131
WD|WALKER & DUNLOP, INC|CTDL|Citadel Derivatives Group Llc|1103
WD|WALKER & DUNLOP, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|4480
WD|WALKER & DUNLOP, INC|DBAB|Deutsche Bank Securities Inc.|82015
WD|WALKER & DUNLOP, INC|DBAX|Deutsche Bank Securities Inc.|18700
WD|WALKER & DUNLOP, INC|DBUL|Deutsche Bank Securities Inc.|100
WD|WALKER & DUNLOP, INC|DEAN|MORGAN STANLEY|3683
WD|WALKER & DUNLOP, INC|DEGS|RONIN PROFESSIONAL LLC|350
WD|WALKER & DUNLOP, INC|EBXL|EBX LLC|17800
WD|WALKER & DUNLOP, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|401
WD|WALKER & DUNLOP, INC|EDJO|Edward D. Jones & Co., L.P.|189
WD|WALKER & DUNLOP, INC|EGAM|CBOE TRADING, INC.|650
WD|WALKER & DUNLOP, INC|EGMT|EG MARKET TECHNOLOGIES LLC|88
WD|WALKER & DUNLOP, INC|EGXM|CBOE TRADING, INC.|561
WD|WALKER & DUNLOP, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6682
WD|WALKER & DUNLOP, INC|ETRS|E*Trade Securities LLC|8994
WD|WALKER & DUNLOP, INC|FBSB|U.S. Bancorp Investments, Inc.|4
WD|WALKER & DUNLOP, INC|FMAF|NBCN Inc./ CDS|100
WD|WALKER & DUNLOP, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|100
WD|WALKER & DUNLOP, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28352
WD|WALKER & DUNLOP, INC|FTBR|Foliofn Investments, Inc.|2133
WD|WALKER & DUNLOP, INC|GLIS|TD Securities Inc|100
WD|WALKER & DUNLOP, INC|GLPX|ACS EXECUTION SERVICES, LLC|4217
WD|WALKER & DUNLOP, INC|GSCO|GOLDMAN SACHS & CO. LLC|164669
WD|WALKER & DUNLOP, INC|GSCS|GOLDMAN SACHS & CO. LLC|200
WD|WALKER & DUNLOP, INC|GSLT|GOLDMAN SACHS & CO. LLC|100
WD|WALKER & DUNLOP, INC|GTSZ|GTS SECURITIES LLC|23789
WD|WALKER & DUNLOP, INC|HRBF|American Enterprise Investment Services Inc.|218
WD|WALKER & DUNLOP, INC|IATS|INTERACTIVE BROKERS LLC|443
WD|WALKER & DUNLOP, INC|IBKR|Interactive Brokers Llc|1688
WD|WALKER & DUNLOP, INC|ICBX|INSTINET, LLC|4100
WD|WALKER & DUNLOP, INC|IEQY|CITADEL SECURITIES LLC|7283
WD|WALKER & DUNLOP, INC|INCA|INSTINET, LLC|43012
WD|WALKER & DUNLOP, INC|INJX|INSTINET, LLC|399
WD|WALKER & DUNLOP, INC|ITGI|ITG Inc.|5784
WD|WALKER & DUNLOP, INC|ITGP|ITG INC.|10600
WD|WALKER & DUNLOP, INC|JEFF|JEFFERIES LLC|17985
WD|WALKER & DUNLOP, INC|JMPT|JUMP TRADING, LLC|2878
WD|WALKER & DUNLOP, INC|JPBX|J.P. MORGAN SECURITIES LLC|11758
WD|WALKER & DUNLOP, INC|JPMX|J.P. Morgan Securities LLC|57842
WD|WALKER & DUNLOP, INC|JSJX|JANE STREET CAPITAL LLC|15389
WD|WALKER & DUNLOP, INC|KCGM|VIRTU Americas LLC|6573
WD|WALKER & DUNLOP, INC|LEHM|Barclays Capital Inc./Le|88100
WD|WALKER & DUNLOP, INC|LIME|Lime Brokerage LLC|12206
WD|WALKER & DUNLOP, INC|LOOP|Loop Capital Markets LLC|100
WD|WALKER & DUNLOP, INC|LSCI|Lek Securities Corporation|23
WD|WALKER & DUNLOP, INC|MACQ|Macquarie Capital (USA) Inc.|3159
WD|WALKER & DUNLOP, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37138
WD|WALKER & DUNLOP, INC|MOTF|MOTIF INVESTING, INC.|7
WD|WALKER & DUNLOP, INC|MSCO|MORGAN STANLEY & CO. LLC|195604
WD|WALKER & DUNLOP, INC|MSPL|MORGAN STANLEY & CO. LLC|27500
WD|WALKER & DUNLOP, INC|MSTX|MORGAN STANLEY & CO. LLC|2800
WD|WALKER & DUNLOP, INC|NFSC|National Financial Services LLC|19803
WD|WALKER & DUNLOP, INC|NITE|VIRTU Americas LLC|53862
WD|WALKER & DUNLOP, INC|NQRB|Brut, LLC|312
WD|WALKER & DUNLOP, INC|NTRC|Northern Trust Securities, Inc.|848
WD|WALKER & DUNLOP, INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
WD|WALKER & DUNLOP, INC|PDQM|CODA MARKETS, INC.|5382
WD|WALKER & DUNLOP, INC|RBCM|RBC CAPITAL MARKETS, LLC|68
WD|WALKER & DUNLOP, INC|SAGL|SAGETRADER, LLC|78
WD|WALKER & DUNLOP, INC|SAGW|SAGETRADER, LLC|202
WD|WALKER & DUNLOP, INC|SBRX|MURIEL SIEBERT & CO INC|36
WD|WALKER & DUNLOP, INC|SBSH|Citigroup Global Markets Inc.|19993
WD|WALKER & DUNLOP, INC|SGMT|GOLDMAN SACHS & CO. LLC|5528
WD|WALKER & DUNLOP, INC|SPDR|SPEEDROUTE LLC|300
WD|WALKER & DUNLOP, INC|STFL|Stifel, Nicolaus & Company, Incorporated|80
WD|WALKER & DUNLOP, INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2040
WD|WALKER & DUNLOP, INC|SWIM|TD Ameritrade, Inc.|3343
WD|WALKER & DUNLOP, INC|TKNG|ALLY INVEST SECURITIES LLC|98
WD|WALKER & DUNLOP, INC|TMBR|Timber Hill LLC|15
WD|WALKER & DUNLOP, INC|TRBT|Tradebot Systems, Inc.|18932
WD|WALKER & DUNLOP, INC|TRCM|TRC MARKETS LLC|8935
WD|WALKER & DUNLOP, INC|TWTT|TASTYWORKS, INC.|100
WD|WALKER & DUNLOP, INC|UBSA|UBS SECURITIES LLC|69657
WD|WALKER & DUNLOP, INC|UBSS|UBS Securities LLC|156320
WD|WALKER & DUNLOP, INC|VALX|VIRTU AMERICAS LLC|6038
WD|WALKER & DUNLOP, INC|VGRD|Vanguard Marketing Corporation|2228
WD|WALKER & DUNLOP, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|100
WD|WALKER & DUNLOP, INC|WCHV|WELLS FARGO SECURITIES, LLC|23270
WD|WALKER & DUNLOP, INC|WEED|Weeden & Co.L.P.|1260
WD|WALKER & DUNLOP, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|147
WD|WALKER & DUNLOP, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1033
WD|WALKER & DUNLOP, INC|WGIF|CIBC World Markets Inc.|132
WD|WALKER & DUNLOP, INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|50
WD|WALKER & DUNLOP, INC|WSEA|WOLVERINE SECURITIES, LLC|687
WD|WALKER & DUNLOP, INC|XIST|INSTINET, LLC|11400
WD|WALKER & DUNLOP, INC|XPQR|Jump Trading|750
WD|WALKER & DUNLOP, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
WD|WALKER & DUNLOP, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|650
WD|WALKER & DUNLOP, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|114
WDAY|WORKDAY INC CL A|ABLE|NATIXIS Securities Americas LLC|199315
WDAY|WORKDAY INC CL A|AGIS|Aegis Capital Corp.|2320
WDAY|WORKDAY INC CL A|ALTX|Alternet Securities Inc.|22952
WDAY|WORKDAY INC CL A|ANOS|ABEL/NOSER, L.L.C.|270
WDAY|WORKDAY INC CL A|APCC|Apex Clearing Corporation|8474
WDAY|WORKDAY INC CL A|BANK|Primevest Financial Services, Inc.|23
WDAY|WORKDAY INC CL A|BARD|Robert W. Baird & Co. Incorporated|11775
WDAY|WORKDAY INC CL A|BATM|CBOE TRADING, INC.|14567
WDAY|WORKDAY INC CL A|BAYC|BAY CREST PARTNERS, LLC|27
WDAY|WORKDAY INC CL A|BAYT|BTIG, LLC|59499
WDAY|WORKDAY INC CL A|BBNT|BB&T SECURITIES, LLC|335
WDAY|WORKDAY INC CL A|BERN|Sanford C. Bernstein & Co., LLC|190804
WDAY|WORKDAY INC CL A|BIAD|SAGETRADER, LLC|32
WDAY|WORKDAY INC CL A|BIDS|BIDS TRADING L.P.|26429
WDAY|WORKDAY INC CL A|BIMI|Banca IMI Securities Corp.|568
WDAY|WORKDAY INC CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18099
WDAY|WORKDAY INC CL A|BLKX|INSTINET, LLC|23200
WDAY|WORKDAY INC CL A|BMOC|BMO Capital Markets Corp.|2168
WDAY|WORKDAY INC CL A|BNPX|BNP PARIBAS SECURITIES CORP.|267008
WDAY|WORKDAY INC CL A|BRGE|Newbridge Securities Corp.|200
WDAY|WORKDAY INC CL A|BTIG|BTIG, LLC|41334
WDAY|WORKDAY INC CL A|BYXM|CBOE TRADING, INC.|7753
WDAY|WORKDAY INC CL A|BZYD|GOLDMAN SACHS & CO. LLC|200
WDAY|WORKDAY INC CL A|CANT|Cantor Fitzgerald & Co.|10820
WDAY|WORKDAY INC CL A|CBLC|CITIGROUP GLOBAL MARKETS INC.|253820
WDAY|WORKDAY INC CL A|CHAS|Charles Schwab & Co., Inc.|6999
WDAY|WORKDAY INC CL A|CIOI|CITIGROUP GLOBAL MARKETS INC|83000
WDAY|WORKDAY INC CL A|CIST|Capital Institutional Services, Inc.|577
WDAY|WORKDAY INC CL A|CLSA|CLSA AMERICAS, LLC|600
WDAY|WORKDAY INC CL A|COKE|Coker & Palmer|379
WDAY|WORKDAY INC CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|279951
WDAY|WORKDAY INC CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2659
WDAY|WORKDAY INC CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32887
WDAY|WORKDAY INC CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1056938
WDAY|WORKDAY INC CL A|CSMS|CORNERSTONE MACRO LLC|234
WDAY|WORKDAY INC CL A|CTDL|Citadel Derivatives Group Llc|52914
WDAY|WORKDAY INC CL A|CTLR|CUTLER GROUP, LP|32194
WDAY|WORKDAY INC CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|100920
WDAY|WORKDAY INC CL A|DAWA|Daiwa Capital Markets America Inc.|8000
WDAY|WORKDAY INC CL A|DBAB|Deutsche Bank Securities Inc.|1287852
WDAY|WORKDAY INC CL A|DBAX|Deutsche Bank Securities Inc.|652700
WDAY|WORKDAY INC CL A|DBUL|Deutsche Bank Securities Inc.|5100
WDAY|WORKDAY INC CL A|DCHF|Dart Executions, LLC|33671
WDAY|WORKDAY INC CL A|DEAN|MORGAN STANLEY|55023
WDAY|WORKDAY INC CL A|DEGS|RONIN PROFESSIONAL LLC|2824
WDAY|WORKDAY INC CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27848
WDAY|WORKDAY INC CL A|DRWK|DRW SECURITIES, L.L.C.|26135
WDAY|WORKDAY INC CL A|EBXL|EBX LLC|541400
WDAY|WORKDAY INC CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|27344
WDAY|WORKDAY INC CL A|EDFC|E D & F MAN CAPITAL MARKETS INC.|4400
WDAY|WORKDAY INC CL A|EDJO|Edward D. Jones & Co., L.P.|1138
WDAY|WORKDAY INC CL A|EGAM|CBOE TRADING, INC.|37162
WDAY|WORKDAY INC CL A|EGAW|CBOE TRADING, INC.|553
WDAY|WORKDAY INC CL A|EGMT|EG MARKET TECHNOLOGIES LLC|15455
WDAY|WORKDAY INC CL A|EGXM|CBOE TRADING, INC.|11758
WDAY|WORKDAY INC CL A|EGXW|CBOE TRADING, INC.|213
WDAY|WORKDAY INC CL A|ESPO|ESPOSITO SECURITIES, LLC|188
WDAY|WORKDAY INC CL A|ETBE|Electronic Transaction Clearing, Inc.|150556
WDAY|WORKDAY INC CL A|ETCB|ETC BROKERAGE SERVICES, LLC|24
WDAY|WORKDAY INC CL A|ETCC|Electronic Transaction Clearing, Inc.|1686
WDAY|WORKDAY INC CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10348
WDAY|WORKDAY INC CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|217728
WDAY|WORKDAY INC CL A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|365
WDAY|WORKDAY INC CL A|ETRS|E*Trade Securities LLC|401535
WDAY|WORKDAY INC CL A|FBCO|Credit Suisse Securities (USA) LLC|1017851
WDAY|WORKDAY INC CL A|FBSB|U.S. Bancorp Investments, Inc.|131
WDAY|WORKDAY INC CL A|FFSI|Firstrade Securities Inc.|80
WDAY|WORKDAY INC CL A|FIDT|Fidelity Clearing Canada ULC./ CDS|87
WDAY|WORKDAY INC CL A|FILL|Tradestation Securities, Inc.|24298
WDAY|WORKDAY INC CL A|FINX|FINTECH SECURITIES|155
WDAY|WORKDAY INC CL A|FMAF|NBCN Inc./ CDS|14167
WDAY|WORKDAY INC CL A|FOMA|TD AMERITRADE CLEARING, INC.|619366
WDAY|WORKDAY INC CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11590
WDAY|WORKDAY INC CL A|FQLS|Quantlab Securities LP|997194
WDAY|WORKDAY INC CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|204831
WDAY|WORKDAY INC CL A|FTBR|Foliofn Investments, Inc.|1184
WDAY|WORKDAY INC CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|61459
WDAY|WORKDAY INC CL A|GLIS|TD Securities Inc|33
WDAY|WORKDAY INC CL A|GLPX|ACS EXECUTION SERVICES, LLC|174504
WDAY|WORKDAY INC CL A|GSCO|GOLDMAN SACHS & CO. LLC|2730689
WDAY|WORKDAY INC CL A|GSCS|GOLDMAN SACHS & CO. LLC|60557
WDAY|WORKDAY INC CL A|GSLT|GOLDMAN SACHS & CO. LLC|31593
WDAY|WORKDAY INC CL A|GTSZ|GTS SECURITIES LLC|455723
WDAY|WORKDAY INC CL A|GUGS|Guggenheim Securities, LLC|26429
WDAY|WORKDAY INC CL A|HAPX|HAP Trading, LLC|707
WDAY|WORKDAY INC CL A|HRBF|American Enterprise Investment Services Inc.|11792
WDAY|WORKDAY INC CL A|HSBC|HSBC Securities, Inc.|19273
WDAY|WORKDAY INC CL A|IATS|INTERACTIVE BROKERS LLC|51859
WDAY|WORKDAY INC CL A|IBKR|Interactive Brokers Llc|251503
WDAY|WORKDAY INC CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1868
WDAY|WORKDAY INC CL A|ICBX|INSTINET, LLC|170672
WDAY|WORKDAY INC CL A|IEQY|CITADEL SECURITIES LLC|272891
WDAY|WORKDAY INC CL A|INCA|INSTINET, LLC|1378733
WDAY|WORKDAY INC CL A|INJX|INSTINET, LLC|208196
WDAY|WORKDAY INC CL A|ITGI|ITG Inc.|678651
WDAY|WORKDAY INC CL A|ITGP|ITG INC.|610400
WDAY|WORKDAY INC CL A|JANY|Janney Montgomery Scott Inc.|1552
WDAY|WORKDAY INC CL A|JEFF|JEFFERIES LLC|701312
WDAY|WORKDAY INC CL A|JMPT|JUMP TRADING, LLC|178020
WDAY|WORKDAY INC CL A|JONE|JonesTrading|1970
WDAY|WORKDAY INC CL A|JPBX|J.P. MORGAN SECURITIES LLC|396313
WDAY|WORKDAY INC CL A|JPMX|J.P. Morgan Securities LLC|1067547
WDAY|WORKDAY INC CL A|JSJX|JANE STREET CAPITAL LLC|14382
WDAY|WORKDAY INC CL A|JUTA|JUMP TRADING, LLC|3
WDAY|WORKDAY INC CL A|KCGM|VIRTU Americas LLC|82235
WDAY|WORKDAY INC CL A|LEHM|Barclays Capital Inc./Le|3130460
WDAY|WORKDAY INC CL A|LIME|Lime Brokerage LLC|374926
WDAY|WORKDAY INC CL A|LMGP|LIME BROKERAGE LLC|3010
WDAY|WORKDAY INC CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|507266
WDAY|WORKDAY INC CL A|LOOP|Loop Capital Markets LLC|7136
WDAY|WORKDAY INC CL A|LQNA|LIQUIDNET, INC.|149100
WDAY|WORKDAY INC CL A|LQNB|LIQUIDNET, INC.|131
WDAY|WORKDAY INC CL A|LSCI|Lek Securities Corporation|1090
WDAY|WORKDAY INC CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
WDAY|WORKDAY INC CL A|MACQ|Macquarie Capital (USA) Inc.|1801
WDAY|WORKDAY INC CL A|MAXM|Maxim Group LLC|17348
WDAY|WORKDAY INC CL A|MBTS|ALLY INVEST SECURITIES LLC|1771
WDAY|WORKDAY INC CL A|MCMF|Raymond James Ltd. Cds|252
WDAY|WORKDAY INC CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|201032
WDAY|WORKDAY INC CL A|MNDX|TJM Investments, LLC|1500
WDAY|WORKDAY INC CL A|MOTF|MOTIF INVESTING, INC.|123
WDAY|WORKDAY INC CL A|MPSG|E D & F Man Capital Markets Inc.|1871
WDAY|WORKDAY INC CL A|MSCO|MORGAN STANLEY & CO. LLC|6557995
WDAY|WORKDAY INC CL A|MSPL|MORGAN STANLEY & CO. LLC|733300
WDAY|WORKDAY INC CL A|MSTX|MORGAN STANLEY & CO. LLC|681600
WDAY|WORKDAY INC CL A|MUFG|MUFG SECURITIES AMERICAS INC.|51020
WDAY|WORKDAY INC CL A|MZHO|Mizuho Securities USA LLC|12900
WDAY|WORKDAY INC CL A|NATL|National Securities Corporation|5144
WDAY|WORKDAY INC CL A|NFSC|National Financial Services LLC|533335
WDAY|WORKDAY INC CL A|NITE|VIRTU Americas LLC|1306791
WDAY|WORKDAY INC CL A|NITP|VIRTU Americas LLC|4512
WDAY|WORKDAY INC CL A|NMRA|Nomura Securities International, Inc.|6900
WDAY|WORKDAY INC CL A|NQRB|Brut, LLC|43706
WDAY|WORKDAY INC CL A|NTRC|Northern Trust Securities, Inc.|11495
WDAY|WORKDAY INC CL A|OHOS|TWO SIGMA SECURITIES, LLC|102462
WDAY|WORKDAY INC CL A|OLDM|OLD MISSION CAPITAL, LLC|5902
WDAY|WORKDAY INC CL A|OPCO|Oppenheimer & Co. Inc.|37624
WDAY|WORKDAY INC CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1901
WDAY|WORKDAY INC CL A|PCPT|PHILLIP CAPITAL INC.|276
WDAY|WORKDAY INC CL A|PDQM|CODA MARKETS, INC.|301560
WDAY|WORKDAY INC CL A|PHLY|NASDAQ Execution Services, LLC|9200
WDAY|WORKDAY INC CL A|PICT|Pictet Overseas Inc.|139
WDAY|WORKDAY INC CL A|PIPR|Piper Jaffray & Co.|43600
WDAY|WORKDAY INC CL A|PWJC|UBS Financial Services, Inc.|1682
WDAY|WORKDAY INC CL A|QMSR|QUATTRO M SECURITIES INC.|23119
WDAY|WORKDAY INC CL A|RAJA|Raymond James & Associates, Inc.|45430
WDAY|WORKDAY INC CL A|RBCM|RBC CAPITAL MARKETS, LLC|10205
WDAY|WORKDAY INC CL A|RGLD|Regal Securities, Inc|323
WDAY|WORKDAY INC CL A|RHCO|Suntrust Robinson Humphrey, Inc.|3500
WDAY|WORKDAY INC CL A|SAGL|SAGETRADER, LLC|202972
WDAY|WORKDAY INC CL A|SAGW|SAGETRADER, LLC|302
WDAY|WORKDAY INC CL A|SALI|INTL FCSTONE FINANCIAL INC.|195
WDAY|WORKDAY INC CL A|SBSH|Citigroup Global Markets Inc.|1105038
WDAY|WORKDAY INC CL A|SGMT|GOLDMAN SACHS & CO. LLC|302246
WDAY|WORKDAY INC CL A|SHMR|ABN Amro Clearing LLC|46
WDAY|WORKDAY INC CL A|SJLS|TRADE INFORMATICS LLC|100
WDAY|WORKDAY INC CL A|SPDR|SPEEDROUTE LLC|32095
WDAY|WORKDAY INC CL A|SPHN|Stephens Inc.|50
WDAY|WORKDAY INC CL A|SPTD|MINT GLOBAL MARKETS, INC.|576
WDAY|WORKDAY INC CL A|STFL|Stifel, Nicolaus & Company, Incorporated|9978
WDAY|WORKDAY INC CL A|STKP|STOCKPILE INVESTMENTS, INC.|50
WDAY|WORKDAY INC CL A|STRS|STRATEGAS RESEARCH PARTNERS|100
WDAY|WORKDAY INC CL A|STXG|Stockcross Financial Services, Inc.|200
WDAY|WORKDAY INC CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|198
WDAY|WORKDAY INC CL A|SWIM|TD Ameritrade, Inc.|197250
WDAY|WORKDAY INC CL A|SWST|Hilltop Securities Inc.|1438
WDAY|WORKDAY INC CL A|TAGC|TELSEY ADVISORY GROUP LLC|24539
WDAY|WORKDAY INC CL A|TDSI|TD Securities (USA) LLC|1520
WDAY|WORKDAY INC CL A|TKNG|ALLY INVEST SECURITIES LLC|4588
WDAY|WORKDAY INC CL A|TONC|CUTTONE & CO., LLC|2050
WDAY|WORKDAY INC CL A|TOUR|TOURMALINE PARTNERS, LLC|8145
WDAY|WORKDAY INC CL A|TRBT|Tradebot Systems, Inc.|465350
WDAY|WORKDAY INC CL A|TRCM|TRC MARKETS LLC|679955
WDAY|WORKDAY INC CL A|TWTT|TASTYWORKS, INC.|1003
WDAY|WORKDAY INC CL A|UBSA|UBS SECURITIES LLC|1362794
WDAY|WORKDAY INC CL A|UBSS|UBS Securities LLC|2907946
WDAY|WORKDAY INC CL A|VALX|VIRTU AMERICAS LLC|25908
WDAY|WORKDAY INC CL A|VGRD|Vanguard Marketing Corporation|25576
WDAY|WORKDAY INC CL A|VNDM|Wall Street Access|1700
WDAY|WORKDAY INC CL A|WABR|Wall Street Access|8840
WDAY|WORKDAY INC CL A|WBLR|WILLIAM BLAIR|18555
WDAY|WORKDAY INC CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|6976
WDAY|WORKDAY INC CL A|WCHV|WELLS FARGO SECURITIES, LLC|306349
WDAY|WORKDAY INC CL A|WDNX|WEEDEN & CO.L.P.|1698
WDAY|WORKDAY INC CL A|WEDB|WEDBUSH SECURITIES INC.|19912
WDAY|WORKDAY INC CL A|WEED|Weeden & Co.L.P.|3215
WDAY|WORKDAY INC CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21762
WDAY|WORKDAY INC CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|44318
WDAY|WORKDAY INC CL A|WGIF|CIBC World Markets Inc.|7504
WDAY|WORKDAY INC CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6
WDAY|WORKDAY INC CL A|WORD|Worden Capital Management LLC|7322
WDAY|WORKDAY INC CL A|WSAG|WALL STREET ACCESS|1050
WDAY|WORKDAY INC CL A|WSEA|WOLVERINE SECURITIES, LLC|14844
WDAY|WORKDAY INC CL A|XIST|INSTINET, LLC|263440
WDAY|WORKDAY INC CL A|XPQR|Jump Trading|1800
WDAY|WORKDAY INC CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|158712
WDAY|WORKDAY INC CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|11896
WDAY|WORKDAY INC CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6591
WDC|WESTERN DIGITAL CP|ABLE|NATIXIS Securities Americas LLC|516298
WDC|WESTERN DIGITAL CP|ACLN|ALEXANDER CAPITAL, L.P.|525
WDC|WESTERN DIGITAL CP|ADAM|CANACCORD GENUITY INC.|6055
WDC|WESTERN DIGITAL CP|AGIS|Aegis Capital Corp.|4270
WDC|WESTERN DIGITAL CP|ALTX|Alternet Securities Inc.|43405
WDC|WESTERN DIGITAL CP|ANOS|ABEL/NOSER, L.L.C.|8007
WDC|WESTERN DIGITAL CP|APCC|Apex Clearing Corporation|15681
WDC|WESTERN DIGITAL CP|BANK|Primevest Financial Services, Inc.|11
WDC|WESTERN DIGITAL CP|BARD|Robert W. Baird & Co. Incorporated|98211
WDC|WESTERN DIGITAL CP|BATM|CBOE TRADING, INC.|16588
WDC|WESTERN DIGITAL CP|BAYC|BAY CREST PARTNERS, LLC|17696
WDC|WESTERN DIGITAL CP|BAYT|BTIG, LLC|126110
WDC|WESTERN DIGITAL CP|BBNT|BB&T SECURITIES, LLC|3187
WDC|WESTERN DIGITAL CP|BERN|Sanford C. Bernstein & Co., LLC|187654
WDC|WESTERN DIGITAL CP|BIAD|SAGETRADER, LLC|11
WDC|WESTERN DIGITAL CP|BIDS|BIDS TRADING L.P.|1100
WDC|WESTERN DIGITAL CP|BIMI|Banca IMI Securities Corp.|3789
WDC|WESTERN DIGITAL CP|BKCM|BNY Mellon Capital Markets LLC|1611
WDC|WESTERN DIGITAL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57141
WDC|WESTERN DIGITAL CP|BLKX|INSTINET, LLC|99700
WDC|WESTERN DIGITAL CP|BMOC|BMO Capital Markets Corp.|151012
WDC|WESTERN DIGITAL CP|BNPX|BNP PARIBAS SECURITIES CORP.|662094
WDC|WESTERN DIGITAL CP|BRGE|Newbridge Securities Corp.|4469
WDC|WESTERN DIGITAL CP|BTIG|BTIG, LLC|109241
WDC|WESTERN DIGITAL CP|BYXM|CBOE TRADING, INC.|12087
WDC|WESTERN DIGITAL CP|CABR|Cabrera Capital Markets, Inc.|50
WDC|WESTERN DIGITAL CP|CANT|Cantor Fitzgerald & Co.|1675
WDC|WESTERN DIGITAL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|178356
WDC|WESTERN DIGITAL CP|CCMB|COWEN PRIME SERVICES LLC|100
WDC|WESTERN DIGITAL CP|CHAS|Charles Schwab & Co., Inc.|31412
WDC|WESTERN DIGITAL CP|CIBP|CIBC World Markets Corp.|57481
WDC|WESTERN DIGITAL CP|CICF|Canaccord Genuity Corp.|599
WDC|WESTERN DIGITAL CP|CIST|Capital Institutional Services, Inc.|7898
WDC|WESTERN DIGITAL CP|CLSA|CLSA AMERICAS, LLC|20340
WDC|WESTERN DIGITAL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|589055
WDC|WESTERN DIGITAL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|752
WDC|WESTERN DIGITAL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15192
WDC|WESTERN DIGITAL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1389044
WDC|WESTERN DIGITAL CP|CTDL|Citadel Derivatives Group Llc|45094
WDC|WESTERN DIGITAL CP|CTLR|CUTLER GROUP, LP|18757
WDC|WESTERN DIGITAL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|133978
WDC|WESTERN DIGITAL CP|DADA|D.A. Davidson & Co.|3700
WDC|WESTERN DIGITAL CP|DAVA|Davenport & Company LLC|15
WDC|WESTERN DIGITAL CP|DAWA|Daiwa Capital Markets America Inc.|100
WDC|WESTERN DIGITAL CP|DBAB|Deutsche Bank Securities Inc.|1939461
WDC|WESTERN DIGITAL CP|DBAX|Deutsche Bank Securities Inc.|1074900
WDC|WESTERN DIGITAL CP|DBUL|Deutsche Bank Securities Inc.|8123
WDC|WESTERN DIGITAL CP|DCHF|Dart Executions, LLC|236322
WDC|WESTERN DIGITAL CP|DEAN|MORGAN STANLEY|46273
WDC|WESTERN DIGITAL CP|DEGS|RONIN PROFESSIONAL LLC|1971
WDC|WESTERN DIGITAL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|68553
WDC|WESTERN DIGITAL CP|DRWK|DRW SECURITIES, L.L.C.|65349
WDC|WESTERN DIGITAL CP|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|16078
WDC|WESTERN DIGITAL CP|EBXL|EBX LLC|564100
WDC|WESTERN DIGITAL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|54512
WDC|WESTERN DIGITAL CP|EDFC|E D & F MAN CAPITAL MARKETS INC.|1200
WDC|WESTERN DIGITAL CP|EDJC|Edward Jones / CDS|397
WDC|WESTERN DIGITAL CP|EDJO|Edward D. Jones & Co., L.P.|22447
WDC|WESTERN DIGITAL CP|EGAM|CBOE TRADING, INC.|30975
WDC|WESTERN DIGITAL CP|EGAW|CBOE TRADING, INC.|797
WDC|WESTERN DIGITAL CP|EGMT|EG MARKET TECHNOLOGIES LLC|2461
WDC|WESTERN DIGITAL CP|EGXM|CBOE TRADING, INC.|34555
WDC|WESTERN DIGITAL CP|EGXW|CBOE TRADING, INC.|307
WDC|WESTERN DIGITAL CP|ELEV|ELEVATION, LLC|20846
WDC|WESTERN DIGITAL CP|ETBE|Electronic Transaction Clearing, Inc.|167019
WDC|WESTERN DIGITAL CP|ETCB|ETC BROKERAGE SERVICES, LLC|50
WDC|WESTERN DIGITAL CP|ETCC|Electronic Transaction Clearing, Inc.|12154
WDC|WESTERN DIGITAL CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9880
WDC|WESTERN DIGITAL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|107924
WDC|WESTERN DIGITAL CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|800
WDC|WESTERN DIGITAL CP|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|533653
WDC|WESTERN DIGITAL CP|ETRS|E*Trade Securities LLC|1453848
WDC|WESTERN DIGITAL CP|FBCO|Credit Suisse Securities (USA) LLC|2175904
WDC|WESTERN DIGITAL CP|FBSB|U.S. Bancorp Investments, Inc.|1211
WDC|WESTERN DIGITAL CP|FFSI|Firstrade Securities Inc.|200
WDC|WESTERN DIGITAL CP|FILL|Tradestation Securities, Inc.|121771
WDC|WESTERN DIGITAL CP|FMAF|NBCN Inc./ CDS|10985
WDC|WESTERN DIGITAL CP|FOMA|TD AMERITRADE CLEARING, INC.|2237421
WDC|WESTERN DIGITAL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24830
WDC|WESTERN DIGITAL CP|FQLS|Quantlab Securities LP|1166337
WDC|WESTERN DIGITAL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|211025
WDC|WESTERN DIGITAL CP|FTBR|Foliofn Investments, Inc.|8991
WDC|WESTERN DIGITAL CP|GBMT|GBM International, Inc.|4400
WDC|WESTERN DIGITAL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|192558
WDC|WESTERN DIGITAL CP|GELP|RBC CAPITAL MARKETS, LLC|2629
WDC|WESTERN DIGITAL CP|GLIS|TD Securities Inc|400
WDC|WESTERN DIGITAL CP|GLPX|ACS EXECUTION SERVICES, LLC|94152
WDC|WESTERN DIGITAL CP|GSCO|GOLDMAN SACHS & CO. LLC|5303687
WDC|WESTERN DIGITAL CP|GSCS|GOLDMAN SACHS & CO. LLC|236834
WDC|WESTERN DIGITAL CP|GSLT|GOLDMAN SACHS & CO. LLC|26621
WDC|WESTERN DIGITAL CP|GTSZ|GTS SECURITIES LLC|1263617
WDC|WESTERN DIGITAL CP|HAPX|HAP Trading, LLC|2631
WDC|WESTERN DIGITAL CP|HASF|Haywood Securities Inc./CDS|50
WDC|WESTERN DIGITAL CP|HRBF|American Enterprise Investment Services Inc.|24676
WDC|WESTERN DIGITAL CP|HSBC|HSBC Securities, Inc.|100687
WDC|WESTERN DIGITAL CP|IATS|INTERACTIVE BROKERS LLC|68672
WDC|WESTERN DIGITAL CP|IBKR|Interactive Brokers Llc|571771
WDC|WESTERN DIGITAL CP|IBSJ|Integrity Brokerage Services, Inc.|120
WDC|WESTERN DIGITAL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6659
WDC|WESTERN DIGITAL CP|ICBX|INSTINET, LLC|121781
WDC|WESTERN DIGITAL CP|IEQY|CITADEL SECURITIES LLC|894595
WDC|WESTERN DIGITAL CP|INCA|INSTINET, LLC|2476318
WDC|WESTERN DIGITAL CP|INJX|INSTINET, LLC|163406
WDC|WESTERN DIGITAL CP|ITGI|ITG Inc.|161771
WDC|WESTERN DIGITAL CP|ITGP|ITG INC.|221600
WDC|WESTERN DIGITAL CP|JANY|Janney Montgomery Scott Inc.|8958
WDC|WESTERN DIGITAL CP|JEFF|JEFFERIES LLC|523683
WDC|WESTERN DIGITAL CP|JHDR|J.H. Darbie & Co., Inc.|350
WDC|WESTERN DIGITAL CP|JMPT|JUMP TRADING, LLC|284781
WDC|WESTERN DIGITAL CP|JONE|JonesTrading|16090
WDC|WESTERN DIGITAL CP|JPBX|J.P. MORGAN SECURITIES LLC|285362
WDC|WESTERN DIGITAL CP|JPMX|J.P. Morgan Securities LLC|1182433
WDC|WESTERN DIGITAL CP|JSCL|JOSEPH STONE CAPITAL L.L.C.|640
WDC|WESTERN DIGITAL CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
WDC|WESTERN DIGITAL CP|JSJX|JANE STREET CAPITAL LLC|11163
WDC|WESTERN DIGITAL CP|KCGM|VIRTU Americas LLC|229220
WDC|WESTERN DIGITAL CP|KCRD|PHX FINANCIAL, INC.|1019
WDC|WESTERN DIGITAL CP|LEHM|Barclays Capital Inc./Le|3279906
WDC|WESTERN DIGITAL CP|LIME|Lime Brokerage LLC|518312
WDC|WESTERN DIGITAL CP|LMGP|LIME BROKERAGE LLC|5888
WDC|WESTERN DIGITAL CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|15000
WDC|WESTERN DIGITAL CP|LOOP|Loop Capital Markets LLC|4831
WDC|WESTERN DIGITAL CP|LQNA|LIQUIDNET, INC.|80900
WDC|WESTERN DIGITAL CP|LQNB|LIQUIDNET, INC.|1100
WDC|WESTERN DIGITAL CP|LSCI|Lek Securities Corporation|15461
WDC|WESTERN DIGITAL CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
WDC|WESTERN DIGITAL CP|MACC|Mid Atlantic Capital Corporation|6538
WDC|WESTERN DIGITAL CP|MACQ|Macquarie Capital (USA) Inc.|200
WDC|WESTERN DIGITAL CP|MAXM|Maxim Group LLC|51030
WDC|WESTERN DIGITAL CP|MCBT|Moors & Cabot, Inc.|30
WDC|WESTERN DIGITAL CP|MCMF|Raymond James Ltd. Cds|116
WDC|WESTERN DIGITAL CP|MKMP|MKM Partners LLC|16909
WDC|WESTERN DIGITAL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|335596
WDC|WESTERN DIGITAL CP|MOTF|MOTIF INVESTING, INC.|20
WDC|WESTERN DIGITAL CP|MPSG|E D & F Man Capital Markets Inc.|8924
WDC|WESTERN DIGITAL CP|MSCO|MORGAN STANLEY & CO. LLC|11413084
WDC|WESTERN DIGITAL CP|MSPL|MORGAN STANLEY & CO. LLC|946600
WDC|WESTERN DIGITAL CP|MSTX|MORGAN STANLEY & CO. LLC|975800
WDC|WESTERN DIGITAL CP|MZHO|Mizuho Securities USA LLC|31800
WDC|WESTERN DIGITAL CP|NATL|National Securities Corporation|4566
WDC|WESTERN DIGITAL CP|NBCS|NBC Securities, INC.|65
WDC|WESTERN DIGITAL CP|NEUB|NEUBERGER BERMAN BD LLC|6307
WDC|WESTERN DIGITAL CP|NFSC|National Financial Services LLC|1527118
WDC|WESTERN DIGITAL CP|NITE|VIRTU Americas LLC|3199994
WDC|WESTERN DIGITAL CP|NITP|VIRTU Americas LLC|2696
WDC|WESTERN DIGITAL CP|NMRA|Nomura Securities International, Inc.|37000
WDC|WESTERN DIGITAL CP|NQRB|Brut, LLC|85992
WDC|WESTERN DIGITAL CP|NTRC|Northern Trust Securities, Inc.|5265
WDC|WESTERN DIGITAL CP|OCEA|OCEAN FINANCIAL SERVICES, LLC|300
WDC|WESTERN DIGITAL CP|OHOS|TWO SIGMA SECURITIES, LLC|320098
WDC|WESTERN DIGITAL CP|OLDM|OLD MISSION CAPITAL, LLC|14815
WDC|WESTERN DIGITAL CP|OPCO|Oppenheimer & Co. Inc.|21188
WDC|WESTERN DIGITAL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6798
WDC|WESTERN DIGITAL CP|PCPT|PHILLIP CAPITAL INC.|303
WDC|WESTERN DIGITAL CP|PDQM|CODA MARKETS, INC.|113617
WDC|WESTERN DIGITAL CP|PHLY|NASDAQ Execution Services, LLC|45200
WDC|WESTERN DIGITAL CP|PICT|Pictet Overseas Inc.|22378
WDC|WESTERN DIGITAL CP|PIPR|Piper Jaffray & Co.|26013
WDC|WESTERN DIGITAL CP|PNSR|Penserra Securities, LLC|8500
WDC|WESTERN DIGITAL CP|POIN|PRECISION SECURITIES, LLC (POIN)|1369
WDC|WESTERN DIGITAL CP|PWJC|UBS Financial Services, Inc.|23306
WDC|WESTERN DIGITAL CP|RAJA|Raymond James & Associates, Inc.|43921
WDC|WESTERN DIGITAL CP|RBCM|RBC CAPITAL MARKETS, LLC|52986
WDC|WESTERN DIGITAL CP|RGLD|Regal Securities, Inc|400
WDC|WESTERN DIGITAL CP|RHCO|Suntrust Robinson Humphrey, Inc.|17048
WDC|WESTERN DIGITAL CP|RJLC|RJL CAPITAL GROUP, LLC|1000
WDC|WESTERN DIGITAL CP|SAGL|SAGETRADER, LLC|35471
WDC|WESTERN DIGITAL CP|SAGW|SAGETRADER, LLC|420
WDC|WESTERN DIGITAL CP|SALI|INTL FCSTONE FINANCIAL INC.|1797
WDC|WESTERN DIGITAL CP|SBSH|Citigroup Global Markets Inc.|2246316
WDC|WESTERN DIGITAL CP|SEIC|SEI Investments Distribution Co.|6706
WDC|WESTERN DIGITAL CP|SGMT|GOLDMAN SACHS & CO. LLC|499080
WDC|WESTERN DIGITAL CP|SJLS|TRADE INFORMATICS LLC|5713
WDC|WESTERN DIGITAL CP|SPDR|SPEEDROUTE LLC|55881
WDC|WESTERN DIGITAL CP|SPHN|Stephens Inc.|2066
WDC|WESTERN DIGITAL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|413
WDC|WESTERN DIGITAL CP|STFL|Stifel, Nicolaus & Company, Incorporated|287091
WDC|WESTERN DIGITAL CP|STKP|STOCKPILE INVESTMENTS, INC.|126
WDC|WESTERN DIGITAL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|134
WDC|WESTERN DIGITAL CP|SWIM|TD Ameritrade, Inc.|603023
WDC|WESTERN DIGITAL CP|SWST|Hilltop Securities Inc.|16740
WDC|WESTERN DIGITAL CP|TAGC|TELSEY ADVISORY GROUP LLC|3
WDC|WESTERN DIGITAL CP|TKNG|ALLY INVEST SECURITIES LLC|17385
WDC|WESTERN DIGITAL CP|TONC|CUTTONE & CO., LLC|1190
WDC|WESTERN DIGITAL CP|TRBT|Tradebot Systems, Inc.|935701
WDC|WESTERN DIGITAL CP|TRCM|TRC MARKETS LLC|852932
WDC|WESTERN DIGITAL CP|TTUC|CUTTONE & CO., INC.|30903
WDC|WESTERN DIGITAL CP|TWTT|TASTYWORKS, INC.|1711
WDC|WESTERN DIGITAL CP|UBSA|UBS SECURITIES LLC|1948068
WDC|WESTERN DIGITAL CP|UBSS|UBS Securities LLC|3927604
WDC|WESTERN DIGITAL CP|VALX|VIRTU AMERICAS LLC|16557
WDC|WESTERN DIGITAL CP|VGRD|Vanguard Marketing Corporation|63206
WDC|WESTERN DIGITAL CP|VSIN|Vision Financial Markets Llc|25
WDC|WESTERN DIGITAL CP|WBLR|WILLIAM BLAIR|716
WDC|WESTERN DIGITAL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|44095
WDC|WESTERN DIGITAL CP|WCHV|WELLS FARGO SECURITIES, LLC|2608054
WDC|WESTERN DIGITAL CP|WDNX|WEEDEN & CO.L.P.|3502
WDC|WESTERN DIGITAL CP|WEDB|WEDBUSH SECURITIES INC.|8254
WDC|WESTERN DIGITAL CP|WEED|Weeden & Co.L.P.|3275
WDC|WESTERN DIGITAL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|104536
WDC|WESTERN DIGITAL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|236278
WDC|WESTERN DIGITAL CP|WGIF|CIBC World Markets Inc.|32710
WDC|WESTERN DIGITAL CP|WHOT|JUST2TRADE, INC.|50
WDC|WESTERN DIGITAL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|750
WDC|WESTERN DIGITAL CP|WORD|Worden Capital Management LLC|4980
WDC|WESTERN DIGITAL CP|WSAG|WALL STREET ACCESS|100
WDC|WESTERN DIGITAL CP|WSEA|WOLVERINE SECURITIES, LLC|76578
WDC|WESTERN DIGITAL CP|XIST|INSTINET, LLC|395450
WDC|WESTERN DIGITAL CP|XPQR|Jump Trading|1000
WDC|WESTERN DIGITAL CP|XPUS|XP SECURITIES, LLC|4422
WDC|WESTERN DIGITAL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|386872
WDC|WESTERN DIGITAL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|6293
WDC|WESTERN DIGITAL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16245
WDFC|W D 40 CO         ##|AGIS|Aegis Capital Corp.|85
WDFC|W D 40 CO         ##|APCC|Apex Clearing Corporation|52
WDFC|W D 40 CO         ##|BANK|Primevest Financial Services, Inc.|600
WDFC|W D 40 CO         ##|BARD|Robert W. Baird & Co. Incorporated|530
WDFC|W D 40 CO         ##|BATM|CBOE TRADING, INC.|573
WDFC|W D 40 CO         ##|BBNT|BB&T SECURITIES, LLC|50
WDFC|W D 40 CO         ##|BERN|Sanford C. Bernstein & Co., LLC|23294
WDFC|W D 40 CO         ##|BMOC|BMO Capital Markets Corp.|2732
WDFC|W D 40 CO         ##|BNPX|BNP PARIBAS SECURITIES CORP.|2347
WDFC|W D 40 CO         ##|BTIG|BTIG, LLC|434
WDFC|W D 40 CO         ##|BZYD|GOLDMAN SACHS & CO. LLC|18
WDFC|W D 40 CO         ##|CANT|Cantor Fitzgerald & Co.|400
WDFC|W D 40 CO         ##|CHAS|Charles Schwab & Co., Inc.|5
WDFC|W D 40 CO         ##|CIST|Capital Institutional Services, Inc.|3
WDFC|W D 40 CO         ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7557
WDFC|W D 40 CO         ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3359
WDFC|W D 40 CO         ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3202
WDFC|W D 40 CO         ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17834
WDFC|W D 40 CO         ##|CTDL|Citadel Derivatives Group Llc|2365
WDFC|W D 40 CO         ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|2360
WDFC|W D 40 CO         ##|DAVA|Davenport & Company LLC|200
WDFC|W D 40 CO         ##|DBAB|Deutsche Bank Securities Inc.|73991
WDFC|W D 40 CO         ##|DBAX|Deutsche Bank Securities Inc.|8200
WDFC|W D 40 CO         ##|DBUL|Deutsche Bank Securities Inc.|1000
WDFC|W D 40 CO         ##|DEAN|MORGAN STANLEY|413
WDFC|W D 40 CO         ##|DEGS|RONIN PROFESSIONAL LLC|500
WDFC|W D 40 CO         ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1316
WDFC|W D 40 CO         ##|EBXL|EBX LLC|21000
WDFC|W D 40 CO         ##|EDJC|Edward Jones / CDS|1
WDFC|W D 40 CO         ##|EDJO|Edward D. Jones & Co., L.P.|3197
WDFC|W D 40 CO         ##|EGAM|CBOE TRADING, INC.|1100
WDFC|W D 40 CO         ##|EGXM|CBOE TRADING, INC.|615
WDFC|W D 40 CO         ##|ETBE|Electronic Transaction Clearing, Inc.|400
WDFC|W D 40 CO         ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|60
WDFC|W D 40 CO         ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1728
WDFC|W D 40 CO         ##|ETRS|E*Trade Securities LLC|1310
WDFC|W D 40 CO         ##|FBCO|Credit Suisse Securities (USA) LLC|61533
WDFC|W D 40 CO         ##|FILL|Tradestation Securities, Inc.|600
WDFC|W D 40 CO         ##|FMAF|NBCN Inc./ CDS|229
WDFC|W D 40 CO         ##|FOMA|TD AMERITRADE CLEARING, INC.|2896
WDFC|W D 40 CO         ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|41
WDFC|W D 40 CO         ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6428
WDFC|W D 40 CO         ##|FTBR|Foliofn Investments, Inc.|88
WDFC|W D 40 CO         ##|GEBB|GLOBAL EXECUTION BROKERS, LP|4849
WDFC|W D 40 CO         ##|GLPX|ACS EXECUTION SERVICES, LLC|100
WDFC|W D 40 CO         ##|GSCO|GOLDMAN SACHS & CO. LLC|192166
WDFC|W D 40 CO         ##|GSCS|GOLDMAN SACHS & CO. LLC|6878
WDFC|W D 40 CO         ##|GSLT|GOLDMAN SACHS & CO. LLC|792
WDFC|W D 40 CO         ##|GTSZ|GTS SECURITIES LLC|1594
WDFC|W D 40 CO         ##|HRBF|American Enterprise Investment Services Inc.|220
WDFC|W D 40 CO         ##|IBKR|Interactive Brokers Llc|5425
WDFC|W D 40 CO         ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
WDFC|W D 40 CO         ##|ICBX|INSTINET, LLC|5500
WDFC|W D 40 CO         ##|IEQY|CITADEL SECURITIES LLC|11092
WDFC|W D 40 CO         ##|INCA|INSTINET, LLC|55865
WDFC|W D 40 CO         ##|INJX|INSTINET, LLC|2775
WDFC|W D 40 CO         ##|ITGI|ITG Inc.|6638
WDFC|W D 40 CO         ##|ITGP|ITG INC.|11000
WDFC|W D 40 CO         ##|JANY|Janney Montgomery Scott Inc.|82
WDFC|W D 40 CO         ##|JEFF|JEFFERIES LLC|7840
WDFC|W D 40 CO         ##|JMPT|JUMP TRADING, LLC|506
WDFC|W D 40 CO         ##|JPBX|J.P. MORGAN SECURITIES LLC|3102
WDFC|W D 40 CO         ##|JPMX|J.P. Morgan Securities LLC|31168
WDFC|W D 40 CO         ##|KCGM|VIRTU Americas LLC|2438
WDFC|W D 40 CO         ##|LEHM|Barclays Capital Inc./Le|61797
WDFC|W D 40 CO         ##|LIME|Lime Brokerage LLC|52981
WDFC|W D 40 CO         ##|LMGP|LIME BROKERAGE LLC|800
WDFC|W D 40 CO         ##|LSCI|Lek Securities Corporation|296
WDFC|W D 40 CO         ##|MAXM|Maxim Group LLC|958
WDFC|W D 40 CO         ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3495
WDFC|W D 40 CO         ##|MSCO|MORGAN STANLEY & CO. LLC|190477
WDFC|W D 40 CO         ##|MSPL|MORGAN STANLEY & CO. LLC|10000
WDFC|W D 40 CO         ##|MSTX|MORGAN STANLEY & CO. LLC|100
WDFC|W D 40 CO         ##|MTON|MILLINGTON SECURITIES, INC.|1712
WDFC|W D 40 CO         ##|NEUB|NEUBERGER BERMAN BD LLC|200
WDFC|W D 40 CO         ##|NFSC|National Financial Services LLC|11603
WDFC|W D 40 CO         ##|NITE|VIRTU Americas LLC|22563
WDFC|W D 40 CO         ##|NQRB|Brut, LLC|1199
WDFC|W D 40 CO         ##|NTRC|Northern Trust Securities, Inc.|348
WDFC|W D 40 CO         ##|PDQM|CODA MARKETS, INC.|4377
WDFC|W D 40 CO         ##|PHLY|NASDAQ Execution Services, LLC|108
WDFC|W D 40 CO         ##|PWJC|UBS Financial Services, Inc.|728
WDFC|W D 40 CO         ##|RAJA|Raymond James & Associates, Inc.|864
WDFC|W D 40 CO         ##|RBCM|RBC CAPITAL MARKETS, LLC|644
WDFC|W D 40 CO         ##|SBSH|Citigroup Global Markets Inc.|58034
WDFC|W D 40 CO         ##|SGMT|GOLDMAN SACHS & CO. LLC|7408
WDFC|W D 40 CO         ##|SIDC|Sidoti & Company, LLC|200
WDFC|W D 40 CO         ##|SPDR|SPEEDROUTE LLC|8436
WDFC|W D 40 CO         ##|SPHN|Stephens Inc.|8900
WDFC|W D 40 CO         ##|STFL|Stifel, Nicolaus & Company, Incorporated|881
WDFC|W D 40 CO         ##|STKP|STOCKPILE INVESTMENTS, INC.|14
WDFC|W D 40 CO         ##|SWIM|TD Ameritrade, Inc.|1021
WDFC|W D 40 CO         ##|SWST|Hilltop Securities Inc.|237
WDFC|W D 40 CO         ##|TRBT|Tradebot Systems, Inc.|7174
WDFC|W D 40 CO         ##|TRCM|TRC MARKETS LLC|19689
WDFC|W D 40 CO         ##|TWTT|TASTYWORKS, INC.|10
WDFC|W D 40 CO         ##|UBSA|UBS SECURITIES LLC|38614
WDFC|W D 40 CO         ##|UBSS|UBS Securities LLC|120444
WDFC|W D 40 CO         ##|VALX|VIRTU AMERICAS LLC|443
WDFC|W D 40 CO         ##|VGRD|Vanguard Marketing Corporation|1123
WDFC|W D 40 CO         ##|WABR|Wall Street Access|2670
WDFC|W D 40 CO         ##|WCHV|WELLS FARGO SECURITIES, LLC|11522
WDFC|W D 40 CO         ##|WDNX|WEEDEN & CO.L.P.|1266
WDFC|W D 40 CO         ##|WEDB|WEDBUSH SECURITIES INC.|7
WDFC|W D 40 CO         ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1233
WDFC|W D 40 CO         ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|769
WDFC|W D 40 CO         ##|WGIF|CIBC World Markets Inc.|13807
WDFC|W D 40 CO         ##|WLTH|WEALTHFRONT BROKERAGE CORPORATION|12
WDFC|W D 40 CO         ##|WSEA|WOLVERINE SECURITIES, LLC|126
WDFC|W D 40 CO         ##|XIST|INSTINET, LLC|4626
WDFC|W D 40 CO         ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|227
WDIV|SPDRS&PGLOBALDIVETF|ANOS|ABEL/NOSER, L.L.C.|239
WDIV|SPDRS&PGLOBALDIVETF|APCC|Apex Clearing Corporation|48
WDIV|SPDRS&PGLOBALDIVETF|BANK|Primevest Financial Services, Inc.|802
WDIV|SPDRS&PGLOBALDIVETF|BATM|CBOE TRADING, INC.|102
WDIV|SPDRS&PGLOBALDIVETF|BBNT|BB&T SECURITIES, LLC|10387
WDIV|SPDRS&PGLOBALDIVETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|50
WDIV|SPDRS&PGLOBALDIVETF|CHAS|Charles Schwab & Co., Inc.|14
WDIV|SPDRS&PGLOBALDIVETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12
WDIV|SPDRS&PGLOBALDIVETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|591
WDIV|SPDRS&PGLOBALDIVETF|DEAN|MORGAN STANLEY|227
WDIV|SPDRS&PGLOBALDIVETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
WDIV|SPDRS&PGLOBALDIVETF|EDJO|Edward D. Jones & Co., L.P.|743
WDIV|SPDRS&PGLOBALDIVETF|EGXM|CBOE TRADING, INC.|766
WDIV|SPDRS&PGLOBALDIVETF|ETCB|ETC BROKERAGE SERVICES, LLC|2
WDIV|SPDRS&PGLOBALDIVETF|ETRS|E*Trade Securities LLC|133
WDIV|SPDRS&PGLOBALDIVETF|FBSB|U.S. Bancorp Investments, Inc.|20
WDIV|SPDRS&PGLOBALDIVETF|FILL|Tradestation Securities, Inc.|36
WDIV|SPDRS&PGLOBALDIVETF|FTBR|Foliofn Investments, Inc.|9
WDIV|SPDRS&PGLOBALDIVETF|GTSZ|GTS SECURITIES LLC|1
WDIV|SPDRS&PGLOBALDIVETF|HRBF|American Enterprise Investment Services Inc.|10547
WDIV|SPDRS&PGLOBALDIVETF|IBKR|Interactive Brokers Llc|378
WDIV|SPDRS&PGLOBALDIVETF|ITGI|ITG Inc.|208
WDIV|SPDRS&PGLOBALDIVETF|JANY|Janney Montgomery Scott Inc.|7320
WDIV|SPDRS&PGLOBALDIVETF|JPMX|J.P. Morgan Securities LLC|400
WDIV|SPDRS&PGLOBALDIVETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|10315
WDIV|SPDRS&PGLOBALDIVETF|JSJX|JANE STREET CAPITAL LLC|22271
WDIV|SPDRS&PGLOBALDIVETF|KCGM|VIRTU Americas LLC|301
WDIV|SPDRS&PGLOBALDIVETF|LEHM|Barclays Capital Inc./Le|600
WDIV|SPDRS&PGLOBALDIVETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1237
WDIV|SPDRS&PGLOBALDIVETF|LIME|Lime Brokerage LLC|271
WDIV|SPDRS&PGLOBALDIVETF|MACC|Mid Atlantic Capital Corporation|1710
WDIV|SPDRS&PGLOBALDIVETF|MCMF|Raymond James Ltd. Cds|150
WDIV|SPDRS&PGLOBALDIVETF|MSCO|MORGAN STANLEY & CO. LLC|5881
WDIV|SPDRS&PGLOBALDIVETF|NFSC|National Financial Services LLC|25880
WDIV|SPDRS&PGLOBALDIVETF|NITE|VIRTU Americas LLC|29819
WDIV|SPDRS&PGLOBALDIVETF|OLDM|OLD MISSION CAPITAL, LLC|200
WDIV|SPDRS&PGLOBALDIVETF|PDQM|CODA MARKETS, INC.|1205
WDIV|SPDRS&PGLOBALDIVETF|PWJC|UBS Financial Services, Inc.|374
WDIV|SPDRS&PGLOBALDIVETF|RBCM|RBC CAPITAL MARKETS, LLC|1108
WDIV|SPDRS&PGLOBALDIVETF|SGMT|GOLDMAN SACHS & CO. LLC|233
WDIV|SPDRS&PGLOBALDIVETF|STFL|Stifel, Nicolaus & Company, Incorporated|107
WDIV|SPDRS&PGLOBALDIVETF|SWIM|TD Ameritrade, Inc.|456
WDIV|SPDRS&PGLOBALDIVETF|UBSA|UBS SECURITIES LLC|1750
WDIV|SPDRS&PGLOBALDIVETF|UBSS|UBS Securities LLC|5855
WDIV|SPDRS&PGLOBALDIVETF|VGRD|Vanguard Marketing Corporation|582
WDIV|SPDRS&PGLOBALDIVETF|WSEA|WOLVERINE SECURITIES, LLC|5
WDIV|SPDRS&PGLOBALDIVETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2998
WDR|WADDELL&REED FIN INC|ALTX|Alternet Securities Inc.|9508
WDR|WADDELL&REED FIN INC|ANOS|ABEL/NOSER, L.L.C.|226
WDR|WADDELL&REED FIN INC|APCC|Apex Clearing Corporation|47
WDR|WADDELL&REED FIN INC|BANK|Primevest Financial Services, Inc.|1363
WDR|WADDELL&REED FIN INC|BATM|CBOE TRADING, INC.|1214
WDR|WADDELL&REED FIN INC|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3200
WDR|WADDELL&REED FIN INC|BERN|Sanford C. Bernstein & Co., LLC|1810
WDR|WADDELL&REED FIN INC|BIDS|BIDS TRADING L.P.|1100
WDR|WADDELL&REED FIN INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3691
WDR|WADDELL&REED FIN INC|BLKX|INSTINET, LLC|10600
WDR|WADDELL&REED FIN INC|BNPX|BNP PARIBAS SECURITIES CORP.|18402
WDR|WADDELL&REED FIN INC|BTIG|BTIG, LLC|57048
WDR|WADDELL&REED FIN INC|BYXM|CBOE TRADING, INC.|113
WDR|WADDELL&REED FIN INC|BZYD|GOLDMAN SACHS & CO. LLC|460
WDR|WADDELL&REED FIN INC|CANT|Cantor Fitzgerald & Co.|4026
WDR|WADDELL&REED FIN INC|CHAS|Charles Schwab & Co., Inc.|5139
WDR|WADDELL&REED FIN INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11191
WDR|WADDELL&REED FIN INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|800
WDR|WADDELL&REED FIN INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
WDR|WADDELL&REED FIN INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|219947
WDR|WADDELL&REED FIN INC|CTDL|Citadel Derivatives Group Llc|2782
WDR|WADDELL&REED FIN INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|50438
WDR|WADDELL&REED FIN INC|DAVA|Davenport & Company LLC|300
WDR|WADDELL&REED FIN INC|DBAB|Deutsche Bank Securities Inc.|137998
WDR|WADDELL&REED FIN INC|DBAX|Deutsche Bank Securities Inc.|181000
WDR|WADDELL&REED FIN INC|DBUL|Deutsche Bank Securities Inc.|4600
WDR|WADDELL&REED FIN INC|DEAN|MORGAN STANLEY|791
WDR|WADDELL&REED FIN INC|DEGS|RONIN PROFESSIONAL LLC|233
WDR|WADDELL&REED FIN INC|EBXL|EBX LLC|97200
WDR|WADDELL&REED FIN INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1382
WDR|WADDELL&REED FIN INC|EDJO|Edward D. Jones & Co., L.P.|3771
WDR|WADDELL&REED FIN INC|EGAM|CBOE TRADING, INC.|9182
WDR|WADDELL&REED FIN INC|EGAW|CBOE TRADING, INC.|130
WDR|WADDELL&REED FIN INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
WDR|WADDELL&REED FIN INC|EGXM|CBOE TRADING, INC.|1934
WDR|WADDELL&REED FIN INC|ETBE|Electronic Transaction Clearing, Inc.|4870
WDR|WADDELL&REED FIN INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2130
WDR|WADDELL&REED FIN INC|ETRS|E*Trade Securities LLC|99881
WDR|WADDELL&REED FIN INC|FILL|Tradestation Securities, Inc.|140
WDR|WADDELL&REED FIN INC|FMAF|NBCN Inc./ CDS|200
WDR|WADDELL&REED FIN INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3890
WDR|WADDELL&REED FIN INC|FQLS|Quantlab Securities LP|115657
WDR|WADDELL&REED FIN INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47026
WDR|WADDELL&REED FIN INC|FTBR|Foliofn Investments, Inc.|19502
WDR|WADDELL&REED FIN INC|GEBB|GLOBAL EXECUTION BROKERS, LP|500
WDR|WADDELL&REED FIN INC|GLPX|ACS EXECUTION SERVICES, LLC|3584
WDR|WADDELL&REED FIN INC|GSCO|GOLDMAN SACHS & CO. LLC|361413
WDR|WADDELL&REED FIN INC|GSCS|GOLDMAN SACHS & CO. LLC|2874
WDR|WADDELL&REED FIN INC|GSLT|GOLDMAN SACHS & CO. LLC|1922
WDR|WADDELL&REED FIN INC|GTSZ|GTS SECURITIES LLC|24074
WDR|WADDELL&REED FIN INC|HRBF|American Enterprise Investment Services Inc.|23390
WDR|WADDELL&REED FIN INC|IATS|INTERACTIVE BROKERS LLC|7401
WDR|WADDELL&REED FIN INC|IBKR|Interactive Brokers Llc|12265
WDR|WADDELL&REED FIN INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|57
WDR|WADDELL&REED FIN INC|ICBX|INSTINET, LLC|37903
WDR|WADDELL&REED FIN INC|IEQY|CITADEL SECURITIES LLC|32259
WDR|WADDELL&REED FIN INC|INCA|INSTINET, LLC|99230
WDR|WADDELL&REED FIN INC|INJX|INSTINET, LLC|11693
WDR|WADDELL&REED FIN INC|ITGI|ITG Inc.|56023
WDR|WADDELL&REED FIN INC|ITGP|ITG INC.|83600
WDR|WADDELL&REED FIN INC|JEFF|JEFFERIES LLC|13887
WDR|WADDELL&REED FIN INC|JMPT|JUMP TRADING, LLC|12106
WDR|WADDELL&REED FIN INC|JONE|JonesTrading|3050
WDR|WADDELL&REED FIN INC|JPBX|J.P. MORGAN SECURITIES LLC|37026
WDR|WADDELL&REED FIN INC|JPMX|J.P. Morgan Securities LLC|215863
WDR|WADDELL&REED FIN INC|JSJX|JANE STREET CAPITAL LLC|3092
WDR|WADDELL&REED FIN INC|KBWI|Keefe, Bruyette & Woods, Inc.|15736
WDR|WADDELL&REED FIN INC|KCGM|VIRTU Americas LLC|30210
WDR|WADDELL&REED FIN INC|LEHM|Barclays Capital Inc./Le|238121
WDR|WADDELL&REED FIN INC|LIME|Lime Brokerage LLC|74056
WDR|WADDELL&REED FIN INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|31800
WDR|WADDELL&REED FIN INC|LOOP|Loop Capital Markets LLC|300
WDR|WADDELL&REED FIN INC|LSCI|Lek Securities Corporation|96
WDR|WADDELL&REED FIN INC|MAXM|Maxim Group LLC|150
WDR|WADDELL&REED FIN INC|MBTS|ALLY INVEST SECURITIES LLC|295
WDR|WADDELL&REED FIN INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113540
WDR|WADDELL&REED FIN INC|MOTF|MOTIF INVESTING, INC.|3
WDR|WADDELL&REED FIN INC|MSCO|MORGAN STANLEY & CO. LLC|772610
WDR|WADDELL&REED FIN INC|MSPL|MORGAN STANLEY & CO. LLC|218600
WDR|WADDELL&REED FIN INC|MSTX|MORGAN STANLEY & CO. LLC|80100
WDR|WADDELL&REED FIN INC|MTON|MILLINGTON SECURITIES, INC.|11237
WDR|WADDELL&REED FIN INC|MULL|MARK J. MULLER EQUITIES, INC.|1100
WDR|WADDELL&REED FIN INC|NBCS|NBC Securities, INC.|200
WDR|WADDELL&REED FIN INC|NFSC|National Financial Services LLC|80844
WDR|WADDELL&REED FIN INC|NITE|VIRTU Americas LLC|197777
WDR|WADDELL&REED FIN INC|NITP|VIRTU Americas LLC|600
WDR|WADDELL&REED FIN INC|NQRB|Brut, LLC|2067
WDR|WADDELL&REED FIN INC|NTRC|Northern Trust Securities, Inc.|3130
WDR|WADDELL&REED FIN INC|OPCO|Oppenheimer & Co. Inc.|1375
WDR|WADDELL&REED FIN INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
WDR|WADDELL&REED FIN INC|PCPT|PHILLIP CAPITAL INC.|5747
WDR|WADDELL&REED FIN INC|PDQM|CODA MARKETS, INC.|15682
WDR|WADDELL&REED FIN INC|PHLY|NASDAQ Execution Services, LLC|800
WDR|WADDELL&REED FIN INC|PWJC|UBS Financial Services, Inc.|404
WDR|WADDELL&REED FIN INC|QMSR|QUATTRO M SECURITIES INC.|1933
WDR|WADDELL&REED FIN INC|RBCM|RBC CAPITAL MARKETS, LLC|1096
WDR|WADDELL&REED FIN INC|SAGL|SAGETRADER, LLC|11254
WDR|WADDELL&REED FIN INC|SAGW|SAGETRADER, LLC|200
WDR|WADDELL&REED FIN INC|SBRX|MURIEL SIEBERT & CO INC|1000
WDR|WADDELL&REED FIN INC|SBSH|Citigroup Global Markets Inc.|74257
WDR|WADDELL&REED FIN INC|SGMT|GOLDMAN SACHS & CO. LLC|64688
WDR|WADDELL&REED FIN INC|SIDC|Sidoti & Company, LLC|3700
WDR|WADDELL&REED FIN INC|SPDR|SPEEDROUTE LLC|800
WDR|WADDELL&REED FIN INC|STFL|Stifel, Nicolaus & Company, Incorporated|2750
WDR|WADDELL&REED FIN INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5449
WDR|WADDELL&REED FIN INC|SWIM|TD Ameritrade, Inc.|15585
WDR|WADDELL&REED FIN INC|SWST|Hilltop Securities Inc.|574
WDR|WADDELL&REED FIN INC|TKNG|ALLY INVEST SECURITIES LLC|200
WDR|WADDELL&REED FIN INC|TRBT|Tradebot Systems, Inc.|103782
WDR|WADDELL&REED FIN INC|TRCM|TRC MARKETS LLC|28151
WDR|WADDELL&REED FIN INC|UBSA|UBS SECURITIES LLC|339765
WDR|WADDELL&REED FIN INC|UBSS|UBS Securities LLC|318965
WDR|WADDELL&REED FIN INC|VALX|VIRTU AMERICAS LLC|7888
WDR|WADDELL&REED FIN INC|VGRD|Vanguard Marketing Corporation|13453
WDR|WADDELL&REED FIN INC|VNDM|Wall Street Access|1500
WDR|WADDELL&REED FIN INC|WABR|Wall Street Access|11437
WDR|WADDELL&REED FIN INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2652
WDR|WADDELL&REED FIN INC|WCHV|WELLS FARGO SECURITIES, LLC|140409
WDR|WADDELL&REED FIN INC|WEDB|WEDBUSH SECURITIES INC.|656
WDR|WADDELL&REED FIN INC|WEED|Weeden & Co.L.P.|5690
WDR|WADDELL&REED FIN INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6963
WDR|WADDELL&REED FIN INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|10081
WDR|WADDELL&REED FIN INC|WGIF|CIBC World Markets Inc.|77
WDR|WADDELL&REED FIN INC|WSEA|WOLVERINE SECURITIES, LLC|2687
WDR|WADDELL&REED FIN INC|XIST|INSTINET, LLC|168000
WDR|WADDELL&REED FIN INC|XPQR|Jump Trading|167
WDR|WADDELL&REED FIN INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|16358
WDR|WADDELL&REED FIN INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2911
WDR|WADDELL&REED FIN INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1461
WDRW|DIREXION DAILY REGIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|421
WDRW|DIREXION DAILY REGIO|FTBR|Foliofn Investments, Inc.|2
WDRW|DIREXION DAILY REGIO|IBKR|Interactive Brokers Llc|110
WDRW|DIREXION DAILY REGIO|KCGM|VIRTU Americas LLC|100
WDRW|DIREXION DAILY REGIO|LEHM|Barclays Capital Inc./Le|600
WDRW|DIREXION DAILY REGIO|NFSC|National Financial Services LLC|3935
WDRW|DIREXION DAILY REGIO|NITE|VIRTU Americas LLC|1353
WDRW|DIREXION DAILY REGIO|NITP|VIRTU Americas LLC|1283
WDRW|DIREXION DAILY REGIO|SWIM|TD Ameritrade, Inc.|1100
WDRW|DIREXION DAILY REGIO|TKNG|ALLY INVEST SECURITIES LLC|154
WDRW|DIREXION DAILY REGIO|UBSA|UBS SECURITIES LLC|260
WDRW|DIREXION DAILY REGIO|UBSS|UBS Securities LLC|185
WDRW|DIREXION DAILY REGIO|VGRD|Vanguard Marketing Corporation|371
WDRW|DIREXION DAILY REGIO|WSEA|WOLVERINE SECURITIES, LLC|173
WEA|WESTERN ASSET BND FD|APCC|Apex Clearing Corporation|19
WEA|WESTERN ASSET BND FD|BANK|Primevest Financial Services, Inc.|88
WEA|WESTERN ASSET BND FD|BARD|Robert W. Baird & Co. Incorporated|17521
WEA|WESTERN ASSET BND FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|600
WEA|WESTERN ASSET BND FD|BTIG|BTIG, LLC|12558
WEA|WESTERN ASSET BND FD|CANT|Cantor Fitzgerald & Co.|359
WEA|WESTERN ASSET BND FD|CHAS|Charles Schwab & Co., Inc.|501
WEA|WESTERN ASSET BND FD|CIST|Capital Institutional Services, Inc.|3894
WEA|WESTERN ASSET BND FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16680
WEA|WESTERN ASSET BND FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|108
WEA|WESTERN ASSET BND FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|700
WEA|WESTERN ASSET BND FD|DBAX|Deutsche Bank Securities Inc.|700
WEA|WESTERN ASSET BND FD|DEAN|MORGAN STANLEY|48
WEA|WESTERN ASSET BND FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36745
WEA|WESTERN ASSET BND FD|EBXL|EBX LLC|14100
WEA|WESTERN ASSET BND FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|6
WEA|WESTERN ASSET BND FD|EDJO|Edward D. Jones & Co., L.P.|861
WEA|WESTERN ASSET BND FD|ETRS|E*Trade Securities LLC|1945
WEA|WESTERN ASSET BND FD|FILL|Tradestation Securities, Inc.|40
WEA|WESTERN ASSET BND FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2116
WEA|WESTERN ASSET BND FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1117
WEA|WESTERN ASSET BND FD|FTBR|Foliofn Investments, Inc.|37
WEA|WESTERN ASSET BND FD|GLPX|ACS EXECUTION SERVICES, LLC|15
WEA|WESTERN ASSET BND FD|GSLT|GOLDMAN SACHS & CO. LLC|1059
WEA|WESTERN ASSET BND FD|HRBF|American Enterprise Investment Services Inc.|1300
WEA|WESTERN ASSET BND FD|IATS|INTERACTIVE BROKERS LLC|613
WEA|WESTERN ASSET BND FD|IBKR|Interactive Brokers Llc|4817
WEA|WESTERN ASSET BND FD|ICBX|INSTINET, LLC|700
WEA|WESTERN ASSET BND FD|INCA|INSTINET, LLC|1858
WEA|WESTERN ASSET BND FD|ITGI|ITG Inc.|1800
WEA|WESTERN ASSET BND FD|ITGP|ITG INC.|2400
WEA|WESTERN ASSET BND FD|JANY|Janney Montgomery Scott Inc.|3312
WEA|WESTERN ASSET BND FD|JPMX|J.P. Morgan Securities LLC|800
WEA|WESTERN ASSET BND FD|KCGM|VIRTU Americas LLC|700
WEA|WESTERN ASSET BND FD|LEHM|Barclays Capital Inc./Le|1600
WEA|WESTERN ASSET BND FD|LIME|Lime Brokerage LLC|170
WEA|WESTERN ASSET BND FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
WEA|WESTERN ASSET BND FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
WEA|WESTERN ASSET BND FD|MSCO|MORGAN STANLEY & CO. LLC|47268
WEA|WESTERN ASSET BND FD|MSPL|MORGAN STANLEY & CO. LLC|900
WEA|WESTERN ASSET BND FD|MSTX|MORGAN STANLEY & CO. LLC|1000
WEA|WESTERN ASSET BND FD|NATL|National Securities Corporation|8600
WEA|WESTERN ASSET BND FD|NFSC|National Financial Services LLC|44255
WEA|WESTERN ASSET BND FD|NITE|VIRTU Americas LLC|65885
WEA|WESTERN ASSET BND FD|NQRB|Brut, LLC|677
WEA|WESTERN ASSET BND FD|OPCO|Oppenheimer & Co. Inc.|4207
WEA|WESTERN ASSET BND FD|PDQM|CODA MARKETS, INC.|315
WEA|WESTERN ASSET BND FD|RBCM|RBC CAPITAL MARKETS, LLC|2180
WEA|WESTERN ASSET BND FD|SALI|INTL FCSTONE FINANCIAL INC.|800
WEA|WESTERN ASSET BND FD|SGMT|GOLDMAN SACHS & CO. LLC|571
WEA|WESTERN ASSET BND FD|STFL|Stifel, Nicolaus & Company, Incorporated|5206
WEA|WESTERN ASSET BND FD|SWIM|TD Ameritrade, Inc.|1286
WEA|WESTERN ASSET BND FD|SWST|Hilltop Securities Inc.|33506
WEA|WESTERN ASSET BND FD|TRBT|Tradebot Systems, Inc.|1951
WEA|WESTERN ASSET BND FD|UBSA|UBS SECURITIES LLC|3933
WEA|WESTERN ASSET BND FD|UBSS|UBS Securities LLC|12165
WEA|WESTERN ASSET BND FD|VGRD|Vanguard Marketing Corporation|4940
WEA|WESTERN ASSET BND FD|WCHV|WELLS FARGO SECURITIES, LLC|8763
WEA|WESTERN ASSET BND FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1412
WEA|WESTERN ASSET BND FD|WSEA|WOLVERINE SECURITIES, LLC|32
WEA|WESTERN ASSET BND FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
WEA|WESTERN ASSET BND FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2778
WEAR|WEAR (THE) ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
WEAR|WEAR (THE) ETF|ETRS|E*Trade Securities LLC|100
WEAR|WEAR (THE) ETF|JSJX|JANE STREET CAPITAL LLC|711
WEAR|WEAR (THE) ETF|KCGM|VIRTU Americas LLC|207
WEAR|WEAR (THE) ETF|LIME|Lime Brokerage LLC|100
WEAR|WEAR (THE) ETF|NFSC|National Financial Services LLC|370
WEAR|WEAR (THE) ETF|NITE|VIRTU Americas LLC|274
WEAR|WEAR (THE) ETF|UBSA|UBS SECURITIES LLC|100
WEAR|WEAR (THE) ETF|UBSS|UBS Securities LLC|911
WEAR|WEAR (THE) ETF|VGRD|Vanguard Marketing Corporation|18
WEAR|WEAR (THE) ETF|WSEA|WOLVERINE SECURITIES, LLC|4
WEAT|TEUCRIUM WHEAT|AGIS|Aegis Capital Corp.|188827
WEAT|TEUCRIUM WHEAT|APCC|Apex Clearing Corporation|4945
WEAT|TEUCRIUM WHEAT|BATM|CBOE TRADING, INC.|7700
WEAT|TEUCRIUM WHEAT|BYXM|CBOE TRADING, INC.|4300
WEAT|TEUCRIUM WHEAT|CHAS|Charles Schwab & Co., Inc.|1300
WEAT|TEUCRIUM WHEAT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4200
WEAT|TEUCRIUM WHEAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133644
WEAT|TEUCRIUM WHEAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
WEAT|TEUCRIUM WHEAT|DBAX|Deutsche Bank Securities Inc.|10200
WEAT|TEUCRIUM WHEAT|DEAN|MORGAN STANLEY|2580
WEAT|TEUCRIUM WHEAT|EBXL|EBX LLC|4100
WEAT|TEUCRIUM WHEAT|ECUT|CONVERGEX EXECUTION SOLUTIONS|31
WEAT|TEUCRIUM WHEAT|EDJO|Edward D. Jones & Co., L.P.|1600
WEAT|TEUCRIUM WHEAT|EGAM|CBOE TRADING, INC.|7000
WEAT|TEUCRIUM WHEAT|ETBE|Electronic Transaction Clearing, Inc.|2400
WEAT|TEUCRIUM WHEAT|ETRS|E*Trade Securities LLC|60564
WEAT|TEUCRIUM WHEAT|FBSB|U.S. Bancorp Investments, Inc.|300
WEAT|TEUCRIUM WHEAT|FILL|Tradestation Securities, Inc.|33953
WEAT|TEUCRIUM WHEAT|FMAF|NBCN Inc./ CDS|3600
WEAT|TEUCRIUM WHEAT|FTBR|Foliofn Investments, Inc.|11971
WEAT|TEUCRIUM WHEAT|GLIS|TD Securities Inc|9946
WEAT|TEUCRIUM WHEAT|GSCO|GOLDMAN SACHS & CO. LLC|18660
WEAT|TEUCRIUM WHEAT|GSLT|GOLDMAN SACHS & CO. LLC|13870
WEAT|TEUCRIUM WHEAT|GTSZ|GTS SECURITIES LLC|193
WEAT|TEUCRIUM WHEAT|HRBF|American Enterprise Investment Services Inc.|2800
WEAT|TEUCRIUM WHEAT|IATS|INTERACTIVE BROKERS LLC|11111
WEAT|TEUCRIUM WHEAT|IBKR|Interactive Brokers Llc|204088
WEAT|TEUCRIUM WHEAT|ICBX|INSTINET, LLC|3700
WEAT|TEUCRIUM WHEAT|INCA|INSTINET, LLC|3500
WEAT|TEUCRIUM WHEAT|ITGP|ITG INC.|6000
WEAT|TEUCRIUM WHEAT|JMPT|JUMP TRADING, LLC|608
WEAT|TEUCRIUM WHEAT|JPMX|J.P. Morgan Securities LLC|10420
WEAT|TEUCRIUM WHEAT|JSJX|JANE STREET CAPITAL LLC|505091
WEAT|TEUCRIUM WHEAT|KCGM|VIRTU Americas LLC|9148
WEAT|TEUCRIUM WHEAT|LEHM|Barclays Capital Inc./Le|23200
WEAT|TEUCRIUM WHEAT|LIME|Lime Brokerage LLC|1093
WEAT|TEUCRIUM WHEAT|LSCI|Lek Securities Corporation|179
WEAT|TEUCRIUM WHEAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13036
WEAT|TEUCRIUM WHEAT|MSCO|MORGAN STANLEY & CO. LLC|47117
WEAT|TEUCRIUM WHEAT|MSPL|MORGAN STANLEY & CO. LLC|25000
WEAT|TEUCRIUM WHEAT|NFSC|National Financial Services LLC|366615
WEAT|TEUCRIUM WHEAT|NITE|VIRTU Americas LLC|420448
WEAT|TEUCRIUM WHEAT|NITP|VIRTU Americas LLC|59000
WEAT|TEUCRIUM WHEAT|NTBF|BMO Nesbitt Burns Inc./CDS|500
WEAT|TEUCRIUM WHEAT|OLDM|OLD MISSION CAPITAL, LLC|19579
WEAT|TEUCRIUM WHEAT|RBCM|RBC CAPITAL MARKETS, LLC|8802
WEAT|TEUCRIUM WHEAT|SBSH|Citigroup Global Markets Inc.|8710
WEAT|TEUCRIUM WHEAT|SGMT|GOLDMAN SACHS & CO. LLC|8220
WEAT|TEUCRIUM WHEAT|SHMR|ABN Amro Clearing LLC|101153
WEAT|TEUCRIUM WHEAT|SWIM|TD Ameritrade, Inc.|80566
WEAT|TEUCRIUM WHEAT|SWST|Hilltop Securities Inc.|3000
WEAT|TEUCRIUM WHEAT|TKNG|ALLY INVEST SECURITIES LLC|2738
WEAT|TEUCRIUM WHEAT|TWTT|TASTYWORKS, INC.|400
WEAT|TEUCRIUM WHEAT|UBSA|UBS SECURITIES LLC|52216
WEAT|TEUCRIUM WHEAT|UBSS|UBS Securities LLC|52873
WEAT|TEUCRIUM WHEAT|VGRD|Vanguard Marketing Corporation|88997
WEAT|TEUCRIUM WHEAT|WCHV|WELLS FARGO SECURITIES, LLC|19360
WEAT|TEUCRIUM WHEAT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2242
WEAT|TEUCRIUM WHEAT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15563
WEAT|TEUCRIUM WHEAT|WSEA|WOLVERINE SECURITIES, LLC|5030
WEAT|TEUCRIUM WHEAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17300
WEB|WEB.COM GROUP, INC.|ADAM|CANACCORD GENUITY INC.|6900
WEB|WEB.COM GROUP, INC.|APCC|Apex Clearing Corporation|3408
WEB|WEB.COM GROUP, INC.|AQUA|AQUA SECURITIES L.P.|6700
WEB|WEB.COM GROUP, INC.|BANK|Primevest Financial Services, Inc.|62
WEB|WEB.COM GROUP, INC.|BATM|CBOE TRADING, INC.|2318
WEB|WEB.COM GROUP, INC.|BAYT|BTIG, LLC|4255
WEB|WEB.COM GROUP, INC.|BERN|Sanford C. Bernstein & Co., LLC|4234
WEB|WEB.COM GROUP, INC.|BIDS|BIDS TRADING L.P.|6000
WEB|WEB.COM GROUP, INC.|BIMI|Banca IMI Securities Corp.|300
WEB|WEB.COM GROUP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13028
WEB|WEB.COM GROUP, INC.|BLKX|INSTINET, LLC|399046
WEB|WEB.COM GROUP, INC.|BMOC|BMO Capital Markets Corp.|6279
WEB|WEB.COM GROUP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2678
WEB|WEB.COM GROUP, INC.|BTIG|BTIG, LLC|2556489
WEB|WEB.COM GROUP, INC.|BYXM|CBOE TRADING, INC.|1349
WEB|WEB.COM GROUP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1540
WEB|WEB.COM GROUP, INC.|CANT|Cantor Fitzgerald & Co.|107
WEB|WEB.COM GROUP, INC.|CHLC|CHURCHILL CAPITAL USA, INC.|9200
WEB|WEB.COM GROUP, INC.|CIST|Capital Institutional Services, Inc.|1578
WEB|WEB.COM GROUP, INC.|CLSA|CLSA AMERICAS, LLC|2800
WEB|WEB.COM GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|99254
WEB|WEB.COM GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14461
WEB|WEB.COM GROUP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
WEB|WEB.COM GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2341810
WEB|WEB.COM GROUP, INC.|CTDL|Citadel Derivatives Group Llc|33010
WEB|WEB.COM GROUP, INC.|CTLR|CUTLER GROUP, LP|100
WEB|WEB.COM GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|145160
WEB|WEB.COM GROUP, INC.|DAVA|Davenport & Company LLC|2494
WEB|WEB.COM GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|260047
WEB|WEB.COM GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|871600
WEB|WEB.COM GROUP, INC.|DBUL|Deutsche Bank Securities Inc.|2620
WEB|WEB.COM GROUP, INC.|DEAN|MORGAN STANLEY|12928
WEB|WEB.COM GROUP, INC.|DEGS|RONIN PROFESSIONAL LLC|8657
WEB|WEB.COM GROUP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10772
WEB|WEB.COM GROUP, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1800
WEB|WEB.COM GROUP, INC.|EBXL|EBX LLC|745900
WEB|WEB.COM GROUP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|73488
WEB|WEB.COM GROUP, INC.|EDJO|Edward D. Jones & Co., L.P.|719
WEB|WEB.COM GROUP, INC.|EGAM|CBOE TRADING, INC.|26012
WEB|WEB.COM GROUP, INC.|EGAW|CBOE TRADING, INC.|100
WEB|WEB.COM GROUP, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1650
WEB|WEB.COM GROUP, INC.|EGXM|CBOE TRADING, INC.|100
WEB|WEB.COM GROUP, INC.|ETBE|Electronic Transaction Clearing, Inc.|7931
WEB|WEB.COM GROUP, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|6385
WEB|WEB.COM GROUP, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
WEB|WEB.COM GROUP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14462
WEB|WEB.COM GROUP, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
WEB|WEB.COM GROUP, INC.|ETRS|E*Trade Securities LLC|382108
WEB|WEB.COM GROUP, INC.|FBCO|Credit Suisse Securities (USA) LLC|632065
WEB|WEB.COM GROUP, INC.|FILL|Tradestation Securities, Inc.|11716
WEB|WEB.COM GROUP, INC.|FMAF|NBCN Inc./ CDS|500
WEB|WEB.COM GROUP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|104277
WEB|WEB.COM GROUP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5020
WEB|WEB.COM GROUP, INC.|FQLS|Quantlab Securities LP|251687
WEB|WEB.COM GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47400
WEB|WEB.COM GROUP, INC.|FTBR|Foliofn Investments, Inc.|918
WEB|WEB.COM GROUP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|27621
WEB|WEB.COM GROUP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|12912
WEB|WEB.COM GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3249776
WEB|WEB.COM GROUP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|535502
WEB|WEB.COM GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|2926
WEB|WEB.COM GROUP, INC.|GTSZ|GTS SECURITIES LLC|76739
WEB|WEB.COM GROUP, INC.|HRBF|American Enterprise Investment Services Inc.|2199
WEB|WEB.COM GROUP, INC.|IATS|INTERACTIVE BROKERS LLC|14060
WEB|WEB.COM GROUP, INC.|IBKR|Interactive Brokers Llc|316883
WEB|WEB.COM GROUP, INC.|ICBX|INSTINET, LLC|265688
WEB|WEB.COM GROUP, INC.|IEQY|CITADEL SECURITIES LLC|36548
WEB|WEB.COM GROUP, INC.|IMPC|Imperial Capital, LLC|7100
WEB|WEB.COM GROUP, INC.|INCA|INSTINET, LLC|602420
WEB|WEB.COM GROUP, INC.|INJX|INSTINET, LLC|35224
WEB|WEB.COM GROUP, INC.|ITGI|ITG Inc.|92078
WEB|WEB.COM GROUP, INC.|ITGP|ITG INC.|879000
WEB|WEB.COM GROUP, INC.|JEFF|JEFFERIES LLC|158422
WEB|WEB.COM GROUP, INC.|JMPT|JUMP TRADING, LLC|42005
WEB|WEB.COM GROUP, INC.|JONE|JonesTrading|6299
WEB|WEB.COM GROUP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|10440
WEB|WEB.COM GROUP, INC.|JPMX|J.P. Morgan Securities LLC|1324567
WEB|WEB.COM GROUP, INC.|JSJX|JANE STREET CAPITAL LLC|19765
WEB|WEB.COM GROUP, INC.|KCGM|VIRTU Americas LLC|189360
WEB|WEB.COM GROUP, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|100000
WEB|WEB.COM GROUP, INC.|KING|C. L. King & Associates, Inc.|318619
WEB|WEB.COM GROUP, INC.|LEHM|Barclays Capital Inc./Le|1348408
WEB|WEB.COM GROUP, INC.|LIME|Lime Brokerage LLC|280027
WEB|WEB.COM GROUP, INC.|LMGP|LIME BROKERAGE LLC|4800
WEB|WEB.COM GROUP, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|317408
WEB|WEB.COM GROUP, INC.|LQNA|LIQUIDNET, INC.|571700
WEB|WEB.COM GROUP, INC.|LQNB|LIQUIDNET, INC.|8098
WEB|WEB.COM GROUP, INC.|LSCI|Lek Securities Corporation|23202
WEB|WEB.COM GROUP, INC.|MACC|Mid Atlantic Capital Corporation|3188
WEB|WEB.COM GROUP, INC.|MAXM|Maxim Group LLC|18970
WEB|WEB.COM GROUP, INC.|MBTS|ALLY INVEST SECURITIES LLC|158
WEB|WEB.COM GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|279414
WEB|WEB.COM GROUP, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|8995
WEB|WEB.COM GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|2113630
WEB|WEB.COM GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|1172900
WEB|WEB.COM GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|240400
WEB|WEB.COM GROUP, INC.|NFSC|National Financial Services LLC|164222
WEB|WEB.COM GROUP, INC.|NITE|VIRTU Americas LLC|676340
WEB|WEB.COM GROUP, INC.|NITP|VIRTU Americas LLC|11897
WEB|WEB.COM GROUP, INC.|NQRB|Brut, LLC|3095
WEB|WEB.COM GROUP, INC.|OPCO|Oppenheimer & Co. Inc.|357975
WEB|WEB.COM GROUP, INC.|PDQM|CODA MARKETS, INC.|121405
WEB|WEB.COM GROUP, INC.|RAJA|Raymond James & Associates, Inc.|1297
WEB|WEB.COM GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|3834
WEB|WEB.COM GROUP, INC.|RGLD|Regal Securities, Inc|68832
WEB|WEB.COM GROUP, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|109625
WEB|WEB.COM GROUP, INC.|SAGL|SAGETRADER, LLC|800
WEB|WEB.COM GROUP, INC.|SAGW|SAGETRADER, LLC|2783
WEB|WEB.COM GROUP, INC.|SALI|INTL FCSTONE FINANCIAL INC.|2200
WEB|WEB.COM GROUP, INC.|SBSH|Citigroup Global Markets Inc.|632132
WEB|WEB.COM GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|418876
WEB|WEB.COM GROUP, INC.|SPDR|SPEEDROUTE LLC|31439
WEB|WEB.COM GROUP, INC.|SPNT|SEVEN POINTS CAPITAL, LLC|100
WEB|WEB.COM GROUP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|1025
WEB|WEB.COM GROUP, INC.|STXG|Stockcross Financial Services, Inc.|2000
WEB|WEB.COM GROUP, INC.|SWIM|TD Ameritrade, Inc.|282952
WEB|WEB.COM GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|816
WEB|WEB.COM GROUP, INC.|TRBT|Tradebot Systems, Inc.|44111
WEB|WEB.COM GROUP, INC.|TRCM|TRC MARKETS LLC|106796
WEB|WEB.COM GROUP, INC.|TWTT|TASTYWORKS, INC.|1841
WEB|WEB.COM GROUP, INC.|UBSS|UBS Securities LLC|1187467
WEB|WEB.COM GROUP, INC.|VALX|VIRTU AMERICAS LLC|73688
WEB|WEB.COM GROUP, INC.|VGRD|Vanguard Marketing Corporation|13445
WEB|WEB.COM GROUP, INC.|VNDS|VANDHAM SECURITIES CORP|4085
WEB|WEB.COM GROUP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|734
WEB|WEB.COM GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|415712
WEB|WEB.COM GROUP, INC.|WEDB|WEDBUSH SECURITIES INC.|301
WEB|WEB.COM GROUP, INC.|WEED|Weeden & Co.L.P.|124040
WEB|WEB.COM GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3267
WEB|WEB.COM GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6968
WEB|WEB.COM GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|1854
WEB|WEB.COM GROUP, INC.|XIST|INSTINET, LLC|39640
WEB|WEB.COM GROUP, INC.|XPQR|Jump Trading|272
WEB|WEB.COM GROUP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|42998
WEB|WEB.COM GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5207
WEBK|WELLESLEY BNCP INC|APCC|Apex Clearing Corporation|8
WEBK|WELLESLEY BNCP INC|BATM|CBOE TRADING, INC.|90
WEBK|WELLESLEY BNCP INC|CANT|Cantor Fitzgerald & Co.|130
WEBK|WELLESLEY BNCP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|505
WEBK|WELLESLEY BNCP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|136
WEBK|WELLESLEY BNCP INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
WEBK|WELLESLEY BNCP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|195
WEBK|WELLESLEY BNCP INC|DBAB|Deutsche Bank Securities Inc.|200
WEBK|WELLESLEY BNCP INC|DBAX|Deutsche Bank Securities Inc.|200
WEBK|WELLESLEY BNCP INC|ETRS|E*Trade Securities LLC|1001
WEBK|WELLESLEY BNCP INC|FBCO|Credit Suisse Securities (USA) LLC|379
WEBK|WELLESLEY BNCP INC|FOMA|TD AMERITRADE CLEARING, INC.|12112
WEBK|WELLESLEY BNCP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|14
WEBK|WELLESLEY BNCP INC|FTBR|Foliofn Investments, Inc.|4
WEBK|WELLESLEY BNCP INC|GSCO|GOLDMAN SACHS & CO. LLC|809
WEBK|WELLESLEY BNCP INC|GTSZ|GTS SECURITIES LLC|10
WEBK|WELLESLEY BNCP INC|IBKR|Interactive Brokers Llc|2980
WEBK|WELLESLEY BNCP INC|ICBX|INSTINET, LLC|300
WEBK|WELLESLEY BNCP INC|INCA|INSTINET, LLC|1195
WEBK|WELLESLEY BNCP INC|INJX|INSTINET, LLC|400
WEBK|WELLESLEY BNCP INC|ITGI|ITG Inc.|952
WEBK|WELLESLEY BNCP INC|KCGM|VIRTU Americas LLC|99
WEBK|WELLESLEY BNCP INC|LEHM|Barclays Capital Inc./Le|208
WEBK|WELLESLEY BNCP INC|LIME|Lime Brokerage LLC|2130
WEBK|WELLESLEY BNCP INC|MSCO|MORGAN STANLEY & CO. LLC|1853
WEBK|WELLESLEY BNCP INC|NFSC|National Financial Services LLC|2650
WEBK|WELLESLEY BNCP INC|NITE|VIRTU Americas LLC|3795
WEBK|WELLESLEY BNCP INC|RBCM|RBC CAPITAL MARKETS, LLC|150
WEBK|WELLESLEY BNCP INC|SBSH|Citigroup Global Markets Inc.|200
WEBK|WELLESLEY BNCP INC|SPDR|SPEEDROUTE LLC|335
WEBK|WELLESLEY BNCP INC|SPTD|MINT GLOBAL MARKETS, INC.|300
WEBK|WELLESLEY BNCP INC|SWIM|TD Ameritrade, Inc.|298
WEBK|WELLESLEY BNCP INC|TRCM|TRC MARKETS LLC|365
WEBK|WELLESLEY BNCP INC|UBSA|UBS SECURITIES LLC|836
WEBK|WELLESLEY BNCP INC|UBSS|UBS Securities LLC|3101
WEBK|WELLESLEY BNCP INC|VGRD|Vanguard Marketing Corporation|2
WEBK|WELLESLEY BNCP INC|WCHV|WELLS FARGO SECURITIES, LLC|1527
WEC|WEC ENERGY GP, INC.|ABLE|NATIXIS Securities Americas LLC|58529
WEC|WEC ENERGY GP, INC.|ALTX|Alternet Securities Inc.|10138
WEC|WEC ENERGY GP, INC.|APCC|Apex Clearing Corporation|295
WEC|WEC ENERGY GP, INC.|BALE|M&T SECURITIES, INC.|515
WEC|WEC ENERGY GP, INC.|BANK|Primevest Financial Services, Inc.|82
WEC|WEC ENERGY GP, INC.|BARD|Robert W. Baird & Co. Incorporated|30304
WEC|WEC ENERGY GP, INC.|BATM|CBOE TRADING, INC.|6105
WEC|WEC ENERGY GP, INC.|BAYC|BAY CREST PARTNERS, LLC|10
WEC|WEC ENERGY GP, INC.|BAYT|BTIG, LLC|100
WEC|WEC ENERGY GP, INC.|BBNT|BB&T SECURITIES, LLC|951
WEC|WEC ENERGY GP, INC.|BERN|Sanford C. Bernstein & Co., LLC|172073
WEC|WEC ENERGY GP, INC.|BIDS|BIDS TRADING L.P.|42500
WEC|WEC ENERGY GP, INC.|BKCM|BNY Mellon Capital Markets LLC|162
WEC|WEC ENERGY GP, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41286
WEC|WEC ENERGY GP, INC.|BLKX|INSTINET, LLC|58200
WEC|WEC ENERGY GP, INC.|BMOC|BMO Capital Markets Corp.|59589
WEC|WEC ENERGY GP, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|202769
WEC|WEC ENERGY GP, INC.|BTIG|BTIG, LLC|10817
WEC|WEC ENERGY GP, INC.|BYXM|CBOE TRADING, INC.|2953
WEC|WEC ENERGY GP, INC.|BZYD|GOLDMAN SACHS & CO. LLC|523
WEC|WEC ENERGY GP, INC.|CABR|Cabrera Capital Markets, Inc.|50
WEC|WEC ENERGY GP, INC.|CANT|Cantor Fitzgerald & Co.|1152
WEC|WEC ENERGY GP, INC.|CHAS|Charles Schwab & Co., Inc.|3552
WEC|WEC ENERGY GP, INC.|CIBP|CIBC World Markets Corp.|17455
WEC|WEC ENERGY GP, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|13000
WEC|WEC ENERGY GP, INC.|CIST|Capital Institutional Services, Inc.|14637
WEC|WEC ENERGY GP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|239419
WEC|WEC ENERGY GP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2273
WEC|WEC ENERGY GP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|432180
WEC|WEC ENERGY GP, INC.|CTDL|Citadel Derivatives Group Llc|13905
WEC|WEC ENERGY GP, INC.|CTLR|CUTLER GROUP, LP|100
WEC|WEC ENERGY GP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|30418
WEC|WEC ENERGY GP, INC.|DADA|D.A. Davidson & Co.|941
WEC|WEC ENERGY GP, INC.|DAVA|Davenport & Company LLC|504
WEC|WEC ENERGY GP, INC.|DBAB|Deutsche Bank Securities Inc.|702995
WEC|WEC ENERGY GP, INC.|DBAX|Deutsche Bank Securities Inc.|256500
WEC|WEC ENERGY GP, INC.|DBUL|Deutsche Bank Securities Inc.|500
WEC|WEC ENERGY GP, INC.|DCHF|Dart Executions, LLC|3258
WEC|WEC ENERGY GP, INC.|DEAN|MORGAN STANLEY|43842
WEC|WEC ENERGY GP, INC.|DEGS|RONIN PROFESSIONAL LLC|600
WEC|WEC ENERGY GP, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3137
WEC|WEC ENERGY GP, INC.|EBXL|EBX LLC|484500
WEC|WEC ENERGY GP, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|55666
WEC|WEC ENERGY GP, INC.|EDJO|Edward D. Jones & Co., L.P.|24997
WEC|WEC ENERGY GP, INC.|EGAM|CBOE TRADING, INC.|34094
WEC|WEC ENERGY GP, INC.|EGAW|CBOE TRADING, INC.|167
WEC|WEC ENERGY GP, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1600
WEC|WEC ENERGY GP, INC.|EGXM|CBOE TRADING, INC.|4618
WEC|WEC ENERGY GP, INC.|ESPO|ESPOSITO SECURITIES, LLC|256
WEC|WEC ENERGY GP, INC.|ETBE|Electronic Transaction Clearing, Inc.|29812
WEC|WEC ENERGY GP, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
WEC|WEC ENERGY GP, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|100
WEC|WEC ENERGY GP, INC.|ETCC|Electronic Transaction Clearing, Inc.|527
WEC|WEC ENERGY GP, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6874
WEC|WEC ENERGY GP, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3393
WEC|WEC ENERGY GP, INC.|ETRS|E*Trade Securities LLC|33090
WEC|WEC ENERGY GP, INC.|FBSB|U.S. Bancorp Investments, Inc.|25313
WEC|WEC ENERGY GP, INC.|FILL|Tradestation Securities, Inc.|13424
WEC|WEC ENERGY GP, INC.|FINX|FINTECH SECURITIES|40
WEC|WEC ENERGY GP, INC.|FMAF|NBCN Inc./ CDS|2085
WEC|WEC ENERGY GP, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7873
WEC|WEC ENERGY GP, INC.|FQLS|Quantlab Securities LP|398003
WEC|WEC ENERGY GP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89186
WEC|WEC ENERGY GP, INC.|FTBR|Foliofn Investments, Inc.|9936
WEC|WEC ENERGY GP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2601
WEC|WEC ENERGY GP, INC.|GLIS|TD Securities Inc|205
WEC|WEC ENERGY GP, INC.|GLPX|ACS EXECUTION SERVICES, LLC|24453
WEC|WEC ENERGY GP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1565801
WEC|WEC ENERGY GP, INC.|GSCS|GOLDMAN SACHS & CO. LLC|16522
WEC|WEC ENERGY GP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|19674
WEC|WEC ENERGY GP, INC.|GTSZ|GTS SECURITIES LLC|212174
WEC|WEC ENERGY GP, INC.|HRBF|American Enterprise Investment Services Inc.|14161
WEC|WEC ENERGY GP, INC.|HSBC|HSBC Securities, Inc.|3391
WEC|WEC ENERGY GP, INC.|IATS|INTERACTIVE BROKERS LLC|7669
WEC|WEC ENERGY GP, INC.|IBKR|Interactive Brokers Llc|16728
WEC|WEC ENERGY GP, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5105
WEC|WEC ENERGY GP, INC.|ICBX|INSTINET, LLC|90964
WEC|WEC ENERGY GP, INC.|IEQY|CITADEL SECURITIES LLC|114886
WEC|WEC ENERGY GP, INC.|INCA|INSTINET, LLC|346777
WEC|WEC ENERGY GP, INC.|INJX|INSTINET, LLC|65648
WEC|WEC ENERGY GP, INC.|INTL|INTL FCSTONE FINANCIAL INC.|9
WEC|WEC ENERGY GP, INC.|ITGI|ITG Inc.|40941
WEC|WEC ENERGY GP, INC.|ITGP|ITG INC.|71800
WEC|WEC ENERGY GP, INC.|JANY|Janney Montgomery Scott Inc.|3095
WEC|WEC ENERGY GP, INC.|JEFF|JEFFERIES LLC|278134
WEC|WEC ENERGY GP, INC.|JMPT|JUMP TRADING, LLC|104472
WEC|WEC ENERGY GP, INC.|JONE|JonesTrading|792
WEC|WEC ENERGY GP, INC.|JPBX|J.P. MORGAN SECURITIES LLC|228891
WEC|WEC ENERGY GP, INC.|JPMX|J.P. Morgan Securities LLC|457784
WEC|WEC ENERGY GP, INC.|JSJX|JANE STREET CAPITAL LLC|7179
WEC|WEC ENERGY GP, INC.|KCGM|VIRTU Americas LLC|33756
WEC|WEC ENERGY GP, INC.|LEHM|Barclays Capital Inc./Le|786598
WEC|WEC ENERGY GP, INC.|LGNT|COR CLEARING LLC|1
WEC|WEC ENERGY GP, INC.|LIME|Lime Brokerage LLC|42860
WEC|WEC ENERGY GP, INC.|LOOP|Loop Capital Markets LLC|4517
WEC|WEC ENERGY GP, INC.|LQNA|LIQUIDNET, INC.|27600
WEC|WEC ENERGY GP, INC.|LSCI|Lek Securities Corporation|46
WEC|WEC ENERGY GP, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
WEC|WEC ENERGY GP, INC.|MACC|Mid Atlantic Capital Corporation|3851
WEC|WEC ENERGY GP, INC.|MACQ|Macquarie Capital (USA) Inc.|700
WEC|WEC ENERGY GP, INC.|MAXM|Maxim Group LLC|422
WEC|WEC ENERGY GP, INC.|MCMF|Raymond James Ltd. Cds|205
WEC|WEC ENERGY GP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|99910
WEC|WEC ENERGY GP, INC.|MNDX|TJM Investments, LLC|2379
WEC|WEC ENERGY GP, INC.|MOTF|MOTIF INVESTING, INC.|12
WEC|WEC ENERGY GP, INC.|MSCO|MORGAN STANLEY & CO. LLC|1722630
WEC|WEC ENERGY GP, INC.|MSPL|MORGAN STANLEY & CO. LLC|210500
WEC|WEC ENERGY GP, INC.|MSTX|MORGAN STANLEY & CO. LLC|351300
WEC|WEC ENERGY GP, INC.|MZHO|Mizuho Securities USA LLC|39000
WEC|WEC ENERGY GP, INC.|NBCS|NBC Securities, INC.|923
WEC|WEC ENERGY GP, INC.|NEUB|NEUBERGER BERMAN BD LLC|5503
WEC|WEC ENERGY GP, INC.|NFSC|National Financial Services LLC|410131
WEC|WEC ENERGY GP, INC.|NITE|VIRTU Americas LLC|605425
WEC|WEC ENERGY GP, INC.|NITP|VIRTU Americas LLC|872
WEC|WEC ENERGY GP, INC.|NQRB|Brut, LLC|28338
WEC|WEC ENERGY GP, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|803
WEC|WEC ENERGY GP, INC.|NTRC|Northern Trust Securities, Inc.|1147
WEC|WEC ENERGY GP, INC.|OPCO|Oppenheimer & Co. Inc.|4113
WEC|WEC ENERGY GP, INC.|PDQM|CODA MARKETS, INC.|110379
WEC|WEC ENERGY GP, INC.|PHLY|NASDAQ Execution Services, LLC|1400
WEC|WEC ENERGY GP, INC.|PIPR|Piper Jaffray & Co.|403
WEC|WEC ENERGY GP, INC.|PWJC|UBS Financial Services, Inc.|6378
WEC|WEC ENERGY GP, INC.|QMSR|QUATTRO M SECURITIES INC.|8037
WEC|WEC ENERGY GP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|18596
WEC|WEC ENERGY GP, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|32074
WEC|WEC ENERGY GP, INC.|SAGL|SAGETRADER, LLC|44235
WEC|WEC ENERGY GP, INC.|SALI|INTL FCSTONE FINANCIAL INC.|4394
WEC|WEC ENERGY GP, INC.|SBRX|MURIEL SIEBERT & CO INC|1600
WEC|WEC ENERGY GP, INC.|SBSH|Citigroup Global Markets Inc.|137994
WEC|WEC ENERGY GP, INC.|SCMC|Scotia Capital Markets (USA) Inc.|60000
WEC|WEC ENERGY GP, INC.|SEIC|SEI Investments Distribution Co.|2595
WEC|WEC ENERGY GP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|260490
WEC|WEC ENERGY GP, INC.|SJLS|TRADE INFORMATICS LLC|100
WEC|WEC ENERGY GP, INC.|SPDR|SPEEDROUTE LLC|52522
WEC|WEC ENERGY GP, INC.|SPHN|Stephens Inc.|171
WEC|WEC ENERGY GP, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|900
WEC|WEC ENERGY GP, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|233708
WEC|WEC ENERGY GP, INC.|STKP|STOCKPILE INVESTMENTS, INC.|12
WEC|WEC ENERGY GP, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4233
WEC|WEC ENERGY GP, INC.|SWIM|TD Ameritrade, Inc.|96788
WEC|WEC ENERGY GP, INC.|SWST|Hilltop Securities Inc.|5231
WEC|WEC ENERGY GP, INC.|TBRO|TUOHY BROTHERS INVESTMENT RESEARCH, INC.|800
WEC|WEC ENERGY GP, INC.|TKNG|ALLY INVEST SECURITIES LLC|2045
WEC|WEC ENERGY GP, INC.|TRBT|Tradebot Systems, Inc.|353484
WEC|WEC ENERGY GP, INC.|TRCM|TRC MARKETS LLC|522567
WEC|WEC ENERGY GP, INC.|UBSA|UBS SECURITIES LLC|750580
WEC|WEC ENERGY GP, INC.|UBSS|UBS Securities LLC|704990
WEC|WEC ENERGY GP, INC.|VALX|VIRTU AMERICAS LLC|6389
WEC|WEC ENERGY GP, INC.|VGRD|Vanguard Marketing Corporation|19605
WEC|WEC ENERGY GP, INC.|WBET|Wallachbeth Capital LLC|156
WEC|WEC ENERGY GP, INC.|WBLR|WILLIAM BLAIR|901
WEC|WEC ENERGY GP, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|4138
WEC|WEC ENERGY GP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|524997
WEC|WEC ENERGY GP, INC.|WDNX|WEEDEN & CO.L.P.|5138
WEC|WEC ENERGY GP, INC.|WEDB|WEDBUSH SECURITIES INC.|8491
WEC|WEC ENERGY GP, INC.|WEED|Weeden & Co.L.P.|28125
WEC|WEC ENERGY GP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|51567
WEC|WEC ENERGY GP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5788
WEC|WEC ENERGY GP, INC.|WGIF|CIBC World Markets Inc.|61
WEC|WEC ENERGY GP, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6374
WEC|WEC ENERGY GP, INC.|WOLF|Wolfe Trahan Securities|46100
WEC|WEC ENERGY GP, INC.|WSEA|WOLVERINE SECURITIES, LLC|24968
WEC|WEC ENERGY GP, INC.|XIST|INSTINET, LLC|30726
WEC|WEC ENERGY GP, INC.|XPQR|Jump Trading|198
WEC|WEC ENERGY GP, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|26580
WEC|WEC ENERGY GP, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2319
WEC|WEC ENERGY GP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25360
WELL|WELLTOWER INC.|ABLE|NATIXIS Securities Americas LLC|13799
WELL|WELLTOWER INC.|ADAM|CANACCORD GENUITY INC.|27873
WELL|WELLTOWER INC.|AGIS|Aegis Capital Corp.|1569
WELL|WELLTOWER INC.|ALTX|Alternet Securities Inc.|45041
WELL|WELLTOWER INC.|ANOS|ABEL/NOSER, L.L.C.|6740
WELL|WELLTOWER INC.|APCC|Apex Clearing Corporation|3096
WELL|WELLTOWER INC.|AVON|Avondale Partners, LLC|100
WELL|WELLTOWER INC.|BANK|Primevest Financial Services, Inc.|603
WELL|WELLTOWER INC.|BARD|Robert W. Baird & Co. Incorporated|8360
WELL|WELLTOWER INC.|BATM|CBOE TRADING, INC.|13957
WELL|WELLTOWER INC.|BAYC|BAY CREST PARTNERS, LLC|198
WELL|WELLTOWER INC.|BAYT|BTIG, LLC|1700
WELL|WELLTOWER INC.|BBNT|BB&T SECURITIES, LLC|24385
WELL|WELLTOWER INC.|BERN|Sanford C. Bernstein & Co., LLC|157187
WELL|WELLTOWER INC.|BIAD|SAGETRADER, LLC|200
WELL|WELLTOWER INC.|BIDS|BIDS TRADING L.P.|5600
WELL|WELLTOWER INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|56763
WELL|WELLTOWER INC.|BLKX|INSTINET, LLC|125600
WELL|WELLTOWER INC.|BMOC|BMO Capital Markets Corp.|13126
WELL|WELLTOWER INC.|BNPX|BNP PARIBAS SECURITIES CORP.|201332
WELL|WELLTOWER INC.|BTIG|BTIG, LLC|26901
WELL|WELLTOWER INC.|BYXM|CBOE TRADING, INC.|3133
WELL|WELLTOWER INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
WELL|WELLTOWER INC.|CANT|Cantor Fitzgerald & Co.|30792
WELL|WELLTOWER INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|118238
WELL|WELLTOWER INC.|CHAS|Charles Schwab & Co., Inc.|12583
WELL|WELLTOWER INC.|CIBP|CIBC World Markets Corp.|20507
WELL|WELLTOWER INC.|CIST|Capital Institutional Services, Inc.|3464
WELL|WELLTOWER INC.|CLSA|CLSA AMERICAS, LLC|300
WELL|WELLTOWER INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|56913
WELL|WELLTOWER INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4773
WELL|WELLTOWER INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|24177
WELL|WELLTOWER INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|427304
WELL|WELLTOWER INC.|CTDL|Citadel Derivatives Group Llc|34709
WELL|WELLTOWER INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|56072
WELL|WELLTOWER INC.|DADA|D.A. Davidson & Co.|1949
WELL|WELLTOWER INC.|DAVA|Davenport & Company LLC|566
WELL|WELLTOWER INC.|DBAB|Deutsche Bank Securities Inc.|781512
WELL|WELLTOWER INC.|DBAX|Deutsche Bank Securities Inc.|554500
WELL|WELLTOWER INC.|DBUL|Deutsche Bank Securities Inc.|3073
WELL|WELLTOWER INC.|DCHF|Dart Executions, LLC|1916
WELL|WELLTOWER INC.|DEAN|MORGAN STANLEY|43455
WELL|WELLTOWER INC.|DEGS|RONIN PROFESSIONAL LLC|200
WELL|WELLTOWER INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|607
WELL|WELLTOWER INC.|DIVA|Divine Capital Markets LLC|39637
WELL|WELLTOWER INC.|DRWK|DRW SECURITIES, L.L.C.|7263
WELL|WELLTOWER INC.|EBXL|EBX LLC|368900
WELL|WELLTOWER INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|79598
WELL|WELLTOWER INC.|EDJC|Edward Jones / CDS|19070
WELL|WELLTOWER INC.|EDJO|Edward D. Jones & Co., L.P.|326860
WELL|WELLTOWER INC.|EGAM|CBOE TRADING, INC.|19024
WELL|WELLTOWER INC.|EGAW|CBOE TRADING, INC.|14
WELL|WELLTOWER INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1301
WELL|WELLTOWER INC.|EGXM|CBOE TRADING, INC.|5721
WELL|WELLTOWER INC.|ETBE|Electronic Transaction Clearing, Inc.|32043
WELL|WELLTOWER INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
WELL|WELLTOWER INC.|ETCC|Electronic Transaction Clearing, Inc.|1397
WELL|WELLTOWER INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13353
WELL|WELLTOWER INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
WELL|WELLTOWER INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
WELL|WELLTOWER INC.|ETRS|E*Trade Securities LLC|59496
WELL|WELLTOWER INC.|FBSB|U.S. Bancorp Investments, Inc.|378
WELL|WELLTOWER INC.|FILL|Tradestation Securities, Inc.|9814
WELL|WELLTOWER INC.|FINX|FINTECH SECURITIES|3560
WELL|WELLTOWER INC.|FMAF|NBCN Inc./ CDS|1667
WELL|WELLTOWER INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19252
WELL|WELLTOWER INC.|FQLS|Quantlab Securities LP|489630
WELL|WELLTOWER INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|181155
WELL|WELLTOWER INC.|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|560
WELL|WELLTOWER INC.|FTBR|Foliofn Investments, Inc.|14617
WELL|WELLTOWER INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|14667
WELL|WELLTOWER INC.|GLIS|TD Securities Inc|167
WELL|WELLTOWER INC.|GLPX|ACS EXECUTION SERVICES, LLC|11873
WELL|WELLTOWER INC.|GNAV|GREEN STREET TRADING, LLC|2900
WELL|WELLTOWER INC.|GSCO|GOLDMAN SACHS & CO. LLC|1615932
WELL|WELLTOWER INC.|GSCS|GOLDMAN SACHS & CO. LLC|10177
WELL|WELLTOWER INC.|GSLT|GOLDMAN SACHS & CO. LLC|20676
WELL|WELLTOWER INC.|GTSZ|GTS SECURITIES LLC|384099
WELL|WELLTOWER INC.|HAPX|HAP Trading, LLC|1844
WELL|WELLTOWER INC.|HRBF|American Enterprise Investment Services Inc.|36327
WELL|WELLTOWER INC.|HSBC|HSBC Securities, Inc.|12305
WELL|WELLTOWER INC.|IATS|INTERACTIVE BROKERS LLC|9047
WELL|WELLTOWER INC.|IBKR|Interactive Brokers Llc|18927
WELL|WELLTOWER INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5577
WELL|WELLTOWER INC.|ICBX|INSTINET, LLC|118904
WELL|WELLTOWER INC.|IEQY|CITADEL SECURITIES LLC|271031
WELL|WELLTOWER INC.|INCA|INSTINET, LLC|473175
WELL|WELLTOWER INC.|INJX|INSTINET, LLC|3368
WELL|WELLTOWER INC.|INTL|INTL FCSTONE FINANCIAL INC.|6371
WELL|WELLTOWER INC.|ITGI|ITG Inc.|86730
WELL|WELLTOWER INC.|ITGP|ITG INC.|235800
WELL|WELLTOWER INC.|JANY|Janney Montgomery Scott Inc.|37571
WELL|WELLTOWER INC.|JEFF|JEFFERIES LLC|219954
WELL|WELLTOWER INC.|JMPT|JUMP TRADING, LLC|137317
WELL|WELLTOWER INC.|JONE|JonesTrading|7578
WELL|WELLTOWER INC.|JPBX|J.P. MORGAN SECURITIES LLC|74503
WELL|WELLTOWER INC.|JPMX|J.P. Morgan Securities LLC|572651
WELL|WELLTOWER INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|3076
WELL|WELLTOWER INC.|JSJX|JANE STREET CAPITAL LLC|11210
WELL|WELLTOWER INC.|KCGM|VIRTU Americas LLC|89117
WELL|WELLTOWER INC.|LEHM|Barclays Capital Inc./Le|1055451
WELL|WELLTOWER INC.|LIME|Lime Brokerage LLC|34588
WELL|WELLTOWER INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|29600
WELL|WELLTOWER INC.|LQNA|LIQUIDNET, INC.|177300
WELL|WELLTOWER INC.|LQNB|LIQUIDNET, INC.|300
WELL|WELLTOWER INC.|LSCI|Lek Securities Corporation|426
WELL|WELLTOWER INC.|MACC|Mid Atlantic Capital Corporation|675
WELL|WELLTOWER INC.|MACQ|Macquarie Capital (USA) Inc.|400
WELL|WELLTOWER INC.|MAXM|Maxim Group LLC|4900
WELL|WELLTOWER INC.|MBTS|ALLY INVEST SECURITIES LLC|579
WELL|WELLTOWER INC.|MCMF|Raymond James Ltd. Cds|800
WELL|WELLTOWER INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|138803
WELL|WELLTOWER INC.|MOTF|MOTIF INVESTING, INC.|24
WELL|WELLTOWER INC.|MPSG|E D & F Man Capital Markets Inc.|13361
WELL|WELLTOWER INC.|MSCO|MORGAN STANLEY & CO. LLC|2554958
WELL|WELLTOWER INC.|MSPL|MORGAN STANLEY & CO. LLC|258300
WELL|WELLTOWER INC.|MSTX|MORGAN STANLEY & CO. LLC|174100
WELL|WELLTOWER INC.|MUFG|MUFG SECURITIES AMERICAS INC.|28600
WELL|WELLTOWER INC.|NATL|National Securities Corporation|558
WELL|WELLTOWER INC.|NBCS|NBC Securities, INC.|171
WELL|WELLTOWER INC.|NEUB|NEUBERGER BERMAN BD LLC|218
WELL|WELLTOWER INC.|NFSC|National Financial Services LLC|391674
WELL|WELLTOWER INC.|NITE|VIRTU Americas LLC|874941
WELL|WELLTOWER INC.|NITP|VIRTU Americas LLC|865
WELL|WELLTOWER INC.|NQRB|Brut, LLC|14725
WELL|WELLTOWER INC.|NTBF|BMO Nesbitt Burns Inc./CDS|95
WELL|WELLTOWER INC.|NTRC|Northern Trust Securities, Inc.|2067
WELL|WELLTOWER INC.|OHOS|TWO SIGMA SECURITIES, LLC|119254
WELL|WELLTOWER INC.|OPCO|Oppenheimer & Co. Inc.|10724
WELL|WELLTOWER INC.|OTAA|OTA LLC|700
WELL|WELLTOWER INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2919
WELL|WELLTOWER INC.|PDQM|CODA MARKETS, INC.|14294
WELL|WELLTOWER INC.|PHLY|NASDAQ Execution Services, LLC|4600
WELL|WELLTOWER INC.|PICT|Pictet Overseas Inc.|620
WELL|WELLTOWER INC.|PWJC|UBS Financial Services, Inc.|11727
WELL|WELLTOWER INC.|QMSR|QUATTRO M SECURITIES INC.|2080
WELL|WELLTOWER INC.|RBCM|RBC CAPITAL MARKETS, LLC|113789
WELL|WELLTOWER INC.|RGLD|Regal Securities, Inc|50
WELL|WELLTOWER INC.|RHCO|Suntrust Robinson Humphrey, Inc.|4328
WELL|WELLTOWER INC.|SAGL|SAGETRADER, LLC|11320
WELL|WELLTOWER INC.|SALI|INTL FCSTONE FINANCIAL INC.|1249
WELL|WELLTOWER INC.|SBSH|Citigroup Global Markets Inc.|478237
WELL|WELLTOWER INC.|SEIC|SEI Investments Distribution Co.|595
WELL|WELLTOWER INC.|SGMT|GOLDMAN SACHS & CO. LLC|229338
WELL|WELLTOWER INC.|SJLS|TRADE INFORMATICS LLC|27040
WELL|WELLTOWER INC.|SPDR|SPEEDROUTE LLC|4771
WELL|WELLTOWER INC.|SPHN|Stephens Inc.|2302
WELL|WELLTOWER INC.|STFL|Stifel, Nicolaus & Company, Incorporated|50931
WELL|WELLTOWER INC.|STKP|STOCKPILE INVESTMENTS, INC.|104
WELL|WELLTOWER INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17834
WELL|WELLTOWER INC.|SWIM|TD Ameritrade, Inc.|11468
WELL|WELLTOWER INC.|SWST|Hilltop Securities Inc.|3432
WELL|WELLTOWER INC.|TAGC|TELSEY ADVISORY GROUP LLC|572
WELL|WELLTOWER INC.|TKNG|ALLY INVEST SECURITIES LLC|1949
WELL|WELLTOWER INC.|TMBR|Timber Hill LLC|65
WELL|WELLTOWER INC.|TRBT|Tradebot Systems, Inc.|609971
WELL|WELLTOWER INC.|TRCM|TRC MARKETS LLC|522442
WELL|WELLTOWER INC.|TWTT|TASTYWORKS, INC.|100
WELL|WELLTOWER INC.|UBSA|UBS SECURITIES LLC|808696
WELL|WELLTOWER INC.|UBSS|UBS Securities LLC|1374012
WELL|WELLTOWER INC.|VALX|VIRTU AMERICAS LLC|16142
WELL|WELLTOWER INC.|VGRD|Vanguard Marketing Corporation|54776
WELL|WELLTOWER INC.|WBLR|WILLIAM BLAIR|592
WELL|WELLTOWER INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|8532
WELL|WELLTOWER INC.|WCHV|WELLS FARGO SECURITIES, LLC|391149
WELL|WELLTOWER INC.|WDNX|WEEDEN & CO.L.P.|9428
WELL|WELLTOWER INC.|WEDB|WEDBUSH SECURITIES INC.|2739
WELL|WELLTOWER INC.|WEED|Weeden & Co.L.P.|73447
WELL|WELLTOWER INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55147
WELL|WELLTOWER INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|80529
WELL|WELLTOWER INC.|WGIF|CIBC World Markets Inc.|3980
WELL|WELLTOWER INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|4202
WELL|WELLTOWER INC.|WSAG|WALL STREET ACCESS|2514
WELL|WELLTOWER INC.|WSEA|WOLVERINE SECURITIES, LLC|100105
WELL|WELLTOWER INC.|XIST|INSTINET, LLC|53748
WELL|WELLTOWER INC.|XPQR|Jump Trading|12197
WELL|WELLTOWER INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|86970
WELL|WELLTOWER INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WELL|WELLTOWER INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|42277
WELL$I|WELLTOWER INC. PFD I|ALTX|Alternet Securities Inc.|200
WELL$I|WELLTOWER INC. PFD I|BERN|Sanford C. Bernstein & Co., LLC|3400
WELL$I|WELLTOWER INC. PFD I|BYXM|CBOE TRADING, INC.|100
WELL$I|WELLTOWER INC. PFD I|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
WELL$I|WELLTOWER INC. PFD I|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|170
WELL$I|WELLTOWER INC. PFD I|CROS|CREDIT SUISSE SECURITIES (USA) LLC|219
WELL$I|WELLTOWER INC. PFD I|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
WELL$I|WELLTOWER INC. PFD I|DADA|D.A. Davidson & Co.|100
WELL$I|WELLTOWER INC. PFD I|DBAX|Deutsche Bank Securities Inc.|2300
WELL$I|WELLTOWER INC. PFD I|DEAN|MORGAN STANLEY|333
WELL$I|WELLTOWER INC. PFD I|EBXL|EBX LLC|200
WELL$I|WELLTOWER INC. PFD I|EDJO|Edward D. Jones & Co., L.P.|309
WELL$I|WELLTOWER INC. PFD I|EGXM|CBOE TRADING, INC.|200
WELL$I|WELLTOWER INC. PFD I|GLPX|ACS EXECUTION SERVICES, LLC|100
WELL$I|WELLTOWER INC. PFD I|GSCO|GOLDMAN SACHS & CO. LLC|2455
WELL$I|WELLTOWER INC. PFD I|GSCS|GOLDMAN SACHS & CO. LLC|126
WELL$I|WELLTOWER INC. PFD I|GTSZ|GTS SECURITIES LLC|624
WELL$I|WELLTOWER INC. PFD I|HRBF|American Enterprise Investment Services Inc.|846
WELL$I|WELLTOWER INC. PFD I|INCA|INSTINET, LLC|2500
WELL$I|WELLTOWER INC. PFD I|ITGI|ITG Inc.|1100
WELL$I|WELLTOWER INC. PFD I|JANY|Janney Montgomery Scott Inc.|200
WELL$I|WELLTOWER INC. PFD I|JPMX|J.P. Morgan Securities LLC|2000
WELL$I|WELLTOWER INC. PFD I|KCGM|VIRTU Americas LLC|100
WELL$I|WELLTOWER INC. PFD I|LEHM|Barclays Capital Inc./Le|1600
WELL$I|WELLTOWER INC. PFD I|LIME|Lime Brokerage LLC|500
WELL$I|WELLTOWER INC. PFD I|MSCO|MORGAN STANLEY & CO. LLC|894
WELL$I|WELLTOWER INC. PFD I|MUFG|MUFG SECURITIES AMERICAS INC.|81114
WELL$I|WELLTOWER INC. PFD I|NFSC|National Financial Services LLC|1511
WELL$I|WELLTOWER INC. PFD I|NITE|VIRTU Americas LLC|9636
WELL$I|WELLTOWER INC. PFD I|OPCO|Oppenheimer & Co. Inc.|45
WELL$I|WELLTOWER INC. PFD I|PDQM|CODA MARKETS, INC.|100
WELL$I|WELLTOWER INC. PFD I|PWJC|UBS Financial Services, Inc.|150
WELL$I|WELLTOWER INC. PFD I|RBCM|RBC CAPITAL MARKETS, LLC|100
WELL$I|WELLTOWER INC. PFD I|SBSH|Citigroup Global Markets Inc.|30125
WELL$I|WELLTOWER INC. PFD I|SGMT|GOLDMAN SACHS & CO. LLC|655
WELL$I|WELLTOWER INC. PFD I|SPDR|SPEEDROUTE LLC|800
WELL$I|WELLTOWER INC. PFD I|STFL|Stifel, Nicolaus & Company, Incorporated|199
WELL$I|WELLTOWER INC. PFD I|TRCM|TRC MARKETS LLC|500
WELL$I|WELLTOWER INC. PFD I|UBSA|UBS SECURITIES LLC|5575
WELL$I|WELLTOWER INC. PFD I|UBSS|UBS Securities LLC|960
WELL$I|WELLTOWER INC. PFD I|WCHV|WELLS FARGO SECURITIES, LLC|8958
WELL$I|WELLTOWER INC. PFD I|WEXX|WOLVERINE EXECUTION SERVICES, LLC|790
WELL$I|WELLTOWER INC. PFD I|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
WELL$I|WELLTOWER INC. PFD I|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
WEN|WENDYS COMPANY (THE)|ABLE|NATIXIS Securities Americas LLC|324366
WEN|WENDYS COMPANY (THE)|ALTX|Alternet Securities Inc.|24767
WEN|WENDYS COMPANY (THE)|APCC|Apex Clearing Corporation|7903
WEN|WENDYS COMPANY (THE)|AQUA|AQUA SECURITIES L.P.|22400
WEN|WENDYS COMPANY (THE)|BANK|Primevest Financial Services, Inc.|1058
WEN|WENDYS COMPANY (THE)|BARD|Robert W. Baird & Co. Incorporated|40545
WEN|WENDYS COMPANY (THE)|BATM|CBOE TRADING, INC.|10322
WEN|WENDYS COMPANY (THE)|BAYT|BTIG, LLC|18800
WEN|WENDYS COMPANY (THE)|BBNT|BB&T SECURITIES, LLC|479
WEN|WENDYS COMPANY (THE)|BERN|Sanford C. Bernstein & Co., LLC|42622
WEN|WENDYS COMPANY (THE)|BIAD|SAGETRADER, LLC|86
WEN|WENDYS COMPANY (THE)|BIDS|BIDS TRADING L.P.|3400
WEN|WENDYS COMPANY (THE)|BKCM|BNY Mellon Capital Markets LLC|32113
WEN|WENDYS COMPANY (THE)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62071
WEN|WENDYS COMPANY (THE)|BLKX|INSTINET, LLC|191852
WEN|WENDYS COMPANY (THE)|BMOC|BMO Capital Markets Corp.|1608
WEN|WENDYS COMPANY (THE)|BNPX|BNP PARIBAS SECURITIES CORP.|167857
WEN|WENDYS COMPANY (THE)|BRGE|Newbridge Securities Corp.|6403
WEN|WENDYS COMPANY (THE)|BRVL|BLAYLOCK VAN, LLC|6600
WEN|WENDYS COMPANY (THE)|BTIG|BTIG, LLC|287937
WEN|WENDYS COMPANY (THE)|BYXM|CBOE TRADING, INC.|14467
WEN|WENDYS COMPANY (THE)|BZYD|GOLDMAN SACHS & CO. LLC|3200
WEN|WENDYS COMPANY (THE)|CANT|Cantor Fitzgerald & Co.|3241
WEN|WENDYS COMPANY (THE)|CBLC|CITIGROUP GLOBAL MARKETS INC.|101406
WEN|WENDYS COMPANY (THE)|CBRA|Cobra Trading, Inc.|3700
WEN|WENDYS COMPANY (THE)|CHAS|Charles Schwab & Co., Inc.|3896
WEN|WENDYS COMPANY (THE)|CIST|Capital Institutional Services, Inc.|28789
WEN|WENDYS COMPANY (THE)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|365371
WEN|WENDYS COMPANY (THE)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4300
WEN|WENDYS COMPANY (THE)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2272
WEN|WENDYS COMPANY (THE)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1278765
WEN|WENDYS COMPANY (THE)|CTDL|Citadel Derivatives Group Llc|33893
WEN|WENDYS COMPANY (THE)|CTLR|CUTLER GROUP, LP|32549
WEN|WENDYS COMPANY (THE)|CXCX|CITIGROUP GLOBAL MARKETS INC.|269540
WEN|WENDYS COMPANY (THE)|DADA|D.A. Davidson & Co.|3
WEN|WENDYS COMPANY (THE)|DAVA|Davenport & Company LLC|50
WEN|WENDYS COMPANY (THE)|DBAB|Deutsche Bank Securities Inc.|1790125
WEN|WENDYS COMPANY (THE)|DBAX|Deutsche Bank Securities Inc.|1943500
WEN|WENDYS COMPANY (THE)|DBUL|Deutsche Bank Securities Inc.|3600
WEN|WENDYS COMPANY (THE)|DEAN|MORGAN STANLEY|6649
WEN|WENDYS COMPANY (THE)|DEGS|RONIN PROFESSIONAL LLC|100
WEN|WENDYS COMPANY (THE)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|42362
WEN|WENDYS COMPANY (THE)|EBXL|EBX LLC|599900
WEN|WENDYS COMPANY (THE)|ECUT|CONVERGEX EXECUTION SOLUTIONS|165239
WEN|WENDYS COMPANY (THE)|EDJO|Edward D. Jones & Co., L.P.|7400
WEN|WENDYS COMPANY (THE)|EGAM|CBOE TRADING, INC.|71961
WEN|WENDYS COMPANY (THE)|EGAW|CBOE TRADING, INC.|500
WEN|WENDYS COMPANY (THE)|EGXM|CBOE TRADING, INC.|3415
WEN|WENDYS COMPANY (THE)|ETBE|Electronic Transaction Clearing, Inc.|68029
WEN|WENDYS COMPANY (THE)|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|266
WEN|WENDYS COMPANY (THE)|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|48476
WEN|WENDYS COMPANY (THE)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19470
WEN|WENDYS COMPANY (THE)|ETRS|E*Trade Securities LLC|293328
WEN|WENDYS COMPANY (THE)|FBCO|Credit Suisse Securities (USA) LLC|1177068
WEN|WENDYS COMPANY (THE)|FILL|Tradestation Securities, Inc.|3589
WEN|WENDYS COMPANY (THE)|FMAF|NBCN Inc./ CDS|7506
WEN|WENDYS COMPANY (THE)|FOMA|TD AMERITRADE CLEARING, INC.|528266
WEN|WENDYS COMPANY (THE)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|40089
WEN|WENDYS COMPANY (THE)|FQLS|Quantlab Securities LP|1339597
WEN|WENDYS COMPANY (THE)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|437182
WEN|WENDYS COMPANY (THE)|FTBR|Foliofn Investments, Inc.|1565
WEN|WENDYS COMPANY (THE)|GEBB|GLOBAL EXECUTION BROKERS, LP|25659
WEN|WENDYS COMPANY (THE)|GLPX|ACS EXECUTION SERVICES, LLC|130673
WEN|WENDYS COMPANY (THE)|GSCO|GOLDMAN SACHS & CO. LLC|4602218
WEN|WENDYS COMPANY (THE)|GSCS|GOLDMAN SACHS & CO. LLC|269113
WEN|WENDYS COMPANY (THE)|GSLT|GOLDMAN SACHS & CO. LLC|30830
WEN|WENDYS COMPANY (THE)|GTSZ|GTS SECURITIES LLC|34777
WEN|WENDYS COMPANY (THE)|HRBF|American Enterprise Investment Services Inc.|8544
WEN|WENDYS COMPANY (THE)|HSBC|HSBC Securities, Inc.|49150
WEN|WENDYS COMPANY (THE)|IATS|INTERACTIVE BROKERS LLC|33754
WEN|WENDYS COMPANY (THE)|IBKR|Interactive Brokers Llc|283219
WEN|WENDYS COMPANY (THE)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1607
WEN|WENDYS COMPANY (THE)|ICBX|INSTINET, LLC|210205
WEN|WENDYS COMPANY (THE)|IEQY|CITADEL SECURITIES LLC|312314
WEN|WENDYS COMPANY (THE)|INCA|INSTINET, LLC|1683719
WEN|WENDYS COMPANY (THE)|INJX|INSTINET, LLC|157410
WEN|WENDYS COMPANY (THE)|ITGI|ITG Inc.|387637
WEN|WENDYS COMPANY (THE)|ITGP|ITG INC.|731000
WEN|WENDYS COMPANY (THE)|JANY|Janney Montgomery Scott Inc.|3843
WEN|WENDYS COMPANY (THE)|JEFF|JEFFERIES LLC|1078546
WEN|WENDYS COMPANY (THE)|JMPT|JUMP TRADING, LLC|163038
WEN|WENDYS COMPANY (THE)|JPBX|J.P. MORGAN SECURITIES LLC|608909
WEN|WENDYS COMPANY (THE)|JPMX|J.P. Morgan Securities LLC|1904350
WEN|WENDYS COMPANY (THE)|JSJX|JANE STREET CAPITAL LLC|12463
WEN|WENDYS COMPANY (THE)|KCGM|VIRTU Americas LLC|160153
WEN|WENDYS COMPANY (THE)|KEYB|KEYBANC CAPITAL MARKETS INC.|25494
WEN|WENDYS COMPANY (THE)|KING|C. L. King & Associates, Inc.|2518
WEN|WENDYS COMPANY (THE)|LEHM|Barclays Capital Inc./Le|3228758
WEN|WENDYS COMPANY (THE)|LGNT|COR CLEARING LLC|5
WEN|WENDYS COMPANY (THE)|LIME|Lime Brokerage LLC|301948
WEN|WENDYS COMPANY (THE)|LIWE|LIME BROKERAGE LLC|200
WEN|WENDYS COMPANY (THE)|LMGP|LIME BROKERAGE LLC|4100
WEN|WENDYS COMPANY (THE)|LMNX|LUMINEX TRADING & ANALYTICS LLC|161800
WEN|WENDYS COMPANY (THE)|LOOP|Loop Capital Markets LLC|7341
WEN|WENDYS COMPANY (THE)|LQNA|LIQUIDNET, INC.|194500
WEN|WENDYS COMPANY (THE)|LQNB|LIQUIDNET, INC.|12900
WEN|WENDYS COMPANY (THE)|LSCI|Lek Securities Corporation|200
WEN|WENDYS COMPANY (THE)|LTCO|Ladenburg, Thalmann & Co., Inc.|126592
WEN|WENDYS COMPANY (THE)|LVMR|LIVERMORE TRADING GROUP, INC.|2200
WEN|WENDYS COMPANY (THE)|MACC|Mid Atlantic Capital Corporation|1400
WEN|WENDYS COMPANY (THE)|MACQ|Macquarie Capital (USA) Inc.|14428
WEN|WENDYS COMPANY (THE)|MAXM|Maxim Group LLC|106972
WEN|WENDYS COMPANY (THE)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|732649
WEN|WENDYS COMPANY (THE)|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
WEN|WENDYS COMPANY (THE)|MOTF|MOTIF INVESTING, INC.|14
WEN|WENDYS COMPANY (THE)|MSCO|MORGAN STANLEY & CO. LLC|8008552
WEN|WENDYS COMPANY (THE)|MSPL|MORGAN STANLEY & CO. LLC|1538500
WEN|WENDYS COMPANY (THE)|MSTX|MORGAN STANLEY & CO. LLC|1471100
WEN|WENDYS COMPANY (THE)|MULL|MARK J. MULLER EQUITIES, INC.|2638
WEN|WENDYS COMPANY (THE)|MZHO|Mizuho Securities USA LLC|34000
WEN|WENDYS COMPANY (THE)|NFSC|National Financial Services LLC|360806
WEN|WENDYS COMPANY (THE)|NITE|VIRTU Americas LLC|2320494
WEN|WENDYS COMPANY (THE)|NITP|VIRTU Americas LLC|22391
WEN|WENDYS COMPANY (THE)|NQRB|Brut, LLC|126374
WEN|WENDYS COMPANY (THE)|NTRC|Northern Trust Securities, Inc.|7357
WEN|WENDYS COMPANY (THE)|OHOS|TWO SIGMA SECURITIES, LLC|74491
WEN|WENDYS COMPANY (THE)|ONEL|O'NEIL SECURITIES, INCORPORATED|6300
WEN|WENDYS COMPANY (THE)|OPCO|Oppenheimer & Co. Inc.|919
WEN|WENDYS COMPANY (THE)|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4467
WEN|WENDYS COMPANY (THE)|PDQM|CODA MARKETS, INC.|231937
WEN|WENDYS COMPANY (THE)|PHLY|NASDAQ Execution Services, LLC|2200
WEN|WENDYS COMPANY (THE)|PWJC|UBS Financial Services, Inc.|111529
WEN|WENDYS COMPANY (THE)|RAJA|Raymond James & Associates, Inc.|67492
WEN|WENDYS COMPANY (THE)|RBCM|RBC CAPITAL MARKETS, LLC|3894
WEN|WENDYS COMPANY (THE)|RGLD|Regal Securities, Inc|4535
WEN|WENDYS COMPANY (THE)|SAGL|SAGETRADER, LLC|88780
WEN|WENDYS COMPANY (THE)|SAGW|SAGETRADER, LLC|585
WEN|WENDYS COMPANY (THE)|SALI|INTL FCSTONE FINANCIAL INC.|325
WEN|WENDYS COMPANY (THE)|SBSH|Citigroup Global Markets Inc.|787615
WEN|WENDYS COMPANY (THE)|SEIC|SEI Investments Distribution Co.|200
WEN|WENDYS COMPANY (THE)|SGMT|GOLDMAN SACHS & CO. LLC|696616
WEN|WENDYS COMPANY (THE)|SIBO|Prime Executions, Inc.|26931
WEN|WENDYS COMPANY (THE)|SOGO|Wang Investment Associates, Inc.|66
WEN|WENDYS COMPANY (THE)|SPDR|SPEEDROUTE LLC|30093
WEN|WENDYS COMPANY (THE)|SPHN|Stephens Inc.|2080262
WEN|WENDYS COMPANY (THE)|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
WEN|WENDYS COMPANY (THE)|STFL|Stifel, Nicolaus & Company, Incorporated|11871
WEN|WENDYS COMPANY (THE)|STKP|STOCKPILE INVESTMENTS, INC.|724
WEN|WENDYS COMPANY (THE)|STRS|STRATEGAS RESEARCH PARTNERS|1000
WEN|WENDYS COMPANY (THE)|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|66
WEN|WENDYS COMPANY (THE)|SWIM|TD Ameritrade, Inc.|291130
WEN|WENDYS COMPANY (THE)|SWST|Hilltop Securities Inc.|415
WEN|WENDYS COMPANY (THE)|TKNG|ALLY INVEST SECURITIES LLC|24030
WEN|WENDYS COMPANY (THE)|TRBT|Tradebot Systems, Inc.|916813
WEN|WENDYS COMPANY (THE)|TRCM|TRC MARKETS LLC|237586
WEN|WENDYS COMPANY (THE)|TWTT|TASTYWORKS, INC.|927
WEN|WENDYS COMPANY (THE)|UBSA|UBS SECURITIES LLC|2272552
WEN|WENDYS COMPANY (THE)|UBSS|UBS Securities LLC|4691482
WEN|WENDYS COMPANY (THE)|VALX|VIRTU AMERICAS LLC|58464
WEN|WENDYS COMPANY (THE)|VGRD|Vanguard Marketing Corporation|28662
WEN|WENDYS COMPANY (THE)|VSIN|Vision Financial Markets Llc|14
WEN|WENDYS COMPANY (THE)|WABR|Wall Street Access|630
WEN|WENDYS COMPANY (THE)|WBPX|SUMMIT SECURITIES GROUP, LLC|60
WEN|WENDYS COMPANY (THE)|WCHV|WELLS FARGO SECURITIES, LLC|624762
WEN|WENDYS COMPANY (THE)|WEDB|WEDBUSH SECURITIES INC.|23915
WEN|WENDYS COMPANY (THE)|WEED|Weeden & Co.L.P.|3400
WEN|WENDYS COMPANY (THE)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21887
WEN|WENDYS COMPANY (THE)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|58125
WEN|WENDYS COMPANY (THE)|WGIF|CIBC World Markets Inc.|1151
WEN|WENDYS COMPANY (THE)|WLTH|WEALTHFRONT BROKERAGE CORPORATION|353
WEN|WENDYS COMPANY (THE)|WSEA|WOLVERINE SECURITIES, LLC|22317
WEN|WENDYS COMPANY (THE)|XIST|INSTINET, LLC|167202
WEN|WENDYS COMPANY (THE)|XPQR|Jump Trading|400
WEN|WENDYS COMPANY (THE)|XSTM|NATIONAL FINANCIAL SERVICES LLC|89640
WEN|WENDYS COMPANY (THE)|YKNA|COMHAR CAPITAL MARKETS, LLC|2800
WEN|WENDYS COMPANY (THE)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10712
WERN|WERNER ENTERPRISE ##|ALTX|Alternet Securities Inc.|6400
WERN|WERNER ENTERPRISE ##|ANOS|ABEL/NOSER, L.L.C.|6300
WERN|WERNER ENTERPRISE ##|APCC|Apex Clearing Corporation|55
WERN|WERNER ENTERPRISE ##|BANK|Primevest Financial Services, Inc.|44
WERN|WERNER ENTERPRISE ##|BARD|Robert W. Baird & Co. Incorporated|1993
WERN|WERNER ENTERPRISE ##|BATM|CBOE TRADING, INC.|5707
WERN|WERNER ENTERPRISE ##|BBNT|BB&T SECURITIES, LLC|115
WERN|WERNER ENTERPRISE ##|BERN|Sanford C. Bernstein & Co., LLC|24057
WERN|WERNER ENTERPRISE ##|BIDS|BIDS TRADING L.P.|300
WERN|WERNER ENTERPRISE ##|BKCM|BNY Mellon Capital Markets LLC|7777
WERN|WERNER ENTERPRISE ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2337
WERN|WERNER ENTERPRISE ##|BLKX|INSTINET, LLC|78470
WERN|WERNER ENTERPRISE ##|BMOC|BMO Capital Markets Corp.|27624
WERN|WERNER ENTERPRISE ##|BNPX|BNP PARIBAS SECURITIES CORP.|24668
WERN|WERNER ENTERPRISE ##|BRVL|BLAYLOCK VAN, LLC|1200
WERN|WERNER ENTERPRISE ##|BTIG|BTIG, LLC|10825
WERN|WERNER ENTERPRISE ##|BYXM|CBOE TRADING, INC.|771
WERN|WERNER ENTERPRISE ##|BZYD|GOLDMAN SACHS & CO. LLC|1502
WERN|WERNER ENTERPRISE ##|CANT|Cantor Fitzgerald & Co.|2854
WERN|WERNER ENTERPRISE ##|CBLC|CITIGROUP GLOBAL MARKETS INC.|58600
WERN|WERNER ENTERPRISE ##|CHAS|Charles Schwab & Co., Inc.|1786
WERN|WERNER ENTERPRISE ##|CIST|Capital Institutional Services, Inc.|5796
WERN|WERNER ENTERPRISE ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|229721
WERN|WERNER ENTERPRISE ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|861
WERN|WERNER ENTERPRISE ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|341
WERN|WERNER ENTERPRISE ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|517471
WERN|WERNER ENTERPRISE ##|CTDL|Citadel Derivatives Group Llc|18817
WERN|WERNER ENTERPRISE ##|CTLR|CUTLER GROUP, LP|155
WERN|WERNER ENTERPRISE ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|138152
WERN|WERNER ENTERPRISE ##|DADA|D.A. Davidson & Co.|28
WERN|WERNER ENTERPRISE ##|DBAB|Deutsche Bank Securities Inc.|615599
WERN|WERNER ENTERPRISE ##|DBAX|Deutsche Bank Securities Inc.|690100
WERN|WERNER ENTERPRISE ##|DEAN|MORGAN STANLEY|5878
WERN|WERNER ENTERPRISE ##|DEGS|RONIN PROFESSIONAL LLC|6339
WERN|WERNER ENTERPRISE ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14632
WERN|WERNER ENTERPRISE ##|EBXL|EBX LLC|240900
WERN|WERNER ENTERPRISE ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|10000
WERN|WERNER ENTERPRISE ##|EDJO|Edward D. Jones & Co., L.P.|637
WERN|WERNER ENTERPRISE ##|EGAM|CBOE TRADING, INC.|6609
WERN|WERNER ENTERPRISE ##|EGMT|EG MARKET TECHNOLOGIES LLC|300
WERN|WERNER ENTERPRISE ##|EGXM|CBOE TRADING, INC.|1897
WERN|WERNER ENTERPRISE ##|ETBE|Electronic Transaction Clearing, Inc.|16954
WERN|WERNER ENTERPRISE ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|125
WERN|WERNER ENTERPRISE ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15040
WERN|WERNER ENTERPRISE ##|ETRS|E*Trade Securities LLC|24965
WERN|WERNER ENTERPRISE ##|FBCO|Credit Suisse Securities (USA) LLC|679776
WERN|WERNER ENTERPRISE ##|FILL|Tradestation Securities, Inc.|3308
WERN|WERNER ENTERPRISE ##|FOMA|TD AMERITRADE CLEARING, INC.|156046
WERN|WERNER ENTERPRISE ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8272
WERN|WERNER ENTERPRISE ##|FQLS|Quantlab Securities LP|270068
WERN|WERNER ENTERPRISE ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72293
WERN|WERNER ENTERPRISE ##|FTBR|Foliofn Investments, Inc.|6512
WERN|WERNER ENTERPRISE ##|GEBB|GLOBAL EXECUTION BROKERS, LP|18265
WERN|WERNER ENTERPRISE ##|GLPX|ACS EXECUTION SERVICES, LLC|2477
WERN|WERNER ENTERPRISE ##|GSCO|GOLDMAN SACHS & CO. LLC|1039930
WERN|WERNER ENTERPRISE ##|GSCS|GOLDMAN SACHS & CO. LLC|4903
WERN|WERNER ENTERPRISE ##|GSLT|GOLDMAN SACHS & CO. LLC|6957
WERN|WERNER ENTERPRISE ##|GTSZ|GTS SECURITIES LLC|86692
WERN|WERNER ENTERPRISE ##|HPPX|POTAMUS TRADING, LLC|1124
WERN|WERNER ENTERPRISE ##|HRBF|American Enterprise Investment Services Inc.|232
WERN|WERNER ENTERPRISE ##|HSBC|HSBC Securities, Inc.|3050
WERN|WERNER ENTERPRISE ##|IATS|INTERACTIVE BROKERS LLC|3259
WERN|WERNER ENTERPRISE ##|IBKR|Interactive Brokers Llc|33900
WERN|WERNER ENTERPRISE ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
WERN|WERNER ENTERPRISE ##|ICBX|INSTINET, LLC|92815
WERN|WERNER ENTERPRISE ##|IEQY|CITADEL SECURITIES LLC|67821
WERN|WERNER ENTERPRISE ##|INCA|INSTINET, LLC|289975
WERN|WERNER ENTERPRISE ##|INJX|INSTINET, LLC|79540
WERN|WERNER ENTERPRISE ##|ITGI|ITG Inc.|68637
WERN|WERNER ENTERPRISE ##|ITGP|ITG INC.|245400
WERN|WERNER ENTERPRISE ##|JANY|Janney Montgomery Scott Inc.|1
WERN|WERNER ENTERPRISE ##|JEFF|JEFFERIES LLC|529600
WERN|WERNER ENTERPRISE ##|JMPT|JUMP TRADING, LLC|27157
WERN|WERNER ENTERPRISE ##|JPBX|J.P. MORGAN SECURITIES LLC|103369
WERN|WERNER ENTERPRISE ##|JPMX|J.P. Morgan Securities LLC|639504
WERN|WERNER ENTERPRISE ##|JSJX|JANE STREET CAPITAL LLC|31016
WERN|WERNER ENTERPRISE ##|KCGM|VIRTU Americas LLC|52385
WERN|WERNER ENTERPRISE ##|KEYB|KEYBANC CAPITAL MARKETS INC.|48802
WERN|WERNER ENTERPRISE ##|LEHM|Barclays Capital Inc./Le|1034804
WERN|WERNER ENTERPRISE ##|LIME|Lime Brokerage LLC|222058
WERN|WERNER ENTERPRISE ##|LQNA|LIQUIDNET, INC.|45300
WERN|WERNER ENTERPRISE ##|MACQ|Macquarie Capital (USA) Inc.|7884
WERN|WERNER ENTERPRISE ##|MAXM|Maxim Group LLC|11198
WERN|WERNER ENTERPRISE ##|MKMP|MKM Partners LLC|41500
WERN|WERNER ENTERPRISE ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|404900
WERN|WERNER ENTERPRISE ##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|998
WERN|WERNER ENTERPRISE ##|MSCO|MORGAN STANLEY & CO. LLC|2362677
WERN|WERNER ENTERPRISE ##|MSPL|MORGAN STANLEY & CO. LLC|494400
WERN|WERNER ENTERPRISE ##|MSTX|MORGAN STANLEY & CO. LLC|72200
WERN|WERNER ENTERPRISE ##|NFSC|National Financial Services LLC|80294
WERN|WERNER ENTERPRISE ##|NITE|VIRTU Americas LLC|287378
WERN|WERNER ENTERPRISE ##|NITP|VIRTU Americas LLC|5220
WERN|WERNER ENTERPRISE ##|NQRB|Brut, LLC|1754
WERN|WERNER ENTERPRISE ##|OPCO|Oppenheimer & Co. Inc.|7242
WERN|WERNER ENTERPRISE ##|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1521
WERN|WERNER ENTERPRISE ##|PDQM|CODA MARKETS, INC.|21841
WERN|WERNER ENTERPRISE ##|PHLY|NASDAQ Execution Services, LLC|200
WERN|WERNER ENTERPRISE ##|PWJC|UBS Financial Services, Inc.|300
WERN|WERNER ENTERPRISE ##|QMSR|QUATTRO M SECURITIES INC.|1400
WERN|WERNER ENTERPRISE ##|RAJA|Raymond James & Associates, Inc.|2807
WERN|WERNER ENTERPRISE ##|RBCM|RBC CAPITAL MARKETS, LLC|2264
WERN|WERNER ENTERPRISE ##|RGLD|Regal Securities, Inc|748
WERN|WERNER ENTERPRISE ##|RHCO|Suntrust Robinson Humphrey, Inc.|288262
WERN|WERNER ENTERPRISE ##|SAGL|SAGETRADER, LLC|2546
WERN|WERNER ENTERPRISE ##|SAGW|SAGETRADER, LLC|260
WERN|WERNER ENTERPRISE ##|SBSH|Citigroup Global Markets Inc.|543047
WERN|WERNER ENTERPRISE ##|SEIC|SEI Investments Distribution Co.|100
WERN|WERNER ENTERPRISE ##|SGMT|GOLDMAN SACHS & CO. LLC|174532
WERN|WERNER ENTERPRISE ##|SPDR|SPEEDROUTE LLC|22982
WERN|WERNER ENTERPRISE ##|SPHN|Stephens Inc.|223628
WERN|WERNER ENTERPRISE ##|STFL|Stifel, Nicolaus & Company, Incorporated|36079
WERN|WERNER ENTERPRISE ##|STKP|STOCKPILE INVESTMENTS, INC.|16
WERN|WERNER ENTERPRISE ##|SWIM|TD Ameritrade, Inc.|42588
WERN|WERNER ENTERPRISE ##|SWST|Hilltop Securities Inc.|2726
WERN|WERNER ENTERPRISE ##|TKNG|ALLY INVEST SECURITIES LLC|758
WERN|WERNER ENTERPRISE ##|TONC|CUTTONE & CO., LLC|590
WERN|WERNER ENTERPRISE ##|TRBT|Tradebot Systems, Inc.|74954
WERN|WERNER ENTERPRISE ##|TRCM|TRC MARKETS LLC|142997
WERN|WERNER ENTERPRISE ##|TWTT|TASTYWORKS, INC.|50
WERN|WERNER ENTERPRISE ##|UBSA|UBS SECURITIES LLC|989395
WERN|WERNER ENTERPRISE ##|UBSS|UBS Securities LLC|1107552
WERN|WERNER ENTERPRISE ##|VALX|VIRTU AMERICAS LLC|27185
WERN|WERNER ENTERPRISE ##|VGRD|Vanguard Marketing Corporation|4951
WERN|WERNER ENTERPRISE ##|VIEW|VIEWTRADE SECURITIES LLC|498
WERN|WERNER ENTERPRISE ##|WBLR|WILLIAM BLAIR|10490
WERN|WERNER ENTERPRISE ##|WBPX|SUMMIT SECURITIES GROUP, LLC|556
WERN|WERNER ENTERPRISE ##|WCHV|WELLS FARGO SECURITIES, LLC|192161
WERN|WERNER ENTERPRISE ##|WEDB|WEDBUSH SECURITIES INC.|216
WERN|WERNER ENTERPRISE ##|WEED|Weeden & Co.L.P.|3376
WERN|WERNER ENTERPRISE ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27
WERN|WERNER ENTERPRISE ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3579
WERN|WERNER ENTERPRISE ##|WGIF|CIBC World Markets Inc.|1900
WERN|WERNER ENTERPRISE ##|WSAG|WALL STREET ACCESS|1784
WERN|WERNER ENTERPRISE ##|WSEA|WOLVERINE SECURITIES, LLC|992
WERN|WERNER ENTERPRISE ##|XIST|INSTINET, LLC|89572
WERN|WERNER ENTERPRISE ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|19470
WERN|WERNER ENTERPRISE ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|332
WES|WESTERN GAS PARTNERS|ALTX|Alternet Securities Inc.|8432
WES|WESTERN GAS PARTNERS|ANOS|ABEL/NOSER, L.L.C.|500
WES|WESTERN GAS PARTNERS|APCC|Apex Clearing Corporation|82
WES|WESTERN GAS PARTNERS|BALE|M&T SECURITIES, INC.|300
WES|WESTERN GAS PARTNERS|BARD|Robert W. Baird & Co. Incorporated|286
WES|WESTERN GAS PARTNERS|BATM|CBOE TRADING, INC.|6311
WES|WESTERN GAS PARTNERS|BBNT|BB&T SECURITIES, LLC|300
WES|WESTERN GAS PARTNERS|BERN|Sanford C. Bernstein & Co., LLC|29527
WES|WESTERN GAS PARTNERS|BIDS|BIDS TRADING L.P.|24600
WES|WESTERN GAS PARTNERS|BIMI|Banca IMI Securities Corp.|90
WES|WESTERN GAS PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2929
WES|WESTERN GAS PARTNERS|BNPX|BNP PARIBAS SECURITIES CORP.|615
WES|WESTERN GAS PARTNERS|BTIG|BTIG, LLC|16012
WES|WESTERN GAS PARTNERS|BYXM|CBOE TRADING, INC.|1877
WES|WESTERN GAS PARTNERS|BZYD|GOLDMAN SACHS & CO. LLC|1100
WES|WESTERN GAS PARTNERS|CANT|Cantor Fitzgerald & Co.|424
WES|WESTERN GAS PARTNERS|CBLC|CITIGROUP GLOBAL MARKETS INC.|37650
WES|WESTERN GAS PARTNERS|CHAS|Charles Schwab & Co., Inc.|9
WES|WESTERN GAS PARTNERS|CIST|Capital Institutional Services, Inc.|300
WES|WESTERN GAS PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|15142
WES|WESTERN GAS PARTNERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1120
WES|WESTERN GAS PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|212057
WES|WESTERN GAS PARTNERS|CTDL|Citadel Derivatives Group Llc|21472
WES|WESTERN GAS PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|61966
WES|WESTERN GAS PARTNERS|DBAB|Deutsche Bank Securities Inc.|53313
WES|WESTERN GAS PARTNERS|DBAX|Deutsche Bank Securities Inc.|179000
WES|WESTERN GAS PARTNERS|DCHF|Dart Executions, LLC|116
WES|WESTERN GAS PARTNERS|DEAN|MORGAN STANLEY|34293
WES|WESTERN GAS PARTNERS|DEGS|RONIN PROFESSIONAL LLC|100
WES|WESTERN GAS PARTNERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14932
WES|WESTERN GAS PARTNERS|EBXL|EBX LLC|148800
WES|WESTERN GAS PARTNERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|773
WES|WESTERN GAS PARTNERS|EDJO|Edward D. Jones & Co., L.P.|498
WES|WESTERN GAS PARTNERS|EGAM|CBOE TRADING, INC.|8042
WES|WESTERN GAS PARTNERS|EGAW|CBOE TRADING, INC.|50
WES|WESTERN GAS PARTNERS|EGMT|EG MARKET TECHNOLOGIES LLC|100
WES|WESTERN GAS PARTNERS|EGXM|CBOE TRADING, INC.|2862
WES|WESTERN GAS PARTNERS|EGXW|CBOE TRADING, INC.|74
WES|WESTERN GAS PARTNERS|ETBE|Electronic Transaction Clearing, Inc.|8619
WES|WESTERN GAS PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10977
WES|WESTERN GAS PARTNERS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|342
WES|WESTERN GAS PARTNERS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|648
WES|WESTERN GAS PARTNERS|ETRS|E*Trade Securities LLC|5961
WES|WESTERN GAS PARTNERS|FILL|Tradestation Securities, Inc.|198
WES|WESTERN GAS PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41547
WES|WESTERN GAS PARTNERS|FTBR|Foliofn Investments, Inc.|205
WES|WESTERN GAS PARTNERS|GLPX|ACS EXECUTION SERVICES, LLC|16863
WES|WESTERN GAS PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|331434
WES|WESTERN GAS PARTNERS|GSCS|GOLDMAN SACHS & CO. LLC|1500
WES|WESTERN GAS PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|2356
WES|WESTERN GAS PARTNERS|GTSZ|GTS SECURITIES LLC|47355
WES|WESTERN GAS PARTNERS|HAPX|HAP Trading, LLC|347
WES|WESTERN GAS PARTNERS|HRBF|American Enterprise Investment Services Inc.|3189
WES|WESTERN GAS PARTNERS|IATS|INTERACTIVE BROKERS LLC|17259
WES|WESTERN GAS PARTNERS|IBKR|Interactive Brokers Llc|8534
WES|WESTERN GAS PARTNERS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|364
WES|WESTERN GAS PARTNERS|ICBX|INSTINET, LLC|44415
WES|WESTERN GAS PARTNERS|INCA|INSTINET, LLC|34778
WES|WESTERN GAS PARTNERS|INJX|INSTINET, LLC|357
WES|WESTERN GAS PARTNERS|ITGI|ITG Inc.|8901
WES|WESTERN GAS PARTNERS|ITGP|ITG INC.|148600
WES|WESTERN GAS PARTNERS|JANY|Janney Montgomery Scott Inc.|1066
WES|WESTERN GAS PARTNERS|JEFF|JEFFERIES LLC|106103
WES|WESTERN GAS PARTNERS|JMPT|JUMP TRADING, LLC|27112
WES|WESTERN GAS PARTNERS|JPBX|J.P. MORGAN SECURITIES LLC|1801
WES|WESTERN GAS PARTNERS|JPMX|J.P. Morgan Securities LLC|162580
WES|WESTERN GAS PARTNERS|JSJX|JANE STREET CAPITAL LLC|17928
WES|WESTERN GAS PARTNERS|KCGM|VIRTU Americas LLC|39566
WES|WESTERN GAS PARTNERS|LEHM|Barclays Capital Inc./Le|366197
WES|WESTERN GAS PARTNERS|LIME|Lime Brokerage LLC|19836
WES|WESTERN GAS PARTNERS|LQNA|LIQUIDNET, INC.|58800
WES|WESTERN GAS PARTNERS|LSCI|Lek Securities Corporation|200
WES|WESTERN GAS PARTNERS|MCBT|Moors & Cabot, Inc.|375
WES|WESTERN GAS PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|61538
WES|WESTERN GAS PARTNERS|MOTF|MOTIF INVESTING, INC.|5
WES|WESTERN GAS PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|1052061
WES|WESTERN GAS PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|50400
WES|WESTERN GAS PARTNERS|MSTX|MORGAN STANLEY & CO. LLC|2200
WES|WESTERN GAS PARTNERS|NFSC|National Financial Services LLC|56957
WES|WESTERN GAS PARTNERS|NITE|VIRTU Americas LLC|226288
WES|WESTERN GAS PARTNERS|NITP|VIRTU Americas LLC|500
WES|WESTERN GAS PARTNERS|NQRB|Brut, LLC|8320
WES|WESTERN GAS PARTNERS|OPCO|Oppenheimer & Co. Inc.|315
WES|WESTERN GAS PARTNERS|PDQM|CODA MARKETS, INC.|64800
WES|WESTERN GAS PARTNERS|PWJC|UBS Financial Services, Inc.|9287
WES|WESTERN GAS PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|5061
WES|WESTERN GAS PARTNERS|SAGL|SAGETRADER, LLC|15071
WES|WESTERN GAS PARTNERS|SAGW|SAGETRADER, LLC|106
WES|WESTERN GAS PARTNERS|SALI|INTL FCSTONE FINANCIAL INC.|82
WES|WESTERN GAS PARTNERS|SBSH|Citigroup Global Markets Inc.|278590
WES|WESTERN GAS PARTNERS|SEIC|SEI Investments Distribution Co.|100
WES|WESTERN GAS PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|99503
WES|WESTERN GAS PARTNERS|SPDR|SPEEDROUTE LLC|13600
WES|WESTERN GAS PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|16748
WES|WESTERN GAS PARTNERS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3770
WES|WESTERN GAS PARTNERS|SWIM|TD Ameritrade, Inc.|3500
WES|WESTERN GAS PARTNERS|SWST|Hilltop Securities Inc.|472
WES|WESTERN GAS PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|271
WES|WESTERN GAS PARTNERS|TMBR|Timber Hill LLC|34
WES|WESTERN GAS PARTNERS|TRBT|Tradebot Systems, Inc.|88477
WES|WESTERN GAS PARTNERS|TRCM|TRC MARKETS LLC|71223
WES|WESTERN GAS PARTNERS|UBSS|UBS Securities LLC|511717
WES|WESTERN GAS PARTNERS|USCA|USCA Securities LLC|1400
WES|WESTERN GAS PARTNERS|VALX|VIRTU AMERICAS LLC|18702
WES|WESTERN GAS PARTNERS|VGRD|Vanguard Marketing Corporation|15317
WES|WESTERN GAS PARTNERS|VNDS|VANDHAM SECURITIES CORP|3148
WES|WESTERN GAS PARTNERS|WABR|Wall Street Access|900
WES|WESTERN GAS PARTNERS|WBPX|SUMMIT SECURITIES GROUP, LLC|362
WES|WESTERN GAS PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|64201
WES|WESTERN GAS PARTNERS|WEED|Weeden & Co.L.P.|6000
WES|WESTERN GAS PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6441
WES|WESTERN GAS PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|52332
WES|WESTERN GAS PARTNERS|WGIF|CIBC World Markets Inc.|30
WES|WESTERN GAS PARTNERS|WOLF|Wolfe Trahan Securities|400
WES|WESTERN GAS PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|2406
WES|WESTERN GAS PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
WES|WESTERN GAS PARTNERS|YKNA|COMHAR CAPITAL MARKETS, LLC|3339
WETF|WISDOMTREE INVSTMNTS|ABLE|NATIXIS Securities Americas LLC|4823
WETF|WISDOMTREE INVSTMNTS|ALLN|Allen & Company LLC|7925
WETF|WISDOMTREE INVSTMNTS|ALTX|Alternet Securities Inc.|4530
WETF|WISDOMTREE INVSTMNTS|ANOS|ABEL/NOSER, L.L.C.|244
WETF|WISDOMTREE INVSTMNTS|APCC|Apex Clearing Corporation|3322
WETF|WISDOMTREE INVSTMNTS|BANK|Primevest Financial Services, Inc.|1
WETF|WISDOMTREE INVSTMNTS|BARD|Robert W. Baird & Co. Incorporated|36933
WETF|WISDOMTREE INVSTMNTS|BATM|CBOE TRADING, INC.|500
WETF|WISDOMTREE INVSTMNTS|BAYC|BAY CREST PARTNERS, LLC|2414
WETF|WISDOMTREE INVSTMNTS|BBNT|BB&T SECURITIES, LLC|450
WETF|WISDOMTREE INVSTMNTS|BERN|Sanford C. Bernstein & Co., LLC|150015
WETF|WISDOMTREE INVSTMNTS|BIDS|BIDS TRADING L.P.|200
WETF|WISDOMTREE INVSTMNTS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27100
WETF|WISDOMTREE INVSTMNTS|BLKX|INSTINET, LLC|109002
WETF|WISDOMTREE INVSTMNTS|BMOC|BMO Capital Markets Corp.|24728
WETF|WISDOMTREE INVSTMNTS|BNPX|BNP PARIBAS SECURITIES CORP.|33827
WETF|WISDOMTREE INVSTMNTS|BRVL|BLAYLOCK VAN, LLC|1500
WETF|WISDOMTREE INVSTMNTS|BTIG|BTIG, LLC|23386
WETF|WISDOMTREE INVSTMNTS|BYXM|CBOE TRADING, INC.|4077
WETF|WISDOMTREE INVSTMNTS|BZYD|GOLDMAN SACHS & CO. LLC|2600
WETF|WISDOMTREE INVSTMNTS|CANT|Cantor Fitzgerald & Co.|120532
WETF|WISDOMTREE INVSTMNTS|CBLC|CITIGROUP GLOBAL MARKETS INC.|342954
WETF|WISDOMTREE INVSTMNTS|CHAS|Charles Schwab & Co., Inc.|6587
WETF|WISDOMTREE INVSTMNTS|CICF|Canaccord Genuity Corp.|7300
WETF|WISDOMTREE INVSTMNTS|CIST|Capital Institutional Services, Inc.|75
WETF|WISDOMTREE INVSTMNTS|CLSA|CLSA AMERICAS, LLC|100
WETF|WISDOMTREE INVSTMNTS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|165960
WETF|WISDOMTREE INVSTMNTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|533682
WETF|WISDOMTREE INVSTMNTS|CTDL|Citadel Derivatives Group Llc|69419
WETF|WISDOMTREE INVSTMNTS|CTLR|CUTLER GROUP, LP|4150
WETF|WISDOMTREE INVSTMNTS|CXCX|CITIGROUP GLOBAL MARKETS INC.|160702
WETF|WISDOMTREE INVSTMNTS|DBAB|Deutsche Bank Securities Inc.|349857
WETF|WISDOMTREE INVSTMNTS|DBAX|Deutsche Bank Securities Inc.|330300
WETF|WISDOMTREE INVSTMNTS|DBUL|Deutsche Bank Securities Inc.|1300
WETF|WISDOMTREE INVSTMNTS|DCHF|Dart Executions, LLC|3851
WETF|WISDOMTREE INVSTMNTS|DEAN|MORGAN STANLEY|8272
WETF|WISDOMTREE INVSTMNTS|DEGS|RONIN PROFESSIONAL LLC|18400
WETF|WISDOMTREE INVSTMNTS|EBXL|EBX LLC|279900
WETF|WISDOMTREE INVSTMNTS|ECUT|CONVERGEX EXECUTION SOLUTIONS|857
WETF|WISDOMTREE INVSTMNTS|EDJO|Edward D. Jones & Co., L.P.|6176
WETF|WISDOMTREE INVSTMNTS|EGAM|CBOE TRADING, INC.|9752
WETF|WISDOMTREE INVSTMNTS|EGAW|CBOE TRADING, INC.|24
WETF|WISDOMTREE INVSTMNTS|EGMT|EG MARKET TECHNOLOGIES LLC|100
WETF|WISDOMTREE INVSTMNTS|EGXM|CBOE TRADING, INC.|1487
WETF|WISDOMTREE INVSTMNTS|ELEV|ELEVATION, LLC|2067
WETF|WISDOMTREE INVSTMNTS|ESPO|ESPOSITO SECURITIES, LLC|6410
WETF|WISDOMTREE INVSTMNTS|ETBE|Electronic Transaction Clearing, Inc.|43677
WETF|WISDOMTREE INVSTMNTS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|26538
WETF|WISDOMTREE INVSTMNTS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11077
WETF|WISDOMTREE INVSTMNTS|ETRS|E*Trade Securities LLC|113141
WETF|WISDOMTREE INVSTMNTS|FBCO|Credit Suisse Securities (USA) LLC|942193
WETF|WISDOMTREE INVSTMNTS|FILL|Tradestation Securities, Inc.|332
WETF|WISDOMTREE INVSTMNTS|FMAF|NBCN Inc./ CDS|390
WETF|WISDOMTREE INVSTMNTS|FOMA|TD AMERITRADE CLEARING, INC.|239328
WETF|WISDOMTREE INVSTMNTS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6900
WETF|WISDOMTREE INVSTMNTS|FQLS|Quantlab Securities LP|249056
WETF|WISDOMTREE INVSTMNTS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|165342
WETF|WISDOMTREE INVSTMNTS|FTBR|Foliofn Investments, Inc.|1146
WETF|WISDOMTREE INVSTMNTS|GEBB|GLOBAL EXECUTION BROKERS, LP|217726
WETF|WISDOMTREE INVSTMNTS|GLPX|ACS EXECUTION SERVICES, LLC|5430
WETF|WISDOMTREE INVSTMNTS|GSCO|GOLDMAN SACHS & CO. LLC|1332355
WETF|WISDOMTREE INVSTMNTS|GSCS|GOLDMAN SACHS & CO. LLC|38579
WETF|WISDOMTREE INVSTMNTS|GSLT|GOLDMAN SACHS & CO. LLC|5661
WETF|WISDOMTREE INVSTMNTS|GTSZ|GTS SECURITIES LLC|35351
WETF|WISDOMTREE INVSTMNTS|HRBF|American Enterprise Investment Services Inc.|4385
WETF|WISDOMTREE INVSTMNTS|HSBC|HSBC Securities, Inc.|263
WETF|WISDOMTREE INVSTMNTS|IATS|INTERACTIVE BROKERS LLC|22906
WETF|WISDOMTREE INVSTMNTS|IBKR|Interactive Brokers Llc|132142
WETF|WISDOMTREE INVSTMNTS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|18
WETF|WISDOMTREE INVSTMNTS|ICBX|INSTINET, LLC|115016
WETF|WISDOMTREE INVSTMNTS|IEQY|CITADEL SECURITIES LLC|65222
WETF|WISDOMTREE INVSTMNTS|INCA|INSTINET, LLC|862705
WETF|WISDOMTREE INVSTMNTS|INJX|INSTINET, LLC|20707
WETF|WISDOMTREE INVSTMNTS|ITGI|ITG Inc.|69017
WETF|WISDOMTREE INVSTMNTS|ITGP|ITG INC.|409800
WETF|WISDOMTREE INVSTMNTS|JANY|Janney Montgomery Scott Inc.|7939
WETF|WISDOMTREE INVSTMNTS|JEFF|JEFFERIES LLC|214215
WETF|WISDOMTREE INVSTMNTS|JMPT|JUMP TRADING, LLC|97956
WETF|WISDOMTREE INVSTMNTS|JPBX|J.P. MORGAN SECURITIES LLC|133559
WETF|WISDOMTREE INVSTMNTS|JPMX|J.P. Morgan Securities LLC|971945
WETF|WISDOMTREE INVSTMNTS|JSJX|JANE STREET CAPITAL LLC|4060
WETF|WISDOMTREE INVSTMNTS|KBWI|Keefe, Bruyette & Woods, Inc.|162
WETF|WISDOMTREE INVSTMNTS|KCGM|VIRTU Americas LLC|95045
WETF|WISDOMTREE INVSTMNTS|LEHM|Barclays Capital Inc./Le|1306325
WETF|WISDOMTREE INVSTMNTS|LGNT|COR CLEARING LLC|1
WETF|WISDOMTREE INVSTMNTS|LIME|Lime Brokerage LLC|364376
WETF|WISDOMTREE INVSTMNTS|LMNX|LUMINEX TRADING & ANALYTICS LLC|130734
WETF|WISDOMTREE INVSTMNTS|LOOP|Loop Capital Markets LLC|600
WETF|WISDOMTREE INVSTMNTS|LQNA|LIQUIDNET, INC.|62400
WETF|WISDOMTREE INVSTMNTS|LSCI|Lek Securities Corporation|62
WETF|WISDOMTREE INVSTMNTS|MACC|Mid Atlantic Capital Corporation|1420
WETF|WISDOMTREE INVSTMNTS|MAVB|Great Point Capital LLC|2500
WETF|WISDOMTREE INVSTMNTS|MAXM|Maxim Group LLC|17063
WETF|WISDOMTREE INVSTMNTS|MBTS|ALLY INVEST SECURITIES LLC|53
WETF|WISDOMTREE INVSTMNTS|MCMF|Raymond James Ltd. Cds|243
WETF|WISDOMTREE INVSTMNTS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|423554
WETF|WISDOMTREE INVSTMNTS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
WETF|WISDOMTREE INVSTMNTS|MOTF|MOTIF INVESTING, INC.|32
WETF|WISDOMTREE INVSTMNTS|MSCO|MORGAN STANLEY & CO. LLC|3214809
WETF|WISDOMTREE INVSTMNTS|MSPL|MORGAN STANLEY & CO. LLC|566700
WETF|WISDOMTREE INVSTMNTS|MSTX|MORGAN STANLEY & CO. LLC|358100
WETF|WISDOMTREE INVSTMNTS|NBCS|NBC Securities, INC.|1000
WETF|WISDOMTREE INVSTMNTS|NFSC|National Financial Services LLC|217303
WETF|WISDOMTREE INVSTMNTS|NITE|VIRTU Americas LLC|767528
WETF|WISDOMTREE INVSTMNTS|NITP|VIRTU Americas LLC|6209
WETF|WISDOMTREE INVSTMNTS|NQRB|Brut, LLC|8228
WETF|WISDOMTREE INVSTMNTS|NTRC|Northern Trust Securities, Inc.|132
WETF|WISDOMTREE INVSTMNTS|OPCO|Oppenheimer & Co. Inc.|1089
WETF|WISDOMTREE INVSTMNTS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3284
WETF|WISDOMTREE INVSTMNTS|PCFF|Pacific International Securities Inc./CDS|900
WETF|WISDOMTREE INVSTMNTS|PDQM|CODA MARKETS, INC.|14554
WETF|WISDOMTREE INVSTMNTS|PHLY|NASDAQ Execution Services, LLC|600
WETF|WISDOMTREE INVSTMNTS|PWJC|UBS Financial Services, Inc.|1233
WETF|WISDOMTREE INVSTMNTS|RAJA|Raymond James & Associates, Inc.|199903
WETF|WISDOMTREE INVSTMNTS|RBCM|RBC CAPITAL MARKETS, LLC|9642
WETF|WISDOMTREE INVSTMNTS|SAGL|SAGETRADER, LLC|9340
WETF|WISDOMTREE INVSTMNTS|SAGW|SAGETRADER, LLC|1627
WETF|WISDOMTREE INVSTMNTS|SALI|INTL FCSTONE FINANCIAL INC.|100
WETF|WISDOMTREE INVSTMNTS|SBSH|Citigroup Global Markets Inc.|272122
WETF|WISDOMTREE INVSTMNTS|SEIC|SEI Investments Distribution Co.|1100
WETF|WISDOMTREE INVSTMNTS|SGMT|GOLDMAN SACHS & CO. LLC|173099
WETF|WISDOMTREE INVSTMNTS|SPDR|SPEEDROUTE LLC|7666
WETF|WISDOMTREE INVSTMNTS|SSBS|STATE STREET GLOBAL MARKETS, LLC|12086
WETF|WISDOMTREE INVSTMNTS|STFL|Stifel, Nicolaus & Company, Incorporated|26302
WETF|WISDOMTREE INVSTMNTS|SWIM|TD Ameritrade, Inc.|14175
WETF|WISDOMTREE INVSTMNTS|TKNG|ALLY INVEST SECURITIES LLC|15206
WETF|WISDOMTREE INVSTMNTS|TRBT|Tradebot Systems, Inc.|461930
WETF|WISDOMTREE INVSTMNTS|TRCM|TRC MARKETS LLC|184312
WETF|WISDOMTREE INVSTMNTS|TWTT|TASTYWORKS, INC.|400
WETF|WISDOMTREE INVSTMNTS|UBSA|UBS SECURITIES LLC|1074504
WETF|WISDOMTREE INVSTMNTS|UBSS|UBS Securities LLC|1709961
WETF|WISDOMTREE INVSTMNTS|VALX|VIRTU AMERICAS LLC|31340
WETF|WISDOMTREE INVSTMNTS|VGRD|Vanguard Marketing Corporation|18220
WETF|WISDOMTREE INVSTMNTS|WBLR|WILLIAM BLAIR|56428
WETF|WISDOMTREE INVSTMNTS|WBPX|SUMMIT SECURITIES GROUP, LLC|400
WETF|WISDOMTREE INVSTMNTS|WCHV|WELLS FARGO SECURITIES, LLC|838433
WETF|WISDOMTREE INVSTMNTS|WEED|Weeden & Co.L.P.|1600
WETF|WISDOMTREE INVSTMNTS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25905
WETF|WISDOMTREE INVSTMNTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59629
WETF|WISDOMTREE INVSTMNTS|WGIF|CIBC World Markets Inc.|9775
WETF|WISDOMTREE INVSTMNTS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|75
WETF|WISDOMTREE INVSTMNTS|WSEA|WOLVERINE SECURITIES, LLC|17086
WETF|WISDOMTREE INVSTMNTS|XIST|INSTINET, LLC|42832
WETF|WISDOMTREE INVSTMNTS|XSTM|NATIONAL FINANCIAL SERVICES LLC|40142
WETF|WISDOMTREE INVSTMNTS|YKNA|COMHAR CAPITAL MARKETS, LLC|203
WETF|WISDOMTREE INVSTMNTS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2098
WEX|WEX INC.|ALTX|Alternet Securities Inc.|8837
WEX|WEX INC.|ANOS|ABEL/NOSER, L.L.C.|2440
WEX|WEX INC.|APCC|Apex Clearing Corporation|42
WEX|WEX INC.|AQUA|AQUA SECURITIES L.P.|4700
WEX|WEX INC.|BANK|Primevest Financial Services, Inc.|5
WEX|WEX INC.|BARD|Robert W. Baird & Co. Incorporated|15
WEX|WEX INC.|BATM|CBOE TRADING, INC.|8917
WEX|WEX INC.|BBNT|BB&T SECURITIES, LLC|284
WEX|WEX INC.|BERN|Sanford C. Bernstein & Co., LLC|139943
WEX|WEX INC.|BKCM|BNY Mellon Capital Markets LLC|8390
WEX|WEX INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1463
WEX|WEX INC.|BLKX|INSTINET, LLC|14980
WEX|WEX INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1497
WEX|WEX INC.|BRVL|BLAYLOCK VAN, LLC|600
WEX|WEX INC.|BTIG|BTIG, LLC|3174
WEX|WEX INC.|BYXM|CBOE TRADING, INC.|1400
WEX|WEX INC.|BZYD|GOLDMAN SACHS & CO. LLC|587
WEX|WEX INC.|CABR|Cabrera Capital Markets, Inc.|12
WEX|WEX INC.|CANT|Cantor Fitzgerald & Co.|8
WEX|WEX INC.|CHAS|Charles Schwab & Co., Inc.|1009
WEX|WEX INC.|CIST|Capital Institutional Services, Inc.|2969
WEX|WEX INC.|CNFR|Cowen Prime Services LLC|100
WEX|WEX INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|20669
WEX|WEX INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3900
WEX|WEX INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
WEX|WEX INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|235191
WEX|WEX INC.|CTDL|Citadel Derivatives Group Llc|1551
WEX|WEX INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|72124
WEX|WEX INC.|DADA|D.A. Davidson & Co.|100
WEX|WEX INC.|DBAB|Deutsche Bank Securities Inc.|104292
WEX|WEX INC.|DBAX|Deutsche Bank Securities Inc.|283000
WEX|WEX INC.|DBUL|Deutsche Bank Securities Inc.|1779
WEX|WEX INC.|DCHF|Dart Executions, LLC|515
WEX|WEX INC.|DEAN|MORGAN STANLEY|3984
WEX|WEX INC.|EBXL|EBX LLC|128500
WEX|WEX INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2574
WEX|WEX INC.|EDJO|Edward D. Jones & Co., L.P.|101
WEX|WEX INC.|EGAM|CBOE TRADING, INC.|6090
WEX|WEX INC.|EGAW|CBOE TRADING, INC.|158
WEX|WEX INC.|EGMT|EG MARKET TECHNOLOGIES LLC|626
WEX|WEX INC.|EGXM|CBOE TRADING, INC.|223
WEX|WEX INC.|EGXW|CBOE TRADING, INC.|50
WEX|WEX INC.|ETBE|Electronic Transaction Clearing, Inc.|6036
WEX|WEX INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|34
WEX|WEX INC.|ETCC|Electronic Transaction Clearing, Inc.|270
WEX|WEX INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|15432
WEX|WEX INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|357
WEX|WEX INC.|ETRS|E*Trade Securities LLC|7884
WEX|WEX INC.|FBSB|U.S. Bancorp Investments, Inc.|6
WEX|WEX INC.|FFSI|Firstrade Securities Inc.|2
WEX|WEX INC.|FILL|Tradestation Securities, Inc.|846
WEX|WEX INC.|FMAF|NBCN Inc./ CDS|355
WEX|WEX INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1667
WEX|WEX INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|94288
WEX|WEX INC.|FTBR|Foliofn Investments, Inc.|2826
WEX|WEX INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1378
WEX|WEX INC.|GLPX|ACS EXECUTION SERVICES, LLC|47711
WEX|WEX INC.|GSCO|GOLDMAN SACHS & CO. LLC|270849
WEX|WEX INC.|GSCS|GOLDMAN SACHS & CO. LLC|280
WEX|WEX INC.|GSLT|GOLDMAN SACHS & CO. LLC|573
WEX|WEX INC.|GTSZ|GTS SECURITIES LLC|30395
WEX|WEX INC.|HRBF|American Enterprise Investment Services Inc.|1063
WEX|WEX INC.|HSBC|HSBC Securities, Inc.|967
WEX|WEX INC.|IATS|INTERACTIVE BROKERS LLC|2900
WEX|WEX INC.|IBKR|Interactive Brokers Llc|875
WEX|WEX INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|38
WEX|WEX INC.|ICBX|INSTINET, LLC|36876
WEX|WEX INC.|IEQY|CITADEL SECURITIES LLC|27423
WEX|WEX INC.|INCA|INSTINET, LLC|76778
WEX|WEX INC.|INJX|INSTINET, LLC|2302
WEX|WEX INC.|ITGI|ITG Inc.|85386
WEX|WEX INC.|ITGP|ITG INC.|104600
WEX|WEX INC.|JANY|Janney Montgomery Scott Inc.|187
WEX|WEX INC.|JEFF|JEFFERIES LLC|69530
WEX|WEX INC.|JMPT|JUMP TRADING, LLC|21828
WEX|WEX INC.|JPBX|J.P. MORGAN SECURITIES LLC|46415
WEX|WEX INC.|JPMX|J.P. Morgan Securities LLC|337326
WEX|WEX INC.|JSJX|JANE STREET CAPITAL LLC|3719
WEX|WEX INC.|KCGM|VIRTU Americas LLC|34586
WEX|WEX INC.|LEHM|Barclays Capital Inc./Le|318433
WEX|WEX INC.|LIME|Lime Brokerage LLC|3155
WEX|WEX INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|51040
WEX|WEX INC.|LOOP|Loop Capital Markets LLC|399
WEX|WEX INC.|LQNA|LIQUIDNET, INC.|21300
WEX|WEX INC.|LSCI|Lek Securities Corporation|241
WEX|WEX INC.|MACC|Mid Atlantic Capital Corporation|50
WEX|WEX INC.|MAXM|Maxim Group LLC|900
WEX|WEX INC.|MCMF|Raymond James Ltd. Cds|50
WEX|WEX INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77482
WEX|WEX INC.|MOTF|MOTIF INVESTING, INC.|86
WEX|WEX INC.|MSCO|MORGAN STANLEY & CO. LLC|511738
WEX|WEX INC.|MSPL|MORGAN STANLEY & CO. LLC|148800
WEX|WEX INC.|MSTX|MORGAN STANLEY & CO. LLC|23000
WEX|WEX INC.|NATL|National Securities Corporation|1005
WEX|WEX INC.|NEUB|NEUBERGER BERMAN BD LLC|2707
WEX|WEX INC.|NFSC|National Financial Services LLC|46431
WEX|WEX INC.|NITE|VIRTU Americas LLC|93296
WEX|WEX INC.|NITP|VIRTU Americas LLC|5
WEX|WEX INC.|NQRB|Brut, LLC|1100
WEX|WEX INC.|NTBF|BMO Nesbitt Burns Inc./CDS|400
WEX|WEX INC.|NTRC|Northern Trust Securities, Inc.|875
WEX|WEX INC.|OPCO|Oppenheimer & Co. Inc.|5696
WEX|WEX INC.|PDQM|CODA MARKETS, INC.|127827
WEX|WEX INC.|PHLY|NASDAQ Execution Services, LLC|200
WEX|WEX INC.|PIPR|Piper Jaffray & Co.|269
WEX|WEX INC.|PWJC|UBS Financial Services, Inc.|1246
WEX|WEX INC.|RBCM|RBC CAPITAL MARKETS, LLC|1021
WEX|WEX INC.|RHCO|Suntrust Robinson Humphrey, Inc.|13799
WEX|WEX INC.|SAGL|SAGETRADER, LLC|1300
WEX|WEX INC.|SAGW|SAGETRADER, LLC|19
WEX|WEX INC.|SALI|INTL FCSTONE FINANCIAL INC.|430
WEX|WEX INC.|SBSH|Citigroup Global Markets Inc.|102064
WEX|WEX INC.|SGMT|GOLDMAN SACHS & CO. LLC|57758
WEX|WEX INC.|SPDR|SPEEDROUTE LLC|15604
WEX|WEX INC.|SPHN|Stephens Inc.|125
WEX|WEX INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
WEX|WEX INC.|STFL|Stifel, Nicolaus & Company, Incorporated|933
WEX|WEX INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2499
WEX|WEX INC.|SWIM|TD Ameritrade, Inc.|13748
WEX|WEX INC.|SWST|Hilltop Securities Inc.|688
WEX|WEX INC.|TKNG|ALLY INVEST SECURITIES LLC|175
WEX|WEX INC.|TRBT|Tradebot Systems, Inc.|86965
WEX|WEX INC.|TRCM|TRC MARKETS LLC|25749
WEX|WEX INC.|UBSA|UBS SECURITIES LLC|412232
WEX|WEX INC.|UBSS|UBS Securities LLC|419486
WEX|WEX INC.|VALX|VIRTU AMERICAS LLC|8656
WEX|WEX INC.|VGRD|Vanguard Marketing Corporation|1173
WEX|WEX INC.|WBLR|WILLIAM BLAIR|2456
WEX|WEX INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1192
WEX|WEX INC.|WCHV|WELLS FARGO SECURITIES, LLC|41913
WEX|WEX INC.|WDNX|WEEDEN & CO.L.P.|704
WEX|WEX INC.|WEDB|WEDBUSH SECURITIES INC.|156
WEX|WEX INC.|WEED|Weeden & Co.L.P.|1351
WEX|WEX INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|639
WEX|WEX INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6258
WEX|WEX INC.|WGIF|CIBC World Markets Inc.|15
WEX|WEX INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|26
WEX|WEX INC.|WOLF|Wolfe Trahan Securities|300
WEX|WEX INC.|WSAG|WALL STREET ACCESS|1400
WEX|WEX INC.|WSEA|WOLVERINE SECURITIES, LLC|558
WEX|WEX INC.|XIST|INSTINET, LLC|7200
WEX|WEX INC.|XPQR|Jump Trading|394
WEX|WEX INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|11448
WEX|WEX INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|27217
WEX|WEX INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1475
WEYS|WEYCO GP INC      ##|ALTX|Alternet Securities Inc.|1064
WEYS|WEYCO GP INC      ##|APCC|Apex Clearing Corporation|37
WEYS|WEYCO GP INC      ##|BARD|Robert W. Baird & Co. Incorporated|399400
WEYS|WEYCO GP INC      ##|BATM|CBOE TRADING, INC.|431
WEYS|WEYCO GP INC      ##|BMOC|BMO Capital Markets Corp.|987
WEYS|WEYCO GP INC      ##|BNPX|BNP PARIBAS SECURITIES CORP.|563
WEYS|WEYCO GP INC      ##|BTIG|BTIG, LLC|4921
WEYS|WEYCO GP INC      ##|BYXM|CBOE TRADING, INC.|100
WEYS|WEYCO GP INC      ##|BZYD|GOLDMAN SACHS & CO. LLC|532
WEYS|WEYCO GP INC      ##|CANT|Cantor Fitzgerald & Co.|91
WEYS|WEYCO GP INC      ##|CHAS|Charles Schwab & Co., Inc.|100
WEYS|WEYCO GP INC      ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1753
WEYS|WEYCO GP INC      ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10690
WEYS|WEYCO GP INC      ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12491
WEYS|WEYCO GP INC      ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2193
WEYS|WEYCO GP INC      ##|CTDL|Citadel Derivatives Group Llc|392
WEYS|WEYCO GP INC      ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|208
WEYS|WEYCO GP INC      ##|DBAB|Deutsche Bank Securities Inc.|9375
WEYS|WEYCO GP INC      ##|DBAX|Deutsche Bank Securities Inc.|900
WEYS|WEYCO GP INC      ##|DEGS|RONIN PROFESSIONAL LLC|3557
WEYS|WEYCO GP INC      ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18
WEYS|WEYCO GP INC      ##|EBXL|EBX LLC|1500
WEYS|WEYCO GP INC      ##|EDJO|Edward D. Jones & Co., L.P.|560
WEYS|WEYCO GP INC      ##|EGAM|CBOE TRADING, INC.|365
WEYS|WEYCO GP INC      ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
WEYS|WEYCO GP INC      ##|ETRS|E*Trade Securities LLC|1846
WEYS|WEYCO GP INC      ##|FBCO|Credit Suisse Securities (USA) LLC|12600
WEYS|WEYCO GP INC      ##|FBSB|U.S. Bancorp Investments, Inc.|601
WEYS|WEYCO GP INC      ##|FOMA|TD AMERITRADE CLEARING, INC.|4317
WEYS|WEYCO GP INC      ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2848
WEYS|WEYCO GP INC      ##|FTBR|Foliofn Investments, Inc.|1185
WEYS|WEYCO GP INC      ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2107
WEYS|WEYCO GP INC      ##|GLPX|ACS EXECUTION SERVICES, LLC|4704
WEYS|WEYCO GP INC      ##|GSCO|GOLDMAN SACHS & CO. LLC|52428
WEYS|WEYCO GP INC      ##|GSCS|GOLDMAN SACHS & CO. LLC|4
WEYS|WEYCO GP INC      ##|GSLT|GOLDMAN SACHS & CO. LLC|100
WEYS|WEYCO GP INC      ##|GTSZ|GTS SECURITIES LLC|10453
WEYS|WEYCO GP INC      ##|HRBF|American Enterprise Investment Services Inc.|111
WEYS|WEYCO GP INC      ##|IATS|INTERACTIVE BROKERS LLC|282
WEYS|WEYCO GP INC      ##|IBKR|Interactive Brokers Llc|4453
WEYS|WEYCO GP INC      ##|ICBX|INSTINET, LLC|200
WEYS|WEYCO GP INC      ##|IEQY|CITADEL SECURITIES LLC|391
WEYS|WEYCO GP INC      ##|INCA|INSTINET, LLC|19866
WEYS|WEYCO GP INC      ##|INJX|INSTINET, LLC|2512
WEYS|WEYCO GP INC      ##|ITGI|ITG Inc.|4651
WEYS|WEYCO GP INC      ##|ITGP|ITG INC.|2200
WEYS|WEYCO GP INC      ##|JEFF|JEFFERIES LLC|1324
WEYS|WEYCO GP INC      ##|JONE|JonesTrading|69
WEYS|WEYCO GP INC      ##|JPMX|J.P. Morgan Securities LLC|3972
WEYS|WEYCO GP INC      ##|KCGM|VIRTU Americas LLC|128
WEYS|WEYCO GP INC      ##|LEHM|Barclays Capital Inc./Le|10345
WEYS|WEYCO GP INC      ##|LIME|Lime Brokerage LLC|7080
WEYS|WEYCO GP INC      ##|MAXM|Maxim Group LLC|592
WEYS|WEYCO GP INC      ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1410
WEYS|WEYCO GP INC      ##|MOTF|MOTIF INVESTING, INC.|1
WEYS|WEYCO GP INC      ##|MSCO|MORGAN STANLEY & CO. LLC|38425
WEYS|WEYCO GP INC      ##|MSPL|MORGAN STANLEY & CO. LLC|4100
WEYS|WEYCO GP INC      ##|NFSC|National Financial Services LLC|4063
WEYS|WEYCO GP INC      ##|NITE|VIRTU Americas LLC|18116
WEYS|WEYCO GP INC      ##|NQRB|Brut, LLC|800
WEYS|WEYCO GP INC      ##|PDQM|CODA MARKETS, INC.|8641
WEYS|WEYCO GP INC      ##|RAJA|Raymond James & Associates, Inc.|1299
WEYS|WEYCO GP INC      ##|RBCM|RBC CAPITAL MARKETS, LLC|3
WEYS|WEYCO GP INC      ##|SBSH|Citigroup Global Markets Inc.|7657
WEYS|WEYCO GP INC      ##|SGMT|GOLDMAN SACHS & CO. LLC|656
WEYS|WEYCO GP INC      ##|SPDR|SPEEDROUTE LLC|804
WEYS|WEYCO GP INC      ##|SPTD|MINT GLOBAL MARKETS, INC.|5302
WEYS|WEYCO GP INC      ##|SWIM|TD Ameritrade, Inc.|653
WEYS|WEYCO GP INC      ##|TKNG|ALLY INVEST SECURITIES LLC|10
WEYS|WEYCO GP INC      ##|TMBR|Timber Hill LLC|7
WEYS|WEYCO GP INC      ##|TRBT|Tradebot Systems, Inc.|1349
WEYS|WEYCO GP INC      ##|TRCM|TRC MARKETS LLC|9476
WEYS|WEYCO GP INC      ##|UBSA|UBS SECURITIES LLC|7617
WEYS|WEYCO GP INC      ##|UBSS|UBS Securities LLC|15479
WEYS|WEYCO GP INC      ##|VALX|VIRTU AMERICAS LLC|1266
WEYS|WEYCO GP INC      ##|VGRD|Vanguard Marketing Corporation|716
WEYS|WEYCO GP INC      ##|WCHV|WELLS FARGO SECURITIES, LLC|337
WEYS|WEYCO GP INC      ##|WEED|Weeden & Co.L.P.|130
WEYS|WEYCO GP INC      ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|33
WEYS|WEYCO GP INC      ##|WSEA|WOLVERINE SECURITIES, LLC|39
WEYS|WEYCO GP INC      ##|XIST|INSTINET, LLC|400
WEYS|WEYCO GP INC      ##|YKNA|COMHAR CAPITAL MARKETS, LLC|748
WEYS|WEYCO GP INC      ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|338
WF|WOORI BANKS ADS|ALTX|Alternet Securities Inc.|202
WF|WOORI BANKS ADS|APCC|Apex Clearing Corporation|29
WF|WOORI BANKS ADS|BATM|CBOE TRADING, INC.|635
WF|WOORI BANKS ADS|BAYC|BAY CREST PARTNERS, LLC|1100
WF|WOORI BANKS ADS|BERN|Sanford C. Bernstein & Co., LLC|214
WF|WOORI BANKS ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|544
WF|WOORI BANKS ADS|BNPX|BNP PARIBAS SECURITIES CORP.|528
WF|WOORI BANKS ADS|BYXM|CBOE TRADING, INC.|100
WF|WOORI BANKS ADS|BZYD|GOLDMAN SACHS & CO. LLC|106
WF|WOORI BANKS ADS|CHAS|Charles Schwab & Co., Inc.|100
WF|WOORI BANKS ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2311
WF|WOORI BANKS ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
WF|WOORI BANKS ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5721
WF|WOORI BANKS ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
WF|WOORI BANKS ADS|DBAB|Deutsche Bank Securities Inc.|400
WF|WOORI BANKS ADS|DBAX|Deutsche Bank Securities Inc.|400
WF|WOORI BANKS ADS|DEAN|MORGAN STANLEY|191
WF|WOORI BANKS ADS|EBXL|EBX LLC|1800
WF|WOORI BANKS ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|411
WF|WOORI BANKS ADS|EGAM|CBOE TRADING, INC.|264
WF|WOORI BANKS ADS|EGXM|CBOE TRADING, INC.|300
WF|WOORI BANKS ADS|ETRS|E*Trade Securities LLC|2468
WF|WOORI BANKS ADS|FILL|Tradestation Securities, Inc.|200
WF|WOORI BANKS ADS|FMAF|NBCN Inc./ CDS|70
WF|WOORI BANKS ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|157
WF|WOORI BANKS ADS|FTBR|Foliofn Investments, Inc.|618
WF|WOORI BANKS ADS|GLPX|ACS EXECUTION SERVICES, LLC|80
WF|WOORI BANKS ADS|GSCO|GOLDMAN SACHS & CO. LLC|3122
WF|WOORI BANKS ADS|GSCS|GOLDMAN SACHS & CO. LLC|4971
WF|WOORI BANKS ADS|GSLT|GOLDMAN SACHS & CO. LLC|100
WF|WOORI BANKS ADS|GTSZ|GTS SECURITIES LLC|4806
WF|WOORI BANKS ADS|HRBF|American Enterprise Investment Services Inc.|120
WF|WOORI BANKS ADS|IATS|INTERACTIVE BROKERS LLC|1102
WF|WOORI BANKS ADS|IBKR|Interactive Brokers Llc|3321
WF|WOORI BANKS ADS|ICBX|INSTINET, LLC|1069
WF|WOORI BANKS ADS|INCA|INSTINET, LLC|1569
WF|WOORI BANKS ADS|INTL|INTL FCSTONE FINANCIAL INC.|149
WF|WOORI BANKS ADS|ITGI|ITG Inc.|730
WF|WOORI BANKS ADS|ITGP|ITG INC.|1200
WF|WOORI BANKS ADS|JEFF|JEFFERIES LLC|7
WF|WOORI BANKS ADS|JPMX|J.P. Morgan Securities LLC|2911
WF|WOORI BANKS ADS|LEHM|Barclays Capital Inc./Le|13067
WF|WOORI BANKS ADS|LIME|Lime Brokerage LLC|1448
WF|WOORI BANKS ADS|MACQ|Macquarie Capital (USA) Inc.|24730
WF|WOORI BANKS ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2300
WF|WOORI BANKS ADS|MSCO|MORGAN STANLEY & CO. LLC|4849
WF|WOORI BANKS ADS|MSPL|MORGAN STANLEY & CO. LLC|5800
WF|WOORI BANKS ADS|NFSC|National Financial Services LLC|16400
WF|WOORI BANKS ADS|NITE|VIRTU Americas LLC|23078
WF|WOORI BANKS ADS|NQRB|Brut, LLC|115
WF|WOORI BANKS ADS|NTBF|BMO Nesbitt Burns Inc./CDS|3
WF|WOORI BANKS ADS|PDQM|CODA MARKETS, INC.|80
WF|WOORI BANKS ADS|RBCM|RBC CAPITAL MARKETS, LLC|5
WF|WOORI BANKS ADS|SAGL|SAGETRADER, LLC|300
WF|WOORI BANKS ADS|SBSH|Citigroup Global Markets Inc.|81542
WF|WOORI BANKS ADS|SGMT|GOLDMAN SACHS & CO. LLC|1242
WF|WOORI BANKS ADS|STFL|Stifel, Nicolaus & Company, Incorporated|29
WF|WOORI BANKS ADS|SWIM|TD Ameritrade, Inc.|1751
WF|WOORI BANKS ADS|TKNG|ALLY INVEST SECURITIES LLC|110
WF|WOORI BANKS ADS|TRCM|TRC MARKETS LLC|427
WF|WOORI BANKS ADS|UBSA|UBS SECURITIES LLC|5795
WF|WOORI BANKS ADS|UBSS|UBS Securities LLC|8239
WF|WOORI BANKS ADS|VALX|VIRTU AMERICAS LLC|513
WF|WOORI BANKS ADS|VGRD|Vanguard Marketing Corporation|3928
WF|WOORI BANKS ADS|WCHV|WELLS FARGO SECURITIES, LLC|3307
WF|WOORI BANKS ADS|WEED|Weeden & Co.L.P.|340
WF|WOORI BANKS ADS|WSEA|WOLVERINE SECURITIES, LLC|200
WF|WOORI BANKS ADS|XIST|INSTINET, LLC|1200
WF|WOORI BANKS ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1766
WFC|WELLS FARGO & CO NEW|ABLE|NATIXIS Securities Americas LLC|2050143
WFC|WELLS FARGO & CO NEW|ADAM|CANACCORD GENUITY INC.|36828
WFC|WELLS FARGO & CO NEW|AGIS|Aegis Capital Corp.|786
WFC|WELLS FARGO & CO NEW|ALFA|ALPHA TRADING L.P.|413503
WFC|WELLS FARGO & CO NEW|ALLN|Allen & Company LLC|9520
WFC|WELLS FARGO & CO NEW|ALTX|Alternet Securities Inc.|246257
WFC|WELLS FARGO & CO NEW|AMRI|AMERICAS EXECUTIONS, LLC|4820
WFC|WELLS FARGO & CO NEW|ANOS|ABEL/NOSER, L.L.C.|29201
WFC|WELLS FARGO & CO NEW|APCC|Apex Clearing Corporation|145286
WFC|WELLS FARGO & CO NEW|AQUA|AQUA SECURITIES L.P.|6600
WFC|WELLS FARGO & CO NEW|BALE|M&T SECURITIES, INC.|3717
WFC|WELLS FARGO & CO NEW|BANK|Primevest Financial Services, Inc.|352
WFC|WELLS FARGO & CO NEW|BARD|Robert W. Baird & Co. Incorporated|58477
WFC|WELLS FARGO & CO NEW|BATM|CBOE TRADING, INC.|60144
WFC|WELLS FARGO & CO NEW|BAYC|BAY CREST PARTNERS, LLC|12270
WFC|WELLS FARGO & CO NEW|BAYT|BTIG, LLC|23200
WFC|WELLS FARGO & CO NEW|BBNT|BB&T SECURITIES, LLC|26307
WFC|WELLS FARGO & CO NEW|BERN|Sanford C. Bernstein & Co., LLC|1406593
WFC|WELLS FARGO & CO NEW|BIAD|SAGETRADER, LLC|1247
WFC|WELLS FARGO & CO NEW|BIDS|BIDS TRADING L.P.|36080
WFC|WELLS FARGO & CO NEW|BIMI|Banca IMI Securities Corp.|3136
WFC|WELLS FARGO & CO NEW|BKCM|BNY Mellon Capital Markets LLC|8297
WFC|WELLS FARGO & CO NEW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|182382
WFC|WELLS FARGO & CO NEW|BLKX|INSTINET, LLC|1524760
WFC|WELLS FARGO & CO NEW|BMOC|BMO Capital Markets Corp.|511016
WFC|WELLS FARGO & CO NEW|BNPX|BNP PARIBAS SECURITIES CORP.|3198649
WFC|WELLS FARGO & CO NEW|BOSC|Boenning & Scattergood, Inc.|125
WFC|WELLS FARGO & CO NEW|BTIG|BTIG, LLC|1209676
WFC|WELLS FARGO & CO NEW|BYXM|CBOE TRADING, INC.|6508
WFC|WELLS FARGO & CO NEW|BZYD|GOLDMAN SACHS & CO. LLC|1200
WFC|WELLS FARGO & CO NEW|CANT|Cantor Fitzgerald & Co.|14701
WFC|WELLS FARGO & CO NEW|CBLC|CITIGROUP GLOBAL MARKETS INC.|930980
WFC|WELLS FARGO & CO NEW|CHAS|Charles Schwab & Co., Inc.|72948
WFC|WELLS FARGO & CO NEW|CHBC|PENSERRA SECURITIES, LLC|143100
WFC|WELLS FARGO & CO NEW|CIBP|CIBC World Markets Corp.|291421
WFC|WELLS FARGO & CO NEW|CICF|Canaccord Genuity Corp.|2035
WFC|WELLS FARGO & CO NEW|CIOI|CITIGROUP GLOBAL MARKETS INC|94000
WFC|WELLS FARGO & CO NEW|CIST|Capital Institutional Services, Inc.|50676
WFC|WELLS FARGO & CO NEW|CLSA|CLSA AMERICAS, LLC|4700
WFC|WELLS FARGO & CO NEW|COKE|Coker & Palmer|14450
WFC|WELLS FARGO & CO NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1937023
WFC|WELLS FARGO & CO NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|36912
WFC|WELLS FARGO & CO NEW|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|97458
WFC|WELLS FARGO & CO NEW|CRFN|ROBINHOOD FINANCIAL, LLC|1
WFC|WELLS FARGO & CO NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6567174
WFC|WELLS FARGO & CO NEW|CTDL|Citadel Derivatives Group Llc|738131
WFC|WELLS FARGO & CO NEW|CTLR|CUTLER GROUP, LP|4973
WFC|WELLS FARGO & CO NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|1057710
WFC|WELLS FARGO & CO NEW|DADA|D.A. Davidson & Co.|27871
WFC|WELLS FARGO & CO NEW|DAVA|Davenport & Company LLC|8042
WFC|WELLS FARGO & CO NEW|DAWA|Daiwa Capital Markets America Inc.|45
WFC|WELLS FARGO & CO NEW|DBAB|Deutsche Bank Securities Inc.|3229298
WFC|WELLS FARGO & CO NEW|DBAX|Deutsche Bank Securities Inc.|4491000
WFC|WELLS FARGO & CO NEW|DCHF|Dart Executions, LLC|14419
WFC|WELLS FARGO & CO NEW|DEAN|MORGAN STANLEY|199910
WFC|WELLS FARGO & CO NEW|DEGS|RONIN PROFESSIONAL LLC|10214
WFC|WELLS FARGO & CO NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|139943
WFC|WELLS FARGO & CO NEW|DOTC|Dougherty & Company LLC|4400
WFC|WELLS FARGO & CO NEW|DREX|Drexel Hamilton, LLC|80
WFC|WELLS FARGO & CO NEW|DRWK|DRW SECURITIES, L.L.C.|108069
WFC|WELLS FARGO & CO NEW|EBXL|EBX LLC|3133800
WFC|WELLS FARGO & CO NEW|ECUT|CONVERGEX EXECUTION SOLUTIONS|88371
WFC|WELLS FARGO & CO NEW|EDJC|Edward Jones / CDS|10232
WFC|WELLS FARGO & CO NEW|EDJO|Edward D. Jones & Co., L.P.|289324
WFC|WELLS FARGO & CO NEW|EGAM|CBOE TRADING, INC.|114717
WFC|WELLS FARGO & CO NEW|EGAW|CBOE TRADING, INC.|3953
WFC|WELLS FARGO & CO NEW|EGMT|EG MARKET TECHNOLOGIES LLC|100
WFC|WELLS FARGO & CO NEW|EGXM|CBOE TRADING, INC.|35340
WFC|WELLS FARGO & CO NEW|EGXW|CBOE TRADING, INC.|369
WFC|WELLS FARGO & CO NEW|ELEV|ELEVATION, LLC|21742
WFC|WELLS FARGO & CO NEW|EROP|Eroom Securities L.L.C.|4098
WFC|WELLS FARGO & CO NEW|ESPO|ESPOSITO SECURITIES, LLC|1796
WFC|WELLS FARGO & CO NEW|ETBE|Electronic Transaction Clearing, Inc.|178998
WFC|WELLS FARGO & CO NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
WFC|WELLS FARGO & CO NEW|ETCB|ETC BROKERAGE SERVICES, LLC|1
WFC|WELLS FARGO & CO NEW|ETCC|Electronic Transaction Clearing, Inc.|941
WFC|WELLS FARGO & CO NEW|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14734
WFC|WELLS FARGO & CO NEW|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|24985
WFC|WELLS FARGO & CO NEW|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|17500
WFC|WELLS FARGO & CO NEW|ETRS|E*Trade Securities LLC|1293337
WFC|WELLS FARGO & CO NEW|FBSB|U.S. Bancorp Investments, Inc.|2082
WFC|WELLS FARGO & CO NEW|FIDT|Fidelity Clearing Canada ULC./ CDS|589
WFC|WELLS FARGO & CO NEW|FILL|Tradestation Securities, Inc.|129229
WFC|WELLS FARGO & CO NEW|FINX|FINTECH SECURITIES|14969
WFC|WELLS FARGO & CO NEW|FMAF|NBCN Inc./ CDS|134501
WFC|WELLS FARGO & CO NEW|FMCO|First Manhattan Co|1475
WFC|WELLS FARGO & CO NEW|FNXS|FENIX SECURITIES, LLC|3005
WFC|WELLS FARGO & CO NEW|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|90250
WFC|WELLS FARGO & CO NEW|FQLS|Quantlab Securities LP|4313649
WFC|WELLS FARGO & CO NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|408804
WFC|WELLS FARGO & CO NEW|FTBR|Foliofn Investments, Inc.|8951
WFC|WELLS FARGO & CO NEW|GBMT|GBM International, Inc.|34971
WFC|WELLS FARGO & CO NEW|GEBB|GLOBAL EXECUTION BROKERS, LP|262180
WFC|WELLS FARGO & CO NEW|GLIS|TD Securities Inc|25517
WFC|WELLS FARGO & CO NEW|GLPX|ACS EXECUTION SERVICES, LLC|439520
WFC|WELLS FARGO & CO NEW|GSCO|GOLDMAN SACHS & CO. LLC|19550485
WFC|WELLS FARGO & CO NEW|GSCS|GOLDMAN SACHS & CO. LLC|407071
WFC|WELLS FARGO & CO NEW|GSLT|GOLDMAN SACHS & CO. LLC|197354
WFC|WELLS FARGO & CO NEW|GTSZ|GTS SECURITIES LLC|2782100
WFC|WELLS FARGO & CO NEW|GUGS|Guggenheim Securities, LLC|100
WFC|WELLS FARGO & CO NEW|HAPX|HAP Trading, LLC|8673
WFC|WELLS FARGO & CO NEW|HASF|Haywood Securities Inc./CDS|550
WFC|WELLS FARGO & CO NEW|HCTA|Hardcastle Trading USA LLC|488800
WFC|WELLS FARGO & CO NEW|HRBF|American Enterprise Investment Services Inc.|134485
WFC|WELLS FARGO & CO NEW|HSBC|HSBC Securities, Inc.|89598
WFC|WELLS FARGO & CO NEW|IATS|INTERACTIVE BROKERS LLC|148876
WFC|WELLS FARGO & CO NEW|IBKR|Interactive Brokers Llc|519070
WFC|WELLS FARGO & CO NEW|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|10156
WFC|WELLS FARGO & CO NEW|ICBX|INSTINET, LLC|1505326
WFC|WELLS FARGO & CO NEW|IEQY|CITADEL SECURITIES LLC|1458970
WFC|WELLS FARGO & CO NEW|INCA|INSTINET, LLC|3786949
WFC|WELLS FARGO & CO NEW|INJX|INSTINET, LLC|116148
WFC|WELLS FARGO & CO NEW|INTL|INTL FCSTONE FINANCIAL INC.|747
WFC|WELLS FARGO & CO NEW|ITGI|ITG Inc.|1066892
WFC|WELLS FARGO & CO NEW|ITGP|ITG INC.|3187600
WFC|WELLS FARGO & CO NEW|JANY|Janney Montgomery Scott Inc.|18051
WFC|WELLS FARGO & CO NEW|JEFF|JEFFERIES LLC|1601867
WFC|WELLS FARGO & CO NEW|JMPT|JUMP TRADING, LLC|1094068
WFC|WELLS FARGO & CO NEW|JONE|JonesTrading|62070
WFC|WELLS FARGO & CO NEW|JPBX|J.P. MORGAN SECURITIES LLC|921557
WFC|WELLS FARGO & CO NEW|JPMX|J.P. Morgan Securities LLC|5936799
WFC|WELLS FARGO & CO NEW|JSJX|JANE STREET CAPITAL LLC|774084
WFC|WELLS FARGO & CO NEW|JUTA|JUMP TRADING, LLC|69046
WFC|WELLS FARGO & CO NEW|KBWI|Keefe, Bruyette & Woods, Inc.|115706
WFC|WELLS FARGO & CO NEW|KCGM|VIRTU Americas LLC|892191
WFC|WELLS FARGO & CO NEW|KING|C. L. King & Associates, Inc.|50000
WFC|WELLS FARGO & CO NEW|LEHM|Barclays Capital Inc./Le|15640903
WFC|WELLS FARGO & CO NEW|LGNT|COR CLEARING LLC|16
WFC|WELLS FARGO & CO NEW|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|12
WFC|WELLS FARGO & CO NEW|LIME|Lime Brokerage LLC|497815
WFC|WELLS FARGO & CO NEW|LIWD|LIME BROKERAGE LLC|5260
WFC|WELLS FARGO & CO NEW|LIWK|LIME BROKERAGE LLC|10
WFC|WELLS FARGO & CO NEW|LMNX|LUMINEX TRADING & ANALYTICS LLC|1408696
WFC|WELLS FARGO & CO NEW|LOOP|Loop Capital Markets LLC|68751
WFC|WELLS FARGO & CO NEW|LQNA|LIQUIDNET, INC.|440000
WFC|WELLS FARGO & CO NEW|LSCI|Lek Securities Corporation|58272
WFC|WELLS FARGO & CO NEW|LTCO|Ladenburg, Thalmann & Co., Inc.|14500
WFC|WELLS FARGO & CO NEW|LVMR|LIVERMORE TRADING GROUP, INC.|2800
WFC|WELLS FARGO & CO NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2566
WFC|WELLS FARGO & CO NEW|MACC|Mid Atlantic Capital Corporation|23905
WFC|WELLS FARGO & CO NEW|MACQ|Macquarie Capital (USA) Inc.|32759
WFC|WELLS FARGO & CO NEW|MAXM|Maxim Group LLC|127896
WFC|WELLS FARGO & CO NEW|MBTS|ALLY INVEST SECURITIES LLC|6300
WFC|WELLS FARGO & CO NEW|MCMF|Raymond James Ltd. Cds|7532
WFC|WELLS FARGO & CO NEW|MKMP|MKM Partners LLC|437952
WFC|WELLS FARGO & CO NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2987345
WFC|WELLS FARGO & CO NEW|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|49370
WFC|WELLS FARGO & CO NEW|MNDX|TJM Investments, LLC|2448
WFC|WELLS FARGO & CO NEW|MOTF|MOTIF INVESTING, INC.|122
WFC|WELLS FARGO & CO NEW|MPSG|E D & F Man Capital Markets Inc.|56471
WFC|WELLS FARGO & CO NEW|MSCO|MORGAN STANLEY & CO. LLC|23626829
WFC|WELLS FARGO & CO NEW|MSPL|MORGAN STANLEY & CO. LLC|4222200
WFC|WELLS FARGO & CO NEW|MSTX|MORGAN STANLEY & CO. LLC|1283300
WFC|WELLS FARGO & CO NEW|MULL|MARK J. MULLER EQUITIES, INC.|16220
WFC|WELLS FARGO & CO NEW|MZHO|Mizuho Securities USA LLC|8000
WFC|WELLS FARGO & CO NEW|NBCS|NBC Securities, INC.|79
WFC|WELLS FARGO & CO NEW|NEUB|NEUBERGER BERMAN BD LLC|10961
WFC|WELLS FARGO & CO NEW|NFSC|National Financial Services LLC|4567540
WFC|WELLS FARGO & CO NEW|NITE|VIRTU Americas LLC|9192293
WFC|WELLS FARGO & CO NEW|NITP|VIRTU Americas LLC|155469
WFC|WELLS FARGO & CO NEW|NMRA|Nomura Securities International, Inc.|160495
WFC|WELLS FARGO & CO NEW|NQRB|Brut, LLC|165565
WFC|WELLS FARGO & CO NEW|NTBF|BMO Nesbitt Burns Inc./CDS|22579
WFC|WELLS FARGO & CO NEW|NTRC|Northern Trust Securities, Inc.|6021
WFC|WELLS FARGO & CO NEW|OHOS|TWO SIGMA SECURITIES, LLC|712358
WFC|WELLS FARGO & CO NEW|ONEL|O'NEIL SECURITIES, INCORPORATED|12224
WFC|WELLS FARGO & CO NEW|OPCO|Oppenheimer & Co. Inc.|126458
WFC|WELLS FARGO & CO NEW|OTAA|OTA LLC|23000
WFC|WELLS FARGO & CO NEW|PASL|Pershing Advisor Solutions LLC|1000
WFC|WELLS FARGO & CO NEW|PCFF|Pacific International Securities Inc./CDS|354
WFC|WELLS FARGO & CO NEW|PCPT|PHILLIP CAPITAL INC.|1900
WFC|WELLS FARGO & CO NEW|PDQM|CODA MARKETS, INC.|302918
WFC|WELLS FARGO & CO NEW|PHLY|NASDAQ Execution Services, LLC|87690
WFC|WELLS FARGO & CO NEW|PICT|Pictet Overseas Inc.|1475
WFC|WELLS FARGO & CO NEW|PIPR|Piper Jaffray & Co.|42150
WFC|WELLS FARGO & CO NEW|PNSR|Penserra Securities, LLC|822731
WFC|WELLS FARGO & CO NEW|PWJC|UBS Financial Services, Inc.|31215
WFC|WELLS FARGO & CO NEW|QMSR|QUATTRO M SECURITIES INC.|22414
WFC|WELLS FARGO & CO NEW|RBCM|RBC CAPITAL MARKETS, LLC|54858
WFC|WELLS FARGO & CO NEW|RGLD|Regal Securities, Inc|200
WFC|WELLS FARGO & CO NEW|RHCO|Suntrust Robinson Humphrey, Inc.|15070
WFC|WELLS FARGO & CO NEW|SAGL|SAGETRADER, LLC|104526
WFC|WELLS FARGO & CO NEW|SAGW|SAGETRADER, LLC|17
WFC|WELLS FARGO & CO NEW|SALI|INTL FCSTONE FINANCIAL INC.|1767
WFC|WELLS FARGO & CO NEW|SBRX|MURIEL SIEBERT & CO INC|460
WFC|WELLS FARGO & CO NEW|SBSH|Citigroup Global Markets Inc.|4672432
WFC|WELLS FARGO & CO NEW|SCMC|Scotia Capital Markets (USA) Inc.|700
WFC|WELLS FARGO & CO NEW|SDLR|Sandler, O'Neill & Partners, L.P.|900
WFC|WELLS FARGO & CO NEW|SEIC|SEI Investments Distribution Co.|125595
WFC|WELLS FARGO & CO NEW|SGMT|GOLDMAN SACHS & CO. LLC|3313182
WFC|WELLS FARGO & CO NEW|SJLS|TRADE INFORMATICS LLC|22800
WFC|WELLS FARGO & CO NEW|SOGO|Wang Investment Associates, Inc.|10
WFC|WELLS FARGO & CO NEW|SPDR|SPEEDROUTE LLC|448997
WFC|WELLS FARGO & CO NEW|SPHN|Stephens Inc.|204850
WFC|WELLS FARGO & CO NEW|SPNT|SEVEN POINTS CAPITAL, LLC|400
WFC|WELLS FARGO & CO NEW|SPTD|MINT GLOBAL MARKETS, INC.|8300
WFC|WELLS FARGO & CO NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|798600
WFC|WELLS FARGO & CO NEW|STFL|Stifel, Nicolaus & Company, Incorporated|131666
WFC|WELLS FARGO & CO NEW|STKP|STOCKPILE INVESTMENTS, INC.|516
WFC|WELLS FARGO & CO NEW|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13432
WFC|WELLS FARGO & CO NEW|SWIM|TD Ameritrade, Inc.|1260139
WFC|WELLS FARGO & CO NEW|SWST|Hilltop Securities Inc.|41554
WFC|WELLS FARGO & CO NEW|TAGC|TELSEY ADVISORY GROUP LLC|1155
WFC|WELLS FARGO & CO NEW|TDSI|TD Securities (USA) LLC|43733
WFC|WELLS FARGO & CO NEW|TKNG|ALLY INVEST SECURITIES LLC|27021
WFC|WELLS FARGO & CO NEW|TRBT|Tradebot Systems, Inc.|3019838
WFC|WELLS FARGO & CO NEW|TRCM|TRC MARKETS LLC|2043458
WFC|WELLS FARGO & CO NEW|TWTT|TASTYWORKS, INC.|1770
WFC|WELLS FARGO & CO NEW|UBSA|UBS SECURITIES LLC|9140790
WFC|WELLS FARGO & CO NEW|UBSS|UBS Securities LLC|6347381
WFC|WELLS FARGO & CO NEW|UFPA|UNITED FIRST PARTNERS LLC|3468
WFC|WELLS FARGO & CO NEW|VALX|VIRTU AMERICAS LLC|230432
WFC|WELLS FARGO & CO NEW|VGRD|Vanguard Marketing Corporation|320746
WFC|WELLS FARGO & CO NEW|VNDM|Wall Street Access|21299
WFC|WELLS FARGO & CO NEW|VSIN|Vision Financial Markets Llc|56
WFC|WELLS FARGO & CO NEW|WABR|Wall Street Access|19599
WFC|WELLS FARGO & CO NEW|WBET|Wallachbeth Capital LLC|112432
WFC|WELLS FARGO & CO NEW|WBLR|WILLIAM BLAIR|11166
WFC|WELLS FARGO & CO NEW|WBPX|SUMMIT SECURITIES GROUP, LLC|28610
WFC|WELLS FARGO & CO NEW|WCHV|WELLS FARGO SECURITIES, LLC|2270549
WFC|WELLS FARGO & CO NEW|WDNX|WEEDEN & CO.L.P.|20572
WFC|WELLS FARGO & CO NEW|WEDB|WEDBUSH SECURITIES INC.|39749
WFC|WELLS FARGO & CO NEW|WEED|Weeden & Co.L.P.|8215
WFC|WELLS FARGO & CO NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1442989
WFC|WELLS FARGO & CO NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51917
WFC|WELLS FARGO & CO NEW|WGIF|CIBC World Markets Inc.|52283
WFC|WELLS FARGO & CO NEW|WLTH|WEALTHFRONT BROKERAGE CORPORATION|30775
WFC|WELLS FARGO & CO NEW|WOLF|Wolfe Trahan Securities|200
WFC|WELLS FARGO & CO NEW|WSEA|WOLVERINE SECURITIES, LLC|148633
WFC|WELLS FARGO & CO NEW|WTFS|JUST2TRADE, INC.|29
WFC|WELLS FARGO & CO NEW|XIST|INSTINET, LLC|120730
WFC|WELLS FARGO & CO NEW|XPQR|Jump Trading|8600
WFC|WELLS FARGO & CO NEW|XPUS|XP SECURITIES, LLC|42718
WFC|WELLS FARGO & CO NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|1370298
WFC|WELLS FARGO & CO NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|17081
WFC|WELLS FARGO & CO NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|203568
WFC$J|WELLS FARGO PFD J|ALTX|Alternet Securities Inc.|2375
WFC$J|WELLS FARGO PFD J|APCC|Apex Clearing Corporation|119
WFC$J|WELLS FARGO PFD J|BARD|Robert W. Baird & Co. Incorporated|5424
WFC$J|WELLS FARGO PFD J|BATM|CBOE TRADING, INC.|100
WFC$J|WELLS FARGO PFD J|BBNT|BB&T SECURITIES, LLC|229
WFC$J|WELLS FARGO PFD J|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13675
WFC$J|WELLS FARGO PFD J|BNCH|The Benchmark Company, LLC|800
WFC$J|WELLS FARGO PFD J|CHAS|Charles Schwab & Co., Inc.|672
WFC$J|WELLS FARGO PFD J|CIST|Capital Institutional Services, Inc.|750
WFC$J|WELLS FARGO PFD J|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8597
WFC$J|WELLS FARGO PFD J|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12595
WFC$J|WELLS FARGO PFD J|CTDL|Citadel Derivatives Group Llc|100
WFC$J|WELLS FARGO PFD J|CXCX|CITIGROUP GLOBAL MARKETS INC.|150
WFC$J|WELLS FARGO PFD J|DADA|D.A. Davidson & Co.|12
WFC$J|WELLS FARGO PFD J|DBAB|Deutsche Bank Securities Inc.|5100
WFC$J|WELLS FARGO PFD J|DBAX|Deutsche Bank Securities Inc.|7600
WFC$J|WELLS FARGO PFD J|DEAN|MORGAN STANLEY|61795
WFC$J|WELLS FARGO PFD J|EBXL|EBX LLC|7500
WFC$J|WELLS FARGO PFD J|EDJO|Edward D. Jones & Co., L.P.|5248
WFC$J|WELLS FARGO PFD J|EGAM|CBOE TRADING, INC.|2438
WFC$J|WELLS FARGO PFD J|EGXM|CBOE TRADING, INC.|1117
WFC$J|WELLS FARGO PFD J|ETRS|E*Trade Securities LLC|82916
WFC$J|WELLS FARGO PFD J|FMAF|NBCN Inc./ CDS|425
WFC$J|WELLS FARGO PFD J|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1000
WFC$J|WELLS FARGO PFD J|FTBR|Foliofn Investments, Inc.|748
WFC$J|WELLS FARGO PFD J|GEBB|GLOBAL EXECUTION BROKERS, LP|100
WFC$J|WELLS FARGO PFD J|GLPX|ACS EXECUTION SERVICES, LLC|1967
WFC$J|WELLS FARGO PFD J|GSCO|GOLDMAN SACHS & CO. LLC|4155
WFC$J|WELLS FARGO PFD J|GSLT|GOLDMAN SACHS & CO. LLC|2707
WFC$J|WELLS FARGO PFD J|GTSZ|GTS SECURITIES LLC|5005
WFC$J|WELLS FARGO PFD J|HRBF|American Enterprise Investment Services Inc.|73181
WFC$J|WELLS FARGO PFD J|IATS|INTERACTIVE BROKERS LLC|1400
WFC$J|WELLS FARGO PFD J|IBKR|Interactive Brokers Llc|6945
WFC$J|WELLS FARGO PFD J|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
WFC$J|WELLS FARGO PFD J|ICBX|INSTINET, LLC|900
WFC$J|WELLS FARGO PFD J|INCA|INSTINET, LLC|6327
WFC$J|WELLS FARGO PFD J|ITGI|ITG Inc.|12298
WFC$J|WELLS FARGO PFD J|ITGP|ITG INC.|4200
WFC$J|WELLS FARGO PFD J|JANY|Janney Montgomery Scott Inc.|625
WFC$J|WELLS FARGO PFD J|JEFF|JEFFERIES LLC|2700
WFC$J|WELLS FARGO PFD J|JPMX|J.P. Morgan Securities LLC|1500
WFC$J|WELLS FARGO PFD J|JSEB|JANE STREET EXECUTION SERVICES, LLC|4392
WFC$J|WELLS FARGO PFD J|KCGM|VIRTU Americas LLC|7097
WFC$J|WELLS FARGO PFD J|LEHM|Barclays Capital Inc./Le|7000
WFC$J|WELLS FARGO PFD J|LGNT|COR CLEARING LLC|12
WFC$J|WELLS FARGO PFD J|LIME|Lime Brokerage LLC|1584
WFC$J|WELLS FARGO PFD J|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
WFC$J|WELLS FARGO PFD J|MCMF|Raymond James Ltd. Cds|365
WFC$J|WELLS FARGO PFD J|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3977
WFC$J|WELLS FARGO PFD J|MSCO|MORGAN STANLEY & CO. LLC|53970
WFC$J|WELLS FARGO PFD J|NATL|National Securities Corporation|1300
WFC$J|WELLS FARGO PFD J|NFSC|National Financial Services LLC|172653
WFC$J|WELLS FARGO PFD J|NITE|VIRTU Americas LLC|325694
WFC$J|WELLS FARGO PFD J|NQRB|Brut, LLC|1950
WFC$J|WELLS FARGO PFD J|NTBF|BMO Nesbitt Burns Inc./CDS|832
WFC$J|WELLS FARGO PFD J|NTRC|Northern Trust Securities, Inc.|2150
WFC$J|WELLS FARGO PFD J|OLDM|OLD MISSION CAPITAL, LLC|300
WFC$J|WELLS FARGO PFD J|OPCO|Oppenheimer & Co. Inc.|2498
WFC$J|WELLS FARGO PFD J|PDQM|CODA MARKETS, INC.|3942
WFC$J|WELLS FARGO PFD J|PWJC|UBS Financial Services, Inc.|9720
WFC$J|WELLS FARGO PFD J|RBCM|RBC CAPITAL MARKETS, LLC|9662
WFC$J|WELLS FARGO PFD J|SALI|INTL FCSTONE FINANCIAL INC.|31
WFC$J|WELLS FARGO PFD J|SBSH|Citigroup Global Markets Inc.|5260
WFC$J|WELLS FARGO PFD J|SEIC|SEI Investments Distribution Co.|100
WFC$J|WELLS FARGO PFD J|SGMT|GOLDMAN SACHS & CO. LLC|1800
WFC$J|WELLS FARGO PFD J|SPDR|SPEEDROUTE LLC|200
WFC$J|WELLS FARGO PFD J|SPHN|Stephens Inc.|83
WFC$J|WELLS FARGO PFD J|STFL|Stifel, Nicolaus & Company, Incorporated|5057
WFC$J|WELLS FARGO PFD J|SWIM|TD Ameritrade, Inc.|25935
WFC$J|WELLS FARGO PFD J|SWST|Hilltop Securities Inc.|15328
WFC$J|WELLS FARGO PFD J|TKNG|ALLY INVEST SECURITIES LLC|100
WFC$J|WELLS FARGO PFD J|TRBT|Tradebot Systems, Inc.|2417
WFC$J|WELLS FARGO PFD J|UBSA|UBS SECURITIES LLC|14588
WFC$J|WELLS FARGO PFD J|UBSS|UBS Securities LLC|104533
WFC$J|WELLS FARGO PFD J|VGRD|Vanguard Marketing Corporation|21806
WFC$J|WELLS FARGO PFD J|WCHV|WELLS FARGO SECURITIES, LLC|110761
WFC$J|WELLS FARGO PFD J|WEDB|WEDBUSH SECURITIES INC.|300
WFC$J|WELLS FARGO PFD J|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1961
WFC$J|WELLS FARGO PFD J|WSEA|WOLVERINE SECURITIES, LLC|195
WFC$J|WELLS FARGO PFD J|XSTM|NATIONAL FINANCIAL SERVICES LLC|1972
WFC$J|WELLS FARGO PFD J|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31053
WFC$L|WELLS FARGO PFD L|APCC|Apex Clearing Corporation|2
WFC$L|WELLS FARGO PFD L|BARD|Robert W. Baird & Co. Incorporated|7
WFC$L|WELLS FARGO PFD L|BNCH|The Benchmark Company, LLC|20
WFC$L|WELLS FARGO PFD L|CANT|Cantor Fitzgerald & Co.|2000
WFC$L|WELLS FARGO PFD L|CPET|CLEARPOOL EXECUTION SERVICES, LLC|856
WFC$L|WELLS FARGO PFD L|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1082
WFC$L|WELLS FARGO PFD L|CROS|CREDIT SUISSE SECURITIES (USA) LLC|135
WFC$L|WELLS FARGO PFD L|DADA|D.A. Davidson & Co.|10
WFC$L|WELLS FARGO PFD L|DBAB|Deutsche Bank Securities Inc.|26110
WFC$L|WELLS FARGO PFD L|DEAN|MORGAN STANLEY|490
WFC$L|WELLS FARGO PFD L|EBXL|EBX LLC|100
WFC$L|WELLS FARGO PFD L|EDJO|Edward D. Jones & Co., L.P.|149
WFC$L|WELLS FARGO PFD L|ETRS|E*Trade Securities LLC|1829
WFC$L|WELLS FARGO PFD L|FTBR|Foliofn Investments, Inc.|7
WFC$L|WELLS FARGO PFD L|GLPX|ACS EXECUTION SERVICES, LLC|951
WFC$L|WELLS FARGO PFD L|GSCO|GOLDMAN SACHS & CO. LLC|100
WFC$L|WELLS FARGO PFD L|GSLT|GOLDMAN SACHS & CO. LLC|77
WFC$L|WELLS FARGO PFD L|HRBF|American Enterprise Investment Services Inc.|171
WFC$L|WELLS FARGO PFD L|IBKR|Interactive Brokers Llc|806
WFC$L|WELLS FARGO PFD L|INCA|INSTINET, LLC|587
WFC$L|WELLS FARGO PFD L|ITGI|ITG Inc.|186
WFC$L|WELLS FARGO PFD L|JANY|Janney Montgomery Scott Inc.|20
WFC$L|WELLS FARGO PFD L|JPMX|J.P. Morgan Securities LLC|646
WFC$L|WELLS FARGO PFD L|KCGM|VIRTU Americas LLC|125
WFC$L|WELLS FARGO PFD L|LEHM|Barclays Capital Inc./Le|59926
WFC$L|WELLS FARGO PFD L|LIME|Lime Brokerage LLC|115
WFC$L|WELLS FARGO PFD L|MCMF|Raymond James Ltd. Cds|88
WFC$L|WELLS FARGO PFD L|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WFC$L|WELLS FARGO PFD L|MSCO|MORGAN STANLEY & CO. LLC|1283
WFC$L|WELLS FARGO PFD L|NATL|National Securities Corporation|27
WFC$L|WELLS FARGO PFD L|NFSC|National Financial Services LLC|1329
WFC$L|WELLS FARGO PFD L|NITE|VIRTU Americas LLC|6030
WFC$L|WELLS FARGO PFD L|NTBF|BMO Nesbitt Burns Inc./CDS|25
WFC$L|WELLS FARGO PFD L|OPCO|Oppenheimer & Co. Inc.|24
WFC$L|WELLS FARGO PFD L|PDQM|CODA MARKETS, INC.|3980
WFC$L|WELLS FARGO PFD L|PIPR|Piper Jaffray & Co.|383
WFC$L|WELLS FARGO PFD L|PWJC|UBS Financial Services, Inc.|131
WFC$L|WELLS FARGO PFD L|RBCM|RBC CAPITAL MARKETS, LLC|125
WFC$L|WELLS FARGO PFD L|SBSH|Citigroup Global Markets Inc.|2804
WFC$L|WELLS FARGO PFD L|SGMT|GOLDMAN SACHS & CO. LLC|67
WFC$L|WELLS FARGO PFD L|STFL|Stifel, Nicolaus & Company, Incorporated|8630
WFC$L|WELLS FARGO PFD L|SWIM|TD Ameritrade, Inc.|1273
WFC$L|WELLS FARGO PFD L|SWST|Hilltop Securities Inc.|1
WFC$L|WELLS FARGO PFD L|TKNG|ALLY INVEST SECURITIES LLC|11
WFC$L|WELLS FARGO PFD L|UBSA|UBS SECURITIES LLC|4466
WFC$L|WELLS FARGO PFD L|UBSS|UBS Securities LLC|2211
WFC$L|WELLS FARGO PFD L|VGRD|Vanguard Marketing Corporation|856
WFC$L|WELLS FARGO PFD L|WBLR|WILLIAM BLAIR|62
WFC$L|WELLS FARGO PFD L|WCHV|WELLS FARGO SECURITIES, LLC|1026
WFC$L|WELLS FARGO PFD L|WEDB|WEDBUSH SECURITIES INC.|19
WFC$L|WELLS FARGO PFD L|YKNA|COMHAR CAPITAL MARKETS, LLC|317
WFC$L|WELLS FARGO PFD L|YLPL|Linsco/Private Ledger Financial Services, Incorporated|136
WFC$N|WELLS FARGO|ALTX|Alternet Securities Inc.|100
WFC$N|WELLS FARGO|APCC|Apex Clearing Corporation|1
WFC$N|WELLS FARGO|BARD|Robert W. Baird & Co. Incorporated|3200
WFC$N|WELLS FARGO|BATM|CBOE TRADING, INC.|100
WFC$N|WELLS FARGO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11867
WFC$N|WELLS FARGO|BRGE|Newbridge Securities Corp.|500
WFC$N|WELLS FARGO|CHAS|Charles Schwab & Co., Inc.|1025
WFC$N|WELLS FARGO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|200
WFC$N|WELLS FARGO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
WFC$N|WELLS FARGO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4549
WFC$N|WELLS FARGO|CXCX|CITIGROUP GLOBAL MARKETS INC.|30
WFC$N|WELLS FARGO|DADA|D.A. Davidson & Co.|1462
WFC$N|WELLS FARGO|DBAX|Deutsche Bank Securities Inc.|900
WFC$N|WELLS FARGO|DEAN|MORGAN STANLEY|13847
WFC$N|WELLS FARGO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2731
WFC$N|WELLS FARGO|EBXL|EBX LLC|4900
WFC$N|WELLS FARGO|EDJO|Edward D. Jones & Co., L.P.|1671
WFC$N|WELLS FARGO|EGAM|CBOE TRADING, INC.|100
WFC$N|WELLS FARGO|EGXM|CBOE TRADING, INC.|490
WFC$N|WELLS FARGO|ETRS|E*Trade Securities LLC|5837
WFC$N|WELLS FARGO|FBSB|U.S. Bancorp Investments, Inc.|175
WFC$N|WELLS FARGO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|362
WFC$N|WELLS FARGO|FTBR|Foliofn Investments, Inc.|16
WFC$N|WELLS FARGO|GLPX|ACS EXECUTION SERVICES, LLC|600
WFC$N|WELLS FARGO|GSCO|GOLDMAN SACHS & CO. LLC|3161
WFC$N|WELLS FARGO|GSLT|GOLDMAN SACHS & CO. LLC|900
WFC$N|WELLS FARGO|HRBF|American Enterprise Investment Services Inc.|8318
WFC$N|WELLS FARGO|IATS|INTERACTIVE BROKERS LLC|702
WFC$N|WELLS FARGO|IBKR|Interactive Brokers Llc|4931
WFC$N|WELLS FARGO|ICBX|INSTINET, LLC|1325
WFC$N|WELLS FARGO|INCA|INSTINET, LLC|872
WFC$N|WELLS FARGO|ITGP|ITG INC.|1200
WFC$N|WELLS FARGO|JANY|Janney Montgomery Scott Inc.|2475
WFC$N|WELLS FARGO|JPMX|J.P. Morgan Securities LLC|200
WFC$N|WELLS FARGO|JSEB|JANE STREET EXECUTION SERVICES, LLC|1712
WFC$N|WELLS FARGO|JSJX|JANE STREET CAPITAL LLC|100
WFC$N|WELLS FARGO|KCGM|VIRTU Americas LLC|1000
WFC$N|WELLS FARGO|LEHM|Barclays Capital Inc./Le|3800
WFC$N|WELLS FARGO|LIME|Lime Brokerage LLC|790
WFC$N|WELLS FARGO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
WFC$N|WELLS FARGO|MSCO|MORGAN STANLEY & CO. LLC|8852
WFC$N|WELLS FARGO|NFSC|National Financial Services LLC|42138
WFC$N|WELLS FARGO|NITE|VIRTU Americas LLC|91220
WFC$N|WELLS FARGO|NQRB|Brut, LLC|2590
WFC$N|WELLS FARGO|OPCO|Oppenheimer & Co. Inc.|2075
WFC$N|WELLS FARGO|PDQM|CODA MARKETS, INC.|1000
WFC$N|WELLS FARGO|PWJC|UBS Financial Services, Inc.|2800
WFC$N|WELLS FARGO|RBCM|RBC CAPITAL MARKETS, LLC|345
WFC$N|WELLS FARGO|SGMT|GOLDMAN SACHS & CO. LLC|1700
WFC$N|WELLS FARGO|SMRD|SUMRIDGE PARTNERS, LLC|200
WFC$N|WELLS FARGO|SPDR|SPEEDROUTE LLC|1231
WFC$N|WELLS FARGO|STFL|Stifel, Nicolaus & Company, Incorporated|2462
WFC$N|WELLS FARGO|SWIM|TD Ameritrade, Inc.|5374
WFC$N|WELLS FARGO|SWST|Hilltop Securities Inc.|5
WFC$N|WELLS FARGO|TRBT|Tradebot Systems, Inc.|1204
WFC$N|WELLS FARGO|UBSA|UBS SECURITIES LLC|7319
WFC$N|WELLS FARGO|UBSS|UBS Securities LLC|19539
WFC$N|WELLS FARGO|VGRD|Vanguard Marketing Corporation|5012
WFC$N|WELLS FARGO|WCHV|WELLS FARGO SECURITIES, LLC|52847
WFC$N|WELLS FARGO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|895
WFC$N|WELLS FARGO|XSTM|NATIONAL FINANCIAL SERVICES LLC|600
WFC$N|WELLS FARGO|YKNA|COMHAR CAPITAL MARKETS, LLC|200
WFC$N|WELLS FARGO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10899
WFC$O|WELLS FARGO|AGIS|Aegis Capital Corp.|5000
WFC$O|WELLS FARGO|BANK|Primevest Financial Services, Inc.|3
WFC$O|WELLS FARGO|BARD|Robert W. Baird & Co. Incorporated|2300
WFC$O|WELLS FARGO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4355
WFC$O|WELLS FARGO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|40
WFC$O|WELLS FARGO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11132
WFC$O|WELLS FARGO|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
WFC$O|WELLS FARGO|DADA|D.A. Davidson & Co.|5
WFC$O|WELLS FARGO|DAVA|Davenport & Company LLC|200
WFC$O|WELLS FARGO|DBAX|Deutsche Bank Securities Inc.|5200
WFC$O|WELLS FARGO|DEAN|MORGAN STANLEY|17127
WFC$O|WELLS FARGO|EBXL|EBX LLC|7900
WFC$O|WELLS FARGO|EDJO|Edward D. Jones & Co., L.P.|4498
WFC$O|WELLS FARGO|EGAM|CBOE TRADING, INC.|400
WFC$O|WELLS FARGO|ETRS|E*Trade Securities LLC|2544
WFC$O|WELLS FARGO|FTBR|Foliofn Investments, Inc.|1
WFC$O|WELLS FARGO|GLPX|ACS EXECUTION SERVICES, LLC|3659
WFC$O|WELLS FARGO|GSCO|GOLDMAN SACHS & CO. LLC|2857
WFC$O|WELLS FARGO|GTSZ|GTS SECURITIES LLC|200
WFC$O|WELLS FARGO|HRBF|American Enterprise Investment Services Inc.|13337
WFC$O|WELLS FARGO|IBKR|Interactive Brokers Llc|2968
WFC$O|WELLS FARGO|ICBX|INSTINET, LLC|2200
WFC$O|WELLS FARGO|INCA|INSTINET, LLC|968
WFC$O|WELLS FARGO|ITGP|ITG INC.|1200
WFC$O|WELLS FARGO|JANY|Janney Montgomery Scott Inc.|3063
WFC$O|WELLS FARGO|JPMX|J.P. Morgan Securities LLC|1400
WFC$O|WELLS FARGO|JSEB|JANE STREET EXECUTION SERVICES, LLC|1880
WFC$O|WELLS FARGO|JSJX|JANE STREET CAPITAL LLC|100
WFC$O|WELLS FARGO|KCGM|VIRTU Americas LLC|1100
WFC$O|WELLS FARGO|LEHM|Barclays Capital Inc./Le|8000
WFC$O|WELLS FARGO|LIME|Lime Brokerage LLC|1261
WFC$O|WELLS FARGO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8484
WFC$O|WELLS FARGO|MSCO|MORGAN STANLEY & CO. LLC|1069
WFC$O|WELLS FARGO|MSPL|MORGAN STANLEY & CO. LLC|300
WFC$O|WELLS FARGO|NFSC|National Financial Services LLC|58395
WFC$O|WELLS FARGO|NITE|VIRTU Americas LLC|88846
WFC$O|WELLS FARGO|NQRB|Brut, LLC|1902
WFC$O|WELLS FARGO|OPCO|Oppenheimer & Co. Inc.|1000
WFC$O|WELLS FARGO|PDQM|CODA MARKETS, INC.|5318
WFC$O|WELLS FARGO|PWJC|UBS Financial Services, Inc.|1600
WFC$O|WELLS FARGO|RBCM|RBC CAPITAL MARKETS, LLC|4195
WFC$O|WELLS FARGO|SALI|INTL FCSTONE FINANCIAL INC.|1500
WFC$O|WELLS FARGO|SBSH|Citigroup Global Markets Inc.|406
WFC$O|WELLS FARGO|SGMT|GOLDMAN SACHS & CO. LLC|2600
WFC$O|WELLS FARGO|SPDR|SPEEDROUTE LLC|2900
WFC$O|WELLS FARGO|STFL|Stifel, Nicolaus & Company, Incorporated|3612
WFC$O|WELLS FARGO|SWST|Hilltop Securities Inc.|3634
WFC$O|WELLS FARGO|TRBT|Tradebot Systems, Inc.|2766
WFC$O|WELLS FARGO|UBSA|UBS SECURITIES LLC|11373
WFC$O|WELLS FARGO|UBSS|UBS Securities LLC|33885
WFC$O|WELLS FARGO|VGRD|Vanguard Marketing Corporation|3050
WFC$O|WELLS FARGO|WCHV|WELLS FARGO SECURITIES, LLC|46495
WFC$O|WELLS FARGO|WEDB|WEDBUSH SECURITIES INC.|400
WFC$O|WELLS FARGO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|334
WFC$O|WELLS FARGO|WGIF|CIBC World Markets Inc.|520
WFC$O|WELLS FARGO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7772
WFC$P|WELLS FARGO|ALTX|Alternet Securities Inc.|500
WFC$P|WELLS FARGO|APCC|Apex Clearing Corporation|1
WFC$P|WELLS FARGO|BANK|Primevest Financial Services, Inc.|2215
WFC$P|WELLS FARGO|BARD|Robert W. Baird & Co. Incorporated|1005
WFC$P|WELLS FARGO|BAYC|BAY CREST PARTNERS, LLC|200
WFC$P|WELLS FARGO|BBNT|BB&T SECURITIES, LLC|186
WFC$P|WELLS FARGO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6266
WFC$P|WELLS FARGO|CHAS|Charles Schwab & Co., Inc.|300
WFC$P|WELLS FARGO|CIST|Capital Institutional Services, Inc.|250
WFC$P|WELLS FARGO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
WFC$P|WELLS FARGO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1187
WFC$P|WELLS FARGO|DADA|D.A. Davidson & Co.|4
WFC$P|WELLS FARGO|DBAX|Deutsche Bank Securities Inc.|700
WFC$P|WELLS FARGO|DEAN|MORGAN STANLEY|5450
WFC$P|WELLS FARGO|EBXL|EBX LLC|700
WFC$P|WELLS FARGO|EDJO|Edward D. Jones & Co., L.P.|2050
WFC$P|WELLS FARGO|EGXM|CBOE TRADING, INC.|300
WFC$P|WELLS FARGO|ETRS|E*Trade Securities LLC|2108
WFC$P|WELLS FARGO|FBSB|U.S. Bancorp Investments, Inc.|400
WFC$P|WELLS FARGO|FMAF|NBCN Inc./ CDS|400
WFC$P|WELLS FARGO|GLPX|ACS EXECUTION SERVICES, LLC|127
WFC$P|WELLS FARGO|GSCO|GOLDMAN SACHS & CO. LLC|1450
WFC$P|WELLS FARGO|GSLT|GOLDMAN SACHS & CO. LLC|104
WFC$P|WELLS FARGO|HRBF|American Enterprise Investment Services Inc.|8340
WFC$P|WELLS FARGO|IATS|INTERACTIVE BROKERS LLC|700
WFC$P|WELLS FARGO|IBKR|Interactive Brokers Llc|1100
WFC$P|WELLS FARGO|INCA|INSTINET, LLC|235
WFC$P|WELLS FARGO|ITGI|ITG Inc.|80
WFC$P|WELLS FARGO|JANY|Janney Montgomery Scott Inc.|6
WFC$P|WELLS FARGO|JPMX|J.P. Morgan Securities LLC|676
WFC$P|WELLS FARGO|JSEB|JANE STREET EXECUTION SERVICES, LLC|1392
WFC$P|WELLS FARGO|LEHM|Barclays Capital Inc./Le|600
WFC$P|WELLS FARGO|LIME|Lime Brokerage LLC|584
WFC$P|WELLS FARGO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1568
WFC$P|WELLS FARGO|MSCO|MORGAN STANLEY & CO. LLC|2704
WFC$P|WELLS FARGO|NFSC|National Financial Services LLC|27554
WFC$P|WELLS FARGO|NITE|VIRTU Americas LLC|41940
WFC$P|WELLS FARGO|NQRB|Brut, LLC|378
WFC$P|WELLS FARGO|OLDM|OLD MISSION CAPITAL, LLC|350
WFC$P|WELLS FARGO|OPCO|Oppenheimer & Co. Inc.|634
WFC$P|WELLS FARGO|PDQM|CODA MARKETS, INC.|127
WFC$P|WELLS FARGO|RBCM|RBC CAPITAL MARKETS, LLC|2296
WFC$P|WELLS FARGO|SALI|INTL FCSTONE FINANCIAL INC.|4
WFC$P|WELLS FARGO|SBSH|Citigroup Global Markets Inc.|1980
WFC$P|WELLS FARGO|SEIC|SEI Investments Distribution Co.|200
WFC$P|WELLS FARGO|SGMT|GOLDMAN SACHS & CO. LLC|300
WFC$P|WELLS FARGO|SPDR|SPEEDROUTE LLC|1000
WFC$P|WELLS FARGO|STFL|Stifel, Nicolaus & Company, Incorporated|379
WFC$P|WELLS FARGO|SWST|Hilltop Securities Inc.|92
WFC$P|WELLS FARGO|TRBT|Tradebot Systems, Inc.|1823
WFC$P|WELLS FARGO|UBSA|UBS SECURITIES LLC|1941
WFC$P|WELLS FARGO|UBSS|UBS Securities LLC|21130
WFC$P|WELLS FARGO|WCHV|WELLS FARGO SECURITIES, LLC|34379
WFC$P|WELLS FARGO|WEDB|WEDBUSH SECURITIES INC.|52
WFC$P|WELLS FARGO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|199
WFC$P|WELLS FARGO|WGIF|CIBC World Markets Inc.|50
WFC$P|WELLS FARGO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6951
WFC$Q|WELLS FARGO|ALTX|Alternet Securities Inc.|2015
WFC$Q|WELLS FARGO|APCC|Apex Clearing Corporation|480
WFC$Q|WELLS FARGO|BANK|Primevest Financial Services, Inc.|400
WFC$Q|WELLS FARGO|BARD|Robert W. Baird & Co. Incorporated|4608
WFC$Q|WELLS FARGO|BBNT|BB&T SECURITIES, LLC|2153
WFC$Q|WELLS FARGO|BERN|Sanford C. Bernstein & Co., LLC|50
WFC$Q|WELLS FARGO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7161
WFC$Q|WELLS FARGO|BTIG|BTIG, LLC|86
WFC$Q|WELLS FARGO|BYXM|CBOE TRADING, INC.|200
WFC$Q|WELLS FARGO|CANT|Cantor Fitzgerald & Co.|170000
WFC$Q|WELLS FARGO|CHAS|Charles Schwab & Co., Inc.|127
WFC$Q|WELLS FARGO|CIST|Capital Institutional Services, Inc.|1222
WFC$Q|WELLS FARGO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2778
WFC$Q|WELLS FARGO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4043
WFC$Q|WELLS FARGO|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
WFC$Q|WELLS FARGO|DBAX|Deutsche Bank Securities Inc.|6400
WFC$Q|WELLS FARGO|DEAN|MORGAN STANLEY|39682
WFC$Q|WELLS FARGO|EBXL|EBX LLC|5000
WFC$Q|WELLS FARGO|ECUT|CONVERGEX EXECUTION SOLUTIONS|44
WFC$Q|WELLS FARGO|EDJO|Edward D. Jones & Co., L.P.|1765
WFC$Q|WELLS FARGO|EGAM|CBOE TRADING, INC.|2194
WFC$Q|WELLS FARGO|EGXM|CBOE TRADING, INC.|115
WFC$Q|WELLS FARGO|ETRS|E*Trade Securities LLC|1553
WFC$Q|WELLS FARGO|FINX|FINTECH SECURITIES|100
WFC$Q|WELLS FARGO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|785
WFC$Q|WELLS FARGO|FTBR|Foliofn Investments, Inc.|13
WFC$Q|WELLS FARGO|GLPX|ACS EXECUTION SERVICES, LLC|2828
WFC$Q|WELLS FARGO|GSCO|GOLDMAN SACHS & CO. LLC|5845
WFC$Q|WELLS FARGO|GSLT|GOLDMAN SACHS & CO. LLC|4837
WFC$Q|WELLS FARGO|GTSZ|GTS SECURITIES LLC|200
WFC$Q|WELLS FARGO|HRBF|American Enterprise Investment Services Inc.|4395
WFC$Q|WELLS FARGO|HSBC|HSBC Securities, Inc.|369
WFC$Q|WELLS FARGO|IATS|INTERACTIVE BROKERS LLC|100
WFC$Q|WELLS FARGO|IBKR|Interactive Brokers Llc|18851
WFC$Q|WELLS FARGO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|500
WFC$Q|WELLS FARGO|ICBX|INSTINET, LLC|894
WFC$Q|WELLS FARGO|INCA|INSTINET, LLC|6251
WFC$Q|WELLS FARGO|ITGI|ITG Inc.|4651
WFC$Q|WELLS FARGO|ITGP|ITG INC.|2800
WFC$Q|WELLS FARGO|JANY|Janney Montgomery Scott Inc.|166
WFC$Q|WELLS FARGO|JEFF|JEFFERIES LLC|6200
WFC$Q|WELLS FARGO|JPMX|J.P. Morgan Securities LLC|2556
WFC$Q|WELLS FARGO|JSEB|JANE STREET EXECUTION SERVICES, LLC|4432
WFC$Q|WELLS FARGO|KCGM|VIRTU Americas LLC|2900
WFC$Q|WELLS FARGO|LEHM|Barclays Capital Inc./Le|1000
WFC$Q|WELLS FARGO|LIME|Lime Brokerage LLC|1406
WFC$Q|WELLS FARGO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3259
WFC$Q|WELLS FARGO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15200
WFC$Q|WELLS FARGO|MSCO|MORGAN STANLEY & CO. LLC|69274
WFC$Q|WELLS FARGO|MSPL|MORGAN STANLEY & CO. LLC|100
WFC$Q|WELLS FARGO|NFSC|National Financial Services LLC|42599
WFC$Q|WELLS FARGO|NITE|VIRTU Americas LLC|131771
WFC$Q|WELLS FARGO|NQRB|Brut, LLC|11126
WFC$Q|WELLS FARGO|PDQM|CODA MARKETS, INC.|7027
WFC$Q|WELLS FARGO|PWJC|UBS Financial Services, Inc.|7419
WFC$Q|WELLS FARGO|RBCM|RBC CAPITAL MARKETS, LLC|6719
WFC$Q|WELLS FARGO|SALI|INTL FCSTONE FINANCIAL INC.|116
WFC$Q|WELLS FARGO|SBSH|Citigroup Global Markets Inc.|1955
WFC$Q|WELLS FARGO|SEIC|SEI Investments Distribution Co.|400
WFC$Q|WELLS FARGO|SGMT|GOLDMAN SACHS & CO. LLC|2875
WFC$Q|WELLS FARGO|SPDR|SPEEDROUTE LLC|3464
WFC$Q|WELLS FARGO|SPHN|Stephens Inc.|1000
WFC$Q|WELLS FARGO|STFL|Stifel, Nicolaus & Company, Incorporated|29142
WFC$Q|WELLS FARGO|TRBT|Tradebot Systems, Inc.|2270
WFC$Q|WELLS FARGO|UBSA|UBS SECURITIES LLC|14027
WFC$Q|WELLS FARGO|UBSS|UBS Securities LLC|55427
WFC$Q|WELLS FARGO|VGRD|Vanguard Marketing Corporation|3674
WFC$Q|WELLS FARGO|WBLR|WILLIAM BLAIR|493
WFC$Q|WELLS FARGO|WCHV|WELLS FARGO SECURITIES, LLC|84696
WFC$Q|WELLS FARGO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|864
WFC$Q|WELLS FARGO|XSTM|NATIONAL FINANCIAL SERVICES LLC|2300
WFC$Q|WELLS FARGO|YKNA|COMHAR CAPITAL MARKETS, LLC|870
WFC$Q|WELLS FARGO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7550
WFC$R|WELLS FARGO|AGIS|Aegis Capital Corp.|4140
WFC$R|WELLS FARGO|ALTX|Alternet Securities Inc.|700
WFC$R|WELLS FARGO|BARD|Robert W. Baird & Co. Incorporated|696
WFC$R|WELLS FARGO|BATM|CBOE TRADING, INC.|300
WFC$R|WELLS FARGO|BBNT|BB&T SECURITIES, LLC|680
WFC$R|WELLS FARGO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4810
WFC$R|WELLS FARGO|BYXM|CBOE TRADING, INC.|400
WFC$R|WELLS FARGO|CHAS|Charles Schwab & Co., Inc.|201
WFC$R|WELLS FARGO|CIST|Capital Institutional Services, Inc.|100
WFC$R|WELLS FARGO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50182
WFC$R|WELLS FARGO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|59
WFC$R|WELLS FARGO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13912
WFC$R|WELLS FARGO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14358
WFC$R|WELLS FARGO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
WFC$R|WELLS FARGO|DADA|D.A. Davidson & Co.|700
WFC$R|WELLS FARGO|DBAB|Deutsche Bank Securities Inc.|100
WFC$R|WELLS FARGO|DBAX|Deutsche Bank Securities Inc.|8800
WFC$R|WELLS FARGO|DEAN|MORGAN STANLEY|32588
WFC$R|WELLS FARGO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
WFC$R|WELLS FARGO|EBXL|EBX LLC|5700
WFC$R|WELLS FARGO|ECUT|CONVERGEX EXECUTION SOLUTIONS|7059
WFC$R|WELLS FARGO|EDJO|Edward D. Jones & Co., L.P.|901
WFC$R|WELLS FARGO|EGAM|CBOE TRADING, INC.|500
WFC$R|WELLS FARGO|ETRS|E*Trade Securities LLC|3431
WFC$R|WELLS FARGO|FINX|FINTECH SECURITIES|225
WFC$R|WELLS FARGO|FMAF|NBCN Inc./ CDS|150
WFC$R|WELLS FARGO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|650
WFC$R|WELLS FARGO|GLPX|ACS EXECUTION SERVICES, LLC|1284
WFC$R|WELLS FARGO|GSCO|GOLDMAN SACHS & CO. LLC|3269
WFC$R|WELLS FARGO|GSLT|GOLDMAN SACHS & CO. LLC|74
WFC$R|WELLS FARGO|HRBF|American Enterprise Investment Services Inc.|9377
WFC$R|WELLS FARGO|IATS|INTERACTIVE BROKERS LLC|700
WFC$R|WELLS FARGO|IBKR|Interactive Brokers Llc|2462
WFC$R|WELLS FARGO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|772
WFC$R|WELLS FARGO|ICBX|INSTINET, LLC|500
WFC$R|WELLS FARGO|INCA|INSTINET, LLC|13527
WFC$R|WELLS FARGO|ITGI|ITG Inc.|590
WFC$R|WELLS FARGO|ITGP|ITG INC.|1800
WFC$R|WELLS FARGO|JANY|Janney Montgomery Scott Inc.|6454
WFC$R|WELLS FARGO|JPMX|J.P. Morgan Securities LLC|11000
WFC$R|WELLS FARGO|JSEB|JANE STREET EXECUTION SERVICES, LLC|2248
WFC$R|WELLS FARGO|KCGM|VIRTU Americas LLC|9520
WFC$R|WELLS FARGO|LEHM|Barclays Capital Inc./Le|3200
WFC$R|WELLS FARGO|LIME|Lime Brokerage LLC|681
WFC$R|WELLS FARGO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2400
WFC$R|WELLS FARGO|MAXM|Maxim Group LLC|600
WFC$R|WELLS FARGO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
WFC$R|WELLS FARGO|MSCO|MORGAN STANLEY & CO. LLC|54318
WFC$R|WELLS FARGO|MSPL|MORGAN STANLEY & CO. LLC|100
WFC$R|WELLS FARGO|NATL|National Securities Corporation|10246
WFC$R|WELLS FARGO|NFSC|National Financial Services LLC|28359
WFC$R|WELLS FARGO|NITE|VIRTU Americas LLC|65979
WFC$R|WELLS FARGO|NQRB|Brut, LLC|2266
WFC$R|WELLS FARGO|NTBF|BMO Nesbitt Burns Inc./CDS|2000
WFC$R|WELLS FARGO|PDQM|CODA MARKETS, INC.|2882
WFC$R|WELLS FARGO|PWJC|UBS Financial Services, Inc.|536
WFC$R|WELLS FARGO|RBCM|RBC CAPITAL MARKETS, LLC|2317
WFC$R|WELLS FARGO|SALI|INTL FCSTONE FINANCIAL INC.|2
WFC$R|WELLS FARGO|SBSH|Citigroup Global Markets Inc.|3563
WFC$R|WELLS FARGO|SEIC|SEI Investments Distribution Co.|200
WFC$R|WELLS FARGO|SGMT|GOLDMAN SACHS & CO. LLC|18326
WFC$R|WELLS FARGO|SPDR|SPEEDROUTE LLC|1898
WFC$R|WELLS FARGO|SPHN|Stephens Inc.|400
WFC$R|WELLS FARGO|STFL|Stifel, Nicolaus & Company, Incorporated|223150
WFC$R|WELLS FARGO|SWST|Hilltop Securities Inc.|40
WFC$R|WELLS FARGO|TRBT|Tradebot Systems, Inc.|1731
WFC$R|WELLS FARGO|TRCM|TRC MARKETS LLC|200
WFC$R|WELLS FARGO|UBSA|UBS SECURITIES LLC|36632
WFC$R|WELLS FARGO|UBSS|UBS Securities LLC|74714
WFC$R|WELLS FARGO|VGRD|Vanguard Marketing Corporation|645
WFC$R|WELLS FARGO|WCHV|WELLS FARGO SECURITIES, LLC|31438
WFC$R|WELLS FARGO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|638
WFC$R|WELLS FARGO|YKNA|COMHAR CAPITAL MARKETS, LLC|300
WFC$R|WELLS FARGO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6726
WFC$T|WELLS FARGO|AGIS|Aegis Capital Corp.|5213
WFC$T|WELLS FARGO|ALTX|Alternet Securities Inc.|500
WFC$T|WELLS FARGO|BANK|Primevest Financial Services, Inc.|2016
WFC$T|WELLS FARGO|BARD|Robert W. Baird & Co. Incorporated|600
WFC$T|WELLS FARGO|BATM|CBOE TRADING, INC.|200
WFC$T|WELLS FARGO|BBNT|BB&T SECURITIES, LLC|620
WFC$T|WELLS FARGO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1584
WFC$T|WELLS FARGO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
WFC$T|WELLS FARGO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5690
WFC$T|WELLS FARGO|CXCX|CITIGROUP GLOBAL MARKETS INC.|1292
WFC$T|WELLS FARGO|DADA|D.A. Davidson & Co.|2281
WFC$T|WELLS FARGO|DAVA|Davenport & Company LLC|200
WFC$T|WELLS FARGO|DBAX|Deutsche Bank Securities Inc.|2700
WFC$T|WELLS FARGO|DEAN|MORGAN STANLEY|4400
WFC$T|WELLS FARGO|EBXL|EBX LLC|4400
WFC$T|WELLS FARGO|EDJO|Edward D. Jones & Co., L.P.|2039
WFC$T|WELLS FARGO|EGAM|CBOE TRADING, INC.|400
WFC$T|WELLS FARGO|ETRS|E*Trade Securities LLC|5391
WFC$T|WELLS FARGO|GLPX|ACS EXECUTION SERVICES, LLC|100
WFC$T|WELLS FARGO|GSCO|GOLDMAN SACHS & CO. LLC|1900
WFC$T|WELLS FARGO|GSLT|GOLDMAN SACHS & CO. LLC|600
WFC$T|WELLS FARGO|GTSZ|GTS SECURITIES LLC|100
WFC$T|WELLS FARGO|HRBF|American Enterprise Investment Services Inc.|6831
WFC$T|WELLS FARGO|IATS|INTERACTIVE BROKERS LLC|800
WFC$T|WELLS FARGO|IBKR|Interactive Brokers Llc|5059
WFC$T|WELLS FARGO|ICBX|INSTINET, LLC|1534
WFC$T|WELLS FARGO|INCA|INSTINET, LLC|700
WFC$T|WELLS FARGO|INJX|INSTINET, LLC|500
WFC$T|WELLS FARGO|ITGI|ITG Inc.|3498
WFC$T|WELLS FARGO|ITGP|ITG INC.|400
WFC$T|WELLS FARGO|JANY|Janney Montgomery Scott Inc.|1570
WFC$T|WELLS FARGO|JEFF|JEFFERIES LLC|9146
WFC$T|WELLS FARGO|JPMX|J.P. Morgan Securities LLC|1830
WFC$T|WELLS FARGO|JSEB|JANE STREET EXECUTION SERVICES, LLC|1944
WFC$T|WELLS FARGO|KCGM|VIRTU Americas LLC|1400
WFC$T|WELLS FARGO|LEHM|Barclays Capital Inc./Le|4600
WFC$T|WELLS FARGO|LIME|Lime Brokerage LLC|230
WFC$T|WELLS FARGO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3104
WFC$T|WELLS FARGO|MSCO|MORGAN STANLEY & CO. LLC|4056
WFC$T|WELLS FARGO|MSPL|MORGAN STANLEY & CO. LLC|100
WFC$T|WELLS FARGO|NATL|National Securities Corporation|700
WFC$T|WELLS FARGO|NFSC|National Financial Services LLC|22723
WFC$T|WELLS FARGO|NITE|VIRTU Americas LLC|70770
WFC$T|WELLS FARGO|NQRB|Brut, LLC|2286
WFC$T|WELLS FARGO|OLDM|OLD MISSION CAPITAL, LLC|100
WFC$T|WELLS FARGO|OPCO|Oppenheimer & Co. Inc.|6
WFC$T|WELLS FARGO|PDQM|CODA MARKETS, INC.|1100
WFC$T|WELLS FARGO|PWJC|UBS Financial Services, Inc.|4850
WFC$T|WELLS FARGO|PWJX|UBS Financial Services Inc.|2600
WFC$T|WELLS FARGO|RBCM|RBC CAPITAL MARKETS, LLC|6303
WFC$T|WELLS FARGO|SBSH|Citigroup Global Markets Inc.|385
WFC$T|WELLS FARGO|SGMT|GOLDMAN SACHS & CO. LLC|1400
WFC$T|WELLS FARGO|SPDR|SPEEDROUTE LLC|700
WFC$T|WELLS FARGO|STFL|Stifel, Nicolaus & Company, Incorporated|1075
WFC$T|WELLS FARGO|SWST|Hilltop Securities Inc.|278
WFC$T|WELLS FARGO|TRBT|Tradebot Systems, Inc.|477
WFC$T|WELLS FARGO|UBSA|UBS SECURITIES LLC|11902
WFC$T|WELLS FARGO|UBSS|UBS Securities LLC|24680
WFC$T|WELLS FARGO|VGRD|Vanguard Marketing Corporation|405
WFC$T|WELLS FARGO|VNDM|Wall Street Access|1477
WFC$T|WELLS FARGO|WCHV|WELLS FARGO SECURITIES, LLC|29844
WFC$T|WELLS FARGO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|619
WFC$T|WELLS FARGO|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
WFC$T|WELLS FARGO|XSTM|NATIONAL FINANCIAL SERVICES LLC|7800
WFC$T|WELLS FARGO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2510
WFC$V|WELLS FARGO DEPOSITA|AGIS|Aegis Capital Corp.|4160
WFC$V|WELLS FARGO DEPOSITA|ALTX|Alternet Securities Inc.|1200
WFC$V|WELLS FARGO DEPOSITA|BARD|Robert W. Baird & Co. Incorporated|739
WFC$V|WELLS FARGO DEPOSITA|BBNT|BB&T SECURITIES, LLC|1088
WFC$V|WELLS FARGO DEPOSITA|BKMM|BNY MELLON CAPITAL MARKETS, LLC|208
WFC$V|WELLS FARGO DEPOSITA|BNCH|The Benchmark Company, LLC|2000
WFC$V|WELLS FARGO DEPOSITA|BTIG|BTIG, LLC|173
WFC$V|WELLS FARGO DEPOSITA|BYXM|CBOE TRADING, INC.|100
WFC$V|WELLS FARGO DEPOSITA|CHAS|Charles Schwab & Co., Inc.|45
WFC$V|WELLS FARGO DEPOSITA|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
WFC$V|WELLS FARGO DEPOSITA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15655
WFC$V|WELLS FARGO DEPOSITA|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
WFC$V|WELLS FARGO DEPOSITA|DADA|D.A. Davidson & Co.|2560
WFC$V|WELLS FARGO DEPOSITA|DBAX|Deutsche Bank Securities Inc.|15000
WFC$V|WELLS FARGO DEPOSITA|DEAN|MORGAN STANLEY|39222
WFC$V|WELLS FARGO DEPOSITA|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|78456
WFC$V|WELLS FARGO DEPOSITA|EBXL|EBX LLC|23300
WFC$V|WELLS FARGO DEPOSITA|ECUT|CONVERGEX EXECUTION SOLUTIONS|4714
WFC$V|WELLS FARGO DEPOSITA|EDJO|Edward D. Jones & Co., L.P.|8443
WFC$V|WELLS FARGO DEPOSITA|EGAM|CBOE TRADING, INC.|500
WFC$V|WELLS FARGO DEPOSITA|ETRS|E*Trade Securities LLC|672
WFC$V|WELLS FARGO DEPOSITA|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|856
WFC$V|WELLS FARGO DEPOSITA|FTBR|Foliofn Investments, Inc.|120
WFC$V|WELLS FARGO DEPOSITA|GLPX|ACS EXECUTION SERVICES, LLC|978
WFC$V|WELLS FARGO DEPOSITA|GSCO|GOLDMAN SACHS & CO. LLC|4944
WFC$V|WELLS FARGO DEPOSITA|GSLT|GOLDMAN SACHS & CO. LLC|3027
WFC$V|WELLS FARGO DEPOSITA|GTSZ|GTS SECURITIES LLC|100
WFC$V|WELLS FARGO DEPOSITA|HRBF|American Enterprise Investment Services Inc.|8802
WFC$V|WELLS FARGO DEPOSITA|IATS|INTERACTIVE BROKERS LLC|400
WFC$V|WELLS FARGO DEPOSITA|IBKR|Interactive Brokers Llc|4700
WFC$V|WELLS FARGO DEPOSITA|INCA|INSTINET, LLC|1570
WFC$V|WELLS FARGO DEPOSITA|ITGI|ITG Inc.|900
WFC$V|WELLS FARGO DEPOSITA|ITGP|ITG INC.|8600
WFC$V|WELLS FARGO DEPOSITA|JANY|Janney Montgomery Scott Inc.|621
WFC$V|WELLS FARGO DEPOSITA|JPMX|J.P. Morgan Securities LLC|8200
WFC$V|WELLS FARGO DEPOSITA|JSEB|JANE STREET EXECUTION SERVICES, LLC|2632
WFC$V|WELLS FARGO DEPOSITA|KCGM|VIRTU Americas LLC|2473
WFC$V|WELLS FARGO DEPOSITA|LEHM|Barclays Capital Inc./Le|6800
WFC$V|WELLS FARGO DEPOSITA|LGNT|COR CLEARING LLC|23
WFC$V|WELLS FARGO DEPOSITA|LIME|Lime Brokerage LLC|260
WFC$V|WELLS FARGO DEPOSITA|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|21
WFC$V|WELLS FARGO DEPOSITA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17266
WFC$V|WELLS FARGO DEPOSITA|MSCO|MORGAN STANLEY & CO. LLC|14880
WFC$V|WELLS FARGO DEPOSITA|MSPL|MORGAN STANLEY & CO. LLC|4500
WFC$V|WELLS FARGO DEPOSITA|NFSC|National Financial Services LLC|29279
WFC$V|WELLS FARGO DEPOSITA|NITE|VIRTU Americas LLC|69186
WFC$V|WELLS FARGO DEPOSITA|NQRB|Brut, LLC|700
WFC$V|WELLS FARGO DEPOSITA|OLDM|OLD MISSION CAPITAL, LLC|50
WFC$V|WELLS FARGO DEPOSITA|PDQM|CODA MARKETS, INC.|1078
WFC$V|WELLS FARGO DEPOSITA|PWJC|UBS Financial Services, Inc.|10958
WFC$V|WELLS FARGO DEPOSITA|RBCM|RBC CAPITAL MARKETS, LLC|10092
WFC$V|WELLS FARGO DEPOSITA|SALI|INTL FCSTONE FINANCIAL INC.|26
WFC$V|WELLS FARGO DEPOSITA|SBSH|Citigroup Global Markets Inc.|110
WFC$V|WELLS FARGO DEPOSITA|SGMT|GOLDMAN SACHS & CO. LLC|4700
WFC$V|WELLS FARGO DEPOSITA|SPDR|SPEEDROUTE LLC|1025
WFC$V|WELLS FARGO DEPOSITA|STFL|Stifel, Nicolaus & Company, Incorporated|1284
WFC$V|WELLS FARGO DEPOSITA|SWIM|TD Ameritrade, Inc.|888
WFC$V|WELLS FARGO DEPOSITA|SWST|Hilltop Securities Inc.|2460
WFC$V|WELLS FARGO DEPOSITA|TRBT|Tradebot Systems, Inc.|1612
WFC$V|WELLS FARGO DEPOSITA|UBSA|UBS SECURITIES LLC|53102
WFC$V|WELLS FARGO DEPOSITA|UBSS|UBS Securities LLC|63950
WFC$V|WELLS FARGO DEPOSITA|VGRD|Vanguard Marketing Corporation|3016
WFC$V|WELLS FARGO DEPOSITA|WCHV|WELLS FARGO SECURITIES, LLC|71501
WFC$V|WELLS FARGO DEPOSITA|WEDB|WEDBUSH SECURITIES INC.|15
WFC$V|WELLS FARGO DEPOSITA|WEXX|WOLVERINE EXECUTION SERVICES, LLC|645
WFC$V|WELLS FARGO DEPOSITA|XSTM|NATIONAL FINANCIAL SERVICES LLC|2200
WFC$V|WELLS FARGO DEPOSITA|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WFC$V|WELLS FARGO DEPOSITA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5348
WFC$W|WELLS FAGRO PFD W|AGIS|Aegis Capital Corp.|5200
WFC$W|WELLS FAGRO PFD W|ALTX|Alternet Securities Inc.|100
WFC$W|WELLS FAGRO PFD W|APCC|Apex Clearing Corporation|11
WFC$W|WELLS FAGRO PFD W|BARD|Robert W. Baird & Co. Incorporated|300
WFC$W|WELLS FAGRO PFD W|BATM|CBOE TRADING, INC.|200
WFC$W|WELLS FAGRO PFD W|BBNT|BB&T SECURITIES, LLC|595
WFC$W|WELLS FAGRO PFD W|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31521
WFC$W|WELLS FAGRO PFD W|CIST|Capital Institutional Services, Inc.|1107
WFC$W|WELLS FAGRO PFD W|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
WFC$W|WELLS FAGRO PFD W|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2238
WFC$W|WELLS FAGRO PFD W|CXCX|CITIGROUP GLOBAL MARKETS INC.|90
WFC$W|WELLS FAGRO PFD W|DADA|D.A. Davidson & Co.|440
WFC$W|WELLS FAGRO PFD W|DAVA|Davenport & Company LLC|1685
WFC$W|WELLS FAGRO PFD W|DBAX|Deutsche Bank Securities Inc.|3500
WFC$W|WELLS FAGRO PFD W|DEAN|MORGAN STANLEY|22731
WFC$W|WELLS FAGRO PFD W|EBXL|EBX LLC|1300
WFC$W|WELLS FAGRO PFD W|ECUT|CONVERGEX EXECUTION SOLUTIONS|9096
WFC$W|WELLS FAGRO PFD W|EDJO|Edward D. Jones & Co., L.P.|5201
WFC$W|WELLS FAGRO PFD W|EGAM|CBOE TRADING, INC.|517
WFC$W|WELLS FAGRO PFD W|EGXM|CBOE TRADING, INC.|1493
WFC$W|WELLS FAGRO PFD W|ETRS|E*Trade Securities LLC|4778
WFC$W|WELLS FAGRO PFD W|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1838
WFC$W|WELLS FAGRO PFD W|FTBR|Foliofn Investments, Inc.|11
WFC$W|WELLS FAGRO PFD W|GLPX|ACS EXECUTION SERVICES, LLC|655
WFC$W|WELLS FAGRO PFD W|GSCO|GOLDMAN SACHS & CO. LLC|474
WFC$W|WELLS FAGRO PFD W|GSLT|GOLDMAN SACHS & CO. LLC|300
WFC$W|WELLS FAGRO PFD W|GTSZ|GTS SECURITIES LLC|150
WFC$W|WELLS FAGRO PFD W|HRBF|American Enterprise Investment Services Inc.|12859
WFC$W|WELLS FAGRO PFD W|IATS|INTERACTIVE BROKERS LLC|100
WFC$W|WELLS FAGRO PFD W|IBKR|Interactive Brokers Llc|3859
WFC$W|WELLS FAGRO PFD W|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|253
WFC$W|WELLS FAGRO PFD W|INCA|INSTINET, LLC|467
WFC$W|WELLS FAGRO PFD W|ITGI|ITG Inc.|111
WFC$W|WELLS FAGRO PFD W|ITGP|ITG INC.|400
WFC$W|WELLS FAGRO PFD W|JANY|Janney Montgomery Scott Inc.|2255
WFC$W|WELLS FAGRO PFD W|JPMX|J.P. Morgan Securities LLC|200
WFC$W|WELLS FAGRO PFD W|JSEB|JANE STREET EXECUTION SERVICES, LLC|2592
WFC$W|WELLS FAGRO PFD W|JSJX|JANE STREET CAPITAL LLC|636
WFC$W|WELLS FAGRO PFD W|KCGM|VIRTU Americas LLC|200
WFC$W|WELLS FAGRO PFD W|LEHM|Barclays Capital Inc./Le|1200
WFC$W|WELLS FAGRO PFD W|LIME|Lime Brokerage LLC|414
WFC$W|WELLS FAGRO PFD W|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
WFC$W|WELLS FAGRO PFD W|MCMF|Raymond James Ltd. Cds|1749
WFC$W|WELLS FAGRO PFD W|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
WFC$W|WELLS FAGRO PFD W|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|16000
WFC$W|WELLS FAGRO PFD W|MSCO|MORGAN STANLEY & CO. LLC|19451
WFC$W|WELLS FAGRO PFD W|NATL|National Securities Corporation|600
WFC$W|WELLS FAGRO PFD W|NFSC|National Financial Services LLC|50400
WFC$W|WELLS FAGRO PFD W|NITE|VIRTU Americas LLC|160820
WFC$W|WELLS FAGRO PFD W|NQRB|Brut, LLC|800
WFC$W|WELLS FAGRO PFD W|NTRC|Northern Trust Securities, Inc.|1000
WFC$W|WELLS FAGRO PFD W|OLDM|OLD MISSION CAPITAL, LLC|450
WFC$W|WELLS FAGRO PFD W|OPCO|Oppenheimer & Co. Inc.|400
WFC$W|WELLS FAGRO PFD W|PDQM|CODA MARKETS, INC.|2955
WFC$W|WELLS FAGRO PFD W|PWJC|UBS Financial Services, Inc.|6408
WFC$W|WELLS FAGRO PFD W|RBCM|RBC CAPITAL MARKETS, LLC|65102
WFC$W|WELLS FAGRO PFD W|SALI|INTL FCSTONE FINANCIAL INC.|46
WFC$W|WELLS FAGRO PFD W|SBSH|Citigroup Global Markets Inc.|311
WFC$W|WELLS FAGRO PFD W|SGMT|GOLDMAN SACHS & CO. LLC|900
WFC$W|WELLS FAGRO PFD W|STFL|Stifel, Nicolaus & Company, Incorporated|1601
WFC$W|WELLS FAGRO PFD W|SWIM|TD Ameritrade, Inc.|2611
WFC$W|WELLS FAGRO PFD W|SWST|Hilltop Securities Inc.|110
WFC$W|WELLS FAGRO PFD W|TRBT|Tradebot Systems, Inc.|1748
WFC$W|WELLS FAGRO PFD W|UBSA|UBS SECURITIES LLC|7531
WFC$W|WELLS FAGRO PFD W|UBSS|UBS Securities LLC|55958
WFC$W|WELLS FAGRO PFD W|VGRD|Vanguard Marketing Corporation|3917
WFC$W|WELLS FAGRO PFD W|WCHV|WELLS FARGO SECURITIES, LLC|81545
WFC$W|WELLS FAGRO PFD W|WEDB|WEDBUSH SECURITIES INC.|2332
WFC$W|WELLS FAGRO PFD W|WEXX|WOLVERINE EXECUTION SERVICES, LLC|934
WFC$W|WELLS FAGRO PFD W|YKNA|COMHAR CAPITAL MARKETS, LLC|200
WFC$W|WELLS FAGRO PFD W|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26175
WFC$X|WELLS FARGO PFD X|ALTX|Alternet Securities Inc.|1900
WFC$X|WELLS FARGO PFD X|BARD|Robert W. Baird & Co. Incorporated|4504
WFC$X|WELLS FARGO PFD X|BBNT|BB&T SECURITIES, LLC|723
WFC$X|WELLS FARGO PFD X|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22796
WFC$X|WELLS FARGO PFD X|BNCH|The Benchmark Company, LLC|5000
WFC$X|WELLS FARGO PFD X|CHAS|Charles Schwab & Co., Inc.|66
WFC$X|WELLS FARGO PFD X|CIST|Capital Institutional Services, Inc.|1867
WFC$X|WELLS FARGO PFD X|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|900
WFC$X|WELLS FARGO PFD X|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6897
WFC$X|WELLS FARGO PFD X|CXCX|CITIGROUP GLOBAL MARKETS INC.|820
WFC$X|WELLS FARGO PFD X|DBAX|Deutsche Bank Securities Inc.|4400
WFC$X|WELLS FARGO PFD X|DEAN|MORGAN STANLEY|56235
WFC$X|WELLS FARGO PFD X|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|646
WFC$X|WELLS FARGO PFD X|EBXL|EBX LLC|5200
WFC$X|WELLS FARGO PFD X|EDJO|Edward D. Jones & Co., L.P.|10150
WFC$X|WELLS FARGO PFD X|EGAM|CBOE TRADING, INC.|4865
WFC$X|WELLS FARGO PFD X|EGXM|CBOE TRADING, INC.|817
WFC$X|WELLS FARGO PFD X|ETRS|E*Trade Securities LLC|18202
WFC$X|WELLS FARGO PFD X|FBSB|U.S. Bancorp Investments, Inc.|143
WFC$X|WELLS FARGO PFD X|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1905
WFC$X|WELLS FARGO PFD X|GEBB|GLOBAL EXECUTION BROKERS, LP|200
WFC$X|WELLS FARGO PFD X|GLPX|ACS EXECUTION SERVICES, LLC|2134
WFC$X|WELLS FARGO PFD X|GSCO|GOLDMAN SACHS & CO. LLC|6362
WFC$X|WELLS FARGO PFD X|GSLT|GOLDMAN SACHS & CO. LLC|1300
WFC$X|WELLS FARGO PFD X|GTSZ|GTS SECURITIES LLC|400
WFC$X|WELLS FARGO PFD X|HRBF|American Enterprise Investment Services Inc.|33142
WFC$X|WELLS FARGO PFD X|IATS|INTERACTIVE BROKERS LLC|1900
WFC$X|WELLS FARGO PFD X|IBKR|Interactive Brokers Llc|9057
WFC$X|WELLS FARGO PFD X|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|559
WFC$X|WELLS FARGO PFD X|ICBX|INSTINET, LLC|200
WFC$X|WELLS FARGO PFD X|INCA|INSTINET, LLC|4560
WFC$X|WELLS FARGO PFD X|ITGI|ITG Inc.|793
WFC$X|WELLS FARGO PFD X|ITGP|ITG INC.|1600
WFC$X|WELLS FARGO PFD X|JANY|Janney Montgomery Scott Inc.|19033
WFC$X|WELLS FARGO PFD X|JPMX|J.P. Morgan Securities LLC|1800
WFC$X|WELLS FARGO PFD X|JSEB|JANE STREET EXECUTION SERVICES, LLC|3072
WFC$X|WELLS FARGO PFD X|KCGM|VIRTU Americas LLC|1300
WFC$X|WELLS FARGO PFD X|LEHM|Barclays Capital Inc./Le|3400
WFC$X|WELLS FARGO PFD X|LIME|Lime Brokerage LLC|990
WFC$X|WELLS FARGO PFD X|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|821
WFC$X|WELLS FARGO PFD X|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4390
WFC$X|WELLS FARGO PFD X|MSCO|MORGAN STANLEY & CO. LLC|33902
WFC$X|WELLS FARGO PFD X|NFSC|National Financial Services LLC|109528
WFC$X|WELLS FARGO PFD X|NITE|VIRTU Americas LLC|182501
WFC$X|WELLS FARGO PFD X|NQRB|Brut, LLC|6286
WFC$X|WELLS FARGO PFD X|NTRC|Northern Trust Securities, Inc.|1000
WFC$X|WELLS FARGO PFD X|OLDM|OLD MISSION CAPITAL, LLC|250
WFC$X|WELLS FARGO PFD X|OPCO|Oppenheimer & Co. Inc.|320
WFC$X|WELLS FARGO PFD X|PDQM|CODA MARKETS, INC.|3932
WFC$X|WELLS FARGO PFD X|PWJC|UBS Financial Services, Inc.|9098
WFC$X|WELLS FARGO PFD X|RBCM|RBC CAPITAL MARKETS, LLC|20428
WFC$X|WELLS FARGO PFD X|SALI|INTL FCSTONE FINANCIAL INC.|34
WFC$X|WELLS FARGO PFD X|SBSH|Citigroup Global Markets Inc.|3101
WFC$X|WELLS FARGO PFD X|SEIC|SEI Investments Distribution Co.|100
WFC$X|WELLS FARGO PFD X|SGMT|GOLDMAN SACHS & CO. LLC|2600
WFC$X|WELLS FARGO PFD X|SPDR|SPEEDROUTE LLC|2000
WFC$X|WELLS FARGO PFD X|STFL|Stifel, Nicolaus & Company, Incorporated|5889
WFC$X|WELLS FARGO PFD X|SWIM|TD Ameritrade, Inc.|25519
WFC$X|WELLS FARGO PFD X|SWST|Hilltop Securities Inc.|1110
WFC$X|WELLS FARGO PFD X|TRBT|Tradebot Systems, Inc.|2846
WFC$X|WELLS FARGO PFD X|TRCM|TRC MARKETS LLC|100
WFC$X|WELLS FARGO PFD X|UBSA|UBS SECURITIES LLC|7743
WFC$X|WELLS FARGO PFD X|UBSS|UBS Securities LLC|77052
WFC$X|WELLS FARGO PFD X|VGRD|Vanguard Marketing Corporation|7552
WFC$X|WELLS FARGO PFD X|WCHV|WELLS FARGO SECURITIES, LLC|273658
WFC$X|WELLS FARGO PFD X|WEDB|WEDBUSH SECURITIES INC.|86
WFC$X|WELLS FARGO PFD X|WEXX|WOLVERINE EXECUTION SERVICES, LLC|868
WFC$X|WELLS FARGO PFD X|XPUS|XP SECURITIES, LLC|965
WFC$X|WELLS FARGO PFD X|XSTM|NATIONAL FINANCIAL SERVICES LLC|5922
WFC$X|WELLS FARGO PFD X|YKNA|COMHAR CAPITAL MARKETS, LLC|98
WFC$X|WELLS FARGO PFD X|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12102
WFC$Y|WELLS FARGO SER Y|AGIS|Aegis Capital Corp.|7400
WFC$Y|WELLS FARGO SER Y|ALTX|Alternet Securities Inc.|200
WFC$Y|WELLS FARGO SER Y|BARD|Robert W. Baird & Co. Incorporated|2195
WFC$Y|WELLS FARGO SER Y|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8977
WFC$Y|WELLS FARGO SER Y|BNCH|The Benchmark Company, LLC|8000
WFC$Y|WELLS FARGO SER Y|CHAS|Charles Schwab & Co., Inc.|65
WFC$Y|WELLS FARGO SER Y|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1050
WFC$Y|WELLS FARGO SER Y|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2196
WFC$Y|WELLS FARGO SER Y|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
WFC$Y|WELLS FARGO SER Y|DBAX|Deutsche Bank Securities Inc.|1000
WFC$Y|WELLS FARGO SER Y|DEAN|MORGAN STANLEY|42311
WFC$Y|WELLS FARGO SER Y|EBXL|EBX LLC|2400
WFC$Y|WELLS FARGO SER Y|EDJO|Edward D. Jones & Co., L.P.|3117
WFC$Y|WELLS FARGO SER Y|EGAM|CBOE TRADING, INC.|900
WFC$Y|WELLS FARGO SER Y|EGXM|CBOE TRADING, INC.|200
WFC$Y|WELLS FARGO SER Y|ETRS|E*Trade Securities LLC|4712
WFC$Y|WELLS FARGO SER Y|FBSB|U.S. Bancorp Investments, Inc.|200
WFC$Y|WELLS FARGO SER Y|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|333
WFC$Y|WELLS FARGO SER Y|GLPX|ACS EXECUTION SERVICES, LLC|300
WFC$Y|WELLS FARGO SER Y|GSCO|GOLDMAN SACHS & CO. LLC|1360
WFC$Y|WELLS FARGO SER Y|GSLT|GOLDMAN SACHS & CO. LLC|174
WFC$Y|WELLS FARGO SER Y|HRBF|American Enterprise Investment Services Inc.|9041
WFC$Y|WELLS FARGO SER Y|IATS|INTERACTIVE BROKERS LLC|200
WFC$Y|WELLS FARGO SER Y|IBKR|Interactive Brokers Llc|2640
WFC$Y|WELLS FARGO SER Y|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|671
WFC$Y|WELLS FARGO SER Y|ICBX|INSTINET, LLC|400
WFC$Y|WELLS FARGO SER Y|INCA|INSTINET, LLC|2999
WFC$Y|WELLS FARGO SER Y|INJX|INSTINET, LLC|600
WFC$Y|WELLS FARGO SER Y|ITGI|ITG Inc.|559
WFC$Y|WELLS FARGO SER Y|JANY|Janney Montgomery Scott Inc.|2090
WFC$Y|WELLS FARGO SER Y|JPMX|J.P. Morgan Securities LLC|600
WFC$Y|WELLS FARGO SER Y|JSEB|JANE STREET EXECUTION SERVICES, LLC|2192
WFC$Y|WELLS FARGO SER Y|KCGM|VIRTU Americas LLC|300
WFC$Y|WELLS FARGO SER Y|LEHM|Barclays Capital Inc./Le|400
WFC$Y|WELLS FARGO SER Y|LIME|Lime Brokerage LLC|318
WFC$Y|WELLS FARGO SER Y|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
WFC$Y|WELLS FARGO SER Y|MAXM|Maxim Group LLC|125
WFC$Y|WELLS FARGO SER Y|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|600
WFC$Y|WELLS FARGO SER Y|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2000
WFC$Y|WELLS FARGO SER Y|MSCO|MORGAN STANLEY & CO. LLC|14837
WFC$Y|WELLS FARGO SER Y|NFSC|National Financial Services LLC|27208
WFC$Y|WELLS FARGO SER Y|NITE|VIRTU Americas LLC|91115
WFC$Y|WELLS FARGO SER Y|NQRB|Brut, LLC|1000
WFC$Y|WELLS FARGO SER Y|OLDM|OLD MISSION CAPITAL, LLC|250
WFC$Y|WELLS FARGO SER Y|OPCO|Oppenheimer & Co. Inc.|1535
WFC$Y|WELLS FARGO SER Y|PDQM|CODA MARKETS, INC.|500
WFC$Y|WELLS FARGO SER Y|PWJC|UBS Financial Services, Inc.|4474
WFC$Y|WELLS FARGO SER Y|RBCM|RBC CAPITAL MARKETS, LLC|18942
WFC$Y|WELLS FARGO SER Y|SALI|INTL FCSTONE FINANCIAL INC.|12
WFC$Y|WELLS FARGO SER Y|SBSH|Citigroup Global Markets Inc.|439
WFC$Y|WELLS FARGO SER Y|SGMT|GOLDMAN SACHS & CO. LLC|700
WFC$Y|WELLS FARGO SER Y|STFL|Stifel, Nicolaus & Company, Incorporated|8994
WFC$Y|WELLS FARGO SER Y|SWIM|TD Ameritrade, Inc.|400
WFC$Y|WELLS FARGO SER Y|SWST|Hilltop Securities Inc.|3262
WFC$Y|WELLS FARGO SER Y|TRBT|Tradebot Systems, Inc.|1843
WFC$Y|WELLS FARGO SER Y|UBSA|UBS SECURITIES LLC|1598
WFC$Y|WELLS FARGO SER Y|UBSS|UBS Securities LLC|29389
WFC$Y|WELLS FARGO SER Y|VGRD|Vanguard Marketing Corporation|1522
WFC$Y|WELLS FARGO SER Y|WCHV|WELLS FARGO SECURITIES, LLC|71526
WFC$Y|WELLS FARGO SER Y|WEXX|WOLVERINE EXECUTION SERVICES, LLC|523
WFC$Y|WELLS FARGO SER Y|YKNA|COMHAR CAPITAL MARKETS, LLC|200
WFC$Y|WELLS FARGO SER Y|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2154
WFC.W|WELLS FARGO & CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
WFC.W|WELLS FARGO & CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|165
WFC.W|WELLS FARGO & CO|DADA|D.A. Davidson & Co.|216
WFC.W|WELLS FARGO & CO|DAVA|Davenport & Company LLC|400
WFC.W|WELLS FARGO & CO|ETRS|E*Trade Securities LLC|6767
WFC.W|WELLS FARGO & CO|GSCS|GOLDMAN SACHS & CO. LLC|400
WFC.W|WELLS FARGO & CO|HRBF|American Enterprise Investment Services Inc.|400
WFC.W|WELLS FARGO & CO|INCA|INSTINET, LLC|100
WFC.W|WELLS FARGO & CO|LIME|Lime Brokerage LLC|40
WFC.W|WELLS FARGO & CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WFC.W|WELLS FARGO & CO|MSCO|MORGAN STANLEY & CO. LLC|1800
WFC.W|WELLS FARGO & CO|NFSC|National Financial Services LLC|1551
WFC.W|WELLS FARGO & CO|NITE|VIRTU Americas LLC|8934
WFC.W|WELLS FARGO & CO|PWJC|UBS Financial Services, Inc.|2490
WFC.W|WELLS FARGO & CO|STFL|Stifel, Nicolaus & Company, Incorporated|1600
WFC.W|WELLS FARGO & CO|UBSA|UBS SECURITIES LLC|700
WFC.W|WELLS FARGO & CO|UBSS|UBS Securities LLC|3675
WFC.W|WELLS FARGO & CO|WCHV|WELLS FARGO SECURITIES, LLC|1134
WFC.W|WELLS FARGO & CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1300
WFC.W|WELLS FARGO & CO|WGIF|CIBC World Markets Inc.|1120
WFE$A|WELLS FARGO RE PFD A|ALTX|Alternet Securities Inc.|300
WFE$A|WELLS FARGO RE PFD A|BATM|CBOE TRADING, INC.|349
WFE$A|WELLS FARGO RE PFD A|BBNT|BB&T SECURITIES, LLC|463
WFE$A|WELLS FARGO RE PFD A|CANT|Cantor Fitzgerald & Co.|500
WFE$A|WELLS FARGO RE PFD A|CHAS|Charles Schwab & Co., Inc.|226
WFE$A|WELLS FARGO RE PFD A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|732
WFE$A|WELLS FARGO RE PFD A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4011
WFE$A|WELLS FARGO RE PFD A|DBAX|Deutsche Bank Securities Inc.|6200
WFE$A|WELLS FARGO RE PFD A|DEAN|MORGAN STANLEY|3100
WFE$A|WELLS FARGO RE PFD A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
WFE$A|WELLS FARGO RE PFD A|EBXL|EBX LLC|2900
WFE$A|WELLS FARGO RE PFD A|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
WFE$A|WELLS FARGO RE PFD A|EDJO|Edward D. Jones & Co., L.P.|650
WFE$A|WELLS FARGO RE PFD A|ETCB|ETC BROKERAGE SERVICES, LLC|112
WFE$A|WELLS FARGO RE PFD A|ETRS|E*Trade Securities LLC|200
WFE$A|WELLS FARGO RE PFD A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|188
WFE$A|WELLS FARGO RE PFD A|GLPX|ACS EXECUTION SERVICES, LLC|4134
WFE$A|WELLS FARGO RE PFD A|GSCO|GOLDMAN SACHS & CO. LLC|4254
WFE$A|WELLS FARGO RE PFD A|GTSZ|GTS SECURITIES LLC|300
WFE$A|WELLS FARGO RE PFD A|HRBF|American Enterprise Investment Services Inc.|947
WFE$A|WELLS FARGO RE PFD A|IATS|INTERACTIVE BROKERS LLC|100
WFE$A|WELLS FARGO RE PFD A|IBKR|Interactive Brokers Llc|1680
WFE$A|WELLS FARGO RE PFD A|ICBX|INSTINET, LLC|1125
WFE$A|WELLS FARGO RE PFD A|INCA|INSTINET, LLC|2330
WFE$A|WELLS FARGO RE PFD A|ITGP|ITG INC.|600
WFE$A|WELLS FARGO RE PFD A|JEFF|JEFFERIES LLC|5100
WFE$A|WELLS FARGO RE PFD A|JPMX|J.P. Morgan Securities LLC|1200
WFE$A|WELLS FARGO RE PFD A|JSEB|JANE STREET EXECUTION SERVICES, LLC|608
WFE$A|WELLS FARGO RE PFD A|KCGM|VIRTU Americas LLC|2000
WFE$A|WELLS FARGO RE PFD A|LEHM|Barclays Capital Inc./Le|3200
WFE$A|WELLS FARGO RE PFD A|LGNT|COR CLEARING LLC|2
WFE$A|WELLS FARGO RE PFD A|LIME|Lime Brokerage LLC|200
WFE$A|WELLS FARGO RE PFD A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
WFE$A|WELLS FARGO RE PFD A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
WFE$A|WELLS FARGO RE PFD A|MSCO|MORGAN STANLEY & CO. LLC|4217
WFE$A|WELLS FARGO RE PFD A|MSPL|MORGAN STANLEY & CO. LLC|300
WFE$A|WELLS FARGO RE PFD A|NFSC|National Financial Services LLC|5786
WFE$A|WELLS FARGO RE PFD A|NITE|VIRTU Americas LLC|18082
WFE$A|WELLS FARGO RE PFD A|NQRB|Brut, LLC|100
WFE$A|WELLS FARGO RE PFD A|NTRC|Northern Trust Securities, Inc.|100
WFE$A|WELLS FARGO RE PFD A|OLDM|OLD MISSION CAPITAL, LLC|850
WFE$A|WELLS FARGO RE PFD A|PDQM|CODA MARKETS, INC.|8068
WFE$A|WELLS FARGO RE PFD A|PWJC|UBS Financial Services, Inc.|4000
WFE$A|WELLS FARGO RE PFD A|RBCM|RBC CAPITAL MARKETS, LLC|200
WFE$A|WELLS FARGO RE PFD A|SBSH|Citigroup Global Markets Inc.|25
WFE$A|WELLS FARGO RE PFD A|SGMT|GOLDMAN SACHS & CO. LLC|2098
WFE$A|WELLS FARGO RE PFD A|SPDR|SPEEDROUTE LLC|1600
WFE$A|WELLS FARGO RE PFD A|TRBT|Tradebot Systems, Inc.|617
WFE$A|WELLS FARGO RE PFD A|UBSA|UBS SECURITIES LLC|25170
WFE$A|WELLS FARGO RE PFD A|UBSS|UBS Securities LLC|11874
WFE$A|WELLS FARGO RE PFD A|VGRD|Vanguard Marketing Corporation|138
WFE$A|WELLS FARGO RE PFD A|WCHV|WELLS FARGO SECURITIES, LLC|25523
WFE$A|WELLS FARGO RE PFD A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2170
WFHY|WT FUND HY CP ETF|ETRS|E*Trade Securities LLC|1222
WFHY|WT FUND HY CP ETF|FTBR|Foliofn Investments, Inc.|4
WFHY|WT FUND HY CP ETF|IBKR|Interactive Brokers Llc|200
WFHY|WT FUND HY CP ETF|JSJX|JANE STREET CAPITAL LLC|5566
WFHY|WT FUND HY CP ETF|KCGM|VIRTU Americas LLC|25
WFHY|WT FUND HY CP ETF|MSCO|MORGAN STANLEY & CO. LLC|200
WFHY|WT FUND HY CP ETF|NFSC|National Financial Services LLC|203
WFHY|WT FUND HY CP ETF|NITE|VIRTU Americas LLC|1943
WFHY|WT FUND HY CP ETF|PDQM|CODA MARKETS, INC.|4230
WFHY|WT FUND HY CP ETF|SWIM|TD Ameritrade, Inc.|2
WFHY|WT FUND HY CP ETF|UBSA|UBS SECURITIES LLC|100
WFHY|WT FUND HY CP ETF|WSEA|WOLVERINE SECURITIES, LLC|5
WFIG|WT FUND US CP ETF|CHAS|Charles Schwab & Co., Inc.|1
WFIG|WT FUND US CP ETF|NFSC|National Financial Services LLC|102
WFIG|WT FUND US CP ETF|NITE|VIRTU Americas LLC|191
WFIG|WT FUND US CP ETF|UBSS|UBS Securities LLC|100
WFIG|WT FUND US CP ETF|WCHV|WELLS FARGO SECURITIES, LLC|391
WFT|WEATHERFORD INTL PLC|ABLE|NATIXIS Securities Americas LLC|1507
WFT|WEATHERFORD INTL PLC|ADAM|CANACCORD GENUITY INC.|556020
WFT|WEATHERFORD INTL PLC|AGIS|Aegis Capital Corp.|21850
WFT|WEATHERFORD INTL PLC|ALFA|ALPHA TRADING L.P.|86158
WFT|WEATHERFORD INTL PLC|ALTX|Alternet Securities Inc.|52135
WFT|WEATHERFORD INTL PLC|ANOS|ABEL/NOSER, L.L.C.|25100
WFT|WEATHERFORD INTL PLC|APCC|Apex Clearing Corporation|60957
WFT|WEATHERFORD INTL PLC|BANK|Primevest Financial Services, Inc.|2904
WFT|WEATHERFORD INTL PLC|BARD|Robert W. Baird & Co. Incorporated|2000
WFT|WEATHERFORD INTL PLC|BATM|CBOE TRADING, INC.|25994
WFT|WEATHERFORD INTL PLC|BAYT|BTIG, LLC|25200
WFT|WEATHERFORD INTL PLC|BBNT|BB&T SECURITIES, LLC|51487
WFT|WEATHERFORD INTL PLC|BERN|Sanford C. Bernstein & Co., LLC|1214381
WFT|WEATHERFORD INTL PLC|BIDS|BIDS TRADING L.P.|168200
WFT|WEATHERFORD INTL PLC|BIMI|Banca IMI Securities Corp.|8362
WFT|WEATHERFORD INTL PLC|BKCM|BNY Mellon Capital Markets LLC|1419
WFT|WEATHERFORD INTL PLC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|211862
WFT|WEATHERFORD INTL PLC|BLKX|INSTINET, LLC|969644
WFT|WEATHERFORD INTL PLC|BMOC|BMO Capital Markets Corp.|113100
WFT|WEATHERFORD INTL PLC|BNPX|BNP PARIBAS SECURITIES CORP.|8582
WFT|WEATHERFORD INTL PLC|BTIG|BTIG, LLC|3916
WFT|WEATHERFORD INTL PLC|BYXM|CBOE TRADING, INC.|300
WFT|WEATHERFORD INTL PLC|BZYD|GOLDMAN SACHS & CO. LLC|6200
WFT|WEATHERFORD INTL PLC|CANT|Cantor Fitzgerald & Co.|596659
WFT|WEATHERFORD INTL PLC|CBLC|CITIGROUP GLOBAL MARKETS INC.|517362
WFT|WEATHERFORD INTL PLC|CHAS|Charles Schwab & Co., Inc.|19690
WFT|WEATHERFORD INTL PLC|CIST|Capital Institutional Services, Inc.|1312
WFT|WEATHERFORD INTL PLC|CLSA|CLSA AMERICAS, LLC|400
WFT|WEATHERFORD INTL PLC|COKE|Coker & Palmer|15000
WFT|WEATHERFORD INTL PLC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2700932
WFT|WEATHERFORD INTL PLC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4
WFT|WEATHERFORD INTL PLC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5430255
WFT|WEATHERFORD INTL PLC|CTDL|Citadel Derivatives Group Llc|38070
WFT|WEATHERFORD INTL PLC|CXCX|CITIGROUP GLOBAL MARKETS INC.|2004686
WFT|WEATHERFORD INTL PLC|DADA|D.A. Davidson & Co.|10871
WFT|WEATHERFORD INTL PLC|DAVA|Davenport & Company LLC|316
WFT|WEATHERFORD INTL PLC|DBAB|Deutsche Bank Securities Inc.|6938496
WFT|WEATHERFORD INTL PLC|DBAX|Deutsche Bank Securities Inc.|5097500
WFT|WEATHERFORD INTL PLC|DEAN|MORGAN STANLEY|246435
WFT|WEATHERFORD INTL PLC|DEGS|RONIN PROFESSIONAL LLC|6800
WFT|WEATHERFORD INTL PLC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|23700
WFT|WEATHERFORD INTL PLC|DRWC|DRW SECURITIES, L.L.C.|173200
WFT|WEATHERFORD INTL PLC|EBXL|EBX LLC|3319200
WFT|WEATHERFORD INTL PLC|ECUT|CONVERGEX EXECUTION SOLUTIONS|150324
WFT|WEATHERFORD INTL PLC|EDJO|Edward D. Jones & Co., L.P.|483627
WFT|WEATHERFORD INTL PLC|EGAM|CBOE TRADING, INC.|42202
WFT|WEATHERFORD INTL PLC|EGAW|CBOE TRADING, INC.|700
WFT|WEATHERFORD INTL PLC|EGXM|CBOE TRADING, INC.|23235
WFT|WEATHERFORD INTL PLC|ELEV|ELEVATION, LLC|37086
WFT|WEATHERFORD INTL PLC|ESPO|ESPOSITO SECURITIES, LLC|5070
WFT|WEATHERFORD INTL PLC|ETBE|Electronic Transaction Clearing, Inc.|127630
WFT|WEATHERFORD INTL PLC|ETCB|ETC BROKERAGE SERVICES, LLC|61
WFT|WEATHERFORD INTL PLC|ETCC|Electronic Transaction Clearing, Inc.|500
WFT|WEATHERFORD INTL PLC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
WFT|WEATHERFORD INTL PLC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1600
WFT|WEATHERFORD INTL PLC|ETRS|E*Trade Securities LLC|1479170
WFT|WEATHERFORD INTL PLC|FBSB|U.S. Bancorp Investments, Inc.|200
WFT|WEATHERFORD INTL PLC|FFSI|Firstrade Securities Inc.|709
WFT|WEATHERFORD INTL PLC|FILL|Tradestation Securities, Inc.|335434
WFT|WEATHERFORD INTL PLC|FINX|FINTECH SECURITIES|2485
WFT|WEATHERFORD INTL PLC|FMAF|NBCN Inc./ CDS|26318
WFT|WEATHERFORD INTL PLC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1500
WFT|WEATHERFORD INTL PLC|FQLS|Quantlab Securities LP|1835883
WFT|WEATHERFORD INTL PLC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|406821
WFT|WEATHERFORD INTL PLC|FTBR|Foliofn Investments, Inc.|2824
WFT|WEATHERFORD INTL PLC|GEBB|GLOBAL EXECUTION BROKERS, LP|530728
WFT|WEATHERFORD INTL PLC|GLIS|TD Securities Inc|11580
WFT|WEATHERFORD INTL PLC|GLPX|ACS EXECUTION SERVICES, LLC|167396
WFT|WEATHERFORD INTL PLC|GSCO|GOLDMAN SACHS & CO. LLC|6334502
WFT|WEATHERFORD INTL PLC|GSCS|GOLDMAN SACHS & CO. LLC|736009
WFT|WEATHERFORD INTL PLC|GSLT|GOLDMAN SACHS & CO. LLC|47567
WFT|WEATHERFORD INTL PLC|GTSZ|GTS SECURITIES LLC|328753
WFT|WEATHERFORD INTL PLC|HAPX|HAP Trading, LLC|1600
WFT|WEATHERFORD INTL PLC|HRBF|American Enterprise Investment Services Inc.|61849
WFT|WEATHERFORD INTL PLC|HSBC|HSBC Securities, Inc.|24441
WFT|WEATHERFORD INTL PLC|IATS|INTERACTIVE BROKERS LLC|260189
WFT|WEATHERFORD INTL PLC|IBKR|Interactive Brokers Llc|205846
WFT|WEATHERFORD INTL PLC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|782
WFT|WEATHERFORD INTL PLC|ICBX|INSTINET, LLC|3471547
WFT|WEATHERFORD INTL PLC|INCA|INSTINET, LLC|1649925
WFT|WEATHERFORD INTL PLC|INJX|INSTINET, LLC|20831
WFT|WEATHERFORD INTL PLC|ITGI|ITG Inc.|304565
WFT|WEATHERFORD INTL PLC|ITGP|ITG INC.|4611400
WFT|WEATHERFORD INTL PLC|JANY|Janney Montgomery Scott Inc.|31815
WFT|WEATHERFORD INTL PLC|JEFF|JEFFERIES LLC|2153898
WFT|WEATHERFORD INTL PLC|JMPT|JUMP TRADING, LLC|257285
WFT|WEATHERFORD INTL PLC|JONE|JonesTrading|152808
WFT|WEATHERFORD INTL PLC|JPBX|J.P. MORGAN SECURITIES LLC|383121
WFT|WEATHERFORD INTL PLC|JPMX|J.P. Morgan Securities LLC|10575383
WFT|WEATHERFORD INTL PLC|JSEB|JANE STREET EXECUTION SERVICES, LLC|37500
WFT|WEATHERFORD INTL PLC|JSJX|JANE STREET CAPITAL LLC|121156
WFT|WEATHERFORD INTL PLC|KCGM|VIRTU Americas LLC|1417466
WFT|WEATHERFORD INTL PLC|KRSH|Kershner Securities, LLC|84880
WFT|WEATHERFORD INTL PLC|LEHM|Barclays Capital Inc./Le|12457377
WFT|WEATHERFORD INTL PLC|LIME|Lime Brokerage LLC|360186
WFT|WEATHERFORD INTL PLC|LMNX|LUMINEX TRADING & ANALYTICS LLC|2353620
WFT|WEATHERFORD INTL PLC|LOOP|Loop Capital Markets LLC|11280
WFT|WEATHERFORD INTL PLC|LPCM|Lampert Capital Markets Inc.|25718
WFT|WEATHERFORD INTL PLC|LQNA|LIQUIDNET, INC.|1703500
WFT|WEATHERFORD INTL PLC|LQNB|LIQUIDNET, INC.|379000
WFT|WEATHERFORD INTL PLC|LSCI|Lek Securities Corporation|76
WFT|WEATHERFORD INTL PLC|MACQ|Macquarie Capital (USA) Inc.|10150
WFT|WEATHERFORD INTL PLC|MAXM|Maxim Group LLC|327351
WFT|WEATHERFORD INTL PLC|MBTS|ALLY INVEST SECURITIES LLC|100
WFT|WEATHERFORD INTL PLC|MITR|GMP SECURITIES, LLC|50400
WFT|WEATHERFORD INTL PLC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6141164
WFT|WEATHERFORD INTL PLC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|113480
WFT|WEATHERFORD INTL PLC|MNDX|TJM Investments, LLC|15200
WFT|WEATHERFORD INTL PLC|MOTF|MOTIF INVESTING, INC.|1
WFT|WEATHERFORD INTL PLC|MPSG|E D & F Man Capital Markets Inc.|486426
WFT|WEATHERFORD INTL PLC|MSCO|MORGAN STANLEY & CO. LLC|9073668
WFT|WEATHERFORD INTL PLC|MSPL|MORGAN STANLEY & CO. LLC|7803600
WFT|WEATHERFORD INTL PLC|MSTX|MORGAN STANLEY & CO. LLC|1245100
WFT|WEATHERFORD INTL PLC|MULL|MARK J. MULLER EQUITIES, INC.|17200
WFT|WEATHERFORD INTL PLC|MZHO|Mizuho Securities USA LLC|2934000
WFT|WEATHERFORD INTL PLC|NATL|National Securities Corporation|38100
WFT|WEATHERFORD INTL PLC|NBCS|NBC Securities, INC.|14000
WFT|WEATHERFORD INTL PLC|NFSC|National Financial Services LLC|6172329
WFT|WEATHERFORD INTL PLC|NITE|VIRTU Americas LLC|6673112
WFT|WEATHERFORD INTL PLC|NITP|VIRTU Americas LLC|1278171
WFT|WEATHERFORD INTL PLC|NMRA|Nomura Securities International, Inc.|225310
WFT|WEATHERFORD INTL PLC|NQRB|Brut, LLC|20107
WFT|WEATHERFORD INTL PLC|NTBF|BMO Nesbitt Burns Inc./CDS|3701
WFT|WEATHERFORD INTL PLC|NTRC|Northern Trust Securities, Inc.|6381
WFT|WEATHERFORD INTL PLC|OHOS|TWO SIGMA SECURITIES, LLC|26380
WFT|WEATHERFORD INTL PLC|ONEL|O'NEIL SECURITIES, INCORPORATED|47700
WFT|WEATHERFORD INTL PLC|OPCO|Oppenheimer & Co. Inc.|281188
WFT|WEATHERFORD INTL PLC|PCPT|PHILLIP CAPITAL INC.|2850
WFT|WEATHERFORD INTL PLC|PDQM|CODA MARKETS, INC.|160477
WFT|WEATHERFORD INTL PLC|PHLY|NASDAQ Execution Services, LLC|27200
WFT|WEATHERFORD INTL PLC|PIPR|Piper Jaffray & Co.|536438
WFT|WEATHERFORD INTL PLC|PWJC|UBS Financial Services, Inc.|1044360
WFT|WEATHERFORD INTL PLC|RBCM|RBC CAPITAL MARKETS, LLC|26427
WFT|WEATHERFORD INTL PLC|RGLD|Regal Securities, Inc|21500
WFT|WEATHERFORD INTL PLC|RWPS|R.W. Pressprich & Co., Inc.|38793
WFT|WEATHERFORD INTL PLC|SAGL|SAGETRADER, LLC|165149
WFT|WEATHERFORD INTL PLC|SALI|INTL FCSTONE FINANCIAL INC.|12580
WFT|WEATHERFORD INTL PLC|SBSH|Citigroup Global Markets Inc.|499502
WFT|WEATHERFORD INTL PLC|SCMC|Scotia Capital Markets (USA) Inc.|27500
WFT|WEATHERFORD INTL PLC|SEIC|SEI Investments Distribution Co.|3800
WFT|WEATHERFORD INTL PLC|SGMT|GOLDMAN SACHS & CO. LLC|3363881
WFT|WEATHERFORD INTL PLC|SOCO|Capital One Southcoast, Inc|32576
WFT|WEATHERFORD INTL PLC|SPDR|SPEEDROUTE LLC|21191
WFT|WEATHERFORD INTL PLC|SPHN|Stephens Inc.|4723
WFT|WEATHERFORD INTL PLC|SPNT|SEVEN POINTS CAPITAL, LLC|1106185
WFT|WEATHERFORD INTL PLC|STFL|Stifel, Nicolaus & Company, Incorporated|68294
WFT|WEATHERFORD INTL PLC|STXG|Stockcross Financial Services, Inc.|23000
WFT|WEATHERFORD INTL PLC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22366
WFT|WEATHERFORD INTL PLC|SWIM|TD Ameritrade, Inc.|1236106
WFT|WEATHERFORD INTL PLC|TKNG|ALLY INVEST SECURITIES LLC|155059
WFT|WEATHERFORD INTL PLC|TRBT|Tradebot Systems, Inc.|978084
WFT|WEATHERFORD INTL PLC|TRCM|TRC MARKETS LLC|1721210
WFT|WEATHERFORD INTL PLC|TWTT|TASTYWORKS, INC.|200
WFT|WEATHERFORD INTL PLC|UBSA|UBS SECURITIES LLC|15368183
WFT|WEATHERFORD INTL PLC|UBSS|UBS Securities LLC|15532736
WFT|WEATHERFORD INTL PLC|VALX|VIRTU AMERICAS LLC|1389263
WFT|WEATHERFORD INTL PLC|VGRD|Vanguard Marketing Corporation|306543
WFT|WEATHERFORD INTL PLC|VSIN|Vision Financial Markets Llc|506
WFT|WEATHERFORD INTL PLC|WABR|Wall Street Access|5000
WFT|WEATHERFORD INTL PLC|WCHV|WELLS FARGO SECURITIES, LLC|2312202
WFT|WEATHERFORD INTL PLC|WEDB|WEDBUSH SECURITIES INC.|16966
WFT|WEATHERFORD INTL PLC|WEED|Weeden & Co.L.P.|3826974
WFT|WEATHERFORD INTL PLC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|179645
WFT|WEATHERFORD INTL PLC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|78257
WFT|WEATHERFORD INTL PLC|WGIF|CIBC World Markets Inc.|11300
WFT|WEATHERFORD INTL PLC|WOLF|Wolfe Trahan Securities|86584
WFT|WEATHERFORD INTL PLC|WSEA|WOLVERINE SECURITIES, LLC|191773
WFT|WEATHERFORD INTL PLC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1000
WFT|WEATHERFORD INTL PLC|XIST|INSTINET, LLC|698200
WFT|WEATHERFORD INTL PLC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1507146
WFT|WEATHERFORD INTL PLC|YKNA|COMHAR CAPITAL MARKETS, LLC|3800
WFT|WEATHERFORD INTL PLC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20562
WGL|WGL HOLDINGS INC|ALTX|Alternet Securities Inc.|4760
WGL|WGL HOLDINGS INC|APCC|Apex Clearing Corporation|244
WGL|WGL HOLDINGS INC|BARD|Robert W. Baird & Co. Incorporated|330
WGL|WGL HOLDINGS INC|BATM|CBOE TRADING, INC.|825
WGL|WGL HOLDINGS INC|BBNT|BB&T SECURITIES, LLC|700
WGL|WGL HOLDINGS INC|BERN|Sanford C. Bernstein & Co., LLC|13813
WGL|WGL HOLDINGS INC|BIAD|SAGETRADER, LLC|1304
WGL|WGL HOLDINGS INC|BKCM|BNY Mellon Capital Markets LLC|10394
WGL|WGL HOLDINGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1988
WGL|WGL HOLDINGS INC|BMOC|BMO Capital Markets Corp.|200
WGL|WGL HOLDINGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|5994
WGL|WGL HOLDINGS INC|BRVL|BLAYLOCK VAN, LLC|1800
WGL|WGL HOLDINGS INC|BTIG|BTIG, LLC|567
WGL|WGL HOLDINGS INC|BYXM|CBOE TRADING, INC.|100
WGL|WGL HOLDINGS INC|CABR|Cabrera Capital Markets, Inc.|210
WGL|WGL HOLDINGS INC|CANT|Cantor Fitzgerald & Co.|1869
WGL|WGL HOLDINGS INC|CHAS|Charles Schwab & Co., Inc.|8
WGL|WGL HOLDINGS INC|CHLC|CHURCHILL CAPITAL USA, INC.|6000
WGL|WGL HOLDINGS INC|CIST|Capital Institutional Services, Inc.|602
WGL|WGL HOLDINGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1335
WGL|WGL HOLDINGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|83098
WGL|WGL HOLDINGS INC|CTDL|Citadel Derivatives Group Llc|2031
WGL|WGL HOLDINGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|161592
WGL|WGL HOLDINGS INC|DADA|D.A. Davidson & Co.|300
WGL|WGL HOLDINGS INC|DBAB|Deutsche Bank Securities Inc.|46188
WGL|WGL HOLDINGS INC|DBAX|Deutsche Bank Securities Inc.|71300
WGL|WGL HOLDINGS INC|DEAN|MORGAN STANLEY|3217
WGL|WGL HOLDINGS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2556
WGL|WGL HOLDINGS INC|EBXL|EBX LLC|106500
WGL|WGL HOLDINGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9511
WGL|WGL HOLDINGS INC|EDJO|Edward D. Jones & Co., L.P.|14402
WGL|WGL HOLDINGS INC|EGAM|CBOE TRADING, INC.|4084
WGL|WGL HOLDINGS INC|EGAW|CBOE TRADING, INC.|150
WGL|WGL HOLDINGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|82
WGL|WGL HOLDINGS INC|EGXM|CBOE TRADING, INC.|913
WGL|WGL HOLDINGS INC|ETBE|Electronic Transaction Clearing, Inc.|3539
WGL|WGL HOLDINGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|960
WGL|WGL HOLDINGS INC|ETRS|E*Trade Securities LLC|7468
WGL|WGL HOLDINGS INC|FINX|FINTECH SECURITIES|100
WGL|WGL HOLDINGS INC|FMAF|NBCN Inc./ CDS|363
WGL|WGL HOLDINGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5534
WGL|WGL HOLDINGS INC|FQLS|Quantlab Securities LP|25202
WGL|WGL HOLDINGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4234
WGL|WGL HOLDINGS INC|FTBR|Foliofn Investments, Inc.|235
WGL|WGL HOLDINGS INC|GARC|ICAP Corporates LLC|77518
WGL|WGL HOLDINGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1703
WGL|WGL HOLDINGS INC|GLPX|ACS EXECUTION SERVICES, LLC|5615
WGL|WGL HOLDINGS INC|GSCO|GOLDMAN SACHS & CO. LLC|152034
WGL|WGL HOLDINGS INC|GSCS|GOLDMAN SACHS & CO. LLC|6600
WGL|WGL HOLDINGS INC|GSLT|GOLDMAN SACHS & CO. LLC|962
WGL|WGL HOLDINGS INC|GTSZ|GTS SECURITIES LLC|10528
WGL|WGL HOLDINGS INC|HRBF|American Enterprise Investment Services Inc.|710
WGL|WGL HOLDINGS INC|IATS|INTERACTIVE BROKERS LLC|58976
WGL|WGL HOLDINGS INC|IBKR|Interactive Brokers Llc|21221
WGL|WGL HOLDINGS INC|ICBX|INSTINET, LLC|20420
WGL|WGL HOLDINGS INC|IEQY|CITADEL SECURITIES LLC|21159
WGL|WGL HOLDINGS INC|INCA|INSTINET, LLC|29765
WGL|WGL HOLDINGS INC|INJX|INSTINET, LLC|22267
WGL|WGL HOLDINGS INC|ITGI|ITG Inc.|17406
WGL|WGL HOLDINGS INC|ITGP|ITG INC.|84400
WGL|WGL HOLDINGS INC|JEFF|JEFFERIES LLC|69563
WGL|WGL HOLDINGS INC|JMPT|JUMP TRADING, LLC|7094
WGL|WGL HOLDINGS INC|JPBX|J.P. MORGAN SECURITIES LLC|586
WGL|WGL HOLDINGS INC|JPMX|J.P. Morgan Securities LLC|103477
WGL|WGL HOLDINGS INC|JSJX|JANE STREET CAPITAL LLC|349
WGL|WGL HOLDINGS INC|KCGM|VIRTU Americas LLC|18930
WGL|WGL HOLDINGS INC|LEHM|Barclays Capital Inc./Le|78663
WGL|WGL HOLDINGS INC|LIME|Lime Brokerage LLC|855
WGL|WGL HOLDINGS INC|LQNA|LIQUIDNET, INC.|7200
WGL|WGL HOLDINGS INC|MACC|Mid Atlantic Capital Corporation|200
WGL|WGL HOLDINGS INC|MAXM|Maxim Group LLC|70
WGL|WGL HOLDINGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50450
WGL|WGL HOLDINGS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|60
WGL|WGL HOLDINGS INC|MSCO|MORGAN STANLEY & CO. LLC|184857
WGL|WGL HOLDINGS INC|MSPL|MORGAN STANLEY & CO. LLC|53800
WGL|WGL HOLDINGS INC|MSTX|MORGAN STANLEY & CO. LLC|9200
WGL|WGL HOLDINGS INC|NFSC|National Financial Services LLC|32152
WGL|WGL HOLDINGS INC|NITE|VIRTU Americas LLC|50891
WGL|WGL HOLDINGS INC|NITP|VIRTU Americas LLC|100
WGL|WGL HOLDINGS INC|NQRB|Brut, LLC|7629
WGL|WGL HOLDINGS INC|NTRC|Northern Trust Securities, Inc.|792
WGL|WGL HOLDINGS INC|OPCO|Oppenheimer & Co. Inc.|1364
WGL|WGL HOLDINGS INC|PDQM|CODA MARKETS, INC.|20984
WGL|WGL HOLDINGS INC|PWJC|UBS Financial Services, Inc.|430
WGL|WGL HOLDINGS INC|RBCM|RBC CAPITAL MARKETS, LLC|9650
WGL|WGL HOLDINGS INC|SAGL|SAGETRADER, LLC|653
WGL|WGL HOLDINGS INC|SAGW|SAGETRADER, LLC|13
WGL|WGL HOLDINGS INC|SBRX|MURIEL SIEBERT & CO INC|1510
WGL|WGL HOLDINGS INC|SBSH|Citigroup Global Markets Inc.|219039
WGL|WGL HOLDINGS INC|SGMT|GOLDMAN SACHS & CO. LLC|26735
WGL|WGL HOLDINGS INC|SPDR|SPEEDROUTE LLC|9693
WGL|WGL HOLDINGS INC|SPHN|Stephens Inc.|506
WGL|WGL HOLDINGS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|19228
WGL|WGL HOLDINGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|198
WGL|WGL HOLDINGS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|980
WGL|WGL HOLDINGS INC|SWIM|TD Ameritrade, Inc.|1038
WGL|WGL HOLDINGS INC|TMBR|Timber Hill LLC|136
WGL|WGL HOLDINGS INC|TRBT|Tradebot Systems, Inc.|4294
WGL|WGL HOLDINGS INC|TRCM|TRC MARKETS LLC|17245
WGL|WGL HOLDINGS INC|UBSA|UBS SECURITIES LLC|184634
WGL|WGL HOLDINGS INC|UBSS|UBS Securities LLC|96455
WGL|WGL HOLDINGS INC|VALX|VIRTU AMERICAS LLC|10154
WGL|WGL HOLDINGS INC|VGRD|Vanguard Marketing Corporation|2920
WGL|WGL HOLDINGS INC|WABR|Wall Street Access|11
WGL|WGL HOLDINGS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|670
WGL|WGL HOLDINGS INC|WCHV|WELLS FARGO SECURITIES, LLC|12411
WGL|WGL HOLDINGS INC|WDNX|WEEDEN & CO.L.P.|8076
WGL|WGL HOLDINGS INC|WEDB|WEDBUSH SECURITIES INC.|24
WGL|WGL HOLDINGS INC|WEED|Weeden & Co.L.P.|100
WGL|WGL HOLDINGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
WGL|WGL HOLDINGS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|111
WGL|WGL HOLDINGS INC|WSEA|WOLVERINE SECURITIES, LLC|69
WGL|WGL HOLDINGS INC|XIST|INSTINET, LLC|1600
WGL|WGL HOLDINGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|13330
WGL|WGL HOLDINGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|150
WGL|WGL HOLDINGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1721
WGO|WINNEBAGO IND INC|APCC|Apex Clearing Corporation|13117
WGO|WINNEBAGO IND INC|BARD|Robert W. Baird & Co. Incorporated|87
WGO|WINNEBAGO IND INC|BATM|CBOE TRADING, INC.|18567
WGO|WINNEBAGO IND INC|BAYT|BTIG, LLC|4200
WGO|WINNEBAGO IND INC|BBNT|BB&T SECURITIES, LLC|700
WGO|WINNEBAGO IND INC|BERN|Sanford C. Bernstein & Co., LLC|109440
WGO|WINNEBAGO IND INC|BIAD|SAGETRADER, LLC|200
WGO|WINNEBAGO IND INC|BIDS|BIDS TRADING L.P.|15600
WGO|WINNEBAGO IND INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1589
WGO|WINNEBAGO IND INC|BLKX|INSTINET, LLC|49900
WGO|WINNEBAGO IND INC|BNPX|BNP PARIBAS SECURITIES CORP.|4868
WGO|WINNEBAGO IND INC|BRGE|Newbridge Securities Corp.|2520
WGO|WINNEBAGO IND INC|BRVL|BLAYLOCK VAN, LLC|300
WGO|WINNEBAGO IND INC|BTIG|BTIG, LLC|77
WGO|WINNEBAGO IND INC|BYXM|CBOE TRADING, INC.|700
WGO|WINNEBAGO IND INC|BZYD|GOLDMAN SACHS & CO. LLC|1200
WGO|WINNEBAGO IND INC|CANT|Cantor Fitzgerald & Co.|3910
WGO|WINNEBAGO IND INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|47800
WGO|WINNEBAGO IND INC|CHAS|Charles Schwab & Co., Inc.|8027
WGO|WINNEBAGO IND INC|CIST|Capital Institutional Services, Inc.|2956
WGO|WINNEBAGO IND INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|136127
WGO|WINNEBAGO IND INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5749
WGO|WINNEBAGO IND INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
WGO|WINNEBAGO IND INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|204446
WGO|WINNEBAGO IND INC|CTDL|Citadel Derivatives Group Llc|13563
WGO|WINNEBAGO IND INC|CTLR|CUTLER GROUP, LP|9460
WGO|WINNEBAGO IND INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|31654
WGO|WINNEBAGO IND INC|DBAB|Deutsche Bank Securities Inc.|89601
WGO|WINNEBAGO IND INC|DBAX|Deutsche Bank Securities Inc.|270800
WGO|WINNEBAGO IND INC|DBUL|Deutsche Bank Securities Inc.|1766
WGO|WINNEBAGO IND INC|DCHF|Dart Executions, LLC|5365
WGO|WINNEBAGO IND INC|DEAN|MORGAN STANLEY|6749
WGO|WINNEBAGO IND INC|DEGS|RONIN PROFESSIONAL LLC|2400
WGO|WINNEBAGO IND INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34288
WGO|WINNEBAGO IND INC|EBXL|EBX LLC|188300
WGO|WINNEBAGO IND INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7234
WGO|WINNEBAGO IND INC|EDJO|Edward D. Jones & Co., L.P.|3227
WGO|WINNEBAGO IND INC|EGAM|CBOE TRADING, INC.|37593
WGO|WINNEBAGO IND INC|EGMT|EG MARKET TECHNOLOGIES LLC|800
WGO|WINNEBAGO IND INC|EGXM|CBOE TRADING, INC.|6461
WGO|WINNEBAGO IND INC|ETBE|Electronic Transaction Clearing, Inc.|1532
WGO|WINNEBAGO IND INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|800
WGO|WINNEBAGO IND INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
WGO|WINNEBAGO IND INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|86178
WGO|WINNEBAGO IND INC|ETRS|E*Trade Securities LLC|446913
WGO|WINNEBAGO IND INC|FFSI|Firstrade Securities Inc.|100
WGO|WINNEBAGO IND INC|FILL|Tradestation Securities, Inc.|16169
WGO|WINNEBAGO IND INC|FMAF|NBCN Inc./ CDS|2665
WGO|WINNEBAGO IND INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1093
WGO|WINNEBAGO IND INC|FQLS|Quantlab Securities LP|196391
WGO|WINNEBAGO IND INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|23310
WGO|WINNEBAGO IND INC|FTBR|Foliofn Investments, Inc.|3953
WGO|WINNEBAGO IND INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2160
WGO|WINNEBAGO IND INC|GLIS|TD Securities Inc|350
WGO|WINNEBAGO IND INC|GLPX|ACS EXECUTION SERVICES, LLC|886
WGO|WINNEBAGO IND INC|GSCO|GOLDMAN SACHS & CO. LLC|377198
WGO|WINNEBAGO IND INC|GSCS|GOLDMAN SACHS & CO. LLC|7033
WGO|WINNEBAGO IND INC|GSLT|GOLDMAN SACHS & CO. LLC|7648
WGO|WINNEBAGO IND INC|GTSZ|GTS SECURITIES LLC|16731
WGO|WINNEBAGO IND INC|HAPX|HAP Trading, LLC|300
WGO|WINNEBAGO IND INC|HRBF|American Enterprise Investment Services Inc.|13772
WGO|WINNEBAGO IND INC|IBKR|Interactive Brokers Llc|35154
WGO|WINNEBAGO IND INC|ICBX|INSTINET, LLC|69423
WGO|WINNEBAGO IND INC|IEQY|CITADEL SECURITIES LLC|23364
WGO|WINNEBAGO IND INC|INCA|INSTINET, LLC|257459
WGO|WINNEBAGO IND INC|INJX|INSTINET, LLC|15490
WGO|WINNEBAGO IND INC|ITGI|ITG Inc.|21305
WGO|WINNEBAGO IND INC|ITGP|ITG INC.|41000
WGO|WINNEBAGO IND INC|JANY|Janney Montgomery Scott Inc.|1300
WGO|WINNEBAGO IND INC|JEFF|JEFFERIES LLC|66433
WGO|WINNEBAGO IND INC|JMPT|JUMP TRADING, LLC|31193
WGO|WINNEBAGO IND INC|JONE|JonesTrading|2500
WGO|WINNEBAGO IND INC|JPBX|J.P. MORGAN SECURITIES LLC|58832
WGO|WINNEBAGO IND INC|JPMX|J.P. Morgan Securities LLC|553803
WGO|WINNEBAGO IND INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|3800
WGO|WINNEBAGO IND INC|JSSF|JMP Securities LLC|11729
WGO|WINNEBAGO IND INC|KCGM|VIRTU Americas LLC|141081
WGO|WINNEBAGO IND INC|LEHM|Barclays Capital Inc./Le|282395
WGO|WINNEBAGO IND INC|LIME|Lime Brokerage LLC|11646
WGO|WINNEBAGO IND INC|LQNA|LIQUIDNET, INC.|95700
WGO|WINNEBAGO IND INC|LQNB|LIQUIDNET, INC.|9900
WGO|WINNEBAGO IND INC|LSCI|Lek Securities Corporation|1239
WGO|WINNEBAGO IND INC|MACC|Mid Atlantic Capital Corporation|300
WGO|WINNEBAGO IND INC|MAXM|Maxim Group LLC|3298
WGO|WINNEBAGO IND INC|MBTS|ALLY INVEST SECURITIES LLC|4331
WGO|WINNEBAGO IND INC|MKMP|MKM Partners LLC|200
WGO|WINNEBAGO IND INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|171686
WGO|WINNEBAGO IND INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|820
WGO|WINNEBAGO IND INC|MSCO|MORGAN STANLEY & CO. LLC|1107823
WGO|WINNEBAGO IND INC|MSPL|MORGAN STANLEY & CO. LLC|111200
WGO|WINNEBAGO IND INC|MSTX|MORGAN STANLEY & CO. LLC|132800
WGO|WINNEBAGO IND INC|NATL|National Securities Corporation|3228
WGO|WINNEBAGO IND INC|NFSC|National Financial Services LLC|488061
WGO|WINNEBAGO IND INC|NITE|VIRTU Americas LLC|722999
WGO|WINNEBAGO IND INC|NITP|VIRTU Americas LLC|100
WGO|WINNEBAGO IND INC|NMRA|Nomura Securities International, Inc.|5100
WGO|WINNEBAGO IND INC|NQRB|Brut, LLC|18773
WGO|WINNEBAGO IND INC|NTBF|BMO Nesbitt Burns Inc./CDS|6587
WGO|WINNEBAGO IND INC|OHOS|TWO SIGMA SECURITIES, LLC|37017
WGO|WINNEBAGO IND INC|OPCO|Oppenheimer & Co. Inc.|2178
WGO|WINNEBAGO IND INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3628
WGO|WINNEBAGO IND INC|PDQM|CODA MARKETS, INC.|65144
WGO|WINNEBAGO IND INC|PHLY|NASDAQ Execution Services, LLC|7600
WGO|WINNEBAGO IND INC|PWJC|UBS Financial Services, Inc.|3572
WGO|WINNEBAGO IND INC|RBCM|RBC CAPITAL MARKETS, LLC|7699
WGO|WINNEBAGO IND INC|RHCO|Suntrust Robinson Humphrey, Inc.|18000
WGO|WINNEBAGO IND INC|SAGL|SAGETRADER, LLC|1300
WGO|WINNEBAGO IND INC|SAGW|SAGETRADER, LLC|290
WGO|WINNEBAGO IND INC|SALI|INTL FCSTONE FINANCIAL INC.|625
WGO|WINNEBAGO IND INC|SBRX|MURIEL SIEBERT & CO INC|60
WGO|WINNEBAGO IND INC|SBSH|Citigroup Global Markets Inc.|92809
WGO|WINNEBAGO IND INC|SGMT|GOLDMAN SACHS & CO. LLC|94603
WGO|WINNEBAGO IND INC|SIDC|Sidoti & Company, LLC|600
WGO|WINNEBAGO IND INC|SOGO|Wang Investment Associates, Inc.|204
WGO|WINNEBAGO IND INC|SPDR|SPEEDROUTE LLC|11995
WGO|WINNEBAGO IND INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|1101
WGO|WINNEBAGO IND INC|STFL|Stifel, Nicolaus & Company, Incorporated|3050
WGO|WINNEBAGO IND INC|STKP|STOCKPILE INVESTMENTS, INC.|52
WGO|WINNEBAGO IND INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
WGO|WINNEBAGO IND INC|SWIM|TD Ameritrade, Inc.|417628
WGO|WINNEBAGO IND INC|SWST|Hilltop Securities Inc.|1010
WGO|WINNEBAGO IND INC|TKNG|ALLY INVEST SECURITIES LLC|13078
WGO|WINNEBAGO IND INC|TMBR|Timber Hill LLC|28
WGO|WINNEBAGO IND INC|TRBT|Tradebot Systems, Inc.|57551
WGO|WINNEBAGO IND INC|TRCM|TRC MARKETS LLC|63987
WGO|WINNEBAGO IND INC|UBSA|UBS SECURITIES LLC|526664
WGO|WINNEBAGO IND INC|UBSS|UBS Securities LLC|385686
WGO|WINNEBAGO IND INC|VALX|VIRTU AMERICAS LLC|16101
WGO|WINNEBAGO IND INC|VGRD|Vanguard Marketing Corporation|19361
WGO|WINNEBAGO IND INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3448
WGO|WINNEBAGO IND INC|WCHV|WELLS FARGO SECURITIES, LLC|169782
WGO|WINNEBAGO IND INC|WEDB|WEDBUSH SECURITIES INC.|14579
WGO|WINNEBAGO IND INC|WEED|Weeden & Co.L.P.|38003
WGO|WINNEBAGO IND INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25061
WGO|WINNEBAGO IND INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26837
WGO|WINNEBAGO IND INC|WFPB|Wells Fargo Securities, LLC.|269
WGO|WINNEBAGO IND INC|WGIF|CIBC World Markets Inc.|850
WGO|WINNEBAGO IND INC|WSEA|WOLVERINE SECURITIES, LLC|8442
WGO|WINNEBAGO IND INC|XIST|INSTINET, LLC|191600
WGO|WINNEBAGO IND INC|XPQR|Jump Trading|100
WGO|WINNEBAGO IND INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|131032
WGO|WINNEBAGO IND INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|20814
WGP|WESTERN GAS EQUITY|ABLE|NATIXIS Securities Americas LLC|48500
WGP|WESTERN GAS EQUITY|ALTX|Alternet Securities Inc.|1400
WGP|WESTERN GAS EQUITY|APCC|Apex Clearing Corporation|538
WGP|WESTERN GAS EQUITY|BATM|CBOE TRADING, INC.|2692
WGP|WESTERN GAS EQUITY|BAYT|BTIG, LLC|200
WGP|WESTERN GAS EQUITY|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2350
WGP|WESTERN GAS EQUITY|BERN|Sanford C. Bernstein & Co., LLC|1600
WGP|WESTERN GAS EQUITY|BIDS|BIDS TRADING L.P.|100
WGP|WESTERN GAS EQUITY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3459
WGP|WESTERN GAS EQUITY|BLKX|INSTINET, LLC|10961
WGP|WESTERN GAS EQUITY|BTIG|BTIG, LLC|896
WGP|WESTERN GAS EQUITY|BYXM|CBOE TRADING, INC.|359
WGP|WESTERN GAS EQUITY|CHAS|Charles Schwab & Co., Inc.|17453
WGP|WESTERN GAS EQUITY|CLSA|CLSA AMERICAS, LLC|200
WGP|WESTERN GAS EQUITY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74350
WGP|WESTERN GAS EQUITY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|807
WGP|WESTERN GAS EQUITY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
WGP|WESTERN GAS EQUITY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50890
WGP|WESTERN GAS EQUITY|CTDL|Citadel Derivatives Group Llc|530
WGP|WESTERN GAS EQUITY|CXCX|CITIGROUP GLOBAL MARKETS INC.|43294
WGP|WESTERN GAS EQUITY|DBAB|Deutsche Bank Securities Inc.|28428
WGP|WESTERN GAS EQUITY|DBAX|Deutsche Bank Securities Inc.|72000
WGP|WESTERN GAS EQUITY|DEAN|MORGAN STANLEY|15836
WGP|WESTERN GAS EQUITY|DEGS|RONIN PROFESSIONAL LLC|276
WGP|WESTERN GAS EQUITY|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2408
WGP|WESTERN GAS EQUITY|EBXL|EBX LLC|85900
WGP|WESTERN GAS EQUITY|ECUT|CONVERGEX EXECUTION SOLUTIONS|135
WGP|WESTERN GAS EQUITY|EDJO|Edward D. Jones & Co., L.P.|597
WGP|WESTERN GAS EQUITY|EGAM|CBOE TRADING, INC.|3377
WGP|WESTERN GAS EQUITY|EGMT|EG MARKET TECHNOLOGIES LLC|200
WGP|WESTERN GAS EQUITY|EGXM|CBOE TRADING, INC.|685
WGP|WESTERN GAS EQUITY|ETBE|Electronic Transaction Clearing, Inc.|2686
WGP|WESTERN GAS EQUITY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6385
WGP|WESTERN GAS EQUITY|ETRS|E*Trade Securities LLC|3644
WGP|WESTERN GAS EQUITY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|40010
WGP|WESTERN GAS EQUITY|FTBR|Foliofn Investments, Inc.|58
WGP|WESTERN GAS EQUITY|GLPX|ACS EXECUTION SERVICES, LLC|12325
WGP|WESTERN GAS EQUITY|GSCO|GOLDMAN SACHS & CO. LLC|234573
WGP|WESTERN GAS EQUITY|GSCS|GOLDMAN SACHS & CO. LLC|815
WGP|WESTERN GAS EQUITY|GSLT|GOLDMAN SACHS & CO. LLC|488
WGP|WESTERN GAS EQUITY|GTSZ|GTS SECURITIES LLC|21234
WGP|WESTERN GAS EQUITY|HRBF|American Enterprise Investment Services Inc.|340
WGP|WESTERN GAS EQUITY|IATS|INTERACTIVE BROKERS LLC|8458
WGP|WESTERN GAS EQUITY|IBKR|Interactive Brokers Llc|7002
WGP|WESTERN GAS EQUITY|ICBX|INSTINET, LLC|15073
WGP|WESTERN GAS EQUITY|INCA|INSTINET, LLC|9304
WGP|WESTERN GAS EQUITY|INJX|INSTINET, LLC|75
WGP|WESTERN GAS EQUITY|ITGI|ITG Inc.|5186
WGP|WESTERN GAS EQUITY|ITGP|ITG INC.|33800
WGP|WESTERN GAS EQUITY|JEFF|JEFFERIES LLC|3104
WGP|WESTERN GAS EQUITY|JMPT|JUMP TRADING, LLC|9835
WGP|WESTERN GAS EQUITY|JPMX|J.P. Morgan Securities LLC|65551
WGP|WESTERN GAS EQUITY|JSJX|JANE STREET CAPITAL LLC|23665
WGP|WESTERN GAS EQUITY|KCGM|VIRTU Americas LLC|22396
WGP|WESTERN GAS EQUITY|LEHM|Barclays Capital Inc./Le|116580
WGP|WESTERN GAS EQUITY|LIME|Lime Brokerage LLC|5945
WGP|WESTERN GAS EQUITY|LQNA|LIQUIDNET, INC.|6000
WGP|WESTERN GAS EQUITY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|25622
WGP|WESTERN GAS EQUITY|MOTF|MOTIF INVESTING, INC.|6
WGP|WESTERN GAS EQUITY|MSCO|MORGAN STANLEY & CO. LLC|374019
WGP|WESTERN GAS EQUITY|MSPL|MORGAN STANLEY & CO. LLC|45800
WGP|WESTERN GAS EQUITY|MSTX|MORGAN STANLEY & CO. LLC|200
WGP|WESTERN GAS EQUITY|NEUB|NEUBERGER BERMAN BD LLC|2325
WGP|WESTERN GAS EQUITY|NFSC|National Financial Services LLC|56665
WGP|WESTERN GAS EQUITY|NITE|VIRTU Americas LLC|144425
WGP|WESTERN GAS EQUITY|NQRB|Brut, LLC|3632
WGP|WESTERN GAS EQUITY|ONEL|O'NEIL SECURITIES, INCORPORATED|164
WGP|WESTERN GAS EQUITY|OPCO|Oppenheimer & Co. Inc.|403
WGP|WESTERN GAS EQUITY|OTAA|OTA LLC|100
WGP|WESTERN GAS EQUITY|PDQM|CODA MARKETS, INC.|20355
WGP|WESTERN GAS EQUITY|RBCM|RBC CAPITAL MARKETS, LLC|2715
WGP|WESTERN GAS EQUITY|SAGL|SAGETRADER, LLC|8800
WGP|WESTERN GAS EQUITY|SALI|INTL FCSTONE FINANCIAL INC.|900
WGP|WESTERN GAS EQUITY|SBSH|Citigroup Global Markets Inc.|84331
WGP|WESTERN GAS EQUITY|SGMT|GOLDMAN SACHS & CO. LLC|38756
WGP|WESTERN GAS EQUITY|SPDR|SPEEDROUTE LLC|903
WGP|WESTERN GAS EQUITY|SPTD|MINT GLOBAL MARKETS, INC.|400
WGP|WESTERN GAS EQUITY|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
WGP|WESTERN GAS EQUITY|STFL|Stifel, Nicolaus & Company, Incorporated|20873
WGP|WESTERN GAS EQUITY|SWIM|TD Ameritrade, Inc.|1682
WGP|WESTERN GAS EQUITY|SWST|Hilltop Securities Inc.|30
WGP|WESTERN GAS EQUITY|TKNG|ALLY INVEST SECURITIES LLC|27
WGP|WESTERN GAS EQUITY|TRBT|Tradebot Systems, Inc.|41859
WGP|WESTERN GAS EQUITY|TRCM|TRC MARKETS LLC|10950
WGP|WESTERN GAS EQUITY|UBSA|UBS SECURITIES LLC|151464
WGP|WESTERN GAS EQUITY|UBSS|UBS Securities LLC|198989
WGP|WESTERN GAS EQUITY|USCA|USCA Securities LLC|114
WGP|WESTERN GAS EQUITY|VALX|VIRTU AMERICAS LLC|4496
WGP|WESTERN GAS EQUITY|VGRD|Vanguard Marketing Corporation|2
WGP|WESTERN GAS EQUITY|WABR|Wall Street Access|6800
WGP|WESTERN GAS EQUITY|WCHV|WELLS FARGO SECURITIES, LLC|158867
WGP|WESTERN GAS EQUITY|WEED|Weeden & Co.L.P.|2938
WGP|WESTERN GAS EQUITY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1515
WGP|WESTERN GAS EQUITY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2761
WGP|WESTERN GAS EQUITY|WSEA|WOLVERINE SECURITIES, LLC|1038
WGP|WESTERN GAS EQUITY|XSTM|NATIONAL FINANCIAL SERVICES LLC|4750
WGP|WESTERN GAS EQUITY|YKNA|COMHAR CAPITAL MARKETS, LLC|2208
WGP|WESTERN GAS EQUITY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1142
WH|WYNDHAM HOTELS &|ABLE|NATIXIS Securities Americas LLC|210222
WH|WYNDHAM HOTELS &|ALTX|Alternet Securities Inc.|183351
WH|WYNDHAM HOTELS &|ANOS|ABEL/NOSER, L.L.C.|14241
WH|WYNDHAM HOTELS &|APCC|Apex Clearing Corporation|4562
WH|WYNDHAM HOTELS &|AQUA|AQUA SECURITIES L.P.|43300
WH|WYNDHAM HOTELS &|BALE|M&T SECURITIES, INC.|100
WH|WYNDHAM HOTELS &|BANK|Primevest Financial Services, Inc.|172
WH|WYNDHAM HOTELS &|BARD|Robert W. Baird & Co. Incorporated|11724
WH|WYNDHAM HOTELS &|BATM|CBOE TRADING, INC.|22165
WH|WYNDHAM HOTELS &|BAYC|BAY CREST PARTNERS, LLC|75
WH|WYNDHAM HOTELS &|BAYT|BTIG, LLC|2100
WH|WYNDHAM HOTELS &|BBNT|BB&T SECURITIES, LLC|501
WH|WYNDHAM HOTELS &|BERN|Sanford C. Bernstein & Co., LLC|194882
WH|WYNDHAM HOTELS &|BIAD|SAGETRADER, LLC|99
WH|WYNDHAM HOTELS &|BIDS|BIDS TRADING L.P.|77200
WH|WYNDHAM HOTELS &|BKCM|BNY Mellon Capital Markets LLC|18814
WH|WYNDHAM HOTELS &|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9827
WH|WYNDHAM HOTELS &|BLKX|INSTINET, LLC|172900
WH|WYNDHAM HOTELS &|BNPX|BNP PARIBAS SECURITIES CORP.|7623
WH|WYNDHAM HOTELS &|BTIG|BTIG, LLC|148355
WH|WYNDHAM HOTELS &|BYXM|CBOE TRADING, INC.|13014
WH|WYNDHAM HOTELS &|CANT|Cantor Fitzgerald & Co.|1318
WH|WYNDHAM HOTELS &|CBLC|CITIGROUP GLOBAL MARKETS INC.|155000
WH|WYNDHAM HOTELS &|CHAS|Charles Schwab & Co., Inc.|1741
WH|WYNDHAM HOTELS &|CHDN|CHARDAN CAPITAL MARKETS LLC|7981
WH|WYNDHAM HOTELS &|CIST|Capital Institutional Services, Inc.|6145
WH|WYNDHAM HOTELS &|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|302385
WH|WYNDHAM HOTELS &|CPET|CLEARPOOL EXECUTION SERVICES, LLC|293324
WH|WYNDHAM HOTELS &|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|87628
WH|WYNDHAM HOTELS &|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1166269
WH|WYNDHAM HOTELS &|CTDL|Citadel Derivatives Group Llc|5018
WH|WYNDHAM HOTELS &|CTLR|CUTLER GROUP, LP|1087
WH|WYNDHAM HOTELS &|CXCX|CITIGROUP GLOBAL MARKETS INC.|193500
WH|WYNDHAM HOTELS &|DADA|D.A. Davidson & Co.|75
WH|WYNDHAM HOTELS &|DBAB|Deutsche Bank Securities Inc.|633266
WH|WYNDHAM HOTELS &|DBAX|Deutsche Bank Securities Inc.|953000
WH|WYNDHAM HOTELS &|DCHF|Dart Executions, LLC|2482
WH|WYNDHAM HOTELS &|DEAN|MORGAN STANLEY|10409
WH|WYNDHAM HOTELS &|DEGS|RONIN PROFESSIONAL LLC|1023
WH|WYNDHAM HOTELS &|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|55900
WH|WYNDHAM HOTELS &|DRWK|DRW SECURITIES, L.L.C.|57
WH|WYNDHAM HOTELS &|EBXL|EBX LLC|740300
WH|WYNDHAM HOTELS &|ECUT|CONVERGEX EXECUTION SOLUTIONS|51492
WH|WYNDHAM HOTELS &|EDJO|Edward D. Jones & Co., L.P.|10024
WH|WYNDHAM HOTELS &|EGAM|CBOE TRADING, INC.|126933
WH|WYNDHAM HOTELS &|EGAW|CBOE TRADING, INC.|5702
WH|WYNDHAM HOTELS &|EGMT|EG MARKET TECHNOLOGIES LLC|1300
WH|WYNDHAM HOTELS &|EGXM|CBOE TRADING, INC.|18614
WH|WYNDHAM HOTELS &|EGXW|CBOE TRADING, INC.|4580
WH|WYNDHAM HOTELS &|ETBE|Electronic Transaction Clearing, Inc.|6214
WH|WYNDHAM HOTELS &|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
WH|WYNDHAM HOTELS &|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|977
WH|WYNDHAM HOTELS &|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|24816
WH|WYNDHAM HOTELS &|ETRS|E*Trade Securities LLC|73258
WH|WYNDHAM HOTELS &|FIDT|Fidelity Clearing Canada ULC./ CDS|1205
WH|WYNDHAM HOTELS &|FILL|Tradestation Securities, Inc.|523
WH|WYNDHAM HOTELS &|FMAF|NBCN Inc./ CDS|54
WH|WYNDHAM HOTELS &|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|33511
WH|WYNDHAM HOTELS &|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60397
WH|WYNDHAM HOTELS &|FTBR|Foliofn Investments, Inc.|473
WH|WYNDHAM HOTELS &|GEBB|GLOBAL EXECUTION BROKERS, LP|9402
WH|WYNDHAM HOTELS &|GHCC|Gordon, Haskett Capital Corporation|500
WH|WYNDHAM HOTELS &|GLPX|ACS EXECUTION SERVICES, LLC|731320
WH|WYNDHAM HOTELS &|GNAV|GREEN STREET TRADING, LLC|223000
WH|WYNDHAM HOTELS &|GSCO|GOLDMAN SACHS & CO. LLC|2534720
WH|WYNDHAM HOTELS &|GSCS|GOLDMAN SACHS & CO. LLC|46622
WH|WYNDHAM HOTELS &|GSLT|GOLDMAN SACHS & CO. LLC|15004
WH|WYNDHAM HOTELS &|GTSZ|GTS SECURITIES LLC|150911
WH|WYNDHAM HOTELS &|HRBF|American Enterprise Investment Services Inc.|12381
WH|WYNDHAM HOTELS &|HSBC|HSBC Securities, Inc.|1700
WH|WYNDHAM HOTELS &|IATS|INTERACTIVE BROKERS LLC|6605
WH|WYNDHAM HOTELS &|IBKR|Interactive Brokers Llc|39971
WH|WYNDHAM HOTELS &|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|180
WH|WYNDHAM HOTELS &|ICBX|INSTINET, LLC|23221
WH|WYNDHAM HOTELS &|IEQY|CITADEL SECURITIES LLC|154989
WH|WYNDHAM HOTELS &|INCA|INSTINET, LLC|958915
WH|WYNDHAM HOTELS &|INJX|INSTINET, LLC|29209
WH|WYNDHAM HOTELS &|ITGI|ITG Inc.|465886
WH|WYNDHAM HOTELS &|ITGP|ITG INC.|888400
WH|WYNDHAM HOTELS &|JANY|Janney Montgomery Scott Inc.|15630
WH|WYNDHAM HOTELS &|JEFF|JEFFERIES LLC|501190
WH|WYNDHAM HOTELS &|JMPT|JUMP TRADING, LLC|86436
WH|WYNDHAM HOTELS &|JPBX|J.P. MORGAN SECURITIES LLC|65600
WH|WYNDHAM HOTELS &|JPMX|J.P. Morgan Securities LLC|2915764
WH|WYNDHAM HOTELS &|JSEB|JANE STREET EXECUTION SERVICES, LLC|1089
WH|WYNDHAM HOTELS &|JSJX|JANE STREET CAPITAL LLC|45674
WH|WYNDHAM HOTELS &|KCGM|VIRTU Americas LLC|352032
WH|WYNDHAM HOTELS &|LEHM|Barclays Capital Inc./Le|1300208
WH|WYNDHAM HOTELS &|LGNT|COR CLEARING LLC|2
WH|WYNDHAM HOTELS &|LIME|Lime Brokerage LLC|16464
WH|WYNDHAM HOTELS &|LMNX|LUMINEX TRADING & ANALYTICS LLC|485238
WH|WYNDHAM HOTELS &|LQNA|LIQUIDNET, INC.|676300
WH|WYNDHAM HOTELS &|LQNB|LIQUIDNET, INC.|65000
WH|WYNDHAM HOTELS &|LSCI|Lek Securities Corporation|400
WH|WYNDHAM HOTELS &|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|225099
WH|WYNDHAM HOTELS &|MACC|Mid Atlantic Capital Corporation|3495
WH|WYNDHAM HOTELS &|MACQ|Macquarie Capital (USA) Inc.|796035
WH|WYNDHAM HOTELS &|MAVB|Great Point Capital LLC|1500
WH|WYNDHAM HOTELS &|MAXM|Maxim Group LLC|33130
WH|WYNDHAM HOTELS &|MBTS|ALLY INVEST SECURITIES LLC|150
WH|WYNDHAM HOTELS &|MCMF|Raymond James Ltd. Cds|1100
WH|WYNDHAM HOTELS &|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|488535
WH|WYNDHAM HOTELS &|MNDX|TJM Investments, LLC|1100
WH|WYNDHAM HOTELS &|MOTF|MOTIF INVESTING, INC.|1
WH|WYNDHAM HOTELS &|MSCO|MORGAN STANLEY & CO. LLC|2277543
WH|WYNDHAM HOTELS &|MSPL|MORGAN STANLEY & CO. LLC|342900
WH|WYNDHAM HOTELS &|MSTX|MORGAN STANLEY & CO. LLC|351500
WH|WYNDHAM HOTELS &|NFSC|National Financial Services LLC|182811
WH|WYNDHAM HOTELS &|NITE|VIRTU Americas LLC|736607
WH|WYNDHAM HOTELS &|NITP|VIRTU Americas LLC|778
WH|WYNDHAM HOTELS &|NQRB|Brut, LLC|18605
WH|WYNDHAM HOTELS &|NTBF|BMO Nesbitt Burns Inc./CDS|40
WH|WYNDHAM HOTELS &|NTRC|Northern Trust Securities, Inc.|500
WH|WYNDHAM HOTELS &|OHOS|TWO SIGMA SECURITIES, LLC|39867
WH|WYNDHAM HOTELS &|OPCO|Oppenheimer & Co. Inc.|12719
WH|WYNDHAM HOTELS &|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2800
WH|WYNDHAM HOTELS &|PDQM|CODA MARKETS, INC.|1228816
WH|WYNDHAM HOTELS &|PICT|Pictet Overseas Inc.|3394
WH|WYNDHAM HOTELS &|PWJC|UBS Financial Services, Inc.|563
WH|WYNDHAM HOTELS &|QMSR|QUATTRO M SECURITIES INC.|7214
WH|WYNDHAM HOTELS &|RBCM|RBC CAPITAL MARKETS, LLC|6509
WH|WYNDHAM HOTELS &|RHCO|Suntrust Robinson Humphrey, Inc.|7540
WH|WYNDHAM HOTELS &|SAGL|SAGETRADER, LLC|77675
WH|WYNDHAM HOTELS &|SALI|INTL FCSTONE FINANCIAL INC.|53
WH|WYNDHAM HOTELS &|SBSH|Citigroup Global Markets Inc.|173564
WH|WYNDHAM HOTELS &|SEIC|SEI Investments Distribution Co.|26548
WH|WYNDHAM HOTELS &|SGMT|GOLDMAN SACHS & CO. LLC|444194
WH|WYNDHAM HOTELS &|SJLS|TRADE INFORMATICS LLC|13202
WH|WYNDHAM HOTELS &|SPDR|SPEEDROUTE LLC|139855
WH|WYNDHAM HOTELS &|SPHN|Stephens Inc.|11
WH|WYNDHAM HOTELS &|SPTD|MINT GLOBAL MARKETS, INC.|100
WH|WYNDHAM HOTELS &|STFL|Stifel, Nicolaus & Company, Incorporated|48634
WH|WYNDHAM HOTELS &|STKP|STOCKPILE INVESTMENTS, INC.|4
WH|WYNDHAM HOTELS &|STXG|Stockcross Financial Services, Inc.|3
WH|WYNDHAM HOTELS &|SWIM|TD Ameritrade, Inc.|46334
WH|WYNDHAM HOTELS &|SWST|Hilltop Securities Inc.|13268
WH|WYNDHAM HOTELS &|TITL|TITLEIST ASSET MANAGEMENT, LTD.|525
WH|WYNDHAM HOTELS &|TKNG|ALLY INVEST SECURITIES LLC|253
WH|WYNDHAM HOTELS &|TRCM|TRC MARKETS LLC|12404
WH|WYNDHAM HOTELS &|UBSA|UBS SECURITIES LLC|2407499
WH|WYNDHAM HOTELS &|UBSS|UBS Securities LLC|2289422
WH|WYNDHAM HOTELS &|VGRD|Vanguard Marketing Corporation|9751
WH|WYNDHAM HOTELS &|VNDM|Wall Street Access|29359
WH|WYNDHAM HOTELS &|VNDS|VANDHAM SECURITIES CORP|14147
WH|WYNDHAM HOTELS &|WBLR|WILLIAM BLAIR|20
WH|WYNDHAM HOTELS &|WCHV|WELLS FARGO SECURITIES, LLC|166884
WH|WYNDHAM HOTELS &|WDNX|WEEDEN & CO.L.P.|420
WH|WYNDHAM HOTELS &|WEDB|WEDBUSH SECURITIES INC.|491909
WH|WYNDHAM HOTELS &|WEED|Weeden & Co.L.P.|106544
WH|WYNDHAM HOTELS &|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36038
WH|WYNDHAM HOTELS &|WEXX|WOLVERINE EXECUTION SERVICES, LLC|26133
WH|WYNDHAM HOTELS &|WGIF|CIBC World Markets Inc.|50
WH|WYNDHAM HOTELS &|WLTH|WEALTHFRONT BROKERAGE CORPORATION|129
WH|WYNDHAM HOTELS &|WSAG|WALL STREET ACCESS|730
WH|WYNDHAM HOTELS &|WSEA|WOLVERINE SECURITIES, LLC|861
WH|WYNDHAM HOTELS &|XIST|INSTINET, LLC|3800
WH|WYNDHAM HOTELS &|XPQR|Jump Trading|600
WH|WYNDHAM HOTELS &|XSTM|NATIONAL FINANCIAL SERVICES LLC|226300
WH|WYNDHAM HOTELS &|YKNA|COMHAR CAPITAL MARKETS, LLC|89005
WH|WYNDHAM HOTELS &|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6746
WHD|CACTUS, INC.|ALTX|Alternet Securities Inc.|13572
WHD|CACTUS, INC.|APCC|Apex Clearing Corporation|821
WHD|CACTUS, INC.|BANK|Primevest Financial Services, Inc.|400
WHD|CACTUS, INC.|BARD|Robert W. Baird & Co. Incorporated|1400
WHD|CACTUS, INC.|BATM|CBOE TRADING, INC.|1005
WHD|CACTUS, INC.|BAYC|BAY CREST PARTNERS, LLC|330
WHD|CACTUS, INC.|BERN|Sanford C. Bernstein & Co., LLC|13600
WHD|CACTUS, INC.|BIDS|BIDS TRADING L.P.|200
WHD|CACTUS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|832
WHD|CACTUS, INC.|BLKX|INSTINET, LLC|10600
WHD|CACTUS, INC.|BMOC|BMO Capital Markets Corp.|15000
WHD|CACTUS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4396
WHD|CACTUS, INC.|BTIG|BTIG, LLC|196988
WHD|CACTUS, INC.|BYXM|CBOE TRADING, INC.|700
WHD|CACTUS, INC.|CANT|Cantor Fitzgerald & Co.|26
WHD|CACTUS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|44200
WHD|CACTUS, INC.|CHAS|Charles Schwab & Co., Inc.|65
WHD|CACTUS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19980
WHD|CACTUS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14623
WHD|CACTUS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|208073
WHD|CACTUS, INC.|CTDL|Citadel Derivatives Group Llc|1574
WHD|CACTUS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|12026
WHD|CACTUS, INC.|DBAB|Deutsche Bank Securities Inc.|29981
WHD|CACTUS, INC.|DBAX|Deutsche Bank Securities Inc.|170200
WHD|CACTUS, INC.|DEAN|MORGAN STANLEY|55
WHD|CACTUS, INC.|DEGS|RONIN PROFESSIONAL LLC|5036
WHD|CACTUS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|279
WHD|CACTUS, INC.|EBXL|EBX LLC|99600
WHD|CACTUS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
WHD|CACTUS, INC.|EDJO|Edward D. Jones & Co., L.P.|30
WHD|CACTUS, INC.|EGAM|CBOE TRADING, INC.|3226
WHD|CACTUS, INC.|EGAW|CBOE TRADING, INC.|300
WHD|CACTUS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
WHD|CACTUS, INC.|EGXM|CBOE TRADING, INC.|200
WHD|CACTUS, INC.|EGXW|CBOE TRADING, INC.|270
WHD|CACTUS, INC.|ETBE|Electronic Transaction Clearing, Inc.|7674
WHD|CACTUS, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2700
WHD|CACTUS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|30283
WHD|CACTUS, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|203
WHD|CACTUS, INC.|ETRS|E*Trade Securities LLC|29989
WHD|CACTUS, INC.|FILL|Tradestation Securities, Inc.|8857
WHD|CACTUS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|947
WHD|CACTUS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63939
WHD|CACTUS, INC.|FTBR|Foliofn Investments, Inc.|462
WHD|CACTUS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|77690
WHD|CACTUS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|173738
WHD|CACTUS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|4589
WHD|CACTUS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4314
WHD|CACTUS, INC.|GTSZ|GTS SECURITIES LLC|42223
WHD|CACTUS, INC.|HRBF|American Enterprise Investment Services Inc.|1705
WHD|CACTUS, INC.|HSBC|HSBC Securities, Inc.|1400
WHD|CACTUS, INC.|IATS|INTERACTIVE BROKERS LLC|3499
WHD|CACTUS, INC.|IBKR|Interactive Brokers Llc|10636
WHD|CACTUS, INC.|ICBX|INSTINET, LLC|42600
WHD|CACTUS, INC.|IEQY|CITADEL SECURITIES LLC|21369
WHD|CACTUS, INC.|INCA|INSTINET, LLC|98962
WHD|CACTUS, INC.|INJX|INSTINET, LLC|22
WHD|CACTUS, INC.|ITGI|ITG Inc.|24701
WHD|CACTUS, INC.|ITGP|ITG INC.|156600
WHD|CACTUS, INC.|JEFF|JEFFERIES LLC|156185
WHD|CACTUS, INC.|JMPT|JUMP TRADING, LLC|22973
WHD|CACTUS, INC.|JONE|JonesTrading|319500
WHD|CACTUS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|12148
WHD|CACTUS, INC.|JPMX|J.P. Morgan Securities LLC|346912
WHD|CACTUS, INC.|JSJX|JANE STREET CAPITAL LLC|6335
WHD|CACTUS, INC.|KCGM|VIRTU Americas LLC|19786
WHD|CACTUS, INC.|LEHM|Barclays Capital Inc./Le|507626
WHD|CACTUS, INC.|LIME|Lime Brokerage LLC|22236
WHD|CACTUS, INC.|LOOP|Loop Capital Markets LLC|5465
WHD|CACTUS, INC.|LQNA|LIQUIDNET, INC.|67400
WHD|CACTUS, INC.|LSCI|Lek Securities Corporation|542
WHD|CACTUS, INC.|MACQ|Macquarie Capital (USA) Inc.|3663
WHD|CACTUS, INC.|MBTS|ALLY INVEST SECURITIES LLC|130
WHD|CACTUS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126534
WHD|CACTUS, INC.|MOTF|MOTIF INVESTING, INC.|7
WHD|CACTUS, INC.|MSCO|MORGAN STANLEY & CO. LLC|282172
WHD|CACTUS, INC.|MSPL|MORGAN STANLEY & CO. LLC|136800
WHD|CACTUS, INC.|MSTX|MORGAN STANLEY & CO. LLC|20600
WHD|CACTUS, INC.|MULL|MARK J. MULLER EQUITIES, INC.|2050
WHD|CACTUS, INC.|NATL|National Securities Corporation|2600
WHD|CACTUS, INC.|NEUB|NEUBERGER BERMAN BD LLC|600
WHD|CACTUS, INC.|NFSC|National Financial Services LLC|97556
WHD|CACTUS, INC.|NITE|VIRTU Americas LLC|225662
WHD|CACTUS, INC.|NITP|VIRTU Americas LLC|100
WHD|CACTUS, INC.|NQRB|Brut, LLC|1255
WHD|CACTUS, INC.|NTRC|Northern Trust Securities, Inc.|53
WHD|CACTUS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6194
WHD|CACTUS, INC.|PDQM|CODA MARKETS, INC.|111820
WHD|CACTUS, INC.|PWJC|UBS Financial Services, Inc.|500
WHD|CACTUS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|16186
WHD|CACTUS, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|2201
WHD|CACTUS, INC.|SAGL|SAGETRADER, LLC|13960
WHD|CACTUS, INC.|SBSH|Citigroup Global Markets Inc.|58678
WHD|CACTUS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|79452
WHD|CACTUS, INC.|SPDR|SPEEDROUTE LLC|12772
WHD|CACTUS, INC.|SPHN|Stephens Inc.|3850
WHD|CACTUS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|18480
WHD|CACTUS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3722
WHD|CACTUS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|200
WHD|CACTUS, INC.|SWIM|TD Ameritrade, Inc.|24159
WHD|CACTUS, INC.|TKNG|ALLY INVEST SECURITIES LLC|756
WHD|CACTUS, INC.|TRBT|Tradebot Systems, Inc.|83094
WHD|CACTUS, INC.|TRCM|TRC MARKETS LLC|2464
WHD|CACTUS, INC.|TWTT|TASTYWORKS, INC.|75
WHD|CACTUS, INC.|UBSA|UBS SECURITIES LLC|125320
WHD|CACTUS, INC.|UBSS|UBS Securities LLC|402804
WHD|CACTUS, INC.|VALX|VIRTU AMERICAS LLC|10581
WHD|CACTUS, INC.|VGRD|Vanguard Marketing Corporation|6751
WHD|CACTUS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|298
WHD|CACTUS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|62839
WHD|CACTUS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11756
WHD|CACTUS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1937
WHD|CACTUS, INC.|WSEA|WOLVERINE SECURITIES, LLC|5455
WHD|CACTUS, INC.|XIST|INSTINET, LLC|6400
WHD|CACTUS, INC.|XPQR|Jump Trading|200
WHD|CACTUS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|16750
WHD|CACTUS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|18987
WHF|WHITEHORSE FINANCE|APCC|Apex Clearing Corporation|69
WHF|WHITEHORSE FINANCE|BANK|Primevest Financial Services, Inc.|100
WHF|WHITEHORSE FINANCE|BARD|Robert W. Baird & Co. Incorporated|24193
WHF|WHITEHORSE FINANCE|BATM|CBOE TRADING, INC.|18
WHF|WHITEHORSE FINANCE|BBNT|BB&T SECURITIES, LLC|250
WHF|WHITEHORSE FINANCE|BRGE|Newbridge Securities Corp.|1700
WHF|WHITEHORSE FINANCE|BTIG|BTIG, LLC|218
WHF|WHITEHORSE FINANCE|BZYD|GOLDMAN SACHS & CO. LLC|1821
WHF|WHITEHORSE FINANCE|CANT|Cantor Fitzgerald & Co.|519
WHF|WHITEHORSE FINANCE|CHAS|Charles Schwab & Co., Inc.|1632
WHF|WHITEHORSE FINANCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19741
WHF|WHITEHORSE FINANCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1350
WHF|WHITEHORSE FINANCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4934
WHF|WHITEHORSE FINANCE|CTDL|Citadel Derivatives Group Llc|2018
WHF|WHITEHORSE FINANCE|DBAB|Deutsche Bank Securities Inc.|3400
WHF|WHITEHORSE FINANCE|DBAX|Deutsche Bank Securities Inc.|3100
WHF|WHITEHORSE FINANCE|DEAN|MORGAN STANLEY|7881
WHF|WHITEHORSE FINANCE|DEGS|RONIN PROFESSIONAL LLC|2489
WHF|WHITEHORSE FINANCE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1144
WHF|WHITEHORSE FINANCE|EBXL|EBX LLC|2600
WHF|WHITEHORSE FINANCE|EDJO|Edward D. Jones & Co., L.P.|708
WHF|WHITEHORSE FINANCE|EGAM|CBOE TRADING, INC.|100
WHF|WHITEHORSE FINANCE|EGMT|EG MARKET TECHNOLOGIES LLC|10
WHF|WHITEHORSE FINANCE|EGXM|CBOE TRADING, INC.|1720
WHF|WHITEHORSE FINANCE|ESPO|ESPOSITO SECURITIES, LLC|2305
WHF|WHITEHORSE FINANCE|ETBE|Electronic Transaction Clearing, Inc.|100
WHF|WHITEHORSE FINANCE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|28
WHF|WHITEHORSE FINANCE|ETRS|E*Trade Securities LLC|50255
WHF|WHITEHORSE FINANCE|FBCO|Credit Suisse Securities (USA) LLC|9034
WHF|WHITEHORSE FINANCE|FILL|Tradestation Securities, Inc.|358
WHF|WHITEHORSE FINANCE|FMAF|NBCN Inc./ CDS|1000
WHF|WHITEHORSE FINANCE|FOMA|TD AMERITRADE CLEARING, INC.|107360
WHF|WHITEHORSE FINANCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1647
WHF|WHITEHORSE FINANCE|FTBR|Foliofn Investments, Inc.|3868
WHF|WHITEHORSE FINANCE|GEBB|GLOBAL EXECUTION BROKERS, LP|1638
WHF|WHITEHORSE FINANCE|GSCO|GOLDMAN SACHS & CO. LLC|29061
WHF|WHITEHORSE FINANCE|GSCS|GOLDMAN SACHS & CO. LLC|7400
WHF|WHITEHORSE FINANCE|GTSZ|GTS SECURITIES LLC|10188
WHF|WHITEHORSE FINANCE|HRBF|American Enterprise Investment Services Inc.|10950
WHF|WHITEHORSE FINANCE|IATS|INTERACTIVE BROKERS LLC|1133
WHF|WHITEHORSE FINANCE|IBKR|Interactive Brokers Llc|9531
WHF|WHITEHORSE FINANCE|ICBX|INSTINET, LLC|900
WHF|WHITEHORSE FINANCE|INCA|INSTINET, LLC|31639
WHF|WHITEHORSE FINANCE|ITGI|ITG Inc.|1078
WHF|WHITEHORSE FINANCE|ITGP|ITG INC.|2200
WHF|WHITEHORSE FINANCE|JPMX|J.P. Morgan Securities LLC|16402
WHF|WHITEHORSE FINANCE|KCGM|VIRTU Americas LLC|1107
WHF|WHITEHORSE FINANCE|LEHM|Barclays Capital Inc./Le|10244
WHF|WHITEHORSE FINANCE|LIME|Lime Brokerage LLC|39913
WHF|WHITEHORSE FINANCE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
WHF|WHITEHORSE FINANCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5730
WHF|WHITEHORSE FINANCE|MOTF|MOTIF INVESTING, INC.|2
WHF|WHITEHORSE FINANCE|MSCO|MORGAN STANLEY & CO. LLC|82582
WHF|WHITEHORSE FINANCE|MSPL|MORGAN STANLEY & CO. LLC|12800
WHF|WHITEHORSE FINANCE|MSTX|MORGAN STANLEY & CO. LLC|1200
WHF|WHITEHORSE FINANCE|NBCS|NBC Securities, INC.|725
WHF|WHITEHORSE FINANCE|NFSC|National Financial Services LLC|142747
WHF|WHITEHORSE FINANCE|NITE|VIRTU Americas LLC|194354
WHF|WHITEHORSE FINANCE|NQRB|Brut, LLC|1300
WHF|WHITEHORSE FINANCE|OPCO|Oppenheimer & Co. Inc.|12647
WHF|WHITEHORSE FINANCE|PDQM|CODA MARKETS, INC.|501
WHF|WHITEHORSE FINANCE|RAJA|Raymond James & Associates, Inc.|2335
WHF|WHITEHORSE FINANCE|RBCM|RBC CAPITAL MARKETS, LLC|12325
WHF|WHITEHORSE FINANCE|SALI|INTL FCSTONE FINANCIAL INC.|900
WHF|WHITEHORSE FINANCE|SGMT|GOLDMAN SACHS & CO. LLC|2930
WHF|WHITEHORSE FINANCE|SPDR|SPEEDROUTE LLC|700
WHF|WHITEHORSE FINANCE|STFL|Stifel, Nicolaus & Company, Incorporated|14092
WHF|WHITEHORSE FINANCE|SWIM|TD Ameritrade, Inc.|17274
WHF|WHITEHORSE FINANCE|TKNG|ALLY INVEST SECURITIES LLC|241
WHF|WHITEHORSE FINANCE|TRBT|Tradebot Systems, Inc.|2261
WHF|WHITEHORSE FINANCE|TRCM|TRC MARKETS LLC|5034
WHF|WHITEHORSE FINANCE|UBSA|UBS SECURITIES LLC|22637
WHF|WHITEHORSE FINANCE|UBSS|UBS Securities LLC|83984
WHF|WHITEHORSE FINANCE|VALX|VIRTU AMERICAS LLC|1871
WHF|WHITEHORSE FINANCE|VGRD|Vanguard Marketing Corporation|4575
WHF|WHITEHORSE FINANCE|WABR|Wall Street Access|8216
WHF|WHITEHORSE FINANCE|WCHV|WELLS FARGO SECURITIES, LLC|13654
WHF|WHITEHORSE FINANCE|WEDB|WEDBUSH SECURITIES INC.|432
WHF|WHITEHORSE FINANCE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|837
WHF|WHITEHORSE FINANCE|WSEA|WOLVERINE SECURITIES, LLC|1422
WHF|WHITEHORSE FINANCE|XSTM|NATIONAL FINANCIAL SERVICES LLC|8900
WHF|WHITEHORSE FINANCE|YKNA|COMHAR CAPITAL MARKETS, LLC|101
WHF|WHITEHORSE FINANCE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3355
WHFBL|WHITEHORSE FIN SR NT|BBNT|BB&T SECURITIES, LLC|1
WHFBL|WHITEHORSE FIN SR NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
WHFBL|WHITEHORSE FIN SR NT|DEAN|MORGAN STANLEY|413
WHFBL|WHITEHORSE FIN SR NT|EDJO|Edward D. Jones & Co., L.P.|98
WHFBL|WHITEHORSE FIN SR NT|ETRS|E*Trade Securities LLC|401
WHFBL|WHITEHORSE FIN SR NT|FBCO|Credit Suisse Securities (USA) LLC|883
WHFBL|WHITEHORSE FIN SR NT|FOMA|TD AMERITRADE CLEARING, INC.|2099
WHFBL|WHITEHORSE FIN SR NT|IATS|INTERACTIVE BROKERS LLC|2731
WHFBL|WHITEHORSE FIN SR NT|IBKR|Interactive Brokers Llc|14493
WHFBL|WHITEHORSE FIN SR NT|JANY|Janney Montgomery Scott Inc.|1000
WHFBL|WHITEHORSE FIN SR NT|LIME|Lime Brokerage LLC|1620
WHFBL|WHITEHORSE FIN SR NT|MSCO|MORGAN STANLEY & CO. LLC|867
WHFBL|WHITEHORSE FIN SR NT|NITE|VIRTU Americas LLC|3267
WHFBL|WHITEHORSE FIN SR NT|NQRB|Brut, LLC|100
WHFBL|WHITEHORSE FIN SR NT|STFL|Stifel, Nicolaus & Company, Incorporated|1116
WHFBL|WHITEHORSE FIN SR NT|UBSA|UBS SECURITIES LLC|100
WHFBL|WHITEHORSE FIN SR NT|UBSS|UBS Securities LLC|4000
WHG|WESTWOOD HLDGS GRP|ALTX|Alternet Securities Inc.|318
WHG|WESTWOOD HLDGS GRP|APCC|Apex Clearing Corporation|23
WHG|WESTWOOD HLDGS GRP|BARD|Robert W. Baird & Co. Incorporated|820
WHG|WESTWOOD HLDGS GRP|BATM|CBOE TRADING, INC.|628
WHG|WESTWOOD HLDGS GRP|BIDS|BIDS TRADING L.P.|100
WHG|WESTWOOD HLDGS GRP|BNPX|BNP PARIBAS SECURITIES CORP.|458
WHG|WESTWOOD HLDGS GRP|BZYD|GOLDMAN SACHS & CO. LLC|906
WHG|WESTWOOD HLDGS GRP|CHAS|Charles Schwab & Co., Inc.|250
WHG|WESTWOOD HLDGS GRP|CIST|Capital Institutional Services, Inc.|667
WHG|WESTWOOD HLDGS GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1601
WHG|WESTWOOD HLDGS GRP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7214
WHG|WESTWOOD HLDGS GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|9731
WHG|WESTWOOD HLDGS GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8755
WHG|WESTWOOD HLDGS GRP|CTDL|Citadel Derivatives Group Llc|198
WHG|WESTWOOD HLDGS GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|2668
WHG|WESTWOOD HLDGS GRP|DBAB|Deutsche Bank Securities Inc.|1636
WHG|WESTWOOD HLDGS GRP|DBAX|Deutsche Bank Securities Inc.|13300
WHG|WESTWOOD HLDGS GRP|DEAN|MORGAN STANLEY|22
WHG|WESTWOOD HLDGS GRP|DEGS|RONIN PROFESSIONAL LLC|900
WHG|WESTWOOD HLDGS GRP|EBXL|EBX LLC|2500
WHG|WESTWOOD HLDGS GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|21
WHG|WESTWOOD HLDGS GRP|EGAM|CBOE TRADING, INC.|140
WHG|WESTWOOD HLDGS GRP|EGXM|CBOE TRADING, INC.|1
WHG|WESTWOOD HLDGS GRP|ETRS|E*Trade Securities LLC|12790
WHG|WESTWOOD HLDGS GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8681
WHG|WESTWOOD HLDGS GRP|FTBR|Foliofn Investments, Inc.|5
WHG|WESTWOOD HLDGS GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|100
WHG|WESTWOOD HLDGS GRP|GLPX|ACS EXECUTION SERVICES, LLC|8791
WHG|WESTWOOD HLDGS GRP|GSCO|GOLDMAN SACHS & CO. LLC|24936
WHG|WESTWOOD HLDGS GRP|GSCS|GOLDMAN SACHS & CO. LLC|1922
WHG|WESTWOOD HLDGS GRP|GSLT|GOLDMAN SACHS & CO. LLC|200
WHG|WESTWOOD HLDGS GRP|GTSZ|GTS SECURITIES LLC|18869
WHG|WESTWOOD HLDGS GRP|HRBF|American Enterprise Investment Services Inc.|165
WHG|WESTWOOD HLDGS GRP|IATS|INTERACTIVE BROKERS LLC|7020
WHG|WESTWOOD HLDGS GRP|IBKR|Interactive Brokers Llc|791
WHG|WESTWOOD HLDGS GRP|ICBX|INSTINET, LLC|974
WHG|WESTWOOD HLDGS GRP|IEQY|CITADEL SECURITIES LLC|905
WHG|WESTWOOD HLDGS GRP|INCA|INSTINET, LLC|7223
WHG|WESTWOOD HLDGS GRP|INJX|INSTINET, LLC|386
WHG|WESTWOOD HLDGS GRP|ITGI|ITG Inc.|2832
WHG|WESTWOOD HLDGS GRP|ITGP|ITG INC.|13200
WHG|WESTWOOD HLDGS GRP|JEFF|JEFFERIES LLC|60
WHG|WESTWOOD HLDGS GRP|JONE|JonesTrading|81
WHG|WESTWOOD HLDGS GRP|JPMX|J.P. Morgan Securities LLC|18193
WHG|WESTWOOD HLDGS GRP|KCGM|VIRTU Americas LLC|1878
WHG|WESTWOOD HLDGS GRP|LEHM|Barclays Capital Inc./Le|8570
WHG|WESTWOOD HLDGS GRP|LIME|Lime Brokerage LLC|5532
WHG|WESTWOOD HLDGS GRP|MAVB|Great Point Capital LLC|100
WHG|WESTWOOD HLDGS GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8766
WHG|WESTWOOD HLDGS GRP|MSCO|MORGAN STANLEY & CO. LLC|13653
WHG|WESTWOOD HLDGS GRP|MSPL|MORGAN STANLEY & CO. LLC|13600
WHG|WESTWOOD HLDGS GRP|MTON|MILLINGTON SECURITIES, INC.|9880
WHG|WESTWOOD HLDGS GRP|NATL|National Securities Corporation|500
WHG|WESTWOOD HLDGS GRP|NFSC|National Financial Services LLC|5859
WHG|WESTWOOD HLDGS GRP|NITE|VIRTU Americas LLC|15058
WHG|WESTWOOD HLDGS GRP|NQRB|Brut, LLC|100
WHG|WESTWOOD HLDGS GRP|NTRC|Northern Trust Securities, Inc.|28
WHG|WESTWOOD HLDGS GRP|PDQM|CODA MARKETS, INC.|17749
WHG|WESTWOOD HLDGS GRP|RBCM|RBC CAPITAL MARKETS, LLC|3378
WHG|WESTWOOD HLDGS GRP|SAGW|SAGETRADER, LLC|100
WHG|WESTWOOD HLDGS GRP|SBSH|Citigroup Global Markets Inc.|4420
WHG|WESTWOOD HLDGS GRP|SGMT|GOLDMAN SACHS & CO. LLC|1311
WHG|WESTWOOD HLDGS GRP|SPDR|SPEEDROUTE LLC|1032
WHG|WESTWOOD HLDGS GRP|SWIM|TD Ameritrade, Inc.|194
WHG|WESTWOOD HLDGS GRP|SWST|Hilltop Securities Inc.|2000
WHG|WESTWOOD HLDGS GRP|TKNG|ALLY INVEST SECURITIES LLC|34
WHG|WESTWOOD HLDGS GRP|TMBR|Timber Hill LLC|133
WHG|WESTWOOD HLDGS GRP|TRBT|Tradebot Systems, Inc.|1514
WHG|WESTWOOD HLDGS GRP|TRCM|TRC MARKETS LLC|1187
WHG|WESTWOOD HLDGS GRP|UBSA|UBS SECURITIES LLC|21265
WHG|WESTWOOD HLDGS GRP|UBSS|UBS Securities LLC|36710
WHG|WESTWOOD HLDGS GRP|VALX|VIRTU AMERICAS LLC|6436
WHG|WESTWOOD HLDGS GRP|VGRD|Vanguard Marketing Corporation|2153
WHG|WESTWOOD HLDGS GRP|WABR|Wall Street Access|9880
WHG|WESTWOOD HLDGS GRP|WCHV|WELLS FARGO SECURITIES, LLC|572
WHG|WESTWOOD HLDGS GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|118
WHG|WESTWOOD HLDGS GRP|XIST|INSTINET, LLC|2400
WHG|WESTWOOD HLDGS GRP|XPQR|Jump Trading|200
WHG|WESTWOOD HLDGS GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|1664
WHLM|WILHELMINA INTL CMN|BATM|CBOE TRADING, INC.|10
WHLM|WILHELMINA INTL CMN|BAYC|BAY CREST PARTNERS, LLC|75
WHLM|WILHELMINA INTL CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|700
WHLM|WILHELMINA INTL CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|216
WHLM|WILHELMINA INTL CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
WHLM|WILHELMINA INTL CMN|CTDL|Citadel Derivatives Group Llc|330
WHLM|WILHELMINA INTL CMN|DBAB|Deutsche Bank Securities Inc.|11
WHLM|WILHELMINA INTL CMN|DBAX|Deutsche Bank Securities Inc.|1000
WHLM|WILHELMINA INTL CMN|ETRS|E*Trade Securities LLC|1400
WHLM|WILHELMINA INTL CMN|FBCO|Credit Suisse Securities (USA) LLC|500
WHLM|WILHELMINA INTL CMN|FOMA|TD AMERITRADE CLEARING, INC.|16592
WHLM|WILHELMINA INTL CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|185
WHLM|WILHELMINA INTL CMN|GLPX|ACS EXECUTION SERVICES, LLC|35
WHLM|WILHELMINA INTL CMN|GSCO|GOLDMAN SACHS & CO. LLC|1484
WHLM|WILHELMINA INTL CMN|IBKR|Interactive Brokers Llc|2716
WHLM|WILHELMINA INTL CMN|INCA|INSTINET, LLC|2387
WHLM|WILHELMINA INTL CMN|INJX|INSTINET, LLC|600
WHLM|WILHELMINA INTL CMN|JEFF|JEFFERIES LLC|1110
WHLM|WILHELMINA INTL CMN|LEHM|Barclays Capital Inc./Le|467
WHLM|WILHELMINA INTL CMN|LIME|Lime Brokerage LLC|3243
WHLM|WILHELMINA INTL CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|100
WHLM|WILHELMINA INTL CMN|MSCO|MORGAN STANLEY & CO. LLC|3176
WHLM|WILHELMINA INTL CMN|NFSC|National Financial Services LLC|4315
WHLM|WILHELMINA INTL CMN|NITE|VIRTU Americas LLC|6029
WHLM|WILHELMINA INTL CMN|PDQM|CODA MARKETS, INC.|35
WHLM|WILHELMINA INTL CMN|SPDR|SPEEDROUTE LLC|58
WHLM|WILHELMINA INTL CMN|SPTD|MINT GLOBAL MARKETS, INC.|260
WHLM|WILHELMINA INTL CMN|SWIM|TD Ameritrade, Inc.|1400
WHLM|WILHELMINA INTL CMN|TRCM|TRC MARKETS LLC|101
WHLM|WILHELMINA INTL CMN|UBSA|UBS SECURITIES LLC|825
WHLM|WILHELMINA INTL CMN|UBSS|UBS Securities LLC|1737
WHLM|WILHELMINA INTL CMN|WCHV|WELLS FARGO SECURITIES, LLC|749
WHLM|WILHELMINA INTL CMN|WSEA|WOLVERINE SECURITIES, LLC|94
WHLR|WHEELER REAL ESTATE|ALTX|Alternet Securities Inc.|900
WHLR|WHEELER REAL ESTATE|APCC|Apex Clearing Corporation|327
WHLR|WHEELER REAL ESTATE|BRGE|Newbridge Securities Corp.|1800
WHLR|WHEELER REAL ESTATE|BTIG|BTIG, LLC|600
WHLR|WHEELER REAL ESTATE|CANT|Cantor Fitzgerald & Co.|125
WHLR|WHEELER REAL ESTATE|CHAS|Charles Schwab & Co., Inc.|1706
WHLR|WHEELER REAL ESTATE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|81139
WHLR|WHEELER REAL ESTATE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
WHLR|WHEELER REAL ESTATE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13165
WHLR|WHEELER REAL ESTATE|CTDL|Citadel Derivatives Group Llc|422
WHLR|WHEELER REAL ESTATE|CXCX|CITIGROUP GLOBAL MARKETS INC.|9200
WHLR|WHEELER REAL ESTATE|DBAB|Deutsche Bank Securities Inc.|4180
WHLR|WHEELER REAL ESTATE|DBAX|Deutsche Bank Securities Inc.|9500
WHLR|WHEELER REAL ESTATE|DEGS|RONIN PROFESSIONAL LLC|12085
WHLR|WHEELER REAL ESTATE|EBXL|EBX LLC|11800
WHLR|WHEELER REAL ESTATE|EGXM|CBOE TRADING, INC.|400
WHLR|WHEELER REAL ESTATE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|820
WHLR|WHEELER REAL ESTATE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|194
WHLR|WHEELER REAL ESTATE|ETRS|E*Trade Securities LLC|114520
WHLR|WHEELER REAL ESTATE|FBCO|Credit Suisse Securities (USA) LLC|22694
WHLR|WHEELER REAL ESTATE|FMAF|NBCN Inc./ CDS|793
WHLR|WHEELER REAL ESTATE|FOMA|TD AMERITRADE CLEARING, INC.|83538
WHLR|WHEELER REAL ESTATE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19863
WHLR|WHEELER REAL ESTATE|FTBR|Foliofn Investments, Inc.|7
WHLR|WHEELER REAL ESTATE|GEBB|GLOBAL EXECUTION BROKERS, LP|3159
WHLR|WHEELER REAL ESTATE|GLPX|ACS EXECUTION SERVICES, LLC|250
WHLR|WHEELER REAL ESTATE|GSCO|GOLDMAN SACHS & CO. LLC|3143
WHLR|WHEELER REAL ESTATE|GSCS|GOLDMAN SACHS & CO. LLC|45790
WHLR|WHEELER REAL ESTATE|GTSZ|GTS SECURITIES LLC|4361
WHLR|WHEELER REAL ESTATE|IATS|INTERACTIVE BROKERS LLC|3856
WHLR|WHEELER REAL ESTATE|IBKR|Interactive Brokers Llc|42799
WHLR|WHEELER REAL ESTATE|ICBX|INSTINET, LLC|2989
WHLR|WHEELER REAL ESTATE|INCA|INSTINET, LLC|4529
WHLR|WHEELER REAL ESTATE|ITGI|ITG Inc.|1450
WHLR|WHEELER REAL ESTATE|ITGP|ITG INC.|2800
WHLR|WHEELER REAL ESTATE|JONE|JonesTrading|5019
WHLR|WHEELER REAL ESTATE|JPMX|J.P. Morgan Securities LLC|9000
WHLR|WHEELER REAL ESTATE|JSJX|JANE STREET CAPITAL LLC|228
WHLR|WHEELER REAL ESTATE|KCGM|VIRTU Americas LLC|2500
WHLR|WHEELER REAL ESTATE|LEHM|Barclays Capital Inc./Le|4655
WHLR|WHEELER REAL ESTATE|LIME|Lime Brokerage LLC|26277
WHLR|WHEELER REAL ESTATE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
WHLR|WHEELER REAL ESTATE|MSCO|MORGAN STANLEY & CO. LLC|95441
WHLR|WHEELER REAL ESTATE|MSPL|MORGAN STANLEY & CO. LLC|25300
WHLR|WHEELER REAL ESTATE|NFSC|National Financial Services LLC|83009
WHLR|WHEELER REAL ESTATE|NITE|VIRTU Americas LLC|155182
WHLR|WHEELER REAL ESTATE|PDQM|CODA MARKETS, INC.|250
WHLR|WHEELER REAL ESTATE|RAJA|Raymond James & Associates, Inc.|7371
WHLR|WHEELER REAL ESTATE|RILY|B. RILEY FBR, INC.|700
WHLR|WHEELER REAL ESTATE|SALI|INTL FCSTONE FINANCIAL INC.|2000
WHLR|WHEELER REAL ESTATE|SBSH|Citigroup Global Markets Inc.|100
WHLR|WHEELER REAL ESTATE|SGMT|GOLDMAN SACHS & CO. LLC|7036
WHLR|WHEELER REAL ESTATE|SPDR|SPEEDROUTE LLC|600
WHLR|WHEELER REAL ESTATE|STFL|Stifel, Nicolaus & Company, Incorporated|4900
WHLR|WHEELER REAL ESTATE|SWIM|TD Ameritrade, Inc.|5196
WHLR|WHEELER REAL ESTATE|TKNG|ALLY INVEST SECURITIES LLC|677
WHLR|WHEELER REAL ESTATE|TRCM|TRC MARKETS LLC|1466
WHLR|WHEELER REAL ESTATE|UBSA|UBS SECURITIES LLC|39002
WHLR|WHEELER REAL ESTATE|UBSS|UBS Securities LLC|51463
WHLR|WHEELER REAL ESTATE|VALX|VIRTU AMERICAS LLC|305
WHLR|WHEELER REAL ESTATE|VGRD|Vanguard Marketing Corporation|7083
WHLR|WHEELER REAL ESTATE|WCHV|WELLS FARGO SECURITIES, LLC|12302
WHLR|WHEELER REAL ESTATE|WEED|Weeden & Co.L.P.|600
WHLR|WHEELER REAL ESTATE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4803
WHLR|WHEELER REAL ESTATE|WSEA|WOLVERINE SECURITIES, LLC|4872
WHLR|WHEELER REAL ESTATE|XIST|INSTINET, LLC|400
WHLR|WHEELER REAL ESTATE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
WHLRD|WHEELER REAL PREFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
WHLRD|WHEELER REAL PREFD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
WHLRD|WHEELER REAL PREFD|EBXL|EBX LLC|300
WHLRD|WHEELER REAL PREFD|FBCO|Credit Suisse Securities (USA) LLC|203
WHLRD|WHEELER REAL PREFD|FOMA|TD AMERITRADE CLEARING, INC.|1200
WHLRD|WHEELER REAL PREFD|GLPX|ACS EXECUTION SERVICES, LLC|617
WHLRD|WHEELER REAL PREFD|GSCS|GOLDMAN SACHS & CO. LLC|7502
WHLRD|WHEELER REAL PREFD|GTSZ|GTS SECURITIES LLC|100
WHLRD|WHEELER REAL PREFD|IBKR|Interactive Brokers Llc|1072
WHLRD|WHEELER REAL PREFD|ICBX|INSTINET, LLC|200
WHLRD|WHEELER REAL PREFD|INCA|INSTINET, LLC|1001
WHLRD|WHEELER REAL PREFD|LIME|Lime Brokerage LLC|2372
WHLRD|WHEELER REAL PREFD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
WHLRD|WHEELER REAL PREFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
WHLRD|WHEELER REAL PREFD|MSCO|MORGAN STANLEY & CO. LLC|990
WHLRD|WHEELER REAL PREFD|NFSC|National Financial Services LLC|3600
WHLRD|WHEELER REAL PREFD|NITE|VIRTU Americas LLC|7120
WHLRD|WHEELER REAL PREFD|NQRB|Brut, LLC|1100
WHLRD|WHEELER REAL PREFD|PDQM|CODA MARKETS, INC.|1017
WHLRD|WHEELER REAL PREFD|SGMT|GOLDMAN SACHS & CO. LLC|100
WHLRD|WHEELER REAL PREFD|STFL|Stifel, Nicolaus & Company, Incorporated|860
WHLRD|WHEELER REAL PREFD|TRCM|TRC MARKETS LLC|200
WHLRD|WHEELER REAL PREFD|UBSA|UBS SECURITIES LLC|700
WHLRD|WHEELER REAL PREFD|UBSS|UBS Securities LLC|274
WHLRD|WHEELER REAL PREFD|VGRD|Vanguard Marketing Corporation|2630
WHLRD|WHEELER REAL PREFD|YKNA|COMHAR CAPITAL MARKETS, LLC|200
WHLRP|WHEELER REIT B PFD|BYXM|CBOE TRADING, INC.|300
WHLRP|WHEELER REIT B PFD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2772
WHLRP|WHEELER REIT B PFD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1400
WHLRP|WHEELER REIT B PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
WHLRP|WHEELER REIT B PFD|DBAX|Deutsche Bank Securities Inc.|500
WHLRP|WHEELER REIT B PFD|DEGS|RONIN PROFESSIONAL LLC|1800
WHLRP|WHEELER REIT B PFD|ETRS|E*Trade Securities LLC|4920
WHLRP|WHEELER REIT B PFD|FBCO|Credit Suisse Securities (USA) LLC|200
WHLRP|WHEELER REIT B PFD|FOMA|TD AMERITRADE CLEARING, INC.|2727
WHLRP|WHEELER REIT B PFD|GEBB|GLOBAL EXECUTION BROKERS, LP|485
WHLRP|WHEELER REIT B PFD|GLPX|ACS EXECUTION SERVICES, LLC|516
WHLRP|WHEELER REIT B PFD|GSCS|GOLDMAN SACHS & CO. LLC|9777
WHLRP|WHEELER REIT B PFD|GTSZ|GTS SECURITIES LLC|500
WHLRP|WHEELER REIT B PFD|IATS|INTERACTIVE BROKERS LLC|3025
WHLRP|WHEELER REIT B PFD|IBKR|Interactive Brokers Llc|3985
WHLRP|WHEELER REIT B PFD|INCA|INSTINET, LLC|400
WHLRP|WHEELER REIT B PFD|JANY|Janney Montgomery Scott Inc.|1109
WHLRP|WHEELER REIT B PFD|LEHM|Barclays Capital Inc./Le|200
WHLRP|WHEELER REIT B PFD|LIME|Lime Brokerage LLC|2821
WHLRP|WHEELER REIT B PFD|MSCO|MORGAN STANLEY & CO. LLC|8300
WHLRP|WHEELER REIT B PFD|NFSC|National Financial Services LLC|4250
WHLRP|WHEELER REIT B PFD|NITE|VIRTU Americas LLC|27044
WHLRP|WHEELER REIT B PFD|NQRB|Brut, LLC|100
WHLRP|WHEELER REIT B PFD|OPCO|Oppenheimer & Co. Inc.|700
WHLRP|WHEELER REIT B PFD|PDQM|CODA MARKETS, INC.|1416
WHLRP|WHEELER REIT B PFD|RAJA|Raymond James & Associates, Inc.|425
WHLRP|WHEELER REIT B PFD|RBCM|RBC CAPITAL MARKETS, LLC|11957
WHLRP|WHEELER REIT B PFD|SBSH|Citigroup Global Markets Inc.|630
WHLRP|WHEELER REIT B PFD|STFL|Stifel, Nicolaus & Company, Incorporated|624
WHLRP|WHEELER REIT B PFD|SWIM|TD Ameritrade, Inc.|310
WHLRP|WHEELER REIT B PFD|TRCM|TRC MARKETS LLC|1810
WHLRP|WHEELER REIT B PFD|UBSA|UBS SECURITIES LLC|930
WHLRP|WHEELER REIT B PFD|UBSS|UBS Securities LLC|3158
WHLRP|WHEELER REIT B PFD|VGRD|Vanguard Marketing Corporation|4332
WHLRP|WHEELER REIT B PFD|WCHV|WELLS FARGO SECURITIES, LLC|525
WHLRP|WHEELER REIT B PFD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2831
WHLRW|WHEELER REIT WTS|ETRS|E*Trade Securities LLC|10038
WHLRW|WHEELER REIT WTS|FOMA|TD AMERITRADE CLEARING, INC.|2000
WHLRW|WHEELER REIT WTS|INCA|INSTINET, LLC|7819
WHLRW|WHEELER REIT WTS|NFSC|National Financial Services LLC|1550
WHLRW|WHEELER REIT WTS|NITE|VIRTU Americas LLC|168
WHLRW|WHEELER REIT WTS|UBSS|UBS Securities LLC|414
WHLRW|WHEELER REIT WTS|WSEA|WOLVERINE SECURITIES, LLC|445
WHR|WHIRLPOOL CP|ABLE|NATIXIS Securities Americas LLC|2004
WHR|WHIRLPOOL CP|ALTX|Alternet Securities Inc.|11597
WHR|WHIRLPOOL CP|ANOS|ABEL/NOSER, L.L.C.|900
WHR|WHIRLPOOL CP|APCC|Apex Clearing Corporation|421
WHR|WHIRLPOOL CP|BANK|Primevest Financial Services, Inc.|73
WHR|WHIRLPOOL CP|BARD|Robert W. Baird & Co. Incorporated|997
WHR|WHIRLPOOL CP|BATM|CBOE TRADING, INC.|8208
WHR|WHIRLPOOL CP|BAYC|BAY CREST PARTNERS, LLC|19
WHR|WHIRLPOOL CP|BAYT|BTIG, LLC|16158
WHR|WHIRLPOOL CP|BBNT|BB&T SECURITIES, LLC|641
WHR|WHIRLPOOL CP|BERN|Sanford C. Bernstein & Co., LLC|18724
WHR|WHIRLPOOL CP|BIDS|BIDS TRADING L.P.|200
WHR|WHIRLPOOL CP|BIMI|Banca IMI Securities Corp.|1386
WHR|WHIRLPOOL CP|BKCM|BNY Mellon Capital Markets LLC|718
WHR|WHIRLPOOL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22291
WHR|WHIRLPOOL CP|BLKX|INSTINET, LLC|55200
WHR|WHIRLPOOL CP|BMOC|BMO Capital Markets Corp.|5
WHR|WHIRLPOOL CP|BNPX|BNP PARIBAS SECURITIES CORP.|72929
WHR|WHIRLPOOL CP|BRGE|Newbridge Securities Corp.|85
WHR|WHIRLPOOL CP|BTIG|BTIG, LLC|5523
WHR|WHIRLPOOL CP|BYXM|CBOE TRADING, INC.|1670
WHR|WHIRLPOOL CP|CHAS|Charles Schwab & Co., Inc.|1612
WHR|WHIRLPOOL CP|CHBC|PENSERRA SECURITIES, LLC|50000
WHR|WHIRLPOOL CP|CHLM|Craig-Hallum Capital Group LLC|100
WHR|WHIRLPOOL CP|CIBP|CIBC World Markets Corp.|14939
WHR|WHIRLPOOL CP|CICF|Canaccord Genuity Corp.|70
WHR|WHIRLPOOL CP|CIST|Capital Institutional Services, Inc.|4349
WHR|WHIRLPOOL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24405
WHR|WHIRLPOOL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|710
WHR|WHIRLPOOL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1049
WHR|WHIRLPOOL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|559060
WHR|WHIRLPOOL CP|CTDL|Citadel Derivatives Group Llc|15413
WHR|WHIRLPOOL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|21756
WHR|WHIRLPOOL CP|DADA|D.A. Davidson & Co.|270
WHR|WHIRLPOOL CP|DAVA|Davenport & Company LLC|778
WHR|WHIRLPOOL CP|DBAB|Deutsche Bank Securities Inc.|343506
WHR|WHIRLPOOL CP|DBAX|Deutsche Bank Securities Inc.|376000
WHR|WHIRLPOOL CP|DBUL|Deutsche Bank Securities Inc.|1411
WHR|WHIRLPOOL CP|DCHF|Dart Executions, LLC|8900
WHR|WHIRLPOOL CP|DEAN|MORGAN STANLEY|18965
WHR|WHIRLPOOL CP|DEGS|RONIN PROFESSIONAL LLC|850
WHR|WHIRLPOOL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8890
WHR|WHIRLPOOL CP|DRWK|DRW SECURITIES, L.L.C.|3189
WHR|WHIRLPOOL CP|EBXL|EBX LLC|154700
WHR|WHIRLPOOL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|13159
WHR|WHIRLPOOL CP|EDJO|Edward D. Jones & Co., L.P.|4880
WHR|WHIRLPOOL CP|EGAM|CBOE TRADING, INC.|11865
WHR|WHIRLPOOL CP|EGAW|CBOE TRADING, INC.|100
WHR|WHIRLPOOL CP|EGMT|EG MARKET TECHNOLOGIES LLC|1808
WHR|WHIRLPOOL CP|EGXM|CBOE TRADING, INC.|4021
WHR|WHIRLPOOL CP|EGXW|CBOE TRADING, INC.|600
WHR|WHIRLPOOL CP|ELEV|ELEVATION, LLC|11550
WHR|WHIRLPOOL CP|EROM|Eroom Securities L.L.C.|600
WHR|WHIRLPOOL CP|ETBE|Electronic Transaction Clearing, Inc.|32937
WHR|WHIRLPOOL CP|ETCC|Electronic Transaction Clearing, Inc.|704
WHR|WHIRLPOOL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47809
WHR|WHIRLPOOL CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
WHR|WHIRLPOOL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|712
WHR|WHIRLPOOL CP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|74
WHR|WHIRLPOOL CP|ETRS|E*Trade Securities LLC|57615
WHR|WHIRLPOOL CP|FBSB|U.S. Bancorp Investments, Inc.|76
WHR|WHIRLPOOL CP|FIDT|Fidelity Clearing Canada ULC./ CDS|26
WHR|WHIRLPOOL CP|FILL|Tradestation Securities, Inc.|3349
WHR|WHIRLPOOL CP|FINX|FINTECH SECURITIES|61
WHR|WHIRLPOOL CP|FMAF|NBCN Inc./ CDS|4377
WHR|WHIRLPOOL CP|FMCO|First Manhattan Co|500
WHR|WHIRLPOOL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|23443
WHR|WHIRLPOOL CP|FQLS|Quantlab Securities LP|361439
WHR|WHIRLPOOL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103890
WHR|WHIRLPOOL CP|FTBR|Foliofn Investments, Inc.|1777
WHR|WHIRLPOOL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|11834
WHR|WHIRLPOOL CP|GLIS|TD Securities Inc|890
WHR|WHIRLPOOL CP|GLPX|ACS EXECUTION SERVICES, LLC|54634
WHR|WHIRLPOOL CP|GSCO|GOLDMAN SACHS & CO. LLC|710279
WHR|WHIRLPOOL CP|GSCS|GOLDMAN SACHS & CO. LLC|10160
WHR|WHIRLPOOL CP|GSLT|GOLDMAN SACHS & CO. LLC|4514
WHR|WHIRLPOOL CP|GTSZ|GTS SECURITIES LLC|72502
WHR|WHIRLPOOL CP|HRBF|American Enterprise Investment Services Inc.|11824
WHR|WHIRLPOOL CP|HSBC|HSBC Securities, Inc.|19506
WHR|WHIRLPOOL CP|IATS|INTERACTIVE BROKERS LLC|19573
WHR|WHIRLPOOL CP|IBKR|Interactive Brokers Llc|29727
WHR|WHIRLPOOL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3107
WHR|WHIRLPOOL CP|ICBX|INSTINET, LLC|46752
WHR|WHIRLPOOL CP|IEQY|CITADEL SECURITIES LLC|125853
WHR|WHIRLPOOL CP|IMPC|Imperial Capital, LLC|100
WHR|WHIRLPOOL CP|INCA|INSTINET, LLC|303756
WHR|WHIRLPOOL CP|INJX|INSTINET, LLC|12999
WHR|WHIRLPOOL CP|ITGI|ITG Inc.|26666
WHR|WHIRLPOOL CP|ITGP|ITG INC.|98400
WHR|WHIRLPOOL CP|JANY|Janney Montgomery Scott Inc.|11105
WHR|WHIRLPOOL CP|JEFF|JEFFERIES LLC|146064
WHR|WHIRLPOOL CP|JMPT|JUMP TRADING, LLC|40636
WHR|WHIRLPOOL CP|JONE|JonesTrading|500
WHR|WHIRLPOOL CP|JPBX|J.P. MORGAN SECURITIES LLC|156449
WHR|WHIRLPOOL CP|JPMX|J.P. Morgan Securities LLC|507664
WHR|WHIRLPOOL CP|JSJX|JANE STREET CAPITAL LLC|16825
WHR|WHIRLPOOL CP|KCGM|VIRTU Americas LLC|34249
WHR|WHIRLPOOL CP|LEHM|Barclays Capital Inc./Le|420731
WHR|WHIRLPOOL CP|LIME|Lime Brokerage LLC|31961
WHR|WHIRLPOOL CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|155306
WHR|WHIRLPOOL CP|LOOP|Loop Capital Markets LLC|326
WHR|WHIRLPOOL CP|LQNA|LIQUIDNET, INC.|105400
WHR|WHIRLPOOL CP|LSCI|Lek Securities Corporation|8229
WHR|WHIRLPOOL CP|LVMR|LIVERMORE TRADING GROUP, INC.|7207
WHR|WHIRLPOOL CP|MACC|Mid Atlantic Capital Corporation|208
WHR|WHIRLPOOL CP|MAXM|Maxim Group LLC|10744
WHR|WHIRLPOOL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|111374
WHR|WHIRLPOOL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
WHR|WHIRLPOOL CP|MOTF|MOTIF INVESTING, INC.|6
WHR|WHIRLPOOL CP|MPSG|E D & F Man Capital Markets Inc.|1093
WHR|WHIRLPOOL CP|MSCO|MORGAN STANLEY & CO. LLC|1863177
WHR|WHIRLPOOL CP|MSPL|MORGAN STANLEY & CO. LLC|344800
WHR|WHIRLPOOL CP|MSTX|MORGAN STANLEY & CO. LLC|265000
WHR|WHIRLPOOL CP|NATL|National Securities Corporation|470
WHR|WHIRLPOOL CP|NEUB|NEUBERGER BERMAN BD LLC|3940
WHR|WHIRLPOOL CP|NFSC|National Financial Services LLC|158884
WHR|WHIRLPOOL CP|NITE|VIRTU Americas LLC|364999
WHR|WHIRLPOOL CP|NITP|VIRTU Americas LLC|200
WHR|WHIRLPOOL CP|NMRA|Nomura Securities International, Inc.|100
WHR|WHIRLPOOL CP|NQRB|Brut, LLC|2430
WHR|WHIRLPOOL CP|NTBF|BMO Nesbitt Burns Inc./CDS|1467
WHR|WHIRLPOOL CP|OHOS|TWO SIGMA SECURITIES, LLC|37309
WHR|WHIRLPOOL CP|OPCO|Oppenheimer & Co. Inc.|728
WHR|WHIRLPOOL CP|PDQM|CODA MARKETS, INC.|104180
WHR|WHIRLPOOL CP|PHLY|NASDAQ Execution Services, LLC|4000
WHR|WHIRLPOOL CP|PICT|Pictet Overseas Inc.|3903
WHR|WHIRLPOOL CP|PIPR|Piper Jaffray & Co.|1703
WHR|WHIRLPOOL CP|PWJC|UBS Financial Services, Inc.|2642
WHR|WHIRLPOOL CP|QMSR|QUATTRO M SECURITIES INC.|300
WHR|WHIRLPOOL CP|RBCM|RBC CAPITAL MARKETS, LLC|12246
WHR|WHIRLPOOL CP|RHOX|XR Securities LLC|14133
WHR|WHIRLPOOL CP|SAGL|SAGETRADER, LLC|31237
WHR|WHIRLPOOL CP|SAGW|SAGETRADER, LLC|7
WHR|WHIRLPOOL CP|SALI|INTL FCSTONE FINANCIAL INC.|56
WHR|WHIRLPOOL CP|SBSH|Citigroup Global Markets Inc.|81036
WHR|WHIRLPOOL CP|SCMC|Scotia Capital Markets (USA) Inc.|300
WHR|WHIRLPOOL CP|SEIC|SEI Investments Distribution Co.|2100
WHR|WHIRLPOOL CP|SGMT|GOLDMAN SACHS & CO. LLC|119352
WHR|WHIRLPOOL CP|SJLS|TRADE INFORMATICS LLC|100
WHR|WHIRLPOOL CP|SPDR|SPEEDROUTE LLC|26756
WHR|WHIRLPOOL CP|SPHN|Stephens Inc.|1406
WHR|WHIRLPOOL CP|STFL|Stifel, Nicolaus & Company, Incorporated|4936
WHR|WHIRLPOOL CP|STKP|STOCKPILE INVESTMENTS, INC.|122
WHR|WHIRLPOOL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4706
WHR|WHIRLPOOL CP|SWIM|TD Ameritrade, Inc.|18514
WHR|WHIRLPOOL CP|SWST|Hilltop Securities Inc.|2739
WHR|WHIRLPOOL CP|TKNG|ALLY INVEST SECURITIES LLC|777
WHR|WHIRLPOOL CP|TRBT|Tradebot Systems, Inc.|219443
WHR|WHIRLPOOL CP|TRCM|TRC MARKETS LLC|135982
WHR|WHIRLPOOL CP|TWTT|TASTYWORKS, INC.|1000
WHR|WHIRLPOOL CP|UBSA|UBS SECURITIES LLC|540189
WHR|WHIRLPOOL CP|UBSS|UBS Securities LLC|1305431
WHR|WHIRLPOOL CP|VALX|VIRTU AMERICAS LLC|19387
WHR|WHIRLPOOL CP|VGRD|Vanguard Marketing Corporation|8599
WHR|WHIRLPOOL CP|WABR|Wall Street Access|1696
WHR|WHIRLPOOL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|4139
WHR|WHIRLPOOL CP|WCHV|WELLS FARGO SECURITIES, LLC|120289
WHR|WHIRLPOOL CP|WDNX|WEEDEN & CO.L.P.|750
WHR|WHIRLPOOL CP|WEDB|WEDBUSH SECURITIES INC.|4487
WHR|WHIRLPOOL CP|WEED|Weeden & Co.L.P.|1305
WHR|WHIRLPOOL CP|WESC|Wellington Shields & Co., LLC|6205
WHR|WHIRLPOOL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23063
WHR|WHIRLPOOL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31495
WHR|WHIRLPOOL CP|WGIF|CIBC World Markets Inc.|3215
WHR|WHIRLPOOL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|430
WHR|WHIRLPOOL CP|WSEA|WOLVERINE SECURITIES, LLC|5017
WHR|WHIRLPOOL CP|XIST|INSTINET, LLC|21516
WHR|WHIRLPOOL CP|XPQR|Jump Trading|5499
WHR|WHIRLPOOL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|29470
WHR|WHIRLPOOL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|4083
WHR|WHIRLPOOL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3522
WIA|WESTERN ASSET INFLAT|ALTX|Alternet Securities Inc.|400
WIA|WESTERN ASSET INFLAT|APCC|Apex Clearing Corporation|3005
WIA|WESTERN ASSET INFLAT|BANK|Primevest Financial Services, Inc.|7
WIA|WESTERN ASSET INFLAT|BARD|Robert W. Baird & Co. Incorporated|3004
WIA|WESTERN ASSET INFLAT|BATM|CBOE TRADING, INC.|159
WIA|WESTERN ASSET INFLAT|BAYC|BAY CREST PARTNERS, LLC|600
WIA|WESTERN ASSET INFLAT|BTIG|BTIG, LLC|500
WIA|WESTERN ASSET INFLAT|CHAS|Charles Schwab & Co., Inc.|1
WIA|WESTERN ASSET INFLAT|CIST|Capital Institutional Services, Inc.|300
WIA|WESTERN ASSET INFLAT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|769
WIA|WESTERN ASSET INFLAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9149
WIA|WESTERN ASSET INFLAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
WIA|WESTERN ASSET INFLAT|DBAX|Deutsche Bank Securities Inc.|2700
WIA|WESTERN ASSET INFLAT|DEAN|MORGAN STANLEY|9552
WIA|WESTERN ASSET INFLAT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12919
WIA|WESTERN ASSET INFLAT|EBXL|EBX LLC|6700
WIA|WESTERN ASSET INFLAT|ECUT|CONVERGEX EXECUTION SOLUTIONS|938
WIA|WESTERN ASSET INFLAT|EDJO|Edward D. Jones & Co., L.P.|765
WIA|WESTERN ASSET INFLAT|EGAM|CBOE TRADING, INC.|900
WIA|WESTERN ASSET INFLAT|ETRS|E*Trade Securities LLC|2730
WIA|WESTERN ASSET INFLAT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5397
WIA|WESTERN ASSET INFLAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4440
WIA|WESTERN ASSET INFLAT|FTBR|Foliofn Investments, Inc.|7
WIA|WESTERN ASSET INFLAT|GLPX|ACS EXECUTION SERVICES, LLC|9
WIA|WESTERN ASSET INFLAT|GSCO|GOLDMAN SACHS & CO. LLC|18112
WIA|WESTERN ASSET INFLAT|GSLT|GOLDMAN SACHS & CO. LLC|100
WIA|WESTERN ASSET INFLAT|GTSZ|GTS SECURITIES LLC|253
WIA|WESTERN ASSET INFLAT|HRBF|American Enterprise Investment Services Inc.|142
WIA|WESTERN ASSET INFLAT|IATS|INTERACTIVE BROKERS LLC|148
WIA|WESTERN ASSET INFLAT|IBKR|Interactive Brokers Llc|3295
WIA|WESTERN ASSET INFLAT|ICBX|INSTINET, LLC|700
WIA|WESTERN ASSET INFLAT|INCA|INSTINET, LLC|2225
WIA|WESTERN ASSET INFLAT|ITGI|ITG Inc.|5711
WIA|WESTERN ASSET INFLAT|ITGP|ITG INC.|7000
WIA|WESTERN ASSET INFLAT|JANY|Janney Montgomery Scott Inc.|8
WIA|WESTERN ASSET INFLAT|JPMX|J.P. Morgan Securities LLC|2200
WIA|WESTERN ASSET INFLAT|JSJX|JANE STREET CAPITAL LLC|169
WIA|WESTERN ASSET INFLAT|KCGM|VIRTU Americas LLC|974
WIA|WESTERN ASSET INFLAT|LEHM|Barclays Capital Inc./Le|200
WIA|WESTERN ASSET INFLAT|LIME|Lime Brokerage LLC|89
WIA|WESTERN ASSET INFLAT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1201
WIA|WESTERN ASSET INFLAT|MACC|Mid Atlantic Capital Corporation|500
WIA|WESTERN ASSET INFLAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11600
WIA|WESTERN ASSET INFLAT|MSCO|MORGAN STANLEY & CO. LLC|52365
WIA|WESTERN ASSET INFLAT|MSPL|MORGAN STANLEY & CO. LLC|1600
WIA|WESTERN ASSET INFLAT|NATL|National Securities Corporation|900
WIA|WESTERN ASSET INFLAT|NFSC|National Financial Services LLC|32349
WIA|WESTERN ASSET INFLAT|NITE|VIRTU Americas LLC|57026
WIA|WESTERN ASSET INFLAT|NQRB|Brut, LLC|1277
WIA|WESTERN ASSET INFLAT|PDQM|CODA MARKETS, INC.|226
WIA|WESTERN ASSET INFLAT|PWJC|UBS Financial Services, Inc.|82
WIA|WESTERN ASSET INFLAT|RBCM|RBC CAPITAL MARKETS, LLC|13025
WIA|WESTERN ASSET INFLAT|SBSH|Citigroup Global Markets Inc.|10837
WIA|WESTERN ASSET INFLAT|SGMT|GOLDMAN SACHS & CO. LLC|6393
WIA|WESTERN ASSET INFLAT|SPDR|SPEEDROUTE LLC|300
WIA|WESTERN ASSET INFLAT|STFL|Stifel, Nicolaus & Company, Incorporated|779
WIA|WESTERN ASSET INFLAT|SWIM|TD Ameritrade, Inc.|200
WIA|WESTERN ASSET INFLAT|SWST|Hilltop Securities Inc.|740
WIA|WESTERN ASSET INFLAT|TRBT|Tradebot Systems, Inc.|1208
WIA|WESTERN ASSET INFLAT|UBSA|UBS SECURITIES LLC|21449
WIA|WESTERN ASSET INFLAT|UBSS|UBS Securities LLC|19339
WIA|WESTERN ASSET INFLAT|VGRD|Vanguard Marketing Corporation|650
WIA|WESTERN ASSET INFLAT|WABR|Wall Street Access|5000
WIA|WESTERN ASSET INFLAT|WBLR|WILLIAM BLAIR|80
WIA|WESTERN ASSET INFLAT|WCHV|WELLS FARGO SECURITIES, LLC|23184
WIA|WESTERN ASSET INFLAT|WEDB|WEDBUSH SECURITIES INC.|1116
WIA|WESTERN ASSET INFLAT|WEED|Weeden & Co.L.P.|8700
WIA|WESTERN ASSET INFLAT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|751
WIA|WESTERN ASSET INFLAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1768
WIFI|BOINGO WIRELESS, INC|ALTX|Alternet Securities Inc.|4061
WIFI|BOINGO WIRELESS, INC|ANOS|ABEL/NOSER, L.L.C.|1500
WIFI|BOINGO WIRELESS, INC|APCC|Apex Clearing Corporation|10967
WIFI|BOINGO WIRELESS, INC|BARD|Robert W. Baird & Co. Incorporated|3662
WIFI|BOINGO WIRELESS, INC|BATM|CBOE TRADING, INC.|1867
WIFI|BOINGO WIRELESS, INC|BAYT|BTIG, LLC|8350
WIFI|BOINGO WIRELESS, INC|BERN|Sanford C. Bernstein & Co., LLC|83284
WIFI|BOINGO WIRELESS, INC|BIDS|BIDS TRADING L.P.|5400
WIFI|BOINGO WIRELESS, INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3226
WIFI|BOINGO WIRELESS, INC|BLKX|INSTINET, LLC|10000
WIFI|BOINGO WIRELESS, INC|BMOC|BMO Capital Markets Corp.|98765
WIFI|BOINGO WIRELESS, INC|BNPX|BNP PARIBAS SECURITIES CORP.|2061
WIFI|BOINGO WIRELESS, INC|BTIG|BTIG, LLC|6900
WIFI|BOINGO WIRELESS, INC|BYXM|CBOE TRADING, INC.|1200
WIFI|BOINGO WIRELESS, INC|BZYD|GOLDMAN SACHS & CO. LLC|1003
WIFI|BOINGO WIRELESS, INC|CHAS|Charles Schwab & Co., Inc.|100
WIFI|BOINGO WIRELESS, INC|CHLM|Craig-Hallum Capital Group LLC|43740
WIFI|BOINGO WIRELESS, INC|CIST|Capital Institutional Services, Inc.|427
WIFI|BOINGO WIRELESS, INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|90283
WIFI|BOINGO WIRELESS, INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
WIFI|BOINGO WIRELESS, INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
WIFI|BOINGO WIRELESS, INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|217633
WIFI|BOINGO WIRELESS, INC|CTDL|Citadel Derivatives Group Llc|18795
WIFI|BOINGO WIRELESS, INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|43154
WIFI|BOINGO WIRELESS, INC|DADA|D.A. Davidson & Co.|578
WIFI|BOINGO WIRELESS, INC|DBAB|Deutsche Bank Securities Inc.|222184
WIFI|BOINGO WIRELESS, INC|DBAX|Deutsche Bank Securities Inc.|134600
WIFI|BOINGO WIRELESS, INC|DBUL|Deutsche Bank Securities Inc.|1200
WIFI|BOINGO WIRELESS, INC|DEAN|MORGAN STANLEY|223
WIFI|BOINGO WIRELESS, INC|DEGS|RONIN PROFESSIONAL LLC|1400
WIFI|BOINGO WIRELESS, INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|748
WIFI|BOINGO WIRELESS, INC|EBXL|EBX LLC|86700
WIFI|BOINGO WIRELESS, INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|29851
WIFI|BOINGO WIRELESS, INC|EDJO|Edward D. Jones & Co., L.P.|852
WIFI|BOINGO WIRELESS, INC|EGAM|CBOE TRADING, INC.|8926
WIFI|BOINGO WIRELESS, INC|EGAW|CBOE TRADING, INC.|143
WIFI|BOINGO WIRELESS, INC|EGMT|EG MARKET TECHNOLOGIES LLC|1220
WIFI|BOINGO WIRELESS, INC|EGXM|CBOE TRADING, INC.|9392
WIFI|BOINGO WIRELESS, INC|EGXW|CBOE TRADING, INC.|29
WIFI|BOINGO WIRELESS, INC|ETBE|Electronic Transaction Clearing, Inc.|6381
WIFI|BOINGO WIRELESS, INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|4770
WIFI|BOINGO WIRELESS, INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|11156
WIFI|BOINGO WIRELESS, INC|ETRS|E*Trade Securities LLC|123120
WIFI|BOINGO WIRELESS, INC|FBCO|Credit Suisse Securities (USA) LLC|282162
WIFI|BOINGO WIRELESS, INC|FMAF|NBCN Inc./ CDS|10631
WIFI|BOINGO WIRELESS, INC|FOMA|TD AMERITRADE CLEARING, INC.|18778
WIFI|BOINGO WIRELESS, INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|759
WIFI|BOINGO WIRELESS, INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|174265
WIFI|BOINGO WIRELESS, INC|FTBR|Foliofn Investments, Inc.|15
WIFI|BOINGO WIRELESS, INC|GEBB|GLOBAL EXECUTION BROKERS, LP|99583
WIFI|BOINGO WIRELESS, INC|GLPX|ACS EXECUTION SERVICES, LLC|11606
WIFI|BOINGO WIRELESS, INC|GSCO|GOLDMAN SACHS & CO. LLC|495908
WIFI|BOINGO WIRELESS, INC|GSCS|GOLDMAN SACHS & CO. LLC|26082
WIFI|BOINGO WIRELESS, INC|GSLT|GOLDMAN SACHS & CO. LLC|2323
WIFI|BOINGO WIRELESS, INC|GTSZ|GTS SECURITIES LLC|8909
WIFI|BOINGO WIRELESS, INC|HRBF|American Enterprise Investment Services Inc.|77
WIFI|BOINGO WIRELESS, INC|HSBC|HSBC Securities, Inc.|91
WIFI|BOINGO WIRELESS, INC|IATS|INTERACTIVE BROKERS LLC|5937
WIFI|BOINGO WIRELESS, INC|IBKR|Interactive Brokers Llc|44025
WIFI|BOINGO WIRELESS, INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2765
WIFI|BOINGO WIRELESS, INC|ICBX|INSTINET, LLC|52622
WIFI|BOINGO WIRELESS, INC|IEQY|CITADEL SECURITIES LLC|50335
WIFI|BOINGO WIRELESS, INC|INCA|INSTINET, LLC|373894
WIFI|BOINGO WIRELESS, INC|INJX|INSTINET, LLC|17172
WIFI|BOINGO WIRELESS, INC|ITGI|ITG Inc.|72197
WIFI|BOINGO WIRELESS, INC|ITGP|ITG INC.|75800
WIFI|BOINGO WIRELESS, INC|JEFF|JEFFERIES LLC|274568
WIFI|BOINGO WIRELESS, INC|JMPT|JUMP TRADING, LLC|39604
WIFI|BOINGO WIRELESS, INC|JPBX|J.P. MORGAN SECURITIES LLC|28321
WIFI|BOINGO WIRELESS, INC|JPMX|J.P. Morgan Securities LLC|268408
WIFI|BOINGO WIRELESS, INC|JSJX|JANE STREET CAPITAL LLC|4971
WIFI|BOINGO WIRELESS, INC|KCGM|VIRTU Americas LLC|37961
WIFI|BOINGO WIRELESS, INC|LEHM|Barclays Capital Inc./Le|460007
WIFI|BOINGO WIRELESS, INC|LIME|Lime Brokerage LLC|116275
WIFI|BOINGO WIRELESS, INC|LMGP|LIME BROKERAGE LLC|500
WIFI|BOINGO WIRELESS, INC|LQNA|LIQUIDNET, INC.|70000
WIFI|BOINGO WIRELESS, INC|LSCI|Lek Securities Corporation|200
WIFI|BOINGO WIRELESS, INC|MAXM|Maxim Group LLC|4056
WIFI|BOINGO WIRELESS, INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|59452
WIFI|BOINGO WIRELESS, INC|MOTF|MOTIF INVESTING, INC.|1
WIFI|BOINGO WIRELESS, INC|MSCO|MORGAN STANLEY & CO. LLC|1479375
WIFI|BOINGO WIRELESS, INC|MSPL|MORGAN STANLEY & CO. LLC|202900
WIFI|BOINGO WIRELESS, INC|MSTX|MORGAN STANLEY & CO. LLC|79700
WIFI|BOINGO WIRELESS, INC|NATL|National Securities Corporation|5370
WIFI|BOINGO WIRELESS, INC|NFSC|National Financial Services LLC|56728
WIFI|BOINGO WIRELESS, INC|NITE|VIRTU Americas LLC|251364
WIFI|BOINGO WIRELESS, INC|NITP|VIRTU Americas LLC|2673
WIFI|BOINGO WIRELESS, INC|NORT|Northland Securities, Inc.|1555
WIFI|BOINGO WIRELESS, INC|NQRB|Brut, LLC|12912
WIFI|BOINGO WIRELESS, INC|NTRC|Northern Trust Securities, Inc.|47
WIFI|BOINGO WIRELESS, INC|OPCO|Oppenheimer & Co. Inc.|42107
WIFI|BOINGO WIRELESS, INC|PDQM|CODA MARKETS, INC.|32163
WIFI|BOINGO WIRELESS, INC|PIPR|Piper Jaffray & Co.|770454
WIFI|BOINGO WIRELESS, INC|RAJA|Raymond James & Associates, Inc.|339
WIFI|BOINGO WIRELESS, INC|RBCM|RBC CAPITAL MARKETS, LLC|4600
WIFI|BOINGO WIRELESS, INC|SAGL|SAGETRADER, LLC|9084
WIFI|BOINGO WIRELESS, INC|SAGW|SAGETRADER, LLC|122
WIFI|BOINGO WIRELESS, INC|SBSH|Citigroup Global Markets Inc.|188171
WIFI|BOINGO WIRELESS, INC|SEIC|SEI Investments Distribution Co.|276
WIFI|BOINGO WIRELESS, INC|SGMT|GOLDMAN SACHS & CO. LLC|62653
WIFI|BOINGO WIRELESS, INC|SPDR|SPEEDROUTE LLC|1743
WIFI|BOINGO WIRELESS, INC|STFL|Stifel, Nicolaus & Company, Incorporated|275
WIFI|BOINGO WIRELESS, INC|SWIM|TD Ameritrade, Inc.|11808
WIFI|BOINGO WIRELESS, INC|SWST|Hilltop Securities Inc.|524
WIFI|BOINGO WIRELESS, INC|TKNG|ALLY INVEST SECURITIES LLC|135
WIFI|BOINGO WIRELESS, INC|TRBT|Tradebot Systems, Inc.|147677
WIFI|BOINGO WIRELESS, INC|TRCM|TRC MARKETS LLC|102342
WIFI|BOINGO WIRELESS, INC|UBSA|UBS SECURITIES LLC|276529
WIFI|BOINGO WIRELESS, INC|UBSS|UBS Securities LLC|527279
WIFI|BOINGO WIRELESS, INC|VALX|VIRTU AMERICAS LLC|4826
WIFI|BOINGO WIRELESS, INC|VGRD|Vanguard Marketing Corporation|9857
WIFI|BOINGO WIRELESS, INC|WBLR|WILLIAM BLAIR|20211
WIFI|BOINGO WIRELESS, INC|WBPX|SUMMIT SECURITIES GROUP, LLC|90
WIFI|BOINGO WIRELESS, INC|WCHV|WELLS FARGO SECURITIES, LLC|174352
WIFI|BOINGO WIRELESS, INC|WEED|Weeden & Co.L.P.|2400
WIFI|BOINGO WIRELESS, INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|114
WIFI|BOINGO WIRELESS, INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4141
WIFI|BOINGO WIRELESS, INC|WSEA|WOLVERINE SECURITIES, LLC|1091
WIFI|BOINGO WIRELESS, INC|XIST|INSTINET, LLC|2000
WIFI|BOINGO WIRELESS, INC|XPQR|Jump Trading|25
WIFI|BOINGO WIRELESS, INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|24200
WIFI|BOINGO WIRELESS, INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1831
WIFI|BOINGO WIRELESS, INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|229
WIL|BARCLAYS WOMEN IN LE|ETRS|E*Trade Securities LLC|15
WIL|BARCLAYS WOMEN IN LE|HRBF|American Enterprise Investment Services Inc.|425
WIL|BARCLAYS WOMEN IN LE|IBKR|Interactive Brokers Llc|1
WIL|BARCLAYS WOMEN IN LE|MSCO|MORGAN STANLEY & CO. LLC|4
WIL|BARCLAYS WOMEN IN LE|NITE|VIRTU Americas LLC|75
WIL|BARCLAYS WOMEN IN LE|UBSS|UBS Securities LLC|162
WILC|G WILLI-FOOD INTL|DBAB|Deutsche Bank Securities Inc.|1200
WILC|G WILLI-FOOD INTL|EGAM|CBOE TRADING, INC.|100
WILC|G WILLI-FOOD INTL|ETRS|E*Trade Securities LLC|1353
WILC|G WILLI-FOOD INTL|FBCO|Credit Suisse Securities (USA) LLC|342
WILC|G WILLI-FOOD INTL|FOMA|TD AMERITRADE CLEARING, INC.|1506
WILC|G WILLI-FOOD INTL|FTBR|Foliofn Investments, Inc.|81
WILC|G WILLI-FOOD INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|2
WILC|G WILLI-FOOD INTL|GSLT|GOLDMAN SACHS & CO. LLC|200
WILC|G WILLI-FOOD INTL|HRBF|American Enterprise Investment Services Inc.|310
WILC|G WILLI-FOOD INTL|IBKR|Interactive Brokers Llc|8028
WILC|G WILLI-FOOD INTL|INCA|INSTINET, LLC|4219
WILC|G WILLI-FOOD INTL|ITGI|ITG Inc.|100
WILC|G WILLI-FOOD INTL|ITGP|ITG INC.|200
WILC|G WILLI-FOOD INTL|LIME|Lime Brokerage LLC|6041
WILC|G WILLI-FOOD INTL|LMGP|LIME BROKERAGE LLC|500
WILC|G WILLI-FOOD INTL|MOTF|MOTIF INVESTING, INC.|1
WILC|G WILLI-FOOD INTL|MSCO|MORGAN STANLEY & CO. LLC|3453
WILC|G WILLI-FOOD INTL|NFSC|National Financial Services LLC|2196
WILC|G WILLI-FOOD INTL|NITE|VIRTU Americas LLC|3941
WILC|G WILLI-FOOD INTL|OPCO|Oppenheimer & Co. Inc.|4300
WILC|G WILLI-FOOD INTL|SBSH|Citigroup Global Markets Inc.|100
WILC|G WILLI-FOOD INTL|TKNG|ALLY INVEST SECURITIES LLC|1589
WILC|G WILLI-FOOD INTL|UBSA|UBS SECURITIES LLC|300
WILC|G WILLI-FOOD INTL|UBSS|UBS Securities LLC|3000
WILC|G WILLI-FOOD INTL|WSEA|WOLVERINE SECURITIES, LLC|10
WIN|WINDSTREAM HLDGS INC|ALTX|Alternet Securities Inc.|8828
WIN|WINDSTREAM HLDGS INC|APCC|Apex Clearing Corporation|11142
WIN|WINDSTREAM HLDGS INC|BANK|Primevest Financial Services, Inc.|262
WIN|WINDSTREAM HLDGS INC|BARD|Robert W. Baird & Co. Incorporated|198
WIN|WINDSTREAM HLDGS INC|BATM|CBOE TRADING, INC.|7495
WIN|WINDSTREAM HLDGS INC|BAYC|BAY CREST PARTNERS, LLC|1675
WIN|WINDSTREAM HLDGS INC|BAYT|BTIG, LLC|50058
WIN|WINDSTREAM HLDGS INC|BBNT|BB&T SECURITIES, LLC|55
WIN|WINDSTREAM HLDGS INC|BERN|Sanford C. Bernstein & Co., LLC|3965
WIN|WINDSTREAM HLDGS INC|BIDS|BIDS TRADING L.P.|22200
WIN|WINDSTREAM HLDGS INC|BIMI|Banca IMI Securities Corp.|956
WIN|WINDSTREAM HLDGS INC|BKCM|BNY Mellon Capital Markets LLC|13
WIN|WINDSTREAM HLDGS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18362
WIN|WINDSTREAM HLDGS INC|BLKX|INSTINET, LLC|147264
WIN|WINDSTREAM HLDGS INC|BMOC|BMO Capital Markets Corp.|6161
WIN|WINDSTREAM HLDGS INC|BNPX|BNP PARIBAS SECURITIES CORP.|5790
WIN|WINDSTREAM HLDGS INC|BRGE|Newbridge Securities Corp.|400
WIN|WINDSTREAM HLDGS INC|BTIG|BTIG, LLC|60159
WIN|WINDSTREAM HLDGS INC|CANT|Cantor Fitzgerald & Co.|99200
WIN|WINDSTREAM HLDGS INC|CHAS|Charles Schwab & Co., Inc.|17706
WIN|WINDSTREAM HLDGS INC|CIST|Capital Institutional Services, Inc.|63
WIN|WINDSTREAM HLDGS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38080
WIN|WINDSTREAM HLDGS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|560
WIN|WINDSTREAM HLDGS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|482807
WIN|WINDSTREAM HLDGS INC|CTDL|Citadel Derivatives Group Llc|41672
WIN|WINDSTREAM HLDGS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|67030
WIN|WINDSTREAM HLDGS INC|DADA|D.A. Davidson & Co.|220
WIN|WINDSTREAM HLDGS INC|DAVA|Davenport & Company LLC|4020
WIN|WINDSTREAM HLDGS INC|DBAB|Deutsche Bank Securities Inc.|398002
WIN|WINDSTREAM HLDGS INC|DBAX|Deutsche Bank Securities Inc.|179100
WIN|WINDSTREAM HLDGS INC|DBUL|Deutsche Bank Securities Inc.|1000
WIN|WINDSTREAM HLDGS INC|DEAN|MORGAN STANLEY|5728
WIN|WINDSTREAM HLDGS INC|DEGS|RONIN PROFESSIONAL LLC|11784
WIN|WINDSTREAM HLDGS INC|EBXL|EBX LLC|221600
WIN|WINDSTREAM HLDGS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|15006
WIN|WINDSTREAM HLDGS INC|EDJO|Edward D. Jones & Co., L.P.|13217
WIN|WINDSTREAM HLDGS INC|EGAM|CBOE TRADING, INC.|6071
WIN|WINDSTREAM HLDGS INC|EGAW|CBOE TRADING, INC.|4
WIN|WINDSTREAM HLDGS INC|EGMT|EG MARKET TECHNOLOGIES LLC|700
WIN|WINDSTREAM HLDGS INC|EGXM|CBOE TRADING, INC.|3127
WIN|WINDSTREAM HLDGS INC|EGXW|CBOE TRADING, INC.|200
WIN|WINDSTREAM HLDGS INC|ESPO|ESPOSITO SECURITIES, LLC|1
WIN|WINDSTREAM HLDGS INC|ETBE|Electronic Transaction Clearing, Inc.|25807
WIN|WINDSTREAM HLDGS INC|ETCB|ETC BROKERAGE SERVICES, LLC|400
WIN|WINDSTREAM HLDGS INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7258
WIN|WINDSTREAM HLDGS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12884
WIN|WINDSTREAM HLDGS INC|ETRS|E*Trade Securities LLC|539800
WIN|WINDSTREAM HLDGS INC|FBCO|Credit Suisse Securities (USA) LLC|777966
WIN|WINDSTREAM HLDGS INC|FBSB|U.S. Bancorp Investments, Inc.|406
WIN|WINDSTREAM HLDGS INC|FILL|Tradestation Securities, Inc.|2071
WIN|WINDSTREAM HLDGS INC|FINX|FINTECH SECURITIES|17
WIN|WINDSTREAM HLDGS INC|FMAF|NBCN Inc./ CDS|26203
WIN|WINDSTREAM HLDGS INC|FOMA|TD AMERITRADE CLEARING, INC.|791210
WIN|WINDSTREAM HLDGS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2735
WIN|WINDSTREAM HLDGS INC|FQLS|Quantlab Securities LP|390157
WIN|WINDSTREAM HLDGS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|145500
WIN|WINDSTREAM HLDGS INC|FTBR|Foliofn Investments, Inc.|1946
WIN|WINDSTREAM HLDGS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|21935
WIN|WINDSTREAM HLDGS INC|GLPX|ACS EXECUTION SERVICES, LLC|2620
WIN|WINDSTREAM HLDGS INC|GSCO|GOLDMAN SACHS & CO. LLC|649241
WIN|WINDSTREAM HLDGS INC|GSCS|GOLDMAN SACHS & CO. LLC|371495
WIN|WINDSTREAM HLDGS INC|GSLT|GOLDMAN SACHS & CO. LLC|8892
WIN|WINDSTREAM HLDGS INC|GTSZ|GTS SECURITIES LLC|21597
WIN|WINDSTREAM HLDGS INC|HRBF|American Enterprise Investment Services Inc.|4559
WIN|WINDSTREAM HLDGS INC|HSBC|HSBC Securities, Inc.|158
WIN|WINDSTREAM HLDGS INC|IATS|INTERACTIVE BROKERS LLC|13853
WIN|WINDSTREAM HLDGS INC|IBKR|Interactive Brokers Llc|310579
WIN|WINDSTREAM HLDGS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|20
WIN|WINDSTREAM HLDGS INC|ICBX|INSTINET, LLC|60095
WIN|WINDSTREAM HLDGS INC|IEQY|CITADEL SECURITIES LLC|88947
WIN|WINDSTREAM HLDGS INC|INCA|INSTINET, LLC|317008
WIN|WINDSTREAM HLDGS INC|INJX|INSTINET, LLC|68937
WIN|WINDSTREAM HLDGS INC|ITGI|ITG Inc.|207884
WIN|WINDSTREAM HLDGS INC|ITGP|ITG INC.|114200
WIN|WINDSTREAM HLDGS INC|JANY|Janney Montgomery Scott Inc.|9161
WIN|WINDSTREAM HLDGS INC|JEFF|JEFFERIES LLC|274658
WIN|WINDSTREAM HLDGS INC|JMPT|JUMP TRADING, LLC|154996
WIN|WINDSTREAM HLDGS INC|JONE|JonesTrading|8
WIN|WINDSTREAM HLDGS INC|JPBX|J.P. MORGAN SECURITIES LLC|4006
WIN|WINDSTREAM HLDGS INC|JPMX|J.P. Morgan Securities LLC|122424
WIN|WINDSTREAM HLDGS INC|JSJX|JANE STREET CAPITAL LLC|2106
WIN|WINDSTREAM HLDGS INC|KCGM|VIRTU Americas LLC|39251
WIN|WINDSTREAM HLDGS INC|LEHM|Barclays Capital Inc./Le|1317461
WIN|WINDSTREAM HLDGS INC|LGNT|COR CLEARING LLC|25
WIN|WINDSTREAM HLDGS INC|LIME|Lime Brokerage LLC|499454
WIN|WINDSTREAM HLDGS INC|LQNA|LIQUIDNET, INC.|81900
WIN|WINDSTREAM HLDGS INC|MACC|Mid Atlantic Capital Corporation|208
WIN|WINDSTREAM HLDGS INC|MAVB|Great Point Capital LLC|300
WIN|WINDSTREAM HLDGS INC|MAXM|Maxim Group LLC|5342
WIN|WINDSTREAM HLDGS INC|MBTS|ALLY INVEST SECURITIES LLC|1630
WIN|WINDSTREAM HLDGS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|194513
WIN|WINDSTREAM HLDGS INC|MSCO|MORGAN STANLEY & CO. LLC|2137732
WIN|WINDSTREAM HLDGS INC|MSPL|MORGAN STANLEY & CO. LLC|411500
WIN|WINDSTREAM HLDGS INC|MSTX|MORGAN STANLEY & CO. LLC|253400
WIN|WINDSTREAM HLDGS INC|NFSC|National Financial Services LLC|452112
WIN|WINDSTREAM HLDGS INC|NITE|VIRTU Americas LLC|1111392
WIN|WINDSTREAM HLDGS INC|NITP|VIRTU Americas LLC|4600
WIN|WINDSTREAM HLDGS INC|NORT|Northland Securities, Inc.|1
WIN|WINDSTREAM HLDGS INC|NQRB|Brut, LLC|18901
WIN|WINDSTREAM HLDGS INC|NTRC|Northern Trust Securities, Inc.|27
WIN|WINDSTREAM HLDGS INC|OHOS|TWO SIGMA SECURITIES, LLC|56531
WIN|WINDSTREAM HLDGS INC|OPCO|Oppenheimer & Co. Inc.|229
WIN|WINDSTREAM HLDGS INC|PCPT|PHILLIP CAPITAL INC.|3122
WIN|WINDSTREAM HLDGS INC|PDQM|CODA MARKETS, INC.|9452
WIN|WINDSTREAM HLDGS INC|PHLY|NASDAQ Execution Services, LLC|2000
WIN|WINDSTREAM HLDGS INC|PWJC|UBS Financial Services, Inc.|219
WIN|WINDSTREAM HLDGS INC|RAJA|Raymond James & Associates, Inc.|84672
WIN|WINDSTREAM HLDGS INC|RBCM|RBC CAPITAL MARKETS, LLC|7243
WIN|WINDSTREAM HLDGS INC|RGLD|Regal Securities, Inc|213
WIN|WINDSTREAM HLDGS INC|SAGL|SAGETRADER, LLC|600
WIN|WINDSTREAM HLDGS INC|SAGW|SAGETRADER, LLC|682
WIN|WINDSTREAM HLDGS INC|SALI|INTL FCSTONE FINANCIAL INC.|623
WIN|WINDSTREAM HLDGS INC|SBSH|Citigroup Global Markets Inc.|1049218
WIN|WINDSTREAM HLDGS INC|SEIC|SEI Investments Distribution Co.|103
WIN|WINDSTREAM HLDGS INC|SGMT|GOLDMAN SACHS & CO. LLC|87476
WIN|WINDSTREAM HLDGS INC|SPDR|SPEEDROUTE LLC|8459
WIN|WINDSTREAM HLDGS INC|SPHN|Stephens Inc.|129
WIN|WINDSTREAM HLDGS INC|STFL|Stifel, Nicolaus & Company, Incorporated|18603
WIN|WINDSTREAM HLDGS INC|STKP|STOCKPILE INVESTMENTS, INC.|86
WIN|WINDSTREAM HLDGS INC|SWIM|TD Ameritrade, Inc.|140436
WIN|WINDSTREAM HLDGS INC|SWST|Hilltop Securities Inc.|924
WIN|WINDSTREAM HLDGS INC|TKNG|ALLY INVEST SECURITIES LLC|12219
WIN|WINDSTREAM HLDGS INC|TRBT|Tradebot Systems, Inc.|389021
WIN|WINDSTREAM HLDGS INC|TRCM|TRC MARKETS LLC|114203
WIN|WINDSTREAM HLDGS INC|TWTT|TASTYWORKS, INC.|50
WIN|WINDSTREAM HLDGS INC|UBSA|UBS SECURITIES LLC|170201
WIN|WINDSTREAM HLDGS INC|UBSS|UBS Securities LLC|835862
WIN|WINDSTREAM HLDGS INC|VALX|VIRTU AMERICAS LLC|15869
WIN|WINDSTREAM HLDGS INC|VGRD|Vanguard Marketing Corporation|52235
WIN|WINDSTREAM HLDGS INC|WCHV|WELLS FARGO SECURITIES, LLC|82400
WIN|WINDSTREAM HLDGS INC|WEDB|WEDBUSH SECURITIES INC.|45
WIN|WINDSTREAM HLDGS INC|WEED|Weeden & Co.L.P.|370
WIN|WINDSTREAM HLDGS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2031
WIN|WINDSTREAM HLDGS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4227
WIN|WINDSTREAM HLDGS INC|WGIF|CIBC World Markets Inc.|3652
WIN|WINDSTREAM HLDGS INC|WSEA|WOLVERINE SECURITIES, LLC|11452
WIN|WINDSTREAM HLDGS INC|XIST|INSTINET, LLC|18200
WIN|WINDSTREAM HLDGS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|39730
WIN|WINDSTREAM HLDGS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|452
WIN|WINDSTREAM HLDGS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15228
WINA|WINMARK CORP|ALTX|Alternet Securities Inc.|600
WINA|WINMARK CORP|APCC|Apex Clearing Corporation|20
WINA|WINMARK CORP|BARD|Robert W. Baird & Co. Incorporated|1
WINA|WINMARK CORP|BATM|CBOE TRADING, INC.|234
WINA|WINMARK CORP|BERN|Sanford C. Bernstein & Co., LLC|500
WINA|WINMARK CORP|BMOC|BMO Capital Markets Corp.|371
WINA|WINMARK CORP|BNCH|The Benchmark Company, LLC|500
WINA|WINMARK CORP|BNPX|BNP PARIBAS SECURITIES CORP.|137
WINA|WINMARK CORP|BTIG|BTIG, LLC|18
WINA|WINMARK CORP|BZYD|GOLDMAN SACHS & CO. LLC|330
WINA|WINMARK CORP|CHAS|Charles Schwab & Co., Inc.|4
WINA|WINMARK CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|650
WINA|WINMARK CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7398
WINA|WINMARK CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6891
WINA|WINMARK CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2382
WINA|WINMARK CORP|CTDL|Citadel Derivatives Group Llc|134
WINA|WINMARK CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|272
WINA|WINMARK CORP|DBAB|Deutsche Bank Securities Inc.|6510
WINA|WINMARK CORP|DBAX|Deutsche Bank Securities Inc.|2700
WINA|WINMARK CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|42
WINA|WINMARK CORP|EBXL|EBX LLC|1200
WINA|WINMARK CORP|EGXM|CBOE TRADING, INC.|1
WINA|WINMARK CORP|ETCC|Electronic Transaction Clearing, Inc.|120
WINA|WINMARK CORP|ETRS|E*Trade Securities LLC|133
WINA|WINMARK CORP|FBCO|Credit Suisse Securities (USA) LLC|5432
WINA|WINMARK CORP|FOMA|TD AMERITRADE CLEARING, INC.|639
WINA|WINMARK CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|573
WINA|WINMARK CORP|FTBR|Foliofn Investments, Inc.|157
WINA|WINMARK CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|300
WINA|WINMARK CORP|GLPX|ACS EXECUTION SERVICES, LLC|715
WINA|WINMARK CORP|GSCO|GOLDMAN SACHS & CO. LLC|15322
WINA|WINMARK CORP|IATS|INTERACTIVE BROKERS LLC|640
WINA|WINMARK CORP|IBKR|Interactive Brokers Llc|2381
WINA|WINMARK CORP|ICBX|INSTINET, LLC|100
WINA|WINMARK CORP|IEQY|CITADEL SECURITIES LLC|467
WINA|WINMARK CORP|INCA|INSTINET, LLC|7623
WINA|WINMARK CORP|INJX|INSTINET, LLC|140
WINA|WINMARK CORP|ITGI|ITG Inc.|1231
WINA|WINMARK CORP|ITGP|ITG INC.|6400
WINA|WINMARK CORP|JEFF|JEFFERIES LLC|492
WINA|WINMARK CORP|JPMX|J.P. Morgan Securities LLC|4540
WINA|WINMARK CORP|KCGM|VIRTU Americas LLC|731
WINA|WINMARK CORP|LEHM|Barclays Capital Inc./Le|10889
WINA|WINMARK CORP|LIME|Lime Brokerage LLC|3702
WINA|WINMARK CORP|LMGP|LIME BROKERAGE LLC|8
WINA|WINMARK CORP|MAXM|Maxim Group LLC|135
WINA|WINMARK CORP|MBTS|ALLY INVEST SECURITIES LLC|12
WINA|WINMARK CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
WINA|WINMARK CORP|MSCO|MORGAN STANLEY & CO. LLC|11644
WINA|WINMARK CORP|MSPL|MORGAN STANLEY & CO. LLC|2700
WINA|WINMARK CORP|NFSC|National Financial Services LLC|2054
WINA|WINMARK CORP|NITE|VIRTU Americas LLC|4003
WINA|WINMARK CORP|NTRC|Northern Trust Securities, Inc.|23
WINA|WINMARK CORP|PDQM|CODA MARKETS, INC.|1081
WINA|WINMARK CORP|PIPR|Piper Jaffray & Co.|23
WINA|WINMARK CORP|RAJA|Raymond James & Associates, Inc.|10
WINA|WINMARK CORP|RBCM|RBC CAPITAL MARKETS, LLC|13
WINA|WINMARK CORP|RGLD|Regal Securities, Inc|10
WINA|WINMARK CORP|SBSH|Citigroup Global Markets Inc.|9038
WINA|WINMARK CORP|SGMT|GOLDMAN SACHS & CO. LLC|216
WINA|WINMARK CORP|SPDR|SPEEDROUTE LLC|4445
WINA|WINMARK CORP|SWIM|TD Ameritrade, Inc.|1306
WINA|WINMARK CORP|TKNG|ALLY INVEST SECURITIES LLC|22
WINA|WINMARK CORP|TRCM|TRC MARKETS LLC|4224
WINA|WINMARK CORP|UBSA|UBS SECURITIES LLC|5110
WINA|WINMARK CORP|UBSS|UBS Securities LLC|22056
WINA|WINMARK CORP|VALX|VIRTU AMERICAS LLC|1642
WINA|WINMARK CORP|VGRD|Vanguard Marketing Corporation|57
WINA|WINMARK CORP|WCHV|WELLS FARGO SECURITIES, LLC|683
WINA|WINMARK CORP|WEED|Weeden & Co.L.P.|20
WINA|WINMARK CORP|WGIF|CIBC World Markets Inc.|322
WINA|WINMARK CORP|WSEA|WOLVERINE SECURITIES, LLC|9
WINA|WINMARK CORP|XIST|INSTINET, LLC|400
WINA|WINMARK CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|113
WINA|WINMARK CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|98
WING|WINGSTOP INC. CMN|ALTX|Alternet Securities Inc.|6430
WING|WINGSTOP INC. CMN|ANOS|ABEL/NOSER, L.L.C.|225
WING|WINGSTOP INC. CMN|APCC|Apex Clearing Corporation|406
WING|WINGSTOP INC. CMN|BARD|Robert W. Baird & Co. Incorporated|700
WING|WINGSTOP INC. CMN|BATM|CBOE TRADING, INC.|5969
WING|WINGSTOP INC. CMN|BAYT|BTIG, LLC|6200
WING|WINGSTOP INC. CMN|BBNT|BB&T SECURITIES, LLC|41
WING|WINGSTOP INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|28307
WING|WINGSTOP INC. CMN|BIDS|BIDS TRADING L.P.|600
WING|WINGSTOP INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9815
WING|WINGSTOP INC. CMN|BLKX|INSTINET, LLC|119024
WING|WINGSTOP INC. CMN|BMOC|BMO Capital Markets Corp.|44638
WING|WINGSTOP INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|4930
WING|WINGSTOP INC. CMN|BRVL|BLAYLOCK VAN, LLC|1000
WING|WINGSTOP INC. CMN|BTIG|BTIG, LLC|633
WING|WINGSTOP INC. CMN|BYXM|CBOE TRADING, INC.|1793
WING|WINGSTOP INC. CMN|BZYD|GOLDMAN SACHS & CO. LLC|895
WING|WINGSTOP INC. CMN|CANT|Cantor Fitzgerald & Co.|2578
WING|WINGSTOP INC. CMN|CHAS|Charles Schwab & Co., Inc.|187
WING|WINGSTOP INC. CMN|CIST|Capital Institutional Services, Inc.|399
WING|WINGSTOP INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|213614
WING|WINGSTOP INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11444
WING|WINGSTOP INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1816
WING|WINGSTOP INC. CMN|CRFN|ROBINHOOD FINANCIAL, LLC|1
WING|WINGSTOP INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400854
WING|WINGSTOP INC. CMN|CTDL|Citadel Derivatives Group Llc|19234
WING|WINGSTOP INC. CMN|CTLR|CUTLER GROUP, LP|5918
WING|WINGSTOP INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|36296
WING|WINGSTOP INC. CMN|DBAB|Deutsche Bank Securities Inc.|455123
WING|WINGSTOP INC. CMN|DBAX|Deutsche Bank Securities Inc.|249900
WING|WINGSTOP INC. CMN|DBUL|Deutsche Bank Securities Inc.|4254
WING|WINGSTOP INC. CMN|DCHF|Dart Executions, LLC|500
WING|WINGSTOP INC. CMN|DEAN|MORGAN STANLEY|5688
WING|WINGSTOP INC. CMN|DEGS|RONIN PROFESSIONAL LLC|24763
WING|WINGSTOP INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|553
WING|WINGSTOP INC. CMN|EBXL|EBX LLC|149000
WING|WINGSTOP INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|8600
WING|WINGSTOP INC. CMN|EDJO|Edward D. Jones & Co., L.P.|292
WING|WINGSTOP INC. CMN|EGAM|CBOE TRADING, INC.|12962
WING|WINGSTOP INC. CMN|EGAW|CBOE TRADING, INC.|23
WING|WINGSTOP INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|2400
WING|WINGSTOP INC. CMN|EGXM|CBOE TRADING, INC.|4679
WING|WINGSTOP INC. CMN|EGXW|CBOE TRADING, INC.|24
WING|WINGSTOP INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|37553
WING|WINGSTOP INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5338
WING|WINGSTOP INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|58076
WING|WINGSTOP INC. CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|167
WING|WINGSTOP INC. CMN|ETRS|E*Trade Securities LLC|112742
WING|WINGSTOP INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|523779
WING|WINGSTOP INC. CMN|FILL|Tradestation Securities, Inc.|7774
WING|WINGSTOP INC. CMN|FMAF|NBCN Inc./ CDS|40
WING|WINGSTOP INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|287346
WING|WINGSTOP INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4571
WING|WINGSTOP INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|129287
WING|WINGSTOP INC. CMN|FTBR|Foliofn Investments, Inc.|10760
WING|WINGSTOP INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|40174
WING|WINGSTOP INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|30664
WING|WINGSTOP INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|933461
WING|WINGSTOP INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|11099
WING|WINGSTOP INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|1838
WING|WINGSTOP INC. CMN|GTSZ|GTS SECURITIES LLC|34339
WING|WINGSTOP INC. CMN|HAPX|HAP Trading, LLC|573
WING|WINGSTOP INC. CMN|HRBF|American Enterprise Investment Services Inc.|400
WING|WINGSTOP INC. CMN|HSBC|HSBC Securities, Inc.|40
WING|WINGSTOP INC. CMN|IATS|INTERACTIVE BROKERS LLC|21068
WING|WINGSTOP INC. CMN|IBKR|Interactive Brokers Llc|142136
WING|WINGSTOP INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1079
WING|WINGSTOP INC. CMN|ICBX|INSTINET, LLC|54900
WING|WINGSTOP INC. CMN|IEQY|CITADEL SECURITIES LLC|73171
WING|WINGSTOP INC. CMN|IMPC|Imperial Capital, LLC|9403
WING|WINGSTOP INC. CMN|INCA|INSTINET, LLC|351170
WING|WINGSTOP INC. CMN|INJX|INSTINET, LLC|37765
WING|WINGSTOP INC. CMN|ITGI|ITG Inc.|116631
WING|WINGSTOP INC. CMN|ITGP|ITG INC.|148000
WING|WINGSTOP INC. CMN|JEFF|JEFFERIES LLC|129453
WING|WINGSTOP INC. CMN|JMPT|JUMP TRADING, LLC|86336
WING|WINGSTOP INC. CMN|JONE|JonesTrading|26079
WING|WINGSTOP INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|97173
WING|WINGSTOP INC. CMN|JPMX|J.P. Morgan Securities LLC|425540
WING|WINGSTOP INC. CMN|JSJX|JANE STREET CAPITAL LLC|50324
WING|WINGSTOP INC. CMN|KCGM|VIRTU Americas LLC|51058
WING|WINGSTOP INC. CMN|LEHM|Barclays Capital Inc./Le|570315
WING|WINGSTOP INC. CMN|LIME|Lime Brokerage LLC|174719
WING|WINGSTOP INC. CMN|LIWE|LIME BROKERAGE LLC|385
WING|WINGSTOP INC. CMN|LMGP|LIME BROKERAGE LLC|454
WING|WINGSTOP INC. CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|20200
WING|WINGSTOP INC. CMN|LOOP|Loop Capital Markets LLC|100
WING|WINGSTOP INC. CMN|LQNA|LIQUIDNET, INC.|176200
WING|WINGSTOP INC. CMN|LSCI|Lek Securities Corporation|200
WING|WINGSTOP INC. CMN|MACQ|Macquarie Capital (USA) Inc.|1400
WING|WINGSTOP INC. CMN|MAXM|Maxim Group LLC|3108
WING|WINGSTOP INC. CMN|MBTS|ALLY INVEST SECURITIES LLC|1419
WING|WINGSTOP INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|130746
WING|WINGSTOP INC. CMN|MOTF|MOTIF INVESTING, INC.|2
WING|WINGSTOP INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|1996233
WING|WINGSTOP INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|414500
WING|WINGSTOP INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|232600
WING|WINGSTOP INC. CMN|NFSC|National Financial Services LLC|150386
WING|WINGSTOP INC. CMN|NITE|VIRTU Americas LLC|330369
WING|WINGSTOP INC. CMN|NITP|VIRTU Americas LLC|3017
WING|WINGSTOP INC. CMN|NQRB|Brut, LLC|25137
WING|WINGSTOP INC. CMN|ONEL|O'NEIL SECURITIES, INCORPORATED|3298
WING|WINGSTOP INC. CMN|OPCO|Oppenheimer & Co. Inc.|783
WING|WINGSTOP INC. CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3174
WING|WINGSTOP INC. CMN|PCPT|PHILLIP CAPITAL INC.|200
WING|WINGSTOP INC. CMN|PDQM|CODA MARKETS, INC.|40409
WING|WINGSTOP INC. CMN|PIPR|Piper Jaffray & Co.|1279
WING|WINGSTOP INC. CMN|POIN|PRECISION SECURITIES, LLC (POIN)|100
WING|WINGSTOP INC. CMN|RAJA|Raymond James & Associates, Inc.|148464
WING|WINGSTOP INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|1118
WING|WINGSTOP INC. CMN|RILY|B. RILEY FBR, INC.|300
WING|WINGSTOP INC. CMN|SAGL|SAGETRADER, LLC|11198
WING|WINGSTOP INC. CMN|SAGW|SAGETRADER, LLC|1255
WING|WINGSTOP INC. CMN|SALI|INTL FCSTONE FINANCIAL INC.|829
WING|WINGSTOP INC. CMN|SBSH|Citigroup Global Markets Inc.|177887
WING|WINGSTOP INC. CMN|SDLR|Sandler, O'Neill & Partners, L.P.|123
WING|WINGSTOP INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|163854
WING|WINGSTOP INC. CMN|SPDR|SPEEDROUTE LLC|4520
WING|WINGSTOP INC. CMN|SPTD|MINT GLOBAL MARKETS, INC.|5020
WING|WINGSTOP INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|41554
WING|WINGSTOP INC. CMN|STKP|STOCKPILE INVESTMENTS, INC.|18
WING|WINGSTOP INC. CMN|STRS|STRATEGAS RESEARCH PARTNERS|3440
WING|WINGSTOP INC. CMN|SWIM|TD Ameritrade, Inc.|116433
WING|WINGSTOP INC. CMN|TIAD|Triad Securities Corp|82
WING|WINGSTOP INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|2604
WING|WINGSTOP INC. CMN|TONC|CUTTONE & CO., LLC|910
WING|WINGSTOP INC. CMN|TRBT|Tradebot Systems, Inc.|242502
WING|WINGSTOP INC. CMN|TRCM|TRC MARKETS LLC|139921
WING|WINGSTOP INC. CMN|TWTT|TASTYWORKS, INC.|4890
WING|WINGSTOP INC. CMN|UBSA|UBS SECURITIES LLC|541833
WING|WINGSTOP INC. CMN|UBSS|UBS Securities LLC|1045641
WING|WINGSTOP INC. CMN|VALX|VIRTU AMERICAS LLC|7198
WING|WINGSTOP INC. CMN|VERT|The Vertical Trading Group, LLC|50
WING|WINGSTOP INC. CMN|VGRD|Vanguard Marketing Corporation|21442
WING|WINGSTOP INC. CMN|VSIN|Vision Financial Markets Llc|1
WING|WINGSTOP INC. CMN|WABR|Wall Street Access|698
WING|WINGSTOP INC. CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|3150
WING|WINGSTOP INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|81710
WING|WINGSTOP INC. CMN|WDNX|WEEDEN & CO.L.P.|1106
WING|WINGSTOP INC. CMN|WEDB|WEDBUSH SECURITIES INC.|26144
WING|WINGSTOP INC. CMN|WEED|Weeden & Co.L.P.|231
WING|WINGSTOP INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28114
WING|WINGSTOP INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|55333
WING|WINGSTOP INC. CMN|WGIF|CIBC World Markets Inc.|3041
WING|WINGSTOP INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|20822
WING|WINGSTOP INC. CMN|XIST|INSTINET, LLC|72856
WING|WINGSTOP INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|41306
WING|WINGSTOP INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4240
WING|WINGSTOP INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2596
WINS|WINS FIN HLDGS ORD|ALTX|Alternet Securities Inc.|100
WINS|WINS FIN HLDGS ORD|BNPX|BNP PARIBAS SECURITIES CORP.|52
WINS|WINS FIN HLDGS ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|52
WINS|WINS FIN HLDGS ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|783
WINS|WINS FIN HLDGS ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2
WINS|WINS FIN HLDGS ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|362
WINS|WINS FIN HLDGS ORD|ETRS|E*Trade Securities LLC|798
WINS|WINS FIN HLDGS ORD|FMAF|NBCN Inc./ CDS|1
WINS|WINS FIN HLDGS ORD|FOMA|TD AMERITRADE CLEARING, INC.|119
WINS|WINS FIN HLDGS ORD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|102
WINS|WINS FIN HLDGS ORD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6
WINS|WINS FIN HLDGS ORD|GSCO|GOLDMAN SACHS & CO. LLC|105
WINS|WINS FIN HLDGS ORD|HSBC|HSBC Securities, Inc.|370
WINS|WINS FIN HLDGS ORD|IBKR|Interactive Brokers Llc|1075
WINS|WINS FIN HLDGS ORD|INCA|INSTINET, LLC|244
WINS|WINS FIN HLDGS ORD|ITGI|ITG Inc.|25
WINS|WINS FIN HLDGS ORD|LIME|Lime Brokerage LLC|151
WINS|WINS FIN HLDGS ORD|MSCO|MORGAN STANLEY & CO. LLC|235
WINS|WINS FIN HLDGS ORD|NFSC|National Financial Services LLC|4
WINS|WINS FIN HLDGS ORD|NITE|VIRTU Americas LLC|482
WINS|WINS FIN HLDGS ORD|SBSH|Citigroup Global Markets Inc.|588
WINS|WINS FIN HLDGS ORD|SPDR|SPEEDROUTE LLC|668
WINS|WINS FIN HLDGS ORD|SWIM|TD Ameritrade, Inc.|100
WINS|WINS FIN HLDGS ORD|TKNG|ALLY INVEST SECURITIES LLC|10
WINS|WINS FIN HLDGS ORD|UBSA|UBS SECURITIES LLC|100
WINS|WINS FIN HLDGS ORD|UBSS|UBS Securities LLC|428
WINS|WINS FIN HLDGS ORD|WCHV|WELLS FARGO SECURITIES, LLC|44
WINS|WINS FIN HLDGS ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14
WINS|WINS FIN HLDGS ORD|WSEA|WOLVERINE SECURITIES, LLC|30
WIP|SPDR FTSE INT GOV BD|ALTX|Alternet Securities Inc.|100
WIP|SPDR FTSE INT GOV BD|APCC|Apex Clearing Corporation|228
WIP|SPDR FTSE INT GOV BD|BARD|Robert W. Baird & Co. Incorporated|12
WIP|SPDR FTSE INT GOV BD|BKCM|BNY Mellon Capital Markets LLC|151
WIP|SPDR FTSE INT GOV BD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|37040
WIP|SPDR FTSE INT GOV BD|CANT|Cantor Fitzgerald & Co.|30798
WIP|SPDR FTSE INT GOV BD|CHAS|Charles Schwab & Co., Inc.|46454
WIP|SPDR FTSE INT GOV BD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16401
WIP|SPDR FTSE INT GOV BD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15921
WIP|SPDR FTSE INT GOV BD|CXCX|CITIGROUP GLOBAL MARKETS INC.|50
WIP|SPDR FTSE INT GOV BD|DBAB|Deutsche Bank Securities Inc.|299
WIP|SPDR FTSE INT GOV BD|DBAX|Deutsche Bank Securities Inc.|10500
WIP|SPDR FTSE INT GOV BD|DEAN|MORGAN STANLEY|9158
WIP|SPDR FTSE INT GOV BD|EBXL|EBX LLC|4900
WIP|SPDR FTSE INT GOV BD|EDJC|Edward Jones / CDS|305
WIP|SPDR FTSE INT GOV BD|EDJO|Edward D. Jones & Co., L.P.|112
WIP|SPDR FTSE INT GOV BD|EGAM|CBOE TRADING, INC.|200
WIP|SPDR FTSE INT GOV BD|EGXM|CBOE TRADING, INC.|364
WIP|SPDR FTSE INT GOV BD|ETRS|E*Trade Securities LLC|3397
WIP|SPDR FTSE INT GOV BD|FIDT|Fidelity Clearing Canada ULC./ CDS|800
WIP|SPDR FTSE INT GOV BD|FILL|Tradestation Securities, Inc.|20
WIP|SPDR FTSE INT GOV BD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2294
WIP|SPDR FTSE INT GOV BD|FTBR|Foliofn Investments, Inc.|18724
WIP|SPDR FTSE INT GOV BD|GEBB|GLOBAL EXECUTION BROKERS, LP|6301
WIP|SPDR FTSE INT GOV BD|GLPX|ACS EXECUTION SERVICES, LLC|810
WIP|SPDR FTSE INT GOV BD|GSCO|GOLDMAN SACHS & CO. LLC|134267
WIP|SPDR FTSE INT GOV BD|GSCS|GOLDMAN SACHS & CO. LLC|800
WIP|SPDR FTSE INT GOV BD|GSLT|GOLDMAN SACHS & CO. LLC|600
WIP|SPDR FTSE INT GOV BD|GTSZ|GTS SECURITIES LLC|100
WIP|SPDR FTSE INT GOV BD|HRBF|American Enterprise Investment Services Inc.|2909
WIP|SPDR FTSE INT GOV BD|IATS|INTERACTIVE BROKERS LLC|1199
WIP|SPDR FTSE INT GOV BD|IBKR|Interactive Brokers Llc|8752
WIP|SPDR FTSE INT GOV BD|ICBX|INSTINET, LLC|2900
WIP|SPDR FTSE INT GOV BD|INCA|INSTINET, LLC|18043
WIP|SPDR FTSE INT GOV BD|ITGI|ITG Inc.|3824
WIP|SPDR FTSE INT GOV BD|ITGP|ITG INC.|400
WIP|SPDR FTSE INT GOV BD|JANY|Janney Montgomery Scott Inc.|3
WIP|SPDR FTSE INT GOV BD|JPMX|J.P. Morgan Securities LLC|13054
WIP|SPDR FTSE INT GOV BD|JSEB|JANE STREET EXECUTION SERVICES, LLC|481485
WIP|SPDR FTSE INT GOV BD|JSJX|JANE STREET CAPITAL LLC|73384
WIP|SPDR FTSE INT GOV BD|KCGM|VIRTU Americas LLC|5401
WIP|SPDR FTSE INT GOV BD|LEHM|Barclays Capital Inc./Le|42800
WIP|SPDR FTSE INT GOV BD|LGNT|COR CLEARING LLC|1
WIP|SPDR FTSE INT GOV BD|LIME|Lime Brokerage LLC|6566
WIP|SPDR FTSE INT GOV BD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
WIP|SPDR FTSE INT GOV BD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11328
WIP|SPDR FTSE INT GOV BD|MOTF|MOTIF INVESTING, INC.|9
WIP|SPDR FTSE INT GOV BD|MSCO|MORGAN STANLEY & CO. LLC|59186
WIP|SPDR FTSE INT GOV BD|MSPL|MORGAN STANLEY & CO. LLC|9900
WIP|SPDR FTSE INT GOV BD|MSTX|MORGAN STANLEY & CO. LLC|400
WIP|SPDR FTSE INT GOV BD|NFSC|National Financial Services LLC|33982
WIP|SPDR FTSE INT GOV BD|NITE|VIRTU Americas LLC|136653
WIP|SPDR FTSE INT GOV BD|NITP|VIRTU Americas LLC|7900
WIP|SPDR FTSE INT GOV BD|NQRB|Brut, LLC|4886
WIP|SPDR FTSE INT GOV BD|OPCO|Oppenheimer & Co. Inc.|200
WIP|SPDR FTSE INT GOV BD|PDQM|CODA MARKETS, INC.|1810
WIP|SPDR FTSE INT GOV BD|PWJC|UBS Financial Services, Inc.|32
WIP|SPDR FTSE INT GOV BD|RBCM|RBC CAPITAL MARKETS, LLC|1149
WIP|SPDR FTSE INT GOV BD|SAGL|SAGETRADER, LLC|2235
WIP|SPDR FTSE INT GOV BD|SALI|INTL FCSTONE FINANCIAL INC.|2
WIP|SPDR FTSE INT GOV BD|SBSH|Citigroup Global Markets Inc.|515
WIP|SPDR FTSE INT GOV BD|SGMT|GOLDMAN SACHS & CO. LLC|8601
WIP|SPDR FTSE INT GOV BD|SPDR|SPEEDROUTE LLC|400
WIP|SPDR FTSE INT GOV BD|STFL|Stifel, Nicolaus & Company, Incorporated|1784
WIP|SPDR FTSE INT GOV BD|SWIM|TD Ameritrade, Inc.|147
WIP|SPDR FTSE INT GOV BD|SWST|Hilltop Securities Inc.|1
WIP|SPDR FTSE INT GOV BD|UBSA|UBS SECURITIES LLC|63773
WIP|SPDR FTSE INT GOV BD|UBSS|UBS Securities LLC|77357
WIP|SPDR FTSE INT GOV BD|VGRD|Vanguard Marketing Corporation|5160
WIP|SPDR FTSE INT GOV BD|WBET|Wallachbeth Capital LLC|25000
WIP|SPDR FTSE INT GOV BD|WCHV|WELLS FARGO SECURITIES, LLC|57874
WIP|SPDR FTSE INT GOV BD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|420
WIP|SPDR FTSE INT GOV BD|WSEA|WOLVERINE SECURITIES, LLC|3206
WIP|SPDR FTSE INT GOV BD|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
WIP|SPDR FTSE INT GOV BD|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WIP|SPDR FTSE INT GOV BD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3799
WIRE|ENCORE WIRE CP    ##|ANOS|ABEL/NOSER, L.L.C.|361
WIRE|ENCORE WIRE CP    ##|APCC|Apex Clearing Corporation|11
WIRE|ENCORE WIRE CP    ##|BATM|CBOE TRADING, INC.|220
WIRE|ENCORE WIRE CP    ##|BERN|Sanford C. Bernstein & Co., LLC|2851
WIRE|ENCORE WIRE CP    ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40
WIRE|ENCORE WIRE CP    ##|BMOC|BMO Capital Markets Corp.|3244
WIRE|ENCORE WIRE CP    ##|BNPX|BNP PARIBAS SECURITIES CORP.|4301
WIRE|ENCORE WIRE CP    ##|BRVL|BLAYLOCK VAN, LLC|100
WIRE|ENCORE WIRE CP    ##|BTIG|BTIG, LLC|5348
WIRE|ENCORE WIRE CP    ##|BZYD|GOLDMAN SACHS & CO. LLC|200
WIRE|ENCORE WIRE CP    ##|CHAS|Charles Schwab & Co., Inc.|72
WIRE|ENCORE WIRE CP    ##|CIST|Capital Institutional Services, Inc.|2257
WIRE|ENCORE WIRE CP    ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1729
WIRE|ENCORE WIRE CP    ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2953
WIRE|ENCORE WIRE CP    ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1250
WIRE|ENCORE WIRE CP    ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15366
WIRE|ENCORE WIRE CP    ##|CTDL|Citadel Derivatives Group Llc|3806
WIRE|ENCORE WIRE CP    ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|3650
WIRE|ENCORE WIRE CP    ##|DBAB|Deutsche Bank Securities Inc.|85719
WIRE|ENCORE WIRE CP    ##|DBAX|Deutsche Bank Securities Inc.|14200
WIRE|ENCORE WIRE CP    ##|DEAN|MORGAN STANLEY|244
WIRE|ENCORE WIRE CP    ##|DEGS|RONIN PROFESSIONAL LLC|2568
WIRE|ENCORE WIRE CP    ##|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|217
WIRE|ENCORE WIRE CP    ##|EBXL|EBX LLC|9500
WIRE|ENCORE WIRE CP    ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|1603
WIRE|ENCORE WIRE CP    ##|EDJO|Edward D. Jones & Co., L.P.|6
WIRE|ENCORE WIRE CP    ##|EGAM|CBOE TRADING, INC.|2672
WIRE|ENCORE WIRE CP    ##|EGMT|EG MARKET TECHNOLOGIES LLC|110
WIRE|ENCORE WIRE CP    ##|EGXM|CBOE TRADING, INC.|222
WIRE|ENCORE WIRE CP    ##|EGXW|CBOE TRADING, INC.|100
WIRE|ENCORE WIRE CP    ##|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|29
WIRE|ENCORE WIRE CP    ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4466
WIRE|ENCORE WIRE CP    ##|ETRS|E*Trade Securities LLC|2547
WIRE|ENCORE WIRE CP    ##|FBCO|Credit Suisse Securities (USA) LLC|79812
WIRE|ENCORE WIRE CP    ##|FMAF|NBCN Inc./ CDS|529
WIRE|ENCORE WIRE CP    ##|FOMA|TD AMERITRADE CLEARING, INC.|16119
WIRE|ENCORE WIRE CP    ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
WIRE|ENCORE WIRE CP    ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5575
WIRE|ENCORE WIRE CP    ##|FTBR|Foliofn Investments, Inc.|41
WIRE|ENCORE WIRE CP    ##|GEBB|GLOBAL EXECUTION BROKERS, LP|5650
WIRE|ENCORE WIRE CP    ##|GLPX|ACS EXECUTION SERVICES, LLC|1148
WIRE|ENCORE WIRE CP    ##|GSCO|GOLDMAN SACHS & CO. LLC|84747
WIRE|ENCORE WIRE CP    ##|GSCS|GOLDMAN SACHS & CO. LLC|9261
WIRE|ENCORE WIRE CP    ##|GSLT|GOLDMAN SACHS & CO. LLC|308
WIRE|ENCORE WIRE CP    ##|GTSZ|GTS SECURITIES LLC|2771
WIRE|ENCORE WIRE CP    ##|HPPX|POTAMUS TRADING, LLC|966
WIRE|ENCORE WIRE CP    ##|HSBC|HSBC Securities, Inc.|200
WIRE|ENCORE WIRE CP    ##|IATS|INTERACTIVE BROKERS LLC|131
WIRE|ENCORE WIRE CP    ##|IBKR|Interactive Brokers Llc|7691
WIRE|ENCORE WIRE CP    ##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
WIRE|ENCORE WIRE CP    ##|ICBX|INSTINET, LLC|3900
WIRE|ENCORE WIRE CP    ##|IEQY|CITADEL SECURITIES LLC|7997
WIRE|ENCORE WIRE CP    ##|INCA|INSTINET, LLC|58958
WIRE|ENCORE WIRE CP    ##|INJX|INSTINET, LLC|1638
WIRE|ENCORE WIRE CP    ##|ITGI|ITG Inc.|9445
WIRE|ENCORE WIRE CP    ##|ITGP|ITG INC.|21800
WIRE|ENCORE WIRE CP    ##|JEFF|JEFFERIES LLC|934
WIRE|ENCORE WIRE CP    ##|JONE|JonesTrading|500
WIRE|ENCORE WIRE CP    ##|JPBX|J.P. MORGAN SECURITIES LLC|4086
WIRE|ENCORE WIRE CP    ##|JPMX|J.P. Morgan Securities LLC|42762
WIRE|ENCORE WIRE CP    ##|JSJX|JANE STREET CAPITAL LLC|1076
WIRE|ENCORE WIRE CP    ##|KCGM|VIRTU Americas LLC|8705
WIRE|ENCORE WIRE CP    ##|LEHM|Barclays Capital Inc./Le|79006
WIRE|ENCORE WIRE CP    ##|LIME|Lime Brokerage LLC|55536
WIRE|ENCORE WIRE CP    ##|LMGP|LIME BROKERAGE LLC|2800
WIRE|ENCORE WIRE CP    ##|LOOP|Loop Capital Markets LLC|100
WIRE|ENCORE WIRE CP    ##|MAXM|Maxim Group LLC|2174
WIRE|ENCORE WIRE CP    ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7000
WIRE|ENCORE WIRE CP    ##|MSCO|MORGAN STANLEY & CO. LLC|155833
WIRE|ENCORE WIRE CP    ##|MSPL|MORGAN STANLEY & CO. LLC|18100
WIRE|ENCORE WIRE CP    ##|MSTX|MORGAN STANLEY & CO. LLC|200
WIRE|ENCORE WIRE CP    ##|NFSC|National Financial Services LLC|7075
WIRE|ENCORE WIRE CP    ##|NITE|VIRTU Americas LLC|27933
WIRE|ENCORE WIRE CP    ##|NQRB|Brut, LLC|1238
WIRE|ENCORE WIRE CP    ##|NTRC|Northern Trust Securities, Inc.|34
WIRE|ENCORE WIRE CP    ##|OPCO|Oppenheimer & Co. Inc.|171
WIRE|ENCORE WIRE CP    ##|PDQM|CODA MARKETS, INC.|5807
WIRE|ENCORE WIRE CP    ##|RAJA|Raymond James & Associates, Inc.|600
WIRE|ENCORE WIRE CP    ##|RBCM|RBC CAPITAL MARKETS, LLC|500
WIRE|ENCORE WIRE CP    ##|SAGW|SAGETRADER, LLC|100
WIRE|ENCORE WIRE CP    ##|SBSH|Citigroup Global Markets Inc.|38348
WIRE|ENCORE WIRE CP    ##|SGMT|GOLDMAN SACHS & CO. LLC|3782
WIRE|ENCORE WIRE CP    ##|SIDC|Sidoti & Company, LLC|500
WIRE|ENCORE WIRE CP    ##|SPDR|SPEEDROUTE LLC|1102
WIRE|ENCORE WIRE CP    ##|SPTD|MINT GLOBAL MARKETS, INC.|12200
WIRE|ENCORE WIRE CP    ##|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
WIRE|ENCORE WIRE CP    ##|TRBT|Tradebot Systems, Inc.|6123
WIRE|ENCORE WIRE CP    ##|TRCM|TRC MARKETS LLC|28168
WIRE|ENCORE WIRE CP    ##|UBSA|UBS SECURITIES LLC|46210
WIRE|ENCORE WIRE CP    ##|UBSS|UBS Securities LLC|115563
WIRE|ENCORE WIRE CP    ##|VALX|VIRTU AMERICAS LLC|3389
WIRE|ENCORE WIRE CP    ##|VGRD|Vanguard Marketing Corporation|237
WIRE|ENCORE WIRE CP    ##|WCHV|WELLS FARGO SECURITIES, LLC|13449
WIRE|ENCORE WIRE CP    ##|WEED|Weeden & Co.L.P.|6634
WIRE|ENCORE WIRE CP    ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|713
WIRE|ENCORE WIRE CP    ##|WSEA|WOLVERINE SECURITIES, LLC|208
WIRE|ENCORE WIRE CP    ##|XIST|INSTINET, LLC|4918
WIRE|ENCORE WIRE CP    ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|910
WIRE|ENCORE WIRE CP    ##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|108
WIT|WIPRO LTD.|ADAM|CANACCORD GENUITY INC.|180949
WIT|WIPRO LTD.|ALTX|Alternet Securities Inc.|2300
WIT|WIPRO LTD.|APCC|Apex Clearing Corporation|1417
WIT|WIPRO LTD.|BARD|Robert W. Baird & Co. Incorporated|21
WIT|WIPRO LTD.|BATM|CBOE TRADING, INC.|577
WIT|WIPRO LTD.|BERN|Sanford C. Bernstein & Co., LLC|27150
WIT|WIPRO LTD.|BIDS|BIDS TRADING L.P.|169900
WIT|WIPRO LTD.|BIMI|Banca IMI Securities Corp.|26215
WIT|WIPRO LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4047
WIT|WIPRO LTD.|BLKX|INSTINET, LLC|283100
WIT|WIPRO LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|8207
WIT|WIPRO LTD.|BTIG|BTIG, LLC|67473
WIT|WIPRO LTD.|BYXM|CBOE TRADING, INC.|200
WIT|WIPRO LTD.|BZYD|GOLDMAN SACHS & CO. LLC|9580
WIT|WIPRO LTD.|CHAS|Charles Schwab & Co., Inc.|56917
WIT|WIPRO LTD.|CLSA|CLSA AMERICAS, LLC|60
WIT|WIPRO LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84304
WIT|WIPRO LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
WIT|WIPRO LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|569022
WIT|WIPRO LTD.|CTDL|Citadel Derivatives Group Llc|20197
WIT|WIPRO LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|38480
WIT|WIPRO LTD.|DBAB|Deutsche Bank Securities Inc.|381907
WIT|WIPRO LTD.|DBAX|Deutsche Bank Securities Inc.|394200
WIT|WIPRO LTD.|DEAN|MORGAN STANLEY|2147
WIT|WIPRO LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8327
WIT|WIPRO LTD.|EBXL|EBX LLC|206400
WIT|WIPRO LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|181767
WIT|WIPRO LTD.|EDJO|Edward D. Jones & Co., L.P.|218
WIT|WIPRO LTD.|EGAM|CBOE TRADING, INC.|6447
WIT|WIPRO LTD.|EGAW|CBOE TRADING, INC.|300
WIT|WIPRO LTD.|EGXM|CBOE TRADING, INC.|700
WIT|WIPRO LTD.|ETBE|Electronic Transaction Clearing, Inc.|13675
WIT|WIPRO LTD.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|700
WIT|WIPRO LTD.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
WIT|WIPRO LTD.|ETCB|ETC BROKERAGE SERVICES, LLC|1750
WIT|WIPRO LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
WIT|WIPRO LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12648
WIT|WIPRO LTD.|ETRS|E*Trade Securities LLC|40166
WIT|WIPRO LTD.|FILL|Tradestation Securities, Inc.|550
WIT|WIPRO LTD.|FMAF|NBCN Inc./ CDS|2781
WIT|WIPRO LTD.|FQLS|Quantlab Securities LP|73803
WIT|WIPRO LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77228
WIT|WIPRO LTD.|FTBR|Foliofn Investments, Inc.|22320
WIT|WIPRO LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|7900
WIT|WIPRO LTD.|GLPX|ACS EXECUTION SERVICES, LLC|4439
WIT|WIPRO LTD.|GSCO|GOLDMAN SACHS & CO. LLC|613997
WIT|WIPRO LTD.|GSCS|GOLDMAN SACHS & CO. LLC|74700
WIT|WIPRO LTD.|GSLT|GOLDMAN SACHS & CO. LLC|22226
WIT|WIPRO LTD.|GTSZ|GTS SECURITIES LLC|20687
WIT|WIPRO LTD.|HAPX|HAP Trading, LLC|1200
WIT|WIPRO LTD.|HRBF|American Enterprise Investment Services Inc.|276
WIT|WIPRO LTD.|HSBC|HSBC Securities, Inc.|11771
WIT|WIPRO LTD.|IATS|INTERACTIVE BROKERS LLC|205992
WIT|WIPRO LTD.|IBKR|Interactive Brokers Llc|464793
WIT|WIPRO LTD.|ICBX|INSTINET, LLC|185412
WIT|WIPRO LTD.|INCA|INSTINET, LLC|135321
WIT|WIPRO LTD.|INJX|INSTINET, LLC|455
WIT|WIPRO LTD.|INTL|INTL FCSTONE FINANCIAL INC.|1168
WIT|WIPRO LTD.|ITGI|ITG Inc.|35824
WIT|WIPRO LTD.|ITGP|ITG INC.|1527200
WIT|WIPRO LTD.|JEFF|JEFFERIES LLC|33598
WIT|WIPRO LTD.|JMPT|JUMP TRADING, LLC|81562
WIT|WIPRO LTD.|JPBX|J.P. MORGAN SECURITIES LLC|52166
WIT|WIPRO LTD.|JPMX|J.P. Morgan Securities LLC|957654
WIT|WIPRO LTD.|JSJX|JANE STREET CAPITAL LLC|34402
WIT|WIPRO LTD.|KCGM|VIRTU Americas LLC|102723
WIT|WIPRO LTD.|LEHM|Barclays Capital Inc./Le|1219221
WIT|WIPRO LTD.|LIME|Lime Brokerage LLC|13661
WIT|WIPRO LTD.|LQNA|LIQUIDNET, INC.|386200
WIT|WIPRO LTD.|LQNB|LIQUIDNET, INC.|447800
WIT|WIPRO LTD.|MACQ|Macquarie Capital (USA) Inc.|500
WIT|WIPRO LTD.|MAXM|Maxim Group LLC|650
WIT|WIPRO LTD.|MBTS|ALLY INVEST SECURITIES LLC|3425
WIT|WIPRO LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|361632
WIT|WIPRO LTD.|MOTF|MOTIF INVESTING, INC.|100
WIT|WIPRO LTD.|MSCO|MORGAN STANLEY & CO. LLC|1035333
WIT|WIPRO LTD.|MSPL|MORGAN STANLEY & CO. LLC|661100
WIT|WIPRO LTD.|MSTX|MORGAN STANLEY & CO. LLC|190000
WIT|WIPRO LTD.|NFSC|National Financial Services LLC|198199
WIT|WIPRO LTD.|NITE|VIRTU Americas LLC|662984
WIT|WIPRO LTD.|NITP|VIRTU Americas LLC|41974
WIT|WIPRO LTD.|NQRB|Brut, LLC|3694
WIT|WIPRO LTD.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
WIT|WIPRO LTD.|PDQM|CODA MARKETS, INC.|10842
WIT|WIPRO LTD.|RBCM|RBC CAPITAL MARKETS, LLC|800
WIT|WIPRO LTD.|SAGL|SAGETRADER, LLC|19064
WIT|WIPRO LTD.|SBSH|Citigroup Global Markets Inc.|13151
WIT|WIPRO LTD.|SGMT|GOLDMAN SACHS & CO. LLC|298845
WIT|WIPRO LTD.|SPDR|SPEEDROUTE LLC|3100
WIT|WIPRO LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|500
WIT|WIPRO LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2455
WIT|WIPRO LTD.|SWIM|TD Ameritrade, Inc.|81800
WIT|WIPRO LTD.|TKNG|ALLY INVEST SECURITIES LLC|12997
WIT|WIPRO LTD.|TRBT|Tradebot Systems, Inc.|116341
WIT|WIPRO LTD.|TRCM|TRC MARKETS LLC|12023
WIT|WIPRO LTD.|UBSA|UBS SECURITIES LLC|842147
WIT|WIPRO LTD.|UBSS|UBS Securities LLC|1298735
WIT|WIPRO LTD.|VALX|VIRTU AMERICAS LLC|57630
WIT|WIPRO LTD.|VGRD|Vanguard Marketing Corporation|931
WIT|WIPRO LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|901
WIT|WIPRO LTD.|WCHV|WELLS FARGO SECURITIES, LLC|35194
WIT|WIPRO LTD.|WEDB|WEDBUSH SECURITIES INC.|4296
WIT|WIPRO LTD.|WEED|Weeden & Co.L.P.|5890
WIT|WIPRO LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|756
WIT|WIPRO LTD.|WGIF|CIBC World Markets Inc.|30
WIT|WIPRO LTD.|WSEA|WOLVERINE SECURITIES, LLC|10695
WIT|WIPRO LTD.|XIST|INSTINET, LLC|124200
WIT|WIPRO LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|65186
WIT|WIPRO LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WIT|WIPRO LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10474
WIW|WESTERN ASSET INFLAT|ALTX|Alternet Securities Inc.|2600
WIW|WESTERN ASSET INFLAT|BANK|Primevest Financial Services, Inc.|3770
WIW|WESTERN ASSET INFLAT|BARD|Robert W. Baird & Co. Incorporated|190
WIW|WESTERN ASSET INFLAT|BATM|CBOE TRADING, INC.|108
WIW|WESTERN ASSET INFLAT|BBNT|BB&T SECURITIES, LLC|5
WIW|WESTERN ASSET INFLAT|BTIG|BTIG, LLC|8462
WIW|WESTERN ASSET INFLAT|CIST|Capital Institutional Services, Inc.|3600
WIW|WESTERN ASSET INFLAT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|500
WIW|WESTERN ASSET INFLAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4516
WIW|WESTERN ASSET INFLAT|CXCX|CITIGROUP GLOBAL MARKETS INC.|2034
WIW|WESTERN ASSET INFLAT|DBAX|Deutsche Bank Securities Inc.|5500
WIW|WESTERN ASSET INFLAT|DEAN|MORGAN STANLEY|13586
WIW|WESTERN ASSET INFLAT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27179
WIW|WESTERN ASSET INFLAT|EBXL|EBX LLC|6900
WIW|WESTERN ASSET INFLAT|ECUT|CONVERGEX EXECUTION SOLUTIONS|15149
WIW|WESTERN ASSET INFLAT|EDJO|Edward D. Jones & Co., L.P.|2900
WIW|WESTERN ASSET INFLAT|EGXM|CBOE TRADING, INC.|3100
WIW|WESTERN ASSET INFLAT|ETRS|E*Trade Securities LLC|18506
WIW|WESTERN ASSET INFLAT|FILL|Tradestation Securities, Inc.|400
WIW|WESTERN ASSET INFLAT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11185
WIW|WESTERN ASSET INFLAT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|17981
WIW|WESTERN ASSET INFLAT|FTBR|Foliofn Investments, Inc.|525
WIW|WESTERN ASSET INFLAT|GLPX|ACS EXECUTION SERVICES, LLC|11624
WIW|WESTERN ASSET INFLAT|GSCO|GOLDMAN SACHS & CO. LLC|11516
WIW|WESTERN ASSET INFLAT|HRBF|American Enterprise Investment Services Inc.|3464
WIW|WESTERN ASSET INFLAT|IATS|INTERACTIVE BROKERS LLC|420
WIW|WESTERN ASSET INFLAT|IBKR|Interactive Brokers Llc|7964
WIW|WESTERN ASSET INFLAT|ICBX|INSTINET, LLC|1900
WIW|WESTERN ASSET INFLAT|INCA|INSTINET, LLC|4559
WIW|WESTERN ASSET INFLAT|ITGI|ITG Inc.|819
WIW|WESTERN ASSET INFLAT|ITGP|ITG INC.|10800
WIW|WESTERN ASSET INFLAT|JANY|Janney Montgomery Scott Inc.|4771
WIW|WESTERN ASSET INFLAT|JONE|JonesTrading|2200
WIW|WESTERN ASSET INFLAT|JPMX|J.P. Morgan Securities LLC|2898
WIW|WESTERN ASSET INFLAT|KCGM|VIRTU Americas LLC|1881
WIW|WESTERN ASSET INFLAT|LEHM|Barclays Capital Inc./Le|1100
WIW|WESTERN ASSET INFLAT|LIME|Lime Brokerage LLC|318
WIW|WESTERN ASSET INFLAT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
WIW|WESTERN ASSET INFLAT|MAXM|Maxim Group LLC|784
WIW|WESTERN ASSET INFLAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6400
WIW|WESTERN ASSET INFLAT|MSCO|MORGAN STANLEY & CO. LLC|93997
WIW|WESTERN ASSET INFLAT|MSPL|MORGAN STANLEY & CO. LLC|1800
WIW|WESTERN ASSET INFLAT|NFSC|National Financial Services LLC|146480
WIW|WESTERN ASSET INFLAT|NITE|VIRTU Americas LLC|159483
WIW|WESTERN ASSET INFLAT|NQRB|Brut, LLC|2500
WIW|WESTERN ASSET INFLAT|OPCO|Oppenheimer & Co. Inc.|39
WIW|WESTERN ASSET INFLAT|PDQM|CODA MARKETS, INC.|1533
WIW|WESTERN ASSET INFLAT|PWJC|UBS Financial Services, Inc.|15267
WIW|WESTERN ASSET INFLAT|RBCM|RBC CAPITAL MARKETS, LLC|9175
WIW|WESTERN ASSET INFLAT|SAGC|SAGETRADER, LLC|400
WIW|WESTERN ASSET INFLAT|SBSH|Citigroup Global Markets Inc.|7942
WIW|WESTERN ASSET INFLAT|SGMT|GOLDMAN SACHS & CO. LLC|2600
WIW|WESTERN ASSET INFLAT|STFL|Stifel, Nicolaus & Company, Incorporated|10519
WIW|WESTERN ASSET INFLAT|STXG|Stockcross Financial Services, Inc.|6
WIW|WESTERN ASSET INFLAT|SWIM|TD Ameritrade, Inc.|1200
WIW|WESTERN ASSET INFLAT|SWST|Hilltop Securities Inc.|4455
WIW|WESTERN ASSET INFLAT|TKNG|ALLY INVEST SECURITIES LLC|450
WIW|WESTERN ASSET INFLAT|TRBT|Tradebot Systems, Inc.|1079
WIW|WESTERN ASSET INFLAT|UBSA|UBS SECURITIES LLC|14147
WIW|WESTERN ASSET INFLAT|UBSS|UBS Securities LLC|88090
WIW|WESTERN ASSET INFLAT|VGRD|Vanguard Marketing Corporation|5091
WIW|WESTERN ASSET INFLAT|WCHV|WELLS FARGO SECURITIES, LLC|37591
WIW|WESTERN ASSET INFLAT|WEDB|WEDBUSH SECURITIES INC.|4491
WIW|WESTERN ASSET INFLAT|WEED|Weeden & Co.L.P.|3100
WIW|WESTERN ASSET INFLAT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2782
WIW|WESTERN ASSET INFLAT|WSEA|WOLVERINE SECURITIES, LLC|450
WIW|WESTERN ASSET INFLAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|6600
WIW|WESTERN ASSET INFLAT|YKNA|COMHAR CAPITAL MARKETS, LLC|444
WIW|WESTERN ASSET INFLAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13825
WIX|WIX.COM LTD.|ANOS|ABEL/NOSER, L.L.C.|2493
WIX|WIX.COM LTD.|APCC|Apex Clearing Corporation|1476
WIX|WIX.COM LTD.|BANK|Primevest Financial Services, Inc.|150
WIX|WIX.COM LTD.|BARD|Robert W. Baird & Co. Incorporated|20
WIX|WIX.COM LTD.|BATM|CBOE TRADING, INC.|10795
WIX|WIX.COM LTD.|BBNT|BB&T SECURITIES, LLC|100
WIX|WIX.COM LTD.|BERN|Sanford C. Bernstein & Co., LLC|53993
WIX|WIX.COM LTD.|BIMI|Banca IMI Securities Corp.|1705
WIX|WIX.COM LTD.|BKCM|BNY Mellon Capital Markets LLC|217
WIX|WIX.COM LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|25665
WIX|WIX.COM LTD.|BLKX|INSTINET, LLC|76200
WIX|WIX.COM LTD.|BMOC|BMO Capital Markets Corp.|2500
WIX|WIX.COM LTD.|BMSI|BULL MARKET SECURITIES, INC.|48
WIX|WIX.COM LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|1700
WIX|WIX.COM LTD.|BTIG|BTIG, LLC|37973
WIX|WIX.COM LTD.|BYXM|CBOE TRADING, INC.|2356
WIX|WIX.COM LTD.|BZYD|GOLDMAN SACHS & CO. LLC|1200
WIX|WIX.COM LTD.|CANT|Cantor Fitzgerald & Co.|995
WIX|WIX.COM LTD.|CHAS|Charles Schwab & Co., Inc.|5017
WIX|WIX.COM LTD.|CHBC|PENSERRA SECURITIES, LLC|10000
WIX|WIX.COM LTD.|CIST|Capital Institutional Services, Inc.|11646
WIX|WIX.COM LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|286362
WIX|WIX.COM LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11525
WIX|WIX.COM LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3
WIX|WIX.COM LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|324673
WIX|WIX.COM LTD.|CTDL|Citadel Derivatives Group Llc|14917
WIX|WIX.COM LTD.|CTLR|CUTLER GROUP, LP|7085
WIX|WIX.COM LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|37820
WIX|WIX.COM LTD.|DADA|D.A. Davidson & Co.|40
WIX|WIX.COM LTD.|DAVA|Davenport & Company LLC|200
WIX|WIX.COM LTD.|DBAB|Deutsche Bank Securities Inc.|205648
WIX|WIX.COM LTD.|DBAX|Deutsche Bank Securities Inc.|363000
WIX|WIX.COM LTD.|DBUL|Deutsche Bank Securities Inc.|4847
WIX|WIX.COM LTD.|DEAN|MORGAN STANLEY|2737
WIX|WIX.COM LTD.|DEGS|RONIN PROFESSIONAL LLC|1429
WIX|WIX.COM LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8900
WIX|WIX.COM LTD.|DRWC|DRW SECURITIES, L.L.C.|100
WIX|WIX.COM LTD.|EBXL|EBX LLC|330500
WIX|WIX.COM LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3661
WIX|WIX.COM LTD.|EDJC|Edward Jones / CDS|85
WIX|WIX.COM LTD.|EDJO|Edward D. Jones & Co., L.P.|2683
WIX|WIX.COM LTD.|EGAM|CBOE TRADING, INC.|49509
WIX|WIX.COM LTD.|EGAW|CBOE TRADING, INC.|366
WIX|WIX.COM LTD.|EGMT|EG MARKET TECHNOLOGIES LLC|877
WIX|WIX.COM LTD.|EGXM|CBOE TRADING, INC.|4939
WIX|WIX.COM LTD.|EGXW|CBOE TRADING, INC.|130
WIX|WIX.COM LTD.|ELEV|ELEVATION, LLC|1552
WIX|WIX.COM LTD.|ESPO|ESPOSITO SECURITIES, LLC|32
WIX|WIX.COM LTD.|ETBE|Electronic Transaction Clearing, Inc.|2517
WIX|WIX.COM LTD.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|2000
WIX|WIX.COM LTD.|ETCB|ETC BROKERAGE SERVICES, LLC|60
WIX|WIX.COM LTD.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2032
WIX|WIX.COM LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56325
WIX|WIX.COM LTD.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
WIX|WIX.COM LTD.|ETRS|E*Trade Securities LLC|224882
WIX|WIX.COM LTD.|FBCO|Credit Suisse Securities (USA) LLC|390891
WIX|WIX.COM LTD.|FBSB|U.S. Bancorp Investments, Inc.|150
WIX|WIX.COM LTD.|FIDT|Fidelity Clearing Canada ULC./ CDS|74
WIX|WIX.COM LTD.|FILL|Tradestation Securities, Inc.|5817
WIX|WIX.COM LTD.|FMAF|NBCN Inc./ CDS|1808
WIX|WIX.COM LTD.|FOMA|TD AMERITRADE CLEARING, INC.|387429
WIX|WIX.COM LTD.|FQLS|Quantlab Securities LP|376529
WIX|WIX.COM LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60480
WIX|WIX.COM LTD.|FTBR|Foliofn Investments, Inc.|850
WIX|WIX.COM LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|28907
WIX|WIX.COM LTD.|GLIS|TD Securities Inc|160
WIX|WIX.COM LTD.|GLPX|ACS EXECUTION SERVICES, LLC|25616
WIX|WIX.COM LTD.|GSCO|GOLDMAN SACHS & CO. LLC|452079
WIX|WIX.COM LTD.|GSCS|GOLDMAN SACHS & CO. LLC|34876
WIX|WIX.COM LTD.|GSLT|GOLDMAN SACHS & CO. LLC|12002
WIX|WIX.COM LTD.|GTSZ|GTS SECURITIES LLC|4628
WIX|WIX.COM LTD.|HAPX|HAP Trading, LLC|1500
WIX|WIX.COM LTD.|HRBF|American Enterprise Investment Services Inc.|4404
WIX|WIX.COM LTD.|HSBC|HSBC Securities, Inc.|73922
WIX|WIX.COM LTD.|IATS|INTERACTIVE BROKERS LLC|13207
WIX|WIX.COM LTD.|IBKR|Interactive Brokers Llc|279244
WIX|WIX.COM LTD.|ICBX|INSTINET, LLC|58298
WIX|WIX.COM LTD.|INCA|INSTINET, LLC|422506
WIX|WIX.COM LTD.|INJX|INSTINET, LLC|95095
WIX|WIX.COM LTD.|ITGI|ITG Inc.|51091
WIX|WIX.COM LTD.|ITGP|ITG INC.|223800
WIX|WIX.COM LTD.|JANY|Janney Montgomery Scott Inc.|500
WIX|WIX.COM LTD.|JEFF|JEFFERIES LLC|385039
WIX|WIX.COM LTD.|JMPT|JUMP TRADING, LLC|65634
WIX|WIX.COM LTD.|JONE|JonesTrading|3250
WIX|WIX.COM LTD.|JPBX|J.P. MORGAN SECURITIES LLC|40909
WIX|WIX.COM LTD.|JPMX|J.P. Morgan Securities LLC|433230
WIX|WIX.COM LTD.|JSJX|JANE STREET CAPITAL LLC|21090
WIX|WIX.COM LTD.|KCGM|VIRTU Americas LLC|82657
WIX|WIX.COM LTD.|LEER|LEERINK PARTNERS LLC|540
WIX|WIX.COM LTD.|LEHM|Barclays Capital Inc./Le|795611
WIX|WIX.COM LTD.|LIME|Lime Brokerage LLC|162881
WIX|WIX.COM LTD.|LOOP|Loop Capital Markets LLC|690
WIX|WIX.COM LTD.|LQNA|LIQUIDNET, INC.|112100
WIX|WIX.COM LTD.|LSCI|Lek Securities Corporation|795
WIX|WIX.COM LTD.|MAXM|Maxim Group LLC|764
WIX|WIX.COM LTD.|MBTS|ALLY INVEST SECURITIES LLC|88
WIX|WIX.COM LTD.|MITR|GMP SECURITIES, LLC|97600
WIX|WIX.COM LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|128256
WIX|WIX.COM LTD.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|250
WIX|WIX.COM LTD.|MSCO|MORGAN STANLEY & CO. LLC|1912325
WIX|WIX.COM LTD.|MSPL|MORGAN STANLEY & CO. LLC|450100
WIX|WIX.COM LTD.|MSTX|MORGAN STANLEY & CO. LLC|126500
WIX|WIX.COM LTD.|MULL|MARK J. MULLER EQUITIES, INC.|590
WIX|WIX.COM LTD.|NFSC|National Financial Services LLC|456205
WIX|WIX.COM LTD.|NITE|VIRTU Americas LLC|817346
WIX|WIX.COM LTD.|NITP|VIRTU Americas LLC|1633
WIX|WIX.COM LTD.|NMRA|Nomura Securities International, Inc.|21200
WIX|WIX.COM LTD.|NORT|Northland Securities, Inc.|19364
WIX|WIX.COM LTD.|NQRB|Brut, LLC|15345
WIX|WIX.COM LTD.|NTRC|Northern Trust Securities, Inc.|801
WIX|WIX.COM LTD.|OPCO|Oppenheimer & Co. Inc.|142194
WIX|WIX.COM LTD.|PCPT|PHILLIP CAPITAL INC.|40
WIX|WIX.COM LTD.|PDQM|CODA MARKETS, INC.|133348
WIX|WIX.COM LTD.|PHLY|NASDAQ Execution Services, LLC|4000
WIX|WIX.COM LTD.|PWJC|UBS Financial Services, Inc.|4475
WIX|WIX.COM LTD.|RAJA|Raymond James & Associates, Inc.|8928
WIX|WIX.COM LTD.|RBCM|RBC CAPITAL MARKETS, LLC|941
WIX|WIX.COM LTD.|SAGL|SAGETRADER, LLC|10976
WIX|WIX.COM LTD.|SBSH|Citigroup Global Markets Inc.|821033
WIX|WIX.COM LTD.|SGMT|GOLDMAN SACHS & CO. LLC|127515
WIX|WIX.COM LTD.|SPDR|SPEEDROUTE LLC|108257
WIX|WIX.COM LTD.|SPHN|Stephens Inc.|2800
WIX|WIX.COM LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|2403
WIX|WIX.COM LTD.|STKP|STOCKPILE INVESTMENTS, INC.|84
WIX|WIX.COM LTD.|STXG|Stockcross Financial Services, Inc.|60
WIX|WIX.COM LTD.|SWIM|TD Ameritrade, Inc.|117945
WIX|WIX.COM LTD.|SWST|Hilltop Securities Inc.|100
WIX|WIX.COM LTD.|TKNG|ALLY INVEST SECURITIES LLC|3987
WIX|WIX.COM LTD.|TOUR|TOURMALINE PARTNERS, LLC|300
WIX|WIX.COM LTD.|TRBT|Tradebot Systems, Inc.|65235
WIX|WIX.COM LTD.|TRCM|TRC MARKETS LLC|115873
WIX|WIX.COM LTD.|TWTT|TASTYWORKS, INC.|1957
WIX|WIX.COM LTD.|UBSA|UBS SECURITIES LLC|647172
WIX|WIX.COM LTD.|UBSS|UBS Securities LLC|696470
WIX|WIX.COM LTD.|VALX|VIRTU AMERICAS LLC|10264
WIX|WIX.COM LTD.|VGRD|Vanguard Marketing Corporation|32292
WIX|WIX.COM LTD.|VSIN|Vision Financial Markets Llc|727
WIX|WIX.COM LTD.|WABR|Wall Street Access|4958
WIX|WIX.COM LTD.|WBLR|WILLIAM BLAIR|26655
WIX|WIX.COM LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|5508
WIX|WIX.COM LTD.|WCHV|WELLS FARGO SECURITIES, LLC|79661
WIX|WIX.COM LTD.|WEDB|WEDBUSH SECURITIES INC.|1322
WIX|WIX.COM LTD.|WEED|Weeden & Co.L.P.|10
WIX|WIX.COM LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|28669
WIX|WIX.COM LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33020
WIX|WIX.COM LTD.|WGIF|CIBC World Markets Inc.|1922
WIX|WIX.COM LTD.|WHOT|JUST2TRADE, INC.|40
WIX|WIX.COM LTD.|WSEA|WOLVERINE SECURITIES, LLC|13575
WIX|WIX.COM LTD.|XIST|INSTINET, LLC|28800
WIX|WIX.COM LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|63230
WIX|WIX.COM LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|5
WIX|WIX.COM LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6003
WK|WORKIVA INC. CL A|ALTX|Alternet Securities Inc.|1742
WK|WORKIVA INC. CL A|APCC|Apex Clearing Corporation|153
WK|WORKIVA INC. CL A|BARD|Robert W. Baird & Co. Incorporated|140
WK|WORKIVA INC. CL A|BATM|CBOE TRADING, INC.|4500
WK|WORKIVA INC. CL A|BAYT|BTIG, LLC|80721
WK|WORKIVA INC. CL A|BERN|Sanford C. Bernstein & Co., LLC|7400
WK|WORKIVA INC. CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13
WK|WORKIVA INC. CL A|BLKX|INSTINET, LLC|53300
WK|WORKIVA INC. CL A|BNCH|The Benchmark Company, LLC|44500
WK|WORKIVA INC. CL A|BNPX|BNP PARIBAS SECURITIES CORP.|1442
WK|WORKIVA INC. CL A|BYXM|CBOE TRADING, INC.|400
WK|WORKIVA INC. CL A|BZYD|GOLDMAN SACHS & CO. LLC|1723
WK|WORKIVA INC. CL A|CHAS|Charles Schwab & Co., Inc.|355
WK|WORKIVA INC. CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1146
WK|WORKIVA INC. CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1400
WK|WORKIVA INC. CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|68684
WK|WORKIVA INC. CL A|CTDL|Citadel Derivatives Group Llc|340
WK|WORKIVA INC. CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|10594
WK|WORKIVA INC. CL A|DBAB|Deutsche Bank Securities Inc.|15414
WK|WORKIVA INC. CL A|DBAX|Deutsche Bank Securities Inc.|84400
WK|WORKIVA INC. CL A|DBUL|Deutsche Bank Securities Inc.|600
WK|WORKIVA INC. CL A|DEAN|MORGAN STANLEY|3565
WK|WORKIVA INC. CL A|DEGS|RONIN PROFESSIONAL LLC|2035
WK|WORKIVA INC. CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3900
WK|WORKIVA INC. CL A|EBXL|EBX LLC|19500
WK|WORKIVA INC. CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|998
WK|WORKIVA INC. CL A|EDJO|Edward D. Jones & Co., L.P.|80
WK|WORKIVA INC. CL A|EGAM|CBOE TRADING, INC.|4514
WK|WORKIVA INC. CL A|EGAW|CBOE TRADING, INC.|50
WK|WORKIVA INC. CL A|EGXM|CBOE TRADING, INC.|1300
WK|WORKIVA INC. CL A|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|7
WK|WORKIVA INC. CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1300
WK|WORKIVA INC. CL A|ETRS|E*Trade Securities LLC|6700
WK|WORKIVA INC. CL A|FBSB|U.S. Bancorp Investments, Inc.|100
WK|WORKIVA INC. CL A|FILL|Tradestation Securities, Inc.|200
WK|WORKIVA INC. CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21038
WK|WORKIVA INC. CL A|FTBR|Foliofn Investments, Inc.|173
WK|WORKIVA INC. CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|717
WK|WORKIVA INC. CL A|GLPX|ACS EXECUTION SERVICES, LLC|753
WK|WORKIVA INC. CL A|GSCO|GOLDMAN SACHS & CO. LLC|94299
WK|WORKIVA INC. CL A|GSCS|GOLDMAN SACHS & CO. LLC|21152
WK|WORKIVA INC. CL A|GSLT|GOLDMAN SACHS & CO. LLC|123
WK|WORKIVA INC. CL A|GTSZ|GTS SECURITIES LLC|16296
WK|WORKIVA INC. CL A|HRBF|American Enterprise Investment Services Inc.|43483
WK|WORKIVA INC. CL A|IATS|INTERACTIVE BROKERS LLC|204
WK|WORKIVA INC. CL A|IBKR|Interactive Brokers Llc|4301
WK|WORKIVA INC. CL A|ICBX|INSTINET, LLC|11440
WK|WORKIVA INC. CL A|IEQY|CITADEL SECURITIES LLC|3099
WK|WORKIVA INC. CL A|INCA|INSTINET, LLC|19124
WK|WORKIVA INC. CL A|INJX|INSTINET, LLC|300
WK|WORKIVA INC. CL A|ITGI|ITG Inc.|4942
WK|WORKIVA INC. CL A|ITGP|ITG INC.|101600
WK|WORKIVA INC. CL A|JEFF|JEFFERIES LLC|4050
WK|WORKIVA INC. CL A|JMPT|JUMP TRADING, LLC|2520
WK|WORKIVA INC. CL A|JPBX|J.P. MORGAN SECURITIES LLC|6690
WK|WORKIVA INC. CL A|JPMX|J.P. Morgan Securities LLC|72508
WK|WORKIVA INC. CL A|JSJX|JANE STREET CAPITAL LLC|5113
WK|WORKIVA INC. CL A|KCGM|VIRTU Americas LLC|7672
WK|WORKIVA INC. CL A|LEHM|Barclays Capital Inc./Le|82949
WK|WORKIVA INC. CL A|LIME|Lime Brokerage LLC|12596
WK|WORKIVA INC. CL A|LMNX|LUMINEX TRADING & ANALYTICS LLC|10164
WK|WORKIVA INC. CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50866
WK|WORKIVA INC. CL A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1153
WK|WORKIVA INC. CL A|MSCO|MORGAN STANLEY & CO. LLC|88036
WK|WORKIVA INC. CL A|MSPL|MORGAN STANLEY & CO. LLC|87900
WK|WORKIVA INC. CL A|MSTX|MORGAN STANLEY & CO. LLC|4000
WK|WORKIVA INC. CL A|NFSC|National Financial Services LLC|48750
WK|WORKIVA INC. CL A|NITE|VIRTU Americas LLC|48515
WK|WORKIVA INC. CL A|NITP|VIRTU Americas LLC|100
WK|WORKIVA INC. CL A|NQRB|Brut, LLC|2398
WK|WORKIVA INC. CL A|OPCO|Oppenheimer & Co. Inc.|833
WK|WORKIVA INC. CL A|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1627
WK|WORKIVA INC. CL A|PDQM|CODA MARKETS, INC.|962
WK|WORKIVA INC. CL A|PNSR|Penserra Securities, LLC|700
WK|WORKIVA INC. CL A|RBCM|RBC CAPITAL MARKETS, LLC|3323
WK|WORKIVA INC. CL A|SBSH|Citigroup Global Markets Inc.|13705
WK|WORKIVA INC. CL A|SGMT|GOLDMAN SACHS & CO. LLC|31309
WK|WORKIVA INC. CL A|SPDR|SPEEDROUTE LLC|100
WK|WORKIVA INC. CL A|STFL|Stifel, Nicolaus & Company, Incorporated|200
WK|WORKIVA INC. CL A|SWIM|TD Ameritrade, Inc.|2301
WK|WORKIVA INC. CL A|TKNG|ALLY INVEST SECURITIES LLC|36
WK|WORKIVA INC. CL A|TRBT|Tradebot Systems, Inc.|1208
WK|WORKIVA INC. CL A|TRCM|TRC MARKETS LLC|7448
WK|WORKIVA INC. CL A|TWTT|TASTYWORKS, INC.|2232
WK|WORKIVA INC. CL A|UBSS|UBS Securities LLC|78419
WK|WORKIVA INC. CL A|VALX|VIRTU AMERICAS LLC|4305
WK|WORKIVA INC. CL A|VGRD|Vanguard Marketing Corporation|1585
WK|WORKIVA INC. CL A|VSIN|Vision Financial Markets Llc|1800
WK|WORKIVA INC. CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|1200
WK|WORKIVA INC. CL A|WCHV|WELLS FARGO SECURITIES, LLC|11097
WK|WORKIVA INC. CL A|WEED|Weeden & Co.L.P.|120
WK|WORKIVA INC. CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1637
WK|WORKIVA INC. CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|640
WK|WORKIVA INC. CL A|WSEA|WOLVERINE SECURITIES, LLC|396
WK|WORKIVA INC. CL A|WTCO|Williams Trading LLC|700
WK|WORKIVA INC. CL A|XIST|INSTINET, LLC|13200
WK|WORKIVA INC. CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|7000
WK|WORKIVA INC. CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|600
WKHS|WORKHORSE GRP CMN ST|ACLN|ALEXANDER CAPITAL, L.P.|650
WKHS|WORKHORSE GRP CMN ST|ADAM|CANACCORD GENUITY INC.|236179
WKHS|WORKHORSE GRP CMN ST|ALTX|Alternet Securities Inc.|1502
WKHS|WORKHORSE GRP CMN ST|APCC|Apex Clearing Corporation|49655
WKHS|WORKHORSE GRP CMN ST|BATM|CBOE TRADING, INC.|300
WKHS|WORKHORSE GRP CMN ST|BAYC|BAY CREST PARTNERS, LLC|639
WKHS|WORKHORSE GRP CMN ST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
WKHS|WORKHORSE GRP CMN ST|BYXM|CBOE TRADING, INC.|200
WKHS|WORKHORSE GRP CMN ST|CANT|Cantor Fitzgerald & Co.|1396
WKHS|WORKHORSE GRP CMN ST|CHAS|Charles Schwab & Co., Inc.|3863
WKHS|WORKHORSE GRP CMN ST|CNFR|Cowen Prime Services LLC|100
WKHS|WORKHORSE GRP CMN ST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|151553
WKHS|WORKHORSE GRP CMN ST|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3600
WKHS|WORKHORSE GRP CMN ST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10300
WKHS|WORKHORSE GRP CMN ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|84899
WKHS|WORKHORSE GRP CMN ST|CTDL|Citadel Derivatives Group Llc|3924
WKHS|WORKHORSE GRP CMN ST|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
WKHS|WORKHORSE GRP CMN ST|DBAB|Deutsche Bank Securities Inc.|29555
WKHS|WORKHORSE GRP CMN ST|DBAX|Deutsche Bank Securities Inc.|22600
WKHS|WORKHORSE GRP CMN ST|DEAN|MORGAN STANLEY|6650
WKHS|WORKHORSE GRP CMN ST|DEGS|RONIN PROFESSIONAL LLC|6600
WKHS|WORKHORSE GRP CMN ST|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5000
WKHS|WORKHORSE GRP CMN ST|EBXL|EBX LLC|18700
WKHS|WORKHORSE GRP CMN ST|ECUT|CONVERGEX EXECUTION SOLUTIONS|4200
WKHS|WORKHORSE GRP CMN ST|EDJO|Edward D. Jones & Co., L.P.|9187
WKHS|WORKHORSE GRP CMN ST|EGAM|CBOE TRADING, INC.|2305
WKHS|WORKHORSE GRP CMN ST|EGMT|EG MARKET TECHNOLOGIES LLC|200
WKHS|WORKHORSE GRP CMN ST|EGXM|CBOE TRADING, INC.|4607
WKHS|WORKHORSE GRP CMN ST|EGXW|CBOE TRADING, INC.|1407
WKHS|WORKHORSE GRP CMN ST|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
WKHS|WORKHORSE GRP CMN ST|ETBE|Electronic Transaction Clearing, Inc.|700
WKHS|WORKHORSE GRP CMN ST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|560
WKHS|WORKHORSE GRP CMN ST|ETRS|E*Trade Securities LLC|652995
WKHS|WORKHORSE GRP CMN ST|FBCO|Credit Suisse Securities (USA) LLC|84148
WKHS|WORKHORSE GRP CMN ST|FBSB|U.S. Bancorp Investments, Inc.|800
WKHS|WORKHORSE GRP CMN ST|FILL|Tradestation Securities, Inc.|6902
WKHS|WORKHORSE GRP CMN ST|FMCO|First Manhattan Co|124282
WKHS|WORKHORSE GRP CMN ST|FOMA|TD AMERITRADE CLEARING, INC.|841345
WKHS|WORKHORSE GRP CMN ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8888
WKHS|WORKHORSE GRP CMN ST|FTBR|Foliofn Investments, Inc.|14591
WKHS|WORKHORSE GRP CMN ST|GEBB|GLOBAL EXECUTION BROKERS, LP|44472
WKHS|WORKHORSE GRP CMN ST|GLPX|ACS EXECUTION SERVICES, LLC|26470
WKHS|WORKHORSE GRP CMN ST|GSCO|GOLDMAN SACHS & CO. LLC|22309
WKHS|WORKHORSE GRP CMN ST|GSCS|GOLDMAN SACHS & CO. LLC|9868
WKHS|WORKHORSE GRP CMN ST|GSLT|GOLDMAN SACHS & CO. LLC|2017
WKHS|WORKHORSE GRP CMN ST|GTSZ|GTS SECURITIES LLC|2001
WKHS|WORKHORSE GRP CMN ST|HRBF|American Enterprise Investment Services Inc.|7643
WKHS|WORKHORSE GRP CMN ST|IATS|INTERACTIVE BROKERS LLC|13038
WKHS|WORKHORSE GRP CMN ST|IBKR|Interactive Brokers Llc|259539
WKHS|WORKHORSE GRP CMN ST|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|90
WKHS|WORKHORSE GRP CMN ST|ICBX|INSTINET, LLC|26000
WKHS|WORKHORSE GRP CMN ST|INCA|INSTINET, LLC|119501
WKHS|WORKHORSE GRP CMN ST|INJX|INSTINET, LLC|300
WKHS|WORKHORSE GRP CMN ST|ITGI|ITG Inc.|8100
WKHS|WORKHORSE GRP CMN ST|ITGP|ITG INC.|10800
WKHS|WORKHORSE GRP CMN ST|JANY|Janney Montgomery Scott Inc.|3850
WKHS|WORKHORSE GRP CMN ST|JMPT|JUMP TRADING, LLC|295
WKHS|WORKHORSE GRP CMN ST|JPMX|J.P. Morgan Securities LLC|27574
WKHS|WORKHORSE GRP CMN ST|JSJX|JANE STREET CAPITAL LLC|142596
WKHS|WORKHORSE GRP CMN ST|KCGM|VIRTU Americas LLC|5471
WKHS|WORKHORSE GRP CMN ST|LEHM|Barclays Capital Inc./Le|80500
WKHS|WORKHORSE GRP CMN ST|LIME|Lime Brokerage LLC|53587
WKHS|WORKHORSE GRP CMN ST|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
WKHS|WORKHORSE GRP CMN ST|MAXM|Maxim Group LLC|239768
WKHS|WORKHORSE GRP CMN ST|MBTS|ALLY INVEST SECURITIES LLC|500
WKHS|WORKHORSE GRP CMN ST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50268
WKHS|WORKHORSE GRP CMN ST|MSCO|MORGAN STANLEY & CO. LLC|336639
WKHS|WORKHORSE GRP CMN ST|MSPL|MORGAN STANLEY & CO. LLC|10600
WKHS|WORKHORSE GRP CMN ST|MSTX|MORGAN STANLEY & CO. LLC|200
WKHS|WORKHORSE GRP CMN ST|NATL|National Securities Corporation|3100
WKHS|WORKHORSE GRP CMN ST|NFSC|National Financial Services LLC|779183
WKHS|WORKHORSE GRP CMN ST|NITE|VIRTU Americas LLC|1183860
WKHS|WORKHORSE GRP CMN ST|NITP|VIRTU Americas LLC|3654
WKHS|WORKHORSE GRP CMN ST|NQRB|Brut, LLC|1158
WKHS|WORKHORSE GRP CMN ST|OPCO|Oppenheimer & Co. Inc.|4950
WKHS|WORKHORSE GRP CMN ST|PCPT|PHILLIP CAPITAL INC.|1200
WKHS|WORKHORSE GRP CMN ST|PDQM|CODA MARKETS, INC.|27947
WKHS|WORKHORSE GRP CMN ST|PREC|PRECISION SECURITIES, LLC|1773
WKHS|WORKHORSE GRP CMN ST|PWJC|UBS Financial Services, Inc.|29378
WKHS|WORKHORSE GRP CMN ST|RBCM|RBC CAPITAL MARKETS, LLC|8725
WKHS|WORKHORSE GRP CMN ST|SGMT|GOLDMAN SACHS & CO. LLC|13744
WKHS|WORKHORSE GRP CMN ST|SPDR|SPEEDROUTE LLC|6626
WKHS|WORKHORSE GRP CMN ST|SPTD|MINT GLOBAL MARKETS, INC.|100
WKHS|WORKHORSE GRP CMN ST|STXG|Stockcross Financial Services, Inc.|3700
WKHS|WORKHORSE GRP CMN ST|SWIM|TD Ameritrade, Inc.|172940
WKHS|WORKHORSE GRP CMN ST|TKNG|ALLY INVEST SECURITIES LLC|18687
WKHS|WORKHORSE GRP CMN ST|TRCM|TRC MARKETS LLC|2000
WKHS|WORKHORSE GRP CMN ST|TWTT|TASTYWORKS, INC.|1201
WKHS|WORKHORSE GRP CMN ST|UBSA|UBS SECURITIES LLC|89229
WKHS|WORKHORSE GRP CMN ST|UBSS|UBS Securities LLC|332516
WKHS|WORKHORSE GRP CMN ST|VALX|VIRTU AMERICAS LLC|845
WKHS|WORKHORSE GRP CMN ST|VGRD|Vanguard Marketing Corporation|87493
WKHS|WORKHORSE GRP CMN ST|VSIN|Vision Financial Markets Llc|1067
WKHS|WORKHORSE GRP CMN ST|WCHV|WELLS FARGO SECURITIES, LLC|64026
WKHS|WORKHORSE GRP CMN ST|WEDB|WEDBUSH SECURITIES INC.|4159
WKHS|WORKHORSE GRP CMN ST|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8988
WKHS|WORKHORSE GRP CMN ST|WGIF|CIBC World Markets Inc.|3016
WKHS|WORKHORSE GRP CMN ST|WSEA|WOLVERINE SECURITIES, LLC|30166
WKHS|WORKHORSE GRP CMN ST|XSTM|NATIONAL FINANCIAL SERVICES LLC|9250
WKHS|WORKHORSE GRP CMN ST|YKNA|COMHAR CAPITAL MARKETS, LLC|210
WKHS|WORKHORSE GRP CMN ST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5325
WLDN|WILLDAN GROUP INC|ALTX|Alternet Securities Inc.|1004
WLDN|WILLDAN GROUP INC|ANOS|ABEL/NOSER, L.L.C.|1052
WLDN|WILLDAN GROUP INC|APCC|Apex Clearing Corporation|20
WLDN|WILLDAN GROUP INC|BARD|Robert W. Baird & Co. Incorporated|2
WLDN|WILLDAN GROUP INC|BATM|CBOE TRADING, INC.|281
WLDN|WILLDAN GROUP INC|BMOC|BMO Capital Markets Corp.|1239
WLDN|WILLDAN GROUP INC|BNPX|BNP PARIBAS SECURITIES CORP.|396
WLDN|WILLDAN GROUP INC|BTIG|BTIG, LLC|10958
WLDN|WILLDAN GROUP INC|BYXM|CBOE TRADING, INC.|100
WLDN|WILLDAN GROUP INC|BZYD|GOLDMAN SACHS & CO. LLC|900
WLDN|WILLDAN GROUP INC|CANT|Cantor Fitzgerald & Co.|86
WLDN|WILLDAN GROUP INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7695
WLDN|WILLDAN GROUP INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1583
WLDN|WILLDAN GROUP INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21151
WLDN|WILLDAN GROUP INC|CTDL|Citadel Derivatives Group Llc|1430
WLDN|WILLDAN GROUP INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|1122
WLDN|WILLDAN GROUP INC|DBAB|Deutsche Bank Securities Inc.|33358
WLDN|WILLDAN GROUP INC|DBAX|Deutsche Bank Securities Inc.|6500
WLDN|WILLDAN GROUP INC|DEAN|MORGAN STANLEY|448
WLDN|WILLDAN GROUP INC|DEGS|RONIN PROFESSIONAL LLC|5483
WLDN|WILLDAN GROUP INC|EBXL|EBX LLC|9900
WLDN|WILLDAN GROUP INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2410
WLDN|WILLDAN GROUP INC|EGAM|CBOE TRADING, INC.|597
WLDN|WILLDAN GROUP INC|EGXM|CBOE TRADING, INC.|204
WLDN|WILLDAN GROUP INC|ETBE|Electronic Transaction Clearing, Inc.|300
WLDN|WILLDAN GROUP INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1400
WLDN|WILLDAN GROUP INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3258
WLDN|WILLDAN GROUP INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|20
WLDN|WILLDAN GROUP INC|ETRS|E*Trade Securities LLC|20604
WLDN|WILLDAN GROUP INC|FBCO|Credit Suisse Securities (USA) LLC|58324
WLDN|WILLDAN GROUP INC|FOMA|TD AMERITRADE CLEARING, INC.|14980
WLDN|WILLDAN GROUP INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16069
WLDN|WILLDAN GROUP INC|FTBR|Foliofn Investments, Inc.|160
WLDN|WILLDAN GROUP INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2258
WLDN|WILLDAN GROUP INC|GLPX|ACS EXECUTION SERVICES, LLC|704
WLDN|WILLDAN GROUP INC|GSCO|GOLDMAN SACHS & CO. LLC|58896
WLDN|WILLDAN GROUP INC|GSCS|GOLDMAN SACHS & CO. LLC|3725
WLDN|WILLDAN GROUP INC|GTSZ|GTS SECURITIES LLC|22673
WLDN|WILLDAN GROUP INC|HRBF|American Enterprise Investment Services Inc.|30
WLDN|WILLDAN GROUP INC|IATS|INTERACTIVE BROKERS LLC|12710
WLDN|WILLDAN GROUP INC|IBKR|Interactive Brokers Llc|26978
WLDN|WILLDAN GROUP INC|ICBX|INSTINET, LLC|1800
WLDN|WILLDAN GROUP INC|IEQY|CITADEL SECURITIES LLC|5245
WLDN|WILLDAN GROUP INC|INCA|INSTINET, LLC|44650
WLDN|WILLDAN GROUP INC|INJX|INSTINET, LLC|974
WLDN|WILLDAN GROUP INC|ITGI|ITG Inc.|28913
WLDN|WILLDAN GROUP INC|ITGP|ITG INC.|39200
WLDN|WILLDAN GROUP INC|JEFF|JEFFERIES LLC|13850
WLDN|WILLDAN GROUP INC|JPBX|J.P. MORGAN SECURITIES LLC|738
WLDN|WILLDAN GROUP INC|JPMX|J.P. Morgan Securities LLC|9911
WLDN|WILLDAN GROUP INC|KBWI|Keefe, Bruyette & Woods, Inc.|1000
WLDN|WILLDAN GROUP INC|KCGM|VIRTU Americas LLC|1956
WLDN|WILLDAN GROUP INC|LEHM|Barclays Capital Inc./Le|30316
WLDN|WILLDAN GROUP INC|LIME|Lime Brokerage LLC|32650
WLDN|WILLDAN GROUP INC|LMGP|LIME BROKERAGE LLC|373
WLDN|WILLDAN GROUP INC|LOOP|Loop Capital Markets LLC|1000
WLDN|WILLDAN GROUP INC|LQNA|LIQUIDNET, INC.|29500
WLDN|WILLDAN GROUP INC|LSCI|Lek Securities Corporation|200
WLDN|WILLDAN GROUP INC|MAXM|Maxim Group LLC|770
WLDN|WILLDAN GROUP INC|MBTS|ALLY INVEST SECURITIES LLC|557
WLDN|WILLDAN GROUP INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|17400
WLDN|WILLDAN GROUP INC|MOTF|MOTIF INVESTING, INC.|1
WLDN|WILLDAN GROUP INC|MSCO|MORGAN STANLEY & CO. LLC|146457
WLDN|WILLDAN GROUP INC|MSPL|MORGAN STANLEY & CO. LLC|14500
WLDN|WILLDAN GROUP INC|MSTX|MORGAN STANLEY & CO. LLC|800
WLDN|WILLDAN GROUP INC|NFSC|National Financial Services LLC|8046
WLDN|WILLDAN GROUP INC|NITE|VIRTU Americas LLC|55046
WLDN|WILLDAN GROUP INC|NQRB|Brut, LLC|400
WLDN|WILLDAN GROUP INC|OPCO|Oppenheimer & Co. Inc.|23
WLDN|WILLDAN GROUP INC|PDQM|CODA MARKETS, INC.|1616
WLDN|WILLDAN GROUP INC|PIPR|Piper Jaffray & Co.|133
WLDN|WILLDAN GROUP INC|RAJA|Raymond James & Associates, Inc.|363
WLDN|WILLDAN GROUP INC|RBCM|RBC CAPITAL MARKETS, LLC|660
WLDN|WILLDAN GROUP INC|SBSH|Citigroup Global Markets Inc.|16969
WLDN|WILLDAN GROUP INC|SGMT|GOLDMAN SACHS & CO. LLC|6630
WLDN|WILLDAN GROUP INC|SPDR|SPEEDROUTE LLC|3380
WLDN|WILLDAN GROUP INC|SPTD|MINT GLOBAL MARKETS, INC.|15235
WLDN|WILLDAN GROUP INC|STFL|Stifel, Nicolaus & Company, Incorporated|2607
WLDN|WILLDAN GROUP INC|STKP|STOCKPILE INVESTMENTS, INC.|32
WLDN|WILLDAN GROUP INC|SWIM|TD Ameritrade, Inc.|5976
WLDN|WILLDAN GROUP INC|TKNG|ALLY INVEST SECURITIES LLC|6
WLDN|WILLDAN GROUP INC|TRBT|Tradebot Systems, Inc.|8690
WLDN|WILLDAN GROUP INC|TRCM|TRC MARKETS LLC|13233
WLDN|WILLDAN GROUP INC|UBSA|UBS SECURITIES LLC|32902
WLDN|WILLDAN GROUP INC|UBSS|UBS Securities LLC|94675
WLDN|WILLDAN GROUP INC|VALX|VIRTU AMERICAS LLC|4937
WLDN|WILLDAN GROUP INC|VGRD|Vanguard Marketing Corporation|85
WLDN|WILLDAN GROUP INC|WBLR|WILLIAM BLAIR|100
WLDN|WILLDAN GROUP INC|WCHV|WELLS FARGO SECURITIES, LLC|1813
WLDN|WILLDAN GROUP INC|WEDB|WEDBUSH SECURITIES INC.|1688
WLDN|WILLDAN GROUP INC|WEED|Weeden & Co.L.P.|300
WLDN|WILLDAN GROUP INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|311
WLDN|WILLDAN GROUP INC|WSEA|WOLVERINE SECURITIES, LLC|1858
WLDN|WILLDAN GROUP INC|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|150
WLDN|WILLDAN GROUP INC|XIST|INSTINET, LLC|2000
WLDN|WILLDAN GROUP INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
WLDN|WILLDAN GROUP INC|YKNA|COMHAR CAPITAL MARKETS, LLC|203
WLDN|WILLDAN GROUP INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2600
WLDR|AFFINITY WORLD LEADE|CANT|Cantor Fitzgerald & Co.|6230
WLDR|AFFINITY WORLD LEADE|CHAS|Charles Schwab & Co., Inc.|6230
WLDR|AFFINITY WORLD LEADE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4200
WLDR|AFFINITY WORLD LEADE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|325
WLDR|AFFINITY WORLD LEADE|DBAX|Deutsche Bank Securities Inc.|800
WLDR|AFFINITY WORLD LEADE|EBXL|EBX LLC|100
WLDR|AFFINITY WORLD LEADE|JSJX|JANE STREET CAPITAL LLC|4400
WLDR|AFFINITY WORLD LEADE|KCGM|VIRTU Americas LLC|689
WLDR|AFFINITY WORLD LEADE|LEHM|Barclays Capital Inc./Le|1200
WLDR|AFFINITY WORLD LEADE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
WLDR|AFFINITY WORLD LEADE|NFSC|National Financial Services LLC|17
WLDR|AFFINITY WORLD LEADE|NITE|VIRTU Americas LLC|351
WLDR|AFFINITY WORLD LEADE|NITP|VIRTU Americas LLC|200
WLDR|AFFINITY WORLD LEADE|UBSA|UBS SECURITIES LLC|1700
WLDR|AFFINITY WORLD LEADE|UBSS|UBS Securities LLC|5707
WLDR|AFFINITY WORLD LEADE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1935
WLFC|WILLIS LEASE FIN C##|ALTX|Alternet Securities Inc.|267
WLFC|WILLIS LEASE FIN C##|APCC|Apex Clearing Corporation|7
WLFC|WILLIS LEASE FIN C##|BATM|CBOE TRADING, INC.|213
WLFC|WILLIS LEASE FIN C##|BAYC|BAY CREST PARTNERS, LLC|561
WLFC|WILLIS LEASE FIN C##|BAYT|BTIG, LLC|2500
WLFC|WILLIS LEASE FIN C##|BERN|Sanford C. Bernstein & Co., LLC|4181
WLFC|WILLIS LEASE FIN C##|BMOC|BMO Capital Markets Corp.|543
WLFC|WILLIS LEASE FIN C##|BNPX|BNP PARIBAS SECURITIES CORP.|349
WLFC|WILLIS LEASE FIN C##|BTIG|BTIG, LLC|3
WLFC|WILLIS LEASE FIN C##|BZYD|GOLDMAN SACHS & CO. LLC|478
WLFC|WILLIS LEASE FIN C##|CANT|Cantor Fitzgerald & Co.|589
WLFC|WILLIS LEASE FIN C##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132
WLFC|WILLIS LEASE FIN C##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10406
WLFC|WILLIS LEASE FIN C##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5313
WLFC|WILLIS LEASE FIN C##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1619
WLFC|WILLIS LEASE FIN C##|CTDL|Citadel Derivatives Group Llc|60
WLFC|WILLIS LEASE FIN C##|CXCX|CITIGROUP GLOBAL MARKETS INC.|738
WLFC|WILLIS LEASE FIN C##|DBAB|Deutsche Bank Securities Inc.|15746
WLFC|WILLIS LEASE FIN C##|DBAX|Deutsche Bank Securities Inc.|2000
WLFC|WILLIS LEASE FIN C##|DEGS|RONIN PROFESSIONAL LLC|612
WLFC|WILLIS LEASE FIN C##|EBXL|EBX LLC|1100
WLFC|WILLIS LEASE FIN C##|EGAM|CBOE TRADING, INC.|267
WLFC|WILLIS LEASE FIN C##|EGXM|CBOE TRADING, INC.|1
WLFC|WILLIS LEASE FIN C##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
WLFC|WILLIS LEASE FIN C##|ETRS|E*Trade Securities LLC|7090
WLFC|WILLIS LEASE FIN C##|FBCO|Credit Suisse Securities (USA) LLC|6300
WLFC|WILLIS LEASE FIN C##|FOMA|TD AMERITRADE CLEARING, INC.|5400
WLFC|WILLIS LEASE FIN C##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3012
WLFC|WILLIS LEASE FIN C##|FTBR|Foliofn Investments, Inc.|499
WLFC|WILLIS LEASE FIN C##|GEBB|GLOBAL EXECUTION BROKERS, LP|921
WLFC|WILLIS LEASE FIN C##|GLPX|ACS EXECUTION SERVICES, LLC|1079
WLFC|WILLIS LEASE FIN C##|GSCO|GOLDMAN SACHS & CO. LLC|13614
WLFC|WILLIS LEASE FIN C##|GSCS|GOLDMAN SACHS & CO. LLC|2240
WLFC|WILLIS LEASE FIN C##|GSLT|GOLDMAN SACHS & CO. LLC|1564
WLFC|WILLIS LEASE FIN C##|GTSZ|GTS SECURITIES LLC|7599
WLFC|WILLIS LEASE FIN C##|IATS|INTERACTIVE BROKERS LLC|883
WLFC|WILLIS LEASE FIN C##|IBKR|Interactive Brokers Llc|3338
WLFC|WILLIS LEASE FIN C##|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4
WLFC|WILLIS LEASE FIN C##|ICBX|INSTINET, LLC|200
WLFC|WILLIS LEASE FIN C##|IEQY|CITADEL SECURITIES LLC|1074
WLFC|WILLIS LEASE FIN C##|INCA|INSTINET, LLC|8412
WLFC|WILLIS LEASE FIN C##|INJX|INSTINET, LLC|132
WLFC|WILLIS LEASE FIN C##|ITGI|ITG Inc.|1120
WLFC|WILLIS LEASE FIN C##|ITGP|ITG INC.|5000
WLFC|WILLIS LEASE FIN C##|JEFF|JEFFERIES LLC|4054
WLFC|WILLIS LEASE FIN C##|JPMX|J.P. Morgan Securities LLC|1931
WLFC|WILLIS LEASE FIN C##|KCGM|VIRTU Americas LLC|370
WLFC|WILLIS LEASE FIN C##|LEHM|Barclays Capital Inc./Le|6908
WLFC|WILLIS LEASE FIN C##|LIME|Lime Brokerage LLC|8294
WLFC|WILLIS LEASE FIN C##|LMGP|LIME BROKERAGE LLC|1100
WLFC|WILLIS LEASE FIN C##|MAXM|Maxim Group LLC|256
WLFC|WILLIS LEASE FIN C##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3868
WLFC|WILLIS LEASE FIN C##|MOTF|MOTIF INVESTING, INC.|1
WLFC|WILLIS LEASE FIN C##|MSCO|MORGAN STANLEY & CO. LLC|38049
WLFC|WILLIS LEASE FIN C##|MSPL|MORGAN STANLEY & CO. LLC|4400
WLFC|WILLIS LEASE FIN C##|MSTX|MORGAN STANLEY & CO. LLC|200
WLFC|WILLIS LEASE FIN C##|NFSC|National Financial Services LLC|1515
WLFC|WILLIS LEASE FIN C##|NITE|VIRTU Americas LLC|13748
WLFC|WILLIS LEASE FIN C##|PDQM|CODA MARKETS, INC.|3889
WLFC|WILLIS LEASE FIN C##|PWJC|UBS Financial Services, Inc.|1473
WLFC|WILLIS LEASE FIN C##|SBSH|Citigroup Global Markets Inc.|4508
WLFC|WILLIS LEASE FIN C##|SGMT|GOLDMAN SACHS & CO. LLC|670
WLFC|WILLIS LEASE FIN C##|SPDR|SPEEDROUTE LLC|409
WLFC|WILLIS LEASE FIN C##|SPTD|MINT GLOBAL MARKETS, INC.|20579
WLFC|WILLIS LEASE FIN C##|SWIM|TD Ameritrade, Inc.|9216
WLFC|WILLIS LEASE FIN C##|TRBT|Tradebot Systems, Inc.|424
WLFC|WILLIS LEASE FIN C##|TRCM|TRC MARKETS LLC|13017
WLFC|WILLIS LEASE FIN C##|UBSA|UBS SECURITIES LLC|18105
WLFC|WILLIS LEASE FIN C##|UBSS|UBS Securities LLC|23356
WLFC|WILLIS LEASE FIN C##|VALX|VIRTU AMERICAS LLC|1115
WLFC|WILLIS LEASE FIN C##|VGRD|Vanguard Marketing Corporation|486
WLFC|WILLIS LEASE FIN C##|WCHV|WELLS FARGO SECURITIES, LLC|8883
WLFC|WILLIS LEASE FIN C##|WEDB|WEDBUSH SECURITIES INC.|178
WLFC|WILLIS LEASE FIN C##|WEED|Weeden & Co.L.P.|5400
WLFC|WILLIS LEASE FIN C##|WFPB|Wells Fargo Securities, LLC.|7911
WLFC|WILLIS LEASE FIN C##|XIST|INSTINET, LLC|1200
WLFC|WILLIS LEASE FIN C##|YKNA|COMHAR CAPITAL MARKETS, LLC|97
WLH|LYON WILLIAM HOMES|ABLE|NATIXIS Securities Americas LLC|2533
WLH|LYON WILLIAM HOMES|ALTX|Alternet Securities Inc.|3844
WLH|LYON WILLIAM HOMES|APCC|Apex Clearing Corporation|102
WLH|LYON WILLIAM HOMES|BARD|Robert W. Baird & Co. Incorporated|212
WLH|LYON WILLIAM HOMES|BATM|CBOE TRADING, INC.|1881
WLH|LYON WILLIAM HOMES|BAYC|BAY CREST PARTNERS, LLC|111
WLH|LYON WILLIAM HOMES|BERN|Sanford C. Bernstein & Co., LLC|7400
WLH|LYON WILLIAM HOMES|BIDS|BIDS TRADING L.P.|200
WLH|LYON WILLIAM HOMES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|595
WLH|LYON WILLIAM HOMES|BLKX|INSTINET, LLC|5000
WLH|LYON WILLIAM HOMES|BNPX|BNP PARIBAS SECURITIES CORP.|8337
WLH|LYON WILLIAM HOMES|BRVL|BLAYLOCK VAN, LLC|400
WLH|LYON WILLIAM HOMES|BTIG|BTIG, LLC|8735
WLH|LYON WILLIAM HOMES|BYXM|CBOE TRADING, INC.|755
WLH|LYON WILLIAM HOMES|BZYD|GOLDMAN SACHS & CO. LLC|800
WLH|LYON WILLIAM HOMES|CANT|Cantor Fitzgerald & Co.|6781
WLH|LYON WILLIAM HOMES|CHAS|Charles Schwab & Co., Inc.|9337
WLH|LYON WILLIAM HOMES|CIST|Capital Institutional Services, Inc.|21972
WLH|LYON WILLIAM HOMES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101620
WLH|LYON WILLIAM HOMES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1644
WLH|LYON WILLIAM HOMES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
WLH|LYON WILLIAM HOMES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|99224
WLH|LYON WILLIAM HOMES|CSIN|Citadel Securities Institutional LLC|1211
WLH|LYON WILLIAM HOMES|CTDL|Citadel Derivatives Group Llc|8798
WLH|LYON WILLIAM HOMES|CTLR|CUTLER GROUP, LP|230
WLH|LYON WILLIAM HOMES|CXCX|CITIGROUP GLOBAL MARKETS INC.|23794
WLH|LYON WILLIAM HOMES|DBAB|Deutsche Bank Securities Inc.|71667
WLH|LYON WILLIAM HOMES|DBAX|Deutsche Bank Securities Inc.|80600
WLH|LYON WILLIAM HOMES|DBUL|Deutsche Bank Securities Inc.|700
WLH|LYON WILLIAM HOMES|DEAN|MORGAN STANLEY|3584
WLH|LYON WILLIAM HOMES|DEGS|RONIN PROFESSIONAL LLC|1327
WLH|LYON WILLIAM HOMES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5200
WLH|LYON WILLIAM HOMES|EBXL|EBX LLC|105900
WLH|LYON WILLIAM HOMES|ECUT|CONVERGEX EXECUTION SOLUTIONS|5385
WLH|LYON WILLIAM HOMES|EGAM|CBOE TRADING, INC.|3836
WLH|LYON WILLIAM HOMES|EGAW|CBOE TRADING, INC.|80
WLH|LYON WILLIAM HOMES|EGMT|EG MARKET TECHNOLOGIES LLC|610
WLH|LYON WILLIAM HOMES|EGXM|CBOE TRADING, INC.|2898
WLH|LYON WILLIAM HOMES|EGXW|CBOE TRADING, INC.|4
WLH|LYON WILLIAM HOMES|ETBE|Electronic Transaction Clearing, Inc.|7009
WLH|LYON WILLIAM HOMES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9531
WLH|LYON WILLIAM HOMES|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
WLH|LYON WILLIAM HOMES|ETRS|E*Trade Securities LLC|9380
WLH|LYON WILLIAM HOMES|FBRC|B. RILEY FBR, INC.|29550
WLH|LYON WILLIAM HOMES|FILL|Tradestation Securities, Inc.|200
WLH|LYON WILLIAM HOMES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2229
WLH|LYON WILLIAM HOMES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|53631
WLH|LYON WILLIAM HOMES|FTBR|Foliofn Investments, Inc.|1257
WLH|LYON WILLIAM HOMES|GLPX|ACS EXECUTION SERVICES, LLC|26437
WLH|LYON WILLIAM HOMES|GSCO|GOLDMAN SACHS & CO. LLC|238861
WLH|LYON WILLIAM HOMES|GSCS|GOLDMAN SACHS & CO. LLC|5595
WLH|LYON WILLIAM HOMES|GSLT|GOLDMAN SACHS & CO. LLC|3197
WLH|LYON WILLIAM HOMES|GTSZ|GTS SECURITIES LLC|20377
WLH|LYON WILLIAM HOMES|HRBF|American Enterprise Investment Services Inc.|7349
WLH|LYON WILLIAM HOMES|IATS|INTERACTIVE BROKERS LLC|18842
WLH|LYON WILLIAM HOMES|IBKR|Interactive Brokers Llc|11449
WLH|LYON WILLIAM HOMES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|945
WLH|LYON WILLIAM HOMES|ICBX|INSTINET, LLC|22500
WLH|LYON WILLIAM HOMES|IEQY|CITADEL SECURITIES LLC|44524
WLH|LYON WILLIAM HOMES|INCA|INSTINET, LLC|61931
WLH|LYON WILLIAM HOMES|INJX|INSTINET, LLC|1384
WLH|LYON WILLIAM HOMES|ITGI|ITG Inc.|9990
WLH|LYON WILLIAM HOMES|ITGP|ITG INC.|142200
WLH|LYON WILLIAM HOMES|JEFF|JEFFERIES LLC|10421
WLH|LYON WILLIAM HOMES|JMPT|JUMP TRADING, LLC|18299
WLH|LYON WILLIAM HOMES|JPBX|J.P. MORGAN SECURITIES LLC|27080
WLH|LYON WILLIAM HOMES|JPMX|J.P. Morgan Securities LLC|262268
WLH|LYON WILLIAM HOMES|JSJX|JANE STREET CAPITAL LLC|6116
WLH|LYON WILLIAM HOMES|JSSF|JMP Securities LLC|117
WLH|LYON WILLIAM HOMES|KCGM|VIRTU Americas LLC|23808
WLH|LYON WILLIAM HOMES|KING|C. L. King & Associates, Inc.|699
WLH|LYON WILLIAM HOMES|LEHM|Barclays Capital Inc./Le|159262
WLH|LYON WILLIAM HOMES|LIME|Lime Brokerage LLC|11624
WLH|LYON WILLIAM HOMES|LOOP|Loop Capital Markets LLC|100
WLH|LYON WILLIAM HOMES|LQNA|LIQUIDNET, INC.|66700
WLH|LYON WILLIAM HOMES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|68149
WLH|LYON WILLIAM HOMES|MOTF|MOTIF INVESTING, INC.|1
WLH|LYON WILLIAM HOMES|MSCO|MORGAN STANLEY & CO. LLC|361516
WLH|LYON WILLIAM HOMES|MSPL|MORGAN STANLEY & CO. LLC|144000
WLH|LYON WILLIAM HOMES|MSTX|MORGAN STANLEY & CO. LLC|51200
WLH|LYON WILLIAM HOMES|NFSC|National Financial Services LLC|43568
WLH|LYON WILLIAM HOMES|NITE|VIRTU Americas LLC|136191
WLH|LYON WILLIAM HOMES|NQRB|Brut, LLC|6460
WLH|LYON WILLIAM HOMES|OPCO|Oppenheimer & Co. Inc.|1444
WLH|LYON WILLIAM HOMES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|496
WLH|LYON WILLIAM HOMES|PDQM|CODA MARKETS, INC.|20950
WLH|LYON WILLIAM HOMES|PIPR|Piper Jaffray & Co.|2226
WLH|LYON WILLIAM HOMES|PWJC|UBS Financial Services, Inc.|2897
WLH|LYON WILLIAM HOMES|QMSR|QUATTRO M SECURITIES INC.|390
WLH|LYON WILLIAM HOMES|RBCM|RBC CAPITAL MARKETS, LLC|9346
WLH|LYON WILLIAM HOMES|RHOX|XR Securities LLC|11783
WLH|LYON WILLIAM HOMES|SAGL|SAGETRADER, LLC|8660
WLH|LYON WILLIAM HOMES|SAGW|SAGETRADER, LLC|20
WLH|LYON WILLIAM HOMES|SBSH|Citigroup Global Markets Inc.|80769
WLH|LYON WILLIAM HOMES|SEIC|SEI Investments Distribution Co.|100
WLH|LYON WILLIAM HOMES|SGMT|GOLDMAN SACHS & CO. LLC|48634
WLH|LYON WILLIAM HOMES|SJLS|TRADE INFORMATICS LLC|1300
WLH|LYON WILLIAM HOMES|SPDR|SPEEDROUTE LLC|4969
WLH|LYON WILLIAM HOMES|SPTD|MINT GLOBAL MARKETS, INC.|3000
WLH|LYON WILLIAM HOMES|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
WLH|LYON WILLIAM HOMES|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1665
WLH|LYON WILLIAM HOMES|SWIM|TD Ameritrade, Inc.|23011
WLH|LYON WILLIAM HOMES|TKNG|ALLY INVEST SECURITIES LLC|1890
WLH|LYON WILLIAM HOMES|TMBR|Timber Hill LLC|4
WLH|LYON WILLIAM HOMES|TRBT|Tradebot Systems, Inc.|73841
WLH|LYON WILLIAM HOMES|TRCM|TRC MARKETS LLC|28348
WLH|LYON WILLIAM HOMES|UBSA|UBS SECURITIES LLC|211111
WLH|LYON WILLIAM HOMES|UBSS|UBS Securities LLC|341503
WLH|LYON WILLIAM HOMES|VALX|VIRTU AMERICAS LLC|9359
WLH|LYON WILLIAM HOMES|VGRD|Vanguard Marketing Corporation|128
WLH|LYON WILLIAM HOMES|VNDM|Wall Street Access|10902
WLH|LYON WILLIAM HOMES|WBPX|SUMMIT SECURITIES GROUP, LLC|200
WLH|LYON WILLIAM HOMES|WCHV|WELLS FARGO SECURITIES, LLC|56803
WLH|LYON WILLIAM HOMES|WEDB|WEDBUSH SECURITIES INC.|2356
WLH|LYON WILLIAM HOMES|WEED|Weeden & Co.L.P.|14700
WLH|LYON WILLIAM HOMES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1822
WLH|LYON WILLIAM HOMES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3672
WLH|LYON WILLIAM HOMES|WSEA|WOLVERINE SECURITIES, LLC|4963
WLH|LYON WILLIAM HOMES|XIST|INSTINET, LLC|11800
WLH|LYON WILLIAM HOMES|XPQR|Jump Trading|800
WLH|LYON WILLIAM HOMES|XSTM|NATIONAL FINANCIAL SERVICES LLC|6200
WLH|LYON WILLIAM HOMES|YKNA|COMHAR CAPITAL MARKETS, LLC|484
WLH|LYON WILLIAM HOMES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19
WLK|WESTLAKE CHEMICAL CO|ABLE|NATIXIS Securities Americas LLC|155700
WLK|WESTLAKE CHEMICAL CO|AGIS|Aegis Capital Corp.|200
WLK|WESTLAKE CHEMICAL CO|ALTX|Alternet Securities Inc.|8306
WLK|WESTLAKE CHEMICAL CO|ANOS|ABEL/NOSER, L.L.C.|6400
WLK|WESTLAKE CHEMICAL CO|APCC|Apex Clearing Corporation|282
WLK|WESTLAKE CHEMICAL CO|AQUA|AQUA SECURITIES L.P.|2600
WLK|WESTLAKE CHEMICAL CO|BARD|Robert W. Baird & Co. Incorporated|103
WLK|WESTLAKE CHEMICAL CO|BATM|CBOE TRADING, INC.|9313
WLK|WESTLAKE CHEMICAL CO|BAYC|BAY CREST PARTNERS, LLC|3275
WLK|WESTLAKE CHEMICAL CO|BBNT|BB&T SECURITIES, LLC|200
WLK|WESTLAKE CHEMICAL CO|BERN|Sanford C. Bernstein & Co., LLC|59370
WLK|WESTLAKE CHEMICAL CO|BIDS|BIDS TRADING L.P.|200
WLK|WESTLAKE CHEMICAL CO|BIMI|Banca IMI Securities Corp.|241
WLK|WESTLAKE CHEMICAL CO|BKCM|BNY Mellon Capital Markets LLC|130
WLK|WESTLAKE CHEMICAL CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6158
WLK|WESTLAKE CHEMICAL CO|BNPX|BNP PARIBAS SECURITIES CORP.|110765
WLK|WESTLAKE CHEMICAL CO|BTIG|BTIG, LLC|44
WLK|WESTLAKE CHEMICAL CO|BYXM|CBOE TRADING, INC.|100
WLK|WESTLAKE CHEMICAL CO|BZYD|GOLDMAN SACHS & CO. LLC|240
WLK|WESTLAKE CHEMICAL CO|CABR|Cabrera Capital Markets, Inc.|17
WLK|WESTLAKE CHEMICAL CO|CANT|Cantor Fitzgerald & Co.|2062
WLK|WESTLAKE CHEMICAL CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|25200
WLK|WESTLAKE CHEMICAL CO|CBRA|Cobra Trading, Inc.|600
WLK|WESTLAKE CHEMICAL CO|CHAS|Charles Schwab & Co., Inc.|257
WLK|WESTLAKE CHEMICAL CO|CIST|Capital Institutional Services, Inc.|200
WLK|WESTLAKE CHEMICAL CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|52033
WLK|WESTLAKE CHEMICAL CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2000
WLK|WESTLAKE CHEMICAL CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|135
WLK|WESTLAKE CHEMICAL CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|498336
WLK|WESTLAKE CHEMICAL CO|CTDL|Citadel Derivatives Group Llc|20668
WLK|WESTLAKE CHEMICAL CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|42184
WLK|WESTLAKE CHEMICAL CO|DADA|D.A. Davidson & Co.|587
WLK|WESTLAKE CHEMICAL CO|DBAB|Deutsche Bank Securities Inc.|273393
WLK|WESTLAKE CHEMICAL CO|DBAX|Deutsche Bank Securities Inc.|245000
WLK|WESTLAKE CHEMICAL CO|DBUL|Deutsche Bank Securities Inc.|1610
WLK|WESTLAKE CHEMICAL CO|DCHF|Dart Executions, LLC|985
WLK|WESTLAKE CHEMICAL CO|DEAN|MORGAN STANLEY|6087
WLK|WESTLAKE CHEMICAL CO|DEGS|RONIN PROFESSIONAL LLC|600
WLK|WESTLAKE CHEMICAL CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1950
WLK|WESTLAKE CHEMICAL CO|EBXL|EBX LLC|142700
WLK|WESTLAKE CHEMICAL CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|84933
WLK|WESTLAKE CHEMICAL CO|EDJC|Edward Jones / CDS|100
WLK|WESTLAKE CHEMICAL CO|EDJO|Edward D. Jones & Co., L.P.|984
WLK|WESTLAKE CHEMICAL CO|EGAM|CBOE TRADING, INC.|15459
WLK|WESTLAKE CHEMICAL CO|EGAW|CBOE TRADING, INC.|1
WLK|WESTLAKE CHEMICAL CO|EGMT|EG MARKET TECHNOLOGIES LLC|1660
WLK|WESTLAKE CHEMICAL CO|EGXM|CBOE TRADING, INC.|2189
WLK|WESTLAKE CHEMICAL CO|ETBE|Electronic Transaction Clearing, Inc.|27082
WLK|WESTLAKE CHEMICAL CO|ETCB|ETC BROKERAGE SERVICES, LLC|9
WLK|WESTLAKE CHEMICAL CO|ETCC|Electronic Transaction Clearing, Inc.|320
WLK|WESTLAKE CHEMICAL CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|39769
WLK|WESTLAKE CHEMICAL CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|110
WLK|WESTLAKE CHEMICAL CO|ETRS|E*Trade Securities LLC|42401
WLK|WESTLAKE CHEMICAL CO|FBSB|U.S. Bancorp Investments, Inc.|2
WLK|WESTLAKE CHEMICAL CO|FILL|Tradestation Securities, Inc.|846
WLK|WESTLAKE CHEMICAL CO|FINX|FINTECH SECURITIES|390
WLK|WESTLAKE CHEMICAL CO|FMAF|NBCN Inc./ CDS|19273
WLK|WESTLAKE CHEMICAL CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9521
WLK|WESTLAKE CHEMICAL CO|FQLS|Quantlab Securities LP|364412
WLK|WESTLAKE CHEMICAL CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115323
WLK|WESTLAKE CHEMICAL CO|FTBR|Foliofn Investments, Inc.|7320
WLK|WESTLAKE CHEMICAL CO|GLIS|TD Securities Inc|1694
WLK|WESTLAKE CHEMICAL CO|GLPX|ACS EXECUTION SERVICES, LLC|79290
WLK|WESTLAKE CHEMICAL CO|GSCO|GOLDMAN SACHS & CO. LLC|858301
WLK|WESTLAKE CHEMICAL CO|GSCS|GOLDMAN SACHS & CO. LLC|2096
WLK|WESTLAKE CHEMICAL CO|GSLT|GOLDMAN SACHS & CO. LLC|6344
WLK|WESTLAKE CHEMICAL CO|GTSZ|GTS SECURITIES LLC|166749
WLK|WESTLAKE CHEMICAL CO|HAPX|HAP Trading, LLC|100
WLK|WESTLAKE CHEMICAL CO|HRBF|American Enterprise Investment Services Inc.|4896
WLK|WESTLAKE CHEMICAL CO|HSBC|HSBC Securities, Inc.|100
WLK|WESTLAKE CHEMICAL CO|IATS|INTERACTIVE BROKERS LLC|12692
WLK|WESTLAKE CHEMICAL CO|IBKR|Interactive Brokers Llc|14609
WLK|WESTLAKE CHEMICAL CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1937
WLK|WESTLAKE CHEMICAL CO|ICBX|INSTINET, LLC|41100
WLK|WESTLAKE CHEMICAL CO|INCA|INSTINET, LLC|366044
WLK|WESTLAKE CHEMICAL CO|INJX|INSTINET, LLC|17161
WLK|WESTLAKE CHEMICAL CO|ITGI|ITG Inc.|25804
WLK|WESTLAKE CHEMICAL CO|ITGP|ITG INC.|118400
WLK|WESTLAKE CHEMICAL CO|JANY|Janney Montgomery Scott Inc.|546
WLK|WESTLAKE CHEMICAL CO|JEFF|JEFFERIES LLC|244181
WLK|WESTLAKE CHEMICAL CO|JMPT|JUMP TRADING, LLC|37099
WLK|WESTLAKE CHEMICAL CO|JONE|JonesTrading|1650
WLK|WESTLAKE CHEMICAL CO|JPBX|J.P. MORGAN SECURITIES LLC|87891
WLK|WESTLAKE CHEMICAL CO|JPMX|J.P. Morgan Securities LLC|424242
WLK|WESTLAKE CHEMICAL CO|JSJX|JANE STREET CAPITAL LLC|11565
WLK|WESTLAKE CHEMICAL CO|KCGM|VIRTU Americas LLC|28172
WLK|WESTLAKE CHEMICAL CO|KEYB|KEYBANC CAPITAL MARKETS INC.|10000
WLK|WESTLAKE CHEMICAL CO|LEHM|Barclays Capital Inc./Le|617901
WLK|WESTLAKE CHEMICAL CO|LGNT|COR CLEARING LLC|1
WLK|WESTLAKE CHEMICAL CO|LIME|Lime Brokerage LLC|13360
WLK|WESTLAKE CHEMICAL CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|30000
WLK|WESTLAKE CHEMICAL CO|LOOP|Loop Capital Markets LLC|1512
WLK|WESTLAKE CHEMICAL CO|LQNA|LIQUIDNET, INC.|25500
WLK|WESTLAKE CHEMICAL CO|MACQ|Macquarie Capital (USA) Inc.|200
WLK|WESTLAKE CHEMICAL CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|113928
WLK|WESTLAKE CHEMICAL CO|MOTF|MOTIF INVESTING, INC.|19
WLK|WESTLAKE CHEMICAL CO|MSCO|MORGAN STANLEY & CO. LLC|1512337
WLK|WESTLAKE CHEMICAL CO|MSPL|MORGAN STANLEY & CO. LLC|335000
WLK|WESTLAKE CHEMICAL CO|MSTX|MORGAN STANLEY & CO. LLC|143400
WLK|WESTLAKE CHEMICAL CO|NEUB|NEUBERGER BERMAN BD LLC|25
WLK|WESTLAKE CHEMICAL CO|NFSC|National Financial Services LLC|116306
WLK|WESTLAKE CHEMICAL CO|NITE|VIRTU Americas LLC|287315
WLK|WESTLAKE CHEMICAL CO|NQRB|Brut, LLC|3629
WLK|WESTLAKE CHEMICAL CO|NTBF|BMO Nesbitt Burns Inc./CDS|643
WLK|WESTLAKE CHEMICAL CO|NTRC|Northern Trust Securities, Inc.|1053
WLK|WESTLAKE CHEMICAL CO|OHOS|TWO SIGMA SECURITIES, LLC|16877
WLK|WESTLAKE CHEMICAL CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|700
WLK|WESTLAKE CHEMICAL CO|PDQM|CODA MARKETS, INC.|155041
WLK|WESTLAKE CHEMICAL CO|PHLY|NASDAQ Execution Services, LLC|1600
WLK|WESTLAKE CHEMICAL CO|PWJC|UBS Financial Services, Inc.|66
WLK|WESTLAKE CHEMICAL CO|QMSR|QUATTRO M SECURITIES INC.|4588
WLK|WESTLAKE CHEMICAL CO|RBCM|RBC CAPITAL MARKETS, LLC|4883
WLK|WESTLAKE CHEMICAL CO|RHCO|Suntrust Robinson Humphrey, Inc.|12100
WLK|WESTLAKE CHEMICAL CO|SAGL|SAGETRADER, LLC|18439
WLK|WESTLAKE CHEMICAL CO|SBRX|MURIEL SIEBERT & CO INC|400
WLK|WESTLAKE CHEMICAL CO|SBSH|Citigroup Global Markets Inc.|118965
WLK|WESTLAKE CHEMICAL CO|SGMT|GOLDMAN SACHS & CO. LLC|79868
WLK|WESTLAKE CHEMICAL CO|SOGO|Wang Investment Associates, Inc.|10
WLK|WESTLAKE CHEMICAL CO|SPDR|SPEEDROUTE LLC|19303
WLK|WESTLAKE CHEMICAL CO|SPHN|Stephens Inc.|109
WLK|WESTLAKE CHEMICAL CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|749
WLK|WESTLAKE CHEMICAL CO|STFC|Stuart Frankel & Co., Incorporated|3998
WLK|WESTLAKE CHEMICAL CO|STFL|Stifel, Nicolaus & Company, Incorporated|1239
WLK|WESTLAKE CHEMICAL CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3593
WLK|WESTLAKE CHEMICAL CO|SWIM|TD Ameritrade, Inc.|9479
WLK|WESTLAKE CHEMICAL CO|TDCO|Thompson Davis & Co., Inc.|863
WLK|WESTLAKE CHEMICAL CO|TKNG|ALLY INVEST SECURITIES LLC|1514
WLK|WESTLAKE CHEMICAL CO|TRBT|Tradebot Systems, Inc.|214011
WLK|WESTLAKE CHEMICAL CO|TRCM|TRC MARKETS LLC|201157
WLK|WESTLAKE CHEMICAL CO|TWTT|TASTYWORKS, INC.|400
WLK|WESTLAKE CHEMICAL CO|UBSA|UBS SECURITIES LLC|715039
WLK|WESTLAKE CHEMICAL CO|UBSS|UBS Securities LLC|1227155
WLK|WESTLAKE CHEMICAL CO|VALX|VIRTU AMERICAS LLC|16952
WLK|WESTLAKE CHEMICAL CO|VGRD|Vanguard Marketing Corporation|6097
WLK|WESTLAKE CHEMICAL CO|WABR|Wall Street Access|200
WLK|WESTLAKE CHEMICAL CO|WBPX|SUMMIT SECURITIES GROUP, LLC|2738
WLK|WESTLAKE CHEMICAL CO|WCHV|WELLS FARGO SECURITIES, LLC|33283
WLK|WESTLAKE CHEMICAL CO|WEDB|WEDBUSH SECURITIES INC.|626
WLK|WESTLAKE CHEMICAL CO|WEED|Weeden & Co.L.P.|323
WLK|WESTLAKE CHEMICAL CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2832
WLK|WESTLAKE CHEMICAL CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6421
WLK|WESTLAKE CHEMICAL CO|WGIF|CIBC World Markets Inc.|20
WLK|WESTLAKE CHEMICAL CO|WSAG|WALL STREET ACCESS|100
WLK|WESTLAKE CHEMICAL CO|WSEA|WOLVERINE SECURITIES, LLC|2235
WLK|WESTLAKE CHEMICAL CO|XIST|INSTINET, LLC|32200
WLK|WESTLAKE CHEMICAL CO|XPQR|Jump Trading|2795
WLK|WESTLAKE CHEMICAL CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|29074
WLK|WESTLAKE CHEMICAL CO|YKNA|COMHAR CAPITAL MARKETS, LLC|22149
WLK|WESTLAKE CHEMICAL CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8568
WLKP|WESTLAKE CHEM PTNRS|APCC|Apex Clearing Corporation|718
WLKP|WESTLAKE CHEM PTNRS|BARD|Robert W. Baird & Co. Incorporated|11195
WLKP|WESTLAKE CHEM PTNRS|BATM|CBOE TRADING, INC.|380
WLKP|WESTLAKE CHEM PTNRS|BAYT|BTIG, LLC|3364
WLKP|WESTLAKE CHEM PTNRS|BERN|Sanford C. Bernstein & Co., LLC|100
WLKP|WESTLAKE CHEM PTNRS|BLKX|INSTINET, LLC|10400
WLKP|WESTLAKE CHEM PTNRS|BZYD|GOLDMAN SACHS & CO. LLC|2500
WLKP|WESTLAKE CHEM PTNRS|CANT|Cantor Fitzgerald & Co.|98
WLKP|WESTLAKE CHEM PTNRS|CBLC|CITIGROUP GLOBAL MARKETS INC.|67680
WLKP|WESTLAKE CHEM PTNRS|CHAS|Charles Schwab & Co., Inc.|157
WLKP|WESTLAKE CHEM PTNRS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9599
WLKP|WESTLAKE CHEM PTNRS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2022
WLKP|WESTLAKE CHEM PTNRS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21596
WLKP|WESTLAKE CHEM PTNRS|CTDL|Citadel Derivatives Group Llc|40
WLKP|WESTLAKE CHEM PTNRS|CXCX|CITIGROUP GLOBAL MARKETS INC.|12962
WLKP|WESTLAKE CHEM PTNRS|DBAB|Deutsche Bank Securities Inc.|1997
WLKP|WESTLAKE CHEM PTNRS|DBAX|Deutsche Bank Securities Inc.|72400
WLKP|WESTLAKE CHEM PTNRS|DEAN|MORGAN STANLEY|3382
WLKP|WESTLAKE CHEM PTNRS|DEGS|RONIN PROFESSIONAL LLC|368
WLKP|WESTLAKE CHEM PTNRS|EBXL|EBX LLC|106100
WLKP|WESTLAKE CHEM PTNRS|EDJO|Edward D. Jones & Co., L.P.|1
WLKP|WESTLAKE CHEM PTNRS|EGAM|CBOE TRADING, INC.|6107
WLKP|WESTLAKE CHEM PTNRS|EGXM|CBOE TRADING, INC.|100
WLKP|WESTLAKE CHEM PTNRS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|620
WLKP|WESTLAKE CHEM PTNRS|ETRS|E*Trade Securities LLC|2317
WLKP|WESTLAKE CHEM PTNRS|FBRC|B. RILEY FBR, INC.|60128
WLKP|WESTLAKE CHEM PTNRS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
WLKP|WESTLAKE CHEM PTNRS|FTBR|Foliofn Investments, Inc.|1510
WLKP|WESTLAKE CHEM PTNRS|GSCO|GOLDMAN SACHS & CO. LLC|22039
WLKP|WESTLAKE CHEM PTNRS|GSCS|GOLDMAN SACHS & CO. LLC|3417
WLKP|WESTLAKE CHEM PTNRS|GSLT|GOLDMAN SACHS & CO. LLC|300
WLKP|WESTLAKE CHEM PTNRS|GTSZ|GTS SECURITIES LLC|77
WLKP|WESTLAKE CHEM PTNRS|HRBF|American Enterprise Investment Services Inc.|1450
WLKP|WESTLAKE CHEM PTNRS|IBKR|Interactive Brokers Llc|4050
WLKP|WESTLAKE CHEM PTNRS|ICBX|INSTINET, LLC|1834
WLKP|WESTLAKE CHEM PTNRS|INCA|INSTINET, LLC|5016
WLKP|WESTLAKE CHEM PTNRS|ITGI|ITG Inc.|8623
WLKP|WESTLAKE CHEM PTNRS|ITGP|ITG INC.|15000
WLKP|WESTLAKE CHEM PTNRS|JANY|Janney Montgomery Scott Inc.|500
WLKP|WESTLAKE CHEM PTNRS|JEFF|JEFFERIES LLC|9088
WLKP|WESTLAKE CHEM PTNRS|JMPT|JUMP TRADING, LLC|161
WLKP|WESTLAKE CHEM PTNRS|JONE|JonesTrading|186828
WLKP|WESTLAKE CHEM PTNRS|JPMX|J.P. Morgan Securities LLC|20442
WLKP|WESTLAKE CHEM PTNRS|KCGM|VIRTU Americas LLC|1144
WLKP|WESTLAKE CHEM PTNRS|LEHM|Barclays Capital Inc./Le|7653
WLKP|WESTLAKE CHEM PTNRS|LIME|Lime Brokerage LLC|2564
WLKP|WESTLAKE CHEM PTNRS|LQNA|LIQUIDNET, INC.|10300
WLKP|WESTLAKE CHEM PTNRS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10000
WLKP|WESTLAKE CHEM PTNRS|MSCO|MORGAN STANLEY & CO. LLC|61014
WLKP|WESTLAKE CHEM PTNRS|MSPL|MORGAN STANLEY & CO. LLC|200
WLKP|WESTLAKE CHEM PTNRS|NFSC|National Financial Services LLC|57949
WLKP|WESTLAKE CHEM PTNRS|NITE|VIRTU Americas LLC|51740
WLKP|WESTLAKE CHEM PTNRS|NQRB|Brut, LLC|100
WLKP|WESTLAKE CHEM PTNRS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|663
WLKP|WESTLAKE CHEM PTNRS|PDQM|CODA MARKETS, INC.|13189
WLKP|WESTLAKE CHEM PTNRS|PWJC|UBS Financial Services, Inc.|4200
WLKP|WESTLAKE CHEM PTNRS|SBSH|Citigroup Global Markets Inc.|1623
WLKP|WESTLAKE CHEM PTNRS|SGMT|GOLDMAN SACHS & CO. LLC|12007
WLKP|WESTLAKE CHEM PTNRS|SPDR|SPEEDROUTE LLC|77700
WLKP|WESTLAKE CHEM PTNRS|STFL|Stifel, Nicolaus & Company, Incorporated|3100
WLKP|WESTLAKE CHEM PTNRS|SWIM|TD Ameritrade, Inc.|1327
WLKP|WESTLAKE CHEM PTNRS|TKNG|ALLY INVEST SECURITIES LLC|455
WLKP|WESTLAKE CHEM PTNRS|TRBT|Tradebot Systems, Inc.|559
WLKP|WESTLAKE CHEM PTNRS|TRCM|TRC MARKETS LLC|3115
WLKP|WESTLAKE CHEM PTNRS|UBSA|UBS SECURITIES LLC|83592
WLKP|WESTLAKE CHEM PTNRS|UBSS|UBS Securities LLC|20835
WLKP|WESTLAKE CHEM PTNRS|VGRD|Vanguard Marketing Corporation|7686
WLKP|WESTLAKE CHEM PTNRS|WCHV|WELLS FARGO SECURITIES, LLC|11446
WLKP|WESTLAKE CHEM PTNRS|WEED|Weeden & Co.L.P.|738100
WLKP|WESTLAKE CHEM PTNRS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|842
WLKP|WESTLAKE CHEM PTNRS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1628
WLKP|WESTLAKE CHEM PTNRS|WSEA|WOLVERINE SECURITIES, LLC|416
WLKP|WESTLAKE CHEM PTNRS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
WLKP|WESTLAKE CHEM PTNRS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|725
WLL|WHITING PETE CORP|ABLE|NATIXIS Securities Americas LLC|280144
WLL|WHITING PETE CORP|AGIS|Aegis Capital Corp.|622
WLL|WHITING PETE CORP|ALTX|Alternet Securities Inc.|63564
WLL|WHITING PETE CORP|ANOS|ABEL/NOSER, L.L.C.|22694
WLL|WHITING PETE CORP|APCC|Apex Clearing Corporation|46943
WLL|WHITING PETE CORP|BARD|Robert W. Baird & Co. Incorporated|7848
WLL|WHITING PETE CORP|BATM|CBOE TRADING, INC.|19210
WLL|WHITING PETE CORP|BAYC|BAY CREST PARTNERS, LLC|2863
WLL|WHITING PETE CORP|BAYT|BTIG, LLC|2400
WLL|WHITING PETE CORP|BBNT|BB&T SECURITIES, LLC|500
WLL|WHITING PETE CORP|BERN|Sanford C. Bernstein & Co., LLC|102803
WLL|WHITING PETE CORP|BIAD|SAGETRADER, LLC|195
WLL|WHITING PETE CORP|BIDS|BIDS TRADING L.P.|64500
WLL|WHITING PETE CORP|BIMI|Banca IMI Securities Corp.|2539
WLL|WHITING PETE CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|72259
WLL|WHITING PETE CORP|BLKX|INSTINET, LLC|178292
WLL|WHITING PETE CORP|BMOC|BMO Capital Markets Corp.|27000
WLL|WHITING PETE CORP|BNPX|BNP PARIBAS SECURITIES CORP.|106883
WLL|WHITING PETE CORP|BTIG|BTIG, LLC|3645
WLL|WHITING PETE CORP|BYXM|CBOE TRADING, INC.|5030
WLL|WHITING PETE CORP|BZYD|GOLDMAN SACHS & CO. LLC|700
WLL|WHITING PETE CORP|CABR|Cabrera Capital Markets, Inc.|25
WLL|WHITING PETE CORP|CANT|Cantor Fitzgerald & Co.|1438
WLL|WHITING PETE CORP|CBRA|Cobra Trading, Inc.|1800
WLL|WHITING PETE CORP|CHAS|Charles Schwab & Co., Inc.|25204
WLL|WHITING PETE CORP|CIST|Capital Institutional Services, Inc.|903
WLL|WHITING PETE CORP|CLSA|CLSA AMERICAS, LLC|900
WLL|WHITING PETE CORP|CNTR|PRECISION SECURITIES, LLC|200
WLL|WHITING PETE CORP|COKE|Coker & Palmer|5388
WLL|WHITING PETE CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|445461
WLL|WHITING PETE CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1712
WLL|WHITING PETE CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|117616
WLL|WHITING PETE CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1610984
WLL|WHITING PETE CORP|CTDL|Citadel Derivatives Group Llc|27052
WLL|WHITING PETE CORP|CTLR|CUTLER GROUP, LP|1803
WLL|WHITING PETE CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|110726
WLL|WHITING PETE CORP|DADA|D.A. Davidson & Co.|572
WLL|WHITING PETE CORP|DBAB|Deutsche Bank Securities Inc.|860425
WLL|WHITING PETE CORP|DBAX|Deutsche Bank Securities Inc.|885600
WLL|WHITING PETE CORP|DBUL|Deutsche Bank Securities Inc.|3420
WLL|WHITING PETE CORP|DCHF|Dart Executions, LLC|63183
WLL|WHITING PETE CORP|DEAN|MORGAN STANLEY|15066
WLL|WHITING PETE CORP|DEGS|RONIN PROFESSIONAL LLC|4972
WLL|WHITING PETE CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11952
WLL|WHITING PETE CORP|EBXL|EBX LLC|739500
WLL|WHITING PETE CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|78479
WLL|WHITING PETE CORP|EDJO|Edward D. Jones & Co., L.P.|25800
WLL|WHITING PETE CORP|EGAM|CBOE TRADING, INC.|74224
WLL|WHITING PETE CORP|EGAW|CBOE TRADING, INC.|1600
WLL|WHITING PETE CORP|EGMT|EG MARKET TECHNOLOGIES LLC|500
WLL|WHITING PETE CORP|EGXM|CBOE TRADING, INC.|38026
WLL|WHITING PETE CORP|EGXW|CBOE TRADING, INC.|2118
WLL|WHITING PETE CORP|EROM|Eroom Securities L.L.C.|520
WLL|WHITING PETE CORP|ETBE|Electronic Transaction Clearing, Inc.|66289
WLL|WHITING PETE CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|23600
WLL|WHITING PETE CORP|ETCB|ETC BROKERAGE SERVICES, LLC|1000
WLL|WHITING PETE CORP|ETCC|Electronic Transaction Clearing, Inc.|780
WLL|WHITING PETE CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|181918
WLL|WHITING PETE CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|312
WLL|WHITING PETE CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
WLL|WHITING PETE CORP|ETRS|E*Trade Securities LLC|1867619
WLL|WHITING PETE CORP|FBSB|U.S. Bancorp Investments, Inc.|1580
WLL|WHITING PETE CORP|FILL|Tradestation Securities, Inc.|192706
WLL|WHITING PETE CORP|FINX|FINTECH SECURITIES|155
WLL|WHITING PETE CORP|FMAF|NBCN Inc./ CDS|823
WLL|WHITING PETE CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
WLL|WHITING PETE CORP|FQLS|Quantlab Securities LP|798149
WLL|WHITING PETE CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|164227
WLL|WHITING PETE CORP|FTBR|Foliofn Investments, Inc.|32225
WLL|WHITING PETE CORP|GARC|ICAP Corporates LLC|5015
WLL|WHITING PETE CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|22736
WLL|WHITING PETE CORP|GLIS|TD Securities Inc|51735
WLL|WHITING PETE CORP|GLPX|ACS EXECUTION SERVICES, LLC|536039
WLL|WHITING PETE CORP|GSCO|GOLDMAN SACHS & CO. LLC|2180349
WLL|WHITING PETE CORP|GSCS|GOLDMAN SACHS & CO. LLC|104899
WLL|WHITING PETE CORP|GSLT|GOLDMAN SACHS & CO. LLC|28820
WLL|WHITING PETE CORP|GTSZ|GTS SECURITIES LLC|666933
WLL|WHITING PETE CORP|HAPX|HAP Trading, LLC|562
WLL|WHITING PETE CORP|HRBF|American Enterprise Investment Services Inc.|3563
WLL|WHITING PETE CORP|HSBC|HSBC Securities, Inc.|100
WLL|WHITING PETE CORP|IATS|INTERACTIVE BROKERS LLC|91756
WLL|WHITING PETE CORP|IBKR|Interactive Brokers Llc|132754
WLL|WHITING PETE CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|340
WLL|WHITING PETE CORP|ICBX|INSTINET, LLC|232844
WLL|WHITING PETE CORP|IEQY|CITADEL SECURITIES LLC|166168
WLL|WHITING PETE CORP|IMPC|Imperial Capital, LLC|300
WLL|WHITING PETE CORP|INCA|INSTINET, LLC|912122
WLL|WHITING PETE CORP|INJX|INSTINET, LLC|57899
WLL|WHITING PETE CORP|ITGI|ITG Inc.|164972
WLL|WHITING PETE CORP|ITGP|ITG INC.|389200
WLL|WHITING PETE CORP|JANY|Janney Montgomery Scott Inc.|4132
WLL|WHITING PETE CORP|JEFF|JEFFERIES LLC|456993
WLL|WHITING PETE CORP|JMPT|JUMP TRADING, LLC|227834
WLL|WHITING PETE CORP|JONE|JonesTrading|20710
WLL|WHITING PETE CORP|JPBX|J.P. MORGAN SECURITIES LLC|450360
WLL|WHITING PETE CORP|JPMX|J.P. Morgan Securities LLC|844532
WLL|WHITING PETE CORP|JRCO|Johnson Rice & Company L.L.C.|12076
WLL|WHITING PETE CORP|JSJX|JANE STREET CAPITAL LLC|373447
WLL|WHITING PETE CORP|JUTA|JUMP TRADING, LLC|15299
WLL|WHITING PETE CORP|KCGM|VIRTU Americas LLC|194517
WLL|WHITING PETE CORP|KEYB|KEYBANC CAPITAL MARKETS INC.|39597
WLL|WHITING PETE CORP|LEHM|Barclays Capital Inc./Le|2403320
WLL|WHITING PETE CORP|LIME|Lime Brokerage LLC|159120
WLL|WHITING PETE CORP|LOOP|Loop Capital Markets LLC|2000
WLL|WHITING PETE CORP|LQNA|LIQUIDNET, INC.|199700
WLL|WHITING PETE CORP|LSCI|Lek Securities Corporation|18123
WLL|WHITING PETE CORP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1800
WLL|WHITING PETE CORP|MACC|Mid Atlantic Capital Corporation|6300
WLL|WHITING PETE CORP|MAXM|Maxim Group LLC|50
WLL|WHITING PETE CORP|MBTS|ALLY INVEST SECURITIES LLC|1615
WLL|WHITING PETE CORP|MCMF|Raymond James Ltd. Cds|750
WLL|WHITING PETE CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|264688
WLL|WHITING PETE CORP|MNDX|TJM Investments, LLC|10142
WLL|WHITING PETE CORP|MOTF|MOTIF INVESTING, INC.|39
WLL|WHITING PETE CORP|MSCO|MORGAN STANLEY & CO. LLC|5966927
WLL|WHITING PETE CORP|MSPL|MORGAN STANLEY & CO. LLC|1187100
WLL|WHITING PETE CORP|MSTX|MORGAN STANLEY & CO. LLC|653700
WLL|WHITING PETE CORP|MZHO|Mizuho Securities USA LLC|565821
WLL|WHITING PETE CORP|NATL|National Securities Corporation|23420
WLL|WHITING PETE CORP|NEED|Needham & Company, LLC|600
WLL|WHITING PETE CORP|NFSC|National Financial Services LLC|2265287
WLL|WHITING PETE CORP|NITE|VIRTU Americas LLC|5314600
WLL|WHITING PETE CORP|NITP|VIRTU Americas LLC|700
WLL|WHITING PETE CORP|NQRB|Brut, LLC|93669
WLL|WHITING PETE CORP|NTBF|BMO Nesbitt Burns Inc./CDS|21903
WLL|WHITING PETE CORP|NTRC|Northern Trust Securities, Inc.|1250
WLL|WHITING PETE CORP|OGRU|Oscar Gruss & Son, Incorporated|54800
WLL|WHITING PETE CORP|OHOS|TWO SIGMA SECURITIES, LLC|294889
WLL|WHITING PETE CORP|OPCO|Oppenheimer & Co. Inc.|104165
WLL|WHITING PETE CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|375
WLL|WHITING PETE CORP|PCPT|PHILLIP CAPITAL INC.|280
WLL|WHITING PETE CORP|PDQM|CODA MARKETS, INC.|683755
WLL|WHITING PETE CORP|PHLY|NASDAQ Execution Services, LLC|19800
WLL|WHITING PETE CORP|PIPR|Piper Jaffray & Co.|619
WLL|WHITING PETE CORP|POIN|PRECISION SECURITIES, LLC (POIN)|23365
WLL|WHITING PETE CORP|PWJC|UBS Financial Services, Inc.|11612
WLL|WHITING PETE CORP|RBCM|RBC CAPITAL MARKETS, LLC|11600
WLL|WHITING PETE CORP|RGLD|Regal Securities, Inc|1000
WLL|WHITING PETE CORP|RHCO|Suntrust Robinson Humphrey, Inc.|15714
WLL|WHITING PETE CORP|RJLC|RJL CAPITAL GROUP, LLC|1000
WLL|WHITING PETE CORP|SAGL|SAGETRADER, LLC|28517
WLL|WHITING PETE CORP|SAGW|SAGETRADER, LLC|600
WLL|WHITING PETE CORP|SALI|INTL FCSTONE FINANCIAL INC.|8235
WLL|WHITING PETE CORP|SBSH|Citigroup Global Markets Inc.|447193
WLL|WHITING PETE CORP|SCMC|Scotia Capital Markets (USA) Inc.|100
WLL|WHITING PETE CORP|SEIC|SEI Investments Distribution Co.|200
WLL|WHITING PETE CORP|SGMT|GOLDMAN SACHS & CO. LLC|407686
WLL|WHITING PETE CORP|SOCO|Capital One Southcoast, Inc|8600
WLL|WHITING PETE CORP|SOGO|Wang Investment Associates, Inc.|1080
WLL|WHITING PETE CORP|SPDR|SPEEDROUTE LLC|73660
WLL|WHITING PETE CORP|SSBS|STATE STREET GLOBAL MARKETS, LLC|19432
WLL|WHITING PETE CORP|STFL|Stifel, Nicolaus & Company, Incorporated|21578
WLL|WHITING PETE CORP|STKP|STOCKPILE INVESTMENTS, INC.|14
WLL|WHITING PETE CORP|STRS|STRATEGAS RESEARCH PARTNERS|175
WLL|WHITING PETE CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4038
WLL|WHITING PETE CORP|SWIM|TD Ameritrade, Inc.|1698171
WLL|WHITING PETE CORP|SWST|Hilltop Securities Inc.|16683
WLL|WHITING PETE CORP|TKNG|ALLY INVEST SECURITIES LLC|126394
WLL|WHITING PETE CORP|TOUR|TOURMALINE PARTNERS, LLC|2663
WLL|WHITING PETE CORP|TRBT|Tradebot Systems, Inc.|859474
WLL|WHITING PETE CORP|TRCM|TRC MARKETS LLC|834516
WLL|WHITING PETE CORP|TWTT|TASTYWORKS, INC.|369
WLL|WHITING PETE CORP|UBSA|UBS SECURITIES LLC|1806945
WLL|WHITING PETE CORP|UBSS|UBS Securities LLC|2723958
WLL|WHITING PETE CORP|VALX|VIRTU AMERICAS LLC|24041
WLL|WHITING PETE CORP|VGRD|Vanguard Marketing Corporation|81061
WLL|WHITING PETE CORP|VIEW|VIEWTRADE SECURITIES LLC|375
WLL|WHITING PETE CORP|VNDS|VANDHAM SECURITIES CORP|2205
WLL|WHITING PETE CORP|VSIN|Vision Financial Markets Llc|500
WLL|WHITING PETE CORP|WABR|Wall Street Access|600
WLL|WHITING PETE CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2100
WLL|WHITING PETE CORP|WCHV|WELLS FARGO SECURITIES, LLC|519336
WLL|WHITING PETE CORP|WEDB|WEDBUSH SECURITIES INC.|76603
WLL|WHITING PETE CORP|WEED|Weeden & Co.L.P.|864
WLL|WHITING PETE CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|111141
WLL|WHITING PETE CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|132347
WLL|WHITING PETE CORP|WFPB|Wells Fargo Securities, LLC.|600
WLL|WHITING PETE CORP|WGIF|CIBC World Markets Inc.|79783
WLL|WHITING PETE CORP|WSAG|WALL STREET ACCESS|4200
WLL|WHITING PETE CORP|WSEA|WOLVERINE SECURITIES, LLC|103154
WLL|WHITING PETE CORP|XIST|INSTINET, LLC|105800
WLL|WHITING PETE CORP|XPQR|Jump Trading|200
WLL|WHITING PETE CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|362234
WLL|WHITING PETE CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|21664
WLL|WHITING PETE CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|828
WLTW|WILLIS TOWERS WTS CM|ABLE|NATIXIS Securities Americas LLC|40012
WLTW|WILLIS TOWERS WTS CM|ADAM|CANACCORD GENUITY INC.|1259
WLTW|WILLIS TOWERS WTS CM|ALTX|Alternet Securities Inc.|2432
WLTW|WILLIS TOWERS WTS CM|ANOS|ABEL/NOSER, L.L.C.|4970
WLTW|WILLIS TOWERS WTS CM|APCC|Apex Clearing Corporation|39
WLTW|WILLIS TOWERS WTS CM|BARD|Robert W. Baird & Co. Incorporated|199
WLTW|WILLIS TOWERS WTS CM|BATM|CBOE TRADING, INC.|3095
WLTW|WILLIS TOWERS WTS CM|BAYC|BAY CREST PARTNERS, LLC|7771
WLTW|WILLIS TOWERS WTS CM|BBNT|BB&T SECURITIES, LLC|88
WLTW|WILLIS TOWERS WTS CM|BERN|Sanford C. Bernstein & Co., LLC|64995
WLTW|WILLIS TOWERS WTS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2922
WLTW|WILLIS TOWERS WTS CM|BMOC|BMO Capital Markets Corp.|73010
WLTW|WILLIS TOWERS WTS CM|BNPX|BNP PARIBAS SECURITIES CORP.|91563
WLTW|WILLIS TOWERS WTS CM|BTIG|BTIG, LLC|36614
WLTW|WILLIS TOWERS WTS CM|BYXM|CBOE TRADING, INC.|499
WLTW|WILLIS TOWERS WTS CM|CABR|Cabrera Capital Markets, Inc.|12
WLTW|WILLIS TOWERS WTS CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|40200
WLTW|WILLIS TOWERS WTS CM|CHAS|Charles Schwab & Co., Inc.|687
WLTW|WILLIS TOWERS WTS CM|CIBP|CIBC World Markets Corp.|20306
WLTW|WILLIS TOWERS WTS CM|CIST|Capital Institutional Services, Inc.|4927
WLTW|WILLIS TOWERS WTS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|65667
WLTW|WILLIS TOWERS WTS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|721
WLTW|WILLIS TOWERS WTS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|681
WLTW|WILLIS TOWERS WTS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|196060
WLTW|WILLIS TOWERS WTS CM|CTDL|Citadel Derivatives Group Llc|29899
WLTW|WILLIS TOWERS WTS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|15132
WLTW|WILLIS TOWERS WTS CM|DADA|D.A. Davidson & Co.|10
WLTW|WILLIS TOWERS WTS CM|DBAB|Deutsche Bank Securities Inc.|431526
WLTW|WILLIS TOWERS WTS CM|DBAX|Deutsche Bank Securities Inc.|89500
WLTW|WILLIS TOWERS WTS CM|DBUL|Deutsche Bank Securities Inc.|594
WLTW|WILLIS TOWERS WTS CM|DEAN|MORGAN STANLEY|2623
WLTW|WILLIS TOWERS WTS CM|DEGS|RONIN PROFESSIONAL LLC|100
WLTW|WILLIS TOWERS WTS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1085
WLTW|WILLIS TOWERS WTS CM|DRWK|DRW SECURITIES, L.L.C.|300
WLTW|WILLIS TOWERS WTS CM|EBXL|EBX LLC|77800
WLTW|WILLIS TOWERS WTS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8459
WLTW|WILLIS TOWERS WTS CM|EDJO|Edward D. Jones & Co., L.P.|339
WLTW|WILLIS TOWERS WTS CM|EGAM|CBOE TRADING, INC.|4322
WLTW|WILLIS TOWERS WTS CM|EGAW|CBOE TRADING, INC.|43
WLTW|WILLIS TOWERS WTS CM|EGMT|EG MARKET TECHNOLOGIES LLC|1611
WLTW|WILLIS TOWERS WTS CM|EGXM|CBOE TRADING, INC.|1126
WLTW|WILLIS TOWERS WTS CM|EGXW|CBOE TRADING, INC.|53
WLTW|WILLIS TOWERS WTS CM|ESPO|ESPOSITO SECURITIES, LLC|2
WLTW|WILLIS TOWERS WTS CM|ETBE|Electronic Transaction Clearing, Inc.|10236
WLTW|WILLIS TOWERS WTS CM|ETCC|Electronic Transaction Clearing, Inc.|1926
WLTW|WILLIS TOWERS WTS CM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5466
WLTW|WILLIS TOWERS WTS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26009
WLTW|WILLIS TOWERS WTS CM|ETRS|E*Trade Securities LLC|394
WLTW|WILLIS TOWERS WTS CM|FBCO|Credit Suisse Securities (USA) LLC|544572
WLTW|WILLIS TOWERS WTS CM|FILL|Tradestation Securities, Inc.|130
WLTW|WILLIS TOWERS WTS CM|FMAF|NBCN Inc./ CDS|482
WLTW|WILLIS TOWERS WTS CM|FOMA|TD AMERITRADE CLEARING, INC.|2038
WLTW|WILLIS TOWERS WTS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10561
WLTW|WILLIS TOWERS WTS CM|FQLS|Quantlab Securities LP|193900
WLTW|WILLIS TOWERS WTS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|93228
WLTW|WILLIS TOWERS WTS CM|FTBR|Foliofn Investments, Inc.|57
WLTW|WILLIS TOWERS WTS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|20095
WLTW|WILLIS TOWERS WTS CM|GELP|RBC CAPITAL MARKETS, LLC|889
WLTW|WILLIS TOWERS WTS CM|GLPX|ACS EXECUTION SERVICES, LLC|10036
WLTW|WILLIS TOWERS WTS CM|GSCO|GOLDMAN SACHS & CO. LLC|1073984
WLTW|WILLIS TOWERS WTS CM|GSCS|GOLDMAN SACHS & CO. LLC|11641
WLTW|WILLIS TOWERS WTS CM|GSLT|GOLDMAN SACHS & CO. LLC|746
WLTW|WILLIS TOWERS WTS CM|GTSZ|GTS SECURITIES LLC|151123
WLTW|WILLIS TOWERS WTS CM|HRBF|American Enterprise Investment Services Inc.|288
WLTW|WILLIS TOWERS WTS CM|HSBC|HSBC Securities, Inc.|28976
WLTW|WILLIS TOWERS WTS CM|IATS|INTERACTIVE BROKERS LLC|1362
WLTW|WILLIS TOWERS WTS CM|IBKR|Interactive Brokers Llc|12453
WLTW|WILLIS TOWERS WTS CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|654
WLTW|WILLIS TOWERS WTS CM|ICBX|INSTINET, LLC|13300
WLTW|WILLIS TOWERS WTS CM|IEQY|CITADEL SECURITIES LLC|107664
WLTW|WILLIS TOWERS WTS CM|INCA|INSTINET, LLC|569492
WLTW|WILLIS TOWERS WTS CM|INJX|INSTINET, LLC|18524
WLTW|WILLIS TOWERS WTS CM|ITGI|ITG Inc.|8282
WLTW|WILLIS TOWERS WTS CM|ITGP|ITG INC.|140000
WLTW|WILLIS TOWERS WTS CM|JANY|Janney Montgomery Scott Inc.|207
WLTW|WILLIS TOWERS WTS CM|JEFF|JEFFERIES LLC|70451
WLTW|WILLIS TOWERS WTS CM|JMPT|JUMP TRADING, LLC|34910
WLTW|WILLIS TOWERS WTS CM|JPBX|J.P. MORGAN SECURITIES LLC|6398
WLTW|WILLIS TOWERS WTS CM|JPMX|J.P. Morgan Securities LLC|231074
WLTW|WILLIS TOWERS WTS CM|JSJX|JANE STREET CAPITAL LLC|7619
WLTW|WILLIS TOWERS WTS CM|KBWI|Keefe, Bruyette & Woods, Inc.|6386
WLTW|WILLIS TOWERS WTS CM|KCGM|VIRTU Americas LLC|16143
WLTW|WILLIS TOWERS WTS CM|LEHM|Barclays Capital Inc./Le|508780
WLTW|WILLIS TOWERS WTS CM|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|50
WLTW|WILLIS TOWERS WTS CM|LIME|Lime Brokerage LLC|186584
WLTW|WILLIS TOWERS WTS CM|LMGP|LIME BROKERAGE LLC|1800
WLTW|WILLIS TOWERS WTS CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|29000
WLTW|WILLIS TOWERS WTS CM|LQNA|LIQUIDNET, INC.|55400
WLTW|WILLIS TOWERS WTS CM|LSCI|Lek Securities Corporation|1550
WLTW|WILLIS TOWERS WTS CM|MAXM|Maxim Group LLC|18511
WLTW|WILLIS TOWERS WTS CM|MCMF|Raymond James Ltd. Cds|30
WLTW|WILLIS TOWERS WTS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24000
WLTW|WILLIS TOWERS WTS CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
WLTW|WILLIS TOWERS WTS CM|MOTF|MOTIF INVESTING, INC.|3
WLTW|WILLIS TOWERS WTS CM|MSCO|MORGAN STANLEY & CO. LLC|1713234
WLTW|WILLIS TOWERS WTS CM|MSPL|MORGAN STANLEY & CO. LLC|94100
WLTW|WILLIS TOWERS WTS CM|MSTX|MORGAN STANLEY & CO. LLC|52100
WLTW|WILLIS TOWERS WTS CM|NEUB|NEUBERGER BERMAN BD LLC|34
WLTW|WILLIS TOWERS WTS CM|NFSC|National Financial Services LLC|46701
WLTW|WILLIS TOWERS WTS CM|NITE|VIRTU Americas LLC|103085
WLTW|WILLIS TOWERS WTS CM|NITP|VIRTU Americas LLC|3500
WLTW|WILLIS TOWERS WTS CM|NQRB|Brut, LLC|1306
WLTW|WILLIS TOWERS WTS CM|OPCO|Oppenheimer & Co. Inc.|45
WLTW|WILLIS TOWERS WTS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1263
WLTW|WILLIS TOWERS WTS CM|PDQM|CODA MARKETS, INC.|25853
WLTW|WILLIS TOWERS WTS CM|PWJC|UBS Financial Services, Inc.|234
WLTW|WILLIS TOWERS WTS CM|RAJA|Raymond James & Associates, Inc.|12623
WLTW|WILLIS TOWERS WTS CM|RBCM|RBC CAPITAL MARKETS, LLC|270
WLTW|WILLIS TOWERS WTS CM|RHCO|Suntrust Robinson Humphrey, Inc.|3030
WLTW|WILLIS TOWERS WTS CM|SAGL|SAGETRADER, LLC|634
WLTW|WILLIS TOWERS WTS CM|SAGW|SAGETRADER, LLC|1264
WLTW|WILLIS TOWERS WTS CM|SBSH|Citigroup Global Markets Inc.|364558
WLTW|WILLIS TOWERS WTS CM|SGMT|GOLDMAN SACHS & CO. LLC|51974
WLTW|WILLIS TOWERS WTS CM|SHMR|ABN Amro Clearing LLC|36
WLTW|WILLIS TOWERS WTS CM|SJLS|TRADE INFORMATICS LLC|100
WLTW|WILLIS TOWERS WTS CM|SPDR|SPEEDROUTE LLC|3000
WLTW|WILLIS TOWERS WTS CM|STFL|Stifel, Nicolaus & Company, Incorporated|990
WLTW|WILLIS TOWERS WTS CM|SWIM|TD Ameritrade, Inc.|51
WLTW|WILLIS TOWERS WTS CM|TAGC|TELSEY ADVISORY GROUP LLC|702
WLTW|WILLIS TOWERS WTS CM|TKNG|ALLY INVEST SECURITIES LLC|2
WLTW|WILLIS TOWERS WTS CM|TONC|CUTTONE & CO., LLC|490
WLTW|WILLIS TOWERS WTS CM|TRBT|Tradebot Systems, Inc.|183751
WLTW|WILLIS TOWERS WTS CM|TRCM|TRC MARKETS LLC|60125
WLTW|WILLIS TOWERS WTS CM|TTUC|CUTTONE & CO., INC.|440
WLTW|WILLIS TOWERS WTS CM|UBSA|UBS SECURITIES LLC|278856
WLTW|WILLIS TOWERS WTS CM|UBSS|UBS Securities LLC|979139
WLTW|WILLIS TOWERS WTS CM|VALX|VIRTU AMERICAS LLC|26521
WLTW|WILLIS TOWERS WTS CM|VGRD|Vanguard Marketing Corporation|49
WLTW|WILLIS TOWERS WTS CM|WABR|Wall Street Access|7711
WLTW|WILLIS TOWERS WTS CM|WBET|Wallachbeth Capital LLC|298
WLTW|WILLIS TOWERS WTS CM|WBLR|WILLIAM BLAIR|100
WLTW|WILLIS TOWERS WTS CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1808
WLTW|WILLIS TOWERS WTS CM|WCHV|WELLS FARGO SECURITIES, LLC|31991
WLTW|WILLIS TOWERS WTS CM|WDNX|WEEDEN & CO.L.P.|90
WLTW|WILLIS TOWERS WTS CM|WEED|Weeden & Co.L.P.|1050
WLTW|WILLIS TOWERS WTS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9309
WLTW|WILLIS TOWERS WTS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6751
WLTW|WILLIS TOWERS WTS CM|WGIF|CIBC World Markets Inc.|82
WLTW|WILLIS TOWERS WTS CM|WLTH|WEALTHFRONT BROKERAGE CORPORATION|389
WLTW|WILLIS TOWERS WTS CM|WSAG|WALL STREET ACCESS|100
WLTW|WILLIS TOWERS WTS CM|WSEA|WOLVERINE SECURITIES, LLC|182
WLTW|WILLIS TOWERS WTS CM|XIST|INSTINET, LLC|21298
WLTW|WILLIS TOWERS WTS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|2340
WLTW|WILLIS TOWERS WTS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|3508
WLTW|WILLIS TOWERS WTS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|909
WM|WASTE MGMT INC|ABLE|NATIXIS Securities Americas LLC|45586
WM|WASTE MGMT INC|AGIS|Aegis Capital Corp.|177
WM|WASTE MGMT INC|ALTX|Alternet Securities Inc.|16065
WM|WASTE MGMT INC|ANOS|ABEL/NOSER, L.L.C.|299
WM|WASTE MGMT INC|APCC|Apex Clearing Corporation|553
WM|WASTE MGMT INC|AQUA|AQUA SECURITIES L.P.|6300
WM|WASTE MGMT INC|BALE|M&T SECURITIES, INC.|2200
WM|WASTE MGMT INC|BANK|Primevest Financial Services, Inc.|163
WM|WASTE MGMT INC|BARD|Robert W. Baird & Co. Incorporated|19830
WM|WASTE MGMT INC|BATM|CBOE TRADING, INC.|14021
WM|WASTE MGMT INC|BAYC|BAY CREST PARTNERS, LLC|120
WM|WASTE MGMT INC|BAYT|BTIG, LLC|400
WM|WASTE MGMT INC|BBNT|BB&T SECURITIES, LLC|6713
WM|WASTE MGMT INC|BERN|Sanford C. Bernstein & Co., LLC|140109
WM|WASTE MGMT INC|BIDS|BIDS TRADING L.P.|900
WM|WASTE MGMT INC|BIMI|Banca IMI Securities Corp.|307
WM|WASTE MGMT INC|BKCM|BNY Mellon Capital Markets LLC|2437
WM|WASTE MGMT INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20089
WM|WASTE MGMT INC|BMOC|BMO Capital Markets Corp.|7090
WM|WASTE MGMT INC|BNPX|BNP PARIBAS SECURITIES CORP.|328963
WM|WASTE MGMT INC|BTIG|BTIG, LLC|13214
WM|WASTE MGMT INC|BYXM|CBOE TRADING, INC.|4930
WM|WASTE MGMT INC|BZYD|GOLDMAN SACHS & CO. LLC|879
WM|WASTE MGMT INC|CANT|Cantor Fitzgerald & Co.|3301
WM|WASTE MGMT INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|30600
WM|WASTE MGMT INC|CHAS|Charles Schwab & Co., Inc.|5061
WM|WASTE MGMT INC|CIBP|CIBC World Markets Corp.|28566
WM|WASTE MGMT INC|CIOI|CITIGROUP GLOBAL MARKETS INC|36000
WM|WASTE MGMT INC|CIST|Capital Institutional Services, Inc.|46963
WM|WASTE MGMT INC|CLSA|CLSA AMERICAS, LLC|700
WM|WASTE MGMT INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|87702
WM|WASTE MGMT INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17896
WM|WASTE MGMT INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7542
WM|WASTE MGMT INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|641970
WM|WASTE MGMT INC|CTDL|Citadel Derivatives Group Llc|12373
WM|WASTE MGMT INC|CTLR|CUTLER GROUP, LP|9016
WM|WASTE MGMT INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|76592
WM|WASTE MGMT INC|DADA|D.A. Davidson & Co.|6861
WM|WASTE MGMT INC|DBAB|Deutsche Bank Securities Inc.|297680
WM|WASTE MGMT INC|DBAX|Deutsche Bank Securities Inc.|390700
WM|WASTE MGMT INC|DBUL|Deutsche Bank Securities Inc.|1770
WM|WASTE MGMT INC|DEAN|MORGAN STANLEY|19232
WM|WASTE MGMT INC|DEGS|RONIN PROFESSIONAL LLC|291
WM|WASTE MGMT INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|37
WM|WASTE MGMT INC|DRWK|DRW SECURITIES, L.L.C.|17167
WM|WASTE MGMT INC|EBXL|EBX LLC|367300
WM|WASTE MGMT INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|31452
WM|WASTE MGMT INC|EDJC|Edward Jones / CDS|521
WM|WASTE MGMT INC|EDJO|Edward D. Jones & Co., L.P.|14849
WM|WASTE MGMT INC|EGAM|CBOE TRADING, INC.|41975
WM|WASTE MGMT INC|EGAW|CBOE TRADING, INC.|326
WM|WASTE MGMT INC|EGXM|CBOE TRADING, INC.|5656
WM|WASTE MGMT INC|EGXW|CBOE TRADING, INC.|99
WM|WASTE MGMT INC|ETBE|Electronic Transaction Clearing, Inc.|31581
WM|WASTE MGMT INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|600
WM|WASTE MGMT INC|ETCC|Electronic Transaction Clearing, Inc.|580
WM|WASTE MGMT INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14141
WM|WASTE MGMT INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3733
WM|WASTE MGMT INC|ETRS|E*Trade Securities LLC|74262
WM|WASTE MGMT INC|FBSB|U.S. Bancorp Investments, Inc.|200
WM|WASTE MGMT INC|FIDT|Fidelity Clearing Canada ULC./ CDS|9
WM|WASTE MGMT INC|FILL|Tradestation Securities, Inc.|1370
WM|WASTE MGMT INC|FINX|FINTECH SECURITIES|1152
WM|WASTE MGMT INC|FMAF|NBCN Inc./ CDS|3715
WM|WASTE MGMT INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|11166
WM|WASTE MGMT INC|FQLS|Quantlab Securities LP|573628
WM|WASTE MGMT INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72724
WM|WASTE MGMT INC|FTBR|Foliofn Investments, Inc.|5318
WM|WASTE MGMT INC|GEBB|GLOBAL EXECUTION BROKERS, LP|9204
WM|WASTE MGMT INC|GLIS|TD Securities Inc|2540
WM|WASTE MGMT INC|GLPX|ACS EXECUTION SERVICES, LLC|765962
WM|WASTE MGMT INC|GSCO|GOLDMAN SACHS & CO. LLC|3274303
WM|WASTE MGMT INC|GSCS|GOLDMAN SACHS & CO. LLC|4899
WM|WASTE MGMT INC|GSLT|GOLDMAN SACHS & CO. LLC|26276
WM|WASTE MGMT INC|GTSZ|GTS SECURITIES LLC|171511
WM|WASTE MGMT INC|HAPX|HAP Trading, LLC|6381
WM|WASTE MGMT INC|HPPX|POTAMUS TRADING, LLC|455
WM|WASTE MGMT INC|HRBF|American Enterprise Investment Services Inc.|27665
WM|WASTE MGMT INC|HSBC|HSBC Securities, Inc.|30659
WM|WASTE MGMT INC|IATS|INTERACTIVE BROKERS LLC|18223
WM|WASTE MGMT INC|IBKR|Interactive Brokers Llc|17997
WM|WASTE MGMT INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2422
WM|WASTE MGMT INC|ICBX|INSTINET, LLC|71666
WM|WASTE MGMT INC|IEQY|CITADEL SECURITIES LLC|175174
WM|WASTE MGMT INC|INCA|INSTINET, LLC|525216
WM|WASTE MGMT INC|INJX|INSTINET, LLC|36945
WM|WASTE MGMT INC|ITGI|ITG Inc.|197616
WM|WASTE MGMT INC|ITGP|ITG INC.|197800
WM|WASTE MGMT INC|JANY|Janney Montgomery Scott Inc.|5314
WM|WASTE MGMT INC|JEFF|JEFFERIES LLC|656283
WM|WASTE MGMT INC|JMPT|JUMP TRADING, LLC|101056
WM|WASTE MGMT INC|JONE|JonesTrading|318
WM|WASTE MGMT INC|JPBX|J.P. MORGAN SECURITIES LLC|388825
WM|WASTE MGMT INC|JPMX|J.P. Morgan Securities LLC|680189
WM|WASTE MGMT INC|JSJX|JANE STREET CAPITAL LLC|74842
WM|WASTE MGMT INC|KCGM|VIRTU Americas LLC|82264
WM|WASTE MGMT INC|LEHM|Barclays Capital Inc./Le|920373
WM|WASTE MGMT INC|LGNT|COR CLEARING LLC|14
WM|WASTE MGMT INC|LIME|Lime Brokerage LLC|75459
WM|WASTE MGMT INC|LOOP|Loop Capital Markets LLC|3644
WM|WASTE MGMT INC|LQNA|LIQUIDNET, INC.|417800
WM|WASTE MGMT INC|LSCI|Lek Securities Corporation|5234
WM|WASTE MGMT INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
WM|WASTE MGMT INC|MACC|Mid Atlantic Capital Corporation|1493
WM|WASTE MGMT INC|MACQ|Macquarie Capital (USA) Inc.|2000
WM|WASTE MGMT INC|MAXM|Maxim Group LLC|1171
WM|WASTE MGMT INC|MBTS|ALLY INVEST SECURITIES LLC|15
WM|WASTE MGMT INC|MCBT|Moors & Cabot, Inc.|910
WM|WASTE MGMT INC|MCMF|Raymond James Ltd. Cds|1935
WM|WASTE MGMT INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|187888
WM|WASTE MGMT INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
WM|WASTE MGMT INC|MOTF|MOTIF INVESTING, INC.|34
WM|WASTE MGMT INC|MPSG|E D & F Man Capital Markets Inc.|146
WM|WASTE MGMT INC|MSCO|MORGAN STANLEY & CO. LLC|4408405
WM|WASTE MGMT INC|MSPL|MORGAN STANLEY & CO. LLC|306500
WM|WASTE MGMT INC|MSTX|MORGAN STANLEY & CO. LLC|179300
WM|WASTE MGMT INC|MTON|MILLINGTON SECURITIES, INC.|50087
WM|WASTE MGMT INC|MUFG|MUFG SECURITIES AMERICAS INC.|691422
WM|WASTE MGMT INC|NATL|National Securities Corporation|85
WM|WASTE MGMT INC|NBCS|NBC Securities, INC.|32
WM|WASTE MGMT INC|NFSC|National Financial Services LLC|343813
WM|WASTE MGMT INC|NITE|VIRTU Americas LLC|737750
WM|WASTE MGMT INC|NITP|VIRTU Americas LLC|1426
WM|WASTE MGMT INC|NMRA|Nomura Securities International, Inc.|90000
WM|WASTE MGMT INC|NQRB|Brut, LLC|25728
WM|WASTE MGMT INC|NTBF|BMO Nesbitt Burns Inc./CDS|1731
WM|WASTE MGMT INC|NTRC|Northern Trust Securities, Inc.|10655
WM|WASTE MGMT INC|OHOS|TWO SIGMA SECURITIES, LLC|214500
WM|WASTE MGMT INC|OPCO|Oppenheimer & Co. Inc.|5005
WM|WASTE MGMT INC|PDQM|CODA MARKETS, INC.|107374
WM|WASTE MGMT INC|PHLY|NASDAQ Execution Services, LLC|34000
WM|WASTE MGMT INC|PWJC|UBS Financial Services, Inc.|1585
WM|WASTE MGMT INC|QMSR|QUATTRO M SECURITIES INC.|3203
WM|WASTE MGMT INC|RBCM|RBC CAPITAL MARKETS, LLC|23005
WM|WASTE MGMT INC|SAGL|SAGETRADER, LLC|36467
WM|WASTE MGMT INC|SAGW|SAGETRADER, LLC|3802
WM|WASTE MGMT INC|SALI|INTL FCSTONE FINANCIAL INC.|3967
WM|WASTE MGMT INC|SBSH|Citigroup Global Markets Inc.|351789
WM|WASTE MGMT INC|SEIC|SEI Investments Distribution Co.|4436
WM|WASTE MGMT INC|SGMT|GOLDMAN SACHS & CO. LLC|215020
WM|WASTE MGMT INC|SJLS|TRADE INFORMATICS LLC|200
WM|WASTE MGMT INC|SPDR|SPEEDROUTE LLC|42164
WM|WASTE MGMT INC|SPHN|Stephens Inc.|2578
WM|WASTE MGMT INC|STFL|Stifel, Nicolaus & Company, Incorporated|80828
WM|WASTE MGMT INC|STKP|STOCKPILE INVESTMENTS, INC.|118
WM|WASTE MGMT INC|STRS|STRATEGAS RESEARCH PARTNERS|42
WM|WASTE MGMT INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4346
WM|WASTE MGMT INC|SWIM|TD Ameritrade, Inc.|32535
WM|WASTE MGMT INC|SWST|Hilltop Securities Inc.|7257
WM|WASTE MGMT INC|TAGC|TELSEY ADVISORY GROUP LLC|499
WM|WASTE MGMT INC|TKNG|ALLY INVEST SECURITIES LLC|5467
WM|WASTE MGMT INC|TRBT|Tradebot Systems, Inc.|350762
WM|WASTE MGMT INC|TRCM|TRC MARKETS LLC|306354
WM|WASTE MGMT INC|TWTT|TASTYWORKS, INC.|12
WM|WASTE MGMT INC|UBSA|UBS SECURITIES LLC|736492
WM|WASTE MGMT INC|UBSS|UBS Securities LLC|947167
WM|WASTE MGMT INC|VALX|VIRTU AMERICAS LLC|6282
WM|WASTE MGMT INC|VERT|The Vertical Trading Group, LLC|617
WM|WASTE MGMT INC|VGRD|Vanguard Marketing Corporation|30248
WM|WASTE MGMT INC|VNDS|VANDHAM SECURITIES CORP|200
WM|WASTE MGMT INC|VSIN|Vision Financial Markets Llc|5
WM|WASTE MGMT INC|WABR|Wall Street Access|55752
WM|WASTE MGMT INC|WBET|Wallachbeth Capital LLC|42
WM|WASTE MGMT INC|WBLR|WILLIAM BLAIR|97
WM|WASTE MGMT INC|WBPX|SUMMIT SECURITIES GROUP, LLC|4545
WM|WASTE MGMT INC|WCHV|WELLS FARGO SECURITIES, LLC|287229
WM|WASTE MGMT INC|WDNX|WEEDEN & CO.L.P.|1698
WM|WASTE MGMT INC|WEDB|WEDBUSH SECURITIES INC.|7731
WM|WASTE MGMT INC|WEED|Weeden & Co.L.P.|1132
WM|WASTE MGMT INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68088
WM|WASTE MGMT INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|62952
WM|WASTE MGMT INC|WGIF|CIBC World Markets Inc.|10017
WM|WASTE MGMT INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1790
WM|WASTE MGMT INC|WSEA|WOLVERINE SECURITIES, LLC|21472
WM|WASTE MGMT INC|XIST|INSTINET, LLC|131660
WM|WASTE MGMT INC|XPQR|Jump Trading|1800
WM|WASTE MGMT INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|66550
WM|WASTE MGMT INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2107
WM|WASTE MGMT INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26282
WMB|WILLIAMS COS|ABLE|NATIXIS Securities Americas LLC|1012141
WMB|WILLIAMS COS|ALTX|Alternet Securities Inc.|18747
WMB|WILLIAMS COS|ANOS|ABEL/NOSER, L.L.C.|23686
WMB|WILLIAMS COS|APCC|Apex Clearing Corporation|1473
WMB|WILLIAMS COS|AQUA|AQUA SECURITIES L.P.|16800
WMB|WILLIAMS COS|BANK|Primevest Financial Services, Inc.|3444
WMB|WILLIAMS COS|BARD|Robert W. Baird & Co. Incorporated|6311
WMB|WILLIAMS COS|BATM|CBOE TRADING, INC.|20997
WMB|WILLIAMS COS|BAYC|BAY CREST PARTNERS, LLC|7088
WMB|WILLIAMS COS|BAYT|BTIG, LLC|47414
WMB|WILLIAMS COS|BBNT|BB&T SECURITIES, LLC|8467
WMB|WILLIAMS COS|BERN|Sanford C. Bernstein & Co., LLC|288846
WMB|WILLIAMS COS|BIAD|SAGETRADER, LLC|200
WMB|WILLIAMS COS|BIDS|BIDS TRADING L.P.|140100
WMB|WILLIAMS COS|BKCM|BNY Mellon Capital Markets LLC|968
WMB|WILLIAMS COS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57888
WMB|WILLIAMS COS|BLKX|INSTINET, LLC|514216
WMB|WILLIAMS COS|BMOC|BMO Capital Markets Corp.|2451180
WMB|WILLIAMS COS|BNPX|BNP PARIBAS SECURITIES CORP.|1795121
WMB|WILLIAMS COS|BTIG|BTIG, LLC|456992
WMB|WILLIAMS COS|BYXM|CBOE TRADING, INC.|2931
WMB|WILLIAMS COS|BZYD|GOLDMAN SACHS & CO. LLC|1900
WMB|WILLIAMS COS|CANT|Cantor Fitzgerald & Co.|10079
WMB|WILLIAMS COS|CBLC|CITIGROUP GLOBAL MARKETS INC.|199200
WMB|WILLIAMS COS|CHAS|Charles Schwab & Co., Inc.|72045
WMB|WILLIAMS COS|CIBP|CIBC World Markets Corp.|877258
WMB|WILLIAMS COS|CIOI|CITIGROUP GLOBAL MARKETS INC|28000
WMB|WILLIAMS COS|CIST|Capital Institutional Services, Inc.|32657
WMB|WILLIAMS COS|CLSA|CLSA AMERICAS, LLC|1800
WMB|WILLIAMS COS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1264686
WMB|WILLIAMS COS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
WMB|WILLIAMS COS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1168
WMB|WILLIAMS COS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1854916
WMB|WILLIAMS COS|CTDL|Citadel Derivatives Group Llc|79285
WMB|WILLIAMS COS|CTLR|CUTLER GROUP, LP|3300
WMB|WILLIAMS COS|CXCX|CITIGROUP GLOBAL MARKETS INC.|420746
WMB|WILLIAMS COS|DADA|D.A. Davidson & Co.|1801
WMB|WILLIAMS COS|DAVA|Davenport & Company LLC|1010
WMB|WILLIAMS COS|DBAB|Deutsche Bank Securities Inc.|1149027
WMB|WILLIAMS COS|DBAX|Deutsche Bank Securities Inc.|1867900
WMB|WILLIAMS COS|DBUL|Deutsche Bank Securities Inc.|8162
WMB|WILLIAMS COS|DCHF|Dart Executions, LLC|24706
WMB|WILLIAMS COS|DEAN|MORGAN STANLEY|526326
WMB|WILLIAMS COS|DEGS|RONIN PROFESSIONAL LLC|600
WMB|WILLIAMS COS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1868
WMB|WILLIAMS COS|EBXL|EBX LLC|1850500
WMB|WILLIAMS COS|ECUT|CONVERGEX EXECUTION SOLUTIONS|159338
WMB|WILLIAMS COS|EDJO|Edward D. Jones & Co., L.P.|29221
WMB|WILLIAMS COS|EGAM|CBOE TRADING, INC.|59001
WMB|WILLIAMS COS|EGAW|CBOE TRADING, INC.|1497
WMB|WILLIAMS COS|EGXM|CBOE TRADING, INC.|9953
WMB|WILLIAMS COS|EGXW|CBOE TRADING, INC.|1050
WMB|WILLIAMS COS|ESPO|ESPOSITO SECURITIES, LLC|518
WMB|WILLIAMS COS|ETBE|Electronic Transaction Clearing, Inc.|81750
WMB|WILLIAMS COS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
WMB|WILLIAMS COS|ETCC|Electronic Transaction Clearing, Inc.|1811
WMB|WILLIAMS COS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5953
WMB|WILLIAMS COS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|8477
WMB|WILLIAMS COS|ETRS|E*Trade Securities LLC|163860
WMB|WILLIAMS COS|FBRC|B. RILEY FBR, INC.|610340
WMB|WILLIAMS COS|FBSB|U.S. Bancorp Investments, Inc.|1797
WMB|WILLIAMS COS|FILL|Tradestation Securities, Inc.|43125
WMB|WILLIAMS COS|FINX|FINTECH SECURITIES|735
WMB|WILLIAMS COS|FMAF|NBCN Inc./ CDS|861
WMB|WILLIAMS COS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17807
WMB|WILLIAMS COS|FQLS|Quantlab Securities LP|1455758
WMB|WILLIAMS COS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|161614
WMB|WILLIAMS COS|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|1675
WMB|WILLIAMS COS|FTBR|Foliofn Investments, Inc.|22705
WMB|WILLIAMS COS|GEBB|GLOBAL EXECUTION BROKERS, LP|7152
WMB|WILLIAMS COS|GLIS|TD Securities Inc|4221
WMB|WILLIAMS COS|GLPX|ACS EXECUTION SERVICES, LLC|118913
WMB|WILLIAMS COS|GSCO|GOLDMAN SACHS & CO. LLC|7599305
WMB|WILLIAMS COS|GSCS|GOLDMAN SACHS & CO. LLC|77945
WMB|WILLIAMS COS|GSLT|GOLDMAN SACHS & CO. LLC|35909
WMB|WILLIAMS COS|GTSZ|GTS SECURITIES LLC|505579
WMB|WILLIAMS COS|HRBF|American Enterprise Investment Services Inc.|22606
WMB|WILLIAMS COS|HSBC|HSBC Securities, Inc.|42649
WMB|WILLIAMS COS|IATS|INTERACTIVE BROKERS LLC|58357
WMB|WILLIAMS COS|IBKR|Interactive Brokers Llc|705845
WMB|WILLIAMS COS|IBSJ|Integrity Brokerage Services, Inc.|700
WMB|WILLIAMS COS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11004
WMB|WILLIAMS COS|ICBX|INSTINET, LLC|770001
WMB|WILLIAMS COS|IEQY|CITADEL SECURITIES LLC|808276
WMB|WILLIAMS COS|INCA|INSTINET, LLC|753281
WMB|WILLIAMS COS|INJX|INSTINET, LLC|501049
WMB|WILLIAMS COS|ITGI|ITG Inc.|337023
WMB|WILLIAMS COS|ITGP|ITG INC.|1760000
WMB|WILLIAMS COS|JANY|Janney Montgomery Scott Inc.|38189
WMB|WILLIAMS COS|JEFF|JEFFERIES LLC|1859181
WMB|WILLIAMS COS|JMPT|JUMP TRADING, LLC|390566
WMB|WILLIAMS COS|JONE|JonesTrading|1966
WMB|WILLIAMS COS|JPBX|J.P. MORGAN SECURITIES LLC|698173
WMB|WILLIAMS COS|JPMX|J.P. Morgan Securities LLC|3285935
WMB|WILLIAMS COS|JSEB|JANE STREET EXECUTION SERVICES, LLC|900
WMB|WILLIAMS COS|JSJX|JANE STREET CAPITAL LLC|30733
WMB|WILLIAMS COS|KBWI|Keefe, Bruyette & Woods, Inc.|86100
WMB|WILLIAMS COS|KCGM|VIRTU Americas LLC|407704
WMB|WILLIAMS COS|KRSH|Kershner Securities, LLC|4562
WMB|WILLIAMS COS|LEHM|Barclays Capital Inc./Le|6692845
WMB|WILLIAMS COS|LGNT|COR CLEARING LLC|14
WMB|WILLIAMS COS|LIME|Lime Brokerage LLC|212109
WMB|WILLIAMS COS|LMGP|LIME BROKERAGE LLC|10000
WMB|WILLIAMS COS|LMNX|LUMINEX TRADING & ANALYTICS LLC|2382000
WMB|WILLIAMS COS|LOOP|Loop Capital Markets LLC|4100
WMB|WILLIAMS COS|LQNA|LIQUIDNET, INC.|295700
WMB|WILLIAMS COS|LQNB|LIQUIDNET, INC.|26300
WMB|WILLIAMS COS|LSCI|Lek Securities Corporation|2440
WMB|WILLIAMS COS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|571
WMB|WILLIAMS COS|MACC|Mid Atlantic Capital Corporation|1320
WMB|WILLIAMS COS|MAXM|Maxim Group LLC|6
WMB|WILLIAMS COS|MBTS|ALLY INVEST SECURITIES LLC|1000
WMB|WILLIAMS COS|MKMP|MKM Partners LLC|118000
WMB|WILLIAMS COS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|906896
WMB|WILLIAMS COS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|6173
WMB|WILLIAMS COS|MOTF|MOTIF INVESTING, INC.|3
WMB|WILLIAMS COS|MPSG|E D & F Man Capital Markets Inc.|16785
WMB|WILLIAMS COS|MSCO|MORGAN STANLEY & CO. LLC|15372503
WMB|WILLIAMS COS|MSPL|MORGAN STANLEY & CO. LLC|2395300
WMB|WILLIAMS COS|MSTX|MORGAN STANLEY & CO. LLC|1624300
WMB|WILLIAMS COS|MULL|MARK J. MULLER EQUITIES, INC.|119322
WMB|WILLIAMS COS|MZHO|Mizuho Securities USA LLC|232300
WMB|WILLIAMS COS|NEUB|NEUBERGER BERMAN BD LLC|8785
WMB|WILLIAMS COS|NFSC|National Financial Services LLC|946138
WMB|WILLIAMS COS|NITE|VIRTU Americas LLC|2536749
WMB|WILLIAMS COS|NITP|VIRTU Americas LLC|77962
WMB|WILLIAMS COS|NQRB|Brut, LLC|186447
WMB|WILLIAMS COS|NTBF|BMO Nesbitt Burns Inc./CDS|800
WMB|WILLIAMS COS|NTRC|Northern Trust Securities, Inc.|3093
WMB|WILLIAMS COS|OHOS|TWO SIGMA SECURITIES, LLC|169912
WMB|WILLIAMS COS|OPCO|Oppenheimer & Co. Inc.|31322
WMB|WILLIAMS COS|OTAA|OTA LLC|373400
WMB|WILLIAMS COS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2947
WMB|WILLIAMS COS|PDQM|CODA MARKETS, INC.|94817
WMB|WILLIAMS COS|PHLY|NASDAQ Execution Services, LLC|9400
WMB|WILLIAMS COS|PICT|Pictet Overseas Inc.|100
WMB|WILLIAMS COS|PWJC|UBS Financial Services, Inc.|15287
WMB|WILLIAMS COS|QMSR|QUATTRO M SECURITIES INC.|9373
WMB|WILLIAMS COS|RBCM|RBC CAPITAL MARKETS, LLC|74068
WMB|WILLIAMS COS|SAGL|SAGETRADER, LLC|2500
WMB|WILLIAMS COS|SAGW|SAGETRADER, LLC|2041
WMB|WILLIAMS COS|SALI|INTL FCSTONE FINANCIAL INC.|1403
WMB|WILLIAMS COS|SBRX|MURIEL SIEBERT & CO INC|150
WMB|WILLIAMS COS|SBSH|Citigroup Global Markets Inc.|2257399
WMB|WILLIAMS COS|SEIC|SEI Investments Distribution Co.|5983
WMB|WILLIAMS COS|SGMT|GOLDMAN SACHS & CO. LLC|1133767
WMB|WILLIAMS COS|SPDR|SPEEDROUTE LLC|130961
WMB|WILLIAMS COS|SPHN|Stephens Inc.|687
WMB|WILLIAMS COS|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
WMB|WILLIAMS COS|STFL|Stifel, Nicolaus & Company, Incorporated|76782
WMB|WILLIAMS COS|STKP|STOCKPILE INVESTMENTS, INC.|20
WMB|WILLIAMS COS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|18223
WMB|WILLIAMS COS|SWIM|TD Ameritrade, Inc.|55056
WMB|WILLIAMS COS|SWST|Hilltop Securities Inc.|11688
WMB|WILLIAMS COS|TAGC|TELSEY ADVISORY GROUP LLC|1879
WMB|WILLIAMS COS|TKNG|ALLY INVEST SECURITIES LLC|763
WMB|WILLIAMS COS|TRBT|Tradebot Systems, Inc.|829805
WMB|WILLIAMS COS|TRCM|TRC MARKETS LLC|992970
WMB|WILLIAMS COS|TWTT|TASTYWORKS, INC.|700
WMB|WILLIAMS COS|UBSA|UBS SECURITIES LLC|4850547
WMB|WILLIAMS COS|UBSS|UBS Securities LLC|3200675
WMB|WILLIAMS COS|USCA|USCA Securities LLC|4300
WMB|WILLIAMS COS|VALX|VIRTU AMERICAS LLC|238381
WMB|WILLIAMS COS|VGRD|Vanguard Marketing Corporation|39112
WMB|WILLIAMS COS|VSIN|Vision Financial Markets Llc|1900
WMB|WILLIAMS COS|WBET|Wallachbeth Capital LLC|131610
WMB|WILLIAMS COS|WBLR|WILLIAM BLAIR|800
WMB|WILLIAMS COS|WBPX|SUMMIT SECURITIES GROUP, LLC|31356
WMB|WILLIAMS COS|WCHV|WELLS FARGO SECURITIES, LLC|3337826
WMB|WILLIAMS COS|WDNX|WEEDEN & CO.L.P.|2632
WMB|WILLIAMS COS|WEDB|WEDBUSH SECURITIES INC.|40680
WMB|WILLIAMS COS|WEED|Weeden & Co.L.P.|37800
WMB|WILLIAMS COS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|110525
WMB|WILLIAMS COS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|51058
WMB|WILLIAMS COS|WFPB|Wells Fargo Securities, LLC.|98969
WMB|WILLIAMS COS|WGIF|CIBC World Markets Inc.|3735
WMB|WILLIAMS COS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|3618
WMB|WILLIAMS COS|WSAG|WALL STREET ACCESS|192
WMB|WILLIAMS COS|WSEA|WOLVERINE SECURITIES, LLC|10918
WMB|WILLIAMS COS|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1500
WMB|WILLIAMS COS|XIST|INSTINET, LLC|317154
WMB|WILLIAMS COS|XSTM|NATIONAL FINANCIAL SERVICES LLC|346468
WMB|WILLIAMS COS|YKNA|COMHAR CAPITAL MARKETS, LLC|402
WMB|WILLIAMS COS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|43983
WMC|WESTERN ASSET MTG|ALTX|Alternet Securities Inc.|760
WMC|WESTERN ASSET MTG|APCC|Apex Clearing Corporation|5575
WMC|WESTERN ASSET MTG|BANK|Primevest Financial Services, Inc.|2
WMC|WESTERN ASSET MTG|BARD|Robert W. Baird & Co. Incorporated|1167
WMC|WESTERN ASSET MTG|BATM|CBOE TRADING, INC.|598
WMC|WESTERN ASSET MTG|BERN|Sanford C. Bernstein & Co., LLC|500
WMC|WESTERN ASSET MTG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3438
WMC|WESTERN ASSET MTG|BLKX|INSTINET, LLC|16200
WMC|WESTERN ASSET MTG|BNPX|BNP PARIBAS SECURITIES CORP.|4670
WMC|WESTERN ASSET MTG|BTIG|BTIG, LLC|24975
WMC|WESTERN ASSET MTG|BYXM|CBOE TRADING, INC.|100
WMC|WESTERN ASSET MTG|BZYD|GOLDMAN SACHS & CO. LLC|1145
WMC|WESTERN ASSET MTG|CHAS|Charles Schwab & Co., Inc.|1009
WMC|WESTERN ASSET MTG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22330
WMC|WESTERN ASSET MTG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
WMC|WESTERN ASSET MTG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|66743
WMC|WESTERN ASSET MTG|CTDL|Citadel Derivatives Group Llc|3542
WMC|WESTERN ASSET MTG|CXCX|CITIGROUP GLOBAL MARKETS INC.|15792
WMC|WESTERN ASSET MTG|DBAB|Deutsche Bank Securities Inc.|27387
WMC|WESTERN ASSET MTG|DBAX|Deutsche Bank Securities Inc.|64400
WMC|WESTERN ASSET MTG|DEAN|MORGAN STANLEY|9300
WMC|WESTERN ASSET MTG|DEGS|RONIN PROFESSIONAL LLC|894
WMC|WESTERN ASSET MTG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1200
WMC|WESTERN ASSET MTG|EBXL|EBX LLC|18200
WMC|WESTERN ASSET MTG|ECUT|CONVERGEX EXECUTION SOLUTIONS|800
WMC|WESTERN ASSET MTG|EDJO|Edward D. Jones & Co., L.P.|3087
WMC|WESTERN ASSET MTG|EGAM|CBOE TRADING, INC.|935
WMC|WESTERN ASSET MTG|EGXM|CBOE TRADING, INC.|6865
WMC|WESTERN ASSET MTG|ETBE|Electronic Transaction Clearing, Inc.|300
WMC|WESTERN ASSET MTG|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1200
WMC|WESTERN ASSET MTG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
WMC|WESTERN ASSET MTG|ETRS|E*Trade Securities LLC|65237
WMC|WESTERN ASSET MTG|FILL|Tradestation Securities, Inc.|100
WMC|WESTERN ASSET MTG|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|740
WMC|WESTERN ASSET MTG|FQLS|Quantlab Securities LP|24419
WMC|WESTERN ASSET MTG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|43171
WMC|WESTERN ASSET MTG|FTBR|Foliofn Investments, Inc.|4233
WMC|WESTERN ASSET MTG|GEBB|GLOBAL EXECUTION BROKERS, LP|1300
WMC|WESTERN ASSET MTG|GLIS|TD Securities Inc|1772
WMC|WESTERN ASSET MTG|GLPX|ACS EXECUTION SERVICES, LLC|6610
WMC|WESTERN ASSET MTG|GSCO|GOLDMAN SACHS & CO. LLC|428560
WMC|WESTERN ASSET MTG|GSLT|GOLDMAN SACHS & CO. LLC|1193
WMC|WESTERN ASSET MTG|GTSZ|GTS SECURITIES LLC|14106
WMC|WESTERN ASSET MTG|HRBF|American Enterprise Investment Services Inc.|18939
WMC|WESTERN ASSET MTG|IATS|INTERACTIVE BROKERS LLC|5901
WMC|WESTERN ASSET MTG|IBKR|Interactive Brokers Llc|25604
WMC|WESTERN ASSET MTG|ICBX|INSTINET, LLC|10680
WMC|WESTERN ASSET MTG|IEQY|CITADEL SECURITIES LLC|7664
WMC|WESTERN ASSET MTG|INCA|INSTINET, LLC|45098
WMC|WESTERN ASSET MTG|INJX|INSTINET, LLC|1100
WMC|WESTERN ASSET MTG|ITGI|ITG Inc.|5901
WMC|WESTERN ASSET MTG|ITGP|ITG INC.|42200
WMC|WESTERN ASSET MTG|JEFF|JEFFERIES LLC|94737
WMC|WESTERN ASSET MTG|JMPT|JUMP TRADING, LLC|904
WMC|WESTERN ASSET MTG|JPBX|J.P. MORGAN SECURITIES LLC|9342
WMC|WESTERN ASSET MTG|JPMX|J.P. Morgan Securities LLC|46050
WMC|WESTERN ASSET MTG|JSJX|JANE STREET CAPITAL LLC|26533
WMC|WESTERN ASSET MTG|KCGM|VIRTU Americas LLC|11997
WMC|WESTERN ASSET MTG|LEHM|Barclays Capital Inc./Le|350985
WMC|WESTERN ASSET MTG|LIME|Lime Brokerage LLC|12658
WMC|WESTERN ASSET MTG|LMNX|LUMINEX TRADING & ANALYTICS LLC|30000
WMC|WESTERN ASSET MTG|LOOP|Loop Capital Markets LLC|764
WMC|WESTERN ASSET MTG|LSCI|Lek Securities Corporation|20
WMC|WESTERN ASSET MTG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|75844
WMC|WESTERN ASSET MTG|MOTF|MOTIF INVESTING, INC.|1
WMC|WESTERN ASSET MTG|MSCO|MORGAN STANLEY & CO. LLC|112473
WMC|WESTERN ASSET MTG|MSPL|MORGAN STANLEY & CO. LLC|98500
WMC|WESTERN ASSET MTG|MSTX|MORGAN STANLEY & CO. LLC|19200
WMC|WESTERN ASSET MTG|NFSC|National Financial Services LLC|222784
WMC|WESTERN ASSET MTG|NITE|VIRTU Americas LLC|555331
WMC|WESTERN ASSET MTG|NTBF|BMO Nesbitt Burns Inc./CDS|1200
WMC|WESTERN ASSET MTG|NTRC|Northern Trust Securities, Inc.|140
WMC|WESTERN ASSET MTG|OPCO|Oppenheimer & Co. Inc.|3537
WMC|WESTERN ASSET MTG|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1850
WMC|WESTERN ASSET MTG|PDQM|CODA MARKETS, INC.|2186
WMC|WESTERN ASSET MTG|PHLY|NASDAQ Execution Services, LLC|200
WMC|WESTERN ASSET MTG|PWJC|UBS Financial Services, Inc.|1017
WMC|WESTERN ASSET MTG|RBCM|RBC CAPITAL MARKETS, LLC|785
WMC|WESTERN ASSET MTG|RGLD|Regal Securities, Inc|100
WMC|WESTERN ASSET MTG|SBRX|MURIEL SIEBERT & CO INC|2541
WMC|WESTERN ASSET MTG|SBSH|Citigroup Global Markets Inc.|24736
WMC|WESTERN ASSET MTG|SGMT|GOLDMAN SACHS & CO. LLC|18930
WMC|WESTERN ASSET MTG|SPDR|SPEEDROUTE LLC|100
WMC|WESTERN ASSET MTG|STFL|Stifel, Nicolaus & Company, Incorporated|3141
WMC|WESTERN ASSET MTG|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1600
WMC|WESTERN ASSET MTG|SWIM|TD Ameritrade, Inc.|20809
WMC|WESTERN ASSET MTG|SWST|Hilltop Securities Inc.|1934
WMC|WESTERN ASSET MTG|TKNG|ALLY INVEST SECURITIES LLC|767
WMC|WESTERN ASSET MTG|TRBT|Tradebot Systems, Inc.|22122
WMC|WESTERN ASSET MTG|TRCM|TRC MARKETS LLC|9075
WMC|WESTERN ASSET MTG|UBSA|UBS SECURITIES LLC|198908
WMC|WESTERN ASSET MTG|UBSS|UBS Securities LLC|193714
WMC|WESTERN ASSET MTG|VALX|VIRTU AMERICAS LLC|9538
WMC|WESTERN ASSET MTG|VGRD|Vanguard Marketing Corporation|16119
WMC|WESTERN ASSET MTG|WCHV|WELLS FARGO SECURITIES, LLC|24829
WMC|WESTERN ASSET MTG|WEDB|WEDBUSH SECURITIES INC.|2600
WMC|WESTERN ASSET MTG|WEED|Weeden & Co.L.P.|7800
WMC|WESTERN ASSET MTG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6684
WMC|WESTERN ASSET MTG|WEXX|WOLVERINE EXECUTION SERVICES, LLC|238560
WMC|WESTERN ASSET MTG|WGIF|CIBC World Markets Inc.|5
WMC|WESTERN ASSET MTG|WSEA|WOLVERINE SECURITIES, LLC|1196
WMC|WESTERN ASSET MTG|XIST|INSTINET, LLC|5800
WMC|WESTERN ASSET MTG|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
WMC|WESTERN ASSET MTG|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9938
WMCR|INVESCO WILSHIRE|APCC|Apex Clearing Corporation|16
WMCR|INVESCO WILSHIRE|BTIG|BTIG, LLC|510
WMCR|INVESCO WILSHIRE|CHAS|Charles Schwab & Co., Inc.|2
WMCR|INVESCO WILSHIRE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
WMCR|INVESCO WILSHIRE|CTDL|Citadel Derivatives Group Llc|2585
WMCR|INVESCO WILSHIRE|FTBR|Foliofn Investments, Inc.|185
WMCR|INVESCO WILSHIRE|GSCO|GOLDMAN SACHS & CO. LLC|510
WMCR|INVESCO WILSHIRE|IATS|INTERACTIVE BROKERS LLC|200
WMCR|INVESCO WILSHIRE|IBKR|Interactive Brokers Llc|798
WMCR|INVESCO WILSHIRE|ICBX|INSTINET, LLC|800
WMCR|INVESCO WILSHIRE|JSEB|JANE STREET EXECUTION SERVICES, LLC|4456
WMCR|INVESCO WILSHIRE|LIME|Lime Brokerage LLC|200
WMCR|INVESCO WILSHIRE|MSCO|MORGAN STANLEY & CO. LLC|2
WMCR|INVESCO WILSHIRE|MSPL|MORGAN STANLEY & CO. LLC|1000
WMCR|INVESCO WILSHIRE|NFSC|National Financial Services LLC|2476
WMCR|INVESCO WILSHIRE|NITE|VIRTU Americas LLC|2695
WMCR|INVESCO WILSHIRE|SBSH|Citigroup Global Markets Inc.|141
WMCR|INVESCO WILSHIRE|UBSA|UBS SECURITIES LLC|1278
WMCR|INVESCO WILSHIRE|UBSS|UBS Securities LLC|875
WMCR|INVESCO WILSHIRE|VGRD|Vanguard Marketing Corporation|460
WMCR|INVESCO WILSHIRE|WCHV|WELLS FARGO SECURITIES, LLC|4
WMCR|INVESCO WILSHIRE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|182
WMGI|WRIGHT MED GRP NV|AGIS|Aegis Capital Corp.|7767
WMGI|WRIGHT MED GRP NV|ALTX|Alternet Securities Inc.|5840
WMGI|WRIGHT MED GRP NV|APCC|Apex Clearing Corporation|17471
WMGI|WRIGHT MED GRP NV|AQUA|AQUA SECURITIES L.P.|4600
WMGI|WRIGHT MED GRP NV|BARD|Robert W. Baird & Co. Incorporated|25700
WMGI|WRIGHT MED GRP NV|BATM|CBOE TRADING, INC.|5028
WMGI|WRIGHT MED GRP NV|BAYT|BTIG, LLC|200
WMGI|WRIGHT MED GRP NV|BERN|Sanford C. Bernstein & Co., LLC|37853
WMGI|WRIGHT MED GRP NV|BIDS|BIDS TRADING L.P.|6600
WMGI|WRIGHT MED GRP NV|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1035
WMGI|WRIGHT MED GRP NV|BLKX|INSTINET, LLC|335158
WMGI|WRIGHT MED GRP NV|BMOC|BMO Capital Markets Corp.|152430
WMGI|WRIGHT MED GRP NV|BNPX|BNP PARIBAS SECURITIES CORP.|5747
WMGI|WRIGHT MED GRP NV|BTIG|BTIG, LLC|17949
WMGI|WRIGHT MED GRP NV|BYXM|CBOE TRADING, INC.|893
WMGI|WRIGHT MED GRP NV|BZYD|GOLDMAN SACHS & CO. LLC|1438
WMGI|WRIGHT MED GRP NV|CANT|Cantor Fitzgerald & Co.|291900
WMGI|WRIGHT MED GRP NV|CBLC|CITIGROUP GLOBAL MARKETS INC.|11970
WMGI|WRIGHT MED GRP NV|CHAS|Charles Schwab & Co., Inc.|700
WMGI|WRIGHT MED GRP NV|CIOI|CITIGROUP GLOBAL MARKETS INC|25000
WMGI|WRIGHT MED GRP NV|CIST|Capital Institutional Services, Inc.|356
WMGI|WRIGHT MED GRP NV|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|161535
WMGI|WRIGHT MED GRP NV|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17797
WMGI|WRIGHT MED GRP NV|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|133
WMGI|WRIGHT MED GRP NV|CROS|CREDIT SUISSE SECURITIES (USA) LLC|531407
WMGI|WRIGHT MED GRP NV|CTDL|Citadel Derivatives Group Llc|46745
WMGI|WRIGHT MED GRP NV|CXCX|CITIGROUP GLOBAL MARKETS INC.|183676
WMGI|WRIGHT MED GRP NV|DBAB|Deutsche Bank Securities Inc.|589106
WMGI|WRIGHT MED GRP NV|DBAX|Deutsche Bank Securities Inc.|426800
WMGI|WRIGHT MED GRP NV|DBUL|Deutsche Bank Securities Inc.|200
WMGI|WRIGHT MED GRP NV|DEAN|MORGAN STANLEY|5093
WMGI|WRIGHT MED GRP NV|DEGS|RONIN PROFESSIONAL LLC|1750
WMGI|WRIGHT MED GRP NV|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25
WMGI|WRIGHT MED GRP NV|EBXL|EBX LLC|301500
WMGI|WRIGHT MED GRP NV|ECUT|CONVERGEX EXECUTION SOLUTIONS|93
WMGI|WRIGHT MED GRP NV|EDFC|E D & F MAN CAPITAL MARKETS INC.|8300
WMGI|WRIGHT MED GRP NV|EDJO|Edward D. Jones & Co., L.P.|401
WMGI|WRIGHT MED GRP NV|EGAM|CBOE TRADING, INC.|10701
WMGI|WRIGHT MED GRP NV|EGAW|CBOE TRADING, INC.|300
WMGI|WRIGHT MED GRP NV|EGMT|EG MARKET TECHNOLOGIES LLC|900
WMGI|WRIGHT MED GRP NV|EGXM|CBOE TRADING, INC.|2269
WMGI|WRIGHT MED GRP NV|ETBE|Electronic Transaction Clearing, Inc.|29871
WMGI|WRIGHT MED GRP NV|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
WMGI|WRIGHT MED GRP NV|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|22766
WMGI|WRIGHT MED GRP NV|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28679
WMGI|WRIGHT MED GRP NV|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
WMGI|WRIGHT MED GRP NV|ETRS|E*Trade Securities LLC|71513
WMGI|WRIGHT MED GRP NV|FBCO|Credit Suisse Securities (USA) LLC|842943
WMGI|WRIGHT MED GRP NV|FFSI|Firstrade Securities Inc.|100
WMGI|WRIGHT MED GRP NV|FILL|Tradestation Securities, Inc.|2870
WMGI|WRIGHT MED GRP NV|FMAF|NBCN Inc./ CDS|300
WMGI|WRIGHT MED GRP NV|FOMA|TD AMERITRADE CLEARING, INC.|25354
WMGI|WRIGHT MED GRP NV|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|599
WMGI|WRIGHT MED GRP NV|FQLS|Quantlab Securities LP|386044
WMGI|WRIGHT MED GRP NV|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|190173
WMGI|WRIGHT MED GRP NV|FTBR|Foliofn Investments, Inc.|18
WMGI|WRIGHT MED GRP NV|GEBB|GLOBAL EXECUTION BROKERS, LP|41011
WMGI|WRIGHT MED GRP NV|GLPX|ACS EXECUTION SERVICES, LLC|64775
WMGI|WRIGHT MED GRP NV|GSCO|GOLDMAN SACHS & CO. LLC|1078062
WMGI|WRIGHT MED GRP NV|GSCS|GOLDMAN SACHS & CO. LLC|110978
WMGI|WRIGHT MED GRP NV|GSLT|GOLDMAN SACHS & CO. LLC|26503
WMGI|WRIGHT MED GRP NV|GTSZ|GTS SECURITIES LLC|34218
WMGI|WRIGHT MED GRP NV|HRBF|American Enterprise Investment Services Inc.|182
WMGI|WRIGHT MED GRP NV|IATS|INTERACTIVE BROKERS LLC|10475
WMGI|WRIGHT MED GRP NV|IBKR|Interactive Brokers Llc|138582
WMGI|WRIGHT MED GRP NV|ICBX|INSTINET, LLC|128849
WMGI|WRIGHT MED GRP NV|IEQY|CITADEL SECURITIES LLC|99854
WMGI|WRIGHT MED GRP NV|INCA|INSTINET, LLC|793431
WMGI|WRIGHT MED GRP NV|INJX|INSTINET, LLC|115778
WMGI|WRIGHT MED GRP NV|ITGI|ITG Inc.|201426
WMGI|WRIGHT MED GRP NV|ITGP|ITG INC.|272400
WMGI|WRIGHT MED GRP NV|JEFF|JEFFERIES LLC|1289227
WMGI|WRIGHT MED GRP NV|JMPT|JUMP TRADING, LLC|122164
WMGI|WRIGHT MED GRP NV|JPBX|J.P. MORGAN SECURITIES LLC|102097
WMGI|WRIGHT MED GRP NV|JPMX|J.P. Morgan Securities LLC|647558
WMGI|WRIGHT MED GRP NV|JSJX|JANE STREET CAPITAL LLC|10159
WMGI|WRIGHT MED GRP NV|KCGM|VIRTU Americas LLC|110267
WMGI|WRIGHT MED GRP NV|LEER|LEERINK PARTNERS LLC|4680
WMGI|WRIGHT MED GRP NV|LEHM|Barclays Capital Inc./Le|1450335
WMGI|WRIGHT MED GRP NV|LIME|Lime Brokerage LLC|244110
WMGI|WRIGHT MED GRP NV|LMNX|LUMINEX TRADING & ANALYTICS LLC|512670
WMGI|WRIGHT MED GRP NV|LOOP|Loop Capital Markets LLC|242
WMGI|WRIGHT MED GRP NV|LQNA|LIQUIDNET, INC.|130700
WMGI|WRIGHT MED GRP NV|LSCI|Lek Securities Corporation|26
WMGI|WRIGHT MED GRP NV|MAXM|Maxim Group LLC|11324
WMGI|WRIGHT MED GRP NV|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|174424
WMGI|WRIGHT MED GRP NV|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
WMGI|WRIGHT MED GRP NV|MNDX|TJM Investments, LLC|39184
WMGI|WRIGHT MED GRP NV|MOTF|MOTIF INVESTING, INC.|3
WMGI|WRIGHT MED GRP NV|MSCO|MORGAN STANLEY & CO. LLC|3382984
WMGI|WRIGHT MED GRP NV|MSPL|MORGAN STANLEY & CO. LLC|549600
WMGI|WRIGHT MED GRP NV|MSTX|MORGAN STANLEY & CO. LLC|180500
WMGI|WRIGHT MED GRP NV|NATL|National Securities Corporation|700
WMGI|WRIGHT MED GRP NV|NFSC|National Financial Services LLC|83680
WMGI|WRIGHT MED GRP NV|NITE|VIRTU Americas LLC|352099
WMGI|WRIGHT MED GRP NV|NITP|VIRTU Americas LLC|8000
WMGI|WRIGHT MED GRP NV|NMRA|Nomura Securities International, Inc.|224600
WMGI|WRIGHT MED GRP NV|NQRB|Brut, LLC|37665
WMGI|WRIGHT MED GRP NV|OPCO|Oppenheimer & Co. Inc.|951
WMGI|WRIGHT MED GRP NV|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|800
WMGI|WRIGHT MED GRP NV|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|13063
WMGI|WRIGHT MED GRP NV|PDQM|CODA MARKETS, INC.|81294
WMGI|WRIGHT MED GRP NV|RAJA|Raymond James & Associates, Inc.|2028
WMGI|WRIGHT MED GRP NV|RBCM|RBC CAPITAL MARKETS, LLC|13824
WMGI|WRIGHT MED GRP NV|RJLC|RJL CAPITAL GROUP, LLC|700
WMGI|WRIGHT MED GRP NV|SAGL|SAGETRADER, LLC|21405
WMGI|WRIGHT MED GRP NV|SAGW|SAGETRADER, LLC|630
WMGI|WRIGHT MED GRP NV|SBSH|Citigroup Global Markets Inc.|541694
WMGI|WRIGHT MED GRP NV|SGMT|GOLDMAN SACHS & CO. LLC|218337
WMGI|WRIGHT MED GRP NV|SPDR|SPEEDROUTE LLC|13006
WMGI|WRIGHT MED GRP NV|STFL|Stifel, Nicolaus & Company, Incorporated|32200
WMGI|WRIGHT MED GRP NV|SWIM|TD Ameritrade, Inc.|88819
WMGI|WRIGHT MED GRP NV|SWST|Hilltop Securities Inc.|1000
WMGI|WRIGHT MED GRP NV|TKNG|ALLY INVEST SECURITIES LLC|160
WMGI|WRIGHT MED GRP NV|TMBR|Timber Hill LLC|100
WMGI|WRIGHT MED GRP NV|TONC|CUTTONE & CO., LLC|4420
WMGI|WRIGHT MED GRP NV|TRBT|Tradebot Systems, Inc.|394894
WMGI|WRIGHT MED GRP NV|TRCM|TRC MARKETS LLC|213888
WMGI|WRIGHT MED GRP NV|UBSA|UBS SECURITIES LLC|976129
WMGI|WRIGHT MED GRP NV|UBSS|UBS Securities LLC|1657696
WMGI|WRIGHT MED GRP NV|VALX|VIRTU AMERICAS LLC|11796
WMGI|WRIGHT MED GRP NV|VGRD|Vanguard Marketing Corporation|390
WMGI|WRIGHT MED GRP NV|WABR|Wall Street Access|67406
WMGI|WRIGHT MED GRP NV|WBLR|WILLIAM BLAIR|1600
WMGI|WRIGHT MED GRP NV|WBPX|SUMMIT SECURITIES GROUP, LLC|2304
WMGI|WRIGHT MED GRP NV|WCHV|WELLS FARGO SECURITIES, LLC|1582585
WMGI|WRIGHT MED GRP NV|WEDB|WEDBUSH SECURITIES INC.|2800
WMGI|WRIGHT MED GRP NV|WEED|Weeden & Co.L.P.|172750
WMGI|WRIGHT MED GRP NV|WEXM|WOLVERINE EXECUTION SERVICES, LLC|456
WMGI|WRIGHT MED GRP NV|WEXX|WOLVERINE EXECUTION SERVICES, LLC|83266
WMGI|WRIGHT MED GRP NV|WSEA|WOLVERINE SECURITIES, LLC|7202
WMGI|WRIGHT MED GRP NV|XIST|INSTINET, LLC|194000
WMGI|WRIGHT MED GRP NV|XSTM|NATIONAL FINANCIAL SERVICES LLC|70496
WMGI|WRIGHT MED GRP NV|YKNA|COMHAR CAPITAL MARKETS, LLC|600
WMGI|WRIGHT MED GRP NV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1103
WMGIZ|WRIGHT MEDIC. N.V CV|FOMA|TD AMERITRADE CLEARING, INC.|1268
WMGIZ|WRIGHT MEDIC. N.V CV|GSLT|GOLDMAN SACHS & CO. LLC|100
WMGIZ|WRIGHT MEDIC. N.V CV|JONE|JonesTrading|500000
WMGIZ|WRIGHT MEDIC. N.V CV|LIME|Lime Brokerage LLC|1187
WMGIZ|WRIGHT MEDIC. N.V CV|MSCO|MORGAN STANLEY & CO. LLC|300
WMGIZ|WRIGHT MEDIC. N.V CV|NFSC|National Financial Services LLC|100000
WMGIZ|WRIGHT MEDIC. N.V CV|NITE|VIRTU Americas LLC|735
WMGIZ|WRIGHT MEDIC. N.V CV|UBSA|UBS SECURITIES LLC|400
WMIH|WMIH CORP. COMMON|ALTX|Alternet Securities Inc.|600
WMIH|WMIH CORP. COMMON|APCC|Apex Clearing Corporation|1001
WMIH|WMIH CORP. COMMON|AQUA|AQUA SECURITIES L.P.|2500
WMIH|WMIH CORP. COMMON|BARD|Robert W. Baird & Co. Incorporated|31
WMIH|WMIH CORP. COMMON|BATM|CBOE TRADING, INC.|1226
WMIH|WMIH CORP. COMMON|BAYT|BTIG, LLC|1100
WMIH|WMIH CORP. COMMON|BBNT|BB&T SECURITIES, LLC|27
WMIH|WMIH CORP. COMMON|BERN|Sanford C. Bernstein & Co., LLC|3200
WMIH|WMIH CORP. COMMON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|238
WMIH|WMIH CORP. COMMON|BLKX|INSTINET, LLC|20932
WMIH|WMIH CORP. COMMON|BMOC|BMO Capital Markets Corp.|30925
WMIH|WMIH CORP. COMMON|BNPX|BNP PARIBAS SECURITIES CORP.|19354
WMIH|WMIH CORP. COMMON|BTIG|BTIG, LLC|5562564
WMIH|WMIH CORP. COMMON|BYXM|CBOE TRADING, INC.|812
WMIH|WMIH CORP. COMMON|CANT|Cantor Fitzgerald & Co.|735268
WMIH|WMIH CORP. COMMON|CHAS|Charles Schwab & Co., Inc.|3453
WMIH|WMIH CORP. COMMON|CMPT|Compass Point Research & Trading, LLC|1800
WMIH|WMIH CORP. COMMON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|246536
WMIH|WMIH CORP. COMMON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|515195
WMIH|WMIH CORP. COMMON|CTDL|Citadel Derivatives Group Llc|26491
WMIH|WMIH CORP. COMMON|CXCX|CITIGROUP GLOBAL MARKETS INC.|68934
WMIH|WMIH CORP. COMMON|DADA|D.A. Davidson & Co.|33
WMIH|WMIH CORP. COMMON|DBAB|Deutsche Bank Securities Inc.|227045
WMIH|WMIH CORP. COMMON|DBAX|Deutsche Bank Securities Inc.|210200
WMIH|WMIH CORP. COMMON|DEAN|MORGAN STANLEY|54
WMIH|WMIH CORP. COMMON|DEGS|RONIN PROFESSIONAL LLC|29788
WMIH|WMIH CORP. COMMON|EBXL|EBX LLC|188700
WMIH|WMIH CORP. COMMON|ECUT|CONVERGEX EXECUTION SOLUTIONS|22082
WMIH|WMIH CORP. COMMON|EDJO|Edward D. Jones & Co., L.P.|148
WMIH|WMIH CORP. COMMON|EGAM|CBOE TRADING, INC.|4331
WMIH|WMIH CORP. COMMON|EGXM|CBOE TRADING, INC.|900
WMIH|WMIH CORP. COMMON|ETBE|Electronic Transaction Clearing, Inc.|24508
WMIH|WMIH CORP. COMMON|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
WMIH|WMIH CORP. COMMON|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8398
WMIH|WMIH CORP. COMMON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
WMIH|WMIH CORP. COMMON|ETRS|E*Trade Securities LLC|286589
WMIH|WMIH CORP. COMMON|FBCO|Credit Suisse Securities (USA) LLC|651885
WMIH|WMIH CORP. COMMON|FILL|Tradestation Securities, Inc.|1000
WMIH|WMIH CORP. COMMON|FMAF|NBCN Inc./ CDS|6
WMIH|WMIH CORP. COMMON|FOMA|TD AMERITRADE CLEARING, INC.|452350
WMIH|WMIH CORP. COMMON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16441
WMIH|WMIH CORP. COMMON|FTBR|Foliofn Investments, Inc.|1009
WMIH|WMIH CORP. COMMON|GEBB|GLOBAL EXECUTION BROKERS, LP|67788
WMIH|WMIH CORP. COMMON|GLPX|ACS EXECUTION SERVICES, LLC|4483
WMIH|WMIH CORP. COMMON|GSCO|GOLDMAN SACHS & CO. LLC|805925
WMIH|WMIH CORP. COMMON|GSCS|GOLDMAN SACHS & CO. LLC|513952
WMIH|WMIH CORP. COMMON|GSLT|GOLDMAN SACHS & CO. LLC|16478
WMIH|WMIH CORP. COMMON|GTSZ|GTS SECURITIES LLC|1100
WMIH|WMIH CORP. COMMON|HRBF|American Enterprise Investment Services Inc.|55440
WMIH|WMIH CORP. COMMON|HSBC|HSBC Securities, Inc.|7361
WMIH|WMIH CORP. COMMON|IATS|INTERACTIVE BROKERS LLC|16400
WMIH|WMIH CORP. COMMON|IBKR|Interactive Brokers Llc|192936
WMIH|WMIH CORP. COMMON|ICBX|INSTINET, LLC|80321
WMIH|WMIH CORP. COMMON|IEQY|CITADEL SECURITIES LLC|8400
WMIH|WMIH CORP. COMMON|INCA|INSTINET, LLC|355592
WMIH|WMIH CORP. COMMON|INJX|INSTINET, LLC|5500
WMIH|WMIH CORP. COMMON|ITGI|ITG Inc.|71610
WMIH|WMIH CORP. COMMON|ITGP|ITG INC.|52000
WMIH|WMIH CORP. COMMON|JANY|Janney Montgomery Scott Inc.|20
WMIH|WMIH CORP. COMMON|JEFF|JEFFERIES LLC|41754
WMIH|WMIH CORP. COMMON|JMPT|JUMP TRADING, LLC|89213
WMIH|WMIH CORP. COMMON|JPBX|J.P. MORGAN SECURITIES LLC|8780
WMIH|WMIH CORP. COMMON|JPMX|J.P. Morgan Securities LLC|163554
WMIH|WMIH CORP. COMMON|JSJX|JANE STREET CAPITAL LLC|12584
WMIH|WMIH CORP. COMMON|KCGM|VIRTU Americas LLC|151006
WMIH|WMIH CORP. COMMON|LEHM|Barclays Capital Inc./Le|546553
WMIH|WMIH CORP. COMMON|LIME|Lime Brokerage LLC|307913
WMIH|WMIH CORP. COMMON|LMGP|LIME BROKERAGE LLC|56960
WMIH|WMIH CORP. COMMON|MAXM|Maxim Group LLC|20871
WMIH|WMIH CORP. COMMON|MBTS|ALLY INVEST SECURITIES LLC|6658
WMIH|WMIH CORP. COMMON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|319218
WMIH|WMIH CORP. COMMON|MSCO|MORGAN STANLEY & CO. LLC|668396
WMIH|WMIH CORP. COMMON|MSPL|MORGAN STANLEY & CO. LLC|80700
WMIH|WMIH CORP. COMMON|MSTX|MORGAN STANLEY & CO. LLC|15900
WMIH|WMIH CORP. COMMON|NFSC|National Financial Services LLC|677335
WMIH|WMIH CORP. COMMON|NITE|VIRTU Americas LLC|847706
WMIH|WMIH CORP. COMMON|NITP|VIRTU Americas LLC|151480
WMIH|WMIH CORP. COMMON|NQRB|Brut, LLC|200
WMIH|WMIH CORP. COMMON|NTRC|Northern Trust Securities, Inc.|1117
WMIH|WMIH CORP. COMMON|OPCO|Oppenheimer & Co. Inc.|5100
WMIH|WMIH CORP. COMMON|PDQM|CODA MARKETS, INC.|9333
WMIH|WMIH CORP. COMMON|RBCM|RBC CAPITAL MARKETS, LLC|251
WMIH|WMIH CORP. COMMON|RWPS|R.W. Pressprich & Co., Inc.|190
WMIH|WMIH CORP. COMMON|SAGL|SAGETRADER, LLC|200
WMIH|WMIH CORP. COMMON|SBSH|Citigroup Global Markets Inc.|175122
WMIH|WMIH CORP. COMMON|SGMT|GOLDMAN SACHS & CO. LLC|209861
WMIH|WMIH CORP. COMMON|SPDR|SPEEDROUTE LLC|210
WMIH|WMIH CORP. COMMON|SWIM|TD Ameritrade, Inc.|257010
WMIH|WMIH CORP. COMMON|SWST|Hilltop Securities Inc.|11
WMIH|WMIH CORP. COMMON|TKNG|ALLY INVEST SECURITIES LLC|13879
WMIH|WMIH CORP. COMMON|TRCM|TRC MARKETS LLC|36617
WMIH|WMIH CORP. COMMON|UBSA|UBS SECURITIES LLC|574565
WMIH|WMIH CORP. COMMON|UBSS|UBS Securities LLC|578747
WMIH|WMIH CORP. COMMON|VALX|VIRTU AMERICAS LLC|19736
WMIH|WMIH CORP. COMMON|VGRD|Vanguard Marketing Corporation|13844
WMIH|WMIH CORP. COMMON|WCHV|WELLS FARGO SECURITIES, LLC|84977
WMIH|WMIH CORP. COMMON|WDCO|Wilson-Davis & Co., Inc.|606
WMIH|WMIH CORP. COMMON|WSEA|WOLVERINE SECURITIES, LLC|17038
WMIH|WMIH CORP. COMMON|XIST|INSTINET, LLC|1500
WMIH|WMIH CORP. COMMON|XSTM|NATIONAL FINANCIAL SERVICES LLC|28000
WMIH|WMIH CORP. COMMON|YKNA|COMHAR CAPITAL MARKETS, LLC|449
WMIH|WMIH CORP. COMMON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3206
WMK|WEIS MARKETS INC|ALTX|Alternet Securities Inc.|880
WMK|WEIS MARKETS INC|APCC|Apex Clearing Corporation|431
WMK|WEIS MARKETS INC|BARD|Robert W. Baird & Co. Incorporated|30
WMK|WEIS MARKETS INC|BATM|CBOE TRADING, INC.|904
WMK|WEIS MARKETS INC|BAYC|BAY CREST PARTNERS, LLC|907
WMK|WEIS MARKETS INC|BERN|Sanford C. Bernstein & Co., LLC|2025
WMK|WEIS MARKETS INC|BIDS|BIDS TRADING L.P.|300
WMK|WEIS MARKETS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|64
WMK|WEIS MARKETS INC|BNPX|BNP PARIBAS SECURITIES CORP.|8217
WMK|WEIS MARKETS INC|BTIG|BTIG, LLC|6513
WMK|WEIS MARKETS INC|BYXM|CBOE TRADING, INC.|266
WMK|WEIS MARKETS INC|BZYD|GOLDMAN SACHS & CO. LLC|600
WMK|WEIS MARKETS INC|CANT|Cantor Fitzgerald & Co.|56
WMK|WEIS MARKETS INC|CHAS|Charles Schwab & Co., Inc.|707
WMK|WEIS MARKETS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47950
WMK|WEIS MARKETS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|329
WMK|WEIS MARKETS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|408
WMK|WEIS MARKETS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57648
WMK|WEIS MARKETS INC|CTDL|Citadel Derivatives Group Llc|5208
WMK|WEIS MARKETS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|6632
WMK|WEIS MARKETS INC|DBAB|Deutsche Bank Securities Inc.|15025
WMK|WEIS MARKETS INC|DBAX|Deutsche Bank Securities Inc.|33100
WMK|WEIS MARKETS INC|DEAN|MORGAN STANLEY|233
WMK|WEIS MARKETS INC|DEGS|RONIN PROFESSIONAL LLC|400
WMK|WEIS MARKETS INC|EBXL|EBX LLC|32300
WMK|WEIS MARKETS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|45816
WMK|WEIS MARKETS INC|EDJC|Edward Jones / CDS|16
WMK|WEIS MARKETS INC|EDJO|Edward D. Jones & Co., L.P.|723
WMK|WEIS MARKETS INC|EGAM|CBOE TRADING, INC.|1211
WMK|WEIS MARKETS INC|EGMT|EG MARKET TECHNOLOGIES LLC|85
WMK|WEIS MARKETS INC|EGXM|CBOE TRADING, INC.|289
WMK|WEIS MARKETS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9634
WMK|WEIS MARKETS INC|ETRS|E*Trade Securities LLC|3169
WMK|WEIS MARKETS INC|FILL|Tradestation Securities, Inc.|518
WMK|WEIS MARKETS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|408
WMK|WEIS MARKETS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|29247
WMK|WEIS MARKETS INC|FTBR|Foliofn Investments, Inc.|4914
WMK|WEIS MARKETS INC|GLPX|ACS EXECUTION SERVICES, LLC|2342
WMK|WEIS MARKETS INC|GSCO|GOLDMAN SACHS & CO. LLC|308063
WMK|WEIS MARKETS INC|GSCS|GOLDMAN SACHS & CO. LLC|2014
WMK|WEIS MARKETS INC|GSLT|GOLDMAN SACHS & CO. LLC|948
WMK|WEIS MARKETS INC|GTSZ|GTS SECURITIES LLC|29294
WMK|WEIS MARKETS INC|HRBF|American Enterprise Investment Services Inc.|200
WMK|WEIS MARKETS INC|IATS|INTERACTIVE BROKERS LLC|2283
WMK|WEIS MARKETS INC|IBKR|Interactive Brokers Llc|343
WMK|WEIS MARKETS INC|ICBX|INSTINET, LLC|10800
WMK|WEIS MARKETS INC|IEQY|CITADEL SECURITIES LLC|14663
WMK|WEIS MARKETS INC|INCA|INSTINET, LLC|29239
WMK|WEIS MARKETS INC|INJX|INSTINET, LLC|2438
WMK|WEIS MARKETS INC|ITGI|ITG Inc.|8148
WMK|WEIS MARKETS INC|ITGP|ITG INC.|26800
WMK|WEIS MARKETS INC|JANY|Janney Montgomery Scott Inc.|300
WMK|WEIS MARKETS INC|JEFF|JEFFERIES LLC|18321
WMK|WEIS MARKETS INC|JMPT|JUMP TRADING, LLC|5874
WMK|WEIS MARKETS INC|JPBX|J.P. MORGAN SECURITIES LLC|7020
WMK|WEIS MARKETS INC|JPMX|J.P. Morgan Securities LLC|137221
WMK|WEIS MARKETS INC|JSJX|JANE STREET CAPITAL LLC|2050
WMK|WEIS MARKETS INC|KCGM|VIRTU Americas LLC|10976
WMK|WEIS MARKETS INC|LEHM|Barclays Capital Inc./Le|71797
WMK|WEIS MARKETS INC|LIME|Lime Brokerage LLC|11435
WMK|WEIS MARKETS INC|LQNA|LIQUIDNET, INC.|46200
WMK|WEIS MARKETS INC|LQNB|LIQUIDNET, INC.|100
WMK|WEIS MARKETS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26700
WMK|WEIS MARKETS INC|MSCO|MORGAN STANLEY & CO. LLC|123212
WMK|WEIS MARKETS INC|MSPL|MORGAN STANLEY & CO. LLC|97800
WMK|WEIS MARKETS INC|MSTX|MORGAN STANLEY & CO. LLC|20000
WMK|WEIS MARKETS INC|NFSC|National Financial Services LLC|67003
WMK|WEIS MARKETS INC|NITE|VIRTU Americas LLC|70723
WMK|WEIS MARKETS INC|NQRB|Brut, LLC|1750
WMK|WEIS MARKETS INC|OPCO|Oppenheimer & Co. Inc.|2009
WMK|WEIS MARKETS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
WMK|WEIS MARKETS INC|PDQM|CODA MARKETS, INC.|2700
WMK|WEIS MARKETS INC|PWJC|UBS Financial Services, Inc.|30
WMK|WEIS MARKETS INC|RILY|B. RILEY FBR, INC.|200
WMK|WEIS MARKETS INC|SAGW|SAGETRADER, LLC|100
WMK|WEIS MARKETS INC|SALI|INTL FCSTONE FINANCIAL INC.|34
WMK|WEIS MARKETS INC|SBSH|Citigroup Global Markets Inc.|15508
WMK|WEIS MARKETS INC|SGMT|GOLDMAN SACHS & CO. LLC|24803
WMK|WEIS MARKETS INC|SPTD|MINT GLOBAL MARKETS, INC.|1659
WMK|WEIS MARKETS INC|STFL|Stifel, Nicolaus & Company, Incorporated|2940
WMK|WEIS MARKETS INC|STKP|STOCKPILE INVESTMENTS, INC.|2
WMK|WEIS MARKETS INC|SWIM|TD Ameritrade, Inc.|2445
WMK|WEIS MARKETS INC|TKNG|ALLY INVEST SECURITIES LLC|600
WMK|WEIS MARKETS INC|TMBR|Timber Hill LLC|114
WMK|WEIS MARKETS INC|TRBT|Tradebot Systems, Inc.|20561
WMK|WEIS MARKETS INC|TRCM|TRC MARKETS LLC|11492
WMK|WEIS MARKETS INC|UBSA|UBS SECURITIES LLC|107821
WMK|WEIS MARKETS INC|UBSS|UBS Securities LLC|119201
WMK|WEIS MARKETS INC|VALX|VIRTU AMERICAS LLC|8230
WMK|WEIS MARKETS INC|VGRD|Vanguard Marketing Corporation|9172
WMK|WEIS MARKETS INC|WCHV|WELLS FARGO SECURITIES, LLC|13122
WMK|WEIS MARKETS INC|WEED|Weeden & Co.L.P.|14830
WMK|WEIS MARKETS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|95
WMK|WEIS MARKETS INC|WSEA|WOLVERINE SECURITIES, LLC|239
WMK|WEIS MARKETS INC|XIST|INSTINET, LLC|4400
WMK|WEIS MARKETS INC|XPQR|Jump Trading|1570
WMK|WEIS MARKETS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|11280
WMK|WEIS MARKETS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|200
WMK|WEIS MARKETS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|280
WMLP|WESTMORELAND RESOURC|APCC|Apex Clearing Corporation|5384
WMLP|WESTMORELAND RESOURC|BATM|CBOE TRADING, INC.|100
WMLP|WESTMORELAND RESOURC|BIMI|Banca IMI Securities Corp.|300
WMLP|WESTMORELAND RESOURC|BYXM|CBOE TRADING, INC.|100
WMLP|WESTMORELAND RESOURC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
WMLP|WESTMORELAND RESOURC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3012
WMLP|WESTMORELAND RESOURC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|487
WMLP|WESTMORELAND RESOURC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3132
WMLP|WESTMORELAND RESOURC|DBAX|Deutsche Bank Securities Inc.|1800
WMLP|WESTMORELAND RESOURC|EBXL|EBX LLC|1200
WMLP|WESTMORELAND RESOURC|EDJO|Edward D. Jones & Co., L.P.|790
WMLP|WESTMORELAND RESOURC|EGAM|CBOE TRADING, INC.|300
WMLP|WESTMORELAND RESOURC|EGXM|CBOE TRADING, INC.|500
WMLP|WESTMORELAND RESOURC|ETRS|E*Trade Securities LLC|137445
WMLP|WESTMORELAND RESOURC|FILL|Tradestation Securities, Inc.|10000
WMLP|WESTMORELAND RESOURC|FTBR|Foliofn Investments, Inc.|228
WMLP|WESTMORELAND RESOURC|GLPX|ACS EXECUTION SERVICES, LLC|3901
WMLP|WESTMORELAND RESOURC|GSLT|GOLDMAN SACHS & CO. LLC|250
WMLP|WESTMORELAND RESOURC|GTSZ|GTS SECURITIES LLC|3060
WMLP|WESTMORELAND RESOURC|IATS|INTERACTIVE BROKERS LLC|3550
WMLP|WESTMORELAND RESOURC|IBKR|Interactive Brokers Llc|9125
WMLP|WESTMORELAND RESOURC|INCA|INSTINET, LLC|8068
WMLP|WESTMORELAND RESOURC|ITGI|ITG Inc.|280
WMLP|WESTMORELAND RESOURC|ITGP|ITG INC.|1600
WMLP|WESTMORELAND RESOURC|JMPT|JUMP TRADING, LLC|327
WMLP|WESTMORELAND RESOURC|JSJX|JANE STREET CAPITAL LLC|100
WMLP|WESTMORELAND RESOURC|KCGM|VIRTU Americas LLC|100
WMLP|WESTMORELAND RESOURC|LEHM|Barclays Capital Inc./Le|5285
WMLP|WESTMORELAND RESOURC|LIME|Lime Brokerage LLC|7087
WMLP|WESTMORELAND RESOURC|LSCI|Lek Securities Corporation|2200
WMLP|WESTMORELAND RESOURC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
WMLP|WESTMORELAND RESOURC|MSCO|MORGAN STANLEY & CO. LLC|1092
WMLP|WESTMORELAND RESOURC|MSPL|MORGAN STANLEY & CO. LLC|1700
WMLP|WESTMORELAND RESOURC|NFSC|National Financial Services LLC|72605
WMLP|WESTMORELAND RESOURC|NITE|VIRTU Americas LLC|191595
WMLP|WESTMORELAND RESOURC|PCPT|PHILLIP CAPITAL INC.|500
WMLP|WESTMORELAND RESOURC|PDQM|CODA MARKETS, INC.|6602
WMLP|WESTMORELAND RESOURC|SAGL|SAGETRADER, LLC|400
WMLP|WESTMORELAND RESOURC|SGMT|GOLDMAN SACHS & CO. LLC|1092
WMLP|WESTMORELAND RESOURC|SOGO|Wang Investment Associates, Inc.|233
WMLP|WESTMORELAND RESOURC|SPDR|SPEEDROUTE LLC|20
WMLP|WESTMORELAND RESOURC|SWIM|TD Ameritrade, Inc.|98428
WMLP|WESTMORELAND RESOURC|TKNG|ALLY INVEST SECURITIES LLC|6882
WMLP|WESTMORELAND RESOURC|UBSA|UBS SECURITIES LLC|13167
WMLP|WESTMORELAND RESOURC|UBSS|UBS Securities LLC|11423
WMLP|WESTMORELAND RESOURC|VALX|VIRTU AMERICAS LLC|208
WMLP|WESTMORELAND RESOURC|VGRD|Vanguard Marketing Corporation|1
WMLP|WESTMORELAND RESOURC|VIEW|VIEWTRADE SECURITIES LLC|170
WMLP|WESTMORELAND RESOURC|WCHV|WELLS FARGO SECURITIES, LLC|253
WMLP|WESTMORELAND RESOURC|WSEA|WOLVERINE SECURITIES, LLC|6996
WMLP|WESTMORELAND RESOURC|WSGD|WEDBUSH SECURITIES INC.|935
WMLP|WESTMORELAND RESOURC|YKNA|COMHAR CAPITAL MARKETS, LLC|400
WMS|ADVANCED DRAINAGE|APCC|Apex Clearing Corporation|5202
WMS|ADVANCED DRAINAGE|BARD|Robert W. Baird & Co. Incorporated|406
WMS|ADVANCED DRAINAGE|BATM|CBOE TRADING, INC.|1048
WMS|ADVANCED DRAINAGE|BERN|Sanford C. Bernstein & Co., LLC|28730
WMS|ADVANCED DRAINAGE|BIDS|BIDS TRADING L.P.|300
WMS|ADVANCED DRAINAGE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3477
WMS|ADVANCED DRAINAGE|BLKX|INSTINET, LLC|78610
WMS|ADVANCED DRAINAGE|BNPX|BNP PARIBAS SECURITIES CORP.|2653
WMS|ADVANCED DRAINAGE|BTIG|BTIG, LLC|58355
WMS|ADVANCED DRAINAGE|BYXM|CBOE TRADING, INC.|400
WMS|ADVANCED DRAINAGE|BZYD|GOLDMAN SACHS & CO. LLC|1818
WMS|ADVANCED DRAINAGE|CHAS|Charles Schwab & Co., Inc.|1206
WMS|ADVANCED DRAINAGE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|243084
WMS|ADVANCED DRAINAGE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1854
WMS|ADVANCED DRAINAGE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|179196
WMS|ADVANCED DRAINAGE|CTDL|Citadel Derivatives Group Llc|4514
WMS|ADVANCED DRAINAGE|CXCX|CITIGROUP GLOBAL MARKETS INC.|38652
WMS|ADVANCED DRAINAGE|DBAB|Deutsche Bank Securities Inc.|28264
WMS|ADVANCED DRAINAGE|DBAX|Deutsche Bank Securities Inc.|311300
WMS|ADVANCED DRAINAGE|DBUL|Deutsche Bank Securities Inc.|200
WMS|ADVANCED DRAINAGE|DCHF|Dart Executions, LLC|1100
WMS|ADVANCED DRAINAGE|DEAN|MORGAN STANLEY|500
WMS|ADVANCED DRAINAGE|DEGS|RONIN PROFESSIONAL LLC|104
WMS|ADVANCED DRAINAGE|EBXL|EBX LLC|107100
WMS|ADVANCED DRAINAGE|ECUT|CONVERGEX EXECUTION SOLUTIONS|15568
WMS|ADVANCED DRAINAGE|EDJO|Edward D. Jones & Co., L.P.|1108
WMS|ADVANCED DRAINAGE|EGAM|CBOE TRADING, INC.|29582
WMS|ADVANCED DRAINAGE|EGXM|CBOE TRADING, INC.|925
WMS|ADVANCED DRAINAGE|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|18
WMS|ADVANCED DRAINAGE|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
WMS|ADVANCED DRAINAGE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3217
WMS|ADVANCED DRAINAGE|ETRS|E*Trade Securities LLC|28982
WMS|ADVANCED DRAINAGE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
WMS|ADVANCED DRAINAGE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|19922
WMS|ADVANCED DRAINAGE|FTBR|Foliofn Investments, Inc.|183
WMS|ADVANCED DRAINAGE|GLPX|ACS EXECUTION SERVICES, LLC|4818
WMS|ADVANCED DRAINAGE|GSCO|GOLDMAN SACHS & CO. LLC|179439
WMS|ADVANCED DRAINAGE|GSCS|GOLDMAN SACHS & CO. LLC|2616
WMS|ADVANCED DRAINAGE|GSLT|GOLDMAN SACHS & CO. LLC|1153
WMS|ADVANCED DRAINAGE|GTSZ|GTS SECURITIES LLC|50399
WMS|ADVANCED DRAINAGE|HPPX|POTAMUS TRADING, LLC|957
WMS|ADVANCED DRAINAGE|HRBF|American Enterprise Investment Services Inc.|2900
WMS|ADVANCED DRAINAGE|HSBC|HSBC Securities, Inc.|5324
WMS|ADVANCED DRAINAGE|IATS|INTERACTIVE BROKERS LLC|2998
WMS|ADVANCED DRAINAGE|IBKR|Interactive Brokers Llc|5252
WMS|ADVANCED DRAINAGE|ICBX|INSTINET, LLC|49636
WMS|ADVANCED DRAINAGE|IEQY|CITADEL SECURITIES LLC|7890
WMS|ADVANCED DRAINAGE|INCA|INSTINET, LLC|126250
WMS|ADVANCED DRAINAGE|INJX|INSTINET, LLC|4324
WMS|ADVANCED DRAINAGE|ITGI|ITG Inc.|12124
WMS|ADVANCED DRAINAGE|ITGP|ITG INC.|79600
WMS|ADVANCED DRAINAGE|JEFF|JEFFERIES LLC|135211
WMS|ADVANCED DRAINAGE|JMPT|JUMP TRADING, LLC|4576
WMS|ADVANCED DRAINAGE|JONE|JonesTrading|7490
WMS|ADVANCED DRAINAGE|JPBX|J.P. MORGAN SECURITIES LLC|30716
WMS|ADVANCED DRAINAGE|JPMX|J.P. Morgan Securities LLC|320329
WMS|ADVANCED DRAINAGE|JSJX|JANE STREET CAPITAL LLC|13586
WMS|ADVANCED DRAINAGE|KCGM|VIRTU Americas LLC|23746
WMS|ADVANCED DRAINAGE|LEHM|Barclays Capital Inc./Le|226364
WMS|ADVANCED DRAINAGE|LIME|Lime Brokerage LLC|17776
WMS|ADVANCED DRAINAGE|LOOP|Loop Capital Markets LLC|100
WMS|ADVANCED DRAINAGE|LQNA|LIQUIDNET, INC.|81800
WMS|ADVANCED DRAINAGE|LSCI|Lek Securities Corporation|1
WMS|ADVANCED DRAINAGE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
WMS|ADVANCED DRAINAGE|MBTS|ALLY INVEST SECURITIES LLC|205
WMS|ADVANCED DRAINAGE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|219457
WMS|ADVANCED DRAINAGE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1404
WMS|ADVANCED DRAINAGE|MSCO|MORGAN STANLEY & CO. LLC|238815
WMS|ADVANCED DRAINAGE|MSPL|MORGAN STANLEY & CO. LLC|250900
WMS|ADVANCED DRAINAGE|MSTX|MORGAN STANLEY & CO. LLC|84900
WMS|ADVANCED DRAINAGE|NFSC|National Financial Services LLC|31040
WMS|ADVANCED DRAINAGE|NITE|VIRTU Americas LLC|101579
WMS|ADVANCED DRAINAGE|NITP|VIRTU Americas LLC|15865
WMS|ADVANCED DRAINAGE|NQRB|Brut, LLC|100
WMS|ADVANCED DRAINAGE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
WMS|ADVANCED DRAINAGE|PDQM|CODA MARKETS, INC.|58022
WMS|ADVANCED DRAINAGE|QMSR|QUATTRO M SECURITIES INC.|27
WMS|ADVANCED DRAINAGE|SAGW|SAGETRADER, LLC|591
WMS|ADVANCED DRAINAGE|SBSH|Citigroup Global Markets Inc.|45056
WMS|ADVANCED DRAINAGE|SGMT|GOLDMAN SACHS & CO. LLC|82716
WMS|ADVANCED DRAINAGE|SPDR|SPEEDROUTE LLC|11616
WMS|ADVANCED DRAINAGE|STFL|Stifel, Nicolaus & Company, Incorporated|1277
WMS|ADVANCED DRAINAGE|SWIM|TD Ameritrade, Inc.|6552
WMS|ADVANCED DRAINAGE|SWST|Hilltop Securities Inc.|22
WMS|ADVANCED DRAINAGE|TKNG|ALLY INVEST SECURITIES LLC|145
WMS|ADVANCED DRAINAGE|TMBR|Timber Hill LLC|91
WMS|ADVANCED DRAINAGE|TRBT|Tradebot Systems, Inc.|2609
WMS|ADVANCED DRAINAGE|TRCM|TRC MARKETS LLC|13701
WMS|ADVANCED DRAINAGE|UBSA|UBS SECURITIES LLC|485262
WMS|ADVANCED DRAINAGE|UBSS|UBS Securities LLC|658021
WMS|ADVANCED DRAINAGE|VALX|VIRTU AMERICAS LLC|32885
WMS|ADVANCED DRAINAGE|VGRD|Vanguard Marketing Corporation|1945
WMS|ADVANCED DRAINAGE|WBPX|SUMMIT SECURITIES GROUP, LLC|200
WMS|ADVANCED DRAINAGE|WCHV|WELLS FARGO SECURITIES, LLC|39666
WMS|ADVANCED DRAINAGE|WEDB|WEDBUSH SECURITIES INC.|187
WMS|ADVANCED DRAINAGE|WEED|Weeden & Co.L.P.|15988
WMS|ADVANCED DRAINAGE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1400
WMS|ADVANCED DRAINAGE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1912
WMS|ADVANCED DRAINAGE|WSAG|WALL STREET ACCESS|1300
WMS|ADVANCED DRAINAGE|WSEA|WOLVERINE SECURITIES, LLC|610
WMS|ADVANCED DRAINAGE|XIST|INSTINET, LLC|63000
WMS|ADVANCED DRAINAGE|XPQR|Jump Trading|100
WMS|ADVANCED DRAINAGE|XSTM|NATIONAL FINANCIAL SERVICES LLC|7606
WMT|WALMART INC.|ABLE|NATIXIS Securities Americas LLC|220543
WMT|WALMART INC.|ACLN|ALEXANDER CAPITAL, L.P.|2000
WMT|WALMART INC.|ACLP|ALEXANDER CAPITAL, L.P.|4380
WMT|WALMART INC.|AGCP|AEGIS CAPITAL CORP.|1778
WMT|WALMART INC.|AGIS|Aegis Capital Corp.|5011
WMT|WALMART INC.|ALTX|Alternet Securities Inc.|99480
WMT|WALMART INC.|ANOS|ABEL/NOSER, L.L.C.|21200
WMT|WALMART INC.|APCC|Apex Clearing Corporation|35302
WMT|WALMART INC.|AQUA|AQUA SECURITIES L.P.|4300
WMT|WALMART INC.|BANK|Primevest Financial Services, Inc.|6873
WMT|WALMART INC.|BARD|Robert W. Baird & Co. Incorporated|80338
WMT|WALMART INC.|BATM|CBOE TRADING, INC.|48051
WMT|WALMART INC.|BAYC|BAY CREST PARTNERS, LLC|28894
WMT|WALMART INC.|BAYT|BTIG, LLC|28080
WMT|WALMART INC.|BBNT|BB&T SECURITIES, LLC|38820
WMT|WALMART INC.|BERN|Sanford C. Bernstein & Co., LLC|348711
WMT|WALMART INC.|BIDS|BIDS TRADING L.P.|900
WMT|WALMART INC.|BIMI|Banca IMI Securities Corp.|5548
WMT|WALMART INC.|BKCM|BNY Mellon Capital Markets LLC|7133
WMT|WALMART INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|131936
WMT|WALMART INC.|BLKX|INSTINET, LLC|134900
WMT|WALMART INC.|BMOC|BMO Capital Markets Corp.|817209
WMT|WALMART INC.|BNPX|BNP PARIBAS SECURITIES CORP.|997228
WMT|WALMART INC.|BRGE|Newbridge Securities Corp.|565
WMT|WALMART INC.|BTIG|BTIG, LLC|99454
WMT|WALMART INC.|BYXM|CBOE TRADING, INC.|14964
WMT|WALMART INC.|BZYD|GOLDMAN SACHS & CO. LLC|800
WMT|WALMART INC.|CANT|Cantor Fitzgerald & Co.|8510
WMT|WALMART INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|43574
WMT|WALMART INC.|CBRA|Cobra Trading, Inc.|1723
WMT|WALMART INC.|CHAS|Charles Schwab & Co., Inc.|36697
WMT|WALMART INC.|CIBP|CIBC World Markets Corp.|208523
WMT|WALMART INC.|CICF|Canaccord Genuity Corp.|1686
WMT|WALMART INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
WMT|WALMART INC.|CIST|Capital Institutional Services, Inc.|44752
WMT|WALMART INC.|CLSA|CLSA AMERICAS, LLC|900
WMT|WALMART INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2782397
WMT|WALMART INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39683
WMT|WALMART INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|73303
WMT|WALMART INC.|CRFN|ROBINHOOD FINANCIAL, LLC|10
WMT|WALMART INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2040745
WMT|WALMART INC.|CTDL|Citadel Derivatives Group Llc|85256
WMT|WALMART INC.|CTLR|CUTLER GROUP, LP|100
WMT|WALMART INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|235452
WMT|WALMART INC.|DADA|D.A. Davidson & Co.|8786
WMT|WALMART INC.|DBAB|Deutsche Bank Securities Inc.|1666274
WMT|WALMART INC.|DBAX|Deutsche Bank Securities Inc.|1453600
WMT|WALMART INC.|DCHF|Dart Executions, LLC|9892
WMT|WALMART INC.|DEAN|MORGAN STANLEY|109962
WMT|WALMART INC.|DEGS|RONIN PROFESSIONAL LLC|900
WMT|WALMART INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18167
WMT|WALMART INC.|DRWK|DRW SECURITIES, L.L.C.|44743
WMT|WALMART INC.|EBXL|EBX LLC|1275500
WMT|WALMART INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|40934
WMT|WALMART INC.|EDJC|Edward Jones / CDS|2905
WMT|WALMART INC.|EDJO|Edward D. Jones & Co., L.P.|128740
WMT|WALMART INC.|EGAM|CBOE TRADING, INC.|101753
WMT|WALMART INC.|EGAW|CBOE TRADING, INC.|1003
WMT|WALMART INC.|EGMT|EG MARKET TECHNOLOGIES LLC|372
WMT|WALMART INC.|EGXM|CBOE TRADING, INC.|90199
WMT|WALMART INC.|EGXW|CBOE TRADING, INC.|3045
WMT|WALMART INC.|ETBE|Electronic Transaction Clearing, Inc.|88927
WMT|WALMART INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|147
WMT|WALMART INC.|ETCB|ETC BROKERAGE SERVICES, LLC|911
WMT|WALMART INC.|ETCC|Electronic Transaction Clearing, Inc.|176
WMT|WALMART INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10
WMT|WALMART INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|22425
WMT|WALMART INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|19010
WMT|WALMART INC.|ETRS|E*Trade Securities LLC|2324523
WMT|WALMART INC.|EVRS|E1 ASSET MANAGEMENT, INC.|970
WMT|WALMART INC.|FBRC|B. RILEY FBR, INC.|39910
WMT|WALMART INC.|FBSB|U.S. Bancorp Investments, Inc.|3973
WMT|WALMART INC.|FFSI|Firstrade Securities Inc.|50
WMT|WALMART INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|817
WMT|WALMART INC.|FILL|Tradestation Securities, Inc.|153907
WMT|WALMART INC.|FINX|FINTECH SECURITIES|6735
WMT|WALMART INC.|FMAF|NBCN Inc./ CDS|27205
WMT|WALMART INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10346
WMT|WALMART INC.|FQLS|Quantlab Securities LP|2900384
WMT|WALMART INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|287371
WMT|WALMART INC.|FTBR|Foliofn Investments, Inc.|14129
WMT|WALMART INC.|GBMT|GBM International, Inc.|13788
WMT|WALMART INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|379878
WMT|WALMART INC.|GLIS|TD Securities Inc|70036
WMT|WALMART INC.|GLPX|ACS EXECUTION SERVICES, LLC|397938
WMT|WALMART INC.|GSCO|GOLDMAN SACHS & CO. LLC|7087111
WMT|WALMART INC.|GSCS|GOLDMAN SACHS & CO. LLC|94635
WMT|WALMART INC.|GSLT|GOLDMAN SACHS & CO. LLC|75641
WMT|WALMART INC.|GTSZ|GTS SECURITIES LLC|967552
WMT|WALMART INC.|HAPX|HAP Trading, LLC|633
WMT|WALMART INC.|HASF|Haywood Securities Inc./CDS|810
WMT|WALMART INC.|HCTA|Hardcastle Trading USA LLC|243014
WMT|WALMART INC.|HRBF|American Enterprise Investment Services Inc.|125169
WMT|WALMART INC.|HSBC|HSBC Securities, Inc.|26237
WMT|WALMART INC.|IATS|INTERACTIVE BROKERS LLC|137256
WMT|WALMART INC.|IBKR|Interactive Brokers Llc|270457
WMT|WALMART INC.|IBSJ|Integrity Brokerage Services, Inc.|100
WMT|WALMART INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8611
WMT|WALMART INC.|ICBX|INSTINET, LLC|331356
WMT|WALMART INC.|IEQY|CITADEL SECURITIES LLC|1146059
WMT|WALMART INC.|INCA|INSTINET, LLC|1453454
WMT|WALMART INC.|INJX|INSTINET, LLC|23347
WMT|WALMART INC.|INTL|INTL FCSTONE FINANCIAL INC.|50
WMT|WALMART INC.|ITGI|ITG Inc.|305751
WMT|WALMART INC.|ITGP|ITG INC.|766800
WMT|WALMART INC.|JANY|Janney Montgomery Scott Inc.|60893
WMT|WALMART INC.|JEFF|JEFFERIES LLC|578626
WMT|WALMART INC.|JMPT|JUMP TRADING, LLC|422737
WMT|WALMART INC.|JONE|JonesTrading|2416
WMT|WALMART INC.|JPBX|J.P. MORGAN SECURITIES LLC|1166285
WMT|WALMART INC.|JPMX|J.P. Morgan Securities LLC|2265368
WMT|WALMART INC.|JSCL|JOSEPH STONE CAPITAL L.L.C.|172
WMT|WALMART INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|46312
WMT|WALMART INC.|JSJX|JANE STREET CAPITAL LLC|64808
WMT|WALMART INC.|JUTA|JUMP TRADING, LLC|200
WMT|WALMART INC.|KCGM|VIRTU Americas LLC|272045
WMT|WALMART INC.|KCRD|PHX FINANCIAL, INC.|400
WMT|WALMART INC.|LEHM|Barclays Capital Inc./Le|4727991
WMT|WALMART INC.|LGNT|COR CLEARING LLC|73
WMT|WALMART INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|740
WMT|WALMART INC.|LIME|Lime Brokerage LLC|87173
WMT|WALMART INC.|LIWD|LIME BROKERAGE LLC|3336
WMT|WALMART INC.|LIWK|LIME BROKERAGE LLC|27
WMT|WALMART INC.|LOOP|Loop Capital Markets LLC|6665
WMT|WALMART INC.|LQNA|LIQUIDNET, INC.|22000
WMT|WALMART INC.|LSCI|Lek Securities Corporation|20030
WMT|WALMART INC.|LVMR|LIVERMORE TRADING GROUP, INC.|3463
WMT|WALMART INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
WMT|WALMART INC.|MACC|Mid Atlantic Capital Corporation|19925
WMT|WALMART INC.|MACQ|Macquarie Capital (USA) Inc.|14649
WMT|WALMART INC.|MAVB|Great Point Capital LLC|200
WMT|WALMART INC.|MAXM|Maxim Group LLC|36428
WMT|WALMART INC.|MBTS|ALLY INVEST SECURITIES LLC|3020
WMT|WALMART INC.|MCBT|Moors & Cabot, Inc.|920
WMT|WALMART INC.|MCMF|Raymond James Ltd. Cds|8892
WMT|WALMART INC.|MIRA|MIRAE ASSET SECURITIES (USA) INC.|200
WMT|WALMART INC.|MKMP|MKM Partners LLC|19560
WMT|WALMART INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1758816
WMT|WALMART INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|9171
WMT|WALMART INC.|MOTF|MOTIF INVESTING, INC.|204
WMT|WALMART INC.|MPSG|E D & F Man Capital Markets Inc.|9195
WMT|WALMART INC.|MSCO|MORGAN STANLEY & CO. LLC|9450970
WMT|WALMART INC.|MSPL|MORGAN STANLEY & CO. LLC|1307300
WMT|WALMART INC.|MSTX|MORGAN STANLEY & CO. LLC|1636300
WMT|WALMART INC.|MULL|MARK J. MULLER EQUITIES, INC.|2750
WMT|WALMART INC.|MZHO|Mizuho Securities USA LLC|25000
WMT|WALMART INC.|NATL|National Securities Corporation|4727
WMT|WALMART INC.|NBCS|NBC Securities, INC.|130
WMT|WALMART INC.|NEUB|NEUBERGER BERMAN BD LLC|2156
WMT|WALMART INC.|NFSC|National Financial Services LLC|3366711
WMT|WALMART INC.|NITE|VIRTU Americas LLC|6723136
WMT|WALMART INC.|NITP|VIRTU Americas LLC|3400
WMT|WALMART INC.|NMRA|Nomura Securities International, Inc.|1000
WMT|WALMART INC.|NQRB|Brut, LLC|148287
WMT|WALMART INC.|NTBF|BMO Nesbitt Burns Inc./CDS|12239
WMT|WALMART INC.|NTRC|Northern Trust Securities, Inc.|171937
WMT|WALMART INC.|OHOS|TWO SIGMA SECURITIES, LLC|480689
WMT|WALMART INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|12
WMT|WALMART INC.|OPCO|Oppenheimer & Co. Inc.|57204
WMT|WALMART INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|175
WMT|WALMART INC.|PCFF|Pacific International Securities Inc./CDS|444
WMT|WALMART INC.|PCPT|PHILLIP CAPITAL INC.|746
WMT|WALMART INC.|PDQM|CODA MARKETS, INC.|615437
WMT|WALMART INC.|PHLY|NASDAQ Execution Services, LLC|166582
WMT|WALMART INC.|PICT|Pictet Overseas Inc.|80
WMT|WALMART INC.|PINT|PRECISION SECURITIES, LLC|100
WMT|WALMART INC.|PIPR|Piper Jaffray & Co.|881
WMT|WALMART INC.|PNSR|Penserra Securities, LLC|391608
WMT|WALMART INC.|PWJC|UBS Financial Services, Inc.|51858
WMT|WALMART INC.|QMSR|QUATTRO M SECURITIES INC.|2533
WMT|WALMART INC.|RBCM|RBC CAPITAL MARKETS, LLC|105537
WMT|WALMART INC.|RGLD|Regal Securities, Inc|1150
WMT|WALMART INC.|RILY|B. RILEY FBR, INC.|18280
WMT|WALMART INC.|ROTH|Roth Capital Partners, LLC|2800
WMT|WALMART INC.|SAGL|SAGETRADER, LLC|99937
WMT|WALMART INC.|SALI|INTL FCSTONE FINANCIAL INC.|7630
WMT|WALMART INC.|SBRX|MURIEL SIEBERT & CO INC|104
WMT|WALMART INC.|SBSH|Citigroup Global Markets Inc.|1481730
WMT|WALMART INC.|SCMC|Scotia Capital Markets (USA) Inc.|120000
WMT|WALMART INC.|SEIC|SEI Investments Distribution Co.|11855
WMT|WALMART INC.|SGMT|GOLDMAN SACHS & CO. LLC|895279
WMT|WALMART INC.|SJLS|TRADE INFORMATICS LLC|2900
WMT|WALMART INC.|SOGO|Wang Investment Associates, Inc.|1016
WMT|WALMART INC.|SPDR|SPEEDROUTE LLC|133240
WMT|WALMART INC.|SPHN|Stephens Inc.|14538
WMT|WALMART INC.|SPTD|MINT GLOBAL MARKETS, INC.|1000
WMT|WALMART INC.|STFL|Stifel, Nicolaus & Company, Incorporated|52673
WMT|WALMART INC.|STKP|STOCKPILE INVESTMENTS, INC.|3088
WMT|WALMART INC.|STXG|Stockcross Financial Services, Inc.|250
WMT|WALMART INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2786
WMT|WALMART INC.|SWIM|TD Ameritrade, Inc.|1189125
WMT|WALMART INC.|SWST|Hilltop Securities Inc.|16569
WMT|WALMART INC.|TAGC|TELSEY ADVISORY GROUP LLC|16352
WMT|WALMART INC.|TITL|TITLEIST ASSET MANAGEMENT, LTD.|57
WMT|WALMART INC.|TKNG|ALLY INVEST SECURITIES LLC|63998
WMT|WALMART INC.|TMBR|Timber Hill LLC|13719
WMT|WALMART INC.|TRBT|Tradebot Systems, Inc.|646534
WMT|WALMART INC.|TRCM|TRC MARKETS LLC|865969
WMT|WALMART INC.|TWTT|TASTYWORKS, INC.|4501
WMT|WALMART INC.|UBSA|UBS SECURITIES LLC|3537503
WMT|WALMART INC.|UBSS|UBS Securities LLC|3872955
WMT|WALMART INC.|VALX|VIRTU AMERICAS LLC|48105
WMT|WALMART INC.|VERT|The Vertical Trading Group, LLC|1
WMT|WALMART INC.|VGRD|Vanguard Marketing Corporation|256370
WMT|WALMART INC.|VNDS|VANDHAM SECURITIES CORP|1005
WMT|WALMART INC.|VSIN|Vision Financial Markets Llc|1119
WMT|WALMART INC.|WABR|Wall Street Access|47437
WMT|WALMART INC.|WBLR|WILLIAM BLAIR|11677
WMT|WALMART INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|7818
WMT|WALMART INC.|WCHV|WELLS FARGO SECURITIES, LLC|1094064
WMT|WALMART INC.|WDNX|WEEDEN & CO.L.P.|26580
WMT|WALMART INC.|WEDB|WEDBUSH SECURITIES INC.|68455
WMT|WALMART INC.|WEED|Weeden & Co.L.P.|11971
WMT|WALMART INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|876697
WMT|WALMART INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|60340
WMT|WALMART INC.|WGIF|CIBC World Markets Inc.|72043
WMT|WALMART INC.|WHOT|JUST2TRADE, INC.|3000
WMT|WALMART INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10025
WMT|WALMART INC.|WORD|Worden Capital Management LLC|1035
WMT|WALMART INC.|WSAG|WALL STREET ACCESS|767
WMT|WALMART INC.|WSEA|WOLVERINE SECURITIES, LLC|150985
WMT|WALMART INC.|WTFS|JUST2TRADE, INC.|146
WMT|WALMART INC.|XIST|INSTINET, LLC|111004
WMT|WALMART INC.|XPQR|Jump Trading|1400
WMT|WALMART INC.|XPUS|XP SECURITIES, LLC|62983
WMT|WALMART INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|972290
WMT|WALMART INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|13621
WMT|WALMART INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|111128
WMW|DEUTSHE BANK AG ELEM|CANT|Cantor Fitzgerald & Co.|188
WMW|DEUTSHE BANK AG ELEM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|154
WMW|DEUTSHE BANK AG ELEM|FTBR|Foliofn Investments, Inc.|11
WMW|DEUTSHE BANK AG ELEM|IBKR|Interactive Brokers Llc|100
WMW|DEUTSHE BANK AG ELEM|ITGI|ITG Inc.|400
WMW|DEUTSHE BANK AG ELEM|JPMX|J.P. Morgan Securities LLC|4
WMW|DEUTSHE BANK AG ELEM|JSJX|JANE STREET CAPITAL LLC|909
WMW|DEUTSHE BANK AG ELEM|KCGM|VIRTU Americas LLC|485
WMW|DEUTSHE BANK AG ELEM|MSCO|MORGAN STANLEY & CO. LLC|403
WMW|DEUTSHE BANK AG ELEM|NFSC|National Financial Services LLC|500
WMW|DEUTSHE BANK AG ELEM|UBSS|UBS Securities LLC|355
WNC|WABASH NATL CP|ALTX|Alternet Securities Inc.|5911
WNC|WABASH NATL CP|ANOS|ABEL/NOSER, L.L.C.|244
WNC|WABASH NATL CP|APCC|Apex Clearing Corporation|52
WNC|WABASH NATL CP|AQUA|AQUA SECURITIES L.P.|3400
WNC|WABASH NATL CP|BALE|M&T SECURITIES, INC.|644
WNC|WABASH NATL CP|BANK|Primevest Financial Services, Inc.|500
WNC|WABASH NATL CP|BARD|Robert W. Baird & Co. Incorporated|963
WNC|WABASH NATL CP|BATM|CBOE TRADING, INC.|4165
WNC|WABASH NATL CP|BAYC|BAY CREST PARTNERS, LLC|30
WNC|WABASH NATL CP|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3300
WNC|WABASH NATL CP|BERN|Sanford C. Bernstein & Co., LLC|5553
WNC|WABASH NATL CP|BIDS|BIDS TRADING L.P.|100
WNC|WABASH NATL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1364
WNC|WABASH NATL CP|BLKX|INSTINET, LLC|36515
WNC|WABASH NATL CP|BNPX|BNP PARIBAS SECURITIES CORP.|11548
WNC|WABASH NATL CP|BRVL|BLAYLOCK VAN, LLC|100
WNC|WABASH NATL CP|BTIG|BTIG, LLC|925
WNC|WABASH NATL CP|BYXM|CBOE TRADING, INC.|700
WNC|WABASH NATL CP|BZYD|GOLDMAN SACHS & CO. LLC|701
WNC|WABASH NATL CP|CANT|Cantor Fitzgerald & Co.|15759
WNC|WABASH NATL CP|CHAS|Charles Schwab & Co., Inc.|118
WNC|WABASH NATL CP|CHLM|Craig-Hallum Capital Group LLC|191
WNC|WABASH NATL CP|CIST|Capital Institutional Services, Inc.|3723
WNC|WABASH NATL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109136
WNC|WABASH NATL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1426
WNC|WABASH NATL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
WNC|WABASH NATL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|174080
WNC|WABASH NATL CP|CTDL|Citadel Derivatives Group Llc|49258
WNC|WABASH NATL CP|CTLR|CUTLER GROUP, LP|837
WNC|WABASH NATL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|62084
WNC|WABASH NATL CP|DADA|D.A. Davidson & Co.|7
WNC|WABASH NATL CP|DBAB|Deutsche Bank Securities Inc.|70250
WNC|WABASH NATL CP|DBAX|Deutsche Bank Securities Inc.|151400
WNC|WABASH NATL CP|DEAN|MORGAN STANLEY|6109
WNC|WABASH NATL CP|DEGS|RONIN PROFESSIONAL LLC|2866
WNC|WABASH NATL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|500
WNC|WABASH NATL CP|EBXL|EBX LLC|81300
WNC|WABASH NATL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2127
WNC|WABASH NATL CP|EDJO|Edward D. Jones & Co., L.P.|505
WNC|WABASH NATL CP|EGAM|CBOE TRADING, INC.|10391
WNC|WABASH NATL CP|EGMT|EG MARKET TECHNOLOGIES LLC|142
WNC|WABASH NATL CP|EGXM|CBOE TRADING, INC.|4060
WNC|WABASH NATL CP|ETBE|Electronic Transaction Clearing, Inc.|3408
WNC|WABASH NATL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|200
WNC|WABASH NATL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3620
WNC|WABASH NATL CP|ETRS|E*Trade Securities LLC|37522
WNC|WABASH NATL CP|FILL|Tradestation Securities, Inc.|184
WNC|WABASH NATL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4577
WNC|WABASH NATL CP|FQLS|Quantlab Securities LP|72311
WNC|WABASH NATL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|72123
WNC|WABASH NATL CP|FTBR|Foliofn Investments, Inc.|2948
WNC|WABASH NATL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1293
WNC|WABASH NATL CP|GLIS|TD Securities Inc|2300
WNC|WABASH NATL CP|GLPX|ACS EXECUTION SERVICES, LLC|3607
WNC|WABASH NATL CP|GSCO|GOLDMAN SACHS & CO. LLC|303921
WNC|WABASH NATL CP|GSCS|GOLDMAN SACHS & CO. LLC|2263
WNC|WABASH NATL CP|GSLT|GOLDMAN SACHS & CO. LLC|5115
WNC|WABASH NATL CP|GTSZ|GTS SECURITIES LLC|20340
WNC|WABASH NATL CP|HPPX|POTAMUS TRADING, LLC|233
WNC|WABASH NATL CP|HRBF|American Enterprise Investment Services Inc.|1796
WNC|WABASH NATL CP|IATS|INTERACTIVE BROKERS LLC|1363
WNC|WABASH NATL CP|IBKR|Interactive Brokers Llc|4589
WNC|WABASH NATL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|965
WNC|WABASH NATL CP|ICBX|INSTINET, LLC|43625
WNC|WABASH NATL CP|IEQY|CITADEL SECURITIES LLC|22506
WNC|WABASH NATL CP|INCA|INSTINET, LLC|143282
WNC|WABASH NATL CP|INJX|INSTINET, LLC|1684
WNC|WABASH NATL CP|ITGI|ITG Inc.|35785
WNC|WABASH NATL CP|ITGP|ITG INC.|43400
WNC|WABASH NATL CP|JANY|Janney Montgomery Scott Inc.|434
WNC|WABASH NATL CP|JEFF|JEFFERIES LLC|21746
WNC|WABASH NATL CP|JMPT|JUMP TRADING, LLC|14249
WNC|WABASH NATL CP|JONE|JonesTrading|1800
WNC|WABASH NATL CP|JPBX|J.P. MORGAN SECURITIES LLC|9137
WNC|WABASH NATL CP|JPMX|J.P. Morgan Securities LLC|156528
WNC|WABASH NATL CP|JSJX|JANE STREET CAPITAL LLC|22877
WNC|WABASH NATL CP|KCGM|VIRTU Americas LLC|71521
WNC|WABASH NATL CP|LEHM|Barclays Capital Inc./Le|270984
WNC|WABASH NATL CP|LIME|Lime Brokerage LLC|8533
WNC|WABASH NATL CP|LOOP|Loop Capital Markets LLC|4408
WNC|WABASH NATL CP|LQNA|LIQUIDNET, INC.|52300
WNC|WABASH NATL CP|MAVB|Great Point Capital LLC|400
WNC|WABASH NATL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83900
WNC|WABASH NATL CP|MSCO|MORGAN STANLEY & CO. LLC|466193
WNC|WABASH NATL CP|MSPL|MORGAN STANLEY & CO. LLC|145600
WNC|WABASH NATL CP|MSTX|MORGAN STANLEY & CO. LLC|52300
WNC|WABASH NATL CP|NFSC|National Financial Services LLC|71152
WNC|WABASH NATL CP|NITE|VIRTU Americas LLC|148589
WNC|WABASH NATL CP|NQRB|Brut, LLC|14325
WNC|WABASH NATL CP|NTRC|Northern Trust Securities, Inc.|2048
WNC|WABASH NATL CP|OPCO|Oppenheimer & Co. Inc.|7161
WNC|WABASH NATL CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|697
WNC|WABASH NATL CP|PCFF|Pacific International Securities Inc./CDS|19
WNC|WABASH NATL CP|PDQM|CODA MARKETS, INC.|16739
WNC|WABASH NATL CP|PHLY|NASDAQ Execution Services, LLC|5000
WNC|WABASH NATL CP|QMSR|QUATTRO M SECURITIES INC.|406
WNC|WABASH NATL CP|RBCM|RBC CAPITAL MARKETS, LLC|4177
WNC|WABASH NATL CP|SAGL|SAGETRADER, LLC|4383
WNC|WABASH NATL CP|SAGW|SAGETRADER, LLC|300
WNC|WABASH NATL CP|SBSH|Citigroup Global Markets Inc.|57226
WNC|WABASH NATL CP|SEIC|SEI Investments Distribution Co.|200
WNC|WABASH NATL CP|SGMT|GOLDMAN SACHS & CO. LLC|53513
WNC|WABASH NATL CP|SPDR|SPEEDROUTE LLC|3215
WNC|WABASH NATL CP|SPHN|Stephens Inc.|3800
WNC|WABASH NATL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
WNC|WABASH NATL CP|STFL|Stifel, Nicolaus & Company, Incorporated|8566
WNC|WABASH NATL CP|STRS|STRATEGAS RESEARCH PARTNERS|1831
WNC|WABASH NATL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4656
WNC|WABASH NATL CP|SWIM|TD Ameritrade, Inc.|20748
WNC|WABASH NATL CP|TKNG|ALLY INVEST SECURITIES LLC|25
WNC|WABASH NATL CP|TRBT|Tradebot Systems, Inc.|75162
WNC|WABASH NATL CP|TRCM|TRC MARKETS LLC|23908
WNC|WABASH NATL CP|UBSA|UBS SECURITIES LLC|259473
WNC|WABASH NATL CP|UBSS|UBS Securities LLC|242776
WNC|WABASH NATL CP|VALX|VIRTU AMERICAS LLC|4898
WNC|WABASH NATL CP|VGRD|Vanguard Marketing Corporation|3397
WNC|WABASH NATL CP|WCHV|WELLS FARGO SECURITIES, LLC|71710
WNC|WABASH NATL CP|WEDB|WEDBUSH SECURITIES INC.|984
WNC|WABASH NATL CP|WEED|Weeden & Co.L.P.|22536
WNC|WABASH NATL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|442
WNC|WABASH NATL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11420
WNC|WABASH NATL CP|WFPB|Wells Fargo Securities, LLC.|300
WNC|WABASH NATL CP|WSEA|WOLVERINE SECURITIES, LLC|1134
WNC|WABASH NATL CP|XIST|INSTINET, LLC|48200
WNC|WABASH NATL CP|XPQR|Jump Trading|439
WNC|WABASH NATL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
WNC|WABASH NATL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|301
WNC|WABASH NATL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|950
WNEB|WESTERN NEW ENGLAND|BERN|Sanford C. Bernstein & Co., LLC|1600
WNEB|WESTERN NEW ENGLAND|BLKX|INSTINET, LLC|10000
WNEB|WESTERN NEW ENGLAND|BMOC|BMO Capital Markets Corp.|4377
WNEB|WESTERN NEW ENGLAND|BNKS|Fig Partners, LLC|34974
WNEB|WESTERN NEW ENGLAND|BNPX|BNP PARIBAS SECURITIES CORP.|2712
WNEB|WESTERN NEW ENGLAND|BZYD|GOLDMAN SACHS & CO. LLC|300
WNEB|WESTERN NEW ENGLAND|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91
WNEB|WESTERN NEW ENGLAND|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11491
WNEB|WESTERN NEW ENGLAND|CTDL|Citadel Derivatives Group Llc|670
WNEB|WESTERN NEW ENGLAND|CXCX|CITIGROUP GLOBAL MARKETS INC.|2264
WNEB|WESTERN NEW ENGLAND|DBAB|Deutsche Bank Securities Inc.|53493
WNEB|WESTERN NEW ENGLAND|DBAX|Deutsche Bank Securities Inc.|7900
WNEB|WESTERN NEW ENGLAND|DEAN|MORGAN STANLEY|3150
WNEB|WESTERN NEW ENGLAND|DEGS|RONIN PROFESSIONAL LLC|3570
WNEB|WESTERN NEW ENGLAND|EBXL|EBX LLC|6200
WNEB|WESTERN NEW ENGLAND|ETRS|E*Trade Securities LLC|500
WNEB|WESTERN NEW ENGLAND|FBCO|Credit Suisse Securities (USA) LLC|20989
WNEB|WESTERN NEW ENGLAND|FOMA|TD AMERITRADE CLEARING, INC.|8905
WNEB|WESTERN NEW ENGLAND|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|777
WNEB|WESTERN NEW ENGLAND|FTBR|Foliofn Investments, Inc.|5
WNEB|WESTERN NEW ENGLAND|GEBB|GLOBAL EXECUTION BROKERS, LP|46964
WNEB|WESTERN NEW ENGLAND|GSCO|GOLDMAN SACHS & CO. LLC|118581
WNEB|WESTERN NEW ENGLAND|GSCS|GOLDMAN SACHS & CO. LLC|224
WNEB|WESTERN NEW ENGLAND|GSLT|GOLDMAN SACHS & CO. LLC|100
WNEB|WESTERN NEW ENGLAND|IBKR|Interactive Brokers Llc|4170
WNEB|WESTERN NEW ENGLAND|ICBX|INSTINET, LLC|11132
WNEB|WESTERN NEW ENGLAND|INCA|INSTINET, LLC|32557
WNEB|WESTERN NEW ENGLAND|INJX|INSTINET, LLC|1585
WNEB|WESTERN NEW ENGLAND|ITGI|ITG Inc.|19499
WNEB|WESTERN NEW ENGLAND|ITGP|ITG INC.|46000
WNEB|WESTERN NEW ENGLAND|JEFF|JEFFERIES LLC|6764
WNEB|WESTERN NEW ENGLAND|JONE|JonesTrading|363
WNEB|WESTERN NEW ENGLAND|JPBX|J.P. MORGAN SECURITIES LLC|200
WNEB|WESTERN NEW ENGLAND|JPMX|J.P. Morgan Securities LLC|6651
WNEB|WESTERN NEW ENGLAND|KCGM|VIRTU Americas LLC|7593
WNEB|WESTERN NEW ENGLAND|LEHM|Barclays Capital Inc./Le|35796
WNEB|WESTERN NEW ENGLAND|LIME|Lime Brokerage LLC|58843
WNEB|WESTERN NEW ENGLAND|MAXM|Maxim Group LLC|1517
WNEB|WESTERN NEW ENGLAND|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5700
WNEB|WESTERN NEW ENGLAND|MSCO|MORGAN STANLEY & CO. LLC|92721
WNEB|WESTERN NEW ENGLAND|MSPL|MORGAN STANLEY & CO. LLC|6200
WNEB|WESTERN NEW ENGLAND|MSTX|MORGAN STANLEY & CO. LLC|400
WNEB|WESTERN NEW ENGLAND|NFSC|National Financial Services LLC|5471
WNEB|WESTERN NEW ENGLAND|NITE|VIRTU Americas LLC|14396
WNEB|WESTERN NEW ENGLAND|NQRB|Brut, LLC|1700
WNEB|WESTERN NEW ENGLAND|PDQM|CODA MARKETS, INC.|22252
WNEB|WESTERN NEW ENGLAND|PWJC|UBS Financial Services, Inc.|3516
WNEB|WESTERN NEW ENGLAND|SBSH|Citigroup Global Markets Inc.|31784
WNEB|WESTERN NEW ENGLAND|SGMT|GOLDMAN SACHS & CO. LLC|5200
WNEB|WESTERN NEW ENGLAND|SPDR|SPEEDROUTE LLC|100
WNEB|WESTERN NEW ENGLAND|STFL|Stifel, Nicolaus & Company, Incorporated|100
WNEB|WESTERN NEW ENGLAND|TRBT|Tradebot Systems, Inc.|417
WNEB|WESTERN NEW ENGLAND|TRCM|TRC MARKETS LLC|10856
WNEB|WESTERN NEW ENGLAND|UBSA|UBS SECURITIES LLC|39254
WNEB|WESTERN NEW ENGLAND|UBSS|UBS Securities LLC|100607
WNEB|WESTERN NEW ENGLAND|VALX|VIRTU AMERICAS LLC|3211
WNEB|WESTERN NEW ENGLAND|WCHV|WELLS FARGO SECURITIES, LLC|3583
WNEB|WESTERN NEW ENGLAND|XIST|INSTINET, LLC|1200
WNEB|WESTERN NEW ENGLAND|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4272
WNS|WNS (HOLDINGS) LIMIT|ALTX|Alternet Securities Inc.|9500
WNS|WNS (HOLDINGS) LIMIT|ANOS|ABEL/NOSER, L.L.C.|1067
WNS|WNS (HOLDINGS) LIMIT|APCC|Apex Clearing Corporation|60
WNS|WNS (HOLDINGS) LIMIT|BARD|Robert W. Baird & Co. Incorporated|1306
WNS|WNS (HOLDINGS) LIMIT|BATM|CBOE TRADING, INC.|1499
WNS|WNS (HOLDINGS) LIMIT|BBNT|BB&T SECURITIES, LLC|61
WNS|WNS (HOLDINGS) LIMIT|BERN|Sanford C. Bernstein & Co., LLC|11088
WNS|WNS (HOLDINGS) LIMIT|BIDS|BIDS TRADING L.P.|12100
WNS|WNS (HOLDINGS) LIMIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1464
WNS|WNS (HOLDINGS) LIMIT|BLKX|INSTINET, LLC|96564
WNS|WNS (HOLDINGS) LIMIT|BTIG|BTIG, LLC|15180
WNS|WNS (HOLDINGS) LIMIT|BYXM|CBOE TRADING, INC.|400
WNS|WNS (HOLDINGS) LIMIT|BZYD|GOLDMAN SACHS & CO. LLC|3489
WNS|WNS (HOLDINGS) LIMIT|CHAS|Charles Schwab & Co., Inc.|76
WNS|WNS (HOLDINGS) LIMIT|CIST|Capital Institutional Services, Inc.|130
WNS|WNS (HOLDINGS) LIMIT|CLSA|CLSA AMERICAS, LLC|400
WNS|WNS (HOLDINGS) LIMIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|74641
WNS|WNS (HOLDINGS) LIMIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4853
WNS|WNS (HOLDINGS) LIMIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|160
WNS|WNS (HOLDINGS) LIMIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128639
WNS|WNS (HOLDINGS) LIMIT|CTDL|Citadel Derivatives Group Llc|185
WNS|WNS (HOLDINGS) LIMIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|16860
WNS|WNS (HOLDINGS) LIMIT|DBAB|Deutsche Bank Securities Inc.|64056
WNS|WNS (HOLDINGS) LIMIT|DBAX|Deutsche Bank Securities Inc.|92000
WNS|WNS (HOLDINGS) LIMIT|DBUL|Deutsche Bank Securities Inc.|400
WNS|WNS (HOLDINGS) LIMIT|DEAN|MORGAN STANLEY|25404
WNS|WNS (HOLDINGS) LIMIT|DEGS|RONIN PROFESSIONAL LLC|168
WNS|WNS (HOLDINGS) LIMIT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7030
WNS|WNS (HOLDINGS) LIMIT|EBXL|EBX LLC|84500
WNS|WNS (HOLDINGS) LIMIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|3792
WNS|WNS (HOLDINGS) LIMIT|EDJO|Edward D. Jones & Co., L.P.|3
WNS|WNS (HOLDINGS) LIMIT|EGAM|CBOE TRADING, INC.|6480
WNS|WNS (HOLDINGS) LIMIT|EGMT|EG MARKET TECHNOLOGIES LLC|591
WNS|WNS (HOLDINGS) LIMIT|EGXM|CBOE TRADING, INC.|1217
WNS|WNS (HOLDINGS) LIMIT|ETBE|Electronic Transaction Clearing, Inc.|3177
WNS|WNS (HOLDINGS) LIMIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5576
WNS|WNS (HOLDINGS) LIMIT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|10
WNS|WNS (HOLDINGS) LIMIT|ETRS|E*Trade Securities LLC|16933
WNS|WNS (HOLDINGS) LIMIT|FBSB|U.S. Bancorp Investments, Inc.|7
WNS|WNS (HOLDINGS) LIMIT|FILL|Tradestation Securities, Inc.|200
WNS|WNS (HOLDINGS) LIMIT|FMAF|NBCN Inc./ CDS|113
WNS|WNS (HOLDINGS) LIMIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31662
WNS|WNS (HOLDINGS) LIMIT|FTBR|Foliofn Investments, Inc.|7475
WNS|WNS (HOLDINGS) LIMIT|GBMT|GBM International, Inc.|30
WNS|WNS (HOLDINGS) LIMIT|GLIS|TD Securities Inc|500
WNS|WNS (HOLDINGS) LIMIT|GLPX|ACS EXECUTION SERVICES, LLC|23218
WNS|WNS (HOLDINGS) LIMIT|GSCO|GOLDMAN SACHS & CO. LLC|124644
WNS|WNS (HOLDINGS) LIMIT|GSLT|GOLDMAN SACHS & CO. LLC|4735
WNS|WNS (HOLDINGS) LIMIT|GTSZ|GTS SECURITIES LLC|16345
WNS|WNS (HOLDINGS) LIMIT|HRBF|American Enterprise Investment Services Inc.|2559
WNS|WNS (HOLDINGS) LIMIT|HSBC|HSBC Securities, Inc.|100
WNS|WNS (HOLDINGS) LIMIT|IATS|INTERACTIVE BROKERS LLC|3606
WNS|WNS (HOLDINGS) LIMIT|IBKR|Interactive Brokers Llc|778
WNS|WNS (HOLDINGS) LIMIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|150
WNS|WNS (HOLDINGS) LIMIT|ICBX|INSTINET, LLC|31700
WNS|WNS (HOLDINGS) LIMIT|INCA|INSTINET, LLC|57635
WNS|WNS (HOLDINGS) LIMIT|INJX|INSTINET, LLC|700
WNS|WNS (HOLDINGS) LIMIT|INTL|INTL FCSTONE FINANCIAL INC.|68
WNS|WNS (HOLDINGS) LIMIT|ITGI|ITG Inc.|46294
WNS|WNS (HOLDINGS) LIMIT|ITGP|ITG INC.|56200
WNS|WNS (HOLDINGS) LIMIT|JANY|Janney Montgomery Scott Inc.|255
WNS|WNS (HOLDINGS) LIMIT|JEFF|JEFFERIES LLC|33792
WNS|WNS (HOLDINGS) LIMIT|JMPT|JUMP TRADING, LLC|10836
WNS|WNS (HOLDINGS) LIMIT|JPBX|J.P. MORGAN SECURITIES LLC|18014
WNS|WNS (HOLDINGS) LIMIT|JPMX|J.P. Morgan Securities LLC|141810
WNS|WNS (HOLDINGS) LIMIT|JSJX|JANE STREET CAPITAL LLC|147
WNS|WNS (HOLDINGS) LIMIT|KCGM|VIRTU Americas LLC|22145
WNS|WNS (HOLDINGS) LIMIT|KEYB|KEYBANC CAPITAL MARKETS INC.|1879
WNS|WNS (HOLDINGS) LIMIT|LEHM|Barclays Capital Inc./Le|157026
WNS|WNS (HOLDINGS) LIMIT|LIME|Lime Brokerage LLC|7939
WNS|WNS (HOLDINGS) LIMIT|LIWE|LIME BROKERAGE LLC|2300
WNS|WNS (HOLDINGS) LIMIT|LOOP|Loop Capital Markets LLC|38491
WNS|WNS (HOLDINGS) LIMIT|LQNA|LIQUIDNET, INC.|82700
WNS|WNS (HOLDINGS) LIMIT|LSCI|Lek Securities Corporation|25
WNS|WNS (HOLDINGS) LIMIT|MACQ|Macquarie Capital (USA) Inc.|500
WNS|WNS (HOLDINGS) LIMIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32900
WNS|WNS (HOLDINGS) LIMIT|MNDX|TJM Investments, LLC|3150
WNS|WNS (HOLDINGS) LIMIT|MOTF|MOTIF INVESTING, INC.|15
WNS|WNS (HOLDINGS) LIMIT|MSCO|MORGAN STANLEY & CO. LLC|222792
WNS|WNS (HOLDINGS) LIMIT|MSPL|MORGAN STANLEY & CO. LLC|117900
WNS|WNS (HOLDINGS) LIMIT|MSTX|MORGAN STANLEY & CO. LLC|5800
WNS|WNS (HOLDINGS) LIMIT|NEED|Needham & Company, LLC|806
WNS|WNS (HOLDINGS) LIMIT|NFSC|National Financial Services LLC|49271
WNS|WNS (HOLDINGS) LIMIT|NITE|VIRTU Americas LLC|122313
WNS|WNS (HOLDINGS) LIMIT|NITP|VIRTU Americas LLC|100
WNS|WNS (HOLDINGS) LIMIT|NQRB|Brut, LLC|2440
WNS|WNS (HOLDINGS) LIMIT|OPCO|Oppenheimer & Co. Inc.|126
WNS|WNS (HOLDINGS) LIMIT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3267
WNS|WNS (HOLDINGS) LIMIT|PDQM|CODA MARKETS, INC.|82849
WNS|WNS (HOLDINGS) LIMIT|RBCM|RBC CAPITAL MARKETS, LLC|363
WNS|WNS (HOLDINGS) LIMIT|RHCO|Suntrust Robinson Humphrey, Inc.|7004
WNS|WNS (HOLDINGS) LIMIT|SAGL|SAGETRADER, LLC|39587
WNS|WNS (HOLDINGS) LIMIT|SALI|INTL FCSTONE FINANCIAL INC.|389
WNS|WNS (HOLDINGS) LIMIT|SBSH|Citigroup Global Markets Inc.|18796
WNS|WNS (HOLDINGS) LIMIT|SGMT|GOLDMAN SACHS & CO. LLC|77079
WNS|WNS (HOLDINGS) LIMIT|SPDR|SPEEDROUTE LLC|5700
WNS|WNS (HOLDINGS) LIMIT|SSBS|STATE STREET GLOBAL MARKETS, LLC|2690
WNS|WNS (HOLDINGS) LIMIT|STFL|Stifel, Nicolaus & Company, Incorporated|4691
WNS|WNS (HOLDINGS) LIMIT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|500
WNS|WNS (HOLDINGS) LIMIT|SWIM|TD Ameritrade, Inc.|28150
WNS|WNS (HOLDINGS) LIMIT|SWST|Hilltop Securities Inc.|401
WNS|WNS (HOLDINGS) LIMIT|TKNG|ALLY INVEST SECURITIES LLC|44
WNS|WNS (HOLDINGS) LIMIT|TRBT|Tradebot Systems, Inc.|33617
WNS|WNS (HOLDINGS) LIMIT|TRCM|TRC MARKETS LLC|14860
WNS|WNS (HOLDINGS) LIMIT|TWTT|TASTYWORKS, INC.|500
WNS|WNS (HOLDINGS) LIMIT|UBSA|UBS SECURITIES LLC|225814
WNS|WNS (HOLDINGS) LIMIT|UBSS|UBS Securities LLC|319778
WNS|WNS (HOLDINGS) LIMIT|VALX|VIRTU AMERICAS LLC|7965
WNS|WNS (HOLDINGS) LIMIT|VGRD|Vanguard Marketing Corporation|629
WNS|WNS (HOLDINGS) LIMIT|WBLR|WILLIAM BLAIR|29
WNS|WNS (HOLDINGS) LIMIT|WCHV|WELLS FARGO SECURITIES, LLC|109171
WNS|WNS (HOLDINGS) LIMIT|WEED|Weeden & Co.L.P.|410
WNS|WNS (HOLDINGS) LIMIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1504
WNS|WNS (HOLDINGS) LIMIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1642
WNS|WNS (HOLDINGS) LIMIT|WGIF|CIBC World Markets Inc.|450
WNS|WNS (HOLDINGS) LIMIT|WSAG|WALL STREET ACCESS|20
WNS|WNS (HOLDINGS) LIMIT|WSEA|WOLVERINE SECURITIES, LLC|2052
WNS|WNS (HOLDINGS) LIMIT|XIST|INSTINET, LLC|28600
WNS|WNS (HOLDINGS) LIMIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|4520
WNS|WNS (HOLDINGS) LIMIT|YKNA|COMHAR CAPITAL MARKETS, LLC|4240
WNS|WNS (HOLDINGS) LIMIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4156
WOOD|ISHRES GBL TBR FORST|APCC|Apex Clearing Corporation|209
WOOD|ISHRES GBL TBR FORST|BANK|Primevest Financial Services, Inc.|264
WOOD|ISHRES GBL TBR FORST|BARD|Robert W. Baird & Co. Incorporated|404
WOOD|ISHRES GBL TBR FORST|BBNT|BB&T SECURITIES, LLC|193
WOOD|ISHRES GBL TBR FORST|BERN|Sanford C. Bernstein & Co., LLC|33
WOOD|ISHRES GBL TBR FORST|BIMI|Banca IMI Securities Corp.|50
WOOD|ISHRES GBL TBR FORST|BKMM|BNY MELLON CAPITAL MARKETS, LLC|229
WOOD|ISHRES GBL TBR FORST|BYXM|CBOE TRADING, INC.|390
WOOD|ISHRES GBL TBR FORST|CANT|Cantor Fitzgerald & Co.|23011
WOOD|ISHRES GBL TBR FORST|CHAS|Charles Schwab & Co., Inc.|11
WOOD|ISHRES GBL TBR FORST|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6
WOOD|ISHRES GBL TBR FORST|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
WOOD|ISHRES GBL TBR FORST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6897
WOOD|ISHRES GBL TBR FORST|CSIN|Citadel Securities Institutional LLC|3342
WOOD|ISHRES GBL TBR FORST|CTDL|Citadel Derivatives Group Llc|57483
WOOD|ISHRES GBL TBR FORST|DBAX|Deutsche Bank Securities Inc.|18500
WOOD|ISHRES GBL TBR FORST|DEAN|MORGAN STANLEY|3687
WOOD|ISHRES GBL TBR FORST|DEGS|RONIN PROFESSIONAL LLC|2003
WOOD|ISHRES GBL TBR FORST|EBXL|EBX LLC|6500
WOOD|ISHRES GBL TBR FORST|ECUT|CONVERGEX EXECUTION SOLUTIONS|179
WOOD|ISHRES GBL TBR FORST|EDJO|Edward D. Jones & Co., L.P.|2883
WOOD|ISHRES GBL TBR FORST|EGAM|CBOE TRADING, INC.|700
WOOD|ISHRES GBL TBR FORST|ETBE|Electronic Transaction Clearing, Inc.|400
WOOD|ISHRES GBL TBR FORST|ETCB|ETC BROKERAGE SERVICES, LLC|180
WOOD|ISHRES GBL TBR FORST|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|674
WOOD|ISHRES GBL TBR FORST|ETRS|E*Trade Securities LLC|15240
WOOD|ISHRES GBL TBR FORST|FBCO|Credit Suisse Securities (USA) LLC|50222
WOOD|ISHRES GBL TBR FORST|FBSB|U.S. Bancorp Investments, Inc.|89
WOOD|ISHRES GBL TBR FORST|FILL|Tradestation Securities, Inc.|873
WOOD|ISHRES GBL TBR FORST|FMAF|NBCN Inc./ CDS|1799
WOOD|ISHRES GBL TBR FORST|FOMA|TD AMERITRADE CLEARING, INC.|52341
WOOD|ISHRES GBL TBR FORST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|8190
WOOD|ISHRES GBL TBR FORST|FTBR|Foliofn Investments, Inc.|2706
WOOD|ISHRES GBL TBR FORST|GEBB|GLOBAL EXECUTION BROKERS, LP|4242
WOOD|ISHRES GBL TBR FORST|GLPX|ACS EXECUTION SERVICES, LLC|507
WOOD|ISHRES GBL TBR FORST|GSCO|GOLDMAN SACHS & CO. LLC|84133
WOOD|ISHRES GBL TBR FORST|GSLT|GOLDMAN SACHS & CO. LLC|100
WOOD|ISHRES GBL TBR FORST|GTSZ|GTS SECURITIES LLC|9262
WOOD|ISHRES GBL TBR FORST|HRBF|American Enterprise Investment Services Inc.|5018
WOOD|ISHRES GBL TBR FORST|IATS|INTERACTIVE BROKERS LLC|3674
WOOD|ISHRES GBL TBR FORST|IBKR|Interactive Brokers Llc|40614
WOOD|ISHRES GBL TBR FORST|ICBX|INSTINET, LLC|6145
WOOD|ISHRES GBL TBR FORST|INCA|INSTINET, LLC|29411
WOOD|ISHRES GBL TBR FORST|ITGI|ITG Inc.|5062
WOOD|ISHRES GBL TBR FORST|ITGP|ITG INC.|12200
WOOD|ISHRES GBL TBR FORST|JANY|Janney Montgomery Scott Inc.|13
WOOD|ISHRES GBL TBR FORST|JPMX|J.P. Morgan Securities LLC|1700
WOOD|ISHRES GBL TBR FORST|JSEB|JANE STREET EXECUTION SERVICES, LLC|44827
WOOD|ISHRES GBL TBR FORST|JSJX|JANE STREET CAPITAL LLC|45873
WOOD|ISHRES GBL TBR FORST|KCGM|VIRTU Americas LLC|5670
WOOD|ISHRES GBL TBR FORST|LEHM|Barclays Capital Inc./Le|8345
WOOD|ISHRES GBL TBR FORST|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|1851
WOOD|ISHRES GBL TBR FORST|LIME|Lime Brokerage LLC|11890
WOOD|ISHRES GBL TBR FORST|LSCI|Lek Securities Corporation|2
WOOD|ISHRES GBL TBR FORST|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|44562
WOOD|ISHRES GBL TBR FORST|MOTF|MOTIF INVESTING, INC.|4
WOOD|ISHRES GBL TBR FORST|MSCO|MORGAN STANLEY & CO. LLC|88704
WOOD|ISHRES GBL TBR FORST|MSPL|MORGAN STANLEY & CO. LLC|2700
WOOD|ISHRES GBL TBR FORST|NFSC|National Financial Services LLC|191949
WOOD|ISHRES GBL TBR FORST|NITE|VIRTU Americas LLC|196861
WOOD|ISHRES GBL TBR FORST|NITP|VIRTU Americas LLC|2269
WOOD|ISHRES GBL TBR FORST|NQRB|Brut, LLC|96
WOOD|ISHRES GBL TBR FORST|OPCO|Oppenheimer & Co. Inc.|2620
WOOD|ISHRES GBL TBR FORST|PCPT|PHILLIP CAPITAL INC.|24
WOOD|ISHRES GBL TBR FORST|PDQM|CODA MARKETS, INC.|1347
WOOD|ISHRES GBL TBR FORST|PWJC|UBS Financial Services, Inc.|660
WOOD|ISHRES GBL TBR FORST|RAJA|Raymond James & Associates, Inc.|538
WOOD|ISHRES GBL TBR FORST|RBCM|RBC CAPITAL MARKETS, LLC|1654
WOOD|ISHRES GBL TBR FORST|SAGL|SAGETRADER, LLC|5907
WOOD|ISHRES GBL TBR FORST|SALI|INTL FCSTONE FINANCIAL INC.|20
WOOD|ISHRES GBL TBR FORST|SBSH|Citigroup Global Markets Inc.|2579
WOOD|ISHRES GBL TBR FORST|SGMT|GOLDMAN SACHS & CO. LLC|11269
WOOD|ISHRES GBL TBR FORST|SPDR|SPEEDROUTE LLC|2000
WOOD|ISHRES GBL TBR FORST|SPHN|Stephens Inc.|130
WOOD|ISHRES GBL TBR FORST|STFL|Stifel, Nicolaus & Company, Incorporated|3718
WOOD|ISHRES GBL TBR FORST|SWIM|TD Ameritrade, Inc.|9536
WOOD|ISHRES GBL TBR FORST|SWST|Hilltop Securities Inc.|648
WOOD|ISHRES GBL TBR FORST|TKNG|ALLY INVEST SECURITIES LLC|125
WOOD|ISHRES GBL TBR FORST|TRCM|TRC MARKETS LLC|723
WOOD|ISHRES GBL TBR FORST|UBSA|UBS SECURITIES LLC|35359
WOOD|ISHRES GBL TBR FORST|UBSS|UBS Securities LLC|74925
WOOD|ISHRES GBL TBR FORST|VALX|VIRTU AMERICAS LLC|1593
WOOD|ISHRES GBL TBR FORST|VGRD|Vanguard Marketing Corporation|12531
WOOD|ISHRES GBL TBR FORST|VSIN|Vision Financial Markets Llc|3
WOOD|ISHRES GBL TBR FORST|WABR|Wall Street Access|14200
WOOD|ISHRES GBL TBR FORST|WBET|Wallachbeth Capital LLC|40000
WOOD|ISHRES GBL TBR FORST|WCHV|WELLS FARGO SECURITIES, LLC|13529
WOOD|ISHRES GBL TBR FORST|WEED|Weeden & Co.L.P.|5290
WOOD|ISHRES GBL TBR FORST|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11514
WOOD|ISHRES GBL TBR FORST|WGIF|CIBC World Markets Inc.|1869
WOOD|ISHRES GBL TBR FORST|WSEA|WOLVERINE SECURITIES, LLC|209
WOOD|ISHRES GBL TBR FORST|YLPL|Linsco/Private Ledger Financial Services, Incorporated|59196
WOR|WORTHINGTON INDS|ABLE|NATIXIS Securities Americas LLC|1780
WOR|WORTHINGTON INDS|ALTX|Alternet Securities Inc.|3915
WOR|WORTHINGTON INDS|APCC|Apex Clearing Corporation|28
WOR|WORTHINGTON INDS|BANK|Primevest Financial Services, Inc.|103
WOR|WORTHINGTON INDS|BARD|Robert W. Baird & Co. Incorporated|4263
WOR|WORTHINGTON INDS|BATM|CBOE TRADING, INC.|1446
WOR|WORTHINGTON INDS|BAYC|BAY CREST PARTNERS, LLC|170
WOR|WORTHINGTON INDS|BBNT|BB&T SECURITIES, LLC|1
WOR|WORTHINGTON INDS|BERN|Sanford C. Bernstein & Co., LLC|20822
WOR|WORTHINGTON INDS|BIAD|SAGETRADER, LLC|1
WOR|WORTHINGTON INDS|BIDS|BIDS TRADING L.P.|400
WOR|WORTHINGTON INDS|BKCM|BNY Mellon Capital Markets LLC|9048
WOR|WORTHINGTON INDS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|220
WOR|WORTHINGTON INDS|BNPX|BNP PARIBAS SECURITIES CORP.|13230
WOR|WORTHINGTON INDS|BRVL|BLAYLOCK VAN, LLC|100
WOR|WORTHINGTON INDS|BTIG|BTIG, LLC|1188
WOR|WORTHINGTON INDS|BYXM|CBOE TRADING, INC.|156
WOR|WORTHINGTON INDS|BZYD|GOLDMAN SACHS & CO. LLC|900
WOR|WORTHINGTON INDS|CANT|Cantor Fitzgerald & Co.|83
WOR|WORTHINGTON INDS|CHAS|Charles Schwab & Co., Inc.|53
WOR|WORTHINGTON INDS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|31457
WOR|WORTHINGTON INDS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1462
WOR|WORTHINGTON INDS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
WOR|WORTHINGTON INDS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|113192
WOR|WORTHINGTON INDS|CTDL|Citadel Derivatives Group Llc|13079
WOR|WORTHINGTON INDS|CXCX|CITIGROUP GLOBAL MARKETS INC.|7674
WOR|WORTHINGTON INDS|DADA|D.A. Davidson & Co.|100
WOR|WORTHINGTON INDS|DAVA|Davenport & Company LLC|1
WOR|WORTHINGTON INDS|DBAB|Deutsche Bank Securities Inc.|241213
WOR|WORTHINGTON INDS|DBAX|Deutsche Bank Securities Inc.|86900
WOR|WORTHINGTON INDS|DBUL|Deutsche Bank Securities Inc.|10108
WOR|WORTHINGTON INDS|DEAN|MORGAN STANLEY|7
WOR|WORTHINGTON INDS|DEGS|RONIN PROFESSIONAL LLC|800
WOR|WORTHINGTON INDS|EBXL|EBX LLC|83300
WOR|WORTHINGTON INDS|ECUT|CONVERGEX EXECUTION SOLUTIONS|423
WOR|WORTHINGTON INDS|EDJO|Edward D. Jones & Co., L.P.|2087
WOR|WORTHINGTON INDS|EGAM|CBOE TRADING, INC.|3034
WOR|WORTHINGTON INDS|EGMT|EG MARKET TECHNOLOGIES LLC|400
WOR|WORTHINGTON INDS|EGXM|CBOE TRADING, INC.|1545
WOR|WORTHINGTON INDS|ETBE|Electronic Transaction Clearing, Inc.|600
WOR|WORTHINGTON INDS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33050
WOR|WORTHINGTON INDS|ETRS|E*Trade Securities LLC|36142
WOR|WORTHINGTON INDS|FBSB|U.S. Bancorp Investments, Inc.|10
WOR|WORTHINGTON INDS|FILL|Tradestation Securities, Inc.|343
WOR|WORTHINGTON INDS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|950
WOR|WORTHINGTON INDS|FQLS|Quantlab Securities LP|69974
WOR|WORTHINGTON INDS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|76195
WOR|WORTHINGTON INDS|FTBR|Foliofn Investments, Inc.|227
WOR|WORTHINGTON INDS|GLIS|TD Securities Inc|800
WOR|WORTHINGTON INDS|GLPX|ACS EXECUTION SERVICES, LLC|11651
WOR|WORTHINGTON INDS|GSCO|GOLDMAN SACHS & CO. LLC|290589
WOR|WORTHINGTON INDS|GSCS|GOLDMAN SACHS & CO. LLC|500
WOR|WORTHINGTON INDS|GSLT|GOLDMAN SACHS & CO. LLC|1881
WOR|WORTHINGTON INDS|GTSZ|GTS SECURITIES LLC|45673
WOR|WORTHINGTON INDS|HRBF|American Enterprise Investment Services Inc.|1180
WOR|WORTHINGTON INDS|IATS|INTERACTIVE BROKERS LLC|3493
WOR|WORTHINGTON INDS|IBKR|Interactive Brokers Llc|3122
WOR|WORTHINGTON INDS|ICBX|INSTINET, LLC|14557
WOR|WORTHINGTON INDS|IEQY|CITADEL SECURITIES LLC|49334
WOR|WORTHINGTON INDS|INCA|INSTINET, LLC|66761
WOR|WORTHINGTON INDS|INJX|INSTINET, LLC|124
WOR|WORTHINGTON INDS|ITGI|ITG Inc.|5133
WOR|WORTHINGTON INDS|ITGP|ITG INC.|21000
WOR|WORTHINGTON INDS|JANY|Janney Montgomery Scott Inc.|317
WOR|WORTHINGTON INDS|JEFF|JEFFERIES LLC|58008
WOR|WORTHINGTON INDS|JMPT|JUMP TRADING, LLC|21914
WOR|WORTHINGTON INDS|JPBX|J.P. MORGAN SECURITIES LLC|41520
WOR|WORTHINGTON INDS|JPMX|J.P. Morgan Securities LLC|117568
WOR|WORTHINGTON INDS|JSJX|JANE STREET CAPITAL LLC|4603
WOR|WORTHINGTON INDS|KCGM|VIRTU Americas LLC|20759
WOR|WORTHINGTON INDS|LEHM|Barclays Capital Inc./Le|213430
WOR|WORTHINGTON INDS|LIME|Lime Brokerage LLC|8864
WOR|WORTHINGTON INDS|MACC|Mid Atlantic Capital Corporation|205
WOR|WORTHINGTON INDS|MAXM|Maxim Group LLC|2170
WOR|WORTHINGTON INDS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28202
WOR|WORTHINGTON INDS|MOTF|MOTIF INVESTING, INC.|5
WOR|WORTHINGTON INDS|MSCO|MORGAN STANLEY & CO. LLC|383135
WOR|WORTHINGTON INDS|MSPL|MORGAN STANLEY & CO. LLC|126500
WOR|WORTHINGTON INDS|MSTX|MORGAN STANLEY & CO. LLC|56200
WOR|WORTHINGTON INDS|MTON|MILLINGTON SECURITIES, INC.|60290
WOR|WORTHINGTON INDS|MZHO|Mizuho Securities USA LLC|33137
WOR|WORTHINGTON INDS|NFSC|National Financial Services LLC|69948
WOR|WORTHINGTON INDS|NITE|VIRTU Americas LLC|109793
WOR|WORTHINGTON INDS|NQRB|Brut, LLC|2315
WOR|WORTHINGTON INDS|NTRC|Northern Trust Securities, Inc.|1223
WOR|WORTHINGTON INDS|OPCO|Oppenheimer & Co. Inc.|1
WOR|WORTHINGTON INDS|PDQM|CODA MARKETS, INC.|41531
WOR|WORTHINGTON INDS|PUMA|Puma Capital, Llc|60290
WOR|WORTHINGTON INDS|PWJC|UBS Financial Services, Inc.|1000
WOR|WORTHINGTON INDS|QMSR|QUATTRO M SECURITIES INC.|105
WOR|WORTHINGTON INDS|RBCM|RBC CAPITAL MARKETS, LLC|7
WOR|WORTHINGTON INDS|SAGL|SAGETRADER, LLC|6307
WOR|WORTHINGTON INDS|SBSH|Citigroup Global Markets Inc.|30427
WOR|WORTHINGTON INDS|SGMT|GOLDMAN SACHS & CO. LLC|43290
WOR|WORTHINGTON INDS|SPDR|SPEEDROUTE LLC|6661
WOR|WORTHINGTON INDS|SPTD|MINT GLOBAL MARKETS, INC.|3100
WOR|WORTHINGTON INDS|STFL|Stifel, Nicolaus & Company, Incorporated|2494
WOR|WORTHINGTON INDS|STKP|STOCKPILE INVESTMENTS, INC.|2
WOR|WORTHINGTON INDS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3160
WOR|WORTHINGTON INDS|SWIM|TD Ameritrade, Inc.|3450
WOR|WORTHINGTON INDS|SWST|Hilltop Securities Inc.|299
WOR|WORTHINGTON INDS|TIAD|Triad Securities Corp|23
WOR|WORTHINGTON INDS|TKNG|ALLY INVEST SECURITIES LLC|50
WOR|WORTHINGTON INDS|TRBT|Tradebot Systems, Inc.|81552
WOR|WORTHINGTON INDS|TRCM|TRC MARKETS LLC|27768
WOR|WORTHINGTON INDS|UBSA|UBS SECURITIES LLC|154184
WOR|WORTHINGTON INDS|UBSS|UBS Securities LLC|225476
WOR|WORTHINGTON INDS|VALX|VIRTU AMERICAS LLC|5864
WOR|WORTHINGTON INDS|VGRD|Vanguard Marketing Corporation|7280
WOR|WORTHINGTON INDS|WCHV|WELLS FARGO SECURITIES, LLC|28083
WOR|WORTHINGTON INDS|WEDB|WEDBUSH SECURITIES INC.|596
WOR|WORTHINGTON INDS|WEED|Weeden & Co.L.P.|1205
WOR|WORTHINGTON INDS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|159
WOR|WORTHINGTON INDS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2625
WOR|WORTHINGTON INDS|WGIF|CIBC World Markets Inc.|900
WOR|WORTHINGTON INDS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|152
WOR|WORTHINGTON INDS|WSEA|WOLVERINE SECURITIES, LLC|361
WOR|WORTHINGTON INDS|XIST|INSTINET, LLC|46400
WOR|WORTHINGTON INDS|XPQR|Jump Trading|600
WOR|WORTHINGTON INDS|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
WOR|WORTHINGTON INDS|YKNA|COMHAR CAPITAL MARKETS, LLC|4715
WOR|WORTHINGTON INDS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|187
WOW|WIDEOPENWEST, INC.|AGIS|Aegis Capital Corp.|1700
WOW|WIDEOPENWEST, INC.|ALTX|Alternet Securities Inc.|15545
WOW|WIDEOPENWEST, INC.|APCC|Apex Clearing Corporation|5255
WOW|WIDEOPENWEST, INC.|BARD|Robert W. Baird & Co. Incorporated|3000
WOW|WIDEOPENWEST, INC.|BATM|CBOE TRADING, INC.|9853
WOW|WIDEOPENWEST, INC.|BAYC|BAY CREST PARTNERS, LLC|777
WOW|WIDEOPENWEST, INC.|BBNT|BB&T SECURITIES, LLC|3200
WOW|WIDEOPENWEST, INC.|BERN|Sanford C. Bernstein & Co., LLC|22149
WOW|WIDEOPENWEST, INC.|BGCE|BGC Financial Inc.|4114
WOW|WIDEOPENWEST, INC.|BIDS|BIDS TRADING L.P.|1000
WOW|WIDEOPENWEST, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|27
WOW|WIDEOPENWEST, INC.|BLKX|INSTINET, LLC|5091
WOW|WIDEOPENWEST, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|3751
WOW|WIDEOPENWEST, INC.|BTIG|BTIG, LLC|606861
WOW|WIDEOPENWEST, INC.|BYXM|CBOE TRADING, INC.|3638
WOW|WIDEOPENWEST, INC.|CANT|Cantor Fitzgerald & Co.|2442
WOW|WIDEOPENWEST, INC.|CIST|Capital Institutional Services, Inc.|500
WOW|WIDEOPENWEST, INC.|CLSA|CLSA AMERICAS, LLC|16150
WOW|WIDEOPENWEST, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17037
WOW|WIDEOPENWEST, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|39527
WOW|WIDEOPENWEST, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|218148
WOW|WIDEOPENWEST, INC.|CTDL|Citadel Derivatives Group Llc|2515
WOW|WIDEOPENWEST, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|13824
WOW|WIDEOPENWEST, INC.|DBAB|Deutsche Bank Securities Inc.|107781
WOW|WIDEOPENWEST, INC.|DBAX|Deutsche Bank Securities Inc.|190500
WOW|WIDEOPENWEST, INC.|DEAN|MORGAN STANLEY|4049
WOW|WIDEOPENWEST, INC.|DEGS|RONIN PROFESSIONAL LLC|2817
WOW|WIDEOPENWEST, INC.|EBXL|EBX LLC|222900
WOW|WIDEOPENWEST, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|2614
WOW|WIDEOPENWEST, INC.|EDJO|Edward D. Jones & Co., L.P.|150
WOW|WIDEOPENWEST, INC.|EGAM|CBOE TRADING, INC.|41895
WOW|WIDEOPENWEST, INC.|EGXM|CBOE TRADING, INC.|28034
WOW|WIDEOPENWEST, INC.|EGXW|CBOE TRADING, INC.|995
WOW|WIDEOPENWEST, INC.|ETBE|Electronic Transaction Clearing, Inc.|5101
WOW|WIDEOPENWEST, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
WOW|WIDEOPENWEST, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3981
WOW|WIDEOPENWEST, INC.|ETRS|E*Trade Securities LLC|53701
WOW|WIDEOPENWEST, INC.|FILL|Tradestation Securities, Inc.|100
WOW|WIDEOPENWEST, INC.|FMAF|NBCN Inc./ CDS|500
WOW|WIDEOPENWEST, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
WOW|WIDEOPENWEST, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|73029
WOW|WIDEOPENWEST, INC.|FTBR|Foliofn Investments, Inc.|202
WOW|WIDEOPENWEST, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|307
WOW|WIDEOPENWEST, INC.|GLIS|TD Securities Inc|1000
WOW|WIDEOPENWEST, INC.|GLPX|ACS EXECUTION SERVICES, LLC|22285
WOW|WIDEOPENWEST, INC.|GSCO|GOLDMAN SACHS & CO. LLC|507843
WOW|WIDEOPENWEST, INC.|GSCS|GOLDMAN SACHS & CO. LLC|79621
WOW|WIDEOPENWEST, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4915
WOW|WIDEOPENWEST, INC.|GTSZ|GTS SECURITIES LLC|10282
WOW|WIDEOPENWEST, INC.|HRBF|American Enterprise Investment Services Inc.|13465
WOW|WIDEOPENWEST, INC.|IATS|INTERACTIVE BROKERS LLC|4200
WOW|WIDEOPENWEST, INC.|IBKR|Interactive Brokers Llc|29276
WOW|WIDEOPENWEST, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|56
WOW|WIDEOPENWEST, INC.|ICBX|INSTINET, LLC|23600
WOW|WIDEOPENWEST, INC.|IEQY|CITADEL SECURITIES LLC|36033
WOW|WIDEOPENWEST, INC.|INCA|INSTINET, LLC|93866
WOW|WIDEOPENWEST, INC.|ITGI|ITG Inc.|16537
WOW|WIDEOPENWEST, INC.|ITGP|ITG INC.|209400
WOW|WIDEOPENWEST, INC.|JANY|Janney Montgomery Scott Inc.|800
WOW|WIDEOPENWEST, INC.|JEFF|JEFFERIES LLC|62174
WOW|WIDEOPENWEST, INC.|JMPT|JUMP TRADING, LLC|15776
WOW|WIDEOPENWEST, INC.|JPBX|J.P. MORGAN SECURITIES LLC|17740
WOW|WIDEOPENWEST, INC.|JPMX|J.P. Morgan Securities LLC|325075
WOW|WIDEOPENWEST, INC.|JSJX|JANE STREET CAPITAL LLC|18543
WOW|WIDEOPENWEST, INC.|KCGM|VIRTU Americas LLC|21694
WOW|WIDEOPENWEST, INC.|LEHM|Barclays Capital Inc./Le|153355
WOW|WIDEOPENWEST, INC.|LIME|Lime Brokerage LLC|12162
WOW|WIDEOPENWEST, INC.|LSCI|Lek Securities Corporation|34
WOW|WIDEOPENWEST, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|70040
WOW|WIDEOPENWEST, INC.|MSCO|MORGAN STANLEY & CO. LLC|462430
WOW|WIDEOPENWEST, INC.|MSPL|MORGAN STANLEY & CO. LLC|176100
WOW|WIDEOPENWEST, INC.|MSTX|MORGAN STANLEY & CO. LLC|83100
WOW|WIDEOPENWEST, INC.|NFSC|National Financial Services LLC|63435
WOW|WIDEOPENWEST, INC.|NITE|VIRTU Americas LLC|145882
WOW|WIDEOPENWEST, INC.|NITP|VIRTU Americas LLC|2811
WOW|WIDEOPENWEST, INC.|NQRB|Brut, LLC|32004
WOW|WIDEOPENWEST, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|120
WOW|WIDEOPENWEST, INC.|PDQM|CODA MARKETS, INC.|49415
WOW|WIDEOPENWEST, INC.|PWJC|UBS Financial Services, Inc.|7855
WOW|WIDEOPENWEST, INC.|QMSR|QUATTRO M SECURITIES INC.|17140
WOW|WIDEOPENWEST, INC.|RBCM|RBC CAPITAL MARKETS, LLC|346
WOW|WIDEOPENWEST, INC.|SAGL|SAGETRADER, LLC|4487
WOW|WIDEOPENWEST, INC.|SBSH|Citigroup Global Markets Inc.|12338
WOW|WIDEOPENWEST, INC.|SGMT|GOLDMAN SACHS & CO. LLC|48599
WOW|WIDEOPENWEST, INC.|SPDR|SPEEDROUTE LLC|7566
WOW|WIDEOPENWEST, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|500
WOW|WIDEOPENWEST, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3900
WOW|WIDEOPENWEST, INC.|SWIM|TD Ameritrade, Inc.|24071
WOW|WIDEOPENWEST, INC.|TKNG|ALLY INVEST SECURITIES LLC|1097
WOW|WIDEOPENWEST, INC.|TOUR|TOURMALINE PARTNERS, LLC|3900
WOW|WIDEOPENWEST, INC.|TRBT|Tradebot Systems, Inc.|185880
WOW|WIDEOPENWEST, INC.|TRCM|TRC MARKETS LLC|51217
WOW|WIDEOPENWEST, INC.|UBSA|UBS SECURITIES LLC|264216
WOW|WIDEOPENWEST, INC.|UBSS|UBS Securities LLC|1023697
WOW|WIDEOPENWEST, INC.|VALX|VIRTU AMERICAS LLC|4306
WOW|WIDEOPENWEST, INC.|VGRD|Vanguard Marketing Corporation|1994
WOW|WIDEOPENWEST, INC.|VSIN|Vision Financial Markets Llc|53
WOW|WIDEOPENWEST, INC.|WBLR|WILLIAM BLAIR|600
WOW|WIDEOPENWEST, INC.|WCHV|WELLS FARGO SECURITIES, LLC|37349
WOW|WIDEOPENWEST, INC.|WEDB|WEDBUSH SECURITIES INC.|46
WOW|WIDEOPENWEST, INC.|WEED|Weeden & Co.L.P.|1000
WOW|WIDEOPENWEST, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1585
WOW|WIDEOPENWEST, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2796
WOW|WIDEOPENWEST, INC.|WSEA|WOLVERINE SECURITIES, LLC|3355
WOW|WIDEOPENWEST, INC.|XIST|INSTINET, LLC|5400
WOW|WIDEOPENWEST, INC.|XPQR|Jump Trading|1000
WOW|WIDEOPENWEST, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|9400
WOW|WIDEOPENWEST, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|200
WP|WORLDPAY, INC.|ABLE|NATIXIS Securities Americas LLC|3623
WP|WORLDPAY, INC.|ALTX|Alternet Securities Inc.|10757
WP|WORLDPAY, INC.|ANOS|ABEL/NOSER, L.L.C.|900
WP|WORLDPAY, INC.|APCC|Apex Clearing Corporation|1744
WP|WORLDPAY, INC.|AQUA|AQUA SECURITIES L.P.|5100
WP|WORLDPAY, INC.|BANK|Primevest Financial Services, Inc.|196
WP|WORLDPAY, INC.|BARD|Robert W. Baird & Co. Incorporated|120550
WP|WORLDPAY, INC.|BATM|CBOE TRADING, INC.|9930
WP|WORLDPAY, INC.|BAYC|BAY CREST PARTNERS, LLC|200
WP|WORLDPAY, INC.|BAYT|BTIG, LLC|8000
WP|WORLDPAY, INC.|BBNT|BB&T SECURITIES, LLC|878
WP|WORLDPAY, INC.|BERN|Sanford C. Bernstein & Co., LLC|191131
WP|WORLDPAY, INC.|BIDS|BIDS TRADING L.P.|1400
WP|WORLDPAY, INC.|BIMI|Banca IMI Securities Corp.|234
WP|WORLDPAY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5663
WP|WORLDPAY, INC.|BLKX|INSTINET, LLC|232610
WP|WORLDPAY, INC.|BMOC|BMO Capital Markets Corp.|300
WP|WORLDPAY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|23891
WP|WORLDPAY, INC.|BTIG|BTIG, LLC|63557
WP|WORLDPAY, INC.|BYXM|CBOE TRADING, INC.|2713
WP|WORLDPAY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|901
WP|WORLDPAY, INC.|CANT|Cantor Fitzgerald & Co.|1320
WP|WORLDPAY, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|131136
WP|WORLDPAY, INC.|CFGT|CF Global Trading, LLC|2000
WP|WORLDPAY, INC.|CHAS|Charles Schwab & Co., Inc.|2380
WP|WORLDPAY, INC.|CIST|Capital Institutional Services, Inc.|3183
WP|WORLDPAY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|263430
WP|WORLDPAY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9
WP|WORLDPAY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5007
WP|WORLDPAY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|622625
WP|WORLDPAY, INC.|CTDL|Citadel Derivatives Group Llc|12674
WP|WORLDPAY, INC.|CTLR|CUTLER GROUP, LP|1833
WP|WORLDPAY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|68188
WP|WORLDPAY, INC.|DBAB|Deutsche Bank Securities Inc.|708843
WP|WORLDPAY, INC.|DBAX|Deutsche Bank Securities Inc.|432300
WP|WORLDPAY, INC.|DBUL|Deutsche Bank Securities Inc.|5863
WP|WORLDPAY, INC.|DCHF|Dart Executions, LLC|10044
WP|WORLDPAY, INC.|DEAN|MORGAN STANLEY|21633
WP|WORLDPAY, INC.|DEGS|RONIN PROFESSIONAL LLC|400
WP|WORLDPAY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27181
WP|WORLDPAY, INC.|DRWK|DRW SECURITIES, L.L.C.|8841
WP|WORLDPAY, INC.|EBXL|EBX LLC|378300
WP|WORLDPAY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10497
WP|WORLDPAY, INC.|EDJO|Edward D. Jones & Co., L.P.|2787
WP|WORLDPAY, INC.|EGAM|CBOE TRADING, INC.|22044
WP|WORLDPAY, INC.|EGAW|CBOE TRADING, INC.|109
WP|WORLDPAY, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|225
WP|WORLDPAY, INC.|EGXM|CBOE TRADING, INC.|7088
WP|WORLDPAY, INC.|EGXW|CBOE TRADING, INC.|200
WP|WORLDPAY, INC.|ELEV|ELEVATION, LLC|4280
WP|WORLDPAY, INC.|ESPO|ESPOSITO SECURITIES, LLC|204
WP|WORLDPAY, INC.|ETBE|Electronic Transaction Clearing, Inc.|42810
WP|WORLDPAY, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|340
WP|WORLDPAY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35372
WP|WORLDPAY, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
WP|WORLDPAY, INC.|ETRS|E*Trade Securities LLC|28925
WP|WORLDPAY, INC.|FBSB|U.S. Bancorp Investments, Inc.|8
WP|WORLDPAY, INC.|FILL|Tradestation Securities, Inc.|2608
WP|WORLDPAY, INC.|FMAF|NBCN Inc./ CDS|1435
WP|WORLDPAY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1170
WP|WORLDPAY, INC.|FQLS|Quantlab Securities LP|587824
WP|WORLDPAY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|157253
WP|WORLDPAY, INC.|FTBR|Foliofn Investments, Inc.|5089
WP|WORLDPAY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|6923
WP|WORLDPAY, INC.|GLIS|TD Securities Inc|14
WP|WORLDPAY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|31781
WP|WORLDPAY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1534545
WP|WORLDPAY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|14438
WP|WORLDPAY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|12314
WP|WORLDPAY, INC.|GTSZ|GTS SECURITIES LLC|171141
WP|WORLDPAY, INC.|HRBF|American Enterprise Investment Services Inc.|37480
WP|WORLDPAY, INC.|HSBC|HSBC Securities, Inc.|1259
WP|WORLDPAY, INC.|IATS|INTERACTIVE BROKERS LLC|3997
WP|WORLDPAY, INC.|IBKR|Interactive Brokers Llc|12952
WP|WORLDPAY, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|5309
WP|WORLDPAY, INC.|ICBX|INSTINET, LLC|128762
WP|WORLDPAY, INC.|INCA|INSTINET, LLC|514687
WP|WORLDPAY, INC.|INJX|INSTINET, LLC|22885
WP|WORLDPAY, INC.|ITGI|ITG Inc.|71288
WP|WORLDPAY, INC.|ITGP|ITG INC.|637600
WP|WORLDPAY, INC.|JANY|Janney Montgomery Scott Inc.|1247
WP|WORLDPAY, INC.|JEFF|JEFFERIES LLC|342239
WP|WORLDPAY, INC.|JMPT|JUMP TRADING, LLC|84090
WP|WORLDPAY, INC.|JONE|JonesTrading|5500
WP|WORLDPAY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|279998
WP|WORLDPAY, INC.|JPMX|J.P. Morgan Securities LLC|1554761
WP|WORLDPAY, INC.|JSJX|JANE STREET CAPITAL LLC|6782
WP|WORLDPAY, INC.|KCGM|VIRTU Americas LLC|102425
WP|WORLDPAY, INC.|LEHM|Barclays Capital Inc./Le|1260854
WP|WORLDPAY, INC.|LIME|Lime Brokerage LLC|25005
WP|WORLDPAY, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|524630
WP|WORLDPAY, INC.|LOOP|Loop Capital Markets LLC|3177
WP|WORLDPAY, INC.|LQNA|LIQUIDNET, INC.|108900
WP|WORLDPAY, INC.|LSCI|Lek Securities Corporation|502
WP|WORLDPAY, INC.|MACC|Mid Atlantic Capital Corporation|196
WP|WORLDPAY, INC.|MACQ|Macquarie Capital (USA) Inc.|6700
WP|WORLDPAY, INC.|MCMF|Raymond James Ltd. Cds|1140
WP|WORLDPAY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|272167
WP|WORLDPAY, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2300
WP|WORLDPAY, INC.|MOTF|MOTIF INVESTING, INC.|122
WP|WORLDPAY, INC.|MSCO|MORGAN STANLEY & CO. LLC|3483492
WP|WORLDPAY, INC.|MSPL|MORGAN STANLEY & CO. LLC|671500
WP|WORLDPAY, INC.|MSTX|MORGAN STANLEY & CO. LLC|579300
WP|WORLDPAY, INC.|MZHO|Mizuho Securities USA LLC|903
WP|WORLDPAY, INC.|NEUB|NEUBERGER BERMAN BD LLC|1
WP|WORLDPAY, INC.|NFSC|National Financial Services LLC|94128
WP|WORLDPAY, INC.|NITE|VIRTU Americas LLC|519480
WP|WORLDPAY, INC.|NITP|VIRTU Americas LLC|1580
WP|WORLDPAY, INC.|NQRB|Brut, LLC|35287
WP|WORLDPAY, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|519
WP|WORLDPAY, INC.|NTRC|Northern Trust Securities, Inc.|33998
WP|WORLDPAY, INC.|OPCO|Oppenheimer & Co. Inc.|1060
WP|WORLDPAY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
WP|WORLDPAY, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3450
WP|WORLDPAY, INC.|PDQM|CODA MARKETS, INC.|11623
WP|WORLDPAY, INC.|PHLY|NASDAQ Execution Services, LLC|600
WP|WORLDPAY, INC.|PICT|Pictet Overseas Inc.|332
WP|WORLDPAY, INC.|PIPR|Piper Jaffray & Co.|1420
WP|WORLDPAY, INC.|PNSR|Penserra Securities, LLC|1500
WP|WORLDPAY, INC.|PWJC|UBS Financial Services, Inc.|23268
WP|WORLDPAY, INC.|QMSR|QUATTRO M SECURITIES INC.|20834
WP|WORLDPAY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|35965
WP|WORLDPAY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|3137
WP|WORLDPAY, INC.|SAGL|SAGETRADER, LLC|84723
WP|WORLDPAY, INC.|SBSH|Citigroup Global Markets Inc.|631540
WP|WORLDPAY, INC.|SEIC|SEI Investments Distribution Co.|100
WP|WORLDPAY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|257722
WP|WORLDPAY, INC.|SPDR|SPEEDROUTE LLC|28076
WP|WORLDPAY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|10901
WP|WORLDPAY, INC.|STKP|STOCKPILE INVESTMENTS, INC.|18
WP|WORLDPAY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17935
WP|WORLDPAY, INC.|SWIM|TD Ameritrade, Inc.|10574
WP|WORLDPAY, INC.|SWST|Hilltop Securities Inc.|4788
WP|WORLDPAY, INC.|TAGC|TELSEY ADVISORY GROUP LLC|400
WP|WORLDPAY, INC.|TKNG|ALLY INVEST SECURITIES LLC|259
WP|WORLDPAY, INC.|TRBT|Tradebot Systems, Inc.|424359
WP|WORLDPAY, INC.|TRCM|TRC MARKETS LLC|35268
WP|WORLDPAY, INC.|UBSA|UBS SECURITIES LLC|1225965
WP|WORLDPAY, INC.|UBSS|UBS Securities LLC|1414721
WP|WORLDPAY, INC.|VALX|VIRTU AMERICAS LLC|4112
WP|WORLDPAY, INC.|VERT|The Vertical Trading Group, LLC|120
WP|WORLDPAY, INC.|VGRD|Vanguard Marketing Corporation|3089
WP|WORLDPAY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|217393
WP|WORLDPAY, INC.|WDNX|WEEDEN & CO.L.P.|3822
WP|WORLDPAY, INC.|WEDB|WEDBUSH SECURITIES INC.|790
WP|WORLDPAY, INC.|WEED|Weeden & Co.L.P.|3135
WP|WORLDPAY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10736
WP|WORLDPAY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16092
WP|WORLDPAY, INC.|WGIF|CIBC World Markets Inc.|677
WP|WORLDPAY, INC.|WORD|Worden Capital Management LLC|39
WP|WORLDPAY, INC.|WSEA|WOLVERINE SECURITIES, LLC|3650
WP|WORLDPAY, INC.|XIST|INSTINET, LLC|221116
WP|WORLDPAY, INC.|XPQR|Jump Trading|6359
WP|WORLDPAY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|50406
WP|WORLDPAY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WP|WORLDPAY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10675
WPC|W.P. CAREY INC.|ALTX|Alternet Securities Inc.|2829
WPC|W.P. CAREY INC.|APCC|Apex Clearing Corporation|2807
WPC|W.P. CAREY INC.|BALE|M&T SECURITIES, INC.|600
WPC|W.P. CAREY INC.|BANK|Primevest Financial Services, Inc.|39
WPC|W.P. CAREY INC.|BARD|Robert W. Baird & Co. Incorporated|8762
WPC|W.P. CAREY INC.|BATM|CBOE TRADING, INC.|2723
WPC|W.P. CAREY INC.|BBNT|BB&T SECURITIES, LLC|5354
WPC|W.P. CAREY INC.|BERN|Sanford C. Bernstein & Co., LLC|26133
WPC|W.P. CAREY INC.|BIAD|SAGETRADER, LLC|184
WPC|W.P. CAREY INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18364
WPC|W.P. CAREY INC.|BLKX|INSTINET, LLC|10000
WPC|W.P. CAREY INC.|BMOC|BMO Capital Markets Corp.|37950
WPC|W.P. CAREY INC.|BNCH|The Benchmark Company, LLC|3355
WPC|W.P. CAREY INC.|BNPX|BNP PARIBAS SECURITIES CORP.|8248
WPC|W.P. CAREY INC.|BTIG|BTIG, LLC|7381
WPC|W.P. CAREY INC.|BYXM|CBOE TRADING, INC.|1100
WPC|W.P. CAREY INC.|BZYD|GOLDMAN SACHS & CO. LLC|1873
WPC|W.P. CAREY INC.|CABR|Cabrera Capital Markets, Inc.|25
WPC|W.P. CAREY INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|20400
WPC|W.P. CAREY INC.|CHAS|Charles Schwab & Co., Inc.|2485
WPC|W.P. CAREY INC.|CIST|Capital Institutional Services, Inc.|7500
WPC|W.P. CAREY INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|33315
WPC|W.P. CAREY INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2824
WPC|W.P. CAREY INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8591
WPC|W.P. CAREY INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|128088
WPC|W.P. CAREY INC.|CTDL|Citadel Derivatives Group Llc|6341
WPC|W.P. CAREY INC.|CTLR|CUTLER GROUP, LP|100
WPC|W.P. CAREY INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|11188
WPC|W.P. CAREY INC.|DADA|D.A. Davidson & Co.|5150
WPC|W.P. CAREY INC.|DAVA|Davenport & Company LLC|15977
WPC|W.P. CAREY INC.|DBAB|Deutsche Bank Securities Inc.|77959
WPC|W.P. CAREY INC.|DBAX|Deutsche Bank Securities Inc.|112200
WPC|W.P. CAREY INC.|DCHF|Dart Executions, LLC|801
WPC|W.P. CAREY INC.|DEAN|MORGAN STANLEY|7890
WPC|W.P. CAREY INC.|DEGS|RONIN PROFESSIONAL LLC|1100
WPC|W.P. CAREY INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|197
WPC|W.P. CAREY INC.|EBXL|EBX LLC|58900
WPC|W.P. CAREY INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6343
WPC|W.P. CAREY INC.|EDJC|Edward Jones / CDS|25
WPC|W.P. CAREY INC.|EDJO|Edward D. Jones & Co., L.P.|5199
WPC|W.P. CAREY INC.|EGAM|CBOE TRADING, INC.|10614
WPC|W.P. CAREY INC.|EGAW|CBOE TRADING, INC.|184
WPC|W.P. CAREY INC.|EGMT|EG MARKET TECHNOLOGIES LLC|836
WPC|W.P. CAREY INC.|EGXM|CBOE TRADING, INC.|1163
WPC|W.P. CAREY INC.|EGXW|CBOE TRADING, INC.|207
WPC|W.P. CAREY INC.|ESPO|ESPOSITO SECURITIES, LLC|888
WPC|W.P. CAREY INC.|ETBE|Electronic Transaction Clearing, Inc.|5238
WPC|W.P. CAREY INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
WPC|W.P. CAREY INC.|ETCC|Electronic Transaction Clearing, Inc.|316
WPC|W.P. CAREY INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3733
WPC|W.P. CAREY INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|29
WPC|W.P. CAREY INC.|ETRS|E*Trade Securities LLC|45044
WPC|W.P. CAREY INC.|FBSB|U.S. Bancorp Investments, Inc.|19
WPC|W.P. CAREY INC.|FILL|Tradestation Securities, Inc.|300
WPC|W.P. CAREY INC.|FINX|FINTECH SECURITIES|365
WPC|W.P. CAREY INC.|FMAF|NBCN Inc./ CDS|250
WPC|W.P. CAREY INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4595
WPC|W.P. CAREY INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|57848
WPC|W.P. CAREY INC.|FTBR|Foliofn Investments, Inc.|1036
WPC|W.P. CAREY INC.|GLPX|ACS EXECUTION SERVICES, LLC|13885
WPC|W.P. CAREY INC.|GSCO|GOLDMAN SACHS & CO. LLC|192181
WPC|W.P. CAREY INC.|GSCS|GOLDMAN SACHS & CO. LLC|1100
WPC|W.P. CAREY INC.|GSLT|GOLDMAN SACHS & CO. LLC|6296
WPC|W.P. CAREY INC.|GTSZ|GTS SECURITIES LLC|23208
WPC|W.P. CAREY INC.|HRBF|American Enterprise Investment Services Inc.|53748
WPC|W.P. CAREY INC.|HSBC|HSBC Securities, Inc.|229
WPC|W.P. CAREY INC.|IATS|INTERACTIVE BROKERS LLC|2916
WPC|W.P. CAREY INC.|IBKR|Interactive Brokers Llc|3771
WPC|W.P. CAREY INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2362
WPC|W.P. CAREY INC.|ICBX|INSTINET, LLC|7700
WPC|W.P. CAREY INC.|IEQY|CITADEL SECURITIES LLC|24806
WPC|W.P. CAREY INC.|INCA|INSTINET, LLC|54665
WPC|W.P. CAREY INC.|INJX|INSTINET, LLC|1757
WPC|W.P. CAREY INC.|ITGI|ITG Inc.|23257
WPC|W.P. CAREY INC.|ITGP|ITG INC.|28200
WPC|W.P. CAREY INC.|JANY|Janney Montgomery Scott Inc.|4197
WPC|W.P. CAREY INC.|JEFF|JEFFERIES LLC|50801
WPC|W.P. CAREY INC.|JMPT|JUMP TRADING, LLC|19086
WPC|W.P. CAREY INC.|JONE|JonesTrading|9208
WPC|W.P. CAREY INC.|JPBX|J.P. MORGAN SECURITIES LLC|33797
WPC|W.P. CAREY INC.|JPMX|J.P. Morgan Securities LLC|157512
WPC|W.P. CAREY INC.|JSJX|JANE STREET CAPITAL LLC|100353
WPC|W.P. CAREY INC.|KCGM|VIRTU Americas LLC|15081
WPC|W.P. CAREY INC.|LEHM|Barclays Capital Inc./Le|347589
WPC|W.P. CAREY INC.|LIME|Lime Brokerage LLC|7861
WPC|W.P. CAREY INC.|LQNA|LIQUIDNET, INC.|10000
WPC|W.P. CAREY INC.|LSCI|Lek Securities Corporation|27
WPC|W.P. CAREY INC.|MACC|Mid Atlantic Capital Corporation|225
WPC|W.P. CAREY INC.|MAXM|Maxim Group LLC|143
WPC|W.P. CAREY INC.|MCMF|Raymond James Ltd. Cds|50
WPC|W.P. CAREY INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|41194
WPC|W.P. CAREY INC.|MOTF|MOTIF INVESTING, INC.|8
WPC|W.P. CAREY INC.|MSCO|MORGAN STANLEY & CO. LLC|502712
WPC|W.P. CAREY INC.|MSPL|MORGAN STANLEY & CO. LLC|84100
WPC|W.P. CAREY INC.|MSTX|MORGAN STANLEY & CO. LLC|30100
WPC|W.P. CAREY INC.|NEUB|NEUBERGER BERMAN BD LLC|119
WPC|W.P. CAREY INC.|NFSC|National Financial Services LLC|166802
WPC|W.P. CAREY INC.|NITE|VIRTU Americas LLC|301484
WPC|W.P. CAREY INC.|NITP|VIRTU Americas LLC|100
WPC|W.P. CAREY INC.|NQRB|Brut, LLC|478
WPC|W.P. CAREY INC.|NTBF|BMO Nesbitt Burns Inc./CDS|30
WPC|W.P. CAREY INC.|NTRC|Northern Trust Securities, Inc.|837
WPC|W.P. CAREY INC.|OPCO|Oppenheimer & Co. Inc.|779
WPC|W.P. CAREY INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
WPC|W.P. CAREY INC.|PDQM|CODA MARKETS, INC.|79654
WPC|W.P. CAREY INC.|PHLY|NASDAQ Execution Services, LLC|4400
WPC|W.P. CAREY INC.|PIPR|Piper Jaffray & Co.|329
WPC|W.P. CAREY INC.|PWJC|UBS Financial Services, Inc.|35253
WPC|W.P. CAREY INC.|RBCM|RBC CAPITAL MARKETS, LLC|3065
WPC|W.P. CAREY INC.|SAGL|SAGETRADER, LLC|1796
WPC|W.P. CAREY INC.|SAGW|SAGETRADER, LLC|3
WPC|W.P. CAREY INC.|SALI|INTL FCSTONE FINANCIAL INC.|55
WPC|W.P. CAREY INC.|SBSH|Citigroup Global Markets Inc.|76372
WPC|W.P. CAREY INC.|SEIC|SEI Investments Distribution Co.|100
WPC|W.P. CAREY INC.|SGMT|GOLDMAN SACHS & CO. LLC|42760
WPC|W.P. CAREY INC.|SPDR|SPEEDROUTE LLC|4624
WPC|W.P. CAREY INC.|SPHN|Stephens Inc.|294
WPC|W.P. CAREY INC.|STFL|Stifel, Nicolaus & Company, Incorporated|7437
WPC|W.P. CAREY INC.|STKP|STOCKPILE INVESTMENTS, INC.|70
WPC|W.P. CAREY INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5031
WPC|W.P. CAREY INC.|SWIM|TD Ameritrade, Inc.|31268
WPC|W.P. CAREY INC.|SWST|Hilltop Securities Inc.|50909
WPC|W.P. CAREY INC.|TKNG|ALLY INVEST SECURITIES LLC|919
WPC|W.P. CAREY INC.|TRBT|Tradebot Systems, Inc.|62120
WPC|W.P. CAREY INC.|TRCM|TRC MARKETS LLC|42808
WPC|W.P. CAREY INC.|TWTT|TASTYWORKS, INC.|1
WPC|W.P. CAREY INC.|UBSA|UBS SECURITIES LLC|179782
WPC|W.P. CAREY INC.|UBSS|UBS Securities LLC|468854
WPC|W.P. CAREY INC.|VALX|VIRTU AMERICAS LLC|8547
WPC|W.P. CAREY INC.|VGRD|Vanguard Marketing Corporation|44835
WPC|W.P. CAREY INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|219
WPC|W.P. CAREY INC.|WCHV|WELLS FARGO SECURITIES, LLC|68232
WPC|W.P. CAREY INC.|WEED|Weeden & Co.L.P.|426
WPC|W.P. CAREY INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|503
WPC|W.P. CAREY INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6250
WPC|W.P. CAREY INC.|WGIF|CIBC World Markets Inc.|367
WPC|W.P. CAREY INC.|WSAG|WALL STREET ACCESS|1200
WPC|W.P. CAREY INC.|WSEA|WOLVERINE SECURITIES, LLC|6045
WPC|W.P. CAREY INC.|XIST|INSTINET, LLC|39632
WPC|W.P. CAREY INC.|XPQR|Jump Trading|3046
WPC|W.P. CAREY INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|89338
WPC|W.P. CAREY INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|512
WPC|W.P. CAREY INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2840
WPG|WASHINGTON PRIME GRP|ABLE|NATIXIS Securities Americas LLC|28246
WPG|WASHINGTON PRIME GRP|AGIS|Aegis Capital Corp.|65679
WPG|WASHINGTON PRIME GRP|ALTX|Alternet Securities Inc.|8758
WPG|WASHINGTON PRIME GRP|APCC|Apex Clearing Corporation|5330
WPG|WASHINGTON PRIME GRP|BANK|Primevest Financial Services, Inc.|1269
WPG|WASHINGTON PRIME GRP|BATM|CBOE TRADING, INC.|645
WPG|WASHINGTON PRIME GRP|BAYC|BAY CREST PARTNERS, LLC|100
WPG|WASHINGTON PRIME GRP|BAYT|BTIG, LLC|2100
WPG|WASHINGTON PRIME GRP|BBNT|BB&T SECURITIES, LLC|129
WPG|WASHINGTON PRIME GRP|BERN|Sanford C. Bernstein & Co., LLC|318499
WPG|WASHINGTON PRIME GRP|BIAD|SAGETRADER, LLC|2699
WPG|WASHINGTON PRIME GRP|BIDS|BIDS TRADING L.P.|8500
WPG|WASHINGTON PRIME GRP|BIMI|Banca IMI Securities Corp.|1000
WPG|WASHINGTON PRIME GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46165
WPG|WASHINGTON PRIME GRP|BLKX|INSTINET, LLC|396820
WPG|WASHINGTON PRIME GRP|BNPX|BNP PARIBAS SECURITIES CORP.|114581
WPG|WASHINGTON PRIME GRP|BRVL|BLAYLOCK VAN, LLC|21600
WPG|WASHINGTON PRIME GRP|BTIG|BTIG, LLC|920083
WPG|WASHINGTON PRIME GRP|BYXM|CBOE TRADING, INC.|178
WPG|WASHINGTON PRIME GRP|BZYD|GOLDMAN SACHS & CO. LLC|4600
WPG|WASHINGTON PRIME GRP|CANT|Cantor Fitzgerald & Co.|27127
WPG|WASHINGTON PRIME GRP|CBLC|CITIGROUP GLOBAL MARKETS INC.|1618198
WPG|WASHINGTON PRIME GRP|CHAS|Charles Schwab & Co., Inc.|23510
WPG|WASHINGTON PRIME GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|214506
WPG|WASHINGTON PRIME GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19303
WPG|WASHINGTON PRIME GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|398228
WPG|WASHINGTON PRIME GRP|CTDL|Citadel Derivatives Group Llc|14925
WPG|WASHINGTON PRIME GRP|CTLR|CUTLER GROUP, LP|1200
WPG|WASHINGTON PRIME GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|208490
WPG|WASHINGTON PRIME GRP|DADA|D.A. Davidson & Co.|100
WPG|WASHINGTON PRIME GRP|DAVA|Davenport & Company LLC|9000
WPG|WASHINGTON PRIME GRP|DBAB|Deutsche Bank Securities Inc.|239485
WPG|WASHINGTON PRIME GRP|DBAX|Deutsche Bank Securities Inc.|416400
WPG|WASHINGTON PRIME GRP|DEAN|MORGAN STANLEY|12168
WPG|WASHINGTON PRIME GRP|DEGS|RONIN PROFESSIONAL LLC|10948
WPG|WASHINGTON PRIME GRP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7029
WPG|WASHINGTON PRIME GRP|EBXL|EBX LLC|320500
WPG|WASHINGTON PRIME GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|54196
WPG|WASHINGTON PRIME GRP|EDJO|Edward D. Jones & Co., L.P.|15245
WPG|WASHINGTON PRIME GRP|EGAM|CBOE TRADING, INC.|15427
WPG|WASHINGTON PRIME GRP|EGXM|CBOE TRADING, INC.|7171
WPG|WASHINGTON PRIME GRP|ESPO|ESPOSITO SECURITIES, LLC|8140
WPG|WASHINGTON PRIME GRP|ETBE|Electronic Transaction Clearing, Inc.|9360
WPG|WASHINGTON PRIME GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1200
WPG|WASHINGTON PRIME GRP|ETRS|E*Trade Securities LLC|623990
WPG|WASHINGTON PRIME GRP|FBRC|B. RILEY FBR, INC.|1000
WPG|WASHINGTON PRIME GRP|FBSB|U.S. Bancorp Investments, Inc.|1310
WPG|WASHINGTON PRIME GRP|FIDT|Fidelity Clearing Canada ULC./ CDS|81
WPG|WASHINGTON PRIME GRP|FILL|Tradestation Securities, Inc.|13590
WPG|WASHINGTON PRIME GRP|FMAF|NBCN Inc./ CDS|6070
WPG|WASHINGTON PRIME GRP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42768
WPG|WASHINGTON PRIME GRP|FQLS|Quantlab Securities LP|279347
WPG|WASHINGTON PRIME GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|172453
WPG|WASHINGTON PRIME GRP|FTBR|Foliofn Investments, Inc.|38527
WPG|WASHINGTON PRIME GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|16100
WPG|WASHINGTON PRIME GRP|GLIS|TD Securities Inc|2054
WPG|WASHINGTON PRIME GRP|GLPX|ACS EXECUTION SERVICES, LLC|19948
WPG|WASHINGTON PRIME GRP|GSCO|GOLDMAN SACHS & CO. LLC|2978504
WPG|WASHINGTON PRIME GRP|GSCS|GOLDMAN SACHS & CO. LLC|21112
WPG|WASHINGTON PRIME GRP|GSLT|GOLDMAN SACHS & CO. LLC|15477
WPG|WASHINGTON PRIME GRP|GTSZ|GTS SECURITIES LLC|158617
WPG|WASHINGTON PRIME GRP|HASF|Haywood Securities Inc./CDS|1000
WPG|WASHINGTON PRIME GRP|HRBF|American Enterprise Investment Services Inc.|16591
WPG|WASHINGTON PRIME GRP|HSBC|HSBC Securities, Inc.|3170
WPG|WASHINGTON PRIME GRP|IATS|INTERACTIVE BROKERS LLC|173983
WPG|WASHINGTON PRIME GRP|IBKR|Interactive Brokers Llc|405138
WPG|WASHINGTON PRIME GRP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|19
WPG|WASHINGTON PRIME GRP|ICBX|INSTINET, LLC|251889
WPG|WASHINGTON PRIME GRP|IEQY|CITADEL SECURITIES LLC|115334
WPG|WASHINGTON PRIME GRP|INCA|INSTINET, LLC|197854
WPG|WASHINGTON PRIME GRP|INJX|INSTINET, LLC|200
WPG|WASHINGTON PRIME GRP|ITGI|ITG Inc.|289002
WPG|WASHINGTON PRIME GRP|ITGP|ITG INC.|201000
WPG|WASHINGTON PRIME GRP|JANY|Janney Montgomery Scott Inc.|8247
WPG|WASHINGTON PRIME GRP|JEFF|JEFFERIES LLC|187195
WPG|WASHINGTON PRIME GRP|JMPT|JUMP TRADING, LLC|61382
WPG|WASHINGTON PRIME GRP|JPBX|J.P. MORGAN SECURITIES LLC|204399
WPG|WASHINGTON PRIME GRP|JPMX|J.P. Morgan Securities LLC|1236806
WPG|WASHINGTON PRIME GRP|JSJX|JANE STREET CAPITAL LLC|19905
WPG|WASHINGTON PRIME GRP|KBWI|Keefe, Bruyette & Woods, Inc.|2347
WPG|WASHINGTON PRIME GRP|KCGM|VIRTU Americas LLC|92777
WPG|WASHINGTON PRIME GRP|KRSH|Kershner Securities, LLC|4406
WPG|WASHINGTON PRIME GRP|LEHM|Barclays Capital Inc./Le|2492700
WPG|WASHINGTON PRIME GRP|LGNT|COR CLEARING LLC|49
WPG|WASHINGTON PRIME GRP|LIME|Lime Brokerage LLC|22404
WPG|WASHINGTON PRIME GRP|LMNX|LUMINEX TRADING & ANALYTICS LLC|120400
WPG|WASHINGTON PRIME GRP|LOOP|Loop Capital Markets LLC|6740
WPG|WASHINGTON PRIME GRP|LQNA|LIQUIDNET, INC.|399500
WPG|WASHINGTON PRIME GRP|LQNB|LIQUIDNET, INC.|50000
WPG|WASHINGTON PRIME GRP|LSCI|Lek Securities Corporation|2786
WPG|WASHINGTON PRIME GRP|MAXM|Maxim Group LLC|5929
WPG|WASHINGTON PRIME GRP|MBTS|ALLY INVEST SECURITIES LLC|200
WPG|WASHINGTON PRIME GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|605668
WPG|WASHINGTON PRIME GRP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
WPG|WASHINGTON PRIME GRP|MNDX|TJM Investments, LLC|50300
WPG|WASHINGTON PRIME GRP|MOTF|MOTIF INVESTING, INC.|4
WPG|WASHINGTON PRIME GRP|MRBA|IBN FINANCIAL SERVICES, INC.|600
WPG|WASHINGTON PRIME GRP|MSCO|MORGAN STANLEY & CO. LLC|1612885
WPG|WASHINGTON PRIME GRP|MSPL|MORGAN STANLEY & CO. LLC|961700
WPG|WASHINGTON PRIME GRP|MSTX|MORGAN STANLEY & CO. LLC|170900
WPG|WASHINGTON PRIME GRP|NATL|National Securities Corporation|80
WPG|WASHINGTON PRIME GRP|NFSC|National Financial Services LLC|1578083
WPG|WASHINGTON PRIME GRP|NITE|VIRTU Americas LLC|1842334
WPG|WASHINGTON PRIME GRP|NITP|VIRTU Americas LLC|35481
WPG|WASHINGTON PRIME GRP|NQRB|Brut, LLC|5667
WPG|WASHINGTON PRIME GRP|NTBF|BMO Nesbitt Burns Inc./CDS|21500
WPG|WASHINGTON PRIME GRP|NTRC|Northern Trust Securities, Inc.|2164
WPG|WASHINGTON PRIME GRP|OPCO|Oppenheimer & Co. Inc.|6809
WPG|WASHINGTON PRIME GRP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|300
WPG|WASHINGTON PRIME GRP|PCFF|Pacific International Securities Inc./CDS|1000
WPG|WASHINGTON PRIME GRP|PDQM|CODA MARKETS, INC.|10228
WPG|WASHINGTON PRIME GRP|PHLY|NASDAQ Execution Services, LLC|4400
WPG|WASHINGTON PRIME GRP|PWJC|UBS Financial Services, Inc.|19301
WPG|WASHINGTON PRIME GRP|QMSR|QUATTRO M SECURITIES INC.|23964
WPG|WASHINGTON PRIME GRP|RBCM|RBC CAPITAL MARKETS, LLC|11869
WPG|WASHINGTON PRIME GRP|ROBT|Robotti & Company, LLC|2262
WPG|WASHINGTON PRIME GRP|SAGL|SAGETRADER, LLC|2500
WPG|WASHINGTON PRIME GRP|SAGW|SAGETRADER, LLC|2966
WPG|WASHINGTON PRIME GRP|SALI|INTL FCSTONE FINANCIAL INC.|2003
WPG|WASHINGTON PRIME GRP|SBSH|Citigroup Global Markets Inc.|193700
WPG|WASHINGTON PRIME GRP|SGMT|GOLDMAN SACHS & CO. LLC|497937
WPG|WASHINGTON PRIME GRP|SPDR|SPEEDROUTE LLC|10680
WPG|WASHINGTON PRIME GRP|STFL|Stifel, Nicolaus & Company, Incorporated|2859
WPG|WASHINGTON PRIME GRP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|22457
WPG|WASHINGTON PRIME GRP|SWIM|TD Ameritrade, Inc.|535810
WPG|WASHINGTON PRIME GRP|SWST|Hilltop Securities Inc.|56742
WPG|WASHINGTON PRIME GRP|TKNG|ALLY INVEST SECURITIES LLC|16316
WPG|WASHINGTON PRIME GRP|TRBT|Tradebot Systems, Inc.|271411
WPG|WASHINGTON PRIME GRP|TRCM|TRC MARKETS LLC|35454
WPG|WASHINGTON PRIME GRP|TWTT|TASTYWORKS, INC.|800
WPG|WASHINGTON PRIME GRP|UBSA|UBS SECURITIES LLC|1430990
WPG|WASHINGTON PRIME GRP|UBSS|UBS Securities LLC|1042631
WPG|WASHINGTON PRIME GRP|VALX|VIRTU AMERICAS LLC|111337
WPG|WASHINGTON PRIME GRP|VGRD|Vanguard Marketing Corporation|81492
WPG|WASHINGTON PRIME GRP|WCHV|WELLS FARGO SECURITIES, LLC|186503
WPG|WASHINGTON PRIME GRP|WDNX|WEEDEN & CO.L.P.|3368
WPG|WASHINGTON PRIME GRP|WEDB|WEDBUSH SECURITIES INC.|10940
WPG|WASHINGTON PRIME GRP|WEED|Weeden & Co.L.P.|4816
WPG|WASHINGTON PRIME GRP|WESC|Wellington Shields & Co., LLC|1300
WPG|WASHINGTON PRIME GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18519
WPG|WASHINGTON PRIME GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|228455
WPG|WASHINGTON PRIME GRP|WGIF|CIBC World Markets Inc.|3400
WPG|WASHINGTON PRIME GRP|WSEA|WOLVERINE SECURITIES, LLC|20603
WPG|WASHINGTON PRIME GRP|XIST|INSTINET, LLC|278200
WPG|WASHINGTON PRIME GRP|XPQR|Jump Trading|768
WPG|WASHINGTON PRIME GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|289760
WPG|WASHINGTON PRIME GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WPG|WASHINGTON PRIME GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13783
WPG$H|WASHINGTON PRIME 7.5|BATM|CBOE TRADING, INC.|342
WPG$H|WASHINGTON PRIME 7.5|BYXM|CBOE TRADING, INC.|200
WPG$H|WASHINGTON PRIME 7.5|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24
WPG$H|WASHINGTON PRIME 7.5|CROS|CREDIT SUISSE SECURITIES (USA) LLC|611
WPG$H|WASHINGTON PRIME 7.5|DBAX|Deutsche Bank Securities Inc.|100
WPG$H|WASHINGTON PRIME 7.5|EBXL|EBX LLC|800
WPG$H|WASHINGTON PRIME 7.5|EDJO|Edward D. Jones & Co., L.P.|1250
WPG$H|WASHINGTON PRIME 7.5|ETRS|E*Trade Securities LLC|10525
WPG$H|WASHINGTON PRIME 7.5|GTSZ|GTS SECURITIES LLC|168
WPG$H|WASHINGTON PRIME 7.5|IATS|INTERACTIVE BROKERS LLC|200
WPG$H|WASHINGTON PRIME 7.5|IBKR|Interactive Brokers Llc|1452
WPG$H|WASHINGTON PRIME 7.5|INCA|INSTINET, LLC|986
WPG$H|WASHINGTON PRIME 7.5|JPMX|J.P. Morgan Securities LLC|2544
WPG$H|WASHINGTON PRIME 7.5|JSEB|JANE STREET EXECUTION SERVICES, LLC|224
WPG$H|WASHINGTON PRIME 7.5|LIME|Lime Brokerage LLC|400
WPG$H|WASHINGTON PRIME 7.5|MSCO|MORGAN STANLEY & CO. LLC|1384
WPG$H|WASHINGTON PRIME 7.5|NFSC|National Financial Services LLC|3699
WPG$H|WASHINGTON PRIME 7.5|NITE|VIRTU Americas LLC|14364
WPG$H|WASHINGTON PRIME 7.5|PDQM|CODA MARKETS, INC.|100
WPG$H|WASHINGTON PRIME 7.5|RBCM|RBC CAPITAL MARKETS, LLC|500
WPG$H|WASHINGTON PRIME 7.5|SGMT|GOLDMAN SACHS & CO. LLC|100
WPG$H|WASHINGTON PRIME 7.5|SPDR|SPEEDROUTE LLC|400
WPG$H|WASHINGTON PRIME 7.5|STFL|Stifel, Nicolaus & Company, Incorporated|1063
WPG$H|WASHINGTON PRIME 7.5|SWIM|TD Ameritrade, Inc.|3788
WPG$H|WASHINGTON PRIME 7.5|SWST|Hilltop Securities Inc.|1200
WPG$H|WASHINGTON PRIME 7.5|UBSA|UBS SECURITIES LLC|2259
WPG$H|WASHINGTON PRIME 7.5|UBSS|UBS Securities LLC|401
WPG$H|WASHINGTON PRIME 7.5|VGRD|Vanguard Marketing Corporation|500
WPG$H|WASHINGTON PRIME 7.5|WCHV|WELLS FARGO SECURITIES, LLC|8117
WPG$H|WASHINGTON PRIME 7.5|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
WPG$H|WASHINGTON PRIME 7.5|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
WPG$I|WASHINGTON PRIM 6.8|ALTX|Alternet Securities Inc.|100
WPG$I|WASHINGTON PRIM 6.8|BATM|CBOE TRADING, INC.|300
WPG$I|WASHINGTON PRIM 6.8|BKMM|BNY MELLON CAPITAL MARKETS, LLC|350
WPG$I|WASHINGTON PRIM 6.8|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5850
WPG$I|WASHINGTON PRIM 6.8|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
WPG$I|WASHINGTON PRIM 6.8|DBAX|Deutsche Bank Securities Inc.|8700
WPG$I|WASHINGTON PRIM 6.8|DEAN|MORGAN STANLEY|410
WPG$I|WASHINGTON PRIM 6.8|EBXL|EBX LLC|1100
WPG$I|WASHINGTON PRIM 6.8|EGXM|CBOE TRADING, INC.|400
WPG$I|WASHINGTON PRIM 6.8|ETCB|ETC BROKERAGE SERVICES, LLC|33
WPG$I|WASHINGTON PRIM 6.8|ETRS|E*Trade Securities LLC|17691
WPG$I|WASHINGTON PRIM 6.8|GLPX|ACS EXECUTION SERVICES, LLC|1464
WPG$I|WASHINGTON PRIM 6.8|GTSZ|GTS SECURITIES LLC|100
WPG$I|WASHINGTON PRIM 6.8|IATS|INTERACTIVE BROKERS LLC|600
WPG$I|WASHINGTON PRIM 6.8|IBKR|Interactive Brokers Llc|3820
WPG$I|WASHINGTON PRIM 6.8|ICBX|INSTINET, LLC|2200
WPG$I|WASHINGTON PRIM 6.8|INCA|INSTINET, LLC|335
WPG$I|WASHINGTON PRIM 6.8|INJX|INSTINET, LLC|200
WPG$I|WASHINGTON PRIM 6.8|JANY|Janney Montgomery Scott Inc.|126
WPG$I|WASHINGTON PRIM 6.8|JEFF|JEFFERIES LLC|20436
WPG$I|WASHINGTON PRIM 6.8|LEHM|Barclays Capital Inc./Le|800
WPG$I|WASHINGTON PRIM 6.8|LGNT|COR CLEARING LLC|1
WPG$I|WASHINGTON PRIM 6.8|LIME|Lime Brokerage LLC|650
WPG$I|WASHINGTON PRIM 6.8|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
WPG$I|WASHINGTON PRIM 6.8|MSCO|MORGAN STANLEY & CO. LLC|350
WPG$I|WASHINGTON PRIM 6.8|NFSC|National Financial Services LLC|13137
WPG$I|WASHINGTON PRIM 6.8|NITE|VIRTU Americas LLC|16637
WPG$I|WASHINGTON PRIM 6.8|NQRB|Brut, LLC|1200
WPG$I|WASHINGTON PRIM 6.8|OLDM|OLD MISSION CAPITAL, LLC|2627
WPG$I|WASHINGTON PRIM 6.8|PDQM|CODA MARKETS, INC.|1764
WPG$I|WASHINGTON PRIM 6.8|RBCM|RBC CAPITAL MARKETS, LLC|1008
WPG$I|WASHINGTON PRIM 6.8|SPDR|SPEEDROUTE LLC|150
WPG$I|WASHINGTON PRIM 6.8|STFL|Stifel, Nicolaus & Company, Incorporated|925
WPG$I|WASHINGTON PRIM 6.8|SWIM|TD Ameritrade, Inc.|3130
WPG$I|WASHINGTON PRIM 6.8|UBSA|UBS SECURITIES LLC|3700
WPG$I|WASHINGTON PRIM 6.8|UBSS|UBS Securities LLC|4706
WPG$I|WASHINGTON PRIM 6.8|VGRD|Vanguard Marketing Corporation|1000
WPG$I|WASHINGTON PRIM 6.8|WCHV|WELLS FARGO SECURITIES, LLC|15900
WPG$I|WASHINGTON PRIM 6.8|WEXX|WOLVERINE EXECUTION SERVICES, LLC|9
WPG$I|WASHINGTON PRIM 6.8|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1105
WPM|WHEATON PRECIOUS MTL|ALTX|Alternet Securities Inc.|11228
WPM|WHEATON PRECIOUS MTL|APCC|Apex Clearing Corporation|1074
WPM|WHEATON PRECIOUS MTL|BANK|Primevest Financial Services, Inc.|30
WPM|WHEATON PRECIOUS MTL|BARD|Robert W. Baird & Co. Incorporated|32201
WPM|WHEATON PRECIOUS MTL|BATM|CBOE TRADING, INC.|15440
WPM|WHEATON PRECIOUS MTL|BBNT|BB&T SECURITIES, LLC|34
WPM|WHEATON PRECIOUS MTL|BERN|Sanford C. Bernstein & Co., LLC|65991
WPM|WHEATON PRECIOUS MTL|BIDS|BIDS TRADING L.P.|200
WPM|WHEATON PRECIOUS MTL|BIMI|Banca IMI Securities Corp.|1489
WPM|WHEATON PRECIOUS MTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21235
WPM|WHEATON PRECIOUS MTL|BNPX|BNP PARIBAS SECURITIES CORP.|1004500
WPM|WHEATON PRECIOUS MTL|BRGE|Newbridge Securities Corp.|800
WPM|WHEATON PRECIOUS MTL|BTIG|BTIG, LLC|300
WPM|WHEATON PRECIOUS MTL|BYXM|CBOE TRADING, INC.|400
WPM|WHEATON PRECIOUS MTL|BZYD|GOLDMAN SACHS & CO. LLC|2289
WPM|WHEATON PRECIOUS MTL|CHAS|Charles Schwab & Co., Inc.|5989
WPM|WHEATON PRECIOUS MTL|CIST|Capital Institutional Services, Inc.|50
WPM|WHEATON PRECIOUS MTL|CLSA|CLSA AMERICAS, LLC|12390
WPM|WHEATON PRECIOUS MTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|18216
WPM|WHEATON PRECIOUS MTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
WPM|WHEATON PRECIOUS MTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312970
WPM|WHEATON PRECIOUS MTL|CTDL|Citadel Derivatives Group Llc|14035
WPM|WHEATON PRECIOUS MTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|14844
WPM|WHEATON PRECIOUS MTL|DADA|D.A. Davidson & Co.|167
WPM|WHEATON PRECIOUS MTL|DAVA|Davenport & Company LLC|74
WPM|WHEATON PRECIOUS MTL|DBAB|Deutsche Bank Securities Inc.|140494
WPM|WHEATON PRECIOUS MTL|DBAX|Deutsche Bank Securities Inc.|248700
WPM|WHEATON PRECIOUS MTL|DBUL|Deutsche Bank Securities Inc.|300
WPM|WHEATON PRECIOUS MTL|DCHF|Dart Executions, LLC|1900
WPM|WHEATON PRECIOUS MTL|DEAN|MORGAN STANLEY|4845
WPM|WHEATON PRECIOUS MTL|DEGS|RONIN PROFESSIONAL LLC|100
WPM|WHEATON PRECIOUS MTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16088
WPM|WHEATON PRECIOUS MTL|EBXL|EBX LLC|136100
WPM|WHEATON PRECIOUS MTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|4212
WPM|WHEATON PRECIOUS MTL|EDJO|Edward D. Jones & Co., L.P.|8507
WPM|WHEATON PRECIOUS MTL|EGAM|CBOE TRADING, INC.|11743
WPM|WHEATON PRECIOUS MTL|EGAW|CBOE TRADING, INC.|600
WPM|WHEATON PRECIOUS MTL|EGXM|CBOE TRADING, INC.|2989
WPM|WHEATON PRECIOUS MTL|ELEV|ELEVATION, LLC|12600
WPM|WHEATON PRECIOUS MTL|ETBE|Electronic Transaction Clearing, Inc.|20178
WPM|WHEATON PRECIOUS MTL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
WPM|WHEATON PRECIOUS MTL|ETCB|ETC BROKERAGE SERVICES, LLC|104
WPM|WHEATON PRECIOUS MTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1600
WPM|WHEATON PRECIOUS MTL|ETRS|E*Trade Securities LLC|213494
WPM|WHEATON PRECIOUS MTL|FBSB|U.S. Bancorp Investments, Inc.|106
WPM|WHEATON PRECIOUS MTL|FILL|Tradestation Securities, Inc.|29379
WPM|WHEATON PRECIOUS MTL|FINX|FINTECH SECURITIES|2450
WPM|WHEATON PRECIOUS MTL|FMAF|NBCN Inc./ CDS|17494
WPM|WHEATON PRECIOUS MTL|FMCO|First Manhattan Co|500
WPM|WHEATON PRECIOUS MTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
WPM|WHEATON PRECIOUS MTL|FQLS|Quantlab Securities LP|223451
WPM|WHEATON PRECIOUS MTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|50890
WPM|WHEATON PRECIOUS MTL|FTBR|Foliofn Investments, Inc.|1283
WPM|WHEATON PRECIOUS MTL|GEBB|GLOBAL EXECUTION BROKERS, LP|8001
WPM|WHEATON PRECIOUS MTL|GLIS|TD Securities Inc|4700
WPM|WHEATON PRECIOUS MTL|GLPX|ACS EXECUTION SERVICES, LLC|12922
WPM|WHEATON PRECIOUS MTL|GSCO|GOLDMAN SACHS & CO. LLC|2785721
WPM|WHEATON PRECIOUS MTL|GSLT|GOLDMAN SACHS & CO. LLC|10027
WPM|WHEATON PRECIOUS MTL|GTSZ|GTS SECURITIES LLC|42633
WPM|WHEATON PRECIOUS MTL|HASF|Haywood Securities Inc./CDS|5200
WPM|WHEATON PRECIOUS MTL|HCTA|Hardcastle Trading USA LLC|57242
WPM|WHEATON PRECIOUS MTL|HRBF|American Enterprise Investment Services Inc.|21313
WPM|WHEATON PRECIOUS MTL|HSBC|HSBC Securities, Inc.|10291
WPM|WHEATON PRECIOUS MTL|IATS|INTERACTIVE BROKERS LLC|21972
WPM|WHEATON PRECIOUS MTL|IBKR|Interactive Brokers Llc|49297
WPM|WHEATON PRECIOUS MTL|ICBX|INSTINET, LLC|52759
WPM|WHEATON PRECIOUS MTL|INCA|INSTINET, LLC|218944
WPM|WHEATON PRECIOUS MTL|INJX|INSTINET, LLC|13512
WPM|WHEATON PRECIOUS MTL|INTL|INTL FCSTONE FINANCIAL INC.|3
WPM|WHEATON PRECIOUS MTL|ITGI|ITG Inc.|142506
WPM|WHEATON PRECIOUS MTL|ITGP|ITG INC.|121800
WPM|WHEATON PRECIOUS MTL|JANY|Janney Montgomery Scott Inc.|4869
WPM|WHEATON PRECIOUS MTL|JEFF|JEFFERIES LLC|102924
WPM|WHEATON PRECIOUS MTL|JMPT|JUMP TRADING, LLC|50111
WPM|WHEATON PRECIOUS MTL|JPBX|J.P. MORGAN SECURITIES LLC|26216
WPM|WHEATON PRECIOUS MTL|JPMX|J.P. Morgan Securities LLC|328820
WPM|WHEATON PRECIOUS MTL|JSJX|JANE STREET CAPITAL LLC|87401
WPM|WHEATON PRECIOUS MTL|KCGM|VIRTU Americas LLC|30617
WPM|WHEATON PRECIOUS MTL|LEHM|Barclays Capital Inc./Le|985726
WPM|WHEATON PRECIOUS MTL|LGNT|COR CLEARING LLC|23
WPM|WHEATON PRECIOUS MTL|LIME|Lime Brokerage LLC|42543
WPM|WHEATON PRECIOUS MTL|LSCI|Lek Securities Corporation|18
WPM|WHEATON PRECIOUS MTL|MAXM|Maxim Group LLC|4600
WPM|WHEATON PRECIOUS MTL|MCMF|Raymond James Ltd. Cds|500
WPM|WHEATON PRECIOUS MTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|165960
WPM|WHEATON PRECIOUS MTL|MOTF|MOTIF INVESTING, INC.|83
WPM|WHEATON PRECIOUS MTL|MSCO|MORGAN STANLEY & CO. LLC|745887
WPM|WHEATON PRECIOUS MTL|MSPL|MORGAN STANLEY & CO. LLC|257300
WPM|WHEATON PRECIOUS MTL|MSTX|MORGAN STANLEY & CO. LLC|126500
WPM|WHEATON PRECIOUS MTL|NFSC|National Financial Services LLC|344910
WPM|WHEATON PRECIOUS MTL|NITE|VIRTU Americas LLC|1091977
WPM|WHEATON PRECIOUS MTL|NITP|VIRTU Americas LLC|535
WPM|WHEATON PRECIOUS MTL|NQRB|Brut, LLC|7018
WPM|WHEATON PRECIOUS MTL|NTBF|BMO Nesbitt Burns Inc./CDS|3046
WPM|WHEATON PRECIOUS MTL|NTRC|Northern Trust Securities, Inc.|400
WPM|WHEATON PRECIOUS MTL|OHOS|TWO SIGMA SECURITIES, LLC|79088
WPM|WHEATON PRECIOUS MTL|OLDM|OLD MISSION CAPITAL, LLC|73429
WPM|WHEATON PRECIOUS MTL|OPCO|Oppenheimer & Co. Inc.|2047
WPM|WHEATON PRECIOUS MTL|PDQM|CODA MARKETS, INC.|2702
WPM|WHEATON PRECIOUS MTL|PHLY|NASDAQ Execution Services, LLC|6200
WPM|WHEATON PRECIOUS MTL|RBCM|RBC CAPITAL MARKETS, LLC|18617
WPM|WHEATON PRECIOUS MTL|RGLD|Regal Securities, Inc|200
WPM|WHEATON PRECIOUS MTL|RHOX|XR Securities LLC|4819
WPM|WHEATON PRECIOUS MTL|SAGL|SAGETRADER, LLC|300
WPM|WHEATON PRECIOUS MTL|SALI|INTL FCSTONE FINANCIAL INC.|1982
WPM|WHEATON PRECIOUS MTL|SBSH|Citigroup Global Markets Inc.|37325
WPM|WHEATON PRECIOUS MTL|SCMC|Scotia Capital Markets (USA) Inc.|400
WPM|WHEATON PRECIOUS MTL|SEIC|SEI Investments Distribution Co.|700
WPM|WHEATON PRECIOUS MTL|SGMT|GOLDMAN SACHS & CO. LLC|240856
WPM|WHEATON PRECIOUS MTL|SPDR|SPEEDROUTE LLC|482
WPM|WHEATON PRECIOUS MTL|SPHN|Stephens Inc.|5
WPM|WHEATON PRECIOUS MTL|STFL|Stifel, Nicolaus & Company, Incorporated|61400
WPM|WHEATON PRECIOUS MTL|STKP|STOCKPILE INVESTMENTS, INC.|144
WPM|WHEATON PRECIOUS MTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5143
WPM|WHEATON PRECIOUS MTL|SWIM|TD Ameritrade, Inc.|313146
WPM|WHEATON PRECIOUS MTL|SWST|Hilltop Securities Inc.|7137
WPM|WHEATON PRECIOUS MTL|TKNG|ALLY INVEST SECURITIES LLC|4030
WPM|WHEATON PRECIOUS MTL|TMBR|Timber Hill LLC|480
WPM|WHEATON PRECIOUS MTL|TRBT|Tradebot Systems, Inc.|136636
WPM|WHEATON PRECIOUS MTL|TRCM|TRC MARKETS LLC|259342
WPM|WHEATON PRECIOUS MTL|TWTT|TASTYWORKS, INC.|24072
WPM|WHEATON PRECIOUS MTL|UBSA|UBS SECURITIES LLC|605819
WPM|WHEATON PRECIOUS MTL|UBSS|UBS Securities LLC|691237
WPM|WHEATON PRECIOUS MTL|VALX|VIRTU AMERICAS LLC|41357
WPM|WHEATON PRECIOUS MTL|VGRD|Vanguard Marketing Corporation|69212
WPM|WHEATON PRECIOUS MTL|VNDM|Wall Street Access|6828
WPM|WHEATON PRECIOUS MTL|WBLR|WILLIAM BLAIR|7022
WPM|WHEATON PRECIOUS MTL|WBPX|SUMMIT SECURITIES GROUP, LLC|19815
WPM|WHEATON PRECIOUS MTL|WCHV|WELLS FARGO SECURITIES, LLC|84889
WPM|WHEATON PRECIOUS MTL|WEDB|WEDBUSH SECURITIES INC.|141
WPM|WHEATON PRECIOUS MTL|WEED|Weeden & Co.L.P.|221
WPM|WHEATON PRECIOUS MTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|49918
WPM|WHEATON PRECIOUS MTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17441
WPM|WHEATON PRECIOUS MTL|WSEA|WOLVERINE SECURITIES, LLC|7292
WPM|WHEATON PRECIOUS MTL|XIST|INSTINET, LLC|66400
WPM|WHEATON PRECIOUS MTL|XPUS|XP SECURITIES, LLC|500
WPM|WHEATON PRECIOUS MTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|34962
WPM|WHEATON PRECIOUS MTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|11831
WPP|WPP PLC ADR|ADAM|CANACCORD GENUITY INC.|180
WPP|WPP PLC ADR|ALTX|Alternet Securities Inc.|2400
WPP|WPP PLC ADR|APCC|Apex Clearing Corporation|114
WPP|WPP PLC ADR|BALE|M&T SECURITIES, INC.|267
WPP|WPP PLC ADR|BANK|Primevest Financial Services, Inc.|8
WPP|WPP PLC ADR|BARD|Robert W. Baird & Co. Incorporated|617
WPP|WPP PLC ADR|BATM|CBOE TRADING, INC.|7484
WPP|WPP PLC ADR|BBNT|BB&T SECURITIES, LLC|4990
WPP|WPP PLC ADR|BERN|Sanford C. Bernstein & Co., LLC|27
WPP|WPP PLC ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1291
WPP|WPP PLC ADR|BNCH|The Benchmark Company, LLC|1000
WPP|WPP PLC ADR|BTIG|BTIG, LLC|768
WPP|WPP PLC ADR|BZYD|GOLDMAN SACHS & CO. LLC|552
WPP|WPP PLC ADR|CANT|Cantor Fitzgerald & Co.|4452
WPP|WPP PLC ADR|CHAS|Charles Schwab & Co., Inc.|35904
WPP|WPP PLC ADR|CHDN|CHARDAN CAPITAL MARKETS LLC|8794
WPP|WPP PLC ADR|CIST|Capital Institutional Services, Inc.|60
WPP|WPP PLC ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5381
WPP|WPP PLC ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
WPP|WPP PLC ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|58780
WPP|WPP PLC ADR|CTDL|Citadel Derivatives Group Llc|642
WPP|WPP PLC ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|2024
WPP|WPP PLC ADR|DADA|D.A. Davidson & Co.|48
WPP|WPP PLC ADR|DAVA|Davenport & Company LLC|50
WPP|WPP PLC ADR|DBAB|Deutsche Bank Securities Inc.|14265
WPP|WPP PLC ADR|DBAX|Deutsche Bank Securities Inc.|35600
WPP|WPP PLC ADR|DCHF|Dart Executions, LLC|2098
WPP|WPP PLC ADR|DEAN|MORGAN STANLEY|17130
WPP|WPP PLC ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6050
WPP|WPP PLC ADR|EBXL|EBX LLC|16400
WPP|WPP PLC ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|14922
WPP|WPP PLC ADR|EDJC|Edward Jones / CDS|280
WPP|WPP PLC ADR|EDJO|Edward D. Jones & Co., L.P.|5552
WPP|WPP PLC ADR|EGAM|CBOE TRADING, INC.|122
WPP|WPP PLC ADR|EGAW|CBOE TRADING, INC.|50
WPP|WPP PLC ADR|EGMT|EG MARKET TECHNOLOGIES LLC|200
WPP|WPP PLC ADR|EGXM|CBOE TRADING, INC.|430
WPP|WPP PLC ADR|ETBE|Electronic Transaction Clearing, Inc.|4077
WPP|WPP PLC ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|400
WPP|WPP PLC ADR|ETRS|E*Trade Securities LLC|7669
WPP|WPP PLC ADR|FILL|Tradestation Securities, Inc.|193
WPP|WPP PLC ADR|FMAF|NBCN Inc./ CDS|859
WPP|WPP PLC ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18636
WPP|WPP PLC ADR|FTBR|Foliofn Investments, Inc.|2912
WPP|WPP PLC ADR|GARC|ICAP Corporates LLC|110000
WPP|WPP PLC ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|3300
WPP|WPP PLC ADR|GFIS|GFI Securities LLC|120000
WPP|WPP PLC ADR|GLIS|TD Securities Inc|175
WPP|WPP PLC ADR|GLPX|ACS EXECUTION SERVICES, LLC|1185
WPP|WPP PLC ADR|GSCO|GOLDMAN SACHS & CO. LLC|54286
WPP|WPP PLC ADR|GSCS|GOLDMAN SACHS & CO. LLC|3679
WPP|WPP PLC ADR|GSLT|GOLDMAN SACHS & CO. LLC|1613
WPP|WPP PLC ADR|GTSZ|GTS SECURITIES LLC|14381
WPP|WPP PLC ADR|HRBF|American Enterprise Investment Services Inc.|2458
WPP|WPP PLC ADR|HSBC|HSBC Securities, Inc.|500
WPP|WPP PLC ADR|IATS|INTERACTIVE BROKERS LLC|14654
WPP|WPP PLC ADR|IBKR|Interactive Brokers Llc|7348
WPP|WPP PLC ADR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|385
WPP|WPP PLC ADR|ICBX|INSTINET, LLC|4500
WPP|WPP PLC ADR|INCA|INSTINET, LLC|10042
WPP|WPP PLC ADR|INJX|INSTINET, LLC|200
WPP|WPP PLC ADR|INTL|INTL FCSTONE FINANCIAL INC.|1773
WPP|WPP PLC ADR|ITGI|ITG Inc.|4567
WPP|WPP PLC ADR|ITGP|ITG INC.|27200
WPP|WPP PLC ADR|JANY|Janney Montgomery Scott Inc.|4889
WPP|WPP PLC ADR|JEFF|JEFFERIES LLC|1372
WPP|WPP PLC ADR|JMPT|JUMP TRADING, LLC|2465
WPP|WPP PLC ADR|JPBX|J.P. MORGAN SECURITIES LLC|2894
WPP|WPP PLC ADR|JPMX|J.P. Morgan Securities LLC|24646
WPP|WPP PLC ADR|JSJX|JANE STREET CAPITAL LLC|1449
WPP|WPP PLC ADR|KCGM|VIRTU Americas LLC|5119
WPP|WPP PLC ADR|LEHM|Barclays Capital Inc./Le|48758
WPP|WPP PLC ADR|LIME|Lime Brokerage LLC|106331
WPP|WPP PLC ADR|LSCI|Lek Securities Corporation|484
WPP|WPP PLC ADR|MACC|Mid Atlantic Capital Corporation|500
WPP|WPP PLC ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22054
WPP|WPP PLC ADR|MOTF|MOTIF INVESTING, INC.|1
WPP|WPP PLC ADR|MSCO|MORGAN STANLEY & CO. LLC|272417
WPP|WPP PLC ADR|MSPL|MORGAN STANLEY & CO. LLC|97000
WPP|WPP PLC ADR|MSTX|MORGAN STANLEY & CO. LLC|1400
WPP|WPP PLC ADR|NBCS|NBC Securities, INC.|600
WPP|WPP PLC ADR|NFSC|National Financial Services LLC|100981
WPP|WPP PLC ADR|NITE|VIRTU Americas LLC|194643
WPP|WPP PLC ADR|NQRB|Brut, LLC|1500
WPP|WPP PLC ADR|NTBF|BMO Nesbitt Burns Inc./CDS|412
WPP|WPP PLC ADR|OLDM|OLD MISSION CAPITAL, LLC|12943
WPP|WPP PLC ADR|OPCO|Oppenheimer & Co. Inc.|3130
WPP|WPP PLC ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|424
WPP|WPP PLC ADR|PDQM|CODA MARKETS, INC.|2806
WPP|WPP PLC ADR|PHLY|NASDAQ Execution Services, LLC|200
WPP|WPP PLC ADR|PWJC|UBS Financial Services, Inc.|702
WPP|WPP PLC ADR|RBCM|RBC CAPITAL MARKETS, LLC|11470
WPP|WPP PLC ADR|SAGL|SAGETRADER, LLC|4
WPP|WPP PLC ADR|SALI|INTL FCSTONE FINANCIAL INC.|29
WPP|WPP PLC ADR|SBSH|Citigroup Global Markets Inc.|43290
WPP|WPP PLC ADR|SGMT|GOLDMAN SACHS & CO. LLC|8319
WPP|WPP PLC ADR|SPDR|SPEEDROUTE LLC|100
WPP|WPP PLC ADR|SPHN|Stephens Inc.|170
WPP|WPP PLC ADR|STFL|Stifel, Nicolaus & Company, Incorporated|4483
WPP|WPP PLC ADR|SWIM|TD Ameritrade, Inc.|748
WPP|WPP PLC ADR|SWST|Hilltop Securities Inc.|115
WPP|WPP PLC ADR|TDSI|TD Securities (USA) LLC|69
WPP|WPP PLC ADR|TKNG|ALLY INVEST SECURITIES LLC|379
WPP|WPP PLC ADR|TRBT|Tradebot Systems, Inc.|1702
WPP|WPP PLC ADR|TRCM|TRC MARKETS LLC|300
WPP|WPP PLC ADR|UBSA|UBS SECURITIES LLC|95452
WPP|WPP PLC ADR|UBSS|UBS Securities LLC|162347
WPP|WPP PLC ADR|VALX|VIRTU AMERICAS LLC|2165
WPP|WPP PLC ADR|VGRD|Vanguard Marketing Corporation|7632
WPP|WPP PLC ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|2400
WPP|WPP PLC ADR|WCHV|WELLS FARGO SECURITIES, LLC|21850
WPP|WPP PLC ADR|WEDB|WEDBUSH SECURITIES INC.|168
WPP|WPP PLC ADR|WEED|Weeden & Co.L.P.|1198
WPP|WPP PLC ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18984
WPP|WPP PLC ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|11547
WPP|WPP PLC ADR|WGIF|CIBC World Markets Inc.|612
WPP|WPP PLC ADR|WSEA|WOLVERINE SECURITIES, LLC|673
WPP|WPP PLC ADR|XIST|INSTINET, LLC|5854
WPP|WPP PLC ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|1690
WPP|WPP PLC ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|18
WPP|WPP PLC ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3603
WPRT|WESTPORT FUEL SYSTEM|ALTX|Alternet Securities Inc.|900
WPRT|WESTPORT FUEL SYSTEM|APCC|Apex Clearing Corporation|33006
WPRT|WESTPORT FUEL SYSTEM|BARD|Robert W. Baird & Co. Incorporated|49413
WPRT|WESTPORT FUEL SYSTEM|BATM|CBOE TRADING, INC.|656
WPRT|WESTPORT FUEL SYSTEM|BAYT|BTIG, LLC|2524
WPRT|WESTPORT FUEL SYSTEM|BERN|Sanford C. Bernstein & Co., LLC|2497
WPRT|WESTPORT FUEL SYSTEM|BIAD|SAGETRADER, LLC|2
WPRT|WESTPORT FUEL SYSTEM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9752
WPRT|WESTPORT FUEL SYSTEM|BZYD|GOLDMAN SACHS & CO. LLC|5900
WPRT|WESTPORT FUEL SYSTEM|CANT|Cantor Fitzgerald & Co.|2875
WPRT|WESTPORT FUEL SYSTEM|CHAS|Charles Schwab & Co., Inc.|6000
WPRT|WESTPORT FUEL SYSTEM|CHLM|Craig-Hallum Capital Group LLC|59068
WPRT|WESTPORT FUEL SYSTEM|CICF|Canaccord Genuity Corp.|2259
WPRT|WESTPORT FUEL SYSTEM|CIST|Capital Institutional Services, Inc.|6166
WPRT|WESTPORT FUEL SYSTEM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|98871
WPRT|WESTPORT FUEL SYSTEM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
WPRT|WESTPORT FUEL SYSTEM|CRFN|ROBINHOOD FINANCIAL, LLC|79
WPRT|WESTPORT FUEL SYSTEM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|94537
WPRT|WESTPORT FUEL SYSTEM|CTDL|Citadel Derivatives Group Llc|12037
WPRT|WESTPORT FUEL SYSTEM|CXCX|CITIGROUP GLOBAL MARKETS INC.|5638
WPRT|WESTPORT FUEL SYSTEM|DADA|D.A. Davidson & Co.|3000
WPRT|WESTPORT FUEL SYSTEM|DBAB|Deutsche Bank Securities Inc.|33772
WPRT|WESTPORT FUEL SYSTEM|DBAX|Deutsche Bank Securities Inc.|31000
WPRT|WESTPORT FUEL SYSTEM|DEAN|MORGAN STANLEY|6450
WPRT|WESTPORT FUEL SYSTEM|DEGS|RONIN PROFESSIONAL LLC|4802
WPRT|WESTPORT FUEL SYSTEM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4700
WPRT|WESTPORT FUEL SYSTEM|EBXL|EBX LLC|71700
WPRT|WESTPORT FUEL SYSTEM|ECUT|CONVERGEX EXECUTION SOLUTIONS|14719
WPRT|WESTPORT FUEL SYSTEM|EDJO|Edward D. Jones & Co., L.P.|11285
WPRT|WESTPORT FUEL SYSTEM|EGAM|CBOE TRADING, INC.|2857
WPRT|WESTPORT FUEL SYSTEM|EGXM|CBOE TRADING, INC.|800
WPRT|WESTPORT FUEL SYSTEM|ETBE|Electronic Transaction Clearing, Inc.|4661
WPRT|WESTPORT FUEL SYSTEM|ETCB|ETC BROKERAGE SERVICES, LLC|100
WPRT|WESTPORT FUEL SYSTEM|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|10214
WPRT|WESTPORT FUEL SYSTEM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1318
WPRT|WESTPORT FUEL SYSTEM|ETRS|E*Trade Securities LLC|372340
WPRT|WESTPORT FUEL SYSTEM|FBCO|Credit Suisse Securities (USA) LLC|122747
WPRT|WESTPORT FUEL SYSTEM|FILL|Tradestation Securities, Inc.|370
WPRT|WESTPORT FUEL SYSTEM|FMAF|NBCN Inc./ CDS|30656
WPRT|WESTPORT FUEL SYSTEM|FOMA|TD AMERITRADE CLEARING, INC.|1267744
WPRT|WESTPORT FUEL SYSTEM|FQLS|Quantlab Securities LP|89298
WPRT|WESTPORT FUEL SYSTEM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|16759
WPRT|WESTPORT FUEL SYSTEM|FTBR|Foliofn Investments, Inc.|752
WPRT|WESTPORT FUEL SYSTEM|GEBB|GLOBAL EXECUTION BROKERS, LP|16040
WPRT|WESTPORT FUEL SYSTEM|GLIS|TD Securities Inc|1050
WPRT|WESTPORT FUEL SYSTEM|GLPX|ACS EXECUTION SERVICES, LLC|2710
WPRT|WESTPORT FUEL SYSTEM|GSCO|GOLDMAN SACHS & CO. LLC|137223
WPRT|WESTPORT FUEL SYSTEM|GSCS|GOLDMAN SACHS & CO. LLC|3300
WPRT|WESTPORT FUEL SYSTEM|GSLT|GOLDMAN SACHS & CO. LLC|200
WPRT|WESTPORT FUEL SYSTEM|GTSZ|GTS SECURITIES LLC|14199
WPRT|WESTPORT FUEL SYSTEM|HRBF|American Enterprise Investment Services Inc.|93358
WPRT|WESTPORT FUEL SYSTEM|HSBC|HSBC Securities, Inc.|1060
WPRT|WESTPORT FUEL SYSTEM|IATS|INTERACTIVE BROKERS LLC|12250
WPRT|WESTPORT FUEL SYSTEM|IBKR|Interactive Brokers Llc|144811
WPRT|WESTPORT FUEL SYSTEM|ICBX|INSTINET, LLC|46701
WPRT|WESTPORT FUEL SYSTEM|INCA|INSTINET, LLC|90956
WPRT|WESTPORT FUEL SYSTEM|INJX|INSTINET, LLC|14967
WPRT|WESTPORT FUEL SYSTEM|ITGI|ITG Inc.|49569
WPRT|WESTPORT FUEL SYSTEM|ITGP|ITG INC.|36800
WPRT|WESTPORT FUEL SYSTEM|JANY|Janney Montgomery Scott Inc.|570
WPRT|WESTPORT FUEL SYSTEM|JEFF|JEFFERIES LLC|15548
WPRT|WESTPORT FUEL SYSTEM|JMPT|JUMP TRADING, LLC|20873
WPRT|WESTPORT FUEL SYSTEM|JPBX|J.P. MORGAN SECURITIES LLC|1000
WPRT|WESTPORT FUEL SYSTEM|JPMX|J.P. Morgan Securities LLC|23810
WPRT|WESTPORT FUEL SYSTEM|JSJX|JANE STREET CAPITAL LLC|11230
WPRT|WESTPORT FUEL SYSTEM|KCGM|VIRTU Americas LLC|14627
WPRT|WESTPORT FUEL SYSTEM|LEHM|Barclays Capital Inc./Le|248231
WPRT|WESTPORT FUEL SYSTEM|LGNT|COR CLEARING LLC|140
WPRT|WESTPORT FUEL SYSTEM|LIME|Lime Brokerage LLC|81354
WPRT|WESTPORT FUEL SYSTEM|MBTS|ALLY INVEST SECURITIES LLC|11460
WPRT|WESTPORT FUEL SYSTEM|MCMF|Raymond James Ltd. Cds|275
WPRT|WESTPORT FUEL SYSTEM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|71968
WPRT|WESTPORT FUEL SYSTEM|MOTF|MOTIF INVESTING, INC.|2
WPRT|WESTPORT FUEL SYSTEM|MSCO|MORGAN STANLEY & CO. LLC|391389
WPRT|WESTPORT FUEL SYSTEM|MSPL|MORGAN STANLEY & CO. LLC|33100
WPRT|WESTPORT FUEL SYSTEM|MSTX|MORGAN STANLEY & CO. LLC|200
WPRT|WESTPORT FUEL SYSTEM|NFSC|National Financial Services LLC|702060
WPRT|WESTPORT FUEL SYSTEM|NITE|VIRTU Americas LLC|1513687
WPRT|WESTPORT FUEL SYSTEM|NITP|VIRTU Americas LLC|2955
WPRT|WESTPORT FUEL SYSTEM|NQRB|Brut, LLC|5400
WPRT|WESTPORT FUEL SYSTEM|NTRC|Northern Trust Securities, Inc.|764
WPRT|WESTPORT FUEL SYSTEM|OPCO|Oppenheimer & Co. Inc.|16502
WPRT|WESTPORT FUEL SYSTEM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
WPRT|WESTPORT FUEL SYSTEM|PDQM|CODA MARKETS, INC.|4310
WPRT|WESTPORT FUEL SYSTEM|PHLY|NASDAQ Execution Services, LLC|600
WPRT|WESTPORT FUEL SYSTEM|PWJC|UBS Financial Services, Inc.|15000
WPRT|WESTPORT FUEL SYSTEM|RAJA|Raymond James & Associates, Inc.|26796
WPRT|WESTPORT FUEL SYSTEM|RBCM|RBC CAPITAL MARKETS, LLC|42750
WPRT|WESTPORT FUEL SYSTEM|RGLD|Regal Securities, Inc|7028
WPRT|WESTPORT FUEL SYSTEM|SBSH|Citigroup Global Markets Inc.|2456
WPRT|WESTPORT FUEL SYSTEM|SEIC|SEI Investments Distribution Co.|200
WPRT|WESTPORT FUEL SYSTEM|SGMT|GOLDMAN SACHS & CO. LLC|46414
WPRT|WESTPORT FUEL SYSTEM|STFL|Stifel, Nicolaus & Company, Incorporated|9578
WPRT|WESTPORT FUEL SYSTEM|SWIM|TD Ameritrade, Inc.|63263
WPRT|WESTPORT FUEL SYSTEM|TKNG|ALLY INVEST SECURITIES LLC|41790
WPRT|WESTPORT FUEL SYSTEM|TRBT|Tradebot Systems, Inc.|92265
WPRT|WESTPORT FUEL SYSTEM|TRCM|TRC MARKETS LLC|47470
WPRT|WESTPORT FUEL SYSTEM|UBSA|UBS SECURITIES LLC|173256
WPRT|WESTPORT FUEL SYSTEM|UBSS|UBS Securities LLC|275051
WPRT|WESTPORT FUEL SYSTEM|VALX|VIRTU AMERICAS LLC|12373
WPRT|WESTPORT FUEL SYSTEM|VGRD|Vanguard Marketing Corporation|38618
WPRT|WESTPORT FUEL SYSTEM|VNDM|Wall Street Access|17452
WPRT|WESTPORT FUEL SYSTEM|VSIN|Vision Financial Markets Llc|400
WPRT|WESTPORT FUEL SYSTEM|WCHV|WELLS FARGO SECURITIES, LLC|109001
WPRT|WESTPORT FUEL SYSTEM|WEDB|WEDBUSH SECURITIES INC.|1300
WPRT|WESTPORT FUEL SYSTEM|WEED|Weeden & Co.L.P.|2098
WPRT|WESTPORT FUEL SYSTEM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9203
WPRT|WESTPORT FUEL SYSTEM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|130
WPRT|WESTPORT FUEL SYSTEM|WSEA|WOLVERINE SECURITIES, LLC|12510
WPRT|WESTPORT FUEL SYSTEM|XIST|INSTINET, LLC|5200
WPRT|WESTPORT FUEL SYSTEM|XSTM|NATIONAL FINANCIAL SERVICES LLC|3300
WPRT|WESTPORT FUEL SYSTEM|YKNA|COMHAR CAPITAL MARKETS, LLC|600
WPRT|WESTPORT FUEL SYSTEM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6490
WPS|ISHARES INTERNATIONA|APCC|Apex Clearing Corporation|69
WPS|ISHARES INTERNATIONA|BARD|Robert W. Baird & Co. Incorporated|303
WPS|ISHARES INTERNATIONA|BBNT|BB&T SECURITIES, LLC|315
WPS|ISHARES INTERNATIONA|CHAS|Charles Schwab & Co., Inc.|2
WPS|ISHARES INTERNATIONA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1724
WPS|ISHARES INTERNATIONA|CTDL|Citadel Derivatives Group Llc|28
WPS|ISHARES INTERNATIONA|DBAX|Deutsche Bank Securities Inc.|1300
WPS|ISHARES INTERNATIONA|DEAN|MORGAN STANLEY|1300
WPS|ISHARES INTERNATIONA|EBXL|EBX LLC|1700
WPS|ISHARES INTERNATIONA|EDJO|Edward D. Jones & Co., L.P.|175
WPS|ISHARES INTERNATIONA|ETRS|E*Trade Securities LLC|149
WPS|ISHARES INTERNATIONA|FINX|FINTECH SECURITIES|100
WPS|ISHARES INTERNATIONA|FTBR|Foliofn Investments, Inc.|3524
WPS|ISHARES INTERNATIONA|GSCO|GOLDMAN SACHS & CO. LLC|2352
WPS|ISHARES INTERNATIONA|IATS|INTERACTIVE BROKERS LLC|200
WPS|ISHARES INTERNATIONA|IBKR|Interactive Brokers Llc|2281
WPS|ISHARES INTERNATIONA|ICBX|INSTINET, LLC|900
WPS|ISHARES INTERNATIONA|ITGI|ITG Inc.|114
WPS|ISHARES INTERNATIONA|ITGP|ITG INC.|800
WPS|ISHARES INTERNATIONA|JANY|Janney Montgomery Scott Inc.|225
WPS|ISHARES INTERNATIONA|JPMX|J.P. Morgan Securities LLC|800
WPS|ISHARES INTERNATIONA|JSEB|JANE STREET EXECUTION SERVICES, LLC|4112
WPS|ISHARES INTERNATIONA|JSJX|JANE STREET CAPITAL LLC|4078
WPS|ISHARES INTERNATIONA|KCGM|VIRTU Americas LLC|2329
WPS|ISHARES INTERNATIONA|LEHM|Barclays Capital Inc./Le|3400
WPS|ISHARES INTERNATIONA|LIME|Lime Brokerage LLC|224
WPS|ISHARES INTERNATIONA|MACC|Mid Atlantic Capital Corporation|7
WPS|ISHARES INTERNATIONA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
WPS|ISHARES INTERNATIONA|MOTF|MOTIF INVESTING, INC.|2
WPS|ISHARES INTERNATIONA|MSCO|MORGAN STANLEY & CO. LLC|1476
WPS|ISHARES INTERNATIONA|MSPL|MORGAN STANLEY & CO. LLC|1000
WPS|ISHARES INTERNATIONA|NFSC|National Financial Services LLC|9642
WPS|ISHARES INTERNATIONA|NITE|VIRTU Americas LLC|14661
WPS|ISHARES INTERNATIONA|NITP|VIRTU Americas LLC|49
WPS|ISHARES INTERNATIONA|RBCM|RBC CAPITAL MARKETS, LLC|195
WPS|ISHARES INTERNATIONA|SGMT|GOLDMAN SACHS & CO. LLC|1300
WPS|ISHARES INTERNATIONA|STFL|Stifel, Nicolaus & Company, Incorporated|313
WPS|ISHARES INTERNATIONA|SWIM|TD Ameritrade, Inc.|131
WPS|ISHARES INTERNATIONA|TKNG|ALLY INVEST SECURITIES LLC|9
WPS|ISHARES INTERNATIONA|UBSA|UBS SECURITIES LLC|5704
WPS|ISHARES INTERNATIONA|UBSS|UBS Securities LLC|6750
WPS|ISHARES INTERNATIONA|VGRD|Vanguard Marketing Corporation|1154
WPS|ISHARES INTERNATIONA|WCHV|WELLS FARGO SECURITIES, LLC|2479
WPS|ISHARES INTERNATIONA|WSEA|WOLVERINE SECURITIES, LLC|10
WPS|ISHARES INTERNATIONA|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4197
WPX|WPX ENERGY, INC.|ABLE|NATIXIS Securities Americas LLC|1367464
WPX|WPX ENERGY, INC.|ADAM|CANACCORD GENUITY INC.|290923
WPX|WPX ENERGY, INC.|ALTX|Alternet Securities Inc.|40580
WPX|WPX ENERGY, INC.|ANOS|ABEL/NOSER, L.L.C.|62700
WPX|WPX ENERGY, INC.|APCC|Apex Clearing Corporation|28261
WPX|WPX ENERGY, INC.|BANK|Primevest Financial Services, Inc.|4163
WPX|WPX ENERGY, INC.|BARD|Robert W. Baird & Co. Incorporated|3003
WPX|WPX ENERGY, INC.|BATM|CBOE TRADING, INC.|56087
WPX|WPX ENERGY, INC.|BAYT|BTIG, LLC|34471
WPX|WPX ENERGY, INC.|BBNT|BB&T SECURITIES, LLC|9535
WPX|WPX ENERGY, INC.|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|29611
WPX|WPX ENERGY, INC.|BERN|Sanford C. Bernstein & Co., LLC|646291
WPX|WPX ENERGY, INC.|BIDS|BIDS TRADING L.P.|800
WPX|WPX ENERGY, INC.|BKCM|BNY Mellon Capital Markets LLC|91658
WPX|WPX ENERGY, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40961
WPX|WPX ENERGY, INC.|BLKX|INSTINET, LLC|167940
WPX|WPX ENERGY, INC.|BMOC|BMO Capital Markets Corp.|870479
WPX|WPX ENERGY, INC.|BNCH|The Benchmark Company, LLC|230629
WPX|WPX ENERGY, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|53792
WPX|WPX ENERGY, INC.|BRVL|BLAYLOCK VAN, LLC|6900
WPX|WPX ENERGY, INC.|BTIG|BTIG, LLC|10329
WPX|WPX ENERGY, INC.|BYXM|CBOE TRADING, INC.|4685
WPX|WPX ENERGY, INC.|BZYD|GOLDMAN SACHS & CO. LLC|4100
WPX|WPX ENERGY, INC.|CANT|Cantor Fitzgerald & Co.|133309
WPX|WPX ENERGY, INC.|CBRA|Cobra Trading, Inc.|1800
WPX|WPX ENERGY, INC.|CHAS|Charles Schwab & Co., Inc.|24677
WPX|WPX ENERGY, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|100000
WPX|WPX ENERGY, INC.|CIST|Capital Institutional Services, Inc.|20
WPX|WPX ENERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|689791
WPX|WPX ENERGY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|720
WPX|WPX ENERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2356757
WPX|WPX ENERGY, INC.|CTDL|Citadel Derivatives Group Llc|35107
WPX|WPX ENERGY, INC.|CTLR|CUTLER GROUP, LP|1100
WPX|WPX ENERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|459944
WPX|WPX ENERGY, INC.|DADA|D.A. Davidson & Co.|624
WPX|WPX ENERGY, INC.|DBAB|Deutsche Bank Securities Inc.|2114636
WPX|WPX ENERGY, INC.|DBAX|Deutsche Bank Securities Inc.|2409700
WPX|WPX ENERGY, INC.|DBUL|Deutsche Bank Securities Inc.|2600
WPX|WPX ENERGY, INC.|DCHF|Dart Executions, LLC|400
WPX|WPX ENERGY, INC.|DEAN|MORGAN STANLEY|16558
WPX|WPX ENERGY, INC.|DEGS|RONIN PROFESSIONAL LLC|3950
WPX|WPX ENERGY, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36219
WPX|WPX ENERGY, INC.|EBXL|EBX LLC|1568200
WPX|WPX ENERGY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|173045
WPX|WPX ENERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|10264
WPX|WPX ENERGY, INC.|EGAM|CBOE TRADING, INC.|38450
WPX|WPX ENERGY, INC.|EGAW|CBOE TRADING, INC.|1546
WPX|WPX ENERGY, INC.|EGXM|CBOE TRADING, INC.|2526
WPX|WPX ENERGY, INC.|EGXW|CBOE TRADING, INC.|10
WPX|WPX ENERGY, INC.|ETBE|Electronic Transaction Clearing, Inc.|70956
WPX|WPX ENERGY, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
WPX|WPX ENERGY, INC.|ETCC|Electronic Transaction Clearing, Inc.|674
WPX|WPX ENERGY, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13313
WPX|WPX ENERGY, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
WPX|WPX ENERGY, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|411
WPX|WPX ENERGY, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1000
WPX|WPX ENERGY, INC.|ETRS|E*Trade Securities LLC|345026
WPX|WPX ENERGY, INC.|FBRC|B. RILEY FBR, INC.|200
WPX|WPX ENERGY, INC.|FBSB|U.S. Bancorp Investments, Inc.|354
WPX|WPX ENERGY, INC.|FILL|Tradestation Securities, Inc.|33298
WPX|WPX ENERGY, INC.|FINX|FINTECH SECURITIES|600
WPX|WPX ENERGY, INC.|FMAF|NBCN Inc./ CDS|1450
WPX|WPX ENERGY, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8473
WPX|WPX ENERGY, INC.|FQLS|Quantlab Securities LP|1083708
WPX|WPX ENERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|355404
WPX|WPX ENERGY, INC.|FTBR|Foliofn Investments, Inc.|11855
WPX|WPX ENERGY, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|21607
WPX|WPX ENERGY, INC.|GLIS|TD Securities Inc|9559
WPX|WPX ENERGY, INC.|GLPX|ACS EXECUTION SERVICES, LLC|179873
WPX|WPX ENERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|6630728
WPX|WPX ENERGY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|78014
WPX|WPX ENERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|35237
WPX|WPX ENERGY, INC.|GTSZ|GTS SECURITIES LLC|397752
WPX|WPX ENERGY, INC.|HRBF|American Enterprise Investment Services Inc.|208842
WPX|WPX ENERGY, INC.|IATS|INTERACTIVE BROKERS LLC|33528
WPX|WPX ENERGY, INC.|IBKR|Interactive Brokers Llc|78576
WPX|WPX ENERGY, INC.|IBSJ|Integrity Brokerage Services, Inc.|2755
WPX|WPX ENERGY, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6836
WPX|WPX ENERGY, INC.|ICBX|INSTINET, LLC|706874
WPX|WPX ENERGY, INC.|IEQY|CITADEL SECURITIES LLC|864335
WPX|WPX ENERGY, INC.|INCA|INSTINET, LLC|1604381
WPX|WPX ENERGY, INC.|INJX|INSTINET, LLC|149240
WPX|WPX ENERGY, INC.|ITGI|ITG Inc.|223225
WPX|WPX ENERGY, INC.|ITGP|ITG INC.|991200
WPX|WPX ENERGY, INC.|JANY|Janney Montgomery Scott Inc.|8531
WPX|WPX ENERGY, INC.|JEFF|JEFFERIES LLC|919492
WPX|WPX ENERGY, INC.|JMPT|JUMP TRADING, LLC|355136
WPX|WPX ENERGY, INC.|JONE|JonesTrading|1043
WPX|WPX ENERGY, INC.|JPBX|J.P. MORGAN SECURITIES LLC|343932
WPX|WPX ENERGY, INC.|JPMX|J.P. Morgan Securities LLC|2303117
WPX|WPX ENERGY, INC.|JRCO|Johnson Rice & Company L.L.C.|4400
WPX|WPX ENERGY, INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
WPX|WPX ENERGY, INC.|JSJX|JANE STREET CAPITAL LLC|154423
WPX|WPX ENERGY, INC.|KCGM|VIRTU Americas LLC|300569
WPX|WPX ENERGY, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|100000
WPX|WPX ENERGY, INC.|KRSH|Kershner Securities, LLC|11469
WPX|WPX ENERGY, INC.|LEHM|Barclays Capital Inc./Le|5388386
WPX|WPX ENERGY, INC.|LIME|Lime Brokerage LLC|372264
WPX|WPX ENERGY, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|51120
WPX|WPX ENERGY, INC.|LOOP|Loop Capital Markets LLC|4003
WPX|WPX ENERGY, INC.|LQNA|LIQUIDNET, INC.|440500
WPX|WPX ENERGY, INC.|LSCI|Lek Securities Corporation|104104
WPX|WPX ENERGY, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
WPX|WPX ENERGY, INC.|MACQ|Macquarie Capital (USA) Inc.|7359
WPX|WPX ENERGY, INC.|MAXM|Maxim Group LLC|20752
WPX|WPX ENERGY, INC.|MBTS|ALLY INVEST SECURITIES LLC|339
WPX|WPX ENERGY, INC.|MITR|GMP SECURITIES, LLC|82500
WPX|WPX ENERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1049991
WPX|WPX ENERGY, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1220
WPX|WPX ENERGY, INC.|MNDX|TJM Investments, LLC|10822
WPX|WPX ENERGY, INC.|MOTF|MOTIF INVESTING, INC.|2
WPX|WPX ENERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|4875934
WPX|WPX ENERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|1960100
WPX|WPX ENERGY, INC.|MSTX|MORGAN STANLEY & CO. LLC|1367600
WPX|WPX ENERGY, INC.|MUFG|MUFG SECURITIES AMERICAS INC.|5488600
WPX|WPX ENERGY, INC.|MULL|MARK J. MULLER EQUITIES, INC.|18841
WPX|WPX ENERGY, INC.|NATL|National Securities Corporation|1100
WPX|WPX ENERGY, INC.|NEUB|NEUBERGER BERMAN BD LLC|54350
WPX|WPX ENERGY, INC.|NFSC|National Financial Services LLC|526365
WPX|WPX ENERGY, INC.|NITE|VIRTU Americas LLC|2571350
WPX|WPX ENERGY, INC.|NITP|VIRTU Americas LLC|8280
WPX|WPX ENERGY, INC.|NQRB|Brut, LLC|63047
WPX|WPX ENERGY, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|6144
WPX|WPX ENERGY, INC.|NTRC|Northern Trust Securities, Inc.|233
WPX|WPX ENERGY, INC.|OPCO|Oppenheimer & Co. Inc.|19480
WPX|WPX ENERGY, INC.|OTAA|OTA LLC|4100
WPX|WPX ENERGY, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5700
WPX|WPX ENERGY, INC.|PDQM|CODA MARKETS, INC.|128640
WPX|WPX ENERGY, INC.|PHLY|NASDAQ Execution Services, LLC|7400
WPX|WPX ENERGY, INC.|PIPR|Piper Jaffray & Co.|67052
WPX|WPX ENERGY, INC.|PWJC|UBS Financial Services, Inc.|59391
WPX|WPX ENERGY, INC.|QMSR|QUATTRO M SECURITIES INC.|7900
WPX|WPX ENERGY, INC.|RBCM|RBC CAPITAL MARKETS, LLC|11981
WPX|WPX ENERGY, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|211200
WPX|WPX ENERGY, INC.|SAGL|SAGETRADER, LLC|47671
WPX|WPX ENERGY, INC.|SAGW|SAGETRADER, LLC|1311
WPX|WPX ENERGY, INC.|SALI|INTL FCSTONE FINANCIAL INC.|22
WPX|WPX ENERGY, INC.|SBSH|Citigroup Global Markets Inc.|741163
WPX|WPX ENERGY, INC.|SCMC|Scotia Capital Markets (USA) Inc.|200
WPX|WPX ENERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|1201081
WPX|WPX ENERGY, INC.|SIBO|Prime Executions, Inc.|21785
WPX|WPX ENERGY, INC.|SOGO|Wang Investment Associates, Inc.|11420
WPX|WPX ENERGY, INC.|SPDR|SPEEDROUTE LLC|91523
WPX|WPX ENERGY, INC.|SPTD|MINT GLOBAL MARKETS, INC.|700
WPX|WPX ENERGY, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|221729
WPX|WPX ENERGY, INC.|STKP|STOCKPILE INVESTMENTS, INC.|8
WPX|WPX ENERGY, INC.|STRS|STRATEGAS RESEARCH PARTNERS|20677
WPX|WPX ENERGY, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|27676
WPX|WPX ENERGY, INC.|SWIM|TD Ameritrade, Inc.|1287506
WPX|WPX ENERGY, INC.|SWST|Hilltop Securities Inc.|19531
WPX|WPX ENERGY, INC.|TKNG|ALLY INVEST SECURITIES LLC|1815
WPX|WPX ENERGY, INC.|TOUR|TOURMALINE PARTNERS, LLC|9200
WPX|WPX ENERGY, INC.|TRBT|Tradebot Systems, Inc.|1016486
WPX|WPX ENERGY, INC.|TRCM|TRC MARKETS LLC|1109641
WPX|WPX ENERGY, INC.|TWTT|TASTYWORKS, INC.|300
WPX|WPX ENERGY, INC.|UBSA|UBS SECURITIES LLC|4068002
WPX|WPX ENERGY, INC.|UBSS|UBS Securities LLC|2223132
WPX|WPX ENERGY, INC.|USCA|USCA Securities LLC|7000
WPX|WPX ENERGY, INC.|VALX|VIRTU AMERICAS LLC|81399
WPX|WPX ENERGY, INC.|VGRD|Vanguard Marketing Corporation|122287
WPX|WPX ENERGY, INC.|WBLR|WILLIAM BLAIR|266
WPX|WPX ENERGY, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|22854
WPX|WPX ENERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1941089
WPX|WPX ENERGY, INC.|WEDB|WEDBUSH SECURITIES INC.|17517
WPX|WPX ENERGY, INC.|WEED|Weeden & Co.L.P.|18263
WPX|WPX ENERGY, INC.|WESC|Wellington Shields & Co., LLC|9700
WPX|WPX ENERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17077
WPX|WPX ENERGY, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|43642
WPX|WPX ENERGY, INC.|WGIF|CIBC World Markets Inc.|5017
WPX|WPX ENERGY, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|294
WPX|WPX ENERGY, INC.|WSAG|WALL STREET ACCESS|3643
WPX|WPX ENERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|16727
WPX|WPX ENERGY, INC.|XIST|INSTINET, LLC|50000
WPX|WPX ENERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|179184
WPX|WPX ENERGY, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|20210
WPX|WPX ENERGY, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9450
WPXP|WPX ENERGY 6.25 PFD|APCC|Apex Clearing Corporation|24
WPXP|WPX ENERGY 6.25 PFD|BMOC|BMO Capital Markets Corp.|25000
WPXP|WPX ENERGY 6.25 PFD|BYXM|CBOE TRADING, INC.|100
WPXP|WPX ENERGY 6.25 PFD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
WPXP|WPX ENERGY 6.25 PFD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4856
WPXP|WPX ENERGY 6.25 PFD|DBAX|Deutsche Bank Securities Inc.|600
WPXP|WPX ENERGY 6.25 PFD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
WPXP|WPX ENERGY 6.25 PFD|EBXL|EBX LLC|1400
WPXP|WPX ENERGY 6.25 PFD|ETBE|Electronic Transaction Clearing, Inc.|400
WPXP|WPX ENERGY 6.25 PFD|GSCS|GOLDMAN SACHS & CO. LLC|200
WPXP|WPX ENERGY 6.25 PFD|GSLT|GOLDMAN SACHS & CO. LLC|700
WPXP|WPX ENERGY 6.25 PFD|GTSZ|GTS SECURITIES LLC|2930
WPXP|WPX ENERGY 6.25 PFD|IATS|INTERACTIVE BROKERS LLC|70
WPXP|WPX ENERGY 6.25 PFD|IBKR|Interactive Brokers Llc|20
WPXP|WPX ENERGY 6.25 PFD|ICBX|INSTINET, LLC|1400
WPXP|WPX ENERGY 6.25 PFD|INCA|INSTINET, LLC|3528
WPXP|WPX ENERGY 6.25 PFD|KCGM|VIRTU Americas LLC|500
WPXP|WPX ENERGY 6.25 PFD|LEHM|Barclays Capital Inc./Le|168158
WPXP|WPX ENERGY 6.25 PFD|LIME|Lime Brokerage LLC|579
WPXP|WPX ENERGY 6.25 PFD|MITR|GMP SECURITIES, LLC|40000
WPXP|WPX ENERGY 6.25 PFD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3800
WPXP|WPX ENERGY 6.25 PFD|MSCO|MORGAN STANLEY & CO. LLC|9400
WPXP|WPX ENERGY 6.25 PFD|MSPL|MORGAN STANLEY & CO. LLC|800
WPXP|WPX ENERGY 6.25 PFD|MUFG|MUFG SECURITIES AMERICAS INC.|1771040
WPXP|WPX ENERGY 6.25 PFD|NFSC|National Financial Services LLC|2200
WPXP|WPX ENERGY 6.25 PFD|NITE|VIRTU Americas LLC|9929
WPXP|WPX ENERGY 6.25 PFD|OPCO|Oppenheimer & Co. Inc.|100
WPXP|WPX ENERGY 6.25 PFD|PDQM|CODA MARKETS, INC.|6
WPXP|WPX ENERGY 6.25 PFD|RHCO|Suntrust Robinson Humphrey, Inc.|52756
WPXP|WPX ENERGY 6.25 PFD|SGMT|GOLDMAN SACHS & CO. LLC|300
WPXP|WPX ENERGY 6.25 PFD|SPDR|SPEEDROUTE LLC|1200
WPXP|WPX ENERGY 6.25 PFD|TRBT|Tradebot Systems, Inc.|500
WPXP|WPX ENERGY 6.25 PFD|UBSA|UBS SECURITIES LLC|620
WPXP|WPX ENERGY 6.25 PFD|UBSS|UBS Securities LLC|303
WPXP|WPX ENERGY 6.25 PFD|VGRD|Vanguard Marketing Corporation|153
WPZ|WILLIAMS PARTNERS|ALTX|Alternet Securities Inc.|2743
WPZ|WILLIAMS PARTNERS|APCC|Apex Clearing Corporation|45
WPZ|WILLIAMS PARTNERS|BANK|Primevest Financial Services, Inc.|1
WPZ|WILLIAMS PARTNERS|BARD|Robert W. Baird & Co. Incorporated|1138
WPZ|WILLIAMS PARTNERS|BATM|CBOE TRADING, INC.|7814
WPZ|WILLIAMS PARTNERS|BAYT|BTIG, LLC|200
WPZ|WILLIAMS PARTNERS|BBNT|BB&T SECURITIES, LLC|726
WPZ|WILLIAMS PARTNERS|BERN|Sanford C. Bernstein & Co., LLC|31396
WPZ|WILLIAMS PARTNERS|BIDS|BIDS TRADING L.P.|300
WPZ|WILLIAMS PARTNERS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16040
WPZ|WILLIAMS PARTNERS|BLKX|INSTINET, LLC|50000
WPZ|WILLIAMS PARTNERS|BNPX|BNP PARIBAS SECURITIES CORP.|5158
WPZ|WILLIAMS PARTNERS|BTIG|BTIG, LLC|18127
WPZ|WILLIAMS PARTNERS|BYXM|CBOE TRADING, INC.|900
WPZ|WILLIAMS PARTNERS|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
WPZ|WILLIAMS PARTNERS|CHAS|Charles Schwab & Co., Inc.|4986
WPZ|WILLIAMS PARTNERS|CIST|Capital Institutional Services, Inc.|20459
WPZ|WILLIAMS PARTNERS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|61387
WPZ|WILLIAMS PARTNERS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2295
WPZ|WILLIAMS PARTNERS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|345673
WPZ|WILLIAMS PARTNERS|CTDL|Citadel Derivatives Group Llc|38378
WPZ|WILLIAMS PARTNERS|CXCX|CITIGROUP GLOBAL MARKETS INC.|48360
WPZ|WILLIAMS PARTNERS|DADA|D.A. Davidson & Co.|3510
WPZ|WILLIAMS PARTNERS|DBAB|Deutsche Bank Securities Inc.|581514
WPZ|WILLIAMS PARTNERS|DBAX|Deutsche Bank Securities Inc.|179400
WPZ|WILLIAMS PARTNERS|DCHF|Dart Executions, LLC|5
WPZ|WILLIAMS PARTNERS|DEAN|MORGAN STANLEY|118031
WPZ|WILLIAMS PARTNERS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1900
WPZ|WILLIAMS PARTNERS|EBXL|EBX LLC|364000
WPZ|WILLIAMS PARTNERS|ECUT|CONVERGEX EXECUTION SOLUTIONS|7364
WPZ|WILLIAMS PARTNERS|EDJO|Edward D. Jones & Co., L.P.|3924
WPZ|WILLIAMS PARTNERS|EGAM|CBOE TRADING, INC.|10888
WPZ|WILLIAMS PARTNERS|EGMT|EG MARKET TECHNOLOGIES LLC|500
WPZ|WILLIAMS PARTNERS|EGXM|CBOE TRADING, INC.|3187
WPZ|WILLIAMS PARTNERS|ETBE|Electronic Transaction Clearing, Inc.|18415
WPZ|WILLIAMS PARTNERS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7745
WPZ|WILLIAMS PARTNERS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2295
WPZ|WILLIAMS PARTNERS|ETRS|E*Trade Securities LLC|51275
WPZ|WILLIAMS PARTNERS|FBRC|B. RILEY FBR, INC.|4600
WPZ|WILLIAMS PARTNERS|FILL|Tradestation Securities, Inc.|1109
WPZ|WILLIAMS PARTNERS|FMAF|NBCN Inc./ CDS|900
WPZ|WILLIAMS PARTNERS|FMCO|First Manhattan Co|300
WPZ|WILLIAMS PARTNERS|FQLS|Quantlab Securities LP|186760
WPZ|WILLIAMS PARTNERS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32539
WPZ|WILLIAMS PARTNERS|FTBR|Foliofn Investments, Inc.|1009
WPZ|WILLIAMS PARTNERS|GEBB|GLOBAL EXECUTION BROKERS, LP|5130
WPZ|WILLIAMS PARTNERS|GLPX|ACS EXECUTION SERVICES, LLC|13358
WPZ|WILLIAMS PARTNERS|GSCO|GOLDMAN SACHS & CO. LLC|768945
WPZ|WILLIAMS PARTNERS|GSCS|GOLDMAN SACHS & CO. LLC|104577
WPZ|WILLIAMS PARTNERS|GSLT|GOLDMAN SACHS & CO. LLC|12011
WPZ|WILLIAMS PARTNERS|GTSZ|GTS SECURITIES LLC|57283
WPZ|WILLIAMS PARTNERS|HAPX|HAP Trading, LLC|50
WPZ|WILLIAMS PARTNERS|HRBF|American Enterprise Investment Services Inc.|4528
WPZ|WILLIAMS PARTNERS|IATS|INTERACTIVE BROKERS LLC|4129
WPZ|WILLIAMS PARTNERS|IBKR|Interactive Brokers Llc|7276
WPZ|WILLIAMS PARTNERS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1089
WPZ|WILLIAMS PARTNERS|ICBX|INSTINET, LLC|51146
WPZ|WILLIAMS PARTNERS|INCA|INSTINET, LLC|127641
WPZ|WILLIAMS PARTNERS|INJX|INSTINET, LLC|3104
WPZ|WILLIAMS PARTNERS|ITGI|ITG Inc.|20702
WPZ|WILLIAMS PARTNERS|ITGP|ITG INC.|21000
WPZ|WILLIAMS PARTNERS|JANY|Janney Montgomery Scott Inc.|1431
WPZ|WILLIAMS PARTNERS|JEFF|JEFFERIES LLC|36957
WPZ|WILLIAMS PARTNERS|JMPT|JUMP TRADING, LLC|82396
WPZ|WILLIAMS PARTNERS|JPBX|J.P. MORGAN SECURITIES LLC|2500
WPZ|WILLIAMS PARTNERS|JPMX|J.P. Morgan Securities LLC|303478
WPZ|WILLIAMS PARTNERS|JSJX|JANE STREET CAPITAL LLC|17779
WPZ|WILLIAMS PARTNERS|KBWI|Keefe, Bruyette & Woods, Inc.|60800
WPZ|WILLIAMS PARTNERS|KCGM|VIRTU Americas LLC|46898
WPZ|WILLIAMS PARTNERS|LEHM|Barclays Capital Inc./Le|1032960
WPZ|WILLIAMS PARTNERS|LIME|Lime Brokerage LLC|67187
WPZ|WILLIAMS PARTNERS|LQNA|LIQUIDNET, INC.|122000
WPZ|WILLIAMS PARTNERS|LSCI|Lek Securities Corporation|13317
WPZ|WILLIAMS PARTNERS|MKMP|MKM Partners LLC|39739
WPZ|WILLIAMS PARTNERS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|103466
WPZ|WILLIAMS PARTNERS|MOTF|MOTIF INVESTING, INC.|5
WPZ|WILLIAMS PARTNERS|MSCO|MORGAN STANLEY & CO. LLC|1293162
WPZ|WILLIAMS PARTNERS|MSPL|MORGAN STANLEY & CO. LLC|215300
WPZ|WILLIAMS PARTNERS|MSTX|MORGAN STANLEY & CO. LLC|3900
WPZ|WILLIAMS PARTNERS|NFSC|National Financial Services LLC|223946
WPZ|WILLIAMS PARTNERS|NITE|VIRTU Americas LLC|483588
WPZ|WILLIAMS PARTNERS|NITP|VIRTU Americas LLC|4199
WPZ|WILLIAMS PARTNERS|NQRB|Brut, LLC|13032
WPZ|WILLIAMS PARTNERS|NTBF|BMO Nesbitt Burns Inc./CDS|2018
WPZ|WILLIAMS PARTNERS|NTRC|Northern Trust Securities, Inc.|326
WPZ|WILLIAMS PARTNERS|OHOS|TWO SIGMA SECURITIES, LLC|7799
WPZ|WILLIAMS PARTNERS|OPCO|Oppenheimer & Co. Inc.|3735
WPZ|WILLIAMS PARTNERS|OTAA|OTA LLC|78500
WPZ|WILLIAMS PARTNERS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
WPZ|WILLIAMS PARTNERS|PDQM|CODA MARKETS, INC.|10631
WPZ|WILLIAMS PARTNERS|PHLY|NASDAQ Execution Services, LLC|400
WPZ|WILLIAMS PARTNERS|PWJC|UBS Financial Services, Inc.|28078
WPZ|WILLIAMS PARTNERS|RBCM|RBC CAPITAL MARKETS, LLC|19833
WPZ|WILLIAMS PARTNERS|SAGL|SAGETRADER, LLC|400
WPZ|WILLIAMS PARTNERS|SAGW|SAGETRADER, LLC|244
WPZ|WILLIAMS PARTNERS|SALI|INTL FCSTONE FINANCIAL INC.|307
WPZ|WILLIAMS PARTNERS|SBSH|Citigroup Global Markets Inc.|658748
WPZ|WILLIAMS PARTNERS|SEIC|SEI Investments Distribution Co.|400
WPZ|WILLIAMS PARTNERS|SGMT|GOLDMAN SACHS & CO. LLC|125086
WPZ|WILLIAMS PARTNERS|SOCO|Capital One Southcoast, Inc|300
WPZ|WILLIAMS PARTNERS|SPDR|SPEEDROUTE LLC|51825
WPZ|WILLIAMS PARTNERS|SPHN|Stephens Inc.|278
WPZ|WILLIAMS PARTNERS|STFL|Stifel, Nicolaus & Company, Incorporated|12388
WPZ|WILLIAMS PARTNERS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4050
WPZ|WILLIAMS PARTNERS|SWIM|TD Ameritrade, Inc.|5617
WPZ|WILLIAMS PARTNERS|SWST|Hilltop Securities Inc.|5298
WPZ|WILLIAMS PARTNERS|TKNG|ALLY INVEST SECURITIES LLC|350
WPZ|WILLIAMS PARTNERS|TRBT|Tradebot Systems, Inc.|326423
WPZ|WILLIAMS PARTNERS|TRCM|TRC MARKETS LLC|527973
WPZ|WILLIAMS PARTNERS|TWTT|TASTYWORKS, INC.|400
WPZ|WILLIAMS PARTNERS|UBSA|UBS SECURITIES LLC|628906
WPZ|WILLIAMS PARTNERS|UBSS|UBS Securities LLC|790136
WPZ|WILLIAMS PARTNERS|USCA|USCA Securities LLC|3500
WPZ|WILLIAMS PARTNERS|VALX|VIRTU AMERICAS LLC|20943
WPZ|WILLIAMS PARTNERS|VGRD|Vanguard Marketing Corporation|22145
WPZ|WILLIAMS PARTNERS|WABR|Wall Street Access|1400
WPZ|WILLIAMS PARTNERS|WBPX|SUMMIT SECURITIES GROUP, LLC|340
WPZ|WILLIAMS PARTNERS|WCHV|WELLS FARGO SECURITIES, LLC|329101
WPZ|WILLIAMS PARTNERS|WEDB|WEDBUSH SECURITIES INC.|6299
WPZ|WILLIAMS PARTNERS|WEED|Weeden & Co.L.P.|420
WPZ|WILLIAMS PARTNERS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22417
WPZ|WILLIAMS PARTNERS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|167083
WPZ|WILLIAMS PARTNERS|WFPB|Wells Fargo Securities, LLC.|167922
WPZ|WILLIAMS PARTNERS|WOLF|Wolfe Trahan Securities|600
WPZ|WILLIAMS PARTNERS|WSEA|WOLVERINE SECURITIES, LLC|4989
WPZ|WILLIAMS PARTNERS|XSTM|NATIONAL FINANCIAL SERVICES LLC|31746
WPZ|WILLIAMS PARTNERS|YKNA|COMHAR CAPITAL MARKETS, LLC|300
WPZ|WILLIAMS PARTNERS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3461
WRB|BERKLEY W R CP|ALTX|Alternet Securities Inc.|1800
WRB|BERKLEY W R CP|APCC|Apex Clearing Corporation|77
WRB|BERKLEY W R CP|BANK|Primevest Financial Services, Inc.|1
WRB|BERKLEY W R CP|BARD|Robert W. Baird & Co. Incorporated|5024
WRB|BERKLEY W R CP|BATM|CBOE TRADING, INC.|3431
WRB|BERKLEY W R CP|BBNT|BB&T SECURITIES, LLC|591
WRB|BERKLEY W R CP|BERN|Sanford C. Bernstein & Co., LLC|29034
WRB|BERKLEY W R CP|BIDS|BIDS TRADING L.P.|20000
WRB|BERKLEY W R CP|BIMI|Banca IMI Securities Corp.|68
WRB|BERKLEY W R CP|BKCM|BNY Mellon Capital Markets LLC|19300
WRB|BERKLEY W R CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4150
WRB|BERKLEY W R CP|BNPX|BNP PARIBAS SECURITIES CORP.|13361
WRB|BERKLEY W R CP|BRVL|BLAYLOCK VAN, LLC|200
WRB|BERKLEY W R CP|BTIG|BTIG, LLC|7202
WRB|BERKLEY W R CP|BYXM|CBOE TRADING, INC.|64
WRB|BERKLEY W R CP|BZYD|GOLDMAN SACHS & CO. LLC|608
WRB|BERKLEY W R CP|CABR|Cabrera Capital Markets, Inc.|24
WRB|BERKLEY W R CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|10000
WRB|BERKLEY W R CP|CHAS|Charles Schwab & Co., Inc.|2027
WRB|BERKLEY W R CP|CIST|Capital Institutional Services, Inc.|132
WRB|BERKLEY W R CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|38614
WRB|BERKLEY W R CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4256
WRB|BERKLEY W R CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1200
WRB|BERKLEY W R CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|139226
WRB|BERKLEY W R CP|CTDL|Citadel Derivatives Group Llc|3659
WRB|BERKLEY W R CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|11482
WRB|BERKLEY W R CP|DBAB|Deutsche Bank Securities Inc.|182872
WRB|BERKLEY W R CP|DBAX|Deutsche Bank Securities Inc.|68700
WRB|BERKLEY W R CP|DBUL|Deutsche Bank Securities Inc.|400
WRB|BERKLEY W R CP|DEAN|MORGAN STANLEY|3839
WRB|BERKLEY W R CP|DEGS|RONIN PROFESSIONAL LLC|300
WRB|BERKLEY W R CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
WRB|BERKLEY W R CP|EBXL|EBX LLC|59900
WRB|BERKLEY W R CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|2705
WRB|BERKLEY W R CP|EDJO|Edward D. Jones & Co., L.P.|275
WRB|BERKLEY W R CP|EGAM|CBOE TRADING, INC.|6274
WRB|BERKLEY W R CP|EGAW|CBOE TRADING, INC.|189
WRB|BERKLEY W R CP|EGMT|EG MARKET TECHNOLOGIES LLC|459
WRB|BERKLEY W R CP|EGXM|CBOE TRADING, INC.|685
WRB|BERKLEY W R CP|EGXW|CBOE TRADING, INC.|144
WRB|BERKLEY W R CP|ETBE|Electronic Transaction Clearing, Inc.|4017
WRB|BERKLEY W R CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|400
WRB|BERKLEY W R CP|ETCC|Electronic Transaction Clearing, Inc.|442
WRB|BERKLEY W R CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10170
WRB|BERKLEY W R CP|ETRS|E*Trade Securities LLC|1093
WRB|BERKLEY W R CP|FILL|Tradestation Securities, Inc.|155
WRB|BERKLEY W R CP|FMAF|NBCN Inc./ CDS|201
WRB|BERKLEY W R CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3814
WRB|BERKLEY W R CP|FQLS|Quantlab Securities LP|91612
WRB|BERKLEY W R CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74912
WRB|BERKLEY W R CP|FTBR|Foliofn Investments, Inc.|167
WRB|BERKLEY W R CP|GLIS|TD Securities Inc|10
WRB|BERKLEY W R CP|GLPX|ACS EXECUTION SERVICES, LLC|6345
WRB|BERKLEY W R CP|GSCO|GOLDMAN SACHS & CO. LLC|317293
WRB|BERKLEY W R CP|GSCS|GOLDMAN SACHS & CO. LLC|2400
WRB|BERKLEY W R CP|GSLT|GOLDMAN SACHS & CO. LLC|3526
WRB|BERKLEY W R CP|GTSZ|GTS SECURITIES LLC|18055
WRB|BERKLEY W R CP|HRBF|American Enterprise Investment Services Inc.|938
WRB|BERKLEY W R CP|HSBC|HSBC Securities, Inc.|2451
WRB|BERKLEY W R CP|IATS|INTERACTIVE BROKERS LLC|2042
WRB|BERKLEY W R CP|IBKR|Interactive Brokers Llc|4150
WRB|BERKLEY W R CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|31
WRB|BERKLEY W R CP|ICBX|INSTINET, LLC|14263
WRB|BERKLEY W R CP|IEQY|CITADEL SECURITIES LLC|16560
WRB|BERKLEY W R CP|INCA|INSTINET, LLC|95990
WRB|BERKLEY W R CP|INJX|INSTINET, LLC|13507
WRB|BERKLEY W R CP|ITGI|ITG Inc.|30031
WRB|BERKLEY W R CP|ITGP|ITG INC.|96000
WRB|BERKLEY W R CP|JANY|Janney Montgomery Scott Inc.|1368
WRB|BERKLEY W R CP|JEFF|JEFFERIES LLC|31594
WRB|BERKLEY W R CP|JMPT|JUMP TRADING, LLC|20176
WRB|BERKLEY W R CP|JONE|JonesTrading|12072
WRB|BERKLEY W R CP|JPBX|J.P. MORGAN SECURITIES LLC|47842
WRB|BERKLEY W R CP|JPMX|J.P. Morgan Securities LLC|140552
WRB|BERKLEY W R CP|JRCO|Johnson Rice & Company L.L.C.|1270
WRB|BERKLEY W R CP|JSJX|JANE STREET CAPITAL LLC|5944
WRB|BERKLEY W R CP|KCGM|VIRTU Americas LLC|17349
WRB|BERKLEY W R CP|LEHM|Barclays Capital Inc./Le|401886
WRB|BERKLEY W R CP|LGNT|COR CLEARING LLC|1
WRB|BERKLEY W R CP|LIME|Lime Brokerage LLC|10304
WRB|BERKLEY W R CP|LOOP|Loop Capital Markets LLC|649
WRB|BERKLEY W R CP|LSCI|Lek Securities Corporation|6
WRB|BERKLEY W R CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|126396
WRB|BERKLEY W R CP|MOTF|MOTIF INVESTING, INC.|1
WRB|BERKLEY W R CP|MSCO|MORGAN STANLEY & CO. LLC|342812
WRB|BERKLEY W R CP|MSPL|MORGAN STANLEY & CO. LLC|83900
WRB|BERKLEY W R CP|MSTX|MORGAN STANLEY & CO. LLC|20400
WRB|BERKLEY W R CP|NEUB|NEUBERGER BERMAN BD LLC|1168
WRB|BERKLEY W R CP|NFSC|National Financial Services LLC|65302
WRB|BERKLEY W R CP|NITE|VIRTU Americas LLC|76797
WRB|BERKLEY W R CP|NITP|VIRTU Americas LLC|100
WRB|BERKLEY W R CP|NQRB|Brut, LLC|4515
WRB|BERKLEY W R CP|NTRC|Northern Trust Securities, Inc.|96
WRB|BERKLEY W R CP|OPCO|Oppenheimer & Co. Inc.|921
WRB|BERKLEY W R CP|PDQM|CODA MARKETS, INC.|69929
WRB|BERKLEY W R CP|PHLY|NASDAQ Execution Services, LLC|200
WRB|BERKLEY W R CP|PWJC|UBS Financial Services, Inc.|835
WRB|BERKLEY W R CP|RBCM|RBC CAPITAL MARKETS, LLC|8197
WRB|BERKLEY W R CP|RGLD|Regal Securities, Inc|50
WRB|BERKLEY W R CP|RHCO|Suntrust Robinson Humphrey, Inc.|9726
WRB|BERKLEY W R CP|SAGL|SAGETRADER, LLC|200
WRB|BERKLEY W R CP|SAGW|SAGETRADER, LLC|105
WRB|BERKLEY W R CP|SALI|INTL FCSTONE FINANCIAL INC.|200
WRB|BERKLEY W R CP|SBSH|Citigroup Global Markets Inc.|30447
WRB|BERKLEY W R CP|SGMT|GOLDMAN SACHS & CO. LLC|46288
WRB|BERKLEY W R CP|SPDR|SPEEDROUTE LLC|5566
WRB|BERKLEY W R CP|SPHN|Stephens Inc.|6331
WRB|BERKLEY W R CP|STFL|Stifel, Nicolaus & Company, Incorporated|8042
WRB|BERKLEY W R CP|STKP|STOCKPILE INVESTMENTS, INC.|8
WRB|BERKLEY W R CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3725
WRB|BERKLEY W R CP|SWIM|TD Ameritrade, Inc.|337
WRB|BERKLEY W R CP|SWST|Hilltop Securities Inc.|5509
WRB|BERKLEY W R CP|TKNG|ALLY INVEST SECURITIES LLC|70
WRB|BERKLEY W R CP|TOUR|TOURMALINE PARTNERS, LLC|1538
WRB|BERKLEY W R CP|TRBT|Tradebot Systems, Inc.|49329
WRB|BERKLEY W R CP|TRCM|TRC MARKETS LLC|58556
WRB|BERKLEY W R CP|UBSA|UBS SECURITIES LLC|218102
WRB|BERKLEY W R CP|UBSS|UBS Securities LLC|249371
WRB|BERKLEY W R CP|VALX|VIRTU AMERICAS LLC|5570
WRB|BERKLEY W R CP|VGRD|Vanguard Marketing Corporation|11526
WRB|BERKLEY W R CP|WABR|Wall Street Access|10223
WRB|BERKLEY W R CP|WBLR|WILLIAM BLAIR|21
WRB|BERKLEY W R CP|WBPX|SUMMIT SECURITIES GROUP, LLC|210
WRB|BERKLEY W R CP|WCHV|WELLS FARGO SECURITIES, LLC|24664
WRB|BERKLEY W R CP|WDNX|WEEDEN & CO.L.P.|1452
WRB|BERKLEY W R CP|WEDB|WEDBUSH SECURITIES INC.|86
WRB|BERKLEY W R CP|WEED|Weeden & Co.L.P.|500
WRB|BERKLEY W R CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|763
WRB|BERKLEY W R CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2379
WRB|BERKLEY W R CP|WGIF|CIBC World Markets Inc.|46
WRB|BERKLEY W R CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|806
WRB|BERKLEY W R CP|WSEA|WOLVERINE SECURITIES, LLC|1659
WRB|BERKLEY W R CP|XIST|INSTINET, LLC|9660
WRB|BERKLEY W R CP|XPQR|Jump Trading|300
WRB|BERKLEY W R CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|4800
WRB|BERKLEY W R CP|YKNA|COMHAR CAPITAL MARKETS, LLC|300
WRB|BERKLEY W R CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5509
WRB$B|W.R. BERKLEY CP|BATM|CBOE TRADING, INC.|141
WRB$B|W.R. BERKLEY CP|BERN|Sanford C. Bernstein & Co., LLC|700
WRB$B|W.R. BERKLEY CP|BIGP|BROWNSTONE INVESTMENT GROUP, LLC|22899
WRB$B|W.R. BERKLEY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94
WRB$B|W.R. BERKLEY CP|BYXM|CBOE TRADING, INC.|100
WRB$B|W.R. BERKLEY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12666
WRB$B|W.R. BERKLEY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3446
WRB$B|W.R. BERKLEY CP|DBAX|Deutsche Bank Securities Inc.|5600
WRB$B|W.R. BERKLEY CP|DEAN|MORGAN STANLEY|3281
WRB$B|W.R. BERKLEY CP|EBXL|EBX LLC|5200
WRB$B|W.R. BERKLEY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1544
WRB$B|W.R. BERKLEY CP|EDJO|Edward D. Jones & Co., L.P.|403
WRB$B|W.R. BERKLEY CP|EGXM|CBOE TRADING, INC.|100
WRB$B|W.R. BERKLEY CP|ETRS|E*Trade Securities LLC|640
WRB$B|W.R. BERKLEY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|467
WRB$B|W.R. BERKLEY CP|GLPX|ACS EXECUTION SERVICES, LLC|1200
WRB$B|W.R. BERKLEY CP|GSCO|GOLDMAN SACHS & CO. LLC|1250
WRB$B|W.R. BERKLEY CP|GTSZ|GTS SECURITIES LLC|1012
WRB$B|W.R. BERKLEY CP|HRBF|American Enterprise Investment Services Inc.|5452
WRB$B|W.R. BERKLEY CP|IBKR|Interactive Brokers Llc|2000
WRB$B|W.R. BERKLEY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|453
WRB$B|W.R. BERKLEY CP|ICBX|INSTINET, LLC|3725
WRB$B|W.R. BERKLEY CP|INCA|INSTINET, LLC|4573
WRB$B|W.R. BERKLEY CP|ITGI|ITG Inc.|337
WRB$B|W.R. BERKLEY CP|ITGP|ITG INC.|600
WRB$B|W.R. BERKLEY CP|JANY|Janney Montgomery Scott Inc.|226
WRB$B|W.R. BERKLEY CP|JEFF|JEFFERIES LLC|22689
WRB$B|W.R. BERKLEY CP|JPMX|J.P. Morgan Securities LLC|4688
WRB$B|W.R. BERKLEY CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|784
WRB$B|W.R. BERKLEY CP|KCGM|VIRTU Americas LLC|722
WRB$B|W.R. BERKLEY CP|LEHM|Barclays Capital Inc./Le|4000
WRB$B|W.R. BERKLEY CP|LIME|Lime Brokerage LLC|100
WRB$B|W.R. BERKLEY CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|484
WRB$B|W.R. BERKLEY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
WRB$B|W.R. BERKLEY CP|MSCO|MORGAN STANLEY & CO. LLC|155205
WRB$B|W.R. BERKLEY CP|MSPL|MORGAN STANLEY & CO. LLC|7200
WRB$B|W.R. BERKLEY CP|NFSC|National Financial Services LLC|8407
WRB$B|W.R. BERKLEY CP|NITE|VIRTU Americas LLC|31056
WRB$B|W.R. BERKLEY CP|NQRB|Brut, LLC|500
WRB$B|W.R. BERKLEY CP|OLDM|OLD MISSION CAPITAL, LLC|350
WRB$B|W.R. BERKLEY CP|OPCO|Oppenheimer & Co. Inc.|110
WRB$B|W.R. BERKLEY CP|PDQM|CODA MARKETS, INC.|3822
WRB$B|W.R. BERKLEY CP|PWJC|UBS Financial Services, Inc.|1240
WRB$B|W.R. BERKLEY CP|RBCM|RBC CAPITAL MARKETS, LLC|7409
WRB$B|W.R. BERKLEY CP|SBSH|Citigroup Global Markets Inc.|771
WRB$B|W.R. BERKLEY CP|SGMT|GOLDMAN SACHS & CO. LLC|2300
WRB$B|W.R. BERKLEY CP|SPDR|SPEEDROUTE LLC|1900
WRB$B|W.R. BERKLEY CP|STFL|Stifel, Nicolaus & Company, Incorporated|1760
WRB$B|W.R. BERKLEY CP|SWIM|TD Ameritrade, Inc.|31553
WRB$B|W.R. BERKLEY CP|UBSA|UBS SECURITIES LLC|8564
WRB$B|W.R. BERKLEY CP|UBSS|UBS Securities LLC|18490
WRB$B|W.R. BERKLEY CP|VGRD|Vanguard Marketing Corporation|23
WRB$B|W.R. BERKLEY CP|WCHV|WELLS FARGO SECURITIES, LLC|15758
WRB$B|W.R. BERKLEY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|220
WRB$B|W.R. BERKLEY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|1602
WRB$B|W.R. BERKLEY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1071
WRB$C|W.R. BERKLEY CP 5.9|APCC|Apex Clearing Corporation|500
WRB$C|W.R. BERKLEY CP 5.9|BARD|Robert W. Baird & Co. Incorporated|707
WRB$C|W.R. BERKLEY CP 5.9|BTIG|BTIG, LLC|900
WRB$C|W.R. BERKLEY CP 5.9|CANT|Cantor Fitzgerald & Co.|100
WRB$C|W.R. BERKLEY CP 5.9|CHAS|Charles Schwab & Co., Inc.|23
WRB$C|W.R. BERKLEY CP 5.9|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1056
WRB$C|W.R. BERKLEY CP 5.9|CROS|CREDIT SUISSE SECURITIES (USA) LLC|661
WRB$C|W.R. BERKLEY CP 5.9|CXCX|CITIGROUP GLOBAL MARKETS INC.|90
WRB$C|W.R. BERKLEY CP 5.9|DBAX|Deutsche Bank Securities Inc.|900
WRB$C|W.R. BERKLEY CP 5.9|DEAN|MORGAN STANLEY|5821
WRB$C|W.R. BERKLEY CP 5.9|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1536
WRB$C|W.R. BERKLEY CP 5.9|EBXL|EBX LLC|1000
WRB$C|W.R. BERKLEY CP 5.9|ECUT|CONVERGEX EXECUTION SOLUTIONS|858
WRB$C|W.R. BERKLEY CP 5.9|EDJO|Edward D. Jones & Co., L.P.|16
WRB$C|W.R. BERKLEY CP 5.9|EGXM|CBOE TRADING, INC.|100
WRB$C|W.R. BERKLEY CP 5.9|ETRS|E*Trade Securities LLC|5796
WRB$C|W.R. BERKLEY CP 5.9|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2184
WRB$C|W.R. BERKLEY CP 5.9|GLPX|ACS EXECUTION SERVICES, LLC|164
WRB$C|W.R. BERKLEY CP 5.9|GSLT|GOLDMAN SACHS & CO. LLC|100
WRB$C|W.R. BERKLEY CP 5.9|GTSZ|GTS SECURITIES LLC|100
WRB$C|W.R. BERKLEY CP 5.9|HRBF|American Enterprise Investment Services Inc.|835
WRB$C|W.R. BERKLEY CP 5.9|IBKR|Interactive Brokers Llc|1127
WRB$C|W.R. BERKLEY CP 5.9|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|159
WRB$C|W.R. BERKLEY CP 5.9|INCA|INSTINET, LLC|1599
WRB$C|W.R. BERKLEY CP 5.9|ITGI|ITG Inc.|164
WRB$C|W.R. BERKLEY CP 5.9|JSEB|JANE STREET EXECUTION SERVICES, LLC|240
WRB$C|W.R. BERKLEY CP 5.9|KCGM|VIRTU Americas LLC|100
WRB$C|W.R. BERKLEY CP 5.9|LEHM|Barclays Capital Inc./Le|400
WRB$C|W.R. BERKLEY CP 5.9|LIME|Lime Brokerage LLC|73
WRB$C|W.R. BERKLEY CP 5.9|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|153
WRB$C|W.R. BERKLEY CP 5.9|MAXM|Maxim Group LLC|1400
WRB$C|W.R. BERKLEY CP 5.9|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WRB$C|W.R. BERKLEY CP 5.9|MSCO|MORGAN STANLEY & CO. LLC|9673
WRB$C|W.R. BERKLEY CP 5.9|MSPL|MORGAN STANLEY & CO. LLC|2000
WRB$C|W.R. BERKLEY CP 5.9|NATL|National Securities Corporation|900
WRB$C|W.R. BERKLEY CP 5.9|NFSC|National Financial Services LLC|1481
WRB$C|W.R. BERKLEY CP 5.9|NITE|VIRTU Americas LLC|33021
WRB$C|W.R. BERKLEY CP 5.9|NQRB|Brut, LLC|100
WRB$C|W.R. BERKLEY CP 5.9|NTRC|Northern Trust Securities, Inc.|475
WRB$C|W.R. BERKLEY CP 5.9|OLDM|OLD MISSION CAPITAL, LLC|170
WRB$C|W.R. BERKLEY CP 5.9|PDQM|CODA MARKETS, INC.|168
WRB$C|W.R. BERKLEY CP 5.9|PWJC|UBS Financial Services, Inc.|34
WRB$C|W.R. BERKLEY CP 5.9|RBCM|RBC CAPITAL MARKETS, LLC|7075
WRB$C|W.R. BERKLEY CP 5.9|SALI|INTL FCSTONE FINANCIAL INC.|1
WRB$C|W.R. BERKLEY CP 5.9|SBSH|Citigroup Global Markets Inc.|1020
WRB$C|W.R. BERKLEY CP 5.9|SGMT|GOLDMAN SACHS & CO. LLC|271
WRB$C|W.R. BERKLEY CP 5.9|SPDR|SPEEDROUTE LLC|600
WRB$C|W.R. BERKLEY CP 5.9|STFL|Stifel, Nicolaus & Company, Incorporated|600
WRB$C|W.R. BERKLEY CP 5.9|SWIM|TD Ameritrade, Inc.|2400
WRB$C|W.R. BERKLEY CP 5.9|SWST|Hilltop Securities Inc.|1809
WRB$C|W.R. BERKLEY CP 5.9|TRBT|Tradebot Systems, Inc.|752
WRB$C|W.R. BERKLEY CP 5.9|UBSA|UBS SECURITIES LLC|6140
WRB$C|W.R. BERKLEY CP 5.9|UBSS|UBS Securities LLC|12310
WRB$C|W.R. BERKLEY CP 5.9|VGRD|Vanguard Marketing Corporation|1033
WRB$C|W.R. BERKLEY CP 5.9|WABR|Wall Street Access|2000
WRB$C|W.R. BERKLEY CP 5.9|WCHV|WELLS FARGO SECURITIES, LLC|10879
WRB$C|W.R. BERKLEY CP 5.9|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
WRB$C|W.R. BERKLEY CP 5.9|YLPL|Linsco/Private Ledger Financial Services, Incorporated|57
WRB$D|W.R. BERKLEY CP 5.75|BARD|Robert W. Baird & Co. Incorporated|870
WRB$D|W.R. BERKLEY CP 5.75|BATM|CBOE TRADING, INC.|200
WRB$D|W.R. BERKLEY CP 5.75|BBNT|BB&T SECURITIES, LLC|1030
WRB$D|W.R. BERKLEY CP 5.75|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2167
WRB$D|W.R. BERKLEY CP 5.75|BTIG|BTIG, LLC|30
WRB$D|W.R. BERKLEY CP 5.75|CHAS|Charles Schwab & Co., Inc.|168
WRB$D|W.R. BERKLEY CP 5.75|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|126
WRB$D|W.R. BERKLEY CP 5.75|CROS|CREDIT SUISSE SECURITIES (USA) LLC|7005
WRB$D|W.R. BERKLEY CP 5.75|CXCX|CITIGROUP GLOBAL MARKETS INC.|448
WRB$D|W.R. BERKLEY CP 5.75|DAVA|Davenport & Company LLC|1916
WRB$D|W.R. BERKLEY CP 5.75|DBAX|Deutsche Bank Securities Inc.|5700
WRB$D|W.R. BERKLEY CP 5.75|DEAN|MORGAN STANLEY|10361
WRB$D|W.R. BERKLEY CP 5.75|DEGS|RONIN PROFESSIONAL LLC|14
WRB$D|W.R. BERKLEY CP 5.75|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2500
WRB$D|W.R. BERKLEY CP 5.75|EBXL|EBX LLC|15100
WRB$D|W.R. BERKLEY CP 5.75|ECUT|CONVERGEX EXECUTION SOLUTIONS|53102
WRB$D|W.R. BERKLEY CP 5.75|EDJO|Edward D. Jones & Co., L.P.|7
WRB$D|W.R. BERKLEY CP 5.75|EGXM|CBOE TRADING, INC.|100
WRB$D|W.R. BERKLEY CP 5.75|EGXW|CBOE TRADING, INC.|121
WRB$D|W.R. BERKLEY CP 5.75|ETRS|E*Trade Securities LLC|3800
WRB$D|W.R. BERKLEY CP 5.75|FINX|FINTECH SECURITIES|141
WRB$D|W.R. BERKLEY CP 5.75|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4804
WRB$D|W.R. BERKLEY CP 5.75|GLPX|ACS EXECUTION SERVICES, LLC|1704
WRB$D|W.R. BERKLEY CP 5.75|GSCO|GOLDMAN SACHS & CO. LLC|7507
WRB$D|W.R. BERKLEY CP 5.75|GTSZ|GTS SECURITIES LLC|593
WRB$D|W.R. BERKLEY CP 5.75|HRBF|American Enterprise Investment Services Inc.|8289
WRB$D|W.R. BERKLEY CP 5.75|IATS|INTERACTIVE BROKERS LLC|250
WRB$D|W.R. BERKLEY CP 5.75|IBKR|Interactive Brokers Llc|1000
WRB$D|W.R. BERKLEY CP 5.75|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1204
WRB$D|W.R. BERKLEY CP 5.75|ICBX|INSTINET, LLC|300
WRB$D|W.R. BERKLEY CP 5.75|INCA|INSTINET, LLC|798
WRB$D|W.R. BERKLEY CP 5.75|ITGI|ITG Inc.|657
WRB$D|W.R. BERKLEY CP 5.75|JANY|Janney Montgomery Scott Inc.|501
WRB$D|W.R. BERKLEY CP 5.75|JEFF|JEFFERIES LLC|100
WRB$D|W.R. BERKLEY CP 5.75|JPMX|J.P. Morgan Securities LLC|600
WRB$D|W.R. BERKLEY CP 5.75|JSEB|JANE STREET EXECUTION SERVICES, LLC|640
WRB$D|W.R. BERKLEY CP 5.75|JSJX|JANE STREET CAPITAL LLC|100
WRB$D|W.R. BERKLEY CP 5.75|KCGM|VIRTU Americas LLC|1094
WRB$D|W.R. BERKLEY CP 5.75|LEHM|Barclays Capital Inc./Le|2000
WRB$D|W.R. BERKLEY CP 5.75|LIME|Lime Brokerage LLC|67
WRB$D|W.R. BERKLEY CP 5.75|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
WRB$D|W.R. BERKLEY CP 5.75|MCMF|Raymond James Ltd. Cds|1000
WRB$D|W.R. BERKLEY CP 5.75|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WRB$D|W.R. BERKLEY CP 5.75|MSCO|MORGAN STANLEY & CO. LLC|20741
WRB$D|W.R. BERKLEY CP 5.75|MSPL|MORGAN STANLEY & CO. LLC|8700
WRB$D|W.R. BERKLEY CP 5.75|NFSC|National Financial Services LLC|4900
WRB$D|W.R. BERKLEY CP 5.75|NITE|VIRTU Americas LLC|65004
WRB$D|W.R. BERKLEY CP 5.75|NQRB|Brut, LLC|1186
WRB$D|W.R. BERKLEY CP 5.75|NTRC|Northern Trust Securities, Inc.|45
WRB$D|W.R. BERKLEY CP 5.75|OLDM|OLD MISSION CAPITAL, LLC|658
WRB$D|W.R. BERKLEY CP 5.75|OPCO|Oppenheimer & Co. Inc.|575
WRB$D|W.R. BERKLEY CP 5.75|PDQM|CODA MARKETS, INC.|3930
WRB$D|W.R. BERKLEY CP 5.75|PWJC|UBS Financial Services, Inc.|1445
WRB$D|W.R. BERKLEY CP 5.75|RBCM|RBC CAPITAL MARKETS, LLC|4687
WRB$D|W.R. BERKLEY CP 5.75|SAGL|SAGETRADER, LLC|100
WRB$D|W.R. BERKLEY CP 5.75|SALI|INTL FCSTONE FINANCIAL INC.|2
WRB$D|W.R. BERKLEY CP 5.75|SBSH|Citigroup Global Markets Inc.|740
WRB$D|W.R. BERKLEY CP 5.75|SGMT|GOLDMAN SACHS & CO. LLC|2471
WRB$D|W.R. BERKLEY CP 5.75|SPDR|SPEEDROUTE LLC|2800
WRB$D|W.R. BERKLEY CP 5.75|STFL|Stifel, Nicolaus & Company, Incorporated|434
WRB$D|W.R. BERKLEY CP 5.75|SWIM|TD Ameritrade, Inc.|15200
WRB$D|W.R. BERKLEY CP 5.75|SWST|Hilltop Securities Inc.|1000
WRB$D|W.R. BERKLEY CP 5.75|TRBT|Tradebot Systems, Inc.|734
WRB$D|W.R. BERKLEY CP 5.75|UBSA|UBS SECURITIES LLC|16952
WRB$D|W.R. BERKLEY CP 5.75|UBSS|UBS Securities LLC|24112
WRB$D|W.R. BERKLEY CP 5.75|VGRD|Vanguard Marketing Corporation|148
WRB$D|W.R. BERKLEY CP 5.75|WCHV|WELLS FARGO SECURITIES, LLC|22201
WRB$D|W.R. BERKLEY CP 5.75|WEDB|WEDBUSH SECURITIES INC.|217
WRB$D|W.R. BERKLEY CP 5.75|WEXX|WOLVERINE EXECUTION SERVICES, LLC|124
WRB$D|W.R. BERKLEY CP 5.75|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2443
WRB$E|W.R. BERKLEY 5.7|ALTX|Alternet Securities Inc.|100
WRB$E|W.R. BERKLEY 5.7|BARD|Robert W. Baird & Co. Incorporated|2050
WRB$E|W.R. BERKLEY 5.7|BATM|CBOE TRADING, INC.|490
WRB$E|W.R. BERKLEY 5.7|BBNT|BB&T SECURITIES, LLC|1000
WRB$E|W.R. BERKLEY 5.7|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1515
WRB$E|W.R. BERKLEY 5.7|BNCH|The Benchmark Company, LLC|13000
WRB$E|W.R. BERKLEY 5.7|BTIG|BTIG, LLC|258
WRB$E|W.R. BERKLEY 5.7|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3694
WRB$E|W.R. BERKLEY 5.7|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
WRB$E|W.R. BERKLEY 5.7|DBAX|Deutsche Bank Securities Inc.|5500
WRB$E|W.R. BERKLEY 5.7|DEAN|MORGAN STANLEY|88143
WRB$E|W.R. BERKLEY 5.7|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5169
WRB$E|W.R. BERKLEY 5.7|EBXL|EBX LLC|4000
WRB$E|W.R. BERKLEY 5.7|ETRS|E*Trade Securities LLC|11104
WRB$E|W.R. BERKLEY 5.7|GLPX|ACS EXECUTION SERVICES, LLC|400
WRB$E|W.R. BERKLEY 5.7|GSCO|GOLDMAN SACHS & CO. LLC|2497
WRB$E|W.R. BERKLEY 5.7|GTSZ|GTS SECURITIES LLC|800
WRB$E|W.R. BERKLEY 5.7|HRBF|American Enterprise Investment Services Inc.|499
WRB$E|W.R. BERKLEY 5.7|IATS|INTERACTIVE BROKERS LLC|364
WRB$E|W.R. BERKLEY 5.7|IBKR|Interactive Brokers Llc|350
WRB$E|W.R. BERKLEY 5.7|ICBX|INSTINET, LLC|2000
WRB$E|W.R. BERKLEY 5.7|INCA|INSTINET, LLC|400
WRB$E|W.R. BERKLEY 5.7|INJX|INSTINET, LLC|59
WRB$E|W.R. BERKLEY 5.7|INTL|INTL FCSTONE FINANCIAL INC.|26093
WRB$E|W.R. BERKLEY 5.7|ITGP|ITG INC.|600
WRB$E|W.R. BERKLEY 5.7|JANY|Janney Montgomery Scott Inc.|31700
WRB$E|W.R. BERKLEY 5.7|JEFF|JEFFERIES LLC|2214
WRB$E|W.R. BERKLEY 5.7|JPMX|J.P. Morgan Securities LLC|2038
WRB$E|W.R. BERKLEY 5.7|JSEB|JANE STREET EXECUTION SERVICES, LLC|416
WRB$E|W.R. BERKLEY 5.7|KCGM|VIRTU Americas LLC|405
WRB$E|W.R. BERKLEY 5.7|LEHM|Barclays Capital Inc./Le|4800
WRB$E|W.R. BERKLEY 5.7|LIME|Lime Brokerage LLC|2066
WRB$E|W.R. BERKLEY 5.7|MAXM|Maxim Group LLC|2100
WRB$E|W.R. BERKLEY 5.7|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5400
WRB$E|W.R. BERKLEY 5.7|MLWM|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|20000
WRB$E|W.R. BERKLEY 5.7|MSCO|MORGAN STANLEY & CO. LLC|11876
WRB$E|W.R. BERKLEY 5.7|NFSC|National Financial Services LLC|12455
WRB$E|W.R. BERKLEY 5.7|NITE|VIRTU Americas LLC|55996
WRB$E|W.R. BERKLEY 5.7|NQRB|Brut, LLC|3500
WRB$E|W.R. BERKLEY 5.7|OPCO|Oppenheimer & Co. Inc.|700
WRB$E|W.R. BERKLEY 5.7|PDQM|CODA MARKETS, INC.|805
WRB$E|W.R. BERKLEY 5.7|PWJC|UBS Financial Services, Inc.|10944
WRB$E|W.R. BERKLEY 5.7|RBCM|RBC CAPITAL MARKETS, LLC|10066
WRB$E|W.R. BERKLEY 5.7|RJLC|RJL CAPITAL GROUP, LLC|500
WRB$E|W.R. BERKLEY 5.7|SBSH|Citigroup Global Markets Inc.|200
WRB$E|W.R. BERKLEY 5.7|SGMT|GOLDMAN SACHS & CO. LLC|312
WRB$E|W.R. BERKLEY 5.7|SPDR|SPEEDROUTE LLC|600
WRB$E|W.R. BERKLEY 5.7|STFL|Stifel, Nicolaus & Company, Incorporated|418
WRB$E|W.R. BERKLEY 5.7|SWIM|TD Ameritrade, Inc.|37289
WRB$E|W.R. BERKLEY 5.7|SWST|Hilltop Securities Inc.|152
WRB$E|W.R. BERKLEY 5.7|UBSA|UBS SECURITIES LLC|22157
WRB$E|W.R. BERKLEY 5.7|UBSS|UBS Securities LLC|35042
WRB$E|W.R. BERKLEY 5.7|VGRD|Vanguard Marketing Corporation|1334
WRB$E|W.R. BERKLEY 5.7|WCHV|WELLS FARGO SECURITIES, LLC|120056
WRB$E|W.R. BERKLEY 5.7|WEDB|WEDBUSH SECURITIES INC.|200
WRB$E|W.R. BERKLEY 5.7|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18
WRB$E|W.R. BERKLEY 5.7|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6600
WRD|WILDHORSE RES DEV CP|ABLE|NATIXIS Securities Americas LLC|36020
WRD|WILDHORSE RES DEV CP|ALTX|Alternet Securities Inc.|13932
WRD|WILDHORSE RES DEV CP|APCC|Apex Clearing Corporation|20047
WRD|WILDHORSE RES DEV CP|BATM|CBOE TRADING, INC.|7183
WRD|WILDHORSE RES DEV CP|BAYT|BTIG, LLC|8105
WRD|WILDHORSE RES DEV CP|BBNT|BB&T SECURITIES, LLC|77
WRD|WILDHORSE RES DEV CP|BERN|Sanford C. Bernstein & Co., LLC|74883
WRD|WILDHORSE RES DEV CP|BGCE|BGC Financial Inc.|14538
WRD|WILDHORSE RES DEV CP|BIDS|BIDS TRADING L.P.|15300
WRD|WILDHORSE RES DEV CP|BKCM|BNY Mellon Capital Markets LLC|10
WRD|WILDHORSE RES DEV CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3621
WRD|WILDHORSE RES DEV CP|BLKX|INSTINET, LLC|191250
WRD|WILDHORSE RES DEV CP|BNPX|BNP PARIBAS SECURITIES CORP.|189216
WRD|WILDHORSE RES DEV CP|BTIG|BTIG, LLC|18812
WRD|WILDHORSE RES DEV CP|BYXM|CBOE TRADING, INC.|2129
WRD|WILDHORSE RES DEV CP|BZYD|GOLDMAN SACHS & CO. LLC|1546
WRD|WILDHORSE RES DEV CP|CANT|Cantor Fitzgerald & Co.|99
WRD|WILDHORSE RES DEV CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|16000
WRD|WILDHORSE RES DEV CP|CHAS|Charles Schwab & Co., Inc.|1860
WRD|WILDHORSE RES DEV CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|88379
WRD|WILDHORSE RES DEV CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|33380
WRD|WILDHORSE RES DEV CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
WRD|WILDHORSE RES DEV CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|590983
WRD|WILDHORSE RES DEV CP|CTDL|Citadel Derivatives Group Llc|12525
WRD|WILDHORSE RES DEV CP|CTLR|CUTLER GROUP, LP|400
WRD|WILDHORSE RES DEV CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|84318
WRD|WILDHORSE RES DEV CP|DAVA|Davenport & Company LLC|5400
WRD|WILDHORSE RES DEV CP|DBAB|Deutsche Bank Securities Inc.|271609
WRD|WILDHORSE RES DEV CP|DBAX|Deutsche Bank Securities Inc.|323900
WRD|WILDHORSE RES DEV CP|DBUL|Deutsche Bank Securities Inc.|800
WRD|WILDHORSE RES DEV CP|DCHF|Dart Executions, LLC|3758
WRD|WILDHORSE RES DEV CP|DEAN|MORGAN STANLEY|4640
WRD|WILDHORSE RES DEV CP|DEGS|RONIN PROFESSIONAL LLC|28227
WRD|WILDHORSE RES DEV CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4399
WRD|WILDHORSE RES DEV CP|EBXL|EBX LLC|275300
WRD|WILDHORSE RES DEV CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|31122
WRD|WILDHORSE RES DEV CP|EDJO|Edward D. Jones & Co., L.P.|3960
WRD|WILDHORSE RES DEV CP|EGAM|CBOE TRADING, INC.|39355
WRD|WILDHORSE RES DEV CP|EGAW|CBOE TRADING, INC.|242
WRD|WILDHORSE RES DEV CP|EGMT|EG MARKET TECHNOLOGIES LLC|900
WRD|WILDHORSE RES DEV CP|EGXM|CBOE TRADING, INC.|9007
WRD|WILDHORSE RES DEV CP|ETBE|Electronic Transaction Clearing, Inc.|20055
WRD|WILDHORSE RES DEV CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3200
WRD|WILDHORSE RES DEV CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31966
WRD|WILDHORSE RES DEV CP|ETRS|E*Trade Securities LLC|245158
WRD|WILDHORSE RES DEV CP|FIDT|Fidelity Clearing Canada ULC./ CDS|1640
WRD|WILDHORSE RES DEV CP|FILL|Tradestation Securities, Inc.|32792
WRD|WILDHORSE RES DEV CP|FMAF|NBCN Inc./ CDS|1300
WRD|WILDHORSE RES DEV CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14448
WRD|WILDHORSE RES DEV CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|125248
WRD|WILDHORSE RES DEV CP|FTBR|Foliofn Investments, Inc.|12712
WRD|WILDHORSE RES DEV CP|GEBB|GLOBAL EXECUTION BROKERS, LP|3252
WRD|WILDHORSE RES DEV CP|GLIS|TD Securities Inc|7372
WRD|WILDHORSE RES DEV CP|GLPX|ACS EXECUTION SERVICES, LLC|42476
WRD|WILDHORSE RES DEV CP|GSCO|GOLDMAN SACHS & CO. LLC|1154332
WRD|WILDHORSE RES DEV CP|GSCS|GOLDMAN SACHS & CO. LLC|40531
WRD|WILDHORSE RES DEV CP|GSLT|GOLDMAN SACHS & CO. LLC|15771
WRD|WILDHORSE RES DEV CP|GTSZ|GTS SECURITIES LLC|89367
WRD|WILDHORSE RES DEV CP|HRBF|American Enterprise Investment Services Inc.|1524
WRD|WILDHORSE RES DEV CP|IATS|INTERACTIVE BROKERS LLC|39291
WRD|WILDHORSE RES DEV CP|IBKR|Interactive Brokers Llc|86862
WRD|WILDHORSE RES DEV CP|ICBX|INSTINET, LLC|55900
WRD|WILDHORSE RES DEV CP|IEQY|CITADEL SECURITIES LLC|62623
WRD|WILDHORSE RES DEV CP|INCA|INSTINET, LLC|237539
WRD|WILDHORSE RES DEV CP|INJX|INSTINET, LLC|22757
WRD|WILDHORSE RES DEV CP|ITGI|ITG Inc.|242269
WRD|WILDHORSE RES DEV CP|ITGP|ITG INC.|827200
WRD|WILDHORSE RES DEV CP|JEFF|JEFFERIES LLC|198976
WRD|WILDHORSE RES DEV CP|JMPT|JUMP TRADING, LLC|70425
WRD|WILDHORSE RES DEV CP|JONE|JonesTrading|616
WRD|WILDHORSE RES DEV CP|JPBX|J.P. MORGAN SECURITIES LLC|87461
WRD|WILDHORSE RES DEV CP|JPMX|J.P. Morgan Securities LLC|727443
WRD|WILDHORSE RES DEV CP|JRCO|Johnson Rice & Company L.L.C.|10808
WRD|WILDHORSE RES DEV CP|JSJX|JANE STREET CAPITAL LLC|5392
WRD|WILDHORSE RES DEV CP|KCGM|VIRTU Americas LLC|76339
WRD|WILDHORSE RES DEV CP|KING|C. L. King & Associates, Inc.|189
WRD|WILDHORSE RES DEV CP|LEHM|Barclays Capital Inc./Le|658539
WRD|WILDHORSE RES DEV CP|LIME|Lime Brokerage LLC|58334
WRD|WILDHORSE RES DEV CP|LOOP|Loop Capital Markets LLC|2946
WRD|WILDHORSE RES DEV CP|LQNA|LIQUIDNET, INC.|54700
WRD|WILDHORSE RES DEV CP|LSCI|Lek Securities Corporation|15213
WRD|WILDHORSE RES DEV CP|LVMR|LIVERMORE TRADING GROUP, INC.|6230
WRD|WILDHORSE RES DEV CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
WRD|WILDHORSE RES DEV CP|MACQ|Macquarie Capital (USA) Inc.|6128
WRD|WILDHORSE RES DEV CP|MAXM|Maxim Group LLC|2000
WRD|WILDHORSE RES DEV CP|MBTS|ALLY INVEST SECURITIES LLC|565
WRD|WILDHORSE RES DEV CP|MCMF|Raymond James Ltd. Cds|10036
WRD|WILDHORSE RES DEV CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|371318
WRD|WILDHORSE RES DEV CP|MNDX|TJM Investments, LLC|1149
WRD|WILDHORSE RES DEV CP|MOTF|MOTIF INVESTING, INC.|17
WRD|WILDHORSE RES DEV CP|MSCO|MORGAN STANLEY & CO. LLC|1548008
WRD|WILDHORSE RES DEV CP|MSPL|MORGAN STANLEY & CO. LLC|506800
WRD|WILDHORSE RES DEV CP|MSTX|MORGAN STANLEY & CO. LLC|387400
WRD|WILDHORSE RES DEV CP|MULL|MARK J. MULLER EQUITIES, INC.|36614
WRD|WILDHORSE RES DEV CP|NATL|National Securities Corporation|47904
WRD|WILDHORSE RES DEV CP|NFSC|National Financial Services LLC|847325
WRD|WILDHORSE RES DEV CP|NITE|VIRTU Americas LLC|1245892
WRD|WILDHORSE RES DEV CP|NITP|VIRTU Americas LLC|1437
WRD|WILDHORSE RES DEV CP|NQRB|Brut, LLC|51338
WRD|WILDHORSE RES DEV CP|NTBF|BMO Nesbitt Burns Inc./CDS|2497
WRD|WILDHORSE RES DEV CP|NTRC|Northern Trust Securities, Inc.|1353
WRD|WILDHORSE RES DEV CP|OPCO|Oppenheimer & Co. Inc.|1575
WRD|WILDHORSE RES DEV CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
WRD|WILDHORSE RES DEV CP|PDQM|CODA MARKETS, INC.|45927
WRD|WILDHORSE RES DEV CP|PIPR|Piper Jaffray & Co.|15429
WRD|WILDHORSE RES DEV CP|PWJC|UBS Financial Services, Inc.|2145
WRD|WILDHORSE RES DEV CP|QMSR|QUATTRO M SECURITIES INC.|3641
WRD|WILDHORSE RES DEV CP|RBCM|RBC CAPITAL MARKETS, LLC|8096
WRD|WILDHORSE RES DEV CP|SAGL|SAGETRADER, LLC|13148
WRD|WILDHORSE RES DEV CP|SAGW|SAGETRADER, LLC|29
WRD|WILDHORSE RES DEV CP|SBSH|Citigroup Global Markets Inc.|116297
WRD|WILDHORSE RES DEV CP|SEIC|SEI Investments Distribution Co.|800
WRD|WILDHORSE RES DEV CP|SGMT|GOLDMAN SACHS & CO. LLC|146210
WRD|WILDHORSE RES DEV CP|SOCO|Capital One Southcoast, Inc|10613
WRD|WILDHORSE RES DEV CP|SPDR|SPEEDROUTE LLC|7571
WRD|WILDHORSE RES DEV CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1750
WRD|WILDHORSE RES DEV CP|STFL|Stifel, Nicolaus & Company, Incorporated|61199
WRD|WILDHORSE RES DEV CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2757
WRD|WILDHORSE RES DEV CP|SWIM|TD Ameritrade, Inc.|172503
WRD|WILDHORSE RES DEV CP|SWST|Hilltop Securities Inc.|700
WRD|WILDHORSE RES DEV CP|TKNG|ALLY INVEST SECURITIES LLC|4056
WRD|WILDHORSE RES DEV CP|TRBT|Tradebot Systems, Inc.|306605
WRD|WILDHORSE RES DEV CP|TRCM|TRC MARKETS LLC|120363
WRD|WILDHORSE RES DEV CP|TWTT|TASTYWORKS, INC.|1998
WRD|WILDHORSE RES DEV CP|UBSA|UBS SECURITIES LLC|801117
WRD|WILDHORSE RES DEV CP|UBSS|UBS Securities LLC|1081667
WRD|WILDHORSE RES DEV CP|VALX|VIRTU AMERICAS LLC|39246
WRD|WILDHORSE RES DEV CP|VGRD|Vanguard Marketing Corporation|38677
WRD|WILDHORSE RES DEV CP|VNDM|Wall Street Access|41638
WRD|WILDHORSE RES DEV CP|WBLR|WILLIAM BLAIR|155
WRD|WILDHORSE RES DEV CP|WBPX|SUMMIT SECURITIES GROUP, LLC|2697
WRD|WILDHORSE RES DEV CP|WCHV|WELLS FARGO SECURITIES, LLC|127202
WRD|WILDHORSE RES DEV CP|WDNX|WEEDEN & CO.L.P.|2884
WRD|WILDHORSE RES DEV CP|WEDB|WEDBUSH SECURITIES INC.|7100
WRD|WILDHORSE RES DEV CP|WEED|Weeden & Co.L.P.|855
WRD|WILDHORSE RES DEV CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23643
WRD|WILDHORSE RES DEV CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30035
WRD|WILDHORSE RES DEV CP|WGIF|CIBC World Markets Inc.|500
WRD|WILDHORSE RES DEV CP|WSEA|WOLVERINE SECURITIES, LLC|12581
WRD|WILDHORSE RES DEV CP|XIST|INSTINET, LLC|187400
WRD|WILDHORSE RES DEV CP|XPQR|Jump Trading|100
WRD|WILDHORSE RES DEV CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|136098
WRD|WILDHORSE RES DEV CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2902
WRD|WILDHORSE RES DEV CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8344
WRE|WASH REAL EST INV TR|ALTX|Alternet Securities Inc.|8000
WRE|WASH REAL EST INV TR|APCC|Apex Clearing Corporation|35
WRE|WASH REAL EST INV TR|BANK|Primevest Financial Services, Inc.|5
WRE|WASH REAL EST INV TR|BARD|Robert W. Baird & Co. Incorporated|2450
WRE|WASH REAL EST INV TR|BATM|CBOE TRADING, INC.|808
WRE|WASH REAL EST INV TR|BBNT|BB&T SECURITIES, LLC|432
WRE|WASH REAL EST INV TR|BERN|Sanford C. Bernstein & Co., LLC|1420
WRE|WASH REAL EST INV TR|BIDS|BIDS TRADING L.P.|200
WRE|WASH REAL EST INV TR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2146
WRE|WASH REAL EST INV TR|BLKX|INSTINET, LLC|40000
WRE|WASH REAL EST INV TR|BNPX|BNP PARIBAS SECURITIES CORP.|20063
WRE|WASH REAL EST INV TR|BYXM|CBOE TRADING, INC.|634
WRE|WASH REAL EST INV TR|BZYD|GOLDMAN SACHS & CO. LLC|3398
WRE|WASH REAL EST INV TR|CANT|Cantor Fitzgerald & Co.|100
WRE|WASH REAL EST INV TR|CHAS|Charles Schwab & Co., Inc.|317
WRE|WASH REAL EST INV TR|CIST|Capital Institutional Services, Inc.|500
WRE|WASH REAL EST INV TR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68168
WRE|WASH REAL EST INV TR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
WRE|WASH REAL EST INV TR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15455
WRE|WASH REAL EST INV TR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|162856
WRE|WASH REAL EST INV TR|CTDL|Citadel Derivatives Group Llc|5485
WRE|WASH REAL EST INV TR|CTLR|CUTLER GROUP, LP|400
WRE|WASH REAL EST INV TR|CXCX|CITIGROUP GLOBAL MARKETS INC.|22776
WRE|WASH REAL EST INV TR|DADA|D.A. Davidson & Co.|1
WRE|WASH REAL EST INV TR|DAVA|Davenport & Company LLC|177
WRE|WASH REAL EST INV TR|DBAB|Deutsche Bank Securities Inc.|126471
WRE|WASH REAL EST INV TR|DBAX|Deutsche Bank Securities Inc.|133700
WRE|WASH REAL EST INV TR|DBUL|Deutsche Bank Securities Inc.|700
WRE|WASH REAL EST INV TR|DCHF|Dart Executions, LLC|120
WRE|WASH REAL EST INV TR|DEAN|MORGAN STANLEY|1051
WRE|WASH REAL EST INV TR|DEGS|RONIN PROFESSIONAL LLC|131
WRE|WASH REAL EST INV TR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|700
WRE|WASH REAL EST INV TR|EBXL|EBX LLC|86700
WRE|WASH REAL EST INV TR|ECUT|CONVERGEX EXECUTION SOLUTIONS|435
WRE|WASH REAL EST INV TR|EDJO|Edward D. Jones & Co., L.P.|1773
WRE|WASH REAL EST INV TR|EGAM|CBOE TRADING, INC.|3391
WRE|WASH REAL EST INV TR|EGAW|CBOE TRADING, INC.|180
WRE|WASH REAL EST INV TR|EGMT|EG MARKET TECHNOLOGIES LLC|400
WRE|WASH REAL EST INV TR|EGXM|CBOE TRADING, INC.|1204
WRE|WASH REAL EST INV TR|ESPO|ESPOSITO SECURITIES, LLC|60
WRE|WASH REAL EST INV TR|ETBE|Electronic Transaction Clearing, Inc.|3850
WRE|WASH REAL EST INV TR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3398
WRE|WASH REAL EST INV TR|ETRS|E*Trade Securities LLC|3292
WRE|WASH REAL EST INV TR|FILL|Tradestation Securities, Inc.|50
WRE|WASH REAL EST INV TR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|627
WRE|WASH REAL EST INV TR|FQLS|Quantlab Securities LP|69689
WRE|WASH REAL EST INV TR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|82346
WRE|WASH REAL EST INV TR|FTBR|Foliofn Investments, Inc.|122
WRE|WASH REAL EST INV TR|GEBB|GLOBAL EXECUTION BROKERS, LP|13162
WRE|WASH REAL EST INV TR|GLIS|TD Securities Inc|100
WRE|WASH REAL EST INV TR|GLPX|ACS EXECUTION SERVICES, LLC|33790
WRE|WASH REAL EST INV TR|GNAV|GREEN STREET TRADING, LLC|342590
WRE|WASH REAL EST INV TR|GSCO|GOLDMAN SACHS & CO. LLC|474651
WRE|WASH REAL EST INV TR|GSCS|GOLDMAN SACHS & CO. LLC|6185
WRE|WASH REAL EST INV TR|GSLT|GOLDMAN SACHS & CO. LLC|3361
WRE|WASH REAL EST INV TR|GTSZ|GTS SECURITIES LLC|38507
WRE|WASH REAL EST INV TR|HRBF|American Enterprise Investment Services Inc.|2464
WRE|WASH REAL EST INV TR|HSBC|HSBC Securities, Inc.|1287
WRE|WASH REAL EST INV TR|IATS|INTERACTIVE BROKERS LLC|6994
WRE|WASH REAL EST INV TR|IBKR|Interactive Brokers Llc|7736
WRE|WASH REAL EST INV TR|ICBX|INSTINET, LLC|42700
WRE|WASH REAL EST INV TR|IEQY|CITADEL SECURITIES LLC|32986
WRE|WASH REAL EST INV TR|INCA|INSTINET, LLC|84557
WRE|WASH REAL EST INV TR|INJX|INSTINET, LLC|1945
WRE|WASH REAL EST INV TR|ITGI|ITG Inc.|10601
WRE|WASH REAL EST INV TR|ITGP|ITG INC.|50000
WRE|WASH REAL EST INV TR|JEFF|JEFFERIES LLC|792073
WRE|WASH REAL EST INV TR|JMPT|JUMP TRADING, LLC|12208
WRE|WASH REAL EST INV TR|JPBX|J.P. MORGAN SECURITIES LLC|9333
WRE|WASH REAL EST INV TR|JPMX|J.P. Morgan Securities LLC|313004
WRE|WASH REAL EST INV TR|JSJX|JANE STREET CAPITAL LLC|11888
WRE|WASH REAL EST INV TR|KCGM|VIRTU Americas LLC|12425
WRE|WASH REAL EST INV TR|LEHM|Barclays Capital Inc./Le|258590
WRE|WASH REAL EST INV TR|LIME|Lime Brokerage LLC|12842
WRE|WASH REAL EST INV TR|LMNX|LUMINEX TRADING & ANALYTICS LLC|189144
WRE|WASH REAL EST INV TR|LSCI|Lek Securities Corporation|25
WRE|WASH REAL EST INV TR|MACQ|Macquarie Capital (USA) Inc.|4304
WRE|WASH REAL EST INV TR|MKMP|MKM Partners LLC|99640
WRE|WASH REAL EST INV TR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|163243
WRE|WASH REAL EST INV TR|MOTF|MOTIF INVESTING, INC.|36
WRE|WASH REAL EST INV TR|MSCO|MORGAN STANLEY & CO. LLC|440768
WRE|WASH REAL EST INV TR|MSPL|MORGAN STANLEY & CO. LLC|113600
WRE|WASH REAL EST INV TR|MSTX|MORGAN STANLEY & CO. LLC|20500
WRE|WASH REAL EST INV TR|MZHO|Mizuho Securities USA LLC|25000
WRE|WASH REAL EST INV TR|NFSC|National Financial Services LLC|17122
WRE|WASH REAL EST INV TR|NITE|VIRTU Americas LLC|98910
WRE|WASH REAL EST INV TR|NITP|VIRTU Americas LLC|100
WRE|WASH REAL EST INV TR|NQRB|Brut, LLC|4692
WRE|WASH REAL EST INV TR|NTRC|Northern Trust Securities, Inc.|1434
WRE|WASH REAL EST INV TR|PDQM|CODA MARKETS, INC.|31324
WRE|WASH REAL EST INV TR|PWJC|UBS Financial Services, Inc.|3009
WRE|WASH REAL EST INV TR|QMSR|QUATTRO M SECURITIES INC.|693
WRE|WASH REAL EST INV TR|RBCM|RBC CAPITAL MARKETS, LLC|3284
WRE|WASH REAL EST INV TR|SAGL|SAGETRADER, LLC|3444
WRE|WASH REAL EST INV TR|SAGW|SAGETRADER, LLC|4
WRE|WASH REAL EST INV TR|SBSH|Citigroup Global Markets Inc.|50910
WRE|WASH REAL EST INV TR|SGMT|GOLDMAN SACHS & CO. LLC|63378
WRE|WASH REAL EST INV TR|SIDC|Sidoti & Company, LLC|315
WRE|WASH REAL EST INV TR|SOCO|Capital One Southcoast, Inc|2400
WRE|WASH REAL EST INV TR|SPDR|SPEEDROUTE LLC|9990
WRE|WASH REAL EST INV TR|STFL|Stifel, Nicolaus & Company, Incorporated|20411
WRE|WASH REAL EST INV TR|STKP|STOCKPILE INVESTMENTS, INC.|30
WRE|WASH REAL EST INV TR|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5267
WRE|WASH REAL EST INV TR|SWIM|TD Ameritrade, Inc.|742
WRE|WASH REAL EST INV TR|SWST|Hilltop Securities Inc.|13
WRE|WASH REAL EST INV TR|TKNG|ALLY INVEST SECURITIES LLC|7
WRE|WASH REAL EST INV TR|TRBT|Tradebot Systems, Inc.|94374
WRE|WASH REAL EST INV TR|TRCM|TRC MARKETS LLC|33432
WRE|WASH REAL EST INV TR|UBSA|UBS SECURITIES LLC|280900
WRE|WASH REAL EST INV TR|UBSS|UBS Securities LLC|222507
WRE|WASH REAL EST INV TR|VALX|VIRTU AMERICAS LLC|16026
WRE|WASH REAL EST INV TR|VGRD|Vanguard Marketing Corporation|997
WRE|WASH REAL EST INV TR|WBPX|SUMMIT SECURITIES GROUP, LLC|1372
WRE|WASH REAL EST INV TR|WCHV|WELLS FARGO SECURITIES, LLC|45593
WRE|WASH REAL EST INV TR|WDNX|WEEDEN & CO.L.P.|882
WRE|WASH REAL EST INV TR|WEDB|WEDBUSH SECURITIES INC.|1
WRE|WASH REAL EST INV TR|WEED|Weeden & Co.L.P.|450
WRE|WASH REAL EST INV TR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|349
WRE|WASH REAL EST INV TR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|27675
WRE|WASH REAL EST INV TR|WGIF|CIBC World Markets Inc.|4
WRE|WASH REAL EST INV TR|WSEA|WOLVERINE SECURITIES, LLC|365
WRE|WASH REAL EST INV TR|XIST|INSTINET, LLC|9800
WRE|WASH REAL EST INV TR|XPQR|Jump Trading|200
WRE|WASH REAL EST INV TR|XSTM|NATIONAL FINANCIAL SERVICES LLC|9790
WRE|WASH REAL EST INV TR|YKNA|COMHAR CAPITAL MARKETS, LLC|300
WRE|WASH REAL EST INV TR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1262
WREI|INVESCO WILSHIRE|APCC|Apex Clearing Corporation|8
WREI|INVESCO WILSHIRE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62
WREI|INVESCO WILSHIRE|CANT|Cantor Fitzgerald & Co.|19
WREI|INVESCO WILSHIRE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2
WREI|INVESCO WILSHIRE|CTDL|Citadel Derivatives Group Llc|400
WREI|INVESCO WILSHIRE|EBXL|EBX LLC|400
WREI|INVESCO WILSHIRE|ETRS|E*Trade Securities LLC|21
WREI|INVESCO WILSHIRE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|105
WREI|INVESCO WILSHIRE|IBKR|Interactive Brokers Llc|203
WREI|INVESCO WILSHIRE|ICBX|INSTINET, LLC|400
WREI|INVESCO WILSHIRE|KCGM|VIRTU Americas LLC|29
WREI|INVESCO WILSHIRE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WREI|INVESCO WILSHIRE|NFSC|National Financial Services LLC|140
WREI|INVESCO WILSHIRE|NITE|VIRTU Americas LLC|297
WREI|INVESCO WILSHIRE|UBSA|UBS SECURITIES LLC|364
WREI|INVESCO WILSHIRE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|337
WRI|WEINGARTEN RLTY SBI|ALTX|Alternet Securities Inc.|5000
WRI|WEINGARTEN RLTY SBI|APCC|Apex Clearing Corporation|49
WRI|WEINGARTEN RLTY SBI|BANK|Primevest Financial Services, Inc.|4
WRI|WEINGARTEN RLTY SBI|BARD|Robert W. Baird & Co. Incorporated|77
WRI|WEINGARTEN RLTY SBI|BATM|CBOE TRADING, INC.|5481
WRI|WEINGARTEN RLTY SBI|BAYC|BAY CREST PARTNERS, LLC|1179
WRI|WEINGARTEN RLTY SBI|BBNT|BB&T SECURITIES, LLC|26
WRI|WEINGARTEN RLTY SBI|BERN|Sanford C. Bernstein & Co., LLC|27705
WRI|WEINGARTEN RLTY SBI|BIDS|BIDS TRADING L.P.|200
WRI|WEINGARTEN RLTY SBI|BKCM|BNY Mellon Capital Markets LLC|19300
WRI|WEINGARTEN RLTY SBI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3970
WRI|WEINGARTEN RLTY SBI|BLKX|INSTINET, LLC|5000
WRI|WEINGARTEN RLTY SBI|BMOC|BMO Capital Markets Corp.|100
WRI|WEINGARTEN RLTY SBI|BNPX|BNP PARIBAS SECURITIES CORP.|22519
WRI|WEINGARTEN RLTY SBI|BRVL|BLAYLOCK VAN, LLC|1200
WRI|WEINGARTEN RLTY SBI|BTIG|BTIG, LLC|8722
WRI|WEINGARTEN RLTY SBI|BYXM|CBOE TRADING, INC.|992
WRI|WEINGARTEN RLTY SBI|BZYD|GOLDMAN SACHS & CO. LLC|1754
WRI|WEINGARTEN RLTY SBI|CANT|Cantor Fitzgerald & Co.|8257
WRI|WEINGARTEN RLTY SBI|CHAS|Charles Schwab & Co., Inc.|7
WRI|WEINGARTEN RLTY SBI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130312
WRI|WEINGARTEN RLTY SBI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8322
WRI|WEINGARTEN RLTY SBI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|760
WRI|WEINGARTEN RLTY SBI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|216940
WRI|WEINGARTEN RLTY SBI|CTDL|Citadel Derivatives Group Llc|4058
WRI|WEINGARTEN RLTY SBI|CXCX|CITIGROUP GLOBAL MARKETS INC.|62296
WRI|WEINGARTEN RLTY SBI|DBAB|Deutsche Bank Securities Inc.|297258
WRI|WEINGARTEN RLTY SBI|DBAX|Deutsche Bank Securities Inc.|123100
WRI|WEINGARTEN RLTY SBI|DBUL|Deutsche Bank Securities Inc.|3763
WRI|WEINGARTEN RLTY SBI|DEAN|MORGAN STANLEY|3616
WRI|WEINGARTEN RLTY SBI|DEGS|RONIN PROFESSIONAL LLC|12
WRI|WEINGARTEN RLTY SBI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4150
WRI|WEINGARTEN RLTY SBI|EBXL|EBX LLC|146700
WRI|WEINGARTEN RLTY SBI|ECUT|CONVERGEX EXECUTION SOLUTIONS|2013
WRI|WEINGARTEN RLTY SBI|EDJO|Edward D. Jones & Co., L.P.|24078
WRI|WEINGARTEN RLTY SBI|EGAM|CBOE TRADING, INC.|5063
WRI|WEINGARTEN RLTY SBI|EGAW|CBOE TRADING, INC.|4
WRI|WEINGARTEN RLTY SBI|EGMT|EG MARKET TECHNOLOGIES LLC|100
WRI|WEINGARTEN RLTY SBI|EGXM|CBOE TRADING, INC.|1045
WRI|WEINGARTEN RLTY SBI|ETBE|Electronic Transaction Clearing, Inc.|7729
WRI|WEINGARTEN RLTY SBI|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1300
WRI|WEINGARTEN RLTY SBI|ETCC|Electronic Transaction Clearing, Inc.|1141
WRI|WEINGARTEN RLTY SBI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3380
WRI|WEINGARTEN RLTY SBI|ETRS|E*Trade Securities LLC|18461
WRI|WEINGARTEN RLTY SBI|FBSB|U.S. Bancorp Investments, Inc.|2
WRI|WEINGARTEN RLTY SBI|FILL|Tradestation Securities, Inc.|1094
WRI|WEINGARTEN RLTY SBI|FINX|FINTECH SECURITIES|150
WRI|WEINGARTEN RLTY SBI|FMAF|NBCN Inc./ CDS|68
WRI|WEINGARTEN RLTY SBI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27436
WRI|WEINGARTEN RLTY SBI|FQLS|Quantlab Securities LP|131663
WRI|WEINGARTEN RLTY SBI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|91805
WRI|WEINGARTEN RLTY SBI|FTBR|Foliofn Investments, Inc.|8301
WRI|WEINGARTEN RLTY SBI|GEBB|GLOBAL EXECUTION BROKERS, LP|1697
WRI|WEINGARTEN RLTY SBI|GLPX|ACS EXECUTION SERVICES, LLC|7113
WRI|WEINGARTEN RLTY SBI|GSCO|GOLDMAN SACHS & CO. LLC|455088
WRI|WEINGARTEN RLTY SBI|GSCS|GOLDMAN SACHS & CO. LLC|4772
WRI|WEINGARTEN RLTY SBI|GSLT|GOLDMAN SACHS & CO. LLC|4719
WRI|WEINGARTEN RLTY SBI|GTSZ|GTS SECURITIES LLC|26924
WRI|WEINGARTEN RLTY SBI|HRBF|American Enterprise Investment Services Inc.|3824
WRI|WEINGARTEN RLTY SBI|HSBC|HSBC Securities, Inc.|200
WRI|WEINGARTEN RLTY SBI|IATS|INTERACTIVE BROKERS LLC|3431
WRI|WEINGARTEN RLTY SBI|IBKR|Interactive Brokers Llc|8478
WRI|WEINGARTEN RLTY SBI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1266
WRI|WEINGARTEN RLTY SBI|ICBX|INSTINET, LLC|21529
WRI|WEINGARTEN RLTY SBI|IEQY|CITADEL SECURITIES LLC|74272
WRI|WEINGARTEN RLTY SBI|INCA|INSTINET, LLC|124005
WRI|WEINGARTEN RLTY SBI|INJX|INSTINET, LLC|1226
WRI|WEINGARTEN RLTY SBI|INTL|INTL FCSTONE FINANCIAL INC.|3322
WRI|WEINGARTEN RLTY SBI|ITGI|ITG Inc.|7331
WRI|WEINGARTEN RLTY SBI|ITGP|ITG INC.|84200
WRI|WEINGARTEN RLTY SBI|JEFF|JEFFERIES LLC|44822
WRI|WEINGARTEN RLTY SBI|JMPT|JUMP TRADING, LLC|41605
WRI|WEINGARTEN RLTY SBI|JONE|JonesTrading|14603
WRI|WEINGARTEN RLTY SBI|JPBX|J.P. MORGAN SECURITIES LLC|18704
WRI|WEINGARTEN RLTY SBI|JPMX|J.P. Morgan Securities LLC|288712
WRI|WEINGARTEN RLTY SBI|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
WRI|WEINGARTEN RLTY SBI|JSJX|JANE STREET CAPITAL LLC|15228
WRI|WEINGARTEN RLTY SBI|KCGM|VIRTU Americas LLC|29985
WRI|WEINGARTEN RLTY SBI|KEYB|KEYBANC CAPITAL MARKETS INC.|2753
WRI|WEINGARTEN RLTY SBI|LEHM|Barclays Capital Inc./Le|472707
WRI|WEINGARTEN RLTY SBI|LIME|Lime Brokerage LLC|21632
WRI|WEINGARTEN RLTY SBI|LQNA|LIQUIDNET, INC.|25600
WRI|WEINGARTEN RLTY SBI|LSCI|Lek Securities Corporation|18
WRI|WEINGARTEN RLTY SBI|MKMP|MKM Partners LLC|4400
WRI|WEINGARTEN RLTY SBI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|104142
WRI|WEINGARTEN RLTY SBI|MSCO|MORGAN STANLEY & CO. LLC|615735
WRI|WEINGARTEN RLTY SBI|MSPL|MORGAN STANLEY & CO. LLC|106500
WRI|WEINGARTEN RLTY SBI|MSTX|MORGAN STANLEY & CO. LLC|36600
WRI|WEINGARTEN RLTY SBI|NEUB|NEUBERGER BERMAN BD LLC|106
WRI|WEINGARTEN RLTY SBI|NFSC|National Financial Services LLC|66443
WRI|WEINGARTEN RLTY SBI|NITE|VIRTU Americas LLC|204186
WRI|WEINGARTEN RLTY SBI|NITP|VIRTU Americas LLC|679
WRI|WEINGARTEN RLTY SBI|NQRB|Brut, LLC|3418
WRI|WEINGARTEN RLTY SBI|NTRC|Northern Trust Securities, Inc.|78
WRI|WEINGARTEN RLTY SBI|OPCO|Oppenheimer & Co. Inc.|709
WRI|WEINGARTEN RLTY SBI|PDQM|CODA MARKETS, INC.|13987
WRI|WEINGARTEN RLTY SBI|PWJC|UBS Financial Services, Inc.|60
WRI|WEINGARTEN RLTY SBI|QMSR|QUATTRO M SECURITIES INC.|6435
WRI|WEINGARTEN RLTY SBI|RBCM|RBC CAPITAL MARKETS, LLC|3931
WRI|WEINGARTEN RLTY SBI|SAGL|SAGETRADER, LLC|800
WRI|WEINGARTEN RLTY SBI|SAGW|SAGETRADER, LLC|11
WRI|WEINGARTEN RLTY SBI|SBRX|MURIEL SIEBERT & CO INC|600
WRI|WEINGARTEN RLTY SBI|SBSH|Citigroup Global Markets Inc.|268954
WRI|WEINGARTEN RLTY SBI|SEIC|SEI Investments Distribution Co.|200
WRI|WEINGARTEN RLTY SBI|SGMT|GOLDMAN SACHS & CO. LLC|57750
WRI|WEINGARTEN RLTY SBI|SPDR|SPEEDROUTE LLC|11600
WRI|WEINGARTEN RLTY SBI|SPHN|Stephens Inc.|1245
WRI|WEINGARTEN RLTY SBI|STFL|Stifel, Nicolaus & Company, Incorporated|493
WRI|WEINGARTEN RLTY SBI|STXG|Stockcross Financial Services, Inc.|1
WRI|WEINGARTEN RLTY SBI|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4059
WRI|WEINGARTEN RLTY SBI|SWIM|TD Ameritrade, Inc.|2350
WRI|WEINGARTEN RLTY SBI|SWST|Hilltop Securities Inc.|10107
WRI|WEINGARTEN RLTY SBI|TRBT|Tradebot Systems, Inc.|138332
WRI|WEINGARTEN RLTY SBI|TRCM|TRC MARKETS LLC|46995
WRI|WEINGARTEN RLTY SBI|TWTT|TASTYWORKS, INC.|100
WRI|WEINGARTEN RLTY SBI|UBSA|UBS SECURITIES LLC|254661
WRI|WEINGARTEN RLTY SBI|UBSS|UBS Securities LLC|295723
WRI|WEINGARTEN RLTY SBI|VALX|VIRTU AMERICAS LLC|9732
WRI|WEINGARTEN RLTY SBI|VERT|The Vertical Trading Group, LLC|132
WRI|WEINGARTEN RLTY SBI|VGRD|Vanguard Marketing Corporation|10387
WRI|WEINGARTEN RLTY SBI|WBPX|SUMMIT SECURITIES GROUP, LLC|3089
WRI|WEINGARTEN RLTY SBI|WCHV|WELLS FARGO SECURITIES, LLC|491157
WRI|WEINGARTEN RLTY SBI|WDNX|WEEDEN & CO.L.P.|1086
WRI|WEINGARTEN RLTY SBI|WEDB|WEDBUSH SECURITIES INC.|678
WRI|WEINGARTEN RLTY SBI|WEED|Weeden & Co.L.P.|251133
WRI|WEINGARTEN RLTY SBI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4364
WRI|WEINGARTEN RLTY SBI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|23947
WRI|WEINGARTEN RLTY SBI|WLTH|WEALTHFRONT BROKERAGE CORPORATION|148
WRI|WEINGARTEN RLTY SBI|WSEA|WOLVERINE SECURITIES, LLC|381
WRI|WEINGARTEN RLTY SBI|XIST|INSTINET, LLC|16600
WRI|WEINGARTEN RLTY SBI|XPQR|Jump Trading|2919
WRI|WEINGARTEN RLTY SBI|XSTM|NATIONAL FINANCIAL SERVICES LLC|8604
WRI|WEINGARTEN RLTY SBI|YKNA|COMHAR CAPITAL MARKETS, LLC|900
WRI|WEINGARTEN RLTY SBI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1418
WRK|WESTROCK CO|ABLE|NATIXIS Securities Americas LLC|42350
WRK|WESTROCK CO|AGIS|Aegis Capital Corp.|5
WRK|WESTROCK CO|ALTX|Alternet Securities Inc.|18581
WRK|WESTROCK CO|ANOS|ABEL/NOSER, L.L.C.|100
WRK|WESTROCK CO|APCC|Apex Clearing Corporation|5051
WRK|WESTROCK CO|BANK|Primevest Financial Services, Inc.|1451
WRK|WESTROCK CO|BARD|Robert W. Baird & Co. Incorporated|4072
WRK|WESTROCK CO|BATM|CBOE TRADING, INC.|7766
WRK|WESTROCK CO|BAYT|BTIG, LLC|300
WRK|WESTROCK CO|BBNT|BB&T SECURITIES, LLC|8148
WRK|WESTROCK CO|BERN|Sanford C. Bernstein & Co., LLC|76516
WRK|WESTROCK CO|BIDS|BIDS TRADING L.P.|800
WRK|WESTROCK CO|BKCM|BNY Mellon Capital Markets LLC|1025
WRK|WESTROCK CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|46778
WRK|WESTROCK CO|BLKX|INSTINET, LLC|189614
WRK|WESTROCK CO|BNCH|The Benchmark Company, LLC|1800
WRK|WESTROCK CO|BNPX|BNP PARIBAS SECURITIES CORP.|133789
WRK|WESTROCK CO|BTIG|BTIG, LLC|3795
WRK|WESTROCK CO|BYXM|CBOE TRADING, INC.|2207
WRK|WESTROCK CO|BZYD|GOLDMAN SACHS & CO. LLC|478
WRK|WESTROCK CO|CABR|Cabrera Capital Markets, Inc.|25
WRK|WESTROCK CO|CANT|Cantor Fitzgerald & Co.|963
WRK|WESTROCK CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|122400
WRK|WESTROCK CO|CHAS|Charles Schwab & Co., Inc.|4458
WRK|WESTROCK CO|CIBP|CIBC World Markets Corp.|62182
WRK|WESTROCK CO|CIOI|CITIGROUP GLOBAL MARKETS INC|62000
WRK|WESTROCK CO|CIST|Capital Institutional Services, Inc.|282
WRK|WESTROCK CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|211826
WRK|WESTROCK CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2200
WRK|WESTROCK CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|338
WRK|WESTROCK CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|427055
WRK|WESTROCK CO|CTDL|Citadel Derivatives Group Llc|10281
WRK|WESTROCK CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|91356
WRK|WESTROCK CO|DADA|D.A. Davidson & Co.|824
WRK|WESTROCK CO|DAVA|Davenport & Company LLC|9364
WRK|WESTROCK CO|DBAB|Deutsche Bank Securities Inc.|345258
WRK|WESTROCK CO|DBAX|Deutsche Bank Securities Inc.|243700
WRK|WESTROCK CO|DCHF|Dart Executions, LLC|5404
WRK|WESTROCK CO|DEAN|MORGAN STANLEY|24170
WRK|WESTROCK CO|DEGS|RONIN PROFESSIONAL LLC|400
WRK|WESTROCK CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3900
WRK|WESTROCK CO|EBXL|EBX LLC|234700
WRK|WESTROCK CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|88780
WRK|WESTROCK CO|EDJO|Edward D. Jones & Co., L.P.|3806
WRK|WESTROCK CO|EGAM|CBOE TRADING, INC.|17361
WRK|WESTROCK CO|EGAW|CBOE TRADING, INC.|58
WRK|WESTROCK CO|EGMT|EG MARKET TECHNOLOGIES LLC|1090
WRK|WESTROCK CO|EGXM|CBOE TRADING, INC.|5496
WRK|WESTROCK CO|ETBE|Electronic Transaction Clearing, Inc.|20872
WRK|WESTROCK CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
WRK|WESTROCK CO|ETCB|ETC BROKERAGE SERVICES, LLC|125
WRK|WESTROCK CO|ETCC|Electronic Transaction Clearing, Inc.|730
WRK|WESTROCK CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|359
WRK|WESTROCK CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|23507
WRK|WESTROCK CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
WRK|WESTROCK CO|ETRS|E*Trade Securities LLC|156022
WRK|WESTROCK CO|FBSB|U.S. Bancorp Investments, Inc.|19
WRK|WESTROCK CO|FILL|Tradestation Securities, Inc.|568
WRK|WESTROCK CO|FINX|FINTECH SECURITIES|761
WRK|WESTROCK CO|FMAF|NBCN Inc./ CDS|2673
WRK|WESTROCK CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|16494
WRK|WESTROCK CO|FQLS|Quantlab Securities LP|431599
WRK|WESTROCK CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74473
WRK|WESTROCK CO|FTBR|Foliofn Investments, Inc.|5027
WRK|WESTROCK CO|GEBB|GLOBAL EXECUTION BROKERS, LP|7236
WRK|WESTROCK CO|GLIS|TD Securities Inc|9260
WRK|WESTROCK CO|GLPX|ACS EXECUTION SERVICES, LLC|39100
WRK|WESTROCK CO|GSCO|GOLDMAN SACHS & CO. LLC|2071818
WRK|WESTROCK CO|GSCS|GOLDMAN SACHS & CO. LLC|13061
WRK|WESTROCK CO|GSLT|GOLDMAN SACHS & CO. LLC|10592
WRK|WESTROCK CO|GTSZ|GTS SECURITIES LLC|162434
WRK|WESTROCK CO|HRBF|American Enterprise Investment Services Inc.|150055
WRK|WESTROCK CO|HSBC|HSBC Securities, Inc.|29941
WRK|WESTROCK CO|IATS|INTERACTIVE BROKERS LLC|12577
WRK|WESTROCK CO|IBKR|Interactive Brokers Llc|18987
WRK|WESTROCK CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|777
WRK|WESTROCK CO|ICBX|INSTINET, LLC|48373
WRK|WESTROCK CO|IEQY|CITADEL SECURITIES LLC|110968
WRK|WESTROCK CO|INCA|INSTINET, LLC|473719
WRK|WESTROCK CO|INJX|INSTINET, LLC|14472
WRK|WESTROCK CO|INTL|INTL FCSTONE FINANCIAL INC.|11
WRK|WESTROCK CO|ITGI|ITG Inc.|106296
WRK|WESTROCK CO|ITGP|ITG INC.|1745400
WRK|WESTROCK CO|JANY|Janney Montgomery Scott Inc.|6927
WRK|WESTROCK CO|JEFF|JEFFERIES LLC|413428
WRK|WESTROCK CO|JHDR|J.H. Darbie & Co., Inc.|3800
WRK|WESTROCK CO|JMPT|JUMP TRADING, LLC|105060
WRK|WESTROCK CO|JPBX|J.P. MORGAN SECURITIES LLC|265429
WRK|WESTROCK CO|JPMX|J.P. Morgan Securities LLC|541841
WRK|WESTROCK CO|JSJX|JANE STREET CAPITAL LLC|14689
WRK|WESTROCK CO|KCGM|VIRTU Americas LLC|50246
WRK|WESTROCK CO|KEYB|KEYBANC CAPITAL MARKETS INC.|33300
WRK|WESTROCK CO|LEHM|Barclays Capital Inc./Le|1046356
WRK|WESTROCK CO|LIME|Lime Brokerage LLC|73857
WRK|WESTROCK CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|55200
WRK|WESTROCK CO|LOOP|Loop Capital Markets LLC|590
WRK|WESTROCK CO|LQNA|LIQUIDNET, INC.|96700
WRK|WESTROCK CO|LSCI|Lek Securities Corporation|662
WRK|WESTROCK CO|MACC|Mid Atlantic Capital Corporation|2556
WRK|WESTROCK CO|MACQ|Macquarie Capital (USA) Inc.|3951
WRK|WESTROCK CO|MAXM|Maxim Group LLC|8700
WRK|WESTROCK CO|MCMF|Raymond James Ltd. Cds|147
WRK|WESTROCK CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|220930
WRK|WESTROCK CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|700
WRK|WESTROCK CO|MNDX|TJM Investments, LLC|1776
WRK|WESTROCK CO|MOTF|MOTIF INVESTING, INC.|3
WRK|WESTROCK CO|MSCO|MORGAN STANLEY & CO. LLC|1757230
WRK|WESTROCK CO|MSPL|MORGAN STANLEY & CO. LLC|269300
WRK|WESTROCK CO|MSTX|MORGAN STANLEY & CO. LLC|200800
WRK|WESTROCK CO|MULL|MARK J. MULLER EQUITIES, INC.|5388
WRK|WESTROCK CO|NATL|National Securities Corporation|800
WRK|WESTROCK CO|NFSC|National Financial Services LLC|382818
WRK|WESTROCK CO|NITE|VIRTU Americas LLC|725730
WRK|WESTROCK CO|NITP|VIRTU Americas LLC|1124
WRK|WESTROCK CO|NQRB|Brut, LLC|12983
WRK|WESTROCK CO|NTBF|BMO Nesbitt Burns Inc./CDS|1364
WRK|WESTROCK CO|NTRC|Northern Trust Securities, Inc.|722
WRK|WESTROCK CO|OHOS|TWO SIGMA SECURITIES, LLC|71195
WRK|WESTROCK CO|OPCO|Oppenheimer & Co. Inc.|15934
WRK|WESTROCK CO|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2250
WRK|WESTROCK CO|PDQM|CODA MARKETS, INC.|49517
WRK|WESTROCK CO|PHLY|NASDAQ Execution Services, LLC|1200
WRK|WESTROCK CO|PICT|Pictet Overseas Inc.|503
WRK|WESTROCK CO|PREC|PRECISION SECURITIES, LLC|200
WRK|WESTROCK CO|PWJC|UBS Financial Services, Inc.|5514
WRK|WESTROCK CO|QMSR|QUATTRO M SECURITIES INC.|1517
WRK|WESTROCK CO|RBCM|RBC CAPITAL MARKETS, LLC|33859
WRK|WESTROCK CO|RGLD|Regal Securities, Inc|100
WRK|WESTROCK CO|RHCO|Suntrust Robinson Humphrey, Inc.|398
WRK|WESTROCK CO|SAGL|SAGETRADER, LLC|17726
WRK|WESTROCK CO|SALI|INTL FCSTONE FINANCIAL INC.|314
WRK|WESTROCK CO|SBRX|MURIEL SIEBERT & CO INC|100
WRK|WESTROCK CO|SBSH|Citigroup Global Markets Inc.|168452
WRK|WESTROCK CO|SEIC|SEI Investments Distribution Co.|6951
WRK|WESTROCK CO|SGMT|GOLDMAN SACHS & CO. LLC|144895
WRK|WESTROCK CO|SJLS|TRADE INFORMATICS LLC|100
WRK|WESTROCK CO|SPDR|SPEEDROUTE LLC|22538
WRK|WESTROCK CO|SPHN|Stephens Inc.|575
WRK|WESTROCK CO|STFL|Stifel, Nicolaus & Company, Incorporated|9300
WRK|WESTROCK CO|STKP|STOCKPILE INVESTMENTS, INC.|22
WRK|WESTROCK CO|STRS|STRATEGAS RESEARCH PARTNERS|3525
WRK|WESTROCK CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5148
WRK|WESTROCK CO|SWIM|TD Ameritrade, Inc.|90685
WRK|WESTROCK CO|SWST|Hilltop Securities Inc.|3214
WRK|WESTROCK CO|TAGC|TELSEY ADVISORY GROUP LLC|600
WRK|WESTROCK CO|TKNG|ALLY INVEST SECURITIES LLC|1510
WRK|WESTROCK CO|TRBT|Tradebot Systems, Inc.|268113
WRK|WESTROCK CO|TRCM|TRC MARKETS LLC|88151
WRK|WESTROCK CO|TWTT|TASTYWORKS, INC.|300
WRK|WESTROCK CO|UBSA|UBS SECURITIES LLC|825948
WRK|WESTROCK CO|UBSS|UBS Securities LLC|1325862
WRK|WESTROCK CO|VALX|VIRTU AMERICAS LLC|10378
WRK|WESTROCK CO|VERT|The Vertical Trading Group, LLC|13600
WRK|WESTROCK CO|VGRD|Vanguard Marketing Corporation|35399
WRK|WESTROCK CO|VNDM|Wall Street Access|11955
WRK|WESTROCK CO|WABR|Wall Street Access|124513
WRK|WESTROCK CO|WBET|Wallachbeth Capital LLC|50047
WRK|WESTROCK CO|WBLR|WILLIAM BLAIR|3683
WRK|WESTROCK CO|WBPX|SUMMIT SECURITIES GROUP, LLC|7923
WRK|WESTROCK CO|WCHV|WELLS FARGO SECURITIES, LLC|156819
WRK|WESTROCK CO|WDNX|WEEDEN & CO.L.P.|9880
WRK|WESTROCK CO|WEDB|WEDBUSH SECURITIES INC.|3863
WRK|WESTROCK CO|WEED|Weeden & Co.L.P.|1298
WRK|WESTROCK CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|26826
WRK|WESTROCK CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24399
WRK|WESTROCK CO|WGIF|CIBC World Markets Inc.|521
WRK|WESTROCK CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1467
WRK|WESTROCK CO|WOLF|Wolfe Trahan Securities|700
WRK|WESTROCK CO|WSEA|WOLVERINE SECURITIES, LLC|8943
WRK|WESTROCK CO|XIST|INSTINET, LLC|41964
WRK|WESTROCK CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|122330
WRK|WESTROCK CO|YKNA|COMHAR CAPITAL MARKETS, LLC|1385
WRK|WESTROCK CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17344
WRLD|WORLD ACCEPTANCE CP|ALTX|Alternet Securities Inc.|3418
WRLD|WORLD ACCEPTANCE CP|APCC|Apex Clearing Corporation|10
WRLD|WORLD ACCEPTANCE CP|BARD|Robert W. Baird & Co. Incorporated|1
WRLD|WORLD ACCEPTANCE CP|BATM|CBOE TRADING, INC.|2084
WRLD|WORLD ACCEPTANCE CP|BAYC|BAY CREST PARTNERS, LLC|2200
WRLD|WORLD ACCEPTANCE CP|BERN|Sanford C. Bernstein & Co., LLC|557
WRLD|WORLD ACCEPTANCE CP|BKCM|BNY Mellon Capital Markets LLC|780
WRLD|WORLD ACCEPTANCE CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1184
WRLD|WORLD ACCEPTANCE CP|BMOC|BMO Capital Markets Corp.|976
WRLD|WORLD ACCEPTANCE CP|BNPX|BNP PARIBAS SECURITIES CORP.|1424
WRLD|WORLD ACCEPTANCE CP|BTIG|BTIG, LLC|992
WRLD|WORLD ACCEPTANCE CP|BYXM|CBOE TRADING, INC.|337
WRLD|WORLD ACCEPTANCE CP|BZYD|GOLDMAN SACHS & CO. LLC|150
WRLD|WORLD ACCEPTANCE CP|CANT|Cantor Fitzgerald & Co.|314
WRLD|WORLD ACCEPTANCE CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|7525
WRLD|WORLD ACCEPTANCE CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14541
WRLD|WORLD ACCEPTANCE CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17655
WRLD|WORLD ACCEPTANCE CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|21422
WRLD|WORLD ACCEPTANCE CP|CTDL|Citadel Derivatives Group Llc|3796
WRLD|WORLD ACCEPTANCE CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|3442
WRLD|WORLD ACCEPTANCE CP|DBAB|Deutsche Bank Securities Inc.|34937
WRLD|WORLD ACCEPTANCE CP|DBAX|Deutsche Bank Securities Inc.|18500
WRLD|WORLD ACCEPTANCE CP|DBUL|Deutsche Bank Securities Inc.|300
WRLD|WORLD ACCEPTANCE CP|DEAN|MORGAN STANLEY|1102
WRLD|WORLD ACCEPTANCE CP|DEGS|RONIN PROFESSIONAL LLC|3079
WRLD|WORLD ACCEPTANCE CP|EBXL|EBX LLC|11500
WRLD|WORLD ACCEPTANCE CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1061
WRLD|WORLD ACCEPTANCE CP|EGAM|CBOE TRADING, INC.|438
WRLD|WORLD ACCEPTANCE CP|EGXM|CBOE TRADING, INC.|110
WRLD|WORLD ACCEPTANCE CP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
WRLD|WORLD ACCEPTANCE CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2440
WRLD|WORLD ACCEPTANCE CP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|6
WRLD|WORLD ACCEPTANCE CP|ETRS|E*Trade Securities LLC|2
WRLD|WORLD ACCEPTANCE CP|FBCO|Credit Suisse Securities (USA) LLC|63727
WRLD|WORLD ACCEPTANCE CP|FILL|Tradestation Securities, Inc.|35
WRLD|WORLD ACCEPTANCE CP|FOMA|TD AMERITRADE CLEARING, INC.|10963
WRLD|WORLD ACCEPTANCE CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|202
WRLD|WORLD ACCEPTANCE CP|FQLS|Quantlab Securities LP|16721
WRLD|WORLD ACCEPTANCE CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15071
WRLD|WORLD ACCEPTANCE CP|FTBR|Foliofn Investments, Inc.|122
WRLD|WORLD ACCEPTANCE CP|GEBB|GLOBAL EXECUTION BROKERS, LP|1943
WRLD|WORLD ACCEPTANCE CP|GLPX|ACS EXECUTION SERVICES, LLC|8677
WRLD|WORLD ACCEPTANCE CP|GSCO|GOLDMAN SACHS & CO. LLC|73233
WRLD|WORLD ACCEPTANCE CP|GSCS|GOLDMAN SACHS & CO. LLC|1385
WRLD|WORLD ACCEPTANCE CP|GSLT|GOLDMAN SACHS & CO. LLC|954
WRLD|WORLD ACCEPTANCE CP|GTSZ|GTS SECURITIES LLC|39758
WRLD|WORLD ACCEPTANCE CP|HRBF|American Enterprise Investment Services Inc.|20
WRLD|WORLD ACCEPTANCE CP|IATS|INTERACTIVE BROKERS LLC|1142
WRLD|WORLD ACCEPTANCE CP|IBKR|Interactive Brokers Llc|6865
WRLD|WORLD ACCEPTANCE CP|ICBX|INSTINET, LLC|3200
WRLD|WORLD ACCEPTANCE CP|IEQY|CITADEL SECURITIES LLC|7477
WRLD|WORLD ACCEPTANCE CP|INCA|INSTINET, LLC|28569
WRLD|WORLD ACCEPTANCE CP|INJX|INSTINET, LLC|1237
WRLD|WORLD ACCEPTANCE CP|ITGI|ITG Inc.|7873
WRLD|WORLD ACCEPTANCE CP|ITGP|ITG INC.|14000
WRLD|WORLD ACCEPTANCE CP|JANY|Janney Montgomery Scott Inc.|106
WRLD|WORLD ACCEPTANCE CP|JEFF|JEFFERIES LLC|4251
WRLD|WORLD ACCEPTANCE CP|JONE|JonesTrading|196
WRLD|WORLD ACCEPTANCE CP|JPBX|J.P. MORGAN SECURITIES LLC|1504
WRLD|WORLD ACCEPTANCE CP|JPMX|J.P. Morgan Securities LLC|42809
WRLD|WORLD ACCEPTANCE CP|KCGM|VIRTU Americas LLC|4807
WRLD|WORLD ACCEPTANCE CP|LEHM|Barclays Capital Inc./Le|41882
WRLD|WORLD ACCEPTANCE CP|LIME|Lime Brokerage LLC|13529
WRLD|WORLD ACCEPTANCE CP|LOOP|Loop Capital Markets LLC|5897
WRLD|WORLD ACCEPTANCE CP|MAXM|Maxim Group LLC|482
WRLD|WORLD ACCEPTANCE CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12180
WRLD|WORLD ACCEPTANCE CP|MPSG|E D & F Man Capital Markets Inc.|1020
WRLD|WORLD ACCEPTANCE CP|MSCO|MORGAN STANLEY & CO. LLC|130732
WRLD|WORLD ACCEPTANCE CP|MSPL|MORGAN STANLEY & CO. LLC|24400
WRLD|WORLD ACCEPTANCE CP|MSTX|MORGAN STANLEY & CO. LLC|2200
WRLD|WORLD ACCEPTANCE CP|NFSC|National Financial Services LLC|4971
WRLD|WORLD ACCEPTANCE CP|NITE|VIRTU Americas LLC|38763
WRLD|WORLD ACCEPTANCE CP|NQRB|Brut, LLC|508
WRLD|WORLD ACCEPTANCE CP|NTRC|Northern Trust Securities, Inc.|9
WRLD|WORLD ACCEPTANCE CP|OPCO|Oppenheimer & Co. Inc.|3
WRLD|WORLD ACCEPTANCE CP|PDQM|CODA MARKETS, INC.|18957
WRLD|WORLD ACCEPTANCE CP|RAJA|Raymond James & Associates, Inc.|202
WRLD|WORLD ACCEPTANCE CP|RBCM|RBC CAPITAL MARKETS, LLC|100
WRLD|WORLD ACCEPTANCE CP|SBSH|Citigroup Global Markets Inc.|26375
WRLD|WORLD ACCEPTANCE CP|SGMT|GOLDMAN SACHS & CO. LLC|8589
WRLD|WORLD ACCEPTANCE CP|SPDR|SPEEDROUTE LLC|2699
WRLD|WORLD ACCEPTANCE CP|SWIM|TD Ameritrade, Inc.|845
WRLD|WORLD ACCEPTANCE CP|TMBR|Timber Hill LLC|1
WRLD|WORLD ACCEPTANCE CP|TRBT|Tradebot Systems, Inc.|2238
WRLD|WORLD ACCEPTANCE CP|TRCM|TRC MARKETS LLC|10717
WRLD|WORLD ACCEPTANCE CP|UBSA|UBS SECURITIES LLC|40787
WRLD|WORLD ACCEPTANCE CP|UBSS|UBS Securities LLC|60766
WRLD|WORLD ACCEPTANCE CP|VALX|VIRTU AMERICAS LLC|987
WRLD|WORLD ACCEPTANCE CP|VGRD|Vanguard Marketing Corporation|64
WRLD|WORLD ACCEPTANCE CP|WBPX|SUMMIT SECURITIES GROUP, LLC|635
WRLD|WORLD ACCEPTANCE CP|WCHV|WELLS FARGO SECURITIES, LLC|2289
WRLD|WORLD ACCEPTANCE CP|WEED|Weeden & Co.L.P.|4004
WRLD|WORLD ACCEPTANCE CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1558
WRLD|WORLD ACCEPTANCE CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8391
WRLD|WORLD ACCEPTANCE CP|WSEA|WOLVERINE SECURITIES, LLC|4
WRLD|WORLD ACCEPTANCE CP|XIST|INSTINET, LLC|4100
WRLD|WORLD ACCEPTANCE CP|YKNA|COMHAR CAPITAL MARKETS, LLC|1442
WRLD|WORLD ACCEPTANCE CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5
WRLS|PENSARE ACQ CM|BAYC|BAY CREST PARTNERS, LLC|93
WRLS|PENSARE ACQ CM|BAYT|BTIG, LLC|25000
WRLS|PENSARE ACQ CM|CANT|Cantor Fitzgerald & Co.|270100
WRLS|PENSARE ACQ CM|CIST|Capital Institutional Services, Inc.|10500
WRLS|PENSARE ACQ CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|162696
WRLS|PENSARE ACQ CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1627
WRLS|PENSARE ACQ CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
WRLS|PENSARE ACQ CM|DBAB|Deutsche Bank Securities Inc.|36
WRLS|PENSARE ACQ CM|DBAX|Deutsche Bank Securities Inc.|38200
WRLS|PENSARE ACQ CM|DEAN|MORGAN STANLEY|6700
WRLS|PENSARE ACQ CM|EBXL|EBX LLC|59400
WRLS|PENSARE ACQ CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|200
WRLS|PENSARE ACQ CM|FBCO|Credit Suisse Securities (USA) LLC|600
WRLS|PENSARE ACQ CM|FOMA|TD AMERITRADE CLEARING, INC.|300
WRLS|PENSARE ACQ CM|GSCO|GOLDMAN SACHS & CO. LLC|261
WRLS|PENSARE ACQ CM|GSLT|GOLDMAN SACHS & CO. LLC|200
WRLS|PENSARE ACQ CM|IBKR|Interactive Brokers Llc|306
WRLS|PENSARE ACQ CM|ICBX|INSTINET, LLC|5700
WRLS|PENSARE ACQ CM|INCA|INSTINET, LLC|602
WRLS|PENSARE ACQ CM|ITGI|ITG Inc.|20500
WRLS|PENSARE ACQ CM|ITGP|ITG INC.|8200
WRLS|PENSARE ACQ CM|JONE|JonesTrading|1700000
WRLS|PENSARE ACQ CM|JPMX|J.P. Morgan Securities LLC|10800
WRLS|PENSARE ACQ CM|KCGM|VIRTU Americas LLC|600
WRLS|PENSARE ACQ CM|LIME|Lime Brokerage LLC|3182
WRLS|PENSARE ACQ CM|MITR|GMP SECURITIES, LLC|10100
WRLS|PENSARE ACQ CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20600
WRLS|PENSARE ACQ CM|MSCO|MORGAN STANLEY & CO. LLC|7207
WRLS|PENSARE ACQ CM|MSPL|MORGAN STANLEY & CO. LLC|8800
WRLS|PENSARE ACQ CM|MZHO|Mizuho Securities USA LLC|375000
WRLS|PENSARE ACQ CM|NFSC|National Financial Services LLC|3903
WRLS|PENSARE ACQ CM|NITE|VIRTU Americas LLC|19236
WRLS|PENSARE ACQ CM|SGMT|GOLDMAN SACHS & CO. LLC|17200
WRLS|PENSARE ACQ CM|TRBT|Tradebot Systems, Inc.|200
WRLS|PENSARE ACQ CM|TRCM|TRC MARKETS LLC|325
WRLS|PENSARE ACQ CM|UBSA|UBS SECURITIES LLC|47450
WRLS|PENSARE ACQ CM|UBSS|UBS Securities LLC|90855
WRLS|PENSARE ACQ CM|VGRD|Vanguard Marketing Corporation|1011
WRLS|PENSARE ACQ CM|WEDB|WEDBUSH SECURITIES INC.|15800
WRLS|PENSARE ACQ CM|WEED|Weeden & Co.L.P.|460500
WRLS|PENSARE ACQ CM|WFPB|Wells Fargo Securities, LLC.|2190
WRLSR|PENSARE ACQ RIGHT|BTIG|BTIG, LLC|4504060
WRLSR|PENSARE ACQ RIGHT|FOMA|TD AMERITRADE CLEARING, INC.|3000
WRLSR|PENSARE ACQ RIGHT|IBKR|Interactive Brokers Llc|16700
WRLSR|PENSARE ACQ RIGHT|NFSC|National Financial Services LLC|9400
WRLSR|PENSARE ACQ RIGHT|NITE|VIRTU Americas LLC|15464
WRLSR|PENSARE ACQ RIGHT|SGMT|GOLDMAN SACHS & CO. LLC|800
WRLSR|PENSARE ACQ RIGHT|SWIM|TD Ameritrade, Inc.|1600
WRLSR|PENSARE ACQ RIGHT|UBSA|UBS SECURITIES LLC|600
WRLSR|PENSARE ACQ RIGHT|UBSS|UBS Securities LLC|1036
WRLSR|PENSARE ACQ RIGHT|WFPB|Wells Fargo Securities, LLC.|300
WRLSU|PENSARE ACQ UNIT|BTIG|BTIG, LLC|563600
WRLSU|PENSARE ACQ UNIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|1000
WRLSU|PENSARE ACQ UNIT|GSLT|GOLDMAN SACHS & CO. LLC|10800
WRLSU|PENSARE ACQ UNIT|IBKR|Interactive Brokers Llc|1472
WRLSU|PENSARE ACQ UNIT|ITGI|ITG Inc.|1300
WRLSU|PENSARE ACQ UNIT|LIME|Lime Brokerage LLC|58
WRLSU|PENSARE ACQ UNIT|MSCO|MORGAN STANLEY & CO. LLC|59400
WRLSU|PENSARE ACQ UNIT|NITE|VIRTU Americas LLC|240
WRLSU|PENSARE ACQ UNIT|RAJA|Raymond James & Associates, Inc.|1850
WRLSU|PENSARE ACQ UNIT|TRCM|TRC MARKETS LLC|3
WRLSU|PENSARE ACQ UNIT|UBSS|UBS Securities LLC|4090
WRLSU|PENSARE ACQ UNIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|12331
WRLSW|PENSARE ACQ WARRANT|BATM|CBOE TRADING, INC.|400
WRLSW|PENSARE ACQ WARRANT|EBXL|EBX LLC|100
WRLSW|PENSARE ACQ WARRANT|EGXW|CBOE TRADING, INC.|15000
WRLSW|PENSARE ACQ WARRANT|ETRS|E*Trade Securities LLC|4800
WRLSW|PENSARE ACQ WARRANT|FOMA|TD AMERITRADE CLEARING, INC.|5700
WRLSW|PENSARE ACQ WARRANT|GSLT|GOLDMAN SACHS & CO. LLC|1852
WRLSW|PENSARE ACQ WARRANT|IBKR|Interactive Brokers Llc|69190
WRLSW|PENSARE ACQ WARRANT|ICBX|INSTINET, LLC|100
WRLSW|PENSARE ACQ WARRANT|ITGP|ITG INC.|200
WRLSW|PENSARE ACQ WARRANT|LIME|Lime Brokerage LLC|350
WRLSW|PENSARE ACQ WARRANT|MSCO|MORGAN STANLEY & CO. LLC|9495
WRLSW|PENSARE ACQ WARRANT|NFSC|National Financial Services LLC|734
WRLSW|PENSARE ACQ WARRANT|NITE|VIRTU Americas LLC|13936
WRLSW|PENSARE ACQ WARRANT|PDQM|CODA MARKETS, INC.|100
WRLSW|PENSARE ACQ WARRANT|SGMT|GOLDMAN SACHS & CO. LLC|200
WRLSW|PENSARE ACQ WARRANT|UBSA|UBS SECURITIES LLC|700
WRLSW|PENSARE ACQ WARRANT|UBSS|UBS Securities LLC|11000
WRN|WESTERN COPPER & GLD|APCC|Apex Clearing Corporation|3569
WRN|WESTERN COPPER & GLD|BATM|CBOE TRADING, INC.|11000
WRN|WESTERN COPPER & GLD|BIMI|Banca IMI Securities Corp.|55
WRN|WESTERN COPPER & GLD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
WRN|WESTERN COPPER & GLD|CANT|Cantor Fitzgerald & Co.|811
WRN|WESTERN COPPER & GLD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10655
WRN|WESTERN COPPER & GLD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
WRN|WESTERN COPPER & GLD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22200
WRN|WESTERN COPPER & GLD|DBAB|Deutsche Bank Securities Inc.|1655
WRN|WESTERN COPPER & GLD|DBAX|Deutsche Bank Securities Inc.|900
WRN|WESTERN COPPER & GLD|DEGS|RONIN PROFESSIONAL LLC|5386
WRN|WESTERN COPPER & GLD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|62100
WRN|WESTERN COPPER & GLD|EBXL|EBX LLC|40600
WRN|WESTERN COPPER & GLD|ECUT|CONVERGEX EXECUTION SOLUTIONS|2000
WRN|WESTERN COPPER & GLD|EDJO|Edward D. Jones & Co., L.P.|8900
WRN|WESTERN COPPER & GLD|EGAM|CBOE TRADING, INC.|200
WRN|WESTERN COPPER & GLD|ETRS|E*Trade Securities LLC|40242
WRN|WESTERN COPPER & GLD|FILL|Tradestation Securities, Inc.|3000
WRN|WESTERN COPPER & GLD|FTBR|Foliofn Investments, Inc.|5375
WRN|WESTERN COPPER & GLD|GLIS|TD Securities Inc|100
WRN|WESTERN COPPER & GLD|GSLT|GOLDMAN SACHS & CO. LLC|4103
WRN|WESTERN COPPER & GLD|HRBF|American Enterprise Investment Services Inc.|11400
WRN|WESTERN COPPER & GLD|IATS|INTERACTIVE BROKERS LLC|36380
WRN|WESTERN COPPER & GLD|IBKR|Interactive Brokers Llc|46342
WRN|WESTERN COPPER & GLD|ICBX|INSTINET, LLC|12441
WRN|WESTERN COPPER & GLD|INCA|INSTINET, LLC|4087
WRN|WESTERN COPPER & GLD|ITGI|ITG Inc.|400
WRN|WESTERN COPPER & GLD|ITGP|ITG INC.|11400
WRN|WESTERN COPPER & GLD|KCGM|VIRTU Americas LLC|400
WRN|WESTERN COPPER & GLD|LEHM|Barclays Capital Inc./Le|1400
WRN|WESTERN COPPER & GLD|LIME|Lime Brokerage LLC|849
WRN|WESTERN COPPER & GLD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13266
WRN|WESTERN COPPER & GLD|MSCO|MORGAN STANLEY & CO. LLC|16706
WRN|WESTERN COPPER & GLD|MSPL|MORGAN STANLEY & CO. LLC|400
WRN|WESTERN COPPER & GLD|NFSC|National Financial Services LLC|105238
WRN|WESTERN COPPER & GLD|NITE|VIRTU Americas LLC|284892
WRN|WESTERN COPPER & GLD|NTBF|BMO Nesbitt Burns Inc./CDS|70000
WRN|WESTERN COPPER & GLD|RBCM|RBC CAPITAL MARKETS, LLC|21600
WRN|WESTERN COPPER & GLD|SALI|INTL FCSTONE FINANCIAL INC.|4000
WRN|WESTERN COPPER & GLD|SGMT|GOLDMAN SACHS & CO. LLC|800
WRN|WESTERN COPPER & GLD|SWIM|TD Ameritrade, Inc.|7490
WRN|WESTERN COPPER & GLD|TKNG|ALLY INVEST SECURITIES LLC|2612
WRN|WESTERN COPPER & GLD|UBSA|UBS SECURITIES LLC|27966
WRN|WESTERN COPPER & GLD|UBSS|UBS Securities LLC|40864
WRN|WESTERN COPPER & GLD|VALX|VIRTU AMERICAS LLC|475
WRN|WESTERN COPPER & GLD|VGRD|Vanguard Marketing Corporation|14198
WRN|WESTERN COPPER & GLD|WCHV|WELLS FARGO SECURITIES, LLC|45863
WRN|WESTERN COPPER & GLD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1427
WRN|WESTERN COPPER & GLD|WSEA|WOLVERINE SECURITIES, LLC|3564
WRN|WESTERN COPPER & GLD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5095
WSBC|WESBANCO, INC.|ALTX|Alternet Securities Inc.|819
WSBC|WESBANCO, INC.|APCC|Apex Clearing Corporation|24
WSBC|WESBANCO, INC.|BARD|Robert W. Baird & Co. Incorporated|636
WSBC|WESBANCO, INC.|BATM|CBOE TRADING, INC.|1256
WSBC|WESBANCO, INC.|BAYC|BAY CREST PARTNERS, LLC|318
WSBC|WESBANCO, INC.|BERN|Sanford C. Bernstein & Co., LLC|277
WSBC|WESBANCO, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2135
WSBC|WESBANCO, INC.|BMOC|BMO Capital Markets Corp.|6906
WSBC|WESBANCO, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4338
WSBC|WESBANCO, INC.|BTIG|BTIG, LLC|1372
WSBC|WESBANCO, INC.|BYXM|CBOE TRADING, INC.|449
WSBC|WESBANCO, INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
WSBC|WESBANCO, INC.|CANT|Cantor Fitzgerald & Co.|107
WSBC|WESBANCO, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16602
WSBC|WESBANCO, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|514
WSBC|WESBANCO, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27806
WSBC|WESBANCO, INC.|CTDL|Citadel Derivatives Group Llc|21540
WSBC|WESBANCO, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|1926
WSBC|WESBANCO, INC.|DBAB|Deutsche Bank Securities Inc.|147758
WSBC|WESBANCO, INC.|DBAX|Deutsche Bank Securities Inc.|27000
WSBC|WESBANCO, INC.|DBUL|Deutsche Bank Securities Inc.|1500
WSBC|WESBANCO, INC.|DEAN|MORGAN STANLEY|591
WSBC|WESBANCO, INC.|DEGS|RONIN PROFESSIONAL LLC|957
WSBC|WESBANCO, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2264
WSBC|WESBANCO, INC.|EBXL|EBX LLC|19800
WSBC|WESBANCO, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|463
WSBC|WESBANCO, INC.|EDJO|Edward D. Jones & Co., L.P.|2375
WSBC|WESBANCO, INC.|EGAM|CBOE TRADING, INC.|1566
WSBC|WESBANCO, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
WSBC|WESBANCO, INC.|EGXM|CBOE TRADING, INC.|148
WSBC|WESBANCO, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|9
WSBC|WESBANCO, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3516
WSBC|WESBANCO, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|8172
WSBC|WESBANCO, INC.|ETRS|E*Trade Securities LLC|200
WSBC|WESBANCO, INC.|FBCO|Credit Suisse Securities (USA) LLC|205857
WSBC|WESBANCO, INC.|FOMA|TD AMERITRADE CLEARING, INC.|20586
WSBC|WESBANCO, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2305
WSBC|WESBANCO, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|55118
WSBC|WESBANCO, INC.|FTBR|Foliofn Investments, Inc.|104
WSBC|WESBANCO, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|14767
WSBC|WESBANCO, INC.|GLPX|ACS EXECUTION SERVICES, LLC|2575
WSBC|WESBANCO, INC.|GSCO|GOLDMAN SACHS & CO. LLC|244760
WSBC|WESBANCO, INC.|GSCS|GOLDMAN SACHS & CO. LLC|14757
WSBC|WESBANCO, INC.|GSLT|GOLDMAN SACHS & CO. LLC|1140
WSBC|WESBANCO, INC.|GTSZ|GTS SECURITIES LLC|11485
WSBC|WESBANCO, INC.|HRBF|American Enterprise Investment Services Inc.|82
WSBC|WESBANCO, INC.|IATS|INTERACTIVE BROKERS LLC|2214
WSBC|WESBANCO, INC.|IBKR|Interactive Brokers Llc|10599
WSBC|WESBANCO, INC.|ICBX|INSTINET, LLC|1900
WSBC|WESBANCO, INC.|IEQY|CITADEL SECURITIES LLC|19630
WSBC|WESBANCO, INC.|INCA|INSTINET, LLC|106645
WSBC|WESBANCO, INC.|INJX|INSTINET, LLC|13134
WSBC|WESBANCO, INC.|ITGI|ITG Inc.|20668
WSBC|WESBANCO, INC.|ITGP|ITG INC.|13000
WSBC|WESBANCO, INC.|JANY|Janney Montgomery Scott Inc.|578
WSBC|WESBANCO, INC.|JEFF|JEFFERIES LLC|21866
WSBC|WESBANCO, INC.|JMPT|JUMP TRADING, LLC|8849
WSBC|WESBANCO, INC.|JONE|JonesTrading|16
WSBC|WESBANCO, INC.|JPBX|J.P. MORGAN SECURITIES LLC|3164
WSBC|WESBANCO, INC.|JPMX|J.P. Morgan Securities LLC|19062
WSBC|WESBANCO, INC.|JSJX|JANE STREET CAPITAL LLC|3440
WSBC|WESBANCO, INC.|KBWI|Keefe, Bruyette & Woods, Inc.|10100
WSBC|WESBANCO, INC.|KCGM|VIRTU Americas LLC|10420
WSBC|WESBANCO, INC.|LEHM|Barclays Capital Inc./Le|109773
WSBC|WESBANCO, INC.|LIME|Lime Brokerage LLC|79064
WSBC|WESBANCO, INC.|LMGP|LIME BROKERAGE LLC|900
WSBC|WESBANCO, INC.|LQNB|LIQUIDNET, INC.|414
WSBC|WESBANCO, INC.|LSCI|Lek Securities Corporation|100
WSBC|WESBANCO, INC.|MAXM|Maxim Group LLC|5098
WSBC|WESBANCO, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4000
WSBC|WESBANCO, INC.|MOTF|MOTIF INVESTING, INC.|1
WSBC|WESBANCO, INC.|MSCO|MORGAN STANLEY & CO. LLC|531676
WSBC|WESBANCO, INC.|MSPL|MORGAN STANLEY & CO. LLC|36400
WSBC|WESBANCO, INC.|MSTX|MORGAN STANLEY & CO. LLC|3000
WSBC|WESBANCO, INC.|NFSC|National Financial Services LLC|7461
WSBC|WESBANCO, INC.|NITE|VIRTU Americas LLC|50510
WSBC|WESBANCO, INC.|NITP|VIRTU Americas LLC|1500
WSBC|WESBANCO, INC.|NQRB|Brut, LLC|1200
WSBC|WESBANCO, INC.|OPCO|Oppenheimer & Co. Inc.|2300
WSBC|WESBANCO, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1862
WSBC|WESBANCO, INC.|PDQM|CODA MARKETS, INC.|10217
WSBC|WESBANCO, INC.|PWJC|UBS Financial Services, Inc.|9220
WSBC|WESBANCO, INC.|RAJA|Raymond James & Associates, Inc.|3080
WSBC|WESBANCO, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1181
WSBC|WESBANCO, INC.|RGLD|Regal Securities, Inc|14
WSBC|WESBANCO, INC.|SAGL|SAGETRADER, LLC|128
WSBC|WESBANCO, INC.|SBSH|Citigroup Global Markets Inc.|74829
WSBC|WESBANCO, INC.|SGMT|GOLDMAN SACHS & CO. LLC|10197
WSBC|WESBANCO, INC.|SPDR|SPEEDROUTE LLC|6900
WSBC|WESBANCO, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|22018
WSBC|WESBANCO, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2275
WSBC|WESBANCO, INC.|SWIM|TD Ameritrade, Inc.|184
WSBC|WESBANCO, INC.|SWST|Hilltop Securities Inc.|1099
WSBC|WESBANCO, INC.|TMBR|Timber Hill LLC|103
WSBC|WESBANCO, INC.|TRBT|Tradebot Systems, Inc.|44329
WSBC|WESBANCO, INC.|TRCM|TRC MARKETS LLC|47302
WSBC|WESBANCO, INC.|UBSA|UBS SECURITIES LLC|52594
WSBC|WESBANCO, INC.|UBSS|UBS Securities LLC|341997
WSBC|WESBANCO, INC.|VALX|VIRTU AMERICAS LLC|4069
WSBC|WESBANCO, INC.|WBLR|WILLIAM BLAIR|277
WSBC|WESBANCO, INC.|WCHV|WELLS FARGO SECURITIES, LLC|22947
WSBC|WESBANCO, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|292
WSBC|WESBANCO, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1499
WSBC|WESBANCO, INC.|WSEA|WOLVERINE SECURITIES, LLC|66
WSBC|WESBANCO, INC.|XIST|INSTINET, LLC|7600
WSBC|WESBANCO, INC.|XPQR|Jump Trading|600
WSBC|WESBANCO, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
WSBC|WESBANCO, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1028
WSBC|WESBANCO, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|266
WSBF|WATERSTONE FINANCIAL|ANOS|ABEL/NOSER, L.L.C.|835
WSBF|WATERSTONE FINANCIAL|APCC|Apex Clearing Corporation|10
WSBF|WATERSTONE FINANCIAL|BARD|Robert W. Baird & Co. Incorporated|1177
WSBF|WATERSTONE FINANCIAL|BATM|CBOE TRADING, INC.|104
WSBF|WATERSTONE FINANCIAL|BERN|Sanford C. Bernstein & Co., LLC|17800
WSBF|WATERSTONE FINANCIAL|BMOC|BMO Capital Markets Corp.|4074
WSBF|WATERSTONE FINANCIAL|BNKS|Fig Partners, LLC|25498
WSBF|WATERSTONE FINANCIAL|BNPX|BNP PARIBAS SECURITIES CORP.|2580
WSBF|WATERSTONE FINANCIAL|BYXM|CBOE TRADING, INC.|113
WSBF|WATERSTONE FINANCIAL|BZYD|GOLDMAN SACHS & CO. LLC|2804
WSBF|WATERSTONE FINANCIAL|CHAS|Charles Schwab & Co., Inc.|718
WSBF|WATERSTONE FINANCIAL|CIST|Capital Institutional Services, Inc.|182
WSBF|WATERSTONE FINANCIAL|CMPT|Compass Point Research & Trading, LLC|500
WSBF|WATERSTONE FINANCIAL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1888
WSBF|WATERSTONE FINANCIAL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17882
WSBF|WATERSTONE FINANCIAL|CTDL|Citadel Derivatives Group Llc|1103
WSBF|WATERSTONE FINANCIAL|CXCX|CITIGROUP GLOBAL MARKETS INC.|9430
WSBF|WATERSTONE FINANCIAL|DBAB|Deutsche Bank Securities Inc.|34544
WSBF|WATERSTONE FINANCIAL|DBAX|Deutsche Bank Securities Inc.|10100
WSBF|WATERSTONE FINANCIAL|DEAN|MORGAN STANLEY|39
WSBF|WATERSTONE FINANCIAL|DEGS|RONIN PROFESSIONAL LLC|406
WSBF|WATERSTONE FINANCIAL|EBXL|EBX LLC|11000
WSBF|WATERSTONE FINANCIAL|ECUT|CONVERGEX EXECUTION SOLUTIONS|343
WSBF|WATERSTONE FINANCIAL|EGAM|CBOE TRADING, INC.|71
WSBF|WATERSTONE FINANCIAL|EGXM|CBOE TRADING, INC.|17
WSBF|WATERSTONE FINANCIAL|ETRS|E*Trade Securities LLC|14639
WSBF|WATERSTONE FINANCIAL|FBCO|Credit Suisse Securities (USA) LLC|49157
WSBF|WATERSTONE FINANCIAL|FOMA|TD AMERITRADE CLEARING, INC.|6302
WSBF|WATERSTONE FINANCIAL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7053
WSBF|WATERSTONE FINANCIAL|FTBR|Foliofn Investments, Inc.|4
WSBF|WATERSTONE FINANCIAL|GEBB|GLOBAL EXECUTION BROKERS, LP|7122
WSBF|WATERSTONE FINANCIAL|GLPX|ACS EXECUTION SERVICES, LLC|3474
WSBF|WATERSTONE FINANCIAL|GSCO|GOLDMAN SACHS & CO. LLC|94161
WSBF|WATERSTONE FINANCIAL|GSCS|GOLDMAN SACHS & CO. LLC|232
WSBF|WATERSTONE FINANCIAL|GSLT|GOLDMAN SACHS & CO. LLC|315
WSBF|WATERSTONE FINANCIAL|GTSZ|GTS SECURITIES LLC|5990
WSBF|WATERSTONE FINANCIAL|IATS|INTERACTIVE BROKERS LLC|300
WSBF|WATERSTONE FINANCIAL|IBKR|Interactive Brokers Llc|12174
WSBF|WATERSTONE FINANCIAL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|44
WSBF|WATERSTONE FINANCIAL|ICBX|INSTINET, LLC|4000
WSBF|WATERSTONE FINANCIAL|IEQY|CITADEL SECURITIES LLC|1790
WSBF|WATERSTONE FINANCIAL|INCA|INSTINET, LLC|26199
WSBF|WATERSTONE FINANCIAL|INJX|INSTINET, LLC|3455
WSBF|WATERSTONE FINANCIAL|ITGI|ITG Inc.|46742
WSBF|WATERSTONE FINANCIAL|ITGP|ITG INC.|15400
WSBF|WATERSTONE FINANCIAL|JEFF|JEFFERIES LLC|9549
WSBF|WATERSTONE FINANCIAL|JPMX|J.P. Morgan Securities LLC|21634
WSBF|WATERSTONE FINANCIAL|KCGM|VIRTU Americas LLC|5776
WSBF|WATERSTONE FINANCIAL|LEHM|Barclays Capital Inc./Le|34451
WSBF|WATERSTONE FINANCIAL|LIME|Lime Brokerage LLC|68332
WSBF|WATERSTONE FINANCIAL|LMGP|LIME BROKERAGE LLC|288
WSBF|WATERSTONE FINANCIAL|LQNA|LIQUIDNET, INC.|13200
WSBF|WATERSTONE FINANCIAL|MAXM|Maxim Group LLC|2647
WSBF|WATERSTONE FINANCIAL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8232
WSBF|WATERSTONE FINANCIAL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1450
WSBF|WATERSTONE FINANCIAL|MSCO|MORGAN STANLEY & CO. LLC|111608
WSBF|WATERSTONE FINANCIAL|MSPL|MORGAN STANLEY & CO. LLC|17400
WSBF|WATERSTONE FINANCIAL|NFSC|National Financial Services LLC|3836
WSBF|WATERSTONE FINANCIAL|NITE|VIRTU Americas LLC|38801
WSBF|WATERSTONE FINANCIAL|NQRB|Brut, LLC|300
WSBF|WATERSTONE FINANCIAL|OPCO|Oppenheimer & Co. Inc.|428
WSBF|WATERSTONE FINANCIAL|PDQM|CODA MARKETS, INC.|10961
WSBF|WATERSTONE FINANCIAL|RAJA|Raymond James & Associates, Inc.|24
WSBF|WATERSTONE FINANCIAL|RBCM|RBC CAPITAL MARKETS, LLC|3018
WSBF|WATERSTONE FINANCIAL|SAGW|SAGETRADER, LLC|200
WSBF|WATERSTONE FINANCIAL|SBSH|Citigroup Global Markets Inc.|30711
WSBF|WATERSTONE FINANCIAL|SDLR|Sandler, O'Neill & Partners, L.P.|541
WSBF|WATERSTONE FINANCIAL|SGMT|GOLDMAN SACHS & CO. LLC|8080
WSBF|WATERSTONE FINANCIAL|SPDR|SPEEDROUTE LLC|1000
WSBF|WATERSTONE FINANCIAL|SSBS|STATE STREET GLOBAL MARKETS, LLC|19700
WSBF|WATERSTONE FINANCIAL|STFL|Stifel, Nicolaus & Company, Incorporated|1000
WSBF|WATERSTONE FINANCIAL|SWIM|TD Ameritrade, Inc.|50
WSBF|WATERSTONE FINANCIAL|TKNG|ALLY INVEST SECURITIES LLC|112
WSBF|WATERSTONE FINANCIAL|TRBT|Tradebot Systems, Inc.|1296
WSBF|WATERSTONE FINANCIAL|TRCM|TRC MARKETS LLC|16110
WSBF|WATERSTONE FINANCIAL|UBSA|UBS SECURITIES LLC|43951
WSBF|WATERSTONE FINANCIAL|UBSS|UBS Securities LLC|67255
WSBF|WATERSTONE FINANCIAL|VALX|VIRTU AMERICAS LLC|3207
WSBF|WATERSTONE FINANCIAL|WCHV|WELLS FARGO SECURITIES, LLC|5045
WSBF|WATERSTONE FINANCIAL|WEED|Weeden & Co.L.P.|400
WSBF|WATERSTONE FINANCIAL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|109
WSBF|WATERSTONE FINANCIAL|WSEA|WOLVERINE SECURITIES, LLC|109
WSBF|WATERSTONE FINANCIAL|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|232
WSBF|WATERSTONE FINANCIAL|XIST|INSTINET, LLC|200
WSBF|WATERSTONE FINANCIAL|XSTM|NATIONAL FINANCIAL SERVICES LLC|3190
WSC|WILLSCOT CORP|APCC|Apex Clearing Corporation|202
WSC|WILLSCOT CORP|BARD|Robert W. Baird & Co. Incorporated|4355
WSC|WILLSCOT CORP|BATM|CBOE TRADING, INC.|101
WSC|WILLSCOT CORP|BAYC|BAY CREST PARTNERS, LLC|2330
WSC|WILLSCOT CORP|BERN|Sanford C. Bernstein & Co., LLC|5914
WSC|WILLSCOT CORP|BLKX|INSTINET, LLC|22200
WSC|WILLSCOT CORP|BMOC|BMO Capital Markets Corp.|3861
WSC|WILLSCOT CORP|BNPX|BNP PARIBAS SECURITIES CORP.|3870
WSC|WILLSCOT CORP|BTIG|BTIG, LLC|90233
WSC|WILLSCOT CORP|CANT|Cantor Fitzgerald & Co.|129329
WSC|WILLSCOT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|189213
WSC|WILLSCOT CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7703
WSC|WILLSCOT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|227424
WSC|WILLSCOT CORP|CTDL|Citadel Derivatives Group Llc|3326
WSC|WILLSCOT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|116012
WSC|WILLSCOT CORP|DBAB|Deutsche Bank Securities Inc.|457560
WSC|WILLSCOT CORP|DBAX|Deutsche Bank Securities Inc.|332900
WSC|WILLSCOT CORP|DEAN|MORGAN STANLEY|100
WSC|WILLSCOT CORP|DEGS|RONIN PROFESSIONAL LLC|2040
WSC|WILLSCOT CORP|EBXL|EBX LLC|248000
WSC|WILLSCOT CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10092
WSC|WILLSCOT CORP|EGAM|CBOE TRADING, INC.|12058
WSC|WILLSCOT CORP|EGXM|CBOE TRADING, INC.|1241
WSC|WILLSCOT CORP|ELEV|ELEVATION, LLC|70000
WSC|WILLSCOT CORP|ETBE|Electronic Transaction Clearing, Inc.|26341
WSC|WILLSCOT CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33490
WSC|WILLSCOT CORP|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
WSC|WILLSCOT CORP|ETRS|E*Trade Securities LLC|63286
WSC|WILLSCOT CORP|FBCO|Credit Suisse Securities (USA) LLC|255375
WSC|WILLSCOT CORP|FBRC|B. RILEY FBR, INC.|188420
WSC|WILLSCOT CORP|FILL|Tradestation Securities, Inc.|5113
WSC|WILLSCOT CORP|FOMA|TD AMERITRADE CLEARING, INC.|40576
WSC|WILLSCOT CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1208
WSC|WILLSCOT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|41041
WSC|WILLSCOT CORP|FTBR|Foliofn Investments, Inc.|8
WSC|WILLSCOT CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|4610
WSC|WILLSCOT CORP|GLPX|ACS EXECUTION SERVICES, LLC|407
WSC|WILLSCOT CORP|GSCO|GOLDMAN SACHS & CO. LLC|1664291
WSC|WILLSCOT CORP|GSCS|GOLDMAN SACHS & CO. LLC|46049
WSC|WILLSCOT CORP|GSLT|GOLDMAN SACHS & CO. LLC|4088
WSC|WILLSCOT CORP|GTSZ|GTS SECURITIES LLC|700
WSC|WILLSCOT CORP|HRBF|American Enterprise Investment Services Inc.|1000
WSC|WILLSCOT CORP|IBKR|Interactive Brokers Llc|87439
WSC|WILLSCOT CORP|ICBX|INSTINET, LLC|106132
WSC|WILLSCOT CORP|IEQY|CITADEL SECURITIES LLC|3469
WSC|WILLSCOT CORP|INCA|INSTINET, LLC|305235
WSC|WILLSCOT CORP|INJX|INSTINET, LLC|166568
WSC|WILLSCOT CORP|ITGI|ITG Inc.|27805
WSC|WILLSCOT CORP|ITGP|ITG INC.|193200
WSC|WILLSCOT CORP|JEFF|JEFFERIES LLC|845489
WSC|WILLSCOT CORP|JMPT|JUMP TRADING, LLC|2926
WSC|WILLSCOT CORP|JONE|JonesTrading|1900
WSC|WILLSCOT CORP|JPBX|J.P. MORGAN SECURITIES LLC|7818
WSC|WILLSCOT CORP|JPMX|J.P. Morgan Securities LLC|713699
WSC|WILLSCOT CORP|JRCO|Johnson Rice & Company L.L.C.|22271
WSC|WILLSCOT CORP|KCGM|VIRTU Americas LLC|83911
WSC|WILLSCOT CORP|LEHM|Barclays Capital Inc./Le|975180
WSC|WILLSCOT CORP|LIME|Lime Brokerage LLC|94376
WSC|WILLSCOT CORP|LOOP|Loop Capital Markets LLC|4877
WSC|WILLSCOT CORP|LQNA|LIQUIDNET, INC.|151500
WSC|WILLSCOT CORP|MACQ|Macquarie Capital (USA) Inc.|2040
WSC|WILLSCOT CORP|MAXM|Maxim Group LLC|1343
WSC|WILLSCOT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|211479
WSC|WILLSCOT CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|5400
WSC|WILLSCOT CORP|MNDX|TJM Investments, LLC|5342
WSC|WILLSCOT CORP|MSCO|MORGAN STANLEY & CO. LLC|2336404
WSC|WILLSCOT CORP|MSPL|MORGAN STANLEY & CO. LLC|138300
WSC|WILLSCOT CORP|MSTX|MORGAN STANLEY & CO. LLC|155700
WSC|WILLSCOT CORP|NFSC|National Financial Services LLC|96675
WSC|WILLSCOT CORP|NITE|VIRTU Americas LLC|120791
WSC|WILLSCOT CORP|NITP|VIRTU Americas LLC|3664
WSC|WILLSCOT CORP|NQRB|Brut, LLC|9563
WSC|WILLSCOT CORP|OPCO|Oppenheimer & Co. Inc.|3766
WSC|WILLSCOT CORP|OTAA|OTA LLC|200
WSC|WILLSCOT CORP|PDQM|CODA MARKETS, INC.|119151
WSC|WILLSCOT CORP|PWJC|UBS Financial Services, Inc.|700
WSC|WILLSCOT CORP|RAJA|Raymond James & Associates, Inc.|190178
WSC|WILLSCOT CORP|RHCO|Suntrust Robinson Humphrey, Inc.|500
WSC|WILLSCOT CORP|RWPS|R.W. Pressprich & Co., Inc.|100
WSC|WILLSCOT CORP|SAGL|SAGETRADER, LLC|729
WSC|WILLSCOT CORP|SBSH|Citigroup Global Markets Inc.|190893
WSC|WILLSCOT CORP|SGMT|GOLDMAN SACHS & CO. LLC|186053
WSC|WILLSCOT CORP|SPDR|SPEEDROUTE LLC|10400
WSC|WILLSCOT CORP|SPNT|SEVEN POINTS CAPITAL, LLC|100
WSC|WILLSCOT CORP|STFL|Stifel, Nicolaus & Company, Incorporated|1500
WSC|WILLSCOT CORP|SWIM|TD Ameritrade, Inc.|64434
WSC|WILLSCOT CORP|TKNG|ALLY INVEST SECURITIES LLC|2220
WSC|WILLSCOT CORP|TRBT|Tradebot Systems, Inc.|11156
WSC|WILLSCOT CORP|TRCM|TRC MARKETS LLC|28852
WSC|WILLSCOT CORP|UBSS|UBS Securities LLC|1112964
WSC|WILLSCOT CORP|VALX|VIRTU AMERICAS LLC|436
WSC|WILLSCOT CORP|VGRD|Vanguard Marketing Corporation|3900
WSC|WILLSCOT CORP|WCHV|WELLS FARGO SECURITIES, LLC|53822
WSC|WILLSCOT CORP|WDNX|WEEDEN & CO.L.P.|3232
WSC|WILLSCOT CORP|WEDB|WEDBUSH SECURITIES INC.|5200
WSC|WILLSCOT CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|36319
WSC|WILLSCOT CORP|WSEA|WOLVERINE SECURITIES, LLC|39
WSC|WILLSCOT CORP|XIST|INSTINET, LLC|2600
WSC|WILLSCOT CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|28800
WSC|WILLSCOT CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9676
WSCI|WSI INDUSTRIES INC|APCC|Apex Clearing Corporation|1240
WSCI|WSI INDUSTRIES INC|BANK|Primevest Financial Services, Inc.|725
WSCI|WSI INDUSTRIES INC|CHAS|Charles Schwab & Co., Inc.|1400
WSCI|WSI INDUSTRIES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|102
WSCI|WSI INDUSTRIES INC|DBAB|Deutsche Bank Securities Inc.|1743
WSCI|WSI INDUSTRIES INC|DBAX|Deutsche Bank Securities Inc.|400
WSCI|WSI INDUSTRIES INC|DEGS|RONIN PROFESSIONAL LLC|4950
WSCI|WSI INDUSTRIES INC|EGXM|CBOE TRADING, INC.|8650
WSCI|WSI INDUSTRIES INC|EGXW|CBOE TRADING, INC.|2795
WSCI|WSI INDUSTRIES INC|ETRS|E*Trade Securities LLC|48349
WSCI|WSI INDUSTRIES INC|FBCO|Credit Suisse Securities (USA) LLC|2329
WSCI|WSI INDUSTRIES INC|FOMA|TD AMERITRADE CLEARING, INC.|53650
WSCI|WSI INDUSTRIES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
WSCI|WSI INDUSTRIES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|300
WSCI|WSI INDUSTRIES INC|GSCO|GOLDMAN SACHS & CO. LLC|23482
WSCI|WSI INDUSTRIES INC|GSCS|GOLDMAN SACHS & CO. LLC|1000
WSCI|WSI INDUSTRIES INC|GSLT|GOLDMAN SACHS & CO. LLC|200
WSCI|WSI INDUSTRIES INC|GTSZ|GTS SECURITIES LLC|1250
WSCI|WSI INDUSTRIES INC|IBKR|Interactive Brokers Llc|44311
WSCI|WSI INDUSTRIES INC|INCA|INSTINET, LLC|2944
WSCI|WSI INDUSTRIES INC|INJX|INSTINET, LLC|500
WSCI|WSI INDUSTRIES INC|ITGI|ITG Inc.|2850
WSCI|WSI INDUSTRIES INC|JPMX|J.P. Morgan Securities LLC|200
WSCI|WSI INDUSTRIES INC|LEHM|Barclays Capital Inc./Le|25
WSCI|WSI INDUSTRIES INC|LIME|Lime Brokerage LLC|11013
WSCI|WSI INDUSTRIES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WSCI|WSI INDUSTRIES INC|MSCO|MORGAN STANLEY & CO. LLC|13972
WSCI|WSI INDUSTRIES INC|NFSC|National Financial Services LLC|56860
WSCI|WSI INDUSTRIES INC|NITE|VIRTU Americas LLC|168789
WSCI|WSI INDUSTRIES INC|RAJA|Raymond James & Associates, Inc.|2117
WSCI|WSI INDUSTRIES INC|RBCM|RBC CAPITAL MARKETS, LLC|650
WSCI|WSI INDUSTRIES INC|SBSH|Citigroup Global Markets Inc.|530
WSCI|WSI INDUSTRIES INC|SPDR|SPEEDROUTE LLC|400
WSCI|WSI INDUSTRIES INC|SWIM|TD Ameritrade, Inc.|16763
WSCI|WSI INDUSTRIES INC|SWST|Hilltop Securities Inc.|400
WSCI|WSI INDUSTRIES INC|TKNG|ALLY INVEST SECURITIES LLC|542
WSCI|WSI INDUSTRIES INC|TRBT|Tradebot Systems, Inc.|100
WSCI|WSI INDUSTRIES INC|TRCM|TRC MARKETS LLC|200
WSCI|WSI INDUSTRIES INC|UBSA|UBS SECURITIES LLC|970
WSCI|WSI INDUSTRIES INC|UBSS|UBS Securities LLC|9389
WSCI|WSI INDUSTRIES INC|VALX|VIRTU AMERICAS LLC|200
WSCI|WSI INDUSTRIES INC|VGRD|Vanguard Marketing Corporation|500
WSCI|WSI INDUSTRIES INC|WCHV|WELLS FARGO SECURITIES, LLC|1000
WSCI|WSI INDUSTRIES INC|WEDB|WEDBUSH SECURITIES INC.|55363
WSCI|WSI INDUSTRIES INC|WSEA|WOLVERINE SECURITIES, LLC|43
WSCI|WSI INDUSTRIES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
WSCWW|WILLSCOT CORP WT|ALTX|Alternet Securities Inc.|700
WSCWW|WILLSCOT CORP WT|APCC|Apex Clearing Corporation|2100
WSCWW|WILLSCOT CORP WT|BATM|CBOE TRADING, INC.|1100
WSCWW|WILLSCOT CORP WT|BAYT|BTIG, LLC|15802
WSCWW|WILLSCOT CORP WT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1342
WSCWW|WILLSCOT CORP WT|BTIG|BTIG, LLC|24700
WSCWW|WILLSCOT CORP WT|BYXM|CBOE TRADING, INC.|800
WSCWW|WILLSCOT CORP WT|CANT|Cantor Fitzgerald & Co.|213201
WSCWW|WILLSCOT CORP WT|CHAS|Charles Schwab & Co., Inc.|5000
WSCWW|WILLSCOT CORP WT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91072
WSCWW|WILLSCOT CORP WT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
WSCWW|WILLSCOT CORP WT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7800
WSCWW|WILLSCOT CORP WT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14394
WSCWW|WILLSCOT CORP WT|CXCX|CITIGROUP GLOBAL MARKETS INC.|6400
WSCWW|WILLSCOT CORP WT|DBAB|Deutsche Bank Securities Inc.|200000
WSCWW|WILLSCOT CORP WT|DBAX|Deutsche Bank Securities Inc.|28000
WSCWW|WILLSCOT CORP WT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3000
WSCWW|WILLSCOT CORP WT|EBXL|EBX LLC|32000
WSCWW|WILLSCOT CORP WT|EDJO|Edward D. Jones & Co., L.P.|2142
WSCWW|WILLSCOT CORP WT|EGXW|CBOE TRADING, INC.|8568
WSCWW|WILLSCOT CORP WT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46
WSCWW|WILLSCOT CORP WT|ETRS|E*Trade Securities LLC|24778
WSCWW|WILLSCOT CORP WT|FBCO|Credit Suisse Securities (USA) LLC|6366
WSCWW|WILLSCOT CORP WT|FOMA|TD AMERITRADE CLEARING, INC.|3737
WSCWW|WILLSCOT CORP WT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6200
WSCWW|WILLSCOT CORP WT|GEBB|GLOBAL EXECUTION BROKERS, LP|573
WSCWW|WILLSCOT CORP WT|GLPX|ACS EXECUTION SERVICES, LLC|11615
WSCWW|WILLSCOT CORP WT|GSCO|GOLDMAN SACHS & CO. LLC|54099
WSCWW|WILLSCOT CORP WT|GSCS|GOLDMAN SACHS & CO. LLC|78173
WSCWW|WILLSCOT CORP WT|GSLT|GOLDMAN SACHS & CO. LLC|3596
WSCWW|WILLSCOT CORP WT|GTSZ|GTS SECURITIES LLC|5518
WSCWW|WILLSCOT CORP WT|IBKR|Interactive Brokers Llc|91200
WSCWW|WILLSCOT CORP WT|ICBX|INSTINET, LLC|11156
WSCWW|WILLSCOT CORP WT|INCA|INSTINET, LLC|26671
WSCWW|WILLSCOT CORP WT|INJX|INSTINET, LLC|19649
WSCWW|WILLSCOT CORP WT|ITGI|ITG Inc.|565
WSCWW|WILLSCOT CORP WT|ITGP|ITG INC.|5200
WSCWW|WILLSCOT CORP WT|JEFF|JEFFERIES LLC|6005
WSCWW|WILLSCOT CORP WT|JONE|JonesTrading|647000
WSCWW|WILLSCOT CORP WT|LEHM|Barclays Capital Inc./Le|8800
WSCWW|WILLSCOT CORP WT|LIME|Lime Brokerage LLC|308
WSCWW|WILLSCOT CORP WT|LSCI|Lek Securities Corporation|15000
WSCWW|WILLSCOT CORP WT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23398
WSCWW|WILLSCOT CORP WT|MSCO|MORGAN STANLEY & CO. LLC|65269
WSCWW|WILLSCOT CORP WT|NFSC|National Financial Services LLC|34225
WSCWW|WILLSCOT CORP WT|NITE|VIRTU Americas LLC|96752
WSCWW|WILLSCOT CORP WT|NQRB|Brut, LLC|6900
WSCWW|WILLSCOT CORP WT|PDQM|CODA MARKETS, INC.|3815
WSCWW|WILLSCOT CORP WT|SBSH|Citigroup Global Markets Inc.|15100
WSCWW|WILLSCOT CORP WT|SGMT|GOLDMAN SACHS & CO. LLC|17017
WSCWW|WILLSCOT CORP WT|SPDR|SPEEDROUTE LLC|2000
WSCWW|WILLSCOT CORP WT|SWIM|TD Ameritrade, Inc.|129
WSCWW|WILLSCOT CORP WT|TRBT|Tradebot Systems, Inc.|419
WSCWW|WILLSCOT CORP WT|UBSA|UBS SECURITIES LLC|85380
WSCWW|WILLSCOT CORP WT|UBSS|UBS Securities LLC|8800
WSCWW|WILLSCOT CORP WT|VGRD|Vanguard Marketing Corporation|6900
WSCWW|WILLSCOT CORP WT|WEDB|WEDBUSH SECURITIES INC.|6400
WSCWW|WILLSCOT CORP WT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59000
WSCWW|WILLSCOT CORP WT|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
WSCWW|WILLSCOT CORP WT|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WSFS|WSFS FINANCIAL CORP|APCC|Apex Clearing Corporation|7
WSFS|WSFS FINANCIAL CORP|BATM|CBOE TRADING, INC.|180
WSFS|WSFS FINANCIAL CORP|BERN|Sanford C. Bernstein & Co., LLC|26593
WSFS|WSFS FINANCIAL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7
WSFS|WSFS FINANCIAL CORP|BLKX|INSTINET, LLC|16400
WSFS|WSFS FINANCIAL CORP|BMOC|BMO Capital Markets Corp.|4820
WSFS|WSFS FINANCIAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2532
WSFS|WSFS FINANCIAL CORP|BOSC|Boenning & Scattergood, Inc.|2000
WSFS|WSFS FINANCIAL CORP|BTIG|BTIG, LLC|5
WSFS|WSFS FINANCIAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|2134
WSFS|WSFS FINANCIAL CORP|CANT|Cantor Fitzgerald & Co.|2050
WSFS|WSFS FINANCIAL CORP|CHAS|Charles Schwab & Co., Inc.|100
WSFS|WSFS FINANCIAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47640
WSFS|WSFS FINANCIAL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1152
WSFS|WSFS FINANCIAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|150
WSFS|WSFS FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|28763
WSFS|WSFS FINANCIAL CORP|CTDL|Citadel Derivatives Group Llc|2675
WSFS|WSFS FINANCIAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12148
WSFS|WSFS FINANCIAL CORP|DADA|D.A. Davidson & Co.|10627
WSFS|WSFS FINANCIAL CORP|DBAB|Deutsche Bank Securities Inc.|81146
WSFS|WSFS FINANCIAL CORP|DBAX|Deutsche Bank Securities Inc.|28500
WSFS|WSFS FINANCIAL CORP|DBUL|Deutsche Bank Securities Inc.|400
WSFS|WSFS FINANCIAL CORP|DEAN|MORGAN STANLEY|661
WSFS|WSFS FINANCIAL CORP|DEGS|RONIN PROFESSIONAL LLC|800
WSFS|WSFS FINANCIAL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|963
WSFS|WSFS FINANCIAL CORP|EBXL|EBX LLC|38200
WSFS|WSFS FINANCIAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|249
WSFS|WSFS FINANCIAL CORP|EDJO|Edward D. Jones & Co., L.P.|350
WSFS|WSFS FINANCIAL CORP|EGAM|CBOE TRADING, INC.|1010
WSFS|WSFS FINANCIAL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|307
WSFS|WSFS FINANCIAL CORP|EGXM|CBOE TRADING, INC.|446
WSFS|WSFS FINANCIAL CORP|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
WSFS|WSFS FINANCIAL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2143
WSFS|WSFS FINANCIAL CORP|ETRS|E*Trade Securities LLC|467
WSFS|WSFS FINANCIAL CORP|FBCO|Credit Suisse Securities (USA) LLC|168354
WSFS|WSFS FINANCIAL CORP|FILL|Tradestation Securities, Inc.|100
WSFS|WSFS FINANCIAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|584
WSFS|WSFS FINANCIAL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1
WSFS|WSFS FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9036
WSFS|WSFS FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|32
WSFS|WSFS FINANCIAL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|9733
WSFS|WSFS FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|115405
WSFS|WSFS FINANCIAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|26
WSFS|WSFS FINANCIAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|213
WSFS|WSFS FINANCIAL CORP|GTSZ|GTS SECURITIES LLC|300
WSFS|WSFS FINANCIAL CORP|HRBF|American Enterprise Investment Services Inc.|197
WSFS|WSFS FINANCIAL CORP|IBKR|Interactive Brokers Llc|7211
WSFS|WSFS FINANCIAL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2
WSFS|WSFS FINANCIAL CORP|ICBX|INSTINET, LLC|26783
WSFS|WSFS FINANCIAL CORP|IEQY|CITADEL SECURITIES LLC|11864
WSFS|WSFS FINANCIAL CORP|INCA|INSTINET, LLC|81511
WSFS|WSFS FINANCIAL CORP|INJX|INSTINET, LLC|4653
WSFS|WSFS FINANCIAL CORP|ITGI|ITG Inc.|34914
WSFS|WSFS FINANCIAL CORP|ITGP|ITG INC.|117600
WSFS|WSFS FINANCIAL CORP|JANY|Janney Montgomery Scott Inc.|330
WSFS|WSFS FINANCIAL CORP|JEFF|JEFFERIES LLC|12320
WSFS|WSFS FINANCIAL CORP|JMPT|JUMP TRADING, LLC|2355
WSFS|WSFS FINANCIAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|546
WSFS|WSFS FINANCIAL CORP|JPMX|J.P. Morgan Securities LLC|45089
WSFS|WSFS FINANCIAL CORP|KCGM|VIRTU Americas LLC|5835
WSFS|WSFS FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|73561
WSFS|WSFS FINANCIAL CORP|LIME|Lime Brokerage LLC|64188
WSFS|WSFS FINANCIAL CORP|LMGP|LIME BROKERAGE LLC|6303
WSFS|WSFS FINANCIAL CORP|LQNA|LIQUIDNET, INC.|28300
WSFS|WSFS FINANCIAL CORP|MAXM|Maxim Group LLC|1723
WSFS|WSFS FINANCIAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10700
WSFS|WSFS FINANCIAL CORP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|164
WSFS|WSFS FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|233944
WSFS|WSFS FINANCIAL CORP|MSPL|MORGAN STANLEY & CO. LLC|17600
WSFS|WSFS FINANCIAL CORP|MSTX|MORGAN STANLEY & CO. LLC|400
WSFS|WSFS FINANCIAL CORP|NFSC|National Financial Services LLC|25170
WSFS|WSFS FINANCIAL CORP|NITE|VIRTU Americas LLC|17881
WSFS|WSFS FINANCIAL CORP|NITP|VIRTU Americas LLC|3500
WSFS|WSFS FINANCIAL CORP|NQRB|Brut, LLC|503
WSFS|WSFS FINANCIAL CORP|OPCO|Oppenheimer & Co. Inc.|62
WSFS|WSFS FINANCIAL CORP|PDQM|CODA MARKETS, INC.|6224
WSFS|WSFS FINANCIAL CORP|RAJA|Raymond James & Associates, Inc.|6
WSFS|WSFS FINANCIAL CORP|SAGW|SAGETRADER, LLC|65
WSFS|WSFS FINANCIAL CORP|SBSH|Citigroup Global Markets Inc.|44199
WSFS|WSFS FINANCIAL CORP|SDLR|Sandler, O'Neill & Partners, L.P.|1000
WSFS|WSFS FINANCIAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|24211
WSFS|WSFS FINANCIAL CORP|SPDR|SPEEDROUTE LLC|6785
WSFS|WSFS FINANCIAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|67
WSFS|WSFS FINANCIAL CORP|SWIM|TD Ameritrade, Inc.|254
WSFS|WSFS FINANCIAL CORP|TRBT|Tradebot Systems, Inc.|3904
WSFS|WSFS FINANCIAL CORP|TRCM|TRC MARKETS LLC|30269
WSFS|WSFS FINANCIAL CORP|UBSA|UBS SECURITIES LLC|69426
WSFS|WSFS FINANCIAL CORP|UBSS|UBS Securities LLC|103550
WSFS|WSFS FINANCIAL CORP|VALX|VIRTU AMERICAS LLC|3422
WSFS|WSFS FINANCIAL CORP|VGRD|Vanguard Marketing Corporation|600
WSFS|WSFS FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|6978
WSFS|WSFS FINANCIAL CORP|WDNX|WEEDEN & CO.L.P.|2990
WSFS|WSFS FINANCIAL CORP|WEED|Weeden & Co.L.P.|900
WSFS|WSFS FINANCIAL CORP|XIST|INSTINET, LLC|550
WSFS|WSFS FINANCIAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
WSM|WILLIAMS SONOMA INC|ABLE|NATIXIS Securities Americas LLC|8114
WSM|WILLIAMS SONOMA INC|AGIS|Aegis Capital Corp.|300
WSM|WILLIAMS SONOMA INC|ALTX|Alternet Securities Inc.|46647
WSM|WILLIAMS SONOMA INC|ANOS|ABEL/NOSER, L.L.C.|3409
WSM|WILLIAMS SONOMA INC|APCC|Apex Clearing Corporation|3840
WSM|WILLIAMS SONOMA INC|BARD|Robert W. Baird & Co. Incorporated|19387
WSM|WILLIAMS SONOMA INC|BATM|CBOE TRADING, INC.|28162
WSM|WILLIAMS SONOMA INC|BAYT|BTIG, LLC|7600
WSM|WILLIAMS SONOMA INC|BBNT|BB&T SECURITIES, LLC|2362
WSM|WILLIAMS SONOMA INC|BERN|Sanford C. Bernstein & Co., LLC|131528
WSM|WILLIAMS SONOMA INC|BIDS|BIDS TRADING L.P.|600
WSM|WILLIAMS SONOMA INC|BIMI|Banca IMI Securities Corp.|55
WSM|WILLIAMS SONOMA INC|BKCM|BNY Mellon Capital Markets LLC|12257
WSM|WILLIAMS SONOMA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12644
WSM|WILLIAMS SONOMA INC|BLKX|INSTINET, LLC|41800
WSM|WILLIAMS SONOMA INC|BNCH|The Benchmark Company, LLC|258
WSM|WILLIAMS SONOMA INC|BNPX|BNP PARIBAS SECURITIES CORP.|9037
WSM|WILLIAMS SONOMA INC|BRVL|BLAYLOCK VAN, LLC|200
WSM|WILLIAMS SONOMA INC|BTIG|BTIG, LLC|12304
WSM|WILLIAMS SONOMA INC|BYXM|CBOE TRADING, INC.|2081
WSM|WILLIAMS SONOMA INC|BZYD|GOLDMAN SACHS & CO. LLC|1300
WSM|WILLIAMS SONOMA INC|CABR|Cabrera Capital Markets, Inc.|25
WSM|WILLIAMS SONOMA INC|CANT|Cantor Fitzgerald & Co.|69880
WSM|WILLIAMS SONOMA INC|CHAS|Charles Schwab & Co., Inc.|6123
WSM|WILLIAMS SONOMA INC|CIST|Capital Institutional Services, Inc.|6150
WSM|WILLIAMS SONOMA INC|CNFR|Cowen Prime Services LLC|7694
WSM|WILLIAMS SONOMA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|323199
WSM|WILLIAMS SONOMA INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1630
WSM|WILLIAMS SONOMA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5887
WSM|WILLIAMS SONOMA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|942440
WSM|WILLIAMS SONOMA INC|CTDL|Citadel Derivatives Group Llc|24870
WSM|WILLIAMS SONOMA INC|CTLR|CUTLER GROUP, LP|700
WSM|WILLIAMS SONOMA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|111358
WSM|WILLIAMS SONOMA INC|DADA|D.A. Davidson & Co.|100
WSM|WILLIAMS SONOMA INC|DAVA|Davenport & Company LLC|5074
WSM|WILLIAMS SONOMA INC|DBAB|Deutsche Bank Securities Inc.|731269
WSM|WILLIAMS SONOMA INC|DBAX|Deutsche Bank Securities Inc.|739900
WSM|WILLIAMS SONOMA INC|DBUL|Deutsche Bank Securities Inc.|3811
WSM|WILLIAMS SONOMA INC|DCHF|Dart Executions, LLC|705
WSM|WILLIAMS SONOMA INC|DEAN|MORGAN STANLEY|9347
WSM|WILLIAMS SONOMA INC|DEGS|RONIN PROFESSIONAL LLC|1000
WSM|WILLIAMS SONOMA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|161
WSM|WILLIAMS SONOMA INC|EBXL|EBX LLC|430600
WSM|WILLIAMS SONOMA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|28211
WSM|WILLIAMS SONOMA INC|EDJC|Edward Jones / CDS|430
WSM|WILLIAMS SONOMA INC|EDJO|Edward D. Jones & Co., L.P.|10667
WSM|WILLIAMS SONOMA INC|EGAM|CBOE TRADING, INC.|40576
WSM|WILLIAMS SONOMA INC|EGAW|CBOE TRADING, INC.|453
WSM|WILLIAMS SONOMA INC|EGMT|EG MARKET TECHNOLOGIES LLC|1857
WSM|WILLIAMS SONOMA INC|EGXM|CBOE TRADING, INC.|7777
WSM|WILLIAMS SONOMA INC|EGXW|CBOE TRADING, INC.|1500
WSM|WILLIAMS SONOMA INC|ELEV|ELEVATION, LLC|12845
WSM|WILLIAMS SONOMA INC|ETBE|Electronic Transaction Clearing, Inc.|49118
WSM|WILLIAMS SONOMA INC|ETCC|Electronic Transaction Clearing, Inc.|1130
WSM|WILLIAMS SONOMA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|65698
WSM|WILLIAMS SONOMA INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
WSM|WILLIAMS SONOMA INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|506
WSM|WILLIAMS SONOMA INC|ETRS|E*Trade Securities LLC|131968
WSM|WILLIAMS SONOMA INC|FIDT|Fidelity Clearing Canada ULC./ CDS|1802
WSM|WILLIAMS SONOMA INC|FILL|Tradestation Securities, Inc.|46976
WSM|WILLIAMS SONOMA INC|FMAF|NBCN Inc./ CDS|3573
WSM|WILLIAMS SONOMA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|47051
WSM|WILLIAMS SONOMA INC|FQLS|Quantlab Securities LP|926053
WSM|WILLIAMS SONOMA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|213363
WSM|WILLIAMS SONOMA INC|FTBR|Foliofn Investments, Inc.|8542
WSM|WILLIAMS SONOMA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|400
WSM|WILLIAMS SONOMA INC|GLIS|TD Securities Inc|615
WSM|WILLIAMS SONOMA INC|GLPX|ACS EXECUTION SERVICES, LLC|89351
WSM|WILLIAMS SONOMA INC|GSCO|GOLDMAN SACHS & CO. LLC|1905208
WSM|WILLIAMS SONOMA INC|GSCS|GOLDMAN SACHS & CO. LLC|10900
WSM|WILLIAMS SONOMA INC|GSLT|GOLDMAN SACHS & CO. LLC|27697
WSM|WILLIAMS SONOMA INC|GTSZ|GTS SECURITIES LLC|197657
WSM|WILLIAMS SONOMA INC|HRBF|American Enterprise Investment Services Inc.|2408
WSM|WILLIAMS SONOMA INC|HSBC|HSBC Securities, Inc.|1955
WSM|WILLIAMS SONOMA INC|IATS|INTERACTIVE BROKERS LLC|24540
WSM|WILLIAMS SONOMA INC|IBKR|Interactive Brokers Llc|42984
WSM|WILLIAMS SONOMA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|967
WSM|WILLIAMS SONOMA INC|ICBX|INSTINET, LLC|111200
WSM|WILLIAMS SONOMA INC|IEQY|CITADEL SECURITIES LLC|220030
WSM|WILLIAMS SONOMA INC|INCA|INSTINET, LLC|745377
WSM|WILLIAMS SONOMA INC|INJX|INSTINET, LLC|19802
WSM|WILLIAMS SONOMA INC|ITGI|ITG Inc.|108768
WSM|WILLIAMS SONOMA INC|ITGP|ITG INC.|245600
WSM|WILLIAMS SONOMA INC|JANY|Janney Montgomery Scott Inc.|506
WSM|WILLIAMS SONOMA INC|JEFF|JEFFERIES LLC|292572
WSM|WILLIAMS SONOMA INC|JMPT|JUMP TRADING, LLC|179726
WSM|WILLIAMS SONOMA INC|JPBX|J.P. MORGAN SECURITIES LLC|664500
WSM|WILLIAMS SONOMA INC|JPMX|J.P. Morgan Securities LLC|1673053
WSM|WILLIAMS SONOMA INC|JSJX|JANE STREET CAPITAL LLC|99674
WSM|WILLIAMS SONOMA INC|KCGM|VIRTU Americas LLC|145448
WSM|WILLIAMS SONOMA INC|LEHM|Barclays Capital Inc./Le|1949474
WSM|WILLIAMS SONOMA INC|LIME|Lime Brokerage LLC|54076
WSM|WILLIAMS SONOMA INC|LOOP|Loop Capital Markets LLC|163
WSM|WILLIAMS SONOMA INC|LQNA|LIQUIDNET, INC.|69400
WSM|WILLIAMS SONOMA INC|LSCI|Lek Securities Corporation|327
WSM|WILLIAMS SONOMA INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
WSM|WILLIAMS SONOMA INC|MACC|Mid Atlantic Capital Corporation|60
WSM|WILLIAMS SONOMA INC|MACQ|Macquarie Capital (USA) Inc.|1800
WSM|WILLIAMS SONOMA INC|MAXM|Maxim Group LLC|900
WSM|WILLIAMS SONOMA INC|MBTS|ALLY INVEST SECURITIES LLC|8719
WSM|WILLIAMS SONOMA INC|MCMF|Raymond James Ltd. Cds|5100
WSM|WILLIAMS SONOMA INC|MKMP|MKM Partners LLC|1249
WSM|WILLIAMS SONOMA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|278058
WSM|WILLIAMS SONOMA INC|MNDX|TJM Investments, LLC|1090
WSM|WILLIAMS SONOMA INC|MOTF|MOTIF INVESTING, INC.|29
WSM|WILLIAMS SONOMA INC|MSCO|MORGAN STANLEY & CO. LLC|3255250
WSM|WILLIAMS SONOMA INC|MSPL|MORGAN STANLEY & CO. LLC|807600
WSM|WILLIAMS SONOMA INC|MSTX|MORGAN STANLEY & CO. LLC|723300
WSM|WILLIAMS SONOMA INC|MTON|MILLINGTON SECURITIES, INC.|12025
WSM|WILLIAMS SONOMA INC|MULL|MARK J. MULLER EQUITIES, INC.|740
WSM|WILLIAMS SONOMA INC|NEED|Needham & Company, LLC|500
WSM|WILLIAMS SONOMA INC|NEUB|NEUBERGER BERMAN BD LLC|260
WSM|WILLIAMS SONOMA INC|NFSC|National Financial Services LLC|330736
WSM|WILLIAMS SONOMA INC|NITE|VIRTU Americas LLC|853395
WSM|WILLIAMS SONOMA INC|NITP|VIRTU Americas LLC|601
WSM|WILLIAMS SONOMA INC|NQRB|Brut, LLC|23433
WSM|WILLIAMS SONOMA INC|NTBF|BMO Nesbitt Burns Inc./CDS|200
WSM|WILLIAMS SONOMA INC|OHOS|TWO SIGMA SECURITIES, LLC|178781
WSM|WILLIAMS SONOMA INC|OPCO|Oppenheimer & Co. Inc.|7235
WSM|WILLIAMS SONOMA INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|683
WSM|WILLIAMS SONOMA INC|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|7552
WSM|WILLIAMS SONOMA INC|PDQM|CODA MARKETS, INC.|156856
WSM|WILLIAMS SONOMA INC|PHLY|NASDAQ Execution Services, LLC|2600
WSM|WILLIAMS SONOMA INC|PIPR|Piper Jaffray & Co.|315
WSM|WILLIAMS SONOMA INC|PUMA|Puma Capital, Llc|12025
WSM|WILLIAMS SONOMA INC|PWJC|UBS Financial Services, Inc.|618
WSM|WILLIAMS SONOMA INC|QMSR|QUATTRO M SECURITIES INC.|1500
WSM|WILLIAMS SONOMA INC|RBCM|RBC CAPITAL MARKETS, LLC|29422
WSM|WILLIAMS SONOMA INC|RHOX|XR Securities LLC|36802
WSM|WILLIAMS SONOMA INC|ROTH|Roth Capital Partners, LLC|5000
WSM|WILLIAMS SONOMA INC|SAGL|SAGETRADER, LLC|111132
WSM|WILLIAMS SONOMA INC|SAGW|SAGETRADER, LLC|2200
WSM|WILLIAMS SONOMA INC|SALI|INTL FCSTONE FINANCIAL INC.|406
WSM|WILLIAMS SONOMA INC|SBRX|MURIEL SIEBERT & CO INC|200
WSM|WILLIAMS SONOMA INC|SBSH|Citigroup Global Markets Inc.|297059
WSM|WILLIAMS SONOMA INC|SEIC|SEI Investments Distribution Co.|200
WSM|WILLIAMS SONOMA INC|SGMT|GOLDMAN SACHS & CO. LLC|318505
WSM|WILLIAMS SONOMA INC|SJLS|TRADE INFORMATICS LLC|100
WSM|WILLIAMS SONOMA INC|SPDR|SPEEDROUTE LLC|12450
WSM|WILLIAMS SONOMA INC|SPHN|Stephens Inc.|10051
WSM|WILLIAMS SONOMA INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
WSM|WILLIAMS SONOMA INC|STFL|Stifel, Nicolaus & Company, Incorporated|130841
WSM|WILLIAMS SONOMA INC|STKP|STOCKPILE INVESTMENTS, INC.|26
WSM|WILLIAMS SONOMA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9113
WSM|WILLIAMS SONOMA INC|SWIM|TD Ameritrade, Inc.|302490
WSM|WILLIAMS SONOMA INC|SWST|Hilltop Securities Inc.|1782
WSM|WILLIAMS SONOMA INC|TAGC|TELSEY ADVISORY GROUP LLC|8704
WSM|WILLIAMS SONOMA INC|TKNG|ALLY INVEST SECURITIES LLC|1267
WSM|WILLIAMS SONOMA INC|TRBT|Tradebot Systems, Inc.|504826
WSM|WILLIAMS SONOMA INC|TRCM|TRC MARKETS LLC|141183
WSM|WILLIAMS SONOMA INC|TWTT|TASTYWORKS, INC.|168
WSM|WILLIAMS SONOMA INC|UBSA|UBS SECURITIES LLC|1809552
WSM|WILLIAMS SONOMA INC|UBSS|UBS Securities LLC|2151447
WSM|WILLIAMS SONOMA INC|VALX|VIRTU AMERICAS LLC|14381
WSM|WILLIAMS SONOMA INC|VGRD|Vanguard Marketing Corporation|9832
WSM|WILLIAMS SONOMA INC|VNDS|VANDHAM SECURITIES CORP|14641
WSM|WILLIAMS SONOMA INC|WABR|Wall Street Access|24152
WSM|WILLIAMS SONOMA INC|WBET|Wallachbeth Capital LLC|5041
WSM|WILLIAMS SONOMA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1106
WSM|WILLIAMS SONOMA INC|WCHV|WELLS FARGO SECURITIES, LLC|613824
WSM|WILLIAMS SONOMA INC|WEDB|WEDBUSH SECURITIES INC.|3281
WSM|WILLIAMS SONOMA INC|WEED|Weeden & Co.L.P.|14707
WSM|WILLIAMS SONOMA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37985
WSM|WILLIAMS SONOMA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|71803
WSM|WILLIAMS SONOMA INC|WGIF|CIBC World Markets Inc.|50
WSM|WILLIAMS SONOMA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|213
WSM|WILLIAMS SONOMA INC|WSEA|WOLVERINE SECURITIES, LLC|22802
WSM|WILLIAMS SONOMA INC|XIST|INSTINET, LLC|92006
WSM|WILLIAMS SONOMA INC|XPQR|Jump Trading|9336
WSM|WILLIAMS SONOMA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|117318
WSM|WILLIAMS SONOMA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|3987
WSM|WILLIAMS SONOMA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1390
WSO|WATSCO INC|ADAM|CANACCORD GENUITY INC.|500
WSO|WATSCO INC|ALTX|Alternet Securities Inc.|3784
WSO|WATSCO INC|APCC|Apex Clearing Corporation|39
WSO|WATSCO INC|BANK|Primevest Financial Services, Inc.|23
WSO|WATSCO INC|BARD|Robert W. Baird & Co. Incorporated|1797
WSO|WATSCO INC|BATM|CBOE TRADING, INC.|1586
WSO|WATSCO INC|BAYT|BTIG, LLC|72530
WSO|WATSCO INC|BBNT|BB&T SECURITIES, LLC|127
WSO|WATSCO INC|BERN|Sanford C. Bernstein & Co., LLC|46478
WSO|WATSCO INC|BGCE|BGC Financial Inc.|1720
WSO|WATSCO INC|BIDS|BIDS TRADING L.P.|1000
WSO|WATSCO INC|BIMI|Banca IMI Securities Corp.|4
WSO|WATSCO INC|BKCM|BNY Mellon Capital Markets LLC|6458
WSO|WATSCO INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|405
WSO|WATSCO INC|BLKX|INSTINET, LLC|27600
WSO|WATSCO INC|BMOC|BMO Capital Markets Corp.|167
WSO|WATSCO INC|BNPX|BNP PARIBAS SECURITIES CORP.|4072
WSO|WATSCO INC|BTIG|BTIG, LLC|2931
WSO|WATSCO INC|CANT|Cantor Fitzgerald & Co.|110
WSO|WATSCO INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|10600
WSO|WATSCO INC|CHAS|Charles Schwab & Co., Inc.|292
WSO|WATSCO INC|CIST|Capital Institutional Services, Inc.|996
WSO|WATSCO INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16409
WSO|WATSCO INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2049
WSO|WATSCO INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3043
WSO|WATSCO INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197342
WSO|WATSCO INC|CTDL|Citadel Derivatives Group Llc|3345
WSO|WATSCO INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|22386
WSO|WATSCO INC|DADA|D.A. Davidson & Co.|26
WSO|WATSCO INC|DAVA|Davenport & Company LLC|5020
WSO|WATSCO INC|DBAB|Deutsche Bank Securities Inc.|57316
WSO|WATSCO INC|DBAX|Deutsche Bank Securities Inc.|152800
WSO|WATSCO INC|DBUL|Deutsche Bank Securities Inc.|100
WSO|WATSCO INC|DEAN|MORGAN STANLEY|1392
WSO|WATSCO INC|DEGS|RONIN PROFESSIONAL LLC|300
WSO|WATSCO INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|280
WSO|WATSCO INC|EBXL|EBX LLC|64300
WSO|WATSCO INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|633
WSO|WATSCO INC|EDJO|Edward D. Jones & Co., L.P.|3095
WSO|WATSCO INC|EGAM|CBOE TRADING, INC.|2924
WSO|WATSCO INC|EGAW|CBOE TRADING, INC.|130
WSO|WATSCO INC|EGMT|EG MARKET TECHNOLOGIES LLC|293
WSO|WATSCO INC|EGXM|CBOE TRADING, INC.|731
WSO|WATSCO INC|ETBE|Electronic Transaction Clearing, Inc.|608
WSO|WATSCO INC|ETCC|Electronic Transaction Clearing, Inc.|120
WSO|WATSCO INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19013
WSO|WATSCO INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
WSO|WATSCO INC|ETRS|E*Trade Securities LLC|2678
WSO|WATSCO INC|FBSB|U.S. Bancorp Investments, Inc.|3
WSO|WATSCO INC|FILL|Tradestation Securities, Inc.|219
WSO|WATSCO INC|FMAF|NBCN Inc./ CDS|160
WSO|WATSCO INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3116
WSO|WATSCO INC|FQLS|Quantlab Securities LP|59550
WSO|WATSCO INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|26572
WSO|WATSCO INC|FTBR|Foliofn Investments, Inc.|1178
WSO|WATSCO INC|GLPX|ACS EXECUTION SERVICES, LLC|21356
WSO|WATSCO INC|GSCO|GOLDMAN SACHS & CO. LLC|152923
WSO|WATSCO INC|GSCS|GOLDMAN SACHS & CO. LLC|201
WSO|WATSCO INC|GSLT|GOLDMAN SACHS & CO. LLC|1048
WSO|WATSCO INC|GTSZ|GTS SECURITIES LLC|36113
WSO|WATSCO INC|HPPX|POTAMUS TRADING, LLC|384
WSO|WATSCO INC|HRBF|American Enterprise Investment Services Inc.|2186
WSO|WATSCO INC|HSBC|HSBC Securities, Inc.|2550
WSO|WATSCO INC|IATS|INTERACTIVE BROKERS LLC|2966
WSO|WATSCO INC|IBKR|Interactive Brokers Llc|7870
WSO|WATSCO INC|ICBX|INSTINET, LLC|34564
WSO|WATSCO INC|IEQY|CITADEL SECURITIES LLC|25234
WSO|WATSCO INC|INCA|INSTINET, LLC|49206
WSO|WATSCO INC|INJX|INSTINET, LLC|270
WSO|WATSCO INC|ITGI|ITG Inc.|22599
WSO|WATSCO INC|ITGP|ITG INC.|76400
WSO|WATSCO INC|JANY|Janney Montgomery Scott Inc.|95
WSO|WATSCO INC|JEFF|JEFFERIES LLC|88795
WSO|WATSCO INC|JMPT|JUMP TRADING, LLC|13177
WSO|WATSCO INC|JONE|JonesTrading|58
WSO|WATSCO INC|JPBX|J.P. MORGAN SECURITIES LLC|3877
WSO|WATSCO INC|JPMX|J.P. Morgan Securities LLC|236181
WSO|WATSCO INC|JSJX|JANE STREET CAPITAL LLC|14896
WSO|WATSCO INC|KCGM|VIRTU Americas LLC|22984
WSO|WATSCO INC|LEHM|Barclays Capital Inc./Le|208162
WSO|WATSCO INC|LIME|Lime Brokerage LLC|1791
WSO|WATSCO INC|LQNA|LIQUIDNET, INC.|179500
WSO|WATSCO INC|LSCI|Lek Securities Corporation|10
WSO|WATSCO INC|MACC|Mid Atlantic Capital Corporation|285
WSO|WATSCO INC|MAXM|Maxim Group LLC|1116
WSO|WATSCO INC|MCMF|Raymond James Ltd. Cds|20
WSO|WATSCO INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|58780
WSO|WATSCO INC|MOTF|MOTIF INVESTING, INC.|2
WSO|WATSCO INC|MSCO|MORGAN STANLEY & CO. LLC|231330
WSO|WATSCO INC|MSPL|MORGAN STANLEY & CO. LLC|101100
WSO|WATSCO INC|MSTX|MORGAN STANLEY & CO. LLC|7300
WSO|WATSCO INC|MTON|MILLINGTON SECURITIES, INC.|30224
WSO|WATSCO INC|NFSC|National Financial Services LLC|17019
WSO|WATSCO INC|NITE|VIRTU Americas LLC|62063
WSO|WATSCO INC|NQRB|Brut, LLC|900
WSO|WATSCO INC|NTBF|BMO Nesbitt Burns Inc./CDS|28
WSO|WATSCO INC|NTRC|Northern Trust Securities, Inc.|25
WSO|WATSCO INC|OPCO|Oppenheimer & Co. Inc.|295
WSO|WATSCO INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
WSO|WATSCO INC|PDQM|CODA MARKETS, INC.|78070
WSO|WATSCO INC|PUMA|Puma Capital, Llc|30324
WSO|WATSCO INC|PWJC|UBS Financial Services, Inc.|5
WSO|WATSCO INC|RBCM|RBC CAPITAL MARKETS, LLC|984
WSO|WATSCO INC|ROBT|Robotti & Company, LLC|474
WSO|WATSCO INC|SAGL|SAGETRADER, LLC|2824
WSO|WATSCO INC|SALI|INTL FCSTONE FINANCIAL INC.|50
WSO|WATSCO INC|SBSH|Citigroup Global Markets Inc.|26158
WSO|WATSCO INC|SGMT|GOLDMAN SACHS & CO. LLC|36303
WSO|WATSCO INC|SPDR|SPEEDROUTE LLC|2476
WSO|WATSCO INC|SPHN|Stephens Inc.|30
WSO|WATSCO INC|SPTD|MINT GLOBAL MARKETS, INC.|3256
WSO|WATSCO INC|STFL|Stifel, Nicolaus & Company, Incorporated|1027
WSO|WATSCO INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1719
WSO|WATSCO INC|SWIM|TD Ameritrade, Inc.|651
WSO|WATSCO INC|SWST|Hilltop Securities Inc.|68
WSO|WATSCO INC|TRBT|Tradebot Systems, Inc.|25090
WSO|WATSCO INC|TRCM|TRC MARKETS LLC|23061
WSO|WATSCO INC|UBSS|UBS Securities LLC|291207
WSO|WATSCO INC|VALX|VIRTU AMERICAS LLC|5216
WSO|WATSCO INC|VERT|The Vertical Trading Group, LLC|2660
WSO|WATSCO INC|VGRD|Vanguard Marketing Corporation|792
WSO|WATSCO INC|WABR|Wall Street Access|235
WSO|WATSCO INC|WBET|Wallachbeth Capital LLC|802
WSO|WATSCO INC|WBLR|WILLIAM BLAIR|1670
WSO|WATSCO INC|WCHV|WELLS FARGO SECURITIES, LLC|60560
WSO|WATSCO INC|WDNX|WEEDEN & CO.L.P.|96
WSO|WATSCO INC|WEDB|WEDBUSH SECURITIES INC.|34
WSO|WATSCO INC|WEED|Weeden & Co.L.P.|120
WSO|WATSCO INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1546
WSO|WATSCO INC|WGIF|CIBC World Markets Inc.|81
WSO|WATSCO INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|76
WSO|WATSCO INC|WSEA|WOLVERINE SECURITIES, LLC|1052
WSO|WATSCO INC|XIST|INSTINET, LLC|6600
WSO|WATSCO INC|XPQR|Jump Trading|600
WSO|WATSCO INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|9770
WSO|WATSCO INC|YKNA|COMHAR CAPITAL MARKETS, LLC|13854
WSO|WATSCO INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|696
WSO.B|WATSCO INC CL B|ETRS|E*Trade Securities LLC|167
WSO.B|WATSCO INC CL B|FTBR|Foliofn Investments, Inc.|52
WSO.B|WATSCO INC CL B|LIME|Lime Brokerage LLC|68
WSO.B|WATSCO INC CL B|NITE|VIRTU Americas LLC|102
WSO.B|WATSCO INC CL B|WCHV|WELLS FARGO SECURITIES, LLC|100
WSO.B|WATSCO INC CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|604
WSR|WHITESTONE REIT|ALTX|Alternet Securities Inc.|1100
WSR|WHITESTONE REIT|APCC|Apex Clearing Corporation|629
WSR|WHITESTONE REIT|BANK|Primevest Financial Services, Inc.|2
WSR|WHITESTONE REIT|BARD|Robert W. Baird & Co. Incorporated|670
WSR|WHITESTONE REIT|BATM|CBOE TRADING, INC.|687
WSR|WHITESTONE REIT|BAYC|BAY CREST PARTNERS, LLC|8
WSR|WHITESTONE REIT|BERN|Sanford C. Bernstein & Co., LLC|1445
WSR|WHITESTONE REIT|BIMI|Banca IMI Securities Corp.|400
WSR|WHITESTONE REIT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2461
WSR|WHITESTONE REIT|BLKX|INSTINET, LLC|28166
WSR|WHITESTONE REIT|BNPX|BNP PARIBAS SECURITIES CORP.|10628
WSR|WHITESTONE REIT|BRVL|BLAYLOCK VAN, LLC|100
WSR|WHITESTONE REIT|BTIG|BTIG, LLC|277
WSR|WHITESTONE REIT|BZYD|GOLDMAN SACHS & CO. LLC|1400
WSR|WHITESTONE REIT|CANT|Cantor Fitzgerald & Co.|17956
WSR|WHITESTONE REIT|CHAS|Charles Schwab & Co., Inc.|11
WSR|WHITESTONE REIT|CLSA|CLSA AMERICAS, LLC|100
WSR|WHITESTONE REIT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4796
WSR|WHITESTONE REIT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
WSR|WHITESTONE REIT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
WSR|WHITESTONE REIT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|76114
WSR|WHITESTONE REIT|CTDL|Citadel Derivatives Group Llc|3763
WSR|WHITESTONE REIT|CXCX|CITIGROUP GLOBAL MARKETS INC.|9602
WSR|WHITESTONE REIT|DBAB|Deutsche Bank Securities Inc.|69852
WSR|WHITESTONE REIT|DBAX|Deutsche Bank Securities Inc.|61300
WSR|WHITESTONE REIT|DEAN|MORGAN STANLEY|1425
WSR|WHITESTONE REIT|DEGS|RONIN PROFESSIONAL LLC|18
WSR|WHITESTONE REIT|EBXL|EBX LLC|33300
WSR|WHITESTONE REIT|ECUT|CONVERGEX EXECUTION SOLUTIONS|2450
WSR|WHITESTONE REIT|EDJC|Edward Jones / CDS|3461
WSR|WHITESTONE REIT|EDJO|Edward D. Jones & Co., L.P.|3223
WSR|WHITESTONE REIT|EGAM|CBOE TRADING, INC.|906
WSR|WHITESTONE REIT|EGXM|CBOE TRADING, INC.|3893
WSR|WHITESTONE REIT|ETBE|Electronic Transaction Clearing, Inc.|2196
WSR|WHITESTONE REIT|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1000
WSR|WHITESTONE REIT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|510
WSR|WHITESTONE REIT|ETRS|E*Trade Securities LLC|105350
WSR|WHITESTONE REIT|FILL|Tradestation Securities, Inc.|3205
WSR|WHITESTONE REIT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2542
WSR|WHITESTONE REIT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|153855
WSR|WHITESTONE REIT|FTBR|Foliofn Investments, Inc.|176
WSR|WHITESTONE REIT|GEBB|GLOBAL EXECUTION BROKERS, LP|1600
WSR|WHITESTONE REIT|GLPX|ACS EXECUTION SERVICES, LLC|430
WSR|WHITESTONE REIT|GSCO|GOLDMAN SACHS & CO. LLC|380360
WSR|WHITESTONE REIT|GSCS|GOLDMAN SACHS & CO. LLC|31826
WSR|WHITESTONE REIT|GSLT|GOLDMAN SACHS & CO. LLC|1817
WSR|WHITESTONE REIT|GTSZ|GTS SECURITIES LLC|8571
WSR|WHITESTONE REIT|HRBF|American Enterprise Investment Services Inc.|1457
WSR|WHITESTONE REIT|IATS|INTERACTIVE BROKERS LLC|5165
WSR|WHITESTONE REIT|IBKR|Interactive Brokers Llc|18381
WSR|WHITESTONE REIT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|19
WSR|WHITESTONE REIT|ICBX|INSTINET, LLC|10147
WSR|WHITESTONE REIT|IEQY|CITADEL SECURITIES LLC|11767
WSR|WHITESTONE REIT|INCA|INSTINET, LLC|31301
WSR|WHITESTONE REIT|INJX|INSTINET, LLC|500
WSR|WHITESTONE REIT|ITGI|ITG Inc.|23163
WSR|WHITESTONE REIT|ITGP|ITG INC.|47000
WSR|WHITESTONE REIT|JANY|Janney Montgomery Scott Inc.|1300
WSR|WHITESTONE REIT|JEFF|JEFFERIES LLC|58624
WSR|WHITESTONE REIT|JMPT|JUMP TRADING, LLC|3008
WSR|WHITESTONE REIT|JPBX|J.P. MORGAN SECURITIES LLC|8800
WSR|WHITESTONE REIT|JPMX|J.P. Morgan Securities LLC|113436
WSR|WHITESTONE REIT|JSJX|JANE STREET CAPITAL LLC|2113
WSR|WHITESTONE REIT|KCGM|VIRTU Americas LLC|10631
WSR|WHITESTONE REIT|LEHM|Barclays Capital Inc./Le|184874
WSR|WHITESTONE REIT|LGNT|COR CLEARING LLC|30
WSR|WHITESTONE REIT|LIME|Lime Brokerage LLC|10656
WSR|WHITESTONE REIT|LSCI|Lek Securities Corporation|20
WSR|WHITESTONE REIT|MAXM|Maxim Group LLC|790
WSR|WHITESTONE REIT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|28059
WSR|WHITESTONE REIT|MOTF|MOTIF INVESTING, INC.|3
WSR|WHITESTONE REIT|MSCO|MORGAN STANLEY & CO. LLC|303520
WSR|WHITESTONE REIT|MSPL|MORGAN STANLEY & CO. LLC|73300
WSR|WHITESTONE REIT|MSTX|MORGAN STANLEY & CO. LLC|10400
WSR|WHITESTONE REIT|NFSC|National Financial Services LLC|100379
WSR|WHITESTONE REIT|NITE|VIRTU Americas LLC|266027
WSR|WHITESTONE REIT|NITP|VIRTU Americas LLC|375
WSR|WHITESTONE REIT|NQRB|Brut, LLC|733
WSR|WHITESTONE REIT|NTBF|BMO Nesbitt Burns Inc./CDS|700
WSR|WHITESTONE REIT|NTRC|Northern Trust Securities, Inc.|3314
WSR|WHITESTONE REIT|OPCO|Oppenheimer & Co. Inc.|630
WSR|WHITESTONE REIT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1200
WSR|WHITESTONE REIT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1000
WSR|WHITESTONE REIT|PDQM|CODA MARKETS, INC.|430
WSR|WHITESTONE REIT|PWJC|UBS Financial Services, Inc.|2000
WSR|WHITESTONE REIT|RBCM|RBC CAPITAL MARKETS, LLC|5208
WSR|WHITESTONE REIT|SAGL|SAGETRADER, LLC|100
WSR|WHITESTONE REIT|SAGW|SAGETRADER, LLC|221
WSR|WHITESTONE REIT|SBSH|Citigroup Global Markets Inc.|29048
WSR|WHITESTONE REIT|SGMT|GOLDMAN SACHS & CO. LLC|15578
WSR|WHITESTONE REIT|SPDR|SPEEDROUTE LLC|300
WSR|WHITESTONE REIT|STFL|Stifel, Nicolaus & Company, Incorporated|737
WSR|WHITESTONE REIT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3728
WSR|WHITESTONE REIT|SWIM|TD Ameritrade, Inc.|7951
WSR|WHITESTONE REIT|SWST|Hilltop Securities Inc.|17898
WSR|WHITESTONE REIT|TKNG|ALLY INVEST SECURITIES LLC|2332
WSR|WHITESTONE REIT|TRBT|Tradebot Systems, Inc.|32015
WSR|WHITESTONE REIT|TRCM|TRC MARKETS LLC|7648
WSR|WHITESTONE REIT|UBSA|UBS SECURITIES LLC|166049
WSR|WHITESTONE REIT|UBSS|UBS Securities LLC|215183
WSR|WHITESTONE REIT|VALX|VIRTU AMERICAS LLC|5630
WSR|WHITESTONE REIT|VGRD|Vanguard Marketing Corporation|13771
WSR|WHITESTONE REIT|WBPX|SUMMIT SECURITIES GROUP, LLC|100
WSR|WHITESTONE REIT|WCHV|WELLS FARGO SECURITIES, LLC|57953
WSR|WHITESTONE REIT|WEDB|WEDBUSH SECURITIES INC.|437
WSR|WHITESTONE REIT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3366
WSR|WHITESTONE REIT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|792
WSR|WHITESTONE REIT|WSEA|WOLVERINE SECURITIES, LLC|1891
WSR|WHITESTONE REIT|XIST|INSTINET, LLC|87800
WSR|WHITESTONE REIT|XPQR|Jump Trading|100
WSR|WHITESTONE REIT|XSTM|NATIONAL FINANCIAL SERVICES LLC|18174
WSR|WHITESTONE REIT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|18921
WST|WEST PHARMA SVCS INC|ALTX|Alternet Securities Inc.|900
WST|WEST PHARMA SVCS INC|ANOS|ABEL/NOSER, L.L.C.|165
WST|WEST PHARMA SVCS INC|APCC|Apex Clearing Corporation|1515
WST|WEST PHARMA SVCS INC|BALE|M&T SECURITIES, INC.|205
WST|WEST PHARMA SVCS INC|BANK|Primevest Financial Services, Inc.|54
WST|WEST PHARMA SVCS INC|BARD|Robert W. Baird & Co. Incorporated|867
WST|WEST PHARMA SVCS INC|BATM|CBOE TRADING, INC.|5109
WST|WEST PHARMA SVCS INC|BAYC|BAY CREST PARTNERS, LLC|10
WST|WEST PHARMA SVCS INC|BBNT|BB&T SECURITIES, LLC|5
WST|WEST PHARMA SVCS INC|BERN|Sanford C. Bernstein & Co., LLC|10854
WST|WEST PHARMA SVCS INC|BIMI|Banca IMI Securities Corp.|500
WST|WEST PHARMA SVCS INC|BKCM|BNY Mellon Capital Markets LLC|9205
WST|WEST PHARMA SVCS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1297
WST|WEST PHARMA SVCS INC|BLKX|INSTINET, LLC|20000
WST|WEST PHARMA SVCS INC|BMOC|BMO Capital Markets Corp.|671
WST|WEST PHARMA SVCS INC|BNPX|BNP PARIBAS SECURITIES CORP.|2252
WST|WEST PHARMA SVCS INC|BRVL|BLAYLOCK VAN, LLC|1900
WST|WEST PHARMA SVCS INC|BTIG|BTIG, LLC|1031
WST|WEST PHARMA SVCS INC|BYXM|CBOE TRADING, INC.|238
WST|WEST PHARMA SVCS INC|BZYD|GOLDMAN SACHS & CO. LLC|577
WST|WEST PHARMA SVCS INC|CABR|Cabrera Capital Markets, Inc.|25
WST|WEST PHARMA SVCS INC|CHAS|Charles Schwab & Co., Inc.|1093
WST|WEST PHARMA SVCS INC|CIST|Capital Institutional Services, Inc.|358
WST|WEST PHARMA SVCS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|44952
WST|WEST PHARMA SVCS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|135218
WST|WEST PHARMA SVCS INC|CSMS|CORNERSTONE MACRO LLC|7500
WST|WEST PHARMA SVCS INC|CTDL|Citadel Derivatives Group Llc|601
WST|WEST PHARMA SVCS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|7128
WST|WEST PHARMA SVCS INC|DADA|D.A. Davidson & Co.|39
WST|WEST PHARMA SVCS INC|DBAB|Deutsche Bank Securities Inc.|60185
WST|WEST PHARMA SVCS INC|DBAX|Deutsche Bank Securities Inc.|77400
WST|WEST PHARMA SVCS INC|DEAN|MORGAN STANLEY|2200
WST|WEST PHARMA SVCS INC|DEGS|RONIN PROFESSIONAL LLC|100
WST|WEST PHARMA SVCS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8007
WST|WEST PHARMA SVCS INC|EBXL|EBX LLC|64100
WST|WEST PHARMA SVCS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|1596
WST|WEST PHARMA SVCS INC|EDJO|Edward D. Jones & Co., L.P.|349
WST|WEST PHARMA SVCS INC|EGAM|CBOE TRADING, INC.|3053
WST|WEST PHARMA SVCS INC|EGAW|CBOE TRADING, INC.|58
WST|WEST PHARMA SVCS INC|EGMT|EG MARKET TECHNOLOGIES LLC|271
WST|WEST PHARMA SVCS INC|EGXM|CBOE TRADING, INC.|811
WST|WEST PHARMA SVCS INC|ETBE|Electronic Transaction Clearing, Inc.|1600
WST|WEST PHARMA SVCS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1800
WST|WEST PHARMA SVCS INC|ETCC|Electronic Transaction Clearing, Inc.|211
WST|WEST PHARMA SVCS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|12440
WST|WEST PHARMA SVCS INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|101
WST|WEST PHARMA SVCS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|204
WST|WEST PHARMA SVCS INC|ETRS|E*Trade Securities LLC|3669
WST|WEST PHARMA SVCS INC|FILL|Tradestation Securities, Inc.|300
WST|WEST PHARMA SVCS INC|FMAF|NBCN Inc./ CDS|2087
WST|WEST PHARMA SVCS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2629
WST|WEST PHARMA SVCS INC|FQLS|Quantlab Securities LP|53135
WST|WEST PHARMA SVCS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|25251
WST|WEST PHARMA SVCS INC|FTBR|Foliofn Investments, Inc.|2933
WST|WEST PHARMA SVCS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1629
WST|WEST PHARMA SVCS INC|GLPX|ACS EXECUTION SERVICES, LLC|28950
WST|WEST PHARMA SVCS INC|GSCO|GOLDMAN SACHS & CO. LLC|293869
WST|WEST PHARMA SVCS INC|GSLT|GOLDMAN SACHS & CO. LLC|6183
WST|WEST PHARMA SVCS INC|GTSZ|GTS SECURITIES LLC|30417
WST|WEST PHARMA SVCS INC|HRBF|American Enterprise Investment Services Inc.|1282
WST|WEST PHARMA SVCS INC|IATS|INTERACTIVE BROKERS LLC|1207
WST|WEST PHARMA SVCS INC|IBKR|Interactive Brokers Llc|670
WST|WEST PHARMA SVCS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1125
WST|WEST PHARMA SVCS INC|ICBX|INSTINET, LLC|20800
WST|WEST PHARMA SVCS INC|IEQY|CITADEL SECURITIES LLC|26998
WST|WEST PHARMA SVCS INC|INCA|INSTINET, LLC|52029
WST|WEST PHARMA SVCS INC|INJX|INSTINET, LLC|15276
WST|WEST PHARMA SVCS INC|ITGI|ITG Inc.|12125
WST|WEST PHARMA SVCS INC|ITGP|ITG INC.|18800
WST|WEST PHARMA SVCS INC|JANY|Janney Montgomery Scott Inc.|750
WST|WEST PHARMA SVCS INC|JEFF|JEFFERIES LLC|64086
WST|WEST PHARMA SVCS INC|JMPT|JUMP TRADING, LLC|21810
WST|WEST PHARMA SVCS INC|JPBX|J.P. MORGAN SECURITIES LLC|8675
WST|WEST PHARMA SVCS INC|JPMX|J.P. Morgan Securities LLC|202974
WST|WEST PHARMA SVCS INC|JSJX|JANE STREET CAPITAL LLC|3259
WST|WEST PHARMA SVCS INC|KCGM|VIRTU Americas LLC|17903
WST|WEST PHARMA SVCS INC|LEHM|Barclays Capital Inc./Le|151535
WST|WEST PHARMA SVCS INC|LIME|Lime Brokerage LLC|7005
WST|WEST PHARMA SVCS INC|LOOP|Loop Capital Markets LLC|105
WST|WEST PHARMA SVCS INC|LQNA|LIQUIDNET, INC.|13300
WST|WEST PHARMA SVCS INC|LSCI|Lek Securities Corporation|2
WST|WEST PHARMA SVCS INC|MACQ|Macquarie Capital (USA) Inc.|9918
WST|WEST PHARMA SVCS INC|MBTS|ALLY INVEST SECURITIES LLC|64
WST|WEST PHARMA SVCS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|24548
WST|WEST PHARMA SVCS INC|MOTF|MOTIF INVESTING, INC.|1
WST|WEST PHARMA SVCS INC|MSCO|MORGAN STANLEY & CO. LLC|428630
WST|WEST PHARMA SVCS INC|MSPL|MORGAN STANLEY & CO. LLC|120600
WST|WEST PHARMA SVCS INC|MSTX|MORGAN STANLEY & CO. LLC|26400
WST|WEST PHARMA SVCS INC|NEUB|NEUBERGER BERMAN BD LLC|295
WST|WEST PHARMA SVCS INC|NFSC|National Financial Services LLC|30005
WST|WEST PHARMA SVCS INC|NITE|VIRTU Americas LLC|100054
WST|WEST PHARMA SVCS INC|NITP|VIRTU Americas LLC|136
WST|WEST PHARMA SVCS INC|NQRB|Brut, LLC|4652
WST|WEST PHARMA SVCS INC|NTRC|Northern Trust Securities, Inc.|1201
WST|WEST PHARMA SVCS INC|OPCO|Oppenheimer & Co. Inc.|1162
WST|WEST PHARMA SVCS INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1599
WST|WEST PHARMA SVCS INC|PDQM|CODA MARKETS, INC.|67688
WST|WEST PHARMA SVCS INC|PWJC|UBS Financial Services, Inc.|249
WST|WEST PHARMA SVCS INC|RBCM|RBC CAPITAL MARKETS, LLC|1943
WST|WEST PHARMA SVCS INC|SAGL|SAGETRADER, LLC|157
WST|WEST PHARMA SVCS INC|SALI|INTL FCSTONE FINANCIAL INC.|58
WST|WEST PHARMA SVCS INC|SBSH|Citigroup Global Markets Inc.|34897
WST|WEST PHARMA SVCS INC|SEIC|SEI Investments Distribution Co.|300
WST|WEST PHARMA SVCS INC|SGMT|GOLDMAN SACHS & CO. LLC|51508
WST|WEST PHARMA SVCS INC|SIDC|Sidoti & Company, LLC|200
WST|WEST PHARMA SVCS INC|SJLS|TRADE INFORMATICS LLC|100
WST|WEST PHARMA SVCS INC|SPDR|SPEEDROUTE LLC|4200
WST|WEST PHARMA SVCS INC|SPHN|Stephens Inc.|157265
WST|WEST PHARMA SVCS INC|SPTD|MINT GLOBAL MARKETS, INC.|2100
WST|WEST PHARMA SVCS INC|STFL|Stifel, Nicolaus & Company, Incorporated|5192
WST|WEST PHARMA SVCS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3789
WST|WEST PHARMA SVCS INC|SWIM|TD Ameritrade, Inc.|2640
WST|WEST PHARMA SVCS INC|SWST|Hilltop Securities Inc.|100
WST|WEST PHARMA SVCS INC|TMBR|Timber Hill LLC|3
WST|WEST PHARMA SVCS INC|TRBT|Tradebot Systems, Inc.|46694
WST|WEST PHARMA SVCS INC|TRCM|TRC MARKETS LLC|20246
WST|WEST PHARMA SVCS INC|UBSA|UBS SECURITIES LLC|204881
WST|WEST PHARMA SVCS INC|UBSS|UBS Securities LLC|282653
WST|WEST PHARMA SVCS INC|VALX|VIRTU AMERICAS LLC|2433
WST|WEST PHARMA SVCS INC|VGRD|Vanguard Marketing Corporation|1249
WST|WEST PHARMA SVCS INC|WBET|Wallachbeth Capital LLC|2160
WST|WEST PHARMA SVCS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|444
WST|WEST PHARMA SVCS INC|WCHV|WELLS FARGO SECURITIES, LLC|35676
WST|WEST PHARMA SVCS INC|WDNX|WEEDEN & CO.L.P.|3356
WST|WEST PHARMA SVCS INC|WEDB|WEDBUSH SECURITIES INC.|171
WST|WEST PHARMA SVCS INC|WEED|Weeden & Co.L.P.|2520
WST|WEST PHARMA SVCS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4702
WST|WEST PHARMA SVCS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|75
WST|WEST PHARMA SVCS INC|WSEA|WOLVERINE SECURITIES, LLC|157
WST|WEST PHARMA SVCS INC|XIST|INSTINET, LLC|6824
WST|WEST PHARMA SVCS INC|XPQR|Jump Trading|1034
WST|WEST PHARMA SVCS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|1294
WST|WEST PHARMA SVCS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|4173
WST|WEST PHARMA SVCS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1820
WSTG|WAYSIDE TECHNOLOGY|BYXM|CBOE TRADING, INC.|100
WSTG|WAYSIDE TECHNOLOGY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|178
WSTG|WAYSIDE TECHNOLOGY|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|206
WSTG|WAYSIDE TECHNOLOGY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2140
WSTG|WAYSIDE TECHNOLOGY|CTDL|Citadel Derivatives Group Llc|12
WSTG|WAYSIDE TECHNOLOGY|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
WSTG|WAYSIDE TECHNOLOGY|DBAB|Deutsche Bank Securities Inc.|312
WSTG|WAYSIDE TECHNOLOGY|DBAX|Deutsche Bank Securities Inc.|400
WSTG|WAYSIDE TECHNOLOGY|DEGS|RONIN PROFESSIONAL LLC|2649
WSTG|WAYSIDE TECHNOLOGY|EBXL|EBX LLC|1400
WSTG|WAYSIDE TECHNOLOGY|FBCO|Credit Suisse Securities (USA) LLC|174
WSTG|WAYSIDE TECHNOLOGY|FOMA|TD AMERITRADE CLEARING, INC.|12523
WSTG|WAYSIDE TECHNOLOGY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|77
WSTG|WAYSIDE TECHNOLOGY|FTBR|Foliofn Investments, Inc.|1057
WSTG|WAYSIDE TECHNOLOGY|GEBB|GLOBAL EXECUTION BROKERS, LP|213
WSTG|WAYSIDE TECHNOLOGY|GSCO|GOLDMAN SACHS & CO. LLC|21845
WSTG|WAYSIDE TECHNOLOGY|GSLT|GOLDMAN SACHS & CO. LLC|155
WSTG|WAYSIDE TECHNOLOGY|GTSZ|GTS SECURITIES LLC|2
WSTG|WAYSIDE TECHNOLOGY|HSBC|HSBC Securities, Inc.|630
WSTG|WAYSIDE TECHNOLOGY|IATS|INTERACTIVE BROKERS LLC|80
WSTG|WAYSIDE TECHNOLOGY|IBKR|Interactive Brokers Llc|8976
WSTG|WAYSIDE TECHNOLOGY|ICBX|INSTINET, LLC|1000
WSTG|WAYSIDE TECHNOLOGY|INCA|INSTINET, LLC|5747
WSTG|WAYSIDE TECHNOLOGY|INJX|INSTINET, LLC|100
WSTG|WAYSIDE TECHNOLOGY|ITGI|ITG Inc.|34768
WSTG|WAYSIDE TECHNOLOGY|ITGP|ITG INC.|800
WSTG|WAYSIDE TECHNOLOGY|JEFF|JEFFERIES LLC|100
WSTG|WAYSIDE TECHNOLOGY|KCGM|VIRTU Americas LLC|460
WSTG|WAYSIDE TECHNOLOGY|LEHM|Barclays Capital Inc./Le|298
WSTG|WAYSIDE TECHNOLOGY|LIME|Lime Brokerage LLC|13490
WSTG|WAYSIDE TECHNOLOGY|LMGP|LIME BROKERAGE LLC|400
WSTG|WAYSIDE TECHNOLOGY|MAXM|Maxim Group LLC|719
WSTG|WAYSIDE TECHNOLOGY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
WSTG|WAYSIDE TECHNOLOGY|MSCO|MORGAN STANLEY & CO. LLC|8578
WSTG|WAYSIDE TECHNOLOGY|MSPL|MORGAN STANLEY & CO. LLC|900
WSTG|WAYSIDE TECHNOLOGY|NEED|Needham & Company, LLC|184
WSTG|WAYSIDE TECHNOLOGY|NFSC|National Financial Services LLC|5793
WSTG|WAYSIDE TECHNOLOGY|NITE|VIRTU Americas LLC|10515
WSTG|WAYSIDE TECHNOLOGY|NQRB|Brut, LLC|651
WSTG|WAYSIDE TECHNOLOGY|OPCO|Oppenheimer & Co. Inc.|100
WSTG|WAYSIDE TECHNOLOGY|PDQM|CODA MARKETS, INC.|200
WSTG|WAYSIDE TECHNOLOGY|PIPR|Piper Jaffray & Co.|6762
WSTG|WAYSIDE TECHNOLOGY|RAJA|Raymond James & Associates, Inc.|100
WSTG|WAYSIDE TECHNOLOGY|SBSH|Citigroup Global Markets Inc.|300
WSTG|WAYSIDE TECHNOLOGY|SGMT|GOLDMAN SACHS & CO. LLC|1805
WSTG|WAYSIDE TECHNOLOGY|SPDR|SPEEDROUTE LLC|300
WSTG|WAYSIDE TECHNOLOGY|STFL|Stifel, Nicolaus & Company, Incorporated|938
WSTG|WAYSIDE TECHNOLOGY|SWIM|TD Ameritrade, Inc.|60
WSTG|WAYSIDE TECHNOLOGY|TKNG|ALLY INVEST SECURITIES LLC|32
WSTG|WAYSIDE TECHNOLOGY|TRCM|TRC MARKETS LLC|1739
WSTG|WAYSIDE TECHNOLOGY|UBSA|UBS SECURITIES LLC|2916
WSTG|WAYSIDE TECHNOLOGY|UBSS|UBS Securities LLC|7014
WSTG|WAYSIDE TECHNOLOGY|VGRD|Vanguard Marketing Corporation|89
WSTG|WAYSIDE TECHNOLOGY|WCHV|WELLS FARGO SECURITIES, LLC|1909
WSTG|WAYSIDE TECHNOLOGY|WEED|Weeden & Co.L.P.|4200
WSTG|WAYSIDE TECHNOLOGY|WSEA|WOLVERINE SECURITIES, LLC|14
WSTG|WAYSIDE TECHNOLOGY|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
WSTL|WESTELL TECHNOLOGIES|ALTX|Alternet Securities Inc.|200
WSTL|WESTELL TECHNOLOGIES|APCC|Apex Clearing Corporation|3328
WSTL|WESTELL TECHNOLOGIES|CANT|Cantor Fitzgerald & Co.|124
WSTL|WESTELL TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|5000
WSTL|WESTELL TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4666
WSTL|WESTELL TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
WSTL|WESTELL TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27569
WSTL|WESTELL TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
WSTL|WESTELL TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|4117
WSTL|WESTELL TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|700
WSTL|WESTELL TECHNOLOGIES|DEAN|MORGAN STANLEY|37
WSTL|WESTELL TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|11641
WSTL|WESTELL TECHNOLOGIES|EBXL|EBX LLC|10700
WSTL|WESTELL TECHNOLOGIES|EGXM|CBOE TRADING, INC.|300
WSTL|WESTELL TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|600
WSTL|WESTELL TECHNOLOGIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|400
WSTL|WESTELL TECHNOLOGIES|ETRS|E*Trade Securities LLC|31684
WSTL|WESTELL TECHNOLOGIES|FBCO|Credit Suisse Securities (USA) LLC|175517
WSTL|WESTELL TECHNOLOGIES|FBSB|U.S. Bancorp Investments, Inc.|165
WSTL|WESTELL TECHNOLOGIES|FILL|Tradestation Securities, Inc.|900
WSTL|WESTELL TECHNOLOGIES|FOMA|TD AMERITRADE CLEARING, INC.|209424
WSTL|WESTELL TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1135
WSTL|WESTELL TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|13687
WSTL|WESTELL TECHNOLOGIES|GEBB|GLOBAL EXECUTION BROKERS, LP|600
WSTL|WESTELL TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|24
WSTL|WESTELL TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|8021
WSTL|WESTELL TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|8224
WSTL|WESTELL TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|500
WSTL|WESTELL TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|3465
WSTL|WESTELL TECHNOLOGIES|IBKR|Interactive Brokers Llc|117080
WSTL|WESTELL TECHNOLOGIES|ICBX|INSTINET, LLC|1800
WSTL|WESTELL TECHNOLOGIES|INCA|INSTINET, LLC|5626
WSTL|WESTELL TECHNOLOGIES|ITGI|ITG Inc.|825
WSTL|WESTELL TECHNOLOGIES|ITGP|ITG INC.|50600
WSTL|WESTELL TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|18988
WSTL|WESTELL TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|400
WSTL|WESTELL TECHNOLOGIES|KCGM|VIRTU Americas LLC|1500
WSTL|WESTELL TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|1229
WSTL|WESTELL TECHNOLOGIES|LIME|Lime Brokerage LLC|32179
WSTL|WESTELL TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8000
WSTL|WESTELL TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|75836
WSTL|WESTELL TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|2000
WSTL|WESTELL TECHNOLOGIES|NFSC|National Financial Services LLC|126570
WSTL|WESTELL TECHNOLOGIES|NITE|VIRTU Americas LLC|293608
WSTL|WESTELL TECHNOLOGIES|NORT|Northland Securities, Inc.|200
WSTL|WESTELL TECHNOLOGIES|NQRB|Brut, LLC|100
WSTL|WESTELL TECHNOLOGIES|OPCO|Oppenheimer & Co. Inc.|600
WSTL|WESTELL TECHNOLOGIES|PDQM|CODA MARKETS, INC.|224
WSTL|WESTELL TECHNOLOGIES|RAJA|Raymond James & Associates, Inc.|98
WSTL|WESTELL TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|4250
WSTL|WESTELL TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|2138
WSTL|WESTELL TECHNOLOGIES|SPDR|SPEEDROUTE LLC|1404
WSTL|WESTELL TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|8558
WSTL|WESTELL TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|508
WSTL|WESTELL TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|406
WSTL|WESTELL TECHNOLOGIES|TRCM|TRC MARKETS LLC|17386
WSTL|WESTELL TECHNOLOGIES|TWTT|TASTYWORKS, INC.|100
WSTL|WESTELL TECHNOLOGIES|UBSA|UBS SECURITIES LLC|32965
WSTL|WESTELL TECHNOLOGIES|UBSS|UBS Securities LLC|56349
WSTL|WESTELL TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|5916
WSTL|WESTELL TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|3566
WSTL|WESTELL TECHNOLOGIES|WEED|Weeden & Co.L.P.|566
WSTL|WESTELL TECHNOLOGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|202
WSTL|WESTELL TECHNOLOGIES|WGIF|CIBC World Markets Inc.|1700
WSTL|WESTELL TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|4585
WSTL|WESTELL TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|12600
WSTL|WESTELL TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|225
WTBA|WEST BANCORPORATION|ALTX|Alternet Securities Inc.|300
WTBA|WEST BANCORPORATION|ANOS|ABEL/NOSER, L.L.C.|94
WTBA|WEST BANCORPORATION|APCC|Apex Clearing Corporation|13
WTBA|WEST BANCORPORATION|BARD|Robert W. Baird & Co. Incorporated|3
WTBA|WEST BANCORPORATION|BATM|CBOE TRADING, INC.|54
WTBA|WEST BANCORPORATION|BAYC|BAY CREST PARTNERS, LLC|844
WTBA|WEST BANCORPORATION|BERN|Sanford C. Bernstein & Co., LLC|13424
WTBA|WEST BANCORPORATION|BMOC|BMO Capital Markets Corp.|2537
WTBA|WEST BANCORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|1436
WTBA|WEST BANCORPORATION|BYXM|CBOE TRADING, INC.|63
WTBA|WEST BANCORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|235
WTBA|WEST BANCORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1016
WTBA|WEST BANCORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3494
WTBA|WEST BANCORPORATION|CTDL|Citadel Derivatives Group Llc|1291
WTBA|WEST BANCORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|1700
WTBA|WEST BANCORPORATION|DBAB|Deutsche Bank Securities Inc.|20585
WTBA|WEST BANCORPORATION|DBAX|Deutsche Bank Securities Inc.|2200
WTBA|WEST BANCORPORATION|DEAN|MORGAN STANLEY|1
WTBA|WEST BANCORPORATION|DEGS|RONIN PROFESSIONAL LLC|1197
WTBA|WEST BANCORPORATION|EBXL|EBX LLC|1500
WTBA|WEST BANCORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
WTBA|WEST BANCORPORATION|EDJO|Edward D. Jones & Co., L.P.|600
WTBA|WEST BANCORPORATION|EGAM|CBOE TRADING, INC.|300
WTBA|WEST BANCORPORATION|ETRS|E*Trade Securities LLC|1152
WTBA|WEST BANCORPORATION|FBCO|Credit Suisse Securities (USA) LLC|30310
WTBA|WEST BANCORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|5507
WTBA|WEST BANCORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|849
WTBA|WEST BANCORPORATION|FTBR|Foliofn Investments, Inc.|640
WTBA|WEST BANCORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|22776
WTBA|WEST BANCORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|42478
WTBA|WEST BANCORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|11
WTBA|WEST BANCORPORATION|GTSZ|GTS SECURITIES LLC|107
WTBA|WEST BANCORPORATION|IATS|INTERACTIVE BROKERS LLC|310
WTBA|WEST BANCORPORATION|IBKR|Interactive Brokers Llc|5422
WTBA|WEST BANCORPORATION|ICBX|INSTINET, LLC|1300
WTBA|WEST BANCORPORATION|IEQY|CITADEL SECURITIES LLC|557
WTBA|WEST BANCORPORATION|INCA|INSTINET, LLC|12298
WTBA|WEST BANCORPORATION|INJX|INSTINET, LLC|3711
WTBA|WEST BANCORPORATION|ITGI|ITG Inc.|2163
WTBA|WEST BANCORPORATION|ITGP|ITG INC.|21000
WTBA|WEST BANCORPORATION|JEFF|JEFFERIES LLC|3986
WTBA|WEST BANCORPORATION|JPMX|J.P. Morgan Securities LLC|6914
WTBA|WEST BANCORPORATION|KCGM|VIRTU Americas LLC|424
WTBA|WEST BANCORPORATION|LEHM|Barclays Capital Inc./Le|12421
WTBA|WEST BANCORPORATION|LIME|Lime Brokerage LLC|13567
WTBA|WEST BANCORPORATION|LMGP|LIME BROKERAGE LLC|2800
WTBA|WEST BANCORPORATION|MAXM|Maxim Group LLC|2164
WTBA|WEST BANCORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
WTBA|WEST BANCORPORATION|MSCO|MORGAN STANLEY & CO. LLC|44424
WTBA|WEST BANCORPORATION|MSPL|MORGAN STANLEY & CO. LLC|1900
WTBA|WEST BANCORPORATION|NFSC|National Financial Services LLC|10258
WTBA|WEST BANCORPORATION|NITE|VIRTU Americas LLC|8871
WTBA|WEST BANCORPORATION|NITP|VIRTU Americas LLC|200
WTBA|WEST BANCORPORATION|NQRB|Brut, LLC|200
WTBA|WEST BANCORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|5
WTBA|WEST BANCORPORATION|SAGW|SAGETRADER, LLC|265
WTBA|WEST BANCORPORATION|SBSH|Citigroup Global Markets Inc.|17037
WTBA|WEST BANCORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|1108
WTBA|WEST BANCORPORATION|SPDR|SPEEDROUTE LLC|260
WTBA|WEST BANCORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|2900
WTBA|WEST BANCORPORATION|SWIM|TD Ameritrade, Inc.|10
WTBA|WEST BANCORPORATION|TRBT|Tradebot Systems, Inc.|776
WTBA|WEST BANCORPORATION|TRCM|TRC MARKETS LLC|6814
WTBA|WEST BANCORPORATION|UBSA|UBS SECURITIES LLC|11805
WTBA|WEST BANCORPORATION|UBSS|UBS Securities LLC|39187
WTBA|WEST BANCORPORATION|VALX|VIRTU AMERICAS LLC|1089
WTBA|WEST BANCORPORATION|VGRD|Vanguard Marketing Corporation|37
WTBA|WEST BANCORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|1737
WTBA|WEST BANCORPORATION|WEED|Weeden & Co.L.P.|8400
WTBA|WEST BANCORPORATION|WSEA|WOLVERINE SECURITIES, LLC|35
WTBA|WEST BANCORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
WTFC|WINTRUST FINL CORP|ALTX|Alternet Securities Inc.|1900
WTFC|WINTRUST FINL CORP|APCC|Apex Clearing Corporation|39
WTFC|WINTRUST FINL CORP|BANK|Primevest Financial Services, Inc.|21
WTFC|WINTRUST FINL CORP|BARD|Robert W. Baird & Co. Incorporated|1790
WTFC|WINTRUST FINL CORP|BATM|CBOE TRADING, INC.|2399
WTFC|WINTRUST FINL CORP|BAYC|BAY CREST PARTNERS, LLC|2135
WTFC|WINTRUST FINL CORP|BERN|Sanford C. Bernstein & Co., LLC|7082
WTFC|WINTRUST FINL CORP|BKCM|BNY Mellon Capital Markets LLC|11311
WTFC|WINTRUST FINL CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3651
WTFC|WINTRUST FINL CORP|BLKX|INSTINET, LLC|48232
WTFC|WINTRUST FINL CORP|BMOC|BMO Capital Markets Corp.|8399
WTFC|WINTRUST FINL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|163046
WTFC|WINTRUST FINL CORP|BRVL|BLAYLOCK VAN, LLC|2800
WTFC|WINTRUST FINL CORP|BTIG|BTIG, LLC|23102
WTFC|WINTRUST FINL CORP|BYXM|CBOE TRADING, INC.|1838
WTFC|WINTRUST FINL CORP|BZYD|GOLDMAN SACHS & CO. LLC|2010
WTFC|WINTRUST FINL CORP|CANT|Cantor Fitzgerald & Co.|2112
WTFC|WINTRUST FINL CORP|CBLC|CITIGROUP GLOBAL MARKETS INC.|17444
WTFC|WINTRUST FINL CORP|CHAS|Charles Schwab & Co., Inc.|38
WTFC|WINTRUST FINL CORP|CIST|Capital Institutional Services, Inc.|395
WTFC|WINTRUST FINL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107571
WTFC|WINTRUST FINL CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
WTFC|WINTRUST FINL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|169402
WTFC|WINTRUST FINL CORP|CTDL|Citadel Derivatives Group Llc|36816
WTFC|WINTRUST FINL CORP|CTLR|CUTLER GROUP, LP|1288
WTFC|WINTRUST FINL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|12450
WTFC|WINTRUST FINL CORP|DBAB|Deutsche Bank Securities Inc.|745035
WTFC|WINTRUST FINL CORP|DBAX|Deutsche Bank Securities Inc.|95800
WTFC|WINTRUST FINL CORP|DBUL|Deutsche Bank Securities Inc.|2000
WTFC|WINTRUST FINL CORP|DEAN|MORGAN STANLEY|6831
WTFC|WINTRUST FINL CORP|DEGS|RONIN PROFESSIONAL LLC|300
WTFC|WINTRUST FINL CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8993
WTFC|WINTRUST FINL CORP|DRWK|DRW SECURITIES, L.L.C.|8571
WTFC|WINTRUST FINL CORP|EBXL|EBX LLC|95600
WTFC|WINTRUST FINL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|4495
WTFC|WINTRUST FINL CORP|EDJO|Edward D. Jones & Co., L.P.|337
WTFC|WINTRUST FINL CORP|EGAM|CBOE TRADING, INC.|4956
WTFC|WINTRUST FINL CORP|EGAW|CBOE TRADING, INC.|183
WTFC|WINTRUST FINL CORP|EGMT|EG MARKET TECHNOLOGIES LLC|1478
WTFC|WINTRUST FINL CORP|EGXM|CBOE TRADING, INC.|3337
WTFC|WINTRUST FINL CORP|ETBE|Electronic Transaction Clearing, Inc.|69358
WTFC|WINTRUST FINL CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2022
WTFC|WINTRUST FINL CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29924
WTFC|WINTRUST FINL CORP|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
WTFC|WINTRUST FINL CORP|ETRS|E*Trade Securities LLC|6908
WTFC|WINTRUST FINL CORP|FBCO|Credit Suisse Securities (USA) LLC|2206820
WTFC|WINTRUST FINL CORP|FBSB|U.S. Bancorp Investments, Inc.|11
WTFC|WINTRUST FINL CORP|FILL|Tradestation Securities, Inc.|104
WTFC|WINTRUST FINL CORP|FMAF|NBCN Inc./ CDS|1668
WTFC|WINTRUST FINL CORP|FOMA|TD AMERITRADE CLEARING, INC.|12958
WTFC|WINTRUST FINL CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3114
WTFC|WINTRUST FINL CORP|FQLS|Quantlab Securities LP|213855
WTFC|WINTRUST FINL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|96786
WTFC|WINTRUST FINL CORP|FTBR|Foliofn Investments, Inc.|3666
WTFC|WINTRUST FINL CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|20695
WTFC|WINTRUST FINL CORP|GLPX|ACS EXECUTION SERVICES, LLC|5282
WTFC|WINTRUST FINL CORP|GSCO|GOLDMAN SACHS & CO. LLC|3253589
WTFC|WINTRUST FINL CORP|GSCS|GOLDMAN SACHS & CO. LLC|6082
WTFC|WINTRUST FINL CORP|GSLT|GOLDMAN SACHS & CO. LLC|1408
WTFC|WINTRUST FINL CORP|GTSZ|GTS SECURITIES LLC|221738
WTFC|WINTRUST FINL CORP|HAPX|HAP Trading, LLC|79
WTFC|WINTRUST FINL CORP|HRBF|American Enterprise Investment Services Inc.|286
WTFC|WINTRUST FINL CORP|HSBC|HSBC Securities, Inc.|823
WTFC|WINTRUST FINL CORP|IATS|INTERACTIVE BROKERS LLC|362
WTFC|WINTRUST FINL CORP|IBKR|Interactive Brokers Llc|23221
WTFC|WINTRUST FINL CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|224
WTFC|WINTRUST FINL CORP|ICBX|INSTINET, LLC|15000
WTFC|WINTRUST FINL CORP|IEQY|CITADEL SECURITIES LLC|260308
WTFC|WINTRUST FINL CORP|INCA|INSTINET, LLC|556876
WTFC|WINTRUST FINL CORP|INJX|INSTINET, LLC|68754
WTFC|WINTRUST FINL CORP|ITGI|ITG Inc.|44278
WTFC|WINTRUST FINL CORP|ITGP|ITG INC.|56200
WTFC|WINTRUST FINL CORP|JEFF|JEFFERIES LLC|88783
WTFC|WINTRUST FINL CORP|JMPT|JUMP TRADING, LLC|48339
WTFC|WINTRUST FINL CORP|JONE|JonesTrading|1839
WTFC|WINTRUST FINL CORP|JPBX|J.P. MORGAN SECURITIES LLC|24401
WTFC|WINTRUST FINL CORP|JPMX|J.P. Morgan Securities LLC|158743
WTFC|WINTRUST FINL CORP|JSJX|JANE STREET CAPITAL LLC|3898
WTFC|WINTRUST FINL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|111031
WTFC|WINTRUST FINL CORP|KCGM|VIRTU Americas LLC|16297
WTFC|WINTRUST FINL CORP|LEHM|Barclays Capital Inc./Le|1024990
WTFC|WINTRUST FINL CORP|LIME|Lime Brokerage LLC|187102
WTFC|WINTRUST FINL CORP|LMGP|LIME BROKERAGE LLC|13230
WTFC|WINTRUST FINL CORP|LMNX|LUMINEX TRADING & ANALYTICS LLC|73000
WTFC|WINTRUST FINL CORP|LOOP|Loop Capital Markets LLC|11200
WTFC|WINTRUST FINL CORP|LQNA|LIQUIDNET, INC.|17900
WTFC|WINTRUST FINL CORP|LSCI|Lek Securities Corporation|235
WTFC|WINTRUST FINL CORP|MAXM|Maxim Group LLC|2610
WTFC|WINTRUST FINL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|60600
WTFC|WINTRUST FINL CORP|MOTF|MOTIF INVESTING, INC.|17
WTFC|WINTRUST FINL CORP|MSCO|MORGAN STANLEY & CO. LLC|2957994
WTFC|WINTRUST FINL CORP|MSPL|MORGAN STANLEY & CO. LLC|174100
WTFC|WINTRUST FINL CORP|MSTX|MORGAN STANLEY & CO. LLC|65800
WTFC|WINTRUST FINL CORP|NFSC|National Financial Services LLC|48532
WTFC|WINTRUST FINL CORP|NITE|VIRTU Americas LLC|193170
WTFC|WINTRUST FINL CORP|NITP|VIRTU Americas LLC|7600
WTFC|WINTRUST FINL CORP|NQRB|Brut, LLC|11389
WTFC|WINTRUST FINL CORP|NTRC|Northern Trust Securities, Inc.|1299
WTFC|WINTRUST FINL CORP|OPCO|Oppenheimer & Co. Inc.|1142
WTFC|WINTRUST FINL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|570
WTFC|WINTRUST FINL CORP|PDQM|CODA MARKETS, INC.|26647
WTFC|WINTRUST FINL CORP|PIPR|Piper Jaffray & Co.|8105
WTFC|WINTRUST FINL CORP|PWJC|UBS Financial Services, Inc.|200
WTFC|WINTRUST FINL CORP|QMSR|QUATTRO M SECURITIES INC.|7289
WTFC|WINTRUST FINL CORP|RAJA|Raymond James & Associates, Inc.|9403
WTFC|WINTRUST FINL CORP|RBCM|RBC CAPITAL MARKETS, LLC|8957
WTFC|WINTRUST FINL CORP|SAGL|SAGETRADER, LLC|1804
WTFC|WINTRUST FINL CORP|SAGW|SAGETRADER, LLC|265
WTFC|WINTRUST FINL CORP|SBSH|Citigroup Global Markets Inc.|361429
WTFC|WINTRUST FINL CORP|SGMT|GOLDMAN SACHS & CO. LLC|48328
WTFC|WINTRUST FINL CORP|SPDR|SPEEDROUTE LLC|5500
WTFC|WINTRUST FINL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|17489
WTFC|WINTRUST FINL CORP|SWIM|TD Ameritrade, Inc.|698
WTFC|WINTRUST FINL CORP|SWST|Hilltop Securities Inc.|504
WTFC|WINTRUST FINL CORP|TKNG|ALLY INVEST SECURITIES LLC|30
WTFC|WINTRUST FINL CORP|TRBT|Tradebot Systems, Inc.|111939
WTFC|WINTRUST FINL CORP|TRCM|TRC MARKETS LLC|151074
WTFC|WINTRUST FINL CORP|TWTT|TASTYWORKS, INC.|5
WTFC|WINTRUST FINL CORP|UBSA|UBS SECURITIES LLC|312930
WTFC|WINTRUST FINL CORP|UBSS|UBS Securities LLC|1403539
WTFC|WINTRUST FINL CORP|VALX|VIRTU AMERICAS LLC|10355
WTFC|WINTRUST FINL CORP|VGRD|Vanguard Marketing Corporation|606
WTFC|WINTRUST FINL CORP|WABR|Wall Street Access|16860
WTFC|WINTRUST FINL CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|4
WTFC|WINTRUST FINL CORP|WCHV|WELLS FARGO SECURITIES, LLC|38945
WTFC|WINTRUST FINL CORP|WDNX|WEEDEN & CO.L.P.|2370
WTFC|WINTRUST FINL CORP|WEED|Weeden & Co.L.P.|2288
WTFC|WINTRUST FINL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|845
WTFC|WINTRUST FINL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5688
WTFC|WINTRUST FINL CORP|WGIF|CIBC World Markets Inc.|5577
WTFC|WINTRUST FINL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|276
WTFC|WINTRUST FINL CORP|WSEA|WOLVERINE SECURITIES, LLC|269
WTFC|WINTRUST FINL CORP|XIST|INSTINET, LLC|78974
WTFC|WINTRUST FINL CORP|XPQR|Jump Trading|647
WTFC|WINTRUST FINL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|3582
WTFC|WINTRUST FINL CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|1131
WTFC|WINTRUST FINL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|542
WTFCM|WINTRUST FIN PREF D|BARD|Robert W. Baird & Co. Incorporated|110
WTFCM|WINTRUST FIN PREF D|BBNT|BB&T SECURITIES, LLC|515
WTFCM|WINTRUST FIN PREF D|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1142
WTFCM|WINTRUST FIN PREF D|CANT|Cantor Fitzgerald & Co.|76
WTFCM|WINTRUST FIN PREF D|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|213
WTFCM|WINTRUST FIN PREF D|CROS|CREDIT SUISSE SECURITIES (USA) LLC|85
WTFCM|WINTRUST FIN PREF D|DBAX|Deutsche Bank Securities Inc.|200
WTFCM|WINTRUST FIN PREF D|DEAN|MORGAN STANLEY|1173
WTFCM|WINTRUST FIN PREF D|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|92
WTFCM|WINTRUST FIN PREF D|EBXL|EBX LLC|300
WTFCM|WINTRUST FIN PREF D|EDJO|Edward D. Jones & Co., L.P.|37
WTFCM|WINTRUST FIN PREF D|ETRS|E*Trade Securities LLC|210
WTFCM|WINTRUST FIN PREF D|FBCO|Credit Suisse Securities (USA) LLC|722
WTFCM|WINTRUST FIN PREF D|FOMA|TD AMERITRADE CLEARING, INC.|52
WTFCM|WINTRUST FIN PREF D|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|406
WTFCM|WINTRUST FIN PREF D|GSCO|GOLDMAN SACHS & CO. LLC|1246
WTFCM|WINTRUST FIN PREF D|GSCS|GOLDMAN SACHS & CO. LLC|100
WTFCM|WINTRUST FIN PREF D|GSLT|GOLDMAN SACHS & CO. LLC|23
WTFCM|WINTRUST FIN PREF D|GTSZ|GTS SECURITIES LLC|100
WTFCM|WINTRUST FIN PREF D|HRBF|American Enterprise Investment Services Inc.|98
WTFCM|WINTRUST FIN PREF D|IBKR|Interactive Brokers Llc|8772
WTFCM|WINTRUST FIN PREF D|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|110
WTFCM|WINTRUST FIN PREF D|INCA|INSTINET, LLC|1546
WTFCM|WINTRUST FIN PREF D|JSEB|JANE STREET EXECUTION SERVICES, LLC|272
WTFCM|WINTRUST FIN PREF D|KCGM|VIRTU Americas LLC|100
WTFCM|WINTRUST FIN PREF D|LIME|Lime Brokerage LLC|2156
WTFCM|WINTRUST FIN PREF D|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1607
WTFCM|WINTRUST FIN PREF D|MSCO|MORGAN STANLEY & CO. LLC|17539
WTFCM|WINTRUST FIN PREF D|NFSC|National Financial Services LLC|22800
WTFCM|WINTRUST FIN PREF D|NITE|VIRTU Americas LLC|15671
WTFCM|WINTRUST FIN PREF D|OPCO|Oppenheimer & Co. Inc.|2218
WTFCM|WINTRUST FIN PREF D|PDQM|CODA MARKETS, INC.|304
WTFCM|WINTRUST FIN PREF D|PWJC|UBS Financial Services, Inc.|166
WTFCM|WINTRUST FIN PREF D|RAJA|Raymond James & Associates, Inc.|154
WTFCM|WINTRUST FIN PREF D|RBCM|RBC CAPITAL MARKETS, LLC|393
WTFCM|WINTRUST FIN PREF D|SALI|INTL FCSTONE FINANCIAL INC.|146
WTFCM|WINTRUST FIN PREF D|SGMT|GOLDMAN SACHS & CO. LLC|900
WTFCM|WINTRUST FIN PREF D|SPDR|SPEEDROUTE LLC|100
WTFCM|WINTRUST FIN PREF D|STFL|Stifel, Nicolaus & Company, Incorporated|4054
WTFCM|WINTRUST FIN PREF D|SWIM|TD Ameritrade, Inc.|1282
WTFCM|WINTRUST FIN PREF D|SWST|Hilltop Securities Inc.|1087
WTFCM|WINTRUST FIN PREF D|UBSA|UBS SECURITIES LLC|541
WTFCM|WINTRUST FIN PREF D|UBSS|UBS Securities LLC|14906
WTFCM|WINTRUST FIN PREF D|VGRD|Vanguard Marketing Corporation|444
WTFCM|WINTRUST FIN PREF D|WCHV|WELLS FARGO SECURITIES, LLC|7337
WTFCM|WINTRUST FIN PREF D|WEXX|WOLVERINE EXECUTION SERVICES, LLC|126
WTFCM|WINTRUST FIN PREF D|YLPL|Linsco/Private Ledger Financial Services, Incorporated|208
WTI|W&T OFFSHORE, INC.|ABLE|NATIXIS Securities Americas LLC|115387
WTI|W&T OFFSHORE, INC.|ALTX|Alternet Securities Inc.|18468
WTI|W&T OFFSHORE, INC.|APCC|Apex Clearing Corporation|147007
WTI|W&T OFFSHORE, INC.|BARD|Robert W. Baird & Co. Incorporated|53
WTI|W&T OFFSHORE, INC.|BATM|CBOE TRADING, INC.|12573
WTI|W&T OFFSHORE, INC.|BAYC|BAY CREST PARTNERS, LLC|1358
WTI|W&T OFFSHORE, INC.|BAYT|BTIG, LLC|30646
WTI|W&T OFFSHORE, INC.|BBNT|BB&T SECURITIES, LLC|2536
WTI|W&T OFFSHORE, INC.|BERN|Sanford C. Bernstein & Co., LLC|27042
WTI|W&T OFFSHORE, INC.|BIDS|BIDS TRADING L.P.|7100
WTI|W&T OFFSHORE, INC.|BIMI|Banca IMI Securities Corp.|1900
WTI|W&T OFFSHORE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49860
WTI|W&T OFFSHORE, INC.|BLKX|INSTINET, LLC|102600
WTI|W&T OFFSHORE, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|593484
WTI|W&T OFFSHORE, INC.|BTIG|BTIG, LLC|244
WTI|W&T OFFSHORE, INC.|BYXM|CBOE TRADING, INC.|359
WTI|W&T OFFSHORE, INC.|BZYD|GOLDMAN SACHS & CO. LLC|4200
WTI|W&T OFFSHORE, INC.|CANT|Cantor Fitzgerald & Co.|56600
WTI|W&T OFFSHORE, INC.|CHAS|Charles Schwab & Co., Inc.|14704
WTI|W&T OFFSHORE, INC.|CLSA|CLSA AMERICAS, LLC|400
WTI|W&T OFFSHORE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|253962
WTI|W&T OFFSHORE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
WTI|W&T OFFSHORE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5565
WTI|W&T OFFSHORE, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|1
WTI|W&T OFFSHORE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|871008
WTI|W&T OFFSHORE, INC.|CTDL|Citadel Derivatives Group Llc|118136
WTI|W&T OFFSHORE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|144810
WTI|W&T OFFSHORE, INC.|DBAB|Deutsche Bank Securities Inc.|428960
WTI|W&T OFFSHORE, INC.|DBAX|Deutsche Bank Securities Inc.|494900
WTI|W&T OFFSHORE, INC.|DBUL|Deutsche Bank Securities Inc.|500
WTI|W&T OFFSHORE, INC.|DEAN|MORGAN STANLEY|3946
WTI|W&T OFFSHORE, INC.|DEGS|RONIN PROFESSIONAL LLC|33247
WTI|W&T OFFSHORE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1500
WTI|W&T OFFSHORE, INC.|EBXL|EBX LLC|331100
WTI|W&T OFFSHORE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|7750
WTI|W&T OFFSHORE, INC.|EDJO|Edward D. Jones & Co., L.P.|28998
WTI|W&T OFFSHORE, INC.|EGAM|CBOE TRADING, INC.|22233
WTI|W&T OFFSHORE, INC.|EGAW|CBOE TRADING, INC.|1109
WTI|W&T OFFSHORE, INC.|EGXM|CBOE TRADING, INC.|21343
WTI|W&T OFFSHORE, INC.|EGXW|CBOE TRADING, INC.|13
WTI|W&T OFFSHORE, INC.|ETBE|Electronic Transaction Clearing, Inc.|21739
WTI|W&T OFFSHORE, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|15475
WTI|W&T OFFSHORE, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|75
WTI|W&T OFFSHORE, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
WTI|W&T OFFSHORE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6875
WTI|W&T OFFSHORE, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3902
WTI|W&T OFFSHORE, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|10406
WTI|W&T OFFSHORE, INC.|ETRS|E*Trade Securities LLC|3458475
WTI|W&T OFFSHORE, INC.|FBRC|B. RILEY FBR, INC.|75572
WTI|W&T OFFSHORE, INC.|FBSB|U.S. Bancorp Investments, Inc.|2000
WTI|W&T OFFSHORE, INC.|FFSI|Firstrade Securities Inc.|100
WTI|W&T OFFSHORE, INC.|FILL|Tradestation Securities, Inc.|55946
WTI|W&T OFFSHORE, INC.|FMAF|NBCN Inc./ CDS|10222
WTI|W&T OFFSHORE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5059
WTI|W&T OFFSHORE, INC.|FQLS|Quantlab Securities LP|420081
WTI|W&T OFFSHORE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75545
WTI|W&T OFFSHORE, INC.|FTBR|Foliofn Investments, Inc.|28747
WTI|W&T OFFSHORE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|13800
WTI|W&T OFFSHORE, INC.|GLIS|TD Securities Inc|16441
WTI|W&T OFFSHORE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|36869
WTI|W&T OFFSHORE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1554542
WTI|W&T OFFSHORE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|22311
WTI|W&T OFFSHORE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|17292
WTI|W&T OFFSHORE, INC.|GTSZ|GTS SECURITIES LLC|100581
WTI|W&T OFFSHORE, INC.|HRBF|American Enterprise Investment Services Inc.|28623
WTI|W&T OFFSHORE, INC.|HSBC|HSBC Securities, Inc.|1576
WTI|W&T OFFSHORE, INC.|IATS|INTERACTIVE BROKERS LLC|114828
WTI|W&T OFFSHORE, INC.|IBKR|Interactive Brokers Llc|179553
WTI|W&T OFFSHORE, INC.|ICBX|INSTINET, LLC|253176
WTI|W&T OFFSHORE, INC.|IEQY|CITADEL SECURITIES LLC|142133
WTI|W&T OFFSHORE, INC.|INCA|INSTINET, LLC|309640
WTI|W&T OFFSHORE, INC.|INJX|INSTINET, LLC|37929
WTI|W&T OFFSHORE, INC.|ITGI|ITG Inc.|168280
WTI|W&T OFFSHORE, INC.|ITGP|ITG INC.|527800
WTI|W&T OFFSHORE, INC.|JEFF|JEFFERIES LLC|298683
WTI|W&T OFFSHORE, INC.|JMPT|JUMP TRADING, LLC|73663
WTI|W&T OFFSHORE, INC.|JONE|JonesTrading|200
WTI|W&T OFFSHORE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|126850
WTI|W&T OFFSHORE, INC.|JPMX|J.P. Morgan Securities LLC|632159
WTI|W&T OFFSHORE, INC.|JRCO|Johnson Rice & Company L.L.C.|500
WTI|W&T OFFSHORE, INC.|JSJX|JANE STREET CAPITAL LLC|199636
WTI|W&T OFFSHORE, INC.|KCGM|VIRTU Americas LLC|163050
WTI|W&T OFFSHORE, INC.|KRSH|Kershner Securities, LLC|14183
WTI|W&T OFFSHORE, INC.|LEHM|Barclays Capital Inc./Le|1725400
WTI|W&T OFFSHORE, INC.|LIME|Lime Brokerage LLC|46718
WTI|W&T OFFSHORE, INC.|LOOP|Loop Capital Markets LLC|300
WTI|W&T OFFSHORE, INC.|LQNA|LIQUIDNET, INC.|132500
WTI|W&T OFFSHORE, INC.|LSCI|Lek Securities Corporation|10742
WTI|W&T OFFSHORE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2965
WTI|W&T OFFSHORE, INC.|MAXM|Maxim Group LLC|14400
WTI|W&T OFFSHORE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|657285
WTI|W&T OFFSHORE, INC.|MNDX|TJM Investments, LLC|4350
WTI|W&T OFFSHORE, INC.|MOTF|MOTIF INVESTING, INC.|10
WTI|W&T OFFSHORE, INC.|MSCO|MORGAN STANLEY & CO. LLC|2770048
WTI|W&T OFFSHORE, INC.|MSPL|MORGAN STANLEY & CO. LLC|884100
WTI|W&T OFFSHORE, INC.|MSTX|MORGAN STANLEY & CO. LLC|461200
WTI|W&T OFFSHORE, INC.|NATL|National Securities Corporation|3000
WTI|W&T OFFSHORE, INC.|NFSC|National Financial Services LLC|2195703
WTI|W&T OFFSHORE, INC.|NITE|VIRTU Americas LLC|5323142
WTI|W&T OFFSHORE, INC.|NITP|VIRTU Americas LLC|6727
WTI|W&T OFFSHORE, INC.|NQRB|Brut, LLC|14797
WTI|W&T OFFSHORE, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|7670
WTI|W&T OFFSHORE, INC.|NTRC|Northern Trust Securities, Inc.|17
WTI|W&T OFFSHORE, INC.|OPCO|Oppenheimer & Co. Inc.|608
WTI|W&T OFFSHORE, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5899
WTI|W&T OFFSHORE, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|4800
WTI|W&T OFFSHORE, INC.|PCPT|PHILLIP CAPITAL INC.|200
WTI|W&T OFFSHORE, INC.|PDQM|CODA MARKETS, INC.|61422
WTI|W&T OFFSHORE, INC.|PHLY|NASDAQ Execution Services, LLC|6800
WTI|W&T OFFSHORE, INC.|PWJC|UBS Financial Services, Inc.|1500
WTI|W&T OFFSHORE, INC.|QMSR|QUATTRO M SECURITIES INC.|1628
WTI|W&T OFFSHORE, INC.|RBCM|RBC CAPITAL MARKETS, LLC|30780
WTI|W&T OFFSHORE, INC.|RGLD|Regal Securities, Inc|1400
WTI|W&T OFFSHORE, INC.|SAGL|SAGETRADER, LLC|21528
WTI|W&T OFFSHORE, INC.|SBRX|MURIEL SIEBERT & CO INC|100
WTI|W&T OFFSHORE, INC.|SBSH|Citigroup Global Markets Inc.|182880
WTI|W&T OFFSHORE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|309874
WTI|W&T OFFSHORE, INC.|SOCO|Capital One Southcoast, Inc|800
WTI|W&T OFFSHORE, INC.|SOGO|Wang Investment Associates, Inc.|1859
WTI|W&T OFFSHORE, INC.|SPDR|SPEEDROUTE LLC|16621
WTI|W&T OFFSHORE, INC.|SPGS|Sea Port Group Securities, LLC|52300
WTI|W&T OFFSHORE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|18925
WTI|W&T OFFSHORE, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15658
WTI|W&T OFFSHORE, INC.|SWIM|TD Ameritrade, Inc.|3180650
WTI|W&T OFFSHORE, INC.|SWST|Hilltop Securities Inc.|14246
WTI|W&T OFFSHORE, INC.|TDCO|Thompson Davis & Co., Inc.|6000
WTI|W&T OFFSHORE, INC.|TDFS|TRADERFIELD SECURITIES INC.|4700
WTI|W&T OFFSHORE, INC.|TKNG|ALLY INVEST SECURITIES LLC|72923
WTI|W&T OFFSHORE, INC.|TRBT|Tradebot Systems, Inc.|326871
WTI|W&T OFFSHORE, INC.|TRCM|TRC MARKETS LLC|690441
WTI|W&T OFFSHORE, INC.|TWTT|TASTYWORKS, INC.|7431
WTI|W&T OFFSHORE, INC.|UBSA|UBS SECURITIES LLC|1418357
WTI|W&T OFFSHORE, INC.|UBSS|UBS Securities LLC|1524918
WTI|W&T OFFSHORE, INC.|VALX|VIRTU AMERICAS LLC|148863
WTI|W&T OFFSHORE, INC.|VGRD|Vanguard Marketing Corporation|242584
WTI|W&T OFFSHORE, INC.|VSIN|Vision Financial Markets Llc|102
WTI|W&T OFFSHORE, INC.|WABR|Wall Street Access|4600
WTI|W&T OFFSHORE, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1263
WTI|W&T OFFSHORE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|347292
WTI|W&T OFFSHORE, INC.|WEDB|WEDBUSH SECURITIES INC.|16415
WTI|W&T OFFSHORE, INC.|WEED|Weeden & Co.L.P.|56218
WTI|W&T OFFSHORE, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|112824
WTI|W&T OFFSHORE, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|37595
WTI|W&T OFFSHORE, INC.|WGIF|CIBC World Markets Inc.|16396
WTI|W&T OFFSHORE, INC.|WSAG|WALL STREET ACCESS|11119
WTI|W&T OFFSHORE, INC.|WSEA|WOLVERINE SECURITIES, LLC|171910
WTI|W&T OFFSHORE, INC.|XIST|INSTINET, LLC|148400
WTI|W&T OFFSHORE, INC.|XPQR|Jump Trading|73
WTI|W&T OFFSHORE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|143114
WTI|W&T OFFSHORE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|490
WTI|W&T OFFSHORE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13080
WTID|UBS ETRACS - PROSHAR|APCC|Apex Clearing Corporation|1028
WTID|UBS ETRACS - PROSHAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|110
WTID|UBS ETRACS - PROSHAR|ECUT|CONVERGEX EXECUTION SOLUTIONS|506
WTID|UBS ETRACS - PROSHAR|ETRS|E*Trade Securities LLC|10701
WTID|UBS ETRACS - PROSHAR|FILL|Tradestation Securities, Inc.|600
WTID|UBS ETRACS - PROSHAR|GEBB|GLOBAL EXECUTION BROKERS, LP|100
WTID|UBS ETRACS - PROSHAR|GSLT|GOLDMAN SACHS & CO. LLC|100
WTID|UBS ETRACS - PROSHAR|HRBF|American Enterprise Investment Services Inc.|175
WTID|UBS ETRACS - PROSHAR|IATS|INTERACTIVE BROKERS LLC|1100
WTID|UBS ETRACS - PROSHAR|IBKR|Interactive Brokers Llc|3400
WTID|UBS ETRACS - PROSHAR|INCA|INSTINET, LLC|1
WTID|UBS ETRACS - PROSHAR|JSJX|JANE STREET CAPITAL LLC|78782
WTID|UBS ETRACS - PROSHAR|KCGM|VIRTU Americas LLC|100
WTID|UBS ETRACS - PROSHAR|LEHM|Barclays Capital Inc./Le|200
WTID|UBS ETRACS - PROSHAR|LIME|Lime Brokerage LLC|2226
WTID|UBS ETRACS - PROSHAR|LSCI|Lek Securities Corporation|430
WTID|UBS ETRACS - PROSHAR|MSCO|MORGAN STANLEY & CO. LLC|555
WTID|UBS ETRACS - PROSHAR|NFSC|National Financial Services LLC|79353
WTID|UBS ETRACS - PROSHAR|NITE|VIRTU Americas LLC|73194
WTID|UBS ETRACS - PROSHAR|NQRB|Brut, LLC|8400
WTID|UBS ETRACS - PROSHAR|SGMT|GOLDMAN SACHS & CO. LLC|100
WTID|UBS ETRACS - PROSHAR|SWIM|TD Ameritrade, Inc.|9891
WTID|UBS ETRACS - PROSHAR|UBSA|UBS SECURITIES LLC|900
WTID|UBS ETRACS - PROSHAR|UBSS|UBS Securities LLC|2400
WTID|UBS ETRACS - PROSHAR|VGRD|Vanguard Marketing Corporation|2860
WTID|UBS ETRACS - PROSHAR|WSEA|WOLVERINE SECURITIES, LLC|382
WTIU|UBS ETRACS - PROSHAR|APCC|Apex Clearing Corporation|450
WTIU|UBS ETRACS - PROSHAR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2563
WTIU|UBS ETRACS - PROSHAR|DBAX|Deutsche Bank Securities Inc.|200
WTIU|UBS ETRACS - PROSHAR|EBXL|EBX LLC|200
WTIU|UBS ETRACS - PROSHAR|ECUT|CONVERGEX EXECUTION SOLUTIONS|50
WTIU|UBS ETRACS - PROSHAR|ETRS|E*Trade Securities LLC|9423
WTIU|UBS ETRACS - PROSHAR|GSCO|GOLDMAN SACHS & CO. LLC|100
WTIU|UBS ETRACS - PROSHAR|IATS|INTERACTIVE BROKERS LLC|135
WTIU|UBS ETRACS - PROSHAR|IBKR|Interactive Brokers Llc|663
WTIU|UBS ETRACS - PROSHAR|ICBX|INSTINET, LLC|100
WTIU|UBS ETRACS - PROSHAR|INCA|INSTINET, LLC|11
WTIU|UBS ETRACS - PROSHAR|JPMX|J.P. Morgan Securities LLC|400
WTIU|UBS ETRACS - PROSHAR|JSJX|JANE STREET CAPITAL LLC|22983
WTIU|UBS ETRACS - PROSHAR|KCGM|VIRTU Americas LLC|1115
WTIU|UBS ETRACS - PROSHAR|LEHM|Barclays Capital Inc./Le|1000
WTIU|UBS ETRACS - PROSHAR|LIME|Lime Brokerage LLC|5205
WTIU|UBS ETRACS - PROSHAR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
WTIU|UBS ETRACS - PROSHAR|MOTF|MOTIF INVESTING, INC.|4
WTIU|UBS ETRACS - PROSHAR|MSCO|MORGAN STANLEY & CO. LLC|4179
WTIU|UBS ETRACS - PROSHAR|MSPL|MORGAN STANLEY & CO. LLC|300
WTIU|UBS ETRACS - PROSHAR|NFSC|National Financial Services LLC|33904
WTIU|UBS ETRACS - PROSHAR|NITE|VIRTU Americas LLC|45721
WTIU|UBS ETRACS - PROSHAR|NTBF|BMO Nesbitt Burns Inc./CDS|50
WTIU|UBS ETRACS - PROSHAR|SGMT|GOLDMAN SACHS & CO. LLC|429
WTIU|UBS ETRACS - PROSHAR|SWIM|TD Ameritrade, Inc.|3620
WTIU|UBS ETRACS - PROSHAR|TKNG|ALLY INVEST SECURITIES LLC|1135
WTIU|UBS ETRACS - PROSHAR|UBSA|UBS SECURITIES LLC|5138
WTIU|UBS ETRACS - PROSHAR|UBSS|UBS Securities LLC|5141
WTIU|UBS ETRACS - PROSHAR|VGRD|Vanguard Marketing Corporation|1306
WTIU|UBS ETRACS - PROSHAR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|294
WTIU|UBS ETRACS - PROSHAR|WSEA|WOLVERINE SECURITIES, LLC|621
WTM|WHITE MTN INS LTD|ALTX|Alternet Securities Inc.|3013
WTM|WHITE MTN INS LTD|ANOS|ABEL/NOSER, L.L.C.|562
WTM|WHITE MTN INS LTD|APCC|Apex Clearing Corporation|18
WTM|WHITE MTN INS LTD|BARD|Robert W. Baird & Co. Incorporated|149
WTM|WHITE MTN INS LTD|BATM|CBOE TRADING, INC.|230
WTM|WHITE MTN INS LTD|BBNT|BB&T SECURITIES, LLC|24
WTM|WHITE MTN INS LTD|BERN|Sanford C. Bernstein & Co., LLC|12
WTM|WHITE MTN INS LTD|BKCM|BNY Mellon Capital Markets LLC|28
WTM|WHITE MTN INS LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79
WTM|WHITE MTN INS LTD|BNPX|BNP PARIBAS SECURITIES CORP.|194
WTM|WHITE MTN INS LTD|BTIG|BTIG, LLC|336
WTM|WHITE MTN INS LTD|BYXM|CBOE TRADING, INC.|5
WTM|WHITE MTN INS LTD|CANT|Cantor Fitzgerald & Co.|3
WTM|WHITE MTN INS LTD|CHAS|Charles Schwab & Co., Inc.|4
WTM|WHITE MTN INS LTD|CIST|Capital Institutional Services, Inc.|96
WTM|WHITE MTN INS LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5348
WTM|WHITE MTN INS LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16459
WTM|WHITE MTN INS LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12949
WTM|WHITE MTN INS LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13721
WTM|WHITE MTN INS LTD|CTDL|Citadel Derivatives Group Llc|637
WTM|WHITE MTN INS LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1472
WTM|WHITE MTN INS LTD|DADA|D.A. Davidson & Co.|24
WTM|WHITE MTN INS LTD|DBAB|Deutsche Bank Securities Inc.|5848
WTM|WHITE MTN INS LTD|DBAX|Deutsche Bank Securities Inc.|12800
WTM|WHITE MTN INS LTD|DEAN|MORGAN STANLEY|357
WTM|WHITE MTN INS LTD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|949
WTM|WHITE MTN INS LTD|EBXL|EBX LLC|7700
WTM|WHITE MTN INS LTD|ECUT|CONVERGEX EXECUTION SOLUTIONS|496
WTM|WHITE MTN INS LTD|EGAM|CBOE TRADING, INC.|1825
WTM|WHITE MTN INS LTD|EGXM|CBOE TRADING, INC.|6
WTM|WHITE MTN INS LTD|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
WTM|WHITE MTN INS LTD|ETRS|E*Trade Securities LLC|573
WTM|WHITE MTN INS LTD|FILL|Tradestation Securities, Inc.|1
WTM|WHITE MTN INS LTD|FMAF|NBCN Inc./ CDS|183
WTM|WHITE MTN INS LTD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17
WTM|WHITE MTN INS LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3619
WTM|WHITE MTN INS LTD|FTBR|Foliofn Investments, Inc.|35
WTM|WHITE MTN INS LTD|GLPX|ACS EXECUTION SERVICES, LLC|40754
WTM|WHITE MTN INS LTD|GSCO|GOLDMAN SACHS & CO. LLC|11204
WTM|WHITE MTN INS LTD|GSLT|GOLDMAN SACHS & CO. LLC|484
WTM|WHITE MTN INS LTD|GTSZ|GTS SECURITIES LLC|7117
WTM|WHITE MTN INS LTD|HRBF|American Enterprise Investment Services Inc.|80
WTM|WHITE MTN INS LTD|IATS|INTERACTIVE BROKERS LLC|12
WTM|WHITE MTN INS LTD|IBKR|Interactive Brokers Llc|66
WTM|WHITE MTN INS LTD|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|299
WTM|WHITE MTN INS LTD|ICBX|INSTINET, LLC|1800
WTM|WHITE MTN INS LTD|INCA|INSTINET, LLC|30450
WTM|WHITE MTN INS LTD|INJX|INSTINET, LLC|638
WTM|WHITE MTN INS LTD|ITGI|ITG Inc.|5531
WTM|WHITE MTN INS LTD|ITGP|ITG INC.|15200
WTM|WHITE MTN INS LTD|JEFF|JEFFERIES LLC|1003
WTM|WHITE MTN INS LTD|JPMX|J.P. Morgan Securities LLC|14100
WTM|WHITE MTN INS LTD|KCGM|VIRTU Americas LLC|4242
WTM|WHITE MTN INS LTD|LEHM|Barclays Capital Inc./Le|28316
WTM|WHITE MTN INS LTD|LIME|Lime Brokerage LLC|744
WTM|WHITE MTN INS LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6264
WTM|WHITE MTN INS LTD|MOTF|MOTIF INVESTING, INC.|3
WTM|WHITE MTN INS LTD|MSCO|MORGAN STANLEY & CO. LLC|17689
WTM|WHITE MTN INS LTD|MSPL|MORGAN STANLEY & CO. LLC|10500
WTM|WHITE MTN INS LTD|NEUB|NEUBERGER BERMAN BD LLC|10
WTM|WHITE MTN INS LTD|NFSC|National Financial Services LLC|3372
WTM|WHITE MTN INS LTD|NITE|VIRTU Americas LLC|18817
WTM|WHITE MTN INS LTD|NQRB|Brut, LLC|230
WTM|WHITE MTN INS LTD|OPCO|Oppenheimer & Co. Inc.|28
WTM|WHITE MTN INS LTD|PCPT|PHILLIP CAPITAL INC.|20
WTM|WHITE MTN INS LTD|PDQM|CODA MARKETS, INC.|61459
WTM|WHITE MTN INS LTD|RBCM|RBC CAPITAL MARKETS, LLC|36
WTM|WHITE MTN INS LTD|SALI|INTL FCSTONE FINANCIAL INC.|2
WTM|WHITE MTN INS LTD|SBSH|Citigroup Global Markets Inc.|1697
WTM|WHITE MTN INS LTD|SGMT|GOLDMAN SACHS & CO. LLC|1366
WTM|WHITE MTN INS LTD|SPDR|SPEEDROUTE LLC|11551
WTM|WHITE MTN INS LTD|STFL|Stifel, Nicolaus & Company, Incorporated|170
WTM|WHITE MTN INS LTD|SWIM|TD Ameritrade, Inc.|912
WTM|WHITE MTN INS LTD|SWST|Hilltop Securities Inc.|41
WTM|WHITE MTN INS LTD|TMBR|Timber Hill LLC|15
WTM|WHITE MTN INS LTD|TRBT|Tradebot Systems, Inc.|808
WTM|WHITE MTN INS LTD|TRCM|TRC MARKETS LLC|834
WTM|WHITE MTN INS LTD|UBSA|UBS SECURITIES LLC|26128
WTM|WHITE MTN INS LTD|UBSS|UBS Securities LLC|28352
WTM|WHITE MTN INS LTD|VALX|VIRTU AMERICAS LLC|360
WTM|WHITE MTN INS LTD|VGRD|Vanguard Marketing Corporation|543
WTM|WHITE MTN INS LTD|WBLR|WILLIAM BLAIR|19
WTM|WHITE MTN INS LTD|WCHV|WELLS FARGO SECURITIES, LLC|699
WTM|WHITE MTN INS LTD|WDNX|WEEDEN & CO.L.P.|220
WTM|WHITE MTN INS LTD|WEED|Weeden & Co.L.P.|970
WTM|WHITE MTN INS LTD|WSEA|WOLVERINE SECURITIES, LLC|21
WTM|WHITE MTN INS LTD|XIST|INSTINET, LLC|3624
WTM|WHITE MTN INS LTD|XPQR|Jump Trading|306
WTM|WHITE MTN INS LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
WTM|WHITE MTN INS LTD|YKNA|COMHAR CAPITAL MARKETS, LLC|9411
WTM|WHITE MTN INS LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6
WTMF|WISDOMTREE MANAGED|APCC|Apex Clearing Corporation|4766
WTMF|WISDOMTREE MANAGED|BARD|Robert W. Baird & Co. Incorporated|4837
WTMF|WISDOMTREE MANAGED|BATM|CBOE TRADING, INC.|62
WTMF|WISDOMTREE MANAGED|CAMC|Cambria Capital, LLC|58
WTMF|WISDOMTREE MANAGED|CANT|Cantor Fitzgerald & Co.|110232
WTMF|WISDOMTREE MANAGED|CHAS|Charles Schwab & Co., Inc.|124
WTMF|WISDOMTREE MANAGED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37050
WTMF|WISDOMTREE MANAGED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|18312
WTMF|WISDOMTREE MANAGED|CSIN|Citadel Securities Institutional LLC|43335
WTMF|WISDOMTREE MANAGED|CTDL|Citadel Derivatives Group Llc|44412
WTMF|WISDOMTREE MANAGED|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
WTMF|WISDOMTREE MANAGED|DBAX|Deutsche Bank Securities Inc.|7500
WTMF|WISDOMTREE MANAGED|DEAN|MORGAN STANLEY|12025
WTMF|WISDOMTREE MANAGED|EBXL|EBX LLC|7700
WTMF|WISDOMTREE MANAGED|ETRS|E*Trade Securities LLC|50
WTMF|WISDOMTREE MANAGED|FILL|Tradestation Securities, Inc.|362
WTMF|WISDOMTREE MANAGED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1
WTMF|WISDOMTREE MANAGED|FTBR|Foliofn Investments, Inc.|19
WTMF|WISDOMTREE MANAGED|GSLT|GOLDMAN SACHS & CO. LLC|200
WTMF|WISDOMTREE MANAGED|HRBF|American Enterprise Investment Services Inc.|521
WTMF|WISDOMTREE MANAGED|IBKR|Interactive Brokers Llc|2899
WTMF|WISDOMTREE MANAGED|ICBX|INSTINET, LLC|5600
WTMF|WISDOMTREE MANAGED|INCA|INSTINET, LLC|6502
WTMF|WISDOMTREE MANAGED|JANY|Janney Montgomery Scott Inc.|165
WTMF|WISDOMTREE MANAGED|JPMX|J.P. Morgan Securities LLC|15780
WTMF|WISDOMTREE MANAGED|JSEB|JANE STREET EXECUTION SERVICES, LLC|75939
WTMF|WISDOMTREE MANAGED|JSJX|JANE STREET CAPITAL LLC|24767
WTMF|WISDOMTREE MANAGED|KCGM|VIRTU Americas LLC|6378
WTMF|WISDOMTREE MANAGED|LEHM|Barclays Capital Inc./Le|14400
WTMF|WISDOMTREE MANAGED|LIME|Lime Brokerage LLC|1876
WTMF|WISDOMTREE MANAGED|MACC|Mid Atlantic Capital Corporation|702
WTMF|WISDOMTREE MANAGED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6000
WTMF|WISDOMTREE MANAGED|MSCO|MORGAN STANLEY & CO. LLC|155934
WTMF|WISDOMTREE MANAGED|MSPL|MORGAN STANLEY & CO. LLC|300
WTMF|WISDOMTREE MANAGED|NFSC|National Financial Services LLC|8990
WTMF|WISDOMTREE MANAGED|NITE|VIRTU Americas LLC|33238
WTMF|WISDOMTREE MANAGED|NITP|VIRTU Americas LLC|217
WTMF|WISDOMTREE MANAGED|RBCM|RBC CAPITAL MARKETS, LLC|11534
WTMF|WISDOMTREE MANAGED|SGMT|GOLDMAN SACHS & CO. LLC|6958
WTMF|WISDOMTREE MANAGED|STFL|Stifel, Nicolaus & Company, Incorporated|105
WTMF|WISDOMTREE MANAGED|SWIM|TD Ameritrade, Inc.|228
WTMF|WISDOMTREE MANAGED|UBSA|UBS SECURITIES LLC|18367
WTMF|WISDOMTREE MANAGED|UBSS|UBS Securities LLC|3224
WTMF|WISDOMTREE MANAGED|VGRD|Vanguard Marketing Corporation|173
WTMF|WISDOMTREE MANAGED|WCHV|WELLS FARGO SECURITIES, LLC|6068
WTMF|WISDOMTREE MANAGED|WSEA|WOLVERINE SECURITIES, LLC|24
WTMF|WISDOMTREE MANAGED|XSTM|NATIONAL FINANCIAL SERVICES LLC|3000
WTMF|WISDOMTREE MANAGED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5418
WTR|AQUA AMERICA INC|ALTX|Alternet Securities Inc.|2565
WTR|AQUA AMERICA INC|ANOS|ABEL/NOSER, L.L.C.|2167
WTR|AQUA AMERICA INC|APCC|Apex Clearing Corporation|351
WTR|AQUA AMERICA INC|BANK|Primevest Financial Services, Inc.|40
WTR|AQUA AMERICA INC|BARD|Robert W. Baird & Co. Incorporated|34973
WTR|AQUA AMERICA INC|BATM|CBOE TRADING, INC.|4826
WTR|AQUA AMERICA INC|BAYT|BTIG, LLC|100
WTR|AQUA AMERICA INC|BBNT|BB&T SECURITIES, LLC|1679
WTR|AQUA AMERICA INC|BERN|Sanford C. Bernstein & Co., LLC|87480
WTR|AQUA AMERICA INC|BIDS|BIDS TRADING L.P.|3600
WTR|AQUA AMERICA INC|BKCM|BNY Mellon Capital Markets LLC|35242
WTR|AQUA AMERICA INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13088
WTR|AQUA AMERICA INC|BNPX|BNP PARIBAS SECURITIES CORP.|5967
WTR|AQUA AMERICA INC|BRGE|Newbridge Securities Corp.|1100
WTR|AQUA AMERICA INC|BRVL|BLAYLOCK VAN, LLC|3200
WTR|AQUA AMERICA INC|BTIG|BTIG, LLC|806
WTR|AQUA AMERICA INC|BYXM|CBOE TRADING, INC.|301
WTR|AQUA AMERICA INC|BZYD|GOLDMAN SACHS & CO. LLC|2683
WTR|AQUA AMERICA INC|CANT|Cantor Fitzgerald & Co.|200
WTR|AQUA AMERICA INC|CHAS|Charles Schwab & Co., Inc.|83
WTR|AQUA AMERICA INC|CIST|Capital Institutional Services, Inc.|12349
WTR|AQUA AMERICA INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|107107
WTR|AQUA AMERICA INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|664
WTR|AQUA AMERICA INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|98551
WTR|AQUA AMERICA INC|CTDL|Citadel Derivatives Group Llc|5032
WTR|AQUA AMERICA INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|16202
WTR|AQUA AMERICA INC|DADA|D.A. Davidson & Co.|1110
WTR|AQUA AMERICA INC|DAVA|Davenport & Company LLC|669
WTR|AQUA AMERICA INC|DBAB|Deutsche Bank Securities Inc.|192153
WTR|AQUA AMERICA INC|DBAX|Deutsche Bank Securities Inc.|54900
WTR|AQUA AMERICA INC|DBUL|Deutsche Bank Securities Inc.|4766
WTR|AQUA AMERICA INC|DEAN|MORGAN STANLEY|13823
WTR|AQUA AMERICA INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|345
WTR|AQUA AMERICA INC|EBXL|EBX LLC|91800
WTR|AQUA AMERICA INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|7326
WTR|AQUA AMERICA INC|EDJO|Edward D. Jones & Co., L.P.|21627
WTR|AQUA AMERICA INC|EGAM|CBOE TRADING, INC.|6071
WTR|AQUA AMERICA INC|EGAW|CBOE TRADING, INC.|10
WTR|AQUA AMERICA INC|EGMT|EG MARKET TECHNOLOGIES LLC|603
WTR|AQUA AMERICA INC|EGXM|CBOE TRADING, INC.|1675
WTR|AQUA AMERICA INC|ETBE|Electronic Transaction Clearing, Inc.|3133
WTR|AQUA AMERICA INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|408
WTR|AQUA AMERICA INC|ETCC|Electronic Transaction Clearing, Inc.|400
WTR|AQUA AMERICA INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1721
WTR|AQUA AMERICA INC|ETRS|E*Trade Securities LLC|24254
WTR|AQUA AMERICA INC|FBSB|U.S. Bancorp Investments, Inc.|64
WTR|AQUA AMERICA INC|FILL|Tradestation Securities, Inc.|145
WTR|AQUA AMERICA INC|FINX|FINTECH SECURITIES|300
WTR|AQUA AMERICA INC|FMAF|NBCN Inc./ CDS|773
WTR|AQUA AMERICA INC|FMCO|First Manhattan Co|59
WTR|AQUA AMERICA INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10886
WTR|AQUA AMERICA INC|FQLS|Quantlab Securities LP|122767
WTR|AQUA AMERICA INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|114920
WTR|AQUA AMERICA INC|FTBR|Foliofn Investments, Inc.|3766
WTR|AQUA AMERICA INC|GEBB|GLOBAL EXECUTION BROKERS, LP|1634
WTR|AQUA AMERICA INC|GLPX|ACS EXECUTION SERVICES, LLC|14129
WTR|AQUA AMERICA INC|GSCO|GOLDMAN SACHS & CO. LLC|566464
WTR|AQUA AMERICA INC|GSLT|GOLDMAN SACHS & CO. LLC|3382
WTR|AQUA AMERICA INC|GTSZ|GTS SECURITIES LLC|24603
WTR|AQUA AMERICA INC|GUGS|Guggenheim Securities, LLC|3268
WTR|AQUA AMERICA INC|HRBF|American Enterprise Investment Services Inc.|8882
WTR|AQUA AMERICA INC|HSBC|HSBC Securities, Inc.|10099
WTR|AQUA AMERICA INC|IATS|INTERACTIVE BROKERS LLC|4470
WTR|AQUA AMERICA INC|IBKR|Interactive Brokers Llc|3231
WTR|AQUA AMERICA INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|387
WTR|AQUA AMERICA INC|ICBX|INSTINET, LLC|22220
WTR|AQUA AMERICA INC|IEQY|CITADEL SECURITIES LLC|26675
WTR|AQUA AMERICA INC|INCA|INSTINET, LLC|198312
WTR|AQUA AMERICA INC|INJX|INSTINET, LLC|914
WTR|AQUA AMERICA INC|ITGI|ITG Inc.|17348
WTR|AQUA AMERICA INC|ITGP|ITG INC.|25600
WTR|AQUA AMERICA INC|JANY|Janney Montgomery Scott Inc.|12435
WTR|AQUA AMERICA INC|JEFF|JEFFERIES LLC|49496
WTR|AQUA AMERICA INC|JMPT|JUMP TRADING, LLC|24312
WTR|AQUA AMERICA INC|JPBX|J.P. MORGAN SECURITIES LLC|28924
WTR|AQUA AMERICA INC|JPMX|J.P. Morgan Securities LLC|135887
WTR|AQUA AMERICA INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|58410
WTR|AQUA AMERICA INC|JSJX|JANE STREET CAPITAL LLC|2300
WTR|AQUA AMERICA INC|KCGM|VIRTU Americas LLC|25073
WTR|AQUA AMERICA INC|LEHM|Barclays Capital Inc./Le|277271
WTR|AQUA AMERICA INC|LIME|Lime Brokerage LLC|22306
WTR|AQUA AMERICA INC|LOOP|Loop Capital Markets LLC|4296
WTR|AQUA AMERICA INC|LQNA|LIQUIDNET, INC.|52700
WTR|AQUA AMERICA INC|LSCI|Lek Securities Corporation|82
WTR|AQUA AMERICA INC|MACC|Mid Atlantic Capital Corporation|1000
WTR|AQUA AMERICA INC|MBTS|ALLY INVEST SECURITIES LLC|238
WTR|AQUA AMERICA INC|MCMF|Raymond James Ltd. Cds|135
WTR|AQUA AMERICA INC|MKMP|MKM Partners LLC|600
WTR|AQUA AMERICA INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50448
WTR|AQUA AMERICA INC|MOTF|MOTIF INVESTING, INC.|36
WTR|AQUA AMERICA INC|MSCO|MORGAN STANLEY & CO. LLC|695383
WTR|AQUA AMERICA INC|MSPL|MORGAN STANLEY & CO. LLC|164800
WTR|AQUA AMERICA INC|MSTX|MORGAN STANLEY & CO. LLC|119100
WTR|AQUA AMERICA INC|NEUB|NEUBERGER BERMAN BD LLC|500
WTR|AQUA AMERICA INC|NFSC|National Financial Services LLC|98040
WTR|AQUA AMERICA INC|NITE|VIRTU Americas LLC|248735
WTR|AQUA AMERICA INC|NITP|VIRTU Americas LLC|1145
WTR|AQUA AMERICA INC|NQRB|Brut, LLC|6606
WTR|AQUA AMERICA INC|NTBF|BMO Nesbitt Burns Inc./CDS|243
WTR|AQUA AMERICA INC|NTRC|Northern Trust Securities, Inc.|244
WTR|AQUA AMERICA INC|OPCO|Oppenheimer & Co. Inc.|1026
WTR|AQUA AMERICA INC|PDQM|CODA MARKETS, INC.|5947
WTR|AQUA AMERICA INC|PWJC|UBS Financial Services, Inc.|8687
WTR|AQUA AMERICA INC|RBCM|RBC CAPITAL MARKETS, LLC|16349
WTR|AQUA AMERICA INC|SAGL|SAGETRADER, LLC|1201
WTR|AQUA AMERICA INC|SAGW|SAGETRADER, LLC|33
WTR|AQUA AMERICA INC|SALI|INTL FCSTONE FINANCIAL INC.|3194
WTR|AQUA AMERICA INC|SBSH|Citigroup Global Markets Inc.|82971
WTR|AQUA AMERICA INC|SEIC|SEI Investments Distribution Co.|961
WTR|AQUA AMERICA INC|SGMT|GOLDMAN SACHS & CO. LLC|72977
WTR|AQUA AMERICA INC|SPDR|SPEEDROUTE LLC|6100
WTR|AQUA AMERICA INC|SPHN|Stephens Inc.|24
WTR|AQUA AMERICA INC|STFL|Stifel, Nicolaus & Company, Incorporated|71017
WTR|AQUA AMERICA INC|STKP|STOCKPILE INVESTMENTS, INC.|8
WTR|AQUA AMERICA INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5863
WTR|AQUA AMERICA INC|SWIM|TD Ameritrade, Inc.|16615
WTR|AQUA AMERICA INC|SWST|Hilltop Securities Inc.|1400
WTR|AQUA AMERICA INC|TKNG|ALLY INVEST SECURITIES LLC|4351
WTR|AQUA AMERICA INC|TRBT|Tradebot Systems, Inc.|118917
WTR|AQUA AMERICA INC|TRCM|TRC MARKETS LLC|36726
WTR|AQUA AMERICA INC|UBSA|UBS SECURITIES LLC|230190
WTR|AQUA AMERICA INC|UBSS|UBS Securities LLC|346469
WTR|AQUA AMERICA INC|VALX|VIRTU AMERICAS LLC|4664
WTR|AQUA AMERICA INC|VGRD|Vanguard Marketing Corporation|31243
WTR|AQUA AMERICA INC|WBPX|SUMMIT SECURITIES GROUP, LLC|3678
WTR|AQUA AMERICA INC|WCHV|WELLS FARGO SECURITIES, LLC|100317
WTR|AQUA AMERICA INC|WDNX|WEEDEN & CO.L.P.|1260
WTR|AQUA AMERICA INC|WEDB|WEDBUSH SECURITIES INC.|449
WTR|AQUA AMERICA INC|WEED|Weeden & Co.L.P.|500
WTR|AQUA AMERICA INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1890
WTR|AQUA AMERICA INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2283
WTR|AQUA AMERICA INC|WGIF|CIBC World Markets Inc.|1070
WTR|AQUA AMERICA INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|793
WTR|AQUA AMERICA INC|WSEA|WOLVERINE SECURITIES, LLC|2767
WTR|AQUA AMERICA INC|XIST|INSTINET, LLC|13400
WTR|AQUA AMERICA INC|XPQR|Jump Trading|1400
WTR|AQUA AMERICA INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|12942
WTR|AQUA AMERICA INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1169
WTR|AQUA AMERICA INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16913
WTS|WATTS WATER TECH A|ALTX|Alternet Securities Inc.|3038
WTS|WATTS WATER TECH A|APCC|Apex Clearing Corporation|193
WTS|WATTS WATER TECH A|BANK|Primevest Financial Services, Inc.|1
WTS|WATTS WATER TECH A|BARD|Robert W. Baird & Co. Incorporated|1000
WTS|WATTS WATER TECH A|BATM|CBOE TRADING, INC.|2698
WTS|WATTS WATER TECH A|BBNT|BB&T SECURITIES, LLC|12
WTS|WATTS WATER TECH A|BERN|Sanford C. Bernstein & Co., LLC|3679
WTS|WATTS WATER TECH A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|88
WTS|WATTS WATER TECH A|BLKX|INSTINET, LLC|15700
WTS|WATTS WATER TECH A|BNPX|BNP PARIBAS SECURITIES CORP.|5333
WTS|WATTS WATER TECH A|BRVL|BLAYLOCK VAN, LLC|200
WTS|WATTS WATER TECH A|BTIG|BTIG, LLC|200
WTS|WATTS WATER TECH A|BZYD|GOLDMAN SACHS & CO. LLC|667
WTS|WATTS WATER TECH A|CIST|Capital Institutional Services, Inc.|33
WTS|WATTS WATER TECH A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10184
WTS|WATTS WATER TECH A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11575
WTS|WATTS WATER TECH A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|35715
WTS|WATTS WATER TECH A|CTDL|Citadel Derivatives Group Llc|805
WTS|WATTS WATER TECH A|CXCX|CITIGROUP GLOBAL MARKETS INC.|10312
WTS|WATTS WATER TECH A|DADA|D.A. Davidson & Co.|2
WTS|WATTS WATER TECH A|DBAB|Deutsche Bank Securities Inc.|6037
WTS|WATTS WATER TECH A|DBAX|Deutsche Bank Securities Inc.|46400
WTS|WATTS WATER TECH A|DBUL|Deutsche Bank Securities Inc.|100
WTS|WATTS WATER TECH A|DCHF|Dart Executions, LLC|200
WTS|WATTS WATER TECH A|DEAN|MORGAN STANLEY|97
WTS|WATTS WATER TECH A|EBXL|EBX LLC|22000
WTS|WATTS WATER TECH A|ECUT|CONVERGEX EXECUTION SOLUTIONS|120
WTS|WATTS WATER TECH A|EDJO|Edward D. Jones & Co., L.P.|10
WTS|WATTS WATER TECH A|EGAM|CBOE TRADING, INC.|6351
WTS|WATTS WATER TECH A|EGMT|EG MARKET TECHNOLOGIES LLC|172
WTS|WATTS WATER TECH A|EGXM|CBOE TRADING, INC.|439
WTS|WATTS WATER TECH A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6730
WTS|WATTS WATER TECH A|ETRS|E*Trade Securities LLC|3474
WTS|WATTS WATER TECH A|FBSB|U.S. Bancorp Investments, Inc.|1
WTS|WATTS WATER TECH A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
WTS|WATTS WATER TECH A|FQLS|Quantlab Securities LP|10575
WTS|WATTS WATER TECH A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13538
WTS|WATTS WATER TECH A|FTBR|Foliofn Investments, Inc.|905
WTS|WATTS WATER TECH A|GLPX|ACS EXECUTION SERVICES, LLC|7008
WTS|WATTS WATER TECH A|GSCO|GOLDMAN SACHS & CO. LLC|105395
WTS|WATTS WATER TECH A|GSCS|GOLDMAN SACHS & CO. LLC|616
WTS|WATTS WATER TECH A|GSLT|GOLDMAN SACHS & CO. LLC|983
WTS|WATTS WATER TECH A|GTSZ|GTS SECURITIES LLC|2520
WTS|WATTS WATER TECH A|HPPX|POTAMUS TRADING, LLC|633
WTS|WATTS WATER TECH A|HRBF|American Enterprise Investment Services Inc.|151
WTS|WATTS WATER TECH A|HSBC|HSBC Securities, Inc.|1047
WTS|WATTS WATER TECH A|IATS|INTERACTIVE BROKERS LLC|3015
WTS|WATTS WATER TECH A|IBKR|Interactive Brokers Llc|2258
WTS|WATTS WATER TECH A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|748
WTS|WATTS WATER TECH A|ICBX|INSTINET, LLC|5900
WTS|WATTS WATER TECH A|IEQY|CITADEL SECURITIES LLC|5323
WTS|WATTS WATER TECH A|INCA|INSTINET, LLC|13455
WTS|WATTS WATER TECH A|INJX|INSTINET, LLC|620
WTS|WATTS WATER TECH A|ITGI|ITG Inc.|43934
WTS|WATTS WATER TECH A|ITGP|ITG INC.|59000
WTS|WATTS WATER TECH A|JEFF|JEFFERIES LLC|37322
WTS|WATTS WATER TECH A|JMPT|JUMP TRADING, LLC|2280
WTS|WATTS WATER TECH A|JONE|JonesTrading|50000
WTS|WATTS WATER TECH A|JPBX|J.P. MORGAN SECURITIES LLC|4365
WTS|WATTS WATER TECH A|JPMX|J.P. Morgan Securities LLC|105147
WTS|WATTS WATER TECH A|JSEB|JANE STREET EXECUTION SERVICES, LLC|8998
WTS|WATTS WATER TECH A|JSJX|JANE STREET CAPITAL LLC|5458
WTS|WATTS WATER TECH A|KCGM|VIRTU Americas LLC|7199
WTS|WATTS WATER TECH A|KING|C. L. King & Associates, Inc.|177
WTS|WATTS WATER TECH A|LEHM|Barclays Capital Inc./Le|30120
WTS|WATTS WATER TECH A|LIME|Lime Brokerage LLC|5695
WTS|WATTS WATER TECH A|LQNA|LIQUIDNET, INC.|9700
WTS|WATTS WATER TECH A|LSCI|Lek Securities Corporation|6671
WTS|WATTS WATER TECH A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|8500
WTS|WATTS WATER TECH A|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|220
WTS|WATTS WATER TECH A|MSCO|MORGAN STANLEY & CO. LLC|72936
WTS|WATTS WATER TECH A|MSPL|MORGAN STANLEY & CO. LLC|38700
WTS|WATTS WATER TECH A|MSTX|MORGAN STANLEY & CO. LLC|4000
WTS|WATTS WATER TECH A|NFSC|National Financial Services LLC|2077
WTS|WATTS WATER TECH A|NITE|VIRTU Americas LLC|35636
WTS|WATTS WATER TECH A|NTBF|BMO Nesbitt Burns Inc./CDS|100
WTS|WATTS WATER TECH A|NTRC|Northern Trust Securities, Inc.|38
WTS|WATTS WATER TECH A|OPCO|Oppenheimer & Co. Inc.|2
WTS|WATTS WATER TECH A|PDQM|CODA MARKETS, INC.|15109
WTS|WATTS WATER TECH A|RBCM|RBC CAPITAL MARKETS, LLC|392
WTS|WATTS WATER TECH A|SAGL|SAGETRADER, LLC|2655
WTS|WATTS WATER TECH A|SALI|INTL FCSTONE FINANCIAL INC.|10
WTS|WATTS WATER TECH A|SBSH|Citigroup Global Markets Inc.|13431
WTS|WATTS WATER TECH A|SGMT|GOLDMAN SACHS & CO. LLC|16844
WTS|WATTS WATER TECH A|SOGO|Wang Investment Associates, Inc.|700
WTS|WATTS WATER TECH A|SPDR|SPEEDROUTE LLC|6358
WTS|WATTS WATER TECH A|SPTD|MINT GLOBAL MARKETS, INC.|400
WTS|WATTS WATER TECH A|STFL|Stifel, Nicolaus & Company, Incorporated|26
WTS|WATTS WATER TECH A|SWIM|TD Ameritrade, Inc.|6
WTS|WATTS WATER TECH A|TMBR|Timber Hill LLC|100
WTS|WATTS WATER TECH A|TRBT|Tradebot Systems, Inc.|100
WTS|WATTS WATER TECH A|TRCM|TRC MARKETS LLC|9543
WTS|WATTS WATER TECH A|UBSA|UBS SECURITIES LLC|77344
WTS|WATTS WATER TECH A|UBSS|UBS Securities LLC|112687
WTS|WATTS WATER TECH A|VALX|VIRTU AMERICAS LLC|3266
WTS|WATTS WATER TECH A|VGRD|Vanguard Marketing Corporation|14
WTS|WATTS WATER TECH A|WCHV|WELLS FARGO SECURITIES, LLC|931
WTS|WATTS WATER TECH A|WEED|Weeden & Co.L.P.|928
WTS|WATTS WATER TECH A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1164
WTS|WATTS WATER TECH A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|77
WTS|WATTS WATER TECH A|WSAG|WALL STREET ACCESS|271
WTS|WATTS WATER TECH A|WSEA|WOLVERINE SECURITIES, LLC|30
WTS|WATTS WATER TECH A|XIST|INSTINET, LLC|5400
WTS|WATTS WATER TECH A|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
WTS|WATTS WATER TECH A|YKNA|COMHAR CAPITAL MARKETS, LLC|1956
WTS|WATTS WATER TECH A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|91
WTT|WIRELESS TELECOM GRP|ALTX|Alternet Securities Inc.|200
WTT|WIRELESS TELECOM GRP|APCC|Apex Clearing Corporation|80
WTT|WIRELESS TELECOM GRP|BATM|CBOE TRADING, INC.|100
WTT|WIRELESS TELECOM GRP|BERN|Sanford C. Bernstein & Co., LLC|100
WTT|WIRELESS TELECOM GRP|CANT|Cantor Fitzgerald & Co.|221
WTT|WIRELESS TELECOM GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1000
WTT|WIRELESS TELECOM GRP|CTDL|Citadel Derivatives Group Llc|161
WTT|WIRELESS TELECOM GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
WTT|WIRELESS TELECOM GRP|DBAB|Deutsche Bank Securities Inc.|1100
WTT|WIRELESS TELECOM GRP|DEAN|MORGAN STANLEY|900
WTT|WIRELESS TELECOM GRP|DEGS|RONIN PROFESSIONAL LLC|60
WTT|WIRELESS TELECOM GRP|EBXL|EBX LLC|3000
WTT|WIRELESS TELECOM GRP|EDJO|Edward D. Jones & Co., L.P.|809
WTT|WIRELESS TELECOM GRP|EGXM|CBOE TRADING, INC.|35
WTT|WIRELESS TELECOM GRP|ETRS|E*Trade Securities LLC|18428
WTT|WIRELESS TELECOM GRP|FILL|Tradestation Securities, Inc.|1700
WTT|WIRELESS TELECOM GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2107
WTT|WIRELESS TELECOM GRP|FTBR|Foliofn Investments, Inc.|148
WTT|WIRELESS TELECOM GRP|GLPX|ACS EXECUTION SERVICES, LLC|9
WTT|WIRELESS TELECOM GRP|GSCO|GOLDMAN SACHS & CO. LLC|3646
WTT|WIRELESS TELECOM GRP|GSLT|GOLDMAN SACHS & CO. LLC|500
WTT|WIRELESS TELECOM GRP|IATS|INTERACTIVE BROKERS LLC|383
WTT|WIRELESS TELECOM GRP|IBKR|Interactive Brokers Llc|517
WTT|WIRELESS TELECOM GRP|ICBX|INSTINET, LLC|2000
WTT|WIRELESS TELECOM GRP|INCA|INSTINET, LLC|2065
WTT|WIRELESS TELECOM GRP|INJX|INSTINET, LLC|200
WTT|WIRELESS TELECOM GRP|ITGI|ITG Inc.|1998
WTT|WIRELESS TELECOM GRP|ITGP|ITG INC.|2000
WTT|WIRELESS TELECOM GRP|KCGM|VIRTU Americas LLC|600
WTT|WIRELESS TELECOM GRP|LEHM|Barclays Capital Inc./Le|1400
WTT|WIRELESS TELECOM GRP|LIME|Lime Brokerage LLC|875
WTT|WIRELESS TELECOM GRP|MSCO|MORGAN STANLEY & CO. LLC|21092
WTT|WIRELESS TELECOM GRP|MSPL|MORGAN STANLEY & CO. LLC|500
WTT|WIRELESS TELECOM GRP|NFSC|National Financial Services LLC|22475
WTT|WIRELESS TELECOM GRP|NITE|VIRTU Americas LLC|56415
WTT|WIRELESS TELECOM GRP|NQRB|Brut, LLC|1
WTT|WIRELESS TELECOM GRP|PDQM|CODA MARKETS, INC.|309
WTT|WIRELESS TELECOM GRP|RBCM|RBC CAPITAL MARKETS, LLC|1379
WTT|WIRELESS TELECOM GRP|SGMT|GOLDMAN SACHS & CO. LLC|3124
WTT|WIRELESS TELECOM GRP|SWIM|TD Ameritrade, Inc.|26444
WTT|WIRELESS TELECOM GRP|UBSA|UBS SECURITIES LLC|7140
WTT|WIRELESS TELECOM GRP|UBSS|UBS Securities LLC|7792
WTT|WIRELESS TELECOM GRP|WCHV|WELLS FARGO SECURITIES, LLC|30
WTT|WIRELESS TELECOM GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|136
WTT|WIRELESS TELECOM GRP|WGIF|CIBC World Markets Inc.|1000
WTT|WIRELESS TELECOM GRP|WSEA|WOLVERINE SECURITIES, LLC|149
WTT|WIRELESS TELECOM GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
WTT|WIRELESS TELECOM GRP|YKNA|COMHAR CAPITAL MARKETS, LLC|100
WTT|WIRELESS TELECOM GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|300
WTTR|SELECT ENERGY CL A|ALTX|Alternet Securities Inc.|12612
WTTR|SELECT ENERGY CL A|ANOS|ABEL/NOSER, L.L.C.|2190
WTTR|SELECT ENERGY CL A|APCC|Apex Clearing Corporation|2706
WTTR|SELECT ENERGY CL A|BARD|Robert W. Baird & Co. Incorporated|71
WTTR|SELECT ENERGY CL A|BATM|CBOE TRADING, INC.|6308
WTTR|SELECT ENERGY CL A|BAYT|BTIG, LLC|300
WTTR|SELECT ENERGY CL A|BEJJ|BENJAMIN & JEROLD BROKERAGE I, LLC|33168
WTTR|SELECT ENERGY CL A|BERN|Sanford C. Bernstein & Co., LLC|12020
WTTR|SELECT ENERGY CL A|BIDS|BIDS TRADING L.P.|700
WTTR|SELECT ENERGY CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11743
WTTR|SELECT ENERGY CL A|BLKX|INSTINET, LLC|61600
WTTR|SELECT ENERGY CL A|BNPX|BNP PARIBAS SECURITIES CORP.|7843
WTTR|SELECT ENERGY CL A|BTIG|BTIG, LLC|363162
WTTR|SELECT ENERGY CL A|BYXM|CBOE TRADING, INC.|2140
WTTR|SELECT ENERGY CL A|CHAS|Charles Schwab & Co., Inc.|800
WTTR|SELECT ENERGY CL A|CIST|Capital Institutional Services, Inc.|4085
WTTR|SELECT ENERGY CL A|CMPT|Compass Point Research & Trading, LLC|200
WTTR|SELECT ENERGY CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|184099
WTTR|SELECT ENERGY CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2194
WTTR|SELECT ENERGY CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|298947
WTTR|SELECT ENERGY CL A|CTDL|Citadel Derivatives Group Llc|37330
WTTR|SELECT ENERGY CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|15430
WTTR|SELECT ENERGY CL A|DBAB|Deutsche Bank Securities Inc.|147905
WTTR|SELECT ENERGY CL A|DBAX|Deutsche Bank Securities Inc.|206700
WTTR|SELECT ENERGY CL A|DBUL|Deutsche Bank Securities Inc.|300
WTTR|SELECT ENERGY CL A|DEAN|MORGAN STANLEY|3911
WTTR|SELECT ENERGY CL A|DEGS|RONIN PROFESSIONAL LLC|25816
WTTR|SELECT ENERGY CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|8400
WTTR|SELECT ENERGY CL A|EBXL|EBX LLC|194300
WTTR|SELECT ENERGY CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|12908
WTTR|SELECT ENERGY CL A|EGAM|CBOE TRADING, INC.|33526
WTTR|SELECT ENERGY CL A|EGAW|CBOE TRADING, INC.|100
WTTR|SELECT ENERGY CL A|EGMT|EG MARKET TECHNOLOGIES LLC|735
WTTR|SELECT ENERGY CL A|EGXM|CBOE TRADING, INC.|13648
WTTR|SELECT ENERGY CL A|EGXW|CBOE TRADING, INC.|100
WTTR|SELECT ENERGY CL A|ETBE|Electronic Transaction Clearing, Inc.|13206
WTTR|SELECT ENERGY CL A|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
WTTR|SELECT ENERGY CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|13607
WTTR|SELECT ENERGY CL A|ETRS|E*Trade Securities LLC|208884
WTTR|SELECT ENERGY CL A|FBRC|B. RILEY FBR, INC.|383621
WTTR|SELECT ENERGY CL A|FILL|Tradestation Securities, Inc.|1840
WTTR|SELECT ENERGY CL A|FMAF|NBCN Inc./ CDS|17236
WTTR|SELECT ENERGY CL A|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5602
WTTR|SELECT ENERGY CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|138521
WTTR|SELECT ENERGY CL A|FTBR|Foliofn Investments, Inc.|32107
WTTR|SELECT ENERGY CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|3465
WTTR|SELECT ENERGY CL A|GLIS|TD Securities Inc|3529
WTTR|SELECT ENERGY CL A|GLPX|ACS EXECUTION SERVICES, LLC|5621
WTTR|SELECT ENERGY CL A|GSCO|GOLDMAN SACHS & CO. LLC|546590
WTTR|SELECT ENERGY CL A|GSLT|GOLDMAN SACHS & CO. LLC|4639
WTTR|SELECT ENERGY CL A|GTSZ|GTS SECURITIES LLC|39521
WTTR|SELECT ENERGY CL A|HRBF|American Enterprise Investment Services Inc.|5372
WTTR|SELECT ENERGY CL A|HSBC|HSBC Securities, Inc.|3911
WTTR|SELECT ENERGY CL A|IATS|INTERACTIVE BROKERS LLC|19154
WTTR|SELECT ENERGY CL A|IBKR|Interactive Brokers Llc|35520
WTTR|SELECT ENERGY CL A|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1584
WTTR|SELECT ENERGY CL A|ICBX|INSTINET, LLC|49779
WTTR|SELECT ENERGY CL A|IEQY|CITADEL SECURITIES LLC|45817
WTTR|SELECT ENERGY CL A|INCA|INSTINET, LLC|237670
WTTR|SELECT ENERGY CL A|INJX|INSTINET, LLC|17511
WTTR|SELECT ENERGY CL A|ITGI|ITG Inc.|44134
WTTR|SELECT ENERGY CL A|ITGP|ITG INC.|91000
WTTR|SELECT ENERGY CL A|JANY|Janney Montgomery Scott Inc.|3000
WTTR|SELECT ENERGY CL A|JEFF|JEFFERIES LLC|32358
WTTR|SELECT ENERGY CL A|JMPT|JUMP TRADING, LLC|74990
WTTR|SELECT ENERGY CL A|JPBX|J.P. MORGAN SECURITIES LLC|30785
WTTR|SELECT ENERGY CL A|JPMX|J.P. Morgan Securities LLC|249974
WTTR|SELECT ENERGY CL A|JSJX|JANE STREET CAPITAL LLC|11042
WTTR|SELECT ENERGY CL A|KCGM|VIRTU Americas LLC|44590
WTTR|SELECT ENERGY CL A|LEHM|Barclays Capital Inc./Le|561304
WTTR|SELECT ENERGY CL A|LIME|Lime Brokerage LLC|16961
WTTR|SELECT ENERGY CL A|LOOP|Loop Capital Markets LLC|2865
WTTR|SELECT ENERGY CL A|LSCI|Lek Securities Corporation|100
WTTR|SELECT ENERGY CL A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|250
WTTR|SELECT ENERGY CL A|MACQ|Macquarie Capital (USA) Inc.|2668
WTTR|SELECT ENERGY CL A|MCBT|Moors & Cabot, Inc.|16675
WTTR|SELECT ENERGY CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|77404
WTTR|SELECT ENERGY CL A|MNDX|TJM Investments, LLC|1300
WTTR|SELECT ENERGY CL A|MOTF|MOTIF INVESTING, INC.|1
WTTR|SELECT ENERGY CL A|MSCO|MORGAN STANLEY & CO. LLC|900301
WTTR|SELECT ENERGY CL A|MSPL|MORGAN STANLEY & CO. LLC|246500
WTTR|SELECT ENERGY CL A|MSTX|MORGAN STANLEY & CO. LLC|223800
WTTR|SELECT ENERGY CL A|NATL|National Securities Corporation|11016
WTTR|SELECT ENERGY CL A|NFSC|National Financial Services LLC|572158
WTTR|SELECT ENERGY CL A|NITE|VIRTU Americas LLC|871787
WTTR|SELECT ENERGY CL A|NQRB|Brut, LLC|40467
WTTR|SELECT ENERGY CL A|OPCO|Oppenheimer & Co. Inc.|8200
WTTR|SELECT ENERGY CL A|PDQM|CODA MARKETS, INC.|22125
WTTR|SELECT ENERGY CL A|PHLY|NASDAQ Execution Services, LLC|400
WTTR|SELECT ENERGY CL A|PIPR|Piper Jaffray & Co.|233
WTTR|SELECT ENERGY CL A|PWJC|UBS Financial Services, Inc.|800
WTTR|SELECT ENERGY CL A|QMSR|QUATTRO M SECURITIES INC.|931
WTTR|SELECT ENERGY CL A|RBCM|RBC CAPITAL MARKETS, LLC|25239
WTTR|SELECT ENERGY CL A|RILY|B. RILEY FBR, INC.|96272
WTTR|SELECT ENERGY CL A|SAGL|SAGETRADER, LLC|540
WTTR|SELECT ENERGY CL A|SBSH|Citigroup Global Markets Inc.|50633
WTTR|SELECT ENERGY CL A|SEIC|SEI Investments Distribution Co.|100
WTTR|SELECT ENERGY CL A|SGMT|GOLDMAN SACHS & CO. LLC|106398
WTTR|SELECT ENERGY CL A|SPDR|SPEEDROUTE LLC|8200
WTTR|SELECT ENERGY CL A|SPGS|Sea Port Group Securities, LLC|12978
WTTR|SELECT ENERGY CL A|SPHN|Stephens Inc.|175
WTTR|SELECT ENERGY CL A|STFL|Stifel, Nicolaus & Company, Incorporated|24003
WTTR|SELECT ENERGY CL A|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4023
WTTR|SELECT ENERGY CL A|SWIM|TD Ameritrade, Inc.|172771
WTTR|SELECT ENERGY CL A|SWST|Hilltop Securities Inc.|32890
WTTR|SELECT ENERGY CL A|TKNG|ALLY INVEST SECURITIES LLC|4910
WTTR|SELECT ENERGY CL A|TRBT|Tradebot Systems, Inc.|293730
WTTR|SELECT ENERGY CL A|TRCM|TRC MARKETS LLC|78112
WTTR|SELECT ENERGY CL A|UBSA|UBS SECURITIES LLC|709311
WTTR|SELECT ENERGY CL A|UBSS|UBS Securities LLC|1099584
WTTR|SELECT ENERGY CL A|VALX|VIRTU AMERICAS LLC|12912
WTTR|SELECT ENERGY CL A|VGRD|Vanguard Marketing Corporation|73000
WTTR|SELECT ENERGY CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|1398
WTTR|SELECT ENERGY CL A|WCHV|WELLS FARGO SECURITIES, LLC|584138
WTTR|SELECT ENERGY CL A|WEDB|WEDBUSH SECURITIES INC.|5704
WTTR|SELECT ENERGY CL A|WEED|Weeden & Co.L.P.|12200
WTTR|SELECT ENERGY CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5065
WTTR|SELECT ENERGY CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30415
WTTR|SELECT ENERGY CL A|WSAG|WALL STREET ACCESS|1600
WTTR|SELECT ENERGY CL A|WSEA|WOLVERINE SECURITIES, LLC|16314
WTTR|SELECT ENERGY CL A|XIST|INSTINET, LLC|24600
WTTR|SELECT ENERGY CL A|XPQR|Jump Trading|2000
WTTR|SELECT ENERGY CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|37230
WTTR|SELECT ENERGY CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|135
WTW|WEIGHT WATCHERS INTL|ALTX|Alternet Securities Inc.|6968
WTW|WEIGHT WATCHERS INTL|APCC|Apex Clearing Corporation|7621
WTW|WEIGHT WATCHERS INTL|BANK|Primevest Financial Services, Inc.|225
WTW|WEIGHT WATCHERS INTL|BARD|Robert W. Baird & Co. Incorporated|8796
WTW|WEIGHT WATCHERS INTL|BATM|CBOE TRADING, INC.|28013
WTW|WEIGHT WATCHERS INTL|BAYC|BAY CREST PARTNERS, LLC|1058
WTW|WEIGHT WATCHERS INTL|BAYT|BTIG, LLC|300
WTW|WEIGHT WATCHERS INTL|BBNT|BB&T SECURITIES, LLC|16
WTW|WEIGHT WATCHERS INTL|BERN|Sanford C. Bernstein & Co., LLC|10597
WTW|WEIGHT WATCHERS INTL|BIAD|SAGETRADER, LLC|17
WTW|WEIGHT WATCHERS INTL|BIMI|Banca IMI Securities Corp.|976
WTW|WEIGHT WATCHERS INTL|BKCM|BNY Mellon Capital Markets LLC|250
WTW|WEIGHT WATCHERS INTL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|35208
WTW|WEIGHT WATCHERS INTL|BLKX|INSTINET, LLC|18000
WTW|WEIGHT WATCHERS INTL|BNPX|BNP PARIBAS SECURITIES CORP.|2123
WTW|WEIGHT WATCHERS INTL|BRGE|Newbridge Securities Corp.|503
WTW|WEIGHT WATCHERS INTL|BTIG|BTIG, LLC|8337
WTW|WEIGHT WATCHERS INTL|BYXM|CBOE TRADING, INC.|1768
WTW|WEIGHT WATCHERS INTL|BZYD|GOLDMAN SACHS & CO. LLC|300
WTW|WEIGHT WATCHERS INTL|CANT|Cantor Fitzgerald & Co.|53
WTW|WEIGHT WATCHERS INTL|CHAS|Charles Schwab & Co., Inc.|17963
WTW|WEIGHT WATCHERS INTL|CHLM|Craig-Hallum Capital Group LLC|21055
WTW|WEIGHT WATCHERS INTL|CICF|Canaccord Genuity Corp.|350
WTW|WEIGHT WATCHERS INTL|CIST|Capital Institutional Services, Inc.|874
WTW|WEIGHT WATCHERS INTL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|197543
WTW|WEIGHT WATCHERS INTL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6253
WTW|WEIGHT WATCHERS INTL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27910
WTW|WEIGHT WATCHERS INTL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|418025
WTW|WEIGHT WATCHERS INTL|CTDL|Citadel Derivatives Group Llc|9050
WTW|WEIGHT WATCHERS INTL|CTLR|CUTLER GROUP, LP|5528
WTW|WEIGHT WATCHERS INTL|CXCX|CITIGROUP GLOBAL MARKETS INC.|23456
WTW|WEIGHT WATCHERS INTL|DADA|D.A. Davidson & Co.|530
WTW|WEIGHT WATCHERS INTL|DBAB|Deutsche Bank Securities Inc.|205429
WTW|WEIGHT WATCHERS INTL|DBAX|Deutsche Bank Securities Inc.|285900
WTW|WEIGHT WATCHERS INTL|DBUL|Deutsche Bank Securities Inc.|953
WTW|WEIGHT WATCHERS INTL|DCHF|Dart Executions, LLC|724
WTW|WEIGHT WATCHERS INTL|DEAN|MORGAN STANLEY|13140
WTW|WEIGHT WATCHERS INTL|DEGS|RONIN PROFESSIONAL LLC|4600
WTW|WEIGHT WATCHERS INTL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5975
WTW|WEIGHT WATCHERS INTL|DRWK|DRW SECURITIES, L.L.C.|1208
WTW|WEIGHT WATCHERS INTL|EBXL|EBX LLC|215400
WTW|WEIGHT WATCHERS INTL|ECUT|CONVERGEX EXECUTION SOLUTIONS|4765
WTW|WEIGHT WATCHERS INTL|EDJC|Edward Jones / CDS|1109
WTW|WEIGHT WATCHERS INTL|EDJO|Edward D. Jones & Co., L.P.|4051
WTW|WEIGHT WATCHERS INTL|EGAM|CBOE TRADING, INC.|20137
WTW|WEIGHT WATCHERS INTL|EGAW|CBOE TRADING, INC.|142
WTW|WEIGHT WATCHERS INTL|EGMT|EG MARKET TECHNOLOGIES LLC|1701
WTW|WEIGHT WATCHERS INTL|EGXM|CBOE TRADING, INC.|12041
WTW|WEIGHT WATCHERS INTL|EGXW|CBOE TRADING, INC.|200
WTW|WEIGHT WATCHERS INTL|ETBE|Electronic Transaction Clearing, Inc.|48159
WTW|WEIGHT WATCHERS INTL|ETCB|ETC BROKERAGE SERVICES, LLC|22
WTW|WEIGHT WATCHERS INTL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|89386
WTW|WEIGHT WATCHERS INTL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|118
WTW|WEIGHT WATCHERS INTL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1349
WTW|WEIGHT WATCHERS INTL|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|43
WTW|WEIGHT WATCHERS INTL|ETRS|E*Trade Securities LLC|841588
WTW|WEIGHT WATCHERS INTL|FBSB|U.S. Bancorp Investments, Inc.|600
WTW|WEIGHT WATCHERS INTL|FIDT|Fidelity Clearing Canada ULC./ CDS|1
WTW|WEIGHT WATCHERS INTL|FILL|Tradestation Securities, Inc.|84141
WTW|WEIGHT WATCHERS INTL|FMAF|NBCN Inc./ CDS|44169
WTW|WEIGHT WATCHERS INTL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|30090
WTW|WEIGHT WATCHERS INTL|FQLS|Quantlab Securities LP|260425
WTW|WEIGHT WATCHERS INTL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|106983
WTW|WEIGHT WATCHERS INTL|FTBR|Foliofn Investments, Inc.|8369
WTW|WEIGHT WATCHERS INTL|GEBB|GLOBAL EXECUTION BROKERS, LP|31845
WTW|WEIGHT WATCHERS INTL|GLIS|TD Securities Inc|26360
WTW|WEIGHT WATCHERS INTL|GLPX|ACS EXECUTION SERVICES, LLC|119022
WTW|WEIGHT WATCHERS INTL|GSCO|GOLDMAN SACHS & CO. LLC|761713
WTW|WEIGHT WATCHERS INTL|GSCS|GOLDMAN SACHS & CO. LLC|15784
WTW|WEIGHT WATCHERS INTL|GSLT|GOLDMAN SACHS & CO. LLC|23679
WTW|WEIGHT WATCHERS INTL|GTSZ|GTS SECURITIES LLC|153498
WTW|WEIGHT WATCHERS INTL|HAPX|HAP Trading, LLC|400
WTW|WEIGHT WATCHERS INTL|HRBF|American Enterprise Investment Services Inc.|14405
WTW|WEIGHT WATCHERS INTL|HSBC|HSBC Securities, Inc.|3267
WTW|WEIGHT WATCHERS INTL|IATS|INTERACTIVE BROKERS LLC|76139
WTW|WEIGHT WATCHERS INTL|IBKR|Interactive Brokers Llc|60115
WTW|WEIGHT WATCHERS INTL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|193
WTW|WEIGHT WATCHERS INTL|ICBX|INSTINET, LLC|53002
WTW|WEIGHT WATCHERS INTL|IEQY|CITADEL SECURITIES LLC|35490
WTW|WEIGHT WATCHERS INTL|INCA|INSTINET, LLC|544893
WTW|WEIGHT WATCHERS INTL|INJX|INSTINET, LLC|13708
WTW|WEIGHT WATCHERS INTL|ITGI|ITG Inc.|29936
WTW|WEIGHT WATCHERS INTL|ITGP|ITG INC.|71200
WTW|WEIGHT WATCHERS INTL|JANY|Janney Montgomery Scott Inc.|4811
WTW|WEIGHT WATCHERS INTL|JEFF|JEFFERIES LLC|101745
WTW|WEIGHT WATCHERS INTL|JMPT|JUMP TRADING, LLC|51232
WTW|WEIGHT WATCHERS INTL|JONE|JonesTrading|2494
WTW|WEIGHT WATCHERS INTL|JPBX|J.P. MORGAN SECURITIES LLC|360981
WTW|WEIGHT WATCHERS INTL|JPMX|J.P. Morgan Securities LLC|293424
WTW|WEIGHT WATCHERS INTL|JSJX|JANE STREET CAPITAL LLC|19186
WTW|WEIGHT WATCHERS INTL|JUTA|JUMP TRADING, LLC|10
WTW|WEIGHT WATCHERS INTL|KCGM|VIRTU Americas LLC|54935
WTW|WEIGHT WATCHERS INTL|LEHM|Barclays Capital Inc./Le|688325
WTW|WEIGHT WATCHERS INTL|LIME|Lime Brokerage LLC|36148
WTW|WEIGHT WATCHERS INTL|LSCI|Lek Securities Corporation|245
WTW|WEIGHT WATCHERS INTL|LVMR|LIVERMORE TRADING GROUP, INC.|2160
WTW|WEIGHT WATCHERS INTL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1590
WTW|WEIGHT WATCHERS INTL|MACC|Mid Atlantic Capital Corporation|25080
WTW|WEIGHT WATCHERS INTL|MAXM|Maxim Group LLC|1662
WTW|WEIGHT WATCHERS INTL|MBTS|ALLY INVEST SECURITIES LLC|28284
WTW|WEIGHT WATCHERS INTL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|115371
WTW|WEIGHT WATCHERS INTL|MNDX|TJM Investments, LLC|3729
WTW|WEIGHT WATCHERS INTL|MOTF|MOTIF INVESTING, INC.|28
WTW|WEIGHT WATCHERS INTL|MSCO|MORGAN STANLEY & CO. LLC|1809983
WTW|WEIGHT WATCHERS INTL|MSPL|MORGAN STANLEY & CO. LLC|536800
WTW|WEIGHT WATCHERS INTL|MSTX|MORGAN STANLEY & CO. LLC|204400
WTW|WEIGHT WATCHERS INTL|MULL|MARK J. MULLER EQUITIES, INC.|4050
WTW|WEIGHT WATCHERS INTL|NATL|National Securities Corporation|1876
WTW|WEIGHT WATCHERS INTL|NBCS|NBC Securities, INC.|100
WTW|WEIGHT WATCHERS INTL|NFSC|National Financial Services LLC|1259351
WTW|WEIGHT WATCHERS INTL|NITE|VIRTU Americas LLC|2055209
WTW|WEIGHT WATCHERS INTL|NITP|VIRTU Americas LLC|600
WTW|WEIGHT WATCHERS INTL|NQRB|Brut, LLC|18669
WTW|WEIGHT WATCHERS INTL|NTBF|BMO Nesbitt Burns Inc./CDS|2705
WTW|WEIGHT WATCHERS INTL|NTFN|Network 1 Financial Securities Inc.|1396
WTW|WEIGHT WATCHERS INTL|OHOS|TWO SIGMA SECURITIES, LLC|50408
WTW|WEIGHT WATCHERS INTL|ONEL|O'NEIL SECURITIES, INCORPORATED|3298
WTW|WEIGHT WATCHERS INTL|OPCO|Oppenheimer & Co. Inc.|986
WTW|WEIGHT WATCHERS INTL|PCPT|PHILLIP CAPITAL INC.|1775
WTW|WEIGHT WATCHERS INTL|PDQM|CODA MARKETS, INC.|169990
WTW|WEIGHT WATCHERS INTL|PHLY|NASDAQ Execution Services, LLC|39400
WTW|WEIGHT WATCHERS INTL|PIPR|Piper Jaffray & Co.|660
WTW|WEIGHT WATCHERS INTL|PWJC|UBS Financial Services, Inc.|7930
WTW|WEIGHT WATCHERS INTL|QMSR|QUATTRO M SECURITIES INC.|7959
WTW|WEIGHT WATCHERS INTL|RBCM|RBC CAPITAL MARKETS, LLC|7780
WTW|WEIGHT WATCHERS INTL|RGLD|Regal Securities, Inc|24
WTW|WEIGHT WATCHERS INTL|RHCO|Suntrust Robinson Humphrey, Inc.|762
WTW|WEIGHT WATCHERS INTL|RJLC|RJL CAPITAL GROUP, LLC|500
WTW|WEIGHT WATCHERS INTL|SAGL|SAGETRADER, LLC|44275
WTW|WEIGHT WATCHERS INTL|SALI|INTL FCSTONE FINANCIAL INC.|700
WTW|WEIGHT WATCHERS INTL|SBRX|MURIEL SIEBERT & CO INC|450
WTW|WEIGHT WATCHERS INTL|SBSH|Citigroup Global Markets Inc.|163881
WTW|WEIGHT WATCHERS INTL|SGMT|GOLDMAN SACHS & CO. LLC|186517
WTW|WEIGHT WATCHERS INTL|SOGO|Wang Investment Associates, Inc.|206
WTW|WEIGHT WATCHERS INTL|SPDR|SPEEDROUTE LLC|16828
WTW|WEIGHT WATCHERS INTL|SPHN|Stephens Inc.|50
WTW|WEIGHT WATCHERS INTL|SPTD|MINT GLOBAL MARKETS, INC.|500
WTW|WEIGHT WATCHERS INTL|STFL|Stifel, Nicolaus & Company, Incorporated|8317
WTW|WEIGHT WATCHERS INTL|STKP|STOCKPILE INVESTMENTS, INC.|232
WTW|WEIGHT WATCHERS INTL|STRS|STRATEGAS RESEARCH PARTNERS|679
WTW|WEIGHT WATCHERS INTL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3711
WTW|WEIGHT WATCHERS INTL|SWIM|TD Ameritrade, Inc.|753031
WTW|WEIGHT WATCHERS INTL|SWST|Hilltop Securities Inc.|110
WTW|WEIGHT WATCHERS INTL|TKNG|ALLY INVEST SECURITIES LLC|10282
WTW|WEIGHT WATCHERS INTL|TRBT|Tradebot Systems, Inc.|303962
WTW|WEIGHT WATCHERS INTL|TRCM|TRC MARKETS LLC|137865
WTW|WEIGHT WATCHERS INTL|TWTT|TASTYWORKS, INC.|8074
WTW|WEIGHT WATCHERS INTL|UBSA|UBS SECURITIES LLC|511110
WTW|WEIGHT WATCHERS INTL|UBSS|UBS Securities LLC|974313
WTW|WEIGHT WATCHERS INTL|VALX|VIRTU AMERICAS LLC|25677
WTW|WEIGHT WATCHERS INTL|VERT|The Vertical Trading Group, LLC|250
WTW|WEIGHT WATCHERS INTL|VGRD|Vanguard Marketing Corporation|105859
WTW|WEIGHT WATCHERS INTL|VNDS|VANDHAM SECURITIES CORP|127
WTW|WEIGHT WATCHERS INTL|VSIN|Vision Financial Markets Llc|150
WTW|WEIGHT WATCHERS INTL|WABR|Wall Street Access|3800
WTW|WEIGHT WATCHERS INTL|WBPX|SUMMIT SECURITIES GROUP, LLC|3614
WTW|WEIGHT WATCHERS INTL|WCHV|WELLS FARGO SECURITIES, LLC|123551
WTW|WEIGHT WATCHERS INTL|WDNX|WEEDEN & CO.L.P.|3512
WTW|WEIGHT WATCHERS INTL|WEDB|WEDBUSH SECURITIES INC.|9465
WTW|WEIGHT WATCHERS INTL|WEED|Weeden & Co.L.P.|1881
WTW|WEIGHT WATCHERS INTL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14098
WTW|WEIGHT WATCHERS INTL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|16455
WTW|WEIGHT WATCHERS INTL|WGIF|CIBC World Markets Inc.|4532
WTW|WEIGHT WATCHERS INTL|WSEA|WOLVERINE SECURITIES, LLC|28392
WTW|WEIGHT WATCHERS INTL|XIST|INSTINET, LLC|26800
WTW|WEIGHT WATCHERS INTL|XPQR|Jump Trading|400
WTW|WEIGHT WATCHERS INTL|XSTM|NATIONAL FINANCIAL SERVICES LLC|163890
WTW|WEIGHT WATCHERS INTL|YKNA|COMHAR CAPITAL MARKETS, LLC|28091
WTW|WEIGHT WATCHERS INTL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2815
WU|WESTERN UNION COMPAN|ABLE|NATIXIS Securities Americas LLC|16824
WU|WESTERN UNION COMPAN|ALTX|Alternet Securities Inc.|118697
WU|WESTERN UNION COMPAN|ANOS|ABEL/NOSER, L.L.C.|100
WU|WESTERN UNION COMPAN|APCC|Apex Clearing Corporation|280
WU|WESTERN UNION COMPAN|BALE|M&T SECURITIES, INC.|598
WU|WESTERN UNION COMPAN|BANK|Primevest Financial Services, Inc.|326
WU|WESTERN UNION COMPAN|BARD|Robert W. Baird & Co. Incorporated|76516
WU|WESTERN UNION COMPAN|BATM|CBOE TRADING, INC.|15734
WU|WESTERN UNION COMPAN|BAYC|BAY CREST PARTNERS, LLC|297
WU|WESTERN UNION COMPAN|BAYT|BTIG, LLC|39666
WU|WESTERN UNION COMPAN|BBNT|BB&T SECURITIES, LLC|5565
WU|WESTERN UNION COMPAN|BERN|Sanford C. Bernstein & Co., LLC|129683
WU|WESTERN UNION COMPAN|BIDS|BIDS TRADING L.P.|700
WU|WESTERN UNION COMPAN|BIMI|Banca IMI Securities Corp.|460
WU|WESTERN UNION COMPAN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|66961
WU|WESTERN UNION COMPAN|BLKX|INSTINET, LLC|60562
WU|WESTERN UNION COMPAN|BMOC|BMO Capital Markets Corp.|26000
WU|WESTERN UNION COMPAN|BNPX|BNP PARIBAS SECURITIES CORP.|267635
WU|WESTERN UNION COMPAN|BTIG|BTIG, LLC|202196
WU|WESTERN UNION COMPAN|BYXM|CBOE TRADING, INC.|1820
WU|WESTERN UNION COMPAN|BZYD|GOLDMAN SACHS & CO. LLC|1800
WU|WESTERN UNION COMPAN|CANT|Cantor Fitzgerald & Co.|552
WU|WESTERN UNION COMPAN|CBLC|CITIGROUP GLOBAL MARKETS INC.|55800
WU|WESTERN UNION COMPAN|CHAS|Charles Schwab & Co., Inc.|2259
WU|WESTERN UNION COMPAN|CIBP|CIBC World Markets Corp.|25424
WU|WESTERN UNION COMPAN|CIOI|CITIGROUP GLOBAL MARKETS INC|57800
WU|WESTERN UNION COMPAN|CIST|Capital Institutional Services, Inc.|11101
WU|WESTERN UNION COMPAN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|691790
WU|WESTERN UNION COMPAN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|668
WU|WESTERN UNION COMPAN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1756662
WU|WESTERN UNION COMPAN|CTDL|Citadel Derivatives Group Llc|53885
WU|WESTERN UNION COMPAN|CTLR|CUTLER GROUP, LP|100
WU|WESTERN UNION COMPAN|CXCX|CITIGROUP GLOBAL MARKETS INC.|279194
WU|WESTERN UNION COMPAN|DADA|D.A. Davidson & Co.|600
WU|WESTERN UNION COMPAN|DAVA|Davenport & Company LLC|181
WU|WESTERN UNION COMPAN|DBAB|Deutsche Bank Securities Inc.|510164
WU|WESTERN UNION COMPAN|DBAX|Deutsche Bank Securities Inc.|1165100
WU|WESTERN UNION COMPAN|DBUL|Deutsche Bank Securities Inc.|300
WU|WESTERN UNION COMPAN|DCHF|Dart Executions, LLC|2607
WU|WESTERN UNION COMPAN|DEAN|MORGAN STANLEY|11072
WU|WESTERN UNION COMPAN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|142681
WU|WESTERN UNION COMPAN|EBXL|EBX LLC|754100
WU|WESTERN UNION COMPAN|ECUT|CONVERGEX EXECUTION SOLUTIONS|74279
WU|WESTERN UNION COMPAN|EDJO|Edward D. Jones & Co., L.P.|36191
WU|WESTERN UNION COMPAN|EGAM|CBOE TRADING, INC.|53248
WU|WESTERN UNION COMPAN|EGAW|CBOE TRADING, INC.|985
WU|WESTERN UNION COMPAN|EGMT|EG MARKET TECHNOLOGIES LLC|100
WU|WESTERN UNION COMPAN|EGXM|CBOE TRADING, INC.|2780
WU|WESTERN UNION COMPAN|ESPO|ESPOSITO SECURITIES, LLC|3060
WU|WESTERN UNION COMPAN|ETBE|Electronic Transaction Clearing, Inc.|36931
WU|WESTERN UNION COMPAN|ETCC|Electronic Transaction Clearing, Inc.|1192
WU|WESTERN UNION COMPAN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6016
WU|WESTERN UNION COMPAN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3374
WU|WESTERN UNION COMPAN|ETRS|E*Trade Securities LLC|210674
WU|WESTERN UNION COMPAN|FBSB|U.S. Bancorp Investments, Inc.|69
WU|WESTERN UNION COMPAN|FIDT|Fidelity Clearing Canada ULC./ CDS|2
WU|WESTERN UNION COMPAN|FILL|Tradestation Securities, Inc.|2031
WU|WESTERN UNION COMPAN|FMAF|NBCN Inc./ CDS|10296
WU|WESTERN UNION COMPAN|FMCO|First Manhattan Co|450
WU|WESTERN UNION COMPAN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|44053
WU|WESTERN UNION COMPAN|FQLS|Quantlab Securities LP|611896
WU|WESTERN UNION COMPAN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|174147
WU|WESTERN UNION COMPAN|FTBR|Foliofn Investments, Inc.|32391
WU|WESTERN UNION COMPAN|GARC|ICAP Corporates LLC|46200
WU|WESTERN UNION COMPAN|GEBB|GLOBAL EXECUTION BROKERS, LP|16005
WU|WESTERN UNION COMPAN|GLPX|ACS EXECUTION SERVICES, LLC|266546
WU|WESTERN UNION COMPAN|GSCO|GOLDMAN SACHS & CO. LLC|3971748
WU|WESTERN UNION COMPAN|GSCS|GOLDMAN SACHS & CO. LLC|50460
WU|WESTERN UNION COMPAN|GSLT|GOLDMAN SACHS & CO. LLC|18494
WU|WESTERN UNION COMPAN|GTSZ|GTS SECURITIES LLC|255685
WU|WESTERN UNION COMPAN|HRBF|American Enterprise Investment Services Inc.|13655
WU|WESTERN UNION COMPAN|HSBC|HSBC Securities, Inc.|841
WU|WESTERN UNION COMPAN|IATS|INTERACTIVE BROKERS LLC|12982
WU|WESTERN UNION COMPAN|IBKR|Interactive Brokers Llc|24154
WU|WESTERN UNION COMPAN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|3366
WU|WESTERN UNION COMPAN|ICBX|INSTINET, LLC|351663
WU|WESTERN UNION COMPAN|IEQY|CITADEL SECURITIES LLC|295137
WU|WESTERN UNION COMPAN|IMPC|Imperial Capital, LLC|441
WU|WESTERN UNION COMPAN|INCA|INSTINET, LLC|795497
WU|WESTERN UNION COMPAN|INJX|INSTINET, LLC|70026
WU|WESTERN UNION COMPAN|ITGI|ITG Inc.|291906
WU|WESTERN UNION COMPAN|ITGP|ITG INC.|728800
WU|WESTERN UNION COMPAN|JANY|Janney Montgomery Scott Inc.|4278
WU|WESTERN UNION COMPAN|JEFF|JEFFERIES LLC|580819
WU|WESTERN UNION COMPAN|JMPT|JUMP TRADING, LLC|176081
WU|WESTERN UNION COMPAN|JONE|JonesTrading|425
WU|WESTERN UNION COMPAN|JPBX|J.P. MORGAN SECURITIES LLC|659797
WU|WESTERN UNION COMPAN|JPMX|J.P. Morgan Securities LLC|3041094
WU|WESTERN UNION COMPAN|JSEB|JANE STREET EXECUTION SERVICES, LLC|6120
WU|WESTERN UNION COMPAN|JSJX|JANE STREET CAPITAL LLC|67834
WU|WESTERN UNION COMPAN|KBWI|Keefe, Bruyette & Woods, Inc.|1167
WU|WESTERN UNION COMPAN|KCGM|VIRTU Americas LLC|224076
WU|WESTERN UNION COMPAN|KRSH|Kershner Securities, LLC|2038
WU|WESTERN UNION COMPAN|LEHM|Barclays Capital Inc./Le|2713350
WU|WESTERN UNION COMPAN|LIME|Lime Brokerage LLC|132773
WU|WESTERN UNION COMPAN|LOOP|Loop Capital Markets LLC|5000
WU|WESTERN UNION COMPAN|LQNA|LIQUIDNET, INC.|1062300
WU|WESTERN UNION COMPAN|LQNB|LIQUIDNET, INC.|11400
WU|WESTERN UNION COMPAN|LSCI|Lek Securities Corporation|12073
WU|WESTERN UNION COMPAN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
WU|WESTERN UNION COMPAN|MACC|Mid Atlantic Capital Corporation|400
WU|WESTERN UNION COMPAN|MACQ|Macquarie Capital (USA) Inc.|1400
WU|WESTERN UNION COMPAN|MAGM|TOR BROKERAGE LLC|2000
WU|WESTERN UNION COMPAN|MAXM|Maxim Group LLC|82188
WU|WESTERN UNION COMPAN|MKMP|MKM Partners LLC|53000
WU|WESTERN UNION COMPAN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|620847
WU|WESTERN UNION COMPAN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4270
WU|WESTERN UNION COMPAN|MNDX|TJM Investments, LLC|7297
WU|WESTERN UNION COMPAN|MOTF|MOTIF INVESTING, INC.|2
WU|WESTERN UNION COMPAN|MSCO|MORGAN STANLEY & CO. LLC|4635080
WU|WESTERN UNION COMPAN|MSPL|MORGAN STANLEY & CO. LLC|1513600
WU|WESTERN UNION COMPAN|MSTX|MORGAN STANLEY & CO. LLC|962900
WU|WESTERN UNION COMPAN|MTON|MILLINGTON SECURITIES, INC.|738771
WU|WESTERN UNION COMPAN|MULL|MARK J. MULLER EQUITIES, INC.|46651
WU|WESTERN UNION COMPAN|MZHO|Mizuho Securities USA LLC|47000
WU|WESTERN UNION COMPAN|NEUB|NEUBERGER BERMAN BD LLC|1780
WU|WESTERN UNION COMPAN|NFSC|National Financial Services LLC|231372
WU|WESTERN UNION COMPAN|NITE|VIRTU Americas LLC|886798
WU|WESTERN UNION COMPAN|NITP|VIRTU Americas LLC|92540
WU|WESTERN UNION COMPAN|NQRB|Brut, LLC|204600
WU|WESTERN UNION COMPAN|OHOS|TWO SIGMA SECURITIES, LLC|20300
WU|WESTERN UNION COMPAN|OPCO|Oppenheimer & Co. Inc.|18921
WU|WESTERN UNION COMPAN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
WU|WESTERN UNION COMPAN|PDQM|CODA MARKETS, INC.|96367
WU|WESTERN UNION COMPAN|PHLY|NASDAQ Execution Services, LLC|200
WU|WESTERN UNION COMPAN|PUMA|Puma Capital, Llc|625776
WU|WESTERN UNION COMPAN|PUMX|Puma Capital, LLC|300
WU|WESTERN UNION COMPAN|PWJC|UBS Financial Services, Inc.|5
WU|WESTERN UNION COMPAN|QMSR|QUATTRO M SECURITIES INC.|34202
WU|WESTERN UNION COMPAN|RBCM|RBC CAPITAL MARKETS, LLC|27015
WU|WESTERN UNION COMPAN|RHCO|Suntrust Robinson Humphrey, Inc.|2330699
WU|WESTERN UNION COMPAN|SAGL|SAGETRADER, LLC|24820
WU|WESTERN UNION COMPAN|SAGW|SAGETRADER, LLC|731
WU|WESTERN UNION COMPAN|SALI|INTL FCSTONE FINANCIAL INC.|86
WU|WESTERN UNION COMPAN|SBRX|MURIEL SIEBERT & CO INC|364
WU|WESTERN UNION COMPAN|SBSH|Citigroup Global Markets Inc.|909370
WU|WESTERN UNION COMPAN|SEIC|SEI Investments Distribution Co.|9350
WU|WESTERN UNION COMPAN|SGMT|GOLDMAN SACHS & CO. LLC|755963
WU|WESTERN UNION COMPAN|SPDR|SPEEDROUTE LLC|37723
WU|WESTERN UNION COMPAN|SPGS|Sea Port Group Securities, LLC|152704
WU|WESTERN UNION COMPAN|SPHN|Stephens Inc.|45003
WU|WESTERN UNION COMPAN|SSBS|STATE STREET GLOBAL MARKETS, LLC|400
WU|WESTERN UNION COMPAN|STFL|Stifel, Nicolaus & Company, Incorporated|17015
WU|WESTERN UNION COMPAN|STKP|STOCKPILE INVESTMENTS, INC.|114
WU|WESTERN UNION COMPAN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17398
WU|WESTERN UNION COMPAN|SWIM|TD Ameritrade, Inc.|27966
WU|WESTERN UNION COMPAN|SWST|Hilltop Securities Inc.|6199
WU|WESTERN UNION COMPAN|TAGC|TELSEY ADVISORY GROUP LLC|37
WU|WESTERN UNION COMPAN|TKNG|ALLY INVEST SECURITIES LLC|322
WU|WESTERN UNION COMPAN|TOUR|TOURMALINE PARTNERS, LLC|9134
WU|WESTERN UNION COMPAN|TRBT|Tradebot Systems, Inc.|621528
WU|WESTERN UNION COMPAN|TRCM|TRC MARKETS LLC|536257
WU|WESTERN UNION COMPAN|TWTT|TASTYWORKS, INC.|100
WU|WESTERN UNION COMPAN|UBSA|UBS SECURITIES LLC|3085663
WU|WESTERN UNION COMPAN|UBSS|UBS Securities LLC|2015556
WU|WESTERN UNION COMPAN|VALX|VIRTU AMERICAS LLC|171578
WU|WESTERN UNION COMPAN|VGRD|Vanguard Marketing Corporation|9958
WU|WESTERN UNION COMPAN|VNDS|VANDHAM SECURITIES CORP|58858
WU|WESTERN UNION COMPAN|WABR|Wall Street Access|48479
WU|WESTERN UNION COMPAN|WBET|Wallachbeth Capital LLC|240049
WU|WESTERN UNION COMPAN|WBLR|WILLIAM BLAIR|2691
WU|WESTERN UNION COMPAN|WBPX|SUMMIT SECURITIES GROUP, LLC|16426
WU|WESTERN UNION COMPAN|WCHV|WELLS FARGO SECURITIES, LLC|615607
WU|WESTERN UNION COMPAN|WEDB|WEDBUSH SECURITIES INC.|30212
WU|WESTERN UNION COMPAN|WEED|Weeden & Co.L.P.|6099
WU|WESTERN UNION COMPAN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36696
WU|WESTERN UNION COMPAN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6640
WU|WESTERN UNION COMPAN|WGIF|CIBC World Markets Inc.|304
WU|WESTERN UNION COMPAN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|435
WU|WESTERN UNION COMPAN|WSEA|WOLVERINE SECURITIES, LLC|2819
WU|WESTERN UNION COMPAN|XIST|INSTINET, LLC|298484
WU|WESTERN UNION COMPAN|XPQR|Jump Trading|100
WU|WESTERN UNION COMPAN|XPUS|XP SECURITIES, LLC|9370
WU|WESTERN UNION COMPAN|XSTM|NATIONAL FINANCIAL SERVICES LLC|98308
WU|WESTERN UNION COMPAN|YKNA|COMHAR CAPITAL MARKETS, LLC|4091
WU|WESTERN UNION COMPAN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19365
WUBA|58.COM INC|AGIS|Aegis Capital Corp.|500
WUBA|58.COM INC|ALTX|Alternet Securities Inc.|31532
WUBA|58.COM INC|ANOS|ABEL/NOSER, L.L.C.|1175
WUBA|58.COM INC|APCC|Apex Clearing Corporation|3972
WUBA|58.COM INC|BANK|Primevest Financial Services, Inc.|415
WUBA|58.COM INC|BARD|Robert W. Baird & Co. Incorporated|5
WUBA|58.COM INC|BATM|CBOE TRADING, INC.|15590
WUBA|58.COM INC|BAYT|BTIG, LLC|13385
WUBA|58.COM INC|BBNT|BB&T SECURITIES, LLC|3606
WUBA|58.COM INC|BERN|Sanford C. Bernstein & Co., LLC|44335
WUBA|58.COM INC|BIDS|BIDS TRADING L.P.|122323
WUBA|58.COM INC|BIMI|Banca IMI Securities Corp.|300
WUBA|58.COM INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10816
WUBA|58.COM INC|BNPX|BNP PARIBAS SECURITIES CORP.|3
WUBA|58.COM INC|BRGE|Newbridge Securities Corp.|2044
WUBA|58.COM INC|BTIG|BTIG, LLC|59465
WUBA|58.COM INC|BYXM|CBOE TRADING, INC.|2529
WUBA|58.COM INC|BZYD|GOLDMAN SACHS & CO. LLC|700
WUBA|58.COM INC|CANT|Cantor Fitzgerald & Co.|3727
WUBA|58.COM INC|CHAS|Charles Schwab & Co., Inc.|4500
WUBA|58.COM INC|CIST|Capital Institutional Services, Inc.|1200
WUBA|58.COM INC|CLSA|CLSA AMERICAS, LLC|162993
WUBA|58.COM INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|142153
WUBA|58.COM INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|70081
WUBA|58.COM INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3948
WUBA|58.COM INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|448551
WUBA|58.COM INC|CTDL|Citadel Derivatives Group Llc|17394
WUBA|58.COM INC|CTLR|CUTLER GROUP, LP|901
WUBA|58.COM INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|40084
WUBA|58.COM INC|DBAB|Deutsche Bank Securities Inc.|232076
WUBA|58.COM INC|DBAX|Deutsche Bank Securities Inc.|421900
WUBA|58.COM INC|DBUL|Deutsche Bank Securities Inc.|6
WUBA|58.COM INC|DCHF|Dart Executions, LLC|4663
WUBA|58.COM INC|DEAN|MORGAN STANLEY|66199
WUBA|58.COM INC|DEGS|RONIN PROFESSIONAL LLC|8700
WUBA|58.COM INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1800
WUBA|58.COM INC|EBXL|EBX LLC|241000
WUBA|58.COM INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6503
WUBA|58.COM INC|EDJO|Edward D. Jones & Co., L.P.|3853
WUBA|58.COM INC|EGAM|CBOE TRADING, INC.|19688
WUBA|58.COM INC|EGMT|EG MARKET TECHNOLOGIES LLC|2169
WUBA|58.COM INC|EGXM|CBOE TRADING, INC.|3126
WUBA|58.COM INC|ELEV|ELEVATION, LLC|89215
WUBA|58.COM INC|ESPO|ESPOSITO SECURITIES, LLC|1043
WUBA|58.COM INC|ETBE|Electronic Transaction Clearing, Inc.|35277
WUBA|58.COM INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8530
WUBA|58.COM INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|60083
WUBA|58.COM INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1800
WUBA|58.COM INC|ETRS|E*Trade Securities LLC|235518
WUBA|58.COM INC|FILL|Tradestation Securities, Inc.|22936
WUBA|58.COM INC|FMAF|NBCN Inc./ CDS|610
WUBA|58.COM INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1242
WUBA|58.COM INC|FQLS|Quantlab Securities LP|347027
WUBA|58.COM INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|63137
WUBA|58.COM INC|FTBR|Foliofn Investments, Inc.|1155
WUBA|58.COM INC|GARC|ICAP Corporates LLC|7101
WUBA|58.COM INC|GEBB|GLOBAL EXECUTION BROKERS, LP|5060
WUBA|58.COM INC|GLIS|TD Securities Inc|2098
WUBA|58.COM INC|GLPX|ACS EXECUTION SERVICES, LLC|134173
WUBA|58.COM INC|GSCO|GOLDMAN SACHS & CO. LLC|652747
WUBA|58.COM INC|GSCS|GOLDMAN SACHS & CO. LLC|4659
WUBA|58.COM INC|GSLT|GOLDMAN SACHS & CO. LLC|18620
WUBA|58.COM INC|GTSZ|GTS SECURITIES LLC|62624
WUBA|58.COM INC|GUGS|Guggenheim Securities, LLC|23
WUBA|58.COM INC|HRBF|American Enterprise Investment Services Inc.|3656
WUBA|58.COM INC|HSBC|HSBC Securities, Inc.|102624
WUBA|58.COM INC|IATS|INTERACTIVE BROKERS LLC|43350
WUBA|58.COM INC|IBKR|Interactive Brokers Llc|31245
WUBA|58.COM INC|ICBX|INSTINET, LLC|137234
WUBA|58.COM INC|INCA|INSTINET, LLC|344534
WUBA|58.COM INC|INJX|INSTINET, LLC|18318
WUBA|58.COM INC|INTL|INTL FCSTONE FINANCIAL INC.|8
WUBA|58.COM INC|ITGI|ITG Inc.|103092
WUBA|58.COM INC|ITGP|ITG INC.|256000
WUBA|58.COM INC|JANY|Janney Montgomery Scott Inc.|3269
WUBA|58.COM INC|JEFF|JEFFERIES LLC|38645
WUBA|58.COM INC|JMPT|JUMP TRADING, LLC|61134
WUBA|58.COM INC|JONE|JonesTrading|3600
WUBA|58.COM INC|JPBX|J.P. MORGAN SECURITIES LLC|189350
WUBA|58.COM INC|JPMX|J.P. Morgan Securities LLC|762411
WUBA|58.COM INC|JSJX|JANE STREET CAPITAL LLC|14662
WUBA|58.COM INC|KCGM|VIRTU Americas LLC|68558
WUBA|58.COM INC|LEHM|Barclays Capital Inc./Le|544780
WUBA|58.COM INC|LIME|Lime Brokerage LLC|27907
WUBA|58.COM INC|LQNA|LIQUIDNET, INC.|87300
WUBA|58.COM INC|LSCI|Lek Securities Corporation|278
WUBA|58.COM INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
WUBA|58.COM INC|MAXM|Maxim Group LLC|700
WUBA|58.COM INC|MBTS|ALLY INVEST SECURITIES LLC|81
WUBA|58.COM INC|MCMF|Raymond James Ltd. Cds|14
WUBA|58.COM INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|143328
WUBA|58.COM INC|MOTF|MOTIF INVESTING, INC.|106
WUBA|58.COM INC|MSCO|MORGAN STANLEY & CO. LLC|1683810
WUBA|58.COM INC|MSPL|MORGAN STANLEY & CO. LLC|463700
WUBA|58.COM INC|MSTX|MORGAN STANLEY & CO. LLC|85100
WUBA|58.COM INC|NATL|National Securities Corporation|250
WUBA|58.COM INC|NFSC|National Financial Services LLC|203199
WUBA|58.COM INC|NITE|VIRTU Americas LLC|526095
WUBA|58.COM INC|NMRA|Nomura Securities International, Inc.|4400
WUBA|58.COM INC|NQRB|Brut, LLC|47125
WUBA|58.COM INC|NTBF|BMO Nesbitt Burns Inc./CDS|1260
WUBA|58.COM INC|OHOS|TWO SIGMA SECURITIES, LLC|24474
WUBA|58.COM INC|OPCO|Oppenheimer & Co. Inc.|3750
WUBA|58.COM INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1100
WUBA|58.COM INC|PCPT|PHILLIP CAPITAL INC.|300
WUBA|58.COM INC|PDQM|CODA MARKETS, INC.|240608
WUBA|58.COM INC|PNSR|Penserra Securities, LLC|35245
WUBA|58.COM INC|PWJC|UBS Financial Services, Inc.|409
WUBA|58.COM INC|RBCM|RBC CAPITAL MARKETS, LLC|5706
WUBA|58.COM INC|RCSK|Ruane, Cunniff & Goldbarb LLC|8200
WUBA|58.COM INC|SAGL|SAGETRADER, LLC|30152
WUBA|58.COM INC|SALI|INTL FCSTONE FINANCIAL INC.|17
WUBA|58.COM INC|SBSH|Citigroup Global Markets Inc.|280294
WUBA|58.COM INC|SGMT|GOLDMAN SACHS & CO. LLC|227658
WUBA|58.COM INC|SIDC|Sidoti & Company, LLC|200
WUBA|58.COM INC|SPDR|SPEEDROUTE LLC|51454
WUBA|58.COM INC|STFL|Stifel, Nicolaus & Company, Incorporated|16889
WUBA|58.COM INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3652
WUBA|58.COM INC|SWIM|TD Ameritrade, Inc.|279129
WUBA|58.COM INC|SWST|Hilltop Securities Inc.|4047
WUBA|58.COM INC|TKNG|ALLY INVEST SECURITIES LLC|1822
WUBA|58.COM INC|TOUR|TOURMALINE PARTNERS, LLC|200
WUBA|58.COM INC|TRBT|Tradebot Systems, Inc.|252002
WUBA|58.COM INC|TRCM|TRC MARKETS LLC|143047
WUBA|58.COM INC|TWTT|TASTYWORKS, INC.|60
WUBA|58.COM INC|UBSA|UBS SECURITIES LLC|892087
WUBA|58.COM INC|UBSS|UBS Securities LLC|1142409
WUBA|58.COM INC|VALX|VIRTU AMERICAS LLC|26478
WUBA|58.COM INC|VGRD|Vanguard Marketing Corporation|13109
WUBA|58.COM INC|VSIN|Vision Financial Markets Llc|70
WUBA|58.COM INC|WBPX|SUMMIT SECURITIES GROUP, LLC|1862
WUBA|58.COM INC|WCHV|WELLS FARGO SECURITIES, LLC|33006
WUBA|58.COM INC|WEDB|WEDBUSH SECURITIES INC.|691
WUBA|58.COM INC|WEED|Weeden & Co.L.P.|1283
WUBA|58.COM INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|8243
WUBA|58.COM INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|31860
WUBA|58.COM INC|WGIF|CIBC World Markets Inc.|1614
WUBA|58.COM INC|WSAG|WALL STREET ACCESS|37
WUBA|58.COM INC|WSEA|WOLVERINE SECURITIES, LLC|6747
WUBA|58.COM INC|XIST|INSTINET, LLC|31040
WUBA|58.COM INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|64910
WUBA|58.COM INC|YKNA|COMHAR CAPITAL MARKETS, LLC|27029
WUBA|58.COM INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1810
WVE|WAVE LIFE SCI ORD SH|AGIS|Aegis Capital Corp.|600
WVE|WAVE LIFE SCI ORD SH|ALLN|Allen & Company LLC|450
WVE|WAVE LIFE SCI ORD SH|APCC|Apex Clearing Corporation|365
WVE|WAVE LIFE SCI ORD SH|AQUA|AQUA SECURITIES L.P.|7000
WVE|WAVE LIFE SCI ORD SH|BATM|CBOE TRADING, INC.|2065
WVE|WAVE LIFE SCI ORD SH|BAYT|BTIG, LLC|3900
WVE|WAVE LIFE SCI ORD SH|BERN|Sanford C. Bernstein & Co., LLC|14181
WVE|WAVE LIFE SCI ORD SH|BIDS|BIDS TRADING L.P.|7100
WVE|WAVE LIFE SCI ORD SH|BLKX|INSTINET, LLC|115542
WVE|WAVE LIFE SCI ORD SH|BMOC|BMO Capital Markets Corp.|2330
WVE|WAVE LIFE SCI ORD SH|BNPX|BNP PARIBAS SECURITIES CORP.|1129
WVE|WAVE LIFE SCI ORD SH|BTIG|BTIG, LLC|187971
WVE|WAVE LIFE SCI ORD SH|BYXM|CBOE TRADING, INC.|10
WVE|WAVE LIFE SCI ORD SH|CANT|Cantor Fitzgerald & Co.|757
WVE|WAVE LIFE SCI ORD SH|CHAS|Charles Schwab & Co., Inc.|900
WVE|WAVE LIFE SCI ORD SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|269431
WVE|WAVE LIFE SCI ORD SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10944
WVE|WAVE LIFE SCI ORD SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4235
WVE|WAVE LIFE SCI ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|109971
WVE|WAVE LIFE SCI ORD SH|CTDL|Citadel Derivatives Group Llc|2912
WVE|WAVE LIFE SCI ORD SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|75934
WVE|WAVE LIFE SCI ORD SH|DBAB|Deutsche Bank Securities Inc.|181640
WVE|WAVE LIFE SCI ORD SH|DBAX|Deutsche Bank Securities Inc.|119700
WVE|WAVE LIFE SCI ORD SH|DBUL|Deutsche Bank Securities Inc.|3280
WVE|WAVE LIFE SCI ORD SH|DEAN|MORGAN STANLEY|531
WVE|WAVE LIFE SCI ORD SH|DEGS|RONIN PROFESSIONAL LLC|9878
WVE|WAVE LIFE SCI ORD SH|EBXL|EBX LLC|148000
WVE|WAVE LIFE SCI ORD SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|12521
WVE|WAVE LIFE SCI ORD SH|EDJO|Edward D. Jones & Co., L.P.|278
WVE|WAVE LIFE SCI ORD SH|EGAM|CBOE TRADING, INC.|45088
WVE|WAVE LIFE SCI ORD SH|EGMT|EG MARKET TECHNOLOGIES LLC|1010
WVE|WAVE LIFE SCI ORD SH|EGXM|CBOE TRADING, INC.|2695
WVE|WAVE LIFE SCI ORD SH|ETBE|Electronic Transaction Clearing, Inc.|1900
WVE|WAVE LIFE SCI ORD SH|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|564
WVE|WAVE LIFE SCI ORD SH|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
WVE|WAVE LIFE SCI ORD SH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|117621
WVE|WAVE LIFE SCI ORD SH|ETRS|E*Trade Securities LLC|53305
WVE|WAVE LIFE SCI ORD SH|FBCO|Credit Suisse Securities (USA) LLC|215056
WVE|WAVE LIFE SCI ORD SH|FFSI|Firstrade Securities Inc.|1600
WVE|WAVE LIFE SCI ORD SH|FILL|Tradestation Securities, Inc.|1349
WVE|WAVE LIFE SCI ORD SH|FMAF|NBCN Inc./ CDS|310
WVE|WAVE LIFE SCI ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|177528
WVE|WAVE LIFE SCI ORD SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28860
WVE|WAVE LIFE SCI ORD SH|FTBR|Foliofn Investments, Inc.|368
WVE|WAVE LIFE SCI ORD SH|GEBB|GLOBAL EXECUTION BROKERS, LP|5400
WVE|WAVE LIFE SCI ORD SH|GLPX|ACS EXECUTION SERVICES, LLC|1369
WVE|WAVE LIFE SCI ORD SH|GSCO|GOLDMAN SACHS & CO. LLC|378644
WVE|WAVE LIFE SCI ORD SH|GSCS|GOLDMAN SACHS & CO. LLC|68922
WVE|WAVE LIFE SCI ORD SH|GSLT|GOLDMAN SACHS & CO. LLC|5353
WVE|WAVE LIFE SCI ORD SH|GTSZ|GTS SECURITIES LLC|3685
WVE|WAVE LIFE SCI ORD SH|IBKR|Interactive Brokers Llc|86546
WVE|WAVE LIFE SCI ORD SH|ICBX|INSTINET, LLC|23858
WVE|WAVE LIFE SCI ORD SH|IEQY|CITADEL SECURITIES LLC|45605
WVE|WAVE LIFE SCI ORD SH|INCA|INSTINET, LLC|144971
WVE|WAVE LIFE SCI ORD SH|INJX|INSTINET, LLC|147190
WVE|WAVE LIFE SCI ORD SH|ITGI|ITG Inc.|49990
WVE|WAVE LIFE SCI ORD SH|ITGP|ITG INC.|81200
WVE|WAVE LIFE SCI ORD SH|JANY|Janney Montgomery Scott Inc.|100
WVE|WAVE LIFE SCI ORD SH|JEFF|JEFFERIES LLC|466054
WVE|WAVE LIFE SCI ORD SH|JMPT|JUMP TRADING, LLC|27870
WVE|WAVE LIFE SCI ORD SH|JONE|JonesTrading|194947
WVE|WAVE LIFE SCI ORD SH|JPBX|J.P. MORGAN SECURITIES LLC|16480
WVE|WAVE LIFE SCI ORD SH|JPMX|J.P. Morgan Securities LLC|223403
WVE|WAVE LIFE SCI ORD SH|KCGM|VIRTU Americas LLC|38038
WVE|WAVE LIFE SCI ORD SH|LEER|LEERINK PARTNERS LLC|1386
WVE|WAVE LIFE SCI ORD SH|LEHM|Barclays Capital Inc./Le|401212
WVE|WAVE LIFE SCI ORD SH|LIME|Lime Brokerage LLC|59358
WVE|WAVE LIFE SCI ORD SH|LQNA|LIQUIDNET, INC.|254700
WVE|WAVE LIFE SCI ORD SH|LQNB|LIQUIDNET, INC.|14100
WVE|WAVE LIFE SCI ORD SH|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1895
WVE|WAVE LIFE SCI ORD SH|MAXM|Maxim Group LLC|911
WVE|WAVE LIFE SCI ORD SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|50264
WVE|WAVE LIFE SCI ORD SH|MSCO|MORGAN STANLEY & CO. LLC|667460
WVE|WAVE LIFE SCI ORD SH|MSPL|MORGAN STANLEY & CO. LLC|63200
WVE|WAVE LIFE SCI ORD SH|MSTX|MORGAN STANLEY & CO. LLC|14100
WVE|WAVE LIFE SCI ORD SH|NFSC|National Financial Services LLC|67473
WVE|WAVE LIFE SCI ORD SH|NITE|VIRTU Americas LLC|163019
WVE|WAVE LIFE SCI ORD SH|NITP|VIRTU Americas LLC|200
WVE|WAVE LIFE SCI ORD SH|NQRB|Brut, LLC|11640
WVE|WAVE LIFE SCI ORD SH|NTRC|Northern Trust Securities, Inc.|11
WVE|WAVE LIFE SCI ORD SH|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
WVE|WAVE LIFE SCI ORD SH|PDQM|CODA MARKETS, INC.|138914
WVE|WAVE LIFE SCI ORD SH|POIN|PRECISION SECURITIES, LLC (POIN)|300
WVE|WAVE LIFE SCI ORD SH|PWJC|UBS Financial Services, Inc.|350
WVE|WAVE LIFE SCI ORD SH|RAJA|Raymond James & Associates, Inc.|5497
WVE|WAVE LIFE SCI ORD SH|RHCO|Suntrust Robinson Humphrey, Inc.|13391
WVE|WAVE LIFE SCI ORD SH|SAGL|SAGETRADER, LLC|2479
WVE|WAVE LIFE SCI ORD SH|SBSH|Citigroup Global Markets Inc.|85220
WVE|WAVE LIFE SCI ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|79152
WVE|WAVE LIFE SCI ORD SH|SPDR|SPEEDROUTE LLC|15251
WVE|WAVE LIFE SCI ORD SH|SPTD|MINT GLOBAL MARKETS, INC.|14610
WVE|WAVE LIFE SCI ORD SH|STFL|Stifel, Nicolaus & Company, Incorporated|1000
WVE|WAVE LIFE SCI ORD SH|SWIM|TD Ameritrade, Inc.|45102
WVE|WAVE LIFE SCI ORD SH|TKNG|ALLY INVEST SECURITIES LLC|1762
WVE|WAVE LIFE SCI ORD SH|TRBT|Tradebot Systems, Inc.|6700
WVE|WAVE LIFE SCI ORD SH|TRCM|TRC MARKETS LLC|12082
WVE|WAVE LIFE SCI ORD SH|UBSA|UBS SECURITIES LLC|168191
WVE|WAVE LIFE SCI ORD SH|UBSS|UBS Securities LLC|520926
WVE|WAVE LIFE SCI ORD SH|VALX|VIRTU AMERICAS LLC|3210
WVE|WAVE LIFE SCI ORD SH|VGRD|Vanguard Marketing Corporation|4491
WVE|WAVE LIFE SCI ORD SH|WABR|Wall Street Access|200
WVE|WAVE LIFE SCI ORD SH|WCHV|WELLS FARGO SECURITIES, LLC|26074
WVE|WAVE LIFE SCI ORD SH|WEDB|WEDBUSH SECURITIES INC.|22442
WVE|WAVE LIFE SCI ORD SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|235
WVE|WAVE LIFE SCI ORD SH|WEXX|WOLVERINE EXECUTION SERVICES, LLC|19830
WVE|WAVE LIFE SCI ORD SH|WHOT|JUST2TRADE, INC.|230
WVE|WAVE LIFE SCI ORD SH|WSEA|WOLVERINE SECURITIES, LLC|877
WVE|WAVE LIFE SCI ORD SH|XIST|INSTINET, LLC|10000
WVE|WAVE LIFE SCI ORD SH|XPUS|XP SECURITIES, LLC|340
WVE|WAVE LIFE SCI ORD SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|20300
WVE|WAVE LIFE SCI ORD SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
WVFC|WVS FINANCIAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11
WVFC|WVS FINANCIAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|100
WVFC|WVS FINANCIAL CORP|DEAN|MORGAN STANLEY|250
WVFC|WVS FINANCIAL CORP|EGXW|CBOE TRADING, INC.|543
WVFC|WVS FINANCIAL CORP|ETRS|E*Trade Securities LLC|1
WVFC|WVS FINANCIAL CORP|FBCO|Credit Suisse Securities (USA) LLC|500
WVFC|WVS FINANCIAL CORP|FOMA|TD AMERITRADE CLEARING, INC.|2865
WVFC|WVS FINANCIAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4
WVFC|WVS FINANCIAL CORP|FTBR|Foliofn Investments, Inc.|2
WVFC|WVS FINANCIAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|1700
WVFC|WVS FINANCIAL CORP|HRBF|American Enterprise Investment Services Inc.|300
WVFC|WVS FINANCIAL CORP|IBKR|Interactive Brokers Llc|11
WVFC|WVS FINANCIAL CORP|INCA|INSTINET, LLC|140
WVFC|WVS FINANCIAL CORP|INJX|INSTINET, LLC|2
WVFC|WVS FINANCIAL CORP|JANY|Janney Montgomery Scott Inc.|900
WVFC|WVS FINANCIAL CORP|LEHM|Barclays Capital Inc./Le|10
WVFC|WVS FINANCIAL CORP|LIME|Lime Brokerage LLC|893
WVFC|WVS FINANCIAL CORP|MSCO|MORGAN STANLEY & CO. LLC|199
WVFC|WVS FINANCIAL CORP|NFSC|National Financial Services LLC|63
WVFC|WVS FINANCIAL CORP|NITE|VIRTU Americas LLC|4801
WVFC|WVS FINANCIAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|437
WVFC|WVS FINANCIAL CORP|SWIM|TD Ameritrade, Inc.|1905
WVFC|WVS FINANCIAL CORP|UBSA|UBS SECURITIES LLC|32
WVFC|WVS FINANCIAL CORP|UBSS|UBS Securities LLC|1378
WVFC|WVS FINANCIAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|2701
WVVI|WILLAMETTE VALLEY|APCC|Apex Clearing Corporation|4
WVVI|WILLAMETTE VALLEY|CANT|Cantor Fitzgerald & Co.|209
WVVI|WILLAMETTE VALLEY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|495
WVVI|WILLAMETTE VALLEY|DBAB|Deutsche Bank Securities Inc.|100
WVVI|WILLAMETTE VALLEY|ECUT|CONVERGEX EXECUTION SOLUTIONS|300
WVVI|WILLAMETTE VALLEY|EDJO|Edward D. Jones & Co., L.P.|1800
WVVI|WILLAMETTE VALLEY|EGXW|CBOE TRADING, INC.|5000
WVVI|WILLAMETTE VALLEY|ETRS|E*Trade Securities LLC|1032
WVVI|WILLAMETTE VALLEY|FBCO|Credit Suisse Securities (USA) LLC|915
WVVI|WILLAMETTE VALLEY|FOMA|TD AMERITRADE CLEARING, INC.|32912
WVVI|WILLAMETTE VALLEY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7
WVVI|WILLAMETTE VALLEY|FTBR|Foliofn Investments, Inc.|785
WVVI|WILLAMETTE VALLEY|GSCO|GOLDMAN SACHS & CO. LLC|790
WVVI|WILLAMETTE VALLEY|GTSZ|GTS SECURITIES LLC|437
WVVI|WILLAMETTE VALLEY|HRBF|American Enterprise Investment Services Inc.|1193
WVVI|WILLAMETTE VALLEY|IATS|INTERACTIVE BROKERS LLC|20
WVVI|WILLAMETTE VALLEY|IBKR|Interactive Brokers Llc|2834
WVVI|WILLAMETTE VALLEY|INCA|INSTINET, LLC|6323
WVVI|WILLAMETTE VALLEY|INJX|INSTINET, LLC|605
WVVI|WILLAMETTE VALLEY|ITGI|ITG Inc.|1368
WVVI|WILLAMETTE VALLEY|ITGP|ITG INC.|200
WVVI|WILLAMETTE VALLEY|LEHM|Barclays Capital Inc./Le|221
WVVI|WILLAMETTE VALLEY|LIME|Lime Brokerage LLC|5531
WVVI|WILLAMETTE VALLEY|MSCO|MORGAN STANLEY & CO. LLC|3856
WVVI|WILLAMETTE VALLEY|MSPL|MORGAN STANLEY & CO. LLC|500
WVVI|WILLAMETTE VALLEY|NFSC|National Financial Services LLC|17886
WVVI|WILLAMETTE VALLEY|NITE|VIRTU Americas LLC|40927
WVVI|WILLAMETTE VALLEY|RBCM|RBC CAPITAL MARKETS, LLC|190
WVVI|WILLAMETTE VALLEY|SBSH|Citigroup Global Markets Inc.|150
WVVI|WILLAMETTE VALLEY|SGMT|GOLDMAN SACHS & CO. LLC|50
WVVI|WILLAMETTE VALLEY|STKP|STOCKPILE INVESTMENTS, INC.|44
WVVI|WILLAMETTE VALLEY|SWIM|TD Ameritrade, Inc.|40422
WVVI|WILLAMETTE VALLEY|TDSI|TD Securities (USA) LLC|12415
WVVI|WILLAMETTE VALLEY|TKNG|ALLY INVEST SECURITIES LLC|1
WVVI|WILLAMETTE VALLEY|TRCM|TRC MARKETS LLC|500
WVVI|WILLAMETTE VALLEY|UBSA|UBS SECURITIES LLC|310
WVVI|WILLAMETTE VALLEY|UBSS|UBS Securities LLC|4052
WVVI|WILLAMETTE VALLEY|VALX|VIRTU AMERICAS LLC|501
WVVI|WILLAMETTE VALLEY|VGRD|Vanguard Marketing Corporation|1816
WVVI|WILLAMETTE VALLEY|WCHV|WELLS FARGO SECURITIES, LLC|2923
WVVI|WILLAMETTE VALLEY|WSEA|WOLVERINE SECURITIES, LLC|22
WVVI|WILLAMETTE VALLEY|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
WVVIP|WILLAMETTE V PR ST A|ETRS|E*Trade Securities LLC|1104
WVVIP|WILLAMETTE V PR ST A|FOMA|TD AMERITRADE CLEARING, INC.|1205
WVVIP|WILLAMETTE V PR ST A|IBKR|Interactive Brokers Llc|93
WVVIP|WILLAMETTE V PR ST A|LIME|Lime Brokerage LLC|162
WVVIP|WILLAMETTE V PR ST A|MSCO|MORGAN STANLEY & CO. LLC|745
WVVIP|WILLAMETTE V PR ST A|NFSC|National Financial Services LLC|300
WVVIP|WILLAMETTE V PR ST A|NITE|VIRTU Americas LLC|817
WVVIP|WILLAMETTE V PR ST A|WCHV|WELLS FARGO SECURITIES, LLC|100
WWD|WOODWARD, INC.|ALLN|Allen & Company LLC|691
WWD|WOODWARD, INC.|ALTX|Alternet Securities Inc.|1937
WWD|WOODWARD, INC.|APCC|Apex Clearing Corporation|71
WWD|WOODWARD, INC.|BANK|Primevest Financial Services, Inc.|15
WWD|WOODWARD, INC.|BARD|Robert W. Baird & Co. Incorporated|2931
WWD|WOODWARD, INC.|BATM|CBOE TRADING, INC.|814
WWD|WOODWARD, INC.|BAYC|BAY CREST PARTNERS, LLC|2559
WWD|WOODWARD, INC.|BBNT|BB&T SECURITIES, LLC|17
WWD|WOODWARD, INC.|BERN|Sanford C. Bernstein & Co., LLC|15980
WWD|WOODWARD, INC.|BKCM|BNY Mellon Capital Markets LLC|12978
WWD|WOODWARD, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2528
WWD|WOODWARD, INC.|BLKX|INSTINET, LLC|6500
WWD|WOODWARD, INC.|BMOC|BMO Capital Markets Corp.|11092
WWD|WOODWARD, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|5227
WWD|WOODWARD, INC.|BTIG|BTIG, LLC|1888
WWD|WOODWARD, INC.|BYXM|CBOE TRADING, INC.|1100
WWD|WOODWARD, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
WWD|WOODWARD, INC.|CANT|Cantor Fitzgerald & Co.|115
WWD|WOODWARD, INC.|CHAS|Charles Schwab & Co., Inc.|51
WWD|WOODWARD, INC.|CIST|Capital Institutional Services, Inc.|1312
WWD|WOODWARD, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|46004
WWD|WOODWARD, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
WWD|WOODWARD, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
WWD|WOODWARD, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|90355
WWD|WOODWARD, INC.|CSIN|Citadel Securities Institutional LLC|3817
WWD|WOODWARD, INC.|CTDL|Citadel Derivatives Group Llc|9607
WWD|WOODWARD, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|3358
WWD|WOODWARD, INC.|DADA|D.A. Davidson & Co.|100
WWD|WOODWARD, INC.|DBAB|Deutsche Bank Securities Inc.|259005
WWD|WOODWARD, INC.|DBAX|Deutsche Bank Securities Inc.|37400
WWD|WOODWARD, INC.|DBUL|Deutsche Bank Securities Inc.|600
WWD|WOODWARD, INC.|DEAN|MORGAN STANLEY|673
WWD|WOODWARD, INC.|DEGS|RONIN PROFESSIONAL LLC|402
WWD|WOODWARD, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13999
WWD|WOODWARD, INC.|EBXL|EBX LLC|36800
WWD|WOODWARD, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5580
WWD|WOODWARD, INC.|EDJC|Edward Jones / CDS|381
WWD|WOODWARD, INC.|EDJO|Edward D. Jones & Co., L.P.|5886
WWD|WOODWARD, INC.|EGAM|CBOE TRADING, INC.|2530
WWD|WOODWARD, INC.|EGAW|CBOE TRADING, INC.|60
WWD|WOODWARD, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|473
WWD|WOODWARD, INC.|EGXM|CBOE TRADING, INC.|927
WWD|WOODWARD, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|121
WWD|WOODWARD, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3042
WWD|WOODWARD, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14961
WWD|WOODWARD, INC.|ETRS|E*Trade Securities LLC|10714
WWD|WOODWARD, INC.|FBCO|Credit Suisse Securities (USA) LLC|223062
WWD|WOODWARD, INC.|FBSB|U.S. Bancorp Investments, Inc.|1
WWD|WOODWARD, INC.|FINX|FINTECH SECURITIES|200
WWD|WOODWARD, INC.|FMAF|NBCN Inc./ CDS|1
WWD|WOODWARD, INC.|FOMA|TD AMERITRADE CLEARING, INC.|19272
WWD|WOODWARD, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|106
WWD|WOODWARD, INC.|FQLS|Quantlab Securities LP|89739
WWD|WOODWARD, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|74084
WWD|WOODWARD, INC.|FTBR|Foliofn Investments, Inc.|335
WWD|WOODWARD, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|17679
WWD|WOODWARD, INC.|GLPX|ACS EXECUTION SERVICES, LLC|7162
WWD|WOODWARD, INC.|GSCO|GOLDMAN SACHS & CO. LLC|340470
WWD|WOODWARD, INC.|GSCS|GOLDMAN SACHS & CO. LLC|2092
WWD|WOODWARD, INC.|GSLT|GOLDMAN SACHS & CO. LLC|64
WWD|WOODWARD, INC.|GTSZ|GTS SECURITIES LLC|29718
WWD|WOODWARD, INC.|HPPX|POTAMUS TRADING, LLC|293
WWD|WOODWARD, INC.|HRBF|American Enterprise Investment Services Inc.|2934
WWD|WOODWARD, INC.|IATS|INTERACTIVE BROKERS LLC|486
WWD|WOODWARD, INC.|IBKR|Interactive Brokers Llc|4016
WWD|WOODWARD, INC.|ICBX|INSTINET, LLC|3535
WWD|WOODWARD, INC.|IEQY|CITADEL SECURITIES LLC|60923
WWD|WOODWARD, INC.|INCA|INSTINET, LLC|146831
WWD|WOODWARD, INC.|INJX|INSTINET, LLC|11402
WWD|WOODWARD, INC.|ITGI|ITG Inc.|23933
WWD|WOODWARD, INC.|ITGP|ITG INC.|13400
WWD|WOODWARD, INC.|JANY|Janney Montgomery Scott Inc.|151
WWD|WOODWARD, INC.|JEFF|JEFFERIES LLC|53438
WWD|WOODWARD, INC.|JMPT|JUMP TRADING, LLC|15125
WWD|WOODWARD, INC.|JPBX|J.P. MORGAN SECURITIES LLC|13491
WWD|WOODWARD, INC.|JPMX|J.P. Morgan Securities LLC|180352
WWD|WOODWARD, INC.|JSJX|JANE STREET CAPITAL LLC|5082
WWD|WOODWARD, INC.|KCGM|VIRTU Americas LLC|6097
WWD|WOODWARD, INC.|LEHM|Barclays Capital Inc./Le|228598
WWD|WOODWARD, INC.|LIME|Lime Brokerage LLC|122913
WWD|WOODWARD, INC.|LOOP|Loop Capital Markets LLC|100
WWD|WOODWARD, INC.|MACQ|Macquarie Capital (USA) Inc.|300
WWD|WOODWARD, INC.|MAXM|Maxim Group LLC|5027
WWD|WOODWARD, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|12986
WWD|WOODWARD, INC.|MOTF|MOTIF INVESTING, INC.|12
WWD|WOODWARD, INC.|MSCO|MORGAN STANLEY & CO. LLC|901557
WWD|WOODWARD, INC.|MSPL|MORGAN STANLEY & CO. LLC|68800
WWD|WOODWARD, INC.|MSTX|MORGAN STANLEY & CO. LLC|19200
WWD|WOODWARD, INC.|NFSC|National Financial Services LLC|20948
WWD|WOODWARD, INC.|NITE|VIRTU Americas LLC|85009
WWD|WOODWARD, INC.|NITP|VIRTU Americas LLC|700
WWD|WOODWARD, INC.|NQRB|Brut, LLC|806
WWD|WOODWARD, INC.|NTRC|Northern Trust Securities, Inc.|856
WWD|WOODWARD, INC.|OPCO|Oppenheimer & Co. Inc.|12
WWD|WOODWARD, INC.|PDQM|CODA MARKETS, INC.|20971
WWD|WOODWARD, INC.|PWJC|UBS Financial Services, Inc.|1950
WWD|WOODWARD, INC.|RAJA|Raymond James & Associates, Inc.|952
WWD|WOODWARD, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1020
WWD|WOODWARD, INC.|SAGL|SAGETRADER, LLC|10
WWD|WOODWARD, INC.|SAGW|SAGETRADER, LLC|150
WWD|WOODWARD, INC.|SBSH|Citigroup Global Markets Inc.|123669
WWD|WOODWARD, INC.|SEIC|SEI Investments Distribution Co.|100
WWD|WOODWARD, INC.|SGMT|GOLDMAN SACHS & CO. LLC|15984
WWD|WOODWARD, INC.|SPDR|SPEEDROUTE LLC|3230
WWD|WOODWARD, INC.|SPHN|Stephens Inc.|196
WWD|WOODWARD, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|800
WWD|WOODWARD, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5067
WWD|WOODWARD, INC.|STKP|STOCKPILE INVESTMENTS, INC.|2
WWD|WOODWARD, INC.|SWIM|TD Ameritrade, Inc.|58
WWD|WOODWARD, INC.|TKNG|ALLY INVEST SECURITIES LLC|1666
WWD|WOODWARD, INC.|TONC|CUTTONE & CO., LLC|660
WWD|WOODWARD, INC.|TRBT|Tradebot Systems, Inc.|53268
WWD|WOODWARD, INC.|TRCM|TRC MARKETS LLC|37565
WWD|WOODWARD, INC.|UBSA|UBS SECURITIES LLC|116837
WWD|WOODWARD, INC.|UBSS|UBS Securities LLC|440238
WWD|WOODWARD, INC.|VALX|VIRTU AMERICAS LLC|3958
WWD|WOODWARD, INC.|VGRD|Vanguard Marketing Corporation|4002
WWD|WOODWARD, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|300
WWD|WOODWARD, INC.|WCHV|WELLS FARGO SECURITIES, LLC|45260
WWD|WOODWARD, INC.|WDNX|WEEDEN & CO.L.P.|3434
WWD|WOODWARD, INC.|WEED|Weeden & Co.L.P.|300
WWD|WOODWARD, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|952
WWD|WOODWARD, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4798
WWD|WOODWARD, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|211
WWD|WOODWARD, INC.|WSEA|WOLVERINE SECURITIES, LLC|815
WWD|WOODWARD, INC.|XIST|INSTINET, LLC|5388
WWD|WOODWARD, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|1218
WWD|WOODWARD, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|2278
WWD|WOODWARD, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5194
WWE|WORLD WRESTLING ENT|ALTX|Alternet Securities Inc.|16488
WWE|WORLD WRESTLING ENT|ANOS|ABEL/NOSER, L.L.C.|102
WWE|WORLD WRESTLING ENT|APCC|Apex Clearing Corporation|5166
WWE|WORLD WRESTLING ENT|AQUA|AQUA SECURITIES L.P.|3400
WWE|WORLD WRESTLING ENT|BANK|Primevest Financial Services, Inc.|185
WWE|WORLD WRESTLING ENT|BARD|Robert W. Baird & Co. Incorporated|20395
WWE|WORLD WRESTLING ENT|BATM|CBOE TRADING, INC.|24566
WWE|WORLD WRESTLING ENT|BAYC|BAY CREST PARTNERS, LLC|1500
WWE|WORLD WRESTLING ENT|BAYT|BTIG, LLC|200
WWE|WORLD WRESTLING ENT|BERN|Sanford C. Bernstein & Co., LLC|165298
WWE|WORLD WRESTLING ENT|BIDS|BIDS TRADING L.P.|100
WWE|WORLD WRESTLING ENT|BIMI|Banca IMI Securities Corp.|493
WWE|WORLD WRESTLING ENT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22816
WWE|WORLD WRESTLING ENT|BLKX|INSTINET, LLC|38413
WWE|WORLD WRESTLING ENT|BNPX|BNP PARIBAS SECURITIES CORP.|10108
WWE|WORLD WRESTLING ENT|BTIG|BTIG, LLC|6350
WWE|WORLD WRESTLING ENT|BYXM|CBOE TRADING, INC.|869
WWE|WORLD WRESTLING ENT|BZYD|GOLDMAN SACHS & CO. LLC|100
WWE|WORLD WRESTLING ENT|CANT|Cantor Fitzgerald & Co.|20
WWE|WORLD WRESTLING ENT|CBLC|CITIGROUP GLOBAL MARKETS INC.|72178
WWE|WORLD WRESTLING ENT|CHAS|Charles Schwab & Co., Inc.|1318
WWE|WORLD WRESTLING ENT|CHBC|PENSERRA SECURITIES, LLC|8400
WWE|WORLD WRESTLING ENT|CICF|Canaccord Genuity Corp.|750
WWE|WORLD WRESTLING ENT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|132562
WWE|WORLD WRESTLING ENT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21475
WWE|WORLD WRESTLING ENT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|6773
WWE|WORLD WRESTLING ENT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|381986
WWE|WORLD WRESTLING ENT|CTDL|Citadel Derivatives Group Llc|22085
WWE|WORLD WRESTLING ENT|CTLR|CUTLER GROUP, LP|4412
WWE|WORLD WRESTLING ENT|CXCX|CITIGROUP GLOBAL MARKETS INC.|84800
WWE|WORLD WRESTLING ENT|DBAB|Deutsche Bank Securities Inc.|307505
WWE|WORLD WRESTLING ENT|DBAX|Deutsche Bank Securities Inc.|311800
WWE|WORLD WRESTLING ENT|DBUL|Deutsche Bank Securities Inc.|2862
WWE|WORLD WRESTLING ENT|DCHF|Dart Executions, LLC|175
WWE|WORLD WRESTLING ENT|DEAN|MORGAN STANLEY|4952
WWE|WORLD WRESTLING ENT|DEGS|RONIN PROFESSIONAL LLC|400
WWE|WORLD WRESTLING ENT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1321
WWE|WORLD WRESTLING ENT|EBXL|EBX LLC|160000
WWE|WORLD WRESTLING ENT|ECUT|CONVERGEX EXECUTION SOLUTIONS|8515
WWE|WORLD WRESTLING ENT|EDJO|Edward D. Jones & Co., L.P.|4235
WWE|WORLD WRESTLING ENT|EGAM|CBOE TRADING, INC.|15149
WWE|WORLD WRESTLING ENT|EGAW|CBOE TRADING, INC.|52
WWE|WORLD WRESTLING ENT|EGMT|EG MARKET TECHNOLOGIES LLC|1953
WWE|WORLD WRESTLING ENT|EGXM|CBOE TRADING, INC.|9007
WWE|WORLD WRESTLING ENT|EGXW|CBOE TRADING, INC.|160
WWE|WORLD WRESTLING ENT|ETBE|Electronic Transaction Clearing, Inc.|29798
WWE|WORLD WRESTLING ENT|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
WWE|WORLD WRESTLING ENT|ETCC|Electronic Transaction Clearing, Inc.|400
WWE|WORLD WRESTLING ENT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|73589
WWE|WORLD WRESTLING ENT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|585
WWE|WORLD WRESTLING ENT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|23488
WWE|WORLD WRESTLING ENT|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|140
WWE|WORLD WRESTLING ENT|ETRS|E*Trade Securities LLC|477516
WWE|WORLD WRESTLING ENT|FBSB|U.S. Bancorp Investments, Inc.|2
WWE|WORLD WRESTLING ENT|FIDT|Fidelity Clearing Canada ULC./ CDS|137
WWE|WORLD WRESTLING ENT|FILL|Tradestation Securities, Inc.|44728
WWE|WORLD WRESTLING ENT|FMAF|NBCN Inc./ CDS|1762
WWE|WORLD WRESTLING ENT|FORD|Fordham Financial Management, Inc.|200
WWE|WORLD WRESTLING ENT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|89865
WWE|WORLD WRESTLING ENT|FQLS|Quantlab Securities LP|179779
WWE|WORLD WRESTLING ENT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|75138
WWE|WORLD WRESTLING ENT|FTBR|Foliofn Investments, Inc.|2149
WWE|WORLD WRESTLING ENT|GEBB|GLOBAL EXECUTION BROKERS, LP|2806
WWE|WORLD WRESTLING ENT|GILG|Gilder Gagnon Howe & Co. LLC|89753
WWE|WORLD WRESTLING ENT|GLIS|TD Securities Inc|282
WWE|WORLD WRESTLING ENT|GLPX|ACS EXECUTION SERVICES, LLC|33795
WWE|WORLD WRESTLING ENT|GSCO|GOLDMAN SACHS & CO. LLC|1018463
WWE|WORLD WRESTLING ENT|GSCS|GOLDMAN SACHS & CO. LLC|27476
WWE|WORLD WRESTLING ENT|GSLT|GOLDMAN SACHS & CO. LLC|16873
WWE|WORLD WRESTLING ENT|GTSZ|GTS SECURITIES LLC|141622
WWE|WORLD WRESTLING ENT|HAPX|HAP Trading, LLC|8757
WWE|WORLD WRESTLING ENT|HRBF|American Enterprise Investment Services Inc.|4208
WWE|WORLD WRESTLING ENT|HSBC|HSBC Securities, Inc.|50
WWE|WORLD WRESTLING ENT|IATS|INTERACTIVE BROKERS LLC|71431
WWE|WORLD WRESTLING ENT|IBKR|Interactive Brokers Llc|79373
WWE|WORLD WRESTLING ENT|IBSJ|Integrity Brokerage Services, Inc.|815
WWE|WORLD WRESTLING ENT|ICBX|INSTINET, LLC|44957
WWE|WORLD WRESTLING ENT|IEQY|CITADEL SECURITIES LLC|36190
WWE|WORLD WRESTLING ENT|INCA|INSTINET, LLC|294740
WWE|WORLD WRESTLING ENT|INJX|INSTINET, LLC|15655
WWE|WORLD WRESTLING ENT|ITGI|ITG Inc.|59590
WWE|WORLD WRESTLING ENT|ITGP|ITG INC.|146000
WWE|WORLD WRESTLING ENT|JANY|Janney Montgomery Scott Inc.|306
WWE|WORLD WRESTLING ENT|JEFF|JEFFERIES LLC|891679
WWE|WORLD WRESTLING ENT|JMPT|JUMP TRADING, LLC|90002
WWE|WORLD WRESTLING ENT|JPBX|J.P. MORGAN SECURITIES LLC|109460
WWE|WORLD WRESTLING ENT|JPMX|J.P. Morgan Securities LLC|443325
WWE|WORLD WRESTLING ENT|JSJX|JANE STREET CAPITAL LLC|10715
WWE|WORLD WRESTLING ENT|KCGM|VIRTU Americas LLC|81142
WWE|WORLD WRESTLING ENT|LEHM|Barclays Capital Inc./Le|494351
WWE|WORLD WRESTLING ENT|LIME|Lime Brokerage LLC|25653
WWE|WORLD WRESTLING ENT|LOOP|Loop Capital Markets LLC|838
WWE|WORLD WRESTLING ENT|LQNA|LIQUIDNET, INC.|30200
WWE|WORLD WRESTLING ENT|LSCI|Lek Securities Corporation|720
WWE|WORLD WRESTLING ENT|LTCO|Ladenburg, Thalmann & Co., Inc.|3
WWE|WORLD WRESTLING ENT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
WWE|WORLD WRESTLING ENT|MAXM|Maxim Group LLC|1450
WWE|WORLD WRESTLING ENT|MBTS|ALLY INVEST SECURITIES LLC|9833
WWE|WORLD WRESTLING ENT|MKMP|MKM Partners LLC|1600
WWE|WORLD WRESTLING ENT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|179120
WWE|WORLD WRESTLING ENT|MOTF|MOTIF INVESTING, INC.|28
WWE|WORLD WRESTLING ENT|MSCO|MORGAN STANLEY & CO. LLC|1373186
WWE|WORLD WRESTLING ENT|MSPL|MORGAN STANLEY & CO. LLC|569900
WWE|WORLD WRESTLING ENT|MSTX|MORGAN STANLEY & CO. LLC|221400
WWE|WORLD WRESTLING ENT|NEED|Needham & Company, LLC|550
WWE|WORLD WRESTLING ENT|NFSC|National Financial Services LLC|343697
WWE|WORLD WRESTLING ENT|NITE|VIRTU Americas LLC|1008983
WWE|WORLD WRESTLING ENT|NITP|VIRTU Americas LLC|400
WWE|WORLD WRESTLING ENT|NMRA|Nomura Securities International, Inc.|113330
WWE|WORLD WRESTLING ENT|NQRB|Brut, LLC|17855
WWE|WORLD WRESTLING ENT|NTBF|BMO Nesbitt Burns Inc./CDS|5832
WWE|WORLD WRESTLING ENT|NTRC|Northern Trust Securities, Inc.|28332
WWE|WORLD WRESTLING ENT|OHOS|TWO SIGMA SECURITIES, LLC|13005
WWE|WORLD WRESTLING ENT|OPCO|Oppenheimer & Co. Inc.|396
WWE|WORLD WRESTLING ENT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|605
WWE|WORLD WRESTLING ENT|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|520
WWE|WORLD WRESTLING ENT|PCFF|Pacific International Securities Inc./CDS|100
WWE|WORLD WRESTLING ENT|PCPT|PHILLIP CAPITAL INC.|85
WWE|WORLD WRESTLING ENT|PDQM|CODA MARKETS, INC.|68126
WWE|WORLD WRESTLING ENT|PHLY|NASDAQ Execution Services, LLC|3800
WWE|WORLD WRESTLING ENT|PIPR|Piper Jaffray & Co.|161
WWE|WORLD WRESTLING ENT|PWJC|UBS Financial Services, Inc.|475
WWE|WORLD WRESTLING ENT|QMSR|QUATTRO M SECURITIES INC.|406
WWE|WORLD WRESTLING ENT|RBCM|RBC CAPITAL MARKETS, LLC|5691
WWE|WORLD WRESTLING ENT|RGLD|Regal Securities, Inc|1
WWE|WORLD WRESTLING ENT|RJLC|RJL CAPITAL GROUP, LLC|1042
WWE|WORLD WRESTLING ENT|SAGL|SAGETRADER, LLC|48184
WWE|WORLD WRESTLING ENT|SBSH|Citigroup Global Markets Inc.|96415
WWE|WORLD WRESTLING ENT|SEIC|SEI Investments Distribution Co.|200
WWE|WORLD WRESTLING ENT|SGMT|GOLDMAN SACHS & CO. LLC|175746
WWE|WORLD WRESTLING ENT|SPDR|SPEEDROUTE LLC|14515
WWE|WORLD WRESTLING ENT|SPHN|Stephens Inc.|27
WWE|WORLD WRESTLING ENT|STFL|Stifel, Nicolaus & Company, Incorporated|4838
WWE|WORLD WRESTLING ENT|STKP|STOCKPILE INVESTMENTS, INC.|632
WWE|WORLD WRESTLING ENT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4207
WWE|WORLD WRESTLING ENT|SWIM|TD Ameritrade, Inc.|767788
WWE|WORLD WRESTLING ENT|SWST|Hilltop Securities Inc.|100
WWE|WORLD WRESTLING ENT|TKNG|ALLY INVEST SECURITIES LLC|9769
WWE|WORLD WRESTLING ENT|TMBR|Timber Hill LLC|73
WWE|WORLD WRESTLING ENT|TRBT|Tradebot Systems, Inc.|216449
WWE|WORLD WRESTLING ENT|TRCM|TRC MARKETS LLC|68778
WWE|WORLD WRESTLING ENT|TWTT|TASTYWORKS, INC.|252
WWE|WORLD WRESTLING ENT|UBSA|UBS SECURITIES LLC|508951
WWE|WORLD WRESTLING ENT|UBSS|UBS Securities LLC|626109
WWE|WORLD WRESTLING ENT|VALX|VIRTU AMERICAS LLC|39979
WWE|WORLD WRESTLING ENT|VGRD|Vanguard Marketing Corporation|31771
WWE|WORLD WRESTLING ENT|VSIN|Vision Financial Markets Llc|1
WWE|WORLD WRESTLING ENT|WABR|Wall Street Access|500
WWE|WORLD WRESTLING ENT|WBPX|SUMMIT SECURITIES GROUP, LLC|1645
WWE|WORLD WRESTLING ENT|WCHV|WELLS FARGO SECURITIES, LLC|81678
WWE|WORLD WRESTLING ENT|WDNX|WEEDEN & CO.L.P.|11212
WWE|WORLD WRESTLING ENT|WEDB|WEDBUSH SECURITIES INC.|1993
WWE|WORLD WRESTLING ENT|WEED|Weeden & Co.L.P.|950
WWE|WORLD WRESTLING ENT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|27513
WWE|WORLD WRESTLING ENT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48425
WWE|WORLD WRESTLING ENT|WGIF|CIBC World Markets Inc.|63
WWE|WORLD WRESTLING ENT|WLTH|WEALTHFRONT BROKERAGE CORPORATION|31
WWE|WORLD WRESTLING ENT|WSEA|WOLVERINE SECURITIES, LLC|21555
WWE|WORLD WRESTLING ENT|XIST|INSTINET, LLC|28626
WWE|WORLD WRESTLING ENT|XPQR|Jump Trading|1700
WWE|WORLD WRESTLING ENT|XSTM|NATIONAL FINANCIAL SERVICES LLC|137756
WWE|WORLD WRESTLING ENT|YKNA|COMHAR CAPITAL MARKETS, LLC|5190
WWE|WORLD WRESTLING ENT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1551
WWR|WESTWATER RES INC|APCC|Apex Clearing Corporation|23764
WWR|WESTWATER RES INC|BBNT|BB&T SECURITIES, LLC|8
WWR|WESTWATER RES INC|BIMI|Banca IMI Securities Corp.|68673
WWR|WESTWATER RES INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16122
WWR|WESTWATER RES INC|CHAS|Charles Schwab & Co., Inc.|15037
WWR|WESTWATER RES INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|24538
WWR|WESTWATER RES INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|47546
WWR|WESTWATER RES INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|34301
WWR|WESTWATER RES INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|10749
WWR|WESTWATER RES INC|CTDL|Citadel Derivatives Group Llc|7457
WWR|WESTWATER RES INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|10672
WWR|WESTWATER RES INC|DBAB|Deutsche Bank Securities Inc.|42513
WWR|WESTWATER RES INC|DBAX|Deutsche Bank Securities Inc.|5900
WWR|WESTWATER RES INC|DEAN|MORGAN STANLEY|200
WWR|WESTWATER RES INC|EBXL|EBX LLC|10500
WWR|WESTWATER RES INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|6100
WWR|WESTWATER RES INC|EDJO|Edward D. Jones & Co., L.P.|3
WWR|WESTWATER RES INC|EGAM|CBOE TRADING, INC.|2400
WWR|WESTWATER RES INC|EGXM|CBOE TRADING, INC.|5016
WWR|WESTWATER RES INC|ETCB|ETC BROKERAGE SERVICES, LLC|550
WWR|WESTWATER RES INC|ETRS|E*Trade Securities LLC|290614
WWR|WESTWATER RES INC|FBCO|Credit Suisse Securities (USA) LLC|73061
WWR|WESTWATER RES INC|FILL|Tradestation Securities, Inc.|61699
WWR|WESTWATER RES INC|FMAF|NBCN Inc./ CDS|24016
WWR|WESTWATER RES INC|FOMA|TD AMERITRADE CLEARING, INC.|1610595
WWR|WESTWATER RES INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4476
WWR|WESTWATER RES INC|FTBR|Foliofn Investments, Inc.|59
WWR|WESTWATER RES INC|GEBB|GLOBAL EXECUTION BROKERS, LP|26328
WWR|WESTWATER RES INC|GSCO|GOLDMAN SACHS & CO. LLC|66504
WWR|WESTWATER RES INC|GSLT|GOLDMAN SACHS & CO. LLC|6333
WWR|WESTWATER RES INC|GTSZ|GTS SECURITIES LLC|6768
WWR|WESTWATER RES INC|HSBC|HSBC Securities, Inc.|145
WWR|WESTWATER RES INC|IATS|INTERACTIVE BROKERS LLC|16625
WWR|WESTWATER RES INC|IBKR|Interactive Brokers Llc|394979
WWR|WESTWATER RES INC|ICBX|INSTINET, LLC|6331
WWR|WESTWATER RES INC|INCA|INSTINET, LLC|29370
WWR|WESTWATER RES INC|INJX|INSTINET, LLC|2500
WWR|WESTWATER RES INC|ITGI|ITG Inc.|14100
WWR|WESTWATER RES INC|ITGP|ITG INC.|6600
WWR|WESTWATER RES INC|JMPT|JUMP TRADING, LLC|4248
WWR|WESTWATER RES INC|JPMX|J.P. Morgan Securities LLC|2470
WWR|WESTWATER RES INC|KCGM|VIRTU Americas LLC|6528
WWR|WESTWATER RES INC|LEHM|Barclays Capital Inc./Le|90686
WWR|WESTWATER RES INC|LIME|Lime Brokerage LLC|16618
WWR|WESTWATER RES INC|LSCI|Lek Securities Corporation|200
WWR|WESTWATER RES INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|523
WWR|WESTWATER RES INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30718
WWR|WESTWATER RES INC|MSCO|MORGAN STANLEY & CO. LLC|627266
WWR|WESTWATER RES INC|MSPL|MORGAN STANLEY & CO. LLC|1200
WWR|WESTWATER RES INC|NFSC|National Financial Services LLC|532831
WWR|WESTWATER RES INC|NITE|VIRTU Americas LLC|1515377
WWR|WESTWATER RES INC|NITP|VIRTU Americas LLC|117
WWR|WESTWATER RES INC|NQRB|Brut, LLC|4600
WWR|WESTWATER RES INC|PDQM|CODA MARKETS, INC.|134460
WWR|WESTWATER RES INC|PWJC|UBS Financial Services, Inc.|83
WWR|WESTWATER RES INC|RAJA|Raymond James & Associates, Inc.|200
WWR|WESTWATER RES INC|RBCM|RBC CAPITAL MARKETS, LLC|28
WWR|WESTWATER RES INC|SAGL|SAGETRADER, LLC|800
WWR|WESTWATER RES INC|SBSH|Citigroup Global Markets Inc.|29419
WWR|WESTWATER RES INC|SGMT|GOLDMAN SACHS & CO. LLC|8639
WWR|WESTWATER RES INC|SPDR|SPEEDROUTE LLC|32464
WWR|WESTWATER RES INC|SWIM|TD Ameritrade, Inc.|387439
WWR|WESTWATER RES INC|TKNG|ALLY INVEST SECURITIES LLC|3625
WWR|WESTWATER RES INC|UBSA|UBS SECURITIES LLC|88253
WWR|WESTWATER RES INC|UBSS|UBS Securities LLC|331344
WWR|WESTWATER RES INC|VGRD|Vanguard Marketing Corporation|99747
WWR|WESTWATER RES INC|WCHV|WELLS FARGO SECURITIES, LLC|39029
WWR|WESTWATER RES INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1754
WWR|WESTWATER RES INC|WGIF|CIBC World Markets Inc.|46521
WWR|WESTWATER RES INC|WSEA|WOLVERINE SECURITIES, LLC|23774
WWR|WESTWATER RES INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
WWR|WESTWATER RES INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3
WWW|WOLVERINE WORLDWIDE|ALTX|Alternet Securities Inc.|13350
WWW|WOLVERINE WORLDWIDE|ANOS|ABEL/NOSER, L.L.C.|300
WWW|WOLVERINE WORLDWIDE|APCC|Apex Clearing Corporation|452
WWW|WOLVERINE WORLDWIDE|BANK|Primevest Financial Services, Inc.|200
WWW|WOLVERINE WORLDWIDE|BARD|Robert W. Baird & Co. Incorporated|1334
WWW|WOLVERINE WORLDWIDE|BATM|CBOE TRADING, INC.|19827
WWW|WOLVERINE WORLDWIDE|BERN|Sanford C. Bernstein & Co., LLC|88958
WWW|WOLVERINE WORLDWIDE|BIDS|BIDS TRADING L.P.|13700
WWW|WOLVERINE WORLDWIDE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|836
WWW|WOLVERINE WORLDWIDE|BLKX|INSTINET, LLC|58900
WWW|WOLVERINE WORLDWIDE|BNPX|BNP PARIBAS SECURITIES CORP.|15845
WWW|WOLVERINE WORLDWIDE|BRVL|BLAYLOCK VAN, LLC|11700
WWW|WOLVERINE WORLDWIDE|BTIG|BTIG, LLC|1500
WWW|WOLVERINE WORLDWIDE|BYXM|CBOE TRADING, INC.|500
WWW|WOLVERINE WORLDWIDE|BZYD|GOLDMAN SACHS & CO. LLC|1626
WWW|WOLVERINE WORLDWIDE|CANT|Cantor Fitzgerald & Co.|237
WWW|WOLVERINE WORLDWIDE|CHAS|Charles Schwab & Co., Inc.|35
WWW|WOLVERINE WORLDWIDE|CIST|Capital Institutional Services, Inc.|416
WWW|WOLVERINE WORLDWIDE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|167722
WWW|WOLVERINE WORLDWIDE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17146
WWW|WOLVERINE WORLDWIDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|271870
WWW|WOLVERINE WORLDWIDE|CTDL|Citadel Derivatives Group Llc|4210
WWW|WOLVERINE WORLDWIDE|CTLR|CUTLER GROUP, LP|300
WWW|WOLVERINE WORLDWIDE|CXCX|CITIGROUP GLOBAL MARKETS INC.|50162
WWW|WOLVERINE WORLDWIDE|DADA|D.A. Davidson & Co.|200
WWW|WOLVERINE WORLDWIDE|DBAB|Deutsche Bank Securities Inc.|232091
WWW|WOLVERINE WORLDWIDE|DBAX|Deutsche Bank Securities Inc.|200200
WWW|WOLVERINE WORLDWIDE|DEAN|MORGAN STANLEY|3971
WWW|WOLVERINE WORLDWIDE|DEGS|RONIN PROFESSIONAL LLC|1282
WWW|WOLVERINE WORLDWIDE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|200
WWW|WOLVERINE WORLDWIDE|EBXL|EBX LLC|183400
WWW|WOLVERINE WORLDWIDE|ECUT|CONVERGEX EXECUTION SOLUTIONS|21072
WWW|WOLVERINE WORLDWIDE|EDJO|Edward D. Jones & Co., L.P.|2168
WWW|WOLVERINE WORLDWIDE|EGAM|CBOE TRADING, INC.|8477
WWW|WOLVERINE WORLDWIDE|EGMT|EG MARKET TECHNOLOGIES LLC|2600
WWW|WOLVERINE WORLDWIDE|EGXM|CBOE TRADING, INC.|2908
WWW|WOLVERINE WORLDWIDE|ETBE|Electronic Transaction Clearing, Inc.|8535
WWW|WOLVERINE WORLDWIDE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7214
WWW|WOLVERINE WORLDWIDE|ETRS|E*Trade Securities LLC|2032
WWW|WOLVERINE WORLDWIDE|FILL|Tradestation Securities, Inc.|50
WWW|WOLVERINE WORLDWIDE|FMAF|NBCN Inc./ CDS|204
WWW|WOLVERINE WORLDWIDE|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6923
WWW|WOLVERINE WORLDWIDE|FQLS|Quantlab Securities LP|138229
WWW|WOLVERINE WORLDWIDE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|89190
WWW|WOLVERINE WORLDWIDE|FTBR|Foliofn Investments, Inc.|1661
WWW|WOLVERINE WORLDWIDE|GEBB|GLOBAL EXECUTION BROKERS, LP|4807
WWW|WOLVERINE WORLDWIDE|GLPX|ACS EXECUTION SERVICES, LLC|23237
WWW|WOLVERINE WORLDWIDE|GSCO|GOLDMAN SACHS & CO. LLC|426591
WWW|WOLVERINE WORLDWIDE|GSCS|GOLDMAN SACHS & CO. LLC|1376
WWW|WOLVERINE WORLDWIDE|GSLT|GOLDMAN SACHS & CO. LLC|2139
WWW|WOLVERINE WORLDWIDE|GTSZ|GTS SECURITIES LLC|72307
WWW|WOLVERINE WORLDWIDE|HRBF|American Enterprise Investment Services Inc.|498
WWW|WOLVERINE WORLDWIDE|IATS|INTERACTIVE BROKERS LLC|3038
WWW|WOLVERINE WORLDWIDE|IBKR|Interactive Brokers Llc|1497
WWW|WOLVERINE WORLDWIDE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1
WWW|WOLVERINE WORLDWIDE|ICBX|INSTINET, LLC|49038
WWW|WOLVERINE WORLDWIDE|IEQY|CITADEL SECURITIES LLC|24451
WWW|WOLVERINE WORLDWIDE|INCA|INSTINET, LLC|125800
WWW|WOLVERINE WORLDWIDE|INJX|INSTINET, LLC|12274
WWW|WOLVERINE WORLDWIDE|ITGI|ITG Inc.|249554
WWW|WOLVERINE WORLDWIDE|ITGP|ITG INC.|300400
WWW|WOLVERINE WORLDWIDE|JANY|Janney Montgomery Scott Inc.|30
WWW|WOLVERINE WORLDWIDE|JEFF|JEFFERIES LLC|30066
WWW|WOLVERINE WORLDWIDE|JMPT|JUMP TRADING, LLC|53172
WWW|WOLVERINE WORLDWIDE|JONE|JonesTrading|6850
WWW|WOLVERINE WORLDWIDE|JPBX|J.P. MORGAN SECURITIES LLC|26797
WWW|WOLVERINE WORLDWIDE|JPMX|J.P. Morgan Securities LLC|483954
WWW|WOLVERINE WORLDWIDE|JSJX|JANE STREET CAPITAL LLC|10364
WWW|WOLVERINE WORLDWIDE|KCGM|VIRTU Americas LLC|50776
WWW|WOLVERINE WORLDWIDE|KEYB|KEYBANC CAPITAL MARKETS INC.|75800
WWW|WOLVERINE WORLDWIDE|LEHM|Barclays Capital Inc./Le|343726
WWW|WOLVERINE WORLDWIDE|LIME|Lime Brokerage LLC|12028
WWW|WOLVERINE WORLDWIDE|LMNX|LUMINEX TRADING & ANALYTICS LLC|398262
WWW|WOLVERINE WORLDWIDE|LOOP|Loop Capital Markets LLC|3366
WWW|WOLVERINE WORLDWIDE|LQNA|LIQUIDNET, INC.|393100
WWW|WOLVERINE WORLDWIDE|LQNB|LIQUIDNET, INC.|6000
WWW|WOLVERINE WORLDWIDE|LSCI|Lek Securities Corporation|372
WWW|WOLVERINE WORLDWIDE|MCMF|Raymond James Ltd. Cds|1452
WWW|WOLVERINE WORLDWIDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|271488
WWW|WOLVERINE WORLDWIDE|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
WWW|WOLVERINE WORLDWIDE|MOTF|MOTIF INVESTING, INC.|2
WWW|WOLVERINE WORLDWIDE|MSCO|MORGAN STANLEY & CO. LLC|813661
WWW|WOLVERINE WORLDWIDE|MSPL|MORGAN STANLEY & CO. LLC|277300
WWW|WOLVERINE WORLDWIDE|MSTX|MORGAN STANLEY & CO. LLC|100400
WWW|WOLVERINE WORLDWIDE|NFSC|National Financial Services LLC|52067
WWW|WOLVERINE WORLDWIDE|NITE|VIRTU Americas LLC|160700
WWW|WOLVERINE WORLDWIDE|NITP|VIRTU Americas LLC|100
WWW|WOLVERINE WORLDWIDE|NQRB|Brut, LLC|2858
WWW|WOLVERINE WORLDWIDE|NTRC|Northern Trust Securities, Inc.|1075
WWW|WOLVERINE WORLDWIDE|OHOS|TWO SIGMA SECURITIES, LLC|26536
WWW|WOLVERINE WORLDWIDE|OPCO|Oppenheimer & Co. Inc.|744
WWW|WOLVERINE WORLDWIDE|PDQM|CODA MARKETS, INC.|83632
WWW|WOLVERINE WORLDWIDE|PIPR|Piper Jaffray & Co.|11800
WWW|WOLVERINE WORLDWIDE|PWJC|UBS Financial Services, Inc.|1504
WWW|WOLVERINE WORLDWIDE|RBCM|RBC CAPITAL MARKETS, LLC|850
WWW|WOLVERINE WORLDWIDE|SAGL|SAGETRADER, LLC|4646
WWW|WOLVERINE WORLDWIDE|SALI|INTL FCSTONE FINANCIAL INC.|127
WWW|WOLVERINE WORLDWIDE|SBSH|Citigroup Global Markets Inc.|72803
WWW|WOLVERINE WORLDWIDE|SGMT|GOLDMAN SACHS & CO. LLC|121901
WWW|WOLVERINE WORLDWIDE|SIDC|Sidoti & Company, LLC|1100
WWW|WOLVERINE WORLDWIDE|SPDR|SPEEDROUTE LLC|35114
WWW|WOLVERINE WORLDWIDE|SSBS|STATE STREET GLOBAL MARKETS, LLC|70514
WWW|WOLVERINE WORLDWIDE|STFL|Stifel, Nicolaus & Company, Incorporated|19804
WWW|WOLVERINE WORLDWIDE|STKP|STOCKPILE INVESTMENTS, INC.|14
WWW|WOLVERINE WORLDWIDE|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4439
WWW|WOLVERINE WORLDWIDE|SWIM|TD Ameritrade, Inc.|8018
WWW|WOLVERINE WORLDWIDE|TMBR|Timber Hill LLC|1300
WWW|WOLVERINE WORLDWIDE|TRBT|Tradebot Systems, Inc.|98731
WWW|WOLVERINE WORLDWIDE|TRCM|TRC MARKETS LLC|52136
WWW|WOLVERINE WORLDWIDE|UBSA|UBS SECURITIES LLC|375828
WWW|WOLVERINE WORLDWIDE|UBSS|UBS Securities LLC|439475
WWW|WOLVERINE WORLDWIDE|VALX|VIRTU AMERICAS LLC|9231
WWW|WOLVERINE WORLDWIDE|VGRD|Vanguard Marketing Corporation|6202
WWW|WOLVERINE WORLDWIDE|WBLR|WILLIAM BLAIR|16
WWW|WOLVERINE WORLDWIDE|WBPX|SUMMIT SECURITIES GROUP, LLC|1896
WWW|WOLVERINE WORLDWIDE|WCHV|WELLS FARGO SECURITIES, LLC|106907
WWW|WOLVERINE WORLDWIDE|WDNX|WEEDEN & CO.L.P.|17062
WWW|WOLVERINE WORLDWIDE|WEED|Weeden & Co.L.P.|22618
WWW|WOLVERINE WORLDWIDE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2552
WWW|WOLVERINE WORLDWIDE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3977
WWW|WOLVERINE WORLDWIDE|WFPB|Wells Fargo Securities, LLC.|2133
WWW|WOLVERINE WORLDWIDE|WLTH|WEALTHFRONT BROKERAGE CORPORATION|55
WWW|WOLVERINE WORLDWIDE|WSEA|WOLVERINE SECURITIES, LLC|1055
WWW|WOLVERINE WORLDWIDE|XIST|INSTINET, LLC|18600
WWW|WOLVERINE WORLDWIDE|XPQR|Jump Trading|300
WWW|WOLVERINE WORLDWIDE|XSTM|NATIONAL FINANCIAL SERVICES LLC|11314
WWW|WOLVERINE WORLDWIDE|YKNA|COMHAR CAPITAL MARKETS, LLC|1095
WWW|WOLVERINE WORLDWIDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|617
WY|WEYERHAEUSER CO|ABLE|NATIXIS Securities Americas LLC|19295
WY|WEYERHAEUSER CO|AGIS|Aegis Capital Corp.|170
WY|WEYERHAEUSER CO|ALTX|Alternet Securities Inc.|23749
WY|WEYERHAEUSER CO|ANOS|ABEL/NOSER, L.L.C.|9766
WY|WEYERHAEUSER CO|APCC|Apex Clearing Corporation|7069
WY|WEYERHAEUSER CO|BALE|M&T SECURITIES, INC.|1414
WY|WEYERHAEUSER CO|BANK|Primevest Financial Services, Inc.|745
WY|WEYERHAEUSER CO|BARD|Robert W. Baird & Co. Incorporated|47240
WY|WEYERHAEUSER CO|BATM|CBOE TRADING, INC.|11228
WY|WEYERHAEUSER CO|BAYC|BAY CREST PARTNERS, LLC|1812
WY|WEYERHAEUSER CO|BAYT|BTIG, LLC|200
WY|WEYERHAEUSER CO|BBNT|BB&T SECURITIES, LLC|11274
WY|WEYERHAEUSER CO|BERN|Sanford C. Bernstein & Co., LLC|124505
WY|WEYERHAEUSER CO|BIDS|BIDS TRADING L.P.|13600
WY|WEYERHAEUSER CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41399
WY|WEYERHAEUSER CO|BLKX|INSTINET, LLC|167755
WY|WEYERHAEUSER CO|BMOC|BMO Capital Markets Corp.|26998
WY|WEYERHAEUSER CO|BNPX|BNP PARIBAS SECURITIES CORP.|180733
WY|WEYERHAEUSER CO|BTIG|BTIG, LLC|337433
WY|WEYERHAEUSER CO|BYXM|CBOE TRADING, INC.|7471
WY|WEYERHAEUSER CO|BZYD|GOLDMAN SACHS & CO. LLC|1400
WY|WEYERHAEUSER CO|CABR|Cabrera Capital Markets, Inc.|135
WY|WEYERHAEUSER CO|CANT|Cantor Fitzgerald & Co.|35662
WY|WEYERHAEUSER CO|CBLC|CITIGROUP GLOBAL MARKETS INC.|18000
WY|WEYERHAEUSER CO|CHAS|Charles Schwab & Co., Inc.|6084
WY|WEYERHAEUSER CO|CIBP|CIBC World Markets Corp.|49823
WY|WEYERHAEUSER CO|CIOI|CITIGROUP GLOBAL MARKETS INC|29000
WY|WEYERHAEUSER CO|CIST|Capital Institutional Services, Inc.|25607
WY|WEYERHAEUSER CO|CLSA|CLSA AMERICAS, LLC|182410
WY|WEYERHAEUSER CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|617669
WY|WEYERHAEUSER CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
WY|WEYERHAEUSER CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|7328
WY|WEYERHAEUSER CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1226642
WY|WEYERHAEUSER CO|CTDL|Citadel Derivatives Group Llc|50253
WY|WEYERHAEUSER CO|CTLR|CUTLER GROUP, LP|5702
WY|WEYERHAEUSER CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|213216
WY|WEYERHAEUSER CO|DADA|D.A. Davidson & Co.|26507
WY|WEYERHAEUSER CO|DAVA|Davenport & Company LLC|10331
WY|WEYERHAEUSER CO|DBAB|Deutsche Bank Securities Inc.|568911
WY|WEYERHAEUSER CO|DBAX|Deutsche Bank Securities Inc.|627500
WY|WEYERHAEUSER CO|DCHF|Dart Executions, LLC|43308
WY|WEYERHAEUSER CO|DEAN|MORGAN STANLEY|49819
WY|WEYERHAEUSER CO|DEGS|RONIN PROFESSIONAL LLC|500
WY|WEYERHAEUSER CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21922
WY|WEYERHAEUSER CO|DRWK|DRW SECURITIES, L.L.C.|21015
WY|WEYERHAEUSER CO|EBXL|EBX LLC|832500
WY|WEYERHAEUSER CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|241598
WY|WEYERHAEUSER CO|EDJC|Edward Jones / CDS|553
WY|WEYERHAEUSER CO|EDJO|Edward D. Jones & Co., L.P.|11117
WY|WEYERHAEUSER CO|EGAM|CBOE TRADING, INC.|64515
WY|WEYERHAEUSER CO|EGAW|CBOE TRADING, INC.|742
WY|WEYERHAEUSER CO|EGXM|CBOE TRADING, INC.|6204
WY|WEYERHAEUSER CO|EGXW|CBOE TRADING, INC.|2
WY|WEYERHAEUSER CO|ETBE|Electronic Transaction Clearing, Inc.|36717
WY|WEYERHAEUSER CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
WY|WEYERHAEUSER CO|ETCC|Electronic Transaction Clearing, Inc.|1936
WY|WEYERHAEUSER CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4600
WY|WEYERHAEUSER CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6077
WY|WEYERHAEUSER CO|ETRS|E*Trade Securities LLC|94866
WY|WEYERHAEUSER CO|FILL|Tradestation Securities, Inc.|3056
WY|WEYERHAEUSER CO|FINX|FINTECH SECURITIES|13751
WY|WEYERHAEUSER CO|FMAF|NBCN Inc./ CDS|1918
WY|WEYERHAEUSER CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|14569
WY|WEYERHAEUSER CO|FQLS|Quantlab Securities LP|943188
WY|WEYERHAEUSER CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|144198
WY|WEYERHAEUSER CO|FTBR|Foliofn Investments, Inc.|7146
WY|WEYERHAEUSER CO|GEBB|GLOBAL EXECUTION BROKERS, LP|6138
WY|WEYERHAEUSER CO|GLIS|TD Securities Inc|40
WY|WEYERHAEUSER CO|GLPX|ACS EXECUTION SERVICES, LLC|170047
WY|WEYERHAEUSER CO|GNAV|GREEN STREET TRADING, LLC|7898
WY|WEYERHAEUSER CO|GSCO|GOLDMAN SACHS & CO. LLC|4265528
WY|WEYERHAEUSER CO|GSCS|GOLDMAN SACHS & CO. LLC|4524
WY|WEYERHAEUSER CO|GSLT|GOLDMAN SACHS & CO. LLC|41684
WY|WEYERHAEUSER CO|GTSZ|GTS SECURITIES LLC|405965
WY|WEYERHAEUSER CO|HAPX|HAP Trading, LLC|400
WY|WEYERHAEUSER CO|HRBF|American Enterprise Investment Services Inc.|15826
WY|WEYERHAEUSER CO|HSBC|HSBC Securities, Inc.|14605
WY|WEYERHAEUSER CO|IATS|INTERACTIVE BROKERS LLC|10321
WY|WEYERHAEUSER CO|IBKR|Interactive Brokers Llc|55912
WY|WEYERHAEUSER CO|IBSJ|Integrity Brokerage Services, Inc.|250
WY|WEYERHAEUSER CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2438
WY|WEYERHAEUSER CO|ICBX|INSTINET, LLC|205659
WY|WEYERHAEUSER CO|IEQY|CITADEL SECURITIES LLC|671032
WY|WEYERHAEUSER CO|INCA|INSTINET, LLC|748954
WY|WEYERHAEUSER CO|INJX|INSTINET, LLC|16440
WY|WEYERHAEUSER CO|INTL|INTL FCSTONE FINANCIAL INC.|1617
WY|WEYERHAEUSER CO|ITGI|ITG Inc.|334215
WY|WEYERHAEUSER CO|ITGP|ITG INC.|495000
WY|WEYERHAEUSER CO|JANY|Janney Montgomery Scott Inc.|21707
WY|WEYERHAEUSER CO|JEFF|JEFFERIES LLC|371302
WY|WEYERHAEUSER CO|JMPT|JUMP TRADING, LLC|243440
WY|WEYERHAEUSER CO|JPBX|J.P. MORGAN SECURITIES LLC|356587
WY|WEYERHAEUSER CO|JPMX|J.P. Morgan Securities LLC|1168341
WY|WEYERHAEUSER CO|JSJX|JANE STREET CAPITAL LLC|249666
WY|WEYERHAEUSER CO|KCGM|VIRTU Americas LLC|271138
WY|WEYERHAEUSER CO|LEHM|Barclays Capital Inc./Le|11898642
WY|WEYERHAEUSER CO|LIME|Lime Brokerage LLC|78841
WY|WEYERHAEUSER CO|LIWD|LIME BROKERAGE LLC|65
WY|WEYERHAEUSER CO|LMNX|LUMINEX TRADING & ANALYTICS LLC|291766
WY|WEYERHAEUSER CO|LOOP|Loop Capital Markets LLC|2250
WY|WEYERHAEUSER CO|LQNA|LIQUIDNET, INC.|54900
WY|WEYERHAEUSER CO|LSCI|Lek Securities Corporation|1880
WY|WEYERHAEUSER CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1000
WY|WEYERHAEUSER CO|MACC|Mid Atlantic Capital Corporation|3147
WY|WEYERHAEUSER CO|MACQ|Macquarie Capital (USA) Inc.|2100
WY|WEYERHAEUSER CO|MAXM|Maxim Group LLC|46196
WY|WEYERHAEUSER CO|MBTS|ALLY INVEST SECURITIES LLC|4703
WY|WEYERHAEUSER CO|MCMF|Raymond James Ltd. Cds|3053
WY|WEYERHAEUSER CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|589895
WY|WEYERHAEUSER CO|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4301
WY|WEYERHAEUSER CO|MOTF|MOTIF INVESTING, INC.|14
WY|WEYERHAEUSER CO|MSCO|MORGAN STANLEY & CO. LLC|5526423
WY|WEYERHAEUSER CO|MSPL|MORGAN STANLEY & CO. LLC|972800
WY|WEYERHAEUSER CO|MSTX|MORGAN STANLEY & CO. LLC|537600
WY|WEYERHAEUSER CO|MZHO|Mizuho Securities USA LLC|138095
WY|WEYERHAEUSER CO|NEUB|NEUBERGER BERMAN BD LLC|2211
WY|WEYERHAEUSER CO|NFSC|National Financial Services LLC|336401
WY|WEYERHAEUSER CO|NITE|VIRTU Americas LLC|1712599
WY|WEYERHAEUSER CO|NITP|VIRTU Americas LLC|1900
WY|WEYERHAEUSER CO|NQRB|Brut, LLC|14996
WY|WEYERHAEUSER CO|NTBF|BMO Nesbitt Burns Inc./CDS|2398
WY|WEYERHAEUSER CO|NTRC|Northern Trust Securities, Inc.|9220
WY|WEYERHAEUSER CO|OHOS|TWO SIGMA SECURITIES, LLC|100706
WY|WEYERHAEUSER CO|OPCO|Oppenheimer & Co. Inc.|19940
WY|WEYERHAEUSER CO|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|3812
WY|WEYERHAEUSER CO|PDQM|CODA MARKETS, INC.|89121
WY|WEYERHAEUSER CO|PHLY|NASDAQ Execution Services, LLC|9200
WY|WEYERHAEUSER CO|PICT|Pictet Overseas Inc.|364
WY|WEYERHAEUSER CO|PIPR|Piper Jaffray & Co.|200
WY|WEYERHAEUSER CO|PNSR|Penserra Securities, LLC|15794
WY|WEYERHAEUSER CO|PWJC|UBS Financial Services, Inc.|8462
WY|WEYERHAEUSER CO|QMSR|QUATTRO M SECURITIES INC.|13850
WY|WEYERHAEUSER CO|RBCM|RBC CAPITAL MARKETS, LLC|25582
WY|WEYERHAEUSER CO|RHCO|Suntrust Robinson Humphrey, Inc.|68196
WY|WEYERHAEUSER CO|ROTH|Roth Capital Partners, LLC|300
WY|WEYERHAEUSER CO|SAGL|SAGETRADER, LLC|162678
WY|WEYERHAEUSER CO|SAGW|SAGETRADER, LLC|4216
WY|WEYERHAEUSER CO|SALI|INTL FCSTONE FINANCIAL INC.|18
WY|WEYERHAEUSER CO|SBRX|MURIEL SIEBERT & CO INC|1700
WY|WEYERHAEUSER CO|SBSH|Citigroup Global Markets Inc.|374980
WY|WEYERHAEUSER CO|SEIC|SEI Investments Distribution Co.|7930
WY|WEYERHAEUSER CO|SGMT|GOLDMAN SACHS & CO. LLC|564515
WY|WEYERHAEUSER CO|SHMR|ABN Amro Clearing LLC|124
WY|WEYERHAEUSER CO|SJLS|TRADE INFORMATICS LLC|100
WY|WEYERHAEUSER CO|SPDR|SPEEDROUTE LLC|70100
WY|WEYERHAEUSER CO|SPHN|Stephens Inc.|6064
WY|WEYERHAEUSER CO|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
WY|WEYERHAEUSER CO|STFL|Stifel, Nicolaus & Company, Incorporated|50685
WY|WEYERHAEUSER CO|STKP|STOCKPILE INVESTMENTS, INC.|64
WY|WEYERHAEUSER CO|STRS|STRATEGAS RESEARCH PARTNERS|900
WY|WEYERHAEUSER CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|15152
WY|WEYERHAEUSER CO|SWIM|TD Ameritrade, Inc.|332734
WY|WEYERHAEUSER CO|SWST|Hilltop Securities Inc.|13766
WY|WEYERHAEUSER CO|TAGC|TELSEY ADVISORY GROUP LLC|2513
WY|WEYERHAEUSER CO|TKNG|ALLY INVEST SECURITIES LLC|636
WY|WEYERHAEUSER CO|TRBT|Tradebot Systems, Inc.|829888
WY|WEYERHAEUSER CO|TRCM|TRC MARKETS LLC|529060
WY|WEYERHAEUSER CO|TWTT|TASTYWORKS, INC.|200
WY|WEYERHAEUSER CO|UBSA|UBS SECURITIES LLC|2919821
WY|WEYERHAEUSER CO|UBSS|UBS Securities LLC|2288199
WY|WEYERHAEUSER CO|VALX|VIRTU AMERICAS LLC|74734
WY|WEYERHAEUSER CO|VGRD|Vanguard Marketing Corporation|103106
WY|WEYERHAEUSER CO|VNDM|Wall Street Access|6086
WY|WEYERHAEUSER CO|WABR|Wall Street Access|5600
WY|WEYERHAEUSER CO|WBLR|WILLIAM BLAIR|9164
WY|WEYERHAEUSER CO|WBPX|SUMMIT SECURITIES GROUP, LLC|51149
WY|WEYERHAEUSER CO|WCHV|WELLS FARGO SECURITIES, LLC|503874
WY|WEYERHAEUSER CO|WDNX|WEEDEN & CO.L.P.|1642
WY|WEYERHAEUSER CO|WEDB|WEDBUSH SECURITIES INC.|18510
WY|WEYERHAEUSER CO|WEED|Weeden & Co.L.P.|33843
WY|WEYERHAEUSER CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|109200
WY|WEYERHAEUSER CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|68675
WY|WEYERHAEUSER CO|WFPB|Wells Fargo Securities, LLC.|2033
WY|WEYERHAEUSER CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2526
WY|WEYERHAEUSER CO|WSAG|WALL STREET ACCESS|1062
WY|WEYERHAEUSER CO|WSEA|WOLVERINE SECURITIES, LLC|25992
WY|WEYERHAEUSER CO|XIST|INSTINET, LLC|121678
WY|WEYERHAEUSER CO|XPQR|Jump Trading|9788
WY|WEYERHAEUSER CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|137884
WY|WEYERHAEUSER CO|YKNA|COMHAR CAPITAL MARKETS, LLC|1338
WY|WEYERHAEUSER CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14409
WYDE|PROSHARES CDS SHORT|APCC|Apex Clearing Corporation|5
WYDE|PROSHARES CDS SHORT|ETRS|E*Trade Securities LLC|20
WYDE|PROSHARES CDS SHORT|FTBR|Foliofn Investments, Inc.|3
WYDE|PROSHARES CDS SHORT|IBKR|Interactive Brokers Llc|1400
WYDE|PROSHARES CDS SHORT|MSCO|MORGAN STANLEY & CO. LLC|3
WYDE|PROSHARES CDS SHORT|NITE|VIRTU Americas LLC|796
WYND|WYNDHAM DESTINATIONS|ABLE|NATIXIS Securities Americas LLC|133361
WYND|WYNDHAM DESTINATIONS|AGIS|Aegis Capital Corp.|14
WYND|WYNDHAM DESTINATIONS|ALTX|Alternet Securities Inc.|119234
WYND|WYNDHAM DESTINATIONS|ANOS|ABEL/NOSER, L.L.C.|9350
WYND|WYNDHAM DESTINATIONS|APCC|Apex Clearing Corporation|6523
WYND|WYNDHAM DESTINATIONS|AQUA|AQUA SECURITIES L.P.|9200
WYND|WYNDHAM DESTINATIONS|BANK|Primevest Financial Services, Inc.|458
WYND|WYNDHAM DESTINATIONS|BARD|Robert W. Baird & Co. Incorporated|246602
WYND|WYNDHAM DESTINATIONS|BATM|CBOE TRADING, INC.|10269
WYND|WYNDHAM DESTINATIONS|BAYT|BTIG, LLC|200
WYND|WYNDHAM DESTINATIONS|BBNT|BB&T SECURITIES, LLC|1546
WYND|WYNDHAM DESTINATIONS|BERN|Sanford C. Bernstein & Co., LLC|995384
WYND|WYNDHAM DESTINATIONS|BIDS|BIDS TRADING L.P.|19200
WYND|WYNDHAM DESTINATIONS|BIMI|Banca IMI Securities Corp.|264
WYND|WYNDHAM DESTINATIONS|BKCM|BNY Mellon Capital Markets LLC|19503
WYND|WYNDHAM DESTINATIONS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8279
WYND|WYNDHAM DESTINATIONS|BLKX|INSTINET, LLC|425341
WYND|WYNDHAM DESTINATIONS|BNPX|BNP PARIBAS SECURITIES CORP.|44616
WYND|WYNDHAM DESTINATIONS|BTIG|BTIG, LLC|56075
WYND|WYNDHAM DESTINATIONS|BYXM|CBOE TRADING, INC.|10424
WYND|WYNDHAM DESTINATIONS|BZYD|GOLDMAN SACHS & CO. LLC|1581
WYND|WYNDHAM DESTINATIONS|CANT|Cantor Fitzgerald & Co.|160989
WYND|WYNDHAM DESTINATIONS|CBLC|CITIGROUP GLOBAL MARKETS INC.|44200
WYND|WYNDHAM DESTINATIONS|CHAS|Charles Schwab & Co., Inc.|18780
WYND|WYNDHAM DESTINATIONS|CIBP|CIBC World Markets Corp.|3596
WYND|WYNDHAM DESTINATIONS|CIST|Capital Institutional Services, Inc.|27079
WYND|WYNDHAM DESTINATIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|261417
WYND|WYNDHAM DESTINATIONS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|84259
WYND|WYNDHAM DESTINATIONS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8036
WYND|WYNDHAM DESTINATIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1047610
WYND|WYNDHAM DESTINATIONS|CTDL|Citadel Derivatives Group Llc|23297
WYND|WYNDHAM DESTINATIONS|CTLR|CUTLER GROUP, LP|687
WYND|WYNDHAM DESTINATIONS|CXCX|CITIGROUP GLOBAL MARKETS INC.|92100
WYND|WYNDHAM DESTINATIONS|DADA|D.A. Davidson & Co.|96
WYND|WYNDHAM DESTINATIONS|DAVA|Davenport & Company LLC|12
WYND|WYNDHAM DESTINATIONS|DBAB|Deutsche Bank Securities Inc.|652542
WYND|WYNDHAM DESTINATIONS|DBAX|Deutsche Bank Securities Inc.|1036500
WYND|WYNDHAM DESTINATIONS|DCHF|Dart Executions, LLC|5193
WYND|WYNDHAM DESTINATIONS|DEAN|MORGAN STANLEY|6237
WYND|WYNDHAM DESTINATIONS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|31439
WYND|WYNDHAM DESTINATIONS|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|4957
WYND|WYNDHAM DESTINATIONS|EBXL|EBX LLC|688000
WYND|WYNDHAM DESTINATIONS|ECUT|CONVERGEX EXECUTION SOLUTIONS|115120
WYND|WYNDHAM DESTINATIONS|EDJO|Edward D. Jones & Co., L.P.|19668
WYND|WYNDHAM DESTINATIONS|EGAM|CBOE TRADING, INC.|39473
WYND|WYNDHAM DESTINATIONS|EGAW|CBOE TRADING, INC.|532
WYND|WYNDHAM DESTINATIONS|EGMT|EG MARKET TECHNOLOGIES LLC|1900
WYND|WYNDHAM DESTINATIONS|EGXM|CBOE TRADING, INC.|20099
WYND|WYNDHAM DESTINATIONS|EGXW|CBOE TRADING, INC.|2295
WYND|WYNDHAM DESTINATIONS|ESPO|ESPOSITO SECURITIES, LLC|6
WYND|WYNDHAM DESTINATIONS|ETBE|Electronic Transaction Clearing, Inc.|820
WYND|WYNDHAM DESTINATIONS|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1000
WYND|WYNDHAM DESTINATIONS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1100
WYND|WYNDHAM DESTINATIONS|ETCC|Electronic Transaction Clearing, Inc.|570
WYND|WYNDHAM DESTINATIONS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|35
WYND|WYNDHAM DESTINATIONS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
WYND|WYNDHAM DESTINATIONS|ETRS|E*Trade Securities LLC|50348
WYND|WYNDHAM DESTINATIONS|FIDT|Fidelity Clearing Canada ULC./ CDS|130
WYND|WYNDHAM DESTINATIONS|FILL|Tradestation Securities, Inc.|7389
WYND|WYNDHAM DESTINATIONS|FINX|FINTECH SECURITIES|84
WYND|WYNDHAM DESTINATIONS|FMAF|NBCN Inc./ CDS|3409
WYND|WYNDHAM DESTINATIONS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|67752
WYND|WYNDHAM DESTINATIONS|FQLS|Quantlab Securities LP|167299
WYND|WYNDHAM DESTINATIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|190151
WYND|WYNDHAM DESTINATIONS|FTBR|Foliofn Investments, Inc.|1632
WYND|WYNDHAM DESTINATIONS|GEBB|GLOBAL EXECUTION BROKERS, LP|4976
WYND|WYNDHAM DESTINATIONS|GHCC|Gordon, Haskett Capital Corporation|400
WYND|WYNDHAM DESTINATIONS|GLIS|TD Securities Inc|232
WYND|WYNDHAM DESTINATIONS|GLPX|ACS EXECUTION SERVICES, LLC|398579
WYND|WYNDHAM DESTINATIONS|GSCO|GOLDMAN SACHS & CO. LLC|1943811
WYND|WYNDHAM DESTINATIONS|GSCS|GOLDMAN SACHS & CO. LLC|30582
WYND|WYNDHAM DESTINATIONS|GSLT|GOLDMAN SACHS & CO. LLC|21015
WYND|WYNDHAM DESTINATIONS|GTSZ|GTS SECURITIES LLC|58266
WYND|WYNDHAM DESTINATIONS|HAPX|HAP Trading, LLC|200
WYND|WYNDHAM DESTINATIONS|HRBF|American Enterprise Investment Services Inc.|21007
WYND|WYNDHAM DESTINATIONS|HSBC|HSBC Securities, Inc.|13010
WYND|WYNDHAM DESTINATIONS|IATS|INTERACTIVE BROKERS LLC|14563
WYND|WYNDHAM DESTINATIONS|IBKR|Interactive Brokers Llc|40544
WYND|WYNDHAM DESTINATIONS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1139
WYND|WYNDHAM DESTINATIONS|ICBX|INSTINET, LLC|18150
WYND|WYNDHAM DESTINATIONS|IEQY|CITADEL SECURITIES LLC|76134
WYND|WYNDHAM DESTINATIONS|INCA|INSTINET, LLC|915034
WYND|WYNDHAM DESTINATIONS|INJX|INSTINET, LLC|7129
WYND|WYNDHAM DESTINATIONS|ITGI|ITG Inc.|388346
WYND|WYNDHAM DESTINATIONS|ITGP|ITG INC.|725600
WYND|WYNDHAM DESTINATIONS|JANY|Janney Montgomery Scott Inc.|13156
WYND|WYNDHAM DESTINATIONS|JEFF|JEFFERIES LLC|190296
WYND|WYNDHAM DESTINATIONS|JMPT|JUMP TRADING, LLC|209868
WYND|WYNDHAM DESTINATIONS|JONE|JonesTrading|108205
WYND|WYNDHAM DESTINATIONS|JPBX|J.P. MORGAN SECURITIES LLC|214985
WYND|WYNDHAM DESTINATIONS|JPMX|J.P. Morgan Securities LLC|2238135
WYND|WYNDHAM DESTINATIONS|JSEB|JANE STREET EXECUTION SERVICES, LLC|1100
WYND|WYNDHAM DESTINATIONS|JSJX|JANE STREET CAPITAL LLC|15588
WYND|WYNDHAM DESTINATIONS|KCGM|VIRTU Americas LLC|159756
WYND|WYNDHAM DESTINATIONS|KING|C. L. King & Associates, Inc.|70
WYND|WYNDHAM DESTINATIONS|LEHM|Barclays Capital Inc./Le|1582946
WYND|WYNDHAM DESTINATIONS|LGNT|COR CLEARING LLC|1
WYND|WYNDHAM DESTINATIONS|LIME|Lime Brokerage LLC|33682
WYND|WYNDHAM DESTINATIONS|LMNX|LUMINEX TRADING & ANALYTICS LLC|524968
WYND|WYNDHAM DESTINATIONS|LOOP|Loop Capital Markets LLC|700
WYND|WYNDHAM DESTINATIONS|LQNA|LIQUIDNET, INC.|343500
WYND|WYNDHAM DESTINATIONS|LQNB|LIQUIDNET, INC.|190
WYND|WYNDHAM DESTINATIONS|LSCI|Lek Securities Corporation|100
WYND|WYNDHAM DESTINATIONS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2600
WYND|WYNDHAM DESTINATIONS|MACC|Mid Atlantic Capital Corporation|1681
WYND|WYNDHAM DESTINATIONS|MACQ|Macquarie Capital (USA) Inc.|309236
WYND|WYNDHAM DESTINATIONS|MAXM|Maxim Group LLC|21824
WYND|WYNDHAM DESTINATIONS|MCMF|Raymond James Ltd. Cds|4635
WYND|WYNDHAM DESTINATIONS|MKMP|MKM Partners LLC|22710
WYND|WYNDHAM DESTINATIONS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|541141
WYND|WYNDHAM DESTINATIONS|MNDX|TJM Investments, LLC|400
WYND|WYNDHAM DESTINATIONS|MOTF|MOTIF INVESTING, INC.|1
WYND|WYNDHAM DESTINATIONS|MSCO|MORGAN STANLEY & CO. LLC|2549156
WYND|WYNDHAM DESTINATIONS|MSPL|MORGAN STANLEY & CO. LLC|797000
WYND|WYNDHAM DESTINATIONS|MSTX|MORGAN STANLEY & CO. LLC|542000
WYND|WYNDHAM DESTINATIONS|NATL|National Securities Corporation|2000
WYND|WYNDHAM DESTINATIONS|NEUB|NEUBERGER BERMAN BD LLC|525
WYND|WYNDHAM DESTINATIONS|NFSC|National Financial Services LLC|307961
WYND|WYNDHAM DESTINATIONS|NITE|VIRTU Americas LLC|558956
WYND|WYNDHAM DESTINATIONS|NITP|VIRTU Americas LLC|1625
WYND|WYNDHAM DESTINATIONS|NQRB|Brut, LLC|16171
WYND|WYNDHAM DESTINATIONS|NTBF|BMO Nesbitt Burns Inc./CDS|190
WYND|WYNDHAM DESTINATIONS|NTRC|Northern Trust Securities, Inc.|5481
WYND|WYNDHAM DESTINATIONS|OPCO|Oppenheimer & Co. Inc.|3780
WYND|WYNDHAM DESTINATIONS|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|21042
WYND|WYNDHAM DESTINATIONS|PDQM|CODA MARKETS, INC.|364580
WYND|WYNDHAM DESTINATIONS|PICT|Pictet Overseas Inc.|13905
WYND|WYNDHAM DESTINATIONS|PREC|PRECISION SECURITIES, LLC|13300
WYND|WYNDHAM DESTINATIONS|PWJC|UBS Financial Services, Inc.|320
WYND|WYNDHAM DESTINATIONS|QMSR|QUATTRO M SECURITIES INC.|8019
WYND|WYNDHAM DESTINATIONS|RBCM|RBC CAPITAL MARKETS, LLC|14384
WYND|WYNDHAM DESTINATIONS|RHCO|Suntrust Robinson Humphrey, Inc.|4400
WYND|WYNDHAM DESTINATIONS|ROBT|Robotti & Company, LLC|300
WYND|WYNDHAM DESTINATIONS|SAGL|SAGETRADER, LLC|185600
WYND|WYNDHAM DESTINATIONS|SAGW|SAGETRADER, LLC|4341
WYND|WYNDHAM DESTINATIONS|SALI|INTL FCSTONE FINANCIAL INC.|250
WYND|WYNDHAM DESTINATIONS|SBSH|Citigroup Global Markets Inc.|192936
WYND|WYNDHAM DESTINATIONS|SEIC|SEI Investments Distribution Co.|68896
WYND|WYNDHAM DESTINATIONS|SGMT|GOLDMAN SACHS & CO. LLC|417178
WYND|WYNDHAM DESTINATIONS|SJLS|TRADE INFORMATICS LLC|100
WYND|WYNDHAM DESTINATIONS|SPDR|SPEEDROUTE LLC|59324
WYND|WYNDHAM DESTINATIONS|SPHN|Stephens Inc.|111413
WYND|WYNDHAM DESTINATIONS|SPTD|MINT GLOBAL MARKETS, INC.|600
WYND|WYNDHAM DESTINATIONS|STFL|Stifel, Nicolaus & Company, Incorporated|155417
WYND|WYNDHAM DESTINATIONS|STKP|STOCKPILE INVESTMENTS, INC.|80
WYND|WYNDHAM DESTINATIONS|STXG|Stockcross Financial Services, Inc.|100
WYND|WYNDHAM DESTINATIONS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5103
WYND|WYNDHAM DESTINATIONS|SWIM|TD Ameritrade, Inc.|20252
WYND|WYNDHAM DESTINATIONS|SWST|Hilltop Securities Inc.|24972
WYND|WYNDHAM DESTINATIONS|TKNG|ALLY INVEST SECURITIES LLC|202
WYND|WYNDHAM DESTINATIONS|TRCM|TRC MARKETS LLC|417869
WYND|WYNDHAM DESTINATIONS|UBSA|UBS SECURITIES LLC|1999604
WYND|WYNDHAM DESTINATIONS|UBSS|UBS Securities LLC|2183391
WYND|WYNDHAM DESTINATIONS|VALX|VIRTU AMERICAS LLC|10775
WYND|WYNDHAM DESTINATIONS|VGRD|Vanguard Marketing Corporation|11165
WYND|WYNDHAM DESTINATIONS|VNDM|Wall Street Access|77559
WYND|WYNDHAM DESTINATIONS|VNDS|VANDHAM SECURITIES CORP|7230
WYND|WYNDHAM DESTINATIONS|VSIN|Vision Financial Markets Llc|25
WYND|WYNDHAM DESTINATIONS|WABR|Wall Street Access|83270
WYND|WYNDHAM DESTINATIONS|WBLR|WILLIAM BLAIR|40
WYND|WYNDHAM DESTINATIONS|WCHV|WELLS FARGO SECURITIES, LLC|272661
WYND|WYNDHAM DESTINATIONS|WDNX|WEEDEN & CO.L.P.|402
WYND|WYNDHAM DESTINATIONS|WEDB|WEDBUSH SECURITIES INC.|13032
WYND|WYNDHAM DESTINATIONS|WEED|Weeden & Co.L.P.|139525
WYND|WYNDHAM DESTINATIONS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|21243
WYND|WYNDHAM DESTINATIONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|46107
WYND|WYNDHAM DESTINATIONS|WGIF|CIBC World Markets Inc.|118
WYND|WYNDHAM DESTINATIONS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1982
WYND|WYNDHAM DESTINATIONS|WOLF|Wolfe Trahan Securities|100
WYND|WYNDHAM DESTINATIONS|WSAG|WALL STREET ACCESS|107
WYND|WYNDHAM DESTINATIONS|WSEA|WOLVERINE SECURITIES, LLC|5986
WYND|WYNDHAM DESTINATIONS|XIST|INSTINET, LLC|86686
WYND|WYNDHAM DESTINATIONS|XPQR|Jump Trading|500
WYND|WYNDHAM DESTINATIONS|XSTM|NATIONAL FINANCIAL SERVICES LLC|90738
WYND|WYNDHAM DESTINATIONS|YKNA|COMHAR CAPITAL MARKETS, LLC|15428
WYND|WYNDHAM DESTINATIONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15654
WYNN|WYNN RESORTS LIMITED|ABLE|NATIXIS Securities Americas LLC|48487
WYNN|WYNN RESORTS LIMITED|AGIS|Aegis Capital Corp.|6325
WYNN|WYNN RESORTS LIMITED|ALLN|Allen & Company LLC|1800
WYNN|WYNN RESORTS LIMITED|ALTX|Alternet Securities Inc.|22481
WYNN|WYNN RESORTS LIMITED|ANOS|ABEL/NOSER, L.L.C.|151
WYNN|WYNN RESORTS LIMITED|APCC|Apex Clearing Corporation|25715
WYNN|WYNN RESORTS LIMITED|AQUA|AQUA SECURITIES L.P.|7500
WYNN|WYNN RESORTS LIMITED|BANK|Primevest Financial Services, Inc.|4658
WYNN|WYNN RESORTS LIMITED|BARD|Robert W. Baird & Co. Incorporated|39537
WYNN|WYNN RESORTS LIMITED|BATM|CBOE TRADING, INC.|55660
WYNN|WYNN RESORTS LIMITED|BAYC|BAY CREST PARTNERS, LLC|48583
WYNN|WYNN RESORTS LIMITED|BAYT|BTIG, LLC|300
WYNN|WYNN RESORTS LIMITED|BBNT|BB&T SECURITIES, LLC|1059
WYNN|WYNN RESORTS LIMITED|BERN|Sanford C. Bernstein & Co., LLC|165470
WYNN|WYNN RESORTS LIMITED|BIAD|SAGETRADER, LLC|339
WYNN|WYNN RESORTS LIMITED|BIMI|Banca IMI Securities Corp.|137
WYNN|WYNN RESORTS LIMITED|BKMM|BNY MELLON CAPITAL MARKETS, LLC|58729
WYNN|WYNN RESORTS LIMITED|BLKX|INSTINET, LLC|77190
WYNN|WYNN RESORTS LIMITED|BMOC|BMO Capital Markets Corp.|138079
WYNN|WYNN RESORTS LIMITED|BNPX|BNP PARIBAS SECURITIES CORP.|260304
WYNN|WYNN RESORTS LIMITED|BRGE|Newbridge Securities Corp.|1349
WYNN|WYNN RESORTS LIMITED|BTIG|BTIG, LLC|24937
WYNN|WYNN RESORTS LIMITED|BYXM|CBOE TRADING, INC.|14609
WYNN|WYNN RESORTS LIMITED|BZYD|GOLDMAN SACHS & CO. LLC|100
WYNN|WYNN RESORTS LIMITED|CABR|Cabrera Capital Markets, Inc.|19
WYNN|WYNN RESORTS LIMITED|CANT|Cantor Fitzgerald & Co.|1464
WYNN|WYNN RESORTS LIMITED|CBLC|CITIGROUP GLOBAL MARKETS INC.|25000
WYNN|WYNN RESORTS LIMITED|CHAS|Charles Schwab & Co., Inc.|35087
WYNN|WYNN RESORTS LIMITED|CIBP|CIBC World Markets Corp.|25597
WYNN|WYNN RESORTS LIMITED|CICF|Canaccord Genuity Corp.|766
WYNN|WYNN RESORTS LIMITED|CIST|Capital Institutional Services, Inc.|2981
WYNN|WYNN RESORTS LIMITED|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|319843
WYNN|WYNN RESORTS LIMITED|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5858
WYNN|WYNN RESORTS LIMITED|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27133
WYNN|WYNN RESORTS LIMITED|CROS|CREDIT SUISSE SECURITIES (USA) LLC|811913
WYNN|WYNN RESORTS LIMITED|CSIN|Citadel Securities Institutional LLC|1850
WYNN|WYNN RESORTS LIMITED|CTDL|Citadel Derivatives Group Llc|55239
WYNN|WYNN RESORTS LIMITED|CXCX|CITIGROUP GLOBAL MARKETS INC.|52962
WYNN|WYNN RESORTS LIMITED|DADA|D.A. Davidson & Co.|56
WYNN|WYNN RESORTS LIMITED|DBAB|Deutsche Bank Securities Inc.|1442850
WYNN|WYNN RESORTS LIMITED|DBAX|Deutsche Bank Securities Inc.|693300
WYNN|WYNN RESORTS LIMITED|DBUL|Deutsche Bank Securities Inc.|6901
WYNN|WYNN RESORTS LIMITED|DCHF|Dart Executions, LLC|120320
WYNN|WYNN RESORTS LIMITED|DEAN|MORGAN STANLEY|33578
WYNN|WYNN RESORTS LIMITED|DEGS|RONIN PROFESSIONAL LLC|3017
WYNN|WYNN RESORTS LIMITED|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|51557
WYNN|WYNN RESORTS LIMITED|DRWK|DRW SECURITIES, L.L.C.|71883
WYNN|WYNN RESORTS LIMITED|EBXL|EBX LLC|435500
WYNN|WYNN RESORTS LIMITED|ECUT|CONVERGEX EXECUTION SOLUTIONS|8139
WYNN|WYNN RESORTS LIMITED|EDJO|Edward D. Jones & Co., L.P.|1797
WYNN|WYNN RESORTS LIMITED|EGAM|CBOE TRADING, INC.|58430
WYNN|WYNN RESORTS LIMITED|EGAW|CBOE TRADING, INC.|1009
WYNN|WYNN RESORTS LIMITED|EGMT|EG MARKET TECHNOLOGIES LLC|4655
WYNN|WYNN RESORTS LIMITED|EGXM|CBOE TRADING, INC.|16378
WYNN|WYNN RESORTS LIMITED|EGXW|CBOE TRADING, INC.|200
WYNN|WYNN RESORTS LIMITED|EROM|Eroom Securities L.L.C.|710
WYNN|WYNN RESORTS LIMITED|ESPO|ESPOSITO SECURITIES, LLC|5
WYNN|WYNN RESORTS LIMITED|ETBE|Electronic Transaction Clearing, Inc.|164112
WYNN|WYNN RESORTS LIMITED|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1400
WYNN|WYNN RESORTS LIMITED|ETCB|ETC BROKERAGE SERVICES, LLC|2
WYNN|WYNN RESORTS LIMITED|ETCC|Electronic Transaction Clearing, Inc.|847
WYNN|WYNN RESORTS LIMITED|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17693
WYNN|WYNN RESORTS LIMITED|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|197772
WYNN|WYNN RESORTS LIMITED|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1386
WYNN|WYNN RESORTS LIMITED|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|280843
WYNN|WYNN RESORTS LIMITED|ETRS|E*Trade Securities LLC|1151857
WYNN|WYNN RESORTS LIMITED|FBCO|Credit Suisse Securities (USA) LLC|1356631
WYNN|WYNN RESORTS LIMITED|FIDT|Fidelity Clearing Canada ULC./ CDS|93
WYNN|WYNN RESORTS LIMITED|FILL|Tradestation Securities, Inc.|84950
WYNN|WYNN RESORTS LIMITED|FINX|FINTECH SECURITIES|125
WYNN|WYNN RESORTS LIMITED|FMAF|NBCN Inc./ CDS|10132
WYNN|WYNN RESORTS LIMITED|FOMA|TD AMERITRADE CLEARING, INC.|4821232
WYNN|WYNN RESORTS LIMITED|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|17815
WYNN|WYNN RESORTS LIMITED|FQLS|Quantlab Securities LP|923616
WYNN|WYNN RESORTS LIMITED|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|268219
WYNN|WYNN RESORTS LIMITED|FTBR|Foliofn Investments, Inc.|3401
WYNN|WYNN RESORTS LIMITED|GBMT|GBM International, Inc.|6436
WYNN|WYNN RESORTS LIMITED|GEBB|GLOBAL EXECUTION BROKERS, LP|141057
WYNN|WYNN RESORTS LIMITED|GELP|RBC CAPITAL MARKETS, LLC|10135
WYNN|WYNN RESORTS LIMITED|GHCC|Gordon, Haskett Capital Corporation|2400
WYNN|WYNN RESORTS LIMITED|GLIS|TD Securities Inc|341
WYNN|WYNN RESORTS LIMITED|GLPX|ACS EXECUTION SERVICES, LLC|301819
WYNN|WYNN RESORTS LIMITED|GSCO|GOLDMAN SACHS & CO. LLC|2846714
WYNN|WYNN RESORTS LIMITED|GSCS|GOLDMAN SACHS & CO. LLC|40281
WYNN|WYNN RESORTS LIMITED|GSLT|GOLDMAN SACHS & CO. LLC|59632
WYNN|WYNN RESORTS LIMITED|GTSZ|GTS SECURITIES LLC|487043
WYNN|WYNN RESORTS LIMITED|HAPX|HAP Trading, LLC|1948
WYNN|WYNN RESORTS LIMITED|HRBF|American Enterprise Investment Services Inc.|14555
WYNN|WYNN RESORTS LIMITED|HSBC|HSBC Securities, Inc.|70227
WYNN|WYNN RESORTS LIMITED|IATS|INTERACTIVE BROKERS LLC|94993
WYNN|WYNN RESORTS LIMITED|IBKR|Interactive Brokers Llc|1081330
WYNN|WYNN RESORTS LIMITED|IBSJ|Integrity Brokerage Services, Inc.|590
WYNN|WYNN RESORTS LIMITED|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|45
WYNN|WYNN RESORTS LIMITED|ICBX|INSTINET, LLC|247226
WYNN|WYNN RESORTS LIMITED|IEQY|CITADEL SECURITIES LLC|457810
WYNN|WYNN RESORTS LIMITED|INCA|INSTINET, LLC|1570838
WYNN|WYNN RESORTS LIMITED|INJX|INSTINET, LLC|98320
WYNN|WYNN RESORTS LIMITED|ITGI|ITG Inc.|1269853
WYNN|WYNN RESORTS LIMITED|ITGP|ITG INC.|174200
WYNN|WYNN RESORTS LIMITED|JANY|Janney Montgomery Scott Inc.|25158
WYNN|WYNN RESORTS LIMITED|JEFF|JEFFERIES LLC|444991
WYNN|WYNN RESORTS LIMITED|JMPT|JUMP TRADING, LLC|158406
WYNN|WYNN RESORTS LIMITED|JONE|JonesTrading|3300
WYNN|WYNN RESORTS LIMITED|JPBX|J.P. MORGAN SECURITIES LLC|252669
WYNN|WYNN RESORTS LIMITED|JPMX|J.P. Morgan Securities LLC|1373023
WYNN|WYNN RESORTS LIMITED|JRCO|Johnson Rice & Company L.L.C.|85
WYNN|WYNN RESORTS LIMITED|JSCL|JOSEPH STONE CAPITAL L.L.C.|300
WYNN|WYNN RESORTS LIMITED|JSJX|JANE STREET CAPITAL LLC|22868
WYNN|WYNN RESORTS LIMITED|JUTA|JUMP TRADING, LLC|21091
WYNN|WYNN RESORTS LIMITED|KCGM|VIRTU Americas LLC|135878
WYNN|WYNN RESORTS LIMITED|KCRD|PHX FINANCIAL, INC.|1500
WYNN|WYNN RESORTS LIMITED|LEHM|Barclays Capital Inc./Le|2260429
WYNN|WYNN RESORTS LIMITED|LIME|Lime Brokerage LLC|538531
WYNN|WYNN RESORTS LIMITED|LIWD|LIME BROKERAGE LLC|143
WYNN|WYNN RESORTS LIMITED|LMGP|LIME BROKERAGE LLC|15880
WYNN|WYNN RESORTS LIMITED|LMNX|LUMINEX TRADING & ANALYTICS LLC|175800
WYNN|WYNN RESORTS LIMITED|LOOP|Loop Capital Markets LLC|3200
WYNN|WYNN RESORTS LIMITED|LQNA|LIQUIDNET, INC.|50200
WYNN|WYNN RESORTS LIMITED|LQNB|LIQUIDNET, INC.|83
WYNN|WYNN RESORTS LIMITED|LSCI|Lek Securities Corporation|10867
WYNN|WYNN RESORTS LIMITED|LVMR|LIVERMORE TRADING GROUP, INC.|850
WYNN|WYNN RESORTS LIMITED|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5995
WYNN|WYNN RESORTS LIMITED|MACQ|Macquarie Capital (USA) Inc.|2000
WYNN|WYNN RESORTS LIMITED|MAVB|Great Point Capital LLC|100
WYNN|WYNN RESORTS LIMITED|MAXM|Maxim Group LLC|20456
WYNN|WYNN RESORTS LIMITED|MBTS|ALLY INVEST SECURITIES LLC|494
WYNN|WYNN RESORTS LIMITED|MCMF|Raymond James Ltd. Cds|15709
WYNN|WYNN RESORTS LIMITED|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|262169
WYNN|WYNN RESORTS LIMITED|MOTF|MOTIF INVESTING, INC.|50
WYNN|WYNN RESORTS LIMITED|MPSG|E D & F Man Capital Markets Inc.|2211
WYNN|WYNN RESORTS LIMITED|MSCO|MORGAN STANLEY & CO. LLC|7549102
WYNN|WYNN RESORTS LIMITED|MSPL|MORGAN STANLEY & CO. LLC|779900
WYNN|WYNN RESORTS LIMITED|MSTX|MORGAN STANLEY & CO. LLC|313600
WYNN|WYNN RESORTS LIMITED|NATL|National Securities Corporation|5771
WYNN|WYNN RESORTS LIMITED|NBCS|NBC Securities, INC.|100
WYNN|WYNN RESORTS LIMITED|NEED|Needham & Company, LLC|121
WYNN|WYNN RESORTS LIMITED|NFSC|National Financial Services LLC|1503090
WYNN|WYNN RESORTS LIMITED|NITE|VIRTU Americas LLC|3121137
WYNN|WYNN RESORTS LIMITED|NITP|VIRTU Americas LLC|3522
WYNN|WYNN RESORTS LIMITED|NMRA|Nomura Securities International, Inc.|83900
WYNN|WYNN RESORTS LIMITED|NQRB|Brut, LLC|28520
WYNN|WYNN RESORTS LIMITED|NTFN|Network 1 Financial Securities Inc.|1020
WYNN|WYNN RESORTS LIMITED|NTRC|Northern Trust Securities, Inc.|598
WYNN|WYNN RESORTS LIMITED|OHOS|TWO SIGMA SECURITIES, LLC|80805
WYNN|WYNN RESORTS LIMITED|OLDM|OLD MISSION CAPITAL, LLC|1207
WYNN|WYNN RESORTS LIMITED|ONEL|O'NEIL SECURITIES, INCORPORATED|5783
WYNN|WYNN RESORTS LIMITED|OPCO|Oppenheimer & Co. Inc.|6201
WYNN|WYNN RESORTS LIMITED|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2631
WYNN|WYNN RESORTS LIMITED|PCFF|Pacific International Securities Inc./CDS|98
WYNN|WYNN RESORTS LIMITED|PCPT|PHILLIP CAPITAL INC.|130
WYNN|WYNN RESORTS LIMITED|PDQM|CODA MARKETS, INC.|590307
WYNN|WYNN RESORTS LIMITED|PHLY|NASDAQ Execution Services, LLC|40800
WYNN|WYNN RESORTS LIMITED|PICT|Pictet Overseas Inc.|95
WYNN|WYNN RESORTS LIMITED|PIPR|Piper Jaffray & Co.|1060
WYNN|WYNN RESORTS LIMITED|PREC|PRECISION SECURITIES, LLC|1114
WYNN|WYNN RESORTS LIMITED|PWJC|UBS Financial Services, Inc.|10329
WYNN|WYNN RESORTS LIMITED|QMSR|QUATTRO M SECURITIES INC.|13003
WYNN|WYNN RESORTS LIMITED|RAJA|Raymond James & Associates, Inc.|33300
WYNN|WYNN RESORTS LIMITED|RBCM|RBC CAPITAL MARKETS, LLC|32029
WYNN|WYNN RESORTS LIMITED|RGLD|Regal Securities, Inc|100
WYNN|WYNN RESORTS LIMITED|RHCO|Suntrust Robinson Humphrey, Inc.|12936
WYNN|WYNN RESORTS LIMITED|RJLC|RJL CAPITAL GROUP, LLC|500
WYNN|WYNN RESORTS LIMITED|SAGL|SAGETRADER, LLC|185023
WYNN|WYNN RESORTS LIMITED|SAGW|SAGETRADER, LLC|417
WYNN|WYNN RESORTS LIMITED|SALI|INTL FCSTONE FINANCIAL INC.|1155
WYNN|WYNN RESORTS LIMITED|SBSH|Citigroup Global Markets Inc.|1061876
WYNN|WYNN RESORTS LIMITED|SCMC|Scotia Capital Markets (USA) Inc.|100
WYNN|WYNN RESORTS LIMITED|SEIC|SEI Investments Distribution Co.|2850
WYNN|WYNN RESORTS LIMITED|SGMT|GOLDMAN SACHS & CO. LLC|447177
WYNN|WYNN RESORTS LIMITED|SOGO|Wang Investment Associates, Inc.|6
WYNN|WYNN RESORTS LIMITED|SPDR|SPEEDROUTE LLC|40564
WYNN|WYNN RESORTS LIMITED|SPHN|Stephens Inc.|132
WYNN|WYNN RESORTS LIMITED|STFL|Stifel, Nicolaus & Company, Incorporated|28782
WYNN|WYNN RESORTS LIMITED|STKP|STOCKPILE INVESTMENTS, INC.|150
WYNN|WYNN RESORTS LIMITED|STXG|Stockcross Financial Services, Inc.|233
WYNN|WYNN RESORTS LIMITED|SWIM|TD Ameritrade, Inc.|1691993
WYNN|WYNN RESORTS LIMITED|SWST|Hilltop Securities Inc.|36931
WYNN|WYNN RESORTS LIMITED|TAGC|TELSEY ADVISORY GROUP LLC|5140
WYNN|WYNN RESORTS LIMITED|TKNG|ALLY INVEST SECURITIES LLC|12414
WYNN|WYNN RESORTS LIMITED|TRBT|Tradebot Systems, Inc.|496490
WYNN|WYNN RESORTS LIMITED|TRCM|TRC MARKETS LLC|351352
WYNN|WYNN RESORTS LIMITED|TTUC|CUTTONE & CO., INC.|6257
WYNN|WYNN RESORTS LIMITED|TWTT|TASTYWORKS, INC.|5096
WYNN|WYNN RESORTS LIMITED|UBSA|UBS SECURITIES LLC|1157579
WYNN|WYNN RESORTS LIMITED|UBSS|UBS Securities LLC|3570320
WYNN|WYNN RESORTS LIMITED|VALX|VIRTU AMERICAS LLC|27533
WYNN|WYNN RESORTS LIMITED|VGRD|Vanguard Marketing Corporation|91114
WYNN|WYNN RESORTS LIMITED|VSIN|Vision Financial Markets Llc|15
WYNN|WYNN RESORTS LIMITED|WABR|Wall Street Access|557
WYNN|WYNN RESORTS LIMITED|WBLR|WILLIAM BLAIR|3936
WYNN|WYNN RESORTS LIMITED|WBPX|SUMMIT SECURITIES GROUP, LLC|25131
WYNN|WYNN RESORTS LIMITED|WCHV|WELLS FARGO SECURITIES, LLC|317879
WYNN|WYNN RESORTS LIMITED|WDNX|WEEDEN & CO.L.P.|734
WYNN|WYNN RESORTS LIMITED|WEDB|WEDBUSH SECURITIES INC.|48425
WYNN|WYNN RESORTS LIMITED|WEED|Weeden & Co.L.P.|822
WYNN|WYNN RESORTS LIMITED|WEXM|WOLVERINE EXECUTION SERVICES, LLC|29072
WYNN|WYNN RESORTS LIMITED|WEXX|WOLVERINE EXECUTION SERVICES, LLC|89798
WYNN|WYNN RESORTS LIMITED|WFPB|Wells Fargo Securities, LLC.|1200
WYNN|WYNN RESORTS LIMITED|WGIF|CIBC World Markets Inc.|22345
WYNN|WYNN RESORTS LIMITED|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1134
WYNN|WYNN RESORTS LIMITED|WORD|Worden Capital Management LLC|2000
WYNN|WYNN RESORTS LIMITED|WSAG|WALL STREET ACCESS|221
WYNN|WYNN RESORTS LIMITED|WSEA|WOLVERINE SECURITIES, LLC|29067
WYNN|WYNN RESORTS LIMITED|XIST|INSTINET, LLC|53688
WYNN|WYNN RESORTS LIMITED|XSTM|NATIONAL FINANCIAL SERVICES LLC|164742
WYNN|WYNN RESORTS LIMITED|YKNA|COMHAR CAPITAL MARKETS, LLC|37891
WYNN|WYNN RESORTS LIMITED|YLPL|Linsco/Private Ledger Financial Services, Incorporated|16778
WYY|WIDEPOINT CORP|AGIS|Aegis Capital Corp.|4800
WYY|WIDEPOINT CORP|APCC|Apex Clearing Corporation|103
WYY|WIDEPOINT CORP|BATM|CBOE TRADING, INC.|500
WYY|WIDEPOINT CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|36
WYY|WIDEPOINT CORP|CHAS|Charles Schwab & Co., Inc.|19578
WYY|WIDEPOINT CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1400
WYY|WIDEPOINT CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|58507
WYY|WIDEPOINT CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4497
WYY|WIDEPOINT CORP|CTDL|Citadel Derivatives Group Llc|20
WYY|WIDEPOINT CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|620
WYY|WIDEPOINT CORP|DBAB|Deutsche Bank Securities Inc.|2520
WYY|WIDEPOINT CORP|DBAX|Deutsche Bank Securities Inc.|1900
WYY|WIDEPOINT CORP|DEAN|MORGAN STANLEY|5000
WYY|WIDEPOINT CORP|EBXL|EBX LLC|7400
WYY|WIDEPOINT CORP|EGAM|CBOE TRADING, INC.|439
WYY|WIDEPOINT CORP|EGXM|CBOE TRADING, INC.|400
WYY|WIDEPOINT CORP|EGXW|CBOE TRADING, INC.|200
WYY|WIDEPOINT CORP|ETCB|ETC BROKERAGE SERVICES, LLC|380
WYY|WIDEPOINT CORP|ETRS|E*Trade Securities LLC|216575
WYY|WIDEPOINT CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|13
WYY|WIDEPOINT CORP|GLIS|TD Securities Inc|3000
WYY|WIDEPOINT CORP|GSCO|GOLDMAN SACHS & CO. LLC|20987
WYY|WIDEPOINT CORP|GSLT|GOLDMAN SACHS & CO. LLC|370
WYY|WIDEPOINT CORP|IATS|INTERACTIVE BROKERS LLC|8600
WYY|WIDEPOINT CORP|IBKR|Interactive Brokers Llc|9500
WYY|WIDEPOINT CORP|ICBX|INSTINET, LLC|4100
WYY|WIDEPOINT CORP|ITGP|ITG INC.|2000
WYY|WIDEPOINT CORP|JPMX|J.P. Morgan Securities LLC|2800
WYY|WIDEPOINT CORP|KCGM|VIRTU Americas LLC|1700
WYY|WIDEPOINT CORP|LEHM|Barclays Capital Inc./Le|10800
WYY|WIDEPOINT CORP|LIME|Lime Brokerage LLC|137
WYY|WIDEPOINT CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6832
WYY|WIDEPOINT CORP|MSCO|MORGAN STANLEY & CO. LLC|69276
WYY|WIDEPOINT CORP|MSPL|MORGAN STANLEY & CO. LLC|100
WYY|WIDEPOINT CORP|NFSC|National Financial Services LLC|169210
WYY|WIDEPOINT CORP|NITE|VIRTU Americas LLC|268476
WYY|WIDEPOINT CORP|NQRB|Brut, LLC|100
WYY|WIDEPOINT CORP|PDQM|CODA MARKETS, INC.|4205
WYY|WIDEPOINT CORP|RBCM|RBC CAPITAL MARKETS, LLC|14533
WYY|WIDEPOINT CORP|RILY|B. RILEY FBR, INC.|1000
WYY|WIDEPOINT CORP|SBSH|Citigroup Global Markets Inc.|19640
WYY|WIDEPOINT CORP|SGMT|GOLDMAN SACHS & CO. LLC|8151
WYY|WIDEPOINT CORP|SWIM|TD Ameritrade, Inc.|75258
WYY|WIDEPOINT CORP|TKNG|ALLY INVEST SECURITIES LLC|8968
WYY|WIDEPOINT CORP|UBSA|UBS SECURITIES LLC|14344
WYY|WIDEPOINT CORP|UBSS|UBS Securities LLC|40147
WYY|WIDEPOINT CORP|VGRD|Vanguard Marketing Corporation|11378
WYY|WIDEPOINT CORP|WCHV|WELLS FARGO SECURITIES, LLC|19400
WYY|WIDEPOINT CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|750
WYY|WIDEPOINT CORP|WSEA|WOLVERINE SECURITIES, LLC|12772
WYY|WIDEPOINT CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1000
X|UNITED STATES STEEL|ABLE|NATIXIS Securities Americas LLC|4731
X|UNITED STATES STEEL|ADAM|CANACCORD GENUITY INC.|218
X|UNITED STATES STEEL|AGIS|Aegis Capital Corp.|11666
X|UNITED STATES STEEL|ALTX|Alternet Securities Inc.|71709
X|UNITED STATES STEEL|ANOS|ABEL/NOSER, L.L.C.|600
X|UNITED STATES STEEL|APCC|Apex Clearing Corporation|534573
X|UNITED STATES STEEL|BANK|Primevest Financial Services, Inc.|297
X|UNITED STATES STEEL|BARD|Robert W. Baird & Co. Incorporated|8330
X|UNITED STATES STEEL|BATM|CBOE TRADING, INC.|41618
X|UNITED STATES STEEL|BAYC|BAY CREST PARTNERS, LLC|800
X|UNITED STATES STEEL|BAYT|BTIG, LLC|3180
X|UNITED STATES STEEL|BBNT|BB&T SECURITIES, LLC|4995
X|UNITED STATES STEEL|BERN|Sanford C. Bernstein & Co., LLC|97167
X|UNITED STATES STEEL|BIAD|SAGETRADER, LLC|2320
X|UNITED STATES STEEL|BIDS|BIDS TRADING L.P.|300
X|UNITED STATES STEEL|BIMI|Banca IMI Securities Corp.|4686
X|UNITED STATES STEEL|BKCM|BNY Mellon Capital Markets LLC|46293
X|UNITED STATES STEEL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|144406
X|UNITED STATES STEEL|BLKX|INSTINET, LLC|346945
X|UNITED STATES STEEL|BNPX|BNP PARIBAS SECURITIES CORP.|126184
X|UNITED STATES STEEL|BRGE|Newbridge Securities Corp.|1845
X|UNITED STATES STEEL|BRVL|BLAYLOCK VAN, LLC|500
X|UNITED STATES STEEL|BTIG|BTIG, LLC|6336
X|UNITED STATES STEEL|BYXM|CBOE TRADING, INC.|27104
X|UNITED STATES STEEL|BZYD|GOLDMAN SACHS & CO. LLC|500
X|UNITED STATES STEEL|CANT|Cantor Fitzgerald & Co.|4851
X|UNITED STATES STEEL|CBLC|CITIGROUP GLOBAL MARKETS INC.|170154
X|UNITED STATES STEEL|CHAS|Charles Schwab & Co., Inc.|116127
X|UNITED STATES STEEL|CHBC|PENSERRA SECURITIES, LLC|4500
X|UNITED STATES STEEL|CIST|Capital Institutional Services, Inc.|8664
X|UNITED STATES STEEL|CLSA|CLSA AMERICAS, LLC|900
X|UNITED STATES STEEL|CNFR|Cowen Prime Services LLC|500
X|UNITED STATES STEEL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|138981
X|UNITED STATES STEEL|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2103
X|UNITED STATES STEEL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|45391
X|UNITED STATES STEEL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2150493
X|UNITED STATES STEEL|CTDL|Citadel Derivatives Group Llc|10160
X|UNITED STATES STEEL|CTLR|CUTLER GROUP, LP|2644
X|UNITED STATES STEEL|CXCX|CITIGROUP GLOBAL MARKETS INC.|546724
X|UNITED STATES STEEL|DADA|D.A. Davidson & Co.|200
X|UNITED STATES STEEL|DBAB|Deutsche Bank Securities Inc.|1481296
X|UNITED STATES STEEL|DBAX|Deutsche Bank Securities Inc.|1279500
X|UNITED STATES STEEL|DBUL|Deutsche Bank Securities Inc.|3580
X|UNITED STATES STEEL|DCHF|Dart Executions, LLC|199047
X|UNITED STATES STEEL|DEAN|MORGAN STANLEY|51013
X|UNITED STATES STEEL|DEGS|RONIN PROFESSIONAL LLC|7432
X|UNITED STATES STEEL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|36648
X|UNITED STATES STEEL|DRWK|DRW SECURITIES, L.L.C.|6889
X|UNITED STATES STEEL|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|5130
X|UNITED STATES STEEL|EBXL|EBX LLC|1166500
X|UNITED STATES STEEL|ECUT|CONVERGEX EXECUTION SOLUTIONS|3015
X|UNITED STATES STEEL|EDJO|Edward D. Jones & Co., L.P.|2680
X|UNITED STATES STEEL|EGAM|CBOE TRADING, INC.|97493
X|UNITED STATES STEEL|EGAW|CBOE TRADING, INC.|1613
X|UNITED STATES STEEL|EGMT|EG MARKET TECHNOLOGIES LLC|1200
X|UNITED STATES STEEL|EGXM|CBOE TRADING, INC.|118234
X|UNITED STATES STEEL|EGXW|CBOE TRADING, INC.|2648
X|UNITED STATES STEEL|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|2000
X|UNITED STATES STEEL|ETBE|Electronic Transaction Clearing, Inc.|53202
X|UNITED STATES STEEL|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|300
X|UNITED STATES STEEL|ETCB|ETC BROKERAGE SERVICES, LLC|9500
X|UNITED STATES STEEL|ETCC|Electronic Transaction Clearing, Inc.|970
X|UNITED STATES STEEL|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
X|UNITED STATES STEEL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100450
X|UNITED STATES STEEL|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
X|UNITED STATES STEEL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5728
X|UNITED STATES STEEL|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1740
X|UNITED STATES STEEL|ETRS|E*Trade Securities LLC|6494405
X|UNITED STATES STEEL|EVRS|E1 ASSET MANAGEMENT, INC.|1000
X|UNITED STATES STEEL|FBSB|U.S. Bancorp Investments, Inc.|3148
X|UNITED STATES STEEL|FFSI|Firstrade Securities Inc.|3805
X|UNITED STATES STEEL|FIDT|Fidelity Clearing Canada ULC./ CDS|800
X|UNITED STATES STEEL|FILL|Tradestation Securities, Inc.|1177040
X|UNITED STATES STEEL|FMAF|NBCN Inc./ CDS|42494
X|UNITED STATES STEEL|FNXS|FENIX SECURITIES, LLC|49696
X|UNITED STATES STEEL|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|19302
X|UNITED STATES STEEL|FQLS|Quantlab Securities LP|1292777
X|UNITED STATES STEEL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|174291
X|UNITED STATES STEEL|FTBR|Foliofn Investments, Inc.|3002
X|UNITED STATES STEEL|GBMT|GBM International, Inc.|238118
X|UNITED STATES STEEL|GEBB|GLOBAL EXECUTION BROKERS, LP|45129
X|UNITED STATES STEEL|GLIS|TD Securities Inc|55804
X|UNITED STATES STEEL|GLPX|ACS EXECUTION SERVICES, LLC|238732
X|UNITED STATES STEEL|GSCO|GOLDMAN SACHS & CO. LLC|2210962
X|UNITED STATES STEEL|GSCS|GOLDMAN SACHS & CO. LLC|205839
X|UNITED STATES STEEL|GSLT|GOLDMAN SACHS & CO. LLC|73777
X|UNITED STATES STEEL|GTSZ|GTS SECURITIES LLC|362873
X|UNITED STATES STEEL|HAPX|HAP Trading, LLC|1428
X|UNITED STATES STEEL|HRBF|American Enterprise Investment Services Inc.|43065
X|UNITED STATES STEEL|HSBC|HSBC Securities, Inc.|7872
X|UNITED STATES STEEL|IATS|INTERACTIVE BROKERS LLC|281588
X|UNITED STATES STEEL|IBKR|Interactive Brokers Llc|574827
X|UNITED STATES STEEL|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1367
X|UNITED STATES STEEL|ICBX|INSTINET, LLC|443853
X|UNITED STATES STEEL|IEQY|CITADEL SECURITIES LLC|536174
X|UNITED STATES STEEL|INCA|INSTINET, LLC|1334963
X|UNITED STATES STEEL|INJX|INSTINET, LLC|44807
X|UNITED STATES STEEL|ITGI|ITG Inc.|328839
X|UNITED STATES STEEL|ITGP|ITG INC.|790200
X|UNITED STATES STEEL|JANY|Janney Montgomery Scott Inc.|25308
X|UNITED STATES STEEL|JEFF|JEFFERIES LLC|947253
X|UNITED STATES STEEL|JMPT|JUMP TRADING, LLC|268163
X|UNITED STATES STEEL|JONE|JonesTrading|2594
X|UNITED STATES STEEL|JPBX|J.P. MORGAN SECURITIES LLC|300525
X|UNITED STATES STEEL|JPMX|J.P. Morgan Securities LLC|1721909
X|UNITED STATES STEEL|JSEB|JANE STREET EXECUTION SERVICES, LLC|200
X|UNITED STATES STEEL|JSJX|JANE STREET CAPITAL LLC|901761
X|UNITED STATES STEEL|JUTA|JUMP TRADING, LLC|38067
X|UNITED STATES STEEL|KCGM|VIRTU Americas LLC|311160
X|UNITED STATES STEEL|KEYB|KEYBANC CAPITAL MARKETS INC.|4000
X|UNITED STATES STEEL|LEHM|Barclays Capital Inc./Le|4844586
X|UNITED STATES STEEL|LGNT|COR CLEARING LLC|4
X|UNITED STATES STEEL|LIME|Lime Brokerage LLC|234756
X|UNITED STATES STEEL|LOOP|Loop Capital Markets LLC|1528
X|UNITED STATES STEEL|LQNA|LIQUIDNET, INC.|303000
X|UNITED STATES STEEL|LQNB|LIQUIDNET, INC.|19800
X|UNITED STATES STEEL|LSCI|Lek Securities Corporation|85106
X|UNITED STATES STEEL|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2500
X|UNITED STATES STEEL|MACC|Mid Atlantic Capital Corporation|18
X|UNITED STATES STEEL|MACQ|Macquarie Capital (USA) Inc.|7400
X|UNITED STATES STEEL|MAXM|Maxim Group LLC|8915
X|UNITED STATES STEEL|MBTS|ALLY INVEST SECURITIES LLC|34228
X|UNITED STATES STEEL|MCBT|Moors & Cabot, Inc.|219
X|UNITED STATES STEEL|MCMF|Raymond James Ltd. Cds|10400
X|UNITED STATES STEEL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|752538
X|UNITED STATES STEEL|MOTF|MOTIF INVESTING, INC.|44
X|UNITED STATES STEEL|MPSG|E D & F Man Capital Markets Inc.|42415
X|UNITED STATES STEEL|MSCO|MORGAN STANLEY & CO. LLC|5829388
X|UNITED STATES STEEL|MSPL|MORGAN STANLEY & CO. LLC|1066100
X|UNITED STATES STEEL|MSTX|MORGAN STANLEY & CO. LLC|638600
X|UNITED STATES STEEL|MZHO|Mizuho Securities USA LLC|84300
X|UNITED STATES STEEL|NATL|National Securities Corporation|26319
X|UNITED STATES STEEL|NBCS|NBC Securities, INC.|90
X|UNITED STATES STEEL|NFSC|National Financial Services LLC|11819479
X|UNITED STATES STEEL|NITE|VIRTU Americas LLC|17381484
X|UNITED STATES STEEL|NITP|VIRTU Americas LLC|10653
X|UNITED STATES STEEL|NQRB|Brut, LLC|95854
X|UNITED STATES STEEL|NTBF|BMO Nesbitt Burns Inc./CDS|30162
X|UNITED STATES STEEL|NTFN|Network 1 Financial Securities Inc.|16655
X|UNITED STATES STEEL|NTRC|Northern Trust Securities, Inc.|347
X|UNITED STATES STEEL|OHOS|TWO SIGMA SECURITIES, LLC|375441
X|UNITED STATES STEEL|OPCO|Oppenheimer & Co. Inc.|21944
X|UNITED STATES STEEL|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|75
X|UNITED STATES STEEL|PCFF|Pacific International Securities Inc./CDS|18500
X|UNITED STATES STEEL|PCPT|PHILLIP CAPITAL INC.|10152
X|UNITED STATES STEEL|PDQM|CODA MARKETS, INC.|339509
X|UNITED STATES STEEL|PHLY|NASDAQ Execution Services, LLC|221000
X|UNITED STATES STEEL|PINT|PRECISION SECURITIES, LLC|4100
X|UNITED STATES STEEL|PWJC|UBS Financial Services, Inc.|25304
X|UNITED STATES STEEL|RBCM|RBC CAPITAL MARKETS, LLC|63344
X|UNITED STATES STEEL|RGLD|Regal Securities, Inc|3460
X|UNITED STATES STEEL|RJLC|RJL CAPITAL GROUP, LLC|4200
X|UNITED STATES STEEL|SAGL|SAGETRADER, LLC|140110
X|UNITED STATES STEEL|SAGW|SAGETRADER, LLC|4511
X|UNITED STATES STEEL|SALI|INTL FCSTONE FINANCIAL INC.|14819
X|UNITED STATES STEEL|SALW|SW FINANCIAL|160
X|UNITED STATES STEEL|SBRX|MURIEL SIEBERT & CO INC|47
X|UNITED STATES STEEL|SBSH|Citigroup Global Markets Inc.|837793
X|UNITED STATES STEEL|SEIC|SEI Investments Distribution Co.|100
X|UNITED STATES STEEL|SGMT|GOLDMAN SACHS & CO. LLC|674243
X|UNITED STATES STEEL|SHMR|ABN Amro Clearing LLC|438
X|UNITED STATES STEEL|SOGO|Wang Investment Associates, Inc.|300
X|UNITED STATES STEEL|SPDR|SPEEDROUTE LLC|67460
X|UNITED STATES STEEL|SPHN|Stephens Inc.|3504
X|UNITED STATES STEEL|SPTD|MINT GLOBAL MARKETS, INC.|100
X|UNITED STATES STEEL|STFL|Stifel, Nicolaus & Company, Incorporated|24102
X|UNITED STATES STEEL|STKP|STOCKPILE INVESTMENTS, INC.|300
X|UNITED STATES STEEL|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17154
X|UNITED STATES STEEL|SWIM|TD Ameritrade, Inc.|8476679
X|UNITED STATES STEEL|SWST|Hilltop Securities Inc.|5267
X|UNITED STATES STEEL|TITL|TITLEIST ASSET MANAGEMENT, LTD.|21503
X|UNITED STATES STEEL|TKNG|ALLY INVEST SECURITIES LLC|86659
X|UNITED STATES STEEL|TMBR|Timber Hill LLC|193
X|UNITED STATES STEEL|TRBT|Tradebot Systems, Inc.|1624731
X|UNITED STATES STEEL|TRCM|TRC MARKETS LLC|1325048
X|UNITED STATES STEEL|TWTT|TASTYWORKS, INC.|5747
X|UNITED STATES STEEL|UBSA|UBS SECURITIES LLC|2610570
X|UNITED STATES STEEL|UBSS|UBS Securities LLC|4277849
X|UNITED STATES STEEL|VALX|VIRTU AMERICAS LLC|32421
X|UNITED STATES STEEL|VGRD|Vanguard Marketing Corporation|144554
X|UNITED STATES STEEL|VSIN|Vision Financial Markets Llc|1135
X|UNITED STATES STEEL|WABR|Wall Street Access|6000
X|UNITED STATES STEEL|WBLR|WILLIAM BLAIR|20
X|UNITED STATES STEEL|WBPX|SUMMIT SECURITIES GROUP, LLC|6432
X|UNITED STATES STEEL|WCHV|WELLS FARGO SECURITIES, LLC|732309
X|UNITED STATES STEEL|WEDB|WEDBUSH SECURITIES INC.|30966
X|UNITED STATES STEEL|WEED|Weeden & Co.L.P.|3267
X|UNITED STATES STEEL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|167180
X|UNITED STATES STEEL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|633210
X|UNITED STATES STEEL|WGIF|CIBC World Markets Inc.|8407
X|UNITED STATES STEEL|WHOT|JUST2TRADE, INC.|4900
X|UNITED STATES STEEL|WLTH|WEALTHFRONT BROKERAGE CORPORATION|381
X|UNITED STATES STEEL|WMLL|Watermill Institutional Trading LLC|900
X|UNITED STATES STEEL|WORD|Worden Capital Management LLC|3100
X|UNITED STATES STEEL|WSEA|WOLVERINE SECURITIES, LLC|174646
X|UNITED STATES STEEL|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|500
X|UNITED STATES STEEL|WTFS|JUST2TRADE, INC.|200
X|UNITED STATES STEEL|XIST|INSTINET, LLC|147712
X|UNITED STATES STEEL|XPQR|Jump Trading|700
X|UNITED STATES STEEL|XPUS|XP SECURITIES, LLC|18513
X|UNITED STATES STEEL|XSTM|NATIONAL FINANCIAL SERVICES LLC|1801854
X|UNITED STATES STEEL|YKNA|COMHAR CAPITAL MARKETS, LLC|24238
X|UNITED STATES STEEL|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14611
XAN|EXANTAS CAPITAL CORP|ALTX|Alternet Securities Inc.|1500
XAN|EXANTAS CAPITAL CORP|APCC|Apex Clearing Corporation|235
XAN|EXANTAS CAPITAL CORP|BARD|Robert W. Baird & Co. Incorporated|341
XAN|EXANTAS CAPITAL CORP|BATM|CBOE TRADING, INC.|6302
XAN|EXANTAS CAPITAL CORP|BERN|Sanford C. Bernstein & Co., LLC|850
XAN|EXANTAS CAPITAL CORP|BIDS|BIDS TRADING L.P.|100
XAN|EXANTAS CAPITAL CORP|BLKX|INSTINET, LLC|84400
XAN|EXANTAS CAPITAL CORP|BNPX|BNP PARIBAS SECURITIES CORP.|3647
XAN|EXANTAS CAPITAL CORP|BYXM|CBOE TRADING, INC.|1100
XAN|EXANTAS CAPITAL CORP|BZYD|GOLDMAN SACHS & CO. LLC|5295
XAN|EXANTAS CAPITAL CORP|CHAS|Charles Schwab & Co., Inc.|276
XAN|EXANTAS CAPITAL CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|102977
XAN|EXANTAS CAPITAL CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|139
XAN|EXANTAS CAPITAL CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|142150
XAN|EXANTAS CAPITAL CORP|CTDL|Citadel Derivatives Group Llc|622
XAN|EXANTAS CAPITAL CORP|CTLR|CUTLER GROUP, LP|400
XAN|EXANTAS CAPITAL CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|18128
XAN|EXANTAS CAPITAL CORP|DBAB|Deutsche Bank Securities Inc.|146710
XAN|EXANTAS CAPITAL CORP|DBAX|Deutsche Bank Securities Inc.|78400
XAN|EXANTAS CAPITAL CORP|DEGS|RONIN PROFESSIONAL LLC|5103
XAN|EXANTAS CAPITAL CORP|EBXL|EBX LLC|73400
XAN|EXANTAS CAPITAL CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|32127
XAN|EXANTAS CAPITAL CORP|EDJO|Edward D. Jones & Co., L.P.|1600
XAN|EXANTAS CAPITAL CORP|EGAM|CBOE TRADING, INC.|800
XAN|EXANTAS CAPITAL CORP|EGXM|CBOE TRADING, INC.|1102
XAN|EXANTAS CAPITAL CORP|ETRS|E*Trade Securities LLC|20365
XAN|EXANTAS CAPITAL CORP|FMAF|NBCN Inc./ CDS|40
XAN|EXANTAS CAPITAL CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21949
XAN|EXANTAS CAPITAL CORP|FTBR|Foliofn Investments, Inc.|10
XAN|EXANTAS CAPITAL CORP|GSCO|GOLDMAN SACHS & CO. LLC|256250
XAN|EXANTAS CAPITAL CORP|GSCS|GOLDMAN SACHS & CO. LLC|79421
XAN|EXANTAS CAPITAL CORP|GSLT|GOLDMAN SACHS & CO. LLC|533
XAN|EXANTAS CAPITAL CORP|GTSZ|GTS SECURITIES LLC|4206
XAN|EXANTAS CAPITAL CORP|HRBF|American Enterprise Investment Services Inc.|7984
XAN|EXANTAS CAPITAL CORP|HSBC|HSBC Securities, Inc.|100
XAN|EXANTAS CAPITAL CORP|IATS|INTERACTIVE BROKERS LLC|4235
XAN|EXANTAS CAPITAL CORP|IBKR|Interactive Brokers Llc|26233
XAN|EXANTAS CAPITAL CORP|ICBX|INSTINET, LLC|23699
XAN|EXANTAS CAPITAL CORP|IEQY|CITADEL SECURITIES LLC|6115
XAN|EXANTAS CAPITAL CORP|INCA|INSTINET, LLC|26972
XAN|EXANTAS CAPITAL CORP|ITGI|ITG Inc.|32160
XAN|EXANTAS CAPITAL CORP|ITGP|ITG INC.|94800
XAN|EXANTAS CAPITAL CORP|JEFF|JEFFERIES LLC|32
XAN|EXANTAS CAPITAL CORP|JMPT|JUMP TRADING, LLC|1473
XAN|EXANTAS CAPITAL CORP|JONE|JonesTrading|118300
XAN|EXANTAS CAPITAL CORP|JPBX|J.P. MORGAN SECURITIES LLC|12678
XAN|EXANTAS CAPITAL CORP|JPMX|J.P. Morgan Securities LLC|94420
XAN|EXANTAS CAPITAL CORP|JSJX|JANE STREET CAPITAL LLC|3564
XAN|EXANTAS CAPITAL CORP|JSSF|JMP Securities LLC|700
XAN|EXANTAS CAPITAL CORP|KBWI|Keefe, Bruyette & Woods, Inc.|27694
XAN|EXANTAS CAPITAL CORP|KCGM|VIRTU Americas LLC|23004
XAN|EXANTAS CAPITAL CORP|LEHM|Barclays Capital Inc./Le|115292
XAN|EXANTAS CAPITAL CORP|LIME|Lime Brokerage LLC|10573
XAN|EXANTAS CAPITAL CORP|LOOP|Loop Capital Markets LLC|516
XAN|EXANTAS CAPITAL CORP|LQNA|LIQUIDNET, INC.|82100
XAN|EXANTAS CAPITAL CORP|LSCI|Lek Securities Corporation|166
XAN|EXANTAS CAPITAL CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|84400
XAN|EXANTAS CAPITAL CORP|MSCO|MORGAN STANLEY & CO. LLC|109320
XAN|EXANTAS CAPITAL CORP|MSPL|MORGAN STANLEY & CO. LLC|32000
XAN|EXANTAS CAPITAL CORP|MSTX|MORGAN STANLEY & CO. LLC|8400
XAN|EXANTAS CAPITAL CORP|NFSC|National Financial Services LLC|194329
XAN|EXANTAS CAPITAL CORP|NITE|VIRTU Americas LLC|188593
XAN|EXANTAS CAPITAL CORP|NITP|VIRTU Americas LLC|400
XAN|EXANTAS CAPITAL CORP|NQRB|Brut, LLC|1500
XAN|EXANTAS CAPITAL CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|600
XAN|EXANTAS CAPITAL CORP|PDQM|CODA MARKETS, INC.|400
XAN|EXANTAS CAPITAL CORP|RBCM|RBC CAPITAL MARKETS, LLC|41202
XAN|EXANTAS CAPITAL CORP|SAGL|SAGETRADER, LLC|100
XAN|EXANTAS CAPITAL CORP|SBSH|Citigroup Global Markets Inc.|13791
XAN|EXANTAS CAPITAL CORP|SGMT|GOLDMAN SACHS & CO. LLC|65801
XAN|EXANTAS CAPITAL CORP|STFL|Stifel, Nicolaus & Company, Incorporated|400
XAN|EXANTAS CAPITAL CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|400
XAN|EXANTAS CAPITAL CORP|SWIM|TD Ameritrade, Inc.|9006
XAN|EXANTAS CAPITAL CORP|SWST|Hilltop Securities Inc.|12
XAN|EXANTAS CAPITAL CORP|TKNG|ALLY INVEST SECURITIES LLC|200
XAN|EXANTAS CAPITAL CORP|TRCM|TRC MARKETS LLC|894
XAN|EXANTAS CAPITAL CORP|UBSA|UBS SECURITIES LLC|231337
XAN|EXANTAS CAPITAL CORP|UBSS|UBS Securities LLC|141245
XAN|EXANTAS CAPITAL CORP|VALX|VIRTU AMERICAS LLC|1862
XAN|EXANTAS CAPITAL CORP|VGRD|Vanguard Marketing Corporation|5565
XAN|EXANTAS CAPITAL CORP|WCHV|WELLS FARGO SECURITIES, LLC|4383
XAN|EXANTAS CAPITAL CORP|WEDB|WEDBUSH SECURITIES INC.|575
XAN|EXANTAS CAPITAL CORP|WEED|Weeden & Co.L.P.|400
XAN|EXANTAS CAPITAL CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1590
XAN|EXANTAS CAPITAL CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|48963
XAN|EXANTAS CAPITAL CORP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
XAN|EXANTAS CAPITAL CORP|WSEA|WOLVERINE SECURITIES, LLC|1052
XAN|EXANTAS CAPITAL CORP|XPQR|Jump Trading|100
XAN|EXANTAS CAPITAL CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|5150
XAN|EXANTAS CAPITAL CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1455
XAN$C|EXANTAS CAPITAL PF C|ALTX|Alternet Securities Inc.|200
XAN$C|EXANTAS CAPITAL PF C|APCC|Apex Clearing Corporation|1700
XAN$C|EXANTAS CAPITAL PF C|BATM|CBOE TRADING, INC.|400
XAN$C|EXANTAS CAPITAL PF C|BBNT|BB&T SECURITIES, LLC|600
XAN$C|EXANTAS CAPITAL PF C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1600
XAN$C|EXANTAS CAPITAL PF C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
XAN$C|EXANTAS CAPITAL PF C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|204
XAN$C|EXANTAS CAPITAL PF C|DBAX|Deutsche Bank Securities Inc.|700
XAN$C|EXANTAS CAPITAL PF C|DEAN|MORGAN STANLEY|2453
XAN$C|EXANTAS CAPITAL PF C|ECUT|CONVERGEX EXECUTION SOLUTIONS|600
XAN$C|EXANTAS CAPITAL PF C|EGXM|CBOE TRADING, INC.|900
XAN$C|EXANTAS CAPITAL PF C|ETRS|E*Trade Securities LLC|21025
XAN$C|EXANTAS CAPITAL PF C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|900
XAN$C|EXANTAS CAPITAL PF C|GSCO|GOLDMAN SACHS & CO. LLC|300
XAN$C|EXANTAS CAPITAL PF C|HRBF|American Enterprise Investment Services Inc.|125
XAN$C|EXANTAS CAPITAL PF C|IATS|INTERACTIVE BROKERS LLC|220
XAN$C|EXANTAS CAPITAL PF C|IBKR|Interactive Brokers Llc|2124
XAN$C|EXANTAS CAPITAL PF C|ITGP|ITG INC.|200
XAN$C|EXANTAS CAPITAL PF C|LIME|Lime Brokerage LLC|386
XAN$C|EXANTAS CAPITAL PF C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
XAN$C|EXANTAS CAPITAL PF C|MSCO|MORGAN STANLEY & CO. LLC|800
XAN$C|EXANTAS CAPITAL PF C|NFSC|National Financial Services LLC|14949
XAN$C|EXANTAS CAPITAL PF C|NITE|VIRTU Americas LLC|47980
XAN$C|EXANTAS CAPITAL PF C|RBCM|RBC CAPITAL MARKETS, LLC|200
XAN$C|EXANTAS CAPITAL PF C|SGMT|GOLDMAN SACHS & CO. LLC|100
XAN$C|EXANTAS CAPITAL PF C|STFL|Stifel, Nicolaus & Company, Incorporated|1019
XAN$C|EXANTAS CAPITAL PF C|SWIM|TD Ameritrade, Inc.|1032
XAN$C|EXANTAS CAPITAL PF C|UBSA|UBS SECURITIES LLC|900
XAN$C|EXANTAS CAPITAL PF C|UBSS|UBS Securities LLC|3065
XAN$C|EXANTAS CAPITAL PF C|VGRD|Vanguard Marketing Corporation|2574
XAN$C|EXANTAS CAPITAL PF C|WCHV|WELLS FARGO SECURITIES, LLC|2579
XAN$C|EXANTAS CAPITAL PF C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1
XAN$C|EXANTAS CAPITAL PF C|YLPL|Linsco/Private Ledger Financial Services, Incorporated|350
XAR|SPDR AERO & DFNS ETF|AGIS|Aegis Capital Corp.|25
XAR|SPDR AERO & DFNS ETF|ALTX|Alternet Securities Inc.|100
XAR|SPDR AERO & DFNS ETF|APCC|Apex Clearing Corporation|853
XAR|SPDR AERO & DFNS ETF|BANK|Primevest Financial Services, Inc.|936
XAR|SPDR AERO & DFNS ETF|BARD|Robert W. Baird & Co. Incorporated|9409
XAR|SPDR AERO & DFNS ETF|BATM|CBOE TRADING, INC.|3490
XAR|SPDR AERO & DFNS ETF|BBNT|BB&T SECURITIES, LLC|1
XAR|SPDR AERO & DFNS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|282
XAR|SPDR AERO & DFNS ETF|CANT|Cantor Fitzgerald & Co.|20712
XAR|SPDR AERO & DFNS ETF|CHAS|Charles Schwab & Co., Inc.|2374
XAR|SPDR AERO & DFNS ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13500
XAR|SPDR AERO & DFNS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4500
XAR|SPDR AERO & DFNS ETF|CSIN|Citadel Securities Institutional LLC|25014
XAR|SPDR AERO & DFNS ETF|CTDL|Citadel Derivatives Group Llc|26457
XAR|SPDR AERO & DFNS ETF|CTLR|CUTLER GROUP, LP|100
XAR|SPDR AERO & DFNS ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2600
XAR|SPDR AERO & DFNS ETF|DADA|D.A. Davidson & Co.|55
XAR|SPDR AERO & DFNS ETF|DAVA|Davenport & Company LLC|425
XAR|SPDR AERO & DFNS ETF|DBAB|Deutsche Bank Securities Inc.|720
XAR|SPDR AERO & DFNS ETF|DBAX|Deutsche Bank Securities Inc.|6400
XAR|SPDR AERO & DFNS ETF|DEAN|MORGAN STANLEY|14199
XAR|SPDR AERO & DFNS ETF|DEGS|RONIN PROFESSIONAL LLC|1000
XAR|SPDR AERO & DFNS ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|600
XAR|SPDR AERO & DFNS ETF|EBXL|EBX LLC|5500
XAR|SPDR AERO & DFNS ETF|EDJO|Edward D. Jones & Co., L.P.|4321
XAR|SPDR AERO & DFNS ETF|EGAM|CBOE TRADING, INC.|716
XAR|SPDR AERO & DFNS ETF|EGAW|CBOE TRADING, INC.|200
XAR|SPDR AERO & DFNS ETF|EGXM|CBOE TRADING, INC.|284
XAR|SPDR AERO & DFNS ETF|ETBE|Electronic Transaction Clearing, Inc.|900
XAR|SPDR AERO & DFNS ETF|ETRS|E*Trade Securities LLC|20934
XAR|SPDR AERO & DFNS ETF|FBSB|U.S. Bancorp Investments, Inc.|25
XAR|SPDR AERO & DFNS ETF|FILL|Tradestation Securities, Inc.|195
XAR|SPDR AERO & DFNS ETF|FMAF|NBCN Inc./ CDS|492
XAR|SPDR AERO & DFNS ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|913
XAR|SPDR AERO & DFNS ETF|FTBR|Foliofn Investments, Inc.|680
XAR|SPDR AERO & DFNS ETF|GLIS|TD Securities Inc|100
XAR|SPDR AERO & DFNS ETF|GLPX|ACS EXECUTION SERVICES, LLC|6
XAR|SPDR AERO & DFNS ETF|GSCO|GOLDMAN SACHS & CO. LLC|2700
XAR|SPDR AERO & DFNS ETF|GSLT|GOLDMAN SACHS & CO. LLC|164
XAR|SPDR AERO & DFNS ETF|GTSZ|GTS SECURITIES LLC|1204
XAR|SPDR AERO & DFNS ETF|HRBF|American Enterprise Investment Services Inc.|40354
XAR|SPDR AERO & DFNS ETF|IATS|INTERACTIVE BROKERS LLC|1205
XAR|SPDR AERO & DFNS ETF|IBKR|Interactive Brokers Llc|5766
XAR|SPDR AERO & DFNS ETF|ICBX|INSTINET, LLC|12892
XAR|SPDR AERO & DFNS ETF|INCA|INSTINET, LLC|2339
XAR|SPDR AERO & DFNS ETF|ITGI|ITG Inc.|26200
XAR|SPDR AERO & DFNS ETF|ITGP|ITG INC.|5800
XAR|SPDR AERO & DFNS ETF|JANY|Janney Montgomery Scott Inc.|8587
XAR|SPDR AERO & DFNS ETF|JMPT|JUMP TRADING, LLC|20
XAR|SPDR AERO & DFNS ETF|JPMX|J.P. Morgan Securities LLC|2800
XAR|SPDR AERO & DFNS ETF|JSJX|JANE STREET CAPITAL LLC|64736
XAR|SPDR AERO & DFNS ETF|KCGM|VIRTU Americas LLC|1242
XAR|SPDR AERO & DFNS ETF|LEHM|Barclays Capital Inc./Le|29196
XAR|SPDR AERO & DFNS ETF|LIME|Lime Brokerage LLC|15338
XAR|SPDR AERO & DFNS ETF|LSCI|Lek Securities Corporation|9
XAR|SPDR AERO & DFNS ETF|MACC|Mid Atlantic Capital Corporation|263
XAR|SPDR AERO & DFNS ETF|MBTS|ALLY INVEST SECURITIES LLC|433
XAR|SPDR AERO & DFNS ETF|MCMF|Raymond James Ltd. Cds|610
XAR|SPDR AERO & DFNS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9922
XAR|SPDR AERO & DFNS ETF|MOTF|MOTIF INVESTING, INC.|4
XAR|SPDR AERO & DFNS ETF|MSCO|MORGAN STANLEY & CO. LLC|69861
XAR|SPDR AERO & DFNS ETF|MSPL|MORGAN STANLEY & CO. LLC|2800
XAR|SPDR AERO & DFNS ETF|NFSC|National Financial Services LLC|128039
XAR|SPDR AERO & DFNS ETF|NITE|VIRTU Americas LLC|247950
XAR|SPDR AERO & DFNS ETF|NQRB|Brut, LLC|700
XAR|SPDR AERO & DFNS ETF|NTBF|BMO Nesbitt Burns Inc./CDS|43
XAR|SPDR AERO & DFNS ETF|OPCO|Oppenheimer & Co. Inc.|1813
XAR|SPDR AERO & DFNS ETF|PDQM|CODA MARKETS, INC.|606
XAR|SPDR AERO & DFNS ETF|PWJC|UBS Financial Services, Inc.|5019
XAR|SPDR AERO & DFNS ETF|RBCM|RBC CAPITAL MARKETS, LLC|5804
XAR|SPDR AERO & DFNS ETF|RGLD|Regal Securities, Inc|25
XAR|SPDR AERO & DFNS ETF|SALI|INTL FCSTONE FINANCIAL INC.|8685
XAR|SPDR AERO & DFNS ETF|SBSH|Citigroup Global Markets Inc.|37430
XAR|SPDR AERO & DFNS ETF|SGMT|GOLDMAN SACHS & CO. LLC|3570
XAR|SPDR AERO & DFNS ETF|SHMR|ABN Amro Clearing LLC|152
XAR|SPDR AERO & DFNS ETF|SPDR|SPEEDROUTE LLC|1000
XAR|SPDR AERO & DFNS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|6292
XAR|SPDR AERO & DFNS ETF|STKP|STOCKPILE INVESTMENTS, INC.|98
XAR|SPDR AERO & DFNS ETF|SWIM|TD Ameritrade, Inc.|2712
XAR|SPDR AERO & DFNS ETF|SWST|Hilltop Securities Inc.|17500
XAR|SPDR AERO & DFNS ETF|TKNG|ALLY INVEST SECURITIES LLC|223
XAR|SPDR AERO & DFNS ETF|TRCM|TRC MARKETS LLC|1005
XAR|SPDR AERO & DFNS ETF|UBSA|UBS SECURITIES LLC|22874
XAR|SPDR AERO & DFNS ETF|UBSS|UBS Securities LLC|55048
XAR|SPDR AERO & DFNS ETF|VGRD|Vanguard Marketing Corporation|13713
XAR|SPDR AERO & DFNS ETF|VSIN|Vision Financial Markets Llc|1
XAR|SPDR AERO & DFNS ETF|WBET|Wallachbeth Capital LLC|689982
XAR|SPDR AERO & DFNS ETF|WCHV|WELLS FARGO SECURITIES, LLC|93953
XAR|SPDR AERO & DFNS ETF|WEDB|WEDBUSH SECURITIES INC.|725
XAR|SPDR AERO & DFNS ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|753
XAR|SPDR AERO & DFNS ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3539
XAR|SPDR AERO & DFNS ETF|WGIF|CIBC World Markets Inc.|110
XAR|SPDR AERO & DFNS ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|100
XAR|SPDR AERO & DFNS ETF|WSEA|WOLVERINE SECURITIES, LLC|3563
XAR|SPDR AERO & DFNS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|30383
XBI|SPDR S&P BIOTECH ETF|ACLP|ALEXANDER CAPITAL, L.P.|2000
XBI|SPDR S&P BIOTECH ETF|ADAM|CANACCORD GENUITY INC.|2045
XBI|SPDR S&P BIOTECH ETF|ALTX|Alternet Securities Inc.|24700
XBI|SPDR S&P BIOTECH ETF|APCC|Apex Clearing Corporation|11751
XBI|SPDR S&P BIOTECH ETF|BANK|Primevest Financial Services, Inc.|491
XBI|SPDR S&P BIOTECH ETF|BARD|Robert W. Baird & Co. Incorporated|5761
XBI|SPDR S&P BIOTECH ETF|BATM|CBOE TRADING, INC.|115168
XBI|SPDR S&P BIOTECH ETF|BAYC|BAY CREST PARTNERS, LLC|7426
XBI|SPDR S&P BIOTECH ETF|BAYT|BTIG, LLC|93100
XBI|SPDR S&P BIOTECH ETF|BBNT|BB&T SECURITIES, LLC|672
XBI|SPDR S&P BIOTECH ETF|BERN|Sanford C. Bernstein & Co., LLC|388387
XBI|SPDR S&P BIOTECH ETF|BIMI|Banca IMI Securities Corp.|250
XBI|SPDR S&P BIOTECH ETF|BKCM|BNY Mellon Capital Markets LLC|243
XBI|SPDR S&P BIOTECH ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|87471
XBI|SPDR S&P BIOTECH ETF|BLKX|INSTINET, LLC|184000
XBI|SPDR S&P BIOTECH ETF|BNPX|BNP PARIBAS SECURITIES CORP.|5031218
XBI|SPDR S&P BIOTECH ETF|BRGE|Newbridge Securities Corp.|1220
XBI|SPDR S&P BIOTECH ETF|BTIG|BTIG, LLC|68326
XBI|SPDR S&P BIOTECH ETF|BYXM|CBOE TRADING, INC.|4966
XBI|SPDR S&P BIOTECH ETF|CANT|Cantor Fitzgerald & Co.|132599
XBI|SPDR S&P BIOTECH ETF|CHAS|Charles Schwab & Co., Inc.|109588
XBI|SPDR S&P BIOTECH ETF|CICF|Canaccord Genuity Corp.|161
XBI|SPDR S&P BIOTECH ETF|CIST|Capital Institutional Services, Inc.|4566
XBI|SPDR S&P BIOTECH ETF|CMTT|CMT TRADING LLC|5479
XBI|SPDR S&P BIOTECH ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|452783
XBI|SPDR S&P BIOTECH ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
XBI|SPDR S&P BIOTECH ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|74986
XBI|SPDR S&P BIOTECH ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1226593
XBI|SPDR S&P BIOTECH ETF|CSIN|Citadel Securities Institutional LLC|519486
XBI|SPDR S&P BIOTECH ETF|CTDL|Citadel Derivatives Group Llc|722727
XBI|SPDR S&P BIOTECH ETF|CTLR|CUTLER GROUP, LP|1850
XBI|SPDR S&P BIOTECH ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|100300
XBI|SPDR S&P BIOTECH ETF|DADA|D.A. Davidson & Co.|500
XBI|SPDR S&P BIOTECH ETF|DAVA|Davenport & Company LLC|51
XBI|SPDR S&P BIOTECH ETF|DBAB|Deutsche Bank Securities Inc.|447308
XBI|SPDR S&P BIOTECH ETF|DBAX|Deutsche Bank Securities Inc.|558400
XBI|SPDR S&P BIOTECH ETF|DBUL|Deutsche Bank Securities Inc.|80417
XBI|SPDR S&P BIOTECH ETF|DCHF|Dart Executions, LLC|81732
XBI|SPDR S&P BIOTECH ETF|DEAN|MORGAN STANLEY|51403
XBI|SPDR S&P BIOTECH ETF|DEGS|RONIN PROFESSIONAL LLC|3092
XBI|SPDR S&P BIOTECH ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|11228
XBI|SPDR S&P BIOTECH ETF|EBXL|EBX LLC|835200
XBI|SPDR S&P BIOTECH ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|12176
XBI|SPDR S&P BIOTECH ETF|EDJO|Edward D. Jones & Co., L.P.|5193
XBI|SPDR S&P BIOTECH ETF|EGAM|CBOE TRADING, INC.|62083
XBI|SPDR S&P BIOTECH ETF|EGAW|CBOE TRADING, INC.|200
XBI|SPDR S&P BIOTECH ETF|EGMT|EG MARKET TECHNOLOGIES LLC|5200
XBI|SPDR S&P BIOTECH ETF|EGXM|CBOE TRADING, INC.|36811
XBI|SPDR S&P BIOTECH ETF|ETBE|Electronic Transaction Clearing, Inc.|141390
XBI|SPDR S&P BIOTECH ETF|ETCB|ETC BROKERAGE SERVICES, LLC|90
XBI|SPDR S&P BIOTECH ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|741924
XBI|SPDR S&P BIOTECH ETF|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
XBI|SPDR S&P BIOTECH ETF|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|9525
XBI|SPDR S&P BIOTECH ETF|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|200
XBI|SPDR S&P BIOTECH ETF|ETRS|E*Trade Securities LLC|1987198
XBI|SPDR S&P BIOTECH ETF|EVRS|E1 ASSET MANAGEMENT, INC.|155
XBI|SPDR S&P BIOTECH ETF|FIDT|Fidelity Clearing Canada ULC./ CDS|105
XBI|SPDR S&P BIOTECH ETF|FILL|Tradestation Securities, Inc.|22525
XBI|SPDR S&P BIOTECH ETF|FINX|FINTECH SECURITIES|25
XBI|SPDR S&P BIOTECH ETF|FMAF|NBCN Inc./ CDS|943
XBI|SPDR S&P BIOTECH ETF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|27200
XBI|SPDR S&P BIOTECH ETF|FQLS|Quantlab Securities LP|1264651
XBI|SPDR S&P BIOTECH ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|308011
XBI|SPDR S&P BIOTECH ETF|FTBR|Foliofn Investments, Inc.|7948
XBI|SPDR S&P BIOTECH ETF|GBMT|GBM International, Inc.|38
XBI|SPDR S&P BIOTECH ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|229549
XBI|SPDR S&P BIOTECH ETF|GLIS|TD Securities Inc|1369
XBI|SPDR S&P BIOTECH ETF|GLPX|ACS EXECUTION SERVICES, LLC|26942
XBI|SPDR S&P BIOTECH ETF|GSCO|GOLDMAN SACHS & CO. LLC|5865750
XBI|SPDR S&P BIOTECH ETF|GSCS|GOLDMAN SACHS & CO. LLC|59739
XBI|SPDR S&P BIOTECH ETF|GSLT|GOLDMAN SACHS & CO. LLC|45320
XBI|SPDR S&P BIOTECH ETF|GTSZ|GTS SECURITIES LLC|315994
XBI|SPDR S&P BIOTECH ETF|HAPX|HAP Trading, LLC|1400
XBI|SPDR S&P BIOTECH ETF|HRBF|American Enterprise Investment Services Inc.|67209
XBI|SPDR S&P BIOTECH ETF|HSBC|HSBC Securities, Inc.|5542
XBI|SPDR S&P BIOTECH ETF|IATS|INTERACTIVE BROKERS LLC|80433
XBI|SPDR S&P BIOTECH ETF|IBKR|Interactive Brokers Llc|217343
XBI|SPDR S&P BIOTECH ETF|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|120
XBI|SPDR S&P BIOTECH ETF|ICBX|INSTINET, LLC|653550
XBI|SPDR S&P BIOTECH ETF|IEQY|CITADEL SECURITIES LLC|1083805
XBI|SPDR S&P BIOTECH ETF|INCA|INSTINET, LLC|718773
XBI|SPDR S&P BIOTECH ETF|INJX|INSTINET, LLC|129718
XBI|SPDR S&P BIOTECH ETF|ITGI|ITG Inc.|200756
XBI|SPDR S&P BIOTECH ETF|ITGP|ITG INC.|229600
XBI|SPDR S&P BIOTECH ETF|JANY|Janney Montgomery Scott Inc.|7963
XBI|SPDR S&P BIOTECH ETF|JEFF|JEFFERIES LLC|524536
XBI|SPDR S&P BIOTECH ETF|JMPT|JUMP TRADING, LLC|282472
XBI|SPDR S&P BIOTECH ETF|JONE|JonesTrading|75638
XBI|SPDR S&P BIOTECH ETF|JPBX|J.P. MORGAN SECURITIES LLC|46808
XBI|SPDR S&P BIOTECH ETF|JPMX|J.P. Morgan Securities LLC|663262
XBI|SPDR S&P BIOTECH ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|400000
XBI|SPDR S&P BIOTECH ETF|JSJX|JANE STREET CAPITAL LLC|796273
XBI|SPDR S&P BIOTECH ETF|JUTA|JUMP TRADING, LLC|41049
XBI|SPDR S&P BIOTECH ETF|KCGM|VIRTU Americas LLC|166939
XBI|SPDR S&P BIOTECH ETF|KCRD|PHX FINANCIAL, INC.|350
XBI|SPDR S&P BIOTECH ETF|KING|C. L. King & Associates, Inc.|11350
XBI|SPDR S&P BIOTECH ETF|LEER|LEERINK PARTNERS LLC|8900
XBI|SPDR S&P BIOTECH ETF|LEHM|Barclays Capital Inc./Le|1809394
XBI|SPDR S&P BIOTECH ETF|LGNT|COR CLEARING LLC|1
XBI|SPDR S&P BIOTECH ETF|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|582
XBI|SPDR S&P BIOTECH ETF|LIME|Lime Brokerage LLC|129433
XBI|SPDR S&P BIOTECH ETF|LIWD|LIME BROKERAGE LLC|23
XBI|SPDR S&P BIOTECH ETF|LIWM|LIME BROKERAGE LLC|5259
XBI|SPDR S&P BIOTECH ETF|LMGP|LIME BROKERAGE LLC|9450
XBI|SPDR S&P BIOTECH ETF|LQNA|LIQUIDNET, INC.|30700
XBI|SPDR S&P BIOTECH ETF|LSCI|Lek Securities Corporation|4509
XBI|SPDR S&P BIOTECH ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
XBI|SPDR S&P BIOTECH ETF|MACC|Mid Atlantic Capital Corporation|1415
XBI|SPDR S&P BIOTECH ETF|MACQ|Macquarie Capital (USA) Inc.|700
XBI|SPDR S&P BIOTECH ETF|MAXM|Maxim Group LLC|1877
XBI|SPDR S&P BIOTECH ETF|MBTS|ALLY INVEST SECURITIES LLC|200
XBI|SPDR S&P BIOTECH ETF|MCMF|Raymond James Ltd. Cds|100
XBI|SPDR S&P BIOTECH ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|383441
XBI|SPDR S&P BIOTECH ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|2500
XBI|SPDR S&P BIOTECH ETF|MOTF|MOTIF INVESTING, INC.|30
XBI|SPDR S&P BIOTECH ETF|MPSG|E D & F Man Capital Markets Inc.|19495
XBI|SPDR S&P BIOTECH ETF|MRBA|IBN FINANCIAL SERVICES, INC.|10
XBI|SPDR S&P BIOTECH ETF|MSCO|MORGAN STANLEY & CO. LLC|7298360
XBI|SPDR S&P BIOTECH ETF|MSPL|MORGAN STANLEY & CO. LLC|336000
XBI|SPDR S&P BIOTECH ETF|MSTX|MORGAN STANLEY & CO. LLC|109800
XBI|SPDR S&P BIOTECH ETF|NATL|National Securities Corporation|6763
XBI|SPDR S&P BIOTECH ETF|NFSC|National Financial Services LLC|1193459
XBI|SPDR S&P BIOTECH ETF|NITE|VIRTU Americas LLC|4036321
XBI|SPDR S&P BIOTECH ETF|NITP|VIRTU Americas LLC|4635
XBI|SPDR S&P BIOTECH ETF|NQRB|Brut, LLC|293562
XBI|SPDR S&P BIOTECH ETF|NTBF|BMO Nesbitt Burns Inc./CDS|1110
XBI|SPDR S&P BIOTECH ETF|NTFN|Network 1 Financial Securities Inc.|295
XBI|SPDR S&P BIOTECH ETF|NTRC|Northern Trust Securities, Inc.|2370
XBI|SPDR S&P BIOTECH ETF|OHOS|TWO SIGMA SECURITIES, LLC|193341
XBI|SPDR S&P BIOTECH ETF|OPCO|Oppenheimer & Co. Inc.|4419
XBI|SPDR S&P BIOTECH ETF|PCPT|PHILLIP CAPITAL INC.|773
XBI|SPDR S&P BIOTECH ETF|PDQM|CODA MARKETS, INC.|31861
XBI|SPDR S&P BIOTECH ETF|PHLY|NASDAQ Execution Services, LLC|21200
XBI|SPDR S&P BIOTECH ETF|PICT|Pictet Overseas Inc.|470
XBI|SPDR S&P BIOTECH ETF|PWJC|UBS Financial Services, Inc.|26211
XBI|SPDR S&P BIOTECH ETF|RBCM|RBC CAPITAL MARKETS, LLC|18313
XBI|SPDR S&P BIOTECH ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|500
XBI|SPDR S&P BIOTECH ETF|RHCO|Suntrust Robinson Humphrey, Inc.|3400
XBI|SPDR S&P BIOTECH ETF|RJLC|RJL CAPITAL GROUP, LLC|1000
XBI|SPDR S&P BIOTECH ETF|SAGL|SAGETRADER, LLC|11484
XBI|SPDR S&P BIOTECH ETF|SALI|INTL FCSTONE FINANCIAL INC.|1411
XBI|SPDR S&P BIOTECH ETF|SBSH|Citigroup Global Markets Inc.|1017991
XBI|SPDR S&P BIOTECH ETF|SCMC|Scotia Capital Markets (USA) Inc.|100
XBI|SPDR S&P BIOTECH ETF|SEIC|SEI Investments Distribution Co.|100
XBI|SPDR S&P BIOTECH ETF|SGMT|GOLDMAN SACHS & CO. LLC|431309
XBI|SPDR S&P BIOTECH ETF|SHMR|ABN Amro Clearing LLC|3343
XBI|SPDR S&P BIOTECH ETF|SIBO|Prime Executions, Inc.|7700
XBI|SPDR S&P BIOTECH ETF|SPDR|SPEEDROUTE LLC|16989
XBI|SPDR S&P BIOTECH ETF|SPTD|MINT GLOBAL MARKETS, INC.|200
XBI|SPDR S&P BIOTECH ETF|STFL|Stifel, Nicolaus & Company, Incorporated|9803
XBI|SPDR S&P BIOTECH ETF|STKP|STOCKPILE INVESTMENTS, INC.|84
XBI|SPDR S&P BIOTECH ETF|SWIM|TD Ameritrade, Inc.|1175875
XBI|SPDR S&P BIOTECH ETF|SWST|Hilltop Securities Inc.|3863
XBI|SPDR S&P BIOTECH ETF|TKNG|ALLY INVEST SECURITIES LLC|2508
XBI|SPDR S&P BIOTECH ETF|TMBR|Timber Hill LLC|40
XBI|SPDR S&P BIOTECH ETF|TRBT|Tradebot Systems, Inc.|2568992
XBI|SPDR S&P BIOTECH ETF|TRCM|TRC MARKETS LLC|2759172
XBI|SPDR S&P BIOTECH ETF|TWTT|TASTYWORKS, INC.|1909
XBI|SPDR S&P BIOTECH ETF|UBSA|UBS SECURITIES LLC|1955661
XBI|SPDR S&P BIOTECH ETF|UBSS|UBS Securities LLC|1737537
XBI|SPDR S&P BIOTECH ETF|VALX|VIRTU AMERICAS LLC|96008
XBI|SPDR S&P BIOTECH ETF|VGRD|Vanguard Marketing Corporation|89059
XBI|SPDR S&P BIOTECH ETF|VSIN|Vision Financial Markets Llc|10
XBI|SPDR S&P BIOTECH ETF|WBET|Wallachbeth Capital LLC|7398
XBI|SPDR S&P BIOTECH ETF|WBLR|WILLIAM BLAIR|1000
XBI|SPDR S&P BIOTECH ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|100
XBI|SPDR S&P BIOTECH ETF|WCHV|WELLS FARGO SECURITIES, LLC|350433
XBI|SPDR S&P BIOTECH ETF|WEDB|WEDBUSH SECURITIES INC.|1314
XBI|SPDR S&P BIOTECH ETF|WEED|Weeden & Co.L.P.|100
XBI|SPDR S&P BIOTECH ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|161982
XBI|SPDR S&P BIOTECH ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|235008
XBI|SPDR S&P BIOTECH ETF|WGIF|CIBC World Markets Inc.|1070
XBI|SPDR S&P BIOTECH ETF|WLTH|WEALTHFRONT BROKERAGE CORPORATION|80
XBI|SPDR S&P BIOTECH ETF|WSEA|WOLVERINE SECURITIES, LLC|66395
XBI|SPDR S&P BIOTECH ETF|XIST|INSTINET, LLC|1600
XBI|SPDR S&P BIOTECH ETF|XPUS|XP SECURITIES, LLC|7256
XBI|SPDR S&P BIOTECH ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|114522
XBI|SPDR S&P BIOTECH ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|2805
XBI|SPDR S&P BIOTECH ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|31323
XBIO|XENETIC BIOSCIEN CM|ALTX|Alternet Securities Inc.|27641
XBIO|XENETIC BIOSCIEN CM|APCC|Apex Clearing Corporation|269162
XBIO|XENETIC BIOSCIEN CM|BATM|CBOE TRADING, INC.|6509
XBIO|XENETIC BIOSCIEN CM|BIMI|Banca IMI Securities Corp.|5585
XBIO|XENETIC BIOSCIEN CM|BYXM|CBOE TRADING, INC.|5234
XBIO|XENETIC BIOSCIEN CM|CANT|Cantor Fitzgerald & Co.|3200
XBIO|XENETIC BIOSCIEN CM|CHAS|Charles Schwab & Co., Inc.|15927
XBIO|XENETIC BIOSCIEN CM|CICF|Canaccord Genuity Corp.|5400
XBIO|XENETIC BIOSCIEN CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|7700
XBIO|XENETIC BIOSCIEN CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|35965
XBIO|XENETIC BIOSCIEN CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|316099
XBIO|XENETIC BIOSCIEN CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|310699
XBIO|XENETIC BIOSCIEN CM|CRFN|ROBINHOOD FINANCIAL, LLC|104
XBIO|XENETIC BIOSCIEN CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|176531
XBIO|XENETIC BIOSCIEN CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|7754
XBIO|XENETIC BIOSCIEN CM|DBAB|Deutsche Bank Securities Inc.|2000
XBIO|XENETIC BIOSCIEN CM|DBAX|Deutsche Bank Securities Inc.|90700
XBIO|XENETIC BIOSCIEN CM|DEAN|MORGAN STANLEY|5325
XBIO|XENETIC BIOSCIEN CM|DEGS|RONIN PROFESSIONAL LLC|1768
XBIO|XENETIC BIOSCIEN CM|EBXL|EBX LLC|132800
XBIO|XENETIC BIOSCIEN CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8122
XBIO|XENETIC BIOSCIEN CM|EGAM|CBOE TRADING, INC.|55262
XBIO|XENETIC BIOSCIEN CM|EGAW|CBOE TRADING, INC.|65512
XBIO|XENETIC BIOSCIEN CM|EGXM|CBOE TRADING, INC.|7212
XBIO|XENETIC BIOSCIEN CM|EGXW|CBOE TRADING, INC.|79896
XBIO|XENETIC BIOSCIEN CM|ETBE|Electronic Transaction Clearing, Inc.|3049
XBIO|XENETIC BIOSCIEN CM|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|5273
XBIO|XENETIC BIOSCIEN CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|221358
XBIO|XENETIC BIOSCIEN CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|149599
XBIO|XENETIC BIOSCIEN CM|ETRS|E*Trade Securities LLC|1695123
XBIO|XENETIC BIOSCIEN CM|FBCO|Credit Suisse Securities (USA) LLC|516903
XBIO|XENETIC BIOSCIEN CM|FILL|Tradestation Securities, Inc.|170284
XBIO|XENETIC BIOSCIEN CM|FMAF|NBCN Inc./ CDS|8331
XBIO|XENETIC BIOSCIEN CM|FOMA|TD AMERITRADE CLEARING, INC.|2370916
XBIO|XENETIC BIOSCIEN CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1537
XBIO|XENETIC BIOSCIEN CM|GEBB|GLOBAL EXECUTION BROKERS, LP|9645
XBIO|XENETIC BIOSCIEN CM|GLPX|ACS EXECUTION SERVICES, LLC|429221
XBIO|XENETIC BIOSCIEN CM|GSCO|GOLDMAN SACHS & CO. LLC|46043
XBIO|XENETIC BIOSCIEN CM|GSCS|GOLDMAN SACHS & CO. LLC|17478
XBIO|XENETIC BIOSCIEN CM|GSLT|GOLDMAN SACHS & CO. LLC|61065
XBIO|XENETIC BIOSCIEN CM|GTSZ|GTS SECURITIES LLC|142369
XBIO|XENETIC BIOSCIEN CM|HRBF|American Enterprise Investment Services Inc.|2950
XBIO|XENETIC BIOSCIEN CM|IATS|INTERACTIVE BROKERS LLC|136448
XBIO|XENETIC BIOSCIEN CM|IBKR|Interactive Brokers Llc|2040194
XBIO|XENETIC BIOSCIEN CM|ICBX|INSTINET, LLC|37334
XBIO|XENETIC BIOSCIEN CM|INCA|INSTINET, LLC|443205
XBIO|XENETIC BIOSCIEN CM|INJX|INSTINET, LLC|3000
XBIO|XENETIC BIOSCIEN CM|ITGI|ITG Inc.|137407
XBIO|XENETIC BIOSCIEN CM|ITGP|ITG INC.|27200
XBIO|XENETIC BIOSCIEN CM|JEFF|JEFFERIES LLC|2000
XBIO|XENETIC BIOSCIEN CM|JMPT|JUMP TRADING, LLC|11520
XBIO|XENETIC BIOSCIEN CM|JPMX|J.P. Morgan Securities LLC|53106
XBIO|XENETIC BIOSCIEN CM|JSJX|JANE STREET CAPITAL LLC|1300
XBIO|XENETIC BIOSCIEN CM|KCGM|VIRTU Americas LLC|38034
XBIO|XENETIC BIOSCIEN CM|LAFC|R. F. Lafferty & Co., Inc.|1392
XBIO|XENETIC BIOSCIEN CM|LEHM|Barclays Capital Inc./Le|190179
XBIO|XENETIC BIOSCIEN CM|LIME|Lime Brokerage LLC|96865
XBIO|XENETIC BIOSCIEN CM|LMGP|LIME BROKERAGE LLC|325
XBIO|XENETIC BIOSCIEN CM|LSCI|Lek Securities Corporation|22639
XBIO|XENETIC BIOSCIEN CM|LTCO|Ladenburg, Thalmann & Co., Inc.|30100
XBIO|XENETIC BIOSCIEN CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|13069
XBIO|XENETIC BIOSCIEN CM|MAVB|Great Point Capital LLC|650
XBIO|XENETIC BIOSCIEN CM|MAXM|Maxim Group LLC|4651
XBIO|XENETIC BIOSCIEN CM|MICA|Spartan Securities Group, Ltd.|548274
XBIO|XENETIC BIOSCIEN CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15226
XBIO|XENETIC BIOSCIEN CM|MOTF|MOTIF INVESTING, INC.|38
XBIO|XENETIC BIOSCIEN CM|MSCO|MORGAN STANLEY & CO. LLC|1351617
XBIO|XENETIC BIOSCIEN CM|MSPL|MORGAN STANLEY & CO. LLC|17900
XBIO|XENETIC BIOSCIEN CM|NEUB|NEUBERGER BERMAN BD LLC|500
XBIO|XENETIC BIOSCIEN CM|NFSC|National Financial Services LLC|1567286
XBIO|XENETIC BIOSCIEN CM|NITE|VIRTU Americas LLC|4038073
XBIO|XENETIC BIOSCIEN CM|NQRB|Brut, LLC|6681
XBIO|XENETIC BIOSCIEN CM|PCPT|PHILLIP CAPITAL INC.|5321
XBIO|XENETIC BIOSCIEN CM|PDQM|CODA MARKETS, INC.|649027
XBIO|XENETIC BIOSCIEN CM|PINT|PRECISION SECURITIES, LLC|200
XBIO|XENETIC BIOSCIEN CM|POIN|PRECISION SECURITIES, LLC (POIN)|2390
XBIO|XENETIC BIOSCIEN CM|RBCM|RBC CAPITAL MARKETS, LLC|3895
XBIO|XENETIC BIOSCIEN CM|RGLD|Regal Securities, Inc|400
XBIO|XENETIC BIOSCIEN CM|SAGL|SAGETRADER, LLC|20083
XBIO|XENETIC BIOSCIEN CM|SALI|INTL FCSTONE FINANCIAL INC.|750
XBIO|XENETIC BIOSCIEN CM|SBSH|Citigroup Global Markets Inc.|16807
XBIO|XENETIC BIOSCIEN CM|SGMT|GOLDMAN SACHS & CO. LLC|54606
XBIO|XENETIC BIOSCIEN CM|SPDR|SPEEDROUTE LLC|111190
XBIO|XENETIC BIOSCIEN CM|SPTD|MINT GLOBAL MARKETS, INC.|18351
XBIO|XENETIC BIOSCIEN CM|SWIM|TD Ameritrade, Inc.|2007946
XBIO|XENETIC BIOSCIEN CM|SWST|Hilltop Securities Inc.|300
XBIO|XENETIC BIOSCIEN CM|TDFS|TRADERFIELD SECURITIES INC.|3648
XBIO|XENETIC BIOSCIEN CM|TKNG|ALLY INVEST SECURITIES LLC|28284
XBIO|XENETIC BIOSCIEN CM|TRCM|TRC MARKETS LLC|2000
XBIO|XENETIC BIOSCIEN CM|TWTT|TASTYWORKS, INC.|7065
XBIO|XENETIC BIOSCIEN CM|UBSA|UBS SECURITIES LLC|379435
XBIO|XENETIC BIOSCIEN CM|UBSS|UBS Securities LLC|366124
XBIO|XENETIC BIOSCIEN CM|VGRD|Vanguard Marketing Corporation|30937
XBIO|XENETIC BIOSCIEN CM|VIEW|VIEWTRADE SECURITIES LLC|1520
XBIO|XENETIC BIOSCIEN CM|VNDM|Wall Street Access|200
XBIO|XENETIC BIOSCIEN CM|VSIN|Vision Financial Markets Llc|56947
XBIO|XENETIC BIOSCIEN CM|WCHV|WELLS FARGO SECURITIES, LLC|42335
XBIO|XENETIC BIOSCIEN CM|WEDB|WEDBUSH SECURITIES INC.|735643
XBIO|XENETIC BIOSCIEN CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|56061
XBIO|XENETIC BIOSCIEN CM|WGIF|CIBC World Markets Inc.|121098
XBIO|XENETIC BIOSCIEN CM|WSEA|WOLVERINE SECURITIES, LLC|173083
XBIO|XENETIC BIOSCIEN CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|1200
XBIO|XENETIC BIOSCIEN CM|YKNA|COMHAR CAPITAL MARKETS, LLC|85597
XBIO|XENETIC BIOSCIEN CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7000
XBIT|XBIOTECH INC. CMN|ALTX|Alternet Securities Inc.|500
XBIT|XBIOTECH INC. CMN|APCC|Apex Clearing Corporation|41
XBIT|XBIOTECH INC. CMN|BATM|CBOE TRADING, INC.|106
XBIT|XBIOTECH INC. CMN|BAYC|BAY CREST PARTNERS, LLC|625
XBIT|XBIOTECH INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|18634
XBIT|XBIOTECH INC. CMN|BIMI|Banca IMI Securities Corp.|3000
XBIT|XBIOTECH INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1
XBIT|XBIOTECH INC. CMN|BMOC|BMO Capital Markets Corp.|2923
XBIT|XBIOTECH INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1062
XBIT|XBIOTECH INC. CMN|BTIG|BTIG, LLC|1783
XBIT|XBIOTECH INC. CMN|CANT|Cantor Fitzgerald & Co.|101
XBIT|XBIOTECH INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|733
XBIT|XBIOTECH INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|25947
XBIT|XBIOTECH INC. CMN|CTDL|Citadel Derivatives Group Llc|2216
XBIT|XBIOTECH INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|2704
XBIT|XBIOTECH INC. CMN|DBAB|Deutsche Bank Securities Inc.|165779
XBIT|XBIOTECH INC. CMN|DBAX|Deutsche Bank Securities Inc.|18800
XBIT|XBIOTECH INC. CMN|DEAN|MORGAN STANLEY|1436
XBIT|XBIOTECH INC. CMN|DEGS|RONIN PROFESSIONAL LLC|10658
XBIT|XBIOTECH INC. CMN|EBXL|EBX LLC|13000
XBIT|XBIOTECH INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|406
XBIT|XBIOTECH INC. CMN|EGAM|CBOE TRADING, INC.|669
XBIT|XBIOTECH INC. CMN|EGXM|CBOE TRADING, INC.|726
XBIT|XBIOTECH INC. CMN|EGXW|CBOE TRADING, INC.|4739
XBIT|XBIOTECH INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
XBIT|XBIOTECH INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|732
XBIT|XBIOTECH INC. CMN|ETRS|E*Trade Securities LLC|7169
XBIT|XBIOTECH INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|82005
XBIT|XBIOTECH INC. CMN|FMAF|NBCN Inc./ CDS|2790
XBIT|XBIOTECH INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|35033
XBIT|XBIOTECH INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6112
XBIT|XBIOTECH INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|13264
XBIT|XBIOTECH INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|2161
XBIT|XBIOTECH INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|540894
XBIT|XBIOTECH INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|1552
XBIT|XBIOTECH INC. CMN|GTSZ|GTS SECURITIES LLC|9379
XBIT|XBIOTECH INC. CMN|IATS|INTERACTIVE BROKERS LLC|404
XBIT|XBIOTECH INC. CMN|IBKR|Interactive Brokers Llc|13423
XBIT|XBIOTECH INC. CMN|ICBX|INSTINET, LLC|4000
XBIT|XBIOTECH INC. CMN|IEQY|CITADEL SECURITIES LLC|1923
XBIT|XBIOTECH INC. CMN|INCA|INSTINET, LLC|59893
XBIT|XBIOTECH INC. CMN|INJX|INSTINET, LLC|744
XBIT|XBIOTECH INC. CMN|ITGI|ITG Inc.|7287
XBIT|XBIOTECH INC. CMN|ITGP|ITG INC.|6800
XBIT|XBIOTECH INC. CMN|JEFF|JEFFERIES LLC|3607
XBIT|XBIOTECH INC. CMN|JMPT|JUMP TRADING, LLC|381
XBIT|XBIOTECH INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|2800
XBIT|XBIOTECH INC. CMN|JPMX|J.P. Morgan Securities LLC|44067
XBIT|XBIOTECH INC. CMN|JSJX|JANE STREET CAPITAL LLC|51
XBIT|XBIOTECH INC. CMN|KCGM|VIRTU Americas LLC|4360
XBIT|XBIOTECH INC. CMN|LEHM|Barclays Capital Inc./Le|283930
XBIT|XBIOTECH INC. CMN|LIME|Lime Brokerage LLC|27839
XBIT|XBIOTECH INC. CMN|LMGP|LIME BROKERAGE LLC|5694
XBIT|XBIOTECH INC. CMN|LOOP|Loop Capital Markets LLC|2921
XBIT|XBIOTECH INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
XBIT|XBIOTECH INC. CMN|MAXM|Maxim Group LLC|568
XBIT|XBIOTECH INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22168
XBIT|XBIOTECH INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|428736
XBIT|XBIOTECH INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|20300
XBIT|XBIOTECH INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|12600
XBIT|XBIOTECH INC. CMN|NFSC|National Financial Services LLC|24518
XBIT|XBIOTECH INC. CMN|NITE|VIRTU Americas LLC|80385
XBIT|XBIOTECH INC. CMN|NITP|VIRTU Americas LLC|1800
XBIT|XBIOTECH INC. CMN|NQRB|Brut, LLC|263
XBIT|XBIOTECH INC. CMN|PDQM|CODA MARKETS, INC.|2733
XBIT|XBIOTECH INC. CMN|RAJA|Raymond James & Associates, Inc.|500
XBIT|XBIOTECH INC. CMN|SBSH|Citigroup Global Markets Inc.|81911
XBIT|XBIOTECH INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|2501
XBIT|XBIOTECH INC. CMN|SOGO|Wang Investment Associates, Inc.|600
XBIT|XBIOTECH INC. CMN|SPDR|SPEEDROUTE LLC|3400
XBIT|XBIOTECH INC. CMN|SWIM|TD Ameritrade, Inc.|3200
XBIT|XBIOTECH INC. CMN|SWST|Hilltop Securities Inc.|1500
XBIT|XBIOTECH INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|25
XBIT|XBIOTECH INC. CMN|TRCM|TRC MARKETS LLC|336
XBIT|XBIOTECH INC. CMN|UBSA|UBS SECURITIES LLC|127959
XBIT|XBIOTECH INC. CMN|UBSS|UBS Securities LLC|1055759
XBIT|XBIOTECH INC. CMN|VALX|VIRTU AMERICAS LLC|6918
XBIT|XBIOTECH INC. CMN|VGRD|Vanguard Marketing Corporation|35
XBIT|XBIOTECH INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|8844
XBIT|XBIOTECH INC. CMN|WEDB|WEDBUSH SECURITIES INC.|1201
XBIT|XBIOTECH INC. CMN|WEED|Weeden & Co.L.P.|4600
XBIT|XBIOTECH INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|119
XBIT|XBIOTECH INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
XCEM|COLUMBIA EM CORE EX-|BATM|CBOE TRADING, INC.|329
XCEM|COLUMBIA EM CORE EX-|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
XCEM|COLUMBIA EM CORE EX-|CSIN|Citadel Securities Institutional LLC|25480
XCEM|COLUMBIA EM CORE EX-|CTDL|Citadel Derivatives Group Llc|300
XCEM|COLUMBIA EM CORE EX-|ETRS|E*Trade Securities LLC|1200
XCEM|COLUMBIA EM CORE EX-|IBKR|Interactive Brokers Llc|155
XCEM|COLUMBIA EM CORE EX-|JSEB|JANE STREET EXECUTION SERVICES, LLC|2146
XCEM|COLUMBIA EM CORE EX-|JSJX|JANE STREET CAPITAL LLC|488
XCEM|COLUMBIA EM CORE EX-|LIME|Lime Brokerage LLC|50
XCEM|COLUMBIA EM CORE EX-|NFSC|National Financial Services LLC|135
XCEM|COLUMBIA EM CORE EX-|NITE|VIRTU Americas LLC|200
XCEM|COLUMBIA EM CORE EX-|UBSA|UBS SECURITIES LLC|200
XCEM|COLUMBIA EM CORE EX-|VGRD|Vanguard Marketing Corporation|27
XCEM|COLUMBIA EM CORE EX-|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
XCRA|XCERRA CORP CMN STK|ABLE|NATIXIS Securities Americas LLC|2354
XCRA|XCERRA CORP CMN STK|ADAM|CANACCORD GENUITY INC.|100
XCRA|XCERRA CORP CMN STK|ALTX|Alternet Securities Inc.|700
XCRA|XCERRA CORP CMN STK|ANOS|ABEL/NOSER, L.L.C.|4161
XCRA|XCERRA CORP CMN STK|APCC|Apex Clearing Corporation|4521
XCRA|XCERRA CORP CMN STK|BANK|Primevest Financial Services, Inc.|780
XCRA|XCERRA CORP CMN STK|BARD|Robert W. Baird & Co. Incorporated|6
XCRA|XCERRA CORP CMN STK|BATM|CBOE TRADING, INC.|1181
XCRA|XCERRA CORP CMN STK|BERN|Sanford C. Bernstein & Co., LLC|6900
XCRA|XCERRA CORP CMN STK|BIMI|Banca IMI Securities Corp.|300
XCRA|XCERRA CORP CMN STK|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10128
XCRA|XCERRA CORP CMN STK|BLKX|INSTINET, LLC|15600
XCRA|XCERRA CORP CMN STK|BMOC|BMO Capital Markets Corp.|11459
XCRA|XCERRA CORP CMN STK|BNPX|BNP PARIBAS SECURITIES CORP.|10357
XCRA|XCERRA CORP CMN STK|BRGE|Newbridge Securities Corp.|1000
XCRA|XCERRA CORP CMN STK|BTIG|BTIG, LLC|7927
XCRA|XCERRA CORP CMN STK|BYXM|CBOE TRADING, INC.|446
XCRA|XCERRA CORP CMN STK|CANT|Cantor Fitzgerald & Co.|121353
XCRA|XCERRA CORP CMN STK|CHAS|Charles Schwab & Co., Inc.|3288
XCRA|XCERRA CORP CMN STK|CIST|Capital Institutional Services, Inc.|72
XCRA|XCERRA CORP CMN STK|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84342
XCRA|XCERRA CORP CMN STK|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1700
XCRA|XCERRA CORP CMN STK|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|27130
XCRA|XCERRA CORP CMN STK|CROS|CREDIT SUISSE SECURITIES (USA) LLC|286457
XCRA|XCERRA CORP CMN STK|CTDL|Citadel Derivatives Group Llc|23217
XCRA|XCERRA CORP CMN STK|CXCX|CITIGROUP GLOBAL MARKETS INC.|40790
XCRA|XCERRA CORP CMN STK|DADA|D.A. Davidson & Co.|5000
XCRA|XCERRA CORP CMN STK|DBAB|Deutsche Bank Securities Inc.|311652
XCRA|XCERRA CORP CMN STK|DBAX|Deutsche Bank Securities Inc.|199400
XCRA|XCERRA CORP CMN STK|DEAN|MORGAN STANLEY|4521
XCRA|XCERRA CORP CMN STK|DEGS|RONIN PROFESSIONAL LLC|2561
XCRA|XCERRA CORP CMN STK|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17292
XCRA|XCERRA CORP CMN STK|EBXL|EBX LLC|185400
XCRA|XCERRA CORP CMN STK|ECUT|CONVERGEX EXECUTION SOLUTIONS|1300
XCRA|XCERRA CORP CMN STK|EDJO|Edward D. Jones & Co., L.P.|5949
XCRA|XCERRA CORP CMN STK|EGAM|CBOE TRADING, INC.|2399
XCRA|XCERRA CORP CMN STK|EGAW|CBOE TRADING, INC.|96
XCRA|XCERRA CORP CMN STK|EGXM|CBOE TRADING, INC.|4294
XCRA|XCERRA CORP CMN STK|EGXW|CBOE TRADING, INC.|4
XCRA|XCERRA CORP CMN STK|ELEV|ELEVATION, LLC|1005
XCRA|XCERRA CORP CMN STK|ETBE|Electronic Transaction Clearing, Inc.|20281
XCRA|XCERRA CORP CMN STK|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|18437
XCRA|XCERRA CORP CMN STK|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4256
XCRA|XCERRA CORP CMN STK|ETRS|E*Trade Securities LLC|173922
XCRA|XCERRA CORP CMN STK|FBCO|Credit Suisse Securities (USA) LLC|246627
XCRA|XCERRA CORP CMN STK|FILL|Tradestation Securities, Inc.|17081
XCRA|XCERRA CORP CMN STK|FMAF|NBCN Inc./ CDS|90
XCRA|XCERRA CORP CMN STK|FOMA|TD AMERITRADE CLEARING, INC.|261138
XCRA|XCERRA CORP CMN STK|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|680
XCRA|XCERRA CORP CMN STK|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|108351
XCRA|XCERRA CORP CMN STK|FTBR|Foliofn Investments, Inc.|23224
XCRA|XCERRA CORP CMN STK|GARC|ICAP Corporates LLC|6140
XCRA|XCERRA CORP CMN STK|GEBB|GLOBAL EXECUTION BROKERS, LP|60980
XCRA|XCERRA CORP CMN STK|GLIS|TD Securities Inc|50
XCRA|XCERRA CORP CMN STK|GLPX|ACS EXECUTION SERVICES, LLC|1239
XCRA|XCERRA CORP CMN STK|GSCO|GOLDMAN SACHS & CO. LLC|684715
XCRA|XCERRA CORP CMN STK|GSCS|GOLDMAN SACHS & CO. LLC|98888
XCRA|XCERRA CORP CMN STK|GSLT|GOLDMAN SACHS & CO. LLC|14545
XCRA|XCERRA CORP CMN STK|GTSZ|GTS SECURITIES LLC|5982
XCRA|XCERRA CORP CMN STK|HRBF|American Enterprise Investment Services Inc.|1518
XCRA|XCERRA CORP CMN STK|IATS|INTERACTIVE BROKERS LLC|12906
XCRA|XCERRA CORP CMN STK|IBKR|Interactive Brokers Llc|140786
XCRA|XCERRA CORP CMN STK|ICBX|INSTINET, LLC|58405
XCRA|XCERRA CORP CMN STK|IEQY|CITADEL SECURITIES LLC|50268
XCRA|XCERRA CORP CMN STK|INCA|INSTINET, LLC|318038
XCRA|XCERRA CORP CMN STK|INJX|INSTINET, LLC|16964
XCRA|XCERRA CORP CMN STK|ITGI|ITG Inc.|147171
XCRA|XCERRA CORP CMN STK|ITGP|ITG INC.|211800
XCRA|XCERRA CORP CMN STK|JEFF|JEFFERIES LLC|45585
XCRA|XCERRA CORP CMN STK|JMPT|JUMP TRADING, LLC|72773
XCRA|XCERRA CORP CMN STK|JONE|JonesTrading|114369
XCRA|XCERRA CORP CMN STK|JPBX|J.P. MORGAN SECURITIES LLC|400
XCRA|XCERRA CORP CMN STK|JPMX|J.P. Morgan Securities LLC|235208
XCRA|XCERRA CORP CMN STK|JSJX|JANE STREET CAPITAL LLC|4766
XCRA|XCERRA CORP CMN STK|KCGM|VIRTU Americas LLC|106928
XCRA|XCERRA CORP CMN STK|LEHM|Barclays Capital Inc./Le|278534
XCRA|XCERRA CORP CMN STK|LIME|Lime Brokerage LLC|184638
XCRA|XCERRA CORP CMN STK|LMNX|LUMINEX TRADING & ANALYTICS LLC|55000
XCRA|XCERRA CORP CMN STK|LQNA|LIQUIDNET, INC.|75500
XCRA|XCERRA CORP CMN STK|LSCI|Lek Securities Corporation|22877
XCRA|XCERRA CORP CMN STK|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
XCRA|XCERRA CORP CMN STK|MAXM|Maxim Group LLC|79987
XCRA|XCERRA CORP CMN STK|MKMP|MKM Partners LLC|1400
XCRA|XCERRA CORP CMN STK|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|167410
XCRA|XCERRA CORP CMN STK|MOTF|MOTIF INVESTING, INC.|18
XCRA|XCERRA CORP CMN STK|MSCO|MORGAN STANLEY & CO. LLC|2095117
XCRA|XCERRA CORP CMN STK|MSPL|MORGAN STANLEY & CO. LLC|117300
XCRA|XCERRA CORP CMN STK|MSTX|MORGAN STANLEY & CO. LLC|59000
XCRA|XCERRA CORP CMN STK|NATL|National Securities Corporation|3988
XCRA|XCERRA CORP CMN STK|NEED|Needham & Company, LLC|52077
XCRA|XCERRA CORP CMN STK|NFSC|National Financial Services LLC|257394
XCRA|XCERRA CORP CMN STK|NITE|VIRTU Americas LLC|695210
XCRA|XCERRA CORP CMN STK|NITP|VIRTU Americas LLC|2800
XCRA|XCERRA CORP CMN STK|NQRB|Brut, LLC|16990
XCRA|XCERRA CORP CMN STK|OPCO|Oppenheimer & Co. Inc.|5914
XCRA|XCERRA CORP CMN STK|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3395
XCRA|XCERRA CORP CMN STK|PCPT|PHILLIP CAPITAL INC.|375
XCRA|XCERRA CORP CMN STK|PDQM|CODA MARKETS, INC.|5583
XCRA|XCERRA CORP CMN STK|PWJC|UBS Financial Services, Inc.|2000
XCRA|XCERRA CORP CMN STK|RAJA|Raymond James & Associates, Inc.|1456
XCRA|XCERRA CORP CMN STK|RBCM|RBC CAPITAL MARKETS, LLC|550
XCRA|XCERRA CORP CMN STK|SAGL|SAGETRADER, LLC|100
XCRA|XCERRA CORP CMN STK|SAGW|SAGETRADER, LLC|9356
XCRA|XCERRA CORP CMN STK|SBSH|Citigroup Global Markets Inc.|609748
XCRA|XCERRA CORP CMN STK|SGMT|GOLDMAN SACHS & CO. LLC|174792
XCRA|XCERRA CORP CMN STK|SPDR|SPEEDROUTE LLC|500
XCRA|XCERRA CORP CMN STK|STFL|Stifel, Nicolaus & Company, Incorporated|5338
XCRA|XCERRA CORP CMN STK|SWIM|TD Ameritrade, Inc.|52637
XCRA|XCERRA CORP CMN STK|SWST|Hilltop Securities Inc.|9893
XCRA|XCERRA CORP CMN STK|TKNG|ALLY INVEST SECURITIES LLC|6168
XCRA|XCERRA CORP CMN STK|TRBT|Tradebot Systems, Inc.|154765
XCRA|XCERRA CORP CMN STK|TRCM|TRC MARKETS LLC|122621
XCRA|XCERRA CORP CMN STK|TWTT|TASTYWORKS, INC.|2020
XCRA|XCERRA CORP CMN STK|UBSA|UBS SECURITIES LLC|460195
XCRA|XCERRA CORP CMN STK|UBSS|UBS Securities LLC|421092
XCRA|XCERRA CORP CMN STK|VALX|VIRTU AMERICAS LLC|14658
XCRA|XCERRA CORP CMN STK|VGRD|Vanguard Marketing Corporation|10332
XCRA|XCERRA CORP CMN STK|VSIN|Vision Financial Markets Llc|15
XCRA|XCERRA CORP CMN STK|WCHV|WELLS FARGO SECURITIES, LLC|209018
XCRA|XCERRA CORP CMN STK|WEED|Weeden & Co.L.P.|24990
XCRA|XCERRA CORP CMN STK|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3225
XCRA|XCERRA CORP CMN STK|WEXX|WOLVERINE EXECUTION SERVICES, LLC|330040
XCRA|XCERRA CORP CMN STK|WGIF|CIBC World Markets Inc.|700
XCRA|XCERRA CORP CMN STK|WSEA|WOLVERINE SECURITIES, LLC|4223
XCRA|XCERRA CORP CMN STK|XIST|INSTINET, LLC|22750
XCRA|XCERRA CORP CMN STK|XSTM|NATIONAL FINANCIAL SERVICES LLC|15322
XCRA|XCERRA CORP CMN STK|YKNA|COMHAR CAPITAL MARKETS, LLC|500
XCRA|XCERRA CORP CMN STK|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2523
XDIV|U.S. EQUITY EX-DIVID|BATM|CBOE TRADING, INC.|300
XDIV|U.S. EQUITY EX-DIVID|UBSS|UBS Securities LLC|150
XDIV|U.S. EQUITY EX-DIVID|VGRD|Vanguard Marketing Corporation|600
XEC|CIMAREX ENERGY CO|ABLE|NATIXIS Securities Americas LLC|177337
XEC|CIMAREX ENERGY CO|AGIS|Aegis Capital Corp.|11
XEC|CIMAREX ENERGY CO|ALTX|Alternet Securities Inc.|38344
XEC|CIMAREX ENERGY CO|APCC|Apex Clearing Corporation|518
XEC|CIMAREX ENERGY CO|AQUA|AQUA SECURITIES L.P.|15000
XEC|CIMAREX ENERGY CO|AVON|Avondale Partners, LLC|50
XEC|CIMAREX ENERGY CO|BANK|Primevest Financial Services, Inc.|303
XEC|CIMAREX ENERGY CO|BARD|Robert W. Baird & Co. Incorporated|3010
XEC|CIMAREX ENERGY CO|BATM|CBOE TRADING, INC.|16437
XEC|CIMAREX ENERGY CO|BAYC|BAY CREST PARTNERS, LLC|131
XEC|CIMAREX ENERGY CO|BAYT|BTIG, LLC|25986
XEC|CIMAREX ENERGY CO|BBNT|BB&T SECURITIES, LLC|1053
XEC|CIMAREX ENERGY CO|BERN|Sanford C. Bernstein & Co., LLC|121766
XEC|CIMAREX ENERGY CO|BIDS|BIDS TRADING L.P.|9700
XEC|CIMAREX ENERGY CO|BIMI|Banca IMI Securities Corp.|22
XEC|CIMAREX ENERGY CO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15775
XEC|CIMAREX ENERGY CO|BLKX|INSTINET, LLC|162948
XEC|CIMAREX ENERGY CO|BMOC|BMO Capital Markets Corp.|173340
XEC|CIMAREX ENERGY CO|BNPX|BNP PARIBAS SECURITIES CORP.|52956
XEC|CIMAREX ENERGY CO|BTIG|BTIG, LLC|18497
XEC|CIMAREX ENERGY CO|BYXM|CBOE TRADING, INC.|7742
XEC|CIMAREX ENERGY CO|BZYD|GOLDMAN SACHS & CO. LLC|278
XEC|CIMAREX ENERGY CO|CABR|Cabrera Capital Markets, Inc.|25
XEC|CIMAREX ENERGY CO|CANT|Cantor Fitzgerald & Co.|54
XEC|CIMAREX ENERGY CO|CHAS|Charles Schwab & Co., Inc.|9302
XEC|CIMAREX ENERGY CO|CIBP|CIBC World Markets Corp.|4058
XEC|CIMAREX ENERGY CO|CIST|Capital Institutional Services, Inc.|321
XEC|CIMAREX ENERGY CO|CLSA|CLSA AMERICAS, LLC|5500
XEC|CIMAREX ENERGY CO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|228383
XEC|CIMAREX ENERGY CO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1718
XEC|CIMAREX ENERGY CO|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|10443
XEC|CIMAREX ENERGY CO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1080338
XEC|CIMAREX ENERGY CO|CSMS|CORNERSTONE MACRO LLC|2216
XEC|CIMAREX ENERGY CO|CTDL|Citadel Derivatives Group Llc|5182
XEC|CIMAREX ENERGY CO|CTLR|CUTLER GROUP, LP|500
XEC|CIMAREX ENERGY CO|CXCX|CITIGROUP GLOBAL MARKETS INC.|70214
XEC|CIMAREX ENERGY CO|DADA|D.A. Davidson & Co.|1240
XEC|CIMAREX ENERGY CO|DBAB|Deutsche Bank Securities Inc.|541776
XEC|CIMAREX ENERGY CO|DBAX|Deutsche Bank Securities Inc.|612200
XEC|CIMAREX ENERGY CO|DCHF|Dart Executions, LLC|2294
XEC|CIMAREX ENERGY CO|DEAN|MORGAN STANLEY|15041
XEC|CIMAREX ENERGY CO|DEGS|RONIN PROFESSIONAL LLC|1150
XEC|CIMAREX ENERGY CO|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|15750
XEC|CIMAREX ENERGY CO|EBXL|EBX LLC|610400
XEC|CIMAREX ENERGY CO|ECUT|CONVERGEX EXECUTION SOLUTIONS|91788
XEC|CIMAREX ENERGY CO|EDJO|Edward D. Jones & Co., L.P.|3521
XEC|CIMAREX ENERGY CO|EGAM|CBOE TRADING, INC.|79040
XEC|CIMAREX ENERGY CO|EGAW|CBOE TRADING, INC.|155
XEC|CIMAREX ENERGY CO|EGMT|EG MARKET TECHNOLOGIES LLC|4910
XEC|CIMAREX ENERGY CO|EGXM|CBOE TRADING, INC.|12441
XEC|CIMAREX ENERGY CO|EGXW|CBOE TRADING, INC.|400
XEC|CIMAREX ENERGY CO|EROP|Eroom Securities L.L.C.|2000
XEC|CIMAREX ENERGY CO|ESPO|ESPOSITO SECURITIES, LLC|4
XEC|CIMAREX ENERGY CO|ETBE|Electronic Transaction Clearing, Inc.|71665
XEC|CIMAREX ENERGY CO|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
XEC|CIMAREX ENERGY CO|ETCC|Electronic Transaction Clearing, Inc.|1126
XEC|CIMAREX ENERGY CO|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|15
XEC|CIMAREX ENERGY CO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|68316
XEC|CIMAREX ENERGY CO|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
XEC|CIMAREX ENERGY CO|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|773
XEC|CIMAREX ENERGY CO|ETRS|E*Trade Securities LLC|263451
XEC|CIMAREX ENERGY CO|FBSB|U.S. Bancorp Investments, Inc.|117
XEC|CIMAREX ENERGY CO|FIDT|Fidelity Clearing Canada ULC./ CDS|46
XEC|CIMAREX ENERGY CO|FILL|Tradestation Securities, Inc.|15961
XEC|CIMAREX ENERGY CO|FMAF|NBCN Inc./ CDS|4795
XEC|CIMAREX ENERGY CO|FOGS|FOG EQUITIES LLC|20000
XEC|CIMAREX ENERGY CO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2687
XEC|CIMAREX ENERGY CO|FQLS|Quantlab Securities LP|577960
XEC|CIMAREX ENERGY CO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186687
XEC|CIMAREX ENERGY CO|FTBR|Foliofn Investments, Inc.|3032
XEC|CIMAREX ENERGY CO|GEBB|GLOBAL EXECUTION BROKERS, LP|4321
XEC|CIMAREX ENERGY CO|GLIS|TD Securities Inc|577
XEC|CIMAREX ENERGY CO|GLPX|ACS EXECUTION SERVICES, LLC|380591
XEC|CIMAREX ENERGY CO|GSCO|GOLDMAN SACHS & CO. LLC|1495549
XEC|CIMAREX ENERGY CO|GSCS|GOLDMAN SACHS & CO. LLC|4460
XEC|CIMAREX ENERGY CO|GSLT|GOLDMAN SACHS & CO. LLC|48797
XEC|CIMAREX ENERGY CO|GTSZ|GTS SECURITIES LLC|206427
XEC|CIMAREX ENERGY CO|GUGS|Guggenheim Securities, LLC|10000
XEC|CIMAREX ENERGY CO|HRBF|American Enterprise Investment Services Inc.|9758
XEC|CIMAREX ENERGY CO|HSBC|HSBC Securities, Inc.|803
XEC|CIMAREX ENERGY CO|IATS|INTERACTIVE BROKERS LLC|40115
XEC|CIMAREX ENERGY CO|IBKR|Interactive Brokers Llc|37304
XEC|CIMAREX ENERGY CO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2273
XEC|CIMAREX ENERGY CO|ICBX|INSTINET, LLC|114750
XEC|CIMAREX ENERGY CO|IEQY|CITADEL SECURITIES LLC|412924
XEC|CIMAREX ENERGY CO|IMPC|Imperial Capital, LLC|5100
XEC|CIMAREX ENERGY CO|INCA|INSTINET, LLC|657671
XEC|CIMAREX ENERGY CO|INJX|INSTINET, LLC|21318
XEC|CIMAREX ENERGY CO|INTL|INTL FCSTONE FINANCIAL INC.|26
XEC|CIMAREX ENERGY CO|ITGI|ITG Inc.|121424
XEC|CIMAREX ENERGY CO|ITGP|ITG INC.|351400
XEC|CIMAREX ENERGY CO|JANY|Janney Montgomery Scott Inc.|1052
XEC|CIMAREX ENERGY CO|JEFF|JEFFERIES LLC|264591
XEC|CIMAREX ENERGY CO|JMPT|JUMP TRADING, LLC|126965
XEC|CIMAREX ENERGY CO|JONE|JonesTrading|19890
XEC|CIMAREX ENERGY CO|JPBX|J.P. MORGAN SECURITIES LLC|231099
XEC|CIMAREX ENERGY CO|JPMX|J.P. Morgan Securities LLC|1733248
XEC|CIMAREX ENERGY CO|JRCO|Johnson Rice & Company L.L.C.|200
XEC|CIMAREX ENERGY CO|JSEB|JANE STREET EXECUTION SERVICES, LLC|900
XEC|CIMAREX ENERGY CO|JSJX|JANE STREET CAPITAL LLC|19240
XEC|CIMAREX ENERGY CO|KCGM|VIRTU Americas LLC|151513
XEC|CIMAREX ENERGY CO|LEHM|Barclays Capital Inc./Le|1521892
XEC|CIMAREX ENERGY CO|LIME|Lime Brokerage LLC|87428
XEC|CIMAREX ENERGY CO|LOOP|Loop Capital Markets LLC|182
XEC|CIMAREX ENERGY CO|LQNA|LIQUIDNET, INC.|185300
XEC|CIMAREX ENERGY CO|LQNB|LIQUIDNET, INC.|9000
XEC|CIMAREX ENERGY CO|LSCI|Lek Securities Corporation|8228
XEC|CIMAREX ENERGY CO|LVMR|LIVERMORE TRADING GROUP, INC.|35380
XEC|CIMAREX ENERGY CO|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|348
XEC|CIMAREX ENERGY CO|MACC|Mid Atlantic Capital Corporation|524
XEC|CIMAREX ENERGY CO|MACQ|Macquarie Capital (USA) Inc.|700
XEC|CIMAREX ENERGY CO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|374844
XEC|CIMAREX ENERGY CO|MNDX|TJM Investments, LLC|9727
XEC|CIMAREX ENERGY CO|MOTF|MOTIF INVESTING, INC.|8
XEC|CIMAREX ENERGY CO|MSCO|MORGAN STANLEY & CO. LLC|2750418
XEC|CIMAREX ENERGY CO|MSPL|MORGAN STANLEY & CO. LLC|849300
XEC|CIMAREX ENERGY CO|MSTX|MORGAN STANLEY & CO. LLC|539900
XEC|CIMAREX ENERGY CO|MZHO|Mizuho Securities USA LLC|85000
XEC|CIMAREX ENERGY CO|NEUB|NEUBERGER BERMAN BD LLC|10
XEC|CIMAREX ENERGY CO|NFSC|National Financial Services LLC|651408
XEC|CIMAREX ENERGY CO|NITE|VIRTU Americas LLC|1328734
XEC|CIMAREX ENERGY CO|NITP|VIRTU Americas LLC|500
XEC|CIMAREX ENERGY CO|NMRA|Nomura Securities International, Inc.|900
XEC|CIMAREX ENERGY CO|NQRB|Brut, LLC|36701
XEC|CIMAREX ENERGY CO|NTBF|BMO Nesbitt Burns Inc./CDS|793
XEC|CIMAREX ENERGY CO|NTRC|Northern Trust Securities, Inc.|2270
XEC|CIMAREX ENERGY CO|OGRU|Oscar Gruss & Son, Incorporated|6000
XEC|CIMAREX ENERGY CO|OHOS|TWO SIGMA SECURITIES, LLC|44173
XEC|CIMAREX ENERGY CO|OPCO|Oppenheimer & Co. Inc.|46819
XEC|CIMAREX ENERGY CO|PDQM|CODA MARKETS, INC.|825931
XEC|CIMAREX ENERGY CO|PHLY|NASDAQ Execution Services, LLC|4800
XEC|CIMAREX ENERGY CO|PICT|Pictet Overseas Inc.|928
XEC|CIMAREX ENERGY CO|PREC|PRECISION SECURITIES, LLC|100
XEC|CIMAREX ENERGY CO|PWJC|UBS Financial Services, Inc.|3738
XEC|CIMAREX ENERGY CO|QMSR|QUATTRO M SECURITIES INC.|14713
XEC|CIMAREX ENERGY CO|RBCM|RBC CAPITAL MARKETS, LLC|8688
XEC|CIMAREX ENERGY CO|RGLD|Regal Securities, Inc|10
XEC|CIMAREX ENERGY CO|RHCO|Suntrust Robinson Humphrey, Inc.|5703
XEC|CIMAREX ENERGY CO|SAGL|SAGETRADER, LLC|303061
XEC|CIMAREX ENERGY CO|SAGW|SAGETRADER, LLC|101
XEC|CIMAREX ENERGY CO|SBSH|Citigroup Global Markets Inc.|229992
XEC|CIMAREX ENERGY CO|SEIC|SEI Investments Distribution Co.|7017
XEC|CIMAREX ENERGY CO|SGMT|GOLDMAN SACHS & CO. LLC|303642
XEC|CIMAREX ENERGY CO|SIBO|Prime Executions, Inc.|32756
XEC|CIMAREX ENERGY CO|SJLS|TRADE INFORMATICS LLC|100
XEC|CIMAREX ENERGY CO|SOCO|Capital One Southcoast, Inc|300
XEC|CIMAREX ENERGY CO|SPDR|SPEEDROUTE LLC|82620
XEC|CIMAREX ENERGY CO|SPHN|Stephens Inc.|2000
XEC|CIMAREX ENERGY CO|STFL|Stifel, Nicolaus & Company, Incorporated|9835
XEC|CIMAREX ENERGY CO|STKP|STOCKPILE INVESTMENTS, INC.|70
XEC|CIMAREX ENERGY CO|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4056
XEC|CIMAREX ENERGY CO|SWIM|TD Ameritrade, Inc.|972423
XEC|CIMAREX ENERGY CO|SWST|Hilltop Securities Inc.|1156
XEC|CIMAREX ENERGY CO|TAGC|TELSEY ADVISORY GROUP LLC|315
XEC|CIMAREX ENERGY CO|TDSI|TD Securities (USA) LLC|246
XEC|CIMAREX ENERGY CO|TKNG|ALLY INVEST SECURITIES LLC|5026
XEC|CIMAREX ENERGY CO|TMBR|Timber Hill LLC|90
XEC|CIMAREX ENERGY CO|TOUR|TOURMALINE PARTNERS, LLC|14012
XEC|CIMAREX ENERGY CO|TRBT|Tradebot Systems, Inc.|445677
XEC|CIMAREX ENERGY CO|TRCM|TRC MARKETS LLC|409358
XEC|CIMAREX ENERGY CO|TWTT|TASTYWORKS, INC.|135
XEC|CIMAREX ENERGY CO|UBSA|UBS SECURITIES LLC|1398788
XEC|CIMAREX ENERGY CO|UBSS|UBS Securities LLC|1986471
XEC|CIMAREX ENERGY CO|VALX|VIRTU AMERICAS LLC|36297
XEC|CIMAREX ENERGY CO|VGRD|Vanguard Marketing Corporation|46609
XEC|CIMAREX ENERGY CO|VNDS|VANDHAM SECURITIES CORP|58081
XEC|CIMAREX ENERGY CO|WABR|Wall Street Access|1100
XEC|CIMAREX ENERGY CO|WBLR|WILLIAM BLAIR|3155
XEC|CIMAREX ENERGY CO|WBPX|SUMMIT SECURITIES GROUP, LLC|3778
XEC|CIMAREX ENERGY CO|WCHV|WELLS FARGO SECURITIES, LLC|388237
XEC|CIMAREX ENERGY CO|WDNX|WEEDEN & CO.L.P.|4532
XEC|CIMAREX ENERGY CO|WEDB|WEDBUSH SECURITIES INC.|7408
XEC|CIMAREX ENERGY CO|WEED|Weeden & Co.L.P.|9458
XEC|CIMAREX ENERGY CO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23635
XEC|CIMAREX ENERGY CO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|56882
XEC|CIMAREX ENERGY CO|WGIF|CIBC World Markets Inc.|6037
XEC|CIMAREX ENERGY CO|WLTH|WEALTHFRONT BROKERAGE CORPORATION|662
XEC|CIMAREX ENERGY CO|WOLF|Wolfe Trahan Securities|92
XEC|CIMAREX ENERGY CO|WORD|Worden Capital Management LLC|40
XEC|CIMAREX ENERGY CO|WSEA|WOLVERINE SECURITIES, LLC|20553
XEC|CIMAREX ENERGY CO|XIST|INSTINET, LLC|103414
XEC|CIMAREX ENERGY CO|XPQR|Jump Trading|6460
XEC|CIMAREX ENERGY CO|XSTM|NATIONAL FINANCIAL SERVICES LLC|189518
XEC|CIMAREX ENERGY CO|YKNA|COMHAR CAPITAL MARKETS, LLC|68234
XEC|CIMAREX ENERGY CO|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6301
XEL|XCEL ENERGY CMN|ABLE|NATIXIS Securities Americas LLC|382311
XEL|XCEL ENERGY CMN|ADAM|CANACCORD GENUITY INC.|115000
XEL|XCEL ENERGY CMN|ALTX|Alternet Securities Inc.|27357
XEL|XCEL ENERGY CMN|ANOS|ABEL/NOSER, L.L.C.|1400
XEL|XCEL ENERGY CMN|APCC|Apex Clearing Corporation|361
XEL|XCEL ENERGY CMN|BANK|Primevest Financial Services, Inc.|1484
XEL|XCEL ENERGY CMN|BARD|Robert W. Baird & Co. Incorporated|14103
XEL|XCEL ENERGY CMN|BATM|CBOE TRADING, INC.|7107
XEL|XCEL ENERGY CMN|BAYC|BAY CREST PARTNERS, LLC|29942
XEL|XCEL ENERGY CMN|BAYT|BTIG, LLC|8300
XEL|XCEL ENERGY CMN|BBNT|BB&T SECURITIES, LLC|264
XEL|XCEL ENERGY CMN|BERN|Sanford C. Bernstein & Co., LLC|179619
XEL|XCEL ENERGY CMN|BIDS|BIDS TRADING L.P.|2400
XEL|XCEL ENERGY CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21020
XEL|XCEL ENERGY CMN|BLKX|INSTINET, LLC|522950
XEL|XCEL ENERGY CMN|BMOC|BMO Capital Markets Corp.|147831
XEL|XCEL ENERGY CMN|BNPX|BNP PARIBAS SECURITIES CORP.|786356
XEL|XCEL ENERGY CMN|BTIG|BTIG, LLC|34185
XEL|XCEL ENERGY CMN|BYXM|CBOE TRADING, INC.|15197
XEL|XCEL ENERGY CMN|BZYD|GOLDMAN SACHS & CO. LLC|1000
XEL|XCEL ENERGY CMN|CABR|Cabrera Capital Markets, Inc.|75
XEL|XCEL ENERGY CMN|CANT|Cantor Fitzgerald & Co.|1773
XEL|XCEL ENERGY CMN|CHAS|Charles Schwab & Co., Inc.|11680
XEL|XCEL ENERGY CMN|CIBP|CIBC World Markets Corp.|117558
XEL|XCEL ENERGY CMN|CIOI|CITIGROUP GLOBAL MARKETS INC|72000
XEL|XCEL ENERGY CMN|CIST|Capital Institutional Services, Inc.|5315
XEL|XCEL ENERGY CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|310690
XEL|XCEL ENERGY CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
XEL|XCEL ENERGY CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|623
XEL|XCEL ENERGY CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1299564
XEL|XCEL ENERGY CMN|CTDE|CHOICETRADE|1
XEL|XCEL ENERGY CMN|CTDL|Citadel Derivatives Group Llc|194370
XEL|XCEL ENERGY CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|133056
XEL|XCEL ENERGY CMN|DADA|D.A. Davidson & Co.|396
XEL|XCEL ENERGY CMN|DAWA|Daiwa Capital Markets America Inc.|4674
XEL|XCEL ENERGY CMN|DBAB|Deutsche Bank Securities Inc.|1915914
XEL|XCEL ENERGY CMN|DBAX|Deutsche Bank Securities Inc.|945700
XEL|XCEL ENERGY CMN|DBUL|Deutsche Bank Securities Inc.|200
XEL|XCEL ENERGY CMN|DCHF|Dart Executions, LLC|14268
XEL|XCEL ENERGY CMN|DEAN|MORGAN STANLEY|26539
XEL|XCEL ENERGY CMN|DEGS|RONIN PROFESSIONAL LLC|1000
XEL|XCEL ENERGY CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|66391
XEL|XCEL ENERGY CMN|DRWK|DRW SECURITIES, L.L.C.|264207
XEL|XCEL ENERGY CMN|EBXL|EBX LLC|644000
XEL|XCEL ENERGY CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|19775
XEL|XCEL ENERGY CMN|EDJO|Edward D. Jones & Co., L.P.|42971
XEL|XCEL ENERGY CMN|EGAM|CBOE TRADING, INC.|35555
XEL|XCEL ENERGY CMN|EGAW|CBOE TRADING, INC.|926
XEL|XCEL ENERGY CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1100
XEL|XCEL ENERGY CMN|EGXM|CBOE TRADING, INC.|20202
XEL|XCEL ENERGY CMN|EGXW|CBOE TRADING, INC.|208
XEL|XCEL ENERGY CMN|ESPO|ESPOSITO SECURITIES, LLC|624
XEL|XCEL ENERGY CMN|ETBE|Electronic Transaction Clearing, Inc.|162238
XEL|XCEL ENERGY CMN|ETCC|Electronic Transaction Clearing, Inc.|7198
XEL|XCEL ENERGY CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|25832
XEL|XCEL ENERGY CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26291
XEL|XCEL ENERGY CMN|ETRS|E*Trade Securities LLC|79876
XEL|XCEL ENERGY CMN|FBCO|Credit Suisse Securities (USA) LLC|2957370
XEL|XCEL ENERGY CMN|FBSB|U.S. Bancorp Investments, Inc.|1391
XEL|XCEL ENERGY CMN|FILL|Tradestation Securities, Inc.|2068
XEL|XCEL ENERGY CMN|FINX|FINTECH SECURITIES|1482
XEL|XCEL ENERGY CMN|FMAF|NBCN Inc./ CDS|3038
XEL|XCEL ENERGY CMN|FOMA|TD AMERITRADE CLEARING, INC.|186679
XEL|XCEL ENERGY CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1500
XEL|XCEL ENERGY CMN|FQLS|Quantlab Securities LP|1780540
XEL|XCEL ENERGY CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|146163
XEL|XCEL ENERGY CMN|FTBR|Foliofn Investments, Inc.|3111
XEL|XCEL ENERGY CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|76205
XEL|XCEL ENERGY CMN|GELP|RBC CAPITAL MARKETS, LLC|43318
XEL|XCEL ENERGY CMN|GLPX|ACS EXECUTION SERVICES, LLC|26068
XEL|XCEL ENERGY CMN|GSCO|GOLDMAN SACHS & CO. LLC|5279456
XEL|XCEL ENERGY CMN|GSCS|GOLDMAN SACHS & CO. LLC|29063
XEL|XCEL ENERGY CMN|GSLT|GOLDMAN SACHS & CO. LLC|37251
XEL|XCEL ENERGY CMN|GTSZ|GTS SECURITIES LLC|849651
XEL|XCEL ENERGY CMN|HRBF|American Enterprise Investment Services Inc.|82008
XEL|XCEL ENERGY CMN|HSBC|HSBC Securities, Inc.|61202
XEL|XCEL ENERGY CMN|IATS|INTERACTIVE BROKERS LLC|18659
XEL|XCEL ENERGY CMN|IBKR|Interactive Brokers Llc|162834
XEL|XCEL ENERGY CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2007
XEL|XCEL ENERGY CMN|ICBX|INSTINET, LLC|377804
XEL|XCEL ENERGY CMN|IEQY|CITADEL SECURITIES LLC|536942
XEL|XCEL ENERGY CMN|IMPC|Imperial Capital, LLC|79600
XEL|XCEL ENERGY CMN|INCA|INSTINET, LLC|1774409
XEL|XCEL ENERGY CMN|INJX|INSTINET, LLC|138811
XEL|XCEL ENERGY CMN|INTL|INTL FCSTONE FINANCIAL INC.|11
XEL|XCEL ENERGY CMN|ITGI|ITG Inc.|286824
XEL|XCEL ENERGY CMN|ITGP|ITG INC.|402600
XEL|XCEL ENERGY CMN|JANY|Janney Montgomery Scott Inc.|4929
XEL|XCEL ENERGY CMN|JEFF|JEFFERIES LLC|602779
XEL|XCEL ENERGY CMN|JMPT|JUMP TRADING, LLC|308393
XEL|XCEL ENERGY CMN|JPBX|J.P. MORGAN SECURITIES LLC|263564
XEL|XCEL ENERGY CMN|JPMX|J.P. Morgan Securities LLC|1013192
XEL|XCEL ENERGY CMN|JSJX|JANE STREET CAPITAL LLC|8957
XEL|XCEL ENERGY CMN|KCGM|VIRTU Americas LLC|131344
XEL|XCEL ENERGY CMN|KCRD|PHX FINANCIAL, INC.|18
XEL|XCEL ENERGY CMN|LEHM|Barclays Capital Inc./Le|4173266
XEL|XCEL ENERGY CMN|LIME|Lime Brokerage LLC|838364
XEL|XCEL ENERGY CMN|LMGP|LIME BROKERAGE LLC|20664
XEL|XCEL ENERGY CMN|LOOP|Loop Capital Markets LLC|7447
XEL|XCEL ENERGY CMN|LQNA|LIQUIDNET, INC.|69800
XEL|XCEL ENERGY CMN|LSCI|Lek Securities Corporation|2154
XEL|XCEL ENERGY CMN|MACC|Mid Atlantic Capital Corporation|1944
XEL|XCEL ENERGY CMN|MAGM|TOR BROKERAGE LLC|5400
XEL|XCEL ENERGY CMN|MAXM|Maxim Group LLC|12969
XEL|XCEL ENERGY CMN|MKMP|MKM Partners LLC|25000
XEL|XCEL ENERGY CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|512210
XEL|XCEL ENERGY CMN|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|340
XEL|XCEL ENERGY CMN|MNDX|TJM Investments, LLC|34099
XEL|XCEL ENERGY CMN|MOTF|MOTIF INVESTING, INC.|18
XEL|XCEL ENERGY CMN|MSCO|MORGAN STANLEY & CO. LLC|7035558
XEL|XCEL ENERGY CMN|MSPL|MORGAN STANLEY & CO. LLC|761500
XEL|XCEL ENERGY CMN|MSTX|MORGAN STANLEY & CO. LLC|269500
XEL|XCEL ENERGY CMN|NFSC|National Financial Services LLC|568066
XEL|XCEL ENERGY CMN|NITE|VIRTU Americas LLC|1126258
XEL|XCEL ENERGY CMN|NITP|VIRTU Americas LLC|7953
XEL|XCEL ENERGY CMN|NQRB|Brut, LLC|40539
XEL|XCEL ENERGY CMN|NTRC|Northern Trust Securities, Inc.|1196
XEL|XCEL ENERGY CMN|OPCO|Oppenheimer & Co. Inc.|2029
XEL|XCEL ENERGY CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5655
XEL|XCEL ENERGY CMN|PDQM|CODA MARKETS, INC.|60351
XEL|XCEL ENERGY CMN|PHLY|NASDAQ Execution Services, LLC|1600
XEL|XCEL ENERGY CMN|PWJC|UBS Financial Services, Inc.|8321
XEL|XCEL ENERGY CMN|RAJA|Raymond James & Associates, Inc.|37102
XEL|XCEL ENERGY CMN|RBCM|RBC CAPITAL MARKETS, LLC|49031
XEL|XCEL ENERGY CMN|RHCO|Suntrust Robinson Humphrey, Inc.|78900
XEL|XCEL ENERGY CMN|SAGL|SAGETRADER, LLC|72608
XEL|XCEL ENERGY CMN|SAGW|SAGETRADER, LLC|2929
XEL|XCEL ENERGY CMN|SALI|INTL FCSTONE FINANCIAL INC.|295
XEL|XCEL ENERGY CMN|SBSH|Citigroup Global Markets Inc.|1634930
XEL|XCEL ENERGY CMN|SEIC|SEI Investments Distribution Co.|3900
XEL|XCEL ENERGY CMN|SGMT|GOLDMAN SACHS & CO. LLC|782916
XEL|XCEL ENERGY CMN|SJLS|TRADE INFORMATICS LLC|7700
XEL|XCEL ENERGY CMN|SPDR|SPEEDROUTE LLC|17281
XEL|XCEL ENERGY CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
XEL|XCEL ENERGY CMN|STFL|Stifel, Nicolaus & Company, Incorporated|58144
XEL|XCEL ENERGY CMN|STKP|STOCKPILE INVESTMENTS, INC.|54
XEL|XCEL ENERGY CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|33
XEL|XCEL ENERGY CMN|SWIM|TD Ameritrade, Inc.|120564
XEL|XCEL ENERGY CMN|SWST|Hilltop Securities Inc.|14175
XEL|XCEL ENERGY CMN|TKNG|ALLY INVEST SECURITIES LLC|1701
XEL|XCEL ENERGY CMN|TONC|CUTTONE & CO., LLC|2194
XEL|XCEL ENERGY CMN|TRBT|Tradebot Systems, Inc.|868179
XEL|XCEL ENERGY CMN|TRCM|TRC MARKETS LLC|1238049
XEL|XCEL ENERGY CMN|TTUC|CUTTONE & CO., INC.|8666
XEL|XCEL ENERGY CMN|TWTT|TASTYWORKS, INC.|50
XEL|XCEL ENERGY CMN|UBSA|UBS SECURITIES LLC|2050753
XEL|XCEL ENERGY CMN|UBSS|UBS Securities LLC|2519172
XEL|XCEL ENERGY CMN|VALX|VIRTU AMERICAS LLC|45263
XEL|XCEL ENERGY CMN|VERT|The Vertical Trading Group, LLC|90
XEL|XCEL ENERGY CMN|VGRD|Vanguard Marketing Corporation|40789
XEL|XCEL ENERGY CMN|VNDS|VANDHAM SECURITIES CORP|13611
XEL|XCEL ENERGY CMN|WBET|Wallachbeth Capital LLC|3710
XEL|XCEL ENERGY CMN|WBLR|WILLIAM BLAIR|1000
XEL|XCEL ENERGY CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|33408
XEL|XCEL ENERGY CMN|WCHV|WELLS FARGO SECURITIES, LLC|830382
XEL|XCEL ENERGY CMN|WDCO|Wilson-Davis & Co., Inc.|50
XEL|XCEL ENERGY CMN|WDNX|WEEDEN & CO.L.P.|14156
XEL|XCEL ENERGY CMN|WEDB|WEDBUSH SECURITIES INC.|220
XEL|XCEL ENERGY CMN|WEED|Weeden & Co.L.P.|5904
XEL|XCEL ENERGY CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|44787
XEL|XCEL ENERGY CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7313
XEL|XCEL ENERGY CMN|WGIF|CIBC World Markets Inc.|693
XEL|XCEL ENERGY CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|21636
XEL|XCEL ENERGY CMN|WOLF|Wolfe Trahan Securities|5350
XEL|XCEL ENERGY CMN|WSAG|WALL STREET ACCESS|40
XEL|XCEL ENERGY CMN|WSEA|WOLVERINE SECURITIES, LLC|46174
XEL|XCEL ENERGY CMN|XIST|INSTINET, LLC|97786
XEL|XCEL ENERGY CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|69932
XEL|XCEL ENERGY CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|656
XEL|XCEL ENERGY CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|41247
XELA|EXELA TECH INC|ALTX|Alternet Securities Inc.|5750
XELA|EXELA TECH INC|APCC|Apex Clearing Corporation|177
XELA|EXELA TECH INC|BARD|Robert W. Baird & Co. Incorporated|988
XELA|EXELA TECH INC|BATM|CBOE TRADING, INC.|345
XELA|EXELA TECH INC|BAYC|BAY CREST PARTNERS, LLC|11867
XELA|EXELA TECH INC|BMOC|BMO Capital Markets Corp.|3574
XELA|EXELA TECH INC|BNPX|BNP PARIBAS SECURITIES CORP.|4539
XELA|EXELA TECH INC|BTIG|BTIG, LLC|11312
XELA|EXELA TECH INC|BYXM|CBOE TRADING, INC.|130
XELA|EXELA TECH INC|CANT|Cantor Fitzgerald & Co.|1084122
XELA|EXELA TECH INC|CHAS|Charles Schwab & Co., Inc.|390
XELA|EXELA TECH INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|91730
XELA|EXELA TECH INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6592
XELA|EXELA TECH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|143080
XELA|EXELA TECH INC|CTDL|Citadel Derivatives Group Llc|9408
XELA|EXELA TECH INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|13588
XELA|EXELA TECH INC|DBAB|Deutsche Bank Securities Inc.|786036
XELA|EXELA TECH INC|DBAX|Deutsche Bank Securities Inc.|128500
XELA|EXELA TECH INC|DEAN|MORGAN STANLEY|10766
XELA|EXELA TECH INC|DEGS|RONIN PROFESSIONAL LLC|21210
XELA|EXELA TECH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|35399
XELA|EXELA TECH INC|DRWK|DRW SECURITIES, L.L.C.|3188
XELA|EXELA TECH INC|EBXL|EBX LLC|80600
XELA|EXELA TECH INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|9217
XELA|EXELA TECH INC|EGAM|CBOE TRADING, INC.|4162
XELA|EXELA TECH INC|EGAW|CBOE TRADING, INC.|177
XELA|EXELA TECH INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
XELA|EXELA TECH INC|EGXM|CBOE TRADING, INC.|1101
XELA|EXELA TECH INC|ETBE|Electronic Transaction Clearing, Inc.|85167
XELA|EXELA TECH INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7844
XELA|EXELA TECH INC|ETRS|E*Trade Securities LLC|30431
XELA|EXELA TECH INC|FBCO|Credit Suisse Securities (USA) LLC|129208
XELA|EXELA TECH INC|FOMA|TD AMERITRADE CLEARING, INC.|34720
XELA|EXELA TECH INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13981
XELA|EXELA TECH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|36275
XELA|EXELA TECH INC|GEBB|GLOBAL EXECUTION BROKERS, LP|6600
XELA|EXELA TECH INC|GLPX|ACS EXECUTION SERVICES, LLC|9312
XELA|EXELA TECH INC|GSCO|GOLDMAN SACHS & CO. LLC|2031931
XELA|EXELA TECH INC|GSCS|GOLDMAN SACHS & CO. LLC|100
XELA|EXELA TECH INC|GSLT|GOLDMAN SACHS & CO. LLC|5155
XELA|EXELA TECH INC|GTSZ|GTS SECURITIES LLC|2248
XELA|EXELA TECH INC|HRBF|American Enterprise Investment Services Inc.|4097
XELA|EXELA TECH INC|IATS|INTERACTIVE BROKERS LLC|150
XELA|EXELA TECH INC|IBKR|Interactive Brokers Llc|37580
XELA|EXELA TECH INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|117
XELA|EXELA TECH INC|ICBX|INSTINET, LLC|8900
XELA|EXELA TECH INC|IEQY|CITADEL SECURITIES LLC|5531
XELA|EXELA TECH INC|INCA|INSTINET, LLC|143264
XELA|EXELA TECH INC|INJX|INSTINET, LLC|2439
XELA|EXELA TECH INC|ITGI|ITG Inc.|7380
XELA|EXELA TECH INC|ITGP|ITG INC.|92600
XELA|EXELA TECH INC|JEFF|JEFFERIES LLC|55955
XELA|EXELA TECH INC|JMPT|JUMP TRADING, LLC|11565
XELA|EXELA TECH INC|JPBX|J.P. MORGAN SECURITIES LLC|17800
XELA|EXELA TECH INC|JPMX|J.P. Morgan Securities LLC|217351
XELA|EXELA TECH INC|JSJX|JANE STREET CAPITAL LLC|3793
XELA|EXELA TECH INC|KCGM|VIRTU Americas LLC|27661
XELA|EXELA TECH INC|LEHM|Barclays Capital Inc./Le|845056
XELA|EXELA TECH INC|LIME|Lime Brokerage LLC|76333
XELA|EXELA TECH INC|LMGP|LIME BROKERAGE LLC|61434
XELA|EXELA TECH INC|LOOP|Loop Capital Markets LLC|10061
XELA|EXELA TECH INC|LQNA|LIQUIDNET, INC.|25000
XELA|EXELA TECH INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
XELA|EXELA TECH INC|MACQ|Macquarie Capital (USA) Inc.|3486
XELA|EXELA TECH INC|MAXM|Maxim Group LLC|10710
XELA|EXELA TECH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|155662
XELA|EXELA TECH INC|MSCO|MORGAN STANLEY & CO. LLC|1630649
XELA|EXELA TECH INC|MSPL|MORGAN STANLEY & CO. LLC|72700
XELA|EXELA TECH INC|MSTX|MORGAN STANLEY & CO. LLC|51600
XELA|EXELA TECH INC|NFSC|National Financial Services LLC|38712
XELA|EXELA TECH INC|NITE|VIRTU Americas LLC|235450
XELA|EXELA TECH INC|NITP|VIRTU Americas LLC|4794
XELA|EXELA TECH INC|NQRB|Brut, LLC|5650
XELA|EXELA TECH INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2733
XELA|EXELA TECH INC|PDQM|CODA MARKETS, INC.|19060
XELA|EXELA TECH INC|PWJC|UBS Financial Services, Inc.|71
XELA|EXELA TECH INC|RBCM|RBC CAPITAL MARKETS, LLC|34019
XELA|EXELA TECH INC|SAGL|SAGETRADER, LLC|8653
XELA|EXELA TECH INC|SBSH|Citigroup Global Markets Inc.|215473
XELA|EXELA TECH INC|SGMT|GOLDMAN SACHS & CO. LLC|53372
XELA|EXELA TECH INC|SPDR|SPEEDROUTE LLC|6000
XELA|EXELA TECH INC|STFL|Stifel, Nicolaus & Company, Incorporated|1100
XELA|EXELA TECH INC|SWIM|TD Ameritrade, Inc.|2100
XELA|EXELA TECH INC|SWST|Hilltop Securities Inc.|700
XELA|EXELA TECH INC|TKNG|ALLY INVEST SECURITIES LLC|9
XELA|EXELA TECH INC|TRBT|Tradebot Systems, Inc.|60354
XELA|EXELA TECH INC|TRCM|TRC MARKETS LLC|47723
XELA|EXELA TECH INC|UBSA|UBS SECURITIES LLC|49919
XELA|EXELA TECH INC|UBSS|UBS Securities LLC|1319612
XELA|EXELA TECH INC|VALX|VIRTU AMERICAS LLC|2043
XELA|EXELA TECH INC|VGRD|Vanguard Marketing Corporation|1180
XELA|EXELA TECH INC|WCHV|WELLS FARGO SECURITIES, LLC|21287
XELA|EXELA TECH INC|WEED|Weeden & Co.L.P.|10
XELA|EXELA TECH INC|WSEA|WOLVERINE SECURITIES, LLC|2850
XELA|EXELA TECH INC|XIST|INSTINET, LLC|4200
XELA|EXELA TECH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|5000
XELA|EXELA TECH INC|YKNA|COMHAR CAPITAL MARKETS, LLC|2600
XELB|XCEL BRANDS CMN|CHAS|Charles Schwab & Co., Inc.|1000
XELB|XCEL BRANDS CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|400
XELB|XCEL BRANDS CMN|CTDL|Citadel Derivatives Group Llc|1056
XELB|XCEL BRANDS CMN|DADA|D.A. Davidson & Co.|1428
XELB|XCEL BRANDS CMN|DBAB|Deutsche Bank Securities Inc.|200
XELB|XCEL BRANDS CMN|DEGS|RONIN PROFESSIONAL LLC|6830
XELB|XCEL BRANDS CMN|EBXL|EBX LLC|300
XELB|XCEL BRANDS CMN|EDJO|Edward D. Jones & Co., L.P.|3800
XELB|XCEL BRANDS CMN|EGXW|CBOE TRADING, INC.|26621
XELB|XCEL BRANDS CMN|ETRS|E*Trade Securities LLC|3690
XELB|XCEL BRANDS CMN|FBCO|Credit Suisse Securities (USA) LLC|5503
XELB|XCEL BRANDS CMN|FILL|Tradestation Securities, Inc.|3000
XELB|XCEL BRANDS CMN|FMAF|NBCN Inc./ CDS|329
XELB|XCEL BRANDS CMN|FOMA|TD AMERITRADE CLEARING, INC.|21020
XELB|XCEL BRANDS CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30
XELB|XCEL BRANDS CMN|FTBR|Foliofn Investments, Inc.|39
XELB|XCEL BRANDS CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2070
XELB|XCEL BRANDS CMN|GSCO|GOLDMAN SACHS & CO. LLC|1826
XELB|XCEL BRANDS CMN|GSCS|GOLDMAN SACHS & CO. LLC|100
XELB|XCEL BRANDS CMN|GSLT|GOLDMAN SACHS & CO. LLC|25405
XELB|XCEL BRANDS CMN|GTSZ|GTS SECURITIES LLC|525
XELB|XCEL BRANDS CMN|IBKR|Interactive Brokers Llc|41528
XELB|XCEL BRANDS CMN|INCA|INSTINET, LLC|8273
XELB|XCEL BRANDS CMN|ITGI|ITG Inc.|400
XELB|XCEL BRANDS CMN|ITGP|ITG INC.|400
XELB|XCEL BRANDS CMN|JEFF|JEFFERIES LLC|15399
XELB|XCEL BRANDS CMN|JONE|JonesTrading|514600
XELB|XCEL BRANDS CMN|JPMX|J.P. Morgan Securities LLC|200
XELB|XCEL BRANDS CMN|KCGM|VIRTU Americas LLC|1073
XELB|XCEL BRANDS CMN|LEHM|Barclays Capital Inc./Le|278
XELB|XCEL BRANDS CMN|LIME|Lime Brokerage LLC|24700
XELB|XCEL BRANDS CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|500
XELB|XCEL BRANDS CMN|MSCO|MORGAN STANLEY & CO. LLC|32994
XELB|XCEL BRANDS CMN|NFSC|National Financial Services LLC|72503
XELB|XCEL BRANDS CMN|NITE|VIRTU Americas LLC|88083
XELB|XCEL BRANDS CMN|RGLD|Regal Securities, Inc|100
XELB|XCEL BRANDS CMN|SBSH|Citigroup Global Markets Inc.|901
XELB|XCEL BRANDS CMN|SGMT|GOLDMAN SACHS & CO. LLC|425
XELB|XCEL BRANDS CMN|SPDR|SPEEDROUTE LLC|800
XELB|XCEL BRANDS CMN|SWIM|TD Ameritrade, Inc.|10151
XELB|XCEL BRANDS CMN|TKNG|ALLY INVEST SECURITIES LLC|600
XELB|XCEL BRANDS CMN|TRCM|TRC MARKETS LLC|656
XELB|XCEL BRANDS CMN|UBSA|UBS SECURITIES LLC|1986
XELB|XCEL BRANDS CMN|UBSS|UBS Securities LLC|8523
XELB|XCEL BRANDS CMN|VGRD|Vanguard Marketing Corporation|77
XELB|XCEL BRANDS CMN|WCHV|WELLS FARGO SECURITIES, LLC|2006
XELB|XCEL BRANDS CMN|WSEA|WOLVERINE SECURITIES, LLC|712
XENE|XENON PHARMACE CM SH|APCC|Apex Clearing Corporation|4139
XENE|XENON PHARMACE CM SH|AURC|Aurora Capital LLC|3110
XENE|XENON PHARMACE CM SH|BATM|CBOE TRADING, INC.|403
XENE|XENON PHARMACE CM SH|BIMI|Banca IMI Securities Corp.|850
XENE|XENON PHARMACE CM SH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3050
XENE|XENON PHARMACE CM SH|BYXM|CBOE TRADING, INC.|100
XENE|XENON PHARMACE CM SH|CANT|Cantor Fitzgerald & Co.|167
XENE|XENON PHARMACE CM SH|CBLC|CITIGROUP GLOBAL MARKETS INC.|30800
XENE|XENON PHARMACE CM SH|CHAS|Charles Schwab & Co., Inc.|800
XENE|XENON PHARMACE CM SH|CICF|Canaccord Genuity Corp.|1880
XENE|XENON PHARMACE CM SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|37791
XENE|XENON PHARMACE CM SH|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2549
XENE|XENON PHARMACE CM SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|93002
XENE|XENON PHARMACE CM SH|CXCX|CITIGROUP GLOBAL MARKETS INC.|6600
XENE|XENON PHARMACE CM SH|DBAB|Deutsche Bank Securities Inc.|32776
XENE|XENON PHARMACE CM SH|DBAX|Deutsche Bank Securities Inc.|46500
XENE|XENON PHARMACE CM SH|DEAN|MORGAN STANLEY|500
XENE|XENON PHARMACE CM SH|DEGS|RONIN PROFESSIONAL LLC|54285
XENE|XENON PHARMACE CM SH|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1
XENE|XENON PHARMACE CM SH|EBXL|EBX LLC|27500
XENE|XENON PHARMACE CM SH|ECUT|CONVERGEX EXECUTION SOLUTIONS|520
XENE|XENON PHARMACE CM SH|EDJO|Edward D. Jones & Co., L.P.|4510
XENE|XENON PHARMACE CM SH|EGAM|CBOE TRADING, INC.|2800
XENE|XENON PHARMACE CM SH|EGXM|CBOE TRADING, INC.|352
XENE|XENON PHARMACE CM SH|ETBE|Electronic Transaction Clearing, Inc.|132
XENE|XENON PHARMACE CM SH|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2508
XENE|XENON PHARMACE CM SH|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1049
XENE|XENON PHARMACE CM SH|ETRS|E*Trade Securities LLC|374362
XENE|XENON PHARMACE CM SH|FBCO|Credit Suisse Securities (USA) LLC|33548
XENE|XENON PHARMACE CM SH|FILL|Tradestation Securities, Inc.|11111
XENE|XENON PHARMACE CM SH|FMAF|NBCN Inc./ CDS|7001
XENE|XENON PHARMACE CM SH|FOMA|TD AMERITRADE CLEARING, INC.|335042
XENE|XENON PHARMACE CM SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5686
XENE|XENON PHARMACE CM SH|FTBR|Foliofn Investments, Inc.|177
XENE|XENON PHARMACE CM SH|GEBB|GLOBAL EXECUTION BROKERS, LP|1829
XENE|XENON PHARMACE CM SH|GLPX|ACS EXECUTION SERVICES, LLC|3348
XENE|XENON PHARMACE CM SH|GSCO|GOLDMAN SACHS & CO. LLC|80647
XENE|XENON PHARMACE CM SH|GSCS|GOLDMAN SACHS & CO. LLC|100
XENE|XENON PHARMACE CM SH|GSLT|GOLDMAN SACHS & CO. LLC|2162
XENE|XENON PHARMACE CM SH|GTSZ|GTS SECURITIES LLC|3640
XENE|XENON PHARMACE CM SH|HASF|Haywood Securities Inc./CDS|6200
XENE|XENON PHARMACE CM SH|HRBF|American Enterprise Investment Services Inc.|14000
XENE|XENON PHARMACE CM SH|IATS|INTERACTIVE BROKERS LLC|8041
XENE|XENON PHARMACE CM SH|IBKR|Interactive Brokers Llc|180535
XENE|XENON PHARMACE CM SH|ICBX|INSTINET, LLC|8739
XENE|XENON PHARMACE CM SH|INCA|INSTINET, LLC|16810
XENE|XENON PHARMACE CM SH|INJX|INSTINET, LLC|48210
XENE|XENON PHARMACE CM SH|ITGI|ITG Inc.|14350
XENE|XENON PHARMACE CM SH|ITGP|ITG INC.|23600
XENE|XENON PHARMACE CM SH|JEFF|JEFFERIES LLC|355695
XENE|XENON PHARMACE CM SH|JMPT|JUMP TRADING, LLC|4277
XENE|XENON PHARMACE CM SH|JPMX|J.P. Morgan Securities LLC|27202
XENE|XENON PHARMACE CM SH|JSJX|JANE STREET CAPITAL LLC|3411
XENE|XENON PHARMACE CM SH|KCGM|VIRTU Americas LLC|6677
XENE|XENON PHARMACE CM SH|LEHM|Barclays Capital Inc./Le|49810
XENE|XENON PHARMACE CM SH|LIME|Lime Brokerage LLC|36861
XENE|XENON PHARMACE CM SH|LQNA|LIQUIDNET, INC.|57700
XENE|XENON PHARMACE CM SH|MCMF|Raymond James Ltd. Cds|15300
XENE|XENON PHARMACE CM SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32100
XENE|XENON PHARMACE CM SH|MSCO|MORGAN STANLEY & CO. LLC|208718
XENE|XENON PHARMACE CM SH|MSPL|MORGAN STANLEY & CO. LLC|36700
XENE|XENON PHARMACE CM SH|MSTX|MORGAN STANLEY & CO. LLC|200
XENE|XENON PHARMACE CM SH|NFSC|National Financial Services LLC|397486
XENE|XENON PHARMACE CM SH|NITE|VIRTU Americas LLC|837670
XENE|XENON PHARMACE CM SH|NITP|VIRTU Americas LLC|100
XENE|XENON PHARMACE CM SH|NQRB|Brut, LLC|1152
XENE|XENON PHARMACE CM SH|OPCO|Oppenheimer & Co. Inc.|609
XENE|XENON PHARMACE CM SH|PCFF|Pacific International Securities Inc./CDS|50
XENE|XENON PHARMACE CM SH|PCPT|PHILLIP CAPITAL INC.|2800
XENE|XENON PHARMACE CM SH|PDQM|CODA MARKETS, INC.|9406
XENE|XENON PHARMACE CM SH|PWJC|UBS Financial Services, Inc.|910
XENE|XENON PHARMACE CM SH|RBCM|RBC CAPITAL MARKETS, LLC|4570
XENE|XENON PHARMACE CM SH|ROTH|Roth Capital Partners, LLC|1600
XENE|XENON PHARMACE CM SH|SAGL|SAGETRADER, LLC|1300
XENE|XENON PHARMACE CM SH|SBSH|Citigroup Global Markets Inc.|4277
XENE|XENON PHARMACE CM SH|SGMT|GOLDMAN SACHS & CO. LLC|19127
XENE|XENON PHARMACE CM SH|SPDR|SPEEDROUTE LLC|5398
XENE|XENON PHARMACE CM SH|STFL|Stifel, Nicolaus & Company, Incorporated|6435040
XENE|XENON PHARMACE CM SH|STXG|Stockcross Financial Services, Inc.|148
XENE|XENON PHARMACE CM SH|SWIM|TD Ameritrade, Inc.|232937
XENE|XENON PHARMACE CM SH|TKNG|ALLY INVEST SECURITIES LLC|3130
XENE|XENON PHARMACE CM SH|TRBT|Tradebot Systems, Inc.|400
XENE|XENON PHARMACE CM SH|TRCM|TRC MARKETS LLC|999
XENE|XENON PHARMACE CM SH|TWTT|TASTYWORKS, INC.|5
XENE|XENON PHARMACE CM SH|UBSA|UBS SECURITIES LLC|121169
XENE|XENON PHARMACE CM SH|UBSS|UBS Securities LLC|111189
XENE|XENON PHARMACE CM SH|VALX|VIRTU AMERICAS LLC|2346
XENE|XENON PHARMACE CM SH|VGRD|Vanguard Marketing Corporation|7957
XENE|XENON PHARMACE CM SH|VIEW|VIEWTRADE SECURITIES LLC|170
XENE|XENON PHARMACE CM SH|WCHV|WELLS FARGO SECURITIES, LLC|11412
XENE|XENON PHARMACE CM SH|WEED|Weeden & Co.L.P.|1300
XENE|XENON PHARMACE CM SH|WEXM|WOLVERINE EXECUTION SERVICES, LLC|760
XENE|XENON PHARMACE CM SH|WGIF|CIBC World Markets Inc.|42382
XENE|XENON PHARMACE CM SH|WSEA|WOLVERINE SECURITIES, LLC|3355
XENE|XENON PHARMACE CM SH|XSTM|NATIONAL FINANCIAL SERVICES LLC|13200
XENE|XENON PHARMACE CM SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1675
XENT|INTERSECT ENT, CM|ADAM|CANACCORD GENUITY INC.|1348
XENT|INTERSECT ENT, CM|ALTX|Alternet Securities Inc.|4740
XENT|INTERSECT ENT, CM|ANOS|ABEL/NOSER, L.L.C.|696
XENT|INTERSECT ENT, CM|APCC|Apex Clearing Corporation|63
XENT|INTERSECT ENT, CM|BATM|CBOE TRADING, INC.|2018
XENT|INTERSECT ENT, CM|BERN|Sanford C. Bernstein & Co., LLC|21469
XENT|INTERSECT ENT, CM|BIDS|BIDS TRADING L.P.|800
XENT|INTERSECT ENT, CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1188
XENT|INTERSECT ENT, CM|BMOC|BMO Capital Markets Corp.|13816
XENT|INTERSECT ENT, CM|BNPX|BNP PARIBAS SECURITIES CORP.|1611
XENT|INTERSECT ENT, CM|BTIG|BTIG, LLC|4468
XENT|INTERSECT ENT, CM|BYXM|CBOE TRADING, INC.|1100
XENT|INTERSECT ENT, CM|CANT|Cantor Fitzgerald & Co.|208
XENT|INTERSECT ENT, CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|125226
XENT|INTERSECT ENT, CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|380
XENT|INTERSECT ENT, CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
XENT|INTERSECT ENT, CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|179558
XENT|INTERSECT ENT, CM|CTDL|Citadel Derivatives Group Llc|8340
XENT|INTERSECT ENT, CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|40624
XENT|INTERSECT ENT, CM|DBAB|Deutsche Bank Securities Inc.|112627
XENT|INTERSECT ENT, CM|DBAX|Deutsche Bank Securities Inc.|165700
XENT|INTERSECT ENT, CM|DBUL|Deutsche Bank Securities Inc.|300
XENT|INTERSECT ENT, CM|DCHF|Dart Executions, LLC|992
XENT|INTERSECT ENT, CM|DEAN|MORGAN STANLEY|370
XENT|INTERSECT ENT, CM|DEGS|RONIN PROFESSIONAL LLC|5636
XENT|INTERSECT ENT, CM|EBXL|EBX LLC|66400
XENT|INTERSECT ENT, CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|9901
XENT|INTERSECT ENT, CM|EDJO|Edward D. Jones & Co., L.P.|1050
XENT|INTERSECT ENT, CM|EGAM|CBOE TRADING, INC.|12652
XENT|INTERSECT ENT, CM|EGAW|CBOE TRADING, INC.|491
XENT|INTERSECT ENT, CM|EGMT|EG MARKET TECHNOLOGIES LLC|1100
XENT|INTERSECT ENT, CM|EGXM|CBOE TRADING, INC.|3017
XENT|INTERSECT ENT, CM|EGXW|CBOE TRADING, INC.|400
XENT|INTERSECT ENT, CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|141
XENT|INTERSECT ENT, CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|18662
XENT|INTERSECT ENT, CM|ETRS|E*Trade Securities LLC|36029
XENT|INTERSECT ENT, CM|FBCO|Credit Suisse Securities (USA) LLC|191421
XENT|INTERSECT ENT, CM|FILL|Tradestation Securities, Inc.|961
XENT|INTERSECT ENT, CM|FOMA|TD AMERITRADE CLEARING, INC.|12338
XENT|INTERSECT ENT, CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|37533
XENT|INTERSECT ENT, CM|FTBR|Foliofn Investments, Inc.|5630
XENT|INTERSECT ENT, CM|GEBB|GLOBAL EXECUTION BROKERS, LP|9855
XENT|INTERSECT ENT, CM|GLPX|ACS EXECUTION SERVICES, LLC|13210
XENT|INTERSECT ENT, CM|GSCO|GOLDMAN SACHS & CO. LLC|370685
XENT|INTERSECT ENT, CM|GSCS|GOLDMAN SACHS & CO. LLC|2775
XENT|INTERSECT ENT, CM|GSLT|GOLDMAN SACHS & CO. LLC|2203
XENT|INTERSECT ENT, CM|GTSZ|GTS SECURITIES LLC|17694
XENT|INTERSECT ENT, CM|HRBF|American Enterprise Investment Services Inc.|445
XENT|INTERSECT ENT, CM|HSBC|HSBC Securities, Inc.|500
XENT|INTERSECT ENT, CM|IATS|INTERACTIVE BROKERS LLC|4918
XENT|INTERSECT ENT, CM|IBKR|Interactive Brokers Llc|43849
XENT|INTERSECT ENT, CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|24
XENT|INTERSECT ENT, CM|ICBX|INSTINET, LLC|34010
XENT|INTERSECT ENT, CM|IEQY|CITADEL SECURITIES LLC|17656
XENT|INTERSECT ENT, CM|INCA|INSTINET, LLC|153998
XENT|INTERSECT ENT, CM|INJX|INSTINET, LLC|21423
XENT|INTERSECT ENT, CM|ITGI|ITG Inc.|45801
XENT|INTERSECT ENT, CM|ITGP|ITG INC.|95400
XENT|INTERSECT ENT, CM|JEFF|JEFFERIES LLC|80178
XENT|INTERSECT ENT, CM|JMPT|JUMP TRADING, LLC|16775
XENT|INTERSECT ENT, CM|JPBX|J.P. MORGAN SECURITIES LLC|24119
XENT|INTERSECT ENT, CM|JPMX|J.P. Morgan Securities LLC|193120
XENT|INTERSECT ENT, CM|JSJX|JANE STREET CAPITAL LLC|5477
XENT|INTERSECT ENT, CM|KCGM|VIRTU Americas LLC|26647
XENT|INTERSECT ENT, CM|LEER|LEERINK PARTNERS LLC|1200
XENT|INTERSECT ENT, CM|LEHM|Barclays Capital Inc./Le|368626
XENT|INTERSECT ENT, CM|LIME|Lime Brokerage LLC|101209
XENT|INTERSECT ENT, CM|LMNX|LUMINEX TRADING & ANALYTICS LLC|52800
XENT|INTERSECT ENT, CM|LOOP|Loop Capital Markets LLC|3067
XENT|INTERSECT ENT, CM|LQNA|LIQUIDNET, INC.|11300
XENT|INTERSECT ENT, CM|MAXM|Maxim Group LLC|3301
XENT|INTERSECT ENT, CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63200
XENT|INTERSECT ENT, CM|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|230
XENT|INTERSECT ENT, CM|MSCO|MORGAN STANLEY & CO. LLC|543131
XENT|INTERSECT ENT, CM|MSPL|MORGAN STANLEY & CO. LLC|183300
XENT|INTERSECT ENT, CM|MSTX|MORGAN STANLEY & CO. LLC|22600
XENT|INTERSECT ENT, CM|NEUB|NEUBERGER BERMAN BD LLC|95
XENT|INTERSECT ENT, CM|NFSC|National Financial Services LLC|33791
XENT|INTERSECT ENT, CM|NITE|VIRTU Americas LLC|136122
XENT|INTERSECT ENT, CM|NITP|VIRTU Americas LLC|600
XENT|INTERSECT ENT, CM|NQRB|Brut, LLC|7314
XENT|INTERSECT ENT, CM|OPCO|Oppenheimer & Co. Inc.|21
XENT|INTERSECT ENT, CM|PDQM|CODA MARKETS, INC.|25028
XENT|INTERSECT ENT, CM|PHLY|NASDAQ Execution Services, LLC|1000
XENT|INTERSECT ENT, CM|PIPR|Piper Jaffray & Co.|64556
XENT|INTERSECT ENT, CM|PNSR|Penserra Securities, LLC|4604
XENT|INTERSECT ENT, CM|RAJA|Raymond James & Associates, Inc.|2700
XENT|INTERSECT ENT, CM|RBCM|RBC CAPITAL MARKETS, LLC|2657
XENT|INTERSECT ENT, CM|SAGL|SAGETRADER, LLC|4309
XENT|INTERSECT ENT, CM|SAGW|SAGETRADER, LLC|110
XENT|INTERSECT ENT, CM|SBSH|Citigroup Global Markets Inc.|140268
XENT|INTERSECT ENT, CM|SCMC|Scotia Capital Markets (USA) Inc.|800
XENT|INTERSECT ENT, CM|SGMT|GOLDMAN SACHS & CO. LLC|55727
XENT|INTERSECT ENT, CM|SPDR|SPEEDROUTE LLC|13243
XENT|INTERSECT ENT, CM|SPTD|MINT GLOBAL MARKETS, INC.|100
XENT|INTERSECT ENT, CM|STFL|Stifel, Nicolaus & Company, Incorporated|500
XENT|INTERSECT ENT, CM|SWIM|TD Ameritrade, Inc.|8011
XENT|INTERSECT ENT, CM|TKNG|ALLY INVEST SECURITIES LLC|57
XENT|INTERSECT ENT, CM|TMBR|Timber Hill LLC|34
XENT|INTERSECT ENT, CM|TRBT|Tradebot Systems, Inc.|11763
XENT|INTERSECT ENT, CM|TRCM|TRC MARKETS LLC|25591
XENT|INTERSECT ENT, CM|UBSA|UBS SECURITIES LLC|246129
XENT|INTERSECT ENT, CM|UBSS|UBS Securities LLC|461320
XENT|INTERSECT ENT, CM|VALX|VIRTU AMERICAS LLC|4092
XENT|INTERSECT ENT, CM|VGRD|Vanguard Marketing Corporation|2614
XENT|INTERSECT ENT, CM|VNDS|VANDHAM SECURITIES CORP|600
XENT|INTERSECT ENT, CM|WBLR|WILLIAM BLAIR|1120
XENT|INTERSECT ENT, CM|WBPX|SUMMIT SECURITIES GROUP, LLC|400
XENT|INTERSECT ENT, CM|WCHV|WELLS FARGO SECURITIES, LLC|17642
XENT|INTERSECT ENT, CM|WEED|Weeden & Co.L.P.|2444
XENT|INTERSECT ENT, CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|7744
XENT|INTERSECT ENT, CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4003
XENT|INTERSECT ENT, CM|WSEA|WOLVERINE SECURITIES, LLC|3169
XENT|INTERSECT ENT, CM|XIST|INSTINET, LLC|4400
XENT|INTERSECT ENT, CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|21660
XENT|INTERSECT ENT, CM|YKNA|COMHAR CAPITAL MARKETS, LLC|515
XENT|INTERSECT ENT, CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1531
XERS|XERIS PHARMA CM|ADAM|CANACCORD GENUITY INC.|2610
XERS|XERIS PHARMA CM|ALTX|Alternet Securities Inc.|7350
XERS|XERIS PHARMA CM|APCC|Apex Clearing Corporation|1103
XERS|XERIS PHARMA CM|BANK|Primevest Financial Services, Inc.|100
XERS|XERIS PHARMA CM|BATM|CBOE TRADING, INC.|857
XERS|XERIS PHARMA CM|BERN|Sanford C. Bernstein & Co., LLC|69990
XERS|XERIS PHARMA CM|BYXM|CBOE TRADING, INC.|400
XERS|XERIS PHARMA CM|CANT|Cantor Fitzgerald & Co.|6305
XERS|XERIS PHARMA CM|CHAS|Charles Schwab & Co., Inc.|300
XERS|XERIS PHARMA CM|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1600
XERS|XERIS PHARMA CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|84210
XERS|XERIS PHARMA CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|13266
XERS|XERIS PHARMA CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|25400
XERS|XERIS PHARMA CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62508
XERS|XERIS PHARMA CM|CTDL|Citadel Derivatives Group Llc|3005
XERS|XERIS PHARMA CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|18900
XERS|XERIS PHARMA CM|DBAB|Deutsche Bank Securities Inc.|15787
XERS|XERIS PHARMA CM|DBAX|Deutsche Bank Securities Inc.|68300
XERS|XERIS PHARMA CM|DCHF|Dart Executions, LLC|39085
XERS|XERIS PHARMA CM|DEAN|MORGAN STANLEY|1200
XERS|XERIS PHARMA CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|150
XERS|XERIS PHARMA CM|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|3235
XERS|XERIS PHARMA CM|EBXL|EBX LLC|52200
XERS|XERIS PHARMA CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|2741
XERS|XERIS PHARMA CM|EDJO|Edward D. Jones & Co., L.P.|257
XERS|XERIS PHARMA CM|EGAM|CBOE TRADING, INC.|3355
XERS|XERIS PHARMA CM|EGXM|CBOE TRADING, INC.|1800
XERS|XERIS PHARMA CM|EGXW|CBOE TRADING, INC.|100
XERS|XERIS PHARMA CM|ETBE|Electronic Transaction Clearing, Inc.|2023
XERS|XERIS PHARMA CM|ETCC|Electronic Transaction Clearing, Inc.|50
XERS|XERIS PHARMA CM|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3
XERS|XERIS PHARMA CM|ETRS|E*Trade Securities LLC|89585
XERS|XERIS PHARMA CM|FBCO|Credit Suisse Securities (USA) LLC|56480
XERS|XERIS PHARMA CM|FILL|Tradestation Securities, Inc.|1207
XERS|XERIS PHARMA CM|FMAF|NBCN Inc./ CDS|90
XERS|XERIS PHARMA CM|FOMA|TD AMERITRADE CLEARING, INC.|143641
XERS|XERIS PHARMA CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|31695
XERS|XERIS PHARMA CM|GEBB|GLOBAL EXECUTION BROKERS, LP|1531
XERS|XERIS PHARMA CM|GLPX|ACS EXECUTION SERVICES, LLC|45365
XERS|XERIS PHARMA CM|GSCO|GOLDMAN SACHS & CO. LLC|60883
XERS|XERIS PHARMA CM|GSCS|GOLDMAN SACHS & CO. LLC|12200
XERS|XERIS PHARMA CM|GSLT|GOLDMAN SACHS & CO. LLC|6699
XERS|XERIS PHARMA CM|GTSZ|GTS SECURITIES LLC|17579
XERS|XERIS PHARMA CM|HRBF|American Enterprise Investment Services Inc.|160
XERS|XERIS PHARMA CM|IATS|INTERACTIVE BROKERS LLC|12486
XERS|XERIS PHARMA CM|IBKR|Interactive Brokers Llc|163410
XERS|XERIS PHARMA CM|ICBX|INSTINET, LLC|15076
XERS|XERIS PHARMA CM|INCA|INSTINET, LLC|134025
XERS|XERIS PHARMA CM|INJX|INSTINET, LLC|159308
XERS|XERIS PHARMA CM|ITGI|ITG Inc.|11444
XERS|XERIS PHARMA CM|ITGP|ITG INC.|82800
XERS|XERIS PHARMA CM|JANY|Janney Montgomery Scott Inc.|2400
XERS|XERIS PHARMA CM|JEFF|JEFFERIES LLC|188484
XERS|XERIS PHARMA CM|JMPT|JUMP TRADING, LLC|5805
XERS|XERIS PHARMA CM|JONE|JonesTrading|10818
XERS|XERIS PHARMA CM|JPMX|J.P. Morgan Securities LLC|215611
XERS|XERIS PHARMA CM|JSJX|JANE STREET CAPITAL LLC|100
XERS|XERIS PHARMA CM|KCGM|VIRTU Americas LLC|37324
XERS|XERIS PHARMA CM|LEER|LEERINK PARTNERS LLC|4300
XERS|XERIS PHARMA CM|LEHM|Barclays Capital Inc./Le|80530
XERS|XERIS PHARMA CM|LIME|Lime Brokerage LLC|12083
XERS|XERIS PHARMA CM|LQNA|LIQUIDNET, INC.|20800
XERS|XERIS PHARMA CM|LSCI|Lek Securities Corporation|4380
XERS|XERIS PHARMA CM|LTCO|Ladenburg, Thalmann & Co., Inc.|10000
XERS|XERIS PHARMA CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7367
XERS|XERIS PHARMA CM|MAXM|Maxim Group LLC|2800
XERS|XERIS PHARMA CM|MKMP|MKM Partners LLC|13000
XERS|XERIS PHARMA CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|9800
XERS|XERIS PHARMA CM|MNDX|TJM Investments, LLC|6100
XERS|XERIS PHARMA CM|MSCO|MORGAN STANLEY & CO. LLC|160567
XERS|XERIS PHARMA CM|MSPL|MORGAN STANLEY & CO. LLC|8300
XERS|XERIS PHARMA CM|NFSC|National Financial Services LLC|59878
XERS|XERIS PHARMA CM|NITE|VIRTU Americas LLC|165131
XERS|XERIS PHARMA CM|NITP|VIRTU Americas LLC|900
XERS|XERIS PHARMA CM|NQRB|Brut, LLC|3323
XERS|XERIS PHARMA CM|PDQM|CODA MARKETS, INC.|93795
XERS|XERIS PHARMA CM|PREC|PRECISION SECURITIES, LLC|800
XERS|XERIS PHARMA CM|RAJA|Raymond James & Associates, Inc.|9071
XERS|XERIS PHARMA CM|RBCM|RBC CAPITAL MARKETS, LLC|2739
XERS|XERIS PHARMA CM|SAGL|SAGETRADER, LLC|5075
XERS|XERIS PHARMA CM|SBSH|Citigroup Global Markets Inc.|1000
XERS|XERIS PHARMA CM|SGMT|GOLDMAN SACHS & CO. LLC|20349
XERS|XERIS PHARMA CM|SOGO|Wang Investment Associates, Inc.|400
XERS|XERIS PHARMA CM|SPDR|SPEEDROUTE LLC|20625
XERS|XERIS PHARMA CM|SPHN|Stephens Inc.|17900
XERS|XERIS PHARMA CM|SPTD|MINT GLOBAL MARKETS, INC.|8627
XERS|XERIS PHARMA CM|STFL|Stifel, Nicolaus & Company, Incorporated|1500
XERS|XERIS PHARMA CM|SWIM|TD Ameritrade, Inc.|40599
XERS|XERIS PHARMA CM|SWST|Hilltop Securities Inc.|500
XERS|XERIS PHARMA CM|TDCO|Thompson Davis & Co., Inc.|1400
XERS|XERIS PHARMA CM|TKNG|ALLY INVEST SECURITIES LLC|1800
XERS|XERIS PHARMA CM|TRBT|Tradebot Systems, Inc.|12863
XERS|XERIS PHARMA CM|TRCM|TRC MARKETS LLC|800
XERS|XERIS PHARMA CM|UBSA|UBS SECURITIES LLC|121385
XERS|XERIS PHARMA CM|UBSS|UBS Securities LLC|74552
XERS|XERIS PHARMA CM|VALX|VIRTU AMERICAS LLC|4961
XERS|XERIS PHARMA CM|VGRD|Vanguard Marketing Corporation|1362
XERS|XERIS PHARMA CM|VNDS|VANDHAM SECURITIES CORP|4500
XERS|XERIS PHARMA CM|WCHV|WELLS FARGO SECURITIES, LLC|29000
XERS|XERIS PHARMA CM|WEDB|WEDBUSH SECURITIES INC.|77450
XERS|XERIS PHARMA CM|WEED|Weeden & Co.L.P.|1700
XERS|XERIS PHARMA CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|310
XERS|XERIS PHARMA CM|WGIF|CIBC World Markets Inc.|550
XERS|XERIS PHARMA CM|WSEA|WOLVERINE SECURITIES, LLC|1412
XERS|XERIS PHARMA CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|12400
XERS|XERIS PHARMA CM|YKNA|COMHAR CAPITAL MARKETS, LLC|17496
XERS|XERIS PHARMA CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1615
XES|ST SPDR O&G E&S ETF|ALTX|Alternet Securities Inc.|1199
XES|ST SPDR O&G E&S ETF|APCC|Apex Clearing Corporation|3328
XES|ST SPDR O&G E&S ETF|BARD|Robert W. Baird & Co. Incorporated|1877
XES|ST SPDR O&G E&S ETF|BATM|CBOE TRADING, INC.|3763
XES|ST SPDR O&G E&S ETF|BERN|Sanford C. Bernstein & Co., LLC|19555
XES|ST SPDR O&G E&S ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13183
XES|ST SPDR O&G E&S ETF|BLKX|INSTINET, LLC|10000
XES|ST SPDR O&G E&S ETF|BTIG|BTIG, LLC|4200
XES|ST SPDR O&G E&S ETF|BYXM|CBOE TRADING, INC.|100
XES|ST SPDR O&G E&S ETF|CHAS|Charles Schwab & Co., Inc.|216958
XES|ST SPDR O&G E&S ETF|CIST|Capital Institutional Services, Inc.|112
XES|ST SPDR O&G E&S ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|55300
XES|ST SPDR O&G E&S ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|111738
XES|ST SPDR O&G E&S ETF|CTLR|CUTLER GROUP, LP|700
XES|ST SPDR O&G E&S ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|4000
XES|ST SPDR O&G E&S ETF|DBAB|Deutsche Bank Securities Inc.|9814
XES|ST SPDR O&G E&S ETF|DBAX|Deutsche Bank Securities Inc.|73100
XES|ST SPDR O&G E&S ETF|DEAN|MORGAN STANLEY|27226
XES|ST SPDR O&G E&S ETF|EBXL|EBX LLC|157900
XES|ST SPDR O&G E&S ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|3200
XES|ST SPDR O&G E&S ETF|EDJO|Edward D. Jones & Co., L.P.|123
XES|ST SPDR O&G E&S ETF|EGAM|CBOE TRADING, INC.|16228
XES|ST SPDR O&G E&S ETF|EGXM|CBOE TRADING, INC.|402
XES|ST SPDR O&G E&S ETF|ETBE|Electronic Transaction Clearing, Inc.|2100
XES|ST SPDR O&G E&S ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5931
XES|ST SPDR O&G E&S ETF|ETRS|E*Trade Securities LLC|47655
XES|ST SPDR O&G E&S ETF|FILL|Tradestation Securities, Inc.|1301
XES|ST SPDR O&G E&S ETF|FMAF|NBCN Inc./ CDS|2683
XES|ST SPDR O&G E&S ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2001
XES|ST SPDR O&G E&S ETF|FTBR|Foliofn Investments, Inc.|8710
XES|ST SPDR O&G E&S ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|300
XES|ST SPDR O&G E&S ETF|GLPX|ACS EXECUTION SERVICES, LLC|100
XES|ST SPDR O&G E&S ETF|GSCO|GOLDMAN SACHS & CO. LLC|99797
XES|ST SPDR O&G E&S ETF|GSCS|GOLDMAN SACHS & CO. LLC|105054
XES|ST SPDR O&G E&S ETF|GSLT|GOLDMAN SACHS & CO. LLC|3733
XES|ST SPDR O&G E&S ETF|GTSZ|GTS SECURITIES LLC|3800
XES|ST SPDR O&G E&S ETF|HRBF|American Enterprise Investment Services Inc.|12421
XES|ST SPDR O&G E&S ETF|IATS|INTERACTIVE BROKERS LLC|33490
XES|ST SPDR O&G E&S ETF|IBKR|Interactive Brokers Llc|163164
XES|ST SPDR O&G E&S ETF|ICBX|INSTINET, LLC|131056
XES|ST SPDR O&G E&S ETF|INCA|INSTINET, LLC|106331
XES|ST SPDR O&G E&S ETF|INJX|INSTINET, LLC|1500
XES|ST SPDR O&G E&S ETF|ITGI|ITG Inc.|5399
XES|ST SPDR O&G E&S ETF|ITGP|ITG INC.|15800
XES|ST SPDR O&G E&S ETF|JEFF|JEFFERIES LLC|18950
XES|ST SPDR O&G E&S ETF|JMPT|JUMP TRADING, LLC|37393
XES|ST SPDR O&G E&S ETF|JPMX|J.P. Morgan Securities LLC|125122
XES|ST SPDR O&G E&S ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|216358
XES|ST SPDR O&G E&S ETF|JSJX|JANE STREET CAPITAL LLC|242646
XES|ST SPDR O&G E&S ETF|KCGM|VIRTU Americas LLC|23698
XES|ST SPDR O&G E&S ETF|LEHM|Barclays Capital Inc./Le|111185
XES|ST SPDR O&G E&S ETF|LIME|Lime Brokerage LLC|10074
XES|ST SPDR O&G E&S ETF|LSCI|Lek Securities Corporation|144
XES|ST SPDR O&G E&S ETF|MCMF|Raymond James Ltd. Cds|600
XES|ST SPDR O&G E&S ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37766
XES|ST SPDR O&G E&S ETF|MSCO|MORGAN STANLEY & CO. LLC|265380
XES|ST SPDR O&G E&S ETF|MSPL|MORGAN STANLEY & CO. LLC|70600
XES|ST SPDR O&G E&S ETF|NFSC|National Financial Services LLC|676986
XES|ST SPDR O&G E&S ETF|NITE|VIRTU Americas LLC|650365
XES|ST SPDR O&G E&S ETF|NITP|VIRTU Americas LLC|900
XES|ST SPDR O&G E&S ETF|NQRB|Brut, LLC|1000
XES|ST SPDR O&G E&S ETF|NTBF|BMO Nesbitt Burns Inc./CDS|200
XES|ST SPDR O&G E&S ETF|OHOS|TWO SIGMA SECURITIES, LLC|29673
XES|ST SPDR O&G E&S ETF|OPCO|Oppenheimer & Co. Inc.|82
XES|ST SPDR O&G E&S ETF|PDQM|CODA MARKETS, INC.|100
XES|ST SPDR O&G E&S ETF|RBCM|RBC CAPITAL MARKETS, LLC|10509
XES|ST SPDR O&G E&S ETF|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|200
XES|ST SPDR O&G E&S ETF|SBSH|Citigroup Global Markets Inc.|73637
XES|ST SPDR O&G E&S ETF|SGMT|GOLDMAN SACHS & CO. LLC|57436
XES|ST SPDR O&G E&S ETF|SHMR|ABN Amro Clearing LLC|202
XES|ST SPDR O&G E&S ETF|SPDR|SPEEDROUTE LLC|1500
XES|ST SPDR O&G E&S ETF|STFL|Stifel, Nicolaus & Company, Incorporated|17622
XES|ST SPDR O&G E&S ETF|STRS|STRATEGAS RESEARCH PARTNERS|300
XES|ST SPDR O&G E&S ETF|SWIM|TD Ameritrade, Inc.|31189
XES|ST SPDR O&G E&S ETF|SWST|Hilltop Securities Inc.|1558
XES|ST SPDR O&G E&S ETF|TKNG|ALLY INVEST SECURITIES LLC|870
XES|ST SPDR O&G E&S ETF|TRBT|Tradebot Systems, Inc.|266364
XES|ST SPDR O&G E&S ETF|TRCM|TRC MARKETS LLC|895508
XES|ST SPDR O&G E&S ETF|TRIP|Trident Partners Ltd.|26325
XES|ST SPDR O&G E&S ETF|TWTT|TASTYWORKS, INC.|50
XES|ST SPDR O&G E&S ETF|UBSA|UBS SECURITIES LLC|166190
XES|ST SPDR O&G E&S ETF|UBSS|UBS Securities LLC|109139
XES|ST SPDR O&G E&S ETF|VALX|VIRTU AMERICAS LLC|6200
XES|ST SPDR O&G E&S ETF|VGRD|Vanguard Marketing Corporation|52620
XES|ST SPDR O&G E&S ETF|WBLR|WILLIAM BLAIR|500
XES|ST SPDR O&G E&S ETF|WCHV|WELLS FARGO SECURITIES, LLC|38870
XES|ST SPDR O&G E&S ETF|WEDB|WEDBUSH SECURITIES INC.|336
XES|ST SPDR O&G E&S ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12126
XES|ST SPDR O&G E&S ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7969
XES|ST SPDR O&G E&S ETF|WFPB|Wells Fargo Securities, LLC.|14000
XES|ST SPDR O&G E&S ETF|WGIF|CIBC World Markets Inc.|309400
XES|ST SPDR O&G E&S ETF|WSEA|WOLVERINE SECURITIES, LLC|2090
XES|ST SPDR O&G E&S ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
XES|ST SPDR O&G E&S ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13388
XFLT|XAI OCTAGON FLOATING|ALTX|Alternet Securities Inc.|700
XFLT|XAI OCTAGON FLOATING|APCC|Apex Clearing Corporation|6
XFLT|XAI OCTAGON FLOATING|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1897
XFLT|XAI OCTAGON FLOATING|BRGE|Newbridge Securities Corp.|2000
XFLT|XAI OCTAGON FLOATING|DBAX|Deutsche Bank Securities Inc.|100
XFLT|XAI OCTAGON FLOATING|DEAN|MORGAN STANLEY|2475
XFLT|XAI OCTAGON FLOATING|EBXL|EBX LLC|300
XFLT|XAI OCTAGON FLOATING|ETRS|E*Trade Securities LLC|2426
XFLT|XAI OCTAGON FLOATING|FBSB|U.S. Bancorp Investments, Inc.|5
XFLT|XAI OCTAGON FLOATING|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|296
XFLT|XAI OCTAGON FLOATING|GSLT|GOLDMAN SACHS & CO. LLC|400
XFLT|XAI OCTAGON FLOATING|GTSZ|GTS SECURITIES LLC|20
XFLT|XAI OCTAGON FLOATING|IATS|INTERACTIVE BROKERS LLC|525
XFLT|XAI OCTAGON FLOATING|IBKR|Interactive Brokers Llc|30
XFLT|XAI OCTAGON FLOATING|INCA|INSTINET, LLC|200
XFLT|XAI OCTAGON FLOATING|ITGI|ITG Inc.|2700
XFLT|XAI OCTAGON FLOATING|LIME|Lime Brokerage LLC|400
XFLT|XAI OCTAGON FLOATING|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
XFLT|XAI OCTAGON FLOATING|MOTF|MOTIF INVESTING, INC.|1
XFLT|XAI OCTAGON FLOATING|MSCO|MORGAN STANLEY & CO. LLC|4800
XFLT|XAI OCTAGON FLOATING|MSPL|MORGAN STANLEY & CO. LLC|1500
XFLT|XAI OCTAGON FLOATING|NATL|National Securities Corporation|55894
XFLT|XAI OCTAGON FLOATING|NFSC|National Financial Services LLC|32149
XFLT|XAI OCTAGON FLOATING|NITE|VIRTU Americas LLC|34740
XFLT|XAI OCTAGON FLOATING|NQRB|Brut, LLC|1400
XFLT|XAI OCTAGON FLOATING|PDQM|CODA MARKETS, INC.|700
XFLT|XAI OCTAGON FLOATING|PWJC|UBS Financial Services, Inc.|9322
XFLT|XAI OCTAGON FLOATING|RBCM|RBC CAPITAL MARKETS, LLC|1
XFLT|XAI OCTAGON FLOATING|SPDR|SPEEDROUTE LLC|200
XFLT|XAI OCTAGON FLOATING|STFL|Stifel, Nicolaus & Company, Incorporated|26
XFLT|XAI OCTAGON FLOATING|SWIM|TD Ameritrade, Inc.|700
XFLT|XAI OCTAGON FLOATING|UBSA|UBS SECURITIES LLC|900
XFLT|XAI OCTAGON FLOATING|UBSS|UBS Securities LLC|90437
XFLT|XAI OCTAGON FLOATING|WBLR|WILLIAM BLAIR|100
XFLT|XAI OCTAGON FLOATING|WCHV|WELLS FARGO SECURITIES, LLC|1037
XFLT|XAI OCTAGON FLOATING|WEDB|WEDBUSH SECURITIES INC.|500
XFLT|XAI OCTAGON FLOATING|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1439
XFLT|XAI OCTAGON FLOATING|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
XFLT|XAI OCTAGON FLOATING|YKNA|COMHAR CAPITAL MARKETS, LLC|200
XGTI|XG TECHNOLOGY CMN|APCC|Apex Clearing Corporation|1951
XGTI|XG TECHNOLOGY CMN|BATM|CBOE TRADING, INC.|2362
XGTI|XG TECHNOLOGY CMN|BIMI|Banca IMI Securities Corp.|7353
XGTI|XG TECHNOLOGY CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3897
XGTI|XG TECHNOLOGY CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
XGTI|XG TECHNOLOGY CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
XGTI|XG TECHNOLOGY CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3800
XGTI|XG TECHNOLOGY CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2400
XGTI|XG TECHNOLOGY CMN|DBAB|Deutsche Bank Securities Inc.|40579
XGTI|XG TECHNOLOGY CMN|DBAX|Deutsche Bank Securities Inc.|2900
XGTI|XG TECHNOLOGY CMN|EGAM|CBOE TRADING, INC.|148
XGTI|XG TECHNOLOGY CMN|EGXM|CBOE TRADING, INC.|360
XGTI|XG TECHNOLOGY CMN|ETRS|E*Trade Securities LLC|199249
XGTI|XG TECHNOLOGY CMN|FBCO|Credit Suisse Securities (USA) LLC|16683
XGTI|XG TECHNOLOGY CMN|FILL|Tradestation Securities, Inc.|125
XGTI|XG TECHNOLOGY CMN|FMAF|NBCN Inc./ CDS|121
XGTI|XG TECHNOLOGY CMN|FOMA|TD AMERITRADE CLEARING, INC.|404152
XGTI|XG TECHNOLOGY CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|770
XGTI|XG TECHNOLOGY CMN|FTBR|Foliofn Investments, Inc.|10
XGTI|XG TECHNOLOGY CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|2140
XGTI|XG TECHNOLOGY CMN|GSCO|GOLDMAN SACHS & CO. LLC|2683
XGTI|XG TECHNOLOGY CMN|GSLT|GOLDMAN SACHS & CO. LLC|16707
XGTI|XG TECHNOLOGY CMN|HRBF|American Enterprise Investment Services Inc.|106
XGTI|XG TECHNOLOGY CMN|IATS|INTERACTIVE BROKERS LLC|211
XGTI|XG TECHNOLOGY CMN|IBKR|Interactive Brokers Llc|63283
XGTI|XG TECHNOLOGY CMN|INCA|INSTINET, LLC|19442
XGTI|XG TECHNOLOGY CMN|ITGP|ITG INC.|200
XGTI|XG TECHNOLOGY CMN|JSJX|JANE STREET CAPITAL LLC|1
XGTI|XG TECHNOLOGY CMN|KCGM|VIRTU Americas LLC|4
XGTI|XG TECHNOLOGY CMN|LEHM|Barclays Capital Inc./Le|5158
XGTI|XG TECHNOLOGY CMN|LIME|Lime Brokerage LLC|2180
XGTI|XG TECHNOLOGY CMN|LSCI|Lek Securities Corporation|150
XGTI|XG TECHNOLOGY CMN|MOTF|MOTIF INVESTING, INC.|2
XGTI|XG TECHNOLOGY CMN|MSCO|MORGAN STANLEY & CO. LLC|93133
XGTI|XG TECHNOLOGY CMN|MSPL|MORGAN STANLEY & CO. LLC|700
XGTI|XG TECHNOLOGY CMN|NFSC|National Financial Services LLC|217815
XGTI|XG TECHNOLOGY CMN|NITE|VIRTU Americas LLC|354276
XGTI|XG TECHNOLOGY CMN|NQRB|Brut, LLC|400
XGTI|XG TECHNOLOGY CMN|PCPT|PHILLIP CAPITAL INC.|2900
XGTI|XG TECHNOLOGY CMN|PDQM|CODA MARKETS, INC.|5135
XGTI|XG TECHNOLOGY CMN|RBCM|RBC CAPITAL MARKETS, LLC|5000
XGTI|XG TECHNOLOGY CMN|RGLD|Regal Securities, Inc|1960
XGTI|XG TECHNOLOGY CMN|SBSH|Citigroup Global Markets Inc.|26451
XGTI|XG TECHNOLOGY CMN|SGMT|GOLDMAN SACHS & CO. LLC|1296
XGTI|XG TECHNOLOGY CMN|SPDR|SPEEDROUTE LLC|4179
XGTI|XG TECHNOLOGY CMN|SWIM|TD Ameritrade, Inc.|40436
XGTI|XG TECHNOLOGY CMN|TKNG|ALLY INVEST SECURITIES LLC|7215
XGTI|XG TECHNOLOGY CMN|TWTT|TASTYWORKS, INC.|1
XGTI|XG TECHNOLOGY CMN|UBSA|UBS SECURITIES LLC|19055
XGTI|XG TECHNOLOGY CMN|UBSS|UBS Securities LLC|64151
XGTI|XG TECHNOLOGY CMN|VGRD|Vanguard Marketing Corporation|7985
XGTI|XG TECHNOLOGY CMN|VSIN|Vision Financial Markets Llc|1000
XGTI|XG TECHNOLOGY CMN|WCHV|WELLS FARGO SECURITIES, LLC|8855
XGTI|XG TECHNOLOGY CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1026
XGTI|XG TECHNOLOGY CMN|WGIF|CIBC World Markets Inc.|54
XGTI|XG TECHNOLOGY CMN|WSEA|WOLVERINE SECURITIES, LLC|12854
XGTIW|XG TECHNOLOGY, INC|MSCO|MORGAN STANLEY & CO. LLC|5
XGTIW|XG TECHNOLOGY, INC|NITE|VIRTU Americas LLC|5
XHB|SPDR HOMEBUILDERS ET|ALTX|Alternet Securities Inc.|6654
XHB|SPDR HOMEBUILDERS ET|APCC|Apex Clearing Corporation|21119
XHB|SPDR HOMEBUILDERS ET|BANK|Primevest Financial Services, Inc.|150
XHB|SPDR HOMEBUILDERS ET|BARD|Robert W. Baird & Co. Incorporated|510
XHB|SPDR HOMEBUILDERS ET|BATM|CBOE TRADING, INC.|7004
XHB|SPDR HOMEBUILDERS ET|BAYT|BTIG, LLC|5218
XHB|SPDR HOMEBUILDERS ET|BBNT|BB&T SECURITIES, LLC|250
XHB|SPDR HOMEBUILDERS ET|BERN|Sanford C. Bernstein & Co., LLC|167745
XHB|SPDR HOMEBUILDERS ET|BIDS|BIDS TRADING L.P.|100
XHB|SPDR HOMEBUILDERS ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15661
XHB|SPDR HOMEBUILDERS ET|BMOC|BMO Capital Markets Corp.|400
XHB|SPDR HOMEBUILDERS ET|BNCH|The Benchmark Company, LLC|100
XHB|SPDR HOMEBUILDERS ET|BNPX|BNP PARIBAS SECURITIES CORP.|15481
XHB|SPDR HOMEBUILDERS ET|BTIG|BTIG, LLC|97480
XHB|SPDR HOMEBUILDERS ET|BYXM|CBOE TRADING, INC.|200
XHB|SPDR HOMEBUILDERS ET|CANT|Cantor Fitzgerald & Co.|266075
XHB|SPDR HOMEBUILDERS ET|CHAS|Charles Schwab & Co., Inc.|33208
XHB|SPDR HOMEBUILDERS ET|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|636446
XHB|SPDR HOMEBUILDERS ET|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
XHB|SPDR HOMEBUILDERS ET|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|13200
XHB|SPDR HOMEBUILDERS ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1178683
XHB|SPDR HOMEBUILDERS ET|CTDL|Citadel Derivatives Group Llc|252141
XHB|SPDR HOMEBUILDERS ET|CTLR|CUTLER GROUP, LP|500
XHB|SPDR HOMEBUILDERS ET|CXCX|CITIGROUP GLOBAL MARKETS INC.|154098
XHB|SPDR HOMEBUILDERS ET|DBAB|Deutsche Bank Securities Inc.|114462
XHB|SPDR HOMEBUILDERS ET|DBAX|Deutsche Bank Securities Inc.|589900
XHB|SPDR HOMEBUILDERS ET|DBUL|Deutsche Bank Securities Inc.|6377
XHB|SPDR HOMEBUILDERS ET|DCHF|Dart Executions, LLC|150
XHB|SPDR HOMEBUILDERS ET|DEAN|MORGAN STANLEY|2517
XHB|SPDR HOMEBUILDERS ET|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5900
XHB|SPDR HOMEBUILDERS ET|EBXL|EBX LLC|796600
XHB|SPDR HOMEBUILDERS ET|ECUT|CONVERGEX EXECUTION SOLUTIONS|32476
XHB|SPDR HOMEBUILDERS ET|EDJO|Edward D. Jones & Co., L.P.|560
XHB|SPDR HOMEBUILDERS ET|EGAM|CBOE TRADING, INC.|26813
XHB|SPDR HOMEBUILDERS ET|EGAW|CBOE TRADING, INC.|1200
XHB|SPDR HOMEBUILDERS ET|EGXM|CBOE TRADING, INC.|6300
XHB|SPDR HOMEBUILDERS ET|EGXW|CBOE TRADING, INC.|365
XHB|SPDR HOMEBUILDERS ET|EROP|Eroom Securities L.L.C.|2000
XHB|SPDR HOMEBUILDERS ET|ETBE|Electronic Transaction Clearing, Inc.|92122
XHB|SPDR HOMEBUILDERS ET|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|37524
XHB|SPDR HOMEBUILDERS ET|ETRS|E*Trade Securities LLC|390261
XHB|SPDR HOMEBUILDERS ET|FBSB|U.S. Bancorp Investments, Inc.|2
XHB|SPDR HOMEBUILDERS ET|FILL|Tradestation Securities, Inc.|13602
XHB|SPDR HOMEBUILDERS ET|FMAF|NBCN Inc./ CDS|246
XHB|SPDR HOMEBUILDERS ET|FQLS|Quantlab Securities LP|355111
XHB|SPDR HOMEBUILDERS ET|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27399
XHB|SPDR HOMEBUILDERS ET|FTBR|Foliofn Investments, Inc.|323
XHB|SPDR HOMEBUILDERS ET|GEBB|GLOBAL EXECUTION BROKERS, LP|101771
XHB|SPDR HOMEBUILDERS ET|GLIS|TD Securities Inc|716
XHB|SPDR HOMEBUILDERS ET|GLPX|ACS EXECUTION SERVICES, LLC|8150
XHB|SPDR HOMEBUILDERS ET|GSCO|GOLDMAN SACHS & CO. LLC|418396
XHB|SPDR HOMEBUILDERS ET|GSCS|GOLDMAN SACHS & CO. LLC|70366
XHB|SPDR HOMEBUILDERS ET|GSLT|GOLDMAN SACHS & CO. LLC|25551
XHB|SPDR HOMEBUILDERS ET|GTSZ|GTS SECURITIES LLC|21087
XHB|SPDR HOMEBUILDERS ET|HRBF|American Enterprise Investment Services Inc.|13989
XHB|SPDR HOMEBUILDERS ET|HSBC|HSBC Securities, Inc.|300
XHB|SPDR HOMEBUILDERS ET|IATS|INTERACTIVE BROKERS LLC|48004
XHB|SPDR HOMEBUILDERS ET|IBKR|Interactive Brokers Llc|221239
XHB|SPDR HOMEBUILDERS ET|ICBX|INSTINET, LLC|478842
XHB|SPDR HOMEBUILDERS ET|IEQY|CITADEL SECURITIES LLC|683014
XHB|SPDR HOMEBUILDERS ET|INCA|INSTINET, LLC|761796
XHB|SPDR HOMEBUILDERS ET|INJX|INSTINET, LLC|53847
XHB|SPDR HOMEBUILDERS ET|ITGI|ITG Inc.|126998
XHB|SPDR HOMEBUILDERS ET|ITGP|ITG INC.|307600
XHB|SPDR HOMEBUILDERS ET|JANY|Janney Montgomery Scott Inc.|1027
XHB|SPDR HOMEBUILDERS ET|JEFF|JEFFERIES LLC|607595
XHB|SPDR HOMEBUILDERS ET|JMPT|JUMP TRADING, LLC|116011
XHB|SPDR HOMEBUILDERS ET|JONE|JonesTrading|15000
XHB|SPDR HOMEBUILDERS ET|JPBX|J.P. MORGAN SECURITIES LLC|102400
XHB|SPDR HOMEBUILDERS ET|JPMX|J.P. Morgan Securities LLC|376800
XHB|SPDR HOMEBUILDERS ET|JSEB|JANE STREET EXECUTION SERVICES, LLC|273010
XHB|SPDR HOMEBUILDERS ET|JSJX|JANE STREET CAPITAL LLC|641119
XHB|SPDR HOMEBUILDERS ET|KCGM|VIRTU Americas LLC|181245
XHB|SPDR HOMEBUILDERS ET|LEHM|Barclays Capital Inc./Le|2372928
XHB|SPDR HOMEBUILDERS ET|LIME|Lime Brokerage LLC|16786
XHB|SPDR HOMEBUILDERS ET|MACC|Mid Atlantic Capital Corporation|84
XHB|SPDR HOMEBUILDERS ET|MACQ|Macquarie Capital (USA) Inc.|6300
XHB|SPDR HOMEBUILDERS ET|MCMF|Raymond James Ltd. Cds|200
XHB|SPDR HOMEBUILDERS ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|649808
XHB|SPDR HOMEBUILDERS ET|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|10581
XHB|SPDR HOMEBUILDERS ET|MOTF|MOTIF INVESTING, INC.|2
XHB|SPDR HOMEBUILDERS ET|MPSG|E D & F Man Capital Markets Inc.|1635
XHB|SPDR HOMEBUILDERS ET|MSCO|MORGAN STANLEY & CO. LLC|1311826
XHB|SPDR HOMEBUILDERS ET|MSPL|MORGAN STANLEY & CO. LLC|759100
XHB|SPDR HOMEBUILDERS ET|MSTX|MORGAN STANLEY & CO. LLC|31100
XHB|SPDR HOMEBUILDERS ET|NEUB|NEUBERGER BERMAN BD LLC|10
XHB|SPDR HOMEBUILDERS ET|NFSC|National Financial Services LLC|212953
XHB|SPDR HOMEBUILDERS ET|NITE|VIRTU Americas LLC|570997
XHB|SPDR HOMEBUILDERS ET|NITP|VIRTU Americas LLC|127195
XHB|SPDR HOMEBUILDERS ET|NMRA|Nomura Securities International, Inc.|2300
XHB|SPDR HOMEBUILDERS ET|NQRB|Brut, LLC|11386
XHB|SPDR HOMEBUILDERS ET|NTBF|BMO Nesbitt Burns Inc./CDS|470
XHB|SPDR HOMEBUILDERS ET|NTRC|Northern Trust Securities, Inc.|300
XHB|SPDR HOMEBUILDERS ET|OHOS|TWO SIGMA SECURITIES, LLC|138168
XHB|SPDR HOMEBUILDERS ET|OLDM|OLD MISSION CAPITAL, LLC|410
XHB|SPDR HOMEBUILDERS ET|OPCO|Oppenheimer & Co. Inc.|59896
XHB|SPDR HOMEBUILDERS ET|PDQM|CODA MARKETS, INC.|5911
XHB|SPDR HOMEBUILDERS ET|PHLY|NASDAQ Execution Services, LLC|15400
XHB|SPDR HOMEBUILDERS ET|PIPR|Piper Jaffray & Co.|17865
XHB|SPDR HOMEBUILDERS ET|PWJC|UBS Financial Services, Inc.|1150
XHB|SPDR HOMEBUILDERS ET|RBCM|RBC CAPITAL MARKETS, LLC|2533
XHB|SPDR HOMEBUILDERS ET|RHOX|XR Securities LLC|1049942
XHB|SPDR HOMEBUILDERS ET|SAGL|SAGETRADER, LLC|100
XHB|SPDR HOMEBUILDERS ET|SALI|INTL FCSTONE FINANCIAL INC.|700
XHB|SPDR HOMEBUILDERS ET|SBSH|Citigroup Global Markets Inc.|219794
XHB|SPDR HOMEBUILDERS ET|SEIC|SEI Investments Distribution Co.|154
XHB|SPDR HOMEBUILDERS ET|SGMT|GOLDMAN SACHS & CO. LLC|520681
XHB|SPDR HOMEBUILDERS ET|SPDR|SPEEDROUTE LLC|252
XHB|SPDR HOMEBUILDERS ET|SSBS|STATE STREET GLOBAL MARKETS, LLC|4300
XHB|SPDR HOMEBUILDERS ET|STFL|Stifel, Nicolaus & Company, Incorporated|6796
XHB|SPDR HOMEBUILDERS ET|STKP|STOCKPILE INVESTMENTS, INC.|22
XHB|SPDR HOMEBUILDERS ET|SWIM|TD Ameritrade, Inc.|47422
XHB|SPDR HOMEBUILDERS ET|SWST|Hilltop Securities Inc.|672
XHB|SPDR HOMEBUILDERS ET|TKNG|ALLY INVEST SECURITIES LLC|545
XHB|SPDR HOMEBUILDERS ET|TMBR|Timber Hill LLC|2720
XHB|SPDR HOMEBUILDERS ET|TRBT|Tradebot Systems, Inc.|1171538
XHB|SPDR HOMEBUILDERS ET|TRCM|TRC MARKETS LLC|2079692
XHB|SPDR HOMEBUILDERS ET|TWTT|TASTYWORKS, INC.|160
XHB|SPDR HOMEBUILDERS ET|UBSA|UBS SECURITIES LLC|1396285
XHB|SPDR HOMEBUILDERS ET|UBSS|UBS Securities LLC|819517
XHB|SPDR HOMEBUILDERS ET|VALX|VIRTU AMERICAS LLC|104808
XHB|SPDR HOMEBUILDERS ET|VGRD|Vanguard Marketing Corporation|13726
XHB|SPDR HOMEBUILDERS ET|WCHV|WELLS FARGO SECURITIES, LLC|700918
XHB|SPDR HOMEBUILDERS ET|WEDB|WEDBUSH SECURITIES INC.|400
XHB|SPDR HOMEBUILDERS ET|WEED|Weeden & Co.L.P.|200
XHB|SPDR HOMEBUILDERS ET|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10638
XHB|SPDR HOMEBUILDERS ET|WEXX|WOLVERINE EXECUTION SERVICES, LLC|165715
XHB|SPDR HOMEBUILDERS ET|WGIF|CIBC World Markets Inc.|1105
XHB|SPDR HOMEBUILDERS ET|WLTH|WEALTHFRONT BROKERAGE CORPORATION|13
XHB|SPDR HOMEBUILDERS ET|WOLF|Wolfe Trahan Securities|2000
XHB|SPDR HOMEBUILDERS ET|WSEA|WOLVERINE SECURITIES, LLC|13947
XHB|SPDR HOMEBUILDERS ET|XSTM|NATIONAL FINANCIAL SERVICES LLC|8684
XHB|SPDR HOMEBUILDERS ET|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17399
XHE|SPDR HLTH CR EQP ETF|ALTX|Alternet Securities Inc.|200
XHE|SPDR HLTH CR EQP ETF|APCC|Apex Clearing Corporation|43
XHE|SPDR HLTH CR EQP ETF|BANK|Primevest Financial Services, Inc.|27
XHE|SPDR HLTH CR EQP ETF|BERN|Sanford C. Bernstein & Co., LLC|2100
XHE|SPDR HLTH CR EQP ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|415
XHE|SPDR HLTH CR EQP ETF|BRGE|Newbridge Securities Corp.|566
XHE|SPDR HLTH CR EQP ETF|CANT|Cantor Fitzgerald & Co.|14141
XHE|SPDR HLTH CR EQP ETF|CHAS|Charles Schwab & Co., Inc.|2
XHE|SPDR HLTH CR EQP ETF|CICF|Canaccord Genuity Corp.|135
XHE|SPDR HLTH CR EQP ETF|CIST|Capital Institutional Services, Inc.|465
XHE|SPDR HLTH CR EQP ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4
XHE|SPDR HLTH CR EQP ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67067
XHE|SPDR HLTH CR EQP ETF|CSIN|Citadel Securities Institutional LLC|6000
XHE|SPDR HLTH CR EQP ETF|CTDL|Citadel Derivatives Group Llc|10061
XHE|SPDR HLTH CR EQP ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2000
XHE|SPDR HLTH CR EQP ETF|DADA|D.A. Davidson & Co.|600
XHE|SPDR HLTH CR EQP ETF|DBAX|Deutsche Bank Securities Inc.|9800
XHE|SPDR HLTH CR EQP ETF|DEAN|MORGAN STANLEY|3420
XHE|SPDR HLTH CR EQP ETF|EBXL|EBX LLC|12000
XHE|SPDR HLTH CR EQP ETF|EDJO|Edward D. Jones & Co., L.P.|2060
XHE|SPDR HLTH CR EQP ETF|EGAM|CBOE TRADING, INC.|384
XHE|SPDR HLTH CR EQP ETF|EGXM|CBOE TRADING, INC.|70
XHE|SPDR HLTH CR EQP ETF|ETRS|E*Trade Securities LLC|10094
XHE|SPDR HLTH CR EQP ETF|FBSB|U.S. Bancorp Investments, Inc.|60
XHE|SPDR HLTH CR EQP ETF|FILL|Tradestation Securities, Inc.|1744
XHE|SPDR HLTH CR EQP ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|1260
XHE|SPDR HLTH CR EQP ETF|FMAF|NBCN Inc./ CDS|147
XHE|SPDR HLTH CR EQP ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2626
XHE|SPDR HLTH CR EQP ETF|FTBR|Foliofn Investments, Inc.|2284
XHE|SPDR HLTH CR EQP ETF|GLIS|TD Securities Inc|367
XHE|SPDR HLTH CR EQP ETF|GLPX|ACS EXECUTION SERVICES, LLC|607
XHE|SPDR HLTH CR EQP ETF|GSCO|GOLDMAN SACHS & CO. LLC|532
XHE|SPDR HLTH CR EQP ETF|GSLT|GOLDMAN SACHS & CO. LLC|1942
XHE|SPDR HLTH CR EQP ETF|GTSZ|GTS SECURITIES LLC|114
XHE|SPDR HLTH CR EQP ETF|HRBF|American Enterprise Investment Services Inc.|30924
XHE|SPDR HLTH CR EQP ETF|IATS|INTERACTIVE BROKERS LLC|100
XHE|SPDR HLTH CR EQP ETF|IBKR|Interactive Brokers Llc|5213
XHE|SPDR HLTH CR EQP ETF|ICBX|INSTINET, LLC|10590
XHE|SPDR HLTH CR EQP ETF|INCA|INSTINET, LLC|148
XHE|SPDR HLTH CR EQP ETF|INJX|INSTINET, LLC|8
XHE|SPDR HLTH CR EQP ETF|ITGI|ITG Inc.|2000
XHE|SPDR HLTH CR EQP ETF|ITGP|ITG INC.|1000
XHE|SPDR HLTH CR EQP ETF|JANY|Janney Montgomery Scott Inc.|324
XHE|SPDR HLTH CR EQP ETF|JEFF|JEFFERIES LLC|52
XHE|SPDR HLTH CR EQP ETF|JPMX|J.P. Morgan Securities LLC|35718
XHE|SPDR HLTH CR EQP ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|29374
XHE|SPDR HLTH CR EQP ETF|JSJX|JANE STREET CAPITAL LLC|117689
XHE|SPDR HLTH CR EQP ETF|KCGM|VIRTU Americas LLC|23982
XHE|SPDR HLTH CR EQP ETF|LEHM|Barclays Capital Inc./Le|12744
XHE|SPDR HLTH CR EQP ETF|LIME|Lime Brokerage LLC|2836
XHE|SPDR HLTH CR EQP ETF|MACC|Mid Atlantic Capital Corporation|121
XHE|SPDR HLTH CR EQP ETF|MAXM|Maxim Group LLC|9940
XHE|SPDR HLTH CR EQP ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|33620
XHE|SPDR HLTH CR EQP ETF|MOTF|MOTIF INVESTING, INC.|2
XHE|SPDR HLTH CR EQP ETF|MSCO|MORGAN STANLEY & CO. LLC|11632
XHE|SPDR HLTH CR EQP ETF|MSPL|MORGAN STANLEY & CO. LLC|2700
XHE|SPDR HLTH CR EQP ETF|MTON|MILLINGTON SECURITIES, INC.|13888
XHE|SPDR HLTH CR EQP ETF|NFSC|National Financial Services LLC|239260
XHE|SPDR HLTH CR EQP ETF|NITE|VIRTU Americas LLC|194536
XHE|SPDR HLTH CR EQP ETF|NTBF|BMO Nesbitt Burns Inc./CDS|407
XHE|SPDR HLTH CR EQP ETF|OPCO|Oppenheimer & Co. Inc.|6016
XHE|SPDR HLTH CR EQP ETF|PDQM|CODA MARKETS, INC.|8457
XHE|SPDR HLTH CR EQP ETF|PWJC|UBS Financial Services, Inc.|2053
XHE|SPDR HLTH CR EQP ETF|RBCM|RBC CAPITAL MARKETS, LLC|3302
XHE|SPDR HLTH CR EQP ETF|SAGL|SAGETRADER, LLC|308
XHE|SPDR HLTH CR EQP ETF|SALI|INTL FCSTONE FINANCIAL INC.|406
XHE|SPDR HLTH CR EQP ETF|SBSH|Citigroup Global Markets Inc.|7396
XHE|SPDR HLTH CR EQP ETF|SGMT|GOLDMAN SACHS & CO. LLC|41085
XHE|SPDR HLTH CR EQP ETF|SHMR|ABN Amro Clearing LLC|1260
XHE|SPDR HLTH CR EQP ETF|SPHN|Stephens Inc.|398
XHE|SPDR HLTH CR EQP ETF|STFL|Stifel, Nicolaus & Company, Incorporated|253
XHE|SPDR HLTH CR EQP ETF|SWIM|TD Ameritrade, Inc.|4697
XHE|SPDR HLTH CR EQP ETF|SWST|Hilltop Securities Inc.|3867
XHE|SPDR HLTH CR EQP ETF|TKNG|ALLY INVEST SECURITIES LLC|625
XHE|SPDR HLTH CR EQP ETF|UBSA|UBS SECURITIES LLC|118387
XHE|SPDR HLTH CR EQP ETF|UBSS|UBS Securities LLC|87641
XHE|SPDR HLTH CR EQP ETF|VGRD|Vanguard Marketing Corporation|14451
XHE|SPDR HLTH CR EQP ETF|WCHV|WELLS FARGO SECURITIES, LLC|9723
XHE|SPDR HLTH CR EQP ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|369
XHE|SPDR HLTH CR EQP ETF|WGIF|CIBC World Markets Inc.|1413
XHE|SPDR HLTH CR EQP ETF|WSEA|WOLVERINE SECURITIES, LLC|696
XHE|SPDR HLTH CR EQP ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|8258
XHE|SPDR HLTH CR EQP ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9571
XHR|XENIA HOTELS & RESRT|AGIS|Aegis Capital Corp.|1958
XHR|XENIA HOTELS & RESRT|ALTX|Alternet Securities Inc.|13853
XHR|XENIA HOTELS & RESRT|APCC|Apex Clearing Corporation|1584
XHR|XENIA HOTELS & RESRT|BATM|CBOE TRADING, INC.|3158
XHR|XENIA HOTELS & RESRT|BAYC|BAY CREST PARTNERS, LLC|68
XHR|XENIA HOTELS & RESRT|BBNT|BB&T SECURITIES, LLC|1239
XHR|XENIA HOTELS & RESRT|BERN|Sanford C. Bernstein & Co., LLC|34549
XHR|XENIA HOTELS & RESRT|BIDS|BIDS TRADING L.P.|47500
XHR|XENIA HOTELS & RESRT|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31577
XHR|XENIA HOTELS & RESRT|BNPX|BNP PARIBAS SECURITIES CORP.|27811
XHR|XENIA HOTELS & RESRT|BTIG|BTIG, LLC|54200
XHR|XENIA HOTELS & RESRT|BYXM|CBOE TRADING, INC.|448
XHR|XENIA HOTELS & RESRT|BZYD|GOLDMAN SACHS & CO. LLC|2485
XHR|XENIA HOTELS & RESRT|CANT|Cantor Fitzgerald & Co.|40072
XHR|XENIA HOTELS & RESRT|CHAS|Charles Schwab & Co., Inc.|7
XHR|XENIA HOTELS & RESRT|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|160786
XHR|XENIA HOTELS & RESRT|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6221
XHR|XENIA HOTELS & RESRT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|344989
XHR|XENIA HOTELS & RESRT|CTDL|Citadel Derivatives Group Llc|19332
XHR|XENIA HOTELS & RESRT|CXCX|CITIGROUP GLOBAL MARKETS INC.|133228
XHR|XENIA HOTELS & RESRT|DBAB|Deutsche Bank Securities Inc.|148396
XHR|XENIA HOTELS & RESRT|DBAX|Deutsche Bank Securities Inc.|214300
XHR|XENIA HOTELS & RESRT|DBUL|Deutsche Bank Securities Inc.|500
XHR|XENIA HOTELS & RESRT|DCHF|Dart Executions, LLC|1500
XHR|XENIA HOTELS & RESRT|DEAN|MORGAN STANLEY|13867
XHR|XENIA HOTELS & RESRT|DEGS|RONIN PROFESSIONAL LLC|149
XHR|XENIA HOTELS & RESRT|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
XHR|XENIA HOTELS & RESRT|EBXL|EBX LLC|139500
XHR|XENIA HOTELS & RESRT|ECUT|CONVERGEX EXECUTION SOLUTIONS|40495
XHR|XENIA HOTELS & RESRT|EDJO|Edward D. Jones & Co., L.P.|2818
XHR|XENIA HOTELS & RESRT|EGAM|CBOE TRADING, INC.|7417
XHR|XENIA HOTELS & RESRT|EGMT|EG MARKET TECHNOLOGIES LLC|300
XHR|XENIA HOTELS & RESRT|EGXM|CBOE TRADING, INC.|1106
XHR|XENIA HOTELS & RESRT|EGXW|CBOE TRADING, INC.|73
XHR|XENIA HOTELS & RESRT|ETBE|Electronic Transaction Clearing, Inc.|9556
XHR|XENIA HOTELS & RESRT|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4648
XHR|XENIA HOTELS & RESRT|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
XHR|XENIA HOTELS & RESRT|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1010
XHR|XENIA HOTELS & RESRT|ETRS|E*Trade Securities LLC|8602
XHR|XENIA HOTELS & RESRT|FILL|Tradestation Securities, Inc.|580
XHR|XENIA HOTELS & RESRT|FINX|FINTECH SECURITIES|1755
XHR|XENIA HOTELS & RESRT|FMAF|NBCN Inc./ CDS|1050
XHR|XENIA HOTELS & RESRT|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2843
XHR|XENIA HOTELS & RESRT|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|46088
XHR|XENIA HOTELS & RESRT|FTBR|Foliofn Investments, Inc.|8802
XHR|XENIA HOTELS & RESRT|GEBB|GLOBAL EXECUTION BROKERS, LP|4341
XHR|XENIA HOTELS & RESRT|GLPX|ACS EXECUTION SERVICES, LLC|4171
XHR|XENIA HOTELS & RESRT|GSCO|GOLDMAN SACHS & CO. LLC|556349
XHR|XENIA HOTELS & RESRT|GSCS|GOLDMAN SACHS & CO. LLC|2900
XHR|XENIA HOTELS & RESRT|GSLT|GOLDMAN SACHS & CO. LLC|5714
XHR|XENIA HOTELS & RESRT|GTSZ|GTS SECURITIES LLC|46472
XHR|XENIA HOTELS & RESRT|HRBF|American Enterprise Investment Services Inc.|53329
XHR|XENIA HOTELS & RESRT|HSBC|HSBC Securities, Inc.|2694
XHR|XENIA HOTELS & RESRT|IATS|INTERACTIVE BROKERS LLC|7775
XHR|XENIA HOTELS & RESRT|IBKR|Interactive Brokers Llc|10761
XHR|XENIA HOTELS & RESRT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|434
XHR|XENIA HOTELS & RESRT|ICBX|INSTINET, LLC|65183
XHR|XENIA HOTELS & RESRT|IEQY|CITADEL SECURITIES LLC|46600
XHR|XENIA HOTELS & RESRT|INCA|INSTINET, LLC|145372
XHR|XENIA HOTELS & RESRT|INJX|INSTINET, LLC|113815
XHR|XENIA HOTELS & RESRT|INTL|INTL FCSTONE FINANCIAL INC.|3
XHR|XENIA HOTELS & RESRT|ITGI|ITG Inc.|136842
XHR|XENIA HOTELS & RESRT|ITGP|ITG INC.|196200
XHR|XENIA HOTELS & RESRT|JEFF|JEFFERIES LLC|79362
XHR|XENIA HOTELS & RESRT|JMPT|JUMP TRADING, LLC|68102
XHR|XENIA HOTELS & RESRT|JPBX|J.P. MORGAN SECURITIES LLC|83686
XHR|XENIA HOTELS & RESRT|JPMX|J.P. Morgan Securities LLC|638989
XHR|XENIA HOTELS & RESRT|JSJX|JANE STREET CAPITAL LLC|3992
XHR|XENIA HOTELS & RESRT|KCGM|VIRTU Americas LLC|61799
XHR|XENIA HOTELS & RESRT|LEHM|Barclays Capital Inc./Le|367739
XHR|XENIA HOTELS & RESRT|LIME|Lime Brokerage LLC|21298
XHR|XENIA HOTELS & RESRT|LOOP|Loop Capital Markets LLC|5963
XHR|XENIA HOTELS & RESRT|LQNA|LIQUIDNET, INC.|21000
XHR|XENIA HOTELS & RESRT|LQNB|LIQUIDNET, INC.|47200
XHR|XENIA HOTELS & RESRT|LTCO|Ladenburg, Thalmann & Co., Inc.|620000
XHR|XENIA HOTELS & RESRT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|156314
XHR|XENIA HOTELS & RESRT|MOTF|MOTIF INVESTING, INC.|1
XHR|XENIA HOTELS & RESRT|MSCO|MORGAN STANLEY & CO. LLC|906166
XHR|XENIA HOTELS & RESRT|MSPL|MORGAN STANLEY & CO. LLC|347100
XHR|XENIA HOTELS & RESRT|MSTX|MORGAN STANLEY & CO. LLC|132400
XHR|XENIA HOTELS & RESRT|NFSC|National Financial Services LLC|123604
XHR|XENIA HOTELS & RESRT|NITE|VIRTU Americas LLC|211373
XHR|XENIA HOTELS & RESRT|NITP|VIRTU Americas LLC|4300
XHR|XENIA HOTELS & RESRT|NQRB|Brut, LLC|1448
XHR|XENIA HOTELS & RESRT|NTRC|Northern Trust Securities, Inc.|14412
XHR|XENIA HOTELS & RESRT|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|179
XHR|XENIA HOTELS & RESRT|PDQM|CODA MARKETS, INC.|11339
XHR|XENIA HOTELS & RESRT|PHLY|NASDAQ Execution Services, LLC|200
XHR|XENIA HOTELS & RESRT|PIPR|Piper Jaffray & Co.|794
XHR|XENIA HOTELS & RESRT|PWJC|UBS Financial Services, Inc.|11546
XHR|XENIA HOTELS & RESRT|QMSR|QUATTRO M SECURITIES INC.|157
XHR|XENIA HOTELS & RESRT|RBCM|RBC CAPITAL MARKETS, LLC|24390
XHR|XENIA HOTELS & RESRT|RGLD|Regal Securities, Inc|262
XHR|XENIA HOTELS & RESRT|SAGL|SAGETRADER, LLC|5340
XHR|XENIA HOTELS & RESRT|SALI|INTL FCSTONE FINANCIAL INC.|1556
XHR|XENIA HOTELS & RESRT|SBSH|Citigroup Global Markets Inc.|102324
XHR|XENIA HOTELS & RESRT|SEIC|SEI Investments Distribution Co.|10597
XHR|XENIA HOTELS & RESRT|SGMT|GOLDMAN SACHS & CO. LLC|188648
XHR|XENIA HOTELS & RESRT|SPDR|SPEEDROUTE LLC|6220
XHR|XENIA HOTELS & RESRT|SPHN|Stephens Inc.|622
XHR|XENIA HOTELS & RESRT|STFL|Stifel, Nicolaus & Company, Incorporated|41663
XHR|XENIA HOTELS & RESRT|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4627
XHR|XENIA HOTELS & RESRT|SWIM|TD Ameritrade, Inc.|3383
XHR|XENIA HOTELS & RESRT|SWST|Hilltop Securities Inc.|6369
XHR|XENIA HOTELS & RESRT|TDSI|TD Securities (USA) LLC|200
XHR|XENIA HOTELS & RESRT|TMBR|Timber Hill LLC|100
XHR|XENIA HOTELS & RESRT|TOUR|TOURMALINE PARTNERS, LLC|4700
XHR|XENIA HOTELS & RESRT|TRBT|Tradebot Systems, Inc.|119537
XHR|XENIA HOTELS & RESRT|TRCM|TRC MARKETS LLC|43186
XHR|XENIA HOTELS & RESRT|UBSA|UBS SECURITIES LLC|606798
XHR|XENIA HOTELS & RESRT|UBSS|UBS Securities LLC|718736
XHR|XENIA HOTELS & RESRT|VALX|VIRTU AMERICAS LLC|10211
XHR|XENIA HOTELS & RESRT|VGRD|Vanguard Marketing Corporation|1418
XHR|XENIA HOTELS & RESRT|WBPX|SUMMIT SECURITIES GROUP, LLC|4045
XHR|XENIA HOTELS & RESRT|WCHV|WELLS FARGO SECURITIES, LLC|77136
XHR|XENIA HOTELS & RESRT|WDNX|WEEDEN & CO.L.P.|1242
XHR|XENIA HOTELS & RESRT|WEDB|WEDBUSH SECURITIES INC.|776
XHR|XENIA HOTELS & RESRT|WEED|Weeden & Co.L.P.|10818
XHR|XENIA HOTELS & RESRT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55444
XHR|XENIA HOTELS & RESRT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2790
XHR|XENIA HOTELS & RESRT|WSEA|WOLVERINE SECURITIES, LLC|1697
XHR|XENIA HOTELS & RESRT|XIST|INSTINET, LLC|299800
XHR|XENIA HOTELS & RESRT|XPQR|Jump Trading|600
XHR|XENIA HOTELS & RESRT|XSTM|NATIONAL FINANCIAL SERVICES LLC|21990
XHR|XENIA HOTELS & RESRT|YKNA|COMHAR CAPITAL MARKETS, LLC|400
XHR|XENIA HOTELS & RESRT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|82155
XHS|SPDR HLTH CR SRVS|APCC|Apex Clearing Corporation|25
XHS|SPDR HLTH CR SRVS|BATM|CBOE TRADING, INC.|9
XHS|SPDR HLTH CR SRVS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|22
XHS|SPDR HLTH CR SRVS|CANT|Cantor Fitzgerald & Co.|7
XHS|SPDR HLTH CR SRVS|CHAS|Charles Schwab & Co., Inc.|2
XHS|SPDR HLTH CR SRVS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|615
XHS|SPDR HLTH CR SRVS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6018
XHS|SPDR HLTH CR SRVS|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
XHS|SPDR HLTH CR SRVS|DBAX|Deutsche Bank Securities Inc.|1100
XHS|SPDR HLTH CR SRVS|DEAN|MORGAN STANLEY|170
XHS|SPDR HLTH CR SRVS|EBXL|EBX LLC|900
XHS|SPDR HLTH CR SRVS|EDJC|Edward Jones / CDS|70
XHS|SPDR HLTH CR SRVS|EDJO|Edward D. Jones & Co., L.P.|259
XHS|SPDR HLTH CR SRVS|EGAM|CBOE TRADING, INC.|9
XHS|SPDR HLTH CR SRVS|EGXM|CBOE TRADING, INC.|9
XHS|SPDR HLTH CR SRVS|ETRS|E*Trade Securities LLC|445
XHS|SPDR HLTH CR SRVS|FINX|FINTECH SECURITIES|75
XHS|SPDR HLTH CR SRVS|FMAF|NBCN Inc./ CDS|140
XHS|SPDR HLTH CR SRVS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|98
XHS|SPDR HLTH CR SRVS|FTBR|Foliofn Investments, Inc.|2
XHS|SPDR HLTH CR SRVS|GSCO|GOLDMAN SACHS & CO. LLC|1
XHS|SPDR HLTH CR SRVS|GSLT|GOLDMAN SACHS & CO. LLC|1246
XHS|SPDR HLTH CR SRVS|HRBF|American Enterprise Investment Services Inc.|154
XHS|SPDR HLTH CR SRVS|IATS|INTERACTIVE BROKERS LLC|300
XHS|SPDR HLTH CR SRVS|IBKR|Interactive Brokers Llc|308
XHS|SPDR HLTH CR SRVS|ICBX|INSTINET, LLC|1000
XHS|SPDR HLTH CR SRVS|JPMX|J.P. Morgan Securities LLC|606
XHS|SPDR HLTH CR SRVS|JSJX|JANE STREET CAPITAL LLC|8145
XHS|SPDR HLTH CR SRVS|KCGM|VIRTU Americas LLC|1995
XHS|SPDR HLTH CR SRVS|LEHM|Barclays Capital Inc./Le|801
XHS|SPDR HLTH CR SRVS|LIME|Lime Brokerage LLC|913
XHS|SPDR HLTH CR SRVS|LSCI|Lek Securities Corporation|5477
XHS|SPDR HLTH CR SRVS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
XHS|SPDR HLTH CR SRVS|MOTF|MOTIF INVESTING, INC.|1
XHS|SPDR HLTH CR SRVS|MSCO|MORGAN STANLEY & CO. LLC|5599
XHS|SPDR HLTH CR SRVS|NFSC|National Financial Services LLC|16081
XHS|SPDR HLTH CR SRVS|NITE|VIRTU Americas LLC|20251
XHS|SPDR HLTH CR SRVS|OPCO|Oppenheimer & Co. Inc.|415
XHS|SPDR HLTH CR SRVS|RBCM|RBC CAPITAL MARKETS, LLC|167
XHS|SPDR HLTH CR SRVS|SGMT|GOLDMAN SACHS & CO. LLC|200
XHS|SPDR HLTH CR SRVS|STFL|Stifel, Nicolaus & Company, Incorporated|1155
XHS|SPDR HLTH CR SRVS|SWIM|TD Ameritrade, Inc.|320
XHS|SPDR HLTH CR SRVS|TKNG|ALLY INVEST SECURITIES LLC|50
XHS|SPDR HLTH CR SRVS|UBSA|UBS SECURITIES LLC|8453
XHS|SPDR HLTH CR SRVS|UBSS|UBS Securities LLC|3899
XHS|SPDR HLTH CR SRVS|VGRD|Vanguard Marketing Corporation|577
XHS|SPDR HLTH CR SRVS|WCHV|WELLS FARGO SECURITIES, LLC|10850
XHS|SPDR HLTH CR SRVS|WSEA|WOLVERINE SECURITIES, LLC|50
XHS|SPDR HLTH CR SRVS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|410
XIN|XINYUAN RE CO ADS|ALTX|Alternet Securities Inc.|2410
XIN|XINYUAN RE CO ADS|APCC|Apex Clearing Corporation|3368
XIN|XINYUAN RE CO ADS|BATM|CBOE TRADING, INC.|3104
XIN|XINYUAN RE CO ADS|BERN|Sanford C. Bernstein & Co., LLC|2553
XIN|XINYUAN RE CO ADS|BIMI|Banca IMI Securities Corp.|1100
XIN|XINYUAN RE CO ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2393
XIN|XINYUAN RE CO ADS|BZYD|GOLDMAN SACHS & CO. LLC|2300
XIN|XINYUAN RE CO ADS|CHAS|Charles Schwab & Co., Inc.|1000
XIN|XINYUAN RE CO ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6680
XIN|XINYUAN RE CO ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|62596
XIN|XINYUAN RE CO ADS|CTDL|Citadel Derivatives Group Llc|1230
XIN|XINYUAN RE CO ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
XIN|XINYUAN RE CO ADS|DBAB|Deutsche Bank Securities Inc.|16191
XIN|XINYUAN RE CO ADS|DBAX|Deutsche Bank Securities Inc.|23900
XIN|XINYUAN RE CO ADS|DEAN|MORGAN STANLEY|5000
XIN|XINYUAN RE CO ADS|DEGS|RONIN PROFESSIONAL LLC|2576
XIN|XINYUAN RE CO ADS|EBXL|EBX LLC|30700
XIN|XINYUAN RE CO ADS|EGAM|CBOE TRADING, INC.|3315
XIN|XINYUAN RE CO ADS|EGMT|EG MARKET TECHNOLOGIES LLC|100
XIN|XINYUAN RE CO ADS|EGXM|CBOE TRADING, INC.|5179
XIN|XINYUAN RE CO ADS|ETBE|Electronic Transaction Clearing, Inc.|600
XIN|XINYUAN RE CO ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|390
XIN|XINYUAN RE CO ADS|ETRS|E*Trade Securities LLC|283055
XIN|XINYUAN RE CO ADS|FFSI|Firstrade Securities Inc.|100
XIN|XINYUAN RE CO ADS|FILL|Tradestation Securities, Inc.|5400
XIN|XINYUAN RE CO ADS|FMAF|NBCN Inc./ CDS|12190
XIN|XINYUAN RE CO ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22361
XIN|XINYUAN RE CO ADS|FTBR|Foliofn Investments, Inc.|19970
XIN|XINYUAN RE CO ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|4221
XIN|XINYUAN RE CO ADS|GLIS|TD Securities Inc|915
XIN|XINYUAN RE CO ADS|GLPX|ACS EXECUTION SERVICES, LLC|3499
XIN|XINYUAN RE CO ADS|GSCO|GOLDMAN SACHS & CO. LLC|70631
XIN|XINYUAN RE CO ADS|GSCS|GOLDMAN SACHS & CO. LLC|11120
XIN|XINYUAN RE CO ADS|GSLT|GOLDMAN SACHS & CO. LLC|2308
XIN|XINYUAN RE CO ADS|GTSZ|GTS SECURITIES LLC|3934
XIN|XINYUAN RE CO ADS|HRBF|American Enterprise Investment Services Inc.|1625
XIN|XINYUAN RE CO ADS|HSBC|HSBC Securities, Inc.|632
XIN|XINYUAN RE CO ADS|IATS|INTERACTIVE BROKERS LLC|28430
XIN|XINYUAN RE CO ADS|IBKR|Interactive Brokers Llc|123152
XIN|XINYUAN RE CO ADS|ICBX|INSTINET, LLC|8200
XIN|XINYUAN RE CO ADS|INCA|INSTINET, LLC|21402
XIN|XINYUAN RE CO ADS|INJX|INSTINET, LLC|330
XIN|XINYUAN RE CO ADS|ITGI|ITG Inc.|8113
XIN|XINYUAN RE CO ADS|ITGP|ITG INC.|23200
XIN|XINYUAN RE CO ADS|JEFF|JEFFERIES LLC|438
XIN|XINYUAN RE CO ADS|JMPT|JUMP TRADING, LLC|2203
XIN|XINYUAN RE CO ADS|JPBX|J.P. MORGAN SECURITIES LLC|200
XIN|XINYUAN RE CO ADS|JPMX|J.P. Morgan Securities LLC|71333
XIN|XINYUAN RE CO ADS|KCGM|VIRTU Americas LLC|10738
XIN|XINYUAN RE CO ADS|LEHM|Barclays Capital Inc./Le|87745
XIN|XINYUAN RE CO ADS|LGNT|COR CLEARING LLC|5
XIN|XINYUAN RE CO ADS|LIME|Lime Brokerage LLC|6141
XIN|XINYUAN RE CO ADS|LSCI|Lek Securities Corporation|133
XIN|XINYUAN RE CO ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
XIN|XINYUAN RE CO ADS|MAVB|Great Point Capital LLC|6400
XIN|XINYUAN RE CO ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|29284
XIN|XINYUAN RE CO ADS|MOTF|MOTIF INVESTING, INC.|3
XIN|XINYUAN RE CO ADS|MSCO|MORGAN STANLEY & CO. LLC|179563
XIN|XINYUAN RE CO ADS|MSPL|MORGAN STANLEY & CO. LLC|37200
XIN|XINYUAN RE CO ADS|MSTX|MORGAN STANLEY & CO. LLC|15800
XIN|XINYUAN RE CO ADS|NFSC|National Financial Services LLC|438797
XIN|XINYUAN RE CO ADS|NITE|VIRTU Americas LLC|572120
XIN|XINYUAN RE CO ADS|NQRB|Brut, LLC|22698
XIN|XINYUAN RE CO ADS|NTBF|BMO Nesbitt Burns Inc./CDS|1665
XIN|XINYUAN RE CO ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1600
XIN|XINYUAN RE CO ADS|PDQM|CODA MARKETS, INC.|6206
XIN|XINYUAN RE CO ADS|PHLY|NASDAQ Execution Services, LLC|1600
XIN|XINYUAN RE CO ADS|PWJC|UBS Financial Services, Inc.|3000
XIN|XINYUAN RE CO ADS|RBCM|RBC CAPITAL MARKETS, LLC|41
XIN|XINYUAN RE CO ADS|SAGL|SAGETRADER, LLC|400
XIN|XINYUAN RE CO ADS|SBSH|Citigroup Global Markets Inc.|69990
XIN|XINYUAN RE CO ADS|SGMT|GOLDMAN SACHS & CO. LLC|41171
XIN|XINYUAN RE CO ADS|SOGO|Wang Investment Associates, Inc.|200
XIN|XINYUAN RE CO ADS|SPDR|SPEEDROUTE LLC|2400
XIN|XINYUAN RE CO ADS|STFL|Stifel, Nicolaus & Company, Incorporated|3024
XIN|XINYUAN RE CO ADS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2250
XIN|XINYUAN RE CO ADS|SWIM|TD Ameritrade, Inc.|51128
XIN|XINYUAN RE CO ADS|SWST|Hilltop Securities Inc.|17
XIN|XINYUAN RE CO ADS|TKNG|ALLY INVEST SECURITIES LLC|47604
XIN|XINYUAN RE CO ADS|TRBT|Tradebot Systems, Inc.|68659
XIN|XINYUAN RE CO ADS|TRCM|TRC MARKETS LLC|7691
XIN|XINYUAN RE CO ADS|UBSA|UBS SECURITIES LLC|93282
XIN|XINYUAN RE CO ADS|UBSS|UBS Securities LLC|108457
XIN|XINYUAN RE CO ADS|VALX|VIRTU AMERICAS LLC|1974
XIN|XINYUAN RE CO ADS|VGRD|Vanguard Marketing Corporation|10859
XIN|XINYUAN RE CO ADS|WCHV|WELLS FARGO SECURITIES, LLC|5563
XIN|XINYUAN RE CO ADS|WEED|Weeden & Co.L.P.|830
XIN|XINYUAN RE CO ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15765
XIN|XINYUAN RE CO ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24824
XIN|XINYUAN RE CO ADS|WGIF|CIBC World Markets Inc.|2520
XIN|XINYUAN RE CO ADS|WSEA|WOLVERINE SECURITIES, LLC|57700
XIN|XINYUAN RE CO ADS|XIST|INSTINET, LLC|600
XIN|XINYUAN RE CO ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10200
XIN|XINYUAN RE CO ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|35327
XINA|SPDR MSCI CHINA A SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|146
XINA|SPDR MSCI CHINA A SH|IBKR|Interactive Brokers Llc|100
XINA|SPDR MSCI CHINA A SH|JSJX|JANE STREET CAPITAL LLC|100
XINA|SPDR MSCI CHINA A SH|LIME|Lime Brokerage LLC|146
XINA|SPDR MSCI CHINA A SH|MAXM|Maxim Group LLC|246
XINA|SPDR MSCI CHINA A SH|NFSC|National Financial Services LLC|425
XINA|SPDR MSCI CHINA A SH|NITE|VIRTU Americas LLC|141
XINA|SPDR MSCI CHINA A SH|UBSA|UBS SECURITIES LLC|72
XINA|SPDR MSCI CHINA A SH|VGRD|Vanguard Marketing Corporation|50
XITK|SPDR FACTSET INNOVAT|APCC|Apex Clearing Corporation|63
XITK|SPDR FACTSET INNOVAT|BAYC|BAY CREST PARTNERS, LLC|120
XITK|SPDR FACTSET INNOVAT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|22343
XITK|SPDR FACTSET INNOVAT|CSIN|Citadel Securities Institutional LLC|33564
XITK|SPDR FACTSET INNOVAT|CTDL|Citadel Derivatives Group Llc|22339
XITK|SPDR FACTSET INNOVAT|DBAX|Deutsche Bank Securities Inc.|500
XITK|SPDR FACTSET INNOVAT|ECUT|CONVERGEX EXECUTION SOLUTIONS|50
XITK|SPDR FACTSET INNOVAT|ETRS|E*Trade Securities LLC|2519
XITK|SPDR FACTSET INNOVAT|FCST|INTL FCSTONE FINANCIAL INC.|15990
XITK|SPDR FACTSET INNOVAT|FTBR|Foliofn Investments, Inc.|1001
XITK|SPDR FACTSET INNOVAT|GLIS|TD Securities Inc|10
XITK|SPDR FACTSET INNOVAT|GSCO|GOLDMAN SACHS & CO. LLC|18290
XITK|SPDR FACTSET INNOVAT|GSLT|GOLDMAN SACHS & CO. LLC|5070
XITK|SPDR FACTSET INNOVAT|GTSZ|GTS SECURITIES LLC|250
XITK|SPDR FACTSET INNOVAT|HRBF|American Enterprise Investment Services Inc.|50
XITK|SPDR FACTSET INNOVAT|IATS|INTERACTIVE BROKERS LLC|24
XITK|SPDR FACTSET INNOVAT|IBKR|Interactive Brokers Llc|3413
XITK|SPDR FACTSET INNOVAT|ICBX|INSTINET, LLC|200
XITK|SPDR FACTSET INNOVAT|INCA|INSTINET, LLC|300
XITK|SPDR FACTSET INNOVAT|JANY|Janney Montgomery Scott Inc.|100
XITK|SPDR FACTSET INNOVAT|JPMX|J.P. Morgan Securities LLC|4000
XITK|SPDR FACTSET INNOVAT|JSJX|JANE STREET CAPITAL LLC|15560
XITK|SPDR FACTSET INNOVAT|KCGM|VIRTU Americas LLC|10453
XITK|SPDR FACTSET INNOVAT|LEHM|Barclays Capital Inc./Le|1000
XITK|SPDR FACTSET INNOVAT|LIME|Lime Brokerage LLC|2017
XITK|SPDR FACTSET INNOVAT|MAXM|Maxim Group LLC|1631
XITK|SPDR FACTSET INNOVAT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5200
XITK|SPDR FACTSET INNOVAT|MOTF|MOTIF INVESTING, INC.|1
XITK|SPDR FACTSET INNOVAT|MSCO|MORGAN STANLEY & CO. LLC|4564
XITK|SPDR FACTSET INNOVAT|NFSC|National Financial Services LLC|69638
XITK|SPDR FACTSET INNOVAT|NITE|VIRTU Americas LLC|32979
XITK|SPDR FACTSET INNOVAT|NQRB|Brut, LLC|100
XITK|SPDR FACTSET INNOVAT|RBCM|RBC CAPITAL MARKETS, LLC|300
XITK|SPDR FACTSET INNOVAT|SALI|INTL FCSTONE FINANCIAL INC.|56
XITK|SPDR FACTSET INNOVAT|SGMT|GOLDMAN SACHS & CO. LLC|800
XITK|SPDR FACTSET INNOVAT|SPDR|SPEEDROUTE LLC|300
XITK|SPDR FACTSET INNOVAT|SWIM|TD Ameritrade, Inc.|382
XITK|SPDR FACTSET INNOVAT|SWST|Hilltop Securities Inc.|60
XITK|SPDR FACTSET INNOVAT|TRCM|TRC MARKETS LLC|75
XITK|SPDR FACTSET INNOVAT|UBSA|UBS SECURITIES LLC|29968
XITK|SPDR FACTSET INNOVAT|UBSS|UBS Securities LLC|12304
XITK|SPDR FACTSET INNOVAT|VGRD|Vanguard Marketing Corporation|2770
XITK|SPDR FACTSET INNOVAT|VSIN|Vision Financial Markets Llc|26
XITK|SPDR FACTSET INNOVAT|WCHV|WELLS FARGO SECURITIES, LLC|94
XITK|SPDR FACTSET INNOVAT|WEDB|WEDBUSH SECURITIES INC.|2250
XITK|SPDR FACTSET INNOVAT|WSEA|WOLVERINE SECURITIES, LLC|197
XITK|SPDR FACTSET INNOVAT|XSTM|NATIONAL FINANCIAL SERVICES LLC|1600
XITK|SPDR FACTSET INNOVAT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2170
XKFS|SPDR KENSHO FUTURE S|CHAS|Charles Schwab & Co., Inc.|1
XKFS|SPDR KENSHO FUTURE S|CROS|CREDIT SUISSE SECURITIES (USA) LLC|872
XKFS|SPDR KENSHO FUTURE S|DBAX|Deutsche Bank Securities Inc.|100
XKFS|SPDR KENSHO FUTURE S|ETRS|E*Trade Securities LLC|535
XKFS|SPDR KENSHO FUTURE S|FTBR|Foliofn Investments, Inc.|72
XKFS|SPDR KENSHO FUTURE S|IBKR|Interactive Brokers Llc|135
XKFS|SPDR KENSHO FUTURE S|JSEB|JANE STREET EXECUTION SERVICES, LLC|11475
XKFS|SPDR KENSHO FUTURE S|JSJX|JANE STREET CAPITAL LLC|4185
XKFS|SPDR KENSHO FUTURE S|KCGM|VIRTU Americas LLC|1542
XKFS|SPDR KENSHO FUTURE S|LIME|Lime Brokerage LLC|50
XKFS|SPDR KENSHO FUTURE S|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
XKFS|SPDR KENSHO FUTURE S|MOTF|MOTIF INVESTING, INC.|1
XKFS|SPDR KENSHO FUTURE S|NFSC|National Financial Services LLC|32530
XKFS|SPDR KENSHO FUTURE S|NITE|VIRTU Americas LLC|34222
XKFS|SPDR KENSHO FUTURE S|NITP|VIRTU Americas LLC|325
XKFS|SPDR KENSHO FUTURE S|SGMT|GOLDMAN SACHS & CO. LLC|100
XKFS|SPDR KENSHO FUTURE S|SWIM|TD Ameritrade, Inc.|294
XKFS|SPDR KENSHO FUTURE S|UBSA|UBS SECURITIES LLC|1232
XKFS|SPDR KENSHO FUTURE S|UBSS|UBS Securities LLC|1243
XKFS|SPDR KENSHO FUTURE S|VGRD|Vanguard Marketing Corporation|110
XKFS|SPDR KENSHO FUTURE S|WGIF|CIBC World Markets Inc.|200
XKFS|SPDR KENSHO FUTURE S|WSEA|WOLVERINE SECURITIES, LLC|2
XKII|SPDR KENSHO INTELLIG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|204
XKII|SPDR KENSHO INTELLIG|GSLT|GOLDMAN SACHS & CO. LLC|900
XKII|SPDR KENSHO INTELLIG|IBKR|Interactive Brokers Llc|130
XKII|SPDR KENSHO INTELLIG|JSEB|JANE STREET EXECUTION SERVICES, LLC|3282
XKII|SPDR KENSHO INTELLIG|JSJX|JANE STREET CAPITAL LLC|427
XKII|SPDR KENSHO INTELLIG|KCGM|VIRTU Americas LLC|77
XKII|SPDR KENSHO INTELLIG|MSCO|MORGAN STANLEY & CO. LLC|1801
XKII|SPDR KENSHO INTELLIG|NFSC|National Financial Services LLC|3888
XKII|SPDR KENSHO INTELLIG|NITE|VIRTU Americas LLC|514
XKII|SPDR KENSHO INTELLIG|NITP|VIRTU Americas LLC|1800
XKII|SPDR KENSHO INTELLIG|SWIM|TD Ameritrade, Inc.|50
XKII|SPDR KENSHO INTELLIG|UBSA|UBS SECURITIES LLC|300
XKII|SPDR KENSHO INTELLIG|UBSS|UBS Securities LLC|100
XKII|SPDR KENSHO INTELLIG|WSEA|WOLVERINE SECURITIES, LLC|5
XKST|SPDR KENSHO SMART MO|APCC|Apex Clearing Corporation|18
XKST|SPDR KENSHO SMART MO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1980
XKST|SPDR KENSHO SMART MO|DBAX|Deutsche Bank Securities Inc.|100
XKST|SPDR KENSHO SMART MO|ETRS|E*Trade Securities LLC|100
XKST|SPDR KENSHO SMART MO|GSLT|GOLDMAN SACHS & CO. LLC|1200
XKST|SPDR KENSHO SMART MO|IBKR|Interactive Brokers Llc|353
XKST|SPDR KENSHO SMART MO|JSJX|JANE STREET CAPITAL LLC|1998
XKST|SPDR KENSHO SMART MO|LIME|Lime Brokerage LLC|197
XKST|SPDR KENSHO SMART MO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
XKST|SPDR KENSHO SMART MO|MSCO|MORGAN STANLEY & CO. LLC|2000
XKST|SPDR KENSHO SMART MO|NFSC|National Financial Services LLC|5171
XKST|SPDR KENSHO SMART MO|NITE|VIRTU Americas LLC|1308
XKST|SPDR KENSHO SMART MO|NITP|VIRTU Americas LLC|3858
XKST|SPDR KENSHO SMART MO|SGMT|GOLDMAN SACHS & CO. LLC|100
XKST|SPDR KENSHO SMART MO|UBSA|UBS SECURITIES LLC|700
XKST|SPDR KENSHO SMART MO|UBSS|UBS Securities LLC|200
XL|XL GROUP LTD.|ABLE|NATIXIS Securities Americas LLC|4884
XL|XL GROUP LTD.|ADAM|CANACCORD GENUITY INC.|100
XL|XL GROUP LTD.|ALTX|Alternet Securities Inc.|25948
XL|XL GROUP LTD.|ANOS|ABEL/NOSER, L.L.C.|100
XL|XL GROUP LTD.|APCC|Apex Clearing Corporation|241
XL|XL GROUP LTD.|BARD|Robert W. Baird & Co. Incorporated|90
XL|XL GROUP LTD.|BATM|CBOE TRADING, INC.|7824
XL|XL GROUP LTD.|BAYC|BAY CREST PARTNERS, LLC|10
XL|XL GROUP LTD.|BAYT|BTIG, LLC|3600
XL|XL GROUP LTD.|BBNT|BB&T SECURITIES, LLC|245
XL|XL GROUP LTD.|BERN|Sanford C. Bernstein & Co., LLC|311216
XL|XL GROUP LTD.|BIAD|SAGETRADER, LLC|44
XL|XL GROUP LTD.|BIDS|BIDS TRADING L.P.|800
XL|XL GROUP LTD.|BIMI|Banca IMI Securities Corp.|2697
XL|XL GROUP LTD.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|5879
XL|XL GROUP LTD.|BLKX|INSTINET, LLC|5500
XL|XL GROUP LTD.|BNPX|BNP PARIBAS SECURITIES CORP.|466103
XL|XL GROUP LTD.|BTIG|BTIG, LLC|258078
XL|XL GROUP LTD.|BYXM|CBOE TRADING, INC.|1120
XL|XL GROUP LTD.|CABR|Cabrera Capital Markets, Inc.|50
XL|XL GROUP LTD.|CANT|Cantor Fitzgerald & Co.|599
XL|XL GROUP LTD.|CBLC|CITIGROUP GLOBAL MARKETS INC.|28584
XL|XL GROUP LTD.|CHAS|Charles Schwab & Co., Inc.|1000
XL|XL GROUP LTD.|CHLC|CHURCHILL CAPITAL USA, INC.|480724
XL|XL GROUP LTD.|CHLM|Craig-Hallum Capital Group LLC|7900
XL|XL GROUP LTD.|CIBP|CIBC World Markets Corp.|14229
XL|XL GROUP LTD.|CIST|Capital Institutional Services, Inc.|41
XL|XL GROUP LTD.|CLSA|CLSA AMERICAS, LLC|100
XL|XL GROUP LTD.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|143444
XL|XL GROUP LTD.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
XL|XL GROUP LTD.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3291
XL|XL GROUP LTD.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|440950
XL|XL GROUP LTD.|CTDL|Citadel Derivatives Group Llc|12863
XL|XL GROUP LTD.|CXCX|CITIGROUP GLOBAL MARKETS INC.|150804
XL|XL GROUP LTD.|DBAB|Deutsche Bank Securities Inc.|308650
XL|XL GROUP LTD.|DBAX|Deutsche Bank Securities Inc.|392400
XL|XL GROUP LTD.|DCHF|Dart Executions, LLC|1920
XL|XL GROUP LTD.|DEAN|MORGAN STANLEY|5133
XL|XL GROUP LTD.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|16100
XL|XL GROUP LTD.|EBXL|EBX LLC|474000
XL|XL GROUP LTD.|ECUT|CONVERGEX EXECUTION SOLUTIONS|10237
XL|XL GROUP LTD.|EDJO|Edward D. Jones & Co., L.P.|288
XL|XL GROUP LTD.|EGAM|CBOE TRADING, INC.|27048
XL|XL GROUP LTD.|EGAW|CBOE TRADING, INC.|1432
XL|XL GROUP LTD.|EGXM|CBOE TRADING, INC.|2550
XL|XL GROUP LTD.|EGXW|CBOE TRADING, INC.|100
XL|XL GROUP LTD.|ETBE|Electronic Transaction Clearing, Inc.|14390
XL|XL GROUP LTD.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
XL|XL GROUP LTD.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|900
XL|XL GROUP LTD.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2228
XL|XL GROUP LTD.|ETRS|E*Trade Securities LLC|8384
XL|XL GROUP LTD.|FBRC|B. RILEY FBR, INC.|41040
XL|XL GROUP LTD.|FBSB|U.S. Bancorp Investments, Inc.|46
XL|XL GROUP LTD.|FILL|Tradestation Securities, Inc.|10
XL|XL GROUP LTD.|FMAF|NBCN Inc./ CDS|39918
XL|XL GROUP LTD.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10500
XL|XL GROUP LTD.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68387
XL|XL GROUP LTD.|FTBR|Foliofn Investments, Inc.|1257
XL|XL GROUP LTD.|GEBB|GLOBAL EXECUTION BROKERS, LP|8720
XL|XL GROUP LTD.|GLPX|ACS EXECUTION SERVICES, LLC|101683
XL|XL GROUP LTD.|GSCO|GOLDMAN SACHS & CO. LLC|2826858
XL|XL GROUP LTD.|GSCS|GOLDMAN SACHS & CO. LLC|78203
XL|XL GROUP LTD.|GSLT|GOLDMAN SACHS & CO. LLC|30719
XL|XL GROUP LTD.|GTSZ|GTS SECURITIES LLC|141419
XL|XL GROUP LTD.|HAPX|HAP Trading, LLC|100
XL|XL GROUP LTD.|HRBF|American Enterprise Investment Services Inc.|21997
XL|XL GROUP LTD.|HSBC|HSBC Securities, Inc.|970
XL|XL GROUP LTD.|IATS|INTERACTIVE BROKERS LLC|4889
XL|XL GROUP LTD.|IBKR|Interactive Brokers Llc|40425
XL|XL GROUP LTD.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|300
XL|XL GROUP LTD.|ICBX|INSTINET, LLC|256477
XL|XL GROUP LTD.|IEQY|CITADEL SECURITIES LLC|253536
XL|XL GROUP LTD.|INCA|INSTINET, LLC|338138
XL|XL GROUP LTD.|INJX|INSTINET, LLC|2973
XL|XL GROUP LTD.|ITGI|ITG Inc.|112683
XL|XL GROUP LTD.|ITGP|ITG INC.|306200
XL|XL GROUP LTD.|JANY|Janney Montgomery Scott Inc.|91
XL|XL GROUP LTD.|JEFF|JEFFERIES LLC|175236
XL|XL GROUP LTD.|JMPT|JUMP TRADING, LLC|83297
XL|XL GROUP LTD.|JONE|JonesTrading|600
XL|XL GROUP LTD.|JPBX|J.P. MORGAN SECURITIES LLC|29345
XL|XL GROUP LTD.|JPMX|J.P. Morgan Securities LLC|609846
XL|XL GROUP LTD.|JSJX|JANE STREET CAPITAL LLC|2062
XL|XL GROUP LTD.|KCGM|VIRTU Americas LLC|97659
XL|XL GROUP LTD.|KING|C. L. King & Associates, Inc.|18518
XL|XL GROUP LTD.|LEHM|Barclays Capital Inc./Le|1222733
XL|XL GROUP LTD.|LIME|Lime Brokerage LLC|790390
XL|XL GROUP LTD.|LOOP|Loop Capital Markets LLC|4152
XL|XL GROUP LTD.|LQNA|LIQUIDNET, INC.|3100
XL|XL GROUP LTD.|LSCI|Lek Securities Corporation|123
XL|XL GROUP LTD.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1535
XL|XL GROUP LTD.|MACQ|Macquarie Capital (USA) Inc.|600
XL|XL GROUP LTD.|MAXM|Maxim Group LLC|144360
XL|XL GROUP LTD.|MBTS|ALLY INVEST SECURITIES LLC|206
XL|XL GROUP LTD.|MKRT|MARKET SECURITIES, LLC|48500
XL|XL GROUP LTD.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|698398
XL|XL GROUP LTD.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1290
XL|XL GROUP LTD.|MNDX|TJM Investments, LLC|18687
XL|XL GROUP LTD.|MOTF|MOTIF INVESTING, INC.|2
XL|XL GROUP LTD.|MSCO|MORGAN STANLEY & CO. LLC|1092266
XL|XL GROUP LTD.|MSPL|MORGAN STANLEY & CO. LLC|465500
XL|XL GROUP LTD.|MSTX|MORGAN STANLEY & CO. LLC|160400
XL|XL GROUP LTD.|MZHO|Mizuho Securities USA LLC|34882
XL|XL GROUP LTD.|NEED|Needham & Company, LLC|7600
XL|XL GROUP LTD.|NFSC|National Financial Services LLC|47846
XL|XL GROUP LTD.|NITE|VIRTU Americas LLC|240286
XL|XL GROUP LTD.|NITP|VIRTU Americas LLC|300
XL|XL GROUP LTD.|NQRB|Brut, LLC|37743
XL|XL GROUP LTD.|NTRC|Northern Trust Securities, Inc.|7977
XL|XL GROUP LTD.|OGRU|Oscar Gruss & Son, Incorporated|11706
XL|XL GROUP LTD.|OPCO|Oppenheimer & Co. Inc.|3097
XL|XL GROUP LTD.|PDQM|CODA MARKETS, INC.|76179
XL|XL GROUP LTD.|PIPR|Piper Jaffray & Co.|40000
XL|XL GROUP LTD.|PWJC|UBS Financial Services, Inc.|4618
XL|XL GROUP LTD.|QMSR|QUATTRO M SECURITIES INC.|6331
XL|XL GROUP LTD.|RBCM|RBC CAPITAL MARKETS, LLC|638
XL|XL GROUP LTD.|RHCO|Suntrust Robinson Humphrey, Inc.|2063
XL|XL GROUP LTD.|SAGL|SAGETRADER, LLC|10060
XL|XL GROUP LTD.|SAGW|SAGETRADER, LLC|400
XL|XL GROUP LTD.|SALI|INTL FCSTONE FINANCIAL INC.|1200
XL|XL GROUP LTD.|SBSH|Citigroup Global Markets Inc.|270967
XL|XL GROUP LTD.|SCMC|Scotia Capital Markets (USA) Inc.|1000000
XL|XL GROUP LTD.|SEIC|SEI Investments Distribution Co.|100
XL|XL GROUP LTD.|SGMT|GOLDMAN SACHS & CO. LLC|237481
XL|XL GROUP LTD.|SJLS|TRADE INFORMATICS LLC|2000
XL|XL GROUP LTD.|SPDR|SPEEDROUTE LLC|55576
XL|XL GROUP LTD.|STFL|Stifel, Nicolaus & Company, Incorporated|473
XL|XL GROUP LTD.|STKP|STOCKPILE INVESTMENTS, INC.|2
XL|XL GROUP LTD.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|9849
XL|XL GROUP LTD.|SWIM|TD Ameritrade, Inc.|4170
XL|XL GROUP LTD.|SWST|Hilltop Securities Inc.|1430
XL|XL GROUP LTD.|TKNG|ALLY INVEST SECURITIES LLC|840
XL|XL GROUP LTD.|TRBT|Tradebot Systems, Inc.|221757
XL|XL GROUP LTD.|TRCM|TRC MARKETS LLC|117288
XL|XL GROUP LTD.|UBSA|UBS SECURITIES LLC|978656
XL|XL GROUP LTD.|UBSS|UBS Securities LLC|446635
XL|XL GROUP LTD.|UFPA|UNITED FIRST PARTNERS LLC|98822
XL|XL GROUP LTD.|VALX|VIRTU AMERICAS LLC|15366
XL|XL GROUP LTD.|VGRD|Vanguard Marketing Corporation|678
XL|XL GROUP LTD.|VNDM|Wall Street Access|28044
XL|XL GROUP LTD.|VSIN|Vision Financial Markets Llc|1
XL|XL GROUP LTD.|WBLR|WILLIAM BLAIR|691
XL|XL GROUP LTD.|WBPX|SUMMIT SECURITIES GROUP, LLC|9010
XL|XL GROUP LTD.|WCHV|WELLS FARGO SECURITIES, LLC|61998
XL|XL GROUP LTD.|WDNX|WEEDEN & CO.L.P.|170
XL|XL GROUP LTD.|WEDB|WEDBUSH SECURITIES INC.|4361
XL|XL GROUP LTD.|WEED|Weeden & Co.L.P.|5451
XL|XL GROUP LTD.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31547
XL|XL GROUP LTD.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6945
XL|XL GROUP LTD.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|11696
XL|XL GROUP LTD.|WSEA|WOLVERINE SECURITIES, LLC|432
XL|XL GROUP LTD.|XIST|INSTINET, LLC|5842
XL|XL GROUP LTD.|XSTM|NATIONAL FINANCIAL SERVICES LLC|31600
XL|XL GROUP LTD.|YKNA|COMHAR CAPITAL MARKETS, LLC|705
XL|XL GROUP LTD.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|418
XLB|MATERIALS SS SPDR FD|ABLE|NATIXIS Securities Americas LLC|42317
XLB|MATERIALS SS SPDR FD|ACAD|ACADEMY SECURITIES, INC.|200
XLB|MATERIALS SS SPDR FD|AGIS|Aegis Capital Corp.|13287
XLB|MATERIALS SS SPDR FD|ALTX|Alternet Securities Inc.|16740
XLB|MATERIALS SS SPDR FD|APCC|Apex Clearing Corporation|975
XLB|MATERIALS SS SPDR FD|BANK|Primevest Financial Services, Inc.|487
XLB|MATERIALS SS SPDR FD|BARD|Robert W. Baird & Co. Incorporated|9378
XLB|MATERIALS SS SPDR FD|BATM|CBOE TRADING, INC.|88086
XLB|MATERIALS SS SPDR FD|BAYC|BAY CREST PARTNERS, LLC|9422
XLB|MATERIALS SS SPDR FD|BBNT|BB&T SECURITIES, LLC|3473
XLB|MATERIALS SS SPDR FD|BERN|Sanford C. Bernstein & Co., LLC|127913
XLB|MATERIALS SS SPDR FD|BIDS|BIDS TRADING L.P.|2600
XLB|MATERIALS SS SPDR FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|57505
XLB|MATERIALS SS SPDR FD|BNPX|BNP PARIBAS SECURITIES CORP.|3035582
XLB|MATERIALS SS SPDR FD|BRGE|Newbridge Securities Corp.|82
XLB|MATERIALS SS SPDR FD|BYXM|CBOE TRADING, INC.|2479
XLB|MATERIALS SS SPDR FD|CANT|Cantor Fitzgerald & Co.|430857
XLB|MATERIALS SS SPDR FD|CHAS|Charles Schwab & Co., Inc.|54526
XLB|MATERIALS SS SPDR FD|CICF|Canaccord Genuity Corp.|327
XLB|MATERIALS SS SPDR FD|CIST|Capital Institutional Services, Inc.|12480
XLB|MATERIALS SS SPDR FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|399989
XLB|MATERIALS SS SPDR FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11200
XLB|MATERIALS SS SPDR FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1135624
XLB|MATERIALS SS SPDR FD|CSIN|Citadel Securities Institutional LLC|170866
XLB|MATERIALS SS SPDR FD|CSMS|CORNERSTONE MACRO LLC|6496
XLB|MATERIALS SS SPDR FD|CTDL|Citadel Derivatives Group Llc|416146
XLB|MATERIALS SS SPDR FD|CTLR|CUTLER GROUP, LP|5165
XLB|MATERIALS SS SPDR FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|353270
XLB|MATERIALS SS SPDR FD|DADA|D.A. Davidson & Co.|1722
XLB|MATERIALS SS SPDR FD|DBAB|Deutsche Bank Securities Inc.|287407
XLB|MATERIALS SS SPDR FD|DBAX|Deutsche Bank Securities Inc.|851400
XLB|MATERIALS SS SPDR FD|DBUL|Deutsche Bank Securities Inc.|10702
XLB|MATERIALS SS SPDR FD|DCHF|Dart Executions, LLC|1700
XLB|MATERIALS SS SPDR FD|DEAN|MORGAN STANLEY|15629
XLB|MATERIALS SS SPDR FD|DEGS|RONIN PROFESSIONAL LLC|3500
XLB|MATERIALS SS SPDR FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|32553
XLB|MATERIALS SS SPDR FD|EBXL|EBX LLC|757100
XLB|MATERIALS SS SPDR FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|74042
XLB|MATERIALS SS SPDR FD|EDJO|Edward D. Jones & Co., L.P.|3804
XLB|MATERIALS SS SPDR FD|EGAM|CBOE TRADING, INC.|32274
XLB|MATERIALS SS SPDR FD|EGAW|CBOE TRADING, INC.|450
XLB|MATERIALS SS SPDR FD|EGXM|CBOE TRADING, INC.|8104
XLB|MATERIALS SS SPDR FD|EGXW|CBOE TRADING, INC.|100
XLB|MATERIALS SS SPDR FD|ETBE|Electronic Transaction Clearing, Inc.|122146
XLB|MATERIALS SS SPDR FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35610
XLB|MATERIALS SS SPDR FD|ETRS|E*Trade Securities LLC|72863
XLB|MATERIALS SS SPDR FD|FBSB|U.S. Bancorp Investments, Inc.|480
XLB|MATERIALS SS SPDR FD|FCST|INTL FCSTONE FINANCIAL INC.|200
XLB|MATERIALS SS SPDR FD|FILL|Tradestation Securities, Inc.|51120
XLB|MATERIALS SS SPDR FD|FINX|FINTECH SECURITIES|8812
XLB|MATERIALS SS SPDR FD|FMAF|NBCN Inc./ CDS|28703
XLB|MATERIALS SS SPDR FD|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|101097
XLB|MATERIALS SS SPDR FD|FQLS|Quantlab Securities LP|406677
XLB|MATERIALS SS SPDR FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|104695
XLB|MATERIALS SS SPDR FD|FTBR|Foliofn Investments, Inc.|5414
XLB|MATERIALS SS SPDR FD|GBMT|GBM International, Inc.|675
XLB|MATERIALS SS SPDR FD|GEBB|GLOBAL EXECUTION BROKERS, LP|33709
XLB|MATERIALS SS SPDR FD|GFRY|JUMP TRADING, LLC|214006
XLB|MATERIALS SS SPDR FD|GLIS|TD Securities Inc|920
XLB|MATERIALS SS SPDR FD|GLPX|ACS EXECUTION SERVICES, LLC|263648
XLB|MATERIALS SS SPDR FD|GSCO|GOLDMAN SACHS & CO. LLC|3665339
XLB|MATERIALS SS SPDR FD|GSCS|GOLDMAN SACHS & CO. LLC|97442
XLB|MATERIALS SS SPDR FD|GSLT|GOLDMAN SACHS & CO. LLC|249015
XLB|MATERIALS SS SPDR FD|GTSZ|GTS SECURITIES LLC|2448532
XLB|MATERIALS SS SPDR FD|HRBF|American Enterprise Investment Services Inc.|1224000
XLB|MATERIALS SS SPDR FD|HSBC|HSBC Securities, Inc.|85018
XLB|MATERIALS SS SPDR FD|IATS|INTERACTIVE BROKERS LLC|54357
XLB|MATERIALS SS SPDR FD|IBKR|Interactive Brokers Llc|177027
XLB|MATERIALS SS SPDR FD|ICBX|INSTINET, LLC|451787
XLB|MATERIALS SS SPDR FD|IEQY|CITADEL SECURITIES LLC|1030929
XLB|MATERIALS SS SPDR FD|INCA|INSTINET, LLC|798392
XLB|MATERIALS SS SPDR FD|INGS|Ingalls & Snyder, Llc|3
XLB|MATERIALS SS SPDR FD|INJX|INSTINET, LLC|9880
XLB|MATERIALS SS SPDR FD|ITGI|ITG Inc.|224338
XLB|MATERIALS SS SPDR FD|ITGP|ITG INC.|753200
XLB|MATERIALS SS SPDR FD|JANY|Janney Montgomery Scott Inc.|1511
XLB|MATERIALS SS SPDR FD|JEFF|JEFFERIES LLC|272700
XLB|MATERIALS SS SPDR FD|JMPT|JUMP TRADING, LLC|121373
XLB|MATERIALS SS SPDR FD|JPBX|J.P. MORGAN SECURITIES LLC|90352
XLB|MATERIALS SS SPDR FD|JPMX|J.P. Morgan Securities LLC|821113
XLB|MATERIALS SS SPDR FD|JSEB|JANE STREET EXECUTION SERVICES, LLC|61640
XLB|MATERIALS SS SPDR FD|JSJX|JANE STREET CAPITAL LLC|880199
XLB|MATERIALS SS SPDR FD|KCGM|VIRTU Americas LLC|319870
XLB|MATERIALS SS SPDR FD|LEHM|Barclays Capital Inc./Le|3164720
XLB|MATERIALS SS SPDR FD|LGNT|COR CLEARING LLC|1
XLB|MATERIALS SS SPDR FD|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|793
XLB|MATERIALS SS SPDR FD|LIME|Lime Brokerage LLC|22157
XLB|MATERIALS SS SPDR FD|LIWD|LIME BROKERAGE LLC|177
XLB|MATERIALS SS SPDR FD|LSCI|Lek Securities Corporation|31014
XLB|MATERIALS SS SPDR FD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|828
XLB|MATERIALS SS SPDR FD|MACC|Mid Atlantic Capital Corporation|11374
XLB|MATERIALS SS SPDR FD|MAXM|Maxim Group LLC|2295
XLB|MATERIALS SS SPDR FD|MCMF|Raymond James Ltd. Cds|150
XLB|MATERIALS SS SPDR FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|631621
XLB|MATERIALS SS SPDR FD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|40560
XLB|MATERIALS SS SPDR FD|MOTF|MOTIF INVESTING, INC.|1
XLB|MATERIALS SS SPDR FD|MPSG|E D & F Man Capital Markets Inc.|1273
XLB|MATERIALS SS SPDR FD|MSCO|MORGAN STANLEY & CO. LLC|4751503
XLB|MATERIALS SS SPDR FD|MSPL|MORGAN STANLEY & CO. LLC|616800
XLB|MATERIALS SS SPDR FD|MSTX|MORGAN STANLEY & CO. LLC|45400
XLB|MATERIALS SS SPDR FD|NBCS|NBC Securities, INC.|81
XLB|MATERIALS SS SPDR FD|NEUB|NEUBERGER BERMAN BD LLC|297
XLB|MATERIALS SS SPDR FD|NFSC|National Financial Services LLC|341556
XLB|MATERIALS SS SPDR FD|NITE|VIRTU Americas LLC|2869847
XLB|MATERIALS SS SPDR FD|NITP|VIRTU Americas LLC|341619
XLB|MATERIALS SS SPDR FD|NMRA|Nomura Securities International, Inc.|800
XLB|MATERIALS SS SPDR FD|NQRB|Brut, LLC|93703
XLB|MATERIALS SS SPDR FD|NTBF|BMO Nesbitt Burns Inc./CDS|226
XLB|MATERIALS SS SPDR FD|NTRC|Northern Trust Securities, Inc.|399
XLB|MATERIALS SS SPDR FD|OHOS|TWO SIGMA SECURITIES, LLC|405017
XLB|MATERIALS SS SPDR FD|OLDM|OLD MISSION CAPITAL, LLC|190
XLB|MATERIALS SS SPDR FD|OPCO|Oppenheimer & Co. Inc.|3986
XLB|MATERIALS SS SPDR FD|PDQM|CODA MARKETS, INC.|68756
XLB|MATERIALS SS SPDR FD|PHLY|NASDAQ Execution Services, LLC|3800
XLB|MATERIALS SS SPDR FD|PIPR|Piper Jaffray & Co.|1800
XLB|MATERIALS SS SPDR FD|PWJC|UBS Financial Services, Inc.|2510
XLB|MATERIALS SS SPDR FD|QMSR|QUATTRO M SECURITIES INC.|243228
XLB|MATERIALS SS SPDR FD|RBCM|RBC CAPITAL MARKETS, LLC|23800
XLB|MATERIALS SS SPDR FD|SAGL|SAGETRADER, LLC|25000
XLB|MATERIALS SS SPDR FD|SALI|INTL FCSTONE FINANCIAL INC.|910
XLB|MATERIALS SS SPDR FD|SBSH|Citigroup Global Markets Inc.|1231475
XLB|MATERIALS SS SPDR FD|SEIC|SEI Investments Distribution Co.|11892
XLB|MATERIALS SS SPDR FD|SGMT|GOLDMAN SACHS & CO. LLC|788795
XLB|MATERIALS SS SPDR FD|SPDR|SPEEDROUTE LLC|3824
XLB|MATERIALS SS SPDR FD|SPHN|Stephens Inc.|502
XLB|MATERIALS SS SPDR FD|STFL|Stifel, Nicolaus & Company, Incorporated|6781
XLB|MATERIALS SS SPDR FD|SWIM|TD Ameritrade, Inc.|49375
XLB|MATERIALS SS SPDR FD|SWST|Hilltop Securities Inc.|4780
XLB|MATERIALS SS SPDR FD|TKNG|ALLY INVEST SECURITIES LLC|347
XLB|MATERIALS SS SPDR FD|TOUR|TOURMALINE PARTNERS, LLC|100
XLB|MATERIALS SS SPDR FD|TRBT|Tradebot Systems, Inc.|1679048
XLB|MATERIALS SS SPDR FD|TRCM|TRC MARKETS LLC|2923308
XLB|MATERIALS SS SPDR FD|TWTT|TASTYWORKS, INC.|300
XLB|MATERIALS SS SPDR FD|UBSA|UBS SECURITIES LLC|1537375
XLB|MATERIALS SS SPDR FD|UBSS|UBS Securities LLC|1121040
XLB|MATERIALS SS SPDR FD|VALX|VIRTU AMERICAS LLC|176052
XLB|MATERIALS SS SPDR FD|VERT|The Vertical Trading Group, LLC|50000
XLB|MATERIALS SS SPDR FD|VGRD|Vanguard Marketing Corporation|8540
XLB|MATERIALS SS SPDR FD|WABR|Wall Street Access|4500
XLB|MATERIALS SS SPDR FD|WBET|Wallachbeth Capital LLC|80711
XLB|MATERIALS SS SPDR FD|WBLR|WILLIAM BLAIR|300
XLB|MATERIALS SS SPDR FD|WBPX|SUMMIT SECURITIES GROUP, LLC|100
XLB|MATERIALS SS SPDR FD|WCHV|WELLS FARGO SECURITIES, LLC|275790
XLB|MATERIALS SS SPDR FD|WEDB|WEDBUSH SECURITIES INC.|13
XLB|MATERIALS SS SPDR FD|WEED|Weeden & Co.L.P.|1620
XLB|MATERIALS SS SPDR FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|14350
XLB|MATERIALS SS SPDR FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|260205
XLB|MATERIALS SS SPDR FD|WFPB|Wells Fargo Securities, LLC.|2950
XLB|MATERIALS SS SPDR FD|WGIF|CIBC World Markets Inc.|530
XLB|MATERIALS SS SPDR FD|WSEA|WOLVERINE SECURITIES, LLC|14768
XLB|MATERIALS SS SPDR FD|XSTM|NATIONAL FINANCIAL SERVICES LLC|16122
XLB|MATERIALS SS SPDR FD|YKNA|COMHAR CAPITAL MARKETS, LLC|839
XLB|MATERIALS SS SPDR FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|66241
XLC|THE COM SV EL SC SPD|APCC|Apex Clearing Corporation|1
XLC|THE COM SV EL SC SPD|BIDS|BIDS TRADING L.P.|400
XLC|THE COM SV EL SC SPD|BMSI|BULL MARKET SECURITIES, INC.|60
XLC|THE COM SV EL SC SPD|CANT|Cantor Fitzgerald & Co.|38239
XLC|THE COM SV EL SC SPD|CHAS|Charles Schwab & Co., Inc.|2792
XLC|THE COM SV EL SC SPD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|70012
XLC|THE COM SV EL SC SPD|CTDL|Citadel Derivatives Group Llc|450
XLC|THE COM SV EL SC SPD|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
XLC|THE COM SV EL SC SPD|DBAX|Deutsche Bank Securities Inc.|12300
XLC|THE COM SV EL SC SPD|DEAN|MORGAN STANLEY|3281
XLC|THE COM SV EL SC SPD|EBXL|EBX LLC|40400
XLC|THE COM SV EL SC SPD|EGMT|EG MARKET TECHNOLOGIES LLC|100
XLC|THE COM SV EL SC SPD|ETRS|E*Trade Securities LLC|19366
XLC|THE COM SV EL SC SPD|FBSB|U.S. Bancorp Investments, Inc.|10
XLC|THE COM SV EL SC SPD|FILL|Tradestation Securities, Inc.|100
XLC|THE COM SV EL SC SPD|GSLT|GOLDMAN SACHS & CO. LLC|38210
XLC|THE COM SV EL SC SPD|GTSZ|GTS SECURITIES LLC|129560
XLC|THE COM SV EL SC SPD|HRBF|American Enterprise Investment Services Inc.|700
XLC|THE COM SV EL SC SPD|IATS|INTERACTIVE BROKERS LLC|340
XLC|THE COM SV EL SC SPD|IBKR|Interactive Brokers Llc|1101
XLC|THE COM SV EL SC SPD|ICBX|INSTINET, LLC|31700
XLC|THE COM SV EL SC SPD|INCA|INSTINET, LLC|2
XLC|THE COM SV EL SC SPD|ITGP|ITG INC.|1000
XLC|THE COM SV EL SC SPD|JANY|Janney Montgomery Scott Inc.|960
XLC|THE COM SV EL SC SPD|JPMX|J.P. Morgan Securities LLC|18472
XLC|THE COM SV EL SC SPD|JSEB|JANE STREET EXECUTION SERVICES, LLC|239005
XLC|THE COM SV EL SC SPD|JSJX|JANE STREET CAPITAL LLC|132300
XLC|THE COM SV EL SC SPD|KCGM|VIRTU Americas LLC|26775
XLC|THE COM SV EL SC SPD|LEHM|Barclays Capital Inc./Le|28900
XLC|THE COM SV EL SC SPD|MACC|Mid Atlantic Capital Corporation|62
XLC|THE COM SV EL SC SPD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|35516
XLC|THE COM SV EL SC SPD|MSCO|MORGAN STANLEY & CO. LLC|82677
XLC|THE COM SV EL SC SPD|MSPL|MORGAN STANLEY & CO. LLC|24000
XLC|THE COM SV EL SC SPD|NATL|National Securities Corporation|2750
XLC|THE COM SV EL SC SPD|NFSC|National Financial Services LLC|88228
XLC|THE COM SV EL SC SPD|NITE|VIRTU Americas LLC|1738554
XLC|THE COM SV EL SC SPD|OHOS|TWO SIGMA SECURITIES, LLC|900
XLC|THE COM SV EL SC SPD|OPCO|Oppenheimer & Co. Inc.|1325
XLC|THE COM SV EL SC SPD|PWJC|UBS Financial Services, Inc.|2102
XLC|THE COM SV EL SC SPD|RBCM|RBC CAPITAL MARKETS, LLC|5936
XLC|THE COM SV EL SC SPD|SBSH|Citigroup Global Markets Inc.|6177
XLC|THE COM SV EL SC SPD|SGMT|GOLDMAN SACHS & CO. LLC|10737
XLC|THE COM SV EL SC SPD|SWIM|TD Ameritrade, Inc.|2645
XLC|THE COM SV EL SC SPD|UBSA|UBS SECURITIES LLC|164062
XLC|THE COM SV EL SC SPD|UBSS|UBS Securities LLC|30201
XLC|THE COM SV EL SC SPD|VGRD|Vanguard Marketing Corporation|2738
XLC|THE COM SV EL SC SPD|WBLR|WILLIAM BLAIR|100
XLC|THE COM SV EL SC SPD|WCHV|WELLS FARGO SECURITIES, LLC|6233
XLC|THE COM SV EL SC SPD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|600
XLC|THE COM SV EL SC SPD|WSEA|WOLVERINE SECURITIES, LLC|14
XLC|THE COM SV EL SC SPD|XSTM|NATIONAL FINANCIAL SERVICES LLC|6900
XLC|THE COM SV EL SC SPD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3993
XLE|ENERGY SELECT SPDR|ADAM|CANACCORD GENUITY INC.|300
XLE|ENERGY SELECT SPDR|AGIS|Aegis Capital Corp.|681
XLE|ENERGY SELECT SPDR|ALLN|Allen & Company LLC|500
XLE|ENERGY SELECT SPDR|ALTX|Alternet Securities Inc.|46255
XLE|ENERGY SELECT SPDR|APCC|Apex Clearing Corporation|26402
XLE|ENERGY SELECT SPDR|BACS|BETA CAPITAL SECURITIES LLC|878
XLE|ENERGY SELECT SPDR|BALE|M&T SECURITIES, INC.|931
XLE|ENERGY SELECT SPDR|BANK|Primevest Financial Services, Inc.|1334
XLE|ENERGY SELECT SPDR|BARD|Robert W. Baird & Co. Incorporated|8152
XLE|ENERGY SELECT SPDR|BATM|CBOE TRADING, INC.|102980
XLE|ENERGY SELECT SPDR|BAYC|BAY CREST PARTNERS, LLC|15347
XLE|ENERGY SELECT SPDR|BAYT|BTIG, LLC|15931
XLE|ENERGY SELECT SPDR|BBNT|BB&T SECURITIES, LLC|18354
XLE|ENERGY SELECT SPDR|BERN|Sanford C. Bernstein & Co., LLC|870088
XLE|ENERGY SELECT SPDR|BIDS|BIDS TRADING L.P.|100
XLE|ENERGY SELECT SPDR|BKCM|BNY Mellon Capital Markets LLC|709
XLE|ENERGY SELECT SPDR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|176308
XLE|ENERGY SELECT SPDR|BLKX|INSTINET, LLC|73700
XLE|ENERGY SELECT SPDR|BMOC|BMO Capital Markets Corp.|2775
XLE|ENERGY SELECT SPDR|BNPX|BNP PARIBAS SECURITIES CORP.|1962141
XLE|ENERGY SELECT SPDR|BRGE|Newbridge Securities Corp.|200
XLE|ENERGY SELECT SPDR|BTIG|BTIG, LLC|16000
XLE|ENERGY SELECT SPDR|BYXM|CBOE TRADING, INC.|6588
XLE|ENERGY SELECT SPDR|CABR|Cabrera Capital Markets, Inc.|100
XLE|ENERGY SELECT SPDR|CANT|Cantor Fitzgerald & Co.|982647
XLE|ENERGY SELECT SPDR|CBLC|CITIGROUP GLOBAL MARKETS INC.|10600
XLE|ENERGY SELECT SPDR|CHAS|Charles Schwab & Co., Inc.|16418
XLE|ENERGY SELECT SPDR|CIST|Capital Institutional Services, Inc.|6031
XLE|ENERGY SELECT SPDR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|567185
XLE|ENERGY SELECT SPDR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11
XLE|ENERGY SELECT SPDR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|183157
XLE|ENERGY SELECT SPDR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2356421
XLE|ENERGY SELECT SPDR|CSIN|Citadel Securities Institutional LLC|2380199
XLE|ENERGY SELECT SPDR|CSMS|CORNERSTONE MACRO LLC|3046
XLE|ENERGY SELECT SPDR|CTDL|Citadel Derivatives Group Llc|2818147
XLE|ENERGY SELECT SPDR|CTLR|CUTLER GROUP, LP|8940
XLE|ENERGY SELECT SPDR|CXCX|CITIGROUP GLOBAL MARKETS INC.|1300464
XLE|ENERGY SELECT SPDR|DADA|D.A. Davidson & Co.|2172
XLE|ENERGY SELECT SPDR|DBAB|Deutsche Bank Securities Inc.|3140962
XLE|ENERGY SELECT SPDR|DBAX|Deutsche Bank Securities Inc.|1471500
XLE|ENERGY SELECT SPDR|DBUL|Deutsche Bank Securities Inc.|3786
XLE|ENERGY SELECT SPDR|DCHF|Dart Executions, LLC|117154
XLE|ENERGY SELECT SPDR|DEAN|MORGAN STANLEY|128002
XLE|ENERGY SELECT SPDR|DEGS|RONIN PROFESSIONAL LLC|17800
XLE|ENERGY SELECT SPDR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25270
XLE|ENERGY SELECT SPDR|DLTA|DEALERWEB INC.|254050
XLE|ENERGY SELECT SPDR|EBXL|EBX LLC|2472800
XLE|ENERGY SELECT SPDR|ECUT|CONVERGEX EXECUTION SOLUTIONS|145273
XLE|ENERGY SELECT SPDR|EDJC|Edward Jones / CDS|402
XLE|ENERGY SELECT SPDR|EDJO|Edward D. Jones & Co., L.P.|45549
XLE|ENERGY SELECT SPDR|EGAM|CBOE TRADING, INC.|116445
XLE|ENERGY SELECT SPDR|EGAW|CBOE TRADING, INC.|1864
XLE|ENERGY SELECT SPDR|EGXM|CBOE TRADING, INC.|55332
XLE|ENERGY SELECT SPDR|EGXW|CBOE TRADING, INC.|179
XLE|ENERGY SELECT SPDR|ETBE|Electronic Transaction Clearing, Inc.|311623
XLE|ENERGY SELECT SPDR|ETCB|ETC BROKERAGE SERVICES, LLC|211
XLE|ENERGY SELECT SPDR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|201939
XLE|ENERGY SELECT SPDR|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
XLE|ENERGY SELECT SPDR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|500
XLE|ENERGY SELECT SPDR|ETRS|E*Trade Securities LLC|632986
XLE|ENERGY SELECT SPDR|FCST|INTL FCSTONE FINANCIAL INC.|400
XLE|ENERGY SELECT SPDR|FFSI|Firstrade Securities Inc.|120
XLE|ENERGY SELECT SPDR|FILL|Tradestation Securities, Inc.|69152
XLE|ENERGY SELECT SPDR|FINX|FINTECH SECURITIES|975
XLE|ENERGY SELECT SPDR|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|52637
XLE|ENERGY SELECT SPDR|FMAF|NBCN Inc./ CDS|19757
XLE|ENERGY SELECT SPDR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|8045
XLE|ENERGY SELECT SPDR|FQLS|Quantlab Securities LP|2693972
XLE|ENERGY SELECT SPDR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|117207
XLE|ENERGY SELECT SPDR|FTBR|Foliofn Investments, Inc.|32338
XLE|ENERGY SELECT SPDR|GARC|ICAP Corporates LLC|10000
XLE|ENERGY SELECT SPDR|GBMT|GBM International, Inc.|27574
XLE|ENERGY SELECT SPDR|GEBB|GLOBAL EXECUTION BROKERS, LP|357561
XLE|ENERGY SELECT SPDR|GFIS|GFI Securities LLC|50000
XLE|ENERGY SELECT SPDR|GFRY|JUMP TRADING, LLC|272300
XLE|ENERGY SELECT SPDR|GLIS|TD Securities Inc|6890
XLE|ENERGY SELECT SPDR|GLPX|ACS EXECUTION SERVICES, LLC|294495
XLE|ENERGY SELECT SPDR|GSCO|GOLDMAN SACHS & CO. LLC|4306959
XLE|ENERGY SELECT SPDR|GSCS|GOLDMAN SACHS & CO. LLC|178296
XLE|ENERGY SELECT SPDR|GSLT|GOLDMAN SACHS & CO. LLC|427736
XLE|ENERGY SELECT SPDR|GTSZ|GTS SECURITIES LLC|2296645
XLE|ENERGY SELECT SPDR|HAPX|HAP Trading, LLC|17427
XLE|ENERGY SELECT SPDR|HRBF|American Enterprise Investment Services Inc.|227463
XLE|ENERGY SELECT SPDR|HSBC|HSBC Securities, Inc.|61117
XLE|ENERGY SELECT SPDR|IATS|INTERACTIVE BROKERS LLC|178343
XLE|ENERGY SELECT SPDR|IBKR|Interactive Brokers Llc|482375
XLE|ENERGY SELECT SPDR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|178
XLE|ENERGY SELECT SPDR|ICBX|INSTINET, LLC|1683682
XLE|ENERGY SELECT SPDR|IEQY|CITADEL SECURITIES LLC|1135333
XLE|ENERGY SELECT SPDR|INCA|INSTINET, LLC|3369317
XLE|ENERGY SELECT SPDR|INJX|INSTINET, LLC|48401
XLE|ENERGY SELECT SPDR|ITGI|ITG Inc.|638565
XLE|ENERGY SELECT SPDR|ITGP|ITG INC.|2038800
XLE|ENERGY SELECT SPDR|JANY|Janney Montgomery Scott Inc.|14807
XLE|ENERGY SELECT SPDR|JEFF|JEFFERIES LLC|311573
XLE|ENERGY SELECT SPDR|JMPT|JUMP TRADING, LLC|493744
XLE|ENERGY SELECT SPDR|JPBX|J.P. MORGAN SECURITIES LLC|145548
XLE|ENERGY SELECT SPDR|JPMX|J.P. Morgan Securities LLC|1840417
XLE|ENERGY SELECT SPDR|JSEB|JANE STREET EXECUTION SERVICES, LLC|549651
XLE|ENERGY SELECT SPDR|JSJX|JANE STREET CAPITAL LLC|1116231
XLE|ENERGY SELECT SPDR|JUTA|JUMP TRADING, LLC|63170
XLE|ENERGY SELECT SPDR|KCGM|VIRTU Americas LLC|435552
XLE|ENERGY SELECT SPDR|KRSH|Kershner Securities, LLC|89794
XLE|ENERGY SELECT SPDR|LEHM|Barclays Capital Inc./Le|5923055
XLE|ENERGY SELECT SPDR|LGNT|COR CLEARING LLC|64
XLE|ENERGY SELECT SPDR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|2148
XLE|ENERGY SELECT SPDR|LIME|Lime Brokerage LLC|478544
XLE|ENERGY SELECT SPDR|LIWK|LIME BROKERAGE LLC|5
XLE|ENERGY SELECT SPDR|LIWM|LIME BROKERAGE LLC|83
XLE|ENERGY SELECT SPDR|LQNA|LIQUIDNET, INC.|21400
XLE|ENERGY SELECT SPDR|LSCI|Lek Securities Corporation|505486
XLE|ENERGY SELECT SPDR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3600
XLE|ENERGY SELECT SPDR|MACC|Mid Atlantic Capital Corporation|3412
XLE|ENERGY SELECT SPDR|MACQ|Macquarie Capital (USA) Inc.|800
XLE|ENERGY SELECT SPDR|MAXM|Maxim Group LLC|41213
XLE|ENERGY SELECT SPDR|MCMF|Raymond James Ltd. Cds|7569
XLE|ENERGY SELECT SPDR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1287997
XLE|ENERGY SELECT SPDR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|64935
XLE|ENERGY SELECT SPDR|MOTF|MOTIF INVESTING, INC.|14
XLE|ENERGY SELECT SPDR|MPSG|E D & F Man Capital Markets Inc.|1248
XLE|ENERGY SELECT SPDR|MSCO|MORGAN STANLEY & CO. LLC|9364033
XLE|ENERGY SELECT SPDR|MSPL|MORGAN STANLEY & CO. LLC|2415200
XLE|ENERGY SELECT SPDR|MSTX|MORGAN STANLEY & CO. LLC|593500
XLE|ENERGY SELECT SPDR|NATL|National Securities Corporation|53
XLE|ENERGY SELECT SPDR|NBCS|NBC Securities, INC.|157
XLE|ENERGY SELECT SPDR|NEUB|NEUBERGER BERMAN BD LLC|130
XLE|ENERGY SELECT SPDR|NFSC|National Financial Services LLC|2538238
XLE|ENERGY SELECT SPDR|NITE|VIRTU Americas LLC|5760824
XLE|ENERGY SELECT SPDR|NITP|VIRTU Americas LLC|342746
XLE|ENERGY SELECT SPDR|NMRA|Nomura Securities International, Inc.|7180
XLE|ENERGY SELECT SPDR|NORM|JUMP TRADING, LLC|494064
XLE|ENERGY SELECT SPDR|NQRB|Brut, LLC|212473
XLE|ENERGY SELECT SPDR|NTBF|BMO Nesbitt Burns Inc./CDS|2405
XLE|ENERGY SELECT SPDR|NTRC|Northern Trust Securities, Inc.|3140
XLE|ENERGY SELECT SPDR|OHOS|TWO SIGMA SECURITIES, LLC|723700
XLE|ENERGY SELECT SPDR|OPCO|Oppenheimer & Co. Inc.|35907
XLE|ENERGY SELECT SPDR|PASL|Pershing Advisor Solutions LLC|150
XLE|ENERGY SELECT SPDR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|500000
XLE|ENERGY SELECT SPDR|PCPT|PHILLIP CAPITAL INC.|200
XLE|ENERGY SELECT SPDR|PDQM|CODA MARKETS, INC.|329506
XLE|ENERGY SELECT SPDR|PHLY|NASDAQ Execution Services, LLC|55600
XLE|ENERGY SELECT SPDR|PICT|Pictet Overseas Inc.|4367
XLE|ENERGY SELECT SPDR|PIPR|Piper Jaffray & Co.|1250
XLE|ENERGY SELECT SPDR|PWJC|UBS Financial Services, Inc.|88665
XLE|ENERGY SELECT SPDR|RBCM|RBC CAPITAL MARKETS, LLC|92792
XLE|ENERGY SELECT SPDR|RJLC|RJL CAPITAL GROUP, LLC|3946
XLE|ENERGY SELECT SPDR|SAGL|SAGETRADER, LLC|74630
XLE|ENERGY SELECT SPDR|SALI|INTL FCSTONE FINANCIAL INC.|2414
XLE|ENERGY SELECT SPDR|SBRX|MURIEL SIEBERT & CO INC|4100
XLE|ENERGY SELECT SPDR|SBSH|Citigroup Global Markets Inc.|3289502
XLE|ENERGY SELECT SPDR|SEIC|SEI Investments Distribution Co.|1900
XLE|ENERGY SELECT SPDR|SGMT|GOLDMAN SACHS & CO. LLC|1484479
XLE|ENERGY SELECT SPDR|SHMR|ABN Amro Clearing LLC|52656
XLE|ENERGY SELECT SPDR|SOGO|Wang Investment Associates, Inc.|94
XLE|ENERGY SELECT SPDR|SPDR|SPEEDROUTE LLC|58819
XLE|ENERGY SELECT SPDR|SPHN|Stephens Inc.|4280
XLE|ENERGY SELECT SPDR|SSBS|STATE STREET GLOBAL MARKETS, LLC|1500
XLE|ENERGY SELECT SPDR|STFL|Stifel, Nicolaus & Company, Incorporated|78841
XLE|ENERGY SELECT SPDR|STKP|STOCKPILE INVESTMENTS, INC.|22
XLE|ENERGY SELECT SPDR|STTT|STATETRUST INVESTMENTS INC.|125
XLE|ENERGY SELECT SPDR|SWIM|TD Ameritrade, Inc.|467914
XLE|ENERGY SELECT SPDR|SWST|Hilltop Securities Inc.|12206
XLE|ENERGY SELECT SPDR|TKNG|ALLY INVEST SECURITIES LLC|7592
XLE|ENERGY SELECT SPDR|TMBR|Timber Hill LLC|12047
XLE|ENERGY SELECT SPDR|TRBT|Tradebot Systems, Inc.|5791563
XLE|ENERGY SELECT SPDR|TRCM|TRC MARKETS LLC|8123157
XLE|ENERGY SELECT SPDR|TWTT|TASTYWORKS, INC.|10010
XLE|ENERGY SELECT SPDR|UBSA|UBS SECURITIES LLC|5353756
XLE|ENERGY SELECT SPDR|UBSS|UBS Securities LLC|3686639
XLE|ENERGY SELECT SPDR|VALX|VIRTU AMERICAS LLC|477386
XLE|ENERGY SELECT SPDR|VERT|The Vertical Trading Group, LLC|8200
XLE|ENERGY SELECT SPDR|VGRD|Vanguard Marketing Corporation|116994
XLE|ENERGY SELECT SPDR|VSIN|Vision Financial Markets Llc|62
XLE|ENERGY SELECT SPDR|WABR|Wall Street Access|4000
XLE|ENERGY SELECT SPDR|WBET|Wallachbeth Capital LLC|56961
XLE|ENERGY SELECT SPDR|WBLR|WILLIAM BLAIR|3193
XLE|ENERGY SELECT SPDR|WCHV|WELLS FARGO SECURITIES, LLC|1979712
XLE|ENERGY SELECT SPDR|WEDB|WEDBUSH SECURITIES INC.|120394
XLE|ENERGY SELECT SPDR|WEED|Weeden & Co.L.P.|2293
XLE|ENERGY SELECT SPDR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|238267
XLE|ENERGY SELECT SPDR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|395923
XLE|ENERGY SELECT SPDR|WGIF|CIBC World Markets Inc.|43098
XLE|ENERGY SELECT SPDR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|119689
XLE|ENERGY SELECT SPDR|WSEA|WOLVERINE SECURITIES, LLC|92890
XLE|ENERGY SELECT SPDR|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|800
XLE|ENERGY SELECT SPDR|XPUS|XP SECURITIES, LLC|83806
XLE|ENERGY SELECT SPDR|XSTM|NATIONAL FINANCIAL SERVICES LLC|176396
XLE|ENERGY SELECT SPDR|YKNA|COMHAR CAPITAL MARKETS, LLC|35249
XLE|ENERGY SELECT SPDR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|284774
XLF|FINANCIAL SEL SPDR|ABLE|NATIXIS Securities Americas LLC|1003502
XLF|FINANCIAL SEL SPDR|ADAM|CANACCORD GENUITY INC.|257100
XLF|FINANCIAL SEL SPDR|AGIS|Aegis Capital Corp.|23830
XLF|FINANCIAL SEL SPDR|ALTX|Alternet Securities Inc.|54456
XLF|FINANCIAL SEL SPDR|APCC|Apex Clearing Corporation|108569
XLF|FINANCIAL SEL SPDR|AURC|Aurora Capital LLC|2000
XLF|FINANCIAL SEL SPDR|BACS|BETA CAPITAL SECURITIES LLC|2049
XLF|FINANCIAL SEL SPDR|BALE|M&T SECURITIES, INC.|6366
XLF|FINANCIAL SEL SPDR|BANK|Primevest Financial Services, Inc.|16803
XLF|FINANCIAL SEL SPDR|BARD|Robert W. Baird & Co. Incorporated|46679
XLF|FINANCIAL SEL SPDR|BATM|CBOE TRADING, INC.|88420
XLF|FINANCIAL SEL SPDR|BAYC|BAY CREST PARTNERS, LLC|31024
XLF|FINANCIAL SEL SPDR|BAYT|BTIG, LLC|627427
XLF|FINANCIAL SEL SPDR|BBNT|BB&T SECURITIES, LLC|35784
XLF|FINANCIAL SEL SPDR|BERN|Sanford C. Bernstein & Co., LLC|624361
XLF|FINANCIAL SEL SPDR|BGCE|BGC Financial Inc.|200000
XLF|FINANCIAL SEL SPDR|BIDS|BIDS TRADING L.P.|60500
XLF|FINANCIAL SEL SPDR|BKCM|BNY Mellon Capital Markets LLC|357
XLF|FINANCIAL SEL SPDR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|546610
XLF|FINANCIAL SEL SPDR|BLKX|INSTINET, LLC|97600
XLF|FINANCIAL SEL SPDR|BNCH|The Benchmark Company, LLC|258300
XLF|FINANCIAL SEL SPDR|BNPX|BNP PARIBAS SECURITIES CORP.|5122220
XLF|FINANCIAL SEL SPDR|BTIG|BTIG, LLC|25000
XLF|FINANCIAL SEL SPDR|BYXM|CBOE TRADING, INC.|12984
XLF|FINANCIAL SEL SPDR|CANT|Cantor Fitzgerald & Co.|5090922
XLF|FINANCIAL SEL SPDR|CBLC|CITIGROUP GLOBAL MARKETS INC.|38094
XLF|FINANCIAL SEL SPDR|CHAS|Charles Schwab & Co., Inc.|235066
XLF|FINANCIAL SEL SPDR|CHBC|PENSERRA SECURITIES, LLC|2507250
XLF|FINANCIAL SEL SPDR|CICF|Canaccord Genuity Corp.|2989
XLF|FINANCIAL SEL SPDR|CIST|Capital Institutional Services, Inc.|18840
XLF|FINANCIAL SEL SPDR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2255965
XLF|FINANCIAL SEL SPDR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|395
XLF|FINANCIAL SEL SPDR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|186503
XLF|FINANCIAL SEL SPDR|CRFN|ROBINHOOD FINANCIAL, LLC|8
XLF|FINANCIAL SEL SPDR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11646243
XLF|FINANCIAL SEL SPDR|CSIN|Citadel Securities Institutional LLC|2732575
XLF|FINANCIAL SEL SPDR|CTDE|CHOICETRADE|50
XLF|FINANCIAL SEL SPDR|CTDL|Citadel Derivatives Group Llc|3281666
XLF|FINANCIAL SEL SPDR|CTLR|CUTLER GROUP, LP|152876
XLF|FINANCIAL SEL SPDR|CXCX|CITIGROUP GLOBAL MARKETS INC.|6755428
XLF|FINANCIAL SEL SPDR|DADA|D.A. Davidson & Co.|21978
XLF|FINANCIAL SEL SPDR|DBAB|Deutsche Bank Securities Inc.|5425752
XLF|FINANCIAL SEL SPDR|DBAX|Deutsche Bank Securities Inc.|10321800
XLF|FINANCIAL SEL SPDR|DBUL|Deutsche Bank Securities Inc.|10829
XLF|FINANCIAL SEL SPDR|DCHF|Dart Executions, LLC|423637
XLF|FINANCIAL SEL SPDR|DEAN|MORGAN STANLEY|436007
XLF|FINANCIAL SEL SPDR|DEGS|RONIN PROFESSIONAL LLC|3400
XLF|FINANCIAL SEL SPDR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|821703
XLF|FINANCIAL SEL SPDR|DLTA|DEALERWEB INC.|2323263
XLF|FINANCIAL SEL SPDR|EBXL|EBX LLC|6661600
XLF|FINANCIAL SEL SPDR|ECUT|CONVERGEX EXECUTION SOLUTIONS|516724
XLF|FINANCIAL SEL SPDR|EDJC|Edward Jones / CDS|457
XLF|FINANCIAL SEL SPDR|EDJO|Edward D. Jones & Co., L.P.|129043
XLF|FINANCIAL SEL SPDR|EGAM|CBOE TRADING, INC.|181473
XLF|FINANCIAL SEL SPDR|EGAW|CBOE TRADING, INC.|1300
XLF|FINANCIAL SEL SPDR|EGXM|CBOE TRADING, INC.|38801
XLF|FINANCIAL SEL SPDR|EROP|Eroom Securities L.L.C.|12000
XLF|FINANCIAL SEL SPDR|ETBE|Electronic Transaction Clearing, Inc.|753949
XLF|FINANCIAL SEL SPDR|ETCB|ETC BROKERAGE SERVICES, LLC|190
XLF|FINANCIAL SEL SPDR|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4500
XLF|FINANCIAL SEL SPDR|ETRS|E*Trade Securities LLC|3688989
XLF|FINANCIAL SEL SPDR|FBSB|U.S. Bancorp Investments, Inc.|5592
XLF|FINANCIAL SEL SPDR|FCST|INTL FCSTONE FINANCIAL INC.|2000
XLF|FINANCIAL SEL SPDR|FFSI|Firstrade Securities Inc.|620
XLF|FINANCIAL SEL SPDR|FIDT|Fidelity Clearing Canada ULC./ CDS|134
XLF|FINANCIAL SEL SPDR|FILL|Tradestation Securities, Inc.|267628
XLF|FINANCIAL SEL SPDR|FINX|FINTECH SECURITIES|32904
XLF|FINANCIAL SEL SPDR|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|25000
XLF|FINANCIAL SEL SPDR|FMAF|NBCN Inc./ CDS|71568
XLF|FINANCIAL SEL SPDR|FOGS|FOG EQUITIES LLC|1476200
XLF|FINANCIAL SEL SPDR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|13978
XLF|FINANCIAL SEL SPDR|FQLS|Quantlab Securities LP|2717770
XLF|FINANCIAL SEL SPDR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1114327
XLF|FINANCIAL SEL SPDR|FTBR|Foliofn Investments, Inc.|77551
XLF|FINANCIAL SEL SPDR|GARC|ICAP Corporates LLC|440000
XLF|FINANCIAL SEL SPDR|GBMT|GBM International, Inc.|221892
XLF|FINANCIAL SEL SPDR|GEBB|GLOBAL EXECUTION BROKERS, LP|1171236
XLF|FINANCIAL SEL SPDR|GFIS|GFI Securities LLC|750000
XLF|FINANCIAL SEL SPDR|GFRY|JUMP TRADING, LLC|534882
XLF|FINANCIAL SEL SPDR|GLIS|TD Securities Inc|80357
XLF|FINANCIAL SEL SPDR|GLPX|ACS EXECUTION SERVICES, LLC|176112
XLF|FINANCIAL SEL SPDR|GSCO|GOLDMAN SACHS & CO. LLC|17572315
XLF|FINANCIAL SEL SPDR|GSCS|GOLDMAN SACHS & CO. LLC|288954
XLF|FINANCIAL SEL SPDR|GSLT|GOLDMAN SACHS & CO. LLC|840143
XLF|FINANCIAL SEL SPDR|GTSZ|GTS SECURITIES LLC|15577726
XLF|FINANCIAL SEL SPDR|HAPX|HAP Trading, LLC|18900
XLF|FINANCIAL SEL SPDR|HOVD|HOVDE GROUP, LLC|1300
XLF|FINANCIAL SEL SPDR|HRBF|American Enterprise Investment Services Inc.|1780371
XLF|FINANCIAL SEL SPDR|HSBC|HSBC Securities, Inc.|150412
XLF|FINANCIAL SEL SPDR|IATS|INTERACTIVE BROKERS LLC|757688
XLF|FINANCIAL SEL SPDR|IBKR|Interactive Brokers Llc|1568219
XLF|FINANCIAL SEL SPDR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|316
XLF|FINANCIAL SEL SPDR|ICBX|INSTINET, LLC|5096657
XLF|FINANCIAL SEL SPDR|IEQY|CITADEL SECURITIES LLC|1480315
XLF|FINANCIAL SEL SPDR|INCA|INSTINET, LLC|3705993
XLF|FINANCIAL SEL SPDR|INJX|INSTINET, LLC|118790
XLF|FINANCIAL SEL SPDR|ITGI|ITG Inc.|1248699
XLF|FINANCIAL SEL SPDR|ITGP|ITG INC.|10071200
XLF|FINANCIAL SEL SPDR|JANY|Janney Montgomery Scott Inc.|74420
XLF|FINANCIAL SEL SPDR|JEFF|JEFFERIES LLC|4518816
XLF|FINANCIAL SEL SPDR|JMPT|JUMP TRADING, LLC|154124
XLF|FINANCIAL SEL SPDR|JONE|JonesTrading|28949
XLF|FINANCIAL SEL SPDR|JPBX|J.P. MORGAN SECURITIES LLC|1437275
XLF|FINANCIAL SEL SPDR|JPMX|J.P. Morgan Securities LLC|19128087
XLF|FINANCIAL SEL SPDR|JRCO|Johnson Rice & Company L.L.C.|12500
XLF|FINANCIAL SEL SPDR|JSEB|JANE STREET EXECUTION SERVICES, LLC|1698185
XLF|FINANCIAL SEL SPDR|JSJX|JANE STREET CAPITAL LLC|8676356
XLF|FINANCIAL SEL SPDR|JUTA|JUMP TRADING, LLC|124256
XLF|FINANCIAL SEL SPDR|KBWI|Keefe, Bruyette & Woods, Inc.|10775
XLF|FINANCIAL SEL SPDR|KCGM|VIRTU Americas LLC|2382497
XLF|FINANCIAL SEL SPDR|KRSH|Kershner Securities, LLC|204658
XLF|FINANCIAL SEL SPDR|LBKI|Libucki & Co., LLC|650000
XLF|FINANCIAL SEL SPDR|LEHM|Barclays Capital Inc./Le|36560498
XLF|FINANCIAL SEL SPDR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4126
XLF|FINANCIAL SEL SPDR|LIME|Lime Brokerage LLC|159371
XLF|FINANCIAL SEL SPDR|LIWM|LIME BROKERAGE LLC|275
XLF|FINANCIAL SEL SPDR|LPCM|Lampert Capital Markets Inc.|246929
XLF|FINANCIAL SEL SPDR|LQNA|LIQUIDNET, INC.|24900
XLF|FINANCIAL SEL SPDR|LSCI|Lek Securities Corporation|1910054
XLF|FINANCIAL SEL SPDR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2900
XLF|FINANCIAL SEL SPDR|MACC|Mid Atlantic Capital Corporation|11104
XLF|FINANCIAL SEL SPDR|MACQ|Macquarie Capital (USA) Inc.|1200
XLF|FINANCIAL SEL SPDR|MAXM|Maxim Group LLC|432018
XLF|FINANCIAL SEL SPDR|MBTS|ALLY INVEST SECURITIES LLC|653
XLF|FINANCIAL SEL SPDR|MCBT|Moors & Cabot, Inc.|450
XLF|FINANCIAL SEL SPDR|MCMF|Raymond James Ltd. Cds|14037
XLF|FINANCIAL SEL SPDR|MICA|Spartan Securities Group, Ltd.|2000
XLF|FINANCIAL SEL SPDR|MIRA|MIRAE ASSET SECURITIES (USA) INC.|10500
XLF|FINANCIAL SEL SPDR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11705331
XLF|FINANCIAL SEL SPDR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|567016
XLF|FINANCIAL SEL SPDR|MOTF|MOTIF INVESTING, INC.|11
XLF|FINANCIAL SEL SPDR|MPSG|E D & F Man Capital Markets Inc.|26868
XLF|FINANCIAL SEL SPDR|MSCO|MORGAN STANLEY & CO. LLC|38630172
XLF|FINANCIAL SEL SPDR|MSPL|MORGAN STANLEY & CO. LLC|21170300
XLF|FINANCIAL SEL SPDR|MSTX|MORGAN STANLEY & CO. LLC|2030500
XLF|FINANCIAL SEL SPDR|NATL|National Securities Corporation|1992
XLF|FINANCIAL SEL SPDR|NEUB|NEUBERGER BERMAN BD LLC|1680
XLF|FINANCIAL SEL SPDR|NFSC|National Financial Services LLC|7346183
XLF|FINANCIAL SEL SPDR|NITE|VIRTU Americas LLC|32773087
XLF|FINANCIAL SEL SPDR|NITP|VIRTU Americas LLC|5318035
XLF|FINANCIAL SEL SPDR|NMRA|Nomura Securities International, Inc.|117293
XLF|FINANCIAL SEL SPDR|NORM|JUMP TRADING, LLC|179282
XLF|FINANCIAL SEL SPDR|NQRB|Brut, LLC|48807
XLF|FINANCIAL SEL SPDR|NTBF|BMO Nesbitt Burns Inc./CDS|11546
XLF|FINANCIAL SEL SPDR|NTFN|Network 1 Financial Securities Inc.|24
XLF|FINANCIAL SEL SPDR|NTRC|Northern Trust Securities, Inc.|13161
XLF|FINANCIAL SEL SPDR|OHOS|TWO SIGMA SECURITIES, LLC|274257
XLF|FINANCIAL SEL SPDR|OLDM|OLD MISSION CAPITAL, LLC|2735
XLF|FINANCIAL SEL SPDR|ONEL|O'NEIL SECURITIES, INCORPORATED|1595
XLF|FINANCIAL SEL SPDR|OPCO|Oppenheimer & Co. Inc.|89735
XLF|FINANCIAL SEL SPDR|PASL|Pershing Advisor Solutions LLC|605
XLF|FINANCIAL SEL SPDR|PCPT|PHILLIP CAPITAL INC.|360
XLF|FINANCIAL SEL SPDR|PDQM|CODA MARKETS, INC.|706635
XLF|FINANCIAL SEL SPDR|PHLY|NASDAQ Execution Services, LLC|263000
XLF|FINANCIAL SEL SPDR|PIPR|Piper Jaffray & Co.|80951
XLF|FINANCIAL SEL SPDR|PWJC|UBS Financial Services, Inc.|237197
XLF|FINANCIAL SEL SPDR|QMSR|QUATTRO M SECURITIES INC.|24400
XLF|FINANCIAL SEL SPDR|RBCM|RBC CAPITAL MARKETS, LLC|105294
XLF|FINANCIAL SEL SPDR|RGLD|Regal Securities, Inc|2
XLF|FINANCIAL SEL SPDR|RHCO|Suntrust Robinson Humphrey, Inc.|265300
XLF|FINANCIAL SEL SPDR|RJLC|RJL CAPITAL GROUP, LLC|5600
XLF|FINANCIAL SEL SPDR|SAGL|SAGETRADER, LLC|29100
XLF|FINANCIAL SEL SPDR|SALI|INTL FCSTONE FINANCIAL INC.|7973
XLF|FINANCIAL SEL SPDR|SBSH|Citigroup Global Markets Inc.|15345194
XLF|FINANCIAL SEL SPDR|SEIC|SEI Investments Distribution Co.|28446
XLF|FINANCIAL SEL SPDR|SGMT|GOLDMAN SACHS & CO. LLC|4726312
XLF|FINANCIAL SEL SPDR|SHMR|ABN Amro Clearing LLC|35800
XLF|FINANCIAL SEL SPDR|SIBO|Prime Executions, Inc.|49841
XLF|FINANCIAL SEL SPDR|SPDR|SPEEDROUTE LLC|314077
XLF|FINANCIAL SEL SPDR|SPHN|Stephens Inc.|53958
XLF|FINANCIAL SEL SPDR|SPNT|SEVEN POINTS CAPITAL, LLC|604882
XLF|FINANCIAL SEL SPDR|SSBS|STATE STREET GLOBAL MARKETS, LLC|12700
XLF|FINANCIAL SEL SPDR|STFL|Stifel, Nicolaus & Company, Incorporated|208809
XLF|FINANCIAL SEL SPDR|STTT|STATETRUST INVESTMENTS INC.|2080
XLF|FINANCIAL SEL SPDR|SWIM|TD Ameritrade, Inc.|46689013
XLF|FINANCIAL SEL SPDR|SWST|Hilltop Securities Inc.|62624
XLF|FINANCIAL SEL SPDR|TDSI|TD Securities (USA) LLC|10700
XLF|FINANCIAL SEL SPDR|TKNG|ALLY INVEST SECURITIES LLC|21999
XLF|FINANCIAL SEL SPDR|TOUR|TOURMALINE PARTNERS, LLC|5000
XLF|FINANCIAL SEL SPDR|TRBT|Tradebot Systems, Inc.|5314287
XLF|FINANCIAL SEL SPDR|TRCM|TRC MARKETS LLC|22593413
XLF|FINANCIAL SEL SPDR|TRIP|Trident Partners Ltd.|1070
XLF|FINANCIAL SEL SPDR|TWTT|TASTYWORKS, INC.|11118
XLF|FINANCIAL SEL SPDR|UBSA|UBS SECURITIES LLC|21089851
XLF|FINANCIAL SEL SPDR|UBSS|UBS Securities LLC|10806466
XLF|FINANCIAL SEL SPDR|VALX|VIRTU AMERICAS LLC|5219931
XLF|FINANCIAL SEL SPDR|VERT|The Vertical Trading Group, LLC|13498
XLF|FINANCIAL SEL SPDR|VGRD|Vanguard Marketing Corporation|726995
XLF|FINANCIAL SEL SPDR|VSIN|Vision Financial Markets Llc|17
XLF|FINANCIAL SEL SPDR|WBET|Wallachbeth Capital LLC|536298
XLF|FINANCIAL SEL SPDR|WBLR|WILLIAM BLAIR|214036
XLF|FINANCIAL SEL SPDR|WCHV|WELLS FARGO SECURITIES, LLC|3844386
XLF|FINANCIAL SEL SPDR|WEDB|WEDBUSH SECURITIES INC.|120103
XLF|FINANCIAL SEL SPDR|WEED|Weeden & Co.L.P.|15700
XLF|FINANCIAL SEL SPDR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|465707
XLF|FINANCIAL SEL SPDR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|872791
XLF|FINANCIAL SEL SPDR|WFPB|Wells Fargo Securities, LLC.|38129
XLF|FINANCIAL SEL SPDR|WGIF|CIBC World Markets Inc.|24429
XLF|FINANCIAL SEL SPDR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|74
XLF|FINANCIAL SEL SPDR|WSEA|WOLVERINE SECURITIES, LLC|156371
XLF|FINANCIAL SEL SPDR|XPUS|XP SECURITIES, LLC|2617120
XLF|FINANCIAL SEL SPDR|XSTM|NATIONAL FINANCIAL SERVICES LLC|309586
XLF|FINANCIAL SEL SPDR|YKNA|COMHAR CAPITAL MARKETS, LLC|11050
XLF|FINANCIAL SEL SPDR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2347563
XLG|INVESCO S&P 500|APCC|Apex Clearing Corporation|9
XLG|INVESCO S&P 500|BARD|Robert W. Baird & Co. Incorporated|5
XLG|INVESCO S&P 500|BATM|CBOE TRADING, INC.|1
XLG|INVESCO S&P 500|BKMM|BNY MELLON CAPITAL MARKETS, LLC|40
XLG|INVESCO S&P 500|BTIG|BTIG, LLC|10
XLG|INVESCO S&P 500|CHAS|Charles Schwab & Co., Inc.|173
XLG|INVESCO S&P 500|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|50
XLG|INVESCO S&P 500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1763
XLG|INVESCO S&P 500|CTDL|Citadel Derivatives Group Llc|2067
XLG|INVESCO S&P 500|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
XLG|INVESCO S&P 500|DBAX|Deutsche Bank Securities Inc.|1000
XLG|INVESCO S&P 500|DEAN|MORGAN STANLEY|583
XLG|INVESCO S&P 500|EBXL|EBX LLC|1000
XLG|INVESCO S&P 500|ECUT|CONVERGEX EXECUTION SOLUTIONS|95
XLG|INVESCO S&P 500|EDJC|Edward Jones / CDS|19
XLG|INVESCO S&P 500|EDJO|Edward D. Jones & Co., L.P.|261
XLG|INVESCO S&P 500|ETRS|E*Trade Securities LLC|1014
XLG|INVESCO S&P 500|FBSB|U.S. Bancorp Investments, Inc.|10
XLG|INVESCO S&P 500|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|100
XLG|INVESCO S&P 500|FTBR|Foliofn Investments, Inc.|761
XLG|INVESCO S&P 500|GSLT|GOLDMAN SACHS & CO. LLC|379
XLG|INVESCO S&P 500|GTSZ|GTS SECURITIES LLC|200
XLG|INVESCO S&P 500|HRBF|American Enterprise Investment Services Inc.|515
XLG|INVESCO S&P 500|IBKR|Interactive Brokers Llc|746
XLG|INVESCO S&P 500|ICBX|INSTINET, LLC|2300
XLG|INVESCO S&P 500|ITGI|ITG Inc.|117
XLG|INVESCO S&P 500|JANY|Janney Montgomery Scott Inc.|25
XLG|INVESCO S&P 500|JPMX|J.P. Morgan Securities LLC|960
XLG|INVESCO S&P 500|JSJX|JANE STREET CAPITAL LLC|5812
XLG|INVESCO S&P 500|KCGM|VIRTU Americas LLC|1106
XLG|INVESCO S&P 500|LEHM|Barclays Capital Inc./Le|2600
XLG|INVESCO S&P 500|LIME|Lime Brokerage LLC|4273
XLG|INVESCO S&P 500|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
XLG|INVESCO S&P 500|MOTF|MOTIF INVESTING, INC.|1
XLG|INVESCO S&P 500|MSCO|MORGAN STANLEY & CO. LLC|2625
XLG|INVESCO S&P 500|NFSC|National Financial Services LLC|11942
XLG|INVESCO S&P 500|NITE|VIRTU Americas LLC|10677
XLG|INVESCO S&P 500|OPCO|Oppenheimer & Co. Inc.|142
XLG|INVESCO S&P 500|PWJC|UBS Financial Services, Inc.|130
XLG|INVESCO S&P 500|RBCM|RBC CAPITAL MARKETS, LLC|7103
XLG|INVESCO S&P 500|SALI|INTL FCSTONE FINANCIAL INC.|118
XLG|INVESCO S&P 500|SBSH|Citigroup Global Markets Inc.|209
XLG|INVESCO S&P 500|SGMT|GOLDMAN SACHS & CO. LLC|631
XLG|INVESCO S&P 500|STFL|Stifel, Nicolaus & Company, Incorporated|505
XLG|INVESCO S&P 500|SWIM|TD Ameritrade, Inc.|177
XLG|INVESCO S&P 500|UBSA|UBS SECURITIES LLC|2426
XLG|INVESCO S&P 500|UBSS|UBS Securities LLC|16600
XLG|INVESCO S&P 500|VGRD|Vanguard Marketing Corporation|74
XLG|INVESCO S&P 500|WBET|Wallachbeth Capital LLC|100
XLG|INVESCO S&P 500|WCHV|WELLS FARGO SECURITIES, LLC|2178
XLG|INVESCO S&P 500|WSEA|WOLVERINE SECURITIES, LLC|5
XLG|INVESCO S&P 500|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1282
XLI|INDUSTRIAL SPDR|ABLE|NATIXIS Securities Americas LLC|19190
XLI|INDUSTRIAL SPDR|AGIS|Aegis Capital Corp.|265
XLI|INDUSTRIAL SPDR|ALTX|Alternet Securities Inc.|20344
XLI|INDUSTRIAL SPDR|AMRI|AMERICAS EXECUTIONS, LLC|1990
XLI|INDUSTRIAL SPDR|APCC|Apex Clearing Corporation|1737
XLI|INDUSTRIAL SPDR|BACS|BETA CAPITAL SECURITIES LLC|1119
XLI|INDUSTRIAL SPDR|BANK|Primevest Financial Services, Inc.|3808
XLI|INDUSTRIAL SPDR|BARD|Robert W. Baird & Co. Incorporated|34509
XLI|INDUSTRIAL SPDR|BATM|CBOE TRADING, INC.|59138
XLI|INDUSTRIAL SPDR|BAYC|BAY CREST PARTNERS, LLC|72353
XLI|INDUSTRIAL SPDR|BAYT|BTIG, LLC|26298
XLI|INDUSTRIAL SPDR|BBNT|BB&T SECURITIES, LLC|8711
XLI|INDUSTRIAL SPDR|BERN|Sanford C. Bernstein & Co., LLC|491429
XLI|INDUSTRIAL SPDR|BIDS|BIDS TRADING L.P.|31100
XLI|INDUSTRIAL SPDR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|78912
XLI|INDUSTRIAL SPDR|BLTK|Bulltick, Llc|880
XLI|INDUSTRIAL SPDR|BMOC|BMO Capital Markets Corp.|8614
XLI|INDUSTRIAL SPDR|BNPX|BNP PARIBAS SECURITIES CORP.|1864686
XLI|INDUSTRIAL SPDR|BRGE|Newbridge Securities Corp.|154
XLI|INDUSTRIAL SPDR|BTIG|BTIG, LLC|118593
XLI|INDUSTRIAL SPDR|BYXM|CBOE TRADING, INC.|2866
XLI|INDUSTRIAL SPDR|CABR|Cabrera Capital Markets, Inc.|100
XLI|INDUSTRIAL SPDR|CANT|Cantor Fitzgerald & Co.|33530
XLI|INDUSTRIAL SPDR|CBLC|CITIGROUP GLOBAL MARKETS INC.|20000
XLI|INDUSTRIAL SPDR|CHAS|Charles Schwab & Co., Inc.|10363
XLI|INDUSTRIAL SPDR|CIBP|CIBC World Markets Corp.|324632
XLI|INDUSTRIAL SPDR|CICF|Canaccord Genuity Corp.|520
XLI|INDUSTRIAL SPDR|CIST|Capital Institutional Services, Inc.|10220
XLI|INDUSTRIAL SPDR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|328172
XLI|INDUSTRIAL SPDR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1880
XLI|INDUSTRIAL SPDR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2560686
XLI|INDUSTRIAL SPDR|CSIN|Citadel Securities Institutional LLC|701713
XLI|INDUSTRIAL SPDR|CSMS|CORNERSTONE MACRO LLC|6834
XLI|INDUSTRIAL SPDR|CTDL|Citadel Derivatives Group Llc|1137208
XLI|INDUSTRIAL SPDR|CTLR|CUTLER GROUP, LP|4420
XLI|INDUSTRIAL SPDR|CXCX|CITIGROUP GLOBAL MARKETS INC.|968676
XLI|INDUSTRIAL SPDR|DADA|D.A. Davidson & Co.|6112
XLI|INDUSTRIAL SPDR|DBAB|Deutsche Bank Securities Inc.|531716
XLI|INDUSTRIAL SPDR|DBAX|Deutsche Bank Securities Inc.|1447000
XLI|INDUSTRIAL SPDR|DBUL|Deutsche Bank Securities Inc.|1402
XLI|INDUSTRIAL SPDR|DCHF|Dart Executions, LLC|49248
XLI|INDUSTRIAL SPDR|DEAN|MORGAN STANLEY|129963
XLI|INDUSTRIAL SPDR|DEGS|RONIN PROFESSIONAL LLC|12701
XLI|INDUSTRIAL SPDR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|96905
XLI|INDUSTRIAL SPDR|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|4100
XLI|INDUSTRIAL SPDR|EBXL|EBX LLC|2139600
XLI|INDUSTRIAL SPDR|ECUT|CONVERGEX EXECUTION SOLUTIONS|65602
XLI|INDUSTRIAL SPDR|EDJC|Edward Jones / CDS|93
XLI|INDUSTRIAL SPDR|EDJO|Edward D. Jones & Co., L.P.|7576
XLI|INDUSTRIAL SPDR|EGAM|CBOE TRADING, INC.|85521
XLI|INDUSTRIAL SPDR|EGAW|CBOE TRADING, INC.|3851
XLI|INDUSTRIAL SPDR|EGMT|EG MARKET TECHNOLOGIES LLC|100
XLI|INDUSTRIAL SPDR|EGXM|CBOE TRADING, INC.|13109
XLI|INDUSTRIAL SPDR|EGXW|CBOE TRADING, INC.|269
XLI|INDUSTRIAL SPDR|ETBE|Electronic Transaction Clearing, Inc.|225709
XLI|INDUSTRIAL SPDR|ETCB|ETC BROKERAGE SERVICES, LLC|25
XLI|INDUSTRIAL SPDR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|143689
XLI|INDUSTRIAL SPDR|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|4050
XLI|INDUSTRIAL SPDR|ETRS|E*Trade Securities LLC|110012
XLI|INDUSTRIAL SPDR|FBSB|U.S. Bancorp Investments, Inc.|16866
XLI|INDUSTRIAL SPDR|FCST|INTL FCSTONE FINANCIAL INC.|500
XLI|INDUSTRIAL SPDR|FILL|Tradestation Securities, Inc.|43676
XLI|INDUSTRIAL SPDR|FINX|FINTECH SECURITIES|4689
XLI|INDUSTRIAL SPDR|FMAF|NBCN Inc./ CDS|2771
XLI|INDUSTRIAL SPDR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3100
XLI|INDUSTRIAL SPDR|FQLS|Quantlab Securities LP|790322
XLI|INDUSTRIAL SPDR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|231003
XLI|INDUSTRIAL SPDR|FTBR|Foliofn Investments, Inc.|10265
XLI|INDUSTRIAL SPDR|GBMT|GBM International, Inc.|12740
XLI|INDUSTRIAL SPDR|GEBB|GLOBAL EXECUTION BROKERS, LP|89083
XLI|INDUSTRIAL SPDR|GLIS|TD Securities Inc|365
XLI|INDUSTRIAL SPDR|GLPX|ACS EXECUTION SERVICES, LLC|302362
XLI|INDUSTRIAL SPDR|GSCO|GOLDMAN SACHS & CO. LLC|6277796
XLI|INDUSTRIAL SPDR|GSCS|GOLDMAN SACHS & CO. LLC|173547
XLI|INDUSTRIAL SPDR|GSLT|GOLDMAN SACHS & CO. LLC|497864
XLI|INDUSTRIAL SPDR|GTSZ|GTS SECURITIES LLC|5841814
XLI|INDUSTRIAL SPDR|HRBF|American Enterprise Investment Services Inc.|319907
XLI|INDUSTRIAL SPDR|HSBC|HSBC Securities, Inc.|1855
XLI|INDUSTRIAL SPDR|IATS|INTERACTIVE BROKERS LLC|115427
XLI|INDUSTRIAL SPDR|IBKR|Interactive Brokers Llc|205813
XLI|INDUSTRIAL SPDR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|128
XLI|INDUSTRIAL SPDR|ICBX|INSTINET, LLC|1579787
XLI|INDUSTRIAL SPDR|IEQY|CITADEL SECURITIES LLC|1573864
XLI|INDUSTRIAL SPDR|INCA|INSTINET, LLC|3251845
XLI|INDUSTRIAL SPDR|INJX|INSTINET, LLC|66171
XLI|INDUSTRIAL SPDR|ITGI|ITG Inc.|430436
XLI|INDUSTRIAL SPDR|ITGP|ITG INC.|1432400
XLI|INDUSTRIAL SPDR|JANY|Janney Montgomery Scott Inc.|15579
XLI|INDUSTRIAL SPDR|JEFF|JEFFERIES LLC|1075997
XLI|INDUSTRIAL SPDR|JMPT|JUMP TRADING, LLC|304597
XLI|INDUSTRIAL SPDR|JONE|JonesTrading|2000
XLI|INDUSTRIAL SPDR|JPBX|J.P. MORGAN SECURITIES LLC|446311
XLI|INDUSTRIAL SPDR|JPMX|J.P. Morgan Securities LLC|2092811
XLI|INDUSTRIAL SPDR|JSEB|JANE STREET EXECUTION SERVICES, LLC|259883
XLI|INDUSTRIAL SPDR|JSJX|JANE STREET CAPITAL LLC|1283416
XLI|INDUSTRIAL SPDR|JUTA|JUMP TRADING, LLC|400
XLI|INDUSTRIAL SPDR|KCGM|VIRTU Americas LLC|397202
XLI|INDUSTRIAL SPDR|KRSH|Kershner Securities, LLC|111565
XLI|INDUSTRIAL SPDR|LEHM|Barclays Capital Inc./Le|9155317
XLI|INDUSTRIAL SPDR|LGNT|COR CLEARING LLC|11
XLI|INDUSTRIAL SPDR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|53583
XLI|INDUSTRIAL SPDR|LIME|Lime Brokerage LLC|73012
XLI|INDUSTRIAL SPDR|LMGP|LIME BROKERAGE LLC|2900
XLI|INDUSTRIAL SPDR|LSCI|Lek Securities Corporation|117020
XLI|INDUSTRIAL SPDR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|12200
XLI|INDUSTRIAL SPDR|MACC|Mid Atlantic Capital Corporation|7558
XLI|INDUSTRIAL SPDR|MAXM|Maxim Group LLC|126368
XLI|INDUSTRIAL SPDR|MBTS|ALLY INVEST SECURITIES LLC|100
XLI|INDUSTRIAL SPDR|MCMF|Raymond James Ltd. Cds|838
XLI|INDUSTRIAL SPDR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1638752
XLI|INDUSTRIAL SPDR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|127941
XLI|INDUSTRIAL SPDR|MOTF|MOTIF INVESTING, INC.|3
XLI|INDUSTRIAL SPDR|MRBA|IBN FINANCIAL SERVICES, INC.|65
XLI|INDUSTRIAL SPDR|MSCO|MORGAN STANLEY & CO. LLC|8844550
XLI|INDUSTRIAL SPDR|MSPL|MORGAN STANLEY & CO. LLC|2293700
XLI|INDUSTRIAL SPDR|MSTX|MORGAN STANLEY & CO. LLC|532200
XLI|INDUSTRIAL SPDR|MTON|MILLINGTON SECURITIES, INC.|13035
XLI|INDUSTRIAL SPDR|NATL|National Securities Corporation|153
XLI|INDUSTRIAL SPDR|NBCS|NBC Securities, INC.|575
XLI|INDUSTRIAL SPDR|NEUB|NEUBERGER BERMAN BD LLC|274
XLI|INDUSTRIAL SPDR|NFSC|National Financial Services LLC|733081
XLI|INDUSTRIAL SPDR|NITE|VIRTU Americas LLC|3625875
XLI|INDUSTRIAL SPDR|NITP|VIRTU Americas LLC|571215
XLI|INDUSTRIAL SPDR|NMRA|Nomura Securities International, Inc.|903700
XLI|INDUSTRIAL SPDR|NQRB|Brut, LLC|85269
XLI|INDUSTRIAL SPDR|NTBF|BMO Nesbitt Burns Inc./CDS|490
XLI|INDUSTRIAL SPDR|OHOS|TWO SIGMA SECURITIES, LLC|634460
XLI|INDUSTRIAL SPDR|OLDM|OLD MISSION CAPITAL, LLC|840
XLI|INDUSTRIAL SPDR|OPCO|Oppenheimer & Co. Inc.|11842
XLI|INDUSTRIAL SPDR|PASL|Pershing Advisor Solutions LLC|365
XLI|INDUSTRIAL SPDR|PDQM|CODA MARKETS, INC.|193878
XLI|INDUSTRIAL SPDR|PHLY|NASDAQ Execution Services, LLC|9000
XLI|INDUSTRIAL SPDR|PICT|Pictet Overseas Inc.|16200
XLI|INDUSTRIAL SPDR|PIPR|Piper Jaffray & Co.|116694
XLI|INDUSTRIAL SPDR|PRJX|JUMP TRADING, LLC|644287
XLI|INDUSTRIAL SPDR|PUMA|Puma Capital, Llc|13035
XLI|INDUSTRIAL SPDR|PWJC|UBS Financial Services, Inc.|6729
XLI|INDUSTRIAL SPDR|QMSR|QUATTRO M SECURITIES INC.|319119
XLI|INDUSTRIAL SPDR|RBCM|RBC CAPITAL MARKETS, LLC|42305
XLI|INDUSTRIAL SPDR|RGLD|Regal Securities, Inc|43
XLI|INDUSTRIAL SPDR|RHCO|Suntrust Robinson Humphrey, Inc.|5520
XLI|INDUSTRIAL SPDR|SAGL|SAGETRADER, LLC|310254
XLI|INDUSTRIAL SPDR|SALI|INTL FCSTONE FINANCIAL INC.|1185
XLI|INDUSTRIAL SPDR|SBSH|Citigroup Global Markets Inc.|1673261
XLI|INDUSTRIAL SPDR|SCMC|Scotia Capital Markets (USA) Inc.|1200000
XLI|INDUSTRIAL SPDR|SEIC|SEI Investments Distribution Co.|2607
XLI|INDUSTRIAL SPDR|SGMT|GOLDMAN SACHS & CO. LLC|1625004
XLI|INDUSTRIAL SPDR|SHMR|ABN Amro Clearing LLC|1092
XLI|INDUSTRIAL SPDR|SPDR|SPEEDROUTE LLC|37545
XLI|INDUSTRIAL SPDR|SPHN|Stephens Inc.|67
XLI|INDUSTRIAL SPDR|STFL|Stifel, Nicolaus & Company, Incorporated|33309
XLI|INDUSTRIAL SPDR|SWIM|TD Ameritrade, Inc.|78722
XLI|INDUSTRIAL SPDR|SWST|Hilltop Securities Inc.|8045
XLI|INDUSTRIAL SPDR|TKNG|ALLY INVEST SECURITIES LLC|977
XLI|INDUSTRIAL SPDR|TRBT|Tradebot Systems, Inc.|7519236
XLI|INDUSTRIAL SPDR|TRCM|TRC MARKETS LLC|4726676
XLI|INDUSTRIAL SPDR|TWTT|TASTYWORKS, INC.|4507
XLI|INDUSTRIAL SPDR|UBSA|UBS SECURITIES LLC|4215630
XLI|INDUSTRIAL SPDR|UBSS|UBS Securities LLC|4086632
XLI|INDUSTRIAL SPDR|VALX|VIRTU AMERICAS LLC|318868
XLI|INDUSTRIAL SPDR|VGRD|Vanguard Marketing Corporation|47305
XLI|INDUSTRIAL SPDR|WBET|Wallachbeth Capital LLC|89296
XLI|INDUSTRIAL SPDR|WBLR|WILLIAM BLAIR|709
XLI|INDUSTRIAL SPDR|WCHV|WELLS FARGO SECURITIES, LLC|1379469
XLI|INDUSTRIAL SPDR|WEDB|WEDBUSH SECURITIES INC.|28269
XLI|INDUSTRIAL SPDR|WEED|Weeden & Co.L.P.|5793
XLI|INDUSTRIAL SPDR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|114791
XLI|INDUSTRIAL SPDR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|361535
XLI|INDUSTRIAL SPDR|WGIF|CIBC World Markets Inc.|312
XLI|INDUSTRIAL SPDR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|446
XLI|INDUSTRIAL SPDR|WSEA|WOLVERINE SECURITIES, LLC|46441
XLI|INDUSTRIAL SPDR|XIST|INSTINET, LLC|81000
XLI|INDUSTRIAL SPDR|XPUS|XP SECURITIES, LLC|98916
XLI|INDUSTRIAL SPDR|XSTM|NATIONAL FINANCIAL SERVICES LLC|53656
XLI|INDUSTRIAL SPDR|YKNA|COMHAR CAPITAL MARKETS, LLC|5676
XLI|INDUSTRIAL SPDR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|290257
XLK|TECHNOLOGY SPDR|ABLE|NATIXIS Securities Americas LLC|28437
XLK|TECHNOLOGY SPDR|ADAM|CANACCORD GENUITY INC.|400
XLK|TECHNOLOGY SPDR|AGIS|Aegis Capital Corp.|4045
XLK|TECHNOLOGY SPDR|ALTX|Alternet Securities Inc.|42986
XLK|TECHNOLOGY SPDR|ANOS|ABEL/NOSER, L.L.C.|1419
XLK|TECHNOLOGY SPDR|APCC|Apex Clearing Corporation|29084
XLK|TECHNOLOGY SPDR|AURC|Aurora Capital LLC|350
XLK|TECHNOLOGY SPDR|BALE|M&T SECURITIES, INC.|2089
XLK|TECHNOLOGY SPDR|BANK|Primevest Financial Services, Inc.|1806
XLK|TECHNOLOGY SPDR|BARD|Robert W. Baird & Co. Incorporated|18182
XLK|TECHNOLOGY SPDR|BATM|CBOE TRADING, INC.|57008
XLK|TECHNOLOGY SPDR|BAYC|BAY CREST PARTNERS, LLC|75902
XLK|TECHNOLOGY SPDR|BAYT|BTIG, LLC|57400
XLK|TECHNOLOGY SPDR|BBNT|BB&T SECURITIES, LLC|43582
XLK|TECHNOLOGY SPDR|BERN|Sanford C. Bernstein & Co., LLC|127193
XLK|TECHNOLOGY SPDR|BIDS|BIDS TRADING L.P.|15200
XLK|TECHNOLOGY SPDR|BIMI|Banca IMI Securities Corp.|10
XLK|TECHNOLOGY SPDR|BKCM|BNY Mellon Capital Markets LLC|150
XLK|TECHNOLOGY SPDR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|104878
XLK|TECHNOLOGY SPDR|BLKX|INSTINET, LLC|28800
XLK|TECHNOLOGY SPDR|BLTK|Bulltick, Llc|830
XLK|TECHNOLOGY SPDR|BMAK|BMA SECURITIES|300
XLK|TECHNOLOGY SPDR|BNPX|BNP PARIBAS SECURITIES CORP.|2765563
XLK|TECHNOLOGY SPDR|BRGE|Newbridge Securities Corp.|73
XLK|TECHNOLOGY SPDR|BTIG|BTIG, LLC|11800
XLK|TECHNOLOGY SPDR|BYXM|CBOE TRADING, INC.|2387
XLK|TECHNOLOGY SPDR|CABR|Cabrera Capital Markets, Inc.|1100
XLK|TECHNOLOGY SPDR|CANT|Cantor Fitzgerald & Co.|36229
XLK|TECHNOLOGY SPDR|CHAS|Charles Schwab & Co., Inc.|66398
XLK|TECHNOLOGY SPDR|CIBP|CIBC World Markets Corp.|369875
XLK|TECHNOLOGY SPDR|CICF|Canaccord Genuity Corp.|2265
XLK|TECHNOLOGY SPDR|CIST|Capital Institutional Services, Inc.|24516
XLK|TECHNOLOGY SPDR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|85889
XLK|TECHNOLOGY SPDR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|510
XLK|TECHNOLOGY SPDR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
XLK|TECHNOLOGY SPDR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1967999
XLK|TECHNOLOGY SPDR|CSIN|Citadel Securities Institutional LLC|358204
XLK|TECHNOLOGY SPDR|CTDE|CHOICETRADE|1
XLK|TECHNOLOGY SPDR|CTDL|Citadel Derivatives Group Llc|948325
XLK|TECHNOLOGY SPDR|CTLR|CUTLER GROUP, LP|200
XLK|TECHNOLOGY SPDR|CXCX|CITIGROUP GLOBAL MARKETS INC.|976822
XLK|TECHNOLOGY SPDR|DADA|D.A. Davidson & Co.|1875
XLK|TECHNOLOGY SPDR|DAVA|Davenport & Company LLC|2313
XLK|TECHNOLOGY SPDR|DBAB|Deutsche Bank Securities Inc.|1978563
XLK|TECHNOLOGY SPDR|DBAX|Deutsche Bank Securities Inc.|1734300
XLK|TECHNOLOGY SPDR|DCHF|Dart Executions, LLC|39244
XLK|TECHNOLOGY SPDR|DEAN|MORGAN STANLEY|72671
XLK|TECHNOLOGY SPDR|DEGS|RONIN PROFESSIONAL LLC|20800
XLK|TECHNOLOGY SPDR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3253
XLK|TECHNOLOGY SPDR|DOTC|Dougherty & Company LLC|4700
XLK|TECHNOLOGY SPDR|EBXL|EBX LLC|1535200
XLK|TECHNOLOGY SPDR|ECUT|CONVERGEX EXECUTION SOLUTIONS|165494
XLK|TECHNOLOGY SPDR|EDJC|Edward Jones / CDS|1132
XLK|TECHNOLOGY SPDR|EDJO|Edward D. Jones & Co., L.P.|18288
XLK|TECHNOLOGY SPDR|EGAM|CBOE TRADING, INC.|58530
XLK|TECHNOLOGY SPDR|EGAW|CBOE TRADING, INC.|9780
XLK|TECHNOLOGY SPDR|EGXM|CBOE TRADING, INC.|22021
XLK|TECHNOLOGY SPDR|EGXW|CBOE TRADING, INC.|1322
XLK|TECHNOLOGY SPDR|ETBE|Electronic Transaction Clearing, Inc.|350469
XLK|TECHNOLOGY SPDR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|59942
XLK|TECHNOLOGY SPDR|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|1050
XLK|TECHNOLOGY SPDR|ETRS|E*Trade Securities LLC|329254
XLK|TECHNOLOGY SPDR|FBSB|U.S. Bancorp Investments, Inc.|1884
XLK|TECHNOLOGY SPDR|FCST|INTL FCSTONE FINANCIAL INC.|1900
XLK|TECHNOLOGY SPDR|FFSI|Firstrade Securities Inc.|20
XLK|TECHNOLOGY SPDR|FIDT|Fidelity Clearing Canada ULC./ CDS|3810
XLK|TECHNOLOGY SPDR|FILL|Tradestation Securities, Inc.|89791
XLK|TECHNOLOGY SPDR|FINX|FINTECH SECURITIES|11201
XLK|TECHNOLOGY SPDR|FMAF|NBCN Inc./ CDS|629709
XLK|TECHNOLOGY SPDR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|10855
XLK|TECHNOLOGY SPDR|FQLS|Quantlab Securities LP|1009410
XLK|TECHNOLOGY SPDR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|234749
XLK|TECHNOLOGY SPDR|FSRP|FIRST REPUBLIC SECURITIES COMPANY, LLC|160400
XLK|TECHNOLOGY SPDR|FTBR|Foliofn Investments, Inc.|40709
XLK|TECHNOLOGY SPDR|GBMT|GBM International, Inc.|9193
XLK|TECHNOLOGY SPDR|GEBB|GLOBAL EXECUTION BROKERS, LP|3100
XLK|TECHNOLOGY SPDR|GFRY|JUMP TRADING, LLC|546640
XLK|TECHNOLOGY SPDR|GLIS|TD Securities Inc|4594
XLK|TECHNOLOGY SPDR|GLPX|ACS EXECUTION SERVICES, LLC|424775
XLK|TECHNOLOGY SPDR|GSCO|GOLDMAN SACHS & CO. LLC|6492644
XLK|TECHNOLOGY SPDR|GSCS|GOLDMAN SACHS & CO. LLC|22787
XLK|TECHNOLOGY SPDR|GSLT|GOLDMAN SACHS & CO. LLC|417250
XLK|TECHNOLOGY SPDR|GTSZ|GTS SECURITIES LLC|8752900
XLK|TECHNOLOGY SPDR|HAPX|HAP Trading, LLC|3249
XLK|TECHNOLOGY SPDR|HRBF|American Enterprise Investment Services Inc.|112335
XLK|TECHNOLOGY SPDR|HSBC|HSBC Securities, Inc.|17777
XLK|TECHNOLOGY SPDR|IATS|INTERACTIVE BROKERS LLC|163629
XLK|TECHNOLOGY SPDR|IBKR|Interactive Brokers Llc|369859
XLK|TECHNOLOGY SPDR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|181
XLK|TECHNOLOGY SPDR|ICBX|INSTINET, LLC|2232650
XLK|TECHNOLOGY SPDR|IEQY|CITADEL SECURITIES LLC|5916192
XLK|TECHNOLOGY SPDR|INCA|INSTINET, LLC|3862972
XLK|TECHNOLOGY SPDR|INJX|INSTINET, LLC|9321
XLK|TECHNOLOGY SPDR|ITGI|ITG Inc.|1178356
XLK|TECHNOLOGY SPDR|ITGP|ITG INC.|1761000
XLK|TECHNOLOGY SPDR|JANY|Janney Montgomery Scott Inc.|126768
XLK|TECHNOLOGY SPDR|JEFF|JEFFERIES LLC|143607
XLK|TECHNOLOGY SPDR|JMPT|JUMP TRADING, LLC|243854
XLK|TECHNOLOGY SPDR|JPBX|J.P. MORGAN SECURITIES LLC|1586482
XLK|TECHNOLOGY SPDR|JPMX|J.P. Morgan Securities LLC|2598045
XLK|TECHNOLOGY SPDR|JSEB|JANE STREET EXECUTION SERVICES, LLC|479974
XLK|TECHNOLOGY SPDR|JSJX|JANE STREET CAPITAL LLC|1821811
XLK|TECHNOLOGY SPDR|KCGM|VIRTU Americas LLC|610106
XLK|TECHNOLOGY SPDR|LEHM|Barclays Capital Inc./Le|7288116
XLK|TECHNOLOGY SPDR|LGNT|COR CLEARING LLC|33
XLK|TECHNOLOGY SPDR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|5779
XLK|TECHNOLOGY SPDR|LIME|Lime Brokerage LLC|2945583
XLK|TECHNOLOGY SPDR|LIWM|LIME BROKERAGE LLC|1165
XLK|TECHNOLOGY SPDR|LMGP|LIME BROKERAGE LLC|19800
XLK|TECHNOLOGY SPDR|LSCI|Lek Securities Corporation|180815
XLK|TECHNOLOGY SPDR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
XLK|TECHNOLOGY SPDR|MACC|Mid Atlantic Capital Corporation|4407
XLK|TECHNOLOGY SPDR|MAXM|Maxim Group LLC|32271
XLK|TECHNOLOGY SPDR|MCMF|Raymond James Ltd. Cds|10256
XLK|TECHNOLOGY SPDR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1578144
XLK|TECHNOLOGY SPDR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|128719
XLK|TECHNOLOGY SPDR|MOTF|MOTIF INVESTING, INC.|21
XLK|TECHNOLOGY SPDR|MPSG|E D & F Man Capital Markets Inc.|5141
XLK|TECHNOLOGY SPDR|MSCO|MORGAN STANLEY & CO. LLC|9884988
XLK|TECHNOLOGY SPDR|MSPL|MORGAN STANLEY & CO. LLC|2496300
XLK|TECHNOLOGY SPDR|MSTX|MORGAN STANLEY & CO. LLC|1203000
XLK|TECHNOLOGY SPDR|NATL|National Securities Corporation|395
XLK|TECHNOLOGY SPDR|NBCS|NBC Securities, INC.|218
XLK|TECHNOLOGY SPDR|NEUB|NEUBERGER BERMAN BD LLC|500
XLK|TECHNOLOGY SPDR|NFSC|National Financial Services LLC|1767334
XLK|TECHNOLOGY SPDR|NITE|VIRTU Americas LLC|5596852
XLK|TECHNOLOGY SPDR|NITP|VIRTU Americas LLC|326734
XLK|TECHNOLOGY SPDR|NMRA|Nomura Securities International, Inc.|22800
XLK|TECHNOLOGY SPDR|NORM|JUMP TRADING, LLC|191878
XLK|TECHNOLOGY SPDR|NQRB|Brut, LLC|52291
XLK|TECHNOLOGY SPDR|NTBF|BMO Nesbitt Burns Inc./CDS|3893
XLK|TECHNOLOGY SPDR|NTRC|Northern Trust Securities, Inc.|19304
XLK|TECHNOLOGY SPDR|OHOS|TWO SIGMA SECURITIES, LLC|512728
XLK|TECHNOLOGY SPDR|OPCO|Oppenheimer & Co. Inc.|74050
XLK|TECHNOLOGY SPDR|PCFF|Pacific International Securities Inc./CDS|125
XLK|TECHNOLOGY SPDR|PDQM|CODA MARKETS, INC.|359084
XLK|TECHNOLOGY SPDR|PHLY|NASDAQ Execution Services, LLC|19600
XLK|TECHNOLOGY SPDR|PICT|Pictet Overseas Inc.|123102
XLK|TECHNOLOGY SPDR|PWJC|UBS Financial Services, Inc.|21848
XLK|TECHNOLOGY SPDR|QMSR|QUATTRO M SECURITIES INC.|300937
XLK|TECHNOLOGY SPDR|RBCM|RBC CAPITAL MARKETS, LLC|23501
XLK|TECHNOLOGY SPDR|RGLD|Regal Securities, Inc|390
XLK|TECHNOLOGY SPDR|SAGL|SAGETRADER, LLC|499794
XLK|TECHNOLOGY SPDR|SALI|INTL FCSTONE FINANCIAL INC.|4812
XLK|TECHNOLOGY SPDR|SBSH|Citigroup Global Markets Inc.|7056813
XLK|TECHNOLOGY SPDR|SCMC|Scotia Capital Markets (USA) Inc.|1200000
XLK|TECHNOLOGY SPDR|SEIC|SEI Investments Distribution Co.|15584
XLK|TECHNOLOGY SPDR|SGMT|GOLDMAN SACHS & CO. LLC|1346805
XLK|TECHNOLOGY SPDR|SHMR|ABN Amro Clearing LLC|20094
XLK|TECHNOLOGY SPDR|SOGO|Wang Investment Associates, Inc.|55
XLK|TECHNOLOGY SPDR|SPDR|SPEEDROUTE LLC|83858
XLK|TECHNOLOGY SPDR|SPHN|Stephens Inc.|4437
XLK|TECHNOLOGY SPDR|SSBS|STATE STREET GLOBAL MARKETS, LLC|300
XLK|TECHNOLOGY SPDR|STFL|Stifel, Nicolaus & Company, Incorporated|28459
XLK|TECHNOLOGY SPDR|STKP|STOCKPILE INVESTMENTS, INC.|34
XLK|TECHNOLOGY SPDR|SWIM|TD Ameritrade, Inc.|323390
XLK|TECHNOLOGY SPDR|SWST|Hilltop Securities Inc.|45242
XLK|TECHNOLOGY SPDR|TKNG|ALLY INVEST SECURITIES LLC|3566
XLK|TECHNOLOGY SPDR|TMBR|Timber Hill LLC|40
XLK|TECHNOLOGY SPDR|TRBT|Tradebot Systems, Inc.|4507758
XLK|TECHNOLOGY SPDR|TRCM|TRC MARKETS LLC|8917473
XLK|TECHNOLOGY SPDR|TWTT|TASTYWORKS, INC.|2460
XLK|TECHNOLOGY SPDR|UBSA|UBS SECURITIES LLC|4068138
XLK|TECHNOLOGY SPDR|UBSS|UBS Securities LLC|3056874
XLK|TECHNOLOGY SPDR|VALX|VIRTU AMERICAS LLC|467065
XLK|TECHNOLOGY SPDR|VGRD|Vanguard Marketing Corporation|129822
XLK|TECHNOLOGY SPDR|VSIN|Vision Financial Markets Llc|16
XLK|TECHNOLOGY SPDR|WBET|Wallachbeth Capital LLC|90863
XLK|TECHNOLOGY SPDR|WBLR|WILLIAM BLAIR|959
XLK|TECHNOLOGY SPDR|WCHV|WELLS FARGO SECURITIES, LLC|648354
XLK|TECHNOLOGY SPDR|WEDB|WEDBUSH SECURITIES INC.|1697
XLK|TECHNOLOGY SPDR|WEED|Weeden & Co.L.P.|6567
XLK|TECHNOLOGY SPDR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|59438
XLK|TECHNOLOGY SPDR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|248419
XLK|TECHNOLOGY SPDR|WGIF|CIBC World Markets Inc.|30238
XLK|TECHNOLOGY SPDR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|38
XLK|TECHNOLOGY SPDR|WSEA|WOLVERINE SECURITIES, LLC|66219
XLK|TECHNOLOGY SPDR|XIST|INSTINET, LLC|29000
XLK|TECHNOLOGY SPDR|XPUS|XP SECURITIES, LLC|48379
XLK|TECHNOLOGY SPDR|XSTM|NATIONAL FINANCIAL SERVICES LLC|66074
XLK|TECHNOLOGY SPDR|YKNA|COMHAR CAPITAL MARKETS, LLC|14052
XLK|TECHNOLOGY SPDR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|326326
XLNX|XILINX, INC.|ABLE|NATIXIS Securities Americas LLC|9760
XLNX|XILINX, INC.|AGIS|Aegis Capital Corp.|3065
XLNX|XILINX, INC.|ALTX|Alternet Securities Inc.|54041
XLNX|XILINX, INC.|ANDG|Andrew Garrett Inc.|11300
XLNX|XILINX, INC.|ANOS|ABEL/NOSER, L.L.C.|11940
XLNX|XILINX, INC.|APCC|Apex Clearing Corporation|11002
XLNX|XILINX, INC.|BARD|Robert W. Baird & Co. Incorporated|9534
XLNX|XILINX, INC.|BATM|CBOE TRADING, INC.|7675
XLNX|XILINX, INC.|BAYC|BAY CREST PARTNERS, LLC|14958
XLNX|XILINX, INC.|BAYT|BTIG, LLC|121040
XLNX|XILINX, INC.|BBNT|BB&T SECURITIES, LLC|644
XLNX|XILINX, INC.|BERN|Sanford C. Bernstein & Co., LLC|206550
XLNX|XILINX, INC.|BIAD|SAGETRADER, LLC|143
XLNX|XILINX, INC.|BIMI|Banca IMI Securities Corp.|181
XLNX|XILINX, INC.|BKCM|BNY Mellon Capital Markets LLC|13350
XLNX|XILINX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|21126
XLNX|XILINX, INC.|BLKX|INSTINET, LLC|165096
XLNX|XILINX, INC.|BMOC|BMO Capital Markets Corp.|44562
XLNX|XILINX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|557268
XLNX|XILINX, INC.|BTIG|BTIG, LLC|97594
XLNX|XILINX, INC.|BYXM|CBOE TRADING, INC.|9200
XLNX|XILINX, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
XLNX|XILINX, INC.|CABR|Cabrera Capital Markets, Inc.|50
XLNX|XILINX, INC.|CANT|Cantor Fitzgerald & Co.|43490
XLNX|XILINX, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|44152
XLNX|XILINX, INC.|CHAS|Charles Schwab & Co., Inc.|4875
XLNX|XILINX, INC.|CIBP|CIBC World Markets Corp.|178078
XLNX|XILINX, INC.|CIST|Capital Institutional Services, Inc.|2404
XLNX|XILINX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|118780
XLNX|XILINX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6014
XLNX|XILINX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5690
XLNX|XILINX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|653757
XLNX|XILINX, INC.|CTDL|Citadel Derivatives Group Llc|56619
XLNX|XILINX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|98398
XLNX|XILINX, INC.|DADA|D.A. Davidson & Co.|10
XLNX|XILINX, INC.|DAWA|Daiwa Capital Markets America Inc.|3595
XLNX|XILINX, INC.|DBAB|Deutsche Bank Securities Inc.|1546136
XLNX|XILINX, INC.|DBAX|Deutsche Bank Securities Inc.|474100
XLNX|XILINX, INC.|DBUL|Deutsche Bank Securities Inc.|717
XLNX|XILINX, INC.|DCHF|Dart Executions, LLC|3703
XLNX|XILINX, INC.|DEAN|MORGAN STANLEY|37291
XLNX|XILINX, INC.|DEGS|RONIN PROFESSIONAL LLC|4842
XLNX|XILINX, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3563
XLNX|XILINX, INC.|DRWK|DRW SECURITIES, L.L.C.|115590
XLNX|XILINX, INC.|EBXL|EBX LLC|358700
XLNX|XILINX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|6116
XLNX|XILINX, INC.|EDJO|Edward D. Jones & Co., L.P.|1367
XLNX|XILINX, INC.|EGAM|CBOE TRADING, INC.|56498
XLNX|XILINX, INC.|EGAW|CBOE TRADING, INC.|100
XLNX|XILINX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1296
XLNX|XILINX, INC.|EGXM|CBOE TRADING, INC.|7504
XLNX|XILINX, INC.|EGXW|CBOE TRADING, INC.|100
XLNX|XILINX, INC.|ESPO|ESPOSITO SECURITIES, LLC|488
XLNX|XILINX, INC.|ETBE|Electronic Transaction Clearing, Inc.|110410
XLNX|XILINX, INC.|ETCC|Electronic Transaction Clearing, Inc.|7162
XLNX|XILINX, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|5844
XLNX|XILINX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|45006
XLNX|XILINX, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
XLNX|XILINX, INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|407840
XLNX|XILINX, INC.|ETRS|E*Trade Securities LLC|138442
XLNX|XILINX, INC.|FBCO|Credit Suisse Securities (USA) LLC|1991866
XLNX|XILINX, INC.|FILL|Tradestation Securities, Inc.|14524
XLNX|XILINX, INC.|FINX|FINTECH SECURITIES|23530
XLNX|XILINX, INC.|FMAF|NBCN Inc./ CDS|3982
XLNX|XILINX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|313502
XLNX|XILINX, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4386
XLNX|XILINX, INC.|FQLS|Quantlab Securities LP|743769
XLNX|XILINX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130113
XLNX|XILINX, INC.|FTBR|Foliofn Investments, Inc.|2432
XLNX|XILINX, INC.|GBMT|GBM International, Inc.|1600
XLNX|XILINX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|158784
XLNX|XILINX, INC.|GELP|RBC CAPITAL MARKETS, LLC|1705
XLNX|XILINX, INC.|GLIS|TD Securities Inc|50
XLNX|XILINX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|156674
XLNX|XILINX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|4237985
XLNX|XILINX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|103364
XLNX|XILINX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|12190
XLNX|XILINX, INC.|GTSZ|GTS SECURITIES LLC|593436
XLNX|XILINX, INC.|HAPX|HAP Trading, LLC|839
XLNX|XILINX, INC.|HRBF|American Enterprise Investment Services Inc.|4780
XLNX|XILINX, INC.|HSBC|HSBC Securities, Inc.|49192
XLNX|XILINX, INC.|IATS|INTERACTIVE BROKERS LLC|20890
XLNX|XILINX, INC.|IBKR|Interactive Brokers Llc|175819
XLNX|XILINX, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|32
XLNX|XILINX, INC.|ICBX|INSTINET, LLC|80199
XLNX|XILINX, INC.|IEQY|CITADEL SECURITIES LLC|428802
XLNX|XILINX, INC.|INCA|INSTINET, LLC|1237670
XLNX|XILINX, INC.|INJX|INSTINET, LLC|62479
XLNX|XILINX, INC.|ITGI|ITG Inc.|156618
XLNX|XILINX, INC.|ITGP|ITG INC.|530400
XLNX|XILINX, INC.|JANY|Janney Montgomery Scott Inc.|112
XLNX|XILINX, INC.|JEFF|JEFFERIES LLC|328464
XLNX|XILINX, INC.|JMPT|JUMP TRADING, LLC|186758
XLNX|XILINX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|313514
XLNX|XILINX, INC.|JPMX|J.P. Morgan Securities LLC|684727
XLNX|XILINX, INC.|JSJX|JANE STREET CAPITAL LLC|85022
XLNX|XILINX, INC.|KCGM|VIRTU Americas LLC|69718
XLNX|XILINX, INC.|KCRD|PHX FINANCIAL, INC.|12037
XLNX|XILINX, INC.|LEHM|Barclays Capital Inc./Le|2215673
XLNX|XILINX, INC.|LGNT|COR CLEARING LLC|2
XLNX|XILINX, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|4135
XLNX|XILINX, INC.|LIME|Lime Brokerage LLC|360511
XLNX|XILINX, INC.|LMGP|LIME BROKERAGE LLC|3777
XLNX|XILINX, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|728798
XLNX|XILINX, INC.|LOOP|Loop Capital Markets LLC|2089
XLNX|XILINX, INC.|LQNA|LIQUIDNET, INC.|371100
XLNX|XILINX, INC.|LQNB|LIQUIDNET, INC.|5000
XLNX|XILINX, INC.|LSCI|Lek Securities Corporation|2821
XLNX|XILINX, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2930
XLNX|XILINX, INC.|MAXM|Maxim Group LLC|6555
XLNX|XILINX, INC.|MBTS|ALLY INVEST SECURITIES LLC|50
XLNX|XILINX, INC.|MCBT|Moors & Cabot, Inc.|150
XLNX|XILINX, INC.|MCMF|Raymond James Ltd. Cds|598
XLNX|XILINX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|232140
XLNX|XILINX, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
XLNX|XILINX, INC.|MOTF|MOTIF INVESTING, INC.|55
XLNX|XILINX, INC.|MSCO|MORGAN STANLEY & CO. LLC|5356598
XLNX|XILINX, INC.|MSPL|MORGAN STANLEY & CO. LLC|509000
XLNX|XILINX, INC.|MSTX|MORGAN STANLEY & CO. LLC|184400
XLNX|XILINX, INC.|MTON|MILLINGTON SECURITIES, INC.|240275
XLNX|XILINX, INC.|MZHO|Mizuho Securities USA LLC|46300
XLNX|XILINX, INC.|NFSC|National Financial Services LLC|393059
XLNX|XILINX, INC.|NITE|VIRTU Americas LLC|894756
XLNX|XILINX, INC.|NITP|VIRTU Americas LLC|7253
XLNX|XILINX, INC.|NMRA|Nomura Securities International, Inc.|300
XLNX|XILINX, INC.|NQRB|Brut, LLC|65031
XLNX|XILINX, INC.|OHOS|TWO SIGMA SECURITIES, LLC|210540
XLNX|XILINX, INC.|OLDM|OLD MISSION CAPITAL, LLC|16457
XLNX|XILINX, INC.|OPCO|Oppenheimer & Co. Inc.|2713
XLNX|XILINX, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|12915
XLNX|XILINX, INC.|PCPT|PHILLIP CAPITAL INC.|7750
XLNX|XILINX, INC.|PDQM|CODA MARKETS, INC.|578810
XLNX|XILINX, INC.|PHLY|NASDAQ Execution Services, LLC|12000
XLNX|XILINX, INC.|PICT|Pictet Overseas Inc.|1070
XLNX|XILINX, INC.|PIPR|Piper Jaffray & Co.|800
XLNX|XILINX, INC.|PUMA|Puma Capital, Llc|27133
XLNX|XILINX, INC.|PUMX|Puma Capital, LLC|300
XLNX|XILINX, INC.|PWJC|UBS Financial Services, Inc.|251
XLNX|XILINX, INC.|RAJA|Raymond James & Associates, Inc.|15563
XLNX|XILINX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|1288
XLNX|XILINX, INC.|RGLD|Regal Securities, Inc|300
XLNX|XILINX, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|57218
XLNX|XILINX, INC.|SAGL|SAGETRADER, LLC|100560
XLNX|XILINX, INC.|SAGW|SAGETRADER, LLC|1470
XLNX|XILINX, INC.|SALI|INTL FCSTONE FINANCIAL INC.|806
XLNX|XILINX, INC.|SBSH|Citigroup Global Markets Inc.|1011727
XLNX|XILINX, INC.|SEIC|SEI Investments Distribution Co.|700
XLNX|XILINX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|408251
XLNX|XILINX, INC.|SIBO|Prime Executions, Inc.|600
XLNX|XILINX, INC.|SJLS|TRADE INFORMATICS LLC|29747
XLNX|XILINX, INC.|SOGO|Wang Investment Associates, Inc.|2500
XLNX|XILINX, INC.|SPDR|SPEEDROUTE LLC|27254
XLNX|XILINX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|6045
XLNX|XILINX, INC.|STKP|STOCKPILE INVESTMENTS, INC.|52
XLNX|XILINX, INC.|STXG|Stockcross Financial Services, Inc.|1
XLNX|XILINX, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|117
XLNX|XILINX, INC.|SWIM|TD Ameritrade, Inc.|147006
XLNX|XILINX, INC.|SWST|Hilltop Securities Inc.|4620
XLNX|XILINX, INC.|TAGC|TELSEY ADVISORY GROUP LLC|600
XLNX|XILINX, INC.|TKNG|ALLY INVEST SECURITIES LLC|1402
XLNX|XILINX, INC.|TMBR|Timber Hill LLC|9512
XLNX|XILINX, INC.|TONC|CUTTONE & CO., LLC|1550
XLNX|XILINX, INC.|TRBT|Tradebot Systems, Inc.|489392
XLNX|XILINX, INC.|TRCM|TRC MARKETS LLC|918306
XLNX|XILINX, INC.|TTUC|CUTTONE & CO., INC.|7381
XLNX|XILINX, INC.|TWTT|TASTYWORKS, INC.|600
XLNX|XILINX, INC.|UBSA|UBS SECURITIES LLC|981070
XLNX|XILINX, INC.|UBSS|UBS Securities LLC|2791721
XLNX|XILINX, INC.|VALX|VIRTU AMERICAS LLC|35468
XLNX|XILINX, INC.|VGRD|Vanguard Marketing Corporation|14057
XLNX|XILINX, INC.|VNDM|Wall Street Access|10622
XLNX|XILINX, INC.|WABR|Wall Street Access|67966
XLNX|XILINX, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|21840
XLNX|XILINX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|282971
XLNX|XILINX, INC.|WDNX|WEEDEN & CO.L.P.|2212
XLNX|XILINX, INC.|WEDB|WEDBUSH SECURITIES INC.|14512
XLNX|XILINX, INC.|WEED|Weeden & Co.L.P.|3627
XLNX|XILINX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|36840
XLNX|XILINX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|67480
XLNX|XILINX, INC.|WGIF|CIBC World Markets Inc.|6132
XLNX|XILINX, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|754
XLNX|XILINX, INC.|WORD|Worden Capital Management LLC|1000
XLNX|XILINX, INC.|WSAG|WALL STREET ACCESS|152
XLNX|XILINX, INC.|WSEA|WOLVERINE SECURITIES, LLC|10938
XLNX|XILINX, INC.|XIST|INSTINET, LLC|55970
XLNX|XILINX, INC.|XPQR|Jump Trading|45
XLNX|XILINX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|99458
XLNX|XILINX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|9345
XLNX|XILINX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1422
XLP|CONSUMER STAP SPDR|ABLE|NATIXIS Securities Americas LLC|1029704
XLP|CONSUMER STAP SPDR|ADAM|CANACCORD GENUITY INC.|22080
XLP|CONSUMER STAP SPDR|AGIS|Aegis Capital Corp.|415
XLP|CONSUMER STAP SPDR|ALTX|Alternet Securities Inc.|19980
XLP|CONSUMER STAP SPDR|APCC|Apex Clearing Corporation|11770
XLP|CONSUMER STAP SPDR|BANK|Primevest Financial Services, Inc.|278
XLP|CONSUMER STAP SPDR|BARD|Robert W. Baird & Co. Incorporated|35945
XLP|CONSUMER STAP SPDR|BATM|CBOE TRADING, INC.|84691
XLP|CONSUMER STAP SPDR|BAYC|BAY CREST PARTNERS, LLC|34730
XLP|CONSUMER STAP SPDR|BAYT|BTIG, LLC|57700
XLP|CONSUMER STAP SPDR|BBNT|BB&T SECURITIES, LLC|73380
XLP|CONSUMER STAP SPDR|BERN|Sanford C. Bernstein & Co., LLC|52450
XLP|CONSUMER STAP SPDR|BIDS|BIDS TRADING L.P.|8000
XLP|CONSUMER STAP SPDR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|182819
XLP|CONSUMER STAP SPDR|BLKX|INSTINET, LLC|10000
XLP|CONSUMER STAP SPDR|BNPX|BNP PARIBAS SECURITIES CORP.|5552417
XLP|CONSUMER STAP SPDR|BRGE|Newbridge Securities Corp.|43
XLP|CONSUMER STAP SPDR|BYXM|CBOE TRADING, INC.|1513
XLP|CONSUMER STAP SPDR|CANT|Cantor Fitzgerald & Co.|162944
XLP|CONSUMER STAP SPDR|CHAS|Charles Schwab & Co., Inc.|47798
XLP|CONSUMER STAP SPDR|CHBC|PENSERRA SECURITIES, LLC|136000
XLP|CONSUMER STAP SPDR|CIST|Capital Institutional Services, Inc.|9044
XLP|CONSUMER STAP SPDR|CNFR|Cowen Prime Services LLC|4200
XLP|CONSUMER STAP SPDR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|292434
XLP|CONSUMER STAP SPDR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2667378
XLP|CONSUMER STAP SPDR|CSIN|Citadel Securities Institutional LLC|458626
XLP|CONSUMER STAP SPDR|CTDE|CHOICETRADE|1
XLP|CONSUMER STAP SPDR|CTDL|Citadel Derivatives Group Llc|745798
XLP|CONSUMER STAP SPDR|CXCX|CITIGROUP GLOBAL MARKETS INC.|555376
XLP|CONSUMER STAP SPDR|DADA|D.A. Davidson & Co.|8845
XLP|CONSUMER STAP SPDR|DAVA|Davenport & Company LLC|101
XLP|CONSUMER STAP SPDR|DBAB|Deutsche Bank Securities Inc.|1818319
XLP|CONSUMER STAP SPDR|DBAX|Deutsche Bank Securities Inc.|2392800
XLP|CONSUMER STAP SPDR|DBUL|Deutsche Bank Securities Inc.|138727
XLP|CONSUMER STAP SPDR|DCHF|Dart Executions, LLC|139600
XLP|CONSUMER STAP SPDR|DEAN|MORGAN STANLEY|75840
XLP|CONSUMER STAP SPDR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|21300
XLP|CONSUMER STAP SPDR|DRWC|DRW SECURITIES, L.L.C.|1100
XLP|CONSUMER STAP SPDR|EBXL|EBX LLC|1818800
XLP|CONSUMER STAP SPDR|ECUT|CONVERGEX EXECUTION SOLUTIONS|108884
XLP|CONSUMER STAP SPDR|EDJC|Edward Jones / CDS|311
XLP|CONSUMER STAP SPDR|EDJO|Edward D. Jones & Co., L.P.|10464
XLP|CONSUMER STAP SPDR|EGAM|CBOE TRADING, INC.|27300
XLP|CONSUMER STAP SPDR|EGAW|CBOE TRADING, INC.|6413
XLP|CONSUMER STAP SPDR|EGMT|EG MARKET TECHNOLOGIES LLC|129
XLP|CONSUMER STAP SPDR|EGXM|CBOE TRADING, INC.|24030
XLP|CONSUMER STAP SPDR|ETBE|Electronic Transaction Clearing, Inc.|236824
XLP|CONSUMER STAP SPDR|ETCB|ETC BROKERAGE SERVICES, LLC|2
XLP|CONSUMER STAP SPDR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27042
XLP|CONSUMER STAP SPDR|ETRS|E*Trade Securities LLC|172467
XLP|CONSUMER STAP SPDR|FBSB|U.S. Bancorp Investments, Inc.|1250
XLP|CONSUMER STAP SPDR|FCST|INTL FCSTONE FINANCIAL INC.|5500
XLP|CONSUMER STAP SPDR|FFSI|Firstrade Securities Inc.|204
XLP|CONSUMER STAP SPDR|FILL|Tradestation Securities, Inc.|24487
XLP|CONSUMER STAP SPDR|FINX|FINTECH SECURITIES|4468
XLP|CONSUMER STAP SPDR|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|57600
XLP|CONSUMER STAP SPDR|FMAF|NBCN Inc./ CDS|1932991
XLP|CONSUMER STAP SPDR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15425
XLP|CONSUMER STAP SPDR|FQLS|Quantlab Securities LP|3025668
XLP|CONSUMER STAP SPDR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|282692
XLP|CONSUMER STAP SPDR|FTBR|Foliofn Investments, Inc.|12837
XLP|CONSUMER STAP SPDR|GBMT|GBM International, Inc.|13077
XLP|CONSUMER STAP SPDR|GEBB|GLOBAL EXECUTION BROKERS, LP|124000
XLP|CONSUMER STAP SPDR|GFRY|JUMP TRADING, LLC|175830
XLP|CONSUMER STAP SPDR|GLIS|TD Securities Inc|2000
XLP|CONSUMER STAP SPDR|GLPX|ACS EXECUTION SERVICES, LLC|205757
XLP|CONSUMER STAP SPDR|GSCO|GOLDMAN SACHS & CO. LLC|7672881
XLP|CONSUMER STAP SPDR|GSCS|GOLDMAN SACHS & CO. LLC|149746
XLP|CONSUMER STAP SPDR|GSIC|GLOBAL STRATEGIC INVESTMENTS|60
XLP|CONSUMER STAP SPDR|GSLT|GOLDMAN SACHS & CO. LLC|463461
XLP|CONSUMER STAP SPDR|GTSZ|GTS SECURITIES LLC|6871230
XLP|CONSUMER STAP SPDR|HRBF|American Enterprise Investment Services Inc.|610773
XLP|CONSUMER STAP SPDR|HSBC|HSBC Securities, Inc.|1600
XLP|CONSUMER STAP SPDR|IATS|INTERACTIVE BROKERS LLC|218895
XLP|CONSUMER STAP SPDR|IBKR|Interactive Brokers Llc|401432
XLP|CONSUMER STAP SPDR|ICBX|INSTINET, LLC|1673627
XLP|CONSUMER STAP SPDR|IEQY|CITADEL SECURITIES LLC|939326
XLP|CONSUMER STAP SPDR|INCA|INSTINET, LLC|2452745
XLP|CONSUMER STAP SPDR|INJX|INSTINET, LLC|124564
XLP|CONSUMER STAP SPDR|ITGI|ITG Inc.|193848
XLP|CONSUMER STAP SPDR|ITGP|ITG INC.|1652800
XLP|CONSUMER STAP SPDR|JANY|Janney Montgomery Scott Inc.|222379
XLP|CONSUMER STAP SPDR|JEFF|JEFFERIES LLC|838360
XLP|CONSUMER STAP SPDR|JMPT|JUMP TRADING, LLC|204990
XLP|CONSUMER STAP SPDR|JONE|JonesTrading|1000
XLP|CONSUMER STAP SPDR|JPBX|J.P. MORGAN SECURITIES LLC|416326
XLP|CONSUMER STAP SPDR|JPMX|J.P. Morgan Securities LLC|2800275
XLP|CONSUMER STAP SPDR|JSEB|JANE STREET EXECUTION SERVICES, LLC|847577
XLP|CONSUMER STAP SPDR|JSJX|JANE STREET CAPITAL LLC|2801989
XLP|CONSUMER STAP SPDR|KCGM|VIRTU Americas LLC|514826
XLP|CONSUMER STAP SPDR|LEHM|Barclays Capital Inc./Le|8831530
XLP|CONSUMER STAP SPDR|LGNT|COR CLEARING LLC|27
XLP|CONSUMER STAP SPDR|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3463
XLP|CONSUMER STAP SPDR|LIME|Lime Brokerage LLC|948312
XLP|CONSUMER STAP SPDR|LMGP|LIME BROKERAGE LLC|8020
XLP|CONSUMER STAP SPDR|LOOP|Loop Capital Markets LLC|15775
XLP|CONSUMER STAP SPDR|LSCI|Lek Securities Corporation|1451
XLP|CONSUMER STAP SPDR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|12200
XLP|CONSUMER STAP SPDR|MACC|Mid Atlantic Capital Corporation|1827
XLP|CONSUMER STAP SPDR|MAXM|Maxim Group LLC|188
XLP|CONSUMER STAP SPDR|MBTS|ALLY INVEST SECURITIES LLC|8
XLP|CONSUMER STAP SPDR|MCMF|Raymond James Ltd. Cds|400
XLP|CONSUMER STAP SPDR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1749257
XLP|CONSUMER STAP SPDR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|145381
XLP|CONSUMER STAP SPDR|MOTF|MOTIF INVESTING, INC.|6
XLP|CONSUMER STAP SPDR|MPSG|E D & F Man Capital Markets Inc.|21668
XLP|CONSUMER STAP SPDR|MRBA|IBN FINANCIAL SERVICES, INC.|181
XLP|CONSUMER STAP SPDR|MSCO|MORGAN STANLEY & CO. LLC|9372070
XLP|CONSUMER STAP SPDR|MSPL|MORGAN STANLEY & CO. LLC|2994800
XLP|CONSUMER STAP SPDR|MSTX|MORGAN STANLEY & CO. LLC|954100
XLP|CONSUMER STAP SPDR|NBCS|NBC Securities, INC.|128
XLP|CONSUMER STAP SPDR|NFSC|National Financial Services LLC|1055195
XLP|CONSUMER STAP SPDR|NITE|VIRTU Americas LLC|2869892
XLP|CONSUMER STAP SPDR|NITP|VIRTU Americas LLC|3411236
XLP|CONSUMER STAP SPDR|NMRA|Nomura Securities International, Inc.|886
XLP|CONSUMER STAP SPDR|NQRB|Brut, LLC|875099
XLP|CONSUMER STAP SPDR|NTBF|BMO Nesbitt Burns Inc./CDS|827
XLP|CONSUMER STAP SPDR|OHOS|TWO SIGMA SECURITIES, LLC|316859
XLP|CONSUMER STAP SPDR|OLDM|OLD MISSION CAPITAL, LLC|1530
XLP|CONSUMER STAP SPDR|OPCO|Oppenheimer & Co. Inc.|27854
XLP|CONSUMER STAP SPDR|PDQM|CODA MARKETS, INC.|112976
XLP|CONSUMER STAP SPDR|PHLY|NASDAQ Execution Services, LLC|9200
XLP|CONSUMER STAP SPDR|PICT|Pictet Overseas Inc.|16000
XLP|CONSUMER STAP SPDR|PIPR|Piper Jaffray & Co.|2182
XLP|CONSUMER STAP SPDR|PWJC|UBS Financial Services, Inc.|3433
XLP|CONSUMER STAP SPDR|QMSR|QUATTRO M SECURITIES INC.|84839
XLP|CONSUMER STAP SPDR|RBCM|RBC CAPITAL MARKETS, LLC|82856
XLP|CONSUMER STAP SPDR|ROTH|Roth Capital Partners, LLC|3500
XLP|CONSUMER STAP SPDR|SAGL|SAGETRADER, LLC|100200
XLP|CONSUMER STAP SPDR|SALI|INTL FCSTONE FINANCIAL INC.|200
XLP|CONSUMER STAP SPDR|SBSH|Citigroup Global Markets Inc.|3331441
XLP|CONSUMER STAP SPDR|SEIC|SEI Investments Distribution Co.|13746
XLP|CONSUMER STAP SPDR|SGMT|GOLDMAN SACHS & CO. LLC|1653287
XLP|CONSUMER STAP SPDR|SHMR|ABN Amro Clearing LLC|57900
XLP|CONSUMER STAP SPDR|SPDR|SPEEDROUTE LLC|46851
XLP|CONSUMER STAP SPDR|SPHN|Stephens Inc.|17519
XLP|CONSUMER STAP SPDR|STFL|Stifel, Nicolaus & Company, Incorporated|43298
XLP|CONSUMER STAP SPDR|SWIM|TD Ameritrade, Inc.|194182
XLP|CONSUMER STAP SPDR|SWST|Hilltop Securities Inc.|42813
XLP|CONSUMER STAP SPDR|TKNG|ALLY INVEST SECURITIES LLC|3712
XLP|CONSUMER STAP SPDR|TOUR|TOURMALINE PARTNERS, LLC|10000
XLP|CONSUMER STAP SPDR|TRBT|Tradebot Systems, Inc.|3393038
XLP|CONSUMER STAP SPDR|TRCM|TRC MARKETS LLC|8279760
XLP|CONSUMER STAP SPDR|TWTT|TASTYWORKS, INC.|700
XLP|CONSUMER STAP SPDR|UBSA|UBS SECURITIES LLC|3852936
XLP|CONSUMER STAP SPDR|UBSS|UBS Securities LLC|3174785
XLP|CONSUMER STAP SPDR|VALX|VIRTU AMERICAS LLC|295747
XLP|CONSUMER STAP SPDR|VGRD|Vanguard Marketing Corporation|92649
XLP|CONSUMER STAP SPDR|VNDS|VANDHAM SECURITIES CORP|324
XLP|CONSUMER STAP SPDR|VSIN|Vision Financial Markets Llc|3
XLP|CONSUMER STAP SPDR|WBET|Wallachbeth Capital LLC|102564
XLP|CONSUMER STAP SPDR|WBLR|WILLIAM BLAIR|567
XLP|CONSUMER STAP SPDR|WBPX|SUMMIT SECURITIES GROUP, LLC|1000
XLP|CONSUMER STAP SPDR|WCHV|WELLS FARGO SECURITIES, LLC|1149520
XLP|CONSUMER STAP SPDR|WEDB|WEDBUSH SECURITIES INC.|20963
XLP|CONSUMER STAP SPDR|WEED|Weeden & Co.L.P.|27039
XLP|CONSUMER STAP SPDR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|177520
XLP|CONSUMER STAP SPDR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|6515455
XLP|CONSUMER STAP SPDR|WGIF|CIBC World Markets Inc.|508
XLP|CONSUMER STAP SPDR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|35
XLP|CONSUMER STAP SPDR|WSEA|WOLVERINE SECURITIES, LLC|39005
XLP|CONSUMER STAP SPDR|XSTM|NATIONAL FINANCIAL SERVICES LLC|57250
XLP|CONSUMER STAP SPDR|YKNA|COMHAR CAPITAL MARKETS, LLC|799
XLP|CONSUMER STAP SPDR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|311115
XLRE|REAL ESTATE SPDR FD|AGIS|Aegis Capital Corp.|98
XLRE|REAL ESTATE SPDR FD|ALTX|Alternet Securities Inc.|971
XLRE|REAL ESTATE SPDR FD|APCC|Apex Clearing Corporation|2081
XLRE|REAL ESTATE SPDR FD|AURC|Aurora Capital LLC|208
XLRE|REAL ESTATE SPDR FD|BANK|Primevest Financial Services, Inc.|145
XLRE|REAL ESTATE SPDR FD|BARD|Robert W. Baird & Co. Incorporated|2347
XLRE|REAL ESTATE SPDR FD|BBNT|BB&T SECURITIES, LLC|5162
XLRE|REAL ESTATE SPDR FD|BIDS|BIDS TRADING L.P.|700
XLRE|REAL ESTATE SPDR FD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|74277
XLRE|REAL ESTATE SPDR FD|BNPX|BNP PARIBAS SECURITIES CORP.|569065
XLRE|REAL ESTATE SPDR FD|CANT|Cantor Fitzgerald & Co.|1450
XLRE|REAL ESTATE SPDR FD|CHAS|Charles Schwab & Co., Inc.|5121
XLRE|REAL ESTATE SPDR FD|CICF|Canaccord Genuity Corp.|125
XLRE|REAL ESTATE SPDR FD|CIST|Capital Institutional Services, Inc.|15989
XLRE|REAL ESTATE SPDR FD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|238888
XLRE|REAL ESTATE SPDR FD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|800
XLRE|REAL ESTATE SPDR FD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|392335
XLRE|REAL ESTATE SPDR FD|CSIN|Citadel Securities Institutional LLC|1321555
XLRE|REAL ESTATE SPDR FD|CTDL|Citadel Derivatives Group Llc|1388755
XLRE|REAL ESTATE SPDR FD|CXCX|CITIGROUP GLOBAL MARKETS INC.|91950
XLRE|REAL ESTATE SPDR FD|DADA|D.A. Davidson & Co.|4162
XLRE|REAL ESTATE SPDR FD|DAVA|Davenport & Company LLC|994
XLRE|REAL ESTATE SPDR FD|DBAB|Deutsche Bank Securities Inc.|2455
XLRE|REAL ESTATE SPDR FD|DBAX|Deutsche Bank Securities Inc.|184700
XLRE|REAL ESTATE SPDR FD|DCHF|Dart Executions, LLC|210
XLRE|REAL ESTATE SPDR FD|DEAN|MORGAN STANLEY|8669
XLRE|REAL ESTATE SPDR FD|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|209
XLRE|REAL ESTATE SPDR FD|EBXL|EBX LLC|355300
XLRE|REAL ESTATE SPDR FD|ECUT|CONVERGEX EXECUTION SOLUTIONS|4944
XLRE|REAL ESTATE SPDR FD|EDJO|Edward D. Jones & Co., L.P.|9604
XLRE|REAL ESTATE SPDR FD|EGAM|CBOE TRADING, INC.|15469
XLRE|REAL ESTATE SPDR FD|EGXM|CBOE TRADING, INC.|823
XLRE|REAL ESTATE SPDR FD|ETBE|Electronic Transaction Clearing, Inc.|56217
XLRE|REAL ESTATE SPDR FD|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|5300
XLRE|REAL ESTATE SPDR FD|ETRS|E*Trade Securities LLC|35687
XLRE|REAL ESTATE SPDR FD|FBSB|U.S. Bancorp Investments, Inc.|5
XLRE|REAL ESTATE SPDR FD|FILL|Tradestation Securities, Inc.|392
XLRE|REAL ESTATE SPDR FD|FINX|FINTECH SECURITIES|450
XLRE|REAL ESTATE SPDR FD|FMAF|NBCN Inc./ CDS|7987
XLRE|REAL ESTATE SPDR FD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9277
XLRE|REAL ESTATE SPDR FD|FTBR|Foliofn Investments, Inc.|18312
XLRE|REAL ESTATE SPDR FD|GLIS|TD Securities Inc|34
XLRE|REAL ESTATE SPDR FD|GLPX|ACS EXECUTION SERVICES, LLC|571
XLRE|REAL ESTATE SPDR FD|GSCO|GOLDMAN SACHS & CO. LLC|540936
XLRE|REAL ESTATE SPDR FD|GSLT|GOLDMAN SACHS & CO. LLC|42877
XLRE|REAL ESTATE SPDR FD|GTSZ|GTS SECURITIES LLC|2271885
XLRE|REAL ESTATE SPDR FD|HRBF|American Enterprise Investment Services Inc.|143613
XLRE|REAL ESTATE SPDR FD|HSBC|HSBC Securities, Inc.|400
XLRE|REAL ESTATE SPDR FD|IATS|INTERACTIVE BROKERS LLC|29049
XLRE|REAL ESTATE SPDR FD|IBKR|Interactive Brokers Llc|29983
XLRE|REAL ESTATE SPDR FD|ICBX|INSTINET, LLC|277283
XLRE|REAL ESTATE SPDR FD|IEQY|CITADEL SECURITIES LLC|362687
XLRE|REAL ESTATE SPDR FD|INCA|INSTINET, LLC|166097
XLRE|REAL ESTATE SPDR FD|ITGI|ITG Inc.|8827
XLRE|REAL ESTATE SPDR FD|ITGP|ITG INC.|88800
XLRE|REAL ESTATE SPDR FD|JANY|Janney Montgomery Scott Inc.|3307
XLRE|REAL ESTATE SPDR FD|JEFF|JEFFERIES LLC|11615
XLRE|REAL ESTATE SPDR FD|JMPT|JUMP TRADING, LLC|62300
XLRE|REAL ESTATE SPDR FD|JPMX|J.P. Morgan Securities LLC|294470
XLRE|REAL ESTATE SPDR FD|JSEB|JANE STREET EXECUTION SERVICES, LLC|7294
XLRE|REAL ESTATE SPDR FD|JSJX|JANE STREET CAPITAL LLC|108731
XLRE|REAL ESTATE SPDR FD|KCGM|VIRTU Americas LLC|50478
XLRE|REAL ESTATE SPDR FD|LEHM|Barclays Capital Inc./Le|1015876
XLRE|REAL ESTATE SPDR FD|LGNT|COR CLEARING LLC|8
XLRE|REAL ESTATE SPDR FD|LIME|Lime Brokerage LLC|5705
XLRE|REAL ESTATE SPDR FD|LOOP|Loop Capital Markets LLC|12806
XLRE|REAL ESTATE SPDR FD|LSCI|Lek Securities Corporation|62
XLRE|REAL ESTATE SPDR FD|MACC|Mid Atlantic Capital Corporation|28573
XLRE|REAL ESTATE SPDR FD|MCMF|Raymond James Ltd. Cds|41
XLRE|REAL ESTATE SPDR FD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|174988
XLRE|REAL ESTATE SPDR FD|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1200
XLRE|REAL ESTATE SPDR FD|MSCO|MORGAN STANLEY & CO. LLC|2615195
XLRE|REAL ESTATE SPDR FD|MSPL|MORGAN STANLEY & CO. LLC|83400
XLRE|REAL ESTATE SPDR FD|MSTX|MORGAN STANLEY & CO. LLC|1100
XLRE|REAL ESTATE SPDR FD|NBCS|NBC Securities, INC.|300
XLRE|REAL ESTATE SPDR FD|NFSC|National Financial Services LLC|122940
XLRE|REAL ESTATE SPDR FD|NITE|VIRTU Americas LLC|2010449
XLRE|REAL ESTATE SPDR FD|NITP|VIRTU Americas LLC|1172440
XLRE|REAL ESTATE SPDR FD|NQRB|Brut, LLC|1500
XLRE|REAL ESTATE SPDR FD|NTBF|BMO Nesbitt Burns Inc./CDS|454
XLRE|REAL ESTATE SPDR FD|NTRC|Northern Trust Securities, Inc.|1130
XLRE|REAL ESTATE SPDR FD|OHOS|TWO SIGMA SECURITIES, LLC|25382
XLRE|REAL ESTATE SPDR FD|OPCO|Oppenheimer & Co. Inc.|5552
XLRE|REAL ESTATE SPDR FD|PDQM|CODA MARKETS, INC.|1646
XLRE|REAL ESTATE SPDR FD|PHLY|NASDAQ Execution Services, LLC|800
XLRE|REAL ESTATE SPDR FD|PWJC|UBS Financial Services, Inc.|496
XLRE|REAL ESTATE SPDR FD|RBCM|RBC CAPITAL MARKETS, LLC|29718
XLRE|REAL ESTATE SPDR FD|RCMA|RBC CAPITAL MARKETS ARBITRAGE, S.A.|1500
XLRE|REAL ESTATE SPDR FD|SALI|INTL FCSTONE FINANCIAL INC.|434
XLRE|REAL ESTATE SPDR FD|SBSH|Citigroup Global Markets Inc.|1242154
XLRE|REAL ESTATE SPDR FD|SEIC|SEI Investments Distribution Co.|971
XLRE|REAL ESTATE SPDR FD|SGMT|GOLDMAN SACHS & CO. LLC|104764
XLRE|REAL ESTATE SPDR FD|SPHN|Stephens Inc.|153
XLRE|REAL ESTATE SPDR FD|STFL|Stifel, Nicolaus & Company, Incorporated|6566
XLRE|REAL ESTATE SPDR FD|STXG|Stockcross Financial Services, Inc.|26
XLRE|REAL ESTATE SPDR FD|SWIM|TD Ameritrade, Inc.|31174
XLRE|REAL ESTATE SPDR FD|SWST|Hilltop Securities Inc.|26947
XLRE|REAL ESTATE SPDR FD|TITL|TITLEIST ASSET MANAGEMENT, LTD.|311
XLRE|REAL ESTATE SPDR FD|TKNG|ALLY INVEST SECURITIES LLC|104
XLRE|REAL ESTATE SPDR FD|TRBT|Tradebot Systems, Inc.|364576
XLRE|REAL ESTATE SPDR FD|TRCM|TRC MARKETS LLC|17637
XLRE|REAL ESTATE SPDR FD|UBSA|UBS SECURITIES LLC|493623
XLRE|REAL ESTATE SPDR FD|UBSS|UBS Securities LLC|569834
XLRE|REAL ESTATE SPDR FD|VALX|VIRTU AMERICAS LLC|21429
XLRE|REAL ESTATE SPDR FD|VGRD|Vanguard Marketing Corporation|16677
XLRE|REAL ESTATE SPDR FD|WBET|Wallachbeth Capital LLC|12604
XLRE|REAL ESTATE SPDR FD|WBLR|WILLIAM BLAIR|1004
XLRE|REAL ESTATE SPDR FD|WCHV|WELLS FARGO SECURITIES, LLC|295392
XLRE|REAL ESTATE SPDR FD|WEDB|WEDBUSH SECURITIES INC.|938
XLRE|REAL ESTATE SPDR FD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|6649
XLRE|REAL ESTATE SPDR FD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5522
XLRE|REAL ESTATE SPDR FD|WGIF|CIBC World Markets Inc.|246
XLRE|REAL ESTATE SPDR FD|WLTH|WEALTHFRONT BROKERAGE CORPORATION|231
XLRE|REAL ESTATE SPDR FD|WSEA|WOLVERINE SECURITIES, LLC|13165
XLRE|REAL ESTATE SPDR FD|XIST|INSTINET, LLC|28200
XLRE|REAL ESTATE SPDR FD|XPUS|XP SECURITIES, LLC|1320
XLRE|REAL ESTATE SPDR FD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|76971
XLRN|ACCELERON PHARMA CMN|AGIS|Aegis Capital Corp.|1000
XLRN|ACCELERON PHARMA CMN|ALTX|Alternet Securities Inc.|3317
XLRN|ACCELERON PHARMA CMN|APCC|Apex Clearing Corporation|11152
XLRN|ACCELERON PHARMA CMN|BARD|Robert W. Baird & Co. Incorporated|264
XLRN|ACCELERON PHARMA CMN|BATM|CBOE TRADING, INC.|2314
XLRN|ACCELERON PHARMA CMN|BAYT|BTIG, LLC|2100
XLRN|ACCELERON PHARMA CMN|BERN|Sanford C. Bernstein & Co., LLC|49448
XLRN|ACCELERON PHARMA CMN|BIMI|Banca IMI Securities Corp.|59
XLRN|ACCELERON PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2342
XLRN|ACCELERON PHARMA CMN|BLKX|INSTINET, LLC|186780
XLRN|ACCELERON PHARMA CMN|BMOC|BMO Capital Markets Corp.|6081
XLRN|ACCELERON PHARMA CMN|BNPX|BNP PARIBAS SECURITIES CORP.|5393
XLRN|ACCELERON PHARMA CMN|BTIG|BTIG, LLC|35201
XLRN|ACCELERON PHARMA CMN|BYXM|CBOE TRADING, INC.|213
XLRN|ACCELERON PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|400
XLRN|ACCELERON PHARMA CMN|CIST|Capital Institutional Services, Inc.|30
XLRN|ACCELERON PHARMA CMN|CNFR|Cowen Prime Services LLC|8434
XLRN|ACCELERON PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|153344
XLRN|ACCELERON PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|48092
XLRN|ACCELERON PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5058
XLRN|ACCELERON PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|266984
XLRN|ACCELERON PHARMA CMN|CTDL|Citadel Derivatives Group Llc|11741
XLRN|ACCELERON PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|35486
XLRN|ACCELERON PHARMA CMN|DADA|D.A. Davidson & Co.|35
XLRN|ACCELERON PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|281594
XLRN|ACCELERON PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|139500
XLRN|ACCELERON PHARMA CMN|DBUL|Deutsche Bank Securities Inc.|1011
XLRN|ACCELERON PHARMA CMN|DEAN|MORGAN STANLEY|12815
XLRN|ACCELERON PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|29721
XLRN|ACCELERON PHARMA CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|66674
XLRN|ACCELERON PHARMA CMN|EBXL|EBX LLC|144900
XLRN|ACCELERON PHARMA CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|11441
XLRN|ACCELERON PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|904
XLRN|ACCELERON PHARMA CMN|EGAM|CBOE TRADING, INC.|8370
XLRN|ACCELERON PHARMA CMN|EGAW|CBOE TRADING, INC.|80
XLRN|ACCELERON PHARMA CMN|EGMT|EG MARKET TECHNOLOGIES LLC|2500
XLRN|ACCELERON PHARMA CMN|EGXM|CBOE TRADING, INC.|1367
XLRN|ACCELERON PHARMA CMN|EGXW|CBOE TRADING, INC.|100
XLRN|ACCELERON PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|22379
XLRN|ACCELERON PHARMA CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
XLRN|ACCELERON PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3306
XLRN|ACCELERON PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|78047
XLRN|ACCELERON PHARMA CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1201
XLRN|ACCELERON PHARMA CMN|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|67830
XLRN|ACCELERON PHARMA CMN|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|400
XLRN|ACCELERON PHARMA CMN|ETRS|E*Trade Securities LLC|215515
XLRN|ACCELERON PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|326603
XLRN|ACCELERON PHARMA CMN|FILL|Tradestation Securities, Inc.|11158
XLRN|ACCELERON PHARMA CMN|FINX|FINTECH SECURITIES|341
XLRN|ACCELERON PHARMA CMN|FMAF|NBCN Inc./ CDS|15648
XLRN|ACCELERON PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|244095
XLRN|ACCELERON PHARMA CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2721
XLRN|ACCELERON PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87306
XLRN|ACCELERON PHARMA CMN|FTBR|Foliofn Investments, Inc.|285
XLRN|ACCELERON PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|19162
XLRN|ACCELERON PHARMA CMN|GLIS|TD Securities Inc|350
XLRN|ACCELERON PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|49212
XLRN|ACCELERON PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|590796
XLRN|ACCELERON PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|22342
XLRN|ACCELERON PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|3393
XLRN|ACCELERON PHARMA CMN|GTSZ|GTS SECURITIES LLC|89655
XLRN|ACCELERON PHARMA CMN|HAPX|HAP Trading, LLC|395
XLRN|ACCELERON PHARMA CMN|HRBF|American Enterprise Investment Services Inc.|589
XLRN|ACCELERON PHARMA CMN|HSBC|HSBC Securities, Inc.|84
XLRN|ACCELERON PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|31910
XLRN|ACCELERON PHARMA CMN|IBKR|Interactive Brokers Llc|145721
XLRN|ACCELERON PHARMA CMN|ICBX|INSTINET, LLC|24900
XLRN|ACCELERON PHARMA CMN|IEQY|CITADEL SECURITIES LLC|138448
XLRN|ACCELERON PHARMA CMN|INCA|INSTINET, LLC|154158
XLRN|ACCELERON PHARMA CMN|INJX|INSTINET, LLC|64600
XLRN|ACCELERON PHARMA CMN|ITGI|ITG Inc.|39807
XLRN|ACCELERON PHARMA CMN|ITGP|ITG INC.|217400
XLRN|ACCELERON PHARMA CMN|JANY|Janney Montgomery Scott Inc.|390
XLRN|ACCELERON PHARMA CMN|JEFF|JEFFERIES LLC|232783
XLRN|ACCELERON PHARMA CMN|JMPT|JUMP TRADING, LLC|39043
XLRN|ACCELERON PHARMA CMN|JPBX|J.P. MORGAN SECURITIES LLC|2936
XLRN|ACCELERON PHARMA CMN|JPMX|J.P. Morgan Securities LLC|211589
XLRN|ACCELERON PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|2522
XLRN|ACCELERON PHARMA CMN|KCGM|VIRTU Americas LLC|32956
XLRN|ACCELERON PHARMA CMN|LEER|LEERINK PARTNERS LLC|460603
XLRN|ACCELERON PHARMA CMN|LEHM|Barclays Capital Inc./Le|456740
XLRN|ACCELERON PHARMA CMN|LIME|Lime Brokerage LLC|126351
XLRN|ACCELERON PHARMA CMN|LMGP|LIME BROKERAGE LLC|2552
XLRN|ACCELERON PHARMA CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|24100
XLRN|ACCELERON PHARMA CMN|LQNA|LIQUIDNET, INC.|101200
XLRN|ACCELERON PHARMA CMN|LSCI|Lek Securities Corporation|200
XLRN|ACCELERON PHARMA CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1949
XLRN|ACCELERON PHARMA CMN|MAXM|Maxim Group LLC|5134
XLRN|ACCELERON PHARMA CMN|MBTS|ALLY INVEST SECURITIES LLC|64
XLRN|ACCELERON PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|78542
XLRN|ACCELERON PHARMA CMN|MOTF|MOTIF INVESTING, INC.|9
XLRN|ACCELERON PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|1329772
XLRN|ACCELERON PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|194300
XLRN|ACCELERON PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|45700
XLRN|ACCELERON PHARMA CMN|NFSC|National Financial Services LLC|252466
XLRN|ACCELERON PHARMA CMN|NITE|VIRTU Americas LLC|471034
XLRN|ACCELERON PHARMA CMN|NITP|VIRTU Americas LLC|3200
XLRN|ACCELERON PHARMA CMN|NQRB|Brut, LLC|4065
XLRN|ACCELERON PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|3017
XLRN|ACCELERON PHARMA CMN|PDQM|CODA MARKETS, INC.|93464
XLRN|ACCELERON PHARMA CMN|PHLY|NASDAQ Execution Services, LLC|1200
XLRN|ACCELERON PHARMA CMN|PICT|Pictet Overseas Inc.|450
XLRN|ACCELERON PHARMA CMN|PWJC|UBS Financial Services, Inc.|16827
XLRN|ACCELERON PHARMA CMN|RAJA|Raymond James & Associates, Inc.|1241
XLRN|ACCELERON PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|46
XLRN|ACCELERON PHARMA CMN|ROTH|Roth Capital Partners, LLC|1049
XLRN|ACCELERON PHARMA CMN|SAGL|SAGETRADER, LLC|13302
XLRN|ACCELERON PHARMA CMN|SAGW|SAGETRADER, LLC|13
XLRN|ACCELERON PHARMA CMN|SBSH|Citigroup Global Markets Inc.|148714
XLRN|ACCELERON PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|88469
XLRN|ACCELERON PHARMA CMN|SPDR|SPEEDROUTE LLC|16806
XLRN|ACCELERON PHARMA CMN|SPHN|Stephens Inc.|20006
XLRN|ACCELERON PHARMA CMN|SPTD|MINT GLOBAL MARKETS, INC.|500
XLRN|ACCELERON PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|1911
XLRN|ACCELERON PHARMA CMN|SWIM|TD Ameritrade, Inc.|268610
XLRN|ACCELERON PHARMA CMN|SWST|Hilltop Securities Inc.|193
XLRN|ACCELERON PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|1598
XLRN|ACCELERON PHARMA CMN|TRBT|Tradebot Systems, Inc.|143725
XLRN|ACCELERON PHARMA CMN|TRCM|TRC MARKETS LLC|34335
XLRN|ACCELERON PHARMA CMN|UBSA|UBS SECURITIES LLC|338144
XLRN|ACCELERON PHARMA CMN|UBSS|UBS Securities LLC|764747
XLRN|ACCELERON PHARMA CMN|VALX|VIRTU AMERICAS LLC|58476
XLRN|ACCELERON PHARMA CMN|VFIN|National Securities Corporation|61
XLRN|ACCELERON PHARMA CMN|VGRD|Vanguard Marketing Corporation|15745
XLRN|ACCELERON PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|26657
XLRN|ACCELERON PHARMA CMN|WEED|Weeden & Co.L.P.|1300
XLRN|ACCELERON PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3519
XLRN|ACCELERON PHARMA CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|8034
XLRN|ACCELERON PHARMA CMN|WGIF|CIBC World Markets Inc.|600
XLRN|ACCELERON PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|2894
XLRN|ACCELERON PHARMA CMN|XIST|INSTINET, LLC|8270
XLRN|ACCELERON PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|233814
XLRN|ACCELERON PHARMA CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|8961
XLRN|ACCELERON PHARMA CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4293
XLU|UTILITIES SEL SPDR|ALLN|Allen & Company LLC|4100
XLU|UTILITIES SEL SPDR|ALTX|Alternet Securities Inc.|29147
XLU|UTILITIES SEL SPDR|APCC|Apex Clearing Corporation|28577
XLU|UTILITIES SEL SPDR|AURC|Aurora Capital LLC|1795
XLU|UTILITIES SEL SPDR|BANK|Primevest Financial Services, Inc.|227
XLU|UTILITIES SEL SPDR|BARD|Robert W. Baird & Co. Incorporated|64091
XLU|UTILITIES SEL SPDR|BATM|CBOE TRADING, INC.|100301
XLU|UTILITIES SEL SPDR|BAYC|BAY CREST PARTNERS, LLC|9177
XLU|UTILITIES SEL SPDR|BAYT|BTIG, LLC|51549
XLU|UTILITIES SEL SPDR|BBNT|BB&T SECURITIES, LLC|19047
XLU|UTILITIES SEL SPDR|BERN|Sanford C. Bernstein & Co., LLC|585302
XLU|UTILITIES SEL SPDR|BIDS|BIDS TRADING L.P.|7700
XLU|UTILITIES SEL SPDR|BKCM|BNY Mellon Capital Markets LLC|500
XLU|UTILITIES SEL SPDR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|94147
XLU|UTILITIES SEL SPDR|BLKX|INSTINET, LLC|40000
XLU|UTILITIES SEL SPDR|BNPX|BNP PARIBAS SECURITIES CORP.|1377507
XLU|UTILITIES SEL SPDR|BRGE|Newbridge Securities Corp.|146
XLU|UTILITIES SEL SPDR|BYXM|CBOE TRADING, INC.|6880
XLU|UTILITIES SEL SPDR|CANT|Cantor Fitzgerald & Co.|539998
XLU|UTILITIES SEL SPDR|CHAS|Charles Schwab & Co., Inc.|42265
XLU|UTILITIES SEL SPDR|CICF|Canaccord Genuity Corp.|100
XLU|UTILITIES SEL SPDR|CIST|Capital Institutional Services, Inc.|10131
XLU|UTILITIES SEL SPDR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1196778
XLU|UTILITIES SEL SPDR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
XLU|UTILITIES SEL SPDR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|17000
XLU|UTILITIES SEL SPDR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3458388
XLU|UTILITIES SEL SPDR|CSIN|Citadel Securities Institutional LLC|248904
XLU|UTILITIES SEL SPDR|CTDL|Citadel Derivatives Group Llc|616900
XLU|UTILITIES SEL SPDR|CTLR|CUTLER GROUP, LP|3000
XLU|UTILITIES SEL SPDR|CXCX|CITIGROUP GLOBAL MARKETS INC.|955238
XLU|UTILITIES SEL SPDR|DADA|D.A. Davidson & Co.|1505
XLU|UTILITIES SEL SPDR|DAVA|Davenport & Company LLC|432
XLU|UTILITIES SEL SPDR|DBAB|Deutsche Bank Securities Inc.|1733095
XLU|UTILITIES SEL SPDR|DBAX|Deutsche Bank Securities Inc.|2426300
XLU|UTILITIES SEL SPDR|DCHF|Dart Executions, LLC|83610
XLU|UTILITIES SEL SPDR|DEAN|MORGAN STANLEY|197947
XLU|UTILITIES SEL SPDR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|52880
XLU|UTILITIES SEL SPDR|DOTC|Dougherty & Company LLC|10000
XLU|UTILITIES SEL SPDR|EBXL|EBX LLC|2201700
XLU|UTILITIES SEL SPDR|ECUT|CONVERGEX EXECUTION SOLUTIONS|164032
XLU|UTILITIES SEL SPDR|EDJC|Edward Jones / CDS|100
XLU|UTILITIES SEL SPDR|EDJO|Edward D. Jones & Co., L.P.|10433
XLU|UTILITIES SEL SPDR|EGAM|CBOE TRADING, INC.|74409
XLU|UTILITIES SEL SPDR|EGAW|CBOE TRADING, INC.|1655
XLU|UTILITIES SEL SPDR|EGXM|CBOE TRADING, INC.|31267
XLU|UTILITIES SEL SPDR|ETBE|Electronic Transaction Clearing, Inc.|334488
XLU|UTILITIES SEL SPDR|ETCB|ETC BROKERAGE SERVICES, LLC|305
XLU|UTILITIES SEL SPDR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51959
XLU|UTILITIES SEL SPDR|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|19700
XLU|UTILITIES SEL SPDR|ETRS|E*Trade Securities LLC|271255
XLU|UTILITIES SEL SPDR|FBSB|U.S. Bancorp Investments, Inc.|245
XLU|UTILITIES SEL SPDR|FCST|INTL FCSTONE FINANCIAL INC.|1439300
XLU|UTILITIES SEL SPDR|FIDT|Fidelity Clearing Canada ULC./ CDS|6084
XLU|UTILITIES SEL SPDR|FILL|Tradestation Securities, Inc.|35970
XLU|UTILITIES SEL SPDR|FINX|FINTECH SECURITIES|5577
XLU|UTILITIES SEL SPDR|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|37300
XLU|UTILITIES SEL SPDR|FMAF|NBCN Inc./ CDS|2001860
XLU|UTILITIES SEL SPDR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|36434
XLU|UTILITIES SEL SPDR|FQLS|Quantlab Securities LP|4518341
XLU|UTILITIES SEL SPDR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|340108
XLU|UTILITIES SEL SPDR|FTBR|Foliofn Investments, Inc.|15947
XLU|UTILITIES SEL SPDR|GEBB|GLOBAL EXECUTION BROKERS, LP|201736
XLU|UTILITIES SEL SPDR|GFRY|JUMP TRADING, LLC|2506821
XLU|UTILITIES SEL SPDR|GLIS|TD Securities Inc|11039
XLU|UTILITIES SEL SPDR|GLPX|ACS EXECUTION SERVICES, LLC|144438
XLU|UTILITIES SEL SPDR|GSCO|GOLDMAN SACHS & CO. LLC|6721374
XLU|UTILITIES SEL SPDR|GSCS|GOLDMAN SACHS & CO. LLC|261830
XLU|UTILITIES SEL SPDR|GSLT|GOLDMAN SACHS & CO. LLC|217693
XLU|UTILITIES SEL SPDR|GTSZ|GTS SECURITIES LLC|4206696
XLU|UTILITIES SEL SPDR|GUGS|Guggenheim Securities, LLC|700
XLU|UTILITIES SEL SPDR|HRBF|American Enterprise Investment Services Inc.|1758148
XLU|UTILITIES SEL SPDR|HSBC|HSBC Securities, Inc.|7561
XLU|UTILITIES SEL SPDR|IATS|INTERACTIVE BROKERS LLC|246812
XLU|UTILITIES SEL SPDR|IBKR|Interactive Brokers Llc|481022
XLU|UTILITIES SEL SPDR|ICBX|INSTINET, LLC|1795202
XLU|UTILITIES SEL SPDR|IEQY|CITADEL SECURITIES LLC|511812
XLU|UTILITIES SEL SPDR|INCA|INSTINET, LLC|2614799
XLU|UTILITIES SEL SPDR|INJX|INSTINET, LLC|964373
XLU|UTILITIES SEL SPDR|ITGI|ITG Inc.|439875
XLU|UTILITIES SEL SPDR|ITGP|ITG INC.|1669400
XLU|UTILITIES SEL SPDR|JANY|Janney Montgomery Scott Inc.|3592
XLU|UTILITIES SEL SPDR|JEFF|JEFFERIES LLC|1206707
XLU|UTILITIES SEL SPDR|JMPT|JUMP TRADING, LLC|268502
XLU|UTILITIES SEL SPDR|JONE|JonesTrading|24800
XLU|UTILITIES SEL SPDR|JPBX|J.P. MORGAN SECURITIES LLC|434035
XLU|UTILITIES SEL SPDR|JPMX|J.P. Morgan Securities LLC|4465901
XLU|UTILITIES SEL SPDR|JSEB|JANE STREET EXECUTION SERVICES, LLC|313785
XLU|UTILITIES SEL SPDR|JSJX|JANE STREET CAPITAL LLC|1397002
XLU|UTILITIES SEL SPDR|JUTA|JUMP TRADING, LLC|600
XLU|UTILITIES SEL SPDR|KCGM|VIRTU Americas LLC|858724
XLU|UTILITIES SEL SPDR|LEHM|Barclays Capital Inc./Le|9181675
XLU|UTILITIES SEL SPDR|LGNT|COR CLEARING LLC|6
XLU|UTILITIES SEL SPDR|LIME|Lime Brokerage LLC|227276
XLU|UTILITIES SEL SPDR|LIWM|LIME BROKERAGE LLC|341
XLU|UTILITIES SEL SPDR|LMGP|LIME BROKERAGE LLC|4000
XLU|UTILITIES SEL SPDR|LOOP|Loop Capital Markets LLC|8273
XLU|UTILITIES SEL SPDR|LSCI|Lek Securities Corporation|298
XLU|UTILITIES SEL SPDR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
XLU|UTILITIES SEL SPDR|MACC|Mid Atlantic Capital Corporation|3053
XLU|UTILITIES SEL SPDR|MACQ|Macquarie Capital (USA) Inc.|25800
XLU|UTILITIES SEL SPDR|MAXM|Maxim Group LLC|5238
XLU|UTILITIES SEL SPDR|MBTS|ALLY INVEST SECURITIES LLC|480
XLU|UTILITIES SEL SPDR|MCMF|Raymond James Ltd. Cds|100
XLU|UTILITIES SEL SPDR|MIRA|MIRAE ASSET SECURITIES (USA) INC.|1200
XLU|UTILITIES SEL SPDR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2493942
XLU|UTILITIES SEL SPDR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|53062
XLU|UTILITIES SEL SPDR|MOTF|MOTIF INVESTING, INC.|9
XLU|UTILITIES SEL SPDR|MPSG|E D & F Man Capital Markets Inc.|15732
XLU|UTILITIES SEL SPDR|MSCO|MORGAN STANLEY & CO. LLC|12034287
XLU|UTILITIES SEL SPDR|MSPL|MORGAN STANLEY & CO. LLC|2776500
XLU|UTILITIES SEL SPDR|MSTX|MORGAN STANLEY & CO. LLC|1025900
XLU|UTILITIES SEL SPDR|NATL|National Securities Corporation|266
XLU|UTILITIES SEL SPDR|NBCS|NBC Securities, INC.|50
XLU|UTILITIES SEL SPDR|NFSC|National Financial Services LLC|1275881
XLU|UTILITIES SEL SPDR|NITE|VIRTU Americas LLC|6114630
XLU|UTILITIES SEL SPDR|NITP|VIRTU Americas LLC|4986976
XLU|UTILITIES SEL SPDR|NQRB|Brut, LLC|480413
XLU|UTILITIES SEL SPDR|NTBF|BMO Nesbitt Burns Inc./CDS|2240
XLU|UTILITIES SEL SPDR|NTRC|Northern Trust Securities, Inc.|794
XLU|UTILITIES SEL SPDR|OHOS|TWO SIGMA SECURITIES, LLC|384504
XLU|UTILITIES SEL SPDR|OLDM|OLD MISSION CAPITAL, LLC|230
XLU|UTILITIES SEL SPDR|OPCO|Oppenheimer & Co. Inc.|11459
XLU|UTILITIES SEL SPDR|PDQM|CODA MARKETS, INC.|106791
XLU|UTILITIES SEL SPDR|PHLY|NASDAQ Execution Services, LLC|52600
XLU|UTILITIES SEL SPDR|PIPR|Piper Jaffray & Co.|905
XLU|UTILITIES SEL SPDR|PWJC|UBS Financial Services, Inc.|1169
XLU|UTILITIES SEL SPDR|QMSR|QUATTRO M SECURITIES INC.|174065
XLU|UTILITIES SEL SPDR|RBCM|RBC CAPITAL MARKETS, LLC|25420
XLU|UTILITIES SEL SPDR|RGLD|Regal Securities, Inc|100
XLU|UTILITIES SEL SPDR|RHCO|Suntrust Robinson Humphrey, Inc.|3400
XLU|UTILITIES SEL SPDR|SAGC|SAGETRADER, LLC|100
XLU|UTILITIES SEL SPDR|SAGL|SAGETRADER, LLC|44670
XLU|UTILITIES SEL SPDR|SALI|INTL FCSTONE FINANCIAL INC.|2254
XLU|UTILITIES SEL SPDR|SBSH|Citigroup Global Markets Inc.|4679266
XLU|UTILITIES SEL SPDR|SCMC|Scotia Capital Markets (USA) Inc.|1800
XLU|UTILITIES SEL SPDR|SEIC|SEI Investments Distribution Co.|14954
XLU|UTILITIES SEL SPDR|SGMT|GOLDMAN SACHS & CO. LLC|1674447
XLU|UTILITIES SEL SPDR|SHMR|ABN Amro Clearing LLC|37400
XLU|UTILITIES SEL SPDR|SOGO|Wang Investment Associates, Inc.|3
XLU|UTILITIES SEL SPDR|SPDR|SPEEDROUTE LLC|24678
XLU|UTILITIES SEL SPDR|SPHN|Stephens Inc.|328
XLU|UTILITIES SEL SPDR|STFL|Stifel, Nicolaus & Company, Incorporated|24063
XLU|UTILITIES SEL SPDR|SWIM|TD Ameritrade, Inc.|434308
XLU|UTILITIES SEL SPDR|SWST|Hilltop Securities Inc.|5211
XLU|UTILITIES SEL SPDR|TDSI|TD Securities (USA) LLC|200
XLU|UTILITIES SEL SPDR|TKNG|ALLY INVEST SECURITIES LLC|2704
XLU|UTILITIES SEL SPDR|TMBR|Timber Hill LLC|1164
XLU|UTILITIES SEL SPDR|TOUR|TOURMALINE PARTNERS, LLC|500
XLU|UTILITIES SEL SPDR|TRBT|Tradebot Systems, Inc.|4813007
XLU|UTILITIES SEL SPDR|TRCM|TRC MARKETS LLC|9324847
XLU|UTILITIES SEL SPDR|TWTT|TASTYWORKS, INC.|4950
XLU|UTILITIES SEL SPDR|UBSA|UBS SECURITIES LLC|6392850
XLU|UTILITIES SEL SPDR|UBSS|UBS Securities LLC|3586115
XLU|UTILITIES SEL SPDR|VALX|VIRTU AMERICAS LLC|640720
XLU|UTILITIES SEL SPDR|VGRD|Vanguard Marketing Corporation|76378
XLU|UTILITIES SEL SPDR|WBET|Wallachbeth Capital LLC|205491
XLU|UTILITIES SEL SPDR|WBLR|WILLIAM BLAIR|1414
XLU|UTILITIES SEL SPDR|WBPX|SUMMIT SECURITIES GROUP, LLC|4
XLU|UTILITIES SEL SPDR|WCHV|WELLS FARGO SECURITIES, LLC|2349049
XLU|UTILITIES SEL SPDR|WEDB|WEDBUSH SECURITIES INC.|32761
XLU|UTILITIES SEL SPDR|WEED|Weeden & Co.L.P.|7300
XLU|UTILITIES SEL SPDR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|73138
XLU|UTILITIES SEL SPDR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|361265
XLU|UTILITIES SEL SPDR|WFPB|Wells Fargo Securities, LLC.|1588
XLU|UTILITIES SEL SPDR|WGIF|CIBC World Markets Inc.|1250
XLU|UTILITIES SEL SPDR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|197
XLU|UTILITIES SEL SPDR|WOLF|Wolfe Trahan Securities|200
XLU|UTILITIES SEL SPDR|WSEA|WOLVERINE SECURITIES, LLC|43623
XLU|UTILITIES SEL SPDR|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|1225
XLU|UTILITIES SEL SPDR|XIST|INSTINET, LLC|9800
XLU|UTILITIES SEL SPDR|XPUS|XP SECURITIES, LLC|270
XLU|UTILITIES SEL SPDR|XSTM|NATIONAL FINANCIAL SERVICES LLC|95404
XLU|UTILITIES SEL SPDR|YKNA|COMHAR CAPITAL MARKETS, LLC|6792
XLU|UTILITIES SEL SPDR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|148492
XLV|HEALTHCARE SS SPDR F|ABLE|NATIXIS Securities Americas LLC|4339
XLV|HEALTHCARE SS SPDR F|AGIS|Aegis Capital Corp.|353
XLV|HEALTHCARE SS SPDR F|ALTX|Alternet Securities Inc.|37081
XLV|HEALTHCARE SS SPDR F|ANOS|ABEL/NOSER, L.L.C.|89682
XLV|HEALTHCARE SS SPDR F|APCC|Apex Clearing Corporation|9091
XLV|HEALTHCARE SS SPDR F|BANK|Primevest Financial Services, Inc.|686
XLV|HEALTHCARE SS SPDR F|BARD|Robert W. Baird & Co. Incorporated|31046
XLV|HEALTHCARE SS SPDR F|BATM|CBOE TRADING, INC.|52843
XLV|HEALTHCARE SS SPDR F|BAYC|BAY CREST PARTNERS, LLC|19353
XLV|HEALTHCARE SS SPDR F|BAYT|BTIG, LLC|1900
XLV|HEALTHCARE SS SPDR F|BBNT|BB&T SECURITIES, LLC|71975
XLV|HEALTHCARE SS SPDR F|BERN|Sanford C. Bernstein & Co., LLC|100979
XLV|HEALTHCARE SS SPDR F|BGCE|BGC Financial Inc.|83020
XLV|HEALTHCARE SS SPDR F|BIDS|BIDS TRADING L.P.|5800
XLV|HEALTHCARE SS SPDR F|BKMM|BNY MELLON CAPITAL MARKETS, LLC|79091
XLV|HEALTHCARE SS SPDR F|BLKX|INSTINET, LLC|41200
XLV|HEALTHCARE SS SPDR F|BLTK|Bulltick, Llc|1400
XLV|HEALTHCARE SS SPDR F|BNPX|BNP PARIBAS SECURITIES CORP.|3451113
XLV|HEALTHCARE SS SPDR F|BRGE|Newbridge Securities Corp.|100
XLV|HEALTHCARE SS SPDR F|BTIG|BTIG, LLC|10050
XLV|HEALTHCARE SS SPDR F|BYXM|CBOE TRADING, INC.|4718
XLV|HEALTHCARE SS SPDR F|CABR|Cabrera Capital Markets, Inc.|100
XLV|HEALTHCARE SS SPDR F|CANT|Cantor Fitzgerald & Co.|21097
XLV|HEALTHCARE SS SPDR F|CHAS|Charles Schwab & Co., Inc.|39647
XLV|HEALTHCARE SS SPDR F|CIBP|CIBC World Markets Corp.|296923
XLV|HEALTHCARE SS SPDR F|CIST|Capital Institutional Services, Inc.|5687
XLV|HEALTHCARE SS SPDR F|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|170146
XLV|HEALTHCARE SS SPDR F|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
XLV|HEALTHCARE SS SPDR F|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|11601
XLV|HEALTHCARE SS SPDR F|CROS|CREDIT SUISSE SECURITIES (USA) LLC|997835
XLV|HEALTHCARE SS SPDR F|CSIN|Citadel Securities Institutional LLC|170813
XLV|HEALTHCARE SS SPDR F|CTDL|Citadel Derivatives Group Llc|452551
XLV|HEALTHCARE SS SPDR F|CTLR|CUTLER GROUP, LP|3500
XLV|HEALTHCARE SS SPDR F|CXCX|CITIGROUP GLOBAL MARKETS INC.|1010450
XLV|HEALTHCARE SS SPDR F|DADA|D.A. Davidson & Co.|1998
XLV|HEALTHCARE SS SPDR F|DAVA|Davenport & Company LLC|710
XLV|HEALTHCARE SS SPDR F|DAWA|Daiwa Capital Markets America Inc.|600000
XLV|HEALTHCARE SS SPDR F|DBAB|Deutsche Bank Securities Inc.|704166
XLV|HEALTHCARE SS SPDR F|DBAX|Deutsche Bank Securities Inc.|613500
XLV|HEALTHCARE SS SPDR F|DBUL|Deutsche Bank Securities Inc.|4718
XLV|HEALTHCARE SS SPDR F|DCHF|Dart Executions, LLC|27597
XLV|HEALTHCARE SS SPDR F|DEAN|MORGAN STANLEY|57918
XLV|HEALTHCARE SS SPDR F|DEGS|RONIN PROFESSIONAL LLC|4200
XLV|HEALTHCARE SS SPDR F|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|86601
XLV|HEALTHCARE SS SPDR F|EBXL|EBX LLC|1250900
XLV|HEALTHCARE SS SPDR F|ECUT|CONVERGEX EXECUTION SOLUTIONS|34616
XLV|HEALTHCARE SS SPDR F|EDJC|Edward Jones / CDS|497
XLV|HEALTHCARE SS SPDR F|EDJO|Edward D. Jones & Co., L.P.|14194
XLV|HEALTHCARE SS SPDR F|EGAM|CBOE TRADING, INC.|90792
XLV|HEALTHCARE SS SPDR F|EGAW|CBOE TRADING, INC.|3906
XLV|HEALTHCARE SS SPDR F|EGMT|EG MARKET TECHNOLOGIES LLC|100
XLV|HEALTHCARE SS SPDR F|EGXM|CBOE TRADING, INC.|14552
XLV|HEALTHCARE SS SPDR F|ETBE|Electronic Transaction Clearing, Inc.|122365
XLV|HEALTHCARE SS SPDR F|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|90327
XLV|HEALTHCARE SS SPDR F|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|125
XLV|HEALTHCARE SS SPDR F|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|6800
XLV|HEALTHCARE SS SPDR F|ETRS|E*Trade Securities LLC|74154
XLV|HEALTHCARE SS SPDR F|FBSB|U.S. Bancorp Investments, Inc.|3199
XLV|HEALTHCARE SS SPDR F|FCST|INTL FCSTONE FINANCIAL INC.|300
XLV|HEALTHCARE SS SPDR F|FIDT|Fidelity Clearing Canada ULC./ CDS|33
XLV|HEALTHCARE SS SPDR F|FILL|Tradestation Securities, Inc.|15499
XLV|HEALTHCARE SS SPDR F|FINX|FINTECH SECURITIES|8791
XLV|HEALTHCARE SS SPDR F|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|5040
XLV|HEALTHCARE SS SPDR F|FMAF|NBCN Inc./ CDS|4691
XLV|HEALTHCARE SS SPDR F|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12970
XLV|HEALTHCARE SS SPDR F|FQLS|Quantlab Securities LP|811075
XLV|HEALTHCARE SS SPDR F|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|241811
XLV|HEALTHCARE SS SPDR F|FTBR|Foliofn Investments, Inc.|9010
XLV|HEALTHCARE SS SPDR F|GBMT|GBM International, Inc.|12695
XLV|HEALTHCARE SS SPDR F|GEBB|GLOBAL EXECUTION BROKERS, LP|103035
XLV|HEALTHCARE SS SPDR F|GFRY|JUMP TRADING, LLC|1391624
XLV|HEALTHCARE SS SPDR F|GLIS|TD Securities Inc|1088
XLV|HEALTHCARE SS SPDR F|GLPX|ACS EXECUTION SERVICES, LLC|227027
XLV|HEALTHCARE SS SPDR F|GSCO|GOLDMAN SACHS & CO. LLC|3680344
XLV|HEALTHCARE SS SPDR F|GSCS|GOLDMAN SACHS & CO. LLC|71424
XLV|HEALTHCARE SS SPDR F|GSIC|GLOBAL STRATEGIC INVESTMENTS|1000
XLV|HEALTHCARE SS SPDR F|GSLT|GOLDMAN SACHS & CO. LLC|226437
XLV|HEALTHCARE SS SPDR F|GTSZ|GTS SECURITIES LLC|3960068
XLV|HEALTHCARE SS SPDR F|HAPX|HAP Trading, LLC|999
XLV|HEALTHCARE SS SPDR F|HRBF|American Enterprise Investment Services Inc.|383015
XLV|HEALTHCARE SS SPDR F|HSBC|HSBC Securities, Inc.|8548
XLV|HEALTHCARE SS SPDR F|IATS|INTERACTIVE BROKERS LLC|26390
XLV|HEALTHCARE SS SPDR F|IBKR|Interactive Brokers Llc|182290
XLV|HEALTHCARE SS SPDR F|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
XLV|HEALTHCARE SS SPDR F|ICBX|INSTINET, LLC|1017439
XLV|HEALTHCARE SS SPDR F|IEQY|CITADEL SECURITIES LLC|635612
XLV|HEALTHCARE SS SPDR F|INCA|INSTINET, LLC|1810161
XLV|HEALTHCARE SS SPDR F|INGS|Ingalls & Snyder, Llc|3
XLV|HEALTHCARE SS SPDR F|INJX|INSTINET, LLC|25846
XLV|HEALTHCARE SS SPDR F|ITGI|ITG Inc.|236203
XLV|HEALTHCARE SS SPDR F|ITGP|ITG INC.|818200
XLV|HEALTHCARE SS SPDR F|JANY|Janney Montgomery Scott Inc.|128051
XLV|HEALTHCARE SS SPDR F|JEFF|JEFFERIES LLC|181597
XLV|HEALTHCARE SS SPDR F|JMPT|JUMP TRADING, LLC|137988
XLV|HEALTHCARE SS SPDR F|JONE|JonesTrading|51740
XLV|HEALTHCARE SS SPDR F|JPBX|J.P. MORGAN SECURITIES LLC|148860
XLV|HEALTHCARE SS SPDR F|JPMX|J.P. Morgan Securities LLC|1014674
XLV|HEALTHCARE SS SPDR F|JSEB|JANE STREET EXECUTION SERVICES, LLC|633652
XLV|HEALTHCARE SS SPDR F|JSJX|JANE STREET CAPITAL LLC|1032874
XLV|HEALTHCARE SS SPDR F|JUTA|JUMP TRADING, LLC|14300
XLV|HEALTHCARE SS SPDR F|KCGM|VIRTU Americas LLC|184209
XLV|HEALTHCARE SS SPDR F|LEHM|Barclays Capital Inc./Le|3767253
XLV|HEALTHCARE SS SPDR F|LIME|Lime Brokerage LLC|204703
XLV|HEALTHCARE SS SPDR F|LIWM|LIME BROKERAGE LLC|803
XLV|HEALTHCARE SS SPDR F|LMGP|LIME BROKERAGE LLC|7900
XLV|HEALTHCARE SS SPDR F|LQNA|LIQUIDNET, INC.|32400
XLV|HEALTHCARE SS SPDR F|LSCI|Lek Securities Corporation|491907
XLV|HEALTHCARE SS SPDR F|LVMR|LIVERMORE TRADING GROUP, INC.|4750
XLV|HEALTHCARE SS SPDR F|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
XLV|HEALTHCARE SS SPDR F|MACC|Mid Atlantic Capital Corporation|2905
XLV|HEALTHCARE SS SPDR F|MAXM|Maxim Group LLC|38
XLV|HEALTHCARE SS SPDR F|MCMF|Raymond James Ltd. Cds|3148
XLV|HEALTHCARE SS SPDR F|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|707912
XLV|HEALTHCARE SS SPDR F|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|62323
XLV|HEALTHCARE SS SPDR F|MOTF|MOTIF INVESTING, INC.|3
XLV|HEALTHCARE SS SPDR F|MRBA|IBN FINANCIAL SERVICES, INC.|17
XLV|HEALTHCARE SS SPDR F|MSCO|MORGAN STANLEY & CO. LLC|4018359
XLV|HEALTHCARE SS SPDR F|MSPL|MORGAN STANLEY & CO. LLC|966700
XLV|HEALTHCARE SS SPDR F|MSTX|MORGAN STANLEY & CO. LLC|311100
XLV|HEALTHCARE SS SPDR F|MWCC|Monness Crespi Hardt & Co., Inc.|14923
XLV|HEALTHCARE SS SPDR F|NATL|National Securities Corporation|179
XLV|HEALTHCARE SS SPDR F|NEUB|NEUBERGER BERMAN BD LLC|612
XLV|HEALTHCARE SS SPDR F|NFSC|National Financial Services LLC|761563
XLV|HEALTHCARE SS SPDR F|NITE|VIRTU Americas LLC|2889955
XLV|HEALTHCARE SS SPDR F|NITP|VIRTU Americas LLC|931185
XLV|HEALTHCARE SS SPDR F|NMRA|Nomura Securities International, Inc.|6879
XLV|HEALTHCARE SS SPDR F|NQRB|Brut, LLC|96081
XLV|HEALTHCARE SS SPDR F|NTBF|BMO Nesbitt Burns Inc./CDS|411
XLV|HEALTHCARE SS SPDR F|NTRC|Northern Trust Securities, Inc.|21801
XLV|HEALTHCARE SS SPDR F|OHOS|TWO SIGMA SECURITIES, LLC|547489
XLV|HEALTHCARE SS SPDR F|OLDM|OLD MISSION CAPITAL, LLC|280
XLV|HEALTHCARE SS SPDR F|OPCO|Oppenheimer & Co. Inc.|11501
XLV|HEALTHCARE SS SPDR F|PDQM|CODA MARKETS, INC.|274616
XLV|HEALTHCARE SS SPDR F|PHLY|NASDAQ Execution Services, LLC|15400
XLV|HEALTHCARE SS SPDR F|PICT|Pictet Overseas Inc.|1384
XLV|HEALTHCARE SS SPDR F|PIPR|Piper Jaffray & Co.|5188
XLV|HEALTHCARE SS SPDR F|PWJC|UBS Financial Services, Inc.|6134
XLV|HEALTHCARE SS SPDR F|QMSR|QUATTRO M SECURITIES INC.|36260
XLV|HEALTHCARE SS SPDR F|RBCM|RBC CAPITAL MARKETS, LLC|4563
XLV|HEALTHCARE SS SPDR F|SAGL|SAGETRADER, LLC|334838
XLV|HEALTHCARE SS SPDR F|SALI|INTL FCSTONE FINANCIAL INC.|24
XLV|HEALTHCARE SS SPDR F|SBSH|Citigroup Global Markets Inc.|2159214
XLV|HEALTHCARE SS SPDR F|SEIC|SEI Investments Distribution Co.|22555
XLV|HEALTHCARE SS SPDR F|SGMT|GOLDMAN SACHS & CO. LLC|575711
XLV|HEALTHCARE SS SPDR F|SHMR|ABN Amro Clearing LLC|6563
XLV|HEALTHCARE SS SPDR F|SPDR|SPEEDROUTE LLC|63704
XLV|HEALTHCARE SS SPDR F|SPHN|Stephens Inc.|5164
XLV|HEALTHCARE SS SPDR F|STFL|Stifel, Nicolaus & Company, Incorporated|24082
XLV|HEALTHCARE SS SPDR F|STKP|STOCKPILE INVESTMENTS, INC.|92
XLV|HEALTHCARE SS SPDR F|SWIM|TD Ameritrade, Inc.|61035
XLV|HEALTHCARE SS SPDR F|SWST|Hilltop Securities Inc.|15976
XLV|HEALTHCARE SS SPDR F|TKNG|ALLY INVEST SECURITIES LLC|1872
XLV|HEALTHCARE SS SPDR F|TRBT|Tradebot Systems, Inc.|2925501
XLV|HEALTHCARE SS SPDR F|TRCM|TRC MARKETS LLC|3943311
XLV|HEALTHCARE SS SPDR F|TWTT|TASTYWORKS, INC.|1270
XLV|HEALTHCARE SS SPDR F|UBSA|UBS SECURITIES LLC|2354688
XLV|HEALTHCARE SS SPDR F|UBSS|UBS Securities LLC|1433667
XLV|HEALTHCARE SS SPDR F|VALX|VIRTU AMERICAS LLC|176852
XLV|HEALTHCARE SS SPDR F|VGRD|Vanguard Marketing Corporation|27667
XLV|HEALTHCARE SS SPDR F|VSIN|Vision Financial Markets Llc|15
XLV|HEALTHCARE SS SPDR F|WBET|Wallachbeth Capital LLC|80142
XLV|HEALTHCARE SS SPDR F|WBLR|WILLIAM BLAIR|2796
XLV|HEALTHCARE SS SPDR F|WBPX|SUMMIT SECURITIES GROUP, LLC|400
XLV|HEALTHCARE SS SPDR F|WCHV|WELLS FARGO SECURITIES, LLC|634393
XLV|HEALTHCARE SS SPDR F|WEDB|WEDBUSH SECURITIES INC.|368
XLV|HEALTHCARE SS SPDR F|WEED|Weeden & Co.L.P.|84
XLV|HEALTHCARE SS SPDR F|WEXM|WOLVERINE EXECUTION SERVICES, LLC|143002
XLV|HEALTHCARE SS SPDR F|WEXX|WOLVERINE EXECUTION SERVICES, LLC|125863
XLV|HEALTHCARE SS SPDR F|WFPB|Wells Fargo Securities, LLC.|1500
XLV|HEALTHCARE SS SPDR F|WGIF|CIBC World Markets Inc.|600
XLV|HEALTHCARE SS SPDR F|WLTH|WEALTHFRONT BROKERAGE CORPORATION|8
XLV|HEALTHCARE SS SPDR F|WOLF|Wolfe Trahan Securities|300
XLV|HEALTHCARE SS SPDR F|WSEA|WOLVERINE SECURITIES, LLC|41243
XLV|HEALTHCARE SS SPDR F|XIST|INSTINET, LLC|43800
XLV|HEALTHCARE SS SPDR F|XPUS|XP SECURITIES, LLC|1600
XLV|HEALTHCARE SS SPDR F|XSTM|NATIONAL FINANCIAL SERVICES LLC|25636
XLV|HEALTHCARE SS SPDR F|YKNA|COMHAR CAPITAL MARKETS, LLC|4582
XLV|HEALTHCARE SS SPDR F|YLPL|Linsco/Private Ledger Financial Services, Incorporated|161950
XLY|CONSUMER DIS SS SPDR|ABLE|NATIXIS Securities Americas LLC|15135
XLY|CONSUMER DIS SS SPDR|ADAM|CANACCORD GENUITY INC.|4900
XLY|CONSUMER DIS SS SPDR|AGIS|Aegis Capital Corp.|315
XLY|CONSUMER DIS SS SPDR|ALTX|Alternet Securities Inc.|14548
XLY|CONSUMER DIS SS SPDR|APCC|Apex Clearing Corporation|3772
XLY|CONSUMER DIS SS SPDR|BANK|Primevest Financial Services, Inc.|5153
XLY|CONSUMER DIS SS SPDR|BARD|Robert W. Baird & Co. Incorporated|8946
XLY|CONSUMER DIS SS SPDR|BATM|CBOE TRADING, INC.|80108
XLY|CONSUMER DIS SS SPDR|BAYC|BAY CREST PARTNERS, LLC|16228
XLY|CONSUMER DIS SS SPDR|BBNT|BB&T SECURITIES, LLC|30859
XLY|CONSUMER DIS SS SPDR|BERN|Sanford C. Bernstein & Co., LLC|62284
XLY|CONSUMER DIS SS SPDR|BIDS|BIDS TRADING L.P.|4600
XLY|CONSUMER DIS SS SPDR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|47540
XLY|CONSUMER DIS SS SPDR|BLKX|INSTINET, LLC|8000
XLY|CONSUMER DIS SS SPDR|BLTK|Bulltick, Llc|1540
XLY|CONSUMER DIS SS SPDR|BNPX|BNP PARIBAS SECURITIES CORP.|1908206
XLY|CONSUMER DIS SS SPDR|BRGE|Newbridge Securities Corp.|141
XLY|CONSUMER DIS SS SPDR|BTIG|BTIG, LLC|12853
XLY|CONSUMER DIS SS SPDR|BYXM|CBOE TRADING, INC.|309
XLY|CONSUMER DIS SS SPDR|CANT|Cantor Fitzgerald & Co.|9214
XLY|CONSUMER DIS SS SPDR|CHAS|Charles Schwab & Co., Inc.|4749
XLY|CONSUMER DIS SS SPDR|CIBP|CIBC World Markets Corp.|239970
XLY|CONSUMER DIS SS SPDR|CICF|Canaccord Genuity Corp.|229
XLY|CONSUMER DIS SS SPDR|CIST|Capital Institutional Services, Inc.|6825
XLY|CONSUMER DIS SS SPDR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|66161
XLY|CONSUMER DIS SS SPDR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|40425
XLY|CONSUMER DIS SS SPDR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|674313
XLY|CONSUMER DIS SS SPDR|CSIN|Citadel Securities Institutional LLC|258506
XLY|CONSUMER DIS SS SPDR|CTDL|Citadel Derivatives Group Llc|524468
XLY|CONSUMER DIS SS SPDR|CTLR|CUTLER GROUP, LP|100
XLY|CONSUMER DIS SS SPDR|CXCX|CITIGROUP GLOBAL MARKETS INC.|309010
XLY|CONSUMER DIS SS SPDR|DADA|D.A. Davidson & Co.|1973
XLY|CONSUMER DIS SS SPDR|DBAB|Deutsche Bank Securities Inc.|647763
XLY|CONSUMER DIS SS SPDR|DBAX|Deutsche Bank Securities Inc.|395400
XLY|CONSUMER DIS SS SPDR|DBUL|Deutsche Bank Securities Inc.|18478
XLY|CONSUMER DIS SS SPDR|DCHF|Dart Executions, LLC|5445
XLY|CONSUMER DIS SS SPDR|DEAN|MORGAN STANLEY|39072
XLY|CONSUMER DIS SS SPDR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13695
XLY|CONSUMER DIS SS SPDR|EBXL|EBX LLC|509800
XLY|CONSUMER DIS SS SPDR|ECUT|CONVERGEX EXECUTION SOLUTIONS|74587
XLY|CONSUMER DIS SS SPDR|EDJC|Edward Jones / CDS|110
XLY|CONSUMER DIS SS SPDR|EDJO|Edward D. Jones & Co., L.P.|19687
XLY|CONSUMER DIS SS SPDR|EGAM|CBOE TRADING, INC.|37629
XLY|CONSUMER DIS SS SPDR|EGAW|CBOE TRADING, INC.|2828
XLY|CONSUMER DIS SS SPDR|EGMT|EG MARKET TECHNOLOGIES LLC|200
XLY|CONSUMER DIS SS SPDR|EGXM|CBOE TRADING, INC.|11643
XLY|CONSUMER DIS SS SPDR|EGXW|CBOE TRADING, INC.|200
XLY|CONSUMER DIS SS SPDR|ELEV|ELEVATION, LLC|9029
XLY|CONSUMER DIS SS SPDR|ETBE|Electronic Transaction Clearing, Inc.|74753
XLY|CONSUMER DIS SS SPDR|ETCB|ETC BROKERAGE SERVICES, LLC|147
XLY|CONSUMER DIS SS SPDR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|84641
XLY|CONSUMER DIS SS SPDR|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|1400
XLY|CONSUMER DIS SS SPDR|ETRS|E*Trade Securities LLC|63283
XLY|CONSUMER DIS SS SPDR|FBSB|U.S. Bancorp Investments, Inc.|1597
XLY|CONSUMER DIS SS SPDR|FCST|INTL FCSTONE FINANCIAL INC.|800
XLY|CONSUMER DIS SS SPDR|FFSI|Firstrade Securities Inc.|30
XLY|CONSUMER DIS SS SPDR|FILL|Tradestation Securities, Inc.|29798
XLY|CONSUMER DIS SS SPDR|FINX|FINTECH SECURITIES|14245
XLY|CONSUMER DIS SS SPDR|FMAF|NBCN Inc./ CDS|2221
XLY|CONSUMER DIS SS SPDR|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|55861
XLY|CONSUMER DIS SS SPDR|FQLS|Quantlab Securities LP|222259
XLY|CONSUMER DIS SS SPDR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|84267
XLY|CONSUMER DIS SS SPDR|FTBR|Foliofn Investments, Inc.|15445
XLY|CONSUMER DIS SS SPDR|GBMT|GBM International, Inc.|15924
XLY|CONSUMER DIS SS SPDR|GEBB|GLOBAL EXECUTION BROKERS, LP|68057
XLY|CONSUMER DIS SS SPDR|GFRY|JUMP TRADING, LLC|2469154
XLY|CONSUMER DIS SS SPDR|GLIS|TD Securities Inc|681
XLY|CONSUMER DIS SS SPDR|GLPX|ACS EXECUTION SERVICES, LLC|305956
XLY|CONSUMER DIS SS SPDR|GSCO|GOLDMAN SACHS & CO. LLC|3820068
XLY|CONSUMER DIS SS SPDR|GSCS|GOLDMAN SACHS & CO. LLC|79863
XLY|CONSUMER DIS SS SPDR|GSLT|GOLDMAN SACHS & CO. LLC|186040
XLY|CONSUMER DIS SS SPDR|GTSZ|GTS SECURITIES LLC|3966285
XLY|CONSUMER DIS SS SPDR|HRBF|American Enterprise Investment Services Inc.|151072
XLY|CONSUMER DIS SS SPDR|HSBC|HSBC Securities, Inc.|22167
XLY|CONSUMER DIS SS SPDR|IATS|INTERACTIVE BROKERS LLC|30494
XLY|CONSUMER DIS SS SPDR|IBKR|Interactive Brokers Llc|302315
XLY|CONSUMER DIS SS SPDR|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|280
XLY|CONSUMER DIS SS SPDR|ICBX|INSTINET, LLC|505239
XLY|CONSUMER DIS SS SPDR|IEQY|CITADEL SECURITIES LLC|1034341
XLY|CONSUMER DIS SS SPDR|INCA|INSTINET, LLC|1585747
XLY|CONSUMER DIS SS SPDR|INGS|Ingalls & Snyder, Llc|5
XLY|CONSUMER DIS SS SPDR|INJX|INSTINET, LLC|21319
XLY|CONSUMER DIS SS SPDR|ITGI|ITG Inc.|263314
XLY|CONSUMER DIS SS SPDR|ITGP|ITG INC.|584400
XLY|CONSUMER DIS SS SPDR|JANY|Janney Montgomery Scott Inc.|65993
XLY|CONSUMER DIS SS SPDR|JEFF|JEFFERIES LLC|91843
XLY|CONSUMER DIS SS SPDR|JMPT|JUMP TRADING, LLC|91420
XLY|CONSUMER DIS SS SPDR|JPBX|J.P. MORGAN SECURITIES LLC|113943
XLY|CONSUMER DIS SS SPDR|JPMX|J.P. Morgan Securities LLC|506221
XLY|CONSUMER DIS SS SPDR|JSEB|JANE STREET EXECUTION SERVICES, LLC|160394
XLY|CONSUMER DIS SS SPDR|JSJX|JANE STREET CAPITAL LLC|823422
XLY|CONSUMER DIS SS SPDR|KCGM|VIRTU Americas LLC|131451
XLY|CONSUMER DIS SS SPDR|LEHM|Barclays Capital Inc./Le|1816713
XLY|CONSUMER DIS SS SPDR|LGNT|COR CLEARING LLC|12
XLY|CONSUMER DIS SS SPDR|LIME|Lime Brokerage LLC|86432
XLY|CONSUMER DIS SS SPDR|LIWD|LIME BROKERAGE LLC|300
XLY|CONSUMER DIS SS SPDR|LSCI|Lek Securities Corporation|522
XLY|CONSUMER DIS SS SPDR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2300
XLY|CONSUMER DIS SS SPDR|MACC|Mid Atlantic Capital Corporation|581
XLY|CONSUMER DIS SS SPDR|MAXM|Maxim Group LLC|195
XLY|CONSUMER DIS SS SPDR|MCMF|Raymond James Ltd. Cds|16
XLY|CONSUMER DIS SS SPDR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|282602
XLY|CONSUMER DIS SS SPDR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|29441
XLY|CONSUMER DIS SS SPDR|MOTF|MOTIF INVESTING, INC.|3
XLY|CONSUMER DIS SS SPDR|MPSG|E D & F Man Capital Markets Inc.|285
XLY|CONSUMER DIS SS SPDR|MSCO|MORGAN STANLEY & CO. LLC|5478702
XLY|CONSUMER DIS SS SPDR|MSPL|MORGAN STANLEY & CO. LLC|893400
XLY|CONSUMER DIS SS SPDR|MSTX|MORGAN STANLEY & CO. LLC|627600
XLY|CONSUMER DIS SS SPDR|NATL|National Securities Corporation|140
XLY|CONSUMER DIS SS SPDR|NFSC|National Financial Services LLC|717598
XLY|CONSUMER DIS SS SPDR|NITE|VIRTU Americas LLC|1893561
XLY|CONSUMER DIS SS SPDR|NITP|VIRTU Americas LLC|212324
XLY|CONSUMER DIS SS SPDR|NMRA|Nomura Securities International, Inc.|100
XLY|CONSUMER DIS SS SPDR|NQRB|Brut, LLC|37240
XLY|CONSUMER DIS SS SPDR|NTBF|BMO Nesbitt Burns Inc./CDS|2262
XLY|CONSUMER DIS SS SPDR|NTRC|Northern Trust Securities, Inc.|2
XLY|CONSUMER DIS SS SPDR|OHOS|TWO SIGMA SECURITIES, LLC|532946
XLY|CONSUMER DIS SS SPDR|OPCO|Oppenheimer & Co. Inc.|8092
XLY|CONSUMER DIS SS SPDR|PDQM|CODA MARKETS, INC.|229820
XLY|CONSUMER DIS SS SPDR|PHLY|NASDAQ Execution Services, LLC|9000
XLY|CONSUMER DIS SS SPDR|PICT|Pictet Overseas Inc.|4257
XLY|CONSUMER DIS SS SPDR|PIPR|Piper Jaffray & Co.|250
XLY|CONSUMER DIS SS SPDR|PWJC|UBS Financial Services, Inc.|1407
XLY|CONSUMER DIS SS SPDR|QMSR|QUATTRO M SECURITIES INC.|167555
XLY|CONSUMER DIS SS SPDR|RBCM|RBC CAPITAL MARKETS, LLC|42081
XLY|CONSUMER DIS SS SPDR|RGLD|Regal Securities, Inc|40
XLY|CONSUMER DIS SS SPDR|SAGL|SAGETRADER, LLC|108033
XLY|CONSUMER DIS SS SPDR|SALI|INTL FCSTONE FINANCIAL INC.|346
XLY|CONSUMER DIS SS SPDR|SBSH|Citigroup Global Markets Inc.|1651167
XLY|CONSUMER DIS SS SPDR|SEIC|SEI Investments Distribution Co.|1671
XLY|CONSUMER DIS SS SPDR|SGMT|GOLDMAN SACHS & CO. LLC|481767
XLY|CONSUMER DIS SS SPDR|SHMR|ABN Amro Clearing LLC|214
XLY|CONSUMER DIS SS SPDR|SPDR|SPEEDROUTE LLC|22871
XLY|CONSUMER DIS SS SPDR|SPHN|Stephens Inc.|1633
XLY|CONSUMER DIS SS SPDR|STFL|Stifel, Nicolaus & Company, Incorporated|12072
XLY|CONSUMER DIS SS SPDR|SWIM|TD Ameritrade, Inc.|37087
XLY|CONSUMER DIS SS SPDR|SWST|Hilltop Securities Inc.|11035
XLY|CONSUMER DIS SS SPDR|TKNG|ALLY INVEST SECURITIES LLC|1240
XLY|CONSUMER DIS SS SPDR|TRBT|Tradebot Systems, Inc.|2010029
XLY|CONSUMER DIS SS SPDR|TRCM|TRC MARKETS LLC|3542459
XLY|CONSUMER DIS SS SPDR|TWTT|TASTYWORKS, INC.|795
XLY|CONSUMER DIS SS SPDR|UBSA|UBS SECURITIES LLC|1008513
XLY|CONSUMER DIS SS SPDR|UBSS|UBS Securities LLC|810112
XLY|CONSUMER DIS SS SPDR|VALX|VIRTU AMERICAS LLC|129678
XLY|CONSUMER DIS SS SPDR|VGRD|Vanguard Marketing Corporation|36900
XLY|CONSUMER DIS SS SPDR|VSIN|Vision Financial Markets Llc|2
XLY|CONSUMER DIS SS SPDR|WBET|Wallachbeth Capital LLC|16528
XLY|CONSUMER DIS SS SPDR|WBLR|WILLIAM BLAIR|1250
XLY|CONSUMER DIS SS SPDR|WBPX|SUMMIT SECURITIES GROUP, LLC|100
XLY|CONSUMER DIS SS SPDR|WCHV|WELLS FARGO SECURITIES, LLC|419934
XLY|CONSUMER DIS SS SPDR|WEDB|WEDBUSH SECURITIES INC.|60
XLY|CONSUMER DIS SS SPDR|WEED|Weeden & Co.L.P.|2
XLY|CONSUMER DIS SS SPDR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|46546
XLY|CONSUMER DIS SS SPDR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|103835
XLY|CONSUMER DIS SS SPDR|WFPB|Wells Fargo Securities, LLC.|2954
XLY|CONSUMER DIS SS SPDR|WGIF|CIBC World Markets Inc.|1599
XLY|CONSUMER DIS SS SPDR|WLTH|WEALTHFRONT BROKERAGE CORPORATION|354
XLY|CONSUMER DIS SS SPDR|WSEA|WOLVERINE SECURITIES, LLC|34728
XLY|CONSUMER DIS SS SPDR|XIST|INSTINET, LLC|19200
XLY|CONSUMER DIS SS SPDR|XPUS|XP SECURITIES, LLC|9279
XLY|CONSUMER DIS SS SPDR|XSTM|NATIONAL FINANCIAL SERVICES LLC|9880
XLY|CONSUMER DIS SS SPDR|YKNA|COMHAR CAPITAL MARKETS, LLC|9508
XLY|CONSUMER DIS SS SPDR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|150996
XME|SPDR S&P METALS & MI|ALTX|Alternet Securities Inc.|3331
XME|SPDR S&P METALS & MI|APCC|Apex Clearing Corporation|3743
XME|SPDR S&P METALS & MI|BANK|Primevest Financial Services, Inc.|129
XME|SPDR S&P METALS & MI|BARD|Robert W. Baird & Co. Incorporated|126
XME|SPDR S&P METALS & MI|BATM|CBOE TRADING, INC.|29394
XME|SPDR S&P METALS & MI|BERN|Sanford C. Bernstein & Co., LLC|27865
XME|SPDR S&P METALS & MI|BIDS|BIDS TRADING L.P.|200
XME|SPDR S&P METALS & MI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6461
XME|SPDR S&P METALS & MI|BNPX|BNP PARIBAS SECURITIES CORP.|28341
XME|SPDR S&P METALS & MI|BTIG|BTIG, LLC|89890
XME|SPDR S&P METALS & MI|BYXM|CBOE TRADING, INC.|1960
XME|SPDR S&P METALS & MI|CANT|Cantor Fitzgerald & Co.|139028
XME|SPDR S&P METALS & MI|CBLC|CITIGROUP GLOBAL MARKETS INC.|141258
XME|SPDR S&P METALS & MI|CHAS|Charles Schwab & Co., Inc.|3332
XME|SPDR S&P METALS & MI|CICF|Canaccord Genuity Corp.|351
XME|SPDR S&P METALS & MI|CIST|Capital Institutional Services, Inc.|2754
XME|SPDR S&P METALS & MI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|105971
XME|SPDR S&P METALS & MI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|549461
XME|SPDR S&P METALS & MI|CSIN|Citadel Securities Institutional LLC|51538
XME|SPDR S&P METALS & MI|CTDL|Citadel Derivatives Group Llc|57236
XME|SPDR S&P METALS & MI|CTLR|CUTLER GROUP, LP|2100
XME|SPDR S&P METALS & MI|CXCX|CITIGROUP GLOBAL MARKETS INC.|106434
XME|SPDR S&P METALS & MI|DBAB|Deutsche Bank Securities Inc.|35933
XME|SPDR S&P METALS & MI|DBAX|Deutsche Bank Securities Inc.|258600
XME|SPDR S&P METALS & MI|DBUL|Deutsche Bank Securities Inc.|11638
XME|SPDR S&P METALS & MI|DCHF|Dart Executions, LLC|2855
XME|SPDR S&P METALS & MI|DEAN|MORGAN STANLEY|16001
XME|SPDR S&P METALS & MI|EBXL|EBX LLC|350300
XME|SPDR S&P METALS & MI|ECUT|CONVERGEX EXECUTION SOLUTIONS|14143
XME|SPDR S&P METALS & MI|EDJO|Edward D. Jones & Co., L.P.|378
XME|SPDR S&P METALS & MI|EGAM|CBOE TRADING, INC.|18791
XME|SPDR S&P METALS & MI|EGAW|CBOE TRADING, INC.|356
XME|SPDR S&P METALS & MI|EGXM|CBOE TRADING, INC.|5183
XME|SPDR S&P METALS & MI|EGXW|CBOE TRADING, INC.|300
XME|SPDR S&P METALS & MI|ETBE|Electronic Transaction Clearing, Inc.|59134
XME|SPDR S&P METALS & MI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|29423
XME|SPDR S&P METALS & MI|ETRS|E*Trade Securities LLC|38337
XME|SPDR S&P METALS & MI|EVRS|E1 ASSET MANAGEMENT, INC.|2175
XME|SPDR S&P METALS & MI|FBSB|U.S. Bancorp Investments, Inc.|3272
XME|SPDR S&P METALS & MI|FILL|Tradestation Securities, Inc.|14160
XME|SPDR S&P METALS & MI|FINX|FINTECH SECURITIES|136
XME|SPDR S&P METALS & MI|FMAF|NBCN Inc./ CDS|4047
XME|SPDR S&P METALS & MI|FQLS|Quantlab Securities LP|329926
XME|SPDR S&P METALS & MI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|24412
XME|SPDR S&P METALS & MI|FTBR|Foliofn Investments, Inc.|9530
XME|SPDR S&P METALS & MI|GBMT|GBM International, Inc.|230
XME|SPDR S&P METALS & MI|GEBB|GLOBAL EXECUTION BROKERS, LP|35601
XME|SPDR S&P METALS & MI|GLIS|TD Securities Inc|1000
XME|SPDR S&P METALS & MI|GLPX|ACS EXECUTION SERVICES, LLC|13292
XME|SPDR S&P METALS & MI|GSCO|GOLDMAN SACHS & CO. LLC|1969852
XME|SPDR S&P METALS & MI|GSCS|GOLDMAN SACHS & CO. LLC|11576
XME|SPDR S&P METALS & MI|GSLT|GOLDMAN SACHS & CO. LLC|21829
XME|SPDR S&P METALS & MI|GTSZ|GTS SECURITIES LLC|44357
XME|SPDR S&P METALS & MI|HRBF|American Enterprise Investment Services Inc.|35597
XME|SPDR S&P METALS & MI|IATS|INTERACTIVE BROKERS LLC|32126
XME|SPDR S&P METALS & MI|IBKR|Interactive Brokers Llc|140556
XME|SPDR S&P METALS & MI|ICBX|INSTINET, LLC|193805
XME|SPDR S&P METALS & MI|IEQY|CITADEL SECURITIES LLC|702001
XME|SPDR S&P METALS & MI|INCA|INSTINET, LLC|450962
XME|SPDR S&P METALS & MI|INJX|INSTINET, LLC|55471
XME|SPDR S&P METALS & MI|ITGI|ITG Inc.|379448
XME|SPDR S&P METALS & MI|ITGP|ITG INC.|321600
XME|SPDR S&P METALS & MI|JEFF|JEFFERIES LLC|321837
XME|SPDR S&P METALS & MI|JMPT|JUMP TRADING, LLC|79701
XME|SPDR S&P METALS & MI|JPBX|J.P. MORGAN SECURITIES LLC|6100
XME|SPDR S&P METALS & MI|JPMX|J.P. Morgan Securities LLC|135400
XME|SPDR S&P METALS & MI|JSEB|JANE STREET EXECUTION SERVICES, LLC|65244
XME|SPDR S&P METALS & MI|JSJX|JANE STREET CAPITAL LLC|246619
XME|SPDR S&P METALS & MI|JUTA|JUMP TRADING, LLC|100
XME|SPDR S&P METALS & MI|KCGM|VIRTU Americas LLC|84333
XME|SPDR S&P METALS & MI|LEHM|Barclays Capital Inc./Le|1796572
XME|SPDR S&P METALS & MI|LIME|Lime Brokerage LLC|49245
XME|SPDR S&P METALS & MI|LSCI|Lek Securities Corporation|1485
XME|SPDR S&P METALS & MI|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
XME|SPDR S&P METALS & MI|MACC|Mid Atlantic Capital Corporation|2147
XME|SPDR S&P METALS & MI|MCMF|Raymond James Ltd. Cds|15368
XME|SPDR S&P METALS & MI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|278946
XME|SPDR S&P METALS & MI|MPSG|E D & F Man Capital Markets Inc.|22499
XME|SPDR S&P METALS & MI|MSCO|MORGAN STANLEY & CO. LLC|893386
XME|SPDR S&P METALS & MI|MSPL|MORGAN STANLEY & CO. LLC|355100
XME|SPDR S&P METALS & MI|MSTX|MORGAN STANLEY & CO. LLC|132700
XME|SPDR S&P METALS & MI|NATL|National Securities Corporation|15
XME|SPDR S&P METALS & MI|NFSC|National Financial Services LLC|315901
XME|SPDR S&P METALS & MI|NITE|VIRTU Americas LLC|1134810
XME|SPDR S&P METALS & MI|NITP|VIRTU Americas LLC|7444
XME|SPDR S&P METALS & MI|NMRA|Nomura Securities International, Inc.|100
XME|SPDR S&P METALS & MI|NQRB|Brut, LLC|18424
XME|SPDR S&P METALS & MI|NTBF|BMO Nesbitt Burns Inc./CDS|50
XME|SPDR S&P METALS & MI|OHOS|TWO SIGMA SECURITIES, LLC|168099
XME|SPDR S&P METALS & MI|OPCO|Oppenheimer & Co. Inc.|4011
XME|SPDR S&P METALS & MI|PDQM|CODA MARKETS, INC.|20391
XME|SPDR S&P METALS & MI|PHLY|NASDAQ Execution Services, LLC|1000
XME|SPDR S&P METALS & MI|PWJC|UBS Financial Services, Inc.|288
XME|SPDR S&P METALS & MI|RBCM|RBC CAPITAL MARKETS, LLC|23032
XME|SPDR S&P METALS & MI|SAGL|SAGETRADER, LLC|24000
XME|SPDR S&P METALS & MI|SALI|INTL FCSTONE FINANCIAL INC.|197
XME|SPDR S&P METALS & MI|SBSH|Citigroup Global Markets Inc.|542909
XME|SPDR S&P METALS & MI|SCMC|Scotia Capital Markets (USA) Inc.|9300
XME|SPDR S&P METALS & MI|SEIC|SEI Investments Distribution Co.|300
XME|SPDR S&P METALS & MI|SGMT|GOLDMAN SACHS & CO. LLC|311208
XME|SPDR S&P METALS & MI|SHMR|ABN Amro Clearing LLC|851
XME|SPDR S&P METALS & MI|SPDR|SPEEDROUTE LLC|5463
XME|SPDR S&P METALS & MI|SPGS|Sea Port Group Securities, LLC|7200
XME|SPDR S&P METALS & MI|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
XME|SPDR S&P METALS & MI|STFL|Stifel, Nicolaus & Company, Incorporated|1858
XME|SPDR S&P METALS & MI|SWIM|TD Ameritrade, Inc.|33529
XME|SPDR S&P METALS & MI|SWST|Hilltop Securities Inc.|2006
XME|SPDR S&P METALS & MI|TKNG|ALLY INVEST SECURITIES LLC|1672
XME|SPDR S&P METALS & MI|TRBT|Tradebot Systems, Inc.|826169
XME|SPDR S&P METALS & MI|TRCM|TRC MARKETS LLC|1130593
XME|SPDR S&P METALS & MI|TWTT|TASTYWORKS, INC.|5120
XME|SPDR S&P METALS & MI|UBSA|UBS SECURITIES LLC|938175
XME|SPDR S&P METALS & MI|UBSS|UBS Securities LLC|738358
XME|SPDR S&P METALS & MI|VALX|VIRTU AMERICAS LLC|18736
XME|SPDR S&P METALS & MI|VGRD|Vanguard Marketing Corporation|22820
XME|SPDR S&P METALS & MI|WBET|Wallachbeth Capital LLC|10800
XME|SPDR S&P METALS & MI|WCHV|WELLS FARGO SECURITIES, LLC|107456
XME|SPDR S&P METALS & MI|WEDB|WEDBUSH SECURITIES INC.|350
XME|SPDR S&P METALS & MI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|81290
XME|SPDR S&P METALS & MI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|61054
XME|SPDR S&P METALS & MI|WSEA|WOLVERINE SECURITIES, LLC|10540
XME|SPDR S&P METALS & MI|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|200
XME|SPDR S&P METALS & MI|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
XME|SPDR S&P METALS & MI|YKNA|COMHAR CAPITAL MARKETS, LLC|1100
XME|SPDR S&P METALS & MI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|13312
XMLV|S&P 400 LOW VOLATILI|APCC|Apex Clearing Corporation|849
XMLV|S&P 400 LOW VOLATILI|BANK|Primevest Financial Services, Inc.|552
XMLV|S&P 400 LOW VOLATILI|BARD|Robert W. Baird & Co. Incorporated|351
XMLV|S&P 400 LOW VOLATILI|BATM|CBOE TRADING, INC.|702
XMLV|S&P 400 LOW VOLATILI|BBNT|BB&T SECURITIES, LLC|325
XMLV|S&P 400 LOW VOLATILI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2765
XMLV|S&P 400 LOW VOLATILI|CANT|Cantor Fitzgerald & Co.|24282
XMLV|S&P 400 LOW VOLATILI|CHAS|Charles Schwab & Co., Inc.|16350
XMLV|S&P 400 LOW VOLATILI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8235
XMLV|S&P 400 LOW VOLATILI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|23020
XMLV|S&P 400 LOW VOLATILI|CSIN|Citadel Securities Institutional LLC|13997
XMLV|S&P 400 LOW VOLATILI|CTDL|Citadel Derivatives Group Llc|13997
XMLV|S&P 400 LOW VOLATILI|CXCX|CITIGROUP GLOBAL MARKETS INC.|1400
XMLV|S&P 400 LOW VOLATILI|DADA|D.A. Davidson & Co.|335
XMLV|S&P 400 LOW VOLATILI|DBAB|Deutsche Bank Securities Inc.|407
XMLV|S&P 400 LOW VOLATILI|DBAX|Deutsche Bank Securities Inc.|18100
XMLV|S&P 400 LOW VOLATILI|DEAN|MORGAN STANLEY|7843
XMLV|S&P 400 LOW VOLATILI|EBXL|EBX LLC|8500
XMLV|S&P 400 LOW VOLATILI|EDJO|Edward D. Jones & Co., L.P.|103375
XMLV|S&P 400 LOW VOLATILI|EGXM|CBOE TRADING, INC.|315
XMLV|S&P 400 LOW VOLATILI|ETCB|ETC BROKERAGE SERVICES, LLC|96
XMLV|S&P 400 LOW VOLATILI|ETRS|E*Trade Securities LLC|7849
XMLV|S&P 400 LOW VOLATILI|FBSB|U.S. Bancorp Investments, Inc.|1026
XMLV|S&P 400 LOW VOLATILI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|9292
XMLV|S&P 400 LOW VOLATILI|FMAF|NBCN Inc./ CDS|3338
XMLV|S&P 400 LOW VOLATILI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5794
XMLV|S&P 400 LOW VOLATILI|FTBR|Foliofn Investments, Inc.|866
XMLV|S&P 400 LOW VOLATILI|GSCO|GOLDMAN SACHS & CO. LLC|628
XMLV|S&P 400 LOW VOLATILI|HRBF|American Enterprise Investment Services Inc.|183642
XMLV|S&P 400 LOW VOLATILI|IATS|INTERACTIVE BROKERS LLC|50
XMLV|S&P 400 LOW VOLATILI|IBKR|Interactive Brokers Llc|2348
XMLV|S&P 400 LOW VOLATILI|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|291
XMLV|S&P 400 LOW VOLATILI|ICBX|INSTINET, LLC|25830
XMLV|S&P 400 LOW VOLATILI|INCA|INSTINET, LLC|400
XMLV|S&P 400 LOW VOLATILI|INJX|INSTINET, LLC|1082
XMLV|S&P 400 LOW VOLATILI|ITGI|ITG Inc.|5165
XMLV|S&P 400 LOW VOLATILI|JANY|Janney Montgomery Scott Inc.|4080
XMLV|S&P 400 LOW VOLATILI|JEFF|JEFFERIES LLC|23801
XMLV|S&P 400 LOW VOLATILI|JMPT|JUMP TRADING, LLC|149
XMLV|S&P 400 LOW VOLATILI|JPMX|J.P. Morgan Securities LLC|9020
XMLV|S&P 400 LOW VOLATILI|JSEB|JANE STREET EXECUTION SERVICES, LLC|164997
XMLV|S&P 400 LOW VOLATILI|JSJX|JANE STREET CAPITAL LLC|325335
XMLV|S&P 400 LOW VOLATILI|KCGM|VIRTU Americas LLC|7293
XMLV|S&P 400 LOW VOLATILI|LEHM|Barclays Capital Inc./Le|20792
XMLV|S&P 400 LOW VOLATILI|LIME|Lime Brokerage LLC|6362
XMLV|S&P 400 LOW VOLATILI|MACC|Mid Atlantic Capital Corporation|309
XMLV|S&P 400 LOW VOLATILI|MCMF|Raymond James Ltd. Cds|932
XMLV|S&P 400 LOW VOLATILI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22634
XMLV|S&P 400 LOW VOLATILI|MSCO|MORGAN STANLEY & CO. LLC|36805
XMLV|S&P 400 LOW VOLATILI|MSPL|MORGAN STANLEY & CO. LLC|1200
XMLV|S&P 400 LOW VOLATILI|NBCS|NBC Securities, INC.|248
XMLV|S&P 400 LOW VOLATILI|NFSC|National Financial Services LLC|269532
XMLV|S&P 400 LOW VOLATILI|NITE|VIRTU Americas LLC|477637
XMLV|S&P 400 LOW VOLATILI|NQRB|Brut, LLC|125
XMLV|S&P 400 LOW VOLATILI|OPCO|Oppenheimer & Co. Inc.|500
XMLV|S&P 400 LOW VOLATILI|PDQM|CODA MARKETS, INC.|27311
XMLV|S&P 400 LOW VOLATILI|PWJC|UBS Financial Services, Inc.|82
XMLV|S&P 400 LOW VOLATILI|RBCM|RBC CAPITAL MARKETS, LLC|22086
XMLV|S&P 400 LOW VOLATILI|SBSH|Citigroup Global Markets Inc.|210
XMLV|S&P 400 LOW VOLATILI|SGMT|GOLDMAN SACHS & CO. LLC|4763
XMLV|S&P 400 LOW VOLATILI|SHMR|ABN Amro Clearing LLC|11326
XMLV|S&P 400 LOW VOLATILI|STFL|Stifel, Nicolaus & Company, Incorporated|6665
XMLV|S&P 400 LOW VOLATILI|SWIM|TD Ameritrade, Inc.|3519
XMLV|S&P 400 LOW VOLATILI|SWST|Hilltop Securities Inc.|320
XMLV|S&P 400 LOW VOLATILI|TKNG|ALLY INVEST SECURITIES LLC|5
XMLV|S&P 400 LOW VOLATILI|TRCM|TRC MARKETS LLC|50
XMLV|S&P 400 LOW VOLATILI|TWTT|TASTYWORKS, INC.|20
XMLV|S&P 400 LOW VOLATILI|UBSA|UBS SECURITIES LLC|39550
XMLV|S&P 400 LOW VOLATILI|UBSS|UBS Securities LLC|127063
XMLV|S&P 400 LOW VOLATILI|VALX|VIRTU AMERICAS LLC|138
XMLV|S&P 400 LOW VOLATILI|VGRD|Vanguard Marketing Corporation|14119
XMLV|S&P 400 LOW VOLATILI|WCHV|WELLS FARGO SECURITIES, LLC|28850
XMLV|S&P 400 LOW VOLATILI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1111
XMLV|S&P 400 LOW VOLATILI|WGIF|CIBC World Markets Inc.|380
XMLV|S&P 400 LOW VOLATILI|WSEA|WOLVERINE SECURITIES, LLC|6613
XMLV|S&P 400 LOW VOLATILI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100197
XMPT|MV CEF MUNI ETF|APCC|Apex Clearing Corporation|111
XMPT|MV CEF MUNI ETF|AURC|Aurora Capital LLC|1800
XMPT|MV CEF MUNI ETF|BATM|CBOE TRADING, INC.|15
XMPT|MV CEF MUNI ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|850
XMPT|MV CEF MUNI ETF|CANT|Cantor Fitzgerald & Co.|19599
XMPT|MV CEF MUNI ETF|CHAS|Charles Schwab & Co., Inc.|3
XMPT|MV CEF MUNI ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17199
XMPT|MV CEF MUNI ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15903
XMPT|MV CEF MUNI ETF|CSIN|Citadel Securities Institutional LLC|58500
XMPT|MV CEF MUNI ETF|CTDL|Citadel Derivatives Group Llc|58900
XMPT|MV CEF MUNI ETF|DBAX|Deutsche Bank Securities Inc.|2900
XMPT|MV CEF MUNI ETF|DEAN|MORGAN STANLEY|139
XMPT|MV CEF MUNI ETF|EBXL|EBX LLC|1000
XMPT|MV CEF MUNI ETF|EGAM|CBOE TRADING, INC.|800
XMPT|MV CEF MUNI ETF|ETRS|E*Trade Securities LLC|5407
XMPT|MV CEF MUNI ETF|FINX|FINTECH SECURITIES|3376
XMPT|MV CEF MUNI ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2876
XMPT|MV CEF MUNI ETF|FTBR|Foliofn Investments, Inc.|25
XMPT|MV CEF MUNI ETF|GSCO|GOLDMAN SACHS & CO. LLC|200
XMPT|MV CEF MUNI ETF|GTSZ|GTS SECURITIES LLC|381
XMPT|MV CEF MUNI ETF|IATS|INTERACTIVE BROKERS LLC|5
XMPT|MV CEF MUNI ETF|IBKR|Interactive Brokers Llc|6503
XMPT|MV CEF MUNI ETF|ICBX|INSTINET, LLC|8800
XMPT|MV CEF MUNI ETF|INCA|INSTINET, LLC|7808
XMPT|MV CEF MUNI ETF|ITGI|ITG Inc.|18918
XMPT|MV CEF MUNI ETF|ITGP|ITG INC.|3200
XMPT|MV CEF MUNI ETF|JANY|Janney Montgomery Scott Inc.|640
XMPT|MV CEF MUNI ETF|JPMX|J.P. Morgan Securities LLC|5200
XMPT|MV CEF MUNI ETF|JSJX|JANE STREET CAPITAL LLC|79690
XMPT|MV CEF MUNI ETF|KCGM|VIRTU Americas LLC|8652
XMPT|MV CEF MUNI ETF|LEHM|Barclays Capital Inc./Le|5000
XMPT|MV CEF MUNI ETF|LIME|Lime Brokerage LLC|1617
XMPT|MV CEF MUNI ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|20800
XMPT|MV CEF MUNI ETF|MOTF|MOTIF INVESTING, INC.|1
XMPT|MV CEF MUNI ETF|MSCO|MORGAN STANLEY & CO. LLC|36685
XMPT|MV CEF MUNI ETF|MSPL|MORGAN STANLEY & CO. LLC|900
XMPT|MV CEF MUNI ETF|NFSC|National Financial Services LLC|11668
XMPT|MV CEF MUNI ETF|NITE|VIRTU Americas LLC|156891
XMPT|MV CEF MUNI ETF|NITP|VIRTU Americas LLC|300
XMPT|MV CEF MUNI ETF|OPCO|Oppenheimer & Co. Inc.|500
XMPT|MV CEF MUNI ETF|RBCM|RBC CAPITAL MARKETS, LLC|2436
XMPT|MV CEF MUNI ETF|SGMT|GOLDMAN SACHS & CO. LLC|739
XMPT|MV CEF MUNI ETF|SWIM|TD Ameritrade, Inc.|655
XMPT|MV CEF MUNI ETF|UBSA|UBS SECURITIES LLC|14375
XMPT|MV CEF MUNI ETF|UBSS|UBS Securities LLC|14458
XMPT|MV CEF MUNI ETF|VGRD|Vanguard Marketing Corporation|2158
XMPT|MV CEF MUNI ETF|WBET|Wallachbeth Capital LLC|83400
XMPT|MV CEF MUNI ETF|WBLR|WILLIAM BLAIR|1000
XMPT|MV CEF MUNI ETF|WCHV|WELLS FARGO SECURITIES, LLC|67
XMPT|MV CEF MUNI ETF|WEDB|WEDBUSH SECURITIES INC.|4
XMPT|MV CEF MUNI ETF|WSEA|WOLVERINE SECURITIES, LLC|136
XMPT|MV CEF MUNI ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|2000
XMPT|MV CEF MUNI ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1242
XMX|WISDOMTREE GLOBAL EX|BATM|CBOE TRADING, INC.|6
XMX|WISDOMTREE GLOBAL EX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|200
XMX|WISDOMTREE GLOBAL EX|CTDL|Citadel Derivatives Group Llc|600
XMX|WISDOMTREE GLOBAL EX|EBXL|EBX LLC|200
XMX|WISDOMTREE GLOBAL EX|GSLT|GOLDMAN SACHS & CO. LLC|300
XMX|WISDOMTREE GLOBAL EX|JSJX|JANE STREET CAPITAL LLC|306
XMX|WISDOMTREE GLOBAL EX|LIME|Lime Brokerage LLC|300
XMX|WISDOMTREE GLOBAL EX|MSCO|MORGAN STANLEY & CO. LLC|1265
XMX|WISDOMTREE GLOBAL EX|NITE|VIRTU Americas LLC|1
XMX|WISDOMTREE GLOBAL EX|UBSA|UBS SECURITIES LLC|200
XMX|WISDOMTREE GLOBAL EX|WBET|Wallachbeth Capital LLC|960000
XMX|WISDOMTREE GLOBAL EX|WSEA|WOLVERINE SECURITIES, LLC|1
XNCR|XENCOR, INC.|ALTX|Alternet Securities Inc.|6400
XNCR|XENCOR, INC.|APCC|Apex Clearing Corporation|29
XNCR|XENCOR, INC.|BARD|Robert W. Baird & Co. Incorporated|450
XNCR|XENCOR, INC.|BATM|CBOE TRADING, INC.|3721
XNCR|XENCOR, INC.|BAYC|BAY CREST PARTNERS, LLC|3027
XNCR|XENCOR, INC.|BAYT|BTIG, LLC|2008
XNCR|XENCOR, INC.|BERN|Sanford C. Bernstein & Co., LLC|59111
XNCR|XENCOR, INC.|BIMI|Banca IMI Securities Corp.|500
XNCR|XENCOR, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6034
XNCR|XENCOR, INC.|BLKX|INSTINET, LLC|9600
XNCR|XENCOR, INC.|BMOC|BMO Capital Markets Corp.|6692
XNCR|XENCOR, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|18533
XNCR|XENCOR, INC.|BTIG|BTIG, LLC|19752
XNCR|XENCOR, INC.|BYXM|CBOE TRADING, INC.|2496
XNCR|XENCOR, INC.|CHAS|Charles Schwab & Co., Inc.|180
XNCR|XENCOR, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68468
XNCR|XENCOR, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1100
XNCR|XENCOR, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|150818
XNCR|XENCOR, INC.|CTDL|Citadel Derivatives Group Llc|21708
XNCR|XENCOR, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|12904
XNCR|XENCOR, INC.|DBAB|Deutsche Bank Securities Inc.|463576
XNCR|XENCOR, INC.|DBAX|Deutsche Bank Securities Inc.|133000
XNCR|XENCOR, INC.|DBUL|Deutsche Bank Securities Inc.|947
XNCR|XENCOR, INC.|DCHF|Dart Executions, LLC|41643
XNCR|XENCOR, INC.|DEAN|MORGAN STANLEY|5
XNCR|XENCOR, INC.|DEGS|RONIN PROFESSIONAL LLC|2833
XNCR|XENCOR, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5608
XNCR|XENCOR, INC.|EBXL|EBX LLC|98300
XNCR|XENCOR, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|1093
XNCR|XENCOR, INC.|EDJO|Edward D. Jones & Co., L.P.|1000
XNCR|XENCOR, INC.|EGAM|CBOE TRADING, INC.|5434
XNCR|XENCOR, INC.|EGAW|CBOE TRADING, INC.|327
XNCR|XENCOR, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1300
XNCR|XENCOR, INC.|EGXM|CBOE TRADING, INC.|1464
XNCR|XENCOR, INC.|ETBE|Electronic Transaction Clearing, Inc.|12824
XNCR|XENCOR, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
XNCR|XENCOR, INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|6415
XNCR|XENCOR, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|51565
XNCR|XENCOR, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|92
XNCR|XENCOR, INC.|ETRS|E*Trade Securities LLC|9106
XNCR|XENCOR, INC.|EVRS|E1 ASSET MANAGEMENT, INC.|151
XNCR|XENCOR, INC.|FBCO|Credit Suisse Securities (USA) LLC|256529
XNCR|XENCOR, INC.|FILL|Tradestation Securities, Inc.|3250
XNCR|XENCOR, INC.|FOMA|TD AMERITRADE CLEARING, INC.|30564
XNCR|XENCOR, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12701
XNCR|XENCOR, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|136414
XNCR|XENCOR, INC.|FTBR|Foliofn Investments, Inc.|1777
XNCR|XENCOR, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|20447
XNCR|XENCOR, INC.|GLPX|ACS EXECUTION SERVICES, LLC|8395
XNCR|XENCOR, INC.|GSCO|GOLDMAN SACHS & CO. LLC|838687
XNCR|XENCOR, INC.|GSCS|GOLDMAN SACHS & CO. LLC|17520
XNCR|XENCOR, INC.|GSLT|GOLDMAN SACHS & CO. LLC|5503
XNCR|XENCOR, INC.|GTSZ|GTS SECURITIES LLC|37808
XNCR|XENCOR, INC.|HAPX|HAP Trading, LLC|264
XNCR|XENCOR, INC.|IATS|INTERACTIVE BROKERS LLC|5915
XNCR|XENCOR, INC.|IBKR|Interactive Brokers Llc|20212
XNCR|XENCOR, INC.|ICBX|INSTINET, LLC|23200
XNCR|XENCOR, INC.|IEQY|CITADEL SECURITIES LLC|131296
XNCR|XENCOR, INC.|INCA|INSTINET, LLC|170045
XNCR|XENCOR, INC.|INJX|INSTINET, LLC|15835
XNCR|XENCOR, INC.|ITGI|ITG Inc.|556848
XNCR|XENCOR, INC.|ITGP|ITG INC.|155600
XNCR|XENCOR, INC.|JEFF|JEFFERIES LLC|84065
XNCR|XENCOR, INC.|JMPT|JUMP TRADING, LLC|41313
XNCR|XENCOR, INC.|JONE|JonesTrading|239
XNCR|XENCOR, INC.|JPBX|J.P. MORGAN SECURITIES LLC|59414
XNCR|XENCOR, INC.|JPMX|J.P. Morgan Securities LLC|222469
XNCR|XENCOR, INC.|JSJX|JANE STREET CAPITAL LLC|14733
XNCR|XENCOR, INC.|KCGM|VIRTU Americas LLC|27073
XNCR|XENCOR, INC.|LEHM|Barclays Capital Inc./Le|612617
XNCR|XENCOR, INC.|LIME|Lime Brokerage LLC|174689
XNCR|XENCOR, INC.|LMGP|LIME BROKERAGE LLC|5300
XNCR|XENCOR, INC.|LOOP|Loop Capital Markets LLC|2830
XNCR|XENCOR, INC.|LQNA|LIQUIDNET, INC.|26800
XNCR|XENCOR, INC.|MAXM|Maxim Group LLC|4672
XNCR|XENCOR, INC.|MBTS|ALLY INVEST SECURITIES LLC|1080
XNCR|XENCOR, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|30744
XNCR|XENCOR, INC.|MOTF|MOTIF INVESTING, INC.|9
XNCR|XENCOR, INC.|MSCO|MORGAN STANLEY & CO. LLC|1719639
XNCR|XENCOR, INC.|MSPL|MORGAN STANLEY & CO. LLC|196800
XNCR|XENCOR, INC.|MSTX|MORGAN STANLEY & CO. LLC|40100
XNCR|XENCOR, INC.|NFSC|National Financial Services LLC|37421
XNCR|XENCOR, INC.|NITE|VIRTU Americas LLC|202966
XNCR|XENCOR, INC.|NITP|VIRTU Americas LLC|4036
XNCR|XENCOR, INC.|NQRB|Brut, LLC|8105
XNCR|XENCOR, INC.|OPCO|Oppenheimer & Co. Inc.|1720
XNCR|XENCOR, INC.|PDQM|CODA MARKETS, INC.|16577
XNCR|XENCOR, INC.|PWJC|UBS Financial Services, Inc.|500
XNCR|XENCOR, INC.|RAJA|Raymond James & Associates, Inc.|45549
XNCR|XENCOR, INC.|RBCM|RBC CAPITAL MARKETS, LLC|6809
XNCR|XENCOR, INC.|SAGL|SAGETRADER, LLC|9474
XNCR|XENCOR, INC.|SAGW|SAGETRADER, LLC|381
XNCR|XENCOR, INC.|SBSH|Citigroup Global Markets Inc.|191760
XNCR|XENCOR, INC.|SEIC|SEI Investments Distribution Co.|100
XNCR|XENCOR, INC.|SGMT|GOLDMAN SACHS & CO. LLC|57755
XNCR|XENCOR, INC.|SPDR|SPEEDROUTE LLC|4200
XNCR|XENCOR, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3
XNCR|XENCOR, INC.|SWIM|TD Ameritrade, Inc.|26337
XNCR|XENCOR, INC.|SWST|Hilltop Securities Inc.|24
XNCR|XENCOR, INC.|TKNG|ALLY INVEST SECURITIES LLC|153
XNCR|XENCOR, INC.|TRBT|Tradebot Systems, Inc.|124275
XNCR|XENCOR, INC.|TRCM|TRC MARKETS LLC|80177
XNCR|XENCOR, INC.|UBSA|UBS SECURITIES LLC|252792
XNCR|XENCOR, INC.|UBSS|UBS Securities LLC|1421041
XNCR|XENCOR, INC.|VALX|VIRTU AMERICAS LLC|30259
XNCR|XENCOR, INC.|VGRD|Vanguard Marketing Corporation|1105
XNCR|XENCOR, INC.|VNDM|Wall Street Access|49420
XNCR|XENCOR, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1300
XNCR|XENCOR, INC.|WCHV|WELLS FARGO SECURITIES, LLC|23855
XNCR|XENCOR, INC.|WEED|Weeden & Co.L.P.|6050
XNCR|XENCOR, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2734
XNCR|XENCOR, INC.|WSEA|WOLVERINE SECURITIES, LLC|574
XNCR|XENCOR, INC.|XIST|INSTINET, LLC|54400
XNCR|XENCOR, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|15150
XNCR|XENCOR, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1593
XNCR|XENCOR, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4864
XNET|XUNLEI LIMITED ADR|AGIS|Aegis Capital Corp.|2000
XNET|XUNLEI LIMITED ADR|ALTX|Alternet Securities Inc.|5720
XNET|XUNLEI LIMITED ADR|APCC|Apex Clearing Corporation|58984
XNET|XUNLEI LIMITED ADR|BANK|Primevest Financial Services, Inc.|44021
XNET|XUNLEI LIMITED ADR|BATM|CBOE TRADING, INC.|5187
XNET|XUNLEI LIMITED ADR|BERN|Sanford C. Bernstein & Co., LLC|127615
XNET|XUNLEI LIMITED ADR|BIMI|Banca IMI Securities Corp.|1310
XNET|XUNLEI LIMITED ADR|BKCM|BNY Mellon Capital Markets LLC|455
XNET|XUNLEI LIMITED ADR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|41721
XNET|XUNLEI LIMITED ADR|BLKX|INSTINET, LLC|209200
XNET|XUNLEI LIMITED ADR|BTIG|BTIG, LLC|334615
XNET|XUNLEI LIMITED ADR|BYXM|CBOE TRADING, INC.|3900
XNET|XUNLEI LIMITED ADR|CANT|Cantor Fitzgerald & Co.|506
XNET|XUNLEI LIMITED ADR|CHAS|Charles Schwab & Co., Inc.|6211
XNET|XUNLEI LIMITED ADR|CICF|Canaccord Genuity Corp.|200
XNET|XUNLEI LIMITED ADR|CIIV|CORPORATE INVESTMENTS GROUP, INC.|1029
XNET|XUNLEI LIMITED ADR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|515502
XNET|XUNLEI LIMITED ADR|CPET|CLEARPOOL EXECUTION SERVICES, LLC|11588
XNET|XUNLEI LIMITED ADR|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|20171
XNET|XUNLEI LIMITED ADR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|260750
XNET|XUNLEI LIMITED ADR|CTDL|Citadel Derivatives Group Llc|22611
XNET|XUNLEI LIMITED ADR|CTLR|CUTLER GROUP, LP|3344
XNET|XUNLEI LIMITED ADR|CXCX|CITIGROUP GLOBAL MARKETS INC.|19104
XNET|XUNLEI LIMITED ADR|DBAB|Deutsche Bank Securities Inc.|249714
XNET|XUNLEI LIMITED ADR|DBAX|Deutsche Bank Securities Inc.|183800
XNET|XUNLEI LIMITED ADR|DBUL|Deutsche Bank Securities Inc.|8375
XNET|XUNLEI LIMITED ADR|DEAN|MORGAN STANLEY|1310
XNET|XUNLEI LIMITED ADR|DEGS|RONIN PROFESSIONAL LLC|93688
XNET|XUNLEI LIMITED ADR|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|17994
XNET|XUNLEI LIMITED ADR|EBXL|EBX LLC|215600
XNET|XUNLEI LIMITED ADR|ECUT|CONVERGEX EXECUTION SOLUTIONS|9159
XNET|XUNLEI LIMITED ADR|EDJO|Edward D. Jones & Co., L.P.|600
XNET|XUNLEI LIMITED ADR|EGAM|CBOE TRADING, INC.|23914
XNET|XUNLEI LIMITED ADR|EGAW|CBOE TRADING, INC.|301
XNET|XUNLEI LIMITED ADR|EGMT|EG MARKET TECHNOLOGIES LLC|7120
XNET|XUNLEI LIMITED ADR|EGXM|CBOE TRADING, INC.|19862
XNET|XUNLEI LIMITED ADR|EGXW|CBOE TRADING, INC.|691
XNET|XUNLEI LIMITED ADR|ETBE|Electronic Transaction Clearing, Inc.|47107
XNET|XUNLEI LIMITED ADR|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|22858
XNET|XUNLEI LIMITED ADR|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|9266
XNET|XUNLEI LIMITED ADR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|40592
XNET|XUNLEI LIMITED ADR|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|600
XNET|XUNLEI LIMITED ADR|ETRS|E*Trade Securities LLC|1035567
XNET|XUNLEI LIMITED ADR|FBCO|Credit Suisse Securities (USA) LLC|962395
XNET|XUNLEI LIMITED ADR|FBSB|U.S. Bancorp Investments, Inc.|250
XNET|XUNLEI LIMITED ADR|FFSI|Firstrade Securities Inc.|1000
XNET|XUNLEI LIMITED ADR|FILL|Tradestation Securities, Inc.|41311
XNET|XUNLEI LIMITED ADR|FMAF|NBCN Inc./ CDS|18581
XNET|XUNLEI LIMITED ADR|FOMA|TD AMERITRADE CLEARING, INC.|1470287
XNET|XUNLEI LIMITED ADR|FQLS|Quantlab Securities LP|608355
XNET|XUNLEI LIMITED ADR|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27227
XNET|XUNLEI LIMITED ADR|FTBR|Foliofn Investments, Inc.|899
XNET|XUNLEI LIMITED ADR|GEBB|GLOBAL EXECUTION BROKERS, LP|5542
XNET|XUNLEI LIMITED ADR|GLIS|TD Securities Inc|300
XNET|XUNLEI LIMITED ADR|GLPX|ACS EXECUTION SERVICES, LLC|26047
XNET|XUNLEI LIMITED ADR|GSCO|GOLDMAN SACHS & CO. LLC|396285
XNET|XUNLEI LIMITED ADR|GSCS|GOLDMAN SACHS & CO. LLC|250800
XNET|XUNLEI LIMITED ADR|GSLT|GOLDMAN SACHS & CO. LLC|26502
XNET|XUNLEI LIMITED ADR|GTSZ|GTS SECURITIES LLC|55881
XNET|XUNLEI LIMITED ADR|HAPX|HAP Trading, LLC|2362
XNET|XUNLEI LIMITED ADR|HRBF|American Enterprise Investment Services Inc.|3759
XNET|XUNLEI LIMITED ADR|HSBC|HSBC Securities, Inc.|49108
XNET|XUNLEI LIMITED ADR|IBKR|Interactive Brokers Llc|4041804
XNET|XUNLEI LIMITED ADR|ICBX|INSTINET, LLC|47273
XNET|XUNLEI LIMITED ADR|INCA|INSTINET, LLC|281002
XNET|XUNLEI LIMITED ADR|INJX|INSTINET, LLC|39145
XNET|XUNLEI LIMITED ADR|ITGI|ITG Inc.|60065
XNET|XUNLEI LIMITED ADR|ITGP|ITG INC.|101400
XNET|XUNLEI LIMITED ADR|JANY|Janney Montgomery Scott Inc.|1530
XNET|XUNLEI LIMITED ADR|JEFF|JEFFERIES LLC|52693
XNET|XUNLEI LIMITED ADR|JMPT|JUMP TRADING, LLC|70571
XNET|XUNLEI LIMITED ADR|JONE|JonesTrading|929
XNET|XUNLEI LIMITED ADR|JPBX|J.P. MORGAN SECURITIES LLC|30396
XNET|XUNLEI LIMITED ADR|JPMX|J.P. Morgan Securities LLC|132530
XNET|XUNLEI LIMITED ADR|JSJX|JANE STREET CAPITAL LLC|151250
XNET|XUNLEI LIMITED ADR|KCGM|VIRTU Americas LLC|57881
XNET|XUNLEI LIMITED ADR|LEHM|Barclays Capital Inc./Le|256708
XNET|XUNLEI LIMITED ADR|LIME|Lime Brokerage LLC|214183
XNET|XUNLEI LIMITED ADR|LMGP|LIME BROKERAGE LLC|1737
XNET|XUNLEI LIMITED ADR|LQNA|LIQUIDNET, INC.|2400
XNET|XUNLEI LIMITED ADR|LSCI|Lek Securities Corporation|2600
XNET|XUNLEI LIMITED ADR|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1257
XNET|XUNLEI LIMITED ADR|MAVB|Great Point Capital LLC|4350
XNET|XUNLEI LIMITED ADR|MAXM|Maxim Group LLC|3959
XNET|XUNLEI LIMITED ADR|MBTS|ALLY INVEST SECURITIES LLC|8904
XNET|XUNLEI LIMITED ADR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|65246
XNET|XUNLEI LIMITED ADR|MOTF|MOTIF INVESTING, INC.|410
XNET|XUNLEI LIMITED ADR|MSCO|MORGAN STANLEY & CO. LLC|3189112
XNET|XUNLEI LIMITED ADR|MSPL|MORGAN STANLEY & CO. LLC|269200
XNET|XUNLEI LIMITED ADR|MSTX|MORGAN STANLEY & CO. LLC|61100
XNET|XUNLEI LIMITED ADR|NFSC|National Financial Services LLC|544091
XNET|XUNLEI LIMITED ADR|NITE|VIRTU Americas LLC|2077381
XNET|XUNLEI LIMITED ADR|NQRB|Brut, LLC|16120
XNET|XUNLEI LIMITED ADR|OPCO|Oppenheimer & Co. Inc.|4354
XNET|XUNLEI LIMITED ADR|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|4412
XNET|XUNLEI LIMITED ADR|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|920
XNET|XUNLEI LIMITED ADR|PCPT|PHILLIP CAPITAL INC.|17106
XNET|XUNLEI LIMITED ADR|PDQM|CODA MARKETS, INC.|108810
XNET|XUNLEI LIMITED ADR|PHLY|NASDAQ Execution Services, LLC|4400
XNET|XUNLEI LIMITED ADR|POIN|PRECISION SECURITIES, LLC (POIN)|200
XNET|XUNLEI LIMITED ADR|RAJA|Raymond James & Associates, Inc.|750
XNET|XUNLEI LIMITED ADR|RBCM|RBC CAPITAL MARKETS, LLC|12586
XNET|XUNLEI LIMITED ADR|SAGL|SAGETRADER, LLC|3110
XNET|XUNLEI LIMITED ADR|SALI|INTL FCSTONE FINANCIAL INC.|13444
XNET|XUNLEI LIMITED ADR|SBSH|Citigroup Global Markets Inc.|255963
XNET|XUNLEI LIMITED ADR|SGMT|GOLDMAN SACHS & CO. LLC|111881
XNET|XUNLEI LIMITED ADR|SOGO|Wang Investment Associates, Inc.|90
XNET|XUNLEI LIMITED ADR|SPDR|SPEEDROUTE LLC|18912
XNET|XUNLEI LIMITED ADR|SWIM|TD Ameritrade, Inc.|382858
XNET|XUNLEI LIMITED ADR|SWST|Hilltop Securities Inc.|2600
XNET|XUNLEI LIMITED ADR|TDFS|TRADERFIELD SECURITIES INC.|1100
XNET|XUNLEI LIMITED ADR|TKNG|ALLY INVEST SECURITIES LLC|8483
XNET|XUNLEI LIMITED ADR|TRBT|Tradebot Systems, Inc.|140525
XNET|XUNLEI LIMITED ADR|TRCM|TRC MARKETS LLC|64063
XNET|XUNLEI LIMITED ADR|TWTT|TASTYWORKS, INC.|100
XNET|XUNLEI LIMITED ADR|UBSA|UBS SECURITIES LLC|427411
XNET|XUNLEI LIMITED ADR|UBSS|UBS Securities LLC|781889
XNET|XUNLEI LIMITED ADR|VALX|VIRTU AMERICAS LLC|61905
XNET|XUNLEI LIMITED ADR|VERT|The Vertical Trading Group, LLC|18075
XNET|XUNLEI LIMITED ADR|VGRD|Vanguard Marketing Corporation|66224
XNET|XUNLEI LIMITED ADR|VSIN|Vision Financial Markets Llc|1500
XNET|XUNLEI LIMITED ADR|WBPX|SUMMIT SECURITIES GROUP, LLC|496
XNET|XUNLEI LIMITED ADR|WCHV|WELLS FARGO SECURITIES, LLC|55552
XNET|XUNLEI LIMITED ADR|WEDB|WEDBUSH SECURITIES INC.|61428
XNET|XUNLEI LIMITED ADR|WEED|Weeden & Co.L.P.|120
XNET|XUNLEI LIMITED ADR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|22336
XNET|XUNLEI LIMITED ADR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79763
XNET|XUNLEI LIMITED ADR|WGIF|CIBC World Markets Inc.|23942
XNET|XUNLEI LIMITED ADR|WSEA|WOLVERINE SECURITIES, LLC|31680
XNET|XUNLEI LIMITED ADR|XIST|INSTINET, LLC|148
XNET|XUNLEI LIMITED ADR|XSTM|NATIONAL FINANCIAL SERVICES LLC|21354
XNET|XUNLEI LIMITED ADR|YKNA|COMHAR CAPITAL MARKETS, LLC|4595
XNET|XUNLEI LIMITED ADR|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5188
XNTK|SPDR NYSE TECH|APCC|Apex Clearing Corporation|42
XNTK|SPDR NYSE TECH|BANK|Primevest Financial Services, Inc.|87
XNTK|SPDR NYSE TECH|BARD|Robert W. Baird & Co. Incorporated|17166
XNTK|SPDR NYSE TECH|BBNT|BB&T SECURITIES, LLC|1777
XNTK|SPDR NYSE TECH|BKMM|BNY MELLON CAPITAL MARKETS, LLC|175
XNTK|SPDR NYSE TECH|BRGE|Newbridge Securities Corp.|62
XNTK|SPDR NYSE TECH|CANT|Cantor Fitzgerald & Co.|5
XNTK|SPDR NYSE TECH|CHAS|Charles Schwab & Co., Inc.|6
XNTK|SPDR NYSE TECH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2674
XNTK|SPDR NYSE TECH|CSIN|Citadel Securities Institutional LLC|38866
XNTK|SPDR NYSE TECH|CTDL|Citadel Derivatives Group Llc|40036
XNTK|SPDR NYSE TECH|DAVA|Davenport & Company LLC|200
XNTK|SPDR NYSE TECH|DBAX|Deutsche Bank Securities Inc.|400
XNTK|SPDR NYSE TECH|DEAN|MORGAN STANLEY|3541
XNTK|SPDR NYSE TECH|EBXL|EBX LLC|700
XNTK|SPDR NYSE TECH|EDJO|Edward D. Jones & Co., L.P.|792
XNTK|SPDR NYSE TECH|EGXM|CBOE TRADING, INC.|86
XNTK|SPDR NYSE TECH|ETRS|E*Trade Securities LLC|4500
XNTK|SPDR NYSE TECH|FILL|Tradestation Securities, Inc.|100
XNTK|SPDR NYSE TECH|FMAF|NBCN Inc./ CDS|400
XNTK|SPDR NYSE TECH|FTBR|Foliofn Investments, Inc.|309
XNTK|SPDR NYSE TECH|GEBB|GLOBAL EXECUTION BROKERS, LP|100
XNTK|SPDR NYSE TECH|GLIS|TD Securities Inc|35
XNTK|SPDR NYSE TECH|GSLT|GOLDMAN SACHS & CO. LLC|240
XNTK|SPDR NYSE TECH|HRBF|American Enterprise Investment Services Inc.|4441
XNTK|SPDR NYSE TECH|IBKR|Interactive Brokers Llc|359
XNTK|SPDR NYSE TECH|ICBX|INSTINET, LLC|207
XNTK|SPDR NYSE TECH|JANY|Janney Montgomery Scott Inc.|2437
XNTK|SPDR NYSE TECH|JPMX|J.P. Morgan Securities LLC|806
XNTK|SPDR NYSE TECH|JSJX|JANE STREET CAPITAL LLC|38066
XNTK|SPDR NYSE TECH|KCGM|VIRTU Americas LLC|3211
XNTK|SPDR NYSE TECH|LEHM|Barclays Capital Inc./Le|1400
XNTK|SPDR NYSE TECH|LIME|Lime Brokerage LLC|3442
XNTK|SPDR NYSE TECH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3856
XNTK|SPDR NYSE TECH|MOTF|MOTIF INVESTING, INC.|1
XNTK|SPDR NYSE TECH|MSCO|MORGAN STANLEY & CO. LLC|24661
XNTK|SPDR NYSE TECH|NFSC|National Financial Services LLC|96195
XNTK|SPDR NYSE TECH|NITE|VIRTU Americas LLC|59608
XNTK|SPDR NYSE TECH|NQRB|Brut, LLC|141
XNTK|SPDR NYSE TECH|NTRC|Northern Trust Securities, Inc.|1000
XNTK|SPDR NYSE TECH|OPCO|Oppenheimer & Co. Inc.|3
XNTK|SPDR NYSE TECH|PDQM|CODA MARKETS, INC.|4506
XNTK|SPDR NYSE TECH|RBCM|RBC CAPITAL MARKETS, LLC|5553
XNTK|SPDR NYSE TECH|SGMT|GOLDMAN SACHS & CO. LLC|1012
XNTK|SPDR NYSE TECH|SPHN|Stephens Inc.|176
XNTK|SPDR NYSE TECH|STFL|Stifel, Nicolaus & Company, Incorporated|1188
XNTK|SPDR NYSE TECH|SWIM|TD Ameritrade, Inc.|663
XNTK|SPDR NYSE TECH|TKNG|ALLY INVEST SECURITIES LLC|90
XNTK|SPDR NYSE TECH|UBSA|UBS SECURITIES LLC|8371
XNTK|SPDR NYSE TECH|UBSS|UBS Securities LLC|21705
XNTK|SPDR NYSE TECH|VALX|VIRTU AMERICAS LLC|466
XNTK|SPDR NYSE TECH|VGRD|Vanguard Marketing Corporation|1235
XNTK|SPDR NYSE TECH|WCHV|WELLS FARGO SECURITIES, LLC|5492
XNTK|SPDR NYSE TECH|WEDB|WEDBUSH SECURITIES INC.|312
XNTK|SPDR NYSE TECH|WGIF|CIBC World Markets Inc.|174
XNTK|SPDR NYSE TECH|WSEA|WOLVERINE SECURITIES, LLC|272
XNTK|SPDR NYSE TECH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7542
XOG|EXTRACTION OILGAS CM|ABLE|NATIXIS Securities Americas LLC|5608
XOG|EXTRACTION OILGAS CM|ADAM|CANACCORD GENUITY INC.|293306
XOG|EXTRACTION OILGAS CM|ALTX|Alternet Securities Inc.|6334
XOG|EXTRACTION OILGAS CM|APCC|Apex Clearing Corporation|2952
XOG|EXTRACTION OILGAS CM|BATM|CBOE TRADING, INC.|5265
XOG|EXTRACTION OILGAS CM|BAYC|BAY CREST PARTNERS, LLC|4565
XOG|EXTRACTION OILGAS CM|BAYT|BTIG, LLC|14000
XOG|EXTRACTION OILGAS CM|BERN|Sanford C. Bernstein & Co., LLC|17232
XOG|EXTRACTION OILGAS CM|BIMI|Banca IMI Securities Corp.|270
XOG|EXTRACTION OILGAS CM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3214
XOG|EXTRACTION OILGAS CM|BLKX|INSTINET, LLC|309400
XOG|EXTRACTION OILGAS CM|BMOC|BMO Capital Markets Corp.|246500
XOG|EXTRACTION OILGAS CM|BNPX|BNP PARIBAS SECURITIES CORP.|28651
XOG|EXTRACTION OILGAS CM|BTIG|BTIG, LLC|9815
XOG|EXTRACTION OILGAS CM|BYXM|CBOE TRADING, INC.|3083
XOG|EXTRACTION OILGAS CM|BZYD|GOLDMAN SACHS & CO. LLC|3700
XOG|EXTRACTION OILGAS CM|CANT|Cantor Fitzgerald & Co.|1484
XOG|EXTRACTION OILGAS CM|CBLC|CITIGROUP GLOBAL MARKETS INC.|276026
XOG|EXTRACTION OILGAS CM|CHAS|Charles Schwab & Co., Inc.|3300
XOG|EXTRACTION OILGAS CM|CIST|Capital Institutional Services, Inc.|809
XOG|EXTRACTION OILGAS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|517234
XOG|EXTRACTION OILGAS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
XOG|EXTRACTION OILGAS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|301
XOG|EXTRACTION OILGAS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|743240
XOG|EXTRACTION OILGAS CM|CTDL|Citadel Derivatives Group Llc|53653
XOG|EXTRACTION OILGAS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|318516
XOG|EXTRACTION OILGAS CM|DBAB|Deutsche Bank Securities Inc.|637264
XOG|EXTRACTION OILGAS CM|DBAX|Deutsche Bank Securities Inc.|622400
XOG|EXTRACTION OILGAS CM|DEAN|MORGAN STANLEY|2814
XOG|EXTRACTION OILGAS CM|DEGS|RONIN PROFESSIONAL LLC|12153
XOG|EXTRACTION OILGAS CM|EBXL|EBX LLC|401200
XOG|EXTRACTION OILGAS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|47900
XOG|EXTRACTION OILGAS CM|EDJO|Edward D. Jones & Co., L.P.|26
XOG|EXTRACTION OILGAS CM|EGAM|CBOE TRADING, INC.|18576
XOG|EXTRACTION OILGAS CM|EGAW|CBOE TRADING, INC.|700
XOG|EXTRACTION OILGAS CM|EGMT|EG MARKET TECHNOLOGIES LLC|700
XOG|EXTRACTION OILGAS CM|EGXM|CBOE TRADING, INC.|3860
XOG|EXTRACTION OILGAS CM|EGXW|CBOE TRADING, INC.|100
XOG|EXTRACTION OILGAS CM|ETBE|Electronic Transaction Clearing, Inc.|48874
XOG|EXTRACTION OILGAS CM|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
XOG|EXTRACTION OILGAS CM|ETCC|Electronic Transaction Clearing, Inc.|660
XOG|EXTRACTION OILGAS CM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|27799
XOG|EXTRACTION OILGAS CM|ETRS|E*Trade Securities LLC|250939
XOG|EXTRACTION OILGAS CM|FBCO|Credit Suisse Securities (USA) LLC|1261296
XOG|EXTRACTION OILGAS CM|FILL|Tradestation Securities, Inc.|30914
XOG|EXTRACTION OILGAS CM|FMAF|NBCN Inc./ CDS|2649
XOG|EXTRACTION OILGAS CM|FOMA|TD AMERITRADE CLEARING, INC.|339024
XOG|EXTRACTION OILGAS CM|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4966
XOG|EXTRACTION OILGAS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|241615
XOG|EXTRACTION OILGAS CM|FTBR|Foliofn Investments, Inc.|16
XOG|EXTRACTION OILGAS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|22274
XOG|EXTRACTION OILGAS CM|GELP|RBC CAPITAL MARKETS, LLC|121
XOG|EXTRACTION OILGAS CM|GLPX|ACS EXECUTION SERVICES, LLC|25165
XOG|EXTRACTION OILGAS CM|GSCO|GOLDMAN SACHS & CO. LLC|1768601
XOG|EXTRACTION OILGAS CM|GSCS|GOLDMAN SACHS & CO. LLC|9476
XOG|EXTRACTION OILGAS CM|GSLT|GOLDMAN SACHS & CO. LLC|5752
XOG|EXTRACTION OILGAS CM|GTSZ|GTS SECURITIES LLC|133883
XOG|EXTRACTION OILGAS CM|HAPX|HAP Trading, LLC|400
XOG|EXTRACTION OILGAS CM|HRBF|American Enterprise Investment Services Inc.|7
XOG|EXTRACTION OILGAS CM|IATS|INTERACTIVE BROKERS LLC|22038
XOG|EXTRACTION OILGAS CM|IBKR|Interactive Brokers Llc|344530
XOG|EXTRACTION OILGAS CM|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|19
XOG|EXTRACTION OILGAS CM|ICBX|INSTINET, LLC|198640
XOG|EXTRACTION OILGAS CM|IEQY|CITADEL SECURITIES LLC|89205
XOG|EXTRACTION OILGAS CM|INCA|INSTINET, LLC|1100126
XOG|EXTRACTION OILGAS CM|INJX|INSTINET, LLC|401457
XOG|EXTRACTION OILGAS CM|ITGI|ITG Inc.|112251
XOG|EXTRACTION OILGAS CM|ITGP|ITG INC.|195000
XOG|EXTRACTION OILGAS CM|JEFF|JEFFERIES LLC|2508588
XOG|EXTRACTION OILGAS CM|JMPT|JUMP TRADING, LLC|207553
XOG|EXTRACTION OILGAS CM|JPBX|J.P. MORGAN SECURITIES LLC|192438
XOG|EXTRACTION OILGAS CM|JPMX|J.P. Morgan Securities LLC|1583571
XOG|EXTRACTION OILGAS CM|JSJX|JANE STREET CAPITAL LLC|7288
XOG|EXTRACTION OILGAS CM|KCGM|VIRTU Americas LLC|71999
XOG|EXTRACTION OILGAS CM|KEYB|KEYBANC CAPITAL MARKETS INC.|1100
XOG|EXTRACTION OILGAS CM|LEHM|Barclays Capital Inc./Le|1572381
XOG|EXTRACTION OILGAS CM|LIME|Lime Brokerage LLC|295365
XOG|EXTRACTION OILGAS CM|LMGP|LIME BROKERAGE LLC|1150
XOG|EXTRACTION OILGAS CM|LQNA|LIQUIDNET, INC.|531900
XOG|EXTRACTION OILGAS CM|LSCI|Lek Securities Corporation|29172
XOG|EXTRACTION OILGAS CM|MACQ|Macquarie Capital (USA) Inc.|2400
XOG|EXTRACTION OILGAS CM|MAXM|Maxim Group LLC|513
XOG|EXTRACTION OILGAS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|302953
XOG|EXTRACTION OILGAS CM|MNDX|TJM Investments, LLC|2203
XOG|EXTRACTION OILGAS CM|MSCO|MORGAN STANLEY & CO. LLC|4091092
XOG|EXTRACTION OILGAS CM|MSPL|MORGAN STANLEY & CO. LLC|875800
XOG|EXTRACTION OILGAS CM|MSTX|MORGAN STANLEY & CO. LLC|587700
XOG|EXTRACTION OILGAS CM|MZHO|Mizuho Securities USA LLC|250000
XOG|EXTRACTION OILGAS CM|NATL|National Securities Corporation|33475
XOG|EXTRACTION OILGAS CM|NFSC|National Financial Services LLC|393119
XOG|EXTRACTION OILGAS CM|NITE|VIRTU Americas LLC|849422
XOG|EXTRACTION OILGAS CM|NITP|VIRTU Americas LLC|5500
XOG|EXTRACTION OILGAS CM|NQRB|Brut, LLC|26548
XOG|EXTRACTION OILGAS CM|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|400
XOG|EXTRACTION OILGAS CM|PDQM|CODA MARKETS, INC.|30331
XOG|EXTRACTION OILGAS CM|PHLY|NASDAQ Execution Services, LLC|400
XOG|EXTRACTION OILGAS CM|PIPR|Piper Jaffray & Co.|288
XOG|EXTRACTION OILGAS CM|PWJC|UBS Financial Services, Inc.|5057
XOG|EXTRACTION OILGAS CM|RAJA|Raymond James & Associates, Inc.|2154
XOG|EXTRACTION OILGAS CM|RBCM|RBC CAPITAL MARKETS, LLC|990
XOG|EXTRACTION OILGAS CM|RHCO|Suntrust Robinson Humphrey, Inc.|166574
XOG|EXTRACTION OILGAS CM|SAGL|SAGETRADER, LLC|38320
XOG|EXTRACTION OILGAS CM|SAGW|SAGETRADER, LLC|1140
XOG|EXTRACTION OILGAS CM|SBSH|Citigroup Global Markets Inc.|634490
XOG|EXTRACTION OILGAS CM|SGMT|GOLDMAN SACHS & CO. LLC|313825
XOG|EXTRACTION OILGAS CM|SOCO|Capital One Southcoast, Inc|1300
XOG|EXTRACTION OILGAS CM|SPDR|SPEEDROUTE LLC|2927
XOG|EXTRACTION OILGAS CM|SPHN|Stephens Inc.|70527
XOG|EXTRACTION OILGAS CM|STFL|Stifel, Nicolaus & Company, Incorporated|613
XOG|EXTRACTION OILGAS CM|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|190
XOG|EXTRACTION OILGAS CM|SWIM|TD Ameritrade, Inc.|26645
XOG|EXTRACTION OILGAS CM|TKNG|ALLY INVEST SECURITIES LLC|1200
XOG|EXTRACTION OILGAS CM|TRBT|Tradebot Systems, Inc.|695750
XOG|EXTRACTION OILGAS CM|TRCM|TRC MARKETS LLC|344272
XOG|EXTRACTION OILGAS CM|UBSA|UBS SECURITIES LLC|1415972
XOG|EXTRACTION OILGAS CM|UBSS|UBS Securities LLC|2130884
XOG|EXTRACTION OILGAS CM|VALX|VIRTU AMERICAS LLC|24648
XOG|EXTRACTION OILGAS CM|VGRD|Vanguard Marketing Corporation|12130
XOG|EXTRACTION OILGAS CM|WBPX|SUMMIT SECURITIES GROUP, LLC|1600
XOG|EXTRACTION OILGAS CM|WCHV|WELLS FARGO SECURITIES, LLC|150689
XOG|EXTRACTION OILGAS CM|WDNX|WEEDEN & CO.L.P.|1200
XOG|EXTRACTION OILGAS CM|WEED|Weeden & Co.L.P.|500
XOG|EXTRACTION OILGAS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|5819
XOG|EXTRACTION OILGAS CM|WEXX|WOLVERINE EXECUTION SERVICES, LLC|5765
XOG|EXTRACTION OILGAS CM|WFPB|Wells Fargo Securities, LLC.|400
XOG|EXTRACTION OILGAS CM|WSEA|WOLVERINE SECURITIES, LLC|7556
XOG|EXTRACTION OILGAS CM|XIST|INSTINET, LLC|135740
XOG|EXTRACTION OILGAS CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|286326
XOG|EXTRACTION OILGAS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|2935
XOG|EXTRACTION OILGAS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3385
XOM|EXXON MOBIL CP|ABLE|NATIXIS Securities Americas LLC|624413
XOM|EXXON MOBIL CP|ACLP|ALEXANDER CAPITAL, L.P.|500
XOM|EXXON MOBIL CP|ADAM|CANACCORD GENUITY INC.|30711
XOM|EXXON MOBIL CP|AGIS|Aegis Capital Corp.|4284
XOM|EXXON MOBIL CP|ALTX|Alternet Securities Inc.|120931
XOM|EXXON MOBIL CP|ANOS|ABEL/NOSER, L.L.C.|15830
XOM|EXXON MOBIL CP|APCC|Apex Clearing Corporation|22797
XOM|EXXON MOBIL CP|AQUA|AQUA SECURITIES L.P.|21800
XOM|EXXON MOBIL CP|BALE|M&T SECURITIES, INC.|4359
XOM|EXXON MOBIL CP|BANK|Primevest Financial Services, Inc.|5901
XOM|EXXON MOBIL CP|BARD|Robert W. Baird & Co. Incorporated|45852
XOM|EXXON MOBIL CP|BATM|CBOE TRADING, INC.|73392
XOM|EXXON MOBIL CP|BAYC|BAY CREST PARTNERS, LLC|16381
XOM|EXXON MOBIL CP|BAYT|BTIG, LLC|4404
XOM|EXXON MOBIL CP|BBNT|BB&T SECURITIES, LLC|63383
XOM|EXXON MOBIL CP|BERN|Sanford C. Bernstein & Co., LLC|501384
XOM|EXXON MOBIL CP|BIAD|SAGETRADER, LLC|1280
XOM|EXXON MOBIL CP|BIDS|BIDS TRADING L.P.|65800
XOM|EXXON MOBIL CP|BIMI|Banca IMI Securities Corp.|3255
XOM|EXXON MOBIL CP|BKCM|BNY Mellon Capital Markets LLC|1739
XOM|EXXON MOBIL CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|305697
XOM|EXXON MOBIL CP|BLKX|INSTINET, LLC|351430
XOM|EXXON MOBIL CP|BMOC|BMO Capital Markets Corp.|3343
XOM|EXXON MOBIL CP|BNPX|BNP PARIBAS SECURITIES CORP.|2070745
XOM|EXXON MOBIL CP|BRGE|Newbridge Securities Corp.|4104
XOM|EXXON MOBIL CP|BTIG|BTIG, LLC|517512
XOM|EXXON MOBIL CP|BYXM|CBOE TRADING, INC.|20172
XOM|EXXON MOBIL CP|BZYD|GOLDMAN SACHS & CO. LLC|501
XOM|EXXON MOBIL CP|CABR|Cabrera Capital Markets, Inc.|75
XOM|EXXON MOBIL CP|CANT|Cantor Fitzgerald & Co.|29841
XOM|EXXON MOBIL CP|CBLC|CITIGROUP GLOBAL MARKETS INC.|134222
XOM|EXXON MOBIL CP|CHAS|Charles Schwab & Co., Inc.|66457
XOM|EXXON MOBIL CP|CIBP|CIBC World Markets Corp.|570654
XOM|EXXON MOBIL CP|CICF|Canaccord Genuity Corp.|1536
XOM|EXXON MOBIL CP|CIOI|CITIGROUP GLOBAL MARKETS INC|180000
XOM|EXXON MOBIL CP|CIST|Capital Institutional Services, Inc.|76130
XOM|EXXON MOBIL CP|CLSA|CLSA AMERICAS, LLC|1200
XOM|EXXON MOBIL CP|COKE|Coker & Palmer|21503
XOM|EXXON MOBIL CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1379014
XOM|EXXON MOBIL CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2015
XOM|EXXON MOBIL CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|32975
XOM|EXXON MOBIL CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2463015
XOM|EXXON MOBIL CP|CTDL|Citadel Derivatives Group Llc|202945
XOM|EXXON MOBIL CP|CTLR|CUTLER GROUP, LP|6913
XOM|EXXON MOBIL CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|305708
XOM|EXXON MOBIL CP|DADA|D.A. Davidson & Co.|33514
XOM|EXXON MOBIL CP|DAVA|Davenport & Company LLC|11489
XOM|EXXON MOBIL CP|DBAB|Deutsche Bank Securities Inc.|2482152
XOM|EXXON MOBIL CP|DBAX|Deutsche Bank Securities Inc.|1790400
XOM|EXXON MOBIL CP|DBUL|Deutsche Bank Securities Inc.|6305
XOM|EXXON MOBIL CP|DCHF|Dart Executions, LLC|53622
XOM|EXXON MOBIL CP|DEAN|MORGAN STANLEY|209073
XOM|EXXON MOBIL CP|DEGS|RONIN PROFESSIONAL LLC|1000
XOM|EXXON MOBIL CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6493
XOM|EXXON MOBIL CP|DRWK|DRW SECURITIES, L.L.C.|50015
XOM|EXXON MOBIL CP|EBXL|EBX LLC|1924700
XOM|EXXON MOBIL CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|72652
XOM|EXXON MOBIL CP|EDJC|Edward Jones / CDS|1390
XOM|EXXON MOBIL CP|EDJO|Edward D. Jones & Co., L.P.|261076
XOM|EXXON MOBIL CP|EGAM|CBOE TRADING, INC.|108318
XOM|EXXON MOBIL CP|EGAW|CBOE TRADING, INC.|700
XOM|EXXON MOBIL CP|EGMT|EG MARKET TECHNOLOGIES LLC|700
XOM|EXXON MOBIL CP|EGXM|CBOE TRADING, INC.|48578
XOM|EXXON MOBIL CP|EGXW|CBOE TRADING, INC.|431
XOM|EXXON MOBIL CP|ELEV|ELEVATION, LLC|31792
XOM|EXXON MOBIL CP|ESPO|ESPOSITO SECURITIES, LLC|1578
XOM|EXXON MOBIL CP|ETBE|Electronic Transaction Clearing, Inc.|139467
XOM|EXXON MOBIL CP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2600
XOM|EXXON MOBIL CP|ETCB|ETC BROKERAGE SERVICES, LLC|988
XOM|EXXON MOBIL CP|ETCC|Electronic Transaction Clearing, Inc.|907
XOM|EXXON MOBIL CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|33591
XOM|EXXON MOBIL CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|5575
XOM|EXXON MOBIL CP|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|100
XOM|EXXON MOBIL CP|ETRS|E*Trade Securities LLC|1333827
XOM|EXXON MOBIL CP|FBSB|U.S. Bancorp Investments, Inc.|6624
XOM|EXXON MOBIL CP|FFSI|Firstrade Securities Inc.|100
XOM|EXXON MOBIL CP|FIDT|Fidelity Clearing Canada ULC./ CDS|786
XOM|EXXON MOBIL CP|FILL|Tradestation Securities, Inc.|48672
XOM|EXXON MOBIL CP|FINX|FINTECH SECURITIES|38501
XOM|EXXON MOBIL CP|FMAF|NBCN Inc./ CDS|17775
XOM|EXXON MOBIL CP|FMCO|First Manhattan Co|1099
XOM|EXXON MOBIL CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3350
XOM|EXXON MOBIL CP|FQLS|Quantlab Securities LP|1790328
XOM|EXXON MOBIL CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|208750
XOM|EXXON MOBIL CP|FTBR|Foliofn Investments, Inc.|24915
XOM|EXXON MOBIL CP|GBMT|GBM International, Inc.|5720
XOM|EXXON MOBIL CP|GEBB|GLOBAL EXECUTION BROKERS, LP|64736
XOM|EXXON MOBIL CP|GFRY|JUMP TRADING, LLC|428850
XOM|EXXON MOBIL CP|GLIS|TD Securities Inc|8802
XOM|EXXON MOBIL CP|GLPX|ACS EXECUTION SERVICES, LLC|306007
XOM|EXXON MOBIL CP|GPSS|Great Pacific Securities|200
XOM|EXXON MOBIL CP|GSCO|GOLDMAN SACHS & CO. LLC|12316718
XOM|EXXON MOBIL CP|GSCS|GOLDMAN SACHS & CO. LLC|95095
XOM|EXXON MOBIL CP|GSLT|GOLDMAN SACHS & CO. LLC|88379
XOM|EXXON MOBIL CP|GTSY|GTS SECURITIES LLC|800
XOM|EXXON MOBIL CP|GTSZ|GTS SECURITIES LLC|1761893
XOM|EXXON MOBIL CP|HAPX|HAP Trading, LLC|1364
XOM|EXXON MOBIL CP|HASF|Haywood Securities Inc./CDS|616
XOM|EXXON MOBIL CP|HCTA|Hardcastle Trading USA LLC|344875
XOM|EXXON MOBIL CP|HRBF|American Enterprise Investment Services Inc.|223949
XOM|EXXON MOBIL CP|HSBC|HSBC Securities, Inc.|112289
XOM|EXXON MOBIL CP|IATS|INTERACTIVE BROKERS LLC|142281
XOM|EXXON MOBIL CP|IBKR|Interactive Brokers Llc|404032
XOM|EXXON MOBIL CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|16123
XOM|EXXON MOBIL CP|ICBX|INSTINET, LLC|804619
XOM|EXXON MOBIL CP|IEQY|CITADEL SECURITIES LLC|1860512
XOM|EXXON MOBIL CP|INCA|INSTINET, LLC|3294207
XOM|EXXON MOBIL CP|INGS|Ingalls & Snyder, Llc|350
XOM|EXXON MOBIL CP|INJX|INSTINET, LLC|93952
XOM|EXXON MOBIL CP|INTL|INTL FCSTONE FINANCIAL INC.|124
XOM|EXXON MOBIL CP|ITGI|ITG Inc.|277354
XOM|EXXON MOBIL CP|ITGP|ITG INC.|869200
XOM|EXXON MOBIL CP|JANY|Janney Montgomery Scott Inc.|58396
XOM|EXXON MOBIL CP|JEFF|JEFFERIES LLC|463862
XOM|EXXON MOBIL CP|JMPT|JUMP TRADING, LLC|709571
XOM|EXXON MOBIL CP|JONE|JonesTrading|6383
XOM|EXXON MOBIL CP|JPBX|J.P. MORGAN SECURITIES LLC|1130544
XOM|EXXON MOBIL CP|JPMX|J.P. Morgan Securities LLC|2204998
XOM|EXXON MOBIL CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|158405
XOM|EXXON MOBIL CP|JSJX|JANE STREET CAPITAL LLC|51886
XOM|EXXON MOBIL CP|JUTA|JUMP TRADING, LLC|57271
XOM|EXXON MOBIL CP|KCGM|VIRTU Americas LLC|450764
XOM|EXXON MOBIL CP|KEYB|KEYBANC CAPITAL MARKETS INC.|900
XOM|EXXON MOBIL CP|LEHM|Barclays Capital Inc./Le|5083978
XOM|EXXON MOBIL CP|LGNT|COR CLEARING LLC|28
XOM|EXXON MOBIL CP|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|14
XOM|EXXON MOBIL CP|LIME|Lime Brokerage LLC|331159
XOM|EXXON MOBIL CP|LIWD|LIME BROKERAGE LLC|566
XOM|EXXON MOBIL CP|LIWK|LIME BROKERAGE LLC|208
XOM|EXXON MOBIL CP|LMGP|LIME BROKERAGE LLC|300
XOM|EXXON MOBIL CP|LMNX|LUMINEX TRADING & ANALYTICS LLC|310600
XOM|EXXON MOBIL CP|LOOP|Loop Capital Markets LLC|13834
XOM|EXXON MOBIL CP|LQNA|LIQUIDNET, INC.|209300
XOM|EXXON MOBIL CP|LSCI|Lek Securities Corporation|74764
XOM|EXXON MOBIL CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
XOM|EXXON MOBIL CP|MACC|Mid Atlantic Capital Corporation|35290
XOM|EXXON MOBIL CP|MACQ|Macquarie Capital (USA) Inc.|32417
XOM|EXXON MOBIL CP|MAXM|Maxim Group LLC|40803
XOM|EXXON MOBIL CP|MBTS|ALLY INVEST SECURITIES LLC|15
XOM|EXXON MOBIL CP|MCBT|Moors & Cabot, Inc.|41
XOM|EXXON MOBIL CP|MCMF|Raymond James Ltd. Cds|2125
XOM|EXXON MOBIL CP|MICA|Spartan Securities Group, Ltd.|2000
XOM|EXXON MOBIL CP|MKMP|MKM Partners LLC|100
XOM|EXXON MOBIL CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|875405
XOM|EXXON MOBIL CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4682
XOM|EXXON MOBIL CP|MOTF|MOTIF INVESTING, INC.|151
XOM|EXXON MOBIL CP|MPSG|E D & F Man Capital Markets Inc.|20016
XOM|EXXON MOBIL CP|MSCO|MORGAN STANLEY & CO. LLC|11877038
XOM|EXXON MOBIL CP|MSPL|MORGAN STANLEY & CO. LLC|1553800
XOM|EXXON MOBIL CP|MSTX|MORGAN STANLEY & CO. LLC|1220300
XOM|EXXON MOBIL CP|MULL|MARK J. MULLER EQUITIES, INC.|30610
XOM|EXXON MOBIL CP|NATL|National Securities Corporation|4874
XOM|EXXON MOBIL CP|NBCS|NBC Securities, INC.|1153
XOM|EXXON MOBIL CP|NEUB|NEUBERGER BERMAN BD LLC|4160
XOM|EXXON MOBIL CP|NFSC|National Financial Services LLC|4115873
XOM|EXXON MOBIL CP|NITE|VIRTU Americas LLC|8106397
XOM|EXXON MOBIL CP|NITP|VIRTU Americas LLC|4206
XOM|EXXON MOBIL CP|NMRA|Nomura Securities International, Inc.|200
XOM|EXXON MOBIL CP|NQRB|Brut, LLC|156397
XOM|EXXON MOBIL CP|NTBF|BMO Nesbitt Burns Inc./CDS|12884
XOM|EXXON MOBIL CP|NTRC|Northern Trust Securities, Inc.|26952
XOM|EXXON MOBIL CP|OGRU|Oscar Gruss & Son, Incorporated|62400
XOM|EXXON MOBIL CP|OHOS|TWO SIGMA SECURITIES, LLC|606995
XOM|EXXON MOBIL CP|ONEL|O'NEIL SECURITIES, INCORPORATED|9
XOM|EXXON MOBIL CP|OPCO|Oppenheimer & Co. Inc.|78023
XOM|EXXON MOBIL CP|OTAA|OTA LLC|17279
XOM|EXXON MOBIL CP|PASL|Pershing Advisor Solutions LLC|710
XOM|EXXON MOBIL CP|PCFF|Pacific International Securities Inc./CDS|5570
XOM|EXXON MOBIL CP|PCPT|PHILLIP CAPITAL INC.|200
XOM|EXXON MOBIL CP|PDQM|CODA MARKETS, INC.|476793
XOM|EXXON MOBIL CP|PHLY|NASDAQ Execution Services, LLC|61738
XOM|EXXON MOBIL CP|PICT|Pictet Overseas Inc.|60441
XOM|EXXON MOBIL CP|PIPR|Piper Jaffray & Co.|2780
XOM|EXXON MOBIL CP|PNSR|Penserra Securities, LLC|677702
XOM|EXXON MOBIL CP|PWJC|UBS Financial Services, Inc.|534626
XOM|EXXON MOBIL CP|QMSR|QUATTRO M SECURITIES INC.|26273
XOM|EXXON MOBIL CP|RBCM|RBC CAPITAL MARKETS, LLC|326899
XOM|EXXON MOBIL CP|RGLD|Regal Securities, Inc|6824
XOM|EXXON MOBIL CP|RHCO|Suntrust Robinson Humphrey, Inc.|6843
XOM|EXXON MOBIL CP|SAGL|SAGETRADER, LLC|61721
XOM|EXXON MOBIL CP|SAGW|SAGETRADER, LLC|15
XOM|EXXON MOBIL CP|SALI|INTL FCSTONE FINANCIAL INC.|7143
XOM|EXXON MOBIL CP|SBRX|MURIEL SIEBERT & CO INC|301
XOM|EXXON MOBIL CP|SBSH|Citigroup Global Markets Inc.|3839089
XOM|EXXON MOBIL CP|SCMC|Scotia Capital Markets (USA) Inc.|200000
XOM|EXXON MOBIL CP|SEFB|SOUTHEAST INVESTMENTS, N.C., INC.|950
XOM|EXXON MOBIL CP|SEIC|SEI Investments Distribution Co.|58054
XOM|EXXON MOBIL CP|SGMT|GOLDMAN SACHS & CO. LLC|1129559
XOM|EXXON MOBIL CP|SHMR|ABN Amro Clearing LLC|389
XOM|EXXON MOBIL CP|SJLS|TRADE INFORMATICS LLC|7400
XOM|EXXON MOBIL CP|SOCO|Capital One Southcoast, Inc|200
XOM|EXXON MOBIL CP|SPDR|SPEEDROUTE LLC|167308
XOM|EXXON MOBIL CP|SPHN|Stephens Inc.|12968
XOM|EXXON MOBIL CP|SSBS|STATE STREET GLOBAL MARKETS, LLC|1300
XOM|EXXON MOBIL CP|STFL|Stifel, Nicolaus & Company, Incorporated|139529
XOM|EXXON MOBIL CP|STKP|STOCKPILE INVESTMENTS, INC.|806
XOM|EXXON MOBIL CP|STRS|STRATEGAS RESEARCH PARTNERS|275
XOM|EXXON MOBIL CP|STTT|STATETRUST INVESTMENTS INC.|2309
XOM|EXXON MOBIL CP|STXG|Stockcross Financial Services, Inc.|137
XOM|EXXON MOBIL CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|13309
XOM|EXXON MOBIL CP|SWIM|TD Ameritrade, Inc.|1031477
XOM|EXXON MOBIL CP|SWST|Hilltop Securities Inc.|59699
XOM|EXXON MOBIL CP|TAGC|TELSEY ADVISORY GROUP LLC|2010
XOM|EXXON MOBIL CP|TITL|TITLEIST ASSET MANAGEMENT, LTD.|54
XOM|EXXON MOBIL CP|TKNG|ALLY INVEST SECURITIES LLC|20322
XOM|EXXON MOBIL CP|TMBR|Timber Hill LLC|15174
XOM|EXXON MOBIL CP|TOUR|TOURMALINE PARTNERS, LLC|30562
XOM|EXXON MOBIL CP|TRBT|Tradebot Systems, Inc.|1220313
XOM|EXXON MOBIL CP|TRCM|TRC MARKETS LLC|1505147
XOM|EXXON MOBIL CP|TWTT|TASTYWORKS, INC.|3250
XOM|EXXON MOBIL CP|UBSA|UBS SECURITIES LLC|5319329
XOM|EXXON MOBIL CP|UBSS|UBS Securities LLC|4956823
XOM|EXXON MOBIL CP|VALX|VIRTU AMERICAS LLC|205074
XOM|EXXON MOBIL CP|VGRD|Vanguard Marketing Corporation|490722
XOM|EXXON MOBIL CP|VNDM|Wall Street Access|3201
XOM|EXXON MOBIL CP|VNDS|VANDHAM SECURITIES CORP|500
XOM|EXXON MOBIL CP|VSIN|Vision Financial Markets Llc|16
XOM|EXXON MOBIL CP|WBET|Wallachbeth Capital LLC|36636
XOM|EXXON MOBIL CP|WBLR|WILLIAM BLAIR|5715
XOM|EXXON MOBIL CP|WBPX|SUMMIT SECURITIES GROUP, LLC|14078
XOM|EXXON MOBIL CP|WCHV|WELLS FARGO SECURITIES, LLC|1637543
XOM|EXXON MOBIL CP|WDNX|WEEDEN & CO.L.P.|73520
XOM|EXXON MOBIL CP|WEDB|WEDBUSH SECURITIES INC.|26218
XOM|EXXON MOBIL CP|WEED|Weeden & Co.L.P.|10506
XOM|EXXON MOBIL CP|WESC|Wellington Shields & Co., LLC|200
XOM|EXXON MOBIL CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|495538
XOM|EXXON MOBIL CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|586485
XOM|EXXON MOBIL CP|WFPB|Wells Fargo Securities, LLC.|2500
XOM|EXXON MOBIL CP|WGIF|CIBC World Markets Inc.|18601
XOM|EXXON MOBIL CP|WHOT|JUST2TRADE, INC.|29
XOM|EXXON MOBIL CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|16287
XOM|EXXON MOBIL CP|WSAG|WALL STREET ACCESS|39
XOM|EXXON MOBIL CP|WSEA|WOLVERINE SECURITIES, LLC|155130
XOM|EXXON MOBIL CP|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|370
XOM|EXXON MOBIL CP|WTFS|JUST2TRADE, INC.|25
XOM|EXXON MOBIL CP|XIST|INSTINET, LLC|193326
XOM|EXXON MOBIL CP|XPQR|Jump Trading|1000
XOM|EXXON MOBIL CP|XPUS|XP SECURITIES, LLC|2300
XOM|EXXON MOBIL CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|812494
XOM|EXXON MOBIL CP|YKNA|COMHAR CAPITAL MARKETS, LLC|27430
XOM|EXXON MOBIL CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|246600
XOMA|XOMA CORPORATION|AGIS|Aegis Capital Corp.|350
XOMA|XOMA CORPORATION|ALTX|Alternet Securities Inc.|13871
XOMA|XOMA CORPORATION|APCC|Apex Clearing Corporation|5857
XOMA|XOMA CORPORATION|BANK|Primevest Financial Services, Inc.|1
XOMA|XOMA CORPORATION|BARD|Robert W. Baird & Co. Incorporated|13
XOMA|XOMA CORPORATION|BATM|CBOE TRADING, INC.|2446
XOMA|XOMA CORPORATION|BAYC|BAY CREST PARTNERS, LLC|524
XOMA|XOMA CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|1300
XOMA|XOMA CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|101
XOMA|XOMA CORPORATION|BMOC|BMO Capital Markets Corp.|430
XOMA|XOMA CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|699
XOMA|XOMA CORPORATION|BTIG|BTIG, LLC|354
XOMA|XOMA CORPORATION|BYXM|CBOE TRADING, INC.|413
XOMA|XOMA CORPORATION|CANT|Cantor Fitzgerald & Co.|459
XOMA|XOMA CORPORATION|CHAS|Charles Schwab & Co., Inc.|1050
XOMA|XOMA CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9049
XOMA|XOMA CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26098
XOMA|XOMA CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34879
XOMA|XOMA CORPORATION|CTDL|Citadel Derivatives Group Llc|3774
XOMA|XOMA CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|1200
XOMA|XOMA CORPORATION|DBAB|Deutsche Bank Securities Inc.|103898
XOMA|XOMA CORPORATION|DBAX|Deutsche Bank Securities Inc.|30000
XOMA|XOMA CORPORATION|DBUL|Deutsche Bank Securities Inc.|400
XOMA|XOMA CORPORATION|DEAN|MORGAN STANLEY|100
XOMA|XOMA CORPORATION|DEGS|RONIN PROFESSIONAL LLC|8864
XOMA|XOMA CORPORATION|EBXL|EBX LLC|15400
XOMA|XOMA CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|6721
XOMA|XOMA CORPORATION|EDJO|Edward D. Jones & Co., L.P.|931
XOMA|XOMA CORPORATION|EGAM|CBOE TRADING, INC.|12386
XOMA|XOMA CORPORATION|EGAW|CBOE TRADING, INC.|229
XOMA|XOMA CORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|200
XOMA|XOMA CORPORATION|EGXM|CBOE TRADING, INC.|3065
XOMA|XOMA CORPORATION|ETBE|Electronic Transaction Clearing, Inc.|8338
XOMA|XOMA CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
XOMA|XOMA CORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1664
XOMA|XOMA CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16657
XOMA|XOMA CORPORATION|ETRS|E*Trade Securities LLC|34913
XOMA|XOMA CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|81506
XOMA|XOMA CORPORATION|FILL|Tradestation Securities, Inc.|3600
XOMA|XOMA CORPORATION|FMAF|NBCN Inc./ CDS|100
XOMA|XOMA CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|130660
XOMA|XOMA CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|28635
XOMA|XOMA CORPORATION|FTBR|Foliofn Investments, Inc.|523
XOMA|XOMA CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|1481
XOMA|XOMA CORPORATION|GLIS|TD Securities Inc|359
XOMA|XOMA CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|41528
XOMA|XOMA CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|263921
XOMA|XOMA CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|1100
XOMA|XOMA CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|365
XOMA|XOMA CORPORATION|GTSZ|GTS SECURITIES LLC|14677
XOMA|XOMA CORPORATION|HRBF|American Enterprise Investment Services Inc.|45
XOMA|XOMA CORPORATION|HSBC|HSBC Securities, Inc.|1365
XOMA|XOMA CORPORATION|IATS|INTERACTIVE BROKERS LLC|840
XOMA|XOMA CORPORATION|IBKR|Interactive Brokers Llc|51314
XOMA|XOMA CORPORATION|ICBX|INSTINET, LLC|1400
XOMA|XOMA CORPORATION|IEQY|CITADEL SECURITIES LLC|7242
XOMA|XOMA CORPORATION|INCA|INSTINET, LLC|161367
XOMA|XOMA CORPORATION|INJX|INSTINET, LLC|3066
XOMA|XOMA CORPORATION|ITGI|ITG Inc.|20423
XOMA|XOMA CORPORATION|ITGP|ITG INC.|24600
XOMA|XOMA CORPORATION|JEFF|JEFFERIES LLC|5326
XOMA|XOMA CORPORATION|JMPT|JUMP TRADING, LLC|10251
XOMA|XOMA CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|3484
XOMA|XOMA CORPORATION|JPMX|J.P. Morgan Securities LLC|31808
XOMA|XOMA CORPORATION|JSJX|JANE STREET CAPITAL LLC|57138
XOMA|XOMA CORPORATION|KCGM|VIRTU Americas LLC|2522
XOMA|XOMA CORPORATION|LEHM|Barclays Capital Inc./Le|172111
XOMA|XOMA CORPORATION|LIME|Lime Brokerage LLC|55740
XOMA|XOMA CORPORATION|LMGP|LIME BROKERAGE LLC|724
XOMA|XOMA CORPORATION|LSCI|Lek Securities Corporation|3
XOMA|XOMA CORPORATION|MAXM|Maxim Group LLC|370
XOMA|XOMA CORPORATION|MBTS|ALLY INVEST SECURITIES LLC|840
XOMA|XOMA CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3400
XOMA|XOMA CORPORATION|MOTF|MOTIF INVESTING, INC.|1
XOMA|XOMA CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|426270
XOMA|XOMA CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|33400
XOMA|XOMA CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|18200
XOMA|XOMA CORPORATION|NATL|National Securities Corporation|1530
XOMA|XOMA CORPORATION|NFSC|National Financial Services LLC|40295
XOMA|XOMA CORPORATION|NITE|VIRTU Americas LLC|163605
XOMA|XOMA CORPORATION|NITP|VIRTU Americas LLC|1100
XOMA|XOMA CORPORATION|NQRB|Brut, LLC|2710
XOMA|XOMA CORPORATION|OPCO|Oppenheimer & Co. Inc.|515
XOMA|XOMA CORPORATION|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|10
XOMA|XOMA CORPORATION|PCPT|PHILLIP CAPITAL INC.|150
XOMA|XOMA CORPORATION|PDQM|CODA MARKETS, INC.|78373
XOMA|XOMA CORPORATION|PWJC|UBS Financial Services, Inc.|130
XOMA|XOMA CORPORATION|RAJA|Raymond James & Associates, Inc.|1
XOMA|XOMA CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|201
XOMA|XOMA CORPORATION|SAGL|SAGETRADER, LLC|20504
XOMA|XOMA CORPORATION|SBSH|Citigroup Global Markets Inc.|35769
XOMA|XOMA CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|7711
XOMA|XOMA CORPORATION|SPDR|SPEEDROUTE LLC|10523
XOMA|XOMA CORPORATION|SPTD|MINT GLOBAL MARKETS, INC.|36575
XOMA|XOMA CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|200
XOMA|XOMA CORPORATION|SWIM|TD Ameritrade, Inc.|6871
XOMA|XOMA CORPORATION|SWST|Hilltop Securities Inc.|75
XOMA|XOMA CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|120
XOMA|XOMA CORPORATION|TRBT|Tradebot Systems, Inc.|32454
XOMA|XOMA CORPORATION|TRCM|TRC MARKETS LLC|26417
XOMA|XOMA CORPORATION|UBSA|UBS SECURITIES LLC|64857
XOMA|XOMA CORPORATION|UBSS|UBS Securities LLC|606121
XOMA|XOMA CORPORATION|VALX|VIRTU AMERICAS LLC|2257
XOMA|XOMA CORPORATION|VGRD|Vanguard Marketing Corporation|3276
XOMA|XOMA CORPORATION|VSIN|Vision Financial Markets Llc|37333
XOMA|XOMA CORPORATION|WBLR|WILLIAM BLAIR|46000
XOMA|XOMA CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|6392
XOMA|XOMA CORPORATION|WEDB|WEDBUSH SECURITIES INC.|297
XOMA|XOMA CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|286
XOMA|XOMA CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|191
XOMA|XOMA CORPORATION|XIST|INSTINET, LLC|8800
XOMA|XOMA CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|6366
XOMA|XOMA CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|14774
XOMA|XOMA CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1276
XON|INTREXON CORP|ADAM|CANACCORD GENUITY INC.|100
XON|INTREXON CORP|AGIS|Aegis Capital Corp.|8926
XON|INTREXON CORP|ALLN|Allen & Company LLC|439
XON|INTREXON CORP|ALTX|Alternet Securities Inc.|15347
XON|INTREXON CORP|APCC|Apex Clearing Corporation|15353
XON|INTREXON CORP|BARD|Robert W. Baird & Co. Incorporated|3159
XON|INTREXON CORP|BATM|CBOE TRADING, INC.|23220
XON|INTREXON CORP|BAYC|BAY CREST PARTNERS, LLC|2422
XON|INTREXON CORP|BBNT|BB&T SECURITIES, LLC|1523
XON|INTREXON CORP|BERN|Sanford C. Bernstein & Co., LLC|827
XON|INTREXON CORP|BIAD|SAGETRADER, LLC|71
XON|INTREXON CORP|BIDS|BIDS TRADING L.P.|33200
XON|INTREXON CORP|BIMI|Banca IMI Securities Corp.|200
XON|INTREXON CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|13159
XON|INTREXON CORP|BLKX|INSTINET, LLC|46600
XON|INTREXON CORP|BMOC|BMO Capital Markets Corp.|275000
XON|INTREXON CORP|BNPX|BNP PARIBAS SECURITIES CORP.|9848
XON|INTREXON CORP|BTIG|BTIG, LLC|26074
XON|INTREXON CORP|BYXM|CBOE TRADING, INC.|4517
XON|INTREXON CORP|CANT|Cantor Fitzgerald & Co.|12731
XON|INTREXON CORP|CHAS|Charles Schwab & Co., Inc.|9150
XON|INTREXON CORP|CICF|Canaccord Genuity Corp.|3500
XON|INTREXON CORP|CIST|Capital Institutional Services, Inc.|22
XON|INTREXON CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4475
XON|INTREXON CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3
XON|INTREXON CORP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|14805
XON|INTREXON CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|346905
XON|INTREXON CORP|CTDL|Citadel Derivatives Group Llc|10419
XON|INTREXON CORP|CTLR|CUTLER GROUP, LP|390
XON|INTREXON CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|40986
XON|INTREXON CORP|DAVA|Davenport & Company LLC|14629
XON|INTREXON CORP|DBAB|Deutsche Bank Securities Inc.|447046
XON|INTREXON CORP|DBAX|Deutsche Bank Securities Inc.|193500
XON|INTREXON CORP|DBUL|Deutsche Bank Securities Inc.|2877
XON|INTREXON CORP|DCHF|Dart Executions, LLC|400
XON|INTREXON CORP|DEAN|MORGAN STANLEY|19218
XON|INTREXON CORP|DEGS|RONIN PROFESSIONAL LLC|3000
XON|INTREXON CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|55426
XON|INTREXON CORP|EBXL|EBX LLC|125900
XON|INTREXON CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|18655
XON|INTREXON CORP|EDJO|Edward D. Jones & Co., L.P.|8271
XON|INTREXON CORP|EGAM|CBOE TRADING, INC.|44712
XON|INTREXON CORP|EGAW|CBOE TRADING, INC.|110
XON|INTREXON CORP|EGMT|EG MARKET TECHNOLOGIES LLC|700
XON|INTREXON CORP|EGXM|CBOE TRADING, INC.|14537
XON|INTREXON CORP|EGXW|CBOE TRADING, INC.|965
XON|INTREXON CORP|ETBE|Electronic Transaction Clearing, Inc.|13031
XON|INTREXON CORP|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|8700
XON|INTREXON CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
XON|INTREXON CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19197
XON|INTREXON CORP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|697
XON|INTREXON CORP|ETRS|E*Trade Securities LLC|829466
XON|INTREXON CORP|FILL|Tradestation Securities, Inc.|15840
XON|INTREXON CORP|FMAF|NBCN Inc./ CDS|520
XON|INTREXON CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|1300
XON|INTREXON CORP|FQLS|Quantlab Securities LP|277859
XON|INTREXON CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|62556
XON|INTREXON CORP|FTBR|Foliofn Investments, Inc.|2516
XON|INTREXON CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|22980
XON|INTREXON CORP|GLIS|TD Securities Inc|240
XON|INTREXON CORP|GLPX|ACS EXECUTION SERVICES, LLC|47232
XON|INTREXON CORP|GSCO|GOLDMAN SACHS & CO. LLC|1327093
XON|INTREXON CORP|GSCS|GOLDMAN SACHS & CO. LLC|46797
XON|INTREXON CORP|GSLT|GOLDMAN SACHS & CO. LLC|10217
XON|INTREXON CORP|GTSZ|GTS SECURITIES LLC|30559
XON|INTREXON CORP|HAPX|HAP Trading, LLC|499
XON|INTREXON CORP|HRBF|American Enterprise Investment Services Inc.|5370
XON|INTREXON CORP|IATS|INTERACTIVE BROKERS LLC|51328
XON|INTREXON CORP|IBKR|Interactive Brokers Llc|42567
XON|INTREXON CORP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|247
XON|INTREXON CORP|ICBX|INSTINET, LLC|53659
XON|INTREXON CORP|IEQY|CITADEL SECURITIES LLC|94897
XON|INTREXON CORP|INCA|INSTINET, LLC|200527
XON|INTREXON CORP|INJX|INSTINET, LLC|300
XON|INTREXON CORP|ITGI|ITG Inc.|33518
XON|INTREXON CORP|ITGP|ITG INC.|76800
XON|INTREXON CORP|JANY|Janney Montgomery Scott Inc.|192218
XON|INTREXON CORP|JEFF|JEFFERIES LLC|16568
XON|INTREXON CORP|JMPT|JUMP TRADING, LLC|92269
XON|INTREXON CORP|JONE|JonesTrading|2210
XON|INTREXON CORP|JPBX|J.P. MORGAN SECURITIES LLC|85390
XON|INTREXON CORP|JPMX|J.P. Morgan Securities LLC|354416
XON|INTREXON CORP|JSJX|JANE STREET CAPITAL LLC|9153
XON|INTREXON CORP|KCGM|VIRTU Americas LLC|80838
XON|INTREXON CORP|LEHM|Barclays Capital Inc./Le|682859
XON|INTREXON CORP|LIME|Lime Brokerage LLC|20181
XON|INTREXON CORP|LOOP|Loop Capital Markets LLC|10362
XON|INTREXON CORP|LQNB|LIQUIDNET, INC.|32900
XON|INTREXON CORP|LSCI|Lek Securities Corporation|240963
XON|INTREXON CORP|MACQ|Macquarie Capital (USA) Inc.|2587
XON|INTREXON CORP|MAXM|Maxim Group LLC|13020
XON|INTREXON CORP|MBTS|ALLY INVEST SECURITIES LLC|3494
XON|INTREXON CORP|MCMF|Raymond James Ltd. Cds|1000
XON|INTREXON CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|149480
XON|INTREXON CORP|MOTF|MOTIF INVESTING, INC.|3
XON|INTREXON CORP|MSCO|MORGAN STANLEY & CO. LLC|1572304
XON|INTREXON CORP|MSPL|MORGAN STANLEY & CO. LLC|320100
XON|INTREXON CORP|MSTX|MORGAN STANLEY & CO. LLC|123200
XON|INTREXON CORP|NATL|National Securities Corporation|555
XON|INTREXON CORP|NBCS|NBC Securities, INC.|1800
XON|INTREXON CORP|NFSC|National Financial Services LLC|712139
XON|INTREXON CORP|NITE|VIRTU Americas LLC|1121901
XON|INTREXON CORP|NITP|VIRTU Americas LLC|300
XON|INTREXON CORP|NQRB|Brut, LLC|48019
XON|INTREXON CORP|NTBF|BMO Nesbitt Burns Inc./CDS|12050
XON|INTREXON CORP|OHOS|TWO SIGMA SECURITIES, LLC|70040
XON|INTREXON CORP|OPCO|Oppenheimer & Co. Inc.|6695
XON|INTREXON CORP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3200
XON|INTREXON CORP|PDQM|CODA MARKETS, INC.|48586
XON|INTREXON CORP|PHLY|NASDAQ Execution Services, LLC|5600
XON|INTREXON CORP|PWJC|UBS Financial Services, Inc.|15511
XON|INTREXON CORP|QMSR|QUATTRO M SECURITIES INC.|10969
XON|INTREXON CORP|RBCM|RBC CAPITAL MARKETS, LLC|111650
XON|INTREXON CORP|RGLD|Regal Securities, Inc|500
XON|INTREXON CORP|SAGL|SAGETRADER, LLC|22550
XON|INTREXON CORP|SAGW|SAGETRADER, LLC|161
XON|INTREXON CORP|SBSH|Citigroup Global Markets Inc.|100919
XON|INTREXON CORP|SGMT|GOLDMAN SACHS & CO. LLC|144346
XON|INTREXON CORP|SPDR|SPEEDROUTE LLC|11382
XON|INTREXON CORP|SPHN|Stephens Inc.|1339
XON|INTREXON CORP|STFL|Stifel, Nicolaus & Company, Incorporated|56113
XON|INTREXON CORP|STKP|STOCKPILE INVESTMENTS, INC.|20
XON|INTREXON CORP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4501
XON|INTREXON CORP|SWIM|TD Ameritrade, Inc.|185629
XON|INTREXON CORP|SWST|Hilltop Securities Inc.|4500
XON|INTREXON CORP|TKNG|ALLY INVEST SECURITIES LLC|1814
XON|INTREXON CORP|TRBT|Tradebot Systems, Inc.|191213
XON|INTREXON CORP|TRCM|TRC MARKETS LLC|144901
XON|INTREXON CORP|TWTT|TASTYWORKS, INC.|500
XON|INTREXON CORP|UBSA|UBS SECURITIES LLC|502086
XON|INTREXON CORP|UBSS|UBS Securities LLC|701855
XON|INTREXON CORP|VALX|VIRTU AMERICAS LLC|53301
XON|INTREXON CORP|VGRD|Vanguard Marketing Corporation|25569
XON|INTREXON CORP|WBPX|SUMMIT SECURITIES GROUP, LLC|2131
XON|INTREXON CORP|WCHV|WELLS FARGO SECURITIES, LLC|264316
XON|INTREXON CORP|WDNX|WEEDEN & CO.L.P.|754
XON|INTREXON CORP|WEDB|WEDBUSH SECURITIES INC.|10156
XON|INTREXON CORP|WEED|Weeden & Co.L.P.|2920
XON|INTREXON CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4146
XON|INTREXON CORP|WGIF|CIBC World Markets Inc.|988
XON|INTREXON CORP|WSEA|WOLVERINE SECURITIES, LLC|14798
XON|INTREXON CORP|XIST|INSTINET, LLC|600
XON|INTREXON CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|70532
XON|INTREXON CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|2350
XON|INTREXON CORP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5768
XONE|THE EXONE COMPANY|ADAM|CANACCORD GENUITY INC.|4840
XONE|THE EXONE COMPANY|ALTX|Alternet Securities Inc.|700
XONE|THE EXONE COMPANY|APCC|Apex Clearing Corporation|668
XONE|THE EXONE COMPANY|BARD|Robert W. Baird & Co. Incorporated|325
XONE|THE EXONE COMPANY|BATM|CBOE TRADING, INC.|266
XONE|THE EXONE COMPANY|BAYC|BAY CREST PARTNERS, LLC|440832
XONE|THE EXONE COMPANY|BBNT|BB&T SECURITIES, LLC|350
XONE|THE EXONE COMPANY|BERN|Sanford C. Bernstein & Co., LLC|525
XONE|THE EXONE COMPANY|BIMI|Banca IMI Securities Corp.|2900
XONE|THE EXONE COMPANY|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2954
XONE|THE EXONE COMPANY|BMOC|BMO Capital Markets Corp.|1684
XONE|THE EXONE COMPANY|BNPX|BNP PARIBAS SECURITIES CORP.|398
XONE|THE EXONE COMPANY|BTIG|BTIG, LLC|1114
XONE|THE EXONE COMPANY|BYXM|CBOE TRADING, INC.|2190
XONE|THE EXONE COMPANY|BZYD|GOLDMAN SACHS & CO. LLC|500
XONE|THE EXONE COMPANY|CHAS|Charles Schwab & Co., Inc.|1850
XONE|THE EXONE COMPANY|CICF|Canaccord Genuity Corp.|275
XONE|THE EXONE COMPANY|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1495
XONE|THE EXONE COMPANY|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1300
XONE|THE EXONE COMPANY|CROS|CREDIT SUISSE SECURITIES (USA) LLC|50907
XONE|THE EXONE COMPANY|CTDL|Citadel Derivatives Group Llc|11396
XONE|THE EXONE COMPANY|CXCX|CITIGROUP GLOBAL MARKETS INC.|2864
XONE|THE EXONE COMPANY|DADA|D.A. Davidson & Co.|100
XONE|THE EXONE COMPANY|DBAB|Deutsche Bank Securities Inc.|152681
XONE|THE EXONE COMPANY|DBAX|Deutsche Bank Securities Inc.|21100
XONE|THE EXONE COMPANY|DEAN|MORGAN STANLEY|2000
XONE|THE EXONE COMPANY|DEGS|RONIN PROFESSIONAL LLC|21751
XONE|THE EXONE COMPANY|EBXL|EBX LLC|18200
XONE|THE EXONE COMPANY|ECUT|CONVERGEX EXECUTION SOLUTIONS|8273
XONE|THE EXONE COMPANY|EDJO|Edward D. Jones & Co., L.P.|358
XONE|THE EXONE COMPANY|EGAM|CBOE TRADING, INC.|2000
XONE|THE EXONE COMPANY|EGMT|EG MARKET TECHNOLOGIES LLC|110
XONE|THE EXONE COMPANY|EGXM|CBOE TRADING, INC.|774
XONE|THE EXONE COMPANY|ETBE|Electronic Transaction Clearing, Inc.|24842
XONE|THE EXONE COMPANY|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2990
XONE|THE EXONE COMPANY|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|300
XONE|THE EXONE COMPANY|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2401
XONE|THE EXONE COMPANY|ETRS|E*Trade Securities LLC|81499
XONE|THE EXONE COMPANY|FBCO|Credit Suisse Securities (USA) LLC|55960
XONE|THE EXONE COMPANY|FILL|Tradestation Securities, Inc.|10250
XONE|THE EXONE COMPANY|FMAF|NBCN Inc./ CDS|975
XONE|THE EXONE COMPANY|FOMA|TD AMERITRADE CLEARING, INC.|268716
XONE|THE EXONE COMPANY|FQLS|Quantlab Securities LP|48451
XONE|THE EXONE COMPANY|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|34316
XONE|THE EXONE COMPANY|FTBR|Foliofn Investments, Inc.|299
XONE|THE EXONE COMPANY|GEBB|GLOBAL EXECUTION BROKERS, LP|4991
XONE|THE EXONE COMPANY|GLPX|ACS EXECUTION SERVICES, LLC|3483
XONE|THE EXONE COMPANY|GSCO|GOLDMAN SACHS & CO. LLC|700935
XONE|THE EXONE COMPANY|GSCS|GOLDMAN SACHS & CO. LLC|17105
XONE|THE EXONE COMPANY|GSLT|GOLDMAN SACHS & CO. LLC|505
XONE|THE EXONE COMPANY|GTSZ|GTS SECURITIES LLC|3527
XONE|THE EXONE COMPANY|HRBF|American Enterprise Investment Services Inc.|3120
XONE|THE EXONE COMPANY|HSBC|HSBC Securities, Inc.|1587
XONE|THE EXONE COMPANY|IATS|INTERACTIVE BROKERS LLC|9969
XONE|THE EXONE COMPANY|IBKR|Interactive Brokers Llc|65524
XONE|THE EXONE COMPANY|ICBX|INSTINET, LLC|8500
XONE|THE EXONE COMPANY|IEQY|CITADEL SECURITIES LLC|8681
XONE|THE EXONE COMPANY|INCA|INSTINET, LLC|80268
XONE|THE EXONE COMPANY|INJX|INSTINET, LLC|4303
XONE|THE EXONE COMPANY|ITGI|ITG Inc.|7496
XONE|THE EXONE COMPANY|ITGP|ITG INC.|11800
XONE|THE EXONE COMPANY|JANY|Janney Montgomery Scott Inc.|2159
XONE|THE EXONE COMPANY|JEFF|JEFFERIES LLC|99244
XONE|THE EXONE COMPANY|JMPT|JUMP TRADING, LLC|1694
XONE|THE EXONE COMPANY|JPBX|J.P. MORGAN SECURITIES LLC|3590
XONE|THE EXONE COMPANY|JPMX|J.P. Morgan Securities LLC|26904
XONE|THE EXONE COMPANY|JSJX|JANE STREET CAPITAL LLC|2007
XONE|THE EXONE COMPANY|KCGM|VIRTU Americas LLC|8649
XONE|THE EXONE COMPANY|LEHM|Barclays Capital Inc./Le|297530
XONE|THE EXONE COMPANY|LIME|Lime Brokerage LLC|78489
XONE|THE EXONE COMPANY|LOOP|Loop Capital Markets LLC|1774
XONE|THE EXONE COMPANY|LSCI|Lek Securities Corporation|1960
XONE|THE EXONE COMPANY|MAXM|Maxim Group LLC|328
XONE|THE EXONE COMPANY|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|22770
XONE|THE EXONE COMPANY|MOTF|MOTIF INVESTING, INC.|10
XONE|THE EXONE COMPANY|MSCO|MORGAN STANLEY & CO. LLC|945698
XONE|THE EXONE COMPANY|MSPL|MORGAN STANLEY & CO. LLC|19500
XONE|THE EXONE COMPANY|MSTX|MORGAN STANLEY & CO. LLC|12900
XONE|THE EXONE COMPANY|NFSC|National Financial Services LLC|134571
XONE|THE EXONE COMPANY|NITE|VIRTU Americas LLC|520100
XONE|THE EXONE COMPANY|NITP|VIRTU Americas LLC|6000
XONE|THE EXONE COMPANY|NQRB|Brut, LLC|227
XONE|THE EXONE COMPANY|OPCO|Oppenheimer & Co. Inc.|2757
XONE|THE EXONE COMPANY|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|5774
XONE|THE EXONE COMPANY|PDQM|CODA MARKETS, INC.|6392
XONE|THE EXONE COMPANY|PWJC|UBS Financial Services, Inc.|1242
XONE|THE EXONE COMPANY|RAJA|Raymond James & Associates, Inc.|1433
XONE|THE EXONE COMPANY|RBCM|RBC CAPITAL MARKETS, LLC|18606
XONE|THE EXONE COMPANY|SAGL|SAGETRADER, LLC|410
XONE|THE EXONE COMPANY|SBSH|Citigroup Global Markets Inc.|56704
XONE|THE EXONE COMPANY|SGMT|GOLDMAN SACHS & CO. LLC|9568
XONE|THE EXONE COMPANY|SPDR|SPEEDROUTE LLC|200
XONE|THE EXONE COMPANY|SPHN|Stephens Inc.|900
XONE|THE EXONE COMPANY|STFL|Stifel, Nicolaus & Company, Incorporated|850
XONE|THE EXONE COMPANY|SWIM|TD Ameritrade, Inc.|316704
XONE|THE EXONE COMPANY|SWST|Hilltop Securities Inc.|500
XONE|THE EXONE COMPANY|TITL|TITLEIST ASSET MANAGEMENT, LTD.|1339
XONE|THE EXONE COMPANY|TKNG|ALLY INVEST SECURITIES LLC|2851
XONE|THE EXONE COMPANY|TRCM|TRC MARKETS LLC|28082
XONE|THE EXONE COMPANY|UBSA|UBS SECURITIES LLC|128838
XONE|THE EXONE COMPANY|UBSS|UBS Securities LLC|568376
XONE|THE EXONE COMPANY|VALX|VIRTU AMERICAS LLC|3383
XONE|THE EXONE COMPANY|VGRD|Vanguard Marketing Corporation|45839
XONE|THE EXONE COMPANY|VSIN|Vision Financial Markets Llc|500
XONE|THE EXONE COMPANY|WCHV|WELLS FARGO SECURITIES, LLC|29122
XONE|THE EXONE COMPANY|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2902
XONE|THE EXONE COMPANY|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15213
XONE|THE EXONE COMPANY|WGIF|CIBC World Markets Inc.|2804
XONE|THE EXONE COMPANY|WSEA|WOLVERINE SECURITIES, LLC|2586
XONE|THE EXONE COMPANY|XSTM|NATIONAL FINANCIAL SERVICES LLC|1522
XONE|THE EXONE COMPANY|YKNA|COMHAR CAPITAL MARKETS, LLC|474
XONE|THE EXONE COMPANY|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2901
XOP|ST SPDR O&G E&P ETF|ADAM|CANACCORD GENUITY INC.|900
XOP|ST SPDR O&G E&P ETF|ALTX|Alternet Securities Inc.|99593
XOP|ST SPDR O&G E&P ETF|APCC|Apex Clearing Corporation|21765
XOP|ST SPDR O&G E&P ETF|BANK|Primevest Financial Services, Inc.|3124
XOP|ST SPDR O&G E&P ETF|BARD|Robert W. Baird & Co. Incorporated|4276
XOP|ST SPDR O&G E&P ETF|BATM|CBOE TRADING, INC.|62392
XOP|ST SPDR O&G E&P ETF|BAYC|BAY CREST PARTNERS, LLC|69678
XOP|ST SPDR O&G E&P ETF|BAYT|BTIG, LLC|343391
XOP|ST SPDR O&G E&P ETF|BBNT|BB&T SECURITIES, LLC|20066
XOP|ST SPDR O&G E&P ETF|BERN|Sanford C. Bernstein & Co., LLC|833846
XOP|ST SPDR O&G E&P ETF|BIDS|BIDS TRADING L.P.|300
XOP|ST SPDR O&G E&P ETF|BKCM|BNY Mellon Capital Markets LLC|385
XOP|ST SPDR O&G E&P ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|77043
XOP|ST SPDR O&G E&P ETF|BLKX|INSTINET, LLC|210700
XOP|ST SPDR O&G E&P ETF|BMOC|BMO Capital Markets Corp.|64483
XOP|ST SPDR O&G E&P ETF|BNPX|BNP PARIBAS SECURITIES CORP.|2807147
XOP|ST SPDR O&G E&P ETF|BTIG|BTIG, LLC|59219
XOP|ST SPDR O&G E&P ETF|BYXM|CBOE TRADING, INC.|16712
XOP|ST SPDR O&G E&P ETF|CANT|Cantor Fitzgerald & Co.|3014
XOP|ST SPDR O&G E&P ETF|CBLC|CITIGROUP GLOBAL MARKETS INC.|112200
XOP|ST SPDR O&G E&P ETF|CHAS|Charles Schwab & Co., Inc.|40679
XOP|ST SPDR O&G E&P ETF|CIST|Capital Institutional Services, Inc.|858
XOP|ST SPDR O&G E&P ETF|CMTT|CMT TRADING LLC|188963
XOP|ST SPDR O&G E&P ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|618496
XOP|ST SPDR O&G E&P ETF|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5300
XOP|ST SPDR O&G E&P ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|67600
XOP|ST SPDR O&G E&P ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3258176
XOP|ST SPDR O&G E&P ETF|CSIN|Citadel Securities Institutional LLC|378404
XOP|ST SPDR O&G E&P ETF|CTDL|Citadel Derivatives Group Llc|895951
XOP|ST SPDR O&G E&P ETF|CTLR|CUTLER GROUP, LP|18358
XOP|ST SPDR O&G E&P ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|765510
XOP|ST SPDR O&G E&P ETF|DADA|D.A. Davidson & Co.|3226
XOP|ST SPDR O&G E&P ETF|DAVA|Davenport & Company LLC|800
XOP|ST SPDR O&G E&P ETF|DBAB|Deutsche Bank Securities Inc.|830419
XOP|ST SPDR O&G E&P ETF|DBAX|Deutsche Bank Securities Inc.|1997200
XOP|ST SPDR O&G E&P ETF|DBUL|Deutsche Bank Securities Inc.|8764
XOP|ST SPDR O&G E&P ETF|DCHF|Dart Executions, LLC|69280
XOP|ST SPDR O&G E&P ETF|DEAN|MORGAN STANLEY|45381
XOP|ST SPDR O&G E&P ETF|DEGS|RONIN PROFESSIONAL LLC|7800
XOP|ST SPDR O&G E&P ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|69433
XOP|ST SPDR O&G E&P ETF|EBXL|EBX LLC|2653900
XOP|ST SPDR O&G E&P ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|158048
XOP|ST SPDR O&G E&P ETF|EDJO|Edward D. Jones & Co., L.P.|591
XOP|ST SPDR O&G E&P ETF|EGAM|CBOE TRADING, INC.|143432
XOP|ST SPDR O&G E&P ETF|EGAW|CBOE TRADING, INC.|577
XOP|ST SPDR O&G E&P ETF|EGXM|CBOE TRADING, INC.|136965
XOP|ST SPDR O&G E&P ETF|EGXW|CBOE TRADING, INC.|453
XOP|ST SPDR O&G E&P ETF|ETBE|Electronic Transaction Clearing, Inc.|421312
XOP|ST SPDR O&G E&P ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|184830
XOP|ST SPDR O&G E&P ETF|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|260
XOP|ST SPDR O&G E&P ETF|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6000
XOP|ST SPDR O&G E&P ETF|ETEO|ELECTRONIC TRANSACTION CLEARING, INC.|17994
XOP|ST SPDR O&G E&P ETF|ETRS|E*Trade Securities LLC|514612
XOP|ST SPDR O&G E&P ETF|FILL|Tradestation Securities, Inc.|44398
XOP|ST SPDR O&G E&P ETF|FINX|FINTECH SECURITIES|1253
XOP|ST SPDR O&G E&P ETF|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|30000
XOP|ST SPDR O&G E&P ETF|FMAF|NBCN Inc./ CDS|4361
XOP|ST SPDR O&G E&P ETF|FQLS|Quantlab Securities LP|2490026
XOP|ST SPDR O&G E&P ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|158697
XOP|ST SPDR O&G E&P ETF|FTBR|Foliofn Investments, Inc.|14304
XOP|ST SPDR O&G E&P ETF|GBMT|GBM International, Inc.|8646
XOP|ST SPDR O&G E&P ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|455439
XOP|ST SPDR O&G E&P ETF|GHCC|Gordon, Haskett Capital Corporation|4370
XOP|ST SPDR O&G E&P ETF|GLIS|TD Securities Inc|4722
XOP|ST SPDR O&G E&P ETF|GLPX|ACS EXECUTION SERVICES, LLC|423350
XOP|ST SPDR O&G E&P ETF|GSCO|GOLDMAN SACHS & CO. LLC|8063517
XOP|ST SPDR O&G E&P ETF|GSCS|GOLDMAN SACHS & CO. LLC|613460
XOP|ST SPDR O&G E&P ETF|GSLT|GOLDMAN SACHS & CO. LLC|485229
XOP|ST SPDR O&G E&P ETF|GTSZ|GTS SECURITIES LLC|467653
XOP|ST SPDR O&G E&P ETF|HRBF|American Enterprise Investment Services Inc.|29707
XOP|ST SPDR O&G E&P ETF|HSBC|HSBC Securities, Inc.|22144
XOP|ST SPDR O&G E&P ETF|IATS|INTERACTIVE BROKERS LLC|195124
XOP|ST SPDR O&G E&P ETF|IBKR|Interactive Brokers Llc|626409
XOP|ST SPDR O&G E&P ETF|ICBX|INSTINET, LLC|3922839
XOP|ST SPDR O&G E&P ETF|IEQY|CITADEL SECURITIES LLC|2866897
XOP|ST SPDR O&G E&P ETF|IMPC|Imperial Capital, LLC|1674
XOP|ST SPDR O&G E&P ETF|INCA|INSTINET, LLC|5913096
XOP|ST SPDR O&G E&P ETF|INJX|INSTINET, LLC|148034
XOP|ST SPDR O&G E&P ETF|ITGI|ITG Inc.|318598
XOP|ST SPDR O&G E&P ETF|ITGP|ITG INC.|2403800
XOP|ST SPDR O&G E&P ETF|JANY|Janney Montgomery Scott Inc.|12103
XOP|ST SPDR O&G E&P ETF|JEFF|JEFFERIES LLC|1127132
XOP|ST SPDR O&G E&P ETF|JHDR|J.H. Darbie & Co., Inc.|3600
XOP|ST SPDR O&G E&P ETF|JMPT|JUMP TRADING, LLC|518361
XOP|ST SPDR O&G E&P ETF|JONE|JonesTrading|1820688
XOP|ST SPDR O&G E&P ETF|JPBX|J.P. MORGAN SECURITIES LLC|177800
XOP|ST SPDR O&G E&P ETF|JPMX|J.P. Morgan Securities LLC|2736647
XOP|ST SPDR O&G E&P ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|175921
XOP|ST SPDR O&G E&P ETF|JSJX|JANE STREET CAPITAL LLC|996511
XOP|ST SPDR O&G E&P ETF|JUTA|JUMP TRADING, LLC|82649
XOP|ST SPDR O&G E&P ETF|KCGM|VIRTU Americas LLC|641759
XOP|ST SPDR O&G E&P ETF|LEHM|Barclays Capital Inc./Le|10839778
XOP|ST SPDR O&G E&P ETF|LGNT|COR CLEARING LLC|1
XOP|ST SPDR O&G E&P ETF|LIME|Lime Brokerage LLC|345184
XOP|ST SPDR O&G E&P ETF|LIWM|LIME BROKERAGE LLC|11896
XOP|ST SPDR O&G E&P ETF|LMGP|LIME BROKERAGE LLC|1000
XOP|ST SPDR O&G E&P ETF|LQNA|LIQUIDNET, INC.|43800
XOP|ST SPDR O&G E&P ETF|LSCI|Lek Securities Corporation|525814
XOP|ST SPDR O&G E&P ETF|LVMR|LIVERMORE TRADING GROUP, INC.|17192
XOP|ST SPDR O&G E&P ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|3300
XOP|ST SPDR O&G E&P ETF|MACC|Mid Atlantic Capital Corporation|41
XOP|ST SPDR O&G E&P ETF|MACQ|Macquarie Capital (USA) Inc.|4700
XOP|ST SPDR O&G E&P ETF|MAVB|Great Point Capital LLC|100
XOP|ST SPDR O&G E&P ETF|MAXM|Maxim Group LLC|4600
XOP|ST SPDR O&G E&P ETF|MBTS|ALLY INVEST SECURITIES LLC|1100
XOP|ST SPDR O&G E&P ETF|MCMF|Raymond James Ltd. Cds|1143
XOP|ST SPDR O&G E&P ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1916220
XOP|ST SPDR O&G E&P ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|123678
XOP|ST SPDR O&G E&P ETF|MOTF|MOTIF INVESTING, INC.|5
XOP|ST SPDR O&G E&P ETF|MPSG|E D & F Man Capital Markets Inc.|22201
XOP|ST SPDR O&G E&P ETF|MSCO|MORGAN STANLEY & CO. LLC|12462502
XOP|ST SPDR O&G E&P ETF|MSPL|MORGAN STANLEY & CO. LLC|2606900
XOP|ST SPDR O&G E&P ETF|MSTX|MORGAN STANLEY & CO. LLC|445300
XOP|ST SPDR O&G E&P ETF|NATL|National Securities Corporation|200
XOP|ST SPDR O&G E&P ETF|NEUB|NEUBERGER BERMAN BD LLC|125
XOP|ST SPDR O&G E&P ETF|NFSC|National Financial Services LLC|2965929
XOP|ST SPDR O&G E&P ETF|NITE|VIRTU Americas LLC|6421467
XOP|ST SPDR O&G E&P ETF|NITP|VIRTU Americas LLC|101369
XOP|ST SPDR O&G E&P ETF|NMRA|Nomura Securities International, Inc.|25000
XOP|ST SPDR O&G E&P ETF|NQRB|Brut, LLC|492777
XOP|ST SPDR O&G E&P ETF|NTBF|BMO Nesbitt Burns Inc./CDS|13997
XOP|ST SPDR O&G E&P ETF|NTRC|Northern Trust Securities, Inc.|1
XOP|ST SPDR O&G E&P ETF|OGRU|Oscar Gruss & Son, Incorporated|74600
XOP|ST SPDR O&G E&P ETF|OHOS|TWO SIGMA SECURITIES, LLC|597823
XOP|ST SPDR O&G E&P ETF|OLDM|OLD MISSION CAPITAL, LLC|110
XOP|ST SPDR O&G E&P ETF|OPCO|Oppenheimer & Co. Inc.|26237
XOP|ST SPDR O&G E&P ETF|PCPT|PHILLIP CAPITAL INC.|731
XOP|ST SPDR O&G E&P ETF|PDQM|CODA MARKETS, INC.|428084
XOP|ST SPDR O&G E&P ETF|PHLY|NASDAQ Execution Services, LLC|40200
XOP|ST SPDR O&G E&P ETF|PIPR|Piper Jaffray & Co.|5000
XOP|ST SPDR O&G E&P ETF|PWJC|UBS Financial Services, Inc.|2768
XOP|ST SPDR O&G E&P ETF|RBCM|RBC CAPITAL MARKETS, LLC|32314
XOP|ST SPDR O&G E&P ETF|RHCO|Suntrust Robinson Humphrey, Inc.|10000
XOP|ST SPDR O&G E&P ETF|SAGL|SAGETRADER, LLC|27900
XOP|ST SPDR O&G E&P ETF|SALI|INTL FCSTONE FINANCIAL INC.|849
XOP|ST SPDR O&G E&P ETF|SBSH|Citigroup Global Markets Inc.|2048739
XOP|ST SPDR O&G E&P ETF|SEIC|SEI Investments Distribution Co.|3145
XOP|ST SPDR O&G E&P ETF|SGMT|GOLDMAN SACHS & CO. LLC|2663226
XOP|ST SPDR O&G E&P ETF|SHMR|ABN Amro Clearing LLC|30250
XOP|ST SPDR O&G E&P ETF|SOCO|Capital One Southcoast, Inc|100
XOP|ST SPDR O&G E&P ETF|SPDR|SPEEDROUTE LLC|185632
XOP|ST SPDR O&G E&P ETF|SPHN|Stephens Inc.|62
XOP|ST SPDR O&G E&P ETF|STFL|Stifel, Nicolaus & Company, Incorporated|9973
XOP|ST SPDR O&G E&P ETF|STKP|STOCKPILE INVESTMENTS, INC.|102
XOP|ST SPDR O&G E&P ETF|SWIM|TD Ameritrade, Inc.|888173
XOP|ST SPDR O&G E&P ETF|SWST|Hilltop Securities Inc.|2494
XOP|ST SPDR O&G E&P ETF|TKNG|ALLY INVEST SECURITIES LLC|31664
XOP|ST SPDR O&G E&P ETF|TMBR|Timber Hill LLC|400
XOP|ST SPDR O&G E&P ETF|TRBT|Tradebot Systems, Inc.|8086211
XOP|ST SPDR O&G E&P ETF|TRCM|TRC MARKETS LLC|8463760
XOP|ST SPDR O&G E&P ETF|TWTT|TASTYWORKS, INC.|3735
XOP|ST SPDR O&G E&P ETF|UBSA|UBS SECURITIES LLC|7374380
XOP|ST SPDR O&G E&P ETF|UBSS|UBS Securities LLC|5728154
XOP|ST SPDR O&G E&P ETF|VALX|VIRTU AMERICAS LLC|390721
XOP|ST SPDR O&G E&P ETF|VGRD|Vanguard Marketing Corporation|154556
XOP|ST SPDR O&G E&P ETF|VNDS|VANDHAM SECURITIES CORP|400
XOP|ST SPDR O&G E&P ETF|VSIN|Vision Financial Markets Llc|500
XOP|ST SPDR O&G E&P ETF|WABR|Wall Street Access|5600
XOP|ST SPDR O&G E&P ETF|WBET|Wallachbeth Capital LLC|41
XOP|ST SPDR O&G E&P ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|600
XOP|ST SPDR O&G E&P ETF|WCHV|WELLS FARGO SECURITIES, LLC|1490894
XOP|ST SPDR O&G E&P ETF|WEDB|WEDBUSH SECURITIES INC.|31802
XOP|ST SPDR O&G E&P ETF|WEED|Weeden & Co.L.P.|13815
XOP|ST SPDR O&G E&P ETF|WESC|Wellington Shields & Co., LLC|1000
XOP|ST SPDR O&G E&P ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|500976
XOP|ST SPDR O&G E&P ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|587858
XOP|ST SPDR O&G E&P ETF|WFPB|Wells Fargo Securities, LLC.|8600
XOP|ST SPDR O&G E&P ETF|WGIF|CIBC World Markets Inc.|18860
XOP|ST SPDR O&G E&P ETF|WOLF|Wolfe Trahan Securities|100
XOP|ST SPDR O&G E&P ETF|WSEA|WOLVERINE SECURITIES, LLC|191886
XOP|ST SPDR O&G E&P ETF|XPUS|XP SECURITIES, LLC|111285
XOP|ST SPDR O&G E&P ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|192822
XOP|ST SPDR O&G E&P ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|15936
XOP|ST SPDR O&G E&P ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|66957
XOXO|XO GROUP, INC. COMMO|ALTX|Alternet Securities Inc.|3780
XOXO|XO GROUP, INC. COMMO|APCC|Apex Clearing Corporation|1171
XOXO|XO GROUP, INC. COMMO|BATM|CBOE TRADING, INC.|1699
XOXO|XO GROUP, INC. COMMO|BERN|Sanford C. Bernstein & Co., LLC|1756
XOXO|XO GROUP, INC. COMMO|BIDS|BIDS TRADING L.P.|200
XOXO|XO GROUP, INC. COMMO|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1058
XOXO|XO GROUP, INC. COMMO|BNPX|BNP PARIBAS SECURITIES CORP.|4422
XOXO|XO GROUP, INC. COMMO|BTIG|BTIG, LLC|39261
XOXO|XO GROUP, INC. COMMO|BZYD|GOLDMAN SACHS & CO. LLC|1097
XOXO|XO GROUP, INC. COMMO|CANT|Cantor Fitzgerald & Co.|100
XOXO|XO GROUP, INC. COMMO|CHAS|Charles Schwab & Co., Inc.|731
XOXO|XO GROUP, INC. COMMO|CIST|Capital Institutional Services, Inc.|77510
XOXO|XO GROUP, INC. COMMO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9065
XOXO|XO GROUP, INC. COMMO|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2
XOXO|XO GROUP, INC. COMMO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61550
XOXO|XO GROUP, INC. COMMO|CTDL|Citadel Derivatives Group Llc|1829
XOXO|XO GROUP, INC. COMMO|CXCX|CITIGROUP GLOBAL MARKETS INC.|4188
XOXO|XO GROUP, INC. COMMO|DBAB|Deutsche Bank Securities Inc.|40127
XOXO|XO GROUP, INC. COMMO|DBAX|Deutsche Bank Securities Inc.|32700
XOXO|XO GROUP, INC. COMMO|DEAN|MORGAN STANLEY|2424
XOXO|XO GROUP, INC. COMMO|DEGS|RONIN PROFESSIONAL LLC|1286
XOXO|XO GROUP, INC. COMMO|EBXL|EBX LLC|68800
XOXO|XO GROUP, INC. COMMO|ECUT|CONVERGEX EXECUTION SOLUTIONS|186
XOXO|XO GROUP, INC. COMMO|EDJO|Edward D. Jones & Co., L.P.|78
XOXO|XO GROUP, INC. COMMO|EGAM|CBOE TRADING, INC.|3073
XOXO|XO GROUP, INC. COMMO|EGAW|CBOE TRADING, INC.|84
XOXO|XO GROUP, INC. COMMO|EGXM|CBOE TRADING, INC.|3457
XOXO|XO GROUP, INC. COMMO|ELEV|ELEVATION, LLC|11515
XOXO|XO GROUP, INC. COMMO|ETBE|Electronic Transaction Clearing, Inc.|1746
XOXO|XO GROUP, INC. COMMO|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6394
XOXO|XO GROUP, INC. COMMO|ETRS|E*Trade Securities LLC|18313
XOXO|XO GROUP, INC. COMMO|FILL|Tradestation Securities, Inc.|1037
XOXO|XO GROUP, INC. COMMO|FMAF|NBCN Inc./ CDS|500
XOXO|XO GROUP, INC. COMMO|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2351
XOXO|XO GROUP, INC. COMMO|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|21938
XOXO|XO GROUP, INC. COMMO|FTBR|Foliofn Investments, Inc.|2920
XOXO|XO GROUP, INC. COMMO|GLPX|ACS EXECUTION SERVICES, LLC|5487
XOXO|XO GROUP, INC. COMMO|GSCO|GOLDMAN SACHS & CO. LLC|53992
XOXO|XO GROUP, INC. COMMO|GSCS|GOLDMAN SACHS & CO. LLC|4339
XOXO|XO GROUP, INC. COMMO|GSLT|GOLDMAN SACHS & CO. LLC|672
XOXO|XO GROUP, INC. COMMO|GTSZ|GTS SECURITIES LLC|10248
XOXO|XO GROUP, INC. COMMO|HRBF|American Enterprise Investment Services Inc.|200
XOXO|XO GROUP, INC. COMMO|IATS|INTERACTIVE BROKERS LLC|10163
XOXO|XO GROUP, INC. COMMO|IBKR|Interactive Brokers Llc|16336
XOXO|XO GROUP, INC. COMMO|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|8
XOXO|XO GROUP, INC. COMMO|ICBX|INSTINET, LLC|7900
XOXO|XO GROUP, INC. COMMO|IEQY|CITADEL SECURITIES LLC|14469
XOXO|XO GROUP, INC. COMMO|IMPC|Imperial Capital, LLC|100
XOXO|XO GROUP, INC. COMMO|INCA|INSTINET, LLC|29794
XOXO|XO GROUP, INC. COMMO|INJX|INSTINET, LLC|3594
XOXO|XO GROUP, INC. COMMO|ITGI|ITG Inc.|13290
XOXO|XO GROUP, INC. COMMO|ITGP|ITG INC.|22800
XOXO|XO GROUP, INC. COMMO|JANY|Janney Montgomery Scott Inc.|125
XOXO|XO GROUP, INC. COMMO|JEFF|JEFFERIES LLC|23135
XOXO|XO GROUP, INC. COMMO|JMPT|JUMP TRADING, LLC|8048
XOXO|XO GROUP, INC. COMMO|JONE|JonesTrading|51496
XOXO|XO GROUP, INC. COMMO|JPBX|J.P. MORGAN SECURITIES LLC|21925
XOXO|XO GROUP, INC. COMMO|JPMX|J.P. Morgan Securities LLC|104990
XOXO|XO GROUP, INC. COMMO|JSJX|JANE STREET CAPITAL LLC|1364
XOXO|XO GROUP, INC. COMMO|KCGM|VIRTU Americas LLC|14090
XOXO|XO GROUP, INC. COMMO|LEHM|Barclays Capital Inc./Le|81358
XOXO|XO GROUP, INC. COMMO|LIME|Lime Brokerage LLC|12234
XOXO|XO GROUP, INC. COMMO|LSCI|Lek Securities Corporation|5
XOXO|XO GROUP, INC. COMMO|MCMF|Raymond James Ltd. Cds|1050
XOXO|XO GROUP, INC. COMMO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|31202
XOXO|XO GROUP, INC. COMMO|MOTF|MOTIF INVESTING, INC.|12
XOXO|XO GROUP, INC. COMMO|MSCO|MORGAN STANLEY & CO. LLC|180502
XOXO|XO GROUP, INC. COMMO|MSPL|MORGAN STANLEY & CO. LLC|87000
XOXO|XO GROUP, INC. COMMO|MSTX|MORGAN STANLEY & CO. LLC|25400
XOXO|XO GROUP, INC. COMMO|NFSC|National Financial Services LLC|33679
XOXO|XO GROUP, INC. COMMO|NITE|VIRTU Americas LLC|99326
XOXO|XO GROUP, INC. COMMO|NQRB|Brut, LLC|1372
XOXO|XO GROUP, INC. COMMO|NTBF|BMO Nesbitt Burns Inc./CDS|60
XOXO|XO GROUP, INC. COMMO|OPCO|Oppenheimer & Co. Inc.|250
XOXO|XO GROUP, INC. COMMO|PDQM|CODA MARKETS, INC.|10951
XOXO|XO GROUP, INC. COMMO|PNSR|Penserra Securities, LLC|100
XOXO|XO GROUP, INC. COMMO|RBCM|RBC CAPITAL MARKETS, LLC|150
XOXO|XO GROUP, INC. COMMO|ROTH|Roth Capital Partners, LLC|900
XOXO|XO GROUP, INC. COMMO|SBSH|Citigroup Global Markets Inc.|33783
XOXO|XO GROUP, INC. COMMO|SGMT|GOLDMAN SACHS & CO. LLC|17777
XOXO|XO GROUP, INC. COMMO|SPDR|SPEEDROUTE LLC|1008
XOXO|XO GROUP, INC. COMMO|SPHN|Stephens Inc.|180
XOXO|XO GROUP, INC. COMMO|STFL|Stifel, Nicolaus & Company, Incorporated|7719
XOXO|XO GROUP, INC. COMMO|SWIM|TD Ameritrade, Inc.|7989
XOXO|XO GROUP, INC. COMMO|TKNG|ALLY INVEST SECURITIES LLC|314
XOXO|XO GROUP, INC. COMMO|TOUR|TOURMALINE PARTNERS, LLC|900
XOXO|XO GROUP, INC. COMMO|TRBT|Tradebot Systems, Inc.|37033
XOXO|XO GROUP, INC. COMMO|TRCM|TRC MARKETS LLC|18451
XOXO|XO GROUP, INC. COMMO|UBSA|UBS SECURITIES LLC|114442
XOXO|XO GROUP, INC. COMMO|UBSS|UBS Securities LLC|135422
XOXO|XO GROUP, INC. COMMO|VALX|VIRTU AMERICAS LLC|4011
XOXO|XO GROUP, INC. COMMO|VGRD|Vanguard Marketing Corporation|3631
XOXO|XO GROUP, INC. COMMO|WBLR|WILLIAM BLAIR|954
XOXO|XO GROUP, INC. COMMO|WCHV|WELLS FARGO SECURITIES, LLC|4237
XOXO|XO GROUP, INC. COMMO|WDNX|WEEDEN & CO.L.P.|3420
XOXO|XO GROUP, INC. COMMO|WEED|Weeden & Co.L.P.|840
XOXO|XO GROUP, INC. COMMO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4399
XOXO|XO GROUP, INC. COMMO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2181
XOXO|XO GROUP, INC. COMMO|WFPB|Wells Fargo Securities, LLC.|200
XOXO|XO GROUP, INC. COMMO|WGIF|CIBC World Markets Inc.|137
XOXO|XO GROUP, INC. COMMO|WSEA|WOLVERINE SECURITIES, LLC|2250
XOXO|XO GROUP, INC. COMMO|XIST|INSTINET, LLC|83400
XOXO|XO GROUP, INC. COMMO|XPQR|Jump Trading|200
XOXO|XO GROUP, INC. COMMO|XSTM|NATIONAL FINANCIAL SERVICES LLC|3836
XOXO|XO GROUP, INC. COMMO|YKNA|COMHAR CAPITAL MARKETS, LLC|865
XPER|XPERI CORPORATION|ANOS|ABEL/NOSER, L.L.C.|300
XPER|XPERI CORPORATION|APCC|Apex Clearing Corporation|164
XPER|XPERI CORPORATION|AVON|Avondale Partners, LLC|1000
XPER|XPERI CORPORATION|BARD|Robert W. Baird & Co. Incorporated|31
XPER|XPERI CORPORATION|BATM|CBOE TRADING, INC.|1210
XPER|XPERI CORPORATION|BBNT|BB&T SECURITIES, LLC|1483
XPER|XPERI CORPORATION|BERN|Sanford C. Bernstein & Co., LLC|44707
XPER|XPERI CORPORATION|BIDS|BIDS TRADING L.P.|45000
XPER|XPERI CORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|829
XPER|XPERI CORPORATION|BLKX|INSTINET, LLC|154470
XPER|XPERI CORPORATION|BMOC|BMO Capital Markets Corp.|7819
XPER|XPERI CORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|11663
XPER|XPERI CORPORATION|BRVL|BLAYLOCK VAN, LLC|5870
XPER|XPERI CORPORATION|BTIG|BTIG, LLC|7924
XPER|XPERI CORPORATION|BYXM|CBOE TRADING, INC.|504
XPER|XPERI CORPORATION|CANT|Cantor Fitzgerald & Co.|2191
XPER|XPERI CORPORATION|CHAS|Charles Schwab & Co., Inc.|105
XPER|XPERI CORPORATION|CIST|Capital Institutional Services, Inc.|634
XPER|XPERI CORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|135789
XPER|XPERI CORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14
XPER|XPERI CORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1409
XPER|XPERI CORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|161607
XPER|XPERI CORPORATION|CTDL|Citadel Derivatives Group Llc|13653
XPER|XPERI CORPORATION|CTLR|CUTLER GROUP, LP|600
XPER|XPERI CORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|38614
XPER|XPERI CORPORATION|DBAB|Deutsche Bank Securities Inc.|174053
XPER|XPERI CORPORATION|DBAX|Deutsche Bank Securities Inc.|127900
XPER|XPERI CORPORATION|DBUL|Deutsche Bank Securities Inc.|553
XPER|XPERI CORPORATION|DEAN|MORGAN STANLEY|838
XPER|XPERI CORPORATION|DEGS|RONIN PROFESSIONAL LLC|1592
XPER|XPERI CORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2392
XPER|XPERI CORPORATION|EBXL|EBX LLC|57200
XPER|XPERI CORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|9573
XPER|XPERI CORPORATION|EGAM|CBOE TRADING, INC.|4941
XPER|XPERI CORPORATION|EGXM|CBOE TRADING, INC.|5100
XPER|XPERI CORPORATION|EGXW|CBOE TRADING, INC.|400
XPER|XPERI CORPORATION|ESPO|ESPOSITO SECURITIES, LLC|618
XPER|XPERI CORPORATION|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|527
XPER|XPERI CORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19531
XPER|XPERI CORPORATION|ETRS|E*Trade Securities LLC|48448
XPER|XPERI CORPORATION|FBCO|Credit Suisse Securities (USA) LLC|1152119
XPER|XPERI CORPORATION|FBSB|U.S. Bancorp Investments, Inc.|6
XPER|XPERI CORPORATION|FILL|Tradestation Securities, Inc.|896
XPER|XPERI CORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|36514
XPER|XPERI CORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|459
XPER|XPERI CORPORATION|FQLS|Quantlab Securities LP|90187
XPER|XPERI CORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15384
XPER|XPERI CORPORATION|FTBR|Foliofn Investments, Inc.|3157
XPER|XPERI CORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|14708
XPER|XPERI CORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|11549
XPER|XPERI CORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|1004658
XPER|XPERI CORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|18265
XPER|XPERI CORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|4988
XPER|XPERI CORPORATION|GTSZ|GTS SECURITIES LLC|31705
XPER|XPERI CORPORATION|HRBF|American Enterprise Investment Services Inc.|1640
XPER|XPERI CORPORATION|IBKR|Interactive Brokers Llc|40765
XPER|XPERI CORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7
XPER|XPERI CORPORATION|ICBX|INSTINET, LLC|47400
XPER|XPERI CORPORATION|IEQY|CITADEL SECURITIES LLC|12017
XPER|XPERI CORPORATION|INCA|INSTINET, LLC|199668
XPER|XPERI CORPORATION|INJX|INSTINET, LLC|16878
XPER|XPERI CORPORATION|ITGI|ITG Inc.|72822
XPER|XPERI CORPORATION|ITGP|ITG INC.|193000
XPER|XPERI CORPORATION|JEFF|JEFFERIES LLC|84994
XPER|XPERI CORPORATION|JMPT|JUMP TRADING, LLC|4657
XPER|XPERI CORPORATION|JONE|JonesTrading|1007
XPER|XPERI CORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|5567
XPER|XPERI CORPORATION|JPMX|J.P. Morgan Securities LLC|183135
XPER|XPERI CORPORATION|JSEB|JANE STREET EXECUTION SERVICES, LLC|1300
XPER|XPERI CORPORATION|JSJX|JANE STREET CAPITAL LLC|2368
XPER|XPERI CORPORATION|KBWI|Keefe, Bruyette & Woods, Inc.|23141
XPER|XPERI CORPORATION|KCGM|VIRTU Americas LLC|21652
XPER|XPERI CORPORATION|KING|C. L. King & Associates, Inc.|5660
XPER|XPERI CORPORATION|LEHM|Barclays Capital Inc./Le|476123
XPER|XPERI CORPORATION|LIME|Lime Brokerage LLC|140625
XPER|XPERI CORPORATION|LQNA|LIQUIDNET, INC.|106300
XPER|XPERI CORPORATION|LSCI|Lek Securities Corporation|2907
XPER|XPERI CORPORATION|MACQ|Macquarie Capital (USA) Inc.|6001
XPER|XPERI CORPORATION|MAXM|Maxim Group LLC|5456
XPER|XPERI CORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|132079
XPER|XPERI CORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
XPER|XPERI CORPORATION|MSCO|MORGAN STANLEY & CO. LLC|806695
XPER|XPERI CORPORATION|MSPL|MORGAN STANLEY & CO. LLC|316100
XPER|XPERI CORPORATION|MSTX|MORGAN STANLEY & CO. LLC|70100
XPER|XPERI CORPORATION|NFSC|National Financial Services LLC|61406
XPER|XPERI CORPORATION|NITE|VIRTU Americas LLC|159150
XPER|XPERI CORPORATION|NITP|VIRTU Americas LLC|3400
XPER|XPERI CORPORATION|NQRB|Brut, LLC|7913
XPER|XPERI CORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|3664
XPER|XPERI CORPORATION|OPCO|Oppenheimer & Co. Inc.|8326
XPER|XPERI CORPORATION|PDQM|CODA MARKETS, INC.|9796
XPER|XPERI CORPORATION|PHLY|NASDAQ Execution Services, LLC|2800
XPER|XPERI CORPORATION|PWJC|UBS Financial Services, Inc.|1000
XPER|XPERI CORPORATION|RAJA|Raymond James & Associates, Inc.|3110
XPER|XPERI CORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|6933
XPER|XPERI CORPORATION|RGLD|Regal Securities, Inc|330
XPER|XPERI CORPORATION|RILY|B. RILEY FBR, INC.|1381
XPER|XPERI CORPORATION|SAGL|SAGETRADER, LLC|200
XPER|XPERI CORPORATION|SAGW|SAGETRADER, LLC|329
XPER|XPERI CORPORATION|SBSH|Citigroup Global Markets Inc.|120952
XPER|XPERI CORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|73657
XPER|XPERI CORPORATION|SPDR|SPEEDROUTE LLC|600
XPER|XPERI CORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|185
XPER|XPERI CORPORATION|SWIM|TD Ameritrade, Inc.|12563
XPER|XPERI CORPORATION|SWST|Hilltop Securities Inc.|931
XPER|XPERI CORPORATION|TKNG|ALLY INVEST SECURITIES LLC|100
XPER|XPERI CORPORATION|TONC|CUTTONE & CO., LLC|3921
XPER|XPERI CORPORATION|TRBT|Tradebot Systems, Inc.|16039
XPER|XPERI CORPORATION|TRCM|TRC MARKETS LLC|43178
XPER|XPERI CORPORATION|UBSA|UBS SECURITIES LLC|443138
XPER|XPERI CORPORATION|UBSS|UBS Securities LLC|437695
XPER|XPERI CORPORATION|VALX|VIRTU AMERICAS LLC|19041
XPER|XPERI CORPORATION|VERT|The Vertical Trading Group, LLC|2125
XPER|XPERI CORPORATION|VGRD|Vanguard Marketing Corporation|3066
XPER|XPERI CORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|1130
XPER|XPERI CORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|27079
XPER|XPERI CORPORATION|WDNX|WEEDEN & CO.L.P.|7484
XPER|XPERI CORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1803
XPER|XPERI CORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4966
XPER|XPERI CORPORATION|WSEA|WOLVERINE SECURITIES, LLC|938
XPER|XPERI CORPORATION|XIST|INSTINET, LLC|25730
XPER|XPERI CORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
XPER|XPERI CORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|18
XPER|XPERI CORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1770
XPH|SPDR S&P PHARMACEUTI|ALTX|Alternet Securities Inc.|100
XPH|SPDR S&P PHARMACEUTI|APCC|Apex Clearing Corporation|254
XPH|SPDR S&P PHARMACEUTI|BANK|Primevest Financial Services, Inc.|1
XPH|SPDR S&P PHARMACEUTI|BARD|Robert W. Baird & Co. Incorporated|653
XPH|SPDR S&P PHARMACEUTI|BATM|CBOE TRADING, INC.|100
XPH|SPDR S&P PHARMACEUTI|BBNT|BB&T SECURITIES, LLC|46
XPH|SPDR S&P PHARMACEUTI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|455
XPH|SPDR S&P PHARMACEUTI|CANT|Cantor Fitzgerald & Co.|16
XPH|SPDR S&P PHARMACEUTI|CHAS|Charles Schwab & Co., Inc.|821
XPH|SPDR S&P PHARMACEUTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2184
XPH|SPDR S&P PHARMACEUTI|DBAB|Deutsche Bank Securities Inc.|600
XPH|SPDR S&P PHARMACEUTI|DBAX|Deutsche Bank Securities Inc.|600
XPH|SPDR S&P PHARMACEUTI|DEAN|MORGAN STANLEY|2502
XPH|SPDR S&P PHARMACEUTI|DEGS|RONIN PROFESSIONAL LLC|501
XPH|SPDR S&P PHARMACEUTI|EBXL|EBX LLC|2300
XPH|SPDR S&P PHARMACEUTI|ECUT|CONVERGEX EXECUTION SOLUTIONS|1344
XPH|SPDR S&P PHARMACEUTI|EDJO|Edward D. Jones & Co., L.P.|344
XPH|SPDR S&P PHARMACEUTI|EGAM|CBOE TRADING, INC.|1205
XPH|SPDR S&P PHARMACEUTI|EGXM|CBOE TRADING, INC.|100
XPH|SPDR S&P PHARMACEUTI|ETBE|Electronic Transaction Clearing, Inc.|400
XPH|SPDR S&P PHARMACEUTI|ETRS|E*Trade Securities LLC|9440
XPH|SPDR S&P PHARMACEUTI|FILL|Tradestation Securities, Inc.|120
XPH|SPDR S&P PHARMACEUTI|FMAF|NBCN Inc./ CDS|292
XPH|SPDR S&P PHARMACEUTI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|272
XPH|SPDR S&P PHARMACEUTI|FTBR|Foliofn Investments, Inc.|12
XPH|SPDR S&P PHARMACEUTI|GEBB|GLOBAL EXECUTION BROKERS, LP|300
XPH|SPDR S&P PHARMACEUTI|GLIS|TD Securities Inc|1312
XPH|SPDR S&P PHARMACEUTI|GSCO|GOLDMAN SACHS & CO. LLC|200
XPH|SPDR S&P PHARMACEUTI|GSLT|GOLDMAN SACHS & CO. LLC|1001
XPH|SPDR S&P PHARMACEUTI|GTSZ|GTS SECURITIES LLC|9
XPH|SPDR S&P PHARMACEUTI|HRBF|American Enterprise Investment Services Inc.|5819
XPH|SPDR S&P PHARMACEUTI|IATS|INTERACTIVE BROKERS LLC|900
XPH|SPDR S&P PHARMACEUTI|IBKR|Interactive Brokers Llc|12258
XPH|SPDR S&P PHARMACEUTI|ICBX|INSTINET, LLC|1900
XPH|SPDR S&P PHARMACEUTI|INCA|INSTINET, LLC|37
XPH|SPDR S&P PHARMACEUTI|ITGI|ITG Inc.|100
XPH|SPDR S&P PHARMACEUTI|ITGP|ITG INC.|200
XPH|SPDR S&P PHARMACEUTI|JANY|Janney Montgomery Scott Inc.|300
XPH|SPDR S&P PHARMACEUTI|JPMX|J.P. Morgan Securities LLC|190
XPH|SPDR S&P PHARMACEUTI|JSJX|JANE STREET CAPITAL LLC|38624
XPH|SPDR S&P PHARMACEUTI|LEHM|Barclays Capital Inc./Le|3658
XPH|SPDR S&P PHARMACEUTI|LGNT|COR CLEARING LLC|1
XPH|SPDR S&P PHARMACEUTI|LIME|Lime Brokerage LLC|12395
XPH|SPDR S&P PHARMACEUTI|MACC|Mid Atlantic Capital Corporation|3555
XPH|SPDR S&P PHARMACEUTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4600
XPH|SPDR S&P PHARMACEUTI|MSCO|MORGAN STANLEY & CO. LLC|30949
XPH|SPDR S&P PHARMACEUTI|MSPL|MORGAN STANLEY & CO. LLC|2500
XPH|SPDR S&P PHARMACEUTI|NFSC|National Financial Services LLC|65043
XPH|SPDR S&P PHARMACEUTI|NITE|VIRTU Americas LLC|58276
XPH|SPDR S&P PHARMACEUTI|NQRB|Brut, LLC|100
XPH|SPDR S&P PHARMACEUTI|OPCO|Oppenheimer & Co. Inc.|593
XPH|SPDR S&P PHARMACEUTI|PDQM|CODA MARKETS, INC.|1100
XPH|SPDR S&P PHARMACEUTI|RBCM|RBC CAPITAL MARKETS, LLC|2912
XPH|SPDR S&P PHARMACEUTI|SBSH|Citigroup Global Markets Inc.|14868
XPH|SPDR S&P PHARMACEUTI|SPDR|SPEEDROUTE LLC|2500
XPH|SPDR S&P PHARMACEUTI|STFL|Stifel, Nicolaus & Company, Incorporated|638
XPH|SPDR S&P PHARMACEUTI|SWIM|TD Ameritrade, Inc.|763
XPH|SPDR S&P PHARMACEUTI|TRCM|TRC MARKETS LLC|100
XPH|SPDR S&P PHARMACEUTI|UBSA|UBS SECURITIES LLC|5124
XPH|SPDR S&P PHARMACEUTI|UBSS|UBS Securities LLC|24653
XPH|SPDR S&P PHARMACEUTI|VGRD|Vanguard Marketing Corporation|3922
XPH|SPDR S&P PHARMACEUTI|VSIN|Vision Financial Markets Llc|5
XPH|SPDR S&P PHARMACEUTI|WCHV|WELLS FARGO SECURITIES, LLC|42946
XPH|SPDR S&P PHARMACEUTI|WEED|Weeden & Co.L.P.|10
XPH|SPDR S&P PHARMACEUTI|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2618
XPH|SPDR S&P PHARMACEUTI|WGIF|CIBC World Markets Inc.|380
XPH|SPDR S&P PHARMACEUTI|WSEA|WOLVERINE SECURITIES, LLC|604
XPH|SPDR S&P PHARMACEUTI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4146
XPL|SOLITARIO ZINC CORP.|APCC|Apex Clearing Corporation|2240
XPL|SOLITARIO ZINC CORP.|CANT|Cantor Fitzgerald & Co.|1969
XPL|SOLITARIO ZINC CORP.|CHAS|Charles Schwab & Co., Inc.|4400
XPL|SOLITARIO ZINC CORP.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|295207
XPL|SOLITARIO ZINC CORP.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5200
XPL|SOLITARIO ZINC CORP.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2004
XPL|SOLITARIO ZINC CORP.|CXCX|CITIGROUP GLOBAL MARKETS INC.|400
XPL|SOLITARIO ZINC CORP.|DBAB|Deutsche Bank Securities Inc.|872
XPL|SOLITARIO ZINC CORP.|DBAX|Deutsche Bank Securities Inc.|200
XPL|SOLITARIO ZINC CORP.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|18757
XPL|SOLITARIO ZINC CORP.|EBXL|EBX LLC|5400
XPL|SOLITARIO ZINC CORP.|EGXM|CBOE TRADING, INC.|1600
XPL|SOLITARIO ZINC CORP.|EGXW|CBOE TRADING, INC.|201
XPL|SOLITARIO ZINC CORP.|ETRS|E*Trade Securities LLC|33249
XPL|SOLITARIO ZINC CORP.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|160
XPL|SOLITARIO ZINC CORP.|FTBR|Foliofn Investments, Inc.|2575
XPL|SOLITARIO ZINC CORP.|GSCO|GOLDMAN SACHS & CO. LLC|899
XPL|SOLITARIO ZINC CORP.|GSLT|GOLDMAN SACHS & CO. LLC|1100
XPL|SOLITARIO ZINC CORP.|IBKR|Interactive Brokers Llc|5811
XPL|SOLITARIO ZINC CORP.|ICBX|INSTINET, LLC|2200
XPL|SOLITARIO ZINC CORP.|INCA|INSTINET, LLC|700
XPL|SOLITARIO ZINC CORP.|INJX|INSTINET, LLC|1100
XPL|SOLITARIO ZINC CORP.|ITGI|ITG Inc.|1600
XPL|SOLITARIO ZINC CORP.|ITGP|ITG INC.|2000
XPL|SOLITARIO ZINC CORP.|KCGM|VIRTU Americas LLC|100
XPL|SOLITARIO ZINC CORP.|LEHM|Barclays Capital Inc./Le|200
XPL|SOLITARIO ZINC CORP.|LIME|Lime Brokerage LLC|611
XPL|SOLITARIO ZINC CORP.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
XPL|SOLITARIO ZINC CORP.|MSCO|MORGAN STANLEY & CO. LLC|32996
XPL|SOLITARIO ZINC CORP.|NFSC|National Financial Services LLC|117940
XPL|SOLITARIO ZINC CORP.|NITE|VIRTU Americas LLC|146204
XPL|SOLITARIO ZINC CORP.|NQRB|Brut, LLC|2700
XPL|SOLITARIO ZINC CORP.|OPCO|Oppenheimer & Co. Inc.|1475
XPL|SOLITARIO ZINC CORP.|PDQM|CODA MARKETS, INC.|2000
XPL|SOLITARIO ZINC CORP.|RBCM|RBC CAPITAL MARKETS, LLC|86
XPL|SOLITARIO ZINC CORP.|RGLD|Regal Securities, Inc|139
XPL|SOLITARIO ZINC CORP.|SGMT|GOLDMAN SACHS & CO. LLC|263
XPL|SOLITARIO ZINC CORP.|SPDR|SPEEDROUTE LLC|200
XPL|SOLITARIO ZINC CORP.|SWIM|TD Ameritrade, Inc.|22100
XPL|SOLITARIO ZINC CORP.|TKNG|ALLY INVEST SECURITIES LLC|200
XPL|SOLITARIO ZINC CORP.|UBSA|UBS SECURITIES LLC|3040
XPL|SOLITARIO ZINC CORP.|UBSS|UBS Securities LLC|23321
XPL|SOLITARIO ZINC CORP.|VGRD|Vanguard Marketing Corporation|35585
XPL|SOLITARIO ZINC CORP.|WCHV|WELLS FARGO SECURITIES, LLC|37901
XPL|SOLITARIO ZINC CORP.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2602
XPL|SOLITARIO ZINC CORP.|WSEA|WOLVERINE SECURITIES, LLC|1475
XPL|SOLITARIO ZINC CORP.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1
XPLR|XPLORE TECH CORP DE|ALTX|Alternet Securities Inc.|300
XPLR|XPLORE TECH CORP DE|APCC|Apex Clearing Corporation|3407
XPLR|XPLORE TECH CORP DE|BATM|CBOE TRADING, INC.|444
XPLR|XPLORE TECH CORP DE|CANT|Cantor Fitzgerald & Co.|132
XPLR|XPLORE TECH CORP DE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3654
XPLR|XPLORE TECH CORP DE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|9179
XPLR|XPLORE TECH CORP DE|CTDL|Citadel Derivatives Group Llc|601
XPLR|XPLORE TECH CORP DE|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
XPLR|XPLORE TECH CORP DE|DBAB|Deutsche Bank Securities Inc.|3000
XPLR|XPLORE TECH CORP DE|DBAX|Deutsche Bank Securities Inc.|1800
XPLR|XPLORE TECH CORP DE|DEGS|RONIN PROFESSIONAL LLC|1284
XPLR|XPLORE TECH CORP DE|EBXL|EBX LLC|900
XPLR|XPLORE TECH CORP DE|ECUT|CONVERGEX EXECUTION SOLUTIONS|2809
XPLR|XPLORE TECH CORP DE|EGAW|CBOE TRADING, INC.|700
XPLR|XPLORE TECH CORP DE|EGXM|CBOE TRADING, INC.|450
XPLR|XPLORE TECH CORP DE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|820
XPLR|XPLORE TECH CORP DE|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|6200
XPLR|XPLORE TECH CORP DE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5778
XPLR|XPLORE TECH CORP DE|ETRS|E*Trade Securities LLC|28189
XPLR|XPLORE TECH CORP DE|FBCO|Credit Suisse Securities (USA) LLC|13383
XPLR|XPLORE TECH CORP DE|FILL|Tradestation Securities, Inc.|2550
XPLR|XPLORE TECH CORP DE|FMAF|NBCN Inc./ CDS|10
XPLR|XPLORE TECH CORP DE|FOMA|TD AMERITRADE CLEARING, INC.|86807
XPLR|XPLORE TECH CORP DE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|917
XPLR|XPLORE TECH CORP DE|FTBR|Foliofn Investments, Inc.|63
XPLR|XPLORE TECH CORP DE|GEBB|GLOBAL EXECUTION BROKERS, LP|1992
XPLR|XPLORE TECH CORP DE|GLPX|ACS EXECUTION SERVICES, LLC|12248
XPLR|XPLORE TECH CORP DE|GSCO|GOLDMAN SACHS & CO. LLC|11239
XPLR|XPLORE TECH CORP DE|GSLT|GOLDMAN SACHS & CO. LLC|500
XPLR|XPLORE TECH CORP DE|GTSZ|GTS SECURITIES LLC|4247
XPLR|XPLORE TECH CORP DE|IATS|INTERACTIVE BROKERS LLC|5880
XPLR|XPLORE TECH CORP DE|IBKR|Interactive Brokers Llc|54993
XPLR|XPLORE TECH CORP DE|ICBX|INSTINET, LLC|1300
XPLR|XPLORE TECH CORP DE|INCA|INSTINET, LLC|12166
XPLR|XPLORE TECH CORP DE|INJX|INSTINET, LLC|100
XPLR|XPLORE TECH CORP DE|ITGI|ITG Inc.|9672
XPLR|XPLORE TECH CORP DE|ITGP|ITG INC.|1600
XPLR|XPLORE TECH CORP DE|JPMX|J.P. Morgan Securities LLC|222
XPLR|XPLORE TECH CORP DE|KCGM|VIRTU Americas LLC|3051
XPLR|XPLORE TECH CORP DE|LEHM|Barclays Capital Inc./Le|2224
XPLR|XPLORE TECH CORP DE|LIME|Lime Brokerage LLC|35036
XPLR|XPLORE TECH CORP DE|LMGP|LIME BROKERAGE LLC|3002
XPLR|XPLORE TECH CORP DE|LSCI|Lek Securities Corporation|1500
XPLR|XPLORE TECH CORP DE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
XPLR|XPLORE TECH CORP DE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1400
XPLR|XPLORE TECH CORP DE|MOTF|MOTIF INVESTING, INC.|1
XPLR|XPLORE TECH CORP DE|MSCO|MORGAN STANLEY & CO. LLC|51107
XPLR|XPLORE TECH CORP DE|MSPL|MORGAN STANLEY & CO. LLC|15500
XPLR|XPLORE TECH CORP DE|NFSC|National Financial Services LLC|97914
XPLR|XPLORE TECH CORP DE|NITE|VIRTU Americas LLC|147312
XPLR|XPLORE TECH CORP DE|NQRB|Brut, LLC|300
XPLR|XPLORE TECH CORP DE|PDQM|CODA MARKETS, INC.|14678
XPLR|XPLORE TECH CORP DE|RBCM|RBC CAPITAL MARKETS, LLC|3500
XPLR|XPLORE TECH CORP DE|ROTH|Roth Capital Partners, LLC|32189
XPLR|XPLORE TECH CORP DE|SAGL|SAGETRADER, LLC|1330
XPLR|XPLORE TECH CORP DE|SGMT|GOLDMAN SACHS & CO. LLC|701
XPLR|XPLORE TECH CORP DE|SPDR|SPEEDROUTE LLC|500
XPLR|XPLORE TECH CORP DE|STFL|Stifel, Nicolaus & Company, Incorporated|496
XPLR|XPLORE TECH CORP DE|SWIM|TD Ameritrade, Inc.|17837
XPLR|XPLORE TECH CORP DE|SWST|Hilltop Securities Inc.|405
XPLR|XPLORE TECH CORP DE|TKNG|ALLY INVEST SECURITIES LLC|573
XPLR|XPLORE TECH CORP DE|TRBT|Tradebot Systems, Inc.|391
XPLR|XPLORE TECH CORP DE|TRCM|TRC MARKETS LLC|2768
XPLR|XPLORE TECH CORP DE|UBSA|UBS SECURITIES LLC|8854
XPLR|XPLORE TECH CORP DE|UBSS|UBS Securities LLC|18855
XPLR|XPLORE TECH CORP DE|VALX|VIRTU AMERICAS LLC|800
XPLR|XPLORE TECH CORP DE|VGRD|Vanguard Marketing Corporation|615
XPLR|XPLORE TECH CORP DE|WABR|Wall Street Access|340
XPLR|XPLORE TECH CORP DE|WBLR|WILLIAM BLAIR|200
XPLR|XPLORE TECH CORP DE|WCHV|WELLS FARGO SECURITIES, LLC|600
XPLR|XPLORE TECH CORP DE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1
XPLR|XPLORE TECH CORP DE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1320
XPLR|XPLORE TECH CORP DE|WGIF|CIBC World Markets Inc.|500
XPLR|XPLORE TECH CORP DE|WSEA|WOLVERINE SECURITIES, LLC|2884
XPLR|XPLORE TECH CORP DE|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
XPLR|XPLORE TECH CORP DE|YKNA|COMHAR CAPITAL MARKETS, LLC|1513
XPLR|XPLORE TECH CORP DE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|400
XPO|XPO LOGISTICS, INC.|ABLE|NATIXIS Securities Americas LLC|494900
XPO|XPO LOGISTICS, INC.|ALTX|Alternet Securities Inc.|5623
XPO|XPO LOGISTICS, INC.|APCC|Apex Clearing Corporation|1311
XPO|XPO LOGISTICS, INC.|AQUA|AQUA SECURITIES L.P.|2600
XPO|XPO LOGISTICS, INC.|ATPA|COWEN PRIME SERVICES LLC|2300
XPO|XPO LOGISTICS, INC.|BALE|M&T SECURITIES, INC.|198
XPO|XPO LOGISTICS, INC.|BANK|Primevest Financial Services, Inc.|258
XPO|XPO LOGISTICS, INC.|BARD|Robert W. Baird & Co. Incorporated|6609
XPO|XPO LOGISTICS, INC.|BATM|CBOE TRADING, INC.|21533
XPO|XPO LOGISTICS, INC.|BAYC|BAY CREST PARTNERS, LLC|1656
XPO|XPO LOGISTICS, INC.|BAYT|BTIG, LLC|67000
XPO|XPO LOGISTICS, INC.|BBNT|BB&T SECURITIES, LLC|2078
XPO|XPO LOGISTICS, INC.|BERN|Sanford C. Bernstein & Co., LLC|133316
XPO|XPO LOGISTICS, INC.|BIDS|BIDS TRADING L.P.|400
XPO|XPO LOGISTICS, INC.|BIMI|Banca IMI Securities Corp.|1617
XPO|XPO LOGISTICS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|17939
XPO|XPO LOGISTICS, INC.|BLKX|INSTINET, LLC|15200
XPO|XPO LOGISTICS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|6818
XPO|XPO LOGISTICS, INC.|BRGE|Newbridge Securities Corp.|100
XPO|XPO LOGISTICS, INC.|BTIG|BTIG, LLC|3773
XPO|XPO LOGISTICS, INC.|BYXM|CBOE TRADING, INC.|2110
XPO|XPO LOGISTICS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|100
XPO|XPO LOGISTICS, INC.|CABR|Cabrera Capital Markets, Inc.|350
XPO|XPO LOGISTICS, INC.|CANT|Cantor Fitzgerald & Co.|9451
XPO|XPO LOGISTICS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|29400
XPO|XPO LOGISTICS, INC.|CBRA|Cobra Trading, Inc.|700
XPO|XPO LOGISTICS, INC.|CHAS|Charles Schwab & Co., Inc.|2093
XPO|XPO LOGISTICS, INC.|CICF|Canaccord Genuity Corp.|231
XPO|XPO LOGISTICS, INC.|CIOI|CITIGROUP GLOBAL MARKETS INC|15000
XPO|XPO LOGISTICS, INC.|CIST|Capital Institutional Services, Inc.|1547
XPO|XPO LOGISTICS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|121153
XPO|XPO LOGISTICS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|318
XPO|XPO LOGISTICS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1353
XPO|XPO LOGISTICS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|433982
XPO|XPO LOGISTICS, INC.|CTDL|Citadel Derivatives Group Llc|33239
XPO|XPO LOGISTICS, INC.|CTLR|CUTLER GROUP, LP|3871
XPO|XPO LOGISTICS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|31180
XPO|XPO LOGISTICS, INC.|DADA|D.A. Davidson & Co.|528
XPO|XPO LOGISTICS, INC.|DAVA|Davenport & Company LLC|125
XPO|XPO LOGISTICS, INC.|DBAB|Deutsche Bank Securities Inc.|265112
XPO|XPO LOGISTICS, INC.|DBAX|Deutsche Bank Securities Inc.|393000
XPO|XPO LOGISTICS, INC.|DBUL|Deutsche Bank Securities Inc.|1000
XPO|XPO LOGISTICS, INC.|DCHF|Dart Executions, LLC|8176
XPO|XPO LOGISTICS, INC.|DEAN|MORGAN STANLEY|40840
XPO|XPO LOGISTICS, INC.|DEGS|RONIN PROFESSIONAL LLC|400
XPO|XPO LOGISTICS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|22095
XPO|XPO LOGISTICS, INC.|DRWK|DRW SECURITIES, L.L.C.|2866
XPO|XPO LOGISTICS, INC.|EBXL|EBX LLC|203000
XPO|XPO LOGISTICS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|39211
XPO|XPO LOGISTICS, INC.|EDJC|Edward Jones / CDS|47
XPO|XPO LOGISTICS, INC.|EDJO|Edward D. Jones & Co., L.P.|3964
XPO|XPO LOGISTICS, INC.|EGAM|CBOE TRADING, INC.|11481
XPO|XPO LOGISTICS, INC.|EGAW|CBOE TRADING, INC.|170
XPO|XPO LOGISTICS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1800
XPO|XPO LOGISTICS, INC.|EGXM|CBOE TRADING, INC.|5513
XPO|XPO LOGISTICS, INC.|EGXW|CBOE TRADING, INC.|219
XPO|XPO LOGISTICS, INC.|ESPO|ESPOSITO SECURITIES, LLC|49
XPO|XPO LOGISTICS, INC.|ETBE|Electronic Transaction Clearing, Inc.|31310
XPO|XPO LOGISTICS, INC.|ETCC|Electronic Transaction Clearing, Inc.|610
XPO|XPO LOGISTICS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47384
XPO|XPO LOGISTICS, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
XPO|XPO LOGISTICS, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|200
XPO|XPO LOGISTICS, INC.|ETRS|E*Trade Securities LLC|207746
XPO|XPO LOGISTICS, INC.|FBSB|U.S. Bancorp Investments, Inc.|103
XPO|XPO LOGISTICS, INC.|FILL|Tradestation Securities, Inc.|3402
XPO|XPO LOGISTICS, INC.|FINX|FINTECH SECURITIES|100
XPO|XPO LOGISTICS, INC.|FMAF|NBCN Inc./ CDS|1879
XPO|XPO LOGISTICS, INC.|FMCO|First Manhattan Co|2900
XPO|XPO LOGISTICS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|24130
XPO|XPO LOGISTICS, INC.|FQLS|Quantlab Securities LP|330907
XPO|XPO LOGISTICS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|102938
XPO|XPO LOGISTICS, INC.|FTBR|Foliofn Investments, Inc.|2773
XPO|XPO LOGISTICS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|620
XPO|XPO LOGISTICS, INC.|GLIS|TD Securities Inc|2699
XPO|XPO LOGISTICS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|47545
XPO|XPO LOGISTICS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1220915
XPO|XPO LOGISTICS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|20410
XPO|XPO LOGISTICS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|4493
XPO|XPO LOGISTICS, INC.|GTSZ|GTS SECURITIES LLC|170384
XPO|XPO LOGISTICS, INC.|HAPX|HAP Trading, LLC|1007
XPO|XPO LOGISTICS, INC.|HPPX|POTAMUS TRADING, LLC|431
XPO|XPO LOGISTICS, INC.|HRBF|American Enterprise Investment Services Inc.|15689
XPO|XPO LOGISTICS, INC.|IATS|INTERACTIVE BROKERS LLC|38857
XPO|XPO LOGISTICS, INC.|IBKR|Interactive Brokers Llc|43599
XPO|XPO LOGISTICS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|539
XPO|XPO LOGISTICS, INC.|ICBX|INSTINET, LLC|106507
XPO|XPO LOGISTICS, INC.|INCA|INSTINET, LLC|558147
XPO|XPO LOGISTICS, INC.|INJX|INSTINET, LLC|26220
XPO|XPO LOGISTICS, INC.|ITGI|ITG Inc.|58786
XPO|XPO LOGISTICS, INC.|ITGP|ITG INC.|83400
XPO|XPO LOGISTICS, INC.|JANY|Janney Montgomery Scott Inc.|1609
XPO|XPO LOGISTICS, INC.|JEFF|JEFFERIES LLC|184301
XPO|XPO LOGISTICS, INC.|JMPT|JUMP TRADING, LLC|51544
XPO|XPO LOGISTICS, INC.|JONE|JonesTrading|7
XPO|XPO LOGISTICS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|166498
XPO|XPO LOGISTICS, INC.|JPMX|J.P. Morgan Securities LLC|645422
XPO|XPO LOGISTICS, INC.|JSJX|JANE STREET CAPITAL LLC|10123
XPO|XPO LOGISTICS, INC.|KCGM|VIRTU Americas LLC|57275
XPO|XPO LOGISTICS, INC.|KING|C. L. King & Associates, Inc.|50
XPO|XPO LOGISTICS, INC.|LEHM|Barclays Capital Inc./Le|948643
XPO|XPO LOGISTICS, INC.|LIME|Lime Brokerage LLC|27913
XPO|XPO LOGISTICS, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|60000
XPO|XPO LOGISTICS, INC.|LQNA|LIQUIDNET, INC.|143400
XPO|XPO LOGISTICS, INC.|LSCI|Lek Securities Corporation|1925
XPO|XPO LOGISTICS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
XPO|XPO LOGISTICS, INC.|MACC|Mid Atlantic Capital Corporation|7
XPO|XPO LOGISTICS, INC.|MACQ|Macquarie Capital (USA) Inc.|10181
XPO|XPO LOGISTICS, INC.|MAXM|Maxim Group LLC|2890
XPO|XPO LOGISTICS, INC.|MBTS|ALLY INVEST SECURITIES LLC|1711
XPO|XPO LOGISTICS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|76210
XPO|XPO LOGISTICS, INC.|MOTF|MOTIF INVESTING, INC.|50
XPO|XPO LOGISTICS, INC.|MSCO|MORGAN STANLEY & CO. LLC|2426911
XPO|XPO LOGISTICS, INC.|MSPL|MORGAN STANLEY & CO. LLC|396000
XPO|XPO LOGISTICS, INC.|MSTX|MORGAN STANLEY & CO. LLC|222100
XPO|XPO LOGISTICS, INC.|NATL|National Securities Corporation|300
XPO|XPO LOGISTICS, INC.|NBCS|NBC Securities, INC.|200
XPO|XPO LOGISTICS, INC.|NFSC|National Financial Services LLC|358458
XPO|XPO LOGISTICS, INC.|NITE|VIRTU Americas LLC|675283
XPO|XPO LOGISTICS, INC.|NITP|VIRTU Americas LLC|370
XPO|XPO LOGISTICS, INC.|NQRB|Brut, LLC|10017
XPO|XPO LOGISTICS, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|1867
XPO|XPO LOGISTICS, INC.|NTFN|Network 1 Financial Securities Inc.|11444
XPO|XPO LOGISTICS, INC.|NTRC|Northern Trust Securities, Inc.|4059
XPO|XPO LOGISTICS, INC.|OPCO|Oppenheimer & Co. Inc.|9418
XPO|XPO LOGISTICS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|368
XPO|XPO LOGISTICS, INC.|PCFF|Pacific International Securities Inc./CDS|60
XPO|XPO LOGISTICS, INC.|PCPT|PHILLIP CAPITAL INC.|19
XPO|XPO LOGISTICS, INC.|PDQM|CODA MARKETS, INC.|79943
XPO|XPO LOGISTICS, INC.|PHLY|NASDAQ Execution Services, LLC|4000
XPO|XPO LOGISTICS, INC.|PICT|Pictet Overseas Inc.|175
XPO|XPO LOGISTICS, INC.|PIPR|Piper Jaffray & Co.|1115
XPO|XPO LOGISTICS, INC.|PWJC|UBS Financial Services, Inc.|5007
XPO|XPO LOGISTICS, INC.|QMSR|QUATTRO M SECURITIES INC.|9909
XPO|XPO LOGISTICS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|13147
XPO|XPO LOGISTICS, INC.|RGLD|Regal Securities, Inc|742
XPO|XPO LOGISTICS, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|1800
XPO|XPO LOGISTICS, INC.|SAGL|SAGETRADER, LLC|16813
XPO|XPO LOGISTICS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|119
XPO|XPO LOGISTICS, INC.|SBRX|MURIEL SIEBERT & CO INC|681
XPO|XPO LOGISTICS, INC.|SBSH|Citigroup Global Markets Inc.|144006
XPO|XPO LOGISTICS, INC.|SEIC|SEI Investments Distribution Co.|100
XPO|XPO LOGISTICS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|156378
XPO|XPO LOGISTICS, INC.|SPDR|SPEEDROUTE LLC|20102
XPO|XPO LOGISTICS, INC.|SPHN|Stephens Inc.|1000
XPO|XPO LOGISTICS, INC.|SPTD|MINT GLOBAL MARKETS, INC.|1400
XPO|XPO LOGISTICS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|25183
XPO|XPO LOGISTICS, INC.|STKP|STOCKPILE INVESTMENTS, INC.|82
XPO|XPO LOGISTICS, INC.|STRS|STRATEGAS RESEARCH PARTNERS|200
XPO|XPO LOGISTICS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|3556
XPO|XPO LOGISTICS, INC.|SWIM|TD Ameritrade, Inc.|93104
XPO|XPO LOGISTICS, INC.|SWST|Hilltop Securities Inc.|3532
XPO|XPO LOGISTICS, INC.|TKNG|ALLY INVEST SECURITIES LLC|13249
XPO|XPO LOGISTICS, INC.|TMBR|Timber Hill LLC|21
XPO|XPO LOGISTICS, INC.|TRBT|Tradebot Systems, Inc.|303631
XPO|XPO LOGISTICS, INC.|TRCM|TRC MARKETS LLC|105854
XPO|XPO LOGISTICS, INC.|TWTT|TASTYWORKS, INC.|61
XPO|XPO LOGISTICS, INC.|UBSA|UBS SECURITIES LLC|559732
XPO|XPO LOGISTICS, INC.|UBSS|UBS Securities LLC|1005946
XPO|XPO LOGISTICS, INC.|VALX|VIRTU AMERICAS LLC|9514
XPO|XPO LOGISTICS, INC.|VGRD|Vanguard Marketing Corporation|28389
XPO|XPO LOGISTICS, INC.|VSIN|Vision Financial Markets Llc|132
XPO|XPO LOGISTICS, INC.|WBLR|WILLIAM BLAIR|646
XPO|XPO LOGISTICS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1997
XPO|XPO LOGISTICS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|141951
XPO|XPO LOGISTICS, INC.|WDNX|WEEDEN & CO.L.P.|432
XPO|XPO LOGISTICS, INC.|WEDB|WEDBUSH SECURITIES INC.|9351
XPO|XPO LOGISTICS, INC.|WEED|Weeden & Co.L.P.|1121
XPO|XPO LOGISTICS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37135
XPO|XPO LOGISTICS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|58208
XPO|XPO LOGISTICS, INC.|WFPB|Wells Fargo Securities, LLC.|4988
XPO|XPO LOGISTICS, INC.|WGIF|CIBC World Markets Inc.|1851
XPO|XPO LOGISTICS, INC.|WSEA|WOLVERINE SECURITIES, LLC|25198
XPO|XPO LOGISTICS, INC.|XIST|INSTINET, LLC|17600
XPO|XPO LOGISTICS, INC.|XPQR|Jump Trading|2800
XPO|XPO LOGISTICS, INC.|XPUS|XP SECURITIES, LLC|1035
XPO|XPO LOGISTICS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|42342
XPO|XPO LOGISTICS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7595
XPO|XPO LOGISTICS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7036
XPP|PROSHARES ULTRAFTSE|APCC|Apex Clearing Corporation|43
XPP|PROSHARES ULTRAFTSE|BANK|Primevest Financial Services, Inc.|100
XPP|PROSHARES ULTRAFTSE|BARD|Robert W. Baird & Co. Incorporated|175
XPP|PROSHARES ULTRAFTSE|CHAS|Charles Schwab & Co., Inc.|7937
XPP|PROSHARES ULTRAFTSE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2835
XPP|PROSHARES ULTRAFTSE|DBAX|Deutsche Bank Securities Inc.|1200
XPP|PROSHARES ULTRAFTSE|EBXL|EBX LLC|2000
XPP|PROSHARES ULTRAFTSE|ETRS|E*Trade Securities LLC|3186
XPP|PROSHARES ULTRAFTSE|FILL|Tradestation Securities, Inc.|65
XPP|PROSHARES ULTRAFTSE|FMAF|NBCN Inc./ CDS|214
XPP|PROSHARES ULTRAFTSE|FTBR|Foliofn Investments, Inc.|16
XPP|PROSHARES ULTRAFTSE|GSCO|GOLDMAN SACHS & CO. LLC|640
XPP|PROSHARES ULTRAFTSE|HRBF|American Enterprise Investment Services Inc.|86
XPP|PROSHARES ULTRAFTSE|IATS|INTERACTIVE BROKERS LLC|6869
XPP|PROSHARES ULTRAFTSE|IBKR|Interactive Brokers Llc|2617
XPP|PROSHARES ULTRAFTSE|ICBX|INSTINET, LLC|200
XPP|PROSHARES ULTRAFTSE|JANY|Janney Montgomery Scott Inc.|235
XPP|PROSHARES ULTRAFTSE|JPMX|J.P. Morgan Securities LLC|200
XPP|PROSHARES ULTRAFTSE|JSEB|JANE STREET EXECUTION SERVICES, LLC|7937
XPP|PROSHARES ULTRAFTSE|JSJX|JANE STREET CAPITAL LLC|5747
XPP|PROSHARES ULTRAFTSE|KCGM|VIRTU Americas LLC|5029
XPP|PROSHARES ULTRAFTSE|LEHM|Barclays Capital Inc./Le|11000
XPP|PROSHARES ULTRAFTSE|LIME|Lime Brokerage LLC|965
XPP|PROSHARES ULTRAFTSE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2200
XPP|PROSHARES ULTRAFTSE|MOTF|MOTIF INVESTING, INC.|5
XPP|PROSHARES ULTRAFTSE|MSCO|MORGAN STANLEY & CO. LLC|1400
XPP|PROSHARES ULTRAFTSE|MSPL|MORGAN STANLEY & CO. LLC|400
XPP|PROSHARES ULTRAFTSE|NFSC|National Financial Services LLC|26782
XPP|PROSHARES ULTRAFTSE|NITE|VIRTU Americas LLC|11481
XPP|PROSHARES ULTRAFTSE|NITP|VIRTU Americas LLC|49
XPP|PROSHARES ULTRAFTSE|OPCO|Oppenheimer & Co. Inc.|75
XPP|PROSHARES ULTRAFTSE|PCPT|PHILLIP CAPITAL INC.|460
XPP|PROSHARES ULTRAFTSE|SBSH|Citigroup Global Markets Inc.|398
XPP|PROSHARES ULTRAFTSE|SGMT|GOLDMAN SACHS & CO. LLC|1523
XPP|PROSHARES ULTRAFTSE|SWIM|TD Ameritrade, Inc.|1370
XPP|PROSHARES ULTRAFTSE|SWST|Hilltop Securities Inc.|600
XPP|PROSHARES ULTRAFTSE|TKNG|ALLY INVEST SECURITIES LLC|100
XPP|PROSHARES ULTRAFTSE|UBSA|UBS SECURITIES LLC|8060
XPP|PROSHARES ULTRAFTSE|UBSS|UBS Securities LLC|3708
XPP|PROSHARES ULTRAFTSE|VALX|VIRTU AMERICAS LLC|3848
XPP|PROSHARES ULTRAFTSE|VGRD|Vanguard Marketing Corporation|2491
XPP|PROSHARES ULTRAFTSE|WCHV|WELLS FARGO SECURITIES, LLC|573
XPP|PROSHARES ULTRAFTSE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|324
XPP|PROSHARES ULTRAFTSE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|872
XPP|PROSHARES ULTRAFTSE|WSEA|WOLVERINE SECURITIES, LLC|1336
XPP|PROSHARES ULTRAFTSE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
XRAY|DENTSPLY SIRONA INC.|ABLE|NATIXIS Securities Americas LLC|129043
XRAY|DENTSPLY SIRONA INC.|ALTX|Alternet Securities Inc.|99985
XRAY|DENTSPLY SIRONA INC.|ANOS|ABEL/NOSER, L.L.C.|270
XRAY|DENTSPLY SIRONA INC.|APCC|Apex Clearing Corporation|3635
XRAY|DENTSPLY SIRONA INC.|AQUA|AQUA SECURITIES L.P.|2500
XRAY|DENTSPLY SIRONA INC.|BANK|Primevest Financial Services, Inc.|135
XRAY|DENTSPLY SIRONA INC.|BARD|Robert W. Baird & Co. Incorporated|989508
XRAY|DENTSPLY SIRONA INC.|BATM|CBOE TRADING, INC.|15149
XRAY|DENTSPLY SIRONA INC.|BAYC|BAY CREST PARTNERS, LLC|62064
XRAY|DENTSPLY SIRONA INC.|BAYT|BTIG, LLC|1500
XRAY|DENTSPLY SIRONA INC.|BBNT|BB&T SECURITIES, LLC|385
XRAY|DENTSPLY SIRONA INC.|BERN|Sanford C. Bernstein & Co., LLC|657581
XRAY|DENTSPLY SIRONA INC.|BIDS|BIDS TRADING L.P.|245400
XRAY|DENTSPLY SIRONA INC.|BIMI|Banca IMI Securities Corp.|1150
XRAY|DENTSPLY SIRONA INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|11574
XRAY|DENTSPLY SIRONA INC.|BLKX|INSTINET, LLC|387400
XRAY|DENTSPLY SIRONA INC.|BMOC|BMO Capital Markets Corp.|67616
XRAY|DENTSPLY SIRONA INC.|BNPX|BNP PARIBAS SECURITIES CORP.|528907
XRAY|DENTSPLY SIRONA INC.|BTIG|BTIG, LLC|68712
XRAY|DENTSPLY SIRONA INC.|BYXM|CBOE TRADING, INC.|10433
XRAY|DENTSPLY SIRONA INC.|CABR|Cabrera Capital Markets, Inc.|50
XRAY|DENTSPLY SIRONA INC.|CANT|Cantor Fitzgerald & Co.|21259
XRAY|DENTSPLY SIRONA INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|50000
XRAY|DENTSPLY SIRONA INC.|CHAS|Charles Schwab & Co., Inc.|26895
XRAY|DENTSPLY SIRONA INC.|CHLM|Craig-Hallum Capital Group LLC|550
XRAY|DENTSPLY SIRONA INC.|CIBP|CIBC World Markets Corp.|39976
XRAY|DENTSPLY SIRONA INC.|CIST|Capital Institutional Services, Inc.|24659
XRAY|DENTSPLY SIRONA INC.|CLSA|CLSA AMERICAS, LLC|2600
XRAY|DENTSPLY SIRONA INC.|CMPT|Compass Point Research & Trading, LLC|5800
XRAY|DENTSPLY SIRONA INC.|COWR|Cowen and Company, LLC|550
XRAY|DENTSPLY SIRONA INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|567621
XRAY|DENTSPLY SIRONA INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|403224
XRAY|DENTSPLY SIRONA INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5469
XRAY|DENTSPLY SIRONA INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1546162
XRAY|DENTSPLY SIRONA INC.|CTDL|Citadel Derivatives Group Llc|57877
XRAY|DENTSPLY SIRONA INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|162114
XRAY|DENTSPLY SIRONA INC.|DADA|D.A. Davidson & Co.|431
XRAY|DENTSPLY SIRONA INC.|DAVA|Davenport & Company LLC|336
XRAY|DENTSPLY SIRONA INC.|DBAB|Deutsche Bank Securities Inc.|1112179
XRAY|DENTSPLY SIRONA INC.|DBAX|Deutsche Bank Securities Inc.|1086900
XRAY|DENTSPLY SIRONA INC.|DBUL|Deutsche Bank Securities Inc.|34852
XRAY|DENTSPLY SIRONA INC.|DCHF|Dart Executions, LLC|4258
XRAY|DENTSPLY SIRONA INC.|DEAN|MORGAN STANLEY|36501
XRAY|DENTSPLY SIRONA INC.|DEGS|RONIN PROFESSIONAL LLC|522
XRAY|DENTSPLY SIRONA INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|14093
XRAY|DENTSPLY SIRONA INC.|DRWK|DRW SECURITIES, L.L.C.|103106
XRAY|DENTSPLY SIRONA INC.|EBXL|EBX LLC|1114800
XRAY|DENTSPLY SIRONA INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|55805
XRAY|DENTSPLY SIRONA INC.|EDJC|Edward Jones / CDS|534
XRAY|DENTSPLY SIRONA INC.|EDJO|Edward D. Jones & Co., L.P.|20622
XRAY|DENTSPLY SIRONA INC.|EGAM|CBOE TRADING, INC.|122239
XRAY|DENTSPLY SIRONA INC.|EGAW|CBOE TRADING, INC.|512
XRAY|DENTSPLY SIRONA INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2884
XRAY|DENTSPLY SIRONA INC.|EGXM|CBOE TRADING, INC.|9522
XRAY|DENTSPLY SIRONA INC.|ELEV|ELEVATION, LLC|8962
XRAY|DENTSPLY SIRONA INC.|ETBE|Electronic Transaction Clearing, Inc.|117742
XRAY|DENTSPLY SIRONA INC.|ETCC|Electronic Transaction Clearing, Inc.|8854
XRAY|DENTSPLY SIRONA INC.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|8693
XRAY|DENTSPLY SIRONA INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|97356
XRAY|DENTSPLY SIRONA INC.|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|125608
XRAY|DENTSPLY SIRONA INC.|ETRS|E*Trade Securities LLC|97455
XRAY|DENTSPLY SIRONA INC.|FBCO|Credit Suisse Securities (USA) LLC|1514631
XRAY|DENTSPLY SIRONA INC.|FBSB|U.S. Bancorp Investments, Inc.|118
XRAY|DENTSPLY SIRONA INC.|FILL|Tradestation Securities, Inc.|27125
XRAY|DENTSPLY SIRONA INC.|FMAF|NBCN Inc./ CDS|14186
XRAY|DENTSPLY SIRONA INC.|FOMA|TD AMERITRADE CLEARING, INC.|170424
XRAY|DENTSPLY SIRONA INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18061
XRAY|DENTSPLY SIRONA INC.|FQLS|Quantlab Securities LP|1091884
XRAY|DENTSPLY SIRONA INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|175662
XRAY|DENTSPLY SIRONA INC.|FTBR|Foliofn Investments, Inc.|4439
XRAY|DENTSPLY SIRONA INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|83118
XRAY|DENTSPLY SIRONA INC.|GELP|RBC CAPITAL MARKETS, LLC|1585
XRAY|DENTSPLY SIRONA INC.|GLPX|ACS EXECUTION SERVICES, LLC|193326
XRAY|DENTSPLY SIRONA INC.|GSCO|GOLDMAN SACHS & CO. LLC|4244616
XRAY|DENTSPLY SIRONA INC.|GSCS|GOLDMAN SACHS & CO. LLC|152554
XRAY|DENTSPLY SIRONA INC.|GSLT|GOLDMAN SACHS & CO. LLC|118900
XRAY|DENTSPLY SIRONA INC.|GTSZ|GTS SECURITIES LLC|247498
XRAY|DENTSPLY SIRONA INC.|HAPX|HAP Trading, LLC|58
XRAY|DENTSPLY SIRONA INC.|HRBF|American Enterprise Investment Services Inc.|6133
XRAY|DENTSPLY SIRONA INC.|HSBC|HSBC Securities, Inc.|14621
XRAY|DENTSPLY SIRONA INC.|IATS|INTERACTIVE BROKERS LLC|15148
XRAY|DENTSPLY SIRONA INC.|IBKR|Interactive Brokers Llc|188586
XRAY|DENTSPLY SIRONA INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|4416
XRAY|DENTSPLY SIRONA INC.|ICBX|INSTINET, LLC|162743
XRAY|DENTSPLY SIRONA INC.|IEQY|CITADEL SECURITIES LLC|576971
XRAY|DENTSPLY SIRONA INC.|INCA|INSTINET, LLC|1633392
XRAY|DENTSPLY SIRONA INC.|INJX|INSTINET, LLC|103001
XRAY|DENTSPLY SIRONA INC.|INTL|INTL FCSTONE FINANCIAL INC.|1210
XRAY|DENTSPLY SIRONA INC.|ITGI|ITG Inc.|351576
XRAY|DENTSPLY SIRONA INC.|ITGP|ITG INC.|1655200
XRAY|DENTSPLY SIRONA INC.|JANY|Janney Montgomery Scott Inc.|17106
XRAY|DENTSPLY SIRONA INC.|JEFF|JEFFERIES LLC|473587
XRAY|DENTSPLY SIRONA INC.|JMPT|JUMP TRADING, LLC|403962
XRAY|DENTSPLY SIRONA INC.|JPBX|J.P. MORGAN SECURITIES LLC|229876
XRAY|DENTSPLY SIRONA INC.|JPMX|J.P. Morgan Securities LLC|1418658
XRAY|DENTSPLY SIRONA INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|700
XRAY|DENTSPLY SIRONA INC.|JSJX|JANE STREET CAPITAL LLC|98934
XRAY|DENTSPLY SIRONA INC.|KCGM|VIRTU Americas LLC|151869
XRAY|DENTSPLY SIRONA INC.|LEHM|Barclays Capital Inc./Le|3276312
XRAY|DENTSPLY SIRONA INC.|LIME|Lime Brokerage LLC|415201
XRAY|DENTSPLY SIRONA INC.|LMGP|LIME BROKERAGE LLC|8800
XRAY|DENTSPLY SIRONA INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|24800
XRAY|DENTSPLY SIRONA INC.|LQNA|LIQUIDNET, INC.|336400
XRAY|DENTSPLY SIRONA INC.|LSCI|Lek Securities Corporation|340
XRAY|DENTSPLY SIRONA INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|6500
XRAY|DENTSPLY SIRONA INC.|MACC|Mid Atlantic Capital Corporation|877
XRAY|DENTSPLY SIRONA INC.|MAXM|Maxim Group LLC|12
XRAY|DENTSPLY SIRONA INC.|MCMF|Raymond James Ltd. Cds|500
XRAY|DENTSPLY SIRONA INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|417940
XRAY|DENTSPLY SIRONA INC.|MOTF|MOTIF INVESTING, INC.|6
XRAY|DENTSPLY SIRONA INC.|MSCO|MORGAN STANLEY & CO. LLC|7231893
XRAY|DENTSPLY SIRONA INC.|MSPL|MORGAN STANLEY & CO. LLC|1059400
XRAY|DENTSPLY SIRONA INC.|MSTX|MORGAN STANLEY & CO. LLC|556000
XRAY|DENTSPLY SIRONA INC.|NEUB|NEUBERGER BERMAN BD LLC|14088
XRAY|DENTSPLY SIRONA INC.|NFSC|National Financial Services LLC|600593
XRAY|DENTSPLY SIRONA INC.|NITE|VIRTU Americas LLC|881359
XRAY|DENTSPLY SIRONA INC.|NITP|VIRTU Americas LLC|8732
XRAY|DENTSPLY SIRONA INC.|NQRB|Brut, LLC|47633
XRAY|DENTSPLY SIRONA INC.|NTRC|Northern Trust Securities, Inc.|419
XRAY|DENTSPLY SIRONA INC.|OHOS|TWO SIGMA SECURITIES, LLC|237986
XRAY|DENTSPLY SIRONA INC.|OLDM|OLD MISSION CAPITAL, LLC|14119
XRAY|DENTSPLY SIRONA INC.|OPCO|Oppenheimer & Co. Inc.|2026
XRAY|DENTSPLY SIRONA INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|13771
XRAY|DENTSPLY SIRONA INC.|PDQM|CODA MARKETS, INC.|788483
XRAY|DENTSPLY SIRONA INC.|PICT|Pictet Overseas Inc.|1168
XRAY|DENTSPLY SIRONA INC.|PIPR|Piper Jaffray & Co.|13012
XRAY|DENTSPLY SIRONA INC.|PWJC|UBS Financial Services, Inc.|27
XRAY|DENTSPLY SIRONA INC.|RAJA|Raymond James & Associates, Inc.|41949
XRAY|DENTSPLY SIRONA INC.|RBCM|RBC CAPITAL MARKETS, LLC|10227
XRAY|DENTSPLY SIRONA INC.|SAGL|SAGETRADER, LLC|435916
XRAY|DENTSPLY SIRONA INC.|SAGW|SAGETRADER, LLC|3190
XRAY|DENTSPLY SIRONA INC.|SBSH|Citigroup Global Markets Inc.|1355939
XRAY|DENTSPLY SIRONA INC.|SEIC|SEI Investments Distribution Co.|200
XRAY|DENTSPLY SIRONA INC.|SGMT|GOLDMAN SACHS & CO. LLC|483840
XRAY|DENTSPLY SIRONA INC.|SHMR|ABN Amro Clearing LLC|80
XRAY|DENTSPLY SIRONA INC.|SPDR|SPEEDROUTE LLC|634615
XRAY|DENTSPLY SIRONA INC.|SPHN|Stephens Inc.|9516
XRAY|DENTSPLY SIRONA INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
XRAY|DENTSPLY SIRONA INC.|STFL|Stifel, Nicolaus & Company, Incorporated|207822
XRAY|DENTSPLY SIRONA INC.|STKP|STOCKPILE INVESTMENTS, INC.|10
XRAY|DENTSPLY SIRONA INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|100
XRAY|DENTSPLY SIRONA INC.|SWIM|TD Ameritrade, Inc.|106138
XRAY|DENTSPLY SIRONA INC.|SWST|Hilltop Securities Inc.|7603
XRAY|DENTSPLY SIRONA INC.|TAGC|TELSEY ADVISORY GROUP LLC|16
XRAY|DENTSPLY SIRONA INC.|TKNG|ALLY INVEST SECURITIES LLC|161
XRAY|DENTSPLY SIRONA INC.|TONC|CUTTONE & CO., LLC|5710
XRAY|DENTSPLY SIRONA INC.|TRBT|Tradebot Systems, Inc.|794717
XRAY|DENTSPLY SIRONA INC.|TRCM|TRC MARKETS LLC|417184
XRAY|DENTSPLY SIRONA INC.|TWTT|TASTYWORKS, INC.|300
XRAY|DENTSPLY SIRONA INC.|UBSA|UBS SECURITIES LLC|2027343
XRAY|DENTSPLY SIRONA INC.|UBSS|UBS Securities LLC|3072039
XRAY|DENTSPLY SIRONA INC.|VALX|VIRTU AMERICAS LLC|15348
XRAY|DENTSPLY SIRONA INC.|VGRD|Vanguard Marketing Corporation|13418
XRAY|DENTSPLY SIRONA INC.|VNDS|VANDHAM SECURITIES CORP|8415
XRAY|DENTSPLY SIRONA INC.|WABR|Wall Street Access|42098
XRAY|DENTSPLY SIRONA INC.|WBLR|WILLIAM BLAIR|50926
XRAY|DENTSPLY SIRONA INC.|WBNF|WILLIAM BLAIR|38600
XRAY|DENTSPLY SIRONA INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|22344
XRAY|DENTSPLY SIRONA INC.|WCHV|WELLS FARGO SECURITIES, LLC|1398427
XRAY|DENTSPLY SIRONA INC.|WDNX|WEEDEN & CO.L.P.|160
XRAY|DENTSPLY SIRONA INC.|WEDB|WEDBUSH SECURITIES INC.|367
XRAY|DENTSPLY SIRONA INC.|WEED|Weeden & Co.L.P.|7197
XRAY|DENTSPLY SIRONA INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|25924
XRAY|DENTSPLY SIRONA INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21759
XRAY|DENTSPLY SIRONA INC.|WGIF|CIBC World Markets Inc.|40
XRAY|DENTSPLY SIRONA INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1973
XRAY|DENTSPLY SIRONA INC.|WSAG|WALL STREET ACCESS|205
XRAY|DENTSPLY SIRONA INC.|WSEA|WOLVERINE SECURITIES, LLC|6743
XRAY|DENTSPLY SIRONA INC.|XIST|INSTINET, LLC|59462
XRAY|DENTSPLY SIRONA INC.|XPQR|Jump Trading|4753
XRAY|DENTSPLY SIRONA INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|159820
XRAY|DENTSPLY SIRONA INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|14385
XRAY|DENTSPLY SIRONA INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6594
XRF|CHINA RAPID FIN ADS|ALTX|Alternet Securities Inc.|2810
XRF|CHINA RAPID FIN ADS|APCC|Apex Clearing Corporation|3611
XRF|CHINA RAPID FIN ADS|BARD|Robert W. Baird & Co. Incorporated|9835
XRF|CHINA RAPID FIN ADS|BATM|CBOE TRADING, INC.|302
XRF|CHINA RAPID FIN ADS|BERN|Sanford C. Bernstein & Co., LLC|128
XRF|CHINA RAPID FIN ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3226
XRF|CHINA RAPID FIN ADS|BLKX|INSTINET, LLC|12600
XRF|CHINA RAPID FIN ADS|BNCH|The Benchmark Company, LLC|13500
XRF|CHINA RAPID FIN ADS|BTIG|BTIG, LLC|209133
XRF|CHINA RAPID FIN ADS|BYXM|CBOE TRADING, INC.|100
XRF|CHINA RAPID FIN ADS|CHAS|Charles Schwab & Co., Inc.|8700
XRF|CHINA RAPID FIN ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3349
XRF|CHINA RAPID FIN ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|900
XRF|CHINA RAPID FIN ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|34214
XRF|CHINA RAPID FIN ADS|CTDL|Citadel Derivatives Group Llc|1648
XRF|CHINA RAPID FIN ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|1600
XRF|CHINA RAPID FIN ADS|DBAB|Deutsche Bank Securities Inc.|13266
XRF|CHINA RAPID FIN ADS|DBAX|Deutsche Bank Securities Inc.|33000
XRF|CHINA RAPID FIN ADS|DEAN|MORGAN STANLEY|16100
XRF|CHINA RAPID FIN ADS|DEGS|RONIN PROFESSIONAL LLC|8099
XRF|CHINA RAPID FIN ADS|EBXL|EBX LLC|16200
XRF|CHINA RAPID FIN ADS|EGAM|CBOE TRADING, INC.|1902
XRF|CHINA RAPID FIN ADS|EGAW|CBOE TRADING, INC.|200
XRF|CHINA RAPID FIN ADS|EGMT|EG MARKET TECHNOLOGIES LLC|200
XRF|CHINA RAPID FIN ADS|EGXM|CBOE TRADING, INC.|1328
XRF|CHINA RAPID FIN ADS|ETBE|Electronic Transaction Clearing, Inc.|1000
XRF|CHINA RAPID FIN ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1998
XRF|CHINA RAPID FIN ADS|ETRS|E*Trade Securities LLC|148560
XRF|CHINA RAPID FIN ADS|FILL|Tradestation Securities, Inc.|9700
XRF|CHINA RAPID FIN ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5466
XRF|CHINA RAPID FIN ADS|FTBR|Foliofn Investments, Inc.|38
XRF|CHINA RAPID FIN ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|100
XRF|CHINA RAPID FIN ADS|GLIS|TD Securities Inc|100
XRF|CHINA RAPID FIN ADS|GLPX|ACS EXECUTION SERVICES, LLC|3029
XRF|CHINA RAPID FIN ADS|GSCO|GOLDMAN SACHS & CO. LLC|39932
XRF|CHINA RAPID FIN ADS|GSCS|GOLDMAN SACHS & CO. LLC|12344
XRF|CHINA RAPID FIN ADS|GSLT|GOLDMAN SACHS & CO. LLC|327
XRF|CHINA RAPID FIN ADS|GTSZ|GTS SECURITIES LLC|4948
XRF|CHINA RAPID FIN ADS|HRBF|American Enterprise Investment Services Inc.|2650
XRF|CHINA RAPID FIN ADS|HSBC|HSBC Securities, Inc.|4017
XRF|CHINA RAPID FIN ADS|IATS|INTERACTIVE BROKERS LLC|56466
XRF|CHINA RAPID FIN ADS|IBKR|Interactive Brokers Llc|186570
XRF|CHINA RAPID FIN ADS|ICBX|INSTINET, LLC|21700
XRF|CHINA RAPID FIN ADS|INCA|INSTINET, LLC|78995
XRF|CHINA RAPID FIN ADS|INJX|INSTINET, LLC|500
XRF|CHINA RAPID FIN ADS|ITGI|ITG Inc.|11650
XRF|CHINA RAPID FIN ADS|ITGP|ITG INC.|16600
XRF|CHINA RAPID FIN ADS|JEFF|JEFFERIES LLC|9148
XRF|CHINA RAPID FIN ADS|JMPT|JUMP TRADING, LLC|3388
XRF|CHINA RAPID FIN ADS|JPMX|J.P. Morgan Securities LLC|77498
XRF|CHINA RAPID FIN ADS|JSJX|JANE STREET CAPITAL LLC|67737
XRF|CHINA RAPID FIN ADS|KCGM|VIRTU Americas LLC|14753
XRF|CHINA RAPID FIN ADS|LEHM|Barclays Capital Inc./Le|28834
XRF|CHINA RAPID FIN ADS|LIME|Lime Brokerage LLC|10586
XRF|CHINA RAPID FIN ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6500
XRF|CHINA RAPID FIN ADS|MSCO|MORGAN STANLEY & CO. LLC|162481
XRF|CHINA RAPID FIN ADS|MSPL|MORGAN STANLEY & CO. LLC|39900
XRF|CHINA RAPID FIN ADS|MSTX|MORGAN STANLEY & CO. LLC|18800
XRF|CHINA RAPID FIN ADS|NFSC|National Financial Services LLC|155426
XRF|CHINA RAPID FIN ADS|NITE|VIRTU Americas LLC|373824
XRF|CHINA RAPID FIN ADS|NORT|Northland Securities, Inc.|27144
XRF|CHINA RAPID FIN ADS|NQRB|Brut, LLC|1863
XRF|CHINA RAPID FIN ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|299
XRF|CHINA RAPID FIN ADS|PCPT|PHILLIP CAPITAL INC.|15304
XRF|CHINA RAPID FIN ADS|PDQM|CODA MARKETS, INC.|11667
XRF|CHINA RAPID FIN ADS|PWJC|UBS Financial Services, Inc.|6690
XRF|CHINA RAPID FIN ADS|RGLD|Regal Securities, Inc|5240
XRF|CHINA RAPID FIN ADS|SAGC|SAGETRADER, LLC|2000
XRF|CHINA RAPID FIN ADS|SAGL|SAGETRADER, LLC|2249
XRF|CHINA RAPID FIN ADS|SBSH|Citigroup Global Markets Inc.|8871
XRF|CHINA RAPID FIN ADS|SGMT|GOLDMAN SACHS & CO. LLC|16311
XRF|CHINA RAPID FIN ADS|SPDR|SPEEDROUTE LLC|1450
XRF|CHINA RAPID FIN ADS|STFL|Stifel, Nicolaus & Company, Incorporated|400
XRF|CHINA RAPID FIN ADS|SWIM|TD Ameritrade, Inc.|55171
XRF|CHINA RAPID FIN ADS|TKNG|ALLY INVEST SECURITIES LLC|985
XRF|CHINA RAPID FIN ADS|TRBT|Tradebot Systems, Inc.|25136
XRF|CHINA RAPID FIN ADS|TRCM|TRC MARKETS LLC|379
XRF|CHINA RAPID FIN ADS|UBSA|UBS SECURITIES LLC|78113
XRF|CHINA RAPID FIN ADS|UBSS|UBS Securities LLC|165573
XRF|CHINA RAPID FIN ADS|VALX|VIRTU AMERICAS LLC|3150
XRF|CHINA RAPID FIN ADS|VGRD|Vanguard Marketing Corporation|15500
XRF|CHINA RAPID FIN ADS|VNDM|Wall Street Access|343852
XRF|CHINA RAPID FIN ADS|WCHV|WELLS FARGO SECURITIES, LLC|71837
XRF|CHINA RAPID FIN ADS|WEED|Weeden & Co.L.P.|840
XRF|CHINA RAPID FIN ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2919
XRF|CHINA RAPID FIN ADS|WGIF|CIBC World Markets Inc.|2040
XRF|CHINA RAPID FIN ADS|WSEA|WOLVERINE SECURITIES, LLC|1650
XRF|CHINA RAPID FIN ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|10680
XRF|CHINA RAPID FIN ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|100
XRLV|INVESCO S&P 500|ALTX|Alternet Securities Inc.|100
XRLV|INVESCO S&P 500|APCC|Apex Clearing Corporation|33
XRLV|INVESCO S&P 500|BARD|Robert W. Baird & Co. Incorporated|7
XRLV|INVESCO S&P 500|BATM|CBOE TRADING, INC.|2535
XRLV|INVESCO S&P 500|BBNT|BB&T SECURITIES, LLC|1708
XRLV|INVESCO S&P 500|CHAS|Charles Schwab & Co., Inc.|5
XRLV|INVESCO S&P 500|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15876
XRLV|INVESCO S&P 500|DADA|D.A. Davidson & Co.|187
XRLV|INVESCO S&P 500|DBAX|Deutsche Bank Securities Inc.|6200
XRLV|INVESCO S&P 500|EBXL|EBX LLC|4900
XRLV|INVESCO S&P 500|EDJO|Edward D. Jones & Co., L.P.|4507
XRLV|INVESCO S&P 500|EGAM|CBOE TRADING, INC.|12
XRLV|INVESCO S&P 500|ETRS|E*Trade Securities LLC|2078
XRLV|INVESCO S&P 500|FTBR|Foliofn Investments, Inc.|4
XRLV|INVESCO S&P 500|GTSZ|GTS SECURITIES LLC|100
XRLV|INVESCO S&P 500|IBKR|Interactive Brokers Llc|199
XRLV|INVESCO S&P 500|ICBX|INSTINET, LLC|5550
XRLV|INVESCO S&P 500|ITGI|ITG Inc.|900
XRLV|INVESCO S&P 500|ITGP|ITG INC.|200
XRLV|INVESCO S&P 500|JANY|Janney Montgomery Scott Inc.|300
XRLV|INVESCO S&P 500|JPMX|J.P. Morgan Securities LLC|3468
XRLV|INVESCO S&P 500|JSEB|JANE STREET EXECUTION SERVICES, LLC|10740
XRLV|INVESCO S&P 500|JSJX|JANE STREET CAPITAL LLC|55791
XRLV|INVESCO S&P 500|KCGM|VIRTU Americas LLC|9731
XRLV|INVESCO S&P 500|LEHM|Barclays Capital Inc./Le|10800
XRLV|INVESCO S&P 500|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|14125
XRLV|INVESCO S&P 500|LIME|Lime Brokerage LLC|3457
XRLV|INVESCO S&P 500|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|10230
XRLV|INVESCO S&P 500|MSCO|MORGAN STANLEY & CO. LLC|1627
XRLV|INVESCO S&P 500|MSPL|MORGAN STANLEY & CO. LLC|600
XRLV|INVESCO S&P 500|MTON|MILLINGTON SECURITIES, INC.|36913
XRLV|INVESCO S&P 500|NFSC|National Financial Services LLC|25309
XRLV|INVESCO S&P 500|NITE|VIRTU Americas LLC|89953
XRLV|INVESCO S&P 500|OPCO|Oppenheimer & Co. Inc.|250
XRLV|INVESCO S&P 500|SEIC|SEI Investments Distribution Co.|100
XRLV|INVESCO S&P 500|SGMT|GOLDMAN SACHS & CO. LLC|4613
XRLV|INVESCO S&P 500|UBSA|UBS SECURITIES LLC|14051
XRLV|INVESCO S&P 500|UBSS|UBS Securities LLC|43782
XRLV|INVESCO S&P 500|VGRD|Vanguard Marketing Corporation|6135
XRLV|INVESCO S&P 500|WCHV|WELLS FARGO SECURITIES, LLC|200
XRLV|INVESCO S&P 500|WSEA|WOLVERINE SECURITIES, LLC|11
XRLV|INVESCO S&P 500|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5628
XRM|XERIUM TECHNLGS NEW|ALTX|Alternet Securities Inc.|1400
XRM|XERIUM TECHNLGS NEW|APCC|Apex Clearing Corporation|3512
XRM|XERIUM TECHNLGS NEW|BATM|CBOE TRADING, INC.|1101
XRM|XERIUM TECHNLGS NEW|BERN|Sanford C. Bernstein & Co., LLC|1105
XRM|XERIUM TECHNLGS NEW|BYXM|CBOE TRADING, INC.|700
XRM|XERIUM TECHNLGS NEW|BZYD|GOLDMAN SACHS & CO. LLC|197
XRM|XERIUM TECHNLGS NEW|CANT|Cantor Fitzgerald & Co.|1600
XRM|XERIUM TECHNLGS NEW|CHAS|Charles Schwab & Co., Inc.|1200
XRM|XERIUM TECHNLGS NEW|CHLC|CHURCHILL CAPITAL USA, INC.|100
XRM|XERIUM TECHNLGS NEW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|211093
XRM|XERIUM TECHNLGS NEW|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3600
XRM|XERIUM TECHNLGS NEW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|152543
XRM|XERIUM TECHNLGS NEW|CTDL|Citadel Derivatives Group Llc|10
XRM|XERIUM TECHNLGS NEW|CXCX|CITIGROUP GLOBAL MARKETS INC.|53778
XRM|XERIUM TECHNLGS NEW|DBAB|Deutsche Bank Securities Inc.|1449
XRM|XERIUM TECHNLGS NEW|DBAX|Deutsche Bank Securities Inc.|119500
XRM|XERIUM TECHNLGS NEW|DEAN|MORGAN STANLEY|28704
XRM|XERIUM TECHNLGS NEW|DEGS|RONIN PROFESSIONAL LLC|1428
XRM|XERIUM TECHNLGS NEW|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7
XRM|XERIUM TECHNLGS NEW|EBXL|EBX LLC|134500
XRM|XERIUM TECHNLGS NEW|EDJO|Edward D. Jones & Co., L.P.|1398
XRM|XERIUM TECHNLGS NEW|EGAM|CBOE TRADING, INC.|300
XRM|XERIUM TECHNLGS NEW|EGXM|CBOE TRADING, INC.|1862
XRM|XERIUM TECHNLGS NEW|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|55
XRM|XERIUM TECHNLGS NEW|ETRS|E*Trade Securities LLC|28331
XRM|XERIUM TECHNLGS NEW|FILL|Tradestation Securities, Inc.|27
XRM|XERIUM TECHNLGS NEW|FMAF|NBCN Inc./ CDS|70
XRM|XERIUM TECHNLGS NEW|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5651
XRM|XERIUM TECHNLGS NEW|FTBR|Foliofn Investments, Inc.|8550
XRM|XERIUM TECHNLGS NEW|GLPX|ACS EXECUTION SERVICES, LLC|8525
XRM|XERIUM TECHNLGS NEW|GSCO|GOLDMAN SACHS & CO. LLC|49864
XRM|XERIUM TECHNLGS NEW|GSCS|GOLDMAN SACHS & CO. LLC|14850
XRM|XERIUM TECHNLGS NEW|GSLT|GOLDMAN SACHS & CO. LLC|8248
XRM|XERIUM TECHNLGS NEW|GTSZ|GTS SECURITIES LLC|9137
XRM|XERIUM TECHNLGS NEW|HRBF|American Enterprise Investment Services Inc.|16650
XRM|XERIUM TECHNLGS NEW|IATS|INTERACTIVE BROKERS LLC|2214
XRM|XERIUM TECHNLGS NEW|IBKR|Interactive Brokers Llc|27901
XRM|XERIUM TECHNLGS NEW|ICBX|INSTINET, LLC|49056
XRM|XERIUM TECHNLGS NEW|INCA|INSTINET, LLC|89628
XRM|XERIUM TECHNLGS NEW|INJX|INSTINET, LLC|1007
XRM|XERIUM TECHNLGS NEW|ITGI|ITG Inc.|48080
XRM|XERIUM TECHNLGS NEW|ITGP|ITG INC.|210000
XRM|XERIUM TECHNLGS NEW|JANY|Janney Montgomery Scott Inc.|305
XRM|XERIUM TECHNLGS NEW|JEFF|JEFFERIES LLC|183014
XRM|XERIUM TECHNLGS NEW|JMPT|JUMP TRADING, LLC|390
XRM|XERIUM TECHNLGS NEW|JONE|JonesTrading|420882
XRM|XERIUM TECHNLGS NEW|JPMX|J.P. Morgan Securities LLC|205212
XRM|XERIUM TECHNLGS NEW|KCGM|VIRTU Americas LLC|61011
XRM|XERIUM TECHNLGS NEW|LEHM|Barclays Capital Inc./Le|116661
XRM|XERIUM TECHNLGS NEW|LIME|Lime Brokerage LLC|97619
XRM|XERIUM TECHNLGS NEW|LSCI|Lek Securities Corporation|124
XRM|XERIUM TECHNLGS NEW|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|400
XRM|XERIUM TECHNLGS NEW|MAXM|Maxim Group LLC|761
XRM|XERIUM TECHNLGS NEW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|111752
XRM|XERIUM TECHNLGS NEW|MSCO|MORGAN STANLEY & CO. LLC|147269
XRM|XERIUM TECHNLGS NEW|MSPL|MORGAN STANLEY & CO. LLC|84500
XRM|XERIUM TECHNLGS NEW|NFSC|National Financial Services LLC|63639
XRM|XERIUM TECHNLGS NEW|NITE|VIRTU Americas LLC|155285
XRM|XERIUM TECHNLGS NEW|NQRB|Brut, LLC|35
XRM|XERIUM TECHNLGS NEW|PDQM|CODA MARKETS, INC.|16382
XRM|XERIUM TECHNLGS NEW|ROBT|Robotti & Company, LLC|7
XRM|XERIUM TECHNLGS NEW|RWPS|R.W. Pressprich & Co., Inc.|13261
XRM|XERIUM TECHNLGS NEW|SBSH|Citigroup Global Markets Inc.|9305
XRM|XERIUM TECHNLGS NEW|SGMT|GOLDMAN SACHS & CO. LLC|121811
XRM|XERIUM TECHNLGS NEW|SPDR|SPEEDROUTE LLC|3400
XRM|XERIUM TECHNLGS NEW|SSBS|STATE STREET GLOBAL MARKETS, LLC|1500
XRM|XERIUM TECHNLGS NEW|STFL|Stifel, Nicolaus & Company, Incorporated|5050
XRM|XERIUM TECHNLGS NEW|SWIM|TD Ameritrade, Inc.|60357
XRM|XERIUM TECHNLGS NEW|SWST|Hilltop Securities Inc.|400
XRM|XERIUM TECHNLGS NEW|TKNG|ALLY INVEST SECURITIES LLC|2280
XRM|XERIUM TECHNLGS NEW|TRBT|Tradebot Systems, Inc.|592
XRM|XERIUM TECHNLGS NEW|TRCM|TRC MARKETS LLC|3729
XRM|XERIUM TECHNLGS NEW|UBSS|UBS Securities LLC|205326
XRM|XERIUM TECHNLGS NEW|VALX|VIRTU AMERICAS LLC|34158
XRM|XERIUM TECHNLGS NEW|VGRD|Vanguard Marketing Corporation|3495
XRM|XERIUM TECHNLGS NEW|WCHV|WELLS FARGO SECURITIES, LLC|22067
XRM|XERIUM TECHNLGS NEW|WEDB|WEDBUSH SECURITIES INC.|800
XRM|XERIUM TECHNLGS NEW|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1825
XRM|XERIUM TECHNLGS NEW|WEXX|WOLVERINE EXECUTION SERVICES, LLC|912
XRM|XERIUM TECHNLGS NEW|WGIF|CIBC World Markets Inc.|1
XRM|XERIUM TECHNLGS NEW|WSEA|WOLVERINE SECURITIES, LLC|2440
XRM|XERIUM TECHNLGS NEW|XIST|INSTINET, LLC|1000
XRM|XERIUM TECHNLGS NEW|XSTM|NATIONAL FINANCIAL SERVICES LLC|44438
XRM|XERIUM TECHNLGS NEW|YKNA|COMHAR CAPITAL MARKETS, LLC|100
XRM|XERIUM TECHNLGS NEW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|280
XRT|SPDR RETAIL ETF|ADAM|CANACCORD GENUITY INC.|500
XRT|SPDR RETAIL ETF|AGIS|Aegis Capital Corp.|200
XRT|SPDR RETAIL ETF|ALTX|Alternet Securities Inc.|14100
XRT|SPDR RETAIL ETF|APCC|Apex Clearing Corporation|2515
XRT|SPDR RETAIL ETF|BARD|Robert W. Baird & Co. Incorporated|5130
XRT|SPDR RETAIL ETF|BATM|CBOE TRADING, INC.|19423
XRT|SPDR RETAIL ETF|BAYC|BAY CREST PARTNERS, LLC|2288
XRT|SPDR RETAIL ETF|BBNT|BB&T SECURITIES, LLC|260
XRT|SPDR RETAIL ETF|BERN|Sanford C. Bernstein & Co., LLC|125169
XRT|SPDR RETAIL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14450
XRT|SPDR RETAIL ETF|BLKX|INSTINET, LLC|20300
XRT|SPDR RETAIL ETF|BMOC|BMO Capital Markets Corp.|800
XRT|SPDR RETAIL ETF|BNPX|BNP PARIBAS SECURITIES CORP.|3000
XRT|SPDR RETAIL ETF|BYXM|CBOE TRADING, INC.|800
XRT|SPDR RETAIL ETF|CANT|Cantor Fitzgerald & Co.|125869
XRT|SPDR RETAIL ETF|CBLC|CITIGROUP GLOBAL MARKETS INC.|26400
XRT|SPDR RETAIL ETF|CHAS|Charles Schwab & Co., Inc.|18434
XRT|SPDR RETAIL ETF|CICF|Canaccord Genuity Corp.|300
XRT|SPDR RETAIL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|463411
XRT|SPDR RETAIL ETF|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|64733
XRT|SPDR RETAIL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1242661
XRT|SPDR RETAIL ETF|CSIN|Citadel Securities Institutional LLC|134202
XRT|SPDR RETAIL ETF|CTDL|Citadel Derivatives Group Llc|192690
XRT|SPDR RETAIL ETF|CTLR|CUTLER GROUP, LP|900
XRT|SPDR RETAIL ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|431850
XRT|SPDR RETAIL ETF|DBAB|Deutsche Bank Securities Inc.|263902
XRT|SPDR RETAIL ETF|DBAX|Deutsche Bank Securities Inc.|955400
XRT|SPDR RETAIL ETF|DBUL|Deutsche Bank Securities Inc.|3113
XRT|SPDR RETAIL ETF|DCHF|Dart Executions, LLC|4824
XRT|SPDR RETAIL ETF|DEAN|MORGAN STANLEY|13666
XRT|SPDR RETAIL ETF|DEGS|RONIN PROFESSIONAL LLC|5000
XRT|SPDR RETAIL ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|263654
XRT|SPDR RETAIL ETF|DRWC|DRW SECURITIES, L.L.C.|4000
XRT|SPDR RETAIL ETF|EBXL|EBX LLC|1043400
XRT|SPDR RETAIL ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|82200
XRT|SPDR RETAIL ETF|EDJO|Edward D. Jones & Co., L.P.|358
XRT|SPDR RETAIL ETF|EGAM|CBOE TRADING, INC.|30862
XRT|SPDR RETAIL ETF|EGAW|CBOE TRADING, INC.|3177
XRT|SPDR RETAIL ETF|EGXM|CBOE TRADING, INC.|15922
XRT|SPDR RETAIL ETF|EGXW|CBOE TRADING, INC.|100
XRT|SPDR RETAIL ETF|ETBE|Electronic Transaction Clearing, Inc.|107306
XRT|SPDR RETAIL ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|56066
XRT|SPDR RETAIL ETF|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
XRT|SPDR RETAIL ETF|ETRS|E*Trade Securities LLC|565963
XRT|SPDR RETAIL ETF|FBSB|U.S. Bancorp Investments, Inc.|6136
XRT|SPDR RETAIL ETF|FCST|INTL FCSTONE FINANCIAL INC.|600
XRT|SPDR RETAIL ETF|FILL|Tradestation Securities, Inc.|9856
XRT|SPDR RETAIL ETF|FINX|FINTECH SECURITIES|80
XRT|SPDR RETAIL ETF|FMAF|NBCN Inc./ CDS|100
XRT|SPDR RETAIL ETF|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|374456
XRT|SPDR RETAIL ETF|FQLS|Quantlab Securities LP|1001590
XRT|SPDR RETAIL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|151304
XRT|SPDR RETAIL ETF|FTBR|Foliofn Investments, Inc.|22717
XRT|SPDR RETAIL ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|275682
XRT|SPDR RETAIL ETF|GLPX|ACS EXECUTION SERVICES, LLC|173908
XRT|SPDR RETAIL ETF|GSCO|GOLDMAN SACHS & CO. LLC|758528
XRT|SPDR RETAIL ETF|GSCS|GOLDMAN SACHS & CO. LLC|120748
XRT|SPDR RETAIL ETF|GSLT|GOLDMAN SACHS & CO. LLC|43732
XRT|SPDR RETAIL ETF|GTSZ|GTS SECURITIES LLC|236856
XRT|SPDR RETAIL ETF|GUGS|Guggenheim Securities, LLC|100
XRT|SPDR RETAIL ETF|HRBF|American Enterprise Investment Services Inc.|88659
XRT|SPDR RETAIL ETF|HSBC|HSBC Securities, Inc.|600
XRT|SPDR RETAIL ETF|IATS|INTERACTIVE BROKERS LLC|59457
XRT|SPDR RETAIL ETF|IBKR|Interactive Brokers Llc|425570
XRT|SPDR RETAIL ETF|ICBX|INSTINET, LLC|628221
XRT|SPDR RETAIL ETF|IEQY|CITADEL SECURITIES LLC|1279041
XRT|SPDR RETAIL ETF|INCA|INSTINET, LLC|1698167
XRT|SPDR RETAIL ETF|INJX|INSTINET, LLC|196148
XRT|SPDR RETAIL ETF|ITGI|ITG Inc.|394964
XRT|SPDR RETAIL ETF|ITGP|ITG INC.|701400
XRT|SPDR RETAIL ETF|JANY|Janney Montgomery Scott Inc.|664
XRT|SPDR RETAIL ETF|JEFF|JEFFERIES LLC|1036593
XRT|SPDR RETAIL ETF|JMPT|JUMP TRADING, LLC|283087
XRT|SPDR RETAIL ETF|JONE|JonesTrading|7700
XRT|SPDR RETAIL ETF|JPBX|J.P. MORGAN SECURITIES LLC|821936
XRT|SPDR RETAIL ETF|JPMX|J.P. Morgan Securities LLC|1431905
XRT|SPDR RETAIL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|9070
XRT|SPDR RETAIL ETF|JSJX|JANE STREET CAPITAL LLC|1282766
XRT|SPDR RETAIL ETF|JUTA|JUMP TRADING, LLC|4500
XRT|SPDR RETAIL ETF|KCGM|VIRTU Americas LLC|254308
XRT|SPDR RETAIL ETF|LEHM|Barclays Capital Inc./Le|6547082
XRT|SPDR RETAIL ETF|LIME|Lime Brokerage LLC|97356
XRT|SPDR RETAIL ETF|LSCI|Lek Securities Corporation|64183
XRT|SPDR RETAIL ETF|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|25477
XRT|SPDR RETAIL ETF|MACC|Mid Atlantic Capital Corporation|5728
XRT|SPDR RETAIL ETF|MACQ|Macquarie Capital (USA) Inc.|1400
XRT|SPDR RETAIL ETF|MBTS|ALLY INVEST SECURITIES LLC|100
XRT|SPDR RETAIL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1162706
XRT|SPDR RETAIL ETF|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|58040
XRT|SPDR RETAIL ETF|MOTF|MOTIF INVESTING, INC.|4
XRT|SPDR RETAIL ETF|MSCO|MORGAN STANLEY & CO. LLC|7987671
XRT|SPDR RETAIL ETF|MSPL|MORGAN STANLEY & CO. LLC|1238400
XRT|SPDR RETAIL ETF|MSTX|MORGAN STANLEY & CO. LLC|550500
XRT|SPDR RETAIL ETF|NFSC|National Financial Services LLC|395643
XRT|SPDR RETAIL ETF|NITE|VIRTU Americas LLC|2218007
XRT|SPDR RETAIL ETF|NITP|VIRTU Americas LLC|56306
XRT|SPDR RETAIL ETF|NMRA|Nomura Securities International, Inc.|318600
XRT|SPDR RETAIL ETF|NORT|Northland Securities, Inc.|1000
XRT|SPDR RETAIL ETF|NQRB|Brut, LLC|53317
XRT|SPDR RETAIL ETF|NTBF|BMO Nesbitt Burns Inc./CDS|456
XRT|SPDR RETAIL ETF|OHOS|TWO SIGMA SECURITIES, LLC|268499
XRT|SPDR RETAIL ETF|OLDM|OLD MISSION CAPITAL, LLC|600
XRT|SPDR RETAIL ETF|OPCO|Oppenheimer & Co. Inc.|21115
XRT|SPDR RETAIL ETF|PDQM|CODA MARKETS, INC.|47627
XRT|SPDR RETAIL ETF|PHLY|NASDAQ Execution Services, LLC|10000
XRT|SPDR RETAIL ETF|PWJC|UBS Financial Services, Inc.|16250
XRT|SPDR RETAIL ETF|RBCM|RBC CAPITAL MARKETS, LLC|20252
XRT|SPDR RETAIL ETF|SAGL|SAGETRADER, LLC|3920
XRT|SPDR RETAIL ETF|SALI|INTL FCSTONE FINANCIAL INC.|200
XRT|SPDR RETAIL ETF|SBSH|Citigroup Global Markets Inc.|1156525
XRT|SPDR RETAIL ETF|SGMT|GOLDMAN SACHS & CO. LLC|876801
XRT|SPDR RETAIL ETF|SHMR|ABN Amro Clearing LLC|1700
XRT|SPDR RETAIL ETF|SPDR|SPEEDROUTE LLC|65020
XRT|SPDR RETAIL ETF|SPHN|Stephens Inc.|1529
XRT|SPDR RETAIL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|1318
XRT|SPDR RETAIL ETF|STKP|STOCKPILE INVESTMENTS, INC.|102
XRT|SPDR RETAIL ETF|SWIM|TD Ameritrade, Inc.|55965
XRT|SPDR RETAIL ETF|TAGC|TELSEY ADVISORY GROUP LLC|4400
XRT|SPDR RETAIL ETF|TKNG|ALLY INVEST SECURITIES LLC|1042
XRT|SPDR RETAIL ETF|TMBR|Timber Hill LLC|5141
XRT|SPDR RETAIL ETF|TOUR|TOURMALINE PARTNERS, LLC|1100
XRT|SPDR RETAIL ETF|TRBT|Tradebot Systems, Inc.|2210925
XRT|SPDR RETAIL ETF|TRCM|TRC MARKETS LLC|3786653
XRT|SPDR RETAIL ETF|TWTT|TASTYWORKS, INC.|1760
XRT|SPDR RETAIL ETF|UBSA|UBS SECURITIES LLC|2300201
XRT|SPDR RETAIL ETF|UBSS|UBS Securities LLC|2103876
XRT|SPDR RETAIL ETF|VALX|VIRTU AMERICAS LLC|130272
XRT|SPDR RETAIL ETF|VGRD|Vanguard Marketing Corporation|26463
XRT|SPDR RETAIL ETF|VSIN|Vision Financial Markets Llc|6
XRT|SPDR RETAIL ETF|WBPX|SUMMIT SECURITIES GROUP, LLC|100
XRT|SPDR RETAIL ETF|WCHV|WELLS FARGO SECURITIES, LLC|454662
XRT|SPDR RETAIL ETF|WEDB|WEDBUSH SECURITIES INC.|17257
XRT|SPDR RETAIL ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48867
XRT|SPDR RETAIL ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|218839
XRT|SPDR RETAIL ETF|WGIF|CIBC World Markets Inc.|70
XRT|SPDR RETAIL ETF|WOLF|Wolfe Trahan Securities|3200
XRT|SPDR RETAIL ETF|WSEA|WOLVERINE SECURITIES, LLC|37089
XRT|SPDR RETAIL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|46464
XRT|SPDR RETAIL ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|9018
XRT|SPDR RETAIL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|152355
XRX|XEROX CP|ABLE|NATIXIS Securities Americas LLC|49596
XRX|XEROX CP|AGIS|Aegis Capital Corp.|1500
XRX|XEROX CP|ALTX|Alternet Securities Inc.|9095
XRX|XEROX CP|ANOS|ABEL/NOSER, L.L.C.|2000
XRX|XEROX CP|APCC|Apex Clearing Corporation|4419
XRX|XEROX CP|AQUA|AQUA SECURITIES L.P.|3700
XRX|XEROX CP|BANK|Primevest Financial Services, Inc.|1591
XRX|XEROX CP|BARD|Robert W. Baird & Co. Incorporated|2772
XRX|XEROX CP|BATM|CBOE TRADING, INC.|23766
XRX|XEROX CP|BAYC|BAY CREST PARTNERS, LLC|110
XRX|XEROX CP|BAYT|BTIG, LLC|7200
XRX|XEROX CP|BBNT|BB&T SECURITIES, LLC|3777
XRX|XEROX CP|BERN|Sanford C. Bernstein & Co., LLC|109869
XRX|XEROX CP|BGCE|BGC Financial Inc.|92906
XRX|XEROX CP|BIDS|BIDS TRADING L.P.|27900
XRX|XEROX CP|BIMI|Banca IMI Securities Corp.|900
XRX|XEROX CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20299
XRX|XEROX CP|BLKX|INSTINET, LLC|52400
XRX|XEROX CP|BNPX|BNP PARIBAS SECURITIES CORP.|87066
XRX|XEROX CP|BRGE|Newbridge Securities Corp.|2225
XRX|XEROX CP|BTIG|BTIG, LLC|278987
XRX|XEROX CP|BYXM|CBOE TRADING, INC.|2734
XRX|XEROX CP|CANT|Cantor Fitzgerald & Co.|964
XRX|XEROX CP|CHAS|Charles Schwab & Co., Inc.|13829
XRX|XEROX CP|CIBP|CIBC World Markets Corp.|11833
XRX|XEROX CP|CICF|Canaccord Genuity Corp.|120
XRX|XEROX CP|CIST|Capital Institutional Services, Inc.|14661
XRX|XEROX CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|72872
XRX|XEROX CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|6
XRX|XEROX CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2400
XRX|XEROX CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|829389
XRX|XEROX CP|CTDL|Citadel Derivatives Group Llc|26227
XRX|XEROX CP|CTLR|CUTLER GROUP, LP|1000
XRX|XEROX CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|80290
XRX|XEROX CP|DADA|D.A. Davidson & Co.|718
XRX|XEROX CP|DAVA|Davenport & Company LLC|97
XRX|XEROX CP|DBAB|Deutsche Bank Securities Inc.|382424
XRX|XEROX CP|DBAX|Deutsche Bank Securities Inc.|441300
XRX|XEROX CP|DBUL|Deutsche Bank Securities Inc.|5251
XRX|XEROX CP|DCHF|Dart Executions, LLC|6791
XRX|XEROX CP|DEAN|MORGAN STANLEY|11656
XRX|XEROX CP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7570
XRX|XEROX CP|DIVA|Divine Capital Markets LLC|1138
XRX|XEROX CP|EBXL|EBX LLC|357700
XRX|XEROX CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|54310
XRX|XEROX CP|EDJC|Edward Jones / CDS|1
XRX|XEROX CP|EDJO|Edward D. Jones & Co., L.P.|9254
XRX|XEROX CP|EGAM|CBOE TRADING, INC.|22748
XRX|XEROX CP|EGAW|CBOE TRADING, INC.|473
XRX|XEROX CP|EGMT|EG MARKET TECHNOLOGIES LLC|100
XRX|XEROX CP|EGXM|CBOE TRADING, INC.|8185
XRX|XEROX CP|ELEV|ELEVATION, LLC|20323
XRX|XEROX CP|ESPO|ESPOSITO SECURITIES, LLC|1884
XRX|XEROX CP|ETBE|Electronic Transaction Clearing, Inc.|26965
XRX|XEROX CP|ETCC|Electronic Transaction Clearing, Inc.|3673
XRX|XEROX CP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19598
XRX|XEROX CP|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|2578
XRX|XEROX CP|ETRS|E*Trade Securities LLC|246770
XRX|XEROX CP|FBSB|U.S. Bancorp Investments, Inc.|147
XRX|XEROX CP|FILL|Tradestation Securities, Inc.|7879
XRX|XEROX CP|FINX|FINTECH SECURITIES|2540
XRX|XEROX CP|FMAF|NBCN Inc./ CDS|9497
XRX|XEROX CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|18146
XRX|XEROX CP|FQLS|Quantlab Securities LP|883899
XRX|XEROX CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99787
XRX|XEROX CP|FTBR|Foliofn Investments, Inc.|20504
XRX|XEROX CP|GEBB|GLOBAL EXECUTION BROKERS, LP|58925
XRX|XEROX CP|GHCC|Gordon, Haskett Capital Corporation|700
XRX|XEROX CP|GLIS|TD Securities Inc|2300
XRX|XEROX CP|GLPX|ACS EXECUTION SERVICES, LLC|34666
XRX|XEROX CP|GSCO|GOLDMAN SACHS & CO. LLC|1664215
XRX|XEROX CP|GSCS|GOLDMAN SACHS & CO. LLC|29331
XRX|XEROX CP|GSLT|GOLDMAN SACHS & CO. LLC|18409
XRX|XEROX CP|GTSZ|GTS SECURITIES LLC|172602
XRX|XEROX CP|HRBF|American Enterprise Investment Services Inc.|11936
XRX|XEROX CP|HSBC|HSBC Securities, Inc.|10125
XRX|XEROX CP|IATS|INTERACTIVE BROKERS LLC|32533
XRX|XEROX CP|IBKR|Interactive Brokers Llc|93637
XRX|XEROX CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7289
XRX|XEROX CP|ICBX|INSTINET, LLC|161196
XRX|XEROX CP|IEQY|CITADEL SECURITIES LLC|191450
XRX|XEROX CP|INCA|INSTINET, LLC|721626
XRX|XEROX CP|INJX|INSTINET, LLC|51758
XRX|XEROX CP|ITGI|ITG Inc.|218206
XRX|XEROX CP|ITGP|ITG INC.|346800
XRX|XEROX CP|JANY|Janney Montgomery Scott Inc.|6460
XRX|XEROX CP|JEFF|JEFFERIES LLC|276063
XRX|XEROX CP|JMPT|JUMP TRADING, LLC|118404
XRX|XEROX CP|JONE|JonesTrading|2500
XRX|XEROX CP|JPBX|J.P. MORGAN SECURITIES LLC|180219
XRX|XEROX CP|JPMX|J.P. Morgan Securities LLC|740446
XRX|XEROX CP|JSJX|JANE STREET CAPITAL LLC|8395
XRX|XEROX CP|KCGM|VIRTU Americas LLC|117559
XRX|XEROX CP|LEHM|Barclays Capital Inc./Le|1640997
XRX|XEROX CP|LGNT|COR CLEARING LLC|11
XRX|XEROX CP|LIME|Lime Brokerage LLC|70142
XRX|XEROX CP|LOOP|Loop Capital Markets LLC|3333
XRX|XEROX CP|LQNA|LIQUIDNET, INC.|46200
XRX|XEROX CP|LQNB|LIQUIDNET, INC.|30800
XRX|XEROX CP|LSCI|Lek Securities Corporation|179
XRX|XEROX CP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
XRX|XEROX CP|MACC|Mid Atlantic Capital Corporation|234
XRX|XEROX CP|MACQ|Macquarie Capital (USA) Inc.|21340
XRX|XEROX CP|MCBT|Moors & Cabot, Inc.|375
XRX|XEROX CP|MCMF|Raymond James Ltd. Cds|1200
XRX|XEROX CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|311486
XRX|XEROX CP|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|572
XRX|XEROX CP|MNDX|TJM Investments, LLC|21048
XRX|XEROX CP|MOTF|MOTIF INVESTING, INC.|1
XRX|XEROX CP|MPSG|E D & F Man Capital Markets Inc.|32746
XRX|XEROX CP|MSCO|MORGAN STANLEY & CO. LLC|3624167
XRX|XEROX CP|MSPL|MORGAN STANLEY & CO. LLC|544200
XRX|XEROX CP|MSTX|MORGAN STANLEY & CO. LLC|609200
XRX|XEROX CP|NBCS|NBC Securities, INC.|137
XRX|XEROX CP|NEUB|NEUBERGER BERMAN BD LLC|1100
XRX|XEROX CP|NFSC|National Financial Services LLC|846592
XRX|XEROX CP|NITE|VIRTU Americas LLC|1825566
XRX|XEROX CP|NITP|VIRTU Americas LLC|2583
XRX|XEROX CP|NMRA|Nomura Securities International, Inc.|200
XRX|XEROX CP|NQRB|Brut, LLC|33171
XRX|XEROX CP|NTBF|BMO Nesbitt Burns Inc./CDS|347
XRX|XEROX CP|NTRC|Northern Trust Securities, Inc.|1951
XRX|XEROX CP|OHOS|TWO SIGMA SECURITIES, LLC|3174
XRX|XEROX CP|OPCO|Oppenheimer & Co. Inc.|8788
XRX|XEROX CP|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1400
XRX|XEROX CP|PCFF|Pacific International Securities Inc./CDS|200
XRX|XEROX CP|PDQM|CODA MARKETS, INC.|20376
XRX|XEROX CP|PHLY|NASDAQ Execution Services, LLC|36400
XRX|XEROX CP|PIPR|Piper Jaffray & Co.|500
XRX|XEROX CP|PWJC|UBS Financial Services, Inc.|24852
XRX|XEROX CP|QMSR|QUATTRO M SECURITIES INC.|3016
XRX|XEROX CP|RBCM|RBC CAPITAL MARKETS, LLC|10062
XRX|XEROX CP|RGLD|Regal Securities, Inc|500
XRX|XEROX CP|SAGL|SAGETRADER, LLC|32012
XRX|XEROX CP|SAGW|SAGETRADER, LLC|2944
XRX|XEROX CP|SBRX|MURIEL SIEBERT & CO INC|300
XRX|XEROX CP|SBSH|Citigroup Global Markets Inc.|226733
XRX|XEROX CP|SEIC|SEI Investments Distribution Co.|400
XRX|XEROX CP|SGMT|GOLDMAN SACHS & CO. LLC|234040
XRX|XEROX CP|SJLS|TRADE INFORMATICS LLC|500
XRX|XEROX CP|SPDR|SPEEDROUTE LLC|25630
XRX|XEROX CP|STFC|Stuart Frankel & Co., Incorporated|600
XRX|XEROX CP|STFL|Stifel, Nicolaus & Company, Incorporated|94640
XRX|XEROX CP|STKP|STOCKPILE INVESTMENTS, INC.|16
XRX|XEROX CP|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|20394
XRX|XEROX CP|SWIM|TD Ameritrade, Inc.|197742
XRX|XEROX CP|SWST|Hilltop Securities Inc.|7841
XRX|XEROX CP|TAGC|TELSEY ADVISORY GROUP LLC|2419
XRX|XEROX CP|TKNG|ALLY INVEST SECURITIES LLC|3103
XRX|XEROX CP|TMBR|Timber Hill LLC|297
XRX|XEROX CP|TRBT|Tradebot Systems, Inc.|424991
XRX|XEROX CP|TRCM|TRC MARKETS LLC|356431
XRX|XEROX CP|TRIP|Trident Partners Ltd.|14809
XRX|XEROX CP|TWTT|TASTYWORKS, INC.|248
XRX|XEROX CP|UBSA|UBS SECURITIES LLC|1129912
XRX|XEROX CP|UBSS|UBS Securities LLC|1262623
XRX|XEROX CP|UFPA|UNITED FIRST PARTNERS LLC|9479
XRX|XEROX CP|VALX|VIRTU AMERICAS LLC|45425
XRX|XEROX CP|VGRD|Vanguard Marketing Corporation|27719
XRX|XEROX CP|VSIN|Vision Financial Markets Llc|89
XRX|XEROX CP|WABR|Wall Street Access|14100
XRX|XEROX CP|WBET|Wallachbeth Capital LLC|39466
XRX|XEROX CP|WBLR|WILLIAM BLAIR|367
XRX|XEROX CP|WBPX|SUMMIT SECURITIES GROUP, LLC|20704
XRX|XEROX CP|WCHV|WELLS FARGO SECURITIES, LLC|139731
XRX|XEROX CP|WDNX|WEEDEN & CO.L.P.|1606
XRX|XEROX CP|WEDB|WEDBUSH SECURITIES INC.|16813
XRX|XEROX CP|WEED|Weeden & Co.L.P.|1467
XRX|XEROX CP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|275302
XRX|XEROX CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|33525
XRX|XEROX CP|WFPB|Wells Fargo Securities, LLC.|238
XRX|XEROX CP|WGIF|CIBC World Markets Inc.|3063
XRX|XEROX CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1818
XRX|XEROX CP|WSAG|WALL STREET ACCESS|98
XRX|XEROX CP|WSEA|WOLVERINE SECURITIES, LLC|32791
XRX|XEROX CP|XIST|INSTINET, LLC|18046
XRX|XEROX CP|XPQR|Jump Trading|5346
XRX|XEROX CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|208530
XRX|XEROX CP|YKNA|COMHAR CAPITAL MARKETS, LLC|2415
XRX|XEROX CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|27676
XSD|SPDR SEMICONDUCTOR E|APCC|Apex Clearing Corporation|500
XSD|SPDR SEMICONDUCTOR E|BAYT|BTIG, LLC|240000
XSD|SPDR SEMICONDUCTOR E|BBNT|BB&T SECURITIES, LLC|200
XSD|SPDR SEMICONDUCTOR E|BKMM|BNY MELLON CAPITAL MARKETS, LLC|131
XSD|SPDR SEMICONDUCTOR E|CANT|Cantor Fitzgerald & Co.|11031
XSD|SPDR SEMICONDUCTOR E|CHAS|Charles Schwab & Co., Inc.|11
XSD|SPDR SEMICONDUCTOR E|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3500
XSD|SPDR SEMICONDUCTOR E|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3020
XSD|SPDR SEMICONDUCTOR E|CXCX|CITIGROUP GLOBAL MARKETS INC.|1000
XSD|SPDR SEMICONDUCTOR E|DBAX|Deutsche Bank Securities Inc.|1700
XSD|SPDR SEMICONDUCTOR E|DEAN|MORGAN STANLEY|971
XSD|SPDR SEMICONDUCTOR E|DRWC|DRW SECURITIES, L.L.C.|1200
XSD|SPDR SEMICONDUCTOR E|EBXL|EBX LLC|4200
XSD|SPDR SEMICONDUCTOR E|ECUT|CONVERGEX EXECUTION SOLUTIONS|567
XSD|SPDR SEMICONDUCTOR E|EDJO|Edward D. Jones & Co., L.P.|1258
XSD|SPDR SEMICONDUCTOR E|ETBE|Electronic Transaction Clearing, Inc.|1400
XSD|SPDR SEMICONDUCTOR E|ETRS|E*Trade Securities LLC|6248
XSD|SPDR SEMICONDUCTOR E|FTBR|Foliofn Investments, Inc.|956
XSD|SPDR SEMICONDUCTOR E|GLIS|TD Securities Inc|43
XSD|SPDR SEMICONDUCTOR E|GLPX|ACS EXECUTION SERVICES, LLC|2010
XSD|SPDR SEMICONDUCTOR E|GSCO|GOLDMAN SACHS & CO. LLC|8812
XSD|SPDR SEMICONDUCTOR E|GSLT|GOLDMAN SACHS & CO. LLC|376
XSD|SPDR SEMICONDUCTOR E|GTSZ|GTS SECURITIES LLC|132
XSD|SPDR SEMICONDUCTOR E|HRBF|American Enterprise Investment Services Inc.|1810
XSD|SPDR SEMICONDUCTOR E|IATS|INTERACTIVE BROKERS LLC|833
XSD|SPDR SEMICONDUCTOR E|IBKR|Interactive Brokers Llc|5496
XSD|SPDR SEMICONDUCTOR E|ICBX|INSTINET, LLC|1900
XSD|SPDR SEMICONDUCTOR E|INCA|INSTINET, LLC|2892
XSD|SPDR SEMICONDUCTOR E|INJX|INSTINET, LLC|3701
XSD|SPDR SEMICONDUCTOR E|ITGI|ITG Inc.|300
XSD|SPDR SEMICONDUCTOR E|ITGP|ITG INC.|1000
XSD|SPDR SEMICONDUCTOR E|JANY|Janney Montgomery Scott Inc.|190
XSD|SPDR SEMICONDUCTOR E|JEFF|JEFFERIES LLC|12325
XSD|SPDR SEMICONDUCTOR E|JMPT|JUMP TRADING, LLC|250
XSD|SPDR SEMICONDUCTOR E|JPMX|J.P. Morgan Securities LLC|400
XSD|SPDR SEMICONDUCTOR E|JSJX|JANE STREET CAPITAL LLC|107090
XSD|SPDR SEMICONDUCTOR E|KCGM|VIRTU Americas LLC|900
XSD|SPDR SEMICONDUCTOR E|LEHM|Barclays Capital Inc./Le|4301
XSD|SPDR SEMICONDUCTOR E|LGNT|COR CLEARING LLC|1
XSD|SPDR SEMICONDUCTOR E|LIME|Lime Brokerage LLC|16870
XSD|SPDR SEMICONDUCTOR E|LSCI|Lek Securities Corporation|3
XSD|SPDR SEMICONDUCTOR E|MACC|Mid Atlantic Capital Corporation|8
XSD|SPDR SEMICONDUCTOR E|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6200
XSD|SPDR SEMICONDUCTOR E|MOTF|MOTIF INVESTING, INC.|23
XSD|SPDR SEMICONDUCTOR E|MSCO|MORGAN STANLEY & CO. LLC|92119
XSD|SPDR SEMICONDUCTOR E|MSPL|MORGAN STANLEY & CO. LLC|23200
XSD|SPDR SEMICONDUCTOR E|NFSC|National Financial Services LLC|46695
XSD|SPDR SEMICONDUCTOR E|NITE|VIRTU Americas LLC|45926
XSD|SPDR SEMICONDUCTOR E|NQRB|Brut, LLC|39900
XSD|SPDR SEMICONDUCTOR E|OPCO|Oppenheimer & Co. Inc.|50
XSD|SPDR SEMICONDUCTOR E|PDQM|CODA MARKETS, INC.|14970
XSD|SPDR SEMICONDUCTOR E|PWJC|UBS Financial Services, Inc.|185
XSD|SPDR SEMICONDUCTOR E|RBCM|RBC CAPITAL MARKETS, LLC|2165
XSD|SPDR SEMICONDUCTOR E|SALI|INTL FCSTONE FINANCIAL INC.|60
XSD|SPDR SEMICONDUCTOR E|SBSH|Citigroup Global Markets Inc.|12680
XSD|SPDR SEMICONDUCTOR E|SGMT|GOLDMAN SACHS & CO. LLC|2500
XSD|SPDR SEMICONDUCTOR E|SPDR|SPEEDROUTE LLC|200
XSD|SPDR SEMICONDUCTOR E|SPHN|Stephens Inc.|707
XSD|SPDR SEMICONDUCTOR E|STFL|Stifel, Nicolaus & Company, Incorporated|629
XSD|SPDR SEMICONDUCTOR E|SWIM|TD Ameritrade, Inc.|594
XSD|SPDR SEMICONDUCTOR E|SWST|Hilltop Securities Inc.|287
XSD|SPDR SEMICONDUCTOR E|TKNG|ALLY INVEST SECURITIES LLC|150
XSD|SPDR SEMICONDUCTOR E|TRCM|TRC MARKETS LLC|59741
XSD|SPDR SEMICONDUCTOR E|UBSA|UBS SECURITIES LLC|14720
XSD|SPDR SEMICONDUCTOR E|UBSS|UBS Securities LLC|41211
XSD|SPDR SEMICONDUCTOR E|VALX|VIRTU AMERICAS LLC|140
XSD|SPDR SEMICONDUCTOR E|VERT|The Vertical Trading Group, LLC|9892
XSD|SPDR SEMICONDUCTOR E|VGRD|Vanguard Marketing Corporation|1883
XSD|SPDR SEMICONDUCTOR E|WCHV|WELLS FARGO SECURITIES, LLC|12591
XSD|SPDR SEMICONDUCTOR E|WEXM|WOLVERINE EXECUTION SERVICES, LLC|335
XSD|SPDR SEMICONDUCTOR E|WEXX|WOLVERINE EXECUTION SERVICES, LLC|636
XSD|SPDR SEMICONDUCTOR E|WLTH|WEALTHFRONT BROKERAGE CORPORATION|10
XSD|SPDR SEMICONDUCTOR E|WSEA|WOLVERINE SECURITIES, LLC|578
XSD|SPDR SEMICONDUCTOR E|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2369
XSHD|INVESCO S&P SMALLCAP|APCC|Apex Clearing Corporation|1
XSHD|INVESCO S&P SMALLCAP|CHAS|Charles Schwab & Co., Inc.|2
XSHD|INVESCO S&P SMALLCAP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1374
XSHD|INVESCO S&P SMALLCAP|DLTA|DEALERWEB INC.|12000
XSHD|INVESCO S&P SMALLCAP|ETRS|E*Trade Securities LLC|2
XSHD|INVESCO S&P SMALLCAP|FTBR|Foliofn Investments, Inc.|5
XSHD|INVESCO S&P SMALLCAP|HRBF|American Enterprise Investment Services Inc.|700
XSHD|INVESCO S&P SMALLCAP|IBKR|Interactive Brokers Llc|831
XSHD|INVESCO S&P SMALLCAP|JPMX|J.P. Morgan Securities LLC|200
XSHD|INVESCO S&P SMALLCAP|JSJX|JANE STREET CAPITAL LLC|2423
XSHD|INVESCO S&P SMALLCAP|LIME|Lime Brokerage LLC|1
XSHD|INVESCO S&P SMALLCAP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
XSHD|INVESCO S&P SMALLCAP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
XSHD|INVESCO S&P SMALLCAP|NFSC|National Financial Services LLC|1875
XSHD|INVESCO S&P SMALLCAP|NITE|VIRTU Americas LLC|17241
XSHD|INVESCO S&P SMALLCAP|SGMT|GOLDMAN SACHS & CO. LLC|100
XSHD|INVESCO S&P SMALLCAP|UBSS|UBS Securities LLC|1150
XSHD|INVESCO S&P SMALLCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|345
XSHQ|INVESCO S&P SMALLCAP|EGXM|CBOE TRADING, INC.|400
XSHQ|INVESCO S&P SMALLCAP|ETRS|E*Trade Securities LLC|93
XSHQ|INVESCO S&P SMALLCAP|IBKR|Interactive Brokers Llc|108
XSHQ|INVESCO S&P SMALLCAP|JSJX|JANE STREET CAPITAL LLC|308
XSHQ|INVESCO S&P SMALLCAP|KCGM|VIRTU Americas LLC|100
XSHQ|INVESCO S&P SMALLCAP|NITE|VIRTU Americas LLC|896
XSHQ|INVESCO S&P SMALLCAP|SWIM|TD Ameritrade, Inc.|6
XSHQ|INVESCO S&P SMALLCAP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|350
XSLV|S&P 600 LOW VOLATILI|ALTX|Alternet Securities Inc.|400
XSLV|S&P 600 LOW VOLATILI|APCC|Apex Clearing Corporation|8806
XSLV|S&P 600 LOW VOLATILI|BANK|Primevest Financial Services, Inc.|288
XSLV|S&P 600 LOW VOLATILI|BARD|Robert W. Baird & Co. Incorporated|4334
XSLV|S&P 600 LOW VOLATILI|BATM|CBOE TRADING, INC.|3
XSLV|S&P 600 LOW VOLATILI|BBNT|BB&T SECURITIES, LLC|7025
XSLV|S&P 600 LOW VOLATILI|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1632
XSLV|S&P 600 LOW VOLATILI|CANT|Cantor Fitzgerald & Co.|124511
XSLV|S&P 600 LOW VOLATILI|CHAS|Charles Schwab & Co., Inc.|817
XSLV|S&P 600 LOW VOLATILI|CIST|Capital Institutional Services, Inc.|2838
XSLV|S&P 600 LOW VOLATILI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|19737
XSLV|S&P 600 LOW VOLATILI|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|101
XSLV|S&P 600 LOW VOLATILI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|30886
XSLV|S&P 600 LOW VOLATILI|CSIN|Citadel Securities Institutional LLC|98652
XSLV|S&P 600 LOW VOLATILI|CTDL|Citadel Derivatives Group Llc|99872
XSLV|S&P 600 LOW VOLATILI|CXCX|CITIGROUP GLOBAL MARKETS INC.|5874
XSLV|S&P 600 LOW VOLATILI|DADA|D.A. Davidson & Co.|816
XSLV|S&P 600 LOW VOLATILI|DBAB|Deutsche Bank Securities Inc.|622
XSLV|S&P 600 LOW VOLATILI|DBAX|Deutsche Bank Securities Inc.|8700
XSLV|S&P 600 LOW VOLATILI|DEAN|MORGAN STANLEY|6359
XSLV|S&P 600 LOW VOLATILI|EBXL|EBX LLC|7100
XSLV|S&P 600 LOW VOLATILI|EDJO|Edward D. Jones & Co., L.P.|80083
XSLV|S&P 600 LOW VOLATILI|EGXM|CBOE TRADING, INC.|800
XSLV|S&P 600 LOW VOLATILI|ETBE|Electronic Transaction Clearing, Inc.|100
XSLV|S&P 600 LOW VOLATILI|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|300
XSLV|S&P 600 LOW VOLATILI|ETRS|E*Trade Securities LLC|28642
XSLV|S&P 600 LOW VOLATILI|FBSB|U.S. Bancorp Investments, Inc.|3481
XSLV|S&P 600 LOW VOLATILI|FLWT|FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC|8008
XSLV|S&P 600 LOW VOLATILI|FMAF|NBCN Inc./ CDS|350
XSLV|S&P 600 LOW VOLATILI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2521
XSLV|S&P 600 LOW VOLATILI|FTBR|Foliofn Investments, Inc.|1213
XSLV|S&P 600 LOW VOLATILI|GLPX|ACS EXECUTION SERVICES, LLC|200
XSLV|S&P 600 LOW VOLATILI|GSCO|GOLDMAN SACHS & CO. LLC|1400
XSLV|S&P 600 LOW VOLATILI|GSLT|GOLDMAN SACHS & CO. LLC|175
XSLV|S&P 600 LOW VOLATILI|HRBF|American Enterprise Investment Services Inc.|210716
XSLV|S&P 600 LOW VOLATILI|IATS|INTERACTIVE BROKERS LLC|774
XSLV|S&P 600 LOW VOLATILI|IBKR|Interactive Brokers Llc|4553
XSLV|S&P 600 LOW VOLATILI|ICBX|INSTINET, LLC|3200
XSLV|S&P 600 LOW VOLATILI|INCA|INSTINET, LLC|266
XSLV|S&P 600 LOW VOLATILI|ITGI|ITG Inc.|11661
XSLV|S&P 600 LOW VOLATILI|JANY|Janney Montgomery Scott Inc.|3400
XSLV|S&P 600 LOW VOLATILI|JMPT|JUMP TRADING, LLC|579
XSLV|S&P 600 LOW VOLATILI|JPMX|J.P. Morgan Securities LLC|25404
XSLV|S&P 600 LOW VOLATILI|JSEB|JANE STREET EXECUTION SERVICES, LLC|26944
XSLV|S&P 600 LOW VOLATILI|JSJX|JANE STREET CAPITAL LLC|349663
XSLV|S&P 600 LOW VOLATILI|KCGM|VIRTU Americas LLC|6150
XSLV|S&P 600 LOW VOLATILI|LEHM|Barclays Capital Inc./Le|19801
XSLV|S&P 600 LOW VOLATILI|LIME|Lime Brokerage LLC|6246
XSLV|S&P 600 LOW VOLATILI|MACC|Mid Atlantic Capital Corporation|5
XSLV|S&P 600 LOW VOLATILI|MCMF|Raymond James Ltd. Cds|1673
XSLV|S&P 600 LOW VOLATILI|MILE|I-Bankers Securities, Inc.|127
XSLV|S&P 600 LOW VOLATILI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11204
XSLV|S&P 600 LOW VOLATILI|MSCO|MORGAN STANLEY & CO. LLC|61397
XSLV|S&P 600 LOW VOLATILI|MSPL|MORGAN STANLEY & CO. LLC|10300
XSLV|S&P 600 LOW VOLATILI|NFSC|National Financial Services LLC|95813
XSLV|S&P 600 LOW VOLATILI|NITE|VIRTU Americas LLC|312733
XSLV|S&P 600 LOW VOLATILI|NQRB|Brut, LLC|100
XSLV|S&P 600 LOW VOLATILI|OPCO|Oppenheimer & Co. Inc.|361
XSLV|S&P 600 LOW VOLATILI|PDQM|CODA MARKETS, INC.|3122
XSLV|S&P 600 LOW VOLATILI|PWJC|UBS Financial Services, Inc.|2325
XSLV|S&P 600 LOW VOLATILI|RBCM|RBC CAPITAL MARKETS, LLC|10365
XSLV|S&P 600 LOW VOLATILI|SEIC|SEI Investments Distribution Co.|400
XSLV|S&P 600 LOW VOLATILI|SGMT|GOLDMAN SACHS & CO. LLC|2859
XSLV|S&P 600 LOW VOLATILI|SHMR|ABN Amro Clearing LLC|9931
XSLV|S&P 600 LOW VOLATILI|SPHN|Stephens Inc.|100
XSLV|S&P 600 LOW VOLATILI|STFL|Stifel, Nicolaus & Company, Incorporated|2589
XSLV|S&P 600 LOW VOLATILI|SWIM|TD Ameritrade, Inc.|9496
XSLV|S&P 600 LOW VOLATILI|SWST|Hilltop Securities Inc.|424
XSLV|S&P 600 LOW VOLATILI|TKNG|ALLY INVEST SECURITIES LLC|340
XSLV|S&P 600 LOW VOLATILI|UBSA|UBS SECURITIES LLC|42228
XSLV|S&P 600 LOW VOLATILI|UBSS|UBS Securities LLC|107512
XSLV|S&P 600 LOW VOLATILI|VALX|VIRTU AMERICAS LLC|2300
XSLV|S&P 600 LOW VOLATILI|VGRD|Vanguard Marketing Corporation|5197
XSLV|S&P 600 LOW VOLATILI|WCHV|WELLS FARGO SECURITIES, LLC|46603
XSLV|S&P 600 LOW VOLATILI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|128
XSLV|S&P 600 LOW VOLATILI|WSEA|WOLVERINE SECURITIES, LLC|1219
XSLV|S&P 600 LOW VOLATILI|XSTM|NATIONAL FINANCIAL SERVICES LLC|708
XSLV|S&P 600 LOW VOLATILI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|75756
XSOE|WISOMTREE EX-STAE OW|APCC|Apex Clearing Corporation|36
XSOE|WISOMTREE EX-STAE OW|BATM|CBOE TRADING, INC.|814
XSOE|WISOMTREE EX-STAE OW|BBNT|BB&T SECURITIES, LLC|606
XSOE|WISOMTREE EX-STAE OW|BKMM|BNY MELLON CAPITAL MARKETS, LLC|30
XSOE|WISOMTREE EX-STAE OW|CANT|Cantor Fitzgerald & Co.|226700
XSOE|WISOMTREE EX-STAE OW|CHAS|Charles Schwab & Co., Inc.|220
XSOE|WISOMTREE EX-STAE OW|CIST|Capital Institutional Services, Inc.|22901
XSOE|WISOMTREE EX-STAE OW|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|16051
XSOE|WISOMTREE EX-STAE OW|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6314
XSOE|WISOMTREE EX-STAE OW|CSIN|Citadel Securities Institutional LLC|103860
XSOE|WISOMTREE EX-STAE OW|CTDL|Citadel Derivatives Group Llc|138272
XSOE|WISOMTREE EX-STAE OW|CXCX|CITIGROUP GLOBAL MARKETS INC.|2320
XSOE|WISOMTREE EX-STAE OW|DBAX|Deutsche Bank Securities Inc.|1400
XSOE|WISOMTREE EX-STAE OW|DEAN|MORGAN STANLEY|1709
XSOE|WISOMTREE EX-STAE OW|EBXL|EBX LLC|2200
XSOE|WISOMTREE EX-STAE OW|ETBE|Electronic Transaction Clearing, Inc.|300
XSOE|WISOMTREE EX-STAE OW|ETRS|E*Trade Securities LLC|3094
XSOE|WISOMTREE EX-STAE OW|FILL|Tradestation Securities, Inc.|700
XSOE|WISOMTREE EX-STAE OW|FTBR|Foliofn Investments, Inc.|15
XSOE|WISOMTREE EX-STAE OW|GTSZ|GTS SECURITIES LLC|447
XSOE|WISOMTREE EX-STAE OW|IATS|INTERACTIVE BROKERS LLC|997
XSOE|WISOMTREE EX-STAE OW|IBKR|Interactive Brokers Llc|21191
XSOE|WISOMTREE EX-STAE OW|ICBX|INSTINET, LLC|2694
XSOE|WISOMTREE EX-STAE OW|INCA|INSTINET, LLC|4532
XSOE|WISOMTREE EX-STAE OW|ITGP|ITG INC.|600
XSOE|WISOMTREE EX-STAE OW|JPMX|J.P. Morgan Securities LLC|6600
XSOE|WISOMTREE EX-STAE OW|JSEB|JANE STREET EXECUTION SERVICES, LLC|111675
XSOE|WISOMTREE EX-STAE OW|JSJX|JANE STREET CAPITAL LLC|31800
XSOE|WISOMTREE EX-STAE OW|KCGM|VIRTU Americas LLC|11627
XSOE|WISOMTREE EX-STAE OW|LEHM|Barclays Capital Inc./Le|3800
XSOE|WISOMTREE EX-STAE OW|LIME|Lime Brokerage LLC|2768
XSOE|WISOMTREE EX-STAE OW|MACC|Mid Atlantic Capital Corporation|5414
XSOE|WISOMTREE EX-STAE OW|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3044
XSOE|WISOMTREE EX-STAE OW|MOTF|MOTIF INVESTING, INC.|1
XSOE|WISOMTREE EX-STAE OW|MSCO|MORGAN STANLEY & CO. LLC|14112
XSOE|WISOMTREE EX-STAE OW|MSPL|MORGAN STANLEY & CO. LLC|2900
XSOE|WISOMTREE EX-STAE OW|NFSC|National Financial Services LLC|28082
XSOE|WISOMTREE EX-STAE OW|NITE|VIRTU Americas LLC|69337
XSOE|WISOMTREE EX-STAE OW|PCPT|PHILLIP CAPITAL INC.|50
XSOE|WISOMTREE EX-STAE OW|RBCM|RBC CAPITAL MARKETS, LLC|4352
XSOE|WISOMTREE EX-STAE OW|SBSH|Citigroup Global Markets Inc.|889
XSOE|WISOMTREE EX-STAE OW|SGMT|GOLDMAN SACHS & CO. LLC|400
XSOE|WISOMTREE EX-STAE OW|SPHN|Stephens Inc.|1100
XSOE|WISOMTREE EX-STAE OW|SWIM|TD Ameritrade, Inc.|2510
XSOE|WISOMTREE EX-STAE OW|UBSA|UBS SECURITIES LLC|21018
XSOE|WISOMTREE EX-STAE OW|UBSS|UBS Securities LLC|14821
XSOE|WISOMTREE EX-STAE OW|VALX|VIRTU AMERICAS LLC|383
XSOE|WISOMTREE EX-STAE OW|VGRD|Vanguard Marketing Corporation|2333
XSOE|WISOMTREE EX-STAE OW|WCHV|WELLS FARGO SECURITIES, LLC|2084
XSOE|WISOMTREE EX-STAE OW|WSEA|WOLVERINE SECURITIES, LLC|1
XSOE|WISOMTREE EX-STAE OW|XSTM|NATIONAL FINANCIAL SERVICES LLC|2964
XSOE|WISOMTREE EX-STAE OW|YLPL|Linsco/Private Ledger Financial Services, Incorporated|557
XSPA|XPRESSPA GROUP, INC.|AGIS|Aegis Capital Corp.|1200
XSPA|XPRESSPA GROUP, INC.|ALTX|Alternet Securities Inc.|1100
XSPA|XPRESSPA GROUP, INC.|APCC|Apex Clearing Corporation|32546
XSPA|XPRESSPA GROUP, INC.|BATM|CBOE TRADING, INC.|6756
XSPA|XPRESSPA GROUP, INC.|BIMI|Banca IMI Securities Corp.|460
XSPA|XPRESSPA GROUP, INC.|CANT|Cantor Fitzgerald & Co.|100
XSPA|XPRESSPA GROUP, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|230487
XSPA|XPRESSPA GROUP, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|17860
XSPA|XPRESSPA GROUP, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1600
XSPA|XPRESSPA GROUP, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12958
XSPA|XPRESSPA GROUP, INC.|CTDL|Citadel Derivatives Group Llc|16023
XSPA|XPRESSPA GROUP, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|17632
XSPA|XPRESSPA GROUP, INC.|DBAB|Deutsche Bank Securities Inc.|30184
XSPA|XPRESSPA GROUP, INC.|DBAX|Deutsche Bank Securities Inc.|11800
XSPA|XPRESSPA GROUP, INC.|EBXL|EBX LLC|23100
XSPA|XPRESSPA GROUP, INC.|EGAM|CBOE TRADING, INC.|10000
XSPA|XPRESSPA GROUP, INC.|EGXM|CBOE TRADING, INC.|3840
XSPA|XPRESSPA GROUP, INC.|EGXW|CBOE TRADING, INC.|778
XSPA|XPRESSPA GROUP, INC.|ETRS|E*Trade Securities LLC|337237
XSPA|XPRESSPA GROUP, INC.|FBCO|Credit Suisse Securities (USA) LLC|27389
XSPA|XPRESSPA GROUP, INC.|FILL|Tradestation Securities, Inc.|10000
XSPA|XPRESSPA GROUP, INC.|FOMA|TD AMERITRADE CLEARING, INC.|220936
XSPA|XPRESSPA GROUP, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|12494
XSPA|XPRESSPA GROUP, INC.|FTBR|Foliofn Investments, Inc.|303
XSPA|XPRESSPA GROUP, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|700
XSPA|XPRESSPA GROUP, INC.|GSCO|GOLDMAN SACHS & CO. LLC|54692
XSPA|XPRESSPA GROUP, INC.|GSLT|GOLDMAN SACHS & CO. LLC|16253
XSPA|XPRESSPA GROUP, INC.|IBKR|Interactive Brokers Llc|152355
XSPA|XPRESSPA GROUP, INC.|ICBX|INSTINET, LLC|8623
XSPA|XPRESSPA GROUP, INC.|INCA|INSTINET, LLC|29939
XSPA|XPRESSPA GROUP, INC.|ITGP|ITG INC.|3200
XSPA|XPRESSPA GROUP, INC.|JPMX|J.P. Morgan Securities LLC|10700
XSPA|XPRESSPA GROUP, INC.|KCGM|VIRTU Americas LLC|600
XSPA|XPRESSPA GROUP, INC.|LEHM|Barclays Capital Inc./Le|16878
XSPA|XPRESSPA GROUP, INC.|LIME|Lime Brokerage LLC|12887
XSPA|XPRESSPA GROUP, INC.|LMGP|LIME BROKERAGE LLC|2441
XSPA|XPRESSPA GROUP, INC.|MAXM|Maxim Group LLC|113129
XSPA|XPRESSPA GROUP, INC.|MICA|Spartan Securities Group, Ltd.|2200
XSPA|XPRESSPA GROUP, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4400
XSPA|XPRESSPA GROUP, INC.|MSCO|MORGAN STANLEY & CO. LLC|587732
XSPA|XPRESSPA GROUP, INC.|MSPL|MORGAN STANLEY & CO. LLC|1200
XSPA|XPRESSPA GROUP, INC.|MSTX|MORGAN STANLEY & CO. LLC|4400
XSPA|XPRESSPA GROUP, INC.|NFSC|National Financial Services LLC|133549
XSPA|XPRESSPA GROUP, INC.|NITE|VIRTU Americas LLC|683271
XSPA|XPRESSPA GROUP, INC.|NQRB|Brut, LLC|23800
XSPA|XPRESSPA GROUP, INC.|PDQM|CODA MARKETS, INC.|42311
XSPA|XPRESSPA GROUP, INC.|RBCM|RBC CAPITAL MARKETS, LLC|9900
XSPA|XPRESSPA GROUP, INC.|ROTH|Roth Capital Partners, LLC|25000
XSPA|XPRESSPA GROUP, INC.|SBSH|Citigroup Global Markets Inc.|76403
XSPA|XPRESSPA GROUP, INC.|SGMT|GOLDMAN SACHS & CO. LLC|2300
XSPA|XPRESSPA GROUP, INC.|SPDR|SPEEDROUTE LLC|7337
XSPA|XPRESSPA GROUP, INC.|SWIM|TD Ameritrade, Inc.|71150
XSPA|XPRESSPA GROUP, INC.|SWST|Hilltop Securities Inc.|250
XSPA|XPRESSPA GROUP, INC.|TKNG|ALLY INVEST SECURITIES LLC|600
XSPA|XPRESSPA GROUP, INC.|TRCM|TRC MARKETS LLC|620
XSPA|XPRESSPA GROUP, INC.|UBSA|UBS SECURITIES LLC|50003
XSPA|XPRESSPA GROUP, INC.|UBSS|UBS Securities LLC|111582
XSPA|XPRESSPA GROUP, INC.|VGRD|Vanguard Marketing Corporation|49466
XSPA|XPRESSPA GROUP, INC.|WCHV|WELLS FARGO SECURITIES, LLC|1160
XSPA|XPRESSPA GROUP, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3146
XSPA|XPRESSPA GROUP, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|339
XSPA|XPRESSPA GROUP, INC.|WGIF|CIBC World Markets Inc.|5030
XSPA|XPRESSPA GROUP, INC.|WSEA|WOLVERINE SECURITIES, LLC|31800
XSPA|XPRESSPA GROUP, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|200
XSPL|XSPAND PRODUCTS CM|ACLP|ALEXANDER CAPITAL, L.P.|14383
XSPL|XSPAND PRODUCTS CM|ALTX|Alternet Securities Inc.|2160
XSPL|XSPAND PRODUCTS CM|APCC|Apex Clearing Corporation|10287
XSPL|XSPAND PRODUCTS CM|BATM|CBOE TRADING, INC.|3015
XSPL|XSPAND PRODUCTS CM|BYXM|CBOE TRADING, INC.|398
XSPL|XSPAND PRODUCTS CM|CANT|Cantor Fitzgerald & Co.|227
XSPL|XSPAND PRODUCTS CM|CHAS|Charles Schwab & Co., Inc.|2
XSPL|XSPAND PRODUCTS CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11261
XSPL|XSPAND PRODUCTS CM|CPET|CLEARPOOL EXECUTION SERVICES, LLC|15650
XSPL|XSPAND PRODUCTS CM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3950
XSPL|XSPAND PRODUCTS CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8008
XSPL|XSPAND PRODUCTS CM|CTDL|Citadel Derivatives Group Llc|2381
XSPL|XSPAND PRODUCTS CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|800
XSPL|XSPAND PRODUCTS CM|DBAX|Deutsche Bank Securities Inc.|4600
XSPL|XSPAND PRODUCTS CM|DEAN|MORGAN STANLEY|696
XSPL|XSPAND PRODUCTS CM|DEGS|RONIN PROFESSIONAL LLC|33574
XSPL|XSPAND PRODUCTS CM|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|12947
XSPL|XSPAND PRODUCTS CM|EBXL|EBX LLC|8600
XSPL|XSPAND PRODUCTS CM|ECUT|CONVERGEX EXECUTION SOLUTIONS|8747
XSPL|XSPAND PRODUCTS CM|EGAM|CBOE TRADING, INC.|3000
XSPL|XSPAND PRODUCTS CM|EGXM|CBOE TRADING, INC.|1400
XSPL|XSPAND PRODUCTS CM|EGXW|CBOE TRADING, INC.|100
XSPL|XSPAND PRODUCTS CM|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|11120
XSPL|XSPAND PRODUCTS CM|ETRS|E*Trade Securities LLC|122105
XSPL|XSPAND PRODUCTS CM|FBCO|Credit Suisse Securities (USA) LLC|69970
XSPL|XSPAND PRODUCTS CM|FILL|Tradestation Securities, Inc.|14966
XSPL|XSPAND PRODUCTS CM|FMAF|NBCN Inc./ CDS|2250
XSPL|XSPAND PRODUCTS CM|FOMA|TD AMERITRADE CLEARING, INC.|341603
XSPL|XSPAND PRODUCTS CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1600
XSPL|XSPAND PRODUCTS CM|FTBR|Foliofn Investments, Inc.|2527
XSPL|XSPAND PRODUCTS CM|GEBB|GLOBAL EXECUTION BROKERS, LP|153
XSPL|XSPAND PRODUCTS CM|GLPX|ACS EXECUTION SERVICES, LLC|40352
XSPL|XSPAND PRODUCTS CM|GSCO|GOLDMAN SACHS & CO. LLC|19976
XSPL|XSPAND PRODUCTS CM|GSCS|GOLDMAN SACHS & CO. LLC|1785
XSPL|XSPAND PRODUCTS CM|GSLT|GOLDMAN SACHS & CO. LLC|2398
XSPL|XSPAND PRODUCTS CM|GTSZ|GTS SECURITIES LLC|22810
XSPL|XSPAND PRODUCTS CM|HRBF|American Enterprise Investment Services Inc.|20
XSPL|XSPAND PRODUCTS CM|IATS|INTERACTIVE BROKERS LLC|27347
XSPL|XSPAND PRODUCTS CM|IBKR|Interactive Brokers Llc|285027
XSPL|XSPAND PRODUCTS CM|ICBX|INSTINET, LLC|3600
XSPL|XSPAND PRODUCTS CM|INCA|INSTINET, LLC|68938
XSPL|XSPAND PRODUCTS CM|INJX|INSTINET, LLC|1000
XSPL|XSPAND PRODUCTS CM|ITGI|ITG Inc.|19545
XSPL|XSPAND PRODUCTS CM|ITGP|ITG INC.|9000
XSPL|XSPAND PRODUCTS CM|JMPT|JUMP TRADING, LLC|672
XSPL|XSPAND PRODUCTS CM|JPMX|J.P. Morgan Securities LLC|840
XSPL|XSPAND PRODUCTS CM|JSJX|JANE STREET CAPITAL LLC|100
XSPL|XSPAND PRODUCTS CM|KCGM|VIRTU Americas LLC|2931
XSPL|XSPAND PRODUCTS CM|LEHM|Barclays Capital Inc./Le|10744
XSPL|XSPAND PRODUCTS CM|LIME|Lime Brokerage LLC|21538
XSPL|XSPAND PRODUCTS CM|LSCI|Lek Securities Corporation|1167
XSPL|XSPAND PRODUCTS CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
XSPL|XSPAND PRODUCTS CM|MBTS|ALLY INVEST SECURITIES LLC|200
XSPL|XSPAND PRODUCTS CM|MICA|Spartan Securities Group, Ltd.|1800
XSPL|XSPAND PRODUCTS CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2900
XSPL|XSPAND PRODUCTS CM|MOTF|MOTIF INVESTING, INC.|2
XSPL|XSPAND PRODUCTS CM|MSCO|MORGAN STANLEY & CO. LLC|159559
XSPL|XSPAND PRODUCTS CM|MSPL|MORGAN STANLEY & CO. LLC|1000
XSPL|XSPAND PRODUCTS CM|NATL|National Securities Corporation|1200
XSPL|XSPAND PRODUCTS CM|NFSC|National Financial Services LLC|197856
XSPL|XSPAND PRODUCTS CM|NITE|VIRTU Americas LLC|475661
XSPL|XSPAND PRODUCTS CM|NQRB|Brut, LLC|616
XSPL|XSPAND PRODUCTS CM|PCPT|PHILLIP CAPITAL INC.|750
XSPL|XSPAND PRODUCTS CM|PDQM|CODA MARKETS, INC.|61397
XSPL|XSPAND PRODUCTS CM|RGLD|Regal Securities, Inc|100
XSPL|XSPAND PRODUCTS CM|SAGL|SAGETRADER, LLC|3778
XSPL|XSPAND PRODUCTS CM|SALI|INTL FCSTONE FINANCIAL INC.|3050
XSPL|XSPAND PRODUCTS CM|SBSH|Citigroup Global Markets Inc.|3400
XSPL|XSPAND PRODUCTS CM|SGMT|GOLDMAN SACHS & CO. LLC|5446
XSPL|XSPAND PRODUCTS CM|SPDR|SPEEDROUTE LLC|10075
XSPL|XSPAND PRODUCTS CM|SPTD|MINT GLOBAL MARKETS, INC.|26692
XSPL|XSPAND PRODUCTS CM|STFL|Stifel, Nicolaus & Company, Incorporated|14247
XSPL|XSPAND PRODUCTS CM|SWIM|TD Ameritrade, Inc.|98075
XSPL|XSPAND PRODUCTS CM|SWST|Hilltop Securities Inc.|500
XSPL|XSPAND PRODUCTS CM|TKNG|ALLY INVEST SECURITIES LLC|9148
XSPL|XSPAND PRODUCTS CM|TRBT|Tradebot Systems, Inc.|272
XSPL|XSPAND PRODUCTS CM|TRCM|TRC MARKETS LLC|318
XSPL|XSPAND PRODUCTS CM|UBSA|UBS SECURITIES LLC|30051
XSPL|XSPAND PRODUCTS CM|UBSS|UBS Securities LLC|47278
XSPL|XSPAND PRODUCTS CM|VGRD|Vanguard Marketing Corporation|9183
XSPL|XSPAND PRODUCTS CM|VSIN|Vision Financial Markets Llc|4310
XSPL|XSPAND PRODUCTS CM|WABR|Wall Street Access|4500
XSPL|XSPAND PRODUCTS CM|WCHV|WELLS FARGO SECURITIES, LLC|5678
XSPL|XSPAND PRODUCTS CM|WEDB|WEDBUSH SECURITIES INC.|27295
XSPL|XSPAND PRODUCTS CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1930
XSPL|XSPAND PRODUCTS CM|WGIF|CIBC World Markets Inc.|4233
XSPL|XSPAND PRODUCTS CM|WSEA|WOLVERINE SECURITIES, LLC|26694
XSPL|XSPAND PRODUCTS CM|YKNA|COMHAR CAPITAL MARKETS, LLC|7609
XSPL|XSPAND PRODUCTS CM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1490
XSW|SPDR SFT & SRVS ETF|APCC|Apex Clearing Corporation|51
XSW|SPDR SFT & SRVS ETF|BERN|Sanford C. Bernstein & Co., LLC|800
XSW|SPDR SFT & SRVS ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|29
XSW|SPDR SFT & SRVS ETF|CANT|Cantor Fitzgerald & Co.|1642
XSW|SPDR SFT & SRVS ETF|CHAS|Charles Schwab & Co., Inc.|4
XSW|SPDR SFT & SRVS ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4277
XSW|SPDR SFT & SRVS ETF|DBAX|Deutsche Bank Securities Inc.|1200
XSW|SPDR SFT & SRVS ETF|DEAN|MORGAN STANLEY|1142
XSW|SPDR SFT & SRVS ETF|EBXL|EBX LLC|1300
XSW|SPDR SFT & SRVS ETF|EDJO|Edward D. Jones & Co., L.P.|923
XSW|SPDR SFT & SRVS ETF|ETRS|E*Trade Securities LLC|997
XSW|SPDR SFT & SRVS ETF|FILL|Tradestation Securities, Inc.|190
XSW|SPDR SFT & SRVS ETF|FMAF|NBCN Inc./ CDS|100
XSW|SPDR SFT & SRVS ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|307
XSW|SPDR SFT & SRVS ETF|FTBR|Foliofn Investments, Inc.|87
XSW|SPDR SFT & SRVS ETF|GLIS|TD Securities Inc|12
XSW|SPDR SFT & SRVS ETF|GTSZ|GTS SECURITIES LLC|100
XSW|SPDR SFT & SRVS ETF|HRBF|American Enterprise Investment Services Inc.|1140
XSW|SPDR SFT & SRVS ETF|HSBC|HSBC Securities, Inc.|220
XSW|SPDR SFT & SRVS ETF|IBKR|Interactive Brokers Llc|537
XSW|SPDR SFT & SRVS ETF|ICBX|INSTINET, LLC|1420
XSW|SPDR SFT & SRVS ETF|INCA|INSTINET, LLC|1
XSW|SPDR SFT & SRVS ETF|JPMX|J.P. Morgan Securities LLC|800
XSW|SPDR SFT & SRVS ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|3069
XSW|SPDR SFT & SRVS ETF|JSJX|JANE STREET CAPITAL LLC|18249
XSW|SPDR SFT & SRVS ETF|KCGM|VIRTU Americas LLC|4454
XSW|SPDR SFT & SRVS ETF|LEHM|Barclays Capital Inc./Le|3400
XSW|SPDR SFT & SRVS ETF|LIME|Lime Brokerage LLC|494
XSW|SPDR SFT & SRVS ETF|MACC|Mid Atlantic Capital Corporation|4
XSW|SPDR SFT & SRVS ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2400
XSW|SPDR SFT & SRVS ETF|MSCO|MORGAN STANLEY & CO. LLC|7058
XSW|SPDR SFT & SRVS ETF|MSPL|MORGAN STANLEY & CO. LLC|100
XSW|SPDR SFT & SRVS ETF|NFSC|National Financial Services LLC|9025
XSW|SPDR SFT & SRVS ETF|NITE|VIRTU Americas LLC|19092
XSW|SPDR SFT & SRVS ETF|PDQM|CODA MARKETS, INC.|49
XSW|SPDR SFT & SRVS ETF|RBCM|RBC CAPITAL MARKETS, LLC|195
XSW|SPDR SFT & SRVS ETF|SGMT|GOLDMAN SACHS & CO. LLC|846
XSW|SPDR SFT & SRVS ETF|STFL|Stifel, Nicolaus & Company, Incorporated|51
XSW|SPDR SFT & SRVS ETF|STKP|STOCKPILE INVESTMENTS, INC.|10
XSW|SPDR SFT & SRVS ETF|SWIM|TD Ameritrade, Inc.|656
XSW|SPDR SFT & SRVS ETF|SWST|Hilltop Securities Inc.|177
XSW|SPDR SFT & SRVS ETF|TKNG|ALLY INVEST SECURITIES LLC|35
XSW|SPDR SFT & SRVS ETF|UBSA|UBS SECURITIES LLC|10757
XSW|SPDR SFT & SRVS ETF|UBSS|UBS Securities LLC|22001
XSW|SPDR SFT & SRVS ETF|VGRD|Vanguard Marketing Corporation|3164
XSW|SPDR SFT & SRVS ETF|WCHV|WELLS FARGO SECURITIES, LLC|735
XSW|SPDR SFT & SRVS ETF|WSEA|WOLVERINE SECURITIES, LLC|152
XSW|SPDR SFT & SRVS ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|478
XT|ISHARES XPONNTL ETF|ADAM|CANACCORD GENUITY INC.|300
XT|ISHARES XPONNTL ETF|AGIS|Aegis Capital Corp.|2550
XT|ISHARES XPONNTL ETF|ALTX|Alternet Securities Inc.|2353
XT|ISHARES XPONNTL ETF|APCC|Apex Clearing Corporation|485
XT|ISHARES XPONNTL ETF|BARD|Robert W. Baird & Co. Incorporated|18
XT|ISHARES XPONNTL ETF|BBNT|BB&T SECURITIES, LLC|473
XT|ISHARES XPONNTL ETF|BERN|Sanford C. Bernstein & Co., LLC|31
XT|ISHARES XPONNTL ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|120
XT|ISHARES XPONNTL ETF|CANT|Cantor Fitzgerald & Co.|124732
XT|ISHARES XPONNTL ETF|CHAS|Charles Schwab & Co., Inc.|1050
XT|ISHARES XPONNTL ETF|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|71663
XT|ISHARES XPONNTL ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|52647
XT|ISHARES XPONNTL ETF|CSIN|Citadel Securities Institutional LLC|309289
XT|ISHARES XPONNTL ETF|CTDL|Citadel Derivatives Group Llc|217981
XT|ISHARES XPONNTL ETF|CXCX|CITIGROUP GLOBAL MARKETS INC.|2800
XT|ISHARES XPONNTL ETF|DBAX|Deutsche Bank Securities Inc.|22700
XT|ISHARES XPONNTL ETF|DEAN|MORGAN STANLEY|3775
XT|ISHARES XPONNTL ETF|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|759
XT|ISHARES XPONNTL ETF|EBXL|EBX LLC|12600
XT|ISHARES XPONNTL ETF|ECUT|CONVERGEX EXECUTION SOLUTIONS|712
XT|ISHARES XPONNTL ETF|EDJC|Edward Jones / CDS|132
XT|ISHARES XPONNTL ETF|EDJO|Edward D. Jones & Co., L.P.|19581
XT|ISHARES XPONNTL ETF|ETBE|Electronic Transaction Clearing, Inc.|100
XT|ISHARES XPONNTL ETF|ETCB|ETC BROKERAGE SERVICES, LLC|200
XT|ISHARES XPONNTL ETF|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2862
XT|ISHARES XPONNTL ETF|ETRS|E*Trade Securities LLC|5100
XT|ISHARES XPONNTL ETF|FBCO|Credit Suisse Securities (USA) LLC|24101
XT|ISHARES XPONNTL ETF|FCST|INTL FCSTONE FINANCIAL INC.|24750
XT|ISHARES XPONNTL ETF|FILL|Tradestation Securities, Inc.|1
XT|ISHARES XPONNTL ETF|FMAF|NBCN Inc./ CDS|1257
XT|ISHARES XPONNTL ETF|FOMA|TD AMERITRADE CLEARING, INC.|243492
XT|ISHARES XPONNTL ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|6211
XT|ISHARES XPONNTL ETF|FTBR|Foliofn Investments, Inc.|728
XT|ISHARES XPONNTL ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|6489
XT|ISHARES XPONNTL ETF|GLIS|TD Securities Inc|700
XT|ISHARES XPONNTL ETF|GLPX|ACS EXECUTION SERVICES, LLC|5267
XT|ISHARES XPONNTL ETF|GSCO|GOLDMAN SACHS & CO. LLC|50081
XT|ISHARES XPONNTL ETF|GSCS|GOLDMAN SACHS & CO. LLC|70
XT|ISHARES XPONNTL ETF|GTSZ|GTS SECURITIES LLC|350
XT|ISHARES XPONNTL ETF|HRBF|American Enterprise Investment Services Inc.|10611
XT|ISHARES XPONNTL ETF|HSBC|HSBC Securities, Inc.|4375
XT|ISHARES XPONNTL ETF|IATS|INTERACTIVE BROKERS LLC|122
XT|ISHARES XPONNTL ETF|IBKR|Interactive Brokers Llc|13254
XT|ISHARES XPONNTL ETF|ICBX|INSTINET, LLC|18151
XT|ISHARES XPONNTL ETF|INCA|INSTINET, LLC|2278
XT|ISHARES XPONNTL ETF|ITGI|ITG Inc.|35452
XT|ISHARES XPONNTL ETF|ITGP|ITG INC.|198000
XT|ISHARES XPONNTL ETF|JANY|Janney Montgomery Scott Inc.|235
XT|ISHARES XPONNTL ETF|JMPT|JUMP TRADING, LLC|225
XT|ISHARES XPONNTL ETF|JPMX|J.P. Morgan Securities LLC|12696
XT|ISHARES XPONNTL ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|353032
XT|ISHARES XPONNTL ETF|JSJX|JANE STREET CAPITAL LLC|199879
XT|ISHARES XPONNTL ETF|KCGM|VIRTU Americas LLC|27761
XT|ISHARES XPONNTL ETF|LEHM|Barclays Capital Inc./Le|21200
XT|ISHARES XPONNTL ETF|LIME|Lime Brokerage LLC|27185
XT|ISHARES XPONNTL ETF|LSCI|Lek Securities Corporation|5
XT|ISHARES XPONNTL ETF|MACC|Mid Atlantic Capital Corporation|705
XT|ISHARES XPONNTL ETF|MCMF|Raymond James Ltd. Cds|300
XT|ISHARES XPONNTL ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|36782
XT|ISHARES XPONNTL ETF|MOTF|MOTIF INVESTING, INC.|1
XT|ISHARES XPONNTL ETF|MSCO|MORGAN STANLEY & CO. LLC|112321
XT|ISHARES XPONNTL ETF|MSPL|MORGAN STANLEY & CO. LLC|20200
XT|ISHARES XPONNTL ETF|NFSC|National Financial Services LLC|187230
XT|ISHARES XPONNTL ETF|NITE|VIRTU Americas LLC|217014
XT|ISHARES XPONNTL ETF|OLDM|OLD MISSION CAPITAL, LLC|19238
XT|ISHARES XPONNTL ETF|OPCO|Oppenheimer & Co. Inc.|1735
XT|ISHARES XPONNTL ETF|PCPT|PHILLIP CAPITAL INC.|300
XT|ISHARES XPONNTL ETF|PDQM|CODA MARKETS, INC.|13096
XT|ISHARES XPONNTL ETF|RAJA|Raymond James & Associates, Inc.|62242
XT|ISHARES XPONNTL ETF|RBCM|RBC CAPITAL MARKETS, LLC|16987
XT|ISHARES XPONNTL ETF|SAGL|SAGETRADER, LLC|1100
XT|ISHARES XPONNTL ETF|SBSH|Citigroup Global Markets Inc.|3739
XT|ISHARES XPONNTL ETF|SEIC|SEI Investments Distribution Co.|553
XT|ISHARES XPONNTL ETF|SGMT|GOLDMAN SACHS & CO. LLC|9176
XT|ISHARES XPONNTL ETF|STFL|Stifel, Nicolaus & Company, Incorporated|8211
XT|ISHARES XPONNTL ETF|STKP|STOCKPILE INVESTMENTS, INC.|12
XT|ISHARES XPONNTL ETF|STTT|STATETRUST INVESTMENTS INC.|1980
XT|ISHARES XPONNTL ETF|SWIM|TD Ameritrade, Inc.|2267
XT|ISHARES XPONNTL ETF|SWST|Hilltop Securities Inc.|3
XT|ISHARES XPONNTL ETF|TKNG|ALLY INVEST SECURITIES LLC|119
XT|ISHARES XPONNTL ETF|UBSA|UBS SECURITIES LLC|97698
XT|ISHARES XPONNTL ETF|UBSS|UBS Securities LLC|164355
XT|ISHARES XPONNTL ETF|VALX|VIRTU AMERICAS LLC|1498
XT|ISHARES XPONNTL ETF|VGRD|Vanguard Marketing Corporation|18619
XT|ISHARES XPONNTL ETF|VSIN|Vision Financial Markets Llc|32
XT|ISHARES XPONNTL ETF|WBET|Wallachbeth Capital LLC|14788
XT|ISHARES XPONNTL ETF|WBLR|WILLIAM BLAIR|133
XT|ISHARES XPONNTL ETF|WCHV|WELLS FARGO SECURITIES, LLC|120928
XT|ISHARES XPONNTL ETF|WEED|Weeden & Co.L.P.|180
XT|ISHARES XPONNTL ETF|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1642
XT|ISHARES XPONNTL ETF|WEXX|WOLVERINE EXECUTION SERVICES, LLC|731
XT|ISHARES XPONNTL ETF|WGIF|CIBC World Markets Inc.|282
XT|ISHARES XPONNTL ETF|WSEA|WOLVERINE SECURITIES, LLC|4050
XT|ISHARES XPONNTL ETF|XSTM|NATIONAL FINANCIAL SERVICES LLC|12260
XT|ISHARES XPONNTL ETF|YKNA|COMHAR CAPITAL MARKETS, LLC|85
XT|ISHARES XPONNTL ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10011
XTH|SPDR S&P TECHNOLOGY|CHAS|Charles Schwab & Co., Inc.|2
XTH|SPDR S&P TECHNOLOGY|IBKR|Interactive Brokers Llc|197
XTH|SPDR S&P TECHNOLOGY|JSJX|JANE STREET CAPITAL LLC|547
XTH|SPDR S&P TECHNOLOGY|KCGM|VIRTU Americas LLC|233
XTH|SPDR S&P TECHNOLOGY|NITE|VIRTU Americas LLC|429
XTH|SPDR S&P TECHNOLOGY|RBCM|RBC CAPITAL MARKETS, LLC|1
XTH|SPDR S&P TECHNOLOGY|SWIM|TD Ameritrade, Inc.|10
XTH|SPDR S&P TECHNOLOGY|UBSA|UBS SECURITIES LLC|600
XTH|SPDR S&P TECHNOLOGY|VGRD|Vanguard Marketing Corporation|5
XTH|SPDR S&P TECHNOLOGY|WSEA|WOLVERINE SECURITIES, LLC|4
XTL|SPDR TELECOM ETF|APCC|Apex Clearing Corporation|16
XTL|SPDR TELECOM ETF|BATM|CBOE TRADING, INC.|44
XTL|SPDR TELECOM ETF|CANT|Cantor Fitzgerald & Co.|5
XTL|SPDR TELECOM ETF|CHAS|Charles Schwab & Co., Inc.|85
XTL|SPDR TELECOM ETF|CIST|Capital Institutional Services, Inc.|100
XTL|SPDR TELECOM ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8507
XTL|SPDR TELECOM ETF|DBAX|Deutsche Bank Securities Inc.|200
XTL|SPDR TELECOM ETF|DEAN|MORGAN STANLEY|275
XTL|SPDR TELECOM ETF|EBXL|EBX LLC|1100
XTL|SPDR TELECOM ETF|EDJO|Edward D. Jones & Co., L.P.|366
XTL|SPDR TELECOM ETF|ETRS|E*Trade Securities LLC|410
XTL|SPDR TELECOM ETF|FINX|FINTECH SECURITIES|1218
XTL|SPDR TELECOM ETF|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1113
XTL|SPDR TELECOM ETF|FTBR|Foliofn Investments, Inc.|121
XTL|SPDR TELECOM ETF|GSCO|GOLDMAN SACHS & CO. LLC|343
XTL|SPDR TELECOM ETF|GTSZ|GTS SECURITIES LLC|198
XTL|SPDR TELECOM ETF|HRBF|American Enterprise Investment Services Inc.|141
XTL|SPDR TELECOM ETF|IATS|INTERACTIVE BROKERS LLC|300
XTL|SPDR TELECOM ETF|IBKR|Interactive Brokers Llc|1082
XTL|SPDR TELECOM ETF|INCA|INSTINET, LLC|7
XTL|SPDR TELECOM ETF|ITGI|ITG Inc.|86
XTL|SPDR TELECOM ETF|JPMX|J.P. Morgan Securities LLC|800
XTL|SPDR TELECOM ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|2720
XTL|SPDR TELECOM ETF|JSJX|JANE STREET CAPITAL LLC|11067
XTL|SPDR TELECOM ETF|KCGM|VIRTU Americas LLC|6531
XTL|SPDR TELECOM ETF|LEHM|Barclays Capital Inc./Le|1
XTL|SPDR TELECOM ETF|LIME|Lime Brokerage LLC|984
XTL|SPDR TELECOM ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1210
XTL|SPDR TELECOM ETF|MSCO|MORGAN STANLEY & CO. LLC|766
XTL|SPDR TELECOM ETF|MSPL|MORGAN STANLEY & CO. LLC|100
XTL|SPDR TELECOM ETF|MTON|MILLINGTON SECURITIES, INC.|653
XTL|SPDR TELECOM ETF|NFSC|National Financial Services LLC|9969
XTL|SPDR TELECOM ETF|NITE|VIRTU Americas LLC|18806
XTL|SPDR TELECOM ETF|NITP|VIRTU Americas LLC|2
XTL|SPDR TELECOM ETF|PDQM|CODA MARKETS, INC.|1700
XTL|SPDR TELECOM ETF|PUMA|Puma Capital, Llc|653
XTL|SPDR TELECOM ETF|RBCM|RBC CAPITAL MARKETS, LLC|424
XTL|SPDR TELECOM ETF|SHMR|ABN Amro Clearing LLC|100
XTL|SPDR TELECOM ETF|STFL|Stifel, Nicolaus & Company, Incorporated|673
XTL|SPDR TELECOM ETF|UBSA|UBS SECURITIES LLC|13009
XTL|SPDR TELECOM ETF|UBSS|UBS Securities LLC|8106
XTL|SPDR TELECOM ETF|VGRD|Vanguard Marketing Corporation|100
XTL|SPDR TELECOM ETF|WBLR|WILLIAM BLAIR|7
XTL|SPDR TELECOM ETF|WCHV|WELLS FARGO SECURITIES, LLC|6478
XTL|SPDR TELECOM ETF|WSEA|WOLVERINE SECURITIES, LLC|1
XTL|SPDR TELECOM ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|298
XTLB|XTL BIOPHARMA ADS|ALTX|Alternet Securities Inc.|500
XTLB|XTL BIOPHARMA ADS|CANT|Cantor Fitzgerald & Co.|18096
XTLB|XTL BIOPHARMA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|7657
XTLB|XTL BIOPHARMA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1500
XTLB|XTL BIOPHARMA ADS|DBAX|Deutsche Bank Securities Inc.|2700
XTLB|XTL BIOPHARMA ADS|EBXL|EBX LLC|1800
XTLB|XTL BIOPHARMA ADS|EGAM|CBOE TRADING, INC.|200
XTLB|XTL BIOPHARMA ADS|EGXM|CBOE TRADING, INC.|1550
XTLB|XTL BIOPHARMA ADS|EGXW|CBOE TRADING, INC.|4016
XTLB|XTL BIOPHARMA ADS|ETRS|E*Trade Securities LLC|62112
XTLB|XTL BIOPHARMA ADS|FBCO|Credit Suisse Securities (USA) LLC|5218
XTLB|XTL BIOPHARMA ADS|FILL|Tradestation Securities, Inc.|12000
XTLB|XTL BIOPHARMA ADS|FINX|FINTECH SECURITIES|661
XTLB|XTL BIOPHARMA ADS|FOMA|TD AMERITRADE CLEARING, INC.|51430
XTLB|XTL BIOPHARMA ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|300
XTLB|XTL BIOPHARMA ADS|GLPX|ACS EXECUTION SERVICES, LLC|2584
XTLB|XTL BIOPHARMA ADS|GSLT|GOLDMAN SACHS & CO. LLC|1300
XTLB|XTL BIOPHARMA ADS|GTSZ|GTS SECURITIES LLC|1026
XTLB|XTL BIOPHARMA ADS|IATS|INTERACTIVE BROKERS LLC|720
XTLB|XTL BIOPHARMA ADS|IBKR|Interactive Brokers Llc|21458
XTLB|XTL BIOPHARMA ADS|ICBX|INSTINET, LLC|1960
XTLB|XTL BIOPHARMA ADS|INCA|INSTINET, LLC|5196
XTLB|XTL BIOPHARMA ADS|ITGI|ITG Inc.|4225
XTLB|XTL BIOPHARMA ADS|ITGP|ITG INC.|2400
XTLB|XTL BIOPHARMA ADS|JPMX|J.P. Morgan Securities LLC|200
XTLB|XTL BIOPHARMA ADS|KCGM|VIRTU Americas LLC|1100
XTLB|XTL BIOPHARMA ADS|LEHM|Barclays Capital Inc./Le|1000
XTLB|XTL BIOPHARMA ADS|LIME|Lime Brokerage LLC|4958
XTLB|XTL BIOPHARMA ADS|MSCO|MORGAN STANLEY & CO. LLC|19779
XTLB|XTL BIOPHARMA ADS|NFSC|National Financial Services LLC|33336
XTLB|XTL BIOPHARMA ADS|NITE|VIRTU Americas LLC|51254
XTLB|XTL BIOPHARMA ADS|OPCO|Oppenheimer & Co. Inc.|2013
XTLB|XTL BIOPHARMA ADS|PDQM|CODA MARKETS, INC.|4598
XTLB|XTL BIOPHARMA ADS|SGMT|GOLDMAN SACHS & CO. LLC|100
XTLB|XTL BIOPHARMA ADS|SPDR|SPEEDROUTE LLC|3200
XTLB|XTL BIOPHARMA ADS|SWIM|TD Ameritrade, Inc.|8516
XTLB|XTL BIOPHARMA ADS|TKNG|ALLY INVEST SECURITIES LLC|10
XTLB|XTL BIOPHARMA ADS|TWTT|TASTYWORKS, INC.|767
XTLB|XTL BIOPHARMA ADS|UBSA|UBS SECURITIES LLC|3870
XTLB|XTL BIOPHARMA ADS|UBSS|UBS Securities LLC|17130
XTLB|XTL BIOPHARMA ADS|VIEW|VIEWTRADE SECURITIES LLC|1323
XTLB|XTL BIOPHARMA ADS|WEDB|WEDBUSH SECURITIES INC.|35
XTN|SPDR TRANSPORT ETF|APCC|Apex Clearing Corporation|62
XTN|SPDR TRANSPORT ETF|BARD|Robert W. Baird & Co. Incorporated|34
XTN|SPDR TRANSPORT ETF|BATM|CBOE TRADING, INC.|800
XTN|SPDR TRANSPORT ETF|BBNT|BB&T SECURITIES, LLC|14
XTN|SPDR TRANSPORT ETF|BKMM|BNY MELLON CAPITAL MARKETS, LLC|336
XTN|SPDR TRANSPORT ETF|CANT|Cantor Fitzgerald & Co.|1
XTN|SPDR TRANSPORT ETF|CHAS|Charles Schwab & Co., Inc.|14
XTN|SPDR TRANSPORT ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|842
XTN|SPDR TRANSPORT ETF|DBAX|Deutsche Bank Securities Inc.|1100
XTN|SPDR TRANSPORT ETF|DEAN|MORGAN STANLEY|4358
XTN|SPDR TRANSPORT ETF|EBXL|EBX LLC|200
XTN|SPDR TRANSPORT ETF|EDJO|Edward D. Jones & Co., L.P.|886
XTN|SPDR TRANSPORT ETF|ETCB|ETC BROKERAGE SERVICES, LLC|56
XTN|SPDR TRANSPORT ETF|ETRS|E*Trade Securities LLC|4319
XTN|SPDR TRANSPORT ETF|FMAF|NBCN Inc./ CDS|290
XTN|SPDR TRANSPORT ETF|FTBR|Foliofn Investments, Inc.|33
XTN|SPDR TRANSPORT ETF|HRBF|American Enterprise Investment Services Inc.|1589
XTN|SPDR TRANSPORT ETF|IATS|INTERACTIVE BROKERS LLC|61
XTN|SPDR TRANSPORT ETF|IBKR|Interactive Brokers Llc|1725
XTN|SPDR TRANSPORT ETF|ICBX|INSTINET, LLC|4200
XTN|SPDR TRANSPORT ETF|JANY|Janney Montgomery Scott Inc.|200
XTN|SPDR TRANSPORT ETF|JPMX|J.P. Morgan Securities LLC|3200
XTN|SPDR TRANSPORT ETF|JSEB|JANE STREET EXECUTION SERVICES, LLC|160978
XTN|SPDR TRANSPORT ETF|JSJX|JANE STREET CAPITAL LLC|41154
XTN|SPDR TRANSPORT ETF|KCGM|VIRTU Americas LLC|450
XTN|SPDR TRANSPORT ETF|LEHM|Barclays Capital Inc./Le|1093
XTN|SPDR TRANSPORT ETF|LIME|Lime Brokerage LLC|2949
XTN|SPDR TRANSPORT ETF|MACC|Mid Atlantic Capital Corporation|1538
XTN|SPDR TRANSPORT ETF|MSCO|MORGAN STANLEY & CO. LLC|15527
XTN|SPDR TRANSPORT ETF|NFSC|National Financial Services LLC|22914
XTN|SPDR TRANSPORT ETF|NITE|VIRTU Americas LLC|27482
XTN|SPDR TRANSPORT ETF|NQRB|Brut, LLC|100
XTN|SPDR TRANSPORT ETF|PWJC|UBS Financial Services, Inc.|142
XTN|SPDR TRANSPORT ETF|RBCM|RBC CAPITAL MARKETS, LLC|513
XTN|SPDR TRANSPORT ETF|SALI|INTL FCSTONE FINANCIAL INC.|37
XTN|SPDR TRANSPORT ETF|SBSH|Citigroup Global Markets Inc.|200
XTN|SPDR TRANSPORT ETF|SGMT|GOLDMAN SACHS & CO. LLC|200
XTN|SPDR TRANSPORT ETF|STFL|Stifel, Nicolaus & Company, Incorporated|120
XTN|SPDR TRANSPORT ETF|STKP|STOCKPILE INVESTMENTS, INC.|4
XTN|SPDR TRANSPORT ETF|SWIM|TD Ameritrade, Inc.|887
XTN|SPDR TRANSPORT ETF|SWST|Hilltop Securities Inc.|50
XTN|SPDR TRANSPORT ETF|TKNG|ALLY INVEST SECURITIES LLC|40
XTN|SPDR TRANSPORT ETF|UBSA|UBS SECURITIES LLC|2463
XTN|SPDR TRANSPORT ETF|UBSS|UBS Securities LLC|22532
XTN|SPDR TRANSPORT ETF|VALX|VIRTU AMERICAS LLC|3184
XTN|SPDR TRANSPORT ETF|VGRD|Vanguard Marketing Corporation|4893
XTN|SPDR TRANSPORT ETF|WCHV|WELLS FARGO SECURITIES, LLC|3094
XTN|SPDR TRANSPORT ETF|WEED|Weeden & Co.L.P.|122
XTN|SPDR TRANSPORT ETF|WSEA|WOLVERINE SECURITIES, LLC|63
XTN|SPDR TRANSPORT ETF|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3545
XTNT|XTANT MED HLDG INC|AGIS|Aegis Capital Corp.|233
XTNT|XTANT MED HLDG INC|ALTX|Alternet Securities Inc.|336
XTNT|XTANT MED HLDG INC|APCC|Apex Clearing Corporation|505
XTNT|XTANT MED HLDG INC|AQUA|AQUA SECURITIES L.P.|89800
XTNT|XTANT MED HLDG INC|BATM|CBOE TRADING, INC.|234
XTNT|XTANT MED HLDG INC|BAYC|BAY CREST PARTNERS, LLC|845
XTNT|XTANT MED HLDG INC|BIMI|Banca IMI Securities Corp.|250
XTNT|XTANT MED HLDG INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1376
XTNT|XTANT MED HLDG INC|CHAS|Charles Schwab & Co., Inc.|120
XTNT|XTANT MED HLDG INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|6650
XTNT|XTANT MED HLDG INC|CTDL|Citadel Derivatives Group Llc|1235
XTNT|XTANT MED HLDG INC|DBAB|Deutsche Bank Securities Inc.|393
XTNT|XTANT MED HLDG INC|DBAX|Deutsche Bank Securities Inc.|4600
XTNT|XTANT MED HLDG INC|DEGS|RONIN PROFESSIONAL LLC|1900
XTNT|XTANT MED HLDG INC|EBXL|EBX LLC|3700
XTNT|XTANT MED HLDG INC|EDJO|Edward D. Jones & Co., L.P.|58
XTNT|XTANT MED HLDG INC|EGXM|CBOE TRADING, INC.|336
XTNT|XTANT MED HLDG INC|ETRS|E*Trade Securities LLC|20027
XTNT|XTANT MED HLDG INC|FILL|Tradestation Securities, Inc.|566
XTNT|XTANT MED HLDG INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2602
XTNT|XTANT MED HLDG INC|GLPX|ACS EXECUTION SERVICES, LLC|494
XTNT|XTANT MED HLDG INC|GSCO|GOLDMAN SACHS & CO. LLC|4463
XTNT|XTANT MED HLDG INC|GSLT|GOLDMAN SACHS & CO. LLC|200
XTNT|XTANT MED HLDG INC|GTSZ|GTS SECURITIES LLC|2383
XTNT|XTANT MED HLDG INC|IATS|INTERACTIVE BROKERS LLC|2353
XTNT|XTANT MED HLDG INC|IBKR|Interactive Brokers Llc|510
XTNT|XTANT MED HLDG INC|ICBX|INSTINET, LLC|3200
XTNT|XTANT MED HLDG INC|INCA|INSTINET, LLC|2662
XTNT|XTANT MED HLDG INC|ITGP|ITG INC.|2800
XTNT|XTANT MED HLDG INC|JPMX|J.P. Morgan Securities LLC|14800
XTNT|XTANT MED HLDG INC|KCGM|VIRTU Americas LLC|2340
XTNT|XTANT MED HLDG INC|LEHM|Barclays Capital Inc./Le|1300
XTNT|XTANT MED HLDG INC|LIME|Lime Brokerage LLC|1296
XTNT|XTANT MED HLDG INC|LQNA|LIQUIDNET, INC.|30100
XTNT|XTANT MED HLDG INC|MAXM|Maxim Group LLC|3274
XTNT|XTANT MED HLDG INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1500
XTNT|XTANT MED HLDG INC|MSCO|MORGAN STANLEY & CO. LLC|13755
XTNT|XTANT MED HLDG INC|MSPL|MORGAN STANLEY & CO. LLC|7700
XTNT|XTANT MED HLDG INC|NFSC|National Financial Services LLC|34477
XTNT|XTANT MED HLDG INC|NITE|VIRTU Americas LLC|59070
XTNT|XTANT MED HLDG INC|PDQM|CODA MARKETS, INC.|494
XTNT|XTANT MED HLDG INC|PWJC|UBS Financial Services, Inc.|9500
XTNT|XTANT MED HLDG INC|SBSH|Citigroup Global Markets Inc.|634
XTNT|XTANT MED HLDG INC|SGMT|GOLDMAN SACHS & CO. LLC|1900
XTNT|XTANT MED HLDG INC|SPDR|SPEEDROUTE LLC|845
XTNT|XTANT MED HLDG INC|SWIM|TD Ameritrade, Inc.|6898
XTNT|XTANT MED HLDG INC|UBSA|UBS SECURITIES LLC|35607
XTNT|XTANT MED HLDG INC|UBSS|UBS Securities LLC|37879
XTNT|XTANT MED HLDG INC|VALX|VIRTU AMERICAS LLC|1432
XTNT|XTANT MED HLDG INC|VGRD|Vanguard Marketing Corporation|500
XTNT|XTANT MED HLDG INC|WCHV|WELLS FARGO SECURITIES, LLC|1752
XTNT|XTANT MED HLDG INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|670
XTNT|XTANT MED HLDG INC|WSEA|WOLVERINE SECURITIES, LLC|245
XTNT|XTANT MED HLDG INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|2800
XUSA|QUANTX DYNAMIC BETA|CHAS|Charles Schwab & Co., Inc.|1
XUSA|QUANTX DYNAMIC BETA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|300
XUSA|QUANTX DYNAMIC BETA|IBKR|Interactive Brokers Llc|200
XUSA|QUANTX DYNAMIC BETA|JSEB|JANE STREET EXECUTION SERVICES, LLC|2091
XUSA|QUANTX DYNAMIC BETA|KCGM|VIRTU Americas LLC|623
XUSA|QUANTX DYNAMIC BETA|NITE|VIRTU Americas LLC|105
XUSA|QUANTX DYNAMIC BETA|NITP|VIRTU Americas LLC|200
XUSA|QUANTX DYNAMIC BETA|UBSA|UBS SECURITIES LLC|400
XUSA|QUANTX DYNAMIC BETA|WSEA|WOLVERINE SECURITIES, LLC|8
XVZ|IPATH S&P500 DYN VIX|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|201
XVZ|IPATH S&P500 DYN VIX|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
XVZ|IPATH S&P500 DYN VIX|CROS|CREDIT SUISSE SECURITIES (USA) LLC|769
XVZ|IPATH S&P500 DYN VIX|DBAX|Deutsche Bank Securities Inc.|200
XVZ|IPATH S&P500 DYN VIX|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|10
XVZ|IPATH S&P500 DYN VIX|FTBR|Foliofn Investments, Inc.|1
XVZ|IPATH S&P500 DYN VIX|GEBB|GLOBAL EXECUTION BROKERS, LP|17
XVZ|IPATH S&P500 DYN VIX|GSLT|GOLDMAN SACHS & CO. LLC|400
XVZ|IPATH S&P500 DYN VIX|INCA|INSTINET, LLC|1
XVZ|IPATH S&P500 DYN VIX|JSJX|JANE STREET CAPITAL LLC|200
XVZ|IPATH S&P500 DYN VIX|KCGM|VIRTU Americas LLC|1212
XVZ|IPATH S&P500 DYN VIX|LIME|Lime Brokerage LLC|12
XVZ|IPATH S&P500 DYN VIX|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
XVZ|IPATH S&P500 DYN VIX|MSCO|MORGAN STANLEY & CO. LLC|151
XVZ|IPATH S&P500 DYN VIX|NFSC|National Financial Services LLC|100
XVZ|IPATH S&P500 DYN VIX|NITE|VIRTU Americas LLC|7539
XVZ|IPATH S&P500 DYN VIX|SPDR|SPEEDROUTE LLC|1
XVZ|IPATH S&P500 DYN VIX|UBSA|UBS SECURITIES LLC|2465
XVZ|IPATH S&P500 DYN VIX|UBSS|UBS Securities LLC|2
XVZ|IPATH S&P500 DYN VIX|VGRD|Vanguard Marketing Corporation|3
XWEB|SPDR S&P INTERNET ET|APCC|Apex Clearing Corporation|170
XWEB|SPDR S&P INTERNET ET|BATM|CBOE TRADING, INC.|85
XWEB|SPDR S&P INTERNET ET|BKMM|BNY MELLON CAPITAL MARKETS, LLC|262
XWEB|SPDR S&P INTERNET ET|BRGE|Newbridge Securities Corp.|142
XWEB|SPDR S&P INTERNET ET|BYXM|CBOE TRADING, INC.|318
XWEB|SPDR S&P INTERNET ET|CANT|Cantor Fitzgerald & Co.|5525
XWEB|SPDR S&P INTERNET ET|CROS|CREDIT SUISSE SECURITIES (USA) LLC|17446
XWEB|SPDR S&P INTERNET ET|CTDL|Citadel Derivatives Group Llc|5353
XWEB|SPDR S&P INTERNET ET|DBAX|Deutsche Bank Securities Inc.|3500
XWEB|SPDR S&P INTERNET ET|DEAN|MORGAN STANLEY|510
XWEB|SPDR S&P INTERNET ET|EBXL|EBX LLC|3800
XWEB|SPDR S&P INTERNET ET|EGXM|CBOE TRADING, INC.|100
XWEB|SPDR S&P INTERNET ET|EGXW|CBOE TRADING, INC.|55
XWEB|SPDR S&P INTERNET ET|ETRS|E*Trade Securities LLC|6361
XWEB|SPDR S&P INTERNET ET|FIDT|Fidelity Clearing Canada ULC./ CDS|1090
XWEB|SPDR S&P INTERNET ET|FMAF|NBCN Inc./ CDS|200
XWEB|SPDR S&P INTERNET ET|FTBR|Foliofn Investments, Inc.|598
XWEB|SPDR S&P INTERNET ET|GEBB|GLOBAL EXECUTION BROKERS, LP|100
XWEB|SPDR S&P INTERNET ET|GSLT|GOLDMAN SACHS & CO. LLC|1481
XWEB|SPDR S&P INTERNET ET|GTSZ|GTS SECURITIES LLC|1936
XWEB|SPDR S&P INTERNET ET|HRBF|American Enterprise Investment Services Inc.|100
XWEB|SPDR S&P INTERNET ET|IATS|INTERACTIVE BROKERS LLC|327
XWEB|SPDR S&P INTERNET ET|IBKR|Interactive Brokers Llc|3825
XWEB|SPDR S&P INTERNET ET|ICBX|INSTINET, LLC|700
XWEB|SPDR S&P INTERNET ET|INCA|INSTINET, LLC|1
XWEB|SPDR S&P INTERNET ET|ITGP|ITG INC.|1000
XWEB|SPDR S&P INTERNET ET|JANY|Janney Montgomery Scott Inc.|175
XWEB|SPDR S&P INTERNET ET|JPMX|J.P. Morgan Securities LLC|4200
XWEB|SPDR S&P INTERNET ET|JSEB|JANE STREET EXECUTION SERVICES, LLC|40383
XWEB|SPDR S&P INTERNET ET|JSJX|JANE STREET CAPITAL LLC|25119
XWEB|SPDR S&P INTERNET ET|KCGM|VIRTU Americas LLC|20237
XWEB|SPDR S&P INTERNET ET|LEHM|Barclays Capital Inc./Le|2200
XWEB|SPDR S&P INTERNET ET|LIME|Lime Brokerage LLC|688
XWEB|SPDR S&P INTERNET ET|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
XWEB|SPDR S&P INTERNET ET|MACC|Mid Atlantic Capital Corporation|250
XWEB|SPDR S&P INTERNET ET|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|19022
XWEB|SPDR S&P INTERNET ET|MOTF|MOTIF INVESTING, INC.|3
XWEB|SPDR S&P INTERNET ET|MSCO|MORGAN STANLEY & CO. LLC|3739
XWEB|SPDR S&P INTERNET ET|MSPL|MORGAN STANLEY & CO. LLC|5700
XWEB|SPDR S&P INTERNET ET|NFSC|National Financial Services LLC|48345
XWEB|SPDR S&P INTERNET ET|NITE|VIRTU Americas LLC|33566
XWEB|SPDR S&P INTERNET ET|NTBF|BMO Nesbitt Burns Inc./CDS|247
XWEB|SPDR S&P INTERNET ET|SGMT|GOLDMAN SACHS & CO. LLC|1812
XWEB|SPDR S&P INTERNET ET|SWIM|TD Ameritrade, Inc.|1568
XWEB|SPDR S&P INTERNET ET|SWST|Hilltop Securities Inc.|164
XWEB|SPDR S&P INTERNET ET|TKNG|ALLY INVEST SECURITIES LLC|1045
XWEB|SPDR S&P INTERNET ET|UBSS|UBS Securities LLC|18611
XWEB|SPDR S&P INTERNET ET|VGRD|Vanguard Marketing Corporation|4767
XWEB|SPDR S&P INTERNET ET|WCHV|WELLS FARGO SECURITIES, LLC|1766
XWEB|SPDR S&P INTERNET ET|WEDB|WEDBUSH SECURITIES INC.|55
XWEB|SPDR S&P INTERNET ET|WSEA|WOLVERINE SECURITIES, LLC|817
XWEB|SPDR S&P INTERNET ET|XSTM|NATIONAL FINANCIAL SERVICES LLC|1030
XXII|22ND CENTURY GRP|AGIS|Aegis Capital Corp.|37227
XXII|22ND CENTURY GRP|ALTX|Alternet Securities Inc.|11234
XXII|22ND CENTURY GRP|APCC|Apex Clearing Corporation|36865
XXII|22ND CENTURY GRP|AVON|Avondale Partners, LLC|2100
XXII|22ND CENTURY GRP|BANK|Primevest Financial Services, Inc.|4080
XXII|22ND CENTURY GRP|BARD|Robert W. Baird & Co. Incorporated|1510
XXII|22ND CENTURY GRP|BATM|CBOE TRADING, INC.|5341
XXII|22ND CENTURY GRP|BAYC|BAY CREST PARTNERS, LLC|4950
XXII|22ND CENTURY GRP|BAYT|BTIG, LLC|3200
XXII|22ND CENTURY GRP|BELO|Beloyan Investment Securities, Inc.|2543
XXII|22ND CENTURY GRP|BERN|Sanford C. Bernstein & Co., LLC|10
XXII|22ND CENTURY GRP|BIMI|Banca IMI Securities Corp.|11864
XXII|22ND CENTURY GRP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|49194
XXII|22ND CENTURY GRP|BRGE|Newbridge Securities Corp.|900
XXII|22ND CENTURY GRP|BTIG|BTIG, LLC|148577
XXII|22ND CENTURY GRP|BYXM|CBOE TRADING, INC.|1600
XXII|22ND CENTURY GRP|CANT|Cantor Fitzgerald & Co.|35
XXII|22ND CENTURY GRP|CHAS|Charles Schwab & Co., Inc.|11834
XXII|22ND CENTURY GRP|CHDN|CHARDAN CAPITAL MARKETS LLC|300
XXII|22ND CENTURY GRP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|26537
XXII|22ND CENTURY GRP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5800
XXII|22ND CENTURY GRP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|327463
XXII|22ND CENTURY GRP|CTDE|CHOICETRADE|300
XXII|22ND CENTURY GRP|CTDL|Citadel Derivatives Group Llc|40909
XXII|22ND CENTURY GRP|CXCX|CITIGROUP GLOBAL MARKETS INC.|52068
XXII|22ND CENTURY GRP|DBAB|Deutsche Bank Securities Inc.|83100
XXII|22ND CENTURY GRP|DBAX|Deutsche Bank Securities Inc.|890700
XXII|22ND CENTURY GRP|DEAN|MORGAN STANLEY|16450
XXII|22ND CENTURY GRP|DEGS|RONIN PROFESSIONAL LLC|19468
XXII|22ND CENTURY GRP|DRWK|DRW SECURITIES, L.L.C.|86
XXII|22ND CENTURY GRP|EBXL|EBX LLC|167600
XXII|22ND CENTURY GRP|ECUT|CONVERGEX EXECUTION SOLUTIONS|10624
XXII|22ND CENTURY GRP|EDJO|Edward D. Jones & Co., L.P.|38981
XXII|22ND CENTURY GRP|EGAM|CBOE TRADING, INC.|5298
XXII|22ND CENTURY GRP|EGXM|CBOE TRADING, INC.|11250
XXII|22ND CENTURY GRP|ETBE|Electronic Transaction Clearing, Inc.|14650
XXII|22ND CENTURY GRP|ETCB|ETC BROKERAGE SERVICES, LLC|3281
XXII|22ND CENTURY GRP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1400
XXII|22ND CENTURY GRP|ETRS|E*Trade Securities LLC|1770065
XXII|22ND CENTURY GRP|FILL|Tradestation Securities, Inc.|17110
XXII|22ND CENTURY GRP|FMAF|NBCN Inc./ CDS|5900
XXII|22ND CENTURY GRP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|68669
XXII|22ND CENTURY GRP|FTBR|Foliofn Investments, Inc.|22726
XXII|22ND CENTURY GRP|GEBB|GLOBAL EXECUTION BROKERS, LP|17000
XXII|22ND CENTURY GRP|GLIS|TD Securities Inc|6622
XXII|22ND CENTURY GRP|GLPX|ACS EXECUTION SERVICES, LLC|71316
XXII|22ND CENTURY GRP|GSCO|GOLDMAN SACHS & CO. LLC|826895
XXII|22ND CENTURY GRP|GSCS|GOLDMAN SACHS & CO. LLC|1400
XXII|22ND CENTURY GRP|GSLT|GOLDMAN SACHS & CO. LLC|38633
XXII|22ND CENTURY GRP|GTSZ|GTS SECURITIES LLC|225
XXII|22ND CENTURY GRP|HAPX|HAP Trading, LLC|2542
XXII|22ND CENTURY GRP|HRBF|American Enterprise Investment Services Inc.|20183
XXII|22ND CENTURY GRP|IATS|INTERACTIVE BROKERS LLC|106542
XXII|22ND CENTURY GRP|IBKR|Interactive Brokers Llc|73699
XXII|22ND CENTURY GRP|ICBX|INSTINET, LLC|98098
XXII|22ND CENTURY GRP|IEQY|CITADEL SECURITIES LLC|25138
XXII|22ND CENTURY GRP|INCA|INSTINET, LLC|65383
XXII|22ND CENTURY GRP|INJX|INSTINET, LLC|23
XXII|22ND CENTURY GRP|INTL|INTL FCSTONE FINANCIAL INC.|1388
XXII|22ND CENTURY GRP|ITGI|ITG Inc.|199965
XXII|22ND CENTURY GRP|ITGP|ITG INC.|129400
XXII|22ND CENTURY GRP|JANY|Janney Montgomery Scott Inc.|1000
XXII|22ND CENTURY GRP|JEFF|JEFFERIES LLC|32569
XXII|22ND CENTURY GRP|JMPT|JUMP TRADING, LLC|41442
XXII|22ND CENTURY GRP|JPBX|J.P. MORGAN SECURITIES LLC|49196
XXII|22ND CENTURY GRP|JPMX|J.P. Morgan Securities LLC|516048
XXII|22ND CENTURY GRP|JSJX|JANE STREET CAPITAL LLC|9789
XXII|22ND CENTURY GRP|KCGM|VIRTU Americas LLC|107350
XXII|22ND CENTURY GRP|KCRD|PHX FINANCIAL, INC.|625
XXII|22ND CENTURY GRP|LEHM|Barclays Capital Inc./Le|980232
XXII|22ND CENTURY GRP|LIME|Lime Brokerage LLC|1451
XXII|22ND CENTURY GRP|LOOP|Loop Capital Markets LLC|17343
XXII|22ND CENTURY GRP|LSCI|Lek Securities Corporation|730
XXII|22ND CENTURY GRP|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
XXII|22ND CENTURY GRP|MACQ|Macquarie Capital (USA) Inc.|10802
XXII|22ND CENTURY GRP|MAXM|Maxim Group LLC|600
XXII|22ND CENTURY GRP|MBTS|ALLY INVEST SECURITIES LLC|14254
XXII|22ND CENTURY GRP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|326200
XXII|22ND CENTURY GRP|MOTF|MOTIF INVESTING, INC.|5
XXII|22ND CENTURY GRP|MSCO|MORGAN STANLEY & CO. LLC|1472561
XXII|22ND CENTURY GRP|MSPL|MORGAN STANLEY & CO. LLC|680000
XXII|22ND CENTURY GRP|MSTX|MORGAN STANLEY & CO. LLC|661200
XXII|22ND CENTURY GRP|NATL|National Securities Corporation|4550
XXII|22ND CENTURY GRP|NFSC|National Financial Services LLC|1407506
XXII|22ND CENTURY GRP|NITE|VIRTU Americas LLC|3043363
XXII|22ND CENTURY GRP|NITP|VIRTU Americas LLC|197993
XXII|22ND CENTURY GRP|NQRB|Brut, LLC|400
XXII|22ND CENTURY GRP|NTBF|BMO Nesbitt Burns Inc./CDS|2585
XXII|22ND CENTURY GRP|OPCO|Oppenheimer & Co. Inc.|2450
XXII|22ND CENTURY GRP|PAUL|Paulson Investment Company, Inc.|450
XXII|22ND CENTURY GRP|PCPT|PHILLIP CAPITAL INC.|4700
XXII|22ND CENTURY GRP|PDQM|CODA MARKETS, INC.|46118
XXII|22ND CENTURY GRP|PHLY|NASDAQ Execution Services, LLC|20800
XXII|22ND CENTURY GRP|PNSR|Penserra Securities, LLC|103708
XXII|22ND CENTURY GRP|RBCM|RBC CAPITAL MARKETS, LLC|15890
XXII|22ND CENTURY GRP|SAGC|SAGETRADER, LLC|1954
XXII|22ND CENTURY GRP|SAGL|SAGETRADER, LLC|3010
XXII|22ND CENTURY GRP|SBSH|Citigroup Global Markets Inc.|41951
XXII|22ND CENTURY GRP|SGMT|GOLDMAN SACHS & CO. LLC|125722
XXII|22ND CENTURY GRP|SOGO|Wang Investment Associates, Inc.|400
XXII|22ND CENTURY GRP|SPDR|SPEEDROUTE LLC|4894
XXII|22ND CENTURY GRP|SPTD|MINT GLOBAL MARKETS, INC.|1000
XXII|22ND CENTURY GRP|STFL|Stifel, Nicolaus & Company, Incorporated|700
XXII|22ND CENTURY GRP|SWIM|TD Ameritrade, Inc.|935188
XXII|22ND CENTURY GRP|SWST|Hilltop Securities Inc.|2978
XXII|22ND CENTURY GRP|TKNG|ALLY INVEST SECURITIES LLC|112854
XXII|22ND CENTURY GRP|TRCM|TRC MARKETS LLC|291
XXII|22ND CENTURY GRP|TWTT|TASTYWORKS, INC.|3096
XXII|22ND CENTURY GRP|UBSA|UBS SECURITIES LLC|878737
XXII|22ND CENTURY GRP|UBSS|UBS Securities LLC|438156
XXII|22ND CENTURY GRP|VALX|VIRTU AMERICAS LLC|57985
XXII|22ND CENTURY GRP|VGRD|Vanguard Marketing Corporation|130314
XXII|22ND CENTURY GRP|VNDM|Wall Street Access|2700
XXII|22ND CENTURY GRP|VSIN|Vision Financial Markets Llc|1530
XXII|22ND CENTURY GRP|WCHV|WELLS FARGO SECURITIES, LLC|57462
XXII|22ND CENTURY GRP|WEED|Weeden & Co.L.P.|120
XXII|22ND CENTURY GRP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68394
XXII|22ND CENTURY GRP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|42291
XXII|22ND CENTURY GRP|WGIF|CIBC World Markets Inc.|23868
XXII|22ND CENTURY GRP|WSEA|WOLVERINE SECURITIES, LLC|66904
XXII|22ND CENTURY GRP|WTFS|JUST2TRADE, INC.|200
XXII|22ND CENTURY GRP|XSTM|NATIONAL FINANCIAL SERVICES LLC|67294
XXII|22ND CENTURY GRP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7680
XYL|XYLEM INC.|ABLE|NATIXIS Securities Americas LLC|11105
XYL|XYLEM INC.|ADAM|CANACCORD GENUITY INC.|3417
XYL|XYLEM INC.|AGIS|Aegis Capital Corp.|90
XYL|XYLEM INC.|ALTX|Alternet Securities Inc.|6842
XYL|XYLEM INC.|ANOS|ABEL/NOSER, L.L.C.|18880
XYL|XYLEM INC.|APCC|Apex Clearing Corporation|281
XYL|XYLEM INC.|BALE|M&T SECURITIES, INC.|1500
XYL|XYLEM INC.|BANK|Primevest Financial Services, Inc.|24
XYL|XYLEM INC.|BARD|Robert W. Baird & Co. Incorporated|3963
XYL|XYLEM INC.|BATM|CBOE TRADING, INC.|7786
XYL|XYLEM INC.|BAYC|BAY CREST PARTNERS, LLC|333
XYL|XYLEM INC.|BBNT|BB&T SECURITIES, LLC|1272
XYL|XYLEM INC.|BERN|Sanford C. Bernstein & Co., LLC|17485
XYL|XYLEM INC.|BIDS|BIDS TRADING L.P.|31500
XYL|XYLEM INC.|BIMI|Banca IMI Securities Corp.|230
XYL|XYLEM INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23362
XYL|XYLEM INC.|BNPX|BNP PARIBAS SECURITIES CORP.|155866
XYL|XYLEM INC.|BTIG|BTIG, LLC|55880
XYL|XYLEM INC.|BYXM|CBOE TRADING, INC.|1373
XYL|XYLEM INC.|BZYD|GOLDMAN SACHS & CO. LLC|1000
XYL|XYLEM INC.|CABR|Cabrera Capital Markets, Inc.|25
XYL|XYLEM INC.|CANT|Cantor Fitzgerald & Co.|3467
XYL|XYLEM INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|160992
XYL|XYLEM INC.|CHAS|Charles Schwab & Co., Inc.|4710
XYL|XYLEM INC.|CIBP|CIBC World Markets Corp.|56276
XYL|XYLEM INC.|CICF|Canaccord Genuity Corp.|200
XYL|XYLEM INC.|CIST|Capital Institutional Services, Inc.|2223
XYL|XYLEM INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|114127
XYL|XYLEM INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|21661
XYL|XYLEM INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|719
XYL|XYLEM INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|482978
XYL|XYLEM INC.|CSMS|CORNERSTONE MACRO LLC|200
XYL|XYLEM INC.|CTDL|Citadel Derivatives Group Llc|10000
XYL|XYLEM INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|58048
XYL|XYLEM INC.|DAVA|Davenport & Company LLC|1399
XYL|XYLEM INC.|DBAB|Deutsche Bank Securities Inc.|267725
XYL|XYLEM INC.|DBAX|Deutsche Bank Securities Inc.|221800
XYL|XYLEM INC.|DBUL|Deutsche Bank Securities Inc.|700
XYL|XYLEM INC.|DCHF|Dart Executions, LLC|412
XYL|XYLEM INC.|DEAN|MORGAN STANLEY|73853
XYL|XYLEM INC.|DEGS|RONIN PROFESSIONAL LLC|200
XYL|XYLEM INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1600
XYL|XYLEM INC.|EBXL|EBX LLC|263700
XYL|XYLEM INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|37231
XYL|XYLEM INC.|EDJC|Edward Jones / CDS|392
XYL|XYLEM INC.|EDJO|Edward D. Jones & Co., L.P.|18574
XYL|XYLEM INC.|EGAM|CBOE TRADING, INC.|15468
XYL|XYLEM INC.|EGMT|EG MARKET TECHNOLOGIES LLC|2143
XYL|XYLEM INC.|EGXM|CBOE TRADING, INC.|1340
XYL|XYLEM INC.|ETBE|Electronic Transaction Clearing, Inc.|23785
XYL|XYLEM INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
XYL|XYLEM INC.|ETCC|Electronic Transaction Clearing, Inc.|1020
XYL|XYLEM INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19980
XYL|XYLEM INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|366
XYL|XYLEM INC.|ETRS|E*Trade Securities LLC|11508
XYL|XYLEM INC.|FBSB|U.S. Bancorp Investments, Inc.|223
XYL|XYLEM INC.|FILL|Tradestation Securities, Inc.|1330
XYL|XYLEM INC.|FINX|FINTECH SECURITIES|3440
XYL|XYLEM INC.|FMAF|NBCN Inc./ CDS|6211
XYL|XYLEM INC.|FMCO|First Manhattan Co|200
XYL|XYLEM INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12979
XYL|XYLEM INC.|FQLS|Quantlab Securities LP|403613
XYL|XYLEM INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|199604
XYL|XYLEM INC.|FTBR|Foliofn Investments, Inc.|4303
XYL|XYLEM INC.|GLIS|TD Securities Inc|1373
XYL|XYLEM INC.|GLPX|ACS EXECUTION SERVICES, LLC|46711
XYL|XYLEM INC.|GSCO|GOLDMAN SACHS & CO. LLC|1013624
XYL|XYLEM INC.|GSCS|GOLDMAN SACHS & CO. LLC|8260
XYL|XYLEM INC.|GSLT|GOLDMAN SACHS & CO. LLC|38577
XYL|XYLEM INC.|GTSZ|GTS SECURITIES LLC|227874
XYL|XYLEM INC.|HPPX|POTAMUS TRADING, LLC|40
XYL|XYLEM INC.|HRBF|American Enterprise Investment Services Inc.|115134
XYL|XYLEM INC.|HSBC|HSBC Securities, Inc.|8071
XYL|XYLEM INC.|IATS|INTERACTIVE BROKERS LLC|7858
XYL|XYLEM INC.|IBKR|Interactive Brokers Llc|6917
XYL|XYLEM INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|936
XYL|XYLEM INC.|ICBX|INSTINET, LLC|57821
XYL|XYLEM INC.|IEQY|CITADEL SECURITIES LLC|141804
XYL|XYLEM INC.|INCA|INSTINET, LLC|432314
XYL|XYLEM INC.|INJX|INSTINET, LLC|7400
XYL|XYLEM INC.|ITGI|ITG Inc.|168482
XYL|XYLEM INC.|ITGP|ITG INC.|648600
XYL|XYLEM INC.|JANY|Janney Montgomery Scott Inc.|803
XYL|XYLEM INC.|JEFF|JEFFERIES LLC|324814
XYL|XYLEM INC.|JMPT|JUMP TRADING, LLC|91474
XYL|XYLEM INC.|JONE|JonesTrading|148700
XYL|XYLEM INC.|JPBX|J.P. MORGAN SECURITIES LLC|65781
XYL|XYLEM INC.|JPMX|J.P. Morgan Securities LLC|544500
XYL|XYLEM INC.|JSEB|JANE STREET EXECUTION SERVICES, LLC|58776
XYL|XYLEM INC.|JSJX|JANE STREET CAPITAL LLC|53097
XYL|XYLEM INC.|KCGM|VIRTU Americas LLC|62373
XYL|XYLEM INC.|LEHM|Barclays Capital Inc./Le|950428
XYL|XYLEM INC.|LGNT|COR CLEARING LLC|1
XYL|XYLEM INC.|LIME|Lime Brokerage LLC|95105
XYL|XYLEM INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|56200
XYL|XYLEM INC.|LOOP|Loop Capital Markets LLC|31300
XYL|XYLEM INC.|LQNA|LIQUIDNET, INC.|334700
XYL|XYLEM INC.|LSCI|Lek Securities Corporation|2652
XYL|XYLEM INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
XYL|XYLEM INC.|MACC|Mid Atlantic Capital Corporation|419
XYL|XYLEM INC.|MACQ|Macquarie Capital (USA) Inc.|21079
XYL|XYLEM INC.|MAXM|Maxim Group LLC|4600
XYL|XYLEM INC.|MBTS|ALLY INVEST SECURITIES LLC|12
XYL|XYLEM INC.|MCBT|Moors & Cabot, Inc.|25
XYL|XYLEM INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|171373
XYL|XYLEM INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1100
XYL|XYLEM INC.|MOTF|MOTIF INVESTING, INC.|28
XYL|XYLEM INC.|MSCO|MORGAN STANLEY & CO. LLC|1760231
XYL|XYLEM INC.|MSPL|MORGAN STANLEY & CO. LLC|381800
XYL|XYLEM INC.|MSTX|MORGAN STANLEY & CO. LLC|144100
XYL|XYLEM INC.|NFSC|National Financial Services LLC|175329
XYL|XYLEM INC.|NITE|VIRTU Americas LLC|448323
XYL|XYLEM INC.|NITP|VIRTU Americas LLC|500
XYL|XYLEM INC.|NQRB|Brut, LLC|5334
XYL|XYLEM INC.|NTBF|BMO Nesbitt Burns Inc./CDS|2277
XYL|XYLEM INC.|NTRC|Northern Trust Securities, Inc.|310
XYL|XYLEM INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|578
XYL|XYLEM INC.|OPCO|Oppenheimer & Co. Inc.|12350
XYL|XYLEM INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2690
XYL|XYLEM INC.|PCFF|Pacific International Securities Inc./CDS|100
XYL|XYLEM INC.|PDQM|CODA MARKETS, INC.|108418
XYL|XYLEM INC.|PHLY|NASDAQ Execution Services, LLC|800
XYL|XYLEM INC.|PICT|Pictet Overseas Inc.|199
XYL|XYLEM INC.|PIPR|Piper Jaffray & Co.|2865
XYL|XYLEM INC.|PWJC|UBS Financial Services, Inc.|2154
XYL|XYLEM INC.|QMSR|QUATTRO M SECURITIES INC.|1588
XYL|XYLEM INC.|RBCM|RBC CAPITAL MARKETS, LLC|32235
XYL|XYLEM INC.|SAGL|SAGETRADER, LLC|34678
XYL|XYLEM INC.|SAGW|SAGETRADER, LLC|100
XYL|XYLEM INC.|SALI|INTL FCSTONE FINANCIAL INC.|37
XYL|XYLEM INC.|SBRX|MURIEL SIEBERT & CO INC|6
XYL|XYLEM INC.|SBSH|Citigroup Global Markets Inc.|97239
XYL|XYLEM INC.|SEIC|SEI Investments Distribution Co.|604
XYL|XYLEM INC.|SGMT|GOLDMAN SACHS & CO. LLC|128512
XYL|XYLEM INC.|SOGO|Wang Investment Associates, Inc.|30
XYL|XYLEM INC.|SPDR|SPEEDROUTE LLC|24510
XYL|XYLEM INC.|SPHN|Stephens Inc.|4
XYL|XYLEM INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|600
XYL|XYLEM INC.|STFL|Stifel, Nicolaus & Company, Incorporated|4710
XYL|XYLEM INC.|STKP|STOCKPILE INVESTMENTS, INC.|34
XYL|XYLEM INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4093
XYL|XYLEM INC.|SWIM|TD Ameritrade, Inc.|6865
XYL|XYLEM INC.|SWST|Hilltop Securities Inc.|693
XYL|XYLEM INC.|TKNG|ALLY INVEST SECURITIES LLC|222
XYL|XYLEM INC.|TRBT|Tradebot Systems, Inc.|264332
XYL|XYLEM INC.|TRCM|TRC MARKETS LLC|296955
XYL|XYLEM INC.|TWTT|TASTYWORKS, INC.|104
XYL|XYLEM INC.|UBSA|UBS SECURITIES LLC|621643
XYL|XYLEM INC.|UBSS|UBS Securities LLC|1196964
XYL|XYLEM INC.|VALX|VIRTU AMERICAS LLC|12096
XYL|XYLEM INC.|VGRD|Vanguard Marketing Corporation|11108
XYL|XYLEM INC.|VNDS|VANDHAM SECURITIES CORP|1852
XYL|XYLEM INC.|VSIN|Vision Financial Markets Llc|5
XYL|XYLEM INC.|WABR|Wall Street Access|7670
XYL|XYLEM INC.|WBLR|WILLIAM BLAIR|935
XYL|XYLEM INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3958
XYL|XYLEM INC.|WCHV|WELLS FARGO SECURITIES, LLC|49128
XYL|XYLEM INC.|WDNX|WEEDEN & CO.L.P.|122
XYL|XYLEM INC.|WEDB|WEDBUSH SECURITIES INC.|5237
XYL|XYLEM INC.|WEED|Weeden & Co.L.P.|2314
XYL|XYLEM INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|23846
XYL|XYLEM INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15497
XYL|XYLEM INC.|WFPB|Wells Fargo Securities, LLC.|1800
XYL|XYLEM INC.|WGIF|CIBC World Markets Inc.|325
XYL|XYLEM INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2129
XYL|XYLEM INC.|WSAG|WALL STREET ACCESS|300
XYL|XYLEM INC.|WSEA|WOLVERINE SECURITIES, LLC|2042
XYL|XYLEM INC.|XIST|INSTINET, LLC|30546
XYL|XYLEM INC.|XPQR|Jump Trading|8644
XYL|XYLEM INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|86764
XYL|XYLEM INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|5842
XYL|XYLEM INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14609
Y|ALLEGHANY CP|ALTX|Alternet Securities Inc.|915
Y|ALLEGHANY CP|ANOS|ABEL/NOSER, L.L.C.|200
Y|ALLEGHANY CP|APCC|Apex Clearing Corporation|14
Y|ALLEGHANY CP|BARD|Robert W. Baird & Co. Incorporated|414
Y|ALLEGHANY CP|BATM|CBOE TRADING, INC.|1434
Y|ALLEGHANY CP|BAYC|BAY CREST PARTNERS, LLC|4180
Y|ALLEGHANY CP|BBNT|BB&T SECURITIES, LLC|25
Y|ALLEGHANY CP|BERN|Sanford C. Bernstein & Co., LLC|310
Y|ALLEGHANY CP|BIDS|BIDS TRADING L.P.|200
Y|ALLEGHANY CP|BIMI|Banca IMI Securities Corp.|74
Y|ALLEGHANY CP|BKCM|BNY Mellon Capital Markets LLC|1739
Y|ALLEGHANY CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|125
Y|ALLEGHANY CP|BNPX|BNP PARIBAS SECURITIES CORP.|14929
Y|ALLEGHANY CP|BRVL|BLAYLOCK VAN, LLC|100
Y|ALLEGHANY CP|BTIG|BTIG, LLC|1487
Y|ALLEGHANY CP|BYXM|CBOE TRADING, INC.|1100
Y|ALLEGHANY CP|CHAS|Charles Schwab & Co., Inc.|31
Y|ALLEGHANY CP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1362
Y|ALLEGHANY CP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|22397
Y|ALLEGHANY CP|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|36307
Y|ALLEGHANY CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|24050
Y|ALLEGHANY CP|CTDL|Citadel Derivatives Group Llc|368
Y|ALLEGHANY CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|1982
Y|ALLEGHANY CP|DADA|D.A. Davidson & Co.|50
Y|ALLEGHANY CP|DBAB|Deutsche Bank Securities Inc.|57454
Y|ALLEGHANY CP|DBAX|Deutsche Bank Securities Inc.|21000
Y|ALLEGHANY CP|DBUL|Deutsche Bank Securities Inc.|100
Y|ALLEGHANY CP|DEAN|MORGAN STANLEY|263
Y|ALLEGHANY CP|EBXL|EBX LLC|10600
Y|ALLEGHANY CP|ECUT|CONVERGEX EXECUTION SOLUTIONS|1601
Y|ALLEGHANY CP|EDJO|Edward D. Jones & Co., L.P.|115
Y|ALLEGHANY CP|EGAM|CBOE TRADING, INC.|1416
Y|ALLEGHANY CP|EGAW|CBOE TRADING, INC.|14
Y|ALLEGHANY CP|EGXM|CBOE TRADING, INC.|102
Y|ALLEGHANY CP|ETCC|Electronic Transaction Clearing, Inc.|111
Y|ALLEGHANY CP|ETRS|E*Trade Securities LLC|117
Y|ALLEGHANY CP|FMAF|NBCN Inc./ CDS|25
Y|ALLEGHANY CP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|312
Y|ALLEGHANY CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5951
Y|ALLEGHANY CP|FTBR|Foliofn Investments, Inc.|118
Y|ALLEGHANY CP|GLPX|ACS EXECUTION SERVICES, LLC|22262
Y|ALLEGHANY CP|GSCO|GOLDMAN SACHS & CO. LLC|74776
Y|ALLEGHANY CP|GSLT|GOLDMAN SACHS & CO. LLC|407
Y|ALLEGHANY CP|GTSZ|GTS SECURITIES LLC|28243
Y|ALLEGHANY CP|HRBF|American Enterprise Investment Services Inc.|128
Y|ALLEGHANY CP|IATS|INTERACTIVE BROKERS LLC|10
Y|ALLEGHANY CP|IBKR|Interactive Brokers Llc|22
Y|ALLEGHANY CP|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|11
Y|ALLEGHANY CP|ICBX|INSTINET, LLC|2100
Y|ALLEGHANY CP|IEQY|CITADEL SECURITIES LLC|4030
Y|ALLEGHANY CP|INCA|INSTINET, LLC|10605
Y|ALLEGHANY CP|INJX|INSTINET, LLC|62
Y|ALLEGHANY CP|ITGI|ITG Inc.|3125
Y|ALLEGHANY CP|ITGP|ITG INC.|34800
Y|ALLEGHANY CP|JANY|Janney Montgomery Scott Inc.|40
Y|ALLEGHANY CP|JEFF|JEFFERIES LLC|1925
Y|ALLEGHANY CP|JMPT|JUMP TRADING, LLC|16
Y|ALLEGHANY CP|JPBX|J.P. MORGAN SECURITIES LLC|1172
Y|ALLEGHANY CP|JPMX|J.P. Morgan Securities LLC|78912
Y|ALLEGHANY CP|JSJX|JANE STREET CAPITAL LLC|105
Y|ALLEGHANY CP|KCGM|VIRTU Americas LLC|4808
Y|ALLEGHANY CP|LEHM|Barclays Capital Inc./Le|53039
Y|ALLEGHANY CP|LIME|Lime Brokerage LLC|610
Y|ALLEGHANY CP|LOOP|Loop Capital Markets LLC|200
Y|ALLEGHANY CP|MACC|Mid Atlantic Capital Corporation|20
Y|ALLEGHANY CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11916
Y|ALLEGHANY CP|MOTF|MOTIF INVESTING, INC.|1
Y|ALLEGHANY CP|MSCO|MORGAN STANLEY & CO. LLC|176499
Y|ALLEGHANY CP|MSPL|MORGAN STANLEY & CO. LLC|21900
Y|ALLEGHANY CP|MSTX|MORGAN STANLEY & CO. LLC|1200
Y|ALLEGHANY CP|NEUB|NEUBERGER BERMAN BD LLC|226
Y|ALLEGHANY CP|NFSC|National Financial Services LLC|2452
Y|ALLEGHANY CP|NITE|VIRTU Americas LLC|31826
Y|ALLEGHANY CP|NQRB|Brut, LLC|1242
Y|ALLEGHANY CP|OPCO|Oppenheimer & Co. Inc.|17
Y|ALLEGHANY CP|PDQM|CODA MARKETS, INC.|27160
Y|ALLEGHANY CP|PWJC|UBS Financial Services, Inc.|195
Y|ALLEGHANY CP|RBCM|RBC CAPITAL MARKETS, LLC|150
Y|ALLEGHANY CP|SBSH|Citigroup Global Markets Inc.|2376
Y|ALLEGHANY CP|SGMT|GOLDMAN SACHS & CO. LLC|2640
Y|ALLEGHANY CP|SPDR|SPEEDROUTE LLC|4841
Y|ALLEGHANY CP|STFL|Stifel, Nicolaus & Company, Incorporated|517
Y|ALLEGHANY CP|STKP|STOCKPILE INVESTMENTS, INC.|2
Y|ALLEGHANY CP|SWIM|TD Ameritrade, Inc.|5712
Y|ALLEGHANY CP|SWST|Hilltop Securities Inc.|12
Y|ALLEGHANY CP|TAGC|TELSEY ADVISORY GROUP LLC|67
Y|ALLEGHANY CP|TMBR|Timber Hill LLC|3
Y|ALLEGHANY CP|TRBT|Tradebot Systems, Inc.|4689
Y|ALLEGHANY CP|TRCM|TRC MARKETS LLC|1356
Y|ALLEGHANY CP|UBSA|UBS SECURITIES LLC|19029
Y|ALLEGHANY CP|UBSS|UBS Securities LLC|71475
Y|ALLEGHANY CP|VALX|VIRTU AMERICAS LLC|1025
Y|ALLEGHANY CP|VGRD|Vanguard Marketing Corporation|943
Y|ALLEGHANY CP|WBLR|WILLIAM BLAIR|25
Y|ALLEGHANY CP|WCHV|WELLS FARGO SECURITIES, LLC|9026
Y|ALLEGHANY CP|WDNX|WEEDEN & CO.L.P.|20
Y|ALLEGHANY CP|WEED|Weeden & Co.L.P.|29
Y|ALLEGHANY CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1983
Y|ALLEGHANY CP|WGIF|CIBC World Markets Inc.|30
Y|ALLEGHANY CP|WLTH|WEALTHFRONT BROKERAGE CORPORATION|92
Y|ALLEGHANY CP|WSEA|WOLVERINE SECURITIES, LLC|26
Y|ALLEGHANY CP|XIST|INSTINET, LLC|1400
Y|ALLEGHANY CP|XPQR|Jump Trading|1803
Y|ALLEGHANY CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
Y|ALLEGHANY CP|YKNA|COMHAR CAPITAL MARKETS, LLC|3124
Y|ALLEGHANY CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|71
YANG|DIREXION DLY FTSE BR|ALTX|Alternet Securities Inc.|318
YANG|DIREXION DLY FTSE BR|APCC|Apex Clearing Corporation|12121
YANG|DIREXION DLY FTSE BR|BATM|CBOE TRADING, INC.|200
YANG|DIREXION DLY FTSE BR|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2541
YANG|DIREXION DLY FTSE BR|BYXM|CBOE TRADING, INC.|1
YANG|DIREXION DLY FTSE BR|CHAS|Charles Schwab & Co., Inc.|2160
YANG|DIREXION DLY FTSE BR|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
YANG|DIREXION DLY FTSE BR|CROS|CREDIT SUISSE SECURITIES (USA) LLC|26808
YANG|DIREXION DLY FTSE BR|DBAB|Deutsche Bank Securities Inc.|316
YANG|DIREXION DLY FTSE BR|DBAX|Deutsche Bank Securities Inc.|16500
YANG|DIREXION DLY FTSE BR|DEAN|MORGAN STANLEY|2
YANG|DIREXION DLY FTSE BR|DEGS|RONIN PROFESSIONAL LLC|460
YANG|DIREXION DLY FTSE BR|EBXL|EBX LLC|12300
YANG|DIREXION DLY FTSE BR|ECUT|CONVERGEX EXECUTION SOLUTIONS|471
YANG|DIREXION DLY FTSE BR|EGAM|CBOE TRADING, INC.|1162
YANG|DIREXION DLY FTSE BR|ETBE|Electronic Transaction Clearing, Inc.|6357
YANG|DIREXION DLY FTSE BR|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1100
YANG|DIREXION DLY FTSE BR|ETRS|E*Trade Securities LLC|121072
YANG|DIREXION DLY FTSE BR|FILL|Tradestation Securities, Inc.|5580
YANG|DIREXION DLY FTSE BR|FMAF|NBCN Inc./ CDS|8675
YANG|DIREXION DLY FTSE BR|FTBR|Foliofn Investments, Inc.|1737
YANG|DIREXION DLY FTSE BR|GLIS|TD Securities Inc|1118
YANG|DIREXION DLY FTSE BR|GLPX|ACS EXECUTION SERVICES, LLC|3285
YANG|DIREXION DLY FTSE BR|GSCO|GOLDMAN SACHS & CO. LLC|1350
YANG|DIREXION DLY FTSE BR|GSLT|GOLDMAN SACHS & CO. LLC|172
YANG|DIREXION DLY FTSE BR|GTSZ|GTS SECURITIES LLC|5577
YANG|DIREXION DLY FTSE BR|HRBF|American Enterprise Investment Services Inc.|364
YANG|DIREXION DLY FTSE BR|HSBC|HSBC Securities, Inc.|4520
YANG|DIREXION DLY FTSE BR|IATS|INTERACTIVE BROKERS LLC|27079
YANG|DIREXION DLY FTSE BR|IBKR|Interactive Brokers Llc|56161
YANG|DIREXION DLY FTSE BR|ICBX|INSTINET, LLC|20504
YANG|DIREXION DLY FTSE BR|INCA|INSTINET, LLC|82677
YANG|DIREXION DLY FTSE BR|ITGI|ITG Inc.|318
YANG|DIREXION DLY FTSE BR|ITGP|ITG INC.|4800
YANG|DIREXION DLY FTSE BR|JMPT|JUMP TRADING, LLC|2181
YANG|DIREXION DLY FTSE BR|JPMX|J.P. Morgan Securities LLC|200
YANG|DIREXION DLY FTSE BR|JSEB|JANE STREET EXECUTION SERVICES, LLC|10250
YANG|DIREXION DLY FTSE BR|JSJX|JANE STREET CAPITAL LLC|131184
YANG|DIREXION DLY FTSE BR|KCGM|VIRTU Americas LLC|4302
YANG|DIREXION DLY FTSE BR|LEHM|Barclays Capital Inc./Le|14555
YANG|DIREXION DLY FTSE BR|LIME|Lime Brokerage LLC|44242
YANG|DIREXION DLY FTSE BR|LIWM|LIME BROKERAGE LLC|12619
YANG|DIREXION DLY FTSE BR|LSCI|Lek Securities Corporation|82
YANG|DIREXION DLY FTSE BR|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11490
YANG|DIREXION DLY FTSE BR|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
YANG|DIREXION DLY FTSE BR|MOTF|MOTIF INVESTING, INC.|3
YANG|DIREXION DLY FTSE BR|MSCO|MORGAN STANLEY & CO. LLC|18843
YANG|DIREXION DLY FTSE BR|MSPL|MORGAN STANLEY & CO. LLC|4400
YANG|DIREXION DLY FTSE BR|NFSC|National Financial Services LLC|232589
YANG|DIREXION DLY FTSE BR|NITE|VIRTU Americas LLC|263843
YANG|DIREXION DLY FTSE BR|NTBF|BMO Nesbitt Burns Inc./CDS|350
YANG|DIREXION DLY FTSE BR|PCPT|PHILLIP CAPITAL INC.|2510
YANG|DIREXION DLY FTSE BR|PDQM|CODA MARKETS, INC.|8878
YANG|DIREXION DLY FTSE BR|PHLY|NASDAQ Execution Services, LLC|1400
YANG|DIREXION DLY FTSE BR|PWJC|UBS Financial Services, Inc.|40
YANG|DIREXION DLY FTSE BR|RHOX|XR Securities LLC|8956
YANG|DIREXION DLY FTSE BR|SBSH|Citigroup Global Markets Inc.|9161
YANG|DIREXION DLY FTSE BR|SGMT|GOLDMAN SACHS & CO. LLC|3471
YANG|DIREXION DLY FTSE BR|SPDR|SPEEDROUTE LLC|300
YANG|DIREXION DLY FTSE BR|STKP|STOCKPILE INVESTMENTS, INC.|46
YANG|DIREXION DLY FTSE BR|SWIM|TD Ameritrade, Inc.|37963
YANG|DIREXION DLY FTSE BR|TKNG|ALLY INVEST SECURITIES LLC|7650
YANG|DIREXION DLY FTSE BR|TRBT|Tradebot Systems, Inc.|100
YANG|DIREXION DLY FTSE BR|TRCM|TRC MARKETS LLC|93185
YANG|DIREXION DLY FTSE BR|TWTT|TASTYWORKS, INC.|100
YANG|DIREXION DLY FTSE BR|UBSA|UBS SECURITIES LLC|6731
YANG|DIREXION DLY FTSE BR|UBSS|UBS Securities LLC|79643
YANG|DIREXION DLY FTSE BR|VALX|VIRTU AMERICAS LLC|5627
YANG|DIREXION DLY FTSE BR|VGRD|Vanguard Marketing Corporation|12547
YANG|DIREXION DLY FTSE BR|VSIN|Vision Financial Markets Llc|109
YANG|DIREXION DLY FTSE BR|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2141
YANG|DIREXION DLY FTSE BR|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13144
YANG|DIREXION DLY FTSE BR|WGIF|CIBC World Markets Inc.|600
YANG|DIREXION DLY FTSE BR|WSEA|WOLVERINE SECURITIES, LLC|3773
YANG|DIREXION DLY FTSE BR|YKNA|COMHAR CAPITAL MARKETS, LLC|199
YAO|INVESCO CHINA ALL|APCC|Apex Clearing Corporation|34
YAO|INVESCO CHINA ALL|BATM|CBOE TRADING, INC.|15
YAO|INVESCO CHINA ALL|CHAS|Charles Schwab & Co., Inc.|4
YAO|INVESCO CHINA ALL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1196
YAO|INVESCO CHINA ALL|CTDL|Citadel Derivatives Group Llc|600
YAO|INVESCO CHINA ALL|DBAX|Deutsche Bank Securities Inc.|1600
YAO|INVESCO CHINA ALL|EBXL|EBX LLC|1700
YAO|INVESCO CHINA ALL|ETRS|E*Trade Securities LLC|15
YAO|INVESCO CHINA ALL|FTBR|Foliofn Investments, Inc.|45
YAO|INVESCO CHINA ALL|IBKR|Interactive Brokers Llc|33
YAO|INVESCO CHINA ALL|JPMX|J.P. Morgan Securities LLC|400
YAO|INVESCO CHINA ALL|JSJX|JANE STREET CAPITAL LLC|284
YAO|INVESCO CHINA ALL|LEHM|Barclays Capital Inc./Le|5000
YAO|INVESCO CHINA ALL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
YAO|INVESCO CHINA ALL|MSCO|MORGAN STANLEY & CO. LLC|463
YAO|INVESCO CHINA ALL|NFSC|National Financial Services LLC|1599
YAO|INVESCO CHINA ALL|NITE|VIRTU Americas LLC|1140
YAO|INVESCO CHINA ALL|SGMT|GOLDMAN SACHS & CO. LLC|727
YAO|INVESCO CHINA ALL|SWIM|TD Ameritrade, Inc.|140
YAO|INVESCO CHINA ALL|UBSS|UBS Securities LLC|769
YAO|INVESCO CHINA ALL|VGRD|Vanguard Marketing Corporation|736
YAO|INVESCO CHINA ALL|WCHV|WELLS FARGO SECURITIES, LLC|2794
YAO|INVESCO CHINA ALL|WSEA|WOLVERINE SECURITIES, LLC|177
YCL|PROSHARES ULTRA YEN|APCC|Apex Clearing Corporation|66
YCL|PROSHARES ULTRA YEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1574
YCL|PROSHARES ULTRA YEN|FLTU|FLOW TRADERS US LLC|1
YCL|PROSHARES ULTRA YEN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|258
YCL|PROSHARES ULTRA YEN|IBKR|Interactive Brokers Llc|405
YCL|PROSHARES ULTRA YEN|ICBX|INSTINET, LLC|500
YCL|PROSHARES ULTRA YEN|ITGP|ITG INC.|200
YCL|PROSHARES ULTRA YEN|KCGM|VIRTU Americas LLC|255
YCL|PROSHARES ULTRA YEN|LEHM|Barclays Capital Inc./Le|400
YCL|PROSHARES ULTRA YEN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1000
YCL|PROSHARES ULTRA YEN|MSCO|MORGAN STANLEY & CO. LLC|3400
YCL|PROSHARES ULTRA YEN|NFSC|National Financial Services LLC|1615
YCL|PROSHARES ULTRA YEN|NITE|VIRTU Americas LLC|1138
YCL|PROSHARES ULTRA YEN|SWIM|TD Ameritrade, Inc.|59
YCL|PROSHARES ULTRA YEN|UBSS|UBS Securities LLC|400
YCL|PROSHARES ULTRA YEN|WSEA|WOLVERINE SECURITIES, LLC|73
YCS|PROSHS ULTRASHRT YEN|ALTX|Alternet Securities Inc.|469
YCS|PROSHS ULTRASHRT YEN|APCC|Apex Clearing Corporation|248
YCS|PROSHS ULTRASHRT YEN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4800
YCS|PROSHS ULTRASHRT YEN|CXCX|CITIGROUP GLOBAL MARKETS INC.|576
YCS|PROSHS ULTRASHRT YEN|DEGS|RONIN PROFESSIONAL LLC|100
YCS|PROSHS ULTRASHRT YEN|EGAM|CBOE TRADING, INC.|696
YCS|PROSHS ULTRASHRT YEN|EGXM|CBOE TRADING, INC.|269
YCS|PROSHS ULTRASHRT YEN|ETRS|E*Trade Securities LLC|1738
YCS|PROSHS ULTRASHRT YEN|FILL|Tradestation Securities, Inc.|20
YCS|PROSHS ULTRASHRT YEN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2
YCS|PROSHS ULTRASHRT YEN|FTBR|Foliofn Investments, Inc.|122
YCS|PROSHS ULTRASHRT YEN|IATS|INTERACTIVE BROKERS LLC|278
YCS|PROSHS ULTRASHRT YEN|IBKR|Interactive Brokers Llc|9511
YCS|PROSHS ULTRASHRT YEN|ICBX|INSTINET, LLC|3600
YCS|PROSHS ULTRASHRT YEN|INCA|INSTINET, LLC|1108
YCS|PROSHS ULTRASHRT YEN|ITGI|ITG Inc.|469
YCS|PROSHS ULTRASHRT YEN|ITGP|ITG INC.|200
YCS|PROSHS ULTRASHRT YEN|JPMX|J.P. Morgan Securities LLC|2400
YCS|PROSHS ULTRASHRT YEN|JSEB|JANE STREET EXECUTION SERVICES, LLC|23706
YCS|PROSHS ULTRASHRT YEN|JSJX|JANE STREET CAPITAL LLC|16330
YCS|PROSHS ULTRASHRT YEN|KCGM|VIRTU Americas LLC|100
YCS|PROSHS ULTRASHRT YEN|MACC|Mid Atlantic Capital Corporation|861
YCS|PROSHS ULTRASHRT YEN|MOTF|MOTIF INVESTING, INC.|3
YCS|PROSHS ULTRASHRT YEN|MSCO|MORGAN STANLEY & CO. LLC|1088
YCS|PROSHS ULTRASHRT YEN|NFSC|National Financial Services LLC|9371
YCS|PROSHS ULTRASHRT YEN|NITE|VIRTU Americas LLC|6794
YCS|PROSHS ULTRASHRT YEN|SWIM|TD Ameritrade, Inc.|530
YCS|PROSHS ULTRASHRT YEN|UBSA|UBS SECURITIES LLC|1431
YCS|PROSHS ULTRASHRT YEN|UBSS|UBS Securities LLC|3693
YCS|PROSHS ULTRASHRT YEN|VGRD|Vanguard Marketing Corporation|4948
YCS|PROSHS ULTRASHRT YEN|WCHV|WELLS FARGO SECURITIES, LLC|10
YCS|PROSHS ULTRASHRT YEN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|141
YCS|PROSHS ULTRASHRT YEN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|871
YCS|PROSHS ULTRASHRT YEN|WGIF|CIBC World Markets Inc.|76
YCS|PROSHS ULTRASHRT YEN|WSEA|WOLVERINE SECURITIES, LLC|445
YDIV|FIRST TRUST ETF VI|APCC|Apex Clearing Corporation|5
YDIV|FIRST TRUST ETF VI|BATM|CBOE TRADING, INC.|1100
YDIV|FIRST TRUST ETF VI|CANT|Cantor Fitzgerald & Co.|4132
YDIV|FIRST TRUST ETF VI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
YDIV|FIRST TRUST ETF VI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2001
YDIV|FIRST TRUST ETF VI|CSIN|Citadel Securities Institutional LLC|13751
YDIV|FIRST TRUST ETF VI|CTDL|Citadel Derivatives Group Llc|12513
YDIV|FIRST TRUST ETF VI|DBAX|Deutsche Bank Securities Inc.|1100
YDIV|FIRST TRUST ETF VI|EBXL|EBX LLC|500
YDIV|FIRST TRUST ETF VI|ETRS|E*Trade Securities LLC|35
YDIV|FIRST TRUST ETF VI|FBCO|Credit Suisse Securities (USA) LLC|200
YDIV|FIRST TRUST ETF VI|FOMA|TD AMERITRADE CLEARING, INC.|4584
YDIV|FIRST TRUST ETF VI|FTBR|Foliofn Investments, Inc.|11
YDIV|FIRST TRUST ETF VI|GEBB|GLOBAL EXECUTION BROKERS, LP|291
YDIV|FIRST TRUST ETF VI|IBKR|Interactive Brokers Llc|4961
YDIV|FIRST TRUST ETF VI|ICBX|INSTINET, LLC|700
YDIV|FIRST TRUST ETF VI|INCA|INSTINET, LLC|190
YDIV|FIRST TRUST ETF VI|JPMX|J.P. Morgan Securities LLC|432
YDIV|FIRST TRUST ETF VI|JSEB|JANE STREET EXECUTION SERVICES, LLC|2729
YDIV|FIRST TRUST ETF VI|JSJX|JANE STREET CAPITAL LLC|8811
YDIV|FIRST TRUST ETF VI|LEHM|Barclays Capital Inc./Le|1200
YDIV|FIRST TRUST ETF VI|LIME|Lime Brokerage LLC|310
YDIV|FIRST TRUST ETF VI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1600
YDIV|FIRST TRUST ETF VI|MSCO|MORGAN STANLEY & CO. LLC|5512
YDIV|FIRST TRUST ETF VI|NFSC|National Financial Services LLC|6575
YDIV|FIRST TRUST ETF VI|NITE|VIRTU Americas LLC|19322
YDIV|FIRST TRUST ETF VI|RAJA|Raymond James & Associates, Inc.|5164
YDIV|FIRST TRUST ETF VI|RBCM|RBC CAPITAL MARKETS, LLC|4281
YDIV|FIRST TRUST ETF VI|SGMT|GOLDMAN SACHS & CO. LLC|1048
YDIV|FIRST TRUST ETF VI|TKNG|ALLY INVEST SECURITIES LLC|31
YDIV|FIRST TRUST ETF VI|UBSA|UBS SECURITIES LLC|401
YDIV|FIRST TRUST ETF VI|UBSS|UBS Securities LLC|201
YDIV|FIRST TRUST ETF VI|VGRD|Vanguard Marketing Corporation|90
YDIV|FIRST TRUST ETF VI|WSEA|WOLVERINE SECURITIES, LLC|3
YDIV|FIRST TRUST ETF VI|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10271
YECO|YULONG ECO-MTLS ORD|ALTX|Alternet Securities Inc.|2996
YECO|YULONG ECO-MTLS ORD|APCC|Apex Clearing Corporation|47510
YECO|YULONG ECO-MTLS ORD|BATM|CBOE TRADING, INC.|450
YECO|YULONG ECO-MTLS ORD|BIMI|Banca IMI Securities Corp.|17000
YECO|YULONG ECO-MTLS ORD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|800
YECO|YULONG ECO-MTLS ORD|BRGE|Newbridge Securities Corp.|49
YECO|YULONG ECO-MTLS ORD|BYXM|CBOE TRADING, INC.|750
YECO|YULONG ECO-MTLS ORD|CHAS|Charles Schwab & Co., Inc.|11700
YECO|YULONG ECO-MTLS ORD|CIIV|CORPORATE INVESTMENTS GROUP, INC.|3200
YECO|YULONG ECO-MTLS ORD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|11181
YECO|YULONG ECO-MTLS ORD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|26219
YECO|YULONG ECO-MTLS ORD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|500
YECO|YULONG ECO-MTLS ORD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|19625
YECO|YULONG ECO-MTLS ORD|CXCX|CITIGROUP GLOBAL MARKETS INC.|1202
YECO|YULONG ECO-MTLS ORD|DBAB|Deutsche Bank Securities Inc.|300
YECO|YULONG ECO-MTLS ORD|DBAX|Deutsche Bank Securities Inc.|13600
YECO|YULONG ECO-MTLS ORD|DEGS|RONIN PROFESSIONAL LLC|8398
YECO|YULONG ECO-MTLS ORD|EBXL|EBX LLC|13100
YECO|YULONG ECO-MTLS ORD|EGAM|CBOE TRADING, INC.|10058
YECO|YULONG ECO-MTLS ORD|EGAW|CBOE TRADING, INC.|100
YECO|YULONG ECO-MTLS ORD|EGMT|EG MARKET TECHNOLOGIES LLC|200
YECO|YULONG ECO-MTLS ORD|EGXM|CBOE TRADING, INC.|3988
YECO|YULONG ECO-MTLS ORD|EGXW|CBOE TRADING, INC.|330
YECO|YULONG ECO-MTLS ORD|ETBE|Electronic Transaction Clearing, Inc.|500
YECO|YULONG ECO-MTLS ORD|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
YECO|YULONG ECO-MTLS ORD|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7378
YECO|YULONG ECO-MTLS ORD|ETRS|E*Trade Securities LLC|445268
YECO|YULONG ECO-MTLS ORD|FBCO|Credit Suisse Securities (USA) LLC|172887
YECO|YULONG ECO-MTLS ORD|FILL|Tradestation Securities, Inc.|17901
YECO|YULONG ECO-MTLS ORD|FMAF|NBCN Inc./ CDS|3580
YECO|YULONG ECO-MTLS ORD|FOMA|TD AMERITRADE CLEARING, INC.|552883
YECO|YULONG ECO-MTLS ORD|GEBB|GLOBAL EXECUTION BROKERS, LP|955
YECO|YULONG ECO-MTLS ORD|GLPX|ACS EXECUTION SERVICES, LLC|40368
YECO|YULONG ECO-MTLS ORD|GSCO|GOLDMAN SACHS & CO. LLC|7330
YECO|YULONG ECO-MTLS ORD|GSCS|GOLDMAN SACHS & CO. LLC|1586
YECO|YULONG ECO-MTLS ORD|GSLT|GOLDMAN SACHS & CO. LLC|13003
YECO|YULONG ECO-MTLS ORD|GTSZ|GTS SECURITIES LLC|20723
YECO|YULONG ECO-MTLS ORD|HRBF|American Enterprise Investment Services Inc.|100
YECO|YULONG ECO-MTLS ORD|IATS|INTERACTIVE BROKERS LLC|57205
YECO|YULONG ECO-MTLS ORD|IBKR|Interactive Brokers Llc|813021
YECO|YULONG ECO-MTLS ORD|ICBX|INSTINET, LLC|2400
YECO|YULONG ECO-MTLS ORD|INCA|INSTINET, LLC|138816
YECO|YULONG ECO-MTLS ORD|INJX|INSTINET, LLC|4000
YECO|YULONG ECO-MTLS ORD|ITGI|ITG Inc.|37491
YECO|YULONG ECO-MTLS ORD|ITGP|ITG INC.|13600
YECO|YULONG ECO-MTLS ORD|JMPT|JUMP TRADING, LLC|257
YECO|YULONG ECO-MTLS ORD|JPMX|J.P. Morgan Securities LLC|1770
YECO|YULONG ECO-MTLS ORD|KCGM|VIRTU Americas LLC|2041
YECO|YULONG ECO-MTLS ORD|LEHM|Barclays Capital Inc./Le|10972
YECO|YULONG ECO-MTLS ORD|LIME|Lime Brokerage LLC|30482
YECO|YULONG ECO-MTLS ORD|LSCI|Lek Securities Corporation|500
YECO|YULONG ECO-MTLS ORD|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|2745
YECO|YULONG ECO-MTLS ORD|MAXM|Maxim Group LLC|300
YECO|YULONG ECO-MTLS ORD|MICA|Spartan Securities Group, Ltd.|8400
YECO|YULONG ECO-MTLS ORD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
YECO|YULONG ECO-MTLS ORD|MOTF|MOTIF INVESTING, INC.|9
YECO|YULONG ECO-MTLS ORD|MSCO|MORGAN STANLEY & CO. LLC|211460
YECO|YULONG ECO-MTLS ORD|MSPL|MORGAN STANLEY & CO. LLC|300
YECO|YULONG ECO-MTLS ORD|NFSC|National Financial Services LLC|328038
YECO|YULONG ECO-MTLS ORD|NITE|VIRTU Americas LLC|540774
YECO|YULONG ECO-MTLS ORD|NQRB|Brut, LLC|3291
YECO|YULONG ECO-MTLS ORD|PCPT|PHILLIP CAPITAL INC.|4249
YECO|YULONG ECO-MTLS ORD|PDQM|CODA MARKETS, INC.|61524
YECO|YULONG ECO-MTLS ORD|RBCM|RBC CAPITAL MARKETS, LLC|702
YECO|YULONG ECO-MTLS ORD|SAGL|SAGETRADER, LLC|14167
YECO|YULONG ECO-MTLS ORD|SALI|INTL FCSTONE FINANCIAL INC.|200
YECO|YULONG ECO-MTLS ORD|SBSH|Citigroup Global Markets Inc.|5061
YECO|YULONG ECO-MTLS ORD|SGMT|GOLDMAN SACHS & CO. LLC|5255
YECO|YULONG ECO-MTLS ORD|SPDR|SPEEDROUTE LLC|25700
YECO|YULONG ECO-MTLS ORD|SPTD|MINT GLOBAL MARKETS, INC.|7932
YECO|YULONG ECO-MTLS ORD|SWIM|TD Ameritrade, Inc.|24634
YECO|YULONG ECO-MTLS ORD|SWST|Hilltop Securities Inc.|1500
YECO|YULONG ECO-MTLS ORD|TKNG|ALLY INVEST SECURITIES LLC|24594
YECO|YULONG ECO-MTLS ORD|TRCM|TRC MARKETS LLC|500
YECO|YULONG ECO-MTLS ORD|TWTT|TASTYWORKS, INC.|500
YECO|YULONG ECO-MTLS ORD|UBSA|UBS SECURITIES LLC|1000
YECO|YULONG ECO-MTLS ORD|UBSS|UBS Securities LLC|71034
YECO|YULONG ECO-MTLS ORD|VALX|VIRTU AMERICAS LLC|4501
YECO|YULONG ECO-MTLS ORD|VERT|The Vertical Trading Group, LLC|200
YECO|YULONG ECO-MTLS ORD|VGRD|Vanguard Marketing Corporation|2606
YECO|YULONG ECO-MTLS ORD|VIEW|VIEWTRADE SECURITIES LLC|200
YECO|YULONG ECO-MTLS ORD|VSIN|Vision Financial Markets Llc|3876
YECO|YULONG ECO-MTLS ORD|WCHV|WELLS FARGO SECURITIES, LLC|17810
YECO|YULONG ECO-MTLS ORD|WEDB|WEDBUSH SECURITIES INC.|42337
YECO|YULONG ECO-MTLS ORD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|2904
YECO|YULONG ECO-MTLS ORD|WGIF|CIBC World Markets Inc.|7654
YECO|YULONG ECO-MTLS ORD|WHOT|JUST2TRADE, INC.|163
YECO|YULONG ECO-MTLS ORD|WSEA|WOLVERINE SECURITIES, LLC|39310
YECO|YULONG ECO-MTLS ORD|YKNA|COMHAR CAPITAL MARKETS, LLC|9152
YELP|YELP INC.|ADAM|CANACCORD GENUITY INC.|500
YELP|YELP INC.|AGIS|Aegis Capital Corp.|2900
YELP|YELP INC.|ALTX|Alternet Securities Inc.|12033
YELP|YELP INC.|APCC|Apex Clearing Corporation|2557
YELP|YELP INC.|AQUA|AQUA SECURITIES L.P.|5400
YELP|YELP INC.|BARD|Robert W. Baird & Co. Incorporated|10793
YELP|YELP INC.|BATM|CBOE TRADING, INC.|13379
YELP|YELP INC.|BAYT|BTIG, LLC|6285
YELP|YELP INC.|BBNT|BB&T SECURITIES, LLC|30
YELP|YELP INC.|BERN|Sanford C. Bernstein & Co., LLC|124453
YELP|YELP INC.|BIAD|SAGETRADER, LLC|1105
YELP|YELP INC.|BIDS|BIDS TRADING L.P.|1000
YELP|YELP INC.|BIMI|Banca IMI Securities Corp.|320
YELP|YELP INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6869
YELP|YELP INC.|BLKX|INSTINET, LLC|35600
YELP|YELP INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4189
YELP|YELP INC.|BTIG|BTIG, LLC|24368
YELP|YELP INC.|BYXM|CBOE TRADING, INC.|5038
YELP|YELP INC.|BZYD|GOLDMAN SACHS & CO. LLC|300
YELP|YELP INC.|CANT|Cantor Fitzgerald & Co.|100
YELP|YELP INC.|CHAS|Charles Schwab & Co., Inc.|7105
YELP|YELP INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|214870
YELP|YELP INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|10089
YELP|YELP INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4952
YELP|YELP INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|888578
YELP|YELP INC.|CSIN|Citadel Securities Institutional LLC|12853
YELP|YELP INC.|CTDL|Citadel Derivatives Group Llc|2288
YELP|YELP INC.|CTLR|CUTLER GROUP, LP|3567
YELP|YELP INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|141658
YELP|YELP INC.|DBAB|Deutsche Bank Securities Inc.|474622
YELP|YELP INC.|DBAX|Deutsche Bank Securities Inc.|784200
YELP|YELP INC.|DBUL|Deutsche Bank Securities Inc.|12008
YELP|YELP INC.|DCHF|Dart Executions, LLC|34189
YELP|YELP INC.|DEAN|MORGAN STANLEY|4132
YELP|YELP INC.|DEGS|RONIN PROFESSIONAL LLC|700
YELP|YELP INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|96127
YELP|YELP INC.|EBXL|EBX LLC|372600
YELP|YELP INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|76468
YELP|YELP INC.|EDJC|Edward Jones / CDS|11
YELP|YELP INC.|EDJO|Edward D. Jones & Co., L.P.|730
YELP|YELP INC.|EGAM|CBOE TRADING, INC.|30918
YELP|YELP INC.|EGAW|CBOE TRADING, INC.|369
YELP|YELP INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
YELP|YELP INC.|EGXM|CBOE TRADING, INC.|6131
YELP|YELP INC.|EGXW|CBOE TRADING, INC.|183
YELP|YELP INC.|ETBE|Electronic Transaction Clearing, Inc.|33583
YELP|YELP INC.|ETCB|ETC BROKERAGE SERVICES, LLC|21
YELP|YELP INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|44159
YELP|YELP INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
YELP|YELP INC.|ETRS|E*Trade Securities LLC|427919
YELP|YELP INC.|FBSB|U.S. Bancorp Investments, Inc.|150
YELP|YELP INC.|FILL|Tradestation Securities, Inc.|19781
YELP|YELP INC.|FMAF|NBCN Inc./ CDS|4425
YELP|YELP INC.|FMCO|First Manhattan Co|10700
YELP|YELP INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4974
YELP|YELP INC.|FQLS|Quantlab Securities LP|482498
YELP|YELP INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|85756
YELP|YELP INC.|FTBR|Foliofn Investments, Inc.|2058
YELP|YELP INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|44798
YELP|YELP INC.|GLIS|TD Securities Inc|8391
YELP|YELP INC.|GLPX|ACS EXECUTION SERVICES, LLC|154422
YELP|YELP INC.|GSCO|GOLDMAN SACHS & CO. LLC|938948
YELP|YELP INC.|GSCS|GOLDMAN SACHS & CO. LLC|49643
YELP|YELP INC.|GSLT|GOLDMAN SACHS & CO. LLC|17825
YELP|YELP INC.|GTSZ|GTS SECURITIES LLC|90467
YELP|YELP INC.|HAPX|HAP Trading, LLC|489
YELP|YELP INC.|HRBF|American Enterprise Investment Services Inc.|2416
YELP|YELP INC.|HSBC|HSBC Securities, Inc.|7090
YELP|YELP INC.|IATS|INTERACTIVE BROKERS LLC|30599
YELP|YELP INC.|IBKR|Interactive Brokers Llc|36074
YELP|YELP INC.|ICBX|INSTINET, LLC|121159
YELP|YELP INC.|IEQY|CITADEL SECURITIES LLC|57113
YELP|YELP INC.|INCA|INSTINET, LLC|410028
YELP|YELP INC.|INJX|INSTINET, LLC|4071
YELP|YELP INC.|ITGI|ITG Inc.|232767
YELP|YELP INC.|ITGP|ITG INC.|431800
YELP|YELP INC.|JANY|Janney Montgomery Scott Inc.|700
YELP|YELP INC.|JEFF|JEFFERIES LLC|162542
YELP|YELP INC.|JMPT|JUMP TRADING, LLC|120900
YELP|YELP INC.|JONE|JonesTrading|1124
YELP|YELP INC.|JPBX|J.P. MORGAN SECURITIES LLC|113101
YELP|YELP INC.|JPMX|J.P. Morgan Securities LLC|1050244
YELP|YELP INC.|JSJX|JANE STREET CAPITAL LLC|14187
YELP|YELP INC.|KCGM|VIRTU Americas LLC|81829
YELP|YELP INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|9000
YELP|YELP INC.|LEHM|Barclays Capital Inc./Le|1011476
YELP|YELP INC.|LIME|Lime Brokerage LLC|34523
YELP|YELP INC.|LOOP|Loop Capital Markets LLC|200
YELP|YELP INC.|LQNA|LIQUIDNET, INC.|74500
YELP|YELP INC.|LSCI|Lek Securities Corporation|334
YELP|YELP INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|49456
YELP|YELP INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
YELP|YELP INC.|MAXM|Maxim Group LLC|115
YELP|YELP INC.|MKMP|MKM Partners LLC|15200
YELP|YELP INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|238356
YELP|YELP INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
YELP|YELP INC.|MOTF|MOTIF INVESTING, INC.|148
YELP|YELP INC.|MSCO|MORGAN STANLEY & CO. LLC|1914039
YELP|YELP INC.|MSPL|MORGAN STANLEY & CO. LLC|796800
YELP|YELP INC.|MSTX|MORGAN STANLEY & CO. LLC|367000
YELP|YELP INC.|MWCC|Monness Crespi Hardt & Co., Inc.|15570
YELP|YELP INC.|MZHO|Mizuho Securities USA LLC|8131
YELP|YELP INC.|NATL|National Securities Corporation|6250
YELP|YELP INC.|NFSC|National Financial Services LLC|540212
YELP|YELP INC.|NITE|VIRTU Americas LLC|902642
YELP|YELP INC.|NITP|VIRTU Americas LLC|911
YELP|YELP INC.|NQRB|Brut, LLC|10402
YELP|YELP INC.|NTBF|BMO Nesbitt Burns Inc./CDS|500
YELP|YELP INC.|OHOS|TWO SIGMA SECURITIES, LLC|107551
YELP|YELP INC.|ONEL|O'NEIL SECURITIES, INCORPORATED|4450
YELP|YELP INC.|OPCO|Oppenheimer & Co. Inc.|2158
YELP|YELP INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1407
YELP|YELP INC.|PDQM|CODA MARKETS, INC.|170156
YELP|YELP INC.|PHLY|NASDAQ Execution Services, LLC|2000
YELP|YELP INC.|PWJC|UBS Financial Services, Inc.|470
YELP|YELP INC.|RBCM|RBC CAPITAL MARKETS, LLC|3370
YELP|YELP INC.|RGLD|Regal Securities, Inc|400
YELP|YELP INC.|RHCO|Suntrust Robinson Humphrey, Inc.|3600
YELP|YELP INC.|ROTH|Roth Capital Partners, LLC|17985
YELP|YELP INC.|SAGL|SAGETRADER, LLC|83858
YELP|YELP INC.|SALI|INTL FCSTONE FINANCIAL INC.|3228
YELP|YELP INC.|SBSH|Citigroup Global Markets Inc.|342790
YELP|YELP INC.|SGMT|GOLDMAN SACHS & CO. LLC|206468
YELP|YELP INC.|SPDR|SPEEDROUTE LLC|21597
YELP|YELP INC.|SPTD|MINT GLOBAL MARKETS, INC.|200
YELP|YELP INC.|STFL|Stifel, Nicolaus & Company, Incorporated|81250
YELP|YELP INC.|STKP|STOCKPILE INVESTMENTS, INC.|28
YELP|YELP INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2542
YELP|YELP INC.|SWIM|TD Ameritrade, Inc.|203190
YELP|YELP INC.|SWST|Hilltop Securities Inc.|800
YELP|YELP INC.|TKNG|ALLY INVEST SECURITIES LLC|32755
YELP|YELP INC.|TRBT|Tradebot Systems, Inc.|330499
YELP|YELP INC.|TRCM|TRC MARKETS LLC|276947
YELP|YELP INC.|TWTT|TASTYWORKS, INC.|150
YELP|YELP INC.|UBSA|UBS SECURITIES LLC|312587
YELP|YELP INC.|UBSS|UBS Securities LLC|1143080
YELP|YELP INC.|VALX|VIRTU AMERICAS LLC|19140
YELP|YELP INC.|VGRD|Vanguard Marketing Corporation|20824
YELP|YELP INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1725
YELP|YELP INC.|WCHV|WELLS FARGO SECURITIES, LLC|130133
YELP|YELP INC.|WDNX|WEEDEN & CO.L.P.|588
YELP|YELP INC.|WEDB|WEDBUSH SECURITIES INC.|260
YELP|YELP INC.|WEED|Weeden & Co.L.P.|3681
YELP|YELP INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31989
YELP|YELP INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|66333
YELP|YELP INC.|WGIF|CIBC World Markets Inc.|9384
YELP|YELP INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|255
YELP|YELP INC.|WSEA|WOLVERINE SECURITIES, LLC|26831
YELP|YELP INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
YELP|YELP INC.|XIST|INSTINET, LLC|210400
YELP|YELP INC.|XPQR|Jump Trading|700
YELP|YELP INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|79100
YELP|YELP INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|12998
YELP|YELP INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7054
YESR|AMPLIFY YIELDSHS|CANT|Cantor Fitzgerald & Co.|25180
YESR|AMPLIFY YIELDSHS|CHAS|Charles Schwab & Co., Inc.|1
YESR|AMPLIFY YIELDSHS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2300
YESR|AMPLIFY YIELDSHS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3975
YESR|AMPLIFY YIELDSHS|ETRS|E*Trade Securities LLC|1
YESR|AMPLIFY YIELDSHS|IBKR|Interactive Brokers Llc|5
YESR|AMPLIFY YIELDSHS|ICBX|INSTINET, LLC|2300
YESR|AMPLIFY YIELDSHS|INCA|INSTINET, LLC|3700
YESR|AMPLIFY YIELDSHS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5800
YESR|AMPLIFY YIELDSHS|MOTF|MOTIF INVESTING, INC.|1
YESR|AMPLIFY YIELDSHS|NFSC|National Financial Services LLC|206
YESR|AMPLIFY YIELDSHS|NITE|VIRTU Americas LLC|225
YESR|AMPLIFY YIELDSHS|NITP|VIRTU Americas LLC|515
YESR|AMPLIFY YIELDSHS|UBSA|UBS SECURITIES LLC|101
YEXT|YEXT, INC.|ACAD|ACADEMY SECURITIES, INC.|700
YEXT|YEXT, INC.|ALTX|Alternet Securities Inc.|15720
YEXT|YEXT, INC.|ANDG|Andrew Garrett Inc.|3402
YEXT|YEXT, INC.|APCC|Apex Clearing Corporation|63201
YEXT|YEXT, INC.|BATM|CBOE TRADING, INC.|5823
YEXT|YEXT, INC.|BAYT|BTIG, LLC|3235
YEXT|YEXT, INC.|BBNT|BB&T SECURITIES, LLC|1825
YEXT|YEXT, INC.|BERN|Sanford C. Bernstein & Co., LLC|16790
YEXT|YEXT, INC.|BIMI|Banca IMI Securities Corp.|15
YEXT|YEXT, INC.|BKCM|BNY Mellon Capital Markets LLC|1333
YEXT|YEXT, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|20971
YEXT|YEXT, INC.|BLKX|INSTINET, LLC|310858
YEXT|YEXT, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|4570
YEXT|YEXT, INC.|BTIG|BTIG, LLC|77541
YEXT|YEXT, INC.|BYXM|CBOE TRADING, INC.|250
YEXT|YEXT, INC.|CANT|Cantor Fitzgerald & Co.|13200
YEXT|YEXT, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|72266
YEXT|YEXT, INC.|CHAS|Charles Schwab & Co., Inc.|3679
YEXT|YEXT, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|140989
YEXT|YEXT, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
YEXT|YEXT, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35145
YEXT|YEXT, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|642592
YEXT|YEXT, INC.|CTDL|Citadel Derivatives Group Llc|17437
YEXT|YEXT, INC.|CTLR|CUTLER GROUP, LP|4160
YEXT|YEXT, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|45950
YEXT|YEXT, INC.|DBAB|Deutsche Bank Securities Inc.|287650
YEXT|YEXT, INC.|DBAX|Deutsche Bank Securities Inc.|729200
YEXT|YEXT, INC.|DCHF|Dart Executions, LLC|9908
YEXT|YEXT, INC.|DEAN|MORGAN STANLEY|11853
YEXT|YEXT, INC.|DEGS|RONIN PROFESSIONAL LLC|4784
YEXT|YEXT, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|5000
YEXT|YEXT, INC.|EBXL|EBX LLC|204300
YEXT|YEXT, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|17116
YEXT|YEXT, INC.|EDJO|Edward D. Jones & Co., L.P.|770
YEXT|YEXT, INC.|EGAM|CBOE TRADING, INC.|10704
YEXT|YEXT, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
YEXT|YEXT, INC.|EGXM|CBOE TRADING, INC.|9922
YEXT|YEXT, INC.|ETBE|Electronic Transaction Clearing, Inc.|29394
YEXT|YEXT, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|3100
YEXT|YEXT, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|16391
YEXT|YEXT, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
YEXT|YEXT, INC.|ETRS|E*Trade Securities LLC|462672
YEXT|YEXT, INC.|FILL|Tradestation Securities, Inc.|33081
YEXT|YEXT, INC.|FMAF|NBCN Inc./ CDS|3326
YEXT|YEXT, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2322
YEXT|YEXT, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186953
YEXT|YEXT, INC.|FTBR|Foliofn Investments, Inc.|915
YEXT|YEXT, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|1150
YEXT|YEXT, INC.|GLIS|TD Securities Inc|5937
YEXT|YEXT, INC.|GLPX|ACS EXECUTION SERVICES, LLC|56668
YEXT|YEXT, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1397241
YEXT|YEXT, INC.|GSCS|GOLDMAN SACHS & CO. LLC|14397
YEXT|YEXT, INC.|GSLT|GOLDMAN SACHS & CO. LLC|8244
YEXT|YEXT, INC.|GTSZ|GTS SECURITIES LLC|40312
YEXT|YEXT, INC.|HRBF|American Enterprise Investment Services Inc.|18988
YEXT|YEXT, INC.|HSBC|HSBC Securities, Inc.|200
YEXT|YEXT, INC.|IATS|INTERACTIVE BROKERS LLC|30228
YEXT|YEXT, INC.|IBKR|Interactive Brokers Llc|112075
YEXT|YEXT, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|7204
YEXT|YEXT, INC.|ICBX|INSTINET, LLC|85453
YEXT|YEXT, INC.|IEQY|CITADEL SECURITIES LLC|27599
YEXT|YEXT, INC.|INCA|INSTINET, LLC|176255
YEXT|YEXT, INC.|INJX|INSTINET, LLC|21337
YEXT|YEXT, INC.|ITGI|ITG Inc.|20981
YEXT|YEXT, INC.|ITGP|ITG INC.|319800
YEXT|YEXT, INC.|JANY|Janney Montgomery Scott Inc.|1600
YEXT|YEXT, INC.|JEFF|JEFFERIES LLC|434085
YEXT|YEXT, INC.|JMPT|JUMP TRADING, LLC|106400
YEXT|YEXT, INC.|JPBX|J.P. MORGAN SECURITIES LLC|123055
YEXT|YEXT, INC.|JPMX|J.P. Morgan Securities LLC|884464
YEXT|YEXT, INC.|JSJX|JANE STREET CAPITAL LLC|11948
YEXT|YEXT, INC.|KCGM|VIRTU Americas LLC|55816
YEXT|YEXT, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|61758
YEXT|YEXT, INC.|KING|C. L. King & Associates, Inc.|11518
YEXT|YEXT, INC.|LEHM|Barclays Capital Inc./Le|674087
YEXT|YEXT, INC.|LIME|Lime Brokerage LLC|34913
YEXT|YEXT, INC.|LIWE|LIME BROKERAGE LLC|2100
YEXT|YEXT, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|10000
YEXT|YEXT, INC.|LOOP|Loop Capital Markets LLC|8670
YEXT|YEXT, INC.|LQNA|LIQUIDNET, INC.|138400
YEXT|YEXT, INC.|LSCI|Lek Securities Corporation|114
YEXT|YEXT, INC.|MACQ|Macquarie Capital (USA) Inc.|8689
YEXT|YEXT, INC.|MAXM|Maxim Group LLC|9125
YEXT|YEXT, INC.|MBTS|ALLY INVEST SECURITIES LLC|13654
YEXT|YEXT, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|225812
YEXT|YEXT, INC.|MOTF|MOTIF INVESTING, INC.|4
YEXT|YEXT, INC.|MSCO|MORGAN STANLEY & CO. LLC|1474601
YEXT|YEXT, INC.|MSPL|MORGAN STANLEY & CO. LLC|665500
YEXT|YEXT, INC.|MSTX|MORGAN STANLEY & CO. LLC|374400
YEXT|YEXT, INC.|MULL|MARK J. MULLER EQUITIES, INC.|3500
YEXT|YEXT, INC.|MWCC|Monness Crespi Hardt & Co., Inc.|13300
YEXT|YEXT, INC.|NATL|National Securities Corporation|2000
YEXT|YEXT, INC.|NBCS|NBC Securities, INC.|555
YEXT|YEXT, INC.|NEED|Needham & Company, LLC|1000
YEXT|YEXT, INC.|NFSC|National Financial Services LLC|916820
YEXT|YEXT, INC.|NITE|VIRTU Americas LLC|964702
YEXT|YEXT, INC.|NITP|VIRTU Americas LLC|3500
YEXT|YEXT, INC.|NORT|Northland Securities, Inc.|10610
YEXT|YEXT, INC.|NQRB|Brut, LLC|37255
YEXT|YEXT, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|7090
YEXT|YEXT, INC.|NTRC|Northern Trust Securities, Inc.|7937
YEXT|YEXT, INC.|OPCO|Oppenheimer & Co. Inc.|468
YEXT|YEXT, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1538
YEXT|YEXT, INC.|PCPT|PHILLIP CAPITAL INC.|300
YEXT|YEXT, INC.|PDQM|CODA MARKETS, INC.|21598
YEXT|YEXT, INC.|PIPR|Piper Jaffray & Co.|2900
YEXT|YEXT, INC.|PNSR|Penserra Securities, LLC|54103
YEXT|YEXT, INC.|PREC|PRECISION SECURITIES, LLC|18553
YEXT|YEXT, INC.|PWJC|UBS Financial Services, Inc.|12330
YEXT|YEXT, INC.|QMSR|QUATTRO M SECURITIES INC.|317
YEXT|YEXT, INC.|RBCM|RBC CAPITAL MARKETS, LLC|20565
YEXT|YEXT, INC.|RGLD|Regal Securities, Inc|800
YEXT|YEXT, INC.|RJLC|RJL CAPITAL GROUP, LLC|9175
YEXT|YEXT, INC.|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|700
YEXT|YEXT, INC.|SAGL|SAGETRADER, LLC|400
YEXT|YEXT, INC.|SALI|INTL FCSTONE FINANCIAL INC.|86
YEXT|YEXT, INC.|SBSH|Citigroup Global Markets Inc.|44546
YEXT|YEXT, INC.|SEIC|SEI Investments Distribution Co.|100
YEXT|YEXT, INC.|SGMT|GOLDMAN SACHS & CO. LLC|125513
YEXT|YEXT, INC.|SPDR|SPEEDROUTE LLC|5800
YEXT|YEXT, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|17519
YEXT|YEXT, INC.|STKP|STOCKPILE INVESTMENTS, INC.|286
YEXT|YEXT, INC.|STXG|Stockcross Financial Services, Inc.|25
YEXT|YEXT, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4484
YEXT|YEXT, INC.|SWIM|TD Ameritrade, Inc.|235945
YEXT|YEXT, INC.|SWST|Hilltop Securities Inc.|30
YEXT|YEXT, INC.|TKNG|ALLY INVEST SECURITIES LLC|231818
YEXT|YEXT, INC.|TOUR|TOURMALINE PARTNERS, LLC|2500
YEXT|YEXT, INC.|TRBT|Tradebot Systems, Inc.|356293
YEXT|YEXT, INC.|TRCM|TRC MARKETS LLC|73876
YEXT|YEXT, INC.|TWTT|TASTYWORKS, INC.|500
YEXT|YEXT, INC.|UBSA|UBS SECURITIES LLC|595321
YEXT|YEXT, INC.|UBSS|UBS Securities LLC|1166028
YEXT|YEXT, INC.|VALX|VIRTU AMERICAS LLC|10581
YEXT|YEXT, INC.|VGRD|Vanguard Marketing Corporation|74553
YEXT|YEXT, INC.|WBLR|WILLIAM BLAIR|1344
YEXT|YEXT, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|6304
YEXT|YEXT, INC.|WCHV|WELLS FARGO SECURITIES, LLC|67044
YEXT|YEXT, INC.|WDNX|WEEDEN & CO.L.P.|536
YEXT|YEXT, INC.|WEDB|WEDBUSH SECURITIES INC.|13994
YEXT|YEXT, INC.|WEED|Weeden & Co.L.P.|915115
YEXT|YEXT, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|34740
YEXT|YEXT, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|28196
YEXT|YEXT, INC.|WGIF|CIBC World Markets Inc.|3307
YEXT|YEXT, INC.|WSEA|WOLVERINE SECURITIES, LLC|156897
YEXT|YEXT, INC.|XIST|INSTINET, LLC|26600
YEXT|YEXT, INC.|XPQR|Jump Trading|500
YEXT|YEXT, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|250926
YEXT|YEXT, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|100
YEXT|YEXT, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7670
YGYI|YOUNGEVITY INT CM ST|BATM|CBOE TRADING, INC.|263
YGYI|YOUNGEVITY INT CM ST|CANT|Cantor Fitzgerald & Co.|688
YGYI|YOUNGEVITY INT CM ST|CROS|CREDIT SUISSE SECURITIES (USA) LLC|620
YGYI|YOUNGEVITY INT CM ST|CTDL|Citadel Derivatives Group Llc|453
YGYI|YOUNGEVITY INT CM ST|DBAX|Deutsche Bank Securities Inc.|500
YGYI|YOUNGEVITY INT CM ST|DEGS|RONIN PROFESSIONAL LLC|7040
YGYI|YOUNGEVITY INT CM ST|EBXL|EBX LLC|200
YGYI|YOUNGEVITY INT CM ST|EDJO|Edward D. Jones & Co., L.P.|430
YGYI|YOUNGEVITY INT CM ST|EGAM|CBOE TRADING, INC.|200
YGYI|YOUNGEVITY INT CM ST|ETRS|E*Trade Securities LLC|15029
YGYI|YOUNGEVITY INT CM ST|FBCO|Credit Suisse Securities (USA) LLC|1209
YGYI|YOUNGEVITY INT CM ST|FOMA|TD AMERITRADE CLEARING, INC.|53866
YGYI|YOUNGEVITY INT CM ST|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1166
YGYI|YOUNGEVITY INT CM ST|GEBB|GLOBAL EXECUTION BROKERS, LP|900
YGYI|YOUNGEVITY INT CM ST|GLPX|ACS EXECUTION SERVICES, LLC|10
YGYI|YOUNGEVITY INT CM ST|GSCO|GOLDMAN SACHS & CO. LLC|2149
YGYI|YOUNGEVITY INT CM ST|GTSZ|GTS SECURITIES LLC|494
YGYI|YOUNGEVITY INT CM ST|HRBF|American Enterprise Investment Services Inc.|1750
YGYI|YOUNGEVITY INT CM ST|IBKR|Interactive Brokers Llc|3195
YGYI|YOUNGEVITY INT CM ST|INCA|INSTINET, LLC|2312
YGYI|YOUNGEVITY INT CM ST|ITGI|ITG Inc.|2100
YGYI|YOUNGEVITY INT CM ST|ITGP|ITG INC.|200
YGYI|YOUNGEVITY INT CM ST|JHDR|J.H. Darbie & Co., Inc.|19336
YGYI|YOUNGEVITY INT CM ST|LEHM|Barclays Capital Inc./Le|1170
YGYI|YOUNGEVITY INT CM ST|LIME|Lime Brokerage LLC|16188
YGYI|YOUNGEVITY INT CM ST|MSCO|MORGAN STANLEY & CO. LLC|16862
YGYI|YOUNGEVITY INT CM ST|NFSC|National Financial Services LLC|6995
YGYI|YOUNGEVITY INT CM ST|NITE|VIRTU Americas LLC|24218
YGYI|YOUNGEVITY INT CM ST|NQRB|Brut, LLC|190
YGYI|YOUNGEVITY INT CM ST|PDQM|CODA MARKETS, INC.|10
YGYI|YOUNGEVITY INT CM ST|RBCM|RBC CAPITAL MARKETS, LLC|2086
YGYI|YOUNGEVITY INT CM ST|SBSH|Citigroup Global Markets Inc.|400
YGYI|YOUNGEVITY INT CM ST|SGMT|GOLDMAN SACHS & CO. LLC|25
YGYI|YOUNGEVITY INT CM ST|SWIM|TD Ameritrade, Inc.|6287
YGYI|YOUNGEVITY INT CM ST|SWST|Hilltop Securities Inc.|150
YGYI|YOUNGEVITY INT CM ST|TRCM|TRC MARKETS LLC|840
YGYI|YOUNGEVITY INT CM ST|UBSA|UBS SECURITIES LLC|2528
YGYI|YOUNGEVITY INT CM ST|UBSS|UBS Securities LLC|20576
YGYI|YOUNGEVITY INT CM ST|VFIN|National Securities Corporation|27672
YGYI|YOUNGEVITY INT CM ST|WCHV|WELLS FARGO SECURITIES, LLC|447
YGYI|YOUNGEVITY INT CM ST|WSEA|WOLVERINE SECURITIES, LLC|224
YIN|YINTECH INVESTM ADS|ALTX|Alternet Securities Inc.|410
YIN|YINTECH INVESTM ADS|APCC|Apex Clearing Corporation|24
YIN|YINTECH INVESTM ADS|BATM|CBOE TRADING, INC.|135
YIN|YINTECH INVESTM ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3
YIN|YINTECH INVESTM ADS|BTIG|BTIG, LLC|10278
YIN|YINTECH INVESTM ADS|BZYD|GOLDMAN SACHS & CO. LLC|1262
YIN|YINTECH INVESTM ADS|CANT|Cantor Fitzgerald & Co.|4668
YIN|YINTECH INVESTM ADS|CHAS|Charles Schwab & Co., Inc.|1498
YIN|YINTECH INVESTM ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
YIN|YINTECH INVESTM ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|100
YIN|YINTECH INVESTM ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5755
YIN|YINTECH INVESTM ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
YIN|YINTECH INVESTM ADS|DBAB|Deutsche Bank Securities Inc.|32794
YIN|YINTECH INVESTM ADS|DBAX|Deutsche Bank Securities Inc.|8500
YIN|YINTECH INVESTM ADS|DBUL|Deutsche Bank Securities Inc.|393
YIN|YINTECH INVESTM ADS|DEGS|RONIN PROFESSIONAL LLC|3622
YIN|YINTECH INVESTM ADS|EBXL|EBX LLC|2000
YIN|YINTECH INVESTM ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|2921
YIN|YINTECH INVESTM ADS|EGAM|CBOE TRADING, INC.|198
YIN|YINTECH INVESTM ADS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|720
YIN|YINTECH INVESTM ADS|ETRS|E*Trade Securities LLC|22784
YIN|YINTECH INVESTM ADS|FBCO|Credit Suisse Securities (USA) LLC|3086
YIN|YINTECH INVESTM ADS|FOMA|TD AMERITRADE CLEARING, INC.|57626
YIN|YINTECH INVESTM ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2819
YIN|YINTECH INVESTM ADS|FTBR|Foliofn Investments, Inc.|2
YIN|YINTECH INVESTM ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|688
YIN|YINTECH INVESTM ADS|GLPX|ACS EXECUTION SERVICES, LLC|500
YIN|YINTECH INVESTM ADS|GSCO|GOLDMAN SACHS & CO. LLC|30946
YIN|YINTECH INVESTM ADS|GSLT|GOLDMAN SACHS & CO. LLC|42
YIN|YINTECH INVESTM ADS|GTSZ|GTS SECURITIES LLC|12846
YIN|YINTECH INVESTM ADS|HSBC|HSBC Securities, Inc.|200
YIN|YINTECH INVESTM ADS|IATS|INTERACTIVE BROKERS LLC|76394
YIN|YINTECH INVESTM ADS|IBKR|Interactive Brokers Llc|294444
YIN|YINTECH INVESTM ADS|ICBX|INSTINET, LLC|4947
YIN|YINTECH INVESTM ADS|INCA|INSTINET, LLC|32335
YIN|YINTECH INVESTM ADS|INJX|INSTINET, LLC|86135
YIN|YINTECH INVESTM ADS|ITGI|ITG Inc.|3358
YIN|YINTECH INVESTM ADS|ITGP|ITG INC.|800
YIN|YINTECH INVESTM ADS|JEFF|JEFFERIES LLC|9699
YIN|YINTECH INVESTM ADS|JPMX|J.P. Morgan Securities LLC|7784
YIN|YINTECH INVESTM ADS|KCGM|VIRTU Americas LLC|800
YIN|YINTECH INVESTM ADS|LEHM|Barclays Capital Inc./Le|13982
YIN|YINTECH INVESTM ADS|LIME|Lime Brokerage LLC|35377
YIN|YINTECH INVESTM ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4800
YIN|YINTECH INVESTM ADS|MOTF|MOTIF INVESTING, INC.|1
YIN|YINTECH INVESTM ADS|MSCO|MORGAN STANLEY & CO. LLC|54531
YIN|YINTECH INVESTM ADS|MSPL|MORGAN STANLEY & CO. LLC|10000
YIN|YINTECH INVESTM ADS|NFSC|National Financial Services LLC|15195
YIN|YINTECH INVESTM ADS|NITE|VIRTU Americas LLC|104294
YIN|YINTECH INVESTM ADS|PDQM|CODA MARKETS, INC.|900
YIN|YINTECH INVESTM ADS|RBCM|RBC CAPITAL MARKETS, LLC|1000
YIN|YINTECH INVESTM ADS|SBSH|Citigroup Global Markets Inc.|4101
YIN|YINTECH INVESTM ADS|SGMT|GOLDMAN SACHS & CO. LLC|350
YIN|YINTECH INVESTM ADS|SPDR|SPEEDROUTE LLC|4050
YIN|YINTECH INVESTM ADS|SWIM|TD Ameritrade, Inc.|32457
YIN|YINTECH INVESTM ADS|TKNG|ALLY INVEST SECURITIES LLC|252
YIN|YINTECH INVESTM ADS|TRBT|Tradebot Systems, Inc.|1600
YIN|YINTECH INVESTM ADS|TRCM|TRC MARKETS LLC|4301
YIN|YINTECH INVESTM ADS|UBSA|UBS SECURITIES LLC|3605
YIN|YINTECH INVESTM ADS|UBSS|UBS Securities LLC|30955
YIN|YINTECH INVESTM ADS|VALX|VIRTU AMERICAS LLC|6224
YIN|YINTECH INVESTM ADS|VGRD|Vanguard Marketing Corporation|2671
YIN|YINTECH INVESTM ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|130
YIN|YINTECH INVESTM ADS|WGIF|CIBC World Markets Inc.|641
YIN|YINTECH INVESTM ADS|WSEA|WOLVERINE SECURITIES, LLC|707
YIN|YINTECH INVESTM ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|1800
YIN|YINTECH INVESTM ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|300
YINN|DIREXION DLY FTSE BL|ALTX|Alternet Securities Inc.|1300
YINN|DIREXION DLY FTSE BL|APCC|Apex Clearing Corporation|44465
YINN|DIREXION DLY FTSE BL|BARD|Robert W. Baird & Co. Incorporated|100
YINN|DIREXION DLY FTSE BL|BATM|CBOE TRADING, INC.|1704
YINN|DIREXION DLY FTSE BL|BERN|Sanford C. Bernstein & Co., LLC|2600
YINN|DIREXION DLY FTSE BL|BIMI|Banca IMI Securities Corp.|250
YINN|DIREXION DLY FTSE BL|BKMM|BNY MELLON CAPITAL MARKETS, LLC|23545
YINN|DIREXION DLY FTSE BL|CHAS|Charles Schwab & Co., Inc.|13393
YINN|DIREXION DLY FTSE BL|CIIV|CORPORATE INVESTMENTS GROUP, INC.|500
YINN|DIREXION DLY FTSE BL|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1592
YINN|DIREXION DLY FTSE BL|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2000
YINN|DIREXION DLY FTSE BL|CROS|CREDIT SUISSE SECURITIES (USA) LLC|67203
YINN|DIREXION DLY FTSE BL|CSIN|Citadel Securities Institutional LLC|34466
YINN|DIREXION DLY FTSE BL|CTDL|Citadel Derivatives Group Llc|38761
YINN|DIREXION DLY FTSE BL|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
YINN|DIREXION DLY FTSE BL|DBAB|Deutsche Bank Securities Inc.|13204
YINN|DIREXION DLY FTSE BL|DBAX|Deutsche Bank Securities Inc.|36800
YINN|DIREXION DLY FTSE BL|DCHF|Dart Executions, LLC|48518
YINN|DIREXION DLY FTSE BL|DEAN|MORGAN STANLEY|3000
YINN|DIREXION DLY FTSE BL|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|3954
YINN|DIREXION DLY FTSE BL|EBXL|EBX LLC|35700
YINN|DIREXION DLY FTSE BL|ECUT|CONVERGEX EXECUTION SOLUTIONS|14825
YINN|DIREXION DLY FTSE BL|EDJO|Edward D. Jones & Co., L.P.|300
YINN|DIREXION DLY FTSE BL|EGAM|CBOE TRADING, INC.|7002
YINN|DIREXION DLY FTSE BL|EGAW|CBOE TRADING, INC.|1000
YINN|DIREXION DLY FTSE BL|EGXM|CBOE TRADING, INC.|3941
YINN|DIREXION DLY FTSE BL|ETBE|Electronic Transaction Clearing, Inc.|12866
YINN|DIREXION DLY FTSE BL|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31803
YINN|DIREXION DLY FTSE BL|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|64000
YINN|DIREXION DLY FTSE BL|ETRS|E*Trade Securities LLC|599437
YINN|DIREXION DLY FTSE BL|FILL|Tradestation Securities, Inc.|80638
YINN|DIREXION DLY FTSE BL|FMAF|NBCN Inc./ CDS|48010
YINN|DIREXION DLY FTSE BL|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|7745
YINN|DIREXION DLY FTSE BL|FTBR|Foliofn Investments, Inc.|1514
YINN|DIREXION DLY FTSE BL|GEBB|GLOBAL EXECUTION BROKERS, LP|138
YINN|DIREXION DLY FTSE BL|GLIS|TD Securities Inc|4819
YINN|DIREXION DLY FTSE BL|GLPX|ACS EXECUTION SERVICES, LLC|3188
YINN|DIREXION DLY FTSE BL|GSCO|GOLDMAN SACHS & CO. LLC|4334
YINN|DIREXION DLY FTSE BL|GSLT|GOLDMAN SACHS & CO. LLC|1321
YINN|DIREXION DLY FTSE BL|GTSZ|GTS SECURITIES LLC|42748
YINN|DIREXION DLY FTSE BL|HRBF|American Enterprise Investment Services Inc.|700
YINN|DIREXION DLY FTSE BL|HSBC|HSBC Securities, Inc.|100
YINN|DIREXION DLY FTSE BL|IATS|INTERACTIVE BROKERS LLC|100563
YINN|DIREXION DLY FTSE BL|IBKR|Interactive Brokers Llc|395566
YINN|DIREXION DLY FTSE BL|ICBX|INSTINET, LLC|55489
YINN|DIREXION DLY FTSE BL|INCA|INSTINET, LLC|146302
YINN|DIREXION DLY FTSE BL|ITGI|ITG Inc.|9493
YINN|DIREXION DLY FTSE BL|ITGP|ITG INC.|6200
YINN|DIREXION DLY FTSE BL|JMPT|JUMP TRADING, LLC|29341
YINN|DIREXION DLY FTSE BL|JPMX|J.P. Morgan Securities LLC|2400
YINN|DIREXION DLY FTSE BL|JSEB|JANE STREET EXECUTION SERVICES, LLC|43900
YINN|DIREXION DLY FTSE BL|JSJX|JANE STREET CAPITAL LLC|516421
YINN|DIREXION DLY FTSE BL|KCGM|VIRTU Americas LLC|10769
YINN|DIREXION DLY FTSE BL|LEHM|Barclays Capital Inc./Le|109056
YINN|DIREXION DLY FTSE BL|LIME|Lime Brokerage LLC|40721
YINN|DIREXION DLY FTSE BL|LIWM|LIME BROKERAGE LLC|4793
YINN|DIREXION DLY FTSE BL|LPCM|Lampert Capital Markets Inc.|1500
YINN|DIREXION DLY FTSE BL|LSCI|Lek Securities Corporation|283
YINN|DIREXION DLY FTSE BL|MBTS|ALLY INVEST SECURITIES LLC|225
YINN|DIREXION DLY FTSE BL|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|51800
YINN|DIREXION DLY FTSE BL|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1600
YINN|DIREXION DLY FTSE BL|MOTF|MOTIF INVESTING, INC.|7
YINN|DIREXION DLY FTSE BL|MSCO|MORGAN STANLEY & CO. LLC|115183
YINN|DIREXION DLY FTSE BL|MSPL|MORGAN STANLEY & CO. LLC|16900
YINN|DIREXION DLY FTSE BL|MSTX|MORGAN STANLEY & CO. LLC|4900
YINN|DIREXION DLY FTSE BL|NFSC|National Financial Services LLC|1227469
YINN|DIREXION DLY FTSE BL|NITE|VIRTU Americas LLC|1777478
YINN|DIREXION DLY FTSE BL|NITP|VIRTU Americas LLC|3505
YINN|DIREXION DLY FTSE BL|NQRB|Brut, LLC|8484
YINN|DIREXION DLY FTSE BL|NTBF|BMO Nesbitt Burns Inc./CDS|15245
YINN|DIREXION DLY FTSE BL|OPCO|Oppenheimer & Co. Inc.|1633
YINN|DIREXION DLY FTSE BL|PCFF|Pacific International Securities Inc./CDS|400
YINN|DIREXION DLY FTSE BL|PCPT|PHILLIP CAPITAL INC.|13125
YINN|DIREXION DLY FTSE BL|PDQM|CODA MARKETS, INC.|11340
YINN|DIREXION DLY FTSE BL|PHLY|NASDAQ Execution Services, LLC|4000
YINN|DIREXION DLY FTSE BL|PWJC|UBS Financial Services, Inc.|18700
YINN|DIREXION DLY FTSE BL|RHOX|XR Securities LLC|81103
YINN|DIREXION DLY FTSE BL|SBSH|Citigroup Global Markets Inc.|72133
YINN|DIREXION DLY FTSE BL|SGMT|GOLDMAN SACHS & CO. LLC|24176
YINN|DIREXION DLY FTSE BL|SOGO|Wang Investment Associates, Inc.|400
YINN|DIREXION DLY FTSE BL|SPDR|SPEEDROUTE LLC|470
YINN|DIREXION DLY FTSE BL|STTT|STATETRUST INVESTMENTS INC.|59
YINN|DIREXION DLY FTSE BL|SWIM|TD Ameritrade, Inc.|230391
YINN|DIREXION DLY FTSE BL|SWST|Hilltop Securities Inc.|597
YINN|DIREXION DLY FTSE BL|TKNG|ALLY INVEST SECURITIES LLC|27200
YINN|DIREXION DLY FTSE BL|TRBT|Tradebot Systems, Inc.|266921
YINN|DIREXION DLY FTSE BL|TRCM|TRC MARKETS LLC|1065463
YINN|DIREXION DLY FTSE BL|TWTT|TASTYWORKS, INC.|3375
YINN|DIREXION DLY FTSE BL|UBSA|UBS SECURITIES LLC|36374
YINN|DIREXION DLY FTSE BL|UBSS|UBS Securities LLC|328151
YINN|DIREXION DLY FTSE BL|VALX|VIRTU AMERICAS LLC|3252
YINN|DIREXION DLY FTSE BL|VGRD|Vanguard Marketing Corporation|107074
YINN|DIREXION DLY FTSE BL|VSIN|Vision Financial Markets Llc|287
YINN|DIREXION DLY FTSE BL|WCHV|WELLS FARGO SECURITIES, LLC|94537
YINN|DIREXION DLY FTSE BL|WEDB|WEDBUSH SECURITIES INC.|2120
YINN|DIREXION DLY FTSE BL|WEXM|WOLVERINE EXECUTION SERVICES, LLC|15251
YINN|DIREXION DLY FTSE BL|WEXX|WOLVERINE EXECUTION SERVICES, LLC|38927
YINN|DIREXION DLY FTSE BL|WGIF|CIBC World Markets Inc.|3790
YINN|DIREXION DLY FTSE BL|WSEA|WOLVERINE SECURITIES, LLC|26617
YINN|DIREXION DLY FTSE BL|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
YINN|DIREXION DLY FTSE BL|YKNA|COMHAR CAPITAL MARKETS, LLC|290
YLCO|GLOBAL X YIELDCO ETF|APCC|Apex Clearing Corporation|58
YLCO|GLOBAL X YIELDCO ETF|CHAS|Charles Schwab & Co., Inc.|3
YLCO|GLOBAL X YIELDCO ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3055
YLCO|GLOBAL X YIELDCO ETF|CTDL|Citadel Derivatives Group Llc|4734
YLCO|GLOBAL X YIELDCO ETF|DBAX|Deutsche Bank Securities Inc.|1700
YLCO|GLOBAL X YIELDCO ETF|EBXL|EBX LLC|1000
YLCO|GLOBAL X YIELDCO ETF|EGXM|CBOE TRADING, INC.|2000
YLCO|GLOBAL X YIELDCO ETF|ETRS|E*Trade Securities LLC|57
YLCO|GLOBAL X YIELDCO ETF|FBCO|Credit Suisse Securities (USA) LLC|23
YLCO|GLOBAL X YIELDCO ETF|FOMA|TD AMERITRADE CLEARING, INC.|1562
YLCO|GLOBAL X YIELDCO ETF|FTBR|Foliofn Investments, Inc.|55
YLCO|GLOBAL X YIELDCO ETF|GEBB|GLOBAL EXECUTION BROKERS, LP|557
YLCO|GLOBAL X YIELDCO ETF|IBKR|Interactive Brokers Llc|764
YLCO|GLOBAL X YIELDCO ETF|ICBX|INSTINET, LLC|1600
YLCO|GLOBAL X YIELDCO ETF|ITGP|ITG INC.|400
YLCO|GLOBAL X YIELDCO ETF|JANY|Janney Montgomery Scott Inc.|16
YLCO|GLOBAL X YIELDCO ETF|JPMX|J.P. Morgan Securities LLC|626
YLCO|GLOBAL X YIELDCO ETF|JSJX|JANE STREET CAPITAL LLC|9467
YLCO|GLOBAL X YIELDCO ETF|LEHM|Barclays Capital Inc./Le|1000
YLCO|GLOBAL X YIELDCO ETF|LIME|Lime Brokerage LLC|2015
YLCO|GLOBAL X YIELDCO ETF|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2000
YLCO|GLOBAL X YIELDCO ETF|MOTF|MOTIF INVESTING, INC.|1
YLCO|GLOBAL X YIELDCO ETF|MSCO|MORGAN STANLEY & CO. LLC|11114
YLCO|GLOBAL X YIELDCO ETF|NFSC|National Financial Services LLC|4514
YLCO|GLOBAL X YIELDCO ETF|NITE|VIRTU Americas LLC|7513
YLCO|GLOBAL X YIELDCO ETF|RBCM|RBC CAPITAL MARKETS, LLC|401
YLCO|GLOBAL X YIELDCO ETF|SGMT|GOLDMAN SACHS & CO. LLC|1623
YLCO|GLOBAL X YIELDCO ETF|UBSS|UBS Securities LLC|3775
YLCO|GLOBAL X YIELDCO ETF|VGRD|Vanguard Marketing Corporation|1693
YLD|PRINCIPAL EDGE ACTIV|APCC|Apex Clearing Corporation|4
YLD|PRINCIPAL EDGE ACTIV|BATM|CBOE TRADING, INC.|453
YLD|PRINCIPAL EDGE ACTIV|CANT|Cantor Fitzgerald & Co.|1531
YLD|PRINCIPAL EDGE ACTIV|CHAS|Charles Schwab & Co., Inc.|1
YLD|PRINCIPAL EDGE ACTIV|ETRS|E*Trade Securities LLC|81
YLD|PRINCIPAL EDGE ACTIV|FTBR|Foliofn Investments, Inc.|9
YLD|PRINCIPAL EDGE ACTIV|IBKR|Interactive Brokers Llc|100
YLD|PRINCIPAL EDGE ACTIV|MSCO|MORGAN STANLEY & CO. LLC|245
YLD|PRINCIPAL EDGE ACTIV|NFSC|National Financial Services LLC|8889
YLD|PRINCIPAL EDGE ACTIV|NITE|VIRTU Americas LLC|6454
YLD|PRINCIPAL EDGE ACTIV|RBCM|RBC CAPITAL MARKETS, LLC|1
YLD|PRINCIPAL EDGE ACTIV|UBSS|UBS Securities LLC|218
YLD|PRINCIPAL EDGE ACTIV|WCHV|WELLS FARGO SECURITIES, LLC|100
YLD|PRINCIPAL EDGE ACTIV|WSEA|WOLVERINE SECURITIES, LLC|15
YLD|PRINCIPAL EDGE ACTIV|YLPL|Linsco/Private Ledger Financial Services, Incorporated|725
YLDE|CLRBRDG DIV ESG ETF|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1650
YLDE|CLRBRDG DIV ESG ETF|EBXL|EBX LLC|300
YLDE|CLRBRDG DIV ESG ETF|FBCO|Credit Suisse Securities (USA) LLC|100
YLDE|CLRBRDG DIV ESG ETF|IBKR|Interactive Brokers Llc|346
YLDE|CLRBRDG DIV ESG ETF|JSJX|JANE STREET CAPITAL LLC|400
YLDE|CLRBRDG DIV ESG ETF|KCGM|VIRTU Americas LLC|197
YLDE|CLRBRDG DIV ESG ETF|LEHM|Barclays Capital Inc./Le|200
YLDE|CLRBRDG DIV ESG ETF|LIME|Lime Brokerage LLC|100
YLDE|CLRBRDG DIV ESG ETF|MSCO|MORGAN STANLEY & CO. LLC|1110
YLDE|CLRBRDG DIV ESG ETF|NFSC|National Financial Services LLC|1536
YLDE|CLRBRDG DIV ESG ETF|NITE|VIRTU Americas LLC|317
YLDE|CLRBRDG DIV ESG ETF|SGMT|GOLDMAN SACHS & CO. LLC|200
YMLI|VANECK VECTORS HIGH|APCC|Apex Clearing Corporation|3
YMLI|VANECK VECTORS HIGH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4876
YMLI|VANECK VECTORS HIGH|DBAX|Deutsche Bank Securities Inc.|1000
YMLI|VANECK VECTORS HIGH|DEAN|MORGAN STANLEY|500
YMLI|VANECK VECTORS HIGH|EBXL|EBX LLC|1700
YMLI|VANECK VECTORS HIGH|FTBR|Foliofn Investments, Inc.|3
YMLI|VANECK VECTORS HIGH|IBKR|Interactive Brokers Llc|282
YMLI|VANECK VECTORS HIGH|ICBX|INSTINET, LLC|1800
YMLI|VANECK VECTORS HIGH|JPMX|J.P. Morgan Securities LLC|2200
YMLI|VANECK VECTORS HIGH|JSJX|JANE STREET CAPITAL LLC|3157
YMLI|VANECK VECTORS HIGH|LEHM|Barclays Capital Inc./Le|4600
YMLI|VANECK VECTORS HIGH|LIME|Lime Brokerage LLC|298
YMLI|VANECK VECTORS HIGH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
YMLI|VANECK VECTORS HIGH|MOTF|MOTIF INVESTING, INC.|1
YMLI|VANECK VECTORS HIGH|NFSC|National Financial Services LLC|3403
YMLI|VANECK VECTORS HIGH|NITE|VIRTU Americas LLC|7626
YMLI|VANECK VECTORS HIGH|RBCM|RBC CAPITAL MARKETS, LLC|500
YMLI|VANECK VECTORS HIGH|SGMT|GOLDMAN SACHS & CO. LLC|1349
YMLI|VANECK VECTORS HIGH|UBSA|UBS SECURITIES LLC|702
YMLI|VANECK VECTORS HIGH|UBSS|UBS Securities LLC|3162
YMLI|VANECK VECTORS HIGH|VGRD|Vanguard Marketing Corporation|548
YMLI|VANECK VECTORS HIGH|WCHV|WELLS FARGO SECURITIES, LLC|250
YMLI|VANECK VECTORS HIGH|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1
YMLI|VANECK VECTORS HIGH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3045
YMLP|VE VECTORS HI INC|APCC|Apex Clearing Corporation|23
YMLP|VE VECTORS HI INC|CANT|Cantor Fitzgerald & Co.|87832
YMLP|VE VECTORS HI INC|CHAS|Charles Schwab & Co., Inc.|8
YMLP|VE VECTORS HI INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
YMLP|VE VECTORS HI INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1615
YMLP|VE VECTORS HI INC|DBAX|Deutsche Bank Securities Inc.|200
YMLP|VE VECTORS HI INC|DEAN|MORGAN STANLEY|150
YMLP|VE VECTORS HI INC|EBXL|EBX LLC|400
YMLP|VE VECTORS HI INC|ETRS|E*Trade Securities LLC|2790
YMLP|VE VECTORS HI INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|172
YMLP|VE VECTORS HI INC|FTBR|Foliofn Investments, Inc.|74
YMLP|VE VECTORS HI INC|GEBB|GLOBAL EXECUTION BROKERS, LP|100
YMLP|VE VECTORS HI INC|GLPX|ACS EXECUTION SERVICES, LLC|174
YMLP|VE VECTORS HI INC|HRBF|American Enterprise Investment Services Inc.|473
YMLP|VE VECTORS HI INC|IATS|INTERACTIVE BROKERS LLC|232
YMLP|VE VECTORS HI INC|IBKR|Interactive Brokers Llc|262
YMLP|VE VECTORS HI INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|100
YMLP|VE VECTORS HI INC|JSJX|JANE STREET CAPITAL LLC|2025
YMLP|VE VECTORS HI INC|KCGM|VIRTU Americas LLC|6625
YMLP|VE VECTORS HI INC|LEHM|Barclays Capital Inc./Le|800
YMLP|VE VECTORS HI INC|LIME|Lime Brokerage LLC|403
YMLP|VE VECTORS HI INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|15680
YMLP|VE VECTORS HI INC|MSCO|MORGAN STANLEY & CO. LLC|716
YMLP|VE VECTORS HI INC|MTON|MILLINGTON SECURITIES, INC.|82559
YMLP|VE VECTORS HI INC|NFSC|National Financial Services LLC|15092
YMLP|VE VECTORS HI INC|NITE|VIRTU Americas LLC|15083
YMLP|VE VECTORS HI INC|NITP|VIRTU Americas LLC|21
YMLP|VE VECTORS HI INC|PDQM|CODA MARKETS, INC.|348
YMLP|VE VECTORS HI INC|PUMA|Puma Capital, Llc|1428
YMLP|VE VECTORS HI INC|PWJC|UBS Financial Services, Inc.|200
YMLP|VE VECTORS HI INC|RBCM|RBC CAPITAL MARKETS, LLC|1000
YMLP|VE VECTORS HI INC|SGMT|GOLDMAN SACHS & CO. LLC|227
YMLP|VE VECTORS HI INC|SWIM|TD Ameritrade, Inc.|1339
YMLP|VE VECTORS HI INC|TKNG|ALLY INVEST SECURITIES LLC|45
YMLP|VE VECTORS HI INC|UBSA|UBS SECURITIES LLC|542
YMLP|VE VECTORS HI INC|UBSS|UBS Securities LLC|9374
YMLP|VE VECTORS HI INC|VALX|VIRTU AMERICAS LLC|393
YMLP|VE VECTORS HI INC|VGRD|Vanguard Marketing Corporation|10
YMLP|VE VECTORS HI INC|WCHV|WELLS FARGO SECURITIES, LLC|875
YMLP|VE VECTORS HI INC|WEDB|WEDBUSH SECURITIES INC.|500
YMLP|VE VECTORS HI INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|101
YMLP|VE VECTORS HI INC|WSEA|WOLVERINE SECURITIES, LLC|40
YMLP|VE VECTORS HI INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1651
YNDX|YANDEX N.V.|ADAM|CANACCORD GENUITY INC.|63579
YNDX|YANDEX N.V.|ALTX|Alternet Securities Inc.|38472
YNDX|YANDEX N.V.|APCC|Apex Clearing Corporation|3650
YNDX|YANDEX N.V.|AQUA|AQUA SECURITIES L.P.|5700
YNDX|YANDEX N.V.|BANK|Primevest Financial Services, Inc.|15
YNDX|YANDEX N.V.|BARD|Robert W. Baird & Co. Incorporated|283
YNDX|YANDEX N.V.|BATM|CBOE TRADING, INC.|12139
YNDX|YANDEX N.V.|BAYC|BAY CREST PARTNERS, LLC|27322
YNDX|YANDEX N.V.|BAYT|BTIG, LLC|4300
YNDX|YANDEX N.V.|BCSA|BCS Americas, Inc.|300
YNDX|YANDEX N.V.|BERN|Sanford C. Bernstein & Co., LLC|150044
YNDX|YANDEX N.V.|BGCE|BGC Financial Inc.|24076
YNDX|YANDEX N.V.|BIDS|BIDS TRADING L.P.|3000
YNDX|YANDEX N.V.|BIMI|Banca IMI Securities Corp.|138
YNDX|YANDEX N.V.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|6483
YNDX|YANDEX N.V.|BLKX|INSTINET, LLC|1268100
YNDX|YANDEX N.V.|BMOC|BMO Capital Markets Corp.|65408
YNDX|YANDEX N.V.|BTIG|BTIG, LLC|36049
YNDX|YANDEX N.V.|BYXM|CBOE TRADING, INC.|9892
YNDX|YANDEX N.V.|BZYD|GOLDMAN SACHS & CO. LLC|800
YNDX|YANDEX N.V.|CANT|Cantor Fitzgerald & Co.|546
YNDX|YANDEX N.V.|CBLC|CITIGROUP GLOBAL MARKETS INC.|337420
YNDX|YANDEX N.V.|CHAS|Charles Schwab & Co., Inc.|4298
YNDX|YANDEX N.V.|CHBC|PENSERRA SECURITIES, LLC|54600
YNDX|YANDEX N.V.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|181536
YNDX|YANDEX N.V.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3500
YNDX|YANDEX N.V.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3844
YNDX|YANDEX N.V.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1209316
YNDX|YANDEX N.V.|CSIN|Citadel Securities Institutional LLC|320
YNDX|YANDEX N.V.|CSMS|CORNERSTONE MACRO LLC|2000
YNDX|YANDEX N.V.|CTDL|Citadel Derivatives Group Llc|35174
YNDX|YANDEX N.V.|CTLR|CUTLER GROUP, LP|10228
YNDX|YANDEX N.V.|CXCX|CITIGROUP GLOBAL MARKETS INC.|174618
YNDX|YANDEX N.V.|DADA|D.A. Davidson & Co.|89
YNDX|YANDEX N.V.|DBAB|Deutsche Bank Securities Inc.|1062672
YNDX|YANDEX N.V.|DBAX|Deutsche Bank Securities Inc.|683900
YNDX|YANDEX N.V.|DBUL|Deutsche Bank Securities Inc.|1000
YNDX|YANDEX N.V.|DCHF|Dart Executions, LLC|58070
YNDX|YANDEX N.V.|DEAN|MORGAN STANLEY|18268
YNDX|YANDEX N.V.|DEGS|RONIN PROFESSIONAL LLC|36268
YNDX|YANDEX N.V.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|30174
YNDX|YANDEX N.V.|EBXL|EBX LLC|715200
YNDX|YANDEX N.V.|ECUT|CONVERGEX EXECUTION SOLUTIONS|119519
YNDX|YANDEX N.V.|EDJC|Edward Jones / CDS|42
YNDX|YANDEX N.V.|EDJO|Edward D. Jones & Co., L.P.|5236
YNDX|YANDEX N.V.|EGAM|CBOE TRADING, INC.|79027
YNDX|YANDEX N.V.|EGAW|CBOE TRADING, INC.|511
YNDX|YANDEX N.V.|EGMT|EG MARKET TECHNOLOGIES LLC|800
YNDX|YANDEX N.V.|EGXM|CBOE TRADING, INC.|14098
YNDX|YANDEX N.V.|EGXW|CBOE TRADING, INC.|100
YNDX|YANDEX N.V.|ESPO|ESPOSITO SECURITIES, LLC|277
YNDX|YANDEX N.V.|ETBE|Electronic Transaction Clearing, Inc.|91256
YNDX|YANDEX N.V.|ETCC|Electronic Transaction Clearing, Inc.|2813
YNDX|YANDEX N.V.|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12768
YNDX|YANDEX N.V.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|75533
YNDX|YANDEX N.V.|ETRS|E*Trade Securities LLC|200853
YNDX|YANDEX N.V.|FBCO|Credit Suisse Securities (USA) LLC|2259160
YNDX|YANDEX N.V.|FILL|Tradestation Securities, Inc.|23781
YNDX|YANDEX N.V.|FMAF|NBCN Inc./ CDS|11595
YNDX|YANDEX N.V.|FOMA|TD AMERITRADE CLEARING, INC.|672156
YNDX|YANDEX N.V.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|7250
YNDX|YANDEX N.V.|FQLS|Quantlab Securities LP|1420477
YNDX|YANDEX N.V.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|199713
YNDX|YANDEX N.V.|FTBR|Foliofn Investments, Inc.|6369
YNDX|YANDEX N.V.|GEBB|GLOBAL EXECUTION BROKERS, LP|56595
YNDX|YANDEX N.V.|GLIS|TD Securities Inc|200
YNDX|YANDEX N.V.|GLPX|ACS EXECUTION SERVICES, LLC|208785
YNDX|YANDEX N.V.|GSCO|GOLDMAN SACHS & CO. LLC|2884131
YNDX|YANDEX N.V.|GSCS|GOLDMAN SACHS & CO. LLC|67477
YNDX|YANDEX N.V.|GSLT|GOLDMAN SACHS & CO. LLC|51859
YNDX|YANDEX N.V.|GTSZ|GTS SECURITIES LLC|175969
YNDX|YANDEX N.V.|HAPX|HAP Trading, LLC|17305
YNDX|YANDEX N.V.|HRBF|American Enterprise Investment Services Inc.|1761
YNDX|YANDEX N.V.|HSBC|HSBC Securities, Inc.|779698
YNDX|YANDEX N.V.|IATS|INTERACTIVE BROKERS LLC|97870
YNDX|YANDEX N.V.|IBKR|Interactive Brokers Llc|1199913
YNDX|YANDEX N.V.|IBSJ|Integrity Brokerage Services, Inc.|600
YNDX|YANDEX N.V.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1698
YNDX|YANDEX N.V.|ICBX|INSTINET, LLC|172912
YNDX|YANDEX N.V.|INCA|INSTINET, LLC|1557125
YNDX|YANDEX N.V.|INJX|INSTINET, LLC|160795
YNDX|YANDEX N.V.|ITGI|ITG Inc.|140109
YNDX|YANDEX N.V.|ITGP|ITG INC.|363200
YNDX|YANDEX N.V.|JANY|Janney Montgomery Scott Inc.|999
YNDX|YANDEX N.V.|JEFF|JEFFERIES LLC|972912
YNDX|YANDEX N.V.|JMPT|JUMP TRADING, LLC|369013
YNDX|YANDEX N.V.|JONE|JonesTrading|3330
YNDX|YANDEX N.V.|JPBX|J.P. MORGAN SECURITIES LLC|300235
YNDX|YANDEX N.V.|JPMX|J.P. Morgan Securities LLC|1607827
YNDX|YANDEX N.V.|JSJX|JANE STREET CAPITAL LLC|84168
YNDX|YANDEX N.V.|JUTA|JUMP TRADING, LLC|313
YNDX|YANDEX N.V.|KCGM|VIRTU Americas LLC|182126
YNDX|YANDEX N.V.|LEHM|Barclays Capital Inc./Le|4155211
YNDX|YANDEX N.V.|LIME|Lime Brokerage LLC|341428
YNDX|YANDEX N.V.|LMGP|LIME BROKERAGE LLC|806
YNDX|YANDEX N.V.|LMNX|LUMINEX TRADING & ANALYTICS LLC|14400
YNDX|YANDEX N.V.|LOOP|Loop Capital Markets LLC|1100
YNDX|YANDEX N.V.|LQNA|LIQUIDNET, INC.|702900
YNDX|YANDEX N.V.|LQNB|LIQUIDNET, INC.|50000
YNDX|YANDEX N.V.|LSCI|Lek Securities Corporation|3810
YNDX|YANDEX N.V.|LTCO|Ladenburg, Thalmann & Co., Inc.|32329
YNDX|YANDEX N.V.|LVMR|LIVERMORE TRADING GROUP, INC.|14000
YNDX|YANDEX N.V.|MAXM|Maxim Group LLC|151452
YNDX|YANDEX N.V.|MCMF|Raymond James Ltd. Cds|27
YNDX|YANDEX N.V.|MICA|Spartan Securities Group, Ltd.|400
YNDX|YANDEX N.V.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|446728
YNDX|YANDEX N.V.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3602
YNDX|YANDEX N.V.|MOTF|MOTIF INVESTING, INC.|42
YNDX|YANDEX N.V.|MPSG|E D & F Man Capital Markets Inc.|100
YNDX|YANDEX N.V.|MSCO|MORGAN STANLEY & CO. LLC|6916855
YNDX|YANDEX N.V.|MSPL|MORGAN STANLEY & CO. LLC|1448000
YNDX|YANDEX N.V.|MSTX|MORGAN STANLEY & CO. LLC|420400
YNDX|YANDEX N.V.|MULL|MARK J. MULLER EQUITIES, INC.|30900
YNDX|YANDEX N.V.|MZHO|Mizuho Securities USA LLC|7000
YNDX|YANDEX N.V.|NEUB|NEUBERGER BERMAN BD LLC|56
YNDX|YANDEX N.V.|NFSC|National Financial Services LLC|447620
YNDX|YANDEX N.V.|NITE|VIRTU Americas LLC|1644802
YNDX|YANDEX N.V.|NITP|VIRTU Americas LLC|10242
YNDX|YANDEX N.V.|NQRB|Brut, LLC|110899
YNDX|YANDEX N.V.|OHOS|TWO SIGMA SECURITIES, LLC|200766
YNDX|YANDEX N.V.|OPCO|Oppenheimer & Co. Inc.|1354
YNDX|YANDEX N.V.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|275
YNDX|YANDEX N.V.|PAUL|Paulson Investment Company, Inc.|96
YNDX|YANDEX N.V.|PDQM|CODA MARKETS, INC.|314468
YNDX|YANDEX N.V.|PHLY|NASDAQ Execution Services, LLC|74480
YNDX|YANDEX N.V.|PNSR|Penserra Securities, LLC|50228
YNDX|YANDEX N.V.|PWJC|UBS Financial Services, Inc.|1000
YNDX|YANDEX N.V.|RAJA|Raymond James & Associates, Inc.|17202
YNDX|YANDEX N.V.|RBCM|RBC CAPITAL MARKETS, LLC|16684
YNDX|YANDEX N.V.|SAGL|SAGETRADER, LLC|229673
YNDX|YANDEX N.V.|SALI|INTL FCSTONE FINANCIAL INC.|156
YNDX|YANDEX N.V.|SBSH|Citigroup Global Markets Inc.|1156841
YNDX|YANDEX N.V.|SGMT|GOLDMAN SACHS & CO. LLC|479060
YNDX|YANDEX N.V.|SPDR|SPEEDROUTE LLC|111140
YNDX|YANDEX N.V.|SPTD|MINT GLOBAL MARKETS, INC.|100
YNDX|YANDEX N.V.|STFL|Stifel, Nicolaus & Company, Incorporated|12280
YNDX|YANDEX N.V.|STTT|STATETRUST INVESTMENTS INC.|50
YNDX|YANDEX N.V.|SWIM|TD Ameritrade, Inc.|276396
YNDX|YANDEX N.V.|SWST|Hilltop Securities Inc.|5859
YNDX|YANDEX N.V.|TKNG|ALLY INVEST SECURITIES LLC|1891
YNDX|YANDEX N.V.|TOUR|TOURMALINE PARTNERS, LLC|8010
YNDX|YANDEX N.V.|TRBT|Tradebot Systems, Inc.|776882
YNDX|YANDEX N.V.|TRCM|TRC MARKETS LLC|400542
YNDX|YANDEX N.V.|TWTT|TASTYWORKS, INC.|550
YNDX|YANDEX N.V.|UBSA|UBS SECURITIES LLC|500148
YNDX|YANDEX N.V.|UBSS|UBS Securities LLC|2294624
YNDX|YANDEX N.V.|VALX|VIRTU AMERICAS LLC|228066
YNDX|YANDEX N.V.|VGRD|Vanguard Marketing Corporation|24305
YNDX|YANDEX N.V.|VSIN|Vision Financial Markets Llc|6
YNDX|YANDEX N.V.|WBPX|SUMMIT SECURITIES GROUP, LLC|100
YNDX|YANDEX N.V.|WCHV|WELLS FARGO SECURITIES, LLC|71260
YNDX|YANDEX N.V.|WEDB|WEDBUSH SECURITIES INC.|3500
YNDX|YANDEX N.V.|WEED|Weeden & Co.L.P.|5111
YNDX|YANDEX N.V.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|68757
YNDX|YANDEX N.V.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|141359
YNDX|YANDEX N.V.|WGIF|CIBC World Markets Inc.|3006
YNDX|YANDEX N.V.|WOLF|Wolfe Trahan Securities|13709
YNDX|YANDEX N.V.|WORD|Worden Capital Management LLC|33928
YNDX|YANDEX N.V.|WSAG|WALL STREET ACCESS|726
YNDX|YANDEX N.V.|WSEA|WOLVERINE SECURITIES, LLC|18046
YNDX|YANDEX N.V.|WTCO|Williams Trading LLC|4300
YNDX|YANDEX N.V.|XIST|INSTINET, LLC|31064
YNDX|YANDEX N.V.|XSTM|NATIONAL FINANCIAL SERVICES LLC|100808
YNDX|YANDEX N.V.|YKNA|COMHAR CAPITAL MARKETS, LLC|14669
YNDX|YANDEX N.V.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7469
YOGA|YOGAWORKS, INC. CM|ALTX|Alternet Securities Inc.|800
YOGA|YOGAWORKS, INC. CM|APCC|Apex Clearing Corporation|1500
YOGA|YOGAWORKS, INC. CM|BATM|CBOE TRADING, INC.|1081
YOGA|YOGAWORKS, INC. CM|CHAS|Charles Schwab & Co., Inc.|300
YOGA|YOGAWORKS, INC. CM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|600
YOGA|YOGAWORKS, INC. CM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8083
YOGA|YOGAWORKS, INC. CM|CTDL|Citadel Derivatives Group Llc|578
YOGA|YOGAWORKS, INC. CM|CXCX|CITIGROUP GLOBAL MARKETS INC.|1800
YOGA|YOGAWORKS, INC. CM|DBAB|Deutsche Bank Securities Inc.|2500
YOGA|YOGAWORKS, INC. CM|DBAX|Deutsche Bank Securities Inc.|1500
YOGA|YOGAWORKS, INC. CM|DEGS|RONIN PROFESSIONAL LLC|7644
YOGA|YOGAWORKS, INC. CM|EBXL|EBX LLC|3300
YOGA|YOGAWORKS, INC. CM|EGAM|CBOE TRADING, INC.|500
YOGA|YOGAWORKS, INC. CM|ETRS|E*Trade Securities LLC|45608
YOGA|YOGAWORKS, INC. CM|FBCO|Credit Suisse Securities (USA) LLC|6909
YOGA|YOGAWORKS, INC. CM|FOMA|TD AMERITRADE CLEARING, INC.|42268
YOGA|YOGAWORKS, INC. CM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|326
YOGA|YOGAWORKS, INC. CM|GEBB|GLOBAL EXECUTION BROKERS, LP|474
YOGA|YOGAWORKS, INC. CM|GSCO|GOLDMAN SACHS & CO. LLC|1600
YOGA|YOGAWORKS, INC. CM|GSCS|GOLDMAN SACHS & CO. LLC|10100
YOGA|YOGAWORKS, INC. CM|GTSZ|GTS SECURITIES LLC|1006
YOGA|YOGAWORKS, INC. CM|IATS|INTERACTIVE BROKERS LLC|9824
YOGA|YOGAWORKS, INC. CM|IBKR|Interactive Brokers Llc|89417
YOGA|YOGAWORKS, INC. CM|ICBX|INSTINET, LLC|400
YOGA|YOGAWORKS, INC. CM|INCA|INSTINET, LLC|8323
YOGA|YOGAWORKS, INC. CM|INJX|INSTINET, LLC|1800
YOGA|YOGAWORKS, INC. CM|ITGI|ITG Inc.|500
YOGA|YOGAWORKS, INC. CM|ITGP|ITG INC.|2400
YOGA|YOGAWORKS, INC. CM|JEFF|JEFFERIES LLC|8849
YOGA|YOGAWORKS, INC. CM|JPMX|J.P. Morgan Securities LLC|18352
YOGA|YOGAWORKS, INC. CM|KCGM|VIRTU Americas LLC|4676
YOGA|YOGAWORKS, INC. CM|LEHM|Barclays Capital Inc./Le|3241
YOGA|YOGAWORKS, INC. CM|LIME|Lime Brokerage LLC|17538
YOGA|YOGAWORKS, INC. CM|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
YOGA|YOGAWORKS, INC. CM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2600
YOGA|YOGAWORKS, INC. CM|MOTF|MOTIF INVESTING, INC.|2
YOGA|YOGAWORKS, INC. CM|MSCO|MORGAN STANLEY & CO. LLC|28220
YOGA|YOGAWORKS, INC. CM|NFSC|National Financial Services LLC|74039
YOGA|YOGAWORKS, INC. CM|NITE|VIRTU Americas LLC|104691
YOGA|YOGAWORKS, INC. CM|RBCM|RBC CAPITAL MARKETS, LLC|2654
YOGA|YOGAWORKS, INC. CM|SBSH|Citigroup Global Markets Inc.|9413
YOGA|YOGAWORKS, INC. CM|SGMT|GOLDMAN SACHS & CO. LLC|56
YOGA|YOGAWORKS, INC. CM|SPDR|SPEEDROUTE LLC|200
YOGA|YOGAWORKS, INC. CM|SPHN|Stephens Inc.|6991
YOGA|YOGAWORKS, INC. CM|STFL|Stifel, Nicolaus & Company, Incorporated|300
YOGA|YOGAWORKS, INC. CM|SWIM|TD Ameritrade, Inc.|23077
YOGA|YOGAWORKS, INC. CM|TKNG|ALLY INVEST SECURITIES LLC|84
YOGA|YOGAWORKS, INC. CM|TRCM|TRC MARKETS LLC|8475
YOGA|YOGAWORKS, INC. CM|UBSA|UBS SECURITIES LLC|1700
YOGA|YOGAWORKS, INC. CM|UBSS|UBS Securities LLC|21565
YOGA|YOGAWORKS, INC. CM|VALX|VIRTU AMERICAS LLC|1016
YOGA|YOGAWORKS, INC. CM|VGRD|Vanguard Marketing Corporation|1400
YOGA|YOGAWORKS, INC. CM|WCHV|WELLS FARGO SECURITIES, LLC|13315
YOGA|YOGAWORKS, INC. CM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|933
YOGA|YOGAWORKS, INC. CM|WGIF|CIBC World Markets Inc.|700
YOGA|YOGAWORKS, INC. CM|WSEA|WOLVERINE SECURITIES, LLC|2455
YOGA|YOGAWORKS, INC. CM|XSTM|NATIONAL FINANCIAL SERVICES LLC|7600
YORW|YORK WATER CO (THE##|ALTX|Alternet Securities Inc.|100
YORW|YORK WATER CO (THE##|APCC|Apex Clearing Corporation|5675
YORW|YORK WATER CO (THE##|BATM|CBOE TRADING, INC.|12
YORW|YORK WATER CO (THE##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1258
YORW|YORK WATER CO (THE##|BMOC|BMO Capital Markets Corp.|2054
YORW|YORK WATER CO (THE##|BNPX|BNP PARIBAS SECURITIES CORP.|698
YORW|YORK WATER CO (THE##|BZYD|GOLDMAN SACHS & CO. LLC|401
YORW|YORK WATER CO (THE##|CHAS|Charles Schwab & Co., Inc.|502
YORW|YORK WATER CO (THE##|CIST|Capital Institutional Services, Inc.|111
YORW|YORK WATER CO (THE##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|772
YORW|YORK WATER CO (THE##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|2184
YORW|YORK WATER CO (THE##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2774
YORW|YORK WATER CO (THE##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3693
YORW|YORK WATER CO (THE##|CTDL|Citadel Derivatives Group Llc|836
YORW|YORK WATER CO (THE##|CXCX|CITIGROUP GLOBAL MARKETS INC.|754
YORW|YORK WATER CO (THE##|DBAB|Deutsche Bank Securities Inc.|21832
YORW|YORK WATER CO (THE##|DBAX|Deutsche Bank Securities Inc.|1700
YORW|YORK WATER CO (THE##|DEAN|MORGAN STANLEY|400
YORW|YORK WATER CO (THE##|DEGS|RONIN PROFESSIONAL LLC|1649
YORW|YORK WATER CO (THE##|EBXL|EBX LLC|300
YORW|YORK WATER CO (THE##|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
YORW|YORK WATER CO (THE##|EDJO|Edward D. Jones & Co., L.P.|507
YORW|YORK WATER CO (THE##|EGAM|CBOE TRADING, INC.|206
YORW|YORK WATER CO (THE##|EGXM|CBOE TRADING, INC.|101
YORW|YORK WATER CO (THE##|ETRS|E*Trade Securities LLC|1409
YORW|YORK WATER CO (THE##|FBCO|Credit Suisse Securities (USA) LLC|9738
YORW|YORK WATER CO (THE##|FOMA|TD AMERITRADE CLEARING, INC.|19556
YORW|YORK WATER CO (THE##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|110
YORW|YORK WATER CO (THE##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1351
YORW|YORK WATER CO (THE##|FTBR|Foliofn Investments, Inc.|67
YORW|YORK WATER CO (THE##|GEBB|GLOBAL EXECUTION BROKERS, LP|3358
YORW|YORK WATER CO (THE##|GLPX|ACS EXECUTION SERVICES, LLC|152
YORW|YORK WATER CO (THE##|GSCO|GOLDMAN SACHS & CO. LLC|40071
YORW|YORK WATER CO (THE##|GTSZ|GTS SECURITIES LLC|100
YORW|YORK WATER CO (THE##|HRBF|American Enterprise Investment Services Inc.|352
YORW|YORK WATER CO (THE##|HSBC|HSBC Securities, Inc.|5959
YORW|YORK WATER CO (THE##|IBKR|Interactive Brokers Llc|2476
YORW|YORK WATER CO (THE##|ICBX|INSTINET, LLC|200
YORW|YORK WATER CO (THE##|IEQY|CITADEL SECURITIES LLC|1222
YORW|YORK WATER CO (THE##|INCA|INSTINET, LLC|17617
YORW|YORK WATER CO (THE##|INJX|INSTINET, LLC|423
YORW|YORK WATER CO (THE##|ITGI|ITG Inc.|1902
YORW|YORK WATER CO (THE##|ITGP|ITG INC.|2800
YORW|YORK WATER CO (THE##|JANY|Janney Montgomery Scott Inc.|2678
YORW|YORK WATER CO (THE##|JEFF|JEFFERIES LLC|1733
YORW|YORK WATER CO (THE##|JPMX|J.P. Morgan Securities LLC|1235
YORW|YORK WATER CO (THE##|JSJX|JANE STREET CAPITAL LLC|49
YORW|YORK WATER CO (THE##|LEHM|Barclays Capital Inc./Le|19519
YORW|YORK WATER CO (THE##|LIME|Lime Brokerage LLC|41311
YORW|YORK WATER CO (THE##|LMGP|LIME BROKERAGE LLC|300
YORW|YORK WATER CO (THE##|LSCI|Lek Securities Corporation|2
YORW|YORK WATER CO (THE##|MAXM|Maxim Group LLC|1340
YORW|YORK WATER CO (THE##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|700
YORW|YORK WATER CO (THE##|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
YORW|YORK WATER CO (THE##|MSCO|MORGAN STANLEY & CO. LLC|59790
YORW|YORK WATER CO (THE##|MSPL|MORGAN STANLEY & CO. LLC|6300
YORW|YORK WATER CO (THE##|NFSC|National Financial Services LLC|17954
YORW|YORK WATER CO (THE##|NITE|VIRTU Americas LLC|34617
YORW|YORK WATER CO (THE##|NITP|VIRTU Americas LLC|200
YORW|YORK WATER CO (THE##|PDQM|CODA MARKETS, INC.|763
YORW|YORK WATER CO (THE##|PWJC|UBS Financial Services, Inc.|75
YORW|YORK WATER CO (THE##|RAJA|Raymond James & Associates, Inc.|1523
YORW|YORK WATER CO (THE##|RBCM|RBC CAPITAL MARKETS, LLC|1179
YORW|YORK WATER CO (THE##|SBSH|Citigroup Global Markets Inc.|30777
YORW|YORK WATER CO (THE##|SGMT|GOLDMAN SACHS & CO. LLC|210
YORW|YORK WATER CO (THE##|SPDR|SPEEDROUTE LLC|100
YORW|YORK WATER CO (THE##|SPTD|MINT GLOBAL MARKETS, INC.|2600
YORW|YORK WATER CO (THE##|STFL|Stifel, Nicolaus & Company, Incorporated|27
YORW|YORK WATER CO (THE##|SWIM|TD Ameritrade, Inc.|400
YORW|YORK WATER CO (THE##|TKNG|ALLY INVEST SECURITIES LLC|20
YORW|YORK WATER CO (THE##|TRBT|Tradebot Systems, Inc.|235
YORW|YORK WATER CO (THE##|TRCM|TRC MARKETS LLC|4434
YORW|YORK WATER CO (THE##|UBSA|UBS SECURITIES LLC|1324
YORW|YORK WATER CO (THE##|UBSS|UBS Securities LLC|51846
YORW|YORK WATER CO (THE##|VALX|VIRTU AMERICAS LLC|708
YORW|YORK WATER CO (THE##|VGRD|Vanguard Marketing Corporation|628
YORW|YORK WATER CO (THE##|VSIN|Vision Financial Markets Llc|3
YORW|YORK WATER CO (THE##|WCHV|WELLS FARGO SECURITIES, LLC|4510
YORW|YORK WATER CO (THE##|WEED|Weeden & Co.L.P.|100
YORW|YORK WATER CO (THE##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|372
YORW|YORK WATER CO (THE##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|69
YORW|YORK WATER CO (THE##|WSEA|WOLVERINE SECURITIES, LLC|128
YORW|YORK WATER CO (THE##|XIST|INSTINET, LLC|1600
YORW|YORK WATER CO (THE##|XSTM|NATIONAL FINANCIAL SERVICES LLC|546
YORW|YORK WATER CO (THE##|YKNA|COMHAR CAPITAL MARKETS, LLC|409
YORW|YORK WATER CO (THE##|YLPL|Linsco/Private Ledger Financial Services, Incorporated|355
YPF|Y P F SOCIEDADE ANON|ALTX|Alternet Securities Inc.|45322
YPF|Y P F SOCIEDADE ANON|APCC|Apex Clearing Corporation|97743
YPF|Y P F SOCIEDADE ANON|AQUA|AQUA SECURITIES L.P.|2900
YPF|Y P F SOCIEDADE ANON|BARD|Robert W. Baird & Co. Incorporated|26
YPF|Y P F SOCIEDADE ANON|BATM|CBOE TRADING, INC.|2200
YPF|Y P F SOCIEDADE ANON|BAYT|BTIG, LLC|1000
YPF|Y P F SOCIEDADE ANON|BERN|Sanford C. Bernstein & Co., LLC|63281
YPF|Y P F SOCIEDADE ANON|BIAD|SAGETRADER, LLC|1
YPF|Y P F SOCIEDADE ANON|BIDS|BIDS TRADING L.P.|54100
YPF|Y P F SOCIEDADE ANON|BIMI|Banca IMI Securities Corp.|11422
YPF|Y P F SOCIEDADE ANON|BKCM|BNY Mellon Capital Markets LLC|5015
YPF|Y P F SOCIEDADE ANON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|152300
YPF|Y P F SOCIEDADE ANON|BLKX|INSTINET, LLC|285821
YPF|Y P F SOCIEDADE ANON|BTIG|BTIG, LLC|4000
YPF|Y P F SOCIEDADE ANON|BYXM|CBOE TRADING, INC.|8754
YPF|Y P F SOCIEDADE ANON|BZYD|GOLDMAN SACHS & CO. LLC|1820
YPF|Y P F SOCIEDADE ANON|CANT|Cantor Fitzgerald & Co.|295722
YPF|Y P F SOCIEDADE ANON|CBLC|CITIGROUP GLOBAL MARKETS INC.|12600
YPF|Y P F SOCIEDADE ANON|CHAS|Charles Schwab & Co., Inc.|2150
YPF|Y P F SOCIEDADE ANON|CIST|Capital Institutional Services, Inc.|3500
YPF|Y P F SOCIEDADE ANON|CLSA|CLSA AMERICAS, LLC|100
YPF|Y P F SOCIEDADE ANON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|68551
YPF|Y P F SOCIEDADE ANON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3100
YPF|Y P F SOCIEDADE ANON|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
YPF|Y P F SOCIEDADE ANON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|556853
YPF|Y P F SOCIEDADE ANON|CTDL|Citadel Derivatives Group Llc|7362
YPF|Y P F SOCIEDADE ANON|CTLR|CUTLER GROUP, LP|1000
YPF|Y P F SOCIEDADE ANON|CXCX|CITIGROUP GLOBAL MARKETS INC.|165674
YPF|Y P F SOCIEDADE ANON|DBAB|Deutsche Bank Securities Inc.|827255
YPF|Y P F SOCIEDADE ANON|DBAX|Deutsche Bank Securities Inc.|583700
YPF|Y P F SOCIEDADE ANON|DBUL|Deutsche Bank Securities Inc.|400
YPF|Y P F SOCIEDADE ANON|DCHF|Dart Executions, LLC|13066
YPF|Y P F SOCIEDADE ANON|DEAN|MORGAN STANLEY|170334
YPF|Y P F SOCIEDADE ANON|DEGS|RONIN PROFESSIONAL LLC|1600
YPF|Y P F SOCIEDADE ANON|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9060
YPF|Y P F SOCIEDADE ANON|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|1400
YPF|Y P F SOCIEDADE ANON|EBXL|EBX LLC|379100
YPF|Y P F SOCIEDADE ANON|ECUT|CONVERGEX EXECUTION SOLUTIONS|1425
YPF|Y P F SOCIEDADE ANON|EGAM|CBOE TRADING, INC.|8597
YPF|Y P F SOCIEDADE ANON|EGMT|EG MARKET TECHNOLOGIES LLC|100
YPF|Y P F SOCIEDADE ANON|EGXM|CBOE TRADING, INC.|13844
YPF|Y P F SOCIEDADE ANON|ETBE|Electronic Transaction Clearing, Inc.|20804
YPF|Y P F SOCIEDADE ANON|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7095
YPF|Y P F SOCIEDADE ANON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7986
YPF|Y P F SOCIEDADE ANON|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|100
YPF|Y P F SOCIEDADE ANON|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|555
YPF|Y P F SOCIEDADE ANON|ETRS|E*Trade Securities LLC|100295
YPF|Y P F SOCIEDADE ANON|FCST|INTL FCSTONE FINANCIAL INC.|49520
YPF|Y P F SOCIEDADE ANON|FILL|Tradestation Securities, Inc.|1657
YPF|Y P F SOCIEDADE ANON|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2194
YPF|Y P F SOCIEDADE ANON|FQLS|Quantlab Securities LP|295464
YPF|Y P F SOCIEDADE ANON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|60583
YPF|Y P F SOCIEDADE ANON|FTBR|Foliofn Investments, Inc.|53
YPF|Y P F SOCIEDADE ANON|GBMT|GBM International, Inc.|1800
YPF|Y P F SOCIEDADE ANON|GEBB|GLOBAL EXECUTION BROKERS, LP|21465
YPF|Y P F SOCIEDADE ANON|GLPX|ACS EXECUTION SERVICES, LLC|212813
YPF|Y P F SOCIEDADE ANON|GSCO|GOLDMAN SACHS & CO. LLC|1591389
YPF|Y P F SOCIEDADE ANON|GSCS|GOLDMAN SACHS & CO. LLC|15620
YPF|Y P F SOCIEDADE ANON|GSLT|GOLDMAN SACHS & CO. LLC|27780
YPF|Y P F SOCIEDADE ANON|GTSZ|GTS SECURITIES LLC|79695
YPF|Y P F SOCIEDADE ANON|HAPX|HAP Trading, LLC|300
YPF|Y P F SOCIEDADE ANON|HRBF|American Enterprise Investment Services Inc.|947
YPF|Y P F SOCIEDADE ANON|HSBC|HSBC Securities, Inc.|24886
YPF|Y P F SOCIEDADE ANON|IATS|INTERACTIVE BROKERS LLC|58925
YPF|Y P F SOCIEDADE ANON|IBKR|Interactive Brokers Llc|161395
YPF|Y P F SOCIEDADE ANON|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2049
YPF|Y P F SOCIEDADE ANON|ICBX|INSTINET, LLC|122462
YPF|Y P F SOCIEDADE ANON|INCA|INSTINET, LLC|286114
YPF|Y P F SOCIEDADE ANON|INJX|INSTINET, LLC|663
YPF|Y P F SOCIEDADE ANON|INTL|INTL FCSTONE FINANCIAL INC.|112157
YPF|Y P F SOCIEDADE ANON|ITAU|Itau USA Securities Inc.|11000
YPF|Y P F SOCIEDADE ANON|ITGI|ITG Inc.|58099
YPF|Y P F SOCIEDADE ANON|ITGP|ITG INC.|633800
YPF|Y P F SOCIEDADE ANON|JANY|Janney Montgomery Scott Inc.|339
YPF|Y P F SOCIEDADE ANON|JEFF|JEFFERIES LLC|980974
YPF|Y P F SOCIEDADE ANON|JMPT|JUMP TRADING, LLC|94132
YPF|Y P F SOCIEDADE ANON|JPBX|J.P. MORGAN SECURITIES LLC|10314
YPF|Y P F SOCIEDADE ANON|JPMX|J.P. Morgan Securities LLC|1373905
YPF|Y P F SOCIEDADE ANON|JSJX|JANE STREET CAPITAL LLC|5015
YPF|Y P F SOCIEDADE ANON|KCGM|VIRTU Americas LLC|142289
YPF|Y P F SOCIEDADE ANON|LBKI|Libucki & Co., LLC|4760
YPF|Y P F SOCIEDADE ANON|LEHM|Barclays Capital Inc./Le|1584878
YPF|Y P F SOCIEDADE ANON|LIME|Lime Brokerage LLC|40995
YPF|Y P F SOCIEDADE ANON|LQNA|LIQUIDNET, INC.|773700
YPF|Y P F SOCIEDADE ANON|LSCI|Lek Securities Corporation|897
YPF|Y P F SOCIEDADE ANON|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|9700
YPF|Y P F SOCIEDADE ANON|MACQ|Macquarie Capital (USA) Inc.|3900
YPF|Y P F SOCIEDADE ANON|MAXM|Maxim Group LLC|1500
YPF|Y P F SOCIEDADE ANON|MBTS|ALLY INVEST SECURITIES LLC|17400
YPF|Y P F SOCIEDADE ANON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|372978
YPF|Y P F SOCIEDADE ANON|MSCO|MORGAN STANLEY & CO. LLC|1132390
YPF|Y P F SOCIEDADE ANON|MSPL|MORGAN STANLEY & CO. LLC|335600
YPF|Y P F SOCIEDADE ANON|MSTX|MORGAN STANLEY & CO. LLC|146800
YPF|Y P F SOCIEDADE ANON|NATL|National Securities Corporation|4100
YPF|Y P F SOCIEDADE ANON|NEUB|NEUBERGER BERMAN BD LLC|145
YPF|Y P F SOCIEDADE ANON|NFSC|National Financial Services LLC|119011
YPF|Y P F SOCIEDADE ANON|NITE|VIRTU Americas LLC|2010241
YPF|Y P F SOCIEDADE ANON|NITP|VIRTU Americas LLC|10
YPF|Y P F SOCIEDADE ANON|NQRB|Brut, LLC|6730
YPF|Y P F SOCIEDADE ANON|OPCO|Oppenheimer & Co. Inc.|9852
YPF|Y P F SOCIEDADE ANON|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2600
YPF|Y P F SOCIEDADE ANON|PDQM|CODA MARKETS, INC.|460100
YPF|Y P F SOCIEDADE ANON|PICT|Pictet Overseas Inc.|40393
YPF|Y P F SOCIEDADE ANON|PWJC|UBS Financial Services, Inc.|51019
YPF|Y P F SOCIEDADE ANON|SAGL|SAGETRADER, LLC|39611
YPF|Y P F SOCIEDADE ANON|SALI|INTL FCSTONE FINANCIAL INC.|64800
YPF|Y P F SOCIEDADE ANON|SBSH|Citigroup Global Markets Inc.|104324
YPF|Y P F SOCIEDADE ANON|SEIC|SEI Investments Distribution Co.|269
YPF|Y P F SOCIEDADE ANON|SGMT|GOLDMAN SACHS & CO. LLC|595210
YPF|Y P F SOCIEDADE ANON|SPDR|SPEEDROUTE LLC|35141
YPF|Y P F SOCIEDADE ANON|SPHN|Stephens Inc.|125
YPF|Y P F SOCIEDADE ANON|STFL|Stifel, Nicolaus & Company, Incorporated|300
YPF|Y P F SOCIEDADE ANON|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|4273
YPF|Y P F SOCIEDADE ANON|SWIM|TD Ameritrade, Inc.|140358
YPF|Y P F SOCIEDADE ANON|TITL|TITLEIST ASSET MANAGEMENT, LTD.|4200
YPF|Y P F SOCIEDADE ANON|TKNG|ALLY INVEST SECURITIES LLC|539
YPF|Y P F SOCIEDADE ANON|TRBT|Tradebot Systems, Inc.|230092
YPF|Y P F SOCIEDADE ANON|TRCM|TRC MARKETS LLC|119274
YPF|Y P F SOCIEDADE ANON|UBSA|UBS SECURITIES LLC|353352
YPF|Y P F SOCIEDADE ANON|UBSS|UBS Securities LLC|1123097
YPF|Y P F SOCIEDADE ANON|VALX|VIRTU AMERICAS LLC|11356
YPF|Y P F SOCIEDADE ANON|VGRD|Vanguard Marketing Corporation|4270
YPF|Y P F SOCIEDADE ANON|WBPX|SUMMIT SECURITIES GROUP, LLC|100
YPF|Y P F SOCIEDADE ANON|WCHV|WELLS FARGO SECURITIES, LLC|337684
YPF|Y P F SOCIEDADE ANON|WEDB|WEDBUSH SECURITIES INC.|2258
YPF|Y P F SOCIEDADE ANON|WEED|Weeden & Co.L.P.|300
YPF|Y P F SOCIEDADE ANON|WEXM|WOLVERINE EXECUTION SERVICES, LLC|70505
YPF|Y P F SOCIEDADE ANON|WEXX|WOLVERINE EXECUTION SERVICES, LLC|73826
YPF|Y P F SOCIEDADE ANON|WGIF|CIBC World Markets Inc.|30
YPF|Y P F SOCIEDADE ANON|WSEA|WOLVERINE SECURITIES, LLC|31887
YPF|Y P F SOCIEDADE ANON|XIST|INSTINET, LLC|9600
YPF|Y P F SOCIEDADE ANON|XSTM|NATIONAL FINANCIAL SERVICES LLC|90130
YPF|Y P F SOCIEDADE ANON|YKNA|COMHAR CAPITAL MARKETS, LLC|7642
YPF|Y P F SOCIEDADE ANON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|722
YRCW|YRC WORLDWIDE|ALTX|Alternet Securities Inc.|2300
YRCW|YRC WORLDWIDE|APCC|Apex Clearing Corporation|1852
YRCW|YRC WORLDWIDE|BATM|CBOE TRADING, INC.|2580
YRCW|YRC WORLDWIDE|BERN|Sanford C. Bernstein & Co., LLC|20150
YRCW|YRC WORLDWIDE|BIMI|Banca IMI Securities Corp.|1016
YRCW|YRC WORLDWIDE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7555
YRCW|YRC WORLDWIDE|BMOC|BMO Capital Markets Corp.|5287
YRCW|YRC WORLDWIDE|BNPX|BNP PARIBAS SECURITIES CORP.|3409
YRCW|YRC WORLDWIDE|BRGE|Newbridge Securities Corp.|800
YRCW|YRC WORLDWIDE|BTIG|BTIG, LLC|106
YRCW|YRC WORLDWIDE|BYXM|CBOE TRADING, INC.|2600
YRCW|YRC WORLDWIDE|BZYD|GOLDMAN SACHS & CO. LLC|1400
YRCW|YRC WORLDWIDE|CANT|Cantor Fitzgerald & Co.|2
YRCW|YRC WORLDWIDE|CHAS|Charles Schwab & Co., Inc.|9200
YRCW|YRC WORLDWIDE|COKE|Coker & Palmer|1820
YRCW|YRC WORLDWIDE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|96583
YRCW|YRC WORLDWIDE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
YRCW|YRC WORLDWIDE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|233427
YRCW|YRC WORLDWIDE|CTDL|Citadel Derivatives Group Llc|16642
YRCW|YRC WORLDWIDE|CXCX|CITIGROUP GLOBAL MARKETS INC.|27930
YRCW|YRC WORLDWIDE|DBAB|Deutsche Bank Securities Inc.|144733
YRCW|YRC WORLDWIDE|DBAX|Deutsche Bank Securities Inc.|134300
YRCW|YRC WORLDWIDE|DBUL|Deutsche Bank Securities Inc.|100
YRCW|YRC WORLDWIDE|DEAN|MORGAN STANLEY|2732
YRCW|YRC WORLDWIDE|DEGS|RONIN PROFESSIONAL LLC|2075
YRCW|YRC WORLDWIDE|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|547
YRCW|YRC WORLDWIDE|EBXL|EBX LLC|107700
YRCW|YRC WORLDWIDE|ECUT|CONVERGEX EXECUTION SOLUTIONS|6625
YRCW|YRC WORLDWIDE|EDJO|Edward D. Jones & Co., L.P.|13439
YRCW|YRC WORLDWIDE|EGAM|CBOE TRADING, INC.|7902
YRCW|YRC WORLDWIDE|EGAW|CBOE TRADING, INC.|90
YRCW|YRC WORLDWIDE|EGMT|EG MARKET TECHNOLOGIES LLC|100
YRCW|YRC WORLDWIDE|EGXM|CBOE TRADING, INC.|2460
YRCW|YRC WORLDWIDE|EGXW|CBOE TRADING, INC.|30
YRCW|YRC WORLDWIDE|ETBE|Electronic Transaction Clearing, Inc.|9062
YRCW|YRC WORLDWIDE|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3532
YRCW|YRC WORLDWIDE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3621
YRCW|YRC WORLDWIDE|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|75591
YRCW|YRC WORLDWIDE|ETRS|E*Trade Securities LLC|239722
YRCW|YRC WORLDWIDE|FBCO|Credit Suisse Securities (USA) LLC|309054
YRCW|YRC WORLDWIDE|FILL|Tradestation Securities, Inc.|5650
YRCW|YRC WORLDWIDE|FOMA|TD AMERITRADE CLEARING, INC.|519418
YRCW|YRC WORLDWIDE|FQLS|Quantlab Securities LP|183237
YRCW|YRC WORLDWIDE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|115285
YRCW|YRC WORLDWIDE|GEBB|GLOBAL EXECUTION BROKERS, LP|16694
YRCW|YRC WORLDWIDE|GLIS|TD Securities Inc|200
YRCW|YRC WORLDWIDE|GLPX|ACS EXECUTION SERVICES, LLC|2725
YRCW|YRC WORLDWIDE|GSCO|GOLDMAN SACHS & CO. LLC|339626
YRCW|YRC WORLDWIDE|GSCS|GOLDMAN SACHS & CO. LLC|11134
YRCW|YRC WORLDWIDE|GSLT|GOLDMAN SACHS & CO. LLC|7810
YRCW|YRC WORLDWIDE|GTSZ|GTS SECURITIES LLC|8305
YRCW|YRC WORLDWIDE|HAPX|HAP Trading, LLC|6832
YRCW|YRC WORLDWIDE|HPPX|POTAMUS TRADING, LLC|481
YRCW|YRC WORLDWIDE|HRBF|American Enterprise Investment Services Inc.|36331
YRCW|YRC WORLDWIDE|HSBC|HSBC Securities, Inc.|200
YRCW|YRC WORLDWIDE|IATS|INTERACTIVE BROKERS LLC|8949
YRCW|YRC WORLDWIDE|IBKR|Interactive Brokers Llc|96891
YRCW|YRC WORLDWIDE|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1916
YRCW|YRC WORLDWIDE|ICBX|INSTINET, LLC|42162
YRCW|YRC WORLDWIDE|IEQY|CITADEL SECURITIES LLC|46246
YRCW|YRC WORLDWIDE|INCA|INSTINET, LLC|222841
YRCW|YRC WORLDWIDE|INJX|INSTINET, LLC|12342
YRCW|YRC WORLDWIDE|ITGI|ITG Inc.|193798
YRCW|YRC WORLDWIDE|ITGP|ITG INC.|103000
YRCW|YRC WORLDWIDE|JEFF|JEFFERIES LLC|113607
YRCW|YRC WORLDWIDE|JMPT|JUMP TRADING, LLC|28590
YRCW|YRC WORLDWIDE|JPBX|J.P. MORGAN SECURITIES LLC|14060
YRCW|YRC WORLDWIDE|JPMX|J.P. Morgan Securities LLC|146186
YRCW|YRC WORLDWIDE|JSJX|JANE STREET CAPITAL LLC|75591
YRCW|YRC WORLDWIDE|KCGM|VIRTU Americas LLC|27963
YRCW|YRC WORLDWIDE|LEHM|Barclays Capital Inc./Le|456887
YRCW|YRC WORLDWIDE|LIME|Lime Brokerage LLC|191507
YRCW|YRC WORLDWIDE|MAXM|Maxim Group LLC|3571
YRCW|YRC WORLDWIDE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|83752
YRCW|YRC WORLDWIDE|MOTF|MOTIF INVESTING, INC.|1
YRCW|YRC WORLDWIDE|MSCO|MORGAN STANLEY & CO. LLC|1301960
YRCW|YRC WORLDWIDE|MSPL|MORGAN STANLEY & CO. LLC|251500
YRCW|YRC WORLDWIDE|MSTX|MORGAN STANLEY & CO. LLC|93300
YRCW|YRC WORLDWIDE|NATL|National Securities Corporation|35877
YRCW|YRC WORLDWIDE|NFSC|National Financial Services LLC|534405
YRCW|YRC WORLDWIDE|NITE|VIRTU Americas LLC|815634
YRCW|YRC WORLDWIDE|NITP|VIRTU Americas LLC|3350
YRCW|YRC WORLDWIDE|NQRB|Brut, LLC|17486
YRCW|YRC WORLDWIDE|OPCO|Oppenheimer & Co. Inc.|2000
YRCW|YRC WORLDWIDE|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|584
YRCW|YRC WORLDWIDE|PCFF|Pacific International Securities Inc./CDS|100
YRCW|YRC WORLDWIDE|PDQM|CODA MARKETS, INC.|2620
YRCW|YRC WORLDWIDE|PHLY|NASDAQ Execution Services, LLC|200
YRCW|YRC WORLDWIDE|RAJA|Raymond James & Associates, Inc.|31174
YRCW|YRC WORLDWIDE|RBCM|RBC CAPITAL MARKETS, LLC|15600
YRCW|YRC WORLDWIDE|RGLD|Regal Securities, Inc|50
YRCW|YRC WORLDWIDE|SBSH|Citigroup Global Markets Inc.|150095
YRCW|YRC WORLDWIDE|SGMT|GOLDMAN SACHS & CO. LLC|57600
YRCW|YRC WORLDWIDE|SPDR|SPEEDROUTE LLC|2747
YRCW|YRC WORLDWIDE|SPGS|Sea Port Group Securities, LLC|200
YRCW|YRC WORLDWIDE|SPHN|Stephens Inc.|71555
YRCW|YRC WORLDWIDE|STFL|Stifel, Nicolaus & Company, Incorporated|26218
YRCW|YRC WORLDWIDE|STKP|STOCKPILE INVESTMENTS, INC.|78
YRCW|YRC WORLDWIDE|SWIM|TD Ameritrade, Inc.|296026
YRCW|YRC WORLDWIDE|SWST|Hilltop Securities Inc.|3470
YRCW|YRC WORLDWIDE|TKNG|ALLY INVEST SECURITIES LLC|46321
YRCW|YRC WORLDWIDE|TRBT|Tradebot Systems, Inc.|176080
YRCW|YRC WORLDWIDE|TRCM|TRC MARKETS LLC|107865
YRCW|YRC WORLDWIDE|UBSA|UBS SECURITIES LLC|71717
YRCW|YRC WORLDWIDE|UBSS|UBS Securities LLC|432828
YRCW|YRC WORLDWIDE|VALX|VIRTU AMERICAS LLC|5642
YRCW|YRC WORLDWIDE|VGRD|Vanguard Marketing Corporation|11874
YRCW|YRC WORLDWIDE|WCHV|WELLS FARGO SECURITIES, LLC|115719
YRCW|YRC WORLDWIDE|WEED|Weeden & Co.L.P.|1300
YRCW|YRC WORLDWIDE|WEXM|WOLVERINE EXECUTION SERVICES, LLC|32409
YRCW|YRC WORLDWIDE|WEXX|WOLVERINE EXECUTION SERVICES, LLC|20752
YRCW|YRC WORLDWIDE|WSEA|WOLVERINE SECURITIES, LLC|22253
YRCW|YRC WORLDWIDE|XIST|INSTINET, LLC|3550
YRCW|YRC WORLDWIDE|XSTM|NATIONAL FINANCIAL SERVICES LLC|34700
YRCW|YRC WORLDWIDE|YKNA|COMHAR CAPITAL MARKETS, LLC|100
YRCW|YRC WORLDWIDE|YLPL|Linsco/Private Ledger Financial Services, Incorporated|95
YRD|YIRENDAI LTD ADS|AGIS|Aegis Capital Corp.|950
YRD|YIRENDAI LTD ADS|ALTX|Alternet Securities Inc.|8514
YRD|YIRENDAI LTD ADS|APCC|Apex Clearing Corporation|9676
YRD|YIRENDAI LTD ADS|BATM|CBOE TRADING, INC.|4580
YRD|YIRENDAI LTD ADS|BAYT|BTIG, LLC|8908
YRD|YIRENDAI LTD ADS|BBNT|BB&T SECURITIES, LLC|3959
YRD|YIRENDAI LTD ADS|BERN|Sanford C. Bernstein & Co., LLC|3738
YRD|YIRENDAI LTD ADS|BIDS|BIDS TRADING L.P.|100
YRD|YIRENDAI LTD ADS|BIMI|Banca IMI Securities Corp.|66
YRD|YIRENDAI LTD ADS|BKCM|BNY Mellon Capital Markets LLC|1192
YRD|YIRENDAI LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|16970
YRD|YIRENDAI LTD ADS|BLKX|INSTINET, LLC|5500
YRD|YIRENDAI LTD ADS|BTIG|BTIG, LLC|27229
YRD|YIRENDAI LTD ADS|BYXM|CBOE TRADING, INC.|420
YRD|YIRENDAI LTD ADS|CANT|Cantor Fitzgerald & Co.|63
YRD|YIRENDAI LTD ADS|CHAS|Charles Schwab & Co., Inc.|1600
YRD|YIRENDAI LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|30321
YRD|YIRENDAI LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|8643
YRD|YIRENDAI LTD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2070
YRD|YIRENDAI LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|133540
YRD|YIRENDAI LTD ADS|CTDE|CHOICETRADE|100
YRD|YIRENDAI LTD ADS|CTDL|Citadel Derivatives Group Llc|6028
YRD|YIRENDAI LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|11328
YRD|YIRENDAI LTD ADS|DBAB|Deutsche Bank Securities Inc.|32325
YRD|YIRENDAI LTD ADS|DBAX|Deutsche Bank Securities Inc.|84400
YRD|YIRENDAI LTD ADS|DCHF|Dart Executions, LLC|500
YRD|YIRENDAI LTD ADS|DEAN|MORGAN STANLEY|2609
YRD|YIRENDAI LTD ADS|DEGS|RONIN PROFESSIONAL LLC|6300
YRD|YIRENDAI LTD ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2000
YRD|YIRENDAI LTD ADS|EBXL|EBX LLC|63900
YRD|YIRENDAI LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|25242
YRD|YIRENDAI LTD ADS|EDJO|Edward D. Jones & Co., L.P.|629
YRD|YIRENDAI LTD ADS|EGAM|CBOE TRADING, INC.|16164
YRD|YIRENDAI LTD ADS|EGMT|EG MARKET TECHNOLOGIES LLC|100
YRD|YIRENDAI LTD ADS|EGXM|CBOE TRADING, INC.|9257
YRD|YIRENDAI LTD ADS|EGXW|CBOE TRADING, INC.|500
YRD|YIRENDAI LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|5532
YRD|YIRENDAI LTD ADS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|9572
YRD|YIRENDAI LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10264
YRD|YIRENDAI LTD ADS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
YRD|YIRENDAI LTD ADS|ETRS|E*Trade Securities LLC|356570
YRD|YIRENDAI LTD ADS|FFSI|Firstrade Securities Inc.|100
YRD|YIRENDAI LTD ADS|FILL|Tradestation Securities, Inc.|466
YRD|YIRENDAI LTD ADS|FMAF|NBCN Inc./ CDS|592
YRD|YIRENDAI LTD ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|600
YRD|YIRENDAI LTD ADS|FQLS|Quantlab Securities LP|110886
YRD|YIRENDAI LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|47139
YRD|YIRENDAI LTD ADS|FTBR|Foliofn Investments, Inc.|1992
YRD|YIRENDAI LTD ADS|GLIS|TD Securities Inc|24185
YRD|YIRENDAI LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|68264
YRD|YIRENDAI LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|179201
YRD|YIRENDAI LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|6556
YRD|YIRENDAI LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|2132
YRD|YIRENDAI LTD ADS|GTSZ|GTS SECURITIES LLC|24753
YRD|YIRENDAI LTD ADS|HAPX|HAP Trading, LLC|46
YRD|YIRENDAI LTD ADS|HRBF|American Enterprise Investment Services Inc.|3028
YRD|YIRENDAI LTD ADS|HSBC|HSBC Securities, Inc.|1817
YRD|YIRENDAI LTD ADS|IATS|INTERACTIVE BROKERS LLC|215980
YRD|YIRENDAI LTD ADS|IBKR|Interactive Brokers Llc|242993
YRD|YIRENDAI LTD ADS|ICBX|INSTINET, LLC|60048
YRD|YIRENDAI LTD ADS|INCA|INSTINET, LLC|105291
YRD|YIRENDAI LTD ADS|INJX|INSTINET, LLC|200
YRD|YIRENDAI LTD ADS|ITGI|ITG Inc.|81105
YRD|YIRENDAI LTD ADS|ITGP|ITG INC.|87400
YRD|YIRENDAI LTD ADS|JANY|Janney Montgomery Scott Inc.|1000
YRD|YIRENDAI LTD ADS|JEFF|JEFFERIES LLC|354
YRD|YIRENDAI LTD ADS|JMPT|JUMP TRADING, LLC|18437
YRD|YIRENDAI LTD ADS|JPBX|J.P. MORGAN SECURITIES LLC|12416
YRD|YIRENDAI LTD ADS|JPMX|J.P. Morgan Securities LLC|190947
YRD|YIRENDAI LTD ADS|JSJX|JANE STREET CAPITAL LLC|6938
YRD|YIRENDAI LTD ADS|KCGM|VIRTU Americas LLC|42343
YRD|YIRENDAI LTD ADS|LEHM|Barclays Capital Inc./Le|124530
YRD|YIRENDAI LTD ADS|LIME|Lime Brokerage LLC|14512
YRD|YIRENDAI LTD ADS|LSCI|Lek Securities Corporation|160
YRD|YIRENDAI LTD ADS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
YRD|YIRENDAI LTD ADS|MAVB|Great Point Capital LLC|100
YRD|YIRENDAI LTD ADS|MBTS|ALLY INVEST SECURITIES LLC|2021
YRD|YIRENDAI LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|173242
YRD|YIRENDAI LTD ADS|MOTF|MOTIF INVESTING, INC.|20
YRD|YIRENDAI LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|378424
YRD|YIRENDAI LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|73000
YRD|YIRENDAI LTD ADS|MSTX|MORGAN STANLEY & CO. LLC|20000
YRD|YIRENDAI LTD ADS|NEED|Needham & Company, LLC|4741
YRD|YIRENDAI LTD ADS|NFSC|National Financial Services LLC|347099
YRD|YIRENDAI LTD ADS|NITE|VIRTU Americas LLC|660779
YRD|YIRENDAI LTD ADS|NQRB|Brut, LLC|3978
YRD|YIRENDAI LTD ADS|NTBF|BMO Nesbitt Burns Inc./CDS|194
YRD|YIRENDAI LTD ADS|OPCO|Oppenheimer & Co. Inc.|1399
YRD|YIRENDAI LTD ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
YRD|YIRENDAI LTD ADS|PCPT|PHILLIP CAPITAL INC.|14688
YRD|YIRENDAI LTD ADS|PDQM|CODA MARKETS, INC.|137955
YRD|YIRENDAI LTD ADS|PHLY|NASDAQ Execution Services, LLC|2400
YRD|YIRENDAI LTD ADS|PNSR|Penserra Securities, LLC|9631
YRD|YIRENDAI LTD ADS|PWJC|UBS Financial Services, Inc.|400
YRD|YIRENDAI LTD ADS|SAGL|SAGETRADER, LLC|43996
YRD|YIRENDAI LTD ADS|SALI|INTL FCSTONE FINANCIAL INC.|325
YRD|YIRENDAI LTD ADS|SBSH|Citigroup Global Markets Inc.|30610
YRD|YIRENDAI LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|83363
YRD|YIRENDAI LTD ADS|SPDR|SPEEDROUTE LLC|24345
YRD|YIRENDAI LTD ADS|STFL|Stifel, Nicolaus & Company, Incorporated|1100
YRD|YIRENDAI LTD ADS|SWIM|TD Ameritrade, Inc.|83065
YRD|YIRENDAI LTD ADS|TKNG|ALLY INVEST SECURITIES LLC|2287
YRD|YIRENDAI LTD ADS|TRBT|Tradebot Systems, Inc.|103560
YRD|YIRENDAI LTD ADS|TRCM|TRC MARKETS LLC|4829
YRD|YIRENDAI LTD ADS|TWTT|TASTYWORKS, INC.|150
YRD|YIRENDAI LTD ADS|UBSA|UBS SECURITIES LLC|136882
YRD|YIRENDAI LTD ADS|UBSS|UBS Securities LLC|375446
YRD|YIRENDAI LTD ADS|VALX|VIRTU AMERICAS LLC|14335
YRD|YIRENDAI LTD ADS|VGRD|Vanguard Marketing Corporation|10983
YRD|YIRENDAI LTD ADS|VIEW|VIEWTRADE SECURITIES LLC|100
YRD|YIRENDAI LTD ADS|VSIN|Vision Financial Markets Llc|100
YRD|YIRENDAI LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|34360
YRD|YIRENDAI LTD ADS|WEDB|WEDBUSH SECURITIES INC.|14000
YRD|YIRENDAI LTD ADS|WEED|Weeden & Co.L.P.|2310
YRD|YIRENDAI LTD ADS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|12903
YRD|YIRENDAI LTD ADS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32733
YRD|YIRENDAI LTD ADS|WGIF|CIBC World Markets Inc.|2110
YRD|YIRENDAI LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|12179
YRD|YIRENDAI LTD ADS|XIST|INSTINET, LLC|178800
YRD|YIRENDAI LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|19808
YRD|YIRENDAI LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|5675
YRD|YIRENDAI LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1030
YRIV|YANGTZE RIV PT & LOG|ALTX|Alternet Securities Inc.|1879
YRIV|YANGTZE RIV PT & LOG|APCC|Apex Clearing Corporation|555
YRIV|YANGTZE RIV PT & LOG|BATM|CBOE TRADING, INC.|100
YRIV|YANGTZE RIV PT & LOG|BAYC|BAY CREST PARTNERS, LLC|280
YRIV|YANGTZE RIV PT & LOG|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1000
YRIV|YANGTZE RIV PT & LOG|BYXM|CBOE TRADING, INC.|100
YRIV|YANGTZE RIV PT & LOG|CHAS|Charles Schwab & Co., Inc.|1300
YRIV|YANGTZE RIV PT & LOG|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4150
YRIV|YANGTZE RIV PT & LOG|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9814
YRIV|YANGTZE RIV PT & LOG|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|600
YRIV|YANGTZE RIV PT & LOG|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4391
YRIV|YANGTZE RIV PT & LOG|CXCX|CITIGROUP GLOBAL MARKETS INC.|10
YRIV|YANGTZE RIV PT & LOG|DBAB|Deutsche Bank Securities Inc.|47161
YRIV|YANGTZE RIV PT & LOG|DBAX|Deutsche Bank Securities Inc.|4500
YRIV|YANGTZE RIV PT & LOG|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|10078
YRIV|YANGTZE RIV PT & LOG|EBXL|EBX LLC|6100
YRIV|YANGTZE RIV PT & LOG|ECUT|CONVERGEX EXECUTION SOLUTIONS|2800
YRIV|YANGTZE RIV PT & LOG|EGAM|CBOE TRADING, INC.|13985
YRIV|YANGTZE RIV PT & LOG|EGXW|CBOE TRADING, INC.|182
YRIV|YANGTZE RIV PT & LOG|ETBE|Electronic Transaction Clearing, Inc.|200
YRIV|YANGTZE RIV PT & LOG|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|978
YRIV|YANGTZE RIV PT & LOG|ETRS|E*Trade Securities LLC|52927
YRIV|YANGTZE RIV PT & LOG|FBCO|Credit Suisse Securities (USA) LLC|30510
YRIV|YANGTZE RIV PT & LOG|FILL|Tradestation Securities, Inc.|792
YRIV|YANGTZE RIV PT & LOG|FOMA|TD AMERITRADE CLEARING, INC.|89276
YRIV|YANGTZE RIV PT & LOG|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|101
YRIV|YANGTZE RIV PT & LOG|GEBB|GLOBAL EXECUTION BROKERS, LP|1250
YRIV|YANGTZE RIV PT & LOG|GLPX|ACS EXECUTION SERVICES, LLC|31132
YRIV|YANGTZE RIV PT & LOG|GSCO|GOLDMAN SACHS & CO. LLC|2740
YRIV|YANGTZE RIV PT & LOG|GTSZ|GTS SECURITIES LLC|26970
YRIV|YANGTZE RIV PT & LOG|IATS|INTERACTIVE BROKERS LLC|270437
YRIV|YANGTZE RIV PT & LOG|IBKR|Interactive Brokers Llc|1515813
YRIV|YANGTZE RIV PT & LOG|ICBX|INSTINET, LLC|1400
YRIV|YANGTZE RIV PT & LOG|INCA|INSTINET, LLC|29966
YRIV|YANGTZE RIV PT & LOG|INJX|INSTINET, LLC|800
YRIV|YANGTZE RIV PT & LOG|ITGI|ITG Inc.|18912
YRIV|YANGTZE RIV PT & LOG|ITGP|ITG INC.|10200
YRIV|YANGTZE RIV PT & LOG|JEFF|JEFFERIES LLC|600
YRIV|YANGTZE RIV PT & LOG|JMPT|JUMP TRADING, LLC|607
YRIV|YANGTZE RIV PT & LOG|JPMX|J.P. Morgan Securities LLC|4936
YRIV|YANGTZE RIV PT & LOG|JSJX|JANE STREET CAPITAL LLC|29419
YRIV|YANGTZE RIV PT & LOG|KCGM|VIRTU Americas LLC|234
YRIV|YANGTZE RIV PT & LOG|LEHM|Barclays Capital Inc./Le|21085
YRIV|YANGTZE RIV PT & LOG|LIME|Lime Brokerage LLC|29118
YRIV|YANGTZE RIV PT & LOG|MAVB|Great Point Capital LLC|12
YRIV|YANGTZE RIV PT & LOG|MBTS|ALLY INVEST SECURITIES LLC|100
YRIV|YANGTZE RIV PT & LOG|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1200
YRIV|YANGTZE RIV PT & LOG|MSCO|MORGAN STANLEY & CO. LLC|164837
YRIV|YANGTZE RIV PT & LOG|MSPL|MORGAN STANLEY & CO. LLC|2000
YRIV|YANGTZE RIV PT & LOG|NFSC|National Financial Services LLC|45695
YRIV|YANGTZE RIV PT & LOG|NITE|VIRTU Americas LLC|229017
YRIV|YANGTZE RIV PT & LOG|NITP|VIRTU Americas LLC|300
YRIV|YANGTZE RIV PT & LOG|NQRB|Brut, LLC|3500
YRIV|YANGTZE RIV PT & LOG|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
YRIV|YANGTZE RIV PT & LOG|PCPT|PHILLIP CAPITAL INC.|2
YRIV|YANGTZE RIV PT & LOG|PDQM|CODA MARKETS, INC.|82685
YRIV|YANGTZE RIV PT & LOG|RBCM|RBC CAPITAL MARKETS, LLC|4832
YRIV|YANGTZE RIV PT & LOG|SAGL|SAGETRADER, LLC|173466
YRIV|YANGTZE RIV PT & LOG|SBSH|Citigroup Global Markets Inc.|5
YRIV|YANGTZE RIV PT & LOG|SGMT|GOLDMAN SACHS & CO. LLC|2100
YRIV|YANGTZE RIV PT & LOG|SPDR|SPEEDROUTE LLC|575
YRIV|YANGTZE RIV PT & LOG|SPTD|MINT GLOBAL MARKETS, INC.|5100
YRIV|YANGTZE RIV PT & LOG|STFL|Stifel, Nicolaus & Company, Incorporated|500
YRIV|YANGTZE RIV PT & LOG|SWIM|TD Ameritrade, Inc.|55770
YRIV|YANGTZE RIV PT & LOG|SWST|Hilltop Securities Inc.|1000
YRIV|YANGTZE RIV PT & LOG|TKNG|ALLY INVEST SECURITIES LLC|1030
YRIV|YANGTZE RIV PT & LOG|TRCM|TRC MARKETS LLC|513
YRIV|YANGTZE RIV PT & LOG|UBSA|UBS SECURITIES LLC|6800
YRIV|YANGTZE RIV PT & LOG|UBSS|UBS Securities LLC|32606
YRIV|YANGTZE RIV PT & LOG|VALX|VIRTU AMERICAS LLC|1863
YRIV|YANGTZE RIV PT & LOG|VGRD|Vanguard Marketing Corporation|3320
YRIV|YANGTZE RIV PT & LOG|VSIN|Vision Financial Markets Llc|4700
YRIV|YANGTZE RIV PT & LOG|WCHV|WELLS FARGO SECURITIES, LLC|16483
YRIV|YANGTZE RIV PT & LOG|WEXM|WOLVERINE EXECUTION SERVICES, LLC|50
YRIV|YANGTZE RIV PT & LOG|WGIF|CIBC World Markets Inc.|2735
YRIV|YANGTZE RIV PT & LOG|WSEA|WOLVERINE SECURITIES, LLC|9778
YRIV|YANGTZE RIV PT & LOG|XPQR|Jump Trading|127
YRIV|YANGTZE RIV PT & LOG|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
YRIV|YANGTZE RIV PT & LOG|YKNA|COMHAR CAPITAL MARKETS, LLC|6632
YTEN|YIELD10 BIOSCIENCE|ALTX|Alternet Securities Inc.|1100
YTEN|YIELD10 BIOSCIENCE|APCC|Apex Clearing Corporation|24456
YTEN|YIELD10 BIOSCIENCE|BATM|CBOE TRADING, INC.|900
YTEN|YIELD10 BIOSCIENCE|BIMI|Banca IMI Securities Corp.|3575
YTEN|YIELD10 BIOSCIENCE|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3496
YTEN|YIELD10 BIOSCIENCE|BYXM|CBOE TRADING, INC.|200
YTEN|YIELD10 BIOSCIENCE|CHAS|Charles Schwab & Co., Inc.|3000
YTEN|YIELD10 BIOSCIENCE|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2700
YTEN|YIELD10 BIOSCIENCE|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4944
YTEN|YIELD10 BIOSCIENCE|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|86
YTEN|YIELD10 BIOSCIENCE|CROS|CREDIT SUISSE SECURITIES (USA) LLC|15320
YTEN|YIELD10 BIOSCIENCE|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
YTEN|YIELD10 BIOSCIENCE|DBAB|Deutsche Bank Securities Inc.|5769
YTEN|YIELD10 BIOSCIENCE|DBAX|Deutsche Bank Securities Inc.|5200
YTEN|YIELD10 BIOSCIENCE|DEGS|RONIN PROFESSIONAL LLC|28019
YTEN|YIELD10 BIOSCIENCE|EBXL|EBX LLC|1400
YTEN|YIELD10 BIOSCIENCE|ECUT|CONVERGEX EXECUTION SOLUTIONS|1358
YTEN|YIELD10 BIOSCIENCE|EGAM|CBOE TRADING, INC.|11500
YTEN|YIELD10 BIOSCIENCE|EGXM|CBOE TRADING, INC.|5919
YTEN|YIELD10 BIOSCIENCE|ETBE|Electronic Transaction Clearing, Inc.|400
YTEN|YIELD10 BIOSCIENCE|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|271
YTEN|YIELD10 BIOSCIENCE|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|1500
YTEN|YIELD10 BIOSCIENCE|ETRS|E*Trade Securities LLC|475485
YTEN|YIELD10 BIOSCIENCE|FBCO|Credit Suisse Securities (USA) LLC|92358
YTEN|YIELD10 BIOSCIENCE|FILL|Tradestation Securities, Inc.|20565
YTEN|YIELD10 BIOSCIENCE|FMAF|NBCN Inc./ CDS|1050
YTEN|YIELD10 BIOSCIENCE|FOMA|TD AMERITRADE CLEARING, INC.|807633
YTEN|YIELD10 BIOSCIENCE|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|683
YTEN|YIELD10 BIOSCIENCE|GEBB|GLOBAL EXECUTION BROKERS, LP|1121
YTEN|YIELD10 BIOSCIENCE|GLIS|TD Securities Inc|4000
YTEN|YIELD10 BIOSCIENCE|GLPX|ACS EXECUTION SERVICES, LLC|12178
YTEN|YIELD10 BIOSCIENCE|GSCO|GOLDMAN SACHS & CO. LLC|2187
YTEN|YIELD10 BIOSCIENCE|GSCS|GOLDMAN SACHS & CO. LLC|12400
YTEN|YIELD10 BIOSCIENCE|GSLT|GOLDMAN SACHS & CO. LLC|4075
YTEN|YIELD10 BIOSCIENCE|GTSZ|GTS SECURITIES LLC|123
YTEN|YIELD10 BIOSCIENCE|HRBF|American Enterprise Investment Services Inc.|1310
YTEN|YIELD10 BIOSCIENCE|IATS|INTERACTIVE BROKERS LLC|17556
YTEN|YIELD10 BIOSCIENCE|IBKR|Interactive Brokers Llc|137444
YTEN|YIELD10 BIOSCIENCE|ICBX|INSTINET, LLC|500
YTEN|YIELD10 BIOSCIENCE|INCA|INSTINET, LLC|16251
YTEN|YIELD10 BIOSCIENCE|ITGI|ITG Inc.|5722
YTEN|YIELD10 BIOSCIENCE|ITGP|ITG INC.|7600
YTEN|YIELD10 BIOSCIENCE|JMPT|JUMP TRADING, LLC|603
YTEN|YIELD10 BIOSCIENCE|JONE|JonesTrading|12013
YTEN|YIELD10 BIOSCIENCE|JPMX|J.P. Morgan Securities LLC|4800
YTEN|YIELD10 BIOSCIENCE|JSJX|JANE STREET CAPITAL LLC|2300
YTEN|YIELD10 BIOSCIENCE|KCGM|VIRTU Americas LLC|400
YTEN|YIELD10 BIOSCIENCE|LEHM|Barclays Capital Inc./Le|20211
YTEN|YIELD10 BIOSCIENCE|LIME|Lime Brokerage LLC|6870
YTEN|YIELD10 BIOSCIENCE|LSCI|Lek Securities Corporation|200
YTEN|YIELD10 BIOSCIENCE|LVMR|LIVERMORE TRADING GROUP, INC.|43300
YTEN|YIELD10 BIOSCIENCE|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|580
YTEN|YIELD10 BIOSCIENCE|MAXM|Maxim Group LLC|21606
YTEN|YIELD10 BIOSCIENCE|MICA|Spartan Securities Group, Ltd.|400
YTEN|YIELD10 BIOSCIENCE|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6665
YTEN|YIELD10 BIOSCIENCE|MOTF|MOTIF INVESTING, INC.|3
YTEN|YIELD10 BIOSCIENCE|MSCO|MORGAN STANLEY & CO. LLC|151362
YTEN|YIELD10 BIOSCIENCE|MSPL|MORGAN STANLEY & CO. LLC|2700
YTEN|YIELD10 BIOSCIENCE|NFSC|National Financial Services LLC|354198
YTEN|YIELD10 BIOSCIENCE|NITE|VIRTU Americas LLC|976559
YTEN|YIELD10 BIOSCIENCE|OPCO|Oppenheimer & Co. Inc.|3885
YTEN|YIELD10 BIOSCIENCE|PCPT|PHILLIP CAPITAL INC.|1000
YTEN|YIELD10 BIOSCIENCE|PDQM|CODA MARKETS, INC.|15633
YTEN|YIELD10 BIOSCIENCE|RAJA|Raymond James & Associates, Inc.|3033
YTEN|YIELD10 BIOSCIENCE|RBCM|RBC CAPITAL MARKETS, LLC|1520
YTEN|YIELD10 BIOSCIENCE|RGLD|Regal Securities, Inc|1000
YTEN|YIELD10 BIOSCIENCE|SAGL|SAGETRADER, LLC|1550
YTEN|YIELD10 BIOSCIENCE|SGMT|GOLDMAN SACHS & CO. LLC|4250
YTEN|YIELD10 BIOSCIENCE|SPDR|SPEEDROUTE LLC|6450
YTEN|YIELD10 BIOSCIENCE|SPTD|MINT GLOBAL MARKETS, INC.|2000
YTEN|YIELD10 BIOSCIENCE|STFL|Stifel, Nicolaus & Company, Incorporated|300
YTEN|YIELD10 BIOSCIENCE|SWIM|TD Ameritrade, Inc.|516160
YTEN|YIELD10 BIOSCIENCE|SWST|Hilltop Securities Inc.|1998
YTEN|YIELD10 BIOSCIENCE|TKNG|ALLY INVEST SECURITIES LLC|23276
YTEN|YIELD10 BIOSCIENCE|TRCM|TRC MARKETS LLC|1482
YTEN|YIELD10 BIOSCIENCE|TWTT|TASTYWORKS, INC.|1200
YTEN|YIELD10 BIOSCIENCE|UBSA|UBS SECURITIES LLC|2150
YTEN|YIELD10 BIOSCIENCE|UBSS|UBS Securities LLC|91122
YTEN|YIELD10 BIOSCIENCE|VALX|VIRTU AMERICAS LLC|200
YTEN|YIELD10 BIOSCIENCE|VGRD|Vanguard Marketing Corporation|4200
YTEN|YIELD10 BIOSCIENCE|WCHV|WELLS FARGO SECURITIES, LLC|41268
YTEN|YIELD10 BIOSCIENCE|WEDB|WEDBUSH SECURITIES INC.|5500
YTEN|YIELD10 BIOSCIENCE|WGIF|CIBC World Markets Inc.|4900
YTEN|YIELD10 BIOSCIENCE|WSEA|WOLVERINE SECURITIES, LLC|21589
YTEN|YIELD10 BIOSCIENCE|YKNA|COMHAR CAPITAL MARKETS, LLC|1405
YTRA|YATRA ONLINE, INC.|AGIS|Aegis Capital Corp.|16300
YTRA|YATRA ONLINE, INC.|ALTX|Alternet Securities Inc.|21570
YTRA|YATRA ONLINE, INC.|APCC|Apex Clearing Corporation|25113
YTRA|YATRA ONLINE, INC.|BATM|CBOE TRADING, INC.|600
YTRA|YATRA ONLINE, INC.|BAYT|BTIG, LLC|400
YTRA|YATRA ONLINE, INC.|BERN|Sanford C. Bernstein & Co., LLC|12996
YTRA|YATRA ONLINE, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10126
YTRA|YATRA ONLINE, INC.|BRGE|Newbridge Securities Corp.|8906
YTRA|YATRA ONLINE, INC.|BYXM|CBOE TRADING, INC.|400
YTRA|YATRA ONLINE, INC.|CANT|Cantor Fitzgerald & Co.|7284
YTRA|YATRA ONLINE, INC.|CHAS|Charles Schwab & Co., Inc.|1320
YTRA|YATRA ONLINE, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|209324
YTRA|YATRA ONLINE, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5432
YTRA|YATRA ONLINE, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|33660
YTRA|YATRA ONLINE, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|224404
YTRA|YATRA ONLINE, INC.|CTDL|Citadel Derivatives Group Llc|4850
YTRA|YATRA ONLINE, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|60756
YTRA|YATRA ONLINE, INC.|DADA|D.A. Davidson & Co.|500
YTRA|YATRA ONLINE, INC.|DBAB|Deutsche Bank Securities Inc.|119981
YTRA|YATRA ONLINE, INC.|DBAX|Deutsche Bank Securities Inc.|105800
YTRA|YATRA ONLINE, INC.|DEAN|MORGAN STANLEY|4522
YTRA|YATRA ONLINE, INC.|DEGS|RONIN PROFESSIONAL LLC|36758
YTRA|YATRA ONLINE, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|300
YTRA|YATRA ONLINE, INC.|EBXL|EBX LLC|118900
YTRA|YATRA ONLINE, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|22270
YTRA|YATRA ONLINE, INC.|EDJO|Edward D. Jones & Co., L.P.|800
YTRA|YATRA ONLINE, INC.|EGAM|CBOE TRADING, INC.|8357
YTRA|YATRA ONLINE, INC.|EGAW|CBOE TRADING, INC.|800
YTRA|YATRA ONLINE, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|300
YTRA|YATRA ONLINE, INC.|EGXM|CBOE TRADING, INC.|13014
YTRA|YATRA ONLINE, INC.|EGXW|CBOE TRADING, INC.|100
YTRA|YATRA ONLINE, INC.|ETBE|Electronic Transaction Clearing, Inc.|4963
YTRA|YATRA ONLINE, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|14040
YTRA|YATRA ONLINE, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7979
YTRA|YATRA ONLINE, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
YTRA|YATRA ONLINE, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
YTRA|YATRA ONLINE, INC.|ETRS|E*Trade Securities LLC|205579
YTRA|YATRA ONLINE, INC.|FBCO|Credit Suisse Securities (USA) LLC|342581
YTRA|YATRA ONLINE, INC.|FILL|Tradestation Securities, Inc.|5949
YTRA|YATRA ONLINE, INC.|FMAF|NBCN Inc./ CDS|9200
YTRA|YATRA ONLINE, INC.|FOMA|TD AMERITRADE CLEARING, INC.|375595
YTRA|YATRA ONLINE, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|801
YTRA|YATRA ONLINE, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|39084
YTRA|YATRA ONLINE, INC.|FTBR|Foliofn Investments, Inc.|500
YTRA|YATRA ONLINE, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|2056
YTRA|YATRA ONLINE, INC.|GLIS|TD Securities Inc|900
YTRA|YATRA ONLINE, INC.|GLPX|ACS EXECUTION SERVICES, LLC|30795
YTRA|YATRA ONLINE, INC.|GSCO|GOLDMAN SACHS & CO. LLC|364511
YTRA|YATRA ONLINE, INC.|GSCS|GOLDMAN SACHS & CO. LLC|75798
YTRA|YATRA ONLINE, INC.|GSLT|GOLDMAN SACHS & CO. LLC|20508
YTRA|YATRA ONLINE, INC.|GTSZ|GTS SECURITIES LLC|3187
YTRA|YATRA ONLINE, INC.|HSBC|HSBC Securities, Inc.|40608
YTRA|YATRA ONLINE, INC.|IATS|INTERACTIVE BROKERS LLC|27236
YTRA|YATRA ONLINE, INC.|IBKR|Interactive Brokers Llc|502368
YTRA|YATRA ONLINE, INC.|ICBX|INSTINET, LLC|18470
YTRA|YATRA ONLINE, INC.|INCA|INSTINET, LLC|142819
YTRA|YATRA ONLINE, INC.|INJX|INSTINET, LLC|160632
YTRA|YATRA ONLINE, INC.|ITGI|ITG Inc.|87965
YTRA|YATRA ONLINE, INC.|ITGP|ITG INC.|63400
YTRA|YATRA ONLINE, INC.|JEFF|JEFFERIES LLC|264860
YTRA|YATRA ONLINE, INC.|JMPT|JUMP TRADING, LLC|26074
YTRA|YATRA ONLINE, INC.|JONE|JonesTrading|318
YTRA|YATRA ONLINE, INC.|JPBX|J.P. MORGAN SECURITIES LLC|9462
YTRA|YATRA ONLINE, INC.|JPMX|J.P. Morgan Securities LLC|93172
YTRA|YATRA ONLINE, INC.|JSJX|JANE STREET CAPITAL LLC|3477
YTRA|YATRA ONLINE, INC.|KCGM|VIRTU Americas LLC|25561
YTRA|YATRA ONLINE, INC.|LEHM|Barclays Capital Inc./Le|158264
YTRA|YATRA ONLINE, INC.|LIME|Lime Brokerage LLC|99311
YTRA|YATRA ONLINE, INC.|LOUI|Louis Capital Markets, LLC|5960278
YTRA|YATRA ONLINE, INC.|LQNA|LIQUIDNET, INC.|17800
YTRA|YATRA ONLINE, INC.|LSCI|Lek Securities Corporation|2200
YTRA|YATRA ONLINE, INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|13000
YTRA|YATRA ONLINE, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|7800
YTRA|YATRA ONLINE, INC.|MAXM|Maxim Group LLC|1750
YTRA|YATRA ONLINE, INC.|MKMP|MKM Partners LLC|3145
YTRA|YATRA ONLINE, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|38200
YTRA|YATRA ONLINE, INC.|MOTF|MOTIF INVESTING, INC.|11
YTRA|YATRA ONLINE, INC.|MSCO|MORGAN STANLEY & CO. LLC|1199442
YTRA|YATRA ONLINE, INC.|MSPL|MORGAN STANLEY & CO. LLC|36400
YTRA|YATRA ONLINE, INC.|MSTX|MORGAN STANLEY & CO. LLC|9800
YTRA|YATRA ONLINE, INC.|NATL|National Securities Corporation|2500
YTRA|YATRA ONLINE, INC.|NFSC|National Financial Services LLC|193537
YTRA|YATRA ONLINE, INC.|NITE|VIRTU Americas LLC|715255
YTRA|YATRA ONLINE, INC.|NITP|VIRTU Americas LLC|4000
YTRA|YATRA ONLINE, INC.|NQRB|Brut, LLC|6118
YTRA|YATRA ONLINE, INC.|OPCO|Oppenheimer & Co. Inc.|13995
YTRA|YATRA ONLINE, INC.|PDQM|CODA MARKETS, INC.|85607
YTRA|YATRA ONLINE, INC.|PREC|PRECISION SECURITIES, LLC|2600
YTRA|YATRA ONLINE, INC.|PWJC|UBS Financial Services, Inc.|1500
YTRA|YATRA ONLINE, INC.|RAJA|Raymond James & Associates, Inc.|4790
YTRA|YATRA ONLINE, INC.|RJLC|RJL CAPITAL GROUP, LLC|200
YTRA|YATRA ONLINE, INC.|SAGL|SAGETRADER, LLC|10380
YTRA|YATRA ONLINE, INC.|SBSH|Citigroup Global Markets Inc.|204787
YTRA|YATRA ONLINE, INC.|SGMT|GOLDMAN SACHS & CO. LLC|63741
YTRA|YATRA ONLINE, INC.|SPDR|SPEEDROUTE LLC|5564
YTRA|YATRA ONLINE, INC.|SPHN|Stephens Inc.|43220
YTRA|YATRA ONLINE, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|5000
YTRA|YATRA ONLINE, INC.|SWIM|TD Ameritrade, Inc.|77818
YTRA|YATRA ONLINE, INC.|SWST|Hilltop Securities Inc.|3500
YTRA|YATRA ONLINE, INC.|TKNG|ALLY INVEST SECURITIES LLC|3190
YTRA|YATRA ONLINE, INC.|TRBT|Tradebot Systems, Inc.|109070
YTRA|YATRA ONLINE, INC.|TRCM|TRC MARKETS LLC|60195
YTRA|YATRA ONLINE, INC.|UBSA|UBS SECURITIES LLC|24134
YTRA|YATRA ONLINE, INC.|UBSS|UBS Securities LLC|346760
YTRA|YATRA ONLINE, INC.|VALX|VIRTU AMERICAS LLC|2089
YTRA|YATRA ONLINE, INC.|VGRD|Vanguard Marketing Corporation|2944
YTRA|YATRA ONLINE, INC.|WABR|Wall Street Access|10900
YTRA|YATRA ONLINE, INC.|WCHV|WELLS FARGO SECURITIES, LLC|135666
YTRA|YATRA ONLINE, INC.|WEDB|WEDBUSH SECURITIES INC.|448
YTRA|YATRA ONLINE, INC.|WEED|Weeden & Co.L.P.|2254
YTRA|YATRA ONLINE, INC.|WGIF|CIBC World Markets Inc.|2500
YTRA|YATRA ONLINE, INC.|WSEA|WOLVERINE SECURITIES, LLC|1100
YTRA|YATRA ONLINE, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|11340
YTRA|YATRA ONLINE, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|20800
YTRA|YATRA ONLINE, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|24312
YUM|YUM BRANDS INC|ABLE|NATIXIS Securities Americas LLC|6321
YUM|YUM BRANDS INC|ADAM|CANACCORD GENUITY INC.|100
YUM|YUM BRANDS INC|ALTX|Alternet Securities Inc.|27602
YUM|YUM BRANDS INC|ANOS|ABEL/NOSER, L.L.C.|300
YUM|YUM BRANDS INC|APCC|Apex Clearing Corporation|2121
YUM|YUM BRANDS INC|BALE|M&T SECURITIES, INC.|1283
YUM|YUM BRANDS INC|BANK|Primevest Financial Services, Inc.|458
YUM|YUM BRANDS INC|BARD|Robert W. Baird & Co. Incorporated|3519
YUM|YUM BRANDS INC|BATM|CBOE TRADING, INC.|15879
YUM|YUM BRANDS INC|BAYC|BAY CREST PARTNERS, LLC|2230
YUM|YUM BRANDS INC|BAYT|BTIG, LLC|600
YUM|YUM BRANDS INC|BBNT|BB&T SECURITIES, LLC|4506
YUM|YUM BRANDS INC|BERN|Sanford C. Bernstein & Co., LLC|167030
YUM|YUM BRANDS INC|BIDS|BIDS TRADING L.P.|55400
YUM|YUM BRANDS INC|BIMI|Banca IMI Securities Corp.|11
YUM|YUM BRANDS INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8723
YUM|YUM BRANDS INC|BLKX|INSTINET, LLC|437887
YUM|YUM BRANDS INC|BMOC|BMO Capital Markets Corp.|2034
YUM|YUM BRANDS INC|BNPX|BNP PARIBAS SECURITIES CORP.|639642
YUM|YUM BRANDS INC|BTIG|BTIG, LLC|2555
YUM|YUM BRANDS INC|BYXM|CBOE TRADING, INC.|2076
YUM|YUM BRANDS INC|BZYD|GOLDMAN SACHS & CO. LLC|700
YUM|YUM BRANDS INC|CANT|Cantor Fitzgerald & Co.|770
YUM|YUM BRANDS INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|57646
YUM|YUM BRANDS INC|CHAS|Charles Schwab & Co., Inc.|1964
YUM|YUM BRANDS INC|CIBP|CIBC World Markets Corp.|388274
YUM|YUM BRANDS INC|CICF|Canaccord Genuity Corp.|152
YUM|YUM BRANDS INC|CIST|Capital Institutional Services, Inc.|28659
YUM|YUM BRANDS INC|CLSA|CLSA AMERICAS, LLC|8000
YUM|YUM BRANDS INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|77282
YUM|YUM BRANDS INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|427
YUM|YUM BRANDS INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1318
YUM|YUM BRANDS INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|740980
YUM|YUM BRANDS INC|CTDL|Citadel Derivatives Group Llc|42587
YUM|YUM BRANDS INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|196776
YUM|YUM BRANDS INC|DADA|D.A. Davidson & Co.|2132
YUM|YUM BRANDS INC|DAVA|Davenport & Company LLC|227
YUM|YUM BRANDS INC|DBAB|Deutsche Bank Securities Inc.|476709
YUM|YUM BRANDS INC|DBAX|Deutsche Bank Securities Inc.|1183900
YUM|YUM BRANDS INC|DBUL|Deutsche Bank Securities Inc.|5312
YUM|YUM BRANDS INC|DCHF|Dart Executions, LLC|19747
YUM|YUM BRANDS INC|DEAN|MORGAN STANLEY|11983
YUM|YUM BRANDS INC|DEGS|RONIN PROFESSIONAL LLC|100
YUM|YUM BRANDS INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|27231
YUM|YUM BRANDS INC|DRWK|DRW SECURITIES, L.L.C.|11964
YUM|YUM BRANDS INC|EBXL|EBX LLC|412800
YUM|YUM BRANDS INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|46668
YUM|YUM BRANDS INC|EDJC|Edward Jones / CDS|597
YUM|YUM BRANDS INC|EDJO|Edward D. Jones & Co., L.P.|8928
YUM|YUM BRANDS INC|EGAM|CBOE TRADING, INC.|79615
YUM|YUM BRANDS INC|EGAW|CBOE TRADING, INC.|785
YUM|YUM BRANDS INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
YUM|YUM BRANDS INC|EGXM|CBOE TRADING, INC.|7745
YUM|YUM BRANDS INC|EGXW|CBOE TRADING, INC.|1348
YUM|YUM BRANDS INC|ETBE|Electronic Transaction Clearing, Inc.|35280
YUM|YUM BRANDS INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|100
YUM|YUM BRANDS INC|ETCB|ETC BROKERAGE SERVICES, LLC|4
YUM|YUM BRANDS INC|ETCC|Electronic Transaction Clearing, Inc.|379
YUM|YUM BRANDS INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|14795
YUM|YUM BRANDS INC|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1664
YUM|YUM BRANDS INC|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|200
YUM|YUM BRANDS INC|ETRS|E*Trade Securities LLC|121002
YUM|YUM BRANDS INC|FILL|Tradestation Securities, Inc.|10394
YUM|YUM BRANDS INC|FINX|FINTECH SECURITIES|7921
YUM|YUM BRANDS INC|FMAF|NBCN Inc./ CDS|14419
YUM|YUM BRANDS INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|38133
YUM|YUM BRANDS INC|FQLS|Quantlab Securities LP|776194
YUM|YUM BRANDS INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|159525
YUM|YUM BRANDS INC|FTBR|Foliofn Investments, Inc.|2877
YUM|YUM BRANDS INC|GEBB|GLOBAL EXECUTION BROKERS, LP|2360
YUM|YUM BRANDS INC|GLIS|TD Securities Inc|365
YUM|YUM BRANDS INC|GLPX|ACS EXECUTION SERVICES, LLC|314354
YUM|YUM BRANDS INC|GSCO|GOLDMAN SACHS & CO. LLC|3257483
YUM|YUM BRANDS INC|GSCS|GOLDMAN SACHS & CO. LLC|1490
YUM|YUM BRANDS INC|GSLT|GOLDMAN SACHS & CO. LLC|131673
YUM|YUM BRANDS INC|GTSY|GTS SECURITIES LLC|500
YUM|YUM BRANDS INC|GTSZ|GTS SECURITIES LLC|252282
YUM|YUM BRANDS INC|HAPX|HAP Trading, LLC|888
YUM|YUM BRANDS INC|HRBF|American Enterprise Investment Services Inc.|7587
YUM|YUM BRANDS INC|HSBC|HSBC Securities, Inc.|29372
YUM|YUM BRANDS INC|IATS|INTERACTIVE BROKERS LLC|7068
YUM|YUM BRANDS INC|IBKR|Interactive Brokers Llc|15165
YUM|YUM BRANDS INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|887
YUM|YUM BRANDS INC|ICBX|INSTINET, LLC|208853
YUM|YUM BRANDS INC|IEQY|CITADEL SECURITIES LLC|151231
YUM|YUM BRANDS INC|INCA|INSTINET, LLC|710030
YUM|YUM BRANDS INC|INJX|INSTINET, LLC|16723
YUM|YUM BRANDS INC|ITGI|ITG Inc.|99302
YUM|YUM BRANDS INC|ITGP|ITG INC.|504400
YUM|YUM BRANDS INC|JANY|Janney Montgomery Scott Inc.|2556
YUM|YUM BRANDS INC|JEFF|JEFFERIES LLC|861230
YUM|YUM BRANDS INC|JMPT|JUMP TRADING, LLC|160868
YUM|YUM BRANDS INC|JONE|JonesTrading|600
YUM|YUM BRANDS INC|JPBX|J.P. MORGAN SECURITIES LLC|508320
YUM|YUM BRANDS INC|JPMX|J.P. Morgan Securities LLC|1423902
YUM|YUM BRANDS INC|JSJX|JANE STREET CAPITAL LLC|92497
YUM|YUM BRANDS INC|KCGM|VIRTU Americas LLC|113336
YUM|YUM BRANDS INC|LEHM|Barclays Capital Inc./Le|1981127
YUM|YUM BRANDS INC|LGNT|COR CLEARING LLC|12
YUM|YUM BRANDS INC|LIME|Lime Brokerage LLC|96419
YUM|YUM BRANDS INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|164196
YUM|YUM BRANDS INC|LOOP|Loop Capital Markets LLC|11720
YUM|YUM BRANDS INC|LQNA|LIQUIDNET, INC.|313000
YUM|YUM BRANDS INC|LSCI|Lek Securities Corporation|3919
YUM|YUM BRANDS INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|993
YUM|YUM BRANDS INC|MACC|Mid Atlantic Capital Corporation|1493
YUM|YUM BRANDS INC|MACQ|Macquarie Capital (USA) Inc.|100
YUM|YUM BRANDS INC|MCMF|Raymond James Ltd. Cds|200
YUM|YUM BRANDS INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|282155
YUM|YUM BRANDS INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
YUM|YUM BRANDS INC|MOTF|MOTIF INVESTING, INC.|25
YUM|YUM BRANDS INC|MSCO|MORGAN STANLEY & CO. LLC|3023501
YUM|YUM BRANDS INC|MSPL|MORGAN STANLEY & CO. LLC|594000
YUM|YUM BRANDS INC|MSTX|MORGAN STANLEY & CO. LLC|488400
YUM|YUM BRANDS INC|NFSC|National Financial Services LLC|305009
YUM|YUM BRANDS INC|NITE|VIRTU Americas LLC|585443
YUM|YUM BRANDS INC|NITP|VIRTU Americas LLC|2857
YUM|YUM BRANDS INC|NQRB|Brut, LLC|29474
YUM|YUM BRANDS INC|NTRC|Northern Trust Securities, Inc.|400
YUM|YUM BRANDS INC|OHOS|TWO SIGMA SECURITIES, LLC|177478
YUM|YUM BRANDS INC|OPCO|Oppenheimer & Co. Inc.|11781
YUM|YUM BRANDS INC|PCPT|PHILLIP CAPITAL INC.|5
YUM|YUM BRANDS INC|PDQM|CODA MARKETS, INC.|402996
YUM|YUM BRANDS INC|PHLY|NASDAQ Execution Services, LLC|1400
YUM|YUM BRANDS INC|PWJC|UBS Financial Services, Inc.|14754
YUM|YUM BRANDS INC|QMSR|QUATTRO M SECURITIES INC.|55608
YUM|YUM BRANDS INC|RBCM|RBC CAPITAL MARKETS, LLC|22018
YUM|YUM BRANDS INC|SAGL|SAGETRADER, LLC|379541
YUM|YUM BRANDS INC|SAGW|SAGETRADER, LLC|1195
YUM|YUM BRANDS INC|SALI|INTL FCSTONE FINANCIAL INC.|488
YUM|YUM BRANDS INC|SBSH|Citigroup Global Markets Inc.|287180
YUM|YUM BRANDS INC|SEIC|SEI Investments Distribution Co.|498
YUM|YUM BRANDS INC|SGMT|GOLDMAN SACHS & CO. LLC|359015
YUM|YUM BRANDS INC|SJLS|TRADE INFORMATICS LLC|5800
YUM|YUM BRANDS INC|SPDR|SPEEDROUTE LLC|40017
YUM|YUM BRANDS INC|SPHN|Stephens Inc.|417
YUM|YUM BRANDS INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|71400
YUM|YUM BRANDS INC|STFL|Stifel, Nicolaus & Company, Incorporated|13649
YUM|YUM BRANDS INC|STKP|STOCKPILE INVESTMENTS, INC.|110
YUM|YUM BRANDS INC|STXG|Stockcross Financial Services, Inc.|14
YUM|YUM BRANDS INC|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|12074
YUM|YUM BRANDS INC|SWIM|TD Ameritrade, Inc.|57688
YUM|YUM BRANDS INC|SWST|Hilltop Securities Inc.|953
YUM|YUM BRANDS INC|TKNG|ALLY INVEST SECURITIES LLC|1310
YUM|YUM BRANDS INC|TMBR|Timber Hill LLC|360
YUM|YUM BRANDS INC|TRBT|Tradebot Systems, Inc.|390623
YUM|YUM BRANDS INC|TRCM|TRC MARKETS LLC|410251
YUM|YUM BRANDS INC|TWTT|TASTYWORKS, INC.|150
YUM|YUM BRANDS INC|UBSA|UBS SECURITIES LLC|401910
YUM|YUM BRANDS INC|UBSS|UBS Securities LLC|1237750
YUM|YUM BRANDS INC|VALX|VIRTU AMERICAS LLC|13480
YUM|YUM BRANDS INC|VGRD|Vanguard Marketing Corporation|6809
YUM|YUM BRANDS INC|WBLR|WILLIAM BLAIR|207
YUM|YUM BRANDS INC|WBPX|SUMMIT SECURITIES GROUP, LLC|5548
YUM|YUM BRANDS INC|WCHV|WELLS FARGO SECURITIES, LLC|113144
YUM|YUM BRANDS INC|WDNX|WEEDEN & CO.L.P.|23844
YUM|YUM BRANDS INC|WEDB|WEDBUSH SECURITIES INC.|10059
YUM|YUM BRANDS INC|WEED|Weeden & Co.L.P.|4174
YUM|YUM BRANDS INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|55977
YUM|YUM BRANDS INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|54035
YUM|YUM BRANDS INC|WGIF|CIBC World Markets Inc.|1394
YUM|YUM BRANDS INC|WLTH|WEALTHFRONT BROKERAGE CORPORATION|2145
YUM|YUM BRANDS INC|WORD|Worden Capital Management LLC|36
YUM|YUM BRANDS INC|WSEA|WOLVERINE SECURITIES, LLC|16319
YUM|YUM BRANDS INC|XIST|INSTINET, LLC|116780
YUM|YUM BRANDS INC|XPQR|Jump Trading|4525
YUM|YUM BRANDS INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|113918
YUM|YUM BRANDS INC|YKNA|COMHAR CAPITAL MARKETS, LLC|15920
YUM|YUM BRANDS INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2487
YUMA|YUMA ENERGY, INC.|APCC|Apex Clearing Corporation|109758
YUMA|YUMA ENERGY, INC.|BATM|CBOE TRADING, INC.|700
YUMA|YUMA ENERGY, INC.|CHAS|Charles Schwab & Co., Inc.|22522
YUMA|YUMA ENERGY, INC.|CIIV|CORPORATE INVESTMENTS GROUP, INC.|14000
YUMA|YUMA ENERGY, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|22898
YUMA|YUMA ENERGY, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|216666
YUMA|YUMA ENERGY, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|64789
YUMA|YUMA ENERGY, INC.|CRFN|ROBINHOOD FINANCIAL, LLC|8
YUMA|YUMA ENERGY, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|14753
YUMA|YUMA ENERGY, INC.|CTDL|Citadel Derivatives Group Llc|1606
YUMA|YUMA ENERGY, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6200
YUMA|YUMA ENERGY, INC.|DBAB|Deutsche Bank Securities Inc.|700
YUMA|YUMA ENERGY, INC.|DBAX|Deutsche Bank Securities Inc.|14200
YUMA|YUMA ENERGY, INC.|EBXL|EBX LLC|23800
YUMA|YUMA ENERGY, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|4800
YUMA|YUMA ENERGY, INC.|EDJO|Edward D. Jones & Co., L.P.|50
YUMA|YUMA ENERGY, INC.|EGAM|CBOE TRADING, INC.|24969
YUMA|YUMA ENERGY, INC.|EGXM|CBOE TRADING, INC.|26717
YUMA|YUMA ENERGY, INC.|EGXW|CBOE TRADING, INC.|1800
YUMA|YUMA ENERGY, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|5500
YUMA|YUMA ENERGY, INC.|ETRS|E*Trade Securities LLC|1620829
YUMA|YUMA ENERGY, INC.|EURP|A.G.P. / ALLIANCE GLOBAL PARTNERS|104471
YUMA|YUMA ENERGY, INC.|FILL|Tradestation Securities, Inc.|38218
YUMA|YUMA ENERGY, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5955
YUMA|YUMA ENERGY, INC.|FTBR|Foliofn Investments, Inc.|39
YUMA|YUMA ENERGY, INC.|GLIS|TD Securities Inc|10441
YUMA|YUMA ENERGY, INC.|GSCO|GOLDMAN SACHS & CO. LLC|14540
YUMA|YUMA ENERGY, INC.|GSCS|GOLDMAN SACHS & CO. LLC|300
YUMA|YUMA ENERGY, INC.|GSLT|GOLDMAN SACHS & CO. LLC|19504
YUMA|YUMA ENERGY, INC.|IATS|INTERACTIVE BROKERS LLC|18141
YUMA|YUMA ENERGY, INC.|IBKR|Interactive Brokers Llc|130774
YUMA|YUMA ENERGY, INC.|ICBX|INSTINET, LLC|8152
YUMA|YUMA ENERGY, INC.|INCA|INSTINET, LLC|134411
YUMA|YUMA ENERGY, INC.|ITGI|ITG Inc.|35445
YUMA|YUMA ENERGY, INC.|ITGP|ITG INC.|1800
YUMA|YUMA ENERGY, INC.|JMPT|JUMP TRADING, LLC|8678
YUMA|YUMA ENERGY, INC.|JPMX|J.P. Morgan Securities LLC|2400
YUMA|YUMA ENERGY, INC.|KCGM|VIRTU Americas LLC|4374
YUMA|YUMA ENERGY, INC.|LAFC|R. F. Lafferty & Co., Inc.|50000
YUMA|YUMA ENERGY, INC.|LEHM|Barclays Capital Inc./Le|40469
YUMA|YUMA ENERGY, INC.|LIME|Lime Brokerage LLC|652
YUMA|YUMA ENERGY, INC.|LSCI|Lek Securities Corporation|1700
YUMA|YUMA ENERGY, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|900
YUMA|YUMA ENERGY, INC.|MAXM|Maxim Group LLC|14400
YUMA|YUMA ENERGY, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7100
YUMA|YUMA ENERGY, INC.|MOTF|MOTIF INVESTING, INC.|3
YUMA|YUMA ENERGY, INC.|MSCO|MORGAN STANLEY & CO. LLC|467502
YUMA|YUMA ENERGY, INC.|MSPL|MORGAN STANLEY & CO. LLC|200
YUMA|YUMA ENERGY, INC.|NFSC|National Financial Services LLC|2232516
YUMA|YUMA ENERGY, INC.|NITE|VIRTU Americas LLC|3199435
YUMA|YUMA ENERGY, INC.|NQRB|Brut, LLC|11300
YUMA|YUMA ENERGY, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|7000
YUMA|YUMA ENERGY, INC.|PDQM|CODA MARKETS, INC.|77386
YUMA|YUMA ENERGY, INC.|SAGL|SAGETRADER, LLC|161123
YUMA|YUMA ENERGY, INC.|SBSH|Citigroup Global Markets Inc.|62395
YUMA|YUMA ENERGY, INC.|SGMT|GOLDMAN SACHS & CO. LLC|4400
YUMA|YUMA ENERGY, INC.|SPDR|SPEEDROUTE LLC|124894
YUMA|YUMA ENERGY, INC.|SPTD|MINT GLOBAL MARKETS, INC.|4950
YUMA|YUMA ENERGY, INC.|SWIM|TD Ameritrade, Inc.|913436
YUMA|YUMA ENERGY, INC.|TDFS|TRADERFIELD SECURITIES INC.|2900
YUMA|YUMA ENERGY, INC.|TKNG|ALLY INVEST SECURITIES LLC|20520
YUMA|YUMA ENERGY, INC.|TRWN|T.R. Winston & Company, LLC|35000
YUMA|YUMA ENERGY, INC.|TWTT|TASTYWORKS, INC.|300
YUMA|YUMA ENERGY, INC.|UBSA|UBS SECURITIES LLC|11211
YUMA|YUMA ENERGY, INC.|UBSS|UBS Securities LLC|201492
YUMA|YUMA ENERGY, INC.|VGRD|Vanguard Marketing Corporation|46364
YUMA|YUMA ENERGY, INC.|VSIN|Vision Financial Markets Llc|85299
YUMA|YUMA ENERGY, INC.|WCHV|WELLS FARGO SECURITIES, LLC|36081
YUMA|YUMA ENERGY, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|122893
YUMA|YUMA ENERGY, INC.|WGIF|CIBC World Markets Inc.|33346
YUMA|YUMA ENERGY, INC.|WHOT|JUST2TRADE, INC.|3672
YUMA|YUMA ENERGY, INC.|WSEA|WOLVERINE SECURITIES, LLC|133925
YUMA|YUMA ENERGY, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|6000
YUMC|YUM CHINA HLDGS|ALTX|Alternet Securities Inc.|17619
YUMC|YUM CHINA HLDGS|APCC|Apex Clearing Corporation|1577
YUMC|YUM CHINA HLDGS|BANK|Primevest Financial Services, Inc.|113
YUMC|YUM CHINA HLDGS|BARD|Robert W. Baird & Co. Incorporated|64438
YUMC|YUM CHINA HLDGS|BATM|CBOE TRADING, INC.|26362
YUMC|YUM CHINA HLDGS|BAYC|BAY CREST PARTNERS, LLC|69339
YUMC|YUM CHINA HLDGS|BAYT|BTIG, LLC|5500
YUMC|YUM CHINA HLDGS|BBNT|BB&T SECURITIES, LLC|4075
YUMC|YUM CHINA HLDGS|BERN|Sanford C. Bernstein & Co., LLC|83952
YUMC|YUM CHINA HLDGS|BIDS|BIDS TRADING L.P.|68900
YUMC|YUM CHINA HLDGS|BIMI|Banca IMI Securities Corp.|163
YUMC|YUM CHINA HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|33272
YUMC|YUM CHINA HLDGS|BLKX|INSTINET, LLC|157500
YUMC|YUM CHINA HLDGS|BMOC|BMO Capital Markets Corp.|99600
YUMC|YUM CHINA HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|106763
YUMC|YUM CHINA HLDGS|BTIG|BTIG, LLC|121991
YUMC|YUM CHINA HLDGS|BYXM|CBOE TRADING, INC.|684
YUMC|YUM CHINA HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|2700
YUMC|YUM CHINA HLDGS|CBLC|CITIGROUP GLOBAL MARKETS INC.|162740
YUMC|YUM CHINA HLDGS|CHAS|Charles Schwab & Co., Inc.|20211
YUMC|YUM CHINA HLDGS|CICF|Canaccord Genuity Corp.|758
YUMC|YUM CHINA HLDGS|CIST|Capital Institutional Services, Inc.|3948
YUMC|YUM CHINA HLDGS|CLSA|CLSA AMERICAS, LLC|116300
YUMC|YUM CHINA HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|109664
YUMC|YUM CHINA HLDGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|400
YUMC|YUM CHINA HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|815178
YUMC|YUM CHINA HLDGS|CTDL|Citadel Derivatives Group Llc|32355
YUMC|YUM CHINA HLDGS|CTLR|CUTLER GROUP, LP|1345
YUMC|YUM CHINA HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|102670
YUMC|YUM CHINA HLDGS|DADA|D.A. Davidson & Co.|998
YUMC|YUM CHINA HLDGS|DAVA|Davenport & Company LLC|120
YUMC|YUM CHINA HLDGS|DBAB|Deutsche Bank Securities Inc.|482566
YUMC|YUM CHINA HLDGS|DBAX|Deutsche Bank Securities Inc.|551800
YUMC|YUM CHINA HLDGS|DBUL|Deutsche Bank Securities Inc.|7104
YUMC|YUM CHINA HLDGS|DCHF|Dart Executions, LLC|8445
YUMC|YUM CHINA HLDGS|DEAN|MORGAN STANLEY|23630
YUMC|YUM CHINA HLDGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1269
YUMC|YUM CHINA HLDGS|DRWK|DRW SECURITIES, L.L.C.|1923
YUMC|YUM CHINA HLDGS|EBXL|EBX LLC|463000
YUMC|YUM CHINA HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|27875
YUMC|YUM CHINA HLDGS|EDJC|Edward Jones / CDS|157
YUMC|YUM CHINA HLDGS|EDJO|Edward D. Jones & Co., L.P.|35299
YUMC|YUM CHINA HLDGS|EGAM|CBOE TRADING, INC.|22506
YUMC|YUM CHINA HLDGS|EGAW|CBOE TRADING, INC.|116
YUMC|YUM CHINA HLDGS|EGXM|CBOE TRADING, INC.|8151
YUMC|YUM CHINA HLDGS|EGXW|CBOE TRADING, INC.|800
YUMC|YUM CHINA HLDGS|ELEV|ELEVATION, LLC|36955
YUMC|YUM CHINA HLDGS|ETBE|Electronic Transaction Clearing, Inc.|49159
YUMC|YUM CHINA HLDGS|ETCB|ETC BROKERAGE SERVICES, LLC|4
YUMC|YUM CHINA HLDGS|ETCC|Electronic Transaction Clearing, Inc.|390
YUMC|YUM CHINA HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|47130
YUMC|YUM CHINA HLDGS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|200
YUMC|YUM CHINA HLDGS|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3430
YUMC|YUM CHINA HLDGS|ETRS|E*Trade Securities LLC|97934
YUMC|YUM CHINA HLDGS|FBSB|U.S. Bancorp Investments, Inc.|270
YUMC|YUM CHINA HLDGS|FILL|Tradestation Securities, Inc.|9276
YUMC|YUM CHINA HLDGS|FINX|FINTECH SECURITIES|1294
YUMC|YUM CHINA HLDGS|FMAF|NBCN Inc./ CDS|2862
YUMC|YUM CHINA HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5312
YUMC|YUM CHINA HLDGS|FQLS|Quantlab Securities LP|776921
YUMC|YUM CHINA HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87560
YUMC|YUM CHINA HLDGS|FTBR|Foliofn Investments, Inc.|4216
YUMC|YUM CHINA HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|1110
YUMC|YUM CHINA HLDGS|GLIS|TD Securities Inc|1000
YUMC|YUM CHINA HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|33981
YUMC|YUM CHINA HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|1401857
YUMC|YUM CHINA HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|2233
YUMC|YUM CHINA HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|23169
YUMC|YUM CHINA HLDGS|GTSY|GTS SECURITIES LLC|1000
YUMC|YUM CHINA HLDGS|GTSZ|GTS SECURITIES LLC|166850
YUMC|YUM CHINA HLDGS|HRBF|American Enterprise Investment Services Inc.|10481
YUMC|YUM CHINA HLDGS|HSBC|HSBC Securities, Inc.|326521
YUMC|YUM CHINA HLDGS|IATS|INTERACTIVE BROKERS LLC|10355
YUMC|YUM CHINA HLDGS|IBKR|Interactive Brokers Llc|32250
YUMC|YUM CHINA HLDGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2616
YUMC|YUM CHINA HLDGS|ICBX|INSTINET, LLC|154563
YUMC|YUM CHINA HLDGS|INCA|INSTINET, LLC|910935
YUMC|YUM CHINA HLDGS|INJX|INSTINET, LLC|2961
YUMC|YUM CHINA HLDGS|ITGI|ITG Inc.|41936
YUMC|YUM CHINA HLDGS|ITGP|ITG INC.|581600
YUMC|YUM CHINA HLDGS|JANY|Janney Montgomery Scott Inc.|1820
YUMC|YUM CHINA HLDGS|JEFF|JEFFERIES LLC|309369
YUMC|YUM CHINA HLDGS|JMPT|JUMP TRADING, LLC|244126
YUMC|YUM CHINA HLDGS|JONE|JonesTrading|340
YUMC|YUM CHINA HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|141434
YUMC|YUM CHINA HLDGS|JPMX|J.P. Morgan Securities LLC|896857
YUMC|YUM CHINA HLDGS|JSJX|JANE STREET CAPITAL LLC|75152
YUMC|YUM CHINA HLDGS|KCGM|VIRTU Americas LLC|63885
YUMC|YUM CHINA HLDGS|LEHM|Barclays Capital Inc./Le|1271198
YUMC|YUM CHINA HLDGS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|3100
YUMC|YUM CHINA HLDGS|LIME|Lime Brokerage LLC|61693
YUMC|YUM CHINA HLDGS|LMNX|LUMINEX TRADING & ANALYTICS LLC|896044
YUMC|YUM CHINA HLDGS|LOOP|Loop Capital Markets LLC|10184
YUMC|YUM CHINA HLDGS|LQNA|LIQUIDNET, INC.|445300
YUMC|YUM CHINA HLDGS|LSCI|Lek Securities Corporation|330
YUMC|YUM CHINA HLDGS|MACC|Mid Atlantic Capital Corporation|775
YUMC|YUM CHINA HLDGS|MACQ|Macquarie Capital (USA) Inc.|11786
YUMC|YUM CHINA HLDGS|MAXM|Maxim Group LLC|1591
YUMC|YUM CHINA HLDGS|MCMF|Raymond James Ltd. Cds|305
YUMC|YUM CHINA HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|435452
YUMC|YUM CHINA HLDGS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|600
YUMC|YUM CHINA HLDGS|MOTF|MOTIF INVESTING, INC.|46
YUMC|YUM CHINA HLDGS|MPSG|E D & F Man Capital Markets Inc.|13994
YUMC|YUM CHINA HLDGS|MSCO|MORGAN STANLEY & CO. LLC|3182460
YUMC|YUM CHINA HLDGS|MSPL|MORGAN STANLEY & CO. LLC|698500
YUMC|YUM CHINA HLDGS|MSTX|MORGAN STANLEY & CO. LLC|617900
YUMC|YUM CHINA HLDGS|NATL|National Securities Corporation|4905
YUMC|YUM CHINA HLDGS|NFSC|National Financial Services LLC|299413
YUMC|YUM CHINA HLDGS|NITE|VIRTU Americas LLC|833442
YUMC|YUM CHINA HLDGS|NITP|VIRTU Americas LLC|14163
YUMC|YUM CHINA HLDGS|NMRA|Nomura Securities International, Inc.|34400
YUMC|YUM CHINA HLDGS|NQRB|Brut, LLC|9108
YUMC|YUM CHINA HLDGS|NTRC|Northern Trust Securities, Inc.|1518
YUMC|YUM CHINA HLDGS|OPCO|Oppenheimer & Co. Inc.|4106
YUMC|YUM CHINA HLDGS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|7698
YUMC|YUM CHINA HLDGS|PDQM|CODA MARKETS, INC.|74543
YUMC|YUM CHINA HLDGS|PHLY|NASDAQ Execution Services, LLC|800
YUMC|YUM CHINA HLDGS|PICT|Pictet Overseas Inc.|1010
YUMC|YUM CHINA HLDGS|PIPR|Piper Jaffray & Co.|40
YUMC|YUM CHINA HLDGS|PWJC|UBS Financial Services, Inc.|24768
YUMC|YUM CHINA HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|19860
YUMC|YUM CHINA HLDGS|SAGL|SAGETRADER, LLC|12287
YUMC|YUM CHINA HLDGS|SAGW|SAGETRADER, LLC|2100
YUMC|YUM CHINA HLDGS|SALI|INTL FCSTONE FINANCIAL INC.|197
YUMC|YUM CHINA HLDGS|SBSH|Citigroup Global Markets Inc.|689249
YUMC|YUM CHINA HLDGS|SEIC|SEI Investments Distribution Co.|700
YUMC|YUM CHINA HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|225188
YUMC|YUM CHINA HLDGS|SIDC|Sidoti & Company, LLC|100
YUMC|YUM CHINA HLDGS|SJLS|TRADE INFORMATICS LLC|100
YUMC|YUM CHINA HLDGS|SPDR|SPEEDROUTE LLC|42221
YUMC|YUM CHINA HLDGS|SPHN|Stephens Inc.|117
YUMC|YUM CHINA HLDGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|500
YUMC|YUM CHINA HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|19052
YUMC|YUM CHINA HLDGS|STKP|STOCKPILE INVESTMENTS, INC.|222
YUMC|YUM CHINA HLDGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|16104
YUMC|YUM CHINA HLDGS|SWIM|TD Ameritrade, Inc.|225214
YUMC|YUM CHINA HLDGS|SWST|Hilltop Securities Inc.|1802
YUMC|YUM CHINA HLDGS|TAGC|TELSEY ADVISORY GROUP LLC|8334
YUMC|YUM CHINA HLDGS|TKNG|ALLY INVEST SECURITIES LLC|192
YUMC|YUM CHINA HLDGS|TRBT|Tradebot Systems, Inc.|414513
YUMC|YUM CHINA HLDGS|TRCM|TRC MARKETS LLC|151524
YUMC|YUM CHINA HLDGS|UBSA|UBS SECURITIES LLC|270875
YUMC|YUM CHINA HLDGS|UBSS|UBS Securities LLC|1591989
YUMC|YUM CHINA HLDGS|VALX|VIRTU AMERICAS LLC|11543
YUMC|YUM CHINA HLDGS|VERT|The Vertical Trading Group, LLC|640
YUMC|YUM CHINA HLDGS|VGRD|Vanguard Marketing Corporation|6356
YUMC|YUM CHINA HLDGS|VNDM|Wall Street Access|10771
YUMC|YUM CHINA HLDGS|VSIN|Vision Financial Markets Llc|5
YUMC|YUM CHINA HLDGS|WABR|Wall Street Access|75
YUMC|YUM CHINA HLDGS|WBLR|WILLIAM BLAIR|2731
YUMC|YUM CHINA HLDGS|WBPX|SUMMIT SECURITIES GROUP, LLC|9880
YUMC|YUM CHINA HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|110171
YUMC|YUM CHINA HLDGS|WDNX|WEEDEN & CO.L.P.|1308
YUMC|YUM CHINA HLDGS|WEDB|WEDBUSH SECURITIES INC.|6977
YUMC|YUM CHINA HLDGS|WEED|Weeden & Co.L.P.|2653
YUMC|YUM CHINA HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|112119
YUMC|YUM CHINA HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|63053
YUMC|YUM CHINA HLDGS|WGIF|CIBC World Markets Inc.|2025
YUMC|YUM CHINA HLDGS|WORD|Worden Capital Management LLC|51
YUMC|YUM CHINA HLDGS|WSEA|WOLVERINE SECURITIES, LLC|10100
YUMC|YUM CHINA HLDGS|XIST|INSTINET, LLC|285480
YUMC|YUM CHINA HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|49592
YUMC|YUM CHINA HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|1230
YUMC|YUM CHINA HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7593
YXI|PROSHARES SHRT CHINA|APCC|Apex Clearing Corporation|4
YXI|PROSHARES SHRT CHINA|CROS|CREDIT SUISSE SECURITIES (USA) LLC|2863
YXI|PROSHARES SHRT CHINA|DBAX|Deutsche Bank Securities Inc.|1300
YXI|PROSHARES SHRT CHINA|EBXL|EBX LLC|2100
YXI|PROSHARES SHRT CHINA|ETRS|E*Trade Securities LLC|8002
YXI|PROSHARES SHRT CHINA|FILL|Tradestation Securities, Inc.|700
YXI|PROSHARES SHRT CHINA|FLTU|FLOW TRADERS US LLC|2200
YXI|PROSHARES SHRT CHINA|IATS|INTERACTIVE BROKERS LLC|100
YXI|PROSHARES SHRT CHINA|IBKR|Interactive Brokers Llc|3534
YXI|PROSHARES SHRT CHINA|ICBX|INSTINET, LLC|2600
YXI|PROSHARES SHRT CHINA|INCA|INSTINET, LLC|500
YXI|PROSHARES SHRT CHINA|ITGP|ITG INC.|600
YXI|PROSHARES SHRT CHINA|KCGM|VIRTU Americas LLC|1100
YXI|PROSHARES SHRT CHINA|LEHM|Barclays Capital Inc./Le|2400
YXI|PROSHARES SHRT CHINA|LIME|Lime Brokerage LLC|3600
YXI|PROSHARES SHRT CHINA|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|1800
YXI|PROSHARES SHRT CHINA|MSCO|MORGAN STANLEY & CO. LLC|300
YXI|PROSHARES SHRT CHINA|NEUB|NEUBERGER BERMAN BD LLC|150
YXI|PROSHARES SHRT CHINA|NFSC|National Financial Services LLC|4543
YXI|PROSHARES SHRT CHINA|NITE|VIRTU Americas LLC|8058
YXI|PROSHARES SHRT CHINA|PCPT|PHILLIP CAPITAL INC.|1600
YXI|PROSHARES SHRT CHINA|SGMT|GOLDMAN SACHS & CO. LLC|25
YXI|PROSHARES SHRT CHINA|SWIM|TD Ameritrade, Inc.|1000
YXI|PROSHARES SHRT CHINA|TKNG|ALLY INVEST SECURITIES LLC|100
YXI|PROSHARES SHRT CHINA|TRCM|TRC MARKETS LLC|54
YXI|PROSHARES SHRT CHINA|UBSA|UBS SECURITIES LLC|1670
YXI|PROSHARES SHRT CHINA|VALX|VIRTU AMERICAS LLC|1100
YXI|PROSHARES SHRT CHINA|VGRD|Vanguard Marketing Corporation|1669
YXI|PROSHARES SHRT CHINA|WCHV|WELLS FARGO SECURITIES, LLC|1125
YXI|PROSHARES SHRT CHINA|WSEA|WOLVERINE SECURITIES, LLC|5
YY|YY INC|AGIS|Aegis Capital Corp.|462
YY|YY INC|ALTX|Alternet Securities Inc.|16050
YY|YY INC|ANDG|Andrew Garrett Inc.|111000
YY|YY INC|APCC|Apex Clearing Corporation|58913
YY|YY INC|BANK|Primevest Financial Services, Inc.|14
YY|YY INC|BARD|Robert W. Baird & Co. Incorporated|5836
YY|YY INC|BATM|CBOE TRADING, INC.|13114
YY|YY INC|BAYC|BAY CREST PARTNERS, LLC|1967
YY|YY INC|BAYT|BTIG, LLC|47585
YY|YY INC|BBNT|BB&T SECURITIES, LLC|3527
YY|YY INC|BERN|Sanford C. Bernstein & Co., LLC|45493
YY|YY INC|BGCE|BGC Financial Inc.|57663
YY|YY INC|BIAD|SAGETRADER, LLC|195
YY|YY INC|BIDS|BIDS TRADING L.P.|100
YY|YY INC|BIMI|Banca IMI Securities Corp.|1287
YY|YY INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|101429
YY|YY INC|BLKX|INSTINET, LLC|82957
YY|YY INC|BMOC|BMO Capital Markets Corp.|1752
YY|YY INC|BNPX|BNP PARIBAS SECURITIES CORP.|84156
YY|YY INC|BRGE|Newbridge Securities Corp.|3873
YY|YY INC|BTIG|BTIG, LLC|26834
YY|YY INC|BYXM|CBOE TRADING, INC.|2814
YY|YY INC|BZYD|GOLDMAN SACHS & CO. LLC|200
YY|YY INC|CANT|Cantor Fitzgerald & Co.|5043
YY|YY INC|CHAS|Charles Schwab & Co., Inc.|15017
YY|YY INC|CICF|Canaccord Genuity Corp.|65
YY|YY INC|CIIV|CORPORATE INVESTMENTS GROUP, INC.|100
YY|YY INC|CLSA|CLSA AMERICAS, LLC|28312
YY|YY INC|CNTR|PRECISION SECURITIES, LLC|798
YY|YY INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|130044
YY|YY INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|9708
YY|YY INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|48127
YY|YY INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|514221
YY|YY INC|CTDL|Citadel Derivatives Group Llc|39713
YY|YY INC|CTLR|CUTLER GROUP, LP|16977
YY|YY INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|37294
YY|YY INC|DADA|D.A. Davidson & Co.|605
YY|YY INC|DBAB|Deutsche Bank Securities Inc.|552799
YY|YY INC|DBAX|Deutsche Bank Securities Inc.|295100
YY|YY INC|DBUL|Deutsche Bank Securities Inc.|36740
YY|YY INC|DCHF|Dart Executions, LLC|97818
YY|YY INC|DEAN|MORGAN STANLEY|6971
YY|YY INC|DEGS|RONIN PROFESSIONAL LLC|5984
YY|YY INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|6266
YY|YY INC|EBXL|EBX LLC|314300
YY|YY INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|16755
YY|YY INC|EDJC|Edward Jones / CDS|94
YY|YY INC|EDJO|Edward D. Jones & Co., L.P.|7450
YY|YY INC|EGAM|CBOE TRADING, INC.|37994
YY|YY INC|EGAW|CBOE TRADING, INC.|157
YY|YY INC|EGMT|EG MARKET TECHNOLOGIES LLC|2500
YY|YY INC|EGXM|CBOE TRADING, INC.|13656
YY|YY INC|EGXW|CBOE TRADING, INC.|308
YY|YY INC|ELEV|ELEVATION, LLC|13113
YY|YY INC|ESPO|ESPOSITO SECURITIES, LLC|449
YY|YY INC|ETBE|Electronic Transaction Clearing, Inc.|147451
YY|YY INC|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|54396
YY|YY INC|ETCC|Electronic Transaction Clearing, Inc.|508
YY|YY INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|12292
YY|YY INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|217080
YY|YY INC|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2247
YY|YY INC|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|133224
YY|YY INC|ETRS|E*Trade Securities LLC|1391195
YY|YY INC|FBCO|Credit Suisse Securities (USA) LLC|1650927
YY|YY INC|FBSB|U.S. Bancorp Investments, Inc.|11
YY|YY INC|FFSI|Firstrade Securities Inc.|300
YY|YY INC|FILL|Tradestation Securities, Inc.|36506
YY|YY INC|FLTU|FLOW TRADERS US LLC|5140
YY|YY INC|FMAF|NBCN Inc./ CDS|4011
YY|YY INC|FOMA|TD AMERITRADE CLEARING, INC.|2812949
YY|YY INC|FQLS|Quantlab Securities LP|916398
YY|YY INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|131414
YY|YY INC|FTBR|Foliofn Investments, Inc.|5019
YY|YY INC|GEBB|GLOBAL EXECUTION BROKERS, LP|12127
YY|YY INC|GLIS|TD Securities Inc|1200
YY|YY INC|GLPX|ACS EXECUTION SERVICES, LLC|186547
YY|YY INC|GSCO|GOLDMAN SACHS & CO. LLC|1423978
YY|YY INC|GSCS|GOLDMAN SACHS & CO. LLC|145390
YY|YY INC|GSLT|GOLDMAN SACHS & CO. LLC|37666
YY|YY INC|GTSZ|GTS SECURITIES LLC|240668
YY|YY INC|HAPX|HAP Trading, LLC|500
YY|YY INC|HRBF|American Enterprise Investment Services Inc.|11256
YY|YY INC|HSBC|HSBC Securities, Inc.|196561
YY|YY INC|IATS|INTERACTIVE BROKERS LLC|272939
YY|YY INC|IBKR|Interactive Brokers Llc|1758688
YY|YY INC|IBSJ|Integrity Brokerage Services, Inc.|150
YY|YY INC|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|74
YY|YY INC|ICBX|INSTINET, LLC|95431
YY|YY INC|INCA|INSTINET, LLC|1145659
YY|YY INC|INJX|INSTINET, LLC|29180
YY|YY INC|ITGI|ITG Inc.|68101
YY|YY INC|ITGP|ITG INC.|100400
YY|YY INC|JANY|Janney Montgomery Scott Inc.|174
YY|YY INC|JEFF|JEFFERIES LLC|112000
YY|YY INC|JMPT|JUMP TRADING, LLC|104093
YY|YY INC|JPBX|J.P. MORGAN SECURITIES LLC|78226
YY|YY INC|JPMX|J.P. Morgan Securities LLC|545228
YY|YY INC|JSCL|JOSEPH STONE CAPITAL L.L.C.|2700
YY|YY INC|JSJX|JANE STREET CAPITAL LLC|148299
YY|YY INC|JUTA|JUMP TRADING, LLC|1200
YY|YY INC|KCGM|VIRTU Americas LLC|105677
YY|YY INC|KCRD|PHX FINANCIAL, INC.|200
YY|YY INC|LEER|LEERINK PARTNERS LLC|634
YY|YY INC|LEHM|Barclays Capital Inc./Le|1579567
YY|YY INC|LIME|Lime Brokerage LLC|400638
YY|YY INC|LMGP|LIME BROKERAGE LLC|10321
YY|YY INC|LQNA|LIQUIDNET, INC.|130800
YY|YY INC|LSCI|Lek Securities Corporation|13811
YY|YY INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|700
YY|YY INC|MAVB|Great Point Capital LLC|100
YY|YY INC|MAXM|Maxim Group LLC|15715
YY|YY INC|MBTS|ALLY INVEST SECURITIES LLC|200
YY|YY INC|MCMF|Raymond James Ltd. Cds|813
YY|YY INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|193064
YY|YY INC|MOTF|MOTIF INVESTING, INC.|274
YY|YY INC|MPSG|E D & F Man Capital Markets Inc.|15762
YY|YY INC|MSCO|MORGAN STANLEY & CO. LLC|3499673
YY|YY INC|MSPL|MORGAN STANLEY & CO. LLC|334100
YY|YY INC|MSTX|MORGAN STANLEY & CO. LLC|109800
YY|YY INC|NATL|National Securities Corporation|1110
YY|YY INC|NBCS|NBC Securities, INC.|100
YY|YY INC|NFSC|National Financial Services LLC|1804674
YY|YY INC|NITE|VIRTU Americas LLC|3137755
YY|YY INC|NITP|VIRTU Americas LLC|6604
YY|YY INC|NMRA|Nomura Securities International, Inc.|2800
YY|YY INC|NQRB|Brut, LLC|35824
YY|YY INC|NTFN|Network 1 Financial Securities Inc.|300
YY|YY INC|OHOS|TWO SIGMA SECURITIES, LLC|133793
YY|YY INC|OPCO|Oppenheimer & Co. Inc.|4501
YY|YY INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|200
YY|YY INC|PCFF|Pacific International Securities Inc./CDS|20
YY|YY INC|PCPT|PHILLIP CAPITAL INC.|4688
YY|YY INC|PDQM|CODA MARKETS, INC.|359868
YY|YY INC|PHLY|NASDAQ Execution Services, LLC|18400
YY|YY INC|PICT|Pictet Overseas Inc.|200
YY|YY INC|PIPR|Piper Jaffray & Co.|9926
YY|YY INC|PNSR|Penserra Securities, LLC|28172
YY|YY INC|PWJC|UBS Financial Services, Inc.|4260
YY|YY INC|RAJA|Raymond James & Associates, Inc.|16792
YY|YY INC|RBCM|RBC CAPITAL MARKETS, LLC|16224
YY|YY INC|ROAR|DINOSAUR FINANCIAL GROUP, L.L.C|1111
YY|YY INC|SAGL|SAGETRADER, LLC|114629
YY|YY INC|SALI|INTL FCSTONE FINANCIAL INC.|66
YY|YY INC|SBSH|Citigroup Global Markets Inc.|529558
YY|YY INC|SGMT|GOLDMAN SACHS & CO. LLC|258642
YY|YY INC|SOGO|Wang Investment Associates, Inc.|5650
YY|YY INC|SPDR|SPEEDROUTE LLC|83860
YY|YY INC|SPTD|MINT GLOBAL MARKETS, INC.|1100
YY|YY INC|STFL|Stifel, Nicolaus & Company, Incorporated|6358
YY|YY INC|STKP|STOCKPILE INVESTMENTS, INC.|280
YY|YY INC|STRS|STRATEGAS RESEARCH PARTNERS|552
YY|YY INC|STXG|Stockcross Financial Services, Inc.|110
YY|YY INC|SWIM|TD Ameritrade, Inc.|1249075
YY|YY INC|SWST|Hilltop Securities Inc.|644
YY|YY INC|TKNG|ALLY INVEST SECURITIES LLC|19097
YY|YY INC|TOUR|TOURMALINE PARTNERS, LLC|700
YY|YY INC|TRBT|Tradebot Systems, Inc.|323260
YY|YY INC|TRCM|TRC MARKETS LLC|312871
YY|YY INC|TWTT|TASTYWORKS, INC.|2513
YY|YY INC|UBSA|UBS SECURITIES LLC|553666
YY|YY INC|UBSS|UBS Securities LLC|2348493
YY|YY INC|VALX|VIRTU AMERICAS LLC|69857
YY|YY INC|VGRD|Vanguard Marketing Corporation|124731
YY|YY INC|VIEW|VIEWTRADE SECURITIES LLC|490
YY|YY INC|VSIN|Vision Financial Markets Llc|419
YY|YY INC|WABR|Wall Street Access|800
YY|YY INC|WBLR|WILLIAM BLAIR|58
YY|YY INC|WBPX|SUMMIT SECURITIES GROUP, LLC|10088
YY|YY INC|WCHV|WELLS FARGO SECURITIES, LLC|187368
YY|YY INC|WEDB|WEDBUSH SECURITIES INC.|181969
YY|YY INC|WEED|Weeden & Co.L.P.|3700
YY|YY INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|86011
YY|YY INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|127054
YY|YY INC|WFPB|Wells Fargo Securities, LLC.|800
YY|YY INC|WGIF|CIBC World Markets Inc.|16572
YY|YY INC|WORD|Worden Capital Management LLC|690
YY|YY INC|WSEA|WOLVERINE SECURITIES, LLC|72359
YY|YY INC|XIST|INSTINET, LLC|154600
YY|YY INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|205286
YY|YY INC|YKNA|COMHAR CAPITAL MARKETS, LLC|50521
YY|YY INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7135
YYY|YIELDSHARES HIGH INC|APCC|Apex Clearing Corporation|209
YYY|YIELDSHARES HIGH INC|CANT|Cantor Fitzgerald & Co.|2980
YYY|YIELDSHARES HIGH INC|CHAS|Charles Schwab & Co., Inc.|12
YYY|YIELDSHARES HIGH INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11199
YYY|YIELDSHARES HIGH INC|DBAX|Deutsche Bank Securities Inc.|5400
YYY|YIELDSHARES HIGH INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|260
YYY|YIELDSHARES HIGH INC|EBXL|EBX LLC|6300
YYY|YIELDSHARES HIGH INC|EDJO|Edward D. Jones & Co., L.P.|600
YYY|YIELDSHARES HIGH INC|EGAM|CBOE TRADING, INC.|471
YYY|YIELDSHARES HIGH INC|ETRS|E*Trade Securities LLC|49363
YYY|YIELDSHARES HIGH INC|FBSB|U.S. Bancorp Investments, Inc.|2
YYY|YIELDSHARES HIGH INC|FILL|Tradestation Securities, Inc.|1533
YYY|YIELDSHARES HIGH INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|11810
YYY|YIELDSHARES HIGH INC|FTBR|Foliofn Investments, Inc.|2472
YYY|YIELDSHARES HIGH INC|GBMT|GBM International, Inc.|200
YYY|YIELDSHARES HIGH INC|GLIS|TD Securities Inc|200
YYY|YIELDSHARES HIGH INC|GSCO|GOLDMAN SACHS & CO. LLC|300
YYY|YIELDSHARES HIGH INC|GTSZ|GTS SECURITIES LLC|1300
YYY|YIELDSHARES HIGH INC|HRBF|American Enterprise Investment Services Inc.|425
YYY|YIELDSHARES HIGH INC|IATS|INTERACTIVE BROKERS LLC|6368
YYY|YIELDSHARES HIGH INC|IBKR|Interactive Brokers Llc|26416
YYY|YIELDSHARES HIGH INC|ICBX|INSTINET, LLC|13376
YYY|YIELDSHARES HIGH INC|INCA|INSTINET, LLC|175
YYY|YIELDSHARES HIGH INC|JANY|Janney Montgomery Scott Inc.|1000
YYY|YIELDSHARES HIGH INC|JLEO|Primary Capital, LLC|750
YYY|YIELDSHARES HIGH INC|JPMX|J.P. Morgan Securities LLC|3600
YYY|YIELDSHARES HIGH INC|JSEB|JANE STREET EXECUTION SERVICES, LLC|27000
YYY|YIELDSHARES HIGH INC|JSJX|JANE STREET CAPITAL LLC|16860
YYY|YIELDSHARES HIGH INC|KCGM|VIRTU Americas LLC|6375
YYY|YIELDSHARES HIGH INC|LEHM|Barclays Capital Inc./Le|13600
YYY|YIELDSHARES HIGH INC|LIME|Lime Brokerage LLC|3145
YYY|YIELDSHARES HIGH INC|LSCI|Lek Securities Corporation|10000
YYY|YIELDSHARES HIGH INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|5600
YYY|YIELDSHARES HIGH INC|MOTF|MOTIF INVESTING, INC.|6
YYY|YIELDSHARES HIGH INC|MSCO|MORGAN STANLEY & CO. LLC|35245
YYY|YIELDSHARES HIGH INC|MSPL|MORGAN STANLEY & CO. LLC|700
YYY|YIELDSHARES HIGH INC|NFSC|National Financial Services LLC|181179
YYY|YIELDSHARES HIGH INC|NITE|VIRTU Americas LLC|188703
YYY|YIELDSHARES HIGH INC|NITP|VIRTU Americas LLC|1900
YYY|YIELDSHARES HIGH INC|OPCO|Oppenheimer & Co. Inc.|2546
YYY|YIELDSHARES HIGH INC|PDQM|CODA MARKETS, INC.|500
YYY|YIELDSHARES HIGH INC|PWJC|UBS Financial Services, Inc.|4700
YYY|YIELDSHARES HIGH INC|SBSH|Citigroup Global Markets Inc.|815
YYY|YIELDSHARES HIGH INC|SGMT|GOLDMAN SACHS & CO. LLC|2506
YYY|YIELDSHARES HIGH INC|SPDR|SPEEDROUTE LLC|100
YYY|YIELDSHARES HIGH INC|SWIM|TD Ameritrade, Inc.|20013
YYY|YIELDSHARES HIGH INC|SWST|Hilltop Securities Inc.|540
YYY|YIELDSHARES HIGH INC|TKNG|ALLY INVEST SECURITIES LLC|3458
YYY|YIELDSHARES HIGH INC|UBSA|UBS SECURITIES LLC|4095
YYY|YIELDSHARES HIGH INC|UBSS|UBS Securities LLC|22190
YYY|YIELDSHARES HIGH INC|VGRD|Vanguard Marketing Corporation|25222
YYY|YIELDSHARES HIGH INC|WCHV|WELLS FARGO SECURITIES, LLC|23193
YYY|YIELDSHARES HIGH INC|WEDB|WEDBUSH SECURITIES INC.|1820
YYY|YIELDSHARES HIGH INC|WGIF|CIBC World Markets Inc.|1000
YYY|YIELDSHARES HIGH INC|WSEA|WOLVERINE SECURITIES, LLC|1962
YYY|YIELDSHARES HIGH INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|800
YYY|YIELDSHARES HIGH INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|8989
Z|ZILLOW GROUP CL C|AGIS|Aegis Capital Corp.|2450
Z|ZILLOW GROUP CL C|ALTX|Alternet Securities Inc.|21517
Z|ZILLOW GROUP CL C|APCC|Apex Clearing Corporation|7629
Z|ZILLOW GROUP CL C|BARD|Robert W. Baird & Co. Incorporated|10530
Z|ZILLOW GROUP CL C|BATM|CBOE TRADING, INC.|9593
Z|ZILLOW GROUP CL C|BAYC|BAY CREST PARTNERS, LLC|263
Z|ZILLOW GROUP CL C|BAYT|BTIG, LLC|1800
Z|ZILLOW GROUP CL C|BERN|Sanford C. Bernstein & Co., LLC|225998
Z|ZILLOW GROUP CL C|BIDS|BIDS TRADING L.P.|19800
Z|ZILLOW GROUP CL C|BIMI|Banca IMI Securities Corp.|3
Z|ZILLOW GROUP CL C|BKCM|BNY Mellon Capital Markets LLC|200
Z|ZILLOW GROUP CL C|BKMM|BNY MELLON CAPITAL MARKETS, LLC|9186
Z|ZILLOW GROUP CL C|BLKX|INSTINET, LLC|46015
Z|ZILLOW GROUP CL C|BMOC|BMO Capital Markets Corp.|134298
Z|ZILLOW GROUP CL C|BNPX|BNP PARIBAS SECURITIES CORP.|12326
Z|ZILLOW GROUP CL C|BTIG|BTIG, LLC|116111
Z|ZILLOW GROUP CL C|BYXM|CBOE TRADING, INC.|2015
Z|ZILLOW GROUP CL C|BZYD|GOLDMAN SACHS & CO. LLC|1100
Z|ZILLOW GROUP CL C|CANT|Cantor Fitzgerald & Co.|1335
Z|ZILLOW GROUP CL C|CBLC|CITIGROUP GLOBAL MARKETS INC.|41276
Z|ZILLOW GROUP CL C|CHAS|Charles Schwab & Co., Inc.|9730
Z|ZILLOW GROUP CL C|CIST|Capital Institutional Services, Inc.|1100
Z|ZILLOW GROUP CL C|CLSA|CLSA AMERICAS, LLC|7200
Z|ZILLOW GROUP CL C|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|318556
Z|ZILLOW GROUP CL C|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16427
Z|ZILLOW GROUP CL C|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|36809
Z|ZILLOW GROUP CL C|CROS|CREDIT SUISSE SECURITIES (USA) LLC|738922
Z|ZILLOW GROUP CL C|CTDL|Citadel Derivatives Group Llc|20170
Z|ZILLOW GROUP CL C|CTLR|CUTLER GROUP, LP|2582
Z|ZILLOW GROUP CL C|CXCX|CITIGROUP GLOBAL MARKETS INC.|142052
Z|ZILLOW GROUP CL C|DADA|D.A. Davidson & Co.|25
Z|ZILLOW GROUP CL C|DAWA|Daiwa Capital Markets America Inc.|260
Z|ZILLOW GROUP CL C|DBAB|Deutsche Bank Securities Inc.|607722
Z|ZILLOW GROUP CL C|DBAX|Deutsche Bank Securities Inc.|499100
Z|ZILLOW GROUP CL C|DBUL|Deutsche Bank Securities Inc.|6919
Z|ZILLOW GROUP CL C|DCHF|Dart Executions, LLC|2335
Z|ZILLOW GROUP CL C|DEAN|MORGAN STANLEY|11372
Z|ZILLOW GROUP CL C|DEGS|RONIN PROFESSIONAL LLC|10768
Z|ZILLOW GROUP CL C|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7546
Z|ZILLOW GROUP CL C|EBXL|EBX LLC|400600
Z|ZILLOW GROUP CL C|ECUT|CONVERGEX EXECUTION SOLUTIONS|43429
Z|ZILLOW GROUP CL C|EDJO|Edward D. Jones & Co., L.P.|3440
Z|ZILLOW GROUP CL C|EGAM|CBOE TRADING, INC.|20797
Z|ZILLOW GROUP CL C|EGAW|CBOE TRADING, INC.|253
Z|ZILLOW GROUP CL C|EGMT|EG MARKET TECHNOLOGIES LLC|400
Z|ZILLOW GROUP CL C|EGXM|CBOE TRADING, INC.|8142
Z|ZILLOW GROUP CL C|EGXW|CBOE TRADING, INC.|800
Z|ZILLOW GROUP CL C|ESPO|ESPOSITO SECURITIES, LLC|665
Z|ZILLOW GROUP CL C|ETBE|Electronic Transaction Clearing, Inc.|66248
Z|ZILLOW GROUP CL C|ETCB|ETC BROKERAGE SERVICES, LLC|35
Z|ZILLOW GROUP CL C|ETCC|Electronic Transaction Clearing, Inc.|4301
Z|ZILLOW GROUP CL C|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|3859
Z|ZILLOW GROUP CL C|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|77000
Z|ZILLOW GROUP CL C|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|691
Z|ZILLOW GROUP CL C|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|300
Z|ZILLOW GROUP CL C|ETEP|ELECTRONIC TRANSACTION CLEARING, INC.|73260
Z|ZILLOW GROUP CL C|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|7400
Z|ZILLOW GROUP CL C|ETRS|E*Trade Securities LLC|274457
Z|ZILLOW GROUP CL C|EVRS|E1 ASSET MANAGEMENT, INC.|1700
Z|ZILLOW GROUP CL C|FBCO|Credit Suisse Securities (USA) LLC|670190
Z|ZILLOW GROUP CL C|FILL|Tradestation Securities, Inc.|25319
Z|ZILLOW GROUP CL C|FOMA|TD AMERITRADE CLEARING, INC.|307595
Z|ZILLOW GROUP CL C|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|32665
Z|ZILLOW GROUP CL C|FQLS|Quantlab Securities LP|719906
Z|ZILLOW GROUP CL C|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|149853
Z|ZILLOW GROUP CL C|FTBR|Foliofn Investments, Inc.|456
Z|ZILLOW GROUP CL C|GEBB|GLOBAL EXECUTION BROKERS, LP|77541
Z|ZILLOW GROUP CL C|GLIS|TD Securities Inc|400
Z|ZILLOW GROUP CL C|GLPX|ACS EXECUTION SERVICES, LLC|105346
Z|ZILLOW GROUP CL C|GSCO|GOLDMAN SACHS & CO. LLC|1990950
Z|ZILLOW GROUP CL C|GSCS|GOLDMAN SACHS & CO. LLC|150310
Z|ZILLOW GROUP CL C|GSLT|GOLDMAN SACHS & CO. LLC|54174
Z|ZILLOW GROUP CL C|GTSZ|GTS SECURITIES LLC|123033
Z|ZILLOW GROUP CL C|HAPX|HAP Trading, LLC|22
Z|ZILLOW GROUP CL C|HRBF|American Enterprise Investment Services Inc.|1573
Z|ZILLOW GROUP CL C|HSBC|HSBC Securities, Inc.|2357
Z|ZILLOW GROUP CL C|IATS|INTERACTIVE BROKERS LLC|49355
Z|ZILLOW GROUP CL C|IBKR|Interactive Brokers Llc|279817
Z|ZILLOW GROUP CL C|ICBX|INSTINET, LLC|138966
Z|ZILLOW GROUP CL C|INCA|INSTINET, LLC|1454616
Z|ZILLOW GROUP CL C|INJX|INSTINET, LLC|107353
Z|ZILLOW GROUP CL C|ITGI|ITG Inc.|237994
Z|ZILLOW GROUP CL C|ITGP|ITG INC.|505600
Z|ZILLOW GROUP CL C|JANY|Janney Montgomery Scott Inc.|21
Z|ZILLOW GROUP CL C|JEFF|JEFFERIES LLC|339930
Z|ZILLOW GROUP CL C|JMPT|JUMP TRADING, LLC|209451
Z|ZILLOW GROUP CL C|JONE|JonesTrading|435
Z|ZILLOW GROUP CL C|JPBX|J.P. MORGAN SECURITIES LLC|193147
Z|ZILLOW GROUP CL C|JPMX|J.P. Morgan Securities LLC|801525
Z|ZILLOW GROUP CL C|JSJX|JANE STREET CAPITAL LLC|98950
Z|ZILLOW GROUP CL C|JUTA|JUMP TRADING, LLC|100
Z|ZILLOW GROUP CL C|KCGM|VIRTU Americas LLC|89280
Z|ZILLOW GROUP CL C|LEER|LEERINK PARTNERS LLC|810
Z|ZILLOW GROUP CL C|LEHM|Barclays Capital Inc./Le|2017998
Z|ZILLOW GROUP CL C|LIME|Lime Brokerage LLC|223689
Z|ZILLOW GROUP CL C|LIWD|LIME BROKERAGE LLC|24
Z|ZILLOW GROUP CL C|LIWE|LIME BROKERAGE LLC|5042
Z|ZILLOW GROUP CL C|LMGP|LIME BROKERAGE LLC|633
Z|ZILLOW GROUP CL C|LMNX|LUMINEX TRADING & ANALYTICS LLC|84400
Z|ZILLOW GROUP CL C|LOOP|Loop Capital Markets LLC|100
Z|ZILLOW GROUP CL C|LQNA|LIQUIDNET, INC.|55000
Z|ZILLOW GROUP CL C|LQNB|LIQUIDNET, INC.|300
Z|ZILLOW GROUP CL C|LSCI|Lek Securities Corporation|4366
Z|ZILLOW GROUP CL C|LVMR|LIVERMORE TRADING GROUP, INC.|4000
Z|ZILLOW GROUP CL C|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|300
Z|ZILLOW GROUP CL C|MACQ|Macquarie Capital (USA) Inc.|43761
Z|ZILLOW GROUP CL C|MAXM|Maxim Group LLC|1650
Z|ZILLOW GROUP CL C|MBTS|ALLY INVEST SECURITIES LLC|400
Z|ZILLOW GROUP CL C|MITR|GMP SECURITIES, LLC|14700
Z|ZILLOW GROUP CL C|MKMP|MKM Partners LLC|1100
Z|ZILLOW GROUP CL C|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|149000
Z|ZILLOW GROUP CL C|MNDX|TJM Investments, LLC|5700
Z|ZILLOW GROUP CL C|MOTF|MOTIF INVESTING, INC.|152
Z|ZILLOW GROUP CL C|MSCO|MORGAN STANLEY & CO. LLC|4934031
Z|ZILLOW GROUP CL C|MSPL|MORGAN STANLEY & CO. LLC|572700
Z|ZILLOW GROUP CL C|MSTX|MORGAN STANLEY & CO. LLC|316400
Z|ZILLOW GROUP CL C|MZHO|Mizuho Securities USA LLC|14700
Z|ZILLOW GROUP CL C|NEUB|NEUBERGER BERMAN BD LLC|776
Z|ZILLOW GROUP CL C|NFSC|National Financial Services LLC|324796
Z|ZILLOW GROUP CL C|NITE|VIRTU Americas LLC|742624
Z|ZILLOW GROUP CL C|NITP|VIRTU Americas LLC|4741
Z|ZILLOW GROUP CL C|NMRA|Nomura Securities International, Inc.|1255083
Z|ZILLOW GROUP CL C|NORT|Northland Securities, Inc.|2540
Z|ZILLOW GROUP CL C|NQRB|Brut, LLC|26308
Z|ZILLOW GROUP CL C|NTFN|Network 1 Financial Securities Inc.|400
Z|ZILLOW GROUP CL C|NTRC|Northern Trust Securities, Inc.|131
Z|ZILLOW GROUP CL C|OHOS|TWO SIGMA SECURITIES, LLC|93180
Z|ZILLOW GROUP CL C|ONEL|O'NEIL SECURITIES, INCORPORATED|13440
Z|ZILLOW GROUP CL C|OPCO|Oppenheimer & Co. Inc.|104461
Z|ZILLOW GROUP CL C|OTAA|OTA LLC|33500
Z|ZILLOW GROUP CL C|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|904
Z|ZILLOW GROUP CL C|PDQM|CODA MARKETS, INC.|116743
Z|ZILLOW GROUP CL C|PHLY|NASDAQ Execution Services, LLC|5600
Z|ZILLOW GROUP CL C|PIPR|Piper Jaffray & Co.|2500
Z|ZILLOW GROUP CL C|PREC|PRECISION SECURITIES, LLC|4900
Z|ZILLOW GROUP CL C|PWJC|UBS Financial Services, Inc.|296
Z|ZILLOW GROUP CL C|RAJA|Raymond James & Associates, Inc.|9837
Z|ZILLOW GROUP CL C|RBCM|RBC CAPITAL MARKETS, LLC|1273
Z|ZILLOW GROUP CL C|RGLD|Regal Securities, Inc|572
Z|ZILLOW GROUP CL C|RHCO|Suntrust Robinson Humphrey, Inc.|15183
Z|ZILLOW GROUP CL C|RJLC|RJL CAPITAL GROUP, LLC|6731
Z|ZILLOW GROUP CL C|SAGL|SAGETRADER, LLC|45552
Z|ZILLOW GROUP CL C|SAGW|SAGETRADER, LLC|175
Z|ZILLOW GROUP CL C|SBSH|Citigroup Global Markets Inc.|1354650
Z|ZILLOW GROUP CL C|SGMT|GOLDMAN SACHS & CO. LLC|186762
Z|ZILLOW GROUP CL C|SJLS|TRADE INFORMATICS LLC|100
Z|ZILLOW GROUP CL C|SPDR|SPEEDROUTE LLC|27631
Z|ZILLOW GROUP CL C|STFL|Stifel, Nicolaus & Company, Incorporated|1374
Z|ZILLOW GROUP CL C|STKP|STOCKPILE INVESTMENTS, INC.|130
Z|ZILLOW GROUP CL C|STXG|Stockcross Financial Services, Inc.|12
Z|ZILLOW GROUP CL C|SWIM|TD Ameritrade, Inc.|155565
Z|ZILLOW GROUP CL C|SWST|Hilltop Securities Inc.|1207
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Z|ZILLOW GROUP CL C|TKNG|ALLY INVEST SECURITIES LLC|3230
Z|ZILLOW GROUP CL C|TONC|CUTTONE & CO., LLC|1942
Z|ZILLOW GROUP CL C|TRBT|Tradebot Systems, Inc.|478757
Z|ZILLOW GROUP CL C|TRCM|TRC MARKETS LLC|236803
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Z|ZILLOW GROUP CL C|UBSS|UBS Securities LLC|2230594
Z|ZILLOW GROUP CL C|VALX|VIRTU AMERICAS LLC|17585
Z|ZILLOW GROUP CL C|VGRD|Vanguard Marketing Corporation|25218
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Z|ZILLOW GROUP CL C|WABR|Wall Street Access|1000
Z|ZILLOW GROUP CL C|WBPX|SUMMIT SECURITIES GROUP, LLC|2144
Z|ZILLOW GROUP CL C|WCHV|WELLS FARGO SECURITIES, LLC|233472
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Z|ZILLOW GROUP CL C|WEDB|WEDBUSH SECURITIES INC.|16931
Z|ZILLOW GROUP CL C|WEED|Weeden & Co.L.P.|1800
Z|ZILLOW GROUP CL C|WEXM|WOLVERINE EXECUTION SERVICES, LLC|51908
Z|ZILLOW GROUP CL C|WEXX|WOLVERINE EXECUTION SERVICES, LLC|107448
Z|ZILLOW GROUP CL C|WGIF|CIBC World Markets Inc.|150
Z|ZILLOW GROUP CL C|WLTH|WEALTHFRONT BROKERAGE CORPORATION|216
Z|ZILLOW GROUP CL C|WSEA|WOLVERINE SECURITIES, LLC|15886
Z|ZILLOW GROUP CL C|XIST|INSTINET, LLC|74036
Z|ZILLOW GROUP CL C|XPQR|Jump Trading|3400
Z|ZILLOW GROUP CL C|XSTM|NATIONAL FINANCIAL SERVICES LLC|69684
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ZAGG|ZAGG INC|ANOS|ABEL/NOSER, L.L.C.|400
ZAGG|ZAGG INC|APCC|Apex Clearing Corporation|1520
ZAGG|ZAGG INC|AQUA|AQUA SECURITIES L.P.|4700
ZAGG|ZAGG INC|BARD|Robert W. Baird & Co. Incorporated|16334
ZAGG|ZAGG INC|BATM|CBOE TRADING, INC.|200
ZAGG|ZAGG INC|BAYC|BAY CREST PARTNERS, LLC|220
ZAGG|ZAGG INC|BAYT|BTIG, LLC|3300
ZAGG|ZAGG INC|BERN|Sanford C. Bernstein & Co., LLC|20854
ZAGG|ZAGG INC|BIAD|SAGETRADER, LLC|278
ZAGG|ZAGG INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|15768
ZAGG|ZAGG INC|BLKX|INSTINET, LLC|177246
ZAGG|ZAGG INC|BMOC|BMO Capital Markets Corp.|4352
ZAGG|ZAGG INC|BNPX|BNP PARIBAS SECURITIES CORP.|1766
ZAGG|ZAGG INC|BTIG|BTIG, LLC|43326
ZAGG|ZAGG INC|BYXM|CBOE TRADING, INC.|1783
ZAGG|ZAGG INC|BZYD|GOLDMAN SACHS & CO. LLC|2403
ZAGG|ZAGG INC|CANT|Cantor Fitzgerald & Co.|2895
ZAGG|ZAGG INC|CHAS|Charles Schwab & Co., Inc.|3723
ZAGG|ZAGG INC|CHLM|Craig-Hallum Capital Group LLC|10274
ZAGG|ZAGG INC|CLSA|CLSA AMERICAS, LLC|100
ZAGG|ZAGG INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|50398
ZAGG|ZAGG INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|193685
ZAGG|ZAGG INC|CTDE|CHOICETRADE|300
ZAGG|ZAGG INC|CTDL|Citadel Derivatives Group Llc|5729
ZAGG|ZAGG INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|79754
ZAGG|ZAGG INC|DADA|D.A. Davidson & Co.|670
ZAGG|ZAGG INC|DAVA|Davenport & Company LLC|1000
ZAGG|ZAGG INC|DBAB|Deutsche Bank Securities Inc.|89845
ZAGG|ZAGG INC|DBAX|Deutsche Bank Securities Inc.|113400
ZAGG|ZAGG INC|DBUL|Deutsche Bank Securities Inc.|205
ZAGG|ZAGG INC|DEAN|MORGAN STANLEY|4795
ZAGG|ZAGG INC|DEGS|RONIN PROFESSIONAL LLC|8676
ZAGG|ZAGG INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1166
ZAGG|ZAGG INC|EBXL|EBX LLC|70500
ZAGG|ZAGG INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|2438
ZAGG|ZAGG INC|EDJO|Edward D. Jones & Co., L.P.|584
ZAGG|ZAGG INC|EGAM|CBOE TRADING, INC.|1437
ZAGG|ZAGG INC|EGAW|CBOE TRADING, INC.|300
ZAGG|ZAGG INC|EGXM|CBOE TRADING, INC.|404
ZAGG|ZAGG INC|EGXW|CBOE TRADING, INC.|100
ZAGG|ZAGG INC|ETBE|Electronic Transaction Clearing, Inc.|6051
ZAGG|ZAGG INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|1
ZAGG|ZAGG INC|ETCB|ETC BROKERAGE SERVICES, LLC|110
ZAGG|ZAGG INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|200
ZAGG|ZAGG INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|7064
ZAGG|ZAGG INC|ETRS|E*Trade Securities LLC|137342
ZAGG|ZAGG INC|FBCO|Credit Suisse Securities (USA) LLC|215314
ZAGG|ZAGG INC|FILL|Tradestation Securities, Inc.|14900
ZAGG|ZAGG INC|FMAF|NBCN Inc./ CDS|1305
ZAGG|ZAGG INC|FOMA|TD AMERITRADE CLEARING, INC.|397825
ZAGG|ZAGG INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2369
ZAGG|ZAGG INC|FQLS|Quantlab Securities LP|154039
ZAGG|ZAGG INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|27179
ZAGG|ZAGG INC|FTBR|Foliofn Investments, Inc.|33099
ZAGG|ZAGG INC|GEBB|GLOBAL EXECUTION BROKERS, LP|10830
ZAGG|ZAGG INC|GLPX|ACS EXECUTION SERVICES, LLC|1655
ZAGG|ZAGG INC|GSCO|GOLDMAN SACHS & CO. LLC|343302
ZAGG|ZAGG INC|GSCS|GOLDMAN SACHS & CO. LLC|2495
ZAGG|ZAGG INC|GSLT|GOLDMAN SACHS & CO. LLC|200
ZAGG|ZAGG INC|GTSZ|GTS SECURITIES LLC|23764
ZAGG|ZAGG INC|HRBF|American Enterprise Investment Services Inc.|6542
ZAGG|ZAGG INC|HSBC|HSBC Securities, Inc.|2712
ZAGG|ZAGG INC|IATS|INTERACTIVE BROKERS LLC|5257
ZAGG|ZAGG INC|IBKR|Interactive Brokers Llc|157134
ZAGG|ZAGG INC|ICBX|INSTINET, LLC|39604
ZAGG|ZAGG INC|IEQY|CITADEL SECURITIES LLC|17684
ZAGG|ZAGG INC|INCA|INSTINET, LLC|100215
ZAGG|ZAGG INC|INJX|INSTINET, LLC|16605
ZAGG|ZAGG INC|ITGI|ITG Inc.|20626
ZAGG|ZAGG INC|ITGP|ITG INC.|131400
ZAGG|ZAGG INC|JANY|Janney Montgomery Scott Inc.|300
ZAGG|ZAGG INC|JEFF|JEFFERIES LLC|31633
ZAGG|ZAGG INC|JMPT|JUMP TRADING, LLC|7296
ZAGG|ZAGG INC|JONE|JonesTrading|44129
ZAGG|ZAGG INC|JPBX|J.P. MORGAN SECURITIES LLC|14506
ZAGG|ZAGG INC|JPMX|J.P. Morgan Securities LLC|224614
ZAGG|ZAGG INC|JSJX|JANE STREET CAPITAL LLC|7110
ZAGG|ZAGG INC|KCGM|VIRTU Americas LLC|25931
ZAGG|ZAGG INC|LEHM|Barclays Capital Inc./Le|524861
ZAGG|ZAGG INC|LIME|Lime Brokerage LLC|109992
ZAGG|ZAGG INC|LQNA|LIQUIDNET, INC.|19000
ZAGG|ZAGG INC|LSCI|Lek Securities Corporation|700
ZAGG|ZAGG INC|LTCO|Ladenburg, Thalmann & Co., Inc.|5000
ZAGG|ZAGG INC|MAXM|Maxim Group LLC|2939
ZAGG|ZAGG INC|MBTS|ALLY INVEST SECURITIES LLC|1379
ZAGG|ZAGG INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|146823
ZAGG|ZAGG INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
ZAGG|ZAGG INC|MSCO|MORGAN STANLEY & CO. LLC|1256010
ZAGG|ZAGG INC|MSPL|MORGAN STANLEY & CO. LLC|276200
ZAGG|ZAGG INC|MSTX|MORGAN STANLEY & CO. LLC|72400
ZAGG|ZAGG INC|NFSC|National Financial Services LLC|551455
ZAGG|ZAGG INC|NITE|VIRTU Americas LLC|640605
ZAGG|ZAGG INC|NITP|VIRTU Americas LLC|3694
ZAGG|ZAGG INC|NQRB|Brut, LLC|1400
ZAGG|ZAGG INC|OPCO|Oppenheimer & Co. Inc.|1860
ZAGG|ZAGG INC|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|1911
ZAGG|ZAGG INC|PCPT|PHILLIP CAPITAL INC.|943
ZAGG|ZAGG INC|PDQM|CODA MARKETS, INC.|4827
ZAGG|ZAGG INC|PHLY|NASDAQ Execution Services, LLC|10200
ZAGG|ZAGG INC|PWJC|UBS Financial Services, Inc.|270
ZAGG|ZAGG INC|RAJA|Raymond James & Associates, Inc.|4005
ZAGG|ZAGG INC|RBCM|RBC CAPITAL MARKETS, LLC|42426
ZAGG|ZAGG INC|SAGL|SAGETRADER, LLC|300
ZAGG|ZAGG INC|SALI|INTL FCSTONE FINANCIAL INC.|750
ZAGG|ZAGG INC|SBSH|Citigroup Global Markets Inc.|178988
ZAGG|ZAGG INC|SGMT|GOLDMAN SACHS & CO. LLC|57389
ZAGG|ZAGG INC|SPDR|SPEEDROUTE LLC|2213
ZAGG|ZAGG INC|SSBS|STATE STREET GLOBAL MARKETS, LLC|52970
ZAGG|ZAGG INC|STFL|Stifel, Nicolaus & Company, Incorporated|1500
ZAGG|ZAGG INC|STKP|STOCKPILE INVESTMENTS, INC.|226
ZAGG|ZAGG INC|SWIM|TD Ameritrade, Inc.|86729
ZAGG|ZAGG INC|SWST|Hilltop Securities Inc.|11808
ZAGG|ZAGG INC|TKNG|ALLY INVEST SECURITIES LLC|12170
ZAGG|ZAGG INC|TRBT|Tradebot Systems, Inc.|12150
ZAGG|ZAGG INC|TRCM|TRC MARKETS LLC|82369
ZAGG|ZAGG INC|TWTT|TASTYWORKS, INC.|2400
ZAGG|ZAGG INC|UBSS|UBS Securities LLC|351647
ZAGG|ZAGG INC|VALX|VIRTU AMERICAS LLC|35875
ZAGG|ZAGG INC|VGRD|Vanguard Marketing Corporation|15203
ZAGG|ZAGG INC|WBPX|SUMMIT SECURITIES GROUP, LLC|822
ZAGG|ZAGG INC|WCHV|WELLS FARGO SECURITIES, LLC|22827
ZAGG|ZAGG INC|WEDB|WEDBUSH SECURITIES INC.|800
ZAGG|ZAGG INC|WEED|Weeden & Co.L.P.|12900
ZAGG|ZAGG INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10949
ZAGG|ZAGG INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|21313
ZAGG|ZAGG INC|WGIF|CIBC World Markets Inc.|1200
ZAGG|ZAGG INC|WSEA|WOLVERINE SECURITIES, LLC|11551
ZAGG|ZAGG INC|XIST|INSTINET, LLC|29740
ZAGG|ZAGG INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|26360
ZAGG|ZAGG INC|YLPL|Linsco/Private Ledger Financial Services, Incorporated|15415
ZAYO|ZAYO GRP HLDGS, INC.|ABLE|NATIXIS Securities Americas LLC|182072
ZAYO|ZAYO GRP HLDGS, INC.|ALTX|Alternet Securities Inc.|38488
ZAYO|ZAYO GRP HLDGS, INC.|ANOS|ABEL/NOSER, L.L.C.|883
ZAYO|ZAYO GRP HLDGS, INC.|APCC|Apex Clearing Corporation|4556
ZAYO|ZAYO GRP HLDGS, INC.|AQUA|AQUA SECURITIES L.P.|20600
ZAYO|ZAYO GRP HLDGS, INC.|BANK|Primevest Financial Services, Inc.|78
ZAYO|ZAYO GRP HLDGS, INC.|BARD|Robert W. Baird & Co. Incorporated|3405
ZAYO|ZAYO GRP HLDGS, INC.|BATM|CBOE TRADING, INC.|4118
ZAYO|ZAYO GRP HLDGS, INC.|BAYC|BAY CREST PARTNERS, LLC|2126
ZAYO|ZAYO GRP HLDGS, INC.|BAYT|BTIG, LLC|18640
ZAYO|ZAYO GRP HLDGS, INC.|BERN|Sanford C. Bernstein & Co., LLC|261546
ZAYO|ZAYO GRP HLDGS, INC.|BGCE|BGC Financial Inc.|66572
ZAYO|ZAYO GRP HLDGS, INC.|BIDS|BIDS TRADING L.P.|500
ZAYO|ZAYO GRP HLDGS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|10170
ZAYO|ZAYO GRP HLDGS, INC.|BLKX|INSTINET, LLC|69200
ZAYO|ZAYO GRP HLDGS, INC.|BNCH|The Benchmark Company, LLC|16500
ZAYO|ZAYO GRP HLDGS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|33082
ZAYO|ZAYO GRP HLDGS, INC.|BTIG|BTIG, LLC|683243
ZAYO|ZAYO GRP HLDGS, INC.|BYXM|CBOE TRADING, INC.|2513
ZAYO|ZAYO GRP HLDGS, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1371
ZAYO|ZAYO GRP HLDGS, INC.|CANT|Cantor Fitzgerald & Co.|702
ZAYO|ZAYO GRP HLDGS, INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|69076
ZAYO|ZAYO GRP HLDGS, INC.|CCMB|COWEN PRIME SERVICES LLC|200
ZAYO|ZAYO GRP HLDGS, INC.|CHAS|Charles Schwab & Co., Inc.|23
ZAYO|ZAYO GRP HLDGS, INC.|CIBP|CIBC World Markets Corp.|1072200
ZAYO|ZAYO GRP HLDGS, INC.|CIST|Capital Institutional Services, Inc.|275
ZAYO|ZAYO GRP HLDGS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|149039
ZAYO|ZAYO GRP HLDGS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|59599
ZAYO|ZAYO GRP HLDGS, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1214
ZAYO|ZAYO GRP HLDGS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|931302
ZAYO|ZAYO GRP HLDGS, INC.|CTDL|Citadel Derivatives Group Llc|13456
ZAYO|ZAYO GRP HLDGS, INC.|CTLR|CUTLER GROUP, LP|5288
ZAYO|ZAYO GRP HLDGS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|139276
ZAYO|ZAYO GRP HLDGS, INC.|DADA|D.A. Davidson & Co.|5739
ZAYO|ZAYO GRP HLDGS, INC.|DBAB|Deutsche Bank Securities Inc.|431803
ZAYO|ZAYO GRP HLDGS, INC.|DBAX|Deutsche Bank Securities Inc.|456300
ZAYO|ZAYO GRP HLDGS, INC.|DCHF|Dart Executions, LLC|9797
ZAYO|ZAYO GRP HLDGS, INC.|DEAN|MORGAN STANLEY|27905
ZAYO|ZAYO GRP HLDGS, INC.|DEGS|RONIN PROFESSIONAL LLC|10124
ZAYO|ZAYO GRP HLDGS, INC.|EBXL|EBX LLC|537200
ZAYO|ZAYO GRP HLDGS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|18330
ZAYO|ZAYO GRP HLDGS, INC.|EDJO|Edward D. Jones & Co., L.P.|500
ZAYO|ZAYO GRP HLDGS, INC.|EGAM|CBOE TRADING, INC.|60931
ZAYO|ZAYO GRP HLDGS, INC.|EGAW|CBOE TRADING, INC.|838
ZAYO|ZAYO GRP HLDGS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|1100
ZAYO|ZAYO GRP HLDGS, INC.|EGXM|CBOE TRADING, INC.|27151
ZAYO|ZAYO GRP HLDGS, INC.|EGXW|CBOE TRADING, INC.|100
ZAYO|ZAYO GRP HLDGS, INC.|ETBE|Electronic Transaction Clearing, Inc.|34550
ZAYO|ZAYO GRP HLDGS, INC.|ETCC|Electronic Transaction Clearing, Inc.|80
ZAYO|ZAYO GRP HLDGS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|26599
ZAYO|ZAYO GRP HLDGS, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|4509
ZAYO|ZAYO GRP HLDGS, INC.|ETRS|E*Trade Securities LLC|12455
ZAYO|ZAYO GRP HLDGS, INC.|FILL|Tradestation Securities, Inc.|2445
ZAYO|ZAYO GRP HLDGS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|46737
ZAYO|ZAYO GRP HLDGS, INC.|FQLS|Quantlab Securities LP|664785
ZAYO|ZAYO GRP HLDGS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|103689
ZAYO|ZAYO GRP HLDGS, INC.|FTBR|Foliofn Investments, Inc.|328
ZAYO|ZAYO GRP HLDGS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|9035
ZAYO|ZAYO GRP HLDGS, INC.|GLIS|TD Securities Inc|110
ZAYO|ZAYO GRP HLDGS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|65944
ZAYO|ZAYO GRP HLDGS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|3273678
ZAYO|ZAYO GRP HLDGS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|52304
ZAYO|ZAYO GRP HLDGS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|19279
ZAYO|ZAYO GRP HLDGS, INC.|GTSZ|GTS SECURITIES LLC|58642
ZAYO|ZAYO GRP HLDGS, INC.|HRBF|American Enterprise Investment Services Inc.|638
ZAYO|ZAYO GRP HLDGS, INC.|HSBC|HSBC Securities, Inc.|2628
ZAYO|ZAYO GRP HLDGS, INC.|IATS|INTERACTIVE BROKERS LLC|3090
ZAYO|ZAYO GRP HLDGS, INC.|IBKR|Interactive Brokers Llc|9053
ZAYO|ZAYO GRP HLDGS, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|2022
ZAYO|ZAYO GRP HLDGS, INC.|ICBX|INSTINET, LLC|127471
ZAYO|ZAYO GRP HLDGS, INC.|INCA|INSTINET, LLC|313010
ZAYO|ZAYO GRP HLDGS, INC.|INJX|INSTINET, LLC|3032
ZAYO|ZAYO GRP HLDGS, INC.|ITGI|ITG Inc.|172906
ZAYO|ZAYO GRP HLDGS, INC.|ITGP|ITG INC.|494000
ZAYO|ZAYO GRP HLDGS, INC.|JANY|Janney Montgomery Scott Inc.|505
ZAYO|ZAYO GRP HLDGS, INC.|JEFF|JEFFERIES LLC|163779
ZAYO|ZAYO GRP HLDGS, INC.|JMPT|JUMP TRADING, LLC|147363
ZAYO|ZAYO GRP HLDGS, INC.|JONE|JonesTrading|300000
ZAYO|ZAYO GRP HLDGS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|120034
ZAYO|ZAYO GRP HLDGS, INC.|JPMX|J.P. Morgan Securities LLC|994492
ZAYO|ZAYO GRP HLDGS, INC.|JSJX|JANE STREET CAPITAL LLC|21631
ZAYO|ZAYO GRP HLDGS, INC.|KCGM|VIRTU Americas LLC|124295
ZAYO|ZAYO GRP HLDGS, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|16000
ZAYO|ZAYO GRP HLDGS, INC.|LEHM|Barclays Capital Inc./Le|1442810
ZAYO|ZAYO GRP HLDGS, INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|714
ZAYO|ZAYO GRP HLDGS, INC.|LIME|Lime Brokerage LLC|51269
ZAYO|ZAYO GRP HLDGS, INC.|LOOP|Loop Capital Markets LLC|2210
ZAYO|ZAYO GRP HLDGS, INC.|LQNA|LIQUIDNET, INC.|362300
ZAYO|ZAYO GRP HLDGS, INC.|LSCI|Lek Securities Corporation|1001625
ZAYO|ZAYO GRP HLDGS, INC.|MACQ|Macquarie Capital (USA) Inc.|3155
ZAYO|ZAYO GRP HLDGS, INC.|MKMP|MKM Partners LLC|51400
ZAYO|ZAYO GRP HLDGS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|626269
ZAYO|ZAYO GRP HLDGS, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ZAYO|ZAYO GRP HLDGS, INC.|MOTF|MOTIF INVESTING, INC.|2
ZAYO|ZAYO GRP HLDGS, INC.|MSCO|MORGAN STANLEY & CO. LLC|3432160
ZAYO|ZAYO GRP HLDGS, INC.|MSPL|MORGAN STANLEY & CO. LLC|698100
ZAYO|ZAYO GRP HLDGS, INC.|MSTX|MORGAN STANLEY & CO. LLC|431900
ZAYO|ZAYO GRP HLDGS, INC.|NBCS|NBC Securities, INC.|150
ZAYO|ZAYO GRP HLDGS, INC.|NEUB|NEUBERGER BERMAN BD LLC|4915
ZAYO|ZAYO GRP HLDGS, INC.|NFSC|National Financial Services LLC|337891
ZAYO|ZAYO GRP HLDGS, INC.|NITE|VIRTU Americas LLC|403416
ZAYO|ZAYO GRP HLDGS, INC.|NITP|VIRTU Americas LLC|3831
ZAYO|ZAYO GRP HLDGS, INC.|NQRB|Brut, LLC|19928
ZAYO|ZAYO GRP HLDGS, INC.|NTRC|Northern Trust Securities, Inc.|4693
ZAYO|ZAYO GRP HLDGS, INC.|OPCO|Oppenheimer & Co. Inc.|1981
ZAYO|ZAYO GRP HLDGS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ZAYO|ZAYO GRP HLDGS, INC.|PDQM|CODA MARKETS, INC.|37287
ZAYO|ZAYO GRP HLDGS, INC.|PHLY|NASDAQ Execution Services, LLC|200
ZAYO|ZAYO GRP HLDGS, INC.|PIPR|Piper Jaffray & Co.|3100
ZAYO|ZAYO GRP HLDGS, INC.|PWJC|UBS Financial Services, Inc.|22993
ZAYO|ZAYO GRP HLDGS, INC.|QMSR|QUATTRO M SECURITIES INC.|18186
ZAYO|ZAYO GRP HLDGS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|6454
ZAYO|ZAYO GRP HLDGS, INC.|SAGL|SAGETRADER, LLC|208367
ZAYO|ZAYO GRP HLDGS, INC.|SAGW|SAGETRADER, LLC|5253
ZAYO|ZAYO GRP HLDGS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|51
ZAYO|ZAYO GRP HLDGS, INC.|SBSH|Citigroup Global Markets Inc.|425327
ZAYO|ZAYO GRP HLDGS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|384952
ZAYO|ZAYO GRP HLDGS, INC.|SOCO|Capital One Southcoast, Inc|800
ZAYO|ZAYO GRP HLDGS, INC.|SPDR|SPEEDROUTE LLC|49729
ZAYO|ZAYO GRP HLDGS, INC.|SPGS|Sea Port Group Securities, LLC|25510
ZAYO|ZAYO GRP HLDGS, INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|200
ZAYO|ZAYO GRP HLDGS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|12784
ZAYO|ZAYO GRP HLDGS, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|17969
ZAYO|ZAYO GRP HLDGS, INC.|SWIM|TD Ameritrade, Inc.|29454
ZAYO|ZAYO GRP HLDGS, INC.|SWST|Hilltop Securities Inc.|754
ZAYO|ZAYO GRP HLDGS, INC.|TAGC|TELSEY ADVISORY GROUP LLC|1446
ZAYO|ZAYO GRP HLDGS, INC.|TKNG|ALLY INVEST SECURITIES LLC|742
ZAYO|ZAYO GRP HLDGS, INC.|TOUR|TOURMALINE PARTNERS, LLC|22327
ZAYO|ZAYO GRP HLDGS, INC.|TRBT|Tradebot Systems, Inc.|411525
ZAYO|ZAYO GRP HLDGS, INC.|TRCM|TRC MARKETS LLC|149491
ZAYO|ZAYO GRP HLDGS, INC.|UBSS|UBS Securities LLC|839910
ZAYO|ZAYO GRP HLDGS, INC.|VALX|VIRTU AMERICAS LLC|52912
ZAYO|ZAYO GRP HLDGS, INC.|VGRD|Vanguard Marketing Corporation|3359
ZAYO|ZAYO GRP HLDGS, INC.|WBLR|WILLIAM BLAIR|5000
ZAYO|ZAYO GRP HLDGS, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|9931
ZAYO|ZAYO GRP HLDGS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|59294
ZAYO|ZAYO GRP HLDGS, INC.|WEDB|WEDBUSH SECURITIES INC.|9625
ZAYO|ZAYO GRP HLDGS, INC.|WEED|Weeden & Co.L.P.|94389
ZAYO|ZAYO GRP HLDGS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|48815
ZAYO|ZAYO GRP HLDGS, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32615
ZAYO|ZAYO GRP HLDGS, INC.|WGIF|CIBC World Markets Inc.|200
ZAYO|ZAYO GRP HLDGS, INC.|WSEA|WOLVERINE SECURITIES, LLC|6359
ZAYO|ZAYO GRP HLDGS, INC.|XIST|INSTINET, LLC|23800
ZAYO|ZAYO GRP HLDGS, INC.|XPQR|Jump Trading|600
ZAYO|ZAYO GRP HLDGS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|153792
ZAYO|ZAYO GRP HLDGS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1689
ZAYO|ZAYO GRP HLDGS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3640
ZB$A|ZIONS BC DP SHS A|BATM|CBOE TRADING, INC.|100
ZB$A|ZIONS BC DP SHS A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|202
ZB$A|ZIONS BC DP SHS A|DEAN|MORGAN STANLEY|2165
ZB$A|ZIONS BC DP SHS A|EGXM|CBOE TRADING, INC.|200
ZB$A|ZIONS BC DP SHS A|EGXW|CBOE TRADING, INC.|100
ZB$A|ZIONS BC DP SHS A|ETRS|E*Trade Securities LLC|140
ZB$A|ZIONS BC DP SHS A|GTSZ|GTS SECURITIES LLC|200
ZB$A|ZIONS BC DP SHS A|IBKR|Interactive Brokers Llc|100
ZB$A|ZIONS BC DP SHS A|INCA|INSTINET, LLC|2
ZB$A|ZIONS BC DP SHS A|ITGI|ITG Inc.|100
ZB$A|ZIONS BC DP SHS A|LIME|Lime Brokerage LLC|100
ZB$A|ZIONS BC DP SHS A|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ZB$A|ZIONS BC DP SHS A|MSCO|MORGAN STANLEY & CO. LLC|4121
ZB$A|ZIONS BC DP SHS A|NBCS|NBC Securities, INC.|100
ZB$A|ZIONS BC DP SHS A|NFSC|National Financial Services LLC|1012
ZB$A|ZIONS BC DP SHS A|NITE|VIRTU Americas LLC|5686
ZB$A|ZIONS BC DP SHS A|NQRB|Brut, LLC|200
ZB$A|ZIONS BC DP SHS A|RBCM|RBC CAPITAL MARKETS, LLC|180
ZB$A|ZIONS BC DP SHS A|SGMT|GOLDMAN SACHS & CO. LLC|100
ZB$A|ZIONS BC DP SHS A|STFL|Stifel, Nicolaus & Company, Incorporated|18
ZB$A|ZIONS BC DP SHS A|UBSA|UBS SECURITIES LLC|200
ZB$A|ZIONS BC DP SHS A|UBSS|UBS Securities LLC|1200
ZB$A|ZIONS BC DP SHS A|VNDM|Wall Street Access|1191
ZB$A|ZIONS BC DP SHS A|WCHV|WELLS FARGO SECURITIES, LLC|4832
ZB$A|ZIONS BC DP SHS A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|100
ZB$G|ZION|APCC|Apex Clearing Corporation|4
ZB$G|ZION|BARD|Robert W. Baird & Co. Incorporated|56
ZB$G|ZION|BBNT|BB&T SECURITIES, LLC|475
ZB$G|ZION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|840
ZB$G|ZION|BTIG|BTIG, LLC|600
ZB$G|ZION|BYXM|CBOE TRADING, INC.|200
ZB$G|ZION|CANT|Cantor Fitzgerald & Co.|116
ZB$G|ZION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|188
ZB$G|ZION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|312
ZB$G|ZION|DADA|D.A. Davidson & Co.|3600
ZB$G|ZION|DBAX|Deutsche Bank Securities Inc.|800
ZB$G|ZION|DEAN|MORGAN STANLEY|4476
ZB$G|ZION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|696
ZB$G|ZION|EBXL|EBX LLC|300
ZB$G|ZION|EDJO|Edward D. Jones & Co., L.P.|44
ZB$G|ZION|ETRS|E*Trade Securities LLC|25
ZB$G|ZION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64
ZB$G|ZION|GLPX|ACS EXECUTION SERVICES, LLC|355
ZB$G|ZION|GSCO|GOLDMAN SACHS & CO. LLC|200
ZB$G|ZION|GSCS|GOLDMAN SACHS & CO. LLC|100
ZB$G|ZION|GSLT|GOLDMAN SACHS & CO. LLC|200
ZB$G|ZION|HRBF|American Enterprise Investment Services Inc.|5655
ZB$G|ZION|IATS|INTERACTIVE BROKERS LLC|25
ZB$G|ZION|IBKR|Interactive Brokers Llc|1487
ZB$G|ZION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|80
ZB$G|ZION|INCA|INSTINET, LLC|2143
ZB$G|ZION|ITGI|ITG Inc.|100
ZB$G|ZION|JANY|Janney Montgomery Scott Inc.|337
ZB$G|ZION|JSEB|JANE STREET EXECUTION SERVICES, LLC|304
ZB$G|ZION|KCGM|VIRTU Americas LLC|300
ZB$G|ZION|LEHM|Barclays Capital Inc./Le|200
ZB$G|ZION|LIME|Lime Brokerage LLC|415
ZB$G|ZION|MSCO|MORGAN STANLEY & CO. LLC|11316
ZB$G|ZION|MSPL|MORGAN STANLEY & CO. LLC|2000
ZB$G|ZION|NFSC|National Financial Services LLC|13206
ZB$G|ZION|NITE|VIRTU Americas LLC|21449
ZB$G|ZION|NQRB|Brut, LLC|356
ZB$G|ZION|PDQM|CODA MARKETS, INC.|1155
ZB$G|ZION|PWJC|UBS Financial Services, Inc.|320
ZB$G|ZION|RBCM|RBC CAPITAL MARKETS, LLC|373
ZB$G|ZION|SALI|INTL FCSTONE FINANCIAL INC.|130
ZB$G|ZION|SPDR|SPEEDROUTE LLC|300
ZB$G|ZION|STFL|Stifel, Nicolaus & Company, Incorporated|7
ZB$G|ZION|SWST|Hilltop Securities Inc.|504
ZB$G|ZION|TRBT|Tradebot Systems, Inc.|1931
ZB$G|ZION|UBSA|UBS SECURITIES LLC|5057
ZB$G|ZION|UBSS|UBS Securities LLC|15691
ZB$G|ZION|VGRD|Vanguard Marketing Corporation|1000
ZB$G|ZION|WCHV|WELLS FARGO SECURITIES, LLC|23683
ZB$G|ZION|WEDB|WEDBUSH SECURITIES INC.|3
ZB$G|ZION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|162
ZB$H|ZIONS|BARD|Robert W. Baird & Co. Incorporated|200
ZB$H|ZIONS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|100
ZB$H|ZIONS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|253
ZB$H|ZIONS|DADA|D.A. Davidson & Co.|210
ZB$H|ZIONS|DBAB|Deutsche Bank Securities Inc.|600
ZB$H|ZIONS|DBAX|Deutsche Bank Securities Inc.|800
ZB$H|ZIONS|DEAN|MORGAN STANLEY|908
ZB$H|ZIONS|EBXL|EBX LLC|500
ZB$H|ZIONS|ETRS|E*Trade Securities LLC|25
ZB$H|ZIONS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|400
ZB$H|ZIONS|GSCO|GOLDMAN SACHS & CO. LLC|500
ZB$H|ZIONS|GSLT|GOLDMAN SACHS & CO. LLC|200
ZB$H|ZIONS|HRBF|American Enterprise Investment Services Inc.|1421
ZB$H|ZIONS|IATS|INTERACTIVE BROKERS LLC|201
ZB$H|ZIONS|IBKR|Interactive Brokers Llc|919
ZB$H|ZIONS|INCA|INSTINET, LLC|100
ZB$H|ZIONS|ITGI|ITG Inc.|66
ZB$H|ZIONS|JANY|Janney Montgomery Scott Inc.|400
ZB$H|ZIONS|JPMX|J.P. Morgan Securities LLC|16
ZB$H|ZIONS|LEHM|Barclays Capital Inc./Le|400
ZB$H|ZIONS|LIME|Lime Brokerage LLC|390
ZB$H|ZIONS|MSCO|MORGAN STANLEY & CO. LLC|2258
ZB$H|ZIONS|NFSC|National Financial Services LLC|24128
ZB$H|ZIONS|NITE|VIRTU Americas LLC|27587
ZB$H|ZIONS|NQRB|Brut, LLC|200
ZB$H|ZIONS|RBCM|RBC CAPITAL MARKETS, LLC|2400
ZB$H|ZIONS|SGMT|GOLDMAN SACHS & CO. LLC|300
ZB$H|ZIONS|SPDR|SPEEDROUTE LLC|400
ZB$H|ZIONS|STFL|Stifel, Nicolaus & Company, Incorporated|3373
ZB$H|ZIONS|TRBT|Tradebot Systems, Inc.|900
ZB$H|ZIONS|UBSA|UBS SECURITIES LLC|610
ZB$H|ZIONS|UBSS|UBS Securities LLC|4007
ZB$H|ZIONS|VGRD|Vanguard Marketing Corporation|5
ZB$H|ZIONS|WCHV|WELLS FARGO SECURITIES, LLC|10638
ZB$H|ZIONS|WEDB|WEDBUSH SECURITIES INC.|539
ZB$H|ZIONS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|97
ZB$H|ZIONS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|500
ZBH|ZIMMER BIOMET HLDGS|ABLE|NATIXIS Securities Americas LLC|2478
ZBH|ZIMMER BIOMET HLDGS|ADAM|CANACCORD GENUITY INC.|70
ZBH|ZIMMER BIOMET HLDGS|ALTX|Alternet Securities Inc.|4927
ZBH|ZIMMER BIOMET HLDGS|ANOS|ABEL/NOSER, L.L.C.|5896
ZBH|ZIMMER BIOMET HLDGS|APCC|Apex Clearing Corporation|92
ZBH|ZIMMER BIOMET HLDGS|BANK|Primevest Financial Services, Inc.|12
ZBH|ZIMMER BIOMET HLDGS|BARD|Robert W. Baird & Co. Incorporated|4191
ZBH|ZIMMER BIOMET HLDGS|BATM|CBOE TRADING, INC.|6617
ZBH|ZIMMER BIOMET HLDGS|BAYC|BAY CREST PARTNERS, LLC|3
ZBH|ZIMMER BIOMET HLDGS|BBNT|BB&T SECURITIES, LLC|489
ZBH|ZIMMER BIOMET HLDGS|BERN|Sanford C. Bernstein & Co., LLC|36049
ZBH|ZIMMER BIOMET HLDGS|BIDS|BIDS TRADING L.P.|200
ZBH|ZIMMER BIOMET HLDGS|BIMI|Banca IMI Securities Corp.|309
ZBH|ZIMMER BIOMET HLDGS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12330
ZBH|ZIMMER BIOMET HLDGS|BLKX|INSTINET, LLC|14300
ZBH|ZIMMER BIOMET HLDGS|BMOC|BMO Capital Markets Corp.|15
ZBH|ZIMMER BIOMET HLDGS|BNPX|BNP PARIBAS SECURITIES CORP.|55964
ZBH|ZIMMER BIOMET HLDGS|BTIG|BTIG, LLC|9021
ZBH|ZIMMER BIOMET HLDGS|BYXM|CBOE TRADING, INC.|1100
ZBH|ZIMMER BIOMET HLDGS|BZYD|GOLDMAN SACHS & CO. LLC|319
ZBH|ZIMMER BIOMET HLDGS|CABR|Cabrera Capital Markets, Inc.|26
ZBH|ZIMMER BIOMET HLDGS|CANT|Cantor Fitzgerald & Co.|68
ZBH|ZIMMER BIOMET HLDGS|CHAS|Charles Schwab & Co., Inc.|2501
ZBH|ZIMMER BIOMET HLDGS|CIBP|CIBC World Markets Corp.|47239
ZBH|ZIMMER BIOMET HLDGS|CIST|Capital Institutional Services, Inc.|4967
ZBH|ZIMMER BIOMET HLDGS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|59948
ZBH|ZIMMER BIOMET HLDGS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|600
ZBH|ZIMMER BIOMET HLDGS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2585
ZBH|ZIMMER BIOMET HLDGS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|527150
ZBH|ZIMMER BIOMET HLDGS|CTDL|Citadel Derivatives Group Llc|3700
ZBH|ZIMMER BIOMET HLDGS|CXCX|CITIGROUP GLOBAL MARKETS INC.|24934
ZBH|ZIMMER BIOMET HLDGS|DADA|D.A. Davidson & Co.|524
ZBH|ZIMMER BIOMET HLDGS|DAVA|Davenport & Company LLC|38
ZBH|ZIMMER BIOMET HLDGS|DBAB|Deutsche Bank Securities Inc.|225034
ZBH|ZIMMER BIOMET HLDGS|DBAX|Deutsche Bank Securities Inc.|297100
ZBH|ZIMMER BIOMET HLDGS|DBUL|Deutsche Bank Securities Inc.|6913
ZBH|ZIMMER BIOMET HLDGS|DCHF|Dart Executions, LLC|8808
ZBH|ZIMMER BIOMET HLDGS|DEAN|MORGAN STANLEY|9171
ZBH|ZIMMER BIOMET HLDGS|DEGS|RONIN PROFESSIONAL LLC|100
ZBH|ZIMMER BIOMET HLDGS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|2549
ZBH|ZIMMER BIOMET HLDGS|DRWK|DRW SECURITIES, L.L.C.|2427
ZBH|ZIMMER BIOMET HLDGS|EBXL|EBX LLC|142900
ZBH|ZIMMER BIOMET HLDGS|ECUT|CONVERGEX EXECUTION SOLUTIONS|9946
ZBH|ZIMMER BIOMET HLDGS|EDJC|Edward Jones / CDS|1395
ZBH|ZIMMER BIOMET HLDGS|EDJO|Edward D. Jones & Co., L.P.|17408
ZBH|ZIMMER BIOMET HLDGS|EGAM|CBOE TRADING, INC.|13866
ZBH|ZIMMER BIOMET HLDGS|EGAW|CBOE TRADING, INC.|113
ZBH|ZIMMER BIOMET HLDGS|EGMT|EG MARKET TECHNOLOGIES LLC|100
ZBH|ZIMMER BIOMET HLDGS|EGXM|CBOE TRADING, INC.|2749
ZBH|ZIMMER BIOMET HLDGS|EGXW|CBOE TRADING, INC.|200
ZBH|ZIMMER BIOMET HLDGS|ETBE|Electronic Transaction Clearing, Inc.|20732
ZBH|ZIMMER BIOMET HLDGS|ETCB|ETC BROKERAGE SERVICES, LLC|100
ZBH|ZIMMER BIOMET HLDGS|ETCC|Electronic Transaction Clearing, Inc.|1126
ZBH|ZIMMER BIOMET HLDGS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34764
ZBH|ZIMMER BIOMET HLDGS|ETRS|E*Trade Securities LLC|25542
ZBH|ZIMMER BIOMET HLDGS|FBSB|U.S. Bancorp Investments, Inc.|68
ZBH|ZIMMER BIOMET HLDGS|FILL|Tradestation Securities, Inc.|127
ZBH|ZIMMER BIOMET HLDGS|FINX|FINTECH SECURITIES|552
ZBH|ZIMMER BIOMET HLDGS|FMAF|NBCN Inc./ CDS|5116
ZBH|ZIMMER BIOMET HLDGS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|5799
ZBH|ZIMMER BIOMET HLDGS|FQLS|Quantlab Securities LP|352902
ZBH|ZIMMER BIOMET HLDGS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|90915
ZBH|ZIMMER BIOMET HLDGS|FTBR|Foliofn Investments, Inc.|7751
ZBH|ZIMMER BIOMET HLDGS|GEBB|GLOBAL EXECUTION BROKERS, LP|10
ZBH|ZIMMER BIOMET HLDGS|GLPX|ACS EXECUTION SERVICES, LLC|81635
ZBH|ZIMMER BIOMET HLDGS|GSCO|GOLDMAN SACHS & CO. LLC|815689
ZBH|ZIMMER BIOMET HLDGS|GSCS|GOLDMAN SACHS & CO. LLC|9562
ZBH|ZIMMER BIOMET HLDGS|GSLT|GOLDMAN SACHS & CO. LLC|4308
ZBH|ZIMMER BIOMET HLDGS|GTSZ|GTS SECURITIES LLC|143997
ZBH|ZIMMER BIOMET HLDGS|HRBF|American Enterprise Investment Services Inc.|8434
ZBH|ZIMMER BIOMET HLDGS|HSBC|HSBC Securities, Inc.|5743
ZBH|ZIMMER BIOMET HLDGS|IATS|INTERACTIVE BROKERS LLC|7620
ZBH|ZIMMER BIOMET HLDGS|IBKR|Interactive Brokers Llc|5237
ZBH|ZIMMER BIOMET HLDGS|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|186
ZBH|ZIMMER BIOMET HLDGS|ICBX|INSTINET, LLC|71187
ZBH|ZIMMER BIOMET HLDGS|IEQY|CITADEL SECURITIES LLC|137626
ZBH|ZIMMER BIOMET HLDGS|INCA|INSTINET, LLC|589799
ZBH|ZIMMER BIOMET HLDGS|INJX|INSTINET, LLC|9649
ZBH|ZIMMER BIOMET HLDGS|INTL|INTL FCSTONE FINANCIAL INC.|3
ZBH|ZIMMER BIOMET HLDGS|ITGI|ITG Inc.|94566
ZBH|ZIMMER BIOMET HLDGS|ITGP|ITG INC.|425000
ZBH|ZIMMER BIOMET HLDGS|JANY|Janney Montgomery Scott Inc.|6033
ZBH|ZIMMER BIOMET HLDGS|JEFF|JEFFERIES LLC|72592
ZBH|ZIMMER BIOMET HLDGS|JMPT|JUMP TRADING, LLC|53205
ZBH|ZIMMER BIOMET HLDGS|JPBX|J.P. MORGAN SECURITIES LLC|143060
ZBH|ZIMMER BIOMET HLDGS|JPMX|J.P. Morgan Securities LLC|632352
ZBH|ZIMMER BIOMET HLDGS|JSJX|JANE STREET CAPITAL LLC|10631
ZBH|ZIMMER BIOMET HLDGS|KCGM|VIRTU Americas LLC|48849
ZBH|ZIMMER BIOMET HLDGS|LEHM|Barclays Capital Inc./Le|648603
ZBH|ZIMMER BIOMET HLDGS|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|755
ZBH|ZIMMER BIOMET HLDGS|LIME|Lime Brokerage LLC|36565
ZBH|ZIMMER BIOMET HLDGS|LIWD|LIME BROKERAGE LLC|477
ZBH|ZIMMER BIOMET HLDGS|LQNA|LIQUIDNET, INC.|86200
ZBH|ZIMMER BIOMET HLDGS|LSCI|Lek Securities Corporation|553
ZBH|ZIMMER BIOMET HLDGS|LVMR|LIVERMORE TRADING GROUP, INC.|700
ZBH|ZIMMER BIOMET HLDGS|MACC|Mid Atlantic Capital Corporation|1713
ZBH|ZIMMER BIOMET HLDGS|MACQ|Macquarie Capital (USA) Inc.|2605
ZBH|ZIMMER BIOMET HLDGS|MAXM|Maxim Group LLC|2860
ZBH|ZIMMER BIOMET HLDGS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|147748
ZBH|ZIMMER BIOMET HLDGS|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|200
ZBH|ZIMMER BIOMET HLDGS|MOTF|MOTIF INVESTING, INC.|2
ZBH|ZIMMER BIOMET HLDGS|MSCO|MORGAN STANLEY & CO. LLC|1549418
ZBH|ZIMMER BIOMET HLDGS|MSPL|MORGAN STANLEY & CO. LLC|326900
ZBH|ZIMMER BIOMET HLDGS|MSTX|MORGAN STANLEY & CO. LLC|189900
ZBH|ZIMMER BIOMET HLDGS|MZHO|Mizuho Securities USA LLC|25400
ZBH|ZIMMER BIOMET HLDGS|NBCS|NBC Securities, INC.|13
ZBH|ZIMMER BIOMET HLDGS|NEUB|NEUBERGER BERMAN BD LLC|3204
ZBH|ZIMMER BIOMET HLDGS|NFSC|National Financial Services LLC|138387
ZBH|ZIMMER BIOMET HLDGS|NITE|VIRTU Americas LLC|288336
ZBH|ZIMMER BIOMET HLDGS|NITP|VIRTU Americas LLC|60
ZBH|ZIMMER BIOMET HLDGS|NQRB|Brut, LLC|5798
ZBH|ZIMMER BIOMET HLDGS|NTBF|BMO Nesbitt Burns Inc./CDS|604
ZBH|ZIMMER BIOMET HLDGS|NTRC|Northern Trust Securities, Inc.|348
ZBH|ZIMMER BIOMET HLDGS|OHOS|TWO SIGMA SECURITIES, LLC|69351
ZBH|ZIMMER BIOMET HLDGS|OPCO|Oppenheimer & Co. Inc.|4441
ZBH|ZIMMER BIOMET HLDGS|OTAA|OTA LLC|200
ZBH|ZIMMER BIOMET HLDGS|PDQM|CODA MARKETS, INC.|147221
ZBH|ZIMMER BIOMET HLDGS|PHLY|NASDAQ Execution Services, LLC|800
ZBH|ZIMMER BIOMET HLDGS|PWJC|UBS Financial Services, Inc.|1329
ZBH|ZIMMER BIOMET HLDGS|QMSR|QUATTRO M SECURITIES INC.|239
ZBH|ZIMMER BIOMET HLDGS|RBCM|RBC CAPITAL MARKETS, LLC|10050
ZBH|ZIMMER BIOMET HLDGS|SAGL|SAGETRADER, LLC|13008
ZBH|ZIMMER BIOMET HLDGS|SALI|INTL FCSTONE FINANCIAL INC.|667
ZBH|ZIMMER BIOMET HLDGS|SBSH|Citigroup Global Markets Inc.|114309
ZBH|ZIMMER BIOMET HLDGS|SCMC|Scotia Capital Markets (USA) Inc.|100
ZBH|ZIMMER BIOMET HLDGS|SEIC|SEI Investments Distribution Co.|400
ZBH|ZIMMER BIOMET HLDGS|SGMT|GOLDMAN SACHS & CO. LLC|152217
ZBH|ZIMMER BIOMET HLDGS|SIBO|Prime Executions, Inc.|16096
ZBH|ZIMMER BIOMET HLDGS|SPDR|SPEEDROUTE LLC|15819
ZBH|ZIMMER BIOMET HLDGS|SPHN|Stephens Inc.|13078
ZBH|ZIMMER BIOMET HLDGS|SPTD|MINT GLOBAL MARKETS, INC.|2503
ZBH|ZIMMER BIOMET HLDGS|SSBS|STATE STREET GLOBAL MARKETS, LLC|100
ZBH|ZIMMER BIOMET HLDGS|STFL|Stifel, Nicolaus & Company, Incorporated|3525
ZBH|ZIMMER BIOMET HLDGS|STKP|STOCKPILE INVESTMENTS, INC.|26
ZBH|ZIMMER BIOMET HLDGS|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|5607
ZBH|ZIMMER BIOMET HLDGS|SWIM|TD Ameritrade, Inc.|20097
ZBH|ZIMMER BIOMET HLDGS|SWST|Hilltop Securities Inc.|4595
ZBH|ZIMMER BIOMET HLDGS|TKNG|ALLY INVEST SECURITIES LLC|9
ZBH|ZIMMER BIOMET HLDGS|TMBR|Timber Hill LLC|27
ZBH|ZIMMER BIOMET HLDGS|TRBT|Tradebot Systems, Inc.|244473
ZBH|ZIMMER BIOMET HLDGS|TRCM|TRC MARKETS LLC|68884
ZBH|ZIMMER BIOMET HLDGS|UBSS|UBS Securities LLC|888749
ZBH|ZIMMER BIOMET HLDGS|VALX|VIRTU AMERICAS LLC|17113
ZBH|ZIMMER BIOMET HLDGS|VGRD|Vanguard Marketing Corporation|4368
ZBH|ZIMMER BIOMET HLDGS|WABR|Wall Street Access|69
ZBH|ZIMMER BIOMET HLDGS|WBLR|WILLIAM BLAIR|506
ZBH|ZIMMER BIOMET HLDGS|WBPX|SUMMIT SECURITIES GROUP, LLC|4348
ZBH|ZIMMER BIOMET HLDGS|WCHV|WELLS FARGO SECURITIES, LLC|61023
ZBH|ZIMMER BIOMET HLDGS|WEDB|WEDBUSH SECURITIES INC.|2052
ZBH|ZIMMER BIOMET HLDGS|WEED|Weeden & Co.L.P.|623
ZBH|ZIMMER BIOMET HLDGS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|17009
ZBH|ZIMMER BIOMET HLDGS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|17808
ZBH|ZIMMER BIOMET HLDGS|WGIF|CIBC World Markets Inc.|863
ZBH|ZIMMER BIOMET HLDGS|WLTH|WEALTHFRONT BROKERAGE CORPORATION|195
ZBH|ZIMMER BIOMET HLDGS|WSEA|WOLVERINE SECURITIES, LLC|3166
ZBH|ZIMMER BIOMET HLDGS|XIST|INSTINET, LLC|10114
ZBH|ZIMMER BIOMET HLDGS|XPQR|Jump Trading|2361
ZBH|ZIMMER BIOMET HLDGS|XSTM|NATIONAL FINANCIAL SERVICES LLC|19532
ZBH|ZIMMER BIOMET HLDGS|YKNA|COMHAR CAPITAL MARKETS, LLC|7333
ZBH|ZIMMER BIOMET HLDGS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5091
ZBIO|PROSHR UL ST NQ BIO|APCC|Apex Clearing Corporation|5
ZBIO|PROSHR UL ST NQ BIO|BATM|CBOE TRADING, INC.|1125
ZBIO|PROSHR UL ST NQ BIO|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1
ZBIO|PROSHR UL ST NQ BIO|CROS|CREDIT SUISSE SECURITIES (USA) LLC|496
ZBIO|PROSHR UL ST NQ BIO|EBXL|EBX LLC|200
ZBIO|PROSHR UL ST NQ BIO|ETRS|E*Trade Securities LLC|945
ZBIO|PROSHR UL ST NQ BIO|FBCO|Credit Suisse Securities (USA) LLC|1414
ZBIO|PROSHR UL ST NQ BIO|FILL|Tradestation Securities, Inc.|500
ZBIO|PROSHR UL ST NQ BIO|FOMA|TD AMERITRADE CLEARING, INC.|5872
ZBIO|PROSHR UL ST NQ BIO|FTBR|Foliofn Investments, Inc.|1
ZBIO|PROSHR UL ST NQ BIO|GEBB|GLOBAL EXECUTION BROKERS, LP|335
ZBIO|PROSHR UL ST NQ BIO|IATS|INTERACTIVE BROKERS LLC|500
ZBIO|PROSHR UL ST NQ BIO|IBKR|Interactive Brokers Llc|3342
ZBIO|PROSHR UL ST NQ BIO|ICBX|INSTINET, LLC|200
ZBIO|PROSHR UL ST NQ BIO|INCA|INSTINET, LLC|158
ZBIO|PROSHR UL ST NQ BIO|JSJX|JANE STREET CAPITAL LLC|7404
ZBIO|PROSHR UL ST NQ BIO|KCGM|VIRTU Americas LLC|300
ZBIO|PROSHR UL ST NQ BIO|LEHM|Barclays Capital Inc./Le|400
ZBIO|PROSHR UL ST NQ BIO|LIME|Lime Brokerage LLC|4649
ZBIO|PROSHR UL ST NQ BIO|LIWM|LIME BROKERAGE LLC|3766
ZBIO|PROSHR UL ST NQ BIO|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|200
ZBIO|PROSHR UL ST NQ BIO|MSCO|MORGAN STANLEY & CO. LLC|1588
ZBIO|PROSHR UL ST NQ BIO|NFSC|National Financial Services LLC|8518
ZBIO|PROSHR UL ST NQ BIO|NITE|VIRTU Americas LLC|6846
ZBIO|PROSHR UL ST NQ BIO|SWIM|TD Ameritrade, Inc.|300
ZBIO|PROSHR UL ST NQ BIO|UBSS|UBS Securities LLC|15
ZBIO|PROSHR UL ST NQ BIO|VALX|VIRTU AMERICAS LLC|300
ZBIO|PROSHR UL ST NQ BIO|VGRD|Vanguard Marketing Corporation|520
ZBIO|PROSHR UL ST NQ BIO|WEXM|WOLVERINE EXECUTION SERVICES, LLC|953
ZBIO|PROSHR UL ST NQ BIO|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2152
ZBIO|PROSHR UL ST NQ BIO|WSEA|WOLVERINE SECURITIES, LLC|474
ZBK|ZIONS BNCP 6.95% NT|BATM|CBOE TRADING, INC.|300
ZBK|ZIONS BNCP 6.95% NT|BERN|Sanford C. Bernstein & Co., LLC|2300
ZBK|ZIONS BNCP 6.95% NT|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|300
ZBK|ZIONS BNCP 6.95% NT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|750
ZBK|ZIONS BNCP 6.95% NT|DBAX|Deutsche Bank Securities Inc.|300
ZBK|ZIONS BNCP 6.95% NT|DEAN|MORGAN STANLEY|3257
ZBK|ZIONS BNCP 6.95% NT|EBXL|EBX LLC|100
ZBK|ZIONS BNCP 6.95% NT|EGXM|CBOE TRADING, INC.|100
ZBK|ZIONS BNCP 6.95% NT|ETRS|E*Trade Securities LLC|1
ZBK|ZIONS BNCP 6.95% NT|GTSZ|GTS SECURITIES LLC|450
ZBK|ZIONS BNCP 6.95% NT|HRBF|American Enterprise Investment Services Inc.|2882
ZBK|ZIONS BNCP 6.95% NT|IBKR|Interactive Brokers Llc|1
ZBK|ZIONS BNCP 6.95% NT|ICBX|INSTINET, LLC|945
ZBK|ZIONS BNCP 6.95% NT|INCA|INSTINET, LLC|1900
ZBK|ZIONS BNCP 6.95% NT|ITGI|ITG Inc.|100
ZBK|ZIONS BNCP 6.95% NT|ITGP|ITG INC.|600
ZBK|ZIONS BNCP 6.95% NT|JPMX|J.P. Morgan Securities LLC|200
ZBK|ZIONS BNCP 6.95% NT|KCGM|VIRTU Americas LLC|300
ZBK|ZIONS BNCP 6.95% NT|LIME|Lime Brokerage LLC|100
ZBK|ZIONS BNCP 6.95% NT|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|4
ZBK|ZIONS BNCP 6.95% NT|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
ZBK|ZIONS BNCP 6.95% NT|MSCO|MORGAN STANLEY & CO. LLC|4058
ZBK|ZIONS BNCP 6.95% NT|MSPL|MORGAN STANLEY & CO. LLC|100
ZBK|ZIONS BNCP 6.95% NT|NFSC|National Financial Services LLC|1423
ZBK|ZIONS BNCP 6.95% NT|NITE|VIRTU Americas LLC|4966
ZBK|ZIONS BNCP 6.95% NT|SGMT|GOLDMAN SACHS & CO. LLC|200
ZBK|ZIONS BNCP 6.95% NT|SPDR|SPEEDROUTE LLC|300
ZBK|ZIONS BNCP 6.95% NT|SWIM|TD Ameritrade, Inc.|900
ZBK|ZIONS BNCP 6.95% NT|UBSS|UBS Securities LLC|2211
ZBK|ZIONS BNCP 6.95% NT|VGRD|Vanguard Marketing Corporation|600
ZBK|ZIONS BNCP 6.95% NT|WCHV|WELLS FARGO SECURITIES, LLC|7029
ZBK|ZIONS BNCP 6.95% NT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|750
ZBRA|ZEBRA TECHNOLOGIES|ABLE|NATIXIS Securities Americas LLC|65400
ZBRA|ZEBRA TECHNOLOGIES|ACAD|ACADEMY SECURITIES, INC.|300
ZBRA|ZEBRA TECHNOLOGIES|ALTX|Alternet Securities Inc.|5446
ZBRA|ZEBRA TECHNOLOGIES|APCC|Apex Clearing Corporation|128
ZBRA|ZEBRA TECHNOLOGIES|BARD|Robert W. Baird & Co. Incorporated|3495
ZBRA|ZEBRA TECHNOLOGIES|BATM|CBOE TRADING, INC.|7170
ZBRA|ZEBRA TECHNOLOGIES|BAYC|BAY CREST PARTNERS, LLC|75
ZBRA|ZEBRA TECHNOLOGIES|BBNT|BB&T SECURITIES, LLC|250
ZBRA|ZEBRA TECHNOLOGIES|BERN|Sanford C. Bernstein & Co., LLC|92927
ZBRA|ZEBRA TECHNOLOGIES|BIMI|Banca IMI Securities Corp.|30
ZBRA|ZEBRA TECHNOLOGIES|BKCM|BNY Mellon Capital Markets LLC|11769
ZBRA|ZEBRA TECHNOLOGIES|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2248
ZBRA|ZEBRA TECHNOLOGIES|BMOC|BMO Capital Markets Corp.|5055
ZBRA|ZEBRA TECHNOLOGIES|BNPX|BNP PARIBAS SECURITIES CORP.|7331
ZBRA|ZEBRA TECHNOLOGIES|BRVL|BLAYLOCK VAN, LLC|300
ZBRA|ZEBRA TECHNOLOGIES|BTIG|BTIG, LLC|155185
ZBRA|ZEBRA TECHNOLOGIES|BYXM|CBOE TRADING, INC.|900
ZBRA|ZEBRA TECHNOLOGIES|CANT|Cantor Fitzgerald & Co.|898
ZBRA|ZEBRA TECHNOLOGIES|CHAS|Charles Schwab & Co., Inc.|199
ZBRA|ZEBRA TECHNOLOGIES|CIBP|CIBC World Markets Corp.|39000
ZBRA|ZEBRA TECHNOLOGIES|CIST|Capital Institutional Services, Inc.|3639
ZBRA|ZEBRA TECHNOLOGIES|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|131879
ZBRA|ZEBRA TECHNOLOGIES|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3860
ZBRA|ZEBRA TECHNOLOGIES|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|214
ZBRA|ZEBRA TECHNOLOGIES|CROS|CREDIT SUISSE SECURITIES (USA) LLC|197803
ZBRA|ZEBRA TECHNOLOGIES|CTDL|Citadel Derivatives Group Llc|8945
ZBRA|ZEBRA TECHNOLOGIES|CTLR|CUTLER GROUP, LP|2521
ZBRA|ZEBRA TECHNOLOGIES|CXCX|CITIGROUP GLOBAL MARKETS INC.|14236
ZBRA|ZEBRA TECHNOLOGIES|DADA|D.A. Davidson & Co.|115
ZBRA|ZEBRA TECHNOLOGIES|DBAB|Deutsche Bank Securities Inc.|351289
ZBRA|ZEBRA TECHNOLOGIES|DBAX|Deutsche Bank Securities Inc.|173800
ZBRA|ZEBRA TECHNOLOGIES|DBUL|Deutsche Bank Securities Inc.|411
ZBRA|ZEBRA TECHNOLOGIES|DEAN|MORGAN STANLEY|1756
ZBRA|ZEBRA TECHNOLOGIES|DEGS|RONIN PROFESSIONAL LLC|706
ZBRA|ZEBRA TECHNOLOGIES|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4450
ZBRA|ZEBRA TECHNOLOGIES|DRWK|DRW SECURITIES, L.L.C.|6442
ZBRA|ZEBRA TECHNOLOGIES|EBXL|EBX LLC|88900
ZBRA|ZEBRA TECHNOLOGIES|ECUT|CONVERGEX EXECUTION SOLUTIONS|2870
ZBRA|ZEBRA TECHNOLOGIES|EDJC|Edward Jones / CDS|14
ZBRA|ZEBRA TECHNOLOGIES|EDJO|Edward D. Jones & Co., L.P.|742
ZBRA|ZEBRA TECHNOLOGIES|EGAM|CBOE TRADING, INC.|5860
ZBRA|ZEBRA TECHNOLOGIES|EGAW|CBOE TRADING, INC.|13
ZBRA|ZEBRA TECHNOLOGIES|EGMT|EG MARKET TECHNOLOGIES LLC|700
ZBRA|ZEBRA TECHNOLOGIES|EGXM|CBOE TRADING, INC.|826
ZBRA|ZEBRA TECHNOLOGIES|ESPO|ESPOSITO SECURITIES, LLC|204
ZBRA|ZEBRA TECHNOLOGIES|ETBE|Electronic Transaction Clearing, Inc.|19250
ZBRA|ZEBRA TECHNOLOGIES|ETCC|Electronic Transaction Clearing, Inc.|270
ZBRA|ZEBRA TECHNOLOGIES|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2902
ZBRA|ZEBRA TECHNOLOGIES|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|34511
ZBRA|ZEBRA TECHNOLOGIES|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|400
ZBRA|ZEBRA TECHNOLOGIES|ETRS|E*Trade Securities LLC|28994
ZBRA|ZEBRA TECHNOLOGIES|FBCO|Credit Suisse Securities (USA) LLC|358356
ZBRA|ZEBRA TECHNOLOGIES|FILL|Tradestation Securities, Inc.|3661
ZBRA|ZEBRA TECHNOLOGIES|FINX|FINTECH SECURITIES|300
ZBRA|ZEBRA TECHNOLOGIES|FMAF|NBCN Inc./ CDS|1524
ZBRA|ZEBRA TECHNOLOGIES|FOMA|TD AMERITRADE CLEARING, INC.|41815
ZBRA|ZEBRA TECHNOLOGIES|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|2358
ZBRA|ZEBRA TECHNOLOGIES|FQLS|Quantlab Securities LP|154783
ZBRA|ZEBRA TECHNOLOGIES|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56162
ZBRA|ZEBRA TECHNOLOGIES|FTBR|Foliofn Investments, Inc.|1243
ZBRA|ZEBRA TECHNOLOGIES|GEBB|GLOBAL EXECUTION BROKERS, LP|7163
ZBRA|ZEBRA TECHNOLOGIES|GLIS|TD Securities Inc|105
ZBRA|ZEBRA TECHNOLOGIES|GLPX|ACS EXECUTION SERVICES, LLC|67605
ZBRA|ZEBRA TECHNOLOGIES|GSCO|GOLDMAN SACHS & CO. LLC|760067
ZBRA|ZEBRA TECHNOLOGIES|GSCS|GOLDMAN SACHS & CO. LLC|16012
ZBRA|ZEBRA TECHNOLOGIES|GSLT|GOLDMAN SACHS & CO. LLC|1735
ZBRA|ZEBRA TECHNOLOGIES|GTSZ|GTS SECURITIES LLC|67155
ZBRA|ZEBRA TECHNOLOGIES|HRBF|American Enterprise Investment Services Inc.|1934
ZBRA|ZEBRA TECHNOLOGIES|HSBC|HSBC Securities, Inc.|3000
ZBRA|ZEBRA TECHNOLOGIES|IATS|INTERACTIVE BROKERS LLC|8201
ZBRA|ZEBRA TECHNOLOGIES|IBKR|Interactive Brokers Llc|51993
ZBRA|ZEBRA TECHNOLOGIES|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|34
ZBRA|ZEBRA TECHNOLOGIES|ICBX|INSTINET, LLC|30205
ZBRA|ZEBRA TECHNOLOGIES|IEQY|CITADEL SECURITIES LLC|90993
ZBRA|ZEBRA TECHNOLOGIES|INCA|INSTINET, LLC|287289
ZBRA|ZEBRA TECHNOLOGIES|INJX|INSTINET, LLC|28559
ZBRA|ZEBRA TECHNOLOGIES|ITGI|ITG Inc.|52136
ZBRA|ZEBRA TECHNOLOGIES|ITGP|ITG INC.|39000
ZBRA|ZEBRA TECHNOLOGIES|JANY|Janney Montgomery Scott Inc.|57
ZBRA|ZEBRA TECHNOLOGIES|JEFF|JEFFERIES LLC|162736
ZBRA|ZEBRA TECHNOLOGIES|JMPT|JUMP TRADING, LLC|44807
ZBRA|ZEBRA TECHNOLOGIES|JPBX|J.P. MORGAN SECURITIES LLC|25225
ZBRA|ZEBRA TECHNOLOGIES|JPMX|J.P. Morgan Securities LLC|222999
ZBRA|ZEBRA TECHNOLOGIES|JSJX|JANE STREET CAPITAL LLC|5366
ZBRA|ZEBRA TECHNOLOGIES|KCGM|VIRTU Americas LLC|20204
ZBRA|ZEBRA TECHNOLOGIES|LEHM|Barclays Capital Inc./Le|416875
ZBRA|ZEBRA TECHNOLOGIES|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|472
ZBRA|ZEBRA TECHNOLOGIES|LIME|Lime Brokerage LLC|112345
ZBRA|ZEBRA TECHNOLOGIES|LMGP|LIME BROKERAGE LLC|360
ZBRA|ZEBRA TECHNOLOGIES|LMNX|LUMINEX TRADING & ANALYTICS LLC|225000
ZBRA|ZEBRA TECHNOLOGIES|LQNA|LIQUIDNET, INC.|42700
ZBRA|ZEBRA TECHNOLOGIES|LSCI|Lek Securities Corporation|100
ZBRA|ZEBRA TECHNOLOGIES|MAXM|Maxim Group LLC|646
ZBRA|ZEBRA TECHNOLOGIES|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37700
ZBRA|ZEBRA TECHNOLOGIES|MOTF|MOTIF INVESTING, INC.|24
ZBRA|ZEBRA TECHNOLOGIES|MSCO|MORGAN STANLEY & CO. LLC|1464731
ZBRA|ZEBRA TECHNOLOGIES|MSPL|MORGAN STANLEY & CO. LLC|120200
ZBRA|ZEBRA TECHNOLOGIES|MSTX|MORGAN STANLEY & CO. LLC|15500
ZBRA|ZEBRA TECHNOLOGIES|NEUB|NEUBERGER BERMAN BD LLC|15000
ZBRA|ZEBRA TECHNOLOGIES|NFSC|National Financial Services LLC|84544
ZBRA|ZEBRA TECHNOLOGIES|NITE|VIRTU Americas LLC|231934
ZBRA|ZEBRA TECHNOLOGIES|NITP|VIRTU Americas LLC|1517
ZBRA|ZEBRA TECHNOLOGIES|NQRB|Brut, LLC|2958
ZBRA|ZEBRA TECHNOLOGIES|OPCO|Oppenheimer & Co. Inc.|40949
ZBRA|ZEBRA TECHNOLOGIES|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|900
ZBRA|ZEBRA TECHNOLOGIES|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1159
ZBRA|ZEBRA TECHNOLOGIES|PDQM|CODA MARKETS, INC.|166966
ZBRA|ZEBRA TECHNOLOGIES|PHLY|NASDAQ Execution Services, LLC|200
ZBRA|ZEBRA TECHNOLOGIES|PIPR|Piper Jaffray & Co.|7751
ZBRA|ZEBRA TECHNOLOGIES|PWJC|UBS Financial Services, Inc.|524
ZBRA|ZEBRA TECHNOLOGIES|RAJA|Raymond James & Associates, Inc.|8642
ZBRA|ZEBRA TECHNOLOGIES|RBCM|RBC CAPITAL MARKETS, LLC|3337
ZBRA|ZEBRA TECHNOLOGIES|RHCO|Suntrust Robinson Humphrey, Inc.|25685
ZBRA|ZEBRA TECHNOLOGIES|SAGL|SAGETRADER, LLC|29936
ZBRA|ZEBRA TECHNOLOGIES|SAGW|SAGETRADER, LLC|60
ZBRA|ZEBRA TECHNOLOGIES|SALI|INTL FCSTONE FINANCIAL INC.|300
ZBRA|ZEBRA TECHNOLOGIES|SBSH|Citigroup Global Markets Inc.|82415
ZBRA|ZEBRA TECHNOLOGIES|SEIC|SEI Investments Distribution Co.|100
ZBRA|ZEBRA TECHNOLOGIES|SGMT|GOLDMAN SACHS & CO. LLC|52326
ZBRA|ZEBRA TECHNOLOGIES|SPDR|SPEEDROUTE LLC|10470
ZBRA|ZEBRA TECHNOLOGIES|STFL|Stifel, Nicolaus & Company, Incorporated|398
ZBRA|ZEBRA TECHNOLOGIES|STKP|STOCKPILE INVESTMENTS, INC.|8
ZBRA|ZEBRA TECHNOLOGIES|SWIM|TD Ameritrade, Inc.|17269
ZBRA|ZEBRA TECHNOLOGIES|SWST|Hilltop Securities Inc.|410
ZBRA|ZEBRA TECHNOLOGIES|TKNG|ALLY INVEST SECURITIES LLC|241
ZBRA|ZEBRA TECHNOLOGIES|TONC|CUTTONE & CO., LLC|1322
ZBRA|ZEBRA TECHNOLOGIES|TRBT|Tradebot Systems, Inc.|157234
ZBRA|ZEBRA TECHNOLOGIES|TRCM|TRC MARKETS LLC|66585
ZBRA|ZEBRA TECHNOLOGIES|TWTT|TASTYWORKS, INC.|82
ZBRA|ZEBRA TECHNOLOGIES|UBSS|UBS Securities LLC|690632
ZBRA|ZEBRA TECHNOLOGIES|VALX|VIRTU AMERICAS LLC|4901
ZBRA|ZEBRA TECHNOLOGIES|VGRD|Vanguard Marketing Corporation|4075
ZBRA|ZEBRA TECHNOLOGIES|WABR|Wall Street Access|10900
ZBRA|ZEBRA TECHNOLOGIES|WBLR|WILLIAM BLAIR|26547
ZBRA|ZEBRA TECHNOLOGIES|WBPX|SUMMIT SECURITIES GROUP, LLC|2600
ZBRA|ZEBRA TECHNOLOGIES|WCHV|WELLS FARGO SECURITIES, LLC|32275
ZBRA|ZEBRA TECHNOLOGIES|WEDB|WEDBUSH SECURITIES INC.|50
ZBRA|ZEBRA TECHNOLOGIES|WEED|Weeden & Co.L.P.|1751
ZBRA|ZEBRA TECHNOLOGIES|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9309
ZBRA|ZEBRA TECHNOLOGIES|WEXX|WOLVERINE EXECUTION SERVICES, LLC|15345
ZBRA|ZEBRA TECHNOLOGIES|WFPB|Wells Fargo Securities, LLC.|100
ZBRA|ZEBRA TECHNOLOGIES|WGIF|CIBC World Markets Inc.|368
ZBRA|ZEBRA TECHNOLOGIES|WLTH|WEALTHFRONT BROKERAGE CORPORATION|53
ZBRA|ZEBRA TECHNOLOGIES|WSEA|WOLVERINE SECURITIES, LLC|3316
ZBRA|ZEBRA TECHNOLOGIES|XIST|INSTINET, LLC|29886
ZBRA|ZEBRA TECHNOLOGIES|XSTM|NATIONAL FINANCIAL SERVICES LLC|17140
ZBRA|ZEBRA TECHNOLOGIES|YKNA|COMHAR CAPITAL MARKETS, LLC|28829
ZBRA|ZEBRA TECHNOLOGIES|YLPL|Linsco/Private Ledger Financial Services, Incorporated|5202
ZDGE|ZEDGE, INC. CL B|ALTX|Alternet Securities Inc.|200
ZDGE|ZEDGE, INC. CL B|APCC|Apex Clearing Corporation|139
ZDGE|ZEDGE, INC. CL B|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|300
ZDGE|ZEDGE, INC. CL B|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1476
ZDGE|ZEDGE, INC. CL B|DBAB|Deutsche Bank Securities Inc.|24
ZDGE|ZEDGE, INC. CL B|DBAX|Deutsche Bank Securities Inc.|200
ZDGE|ZEDGE, INC. CL B|DEAN|MORGAN STANLEY|6900
ZDGE|ZEDGE, INC. CL B|EBXL|EBX LLC|300
ZDGE|ZEDGE, INC. CL B|ECUT|CONVERGEX EXECUTION SOLUTIONS|700
ZDGE|ZEDGE, INC. CL B|EDJO|Edward D. Jones & Co., L.P.|415
ZDGE|ZEDGE, INC. CL B|EGAM|CBOE TRADING, INC.|100
ZDGE|ZEDGE, INC. CL B|ETRS|E*Trade Securities LLC|3511
ZDGE|ZEDGE, INC. CL B|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|627
ZDGE|ZEDGE, INC. CL B|FTBR|Foliofn Investments, Inc.|34
ZDGE|ZEDGE, INC. CL B|GSCO|GOLDMAN SACHS & CO. LLC|420
ZDGE|ZEDGE, INC. CL B|GTSZ|GTS SECURITIES LLC|530
ZDGE|ZEDGE, INC. CL B|HRBF|American Enterprise Investment Services Inc.|250
ZDGE|ZEDGE, INC. CL B|IATS|INTERACTIVE BROKERS LLC|700
ZDGE|ZEDGE, INC. CL B|IBKR|Interactive Brokers Llc|6939
ZDGE|ZEDGE, INC. CL B|INCA|INSTINET, LLC|200
ZDGE|ZEDGE, INC. CL B|ITGI|ITG Inc.|402
ZDGE|ZEDGE, INC. CL B|KCGM|VIRTU Americas LLC|100
ZDGE|ZEDGE, INC. CL B|LEHM|Barclays Capital Inc./Le|1716
ZDGE|ZEDGE, INC. CL B|LIME|Lime Brokerage LLC|1911
ZDGE|ZEDGE, INC. CL B|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|400
ZDGE|ZEDGE, INC. CL B|MSCO|MORGAN STANLEY & CO. LLC|22952
ZDGE|ZEDGE, INC. CL B|MSPL|MORGAN STANLEY & CO. LLC|6700
ZDGE|ZEDGE, INC. CL B|NFSC|National Financial Services LLC|26639
ZDGE|ZEDGE, INC. CL B|NITE|VIRTU Americas LLC|50453
ZDGE|ZEDGE, INC. CL B|PDQM|CODA MARKETS, INC.|100
ZDGE|ZEDGE, INC. CL B|RBCM|RBC CAPITAL MARKETS, LLC|12903
ZDGE|ZEDGE, INC. CL B|SBSH|Citigroup Global Markets Inc.|1143
ZDGE|ZEDGE, INC. CL B|SGMT|GOLDMAN SACHS & CO. LLC|200
ZDGE|ZEDGE, INC. CL B|SPDR|SPEEDROUTE LLC|100
ZDGE|ZEDGE, INC. CL B|SWIM|TD Ameritrade, Inc.|3456
ZDGE|ZEDGE, INC. CL B|TKNG|ALLY INVEST SECURITIES LLC|350
ZDGE|ZEDGE, INC. CL B|UBSS|UBS Securities LLC|4196
ZDGE|ZEDGE, INC. CL B|VALX|VIRTU AMERICAS LLC|500
ZDGE|ZEDGE, INC. CL B|VGRD|Vanguard Marketing Corporation|16
ZDGE|ZEDGE, INC. CL B|WCHV|WELLS FARGO SECURITIES, LLC|1409
ZDGE|ZEDGE, INC. CL B|WEXM|WOLVERINE EXECUTION SERVICES, LLC|111
ZDGE|ZEDGE, INC. CL B|WFPB|Wells Fargo Securities, LLC.|9200
ZDGE|ZEDGE, INC. CL B|WSEA|WOLVERINE SECURITIES, LLC|3009
ZEAL|ZEALAND PHARMA ADS|AGIS|Aegis Capital Corp.|800
ZEAL|ZEALAND PHARMA ADS|BERN|Sanford C. Bernstein & Co., LLC|36
ZEAL|ZEALAND PHARMA ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|137
ZEAL|ZEALAND PHARMA ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|127
ZEAL|ZEALAND PHARMA ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2500
ZEAL|ZEALAND PHARMA ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|165
ZEAL|ZEALAND PHARMA ADS|DBAB|Deutsche Bank Securities Inc.|2100
ZEAL|ZEALAND PHARMA ADS|DEGS|RONIN PROFESSIONAL LLC|4768
ZEAL|ZEALAND PHARMA ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|302
ZEAL|ZEALAND PHARMA ADS|EGXW|CBOE TRADING, INC.|400
ZEAL|ZEALAND PHARMA ADS|ETRS|E*Trade Securities LLC|2667
ZEAL|ZEALAND PHARMA ADS|FBCO|Credit Suisse Securities (USA) LLC|2428
ZEAL|ZEALAND PHARMA ADS|FMAF|NBCN Inc./ CDS|80
ZEAL|ZEALAND PHARMA ADS|FOMA|TD AMERITRADE CLEARING, INC.|2887
ZEAL|ZEALAND PHARMA ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
ZEAL|ZEALAND PHARMA ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|500
ZEAL|ZEALAND PHARMA ADS|FTBR|Foliofn Investments, Inc.|23
ZEAL|ZEALAND PHARMA ADS|GFIS|GFI Securities LLC|9000
ZEAL|ZEALAND PHARMA ADS|GSCO|GOLDMAN SACHS & CO. LLC|432
ZEAL|ZEALAND PHARMA ADS|GSLT|GOLDMAN SACHS & CO. LLC|915
ZEAL|ZEALAND PHARMA ADS|IATS|INTERACTIVE BROKERS LLC|202
ZEAL|ZEALAND PHARMA ADS|IBKR|Interactive Brokers Llc|5598
ZEAL|ZEALAND PHARMA ADS|ICBX|INSTINET, LLC|100
ZEAL|ZEALAND PHARMA ADS|INCA|INSTINET, LLC|530
ZEAL|ZEALAND PHARMA ADS|INJX|INSTINET, LLC|4029
ZEAL|ZEALAND PHARMA ADS|JANY|Janney Montgomery Scott Inc.|100
ZEAL|ZEALAND PHARMA ADS|JEFF|JEFFERIES LLC|541
ZEAL|ZEALAND PHARMA ADS|KCGM|VIRTU Americas LLC|402
ZEAL|ZEALAND PHARMA ADS|LEHM|Barclays Capital Inc./Le|37460
ZEAL|ZEALAND PHARMA ADS|LIME|Lime Brokerage LLC|9033
ZEAL|ZEALAND PHARMA ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|2064
ZEAL|ZEALAND PHARMA ADS|MSCO|MORGAN STANLEY & CO. LLC|20268
ZEAL|ZEALAND PHARMA ADS|MSPL|MORGAN STANLEY & CO. LLC|500
ZEAL|ZEALAND PHARMA ADS|NFSC|National Financial Services LLC|5738
ZEAL|ZEALAND PHARMA ADS|NITE|VIRTU Americas LLC|10435
ZEAL|ZEALAND PHARMA ADS|NQRB|Brut, LLC|100
ZEAL|ZEALAND PHARMA ADS|OLDM|OLD MISSION CAPITAL, LLC|1119
ZEAL|ZEALAND PHARMA ADS|SBSH|Citigroup Global Markets Inc.|100
ZEAL|ZEALAND PHARMA ADS|SGMT|GOLDMAN SACHS & CO. LLC|535
ZEAL|ZEALAND PHARMA ADS|SWIM|TD Ameritrade, Inc.|1131
ZEAL|ZEALAND PHARMA ADS|TRCM|TRC MARKETS LLC|1107
ZEAL|ZEALAND PHARMA ADS|TWTT|TASTYWORKS, INC.|100
ZEAL|ZEALAND PHARMA ADS|UBSS|UBS Securities LLC|1240
ZEAL|ZEALAND PHARMA ADS|VALX|VIRTU AMERICAS LLC|8882
ZEAL|ZEALAND PHARMA ADS|VGRD|Vanguard Marketing Corporation|300
ZEAL|ZEALAND PHARMA ADS|WCHV|WELLS FARGO SECURITIES, LLC|925
ZEAL|ZEALAND PHARMA ADS|WEED|Weeden & Co.L.P.|160
ZEN|ZENDESK, INC.|AGIS|Aegis Capital Corp.|355
ZEN|ZENDESK, INC.|ALTX|Alternet Securities Inc.|10961
ZEN|ZENDESK, INC.|ANOS|ABEL/NOSER, L.L.C.|263
ZEN|ZENDESK, INC.|APCC|Apex Clearing Corporation|1860
ZEN|ZENDESK, INC.|AQUA|AQUA SECURITIES L.P.|10000
ZEN|ZENDESK, INC.|BARD|Robert W. Baird & Co. Incorporated|12140
ZEN|ZENDESK, INC.|BATM|CBOE TRADING, INC.|6264
ZEN|ZENDESK, INC.|BAYC|BAY CREST PARTNERS, LLC|5700
ZEN|ZENDESK, INC.|BAYT|BTIG, LLC|20200
ZEN|ZENDESK, INC.|BERN|Sanford C. Bernstein & Co., LLC|125313
ZEN|ZENDESK, INC.|BIDS|BIDS TRADING L.P.|27700
ZEN|ZENDESK, INC.|BIMI|Banca IMI Securities Corp.|415
ZEN|ZENDESK, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|14850
ZEN|ZENDESK, INC.|BLKX|INSTINET, LLC|20000
ZEN|ZENDESK, INC.|BMOC|BMO Capital Markets Corp.|181445
ZEN|ZENDESK, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|18112
ZEN|ZENDESK, INC.|BTIG|BTIG, LLC|22666
ZEN|ZENDESK, INC.|BZYD|GOLDMAN SACHS & CO. LLC|1900
ZEN|ZENDESK, INC.|CABR|Cabrera Capital Markets, Inc.|50
ZEN|ZENDESK, INC.|CANT|Cantor Fitzgerald & Co.|2522
ZEN|ZENDESK, INC.|CHAS|Charles Schwab & Co., Inc.|2070
ZEN|ZENDESK, INC.|CIBP|CIBC World Markets Corp.|401600
ZEN|ZENDESK, INC.|CIST|Capital Institutional Services, Inc.|15311
ZEN|ZENDESK, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|445489
ZEN|ZENDESK, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1000
ZEN|ZENDESK, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|2685
ZEN|ZENDESK, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|803102
ZEN|ZENDESK, INC.|CTDL|Citadel Derivatives Group Llc|9280
ZEN|ZENDESK, INC.|CTLR|CUTLER GROUP, LP|400
ZEN|ZENDESK, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|146088
ZEN|ZENDESK, INC.|DAVA|Davenport & Company LLC|100
ZEN|ZENDESK, INC.|DBAB|Deutsche Bank Securities Inc.|319173
ZEN|ZENDESK, INC.|DBAX|Deutsche Bank Securities Inc.|419400
ZEN|ZENDESK, INC.|DBUL|Deutsche Bank Securities Inc.|6056
ZEN|ZENDESK, INC.|DCHF|Dart Executions, LLC|2270
ZEN|ZENDESK, INC.|DEAN|MORGAN STANLEY|35660
ZEN|ZENDESK, INC.|DEGS|RONIN PROFESSIONAL LLC|39903
ZEN|ZENDESK, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1444
ZEN|ZENDESK, INC.|DRWK|DRW SECURITIES, L.L.C.|2184
ZEN|ZENDESK, INC.|EBXL|EBX LLC|358800
ZEN|ZENDESK, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|19498
ZEN|ZENDESK, INC.|EDJO|Edward D. Jones & Co., L.P.|484
ZEN|ZENDESK, INC.|EGAM|CBOE TRADING, INC.|13436
ZEN|ZENDESK, INC.|EGAW|CBOE TRADING, INC.|459
ZEN|ZENDESK, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|400
ZEN|ZENDESK, INC.|EGXM|CBOE TRADING, INC.|3196
ZEN|ZENDESK, INC.|EGXW|CBOE TRADING, INC.|1
ZEN|ZENDESK, INC.|ESPO|ESPOSITO SECURITIES, LLC|3041
ZEN|ZENDESK, INC.|ETBE|Electronic Transaction Clearing, Inc.|43665
ZEN|ZENDESK, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|46403
ZEN|ZENDESK, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|1806
ZEN|ZENDESK, INC.|ETRS|E*Trade Securities LLC|136514
ZEN|ZENDESK, INC.|FBSB|U.S. Bancorp Investments, Inc.|73
ZEN|ZENDESK, INC.|FILL|Tradestation Securities, Inc.|20253
ZEN|ZENDESK, INC.|FMAF|NBCN Inc./ CDS|195
ZEN|ZENDESK, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9220
ZEN|ZENDESK, INC.|FQLS|Quantlab Securities LP|518446
ZEN|ZENDESK, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|180729
ZEN|ZENDESK, INC.|FTBR|Foliofn Investments, Inc.|1965
ZEN|ZENDESK, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|28888
ZEN|ZENDESK, INC.|GLIS|TD Securities Inc|1302
ZEN|ZENDESK, INC.|GLPX|ACS EXECUTION SERVICES, LLC|66874
ZEN|ZENDESK, INC.|GSCO|GOLDMAN SACHS & CO. LLC|2563018
ZEN|ZENDESK, INC.|GSCS|GOLDMAN SACHS & CO. LLC|15709
ZEN|ZENDESK, INC.|GSLT|GOLDMAN SACHS & CO. LLC|10546
ZEN|ZENDESK, INC.|GTSZ|GTS SECURITIES LLC|202437
ZEN|ZENDESK, INC.|GUGS|Guggenheim Securities, LLC|20200
ZEN|ZENDESK, INC.|HAPX|HAP Trading, LLC|166
ZEN|ZENDESK, INC.|HRBF|American Enterprise Investment Services Inc.|20966
ZEN|ZENDESK, INC.|IATS|INTERACTIVE BROKERS LLC|50544
ZEN|ZENDESK, INC.|IBKR|Interactive Brokers Llc|36975
ZEN|ZENDESK, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|105
ZEN|ZENDESK, INC.|ICBX|INSTINET, LLC|81207
ZEN|ZENDESK, INC.|IEQY|CITADEL SECURITIES LLC|56170
ZEN|ZENDESK, INC.|INCA|INSTINET, LLC|368102
ZEN|ZENDESK, INC.|INJX|INSTINET, LLC|20387
ZEN|ZENDESK, INC.|ITGI|ITG Inc.|139590
ZEN|ZENDESK, INC.|ITGP|ITG INC.|212800
ZEN|ZENDESK, INC.|JANY|Janney Montgomery Scott Inc.|125
ZEN|ZENDESK, INC.|JEFF|JEFFERIES LLC|224547
ZEN|ZENDESK, INC.|JMPT|JUMP TRADING, LLC|125250
ZEN|ZENDESK, INC.|JPBX|J.P. MORGAN SECURITIES LLC|77058
ZEN|ZENDESK, INC.|JPMX|J.P. Morgan Securities LLC|626006
ZEN|ZENDESK, INC.|JSJX|JANE STREET CAPITAL LLC|16676
ZEN|ZENDESK, INC.|KCGM|VIRTU Americas LLC|55435
ZEN|ZENDESK, INC.|KEYB|KEYBANC CAPITAL MARKETS INC.|125898
ZEN|ZENDESK, INC.|LEHM|Barclays Capital Inc./Le|901764
ZEN|ZENDESK, INC.|LIME|Lime Brokerage LLC|36539
ZEN|ZENDESK, INC.|LIWE|LIME BROKERAGE LLC|100
ZEN|ZENDESK, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|320176
ZEN|ZENDESK, INC.|LOOP|Loop Capital Markets LLC|20506
ZEN|ZENDESK, INC.|LQNA|LIQUIDNET, INC.|137800
ZEN|ZENDESK, INC.|LSCI|Lek Securities Corporation|168
ZEN|ZENDESK, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ZEN|ZENDESK, INC.|MAVB|Great Point Capital LLC|200
ZEN|ZENDESK, INC.|MAXM|Maxim Group LLC|500
ZEN|ZENDESK, INC.|MBTS|ALLY INVEST SECURITIES LLC|2552
ZEN|ZENDESK, INC.|MCMF|Raymond James Ltd. Cds|900
ZEN|ZENDESK, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|170596
ZEN|ZENDESK, INC.|MOTF|MOTIF INVESTING, INC.|37
ZEN|ZENDESK, INC.|MSCO|MORGAN STANLEY & CO. LLC|2700826
ZEN|ZENDESK, INC.|MSPL|MORGAN STANLEY & CO. LLC|681200
ZEN|ZENDESK, INC.|MSTX|MORGAN STANLEY & CO. LLC|308100
ZEN|ZENDESK, INC.|MULL|MARK J. MULLER EQUITIES, INC.|19825
ZEN|ZENDESK, INC.|NATL|National Securities Corporation|5574
ZEN|ZENDESK, INC.|NFSC|National Financial Services LLC|331506
ZEN|ZENDESK, INC.|NITE|VIRTU Americas LLC|625725
ZEN|ZENDESK, INC.|NITP|VIRTU Americas LLC|500
ZEN|ZENDESK, INC.|NMRA|Nomura Securities International, Inc.|68920
ZEN|ZENDESK, INC.|NORT|Northland Securities, Inc.|20520
ZEN|ZENDESK, INC.|NQRB|Brut, LLC|14631
ZEN|ZENDESK, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|330
ZEN|ZENDESK, INC.|NTRC|Northern Trust Securities, Inc.|1822
ZEN|ZENDESK, INC.|OPCO|Oppenheimer & Co. Inc.|77446
ZEN|ZENDESK, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|2613
ZEN|ZENDESK, INC.|PCPT|PHILLIP CAPITAL INC.|28
ZEN|ZENDESK, INC.|PDQM|CODA MARKETS, INC.|86245
ZEN|ZENDESK, INC.|PHLY|NASDAQ Execution Services, LLC|2000
ZEN|ZENDESK, INC.|PIPR|Piper Jaffray & Co.|5129
ZEN|ZENDESK, INC.|PWJC|UBS Financial Services, Inc.|3735
ZEN|ZENDESK, INC.|QMSR|QUATTRO M SECURITIES INC.|4486
ZEN|ZENDESK, INC.|RBCM|RBC CAPITAL MARKETS, LLC|10866
ZEN|ZENDESK, INC.|RDBN|Redburn Partners (USA) LP|300
ZEN|ZENDESK, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|820
ZEN|ZENDESK, INC.|SAGL|SAGETRADER, LLC|23581
ZEN|ZENDESK, INC.|SAGW|SAGETRADER, LLC|11
ZEN|ZENDESK, INC.|SBSH|Citigroup Global Markets Inc.|443512
ZEN|ZENDESK, INC.|SGMT|GOLDMAN SACHS & CO. LLC|217877
ZEN|ZENDESK, INC.|SJLS|TRADE INFORMATICS LLC|100
ZEN|ZENDESK, INC.|SPDR|SPEEDROUTE LLC|20639
ZEN|ZENDESK, INC.|SPHN|Stephens Inc.|42050
ZEN|ZENDESK, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2291
ZEN|ZENDESK, INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|2919
ZEN|ZENDESK, INC.|SWIM|TD Ameritrade, Inc.|215714
ZEN|ZENDESK, INC.|SWST|Hilltop Securities Inc.|11128
ZEN|ZENDESK, INC.|TKNG|ALLY INVEST SECURITIES LLC|3838
ZEN|ZENDESK, INC.|TRBT|Tradebot Systems, Inc.|403249
ZEN|ZENDESK, INC.|TRCM|TRC MARKETS LLC|198223
ZEN|ZENDESK, INC.|TWTT|TASTYWORKS, INC.|435
ZEN|ZENDESK, INC.|UBSS|UBS Securities LLC|1306966
ZEN|ZENDESK, INC.|VALX|VIRTU AMERICAS LLC|26818
ZEN|ZENDESK, INC.|VGRD|Vanguard Marketing Corporation|18619
ZEN|ZENDESK, INC.|VSIN|Vision Financial Markets Llc|75
ZEN|ZENDESK, INC.|WABR|Wall Street Access|15813
ZEN|ZENDESK, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|3534
ZEN|ZENDESK, INC.|WCHV|WELLS FARGO SECURITIES, LLC|188246
ZEN|ZENDESK, INC.|WEDB|WEDBUSH SECURITIES INC.|31324
ZEN|ZENDESK, INC.|WEED|Weeden & Co.L.P.|1039
ZEN|ZENDESK, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35329
ZEN|ZENDESK, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|65159
ZEN|ZENDESK, INC.|WGIF|CIBC World Markets Inc.|961
ZEN|ZENDESK, INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|18
ZEN|ZENDESK, INC.|WSAG|WALL STREET ACCESS|400
ZEN|ZENDESK, INC.|WSEA|WOLVERINE SECURITIES, LLC|21520
ZEN|ZENDESK, INC.|XIST|INSTINET, LLC|190870
ZEN|ZENDESK, INC.|XPQR|Jump Trading|2500
ZEN|ZENDESK, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|127608
ZEN|ZENDESK, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1953
ZEN|ZENDESK, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9964
ZEUS|OLYMPIC STEEL INC ##|ALTX|Alternet Securities Inc.|1646
ZEUS|OLYMPIC STEEL INC ##|APCC|Apex Clearing Corporation|2464
ZEUS|OLYMPIC STEEL INC ##|BATM|CBOE TRADING, INC.|99
ZEUS|OLYMPIC STEEL INC ##|BERN|Sanford C. Bernstein & Co., LLC|4194
ZEUS|OLYMPIC STEEL INC ##|BKMM|BNY MELLON CAPITAL MARKETS, LLC|252
ZEUS|OLYMPIC STEEL INC ##|BMOC|BMO Capital Markets Corp.|1468
ZEUS|OLYMPIC STEEL INC ##|BNPX|BNP PARIBAS SECURITIES CORP.|1890
ZEUS|OLYMPIC STEEL INC ##|BRVL|BLAYLOCK VAN, LLC|100
ZEUS|OLYMPIC STEEL INC ##|BTIG|BTIG, LLC|1222
ZEUS|OLYMPIC STEEL INC ##|BYXM|CBOE TRADING, INC.|300
ZEUS|OLYMPIC STEEL INC ##|BZYD|GOLDMAN SACHS & CO. LLC|1497
ZEUS|OLYMPIC STEEL INC ##|CANT|Cantor Fitzgerald & Co.|1467
ZEUS|OLYMPIC STEEL INC ##|CHAS|Charles Schwab & Co., Inc.|3
ZEUS|OLYMPIC STEEL INC ##|CIST|Capital Institutional Services, Inc.|10
ZEUS|OLYMPIC STEEL INC ##|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|13061
ZEUS|OLYMPIC STEEL INC ##|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5707
ZEUS|OLYMPIC STEEL INC ##|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1
ZEUS|OLYMPIC STEEL INC ##|CROS|CREDIT SUISSE SECURITIES (USA) LLC|31850
ZEUS|OLYMPIC STEEL INC ##|CTDL|Citadel Derivatives Group Llc|1646
ZEUS|OLYMPIC STEEL INC ##|CTLR|CUTLER GROUP, LP|200
ZEUS|OLYMPIC STEEL INC ##|CXCX|CITIGROUP GLOBAL MARKETS INC.|680
ZEUS|OLYMPIC STEEL INC ##|DBAB|Deutsche Bank Securities Inc.|48590
ZEUS|OLYMPIC STEEL INC ##|DBAX|Deutsche Bank Securities Inc.|16000
ZEUS|OLYMPIC STEEL INC ##|DEAN|MORGAN STANLEY|43
ZEUS|OLYMPIC STEEL INC ##|DEGS|RONIN PROFESSIONAL LLC|11398
ZEUS|OLYMPIC STEEL INC ##|EBXL|EBX LLC|12700
ZEUS|OLYMPIC STEEL INC ##|ECUT|CONVERGEX EXECUTION SOLUTIONS|104
ZEUS|OLYMPIC STEEL INC ##|EGAM|CBOE TRADING, INC.|1608
ZEUS|OLYMPIC STEEL INC ##|EGXM|CBOE TRADING, INC.|341
ZEUS|OLYMPIC STEEL INC ##|ETBE|Electronic Transaction Clearing, Inc.|263
ZEUS|OLYMPIC STEEL INC ##|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|608
ZEUS|OLYMPIC STEEL INC ##|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4612
ZEUS|OLYMPIC STEEL INC ##|ETRS|E*Trade Securities LLC|27712
ZEUS|OLYMPIC STEEL INC ##|FBCO|Credit Suisse Securities (USA) LLC|102648
ZEUS|OLYMPIC STEEL INC ##|FILL|Tradestation Securities, Inc.|2000
ZEUS|OLYMPIC STEEL INC ##|FOMA|TD AMERITRADE CLEARING, INC.|113988
ZEUS|OLYMPIC STEEL INC ##|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|400
ZEUS|OLYMPIC STEEL INC ##|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|22131
ZEUS|OLYMPIC STEEL INC ##|FTBR|Foliofn Investments, Inc.|3429
ZEUS|OLYMPIC STEEL INC ##|GEBB|GLOBAL EXECUTION BROKERS, LP|2000
ZEUS|OLYMPIC STEEL INC ##|GLPX|ACS EXECUTION SERVICES, LLC|1607
ZEUS|OLYMPIC STEEL INC ##|GSCO|GOLDMAN SACHS & CO. LLC|62620
ZEUS|OLYMPIC STEEL INC ##|GSCS|GOLDMAN SACHS & CO. LLC|2713
ZEUS|OLYMPIC STEEL INC ##|GSLT|GOLDMAN SACHS & CO. LLC|100
ZEUS|OLYMPIC STEEL INC ##|GTSZ|GTS SECURITIES LLC|9909
ZEUS|OLYMPIC STEEL INC ##|HRBF|American Enterprise Investment Services Inc.|8
ZEUS|OLYMPIC STEEL INC ##|HSBC|HSBC Securities, Inc.|1186
ZEUS|OLYMPIC STEEL INC ##|IATS|INTERACTIVE BROKERS LLC|5000
ZEUS|OLYMPIC STEEL INC ##|IBKR|Interactive Brokers Llc|19715
ZEUS|OLYMPIC STEEL INC ##|ICBX|INSTINET, LLC|1000
ZEUS|OLYMPIC STEEL INC ##|IEQY|CITADEL SECURITIES LLC|7410
ZEUS|OLYMPIC STEEL INC ##|INCA|INSTINET, LLC|54102
ZEUS|OLYMPIC STEEL INC ##|INJX|INSTINET, LLC|2895
ZEUS|OLYMPIC STEEL INC ##|ITGI|ITG Inc.|14125
ZEUS|OLYMPIC STEEL INC ##|ITGP|ITG INC.|33600
ZEUS|OLYMPIC STEEL INC ##|JANY|Janney Montgomery Scott Inc.|50
ZEUS|OLYMPIC STEEL INC ##|JEFF|JEFFERIES LLC|3620
ZEUS|OLYMPIC STEEL INC ##|JMPT|JUMP TRADING, LLC|227
ZEUS|OLYMPIC STEEL INC ##|JPBX|J.P. MORGAN SECURITIES LLC|1132
ZEUS|OLYMPIC STEEL INC ##|JPMX|J.P. Morgan Securities LLC|21940
ZEUS|OLYMPIC STEEL INC ##|JSJX|JANE STREET CAPITAL LLC|1891
ZEUS|OLYMPIC STEEL INC ##|KCGM|VIRTU Americas LLC|1782
ZEUS|OLYMPIC STEEL INC ##|KEYB|KEYBANC CAPITAL MARKETS INC.|7100
ZEUS|OLYMPIC STEEL INC ##|LEHM|Barclays Capital Inc./Le|33718
ZEUS|OLYMPIC STEEL INC ##|LIME|Lime Brokerage LLC|44775
ZEUS|OLYMPIC STEEL INC ##|LQNA|LIQUIDNET, INC.|20000
ZEUS|OLYMPIC STEEL INC ##|LSCI|Lek Securities Corporation|100
ZEUS|OLYMPIC STEEL INC ##|MAXM|Maxim Group LLC|722
ZEUS|OLYMPIC STEEL INC ##|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6154
ZEUS|OLYMPIC STEEL INC ##|MOTF|MOTIF INVESTING, INC.|1
ZEUS|OLYMPIC STEEL INC ##|MSCO|MORGAN STANLEY & CO. LLC|187259
ZEUS|OLYMPIC STEEL INC ##|MSPL|MORGAN STANLEY & CO. LLC|30600
ZEUS|OLYMPIC STEEL INC ##|MSTX|MORGAN STANLEY & CO. LLC|6800
ZEUS|OLYMPIC STEEL INC ##|NFSC|National Financial Services LLC|43802
ZEUS|OLYMPIC STEEL INC ##|NITE|VIRTU Americas LLC|104460
ZEUS|OLYMPIC STEEL INC ##|NQRB|Brut, LLC|777
ZEUS|OLYMPIC STEEL INC ##|PDQM|CODA MARKETS, INC.|3358
ZEUS|OLYMPIC STEEL INC ##|RAJA|Raymond James & Associates, Inc.|184
ZEUS|OLYMPIC STEEL INC ##|SBSH|Citigroup Global Markets Inc.|28202
ZEUS|OLYMPIC STEEL INC ##|SGMT|GOLDMAN SACHS & CO. LLC|6326
ZEUS|OLYMPIC STEEL INC ##|SPDR|SPEEDROUTE LLC|510
ZEUS|OLYMPIC STEEL INC ##|SPTD|MINT GLOBAL MARKETS, INC.|26826
ZEUS|OLYMPIC STEEL INC ##|SWIM|TD Ameritrade, Inc.|5694
ZEUS|OLYMPIC STEEL INC ##|TKNG|ALLY INVEST SECURITIES LLC|405
ZEUS|OLYMPIC STEEL INC ##|TRBT|Tradebot Systems, Inc.|11788
ZEUS|OLYMPIC STEEL INC ##|TRCM|TRC MARKETS LLC|27781
ZEUS|OLYMPIC STEEL INC ##|UBSS|UBS Securities LLC|106125
ZEUS|OLYMPIC STEEL INC ##|VALX|VIRTU AMERICAS LLC|1609
ZEUS|OLYMPIC STEEL INC ##|VGRD|Vanguard Marketing Corporation|4011
ZEUS|OLYMPIC STEEL INC ##|WCHV|WELLS FARGO SECURITIES, LLC|17361
ZEUS|OLYMPIC STEEL INC ##|WEED|Weeden & Co.L.P.|926
ZEUS|OLYMPIC STEEL INC ##|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1330
ZEUS|OLYMPIC STEEL INC ##|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2808
ZEUS|OLYMPIC STEEL INC ##|WGIF|CIBC World Markets Inc.|300
ZEUS|OLYMPIC STEEL INC ##|WSEA|WOLVERINE SECURITIES, LLC|1458
ZEUS|OLYMPIC STEEL INC ##|XIST|INSTINET, LLC|1534
ZEUS|OLYMPIC STEEL INC ##|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ZEUS|OLYMPIC STEEL INC ##|YKNA|COMHAR CAPITAL MARKETS, LLC|250
ZF|VIRTUS TOTAL RETURN|ALTX|Alternet Securities Inc.|100
ZF|VIRTUS TOTAL RETURN|APCC|Apex Clearing Corporation|128
ZF|VIRTUS TOTAL RETURN|BANK|Primevest Financial Services, Inc.|998
ZF|VIRTUS TOTAL RETURN|BARD|Robert W. Baird & Co. Incorporated|7080
ZF|VIRTUS TOTAL RETURN|BATM|CBOE TRADING, INC.|172
ZF|VIRTUS TOTAL RETURN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1171
ZF|VIRTUS TOTAL RETURN|BTIG|BTIG, LLC|3850
ZF|VIRTUS TOTAL RETURN|CANT|Cantor Fitzgerald & Co.|416
ZF|VIRTUS TOTAL RETURN|CHAS|Charles Schwab & Co., Inc.|3688
ZF|VIRTUS TOTAL RETURN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3100
ZF|VIRTUS TOTAL RETURN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|400
ZF|VIRTUS TOTAL RETURN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|32940
ZF|VIRTUS TOTAL RETURN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6072
ZF|VIRTUS TOTAL RETURN|DBAX|Deutsche Bank Securities Inc.|600
ZF|VIRTUS TOTAL RETURN|DEAN|MORGAN STANLEY|3234
ZF|VIRTUS TOTAL RETURN|DEGS|RONIN PROFESSIONAL LLC|200
ZF|VIRTUS TOTAL RETURN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|7942
ZF|VIRTUS TOTAL RETURN|EBXL|EBX LLC|4900
ZF|VIRTUS TOTAL RETURN|EDJO|Edward D. Jones & Co., L.P.|432
ZF|VIRTUS TOTAL RETURN|EGAM|CBOE TRADING, INC.|983
ZF|VIRTUS TOTAL RETURN|EGXM|CBOE TRADING, INC.|199
ZF|VIRTUS TOTAL RETURN|ESPO|ESPOSITO SECURITIES, LLC|1529
ZF|VIRTUS TOTAL RETURN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|100
ZF|VIRTUS TOTAL RETURN|ETRS|E*Trade Securities LLC|26940
ZF|VIRTUS TOTAL RETURN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|15437
ZF|VIRTUS TOTAL RETURN|FTBR|Foliofn Investments, Inc.|61
ZF|VIRTUS TOTAL RETURN|GLPX|ACS EXECUTION SERVICES, LLC|229
ZF|VIRTUS TOTAL RETURN|GSCO|GOLDMAN SACHS & CO. LLC|9326
ZF|VIRTUS TOTAL RETURN|GSCS|GOLDMAN SACHS & CO. LLC|400
ZF|VIRTUS TOTAL RETURN|GSLT|GOLDMAN SACHS & CO. LLC|210
ZF|VIRTUS TOTAL RETURN|GTSZ|GTS SECURITIES LLC|300
ZF|VIRTUS TOTAL RETURN|HRBF|American Enterprise Investment Services Inc.|5117
ZF|VIRTUS TOTAL RETURN|IATS|INTERACTIVE BROKERS LLC|11105
ZF|VIRTUS TOTAL RETURN|IBKR|Interactive Brokers Llc|15960
ZF|VIRTUS TOTAL RETURN|ICBX|INSTINET, LLC|900
ZF|VIRTUS TOTAL RETURN|INCA|INSTINET, LLC|7547
ZF|VIRTUS TOTAL RETURN|ITGI|ITG Inc.|1900
ZF|VIRTUS TOTAL RETURN|ITGP|ITG INC.|4400
ZF|VIRTUS TOTAL RETURN|JANY|Janney Montgomery Scott Inc.|607
ZF|VIRTUS TOTAL RETURN|JPMX|J.P. Morgan Securities LLC|18072
ZF|VIRTUS TOTAL RETURN|JSJX|JANE STREET CAPITAL LLC|500
ZF|VIRTUS TOTAL RETURN|KCGM|VIRTU Americas LLC|7127
ZF|VIRTUS TOTAL RETURN|KCRD|PHX FINANCIAL, INC.|205
ZF|VIRTUS TOTAL RETURN|LEHM|Barclays Capital Inc./Le|12200
ZF|VIRTUS TOTAL RETURN|LIME|Lime Brokerage LLC|681
ZF|VIRTUS TOTAL RETURN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ZF|VIRTUS TOTAL RETURN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|23900
ZF|VIRTUS TOTAL RETURN|MOTF|MOTIF INVESTING, INC.|2
ZF|VIRTUS TOTAL RETURN|MSCO|MORGAN STANLEY & CO. LLC|40140
ZF|VIRTUS TOTAL RETURN|MSPL|MORGAN STANLEY & CO. LLC|1100
ZF|VIRTUS TOTAL RETURN|NFSC|National Financial Services LLC|120452
ZF|VIRTUS TOTAL RETURN|NITE|VIRTU Americas LLC|205079
ZF|VIRTUS TOTAL RETURN|NQRB|Brut, LLC|2100
ZF|VIRTUS TOTAL RETURN|OPCO|Oppenheimer & Co. Inc.|6700
ZF|VIRTUS TOTAL RETURN|PDQM|CODA MARKETS, INC.|2079
ZF|VIRTUS TOTAL RETURN|PWJC|UBS Financial Services, Inc.|1636
ZF|VIRTUS TOTAL RETURN|RBCM|RBC CAPITAL MARKETS, LLC|7639
ZF|VIRTUS TOTAL RETURN|SAGC|SAGETRADER, LLC|100
ZF|VIRTUS TOTAL RETURN|SALI|INTL FCSTONE FINANCIAL INC.|1500
ZF|VIRTUS TOTAL RETURN|SBSH|Citigroup Global Markets Inc.|4231
ZF|VIRTUS TOTAL RETURN|SGMT|GOLDMAN SACHS & CO. LLC|8476
ZF|VIRTUS TOTAL RETURN|STFL|Stifel, Nicolaus & Company, Incorporated|4426
ZF|VIRTUS TOTAL RETURN|SWIM|TD Ameritrade, Inc.|28520
ZF|VIRTUS TOTAL RETURN|SWST|Hilltop Securities Inc.|16353
ZF|VIRTUS TOTAL RETURN|TKNG|ALLY INVEST SECURITIES LLC|534
ZF|VIRTUS TOTAL RETURN|TRBT|Tradebot Systems, Inc.|1634
ZF|VIRTUS TOTAL RETURN|UBSS|UBS Securities LLC|30373
ZF|VIRTUS TOTAL RETURN|VGRD|Vanguard Marketing Corporation|21914
ZF|VIRTUS TOTAL RETURN|WCHV|WELLS FARGO SECURITIES, LLC|69085
ZF|VIRTUS TOTAL RETURN|WEDB|WEDBUSH SECURITIES INC.|3612
ZF|VIRTUS TOTAL RETURN|WEED|Weeden & Co.L.P.|500
ZF|VIRTUS TOTAL RETURN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|758
ZF|VIRTUS TOTAL RETURN|WGIF|CIBC World Markets Inc.|3332
ZF|VIRTUS TOTAL RETURN|WSEA|WOLVERINE SECURITIES, LLC|3729
ZF|VIRTUS TOTAL RETURN|XSTM|NATIONAL FINANCIAL SERVICES LLC|40014
ZF|VIRTUS TOTAL RETURN|YKNA|COMHAR CAPITAL MARKETS, LLC|300
ZF|VIRTUS TOTAL RETURN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19316
ZFGN|ZAFGEN INC COMMON|ADAM|CANACCORD GENUITY INC.|3030
ZFGN|ZAFGEN INC COMMON|AGIS|Aegis Capital Corp.|820
ZFGN|ZAFGEN INC COMMON|ALTX|Alternet Securities Inc.|29948
ZFGN|ZAFGEN INC COMMON|APCC|Apex Clearing Corporation|24985
ZFGN|ZAFGEN INC COMMON|BATM|CBOE TRADING, INC.|3957
ZFGN|ZAFGEN INC COMMON|BAYC|BAY CREST PARTNERS, LLC|1582
ZFGN|ZAFGEN INC COMMON|BAYT|BTIG, LLC|3900
ZFGN|ZAFGEN INC COMMON|BERN|Sanford C. Bernstein & Co., LLC|151
ZFGN|ZAFGEN INC COMMON|BIMI|Banca IMI Securities Corp.|1108
ZFGN|ZAFGEN INC COMMON|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1198
ZFGN|ZAFGEN INC COMMON|BMOC|BMO Capital Markets Corp.|1722
ZFGN|ZAFGEN INC COMMON|BNPX|BNP PARIBAS SECURITIES CORP.|1855
ZFGN|ZAFGEN INC COMMON|BTIG|BTIG, LLC|38950
ZFGN|ZAFGEN INC COMMON|BYXM|CBOE TRADING, INC.|860
ZFGN|ZAFGEN INC COMMON|CANT|Cantor Fitzgerald & Co.|900
ZFGN|ZAFGEN INC COMMON|CHAS|Charles Schwab & Co., Inc.|8000
ZFGN|ZAFGEN INC COMMON|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|101592
ZFGN|ZAFGEN INC COMMON|CPET|CLEARPOOL EXECUTION SERVICES, LLC|4801
ZFGN|ZAFGEN INC COMMON|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|8771
ZFGN|ZAFGEN INC COMMON|CROS|CREDIT SUISSE SECURITIES (USA) LLC|182710
ZFGN|ZAFGEN INC COMMON|CTDL|Citadel Derivatives Group Llc|5973
ZFGN|ZAFGEN INC COMMON|CXCX|CITIGROUP GLOBAL MARKETS INC.|74820
ZFGN|ZAFGEN INC COMMON|DBAB|Deutsche Bank Securities Inc.|251641
ZFGN|ZAFGEN INC COMMON|DBAX|Deutsche Bank Securities Inc.|71800
ZFGN|ZAFGEN INC COMMON|DEAN|MORGAN STANLEY|5934
ZFGN|ZAFGEN INC COMMON|DEGS|RONIN PROFESSIONAL LLC|81362
ZFGN|ZAFGEN INC COMMON|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|100
ZFGN|ZAFGEN INC COMMON|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|2800
ZFGN|ZAFGEN INC COMMON|EBXL|EBX LLC|71500
ZFGN|ZAFGEN INC COMMON|ECUT|CONVERGEX EXECUTION SOLUTIONS|9556
ZFGN|ZAFGEN INC COMMON|EDJO|Edward D. Jones & Co., L.P.|500
ZFGN|ZAFGEN INC COMMON|EGAM|CBOE TRADING, INC.|13103
ZFGN|ZAFGEN INC COMMON|EGAW|CBOE TRADING, INC.|229
ZFGN|ZAFGEN INC COMMON|EGXM|CBOE TRADING, INC.|3491
ZFGN|ZAFGEN INC COMMON|EGXW|CBOE TRADING, INC.|100
ZFGN|ZAFGEN INC COMMON|ELEV|ELEVATION, LLC|7345
ZFGN|ZAFGEN INC COMMON|ETBE|Electronic Transaction Clearing, Inc.|8394
ZFGN|ZAFGEN INC COMMON|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|1600
ZFGN|ZAFGEN INC COMMON|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|7650
ZFGN|ZAFGEN INC COMMON|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19786
ZFGN|ZAFGEN INC COMMON|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|300
ZFGN|ZAFGEN INC COMMON|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|30867
ZFGN|ZAFGEN INC COMMON|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|23336
ZFGN|ZAFGEN INC COMMON|ETRS|E*Trade Securities LLC|459026
ZFGN|ZAFGEN INC COMMON|FBCO|Credit Suisse Securities (USA) LLC|177951
ZFGN|ZAFGEN INC COMMON|FILL|Tradestation Securities, Inc.|50391
ZFGN|ZAFGEN INC COMMON|FMAF|NBCN Inc./ CDS|190
ZFGN|ZAFGEN INC COMMON|FOMA|TD AMERITRADE CLEARING, INC.|477106
ZFGN|ZAFGEN INC COMMON|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|747
ZFGN|ZAFGEN INC COMMON|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|49297
ZFGN|ZAFGEN INC COMMON|FTBR|Foliofn Investments, Inc.|289
ZFGN|ZAFGEN INC COMMON|GEBB|GLOBAL EXECUTION BROKERS, LP|4013
ZFGN|ZAFGEN INC COMMON|GLIS|TD Securities Inc|390
ZFGN|ZAFGEN INC COMMON|GLPX|ACS EXECUTION SERVICES, LLC|166230
ZFGN|ZAFGEN INC COMMON|GSCO|GOLDMAN SACHS & CO. LLC|1023011
ZFGN|ZAFGEN INC COMMON|GSCS|GOLDMAN SACHS & CO. LLC|12055
ZFGN|ZAFGEN INC COMMON|GSLT|GOLDMAN SACHS & CO. LLC|7589
ZFGN|ZAFGEN INC COMMON|GTSZ|GTS SECURITIES LLC|30708
ZFGN|ZAFGEN INC COMMON|HASF|Haywood Securities Inc./CDS|2000
ZFGN|ZAFGEN INC COMMON|HITS|Height Securities, LLC|2540
ZFGN|ZAFGEN INC COMMON|HRBF|American Enterprise Investment Services Inc.|10930
ZFGN|ZAFGEN INC COMMON|HSBC|HSBC Securities, Inc.|100
ZFGN|ZAFGEN INC COMMON|IATS|INTERACTIVE BROKERS LLC|72079
ZFGN|ZAFGEN INC COMMON|IBKR|Interactive Brokers Llc|367811
ZFGN|ZAFGEN INC COMMON|ICBX|INSTINET, LLC|49068
ZFGN|ZAFGEN INC COMMON|IEQY|CITADEL SECURITIES LLC|10209
ZFGN|ZAFGEN INC COMMON|INCA|INSTINET, LLC|244452
ZFGN|ZAFGEN INC COMMON|INJX|INSTINET, LLC|15178
ZFGN|ZAFGEN INC COMMON|ITGI|ITG Inc.|36509
ZFGN|ZAFGEN INC COMMON|ITGP|ITG INC.|149000
ZFGN|ZAFGEN INC COMMON|JANY|Janney Montgomery Scott Inc.|2200
ZFGN|ZAFGEN INC COMMON|JEFF|JEFFERIES LLC|22075
ZFGN|ZAFGEN INC COMMON|JGUN|Joseph Gunnar & Co.  LLC|900
ZFGN|ZAFGEN INC COMMON|JMPT|JUMP TRADING, LLC|34606
ZFGN|ZAFGEN INC COMMON|JPMX|J.P. Morgan Securities LLC|111127
ZFGN|ZAFGEN INC COMMON|JSJX|JANE STREET CAPITAL LLC|4254
ZFGN|ZAFGEN INC COMMON|KCGM|VIRTU Americas LLC|46469
ZFGN|ZAFGEN INC COMMON|LAFC|R. F. Lafferty & Co., Inc.|5750
ZFGN|ZAFGEN INC COMMON|LEHM|Barclays Capital Inc./Le|682912
ZFGN|ZAFGEN INC COMMON|LIME|Lime Brokerage LLC|151579
ZFGN|ZAFGEN INC COMMON|LMGP|LIME BROKERAGE LLC|19911
ZFGN|ZAFGEN INC COMMON|LQNA|LIQUIDNET, INC.|60800
ZFGN|ZAFGEN INC COMMON|LSCI|Lek Securities Corporation|3136
ZFGN|ZAFGEN INC COMMON|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ZFGN|ZAFGEN INC COMMON|MAXM|Maxim Group LLC|23045
ZFGN|ZAFGEN INC COMMON|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|63446
ZFGN|ZAFGEN INC COMMON|MOTF|MOTIF INVESTING, INC.|3
ZFGN|ZAFGEN INC COMMON|MSCO|MORGAN STANLEY & CO. LLC|1304266
ZFGN|ZAFGEN INC COMMON|MSPL|MORGAN STANLEY & CO. LLC|62400
ZFGN|ZAFGEN INC COMMON|MSTX|MORGAN STANLEY & CO. LLC|20400
ZFGN|ZAFGEN INC COMMON|NFSC|National Financial Services LLC|308992
ZFGN|ZAFGEN INC COMMON|NITE|VIRTU Americas LLC|1305443
ZFGN|ZAFGEN INC COMMON|NITP|VIRTU Americas LLC|16691
ZFGN|ZAFGEN INC COMMON|NQRB|Brut, LLC|11940
ZFGN|ZAFGEN INC COMMON|OPCO|Oppenheimer & Co. Inc.|500
ZFGN|ZAFGEN INC COMMON|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2169
ZFGN|ZAFGEN INC COMMON|PCPT|PHILLIP CAPITAL INC.|763
ZFGN|ZAFGEN INC COMMON|PDQM|CODA MARKETS, INC.|183807
ZFGN|ZAFGEN INC COMMON|PIPR|Piper Jaffray & Co.|2230
ZFGN|ZAFGEN INC COMMON|PREC|PRECISION SECURITIES, LLC|2180
ZFGN|ZAFGEN INC COMMON|PWJC|UBS Financial Services, Inc.|16500
ZFGN|ZAFGEN INC COMMON|RAJA|Raymond James & Associates, Inc.|7532
ZFGN|ZAFGEN INC COMMON|RBCM|RBC CAPITAL MARKETS, LLC|23686
ZFGN|ZAFGEN INC COMMON|RGLD|Regal Securities, Inc|300
ZFGN|ZAFGEN INC COMMON|RHCO|Suntrust Robinson Humphrey, Inc.|15000
ZFGN|ZAFGEN INC COMMON|RJLC|RJL CAPITAL GROUP, LLC|550
ZFGN|ZAFGEN INC COMMON|SAGL|SAGETRADER, LLC|3042
ZFGN|ZAFGEN INC COMMON|SBSH|Citigroup Global Markets Inc.|127790
ZFGN|ZAFGEN INC COMMON|SGMT|GOLDMAN SACHS & CO. LLC|67367
ZFGN|ZAFGEN INC COMMON|SPDR|SPEEDROUTE LLC|37721
ZFGN|ZAFGEN INC COMMON|SPHN|Stephens Inc.|5900
ZFGN|ZAFGEN INC COMMON|SPTD|MINT GLOBAL MARKETS, INC.|2000
ZFGN|ZAFGEN INC COMMON|STFL|Stifel, Nicolaus & Company, Incorporated|1304
ZFGN|ZAFGEN INC COMMON|SWIM|TD Ameritrade, Inc.|471923
ZFGN|ZAFGEN INC COMMON|SWST|Hilltop Securities Inc.|8050
ZFGN|ZAFGEN INC COMMON|TKNG|ALLY INVEST SECURITIES LLC|4188
ZFGN|ZAFGEN INC COMMON|TRBT|Tradebot Systems, Inc.|123392
ZFGN|ZAFGEN INC COMMON|TRCM|TRC MARKETS LLC|48213
ZFGN|ZAFGEN INC COMMON|TWTT|TASTYWORKS, INC.|900
ZFGN|ZAFGEN INC COMMON|UBSS|UBS Securities LLC|1529957
ZFGN|ZAFGEN INC COMMON|VALX|VIRTU AMERICAS LLC|17608
ZFGN|ZAFGEN INC COMMON|VGRD|Vanguard Marketing Corporation|4200
ZFGN|ZAFGEN INC COMMON|VIEW|VIEWTRADE SECURITIES LLC|800
ZFGN|ZAFGEN INC COMMON|WCHV|WELLS FARGO SECURITIES, LLC|65868
ZFGN|ZAFGEN INC COMMON|WEDB|WEDBUSH SECURITIES INC.|2203
ZFGN|ZAFGEN INC COMMON|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4026
ZFGN|ZAFGEN INC COMMON|WEXX|WOLVERINE EXECUTION SERVICES, LLC|29292
ZFGN|ZAFGEN INC COMMON|WGIF|CIBC World Markets Inc.|715
ZFGN|ZAFGEN INC COMMON|WSEA|WOLVERINE SECURITIES, LLC|22751
ZFGN|ZAFGEN INC COMMON|XIST|INSTINET, LLC|36000
ZFGN|ZAFGEN INC COMMON|XSTM|NATIONAL FINANCIAL SERVICES LLC|16360
ZFGN|ZAFGEN INC COMMON|YKNA|COMHAR CAPITAL MARKETS, LLC|10936
ZFGN|ZAFGEN INC COMMON|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4550
ZG|ZILLOW GRP INC CL A|AGIS|Aegis Capital Corp.|13601
ZG|ZILLOW GRP INC CL A|ALTX|Alternet Securities Inc.|1507
ZG|ZILLOW GRP INC CL A|APCC|Apex Clearing Corporation|208
ZG|ZILLOW GRP INC CL A|BANK|Primevest Financial Services, Inc.|15
ZG|ZILLOW GRP INC CL A|BARD|Robert W. Baird & Co. Incorporated|2
ZG|ZILLOW GRP INC CL A|BATM|CBOE TRADING, INC.|922
ZG|ZILLOW GRP INC CL A|BAYC|BAY CREST PARTNERS, LLC|298
ZG|ZILLOW GRP INC CL A|BBNT|BB&T SECURITIES, LLC|350
ZG|ZILLOW GRP INC CL A|BERN|Sanford C. Bernstein & Co., LLC|36822
ZG|ZILLOW GRP INC CL A|BIMI|Banca IMI Securities Corp.|8
ZG|ZILLOW GRP INC CL A|BKMM|BNY MELLON CAPITAL MARKETS, LLC|8123
ZG|ZILLOW GRP INC CL A|BLKX|INSTINET, LLC|12805
ZG|ZILLOW GRP INC CL A|BMOC|BMO Capital Markets Corp.|455042
ZG|ZILLOW GRP INC CL A|BNPX|BNP PARIBAS SECURITIES CORP.|1521
ZG|ZILLOW GRP INC CL A|BRGE|Newbridge Securities Corp.|300
ZG|ZILLOW GRP INC CL A|BTIG|BTIG, LLC|15691
ZG|ZILLOW GRP INC CL A|BYXM|CBOE TRADING, INC.|50
ZG|ZILLOW GRP INC CL A|CANT|Cantor Fitzgerald & Co.|277
ZG|ZILLOW GRP INC CL A|CHAS|Charles Schwab & Co., Inc.|3501
ZG|ZILLOW GRP INC CL A|CIST|Capital Institutional Services, Inc.|1517
ZG|ZILLOW GRP INC CL A|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|189202
ZG|ZILLOW GRP INC CL A|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3357
ZG|ZILLOW GRP INC CL A|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|1325
ZG|ZILLOW GRP INC CL A|CROS|CREDIT SUISSE SECURITIES (USA) LLC|374501
ZG|ZILLOW GRP INC CL A|CTDL|Citadel Derivatives Group Llc|17973
ZG|ZILLOW GRP INC CL A|CXCX|CITIGROUP GLOBAL MARKETS INC.|10976
ZG|ZILLOW GRP INC CL A|DAWA|Daiwa Capital Markets America Inc.|130
ZG|ZILLOW GRP INC CL A|DBAB|Deutsche Bank Securities Inc.|229546
ZG|ZILLOW GRP INC CL A|DBAX|Deutsche Bank Securities Inc.|169700
ZG|ZILLOW GRP INC CL A|DEAN|MORGAN STANLEY|3774
ZG|ZILLOW GRP INC CL A|DEGS|RONIN PROFESSIONAL LLC|2812
ZG|ZILLOW GRP INC CL A|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|4756
ZG|ZILLOW GRP INC CL A|EBXL|EBX LLC|134500
ZG|ZILLOW GRP INC CL A|ECUT|CONVERGEX EXECUTION SOLUTIONS|661
ZG|ZILLOW GRP INC CL A|EDJO|Edward D. Jones & Co., L.P.|4250
ZG|ZILLOW GRP INC CL A|EGAM|CBOE TRADING, INC.|23065
ZG|ZILLOW GRP INC CL A|EGAW|CBOE TRADING, INC.|179
ZG|ZILLOW GRP INC CL A|EGXM|CBOE TRADING, INC.|1040
ZG|ZILLOW GRP INC CL A|ETBE|Electronic Transaction Clearing, Inc.|30621
ZG|ZILLOW GRP INC CL A|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2600
ZG|ZILLOW GRP INC CL A|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|49981
ZG|ZILLOW GRP INC CL A|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|209
ZG|ZILLOW GRP INC CL A|ETRS|E*Trade Securities LLC|105403
ZG|ZILLOW GRP INC CL A|FBCO|Credit Suisse Securities (USA) LLC|232941
ZG|ZILLOW GRP INC CL A|FBSB|U.S. Bancorp Investments, Inc.|425
ZG|ZILLOW GRP INC CL A|FILL|Tradestation Securities, Inc.|5678
ZG|ZILLOW GRP INC CL A|FMAF|NBCN Inc./ CDS|1518
ZG|ZILLOW GRP INC CL A|FOMA|TD AMERITRADE CLEARING, INC.|316579
ZG|ZILLOW GRP INC CL A|FQLS|Quantlab Securities LP|249284
ZG|ZILLOW GRP INC CL A|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|30571
ZG|ZILLOW GRP INC CL A|FTBR|Foliofn Investments, Inc.|395
ZG|ZILLOW GRP INC CL A|GEBB|GLOBAL EXECUTION BROKERS, LP|28389
ZG|ZILLOW GRP INC CL A|GLIS|TD Securities Inc|566
ZG|ZILLOW GRP INC CL A|GLPX|ACS EXECUTION SERVICES, LLC|26354
ZG|ZILLOW GRP INC CL A|GSCO|GOLDMAN SACHS & CO. LLC|482542
ZG|ZILLOW GRP INC CL A|GSCS|GOLDMAN SACHS & CO. LLC|31329
ZG|ZILLOW GRP INC CL A|GSLT|GOLDMAN SACHS & CO. LLC|5637
ZG|ZILLOW GRP INC CL A|GTSZ|GTS SECURITIES LLC|52622
ZG|ZILLOW GRP INC CL A|HAPX|HAP Trading, LLC|300
ZG|ZILLOW GRP INC CL A|HRBF|American Enterprise Investment Services Inc.|3341
ZG|ZILLOW GRP INC CL A|HSBC|HSBC Securities, Inc.|13429
ZG|ZILLOW GRP INC CL A|IATS|INTERACTIVE BROKERS LLC|25698
ZG|ZILLOW GRP INC CL A|IBKR|Interactive Brokers Llc|168907
ZG|ZILLOW GRP INC CL A|ICBX|INSTINET, LLC|104835
ZG|ZILLOW GRP INC CL A|INCA|INSTINET, LLC|534061
ZG|ZILLOW GRP INC CL A|INJX|INSTINET, LLC|157835
ZG|ZILLOW GRP INC CL A|ITGI|ITG Inc.|10855
ZG|ZILLOW GRP INC CL A|ITGP|ITG INC.|162400
ZG|ZILLOW GRP INC CL A|JANY|Janney Montgomery Scott Inc.|8000
ZG|ZILLOW GRP INC CL A|JEFF|JEFFERIES LLC|109249
ZG|ZILLOW GRP INC CL A|JMPT|JUMP TRADING, LLC|82458
ZG|ZILLOW GRP INC CL A|JPBX|J.P. MORGAN SECURITIES LLC|14082
ZG|ZILLOW GRP INC CL A|JPMX|J.P. Morgan Securities LLC|182732
ZG|ZILLOW GRP INC CL A|JSJX|JANE STREET CAPITAL LLC|37638
ZG|ZILLOW GRP INC CL A|KCGM|VIRTU Americas LLC|13767
ZG|ZILLOW GRP INC CL A|LEER|LEERINK PARTNERS LLC|1160
ZG|ZILLOW GRP INC CL A|LEHM|Barclays Capital Inc./Le|548995
ZG|ZILLOW GRP INC CL A|LIME|Lime Brokerage LLC|190520
ZG|ZILLOW GRP INC CL A|LMGP|LIME BROKERAGE LLC|613
ZG|ZILLOW GRP INC CL A|LQNA|LIQUIDNET, INC.|12900
ZG|ZILLOW GRP INC CL A|LSCI|Lek Securities Corporation|25
ZG|ZILLOW GRP INC CL A|MACQ|Macquarie Capital (USA) Inc.|200
ZG|ZILLOW GRP INC CL A|MBTS|ALLY INVEST SECURITIES LLC|472
ZG|ZILLOW GRP INC CL A|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|26196
ZG|ZILLOW GRP INC CL A|MNDX|TJM Investments, LLC|5300
ZG|ZILLOW GRP INC CL A|MOTF|MOTIF INVESTING, INC.|27
ZG|ZILLOW GRP INC CL A|MSCO|MORGAN STANLEY & CO. LLC|1759545
ZG|ZILLOW GRP INC CL A|MSPL|MORGAN STANLEY & CO. LLC|167400
ZG|ZILLOW GRP INC CL A|MSTX|MORGAN STANLEY & CO. LLC|36600
ZG|ZILLOW GRP INC CL A|NFSC|National Financial Services LLC|133394
ZG|ZILLOW GRP INC CL A|NITE|VIRTU Americas LLC|325452
ZG|ZILLOW GRP INC CL A|NITP|VIRTU Americas LLC|2600
ZG|ZILLOW GRP INC CL A|NQRB|Brut, LLC|5252
ZG|ZILLOW GRP INC CL A|NTRC|Northern Trust Securities, Inc.|53
ZG|ZILLOW GRP INC CL A|OHOS|TWO SIGMA SECURITIES, LLC|43047
ZG|ZILLOW GRP INC CL A|OPCO|Oppenheimer & Co. Inc.|1300
ZG|ZILLOW GRP INC CL A|OTAA|OTA LLC|3600
ZG|ZILLOW GRP INC CL A|PDQM|CODA MARKETS, INC.|107153
ZG|ZILLOW GRP INC CL A|PHLY|NASDAQ Execution Services, LLC|1600
ZG|ZILLOW GRP INC CL A|PIPR|Piper Jaffray & Co.|2594
ZG|ZILLOW GRP INC CL A|PNSR|Penserra Securities, LLC|26547
ZG|ZILLOW GRP INC CL A|RAJA|Raymond James & Associates, Inc.|4710
ZG|ZILLOW GRP INC CL A|RBCM|RBC CAPITAL MARKETS, LLC|4172
ZG|ZILLOW GRP INC CL A|RGLD|Regal Securities, Inc|33
ZG|ZILLOW GRP INC CL A|SAGL|SAGETRADER, LLC|5193
ZG|ZILLOW GRP INC CL A|SAGW|SAGETRADER, LLC|165
ZG|ZILLOW GRP INC CL A|SBSH|Citigroup Global Markets Inc.|406541
ZG|ZILLOW GRP INC CL A|SGMT|GOLDMAN SACHS & CO. LLC|56418
ZG|ZILLOW GRP INC CL A|SPDR|SPEEDROUTE LLC|16309
ZG|ZILLOW GRP INC CL A|STFL|Stifel, Nicolaus & Company, Incorporated|1162
ZG|ZILLOW GRP INC CL A|SWIM|TD Ameritrade, Inc.|31162
ZG|ZILLOW GRP INC CL A|SWST|Hilltop Securities Inc.|24
ZG|ZILLOW GRP INC CL A|TKNG|ALLY INVEST SECURITIES LLC|1339
ZG|ZILLOW GRP INC CL A|TRBT|Tradebot Systems, Inc.|184554
ZG|ZILLOW GRP INC CL A|TRCM|TRC MARKETS LLC|260467
ZG|ZILLOW GRP INC CL A|TWTT|TASTYWORKS, INC.|218
ZG|ZILLOW GRP INC CL A|UBSS|UBS Securities LLC|565670
ZG|ZILLOW GRP INC CL A|VALX|VIRTU AMERICAS LLC|5056
ZG|ZILLOW GRP INC CL A|VGRD|Vanguard Marketing Corporation|15618
ZG|ZILLOW GRP INC CL A|WABR|Wall Street Access|200
ZG|ZILLOW GRP INC CL A|WBPX|SUMMIT SECURITIES GROUP, LLC|700
ZG|ZILLOW GRP INC CL A|WCHV|WELLS FARGO SECURITIES, LLC|15763
ZG|ZILLOW GRP INC CL A|WEDB|WEDBUSH SECURITIES INC.|2350
ZG|ZILLOW GRP INC CL A|WEED|Weeden & Co.L.P.|5510
ZG|ZILLOW GRP INC CL A|WEXM|WOLVERINE EXECUTION SERVICES, LLC|31286
ZG|ZILLOW GRP INC CL A|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32530
ZG|ZILLOW GRP INC CL A|WGIF|CIBC World Markets Inc.|1116
ZG|ZILLOW GRP INC CL A|WLTH|WEALTHFRONT BROKERAGE CORPORATION|348
ZG|ZILLOW GRP INC CL A|WSEA|WOLVERINE SECURITIES, LLC|4738
ZG|ZILLOW GRP INC CL A|XIST|INSTINET, LLC|59462
ZG|ZILLOW GRP INC CL A|XPQR|Jump Trading|426
ZG|ZILLOW GRP INC CL A|XSTM|NATIONAL FINANCIAL SERVICES LLC|8878
ZG|ZILLOW GRP INC CL A|YKNA|COMHAR CAPITAL MARKETS, LLC|3041
ZG|ZILLOW GRP INC CL A|YLPL|Linsco/Private Ledger Financial Services, Incorporated|4253
ZGNX|ZOGENIX, INC.|ABLE|NATIXIS Securities Americas LLC|88200
ZGNX|ZOGENIX, INC.|AGIS|Aegis Capital Corp.|3679
ZGNX|ZOGENIX, INC.|ALTX|Alternet Securities Inc.|2970
ZGNX|ZOGENIX, INC.|APCC|Apex Clearing Corporation|443
ZGNX|ZOGENIX, INC.|BARD|Robert W. Baird & Co. Incorporated|86258
ZGNX|ZOGENIX, INC.|BATM|CBOE TRADING, INC.|5377
ZGNX|ZOGENIX, INC.|BAYC|BAY CREST PARTNERS, LLC|1383
ZGNX|ZOGENIX, INC.|BERN|Sanford C. Bernstein & Co., LLC|49433
ZGNX|ZOGENIX, INC.|BIMI|Banca IMI Securities Corp.|151
ZGNX|ZOGENIX, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4010
ZGNX|ZOGENIX, INC.|BLKX|INSTINET, LLC|94000
ZGNX|ZOGENIX, INC.|BMOC|BMO Capital Markets Corp.|5547
ZGNX|ZOGENIX, INC.|BNCH|The Benchmark Company, LLC|700
ZGNX|ZOGENIX, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|2782
ZGNX|ZOGENIX, INC.|BTIG|BTIG, LLC|4803
ZGNX|ZOGENIX, INC.|BYXM|CBOE TRADING, INC.|852
ZGNX|ZOGENIX, INC.|CHAS|Charles Schwab & Co., Inc.|783
ZGNX|ZOGENIX, INC.|CIST|Capital Institutional Services, Inc.|15
ZGNX|ZOGENIX, INC.|CNFR|Cowen Prime Services LLC|15800
ZGNX|ZOGENIX, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|272674
ZGNX|ZOGENIX, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|406
ZGNX|ZOGENIX, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ZGNX|ZOGENIX, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|283832
ZGNX|ZOGENIX, INC.|CTDL|Citadel Derivatives Group Llc|1897
ZGNX|ZOGENIX, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|37692
ZGNX|ZOGENIX, INC.|DBAB|Deutsche Bank Securities Inc.|194904
ZGNX|ZOGENIX, INC.|DBAX|Deutsche Bank Securities Inc.|315400
ZGNX|ZOGENIX, INC.|DBUL|Deutsche Bank Securities Inc.|500
ZGNX|ZOGENIX, INC.|DCHF|Dart Executions, LLC|1001
ZGNX|ZOGENIX, INC.|DEAN|MORGAN STANLEY|2386
ZGNX|ZOGENIX, INC.|DEGS|RONIN PROFESSIONAL LLC|21318
ZGNX|ZOGENIX, INC.|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|7809
ZGNX|ZOGENIX, INC.|EBXL|EBX LLC|191200
ZGNX|ZOGENIX, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|5954
ZGNX|ZOGENIX, INC.|EDJO|Edward D. Jones & Co., L.P.|2382
ZGNX|ZOGENIX, INC.|EGAM|CBOE TRADING, INC.|29497
ZGNX|ZOGENIX, INC.|EGAW|CBOE TRADING, INC.|100
ZGNX|ZOGENIX, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|380
ZGNX|ZOGENIX, INC.|EGXM|CBOE TRADING, INC.|4996
ZGNX|ZOGENIX, INC.|ETBE|Electronic Transaction Clearing, Inc.|1100
ZGNX|ZOGENIX, INC.|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|204
ZGNX|ZOGENIX, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|35378
ZGNX|ZOGENIX, INC.|ETRS|E*Trade Securities LLC|87043
ZGNX|ZOGENIX, INC.|FBCO|Credit Suisse Securities (USA) LLC|377419
ZGNX|ZOGENIX, INC.|FILL|Tradestation Securities, Inc.|11077
ZGNX|ZOGENIX, INC.|FMAF|NBCN Inc./ CDS|100
ZGNX|ZOGENIX, INC.|FOMA|TD AMERITRADE CLEARING, INC.|402131
ZGNX|ZOGENIX, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|3206
ZGNX|ZOGENIX, INC.|FQLS|Quantlab Securities LP|211958
ZGNX|ZOGENIX, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|32719
ZGNX|ZOGENIX, INC.|FTBR|Foliofn Investments, Inc.|7349
ZGNX|ZOGENIX, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|12976
ZGNX|ZOGENIX, INC.|GLIS|TD Securities Inc|360
ZGNX|ZOGENIX, INC.|GLPX|ACS EXECUTION SERVICES, LLC|14515
ZGNX|ZOGENIX, INC.|GSCO|GOLDMAN SACHS & CO. LLC|636605
ZGNX|ZOGENIX, INC.|GSCS|GOLDMAN SACHS & CO. LLC|28352
ZGNX|ZOGENIX, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3012
ZGNX|ZOGENIX, INC.|GTSZ|GTS SECURITIES LLC|31864
ZGNX|ZOGENIX, INC.|HAPX|HAP Trading, LLC|34531
ZGNX|ZOGENIX, INC.|HRBF|American Enterprise Investment Services Inc.|200
ZGNX|ZOGENIX, INC.|IATS|INTERACTIVE BROKERS LLC|17542
ZGNX|ZOGENIX, INC.|IBKR|Interactive Brokers Llc|89059
ZGNX|ZOGENIX, INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|22
ZGNX|ZOGENIX, INC.|ICBX|INSTINET, LLC|45874
ZGNX|ZOGENIX, INC.|IEQY|CITADEL SECURITIES LLC|110092
ZGNX|ZOGENIX, INC.|INCA|INSTINET, LLC|324023
ZGNX|ZOGENIX, INC.|INJX|INSTINET, LLC|91520
ZGNX|ZOGENIX, INC.|ITGI|ITG Inc.|2784
ZGNX|ZOGENIX, INC.|ITGP|ITG INC.|339600
ZGNX|ZOGENIX, INC.|JEFF|JEFFERIES LLC|91639
ZGNX|ZOGENIX, INC.|JMPT|JUMP TRADING, LLC|49140
ZGNX|ZOGENIX, INC.|JONE|JonesTrading|20850
ZGNX|ZOGENIX, INC.|JPBX|J.P. MORGAN SECURITIES LLC|19580
ZGNX|ZOGENIX, INC.|JPMX|J.P. Morgan Securities LLC|251870
ZGNX|ZOGENIX, INC.|JSJX|JANE STREET CAPITAL LLC|24491
ZGNX|ZOGENIX, INC.|KCGM|VIRTU Americas LLC|43329
ZGNX|ZOGENIX, INC.|LEER|LEERINK PARTNERS LLC|365538
ZGNX|ZOGENIX, INC.|LEHM|Barclays Capital Inc./Le|654669
ZGNX|ZOGENIX, INC.|LIME|Lime Brokerage LLC|80038
ZGNX|ZOGENIX, INC.|LMNX|LUMINEX TRADING & ANALYTICS LLC|106000
ZGNX|ZOGENIX, INC.|LQNA|LIQUIDNET, INC.|32700
ZGNX|ZOGENIX, INC.|LSCI|Lek Securities Corporation|38900
ZGNX|ZOGENIX, INC.|MAXM|Maxim Group LLC|3692
ZGNX|ZOGENIX, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|189265
ZGNX|ZOGENIX, INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|3130
ZGNX|ZOGENIX, INC.|MSCO|MORGAN STANLEY & CO. LLC|1215466
ZGNX|ZOGENIX, INC.|MSPL|MORGAN STANLEY & CO. LLC|253600
ZGNX|ZOGENIX, INC.|MSTX|MORGAN STANLEY & CO. LLC|36400
ZGNX|ZOGENIX, INC.|MZHO|Mizuho Securities USA LLC|67000
ZGNX|ZOGENIX, INC.|NFSC|National Financial Services LLC|133741
ZGNX|ZOGENIX, INC.|NITE|VIRTU Americas LLC|627487
ZGNX|ZOGENIX, INC.|NITP|VIRTU Americas LLC|600
ZGNX|ZOGENIX, INC.|NQRB|Brut, LLC|9469
ZGNX|ZOGENIX, INC.|NTFN|Network 1 Financial Securities Inc.|899
ZGNX|ZOGENIX, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2076
ZGNX|ZOGENIX, INC.|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|1440
ZGNX|ZOGENIX, INC.|PDQM|CODA MARKETS, INC.|38750
ZGNX|ZOGENIX, INC.|PHLY|NASDAQ Execution Services, LLC|6400
ZGNX|ZOGENIX, INC.|PWJC|UBS Financial Services, Inc.|2650
ZGNX|ZOGENIX, INC.|RAJA|Raymond James & Associates, Inc.|2158
ZGNX|ZOGENIX, INC.|RBCM|RBC CAPITAL MARKETS, LLC|5593
ZGNX|ZOGENIX, INC.|RGLD|Regal Securities, Inc|300
ZGNX|ZOGENIX, INC.|RJLC|RJL CAPITAL GROUP, LLC|1460
ZGNX|ZOGENIX, INC.|SAGL|SAGETRADER, LLC|2826
ZGNX|ZOGENIX, INC.|SAGW|SAGETRADER, LLC|545
ZGNX|ZOGENIX, INC.|SALW|SW FINANCIAL|325
ZGNX|ZOGENIX, INC.|SBSH|Citigroup Global Markets Inc.|148148
ZGNX|ZOGENIX, INC.|SGMT|GOLDMAN SACHS & CO. LLC|95833
ZGNX|ZOGENIX, INC.|SPDR|SPEEDROUTE LLC|16409
ZGNX|ZOGENIX, INC.|SPHN|Stephens Inc.|10000
ZGNX|ZOGENIX, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|24871
ZGNX|ZOGENIX, INC.|STKP|STOCKPILE INVESTMENTS, INC.|12
ZGNX|ZOGENIX, INC.|SWIM|TD Ameritrade, Inc.|67939
ZGNX|ZOGENIX, INC.|SWST|Hilltop Securities Inc.|431
ZGNX|ZOGENIX, INC.|TDFS|TRADERFIELD SECURITIES INC.|2200
ZGNX|ZOGENIX, INC.|TKNG|ALLY INVEST SECURITIES LLC|1333
ZGNX|ZOGENIX, INC.|TRBT|Tradebot Systems, Inc.|6783
ZGNX|ZOGENIX, INC.|TRCM|TRC MARKETS LLC|38423
ZGNX|ZOGENIX, INC.|TWTT|TASTYWORKS, INC.|315
ZGNX|ZOGENIX, INC.|UBSS|UBS Securities LLC|414859
ZGNX|ZOGENIX, INC.|VALX|VIRTU AMERICAS LLC|9399
ZGNX|ZOGENIX, INC.|VGRD|Vanguard Marketing Corporation|3445
ZGNX|ZOGENIX, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|1500
ZGNX|ZOGENIX, INC.|WCHV|WELLS FARGO SECURITIES, LLC|44230
ZGNX|ZOGENIX, INC.|WEDB|WEDBUSH SECURITIES INC.|31242
ZGNX|ZOGENIX, INC.|WEED|Weeden & Co.L.P.|70178
ZGNX|ZOGENIX, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|39321
ZGNX|ZOGENIX, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|13107
ZGNX|ZOGENIX, INC.|WGIF|CIBC World Markets Inc.|1429
ZGNX|ZOGENIX, INC.|WSEA|WOLVERINE SECURITIES, LLC|1661
ZGNX|ZOGENIX, INC.|XIST|INSTINET, LLC|39260
ZGNX|ZOGENIX, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|44704
ZGNX|ZOGENIX, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|321
ZGNX|ZOGENIX, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1721
ZION|ZIONS BANCORPORATION|ABLE|NATIXIS Securities Americas LLC|4381
ZION|ZIONS BANCORPORATION|ADAM|CANACCORD GENUITY INC.|18279
ZION|ZIONS BANCORPORATION|AGIS|Aegis Capital Corp.|2278
ZION|ZIONS BANCORPORATION|ALTX|Alternet Securities Inc.|13631
ZION|ZIONS BANCORPORATION|ANOS|ABEL/NOSER, L.L.C.|200
ZION|ZIONS BANCORPORATION|APCC|Apex Clearing Corporation|1236
ZION|ZIONS BANCORPORATION|AQUA|AQUA SECURITIES L.P.|11600
ZION|ZIONS BANCORPORATION|BARD|Robert W. Baird & Co. Incorporated|5477
ZION|ZIONS BANCORPORATION|BATM|CBOE TRADING, INC.|12205
ZION|ZIONS BANCORPORATION|BAYC|BAY CREST PARTNERS, LLC|13430
ZION|ZIONS BANCORPORATION|BAYT|BTIG, LLC|900
ZION|ZIONS BANCORPORATION|BBNT|BB&T SECURITIES, LLC|228
ZION|ZIONS BANCORPORATION|BERN|Sanford C. Bernstein & Co., LLC|168735
ZION|ZIONS BANCORPORATION|BIAD|SAGETRADER, LLC|1266
ZION|ZIONS BANCORPORATION|BIMI|Banca IMI Securities Corp.|100
ZION|ZIONS BANCORPORATION|BKCM|BNY Mellon Capital Markets LLC|850
ZION|ZIONS BANCORPORATION|BKMM|BNY MELLON CAPITAL MARKETS, LLC|12173
ZION|ZIONS BANCORPORATION|BLKX|INSTINET, LLC|116600
ZION|ZIONS BANCORPORATION|BMOC|BMO Capital Markets Corp.|41513
ZION|ZIONS BANCORPORATION|BNPX|BNP PARIBAS SECURITIES CORP.|186410
ZION|ZIONS BANCORPORATION|BTIG|BTIG, LLC|625561
ZION|ZIONS BANCORPORATION|BYXM|CBOE TRADING, INC.|3422
ZION|ZIONS BANCORPORATION|BZYD|GOLDMAN SACHS & CO. LLC|300
ZION|ZIONS BANCORPORATION|CAMC|Cambria Capital, LLC|374
ZION|ZIONS BANCORPORATION|CANT|Cantor Fitzgerald & Co.|1719
ZION|ZIONS BANCORPORATION|CBLC|CITIGROUP GLOBAL MARKETS INC.|71200
ZION|ZIONS BANCORPORATION|CHAS|Charles Schwab & Co., Inc.|779
ZION|ZIONS BANCORPORATION|CIBP|CIBC World Markets Corp.|10878
ZION|ZIONS BANCORPORATION|CIOI|CITIGROUP GLOBAL MARKETS INC|49200
ZION|ZIONS BANCORPORATION|CIST|Capital Institutional Services, Inc.|1086
ZION|ZIONS BANCORPORATION|CLSA|CLSA AMERICAS, LLC|5072
ZION|ZIONS BANCORPORATION|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|433758
ZION|ZIONS BANCORPORATION|CPET|CLEARPOOL EXECUTION SERVICES, LLC|569
ZION|ZIONS BANCORPORATION|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|894
ZION|ZIONS BANCORPORATION|CROS|CREDIT SUISSE SECURITIES (USA) LLC|628373
ZION|ZIONS BANCORPORATION|CTDL|Citadel Derivatives Group Llc|33436
ZION|ZIONS BANCORPORATION|CXCX|CITIGROUP GLOBAL MARKETS INC.|30332
ZION|ZIONS BANCORPORATION|DADA|D.A. Davidson & Co.|429
ZION|ZIONS BANCORPORATION|DBAB|Deutsche Bank Securities Inc.|1142358
ZION|ZIONS BANCORPORATION|DBAX|Deutsche Bank Securities Inc.|442400
ZION|ZIONS BANCORPORATION|DBUL|Deutsche Bank Securities Inc.|430
ZION|ZIONS BANCORPORATION|DCHF|Dart Executions, LLC|1416
ZION|ZIONS BANCORPORATION|DEAN|MORGAN STANLEY|14008
ZION|ZIONS BANCORPORATION|DEGS|RONIN PROFESSIONAL LLC|3600
ZION|ZIONS BANCORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|47634
ZION|ZIONS BANCORPORATION|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|30776
ZION|ZIONS BANCORPORATION|EBXL|EBX LLC|326800
ZION|ZIONS BANCORPORATION|ECUT|CONVERGEX EXECUTION SOLUTIONS|15255
ZION|ZIONS BANCORPORATION|EDJO|Edward D. Jones & Co., L.P.|9203
ZION|ZIONS BANCORPORATION|EGAM|CBOE TRADING, INC.|17245
ZION|ZIONS BANCORPORATION|EGAW|CBOE TRADING, INC.|108
ZION|ZIONS BANCORPORATION|EGMT|EG MARKET TECHNOLOGIES LLC|100
ZION|ZIONS BANCORPORATION|EGXM|CBOE TRADING, INC.|8283
ZION|ZIONS BANCORPORATION|EGXW|CBOE TRADING, INC.|14
ZION|ZIONS BANCORPORATION|ELEV|ELEVATION, LLC|4094
ZION|ZIONS BANCORPORATION|ETBE|Electronic Transaction Clearing, Inc.|67843
ZION|ZIONS BANCORPORATION|ETCC|Electronic Transaction Clearing, Inc.|4765
ZION|ZIONS BANCORPORATION|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|2214
ZION|ZIONS BANCORPORATION|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|41330
ZION|ZIONS BANCORPORATION|ETRS|E*Trade Securities LLC|44473
ZION|ZIONS BANCORPORATION|FBCO|Credit Suisse Securities (USA) LLC|979804
ZION|ZIONS BANCORPORATION|FBSB|U.S. Bancorp Investments, Inc.|2960
ZION|ZIONS BANCORPORATION|FILL|Tradestation Securities, Inc.|4003
ZION|ZIONS BANCORPORATION|FINX|FINTECH SECURITIES|11093
ZION|ZIONS BANCORPORATION|FMAF|NBCN Inc./ CDS|22301
ZION|ZIONS BANCORPORATION|FMCO|First Manhattan Co|5300
ZION|ZIONS BANCORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|179466
ZION|ZIONS BANCORPORATION|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|15461
ZION|ZIONS BANCORPORATION|FQLS|Quantlab Securities LP|513200
ZION|ZIONS BANCORPORATION|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|112631
ZION|ZIONS BANCORPORATION|FTBR|Foliofn Investments, Inc.|810
ZION|ZIONS BANCORPORATION|GEBB|GLOBAL EXECUTION BROKERS, LP|54575
ZION|ZIONS BANCORPORATION|GELP|RBC CAPITAL MARKETS, LLC|1381
ZION|ZIONS BANCORPORATION|GLPX|ACS EXECUTION SERVICES, LLC|67783
ZION|ZIONS BANCORPORATION|GSCO|GOLDMAN SACHS & CO. LLC|2363472
ZION|ZIONS BANCORPORATION|GSCS|GOLDMAN SACHS & CO. LLC|26733
ZION|ZIONS BANCORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|11250
ZION|ZIONS BANCORPORATION|GTSZ|GTS SECURITIES LLC|1039969
ZION|ZIONS BANCORPORATION|HAPX|HAP Trading, LLC|726
ZION|ZIONS BANCORPORATION|HRBF|American Enterprise Investment Services Inc.|18543
ZION|ZIONS BANCORPORATION|HSBC|HSBC Securities, Inc.|25497
ZION|ZIONS BANCORPORATION|IATS|INTERACTIVE BROKERS LLC|12531
ZION|ZIONS BANCORPORATION|IBKR|Interactive Brokers Llc|122315
ZION|ZIONS BANCORPORATION|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1252
ZION|ZIONS BANCORPORATION|ICBX|INSTINET, LLC|56021
ZION|ZIONS BANCORPORATION|IEQY|CITADEL SECURITIES LLC|656372
ZION|ZIONS BANCORPORATION|INCA|INSTINET, LLC|1974279
ZION|ZIONS BANCORPORATION|INJX|INSTINET, LLC|139061
ZION|ZIONS BANCORPORATION|INTL|INTL FCSTONE FINANCIAL INC.|2
ZION|ZIONS BANCORPORATION|ITGI|ITG Inc.|54380
ZION|ZIONS BANCORPORATION|ITGP|ITG INC.|139600
ZION|ZIONS BANCORPORATION|JANY|Janney Montgomery Scott Inc.|13251
ZION|ZIONS BANCORPORATION|JEFF|JEFFERIES LLC|414525
ZION|ZIONS BANCORPORATION|JMPT|JUMP TRADING, LLC|167285
ZION|ZIONS BANCORPORATION|JPBX|J.P. MORGAN SECURITIES LLC|235418
ZION|ZIONS BANCORPORATION|JPMX|J.P. Morgan Securities LLC|823632
ZION|ZIONS BANCORPORATION|JSJX|JANE STREET CAPITAL LLC|7733
ZION|ZIONS BANCORPORATION|KBWI|Keefe, Bruyette & Woods, Inc.|61037
ZION|ZIONS BANCORPORATION|KCGM|VIRTU Americas LLC|37324
ZION|ZIONS BANCORPORATION|LEHM|Barclays Capital Inc./Le|1348522
ZION|ZIONS BANCORPORATION|LIME|Lime Brokerage LLC|459330
ZION|ZIONS BANCORPORATION|LIWD|LIME BROKERAGE LLC|1240
ZION|ZIONS BANCORPORATION|LIWE|LIME BROKERAGE LLC|200
ZION|ZIONS BANCORPORATION|LMGP|LIME BROKERAGE LLC|4059
ZION|ZIONS BANCORPORATION|LOOP|Loop Capital Markets LLC|100
ZION|ZIONS BANCORPORATION|LQNA|LIQUIDNET, INC.|218800
ZION|ZIONS BANCORPORATION|LSCI|Lek Securities Corporation|2939
ZION|ZIONS BANCORPORATION|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|800
ZION|ZIONS BANCORPORATION|MACC|Mid Atlantic Capital Corporation|1962
ZION|ZIONS BANCORPORATION|MAGM|TOR BROKERAGE LLC|1000
ZION|ZIONS BANCORPORATION|MAXM|Maxim Group LLC|10
ZION|ZIONS BANCORPORATION|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|186442
ZION|ZIONS BANCORPORATION|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|300
ZION|ZIONS BANCORPORATION|MNDX|TJM Investments, LLC|18426
ZION|ZIONS BANCORPORATION|MOTF|MOTIF INVESTING, INC.|13
ZION|ZIONS BANCORPORATION|MSCO|MORGAN STANLEY & CO. LLC|4726267
ZION|ZIONS BANCORPORATION|MSPL|MORGAN STANLEY & CO. LLC|427700
ZION|ZIONS BANCORPORATION|MSTX|MORGAN STANLEY & CO. LLC|290700
ZION|ZIONS BANCORPORATION|MTON|MILLINGTON SECURITIES, INC.|59800
ZION|ZIONS BANCORPORATION|NATL|National Securities Corporation|425
ZION|ZIONS BANCORPORATION|NEED|Needham & Company, LLC|362
ZION|ZIONS BANCORPORATION|NFSC|National Financial Services LLC|410697
ZION|ZIONS BANCORPORATION|NITE|VIRTU Americas LLC|821456
ZION|ZIONS BANCORPORATION|NITP|VIRTU Americas LLC|3650
ZION|ZIONS BANCORPORATION|NQRB|Brut, LLC|19950
ZION|ZIONS BANCORPORATION|NTRC|Northern Trust Securities, Inc.|6855
ZION|ZIONS BANCORPORATION|OHOS|TWO SIGMA SECURITIES, LLC|213302
ZION|ZIONS BANCORPORATION|ONEL|O'NEIL SECURITIES, INCORPORATED|467
ZION|ZIONS BANCORPORATION|OPCO|Oppenheimer & Co. Inc.|5380
ZION|ZIONS BANCORPORATION|OTAA|OTA LLC|3400
ZION|ZIONS BANCORPORATION|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|6829
ZION|ZIONS BANCORPORATION|PDQM|CODA MARKETS, INC.|54498
ZION|ZIONS BANCORPORATION|PHLY|NASDAQ Execution Services, LLC|1200
ZION|ZIONS BANCORPORATION|PICT|Pictet Overseas Inc.|452
ZION|ZIONS BANCORPORATION|PIPR|Piper Jaffray & Co.|936
ZION|ZIONS BANCORPORATION|PWJC|UBS Financial Services, Inc.|22904
ZION|ZIONS BANCORPORATION|RAJA|Raymond James & Associates, Inc.|67908
ZION|ZIONS BANCORPORATION|RBCM|RBC CAPITAL MARKETS, LLC|20250
ZION|ZIONS BANCORPORATION|SAGL|SAGETRADER, LLC|33223
ZION|ZIONS BANCORPORATION|SAGW|SAGETRADER, LLC|1530
ZION|ZIONS BANCORPORATION|SALI|INTL FCSTONE FINANCIAL INC.|1090
ZION|ZIONS BANCORPORATION|SALW|SW FINANCIAL|1489
ZION|ZIONS BANCORPORATION|SBSH|Citigroup Global Markets Inc.|1174618
ZION|ZIONS BANCORPORATION|SDLR|Sandler, O'Neill & Partners, L.P.|3779
ZION|ZIONS BANCORPORATION|SEIC|SEI Investments Distribution Co.|1027
ZION|ZIONS BANCORPORATION|SGMT|GOLDMAN SACHS & CO. LLC|138860
ZION|ZIONS BANCORPORATION|SJLS|TRADE INFORMATICS LLC|600
ZION|ZIONS BANCORPORATION|SPDR|SPEEDROUTE LLC|6893
ZION|ZIONS BANCORPORATION|SPHN|Stephens Inc.|20647
ZION|ZIONS BANCORPORATION|SSBS|STATE STREET GLOBAL MARKETS, LLC|37000
ZION|ZIONS BANCORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|27526
ZION|ZIONS BANCORPORATION|STKP|STOCKPILE INVESTMENTS, INC.|12
ZION|ZIONS BANCORPORATION|STRS|STRATEGAS RESEARCH PARTNERS|200
ZION|ZIONS BANCORPORATION|STXG|Stockcross Financial Services, Inc.|150
ZION|ZIONS BANCORPORATION|SWIM|TD Ameritrade, Inc.|101894
ZION|ZIONS BANCORPORATION|SWST|Hilltop Securities Inc.|10334
ZION|ZIONS BANCORPORATION|TKNG|ALLY INVEST SECURITIES LLC|220
ZION|ZIONS BANCORPORATION|TMBR|Timber Hill LLC|16
ZION|ZIONS BANCORPORATION|TONC|CUTTONE & CO., LLC|1166
ZION|ZIONS BANCORPORATION|TRBT|Tradebot Systems, Inc.|749027
ZION|ZIONS BANCORPORATION|TRCM|TRC MARKETS LLC|1327555
ZION|ZIONS BANCORPORATION|TTUC|CUTTONE & CO., INC.|107
ZION|ZIONS BANCORPORATION|TWTT|TASTYWORKS, INC.|100
ZION|ZIONS BANCORPORATION|UBSS|UBS Securities LLC|1508733
ZION|ZIONS BANCORPORATION|VALX|VIRTU AMERICAS LLC|8659
ZION|ZIONS BANCORPORATION|VGRD|Vanguard Marketing Corporation|11976
ZION|ZIONS BANCORPORATION|VNDS|VANDHAM SECURITIES CORP|2790
ZION|ZIONS BANCORPORATION|WABR|Wall Street Access|2300
ZION|ZIONS BANCORPORATION|WBPX|SUMMIT SECURITIES GROUP, LLC|11859
ZION|ZIONS BANCORPORATION|WCHV|WELLS FARGO SECURITIES, LLC|389220
ZION|ZIONS BANCORPORATION|WDNX|WEEDEN & CO.L.P.|9570
ZION|ZIONS BANCORPORATION|WEDB|WEDBUSH SECURITIES INC.|1050
ZION|ZIONS BANCORPORATION|WEED|Weeden & Co.L.P.|3583
ZION|ZIONS BANCORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|37753
ZION|ZIONS BANCORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|79667
ZION|ZIONS BANCORPORATION|WGIF|CIBC World Markets Inc.|17411
ZION|ZIONS BANCORPORATION|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1750
ZION|ZIONS BANCORPORATION|WSAG|WALL STREET ACCESS|187
ZION|ZIONS BANCORPORATION|WSEA|WOLVERINE SECURITIES, LLC|9346
ZION|ZIONS BANCORPORATION|XIST|INSTINET, LLC|76702
ZION|ZIONS BANCORPORATION|XPQR|Jump Trading|20
ZION|ZIONS BANCORPORATION|XSTM|NATIONAL FINANCIAL SERVICES LLC|47048
ZION|ZIONS BANCORPORATION|YKNA|COMHAR CAPITAL MARKETS, LLC|2518
ZION|ZIONS BANCORPORATION|YLPL|Linsco/Private Ledger Financial Services, Incorporated|7964
ZIONW|ZIONS BNCRP WTS|BBNT|BB&T SECURITIES, LLC|100
ZIONW|ZIONS BNCRP WTS|BTIG|BTIG, LLC|608400
ZIONW|ZIONS BNCRP WTS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|900
ZIONW|ZIONS BNCRP WTS|DEGS|RONIN PROFESSIONAL LLC|1828
ZIONW|ZIONS BNCRP WTS|EBXL|EBX LLC|100
ZIONW|ZIONS BNCRP WTS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|46
ZIONW|ZIONS BNCRP WTS|ETRS|E*Trade Securities LLC|550
ZIONW|ZIONS BNCRP WTS|FBCO|Credit Suisse Securities (USA) LLC|501
ZIONW|ZIONS BNCRP WTS|FOMA|TD AMERITRADE CLEARING, INC.|2000
ZIONW|ZIONS BNCRP WTS|GSCO|GOLDMAN SACHS & CO. LLC|2200
ZIONW|ZIONS BNCRP WTS|GSCS|GOLDMAN SACHS & CO. LLC|2000
ZIONW|ZIONS BNCRP WTS|GSLT|GOLDMAN SACHS & CO. LLC|2300
ZIONW|ZIONS BNCRP WTS|GTSZ|GTS SECURITIES LLC|891
ZIONW|ZIONS BNCRP WTS|IBKR|Interactive Brokers Llc|100
ZIONW|ZIONS BNCRP WTS|INCA|INSTINET, LLC|33152
ZIONW|ZIONS BNCRP WTS|LEHM|Barclays Capital Inc./Le|600
ZIONW|ZIONS BNCRP WTS|LIME|Lime Brokerage LLC|3238
ZIONW|ZIONS BNCRP WTS|MSCO|MORGAN STANLEY & CO. LLC|62765
ZIONW|ZIONS BNCRP WTS|NFSC|National Financial Services LLC|4173
ZIONW|ZIONS BNCRP WTS|NITE|VIRTU Americas LLC|6973
ZIONW|ZIONS BNCRP WTS|SGMT|GOLDMAN SACHS & CO. LLC|300
ZIONW|ZIONS BNCRP WTS|SPDR|SPEEDROUTE LLC|48
ZIONW|ZIONS BNCRP WTS|TRCM|TRC MARKETS LLC|2304
ZIONW|ZIONS BNCRP WTS|VGRD|Vanguard Marketing Corporation|49
ZIONW|ZIONS BNCRP WTS|WCHV|WELLS FARGO SECURITIES, LLC|100
ZIONW|ZIONS BNCRP WTS|WEDB|WEDBUSH SECURITIES INC.|100
ZIONW|ZIONS BNCRP WTS|WEXX|WOLVERINE EXECUTION SERVICES, LLC|7921
ZIONZ|ZIONS BANCORPORATION|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|1000
ZIONZ|ZIONS BANCORPORATION|FOMA|TD AMERITRADE CLEARING, INC.|210
ZIONZ|ZIONS BANCORPORATION|GSLT|GOLDMAN SACHS & CO. LLC|1538
ZIONZ|ZIONS BANCORPORATION|IBKR|Interactive Brokers Llc|1300
ZIONZ|ZIONS BANCORPORATION|NITE|VIRTU Americas LLC|6613
ZIONZ|ZIONS BANCORPORATION|STFL|Stifel, Nicolaus & Company, Incorporated|1011
ZIONZ|ZIONS BANCORPORATION|SWIM|TD Ameritrade, Inc.|600
ZIONZ|ZIONS BANCORPORATION|UBSS|UBS Securities LLC|2900
ZIONZ|ZIONS BANCORPORATION|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1700
ZIONZ|ZIONS BANCORPORATION|WEXX|WOLVERINE EXECUTION SERVICES, LLC|3735
ZIOP|ZIOPHARM ONCOLOGY IN|ADAM|CANACCORD GENUITY INC.|1950
ZIOP|ZIOPHARM ONCOLOGY IN|AGIS|Aegis Capital Corp.|12750
ZIOP|ZIOPHARM ONCOLOGY IN|ALTX|Alternet Securities Inc.|10760
ZIOP|ZIOPHARM ONCOLOGY IN|APCC|Apex Clearing Corporation|79133
ZIOP|ZIOPHARM ONCOLOGY IN|BARD|Robert W. Baird & Co. Incorporated|132
ZIOP|ZIOPHARM ONCOLOGY IN|BATM|CBOE TRADING, INC.|1700
ZIOP|ZIOPHARM ONCOLOGY IN|BBNT|BB&T SECURITIES, LLC|1364
ZIOP|ZIOPHARM ONCOLOGY IN|BERN|Sanford C. Bernstein & Co., LLC|7100
ZIOP|ZIOPHARM ONCOLOGY IN|BIMI|Banca IMI Securities Corp.|4230
ZIOP|ZIOPHARM ONCOLOGY IN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|78620
ZIOP|ZIOPHARM ONCOLOGY IN|BLKX|INSTINET, LLC|10000
ZIOP|ZIOPHARM ONCOLOGY IN|BMOC|BMO Capital Markets Corp.|20989
ZIOP|ZIOPHARM ONCOLOGY IN|BNPX|BNP PARIBAS SECURITIES CORP.|144373
ZIOP|ZIOPHARM ONCOLOGY IN|BTIG|BTIG, LLC|39014
ZIOP|ZIOPHARM ONCOLOGY IN|BYXM|CBOE TRADING, INC.|100
ZIOP|ZIOPHARM ONCOLOGY IN|CANT|Cantor Fitzgerald & Co.|107
ZIOP|ZIOPHARM ONCOLOGY IN|CHAS|Charles Schwab & Co., Inc.|16884
ZIOP|ZIOPHARM ONCOLOGY IN|CIST|Capital Institutional Services, Inc.|6136
ZIOP|ZIOPHARM ONCOLOGY IN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|225703
ZIOP|ZIOPHARM ONCOLOGY IN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|700
ZIOP|ZIOPHARM ONCOLOGY IN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|31573
ZIOP|ZIOPHARM ONCOLOGY IN|CRFN|ROBINHOOD FINANCIAL, LLC|1
ZIOP|ZIOPHARM ONCOLOGY IN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|319890
ZIOP|ZIOPHARM ONCOLOGY IN|CTDL|Citadel Derivatives Group Llc|47571
ZIOP|ZIOPHARM ONCOLOGY IN|CTLR|CUTLER GROUP, LP|600
ZIOP|ZIOPHARM ONCOLOGY IN|CXCX|CITIGROUP GLOBAL MARKETS INC.|47640
ZIOP|ZIOPHARM ONCOLOGY IN|DADA|D.A. Davidson & Co.|2785
ZIOP|ZIOPHARM ONCOLOGY IN|DAVA|Davenport & Company LLC|600
ZIOP|ZIOPHARM ONCOLOGY IN|DBAB|Deutsche Bank Securities Inc.|710864
ZIOP|ZIOPHARM ONCOLOGY IN|DBAX|Deutsche Bank Securities Inc.|196700
ZIOP|ZIOPHARM ONCOLOGY IN|DEAN|MORGAN STANLEY|42586
ZIOP|ZIOPHARM ONCOLOGY IN|DEGS|RONIN PROFESSIONAL LLC|75507
ZIOP|ZIOPHARM ONCOLOGY IN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|25300
ZIOP|ZIOPHARM ONCOLOGY IN|EBXL|EBX LLC|134300
ZIOP|ZIOPHARM ONCOLOGY IN|ECUT|CONVERGEX EXECUTION SOLUTIONS|5400
ZIOP|ZIOPHARM ONCOLOGY IN|EDFO|E D & F Man Capital Markets Inc.|300
ZIOP|ZIOPHARM ONCOLOGY IN|EDJC|Edward Jones / CDS|200
ZIOP|ZIOPHARM ONCOLOGY IN|EDJO|Edward D. Jones & Co., L.P.|11626
ZIOP|ZIOPHARM ONCOLOGY IN|EGAM|CBOE TRADING, INC.|23367
ZIOP|ZIOPHARM ONCOLOGY IN|EGAW|CBOE TRADING, INC.|500
ZIOP|ZIOPHARM ONCOLOGY IN|EGXM|CBOE TRADING, INC.|10685
ZIOP|ZIOPHARM ONCOLOGY IN|EGXW|CBOE TRADING, INC.|20
ZIOP|ZIOPHARM ONCOLOGY IN|ETBE|Electronic Transaction Clearing, Inc.|8218
ZIOP|ZIOPHARM ONCOLOGY IN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|11550
ZIOP|ZIOPHARM ONCOLOGY IN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|19678
ZIOP|ZIOPHARM ONCOLOGY IN|ETRS|E*Trade Securities LLC|1131984
ZIOP|ZIOPHARM ONCOLOGY IN|FBCO|Credit Suisse Securities (USA) LLC|662554
ZIOP|ZIOPHARM ONCOLOGY IN|FILL|Tradestation Securities, Inc.|31099
ZIOP|ZIOPHARM ONCOLOGY IN|FMAF|NBCN Inc./ CDS|6900
ZIOP|ZIOPHARM ONCOLOGY IN|FOMA|TD AMERITRADE CLEARING, INC.|2208780
ZIOP|ZIOPHARM ONCOLOGY IN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|9270
ZIOP|ZIOPHARM ONCOLOGY IN|FQLS|Quantlab Securities LP|181531
ZIOP|ZIOPHARM ONCOLOGY IN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|120423
ZIOP|ZIOPHARM ONCOLOGY IN|FTBR|Foliofn Investments, Inc.|264
ZIOP|ZIOPHARM ONCOLOGY IN|GEBB|GLOBAL EXECUTION BROKERS, LP|235637
ZIOP|ZIOPHARM ONCOLOGY IN|GLIS|TD Securities Inc|6515
ZIOP|ZIOPHARM ONCOLOGY IN|GLPX|ACS EXECUTION SERVICES, LLC|24858
ZIOP|ZIOPHARM ONCOLOGY IN|GSCO|GOLDMAN SACHS & CO. LLC|1557709
ZIOP|ZIOPHARM ONCOLOGY IN|GSCS|GOLDMAN SACHS & CO. LLC|118913
ZIOP|ZIOPHARM ONCOLOGY IN|GSLT|GOLDMAN SACHS & CO. LLC|6214
ZIOP|ZIOPHARM ONCOLOGY IN|GTSZ|GTS SECURITIES LLC|12395
ZIOP|ZIOPHARM ONCOLOGY IN|HAPX|HAP Trading, LLC|800
ZIOP|ZIOPHARM ONCOLOGY IN|HRBF|American Enterprise Investment Services Inc.|157566
ZIOP|ZIOPHARM ONCOLOGY IN|HSBC|HSBC Securities, Inc.|2000
ZIOP|ZIOPHARM ONCOLOGY IN|IATS|INTERACTIVE BROKERS LLC|123208
ZIOP|ZIOPHARM ONCOLOGY IN|IBKR|Interactive Brokers Llc|343140
ZIOP|ZIOPHARM ONCOLOGY IN|ICBX|INSTINET, LLC|55723
ZIOP|ZIOPHARM ONCOLOGY IN|IEQY|CITADEL SECURITIES LLC|150180
ZIOP|ZIOPHARM ONCOLOGY IN|INCA|INSTINET, LLC|164554
ZIOP|ZIOPHARM ONCOLOGY IN|INJX|INSTINET, LLC|3837
ZIOP|ZIOPHARM ONCOLOGY IN|ITGI|ITG Inc.|169827
ZIOP|ZIOPHARM ONCOLOGY IN|ITGP|ITG INC.|127400
ZIOP|ZIOPHARM ONCOLOGY IN|JANY|Janney Montgomery Scott Inc.|61168
ZIOP|ZIOPHARM ONCOLOGY IN|JEFF|JEFFERIES LLC|79228
ZIOP|ZIOPHARM ONCOLOGY IN|JHDR|J.H. Darbie & Co., Inc.|500
ZIOP|ZIOPHARM ONCOLOGY IN|JMPT|JUMP TRADING, LLC|65426
ZIOP|ZIOPHARM ONCOLOGY IN|JPBX|J.P. MORGAN SECURITIES LLC|34865
ZIOP|ZIOPHARM ONCOLOGY IN|JPMX|J.P. Morgan Securities LLC|414018
ZIOP|ZIOPHARM ONCOLOGY IN|JRCO|Johnson Rice & Company L.L.C.|55
ZIOP|ZIOPHARM ONCOLOGY IN|JSJX|JANE STREET CAPITAL LLC|236472
ZIOP|ZIOPHARM ONCOLOGY IN|KCGM|VIRTU Americas LLC|86123
ZIOP|ZIOPHARM ONCOLOGY IN|LEHM|Barclays Capital Inc./Le|949853
ZIOP|ZIOPHARM ONCOLOGY IN|LGNT|COR CLEARING LLC|8
ZIOP|ZIOPHARM ONCOLOGY IN|LIME|Lime Brokerage LLC|234542
ZIOP|ZIOPHARM ONCOLOGY IN|LIWE|LIME BROKERAGE LLC|500
ZIOP|ZIOPHARM ONCOLOGY IN|LMGP|LIME BROKERAGE LLC|27790
ZIOP|ZIOPHARM ONCOLOGY IN|LSCI|Lek Securities Corporation|1000
ZIOP|ZIOPHARM ONCOLOGY IN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1300
ZIOP|ZIOPHARM ONCOLOGY IN|MAXM|Maxim Group LLC|156645
ZIOP|ZIOPHARM ONCOLOGY IN|MBTS|ALLY INVEST SECURITIES LLC|1845
ZIOP|ZIOPHARM ONCOLOGY IN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|298960
ZIOP|ZIOPHARM ONCOLOGY IN|MOTF|MOTIF INVESTING, INC.|1
ZIOP|ZIOPHARM ONCOLOGY IN|MSCO|MORGAN STANLEY & CO. LLC|6691413
ZIOP|ZIOPHARM ONCOLOGY IN|MSPL|MORGAN STANLEY & CO. LLC|338100
ZIOP|ZIOPHARM ONCOLOGY IN|MSTX|MORGAN STANLEY & CO. LLC|163200
ZIOP|ZIOPHARM ONCOLOGY IN|NATL|National Securities Corporation|2125
ZIOP|ZIOPHARM ONCOLOGY IN|NBCS|NBC Securities, INC.|20213
ZIOP|ZIOPHARM ONCOLOGY IN|NFSC|National Financial Services LLC|2076799
ZIOP|ZIOPHARM ONCOLOGY IN|NITE|VIRTU Americas LLC|3317374
ZIOP|ZIOPHARM ONCOLOGY IN|NITP|VIRTU Americas LLC|46049
ZIOP|ZIOPHARM ONCOLOGY IN|NQRB|Brut, LLC|38440
ZIOP|ZIOPHARM ONCOLOGY IN|OPCO|Oppenheimer & Co. Inc.|82292
ZIOP|ZIOPHARM ONCOLOGY IN|PDQM|CODA MARKETS, INC.|121632
ZIOP|ZIOPHARM ONCOLOGY IN|PHLY|NASDAQ Execution Services, LLC|9000
ZIOP|ZIOPHARM ONCOLOGY IN|PIPR|Piper Jaffray & Co.|147424
ZIOP|ZIOPHARM ONCOLOGY IN|POIN|PRECISION SECURITIES, LLC (POIN)|100
ZIOP|ZIOPHARM ONCOLOGY IN|PWJC|UBS Financial Services, Inc.|24042
ZIOP|ZIOPHARM ONCOLOGY IN|RAJA|Raymond James & Associates, Inc.|99907
ZIOP|ZIOPHARM ONCOLOGY IN|RBCM|RBC CAPITAL MARKETS, LLC|178060
ZIOP|ZIOPHARM ONCOLOGY IN|RGLD|Regal Securities, Inc|200
ZIOP|ZIOPHARM ONCOLOGY IN|SAGL|SAGETRADER, LLC|14182
ZIOP|ZIOPHARM ONCOLOGY IN|SBSH|Citigroup Global Markets Inc.|679073
ZIOP|ZIOPHARM ONCOLOGY IN|SGMT|GOLDMAN SACHS & CO. LLC|108440
ZIOP|ZIOPHARM ONCOLOGY IN|SOGO|Wang Investment Associates, Inc.|13
ZIOP|ZIOPHARM ONCOLOGY IN|SPDR|SPEEDROUTE LLC|10500
ZIOP|ZIOPHARM ONCOLOGY IN|SPHN|Stephens Inc.|47400
ZIOP|ZIOPHARM ONCOLOGY IN|SPNT|SEVEN POINTS CAPITAL, LLC|3250
ZIOP|ZIOPHARM ONCOLOGY IN|STFL|Stifel, Nicolaus & Company, Incorporated|49321
ZIOP|ZIOPHARM ONCOLOGY IN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|1000
ZIOP|ZIOPHARM ONCOLOGY IN|SWIM|TD Ameritrade, Inc.|644251
ZIOP|ZIOPHARM ONCOLOGY IN|SWST|Hilltop Securities Inc.|34354
ZIOP|ZIOPHARM ONCOLOGY IN|TKNG|ALLY INVEST SECURITIES LLC|5837
ZIOP|ZIOPHARM ONCOLOGY IN|TRBT|Tradebot Systems, Inc.|31504
ZIOP|ZIOPHARM ONCOLOGY IN|TRCM|TRC MARKETS LLC|131386
ZIOP|ZIOPHARM ONCOLOGY IN|TWTT|TASTYWORKS, INC.|9044
ZIOP|ZIOPHARM ONCOLOGY IN|UBSS|UBS Securities LLC|1858830
ZIOP|ZIOPHARM ONCOLOGY IN|VALX|VIRTU AMERICAS LLC|170608
ZIOP|ZIOPHARM ONCOLOGY IN|VGRD|Vanguard Marketing Corporation|251449
ZIOP|ZIOPHARM ONCOLOGY IN|VSIN|Vision Financial Markets Llc|11610
ZIOP|ZIOPHARM ONCOLOGY IN|WABR|Wall Street Access|151500
ZIOP|ZIOPHARM ONCOLOGY IN|WCHV|WELLS FARGO SECURITIES, LLC|369629
ZIOP|ZIOPHARM ONCOLOGY IN|WDNX|WEEDEN & CO.L.P.|32000
ZIOP|ZIOPHARM ONCOLOGY IN|WEDB|WEDBUSH SECURITIES INC.|4200
ZIOP|ZIOPHARM ONCOLOGY IN|WEED|Weeden & Co.L.P.|2000
ZIOP|ZIOPHARM ONCOLOGY IN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|35647
ZIOP|ZIOPHARM ONCOLOGY IN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|84729
ZIOP|ZIOPHARM ONCOLOGY IN|WFPB|Wells Fargo Securities, LLC.|6873
ZIOP|ZIOPHARM ONCOLOGY IN|WGIF|CIBC World Markets Inc.|11215
ZIOP|ZIOPHARM ONCOLOGY IN|WSEA|WOLVERINE SECURITIES, LLC|37390
ZIOP|ZIOPHARM ONCOLOGY IN|XIST|INSTINET, LLC|250000
ZIOP|ZIOPHARM ONCOLOGY IN|XSTM|NATIONAL FINANCIAL SERVICES LLC|102908
ZIOP|ZIOPHARM ONCOLOGY IN|YKNA|COMHAR CAPITAL MARKETS, LLC|9945
ZIOP|ZIOPHARM ONCOLOGY IN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|17124
ZIV|VS INVERSE VIX MTERM|ALTX|Alternet Securities Inc.|100
ZIV|VS INVERSE VIX MTERM|APCC|Apex Clearing Corporation|2110
ZIV|VS INVERSE VIX MTERM|BATM|CBOE TRADING, INC.|100
ZIV|VS INVERSE VIX MTERM|BERN|Sanford C. Bernstein & Co., LLC|6
ZIV|VS INVERSE VIX MTERM|BIMI|Banca IMI Securities Corp.|200
ZIV|VS INVERSE VIX MTERM|BYXM|CBOE TRADING, INC.|300
ZIV|VS INVERSE VIX MTERM|CANT|Cantor Fitzgerald & Co.|20308
ZIV|VS INVERSE VIX MTERM|CHAS|Charles Schwab & Co., Inc.|313
ZIV|VS INVERSE VIX MTERM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|3100
ZIV|VS INVERSE VIX MTERM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|8369
ZIV|VS INVERSE VIX MTERM|CSIN|Citadel Securities Institutional LLC|9250
ZIV|VS INVERSE VIX MTERM|CTDL|Citadel Derivatives Group Llc|11900
ZIV|VS INVERSE VIX MTERM|DBAB|Deutsche Bank Securities Inc.|1100
ZIV|VS INVERSE VIX MTERM|DBAX|Deutsche Bank Securities Inc.|500
ZIV|VS INVERSE VIX MTERM|EBXL|EBX LLC|2400
ZIV|VS INVERSE VIX MTERM|EGAM|CBOE TRADING, INC.|200
ZIV|VS INVERSE VIX MTERM|EGAW|CBOE TRADING, INC.|100
ZIV|VS INVERSE VIX MTERM|EGXM|CBOE TRADING, INC.|378
ZIV|VS INVERSE VIX MTERM|ETBE|Electronic Transaction Clearing, Inc.|2761
ZIV|VS INVERSE VIX MTERM|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2172
ZIV|VS INVERSE VIX MTERM|ETRS|E*Trade Securities LLC|52957
ZIV|VS INVERSE VIX MTERM|FBCO|Credit Suisse Securities (USA) LLC|7453
ZIV|VS INVERSE VIX MTERM|FILL|Tradestation Securities, Inc.|1377
ZIV|VS INVERSE VIX MTERM|FLTU|FLOW TRADERS US LLC|75149
ZIV|VS INVERSE VIX MTERM|FMAF|NBCN Inc./ CDS|40
ZIV|VS INVERSE VIX MTERM|FOMA|TD AMERITRADE CLEARING, INC.|150252
ZIV|VS INVERSE VIX MTERM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1566
ZIV|VS INVERSE VIX MTERM|FTBR|Foliofn Investments, Inc.|10332
ZIV|VS INVERSE VIX MTERM|GEBB|GLOBAL EXECUTION BROKERS, LP|9508
ZIV|VS INVERSE VIX MTERM|GLPX|ACS EXECUTION SERVICES, LLC|701
ZIV|VS INVERSE VIX MTERM|GSCO|GOLDMAN SACHS & CO. LLC|44860
ZIV|VS INVERSE VIX MTERM|GTSZ|GTS SECURITIES LLC|14154
ZIV|VS INVERSE VIX MTERM|HRBF|American Enterprise Investment Services Inc.|100
ZIV|VS INVERSE VIX MTERM|IATS|INTERACTIVE BROKERS LLC|65631
ZIV|VS INVERSE VIX MTERM|IBKR|Interactive Brokers Llc|443527
ZIV|VS INVERSE VIX MTERM|ICBX|INSTINET, LLC|4200
ZIV|VS INVERSE VIX MTERM|INCA|INSTINET, LLC|33386
ZIV|VS INVERSE VIX MTERM|ITGI|ITG Inc.|300
ZIV|VS INVERSE VIX MTERM|ITGP|ITG INC.|1200
ZIV|VS INVERSE VIX MTERM|JMPT|JUMP TRADING, LLC|2245
ZIV|VS INVERSE VIX MTERM|JPMX|J.P. Morgan Securities LLC|400
ZIV|VS INVERSE VIX MTERM|JSEB|JANE STREET EXECUTION SERVICES, LLC|64760
ZIV|VS INVERSE VIX MTERM|JSJX|JANE STREET CAPITAL LLC|8018
ZIV|VS INVERSE VIX MTERM|KCGM|VIRTU Americas LLC|2195
ZIV|VS INVERSE VIX MTERM|LEHM|Barclays Capital Inc./Le|7100
ZIV|VS INVERSE VIX MTERM|LIME|Lime Brokerage LLC|125652
ZIV|VS INVERSE VIX MTERM|LIWM|LIME BROKERAGE LLC|615
ZIV|VS INVERSE VIX MTERM|LMGP|LIME BROKERAGE LLC|1200
ZIV|VS INVERSE VIX MTERM|LSCI|Lek Securities Corporation|144
ZIV|VS INVERSE VIX MTERM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7600
ZIV|VS INVERSE VIX MTERM|MOTF|MOTIF INVESTING, INC.|8
ZIV|VS INVERSE VIX MTERM|MSCO|MORGAN STANLEY & CO. LLC|85809
ZIV|VS INVERSE VIX MTERM|MSPL|MORGAN STANLEY & CO. LLC|3700
ZIV|VS INVERSE VIX MTERM|NFSC|National Financial Services LLC|133248
ZIV|VS INVERSE VIX MTERM|NITE|VIRTU Americas LLC|259043
ZIV|VS INVERSE VIX MTERM|NITP|VIRTU Americas LLC|500
ZIV|VS INVERSE VIX MTERM|NQRB|Brut, LLC|3960
ZIV|VS INVERSE VIX MTERM|OLDM|OLD MISSION CAPITAL, LLC|37167
ZIV|VS INVERSE VIX MTERM|OPCO|Oppenheimer & Co. Inc.|1370
ZIV|VS INVERSE VIX MTERM|PDQM|CODA MARKETS, INC.|700
ZIV|VS INVERSE VIX MTERM|RAJA|Raymond James & Associates, Inc.|35
ZIV|VS INVERSE VIX MTERM|RGLD|Regal Securities, Inc|31
ZIV|VS INVERSE VIX MTERM|SBSH|Citigroup Global Markets Inc.|633
ZIV|VS INVERSE VIX MTERM|SGMT|GOLDMAN SACHS & CO. LLC|1747
ZIV|VS INVERSE VIX MTERM|SWIM|TD Ameritrade, Inc.|66051
ZIV|VS INVERSE VIX MTERM|TKNG|ALLY INVEST SECURITIES LLC|62
ZIV|VS INVERSE VIX MTERM|TRBT|Tradebot Systems, Inc.|7412
ZIV|VS INVERSE VIX MTERM|TRCM|TRC MARKETS LLC|22254
ZIV|VS INVERSE VIX MTERM|TWTT|TASTYWORKS, INC.|868
ZIV|VS INVERSE VIX MTERM|UBSS|UBS Securities LLC|18385
ZIV|VS INVERSE VIX MTERM|VALX|VIRTU AMERICAS LLC|17403
ZIV|VS INVERSE VIX MTERM|VGRD|Vanguard Marketing Corporation|15373
ZIV|VS INVERSE VIX MTERM|VIEW|VIEWTRADE SECURITIES LLC|100
ZIV|VS INVERSE VIX MTERM|VSIN|Vision Financial Markets Llc|102
ZIV|VS INVERSE VIX MTERM|WEXM|WOLVERINE EXECUTION SERVICES, LLC|1667
ZIV|VS INVERSE VIX MTERM|WGIF|CIBC World Markets Inc.|833
ZIV|VS INVERSE VIX MTERM|WSEA|WOLVERINE SECURITIES, LLC|709
ZIV|VS INVERSE VIX MTERM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|79
ZIXI|ZIX CORP|ALTX|Alternet Securities Inc.|300
ZIXI|ZIX CORP|APCC|Apex Clearing Corporation|316
ZIXI|ZIX CORP|BANK|Primevest Financial Services, Inc.|195
ZIXI|ZIX CORP|BATM|CBOE TRADING, INC.|900
ZIXI|ZIX CORP|BERN|Sanford C. Bernstein & Co., LLC|2875
ZIXI|ZIX CORP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4780
ZIXI|ZIX CORP|BMOC|BMO Capital Markets Corp.|8608
ZIXI|ZIX CORP|BNPX|BNP PARIBAS SECURITIES CORP.|2882
ZIXI|ZIX CORP|BTIG|BTIG, LLC|59612
ZIXI|ZIX CORP|BZYD|GOLDMAN SACHS & CO. LLC|3115
ZIXI|ZIX CORP|CHAS|Charles Schwab & Co., Inc.|1012
ZIXI|ZIX CORP|CHLM|Craig-Hallum Capital Group LLC|1914
ZIXI|ZIX CORP|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|10972
ZIXI|ZIX CORP|CPET|CLEARPOOL EXECUTION SERVICES, LLC|200
ZIXI|ZIX CORP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|61499
ZIXI|ZIX CORP|CTDL|Citadel Derivatives Group Llc|19661
ZIXI|ZIX CORP|CTLR|CUTLER GROUP, LP|2200
ZIXI|ZIX CORP|CXCX|CITIGROUP GLOBAL MARKETS INC.|10214
ZIXI|ZIX CORP|DBAB|Deutsche Bank Securities Inc.|101498
ZIXI|ZIX CORP|DBAX|Deutsche Bank Securities Inc.|19500
ZIXI|ZIX CORP|DEAN|MORGAN STANLEY|1045
ZIXI|ZIX CORP|DEGS|RONIN PROFESSIONAL LLC|2827
ZIXI|ZIX CORP|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|900
ZIXI|ZIX CORP|EBXL|EBX LLC|22700
ZIXI|ZIX CORP|ECUT|CONVERGEX EXECUTION SOLUTIONS|500
ZIXI|ZIX CORP|EGAM|CBOE TRADING, INC.|2585
ZIXI|ZIX CORP|EGXM|CBOE TRADING, INC.|837
ZIXI|ZIX CORP|ESPO|ESPOSITO SECURITIES, LLC|11612
ZIXI|ZIX CORP|ETBE|Electronic Transaction Clearing, Inc.|12521
ZIXI|ZIX CORP|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|17094
ZIXI|ZIX CORP|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|1738
ZIXI|ZIX CORP|ETRS|E*Trade Securities LLC|36078
ZIXI|ZIX CORP|FBCO|Credit Suisse Securities (USA) LLC|170865
ZIXI|ZIX CORP|FILL|Tradestation Securities, Inc.|250
ZIXI|ZIX CORP|FMAF|NBCN Inc./ CDS|7397
ZIXI|ZIX CORP|FOMA|TD AMERITRADE CLEARING, INC.|104344
ZIXI|ZIX CORP|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|500
ZIXI|ZIX CORP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|9092
ZIXI|ZIX CORP|FTBR|Foliofn Investments, Inc.|66
ZIXI|ZIX CORP|GEBB|GLOBAL EXECUTION BROKERS, LP|17262
ZIXI|ZIX CORP|GLPX|ACS EXECUTION SERVICES, LLC|609
ZIXI|ZIX CORP|GSCO|GOLDMAN SACHS & CO. LLC|356438
ZIXI|ZIX CORP|GSCS|GOLDMAN SACHS & CO. LLC|140652
ZIXI|ZIX CORP|GSLT|GOLDMAN SACHS & CO. LLC|1159
ZIXI|ZIX CORP|GTSZ|GTS SECURITIES LLC|11421
ZIXI|ZIX CORP|HRBF|American Enterprise Investment Services Inc.|1192
ZIXI|ZIX CORP|IATS|INTERACTIVE BROKERS LLC|1110
ZIXI|ZIX CORP|IBKR|Interactive Brokers Llc|36737
ZIXI|ZIX CORP|ICBX|INSTINET, LLC|34106
ZIXI|ZIX CORP|IEQY|CITADEL SECURITIES LLC|5179
ZIXI|ZIX CORP|INCA|INSTINET, LLC|289973
ZIXI|ZIX CORP|INJX|INSTINET, LLC|6264
ZIXI|ZIX CORP|ITGI|ITG Inc.|25754
ZIXI|ZIX CORP|ITGP|ITG INC.|24800
ZIXI|ZIX CORP|JEFF|JEFFERIES LLC|109526
ZIXI|ZIX CORP|JMPT|JUMP TRADING, LLC|3394
ZIXI|ZIX CORP|JPBX|J.P. MORGAN SECURITIES LLC|400
ZIXI|ZIX CORP|JPMX|J.P. Morgan Securities LLC|25083
ZIXI|ZIX CORP|JSJX|JANE STREET CAPITAL LLC|19022
ZIXI|ZIX CORP|KCGM|VIRTU Americas LLC|6110
ZIXI|ZIX CORP|KING|C. L. King & Associates, Inc.|25550
ZIXI|ZIX CORP|LEHM|Barclays Capital Inc./Le|170684
ZIXI|ZIX CORP|LIME|Lime Brokerage LLC|201570
ZIXI|ZIX CORP|LMGP|LIME BROKERAGE LLC|9380
ZIXI|ZIX CORP|LQNA|LIQUIDNET, INC.|5600
ZIXI|ZIX CORP|MAXM|Maxim Group LLC|5492
ZIXI|ZIX CORP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|37344
ZIXI|ZIX CORP|MOTF|MOTIF INVESTING, INC.|5
ZIXI|ZIX CORP|MSCO|MORGAN STANLEY & CO. LLC|681534
ZIXI|ZIX CORP|MSPL|MORGAN STANLEY & CO. LLC|31700
ZIXI|ZIX CORP|MSTX|MORGAN STANLEY & CO. LLC|61200
ZIXI|ZIX CORP|NBCS|NBC Securities, INC.|300
ZIXI|ZIX CORP|NEED|Needham & Company, LLC|18661
ZIXI|ZIX CORP|NFSC|National Financial Services LLC|62074
ZIXI|ZIX CORP|NITE|VIRTU Americas LLC|171475
ZIXI|ZIX CORP|NITP|VIRTU Americas LLC|6100
ZIXI|ZIX CORP|NQRB|Brut, LLC|3000
ZIXI|ZIX CORP|OPCO|Oppenheimer & Co. Inc.|350
ZIXI|ZIX CORP|PDQM|CODA MARKETS, INC.|1009
ZIXI|ZIX CORP|PWJC|UBS Financial Services, Inc.|100
ZIXI|ZIX CORP|RBCM|RBC CAPITAL MARKETS, LLC|5749
ZIXI|ZIX CORP|SAGL|SAGETRADER, LLC|282
ZIXI|ZIX CORP|SBSH|Citigroup Global Markets Inc.|100610
ZIXI|ZIX CORP|SGMT|GOLDMAN SACHS & CO. LLC|15726
ZIXI|ZIX CORP|SPDR|SPEEDROUTE LLC|759
ZIXI|ZIX CORP|SWIM|TD Ameritrade, Inc.|51569
ZIXI|ZIX CORP|TKNG|ALLY INVEST SECURITIES LLC|4162
ZIXI|ZIX CORP|TRBT|Tradebot Systems, Inc.|50291
ZIXI|ZIX CORP|TRCM|TRC MARKETS LLC|91240
ZIXI|ZIX CORP|UBSS|UBS Securities LLC|311392
ZIXI|ZIX CORP|VALX|VIRTU AMERICAS LLC|3734
ZIXI|ZIX CORP|VGRD|Vanguard Marketing Corporation|8820
ZIXI|ZIX CORP|WCHV|WELLS FARGO SECURITIES, LLC|24353
ZIXI|ZIX CORP|WDNX|WEEDEN & CO.L.P.|1904
ZIXI|ZIX CORP|WEED|Weeden & Co.L.P.|5951
ZIXI|ZIX CORP|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4081
ZIXI|ZIX CORP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|1631
ZIXI|ZIX CORP|WGIF|CIBC World Markets Inc.|520
ZIXI|ZIX CORP|WSEA|WOLVERINE SECURITIES, LLC|3592
ZIXI|ZIX CORP|XIST|INSTINET, LLC|46730
ZIXI|ZIX CORP|XSTM|NATIONAL FINANCIAL SERVICES LLC|11000
ZIXI|ZIX CORP|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ZKIN|ZK INTNL GRP ORD SH|ALTX|Alternet Securities Inc.|500
ZKIN|ZK INTNL GRP ORD SH|APCC|Apex Clearing Corporation|24722
ZKIN|ZK INTNL GRP ORD SH|BATM|CBOE TRADING, INC.|119
ZKIN|ZK INTNL GRP ORD SH|BIMI|Banca IMI Securities Corp.|3000
ZKIN|ZK INTNL GRP ORD SH|BTIG|BTIG, LLC|2544
ZKIN|ZK INTNL GRP ORD SH|BYXM|CBOE TRADING, INC.|100
ZKIN|ZK INTNL GRP ORD SH|CHAS|Charles Schwab & Co., Inc.|1578
ZKIN|ZK INTNL GRP ORD SH|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|2438
ZKIN|ZK INTNL GRP ORD SH|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|278
ZKIN|ZK INTNL GRP ORD SH|CROS|CREDIT SUISSE SECURITIES (USA) LLC|4417
ZKIN|ZK INTNL GRP ORD SH|DBAB|Deutsche Bank Securities Inc.|1600
ZKIN|ZK INTNL GRP ORD SH|DBAX|Deutsche Bank Securities Inc.|700
ZKIN|ZK INTNL GRP ORD SH|DEAN|MORGAN STANLEY|3400
ZKIN|ZK INTNL GRP ORD SH|DEGS|RONIN PROFESSIONAL LLC|1867
ZKIN|ZK INTNL GRP ORD SH|EBXL|EBX LLC|1600
ZKIN|ZK INTNL GRP ORD SH|EDJO|Edward D. Jones & Co., L.P.|1513
ZKIN|ZK INTNL GRP ORD SH|EGAM|CBOE TRADING, INC.|800
ZKIN|ZK INTNL GRP ORD SH|EGXM|CBOE TRADING, INC.|1200
ZKIN|ZK INTNL GRP ORD SH|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|80
ZKIN|ZK INTNL GRP ORD SH|ETRS|E*Trade Securities LLC|19115
ZKIN|ZK INTNL GRP ORD SH|FBCO|Credit Suisse Securities (USA) LLC|33604
ZKIN|ZK INTNL GRP ORD SH|FILL|Tradestation Securities, Inc.|2000
ZKIN|ZK INTNL GRP ORD SH|FMAF|NBCN Inc./ CDS|1000
ZKIN|ZK INTNL GRP ORD SH|FOMA|TD AMERITRADE CLEARING, INC.|82795
ZKIN|ZK INTNL GRP ORD SH|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|311
ZKIN|ZK INTNL GRP ORD SH|FTBR|Foliofn Investments, Inc.|21
ZKIN|ZK INTNL GRP ORD SH|GEBB|GLOBAL EXECUTION BROKERS, LP|2996
ZKIN|ZK INTNL GRP ORD SH|GLPX|ACS EXECUTION SERVICES, LLC|3202
ZKIN|ZK INTNL GRP ORD SH|GSCO|GOLDMAN SACHS & CO. LLC|12267
ZKIN|ZK INTNL GRP ORD SH|GSLT|GOLDMAN SACHS & CO. LLC|800
ZKIN|ZK INTNL GRP ORD SH|GTSZ|GTS SECURITIES LLC|6584
ZKIN|ZK INTNL GRP ORD SH|HRBF|American Enterprise Investment Services Inc.|200
ZKIN|ZK INTNL GRP ORD SH|IATS|INTERACTIVE BROKERS LLC|21800
ZKIN|ZK INTNL GRP ORD SH|IBKR|Interactive Brokers Llc|97144
ZKIN|ZK INTNL GRP ORD SH|ICBX|INSTINET, LLC|200
ZKIN|ZK INTNL GRP ORD SH|INCA|INSTINET, LLC|17526
ZKIN|ZK INTNL GRP ORD SH|ITGI|ITG Inc.|3448
ZKIN|ZK INTNL GRP ORD SH|ITGP|ITG INC.|1800
ZKIN|ZK INTNL GRP ORD SH|JPMX|J.P. Morgan Securities LLC|1221
ZKIN|ZK INTNL GRP ORD SH|KCGM|VIRTU Americas LLC|621
ZKIN|ZK INTNL GRP ORD SH|LEHM|Barclays Capital Inc./Le|4394
ZKIN|ZK INTNL GRP ORD SH|LIME|Lime Brokerage LLC|17929
ZKIN|ZK INTNL GRP ORD SH|MICA|Spartan Securities Group, Ltd.|4000
ZKIN|ZK INTNL GRP ORD SH|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
ZKIN|ZK INTNL GRP ORD SH|MSCO|MORGAN STANLEY & CO. LLC|40052
ZKIN|ZK INTNL GRP ORD SH|MSPL|MORGAN STANLEY & CO. LLC|3400
ZKIN|ZK INTNL GRP ORD SH|NFSC|National Financial Services LLC|73255
ZKIN|ZK INTNL GRP ORD SH|NITE|VIRTU Americas LLC|115962
ZKIN|ZK INTNL GRP ORD SH|NQRB|Brut, LLC|1209
ZKIN|ZK INTNL GRP ORD SH|PDQM|CODA MARKETS, INC.|4002
ZKIN|ZK INTNL GRP ORD SH|RAJA|Raymond James & Associates, Inc.|2800
ZKIN|ZK INTNL GRP ORD SH|SAGL|SAGETRADER, LLC|200
ZKIN|ZK INTNL GRP ORD SH|SBSH|Citigroup Global Markets Inc.|1600
ZKIN|ZK INTNL GRP ORD SH|SGMT|GOLDMAN SACHS & CO. LLC|1056
ZKIN|ZK INTNL GRP ORD SH|SPDR|SPEEDROUTE LLC|200
ZKIN|ZK INTNL GRP ORD SH|SPTD|MINT GLOBAL MARKETS, INC.|200
ZKIN|ZK INTNL GRP ORD SH|STFL|Stifel, Nicolaus & Company, Incorporated|400
ZKIN|ZK INTNL GRP ORD SH|SWIM|TD Ameritrade, Inc.|24329
ZKIN|ZK INTNL GRP ORD SH|TKNG|ALLY INVEST SECURITIES LLC|1705
ZKIN|ZK INTNL GRP ORD SH|TRCM|TRC MARKETS LLC|570
ZKIN|ZK INTNL GRP ORD SH|TWTT|TASTYWORKS, INC.|38
ZKIN|ZK INTNL GRP ORD SH|UBSS|UBS Securities LLC|19751
ZKIN|ZK INTNL GRP ORD SH|VALX|VIRTU AMERICAS LLC|6250
ZKIN|ZK INTNL GRP ORD SH|VGRD|Vanguard Marketing Corporation|1688
ZKIN|ZK INTNL GRP ORD SH|VIEW|VIEWTRADE SECURITIES LLC|200
ZKIN|ZK INTNL GRP ORD SH|WCHV|WELLS FARGO SECURITIES, LLC|1196
ZKIN|ZK INTNL GRP ORD SH|WGIF|CIBC World Markets Inc.|1300
ZKIN|ZK INTNL GRP ORD SH|WSEA|WOLVERINE SECURITIES, LLC|1132
ZKIN|ZK INTNL GRP ORD SH|WTFS|JUST2TRADE, INC.|78
ZKIN|ZK INTNL GRP ORD SH|YKNA|COMHAR CAPITAL MARKETS, LLC|400
ZKIN|ZK INTNL GRP ORD SH|YLPL|Linsco/Private Ledger Financial Services, Incorporated|345
ZLAB|ZAI LAB LTD ADS|ADAM|CANACCORD GENUITY INC.|2600
ZLAB|ZAI LAB LTD ADS|ALTX|Alternet Securities Inc.|2802
ZLAB|ZAI LAB LTD ADS|APCC|Apex Clearing Corporation|8734
ZLAB|ZAI LAB LTD ADS|BATM|CBOE TRADING, INC.|864
ZLAB|ZAI LAB LTD ADS|BAYT|BTIG, LLC|200
ZLAB|ZAI LAB LTD ADS|BERN|Sanford C. Bernstein & Co., LLC|4670
ZLAB|ZAI LAB LTD ADS|BIMI|Banca IMI Securities Corp.|250
ZLAB|ZAI LAB LTD ADS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|1275
ZLAB|ZAI LAB LTD ADS|BLKX|INSTINET, LLC|8100
ZLAB|ZAI LAB LTD ADS|BTIG|BTIG, LLC|3671
ZLAB|ZAI LAB LTD ADS|BYXM|CBOE TRADING, INC.|1050
ZLAB|ZAI LAB LTD ADS|CHAS|Charles Schwab & Co., Inc.|90
ZLAB|ZAI LAB LTD ADS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|47199
ZLAB|ZAI LAB LTD ADS|CPET|CLEARPOOL EXECUTION SERVICES, LLC|994
ZLAB|ZAI LAB LTD ADS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|210
ZLAB|ZAI LAB LTD ADS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|36690
ZLAB|ZAI LAB LTD ADS|CTDL|Citadel Derivatives Group Llc|1085
ZLAB|ZAI LAB LTD ADS|CXCX|CITIGROUP GLOBAL MARKETS INC.|3160
ZLAB|ZAI LAB LTD ADS|DBAB|Deutsche Bank Securities Inc.|17776
ZLAB|ZAI LAB LTD ADS|DBAX|Deutsche Bank Securities Inc.|46400
ZLAB|ZAI LAB LTD ADS|DBUL|Deutsche Bank Securities Inc.|311
ZLAB|ZAI LAB LTD ADS|DEAN|MORGAN STANLEY|2100
ZLAB|ZAI LAB LTD ADS|DEGS|RONIN PROFESSIONAL LLC|30740
ZLAB|ZAI LAB LTD ADS|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|162
ZLAB|ZAI LAB LTD ADS|EBXL|EBX LLC|26700
ZLAB|ZAI LAB LTD ADS|ECUT|CONVERGEX EXECUTION SOLUTIONS|280
ZLAB|ZAI LAB LTD ADS|EGAM|CBOE TRADING, INC.|880
ZLAB|ZAI LAB LTD ADS|EGAW|CBOE TRADING, INC.|100
ZLAB|ZAI LAB LTD ADS|EGXM|CBOE TRADING, INC.|200
ZLAB|ZAI LAB LTD ADS|ETBE|Electronic Transaction Clearing, Inc.|720
ZLAB|ZAI LAB LTD ADS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|10556
ZLAB|ZAI LAB LTD ADS|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|70
ZLAB|ZAI LAB LTD ADS|ETRS|E*Trade Securities LLC|15881
ZLAB|ZAI LAB LTD ADS|FBCO|Credit Suisse Securities (USA) LLC|32095
ZLAB|ZAI LAB LTD ADS|FBSB|U.S. Bancorp Investments, Inc.|69
ZLAB|ZAI LAB LTD ADS|FMAF|NBCN Inc./ CDS|102
ZLAB|ZAI LAB LTD ADS|FOMA|TD AMERITRADE CLEARING, INC.|42668
ZLAB|ZAI LAB LTD ADS|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|128
ZLAB|ZAI LAB LTD ADS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|18201
ZLAB|ZAI LAB LTD ADS|GEBB|GLOBAL EXECUTION BROKERS, LP|521
ZLAB|ZAI LAB LTD ADS|GLPX|ACS EXECUTION SERVICES, LLC|9629
ZLAB|ZAI LAB LTD ADS|GSCO|GOLDMAN SACHS & CO. LLC|31770
ZLAB|ZAI LAB LTD ADS|GSCS|GOLDMAN SACHS & CO. LLC|3090
ZLAB|ZAI LAB LTD ADS|GSLT|GOLDMAN SACHS & CO. LLC|10529
ZLAB|ZAI LAB LTD ADS|GTSZ|GTS SECURITIES LLC|40076
ZLAB|ZAI LAB LTD ADS|HRBF|American Enterprise Investment Services Inc.|80
ZLAB|ZAI LAB LTD ADS|IATS|INTERACTIVE BROKERS LLC|12140
ZLAB|ZAI LAB LTD ADS|IBKR|Interactive Brokers Llc|91266
ZLAB|ZAI LAB LTD ADS|ICBX|INSTINET, LLC|10750
ZLAB|ZAI LAB LTD ADS|INCA|INSTINET, LLC|35804
ZLAB|ZAI LAB LTD ADS|INJX|INSTINET, LLC|5751
ZLAB|ZAI LAB LTD ADS|ITGI|ITG Inc.|24372
ZLAB|ZAI LAB LTD ADS|ITGP|ITG INC.|27400
ZLAB|ZAI LAB LTD ADS|JEFF|JEFFERIES LLC|8700
ZLAB|ZAI LAB LTD ADS|JMPT|JUMP TRADING, LLC|2427
ZLAB|ZAI LAB LTD ADS|JONE|JonesTrading|32976
ZLAB|ZAI LAB LTD ADS|JPBX|J.P. MORGAN SECURITIES LLC|3882
ZLAB|ZAI LAB LTD ADS|JPMX|J.P. Morgan Securities LLC|126223
ZLAB|ZAI LAB LTD ADS|JSJX|JANE STREET CAPITAL LLC|112
ZLAB|ZAI LAB LTD ADS|KCGM|VIRTU Americas LLC|5721
ZLAB|ZAI LAB LTD ADS|LEHM|Barclays Capital Inc./Le|76232
ZLAB|ZAI LAB LTD ADS|LIME|Lime Brokerage LLC|45230
ZLAB|ZAI LAB LTD ADS|MBTS|ALLY INVEST SECURITIES LLC|3048
ZLAB|ZAI LAB LTD ADS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|16900
ZLAB|ZAI LAB LTD ADS|MSCO|MORGAN STANLEY & CO. LLC|92309
ZLAB|ZAI LAB LTD ADS|MSPL|MORGAN STANLEY & CO. LLC|28400
ZLAB|ZAI LAB LTD ADS|MSTX|MORGAN STANLEY & CO. LLC|200
ZLAB|ZAI LAB LTD ADS|NFSC|National Financial Services LLC|20417
ZLAB|ZAI LAB LTD ADS|NITE|VIRTU Americas LLC|98589
ZLAB|ZAI LAB LTD ADS|NITP|VIRTU Americas LLC|400
ZLAB|ZAI LAB LTD ADS|NQRB|Brut, LLC|300
ZLAB|ZAI LAB LTD ADS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|2000
ZLAB|ZAI LAB LTD ADS|PCPT|PHILLIP CAPITAL INC.|300
ZLAB|ZAI LAB LTD ADS|PDQM|CODA MARKETS, INC.|24147
ZLAB|ZAI LAB LTD ADS|SAGL|SAGETRADER, LLC|230
ZLAB|ZAI LAB LTD ADS|SBSH|Citigroup Global Markets Inc.|11161
ZLAB|ZAI LAB LTD ADS|SGMT|GOLDMAN SACHS & CO. LLC|14305
ZLAB|ZAI LAB LTD ADS|SPDR|SPEEDROUTE LLC|3574
ZLAB|ZAI LAB LTD ADS|SPHN|Stephens Inc.|1000
ZLAB|ZAI LAB LTD ADS|SPTD|MINT GLOBAL MARKETS, INC.|1200
ZLAB|ZAI LAB LTD ADS|SWIM|TD Ameritrade, Inc.|8183
ZLAB|ZAI LAB LTD ADS|TRBT|Tradebot Systems, Inc.|6101
ZLAB|ZAI LAB LTD ADS|TRCM|TRC MARKETS LLC|9883
ZLAB|ZAI LAB LTD ADS|UBSS|UBS Securities LLC|168706
ZLAB|ZAI LAB LTD ADS|VALX|VIRTU AMERICAS LLC|6211
ZLAB|ZAI LAB LTD ADS|VGRD|Vanguard Marketing Corporation|350
ZLAB|ZAI LAB LTD ADS|WCHV|WELLS FARGO SECURITIES, LLC|7578
ZLAB|ZAI LAB LTD ADS|WGIF|CIBC World Markets Inc.|4
ZLAB|ZAI LAB LTD ADS|WSEA|WOLVERINE SECURITIES, LLC|4371
ZLAB|ZAI LAB LTD ADS|XIST|INSTINET, LLC|800
ZLAB|ZAI LAB LTD ADS|XSTM|NATIONAL FINANCIAL SERVICES LLC|4200
ZLAB|ZAI LAB LTD ADS|YKNA|COMHAR CAPITAL MARKETS, LLC|1770
ZLAB|ZAI LAB LTD ADS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|1700
ZMLP|DXN ZACKS HIGH INCM|APCC|Apex Clearing Corporation|35
ZMLP|DXN ZACKS HIGH INCM|BARD|Robert W. Baird & Co. Incorporated|600
ZMLP|DXN ZACKS HIGH INCM|BKMM|BNY MELLON CAPITAL MARKETS, LLC|88
ZMLP|DXN ZACKS HIGH INCM|CANT|Cantor Fitzgerald & Co.|24401
ZMLP|DXN ZACKS HIGH INCM|CHAS|Charles Schwab & Co., Inc.|468
ZMLP|DXN ZACKS HIGH INCM|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|9801
ZMLP|DXN ZACKS HIGH INCM|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ZMLP|DXN ZACKS HIGH INCM|CROS|CREDIT SUISSE SECURITIES (USA) LLC|5405
ZMLP|DXN ZACKS HIGH INCM|CSIN|Citadel Securities Institutional LLC|10543
ZMLP|DXN ZACKS HIGH INCM|CTDL|Citadel Derivatives Group Llc|10543
ZMLP|DXN ZACKS HIGH INCM|DBAX|Deutsche Bank Securities Inc.|2700
ZMLP|DXN ZACKS HIGH INCM|DEAN|MORGAN STANLEY|365
ZMLP|DXN ZACKS HIGH INCM|EBXL|EBX LLC|2500
ZMLP|DXN ZACKS HIGH INCM|ETRS|E*Trade Securities LLC|5025
ZMLP|DXN ZACKS HIGH INCM|FILL|Tradestation Securities, Inc.|533
ZMLP|DXN ZACKS HIGH INCM|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2242
ZMLP|DXN ZACKS HIGH INCM|FTBR|Foliofn Investments, Inc.|7117
ZMLP|DXN ZACKS HIGH INCM|HRBF|American Enterprise Investment Services Inc.|809
ZMLP|DXN ZACKS HIGH INCM|IATS|INTERACTIVE BROKERS LLC|7533
ZMLP|DXN ZACKS HIGH INCM|IBKR|Interactive Brokers Llc|67061
ZMLP|DXN ZACKS HIGH INCM|ICBX|INSTINET, LLC|2200
ZMLP|DXN ZACKS HIGH INCM|INCA|INSTINET, LLC|1800
ZMLP|DXN ZACKS HIGH INCM|JPMX|J.P. Morgan Securities LLC|6800
ZMLP|DXN ZACKS HIGH INCM|JSEB|JANE STREET EXECUTION SERVICES, LLC|5254
ZMLP|DXN ZACKS HIGH INCM|JSJX|JANE STREET CAPITAL LLC|86841
ZMLP|DXN ZACKS HIGH INCM|KCGM|VIRTU Americas LLC|3016
ZMLP|DXN ZACKS HIGH INCM|LEHM|Barclays Capital Inc./Le|3800
ZMLP|DXN ZACKS HIGH INCM|LIME|Lime Brokerage LLC|2575
ZMLP|DXN ZACKS HIGH INCM|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|7200
ZMLP|DXN ZACKS HIGH INCM|MOTF|MOTIF INVESTING, INC.|1
ZMLP|DXN ZACKS HIGH INCM|MSCO|MORGAN STANLEY & CO. LLC|8065
ZMLP|DXN ZACKS HIGH INCM|MSPL|MORGAN STANLEY & CO. LLC|1600
ZMLP|DXN ZACKS HIGH INCM|NFSC|National Financial Services LLC|24488
ZMLP|DXN ZACKS HIGH INCM|NITE|VIRTU Americas LLC|38048
ZMLP|DXN ZACKS HIGH INCM|NITP|VIRTU Americas LLC|1200
ZMLP|DXN ZACKS HIGH INCM|OPCO|Oppenheimer & Co. Inc.|400
ZMLP|DXN ZACKS HIGH INCM|RBCM|RBC CAPITAL MARKETS, LLC|17
ZMLP|DXN ZACKS HIGH INCM|SGMT|GOLDMAN SACHS & CO. LLC|2774
ZMLP|DXN ZACKS HIGH INCM|STFL|Stifel, Nicolaus & Company, Incorporated|734
ZMLP|DXN ZACKS HIGH INCM|SWIM|TD Ameritrade, Inc.|8096
ZMLP|DXN ZACKS HIGH INCM|UBSS|UBS Securities LLC|4052
ZMLP|DXN ZACKS HIGH INCM|VGRD|Vanguard Marketing Corporation|4535
ZMLP|DXN ZACKS HIGH INCM|WCHV|WELLS FARGO SECURITIES, LLC|2078
ZMLP|DXN ZACKS HIGH INCM|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
ZMLP|DXN ZACKS HIGH INCM|YLPL|Linsco/Private Ledger Financial Services, Incorporated|6516
ZN|ZION OIL & GAS, INC.|ADAM|CANACCORD GENUITY INC.|46823
ZN|ZION OIL & GAS, INC.|ALTX|Alternet Securities Inc.|4300
ZN|ZION OIL & GAS, INC.|APCC|Apex Clearing Corporation|16514
ZN|ZION OIL & GAS, INC.|BANK|Primevest Financial Services, Inc.|380
ZN|ZION OIL & GAS, INC.|BARD|Robert W. Baird & Co. Incorporated|500
ZN|ZION OIL & GAS, INC.|BATM|CBOE TRADING, INC.|5299
ZN|ZION OIL & GAS, INC.|BAYC|BAY CREST PARTNERS, LLC|19716
ZN|ZION OIL & GAS, INC.|BIMI|Banca IMI Securities Corp.|4487
ZN|ZION OIL & GAS, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|55932
ZN|ZION OIL & GAS, INC.|BMOC|BMO Capital Markets Corp.|4021
ZN|ZION OIL & GAS, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1743
ZN|ZION OIL & GAS, INC.|BTIG|BTIG, LLC|12066
ZN|ZION OIL & GAS, INC.|CHAS|Charles Schwab & Co., Inc.|1233
ZN|ZION OIL & GAS, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|5209
ZN|ZION OIL & GAS, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5789
ZN|ZION OIL & GAS, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|92950
ZN|ZION OIL & GAS, INC.|CTDL|Citadel Derivatives Group Llc|13219
ZN|ZION OIL & GAS, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|6402
ZN|ZION OIL & GAS, INC.|DBAB|Deutsche Bank Securities Inc.|1125890
ZN|ZION OIL & GAS, INC.|DBAX|Deutsche Bank Securities Inc.|110900
ZN|ZION OIL & GAS, INC.|DBUL|Deutsche Bank Securities Inc.|7285
ZN|ZION OIL & GAS, INC.|DEAN|MORGAN STANLEY|237
ZN|ZION OIL & GAS, INC.|DEGS|RONIN PROFESSIONAL LLC|923
ZN|ZION OIL & GAS, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9700
ZN|ZION OIL & GAS, INC.|EBXL|EBX LLC|66100
ZN|ZION OIL & GAS, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|24858
ZN|ZION OIL & GAS, INC.|EDJO|Edward D. Jones & Co., L.P.|45738
ZN|ZION OIL & GAS, INC.|EGAM|CBOE TRADING, INC.|13525
ZN|ZION OIL & GAS, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
ZN|ZION OIL & GAS, INC.|EGXM|CBOE TRADING, INC.|6266
ZN|ZION OIL & GAS, INC.|ETBE|Electronic Transaction Clearing, Inc.|9703
ZN|ZION OIL & GAS, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6446
ZN|ZION OIL & GAS, INC.|ETRS|E*Trade Securities LLC|757947
ZN|ZION OIL & GAS, INC.|FBCO|Credit Suisse Securities (USA) LLC|243337
ZN|ZION OIL & GAS, INC.|FBSB|U.S. Bancorp Investments, Inc.|3400
ZN|ZION OIL & GAS, INC.|FILL|Tradestation Securities, Inc.|129882
ZN|ZION OIL & GAS, INC.|FINX|FINTECH SECURITIES|20000
ZN|ZION OIL & GAS, INC.|FMAF|NBCN Inc./ CDS|3411
ZN|ZION OIL & GAS, INC.|FOMA|TD AMERITRADE CLEARING, INC.|1576745
ZN|ZION OIL & GAS, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|300
ZN|ZION OIL & GAS, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|48230
ZN|ZION OIL & GAS, INC.|FTBR|Foliofn Investments, Inc.|1592
ZN|ZION OIL & GAS, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|33417
ZN|ZION OIL & GAS, INC.|GLIS|TD Securities Inc|2105
ZN|ZION OIL & GAS, INC.|GLPX|ACS EXECUTION SERVICES, LLC|32153
ZN|ZION OIL & GAS, INC.|GSCO|GOLDMAN SACHS & CO. LLC|1565927
ZN|ZION OIL & GAS, INC.|GSCS|GOLDMAN SACHS & CO. LLC|138471
ZN|ZION OIL & GAS, INC.|GSLT|GOLDMAN SACHS & CO. LLC|29935
ZN|ZION OIL & GAS, INC.|GTSZ|GTS SECURITIES LLC|4034
ZN|ZION OIL & GAS, INC.|HAPX|HAP Trading, LLC|100
ZN|ZION OIL & GAS, INC.|HRBF|American Enterprise Investment Services Inc.|2946
ZN|ZION OIL & GAS, INC.|HSBC|HSBC Securities, Inc.|3446
ZN|ZION OIL & GAS, INC.|IATS|INTERACTIVE BROKERS LLC|38263
ZN|ZION OIL & GAS, INC.|IBKR|Interactive Brokers Llc|543213
ZN|ZION OIL & GAS, INC.|ICBX|INSTINET, LLC|22786
ZN|ZION OIL & GAS, INC.|IEQY|CITADEL SECURITIES LLC|9582
ZN|ZION OIL & GAS, INC.|INCA|INSTINET, LLC|235580
ZN|ZION OIL & GAS, INC.|INJX|INSTINET, LLC|2565
ZN|ZION OIL & GAS, INC.|ITGI|ITG Inc.|6102
ZN|ZION OIL & GAS, INC.|ITGP|ITG INC.|20000
ZN|ZION OIL & GAS, INC.|JEFF|JEFFERIES LLC|32930
ZN|ZION OIL & GAS, INC.|JMPT|JUMP TRADING, LLC|10129
ZN|ZION OIL & GAS, INC.|JPBX|J.P. MORGAN SECURITIES LLC|14424
ZN|ZION OIL & GAS, INC.|JPMX|J.P. Morgan Securities LLC|95692
ZN|ZION OIL & GAS, INC.|JSJX|JANE STREET CAPITAL LLC|5824
ZN|ZION OIL & GAS, INC.|KCGM|VIRTU Americas LLC|21762
ZN|ZION OIL & GAS, INC.|LEHM|Barclays Capital Inc./Le|799318
ZN|ZION OIL & GAS, INC.|LIME|Lime Brokerage LLC|82571
ZN|ZION OIL & GAS, INC.|LMGP|LIME BROKERAGE LLC|84653
ZN|ZION OIL & GAS, INC.|LOOP|Loop Capital Markets LLC|10873
ZN|ZION OIL & GAS, INC.|LSCI|Lek Securities Corporation|5
ZN|ZION OIL & GAS, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|600
ZN|ZION OIL & GAS, INC.|MACQ|Macquarie Capital (USA) Inc.|4957
ZN|ZION OIL & GAS, INC.|MAXM|Maxim Group LLC|11763
ZN|ZION OIL & GAS, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|32200
ZN|ZION OIL & GAS, INC.|MSCO|MORGAN STANLEY & CO. LLC|2625741
ZN|ZION OIL & GAS, INC.|MSPL|MORGAN STANLEY & CO. LLC|64200
ZN|ZION OIL & GAS, INC.|MSTX|MORGAN STANLEY & CO. LLC|137400
ZN|ZION OIL & GAS, INC.|NATL|National Securities Corporation|1000
ZN|ZION OIL & GAS, INC.|NFSC|National Financial Services LLC|1035559
ZN|ZION OIL & GAS, INC.|NITE|VIRTU Americas LLC|1809592
ZN|ZION OIL & GAS, INC.|NITP|VIRTU Americas LLC|66289
ZN|ZION OIL & GAS, INC.|NMRA|Nomura Securities International, Inc.|1100
ZN|ZION OIL & GAS, INC.|NQRB|Brut, LLC|1400
ZN|ZION OIL & GAS, INC.|OPCO|Oppenheimer & Co. Inc.|2960
ZN|ZION OIL & GAS, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|9053
ZN|ZION OIL & GAS, INC.|PCPT|PHILLIP CAPITAL INC.|4869
ZN|ZION OIL & GAS, INC.|PDQM|CODA MARKETS, INC.|57583
ZN|ZION OIL & GAS, INC.|PHLY|NASDAQ Execution Services, LLC|2200
ZN|ZION OIL & GAS, INC.|PWJC|UBS Financial Services, Inc.|2700
ZN|ZION OIL & GAS, INC.|RAJA|Raymond James & Associates, Inc.|6827
ZN|ZION OIL & GAS, INC.|RBCM|RBC CAPITAL MARKETS, LLC|500
ZN|ZION OIL & GAS, INC.|RGLD|Regal Securities, Inc|4132
ZN|ZION OIL & GAS, INC.|SAGL|SAGETRADER, LLC|400
ZN|ZION OIL & GAS, INC.|SALI|INTL FCSTONE FINANCIAL INC.|34
ZN|ZION OIL & GAS, INC.|SBSH|Citigroup Global Markets Inc.|223568
ZN|ZION OIL & GAS, INC.|SGMT|GOLDMAN SACHS & CO. LLC|36415
ZN|ZION OIL & GAS, INC.|SPDR|SPEEDROUTE LLC|65419
ZN|ZION OIL & GAS, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3391
ZN|ZION OIL & GAS, INC.|SWIM|TD Ameritrade, Inc.|437686
ZN|ZION OIL & GAS, INC.|SWST|Hilltop Securities Inc.|1900
ZN|ZION OIL & GAS, INC.|TKNG|ALLY INVEST SECURITIES LLC|26789
ZN|ZION OIL & GAS, INC.|TRCM|TRC MARKETS LLC|6492
ZN|ZION OIL & GAS, INC.|TWTT|TASTYWORKS, INC.|2700
ZN|ZION OIL & GAS, INC.|UBSS|UBS Securities LLC|1383120
ZN|ZION OIL & GAS, INC.|VALX|VIRTU AMERICAS LLC|2595
ZN|ZION OIL & GAS, INC.|VGRD|Vanguard Marketing Corporation|46693
ZN|ZION OIL & GAS, INC.|WCHV|WELLS FARGO SECURITIES, LLC|165148
ZN|ZION OIL & GAS, INC.|WDNX|WEEDEN & CO.L.P.|6556
ZN|ZION OIL & GAS, INC.|WEDB|WEDBUSH SECURITIES INC.|3001
ZN|ZION OIL & GAS, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|11724
ZN|ZION OIL & GAS, INC.|WFPB|Wells Fargo Securities, LLC.|73
ZN|ZION OIL & GAS, INC.|WGIF|CIBC World Markets Inc.|6188
ZN|ZION OIL & GAS, INC.|WHOT|JUST2TRADE, INC.|1
ZN|ZION OIL & GAS, INC.|WSEA|WOLVERINE SECURITIES, LLC|3440
ZN|ZION OIL & GAS, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|14600
ZN|ZION OIL & GAS, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|4615
ZN|ZION OIL & GAS, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|14045
ZNGA|ZYNGA INC CL A CMN|ABLE|NATIXIS Securities Americas LLC|142100
ZNGA|ZYNGA INC CL A CMN|ADAM|CANACCORD GENUITY INC.|647777
ZNGA|ZYNGA INC CL A CMN|AGIS|Aegis Capital Corp.|5979
ZNGA|ZYNGA INC CL A CMN|ALTX|Alternet Securities Inc.|12200
ZNGA|ZYNGA INC CL A CMN|ANOS|ABEL/NOSER, L.L.C.|23882
ZNGA|ZYNGA INC CL A CMN|APCC|Apex Clearing Corporation|79897
ZNGA|ZYNGA INC CL A CMN|BANK|Primevest Financial Services, Inc.|16
ZNGA|ZYNGA INC CL A CMN|BARD|Robert W. Baird & Co. Incorporated|813720
ZNGA|ZYNGA INC CL A CMN|BATM|CBOE TRADING, INC.|7000
ZNGA|ZYNGA INC CL A CMN|BAYT|BTIG, LLC|123400
ZNGA|ZYNGA INC CL A CMN|BBNT|BB&T SECURITIES, LLC|1000
ZNGA|ZYNGA INC CL A CMN|BERN|Sanford C. Bernstein & Co., LLC|802837
ZNGA|ZYNGA INC CL A CMN|BIAD|SAGETRADER, LLC|430
ZNGA|ZYNGA INC CL A CMN|BIDS|BIDS TRADING L.P.|9300
ZNGA|ZYNGA INC CL A CMN|BIMI|Banca IMI Securities Corp.|8549
ZNGA|ZYNGA INC CL A CMN|BKCM|BNY Mellon Capital Markets LLC|1877
ZNGA|ZYNGA INC CL A CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|98994
ZNGA|ZYNGA INC CL A CMN|BLKX|INSTINET, LLC|627599
ZNGA|ZYNGA INC CL A CMN|BMOC|BMO Capital Markets Corp.|1500
ZNGA|ZYNGA INC CL A CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1008778
ZNGA|ZYNGA INC CL A CMN|BRGE|Newbridge Securities Corp.|7500
ZNGA|ZYNGA INC CL A CMN|BTIG|BTIG, LLC|839726
ZNGA|ZYNGA INC CL A CMN|BYXM|CBOE TRADING, INC.|500
ZNGA|ZYNGA INC CL A CMN|CANT|Cantor Fitzgerald & Co.|221497
ZNGA|ZYNGA INC CL A CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|449920
ZNGA|ZYNGA INC CL A CMN|CHAS|Charles Schwab & Co., Inc.|10962
ZNGA|ZYNGA INC CL A CMN|CIBP|CIBC World Markets Corp.|751200
ZNGA|ZYNGA INC CL A CMN|CLSA|CLSA AMERICAS, LLC|106042
ZNGA|ZYNGA INC CL A CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|1573191
ZNGA|ZYNGA INC CL A CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|520
ZNGA|ZYNGA INC CL A CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|15607
ZNGA|ZYNGA INC CL A CMN|CRFN|ROBINHOOD FINANCIAL, LLC|10
ZNGA|ZYNGA INC CL A CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3917756
ZNGA|ZYNGA INC CL A CMN|CSMS|CORNERSTONE MACRO LLC|11300
ZNGA|ZYNGA INC CL A CMN|CTDL|Citadel Derivatives Group Llc|98219
ZNGA|ZYNGA INC CL A CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|997640
ZNGA|ZYNGA INC CL A CMN|DAWA|Daiwa Capital Markets America Inc.|2085
ZNGA|ZYNGA INC CL A CMN|DBAB|Deutsche Bank Securities Inc.|12507158
ZNGA|ZYNGA INC CL A CMN|DBAX|Deutsche Bank Securities Inc.|5935900
ZNGA|ZYNGA INC CL A CMN|DCHF|Dart Executions, LLC|174143
ZNGA|ZYNGA INC CL A CMN|DEAN|MORGAN STANLEY|606260
ZNGA|ZYNGA INC CL A CMN|DEGS|RONIN PROFESSIONAL LLC|45556
ZNGA|ZYNGA INC CL A CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|656714
ZNGA|ZYNGA INC CL A CMN|EBXL|EBX LLC|2312400
ZNGA|ZYNGA INC CL A CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|214704
ZNGA|ZYNGA INC CL A CMN|EDJO|Edward D. Jones & Co., L.P.|689
ZNGA|ZYNGA INC CL A CMN|EGAM|CBOE TRADING, INC.|27145
ZNGA|ZYNGA INC CL A CMN|EGAW|CBOE TRADING, INC.|4031
ZNGA|ZYNGA INC CL A CMN|EGXM|CBOE TRADING, INC.|4198
ZNGA|ZYNGA INC CL A CMN|ELEV|ELEVATION, LLC|2360000
ZNGA|ZYNGA INC CL A CMN|ETBE|Electronic Transaction Clearing, Inc.|329249
ZNGA|ZYNGA INC CL A CMN|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|100
ZNGA|ZYNGA INC CL A CMN|ETCC|Electronic Transaction Clearing, Inc.|4340
ZNGA|ZYNGA INC CL A CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|106884
ZNGA|ZYNGA INC CL A CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|155018
ZNGA|ZYNGA INC CL A CMN|ETRS|E*Trade Securities LLC|3916740
ZNGA|ZYNGA INC CL A CMN|FBCO|Credit Suisse Securities (USA) LLC|3005370
ZNGA|ZYNGA INC CL A CMN|FBSB|U.S. Bancorp Investments, Inc.|75
ZNGA|ZYNGA INC CL A CMN|FILL|Tradestation Securities, Inc.|10329
ZNGA|ZYNGA INC CL A CMN|FMAF|NBCN Inc./ CDS|8572
ZNGA|ZYNGA INC CL A CMN|FOMA|TD AMERITRADE CLEARING, INC.|4289534
ZNGA|ZYNGA INC CL A CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|200
ZNGA|ZYNGA INC CL A CMN|FQLS|Quantlab Securities LP|1236347
ZNGA|ZYNGA INC CL A CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|610457
ZNGA|ZYNGA INC CL A CMN|FTBR|Foliofn Investments, Inc.|5695
ZNGA|ZYNGA INC CL A CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|1026214
ZNGA|ZYNGA INC CL A CMN|GLPX|ACS EXECUTION SERVICES, LLC|132663
ZNGA|ZYNGA INC CL A CMN|GSCO|GOLDMAN SACHS & CO. LLC|17582156
ZNGA|ZYNGA INC CL A CMN|GSCS|GOLDMAN SACHS & CO. LLC|254602
ZNGA|ZYNGA INC CL A CMN|GSLT|GOLDMAN SACHS & CO. LLC|25027
ZNGA|ZYNGA INC CL A CMN|GTSZ|GTS SECURITIES LLC|56987
ZNGA|ZYNGA INC CL A CMN|HRBF|American Enterprise Investment Services Inc.|6881
ZNGA|ZYNGA INC CL A CMN|HSBC|HSBC Securities, Inc.|110000
ZNGA|ZYNGA INC CL A CMN|IATS|INTERACTIVE BROKERS LLC|80364
ZNGA|ZYNGA INC CL A CMN|IBKR|Interactive Brokers Llc|325023
ZNGA|ZYNGA INC CL A CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|828
ZNGA|ZYNGA INC CL A CMN|ICBX|INSTINET, LLC|1093170
ZNGA|ZYNGA INC CL A CMN|INCA|INSTINET, LLC|2620956
ZNGA|ZYNGA INC CL A CMN|INJX|INSTINET, LLC|255321
ZNGA|ZYNGA INC CL A CMN|ITGI|ITG Inc.|403263
ZNGA|ZYNGA INC CL A CMN|ITGP|ITG INC.|2807200
ZNGA|ZYNGA INC CL A CMN|JANY|Janney Montgomery Scott Inc.|23470
ZNGA|ZYNGA INC CL A CMN|JEFF|JEFFERIES LLC|4871400
ZNGA|ZYNGA INC CL A CMN|JMPT|JUMP TRADING, LLC|221211
ZNGA|ZYNGA INC CL A CMN|JONE|JonesTrading|17073
ZNGA|ZYNGA INC CL A CMN|JPBX|J.P. MORGAN SECURITIES LLC|402690
ZNGA|ZYNGA INC CL A CMN|JPMX|J.P. Morgan Securities LLC|8018029
ZNGA|ZYNGA INC CL A CMN|JSJX|JANE STREET CAPITAL LLC|69867
ZNGA|ZYNGA INC CL A CMN|KCGM|VIRTU Americas LLC|979540
ZNGA|ZYNGA INC CL A CMN|LEHM|Barclays Capital Inc./Le|19125003
ZNGA|ZYNGA INC CL A CMN|LIME|Lime Brokerage LLC|799887
ZNGA|ZYNGA INC CL A CMN|LMGP|LIME BROKERAGE LLC|18000
ZNGA|ZYNGA INC CL A CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|171800
ZNGA|ZYNGA INC CL A CMN|LOOP|Loop Capital Markets LLC|1200
ZNGA|ZYNGA INC CL A CMN|LPCM|Lampert Capital Markets Inc.|9332
ZNGA|ZYNGA INC CL A CMN|LQNA|LIQUIDNET, INC.|2762500
ZNGA|ZYNGA INC CL A CMN|LSCI|Lek Securities Corporation|256
ZNGA|ZYNGA INC CL A CMN|MACQ|Macquarie Capital (USA) Inc.|8341
ZNGA|ZYNGA INC CL A CMN|MAGM|TOR BROKERAGE LLC|3000
ZNGA|ZYNGA INC CL A CMN|MAXM|Maxim Group LLC|9250
ZNGA|ZYNGA INC CL A CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|3777976
ZNGA|ZYNGA INC CL A CMN|MOTF|MOTIF INVESTING, INC.|1047
ZNGA|ZYNGA INC CL A CMN|MSCO|MORGAN STANLEY & CO. LLC|39376561
ZNGA|ZYNGA INC CL A CMN|MSPL|MORGAN STANLEY & CO. LLC|6888000
ZNGA|ZYNGA INC CL A CMN|MSTX|MORGAN STANLEY & CO. LLC|1817400
ZNGA|ZYNGA INC CL A CMN|MWCC|Monness Crespi Hardt & Co., Inc.|34000
ZNGA|ZYNGA INC CL A CMN|NEED|Needham & Company, LLC|562906
ZNGA|ZYNGA INC CL A CMN|NFSC|National Financial Services LLC|1736603
ZNGA|ZYNGA INC CL A CMN|NITE|VIRTU Americas LLC|5640504
ZNGA|ZYNGA INC CL A CMN|NITP|VIRTU Americas LLC|1078223
ZNGA|ZYNGA INC CL A CMN|NMRA|Nomura Securities International, Inc.|500
ZNGA|ZYNGA INC CL A CMN|NQRB|Brut, LLC|7264
ZNGA|ZYNGA INC CL A CMN|NTRC|Northern Trust Securities, Inc.|28763
ZNGA|ZYNGA INC CL A CMN|OHOS|TWO SIGMA SECURITIES, LLC|28920
ZNGA|ZYNGA INC CL A CMN|OPCO|Oppenheimer & Co. Inc.|3083
ZNGA|ZYNGA INC CL A CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|46259
ZNGA|ZYNGA INC CL A CMN|PCPT|PHILLIP CAPITAL INC.|1000
ZNGA|ZYNGA INC CL A CMN|PDQM|CODA MARKETS, INC.|76095
ZNGA|ZYNGA INC CL A CMN|PHLY|NASDAQ Execution Services, LLC|1600
ZNGA|ZYNGA INC CL A CMN|PIPR|Piper Jaffray & Co.|60823
ZNGA|ZYNGA INC CL A CMN|PWJC|UBS Financial Services, Inc.|22193
ZNGA|ZYNGA INC CL A CMN|RAJA|Raymond James & Associates, Inc.|18194
ZNGA|ZYNGA INC CL A CMN|RBCM|RBC CAPITAL MARKETS, LLC|11255
ZNGA|ZYNGA INC CL A CMN|RGLD|Regal Securities, Inc|2851
ZNGA|ZYNGA INC CL A CMN|RHCO|Suntrust Robinson Humphrey, Inc.|300343
ZNGA|ZYNGA INC CL A CMN|SAGL|SAGETRADER, LLC|62619
ZNGA|ZYNGA INC CL A CMN|SAGW|SAGETRADER, LLC|10561
ZNGA|ZYNGA INC CL A CMN|SBSH|Citigroup Global Markets Inc.|2426780
ZNGA|ZYNGA INC CL A CMN|SEIC|SEI Investments Distribution Co.|100
ZNGA|ZYNGA INC CL A CMN|SGMT|GOLDMAN SACHS & CO. LLC|2520685
ZNGA|ZYNGA INC CL A CMN|SPDR|SPEEDROUTE LLC|10115
ZNGA|ZYNGA INC CL A CMN|SPNT|SEVEN POINTS CAPITAL, LLC|606149
ZNGA|ZYNGA INC CL A CMN|SSBS|STATE STREET GLOBAL MARKETS, LLC|13182
ZNGA|ZYNGA INC CL A CMN|STFL|Stifel, Nicolaus & Company, Incorporated|183740
ZNGA|ZYNGA INC CL A CMN|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|250
ZNGA|ZYNGA INC CL A CMN|SWIM|TD Ameritrade, Inc.|2217801
ZNGA|ZYNGA INC CL A CMN|SWST|Hilltop Securities Inc.|141
ZNGA|ZYNGA INC CL A CMN|TKNG|ALLY INVEST SECURITIES LLC|53908
ZNGA|ZYNGA INC CL A CMN|TRBT|Tradebot Systems, Inc.|1179401
ZNGA|ZYNGA INC CL A CMN|TRCM|TRC MARKETS LLC|109292
ZNGA|ZYNGA INC CL A CMN|TWTT|TASTYWORKS, INC.|3865
ZNGA|ZYNGA INC CL A CMN|UBSS|UBS Securities LLC|4596230
ZNGA|ZYNGA INC CL A CMN|VALX|VIRTU AMERICAS LLC|359548
ZNGA|ZYNGA INC CL A CMN|VGRD|Vanguard Marketing Corporation|96127
ZNGA|ZYNGA INC CL A CMN|VSIN|Vision Financial Markets Llc|282
ZNGA|ZYNGA INC CL A CMN|WABR|Wall Street Access|9831
ZNGA|ZYNGA INC CL A CMN|WBPX|SUMMIT SECURITIES GROUP, LLC|100
ZNGA|ZYNGA INC CL A CMN|WCHV|WELLS FARGO SECURITIES, LLC|922501
ZNGA|ZYNGA INC CL A CMN|WEDB|WEDBUSH SECURITIES INC.|71013
ZNGA|ZYNGA INC CL A CMN|WEED|Weeden & Co.L.P.|87128
ZNGA|ZYNGA INC CL A CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|9461
ZNGA|ZYNGA INC CL A CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|76580
ZNGA|ZYNGA INC CL A CMN|WFPB|Wells Fargo Securities, LLC.|14615
ZNGA|ZYNGA INC CL A CMN|WGIF|CIBC World Markets Inc.|7659
ZNGA|ZYNGA INC CL A CMN|WLTH|WEALTHFRONT BROKERAGE CORPORATION|6804
ZNGA|ZYNGA INC CL A CMN|WSEA|WOLVERINE SECURITIES, LLC|29631
ZNGA|ZYNGA INC CL A CMN|XIST|INSTINET, LLC|442378
ZNGA|ZYNGA INC CL A CMN|XPQR|Jump Trading|8615
ZNGA|ZYNGA INC CL A CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|503794
ZNGA|ZYNGA INC CL A CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|4100
ZNGA|ZYNGA INC CL A CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|23724
ZNH|CHINA SOUTH AIR LTD|APCC|Apex Clearing Corporation|70
ZNH|CHINA SOUTH AIR LTD|BARD|Robert W. Baird & Co. Incorporated|2
ZNH|CHINA SOUTH AIR LTD|BATM|CBOE TRADING, INC.|181
ZNH|CHINA SOUTH AIR LTD|BBNT|BB&T SECURITIES, LLC|40
ZNH|CHINA SOUTH AIR LTD|BERN|Sanford C. Bernstein & Co., LLC|2401
ZNH|CHINA SOUTH AIR LTD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|205
ZNH|CHINA SOUTH AIR LTD|BTIG|BTIG, LLC|256
ZNH|CHINA SOUTH AIR LTD|BZYD|GOLDMAN SACHS & CO. LLC|1853
ZNH|CHINA SOUTH AIR LTD|CHAS|Charles Schwab & Co., Inc.|200
ZNH|CHINA SOUTH AIR LTD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|6054
ZNH|CHINA SOUTH AIR LTD|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1
ZNH|CHINA SOUTH AIR LTD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|700
ZNH|CHINA SOUTH AIR LTD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|12197
ZNH|CHINA SOUTH AIR LTD|CTDL|Citadel Derivatives Group Llc|302
ZNH|CHINA SOUTH AIR LTD|CXCX|CITIGROUP GLOBAL MARKETS INC.|200
ZNH|CHINA SOUTH AIR LTD|DBAB|Deutsche Bank Securities Inc.|5075
ZNH|CHINA SOUTH AIR LTD|DBAX|Deutsche Bank Securities Inc.|11800
ZNH|CHINA SOUTH AIR LTD|DEGS|RONIN PROFESSIONAL LLC|4834
ZNH|CHINA SOUTH AIR LTD|EBXL|EBX LLC|4400
ZNH|CHINA SOUTH AIR LTD|EDJO|Edward D. Jones & Co., L.P.|70
ZNH|CHINA SOUTH AIR LTD|EGAM|CBOE TRADING, INC.|100
ZNH|CHINA SOUTH AIR LTD|ETRS|E*Trade Securities LLC|21548
ZNH|CHINA SOUTH AIR LTD|FILL|Tradestation Securities, Inc.|25
ZNH|CHINA SOUTH AIR LTD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|3533
ZNH|CHINA SOUTH AIR LTD|FTBR|Foliofn Investments, Inc.|1012
ZNH|CHINA SOUTH AIR LTD|GLIS|TD Securities Inc|373
ZNH|CHINA SOUTH AIR LTD|GLPX|ACS EXECUTION SERVICES, LLC|50
ZNH|CHINA SOUTH AIR LTD|GSCO|GOLDMAN SACHS & CO. LLC|16950
ZNH|CHINA SOUTH AIR LTD|GSCS|GOLDMAN SACHS & CO. LLC|10362
ZNH|CHINA SOUTH AIR LTD|GSLT|GOLDMAN SACHS & CO. LLC|200
ZNH|CHINA SOUTH AIR LTD|GTSZ|GTS SECURITIES LLC|15015
ZNH|CHINA SOUTH AIR LTD|HRBF|American Enterprise Investment Services Inc.|1330
ZNH|CHINA SOUTH AIR LTD|IATS|INTERACTIVE BROKERS LLC|15073
ZNH|CHINA SOUTH AIR LTD|IBKR|Interactive Brokers Llc|14482
ZNH|CHINA SOUTH AIR LTD|ICBX|INSTINET, LLC|1293
ZNH|CHINA SOUTH AIR LTD|INCA|INSTINET, LLC|4879
ZNH|CHINA SOUTH AIR LTD|INTL|INTL FCSTONE FINANCIAL INC.|64
ZNH|CHINA SOUTH AIR LTD|ITGI|ITG Inc.|928
ZNH|CHINA SOUTH AIR LTD|ITGP|ITG INC.|3000
ZNH|CHINA SOUTH AIR LTD|JANY|Janney Montgomery Scott Inc.|104
ZNH|CHINA SOUTH AIR LTD|JEFF|JEFFERIES LLC|4
ZNH|CHINA SOUTH AIR LTD|JPMX|J.P. Morgan Securities LLC|5827
ZNH|CHINA SOUTH AIR LTD|JSJX|JANE STREET CAPITAL LLC|7065
ZNH|CHINA SOUTH AIR LTD|KCGM|VIRTU Americas LLC|702
ZNH|CHINA SOUTH AIR LTD|LEHM|Barclays Capital Inc./Le|46045
ZNH|CHINA SOUTH AIR LTD|LIME|Lime Brokerage LLC|1214
ZNH|CHINA SOUTH AIR LTD|LSCI|Lek Securities Corporation|3
ZNH|CHINA SOUTH AIR LTD|MACQ|Macquarie Capital (USA) Inc.|1927
ZNH|CHINA SOUTH AIR LTD|MBTS|ALLY INVEST SECURITIES LLC|1169
ZNH|CHINA SOUTH AIR LTD|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|4200
ZNH|CHINA SOUTH AIR LTD|MOTF|MOTIF INVESTING, INC.|4
ZNH|CHINA SOUTH AIR LTD|MSCO|MORGAN STANLEY & CO. LLC|13862
ZNH|CHINA SOUTH AIR LTD|MSPL|MORGAN STANLEY & CO. LLC|16200
ZNH|CHINA SOUTH AIR LTD|NATL|National Securities Corporation|100
ZNH|CHINA SOUTH AIR LTD|NFSC|National Financial Services LLC|41576
ZNH|CHINA SOUTH AIR LTD|NITE|VIRTU Americas LLC|78646
ZNH|CHINA SOUTH AIR LTD|NQRB|Brut, LLC|300
ZNH|CHINA SOUTH AIR LTD|NTBF|BMO Nesbitt Burns Inc./CDS|1801
ZNH|CHINA SOUTH AIR LTD|OPCO|Oppenheimer & Co. Inc.|210
ZNH|CHINA SOUTH AIR LTD|PDQM|CODA MARKETS, INC.|50
ZNH|CHINA SOUTH AIR LTD|PHLY|NASDAQ Execution Services, LLC|600
ZNH|CHINA SOUTH AIR LTD|PWJC|UBS Financial Services, Inc.|500
ZNH|CHINA SOUTH AIR LTD|RBCM|RBC CAPITAL MARKETS, LLC|509
ZNH|CHINA SOUTH AIR LTD|SBSH|Citigroup Global Markets Inc.|451
ZNH|CHINA SOUTH AIR LTD|SGMT|GOLDMAN SACHS & CO. LLC|6795
ZNH|CHINA SOUTH AIR LTD|SPDR|SPEEDROUTE LLC|200
ZNH|CHINA SOUTH AIR LTD|STFL|Stifel, Nicolaus & Company, Incorporated|55
ZNH|CHINA SOUTH AIR LTD|SWIM|TD Ameritrade, Inc.|2669
ZNH|CHINA SOUTH AIR LTD|TKNG|ALLY INVEST SECURITIES LLC|298
ZNH|CHINA SOUTH AIR LTD|TRBT|Tradebot Systems, Inc.|602
ZNH|CHINA SOUTH AIR LTD|TRCM|TRC MARKETS LLC|101
ZNH|CHINA SOUTH AIR LTD|UBSS|UBS Securities LLC|21633
ZNH|CHINA SOUTH AIR LTD|VALX|VIRTU AMERICAS LLC|8255
ZNH|CHINA SOUTH AIR LTD|VGRD|Vanguard Marketing Corporation|11823
ZNH|CHINA SOUTH AIR LTD|WCHV|WELLS FARGO SECURITIES, LLC|5387
ZNH|CHINA SOUTH AIR LTD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|4612
ZNH|CHINA SOUTH AIR LTD|WEXX|WOLVERINE EXECUTION SERVICES, LLC|4324
ZNH|CHINA SOUTH AIR LTD|WGIF|CIBC World Markets Inc.|350
ZNH|CHINA SOUTH AIR LTD|WSEA|WOLVERINE SECURITIES, LLC|1046
ZNH|CHINA SOUTH AIR LTD|XIST|INSTINET, LLC|3000
ZNH|CHINA SOUTH AIR LTD|XSTM|NATIONAL FINANCIAL SERVICES LLC|238
ZNH|CHINA SOUTH AIR LTD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|9
ZOES|ZOE'S KITCHEN, INC.|ALTX|Alternet Securities Inc.|7560
ZOES|ZOE'S KITCHEN, INC.|APCC|Apex Clearing Corporation|16702
ZOES|ZOE'S KITCHEN, INC.|AXCS|Access Securities, LLC|4649
ZOES|ZOE'S KITCHEN, INC.|BANK|Primevest Financial Services, Inc.|169
ZOES|ZOE'S KITCHEN, INC.|BARD|Robert W. Baird & Co. Incorporated|2500
ZOES|ZOE'S KITCHEN, INC.|BATM|CBOE TRADING, INC.|5623
ZOES|ZOE'S KITCHEN, INC.|BAYT|BTIG, LLC|4600
ZOES|ZOE'S KITCHEN, INC.|BBNT|BB&T SECURITIES, LLC|682
ZOES|ZOE'S KITCHEN, INC.|BERN|Sanford C. Bernstein & Co., LLC|30935
ZOES|ZOE'S KITCHEN, INC.|BIDS|BIDS TRADING L.P.|300
ZOES|ZOE'S KITCHEN, INC.|BIMI|Banca IMI Securities Corp.|11250
ZOES|ZOE'S KITCHEN, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|4168
ZOES|ZOE'S KITCHEN, INC.|BLKX|INSTINET, LLC|16300
ZOES|ZOE'S KITCHEN, INC.|BNPX|BNP PARIBAS SECURITIES CORP.|1946
ZOES|ZOE'S KITCHEN, INC.|BYXM|CBOE TRADING, INC.|320
ZOES|ZOE'S KITCHEN, INC.|CHAS|Charles Schwab & Co., Inc.|10908
ZOES|ZOE'S KITCHEN, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|4147
ZOES|ZOE'S KITCHEN, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|40937
ZOES|ZOE'S KITCHEN, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|212925
ZOES|ZOE'S KITCHEN, INC.|CTDL|Citadel Derivatives Group Llc|510
ZOES|ZOE'S KITCHEN, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|56470
ZOES|ZOE'S KITCHEN, INC.|DBAB|Deutsche Bank Securities Inc.|81301
ZOES|ZOE'S KITCHEN, INC.|DBAX|Deutsche Bank Securities Inc.|308400
ZOES|ZOE'S KITCHEN, INC.|DBUL|Deutsche Bank Securities Inc.|1500
ZOES|ZOE'S KITCHEN, INC.|DCHF|Dart Executions, LLC|100
ZOES|ZOE'S KITCHEN, INC.|DEAN|MORGAN STANLEY|551
ZOES|ZOE'S KITCHEN, INC.|DEGS|RONIN PROFESSIONAL LLC|380
ZOES|ZOE'S KITCHEN, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|34947
ZOES|ZOE'S KITCHEN, INC.|EBXL|EBX LLC|189500
ZOES|ZOE'S KITCHEN, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|81722
ZOES|ZOE'S KITCHEN, INC.|EDJO|Edward D. Jones & Co., L.P.|465
ZOES|ZOE'S KITCHEN, INC.|EGAM|CBOE TRADING, INC.|14926
ZOES|ZOE'S KITCHEN, INC.|EGAW|CBOE TRADING, INC.|120
ZOES|ZOE'S KITCHEN, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|100
ZOES|ZOE'S KITCHEN, INC.|EGXM|CBOE TRADING, INC.|1700
ZOES|ZOE'S KITCHEN, INC.|ETBE|Electronic Transaction Clearing, Inc.|2822
ZOES|ZOE'S KITCHEN, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|2218
ZOES|ZOE'S KITCHEN, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|588
ZOES|ZOE'S KITCHEN, INC.|ETRS|E*Trade Securities LLC|306649
ZOES|ZOE'S KITCHEN, INC.|FILL|Tradestation Securities, Inc.|8774
ZOES|ZOE'S KITCHEN, INC.|FMAF|NBCN Inc./ CDS|1140
ZOES|ZOE'S KITCHEN, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|900
ZOES|ZOE'S KITCHEN, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|126173
ZOES|ZOE'S KITCHEN, INC.|FTBR|Foliofn Investments, Inc.|185
ZOES|ZOE'S KITCHEN, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|5502
ZOES|ZOE'S KITCHEN, INC.|GLIS|TD Securities Inc|2960
ZOES|ZOE'S KITCHEN, INC.|GLPX|ACS EXECUTION SERVICES, LLC|14682
ZOES|ZOE'S KITCHEN, INC.|GSCO|GOLDMAN SACHS & CO. LLC|127392
ZOES|ZOE'S KITCHEN, INC.|GSCS|GOLDMAN SACHS & CO. LLC|9553
ZOES|ZOE'S KITCHEN, INC.|GSLT|GOLDMAN SACHS & CO. LLC|3217
ZOES|ZOE'S KITCHEN, INC.|GTSZ|GTS SECURITIES LLC|25187
ZOES|ZOE'S KITCHEN, INC.|HRBF|American Enterprise Investment Services Inc.|3348
ZOES|ZOE'S KITCHEN, INC.|IATS|INTERACTIVE BROKERS LLC|17256
ZOES|ZOE'S KITCHEN, INC.|IBKR|Interactive Brokers Llc|22790
ZOES|ZOE'S KITCHEN, INC.|ICBX|INSTINET, LLC|52205
ZOES|ZOE'S KITCHEN, INC.|IEQY|CITADEL SECURITIES LLC|39142
ZOES|ZOE'S KITCHEN, INC.|INCA|INSTINET, LLC|87334
ZOES|ZOE'S KITCHEN, INC.|INJX|INSTINET, LLC|21837
ZOES|ZOE'S KITCHEN, INC.|ITGI|ITG Inc.|7766
ZOES|ZOE'S KITCHEN, INC.|ITGP|ITG INC.|59400
ZOES|ZOE'S KITCHEN, INC.|JANY|Janney Montgomery Scott Inc.|50
ZOES|ZOE'S KITCHEN, INC.|JEFF|JEFFERIES LLC|278272
ZOES|ZOE'S KITCHEN, INC.|JMPT|JUMP TRADING, LLC|29764
ZOES|ZOE'S KITCHEN, INC.|JONE|JonesTrading|429371
ZOES|ZOE'S KITCHEN, INC.|JPBX|J.P. MORGAN SECURITIES LLC|20426
ZOES|ZOE'S KITCHEN, INC.|JPMX|J.P. Morgan Securities LLC|258350
ZOES|ZOE'S KITCHEN, INC.|JSJX|JANE STREET CAPITAL LLC|723
ZOES|ZOE'S KITCHEN, INC.|KCGM|VIRTU Americas LLC|40477
ZOES|ZOE'S KITCHEN, INC.|LEHM|Barclays Capital Inc./Le|526157
ZOES|ZOE'S KITCHEN, INC.|LIME|Lime Brokerage LLC|11549
ZOES|ZOE'S KITCHEN, INC.|LQNA|LIQUIDNET, INC.|9400
ZOES|ZOE'S KITCHEN, INC.|LSCI|Lek Securities Corporation|103
ZOES|ZOE'S KITCHEN, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ZOES|ZOE'S KITCHEN, INC.|MAXM|Maxim Group LLC|100
ZOES|ZOE'S KITCHEN, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|125386
ZOES|ZOE'S KITCHEN, INC.|MOTF|MOTIF INVESTING, INC.|1
ZOES|ZOE'S KITCHEN, INC.|MSCO|MORGAN STANLEY & CO. LLC|840536
ZOES|ZOE'S KITCHEN, INC.|MSPL|MORGAN STANLEY & CO. LLC|357100
ZOES|ZOE'S KITCHEN, INC.|MSTX|MORGAN STANLEY & CO. LLC|278100
ZOES|ZOE'S KITCHEN, INC.|MULL|MARK J. MULLER EQUITIES, INC.|10050
ZOES|ZOE'S KITCHEN, INC.|NFSC|National Financial Services LLC|450445
ZOES|ZOE'S KITCHEN, INC.|NITE|VIRTU Americas LLC|659910
ZOES|ZOE'S KITCHEN, INC.|NITP|VIRTU Americas LLC|800
ZOES|ZOE'S KITCHEN, INC.|NQRB|Brut, LLC|4114
ZOES|ZOE'S KITCHEN, INC.|OPCO|Oppenheimer & Co. Inc.|5291
ZOES|ZOE'S KITCHEN, INC.|PDQM|CODA MARKETS, INC.|18582
ZOES|ZOE'S KITCHEN, INC.|PHLY|NASDAQ Execution Services, LLC|2000
ZOES|ZOE'S KITCHEN, INC.|PWJC|UBS Financial Services, Inc.|250
ZOES|ZOE'S KITCHEN, INC.|QMSR|QUATTRO M SECURITIES INC.|100
ZOES|ZOE'S KITCHEN, INC.|RBCM|RBC CAPITAL MARKETS, LLC|6612
ZOES|ZOE'S KITCHEN, INC.|RGLD|Regal Securities, Inc|1900
ZOES|ZOE'S KITCHEN, INC.|SAGL|SAGETRADER, LLC|898
ZOES|ZOE'S KITCHEN, INC.|SAGW|SAGETRADER, LLC|400
ZOES|ZOE'S KITCHEN, INC.|SBSH|Citigroup Global Markets Inc.|19739
ZOES|ZOE'S KITCHEN, INC.|SGMT|GOLDMAN SACHS & CO. LLC|78933
ZOES|ZOE'S KITCHEN, INC.|SIBO|Prime Executions, Inc.|14144
ZOES|ZOE'S KITCHEN, INC.|SOGO|Wang Investment Associates, Inc.|560
ZOES|ZOE'S KITCHEN, INC.|SPDR|SPEEDROUTE LLC|11878
ZOES|ZOE'S KITCHEN, INC.|SPHN|Stephens Inc.|1615
ZOES|ZOE'S KITCHEN, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|2750
ZOES|ZOE'S KITCHEN, INC.|STKP|STOCKPILE INVESTMENTS, INC.|70
ZOES|ZOE'S KITCHEN, INC.|SWIM|TD Ameritrade, Inc.|115547
ZOES|ZOE'S KITCHEN, INC.|SWST|Hilltop Securities Inc.|400
ZOES|ZOE'S KITCHEN, INC.|TKNG|ALLY INVEST SECURITIES LLC|13907
ZOES|ZOE'S KITCHEN, INC.|TOUR|TOURMALINE PARTNERS, LLC|500
ZOES|ZOE'S KITCHEN, INC.|TRBT|Tradebot Systems, Inc.|127694
ZOES|ZOE'S KITCHEN, INC.|TRCM|TRC MARKETS LLC|24617
ZOES|ZOE'S KITCHEN, INC.|UBSS|UBS Securities LLC|286249
ZOES|ZOE'S KITCHEN, INC.|VALX|VIRTU AMERICAS LLC|10939
ZOES|ZOE'S KITCHEN, INC.|VGRD|Vanguard Marketing Corporation|12524
ZOES|ZOE'S KITCHEN, INC.|VNDM|Wall Street Access|2175
ZOES|ZOE'S KITCHEN, INC.|VSIN|Vision Financial Markets Llc|3900
ZOES|ZOE'S KITCHEN, INC.|WBLR|WILLIAM BLAIR|4595
ZOES|ZOE'S KITCHEN, INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|954
ZOES|ZOE'S KITCHEN, INC.|WCHV|WELLS FARGO SECURITIES, LLC|12120
ZOES|ZOE'S KITCHEN, INC.|WEED|Weeden & Co.L.P.|59
ZOES|ZOE'S KITCHEN, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|18014
ZOES|ZOE'S KITCHEN, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|32370
ZOES|ZOE'S KITCHEN, INC.|WSEA|WOLVERINE SECURITIES, LLC|10687
ZOES|ZOE'S KITCHEN, INC.|XIST|INSTINET, LLC|5600
ZOES|ZOE'S KITCHEN, INC.|XPQR|Jump Trading|700
ZOES|ZOE'S KITCHEN, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|49072
ZOES|ZOE'S KITCHEN, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|428
ZOES|ZOE'S KITCHEN, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2014
ZOM|ZOMEDICA PHARMACEUTI|ALTX|Alternet Securities Inc.|100
ZOM|ZOMEDICA PHARMACEUTI|APCC|Apex Clearing Corporation|105
ZOM|ZOMEDICA PHARMACEUTI|BANK|Primevest Financial Services, Inc.|227
ZOM|ZOMEDICA PHARMACEUTI|BATM|CBOE TRADING, INC.|3006
ZOM|ZOMEDICA PHARMACEUTI|BAYC|BAY CREST PARTNERS, LLC|176
ZOM|ZOMEDICA PHARMACEUTI|BYXM|CBOE TRADING, INC.|200
ZOM|ZOMEDICA PHARMACEUTI|CICF|Canaccord Genuity Corp.|5500
ZOM|ZOMEDICA PHARMACEUTI|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|17674
ZOM|ZOMEDICA PHARMACEUTI|CPET|CLEARPOOL EXECUTION SERVICES, LLC|300
ZOM|ZOMEDICA PHARMACEUTI|CROS|CREDIT SUISSE SECURITIES (USA) LLC|13863
ZOM|ZOMEDICA PHARMACEUTI|CTDL|Citadel Derivatives Group Llc|1820
ZOM|ZOMEDICA PHARMACEUTI|CXCX|CITIGROUP GLOBAL MARKETS INC.|5748
ZOM|ZOMEDICA PHARMACEUTI|DBAB|Deutsche Bank Securities Inc.|7681
ZOM|ZOMEDICA PHARMACEUTI|DBAX|Deutsche Bank Securities Inc.|18300
ZOM|ZOMEDICA PHARMACEUTI|DEAN|MORGAN STANLEY|1288
ZOM|ZOMEDICA PHARMACEUTI|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|41099
ZOM|ZOMEDICA PHARMACEUTI|EBXL|EBX LLC|10500
ZOM|ZOMEDICA PHARMACEUTI|ECUT|CONVERGEX EXECUTION SOLUTIONS|1690
ZOM|ZOMEDICA PHARMACEUTI|EDJO|Edward D. Jones & Co., L.P.|360
ZOM|ZOMEDICA PHARMACEUTI|EGAM|CBOE TRADING, INC.|6400
ZOM|ZOMEDICA PHARMACEUTI|EGXM|CBOE TRADING, INC.|1898
ZOM|ZOMEDICA PHARMACEUTI|ETRS|E*Trade Securities LLC|33174
ZOM|ZOMEDICA PHARMACEUTI|FILL|Tradestation Securities, Inc.|150
ZOM|ZOMEDICA PHARMACEUTI|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|700
ZOM|ZOMEDICA PHARMACEUTI|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|2526
ZOM|ZOMEDICA PHARMACEUTI|GLPX|ACS EXECUTION SERVICES, LLC|16145
ZOM|ZOMEDICA PHARMACEUTI|GSCO|GOLDMAN SACHS & CO. LLC|888206
ZOM|ZOMEDICA PHARMACEUTI|GSCS|GOLDMAN SACHS & CO. LLC|400
ZOM|ZOMEDICA PHARMACEUTI|GSLT|GOLDMAN SACHS & CO. LLC|1750
ZOM|ZOMEDICA PHARMACEUTI|GTSZ|GTS SECURITIES LLC|1604
ZOM|ZOMEDICA PHARMACEUTI|HRBF|American Enterprise Investment Services Inc.|80233
ZOM|ZOMEDICA PHARMACEUTI|HSBC|HSBC Securities, Inc.|628
ZOM|ZOMEDICA PHARMACEUTI|IATS|INTERACTIVE BROKERS LLC|3660
ZOM|ZOMEDICA PHARMACEUTI|IBKR|Interactive Brokers Llc|10373
ZOM|ZOMEDICA PHARMACEUTI|ICBX|INSTINET, LLC|11300
ZOM|ZOMEDICA PHARMACEUTI|INCA|INSTINET, LLC|71474
ZOM|ZOMEDICA PHARMACEUTI|ITGI|ITG Inc.|7627
ZOM|ZOMEDICA PHARMACEUTI|ITGP|ITG INC.|7000
ZOM|ZOMEDICA PHARMACEUTI|JMPT|JUMP TRADING, LLC|199
ZOM|ZOMEDICA PHARMACEUTI|JPMX|J.P. Morgan Securities LLC|24874
ZOM|ZOMEDICA PHARMACEUTI|KCGM|VIRTU Americas LLC|7253
ZOM|ZOMEDICA PHARMACEUTI|LEHM|Barclays Capital Inc./Le|64239
ZOM|ZOMEDICA PHARMACEUTI|LIME|Lime Brokerage LLC|8529
ZOM|ZOMEDICA PHARMACEUTI|LOOP|Loop Capital Markets LLC|11352
ZOM|ZOMEDICA PHARMACEUTI|MACQ|Macquarie Capital (USA) Inc.|3646
ZOM|ZOMEDICA PHARMACEUTI|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|13800
ZOM|ZOMEDICA PHARMACEUTI|MSCO|MORGAN STANLEY & CO. LLC|93268
ZOM|ZOMEDICA PHARMACEUTI|MSPL|MORGAN STANLEY & CO. LLC|4700
ZOM|ZOMEDICA PHARMACEUTI|MSTX|MORGAN STANLEY & CO. LLC|200
ZOM|ZOMEDICA PHARMACEUTI|NFSC|National Financial Services LLC|222727
ZOM|ZOMEDICA PHARMACEUTI|NITE|VIRTU Americas LLC|296050
ZOM|ZOMEDICA PHARMACEUTI|NQRB|Brut, LLC|100
ZOM|ZOMEDICA PHARMACEUTI|PCPT|PHILLIP CAPITAL INC.|2200
ZOM|ZOMEDICA PHARMACEUTI|PDQM|CODA MARKETS, INC.|24445
ZOM|ZOMEDICA PHARMACEUTI|PWJC|UBS Financial Services, Inc.|2000
ZOM|ZOMEDICA PHARMACEUTI|SAGL|SAGETRADER, LLC|1636
ZOM|ZOMEDICA PHARMACEUTI|SALI|INTL FCSTONE FINANCIAL INC.|1500
ZOM|ZOMEDICA PHARMACEUTI|SBSH|Citigroup Global Markets Inc.|15072
ZOM|ZOMEDICA PHARMACEUTI|SGMT|GOLDMAN SACHS & CO. LLC|4480
ZOM|ZOMEDICA PHARMACEUTI|SPDR|SPEEDROUTE LLC|2400
ZOM|ZOMEDICA PHARMACEUTI|SWIM|TD Ameritrade, Inc.|63096
ZOM|ZOMEDICA PHARMACEUTI|TKNG|ALLY INVEST SECURITIES LLC|10
ZOM|ZOMEDICA PHARMACEUTI|TRCM|TRC MARKETS LLC|3139
ZOM|ZOMEDICA PHARMACEUTI|UBSS|UBS Securities LLC|64559
ZOM|ZOMEDICA PHARMACEUTI|VGRD|Vanguard Marketing Corporation|4061
ZOM|ZOMEDICA PHARMACEUTI|WCHV|WELLS FARGO SECURITIES, LLC|10568
ZOM|ZOMEDICA PHARMACEUTI|WEDB|WEDBUSH SECURITIES INC.|26050
ZOM|ZOMEDICA PHARMACEUTI|WEXM|WOLVERINE EXECUTION SERVICES, LLC|257
ZOM|ZOMEDICA PHARMACEUTI|WSEA|WOLVERINE SECURITIES, LLC|1469
ZOM|ZOMEDICA PHARMACEUTI|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|3900
ZOM|ZOMEDICA PHARMACEUTI|XSTM|NATIONAL FINANCIAL SERVICES LLC|200
ZOM|ZOMEDICA PHARMACEUTI|YKNA|COMHAR CAPITAL MARKETS, LLC|200
ZROZ|PIMCO 25 YEAR ZRO CP|APCC|Apex Clearing Corporation|10
ZROZ|PIMCO 25 YEAR ZRO CP|BATM|CBOE TRADING, INC.|678
ZROZ|PIMCO 25 YEAR ZRO CP|BKMM|BNY MELLON CAPITAL MARKETS, LLC|825
ZROZ|PIMCO 25 YEAR ZRO CP|CHAS|Charles Schwab & Co., Inc.|7
ZROZ|PIMCO 25 YEAR ZRO CP|CROS|CREDIT SUISSE SECURITIES (USA) LLC|3212
ZROZ|PIMCO 25 YEAR ZRO CP|CTDL|Citadel Derivatives Group Llc|399
ZROZ|PIMCO 25 YEAR ZRO CP|CXCX|CITIGROUP GLOBAL MARKETS INC.|600
ZROZ|PIMCO 25 YEAR ZRO CP|DBAX|Deutsche Bank Securities Inc.|3000
ZROZ|PIMCO 25 YEAR ZRO CP|EBXL|EBX LLC|1100
ZROZ|PIMCO 25 YEAR ZRO CP|EDJO|Edward D. Jones & Co., L.P.|1142
ZROZ|PIMCO 25 YEAR ZRO CP|ETRS|E*Trade Securities LLC|1290
ZROZ|PIMCO 25 YEAR ZRO CP|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|1705
ZROZ|PIMCO 25 YEAR ZRO CP|FTBR|Foliofn Investments, Inc.|13572
ZROZ|PIMCO 25 YEAR ZRO CP|HRBF|American Enterprise Investment Services Inc.|1532
ZROZ|PIMCO 25 YEAR ZRO CP|IBKR|Interactive Brokers Llc|794
ZROZ|PIMCO 25 YEAR ZRO CP|ICBX|INSTINET, LLC|1000
ZROZ|PIMCO 25 YEAR ZRO CP|INCA|INSTINET, LLC|79
ZROZ|PIMCO 25 YEAR ZRO CP|JPMX|J.P. Morgan Securities LLC|1200
ZROZ|PIMCO 25 YEAR ZRO CP|JSEB|JANE STREET EXECUTION SERVICES, LLC|3568
ZROZ|PIMCO 25 YEAR ZRO CP|JSJX|JANE STREET CAPITAL LLC|4324
ZROZ|PIMCO 25 YEAR ZRO CP|KCGM|VIRTU Americas LLC|2740
ZROZ|PIMCO 25 YEAR ZRO CP|LEHM|Barclays Capital Inc./Le|6800
ZROZ|PIMCO 25 YEAR ZRO CP|LIME|Lime Brokerage LLC|207
ZROZ|PIMCO 25 YEAR ZRO CP|MACC|Mid Atlantic Capital Corporation|11137
ZROZ|PIMCO 25 YEAR ZRO CP|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|800
ZROZ|PIMCO 25 YEAR ZRO CP|MOTF|MOTIF INVESTING, INC.|1
ZROZ|PIMCO 25 YEAR ZRO CP|MSCO|MORGAN STANLEY & CO. LLC|1519
ZROZ|PIMCO 25 YEAR ZRO CP|MSPL|MORGAN STANLEY & CO. LLC|700
ZROZ|PIMCO 25 YEAR ZRO CP|NATL|National Securities Corporation|43
ZROZ|PIMCO 25 YEAR ZRO CP|NFSC|National Financial Services LLC|4161
ZROZ|PIMCO 25 YEAR ZRO CP|NITE|VIRTU Americas LLC|26083
ZROZ|PIMCO 25 YEAR ZRO CP|NITP|VIRTU Americas LLC|897
ZROZ|PIMCO 25 YEAR ZRO CP|SGMT|GOLDMAN SACHS & CO. LLC|312
ZROZ|PIMCO 25 YEAR ZRO CP|SWIM|TD Ameritrade, Inc.|50
ZROZ|PIMCO 25 YEAR ZRO CP|UBSS|UBS Securities LLC|7480
ZROZ|PIMCO 25 YEAR ZRO CP|VGRD|Vanguard Marketing Corporation|598
ZROZ|PIMCO 25 YEAR ZRO CP|WCHV|WELLS FARGO SECURITIES, LLC|2231
ZROZ|PIMCO 25 YEAR ZRO CP|WEDB|WEDBUSH SECURITIES INC.|3050
ZROZ|PIMCO 25 YEAR ZRO CP|WEXX|WOLVERINE EXECUTION SERVICES, LLC|18321
ZROZ|PIMCO 25 YEAR ZRO CP|WSEA|WOLVERINE SECURITIES, LLC|2
ZROZ|PIMCO 25 YEAR ZRO CP|XSTM|NATIONAL FINANCIAL SERVICES LLC|400
ZROZ|PIMCO 25 YEAR ZRO CP|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2202
ZS|ZSCALER, INC. CMN|ALTX|Alternet Securities Inc.|49227
ZS|ZSCALER, INC. CMN|ANOS|ABEL/NOSER, L.L.C.|60
ZS|ZSCALER, INC. CMN|APCC|Apex Clearing Corporation|52648
ZS|ZSCALER, INC. CMN|AQUA|AQUA SECURITIES L.P.|2700
ZS|ZSCALER, INC. CMN|BANK|Primevest Financial Services, Inc.|501
ZS|ZSCALER, INC. CMN|BARD|Robert W. Baird & Co. Incorporated|13470
ZS|ZSCALER, INC. CMN|BATM|CBOE TRADING, INC.|11247
ZS|ZSCALER, INC. CMN|BAYC|BAY CREST PARTNERS, LLC|1052
ZS|ZSCALER, INC. CMN|BAYT|BTIG, LLC|93358
ZS|ZSCALER, INC. CMN|BBNT|BB&T SECURITIES, LLC|1925
ZS|ZSCALER, INC. CMN|BERN|Sanford C. Bernstein & Co., LLC|28796
ZS|ZSCALER, INC. CMN|BIAD|SAGETRADER, LLC|903
ZS|ZSCALER, INC. CMN|BIDS|BIDS TRADING L.P.|6100
ZS|ZSCALER, INC. CMN|BIMI|Banca IMI Securities Corp.|1050
ZS|ZSCALER, INC. CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|31581
ZS|ZSCALER, INC. CMN|BLKX|INSTINET, LLC|91542
ZS|ZSCALER, INC. CMN|BMAK|BMA SECURITIES|52614
ZS|ZSCALER, INC. CMN|BMOC|BMO Capital Markets Corp.|73016
ZS|ZSCALER, INC. CMN|BNPX|BNP PARIBAS SECURITIES CORP.|1271
ZS|ZSCALER, INC. CMN|BSCM|BROAD STREET CAPITAL MARKETS, LLC|27142
ZS|ZSCALER, INC. CMN|BTIG|BTIG, LLC|69127
ZS|ZSCALER, INC. CMN|BYXM|CBOE TRADING, INC.|4625
ZS|ZSCALER, INC. CMN|CANT|Cantor Fitzgerald & Co.|7978
ZS|ZSCALER, INC. CMN|CBLC|CITIGROUP GLOBAL MARKETS INC.|27742
ZS|ZSCALER, INC. CMN|CBRA|Cobra Trading, Inc.|909
ZS|ZSCALER, INC. CMN|CHAS|Charles Schwab & Co., Inc.|20073
ZS|ZSCALER, INC. CMN|CNTR|PRECISION SECURITIES, LLC|1200
ZS|ZSCALER, INC. CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|219224
ZS|ZSCALER, INC. CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|14919
ZS|ZSCALER, INC. CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|71665
ZS|ZSCALER, INC. CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1002848
ZS|ZSCALER, INC. CMN|CTDL|Citadel Derivatives Group Llc|18375
ZS|ZSCALER, INC. CMN|CTLR|CUTLER GROUP, LP|33641
ZS|ZSCALER, INC. CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|124866
ZS|ZSCALER, INC. CMN|DAWA|Daiwa Capital Markets America Inc.|530
ZS|ZSCALER, INC. CMN|DBAB|Deutsche Bank Securities Inc.|605523
ZS|ZSCALER, INC. CMN|DBAX|Deutsche Bank Securities Inc.|658800
ZS|ZSCALER, INC. CMN|DBUL|Deutsche Bank Securities Inc.|206
ZS|ZSCALER, INC. CMN|DCHF|Dart Executions, LLC|4647
ZS|ZSCALER, INC. CMN|DEAN|MORGAN STANLEY|18232
ZS|ZSCALER, INC. CMN|DEGS|RONIN PROFESSIONAL LLC|54289
ZS|ZSCALER, INC. CMN|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|28904
ZS|ZSCALER, INC. CMN|DRWK|DRW SECURITIES, L.L.C.|1273
ZS|ZSCALER, INC. CMN|EAMC|EMPIRE ASSET MANAGEMENT COMPANY|800
ZS|ZSCALER, INC. CMN|EBXL|EBX LLC|309900
ZS|ZSCALER, INC. CMN|ECUT|CONVERGEX EXECUTION SOLUTIONS|471
ZS|ZSCALER, INC. CMN|EDJC|Edward Jones / CDS|84
ZS|ZSCALER, INC. CMN|EDJO|Edward D. Jones & Co., L.P.|1070
ZS|ZSCALER, INC. CMN|EGAM|CBOE TRADING, INC.|61076
ZS|ZSCALER, INC. CMN|EGAW|CBOE TRADING, INC.|495
ZS|ZSCALER, INC. CMN|EGMT|EG MARKET TECHNOLOGIES LLC|1000
ZS|ZSCALER, INC. CMN|EGXM|CBOE TRADING, INC.|26305
ZS|ZSCALER, INC. CMN|EGXW|CBOE TRADING, INC.|833
ZS|ZSCALER, INC. CMN|ESPO|ESPOSITO SECURITIES, LLC|126561
ZS|ZSCALER, INC. CMN|ETBE|Electronic Transaction Clearing, Inc.|90880
ZS|ZSCALER, INC. CMN|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|7323
ZS|ZSCALER, INC. CMN|ETCB|ETC BROKERAGE SERVICES, LLC|200
ZS|ZSCALER, INC. CMN|ETCC|Electronic Transaction Clearing, Inc.|400
ZS|ZSCALER, INC. CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|903
ZS|ZSCALER, INC. CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|86580
ZS|ZSCALER, INC. CMN|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|2995
ZS|ZSCALER, INC. CMN|ETRS|E*Trade Securities LLC|1702097
ZS|ZSCALER, INC. CMN|FBCO|Credit Suisse Securities (USA) LLC|908951
ZS|ZSCALER, INC. CMN|FILL|Tradestation Securities, Inc.|137982
ZS|ZSCALER, INC. CMN|FMAF|NBCN Inc./ CDS|15814
ZS|ZSCALER, INC. CMN|FOMA|TD AMERITRADE CLEARING, INC.|3382816
ZS|ZSCALER, INC. CMN|FORD|Fordham Financial Management, Inc.|25000
ZS|ZSCALER, INC. CMN|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|42489
ZS|ZSCALER, INC. CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|186372
ZS|ZSCALER, INC. CMN|FTBR|Foliofn Investments, Inc.|350
ZS|ZSCALER, INC. CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|29991
ZS|ZSCALER, INC. CMN|GLIS|TD Securities Inc|435
ZS|ZSCALER, INC. CMN|GLPX|ACS EXECUTION SERVICES, LLC|204475
ZS|ZSCALER, INC. CMN|GSCO|GOLDMAN SACHS & CO. LLC|1881881
ZS|ZSCALER, INC. CMN|GSCS|GOLDMAN SACHS & CO. LLC|118818
ZS|ZSCALER, INC. CMN|GSLT|GOLDMAN SACHS & CO. LLC|46673
ZS|ZSCALER, INC. CMN|GTSZ|GTS SECURITIES LLC|121449
ZS|ZSCALER, INC. CMN|HRBF|American Enterprise Investment Services Inc.|3297
ZS|ZSCALER, INC. CMN|HSBC|HSBC Securities, Inc.|624
ZS|ZSCALER, INC. CMN|IATS|INTERACTIVE BROKERS LLC|210132
ZS|ZSCALER, INC. CMN|IBKR|Interactive Brokers Llc|1906189
ZS|ZSCALER, INC. CMN|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6
ZS|ZSCALER, INC. CMN|ICBX|INSTINET, LLC|127102
ZS|ZSCALER, INC. CMN|IEQY|CITADEL SECURITIES LLC|37087
ZS|ZSCALER, INC. CMN|INCA|INSTINET, LLC|802175
ZS|ZSCALER, INC. CMN|INJX|INSTINET, LLC|164665
ZS|ZSCALER, INC. CMN|ITGI|ITG Inc.|214421
ZS|ZSCALER, INC. CMN|ITGP|ITG INC.|231200
ZS|ZSCALER, INC. CMN|JANY|Janney Montgomery Scott Inc.|3163
ZS|ZSCALER, INC. CMN|JEFF|JEFFERIES LLC|359608
ZS|ZSCALER, INC. CMN|JMPT|JUMP TRADING, LLC|160870
ZS|ZSCALER, INC. CMN|JONE|JonesTrading|48573
ZS|ZSCALER, INC. CMN|JPBX|J.P. MORGAN SECURITIES LLC|297562
ZS|ZSCALER, INC. CMN|JPMX|J.P. Morgan Securities LLC|1084122
ZS|ZSCALER, INC. CMN|JRCO|Johnson Rice & Company L.L.C.|1589
ZS|ZSCALER, INC. CMN|JSJX|JANE STREET CAPITAL LLC|45851
ZS|ZSCALER, INC. CMN|KCGM|VIRTU Americas LLC|185769
ZS|ZSCALER, INC. CMN|KCRD|PHX FINANCIAL, INC.|2784
ZS|ZSCALER, INC. CMN|LEHM|Barclays Capital Inc./Le|2399193
ZS|ZSCALER, INC. CMN|LIME|Lime Brokerage LLC|380959
ZS|ZSCALER, INC. CMN|LMGP|LIME BROKERAGE LLC|1800
ZS|ZSCALER, INC. CMN|LMNX|LUMINEX TRADING & ANALYTICS LLC|594630
ZS|ZSCALER, INC. CMN|LOOP|Loop Capital Markets LLC|2172
ZS|ZSCALER, INC. CMN|LQNA|LIQUIDNET, INC.|95800
ZS|ZSCALER, INC. CMN|LQNB|LIQUIDNET, INC.|6100
ZS|ZSCALER, INC. CMN|LSCI|Lek Securities Corporation|56582
ZS|ZSCALER, INC. CMN|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|5280
ZS|ZSCALER, INC. CMN|MACQ|Macquarie Capital (USA) Inc.|400
ZS|ZSCALER, INC. CMN|MAXM|Maxim Group LLC|1085
ZS|ZSCALER, INC. CMN|MBTS|ALLY INVEST SECURITIES LLC|2860
ZS|ZSCALER, INC. CMN|MCBT|Moors & Cabot, Inc.|800
ZS|ZSCALER, INC. CMN|MCMF|Raymond James Ltd. Cds|6791
ZS|ZSCALER, INC. CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|330222
ZS|ZSCALER, INC. CMN|MOTF|MOTIF INVESTING, INC.|74
ZS|ZSCALER, INC. CMN|MSCO|MORGAN STANLEY & CO. LLC|4486653
ZS|ZSCALER, INC. CMN|MSPL|MORGAN STANLEY & CO. LLC|522800
ZS|ZSCALER, INC. CMN|MSTX|MORGAN STANLEY & CO. LLC|268700
ZS|ZSCALER, INC. CMN|NATL|National Securities Corporation|8443
ZS|ZSCALER, INC. CMN|NFSC|National Financial Services LLC|2398692
ZS|ZSCALER, INC. CMN|NITE|VIRTU Americas LLC|4535720
ZS|ZSCALER, INC. CMN|NITP|VIRTU Americas LLC|2075
ZS|ZSCALER, INC. CMN|NQRB|Brut, LLC|57839
ZS|ZSCALER, INC. CMN|OPCO|Oppenheimer & Co. Inc.|16944
ZS|ZSCALER, INC. CMN|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|872
ZS|ZSCALER, INC. CMN|PBON|TULLETT PREBON FINANCIAL SERVICES LLC|5300
ZS|ZSCALER, INC. CMN|PCPT|PHILLIP CAPITAL INC.|9
ZS|ZSCALER, INC. CMN|PDQM|CODA MARKETS, INC.|380529
ZS|ZSCALER, INC. CMN|PHLY|NASDAQ Execution Services, LLC|12800
ZS|ZSCALER, INC. CMN|PICT|Pictet Overseas Inc.|1700
ZS|ZSCALER, INC. CMN|PINT|PRECISION SECURITIES, LLC|100
ZS|ZSCALER, INC. CMN|PIPR|Piper Jaffray & Co.|2500
ZS|ZSCALER, INC. CMN|PNSR|Penserra Securities, LLC|4203
ZS|ZSCALER, INC. CMN|POIN|PRECISION SECURITIES, LLC (POIN)|804
ZS|ZSCALER, INC. CMN|PWJC|UBS Financial Services, Inc.|49556
ZS|ZSCALER, INC. CMN|RAJA|Raymond James & Associates, Inc.|35712
ZS|ZSCALER, INC. CMN|RBCM|RBC CAPITAL MARKETS, LLC|72350
ZS|ZSCALER, INC. CMN|RDBN|Redburn Partners (USA) LP|10871
ZS|ZSCALER, INC. CMN|RHCO|Suntrust Robinson Humphrey, Inc.|15460
ZS|ZSCALER, INC. CMN|SAGL|SAGETRADER, LLC|34106
ZS|ZSCALER, INC. CMN|SALI|INTL FCSTONE FINANCIAL INC.|3643
ZS|ZSCALER, INC. CMN|SBSH|Citigroup Global Markets Inc.|313121
ZS|ZSCALER, INC. CMN|SEIC|SEI Investments Distribution Co.|300
ZS|ZSCALER, INC. CMN|SGMT|GOLDMAN SACHS & CO. LLC|345794
ZS|ZSCALER, INC. CMN|SIBO|Prime Executions, Inc.|5349
ZS|ZSCALER, INC. CMN|SOGO|Wang Investment Associates, Inc.|80
ZS|ZSCALER, INC. CMN|SPDR|SPEEDROUTE LLC|67499
ZS|ZSCALER, INC. CMN|SPHN|Stephens Inc.|1065
ZS|ZSCALER, INC. CMN|SPTD|MINT GLOBAL MARKETS, INC.|3250
ZS|ZSCALER, INC. CMN|STFL|Stifel, Nicolaus & Company, Incorporated|25688
ZS|ZSCALER, INC. CMN|STKP|STOCKPILE INVESTMENTS, INC.|106
ZS|ZSCALER, INC. CMN|STXG|Stockcross Financial Services, Inc.|900
ZS|ZSCALER, INC. CMN|SWIM|TD Ameritrade, Inc.|2044664
ZS|ZSCALER, INC. CMN|SWST|Hilltop Securities Inc.|1500
ZS|ZSCALER, INC. CMN|TKNG|ALLY INVEST SECURITIES LLC|104484
ZS|ZSCALER, INC. CMN|TRBT|Tradebot Systems, Inc.|919040
ZS|ZSCALER, INC. CMN|TRCM|TRC MARKETS LLC|131223
ZS|ZSCALER, INC. CMN|TWTT|TASTYWORKS, INC.|350
ZS|ZSCALER, INC. CMN|UBSS|UBS Securities LLC|2859116
ZS|ZSCALER, INC. CMN|VALX|VIRTU AMERICAS LLC|85127
ZS|ZSCALER, INC. CMN|VGRD|Vanguard Marketing Corporation|82896
ZS|ZSCALER, INC. CMN|VNDS|VANDHAM SECURITIES CORP|2228
ZS|ZSCALER, INC. CMN|VSIN|Vision Financial Markets Llc|648
ZS|ZSCALER, INC. CMN|WABR|Wall Street Access|7103
ZS|ZSCALER, INC. CMN|WCHV|WELLS FARGO SECURITIES, LLC|240131
ZS|ZSCALER, INC. CMN|WDNX|WEEDEN & CO.L.P.|1302
ZS|ZSCALER, INC. CMN|WEDB|WEDBUSH SECURITIES INC.|185371
ZS|ZSCALER, INC. CMN|WEED|Weeden & Co.L.P.|1010
ZS|ZSCALER, INC. CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|67601
ZS|ZSCALER, INC. CMN|WEXX|WOLVERINE EXECUTION SERVICES, LLC|86380
ZS|ZSCALER, INC. CMN|WFPB|Wells Fargo Securities, LLC.|2000
ZS|ZSCALER, INC. CMN|WGIF|CIBC World Markets Inc.|23091
ZS|ZSCALER, INC. CMN|WORD|Worden Capital Management LLC|27755
ZS|ZSCALER, INC. CMN|WSEA|WOLVERINE SECURITIES, LLC|97035
ZS|ZSCALER, INC. CMN|XIST|INSTINET, LLC|49400
ZS|ZSCALER, INC. CMN|XPQR|Jump Trading|890
ZS|ZSCALER, INC. CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|1367822
ZS|ZSCALER, INC. CMN|YKNA|COMHAR CAPITAL MARKETS, LLC|41979
ZS|ZSCALER, INC. CMN|YLPL|Linsco/Private Ledger Financial Services, Incorporated|2631
ZSAN|ZOSANO PHARMA CMN|ALTX|Alternet Securities Inc.|1020
ZSAN|ZOSANO PHARMA CMN|APCC|Apex Clearing Corporation|4783
ZSAN|ZOSANO PHARMA CMN|BATM|CBOE TRADING, INC.|751
ZSAN|ZOSANO PHARMA CMN|BIMI|Banca IMI Securities Corp.|9347
ZSAN|ZOSANO PHARMA CMN|BKMM|BNY MELLON CAPITAL MARKETS, LLC|3454
ZSAN|ZOSANO PHARMA CMN|BTIG|BTIG, LLC|45283
ZSAN|ZOSANO PHARMA CMN|BYXM|CBOE TRADING, INC.|80
ZSAN|ZOSANO PHARMA CMN|CANT|Cantor Fitzgerald & Co.|100
ZSAN|ZOSANO PHARMA CMN|CHAS|Charles Schwab & Co., Inc.|6318
ZSAN|ZOSANO PHARMA CMN|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|3310
ZSAN|ZOSANO PHARMA CMN|CPET|CLEARPOOL EXECUTION SERVICES, LLC|1120
ZSAN|ZOSANO PHARMA CMN|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|16975
ZSAN|ZOSANO PHARMA CMN|CROS|CREDIT SUISSE SECURITIES (USA) LLC|27375
ZSAN|ZOSANO PHARMA CMN|CTDL|Citadel Derivatives Group Llc|32679
ZSAN|ZOSANO PHARMA CMN|CXCX|CITIGROUP GLOBAL MARKETS INC.|6238
ZSAN|ZOSANO PHARMA CMN|DBAB|Deutsche Bank Securities Inc.|47363
ZSAN|ZOSANO PHARMA CMN|DBAX|Deutsche Bank Securities Inc.|10600
ZSAN|ZOSANO PHARMA CMN|DBUL|Deutsche Bank Securities Inc.|700
ZSAN|ZOSANO PHARMA CMN|DEGS|RONIN PROFESSIONAL LLC|54679
ZSAN|ZOSANO PHARMA CMN|EBXL|EBX LLC|21700
ZSAN|ZOSANO PHARMA CMN|EDJO|Edward D. Jones & Co., L.P.|7000
ZSAN|ZOSANO PHARMA CMN|EGAM|CBOE TRADING, INC.|7020
ZSAN|ZOSANO PHARMA CMN|EGXM|CBOE TRADING, INC.|4200
ZSAN|ZOSANO PHARMA CMN|EGXW|CBOE TRADING, INC.|100
ZSAN|ZOSANO PHARMA CMN|ETBE|Electronic Transaction Clearing, Inc.|3918
ZSAN|ZOSANO PHARMA CMN|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|1220
ZSAN|ZOSANO PHARMA CMN|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|4278
ZSAN|ZOSANO PHARMA CMN|ETRS|E*Trade Securities LLC|706231
ZSAN|ZOSANO PHARMA CMN|FBCO|Credit Suisse Securities (USA) LLC|49150
ZSAN|ZOSANO PHARMA CMN|FBSB|U.S. Bancorp Investments, Inc.|290
ZSAN|ZOSANO PHARMA CMN|FILL|Tradestation Securities, Inc.|12395
ZSAN|ZOSANO PHARMA CMN|FMAF|NBCN Inc./ CDS|3000
ZSAN|ZOSANO PHARMA CMN|FOMA|TD AMERITRADE CLEARING, INC.|484406
ZSAN|ZOSANO PHARMA CMN|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|4454
ZSAN|ZOSANO PHARMA CMN|FTBR|Foliofn Investments, Inc.|64
ZSAN|ZOSANO PHARMA CMN|GEBB|GLOBAL EXECUTION BROKERS, LP|3928
ZSAN|ZOSANO PHARMA CMN|GLPX|ACS EXECUTION SERVICES, LLC|4850
ZSAN|ZOSANO PHARMA CMN|GSCO|GOLDMAN SACHS & CO. LLC|108570
ZSAN|ZOSANO PHARMA CMN|GSCS|GOLDMAN SACHS & CO. LLC|2300
ZSAN|ZOSANO PHARMA CMN|GSLT|GOLDMAN SACHS & CO. LLC|482
ZSAN|ZOSANO PHARMA CMN|GTSZ|GTS SECURITIES LLC|3802
ZSAN|ZOSANO PHARMA CMN|HSBC|HSBC Securities, Inc.|400
ZSAN|ZOSANO PHARMA CMN|IATS|INTERACTIVE BROKERS LLC|16682
ZSAN|ZOSANO PHARMA CMN|IBKR|Interactive Brokers Llc|143711
ZSAN|ZOSANO PHARMA CMN|ICBX|INSTINET, LLC|7500
ZSAN|ZOSANO PHARMA CMN|INCA|INSTINET, LLC|66435
ZSAN|ZOSANO PHARMA CMN|INJX|INSTINET, LLC|12082
ZSAN|ZOSANO PHARMA CMN|ITGI|ITG Inc.|8870
ZSAN|ZOSANO PHARMA CMN|ITGP|ITG INC.|21000
ZSAN|ZOSANO PHARMA CMN|JEFF|JEFFERIES LLC|16424
ZSAN|ZOSANO PHARMA CMN|JMPT|JUMP TRADING, LLC|1998
ZSAN|ZOSANO PHARMA CMN|JONE|JonesTrading|20130
ZSAN|ZOSANO PHARMA CMN|JPMX|J.P. Morgan Securities LLC|39108
ZSAN|ZOSANO PHARMA CMN|JSJX|JANE STREET CAPITAL LLC|400
ZSAN|ZOSANO PHARMA CMN|KCGM|VIRTU Americas LLC|6579
ZSAN|ZOSANO PHARMA CMN|LEHM|Barclays Capital Inc./Le|74056
ZSAN|ZOSANO PHARMA CMN|LIME|Lime Brokerage LLC|92309
ZSAN|ZOSANO PHARMA CMN|LMGP|LIME BROKERAGE LLC|9944
ZSAN|ZOSANO PHARMA CMN|LSCI|Lek Securities Corporation|100
ZSAN|ZOSANO PHARMA CMN|MICA|Spartan Securities Group, Ltd.|20000
ZSAN|ZOSANO PHARMA CMN|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|6358
ZSAN|ZOSANO PHARMA CMN|MSCO|MORGAN STANLEY & CO. LLC|575967
ZSAN|ZOSANO PHARMA CMN|MSPL|MORGAN STANLEY & CO. LLC|14900
ZSAN|ZOSANO PHARMA CMN|MSTX|MORGAN STANLEY & CO. LLC|1400
ZSAN|ZOSANO PHARMA CMN|NFSC|National Financial Services LLC|346146
ZSAN|ZOSANO PHARMA CMN|NITE|VIRTU Americas LLC|921860
ZSAN|ZOSANO PHARMA CMN|NITP|VIRTU Americas LLC|18474
ZSAN|ZOSANO PHARMA CMN|NQRB|Brut, LLC|6542
ZSAN|ZOSANO PHARMA CMN|OPCO|Oppenheimer & Co. Inc.|14518
ZSAN|ZOSANO PHARMA CMN|PDQM|CODA MARKETS, INC.|9775
ZSAN|ZOSANO PHARMA CMN|PWJC|UBS Financial Services, Inc.|20387
ZSAN|ZOSANO PHARMA CMN|RAJA|Raymond James & Associates, Inc.|8308
ZSAN|ZOSANO PHARMA CMN|RBCM|RBC CAPITAL MARKETS, LLC|500
ZSAN|ZOSANO PHARMA CMN|RGLD|Regal Securities, Inc|1050
ZSAN|ZOSANO PHARMA CMN|SAGL|SAGETRADER, LLC|13948
ZSAN|ZOSANO PHARMA CMN|SBSH|Citigroup Global Markets Inc.|46797
ZSAN|ZOSANO PHARMA CMN|SGMT|GOLDMAN SACHS & CO. LLC|7302
ZSAN|ZOSANO PHARMA CMN|SPDR|SPEEDROUTE LLC|5700
ZSAN|ZOSANO PHARMA CMN|STFL|Stifel, Nicolaus & Company, Incorporated|300
ZSAN|ZOSANO PHARMA CMN|SWIM|TD Ameritrade, Inc.|283822
ZSAN|ZOSANO PHARMA CMN|TDFS|TRADERFIELD SECURITIES INC.|8622
ZSAN|ZOSANO PHARMA CMN|TKNG|ALLY INVEST SECURITIES LLC|22170
ZSAN|ZOSANO PHARMA CMN|TRCM|TRC MARKETS LLC|41781
ZSAN|ZOSANO PHARMA CMN|UBSS|UBS Securities LLC|220559
ZSAN|ZOSANO PHARMA CMN|VALX|VIRTU AMERICAS LLC|3120
ZSAN|ZOSANO PHARMA CMN|VGRD|Vanguard Marketing Corporation|20262
ZSAN|ZOSANO PHARMA CMN|VSIN|Vision Financial Markets Llc|500
ZSAN|ZOSANO PHARMA CMN|WCHV|WELLS FARGO SECURITIES, LLC|62844
ZSAN|ZOSANO PHARMA CMN|WEDB|WEDBUSH SECURITIES INC.|1500
ZSAN|ZOSANO PHARMA CMN|WEXM|WOLVERINE EXECUTION SERVICES, LLC|10793
ZSAN|ZOSANO PHARMA CMN|WGIF|CIBC World Markets Inc.|1000
ZSAN|ZOSANO PHARMA CMN|WSEA|WOLVERINE SECURITIES, LLC|30949
ZSAN|ZOSANO PHARMA CMN|XSTM|NATIONAL FINANCIAL SERVICES LLC|5800
ZSL|PROSHARES ULTRA SHT|APCC|Apex Clearing Corporation|661
ZSL|PROSHARES ULTRA SHT|BATM|CBOE TRADING, INC.|1219
ZSL|PROSHARES ULTRA SHT|BYXM|CBOE TRADING, INC.|1000
ZSL|PROSHARES ULTRA SHT|CROS|CREDIT SUISSE SECURITIES (USA) LLC|11871
ZSL|PROSHARES ULTRA SHT|DBAX|Deutsche Bank Securities Inc.|5600
ZSL|PROSHARES ULTRA SHT|ECUT|CONVERGEX EXECUTION SOLUTIONS|100
ZSL|PROSHARES ULTRA SHT|EGAM|CBOE TRADING, INC.|1000
ZSL|PROSHARES ULTRA SHT|ETRS|E*Trade Securities LLC|7451
ZSL|PROSHARES ULTRA SHT|FILL|Tradestation Securities, Inc.|500
ZSL|PROSHARES ULTRA SHT|FTBR|Foliofn Investments, Inc.|1
ZSL|PROSHARES ULTRA SHT|GLPX|ACS EXECUTION SERVICES, LLC|200
ZSL|PROSHARES ULTRA SHT|GTSZ|GTS SECURITIES LLC|200
ZSL|PROSHARES ULTRA SHT|IATS|INTERACTIVE BROKERS LLC|1015
ZSL|PROSHARES ULTRA SHT|IBKR|Interactive Brokers Llc|3882
ZSL|PROSHARES ULTRA SHT|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|9
ZSL|PROSHARES ULTRA SHT|ICBX|INSTINET, LLC|23689
ZSL|PROSHARES ULTRA SHT|INCA|INSTINET, LLC|509
ZSL|PROSHARES ULTRA SHT|JSEB|JANE STREET EXECUTION SERVICES, LLC|103521
ZSL|PROSHARES ULTRA SHT|JSJX|JANE STREET CAPITAL LLC|14947
ZSL|PROSHARES ULTRA SHT|KCGM|VIRTU Americas LLC|5626
ZSL|PROSHARES ULTRA SHT|LEHM|Barclays Capital Inc./Le|1300
ZSL|PROSHARES ULTRA SHT|LIME|Lime Brokerage LLC|10
ZSL|PROSHARES ULTRA SHT|MSCO|MORGAN STANLEY & CO. LLC|8649
ZSL|PROSHARES ULTRA SHT|NFSC|National Financial Services LLC|14575
ZSL|PROSHARES ULTRA SHT|NITE|VIRTU Americas LLC|33345
ZSL|PROSHARES ULTRA SHT|PDQM|CODA MARKETS, INC.|200
ZSL|PROSHARES ULTRA SHT|PHLY|NASDAQ Execution Services, LLC|1000
ZSL|PROSHARES ULTRA SHT|SGMT|GOLDMAN SACHS & CO. LLC|12830
ZSL|PROSHARES ULTRA SHT|SHMR|ABN Amro Clearing LLC|2311
ZSL|PROSHARES ULTRA SHT|SPDR|SPEEDROUTE LLC|200
ZSL|PROSHARES ULTRA SHT|SWIM|TD Ameritrade, Inc.|3655
ZSL|PROSHARES ULTRA SHT|TKNG|ALLY INVEST SECURITIES LLC|544
ZSL|PROSHARES ULTRA SHT|UBSS|UBS Securities LLC|3560
ZSL|PROSHARES ULTRA SHT|VGRD|Vanguard Marketing Corporation|1485
ZSL|PROSHARES ULTRA SHT|WCHV|WELLS FARGO SECURITIES, LLC|5487
ZSL|PROSHARES ULTRA SHT|WEXM|WOLVERINE EXECUTION SERVICES, LLC|219
ZSL|PROSHARES ULTRA SHT|WEXX|WOLVERINE EXECUTION SERVICES, LLC|2706
ZSL|PROSHARES ULTRA SHT|WSEA|WOLVERINE SECURITIES, LLC|551
ZSL|PROSHARES ULTRA SHT|YLPL|Linsco/Private Ledger Financial Services, Incorporated|10
ZTO|ZTO EXPRESS (CAYMAN)|AGCP|AEGIS CAPITAL CORP.|2817
ZTO|ZTO EXPRESS (CAYMAN)|AGIS|Aegis Capital Corp.|500
ZTO|ZTO EXPRESS (CAYMAN)|ALTX|Alternet Securities Inc.|33554
ZTO|ZTO EXPRESS (CAYMAN)|APCC|Apex Clearing Corporation|64759
ZTO|ZTO EXPRESS (CAYMAN)|BANK|Primevest Financial Services, Inc.|615
ZTO|ZTO EXPRESS (CAYMAN)|BARD|Robert W. Baird & Co. Incorporated|800
ZTO|ZTO EXPRESS (CAYMAN)|BATM|CBOE TRADING, INC.|39878
ZTO|ZTO EXPRESS (CAYMAN)|BAYC|BAY CREST PARTNERS, LLC|17625
ZTO|ZTO EXPRESS (CAYMAN)|BAYT|BTIG, LLC|259228
ZTO|ZTO EXPRESS (CAYMAN)|BBNT|BB&T SECURITIES, LLC|2539
ZTO|ZTO EXPRESS (CAYMAN)|BERN|Sanford C. Bernstein & Co., LLC|181742
ZTO|ZTO EXPRESS (CAYMAN)|BIDS|BIDS TRADING L.P.|1700
ZTO|ZTO EXPRESS (CAYMAN)|BIMI|Banca IMI Securities Corp.|102
ZTO|ZTO EXPRESS (CAYMAN)|BKMM|BNY MELLON CAPITAL MARKETS, LLC|62297
ZTO|ZTO EXPRESS (CAYMAN)|BLKX|INSTINET, LLC|12300
ZTO|ZTO EXPRESS (CAYMAN)|BNPX|BNP PARIBAS SECURITIES CORP.|1987
ZTO|ZTO EXPRESS (CAYMAN)|BRGE|Newbridge Securities Corp.|7880
ZTO|ZTO EXPRESS (CAYMAN)|BTIG|BTIG, LLC|68805
ZTO|ZTO EXPRESS (CAYMAN)|BYXM|CBOE TRADING, INC.|1600
ZTO|ZTO EXPRESS (CAYMAN)|BZYD|GOLDMAN SACHS & CO. LLC|4180
ZTO|ZTO EXPRESS (CAYMAN)|CANT|Cantor Fitzgerald & Co.|2703
ZTO|ZTO EXPRESS (CAYMAN)|CHAS|Charles Schwab & Co., Inc.|2140
ZTO|ZTO EXPRESS (CAYMAN)|CICC|CICC US SECURITIES, INC.|200
ZTO|ZTO EXPRESS (CAYMAN)|CIIV|CORPORATE INVESTMENTS GROUP, INC.|900
ZTO|ZTO EXPRESS (CAYMAN)|CLSA|CLSA AMERICAS, LLC|1400
ZTO|ZTO EXPRESS (CAYMAN)|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|516914
ZTO|ZTO EXPRESS (CAYMAN)|CPET|CLEARPOOL EXECUTION SERVICES, LLC|16684
ZTO|ZTO EXPRESS (CAYMAN)|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|5300
ZTO|ZTO EXPRESS (CAYMAN)|CROS|CREDIT SUISSE SECURITIES (USA) LLC|851887
ZTO|ZTO EXPRESS (CAYMAN)|CTDL|Citadel Derivatives Group Llc|8643
ZTO|ZTO EXPRESS (CAYMAN)|CTLR|CUTLER GROUP, LP|2900
ZTO|ZTO EXPRESS (CAYMAN)|CXCX|CITIGROUP GLOBAL MARKETS INC.|90016
ZTO|ZTO EXPRESS (CAYMAN)|DADA|D.A. Davidson & Co.|180
ZTO|ZTO EXPRESS (CAYMAN)|DAVA|Davenport & Company LLC|765
ZTO|ZTO EXPRESS (CAYMAN)|DBAB|Deutsche Bank Securities Inc.|480617
ZTO|ZTO EXPRESS (CAYMAN)|DBAX|Deutsche Bank Securities Inc.|773000
ZTO|ZTO EXPRESS (CAYMAN)|DBUL|Deutsche Bank Securities Inc.|36384
ZTO|ZTO EXPRESS (CAYMAN)|DCHF|Dart Executions, LLC|45877
ZTO|ZTO EXPRESS (CAYMAN)|DEAN|MORGAN STANLEY|34096
ZTO|ZTO EXPRESS (CAYMAN)|DEGS|RONIN PROFESSIONAL LLC|11675
ZTO|ZTO EXPRESS (CAYMAN)|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|46900
ZTO|ZTO EXPRESS (CAYMAN)|EBXL|EBX LLC|665900
ZTO|ZTO EXPRESS (CAYMAN)|ECUT|CONVERGEX EXECUTION SOLUTIONS|124515
ZTO|ZTO EXPRESS (CAYMAN)|EDJC|Edward Jones / CDS|10
ZTO|ZTO EXPRESS (CAYMAN)|EDJO|Edward D. Jones & Co., L.P.|2246
ZTO|ZTO EXPRESS (CAYMAN)|EGAM|CBOE TRADING, INC.|64327
ZTO|ZTO EXPRESS (CAYMAN)|EGAW|CBOE TRADING, INC.|100
ZTO|ZTO EXPRESS (CAYMAN)|EGMT|EG MARKET TECHNOLOGIES LLC|970
ZTO|ZTO EXPRESS (CAYMAN)|EGXM|CBOE TRADING, INC.|27900
ZTO|ZTO EXPRESS (CAYMAN)|ESPO|ESPOSITO SECURITIES, LLC|1599
ZTO|ZTO EXPRESS (CAYMAN)|ETBE|Electronic Transaction Clearing, Inc.|50870
ZTO|ZTO EXPRESS (CAYMAN)|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|500
ZTO|ZTO EXPRESS (CAYMAN)|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|9597
ZTO|ZTO EXPRESS (CAYMAN)|ETRS|E*Trade Securities LLC|1478287
ZTO|ZTO EXPRESS (CAYMAN)|FBSB|U.S. Bancorp Investments, Inc.|500
ZTO|ZTO EXPRESS (CAYMAN)|FIDT|Fidelity Clearing Canada ULC./ CDS|600
ZTO|ZTO EXPRESS (CAYMAN)|FILL|Tradestation Securities, Inc.|73790
ZTO|ZTO EXPRESS (CAYMAN)|FMAF|NBCN Inc./ CDS|71807
ZTO|ZTO EXPRESS (CAYMAN)|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|35627
ZTO|ZTO EXPRESS (CAYMAN)|FQLS|Quantlab Securities LP|762630
ZTO|ZTO EXPRESS (CAYMAN)|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|87868
ZTO|ZTO EXPRESS (CAYMAN)|FTBR|Foliofn Investments, Inc.|20479
ZTO|ZTO EXPRESS (CAYMAN)|GEBB|GLOBAL EXECUTION BROKERS, LP|3200
ZTO|ZTO EXPRESS (CAYMAN)|GLIS|TD Securities Inc|6149
ZTO|ZTO EXPRESS (CAYMAN)|GLPX|ACS EXECUTION SERVICES, LLC|90202
ZTO|ZTO EXPRESS (CAYMAN)|GSCO|GOLDMAN SACHS & CO. LLC|2469438
ZTO|ZTO EXPRESS (CAYMAN)|GSCS|GOLDMAN SACHS & CO. LLC|35558
ZTO|ZTO EXPRESS (CAYMAN)|GSLT|GOLDMAN SACHS & CO. LLC|30869
ZTO|ZTO EXPRESS (CAYMAN)|GTSZ|GTS SECURITIES LLC|112085
ZTO|ZTO EXPRESS (CAYMAN)|HAPX|HAP Trading, LLC|100
ZTO|ZTO EXPRESS (CAYMAN)|HRBF|American Enterprise Investment Services Inc.|11651
ZTO|ZTO EXPRESS (CAYMAN)|HSBC|HSBC Securities, Inc.|214284
ZTO|ZTO EXPRESS (CAYMAN)|IATS|INTERACTIVE BROKERS LLC|178839
ZTO|ZTO EXPRESS (CAYMAN)|IBKR|Interactive Brokers Llc|640847
ZTO|ZTO EXPRESS (CAYMAN)|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|1666
ZTO|ZTO EXPRESS (CAYMAN)|ICBX|INSTINET, LLC|251790
ZTO|ZTO EXPRESS (CAYMAN)|INCA|INSTINET, LLC|372800
ZTO|ZTO EXPRESS (CAYMAN)|INJX|INSTINET, LLC|9687
ZTO|ZTO EXPRESS (CAYMAN)|ITGI|ITG Inc.|109510
ZTO|ZTO EXPRESS (CAYMAN)|ITGP|ITG INC.|187200
ZTO|ZTO EXPRESS (CAYMAN)|JANY|Janney Montgomery Scott Inc.|1700
ZTO|ZTO EXPRESS (CAYMAN)|JEFF|JEFFERIES LLC|129053
ZTO|ZTO EXPRESS (CAYMAN)|JGUN|Joseph Gunnar & Co.  LLC|3960
ZTO|ZTO EXPRESS (CAYMAN)|JMPT|JUMP TRADING, LLC|343951
ZTO|ZTO EXPRESS (CAYMAN)|JPBX|J.P. MORGAN SECURITIES LLC|191017
ZTO|ZTO EXPRESS (CAYMAN)|JPMX|J.P. Morgan Securities LLC|696953
ZTO|ZTO EXPRESS (CAYMAN)|JSJX|JANE STREET CAPITAL LLC|45336
ZTO|ZTO EXPRESS (CAYMAN)|KCGM|VIRTU Americas LLC|132432
ZTO|ZTO EXPRESS (CAYMAN)|KCRD|PHX FINANCIAL, INC.|1000
ZTO|ZTO EXPRESS (CAYMAN)|KRSH|Kershner Securities, LLC|4131
ZTO|ZTO EXPRESS (CAYMAN)|LEHM|Barclays Capital Inc./Le|1142600
ZTO|ZTO EXPRESS (CAYMAN)|LIME|Lime Brokerage LLC|32912
ZTO|ZTO EXPRESS (CAYMAN)|LQNA|LIQUIDNET, INC.|52400
ZTO|ZTO EXPRESS (CAYMAN)|LSCI|Lek Securities Corporation|100
ZTO|ZTO EXPRESS (CAYMAN)|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1500
ZTO|ZTO EXPRESS (CAYMAN)|MAXM|Maxim Group LLC|1450
ZTO|ZTO EXPRESS (CAYMAN)|MBTS|ALLY INVEST SECURITIES LLC|7000
ZTO|ZTO EXPRESS (CAYMAN)|MCMF|Raymond James Ltd. Cds|2000
ZTO|ZTO EXPRESS (CAYMAN)|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|435064
ZTO|ZTO EXPRESS (CAYMAN)|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|100
ZTO|ZTO EXPRESS (CAYMAN)|MOTF|MOTIF INVESTING, INC.|12
ZTO|ZTO EXPRESS (CAYMAN)|MPSG|E D & F Man Capital Markets Inc.|4949
ZTO|ZTO EXPRESS (CAYMAN)|MSCO|MORGAN STANLEY & CO. LLC|3174127
ZTO|ZTO EXPRESS (CAYMAN)|MSPL|MORGAN STANLEY & CO. LLC|720200
ZTO|ZTO EXPRESS (CAYMAN)|MSTX|MORGAN STANLEY & CO. LLC|398000
ZTO|ZTO EXPRESS (CAYMAN)|NATL|National Securities Corporation|20289
ZTO|ZTO EXPRESS (CAYMAN)|NFSC|National Financial Services LLC|1902764
ZTO|ZTO EXPRESS (CAYMAN)|NITE|VIRTU Americas LLC|3495669
ZTO|ZTO EXPRESS (CAYMAN)|NITP|VIRTU Americas LLC|15735
ZTO|ZTO EXPRESS (CAYMAN)|NORT|Northland Securities, Inc.|9760
ZTO|ZTO EXPRESS (CAYMAN)|NQRB|Brut, LLC|52164
ZTO|ZTO EXPRESS (CAYMAN)|NTBF|BMO Nesbitt Burns Inc./CDS|4380
ZTO|ZTO EXPRESS (CAYMAN)|NTRC|Northern Trust Securities, Inc.|235
ZTO|ZTO EXPRESS (CAYMAN)|OPCO|Oppenheimer & Co. Inc.|1000
ZTO|ZTO EXPRESS (CAYMAN)|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|12303
ZTO|ZTO EXPRESS (CAYMAN)|PCPT|PHILLIP CAPITAL INC.|45736
ZTO|ZTO EXPRESS (CAYMAN)|PDQM|CODA MARKETS, INC.|187451
ZTO|ZTO EXPRESS (CAYMAN)|PHLY|NASDAQ Execution Services, LLC|7000
ZTO|ZTO EXPRESS (CAYMAN)|PWJC|UBS Financial Services, Inc.|5795
ZTO|ZTO EXPRESS (CAYMAN)|RBCM|RBC CAPITAL MARKETS, LLC|70275
ZTO|ZTO EXPRESS (CAYMAN)|RGLD|Regal Securities, Inc|1150
ZTO|ZTO EXPRESS (CAYMAN)|SAGL|SAGETRADER, LLC|19300
ZTO|ZTO EXPRESS (CAYMAN)|SAGW|SAGETRADER, LLC|2400
ZTO|ZTO EXPRESS (CAYMAN)|SALI|INTL FCSTONE FINANCIAL INC.|500
ZTO|ZTO EXPRESS (CAYMAN)|SBRX|MURIEL SIEBERT & CO INC|180
ZTO|ZTO EXPRESS (CAYMAN)|SBSH|Citigroup Global Markets Inc.|398625
ZTO|ZTO EXPRESS (CAYMAN)|SGMT|GOLDMAN SACHS & CO. LLC|633450
ZTO|ZTO EXPRESS (CAYMAN)|SPDR|SPEEDROUTE LLC|43868
ZTO|ZTO EXPRESS (CAYMAN)|SPHN|Stephens Inc.|2000
ZTO|ZTO EXPRESS (CAYMAN)|STFL|Stifel, Nicolaus & Company, Incorporated|46267
ZTO|ZTO EXPRESS (CAYMAN)|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|7430
ZTO|ZTO EXPRESS (CAYMAN)|SWIM|TD Ameritrade, Inc.|568319
ZTO|ZTO EXPRESS (CAYMAN)|SWST|Hilltop Securities Inc.|37057
ZTO|ZTO EXPRESS (CAYMAN)|TKNG|ALLY INVEST SECURITIES LLC|40871
ZTO|ZTO EXPRESS (CAYMAN)|TRBT|Tradebot Systems, Inc.|648599
ZTO|ZTO EXPRESS (CAYMAN)|TRCM|TRC MARKETS LLC|206114
ZTO|ZTO EXPRESS (CAYMAN)|TWTT|TASTYWORKS, INC.|149
ZTO|ZTO EXPRESS (CAYMAN)|UBSS|UBS Securities LLC|1669253
ZTO|ZTO EXPRESS (CAYMAN)|VALX|VIRTU AMERICAS LLC|26780
ZTO|ZTO EXPRESS (CAYMAN)|VGRD|Vanguard Marketing Corporation|63622
ZTO|ZTO EXPRESS (CAYMAN)|VNDM|Wall Street Access|108
ZTO|ZTO EXPRESS (CAYMAN)|VSIN|Vision Financial Markets Llc|943
ZTO|ZTO EXPRESS (CAYMAN)|WBLR|WILLIAM BLAIR|1311
ZTO|ZTO EXPRESS (CAYMAN)|WBPX|SUMMIT SECURITIES GROUP, LLC|17316
ZTO|ZTO EXPRESS (CAYMAN)|WCHV|WELLS FARGO SECURITIES, LLC|187626
ZTO|ZTO EXPRESS (CAYMAN)|WEDB|WEDBUSH SECURITIES INC.|37008
ZTO|ZTO EXPRESS (CAYMAN)|WEXM|WOLVERINE EXECUTION SERVICES, LLC|38630
ZTO|ZTO EXPRESS (CAYMAN)|WEXX|WOLVERINE EXECUTION SERVICES, LLC|59407
ZTO|ZTO EXPRESS (CAYMAN)|WGIF|CIBC World Markets Inc.|8178
ZTO|ZTO EXPRESS (CAYMAN)|WORD|Worden Capital Management LLC|11400
ZTO|ZTO EXPRESS (CAYMAN)|WSEA|WOLVERINE SECURITIES, LLC|56066
ZTO|ZTO EXPRESS (CAYMAN)|XIST|INSTINET, LLC|75000
ZTO|ZTO EXPRESS (CAYMAN)|XSTM|NATIONAL FINANCIAL SERVICES LLC|124986
ZTO|ZTO EXPRESS (CAYMAN)|YKNA|COMHAR CAPITAL MARKETS, LLC|4788
ZTO|ZTO EXPRESS (CAYMAN)|YLPL|Linsco/Private Ledger Financial Services, Incorporated|26851
ZTR|VIRTUS GLBL DVD|AGIS|Aegis Capital Corp.|3800
ZTR|VIRTUS GLBL DVD|ALTX|Alternet Securities Inc.|700
ZTR|VIRTUS GLBL DVD|APCC|Apex Clearing Corporation|1178
ZTR|VIRTUS GLBL DVD|BANK|Primevest Financial Services, Inc.|7
ZTR|VIRTUS GLBL DVD|BARD|Robert W. Baird & Co. Incorporated|4194
ZTR|VIRTUS GLBL DVD|BATM|CBOE TRADING, INC.|34
ZTR|VIRTUS GLBL DVD|BKMM|BNY MELLON CAPITAL MARKETS, LLC|400
ZTR|VIRTUS GLBL DVD|BTIG|BTIG, LLC|1364
ZTR|VIRTUS GLBL DVD|CANT|Cantor Fitzgerald & Co.|100
ZTR|VIRTUS GLBL DVD|CHAS|Charles Schwab & Co., Inc.|4412
ZTR|VIRTUS GLBL DVD|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|400
ZTR|VIRTUS GLBL DVD|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|100
ZTR|VIRTUS GLBL DVD|CROS|CREDIT SUISSE SECURITIES (USA) LLC|1879
ZTR|VIRTUS GLBL DVD|DADA|D.A. Davidson & Co.|440
ZTR|VIRTUS GLBL DVD|DAVA|Davenport & Company LLC|1323
ZTR|VIRTUS GLBL DVD|DBAX|Deutsche Bank Securities Inc.|3200
ZTR|VIRTUS GLBL DVD|DCHF|Dart Executions, LLC|191
ZTR|VIRTUS GLBL DVD|DEAN|MORGAN STANLEY|9921
ZTR|VIRTUS GLBL DVD|EBXL|EBX LLC|400
ZTR|VIRTUS GLBL DVD|EDJO|Edward D. Jones & Co., L.P.|429
ZTR|VIRTUS GLBL DVD|EGAM|CBOE TRADING, INC.|200
ZTR|VIRTUS GLBL DVD|EGXM|CBOE TRADING, INC.|100
ZTR|VIRTUS GLBL DVD|ETRS|E*Trade Securities LLC|99730
ZTR|VIRTUS GLBL DVD|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|5070
ZTR|VIRTUS GLBL DVD|FTBR|Foliofn Investments, Inc.|423
ZTR|VIRTUS GLBL DVD|GLPX|ACS EXECUTION SERVICES, LLC|20
ZTR|VIRTUS GLBL DVD|GSCS|GOLDMAN SACHS & CO. LLC|1000
ZTR|VIRTUS GLBL DVD|HRBF|American Enterprise Investment Services Inc.|2295
ZTR|VIRTUS GLBL DVD|IATS|INTERACTIVE BROKERS LLC|3620
ZTR|VIRTUS GLBL DVD|IBKR|Interactive Brokers Llc|15263
ZTR|VIRTUS GLBL DVD|INCA|INSTINET, LLC|157
ZTR|VIRTUS GLBL DVD|ISLL|INLET SECURITIES, LLC|4693
ZTR|VIRTUS GLBL DVD|ITGI|ITG Inc.|3686
ZTR|VIRTUS GLBL DVD|ITGP|ITG INC.|800
ZTR|VIRTUS GLBL DVD|JANY|Janney Montgomery Scott Inc.|8
ZTR|VIRTUS GLBL DVD|JSJX|JANE STREET CAPITAL LLC|100
ZTR|VIRTUS GLBL DVD|KCGM|VIRTU Americas LLC|402
ZTR|VIRTUS GLBL DVD|LEHM|Barclays Capital Inc./Le|1200
ZTR|VIRTUS GLBL DVD|LIME|Lime Brokerage LLC|206
ZTR|VIRTUS GLBL DVD|MOTF|MOTIF INVESTING, INC.|3
ZTR|VIRTUS GLBL DVD|MSCO|MORGAN STANLEY & CO. LLC|47424
ZTR|VIRTUS GLBL DVD|NATL|National Securities Corporation|7280
ZTR|VIRTUS GLBL DVD|NFSC|National Financial Services LLC|179115
ZTR|VIRTUS GLBL DVD|NITE|VIRTU Americas LLC|265309
ZTR|VIRTUS GLBL DVD|NQRB|Brut, LLC|100
ZTR|VIRTUS GLBL DVD|OPCO|Oppenheimer & Co. Inc.|35
ZTR|VIRTUS GLBL DVD|PDQM|CODA MARKETS, INC.|360
ZTR|VIRTUS GLBL DVD|PWJC|UBS Financial Services, Inc.|652
ZTR|VIRTUS GLBL DVD|RBCM|RBC CAPITAL MARKETS, LLC|11233
ZTR|VIRTUS GLBL DVD|SAGC|SAGETRADER, LLC|600
ZTR|VIRTUS GLBL DVD|SALI|INTL FCSTONE FINANCIAL INC.|1626
ZTR|VIRTUS GLBL DVD|SBSH|Citigroup Global Markets Inc.|16
ZTR|VIRTUS GLBL DVD|SGMT|GOLDMAN SACHS & CO. LLC|850
ZTR|VIRTUS GLBL DVD|STFL|Stifel, Nicolaus & Company, Incorporated|18318
ZTR|VIRTUS GLBL DVD|STXG|Stockcross Financial Services, Inc.|47
ZTR|VIRTUS GLBL DVD|SWIM|TD Ameritrade, Inc.|25841
ZTR|VIRTUS GLBL DVD|SWST|Hilltop Securities Inc.|963
ZTR|VIRTUS GLBL DVD|TKNG|ALLY INVEST SECURITIES LLC|6590
ZTR|VIRTUS GLBL DVD|TRBT|Tradebot Systems, Inc.|754
ZTR|VIRTUS GLBL DVD|TRCM|TRC MARKETS LLC|100
ZTR|VIRTUS GLBL DVD|TWTT|TASTYWORKS, INC.|500
ZTR|VIRTUS GLBL DVD|UBSS|UBS Securities LLC|114937
ZTR|VIRTUS GLBL DVD|VGRD|Vanguard Marketing Corporation|47148
ZTR|VIRTUS GLBL DVD|WCHV|WELLS FARGO SECURITIES, LLC|42789
ZTR|VIRTUS GLBL DVD|WEDB|WEDBUSH SECURITIES INC.|201
ZTR|VIRTUS GLBL DVD|WEXM|WOLVERINE EXECUTION SERVICES, LLC|400
ZTR|VIRTUS GLBL DVD|WSEA|WOLVERINE SECURITIES, LLC|3757
ZTR|VIRTUS GLBL DVD|YLPL|Linsco/Private Ledger Financial Services, Incorporated|25157
ZTS|ZOETIS INC.|ABLE|NATIXIS Securities Americas LLC|12176
ZTS|ZOETIS INC.|ADAM|CANACCORD GENUITY INC.|284
ZTS|ZOETIS INC.|AGIS|Aegis Capital Corp.|8
ZTS|ZOETIS INC.|ALLN|Allen & Company LLC|635
ZTS|ZOETIS INC.|ALTX|Alternet Securities Inc.|38734
ZTS|ZOETIS INC.|ANOS|ABEL/NOSER, L.L.C.|16180
ZTS|ZOETIS INC.|APCC|Apex Clearing Corporation|1157
ZTS|ZOETIS INC.|BALE|M&T SECURITIES, INC.|690
ZTS|ZOETIS INC.|BANK|Primevest Financial Services, Inc.|411
ZTS|ZOETIS INC.|BARD|Robert W. Baird & Co. Incorporated|8924
ZTS|ZOETIS INC.|BATM|CBOE TRADING, INC.|14152
ZTS|ZOETIS INC.|BAYC|BAY CREST PARTNERS, LLC|260
ZTS|ZOETIS INC.|BBNT|BB&T SECURITIES, LLC|1305
ZTS|ZOETIS INC.|BERN|Sanford C. Bernstein & Co., LLC|229461
ZTS|ZOETIS INC.|BIDS|BIDS TRADING L.P.|800
ZTS|ZOETIS INC.|BIMI|Banca IMI Securities Corp.|58
ZTS|ZOETIS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|18376
ZTS|ZOETIS INC.|BLKX|INSTINET, LLC|264874
ZTS|ZOETIS INC.|BMOC|BMO Capital Markets Corp.|993
ZTS|ZOETIS INC.|BNPX|BNP PARIBAS SECURITIES CORP.|159298
ZTS|ZOETIS INC.|BTIG|BTIG, LLC|102160
ZTS|ZOETIS INC.|BYXM|CBOE TRADING, INC.|2893
ZTS|ZOETIS INC.|CABR|Cabrera Capital Markets, Inc.|75
ZTS|ZOETIS INC.|CANT|Cantor Fitzgerald & Co.|2229
ZTS|ZOETIS INC.|CBLC|CITIGROUP GLOBAL MARKETS INC.|27000
ZTS|ZOETIS INC.|CHAS|Charles Schwab & Co., Inc.|24935
ZTS|ZOETIS INC.|CIBP|CIBC World Markets Corp.|105405
ZTS|ZOETIS INC.|CICF|Canaccord Genuity Corp.|1350
ZTS|ZOETIS INC.|CIST|Capital Institutional Services, Inc.|14587
ZTS|ZOETIS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|97093
ZTS|ZOETIS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|5
ZTS|ZOETIS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|4667
ZTS|ZOETIS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|925309
ZTS|ZOETIS INC.|CTDL|Citadel Derivatives Group Llc|33965
ZTS|ZOETIS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|119698
ZTS|ZOETIS INC.|DADA|D.A. Davidson & Co.|7629
ZTS|ZOETIS INC.|DAVA|Davenport & Company LLC|2309
ZTS|ZOETIS INC.|DBAB|Deutsche Bank Securities Inc.|833116
ZTS|ZOETIS INC.|DBAX|Deutsche Bank Securities Inc.|624100
ZTS|ZOETIS INC.|DBUL|Deutsche Bank Securities Inc.|4423
ZTS|ZOETIS INC.|DCHF|Dart Executions, LLC|4205
ZTS|ZOETIS INC.|DEAN|MORGAN STANLEY|47842
ZTS|ZOETIS INC.|DEGS|RONIN PROFESSIONAL LLC|500
ZTS|ZOETIS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|38218
ZTS|ZOETIS INC.|DRWK|DRW SECURITIES, L.L.C.|10071
ZTS|ZOETIS INC.|EBXL|EBX LLC|478200
ZTS|ZOETIS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|49676
ZTS|ZOETIS INC.|EDJC|Edward Jones / CDS|669
ZTS|ZOETIS INC.|EDJO|Edward D. Jones & Co., L.P.|32949
ZTS|ZOETIS INC.|EGAM|CBOE TRADING, INC.|68005
ZTS|ZOETIS INC.|EGAW|CBOE TRADING, INC.|1455
ZTS|ZOETIS INC.|EGMT|EG MARKET TECHNOLOGIES LLC|700
ZTS|ZOETIS INC.|EGXM|CBOE TRADING, INC.|8913
ZTS|ZOETIS INC.|EGXW|CBOE TRADING, INC.|700
ZTS|ZOETIS INC.|ESPO|ESPOSITO SECURITIES, LLC|232
ZTS|ZOETIS INC.|ETBE|Electronic Transaction Clearing, Inc.|35185
ZTS|ZOETIS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2100
ZTS|ZOETIS INC.|ETCC|Electronic Transaction Clearing, Inc.|178
ZTS|ZOETIS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|42271
ZTS|ZOETIS INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|20
ZTS|ZOETIS INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|3936
ZTS|ZOETIS INC.|ETRS|E*Trade Securities LLC|36765
ZTS|ZOETIS INC.|FBSB|U.S. Bancorp Investments, Inc.|185
ZTS|ZOETIS INC.|FIDT|Fidelity Clearing Canada ULC./ CDS|400
ZTS|ZOETIS INC.|FILL|Tradestation Securities, Inc.|14341
ZTS|ZOETIS INC.|FINX|FINTECH SECURITIES|186
ZTS|ZOETIS INC.|FMAF|NBCN Inc./ CDS|8813
ZTS|ZOETIS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|28166
ZTS|ZOETIS INC.|FQLS|Quantlab Securities LP|648537
ZTS|ZOETIS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|130249
ZTS|ZOETIS INC.|FTBR|Foliofn Investments, Inc.|5603
ZTS|ZOETIS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|7251
ZTS|ZOETIS INC.|GLIS|TD Securities Inc|806
ZTS|ZOETIS INC.|GLPX|ACS EXECUTION SERVICES, LLC|89203
ZTS|ZOETIS INC.|GSCO|GOLDMAN SACHS & CO. LLC|2991070
ZTS|ZOETIS INC.|GSCS|GOLDMAN SACHS & CO. LLC|12002
ZTS|ZOETIS INC.|GSLT|GOLDMAN SACHS & CO. LLC|73370
ZTS|ZOETIS INC.|GTSY|GTS SECURITIES LLC|1000
ZTS|ZOETIS INC.|GTSZ|GTS SECURITIES LLC|423843
ZTS|ZOETIS INC.|HRBF|American Enterprise Investment Services Inc.|21109
ZTS|ZOETIS INC.|HSBC|HSBC Securities, Inc.|17023
ZTS|ZOETIS INC.|IATS|INTERACTIVE BROKERS LLC|27011
ZTS|ZOETIS INC.|IBKR|Interactive Brokers Llc|31671
ZTS|ZOETIS INC.|IBSJ|Integrity Brokerage Services, Inc.|11
ZTS|ZOETIS INC.|ICBC|INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC|6606
ZTS|ZOETIS INC.|ICBX|INSTINET, LLC|182975
ZTS|ZOETIS INC.|IEQY|CITADEL SECURITIES LLC|292050
ZTS|ZOETIS INC.|INCA|INSTINET, LLC|841764
ZTS|ZOETIS INC.|INJX|INSTINET, LLC|383794
ZTS|ZOETIS INC.|ITGI|ITG Inc.|123853
ZTS|ZOETIS INC.|ITGP|ITG INC.|312600
ZTS|ZOETIS INC.|JANY|Janney Montgomery Scott Inc.|6502
ZTS|ZOETIS INC.|JEFF|JEFFERIES LLC|3506600
ZTS|ZOETIS INC.|JMPT|JUMP TRADING, LLC|135862
ZTS|ZOETIS INC.|JPBX|J.P. MORGAN SECURITIES LLC|157657
ZTS|ZOETIS INC.|JPMX|J.P. Morgan Securities LLC|1464900
ZTS|ZOETIS INC.|JSJX|JANE STREET CAPITAL LLC|6859
ZTS|ZOETIS INC.|KCGM|VIRTU Americas LLC|119979
ZTS|ZOETIS INC.|LEHM|Barclays Capital Inc./Le|1706209
ZTS|ZOETIS INC.|LGNT|COR CLEARING LLC|1
ZTS|ZOETIS INC.|LGSA|NH INVESTMENT & SECURITIES AMERICA, INC.|170
ZTS|ZOETIS INC.|LIME|Lime Brokerage LLC|40969
ZTS|ZOETIS INC.|LOOP|Loop Capital Markets LLC|4327
ZTS|ZOETIS INC.|LQNA|LIQUIDNET, INC.|150200
ZTS|ZOETIS INC.|LQNB|LIQUIDNET, INC.|11674
ZTS|ZOETIS INC.|LSCI|Lek Securities Corporation|2670
ZTS|ZOETIS INC.|LVMR|LIVERMORE TRADING GROUP, INC.|3500
ZTS|ZOETIS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ZTS|ZOETIS INC.|MACC|Mid Atlantic Capital Corporation|1809
ZTS|ZOETIS INC.|MAXM|Maxim Group LLC|8912
ZTS|ZOETIS INC.|MCBT|Moors & Cabot, Inc.|10
ZTS|ZOETIS INC.|MCMF|Raymond James Ltd. Cds|185
ZTS|ZOETIS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|283862
ZTS|ZOETIS INC.|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|1000
ZTS|ZOETIS INC.|MOTF|MOTIF INVESTING, INC.|26
ZTS|ZOETIS INC.|MSCO|MORGAN STANLEY & CO. LLC|4009991
ZTS|ZOETIS INC.|MSPL|MORGAN STANLEY & CO. LLC|567300
ZTS|ZOETIS INC.|MSTX|MORGAN STANLEY & CO. LLC|362400
ZTS|ZOETIS INC.|NATL|National Securities Corporation|13
ZTS|ZOETIS INC.|NBCS|NBC Securities, INC.|103
ZTS|ZOETIS INC.|NEED|Needham & Company, LLC|365
ZTS|ZOETIS INC.|NEUB|NEUBERGER BERMAN BD LLC|2384
ZTS|ZOETIS INC.|NFSC|National Financial Services LLC|256332
ZTS|ZOETIS INC.|NITE|VIRTU Americas LLC|913493
ZTS|ZOETIS INC.|NITP|VIRTU Americas LLC|500
ZTS|ZOETIS INC.|NQRB|Brut, LLC|123255
ZTS|ZOETIS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|789
ZTS|ZOETIS INC.|NTRC|Northern Trust Securities, Inc.|31449
ZTS|ZOETIS INC.|OHOS|TWO SIGMA SECURITIES, LLC|231972
ZTS|ZOETIS INC.|OPCO|Oppenheimer & Co. Inc.|10035
ZTS|ZOETIS INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ZTS|ZOETIS INC.|PDQM|CODA MARKETS, INC.|194314
ZTS|ZOETIS INC.|PHLY|NASDAQ Execution Services, LLC|3600
ZTS|ZOETIS INC.|PICT|Pictet Overseas Inc.|19710
ZTS|ZOETIS INC.|PIPR|Piper Jaffray & Co.|4495
ZTS|ZOETIS INC.|PNSR|Penserra Securities, LLC|2100
ZTS|ZOETIS INC.|PWJC|UBS Financial Services, Inc.|5316
ZTS|ZOETIS INC.|QMSR|QUATTRO M SECURITIES INC.|1909
ZTS|ZOETIS INC.|RAAA|RICHARD JAMES & ASSOCIATES, INC.|100
ZTS|ZOETIS INC.|RBCM|RBC CAPITAL MARKETS, LLC|43939
ZTS|ZOETIS INC.|RDBN|Redburn Partners (USA) LP|300
ZTS|ZOETIS INC.|RGLD|Regal Securities, Inc|51
ZTS|ZOETIS INC.|RHCO|Suntrust Robinson Humphrey, Inc.|40100
ZTS|ZOETIS INC.|SAGL|SAGETRADER, LLC|337639
ZTS|ZOETIS INC.|SAGW|SAGETRADER, LLC|3817
ZTS|ZOETIS INC.|SALI|INTL FCSTONE FINANCIAL INC.|426
ZTS|ZOETIS INC.|SBSH|Citigroup Global Markets Inc.|412242
ZTS|ZOETIS INC.|SEIC|SEI Investments Distribution Co.|4631
ZTS|ZOETIS INC.|SGMT|GOLDMAN SACHS & CO. LLC|410939
ZTS|ZOETIS INC.|SHMR|ABN Amro Clearing LLC|400
ZTS|ZOETIS INC.|SPDR|SPEEDROUTE LLC|40210
ZTS|ZOETIS INC.|SPHN|Stephens Inc.|293
ZTS|ZOETIS INC.|SSBS|STATE STREET GLOBAL MARKETS, LLC|167200
ZTS|ZOETIS INC.|STFC|Stuart Frankel & Co., Incorporated|10473
ZTS|ZOETIS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|42164
ZTS|ZOETIS INC.|STKP|STOCKPILE INVESTMENTS, INC.|24
ZTS|ZOETIS INC.|STRS|STRATEGAS RESEARCH PARTNERS|600
ZTS|ZOETIS INC.|SUMI|SMBC NIKKO SECURITIES AMERICA, INC.|10579
ZTS|ZOETIS INC.|SWIM|TD Ameritrade, Inc.|167191
ZTS|ZOETIS INC.|SWST|Hilltop Securities Inc.|5159
ZTS|ZOETIS INC.|TAGC|TELSEY ADVISORY GROUP LLC|800
ZTS|ZOETIS INC.|TKNG|ALLY INVEST SECURITIES LLC|331
ZTS|ZOETIS INC.|TRBT|Tradebot Systems, Inc.|627519
ZTS|ZOETIS INC.|TRCM|TRC MARKETS LLC|344375
ZTS|ZOETIS INC.|TWTT|TASTYWORKS, INC.|7272
ZTS|ZOETIS INC.|UBSS|UBS Securities LLC|1735849
ZTS|ZOETIS INC.|VALX|VIRTU AMERICAS LLC|15019
ZTS|ZOETIS INC.|VGRD|Vanguard Marketing Corporation|12575
ZTS|ZOETIS INC.|VSIN|Vision Financial Markets Llc|122
ZTS|ZOETIS INC.|WABR|Wall Street Access|1300
ZTS|ZOETIS INC.|WBLR|WILLIAM BLAIR|15223
ZTS|ZOETIS INC.|WBPX|SUMMIT SECURITIES GROUP, LLC|7187
ZTS|ZOETIS INC.|WCHV|WELLS FARGO SECURITIES, LLC|180325
ZTS|ZOETIS INC.|WDNX|WEEDEN & CO.L.P.|19284
ZTS|ZOETIS INC.|WEDB|WEDBUSH SECURITIES INC.|12108
ZTS|ZOETIS INC.|WEED|Weeden & Co.L.P.|7634
ZTS|ZOETIS INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|70925
ZTS|ZOETIS INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|24465
ZTS|ZOETIS INC.|WGIF|CIBC World Markets Inc.|18593
ZTS|ZOETIS INC.|WLTH|WEALTHFRONT BROKERAGE CORPORATION|1854
ZTS|ZOETIS INC.|WOLF|Wolfe Trahan Securities|200
ZTS|ZOETIS INC.|WORD|Worden Capital Management LLC|10215
ZTS|ZOETIS INC.|WSAG|WALL STREET ACCESS|8116
ZTS|ZOETIS INC.|WSEA|WOLVERINE SECURITIES, LLC|5436
ZTS|ZOETIS INC.|XIST|INSTINET, LLC|163412
ZTS|ZOETIS INC.|XPQR|Jump Trading|11172
ZTS|ZOETIS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|92252
ZTS|ZOETIS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|7774
ZTS|ZOETIS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|12779
ZUMZ|ZUMIEZ INC|AGIS|Aegis Capital Corp.|740
ZUMZ|ZUMIEZ INC|ALTX|Alternet Securities Inc.|5072
ZUMZ|ZUMIEZ INC|APCC|Apex Clearing Corporation|20760
ZUMZ|ZUMIEZ INC|BARD|Robert W. Baird & Co. Incorporated|2719
ZUMZ|ZUMIEZ INC|BATM|CBOE TRADING, INC.|3617
ZUMZ|ZUMIEZ INC|BERN|Sanford C. Bernstein & Co., LLC|6260
ZUMZ|ZUMIEZ INC|BIMI|Banca IMI Securities Corp.|2600
ZUMZ|ZUMIEZ INC|BKMM|BNY MELLON CAPITAL MARKETS, LLC|19384
ZUMZ|ZUMIEZ INC|BLKX|INSTINET, LLC|59200
ZUMZ|ZUMIEZ INC|BMOC|BMO Capital Markets Corp.|2953
ZUMZ|ZUMIEZ INC|BNPX|BNP PARIBAS SECURITIES CORP.|93571
ZUMZ|ZUMIEZ INC|BRVL|BLAYLOCK VAN, LLC|200
ZUMZ|ZUMIEZ INC|BTIG|BTIG, LLC|114322
ZUMZ|ZUMIEZ INC|BYXM|CBOE TRADING, INC.|400
ZUMZ|ZUMIEZ INC|BZYD|GOLDMAN SACHS & CO. LLC|710
ZUMZ|ZUMIEZ INC|CANT|Cantor Fitzgerald & Co.|48
ZUMZ|ZUMIEZ INC|CBLC|CITIGROUP GLOBAL MARKETS INC.|27876
ZUMZ|ZUMIEZ INC|CHAS|Charles Schwab & Co., Inc.|7898
ZUMZ|ZUMIEZ INC|CIST|Capital Institutional Services, Inc.|787
ZUMZ|ZUMIEZ INC|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|145321
ZUMZ|ZUMIEZ INC|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3645
ZUMZ|ZUMIEZ INC|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|29064
ZUMZ|ZUMIEZ INC|CROS|CREDIT SUISSE SECURITIES (USA) LLC|280959
ZUMZ|ZUMIEZ INC|CTDL|Citadel Derivatives Group Llc|4359
ZUMZ|ZUMIEZ INC|CTLR|CUTLER GROUP, LP|4347
ZUMZ|ZUMIEZ INC|CXCX|CITIGROUP GLOBAL MARKETS INC.|22380
ZUMZ|ZUMIEZ INC|DBAB|Deutsche Bank Securities Inc.|188290
ZUMZ|ZUMIEZ INC|DBAX|Deutsche Bank Securities Inc.|312600
ZUMZ|ZUMIEZ INC|DBUL|Deutsche Bank Securities Inc.|800
ZUMZ|ZUMIEZ INC|DCHF|Dart Executions, LLC|400
ZUMZ|ZUMIEZ INC|DEAN|MORGAN STANLEY|532
ZUMZ|ZUMIEZ INC|DEGS|RONIN PROFESSIONAL LLC|9991
ZUMZ|ZUMIEZ INC|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9
ZUMZ|ZUMIEZ INC|EBXL|EBX LLC|121300
ZUMZ|ZUMIEZ INC|ECUT|CONVERGEX EXECUTION SOLUTIONS|111259
ZUMZ|ZUMIEZ INC|EDJO|Edward D. Jones & Co., L.P.|717
ZUMZ|ZUMIEZ INC|EGAM|CBOE TRADING, INC.|16920
ZUMZ|ZUMIEZ INC|EGAW|CBOE TRADING, INC.|315
ZUMZ|ZUMIEZ INC|EGMT|EG MARKET TECHNOLOGIES LLC|100
ZUMZ|ZUMIEZ INC|EGXM|CBOE TRADING, INC.|9877
ZUMZ|ZUMIEZ INC|EROP|Eroom Securities L.L.C.|1000
ZUMZ|ZUMIEZ INC|ETBE|Electronic Transaction Clearing, Inc.|4995
ZUMZ|ZUMIEZ INC|ETBJ|ELECTRONIC TRANSACTION CLEARING, INC.|509
ZUMZ|ZUMIEZ INC|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|406
ZUMZ|ZUMIEZ INC|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|28801
ZUMZ|ZUMIEZ INC|ETRS|E*Trade Securities LLC|400708
ZUMZ|ZUMIEZ INC|FBCO|Credit Suisse Securities (USA) LLC|408115
ZUMZ|ZUMIEZ INC|FILL|Tradestation Securities, Inc.|46632
ZUMZ|ZUMIEZ INC|FMAF|NBCN Inc./ CDS|2850
ZUMZ|ZUMIEZ INC|FOMA|TD AMERITRADE CLEARING, INC.|791808
ZUMZ|ZUMIEZ INC|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|12738
ZUMZ|ZUMIEZ INC|FQLS|Quantlab Securities LP|151363
ZUMZ|ZUMIEZ INC|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|64530
ZUMZ|ZUMIEZ INC|FTBR|Foliofn Investments, Inc.|4154
ZUMZ|ZUMIEZ INC|GEBB|GLOBAL EXECUTION BROKERS, LP|27174
ZUMZ|ZUMIEZ INC|GLIS|TD Securities Inc|1000
ZUMZ|ZUMIEZ INC|GLPX|ACS EXECUTION SERVICES, LLC|23762
ZUMZ|ZUMIEZ INC|GSCO|GOLDMAN SACHS & CO. LLC|801985
ZUMZ|ZUMIEZ INC|GSCS|GOLDMAN SACHS & CO. LLC|18418
ZUMZ|ZUMIEZ INC|GSLT|GOLDMAN SACHS & CO. LLC|2464
ZUMZ|ZUMIEZ INC|GTSZ|GTS SECURITIES LLC|49238
ZUMZ|ZUMIEZ INC|HRBF|American Enterprise Investment Services Inc.|3127
ZUMZ|ZUMIEZ INC|HSBC|HSBC Securities, Inc.|100
ZUMZ|ZUMIEZ INC|IATS|INTERACTIVE BROKERS LLC|39506
ZUMZ|ZUMIEZ INC|IBKR|Interactive Brokers Llc|261419
ZUMZ|ZUMIEZ INC|ICBX|INSTINET, LLC|41550
ZUMZ|ZUMIEZ INC|IEQY|CITADEL SECURITIES LLC|47067
ZUMZ|ZUMIEZ INC|IMPC|Imperial Capital, LLC|9367
ZUMZ|ZUMIEZ INC|INCA|INSTINET, LLC|423037
ZUMZ|ZUMIEZ INC|INJX|INSTINET, LLC|5250
ZUMZ|ZUMIEZ INC|ITGI|ITG Inc.|23228
ZUMZ|ZUMIEZ INC|ITGP|ITG INC.|197200
ZUMZ|ZUMIEZ INC|JEFF|JEFFERIES LLC|38794
ZUMZ|ZUMIEZ INC|JMPT|JUMP TRADING, LLC|29311
ZUMZ|ZUMIEZ INC|JPBX|J.P. MORGAN SECURITIES LLC|35058
ZUMZ|ZUMIEZ INC|JPMX|J.P. Morgan Securities LLC|462825
ZUMZ|ZUMIEZ INC|JSJX|JANE STREET CAPITAL LLC|7005
ZUMZ|ZUMIEZ INC|KCGM|VIRTU Americas LLC|48152
ZUMZ|ZUMIEZ INC|KCRD|PHX FINANCIAL, INC.|21834
ZUMZ|ZUMIEZ INC|LEER|LEERINK PARTNERS LLC|590
ZUMZ|ZUMIEZ INC|LEHM|Barclays Capital Inc./Le|514395
ZUMZ|ZUMIEZ INC|LIME|Lime Brokerage LLC|171689
ZUMZ|ZUMIEZ INC|LMNX|LUMINEX TRADING & ANALYTICS LLC|129500
ZUMZ|ZUMIEZ INC|LOOP|Loop Capital Markets LLC|3482
ZUMZ|ZUMIEZ INC|LQNA|LIQUIDNET, INC.|47700
ZUMZ|ZUMIEZ INC|LSCI|Lek Securities Corporation|5680
ZUMZ|ZUMIEZ INC|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|100
ZUMZ|ZUMIEZ INC|MACQ|Macquarie Capital (USA) Inc.|3300
ZUMZ|ZUMIEZ INC|MAXM|Maxim Group LLC|2547
ZUMZ|ZUMIEZ INC|MBTS|ALLY INVEST SECURITIES LLC|2879
ZUMZ|ZUMIEZ INC|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|129675
ZUMZ|ZUMIEZ INC|MLUA|MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED|4168
ZUMZ|ZUMIEZ INC|MSCO|MORGAN STANLEY & CO. LLC|1201518
ZUMZ|ZUMIEZ INC|MSPL|MORGAN STANLEY & CO. LLC|333300
ZUMZ|ZUMIEZ INC|MSTX|MORGAN STANLEY & CO. LLC|186900
ZUMZ|ZUMIEZ INC|NFSC|National Financial Services LLC|426264
ZUMZ|ZUMIEZ INC|NITE|VIRTU Americas LLC|876597
ZUMZ|ZUMIEZ INC|NITP|VIRTU Americas LLC|6634
ZUMZ|ZUMIEZ INC|NQRB|Brut, LLC|1039
ZUMZ|ZUMIEZ INC|OHOS|TWO SIGMA SECURITIES, LLC|32103
ZUMZ|ZUMIEZ INC|OPCO|Oppenheimer & Co. Inc.|2725
ZUMZ|ZUMIEZ INC|PDQM|CODA MARKETS, INC.|58170
ZUMZ|ZUMIEZ INC|PHLY|NASDAQ Execution Services, LLC|200
ZUMZ|ZUMIEZ INC|PIPR|Piper Jaffray & Co.|1500
ZUMZ|ZUMIEZ INC|RAJA|Raymond James & Associates, Inc.|4943
ZUMZ|ZUMIEZ INC|RBCM|RBC CAPITAL MARKETS, LLC|7377
ZUMZ|ZUMIEZ INC|SAGL|SAGETRADER, LLC|2403
ZUMZ|ZUMIEZ INC|SAGW|SAGETRADER, LLC|65
ZUMZ|ZUMIEZ INC|SALI|INTL FCSTONE FINANCIAL INC.|40
ZUMZ|ZUMIEZ INC|SBSH|Citigroup Global Markets Inc.|158316
ZUMZ|ZUMIEZ INC|SGMT|GOLDMAN SACHS & CO. LLC|159207
ZUMZ|ZUMIEZ INC|SPDR|SPEEDROUTE LLC|44418
ZUMZ|ZUMIEZ INC|SPTD|MINT GLOBAL MARKETS, INC.|1200
ZUMZ|ZUMIEZ INC|STFL|Stifel, Nicolaus & Company, Incorporated|127
ZUMZ|ZUMIEZ INC|STKP|STOCKPILE INVESTMENTS, INC.|74
ZUMZ|ZUMIEZ INC|SWIM|TD Ameritrade, Inc.|476882
ZUMZ|ZUMIEZ INC|SWST|Hilltop Securities Inc.|400
ZUMZ|ZUMIEZ INC|TAGC|TELSEY ADVISORY GROUP LLC|710
ZUMZ|ZUMIEZ INC|TKNG|ALLY INVEST SECURITIES LLC|10949
ZUMZ|ZUMIEZ INC|TONC|CUTTONE & CO., LLC|1046
ZUMZ|ZUMIEZ INC|TRBT|Tradebot Systems, Inc.|63572
ZUMZ|ZUMIEZ INC|TRCM|TRC MARKETS LLC|87372
ZUMZ|ZUMIEZ INC|TWTT|TASTYWORKS, INC.|1415
ZUMZ|ZUMIEZ INC|UBSS|UBS Securities LLC|364245
ZUMZ|ZUMIEZ INC|VALX|VIRTU AMERICAS LLC|19949
ZUMZ|ZUMIEZ INC|VGRD|Vanguard Marketing Corporation|12417
ZUMZ|ZUMIEZ INC|VIEW|VIEWTRADE SECURITIES LLC|250
ZUMZ|ZUMIEZ INC|WBLR|WILLIAM BLAIR|1757
ZUMZ|ZUMIEZ INC|WBPX|SUMMIT SECURITIES GROUP, LLC|2859
ZUMZ|ZUMIEZ INC|WCHV|WELLS FARGO SECURITIES, LLC|44364
ZUMZ|ZUMIEZ INC|WEDB|WEDBUSH SECURITIES INC.|56745
ZUMZ|ZUMIEZ INC|WEED|Weeden & Co.L.P.|3202
ZUMZ|ZUMIEZ INC|WEXM|WOLVERINE EXECUTION SERVICES, LLC|13228
ZUMZ|ZUMIEZ INC|WEXX|WOLVERINE EXECUTION SERVICES, LLC|30754
ZUMZ|ZUMIEZ INC|WFPB|Wells Fargo Securities, LLC.|1133
ZUMZ|ZUMIEZ INC|WGIF|CIBC World Markets Inc.|1321
ZUMZ|ZUMIEZ INC|WOLF|Wolfe Trahan Securities|6924
ZUMZ|ZUMIEZ INC|WSEA|WOLVERINE SECURITIES, LLC|24284
ZUMZ|ZUMIEZ INC|WTFS|JUST2TRADE, INC.|91
ZUMZ|ZUMIEZ INC|XIST|INSTINET, LLC|96430
ZUMZ|ZUMIEZ INC|XSTM|NATIONAL FINANCIAL SERVICES LLC|44854
ZUMZ|ZUMIEZ INC|YKNA|COMHAR CAPITAL MARKETS, LLC|1064
ZUO|ZUORA, INC.|ADAM|CANACCORD GENUITY INC.|41789
ZUO|ZUORA, INC.|AGIS|Aegis Capital Corp.|1750
ZUO|ZUORA, INC.|ALTX|Alternet Securities Inc.|118287
ZUO|ZUORA, INC.|APCC|Apex Clearing Corporation|44091
ZUO|ZUORA, INC.|BANK|Primevest Financial Services, Inc.|500
ZUO|ZUORA, INC.|BARD|Robert W. Baird & Co. Incorporated|802
ZUO|ZUORA, INC.|BATM|CBOE TRADING, INC.|22766
ZUO|ZUORA, INC.|BAYT|BTIG, LLC|9074
ZUO|ZUORA, INC.|BBNT|BB&T SECURITIES, LLC|500
ZUO|ZUORA, INC.|BERN|Sanford C. Bernstein & Co., LLC|33520
ZUO|ZUORA, INC.|BIAD|SAGETRADER, LLC|1
ZUO|ZUORA, INC.|BIDS|BIDS TRADING L.P.|400
ZUO|ZUORA, INC.|BIMI|Banca IMI Securities Corp.|23213
ZUO|ZUORA, INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|2387
ZUO|ZUORA, INC.|BLKX|INSTINET, LLC|46916
ZUO|ZUORA, INC.|BTIG|BTIG, LLC|11178
ZUO|ZUORA, INC.|BYXM|CBOE TRADING, INC.|7200
ZUO|ZUORA, INC.|CANT|Cantor Fitzgerald & Co.|458
ZUO|ZUORA, INC.|CBRA|Cobra Trading, Inc.|400
ZUO|ZUORA, INC.|CHAS|Charles Schwab & Co., Inc.|18381
ZUO|ZUORA, INC.|CICF|Canaccord Genuity Corp.|2000
ZUO|ZUORA, INC.|CMPT|Compass Point Research & Trading, LLC|218
ZUO|ZUORA, INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|169171
ZUO|ZUORA, INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|123242
ZUO|ZUORA, INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|19487
ZUO|ZUORA, INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|486754
ZUO|ZUORA, INC.|CSMS|CORNERSTONE MACRO LLC|18500
ZUO|ZUORA, INC.|CTDL|Citadel Derivatives Group Llc|3031
ZUO|ZUORA, INC.|CTLR|CUTLER GROUP, LP|17562
ZUO|ZUORA, INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|38262
ZUO|ZUORA, INC.|DADA|D.A. Davidson & Co.|125
ZUO|ZUORA, INC.|DBAB|Deutsche Bank Securities Inc.|141450
ZUO|ZUORA, INC.|DBAX|Deutsche Bank Securities Inc.|543000
ZUO|ZUORA, INC.|DEAN|MORGAN STANLEY|16914
ZUO|ZUORA, INC.|DEGS|RONIN PROFESSIONAL LLC|69210
ZUO|ZUORA, INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|9036
ZUO|ZUORA, INC.|EBXL|EBX LLC|423100
ZUO|ZUORA, INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|26797
ZUO|ZUORA, INC.|EDJO|Edward D. Jones & Co., L.P.|4088
ZUO|ZUORA, INC.|EGAM|CBOE TRADING, INC.|28177
ZUO|ZUORA, INC.|EGAW|CBOE TRADING, INC.|120
ZUO|ZUORA, INC.|EGMT|EG MARKET TECHNOLOGIES LLC|200
ZUO|ZUORA, INC.|EGXM|CBOE TRADING, INC.|24723
ZUO|ZUORA, INC.|EGXW|CBOE TRADING, INC.|100
ZUO|ZUORA, INC.|ETBA|ELECTRONIC TRANSACTION CLEARING, INC.|1100
ZUO|ZUORA, INC.|ETBE|Electronic Transaction Clearing, Inc.|8074
ZUO|ZUORA, INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|4066
ZUO|ZUORA, INC.|ETCB|ETC BROKERAGE SERVICES, LLC|250
ZUO|ZUORA, INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|31567
ZUO|ZUORA, INC.|ETEI|ELECTRONIC TRANSACTION CLEARING, INC.|1101
ZUO|ZUORA, INC.|ETEJ|ELECTRONIC TRANSACTION CLEARING, INC.|150
ZUO|ZUORA, INC.|ETFA|ELECTRONIC TRANSACTION CLEARING, INC.|300
ZUO|ZUORA, INC.|ETRS|E*Trade Securities LLC|2175088
ZUO|ZUORA, INC.|FBSB|U.S. Bancorp Investments, Inc.|150
ZUO|ZUORA, INC.|FILL|Tradestation Securities, Inc.|146178
ZUO|ZUORA, INC.|FMAF|NBCN Inc./ CDS|10624
ZUO|ZUORA, INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|6892
ZUO|ZUORA, INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|99627
ZUO|ZUORA, INC.|FTBR|Foliofn Investments, Inc.|2147
ZUO|ZUORA, INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|6217
ZUO|ZUORA, INC.|GLIS|TD Securities Inc|24041
ZUO|ZUORA, INC.|GLPX|ACS EXECUTION SERVICES, LLC|296433
ZUO|ZUORA, INC.|GSCO|GOLDMAN SACHS & CO. LLC|715400
ZUO|ZUORA, INC.|GSCS|GOLDMAN SACHS & CO. LLC|29077
ZUO|ZUORA, INC.|GSLT|GOLDMAN SACHS & CO. LLC|11925
ZUO|ZUORA, INC.|GTSZ|GTS SECURITIES LLC|64877
ZUO|ZUORA, INC.|HRBF|American Enterprise Investment Services Inc.|34952
ZUO|ZUORA, INC.|HSBC|HSBC Securities, Inc.|2405
ZUO|ZUORA, INC.|IATS|INTERACTIVE BROKERS LLC|212982
ZUO|ZUORA, INC.|IBKR|Interactive Brokers Llc|211702
ZUO|ZUORA, INC.|ICBX|INSTINET, LLC|240442
ZUO|ZUORA, INC.|INCA|INSTINET, LLC|414926
ZUO|ZUORA, INC.|INJX|INSTINET, LLC|5111
ZUO|ZUORA, INC.|ITGI|ITG Inc.|59990
ZUO|ZUORA, INC.|ITGP|ITG INC.|486600
ZUO|ZUORA, INC.|JANY|Janney Montgomery Scott Inc.|1450
ZUO|ZUORA, INC.|JEFF|JEFFERIES LLC|48078
ZUO|ZUORA, INC.|JMPT|JUMP TRADING, LLC|15704
ZUO|ZUORA, INC.|JONE|JonesTrading|68775
ZUO|ZUORA, INC.|JPBX|J.P. MORGAN SECURITIES LLC|29232
ZUO|ZUORA, INC.|JPMX|J.P. Morgan Securities LLC|715369
ZUO|ZUORA, INC.|JSJX|JANE STREET CAPITAL LLC|45689
ZUO|ZUORA, INC.|KCGM|VIRTU Americas LLC|213608
ZUO|ZUORA, INC.|KCRD|PHX FINANCIAL, INC.|515
ZUO|ZUORA, INC.|LEHM|Barclays Capital Inc./Le|529187
ZUO|ZUORA, INC.|LIME|Lime Brokerage LLC|43684
ZUO|ZUORA, INC.|LOOP|Loop Capital Markets LLC|200
ZUO|ZUORA, INC.|LPCM|Lampert Capital Markets Inc.|12200
ZUO|ZUORA, INC.|LQNA|LIQUIDNET, INC.|261700
ZUO|ZUORA, INC.|LSCI|Lek Securities Corporation|9416
ZUO|ZUORA, INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|500
ZUO|ZUORA, INC.|MACC|Mid Atlantic Capital Corporation|1147
ZUO|ZUORA, INC.|MAVB|Great Point Capital LLC|100
ZUO|ZUORA, INC.|MBTS|ALLY INVEST SECURITIES LLC|365
ZUO|ZUORA, INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|273552
ZUO|ZUORA, INC.|MOTF|MOTIF INVESTING, INC.|47
ZUO|ZUORA, INC.|MSCO|MORGAN STANLEY & CO. LLC|549627
ZUO|ZUORA, INC.|MSPL|MORGAN STANLEY & CO. LLC|299900
ZUO|ZUORA, INC.|MSTX|MORGAN STANLEY & CO. LLC|38300
ZUO|ZUORA, INC.|NATL|National Securities Corporation|4600
ZUO|ZUORA, INC.|NBCS|NBC Securities, INC.|300
ZUO|ZUORA, INC.|NEED|Needham & Company, LLC|500
ZUO|ZUORA, INC.|NFSC|National Financial Services LLC|2302665
ZUO|ZUORA, INC.|NITE|VIRTU Americas LLC|4152957
ZUO|ZUORA, INC.|NQRB|Brut, LLC|16890
ZUO|ZUORA, INC.|NTBF|BMO Nesbitt Burns Inc./CDS|17856
ZUO|ZUORA, INC.|NTFN|Network 1 Financial Securities Inc.|25
ZUO|ZUORA, INC.|NTRC|Northern Trust Securities, Inc.|899
ZUO|ZUORA, INC.|OPCO|Oppenheimer & Co. Inc.|8793
ZUO|ZUORA, INC.|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|30
ZUO|ZUORA, INC.|PCPT|PHILLIP CAPITAL INC.|11952
ZUO|ZUORA, INC.|PDQM|CODA MARKETS, INC.|652029
ZUO|ZUORA, INC.|PHLY|NASDAQ Execution Services, LLC|6400
ZUO|ZUORA, INC.|PIPR|Piper Jaffray & Co.|3347
ZUO|ZUORA, INC.|PWJC|UBS Financial Services, Inc.|16180
ZUO|ZUORA, INC.|RBCM|RBC CAPITAL MARKETS, LLC|12167
ZUO|ZUORA, INC.|RGLD|Regal Securities, Inc|50
ZUO|ZUORA, INC.|RHCO|Suntrust Robinson Humphrey, Inc.|37827
ZUO|ZUORA, INC.|SAGL|SAGETRADER, LLC|41628
ZUO|ZUORA, INC.|SALI|INTL FCSTONE FINANCIAL INC.|15840
ZUO|ZUORA, INC.|SBSH|Citigroup Global Markets Inc.|45447
ZUO|ZUORA, INC.|SGMT|GOLDMAN SACHS & CO. LLC|392659
ZUO|ZUORA, INC.|SIBO|Prime Executions, Inc.|5330
ZUO|ZUORA, INC.|SPDR|SPEEDROUTE LLC|92880
ZUO|ZUORA, INC.|SPTD|MINT GLOBAL MARKETS, INC.|6300
ZUO|ZUORA, INC.|STFL|Stifel, Nicolaus & Company, Incorporated|3100
ZUO|ZUORA, INC.|STKP|STOCKPILE INVESTMENTS, INC.|2510
ZUO|ZUORA, INC.|SWIM|TD Ameritrade, Inc.|1952611
ZUO|ZUORA, INC.|SWST|Hilltop Securities Inc.|2647
ZUO|ZUORA, INC.|TDFS|TRADERFIELD SECURITIES INC.|4892
ZUO|ZUORA, INC.|TKNG|ALLY INVEST SECURITIES LLC|78840
ZUO|ZUORA, INC.|TRBT|Tradebot Systems, Inc.|176228
ZUO|ZUORA, INC.|TRCM|TRC MARKETS LLC|4988
ZUO|ZUORA, INC.|TWTT|TASTYWORKS, INC.|1632
ZUO|ZUORA, INC.|UBSS|UBS Securities LLC|880119
ZUO|ZUORA, INC.|VALX|VIRTU AMERICAS LLC|69933
ZUO|ZUORA, INC.|VGRD|Vanguard Marketing Corporation|102574
ZUO|ZUORA, INC.|VSIN|Vision Financial Markets Llc|7
ZUO|ZUORA, INC.|WCHV|WELLS FARGO SECURITIES, LLC|261607
ZUO|ZUORA, INC.|WEDB|WEDBUSH SECURITIES INC.|107861
ZUO|ZUORA, INC.|WEED|Weeden & Co.L.P.|176218
ZUO|ZUORA, INC.|WEXM|WOLVERINE EXECUTION SERVICES, LLC|61801
ZUO|ZUORA, INC.|WEXX|WOLVERINE EXECUTION SERVICES, LLC|67874
ZUO|ZUORA, INC.|WFPB|Wells Fargo Securities, LLC.|300
ZUO|ZUORA, INC.|WGIF|CIBC World Markets Inc.|13524
ZUO|ZUORA, INC.|WSEA|WOLVERINE SECURITIES, LLC|113820
ZUO|ZUORA, INC.|XIST|INSTINET, LLC|13000
ZUO|ZUORA, INC.|XPQR|Jump Trading|1100
ZUO|ZUORA, INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|495386
ZUO|ZUORA, INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|69363
ZUO|ZUORA, INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|19115
ZYME|ZYMEWORKS INC.|AGIS|Aegis Capital Corp.|5680
ZYME|ZYMEWORKS INC.|ALTX|Alternet Securities Inc.|4964
ZYME|ZYMEWORKS INC.|APCC|Apex Clearing Corporation|9296
ZYME|ZYMEWORKS INC.|AVON|Avondale Partners, LLC|100
ZYME|ZYMEWORKS INC.|BANK|Primevest Financial Services, Inc.|150
ZYME|ZYMEWORKS INC.|BATM|CBOE TRADING, INC.|1273
ZYME|ZYMEWORKS INC.|BAYT|BTIG, LLC|1600
ZYME|ZYMEWORKS INC.|BBNT|BB&T SECURITIES, LLC|1700
ZYME|ZYMEWORKS INC.|BERN|Sanford C. Bernstein & Co., LLC|9449
ZYME|ZYMEWORKS INC.|BKMM|BNY MELLON CAPITAL MARKETS, LLC|550
ZYME|ZYMEWORKS INC.|BLKX|INSTINET, LLC|10000
ZYME|ZYMEWORKS INC.|BTIG|BTIG, LLC|10270
ZYME|ZYMEWORKS INC.|CBRA|Cobra Trading, Inc.|900
ZYME|ZYMEWORKS INC.|CHAS|Charles Schwab & Co., Inc.|3113
ZYME|ZYMEWORKS INC.|CICF|Canaccord Genuity Corp.|1185
ZYME|ZYMEWORKS INC.|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|32686
ZYME|ZYMEWORKS INC.|CPET|CLEARPOOL EXECUTION SERVICES, LLC|3579
ZYME|ZYMEWORKS INC.|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|12320
ZYME|ZYMEWORKS INC.|CROS|CREDIT SUISSE SECURITIES (USA) LLC|145245
ZYME|ZYMEWORKS INC.|CTDL|Citadel Derivatives Group Llc|10
ZYME|ZYMEWORKS INC.|CXCX|CITIGROUP GLOBAL MARKETS INC.|67706
ZYME|ZYMEWORKS INC.|DBAB|Deutsche Bank Securities Inc.|32512
ZYME|ZYMEWORKS INC.|DBAX|Deutsche Bank Securities Inc.|65200
ZYME|ZYMEWORKS INC.|DBUL|Deutsche Bank Securities Inc.|32
ZYME|ZYMEWORKS INC.|DEAN|MORGAN STANLEY|600
ZYME|ZYMEWORKS INC.|DEGS|RONIN PROFESSIONAL LLC|14232
ZYME|ZYMEWORKS INC.|DFIN|DASH FINANCIAL TECHNOLOGIES LLC|13600
ZYME|ZYMEWORKS INC.|EBXL|EBX LLC|67400
ZYME|ZYMEWORKS INC.|ECUT|CONVERGEX EXECUTION SOLUTIONS|3752
ZYME|ZYMEWORKS INC.|EDJO|Edward D. Jones & Co., L.P.|2497
ZYME|ZYMEWORKS INC.|EGAM|CBOE TRADING, INC.|3040
ZYME|ZYMEWORKS INC.|EGAW|CBOE TRADING, INC.|100
ZYME|ZYMEWORKS INC.|EGXM|CBOE TRADING, INC.|1306
ZYME|ZYMEWORKS INC.|EGXW|CBOE TRADING, INC.|1
ZYME|ZYMEWORKS INC.|ETBE|Electronic Transaction Clearing, Inc.|2381
ZYME|ZYMEWORKS INC.|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|150
ZYME|ZYMEWORKS INC.|ETCB|ETC BROKERAGE SERVICES, LLC|140
ZYME|ZYMEWORKS INC.|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|3172
ZYME|ZYMEWORKS INC.|ETRS|E*Trade Securities LLC|123838
ZYME|ZYMEWORKS INC.|FBSB|U.S. Bancorp Investments, Inc.|1100
ZYME|ZYMEWORKS INC.|FILL|Tradestation Securities, Inc.|2622
ZYME|ZYMEWORKS INC.|FMAF|NBCN Inc./ CDS|9864
ZYME|ZYMEWORKS INC.|FOXB|FIS BROKERAGE & SECURITIES SERVICES LLC|4568
ZYME|ZYMEWORKS INC.|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|31799
ZYME|ZYMEWORKS INC.|FTBR|Foliofn Investments, Inc.|1993
ZYME|ZYMEWORKS INC.|GEBB|GLOBAL EXECUTION BROKERS, LP|100
ZYME|ZYMEWORKS INC.|GLIS|TD Securities Inc|2702
ZYME|ZYMEWORKS INC.|GLPX|ACS EXECUTION SERVICES, LLC|14782
ZYME|ZYMEWORKS INC.|GSCO|GOLDMAN SACHS & CO. LLC|58802
ZYME|ZYMEWORKS INC.|GSCS|GOLDMAN SACHS & CO. LLC|3300
ZYME|ZYMEWORKS INC.|GSLT|GOLDMAN SACHS & CO. LLC|4040
ZYME|ZYMEWORKS INC.|GTSZ|GTS SECURITIES LLC|13801
ZYME|ZYMEWORKS INC.|HRBF|American Enterprise Investment Services Inc.|3706
ZYME|ZYMEWORKS INC.|HSBC|HSBC Securities, Inc.|600
ZYME|ZYMEWORKS INC.|IATS|INTERACTIVE BROKERS LLC|34001
ZYME|ZYMEWORKS INC.|IBKR|Interactive Brokers Llc|56590
ZYME|ZYMEWORKS INC.|ICBX|INSTINET, LLC|26937
ZYME|ZYMEWORKS INC.|INCA|INSTINET, LLC|70648
ZYME|ZYMEWORKS INC.|INJX|INSTINET, LLC|1834
ZYME|ZYMEWORKS INC.|ITGI|ITG Inc.|68902
ZYME|ZYMEWORKS INC.|ITGP|ITG INC.|70600
ZYME|ZYMEWORKS INC.|JANY|Janney Montgomery Scott Inc.|200
ZYME|ZYMEWORKS INC.|JEFF|JEFFERIES LLC|25113
ZYME|ZYMEWORKS INC.|JMPT|JUMP TRADING, LLC|4927
ZYME|ZYMEWORKS INC.|JPMX|J.P. Morgan Securities LLC|83208
ZYME|ZYMEWORKS INC.|JSJX|JANE STREET CAPITAL LLC|6844
ZYME|ZYMEWORKS INC.|KCGM|VIRTU Americas LLC|30805
ZYME|ZYMEWORKS INC.|LEHM|Barclays Capital Inc./Le|83386
ZYME|ZYMEWORKS INC.|LIME|Lime Brokerage LLC|11247
ZYME|ZYMEWORKS INC.|LQNA|LIQUIDNET, INC.|19000
ZYME|ZYMEWORKS INC.|LSCI|Lek Securities Corporation|1600
ZYME|ZYMEWORKS INC.|LTCO|Ladenburg, Thalmann & Co., Inc.|1500
ZYME|ZYMEWORKS INC.|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|1504
ZYME|ZYMEWORKS INC.|MAXM|Maxim Group LLC|350
ZYME|ZYMEWORKS INC.|MCMF|Raymond James Ltd. Cds|3000
ZYME|ZYMEWORKS INC.|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|43376
ZYME|ZYMEWORKS INC.|MOTF|MOTIF INVESTING, INC.|2
ZYME|ZYMEWORKS INC.|MSCO|MORGAN STANLEY & CO. LLC|287325
ZYME|ZYMEWORKS INC.|MSPL|MORGAN STANLEY & CO. LLC|18700
ZYME|ZYMEWORKS INC.|MSTX|MORGAN STANLEY & CO. LLC|200
ZYME|ZYMEWORKS INC.|NATL|National Securities Corporation|11480
ZYME|ZYMEWORKS INC.|NFSC|National Financial Services LLC|339906
ZYME|ZYMEWORKS INC.|NITE|VIRTU Americas LLC|508481
ZYME|ZYMEWORKS INC.|NQRB|Brut, LLC|800
ZYME|ZYMEWORKS INC.|NTBF|BMO Nesbitt Burns Inc./CDS|4500
ZYME|ZYMEWORKS INC.|OPCO|Oppenheimer & Co. Inc.|4145
ZYME|ZYMEWORKS INC.|PCPT|PHILLIP CAPITAL INC.|9
ZYME|ZYMEWORKS INC.|PDQM|CODA MARKETS, INC.|23303
ZYME|ZYMEWORKS INC.|POIN|PRECISION SECURITIES, LLC (POIN)|300
ZYME|ZYMEWORKS INC.|PREC|PRECISION SECURITIES, LLC|400
ZYME|ZYMEWORKS INC.|PWJC|UBS Financial Services, Inc.|700
ZYME|ZYMEWORKS INC.|RBCM|RBC CAPITAL MARKETS, LLC|2198
ZYME|ZYMEWORKS INC.|RGLD|Regal Securities, Inc|320
ZYME|ZYMEWORKS INC.|RJLC|RJL CAPITAL GROUP, LLC|1400
ZYME|ZYMEWORKS INC.|SAGL|SAGETRADER, LLC|3266
ZYME|ZYMEWORKS INC.|SBRX|MURIEL SIEBERT & CO INC|252
ZYME|ZYMEWORKS INC.|SBSH|Citigroup Global Markets Inc.|54067
ZYME|ZYMEWORKS INC.|SGMT|GOLDMAN SACHS & CO. LLC|22628
ZYME|ZYMEWORKS INC.|SPDR|SPEEDROUTE LLC|6392
ZYME|ZYMEWORKS INC.|STFL|Stifel, Nicolaus & Company, Incorporated|600
ZYME|ZYMEWORKS INC.|STKP|STOCKPILE INVESTMENTS, INC.|118
ZYME|ZYMEWORKS INC.|SWIM|TD Ameritrade, Inc.|92137
ZYME|ZYMEWORKS INC.|TKNG|ALLY INVEST SECURITIES LLC|4248
ZYME|ZYMEWORKS INC.|TRBT|Tradebot Systems, Inc.|4077
ZYME|ZYMEWORKS INC.|TRCM|TRC MARKETS LLC|1776
ZYME|ZYMEWORKS INC.|TWTT|TASTYWORKS, INC.|160
ZYME|ZYMEWORKS INC.|UBSS|UBS Securities LLC|156179
ZYME|ZYMEWORKS INC.|VALX|VIRTU AMERICAS LLC|10342
ZYME|ZYMEWORKS INC.|VGRD|Vanguard Marketing Corporation|16436
ZYME|ZYMEWORKS INC.|VIEW|VIEWTRADE SECURITIES LLC|73
ZYME|ZYMEWORKS INC.|VSIN|Vision Financial Markets Llc|2510
ZYME|ZYMEWORKS INC.|WABR|Wall Street Access|1250
ZYME|ZYMEWORKS INC.|WCHV|WELLS FARGO SECURITIES, LLC|97456
ZYME|ZYMEWORKS INC.|WEDB|WEDBUSH SECURITIES INC.|50
ZYME|ZYMEWORKS INC.|WSEA|WOLVERINE SECURITIES, LLC|6301
ZYME|ZYMEWORKS INC.|WSTI|WESTERN INTERNATIONAL SECURITIES, INC.|100
ZYME|ZYMEWORKS INC.|XSTM|NATIONAL FINANCIAL SERVICES LLC|26168
ZYME|ZYMEWORKS INC.|YKNA|COMHAR CAPITAL MARKETS, LLC|1974
ZYME|ZYMEWORKS INC.|YLPL|Linsco/Private Ledger Financial Services, Incorporated|3378
ZYNE|ZYNERBA PHARMA CS|AGIS|Aegis Capital Corp.|10410
ZYNE|ZYNERBA PHARMA CS|ALTX|Alternet Securities Inc.|954
ZYNE|ZYNERBA PHARMA CS|APCC|Apex Clearing Corporation|793
ZYNE|ZYNERBA PHARMA CS|BATM|CBOE TRADING, INC.|805
ZYNE|ZYNERBA PHARMA CS|BAYC|BAY CREST PARTNERS, LLC|654
ZYNE|ZYNERBA PHARMA CS|BBNT|BB&T SECURITIES, LLC|500
ZYNE|ZYNERBA PHARMA CS|BERN|Sanford C. Bernstein & Co., LLC|5645
ZYNE|ZYNERBA PHARMA CS|BIMI|Banca IMI Securities Corp.|7526
ZYNE|ZYNERBA PHARMA CS|BKMM|BNY MELLON CAPITAL MARKETS, LLC|7129
ZYNE|ZYNERBA PHARMA CS|BMOC|BMO Capital Markets Corp.|1765
ZYNE|ZYNERBA PHARMA CS|BNPX|BNP PARIBAS SECURITIES CORP.|403
ZYNE|ZYNERBA PHARMA CS|BRGE|Newbridge Securities Corp.|3900
ZYNE|ZYNERBA PHARMA CS|BTIG|BTIG, LLC|78
ZYNE|ZYNERBA PHARMA CS|BYXM|CBOE TRADING, INC.|1000
ZYNE|ZYNERBA PHARMA CS|CBRA|Cobra Trading, Inc.|200
ZYNE|ZYNERBA PHARMA CS|CHAS|Charles Schwab & Co., Inc.|625
ZYNE|ZYNERBA PHARMA CS|CPEM|CLEARPOOL EXECUTION SERVICES, LLC|8537
ZYNE|ZYNERBA PHARMA CS|CPEX|CLEARPOOL EXECUTION SERVICES, LLC|35686
ZYNE|ZYNERBA PHARMA CS|CROS|CREDIT SUISSE SECURITIES (USA) LLC|57007
ZYNE|ZYNERBA PHARMA CS|CTDL|Citadel Derivatives Group Llc|7404
ZYNE|ZYNERBA PHARMA CS|CXCX|CITIGROUP GLOBAL MARKETS INC.|4660
ZYNE|ZYNERBA PHARMA CS|DBAB|Deutsche Bank Securities Inc.|141716
ZYNE|ZYNERBA PHARMA CS|DBAX|Deutsche Bank Securities Inc.|37900
ZYNE|ZYNERBA PHARMA CS|DBUL|Deutsche Bank Securities Inc.|620
ZYNE|ZYNERBA PHARMA CS|DEAN|MORGAN STANLEY|4174
ZYNE|ZYNERBA PHARMA CS|DEGS|RONIN PROFESSIONAL LLC|37472
ZYNE|ZYNERBA PHARMA CS|EBXL|EBX LLC|16300
ZYNE|ZYNERBA PHARMA CS|ECUT|CONVERGEX EXECUTION SOLUTIONS|8965
ZYNE|ZYNERBA PHARMA CS|EDJO|Edward D. Jones & Co., L.P.|527
ZYNE|ZYNERBA PHARMA CS|EGAM|CBOE TRADING, INC.|7392
ZYNE|ZYNERBA PHARMA CS|EGAW|CBOE TRADING, INC.|186
ZYNE|ZYNERBA PHARMA CS|EGXM|CBOE TRADING, INC.|1164
ZYNE|ZYNERBA PHARMA CS|EGXW|CBOE TRADING, INC.|402
ZYNE|ZYNERBA PHARMA CS|ETBE|Electronic Transaction Clearing, Inc.|4513
ZYNE|ZYNERBA PHARMA CS|ETBT|ELECTRONIC TRANSACTION CLEARING, INC.|2970
ZYNE|ZYNERBA PHARMA CS|ETDR|ELECTRONIC TRANSACTION CLEARING, INC.|618
ZYNE|ZYNERBA PHARMA CS|ETDX|ELECTRONIC TRANSACTION CLEARING, INC.|6222
ZYNE|ZYNERBA PHARMA CS|ETRS|E*Trade Securities LLC|296353
ZYNE|ZYNERBA PHARMA CS|FBCO|Credit Suisse Securities (USA) LLC|137325
ZYNE|ZYNERBA PHARMA CS|FILL|Tradestation Securities, Inc.|5266
ZYNE|ZYNERBA PHARMA CS|FMAF|NBCN Inc./ CDS|335
ZYNE|ZYNERBA PHARMA CS|FOMA|TD AMERITRADE CLEARING, INC.|493006
ZYNE|ZYNERBA PHARMA CS|FRET|FIS BROKERAGE & SECURITIES SERVICES LLC|56391
ZYNE|ZYNERBA PHARMA CS|FTBR|Foliofn Investments, Inc.|383
ZYNE|ZYNERBA PHARMA CS|GEBB|GLOBAL EXECUTION BROKERS, LP|17159
ZYNE|ZYNERBA PHARMA CS|GLIS|TD Securities Inc|997
ZYNE|ZYNERBA PHARMA CS|GLPX|ACS EXECUTION SERVICES, LLC|11494
ZYNE|ZYNERBA PHARMA CS|GSCO|GOLDMAN SACHS & CO. LLC|406087
ZYNE|ZYNERBA PHARMA CS|GSCS|GOLDMAN SACHS & CO. LLC|1300
ZYNE|ZYNERBA PHARMA CS|GSLT|GOLDMAN SACHS & CO. LLC|8804
ZYNE|ZYNERBA PHARMA CS|GTSZ|GTS SECURITIES LLC|12852
ZYNE|ZYNERBA PHARMA CS|HRBF|American Enterprise Investment Services Inc.|3853
ZYNE|ZYNERBA PHARMA CS|HSBC|HSBC Securities, Inc.|281
ZYNE|ZYNERBA PHARMA CS|IATS|INTERACTIVE BROKERS LLC|30073
ZYNE|ZYNERBA PHARMA CS|IBKR|Interactive Brokers Llc|99870
ZYNE|ZYNERBA PHARMA CS|ICBX|INSTINET, LLC|9500
ZYNE|ZYNERBA PHARMA CS|IEQY|CITADEL SECURITIES LLC|34533
ZYNE|ZYNERBA PHARMA CS|INCA|INSTINET, LLC|175649
ZYNE|ZYNERBA PHARMA CS|INJX|INSTINET, LLC|1202
ZYNE|ZYNERBA PHARMA CS|ITGI|ITG Inc.|32454
ZYNE|ZYNERBA PHARMA CS|ITGP|ITG INC.|13800
ZYNE|ZYNERBA PHARMA CS|JANY|Janney Montgomery Scott Inc.|5
ZYNE|ZYNERBA PHARMA CS|JEFF|JEFFERIES LLC|3984
ZYNE|ZYNERBA PHARMA CS|JMPT|JUMP TRADING, LLC|4159
ZYNE|ZYNERBA PHARMA CS|JPBX|J.P. MORGAN SECURITIES LLC|12378
ZYNE|ZYNERBA PHARMA CS|JPMX|J.P. Morgan Securities LLC|35990
ZYNE|ZYNERBA PHARMA CS|JSCL|JOSEPH STONE CAPITAL L.L.C.|20770
ZYNE|ZYNERBA PHARMA CS|JSJX|JANE STREET CAPITAL LLC|65149
ZYNE|ZYNERBA PHARMA CS|KCGM|VIRTU Americas LLC|8191
ZYNE|ZYNERBA PHARMA CS|LEHM|Barclays Capital Inc./Le|387051
ZYNE|ZYNERBA PHARMA CS|LIME|Lime Brokerage LLC|86946
ZYNE|ZYNERBA PHARMA CS|LQNA|LIQUIDNET, INC.|5200
ZYNE|ZYNERBA PHARMA CS|LSCI|Lek Securities Corporation|75100
ZYNE|ZYNERBA PHARMA CS|LXBJ|BENJAMIN & JEROLD BROKERAGE I, LLC|200
ZYNE|ZYNERBA PHARMA CS|MAXM|Maxim Group LLC|20037
ZYNE|ZYNERBA PHARMA CS|MBTS|ALLY INVEST SECURITIES LLC|1962
ZYNE|ZYNERBA PHARMA CS|MLIX|Merrill Lynch, Pierce, Fenner & Smith Incorporated|11896
ZYNE|ZYNERBA PHARMA CS|MOTF|MOTIF INVESTING, INC.|16
ZYNE|ZYNERBA PHARMA CS|MSCO|MORGAN STANLEY & CO. LLC|892326
ZYNE|ZYNERBA PHARMA CS|MSPL|MORGAN STANLEY & CO. LLC|62400
ZYNE|ZYNERBA PHARMA CS|MSTX|MORGAN STANLEY & CO. LLC|21000
ZYNE|ZYNERBA PHARMA CS|NATL|National Securities Corporation|800
ZYNE|ZYNERBA PHARMA CS|NFSC|National Financial Services LLC|259869
ZYNE|ZYNERBA PHARMA CS|NITE|VIRTU Americas LLC|597907
ZYNE|ZYNERBA PHARMA CS|NITP|VIRTU Americas LLC|2600
ZYNE|ZYNERBA PHARMA CS|NQRB|Brut, LLC|2364
ZYNE|ZYNERBA PHARMA CS|OPCO|Oppenheimer & Co. Inc.|1500
ZYNE|ZYNERBA PHARMA CS|PATH|BENJAMIN & JEROLD BROKERAGE I, LLC|3340
ZYNE|ZYNERBA PHARMA CS|PDQM|CODA MARKETS, INC.|20531
ZYNE|ZYNERBA PHARMA CS|PHLY|NASDAQ Execution Services, LLC|200
ZYNE|ZYNERBA PHARMA CS|RAJA|Raymond James & Associates, Inc.|2151
ZYNE|ZYNERBA PHARMA CS|RBCM|RBC CAPITAL MARKETS, LLC|13500
ZYNE|ZYNERBA PHARMA CS|RGLD|Regal Securities, Inc|2500
ZYNE|ZYNERBA PHARMA CS|SAGL|SAGETRADER, LLC|9846
ZYNE|ZYNERBA PHARMA CS|SBSH|Citigroup Global Markets Inc.|79978
ZYNE|ZYNERBA PHARMA CS|SGMT|GOLDMAN SACHS & CO. LLC|17691
ZYNE|ZYNERBA PHARMA CS|SPDR|SPEEDROUTE LLC|2480
ZYNE|ZYNERBA PHARMA CS|STFL|Stifel, Nicolaus & Company, Incorporated|850
ZYNE|ZYNERBA PHARMA CS|STKP|STOCKPILE INVESTMENTS, INC.|2970
ZYNE|ZYNERBA PHARMA CS|SWIM|TD Ameritrade, Inc.|112711
ZYNE|ZYNERBA PHARMA CS|SWST|Hilltop Securities Inc.|200
ZYNE|ZYNERBA PHARMA CS|TKNG|ALLY INVEST SECURITIES LLC|6028
ZYNE|ZYNERBA PHARMA CS|TRCM|TRC MARKETS LLC|5955
ZYNE|ZYNERBA PHARMA CS|UBSS|UBS Securities LLC|791874
ZYNE|ZYNERBA PHARMA CS|VALX|VIRTU AMERICAS LLC|4751
ZYNE|ZYNERBA PHARMA CS|VGRD|Vanguard Marketing Corporation|49360
ZYNE|ZYNERBA PHARMA CS|WCHV|WELLS FARGO SECURITIES, LLC|71048
ZYNE|ZYNERBA PHARMA CS|WEDB|WEDBUSH SECURITIES INC.|1000
ZYNE|ZYNERBA PHARMA CS|WEXM|WOLVERINE EXECUTION SERVICES, LLC|3426
ZYNE|ZYNERBA PHARMA CS|WGIF|CIBC World Markets Inc.|2140
ZYNE|ZYNERBA PHARMA CS|WSEA|WOLVERINE SECURITIES, LLC|17817
ZYNE|ZYNERBA PHARMA CS|XSTM|NATIONAL FINANCIAL SERVICES LLC|2600
ZYNE|ZYNERBA PHARMA CS|YKNA|COMHAR CAPITAL MARKETS, LLC|659
ZYNE|ZYNERBA PHARMA CS|YLPL|Linsco/Private Ledger Financial Services, Incorporated|650